Modernization of Special Airworthiness Certification, 47650-47739 [2023-14425]
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DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 1, 21, 22, 36, 43, 45, 61,
65, 91, and 119
[Docket No.: FAA–2023–1377; Notice No.
23–10]
RIN 2120–AL50
Modernization of Special
Airworthiness Certification
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The FAA proposes to amend
rules for the manufacture, certification,
operation, maintenance, and alteration
of light-sport aircraft. The proposed
amendments would enable
enhancements in safety and
performance and would increase
privileges under a number of sport pilot
and light-sport aircraft rules. These
enhancements include increasing
suitability for flight training, limited
aerial work, and personal travel. This
proposed rule would expand what
aircraft sport pilots may operate. This
NPRM also includes proposals to amend
the special purpose operations for
restricted category aircraft; amend the
duration, eligible purposes, and
operating limitations for experimental
aircraft; and add operating limitations
applicable to experimental aircraft
engaged in space support vehicle flights
to codify statutory language.
DATES: Send comments on or before
October 23, 2023.
ADDRESSES: Send comments identified
by docket number FAA–2023–1377
using any of the following methods:
• Federal eRulemaking Portal: Go to
regulations.gov and follow the online
instructions for sending your comments
electronically.
• Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE, Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
• Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001 between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
• Fax: Fax comments to Docket
Operations at (202) 493–2251.
Docket: Background documents or
comments received may be read at
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SUMMARY:
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regulations.gov at any time. Follow the
online instructions for accessing the
docket or go to the Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC 20590–
0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
FOR FURTHER INFORMATION CONTACT: For
technical questions concerning this
action, contact James Newberger,
Aircraft Certification Service (AIR–632),
Federal Aviation Administration, 800
Independence Ave. SW, Washington,
DC 20591, telephone (202) 267–1636;
email james.e.newberger@faa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
A. Overview of the Proposed Rule
B. Summary of Costs and Benefits
II. Background
A. History
B. Related Actions
III. Authority for This Rulemaking
IV. Discussion of the Proposal
A. General
B. Revision of Definitions Applicable to the
Certification and Operation of LightSport Category Aircraft
C. Expansion of Eligibility for Light-Sport
Category Aircraft and Sport Pilots
D. Certification of Light-Sport Category
Aircraft
E. Sport Pilot Certification and Privileges
F. Repairman (Light-Sport) Certificates
G. Maintenance
H. Operations
I. Experimental Airworthiness Certificates
J. Restricted Category
K. Noise Certification of Aircraft That Do
Not Conform to a Type Certificate
L. Proposed Effective and Compliance
Dates
M. Amendments Concerning Import and
Export of Aircraft
N. Conforming Amendments
V. Regulatory Notices
A. Regulatory Impact Analysis
B. Regulatory Flexibility Act
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility
G. Environmental Analysis
VI. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
D. Executive Order 13609, Promoting
International Regulatory Cooperarion
VII. Additional Information
A. Comments Invited
B. Confidential Business Information
C. Electronic Access and Filing
D. Small Business Regulatory Enforcement
Fairness Act
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List of Acronyms Frequently Used in
This Document
ASTM—ASTM International
ATD—Aviation Training Device
CAS—Calibrated Airspeed
CFR—Code of Federal Regulations
DOD—Department of Defense
DOT—Department of Transportation
FAA—Federal Aviation Administration
FADEC—Full Authority Digital Electric
Control
FR—Federal Register
FSTD—Flight Simulation Training Device
IBR—Incorporation by reference
LSAMA—Light-Sport Aircraft Manufacturers
Assessment
MOSAIC—Modernization of Special
Airworthiness Certification
MSL—Mean Sea Level (altitude)
NAICS—North American Industry
Classification System
NPRM—Notice of proposed rulemaking
NTSB—National Transportation Safety Board
OMB—Office of Management and Budget
PIC—Pilot in Command
PTS—Practical Test Standards
RFA—Regulatory Flexibility Act
RIA—Regulatory Impact Analysis
U.S.C.—United States Code
VFR—Visual Flight Rules
VH—Maximum airspeed in level flight with
maximum continuous power
VNE—Maximum never exceed speed
VS1—Maximum Stalling Speed (in clean
configuration)
I. Executive Summary
A. Overview of the Proposed Rule
The FAA proposes to amend rules
related to the certification and operation
of light-sport category aircraft. This rule
would modernize the regulatory
approach to light-sport aircraft,
incorporating performance-based
requirements that reflect advances in
technology and use cases for this type
of aircraft. The proposal is designed to
respond to the evolving needs of this
sector and provide for future growth and
innovation without compromising
safety.
In 2004, the FAA published the final
rule titled ‘‘Certification of Aircraft and
Airmen for the Operation of Light-Sport
Aircraft,’’ which established rules for
the manufacture, certification,
operation, and maintenance of lightsport aircraft (69 FR 44771; July 27,
2004) (hereafter ‘‘the 2004 final rule’’).
That rule provided for the operation and
manufacture of aircraft weighing less
than 1,320 pounds (or 1,430 pounds for
aircraft intended for operation on
water). These ‘‘light-sport’’ aircraft
included airplanes, gliders, balloons,
powered parachutes, weight-shiftcontrol aircraft, and gyroplanes. The
FAA bases the rigor of certification
requirements and operational
limitations on a safety continuum that
assesses the exposure of the public to
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risk for each aircraft and operation; as
the risk increases due to increased
operating privileges and aircraft
capability, the requirements and
corresponding rigor of requirements and
procedures for certification increase.
In establishing the 2004 final rule, the
FAA intentionally established a rigor of
certification for light-sport category
aircraft between normal category aircraft
and aircraft holding experimental
certificates in view of intended
operating privileges and aircraft
capability. This preamble uses
experimental amateur-built aircraft for
the safety continuum discussions since
they are similar to light-sport category
aircraft in this proposal. Amateur-built
aircraft are largely used for recreational
purposes, are flown by sport pilots and
pilots with higher grade certificates, and
generally have the same flight envelope
and occupancy limits. Amateur-built
aircraft are below light-sport category
aircraft on the safety continuum because
of their lower safety assurance for
aircraft design and being subject to
stringent operating limitations.
Amateur-built aircraft have no
regulatory design requirements for
suitability of materials used, structural
integrity, or instruments, equipment,
and systems. This proposed rule would
prescribe design requirements for lightsport category aircraft for these items.
This proposed rule would also allow
light-sport aircraft to conduct aerial
work operations that have been
authorized by the manufacturer for
compensation or hire. Amateur-built
aircraft are limited to non-commercial
operations for the purpose of education
and recreation.
Since the 2004 rule, light-sport
category aircraft have shown a lower
accident rate than experimental
amateur-built airplanes. The FAA
considers that the successful safety
record of light-sport category aircraft
validates certification requirements
established in the 2004 final rule and
provides support for expanding the
scope of certification for light-sport
category aircraft and operations. As a
result, the FAA identified this proposed
rule as an opportunity to expand the
2004 final rule to include a wider
variety of aircraft, increase performance,
and increase operating privileges to
extend these safety benefits to more
aircraft. The FAA intends for these
expansions to increase safety by
encouraging aircraft owners, who may
be deciding between an experimental
aircraft or a light-sport category aircraft,
to choose aircraft higher on the safety
continuum and, therefore, meet higher
aircraft certification requirements.
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This proposed rule also addresses
other aircraft that hold special
airworthiness certificates. Specifically,
the FAA proposes to codify additional
special purpose operations for restricted
category aircraft that the FAA has
previously approved under discretion
provided in § 21.25(b)(7). In addition,
this rule would amend the duration,
eligible purposes, and operating
limitations for special airworthiness
certificates issued for experimental
purposes.
The FAA has identified proposals to
improve both the safety and
functionality of light-sport category
aircraft and light-sport category kit-built
aircraft. This rule would amend aircraft,
pilot, maintenance, and operational
requirements to increase both the safety
and performance of these aircraft while
mitigating risk. The FAA recognizes that
this is a balancing act—where the risk
is increased due to greater capability in
one area, mitigations may be required
from the other areas.
This proposal would establish
performance-based requirements related
to light-sport certificated aircraft. As a
fundamental matter, the proposal would
restructure how certification
requirements for light-sport category
aircraft are presented in the FAA’s
regulations. Currently, issuance of
special airworthiness certificates under
§ 21.190 for light-sport category aircraft,
sport pilot certificates under part 61,
subpart J, and repairman (light-sport)
certificates under part 65 are limited by
a number of aircraft design limitations
included in the definition of light-sport
aircraft in § 1.1. This proposal would
remove that definition and, in its place,
write performance-based standards for
aircraft and airman certification into 14
CFR parts 21, 61, and 65, where these
requirements for other types of aircraft
and airman certification reside. This
would make the FAA’s regulatory
approach to light-sport category aircraft
more consistent with its approach to
other types of aircraft.
Another important change proposed
under this rule would eliminate the
weight limits for light-sport category
aircraft. To enable the design and
manufacture of light-sport category
aircraft that are safe to fly with
increased capacity and ability, this
proposal would apply new design and
manufacturing requirements. This
would allow growth and innovation
within performance-based safety
parameters. This proposal also expands
aircraft that sport pilots can operate.
Under this proposal, sport pilots could
operate airplanes designed with up to
four seats, even though they would
remain limited to operating with only
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one passenger. Finally, the proposal
would change the name of the
repairman certificate (light-sport
aircraft) to repairman certificate (lightsport). This certificate would apply to
existing and new types of aircraft
certificated in the light-sport category,
such as rotorcraft and powered-lift.
Related provisions would update the
requirements for maintenance.
The FAA is also proposing regulations
related to noise for light-sport aircraft,
expanding applicability of part 36 noise
limits. To provide flexibility and reduce
burdens of compliance with these noise
limits, the FAA is proposing options for
compliance: conventional noise testing
per part 36 or means of compliance via
FAA-approved, industry consensus
standards. The FAA expects that any
consensus standards would not be
limited to physical measurements of
noise taken during test flights. They
might instead to be based on empirical
data, analytical modeling, or generally
accepted noise prediction methods if
the underlying noise prediction
methods are found to be robust.
In addition to maintenance and
manufacturing requirements, the FAA
also proposes to expand the kinds of
operations that can be performed by
light-sport category aircraft.
Specifically, this proposal would permit
light-sport category aircraft to be used in
certain aerial work operations for
aircraft that meet the applicable
consensus standard for that operation.
Additionally, the FAA is proposing
amendments to experimental aircraft
regulations. The proposed regulations
create new operating purposes for
former military and kit-built aircraft and
amend the operating purpose for market
survey. The proposed regulations also
include new operating limitations, an
increased certificate duration, and new
noise requirements. The FAA is further
proposing amendments related to
restricted category aircraft, including a
codification of special operating
purposes for restricted category aircraft.
This NPRM also includes proposed
changes to right of way and operations
around airports in Class G airspace.
B. Summary of Costs and Benefits
The proposed rule largely expands
opportunities for light-sport category
aircraft. These expansions may result in
safety and recreational benefits; there
may also be associated design and
production costs. The FAA expects
requirements to comply with noise
standards would be minimal using
industry consensus standards. The FAA
also does not anticipate more than
minimal incremental costs for other
provisions of the proposed rule, such as
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training, and does not have data to
estimate any cost savings, such as those
that could result from operating certain
light-sport category aircraft in aerial
work for compensation.
II. Background
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A. History
In the 2004 final rule, the FAA
reasoned that new rules for light-sport
category aircraft were necessary to
address advancing sport and
recreational aviation technology, the
lack of regulations for existing aircraft,
and several petitions for exemptions
and rulemaking. The 2004 final rule
provided for the manufacture of safe
and economical certificated aircraft
beyond the weight limit permitted by
part 103; established the sport pilot
certificate; and allowed certificated
pilots to operate light-sport category
aircraft for sport and recreation, carry
one passenger, and conduct flight
training and towing in a safe manner.
The resulting regulations also placed
restrictions on light-sport category
aircraft design and performance
requirements including an aircraft
weight limit of less than 1,320 pounds
(1,430 pounds for aircraft intended for
operation on water). Light-sport aircraft
include airplanes, gliders, balloons,
powered parachutes, weight-shiftcontrol aircraft, and gyroplanes.
The FAA has granted multiple
exemptions for light-sport aircraft based
on safety considerations that include:
• Retractable landing gear to enable
takeoffs and landings from land and
water;
• Various weight increases, with the
largest allowing up to 1,850 pounds;
and
• A VS1 stalling speed increase to 54
knots calibrated airspeed (CAS).
Discussion of the specific grants of
exemption follow in section II.B.1.
The FAA also amended rules on two
occasions for light-sport aircraft and
airmen. In 2007, the FAA amended the
definition of light-sport aircraft to
permit development of lighter-than-air
light-sport aircraft and allow retractable
landing gear for light-sport aircraft
intended for operation on water. In
2010, the FAA also amended rules for
persons holding a sport pilot certificate
and flight instructors with a sport pilot
rating to address airman certification
and operational issues that arose since
the 2004 final rule. Detailed discussion
of these amendments is included in
section II.B.2.
In 2010, the FAA completed a LightSport Aircraft Manufacturers
Assessment (LSAMA) Final Report,
dated May 17, 2010 (the LSAMA Final
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Report), following its assessment of 14
light-sport category aircraft
manufacturers to evaluate compliance
with the 2004 final rule. On June 28,
2012, the FAA published a notification
in the Federal Register (77 FR 38463)
(the ‘‘LSAMA Notification’’) describing
its concerns identified in the LSAMA
Final Report. Specific concerns
included:
• Most manufacturing facilities
evaluated could not fully substantiate
that the aircraft for which they had
issued a statement of compliance did, in
fact, meet the consensus standards
identified in those documents.
• The accuracy of declarations made
in a statement of compliance.
• That more FAA involvement is
warranted than originally intended
under the 2004 final rule.
Considering these concerns, the FAA
established an audit program under
FAA Order 8130.36, Special Light-Sport
Aircraft Audit Program, for conducting
regular audits of light-sport category
aircraft manufacturers and their
associate facilities. Proposed safety
enhancements under this NPRM for new
training requirements for manufacturer’s
employees who are responsible for
compliance findings and compliance
statements are based on concerns
described in the LSAMA Notification
and are discussed in sections IV.D.17
and IV.D.19.
The 2004 final rule was successful in
encouraging innovation in light-sport
aircraft. According to FAA Registry data
as of January 2023, over 200 models and
5,321 aircraft have been designed and
manufactured under the 2004 final rule,
distributed among the various classes of
aircraft as follows:
• 4,459 airplanes.
• 456 powered parachutes.
• 336 weight-shift controlled aircraft.
• 70 gliders.
In addition, FAA airman certification
databases show that approximately
7,000 sport pilots, 1,000 sport pilot
instructors, 1,500 repairman (light-sport
aircraft) with a maintenance rating, and
10,000 repairman (light-sport aircraft)
with an inspection rating are currently
certificated under provisions of the 2004
final rule.
The FAA views the safety record of
light-sport category aircraft operations
as validation of the original certification
requirements and as support for
expanding eligibility for aircraft
certification, airmen certifications, and
related operating privileges. From
working with applicants for certification
of aircraft, pilots, and repairman of
light-sport aircraft since the 2004 final
rule took effect, the FAA has identified
many proposals for amending those
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rules to enhance safety, performance,
and privileges for operating light-sport
category aircraft. The FAA is also
proposing amendments concerning
certification and operations of other
aircraft that hold special airworthiness
certificates. Detailed discussion of the
safety record of light-sport category
aircraft and these proposals are
included in section IV of this NPRM.
B. Related Actions
1. Exemptions to the 2004 Final Rule
As previously stated, the FAA granted
multiple exemptions to the 2004 final
rule based on safety considerations.
Together, these actions permitted
exempted aircraft to vary from the rule
in the following ways:
• Retractable landing gear to enable
takeoffs and landings from land and
water.
• Various weight increases, with the
largest allowed weight of up to 1,850
pounds.
Data, arguments, and findings that
enabled the FAA to grant these
exemptions are used as applicable to
support proposals herein to codify these
and similar provisions.
2. Amendments to the 2004 Final Rule
On April 19, 2007, the FAA published
the final rule ‘‘Changes to the Definition
of Certain Light-Sport Aircraft’’ (72 FR
19661) to amend the definition of lightsport aircraft to permit development of
lighter-than-air light-sport aircraft and
allow retractable landing gear for lightsport aircraft intended for operation on
water. To date, the FAA has issued no
special airworthiness certificates for
lighter-than-air light-sport aircraft. This
NPRM proposes to permit retractable
landing gear for all operations to
enhance safety more broadly within the
light aircraft community by making
light-sport category aircraft more
attractive alternatives to experimental
amateur-built aircraft.
On February 1, 2010, the FAA
published the final rule ‘‘Certification of
Aircraft and Airmen for the Operation of
Light-Sport Aircraft; Modifications to
Rules for Sport Pilots and Flight
Instructors with a Sport Pilot Rating’’
(75 FR 5204; Correction published on
March 30, 2010, 75 FR 15609)
(hereinafter the 2010 final rule). The
purpose of the 2010 final rule was to
amend rules for sport pilots and flight
instructors with a sport pilot rating to
address airman certification and
operational issues that arose since
regulations for the certification of
aircraft and airmen for the operation of
light-sport aircraft were implemented in
2004.
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3. FAA-Industry Listening Session
On December 12, 2022, the FAA
hosted a listening session with
representatives of the light-sport aircraft
industry. A record of that meeting,
including participants and their
feedback, is included on the docket for
this proposed rule, which is available at
FAA–2023–1377. Importantly, that
feedback replicated what the FAA has
learned about the 2004 final rule as
discussed previously in this NPRM.
III. Authority for This Rulemaking
The FAA’s authority to issue rules on
aviation safety is found in title 49 of the
United States Code (U.S.C.). Subtitle I,
section 106 describes the authority of
the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more
detail the scope of the agency’s
authority. This rulemaking is
promulgated under the authority
described in 49 U.S.C. 106(f) and (g),
which establishes the authority of the
Administrator to promulgate and revise
regulations and rules related to aviation
safety. This rulemaking is also
promulgated under 49 U.S.C.
44701(a)(2)(A) and (a)(5), which
provides that the FAA Administrator
shall promote safe flight of civil aircraft
in air commerce by prescribing
regulations and minimum standards: (1)
in the interest of safety for inspecting,
servicing, and overhauling aircraft,
aircraft engines, propellers, and
appliances, and (2) that the FAA finds
necessary for safety in air commerce and
national security; 49 U.S.C. 44703,
which provides the general authority of
the Administrator to prescribe
regulations for the issuance of airman
certificates when the Administrator
finds, after investigation, that an
individual is qualified for, and
physically able to perform the duties
related to, the position authorized by
the certificate; 49 U.S.C. 40103(b)(1) and
(2), which directs the FAA to issue
regulations: (1) To ensure the safety of
aircraft and the efficient use of airspace;
and (2) to govern the flight of aircraft for
purposes of navigating, protecting and
identifying aircraft, and protecting
individuals and property on the ground;
and 49 U.S.C. 44715, which provides
the Administrator the authority to
prescribe regulations to control and
abate aircraft noise and sonic boom.
These proposed regulations are within
the scope of those authorities because
they are proposing to amend rules for
the manufacture, certification,
operation, maintenance, and alteration
of light-sport category aircraft, to amend
rules related to restricted category
aircraft and experimental airworthiness
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certification, and to amend rules related
to sport pilot and repairman
certification.
Additionally, this rulemaking
implements the Congressional mandate
set forth in section 581 of the FAA
Reauthorization Act of 2018 (Pub. L.
115–254), which authorizes certain
aircraft holding experimental
certificates to conduct space support
vehicle flights. Section 581 amends 49
U.S.C. 44737 to allow the operator of an
aircraft with a special airworthiness
certification in the experimental
category to operate the aircraft for the
purpose of conducting a space support
vehicle flight and conduct such flight
under such certificate carrying persons
or property for compensation or hire.
IV. Discussion of the Proposal
A. General
The FAA is proposing to amend rules
for the manufacture, certification,
operation, maintenance, and alteration
of light-sport category aircraft. The
proposed changes would enhance the
safety, performance, and operating
privileges of light-sport category aircraft.
This proposal would also expand the
types and characteristics of aircraft that
sport pilots may operate. The proposed
changes would increase the suitability
of light-sport category aircraft for flight
training, limited aerial work, and
personal travel. Additionally, the
proposal would further enable the
manufacture of safe and economical
light-sport category aircraft. The FAA
also proposes to update the list of
approved operations for restricted
category aircraft; amend the duration,
eligible purposes, and operating
limitations for special airworthiness
certificates issued for experimental
purposes; and add operating limitations
applicable to experimental aircraft
engaged in space support vehicle flights
to codify a statutory provision.
1. The Evolution of Light-Sport Aircraft
The FAA acknowledged in the 2004
final rule that ‘‘there are areas where
only time and experience will
determine whether these regulatory
provisions meet the FAA’s expectations
or require modification.’’ In the
approximately 20 years since the FAA
published that rule, the FAA has
increased its understanding of these
aircraft. The 2004 final rule was
successful in encouraging innovation in
light-sport aircraft; over 200 models and
5,300 aircraft have been designed and
manufactured under the 2004 final rule.
The FAA has also considered several
requests for exemption from the lightsport aircraft rules, granting eleven of
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them. This proposal would amend the
rules for these aircraft to improve safety
and performance and increase the scope
of operations that may be performed
with light-sport category aircraft.
2. A Safety Continuum
The FAA bases the rigor of
certification requirements and
operational limitations on a safety
continuum that looks at the exposure of
the public to risk for each aircraft and
operation; as the risk increases due to
increased operating privileges and
aircraft capability, the requirements and
corresponding rigor of requirements and
procedures for aircraft and airman
certification increase. In establishing the
2004 final rule, the FAA intentionally
established a rigor of aircraft
certification for light-sport category
aircraft between normal category aircraft
and aircraft holding experimental
certificates in view of intended
operating privileges and aircraft
capability. Normal category airplanes
can weigh up to 19,000 lbs. and carry
19 persons. Accordingly, their
certification rigor is going to be greater
than an aircraft that has two to four
seats because an accident would result
in greater fatalities. However, to mitigate
this risk, the part 23 airplane must be
designed and manufactured to more
stringent airworthiness standards. By
meeting the more stringent
airworthiness standards, the FAA grants
greater operating privileges. Therefore,
since light-sport category aircraft subject
fewer people to risk and have fewer
operating privileges when compared to
part 23 airplanes, the 2004 final rule
and this proposal includes less stringent
certification standards.
Based on the rigor of aircraft
certification established for light-sport
category aircraft in the 2004 final rule,
the FAA expected that light-sport
category aircraft fatal accident rates
would fall between experimental and
normal category aircraft. To validate this
expectation against fatal accident data,
the FAA compared data for light-sport
category airplanes and other aircraft
categories or types that were most
similar to light-sport category airplanes:
experimental amateur-built airplanes
with single, reciprocating engines, and
fixed landing gear; and small normal
category airplanes with single,
reciprocating engines, and fixed landing
gear. The fatal accident rate data
compiled since 2011 for these aircraft 1
1 Light aircraft fatal accident trends are included
on the docket at FAA–2023–1377. These trends are
shown beginning in 2011 because of limitations on
available data and since ten-year trends seem
sufficient for this proposal.
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show that light-sport category aircraft
fatal accident rates fall between
experimental and normal category
aircraft, validating that the rigor of
certification requirements and
procedures of the 2004 final rule falls,
as intended, between experimental and
normal category aircraft. This validation
also supports proposals described in
this NPRM for modest expansions of
eligibility for certification of light-sport
category aircraft, performance
limitations for sport pilots, eligibility for
certification of repairman (light-sport),
and corresponding operating privileges
for additional but similar operating
privileges and risks. As described in
section IV.C, the FAA has also
identified other opportunities to
improve the safety of light-sport
category aircraft and experimental lightsport category kit-built aircraft.
Additionally, the lower accident rate
of light-sport category aircraft as
compared to experimental amateur-built
airplanes has led the FAA to examine
opportunities for expanding the 2004
final rule to include a wider variety of
aircraft, increase performance, and
increase operating privileges. The FAA
intends for these expansions to increase
safety by encouraging manufacturers to
design and construct, and prospective
aircraft owners to choose, aircraft higher
on the safety continuum and, therefore,
meet higher aircraft certification
requirements.
The FAA used the safety continuum
to analyze other aircraft as well; in
addition to modifying the requirements
for light-sport category aircraft and
experimental light-sport category kitbuilt aircraft, this rule would also
address the operation of other aircraft
that hold special airworthiness
certificates. Specifically, the FAA
proposes to codify additional special
purpose operations for restricted
category aircraft that the FAA has
previously approved under the
discretion provided in part 21. In
addition, this rule would amend the
duration, eligible purposes, and
operating limitations for special
airworthiness certificates issued for
experimental purposes, including an
administrative change to add a new
experimental purpose for former
military aircraft, and codifying a
statutory provision for space support
vehicle flights. The FAA has referred to
this combined set of proposals as the
Modernization of Special Airworthiness
Certification (MOSAIC) since these
proposals primarily concern the
regulation of aircraft that operate under
special airworthiness certificates.
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3. Expanding Light-Sport Category
Aircraft and Related Provisions for
Airman, Maintenance, and Operations
a. Eliminating the Definition of LightSport Aircraft
Currently, light-sport aircraft is
defined in § 1.1, General definitions.
Uniquely, the definition affects the
scope of certification for light-sport
category aircraft, sport pilots, and
repairman (light-sport aircraft). Section
21.190 applies this definition to limit
the scope of aircraft that may be issued
a special airworthiness certificate for
light-sport category aircraft. Part 61 uses
this definition to specify which aircraft
a sport pilot may operate. The FAA
notes that, per part 61, a sport pilot may
operate any aircraft that meets the
definition of light-sport aircraft,
including certain normal category,
primary category, light-sport category,
and experimental aircraft. This proposal
would eliminate this definition of lightsport aircraft in § 1.1 and would instead
specify separate requirements for
aircraft, pilot, and repairman
certification in 14 CFR part 21, 61, or
65, respectively. Although the FAA
considered retaining and expanding this
definition, deleting the definition and
establishing separate certification
requirements in part 21, 61, or 65 would
better align with the location of such
requirements for other categories of
aircraft and for other airmen.
b. Changes to Aircraft Certification
Requirements for Light-Sport Category
Aircraft
The FAA has granted eleven
exemptions to enable airworthiness
certification of light-sport category
aircraft with weights that exceed those
in the definition of light-sport aircraft.
These grants of exemption were based
on FAA findings that relieving weight
limits would enable significant safety
enhancements not contemplated in the
original regulations, reduce the
likelihood of fatal accidents, and foster
innovation in light-sport category
aircraft. Consistent with the FAA’s
analysis of the safe operations
accomplished under those exemptions,
this proposal would eliminate the
weight limits for light-sport category
aircraft. As discussed in section IV.C.2,
eliminating weight limits for light-sport
category aircraft would provide
manufacturers opportunities to:
• Incorporate additional safetyenhancing designs and equipment,
• Design airframes that are more
rugged for the flight-training
environment,
• Increase fuel load and aircraft
range,
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• Allow for greater cabin size to
enable greater occupant heights and
weights,
• Improve aircraft handling in gusts,
turbulence, and crosswinds, and
• Increase the suitability of light-sport
category aircraft for other intended
operating purposes, including
recreation, personal travel, and certain
aerial work.2
This proposal would apply new
design and manufacturing requirements
for light-sport category aircraft so that
light-sport category aircraft are able to
fly safely with increased capacity and
ability. The FAA is further proposing to
increase airplane stalling speed to
enable increased aircraft weights to
enable more robust airframes,
installation of safety enhancing
equipage, higher fuel capacity, and more
seating capacity. The FAA proposes to
eliminate limitations on classes of
eligible aircraft, propellers, and landing
gear; allow airplanes with up to 4 seats
for increased utility and improved flight
training opportunities; and increase the
maximum airspeed for more practical
personal travel. This proposal would
require training for manufacturer
employees who are responsible for
safety findings and for signing a
statement of compliance. This NPRM
does not propose to amend
requirements that limit manufacture of
kits for light-sport category aircraft for
make and model aircraft that were
previously certificated as light-sport
category aircraft. Accordingly, most of
the proposals for expanding the
eligibility for certification of light-sport
category aircraft would carry over to
light-sport category kit-built aircraft.
This proposal would remove the
requirement to display the mark ‘‘LightSport’’ on light-sport category aircraft.
These proposed changes are discussed
in greater detail in section IV.D.20.
c. Changes to the Aircraft That Sport
Pilots May Operate
This proposal would also expand
what aircraft sport pilots can operate.
Under this proposal, sport pilots could
operate heavier aircraft than currently
allowed under the § 1.1 definition and
airplanes with up to four seats, even
though they would remain limited to
carrying only one passenger. This one
passenger limitation would also apply
to a flight instructor with a sport pilot
rating conducting flight training in a
four-seat airplane. Additionally, this
proposal includes expansions to certain
2 The FAA does not explicitly define aerial work;
however, the FAA broadly interprets the term to
mean work done from the air for compensation that
does not involve the carriage of persons or property.
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proposed sport pilot privileges through
training and endorsements for airplanes
that hat have a controllable pitch
propeller, for aircraft with a retractable
landing gear, and to conduct night
operations. This proposal would also
make corresponding changes to
regulations affecting the privileges and
limitations of a flight instructor
certificate with a sport pilot rating.
These proposed changes are discussed
in greater detail in section IV.E.
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d. Changes to Requirements for
Repairman (Light-Sport) Certificates
This proposal would revise the name
of the ‘‘repairman certificate (light-sport
aircraft)’’ to ‘‘repairman certificate
(light-sport)’’ and would allow for
issuance of a repairman certificate
(light-sport) for the new, proposed
classes of aircraft that could be
certificated in the light-sport category
(i.e., helicopter and powered-lift).
Additionally, the proposal would
remove the hours-based training
requirements for a light-sport repairman
maintenance rating and instead require
that applicants complete a training
course, accepted by the FAA, that aligns
with the Aviation Mechanic General,
Airframe, and Powerplant Airman
Certification Standards (Mechanic ACS).
The training course would be required
to include only those subject areas and
knowledge, risk management, and skill
elements of the Mechanic ACS that are
appropriate to the category of aircraft
the training course covers. The proposal
would also codify existing policy for
repairman certificate (light-sport)
training course providers to administer
an examination, provide students with a
certificate of completion, and require
facilities, equipment, materials, and
instructors that are appropriate to the
training course content being taught.
These proposed changes are discussed
in greater detail in section IV.F.
e. Changes to Requirements for
Maintenance of Light-Sport Category
Aircraft
This proposal would require all
repairs performed on light-sport
category aircraft to meet applicable
consensus standards, allow minor
alterations to be accepted under the
provisions of 14 CFR part 43, and
remove the restriction that the
Administrator approve aircraft-towing
devices installed on these aircraft. These
proposed changes are discussed in
greater detail in section IV.G.
f. Changes to Requirements for
Operating Light-Sport Category Aircraft
In addition to expanding eligibilities
for issuance of special airworthiness
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certificates for light-sport category
aircraft and experimental light-sport
aircraft and aircraft that sport pilots may
operate, the FAA proposes to expand
the kinds of operations that can be
performed by light-sport category
aircraft. Specifically, this proposal
would permit light-sport category
aircraft to be used in certain aerial work
operations for aircraft that meet the
applicable FAA-accepted consensus
standard for that operation. This
proposal would also remove the
requirement for owners/operators of
light-sport category aircraft to comply
with safety directives issued by the
aircraft manufacturer; mandatory
compliance with FAA Airworthiness
Directives would remain unchanged.
These proposed changes are discussed
in greater detail in section IV.H.1.
4. Changes to Certain Experimental
Certificates
a. Duration
This proposal would increase the
duration of certain experimental
certificates from one to three years.
These proposed changes are discussed
in greater detail in section IV.I.1.
b. Changes for Former Military Aircraft
This proposal would add operating
former-military aircraft as an additional
purpose for which experimental
certificates may be issued. Operations of
former-military aircraft are currently
authorized under other experimental
certificates. These proposed changes are
discussed in greater detail in section
IV.I.5.
c. Codifying the Authorization for Space
Support Vehicles
This proposal would codify the
statutory language in 49 U.S.C. 44740
permitting the operator of an aircraft
with a special airworthiness
certification in the experimental
category to operate the aircraft for the
purpose of conducting a space support
vehicle flight while carrying persons or
property for compensation or hire.
These proposed changes are discussed
in greater detail in section IV.H.3. Such
operations would be limited to aircraft
that takeoff and land at a single launch
or reentry site that is operated by an
entity licensed to operate the launch or
reentry site under 51 U.S.C. chapter 509;
are owned or operated by or on behalf
of a launch or reentry vehicle operator
licensed under 51 U.S.C. chapter 509;
and is either a launch vehicle, reentry
vehicle, or a component thereof. These
operations would only be allowed to
simulate space flight conditions in
support of training for potential space
flight participants, government
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astronauts, or crew; testing hardware to
be used in space flight; or conducting
research and development tasks, which
require the unique capabilities of the
aircraft conducting the flight.
5. Changes for Restricted Category
Aircraft
This proposal would enhance the
requirements for the certification of
former-military aircraft in the restricted
category by requiring the aircraft to have
a service history with the U.S. Armed
Forces. Under the provision in
§ 21.25(b)(7), the FAA has approved
additional special purpose operations
for which restricted category aircraft
may be certificated. Currently, those
additional purposes are only listed in
FAA policy documents for type and
airworthiness certification of these
aircraft. This proposal would amend
§ 21.25 to expand the list of special
purpose operations for which restricted
category aircraft may be certificated to
include these additional purposes.
6. Changes for Noise
This proposal would apply 14 CFR
part 36 noise standards to light-sport
category aircraft and experimental lightsport category aircraft certificated after
the effective date of the rule, or that are
altered in a manner that changes the
noise profile of light-sport category
aircraft and certain experimental lightsport category aircraft. This proposal
would require light-sport category
aircraft and certain experimental lightsport category aircraft to demonstrate
compliance to the part 36 noise limits
using an FAA-approved consensus
standard or a combination of current
part 36 procedures that are appropriate
for the aircraft seeking an airworthiness
certificate for a light-sport category
aircraft or an experimental light-sport
category aircraft. The FAA anticipates
the industry developing acceptable and
appropriate consensus standards for
noise that would provide simple, lowcost methods of compliance with part
36. For example, a modeling-based
consensus standard would be expected
to significantly reduce the cost of noise
compliance. Not only would there not
be a need to physically test every model
(or aircraft) but the proposal would also
allow manufacturers to use predictive
analysis to guide and support aircraft
design decisions in earlier phases,
avoiding costly future redesign or
modifications. The proposed noise
requirements are discussed in greater
detail in section V.K.
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B. Revision of Definitions Applicable to
the Certification and Operation of LightSport Category Aircraft
1. Revision of the Definition of
Consensus Standard
OMB Circular A–119 establishes
policy for the Federal use and
development of voluntary consensus
standards and conformity assessment
activities. Federal goals for using
consensus standards include providing
incentives and opportunities to
establish standards that serve national
needs, encouraging long-term growth for
U.S. enterprises, and promoting
efficiency and economic competition
through harmonization of standards.
Voluntary consensus standards are
developed or adopted by consensus
standards bodies with broad
participation of interested stakeholders,
including manufacturers and the FAA.
Because of the general acceptance and
use of consensus standards throughout
the aviation community, this rule
proposes a broader definition for
consensus standards than that currently
found in § 1.1. The current definition
was adopted as part of the 2004 final
rule. As such, the definition for
consensus standards currently is only
applicable for certificating light-sport
aircraft. The proposed definition would
apply to a wider variety of certification
functions applicable under 14 CFR.
The proposed definition would adopt
a description of a consensus standard
that better aligns with the provisions of
OMB Circular A–119. The proposed rule
would establish the characteristics that
a consensus standard must have to meet
the definition of a consensus standard.
Accordingly, to be considered a
consensus standard under this proposed
rule, a consensus standard would need
to have been adopted under procedures
which provide an opportunity for input
by persons interested and affected by
the scope or provisions of the standard.
These persons would also have had to
reach substantial agreement on its
adoption. Additionally, to be used as a
means of compliance for aircraft design,
operation, production, maintenance, or
airworthiness, a consensus standard
would have to be accepted by the FAA.
For the purposes of this proposed
definition, the FAA considers
‘‘airworthiness’’ to include noise and
continued operational safety
requirements.
After a consensus standard has been
adopted by a consensus standards body,
the FAA would review the standard for
acceptance. The FAA typically advises
the public of the agency’s acceptance of
these consensus standards through a
notice of acceptance which is published
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in the Federal Register. This review and
acceptance process is not intended to
restrict industry’s ability to develop
consensus standards, but rather to
enable the FAA to advise the public
when an industry-developed consensus
standard for aircraft design, operation,
production, maintenance, or
airworthiness complies with the
proposed performance-based regulatory
requirements.
Currently, consensus standards for the
airworthiness certification of light-sport
category aircraft that have been
developed by ASTM International
(ASTM) and accepted for use by the
FAA would meet the proposed
definition.3 The current process for
developing consensus standards by
ASTM for the certification of light-sport
category aircraft would be consistent
with the provisions of the proposed
definition.
The FAA notes that consensus
standards have also been developed to
comply with the performance-based
airworthiness standards for the
certification of airplanes found in
amendment 64 of 14 CFR part 23. They
serve as a means of compliance to the
regulatory requirements contained in
part 23 and have been accepted by the
FAA.4 Consensus standards have also
been used as a means of compliance for
operation of small unmanned aircraft
systems (small UAS) over people under
part 107 and remote identification of
unmanned aircraft under part 89.
The FAA anticipates an increased use
of consensus standards to comply with
new performance-based regulations and
has also proposed their use as part of
the special airworthiness certification
process to comply with the noise
requirements in part 36. Accordingly,
the agency determined that it would be
appropriate to broaden the current
applicability of this definition to a
potentially wider range of aircraft
certification activities than light-sport
category aircraft only.
The revised definition would require
that the consensus standards process
include participants that are impacted
by the consensus standards. For the
3 For example, the FAA published a notice titled
‘‘Consensus Standards, Light-Sport Aircraft, Notice
No. NOA–21–01’’ (87 FR 10275; February 23, 2022)
in which the FAA designated ASTM Designation
F2245–20, ‘‘Standard Specification for Design and
Performance of a Light Sport Airplane’’ (F2245–20)
as a consensus standard that is available and
acceptable for use. F2245–20 applies to aircraft
design and, as described in ASTM’s ‘‘The
Handbook for Standardization,’’ has been
developed with input by a broad array of interested
stakeholders.
4 See 71 FR 12771, 75 FR 58016, 79 FR 78553
concerning electric wiring systems before part 23,
amendment 61. For part 23, amendment 64, see 87
FR 13911.
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development of these consensus
standards, organizations and
participants in the consensus standards
development process could consist of,
but not be limited to, aircraft
manufacturers, pilots, maintainers,
aviation associations, and government
regulators. The FAA contends that the
use of a consensus standards process to
develop means of compliance to
performance-based regulations should
provide both the FAA and industry with
a means to rapidly adapt to changing
technology and better respond to market
conditions while continuing to enable
safe operations within the national
airspace system.
Alternatively, the FAA is considering
removing the definition of consensus
standard from § 1.1. Consensus standard
is a commonly accepted term used by
industry and across 5 the Federal
Government and may not require a
definition in § 1.1 to be understood in
the context of 14 CFR. Additionally, as
stated previously, the current definition
of consensus standard is limited to the
context of light sport aircraft and does
not recognize the breadth of using
consensus standards in aviation today.
The FAA requests comment on whether
the FAA should remove the definition
of consensus standard from § 1.1
altogether or revise the definition as
proposed.
2. Removal of Definition of Light-Sport
Aircraft From 14 CFR 1.1
Section 1.1 currently defines ‘‘lightsport aircraft’’ as an aircraft other than
a helicopter or powered-lift that, since
its original certification, has continued
to meet several designated parameters
(for example, aircraft weight, seating,
stalling speed, maximum speed, engine
type, propeller type, etc.). Uniquely, the
definition affects the scope of
certification for light-sport category
aircraft, sport pilots, and repairman
(light-sport aircraft). Section 21.190
applies this definition to limit the scope
of aircraft that may be issued a special
airworthiness certificate in the lightsport category. Part 61 uses this
definition to specify which aircraft a
sport pilot may operate. Because of the
common definition, all aircraft
certificated under § 21.190 are lightsport aircraft and thus can be flown by
sport pilots. However, a sport pilot is
not limited to only § 21.190 aircraft and
may operate any aircraft that meets the
definition of light-sport aircraft,
including certain normal category,
5 Such as pursuant to the National Technology
Transfer and Advancement Act (NTTAA) of 1995,
and OMB Circular A–119, Federal Participation in
the Development and Use of Voluntary Consensus
Standards and in Conformity Assessment Activities.
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primary category, light-sport category,
and experimental aircraft.
The FAA is proposing to remove the
definition of light-sport aircraft from
§ 1.1 because the regulatory definition
contains substantive requirements. A
regulatory definition should define a
term used in a particular title, chapter,
or part of the CFR. Accordingly, the
substantive aircraft certification
requirements for light-sport category
aircraft would be relocated with
modifications into proposed § 21.190
and part 22, while requirements
establishing the parameters for the
aircraft in which a sport pilot may act
as pilot in command (PIC) would be
incorporated into part 61.
The current § 1.1 definition of lightsport aircraft was created to establish
parameters for the airworthiness
certification of light-sport category
aircraft using consensus standards, as
well as to identify aircraft that can be
safely operated by pilots exercising the
privileges of a sport pilot certificate.
Currently, under § 61.315, sport pilots
are only permitted to operate aircraft
that meet the definition of a light-sport
aircraft as defined in § 1.1. Replacing
the § 1.1 definition with separate
certification requirements for aircraft,
pilots, and repairman would allow more
flexibility using the proposed
certification procedures in § 21.190 and
intended operations. In other words,
this proposed rule would decouple
certification requirements for light-sport
category aircraft certification and sport
pilot certification. One effect of placing
the proposed requirements in separate
parts and the expansion of light-sport
category aircraft certification
requirements is that an aircraft
certificated in the light-sport category
under § 21.190 may exceed the
parameters of an aircraft that a sport
pilot may act as PIC of under the
separate requirements in part 61.
Persons exercising the privileges of a
sport pilot certificate or a flight
instructor certificate with a sport pilot
rating would no longer be restricted to
operating light-sport aircraft as defined
in § 1.1. In this proposed rule, these
airmen would be able to exercise the
privileges of their certificate in any
aircraft that does not exceed the aircraft
performance limitations derived from
the current § 1.1 definition and set forth
in the proposed new § 61.316. The
FAA’s proposal concerning airmen
certification is discussed in section IV.E.
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C. Expansion of Eligibility for LightSport Category Aircraft and Sport Pilots
1. Certification of Additional Aircraft
Classes
The current § 1.1 definition of lightsport aircraft excludes helicopters and
powered-lift from being considered as
light-sport aircraft. The FAA proposes to
allow the airworthiness certification of
rotorcraft and powered-lift as light-sport
category aircraft under § 21.190,
provided these aircraft are certificated
in accordance with the proposed
performance-based requirements in part
22 using an FAA-accepted consensus
standard as a means of compliance. This
proposed rule would allow any class of
aircraft 6 to be eligible for certification in
the light-sport category, so long as the
aircraft meets the proposed
performance-based requirements of part
22 and the eligibility criteria in
proposed §§ 21.190 and 22.100. The
FAA anticipates that industry would
develop acceptable and appropriate
consensus standards to comply with the
performance-based requirements in part
22. The FAA contends that such action
would maintain a level of safety
appropriate to the certification of these
aircraft while fostering innovation.
Unmanned aircraft are precluded
from certification as light-sport category
aircraft. The FAA considered expanding
the scope of the proposed eligibility
requirements to evaluate the potential
certification of unmanned aircraft;
however, due to the novelty, technical
complexity, and significant operational
differences between unmanned and
manned aircraft, the FAA chose not to
address unmanned aircraft certification
as a part of this rulemaking.
Accordingly, as proposed in § 21.190(a),
this proposal does not apply to the
certification of unmanned aircraft in the
light-sport category.
The FAA also chose not to consider
powered lift privileges for sport pilots,
given the complexity and ongoing
development of those aircraft designs
and associated pilot certification and
operational rules that the FAA is
considering. However, the FAA expects
that future rulemaking may consider
these aircraft and associated operations
if they can fit within the constraints of
sport pilot operations and aircraft
certification requirements.
As discussed later in the preamble,
the FAA is also proposing to expand
sport pilot privileges to include
helicopter privileges.
6 See 14 CFR 1.1, which defines class, for
purposes of the certification of aircraft, as a broad
grouping of aircraft having similar characteristic of
propulsion, flight, or landing.
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2. Maximum Takeoff Weight
Section 1.1 currently limits the
maximum takeoff weight for light-sport
category aircraft to 1,320 lbs., or 1,430
lbs. for aircraft intended for operation
on water. This proposal would
eliminate the maximum takeoff weight
limitations for light-sport category
aircraft. Although this proposal removes
the specific weight limits for light-sport
category aircraft, this proposed rule
would indirectly limit aircraft weight
via stalling speed limitations, as
discussed in sections IV.C.2 and IV.C.4.
As noted in those sections, the stalling
speed limit would indirectly limit the
weight at around 3,000 pounds.
Although still limiting aircraft weight,
the proposed VS1 stalling speed would
enable aircraft with heavier weights
than the definition permits for lightsport aircraft. Enabling heavier weights
would enable manufacturers to include
safety-enhancing designs and
equipment such as advanced stall
resistant airframes, increased load factor
resilience, improved passenger cabin
crash safety mechanisms, ballistic safety
parachutes, passenger airbags, stronger
and more durable landing gear, and
greater fuel capacity.
From its work with manufacturers,
flight schools, and individual aircraft
owners since the 2004 final rule took
effect, the FAA anticipates that allowing
heavier aircraft would result in more
robust airframe designs to meet the
needs of aircraft owners. A ‘‘robust
airframe design’’ is more reliable,
resilient, and does not fail as easily
under a given load as a less robust
airframe would. In addition, an aircraft
in motion with more mass requires more
force to disrupt its current flight path.
Accordingly, heavier aircraft tend to be
more stable during turbulent or windy
conditions and, in turn, reduce the
workload on the pilot attempting to
maintain control and a desired course.
Specifically, lighter aircraft get jostled
around more in turbulence, which
causes the pilot to work harder to
maintain aircraft control.
The weight limitations in the
definition of light-sport aircraft preclude
many of these design and safety features
and is representative of why the FAA
has granted 11 exemptions to the weight
limit for certain light-sport category
aircraft with safety features installed.
These exemptions allowed
airworthiness certification of certain,
heavier light-sport category aircraft to
enable improved airframe designs and
the installation of various safety
enhancing devices.
In summary, the current weight
limitation precludes the design and
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installation of many safety
enhancements. Therefore, this NPRM
proposes to remove weight as an
eligibility requirement for certification
of light-sport category aircraft and as a
limitation on what aircraft sport pilots
may fly. Sport pilots would be
permitted to operate these heavier
aircraft if the aircraft satisfy the
performance limitations in the proposed
§ 61.316 including the Vs1 limitation
that will indirectly limit the weight to
around 3,000 pounds. The FAA does
not find that this increased weight
would appreciably alter a sport pilot’s
ability to fly the aircraft, provided the
aircraft satisfies the design and
performance limitations proposed in
§ 61.316.7
3. Maximum VH Airspeed in Level
Flight
The § 1.1 definition of light-sport
aircraft limits light-sport aircraft to a VH
of not more than 120 knots CAS under
standard atmospheric conditions at sea
level. A VH speed limit would not be
retained for the airplanes or gliders in
the proposed § 61.316 performance and
design limitations for aircraft that a
sport pilot could operate. Although an
airplane or glider’s maximum airspeed
is typically limited to approximately
three to four times the aircraft’s VS1
under ideal conditions, proposed
§ 22.100(a)(4) would include a VH limit
of 250 knots CAS for light-sport category
aircraft to account for potential
advances in technology and
manufacturing practices that could
enable higher speeds. Furthermore, after
approximately 20 years of experience
with the operation of light-sport
category aircraft, the FAA has not noted
any definitive data that links cruise
speed as a contributing factor in
accidents involving light-sport category
aircraft. This experience informs the
FAA’s current rulemaking proposal,
including its proposal to increase the
airspeed limitation.
Analysis of performance data for 117
type-certificated, light-sport category,
and amateur-built airplanes with
stalling speeds less than or equal to the
proposed 54 knots CAS stalling speed
limit shows a maximum speed of 220
knots CAS, with the majority below 190
knots CAS. Allowing a maximum speed
of 250 knots CAS is intended to provide
an upper limit appropriate for a category
of aircraft intended for recreation, flight
training, and limited aerial work while
7 See section IV.E of this preamble for a
discussion of the design and performance
limitations proposed in § 61.316, which would limit
the aircraft that a sport pilot could fly to an aircraft
that requires skill comparable to the skill required
to fly an LSA today.
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providing sufficient margin to avoid
practical constraints of new airplane
designs by this limit.8
For pilot certification purposes, the
FAA does not propose to retain or
include a VH airspeed limitation in the
proposed § 61.316 aircraft performance
limitations because the FAA determined
that, the proposed maximum stalling
speed VS1 of 54 knots (as explained in
section IV.C.4) for airplanes and the
existing maximum stalling speed VS1 of
45 knots for gliders, will indirectly limit
the cruise airspeeds 9 for the aircraft that
sport pilots may fly under the proposed
performance limitations in part 61. The
FAA recognizes helicopter design and
aerodynamic flight limitations
inherently limit the VH speed. The
existing fleet of two seat helicopters do
not exceed 150 knots in cruise flight.
Therefore, the FAA does not propose or
need a prescriptive speed limit for two
seat helicopters that a sport pilot can
operate.
In 2018, the FAA codified additional
training and endorsement privileges for
flight instructors with a sport pilot
rating.10 This provision authorized
these flight instructors to provide
additional training and endorsements
for sport pilot applicants who wish to
conduct cross-country flights in lightsport airplanes with a VH greater than 87
knots CAS.11 These amendments
reinforce that additional training and a
subsequent flight instructor
endorsement can properly qualify sport
pilots to operate various aircraft safely
in the national airspace system.
Additionally, the FAA notes that
student pilots, who receive training and
a validating flight instructor
endorsement, can operate aircraft at
speeds greater than 120 knots as pilotin-command. The FAA contends that,
since the implementation of the training
and instructor endorsement
requirements permitting sport pilots to
operate airplanes up to the current VH
speed limitation of 120 knots, instructor
training and endorsements have been
demonstrated to be a proven, effective
method for validating that sport pilots
8 Given that the vast majority of light-sport
category aircraft operations would occur below
10,000 feet mean sea level (MSL), where part 91
limits airspeed below 250 knots indicated airspeed,
the maximum 250 knot CAS limitation is
appropriate for the light-sport category.
9 As previously stated, an airplane’s maximum
airspeed is generally limited to three to four times
the aircrafts Vs1 under ideal conditions. If the
maximum stalling speed is 54 knots, then the
airplane’s maximum airspeed would be limited to
a maximum airspeed of 216 knots (54 multiplied by
4).
10 Regulatory Relief: Aviation Training Devices;
Pilot Certification, Training, and Pilot Schools; and
Other Provisions, 83 FR 30232 (June 27, 2018).
11 83 FR 30254–57.
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can safely operate faster aircraft in the
national airspace system, just as is
allowed for student pilots with a lower
grade of pilot certificate. This reflects
the incongruities between the allowed
operations for student pilots and sport
pilots. For example, student pilots can
operate aircraft at faster speeds than
individuals that hold a sport pilot
certificate, even though a sport pilot
certificate is a higher grade of pilot
certificate than a student pilot
certificate. Thus, the FAA reasons that
sport pilots can be permitted to operate
faster aircraft safely in the national
airspace system using instructor training
and endorsements for validating pilot
proficiency.
4. Maximum Stalling Speed (VS1)
The light-sport aircraft definition in
§ 1.1 limits the maximum VS1 for lightsport aircraft to 45 knots CAS at the
aircraft’s maximum certificated takeoff
weight and most critical center of
gravity. The proposal would retain the
45 knots CAS maximum VS1 for gliders
and weight-shift-control aircraft. The
FAA is proposing to increase the
maximum VS1 to 54 knots CAS for
airplanes. Regulatory provisions
addressing VS1 would remain
inapplicable to rotorcraft and lighterthan-air aircraft (e.g., balloons and
airships), and would be removed for
powered parachutes.
The 45-knot limitation indirectly
prohibits the use of heavier airplanes
due to the correlation between stalling
speed and aircraft weight. Because the
FAA is seeking to accommodate greater
airplane weights to enable more robust
airframe designs and availability of
safety enhancements, the FAA selected
this proposed VS1 speed limit at nine
knots above the current limitation for
light-sport aircraft. The FAA determined
that an airplane with a maximum VS1
limitation of 54 knots would permit
airplane designs up to approximately
3,000 pounds. As proposed in
§§ 22.100(a)(3) and 61.316(a), the new
stalling speed limitation would apply to
airplanes at the maximum certificated
takeoff weight.
In the absence of a specific weight
limitation in the proposed rule, the new
VS1 limit would provide flexibility for
aircraft manufacturers to build more
robust airframes and include desirable
safety enhancements. This proposed
change would expand aircraft that sport
pilots may operate to include any
existing aircraft that meets the sport
pilot performance limitations as
specified in proposed § 61.316. For
airplanes, the proposed VS1 limit is not
more than 54 knots CAS for sport pilots.
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The FAA has monitored the accident
history of light-sport category aircraft
since 2004. As of 2021, there have been
984 accidents or incidents involving
light-sport category aircraft, with
approximately half of those accidents or
incidents occurring during the landing
phase. Of the 501 landing accidents,
seven resulted in a fatality. The second
highest number of accidents or
incidents, 164, occurred during an
emergency descent. The FAA chose a
VS1 of 54 knots CAS to strike a balance
between allowing heavier aircraft to
accommodate increased safety features,
while increasing the stalling speed no
more than necessary to retain low
speeds during approach and landing.
While the FAA recognizes that low
stalling speeds will reduce kinetic
energy levels and serve to improve
occupant survivability in the event of an
aircraft accident, enabling the addition
of safety enhancing designs
commensurate with increased weight
could also improve occupant
survivability.
The FAA has determined that
retaining the current VS1 restriction of
45 knots CAS for light-sport category
airplanes would overly restrict the
ability of aircraft manufacturers to
produce heavier airplanes with
additional safety features that this rule
is intending to enable. A maximum VS1
of 54 knots CAS for airplanes would
facilitate the production of heavier,
more robust airplanes without unduly
compromising the ability of these
airplanes to be safely operated.
Although the FAA considered
increasing the proposed maximum
stalling speed of airplanes above 54
knots CAS, the agency’s review of
current aircraft performance data
showed that this proposal would be
sufficient to produce four-seat airplanes.
Although the FAA proposes to permit
the certification of rotorcraft under the
proposal, stall speed restrictions, such
as a maximum VS1, are inapplicable for
aircraft that depend principally for their
support in flight by the lift generated by
one or more rotors. Rotorcraft have the
ability to hover or remain in place in the
air with no horizontal movement. In the
event of engine failure, they can
autorotate in a controlled descent to the
ground. Accordingly, rotorcraft are not
subject to a maximum stall speed in this
proposed rule.
Stalling speed restrictions are also not
being proposed for powered-lift due to
their ability to operate in various flight
mode configurations, including thrustborne or hover, similar to a rotorcraft.
The designs of lighter powered-lift
typically do not have large wing surface
areas and therefore have higher stalling
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speeds during wing-borne (airplane)
flight mode. However, these aircraft also
can transition to semi-thrust borne
mode where the powerplant shares the
responsibility of producing lift as
airspeed transitions between enroute
airspeeds and hover. Therefore, as
discussed under proposed § 22.115 and
consistent with the airworthiness
criteria from Federal Register
notifications for the Joby Aero Inc.,
Model JAS4–1 and Archer Aviation Inc.,
Model M001 powered-lift, this NPRM
proposes to require the determination of
minimum safe speeds for various flight
configurations for powered-lift rather
than a maximum stalling speed.12
As discussed, the proposed stalling
speed would generally limit the weight
of airplanes. However, similar proposed
limits would not have the same effect
for other classes of aircraft. The FAA
recognizes that while restrictions on
maximum seating capacity and
limitations on aerial work may
effectively limit a manufacturer’s
interest in building larger aircraft, the
absence of any aerodynamic or other
prescriptive design restriction would
not otherwise limit the potential weight
of these aircraft. The FAA specifically
requests comments on appropriate
parameters to limit the weight of lightsport category rotorcraft and poweredlift.
5. Maximum Seating Capacity
The current § 1.1 light-sport aircraft
definition limits light-sport aircraft to a
maximum seating capacity of no more
than two persons, including the pilot.
This requirement from the 2004 rule
provided for a low-risk design that
would be appropriate for operation by a
sport pilot. With the performance
expansions proposed in this rule for the
design of light-sport category aircraft
and the intention to decouple these
aircraft from sport pilot restrictions,
there is no longer a need to restrict all
light-sport category aircraft to two seats.
This proposed rule, in § 22.100, would
keep the maximum seating capacity of
not more than two persons, including
the pilot, for all classes of light-sport
aircraft except airplanes. This proposal
would allow airplanes to have a
maximum seating capacity of not more
than four persons, including the pilot.
When the 2004 final rule published,
the FAA was focused on allowing a
flight instructor in the aircraft to
12 Airworthiness Criteria: Special Class
Airworthiness Criteria for the Joby Aero, Inc. Model
JAS4–1 Powered-Lift (87 FR 67399; November 8,
2022), and Airworthiness Criteria: Special Class
Airworthiness Criteria for the Archer Aviation Inc.
Model M001 Powered-Lift (87 FR 77749; December
20, 2022).
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provide flight instruction and,
eventually, allowing sport pilots to carry
a single passenger.13 At that time, the
FAA did not foresee an expanded
market for light-sport category aircraft
that could be operated by pilots with a
higher grade of certificate who can
exercise the privilege of carrying more
passengers. For example, an individual
with a private pilot certificate may
operate an aircraft that has more than
two seats and can carry more than one
passenger. In this proposed rule, the
performance limits of § 61.316 would
allow four-seat airplanes but maintain
the restriction for sport pilots to carry
one passenger, keeping the intent of the
2004 final rule restriction for sport
pilots. For this proposal, the holder of
a higher grade of pilot certificate at the
private pilot level or above could
operate a four-seat light-sport category
airplane and carry up to three
passengers.
Allowing four seats for light-sport
category airplanes would increase the
utility of these aircraft for recreational
and personal use. With the increased
utility because of four-seat designs,
light-sport category airplane operations
by pilots holding higher levels of
certification would likely increase. The
FAA anticipates an increase to the
overall experience level of pilots that
operate light-sport category airplanes,
and this generally would have a positive
safety benefit.
The increased utility of light-sport
category airplanes may also improve
safety by providing aircraft owners with
an attractive alternative to experimental
amateur-built aircraft. In this proposed
rule, all light-sport category aircraft
would be built to FAA-accepted
consensus standards that meet
performance-based requirements in part
22 for design, production, and
airworthiness, unlike amateur-built
aircraft, which do not have any similar
regulatory requirements. As previously
discussed, amateur-built aircraft are
lower on the FAA’s safety continuum
than light-sport category aircraft.
The four-seat design for light-sport
category airplanes in this proposal
would match the seating limit of
primary category airplanes certificated
under § 21.24. Primary category rules
and the proposals for light-sport
category airplanes would result in these
categories sharing similar weight and
seating limitations for aircraft built for
the purpose of personal use.
Although 14 CFR does not impose a
seating limitation on amateur-built
aircraft, nearly all such aircraft have
four or fewer seats. Of the 27,486
13 See
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amateur-built aircraft in the FAA
Registry, only 131 have more than four
seats.14 Accordingly, the light aircraft
community has shown overwhelming
support for recreational and personal
use aircraft being designed with four or
fewer seats.
Increasing the allowed number of
seats above four for light-sport category
aircraft would require a significantly
heavier aircraft, challenging aircraft
designers to comply with the proposed
stalling speed limit and adding
increased complexity to the aircraft and
powerplant. In establishing a
prescriptive limit for the number of
seats, four seats strikes a balance
between risk and utility that is
appropriate for a category of aircraft
intended for recreation and personal
use.
Additionally, proposed § 91.327(f)
would limit the number of occupants in
light-sport category aircraft to not
exceed the aircraft’s seating capacity.
The proposed rule would retain the
current maximum seating capacity of
not more than two persons for other
classes of light-sport aircraft, including,
gyroplanes, gliders, weight-shift control
aircraft, powered parachutes, balloons,
and airships. These classes of light-sport
category aircraft are operated strictly for
recreation. With weight and balance
challenges due to unusual seating
configurations, additional passengers on
these classes of aircraft would increase
risk and not be appropriate for
certification as light-sport category
aircraft.
Although this proposal would enable
certification of new types of light-sport
category aircraft such as rotorcraft and
powered lift, this proposal would limit
these aircraft to two seats. The FAA has
little experience on the safety metrics
associated with these classes of lightsport category aircraft, as such, the FAA
finds that the maximum seating capacity
of two is appropriate. The FAA may
consider future rulemaking to increase
the proposed two seat limitation for
these classes of aircraft as experience
increases and consensus standards are
developed.
Regarding pilot certification, the FAA
is proposing to allow sport pilots to
operate airplanes that have a maximum
seating capacity of four persons under
§ 61.316(c). However, sport pilots will
continue to be limited to carrying only
one passenger under § 61.315(c)(4).15
The FAA contends that the piloting
14 Data from FAA Registry dated December 1,
2022.
15 ‘‘You may not act as pilot in command of a
light-sport aircraft . . . [w]hile carrying more than
one passenger.’’ See: 14 CFR 61.315(c)(4).
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skills necessary to operate a four-seat
airplane do not differ from those skills
required to operate a two-seat airplane
if the airplane satisfies the sport pilot
design and performance limitations
listed in proposed § 61.316. The number
of seats (two versus four) does not affect
the skill necessary to control an
airplane. The FAA proposes to increase
the seating capacity for airplanes that
sport pilots may operate because the
revised maximum stalling speed, as
previously described, would permit
sport pilots to operate additional
existing and future certificated singleengine production airplanes with four
seats.16 Per the safety continuum
concept, increasing the number of
persons aboard should require an
increased rigor of certification including
a higher grade of pilot certificate.
Allowing sport pilots to operate fourseat airplanes (even with only two
persons aboard) would ease barriers in
flight training for sport pilots given the
availability of legacy, four-seat airplanes
in flight schools. This proposed
amendment is like that imposed on
recreational pilots that can operate fourseat airplanes but can only carry one
passenger,17 equating the risk associated
with these operations to the appropriate
level of pilot privileges, consistent with
the FAA’s safety continuum.
The FAA contends that the proposed
maximum seating capacity requirements
would provide appropriate utility for
recreation, training, personal travel, and
certain aerial work while maintaining
an appropriate level of safety.
6. Engine and Motors (If Powered)
The current § 1.1 light-sport aircraft
definition limits light-sport aircraft to
those with a single reciprocating engine
if the aircraft is powered. This
requirement from the 2004 rule
provided for a simple engine design that
would be appropriate for operation by a
sport pilot. With the performance
expansions proposed in this rule for the
design of light-sport category aircraft
and the intention to decouple from sport
pilot limitations, there is no longer a
need to restrict light-sport category
aircraft to a single reciprocating engine.
This proposed rule would omit the
single reciprocating engine limitation as
an eligibility requirement in § 22.100.
Accordingly, this proposed rule would
allow light-sport category aircraft to be
built with any number and type of
engines or motors. The performance
limitations for aircraft that a sport pilot
16 For example, this proposed amendment would
permit sport pilots to operate existing certificated
single-engine production aircraft.
17 See 14 CFR 61.101(a)(1) and (e)(1)(i).
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may act as pilot in command of would
not include the limitation on a single
reciprocating engine if the aircraft is
powered.
Since this powerplant limitation was
established in 2004, full authority
digital engine control (FADEC)
technology has evolved significantly.
FADEC 18 automates and simplifies the
operation of a turbine powerplant.
Today, many turbine-powered aircraft
use FADEC automation to manage
powerplant performance and simplify
aircraft powerplant operations, reducing
pilot workload. As a result, many
turbine-powered aircraft are no longer
directly associated with excessive speed
or complexity. Advancements in
simplified designs of turbine-engine
technology have led to the use of small
turbine engines in a variety of aircraft,
including self-launching gliders. The
FAA recognizes that because of
automation, many modern turbine
powerplants are now easier to operate
than many existing piston-powered
aircraft. Modern automated powerplants
reduce the complexity previously
associated with piloting aircraft that use
powerplants other than non-turbine
engines.
The FAA also reasons that removal of
a specific engine requirement will
encourage ongoing development,
innovation, and increased efficiency of
various types of powerplants for aircraft.
The FAA seeks to encourage flexibility
for aircraft manufacturers to include
simple-to-operate powerplants of any
design that will provide benefits to
include reduced cost, ease of operation,
and reduced emissions—especially for
electric-powered aircraft. In summary,
limiting the number and type of
powerplants for light-sport category
aircraft is no longer necessary and any
risk associated with their use would be
appropriately mitigated by aircraft and
pilot certification processes.
7. Use of a Controllable Pitch Propeller
The § 1.1 definition of a light-sport
aircraft currently requires a fixed or
ground adjustable propeller if the
aircraft is a powered aircraft other than
a powered glider. The light-sport aircraft
definition also requires that powered
gliders have a fixed or feathering
propeller system. These requirements
from the 2004 rule provided for simple
18 FADEC combines throttle, prop, and mixture
controls into a single control. With a FADEC
system, there is no direct pilot control over the
engine or manual control mode. FADEC systems are
autonomous, self-monitoring, self-operating, and
redundant. These systems can decrease pilot
workload and provide engine monitoring capability
that can alert operators of certain mechanical
problems.
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designs that would be appropriate for a
sport pilot to operate.
With the performance expansions
proposed in this rule for the design and
certification of light-sport category
aircraft, as well as the decoupling from
sport pilot aircraft limitations tied to the
light-sport aircraft § 1.1 definition, there
would no longer be a need to restrict
propeller designs for light-sport category
aircraft. This proposed rule would omit
propeller limitations from the lightsport category eligibility requirements
in § 22.100. Accordingly, this proposed
rule would allow light-sport category
aircraft to be built with any type of
propeller design that meets an FAAaccepted consensus standard.19
Although the operation of
controllable-pitch propellers and their
associated systems can impose some
additional workload on pilots, the FAA
considers these propeller designs to be
safe and reliable, as they have been used
in general aviation aircraft for decades.
While controllable-pitch propeller
designs can increase workload because
they require attention and adjustment
by the pilot, the FAA considers the
overall design of these systems to be
relatively simple to operate and
appropriate for inclusion in light-sport
category aircraft.
However, proposed § 61.316, which
would provide the performance and
design limitations for aircraft that may
be flown by sport pilots, would retain
some propeller limitations and training
requirements for sport pilots.
Specifically, for powered aircraft other
than powered gliders, proposed § 61.316
would permit sport pilots to fly aircraft
with a fixed or ground-adjustable
propeller, but also allow those with an
automated controllable-pitch propeller.
Aircraft with an automated controllablepitch propeller would enable pilots to
take advantage of the improved
performance associated with these
aircraft without imposing additional
workload. The current requirement for
powered gliders would be relocated to
proposed § 61.316.
Due to the significant increase in
climb and cruise performance, the FAA
is also proposing to permit sport pilots
who receive additional training and an
instructor endorsement to operate
airplanes designed with controllablepitch propellers that are not automated.
The FAA contends that permitting the
design and use of a controllable-pitch
propeller on airplanes increases safety
by taking advantage of the improved
climb performance associated with that
19 ASTM standard F2506—Standard Specification
for Design and Testing of Light Sport Aircraft
Propellers.
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propeller system design to avoid and
clear obstacles during the climb and
departure phase of a flight.
The FAA proposes two allowances to
this requirement in the proposed
§ 61.316(e). First, the FAA proposes
that, for powered aircraft other than
powered gliders, the airplane may also
be equipped with an automated
controllable-pitch propeller. These
propellers are easy to use and increase
airplane performance and efficiency.
Specifically, allowing use of an
automated controllable-pitch propeller,
in addition to fixed or ground-adjustable
propellers, increases safety because of
increased climb and cruise performance
associated with a controllable pitch
propeller design.
Second, under the proposed § 61.331,
sport pilots would be required to obtain
additional flight training and a flight
instructor endorsement validating sport
pilot proficiency to operate an airplane
with a controllable-pitch propeller that
is not automated. The FAA contends
that additional training and instructor
endorsements would appropriately
validate that sport pilots can safely
operate airplanes with a manually
operated controllable-pitch propeller.
light-sport category aircraft and the
decoupling from sport pilot restrictions,
there is no longer a need to restrict lightsport category aircraft to fixed landing
gear. This rule would provide for more
robust structures and greater weight
allowances that would accommodate
necessary enhancements needed for
retractable landing gear.
The FAA recognizes that additional
training and instructor endorsements
can validate that sport pilots can operate
aircraft with retractable landing gear
safely. The FAA is proposing to permit
sport pilots to operate aircraft with a
retractable landing gear by requiring
additional training and obtaining a
flight instructor endorsement validating
proficiency, as discussed later in section
IV.E. By proposing to establish separate
airman and aircraft certification
requirements, manufacturers would be
provided with the ability to create a
wider range of aircraft designs that may
be operated by any appropriately rated
pilot. Pilots could then pursue the
appropriate level of pilot certification
necessary to operate light-sport category
aircraft and any other aircraft. This
would enable greater flexibility for both
aircraft manufacturers and pilots.
8. Fixed-Pitch, Semi-Rigid, TeeteringTwo Blade Rotor System (if a
Gyroplane)
The current § 1.1 definition of lightsport aircraft requires gyroplanes to
have fixed-pitch, semi-rigid, teetering
two blade rotor systems. This proposal
would omit this as an eligibility
requirement in § 22.100 to enable
industry to develop new designs for
gyroplane rotor systems. However,
under proposed § 61.316(a)(6), the FAA
would continue to limit sport pilots to
operate gyroplanes that have a fixedpitch, semi-rigid, teetering-two blade
rotor system.
D. Certification of Light-Sport Category
Aircraft
9. Retractable Landing Gear
Per the current light-sport aircraft
definition in § 1.1, a light-sport aircraft,
except for an aircraft intended for
operation on water or a glider, must
have a fixed landing gear. The proposed
rule would remove this limitation as an
eligibility requirement in § 22.100.
Accordingly, this rule would allow
light-sport category aircraft to be
designed with fixed or retractable
landing gear, or with floats for aircraft
intended for operation on water.
In the 2004 rule, the requirement for
fixed landing gear was intended to
enable aircraft designs that would be
simple to operate by persons exercising
the privileges of a sport pilot certificate.
With the performance expansions
proposed in this rule for the design of
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1. Compliance With Design, Production,
and Airworthiness Requirements
As a condition for eligibility for
certification in the light-sport category,
the proposal would require an aircraft to
meet performance-based aircraft design,
production, and airworthiness
requirements using a means of
compliance consisting of consensus
standards accepted by the FAA. The
proposal would provide the regulatory
authority to deny airworthiness
certification for a light-sport category
aircraft if any applicable requirements
in § 21.190(c) or part 22 have not been
met. The proposed performance-based
requirements are discussed further in
section IV.D.
2. Establishment of Performance-Based
Requirements
This proposal would include
performance-based requirements for the
certification of aircraft in the light-sport
category. The FAA would evaluate any
proposed consensus standard against
the regulatory requirement to determine
whether the consensus standard would
constitute an acceptable means of
compliance. By proposing these
performance-based requirements, the
FAA would be providing clear direction
to standards-setting organizations
regarding the content of consensus
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standards that would be proposed as a
means of compliance to meet regulatory
requirements. The FAA expects that this
proposal should not only facilitate the
more rapid development of these
consensus standards, but also result in
more comprehensive consensus
standards that are better able to address
the design, production, and
airworthiness of aircraft intended for
certification in the light-sport category.
The design, production, and
airworthiness requirements proposed in
part 22 would represent the minimum
requirements a consensus standard
would be required to address to be an
acceptable means of compliance for
certification of light-sport category
aircraft. The proposed requirements
would enable the implementation of
new technologies and encourage
innovation. This proposed rule would
allow manufacturers to incorporate new
technologies in their aircraft due to the
removal of a prescriptive weight limit
that previously limited the installation
of safety equipment. This proposed rule
would also encourage innovation, such
as aircraft designed with simplified
flight controls discussed in proposed
§ 22.180. The requirements proposed in
this section would provide safety
requirements appropriate for the lightsport category within the context of the
FAA’s safety continuum. A discussion
of each proposed performance-based
requirement follows.
3. Performance-Based Requirements for
the Certification of Light-Sport Category
Aircraft
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a. General
The proposed expansion of the classes
of aircraft eligible for certification under
the proposal and the increase in the size
and performance of these aircraft
requires the adoption and use of more
detailed performance-based
requirements. These new requirements
would serve to guide consensus
standards bodies in developing
appropriate consensus standards that
would be acceptable to the FAA for the
expanded certification of aircraft in the
light-sport category.
Manufacturer compliance with the
performance-based design, production,
and airworthiness requirements
proposed in this NPRM is necessary for
the safety of the wide range of lightsport category aircraft to be certificated
under this proposal. The FAA expects
that compliance with these
requirements would reduce the
occurrence of design and production
defects, resulting in aircraft that are safe
for their intended operations.
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In accordance with their place in the
safety continuum, light-sport category
aircraft would be subject to a
certification process more stringent than
that applicable to experimental amateurbuilt aircraft, but less rigorous than that
used for the certification of normal
category aircraft. When comparing
current certification requirements for
light-sport category aircraft to the
certification requirements applicable to
other aircraft, amateur-built aircraft
issued experimental airworthiness
certificates are not required to the meet
performance-based design, production,
and airworthiness requirements that
light-sport category aircraft would be
required to meet. As experimental
aircraft occupy a level on the safety
continuum with a lesser demand for
safety assurance than light-sport
category aircraft, amateur-built aircraft
are subject to more stringent operating
limitations. In contrast, aircraft issued
standard airworthiness certificates are
required to meet airworthiness
standards contained in part 23, 25, 27,
29, or 31 and must be produced
pursuant to an FAA design and
production approval. Accordingly,
normal category aircraft are subject to
fewer operating restrictions than lightsport category aircraft. As light-sport
category aircraft would not be designed
or manufactured pursuant to an FAA
design or production approval, these
aircraft would be subject to the
eligibility requirements in proposed
§ 22.100 and the more restrictive
operating limitations in proposed
§ 91.327.
The FAA retains oversight authority
of light-sport category aircraft
manufacturers. Like certification rigor,
the rigor of FAA oversight of light-sport
category aircraft manufacturers would
be consistent with the safety continuum.
Policies and procedures for that
oversight are included in FAA Order
8130.36.20 To support this proposed
rule, the FAA would expand its
oversight to verify successful
accomplishment of training by the
manufacturer’s compliance staff per
proposed § 22.190, as well as the
training and certification of
manufacturer’s staff who sign its
statements of compliance in proposed
§ 21.190(d)(1).
The FAA does not believe it would be
appropriate to include the proposed
performance-based design, production,
and airworthiness requirements within
current part 21 as that part is largely
limited to prescribing certification
procedures, not certification
20 FAA Order 8130.36, Special Light Sport
Aircraft Audit Program.
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requirements. Accordingly, the FAA is
proposing to include these requirements
within subpart B of part 22. By placing
these new design, production, and
airworthiness requirements within
separate sections of part 22, each
functional requirement would be more
readily discernable to users, be better
able to be individually addressed, and
result in the development of a clearer
and more understandable
manufacturer’s statement of compliance.
With certain exceptions, part 22
would apply to non-type certificated
aircraft. As aircraft with experimental
airworthiness certificates are not
certificated using performance-based
requirements, proposed part 22 would
not be applicable to those aircraft.
Additionally, the proposed part would
not be applicable to aircraft operating
under a special flight permit. Although
those permits are issued to aircraft that
are safe for flight, aircraft operating
under a special flight permit do not
have to meet applicable airworthiness
requirements. Part 22 would also not be
applicable to unmanned aircraft, as the
proposed requirements would address
the design, production, and
airworthiness of aircraft used to carry
passengers and would not be
appropriate to address the design of an
aircraft that could be remotely operated.
Requirements for manned aircraft, for
example, would need to address
occupant protection and egress while
proposed requirements for unmanned
aircraft would need to address certain
flight control system requirements that
would be inapplicable to manned
aircraft. The FAA notes, however, that
requirements for non-type certificated
unmanned aircraft could be proposed at
a later date.
The FAA has accepted a variety of
ASTM consensus standards for the
certification of light-sport category
aircraft. The FAA has found these
consensus standards to be sufficient for
the certification of aircraft that meet
current eligibility requirements. The
FAA has also reviewed currently
accepted ASTM consensus standards
and evaluated them against the
proposed performance expansions and
new aircraft designs that would be
eligible for certification as light-sport
category aircraft. Currently accepted
consensus standards would not be
sufficient for the certification of the
wide range of aircraft with enhanced
performance capabilities that could be
certificated under this proposal. The
FAA anticipates that industry would
develop acceptable and appropriate
consensus standards to comply with the
proposed performance-based
requirements in part 22. These proposed
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performance-based requirements would
serve as the underlying regulatory
requirements for the development of
new or revised consensus standards.
The FAA currently uses performancebased requirements for the certification
of other aircraft, most notably normal
category airplanes certificated under the
requirements of part 23. The FAA
recognizes that the performance-based
requirements it is proposing for
certificating light-sport category aircraft
are not of the same scope and detail as
those standards. The FAA contends,
however, that the greater specificity
contained in the part 23 standards
reflects the increased rigor of the type
certification process and resultant need
to develop more detailed consensus
standards to comply with those more
detailed requirements. The
performance-based requirements
proposed in this NPRM respond to the
need to apply a set of broad-based
requirements to a wider range of aircraft
that would not be required to meet the
more exacting design requirements of
type certification. They also provide
industry with the flexibility to develop
consensus standards applicable to the
certification of a wide range of
dissimilar aircraft.
Under the proposed rule, a consensus
standard would have to meet the
following performance-based
requirements before the FAA would
accept that standard as a means of
compliance. A manufacturer would
need to meet the appropriate FAAaccepted consensus standards to obtain
an airworthiness certificate in the lightsport category.
b. Control and Maneuverability
Proposed § 22.105 would require
aircraft to be consistently and
predictably controllable and
maneuverable through the normal use of
primary flight controls at all loading
conditions, during all phases of flight.
Additionally, the aircraft would not
have a tendency to inadvertently depart
controlled flight or require exceptional
piloting skill, alertness, or strength.
The proposed rule is necessary
because if the aircraft’s design prevents
the pilot from inadvertently departing
controlled flight, instances of
unintentional unusual attitudes, loss of
control of the aircraft, or aircraft
structural damage would be reduced. A
requirement for control and
maneuverability would assist with the
consistency and predictability of an
aircraft’s maneuvering flight
characteristics throughout the aircraft’s
entire flight envelope. The aircraft
would not have a tendency to depart
controlled flight, meaning that it should
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be inherently stable. Additionally, the
FAA considers that this requirement
would result in aircraft that operate in
repeatable, smooth transitions between
turns, climbs, descents, and level flight.
Accordingly, flight controls would
need to operate easily, smoothly, and
positively enough to allow proper
performance of their functions.
Configuration changes, such as flap
extension and retraction, or landing gear
extension and retraction would also
have to result in safe, controllable, and
predictable handling characteristics.
The proposed performance requirement
would also enable stability, ease of
flight, and consistent outcomes of
control inputs for light-sport category
aircraft throughout their center of
gravity limits and flight envelope. The
FAA considers that if an aircraft meets
these parameters, exceptional piloting
skill, alertness, or strength would not be
required to operate the aircraft.
The FAA has accepted consensus
standards for current light-sport
category aircraft that address the
controllability and maneuverability of
aircraft intended for certification as
light-sport category aircraft.21 Although
the controllability and maneuverability
standards vary across the consensus
standards for the different classes of
light-sport category aircraft, the general
provisions of these standards align
closely with the elements of proposed
§ 22.105. The consensus standards
currently address controllability and
maneuverability, applicable phases of
flight, pilot strength and skill, and
normal use of flight controls. Proposed
§ 22.105 would meet the level of rigor
the FAA considers appropriate for lightsport category aircraft and its place on
the safety continuum between
experimental aircraft and normal
category airplanes. Proposed § 22.105
would require light-sport category
aircraft to be controllable and
maneuverable with no adverse handling
characteristics. In this context, no
adverse handling characteristics would
mean the aircraft would be consistently
and predictably controllable and
maneuverable and would not have a
tendency to inadvertently depart
controlled flight.
The FAA expects that some existing
consensus standards would need to be
21 ASTM F2245 Standard Specification for Design
and Performance of a Light Sport Airplane; ASTM
F2564 Standard Specification for Design and
Performance of a Light Sport Glider; ASTM F2317/
F2317M Standard Specification for Design of
Weight-Shift-Control Aircraft, ASTM F2244
Standard Specification for Design and Performance
Requirements for Powered Parachute Aircraft, and
ASTM F2355 Standard Specification for Design and
Performance Requirements for Lighter-Than-Air
Light Sport Aircraft.
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updated to account for the proposed
expansion of eligibility for aircraft to be
certified as light-sport category aircraft.
Additionally, those portions of currently
accepted consensus standards
addressing aircraft controllability and
maneuverability would need to be
updated to address the specific
requirement that aircraft control and
maneuverability be consistent and
predictable.
The proposed rule would facilitate the
manufacture of simple designs that
result in the stable, predictable, and
controllable operation of the aircraft
through the use of primary flight
controls. Primary flight controls consist
of ‘‘traditional’’ flight controls, such as
an aircraft yoke, stick, control column,
collective, throttle, or rudder pedals.
Flight controls intended to improve
aircraft performance characteristics or
relieve excessive control loading, such
as high lift devices, slats, flaps, flight
spoilers, and aircraft trim systems,
would not be considered primary flight
controls. The proposed rule would also
contain specific provisions for the
certification of aircraft that may be
designed and constructed without
primary flight controls, but rather with
‘‘simplified flight controls.’’ Specific
requirements for aircraft with simplified
flight controls are addressed in
proposed § 22.180 in the preamble.
The proposed rule would require that
existing consensus standards be revised
to account for the requirement that
operation of the aircraft not require
exceptional piloting skill, alertness, or
strength. Aircraft meeting this
performance requirement would be
stable enough to be easily flown by
pilots with a minimum of flight
experience and would not have
handling characteristics that would
cause undue pilot fatigue or distraction.
Accordingly, these aircraft would
provide a more stable platform than
other currently available non-type
certificated aircraft, thereby aiding in
preventing inadvertent loss of control
accidents. Although some consensus
standards specifically address the forces
necessary to pilot the aircraft, not all
existing consensus standards meet this
requirement. The proposed rule would
require that aircraft certificated in the
light-sport category have aerodynamic
and handling qualities that would not
result in unstable flight characteristics
or require exceptional pilot skill to keep
the aircraft within its flight envelope.
Additionally, the handling
characteristics of these aircraft would
make light-sport category aircraft a
viable alternative for use in the flight
training environment and provide both
student pilots and flights schools with
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a potentially lower cost, alternate fight
training platform. Although the
proposed rule would permit the use of
technology to enhance the flying
qualities of the aircraft, the technology
should also not increase the pilot’s
workload to the detriment of the goal to
have simple and easy to fly aircraft. The
pilot should not be task-saturated in
maintaining control of these aircraft.
Proposed § 22.105 would help prevent
inadvertent unusual attitudes and loss
of control accidents. Per National
Transportation Safety Board (NTSB)
accident statistics, the largest number of
fatal accidents for general aviation
aircraft result from inflight loss of
control; the proposed standard would
result in the development of consensus
standards for light-sport category
aircraft that would assist in mitigating
this risk.
Powered-lift or certain rotorcraft that
could experience failures resulting in
asymmetric thrust would need to be
designed with safe, controllable, and
predictable characteristics that permit a
pilot with limited flight experience from
becoming task-saturated while
maintaining control of the aircraft. The
aircraft could also be designed and
constructed to include an automated
system or provide for some combination
of pilot action and automation that
would enable the pilot to maintain
effective aircraft control. The provisions
of this proposed requirement would be
consistent with proposed § 22.145,
which would require that any
propulsion system thrust asymmetry be
automatically compensated for, or be
capable of being readily compensated
for, with no adverse effect on the
aircraft’s handling qualities.
c. Structural Integrity
Proposed § 22.110 would require that
the design and construction of the
aircraft provide sufficient structural
integrity to enable safe operations
within the aircraft’s flight envelope and
intended lifecycle. It would also require
that the aircraft be able to withstand all
anticipated flight and ground loads
when operated within its operational
limits.
The proposed performance
requirements are necessary to ensure
that light-sport category aircraft are
designed and constructed to withstand
any foreseeable flight and ground loads
that may be experienced throughout the
aircraft’s flight envelope and intended
lifecycle. Failure to establish and
validate adequate strength, stiffness, and
durability to accommodate anticipated
loads encountered during flight or
ground operations could result in
structural failure of the aircraft.
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When comparing the proposed
requirements for the certification of
light-sport category aircraft to the
certification of amateur-built aircraft,
the FAA notes that amateur-built
aircraft have no regulatory requirement
to incorporate design features or be
constructed to provide sufficient
structural integrity for their intended
operations. Amateur builders may
experiment with different materials and
construction techniques in the design
and construction of their aircraft. In
contrast, type-certificated aircraft must
meet the extensive airworthiness
standards for structures in parts 23, 25,
27, 29, and 31 that address areas such
as strength, durability, design envelope,
loads, aeroelasticity, materials,
protection, fabrication processes, and
performance. The level of rigor
proposed for the structural integrity of
light-sport category aircraft would not
be as extensive as that required for
aircraft intended for type-certification
yet would establish minimum
requirements for structural integrity that
are not applicable to the certification of
amateur-built aircraft.
FAA-accepted consensus standards
currently used for the certification of
light-sport category aircraft have
provisions addressing structures that
generally include provisions for items
such as loads, factors of safety, strength
and deformation, proof of structure,
flight loads, design airspeeds,
specialized structures, and emergency
landing conditions.22 As a result of the
expansion in the performance and
capabilities of aircraft that would be
certificated as light-sport category
aircraft under the proposal, the
proposed requirements would require
consensus standards for light-sport
category aircraft designs to address
aircraft structural integrity under a
wider range of environmental
conditions and operational parameters.
Additionally, the prevention of material
and structural failures due to
foreseeable causes of strength
degradation and protection against
deterioration or loss of structural
strength due to any cause likely to occur
throughout the aircraft’s lifecycle would
also need to be addressed by consensus
standards organizations.
The proposed rule would require the
aircraft to have the ability to withstand
all anticipated flight and ground loads
without detrimental permanent
deformation or interference with the
safe operation of the aircraft. The
inclusion of a requirement to address
structural integrity in light-sport
22 ASTM F2245, F2564, F2317/F2317M, F2244,
and F2355.
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category aircraft designs would improve
the ability of these aircraft to be
consistently dependable, structurally
reliable, and fully capable of safely
conducting intended operations
throughout the aircraft’s lifecycle. The
proposed requirements would enable
aircraft design and manufacturing
processes used in construction to attain
structural integrity of aircraft with the
use of adequate material strength and
properties that can accommodate
anticipated loads when operated within
specified flight envelopes.
d. Powered-Lift Aircraft: Minimum Safe
Speed
Proposed § 22.115 would require
manufacturers of powered-lift aircraft to
establish the minimum safe speed for
each flight condition encountered in
normal operation, including applicable
sources of lift and phases of flight, to
maintain controlled safe flight. The
minimum safe speed determination
would be required to account for the
most adverse conditions for each
configuration.
Because powered-lift aircraft would
be newly eligible for certification as
light-sport category aircraft, the FAA
has proposed this specific requirement
for powered-lift aircraft. The proposed
rule is necessary for pilots of these
aircraft to be aware of the specific
minimum safe speeds at which their
specific model of powered-lift aircraft
can be operated in each of the aircraft’s
various configurations. Requiring these
speeds to be determined would provide
pilots with the essential knowledge to
avoid operating these aircraft below
minimum safe speeds, thereby reducing
the potential for aircraft loss of control.
The proposed requirement to
determine minimum safe speeds for
powered-lift aircraft addresses all modes
of flight (wing-borne, thrust-borne, and
semi-thrust borne) in which these
aircraft may be operated and the various
modes in which lift supporting the
aircraft is produced. In the wing-borne
flight mode, the wing produces the
aircraft’s lift. In thrust-borne flight,
commonly called hover mode, the
powerplant produces the aircraft’s lift.
In the semi-thrust borne mode, the
aircraft is in a transition stage between
thrust-borne and wing-borne modes of
flight with both the wings and
powerplant providing aircraft lift.
Although most powered-lift aircraft are
designed with the ability to
automatically transition from highspeed wing-borne flight to slow-speed
thrust-borne flight or hover, the
proposed requirement would further the
pilot’s understanding of the handling
qualities of the aircraft and facilitate
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their ability to make a smooth change
from one configuration to another
without exceeding the limitations of the
aircraft’s flight envelope.
The FAA does not consider the
imposition of a limiting stalling speed
or minimum steady flight speed such as
VS1 to be practical for application to the
design of powered-lift aircraft that
would be eligible for certification as
light-sport category aircraft. Many of the
designs for these smaller powered-lift
aircraft have wing sizes that do not
provide significant lift in wing-borne
flight. As a result of this small wing area
and other design features, these aircraft
may have stalling or minimum steady
flight speeds that are much higher than
comparably sized aircraft of other
classes that rely primarily on wings to
produce lift. Accordingly, the FAA
considers the use of a maximum stalling
speed as a limitation for these aircraft to
be unnecessary.
As powered-lift aircraft can be
operated in a variety of flight
configurations, the FAA considers the
determination of a minimum safe flight
speed for each flight condition to be
essential. Similar requirements for the
determination of minimum flight speeds
have also been proposed in two Federal
Register notices of proposed
airworthiness criteria for powered-lift
aircraft designs currently involved in
the type-certification process.23 The
more extensive requirements set forth in
the airworthiness criteria for these
powered-lift aircraft designs currently
undergoing type-certification would not
be required since aircraft subject to this
proposal would be certificated as lightsport category aircraft and subject to the
operating limitations contained in
proposed § 91.327.
The proposed requirement is
necessary so that the aircraft has
controllable minimum safe speed flight
characteristics in all flight conditions
with a clear and distinctive minimum
safe speed warning that provides
sufficient margin to prevent inadvertent
deceleration below minimum safe
speed. Production acceptance flight
testing would verify that the minimum
safe speeds account for the most adverse
conditions, such as operating at
maximum gross weight, in the
determination of the minimum safe
speeds for each flight condition.
23 Airworthiness Criteria: Special Class
Airworthiness Criteria for the Joby Aero, Inc. Model
JAS4–1 Powered-Lift (87 FR 67399; November 8,
2022), and Airworthiness Criteria: Special Class
Airworthiness Criteria for the Archer Aviation Inc.
Model M001 Powered-Lift (87 FR 77749; December
20, 2022).
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4. Special Requirements for Light-Sport
Category Aircraft Used for Aerial Work
Operations
Proposed § 22.120 would require that
if an aircraft is designated by the
manufacturer as suitable for the
performance of any aerial work
operation, the design and construction
of the aircraft must provide sufficient
structural integrity to enable safe
operation of the aircraft during the
performance of that operation and
ensure that the aircraft is able to
withstand foreseeable flight and ground
loads.24
The FAA broadly interprets the term
aerial work to mean work done from the
air for compensation that does not
involve the carriage of persons or
property.25 Aerial work could include
operations such as those performed in
support of agriculture or construction
activities, aerial photography,
surveying, observation and patrol,
search and rescue, and aerial
advertisement. Patrolling of powerlines
or railroad tracks, for example is a task
that could be readily accomplished by a
light-sport category aircraft that meets
the proposed requirements. However,
patrolling over long distances and at
low altitudes can put increased stresses
on aircraft structures due to the greater
prevalence of turbulence at low altitude.
The proposal would require
manufacturers to design and construct
aircraft to be able to withstand
potentially greater stresses when
engaged in designated aerial work
operations than would potentially be
experienced during recreational flights.
This proposed performance
requirement is necessary so that aircraft
designated to conduct aerial work
operations are designed and constructed
to withstand foreseeable flight and
ground loads that may be experienced
during those operations. Failure to
establish and validate adequate material
strength and design properties to
accommodate a designated aerial work
operation could cause structural failure
resulting in loss of aircraft control.
The proposed requirement would
only apply to those light-sport category
24 The FAA does not define construction or
manufacture in § 1.1. The terms are used
interchangeably in this section and mean the same.
25 FAA Order 8900.1, Volume 2, Chapter 2,
Section 2, Paragraph 2–127C Aerial Work
Operations. While 14 CFR does not define ‘‘aerial
work,’’ the FAA has consistently interpreted the
term to mean work done from the air where: the
aircraft must depart and arrive at the same point;
no property of another may be carried on the
aircraft; and only persons essential to the operation
may be carried on board. See Legal Interpretation
to Jeffrey Hill, from Rebecca B. MacPherson,
Assistant Chief Counsel for Regulations, (March 10,
2011). See 14 CFR 119.1(e)(4).
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aircraft designated by a manufacturer to
conduct specific aerial work operations.
In accordance with the principles of the
FAA’s safety continuum, the proposed
requirement is intended to apply a level
of certification rigor appropriate to
provide for the airworthiness of lightsport category aircraft during the
conduct of these designated operations.
Amateur-built aircraft issued
experimental airworthiness certificates
have no regulatory requirement to
incorporate design features necessary to
provide sufficient structural integrity of
the aircraft to enable safe aerial work
operations. These aircraft are built
solely for the purpose of education or
recreation and are issued operating
limitations which limit their use to
education or recreation. Accordingly,
aircraft issued these operating
limitations are prohibited from aerial
work operations by § 91.9, which
prohibits the operation of a civil aircraft
contrary to its operating limitations. In
contrast, type-certificated aircraft
meeting the airworthiness standards for
structures in part 23, 25, 27, 29, or 31
may be used to conduct aerial work
operations since these aircraft are issued
standard airworthiness certificate and
are not restricted by operating
limitations that restrict their use to
recreation or education or by regulatory
provisions limiting their ability to carry
persons or property for compensation or
hire as set forth in § 91.319(a)(2).
Light-sport category aircraft are
currently precluded by § 91.327 from
conducting operations for compensation
or hire, except to tow a glider or an
unpowered ultralight vehicle or to
conduct flight training. As the proposal
would enable aerial work operations,
the proposal would revise § 91.327 to
permit the conduct of any aerial work
operation specified in the aircraft’s pilot
operating handbook or operating
limitations, as applicable, and specified
in the manufacturer’s statement of
compliance for that aircraft.
The aircraft’s design and construction
would need to be sufficient to protect
against deterioration or loss of strength
and prevent structural failures due to
foreseeable causes of strength
degradation that would be likely to
occur throughout the aircraft’s flight
envelope during aerial work operations.
Additionally, the aircraft would need to
be able to withstand all anticipated
flight and ground loads during these
operations without incurring
detrimental permanent deformation or
jeopardizing the safe operation of the
aircraft. Failure to adhere to proper
design and manufacturing processes in
the development and production of
parts or using materials not suitable or
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lacking durability for in-service
environmental conditions in aerial work
operations could result in loss of aircraft
performance or critical functionality,
thereby resulting in loss of aircraft
control. Accordingly, these concerns
would be appropriately addressed in the
aircraft’s design and manufacture under
this proposal.
5. Environmental Conditions
Proposed § 22.125 would require the
aircraft to have design characteristics to
safely accommodate all environmental
conditions likely to be encountered
during its intended operations.
The proposed requirement is
necessary to enable aircraft to be
properly designed and constructed to
conduct safe ground and flight
operations in the specific operating
environments for which the aircraft is
designated to operate in. Manufacturers
would need to account for weather
extremes encountered within the United
States and the designed maximum
altitude of the aircraft to comply with
this requirement. Aircraft systems and
structures may not function as intended
if all operating conditions are not
accounted for in an aircraft’s design.
Improperly functioning systems or
structures may lead to loss of aircraft
control and an aircraft accident or
incident.
There are no regulatory requirements
for amateur-built aircraft to be designed
with characteristics necessary to safely
accommodate environmental
conditions. If an amateur-built aircraft
has been designed for flight at night or
instrument meteorological conditions
(IMC) as specified in its operating
manual, the aircraft would be issued an
operating limitation under the
regulatory authority of § 91.319(i)
specifying that it must meet the
instrument and equipment requirements
of § 91.205.
In contrast, aircraft manufactured in
accordance with the airworthiness
standards set forth in part 23, 25, 27, or
29 are subject to specific design and
installation requirements for systems
and equipment. Installed systems and
equipment must perform their intended
function throughout the operating and
environmental limits for which the
aircraft is certificated. Based on the
performance level of the aircraft, other
environmental airworthiness
requirements are required to be met
such as for flight in icing conditions,
cockpit and external lighting for night
operations, and flight in turbulent or
gusty wind conditions. Additionally,
balloons manufactured in accordance
with the airworthiness requirements of
part 31 must be suitably protected, as
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set forth in § 31.39, against deterioration
or loss of strength in service due to
weathering, corrosion, or other causes.
Proposed § 22.105 would meet the
level of rigor the FAA considers
appropriate for light-sport category
aircraft and its place on the safety
continuum between amateur-built
aircraft and normal category aircraft.
Currently accepted consensus standards
for light-sport category aircraft generally
do not address design characteristics to
accommodate environmental
conditions. This is largely the result of
these aircraft being limited to operating
in day, visual meteorological conditions
(VMC). The single major exception can
be found in ASTM standard F2245,
‘‘Standard Specification for Design and
Performance of a Light Sport Airplane,’’
for light-sport category airplanes, which
provides for the installation of internal
and external lights for the conduct of
night operations in VMC.
As a result of the expansion in the
performance and capabilities of aircraft
that would be certificated as light-sport
category aircraft under the proposal, the
FAA would require light-sport category
aircraft designs, structures, and systems
to account for the effects of any
environmental conditions expected to
be encountered while in operation.
Examples of environmental conditions
that should be accommodated in the
aircraft design include heat, cold,
precipitation, sunlight, darkness, gusty
winds, and turbulence. In this proposal,
performance expansions would enable
light-sport category aircraft to be
equipped with engines and systems
capable of flight under instrument flight
rules (IFR) in IMC. Additionally, stateof-the-art avionics systems could be
installed in these aircraft which would
require aircraft designs to provide for
the necessary heating and cooling of this
electronic equipment. Aircraft designs
that fail to accommodate extreme
temperature limits of systems may lead
to operations outside the environmental
limits of critical components, which
could adversely affect control of the
aircraft.
Aircraft designs must also protect
occupants from experiencing
inappropriate environmental conditions
within the aircraft that could
significantly affect their well-being or
adversely affect pilot performance.
While the effects of heat and cold are
well known, designs should also
consider other factors such as reducing
the effects of windshield glare that
could impair pilot vision both inside
and outside the aircraft.
The recommended operating
instructions and limitations to safely
accommodate all environmental
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conditions and abnormal procedures
likely to be encountered in the aircraft’s
intended operations, such as gusty
winds, contaminated runways,
turbulence, icing conditions, or
excessive temperatures, would be
required to be specified in the pilot’s
operating handbook, as proposed in
§ 21.190(c)(2)(i) of this proposal. These
requirements are proposed for the safe
operation of the aircraft within the
environmental parameters for which it
is designed to operate.
6. Suitability and Durability of Materials
Proposed § 22.130 would require that
the suitability and durability of
materials used for products and articles
account for likely environmental
conditions expected in service, the
failure of which could prevent
continued safe flight and landing.26
Materials used for aircraft
components and structures would need
to meet the rigors of all operations
within the aircraft’s flight envelope for
the life of the aircraft, or for the
specified life limit of the product or
article in which the material is used.
Pursuant to proposed § 22.130, aircraft
would be designed and manufactured
with materials that permit its structure
and components to withstand those
stresses likely to be encountered within
the aircraft’s flight envelope. Such
stresses could include high load factors
resulting from gusts or temperature and
humidity extremes. Compliance with
material suitability and durability
requirements is especially important for
critical structures and components
whose failure could prevent continued
safe flight and landing.
Manufacturer design data defines the
configuration of each product or article,
its design features, and any materials
and processes used in its manufacture.
In the selection of materials used for the
aircraft’s manufacture, manufacturers
would have to account for the full range
of conditions likely to be encountered
within aircraft’s design flight envelope
for compliance with the proposed
§ 22.130. Design data would include a
determination of the suitability and
durability of materials used for the
production of each product or article for
the full range of the aircraft’s authorized
operations. Additionally, materials
26 As defined in part 21, product means an
aircraft, aircraft engine, or propeller. Article means
a material, part, component, process, or appliance.
Appliance is defined in § 1.1 and means any
instrument, mechanism, equipment, part,
apparatus, appurtenance, or accessory, including
communications equipment, that is used or
intended to be used in operating or controlling an
aircraft in flight, is installed in or attached to the
aircraft, and is not part of an airframe, engine, or
propeller.
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selected for the manufacture of the
aircraft’s structure and components
would need to be sufficient to protect
those items against deterioration or loss
of strength due to any condition likely
to be encountered in the aircraft’s
expected operational environment.
Amateur-built aircraft issued
experimental airworthiness certificates
have no regulatory requirement to
address the suitability and durability of
materials to account for the
environmental conditions expected to
be encountered within the aircraft’s
operational flight envelope. In contrast,
type-certificated aircraft must comply
with material suitability and durability
requirements specified in the
airworthiness standards of parts 23, 25,
27, 29, and 31. In accordance with the
principles set forth in the FAA’s safety
continuum, the proposed requirements
have been designed to meet the level of
rigor the agency considers appropriate
to address the suitability and durability
of materials used in the manufacture of
aircraft intended for certification as
light-sport category aircraft.
Currently accepted consensus
standards for all classes of light-sport
category aircraft include a design and
construction performance requirement,
which generally states that materials
shall be suitable and durable for the
intended use.27 Those consensus
standards specify that design values for
strength must be chosen so that no
structural part is understrength because
of either material variations or load
concentration. Consensus standards for
all classes of aircraft eligible for
certification as light-sport category
aircraft also include protection of the
aircraft’s structure.28 These consensus
standards generally address the
protection of the structure against
weathering, corrosion, and wear, as well
as provisions for suitable ventilation
and drainage. As the suitability and
durability of materials used for products
and articles would be required to
account for likely environmental
conditions expected in service, the FAA
expects that revisions to these
consensus standards would need to be
made to account for the significant
increase in the performance,
capabilities, and classes of aircraft that
could be certificated under the proposal.
Accordingly, revised consensus
standards would need to address aircraft
with significantly larger flight
envelopes. This would result in
materials being used in the aircraft
27 ASTM 2245, F2564, F2317/F2317M, F2244,
and F2355.
28 ASTM F2245, F2564, F2317/F2317M, F2244,
and F2355.
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possessing the suitability and durability
to permit the safe operation of the
aircraft throughout the wider range of
environmental conditions likely to be
encountered.
7. Instruments and Equipment
Proposed § 22.135 would require that
the aircraft have all instruments and
equipment necessary for safe flight,
including those instruments necessary
for systems control and management. It
would also require that the aircraft
include all instruments and equipment
required for the kinds of operations for
which it is authorized. All instruments,
equipment, and systems would be
required to perform their intended
functions under all operating conditions
specified in the pilot’s operating
handbook. The proposal would also
require that a failure or malfunction of
a system or component that is likely to
occur would not cause loss of control of
the aircraft. All systems and
components would be required to be
considered separately and in relation to
each other.
Aircraft certificated as light-sport
category aircraft are currently required
to use a consensus standard for all
required equipment, pursuant to the
definition of consensus standard in
§ 1.1. This proposal would remove
reference to equipment from the
definition of consensus standard and
place that requirement in § 22.135. The
proposed equipment requirements are
necessary so that light-sport category
aircraft would have installed equipment
that enables the pilot to accomplish
tasks such as monitoring, managing,
controlling, or responding to the aircraft
and its systems under all operating
conditions.
For amateur-built aircraft issued
experimental airworthiness certificates,
no regulatory requirement exists for the
aircraft’s installed instruments and
equipment to meet specific design
requirements. However, amateur-built
aircraft must comply with regulatory
instrument and equipment requirements
for operations in certain environmental
conditions and airspace as specified in
their operating limitations or as required
by the applicable operating rules. For
example, amateur-built aircraft designed
and equipped for flight at night or under
IFR may be issued an operating
limitation stating that the aircraft must
comply with the applicable instrument
and equipment requirements of
§ 91.205. Operating in certain airspace
requires that the aircraft meet the
transponder equipage requirements
specified in § 91.215 and the Automatic
Dependent Surveillance-Broadcast
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(ADS–B) Out requirements specified in
§ 91.225.
Type-certificated aircraft must meet
the instrument and equipment
airworthiness standards in parts 23, 25,
27, 29, and 31 for the types of
operations for which certification is
requested. Type-certificated aircraft
must also comply with the instrument
and equipment requirements in
§§ 91.205, 91.215, and 91.225 for
operations at night, in IMC, or certain
airspace, as applicable.
The level of rigor specified for the
design of the instrumentation and
equipment installed in light-sport
category aircraft would not be as
extensive as that required for aircraft
intended for type-certification, yet more
extensive than that specified for
amateur-built aircraft. Proposed § 22.135
would account for the fact that
necessary instrumentation and equipage
for light-sport category aircraft will vary
by the class of aircraft and type of
operation. Specifically, § 22.135, as
proposed, states that aircraft must
include all instruments and equipment
required for the kinds of operations for
which it is authorized. Minimum
equipment generally includes flight and
navigation instruments, powerplant
instruments, and other miscellaneous
equipment necessary for the operation
of the aircraft’s systems. Miscellaneous
equipment is usually specific to the
class of aircraft. Such equipment
associated with the aircraft’s electrical
system, for example, could include
master switches, wiring, and vented
battery containers.
The FAA expects that light-sport
category aircraft possessing significantly
more capabilities than current designs
would need to be appropriately
equipped in accordance with these
increased operational capabilities.
Aircraft would be able to conduct IFR
flight in IMC and be more likely to be
exposed to adverse weather conditions
and operations at night. The FAA does
note, however, that flight in IMC would
have to be authorized by the
manufacturer in the pilot’s operating
handbook and the aircraft would be
subject to an operating limitation
requiring the aircraft to be equipped to
meet the equipment and
instrumentation requirements in
§ 91.205. Additionally, light-sport
category aircraft would also be more
prone to fly in airspace requiring
transponders and ADS–B equipment as
aircraft designers may be more willing
to install this equipment. This
equipment enhances safety of the
national airspace system by making an
aircraft visible to air traffic control and
to other appropriately equipped aircraft,
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promoting the separation of aircraft, and
decreasing the risk of mid-air collision.
All classes of light-sport category
aircraft would need to be properly
equipped for operations they are
authorized to conduct. For example, if
an aircraft is authorized to operate at
night, the requirement to have all
instruments and equipment necessary
for safe flight would necessitate the
aircraft be equipped with internal
cockpit lighting that would provide the
pilot with unrestricted visibility of all
required instruments. It would also be
required to have external lighting to
make the aircraft visible to both
operators of other aircraft and to
personnel on the ground while
operating on or within the vicinity of
the airfield.
The FAA encourages aircraft
designers to incorporate new instrument
and equipment technology into their
aircraft designs. The proposed rule is
intended to address both the
functionality of instruments and
equipment, as well as their interface
with the other instruments and
equipment installed in the aircraft. The
FAA particularly encourages the
installation of advanced electronic
avionics systems that can be used by
pilots to meet the aeronautical
experience requirements in a
technologically advanced aircraft as
specified in § 61.129. As aircraft
designers would no longer be bound by
the parameters contained in the current
definition of light-sport aircraft,
designers would be better able to
include safety-enhancing equipment in
their designs, such as angle-of-attack
indicators, envelope-protection
equipment, and moving-map displays
which could assist the pilot in avoiding
hazardous conditions and enhance
situational awareness. Accordingly, this
proposal would facilitate the design and
production of technologically advanced
aircraft with instruments and equipment
that could be used to support both safe
and more cost-effective flight training.
The proposed requirement would also
require that the equipment, instruments,
and systems function properly under all
operating conditions and that the failure
or malfunction of a single equipment
item or an instrument, or the failure of
a system would not cause loss of aircraft
control. Manufacturers could comply
with this requirement by identifying
critical single-point failure items or
systems and build in redundancy to
provide alternatives or back-up options.
A specific example of how this
requirement could be met would be the
installation of a back-up attitude
indicator, using a power source other
than that used for the primary attitude
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indicator, in an aircraft that is
authorized to fly in IMC. Attitude
indicators are the primary instrument
pilots use to maintain proper aircraft
attitude and bank angles when ground
references are no longer visible. A
secondary attitude indicator would
prevent a loss of control situation in the
event the primary attitude indicator or
its power system failed while the
aircraft was flying in IMC or without
visual reference to the ground.
The FAA anticipates that compliance
with the proposed requirements would
require analysis of the aircraft’s
instruments and equipment to consider
each separately and in relation to each
other as failures resulting from
equipment incompatibility may result in
an accident. Manufacturers could use
various methods to comply with this
requirement such as the installation of
back-up systems or through testing
techniques. The integrity of the aircraft
design, equipage, and systems, and the
quality of aircraft manufacturing
processes is essential for safe flight.
8. Accessibility of Controls and Displays
Proposed § 22.140 would require that
the aircraft be designed and constructed
so that the pilot can reach all controls
and displays in a manner that provides
for smooth and positive operation of the
aircraft.
This proposed performance
requirement is necessary to enable
ergonomic and human factors designs in
light-sport category aircraft that result in
these aircraft being simple to operate. A
flightdeck or pilot station not designed
to account for ergonomic and human
factors may result in controls and
displays located in locations that do not
allow for their efficient and timely
operation by the pilot. Aircraft designs
that do not provide the pilot with the
ability to effectively activate, operate, or
otherwise interface with the aircraft’s
controls and display information could
significantly affect the pilot’s ability to
safely operate the aircraft resulting in
loss of control. The proposal would
support ergonomic designs where the
activation or operation of a control,
switch, or display would not unduly
distract a pilot from maintaining proper
control of the aircraft. The FAA
encourages aircraft designers to use the
flexibility of this proposal to prioritize
the placement of controls and displays
based on their criticality to maintaining
safe ground and flight operations.
Amateur-built aircraft issued
experimental airworthiness certificates
have no regulatory requirement to
incorporate design and construction
features where the pilot must reach all
controls and displays in a manner that
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provides for smooth and positive
operation of the aircraft. Typecertificated, normal category airplanes
must comply with the airworthiness
standards found in subpart G of part 23
that specify flightcrew interface
requirements with installed instruments
and equipment. Type-certificated,
normal category rotorcraft must comply
with part 27 airworthiness standards
that require cockpit controls be located
to provide convenient operation and to
prevent confusion and inadvertent
operation.
The level of rigor for the accessibility
of controls and displays in light-sport
category aircraft would not be as
extensive as the § 25.777 cockpit control
requirements for type-certificated
aircraft. Although § 25.777 requires that
each cockpit control be located to
provide convenient operation and to
prevent confusion and inadvertent
operation, it contains further
requirements for the turning direction
and effectivity of controls, prevention of
interference from structures and pilot
clothing, specific locations for the
controls of lifting devices (e.g., flaps)
and landing gear, and shapes and color
contrast of control knobs. The extent of
requirements in § 25.777 far exceed the
simpler requirement for light-sport
category aircraft that its controls and
displays be reached by the pilot without
disrupting smooth and positive
operation of the aircraft.
The proposal, consistent with the
FAA’s safety continuum, would
establish requirements for the
accessibility of controls and displays in
light-sport category aircraft that are not
necessary for amateur-built aircraft.
Amateur-built aircraft have no
regulatory requirements for the pilot to
reach all controls and displays so
builders can design their own
instrument panel and locate controls
and displays wherever they prefer.
Because light-sport category aircraft
have fewer operational restrictions and
may conduct aerial work, the
certification rigor for light-sport
category aircraft would be greater.
Accordingly, light-sport category aircraft
would have to have controls and
displays where the pilot can reach in a
manner that provides for smooth and
positive operation of the aircraft. This
requirement would help prevent
distractions and loss of control
accidents. Manufacturers would be able
to comply with these requirements
through FAA-accepted consensus
standards.
For light-sport category airplanes,
powered parachutes, and lighter-thanair aircraft (balloons and airships)
certificated under current rules, ASTM
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standards F2245, for light-sport
airplanes, F2244, ‘‘Standard
Specification for Design and
Performance Requirements for Powered
Parachute Aircraft,’’ and F2355,
‘‘Standard Specification for Design and
Performance Requirements for LighterThan-Air Light Sport Aircraft,’’ state
that for the pilot compartment,
accessibility and the ability to reach all
controls for smooth and positive
operation shall be provided. For weightshift-control aircraft and gliders, ASTM
standards F2317/F2317M, ‘‘Standard
Specification for Design of Weight-ShiftControl Aircraft,’’ and F2564, ‘‘Standard
Specification for Design and
Performance of a Light Sport Glider,’’
state that there must be a control or
means accessible to the pilot while
wearing a seat belt by which the pilot
can effectively shut off the flow of fuel.
As the proposal would expand the
scope of aircraft that may be certificated
as light-sport category aircraft, revised
consensus standards submitted to the
FAA for acceptance would need to
address the pilot’s ability to reach all
controls and displays in a manner that
provides for smooth and positive
operation in a much wider range of
aircraft. Activation or manipulation of
aircraft controls and displays could not
require a level of attention significant
enough to cause the pilot to shift focus,
create a distraction, or otherwise
interfere with the operation of the
aircraft. Such loss of attention or focus
could result in an incident or accident.
To comply with the provisions of the
proposed rule, a manufacturer would
design and install controls and displays
that would permit the pilot to readily
monitor and perform defined tasks
associated with the intended functions
of systems and equipment. These
provisions would reduce the potential
for pilot error and minimize the risk of
resulting hazards. Accordingly, the
proposed requirement would serve to
prevent inadvertent unusual attitudes
and loss of control accidents due to poor
ergonomics and cockpit design. The
proposed requirement would also have
the benefit of reducing pilot workload
and fatigue since controls and displays
would be reached in a manner that
provides for smooth and positive
operation of the aircraft. These design
features would further the conduct of
safe operations by minimizing pilot
distraction when a control or display is
operated.
9. Propulsion System
Proposed § 22.145 would establish
requirements for light-sport category
aircraft propulsion systems. Propulsion
systems would be required to have
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controls that are intuitive, simple, and
not confusing and be designed so that
the failure of any product or article
would not prevent continued safe flight
and landing or, if continued safe flight
and landing cannot be ensured, the
hazard would be minimized.
Additionally, propulsion systems would
not be permitted to exceed safe
operating limits under normal operating
conditions and would be required to
have the necessary reliability,
durability, and endurance for safe flight
without failure, malfunction, excessive
wear, or other anomalies.
Under this proposed requirement,
light-sport category aircraft would be
equipped with propulsion systems that
do not require excessive pilot skill or
training to operate. The proposal would
enhance safety in the event of any
failure of the propulsion system such
that safe control of the aircraft could be
readily maintained by the pilot, aircraft
automation, or their combined action.
The ability to maintain safe control of
the aircraft in the event of a partial or
complete failure of the propulsion
system would significantly assist in
reducing the probability of an accident
or loss of aircraft control.
The FAA considers that continued
safe flight and landing means an aircraft
is capable of continued controlled flight
and landing, possibly using emergency
procedures, without requiring
exceptional pilot skill or strength. For
aircraft designed with simplified flight
controls, this may be accomplished
through automation. Upon landing,
some aircraft damage may occur because
of a failure condition.
The proposed requirements, while
intended to result in the airworthiness
of light-sport category aircraft, have also
been specifically designed to meet the
level of rigor the agency considers
appropriate for the certification of these
aircraft in accordance with the FAA’s
safety continuum concept. When
comparing the proposed requirements
for the certification of light-sport
category aircraft to the certification
requirements of amateur-built aircraft,
the FAA notes that amateur-built
aircraft have no regulatory requirements
applicable to the design or functionality
of their propulsion systems. Amateur
builders may experiment with a wide
range of propulsion system designs and
may incorporate a variety of design
features for the control, operation,
reliability, durability, or endurance of
their propulsion systems into their
aircraft. Comparatively, light-sport
category aircraft propulsion systems
would be required to meet the § 22.145
requirements because they could
conduct aerial work and have fewer
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operational restrictions than amateurbuilt aircraft. Therefore, light-sport
category aircraft would require a higher
level of certification rigor for the
propulsion system. The requirements
for the design of the propulsion system
would allow for easy, reliable, and
consistent operations. These qualities
would allow for safe operations and
minimize hazards associated with
engine failures. Compliance to the
requirements in § 22.145 would be with
FAA-accepted consensus standards.
In contrast, type-certificated aircraft
must comply with the airworthiness
standards for propulsion system in parts
23, 25, 27, and 29. Type-certificated
engines installed in these aircraft must
comply with the airworthiness
standards for engines found in part 33,
and the fuel venting and exhaust
emission requirements found in part 34,
if applicable. If propellers are installed
on type-certificated aircraft, then the
airworthiness standards of part 35 must
also be complied with. The level of rigor
of the standards proposed for the
propulsion systems of light-sport
category aircraft would not be as
extensive as that required for aircraft
intended for type-certification yet
would provide basic certification
requirements currently inapplicable to
amateur-built aircraft.
For light-sport category aircraft,
specialized consensus standards for
propellers and reciprocating spark and
compression ignition engines exist in
current FAA-accepted ASTM consensus
standards.29 These standards address
data, designs, testing and manufacturing
of these products. ASTM Standard 2245
for light-sport category airplanes
specifies that powerplant installations
must be shown to have satisfactory
endurance without failure, malfunction,
excessive wear, or other anomalies.
Additionally, the FAA notes that
ASTM Standard F2840, ‘‘Standard
Practice for Design and Manufacture of
Electric Propulsion Units for Light Sport
Aircraft,’’ provides a basis for the
development of electric propulsion
units for electric-powered aircraft that
currently cannot be certificated as lightsport category aircraft. While this
proposal would allow for the use of
electric propulsion in light-sport
category aircraft, this standard would
need to be evaluated and revised to
29 ASTM standard F2339, ‘‘Practice for Design
and Manufacture of Reciprocating Spark Ignition
Engines for Light Sport Aircraft;’’ ASTM standard
F2538, ‘‘Practice for Design and Manufacture of
Reciprocating Compression Ignition Engines for
Light Sport Aircraft;’’ ASTM standard F2840,
‘‘Practice for Design and Manufacture of Electric
Propulsion Units for Light Sport Aircraft;’’ and
ASTM standard F2506, ‘‘Specification for Design
and Testing of Light Sport Aircraft Propellers.’’
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account for electric propulsion units
that could be installed on additional
classes of aircraft and those aircraft with
increased performance capabilities that
would be permitted to be certificated
under the proposal.
The proposed propulsion system
requirements would permit aircraft
designs to be certificated that enable the
application of power to be
accomplished through simple, intuitive,
and non-confusing means. Moving a bidirectional lever forward to increase
speed and backward to reduce speed in
level flight, similar to the instinctive use
of a legacy power control (throttle), is
one way to achieve this. This control, as
well as all other propulsion system
controls, should be ergonomically
located so that movement is achieved
without considerable effort for the pilot
throughout the aircraft’s flight envelope
in all flight conditions. While the FAA
encourages the automation of
propulsion system controls, the
continued use of non-confusing legacy
propulsion system controls, such as the
blue lever for propeller control and red
lever for mixture control, would still
meet the proposed requirements and
assist in maintaining standardization
throughout the light-sport category fleet.
The proposal would also require that
the propulsion system be designed so
that the failure of any product or article
does not prevent continued safe flight
and landing or, if continued safe flight
and landing cannot be ensured, the
hazard has been minimized. The results
of this proposed requirement would not
permit a partial or complete loss of
power to adversely affect the handling
qualities of an aircraft. For single-engine
aircraft, this requirement would ensure
the aircraft is controllable after the loss
of engine power so that an engine-out
descent and landing could be readily
accomplished. For multi-engine or
multi-motor aircraft, the proposal would
enable any power asymmetry to be
compensated automatically by the
aircraft or by the pilot with no resulting
adverse effect on the aircraft’s handling
qualities. Power asymmetry on a multiengine or multi-motor aircraft, if not
handled properly, can result in loss of
control. Propulsion system failures
could be addressed by actions such as
the aircraft establishing a controlled
descent to a landing surface, diverting to
an alternate location, or returning to the
initial point of departure.
The FAA encourages a hazard
assessment, similar to that required by
§ 23.2410 for the certification of normal
category airplanes, be conducted. This
assessment would address the likely
failure of any product or article so that
it would not prevent continued safe
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flight and landing or, if continued safe
flight and landing cannot be ensured,
the hazard has been minimized. For
example, if manufacturers install
propellers on twin engine airplanes that
can be feathered in the event of an
inflight engine shutdown, this would
help to minimize the hazard of drag. In
this instance, decreased drag would
benefit aircraft performance by
increasing range and decreasing flight
asymmetry.
The proposal would require that the
propulsion system be designed to
preclude operation outside safe
operating limits under normal operating
conditions and that the system be
consistently dependable for all intended
operations. Accordingly, the propulsion
system would be required to be
designed with safety features to prevent
the occurrence of operations such as the
operation of propellers or rotors outside
design RPM limits.
The propulsion system would also be
required to have the necessary
reliability, durability, and endurance for
safe flight without failure, malfunction,
excessive wear, or other anomalies.
Defects, such as cracks or leaks that
could result in the loss or malfunction
of an engine, propeller, or rotor system,
would be mitigated under this proposal.
These proposed requirements for
durability and endurance address the
safety of system designs and
construction methods, as well as the use
of materials suited for the operational
life of the propulsion system. The
proposal would permit light-sport
category aircraft designs to address
these requirements using conventional,
simple propulsion system designs or
advanced technologies.
10. Fuel Systems
Proposed § 22.150 would establish
requirements for aircraft fuel systems.
Fuel systems would be required to
provide a means to safely remove or
isolate the fuel stored in the system
from the aircraft and be designed to
retain fuel under all likely operating
conditions.
The FAA is proposing this
performance requirement because
aviation fuel removal or isolation is
necessary in the event fuel
contamination is known or suspected.
Fuel would include both liquid aviation
fuel (e.g., avgas) and electrical energy,
whether stored in batteries, produced by
electric motors, or produced by other
power generation devices. Removal or
isolation of aviation fuel under such
circumstances would prevent damage to
the aircraft’s engine and fuel system
components used to transport fuel from
the aircraft’s fuel storage tank or other
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storage means to the aircraft’s
propulsion system. The inability to
isolate or remove contaminated aviation
fuel from the aircraft’s fuel system could
lead to engine failure and an emergency
landing. Additionally, the ability to
remove or drain aviation fuel from fuel
tanks may be necessary for aircraft
maintenance or repairs.
For aircraft with electrical energy
stored in batteries or produced by
electric motors or other power
generation devices, having the ability to
remove or isolate electrical current in an
aircraft may help prevent damage to
electrical components or systems in the
event of an electrical malfunction.
Electrical components must be able to
be isolated or removed from the
electrical system to prevent overheating
and subsequent fire which could result
in significant structural damage or loss
of aircraft control.
In this proposal, fuel systems would
be required to be designed and
constructed to retain fuel under all
likely operating conditions, such as
during all authorized maneuvers,
turbulence encounters, and aircraft
accelerations and decelerations and an
emergency descent and landing. The
FAA considers that this requirement
would be necessary for the safe and
continuous operation of the aircraft’s
propulsion system. The proposed
requirement for the aircraft to retain fuel
under all likely operating conditions is
necessary for a variety of purposes. For
example, these purposes could include
preventing fuel from being a source of
ignition or feeding an existing fire,
maintaining the aircraft’s center of
gravity within prescribed limits,
providing structural support, preventing
loss of aircraft range and endurance,
preventing corrosion and equipment
damage, and preventing toxic fumes
from entering occupied compartments.
The proposed fuel retention
requirement would also apply to the
storage of electrical energy. Failure to
secure or retain a battery or other
electrical components powering the
aircraft could result in emergency
situations that could lead to structural
damage or the loss of aircraft control.
Examples include electrical or
electrical-sourced fires, corrosion that
results in structural damage, loss of
essential electrical equipment such as
avionics equipment providing altitude,
heading, and attitude reference
information, or toxic fumes entering
occupied compartments.
The level of rigor of the proposed
requirements for the removal, isolation,
and retention of fuel for light-sport
category aircraft would not be as
extensive as that required for aircraft
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intended for type-certification. Typecertificated aircraft are required to
comply with extensive airworthiness
standards in parts 23, 25, 27, and 29 for
the removal, isolation, and retention of
fuel.
However, the FAA is proposing
requirements for light-sport category
aircraft that, in accordance with the
safety continuum, would not be
imposed on amateur-built aircraft.
Amateur-built aircraft fuel system
design is not regulated which allows
amateur-builders to experiment with
how they retain and distribute fuel from
their fuel tanks to their engine, or for
electric powered aircraft, from their
electric power source to a motor.
Amateur-builders may install fuel
isolation and shut-off valves, filters,
pumps, drains, and fuel lines as they
deem necessary for the normal and
emergency operation of their aircraft.
However, because light-sport category
aircraft operate with fewer restrictions
than amateur-built aircraft, this rule
would require light-sport category
aircraft fuel systems to provide a means
to safely remove or isolate the fuel
stored in the system from the aircraft
and be designed to retain fuel under all
likely operating conditions. These
requirements would provide for fuel
removal or isolation of contaminated
fuel, irregular electrical current, or
malfunctioning equipment, which may
enable continued operation of an engine
or motor. Light-sport category aircraft
fuel systems would also have to retain
fuel throughout the system which
would allow for the mitigation of
hazards and safe operations.
Compliance with the requirements in
§ 22.150 would be accomplished
through FAA-accepted consensus
standards.
For light-sport category aircraft, the
current fuel removal, isolation, and
retention provisions specified in the
applicable consensus standards vary
based on the class of aircraft. For
instance, current FAA accepted
consensus standards for light-sport
category airplanes, gliders, and weightshift-control aircraft, specify that these
aircraft have at least one drain or other
available method to allow safe drainage
of fuel from tanks.30 Consensus
standards for all light-sport category
aircraft except balloons and powered
parachutes specify that the aircraft have
a control to shut-off fuel as a means of
isolation.31 For light-sport category
airplanes, gliders, and weight-shiftcontrol aircraft, the standards specify
that the battery installation must
withstand all applicable inertia loads.32
Consensus standards for light-sport
category airplanes, gliders, powered
parachutes, airships, and weight-shift
control aircraft specify that their fuel
tanks be able to withstand all applicable
inertia loads or prescribed load
factors.33 The FAA anticipates that
industry would develop acceptable and
appropriate consensus standards for all
classes of light-sport category aircraft to
comply with the proposed requirement
for the removal, isolation, and retention
of fuel.
11. Fire Protection
Proposed § 22.155 would require that
the hazards of fuel or electrical fires
following a survivable emergency
landing be minimized by incorporating
design features to sustain static and
dynamic deceleration loads without
structural damage to fuel or electrical
system components or their attachments
that could leak fuel to an ignition source
or allow electrical power to become an
ignition source.
Fuel and electrical system
components need to maintain their
connectivity and structural integrity to
prevent leakage, fumes, and electrical
wiring from igniting a flammable source
in the event of a survivable emergency
landing. Proposed § 22.155 is necessary
to minimize the risk of additional
injuries due to fire and create sufficient
time for aircraft occupants to safely
escape an aircraft immediately after an
accident or incident.
Amateur-built aircraft issued
experimental airworthiness certificates
have no regulatory requirement to
incorporate design features to sustain
static and dynamic deceleration loads
without structural damage to fuel or
electrical system components or their
attachments. The ability of an amateurbuilt aircraft to minimize the hazards of
fuel or electrical fires is largely
dependent upon the manufacturer’s
design, although amateur builders can
assist by using recommended methods,
techniques, and practices when
installing fuel and electrical
components and attachments. Lightsport category aircraft, however, may be
more complex and could engage in work
for compensation or hire; therefore, the
FAA is proposing a heightened
requirement that fire sources be
minimized. Requiring fire sources be
minimized following an impact is
consistent with the location of lightsport category aircraft on the safety
continuum. Therefore, this proposed
32 ASTM
30 ASTM
F2245, F2564, and F2317/F2317M.
31 ASTM F2245, F2564, and F2317/F2317M.
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33 ASTM
F2245, F2564, and F2317/F2317M.
F2245, F2564, F2317/F2317M, F2244,
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rule would direct this through the
requirements of § 22.155. Compliance
with these requirements would be
accomplished through FAA-accepted
consensus standards.
Type-certificated aircraft have
airworthiness standards in parts 23, 25,
27, 29, and 31 where fuel tanks, fuel
lines, electrical wires, and electrical
devices must be designed, constructed,
and installed, as far as practicable, to be
crash resistant. Type-certificated aircraft
must retain fuel to minimize hazards to
the occupants during any survivable
emergency landing. There are multiple
ways for manufacturers to minimize the
ignition of fluids and vapors. Retention
methods to minimize the probability of
ignition of the fluids and vapors
include, but are not limited to, stopping
the flow of fluids, shutting down
equipment, fireproof containment, or
the use of extinguishing agents. Typecertificated aircraft also undergo drop
testing to demonstrate their ability to
withstand deceleration loads without
structural damage to fuel system
components or their attachments.
The FAA considers that drop testing
and the more prescriptive elements of
the fire safety rules applicable to typecertificated aircraft would not be
preferable because of the lower risk and
certification rigor, and fewer operating
privileges of light-sport category aircraft.
Since light-sport category aircraft
subject fewer people to risk per flight,
and have fewer operating privileges
when compared to part 23 airplanes,
this rule would not impose the
prescriptive elements of the fire safety
rules for type-certificated aircraft subject
to part 23, 25, 27, 29, or 31. Although
the FAA does not consider it currently
necessary to require light-sport category
aircraft to undergo drop testing, these
aircraft would likely undergo either
drop testing or some alternate testing
procedure to comply with the fire
protection requirements in this
proposed rule.
For light-sport category aircraft, the
current fuel retention methods in the
FAA-accepted consensus standards vary
based on the class of aircraft. For
instance, during emergency landing
scenarios for light-sport category
airplanes, powered parachutes, and
gliders, the aircraft design must be
strong enough to protect occupants from
fuel concentrated above or behind their
seating location.34 Light-sport category
airplanes and gliders may mitigate the
risks of fires with the use of heat
shielding, electrical isolation, or
34 ASTM
and F2355.
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ventilation.35 Likewise, light-sport
category airplanes, gliders, and weightshift-control aircraft designs protect fuel
lines by using fire resistant lines or a
fire-resistant covering on the lines.36 For
these three aircraft classes, battery
installations must be able to withstand
all applicable inertia loads. All lightsport category aircraft except balloons
and powered parachutes have a control
to shut-off fuel as a means of isolation
under the current FAA-accepted
consensus standards.37 Finally, for
light-sport category gliders, the FAAaccepted consensus standards specify
that fuel leaking from any system lines
or fittings must not either directly hit
hot surfaces or equipment causing a fire
risk, or directly contact occupants.38
As a result of the expansion in the
performance and capabilities of aircraft
that would be certificated as light-sport
category aircraft under the proposal, the
FAA anticipates that industry would
develop acceptable and appropriate
consensus standards for all classes of
light-sport category aircraft to comply
with the proposed requirements of
§ 22.155. The design features must be
capable of preventing the ignition of
fuel or allowing electrical power to
become an ignition source for a fire. The
integrity of the fuel or electrical systems
and their storage elements, to include
structures, tanks, lines, pumps, valves,
wirings, and electrical components must
be accounted for in this proposed
requirement. The design must be
capable of stopping or isolating fuel,
electrical power, and associated fumes
to prevent ignition and spread of fire.
12. Visibility
Proposed § 22.160 would require that
the aircraft be designed and constructed
so that the pilot has sufficient visibility
of controls, instruments, equipment,
and placards. Additionally, the proposal
would require that the aircraft provide
the pilot with sufficient vision outside
the aircraft necessary to conduct safe
aircraft operations.
Poorly designed pilot compartments
and aircraft designs that fail to optimize
the pilot’s ability to see controls,
instruments, and equipment could lead
to inadvertent unusual attitudes, stalls,
or loss of control of the aircraft.
Likewise, structures that block the
pilot’s ability to see their surroundings,
both inside and outside the aircraft, can
be a hazard for the pilot and other
personnel on the ground and in the air.
35 ASTM
F2245 and F2564.
F2245, F2564, and F2317/F2317M.
37 ASTM F2245, F2564, F2317/F2317M, and
F2355.
38 ASTM F2564.
36 ASTM
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Pilots need to be able to visually clear
areas around their aircraft during
aircraft start-up and while conducting
ground movements, just as they need to
visually assess that the airspace in
which they operate is clear of aircraft
and other hazards when operating in
visual meteorological conditions.
Additionally, restrictions on the ability
of pilots to see other controls, or on the
ability of both the pilot and other
occupants to see required aircraft
placards, could affect the safety of the
flight, as aircraft warnings and
operational limits might not be heeded
and the pilot’s ability to respond to
adverse flight conditions could also be
significantly impaired.
The proposed requirement for the
pilot to have sufficient visibility of
controls, instruments, equipment, and
placards within the aircraft and of the
aircraft’s exterior environment would
meet the level of rigor the FAA
considers appropriate for light-sport
category aircraft and its place on the
safety continuum between amateur-built
aircraft and normal category aircraft. For
amateur-built aircraft, there are no
specific regulatory requirements
addressing visibility of controls,
instruments, and equipment. As stated
earlier, amateur builders may design
their own instrument panels and locate
controls, instruments, and equipment
wherever they prefer. Because lightsport category aircraft could be used for
aerial work, have fewer operational
restrictions, and require a higher level of
certification rigor, the FAA is proposing
the requirements in § 22.160. These
requirements would include interior
and exterior visibility requirements to
eliminate hazards that could lead to loss
of control or loss of the aircraft due to
collision with aircraft, wildlife, or
structures in the air or on the ground.
The requirement would also allow
system warning and caution lights and
annunciators to be easily seen by the
pilot for a timely response to an
abnormal indication or emergency.
Manufacturers would comply with the
§ 22.160 requirements by using an FAAaccepted consensus standard.
However, normal category aircraft
must comply with even more stringent
airworthiness standards in part 23, 25,
27, or 29 for the pilot compartment
view. In parts 25, 27, and 29, these
standards require the pilot compartment
view to provide a sufficiently extensive,
clear, and undistorted view for safe
operation that is free of glare and
reflection that could interfere with the
pilot’s view. For airplanes certificated in
accordance with part 23 requirements,
the pilot compartment, its equipment,
and its arrangement, to include pilot
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view, must allow the pilot to readily
perform their duties and aircraft
maneuvers.
Proposed § 22.160 imposes a more
stringent requirement than the currently
accepted consensus standards. Current
consensus standards in ASTM Standard
F2245 for light-sport airplanes, ASTM
Standard F2244 for powered parachutes,
and ASTM Standard F2355 for lighterthan-air light-sport aircraft state that the
pilot compartment needs to provide
appropriate visibility of instruments,
placards, and the area outside the
aircraft. The consensus standards in
ASTM Standard F2564 for a light-sport
glider state that the cockpit view must
be designed so that the pilot’s vision is
sufficiently extensive, clear, and
undistorted for safe operation and that
rain shall not unduly impair the pilot’s
view. For weight-shift control aircraft,
there are no consensus standards for the
pilot compartment’s internal and
external views due to the open-air
design of these aircraft. The FAA
anticipates that industry would develop
acceptable and appropriate consensus
standards for applicable classes of lightsport category aircraft to comply with
the proposed requirements of § 22.160.
The proposed rule would require the
pilot to be able to easily see all aircraft
controls and instruments necessary to
safely operate the aircraft and its
equipment and systems under all
conditions and would be applicable to
all aircraft that would be eligible for
certification as light-sport category
aircraft under the proposal. Pilots and
other occupants of all classes of lightsport category aircraft must be able to
readily see warning placards that would
aid in identifying hazards, prevent
damage to the aircraft, and provide
other relevant safety critical
information.
The aircraft must provide pilots with
sufficient visibility to readily identify
other aircraft or potential hazards such
as structures and icing conditions and
aid the pilot in complying with other
regulatory requirements including
§ 91.113, ‘‘Right-of-way rules: Except
water operations,’’ and § 91.155, ‘‘Basic
VFR weather minimums,’’ while in
flight. For example, aircraft that are not
designed to enable the pilot to visually
detect ice accumulations on the aircraft
could result in a stall and loss of
control. Improper placement of
structural supports could also result in
an accident or incident if the pilot’s
visibility is blocked or impeded. A pilot
should not have to make unnecessary or
unusual head movements inflight to
clear for traffic and other hazards as this
could lead to spatial disorientation and
unusual attitudes. Additionally, the
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pilot compartment must also provide
the pilot with sufficient visibility to
safely conduct ground operations by
enabling the aircraft to remain clear of
other aircraft, structures, vehicles, and
ground personnel while simultaneously
providing adequate visibility for the
pilot to read applicable airfield signs
and markings. Sufficient visibility is
necessary to prevent situations such as
runway incursions where an aircraft
enters a runway without clearance or
authorization.
Additionally, the design of the aircraft
should provide the pilot with sufficient
forward, aft, and side visibility to allow
the pilot to avoid hazards both in the air
and on the ground. The proposed
requirements would enable the
placement of items essential to safe
aircraft operations to be visible to the
pilot, provide for the avoidance of
obstacles, and allow compliance with
regulatory requirements while in flight
and conducting ground operations.
13. Emergency Evacuation
Proposed § 22.165 would require that
aircraft be designed and constructed so
that all occupants can rapidly conduct
an emergency evacuation. The aircraft’s
design would be required to account for
all conditions likely to occur following
an emergency landing, excluding
ditching for aircraft not intended for
operation on water.
The proposed requirement for
emergency evacuation is necessary
because aircraft designs that do not
consider the ability of the pilot and
passengers to rapidly evacuate the
aircraft during an emergency can
significantly increase the likelihood of
serious risk of injuries or fatalities if
exiting the aircraft is impeded by a poor
design. The proposed requirement
would reduce injuries and save lives by
requiring aircraft design and
construction to account for, and
accordingly facilitate, rapid aircraft
egress.
The proposed requirement for
emergency evacuation would be
appropriately scoped for the position of
light-sport category aircraft on the
FAA’s safety continuum. For amateurbuilt aircraft, there are no specific
regulatory requirements for emergency
egress, whereas for type-certificated
aircraft, parts 23, 25, 27, and 29 contain
requirements for emergency evacuation.
For example, for the type certification of
normal category rotorcraft under part
27, there are requirements in §§ 27.805
and 27.807 for the location and size of
emergency exits for the flight crew as
well as provisions for the exits to be
unobstructed when an emergency
landing occurs on water. Requirements
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for the cabin emergency exits include
items such as location, number
available, type, operation, and marking.
For aircraft certificated as light-sport
category aircraft, emergency evacuation
standards are currently included in
certain consensus standards and vary
according to the design of the aircraft.
For some classes of light-sport category
aircraft, such as weight-shift control
aircraft and powered parachutes,
emergency evacuation standards do not
exist since the pilot and passenger are
not situated in a fully enclosed
compartment. For light-sport airplanes,
ASTM Standard F2245 contains a
standard for emergency evacuation that
states the pilot compartment shall
provide the ability to conduct an
emergency escape. For light-sport
gliders, ASTM Standard F2564 provides
standards for emergency exit that state
the cockpit must be designed so that
unimpeded and rapid escape in
emergency situations is possible, and,
on closed canopies, the opening system
must be designed for simple and easy
operation. The opening system must
function rapidly and be designed so that
it can be operated by each occupant
strapped in his seat and from outside
the cockpit.
Proposed § 22.165 could be complied
with by having multiple escape exits
(doors, windows, hatches) or easily
accessible mechanisms both inside and
outside the aircraft to open escape exits
(which should be marked for easy
identification and use in compliance
with proposed § 22.170). Multiple
escape doors or hatches could also be
used to enable egress in situations
where the aircraft may not be upright.
Aircraft intended for operation on water
would be required to address emergency
water landings. Although the FAA
would encourage consensus standards
to address ditching, the FAA would not
require ditching to be addressed in the
certification of light-sport category
aircraft as imposing such a requirement
would be a more extensive requirement
than that currently imposed for smaller
type-certificated aircraft. For example,
§ 23.2315 specifically excludes a
consideration of ditching for level 1,
level 2, and single engine level 3
airplanes.
The ability to rapidly conduct an
emergency evacuation is directly related
to the crashworthiness of an aircraft.
Accordingly, the FAA is not proposing
to directly link or limit crashworthiness
and associated emergency evacuation
requirements to aircraft stalling speed or
another fixed airspeed. Instead, the
proposal would permit applicants to
take varied approaches to address
aircraft crashworthiness. For example,
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the FAA encourages the incorporation
of advanced technology, such as
ballistic recovery systems, and
innovations from other industries, such
as the automotive industry, to provide
increased airframe occupant protection.
The FAA encourages consensus
standards bodies to strive for the highest
level of occupant crash protection
feasible. Comprehensive consensus
standards could facilitate the evaluation
of the entirety of a crashworthiness
system, namely, the interaction of all
crashworthiness features, rather than
requiring an evaluation of discrete,
individual parameters for occupant
safety. An aircraft’s ability to protect
occupants and facilitate an emergency
exit can be better understood by
evaluating the aircraft as a complete
system. The understanding gained from
a systems evaluation can be used to
develop and implement new
technologies and methods to enable
more rapid and safer aircraft emergency
evacuations with fewer occupant
injuries. Such an evaluation could
include analysis of important
survivability factors identified by the
NTSB, including occupant restraints,
survivable volume, energy absorbing
seats, and seat retention. Consideration
given to these crashworthiness
requirements may not necessarily
prevent accidents, but should improve
occupant safety, which would lead to
decreased occupant injuries in the event
of a crash and increase survivability of
accidents.
The FAA is proposing few specific
crashworthiness requirements within
part 22. The proposed performance
requirement for emergency evacuation
and other proposed airworthiness
requirements would allow for the use of
many varied technologies and methods
for occupant safety in the event of an
emergency landing or other situations
where rapid aircraft egress is required.
The proposed requirement would
promote innovation and encourage the
introduction of new occupant protection
technologies such as those that have
been introduced by the automotive
industry. The FAA encourages
consensus standards bodies to develop
consensus standards that will promote
the introduction and rapid integration of
these and other solutions into lightsport category aircraft designs.
14. Placards and Markings
Proposed § 22.170 would require that
the aircraft display all placards and
instrument markings necessary for safe
operation and occupant warning.
Markings or graphics would be required
to clearly indicate the function of each
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control, other than primary flight
controls.
Placards provide warnings and
identify hazards to crewmembers,
occupants, aircraft maintenance and
servicing personnel, and first
responders. Instrument markings
provide safe operating parameters for
aircraft equipment and systems.
Moreover, compliance with placards
and markings is currently required by
§ 91.9. Not conducting aircraft
operations in accordance with installed
placards and markings could lead to
equipment or system failures that could
negatively impact other systems, leading
to an emergency that could put both the
aircraft and occupants at significant
risk.
The FAA contends that the proposed
requirement for aircraft certificated as
light-sport category aircraft to display
all placards and instrument markings
necessary for safe operation and
occupant warning would establish a
clear performance-based requirement
that is in accord with the position of
these aircraft within the FAA’s safety
continuum. For most experimental
aircraft, there are no specific regulatory
requirements for placards and
instrument markings. However, some
have operating limitations requiring
display of placards. Type-certificated
aircraft, which occupy the opposite end
of the FAA’s safety continuum, are
subject to a variety of detailed placard
and instrument marking requirements
that are contained in the airworthiness
standards found in parts 23, 25, 27, 29,
and 31. Placards provide information for
the safe operation of the aircraft while
instrument markings indicate operating
parameters as determined by the
airworthiness standards.
For aircraft currently certificated as
light-sport category aircraft, placarding
and instrument markings are addressed
in FAA-accepted consensus standards
for each class of aircraft. Because of the
various classes of light-sport category
aircraft, the placarding and instrument
marking consensus standards vary
according to the complexity of the
aircraft. Some of those standards apply
generally, while others address specific
situations that may apply only to more
complex aircraft, such as placards for
unusual design, operating, or handling
characteristics, authorized operations,
and passenger warnings. ASTM
Standard F2245 contains standards for
instrument markings on the aircraft’s
airspeed indicator.
The proposed placarding and
instrument marking requirement would
be applicable to all classes of aircraft
that could be certificated as light-sport
category aircraft under this proposal.
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Proposed § 22.170 is necessary so that
the pilot and other aircraft occupants
can clearly see any placards or
instrument markings that provide
necessary warnings for their safety or for
the safe operation of equipment or
systems. Markings or graphics provide a
clear indication of the function of the
marked control to the pilot and aircraft
occupants. The FAA notes that primary
flight controls would not be required to
be specifically marked, as their function
should be intuitive to operation of the
aircraft and readily ascertainable by the
pilot.
Markings and graphics indicating the
function of each control prevent
confusion and inadvertent operation of
equipment and systems by the pilot or
other occupants. Improper or confusing
placards, often due to poor wording,
poor contrast, or poor location, can also
prevent the timely actuation of systems
or equipment necessary for safe flight or
emergency evacuation, while
inadvertent operation of equipment and
systems can result in an unsafe aircraft
attitude or flight condition leading to an
emergency.
Accordingly, the proposed marking
and placarding requirement is designed
to provide appropriate warnings to help
prevent errors that could lead to a loss
of control or a serious accident or
injury. The proposal would ensure that
these potentially hazardous situations
are properly accounted for and
addressed. The FAA also notes that, for
aircraft with simplified flight controls,
an FAA-accepted consensus standard
would be required to address the
placarding of an aircraft certificated in
the light-sport category with simplified
flight controls as proposed in § 22.180.
15. Noise
Proposed § 22.175 would require that
aircraft meet the applicable noise
standards of part 36 of this chapter. The
proposed noise requirements are
discussed in section IV.K.
16. Aircraft Having Simplified Flight
Controls
Proposed § 22.180 would permit an
aircraft that meets certain criteria to be
designated by the manufacturer as
having simplified flight controls. For an
aircraft to be designated as having
simplified flight controls, it would be
required to meet three criteria. First, the
pilot could only control the flight path
of the aircraft or intervene in its
operation without direct manipulation
of individual aircraft control surfaces or
adjustment of the available power.
Second, the aircraft would be required
to be designed to prevent loss of control,
regardless of pilot input. Finally, the
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aircraft would need to have a means to
enable the pilot to discontinue the flight
quickly and safely. This feature would
also have to be designed to prevent
inadvertent activation.
Proposed § 22.180 for aircraft
designed with simplified flight controls
would only apply to those aircraft
specifically designated by the
manufacturer in its statement of
compliance as having simplified flight
controls.
The FAA recognizes that rapid
advances are occurring in aircraft
automation and flight control
technology. Aircraft are being designed
and constructed with pilot interfaces
and flight controls that no longer
resemble those found in traditional
aircraft cockpits. These aircraft have
highly automated systems for
controlling the flight path, speed, and
configuration of the aircraft while
simultaneously providing protection
from aerodynamic hazards such as
asymmetric thrust and excessive
structural loading. These aircraft also
have cockpits or pilot compartments
where primary flight controls such as
sticks, control columns, throttles, and
rudder pedals may have been replaced
by simpler non-traditional methods of
aircraft control such as touchscreens,
switches, or other displays with pushbutton controls. A joystick controller
that directly manipulates individual
aircraft control surfaces would not
qualify an aircraft as being designed
with simplified flight controls.
However, a joystick controller that is
used to select flight commands or move
a cursor on a display would be
appropriate for a simplified flight
control design.
Proposed § 22.180 would facilitate the
development of these highly automated
aircraft by providing a certification path
that would enable light-sport category
aircraft to be specifically designated as
having simplified flight controls. As
discussed later in this proposal for
§ 61.31, these aircraft would be
permitted to be operated by certificated
pilots who may not have received the
flight training or possess the
aeronautical experience necessary to
operate more traditional forms of
aircraft, but nonetheless meet the
specific requirements proposed for the
operation of these highly automated
aircraft.
For aircraft having simplified flight
controls, the aircraft design would be
required to inherently prevent loss of
control regardless of pilot input. The
FAA considers that a design inherently
prevents loss of control if the design
includes built-in features such as
automation which prevent the pilot
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from inputting a flight command that
would be hazardous to the aircraft or its
occupants. Additionally, the aircraft
design would need to include features
so that the aircraft could only be
operated within its designated flight
envelope and within its prescribed
operational limitations. These
parameters would be preprogrammed
and would include boundaries such as
airspeed, altitude, vertical speeds, and
lateral displacements. For aircraft
equipped with multiple engines or rotor
systems, the aircraft would need to be
able to safely respond, using the
aircraft’s automation, to asymmetric
power situations due to loss of engine
power. If used in the design, automation
would have to prevent loss of control of
the aircraft under all circumstances,
even to the point of overriding
erroneous or hazardous pilot inputs or
only permitting the input of certain
commands in specific flight conditions.
The aircraft design would, however,
be required to include a means to permit
the pilot to discontinue or suspend the
flight quickly and safely and prevent
inadvertent activation of this feature. A
pilot could choose to discontinue or
suspend a flight for a variety of reasons
such as unexpected weather conditions,
physiological needs, a system
malfunction, or the presence of other
hazards such as a flock of birds or an
aircraft near, or intersecting, the route of
flight. Discontinuing or suspending a
flight could include options such as an
immediate landing, a return flight to the
aircraft’s point of departure, a diversion
to an alternate landing site, a course
change, or initiation of a low altitude
orbit or in-place hover until any hazards
have passed. The aircraft design must
include a means to prevent inadvertent
or accidental activation of the control
mechanism for the discontinuance or
suspension of flight. This would prevent
the aircraft from entering an unplanned
or hazardous flight trajectory.
17. Quality Assurance System
Proposed § 22.185 would require
aircraft to have been designed,
produced, and tested under a
documented quality assurance system to
ensure each product and article
conforms to its design and is in a
condition for safe operation.
The 2004 final rule specifically
recognized the necessity for aircraft
certificated as light-sport category
aircraft to be manufactured in
accordance with a quality assurance
system. The current definition of
consensus standards in § 1.1 states that
consensus standards used for the
certification of light-sport aircraft may
include ‘‘manufacturer quality
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assurance systems.’’ Proposed § 22.185
would establish a clear regulatory
requirement so that the aircraft is
manufactured in accordance with
documented processes and
manufactured under a documented
quality assurance system.
Establishing and documenting a
quality assurance system is critical to
assuring that aircraft and aircraft kits
meet applicable design, production, and
airworthiness requirements and are
manufactured and tested in accordance
with identified consensus standards.
Meeting the proposed quality assurance
requirements using applicable FAAaccepted consensus standards would
reduce the use of obsolete design
drawings or procedures, improper
materials or manufacturing techniques,
and inadequate testing procedures that
could jeopardize the safe operation of an
aircraft. A quality assurance system
would allow manufacturer or thirdparty auditors to verify that a
manufacturer is producing aircraft in
accordance with its established
procedures and is continuing to produce
safe aircraft.
Under the safety continuum, primary
category kit-built aircraft intended for
certification as experimental aircraft are
the only experimental aircraft that have
a regulatory requirement to be produced
under a quality assurance system. Those
aircraft are based on type-certificated
designs and are required by § 21.191(h)
to be manufactured by the holder of a
production certificate for that kit.
Production certificate holders must
establish and maintain a quality
assurance system as specified in
§ 21.137.
Persons currently seeking certification
of experimental aircraft built from kits
that were designed in accordance with
the requirements applicable to aircraft
certificated as light-sport category
aircraft must be able to provide the
information required by § 21.193(e).
These aircraft are certificated under the
provisions of § 21.191(i)(2) and the
information provided will reference
consensus standards addressing the
manufacturer’s quality assurance
system. Additionally, aircraft built from
those kits must have been assembled in
accordance with manufacturer’s
assembly instructions that meet an
applicable consensus standard. These
aircraft are built under a quality
assurance system as specified in ASTM
Standard F2972, ‘‘Standard
Specification for Light Sport Aircraft
Manufacturer’s Quality Assurance
System.’’
A manufacturer of a type-certificated
aircraft must establish and describe in
writing a quality system that includes
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the 15 elements specified in § 21.137,
obtain FAA approval of its quality
manual under § 21.138, and show
compliance with quality system
requirements to the satisfaction of the
FAA as part of applying for and
obtaining a production certificate. For
light-sport category aircraft, ASTM
Standard F2972 currently addresses
quality assurance systems for light-sport
category aircraft. The FAA anticipates
that industry would develop acceptable
and appropriate consensus standards for
light-sport category aircraft to comply
with the proposed requirement in
§ 22.185
The FAA would rely on a
manufacturer’s statement of compliance
as evidence of compliance to the
requirements of § 22.185 for a
production quality assurance system.
The FAA retains its ability to inspect
the manufacturer’s facility and quality
system.
18. Finding of Compliance by Trained
Compliance Staff
Proposed § 22.190 would require the
aircraft to have been found compliant
with the provisions of the applicable
consensus standards by individuals who
have been trained on determining
compliance with those consensus
standards.
Determining compliance with
consensus standards is essential in
enabling the airworthiness of an aircraft
intended for certification as light-sport
category aircraft. Accordingly, the FAA
considers inclusion of a requirement
that the aircraft be found compliant by
individuals who have been
appropriately trained in making those
determinations to be of critical
importance.
The FAA notes that experimental
aircraft are generally not required to
meet specific design or production
requirements. Accordingly, there is no
current requirement for the training of
individuals who assess the suitability of
the design or production of those
aircraft for their intended operations.
Manufacturers of aircraft produced in
accordance with the airworthiness
standards set forth in part 23, 25, 27, 29,
or 31, however, are required to show
compliance with each requirement
following a highly detailed and
comprehensive certification plan.
Assurance of compliance is attained via
extensive FAA engagement with the
manufacturer in which the
manufacturer shows, and the FAA finds,
compliance with applicable
airworthiness standards. A type
certificate is not issued for an aircraft
design until the FAA finds compliance
with all applicable airworthiness
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standards through a rigorous typecertification process involving extensive
FAA involvement and oversight. Serial
production of these aircraft is
accomplished in accordance with the
requirements for production certificate
holders specified in subpart G of part
21. That subpart includes specific
requirements for the certificate holder’s
organization and quality system.
Given the FAA’s reliance on the
manufacturer’s statement of compliance
as the primary evidence of compliance
with applicable requirements, the FAA
considers it critical that individuals
making these compliance findings
would be trained in finding compliance
to the broad array of applicable FAAaccepted consensus standards. This
would require, for example, engineers,
pilots, and maintenance experts who
make compliance findings for
manufacturers to receive training on the
specific provisions of the applicable
consensus standards and training on
determining compliance to those
standards.
The proposed requirement would
implement a recommendation from the
previously mentioned LSAMA Final
Report. The LSAMA Final Report noted
that a significant number of aircraft
manufacturers could not fully
demonstrate their ability to meet certain
consensus standards. As a result, the
report recommended that industry
develop training so that manufacturers
fully understand FAA regulatory
requirements and policies applicable to
the certification of light-sport category
aircraft and the means necessary to meet
applicable requirements. In view of the
criticality of this need and the FAA’s
significant reliance on the
manufacturer’s statement of compliance,
the FAA is proposing this requirement
so that all individuals with
responsibility for making compliance
findings are trained to understand how
to make complete and correct findings
of compliance.
19. Ground and Flight Testing
Proposed § 22.195 would require that
an aircraft intended for certification as
a light-sport category aircraft has been
ground and flight tested under
documented production acceptance test
procedures. This testing would be
required to validate aircraft performance
data; ensure the aircraft has no
hazardous operating characteristics or
design features; ensure the aircraft is in
a condition for safe operation; and
ensure the aircraft can safely conduct
any aerial work operation designated by
the manufacturer. The manufacturer
will ensure each aircraft can safely
conduct any aerial work operation by
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conducting flight testing of the that
aerial work operation. If successful, the
manufacturer would be able to provide
a statement of compliance to the FAAaccepted consensus standards that
would be the means of compliance for
this proposed requirement.
Ground and flight testing of an aircraft
is critical when establishing
airworthiness. Accordingly, the FAA
considers inclusion of a ground and
flight-testing requirement especially
important for the certification of lightsport category aircraft.
Aircraft with certain experimental
airworthiness certificates, such as those
issued for air racing, operating amateurbuilt aircraft, operating primary kit-built
aircraft, and operating light-sport
aircraft have flight testing requirements
imposed by their operating limitations,
yet no specific ground testing
requirements. For these experimental
aircraft, the flight testing is typically
conducted for a set time (e.g., 40 hours)
to show compliance with § 91.319(b).
The FAA notes that amateur-built
aircraft may instead use an FAAsourced task-based flight test plan as a
substitute for the flight hour
requirement. Aircraft issued
experimental airworthiness certificates
for the purpose of research and
development or showing compliance
with regulations must also undergo
flight testing to determine the suitability
of the design for the issuance of a design
or airworthiness approval, as applicable.
All aircraft manufactured in
accordance with the airworthiness
standards set forth in part 23, 25, 27, 29,
or 31 are subject to ground and flighttesting requirements as part of the typecertification process. The flight testing
of aircraft intended for type certification
is much more rigorous than that of other
aircraft, as the flight testing is
conducted for the aircraft to show
compliance to the airworthiness
standards used in the development of
the aircraft’s design. Regulatory flighttesting requirements for typecertificated aircraft are specified in
§ 21.35. A highly detailed and
comprehensive test plan is used to
conduct ground and flight testing in the
development of a type-certificated
aircraft.
The level of rigor for the ground and
flight testing of light-sport category
aircraft would not be as extensive as
that required for aircraft intended for
type certification, yet more extensive
than that specified for experimental
aircraft. Ground and flight testing of
light-sport category aircraft would not
require that the aircraft only be flown
for a specified number of hours, as is
done for certain experimental aircraft. It
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would also not require the flight testing
necessary to achieve a showing of
compliance with extensive
airworthiness requirements, as is
required for aircraft being flown as part
of a type-certification program. It would,
however, require an evaluation of the
aircraft to ensure that it meets the
requirements specified in § 22.195.
Current flight and ground testing of
light-sport category aircraft centers on
verifying that the initial production
aircraft meets certain operational
performance requirements that have
been specified by the manufacturer in
the pilot’s operating handbook (POH).
ASTM Standard F3035, ‘‘Standard
Practice for Production Acceptance in
the Manufacture of a Fixed Wing Light
Sport Aircraft,’’ contains standards for
ground and flight testing fixed-wing
aircraft. ASTM standard F3035
addresses several requirements in
proposed § 22.195 such as validating
aircraft performance data, ensuring the
aircraft has no hazardous operating
characteristics, and ensuring the aircraft
is in a condition for safe operation. The
FAA notes that FAA-accepted
production acceptance testing
consensus standards exist for all classes
of light-sport category aircraft.39 Since
this proposal would expand the classes
of aircraft that could be certificated as
light-sport category aircraft and include
a provision to allow aerial work as
designated by the manufacturer, the
FAA anticipates that industry would
develop acceptable and appropriate
consensus standards to comply with the
performance-based requirements in
§ 22.195.
Manufacturer ground and flight
testing of each aircraft intended for
certification as light-sport category
aircraft would be necessary to verify the
aircraft meet the proposed regulatory
requirements. Such testing would
validate expected aircraft performance
data (e.g., airspeeds, fuel flow, fuel burn
rate, range, endurance, load factors (glimits), engine-out (if applicable), etc.)
and validate that the design and
material used in the construction of the
aircraft provides sufficient strength and
durability for the conduct of all
authorized operations. Ground and
flight testing using production
acceptance test procedures also would
verify that each aircraft does not have
any unforeseen hazardous flight
39 ASTM F2356, Standard Specification for
Production Acceptance Testing System for LighterThan-Air Light Sport Aircraft;
ASTM F2242, Standard Specification for
Production Acceptance Testing System for Powered
Parachute Aircraft; and ASTM F2447, Standard
Practice for Production Acceptance Test Procedures
for Weight-Shift-Control Aircraft.
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characteristics and that the aircraft was
properly constructed. This testing
ensures that the aircraft’s structure is of
sufficient strength for its intended
operations and that aircraft controls are
not binding, rubbing, or showing
unexpected wear. Aircraft designed
with simplified flight controls must be
ground and flight tested to validate
compliance with the requirements of
§ 22.180. Aircraft that have not
undergone adequate environmental
testing in a ground and flight test
program may experience unpredicted
behaviors or malfunctions caused by
environmental factors, which may lead
to an aircraft accident or incident.
Production acceptance test procedures
allows a buyer to receive a complete
aircraft that conforms to the
manufacturer’s design data and provides
the manufacturer with an opportunity to
detect and fix any missing, broken,
misaligned, or improperly installed
components or systems.
The FAA also notes that if the aircraft
has been authorized for the performance
of specific aerial work operations by the
manufacturer, production acceptance
test procedures would verify that the
aircraft has been designed and
constructed to validate that the aircraft
can be used to safely conduct those
designated aerial work operations.
Ground and flight testing of the aircraft
would be required to ensure that those
aerial work operations could be safely
conducted. The FAA notes that if the
manufacturer’s statement of compliance
indicated that an aircraft was authorized
to conduct aerial work that included
patrolling operations, for example, the
aircraft could be used for the patrolling
of any structure or area such as
pipelines, transmission lines, harbors,
railroad tracks, farmland, forests, etc.
Specific testing of the aircraft’s ability to
safely patrol these structures or areas
would accordingly be required. As some
patrolling using visual observation
occurs at low altitudes, a manufacturer
would be required to conduct patrolling
flight testing at low altitude to verify the
aircraft can safely conduct that aerial
work operation. The FAA anticipates
that industry will develop appropriate
consensus standards to document
specific ground and flight testing used
to validate aerial work operations in the
manufacturer’s quality assurance
records for each aircraft.
The FAA notes that some aerial work
operations may place additional stresses
and loads on an aircraft if operated
outside normal flight profiles. Flight
testing would validate any specific
limitations necessary to conduct those
designated aerial work operations.
Additionally, it would confirm that
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other applicable requirements can still
be met during the conduct of those
operations, such as validating that the
pilot has proper visibility from the flight
compartment. The proposed
requirement would validate that the
aircraft has been demonstrated to be
capable of safely performing those aerial
work operations specifically designated
in the manufacturer’s statement of
compliance.
20. Revision of Documentation
Submission Requirements for the
Issuance of Special Airworthiness
Certificates in the Light-Sport Category
Proposed § 21.190(c) would revise the
list of documents that an applicant
would be required to provide to the
FAA at the time of application for an
airworthiness certificate for a light-sport
category aircraft. In addition to the
currently required manufacturer’s
statement of compliance, the proposal
would require submission of a pilot’s
operating handbook, currently referred
to as the aircraft’s operating
instructions. The proposed rule would
require that additional information be
contained in that document. The pilot’s
operating handbook would be required
to include recommended operating
instructions and limitations, a flight
training supplement, a listing of any
authorized aerial work operations, and a
statement regarding compliance with
part 36 requirements. Additionally, the
current requirement that an applicant
submit maintenance and inspection
procedures would be revised to require
the submission of a maintenance and
inspection program. Similar to the
existing airworthiness certification
processes for light-sport category
aircraft, the FAA would not approve or
accept any of the documents submitted.
The approach is aligned with the FAA’s
safety continuum where aircraft higher
on the safety continuum have greater
privileges but also go through more
rigorous certification processes and
have greater FAA oversight.
The proposal would provide
applicants with clarification regarding
the contents of the pilot’s operating
handbook by specifying that it include
operating instructions and limitations to
safely accommodate all environmental
conditions and abnormal procedures
likely to be encountered during the
aircraft’s intended operations. The
operating instructions should address
normal, abnormal, and emergency
operating procedures as well as
operations under all foreseeable
environmental conditions. Examples of
material that should be included in
these instructions and limitations
include guidance for operations in, or
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the avoidance of, certain weather
phenomenon such as freezing
precipitation, moderate or severe
turbulence, takeoff or landing
crosswinds, and hot and cold weather
conditions.
By specifying in the proposal that the
flight training supplement enable safe
operation of the aircraft within the
intended flight envelope under all
foreseeable conditions, the FAA would
codify its expectation that the flight
training supplement provide enhanced
guidance to pilots regarding those
methods and procedures necessary to
safely operate the aircraft within its
intended flight envelope under all
foreseeable conditions. The flight
training supplement should also
provide aircraft operators with
appropriate information to understand
the operation of the aircraft and its
systems.
Additionally, the pilot’s operating
handbook would be required to contain
a listing of any aerial work operations
for which the manufacturer designated
the aircraft as capable of performing.
This requirement would enable
information regarding those designated
aerial work operations to be readily
available to the pilot. In accordance
with the proposal, the manufacturer
would be required to provide any
aircraft instructions and limitations that
effect the safe conduct of any
manufacturer-designated aerial work
operations. Instructions and limitations
that apply to all operations would not
need to be repeated for aerial work
operations.
The pilot’s operating handbook would
also be required to include a statement
that the aircraft has demonstrated
compliance with part 36 to include the
tested noise levels and a statement
regarding the acceptability of those
noise levels for aircraft operations. Per
proposed per § 21.190(c)(2)(iv), the
statement would assert that, ‘‘No
determination has been made by the
Federal Aviation Administration that
the noise levels of this aircraft are or
should be acceptable or unacceptable
for operation in any location.’’ This
statement would provide operators with
awareness that they are solely
responsible for compliance with any
operational noise abatement procedures
and requirements for the locations
where the aircraft is operated. An
explanation of noise testing
requirements and their applicability to
aircraft certificated as light-sport
category aircraft is contained section
IV.K.
Currently, an applicant must provide
the FAA with the aircraft’s maintenance
and inspection procedures as part of the
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process for an airworthiness certificate
for a light-sport category aircraft. This
proposal would require the applicant to
instead provide a maintenance and
inspection program. Maintenance and
inspection procedures detail the steps
involved in performing a maintenance
task, such as changing a tire, or
performing an inspection, such as an
annual inspection. A maintenance and
inspection program is more
comprehensive. It contains maintenance
tasks as well as instructions and
procedures for the conduct of
inspections, tests, and checks that
includes the airframe, engine, propeller,
rotor, and appliances. It also includes a
schedule for performing the inspections
that must be accomplished under the
inspection program expressed in time in
service, calendar time, number of
system operations, or any combination
thereof, as well as qualifications of the
person responsible for the inspections.
Proposed § 21.190(c)(4) would require
an applicant for a special airworthiness
certificate under this section to provide
the FAA with evidence that its aircraft
has demonstrated compliance with the
applicable requirements of part 36. Such
evidence may include a statement from
the manufacturer concerning
compliance with part 36, the means of
compliance used, and the resultant
noise levels. Section IV.K provides a
detailed discussion of proposed noise
requirements for aircraft that do not
conform to a type certificate.
a. Enhancements to the Manufacturer’s
Statement of Compliance
Proposed § 21.190(d) would revise the
contents of the manufacturer’s statement
of compliance required to be submitted
by an applicant for the issuance of an
airworthiness certificate under this
section. In addition to the requirements
currently specified in § 21.190(c), the
manufacturer’s statement of compliance
would be required to include additional
declarations by the aircraft’s
manufacturer which would be used to
better assist the FAA in determining the
airworthiness of the aircraft.
The FAA considers the
manufacturer’s statement of compliance
to be a critical element in the
certification of light-sport category
aircraft as it provides a definitive
statement by the aircraft’s manufacturer
that an aircraft complies with the
applicable performance-based
regulatory standards using applicable
consensus standards as a means of
compliance. It also would provide
assurance that the manufacturer would
undertake certain specific actions to
support the continuing airworthiness of
the aircraft.
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Because of the significant expansion
in the types and performance of aircraft
that would be permitted to be
certificated as light-sport category
aircraft, the FAA contends that the
manufacturer’s statement of compliance
would take on an even greater level of
importance in supporting the
certification of light-sport category
aircraft. Accordingly, the proposal
would make significant enhancements
to the statement of compliance to
further strengthen its effect by requiring
the manufacturer to provide greater
detail regarding the aircraft and the
processes and procedures used in its
design and production. Those proposed
changes are discussed in the paragraphs
that follow. The proposed
enhancements to the manufacturer’s
statement of compliance would serve to
improve the validity and reliability of
the statement. The proposed
requirements would serve to further
implement the recommendations made
in the previously discussed LSAMA
Final Report.
The FAA notes that light-sport
category aircraft are not produced
pursuant to an FAA type or production
certificate. The information and data
typically provided for type-certificated
aircraft is not provided to the FAA
during the certification process for lightsport category aircraft. Accordingly, the
manufacturer’s statement of compliance
and inspection of the aircraft assist the
FAA in assessing compliance to
applicable performance requirements
and determining airworthiness of the
aircraft.
The proposed requirements of
§ 21.191(d)(1) for training of individuals
with responsibility for making
compliance statements would adopt a
recommendation from the LSAMA Final
Report. The LSAMA Final Report noted
that the statement of compliance for
certain aircraft may have been made that
did not meet applicable consensus
standards. As a result, the report
recommended that industry develop
training to enable manufacturers to fully
understand FAA regulatory
requirements and policies applicable to
the certification of light-sport category
aircraft and the means necessary to meet
applicable requirements. In view of the
criticality of this need and the FAA’s
primary reliance on the manufacturer’s
statement of compliance (SOC), the FAA
is proposing this requirement to help
assure that all individuals with
responsibility for making compliance
statements are trained and certified to
understand how to make complete and
correct statements.
Proposed § 21.190(d)(3) would require
a statement as to whether the aircraft
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meets the design and performance
requirements specified in proposed
§ 61.316 for the aircraft that a sport pilot
would be permitted to operate. This
proposal would significantly expand the
types of aircraft that could be
certificated as light-sport category
aircraft beyond those aircraft that a sport
pilot would be permitted to operate
under proposed § 61.316. Accordingly,
the proposed requirement would
provide persons exercising sport pilot
privileges with a readily available
means to determine whether a particular
aircraft certificated as light-sport
category aircraft qualifies for operation
by a sport pilot.
Additionally, since the proposal
would permit the manufacturer to
designate those types of aerial work that
may be conducted using the aircraft, the
statement of compliance would be
required by proposed § 21.190(d)(4) to
specify any aerial work operations
which the manufacturer has designated
as being able to be safely conducted
using the aircraft. Inclusion of this
information in the statement of
compliance provides the owner with a
readily available source to determine
which aerial work operations are
authorized to be conducted in the
aircraft. The list of aerial work
operations that may be safely conducted
using the aircraft should match those
listed in the POH. Proposed
§ 21.190(d)(4) would also assist in
validating that the appropriate ground
and flight testing of the aircraft has been
conducted in accordance with proposed
§ 22.195(d) to determine that the aircraft
can safely conduct those authorized
aerial work operations in accordance
with the instructions and limitations
provided.
Proposed § 21.190(d)(5) would require
the statement of compliance to indicate
whether the aircraft meets the
requirements for aircraft having
simplified flight controls (see preamble
for proposed § 22.180). This proposal
would permit manufacturers to
designate aircraft certificated as lightsport category aircraft as having
simplified flight controls if the
applicable requirements are met. The
proposed requirement would provide
pilots with a readily available means to
determine whether a particular aircraft
can be operated by a pilot authorized to
exercise privileges in an aircraft having
such controls.
Proposed § 21.190(d)(6) would retain
the current requirement that the
statement of compliance specify the
consensus standards used by the
manufacturer; however, it would
include a reference to proposed subpart
B of part 22, which would contain the
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applicable design, production, and
airworthiness requirements for which
the consensus standards would serve as
a means of compliance.
A manufacturer would need to
identify each consensus standard used
for the certification of the aircraft on
FAA Form 8130–15, Light-Sport Aircraft
Statement of Compliance. The FAA
notes that consensus standards
organizations typically publish a first
issue or specific revision to a consensus
standard before acceptance by the FAA.
A consensus standard must be accepted
by the FAA before it may be used for the
certification of a light-sport category
aircraft. Additionally, only those FAAaccepted consensus standards effective
on the aircraft’s date of manufacture are
acceptable for use in its original
airworthiness certification.
Current § 21.190(c)(4) requires the
manufacturer to make available to any
interested person the following
documents that meet the identified
consensus standard: the aircraft’s
operating instructions, the aircraft’s
maintenance and inspection procedures,
and the aircraft’s flight training
supplement. Proposed § 21.190(d)(8)
would require that the statement of
compliance include a statement that the
manufacturer will make available to any
interested person the documents
specified in § 21.190(c) which consist of
those documents required to be
provided to the FAA for certification of
the aircraft. In addition to the currently
required documents, this proposal
would require the manufacturers
statement of compliance, a listing of any
aerial work operations, and a statement
that the aircraft has demonstrated
compliance with noise requirements in
part 36.
By proposing to revise the scope of
documents that would be provided to
the FAA, the proposal would also make
a wider range of documents available to
interested persons. The FAA contends
that broadening the scope of
information required to be made
available would better assist current and
prospective owners, operators, and
maintenance personnel in safely
operating and maintaining the aircraft.
Additionally, it would be particularly
beneficial to prospective purchasers of
these aircraft by enhancing their
understanding of the aircraft’s
operation, limitations, and maintenance
and inspection procedures before
purchase.
Proposed § 21.190(d)(10) would revise
the requirements found in current
§ 21.190(c)(5), which requires a
statement that the manufacturer will
monitor and correct safety-of-flight
issues through the issuance of safety
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directives and a continued
airworthiness system that meets the
identified consensus standard. The
proposed § 21.190(d)(9) would
specifically require the statement of
compliance to include a statement that
the manufacturer will support the
aircraft by implementing and
maintaining a documented continued
operational safety program that
monitors and resolves in-service safety
of flight issues, includes provisions for
the issuance of safety directives, and
includes a process for notifying the FAA
and all owners before discontinuance of
its continued operational safety program
or any transfer to another responsible
party for that continued operational
safety program.
The FAA considers the
implementation of strong continued
operational safety programs by aircraft
manufacturers essential to maintaining
the safety of light-sport category aircraft.
The proposed revisions to the statement
of compliance per proposed
§ 21.190(d)(9) would serve to
demonstrate the commitment of
manufacturers to establish and maintain
a comprehensive continued operational
safety programs for their products. Welldocumented continued operational
safety programs would permit
manufacturers to effectively monitor
and resolve in-service safety of flight
issues. When such issues arise,
manufacturers may take appropriate
action to resolve those issues. Such
action could include, but not be limited
to, the issuance of safety directives to
address unsafe conditions for their
products. As discussed later in this
preamble, the FAA anticipates that
manufacturers would still issue safety
directives when necessary to resolve a
safety of flight condition per
§ 21.190(d)(9).40
Proposed § 21.190(d)(9)(iii) would
require a manufacturer to promptly
notify owners of aircraft it manufactured
of any safety issues so that safety-critical
information can be rapidly
disseminated. The proposal would
require the statement of compliance to
include a statement from the
manufacturer that its continued
operational safety program would
include a process for notifying the FAA
and all owners of all safety of flight
issues associated with the aircraft.
Notification to both the FAA and
owners would increase awareness of
potential safety issues and better enable
the FAA to carry out its oversight
40 ASTM F3198, ‘‘Standard Specification for Light
Sport Aircraft Manufacturer’s Continued
Operational Safety (COS) Program,’’ directs the
aircraft manufacturer to issue safety directives to
correct safety of flight conditions.
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responsibilities, including the issuance
of airworthiness directives, of this
emerging segment of the aviation
industry. The proposal would facilitate
increased communication of safety of
flight issues to the community, and
better enable subsequent owners and
operators to become aware of, and take
appropriate corrective actions to
address, safety of flight issues.
Similarly, this proposal would require
a manufacturer to provide notice, in
advance, to the FAA and all aircraft
owners of continued operational safety
program service provider changes or
discontinuance. Such changes could
result from a merger, purchase, an
agreement to allow a third-party to
manage the program, or the
discontinuance of manufacturing
operations. Advanced notification of
these changes would provide notice to
the FAA and to the owners and
operators of affected models. In the
event of program cessation, this
advanced notification would alert the
FAA to the increased chance for
potential unsafe conditions on the
affected aircraft and the need to take
prompt action to mitigate risks should
the need arise. The FAA seeks comment
regarding whether manufacturers who
are discontinuing their continued
operational safety program due to
discontinuance of manufacturing
operations should be required to send
the design information regarding the
affected aircraft to the FAA prior to
discontinuing their continued
operational safety program, so that the
FAA can better issue airworthiness
directives if an unsafe condition is
discovered later.
Under proposed § 21.190(d)(10), the
statement of compliance would
continue to require a statement from the
manufacturer that it will monitor and
correct safety of flight issues with one
important difference. The proposal
would require the manufacturer to
monitor and correct safety of flight
issues through safety directives and a
continued operational safety program
that meets the specified consensus
standard. This would replace the
current requirement that the
manufacturer monitor and correct
through a continued airworthiness
system. This proposed revision of
‘‘continued airworthiness system’’ to
‘‘continued operational safety program’’
is intended to better align regulatory
terminology with the terminology used
in existing FAA-accepted consensus
standards. Continued operational safety
programs established and maintained by
manufacturers are designed to provide
support throughout the service lives of
their products. The program would
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include, but not be limited to, processes
and procedures to monitor the
airworthiness of the fleet and prevent
the occurrence of safety of flight issues,
and the management and use of
feedback processes to improve a
product’s design and production.
Current § 21.190(c)(6) requires a
statement that, at the request of the
FAA, the manufacturer will provide
unrestricted access to its facilities. The
FAA might require access to conduct
oversight, audit compliance with
applicable standards, take those actions
necessary to verify unsafe conditions
have been properly addressed, or
respond to an aircraft accident or
incident. Proposed § 21.190(d)(11)
would revise this requirement to
include a statement by the manufacturer
that it will provide unrestricted access
to all data necessary to determine
compliance with the provisions of this
section and other applicable
requirements. By only specifying that a
manufacturer will provide the FAA with
access to its facilities, the current rule
does not provide assurance that the
FAA will be able to obtain access to the
technical data. The proposal recognizes
that obtaining access to only a
manufacturer’s facility may not be
sufficient for the FAA to carry out its
regulatory responsibilities and that
access to data may be necessary to
conduct oversight.
Proposed § 21.190(d)(12) would
require the manufacturer’s statement of
compliance to include a statement that
the manufacturer has established and
maintains a quality assurance system
that meets the requirements of § 22.185.
The specific requirements that a quality
assurance system must meet and the
need for aircraft certificated as lightsport category aircraft to be produced
under a production quality assurance
system are discussed in the section
IV.D.16 of this proposed rule addressing
proposed § 22.185. By proposing that
the manufacturer’s statement of
compliance contain a statement that the
manufacturer has established and
maintains such a system, the proposal
further emphasizes the specific
importance that the FAA attaches to
producing light-sport category aircraft
under a quality assurance system.
Establishing and documenting a quality
assurance system is critical in assuring
that aircraft and aircraft kits meet
applicable design, production, and
airworthiness requirements and are
manufactured and tested in accordance
with identified consensus standards.
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b. Creation of an Amended Statement of
Compliance
A light-sport category aircraft
certificated before the effective date of
this proposed rule would be able to
continue to operate under the
provisions of its airworthiness
certificate. However, these aircraft
would not be able to take advantage of
the expanded capabilities in this
proposed rule, to include conducting
aerial work. Proposed § 21.190(e) would
contain special provisions for aircraft
certificated as light-sport category
aircraft before the effective date of the
final rule that would enable these
aircraft to conduct aerial work
operations. The proposed § 21.190(e)
would permit the owner of an aircraft
issued an airworthiness certificate in the
light-sport category before the effective
date of the final rule to submit an
amended manufacturer’s statement of
compliance which would permit the
conduct of certain aerial work
operations designated by the
manufacturer on the amended statement
of compliance.
To show the aircraft is eligible for an
amended statement of compliance, the
statement would need to identify the
aircraft by make, model, serial number,
and date of manufacture. The statement
would also be required to be made by
the original aircraft manufacturer, as the
original manufacturer is the source of
the design and compliance data used to
make the original statement and
determine whether the aircraft’s design
and construction can withstand the
expected or known loads associated
with the designated aerial work
operation. Unlike type-certificated
aircraft designs, the FAA does not
engage in showing and finding activities
using the aircraft manufacturer’s design
and compliance data for light-sport
category aircraft and therefore cannot
make any determinations on the
appropriateness of specific aerial work
operations, even those that may be
benign in nature. If a manufacturer is
unwilling or unable to submit an
amended statement of compliance or
provide the data to a third party, the
aircraft will not be authorized to
conduct aerial work operations. For an
amended statement of compliance, the
original manufacturer would be
responsible for creating the document
and listing those authorized aerial work
operations.
A light-sport category aircraft
certificated before the effective date of
this rule would not have to meet the
proposed part 22 requirements to obtain
an amended statement of compliance.
Instead, the statement would need to
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reference and reaffirm the statements
made in the original manufacturer’s
statement of compliance and specify the
particular consensus standards used to
determine compliance. In doing so, the
manufacturer would be reaffirming that
the aircraft configuration still conforms
to the manufacturer’s design data and
still complies with the original
consensus standards, unless the aircraft
was modified by the manufacturer or
under the manufacturer’s authorization.
ASTM Standard F2972 requires the
manufacturer to keep a permanent
record of the documentation used to
show compliance of each approved
aircraft configuration produced to all
applicable consensus standards and
regulatory requirements in effect at the
time of manufacture. The manufacturer
would also be reaffirming that any
safety of flight issues identified through
the issuance of safety directives or a
continued airworthiness system have
been corrected by the manufacturer or
in accordance with a manufacturer
approved procedure. To make these
reaffirmations, the aircraft and its
maintenance records would need to be
reviewed by the manufacturer so that it
could determine that the aircraft
continues to meet the consensus
standards referenced in the original
statement of compliance. The FAA
notes that such action may be cost
prohibitive: however, without the
manufacturer’s involvement in this
process, any validation that the aircraft
continues to meet the standards
identified in the original manufacturer’s
statement of compliance would
effectively not be possible. Validation
could not occur without the
manufacturer’s data since the data
supports compliance with the
applicable consensus standards.
Additionally, the statement of
compliance would be required to state
that the design and construction of the
aircraft provides sufficient structural
integrity to enable safe operation of the
aircraft during the performance of the
specified aerial work operations and
that the aircraft is able to withstand any
foreseeable flight and ground loads. The
manufacturer could accomplish this
task while simultaneously evaluating
the aircraft to reaffirm compliance with
the manufacturer’s original statement of
compliance. The FAA notes that to
comply with this provision,
manufacturers would use consensus
standards for performing aerial work.
The proposal would require the
amended statement of compliance to
identify the consensus standards the
aircraft complies with. The FAA
anticipates that industry members will
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begin developing those standards after
this proposal is published.
The proposal would also require that
the amended statement of compliance
be accompanied by revisions to the
aircraft’s operating instructions to
indicate those aerial work operations
that may be safely conducted. It would
also require applicable revisions be
made to the aircraft’s maintenance and
inspection program and flight training
supplement necessary to accomplish
any aerial work operations. These
revisions could include, for example,
any necessary maintenance tasks or
inspections in preparation for, or
because of, aerial work operations. If an
aerial work operation could be
accomplished using standard
operational procedures, the aircraft’s
operating instructions should state this
for each aerial work operation for which
use of those procedures is appropriate.
21. Removal of Light-Sport Marking
Requirements
Proposed revisions to part 45 would
eliminate the requirement in § 45.23(b)
to mark light-sport category aircraft with
‘‘light-sport.’’ This rule would not
require owners to remove existing
marks. However, aircraft owners would
be allowed to remove the marks any
time after the effective date of the final
rule.
The FAA originally imposed the
‘‘light-sport’’ marking requirement in
the 2004 final rule to clearly identify
aircraft certificated in the light-sport
category. As the proposal would
significantly expand the parameters of
those aircraft that could be certificated
in the light-sport category, the proposal
would eliminate the ‘‘light-sport’’
marking requirement. Previously, all
aircraft certificated in the light-sport
category could be operated by sport
pilots and the marking readily identified
those aircraft. As certain aircraft
certificated in the light-sport category
under the proposal may no longer meet
the proposed eligibility requirements for
operations by persons exercising sport
pilot privileges, retaining the ‘‘lightsport’’ marking requirement would no
longer serve the purpose of identifying
those light-sport category aircraft that
persons exercising sport pilot privileges
could operate. As such, the FAA is
concerned that retaining the ‘‘lightsport’’ marking requirement would be a
source of confusion for persons
exercising sport pilot privileges. As with
other aircraft, a person exercising sport
pilot privileges would need to evaluate
an aircraft to determine whether the
aircraft meets the parameters of those
aircraft they are authorized to operate.
In addition, information related to the
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aircraft certification category is included
on the airworthiness certificate for each
aircraft and is required per § 91.203(b)
to be displayed at the cabin or cockpit
entrance so that it is legible to
passengers or crew.
E. Sport Pilot Certification and
Privileges
Part 61 of title 14 prescribes the
requirements for pilot and flight
instructor certificates and ratings.41
Pursuant to part 61, the FAA issues six
grades of pilot certificates: student,
sport, recreational, private, commercial,
and airline transport pilot (ATP).42
These grades of pilot certificates require
increasing levels of pilot experience,
testing, and associated privileges.
Additionally, the FAA issues flight
instructor certificates under subpart H
of part 61 and flight instructor
certificates with a sport pilot rating
under subpart K of part 61.
The sport pilot certificate differs from
higher grades of pilot certificates
because the FAA does not issue category
and class ratings on a sport pilot
certificate. Upon the successful
completion of the practical test for a
sport pilot certificate, the FAA issues
the applicant a sport pilot certificate
without any category and class ratings
and provides the pilot with a logbook
endorsement for the category and class
of aircraft for which the pilot is
authorized to act as PIC (i.e., the
category and class of aircraft in which
the practical test was conducted).43 To
obtain privileges to operate an
additional category or class of lightsport aircraft, the sport pilot must
receive training and an endorsement
from an authorized instructor for the
additional privilege, pass a proficiency
check from an authorized instructor
(other than the instructor who trained
them), and receive a logbook
endorsement from the instructor who
conducted the proficiency check.44 The
logbook endorsement from the
authorized instructor who conducted
the proficiency check certifies that the
sport pilot is authorized for the
additional category and class light-sport
aircraft privilege.45An airmen
application, known as FAA Form 8710–
11, is also submitted to the FAA to
document the addition of that new
privilege.46
CFR 61.1(a)(1).
CFR 61.5(a)(1).
43 14 CFR 61.317.
44 14 CFR 61.321.
45 14 CFR 61.321(d).
46 FAA Form 8710–11, Airman Certificate and/or
Rating Application Supplemental Information and
Instructions.
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42 14
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47681
The flight instructor certificate with a
sport pilot rating under subpart K differs
from the flight instructor certificate
issued under subpart H because it has
limited privileges compared to a subpart
H flight instructor. For example, a flight
instructor with a sport pilot rating may
only provide training and endorsements
that qualify applicants for sport pilot
certificates and privileges.47 A flight
instructor qualified under subpart H
may provide training and endorsements
to persons seeking a higher-grade of
pilot certificate such as a recreational,
private, or commercial pilot certificate.
Currently, a sport pilot may only
operate an aircraft that meets the
definition of light-sport aircraft in § 1.1.
As previously discussed, the FAA is
proposing to remove the definition of
light-sport aircraft from § 1.1 and
relocate the substantive requirements,
with modifications, to § 21.190. As a
result, the FAA is proposing to establish
a new regulation, in § 61.316, that
would prescribe performance and
design limitations for the aircraft sport
pilots can operate. Additionally, the
FAA is proposing amendments that
would modernize the sport pilot and
sport pilot instructor regulations. These
amendments would expand the types of
aircraft a sport pilot may operate,
expand sport pilot operational
privileges, revise some testing
requirements, and permit the use of
FAA-qualified aviation training devices
(ATD) and flight simulation training
devices (FSTD) for sport pilot training
credit. Additionally, the FAA proposes
training and instructor endorsement
requirements for persons seeking to
operate aircraft with simplified flight
control designations to ensure the safe
operation of these new aircraft. These
proposals are discussed in greater detail
in the following subsections.
1. Sport Pilot Seating Limitation
Currently, by definition in § 1.1, a
light-sport aircraft has a maximum
seating capacity of no more than two
persons, including the pilot. Thus, sport
pilots are limited to operating aircraft
with two seats. Sport pilots are also
limited under § 61.315(c)(4) to carrying
one passenger. The FAA is proposing to
increase the maximum seat capacity for
airplanes that a sport pilot can operate
to four seats but would retain the
operational limitation for sport pilots
that limits them to carrying a single
passenger.
In considering whether to expand this
two-seat limitation, the FAA reviewed
the privileges and limitations that apply
to recreational pilots, which are
47 14
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contained in § 61.101, because a
recreational pilot certificate is the next
higher grade of pilot certificate and has
very similar operating limitations to
sport pilots. Currently, § 61.101(e)(1)(i)
contains a general limitation that
prohibits a recreational pilot from acting
as PIC of an aircraft that is certificated
for more than four occupants. The FAA
adopted this requirement in 1989.48 In
the final rule that adopted the four-seat
limitation for recreational pilots, the
FAA determined that limiting
recreational pilots to two-seat aircraft
was unnecessarily restrictive
notwithstanding that a recreational
pilot, like a sport pilot, is limited to
carrying a single passenger.49 The FAA
explained that the two-seat limitation
was based on the premise that a
recreational pilot certificate is intended
for recreational purposes rather than
transportation.50 However, there are
many basic aircraft with seating
capacities of four seats and these general
aviation aircraft are often used for
student training or recreational flying.51
At the time of the 1989 final rule, the
FAA received overwhelming support for
the four-seat occupancy limitation for
recreational pilots.52 Since then the
NTSB has only recorded 49 accidents
with a recreational pilot acting as PIC
and only six of those accidents involved
a fatality over a 30-year period.
Additionally, like recreational pilot
certificates, the two-seat limitation for
sport pilots is consistent with the
premise that a sport pilot certificate is
used for recreational purposes and not
for carrying persons or property for
compensation or hire. However,
airplanes with seating capacities of four
seats are often used for flight training
and recreational flying while carrying
only one passenger.
The FAA contends that the skill
necessary to operate two seat airplanes
versus four seat airplanes does not
appreciably differ due to the similarity
48 Certification of Recreational Pilots and Annual
Flight Review Requirements for Recreational Pilots
and Non-Instrument-Rated Private Pilots with
Fewer than 400 Flight Hours, Final Rule, 54 FR
13028 (Mar. 29, 1989).
49 14 CFR 61.101(a)(1).
50 Id.
51 The FAA also recognizes that primary category
aircraft certificated under § 21.24(a)(1) have a
maximum seating capacity of not more than four
persons, including the pilot. These aircraft are also
purposed for personal use and recreation and use
for flight training. The aircraft certification
regulations and the associated operating limitations
for primary category aircraft are similar but more
restrictive (i.e., have higher standards) than the
§ 21.190 consensus standards certification process
for light-sport aircraft.
52 As stated in the 1989 final rule, approximately
100 commenters supported the proposal to expand
occupancy limitations from two-seats to four-seats.
54 FR 13031.
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in design, weight and operational
capabilities. Also, to determine whether
expanding the two-seat limitation to
four seats would adversely affect the
safety of sport pilot operations, the FAA
evaluated the training and testing
requirements for recreational pilot
certificates and compared those with the
requirements for sport pilot certificates.
In this comparison, the FAA determined
that sport pilots are largely trained and
tested to the same standards as
recreational pilots.53 Specifically, based
on the Practical Test Standards (PTS) for
sport pilots and for recreational pilots,
the FAA finds that the knowledge and
skills that a sport pilot must
demonstrate on a practical test are
virtually identical to the knowledge and
skills that a recreational pilot must
demonstrate on a practical test.
Considering these testing similarities
and that recreational pilots have been
safely operating four-seat airplanes with
only one passenger since 1989, the FAA
finds that permitting sport pilots to
operate airplanes with four seats would
not adversely affect safety. Furthermore,
based on an evaluation of the tasks a
person must demonstrate to obtain a
sport pilot certificate and the similar
aircraft characteristics of a two-seat
airplane and a four-seat airplane (e.g.,
design, weight, and operational
capabilities), the FAA finds that the
minimum pilot skills that are currently
required for sport pilots to operate an
airplane with two seats are
commensurate with the skills required
to operate a four-seat airplane.
The FAA recognizes that there may be
airplanes that meet all elements of
proposed light-sport category aircraft
certification (e.g., those characteristics
set forth by proposed § 22.100, except
proposed paragraph (a)(2)) that have a
maximum seating capacity of more than
four seats. In this proposal, the FAA
declines to expand sport pilot privileges
as applicable to those airplanes with
more than four seats. First, the FAA
notes that part 61 provides different
grades of pilot certificate. With each
higher grade of pilot certificate comes
expanded privileges. Considering this
regulatory framework and the privileges
provided to recreational pilots and
private pilots, the FAA finds that it
would be inappropriate to permit a
sport pilot to operate an airplane with
more than four seats. Doing so would
provide a sport pilot with a greater
operational privilege than a recreational
53 See Sport Pilot PTS for Airplane, Gyroplane,
Glider, and Flight Instructor (FAA–S–8081–29 with
Change 3) and Recreational Pilot PTS for Airplane,
Rotorcraft/Helicopter, and Rotorcraft/Gyroplane
(FAA–S–8081–3A).
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pilot, which is a higher grade of pilot
certificate than the sport pilot
certificate. In other words, doing so
would permit a sport pilot to be
afforded a privilege that is reserved for
a private pilot certificate holder without
requiring the sport pilot to receive the
additional training and experience that
a private pilot applicant must receive
and without requiring the sport pilot to
be tested to same standards as a private
pilot applicant.
The FAA expects that, without a
maximum seating capacity set forth in
the proposed regulation, the other
proposed aircraft limitations in § 61.316
would indirectly prevent aircraft that
sport pilots may fly from having more
than four seats. The FAA recognizes;
however, that it might be possible that
some airplanes to have more than four
seats and still meet the proposed aircraft
limitations. As a general matter,
airplanes with more than four seats
become larger and more complex and
require increasing pilot skills to operate
safely. The FAA finds that permitting
sport pilots to operate an airplane with
more than four seats would introduce an
unacceptable increase in risk to
operations in the national airspace
system (NAS). An airplane with 5, 6, or
7 seats would have a longer fuselage, a
significant increase in weight, and need
for a more powerful powerplant
compared to a two- or four-seat airplane.
As a result, the control pressures to
operate the airplane would be greater
and increase workload on the pilot.
Additionally, the larger powerplants
would create significantly more torque
and affect directional control of the
airplane. For example, increased torque
would impose increased demand on the
pilot to maintain directional control
during the takeoff and climb. Upon
evaluating the characteristics of larger
airplanes that have more than four seats,
the FAA finds that those larger airplanes
have significantly different handling
characteristics than an airplane with
just two- or four-seats. Those different
handling characteristics require more
demanding operational skills than those
skills required to operate a two- or fourseat airplane. The FAA finds that the
skills required to safely operate an
airplane that has more than four seats
require a higher grade of pilot certificate
that includes additional experience,
training, and testing that is greater than
what a sport pilot is required to
accomplish. For these reasons, the FAA
is proposing a four-seat limitation for
the airplanes that a sport pilot seeks to
operate. Accordingly, the FAA is
proposing a limitation in § 61.316(c)
that would permit sport pilots to operate
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airplanes with a maximum seating
capacity of four persons. However, the
FAA proposes to retain the current
operational limitation for sport pilots to
carry no more than one passenger in any
aircraft that a sport pilot can operate.
The FAA finds that this limitation is
consistent with sport pilot operations
today and with the use of the FAA’s
safety continuum, which the FAA uses
to assess risk.
2. Directional Control and Controlled
Descent of Powered Aircraft
Currently, the light-sport aircraft
definition does not expressly require an
aircraft to have the capability to
maintain directional control and a
controlled descent in the event of a
powerplant failure. The omission of this
requirement in the regulations does not
present a safety concern at this time
because this control requirement is
inherent in airplane manufacture and
design and the light-sport aircraft
definition excludes helicopters and
powered-lift. For example, airplanes
have the ability to maintain directional
control and a controlled descent in the
event of a partial or total powerplant
failure. Given the aerodynamics, a pilot
can normally glide the airplane to a safe
landing if the powerplant stops
functioning.
As discussed in section IV.E.8 of this
preamble, the FAA is proposing to
permit sport pilots to operate certain
kinds of helicopters. However, the
ability to maintain directional control
and a controlled descent in the event of
a powerplant failure is not inherent in
all new helicopter designs (specifically
multicopters). Some new helicopters
may not possess the ability to autorotate
to a safe landing in the event of a
powerplant failure.
To fit the construct of the FAA safety
continuum, as well as the expectation
for the use of new aircraft that can be
safely operated by sport pilots, the FAA
has determined that any aircraft (except
balloons and airships) that a sport pilot
operates must have the capability to
establish a controlled descent and
directional control in the event of a
partial or complete power plant failure.
Therefore, the FAA proposes in
§ 61.316(h) that a person with a sport
pilot certificate may only act as PIC for
those powered aircraft (which could
include multicopters) whereby the loss
of partial power would not adversely
affect the directional control of the
aircraft. Specifically, § 61.316 describes
the sport pilot aircraft performance
limitations and would require in
proposed paragraph (h) that powered
aircraft must provide the pilot an ability
to maintain directional control and
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controlled descent in the event of a
powerplant failure. As proposed, if the
aircraft does not possess these
capabilities (excluding balloons and
airships), a sport pilot would not be able
to act as PIC of the aircraft. This
requirement would ensure that any
aircraft a sport pilot operates is simple
to control in the event of a powerplant
failure, consistent with the aircraft that
sport pilots are currently permitted to
operate. Therefore, while the FAA
proposes to expand the types of aircraft
that sport pilots may operate, the FAA
intends to permit sport pilots to operate
only those aircraft that would require
skills commensurate with the skills of a
sport pilot today.
Notably, despite the implicit
inclusion of this feature for airplanes,
the FAA is not proposing to limit this
requirement to helicopters. The FAA
reasons that manufacturers may
contemplate future airplane or other
aircraft designs that do not include an
inherent aerodynamic ability for the
pilot to maintain directional control and
a controlled descent in the event of a
powerplant failure. The FAA proposes
to impose this requirement for all
powered aircraft that a sport pilot may
seek to operate as PIC so advancements
in airplane technology would include
this feature. This requirement would
appropriately mitigate the risk to
persons both on board the aircraft and
on the ground that may be impacted by
a powerplant failure emergency.
3. Sport Pilot Operational Privileges
Section 61.315 currently specifies the
privileges and limitations of a sport
pilot certificate. Currently, under
§ 61.315(c)(5), sport pilots are
prohibited from conducting night
operations. Also, the § 1.1 light-sport
aircraft definition currently prohibits
sport pilots from operating aircraft
equipped with retractable landing gear
(except for amphibious aircraft and
gliders) and aircraft with a controllable
pitch propeller. However, the FAA
contends that, with the completion of
additional training and obtaining a
flight instructor qualifying endorsement,
sport pilots can safely conduct these
types of flight operations. Therefore, the
FAA is proposing to add an exception
to § 61.315(c)(5) that would permit a
sport pilot to conduct night operations
if the sport pilot meets certain training,
endorsement, and experience
requirements, which the FAA is
proposing in new § 61.329. These
provisions are discussed in greater
detail in the next section. Likewise, the
FAA is proposing to add a new
provision, in § 61.315(c)(20), that would
prohibit sport pilots from acting as PIC
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of an airplane with a retractable landing
gear or a controllable pitch propeller
unless a sport pilot meets the training
and endorsement requirements
proposed in § 61.331.
Specifically, the FAA currently uses
additional training and instructor
endorsements to enable certain flight
operations, including the operation of
complex, high altitude, and tailwheel
airplanes.54 These instructor
endorsements are used today and are a
proven method to validate pilot
proficiency and qualifications. The
following sections discuss these
proposals in greater detail.
4. Night Operations
As previously discussed, sport pilots
are currently prohibited from
conducting night operations. Section 1.1
defines ‘‘night’’ as the time between the
end of evening civil twilight and the
beginning of morning civil twilight, as
published in the Air Almanac,
converted to local time. In support of
the proposal to permit sport pilots to
conduct night operations, the FAA
acknowledges that many states in the
U.S. have reduced daylight hours during
the winter months. During those days
with reduced daylight, sport pilots may
be under pressure to complete a flight
even after sunset due to weather or
delays from unexpected events. A sport
pilot who conducts an operation at
night, as defined in § 1.1, is in noncompliance with the current prohibition
in § 61.315(c)(5). The FAA emphasizes
that non-compliance with the FAA’s
regulations is unacceptable and subject
to compliance or enforcement action.
The FAA recognizes, however, that the
reduced daylight hours in many
northern states may result in sport pilots
experiencing pressure to conduct flights
before night. Due to unforeseen
circumstances, these flights may become
marginally non-compliant as they near
the end of evening civil twilight.
Because a sport pilot is not currently
required to receive training for operating
at night, any sport pilot operations that
occur after the end of evening civil
twilight create a safety risk. To mitigate
that risk, the FAA proposes to permit
sport pilots to qualify to operate at night
by meeting certain training and
experience requirements and by
obtaining an endorsement from an
authorized instructor. The FAA finds
that, with this added training, the
window of time during which sport
pilots may conduct operations would be
expanded thereby promoting better
aeronautical decision-making by
reducing the pressure on sport pilots to
54 See
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§ 61.31(e), (f), (g), and (i).
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conduct flights within a certain period
of time.
Specifically, to validate that sport
pilots possess the necessary skill to
safely navigate at night, the FAA
proposes the following risk-mitigation
training requirements in new § 61.329.
Under proposed § 61.329(a) a sport pilot
must receive at least three hours of
flight training at night from an
authorized instructor and receive a
logbook endorsement certifying that
they are proficient in the operation of
the aircraft at night. In addition,
proposed § 61.329(b) requires that the
sport pilot conduct at least one crosscountry night flight, with a landing at an
airport of at least 25 nautical miles from
the departure airport, except for
powered parachutes. Proposed
§ 61.329(c) would require the sport pilot
to accomplish at least ten takeoffs and
landings at night with an authorized
instructor. Proposed § 61.329(d) would
also set forth certain medical
requirements: the PIC must either hold
a medical certificate issued under part
67, subpart D, Third-Class Airman
Medical Certificate, or meet the
requirements of § 61.23(c)(3) as long as
the person holds a valid U.S. driver’s
license. Additionally, the operation
would be required to be conducted
consistent with § 61.113(i). If there is
any conflict between § 61.113(i) and
proposed § 61.315(d)(4), then proposed
§ 61.315(d)(4) would take precedence.
A sport pilot may receive the night
training and endorsement specified in
§ 61.329 from a person who holds either
a flight instructor certificate issued
under subpart H of part 61 or a flight
instructor certificate with a sport pilot
rating. However, before a flight
instructor with a sport pilot rating may
provide the night training and
endorsement to a sport pilot seeking
night privileges, the flight instructor
must first receive the training and
endorsement themselves. The FAA is,
therefore, proposing to amend § 61.415,
which prescribes the limits of a flight
instructor certificate with a sport pilot
rating, by adding new paragraph (n) to
state that a flight instructor with a sport
pilot rating may not provide training in
an aircraft at night unless they have
completed the night training and
endorsement requirements specified in
proposed § 61.329. The FAA notes that,
upon publication of the final rule, there
would be no sport pilot instructors who
satisfy the new night training and
endorsement requirements of § 61.329.
Thus, as an initial matter, sport pilot
instructors would receive the night
training and endorsement from a
subpart H flight instructor.
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The FAA notes that the requirements
in proposed § 61.329 largely mirror
those required of private pilots who
conduct operations at night as set forth
by § 61.109, as well as current sport
pilot experience requirements under
§ 61.313. The FAA recognizes that these
training requirements are appropriate
for private pilots to obtain the
knowledge and skills necessary to
conduct night operations safely and
reasons that a sport pilot should
conduct the same night training
requirements before acting as PIC at
night. After this training has been
completed, the sport pilot would receive
the endorsement from the authorized
instructor, at which point they would be
able to conduct night operations.
Currently, § 61.315(c)(5) explicitly
restricts a sport pilot from acting as PIC
at night. Therefore, as previously stated,
the FAA proposes to amend
§ 61.315(c)(5) by adding an exception
for sport pilots who seek privileges to
operate an aircraft at night. Amended
§ 61.315(c)(5) would restrict night
operations, except as provided in
proposed § 61.329, which would
contain the night operation training,
experience and endorsement
requirements. The FAA notes that a
sport pilot seeking to act as PIC of an
aircraft carrying a passenger at night
would be required to satisfy the recent
flight experience requirements in
current § 61.57(b).55
5. Airplanes With a Controllable Pitch
Propeller or Aircraft With a Retractable
Landing Gear
The FAA proposes to allow sport
pilots to operate an airplane with a
controllable pitch propeller or an
aircraft equipped with retractable
landing gear. The FAA contends that,
similar to obtaining the privileges to
conduct night operations, additional
training and flight instructor
endorsements would adequately qualify
sport pilots to operate these aircraft
safely. Assumptions made in the 2004
final rule suggesting that allowing a
retractable landing gear would add
unnecessary complexity and would not
provide a safety benefit conflicted with
55 Section 61.57(b)(1) states that, except as
provided in § 61.57(e), no person may act as PIC of
an aircraft carrying passengers during the period
beginning 1 hour after sunset and ending 1 hour
before sunrise, unless within the preceding 90 days
that person has made at least three takeoffs and
three landings to a full stop during the period
beginning 1 hour after sunset and ending 1 hour
before sunrise, and (i) that person acted as sole
manipulator of the flight controls, and (ii) the
required takeoffs and landings were performed in
an aircraft of the same category, class, and type (if
a type rating is required).
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other allowable privileges.56 Subsequent
amendments were made to the lightsport aircraft definition to permit
retractable landing gear for amphibious
light-sport airplanes and gliders.57 The
FAA contends that additional training
and endorsements would allow sport
pilots to operate airplanes with a
controllable pitch propeller or aircraft
with retractable landing gear even when
not intended for water operations.
Currently, there is a population of
sport pilot certificate holders who have
never been permitted to operate an
airplane with a controllable pitch
propeller or an aircraft with retractable
landing gear. The FAA finds that
permitting these sport pilots to operate
aircraft with these new capabilities
without first receiving training would
introduce an unacceptable safety risk to
the NAS. To mitigate this risk, the FAA
proposes to require the sport pilot to
receive training and an endorsement
from an authorized instructor validating
proficiency. The FAA finds that
requiring training in the operation of an
airplane with a controllable pitch
propeller or an aircraft with retractable
landing gear would allow the sport pilot
to become proficient with the use of
these specific designs and capabilities
before acting as PIC in the aircraft.
Additionally, requiring the sport pilot to
receive an endorsement from an
authorized instructor certifying that the
sport pilot is proficient in the operation
of the aircraft that contains either a
controllable pitch propeller or
retractable landing gear would provide
assurance that the pilot has acquired the
skills necessary to operate those aircraft
safely.
To enable sport pilots to operate
airplanes with a controllable pitch
propeller or aircraft with a retractable
landing gear safely, the FAA finds it
necessary to propose several new
provisions. First, the FAA is proposing
to amend current § 61.315, which
contains the operational limitations of a
sport pilot certificate, by adding new
paragraph (c)(20). Proposed
§ 61.315(c)(20) would prohibit a sport
pilot from operating an airplane with a
controllable pitch propeller or an
aircraft with retractable landing gear
unless the sport pilot meets the
requirements specified in proposed
§ 61.331. The FAA proposes to place the
aforementioned training and
endorsement requirements in new
§ 61.331. Additionally, because
56 See e.g., 69 FR 44800 (‘‘The FAA reiterates its
original position that for aircraft other than gliders,
retractable landing gear is inconsistent with the
simplicity of the light-sport aircraft, and the
training requirements for the sport pilot.’’).
57 72 FR 19661.
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controllable pitch propellers and
retractable landing gear are design
characteristics of an aircraft and the
FAA would permit sport pilots to
operate aircraft with those
characteristics only if certain conditions
are met, the FAA finds it necessary to
carry those characteristics over to newly
proposed § 61.316. Specifically, the
FAA proposes in § 61.316(b) to permit a
sport pilot to act as PIC of an aircraft
that, since its original certification, has
retractable landing gear or a controllable
pitch propeller if the sport pilot meets
the training and endorsement
requirements specified in proposed
§ 61.331.
With respect to the training and
endorsement requirements in proposed
§ 61.331, the FAA recognizes that a
controllable pitch propeller and
retractable landing gear are features of a
complex airplane. Section 61.1 defines
complex airplane to mean an airplane
that has retractable landing gear, flaps,
and a controllable pitch propeller.
Notably, however, airplanes may
contain only one of these three features
(e.g., only a controllable pitch propeller
or only retractable landing gear). For the
reasons explained above, the FAA finds
it necessary to require sport pilots to
receive training and an endorsement
from an authorized instructor for the
operation of an airplane that has only
one of these features. It is possible,
however, for a sport pilot to receive
training and an endorsement from an
authorized instructor in a complex
airplane pursuant to § 61.31(e). In this
event, the FAA finds that the
endorsement certifying that the pilot is
proficient in the operation of a complex
airplane should also count towards the
endorsement that is proposed in
§ 61.331 for an airplane that has only a
controllable pitch propeller or an
aircraft that has only retractable landing
gear. Therefore, the FAA proposes rule
language in § 61.331(a)(1) and (b)(1) to
ensure that a sport pilot who has
received the endorsement required
under § 61.31(e) would not be required
to receive a duplicative endorsement
under proposed § 61.331.
The FAA notes that it is not proposing
a minimum number of hours of training,
similar to the lack of mandated training
hours required in § 61.31(e) for the
operation of a complex airplane.58
Rather, the authorized instructor is
tasked with determining the appropriate
amount of training required, to
culminate in the authorized instructor
attesting to proficiency with an
58 Section 61.1 defines complex airplanes.
Section 61.31(e) specifies the training and
endorsement requirements.
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endorsement. The FAA has permitted
training and instructor endorsements for
all other grades of pilot certificate for
these same privileges, including student
pilots, and contends that this is also
appropriate for sport pilots.
Furthermore, consistent with the
FAA’s proposed amendment to current
§ 61.415 to address the night training
and endorsement for sport pilot
instructors, the FAA finds it necessary
to amend § 61.415 by adding proposed
(l), which would require a sport pilot
instructor to receive training and an
endorsement in an airplane with a
controllable pitch propeller or an
aircraft with retractable landing gear, as
appropriate, before providing flight
training to a sport pilot in an aircraft
with one of those features.
6. Model-Specific Endorsement for
Aircraft Certificated With a Simplified
Flight Controls Designation (§§ 61.9,
61.31, 61.415, and 61.429)
As discussed in section IV.E.6 of this
preamble, the FAA is proposing to
establish a simplified flight controls
designation in proposed § 22.180.
Aircraft with a simplified flight controls
design and designation would not have
traditional flight controls available to
the pilot. Currently, the FAA does not
have a regulatory mechanism to require
flight training and an instructor
endorsement to validate proficiency for
pilots seeking to operate aircraft
certificated with a simplified flight
controls designation.
The FAA recognizes that simplified
flight control designs will vary from one
aircraft to another (i.e., model to model).
As such, piloting would not involve the
commonality of experience that exists in
aircraft with traditional flight controls.59
Therefore, it is important that a pilot be
qualified and validate competency for
each simplified flight control make and
model 60 of aircraft to validate
competency in that unique design.61
Furthermore, aircraft with simplified
flight control designations may be
operated by pilots other than sport
pilots, resulting in the same safety
59 Unlike aircraft with simplified flight controls
designation, there is commonality with traditional
flight control systems. For example, airplanes have
a control yoke, rudder pedals, trim, and a throttle.
Helicopters have a cyclic, collective, throttle and
anti-torque pedals.
60 The FAA proposes to use the terms ‘‘make and
model’’ in § 61.31(l) consistent with the manner in
which they are used throughout part 61. Therefore,
as a general matter, ‘‘make’’ refers to the
manufacturer of the aircraft (e.g., Cessna, Piper,
Cirrus, etc.). ‘‘Model’’ refers to the specific aircraft
model (e.g., C152, C172, PA28–112, SR20, etc.).
61 This is similar to the current requirement for
student pilots to receive a model-specific
endorsement under § 61.87(n) before conducting
PIC operations.
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concerns for pilots with higher grades of
pilot certificates. Therefore, any
qualification requirements to address
the simplified flight control systems
must apply broadly to persons who hold
pilot certificates issued under part 61.
Thus, the FAA proposes this
qualification for simplified flight
controls be attained by a training and
endorsement and, in some cases, a
practical test.
This section describes the
requirements for pilots to act as PIC of
an aircraft with a simplified flight
controls designation. Section IV.E.7
further describes scenarios pertaining to
practical tests where (1) a person seeks
a pilot certificate in an aircraft with
simplified flight controls, (2) a person
has a pilot certificate with a simplified
flight controls model-specific limitation
and seeks to operate another model of
aircraft category and class with a
simplified flight controls designation,
and (3) a person has a pilot certificate
not limited to simplified flight controls
(i.e., the person can act as PIC of an
aircraft with traditional flight controls)
but seeks to obtain privileges to act as
PIC of a make and model with a
simplified flight controls designation.
Due to the differing characteristics, as
previously discussed, the FAA finds
that additional training specific to the
particular make and model of aircraft
with a simplified flight controls
designation is necessary to ensure a
pilot is sufficiently proficient in the
operation of that aircraft. Therefore, the
FAA proposes to amend § 61.31 by
adding new paragraph (l) to contain the
qualification requirements for persons
seeking to act as PIC of any aircraft with
a simplified flight control designation.
Specifically, proposed § 61.31(l)(1)
would require pilots seeking to act as
PIC of aircraft certificated with a
simplified flight controls designation to
obtain model-specific training in that
aircraft from an authorized instructor.
Additionally, proposed § 61.31(l)(2)
would require the pilot to receive a
logbook endorsement from an
authorized instructor who has found the
pilot proficient in the safe operation of
that model-specific aircraft and the
associated simplified flight control
system. The FAA’s proposal would
permit any certificated pilot, regardless
of certificate level, who holds the
appropriate category and class to
operate a simplified flight controldesignated aircraft only after receiving
the model-specific training and
endorsement from an authorized flight
instructor specific to the safe operation
of each simplified flight control
designated aircraft.
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The authorized instructor in proposed
§ 61.31(l) may be a subpart H instructor
or a sport pilot instructor. Before an
instructor may provide flight training in
an aircraft with a simplified flight
controls designation, the instructor
would be required to first receive the
model-specific training and the
accompanying endorsement to validate
that the instructor is proficient in the
safe operation of the aircraft. Because
this would be a limitation in the sport
pilot instructor logbook until the sport
pilot instructor meets certain
conditions, the FAA is proposing to
amend current § 61.415 by adding new
paragraph (m). Proposed § 61.415(m)
would expressly limit the sport pilot
instructor from providing training in an
aircraft with simplified flight controls
design and designation unless the sport
pilot has received the model-specific
training and endorsement required
under proposed § 61.31(l). Additionally,
the FAA is proposing an amendment to
current § 61.429, which contains the
requirements for a subpart H instructor
seeking to exercise the privileges of a
flight instructor certificate with a sport
pilot rating. Specifically, the FAA is
proposing to add new paragraph (d) to
current § 61.429 to state that a subpart
H instructor seeking to exercise the
privileges of their flight instructor
certificate in a model-specific aircraft
that has a simplified flight controls
designation must meet the training and
endorsement requirements specified in
proposed § 61.31(l) before providing any
flight training in the aircraft.
Initially, there would be no flight
instructors who are qualified to provide
flight training in an aircraft that has a
simplified flight controls designation
because the training and endorsement
requirements in proposed § 61.31(l) are
new. Thus, no one has yet received the
training or endorsement necessary to act
as PIC. The FAA is proposing to add
new paragraph (m) to current § 61.195 to
address this issue. The FAA intends for
proposed § 61.195(m) to provide the
initial cadre of flight instructors with an
alternative to the training and
endorsement requirements in proposed
§ 61.31(l) to enable industry to build the
initial cadre of flight instructors who
could provide the training and
endorsement for aircraft with simplified
flight control designations.
Specifically, proposed § 61.195(m)
would permit instructor pilots that work
with the manufacturer of aircraft with
the simplified flight controls
designation to provide training and
endorsements to the initial cadre of
authorized instructors and pilot
examiners. This proposed provision
would allow for the initial operation of
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aircraft with the simplified flight
controls designation during and after
the aircraft certification process for
these new aircraft. An instructor pilot at
the manufacturer for the aircraft would
be one of the only individuals with
significant experience operating the
model-specific aircraft with simplified
flight controls. Additionally, the
instructor pilots are generally tasked
with developing and validating training
for the aircraft for the manufacturer. The
FAA finds that the duties of an
instructor pilot establish intricate
knowledge of the aircraft’s systems and
components. The FAA has determined
that it would be beneficial to leverage
the experience these instructor pilots
have to create the initial cadre of
authorized instructors who may provide
training under proposed § 61.31(l).
To mitigate any safety risk that may
result from allowing an instructor pilot
to provide training in a model-specific
aircraft, the FAA has decided to
narrowly confine the training
population to include only subpart H
instructors. Thus, the FAA is proposing
the provisions as a limitation to the
flight instructor certificate pursuant to
§ 61.195 and not to sport pilot
instructors. Because an instructor pilot
would have significant experience in
the model-specific aircraft and the
training population would be narrowly
confined, the FAA finds that proposed
§ 61.195(m) would not adversely affect
safety.
In developing this proposal, the FAA
recognized that any aeronautical
experience obtained in an aircraft with
a simplified flight controls designation
would not be equal to the aeronautical
experience obtained piloting aircraft
with traditional flight controls.
However, because aircraft with
simplified flight controls designation
would fall within the same category and
class of aircraft as aircraft with
traditional flight controls, pilots could
seek to build flight time for higher
certificates and ratings in much more
simplistic aircraft. The FAA finds that
aeronautical experience in aircraft with
simplified flight controls designations
would diminish the aeronautical
experience in aircraft with traditional
flight controls that is necessary to
reinforce piloting skills in traditionally
equipped aircraft. With that
understanding, the FAA is proposing
that any pilot time acquired while
operating an airplane or helicopter with
a simplified flight controls design and
designation may not be used to satisfy
certain pilot-in-command flight time
requirements for a higher-grade
certificate. Those pilot time experience
limitations can be found in newly
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proposed § 61.9. For example, under
proposed § 61.9(b), a person seeking a
commercial pilot certificate with a
rotorcraft category helicopter class
rating may not use pilot time acquired
in a helicopter with simplified flight
control designation to meet the PIC
flight time experience requirement in
§ 61.129(c)(2)(i), which requires 35
hours of PIC flight time in a helicopter.
PIC experience in a helicopter with a
simplified flight controls does not
provide the same skills and experience
a commercial pilot needs to conduct
commercial operations in a helicopter
with traditional flight controls that
include unique skills like the conduct of
an autorotation. Once a pilot obtains a
helicopter class rating on their
commercial pilot certificate, that pilot
has commercial pilot privileges in many
legacy helicopters as a general matter. It
is therefore important for an applicant
seeking a helicopter class rating on a
commercial pilot certificate to continue
to obtain the class-specific PIC flight
time in a helicopter that has traditional
flight controls.
7. Conducting Practical Tests in an
Aircraft Certificated With a Simplified
Flight Controls Designation (§ 61.45)
Section 61.43 provides the general
procedures for conducting a practical
test. The completion of a practical test
for a certificate or rating consists of
performing the tasks specified in the
areas of operation applicable to the
airman certificate or rating sought.
These tasks and maneuvers are
contained in the ACS or the PTS, as
appropriate. Current production aircraft,
as well as those that obtain a simplified
flight control designation in the future,
may not be able to accomplish all the
tasks required during the conduct of a
practical test. For example, these aircraft
may be unable to perform an
aerodynamic stall or steep turns during
a practical test, which are typically
tested as an area of operation in the
practical test. To account for these
operational limitations, current
§ 61.45(b)(2) permits an applicant to use
an aircraft with operating characteristics
that preclude the applicant from
performing all of the tasks required for
the practical test; however, the
applicant’s pilot certificate is issued
with an appropriate limitation.
The FAA recognizes that those aircraft
having simplified flight controls may
not be able to perform all of the tasks
required by the ACS or PTS, as
applicable. Applicants would be able to
use the provision of § 61.45(b)(2) to
complete the practical test in such an
aircraft; however, they would receive a
limitation on their certificate specific to
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the make and model of aircraft with
simplified flight controls that they
tested in. Because the current rule
language in § 61.45(b)(2) already
provides for the issuance of a limitation
in this instance, the FAA finds it
unnecessary to propose an amendment
to the provision. The FAA would,
however, develop guidance to explain
that, in the event an applicant uses an
aircraft with simplified flight controls
designation that is not capable of
performing all the required tasks for a
practical test, the aircraft limitation
would be issued pursuant to
§ 61.45(b)(2). The limitation would
likely be a model-specific limitation to
effectively identify the aircraft the test
was accomplished in and limit the pilot
from operating another aircraft that may
be able to perform tasks and maneuvers
that the pilot was not trained or tested
on.
Further, because simplified flight
control characteristics may vary among
aircraft due to rapid advances in aircraft
automation and flight control
technology, the FAA believes that
additional safeguards are necessary for
those practical tests taken in aircraft
with simplified flight controls.
Specifically, the FAA proposes new
paragraph (g), which would set forth the
requirements for an applicant taking a
practical test for an initial pilot
certificate, rating, or privilege in an
aircraft with a simplified flight control
designation. First, the examiner would
have to agree to conduct the test in
proposed § 61.45(g)(1). Additionally, the
FAA proposes in § 61.45(g)(2) that the
examiner also hold the appropriate
category and class rating or privilege,
the appropriate simplified flight
controls training and model-specific
endorsement, and an FAA authorization
to conduct the test. It is important that
the examiner is familiar with the make
and model of the simplified flight
control-designated aircraft before
issuing a practical test to conduct the
test safely and is familiar with the
standards that an applicant must meet
so as to demonstrate competency. The
FAA finds that examiners must become
familiar with the make and model
through the training and endorsement
requirements themselves before
conducting a practical test in the same
aircraft. Proposed § 61.45(g)(3) would
require the examiner to have the ability
to assume control of the aircraft at any
time to enable the safe conduct of the
test, should the applicant perform
poorly during the test and possibly put
the aircraft in an unsafe flight condition.
Pilot applicants that successfully
complete a practical test in one of these
aircraft would then be issued a pilot
certificate with a model-specific
limitation 62 per § 61.45(b)(2) and
proposed § 61.45(g)(4). Pursuant to
§ 61.45(g)(4), the model-specific
limitation would be issued subject to
the requirements of proposed § 61.45(h),
which would explicitly limit a pilot
who receives a category and class rating
or privilege with a simplified flight
controls limitation to operation of only
that make and model of aircraft.
Proposed § 61.45(h) would also detail
the requirements under which a pilot
could operate a different aircraft. First,
if the pilot seeks to operate another
make and model of aircraft with a
simplified flight controls designation in
the same category and class, then the
person would be required to only
receive training and an endorsement in
accordance with proposed § 61.31(l).
The person would not be required to
take another practical test because the
47687
similarities between classes of aircraft
are such that a training and
endorsement would be sufficient to
address operational differences with the
simplified flight controls designs.
However, should the pilot seek to
operate a different category and class of
aircraft with a simplified flight controls
designation, the person would be
required to successfully complete a
practical test for that category and class
of aircraft under proposed § 61.45(h)(2).
This proposal is no different to the
current status quo whereby a person
holds a certificate with a category and
class rating and seeks to operate an
aircraft in a different category and class
rating. Additionally, should a pilot who
holds category and class ratings and is
limited to acting as PIC of aircraft with
simplified flight controls (i.e., has taken
a practical test for those category and
class ratings in only an aircraft with
simplified flight controls) seek to act as
PIC of an aircraft without a simplified
flight controls designation, the person
would also be required to successfully
complete a practical test for that
category and class of aircraft with
traditional flight controls under
proposed § 61.45(h)(2).63 A practical test
would be required to address the more
significant operational differences
between, first, different categories and
classes of aircraft and, second, aircraft
with a simplified flight controls
designation and those with traditional
flight controls.
For instructional purposes, the
following table presents a sampling of
scenarios pertaining to when a pilot is
authorized or is seeking to operate an
aircraft with simplified flight controls
and the proposed requirements.
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TABLE 1—AIRMAN CERTIFICATION SIMPLIFIED FLIGHT CONTROLS REQUIREMENTS
If you hold a—
And you are seeking—
Then you must complete—
Regulatory reference
Sport Pilot Certificate with Rotorcraft-Helicopter Simplified Flight
Controls Privilege with Model
Specific Limitation.
Sport Pilot Certificate with Rotorcraft-Helicopter Simplified Flight
Controls Privilege with Model
Specific Limitation.
To operate another model of
rotorcraft-helicopter with simplified flight controls.
The training and endorsement required by proposed § 61.31(l).
Proposed § 61.45(h)(1).
A private pilot certificate with
rotorcraft-helicopter rating (regardless of a simplified flight
controls designation).
The requirements to receive a private pilot certificate, to include
a practical test.
Part 61, subpart E, subject to proposed § 61.9.
62 Model-specific refers to the make and model of
light-sport category aircraft that the applicant uses
to test to receive a sport pilot certificate.
63 Because sport pilots are limited already to
acting as PIC of rotorcraft-helicopters with
simplified flight controls, a sport pilot seeking to
act as PIC of another make and model of rotorcraft-
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helicopter with simplified flight controls would
need only complete the training and endorsement
in proposed § 61.31(l). By contrast, a sport pilot
who holds airplane-single engine ratings limited to
a make and model of airplane with simplified flight
controls would be required to take a practical test
if seeking to operate a single engine airplane with
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traditional flight controls. Likewise, a private pilot
who took the private pilot practical test for single
engine airplane ratings in a § 21.190 airplane with
a simplified flight controls designation would be
required to complete another practical test in an
aircraft with traditional flight controls.
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TABLE 1—AIRMAN CERTIFICATION SIMPLIFIED FLIGHT CONTROLS REQUIREMENTS—Continued
If you hold a—
And you are seeking—
Then you must complete—
Regulatory reference
Private Pilot Certificate with a
Rotorcraft Category and Helicopter Class Rating, Simplified
Flight Controls Model Specific
Limitation.
Private Pilot Certificate with a
Rotorcraft Category and Helicopter Class Rating, Simplified
Flight Controls Limitation.
Private Pilot Certificate with a
Rotorcraft Category and Helicopter Class Rating, Simplified
Flight Controls Limitation.
Private Pilot Certificate with a
Rotorcraft Category and Helicopter Class Rating (no simplified flight controls model limitation).
To operate another model of
rotorcraft-helicopter with simplified flight controls.
The training and endorsement required by proposed § 61.31(l).
Proposed § 61.45(h)(1).
To operate a Rotorcraft-Helicopter
without Simplified Flight Controls.
A practical test ..............................
Proposed § 61.45(h)(2).
To operate an airplane with simplified flight controls.
The requirements to add another
category and class rating on a
private pilot certificate, to include a practical test.
The training and endorsement required by proposed § 61.31(l).
Proposed § 61.45(2) & part 61,
subpart E.
To operate a Rotorcraft Helicopter
with Simplified Flight Controls.
8. New Rotorcraft-Helicopter Privilege
for Sport Pilots and Sport Pilot
Instructors
Sport pilots and flight instructors
with a sport pilot rating are currently
unable to obtain a rotorcraft-helicopter
(also referred in to in this preamble
simply as helicopter) privilege because
helicopters are excluded from the
definition of light-sport aircraft.64 The
FAA did not include helicopters within
the light-sport aircraft definition in 2004
because of helicopters’ complexity in
design, maintenance, manufacture, and
operation.65 At the time, the FAA did
not anticipate that manufacturers would
design simple-to-operate, lowperformance helicopters that fit within
the scope of the privileges afforded to
the holder of a sport pilot certificate.
The FAA recognizes that
manufacturers now have access to new
technology enabling simple-to-fly
helicopter designs not envisioned in
2004. For example, manufacturers have
developed multicopters 66 with flight
controls that would satisfy the
simplified flight controls criteria during
the aircraft certification process, as
previously discussed. Aircraft with
simplified flight controls may lack a
typical helicopter cyclic or collective
control and instead could use a joystick
or steering wheel and push button
controls (subject to certain
requirements) 67 or a touchscreen
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64 See
§ 1.1, Light-sport aircraft.
FR 44869, 44793 (July 27, 2004).
66 A multicopter is a rotorcraft that can have more
than one rotor providing lift. Although multicopters
are helicopters by definition, multicopters differ
from the conventional helicopter models originally
considered during the 2004 rulemaking because the
takeoff and landing are intended to be automated
and not require extensive pilot training and skill.
67 For example, as previously discussed, a
joystick controller that is used to select flight
65 69
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interface that greatly reduce the piloting
skills necessary to fly the aircraft. As
discussed more fully in the discussion
of proposed § 22.180, the aircraft
certification process would establish the
criteria for the simplified flight controls
designation, which would include
standards for the pilot interface, the loss
of control prevention, and the ability for
the pilot to safely discontinue flight.
The FAA proposes to amend part 61,
subpart J, to allow sport pilots to operate
certain simple-to-fly helicopters.
Specifically, the FAA proposes to
permit sport pilots to operate new
helicopters certificated under the
proposed § 21.190 that include the
simplified flight control designation.
First, the FAA is proposing a limitation
in § 61.316(a)(9) that would limit the
kinds of helicopters that sport pilots
may operate to those helicopters that
have been certificated with a simplified
flight controls design and designation.
To facilitate integration of new
simplified flight control helicopter
operations under this subpart, the FAA
also proposes amendments to §§ 61.311
and 61.313, which are discussed below.
The FAA’s current proposal aligns with
the original intent of the 2004 final rule
promulgating the sport pilot certificate
and light-sport aircraft definition, which
was to allow sport pilots to operate
simple-to-fly aircraft.
To facilitate helicopter operations for
sport pilots, the FAA proposes in
§ 61.311 to include ‘‘helicopter’’ in the
list of aircraft to which flight
proficiency requirements apply and to
add helicopter-specific areas of
operation and tasks that would apply to
sport pilot certificate applicants seeking
commands or move a cursor on a display could
qualify as a simplified flight control design.
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Proposed § 61.31(l).
a rotorcraft-helicopter privilege. These
areas of operation are key to attaining
competency in the operation of
helicopters and are not otherwise
covered by existing areas of operation.
Sport pilots seeking a helicopter
simplified flight controls privilege will
still need to accomplish the other areas
of operation listed in current § 61.311,
as appropriate. Therefore, the FAA
would require that a sport pilot
applicant log ground and flight training
from an authorized instructor on
heliport operations in proposed
§ 61.311(c) and hovering maneuvers in
proposed § 61.311(d) in addition to the
existing areas of operation and tasks
applicable to helicopters (e.g., takeoffs,
landings, performance maneuvers).
While these proposed areas of operation
and their applicable tasks would be
applicable specifically to helicopters,
conversely, the FAA recognizes that
there are areas of operation that are
inherently inapplicable to helicopters:
specifically, ground reference
maneuvers, slow flight, and stalls.
Therefore, the FAA proposes to except
helicopters from these areas of operation
in the flight proficiency requirements of
§ 61.311.68 As discussed in the
following section, because the practical
test for a sport pilot certificate for a
rotorcraft-helicopter rating would
include these areas of operation,
training should involve proficiency for
the tasks listed under the applicable
areas of operation in the regulation,
which are reflected in the Sport Pilot
Helicopter ACS (see section IV.E.9).
Because of the unique operations and
tasks associated with helicopter
68 The FAA notes that the paragraph designations
of the areas of operation in § 61.311 would change
based on the addition of helicopter-specific areas of
operation.
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operations in the national airspace
system, applicants must obtain certain
and specialized training and experience,
as with any person seeking a certificate,
rating, or privilege. These unique
operating characteristics include the
ability to hover over specific locations,
operate in confined spaces and land in
unique locations such as sloped terrain,
buildings, or other man-made
structures. As a result, the FAA
contends that helicopter operations
impose an unacceptable risk to the
general public and other aircraft
operating in the national airspace
system unless an applicant
accomplishes these minimum helicopter
flight experience and training
requirements.
First, with the proposed addition of
flight simulation training device and
aviation training device credit
paragraphs in § 61.313, as discussed in
section IV.E.11 of this preamble, the
FAA proposes to renumber § 61.313.
Specifically, current § 61.313(a) through
(h) would become § 61.313(a)(1) through
(8). As subsequently discussed, the FAA
proposes to establish the aeronautical
experience requirements for the newly
proposed rotorcraft-helicopter
privileges, which would be
§ 61.313(a)(9). As proposed, an
applicant for a sport pilot certificate
who seeks to obtain a helicopter rating
would be required to log at least 30
hours of helicopter flight time, 15 hours
of flight training, and 5 hours of solo
flight. The FAA proposes these
minimum experience requirements
because the minimum recreational pilot
grade of pilot certificate seeking a
helicopter rating requires comparable
minimum experience requirements.
The FAA contends that the minimum
experience requirements for a
recreational pilot to obtain a helicopter
rating would also be appropriate for a
sport pilot certificate because the
operational limitations for sport pilots
are virtually identical to those for
recreational pilots. For example, both
sport pilots and recreational pilots are
limited to carrying only one passenger,
operations below 10,000 feet MSL, a
minimum of 3 miles of visibility,
prohibition to operate in class A/B/C/D
airspace, and a prohibition for night
operations. One substantive difference
is that recreational pilot applicants are
required to obtain 10 more total hours
of experience. Another difference is that
recreational pilots have more restrictive
cross-country operational limitations.
However, because helicopters have
unique operating capabilities and
limitations and additional risks to
mitigate including those associated low
altitude operations, the FAA contends
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that the minimum training and
experience requirements for recreational
pilots seeking an initial helicopter rating
is also appropriate for sport pilot
applicants.
Proposed § 61.313(a)(9) would also
require applicants to complete at least:
• two hours of flight training enroute
to an airport more than 25 nautical
miles from where the applicant
normally trains;
• three takeoffs and landings at the
airport located more than 25 nautical
miles from where the applicant
normally trains;
• three hours of solo flying in the
aircraft for the rating sought on the
applicable areas listed in § 61.98; and
• three hours of flight training with
an authorized instructor on the areas
specified in § 61.311 in preparation for
the practical test within the preceding
two calendar months from the month of
the test.
For the reasons explained in the
preceding paragraphs, the FAA
proposes these aeronautical experience
requirements for sport pilots seeking to
add rotorcraft-helicopter privileges
because of the unique operational
capability of helicopters and the
experience requirements listed for a
recreational pilot with almost identical
operating privileges.
In addition to proposing to allow
sport pilots to hold privileges for
helicopters, the FAA is likewise
proposing to allow sport pilot
instructors to obtain or add helicopter
privileges to their instructor privileges.
Upon reviewing the current flight
proficiency requirements in § 61.409
and the current aeronautical experience
requirements in § 61.411, the FAA finds
that a sport pilot instructor seeking a
helicopter privilege should meet similar
flight proficiency and experience
requirements as a sport pilot instructor
seeking an airplane category singleengine class privilege. As explained in
section IV.E.10, a person seeking to add
a helicopter privilege to a sport pilot
instructor certificate would be required
to successfully complete a knowledge
and practical test, consistent with the
FAA’s proposal to require a person
seeking a sport pilot instructor
certificate with an airplane singleengine class privilege to complete a
knowledge and practical test.
Under proposed § 61.409, flight
instructors would be required to log
ground and flight training on the areas
of operation that apply to other
categories of aircraft, as appropriate, and
on the newly proposed areas of
operation that are applicable only to
helicopters. Specifically, the FAA
proposes to add areas of operation that
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47689
would require a person seeking a sport
pilot instructor certificate with a
helicopter privilege to receive training
on heliport operations and hovering
maneuvers. The FAA notes that these
two additional areas of operation are
consistent with the areas of operation
that the FAA proposes to add to the
areas of operation in the flight
proficiency requirements of § 61.311 for
a person seeking a sport pilot certificate
with a helicopter privilege. Finally, the
FAA also proposes to add a ‘‘special
operations’’ area of operation for
helicopters. The base tasks under
‘‘special operations’’ are contained with
the Sport Pilot Helicopter ACS under
the area of operation labeled ‘‘takeoffs,
landings, and go-arounds’’; therefore,
there is no discrepancy between the
foundational flight proficiency
expectations from a sport pilot to a sport
pilot flight instructor pertaining to these
special operation tasks. Rather, the FAA
is simply aligning the formatting and
organization of the Sport Pilot Flight
Instructor Helicopter ACS (as it pertains
to special operations) with that of the
Flight Instructor Helicopter ACS.
While these proposed areas of
operation and their applicable tasks
would be applicable specifically to
helicopters, conversely, the FAA
recognizes that there are areas of
operation that are inherently
inapplicable to helicopters: specifically,
ground reference maneuvers, slow
flight, and stalls. Therefore, the FAA
proposes to except helicopters from
these areas of operation in the flight
proficiency requirements of § 61.409.69
As discussed in the following section,
because the practical test for a sport
pilot certificate for a rotorcrafthelicopter rating would include these
areas of operation, training should
involve proficiency for the tasks listed
under the applicable areas of operation
in the regulation, which are reflected in
the Sport Pilot Flight Instructor
Helicopter ACS (see section IV.E.9).
In addition, the FAA proposes to add
new aeronautical experience
requirements to current § 61.411 for
applicants seeking a sport pilot
instructor certificate with a helicopter
privilege. The FAA has determined that
the aeronautical experience required for
instructional privileges in a helicopter
69 The FAA notes that the paragraph designations
of the areas of operation in § 61.409 would change
based on the addition of helicopter-specific areas of
operation. Additionally, during the pendency of
this rulemaking, the FAA noted a technical
omission in the area of operation ‘‘soaring
techniques.’’ Specifically, soaring techniques are
only applicable to gliders, yet this specificity is not
present in the regulatory text. Therefore, the FAA
proposes to add applicability language indicating
this area of operation is only for gliders.
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should mirror the aeronautical
experience required for instructional
privileges in an airplane. Specifically,
proposed § 61.411(h)(1) would require
an applicant for a flight instructor
certificate with a sport pilot rating
seeking a rotorcraft-helicopter privilege
to complete at least 150 hours of flight
time as a pilot. Under proposed
§ 61.411(h), this flight time must
include at least:
• 100 hours of flight time as PIC in
powered aircraft;
• 50 hours of flight time in a
rotorcraft-helicopter;
• 25 hours of cross-country flight
time;
• 10 hours of cross-country flight
time in a rotorcraft-helicopter; and
• 15 hours of flight time as PIC in a
helicopter.
The FAA reasons that helicopter
experience requirements for a sport
pilot instructor should be consistent
with the airplane experience
requirements for a sport pilot instructor
for the following reasons. Helicopters
and airplanes are the predominant
aircraft that operate in the NAS. With
the helicopter privilege being a new
privilege to be added to the sport pilot
instructor certificate, the FAA finds it
reasonable to take a conservative
approach and mirror the aeronautical
experience requirements that apply to a
sport pilot instructor seeking an
airplane single-engine privilege. Those
aeronautical experience requirements in
§ 61.411 that apply to a person seeking
instructional privileges in a singleengine airplane have been deemed a
reasonable level of minimum
aeronautical experience since 2004. The
FAA does not find any reason to adopt
lesser experience requirements for a
helicopter privilege at this time given
that both airplanes and helicopters have
broad access to the NAS, extensive
operational capabilities, and are likely
the greatest volume of privileges sought
by flight instructors.
The FAA recognizes that, initially,
there would be no sport pilot instructors
who are qualified to provide training for
a sport pilot helicopter privilege. To
provide flight training to a sport pilot
seeking a helicopter privilege, the sport
pilot instructor must first obtain the
helicopter privilege on their sport pilot
certificate before being eligible to obtain
the necessary privileges on their sport
pilot instructor certificate. In addition,
because sport pilots would be limited to
operating helicopters with simplified
flight control designations, a sport pilot
instructor would also be required to
obtain the training and endorsement for
aircraft with a simplified flight controls
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designation required by proposed
§ 61.31(l).
To address the initial lack of qualified
sport pilot instructors, the FAA is
proposing to rely on subpart H
instructors who already hold rotorcraft
category helicopter class ratings on their
flight instructor certificates. As
discussed in the previous section, the
FAA is proposing an amendment to
§ 61.195(m) that would enable these
subpart H flight instructors to receive
training and an endorsement at a
manufacturer for helicopters with
simplified flight controls. Upon
obtaining the training and endorsement
from an instructor pilot at the
manufacturer, the subpart H instructor
would be qualified to provide flight
training to a sport pilot instructor or a
sport pilot who seeks to obtain a
helicopter privilege and the § 61.31(l)
training and endorsement. This initial
reliance on subpart H flight instructors
would establish the initial groups of
sport pilots and sport pilot instructors
with helicopter privileges.
In summary, the FAA seeks to
facilitate the operation of certain simple
to fly helicopter (i.e., those with
simplified flight controls design and
designation) for sport pilots and sport
pilot flight instructors. The FAA’s
proposed amendments to §§ 61.311,
61.313, 61.409, and 61.411 would
validate that sport pilots seeking to
operate simplified flight control
rotorcraft-helicopters and flight
instructors who instruct in these aircraft
are sufficiently trained and tested. As a
result, the FAA’s proposals balance the
demand to enable these helicopter
operations while maintaining a rigorous
level of training and checking to enable
safe operations in the NAS. Sport pilots
or flight instructors with a sport pilot
rating will not be permitted to operate
helicopters without the simplified flight
controls design and designation.
9. Sport Pilot and Sport Pilot Flight
Instructor for Rotorcraft-Helicopter;
Incorporation by Reference
Currently, the required tasks, criteria,
and standards for successful completion
of a practical test are outlined for sport
pilots in three published PTS.70
However, because helicopters cannot be
certificated under the current § 21.190
and a rotorcraft-helicopter privilege is
70 Sport Pilot and Sport Pilot Flight Instructor
Rating Practical Test Standards for Airplane
Category, Rotorcraft Category, and Glider Category;
Sport Pilot and Sport Pilot Flight Instructor Rating
Practical Test Standards for Lighter-Than-Air
Category; Sport Pilot and Sport Pilot Flight
Instructor Rating Practical Test Standards for
Powered Parachute Category and Weight-ShiftControl Category.
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not available to sport pilots because by
definition a helicopter cannot be a lightsport aircraft, a PTS does not currently
exist for sport pilots seeking a rotorcraft
category, helicopter class privilege.
In collaboration with the aviation
industry and the FAA’s routine review
processes, the FAA previously
identified the need for a new, systematic
approach to testing that would (1)
provide clearer standards, (2)
consolidate redundant tasks, and (3)
connect the standards for knowledge,
risk management, and skills to the
knowledge and practical tests.
Therefore, the FAA began to establish
the ACSs in 2011 to enhance the testing
standard for the knowledge and
practical tests. The goal in creating the
ACS was to drive a systematic approach
to the airman certification process,
including knowledge test question
development and the conduct of the
practical test. In cooperation with the
ACS Working Group, established
through the Aviation Rulemaking
Advisory Committee (ARAC),71 the FAA
integrated ‘‘aeronautical knowledge’’
and ‘‘risk management’’ elements into
the existing areas of operations and
tasks set forth in the PTS. Therefore, the
ACS is a comprehensive presentation
integrating the standards for what an
applicant must know, consider, and do
to demonstrate proficiency to pass the
tests required for issuance of the
applicable airman certificate or rating.
Because the FAA is actively
converting all PTSs to ACSs in
collaboration with the ACS Working
Group, the FAA does not find it
appropriate to draft a Sport Pilot PTS for
Rotorcraft-Helicopter, as the other Sport
Pilot testing standards are situated.
Rather, the FAA has drafted two new
ACSs for helicopters with simplified
flight controls: (1) Sport Pilot for
Helicopter—Simplified Flight Controls
ACS, FAA–S–ACS–26 (Sport Pilot
Helicopter ACS) and (2) Sport Flight
Instructor for Helicopter—Simplified
Flight Controls ACS (Sport Flight
Instructor Helicopter ACS). Each ACS
establishes the aeronautical knowledge,
risk management, and flight proficiency
standards for sport pilot practical tests
and flight instructor proficiency checks
for light-sport category aircraft in the
rotorcraft-helicopter class for sport
pilots and for sport pilots with a flight
instructor rating. The Sport Pilot
Helicopter ACS contains the following
areas of operation: preflight preparation;
71 The ARAC is a body established under the
Federal Advisory Committee Act. 5 U.S.C. app. 2.
The ARAC ACS Working Group is comprised of the
FAA, advocacy groups, instructor groups, training
providers, academic institutions, and labor
organizations.
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preflight procedures; airport and
heliport operations; hovering
maneuvers; takeoffs, landings, and goarounds; performance maneuvers;
navigation; emergency operations; and
post-flight procedures. Similarly, the
Sport Flight Instructor for Helicopter
contains the following areas of
operation: fundamentals of instructing;
technical subject areas; preflight
preparation; preflight lesson on a
maneuver to be performed in flight;
preflight procedures; airport and
heliport operations; hovering
maneuvers; takeoffs, landings, and goarounds; fundamentals of flight;
performance maneuvers; emergency
operations; special operations; and
postflight procedures.
Similar to the current practical test
and PTS/ACS framework for sport
pilots, the FAA proposes to incorporate
the two ACSs into the regulations to
delineate what an applicant must
demonstrate on a practical test to attain
privileges for a sport pilot certificate
with a rotorcraft-helicopter privilege or
flight instructor certificate with sport
pilot rating and rotorcraft-helicopter
privilege. First, the FAA proposes to
revise § 61.307, which sets forth the
required tests an applicant must take to
obtain a sport pilot certificate.
Specifically, proposed new
§ 61.307(b)(1) would precisely reflect
the standards that a person must
successfully demonstrate on a practical
test for a sport pilot certificate with
rotorcraft-helicopter privilege: those
knowledge, risk management, and skill
elements for each area of operation on
the Sport Pilot Helicopter ACS.
Proposed new § 61.307(b)(2) provides
the required incorporation by reference
language, including how the Sport Pilot
Helicopter ACS is made readily
available to the public. Similarly, the
FAA proposes to revise § 61.405, which
sets forth the required tests an applicant
must obtain to obtain a flight instructor
certificate with a sport pilot rating.
Proposed new § 61.405(b)(3) would
precisely reflect the standards that a
person must successfully demonstrate
on a practical test for a flight instructor
certificate with a sport pilot certificate
rotorcraft-helicopter privilege (i.e., those
knowledge, risk management, and skill
elements for each area of operation on
the Sport Flight Instructor Helicopter
ACS). Proposed new § 61.405(b)(4)
provides the required incorporation by
reference language and how the Sport
Flight Instructor Helicopter ACS is
made available to the public.
Incorporation by reference is a
mechanism that allows Federal agencies
to comply with the requirements of the
Administrative Procedure Act (APA) to
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publish rules in the Federal Register
and the CFR by referring to material
published elsewhere.72 Material that is
incorporated by reference has the same
legal status as if it were published in full
in the Federal Register. In accordance
with 5 U.S.C. 552(a) and 1 CFR part
51,73 the FAA makes the Sport Pilot
ACS for Rotorcraft-Helicopter
reasonably available to interested
parties by providing free online public
access to view on the FAA Training and
Testing website at faa.gov/training_
testing. The ACS is available for
download, free of charge, at the
provided web address. The FAA will
continue to provide the ACS to
interested parties in this manner. In
addition to the free online material on
the FAA’s website, printable versions
are available from the FAA.
Additionally, all ACSs proposed to be
incorporated by reference are contained
in the docket for this NPRM for
inspection.
The FAA recognizes that on December
12, 2022, the FAA published the
Airman Certification Standards and
Practical Test Standards for Airmen;
Incorporation by Reference (ACS IBR)
NPRM.74 As it pertains to this NPRM,
the ACS IBR NPRM proposed to revise
certain part 61 regulations to
incorporate the three aforementioned
PTSs into the requirements for sport
pilots (see footnote 70). The FAA will
reconcile this proposal with the ACS
IBR final rule as appropriate.
10. Require Sport Pilots and Flight
Instructors With a Sport Pilot Rating
Seeking To Add an Airplane or
Helicopter Privilege To Accomplish a
Knowledge and Practical Test
Currently, to obtain a sport pilot
certificate or a flight instructor
certificate with a sport pilot rating, a
person must pass a practical test with an
examiner in the category and class of
aircraft for the initial privileges for that
72 5 U.S.C. 552(a), which states, ‘‘except to the
extent that a person has actual or timely notice of
the terms thereof, a person may not in any manner
be required to resort to, or be adversely affected by,
a matter required to be published in the Federal
Register and not so published. For the purpose of
this paragraph, matter reasonably available to the
class of persons affected thereby is deemed
published in the Federal Register when
incorporated by reference therein with the approval
of the Director of the Federal Register.’’
73 5 U.S.C. 552(a) requires that matter
incorporated by reference be ‘‘reasonably available’’
as a condition of its eligibility. Further, 1 CFR
51.5(a)(2) requires that agencies seeking to
incorporate material by reference discuss in the
preamble of the proposed rule the ways that the
material it proposes to incorporate by reference is
reasonably available to interested parties and how
interested parties can obtain the material.
74 87 FR 75955.
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47691
certificate.75 Once a person possesses a
sport pilot certificate or flight instructor
certificate with a sport pilot rating and
wishes to add privileges to their
certificate, the person must pass a
proficiency check with an authorized
instructor rather than a practical test
with an examiner.76 This proficiency
check requirement currently applies to
a person seeking to add an airplane
single engine privilege to their
certificate. Specifically, under the
current framework of § 61.321, a person
seeking to obtain privileges to operate
an additional category or class of aircraft
must (1) receive a logbook endorsement
validating they received training on
certain aeronautical knowledge and
flight proficiency requirements; (2)
complete a proficiency check; and (3)
receive an endorsement certifying they
are proficient in the applicable areas of
operation and aeronautical knowledge
areas; and (4) complete an application.
Similarly, under the current framework
of § 61.419, a certificated flight
instructor with a sport pilot rating
seeking to provide training in an
additional category or class of aircraft
must meet the same qualifying
conditions (i.e., training, endorsements,
and a proficiency check).
Given the proposed expansion of
certificated light-sport category aircraft
that a sport pilot may operate and the
addition of rotorcraft-helicopters as
light-sport category aircraft, the FAA
contends that a proficiency check with
an authorized instructor is no longer a
sufficient method of evaluation or
validation when qualifying a sport pilot
or flight instructor with a sport pilot
rating to operate or provide training in
an airplane or helicopter in the national
airspace system. Therefore, the FAA is
proposing to amend §§ 61.321 and
61.419 to require sport pilots and flight
instructors with a sport pilot rating
seeking to add an airplane or helicopter
privilege to their existing sport pilot
certificate or flight instructor certificate,
to accomplish a knowledge test and
practical test under §§ 61.307 and
61.405, respectively.
With the expansion of the aircraft
models, weight, and speed that a sport
pilot may operate under proposed
§ 61.316, performance and design
limitations and the proposed addition of
a rotorcraft-helicopter privilege, the
FAA contends that a knowledge and
practical test is necessary to
appropriately validate that a sport pilot
can conduct these airplane and
helicopter operations safely. The rigor of
an FAA knowledge and practical test
75 14
76 14
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CFR 61.307, 61.405.
CFR 61.321, 61.419.
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using FAA-approved certification
standards is significantly greater than
that of a proficiency check conducted by
a flight instructor. FAA examiners are
trained and qualified annually to
validate that the conduct of a practical
test meets specific standards and criteria
during the evaluation of an applicant.
The FAA believes that the use of the
airmen certification standards
qualifying a pilot for a certificate, rating,
or privilege will appropriately mitigate
the risk associated with the expansion
of flight operations by sport pilots in the
NAS. In other words, the aircraft may
now vary and perform in such an
extensive way such that a proficiency
check can no longer adequately validate
that a pilot can proficiently operate a
light-sport category airplane single
engine or rotorcraft-helicopter safely in
the national airspace system.
Therefore, the proposed knowledge
and practical test requirement would
validate competency by replacing the
regulatory requirements in §§ 61.321
and 61.419 that currently permit the
conduct of a proficiency check to obtain
a new airplane or helicopter privilege
for sport pilots and other pilots who
hold a higher grade of certificate who
want to add that category and class
privilege at the sport pilot level.77
Specifically, proposed § 61.321(e)
would require a person who seeks to
add an airplane single-engine land or
sea or rotorcraft-helicopter land or sea
privilege to their pilot certificate to
accomplish a knowledge and practical
test for that category privilege, as
specified in § 61.309. Similarly,
proposed § 61.419(e) would require a
person who seeks to add an airplane
single engine land or sea or rotorcrafthelicopter land or sea privilege to their
sport pilot flight instructor certificate to
accomplish a knowledge and practical
test for that category privilege, as
specified in § 61.405. Because these
regulations require compliance with
§§ 61.307 and 61.419, the practical tests
would be aligned to the Sport Pilot
Helicopter ACS as proposed in
§§ 61.307(b)(1) and 61.405(b)(3), as
applicable, for a rotorcraft-helicopter
privilege. As previously noted, the ACS
IBR rulemaking would address the
material on practical tests for an
airplane single engine privilege in the
light-sport category, and the FAA will
reconcile the proposals as the respective
77 The FAA notes that the provision would apply
if a pilot held a higher grade certificate as well. For
example, if a pilot held a commercial pilot
certificate with rotorcraft category and helicopter
class ratings and sought to operate a light sprot
category airplane single engine land, the pilot
would be required to take the practical test under
this proposal.
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rulemakings progress. The FAA notes
that it is retaining §§ 61.321(a) and (c)
and 61.419(a) and (c); therefore, these
pilots must complete the required
training and obtain an authorized
instructor recommendation before
evaluation by an examiner authorized
by the FAA.
11. Aviation Training Device or Flight
Simulation Training Device Credit,
Removal of Certain Light-Sport Aircraft
References, and Other Amendments
The FAA proposes two additional
amendments to support modernization
of the sport pilot regulations. Currently,
the FAA does not permit the use of
FSTDs or ATDs to meet sport pilot
experience requirements for a certificate
or rating. First, the FAA proposes to
permit sport pilot applicants to use a
qualified FSTD or a FAA-approved ATD
(basic or advanced) to meet some of the
experience requirements for a sport
pilot certificate through the proposed
§ 61.313(b). Specifically, the FAA would
permit sport pilots to use up to 2.5
hours of training credit in an FSTD and
ATD representing the appropriate
category and class of aircraft to meet the
experience requirements of part 61. The
FAA notes that the time in an FSTD or
an ATD may be combined to meet the
2.5 hours of training, but the proposed
regulation does not permit 2.5 hours in
each device independently to count
towards the experience requirements.78
The FSTD and ATD credit allowance
proposal is consistent with the FAA’s
long-standing regulations throughout
part 61 that allow simulation credit
under certain circumstances.
Furthermore, for those part 61 flight
schools or those flight school operators
who possess a part 141 air agency
certificate, this proposal provides
training device credit for pilots pursuing
an initial pilot certificate or rating. In
support, the FAA reasons that
permitting the use of FAA evaluated,
qualified, and approved FSTDs and
ATDs allows students to conduct
procedural tasks of various maneuvers
in advance of doing those same tasks in
an aircraft, thereby reducing the risk of
making mistakes during the flight
portion of the training and when
practicing emergency procedures.
Allowing pilot time credit in an FSTD
and ATD reduces risk for those students
or pilots in training, who then will
accomplish those same tasks or
maneuvers in an aircraft. Moreover,
conducting training in FSTDs and ATDs
78 For example, a person may complete 1 hour of
training in an FSTD and 1.5 hours in an ATD to
meet the 2.5 hours comprehensively. However, a
person may not count 2.5 hours in an FSTD and 2.5
hours in an ATD.
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reduces cost, teaches safe operational
procedures in advance of flight
operations, permits practicing
emergency procedures without undue
risk, and ultimately reduces risk during
pilot training.
Second, the FAA proposes
conforming amendments to remove
reference to light-sport aircraft in
§§ 61.45, 61.313, and 61.325. The
removal of the reference to light-sport
aircraft in subpart J is consistent with
the FAA’s proposal to remove the
definition for these aircraft in § 1.1.
Where appropriate, the FAA proposes
that the reference to light-sport aircraft
will be replaced with a reference to
newly proposed § 61.316, which sets
forth the performance limitations for the
aircraft a sport pilot may operate. As
explained in section IV.B.2 of this
preamble, this change in terminology is
accompanied by broadening some of the
limitations that currently exist in the
definition of light-sport aircraft in § 1.1.
Section 61.3 speaks to pilot
certificates, ratings, and authorizations
that are required to operate aircraft in
the United States. Currently, the
privileges provided in § 61.313 are not
codified in § 61.3. The FAA also
proposes a conforming amendment to
§ 61.3 that adds a new paragraph
requiring that a sport pilot exercising
the privileges listed in § 61.313 receives
a qualifying logbook endorsement for
the appropriate category and class
privilege, as applicable. This
clarification to § 61.3 is required
because sport pilots do not obtain a
rating issued on a sport pilot certificate,
but instead they receive an endorsement
in their logbook facilitating the
appropriate category and class
‘‘privilege,’’ as referenced in § 61.317.
Finally, during this rulemaking, the
FAA noted that § 61.305 is improperly
formatted, as it sets forth a paragraph (a)
but no corresponding paragraph (b).
Therefore, the FAA is proposing to
redesignate existing paragraph (a) as
introductory text, existing paragraph
(a)(1) as new paragraph (a), and existing
paragraph (a)(2) as new paragraph (b).
There are no substantive changes
proposed for this section; these are only
formatting corrections.
F. Repairman (Light-Sport) Certificates
Part 65 provides the requirements for
certification of airmen other than flight
crewmembers, including certification of
a repairman (light-sport aircraft) in
subpart E. In addition to meeting the
general eligibility requirements (e.g.,
age, language) set forth by § 65.107(a)(1),
an applicant for a repairman certificate
(light-sport aircraft) must complete
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specified training requirements.79 These
specific training requirements are first
dependent on whether an applicant
seeks an inspection rating or a
maintenance rating (or a combination
thereof).80
For an inspection rating, a person
must complete a 16-hour training course
acceptable to the FAA on inspecting the
particular class of experimental lightsport aircraft for which the person
intends to exercise the privileges of this
rating. For a maintenance rating,
instructional hours are dependent on
the class of aircraft on which the
repairman intends to exercise the
privileges of the certificate and rating.
The specific hours for each class of
aircraft are the minimum required to
demonstrate a person is sufficiently
knowledgeable about the class of aircraft
they perform work on. For example, a
repairman certificate (light-sport
aircraft) with a maintenance rating and
airplane class privileges requires 120
hours of instruction in a training course
pursuant to § 65.107(a)(3)(ii)(A),
whereas a maintenance rating with
weight-shift control aircraft class
privileges requires 104 hours of
instruction pursuant to
§ 65.107(A)(3)(ii)(B).81
The holder of a repairman certificate
(light-sport aircraft) with an inspection
rating is limited to performing the
annual condition inspection on an
aircraft that is owned by the holder, that
has been issued an experimental
certificate for operating light-sport
aircraft under § 21.191 and that is in the
same class of aircraft for which the
holder has completed training. The
holder of a repairman certificate (lightsport aircraft) with a maintenance rating
is limited to performing or inspecting
maintenance on, and approving for
return to service, aircraft issued a
special airworthiness certificate in the
light-sport category under § 21.190,
performing the annual condition
inspection on aircraft that have an
experimental certificate for operating
light-sport aircraft under § 21.191 and
79 As discussed in the 2004 final rule, the FAA
established training requirements for a repairman
(light-sport aircraft) certificate because owners of
these aircraft cannot show that the owner
manufactured the major portion of the aircraft,
unlike a builder of an experimental amateur-built
aircraft, and therefore cannot show that the owner
would have the skill necessary to inspect and
maintain the light-sport aircraft. 69 FR 44848.
80 A person must meet the eligibility requirements
set forth by § 65.107(a)(1) for a repairman certificate
(light sport aircraft) before the person is eligible for
an inspection rating or maintenance rating pursuant
to § 65.107(a)(2)(i) and (3)(i).
81 Section 65.107(a)(3)(ii) also provides training
course instruction hour requirements for powered
parachute class privileges, lighter than air class
privileges, and glider class privileges.
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that is in the same class of aircraft for
which the holder has completed
training.
The repairman certificate identifies
the rating (i.e., inspection or
maintenance) held and the appropriate
privileges/limitations of each rating by
class, which are set forth by § 65.107(b)
through (d), as applicable. For example,
if the applicant meets the eligibility
requirements and has completed the
applicable training for conducting
maintenance on the glider class of lightsport aircraft, the repairman certificate
would list ‘‘Maintenance—glider’’ in the
privileges and limitations section of the
airman certificate. Therefore, that
person could only exercise the
privileges and limitations set forth by
§ 65.107(c) and (d) on the glider class of
aircraft.
Further, under § 65.107(d), a
certificated repairman (light-sport
aircraft) with a maintenance rating is
not permitted to approve for return to
service an aircraft (or any part thereof)
unless that person has previously
performed the work concerned
satisfactorily. If the person has not
previously performed such work, then
the person may show the ability to do
the work by performing it to the
satisfaction of the FAA or under direct
supervision of certain persons.82 These
requirements (i.e., class specific
privileges/limitations and performance
history) provide for a repairman who is
sufficiently experienced and
knowledgeable on the aircraft and the
specific work being performed.
1. Revisions to Terminology (‘‘LightSport Aircraft’’ and ‘‘Class’’)
The FAA is proposing several
amendments to terminology to maintain
clarity with the subsequently discussed
substantive proposals. Currently, the
term ‘‘light-sport aircraft’’ is defined in
§ 1.1; however, because the FAA is
proposing to remove the definition of
‘‘light-sport aircraft’’ from § 1.1, as
discussed in section IV.B.2, the FAA
proposes to remove the term throughout
subpart D of part 65.
First, the FAA proposes to change the
certificate title from ‘‘repairman
certificate (light-sport aircraft)’’ to
‘‘repairman certificate (light-sport).’’
Because future aircraft certificated in
the light-sport category will not
necessarily conform to the current
definition of light-sport aircraft, the
FAA seeks to reduce confusion as to the
designation of current light-sport
82 These persons include an appropriately rated
mechanic, or a certificated repairman, who has
previous experience in the operations concerned, as
provided in § 65.107(d).
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47693
aircraft versus future aircraft with a
special airworthiness certificate in the
light-sport category. Specifically, these
repairman certificates would simply be
issued as a repairman certificate (lightsport) after the implementation of a final
rule.
The FAA notes that, should this
proposal be adopted, repairman
certificates issued before an effective
date specified in the final rule would be
valid without additional training or
reissuance to account for the broader
scope of light-sport category aircraft
characteristics. Preserving the privileges
of repairman certificates issued before
the effective date of the final rule,
despite the expansion of aircraft upon
which the holder of the certificate may
perform work, would not result in a
reduction in safety for several reasons.
The repairman certificate extends
privileges only for the category 83 of
aircraft that a person has received
training and testing on, regardless of
time of issuance. Additionally, the
limitations found in current § 65.107(d)
are retained in this proposal.84 Thus, a
certificated light-sport repairman with a
maintenance rating is, and would
continue to be, restricted from
approving for return to service any
aircraft or part thereof unless the
repairman previously performed the
work satisfactorily, shows the ability to
do the work by performing it to the
satisfaction of the FAA or performs the
work under direct supervision of certain
defined persons. The FAA is not
proposing changes to existing privileges
or limitations of either rating. The FAA
finds the existing requirements, as
discussed, adequately address the
expansion of aircraft that could be
inspected or maintained under the
current repairman certificate.
Second, the FAA proposes to remove
the term ‘‘light-sport aircraft’’ to
indicate the category of aircraft a
repairman is certificated to work on
and, instead, refer only to ‘‘aircraft’’ in
these instances. Rather, the regulations
would directly cross-reference the
appropriate aircraft as provided in part
21 that a repairman (light-sport) could
inspect and maintain. For example,
proposed § 65.109(a) (which would be a
new section as part of a reorganization,
as subsequently discussed) would
provide the privileges of a repairman
certificate (light-sport) with an
83 The term ‘‘category’’ in this instance is used in
the context of airman certification as defined in
§ 1.1. As subsequently discussed, the FAA is
proposing to replace the term ‘‘class’’ as used in
§ 65.107 with ‘‘category.’’
84 As subsequently discussed, current § 65.107(d)
would relocate to new § 65.109(c) under this
proposal.
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inspection rating and would set forth
the type of aircraft a holder may perform
the annual condition inspection on in
proposed § 65.109(a)(2).
Third, the FAA proposes to replace
references to ‘‘class’’ of aircraft with
‘‘category’’ of aircraft in the proposed
amendments to §§ 65.107 and 65.109.85
Section 1.1 sets forth definitions for
category and class. Both terms are
defined, first, as used with respect to the
certification, ratings, privileges, and
limitations of airmen and, second, as
used with respect to the certification of
aircraft. Under § 65.107, the references
to ‘‘class’’ are used in the context of
classes of aircraft certification, not
airmen certification. For example,
§ 65.107(a)(3)(ii) sets forth the training
course hours of instruction required for
airplanes, weight-shift control aircraft,
powered parachutes, lighter than air
aircraft, and gliders, which are labeled
as classes. These aircraft are, in fact,
classes under the definition provided in
§ 1.1 for class as used with respect to
aircraft certification.
The FAA has determined using the
term ‘‘category’’ in the context of airman
certification as defined in § 1.1,86 is
more appropriate because § 65.107
specifically prescribes repairman
certification, ratings, privileges, and
limitations (i.e., airman certification 87).
Therefore, the FAA is proposing to
replace the term ‘‘class’’ in § 65.107
with ‘‘category’’ as follows:
The term ‘‘class’’ as
used in current:
. . . is replaced with
‘‘category’’ as used in
proposed:
§ 65.107(a)(2)(ii) ........
§ 65.107(a)(3)(ii) ........
§ 65.107(b)(3) ............
§ 65.107(c)(3) ............
§ 65.107(c).
§ 65.107(d).
§ 65.109(a)(3).
§ 65.109(b)(3).
Additionally, the existing regulations
in § 65.107(a)(2)(ii) and (a)(3)(ii) include
the term ‘‘particular’’ as a modifier to
‘‘class.’’ The FAA has received
numerous inquiries seeking clarification
as to what is meant by ‘‘particular’’ in
these instances. Given the FAA’s
proposal to replace the term class with
the term category, the FAA finds the
modifier of ‘‘particular’’ as superfluous,
as there is no distinction between a
‘‘particular category’’ and a category.
Accordingly, the FAA proposes to
remove the term ‘‘particular’’ from this
section.
Finally, where existing
§ 65.107(c)(1) 88 uses the term ‘‘approve
and return to service’’ in the context of
repairman certificate privileges, the
FAA is proposing to revise to ‘‘approve
for return to service.’’ Because an
aircraft is not in service until it is flown
or operated, the holder of a repairman
or mechanic certificate cannot ‘‘return’’
the aircraft to service under the
privileges of that certificate as flying an
aircraft is not a privilege bestowed by
any regulation in part 65. The FAA
acknowledged the problem with the
phrasing and its inconsistency with the
language in the part 43 maintenance
regulations in a legal interpretation,89
where the FAA stated that the wording
of the phrase could be improved by
removing the word ‘‘and’’ and replacing
it with ‘‘for.’’ Accordingly, the FAA is
proposing to revise the language in
§§ 65.81(a), 65.85(a) and (b), and
65.87(a) and (b), and proposed
§ 65.109(b) (currently housed in
§ 65.107(c)(1); the relocation of this
regulation is subsequently explained) to
more accurately capture the intended
privileges of the certificate.
Additionally, the FAA proposes to
revise certain gender references within
those regulations.
2. Light-Sport Repairman Training
Courses
As previously discussed, a person
must meet certain eligibility
requirements set forth by § 65.107 to
obtain a repairman (light-sport aircraft)
certificate. Specifically, § 65.107 sets
forth a table establishing the general
applicability requirements, as well as
the specific requirements to obtain an
inspection rating and a maintenance
rating. After two decades of
implementation and receiving
stakeholder feedback, the FAA
recognizes that the section is difficult to
navigate. Therefore, the FAA proposes
to reorganize the table into paragraphs,
which the FAA believes will improve
readability and understanding of the
requirements.
Specifically, proposed § 65.107 would
set forth only the eligibility and training
course requirements, while new
proposed § 65.109 would set forth the
privileges and limitations. Within
§ 65.107, proposed paragraph (a) would
provide the ratings that may be issued
on a repairman certificate (lightsport); 90 proposed paragraph (b) would
set forth the general requirements for a
repairman certificate (light-sport);
proposed paragraph (c) would set forth
the training course requirement for an
inspection rating; proposed paragraph
(d) would set forth the training course
requirement for a maintenance rating,
and proposed paragraph (e) would set
forth certain parameters that training
course providers are expected to meet.
Within new § 65.109, proposed
paragraph (a) would set forth the
privileges and limitations of an
inspection rating, proposed paragraph
(b) would set forth the privileges and
limitations of a maintenance rating, and
proposed paragraph (c) would set forth
additional limitations for repairman
certificate (light-sport). Table 2 is
provided for clarity.
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TABLE 2
Reorganized in
proposed:
Current regulation:
Contains the requirements for:
§ 65.107(a)(2) and (3) ..............................................................
N/A ...........................................................................................
Ratings ....................................................................................
General eligibility requirements, including a requirement for
a test.
Inspection rating training requirements ...................................
Maintenance rating training requirements ..............................
Training course providers .......................................................
Inspection rating privileges and limitations .............................
§ 65.107(a)(2) ...........................................................................
§ 65.107(a)(3) ...........................................................................
new ...........................................................................................
§ 65.107(b) ...............................................................................
85 As subsequently discussed, the FAA proposes
to bifurcate § 65.107 into two sections; therefore,
proposed § 65.109 is a new section, but contains
largely the same information as set forth in current
§ 65.107(b) through (d).
86 Section 1.1 defines category, as used with
respect to the certification, ratings, privileges, and
limitations of airmen, as a broad classification of
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aircraft. Examples include: airplane; rotorcraft;
glider; and lighter-than-air.
87 The FAA notes that part 65 designation of
category and class aligns with the aircraft category
and classes as specified in § 61.5(b)(1).
88 As subsequently discussed, current § 65.107(c)
would relocate to new § 65.109(b) under this
proposal.
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§ 65.107(a)
91 § 65.107(b)
§ 65.107(c)
§ 65.107(d)
§ 65.107(e)
§ 65.109(a)
89 Legal Interpretation to Wayne A. Forshey (July
9, 2010).
90 This paragraph is new to explicitly state the
ratings that the FAA may issue on a repairman
(light-sport) certificate. Current § 65.107 only
implies that the FAA may issue these ratings.
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TABLE 2—Continued
Contains the requirements for:
§ 65.107(c) ...............................................................................
§ 65.107(d) ...............................................................................
Maintenance rating privileges and limitations .........................
Additional limitations for repairman (light-sport) certificate
holders.
3. Training Course Content for
Maintenance Rating & Incorporation by
Reference (1 CFR Part 51)
As discussed, current § 65.107 sets
out the training requirements for a
repairman certificate (light-sport
aircraft) for maintenance and inspection
ratings. Currently, the requirements set
forth training course instruction hours
for these ratings (i.e., a 16-hour training
course under § 65.107(a)(2) for an
inspection rating and/or varied hours of
instruction under § 65.107(a)(3) for a
maintenance rating, which as noted
depend on the aircraft class for the
privileges sought). In the 2004 final rule,
the FAA declined to align the
curriculum content for a repairman
certificate (light-sport aircraft) with a
maintenance rating with the training
and curriculum subjects for
maintenance in part 147 (aviation
maintenance technician schools), which
were located in then-appendices B, C,
and D, because many of the technical
subjects set forth at that time were not
relevant to light-sport aircraft.92
Therefore, the FAA implemented varied
training hour requirements dependent
on the class of aircraft after finding that
differing training hours were required to
address distinct knowledge elements
between classes.93 The FAA no longer
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Reorganized in
proposed:
Current regulation:
91 The FAA notes a minor change in the proposed
regulatory text pertaining to the eligibility
requirement to read, speak, write, and understand
English for a repairman certificate (light-sport).
Currently, § 65.107(a)(1)(ii) states that if a person is
prevented from reading, speaking, writing, or
understanding English due to a medical reason, the
FAA may place a limitation on the repairman
certificate, as necessary, to ensure safe performance
of the actions authorized by the certificate and
rating. However, in practice, the FAA issues an
exemption to the repairman applicant in
conjunction with the application (on FAA Form
8610–3) and temporary airman certificate (FAA
Form 8060–4). The temporary certificate (and
subsequent permanent certificate) would then list
the conditions and limitations from the requirement
to read, speak, write, and/or understand English (as
applicable) as granted under the part 11 exemption.
This practice is in alignment with the treatment of
all other persons certificated under part 65 who
have an identified obstacle to meeting the English
requirements. Therefore, the FAA is removing the
limitation direction as superfluous in proposed
§ 65.107(b)(2).
92 69 FR 44849.
93 Id. Distinct knowledge elements between
classes could include part 39 and part 43
requirements; type-certificated engines, floats, and
composite structures; and two- and four-cycle
engines and electrical systems.
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believes this is the best approach for
maintenance training courses for
repairman (light-sport) and proposes the
revisions described in this section,
which would require repairman to have
the appropriate knowledge and skills to
maintain light-sport category aircraft
and subsequently demonstrate the
requisite skill to determine whether the
aircraft is in a condition for safe
operations. The FAA does not propose
changes, however, to the inspection
training course requirements.
Since the 2004 final rule, the FAA has
published the Aviation Mechanic
General, Airframe, and Powerplant ACS
(Mechanic ACS). The Mechanic ACS is
required as the training curriculum for
aviation maintenance technician
schools certificated under part 147 94
and as the testing standard (as of the
implementation date of August 1, 2023)
for all mechanic certificates issued
under part 65.95 An ACS is a
comprehensive presentation that
integrates standards for what an
applicant must know, consider, and do
to demonstrate proficiency to pass the
tests required for the issuance of a
certificate or rating. The Mechanic ACS
includes high-level subjects (e.g.,
Fundamentals of Electricity and
Electronics, Flight Controls, Engine
Inspection), which are broken down
into components that include
knowledge, risk management, and skill
elements relevant to that subject.
Notwithstanding that a repairman is
limited in the scope of their privileges
to performing maintenance and
inspection on light-sport category
aircraft, former light-sport category
aircraft and light-sport kit-built aircraft,
as well as being limited to the aircraft
category on which they have received
the requisite training, a repairman
nevertheless performs the same type of
work as a mechanic. As such, it is
reasonable to expect a repairman to
demonstrate similar knowledge and
skills as mechanics (limited in scope
applicable to the aircraft category they
will work on). The FAA proposes that
the Mechanic ACS would most
efficiently and effectively set forth the
important knowledge and skill elements
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95 14
CFR 147.17.
CFR 65.75(a) and 65.79(b).
Frm 00047
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§ 65.109(b)
§ 65.109(c)
that should be included in a training
course for a maintenance rating on a
repairman certificate (light-sport). In
other words, using the Mechanic ACS as
a standard for repairman training, but
limited in scope as appropriate to the
category of aircraft for which the
repairman intends to exercise the
privileges of the certificate, provides a
flexible and performance-based
standard for repairman training.
For these reasons, the FAA is
proposing to replace the currently
specified aircraft class and training hour
requirements for a maintenance rating
with a performance-based standard for
repairman (light-sport) training that will
support existing and future categories of
aircraft. As such, the FAA is proposing
to require training courses to, at a
minimum, include the knowledge, risk
management, and skill elements for
each subject contained in the Mechanic
ACS, as appropriate to the category of
aircraft being taught. Additionally, the
FAA is removing the hours requirement
for a maintenance rating training course
in each category of aircraft. Similar to
the training curriculum for part 147
certificated aviation maintenance
technician schools, the Mechanic ACS
provides a comprehensive set of
standards such that allows a training
course provider to offer a training
timeline that is best suited to that
particular training course and that
category of aircraft, while requiring that
the applicant receives training on all
important subject areas to maintain
safety.96 Therefore, proposed
§ 65.107(d) requires a person seeking a
maintenance rating to complete a
training course accepted by the
Administrator that includes the
knowledge, risk management, and skill
elements for each subject contained in
the Mechanic ACS appropriate to the
category of aircraft for which the person
intends to exercise the privileges of the
96 The FAA believes the hours of training
maintenance rating course providers are required to
design their courses to under the existing
regulations would be similar to the hours training
course providers would include in new/revised
courses meeting the proposal because those courses
should already be teaching students the required
information on how to maintain their class of
aircraft. However, the level of detail offered by each
course provider could add or remove hours from
the course.
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rating (in addition to meeting the
general eligibility requirements in
proposed § 65.107(a), which are largely
unchanged from the current
requirements of § 65.107(a)(1)).97
In 2022, the Mechanic ACS was
incorporated by reference 98 into part 65
as the testing standard for issuance of a
mechanic certificate under part 65,
subpart D.99 As a result of the proposal
to use the Mechanic ACS as a standard
under proposed § 65.107(d), the FAA
proposes to amend § 65.23(a)(2) to add
§ 65.107 in the referenced regulations
for which the incorporation by reference
of the Mechanic ACS applies. In
accordance with 5 U.S.C. 552(a) and 1
CFR part 51,100 the FAA makes the
Mechanic ACS reasonably available to
interested parties by providing free
online public access to view on the FAA
ACS website at: faa.gov/training_
testing/testing/acs. Additionally, the
Mechanic ACS is available for
download, free of charge, at the
provided web address.
The FAA notes that it is not proposing
any revisions to the current training
course content for an inspection rating.
Applicants for a repairman certificate
(light-sport) with an inspection rating
must complete a 16-hour training course
acceptable to the FAA on inspecting the
particular class of aircraft for which the
applicant intends to exercise the
privileges of the inspection rating
pursuant to current § 65.107(a)(2)(ii),
which is proposed § 65.107(c) in the
reorganization. As discussed in the
original implementation of the
inspection rating training course, the 16hour course is designed to train an
individual owner with no background
97 The changes to § 65.107(a) are described in
section V.F.2.
98 Incorporation by reference is a mechanism that
allows Federal agencies to comply with the
requirements of the Administrative Procedure Act
(APA) to publish rules in the Federal Register and
the Code of Federal Regulations by referring to
material published elsewhere. Material that is
incorporated by reference has the same legal status
as if it were published in full in the Federal
Register. Because 5 U.S.C. 552(a) requires the
Director of the Federal Register to approve material
to be incorporated by reference, incorporation by
reference is governed by the Office of the Federal
Register and as promulgated in its regulations: 1
CFR part 51. Specifically, 1 CFR part 51 provides
certain requirements that a regulatory incorporation
by reference must contain.
99 Aviation Maintenance Technician Schools,
Interim Final Rule, 87 FR 31391 (May 24, 2022).
100 Section 552(a) of title 5, United States Code,
requires that matter incorporated by reference be
‘‘reasonably available’’ as a condition of its
eligibility. Further, 1 CFR 51.5(b)(2) requires that
agencies seeking to incorporate material by
reference discuss in the preamble of the final rule,
the ways that the material it incorporates by
reference are reasonably available to interested
parties, and how interested parties can obtain the
material.
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in aviation maintenance or inspection to
perform a satisfactory annual condition
inspection on their experimental lightsport aircraft and, based on that
inspection, make a determination if that
aircraft is safe to fly. Given this limited
scope of privileges of the inspection
rating (i.e., annual condition inspections
only) compared to the broad scope of
privileges of a maintenance rating (i.e.,
all inspections and maintenance), the
FAA is not proposing any changes to
this requirement relative to training
course content.
As a result of the proposed change to
training course standards for the
maintenance rating, existing course
providers would need to review their
existing training courses to determine if
those courses include the appropriate
knowledge, risk management, and skill
elements from the Mechanic ACS. If
revision is necessary, the course
provider would have to submit the
revised course to the FAA for
acceptance. To allow for a transition
period between the current and
proposed training standards, the FAA
would delay the compliance
requirement for having a training course
containing the knowledge, risk
management, and skill elements of the
Mechanic ACS. The FAA will allow for
a 6-month compliance timeframe, as
evidenced in proposed § 65.107(d)(1).
During that time period, both an hoursbased training course (developed under
current regulations) or an ACS-based
training course (developed under the
proposed regulations) may be accepted
by the FAA for issuance of the
maintenance rating on a repairman
certificate (light-sport). However, an
applicant for a repairman certificate
(light-sport) with a maintenance rating
who seeks privileges for one of the new
categories of aircraft (i.e., rotorcraft or
powered-lift), would only be eligible for
the certificate if the training was an
ACS-based training course, since hoursbased training courses developed under
current regulations do not address these
aircraft categories.
The FAA notes that the agency will
continue its current practice of
accepting these training courses,
providing an acceptance letter to the
course provider, and maintaining a webbased computer database record on all
accepted training providers available to
both industry and FAA personnel.101
However, the FAA currently issues
course acceptance with a 24-month
expiration. Current practice mandates
that the FAA will notify a training
course provider 60 days before the end
of the acceptance period, at which time
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Order 8000.84B.
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the training provider must reapply for
continuing authority to provide the
training. Because these training courses
will now be aligned with the ACS, the
FAA does not see a need to limit the
course acceptance timeframe for lightsport repairman inspection or
maintenance rating training courses to
reexamine a training course provider’s
training course content. Therefore, a
training course that is found acceptable
to the FAA will no longer require a 24month re-application process and will
continue to be acceptable, until such
time as it is found to be not acceptable
(see section IV.F.5 for further discussion
on acceptability).
4. Training Course Exams
In 2004, the NTSB commented on the
FAA’s proposal pertaining to the
training required of repairman (lightsport aircraft) applicants and suggested
that the FAA implement a testing
requirement.102 Currently, training
providers issue a written exam to
students, successful completion of
which is measured at 80%. However,
neither the examination nor the 80%
passing standard are codified within the
regulation. In alignment with the NTSB,
the FAA continues to believe that a test
is an important step within the airman
certification process; specifically, the
written exam serves as a benchmark to
determine if an applicant possesses the
appropriate knowledge to obtain the
privileges of a repairman certificate. In
other words, the FAA finds that a
written test establishes the requisite
level of safety required of a certificated
repairman today. As such, the FAA is
proposing to add a requirement in
proposed § 65.107(b), which is the new
section for the general eligibility
requirements, to require an applicant for
an inspection or maintenance rating to
pass a written exam administered by the
training course provider that covers the
content of the training course. Rather
than memorializing an 80% pass rate as
dictated by FAA policy, the minimum
passing grade requirement (70 percent)
that applies to all part 65 tests in
§ 65.17(b) would apply to § 65.107(b).
5. Basis for Training Course Acceptance
Pursuant to § 65.107(a)(2)(ii) and
(a)(3)(iii), a training course must be
acceptable to the FAA. When the FAA
implemented these training courses, the
2004 final rule indicated that the FAA
would look at five areas in the
determination of acceptability. These
102 69 FR 44848. As discussed in the 2004 final
rule, the FAA stated that a training course should
contain a written test that the applicant should pass
with a minimum score of 80%.
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areas included: passing grade,
adherence to training guidance in FAA
advisory material, the provider’s
training course outline, and the final
written test. Additionally, the FAA
referenced the appendices, curriculum
subjects, and level 3 training standard,
as defined in part 147 at that time.103
The FAA developed guidance materials
that direct a prospective training course
provider to submit specified
information such as information
regarding the provider, the course
outline, a description of training aids
used in the course, handbooks, sample
certificates of completion, course tests,
a description of the instructors
qualifications, a schedule of where and
when training will be provided, and a
description of the facilities if the course
is provided at a fixed location. However,
these desired components are not
situated in the regulations.
The FAA believes it is crucial to set
minimum standards for training course
providers to provide quality training for
those persons seeking a repairman
certificate (light-sport) with associated
ratings. FAA Advisory Circular 65–32A
provides guidance to stakeholders on
the acceptability of a training course,
among other topics related to the
certification of repairman (light-sport
aircraft). The FAA proposes to codify
provisions in AC 65–32A to add a
requirement in new § 65.107(e) that
requires the training course provider to
deliver the course (1) using facilities,
equipment, and materials appropriate to
the training course content being taught
and (2) by instructors who are
appropriately qualified to teach the
course content. The FAA interprets
‘‘appropriate’’ facilities, equipment, and
materials to mean those elements are
sufficiently suited to instruct in the
curriculum the training course
offered.104 Similarly, the FAA interprets
‘‘appropriately qualified’’ to mean an
instructor is demonstrably qualified to
teach the course content. This
demonstration may include educational
credentials, certifications, or practical
experience that aligns with the subject
matter that the instructor teaches.
For either an inspection or
maintenance rating, the training course
103 69
FR 44849.
illustrate, if the training course includes a
skill requirement that an applicant must perform on
a specific piece of equipment (as listed in the
Mechanic ACS), the course provider must have that
piece of equipment (e.g., where the course requires
a student to be able to perform a skill requirement
to service a battery, the course provider must have
an aircraft battery in a condition that will allow a
student to demonstrate the appropriate servicing
requirements to be considered to have equipment
appropriate to the training course content being
sought).
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104 To
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which must be completed to obtain a
repairman certificate (light-sport) must
be found acceptable to the FAA,
including evaluation of these elements.
Because the FAA uses these training
courses as the basis for issuance of a
repairman certificate, the FAA has
determined each course must be
reviewed and accepted by the FAA to
facilitate issuance of repairman
certificates by individual aviation safety
inspectors. AC 65–32A provides
information on how to submit training
course materials to the FAA for
acceptance. The FAA maintains a list of
accepted courses that it makes available
to the public. FAA personnel who issue
repairman certificates use this this list
to verify an applicant for a repairman
certificate (light-sport aircraft) has
attended a training course found
acceptable to the FAA.
Additionally, while one eligibility
element for a repairman certificate
(light-sport) is that a person complete a
training course, the current regulatory
text lacks the explicit steps between
completing the training and receiving
the certificate. Therefore, the FAA
proposes two clarifying amendments.
First, proposed § 65.107(c) and (d),
which set forth the eligibility
requirements, would require an
applicant to successfully complete a
training program and demonstrate
completion of the training program.
This demonstration is most logically
done through a certificate of completion
issued by the training provider.105
Therefore, the FAA proposes to require
in § 61.107(e) that training course
providers issue each student a
certificate of completion after the
student has completed the training and
passed the test. This documentation will
ensure that an applicant has the means
to demonstrate to the FAA that they
have met the requirements for the
certificate or rating. The training
provider would be required to issue a
certificate of completion that includes,
at least, the name of the training
provider, the FAA course acceptance
number, the rating applicable to the
training course (i.e., inspection rating or
maintenance rating), the category of
aircraft the training was based on, and
the date of completion of the training.
On November 28, 2017, the FAA
published Notice N8900.444, ‘‘Meaning
105 The FAA notes that the regulatory text would
not limit acceptable demonstration of completion to
only a certificate of completion. While the FAA
prefers an applicant to present a certificate of
completion to demonstrate completion of the
training program, the FAA intends to permit
flexibility by accepting other documentary evidence
without having to seek an exemption (e.g., in a case
where a person has lost their certificate).
PO 00000
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47697
of the Terms ‘Acceptable to’ and
‘Accepted by’ for Use by Aviation Safety
Inspectors,’’ to explain how each of the
terms are used, which has since been
incorporated into FAA Order 8900.1.106
Where the term ‘‘accepted by the FAA’’
is used, it means the item at issue must
be submitted to the FAA for review and
acceptance before use. Where the term
‘‘acceptable to the FAA’’ is used, it
means the item is not normally privy to
the FAA’s active review and acceptance
before its use, although the FAA will
exercise its oversight responsibilities.
While the current regulation requires
the training course to be ‘‘acceptable to’’
the FAA, the FAA finds that in practice
these training courses are instead
‘‘accepted by’’ the FAA through the
previously discussed process. As such,
the FAA proposes to change the term
‘‘acceptable to’’ to ‘‘accepted by’’ in
proposed § 65.107(c) for inspection
rating training courses and § 65.107(d)
for maintenance rating training courses.
The FAA notes that should a training
course change, it would no longer be
considered to be accepted by the FAA
and, therefore, the training course
provider would be required to resubmit
the training course for acceptance by the
FAA.
6. Repairman Certificate (Light-Sport)
for Rotorcraft
Under current regulations the FAA
may issue a repairman certificate (lightsport aircraft) with an inspection rating
for aircraft in the gyroplane class;
however, the FAA does not currently
issue a maintenance rating applicable to
gyroplanes. In the 2004 final rule,
gyroplanes were included in the lightsport aircraft definition to permit a sport
pilot to fly the small gyroplanes that
were then available on the market. At
the time, the FAA did not intend to
certificate gyroplanes under § 21.190.107
Because the primary purpose of the
maintenance rating is to perform
maintenance on aircraft certificated in
accordance with § 21.190, the FAA
concluded it would be unnecessary to
issue a maintenance rating with
gyroplane privileges. As a result, there
are no gyroplane training course
instruction hours requirements in
§ 65.107(a)(3)(ii). In effect, this means
that, currently, it is not possible to
attain a maintenance rating with
gyroplane class privileges on a
repairman certificate (light-sport
aircraft). The FAA currently only issues
the inspection rating with a gyroplane
privilege/limitation, specific to aircraft
106 FAA Order 8900.1, Volume 3, Chapter 1,
Section 1.
107 69 FR 44799.
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already be issued, and helicopter). The
FAA has determined existing holders of
a gyroplane inspection rating would
already have the knowledge and skills
for performing the annual condition
inspection on aircraft in the rotorcraft
category due to the aforementioned
similarities and limited scope of
privileges with the inspection rating.
The FAA notes that current holders of
a repairman certificate (light-sport
aircraft) with an inspection rating with
gyroplane class privileges would not
need to be reissued a certificate.
However, if the airman requested either
a replacement certificate, or additional
aircraft category privileges for the same
certificate, the FAA would amend the
‘‘gyroplane’’ class privilege to a
‘‘rotorcraft’’ category privilege at the
time the permanent certificate is issued.
owned by the applicant/holder of the
repairman (light-sport aircraft)
certificate.
The proposals in this rulemaking to
expand aircraft certificated under
§ 21.190 to rotorcraft and powered-lift
would facilitate the possibility to obtain
a light-sport repairman certificate in the
rotorcraft category and powered-lift
category, which are not currently
available pursuant to the existing
definition of light-sport aircraft in § 1.1.
Under this proposal, the new rotorcraft
category encompasses both gyroplanes
and helicopters. Because the FAA
proposes to expand the aircraft
certification parameters for a light-sport
category aircraft, the FAA recognizes
that both the gyroplane and helicopter
would be able to enter the light-sport
market in greater numbers,108 and there
would be a corresponding demand for
the ability to safely maintain and
inspect these aircraft. Therefore, the
FAA proposes to permit the issuance of
maintenance ratings to the rotorcraft
category (i.e., gyroplane and helicopter
classes).
The FAA has determined that a
rotorcraft category training course is
sufficient, rather than establishing
mutually exclusive helicopter and
gyroplane courses. From a maintenance
perspective, there is not a substantial
difference in systems on gyroplanes and
helicopters. For example, both
gyroplanes and helicopters utilize an
aircraft engine and main rotor system
which, from a maintenance perspective,
are of similar design and operation.
Although there are other differences in
operation and in design, such as use of
a tail rotor or propeller, the FAA
believes these differences can be
covered in a single training course that
includes both types of aircraft.
Additionally, because these training
courses require FAA acceptance, the
FAA would verify in its review process
that the training includes the classspecific differences within the rotorcraft
category. Therefore, all persons seeking
repairman certificates (light-sport) with
a maintenance rating for rotorcraft
category privileges (i.e., gyroplane or
helicopter) would be trained on both
classes within the category.
Additionally, given the proposed
change, as subsequently discussed, to
differentiate between categories of lightsport category aircraft, the FAA
proposes to permit the issuance of
inspection ratings to the rotorcraft
category (i.e., gyroplane, which could
Existing § 65.107(b)(2) establishes the
privileges for repairman certificates
(light-sport aircraft) with an inspection
rating. Specifically, under
§ 65.107(b)(2), a person may perform the
annual condition inspection if the
aircraft has been issued an experimental
certificate under § 21.191(i), with
certain conditions.109 Should this
proposal be adopted as a final rule, the
FAA finds that the language in
§ 65.107(b)(2) could result in a situation
where an individual was issued a
repairman certificate (light-sport
aircraft) with an inspection rating
specific for a former light-sport category
aircraft (experimental purpose under
proposed § 21.191(i)), and the aircraft
could later be re-certificated as a lightsport category aircraft (special
airworthiness certificate under
§ 21.190). In this scenario, if the aircraft
was later re-certificated in accordance
with § 21.190, that repairman’s
certificate, which states the aircraft Nnumber and serial number could allow
the repairman to continue to conduct
the annual condition inspection on that
aircraft. The FAA did not intend to
allow for repairman with an inspection
rating to conduct an annual condition
inspection on aircraft certificated under
§ 21.190.
Therefore, the FAA proposes to
remove the phrase ‘‘been issued’’ to
clarify that to perform the annual
condition inspection on an aircraft it
must currently have an experimental
certificate for the certain operating
purposes, as set forth in § 65.109(a)(2)
108 Refer to preamble section IV.C. for discussion
on the expansion of eligibility requirements
(proposed § 22.100) providing for the certification
of additional classes of aircraft.
109 The aircraft must also be owned by the holder
and must be in the same class of light-sport aircraft
for which the holder completed the requisite
training.
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(pursuant to the proposed
reorganization of §§ 65.107 and 65.109,
as previously discussed). This change
would require that to exercise the
privileges of the repairman certificate
(light-sport) inspection rating, the
aircraft must have the appropriate
experimental certificate.
8. Duration of Repairman Certificates
Section 65.15 prescribes the duration
of effectivity of certificates issued under
part 65. Specifically, pursuant to
§ 65.15(a), a certificate or rating under
part 65 is effective until surrendered,
suspended, or revoked, but excludes
repairman certificates from these
duration parameters. Section 65.15(b)
provides the duration for repairman
certificates, which includes those issued
in accordance with §§ 65.101, 65.104,
and 65.107. Those certificates are
effective, unless sooner surrendered,
suspended, or revoked, until the holder
is relieved from the duties for which the
holder was employed and certificated.
Employment is a requirement specific
to repairman certificates issued in
accordance with § 65.101. Specifically,
§ 65.101(a) requires an applicant be
employed for a specific job, and
§ 65.103(a) limits a repairman to
conducting work only in connection
with duties for the certificate holder by
whom the repairman was employed and
recommended. Different durations
apply to certificates issued under
§ 65.104, repairman certificates
(experimental aircraft builder), and
under § 65.107, repairman certificates
(light-sport aircraft). Section 65.101(b)
excepts those certificates from the
general eligibility requirements of
§ 65.101, which includes the
employment requirement. In other
words, there is no employment
requirement for those certificates.
Therefore, § 65.15(b) cannot be applied
with respect to the aforementioned
repairman certificates because
eligibility, privileges, and limitations of
these two types of repairman certificate
do not have any association with an
employer.
The FAA proposes to revise § 65.15(a)
and (b) to distinguish the effective
period of repairman certificates issued
under § 65.101 from that of certificates
issued under §§ 65.104 and 65.107.
Specifically, proposed § 65.15(a) would
except only those repairman certificates
issued in accordance with § 65.101 from
the stated duration. In other words,
repairman certificates issued in
accordance with §§ 65.104 and 65.107
would be effective until the certificate is
surrendered, suspended, or revoked.
Additionally, § 65.15(b) would specify
the duration of repairman certificates
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issued in accordance with § 65.101 to be
the effective until the repairman is
relieved from the duties for which the
repairman was employed and
certificated (unless the certificate is
sooner surrendered, suspended, or
revoked).
The FAA also proposes to remove the
reference to March 31, 2013, in § 65.15.
That date referenced a compliance date
that has since passed and, as such, is no
longer necessary. In July 2003, the FAA
discontinued issuing paper airman
certificates and began issuing
counterfeit-resistant plastic permanent
airman certificates. In 2008, the FAA
issued a final rule that restricted airmen
other than flight crewmembers
(regulated under 14 CFR part 65) from
exercising the privileges of a paper
certificate five years from the effective
date of the final rule.110 After the fiveyear period (i.e., March 31, 2013), only
an FAA-issued plastic airmen certificate
could be used to exercise these
privileges. Since March 31, 2013, has
passed, the FAA is removing this grace
period from the regulations as
superfluous. Therefore, except for
temporary certificates issued under
§ 65.13, the holder of a paper certificate
issued under part 65 may not exercise
the privileges of that certificate.
Removing the March 31, 2013, date from
the regulation simplifies the regulation
and removes a date that no longer has
significance; in other words, this is a
non-substantive revision in nature with
no practical repercussions.
9. Repairman Certificate: Privileges and
Limitations
Section 65.103 provides the privileges
and limitations for a repairman
certificate issued under § 65.101.
Currently, § 65.103(c) excepts holders of
a repairman certificate (light-sport
aircraft) from this requirement while
that repairman is performing work
under that certificate. Section 65.103(a)
provides certificate privileges
appropriate to the job for which the
repairman was employed and
certificated, limiting that repairman to
duties only in connection with the
certificate holder who employed and
recommended the repairman. Section
65.103(b) further limits the repairman to
only performing or supervising duties
for which the repairman understands
the current instructions of the certificate
holder by whom the repairman is
employed. This language indicates that
paragraphs (a) and (b) are only
applicable to repairman certificates
issued in accordance with § 65.101,
110 Drug Enforcement Assistance, Final Rule, 73
FR 10662, (Feb. 28, 2008).
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which is the only repairman certificate
type that has requirements relating to
employment.111 However, the FAA
notes that § 65.103 also does not apply
to a repairman certificate issued in
accordance with § 65.104 (experimental
aircraft builder repairman).
Accordingly, the FAA is proposing to
amend § 65.103(c) to state that § 65.103
does not apply to the holder of a
repairman certificate issued in
accordance with either § 65.104
(experimental aircraft builder) or
§ 65.107 (light-sport).
G. Maintenance
Currently, light-sport aircraft are
subject to the maintenance requirements
of § 91.327. This rule would revise the
maintenance requirements for lightsport category aircraft in § 91.327
regarding safety directives and major
and minor repairs and alterations, as
described in the subsequently discussed
proposals. Additionally, the FAA is
proposing conforming changes to
§§ 91.417, 65.85, and 65.87.
1. Safety Directives
Section 91.327(b)(4) states no person
may operate an aircraft that has a
special airworthiness certificate in the
light-sport category unless the owner or
operator complies with each safety
directive applicable to the aircraft that
corrects an existing safety-of-flight
condition. The FAA considers that a
separate regulatory requirement to
comply with safety directives issued by
the aircraft manufacturer is
unnecessary, therefore the FAA
proposes to remove this requirement.
The FAA expects that manufacturers
would still issue safety directives when
necessary to correct a safety-of-flight
condition because the applicable FAAaccepted consensus standards would
continue to direct the aircraft
manufacturer to issue safety directives
to correct safety-of-flight conditions.
Additionally, § 91.7 prohibits any
person from operating a civil aircraft
unless it is in an airworthy condition.112
The FAA considers that where a
manufacturer has issued a safety
directive to correct a safety-of-flight
condition, the condition would need to
be corrected before the aircraft could be
considered in airworthy condition.
Similarly, if there is a safety-of-flight
§ 65.101(a)(2).
example, see F3198–18—Standard
Specification for Light Sport Aircraft
Manufacturer’s Continued Operational Safety (COS)
Program and F2483–18e1 Standard Practice for
Maintenance and the Development of Maintenance
Manuals for Light Sport Aircraft and F2483–18e1—
Standard Practice for Maintenance and the
Development of Maintenance Manuals for Light
Sport Aircraft.
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112 For
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47699
condition that has not been corrected,
the aircraft cannot pass its annual
condition inspection required by
§ 91.327(b)(2).
Because this proposal removes
§ 91.327(b)(4) requiring compliance
with safety directives, the FAA is
proposing to remove the corresponding
record keeping requirement for safety
directives in § 91.417(a)(2)(v). Current
§ 91.417 specifies the records that must
be kept by each registered owner or
operator of an aircraft. Specifically,
§ 91.417(a)(2)(v) requires that records
contain the current status of applicable
safety directives, including, for each, the
method of compliance, the safety
directive number and revision date. If
the safety directive involves recurring
action, the record must also state the
time and date when the next action is
required. The safety directive record
keeping requirement in § 91.417(a)(2)(v)
exists because § 91.327(b)(4) currently
requires owners and operators to
comply with safety directives.
Therefore, the FAA proposes to remove
the record-keeping requirement to
maintain records of safety directives.
The FAA considers that a regulatory
requirement under § 91.417 to
document safety directives is
unnecessary because maintenance
performed on aircraft under § 43.9 or
§ 43.11 would still have record-keeping
requirements.
2. Minor Repairs and Minor Alterations
Section 91.327(b)(5) currently
requires that each alteration
accomplished after the aircraft’s date of
manufacture meets the applicable and
current consensus standard and has
been authorized by either the
manufacturer or a person acceptable to
the FAA.113
The FAA has determined that the
language in § 91.327(b)(5) does not
allow for a certificated repairman (lightsport), an appropriately-rated mechanic,
or an appropriately-rated part 145
certificated repair station to perform
113 69 FR 44854. As discussed in the 2004 final
rule, the FAA stated, for the purpose of § 91.327,
‘‘a person acceptable to the FAA’’ includes: (1) the
manufacturer that issued the statement of
compliance, (2) any person who has assumed, and
is properly exercising, the original manufacturer’s
responsibility for carrying out the continued
airworthiness procedures described in the
consensus standard, (3) The holder of an FAAapproved technical standard order (TSO)
authorization, parts manufacturer approval (PMA),
type certificate (TC), or supplemental type
certificate (STC) for a product or part installed on
the aircraft, and (4) Any person authorized by the
manufacturer to produce modification or
replacement parts in accordance with the
applicable consensus standard addressing
‘‘qualification of third-party modification or
replacement parts.’’
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minor alterations as otherwise permitted
in § 91.327(b)(1) without the
authorization of the manufacturer or
person acceptable to the FAA.
Certificated persons who are already
authorized under § 91.327(b)(1) and part
43 to perform minor alterations, may be
prevented from doing so because of the
language in § 91.327(b)(5).
The FAA proposes to revise
§ 91.327(b)(5) to require that minor
repairs and minor alterations meet the
applicable design and performance
requirements, and allow the persons
listed in § 91.327(b)(1) to perform minor
repairs and minor alterations without
obtaining authorization from the
manufacturer or a person acceptable to
the FAA.
This proposed change is consistent
with part 43 governing minor repairs or
minor alterations. For example, 14 CFR
part 43 prescribes rules governing the
maintenance, preventive maintenance,
rebuilding, and alterations performed on
aircraft and is applicable to any lightsport category aircraft. Under this
proposal, minor repairs and minor
alterations would not require specific
authorization of the manufacturer or
other person acceptable to the FAA, but
rather must meet the performance
requirements of part 43, including
§ 43.13. Additionally, since minor
repairs and minor alterations must
already be performed in accordance
with the § 91.327(b)(1) requirement to
use maintenance and inspection
procedures developed by the aircraft
manufacturer or a person acceptable to
the FAA, the FAA considers it
unnecessary to require additional
authorization before minor repairs or
minor alterations can be performed.
Finally, this proposal provides some
relief to aircraft owners and operators
because they would not have to receive
authorization from the aircraft
manufacturer, or another person
acceptable to the FAA to perform a
minor repair or minor alteration.
The proposed § 91.327(b)(5) would
also require that each minor repair and
minor alteration meet the applicable
consensus standards specified in the
statement of compliance submitted to
the FAA for the aircraft. Part 43
prescribes performance rules for these
aircraft. Specifically, § 43.13(b) requires
work to be performed in such a manner
and use materials of such a quality, that
the condition of the aircraft, airframe,
aircraft engine, propeller, or appliance
worked on will be at least equal to its
original or properly altered condition
(regarding aerodynamic function,
structural strength, resistance to
vibration and deterioration, and other
qualities affecting airworthiness).
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Requiring the aircraft meet the
applicable and current consensus
standards listed on the aircraft’s
statement of compliance after either a
minor repair or a minor alteration
would be consistent with § 43.13(b).
Finally, the FAA proposes that
§ 91.327(b)(5) would no longer contain
language concerning alterations being
‘‘accomplished after the aircraft’s date of
manufacture.’’ By definition, an aircraft
could only be operated after it has been
manufactured. As such, including the
phrase ‘‘accomplished after the aircraft’s
date of manufacture’’ is not necessary
and could unintentionally cause
confusion.
The FAA notes that this rule also
proposes two changes to § 43.13. First,
the FAA proposes to eliminate the use
of gender-specific terminology that
exists in § 43.13(a). Second, the FAA
proposes to remove the paragraph
heading that exists in current § 43.13(c)
to ensure consistency with § 43.13(a)
and (b), which do not use headings. The
FAA also proposes minor editorial
changes to § 43.13(c). These proposed
changes would not alter the substantive
requirements that are contained in
§ 43.13.
3. Major Repairs and Major Alterations
Section 91.327(b)(6) currently
requires that each major alteration to an
aircraft product produced under a
consensus standard is authorized,
performed and inspected in accordance
with maintenance and inspection
procedures developed by the
manufacturer or a person acceptable to
the FAA. The FAA is proposing to
revise this section by adding the term
‘‘major repair,’’ removing the statement
‘‘to an aircraft produced under a
consensus standard,’’ and adding
language to clarify that the required
authorization to perform a major repair
or major alteration must be provided by
the manufacturer or a person acceptable
to the FAA.
The proposed § 91.327(b)(6) text will
require that each major repair or major
alteration is authorized by the
manufacturer or a person acceptable to
the FAA. It will retain the existing
requirement that each major alteration
be performed and inspected in
accordance with maintenance and
inspection procedures developed by the
manufacturer or a person acceptable to
the FAA. The proposal will add that
same requirement to major repairs. The
following discussion explains these
changes in more detail.
First, § 91.327(b)(6) establishes
requirements for major alterations but is
silent on major repairs. The FAA is
proposing to add ‘‘major repairs’’ to this
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provision to require major repairs also
be authorized by the manufacturer or a
person acceptable to the FAA. The
proposed rule would also require that
major repairs be performed and
inspected in accordance with
maintenance and inspection procedures
developed by the manufacturer or a
person acceptable to the FAA. The
proposal is consistent with how major
repairs are applied to type-certificated
aircraft with one difference. Although a
major repair on a type-certificated
aircraft must be done in accordance
with technical data approved by the
Administrator (§ 65.95(a)(1)), such
Administrator approved data does not
exist for a light-sport category aircraft
and so a major repair on a light-sport
category aircraft built to a consensus
standard that meets the requirements of
part 22 should be done only after
authorization from the manufacturer.
Therefore, the proposal requires the
major repair must be authorized by the
manufacturer and performed and
inspected in accordance with
maintenance and inspection procedures
developed by the manufacturer, or a
person acceptable to the FAA.
Additionally, related provisions in part
65, specifically §§ 65.85 and 65.87,
reference both major alterations and
major repairs.
Second, the FAA proposes to remove
the language ‘‘to any aircraft produced
under a consensus standard’’ from
§ 91.327(b)(6) as unnecessary. Section
91.327 applies to the operating
requirements of aircraft that have a
special airworthiness certificate in the
light-sport category. Separately,
pursuant to proposed § 21.190(d)(6)
manufacturers must state that these
aircraft are built to a consensus
standard. Therefore, reading
§ 91.327(b)(6) and the proposed § 21.190
together, it is clear that aircraft in the
light-sport category must be built to a
consensus standard. As a result, the
language referencing consensus
standards is unnecessary because all
aircraft subject to § 91.327(b)(6) would
have to be produced under a consensus
standard. Therefore, the FAA proposes
to remove this language from
§ 91.327(b)(6).
Third, regarding the manufacturer
authorizing major alterations, the FAA
finds that current language could be
clearer. Read strictly, the current
§ 91.327(b)(6) requires that each major
alteration to an aircraft is authorized in
accordance with maintenance and
inspection procedures developed by the
manufacturer or a person acceptable to
the FAA. However, such a reading
points to authorizations being in
accordance with maintenance and
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inspection procedures. A major repair or
major alteration must be authorized by
the manufacturer or a person acceptable
to the FAA because the aircraft is built
to a consensus standard that meets the
requirements of part 22. The
manufacturer is best suited to determine
if the aircraft will continue to meet the
means of compliance with the
consensus standard following a major
repair or major alteration. Additionally,
a major repair or major alteration must
be performed and inspected in
accordance with maintenance and
inspection procedures developed by the
manufacturer or a person acceptable to
the FAA.
4. Changes to Certificated Mechanic
Privileges
Currently, § 65.85(b) allows a
certificated mechanic with an airframe
rating to approve for return to service an
airframe (or related part or appliance) of
an aircraft with a special airworthiness
certificate in the light-sport category,
after a major repair or major alteration,
provided the work done was performed
in accordance with instructions
developed by the manufacturer or a
person acceptable to the FAA.114
Similarly, under § 65.87(b), the same
privileges apply to a certificated
mechanic with a powerplant rating for
return to service a powerplant or
propeller (or related part or appliance).
Under proposed § 91.327(b)(6), no
person may operate an aircraft that has
a special airworthiness certificate in the
light-sport category unless each major
repair or major alteration is authorized
by the manufacturer or a person
acceptable to the FAA and is performed
and inspected in accordance with
maintenance and inspection procedures
developed by the manufacturer or a
person acceptable to the FAA. Sections
65.85(b) and 65.87(b) currently do not
align with the proposed § 91.327(b)(6) in
a way that would require that a
mechanic does not approve an airframe
or powerplant for return to service with
an unauthorized major repair or
alteration. Performing the major repair
or major alteration in accordance with
instructions developed by the
manufacturer or a person acceptable to
the FAA may not sufficiently verify the
aircraft or engine meet the proposed
§ 91.327(b)(6) requirement. Therefore,
the FAA is proposing to add language to
§§ 65.85(b) and 65.87(b) that requires, in
addition to the existing requirement
114 69 FR 44847. This rule change gives the
airframe or powerplant-rated mechanic the same
privilege to perform and inspect major repairs and
major alterations on special light-sport aircraft that
this rule grants a repairman (light-sport aircraft)
with a maintenance rating.
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regarding instructions, the mechanic
determine the major repair or major
alteration is authorized by the
manufacturer or a person acceptable to
the FAA.115
H. Operations
1. Aircraft Holding a Special
Airworthiness Certificate in the LightSport Category
In general, § 91.327 does not currently
allow a person to operate an aircraft
with a special airworthiness certificate
in the light-sport category for
compensation or hire. However,
§ 91.327(a) does include two exceptions
to this general prohibition against
operations for compensation and hire:
conducting flight training and towing a
glider or an unpowered ultralight
vehicle in accordance with § 91.309 are
both permissible.
The FAA has received several
petitions for exemptions and numerous
industry requests related to increased
opportunities for using light-sport
category aircraft for compensation or
hire.116 These requests demonstrate
significant public interest in expanding
the use of light-sport category aircraft
for compensation or hire.117 Industry
groups argue that light-sport category
aircraft for certain aerial work for
compensation and hire would be in the
interest of public safety. For example,
industry groups state that some of the
public safety interests involve the safety
of people and structures on the ground
due to light-sport category aircraft being
generally quieter, slower, and more agile
than aircraft with standard
airworthiness certificates. The FAA has
considered industry requests, as well as
the use of FAA-accepted consensus
standards that can provide an
appropriate level of safety, and the FAA
agrees that limited expansion of the use
of light-sport category aircraft for
compensation and hire is in the public
interest.
As previously stated, the FAA does
not explicitly define aerial work. The
115 See section V.F.1 for additional changes,
technical in nature, proposed to §§ 65.85 and 65.87.
116 See Exemption granted to Operation Migration
from 14 CFR 61.113(a), 91.319(e), and 91.327(a),
April 30, 2014, Exemption No. 10984, Docket No.
FAA–2013–1075, available online at https://
www.regulations.gov/document/FAA-2013-10750004.
117 Dan Johnson & Roy Beisswenger. Modernizing
Rules for Sport Pilots and Light Sport Aircraft:1.0
Aerial Work for Light-sport Aircraft, (June 2018),
Retrieved from LAMA Report Modernizing
LSA.pdf.
Dan Pimentel, ‘‘Will MOSAIC Allow LSAs To Do
More: The industry has lobbied the FAA to allow
light sport aircraft to perform more aerial work
tasks,’’ Flying Magazine, (May 20, 2022), https://
www.flyingmag.com/will-mosaic-allow-lsas-to-domore/.
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47701
FAA broadly interprets the term to
mean work done from the air for
compensation that does not involve the
carriage of persons or property.118 The
FAA proposes to add a new paragraph
in § 91.327 to allow for operation of
light-sport category aircraft for aerial
work for compensation or hire. The
proposed amendment will allow lightsport category aircraft to conduct
limited aerial work operations.
Additionally, the proposed changes to
the rule would not waive or provide
exception from any of the provisions
required by 14 CFR part 119 or any
other rule requiring an air operator
certificate. To be allowed to operate
under the proposed amendment, lightsport category aircraft would be
required to meet applicable
requirements under § 21.190 concerning
aerial work.
The FAA proposes amending § 21.190
to address aerial work operations, which
would be designated by the
manufacturer in the consensus
standards accepted by the Administrator
for airworthiness certification of lightsport category aircraft. The FAA
proposes the addition of § 21.190(c)(3),
which requires the manufacturer to
include a list in the pilot’s operating
handbook of any aerial work operations
that may be safely conducted using the
aircraft. The proposed § 21.190(c)(3)
requires the aforementioned list to also
be included in the manufacturer’s
statement of compliance. The proposed
amendments applicable to light-sport
category aircraft will result in aircraft
that must meet consensus standards for
aerial work operations. When a lightsport category aircraft meets an FAAaccepted consensus standard, including
one specific to aerial work, a light-sport
category aircraft should provide an
equivalent level of safety in comparison
to aircraft that undergo the typecertification processes that are currently
allowed to conduct aerial work. As
such, this proposed change will allow
aerial work to be conducted in parallel
with the proposed changes applicable to
airworthiness certification of § 21.190
aircraft.
The FAA recognizes that this is an
ever-evolving field and seeks to not
inhibit future innovation. As such, the
proposed approach would not prescribe
types of aerial work but would rather
provide a path for a proven risk-based
assessment of current and future aerial
tasks. The agency does not propose
relaxation of any of the existing
regulatory safeguards that relate to aerial
work operations, such as the minimum
safe altitude, minimum safe distance,
118 See
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and minimum safe speed restrictions in
part 91 and restrictions surrounding
dispensing of chemicals in part 137. If
an operator seeks to conduct aerial work
operations that exceed existing rules,
operators must obtain regulatory relief
in the form of a Certificate of Waiver,
Letter of Authorization, or an
exemption.
The FAA anticipates that the
proposed expansion of aerial work,
along with the proposed amendments
applicable to light-sport category
aircraft, could lead to an increased
interest in aerial work that involves
carrying higher numbers of occupants.
The FAA is proposing the addition of
§ 91.327(f)(1) and (2) to address these
concerns. The proposed language states
that no person may operate an airplane
certificated as a light-sport category
aircraft when carrying more than four
occupants, including the pilot.
Additionally, the proposed language
states that no person may operate a
light-sport category aircraft other than
an airplane when carrying more than
two occupants, including the pilot. The
FAA does not have sufficient data for
expanding the number of persons
onboard an aircraft other than an
airplane. The proposed addition of
§ 91.327(f)(1) and (2) does not change
the restriction on certificated sport
pilots not carrying more than two
persons, including the pilot. Pilots with
higher grades of certification will be
able to operate light-sport category
aircraft with the higher number of
occupants allowed under the proposed
§ 91.327(f)(1) and (2).
The current definition of light-sport
aircraft in 14 CFR 1.1 limits the seating
capacity to no more than two persons,
including the pilot. The proposed rules
would expand this to a four-person
occupancy limit for airplanes
certificated as light-sport category
aircraft and a two-person occupancy for
light-sport category aircraft other than
airplanes. The proposed rules are
expected to lead to larger light-sport
category aircraft. The larger size, along
with the proposed expansion of aerial
work, could result in situations where
there are occupants who do not require
a seat. The FAA has decided that a
measured approach that limits the
number of occupants on an aircraft is
safest in the near term, as it will prevent
situations where operators attempt to
carry as many passengers that will
physically fit in the aircraft. In light of
the safety continuum, as discussed in
section IV.C.5, the FAA has proposed a
limit of four-person occupancy for lightsport category airplanes and two-person
occupancy for light-sport category
aircraft other than airplanes because
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that is consistent with the maximum
seating capacity in proposed
§ 22.100(a)(1) and (2). This is not a
prohibition of persons being carried
who are not in seats, but rather a
limitation on the total number of
occupants, including both those who are
in seats and those who are otherwise
restrained.
2. Aircraft Holding Experimental
Airworthiness Certificates
Section 91.319(c) currently authorizes
the Administrator to issue special
operating limitations for particular
aircraft holding experimental
airworthiness certificates to conduct
takeoffs and landings over densely
populated areas or in congested airways.
The terms and conditions specified in
the authorization must be in the interest
of safety in air commerce. The
regulation only applies to takeoffs and
landings; it does not currently authorize
operating limitations to cover other
flight segments. The current regulation
presents difficulties for operators, as
they can obtain special operating
limitations for takeoff and landing, but
not for any operations between takeoff
and landing. Due to urban sprawl, it has
become increasingly difficult for
operators to avoid operating over
densely populated areas.
To address inconsistencies and
possible operator difficulties in the
continuation of all flight segments, the
FAA proposes to amend § 91.319(c) to
allow the Administrator to grant
operating limitations to certain aircraft
with experimental certificates to
conduct operations over densely
populated areas or in congested airways,
including, but not limited to, takeoffs
and landings. This proposed
amendment will allow the
Administrator to issue special operating
limitations that allow all phases of flight
and expands the types of operations
over densely populated areas or in
congested airways.119 The FAA
anticipates such operating limitations
will only be issued in certain
circumstances, as described in
subsequent paragraphs. The general
prohibition against experimental aircraft
operating over densely populated areas
or in congested airways will continue to
apply under the proposed amendment
to all aircraft that do not hold these
special authorized operating limitations.
When issuing such operating
limitations, the FAA will consider
several factors (discussed in subsequent
paragraphs), including whether the
aircraft in question is one of proven
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U.S.C. 44701 et seq.
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design and has records for continued
operational safety.
With consideration of the continual
safety trend of aircraft holding
experimental certificates, there are
several reasons why an operator may
seek special operating limitations for
their aircraft to conduct operations over
densely populated areas or in congested
airways, including, but not limited to,
takeoffs and landings. One example
involves operators conducting flights
and other operations to show
compliance with airworthiness
regulations under § 21.191(b). An
operator may need to takeoff, land, and
operate over densely populated areas or
in congested airways to show
compliance for the issuance of type and
supplemental type certificates and to
show compliance with the function and
reliability requirements of the
airworthiness regulations. Other
examples of when operators may seek
these operating limitations over densely
populated areas or in congested airways
is to conduct market surveys, sales
demonstrations, or customer crew
training for U.S. manufacturers of
aircraft or engines. Lastly, operators
conducting research and development
of new equipment installations,
operating techniques, or aircraft uses
may seek special operating limitations
to conduct those operations over
densely populated areas or in congested
airways.
The Administrator will consider
many factors when determining which
aircraft, certificated under § 21.191, may
be issued the operating limitations to
operate over a densely populated area or
in congested airways. The
Administrator may grant operating
limitations to certain aircraft with
experimental certificates that
demonstrate significant safety attributes
and records for continued operational
safety, which enable them to operate
over densely populated areas. Even
though there is a broad variety of
experimental aircraft with differing
levels of safety and risk, the process of
issuing experimental aircraft
airworthiness certificates is an
established process for all experimental
aircraft. Not all aircraft that hold
experimental certificates are true
‘‘experiments,’’ as that term is
commonly understood. While the term
‘‘experimental’’ is used to describe these
aircraft, that does not automatically
mean they lack evidence of continued
operational safety or a strong safety
record. A significant number of aircraft
hold experimental airworthiness
certificates and, while some of these
aircraft lack sufficient evidence of safety
to be issued the proposed operating
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limitations, many aircraft holding
experimental certificates have
consistently demonstrated safe
operational records. For instance, there
are large manufacturing companies
performing market survey operations, in
accordance with FAA certification
processes and significant operating
oversight.
The FAA recognizes that some aircraft
holding experimental airworthiness
certificates pose overly significant risk
to the general public and will not
consider extending the proposed
operating limitations to those aircraft.
At a minimum, the FAA expects that all
aircraft who are issued the proposed
operating limitations, including any
attached appliances, will conform to
airworthiness requirements and any
applicable airworthiness directives.
Additionally, the FAA anticipates that
the proposed operating limitations
would not be issued to experimental
aircraft that have had alterations or
appliances that have not been
adequately tested by the original
manufacturer. In order to determine
whether an aircraft with alterations or
appliances would be able to obtain this
operating limitation, the FAA would
consider all facts presented by the
operator, as well as procedures
described in FAA guidance, including
FAA Order 8130.2. This is similar to the
process used for issuing operating
limitations currently. Such procedures
would be developed following this
rulemaking and would be made
available for public comment prior to
adoption.
Some amateur and kit-built aircraft
may be able to obtain the proposed
operating limitations to operate over
densely populated areas or in congested
airways, although the FAA currently has
no intention of considering original or
plans-built designs for issuance of these
operating limitations. Depending upon
the type of kit and the aircraft’s
similarity to its kit model, the FAA may
consider granting these operating
limitations to certain kit-built aircraft
because of the high level of consistency
among kit-built aircraft.
There are specific aircraft features that
the FAA may consider before issuing
operating limitations to operate over
densely populated areas or in congested
airways. First, the FAA is concerned
about the increased risk that results
from an aircraft that has a single point
of failure. When an experimental
aircraft has a single point of failure,
such as the loss of a single hydraulic in
an aircraft that uses that system for
flight controls, flight will become
unrecoverable. Such aircraft will not be
eligible for the proposed operating
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limitations, as they have a higher risk to
persons and property on the ground.
Having redundant systems increases
safety for persons and property on the
ground. Second, the FAA is concerned
about the increased risk from allowing
aircraft with ejection seats or detachable
external stores to operate over densely
populated areas. If an aircraft is
equipped with an ejection seat,
deployment of that seat over a densely
populated area would significantly
increase risk to persons on the ground.
Similarly, if a detachable external store
fails and detaches from the aircraft
while operating over densely populated
areas, there would be significant risk to
persons on the ground. The
aforementioned examples are some
attributes that would cause the FAA to
consider not issuing the proposed
operating limitations, but the examples
are not an exhaustive list.
Beyond the aircraft conforming to
original airworthiness requirements and
having adequately tested alterations and
appliances, the FAA may also consider
actions taken by the operator to decrease
risk. For example, the FAA views an
aircraft that has completed a structured,
task-based phase I testing process as
potentially posing a lower risk over
densely populated areas and in
congested areas. Therefore, these aircraft
could be recipients of the proposed
operating limitations. Phase I flight
testing is the initial flight-testing period
for a newly assembled aircraft. All
experimental aircraft seeking an
airworthiness certificate must complete
initial flight testing. Structured ‘‘taskbased’’ testing provides the operator and
the agency with consistent and reliable
data for these aircraft. Several methods
of phase I testing are available. One
method is to develop and execute a
‘‘task-based’’ phase I flight test plan to
obtain an airworthiness certificate.
Completing a successful task-based
phase I flight test plan process results in
a document specific to the aircraft, as
compared to an aircraft that has not
completed a structured phase I flight
test plan process and has only
completed the minimum required flight
time option and maintenance record
entry. Additionally, the completion of a
task-based phase I flight test plan is one
action the operator can take that may
decrease risk to persons and property on
the ground during operations over
densely populated areas.120 The FAA
anticipates that aircraft granted the
120 See FAA Order 8130.2J, Airworthiness
Certification of Aircraft, Appendix D, Table D–1,
Operating Limitations (July 21, 2017).
See FAA Advisory Circular 90–89C, AmateurBuilt Aircraft and Ultralight Flight Testing
Handbook. (February 14, 2023).
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proposed operating limitations may be
subject to additional requirements, such
as increased maintenance requirements,
in order to establish an equivalent level
of safety.
3. Space Support Vehicles
This rule would implement language
in Section 581 of the FAA
Reauthorization Act of 2018 (the Act),
which authorizes certain aircraft
holding experimental certificates to
conduct space support vehicle flights.
The Act provides definitions for ‘‘space
support vehicle’’ and ‘‘space support
vehicle flight.’’ The Act also adopted 49
U.S.C. 44737, which provides the rules
for space support vehicle flights. To
maintain consistency with the
congressional language, the FAA
proposes to adopt the same language
used in section 44737. The FAA is also
proposing regulatory amendments
necessary to integrate the statutory
language into 14 CFR.
As defined in the Act, a space support
vehicle is an aircraft that is a launch
vehicle, a reentry vehicle, or a
component of a launch or reentry
vehicle. As stated in the statute, only
aircraft holding experimental
certificates that are also a launch
vehicle, a reentry vehicle, or a
component of a launch or reentry
vehicle can be considered space support
vehicles. Under this proposed rule, the
definitions from the statute will be
added to 14 CFR part 1 to facilitate
implementation of that law. The FAA
does not intend to create a new
experimental purpose for space support
vehicles to operate under in this rule.
Instead, space support vehicles would
conduct space support vehicle flights
under an existing § 21.191 experimental
purpose, such as research and
development or crew training.
Additionally, the Act requires that space
support vehicles must be owned by or
operated on behalf of a licensed launch
or reentry vehicle operator.
Space support vehicle flights are
distinct from licensed launch or reentry
operations. Per the Act, an operator may
conduct space support vehicle flights
only to simulate space flight conditions
in support of training for potential space
flight participants, government
astronauts, or crew; the testing of
hardware to be used in space flight; or
research and development tasks, which
require the unique capabilities of the
aircraft conducting the flight.
Additionally, the aircraft conducting the
space support vehicle flight is required
to take off and land at a single site that
is licensed for operation under 51 U.S.C.
chapter 509.
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Per the Act, the operator of an aircraft
may conduct space support vehicle
flights under an experimental
airworthiness certificate carrying
persons or property for compensation or
hire. These flights may include carriage
of persons or property for compensation
or hire without obtaining an exemption
to operating rules or a certificate to
conduct air carrier or commercial
operations. In contrast, operators
seeking to conduct such activities for
other experimental purposes must
obtain an exemption to operating rules
or a certificate to conduct air carrier or
commercial operations.
The FAA proposes to amend § 91.319
in two ways in order to integrate space
support vehicle flights into the
operations regulations for aircraft
holding experimental certificates. First,
to implement the statutory authorization
for space support vehicles, the FAA
proposes the addition of § 91.319(k).
This proposed addition will allow the
operator of an aircraft with an
experimental airworthiness certificate to
operate the aircraft for the purpose of
conducting a space support vehicle
flight. Second, the FAA proposes to
amend § 91.319(a) to reflect the addition
of paragraph (k).
To implement the statutory mandate
in the Act, the FAA also proposes the
addition of a new section addressing
operating limitations for space support
vehicle flights. This proposed new
section, § 91.331, provides general
operating requirements applicable to
aircraft holding experimental
certificates that will conduct space
support vehicle flights. Section 91.331
would establish the same operating
requirements as provided in the Act,
which includes the requirements related
to where takeoff and landing are to
occur; who can conduct the operation;
which vehicle can be used; and the
purposes for which the vehicles can be
used for. There will be only one change,
as section 44740(b)(1)(A) refers to ‘‘a
single site that is operated by an entity
licensed for operation under chapter
509 of title 51.’’ Since the only sites
licensed by the FAA under title 51 of
the United States Code are launch and
reentry sites, proposed § 91.331(a)(2)(1)
would instead refer to ‘‘a single launch
or reentry site that is operated by an
entity licensed to operate the launch or
reentry site under 51 U.S.C. chapter
509.’’
Upon receipt of a request for an
operating limitation to conduct a space
support vehicle flight, the FAA would
consider whether the requirements of
proposed § 91.331 are met. While it
would be relatively easy to determine if
certain elements of proposed § 91.331
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are met (such as whether the location of
takeoff and landing is a qualifying
launch or reentry site), others would
require a more intensive, fact-specific
approach. For example, if the operator
wants to conduct space support vehicle
flights for the purpose of research and
development tasks, the FAA will
analyze the specific facts proffered by
the operator to determine whether the
research and development tasks require
the unique capabilities of the aircraft
conducting the flight, as required by the
proposed § 91.331. If the operator wants
to conduct a space support vehicle flight
for the purpose of training potential
space flight participants, government
astronauts, or crew, the operator would
need to demonstrate that such persons
have taken sufficient steps towards
becoming space flight participants,
government astronauts, or crew. The
FAA would develop guidance to assist
operators in developing their space
support vehicle flight proposals, such as
guidance related to what constitutes a
unique capability of the aircraft and
what documentation should be
provided to support the status of a space
flight participant, government astronaut,
or crew. The FAA also proposes to
amend § 119.1(e) by adding a new
paragraph, paragraph (e)(12), to allow
for the operation of such aircraft for the
purpose of conducting a space support
vehicle flight under the requirements of
the proposed § 91.331. The proposed
addition of § 119.1(e)(12) would add
language to exclude space support
vehicle flights from the requirements of
part 119 relating to air carrier
certificates. The addition of
§ 119.1(e)(12) is necessary in order to
implement section 581 of the Act in the
regulations.
4. Right-of-Way Rules
Section 91.113 provides the right-ofway rules for operations other than
those conducted on water. The right-ofway rules instruct pilots on how they
must respond to other aircraft they
encounter and are based on the category
of aircraft or the operational scenario.
Pilots must be vigilant to see and avoid
other aircraft; and as always, aircraft in
distress have the right-of-way over all
other air traffic. The current regulation
outlines specific categories of aircraft
that a balloon, a glider, or an airship
have right-of-way over when converging
at approximately the same altitude
(except head-on, or nearly so). By
explicitly naming specific categories of
aircraft, the current § 91.113(d)(2) and
(3) do not provide information for how
operators of other categories of aircraft
not listed in § 91.113 are expected to
comply with the intent of the rule. This
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may lead to confusion, especially for
those operators of aircraft that are not
explicitly included in the current
§ 91.113.
The FAA proposes to amend
§ 91.113(d)(2) and (3) to update the
language by replacing the lists of aircraft
in paragraphs (d)(2) and (3) with the
broader term ‘‘powered aircraft.’’ These
proposed amendments remove specific
categories to include other powered
aircraft not included in the existing rule,
as the current rule is too narrow. The
new language uses the term ‘‘powered
aircraft’’ to include those categories.
These amendments clarify the language
in § 91.113(d) where aircraft are
categorized for the purpose of
describing which aircraft has the rightof-way when approaching another
aircraft on a converging course. Right-ofway rules maintain the privilege of less
maneuverable aircraft to safely proceed
with priority over more maneuverable
aircraft in the NAS. The proposed
§ 91.113(d)(2) continues to give gliders
right-of-way over powered aircraft.
Additionally, the proposed
§ 91.113(d)(3) continues to give airships
right-of-way over all other powered
aircraft, except for those powered
aircraft that are towing or refueling
another aircraft. Balloons will continue
to have the right-of-way over any other
aircraft category.
Finally, for consistency and clarity,
the proposed language updates the
previous language of the paragraph
describing engine-driven aircraft to
‘‘powered aircraft.’’ The FAA chooses
the term ‘‘powered aircraft’’ instead of
‘‘engine driven’’ to better convey the
inclusion of aircraft that may have nontraditional forms of propulsion,
including electric propulsion.
5. Operations at Airports in Class G
Airspace
Section 91.126 provides requirements
for operations on or in the vicinity of an
airport in Class G airspace, including
the direction of turns when approaching
the airport, flap settings, and
communications with air traffic control
towers. Currently, § 91.126(b) requires
that, when approaching to land at an
airport without an operating control
tower in Class G airspace, each pilot of
a helicopter or a powered parachute
must avoid the flow of fixed-wing
aircraft. This requirement only
addresses helicopters and powered
parachutes. It does not currently
consider other types of aircraft that may
require access to these airports. Since its
adoption, the current regulation has
become inadequate in this regard, as it
only addresses specific aircraft and does
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not consider emerging aircraft
technologies, such as powered-lift.
To address all other aircraft under
these requirements, the FAA proposes
to amend § 91.126(b)(1) to state that
each pilot of a powered fixed-wing
aircraft and powered-lift aircraft
operating in wing-borne flight mode
must make all turns of that aircraft to
the left unless the airport displays
approved light signals or visual
markings indicating that turns should be
made to the right, in which case the
pilot must make all turns to the right.
The FAA is also proposing to amend
§ 91.126(b)(2) to require that each pilot
of any other aircraft must avoid the flow
of the types of aircraft listed in proposed
§ 91.126(b)(1), specifically powered
fixed-wing aircraft and powered-lift
aircraft operating in wing-borne flight
mode. The term ‘‘any other aircraft’’ in
proposed § 91.126(b)(2) would include,
but would not be limited to, weight-shift
aircraft, helicopters, and powered
parachutes. When powered-lift aircraft
are operating in wing-borne flight mode,
they have similar flight characteristics
as fixed-wing aircraft. As such, the
proposed language explicitly treats
powered-lift aircraft operating in wingborne flight mode as fixed-wing aircraft.
However, powered-lift aircraft operating
in vertical-lift flight mode are not
equivalent to fixed-wing aircraft and
will therefore not be treated the same.
The purpose of this proposed
amendment is to address all aircraft that
could be involved in operations on or in
the vicinity of an airport in Class G
airspace.
The proposed change would improve
aircraft separation in the interest of
safety by considering operational needs,
aircraft configurations, and speeds to
enhance avoidance of dissimilar aircraft.
While there are many kinds of aircraft
that are now grouped together under the
proposed rule, those aircraft have
similar flight and maneuvering
characteristics and therefore should be
kept separate from powered fixed-wing
aircraft. Currently, non-powered, nonfixed-wing aircraft (other than powered
parachutes and helicopters, which are
kept separate under the current rule) are
expected to operate in the same traffic
pattern as powered fixed-wing aircraft.
By separating powered fixed-wing
aircraft from all other aircraft, this
proposal intends to reduce risk to all
aircraft by limiting all non-powered,
non-fixed-wing aircraft from operating
in the same traffic pattern as powered
fixed-wing aircraft.
6. Towing
Section 91.309(a)(2) currently
prohibits civil aircraft from towing a
47705
glider or unpowered ultralight vehicle
unless it is equipped with a tow-hitch
of a kind, and installed in a manner,
which is approved by the
Administrator. When the FAA issued
the 2004 final rule, the FAA stated in
the preamble that towing operations by
light-sport aircraft would be allowed.
However, the 2004 final rule failed to
actually amend the regulation to address
such operations. The FAA is proposing
to amend § 91.309(a)(2) to clarify the
addition of light-sport category aircraft
for towing operations and remedy the
oversight in the 2004 final rule.
The proposed language creates three
paragraphs, each addressing a separate
combination of the category of
airworthiness certificate issued to an
aircraft and whether that aircraft was
issued a type certificate. Additionally,
each paragraph of the proposed
regulations addresses the certification
requirements of the tow-hitch, as a
product/article to be installed on an
aircraft, as well as the manner of
installation of the tow-hitch. The FAA
uses the terms ‘‘approved by the
Administrator,’’ ‘‘authorized by the
Administrator,’’ and ‘‘acceptable to the
Administrator’’ in the following
paragraphs. Table 3 summarizes the
differences among the terms used in
§ 91.309(a)(2).
TABLE 3—§ 91.309(a)(2) TERMINOLOGY
Where § 91.309(a)(2) uses . . .
The Proposal means . . .
Approved by the Administrator (i.e., FAA-approved).
Part/article approval may be done during the type-certification process under part 21, subpart
B, the Supplemental Type Certificate (STC) process under part 21, subpart E, or the Parts
Manufacture Approval (PMA) process under part 21, subpart K.
Installation approval may be done during the type-certification process under part 21, subpart
B, the Supplemental Type Certificate (STC) process under part 21, subpart E, or the FAA’s
field approval process.
While there may be other methods of authorization, the FAA can authorize the installation of
the tow-hitch in the operating limitations issued to the aircraft or using the FAA’s field approval process.
This term means the tow-hitch or installation is not necessarily privy to the FAA’s review before its installation or use.
FAA Advisory Circular (AC) 43.13–2B, Acceptable Methods, Techniques, and Practices—Aircraft Alterations contains acceptable methods for tow-hitch installations in Chapter 8. Consensus standards and manufacturers’ maintenance manuals are also acceptable to the
FAA.
Authorized by the Administrator ..........................
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Acceptable to the FAA ........................................
First, for those aircraft that hold a
standard airworthiness certificate, the
proposed language requires that the
tow-hitch is approved by the
Administrator. Additionally, the towhitch is required to be installed in a
manner approved by the Administrator.
The proposed language maintains the
current requirement for aircraft holding
standard airworthiness certificates.
Second, for those type-certificated
aircraft that hold a special airworthiness
certificate, and for which the aircraft has
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been previously issued a type
certificate,121 the proposed language
would require the tow-hitch be of a kind
that is approved or otherwise authorized
by the Administrator. Although these
aircraft may have been issued a special
airworthiness certificate, the fact that
121 For example, this could include aircraft in the
limited, primary, restricted, or provisional category,
or aircraft issued an experimental certificate for a
purpose under § 21.191(a) through (f), when that
aircraft has been previously issued a type
certificate.
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the aircraft was issued a type certificate
means that the aircraft must continue to
meet its type design after an alteration
to install a tow-hitch. A tow-hitch
installation for an aircraft issued a type
certificate may be done after the
installation is FAA approved. This is
the same requirement that is currently
imposed on aircraft with a standard
airworthiness certificate engaged in
towing gliders or unpowered ultralight
vehicles. However, because these
aircraft hold a special airworthiness
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certificate and are issued associated
operating limitations, the FAA is
proposing an alternative to the towhitch and/or the installations having
FAA approval. Under the proposal,
these aircraft may have a tow-hitch and/
or installation that is authorized by the
Administrator using some other manner,
such as in the operating limitations
issued to the aircraft.122 In these
instances, the FAA will verify that there
will be an equivalent level of safety
when the Administrator authorizes a
tow-hitch or installation method.
Third, for those aircraft that hold a
special airworthiness certificate, for
which the aircraft has not been
previously issued a type certificate, the
proposed language would allow for a
tow-hitch of a kind that is FAA
approved. As an alternative to installing
an FAA-approved tow-hitch, the towhitch may instead be one that is
acceptable to the FAA. However,
regardless of whether the tow-hitch is
approved by or acceptable to the FAA,
the tow-hitch must be installed in a
manner acceptable to the FAA. As noted
in the 2004 final rule, there is historical
precedent for towing operations by
light-sport aircraft. The FAA has
determined that such operations can be
conducted safely when using a towhitch approved by the Administrator, so
long as the tow-hitch is installed in a
manner acceptable to the Administrator.
The proposed language allows the
option to install a tow-hitch that does
not have FAA approval because the
aircraft itself was never subject to an
FAA approval process, as were those
aircraft that were issued a type
certificate. Table 4 provides clarity of
the proposed tow-hitch and tow-hitch
installation requirements in
§ 91.309(a)(2).
TABLE 4—§ 91.309(a)(2) TOW-HITCH AND INSTALLATION REQUIREMENTS
Aircraft in proposed § 91.309(a)(2)
Tow-hitch certification
Tow-hitch manner of installation
(i) Aircraft holds a standard airworthiness certificate ..
(ii) Aircraft holds a special airworthiness certificate;
and The aircraft design was issued a type certificate.
(iii) Aircraft holds a special airworthiness certificate;
and The aircraft design was not issued a type certificate.
FAA-approved ............................................................
FAA-approved or Otherwise Authorized by the Administrator.
Approved by the Administrator.
FAA-approved; or Otherwise Authorized by the Administrator.
FAA-approved; or Acceptable to the FAA .................
Acceptable to the FAA.
7. Section 91.409
Amendment
Clarifying
Section 91.409 provides inspection
requirements for aircraft operation. The
language under § 91.409(c)(1) provides
operational inspection exceptions for
specific aircraft airworthiness
certificates under § 91.409. The FAA
proposes to amend § 91.409(c)(1) by
removing the first ‘‘or’’ and adding the
words ‘‘airworthiness certificate’’
following the word ‘‘light-sport’’ within
the list of special airworthiness
certificates. The proposed § 91.409(c)(1)
states that an aircraft that carries a
special flight permit, a current
experimental certificate, a light-sport
airworthiness certificate, or provisional
airworthiness certificate. This
amendment would provide better
clarity, readability, and understanding
for the operator for proper use of the
exception.
I. Experimental Airworthiness
Certificates
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1. Duration of Light-Sport Category
Airworthiness Certificates
Currently, § 21.181(a)(3) states that a
special airworthiness certificate in the
light-sport category will remain effective
as long as the aircraft meets the
definition of a light-sport aircraft and
the aircraft conforms to its original
configuration, except for those
122 For example, if a person were using an aircraft
that had been issued a TC to test a tow-hitch design,
the aircraft could be issued an experimental
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alterations performed in accordance
with an applicable consensus standard
and authorized by the aircraft’s
manufacturer or a person acceptable to
the FAA. Additionally, the aircraft must
not have any unsafe condition and not
be likely to develop an unsafe
condition. It also must be registered in
the United States.
Under proposed § 21.181(a)(3)(i), an
aircraft issued an airworthiness
certificate in the light-sport category
would have to meet the eligibility
criteria specified in proposed
§ 21.190(b) for its airworthiness
certificate to remain effective. The
specific eligibility requirements would
reflect the expanded scope and
performance of aircraft that could be
certificated in the light-sport category
and are discussed in detail in sections
IV.C. and IV.D. of this preamble.
Aircraft issued airworthiness
certificates in the light-sport category
before the effective date of the final rule
may not be able to meet the
requirements in proposed § 21.190(b), as
these aircraft would have been designed
and produced before the enactment of
the proposed requirements.
Accordingly, proposed § 21.181(a)(3)(iv)
would allow these aircraft to maintain
their special airworthiness certificates.
The duration of airworthiness
certificates issued for these aircraft
would remain unaffected provided the
aircraft still meet the parameters of the
definition of light-sport aircraft found in
current § 1.1 and the other applicable
requirements discussed in this section.
The parameters that these aircraft would
be required to meet would be
specifically listed in the proposed
paragraphs (a)(3)(iv)(A) through (M) and
are identical to those contained in the
current definition of light-sport aircraft
found in § 1.1. They would be
specifically listed in the proposed
regulation since the current definition of
light-sport aircraft containing those
parameters would be removed from
§ 1.1.
Proposed § 21.181(a)(3)(ii) would
revise the current requirement
specifying that for an airworthiness
certificate in the light-sport category to
be effective the aircraft must conform to
its original configuration, except for
those alterations performed in
accordance with an applicable
consensus standard and authorized by
the aircraft’s manufacturer or a person
acceptable to the FAA. This requirement
would be revised to specify the aircraft
must conform to its original or properly
altered configuration. The proposed
revision would conform the provisions
of proposed § 21.181(a)(3)(ii) to another
proposal in this NPRM which would
revise § 91.327 to no longer require that
the performance of minor alterations be
authorized by the manufacturer or a
certificate for the purpose of showing compliance
with the regulations. The FAA would authorize the
installation of the tow-hitch in the operating
limitations issued to the aircraft.
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person acceptable to the FAA.
Accordingly, minor repairs and minor
alterations performed in accordance
with acceptable methods, techniques
and practices that meet the provisions of
the applicable consensus standards and
part 43 would result in an aircraft that
would conform to a properly altered
configuration. Any minor repair or
minor alteration not performed in
accordance with applicable consensus
standards would result in the aircraft
not conforming to a properly altered
condition.
The proposal would also retain
current provision in § 21.181(a)(3)(iii)
specifying that for the airworthiness
certificates of aircraft certificated in the
light-sport category to remain effective
the aircraft must have no unsafe
condition and not be likely to develop
an unsafe condition. The current
requirement in § 21.181(a)(3)(iv) that
these aircraft be registered in the United
States for their airworthiness certificates
to remain effective would also continue
to remain applicable; however, since
that requirement applies to all aircraft
issued airworthiness certificates, the
FAA proposes that the requirement is
better placed in § 21.181(a), where it
would be applicable to all airworthiness
certificates.
2. Issue of Experimental Airworthiness
Certificates
In this proposed rule, the regulatory
wording of § 21.191 would be revised
from ‘‘Experimental certificates are
issued for the following purposes:’’ to
‘‘Experimental airworthiness certificates
are issued for the following
experimental purposes.’’ ‘‘Experimental
certificates’’ would be changed to
‘‘Experimental airworthiness
certificates’’ to clarify that experimental
certificates are airworthiness certificates
and that they are issued for the
experimental purposes listed in
§ 21.191. The term ‘‘purposes’’ would be
revised to ‘‘experimental purposes’’ to
clarify that the purposes in § 21.191 are
experimental. These changes are also
being proposed to align with a change
in § 21.175, which proposes to clarify
that special airworthiness certificates
are issued for aircraft operating for an
experimental purpose.
This rule proposes to retain
§ 21.191(a) through (h), revise
§ 21.191(i), and add § 21.191(j) and (k).
3. Operating Former Light-Sport
Category Aircraft
Currently § 21.191(i), Operating lightsport aircraft, consists of three sections.
Each section was created for a particular
type of aircraft. The first section,
identified in § 21.191(i)(1), applies to
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aircraft that have not been issued a U.S.
or foreign airworthiness certificate and
do not meet the provisions of 14 CFR
103.1. These aircraft are commonly
referred to as ‘‘fat ultralights.’’ As
provided in § 21.191(i)(1), an
experimental certificate will not be
issued under this paragraph for these
aircraft after January 31, 2008. As such,
the FAA is proposing to delete this
requirement. The second section,
identified in § 21.191(i)(2), applies to
light-sport aircraft that have been
assembled from a kit in accordance with
manufacturer’s assembly instructions
that meet an applicable consensus
standard. The FAA is proposing to move
this requirement to § 21.191(j) as
discussed in section IV.I.3. The third
section, identified in § 21.191(i)(3),
applies to aircraft previously issued an
airworthiness certificate in the lightsport category. This last section would
be retained in § 21.191(i).
This rule proposes to revise the
heading of § 21.191(i) from ‘‘Operating
light-sport aircraft’’ to ‘‘Operating
former light-sport category aircraft.’’
This section would contain the same
experimental purpose as the current
§ 21.191(i)(3), which includes aircraft
that have previously been issued a
special airworthiness certificate in the
light-sport category under § 21.190.
Aside from the relocation from
§ 21.191(i)(3) to § 21.191(i) and the
revision of the heading, this proposal
would not further materially change this
section.
This rule would eliminate
§ 21.191(i)(1) that allows for
airworthiness certification of ‘‘fat
ultralights.’’ These aircraft have not
been issued a U.S. or foreign
airworthiness certificate and do not
meet the provisions of 14 CFR 103.1.
These aircraft were provided a small
timeframe in which they could be
issued an airworthiness certificate
under this experimental purpose and
that timeframe closed on January 31,
2008, pursuant to § 21.191(i)(1). As
such, this paragraph would be
eliminated from this revised rule since
these aircraft can no longer be issued an
airworthiness certificate under this
section.
4. Operating Light-Sport Category KitBuilt Aircraft
This rule would create a new
experimental purpose, ‘‘Operating lightsport category kit-built aircraft’’ in
§ 21.191(j), specifically for light-sport
category kit-built aircraft that are
currently being certificated under
§ 21.191(i)(2). Aircraft certificated under
this experimental purpose would
continue to include those that have been
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certificated under § 21.190 and
assembled from an aircraft kit in
accordance with the manufacturer’s
assembly instructions that meet an
applicable consensus standard.
The items the applicant must provide
to apply for an experimental
airworthiness certificate for a light-sport
category kit-built aircraft currently exist
in § 21.193(e). This rule would relocate
these application items for light-sport
category kit-built aircraft from
§ 21.193(e) to § 21.191(j) with minor
changes. Section 21.193(e)(1) requires
evidence that an aircraft of the same
make and model was manufactured and
assembled by the aircraft kit
manufacturer and issued a special
airworthiness certificate in the lightsport category. This proposed rule, in
§ 21.191(j)(1), would clarify that the
issuance of a special airworthiness
certificate in the light-sport category
would occur under § 21.190.
Section 21.193(e)(2) requires the
applicant to provide a copy of the
aircraft’s operating instructions and
§ 21.193(e)(5) requires the applicant to
provide a copy of the aircraft’s flight
training supplement. These
requirements would be relocated to
§ 21.191(j)(2) in this rule and would
change ‘‘the aircraft’s operating
instructions’’ and ‘‘the aircraft’s flight
training supplement’’ to ‘‘the pilot’s
operating handbook that includes a
flight training supplement,’’ to
standardize with terminology proposed
for use throughout § 21.190 and part 22
of this proposal.
Section 21.193(e)(3) requires the
applicant to provide a copy of the
aircraft’s maintenance and inspection
procedures. This requirement would be
moved to § 21.191(j)(3) in this rule.
Section 21.193(e)(4) requires the
applicant to provide the manufacturer’s
statement of compliance for the aircraft
kit used in the aircraft assembly that
meets § 21.190(c), except that instead of
meeting § 21.190(c)(7), the statement
must identify assembly instructions for
the aircraft that meet an applicable
consensus standard. This proposed rule
would move this requirement to
§ 21.191(j)(4) and clarify that the aircraft
kit must comply with the applicable
requirements of § 21.190 and part 22 in
effect at the time the aircraft kit was
manufactured, except the statement of
compliance need not indicate
compliance with § 22.100 for flight and
ground testing in accordance with a
production acceptance test procedure.
This change is necessary because this
rule would contain the applicable
requirements throughout § 21.190 that
an applicant would have to comply with
in addition to the manufacturer’s
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statement of compliance. Additionally,
design, production, and airworthiness
requirements that must be complied
with would be in part 22 of this
proposed rule.
Finally, current § 21.193(e)(6) requires
an applicant for an aircraft kit
manufactured outside the United States
to show evidence that the aircraft kit
was manufactured in a country with
which the United States has a Bilateral
Airworthiness Agreement concerning
airplanes or a Bilateral Aviation Safety
Agreement with associated
Implementation Procedures for
Airworthiness concerning airplanes, or
an equivalent airworthiness agreement.
This requirement would remain
unchanged in the proposed rule and
relocated to § 21.191(j)(5).
TABLE 5—PROPOSED CHANGES TO § 21.191(i) OPERATING LIGHT-SPORT AIRCRAFT
Current purpose:
Proposed purpose:
§ 21.191(i)(1) (‘‘fat-ultralights’’) ....
§ 21.191(i)(2) (light-sport kit) .......
§ 21.191(i)(3) (former § 21.190) ..
Removed from § 21.191; timeframe closed on January 31, 2008.
§ 21.191(j) Operating light-sport category kit-built aircraft; would include provisions from current § 21.193(e).
§ 21.191(i) Operating former light-sport category aircraft.
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5. Operating Former Military Aircraft
This rule would create a new
experimental purpose for former
military aircraft to be added as
§ 21.191(k). To be eligible for an
experimental airworthiness certificate
under the proposed rule, aircraft would
have to be manufactured, purchased, or
modified under contract by the U.S.
Armed Forces or a foreign military. This
proposed requirement would establish
the military history of the aircraft as a
prerequisite for eligibility under this
section. The aircraft would have to have
been a military aircraft before the FAA
would consider the aircraft a former
military aircraft. Under the proposed
rule, unmanned aircraft (UA) would be
excluded from eligibility for an
airworthiness certificate under this
purpose.
This additional purpose is necessary
to allow for flights conducted by these
aircraft between their public aircraft
operations performed on behalf of the
Department of Defense (DOD). Since
fiscal year 2015, the DOD components
have increased the use of air support
contracts, including contracting for
more flying hours and expanding the
number of training locations, to address
training requirements. DOD components
awarded almost $8.4 billion for air
support contracts in fiscal years 2015
through 2021.123 These contracts
provide non-military aircraft and
personnel to replicate the role of combat
aircraft for various training activities.
DOD has used contracts to meet training
needs, address shortages in available
military aircraft and crew members, and
manage costs.
Many of these DOD operations
involve contract air support operations
that use civilian contractor aircraft and
personnel. Some examples of contract
air support operations are ordinance
123 Government Accountability Office, Report to
the Committee on Armed Services of the United
States House of Representatives (Dec. 2021), https://
www.gao.gov/assets/gao-22-104475.pdf.
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delivery, target towing, aerial refueling,
and aggressor training, in which
military pilots are provided with
simulated adversaries to replicate
combat activities. Although contract air
support aircraft have been issued
experimental airworthiness certificates
for the purpose of exhibition and crew
training, there currently is no
experimental purpose available that
adequately addresses the DOD’s needs
with regard to contract air support.
Although the operations conducted
under the contract with DOD may be
conducted as public aircraft operations,
any operations the aircraft may perform
that do not meet the statutory
requirements for public aircraft
operations would be a civil aircraft
operation subject to FAA airworthiness
requirements.
Existing airworthiness requirements
for experimental aircraft such as
exhibition and crew training also may
not include the mitigations appropriate
to the operation of these aircraft. To
date, former-military aircraft seeking to
conduct contract air support operations
typically have sought experimental
airworthiness certificates for the
purposes of exhibition and crew
training which the FAA has issued
accompanied by specific operating
limitations developed for each purpose
in accordance with § 91.319(i) and FAA
Order 8130.2.124 As the DOD has
increased its use of contract air support
operations over time, the FAA has
become aware that issuing experimental
airworthiness certificates under the
current available purposes may result in
a misalignment of the issued
experimental purpose and the
operations being conducted. The
proposed experimental purpose will
align the civil operations to be
conducted and the purpose for which
these certificates are sought.
124 FAA Order 8130.2J, Airworthiness
Certification of Aircraft (July 21, 2017).
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To better allow these aircraft to
operate as civil aircraft, the FAA
proposes to establish a new
experimental purpose for former
military aircraft that would allow for
three types of civil operation. First,
aircraft with this purpose would be able
to fly the aircraft to a base where
repairs, alterations, or maintenance
would be performed. Aircraft often need
to be taken to specific locations to have
requisite repairs, alterations, and
maintenance, whether scheduled or
unscheduled. Second, aircraft with this
purpose would be able to fly the aircraft
to a point of storage. When not being
used for contract air support operations,
these aircraft are typically not housed
on military property and need to be kept
in storage facilities that meet certain
security, size, and environmental
requirements. As such, allowing for
flight between the contract air support
operations and where the aircraft are
housed is necessary. Third, aircraft with
this purpose would be able to be
repositioned for use under contract with
the DOD. Contract air support
operations occur at various DOD
installations and within special use
airspace, with the same aircraft often
being used for contract air support
operations at different locations. As the
flight between the two locations would
not be considered a public aircraft
operation, this purpose will cover the
relocation flight necessary for the
aircraft to fulfill contractual
requirements. These purposes are also
aligned with the types of operations
generally allowed under a special flight
permit. Unlike a special flight permit,
however, this rule would allow these
aircraft to seek an experimental
airworthiness certificate rather than get
specific permission for each such
operation. The proposed experimental
purpose would enable the DOD to use
contract air services more effectively
and enable the FAA to oversee the civil
use of these aircraft more efficiently.
Such civil air support operations are
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critical to the defense readiness of the
United States. The three authorizations
proposed by the FAA provide a pathway
for the DOD contractors to conduct
limited civil operations.
6. Application for Special Airworthiness
Certificates Issued for Experimental
Purposes
With the documentation requirements
for light-sport category kit-built aircraft
proposed for relocation from § 21.193(e)
to § 21.191(j), the remaining
requirements in § 21.193(a) through (d)
are those necessary for the application
for an airworthiness certificate for an
experimental purpose. In accordance
with these proposed revisions, the
heading of this section would be
changed from ‘‘Experimental
certificates: general’’ to ‘‘Application for
special airworthiness certificates issued
for experimental purposes.’’
Section 21.193(a) requires a
statement, in a form and manner
prescribed by the FAA setting forth the
purpose for which the aircraft is to be
used. This rule would omit the first half
of this requirement: ‘‘A statement, in a
form and manner prescribed by the FAA
. . .’’ In this proposed rule, § 21.193(a)
would require an applicant to submit
the experimental purpose for which the
aircraft would be used and § 21.193(b)
would require an applicant to submit
enough information to describe the
planned operation, equipment, or test,
as applicable. Combined, these two
requirements would necessitate more
than a ‘‘statement’’ from the applicant,
as currently required by § 21.193(a). The
applicant would be required to provide
the § 21.191 purpose(s) for which
application is being made as well as
provide enough data for the FAA to
understand the scope, risks, and hazards
of the planned operations, equipment,
or test, as applicable.
Section 21.193(b) requires enough
data (such as photographs) to identify
the aircraft when making application for
an airworthiness certificate for an
experimental purpose. This proposed
rule, in § 21.193(e), would change this
requirement by removing the phrase
‘‘such as photographs’’ to clarify that
other means of identification are
permitted.
The FAA is not changing the
requirement in § 21.193(c) stating that,
upon inspection of the aircraft, any
pertinent information found necessary
by the FAA to safeguard the general
public must be submitted by the
applicant. In this proposal, this
requirement would simply be moved to
§ 21.193(g).
Section 21.193(d)(2) requires the
applicant to submit the estimated time
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or number of flights required for the
experiment. This proposed rule would
keep this requirement in § 21.193(c) but
would make it applicable only for an
applicant seeking issuance of an
experimental airworthiness certificate
for those experimental purposes
specified in § 21.191(a) through (f). This
change is necessary because the other
experimental purposes (i.e., operating
amateur-built aircraft, operating former
light-sport-category aircraft, and
operating light-sport category kit-built
aircraft) are not dependent upon time or
accomplishing a specific number of
flights to validate their experimental
purpose. The experimental purposes of
research and development, showing
compliance with regulations, crew
training, and market survey would all be
subject to a certificate duration of three
years or less under this rule, or they
could indicate the number of flights it
will take to complete their experiment
or operation. Applicants for the
exhibition and air racing experimental
purposes would identify the number of
flights, typically planned at events such
as airshows, movie or television
productions, or air races. In this section,
the word ‘‘experiment’’ in § 21.193(d)(2)
would be changed to ‘‘operation’’ in
§ 21.193(c) of this rule to reflect that not
all the experimental purposes in
§ 21.191(a) through (f) involve
experiments. Replacing ‘‘experiment’’
with ‘‘operation’’ more accurately
describes the flight operations of these
experimental purposes.
The current requirement in
§ 21.193(d)(3) for applicants to submit
the areas over which the experiment
will be conducted when applying for an
airworthiness certificate for an
experimental purpose would move to
§ 21.193(d) in this proposed rule.
Consistent with other requirements in
this section in this proposed rule, the
word ‘‘experiment’’ would be changed
to ‘‘flight’’ to show that not all
experimental purposes involve
experiments.
Finally, current § 21.193(d)(4)
requires applicants for an airworthiness
certificate for an experimental purpose
to provide three-view drawings or threeview dimensioned photographs of the
aircraft, except for aircraft converted
from a previously certificated type
without appreciable change in the
external configuration. This proposed
rule, in § 21.193(f), would omit the
words ‘‘aircraft converted from’’ to
clarify that any previously typecertificated aircraft would be excepted
from this requirement if there was no
appreciable change in the external
configuration.
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Proposed § 21.193(h) would require
applicants for an experimental
certificate under § 21.191(i) operating
former light-sport category aircraft, and
§ 21.191(j) operating light-sport category
kit-built aircraft, to demonstrate
compliance with the aircraft noise limits
in 14 CFR part 36. If compliance cannot
be demonstrated using analytical data
(i.e., the aircraft needs to be flight
tested), an applicant for either of these
experimental purposes would need to
obtain an experimental airworthiness
certificate for the purpose of showing
compliance with regulations to
complete noise testing before receiving
airworthiness certification under the
proposed § 21.191(i) or (j). Options for
noise compliance are discussed in
section IV.K.
7. Changes to the Experimental Purpose
of Market Survey
Section 21.195(b) applies to
manufacturers of aircraft engines and
§ 21.195(c) applies to persons who have
altered the design of a type-certificated
aircraft. Both § 21.195(b) and (c) have
the requirement for an aircraft, before
alteration, to have been type certificated
in the normal, utility, acrobatic,
commuter, or transport category. This
proposed rule would add aircraft type
certificated in the primary and restricted
categories. This change would allow, for
example, a manufacturer or person to
alter an aircraft, such as by adding a
new crop sprayer and install it in an
aircraft that had been, before alteration,
type certificated in the restricted
category for the special purpose
operation of crop spraying. This
manufacturer or person could
demonstrate the new crop sprayer on a
restricted category aircraft to potential
customers under the experimental
purpose of market survey. Currently,
§ 21.195 does not contain requirements
applicable to these types of
demonstrations in the primary and
restricted categories.
Section 21.195(d) states that an
applicant for an experimental certificate
under this section is entitled to that
certificate if, in addition to meeting the
requirements of § 21.193, the applicant
has established an inspection and
maintenance program for the continued
airworthiness of the aircraft and showed
that the aircraft has been flown for at
least 50 hours, or for at least 5 hours if
it is a type-certificated aircraft which
has been modified. The FAA may
reduce these operational requirements if
the applicant provides adequate
justification. This proposed rule would
clarify that § 21.195(a), (b), or (c)
determine the eligibility for the
application of an airworthiness
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certificate for the experimental purpose
of market survey and that § 21.195(d) is
not a stand-alone eligibility criterion. To
remedy this common misconception,
this rule would clarify that § 21.195(d)
only applies when an applicant meets
the requirements of § 21.193 and any of
the three criteria in § 21.195(a), (b), or
(c).
In addition to the changes previously
discussed, this rule proposes to
eliminate the use of gender-specific
terminology that exists in this section.
8. Noise Requirements
a. New Experimental Light-Sport
Category Aircraft and Acoustic Changes
to Existing Experimental Light-Sport
Aircraft
This rule proposes that new
experimental light-sport aircraft and
existing experimental light-sport aircraft
that are altered in a manner that changes
their noise generation would be
required to demonstrate compliance
with part 36. While the noise limits
listed in the appendices to part 36
would apply, the FAA is proposing
different methods of compliance
depending on the complexity of the
aircraft and the availability of noise
consensus standards. A more
comprehensive discussion of the need
for this requirement and the options
available for airworthiness certification
is presented in section IV.K.
Aircraft certificated under current
§ 21.191(i)(1) would be excepted from
meeting noise requirements, as
discussed in section IV.K.
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b. Experimental Light-Sport Category
Kit-Built Aircraft
The FAA proposes to apply the noise
requirements of part 36 to experimental
light-sport aircraft kit-built aircraft
when an airworthiness certificate is
applied for under § 21.191(j). The
applicability and methods of
compliance with part 36 are fully
discussed in section IV.K.
9. Aircraft Identification
In § 21.182(a), this rule would change
the word ‘‘his’’ to ‘‘the’’ to make this
sentence gender-neutral.
When combined, the current
§ 21.182(b) introductory text and (b)(2)
contain double-negative language that is
confusing. This rule would eliminate
the double-negative language to add
clarity. Section 21.182(b) currently
states in part that paragraph (a) of this
section does not apply to applicants for
the following: an experimental
certificate for an aircraft not issued for
the purpose of operating amateur-built
aircraft, operating primary kit-built
aircraft, or operating light-sport aircraft.
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To apply this double-negative language
correctly, a person would have to
determine the experimental purposes
not listed in § 21.182(b)(2). These
purposes include research and
development, showing compliance with
regulations, crew training, exhibition,
air racing, and market survey. The
proposed § 21.182(b)(2) would instead
list these applicable experimental
purposes, making comprehension much
easier.
A new experimental purpose,
operating former military aircraft, would
be included under § 21.182(b)(2),
thereby excluding these aircraft from
compliance with the fireproof
identification marking requirements of
§ 45.11. Former military aircraft were
built under U.S. or foreign military
requirements, and it would be
impractical and extremely costly for
them to have to retroactively comply
with civil fireproof identification
marking requirements. Also, most
former military aircraft currently
operating under FAA airworthiness
certificates are already excluded from
fire-proof marking requirements since
they tend to operate under the
experimental purposes of research and
development, crew training, or
exhibition.
J. Restricted Category
1. General Changes to Airworthiness
Certification of Restricted Category
Aircraft
For type certification in the restricted
category, § 21.25(a)(1) currently requires
an aircraft to meet the airworthiness
requirements of an aircraft category,
except those requirements that the FAA
finds inappropriate for the special
purpose for which the aircraft is to be
used. This proposed rule would specify
that the airworthiness regulations for
primary or light-sport categories are not
acceptable for type certification in the
restricted category. These two categories
were created after the restricted category
regulations were established and were
not intended to be included for type
certification in the restricted category.
Additionally, the airworthiness
requirements for primary and light-sport
categories are not appropriate for use in
restricted category type certification.
The primary category airworthiness
regulations are not designed to include
all of the airworthiness standards in part
23 or 27, as applicable, while the
airworthiness requirements for lightsport category aircraft, as proposed in
this rule, are based on the design,
performance, and production
requirements in part 22. This revision
would preclude owners of primary
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category aircraft and light-sport category
aircraft from seeking certification of
their aircraft in the restricted category.
Currently, the FAA is not aware of any
owners of primary category aircraft or
light-sport category aircraft that have
requested their aircraft to be certificated
in the restricted category. As such, this
proposed rule would result in the
airworthiness regulations for normal,
utility, acrobatic, commuter, and
transport categories to be acceptable for
use under the proposed restricted
category provisions in § 21.25(a)(1).
Also in this proposed rule, the term
‘‘special purpose’’ would be replaced
with ‘‘special purpose operation’’ in
§ 21.25(a)(1) and (2). This change would
standardize the use of this terminology
throughout §§ 21.25, 21.185, and 91.313
and FAA Order 8110.56B, Restricted
Category Type Certification, dated July
19, 2017 (‘‘FAA Order 8110.56B’’).
In general, § 21.25(a)(2) addresses
requirements for military aircraft that
could be type certificated in the
restricted category. This proposed rule
would restructure § 21.25(a)(2) by
splitting this section into three
requirements, of which the latter two
are new. This restructuring would make
this section easier to read. In this
proposed rule, the phrase, ‘‘an Armed
Force of the United States,’’ would be
replaced with ‘‘the U.S. Armed Forces’’
to align with terminology used
throughout 14 CFR part 21. Section
21.25(a)(2)(i) would contain the existing
requirement that the aircraft type was
manufactured in accordance with the
requirements of, and accepted for use
by, the U.S. Armed Forces.
To be eligible for restricted category
type certificate under proposed
§ 21.25(a)(2)(ii), an aircraft type must
have been operated by a U.S. Armed
Force since this provision is intended
for former aircraft types of a U.S. Armed
Force. Aircraft that have only been
manufactured for and accepted by a U.S.
Armed Force, but never operated by that
U.S. Armed Force, could have been
manufactured and accepted on behalf of
other operators such as under foreign
military sales arrangements and,
therefore, not truly be an aircraft type of
a U.S. Armed Force.
Proposed § 21.25(a)(2)(iii) would
clarify that an aircraft must be able to
perform, or be modified to be able to
perform, the special purpose operation
for which the aircraft is to be approved.
Under the current § 21.25(a)(2), the
requirements for what modifications are
permitted or required for type
certification are not specified. This has
produced misconceptions that the
aircraft can only be modified for special
purpose operation. Surplus military
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aircraft may be type certificated to
perform a special purpose operation
without any modification. Alternatively,
modifications may be made for other
reasons, such as aircraft performance,
reliability, or safety enhancements.
2. Codification of Special Purpose
Operations
The existing list of special purpose
operations in § 21.25(b)(1) through (7)
that are authorized for restricted
category aircraft have largely remained
unchanged since 1964 (see 29 FR 14564,
October 24, 1964). This proposed rule
would revise § 21.25(b) by codifying the
special purpose operations that have
been approved by the FAA since 1964.
Most of these special purpose
operations have been published in FAA
Order 8110.56B.
In this proposed rule, § 21.25(b)(1)
through (7) would continue to contain
the seven special purposes currently in
§ 21.25(b)(1) through (7) that include:
agricultural, forest and wildlife
conservation, aerial surveying,
patrolling, weather control, aerial
advertising, and other, as specified by
the FAA. Additionally, the associated
special purpose operations for each
special purpose would be codified. For
example, cloud seeding would be a
special purpose operation under the
special purpose of weather control. This
change would align terminology in
§ 21.25(b) with that used by the FAA in
the approvals for special purpose
operations published in the Federal
Register. This change would also align
this terminology with that used in the
certification basis section of type
certificate data sheets and supplemental
type certificates, as well as with FAA
policy in Order 8110.56 for restricted
category aircraft.
For § 21.25(b)(1), this rule would add
three agricultural special purpose
operations that have been previously
approved by the FAA: insect control,
dust control, and fruit drying and frost
control. Frost control and fruit drying,
also called protection of crops, involve
the use of an aircraft to circulate air over
a field or orchard to prevent frost from
forming on the crops or to dry the fruit
on the orchard trees.
For § 21.25(b)(2), this rule would
codify forest and wildlife conservation
special purpose operations that have
been previously approved by the FAA.
These include aerial dispensing of firefighting materials, fish spotting, wild
animal survey, and oil spill response.
The special purpose of aerial dispensing
of fire-fighting materials was originally
approved as ‘‘aerial dispensing of
liquids’’ for fire-fighting aircraft.
However, this rule proposes to change
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the name to aerial dispensing of firefighting materials to more closely align
with the regulatory language in 14 CFR
36.1.
For § 21.25(b)(3), this rule would
codify aerial surveying special purpose
operations that include: aerial imaging,
gas exploration, atmospheric survey and
research, geophysical and
electromagnetic surveys, oceanic
surveys, and airborne measurement of
navigation signals. Gas exploration
would be added as a special purpose
operation since it uses the same
processes as the special purpose
operation of oil exploration, which has
existed since 1964.
Aerial imaging would replace
photography as an aerial surveying
special purpose operation to clarify that
specialized airborne sensing or
measuring equipment on the aircraft is
a key component to perform aerial
surveying operations. Aerial imaging
would permit new technologies used to
perform aerial surveying operations,
such as light detection and ranging,
which is commonly known as LIDAR.
For § 21.25(b)(4), this rule would
codify patrolling special purpose
operations that include: patrolling of
railroads, patrolling of harbors, and
patrolling of data transmission lines and
towers. Patrolling of data transmission
lines and towers is a new special
purpose operation that would be added
to this rule because it involves a similar
process used for the special purpose
operation of patrolling power lines,
which has existed since 1964.
Finally, for § 21.25(b)(7), this rule
would codify other special purpose
operations that have been previously
approved by the FAA but are not
categorized under the prior six special
purposes. The following special purpose
operations would be added to
§ 21.25(b)(7): rotorcraft external-load
operations conducted under part 133,
carriage of cargo incidental to the
owner’s or operator’s business, target
towing, search and rescue operations,
glider towing, Alaskan fuel hauling,
Alaskan fixed-wing external load
operations, and space vehicle launch
support. This rule would move the
existing catchall, ‘‘any other special
purpose operation specified by the
FAA,’’ to become the last item in the list
to indicate that the FAA may still add
special purpose operations in the future.
3. Corrections to Original Issuance of
Restricted Category Airworthiness
Certificates
Section 21.185(a) states that an
applicant for the original issue of a
restricted category airworthiness
certificate for an aircraft type
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47711
certificated in the restricted category,
that was not previously type certificated
in any other category, must comply with
the appropriate provisions of § 21.183.
In this proposed rule, § 21.185(a) would
be revised to remove ‘‘original issue of’’
because ‘‘original’’ specifies compliance
with the applicable requirements of
§ 21.183 only for the original issuance of
a restricted category airworthiness
certificate. This causes confusion in
situations wherein a restricted category
aircraft’s airworthiness certificate has to
be re-issued. For example, a restricted
category aircraft may require re-issuance
of the airworthiness certificate in
situations where the airworthiness
certificate was lost or had become
unreadable due to damage. This
proposed revision would account for
both original and re-issuance of a
restricted category airworthiness
certificate.
Section 21.185(b) states that an
applicant for a restricted category
airworthiness certificate for an aircraft
type certificated in the restricted
category that was either a surplus
aircraft of the Armed Forces or
previously type certificated in another
category is entitled to an airworthiness
certificate if the aircraft has been
inspected by the FAA and found to be
in a good state of preservation and
repair and in a condition for safe
operation. Section 21.185(b), as
proposed, would be restructured to
provide clarity and implement
terminology changes that align with the
language used in other sections of this
chapter. For example, this section
would add ‘‘entitled to an airworthiness
certificate’’ in the first sentence to align
with other sections of part 21, subpart
H. Consistent with the changes
previously discussed in § 21.25,
terminology such as ‘‘special purpose
operation’’ and ‘‘U.S. Armed Forces’’
would be used in § 21.185(b)(1) and
(b)(2)(ii) respectively. Exclusion of
aircraft previously type-certificated in
categories other than primary and lightsport is proposed in § 21.185(b)(2)(ii)
and would be similar to the exclusion
proposed as discussed in the preamble
for § 21.25(a)(1).
In addition to the changes previously
discussed, this rule proposes to
eliminate the use of gender-specific
terminology that exists in this section.
4. Issuance of Multiple Airworthiness
Certificates for Restricted Category
Aircraft
This proposal would revise the
heading of § 21.187 by adding ‘‘for
restricted category aircraft’’ to clarify
that this section applies only to
restricted category aircraft.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
K. Noise Certification of Aircraft That
Do Not Conform to a Type Certificate
The FAA is proposing to amend the
applicability of 14 CFR part 36 to make
noise certification applicable to aircraft
that do not conform to a type certificate.
Since noise certification requirements
have historically only been applied to
type-certificated aircraft, this
rulemaking proposes the addition of a
new § 36.0 for aircraft that do not
conform to a type certificate to keep the
requirements clearly separated. Part 36
would apply on the effective date of the
final rule. Compliance would be
required when a new special
airworthiness certificate is applied for,
or by the continued use of a previously
issued airworthiness certificate when an
alternation is made to an aircraft that
would affect the amount of noise it
produces when operating. The noise
certification requirements proposed for
an aircraft that does not conform to a
type certificate would not be retroactive
for any aircraft currently operating.
1. Noise Certification Background
Pursuant to its authorizing legislation
in 49 U.S.C. 44715, the FAA has the
responsibility to ‘‘protect the public
health and welfare from aircraft noise.’’
This responsibility came with broad
authority to adopt regulations and noise
standards to carry out this mandate.
When promulgated in the 1970s, the
FAA applied the part 36 noise
certification regulations when the
agency issued type certificates. This
represented the provision in section
44715(a)(3) that acts as the ‘‘floor’’ for
the FAA’s duty to exercise its authority.
The agency’s much broader authority
over aircraft noise remains
discretionary.
Initially, the FAA determined that
there was little value in assessing the
noise from aircraft that did not receive
type certificates. Those aircraft were
originally found to be few in number,
and in many cases may have been a
single aircraft of its kind. The agency
did not find value in requiring noise
testing by single operators, nor any
value in the test data from a single
model of an aircraft that was allowed
only limited operations; these were
often categorized under the general
heading of experimental airworthiness
certificates.
In the past two decades, the reality of
the number of aircraft operating that do
not conform to a type certificate has
overtaken those historical
presumptions. There are now tens of
thousands of aircraft that do not
conform to type certificates, many of
them nearly identical, that have never
been subject to noise testing or limits,
including aircraft that may be similar to
or larger than aircraft with type
certificates that are already subject to
the noise requirements. The FAA did
not anticipate the growth of aircraft that
do not conform to type certificates when
the categories were created, and the
noise requirements did not keep pace
with this growth of these categories
because they were based on historical
use and expectations. The FAA can no
longer justify the exclusion of these
aircraft and their noise impact on
communities under its statutory
responsibility, nor can it let the growth
continue by changing the names or the
categories. The purpose of this
rulemaking is to reorganize the issuance
of special airworthiness certificates to
reflect the current realities of
certification, and it presents the
opportunity to recognize and address
the noise created by these aircraft. This
proposed expansion of the applicability
of part 36 acknowledges that noise
certification is part of the overall
certification scheme for aircraft and is
appropriate for modernization as the
agency modernizes its issuance of
special airworthiness certificates.
The intent of this expansion of the
applicability of part 36 is focused on
those categories and classes of aircraft
that represent the more recent
expansion, rather than the aircraft that
were traditionally excepted from noise
regulations. Aircraft that would remain
excepted from part 36 applicability
include those traditionally determined
experimental, for example the proposed
categories of research and development,
showing compliance, market survey,
exhibition, air racing, and amateur-built
aircraft. Aircraft holding airworthiness
certification or seeking a new special
airworthiness certificate in these
categories would not be included in part
36 applicability.
Part 36 would not apply to light-sport
category aircraft or experimental lightsport category aircraft as long as their
airworthiness certificate was issued
before the effective date of the final rule
and for as long as the aircraft remains
unaltered. However, any aircraft that
would be certificated for the first time
under proposed § 21.190 would be
subject to noise requirements of part 36
at all weights. Part 36 would also apply
to a current light-sport category aircraft
that incorporates an alteration that
would routinely be considered as
requiring evaluation of the change for
noise in accordance with § 21.93(b).
That regulation is known as the
‘‘acoustical change’’ provision.
However, because § 21.93 only applies
to type-certificated aircraft the FAA
finds the provision would not be
appropriate for aircraft that have no type
certificate since they have no original
noise basis from which to evaluate a
change. In the proposed regulation, this
type of change is referenced as an
alteration that would result in an
acoustical change. In the context of an
aircraft that does not have a type
certificate, such alteration would likely
be made by the airworthiness certificate
holder for their single aircraft. If an
aircraft incorporates such an alteration,
it would be the responsibility of the
airworthiness certificate holder to
comply with the requirements of part 36
for its aircraft, possibly for the first time.
For the purposes of discussion here,
such alterations almost always include
a change in engine or propellers, a
change in the wing structure or material,
significant additions to the fuselage or
fixed landing gear, increases in
operating weight, and the attachment of
external equipment. Those alterations
that incorporate a change that would
reduce the noise level created by the
aircraft may also require a
demonstration of compliance with part
36, as it would establish a new baseline
for future changes.
TABLE 6—SUMMARY OF § 36.0 APPLICABILITY TO AIRCRAFT THAT DO NOT CONFORM TO A TYPE CERTIFICATE
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Aircraft certificated under
14 CFR 21.190 (through § 22.175) .......
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Aircraft applicability
New aircraft or Acoustic alteration of
aircraft.
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Applicable noise
regulation
Means of compliance
Part 36 (§ 36.0) .....
FAA-approved consensus standard,
applicable part 36 appendix, or other
combination of requirements as approved by the FAA.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
47713
TABLE 6—SUMMARY OF § 36.0 APPLICABILITY TO AIRCRAFT THAT DO NOT CONFORM TO A TYPE CERTIFICATE—
Continued
Aircraft certificated under
Aircraft applicability
Applicable noise
regulation
Means of compliance
14 CFR 21.191(i) Operating former
light-sport category aircraft; or (j) Operating light-sport category kit-built
aircraft (through § 21.193(h)).
New experimental light-sport category
aircraft kits or Acoustic alteration of
experimental light-sport category aircraft.
Part 36 (§ 36.0) .....
FAA-approved consensus standard,
applicable part 36 appendix or other
combination of requirements as approved by the FAA.
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2. What Noise Certification Does and
Does Not Mean
Although traditional noise
certification of aircraft may evoke
impressions of burdensome testing and
the potential for noise operating
limitations in certain areas, this is often
not the case. Neither comprehensive
testing nor operating limitations are
automatic when part 36 applies. At
present, the only noise operating
limitations in the United States apply to
jet aircraft.
The primary emphasis on controlling
aircraft noise is done by assessing noise
at its source, the aircraft itself, rather
than operations generally. This
assessment occurs when noise is
measured at the time of type
certification. Through the creation of
noise limits for various aircraft types
and the development of measurement
procedures and methods that are
relevant to day-to-day operation, the
FAA meets its primary statutory
obligation to protect the public health
and welfare by assessing the noise
profiles of aircraft as they are
developed, and by setting a defined
noise limit with which an aircraft must
comply before it is given an
airworthiness certificate and permitted
to operate. The limits are set based on
weight, design, and means of
propulsion. There are a set of standards
and limits for fixed wing small
airplanes, one for jets, one for
helicopters, and one for tiltrotors. As
new aircraft types develop, the FAA
gathers the appropriate data to
determine what is acceptable for noise
production by the aircraft type to fulfill
the agency’s statutory responsibilities.
These standards and their adoption into
regulations are how the FAA meets its
obligation to protect public health and
welfare from aircraft noise is
appropriately and consistently
administered.
The noise certification requirements
of part 36 are integrated into the larger
aircraft type and airworthiness
certification processes that assess safety.
However, there is one significant
difference between safety and noise
certification. Safety is maintained by
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continual assessment of aircraft
condition, and the FAA can address and
require correction of an unsafe
condition by means such as an
airworthiness directive, which is a
legally enforceable regulation adopted
in accordance with 14 CFR part 39. No
such monitoring or correction
mechanism by the FAA exists for noise.
This difference places significant
emphasis on the comprehensive
evaluation of noise on a level playing
field at the one time the noise is
measured at certification. Since nothing
in the regulations specifies any
particular means to control the noise of
an individual aircraft, the level playing
field is maintained by specific test
measurements of aircraft noise at
certification, one of demonstrating
compliance and equal enforcement of
the standards. Part 36 requires that the
noise limits and reference conditions in
part 36 be maintained when
demonstrating compliance, even if
varied procedures are approved.
Until now, noise certification has
been required only for aircraft that
conform to a type certificate, although it
is considered an airworthiness
characteristic of an individual aircraft.
As discussed earlier, the expansion of
the domestic fleet to include routine
operations of aircraft that are not type
certificated has caused the FAA to reevaluate its statutory responsibility and
respond to the increased noise burden
from aircraft of all kinds. As is required
by the FAA’s statutory mandate, the
existing limits and procedures for noise
certification have been developed in a
manner that considers the economic
reasonableness, technological
practicability, and appropriateness for
the aircraft to which it would apply.125
These criteria also guided the expansion
of the noise certification requirements
proposed here.
Noise certification is also a different
and separate process from the FAA’s
assessment of the environmental
impacts of noise when operating,
especially in certain localities. Such
considerations are assessed separately
under different statutory and regulatory
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U.S.C. 44715(b).
Frm 00065
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criteria than noise certification, e.g., the
National Environmental Policy Act 126
and other special purpose laws. While
these environmental impacts often refer
to noise data gathered during part 36
noise testing, the noise measurements
themselves are made under separate
FAA authority as noted.
As stated earlier, the noise
certification process does not itself
create operational restrictions. Instead,
each type of aircraft has a noise limit
established in part 36. Noise
certification is a two-step process used
to test an individual aircraft (or model)
using the procedures of part 36. The
first step is to measure the noise levels
created by an aircraft at different
operating points. The second step is to
determine whether the noise levels
measured during testing are below the
regulatory noise limit, demonstrating
that the aircraft complies with part 36.
Since it does not require any specific
technology or equipment be installed on
an aircraft, part 36 functions as a
performance standard; the test shows
that as configured, an aircraft is below
or above the regulatory limit. Noise
certification is considered part of the
overall airworthiness of an aircraft
(§ 21.183), even if the noise levels of an
aircraft are, in many cases, established
at the time of type certification for the
convenience of the manufacturer (e.g.,
§ 21.17). The regulations require that
each individual aircraft remains
compliant with the noise standards,
indicating that noise compliance is tied
to the airworthiness certificate of an
individual aircraft as it maintains
compliance (see §§ 21.93, 21.183).
As noted, there are no specific aircraft
equipment requirements to demonstrate
compliance with part 36. An aircraft
may incorporate any equipment desired
to stay below the noise limit established
for that aircraft. An aircraft that
demonstrates compliance with part 36
must of course meet the airworthiness
requirements for safety as configured
when noise tested. Since aircraft noise
is correlated to weight, noise
certification tests are conducted at the
maximum takeoff weight (MTOW)
126 42
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U.S.C. 4321 et seq.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
allowed by the airworthiness
regulations for an aircraft. When an
aircraft at MTOW demonstrates that it
remains below the noise limits in part
36, that maximum weight for safe
operation becomes an inherent noise
limitation (e.g., part 36, appendix B,
section B36.7(b)(6)). If an aircraft is
altered in a way that it becomes louder,
it results in an acoustical change, and
fairness requires that the aircraft be reassessed for its noise compliance
because the noisiest certificated
configuration has changed (§ 21.93(b)).
For large aircraft used in scheduled
passenger flight operations, the
requirements for noise testing cover
various operating modes such as takeoff,
flyover and approach. In essence, the
noise certification regulations become
more sophisticated for aircraft that are
larger, heavier, more powerful, and
more complex. But for aircraft that are
smaller and lighter, the certification
criteria are likewise simpler, such as a
noise level measured at takeoff at
maximum allowed weight, or at a level
overflight condition. Part 36 uses such
configurations during noise certification
to represent the flight segments that
generally have the most noise impact.
Historically, these measurement points
were adopted to represent aircraft flight
segments that are most noticeable by
people on the ground.
Noise certification is best viewed as a
continuum, and despite that aircraft
noise is assessed according to weight
and measured noise output, the
continuum has historically included
only aircraft that sought type
certification. That historical application
is changing. The FAA’s reassessment of
its statutory obligations and the realities
of how aircraft get certificated for
operation has led to the expansion of
part 36 applicability proposed here.
This overall modernization of
airworthiness qualifications and
categories in part 21 present a unique
opportunity for the FAA to modernize
its noise responsibilities within the
framework of the various aircraft
certification processes that allow
operation with or without type
certificates. The FAA is aware that type
certification has long been avoided in
part to skirt the noise regulations. The
FAA recognizes that its historical
limitation of noise certification to typecertificated aircraft has come to
represent a failing of the agency’s duty
to protect the public health and welfare
from aircraft noise as Congress
intended.
As noise certification expands to
cover aircraft that do not have type
certificates, the FAA is open to
consideration of different procedures
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and certification paths that will both
meet its statutory obligations and allow
for less burdensome and more
streamlined compliance for newly
affected airworthiness certificate
holders. Those compliance mechanisms
are proposed in § 36.0.
The first step in current noise
certification process is the
determination of the appropriate
certification basis. Typically, the FAA
determines which existing part 36
category applies to the aircraft,
depending on its design and expected
operation. Once the part 36 category is
determined, the next step is to
determine the noise limits and methods
of compliance (reference conditions and
test procedures) from the corresponding
subpart and appendices of part 36. The
applicant would then develop a noise
certification test plan that includes
these methods, get the plan approved by
the FAA, conduct the required noise
measurements, and submit its noise
certification report for the FAA’s review
and approval. Together these steps
constitute the applicant’s demonstration
of compliance.
For aircraft that do not conform to a
type certificate, this proposed rule
introduces more flexibility for the
methods of compliance. Nothing has
changed for aircraft that apply for a type
certificate that are required to show
compliance under existing regulations.
Nothing about this proposal for aircraft
that do not conform to a type certificate
is intended to change the status of those
that are type certificated. Type
certification applicants should not
expect that they will get a choice to use
alternate regulatory procedures or
industry consensus standards even
though the name of an aircraft category
in part 21 may change as part of this
proposed rule. Nothing about these
proposed regulations may be interpreted
to alter the current noise certification
limits or test requirements for typecertificated aircraft.
3. Aircraft Not Subject to Part 36 Noise
Certification Requirements
Aircraft that historically have been
designated experimental, that remain
few in number, are of limited use, or an
aircraft that represents an early stage of
continuing design would continue to be
excepted from part 36 applicability.
These aircraft are issued special
airworthiness certificates for
experimental purposes as described in
§ 21.191(a) for research and
development, § 21.191(b) for showing
compliance, § 21.191(c) for crew
training, § 21.191(d) for exhibition,
§ 21.191(e) for air racing, § 21.191(f) for
market survey.
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The FAA considered the inclusion of
applying part 36 requirements to
§§ 21.191(h) (primary category kit-built
aircraft) and 21.191(g) (amateur-built
aircraft). However, since this
rulemaking is intended to streamline
only the categories of aircraft discussed
in this proposed rule, those aircraft are
not among the proposed changes to
airworthiness certification requirements
and have not been included in this
proposed application of part 36.
The FAA considered applying part 36
requirements to § 21.191(k) (former
military aircraft). However, these
aircraft are expected to remain few in
number and of limited use, and their
numbers are not expected to increase
significantly in the future. Accordingly,
this rule does not propose application of
part 36 to these aircraft.
The FAA requests comment on
whether any categories of aircraft
should or should not be subject to part
36 noise requirements, including any
technical or economic data that support
the comment.
4. Proposed Applicability
Proposed § 36.0 would apply to all
aircraft that do conform to a type
certificate and apply for an
airworthiness certificate in accordance
with §§ 21.190, 21.191, or 21.193(h) or
part 22 with exceptions listed in the
rule. This rulemaking does not affect the
noise certification or operation of
unmanned aircraft and they are not
included in the proposed applicability
of part 36. Section 36.0(a) lists the
general compliance requirements
applicable to each aircraft that does not
conform to a type certificate. That
paragraph states that the noise
regulations of part 36 would apply at
the time an applicant submits an
application for the first certificate of
airworthiness for an aircraft. For an
aircraft that already has an
airworthiness certificate, noise
compliance would take effect when an
alteration to the aircraft is made that
would affect the noise level it creates, as
discussed earlier.
Section 36.0(b) states what an
applicant must show to demonstrate
noise compliance. First, an applicant
must demonstrate the aircraft, usually in
its noisiest operating configuration,
produces less noise than the limit
specified for an aircraft of its kind and
weight in part 36. The number that
results from the test is called the
aircraft’s noise level and it must be no
louder than the part 36 noise limit. The
second part of demonstrating
compliance concerns the test
procedures and analyses that may be
required (depending on the aircraft),
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and a determination that they conform
to the requirements in part 36 for the
aircraft type, meeting the level playing
field referenced earlier in the noise
background discussion. Each of these
two requirements must be met during
each configuration, flight profile or
reference condition that is determined
to apply to the noise certification plan
for the aircraft. The simpler an aircraft
is, the simpler the test plan would be
expected to be.
Section 36.0(c) lists the first method
of compliance that would be available to
an aircraft that does not conform to a
type certificate, the use of a noise
consensus standard. This is the first
time the FAA has proposed to allow a
noise consensus standard to be used for
initial noise certification,
In past noise type certification
projects, industry has occasionally
requested the use of equivalency
procedures or methods, including
modeling, as an alternative to the noise
measurement procedures in part 36.
These methods typically have been
proposed to demonstrate ‘‘no acoustic
change’’ rather than be used for an
initial demonstration of compliance
with a part 36 noise limit. These
methods are heavily scrutinized by the
FAA, especially if they are new and
novel, and have only been accepted on
a single project basis.
The FAA expects new noise
consensus standards to be developed by
the industry for use by manufacturers of
aircraft and kits, and by individuals.
Before a consensus standard could be
used to demonstrate initial compliance
with part 36 for an aircraft that does not
conform to a type certificate, the
standard would have to be approved by
the FAA and use part 36 noise limits.
The FAA expects that any consensus
standards would not be limited to
physical measurements of noise taken
during test flights. They might instead
to be based on empirical data or
analytical modeling if the underlying
noise prediction methods are found to
be robust.
In evaluating new noise consensus
standards to be used to demonstrate
compliance with § 36.0, the FAA
expects to consider the following
factors:
(1) The methods in the standard,
whether based in physical noise testing
or through validated and/or generally
accepted noise prediction methods,
must be environmentally responsible,
economically reasonable,
technologically practicable, and
appropriate for the aircraft to which it
would apply;
(2) The standard must consider
developments in other associated fields
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(such as research programs into
quantification and control of aircraft
noise) and participation by
stakeholders;
(3) The noise levels generated from
using the standard must be within 90
percent of confidence limits and must
be within +/¥2 decibels A (dBA) when
compared to results from using the full
noise measurement procedures in the
corresponding appendix of part 36; and
(4) The standard must clearly
document all assumptions used in the
development, validation, results, and
limitations of the methods presented.
A modeling-based consensus standard
would be expected to significantly
reduce the cost of noise compliance. Not
only would there not be a need to
physically test every model (or aircraft),
it would also allow manufacturers to
use the predictive capabilities to guide
and support aircraft design decisions in
earlier phases, avoiding costly future
redesign or modifications.
Accordingly, proposed § 36.0(c)
would allow the use of a consensus
standard for an aircraft that does not
conform to a type certificate when the
standard has been approved by the
FAA, and the FAA finds that the
standard is appropriate for the aircraft
and applies to the specific design. The
agency anticipates that manufacturers of
aircraft or kits will work to get such
noise consensus standards developed as
an added value for its products, and to
facilitate compliance at an early stage.
The FAA does not develop noise
consensus standards. If there is no
approved noise consensus standard
available and appropriate to the aircraft
of an applicant seeking a special
airworthiness certificate, another means
of demonstrating compliance with part
36 would be required.
Section 36.0(d) lists the methods of
compliance with part 36 available for an
aircraft that does not have an applicable
noise consensus standard. The first
determination is whether the aircraft is
found by the FAA for noise purposes to
be the same as or sufficiently similar to
a type-certificated aircraft covered by
§ 36.1. If the FAA finds there is such a
type-certificated aircraft, then (1) the
applicant for a special airworthiness
certificate may choose to retest its
aircraft using the same part 36 standards
that apply to the type-certificated
aircraft, or (2) if the applicant’s aircraft
has had no modifications that would
affect the noise levels measured for the
same or similar type-certificated aircraft,
the applicant can adopt the noise levels
recorded for the type-certificated
aircraft. These are the provisions found
in proposed § 36.0(d)(1)(i) and (ii). In
some cases, this may be an advantage to
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an aircraft that does not conform to a
type certificate. The FAA is aware that
there are aircraft that once conformed to
a type certificate but have been
modified, or that the owner voluntarily
chose to restrict their operation to
qualify for a special airworthiness
certificate. If the applicant can show
that the aircraft had not been altered in
a manner that would change its noise
profile, the applicant would be able to
use the noise certification for the typecertificated aircraft as its demonstration
of compliance, and no further action
would be necessary; this method is
sometimes referred to as benchmarking.
This would be true for jet airplanes,
small propeller-driven airplanes, small
helicopters, and tiltrotors that have been
type certificated and demonstrated
compliance with part 36.
Alternatively, if the FAA finds that
the applicant’s aircraft is not the same
or similar to an aircraft noise
certificated under § 36.1, the applicant
can demonstrate noise compliance using
the noise requirements determined by
the FAA to be appropriate for the
aircraft. This provision, § 36.0(d)(2), is
intended to allow the agency the
maximum flexibility in finding an
acceptable combination of requirements
that are appropriate for the aircraft
presented. The FAA will be able to
build a noise compliance basis for an
aircraft using parts of current
regulations in part 36, regulations in
part 36 that are no longer used for new
certifications, accepted noise
compliance standards that are not
published in part 36 (such as those
applicable to single aircraft model), and
portions of accepted noise consensus
standards. The noise limits established
in part 36 would still apply, but the
method of compliance would consist of
tests or analyses that work for a
particular aircraft, while allowing for
the whole of the noise compliance basis
to be assessed according to the statutory
mandate for economic reasonableness
and technological practicability. This
kind of flexibility is not available under
§ 36.1 for type-certificated aircraft. It is
designed to assist applicants for special
airworthiness certificates, especially for
new aircraft designs that do not fit
neatly into historical categories.
As an example, the FAA would allow
the use of test procedures found in
appendix F to part 36 for simple
propeller-driven airplanes. The
procedures in appendix F have not been
available to type certification applicants
since 1988, when the regulations were
updated to account for larger and more
sophisticated small airplanes, and for
the technology available to measure
their noise more accurately. Appendix F
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contains simpler procedures and less
sophisticated equipment, such as one
tripod mounted microphone underneath
a flight track.
5. Compliance With Part 36 Not
Required
Aircraft issued an experimental
airworthiness certificate in accordance
with § 21.191(a) through (h) or (k)
would be exempted from meeting the
requirements of part 36. To account for
balloons, gliders and possibly other
specialized aircraft that have no or
limited noise sources, proposed
§ 36.0(e)(2) exempts aircraft which, if
type certificated, would not be required
to demonstrate compliance with part 36.
Aircraft that were airworthiness
certificated under § 21.191(i)(1) would
be excepted from meeting noise
requirements of part 36. These are
aircraft that exceeded the scope of part
103, and for which § 21.191(i)(1) was
created, providing a temporary window
for obtaining an experimental
airworthiness certificate. That window
closed in 2008. Although treated as
experimental light-sport category
aircraft, these aircraft do not meet any
accepted consensus standard for
certification as light-sport category
aircraft and were not delivered under a
light-sport category aircraft
manufacturer’s statement of compliance.
These aircraft have little in common
with other light-sport category aircraft
other than the name. No aircraft will be
added to this group, and no
demonstration of compliance with part
36 is considered necessary.
Overall, airworthiness certification for
an aircraft that do not conform to a type
certificate is intended to be simpler than
for type-certificated aircraft. The process
of noise certification for an aircraft that
does not conform to a type certificate is
intended to be simpler as well, with
lower costs for manufacturers and for
owners that introduce significant
alterations to their aircraft. The
traditional processes of demonstrating
compliance to noise requirements can
be complex, requiring technical skills
and experience with acoustic
measurement that most aircraft owners
do not have. Conducting such testing
using accredited professional services
can also be expensive. Moreover, the
best noise performance is often achieved
by informed decisions early in the
design process rather than by later
design additions or modifications. Like
the noise certification basis for typecertificated aircraft, the FAA must
approve the applicable noise
compliance standards for an aircraft
before it is tested, or the applicant risks
the tests and data being deemed
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unusable for demonstrating compliance
with part 36. But the addition of
consensus standards and the application
of other methods of demonstrating
compliance proposed here are all
intended to create a simpler, less
restrictive process while maintaining
the FAA’s mandate to protect the public
health and welfare. The FAA invites
comments on the proposed expansion of
noise applicability detailed here,
including the exclusion of certain
aircraft, including any data or economic
impact information that supports the
comment.
6. Other Amendments to Part 36
The FAA is proposing to amend other
sections of part 36 to include references
to aircraft that do not conform to a type
certificate where the requirements
would apply.
Section 36.3, Compatibility with
airworthiness requirements, would be
amended by breaking the applicability
into two paragraphs for type-certificated
aircraft and aircraft that do not conform
to a type certificate. The balance of the
current section would be designated as
paragraph (b) and would apply to all
aircraft in paragraph (a). No changes to
any of the requirements are proposed.
Section 36.1501, Procedures, noise
levels, and other information, would be
amended by adding a sentence
indicating that aircraft that does not
conform to a type certificate would have
to include the noise levels achieved
during airworthiness certification in the
Pilot’s Operating Handbook rather than
the flight manual required for typecertificated aircraft. No changes to the
requirements of the section are
proposed.
Section 36.1581, Manuals, markings,
and placards, would be amended by
adding a new paragraph (h) to describe
the requirements for an aircraft that
does not conform to a type certificate.
The new paragraph indicates that for
aircraft subject to § 21.190(e) or
§ 21.191, compliance with part 36 must
be documented as described in those
paragraphs. The section also includes a
statement that no operating limitations
are prescribed as part of part 36
certification, and that no other operating
limitations designated for an aircraft by
other regulations are affected. The
actual operating limitations statement is
included in the new paragraph (h)
because the current paragraph of
§ 36.1581 where it appears applies only
to type-certificated aircraft.
L. Proposed Effective and Compliance
Dates
The FAA proposes to require
compliance with all proposals on the
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effective dates of the rule. Except for the
following, the FAA proposes an
effective date of 2 months after
publication of the final rule. The FAA
proposes an effective date 6 months
after publication of the final rule for
proposed amendments that would
require new or revised consensus
standards for compliance; this effective
date would apply to amending—
• Section 1.1 removing the term
‘‘light-sport aircraft,’’
• Section 21.190 concerning the issue
of a special airworthiness certificate for
light-sport category aircraft,
• Paragraph (j) of § 21.191 for the
issuance of experimental airworthiness
certificates for the experimental purpose
of operating light-sport category kit-built
aircraft,
• Paragraph (l) of § 91.319 for
operating limitations applicable to
experimental light-sport aircraft, and
• Section 91.327 for operating
limitations applicable to light-sport
category aircraft.
The FAA understands that, although
development of these consensus
standards may commence based on this
NPRM, consensus standards bodies
need final rule requirements to finalize
means of compliance within their
consensus standards. This effective date
would also provide time for
manufacturers to complete fabrication
and assembly of light-sport category
aircraft and experimental light-sport
aircraft kits that started under current
rules. The FAA also proposes an
effective date 6 months after publication
of the final rule for 14 CFR 65.107(d) to
provide time for revision or
development of training for certification
of repairman (light-sport) to align with
the Mechanic Airman Certification
Standards. The FAA requests comments
on whether the above proposal to
establish an effective date 6 months
after publication of the final rule for
proposed amendments that would
require new or revised consensus
standards for compliance would
appropriately balance enabling
compliance to new provisions as soon
as practical with the need for additional
time to revise consensus standards,
complete fabrication and assemble of
aircraft that started under current rules,
determine compliance with new
requirements, and revise of training for
certification of repairman (light-sport).
M. Amendments Concerning Import and
Export of Aircraft
The FAA proposes to amend
§ 21.183(d)(2) to enable acceptance of an
inspection performed by a foreign
maintenance organization to support
imports of used aircraft from countries
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with which the United States has a
bilateral agreement that includes
acceptance of imported aircraft. This
proposal would align regulatory text
with the intent expressed in the
preamble when § 21.183(d)(2) was last
amended.
This proposal would revise § 21.327
to require that an applicant for an export
certificate of airworthiness for an
aircraft must be an owner of that aircraft
and the aircraft must be registered in the
U.S. The current regulation states that
any person may apply for an export
airworthiness approval and does not
require that the aircraft be registered in
the U.S. This proposal would preclude
persons from exporting aircraft for
which they are neither the owner nor
the owner’s agent. Furthermore, by
requiring that the aircraft is registered in
the U.S., this proposal would allow the
aircraft to be under the regulatory
authority of the U.S. before export.
The proposed revision to
§ 21.329(a)(1) concerning requirements
for the issuance of an export certificate
of airworthiness would remove the
word ‘‘airworthiness’’ to clarify that a
new or used aircraft manufactured
under subpart F or G of the part would
need to meet all applicable
requirements under subpart H of the
part, and not just those requirements
that may apply to airworthiness.
Subpart H contains requirements for
items other than airworthiness, such as
requirements for aircraft registration and
identification.
N. Conforming Amendments
This proposed revision would
restructure § 21.175(a) and (b) to
improve readability. Also, proposed
§ 21.175(a) would be revised to simplify
the existing regulatory text by
individually listing specific categories
of type-certificated aircraft. Proposed
revisions to § 21.175(b) would clarify
that aircraft receiving primary,
restricted, provisional, and limited
category airworthiness certificates are
also type certificated in their respective
categories. This section would also
clarify that special airworthiness
certificates are issued for aircraft
operating for experimental purposes.
The FAA proposes amendments to
parts 43 and 65 to make sure that
existing text is consistent with the
proposed changes in this NPRM. The
first proposed change is to § 43.1. It
updates the cross reference in
§ 43.1(b)(2) from § 21.191(i)(3) to
proposed § 21.191(i) to retain the
applicability of part 43 to aircraft issued
an experimental airworthiness
certificate for the purpose of operating
former light-sport category aircraft. The
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second change is to § 65.109. It updates
the cross references in § 65.109(a)(2) and
(b)(2) to proposed § 21.191(i) and (j) to
identify the privileges and limitations of
repairman (light-sport). The FAA notes
that the requirements set forth in
proposed § 65.109 are currently in
§ 65.107. The purpose of these changes
is to make sure that the intent of the
proposed amendments discussed in this
NPRM carries through to parts 43 and
65. These amendments do not, in and of
themselves, make substantive changes
to the rule. Rather, they are conforming
changes to effectuate the changes
discussed earlier in this document.
V. Regulatory Notices
Federal agencies consider impacts of
regulatory actions under a variety of
executive orders and other
requirements. First, Executive Order
12866 and Executive Order 13563, as
amended by Executive Order 14094
(‘‘Modernizing Regulatory Review’’),
direct that each Federal agency shall
propose or adopt a regulation only upon
a reasoned determination that the
benefits of the intended regulation
justify the costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96–354)
requires agencies to analyze the
economic impact of regulatory changes
on small entities. Third, the Trade
Agreements Act of 1979 (Pub. L. 96–39)
prohibits agencies from setting
standards that create unnecessary
obstacles to the foreign commerce of the
United States. In developing U.S.
standards, this Trade Act requires
agencies to consider international
standards and, where appropriate, that
they be the basis of U.S. standards.
Fourth, the Unfunded Mandates Reform
Act of 1995 (Pub. L. 104–4) requires
agencies to prepare a written assessment
of the costs, benefits, and other effects
of proposed or final rules that include
a Federal mandate that may result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100,000,000 or more
(adjusted annually for inflation) in any
one year. The current threshold after
adjustment for inflation is $177,000,000,
using the most current (2022) Implicit
Price Deflator for the Gross Domestic
Product. The FAA has provided a
regulatory impact analysis (RIA) in the
docket for this rulemaking. This portion
of the preamble summarizes the FAA’s
analysis of the economic impacts of this
rule.
In conducting these analyses, the FAA
has determined that this rule: (1) will
generate benefits that justify costs; (2) is
not an economically ‘‘significant
regulatory action’’ as defined in section
3(f) of Executive Order 12866; (3) may
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have a significant economic impact on
a substantial number of small entities;
(4) will not create unnecessary obstacles
to the foreign commerce of the United
States; and (5) will not impose an
unfunded mandate on State, local, or
tribal governments, or on the private
sector.
A. Regulatory Impact Analysis
1. Baseline for the Analysis
The baseline for the analysis of
incremental benefits and costs of the
proposed rule includes existing
regulations and standards, existing
practices, affected entities, and current
safety and environmental risks. The
FAA promulgated the existing
regulations for light-sport category
aircraft in 2004. These specifications
and certification requirements reflect
small, simple, easy-to-fly aircraft for
sport, recreation, and experimental
purposes with small range. The FAA
also works with industry in developing
consensus standards for light-sport
category aircraft, as well as reviews the
consensus standards periodically.
The FAA amended its airworthiness
standards for small type-certificated
aircraft in 2016. The standards provide
risk-based divisions for airplanes with a
maximum seating capacity of 19
passengers or less and a maximum
takeoff weight of 19,000 pounds or less.
Type-certificated aircraft must meet
existing standards for aircraft noise.
Currently, noise standards are not
applied to light-sport aircraft in the
United States.
The proposed rule may affect aircraft
manufacturers to the extent that they
design and manufacture the types of
aircraft for which the performancebased or noise standards would apply.
The FAA identified 54 (25 U.S. and 29
foreign) active manufacturers of lightsport aircraft and 74 models produced
since 2020 (35 from U.S. and 39 from
foreign manufacturers). In 2022, there
were also almost 7,000 active sport
pilots and 250 new light sport
repairman certificates.
In 2022, there were seven fatal
accidents resulting in 10 fatalities, as
well as 46 nonfatal accidents, involving
previously defined special light-sport
aircraft. There were also 28 fatal
accidents and 97 nonfatal accidents,
resulting in 43 fatalities and 23 serious
injuries, involving amateur-built
aircraft. The FAA does not have data on
baseline noise profiles of light-sport
aircraft; however, FAA noise standards
are technology-following (i.e., aircraft
with current noise-reduction technology
would successfully meet requirements).
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2. Benefits
The benefits of the proposed rule
would include the value of changes in
safety and environmental risks, as well
as recreational values. The proposed
rule could reduce risks associated with
light-sport category aircraft to the extent
that the relaxation of certain
requirements spurs changes that make
these aircraft safer to fly. The
performance-based rules could also
enhance safety by enabling attractive
alternatives to amateur-built aircraft that
do not meet 14 CFR or consensus
standards. Given the value of reducing
fatalities (e.g., $11.8 million Value of
Statistical Life, or VSL) and injuries
(e.g., fraction of VSL, or $1.2 million for
serious injury), a relatively small
reduction in baseline risk could
generate substantial benefits.
The proposed rule will likely not lead
to significant noise reductions. Most
current light-sport aircraft designs
would not require modifications to meet
the noise standards. The proposed rule
will, however, prevent the introduction
of obsolete, overly loud technology into
the light-sport aircraft fleet or
modification of such existing aircraft
that would increase noise above the
limit. Because the FAA cannot predict
the amount of technology backsliding
that could occur in the absence of the
rule, it cannot quantify these benefits.
The proposed rule could also increase
recreational values associated with
light-sport aircraft, either through
increased value of current activity or
increased activity levels. For example,
greater access to newer technology, safer
planes, or improved flying experience
could increase unit values and the level
of participation. Sport pilots would also
be able to fly certain model planes that
currently do not meet the definition of
light-sport aircraft, including some that
they may have used in training.
However, the FAA does not have data
on baseline recreational values or how
they may increase under the proposed
rule.
3. Costs
The FAA estimated that the proposed
rule could result in incremental
compliance costs for design and
production and noise certification
(Table 7). The FAA does not have data
to estimate incremental costs or cost
savings for design and production. For
noise certification, costs are most likely
to be minimal under the assumption
that manufacturers will comply using
industry consensus standards
employing modeling-based methods.
This assumption is supported by FAA
research showing that existing SAE
standards for predicting light propellerdriven aircraft noise have a potential for
further development into a modelingbased consensus standard tool. As an
upper bound, the FAA also calculated
costs using the test-based methods in
the applicable 14 CFR part 36 appendix.
Upper bound costs for the industry as a
whole may be in the range of $700,000
one-time and $100,000 annually. Onetime costs are to certify all existing
light-sport category aircraft and
experimental light-sport aircraft models;
annual costs would depend on the
number of new models developed in the
future.
TABLE 7—SUMMARY OF TOTAL COMPLIANCE COSTS
Category
One-time
(existing models)
Annual
(new models)
Noise certification ........................................................
Minimal 1 to $700,000.2 .............................................
Minimal 1 to $100,000.2
1 Reflects
industry compliance using consensus standards. Costs inherent in design.
industry compliance using the applicable 14 CFR part 36 appendix. One-time (nonrecurring) costs based on FAA Registry data on
models produced since 2020 (although manufacturers may not continue production of all models). Annual costs based on new model development rate (models eligible to receive previously defined special light-sport aircraft airworthiness certificates) since 2004.
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2 Reflects
The FAA does not anticipate more
than minimal incremental costs for
other provisions of the proposed rule,
such as training. For example, course
providers of training for a light-sport
repairman would need to revise courses
so they contain content on aircraft that
could be newly included in that class of
aircraft. However, these providers
already must update their training
manuals every two years. The FAA’s
acceptance, however, would no longer
expire after two years, and the FAA
estimates that the net incremental
impacts of these changes would likely
be minimal. The FAA also does not
have data to estimate any cost savings,
such as could result from operating
certain light-sport category aircraft in
aerial work which may be less costly
than the airplanes currently being used.
4. Summary
The proposed rule largely expands
opportunities in the light-sport aircraft
sector. These expansions may result in
safety and recreational benefits; there
may also be associated design and
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production costs and cost savings. The
proposed rule would also apply 14 CFR
part 36 noise standards to this sector,
preventing obsolete, overly loud
technology from being introduced into
the light-sport aircraft fleet. The FAA
expects that compliance with the noise
standards would be minimal using
industry consensus standards. As an
upper bound, the FAA also calculated
costs using the applicable 14 CFR part
36 appendix. Upper bound costs for the
U.S. industry as a whole may be in the
range of $700,000 to certify all existing
models for continued production, and
approximately $100,000 per year to
certify newly developed models based
on the current model production rate.
The FAA does not anticipate more than
minimal incremental costs for other
provisions of the proposed rule, such as
training. The FAA also does not have
data to estimate any cost savings, such
as could result from operating certain
light-sport category aircraft in aerial
work for compensation.
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Please see the Preliminary Regulatory
Impact Analysis available in the docket
for more details.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA)
of 1980, Public Law 96–354, 94 Stat.
1164 (5 U.S.C. 601–612), as amended by
the Small Business Regulatory
Enforcement Fairness Act of 1996 (Pub.
L. 104–121, 110 Stat. 857, Mar. 29,
1996), and the Small Business Jobs Act
of 2010 (Pub. L. 111–240, 124 Stat.
2504. Sept. 27, 2010), requires Federal
agencies to consider the effects of the
regulatory action on small business and
other small entities and to minimize any
significant economic impact. The term
‘‘small entities’’ comprises small
businesses and not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
The FAA is publishing this Initial
Regulatory Flexibility Analysis (IRFA)
to aid the public in commenting on the
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potential impacts to small entities from
this proposal. The FAA invites
interested parties to submit data and
information regarding the potential
economic impact that would result from
the proposal. The FAA will consider
comments when making a
determination or when completing a
Final Regulatory Flexibility Analysis.
An IRFA must contain the following:
(1) A description of the reasons why
the action by the agency is being
considered;
(2) A succinct statement of the
objective of, and legal basis for, the
proposed rule;
(3) A description of and, where
feasible, an estimate of the number of
small entities to which the proposed
rule will apply;
(4) A description of the projected
reporting, recordkeeping, and other
compliance requirements of the
proposed rule, including an estimate of
the classes of small entities which will
be subject to the requirement and the
type of professional skills necessary for
preparation of the report or record;
(5) An identification, to the extent
practicable, of all relevant Federal rules
that may duplicate, overlap, or conflict
with the proposed rule; and
(6) A description of any significant
alternatives to the proposed rule which
accomplish the stated objectives of
applicable statutes, and which minimize
any significant economic impact of the
proposed rule on small entities.
including emerging aircraft types;
remove prescriptive weight limits that
hinder incorporation of safetyenhancing designs and equipage; enable
more robust aircraft for the pilot training
environment; enable increased
capacities for passengers, fuel, and
cargo; enable electric propulsion; and
enable faster, higher-performing aircraft
more suitable for personal travel.
Together, the FAA intends for these
proposals to enhance safety by enabling
attractive alternative to amateur-built
aircraft that do not meet 14 CFR or
consensus standards. As also described
elsewhere in this preamble, the FAA is
requiring that light-sport category
aircraft and experimental light-sport
aircraft (except amateur-built) comply
with 14 CFR part 36 noise standards
because it has reconsidered its
responsibility to protect the public
health and welfare from aircraft noise.
The FAA is proposing to expand
privileges for sport pilots and light-sport
repairmen, and update limitations for
experimental aircraft, to align with these
changes. There are also smaller
amendments to related rules for
experimental aircraft, restricted category
aircraft, and aircraft marking.
The FAA is also codifying statutory
language in section 44740 to enable
certain aircraft with an experimental
certificate to conduct space support
vehicle flights without an air carrier
certificate or exemption.
1. Reasons the Action Is Being
Considered
As described elsewhere in this
preamble, the FAA is considering this
proposal to expand and enable
innovation in the classes of aircraft that
may be certificated using consensus
standards as light-sport category aircraft,
2. Objectives and Legal Basis of the
Proposed Rule
As also described elsewhere in this
preamble, the objectives of the proposed
rule are to enhance the safety,
performance, and operating privileges
for light-sport category aircraft,
including increasing suitability for flight
47719
training, limited aerial work, and
personal travel, while continuing to
enable the manufacture of safe and
economical certificated aircraft. This
NPRM also includes proposals to amend
the special purpose operations for
restricted category aircraft; amend the
duration, eligible purposes, and
operating limitations for experimental
aircraft; and add operating limitations
applicable to experimental aircraft
engaged in space support vehicle flights
to codify statutory language. Section III
of this preamble describes the FAA’s
authority to issue rules on aviation
safety.
3. Description and Estimate of the
Number of Small Entities
FAA used the definition of small
entities in the RFA for this analysis. The
RFA defines small entities as small
businesses, small governmental
jurisdictions, or small organizations. In
5 U.S.C. 601(3), the RFA defines ‘‘small
business’’ to have the same meaning as
‘‘small business concern’’ under section
3 of the Small Business Act. The Small
Business Act authorizes the Small
Business Administration (SBA) to
define ‘‘small business’’ by issuing
regulations.
SBA has established size standards for
various types of economic activities, or
industries, under the North American
Industry Classification System (NAICS).
These size standards generally define
small businesses based on the number
of employees or annual receipts. Table
8 shows the SBA size standards for
example industrial classification codes
relevant for the proposed rule. Note that
the SBA definition of a small business
applies to the parent company and all
affiliates as a single entity.
TABLE 8—SMALL BUSINESS SIZE STANDARDS: AIR TRANSPORTATION
Size standard
(employees)
NAICS code
Description
336411 .....................................................
336412 .....................................................
336413 .....................................................
Aircraft Manufacturing ...............................................................................................
Aircraft Engine and Engine Parts Manufacturing ......................................................
Other Aircraft Part and Auxiliary Equipment Manufacturing .....................................
1,500
1,500
1,250
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NAICS = North American Industry Classification System.
As described in the Regulatory Impact
Analysis, the FAA estimated that there
may be approximately 25 active US
manufacturers of light-sport category
aircraft and experimental light-sport
aircraft that would have to comply with
noise standards under the proposed
rule. These entities may meet the size
standard for a small business.
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4. Projected Reporting, Recordkeeping,
and Other Compliance Requirements
Section V.E of this preamble discusses
the recordkeeping and reporting
requirements of the proposed rule. As
described in that section, these
requirements represent only minor
revisions of existing requirements.
Section IV.K. of the preamble describes
the requirements for compliance with
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Fmt 4701
Sfmt 4702
noise standards. As described in that
section, and the Regulatory Impact
Analysis, the FAA expects that
compliance costs will be minimal
through use of industry consensus
standards. As an upper bound, the FAA
also estimated the cost of noise
certification testing under applicable
appendices to 14 CFR part 36. There
may also be incremental costs for design
and production, depending on the
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model and needed changes. The FAA
does not have data to estimate these
impacts.
Using industry consensus standards,
the FAA estimates that per
manufacturer costs for noise
certification would be minimal. In the
event that manufacturers pursue noise
certification testing, the estimated costs
for U.S. manufacturers to certify existing
models represent an average of one
model per manufacturer. Based on the
estimated upper bound testing cost of
$20,000 per model, Table 9 shows these
costs as a percentage of average receipts
for companies of different small sizes.
Because the one-time costs are
nonrecurring, any impacts would occur
only in the testing year. Not all
manufacturers will develop new models
every year, but impacts associated with
new model development would be the
same as shown in the table for existing
models and only occur in the testing
year.
TABLE 9—EXAMPLE COMPLIANCE COSTS
Average annual
receipts per entity
(millions) 1
Entity size category
(number of employees)
<5 ..................................................................................................................................................
5–9 ................................................................................................................................................
10–14 ............................................................................................................................................
50–74 ............................................................................................................................................
150–199 ........................................................................................................................................
500–749 ........................................................................................................................................
$0.7
1.9
3.1
28.3
49.4
131.3
Ratio of noise certification
costs/receipts 2
Minimal
Minimal
Minimal
Minimal
Minimal
Minimal
to
to
to
to
to
to
2.9%.
1.1%.
0.6%.
0.1%.
0.04%.
0.02%.
1 Source for receipts: 2017 County Business Patterns and Economic Census (https://www2.census.gov/programs-surveys/susb/tables/2017/us_
state_naics_detailedsizes_2017.xlsx). Adjusted for inflation using the Consumer Price Index. Based on NAICS 336411.
2 Minimal estimate based on compliance using industry consensus standards. Upper bound estimate based on noise certification testing for an
average of 1 model per entity ($20,000).
5. All Federal Rules That May
Duplicate, Overlap, or Conflict
There are no relevant Federal rules
that may duplicate, overlap, or conflict
with the proposed rule.
6. Significant Alternatives Considered
The FAA considered two alternatives
to applying the noise standards in 14
CFR part 36 to light-sport category
aircraft. The FAA considered the no
action alternative in which noise
standards do not apply to light-sport
category aircraft. The FAA determined,
however, that this alternative is not
consistent with its responsibility to
‘‘protect the public health and welfare
from aircraft noise.’’
The FAA also considered applying
the noise standards to operating
amateur-built aircraft [experimental
certificates issued per 14 CFR 21.191(g).
Manufacturers of kits for experimental
amateur-built aircraft have no
requirement to meet any FAA design or
manufacturing standard or industry
consensus standards. This alternative
could potentially have required
additional manufacturers 127 to undergo
noise testing. The FAA did not select
this alternative.
The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of 100 million or more (in
1995 dollars) in any 1 year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $177
million in lieu of $100 million. This
proposed rule does not contain such a
127 Only one manufacturer since 2020 has
requested that the FAA evaluate their aircraft kit for
eligibility in meeting the ‘‘major portion’’
requirement of 14 CFR 21.191(g) (see faa.gov/
C. International Trade Impact
Assessment
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from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards. The FAA has assessed
the potential effect of this proposed rule
and determined that it would respond to
a domestic safety objective and would
not be considered an unnecessary
obstacle to trade.
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mandate; therefore, the requirements of
Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires that the
FAA consider the impact of paperwork
and other information collection
burdens imposed on the public.
According to the 1995 amendments to
the Paperwork Reduction Act (5 CFR
1320.8(b)(2)(vi)), an agency may not
collect or sponsor the collection of
information, nor may it impose an
information collection requirement
unless it displays a valid Office of
Management and Budget (OMB) control
number.
This proposed rule contains
amendments to the existing information
collection requirements approved under
OMB Control Numbers 2120–0018,
2120–0022, 2120–0690, and 2120–0730.
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA has submitted these
proposed information collection
amendments to OMB for its review.
1. Summary
The FAA is proposing to amend rules
for the manufacture, certification,
operation, maintenance, and alteration
of light-sport category aircraft.
Certificate holders required to comply
would experience the following
conforming revisions to existing
information collection activities:
aircraft/gen_av/ultralights/amateur_built/kits/
media/amateur_built_kit_listing.pdf).
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47721
TABLE 10—SUMMARY OF CONFORMING REVISIONS
Control No.
Revisions
2120–0018 ......................................
FAA Form 8130–6, Application for U.S. Airworthiness Certificate:
• Update the ‘‘LIGHT–SPORT’’ field to accommodate any aircraft class.
• Update the ‘‘RESTRICTED’’ filed to add newly codified operations.
• Update the ‘‘EXPERIMENTAL’’ field to add new purpose for operating former military aircraft.
• Add provision for attaching evidence of compliance with 14 CFR part 36 and include the tested
noise levels of the aircraft and include the following statement: ‘‘No determination has been made
by the Federal Aviation Administration that the noise levels of this aircraft are or should be acceptable or unacceptable for operation in any location.’’ FAA Form 8130-15, Light Sport Aircraft Statement of Compliance:
• Update the ‘‘Check applicable items’’ field to change the 14 CFR reference for kits, accommodate
any aircraft class, and indicate whether the aircraft meets eligibility requirements in part 61 for a
sport pilot.
• Update the ‘‘FAA Applicable Accepted Standard(s)’’ and corresponding ‘‘Manufacturer’s Documentation’’ fields to reflect new requirements for noise, manufacturer’s training requirements, optional simplified flight controls, and optional aerial work.
• Add a statement concerning acceptable aerial work operations.
• Revise statement(s) to remove references to 14 CFR definition of light-sport aircraft and include
new statements required by this rule.
• Include new requirements of § 21.190(f)(3), (4), and (5) for an amended statement of compliance.
• Update the certifying statement field to add training/certification credentials for the person signing
the form.
• Add provision for the manufacturer of light-sport category aircraft to notify the FAA and owners of
aircraft it manufactured in advance of discontinuance of its continued operational safety program or
transfer of its execution to another responsible party.
FAA Form 8610–3, Airman Certificate and/or Rating Application—Repairman:
• Change the certificate title from repairman certificate (light-sport aircraft) to repairman certificate
(light-sport).
• Use the term ‘‘Aircraft Category’’ in place of ‘‘LSA Class’’ and list the following aircraft categories:
airplane, rotorcraft, glider, lighter-than-air, powered-lift, powered parachute, and weight-shift control
aircraft.
FAA Form 8710–11, Airman Certificate and/or Rating Application (previously part of OMB Control Number
2120–0690):
• Update the ‘‘Application Information’’ field to accommodate any aircraft class, and to specify whether
the aircraft meets requirements for simplified flight controls.
• Update the ‘‘Record of Pilot Flight Time’’ field to accommodate any aircraft class.
14 CFR 91.417, Maintenance Records—Status of SLSA Safety Directives:
• Cancelled (compliance no longer mandatory).
2120–0022 ......................................
2120–0690 ......................................
2120–0730 ......................................
5. Annual Burden Estimate
2. Use
The FAA will use the revised
information collections for oversight
activities in relation to the proposed
rule including compliance and data
analysis.
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3. Respondents (Including Number of)
Revisions to OMB Control Numbers
2120–0018, 2120–0022, and 2120–0069
reflect minor form revisions (Table 1)
that would have no impact on the
number of respondents in the approved
collections.
The cancellation of OMB Control
Number 2120–0730 would remove the
burden from 3,224 respondents as
identified in the approved collection.
4. Frequency
The revisions to OMB Control
Numbers 2120–0018, 2120–0022, and
2120–0069 would also have no impact
on the frequency of collection
requirements in the approved
collections.
The cancellation of OMB Control
Number 2120–0730 would remove this
information collection activity entirely.
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17:53 Jul 21, 2023
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The annual burden estimates in the
OMB Control Numbers 2120–0018,
2120–0022, and 2120–0069 are
unchanged from the approved
collections.
The burden estimated for OMB
Control Number 2120–0730 would be
eliminated (6,488 annual burden hours).
The agency is soliciting comments
to—
(a) Evaluate whether the proposed
information requirement is necessary for
the proper performance of the functions
of the agency, including whether the
information will have practical utility;
(b) Evaluate the accuracy of the
agency’s estimate of the burden;
(c) Enhance the quality, utility, and
clarity of the information to be
collected; and
(d) Minimize the burden of collecting
information on those who are to
respond, including by using appropriate
automated, electronic, mechanical, or
other technological collection
techniques or other forms of information
technology.
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Individuals and organizations may
send comments on the information
collection requirement to the address
listed in the ADDRESSES section at the
beginning of this preamble by October
23, 2023. Comments also should be
submitted to the Office of Management
and Budget, Office of Information and
Regulatory Affairs, Attention: Desk
Officer for FAA, New Executive
Building, Room 10202, 725 17th Street
NW, Washington, DC 20053.
F. International Compatibility
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. However,
proposals in this NPRM concern aircraft
that are issued special airworthiness
certificates for domestic operations. As
such, these aircraft are not required to
be found to meet ICAO standards and
recommended practices as required for
aircraft that engage in international air
navigation. The FAA notes that multiple
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aviation authorities have established
provisions for the certification of lightsport category aircraft. Requirements
among these authorities share
similarities for enabling the certification
of small aircraft for recreation. However,
the specific eligibility parameters for
certification as light-sport category
aircraft; design, performance, and
production requirements; and
certification procedures are not
harmonized among these authorities.
The FAA understands that European
Aviation Safety Agency requires the use
of the noise standards in ICAO Chapter
16 Volume I. This rule would not
require the use of ICAO Chapter 16
Volume I for these aircraft. Regardless of
particular differences among national
civil aviation authorities for the
certification of light-sport category
aircraft, proposals in this NPRM
generally align with recent rulemaking
in Brazil and the European Community
in enabling increased safety and
performance of these aircraft.
Policy and Procedures,129 the FAA
ensures that Federally Recognized
Tribes (Tribes) are given the opportunity
to provide meaningful and timely input
regarding proposed Federal actions that
have the potential to affect uniquely or
significantly their respective Tribes.
Currently, the FAA has not identified
any unique or significant effects,
environmental or otherwise, on Tribes
resulting from this proposed rule.
G. Environmental Analysis
D. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation,
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609 and has determined that
this action will have no effect on
international regulatory cooperation.
FAA Order 1050.1F, Environmental
Impacts: Policies and Procedures,
identifies FAA actions that may be
categorically excluded from preparation
of an environmental assessment or
environmental impact statement under
the National Environmental Policy Act
in the absence of extraordinary
circumstances. In accordance with FAA
Order 1050.1F, paragraph 5–6.6(f), the
FAA has determined that this notice of
proposed rulemaking qualifies for a
categorical exclusion and does not
involve extraordinary circumstances.
VI. Executive Order Determinations
VII. Additional Information
A. Executive Order 13132, Federalism
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The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism. The
agency has determined that this action
would not have a substantial direct
effect on the States, or the relationship
between the Federal Government and
the States, or on the distribution of
power and responsibilities among the
various levels of government, and,
therefore, would not have federalism
implications.
B. Executive Order 13175, Consultation
and Coordination With Indian Tribal
Governments
Consistent with Executive Order
13175, Consultation and Coordination
with Indian Tribal Governments,128 and
FAA Order 1210.20, American Indian
and Alaska Native Tribal Consultation
128 65
FR 67249 (Nov. 6, 2000).
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C. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The
agency has determined that it would not
be a ‘‘significant energy action’’ under
the Executive order and would not be
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The FAA also invites comments
relating to the economic, environmental,
energy, or federalism impacts that might
result from adopting the proposals in
this document. Additionally, the FAA
requests comment on whether the FAA
should remove the definition of
consensus standard from § 1.1
altogether or revise the definition as
proposed. The most helpful comments
reference a specific portion of the
proposal, explain the reason for any
recommended change, and include
supporting data. To ensure the docket
does not contain duplicate comments,
commenters should submit only one
129 FAA Order No. 1210.20 (Jan. 28, 2004),
available at faa.gov/documentLibrary/media/
1210.pdf.
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time if comments are filed electronically
or commenters should send only one
copy of written comments if comments
are filed in writing.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The FAA
will consider comments filed after the
comment period has closed if it is
possible to do so without incurring
expense or delay. The FAA may change
this proposal in light of the comments
it receives.
B. Confidential Business Information
Confidential Business Information
(CBI) is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(FOIA) (5 U.S.C. 552), CBI is exempt
from public disclosure. If your
comments responsive to this NPRM
contain commercial or financial
information that is customarily treated
as private, that you actually treat as
private, and that is relevant or
responsive to this NPRM, it is important
that you clearly designate the submitted
comments as CBI. Please mark each
page of your submission containing CBI
as ‘‘PROPIN.’’ The FAA will treat such
marked submissions as confidential
under the FOIA, and they will not be
placed in the public docket of this
NPRM. Submissions containing CBI
should be sent to the person in the FOR
FURTHER INFORMATION CONTACT section of
this document. Any commentary that
the FAA receives which is not
specifically designated as CBI will be
placed in the public docket for this
rulemaking.
Privacy: In accordance with 5 U.S.C.
533(c), DOT solicits comments from the
public to better inform its rulemaking
process. DOT posts these comments,
without edit, including any personal
information the commenter provides, to
regulations.gov, as described in the
system of records notice (DOT/ALL–14
FDMS), which can be viewed at dot.gov/
privacy.
C. Electronic Access and Filing
A copy of this NPRM, all comments
received, any final rule, and all
background material may be viewed
online at regulations.gov using the
docket number listed above. A copy of
this proposed rule will be placed in the
docket. Electronic retrieval help and
guidelines are available on the website.
It is available 24 hours each day, 365
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days each year. An electronic copy of
this document may also be downloaded
from the Office of the Federal Register’s
website at federalregister.gov and the
Government Publishing Office’s website
at govinfo.gov. A copy may also be
found at the FAA’s Regulations and
Policies website at faa.gov/regulations_
policies.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW, Washington, DC 20591, or
by calling (202) 267–9677. Commenters
must identify the docket or notice
number of this rulemaking. All
documents the FAA considered in
developing this proposed rule,
including economic analyses and
technical reports, may be accessed in
the electronic docket for this
rulemaking.
D. Small Business Regulatory
Enforcement Fairness Act
The Small Business Regulatory
Enforcement Fairness Act (SBREFA) of
1996 requires the FAA to comply with
small entity requests for information or
advice about compliance with statutes
and regulations within its jurisdiction.
A small entity with questions regarding
this document may contact its local
FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT
heading at the beginning of the
preamble. To find out more about
SBREFA on the internet, visit faa.gov/
regulations_policies/rulemaking/sbre_
act/.
List of Subjects
14 CFR Parts 21 and 22
Aircraft, Aviation safety, Exports,
Imports, Reporting and recordkeeping
requirements, Voluntary standards.
14 CFR Part 36
Agriculture, Aircraft, Noise control.
14 CFR Part 43
Aircraft, Aviation safety, Reporting
and recordkeeping requirements.
14 CFR Part 45
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14 CFR Part 91
Air carriers, Air taxis, Air traffic
control, Aircraft, Airmen, Airports,
Aviation safety, Noise control,
Reporting and recordkeeping
requirements, Transportation.
14 CFR Part 119
Aircraft, Signs and symbols.
14 CFR Part 61
Aircraft, Airmen, Aviation safety,
Incorporation by reference, Recreation
and recreation areas, Reporting and
recordkeeping requirements, Teachers.
Jkt 259001
The Proposed Amendment
In consideration of the forgoing, the
Federal Aviation Administration
proposes to amend chapter I of title 14,
Code of Federal Regulations as follows:
PART 1—DEFINITIONS AND
ABBREVIATIONS
1. The authority citation for part 1
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701.
2. Effective [DATE 6 MONTHS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register], amend § 1.1 by revising the
definition of ‘‘Consensus standard,’’
removing the definition of ‘‘Light-sport
aircraft,’’ and adding the definitions of
‘‘Space support vehicle’’ and ‘‘Space
support vehicle flight’’ in alphabetical
order to read as follows:
■
General definitions.
*
*
*
*
Consensus standard means any
industry-developed standard that
applies to aircraft design, operation,
production, maintenance, or
airworthiness, which—
(1) Has been adopted and
promulgated by a standards-producing
organization under procedures which
provide an opportunity for input by
persons interested and affected by the
scope or provisions of the standard;
(2) Has been reached through
substantial agreement on its adoption;
and
(3) Has been accepted as a consensus
standard by the FAA.
*
*
*
*
*
Space support vehicle means an
aircraft that is a launch vehicle, reentry
vehicle, or a component of a launch or
reentry vehicle.
Space support vehicle flight means a
flight in the air that is not a launch or
PO 00000
Frm 00075
Fmt 4701
reentry, but is conducted by a space
support vehicle.
*
*
*
*
*
PART 21—CERTIFICATION
PROCEDURES FOR PRODUCTS AND
ARTICLES
3. The authority citation for part 21
continues to read as follows:
■
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(f),
106(g), 40105, 40113, 44701–44702, 44704,
44707, 44709, 44711, 44713, 44715, 45303.
■
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Reporting and
recordkeeping requirements.
*
Air transportation.
17:53 Jul 21, 2023
Air traffic controllers, Aircraft,
Airmen, Airports, Aviation safety,
Incorporation by reference, Reporting
and recordkeeping requirements.
§ 1.1
14 CFR Part 1
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14 CFR Part 65
Sfmt 4702
47723
4. Revise § 21.25 to read as follows:
§ 21.25 Issue of type certificate: restricted
category aircraft.
(a) An applicant is entitled to a type
certificate for an aircraft in the restricted
category for special purpose operations
if the applicant shows compliance with
the applicable noise requirements of
part 36 of this chapter, and if the
applicant shows that no feature or
characteristic of the aircraft makes it
unsafe when it is operated under the
limitations prescribed for its intended
use, and the aircraft—
(1) Meets the airworthiness
requirements of an aircraft category,
other than primary category or lightsport category, except those
requirements that the FAA finds
inappropriate for the special purpose
operation for which the aircraft is to be
used; or
(2) Is of a type that—
(i) Has been manufactured in
accordance with the requirements of,
and accepted for use by, the U.S. Armed
Forces;
(ii) Has a service history with the U.S.
Armed Forces acceptable to the FAA;
and
(iii) Has been found capable by the
FAA of performing, or has been
modified to perform, the special
purpose operation for which the aircraft
is to be used.
(b) Restricted category aircraft can be
approved for:
(1) Agricultural use, for one or more
of the following special purpose
operations, including—
(i) Crop spraying, dusting, and
seeding;
(ii) Livestock and predatory animal
control;
(iii) Insect control;
(iv) Dust control; or
(v) Fruit drying and frost control.
(2) Forest and wildlife conservation,
for one or more of the following special
purpose operations, including—
(i) Aerial dispensing of firefighting
materials;
(ii) Fish spotting;
(iii) Wild animal survey; or
(iv) Oil spill response.
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(3) Aerial surveying, for one or more
of the following special purpose
operations, including—
(i) Aerial imaging and mapping;
(ii) Oil, gas, and mineral exploration;
(iii) Atmospheric survey and research;
(iv) Geophysical and electromagnetic
survey;
(v) Oceanic survey; or
(vi) Airborne measurement of
navigation signals.
(4) Patrolling, for one or more of the
following special purpose operations,
including
(i) Patrolling of pipelines;
(ii) Patrolling of power lines;
(iii) Patrolling of data transmission
lines and towers;
(iv) Patrolling of railroads;
(v) Patrolling of canals; or
(vi) Patrolling of harbors.
(5) Weather control, including the
special purpose operation of cloud
seeding.
(6) Aerial advertising, for one or more
of the following special purpose
operations, including—
(i) Skywriting;
(ii) Banner towing;
(iii) Displaying airborne signs; or
(iv) Public address systems.
(7) Other special purpose operations,
including—
(i) Rotorcraft external-load operations
conducted under part 133 of this
chapter;
(ii) Carriage of cargo incidental to the
owner’s or operator’s business;
(iii) Target towing;
(iv) Search and rescue operations;
(v) Glider towing;
(vi) Alaskan fuel hauling;
(vii) Alaskan fixed-wing external load
operations;
(viii) Space vehicle launch support; or
(ix) Any other special purpose
operation specified by the FAA.
■ 5. Revise § 21.175 to read as follows:
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§ 21.175 Airworthiness certificates:
classification.
(a) Standard airworthiness certificates
are airworthiness certificates issued for
aircraft type certificated:
(1) In the normal, utility, acrobatic,
commuter, or transport category;
(2) As manned free balloons; or
(3) As special classes of aircraft.
(b) Special airworthiness certificates
are airworthiness certificates issued for:
(1) Aircraft type-certificated in the
primary, restricted, provisional, or
limited categories;
(2) Aircraft certificated in the lightsport category;
(3) Aircraft operating for an
experimental purpose; or
(4) Aircraft operating under a special
flight permit.
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6. Amend § 21.181 by revising
paragraph (a) to read as follows:
■
§ 21.181
Duration.
(a) Unless sooner surrendered,
suspended, revoked, or a termination
date is otherwise established by the
FAA, airworthiness certificates are
effective as long as the aircraft is
registered in the United States and as
follows:
(1) Standard airworthiness certificates
and special airworthiness certificates
issued for aircraft certificated in the
primary, restricted, or limited category
are effective as long as the maintenance,
preventive maintenance, and alterations
are performed in accordance with parts
43 and 91 of this chapter.
(2) A special flight permit is effective
for the period of time specified in the
permit.
(3) A special airworthiness certificate
in the light-sport category will remain
effective as long as all of the following
conditions are met:
(i) Except as specified in paragraph
(a)(3)(iv) of this section, the aircraft
meets the eligibility criteria for the
issuance of an airworthiness certificate
in the light-sport category specified in
§ 21.190(b).
(ii) The aircraft conforms to its
original or properly altered
configuration.
(iii) The aircraft has no unsafe
condition and is not likely to develop an
unsafe condition.
(iv) For aircraft originally certificated
prior to [EFFECTIVE DATE OF THE
FINAL RULE], and for which an
amended manufacturer’s statement of
compliance has not been submitted to
the FAA in accordance with § 21.190(e)
on or after [EFFECTIVE DATE OF THE
FINAL RULE], the aircraft meets all of
the following conditions:
(A) A maximum takeoff weight of not
more than 1,320 pounds (600 kilograms)
for aircraft not intended for operation on
water or 1,430 pounds (650 kilograms)
for an aircraft intended for operation on
water.
(B) A maximum airspeed in level
flight with maximum continuous power
(VH) of not more than 120 knots CAS
under standard atmospheric conditions
at sea level.
(C) A maximum never-exceed speed
(VNE) of not more than 120 knots CAS
for a glider.
(D) A maximum stalling speed or
minimum steady flight speed without
the use of lift-enhancing devices (VS1) of
not more than 45 knots CAS at the
aircraft’s maximum certificated takeoff
weight and most critical center of
gravity.
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(E) A maximum seating capacity of no
more than two persons, including the
pilot.
(F) A single, reciprocating engine, if
powered.
(G) A fixed or ground-adjustable
propeller if a powered aircraft other
than a powered glider.
(H) A fixed or feathering propeller
system if a powered glider.
(I) A fixed-pitch, semi-rigid, teetering,
two-blade rotor system, if a gyroplane.
(J) A nonpressurized cabin, if
equipped with a cabin.
(K) Fixed landing gear, except for an
aircraft intended for operation on water
or a glider.
(L) Fixed or retractable landing gear,
or a hull, for an aircraft intended for
operation on water.
(M) Fixed or retractable landing gear
for a glider.
(4) The duration of an experimental
certificate issued for research and
development, showing compliance with
regulations, crew training, or market
survey is effective for 3 years from the
date of issue or renewal unless the FAA
prescribes a shorter period.
(5) The duration of an experimental
certificate issued for operating amateurbuilt aircraft, exhibition, air-racing,
operating primary kit-built aircraft,
operating former light-sport category
aircraft, operating light-sport category
kit-built aircraft, and operating former
military aircraft is unlimited, unless the
FAA establishes a specific period for
good cause.
*
*
*
*
*
■ 7. Amend § 21.182 by revising
paragraphs (a) and (b)(2) to read as
follows:
§ 21.182
Aircraft identification.
(a) Except as provided in paragraph
(b) of this section, each applicant for an
airworthiness certificate under this
subpart must show that the aircraft is
identified as prescribed in § 45.11 of
this chapter.
(b) * * *
(2) An experimental certificate issued
for the purposes of research and
development, showing compliance with
regulations, crew training, exhibition,
air racing, market surveys, or operating
former military aircraft.
*
*
*
*
*
■ 8. Amend § 21.183 by:
■ a. Removing the word ‘‘or’’ the end of
paragraph (d)(2)(iii);
■ b. Removing the word ‘‘and’’ and
adding ‘‘or’’ in its place at the end of
paragraph (d)(2)(iv); and
■ c. Adding paragraph (d)(2)(v).
The addition reads as follows:
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§ 21.183 Issue of standard airworthiness
certificates for normal, utility, acrobatic,
commuter, and transport category aircraft;
manned free balloons; and special classes
of aircraft.
*
*
*
*
*
(d) * * *
(2) * * *
(v) A foreign maintenance
organization appropriately certificated
by an exporting authority with whose
country the United States has a bilateral
agreement that includes acceptance of
this aircraft category by the United
States for import. An acceptable
inspection must have been completed
while the aircraft was operated on the
registry of the exporting authority and
within 60 days of submitting the
application for a United States
airworthiness certificate; and
*
*
*
*
*
■ 9. Amend § 21.185 by revising
paragraphs (a) and (b) to read as follows:
§ 21.185 Issue of airworthiness certificates
for restricted category aircraft.
lotter on DSK11XQN23PROD with PROPOSALS3
(a) Aircraft manufactured under a
production certificate or type certificate.
An applicant for a restricted category
airworthiness certificate for an aircraft
type certificated in the restricted
category, that was not previously type
certificated in any other category, must
comply with the appropriate provisions
of § 21.183.
(b) Other aircraft. An applicant for an
airworthiness certificate in the restricted
category is entitled to an airworthiness
certificate if—
(1) The aircraft is type certificated for
a special purpose operation in the
restricted category;
(2) The aircraft was—
(i) Manufactured in accordance with
the requirements of, and accepted for
use by, the U.S. Armed Forces and has
a service history with the U.S. Armed
Forces acceptable to the FAA; or
(ii) Previously type certificated in
another category (other than primary
category or light-sport category); and
(3) The aircraft has been inspected by
the FAA and found to be in a good state
of preservation and repair and in a
condition for safe operation.
*
*
*
*
*
■ 10. Amend § 21.187 by revising the
section heading to read as follows:
§ 21.187 Issue of multiple airworthiness
certifications for restricted category
aircraft.
*
*
*
*
*
11. Effective [DATE 6 MONTHS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register], revise § 21.190 to read as
follows:
■
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§ 21.190 Issue of a special airworthiness
certificate for a light-sport category aircraft.
(a) Purpose. The FAA issues a special
airworthiness certificate in the lightsport category to operate an aircraft,
other than an unmanned aircraft, that
meets the requirements of this section.
(b) Eligibility. To be eligible for a
special airworthiness certificate in the
light-sport category, an aircraft must
meet the applicable requirements of
§ 22.100 of this chapter.
(c) Application for special
airworthiness certificate in the lightsport category. Except as provided in
paragraph (e) of this section, an
applicant for a special airworthiness
certificate under this section must
provide the FAA with:
(1) The manufacturer’s statement of
compliance as described in paragraph
(d) of this section.
(2) A pilot’s operating handbook that
includes—
(i) Recommended operating
instructions and limitations to safely
accommodate all environmental
conditions and abnormal procedures
likely to be encountered in the aircraft’s
intended operations; and
(ii) A flight training supplement to
enable safe operation of the aircraft
within the intended flight envelope
under all foreseeable conditions.
(iii) A listing of any aerial work
operations that may be safely conducted
using the aircraft and any instructions
and limitations that are necessary to
safely conduct those operations.
(iv) A statement that the aircraft has
demonstrated compliance with part 36
of this chapter, the tested noise levels of
the aircraft, and the following statement:
‘‘No determination has been made by
the Federal Aviation Administration
that the noise levels of this aircraft are
or should be acceptable or unacceptable
for operation in any location.’’
(3) A maintenance and inspection
program containing procedures
necessary to ensure continued safe
operation of the aircraft.
(4) Evidence that the aircraft has
demonstrated compliance with the
applicable requirements of part 36 of
this chapter.
(d) Manufacturer’s statement of
compliance. The manufacturer’s
statement of compliance specified in
paragraph (c)(1) of this section must —
(1) Be signed by the manufacturer’s
authorized representative or agent who
is certified and trained on the
requirements associated with the
issuance of a statement of compliance
by an organization that certifies and
trains quality assurance staff in
accordance with a consensus standard
that has been accepted by the FAA.
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(2) Identify the aircraft by make,
model, serial number, class, and date of
manufacture.
(3) State whether this aircraft meets
the requirements specified in subpart J
of part 61 of this chapter for the exercise
of privileges by a sport pilot.
(4) Specify those aerial work
operations the manufacturer has
determined may be safely conducted,
and state that the aircraft has been
ground and flight tested to ensure that
it can be operated to safely conduct
those operations in accordance with the
instructions and limitations provided by
the manufacturer.
(5) State whether the aircraft meets
the requirements of § 22.180 of this
chapter for simplified flight controls.
(6) Specify the consensus standards
used to determine the aircraft’s
compliance with subpart B of part 22 of
this chapter and state that the aircraft
meets the eligibility, design, production,
and airworthiness requirements of
subpart B of part 22 of this chapter in
accordance with those consensus
standards. The specified consensus
standards must be accepted by the FAA
for the airworthiness certification of
light-sport category aircraft.
(7) State that the aircraft conforms to
the manufacturer’s design data, using
the manufacturer’s quality assurance
system that meets the specified
consensus standard.
(8) State that the manufacturer will
make available to any interested person
the documents specified in paragraph
(c) of this section.
(9) State that the manufacturer will
support the aircraft by implementing
and maintaining a documented
continued operational safety program
that—
(i) Addresses monitoring and
resolving in-service safety of flight
issues;
(ii) Includes provisions for the
issuance of safety directives;
(iii) Includes a process for notifying
the FAA and all owners of all safety of
flight issues; and
(iv) Includes a process for advance
notice to the FAA and all owners of a
continued operational safety program
discontinuance or provider change.
(10) State that the manufacturer will
monitor and correct safety-of-flight
issues through the issuance of safety
directives and a continued operational
safety program that meets the specified
consensus standard.
(11) State that at the request of the
FAA, the manufacturer will provide
unrestricted access to its facilities and to
all data necessary to determine
compliance with this section or other
applicable requirements of this chapter.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
(12) State that the manufacturer has
established and maintains a quality
assurance system that meets the
requirements of § 22.185 of this chapter.
(e) Special provisions for aircraft
certificated in the light-sport category
before [EFFECTIVE DATE OF THE
FINAL RULE]. The owner of an aircraft
issued a light-sport category
airworthiness certificate before
[EFFECTIVE DATE OF THE FINAL
RULE], may submit an amended
manufacturer’s statement of compliance
to the FAA listing those aerial work
operations that may be conducted using
the aircraft. The amended statement of
compliance must—
(1) Identify the aircraft by make,
model, serial number, and date of
manufacture.
(2) Be made by the original
manufacturer of the aircraft.
(3) Reference and reaffirm the
statements made in the original
manufacturer’s statement of compliance.
(4) State that the design and
construction of the aircraft provides
sufficient structural integrity to enable
safe operation of the aircraft during the
performance of the specified aerial work
operations and that the aircraft is able
to withstand any foreseeable flight and
ground loads.
(5) Specify the FAA-accepted
consensus standard used to make the
determination required by paragraph (a)
of this section.
(6) Is accompanied by revisions to the
aircraft’s operating instructions to
indicate those aerial work operations
that may be conducted using the
aircraft, and any applicable revisions to
the aircraft’s maintenance and
inspection procedures, and flight
training supplement.
■ 12. Amend § 21.191 by revising the
section heading, introductory text, and
paragraph (i) and adding reserved
paragraph (j) and paragraph (k) to read
as follows:
lotter on DSK11XQN23PROD with PROPOSALS3
§ 21.191 Issue of experimental
airworthiness certificates.
Experimental airworthiness
certificates are issued for the following
experimental purposes:
*
*
*
*
*
(i) Operating former light-sport
category aircraft. Operating an aircraft
that previously has been issued a
special airworthiness certificate in the
light-sport category under § 21.190.
(j) [Reserved]
(k) Operating former military aircraft.
Operating a former military aircraft that
meets the following requirements:
(1) The aircraft is not an unmanned
aircraft.
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(2) The aircraft was manufactured,
purchased, or modified under contract
by the U.S. Armed Forces or a foreign
military.
(3) The aircraft is operated for one of
the following purposes:
(i) Flying the aircraft to a base where
repairs, alterations, or maintenance are
to be performed;
(ii) Flying to a point of storage; or
(iii) Repositioning the aircraft for use
under contract with the U.S. Armed
Forces.
■ 13. Effective [DATE 6 MONTHS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE FEDERAL
REGISTER], amend § 21.191 further by
adding paragraph (j) to read as follows:
§ 21.191 Issue of experimental
airworthiness certificates.
*
*
*
*
*
(j) Operating light-sport category kitbuilt aircraft. Operating an aircraft of a
type that has been certificated under
§ 21.190 and assembled from an aircraft
kit in accordance with manufacturer’s
assembly instructions that meet an
applicable FAA-accepted consensus
standard. An applicant must provide the
following:
(1) Evidence that an aircraft of the
same make and model was
manufactured and assembled by the
aircraft kit manufacturer and issued a
special airworthiness certificate in the
light-sport category under § 21.190.
(2) The pilot’s operating handbook
that includes a flight training
supplement.
(3) The aircraft’s maintenance and
inspection procedures.
(4) The manufacturer’s statement of
compliance for the aircraft kit used in
the aircraft assembly that meets the
applicable requirements of § 21.190 in
effect at the time the aircraft kit was
manufactured, except the statement
need not indicate compliance with
§ 22.175 of this chapter. The statement
must identify assembly instructions for
the aircraft that meet an applicable
consensus standard.
(5) For an aircraft kit manufactured
outside the United States, evidence that
the aircraft kit was manufactured in a
country with which the United States
has a Bilateral Airworthiness Agreement
concerning airplanes or a Bilateral
Aviation Safety Agreement with
associated Implementation Procedures
for Airworthiness concerning airplanes,
or an equivalent airworthiness
agreement.
*
*
*
*
*
■ 14. Revise § 21.193 to read as follows:
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§ 21.193 Application for special
airworthiness certificates issued for
experimental purposes.
An applicant for an experimental
airworthiness certificate must submit
the following information in a form and
manner prescribed by the FAA:
(a) The experimental purpose for
which the aircraft is to be used.
(b) Enough information to describe
the operation, equipment, or test as
applicable.
(c) The estimated time or number of
flights required for the operation, for an
applicant seeking issuance of an
experimental airworthiness certificate
for those experimental purposes
specified in § 21.191(a) through (f).
(d) The areas over which flights will
be conducted.
(e) Enough data to identify the
aircraft.
(f) Except for a previously type
certificated aircraft without an
appreciable change in its external
configuration, three-view drawings or
three-view dimensional photographs of
the aircraft.
(g) Upon inspection of the aircraft,
any pertinent information found
necessary by the FAA to safeguard the
general public.
(h) For applicants seeking
certification of an aircraft for the
purpose of operating former light-sport
category aircraft or for the purpose of
operating light-sport category kit-built
aircraft, evidence of compliance with
the applicable aircraft noise limits in
part 36 of this chapter.
■ 15. Amend § 21.195 by revising
paragraphs (b) through (d) to read as
follows:
§ 21.195 Experimental certificates: Aircraft
to be used for market surveys, sales
demonstrations, and customer crew
training.
*
*
*
*
*
(b) A manufacturer of an aircraft
engine manufactured within the United
States, that has altered a type
certificated aircraft by installing an
engine it has manufactured, may apply
for an experimental certificate for that
aircraft to be used for market surveys,
sales demonstrations, or customer crew
training, if the basic aircraft, before
alteration, was type certificated in the
normal, utility, acrobatic, commuter,
transport, primary, or restricted
category.
(c) A person who has altered the
design of a type certificated aircraft may
apply for an experimental certificate for
an altered aircraft to be used for market
surveys, sales demonstrations, or
customer crew training if the basic
aircraft, before alteration, was type
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
certificated in the normal, utility,
acrobatic, commuter, transport, primary,
or restricted category.
(d) An applicant for an experimental
certificate under paragraph (a), (b), or (c)
of this section is entitled to that
certificate if, in addition to meeting the
requirements of § 21.193, the
applicant—
(1) Has established an inspection and
maintenance program for the continued
airworthiness of the aircraft; and
(2) Shows that the aircraft has been
flown for at least 50 hours, or for at least
5 hours if it is a type certificated aircraft
which has been altered. The FAA may
reduce these operational requirements if
the applicant provides adequate
justification.
■ 16. Revise § 21.327 to read as follows:
22.165 Emergency evacuation.
22.170 Placards and markings.
22.175 Noise.
22.180 Special requirements for light-sport
category aircraft with simplified flight
controls.
22.185 Quality assurance system.
22.190 Finding of compliance by trained
compliance staff.
22.195 Ground and flight testing.
§ 21.327
(a) Except as provided in paragraph
(c) of this section, this part prescribes
design, production, and airworthiness
requirements for the issue of special
airworthiness certificates, and changes
to those certificates, for non-type
certificated aircraft applying for an
airworthiness certificate.
(b) Each person who applies under
part 21 of this chapter for such a
certificate or change must comply with
the applicable requirements in this part.
(c) This part does not apply to aircraft
issued an experimental airworthiness
certificate, aircraft operating under a
special flight permit, or unmanned
aircraft.
Application.
(a) Any owner of a U.S.-registered
aircraft may apply for an export
certificate of airworthiness for that
aircraft.
(b) Any person may apply for an
export airworthiness approval for an
aircraft engine, propeller, or article.
(c) Each applicant must apply in a
form and manner prescribed by the
FAA.
■ 17. Amend § 21.329 by revising
paragraph (a)(1) introductory text to
read as follows:
§ 21.329 Issuance of export certificates of
airworthiness.
(a) * * *
(1) A new or used aircraft
manufactured under subpart F or G of
this part meets the requirements under
subpart H of this part for a—
*
*
*
*
*
■ 18. Add part 22 to read as follows:
PART 22—DESIGN, PRODUCTION,
AND AIRWORTHINESS
REQUIREMENTS FOR NON-TYPE
CERTIFICATED AIRCRAFT
lotter on DSK11XQN23PROD with PROPOSALS3
Subpart A—General
Sec.
22.1 Applicability.
Subpart B—Light-Sport Category Aircraft
22.100 Eligibility.
22.105 Control and maneuverability.
22.110 Structural integrity.
22.115 Powered-lift: minimum safe speed.
22.120 Special requirements for light-sport
aircraft used for aerial work operations.
22.125 Environmental conditions.
22.130 Suitability and durability of
materials.
22.135 Instruments and equipment.
22.140 Controls and displays.
22.145 Propulsion system.
22.150 Fuel system.
22.155 Fire protection.
22.160 Visibility.
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Authority: 42 U.S.C. 7572; 49 U.S.C. 106(f),
106(g), 40105, 40113, 44701–44702, 44704,
44707, 44709, 44711, 44713, 44715, 45303.
PART 22—DESIGN, PRODUCTION,
AND AIRWORTHINESS
REQUIREMENTS FOR NON-TYPE
CERTIFICATED AIRCRAFT
Subpart A—General
§ 22.1
Applicability.
Subpart B—Light-Sport Category
Aircraft
§ 22.100
Eligibility.
(a) Aircraft manufactured in the
United States. To be eligible for a
special airworthiness certificate in the
light-sport category issued under
§ 21.190 of this chapter, an aircraft
must—
(1) Except for an airplane, have a
maximum seating capacity of not more
than two persons, including the pilot.
(2) For an airplane, have a maximum
seating capacity of not more than four
persons, including the pilot.
(3) Have a maximum stalling speed or
minimum steady flight speed, without
the use of lift-enhancing devices (VS1) at
the aircraft’s maximum certificated
takeoff weight and most critical center
of gravity of 54 knots CAS for an
airplane, or 45 knots CAS for a glider or
weight-shift-control aircraft.
(4) Have a maximum speed of 250
knots CAS at maximum available power
under standard atmospheric conditions
at sea level.
(5) Have a non-pressurized cabin, if
equipped with a cabin.
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(6) Not have been previously issued a
standard, primary, restricted, limited, or
provisional airworthiness certificate, or
an equivalent airworthiness certificate
by a foreign civil aviation authority.
(7) Meet the aircraft design,
production, and airworthiness
requirements specified in this subpart
using a means of compliance consisting
of consensus standards accepted by the
FAA.
(8) Be inspected by the FAA and
found to be in a condition for safe
operation.
(b) Aircraft manufactured outside the
United States. For aircraft manufactured
outside the United States to be eligible
for a special airworthiness certificate in
the light-sport category under § 21.190
of this chapter, an applicant must
provide the FAA evidence that—
(1) The aircraft meets the
requirements of this subpart;
(2) The aircraft was manufactured in
a country with which the United States
has a Bilateral Airworthiness Agreement
concerning airplanes or Bilateral
Aviation Safety Agreement with
associated Implementation Procedures
for Airworthiness concerning airplanes,
or an equivalent airworthiness
agreement; and
(3) The aircraft is eligible for an
airworthiness certificate, flight
authorization, or other similar
certification in its country of
manufacture.
§ 22.105
Control and maneuverability.
A light-sport category aircraft must—
(a) Be consistently and predictably
controllable and maneuverable through
the normal use of primary flight controls
at all loading conditions during all
phases of flight; and,
(b) Not have a tendency to
inadvertently depart controlled flight or
require exceptional piloting skill,
alertness, or strength.
§ 22.110
Structural integrity.
(a) The design and construction of the
aircraft must provide sufficient
structural integrity to enable safe
operations within the aircraft’s flight
envelope throughout the aircraft’s
intended life cycle; and,
(b) The aircraft must be able to
withstand all anticipated flight and
ground loads when operated within its
operational limits.
§ 22.115
speed.
Powered-lift: minimum safe
To be certificated in the light-sport
category, powered-lift aircraft must have
a known minimum safe speed for each
flight condition encountered in normal
operations, including applicable sources
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of lift and phases of flight, to maintain
controlled safe flight. The minimum
safe speed determination must account
for the most adverse conditions for each
configuration.
§ 22.120 Special requirements for lightsport aircraft used for aerial work
operations.
If the aircraft is designated by the
manufacturer as suitable for the
performance of any aerial work
operation, the design and construction
of the aircraft must provide sufficient
structural integrity to enable safe
operation of the aircraft during the
performance of that operation and
ensure that the aircraft is able to
withstand any foreseeable flight and
ground loads.
§ 22.125
§ 22.130 Suitability and durability of
materials.
The suitability and durability of
materials used for products and articles
must account for the likely
environmental conditions expected in
service, the failure of which could
prevent continued safe flight and
landing.
Instruments and equipment.
(a) The aircraft must have all
instruments and equipment necessary
for safe flight, to include those
instruments necessary for systems
control and management. The aircraft
must also include all instruments and
equipment required for the kinds of
operations for which it is authorized.
(b) The aircraft, instruments,
equipment, and systems must perform
their intended functions under all
operating conditions specified in the
pilot’s operating handbook. Likely
failure or malfunction of a system or
component must not cause loss of
control of the aircraft. Systems and
components must be considered
separately and in relation to each other.
lotter on DSK11XQN23PROD with PROPOSALS3
§ 22.140
Controls and displays.
The aircraft must be designed and
constructed so that the pilot has the
ability to reach all controls and displays
in a manner that provides for smooth
and positive operation of the aircraft.
§ 22.145
Propulsion system.
The aircraft propulsion system must—
(a) Have controls that are simple,
intuitive and not confusing;
(b) Be designed so that the failure of
any product or article does not prevent
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§ 22.150
Fuel system.
The aircraft fuel system must—
(a) Provide a means to safely remove
or isolate the fuel stored in the system
from the aircraft; and
(b) Be designed to retain fuel under all
likely operating conditions.
§ 22.155
Environmental conditions.
The aircraft must have design
characteristics to safely accommodate
all environmental conditions likely to
be encountered during its intended
operations.
§ 22.135
continued safe flight and landing or, if
continued safe flight and landing cannot
be ensured, the hazard has been
minimized;
(c) Not exceed safe operating limits
under normal operating conditions; and
(d) Have the necessary reliability,
durability, and endurance for safe flight
without failure, malfunction, excessive
wear, or other anomalies.
Fire protection.
The hazards of fuel or electrical fires
following a survivable emergency
landing must be minimized by
incorporating design features to sustain
static and dynamic deceleration loads
without structural damage to fuel or
electrical system components or their
attachments that would leak fuel to an
ignition source or allow electrical power
to become an ignition source.
§ 22.160
Visibility.
The aircraft must be designed and
constructed so that the pilot has—
(a) Sufficient visibility of controls,
instruments, equipment, and placards;
and
(b) Sufficient vison outside the
aircraft necessary to conduct safe
aircraft operations.
§ 22.165
Emergency evacuation.
(a) The aircraft must be designed and
constructed—
(1) So that all occupants have the
ability to rapidly conduct an emergency
evacuation; and
(2) Except as provided in paragraph
(b) of this section, to account for all
conditions likely to occur following an
emergency landing.
(b) Aircraft not intended for operation
on water are not required to account for
ditching in an emergency landing.
§ 22.170
Placards and markings.
The aircraft must display all placards
and instrument markings necessary for
safe operation and occupant warning.
Markings or graphics must clearly
indicate the function of each control,
other than primary flight controls.
§ 22.175
Noise.
The aircraft must meet the applicable
noise standards of part 36 of this
chapter.
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§ 22.180 Special requirements for lightsport category aircraft with simplified flight
controls.
An aircraft that meets the following
requirements may be designated by the
manufacturer as having simplified flight
controls—
(a) The aircraft allows the pilot to
only control the flight path of the
aircraft or intervene in its operation
without direct manipulation of
individual aircraft control surfaces or
adjustment of the available power;
(b) The aircraft is designed to
inherently prevent loss of control,
regardless of pilot input; and
(c) The aircraft has a means to enable
the pilot to quickly and safely
discontinue the flight and prevent any
inadvertent activation of this feature.
§ 22.185
Quality assurance system.
The aircraft must have been designed,
produced, and tested under a
documented quality assurance system to
ensure each product and article
conforms to its design and is in a
condition for safe operation.
§ 22.190 Finding of compliance by trained
compliance staff.
The aircraft must have been found
compliant with the provisions of the
applicable FAA-accepted consensus
standards by individuals who have been
trained on determining compliance with
those consensus standards.
§ 22.195
Ground and flight testing.
The aircraft must have been ground
and flight tested under documented
production acceptance test procedures
to—
(a) Validate aircraft performance data.
(b) Ensure the aircraft has no
hazardous operating characteristics or
design features.
(c) Ensure the aircraft is in a condition
for safe operation.
(d) Ensure the aircraft can safely
conduct any aerial work operation
designated by the manufacturer in
accordance with § 22.120.
PART 36—NOISE STANDARDS:
AIRCRAFT TYPE AND
AIRWORTHINESS CERTIFICATION
19. The authority for part 36
continues to read as follows:
■
Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C.
106(g), 40113, 44701–44702, 44704, 44715;
sec. 305, Pub. L. 96–193, 94 Stat. 50, 57; E.O.
11514, 35 FR 4247, 3 CFR, 1966–1970 Comp.,
p. 902.
■
20. Add § 36.0 to read as follows:
§ 36.0 Applicability; aircraft that do not
conform to a type certificate.
(a) General applicability. Except as
provided in paragraph (e) of this
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section, for aircraft described in
§ 21.190, § 21.191, § 21.193(h), or part
22 of this chapter, that does not conform
to a type certificate, the requirements of
this part apply at the time of application
for a first airworthiness certificate, or
when an aircraft previously issued an
airworthiness certificate incorporates an
alteration that would result in an
acoustical change.
(b) Compliance requirements.
Compliance with this part requires—
(1) A determination that the
applicable noise limits specified in this
part are not exceeded for any
configuration, flight profile, or reference
condition required for an aircraft to
demonstrate compliance; and,
(2) When applicable, a determination
that any test procedures and analyses
contained in a related appendix to this
part have been met for any
configuration, flight profile, or reference
condition required.
(c) Use of a noise consensus standard.
An aircraft that does not conform to a
type certificate may demonstrate
compliance using a noise consensus
standard that meets the following
conditions:
(1) The noise consensus standard has
been approved by the FAA; and
(2) The noise consensus standard has
been determined by the FAA to be
appropriate for the aircraft and
applicable to the aircraft’s specific
design.
(d) No noise consensus standard
available. For an aircraft that does not
conform to a type certificate, and for
which no noise consensus standard has
been approved or determined by the
FAA to be appropriate for the aircraft,
the following apply:
(1) Aircraft similar to a typecertificated aircraft. An aircraft that is
determined by the FAA for noise
purposes to be the same as or
sufficiently similar in design to a type
certificated aircraft described in § 36.1
may demonstrate compliance with this
part by—
(i) Using the same requirements as the
type certificated aircraft that is the same
or sufficiently similar in design to the
aircraft; or
(ii) Adopting the noise levels for the
type certificated aircraft that is the same
or sufficiently similar in design to the
aircraft when the aircraft has not been
altered to result in an acoustical change.
(2) Aircraft with no similar typecertificated aircraft. If the FAA
determines that for noise purposes,
there is no type certificated aircraft of
the same or sufficiently similar design
described in § 36.1, an applicant may
demonstrate compliance with this part
using the noise requirements
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determined by the FAA to be
appropriate for the aircraft.
(e) Exceptions. The following aircraft
that do not conform to a type certificate
are excepted from demonstrating
compliance with the requirements of
this part:
(1) Aircraft issued an experimental
airworthiness certificate in accordance
with § 21.191(a) through (h) or (k) of this
chapter;
(2) Aircraft which, if type certificated,
would not be required to demonstrate
compliance with this part; and
(3) Aircraft issued an experimental
airworthiness certificate in accordance
with § 21.191(i)(1) of this chapter on or
before January 31, 2008, for the purpose
of operating a light-sport aircraft.
■ 21. Amend § 36.1 by adding reserved
paragraph (a)(6) and paragraph (a)(7) to
read as follows:
§ 36.1
Applicability and definitions.
(a) * * *
(6) [Reserved]
(7) Aircraft that do not conform to a
type certificate, in accordance with
§ 36.0.
*
*
*
*
*
■ 22. Revise § 36.3 to read as follows:
§ 36.3 Compatibility with airworthiness
requirements.
(a) Each applicant for certification
under this part must demonstrate that:
(1) For type certificated aircraft, that
the aircraft complies with the
airworthiness regulations in this chapter
that constitute the type certification
basis of the aircraft under all conditions
in which compliance with this part is
shown; or
(2) For aircraft without a type
certificate, that the aircraft complies
with all airworthiness requirements in
this chapter applicable to the design of
the aircraft under all conditions in
which compliance with this part is
shown.
(b) Each applicant for certification
under this part must show that any
procedure used to demonstrate
compliance with this part, and any
procedure and information for the flight
crew developed under this part, are
consistent with the requirements of
paragraph (a)(1) or (2) of this section.
■ 23. Amend § 36.1501 by revising
paragraph (a) to read as follows:
§ 36.1501 Procedures, noise levels and
other information.
(a) All procedures, weights,
configurations, and other information or
data employed for obtaining the
certified noise levels prescribed by this
part, including equivalent procedures
used for flight, testing, and analysis,
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must be developed by the applicant and
approved by the FAA. For type
certificated aircraft, noise levels
achieved during type certification must
be included in the aircraft’s approved
flight manual. For aircraft without a
type certificate, noise levels achieved
during airworthiness certification must
be included in the Pilot’s Operating
Handbook.
*
*
*
*
*
■ 24. Amend § 36.1581 by adding
paragraph (h) to read as follows:
§ 36.1581 Manuals, markings, and
placards.
*
*
*
*
*
(h) For aircraft subject to § 36.0, no
noise operating limitations are
prescribed under this part, and this part
does not affect any operating limitations
for these aircraft described elsewhere in
this chapter. Noise compliance with this
part must be documented as specified in
§ 21.190(e) or § 21.191 of this chapter, as
applicable. The noise information must:
(1) State that the aircraft has
demonstrated compliance with this part;
(2) Include the demonstrated noise
levels of the aircraft; and
(3) Include the following statement:
No determination has been made by the
Federal Aviation Administration
whether the noise levels of this aircraft
are or should be acceptable for
operation in any location.
PART 43—MAINTENANCE,
PREVENTITIVE MAINTENANCE,
REBUILDING, AND ALTERATION
25. The authority citation for part 43
continues to read as follows:
■
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(f),
106(g), 40105, 40113, 44701–44702, 44704,
44707, 44709, 44711, 44713, 44715, 45303.
26. Amend § 43.1 by revising
paragraph (b)(2) to read as follows:
■
§ 43.1
Applicability.
*
*
*
*
*
(b) * * *
(2) Any aircraft for which the FAA
has issued an experimental certificate
under the provisions of § 21.191(i) of
this chapter, and the aircraft was
previously issued a special
airworthiness certificate in the lightsport category under the provisions of
§ 21.190 of this chapter; or
*
*
*
*
*
■ 27. Amend § 43.13 by revising
paragraphs (a) and (c) to read as follows:
§ 43.13
Performance rules (general).
(a) Each person performing
maintenance, alteration, or preventive
maintenance on an aircraft, engine,
propeller, or appliance shall use the
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methods, techniques, and practices
prescribed in the current manufacturer’s
maintenance manual or Instructions for
Continued Airworthiness prepared by
its manufacturer, or other methods,
techniques, and practices acceptable to
the Administrator, except as noted in
§ 43.16. That person must use the tools,
equipment, and test apparatus necessary
to assure completion of the work in
accordance with accepted industry
practices. If special equipment or test
apparatus is recommended by the
manufacturer involved, that person
must use that equipment or apparatus or
its equivalent acceptable to the
Administrator.
*
*
*
*
*
(c) Unless otherwise notified by the
Administrator, the methods, techniques,
and practices contained in the
maintenance manual or the
maintenance part of the manual of the
holder of an air carrier operating
certificate or an operating certificate
under part 121 or 135 of this chapter
and operators under part 129 of this
chapter holding operations
specifications (that is required by its
operating specifications to provide a
continuous airworthiness maintenance
and inspection program) constitute
acceptable means of compliance with
this section.
PART 45—IDENTIFICATION AND
REGISTRATION MARKING
28. The authority citation for part 45
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40103,
40113–40114, 44101–44105, 44107–44111,
44504, 44701, 44708–44709, 44711–44713,
44725, 45302–45303, 46104, 46304, 46306,
47122.
29. Amend § 45.23 by revising
paragraph (b) to read as follows:
■
§ 45.23
Display of marks; general.
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*
*
*
*
*
(b) Except for unmanned aircraft,
when marks include only the Roman
capital letter ‘‘N’’ and the registration
number is displayed on limited,
restricted, experimental, or
provisionally certificated aircraft, the
operator must also display on that
aircraft near each entrance to the cabin,
cockpit, or pilot station, in letters not
less than 2 inches nor more than 6
inches high, the words ‘‘limited,’’
‘‘restricted,’’ ‘‘experimental,’’ or
‘‘provisional,’’ as applicable.
PART 61—CERTIFICATION: PILOTS,
FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
30. The authority citation for part 61
is revised to read as follows:
■
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Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701–44703, 44707, 44709–44711, 44729,
44903, 45102–45103, 45301–45302; sec.
2307, Pub. L. 114–190, 130 Stat. 615 (49
U.S.C. 44703 note).
31. Amend § 61.3 by revising the
section heading and adding paragraph
(m) to read as follows:
■
§ 61.3 Requirement for certificates,
ratings, privileges, and authorizations.
*
*
*
*
*
(m) For a person who possesses a
sport pilot certificate. No person may
exercise sport pilot privileges under
§ 61.313 unless that person receives a
qualifying logbook endorsement under
§ 61.317 or § 61.321 for the appropriate
category and class privilege. The
requirement in this paragraph (m) does
not apply to a person who already holds
the appropriate category and class rating
on their pilot certificate.
■ 32. Add § 61.9 to read as follows:
§ 61.9 Inapplicability of simplified flight
controls aircraft experience credit.
Notwithstanding the requirements
specified in § 61.51(c), any pilot time
acquired while operating an airplane or
helicopter with a simplified flight
controls design and designation may not
be used to satisfy the following
aeronautical experience requirements
for a private, commercial, or airline
transport pilot certificate, except for
private pilot applicants who present an
aircraft with the simplified flight
controls design and designation to
conduct the practical test—
(a) The solo flight time requirements
in § 61.109(a)(5) or (c)(4);
(b) The PIC flight time requirements
in § 61.129(a)(2)(i) and (c)(2)(i);
(c) The PIC flight time requirements
in § 61.159(a)(5); and
(d) The PIC flight time requirements
in § 61.161(a)(3).
■ 33. Amend § 61.31 by redesignating
paragraph (l) as paragraph (m) and
adding a new paragraph (l) to read as
follows:
§ 61.31 Type rating requirements,
additional training, and authorization
requirements.
*
*
*
*
*
(l) Additional aircraft model-specific
flight training. No person may act as
pilot in command of an aircraft with a
simplified flight controls designation
unless that person has—
(1) Received and logged modelspecific flight training in that aircraft, or
in a full flight simulator or flight
training device that is representative of
that model-specific aircraft with the
simplified flight controls designation;
and
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(2) Received a logbook endorsement
from an authorized instructor who has
found the person proficient in the safe
operation of that model-specific aircraft
and the associated simplified flight
control system.
*
*
*
*
*
■ 34. Amend § 61.45 by revising the
introductory text in paragraph (f) and
adding paragraphs (g) and (h) to read as
follows:
§ 61.45 Practical tests: Required aircraft
and equipment.
*
*
*
*
*
(f) Conduct of a sport pilot practical
test in an aircraft with a single seat. A
practical test for a sport pilot certificate
may be conducted in an aircraft having
a single seat provided that the—
*
*
*
*
*
(g) Aircraft with a simplified flight
controls designation. An applicant for a
pilot certificate, rating, or privilege may
use an aircraft with a simplified flight
controls designation for a practical test
if—
(1) The examiner agrees to conduct
the test;
(2) The examiner holds the
appropriate category and class rating or
privilege, the simplified flight controls
model-specific aircraft endorsement,
and an appropriate FAA designation to
conduct the test;
(3) The examiner is able to assume
control of the aircraft at any time, except
if paragraph (f) of this section applies;
and
(4) After successful completion of the
practical test, the applicant is issued a
pilot certificate with the appropriate
category and class privilege and model
specific limitation.
(h) Simplified flight controls
limitation. A person who receives a
category and class rating or privilege
with a simplified flight controls
limitation may operate only the
specified make and model of aircraft set
forth by the limitation unless the person
satisfies the following requirements, as
applicable:
(1) If seeking to operate another make
and model of aircraft with a simplified
flight controls designation in the same
category and class, the person must
receive training and an endorsement in
accordance with § 61.31(l).
(2) If seeking to operate a different
category and class of aircraft with a
simplified flight controls designation or
any aircraft without a simplified flight
controls designation, the person must
successfully complete a practical test for
that category and class of aircraft.
■ 35. Amend § 61.195 by adding
paragraph (m) to read as follows:
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§ 61.195 Flight instructor limitations and
qualifications.
*
*
*
*
*
(m) Training in an aircraft with a
simplified flight controls designation.
(1) For purposes of this paragraph (m),
instructor pilot means a pilot employed
or used by a manufacturer of an aircraft
with a simplified flight controls
designation to conduct operations of
that aircraft for the purpose of providing
crew training.
(2) A flight instructor may conduct
flight training in an aircraft with a
simplified flight controls designation
without satisfying the training and
endorsement requirements under
§ 61.31(l), provided the flight
instructor—
(i) Holds a flight instructor certificate
with the appropriate aircraft category,
class, and type rating (if a class or type
rating is required);
(ii) Has received and logged modelspecific training in that aircraft from an
instructor pilot for the manufacturer of
the aircraft; and
(iii) Has received a logbook or training
record endorsement from the instructor
pilot certifying that the flight instructor
is proficient in the safe operation of that
model-specific aircraft and the
associated simplified flight control
system.
(3) Notwithstanding the requirements
in § 61.3(d)(2)(ii), an instructor pilot
may provide the training and
endorsement specified in paragraph
(m)(2) of this section in lieu of an
authorized instructor.
■ 36. Amend § 61.303 by revising the
section heading and paragraphs (a) and
(b)(4) to read as follows:
§ 61.303 If I want to operate an aircraft that
satisfies the limitations identified in
§ 61.316, what operating limits and
endorsement requirements in this subpart
must I comply with?
(a) Use the following table to
determine what operating limits and
If you hold
And you hold
Then you may operate
And
(1) A medical certificate .........................
(i) A sport pilot certificate, .....................
Any aircraft for which you hold the endorsements required for its category
and class,
Any aircraft in that category and class,
You must hold any other endorsements
required by this subpart, and comply
with the limitations in § 61.315.
You do not have to hold any of the endorsements required by this subpart,
nor do you have to comply with the
limitations in § 61.315.
You must comply with the limitations in
§ 61.315, except § 61.315(c)(14) and,
if a private pilot or higher,
§ 61.315(c)(7).
You must hold any other endorsements
required by this subpart, and comply
with the limitations in § 61.315.
You do not have to hold any of the endorsements required by this subpart,
but you must comply with the limitations in § 61.315.
You must comply with the limitations in
§ 61.315, except § 61.315(c)(14) and,
if a private pilot or higher,
§ 61.315(c)(7).
You must hold any other endorsements
required by this subpart, and comply
with the limitations in § 61.315.
You do not have to hold any of the endorsements required by this subpart,
nor do you have to comply with the
limitations in § 61.315.
You must comply with the limitations in
§ 61.315, except § 61.315(c)(14) and,
if a private pilot or higher,
§ 61.315(c)(7).
(ii) At least a recreational pilot certificate with a category and class rating,
(2) Only a U.S. driver’s license ..............
(iii) At least a recreational pilot certificate but not a rating for the category
and class of the aircraft you operate,
That aircraft, only if you hold the endorsements required for § 61.321 for
its category and class,
(i) A sport pilot certificate, .....................
Any aircraft for which you hold the endorsements required for its category
and class
Any aircraft in that category and class,
(ii) At least a recreational pilot certificate with a category and class rating,
(3) Neither a medical certificate nor a
U.S. driver’s license.
(iii) At least a recreational pilot certificate but not a rating for the category
and class of aircraft you operate,
That aircraft, only if you hold the endorsements required in § 61.321 for
its category and class,
(i) A sport pilot certificate, .....................
Any glider or balloon for which you
hold the endorsements required for
its category and class,
Any glider or balloon in that category
and class.
(ii) At least a private pilot certificate
with a category and class rating for
glider or balloon,
(iii) At least a private pilot certificate but
not a rating for glider or balloon,
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endorsement requirements in this
subpart, if any, apply to you when you
operate an aircraft that satisfies the
limitations identified in § 61.316. The
medical certificate specified in this table
must be in compliance with § 61.2 in
regards to currency and validity. If you
hold a recreational pilot certificate, but
not a medical certificate, you must
comply with cross country requirements
in § 61.101(c), even if your flight does
not exceed 50 nautical miles from your
departure airport. You must also comply
with requirements in other subparts of
this part that apply to your certificate
and the operation you conduct. In the
following table, when the word
‘‘aircraft’’ is used, it refers to aircraft
that satisfy the limitations identified in
§ 61.316.
(b) * * *
(4) Not know or have reason to know
of any medical condition that would
make that person unable to operate an
aircraft in a safe manner.
■ 37. Revise § 61.305 to read as follows:
§ 61.305 What are the age and language
requirements for a sport pilot certificate?
To be eligible for a sport pilot
certificate you must:
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Any glider or balloon, only if you hold
the endorsements required in
§ 61.321 for its category and class
(a) Be at least 17 years old (or 16 years
old if you are applying to operate a
glider or balloon).
(b) Be able to read, speak, write, and
understand English. If you cannot read,
speak, write, and understand English
because of medical reasons, the FAA
may place limits on your certificate as
are necessary for the safe operation of
aircraft.
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38. Amend § 61.307 by adding
paragraphs (b)(1) and (2) to read as
follows:
■
§ 61.307 What tests do I have to take to
obtain a sport pilot certificate?
*
*
*
*
*
(b) * * *
(1) For persons seeking a sport pilot
certificate with a rotorcraft-helicopter
privilege, the applicant must complete a
practical test satisfactorily
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demonstrating the knowledge, risk
management, and skill elements for
each area of operation as specified in
the Sport Pilot for Helicopter—
Simplified Flight Controls Airman
Certification Standards, referenced in
paragraph (b)(2) of this section.
(2) FAA–S–ACS–26, Sport Pilot for
Helicopter—Simplified Flight Controls
Airman Certification Standards, [date to
be included], is incorporated by
reference into this section with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. This material is available
for inspection at the Federal Aviation
Administration (FAA) and the National
Archives and Records Administration
(NARA). Contact FAA at: Airman
Testing Standards Branch/Regulatory
Support Division, 405–954–4151,
AFS630Comments@faa.gov, faa.gov/
training_testing. For information on the
availability of this material at NARA,
visit archives.gov/federal-register/cfr/
ibr-locations.html, or email:
fr.inspection@nara.gov. The material
may be obtained from FAA, 800
Independence Avenue SW, Washington,
DC 20591, 866–835–5322, faa.gov/
training_testing.
■ 39. Revise § 61.311 to read as follows:
§ 61.311 What flight proficiency
requirements must I meet to apply for a
sport pilot certificate?
To apply for a sport pilot certificate,
you must receive and log ground and
flight training from an authorized
instructor on the following areas of
operation, as appropriate, for airplane
single-engine land or sea, glider,
gyroplane, helicopter, airship, balloon,
powered parachute land or sea, weightshift-control aircraft land or sea
privileges:
(a) Preflight preparation.
(b) Preflight procedures.
(c) Airport, heliport, seaplane base,
and gliderport operations, as applicable.
(d) Hovering maneuvers (applicable
only to helicopters).
(e) Takeoffs (or launches), landings,
and go-arounds.
(f) Performance maneuvers and, for
gliders, performance speeds.
(g) Ground reference maneuvers (not
applicable to gliders, helicopters, and
balloons).
(h) Soaring techniques (applicable
only to gliders).
(i) Navigation.
(j) Slow flight (not applicable to
lighter-than-air aircraft, helicopters, and
powered parachutes).
(k) Stalls (not applicable to lighterthan-air aircraft, gyroplanes, helicopters,
and powered parachutes).
(l) Emergency operations.
(m) Post-flight procedures.
■ 40. Revise § 61.313 to read as follows:
§ 61.313 What aeronautical experience
must I have to apply for a sport pilot
certificate?
(a) Aeronautical experience. Use the
following table to determine the
aeronautical experience you must have
to apply for a sport pilot certificate:
If you are applying for a sport
pilot certificate with . . .
Then you must log at least . . .
Which must include at least . . .
(1) Airplane category and singleengine land or sea class privileges,
20 hours of flight time, including at least 15 hours of flight training from an authorized instructor in a single-engine airplane
and at least 5 hours of solo flight training in the areas of operation listed in § 61.311,
(2) Glider category privileges,
and you have not logged at
least 20 hours of flight time in
a heavier-than-air aircraft,
10 hours of flight time in a glider, including 10 flights in a glider
receiving flight training from an authorized instructor and at
least 2 hours of solo flight training in the areas of operation
listed in § 61.311,
(3) Glider category privileges,
and you have logged 20 hours
flight time in a heavier-than-air
aircraft,
3 hours of flight time in a glider, including five flights in a glider
while receiving flight training from an authorized instructor
and at least 1 hour of solo flight training in the areas of operation listed in § 61.311,
(4) Rotorcraft category and gyroplane class privileges,
20 hours of flight time, including 15 hours of flight training from
an authorized instructor in a gyroplane and at least 5 hours of
solo flight training in the areas of operation listed in § 61.311,
(5) Lighter-than-air category and
airship class privileges,
20 hours of flight time, including 15 hours of flight training from
an authorized instructor in an airship and at least 3 hours
performing the duties of pilot in command in an airship with
an authorized instructor in the areas of operation listed in
§ 61.311,
(6) Lighter-than-air category and
balloon class privileges,
7 hours of flight time in a balloon, including three flights with an
authorized instructor and one flight performing the duties of
pilot in command in a balloon with an authorized instructor in
the areas of operation listed in § 61.311,
(i) 2 hours of cross-country flight training;
(ii) 10 takeoffs and landings to a full stop (with each landing involving a flight in the traffic pattern) at an airport;
(iii) One solo cross-country flight of at least 75 nautical miles
total distance, with a full-stop landing at a minimum of two
points and one segment of the flight consisting of a straightline distance of at least 25 nautical miles between the takeoff
and landing locations; and
(iv) 2 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) Five solo launches and landings; and
(ii) at least 3 training flights with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) Three solo launches and landings; and
(ii) at least 3 training flights with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) 2 hours of cross-country flight training;
(ii) 10 takeoffs and landings to a full stop (with each landing involving a flight in the traffic pattern) at an airport;
(iii) One solo cross-country flight of at least 50 nautical miles
total distance, with a full-stop landing at a minimum of two
points, and one segment of the flight consisting of a straightline distance of at least 25 nautical miles between the takeoff
and landing locations; and
(iv) 2 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) 2 hours of cross-country flight training;
(ii) Three takeoffs and landings to a full stop (with each landing
involving a flight in the traffic pattern) at an airport;
(iii) One cross-country flight of at least 25 nautical miles between the takeoff and landing locations; and
(iv) 2 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) 2 hours of cross-country flight training; and
(ii) 1 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
If you are applying for a sport
pilot certificate with . . .
Then you must log at least . . .
Which must include at least . . .
(7) Powered parachute category
land or sea class privileges,
12 hours of flight time in a powered parachute, including 10
hours of flight training from an authorized instructor in a powered parachute, and at least 2 hours of solo flight training in
the areas of operation listed in § 61.311
(8) Weight-shift-control aircraft
category land or sea class
privileges,
20 hours of flight time, including 15 hours of flight training from
an authorized instructor in a weight-shift-control aircraft and
at least 5 hours of solo flight training in the areas of operation
listed in § 61.311,
(9) Rotorcraft category and helicopter class, only if that helicopter is certificated under
§ 21.190 of this chapter and
obtains the simplified flight
controls design designation,
30 hours of helicopter flight time, including at least 15 hours of
flight training from an authorized instructor in a helicopter,
and at least 5 hours of solo flight training in the areas of operation listed in § 61.311, as appropriate,
(i) 1 hour of cross-country flight training,
(ii) 20 takeoffs and landings to a full stop in a powered parachute with each landing involving flight in the traffic pattern at
an airport;
(iii) 10 solo takeoffs and landings to a full stop (with each landing involving a flight in the traffic pattern) at an airport;
(iv) One solo flight with a landing at a different airport and one
segment of the flight consisting of a straight-line distance of
at least 10 nautical miles between takeoff and landing locations; and
(v) 1 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) 2 hours of cross-country flight training;
(ii) 10 takeoffs and landings to a full stop (with each landing involving a flight in the traffic pattern) at an airport;
(iii) One solo cross-country flight of at least 50 nautical miles
total distance, with a full-stop landing at a minimum of two
points, and one segment of the flight consisting of a straightline distance of at least 25 nautical miles between takeoff and
landing locations; and
(iv) 2 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(i) 2 hours of flight training en route to an airport that is located
more than 25 nautical miles from the airport where the applicant normally trains;
(ii) 3 takeoffs and landings at the airport located more than 25
nautical miles from the airport where the applicant normally
trains;
(iii) 3 hours of solo flying in the aircraft for the privilege sought,
on the areas of operation listed in § 61.98 that apply to the
aircraft category and class privilege sought; and
(iv) 3 hours of flight training with an authorized instructor on
those areas of operation specified in § 61.311 in preparation
for the practical test within the preceding 2 calendar months
from the month of the test.
(b) Flight simulation training device
and aviation training device credit. (1)
Sport pilot applicants can use up to 2.5
hours of training credit in a qualified
flight simulation training devise and
aviation training device representing the
appropriate category and class of aircraft
to meet the experience requirements of
this part.
(2) The training must be provided by
an authorized instructor who possesses
the appropriate aircraft rating or
privilege sought by the applicant.
■ 41. Amend § 61.315 by revising
paragraph (a), the introductory text of
paragraph (c), and paragraph (c)(5) and
adding paragraph (c)(20) to read as
follows:
§ 61.315 What are the privileges and limits
of my sport pilot certificate?
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47733
(a) If you hold a sport pilot certificate
you may act as pilot in command of an
aircraft that meets the provisions of
§ 61.316, except as specified in
paragraph (c) of this section.
*
*
*
*
*
(c) You may not act as pilot in
command of an aircraft:
*
*
*
*
*
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(5) At night, except as provided in
§ 61.329.
*
*
*
*
*
(20) If the aircraft—
(i) Has retractable landing gear, unless
you have met the requirements of
§ 61.331(a).
(ii) Has a controllable pitch propeller,
unless you have met the requirements of
§ 61.331(b).
■ 42. Add § 61.316 to read as follows:
§ 61.316 What are the performance limits
and design requirements for the aircraft
that a sport pilot may operate?
(a) If you hold a sport pilot certificate,
you may act as pilot in command of an
aircraft that, since its original
certification, meets the following
requirements:
(1) A maximum stalling speed or
minimum steady flight speed without
the use of lift-enhancing devices (VS1) of
not more than 45 knots CAS, except for
airplanes, which must have a VS1 speed
of not more than 54 knots CAS at the
aircraft’s maximum certificated takeoff
weight and most critical center of
gravity.
(2) A maximum seating capacity of
two persons, except for airplanes, which
may have a maximum seating capacity
of four persons.
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(3) A non-pressurized cabin, if
equipped with a cabin.
(4) For powered aircraft other than
powered gilders, a fixed or groundadjustable propeller, except as provided
in paragraph (b) of this section.
(5) For powered gliders, a fixed or
feathering propeller system.
(6) For gyroplanes, a fixed-pitch,
semi-rigid, teetering, two-blade rotor
system.
(7) For powered aircraft other than
balloons or airships, the loss of partial
power would not adversely affect
directional control of the aircraft and
the aircraft design must allow the pilot
the capability of establishing a
controlled descent in the event of a
partial or total powerplant failure.
(8) For helicopters, they must be
certificated with the simplified flight
controls design and designation.
(9) For a glider, fixed or retractable
landing gear.
(10) For an aircraft intended for
operation on water, fixed or retractable
landing gear or a hull.
(11) For powered-aircraft other than a
glider or an aircraft intended for
operation on water, fixed landing gear
except as provided in paragraph (b) of
this section.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
(b) If you hold a sport pilot certificate,
you may act as pilot in command of an
airplane that, since its original
certification, has retractable landing
gear or a controllable pitch propeller if
you have met the training and
endorsement requirements specified in
§ 61.331.
■ 43. Amend § 61.321 by:
■ a. Revising the section heading and
introductory text;
■ b. Removing the phrase ‘‘light-sport
aircraft’’ and adding the word ‘‘aircraft’’
in their place in paragraph (a);
■ c. Revising paragraph (b);
■ d. Removing the phrase ‘‘light-sport
aircraft’’ and adding the word ‘‘aircraft’’
in their place in paragraph (d); and
■ e. Adding paragraph (e).
The revision and addition read as
follows:
§ 61.321 How do I obtain privileges to
operate an additional category or class of
aircraft that satisfy the limitations identified
in § 61.316?
If you hold a sport pilot certificate
and seek to operate an additional
category or class of aircraft that satisfy
the limitations identified in § 61.316,
you must—
*
*
*
*
*
(b) Except as provided in paragraph
(e) of this section, successfully complete
a proficiency check from an authorized
instructor other than the instructor who
trained you on the aeronautical
knowledge areas and areas of operation
specified in §§ 61.309 and 61.311 for the
additional aircraft privilege you seek;
*
*
*
*
*
(e) If you are seeking to add an
airplane single-engine land or sea or a
rotorcraft-helicopter privilege to your
pilot certificate, successfully
accomplish a knowledge and practical
test for that category and class privilege
as specified in § 61.307.
■ 44. Amend § 61.325 by revising the
section heading and introductory text to
read as follows:
lotter on DSK11XQN23PROD with PROPOSALS3
§ 61.325 How does a sport pilot obtain
privileges to operate an aircraft at an airport
within, or in airspace within, Class B, C, and
D airspace, or in other airspace with an
airport having an operational control tower?
If you hold a sport pilot certificate
and seek privileges to operate an aircraft
in Class B, C, or D airspace, at an airport
located in Class B, C, or D airspace, or
at an airport having an operational
control tower, you must receive and log
ground and flight training. The
authorized instructor who provides this
training must provide a logbook
endorsement that certifies you are
proficient in the following aeronautical
knowledge areas and areas of operation:
*
*
*
*
*
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■
45. Add § 61.329 to read as follows:
§ 61.329 How do I obtain privileges to
operate an aircraft at night?
You may act as pilot in command
with a sport pilot certificate during
night operations if you:
(a) Receive three hours of flight
training at night from an authorized
instructor and receive a logbook
endorsement from an authorized
instructor certifying that you are
proficient in the operation of the aircraft
at night;
(b) Conduct at least one cross-country
flight during the flight training under
paragraph (a) of this section at night,
with a landing at an airport of at least
25 nautical miles from the departure
airport, except for powered parachutes;
(c) Accomplish at least ten takeoffs
and landings at night with an
authorized instructor; and
(d) Either hold a medical certificate
issued under part 67 of this chapter or,
provided the pilot holds a valid U.S.
driver’s license, meet the requirements
of § 61.23(c)(3) and conduct the
operation consistently with § 61.113(i).
If you are satisfying this by meeting the
requirements of § 61.23(c)(3), if there is
a conflict between the requirements of
this section and § 61.113(i), this section
controls.
■ 46. Add § 61.331 to read as follows:
§ 61.331 How do I obtain privileges to
operate an aircraft with retractable landing
gear or an airplane with a controllable pitch
propeller?
(a) If you hold a sport pilot certificate
and seek privileges to operate an aircraft
with retractable landing gear, you must
either—
(1) Satisfy the training and
endorsement requirements specified in
§ 61.31(e); or
(2) Receive and log ground and flight
training from an authorized instructor in
an airplane that has retractable landing
gear and receive an endorsement from
the instructor certifying that you are
proficient to operate the aircraft.
(b) If you hold a sport pilot certificate
and seek privileges to operate an
airplane with a controllable pitch
propeller, you must either—
(1) Satisfy the training and
endorsement requirements specified in
§ 61.31(e); or
(2) Receive and log ground and flight
training from an authorized instructor in
an airplane that has a controllable pitch
propeller and receive an endorsement
from the instructor certifying that you
are proficient to operate the aircraft.
■ 47. Amend § 61.405 by adding
paragraphs (b)(3) and (4) to read as
follows:
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§ 61.405 What tests do I have to take to
obtain a flight instructor certificate with a
sport pilot rating?
*
*
*
*
*
(b) * * *
(3) For persons seeking a rotorcrafthelicopter privilege, the applicant must
complete a practical test and
satisfactorily demonstrate the
knowledge, risk management, and skill
elements for each area of operation
specified in the Sport Flight Instructor
for Helicopter—Simplified Flight
Controls Airman Certification
Standards, referenced in paragraph
(b)(4) of this section.
(4) FAA–S–ACS–31, Sport Flight
Instructor for Helicopter—Simplified
Flight Controls Airmen Certification
Standards, [date to be included], is
incorporated by reference into this
section with the approval of the Director
of the Federal Register under 5 U.S.C.
552(a) and 1 CFR part 51. This material
is available for inspection at the Federal
Aviation Administration (FAA) and the
National Archives and Records
Administration (NARA). Contact FAA
at: Airman Testing Standards Branch/
Regulatory Support Division, 405–954–
4151, AFS630Comments@faa.gov,
faa.gov/training_testing. For
information on the availability of this
material at NARA, visit: archives.gov/
federal-register/cfr/ibr-locations.html, or
email: fr.inspection@nara.gov. The
material may be obtained from FAA,
800 Independence Avenue SW,
Washington, DC 20591, 866–835–5322,
faa.gov/training_testing.
■ 48. Revise § 61.409 to read as follows:
§ 61.409 What flight proficiency
requirements must I meet to apply for a
flight instructor certificate with a sport pilot
rating?
You must receive and log ground and
flight training from an authorized
instructor on the following areas of
operation for the aircraft category and
class in which you seek flight instructor
privileges:
(a) Technical subject areas.
(b) Preflight preparation.
(c) Preflight lesson on a maneuver to
be performed in flight.
(d) Preflight procedures.
(e) Airport, heliport, seaplane base,
and gliderport operations, as applicable.
(f) Hovering maneuvers (applicable
only to helicopters).
(g) Takeoffs (or launches), landings,
and go-arounds.
(h) Fundamentals of flight.
(i) Performance maneuvers and, for
gliders, performance speeds
(j) Ground reference maneuvers
(except for gliders, helicopters, and
lighter-than-air).
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
(k) Soaring techniques (gliders only).
(l) Slow flight (not applicable to
lighter-than-air, helicopters, and
powered parachutes).
(m) Stalls (not applicable to lighterthan-air, powered parachutes,
helicopters, and gyroplanes).
(n) Spins (applicable to airplanes and
gliders).
(o) Emergency operations.
(p) Tumble entry and avoidance
techniques (applicable to weight-shiftcontrol aircraft).
(p) Special operations (helicopter
only).
If you are applying for a flight instructor certificate with a sport pilot rating for . . .
Then you must log at least
. . .
Which must include at least . . .
*
*
(h) Rotorcraft category and helicopter class,
only if that helicopter is certificated under
§ 21.190 of this chapter and obtains the simplified flight controls design and designation,
*
*
(1) 150 hours of flight time as
a pilot,
*
*
*
(i) 100 hours of flight time as pilot in command in powered aircraft;
(ii) 50 hours of flight time in a helicopter;
(iii) 25 hours of cross-country flight time;
(iv) 10 hours of cross-country flight time in a helicopter; and
(v) 15 hours of flight time as pilot in command in a helicopter.
50. Amend § 61.415 by adding
paragraphs (k) through (n) to read as
follows:
§ 61.409 for the additional category and
class flight instructor privilege you seek;
*
*
*
*
*
(e) If you are seeking to add an
airplane single-engine land or sea or a
rotorcraft-helicopter privilege to your
flight instructor certificate, successfully
accomplish a knowledge and practical
test for that category and class privilege
as specified in § 61.405.
■ 52. Amend § 61.429 by adding
paragraph (d) to read as follows:
certificate issued in accordance with
§ 65.101 is effective until the holder is
relieved from the duties for which the
holder was employed and certificated.
*
*
*
*
*
(d) Except for temporary certificates
issued under § 65.13, the holder of a
paper certificate issued under this part
may not exercise the privileges of that
certificate.
■ 55. Amend § 65.23 by revising
paragraph (a)(2) to read as follows:
§ 61.429 May I exercise the privileges of a
flight instructor certificate with a sport pilot
rating if I hold a flight instructor certificate
with another rating?
§ 65.23
■
§ 61.415 What are the limits of a flight
instructor certificate with a sport pilot
rating?
*
*
*
*
(k) You cannot carry more than one
person.
(l) You may not provide training in an
airplane with a controllable pitch
propeller or an aircraft with a retractable
landing gear unless you have received
training and an instructor endorsement
validating proficiency in the safe
operation of these types of aircraft.
(m) You may not provide training in
an aircraft that has the simplified flight
controls design and designation unless
you have received the model-specific
flight training and an endorsement from
an authorized instructor validating
proficiency in the safe operation of
these aircraft.
(n) You may not provide training in
an aircraft at night unless you have
completed the night experience and
instructor endorsement requirements
listed in § 61.329.
■ 51. Amend § 61.419 by:
■ a. Revising the section heading;
■ b. Removing the phrase ‘‘light-sport
aircraft’’ and adding the word ‘‘aircraft’’
in their place from the introductory text;
■ c. Revising paragraph (b); and
■ d. Adding paragraph (e).
The revisions and addition read as
follows:
lotter on DSK11XQN23PROD with PROPOSALS3
*
§ 61.419 How do I obtain privileges to
provide training in an additional category or
class of aircraft?
*
*
*
*
*
(b) Except as provided in paragraph
(e) of this section, successfully complete
a proficiency check from an authorized
instructor other than the instructor who
trained you on the areas specified in
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*
*
*
*
*
(d) If you want to exercise the
privileges of your flight instructor
certificate in a model-specific aircraft
that has a simplified flight controls
designation, you must meet the training
and endorsement requirements
specified in § 61.31(l) prior to providing
any flight training in that aircraft.
PART 65—CERTIFICATION: AIRMEN
OTHER THAN FLIGHT
CREWMEMBERS
53. The authority citation for part 65
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701–44703, 44707, 44709–44711, 45102–
45103, 45301–45302.
54. Amend § 65.15 by revising
paragraphs (a), (b), and (d) to read as
follows:
■
§ 65.15
Duration of certificates.
(a) Except for repairman certificates
issued in accordance with § 65.101, a
certificate or rating issued under this
part is effective until it is surrendered,
suspended, or revoked.
(b) Unless it is sooner surrendered,
suspended, or revoked, a repairman
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(q) Post-flight procedures.
49. Amend § 61.411 by adding
paragraph (h) to read as follows:
■
§ 61.411 What aeronautical experience
must I have to apply for a flight instructor
certificate with a sport pilot rating?
*
*
*
*
*
Incorporation by reference.
*
*
*
*
*
(a) * * *
(2) FAA–S–ACS–1, Aviation
Mechanic General, Airframe, and
Powerplant Airman Certification
Standards, November 1, 2021; IBR
approved for §§ 65.75, 65.79, and
65.107.
*
*
*
*
*
■ 56. Revise § 65.81 to read as follows:
§ 65.81
General privileges and limitations.
(a) A certificated mechanic may
perform or supervise the maintenance,
preventive maintenance or alteration of
an aircraft or appliance, or a part
thereof, for which that person is rated
(but excluding major repairs to, and
major alterations of, propellers, and any
repair to, or alteration of, instruments),
and may perform additional duties in
accordance with §§ 65.85, 65.87, and
65.95. However, a certificated mechanic
may not supervise the maintenance,
preventive maintenance, or alteration of,
or approve for return to service, any
aircraft or appliance, or part thereof, for
which that person is rated unless that
person has satisfactorily performed the
work concerned at an earlier date. If that
person has not so performed that work
at an earlier date, that person may show
the ability to do it by performing it to
the satisfaction of the Administrator or
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under the direct supervision of a
certificated and appropriately rated
mechanic, or a certificated repairman,
who has had previous experience in the
specific operation concerned.
(b) A certificated mechanic may not
exercise the privileges of that person’s
certificate and rating unless that person
understands the current instructions of
the manufacturer, and the maintenance
manuals, for the specific operation
concerned.
■ 57. Revise § 65.85 to read as follows:
§ 65.85 Airframe rating; additional
privileges.
(a) Except as provided in paragraph
(b) of this section, a certificated
mechanic with an airframe rating may
approve for return to service an
airframe, or any related part or
appliance, after that person has
performed, supervised, or inspected its
maintenance or alteration (excluding
major repairs and major alterations). In
addition, a certificated mechanic with
an airframe rating may perform the 100hour inspection required by part 91 of
this chapter on an airframe, or any
related part or appliance, and approve
for return to service.
(b) A certificated mechanic with an
airframe rating can approve for return to
service an airframe, or any related part
or appliance, of an aircraft with a
special airworthiness certificate in the
light-sport category after performing and
inspecting a major repair or major
alteration for products that are not
produced under an FAA approval
provided the major repair or major
alteration was authorized by, and
performed in accordance with
instructions developed by, the
manufacturer or a person acceptable to
the FAA.
■ 58. Revise § 65.87 to read as follows:
lotter on DSK11XQN23PROD with PROPOSALS3
§ 65.87 Powerplant rating; additional
privileges.
(a) Except as provided in paragraph
(b) of this section, a certificated
mechanic with a powerplant rating may
approve for return to service a
powerplant or propeller or any related
part or appliance, after that person has
performed, supervised, or inspected its
maintenance or alteration (excluding
major repairs and major alterations). In
addition, a certificated mechanic with a
powerplant rating may perform the 100hour inspection required by part 91 of
this chapter on a powerplant or
propeller, or any part thereof, and
approve and for return it service.
(b) A certificated mechanic with a
powerplant rating can approve for
return to service a powerplant or
propeller, or any related part or
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appliance, of an aircraft with a special
airworthiness certificate in the lightsport category after performing and
inspecting a major repair or major
alteration for products that are not
produced under an FAA approval,
provided the major repair or major
alteration was authorized by, and
performed in accordance with
instructions developed by, the
manufacturer or a person acceptable to
the FAA.
■ 59. Amend § 65.103 by revising
paragraph (c) to read as follows:
§ 65.103 Repairman certificate: Privileges
and limitations.
*
*
*
*
*
(c) This section does not apply to the
holder of a repairman certificate
(experimental aircraft builder) issued in
accordance with § 65.104 or to the
holder of a repairman certificate (lightsport) issued in accordance with
§ 65.107, while that repairman is
performing work under that certificate.
■ 60. Revise § 65.107 to read as follows:
§ 65.107 Repairman certificate (lightsport): Eligibility and training courses.
(a) Ratings. The following ratings may
be issued on a repairman certificate
(light-sport) under this section:
(1) Inspection rating.
(2) Maintenance rating.
(b) Eligibility requirements: General.
To be eligible for a repairman certificate
(light-sport), a person must:
(1) Be at least 18 years old;
(2) Be able to read, speak, write, and
understand English;
(3) Be a citizen of the U.S. or a citizen
of a foreign country who has been
lawfully admitted for permanent
residence in the U.S.;
(4) Demonstrate the requisite skill to
determine whether the aircraft is in a
condition for safe operation;
(5) Complete a training course
pursuant to paragraph (c) or (d) of this
section, as applicable to the rating
sought; and
(6) Pass a written test administered by
the training course provider that covers
the contents of the course pursuant to
paragraph (c) or (d) of this section,
applicable to the rating sought.
(c) Eligibility requirements:
Repairman certificate (light-sport) with
an inspection rating. To obtain an
inspection rating on a repairman (lightsport) certificate, a person must
satisfactorily complete, and present
documentary evidence satisfactory to
the Administrator of, a 16-hour training
course accepted by the Administrator on
inspecting the category of experimental
aircraft for which the person intends to
exercise the privileges of the rating.
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(d) Eligibility requirements:
Repairman certificate (light-sport) with
a maintenance rating. To obtain a
maintenance rating on a repairman
(light-sport) certificate, a person must
satisfactorily complete, and present
documentary evidence satisfactory to
the Administrator of completion of, a
training course accepted by the
Administrator appropriate to the
category of aircraft for which the person
intends to exercise the privileges of the
rating.
(1) Until [DATE SIX MONTHS AFTER
EFFECTIVE DATE OF FINAL RULE],
the training course must provide the
following number of hours of
instruction for the applicable privileges:
(i) For airplane privileges—120-hours;
(ii) For weight-shift control aircraft
privileges—104 hours;
(iii) For powered parachute
privileges—104 hours;
(iv) For lighter than air privileges—80
hours; and
(v) For glider privileges—80 hours; or
(2) The training course must include,
at a minimum, the knowledge, risk
management, and skill elements for
each subject contained in the Aviation
Mechanic General, Airframe, and
Powerplant Airman Certification
Standards (incorporated by reference,
see § 65.23), as appropriate to the
category of aircraft for which the person
intends to exercise the privileges of the
rating.
(e) Training course providers. The
training course described in paragraphs
(c) and (d) of this section must be
delivered using facilities, equipment,
and materials appropriate to the training
course content taught and must be
delivered by instructors that are
appropriately qualified to teach the
course content. After a student
completes the training and passes the
written test, the training course provider
must provide a certificate of completion
to the student indicating the name of the
training provider, the FAA course
acceptance number, the rating
applicable to the training course, the
category of aircraft the training was
based on, and the date of training
completion.
■ 61. Effective [DATE 6 MONTHS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE FEDERAL
REGISTER], amend § 65.107 further by
revising paragraph (d) to read as
follows:
§ 65.107 Repairman certificate (lightsport): Eligibility and training courses.
*
*
*
*
*
(d) Eligibility requirements:
Repairman certificate (light-sport) with
a maintenance rating. To obtain a
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maintenance rating on a repairman
(light-sport) certificate, a person must
satisfactorily complete, and present
documentary evidence satisfactory to
the Administrator of, a training course
accepted by the Administrator
appropriate to the category of aircraft for
which the person intends to exercise the
privileges of the rating. The course must
include, at a minimum, the knowledge,
risk management, and skill elements for
each subject contained in the Aviation
Mechanic General, Airframe, and
Powerplant Airman Certification
Standards (incorporated by reference,
see § 65.23).
*
*
*
*
*
■ 62. Add § 65.109 to subpart E to read
as follows:
lotter on DSK11XQN23PROD with PROPOSALS3
§ 65.109 Repairman certificate (lightsport): Privileges and limitations.
(a) The holder of a repairman
certificate (light-sport) with an
inspection rating may perform the
annual condition inspection on an
aircraft:
(1) That is owned by the holder;
(2) That has an experimental
certificate for the purpose of operating
light-sport category aircraft under
§ 21.191(i) of this chapter or operating
light-sport category kit-built aircraft
under § 21.191(j) of this chapter, or an
aircraft that does not meet the provision
of § 103.1 of this chapter and that has
an experimental certificate for the
purpose of operating light-sport that was
issued on or before January 31, 2008;
and
(3) That is in the same category of
aircraft for which the holder has
completed the training specified in
§ 65.107(c).
(b) The holder of a repairman
certificate (light-sport) with a
maintenance rating may—
(1) Approve for return to service an
aircraft that has been issued a special
airworthiness certificate in the lightsport category under § 21.190 of this
chapter, or any part thereof, after
performing or inspecting maintenance
(to include the annual condition
inspection and the 100-hour inspection
required by § 91.327 of this chapter),
preventive maintenance, or an alteration
(excluding a major repair or a major
alteration on a product produced under
an FAA approval);
(2) Perform the annual condition
inspection on an aircraft that has an
experimental certificate for the purpose
of operating light-sport category aircraft
under § 21.191(i) of this chapter or
operating light-sport category kit-built
aircraft under § 21.191(j) of this chapter,
or an aircraft that does not meet the
provision of § 103.1 of this chapter and
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that has an experimental certificate for
the purpose of operating light-sport that
was issued on or before January 31,
2008; and
(3) Only perform maintenance,
preventive maintenance, and an
alteration on an aircraft that is in the
same category of aircraft for which the
holder has completed the training
specified in § 65.107(d). Before
performing a major repair, the holder
must complete additional training
acceptable to the FAA and appropriate
to the repair performed.
(c) The holder of a repairman
certificate (light-sport) with a
maintenance rating may not approve for
return to service any aircraft or part
thereof unless that person has
previously performed the work
concerned satisfactorily. If that person
has not previously performed that work,
the person may show the ability to do
the work by performing it to the
satisfaction of the FAA, or by
performing it under the direct
supervision of a certificated and
appropriately rated mechanic, or a
certificated repairman, who has had
previous experience in the specific
operation concerned. The repairman
may not exercise the privileges of the
certificate unless the repairman
understands the current instructions of
the manufacturer and the maintenance
manuals for the specific operation
concerned.
PART 91—GENERAL OPERATING
REQUIREMENTS AND FLIGHT RULES
63. The authority citation for part 91
is revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 44740, 46306, 46315,
46316, 46504, 46506–46507, 47122, 47508,
47528–47531, 47534; Pub. L. 114–190, 130
Stat. 615 (49 U.S.C. 44703 note); articles 12
and 29 of the Convention on International
Civil Aviation, 61 Stat. 1180; Pub. L. 112–95,
126 Stat. 11.
64. Amend § 91.113 by:
a. Revising paragraphs (d)(2) and (3);
and
■ b. Removing the undesignated
paragraph following paragraph (d)(2).
The revisions read as follows:
■
■
§ 91.113 Right-of-way rules: Except water
operations.
*
*
*
*
*
(d) * * *
(2) A glider has the right-of-way over
powered aircraft.
(3) An airship has the right-of-way
over all other powered aircraft.
However, an aircraft towing or refueling
PO 00000
Frm 00089
Fmt 4701
Sfmt 4702
47737
other aircraft has the right-of-way over
all other powered aircraft.
*
*
*
*
*
■ 65. Amend § 91.126 by revising
paragraphs (b)(1) and (2) to read as
follows:
§ 91.126 Operating on or in the vicinity of
an airport in Class G airspace.
*
*
*
*
*
(b) * * *
(1) Each pilot of a powered fixed wing
aircraft and powered-lift aircraft
operating in wing-borne flight mode
must make all turns to the left unless
the airport displays approved light
signals or visual markings indicating
that turns should be made to the right,
in which case the pilot must make all
turns to the right; and
(2) Each pilot of any other aircraft
must avoid the flow of the aircraft
specified in paragraph (b)(1) of this
section.
*
*
*
*
*
■ 66. Amend § 91.309 by revising
paragraph (a)(2) to read as follows:
§ 91.309 Towing: Gliders and unpowered
ultralight vehicles.
(a) * * *
(2) The towing aircraft has:
(i) A standard airworthiness
certificate and is equipped with a towhitch of a kind, and installed in a
manner, that is approved by the
Administrator;
(ii) A special airworthiness certificate
for which a type certificate has been
issued, and is equipped with a towhitch of a kind, and installed in a
manner, that is approved or otherwise
authorized by the Administrator; or
(iii) A special airworthiness
certificate, for which the aircraft has not
been previously issued a type
certificate, and is equipped with a towhitch of a kind that is approved or
otherwise acceptable to, and is installed
in a manner acceptable to, the
Administrator;
*
*
*
*
*
■ 67. Amend § 91.319 by revising
paragraphs (a) introductory text and (c)
and adding paragraph (k) to read as
follows:
§ 91.319 Aircraft having experimental
certificates: Operating limitations.
(a) Except as specified in paragraph
(k) of this section, no person may
operate an aircraft that has an
experimental certificate—
*
*
*
*
*
(c) Unless otherwise authorized by the
Administrator in operating limitations,
no person may operate an aircraft that
has a certificate issued under § 21.191 of
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this chapter over a densely populated
area.
*
*
*
*
*
(k) A person may operate an aircraft
issued an experimental certificate to
conduct a space support vehicle flight
carrying persons or property for
compensation or hire provided the
operation is conducted in accordance
with § 91.331.
*
*
*
*
*
■ 68. Effective [DATE 6 MONTHS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE FEDERAL
REGISTER], amend § 91.319 further by
adding paragraph (l) to read as follows:
§ 91.319 Aircraft having experimental
certificates: Operating limitations.
*
*
*
*
*
(l) No person may operate an aircraft
issued an experimental certificate under
§ 21.191(i) or (j) of this chapter after the
performance of an alteration
accomplished after [EFFECTIVE DATE
OF THE FINAL RULE], unless that
aircraft has demonstrated compliance
with the applicable requirements of part
36 of this chapter.
*
*
*
*
*
■ 69. Effective [DATE 6 MONTHS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE FEDERAL
REGISTER], amend § 91.327 by:
■ a. Revising the section heading and
paragraphs (a), (b)(1), (4), (5), and (6), (c)
introductory text, and (c)(1);
■ b. Redesignating paragraph (f) as
paragraph (g); and
■ c. Adding a new paragraph (f).
The revisions and addition read as
follows:
lotter on DSK11XQN23PROD with PROPOSALS3
§ 91.327 Aircraft issued a special
airworthiness certificate in the light-sport
category: Operating limitations.
(a) No person may operate an aircraft
that has a special airworthiness
certificate in the light-sport category for
compensation or hire except—
(1) To tow a glider or an unpowered
ultralight vehicle in accordance with
§ 91.309;
(2) To conduct flight training; or
(3) To conduct any aerial work
operations specified in the aircraft’s
pilot operating handbook or operating
limitations, as applicable, and specified
in the aircraft’s statement of
compliance, in accordance with
§ 21.190 of this chapter.
(b) * * *
(1) The aircraft is maintained by a
certificated repairman (light-sport
aircraft) with a maintenance rating, an
appropriately rated mechanic, or an
appropriately rated repair station in
accordance with the applicable
provisions of part 43 of this chapter and
VerDate Sep<11>2014
17:53 Jul 21, 2023
Jkt 259001
maintenance and inspection procedures
developed by the aircraft manufacturer
or other maintenance and inspection
procedures acceptable to the FAA;
*
*
*
*
*
(4) The aircraft has demonstrated
compliance with the applicable
requirements of part 36 of this chapter;
(5) Each minor repair or minor
alteration to an aircraft meets the
applicable and current FAA-accepted
consensus standards specified in the
statement of compliance submitted to
the FAA for the aircraft;
(6) Each major repair or major
alteration is authorized by the
manufacturer or a person acceptable to
the FAA, and is performed and
inspected in accordance with
maintenance and inspection procedures
developed by the manufacturer or a
person acceptable to the FAA; and
*
*
*
*
*
(c) No person may operate an aircraft
issued a special airworthiness certificate
in the light-sport category to tow a
glider or unpowered ultralight vehicle
for compensation or hire or conduct
flight training for compensation or hire
in an aircraft which that person
provides unless within the preceding
100 hours of time in service the aircraft
has—
(1) Been inspected by a certificated
repairman (light-sport) with a
maintenance rating, an appropriately
rated mechanic, or an appropriately
rated repair station in accordance with
inspection procedures developed by the
aircraft manufacturer or maintenance
and inspection procedures acceptable to
the FAA and been approved for return
to service in accordance with part 43 of
this chapter; or
*
*
*
*
*
(f) No person may operate an aircraft
certificated in the light-sport category to
carry—
(1) More than four occupants,
including the pilot, if the aircraft is an
airplane; or
(2) More than two occupants,
including the pilot, if the aircraft is
other than an airplane.
*
*
*
*
*
■ 70. Add § 91.331 to read as follows:
(2) The aircraft conducting the space
support vehicle flight—
(i) Takes flight and lands at a single
launch or reentry site that is operated by
an entity licensed to operate the launch
or reentry site under 51 U.S.C. chapter
509;
(ii) Is owned or operated by a launch
or reentry vehicle operator licensed
under 51 U.S.C. chapter 509, or on
behalf of a launch or reentry vehicle
operator licensed under 51 U.S.C.
chapter 509;
(iii) Is a launch vehicle, a reentry
vehicle, or a component of a launch or
reentry vehicle licensed for operations
pursuant to 51 U.S.C. chapter 509; and
(iv) Is used only to simulate space
flight conditions in support of—
(A) Training for potential space flight
participants, government astronauts, or
crew (as those terms are defined in 51
U.S.C. chapter 509);
(B) The testing of hardware to be used
in space flight; or
(C) Research and development tasks,
which require the unique capabilities of
the aircraft conducting the flight.
(b) The Administrator may prescribe
additional operating limitations that the
Administrator considers necessary in
the interest of safety.
■ 71. Amend § 91.409 by revising
paragraph (c)(1) to read as follows:
§ 91.331 Space support vehicle flights:
Operating limitations.
PART 119—CERTIFICATION: AIR
CARRIERS AND COMMERCIAL
OPERATIONS
(a) A person may operate an aircraft
to conduct a space support vehicle flight
carrying persons or property for
compensation or hire provided—
(1) The aircraft has a special
airworthiness certificate issued under
§ 21.191 of this chapter to operate the
aircraft for the purpose of conducting a
space support vehicle flight.
PO 00000
Frm 00090
Fmt 4701
Sfmt 4702
§ 91.409
Inspections
*
*
*
*
*
(c) * * *
(1) An aircraft that carries a special
flight permit, a current experimental
certificate, a light sport, or provisional
airworthiness certificate;
*
*
*
*
*
■ 72. Amend § 91.417 by revising
paragraph (a)(2)(v) to read as follows:
§ 91.417
Maintenance records.
*
*
*
*
*
(a) * * *
(2) * * *
(v) The current status of applicable
airworthiness directives (AD) including,
for each, the method of compliance, the
AD number and revision date. If the AD
involves recurring action, the time and
date when the next action is required.
*
*
*
*
*
73. The authority citation for part 119
continues to read as follows:
■
Authority: Pub. L. 111–216, sec. 215
(August 1, 2010); 49 U.S.C. 106(f), 106(g),
1153, 40101, 40102, 40103, 40113, 44105,
44106, 44111, 44701–44717, 44722, 44901,
44903, 44904, 44906, 44912, 44914, 44936,
44938, 46103, 46105.
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Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 / Proposed Rules
74. Amend § 119.1 by:
a. Removing the word ‘‘or’’ at the end
of paragraph (e)(10);
■ b. Removing the period at the end of
paragraph (e)(11) and adding ‘‘; or’’ in
its place; and
■ c. Adding paragraph (e)(12).
The addition reads as follows:
lotter on DSK11XQN23PROD with PROPOSALS3
■
■
VerDate Sep<11>2014
17:53 Jul 21, 2023
Jkt 259001
§ 119.1
Applicability.
*
*
*
*
*
(e) * * *
(12) Space support vehicle flights
conducted under the provisions of
§ 91.331 of this chapter.
PO 00000
Issued under authority provided by 49
U.S.C. 106(f), 44701(a), and 44703 in
Washington, DC.
Lirio Liu,
Executive Director, Aircraft Certification
Service.
[FR Doc. 2023–14425 Filed 7–19–23; 11:15 am]
BILLING CODE 4910–13–P
Frm 00091
Fmt 4701
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Agencies
[Federal Register Volume 88, Number 140 (Monday, July 24, 2023)]
[Proposed Rules]
[Pages 47650-47739]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-14425]
[[Page 47649]]
Vol. 88
Monday,
No. 140
July 24, 2023
Part III
Department of Transportation
-----------------------------------------------------------------------
Federal Aviation Administration
-----------------------------------------------------------------------
14 CFR Parts 1, 21, 22, et al.
Modernization of Special Airworthiness Certification; Proposed Rule
Federal Register / Vol. 88, No. 140 / Monday, July 24, 2023 /
Proposed Rules
[[Page 47650]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 1, 21, 22, 36, 43, 45, 61, 65, 91, and 119
[Docket No.: FAA-2023-1377; Notice No. 23-10]
RIN 2120-AL50
Modernization of Special Airworthiness Certification
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The FAA proposes to amend rules for the manufacture,
certification, operation, maintenance, and alteration of light-sport
aircraft. The proposed amendments would enable enhancements in safety
and performance and would increase privileges under a number of sport
pilot and light-sport aircraft rules. These enhancements include
increasing suitability for flight training, limited aerial work, and
personal travel. This proposed rule would expand what aircraft sport
pilots may operate. This NPRM also includes proposals to amend the
special purpose operations for restricted category aircraft; amend the
duration, eligible purposes, and operating limitations for experimental
aircraft; and add operating limitations applicable to experimental
aircraft engaged in space support vehicle flights to codify statutory
language.
DATES: Send comments on or before October 23, 2023.
ADDRESSES: Send comments identified by docket number FAA-2023-1377
using any of the following methods:
Federal eRulemaking Portal: Go to regulations.gov and
follow the online instructions for sending your comments
electronically.
Mail: Send comments to Docket Operations, M-30; U.S.
Department of Transportation (DOT), 1200 New Jersey Avenue SE, Room
W12-140, West Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket
Operations in Room W12-140 of the West Building Ground Floor at 1200
New Jersey Avenue SE, Washington, DC 20590-0001 between 9 a.m. and 5
p.m., Monday through Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at (202) 493-2251.
Docket: Background documents or comments received may be read at
regulations.gov at any time. Follow the online instructions for
accessing the docket or go to the Docket Operations in Room W12-140 of
the West Building Ground Floor at 1200 New Jersey Avenue SE,
Washington, DC 20590-0001, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT: For technical questions concerning
this action, contact James Newberger, Aircraft Certification Service
(AIR-632), Federal Aviation Administration, 800 Independence Ave. SW,
Washington, DC 20591, telephone (202) 267-1636; email
[email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
A. Overview of the Proposed Rule
B. Summary of Costs and Benefits
II. Background
A. History
B. Related Actions
III. Authority for This Rulemaking
IV. Discussion of the Proposal
A. General
B. Revision of Definitions Applicable to the Certification and
Operation of Light-Sport Category Aircraft
C. Expansion of Eligibility for Light-Sport Category Aircraft
and Sport Pilots
D. Certification of Light-Sport Category Aircraft
E. Sport Pilot Certification and Privileges
F. Repairman (Light-Sport) Certificates
G. Maintenance
H. Operations
I. Experimental Airworthiness Certificates
J. Restricted Category
K. Noise Certification of Aircraft That Do Not Conform to a Type
Certificate
L. Proposed Effective and Compliance Dates
M. Amendments Concerning Import and Export of Aircraft
N. Conforming Amendments
V. Regulatory Notices
A. Regulatory Impact Analysis
B. Regulatory Flexibility Act
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility
G. Environmental Analysis
VI. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13175, Consultation and Coordination With
Indian Tribal Governments
C. Executive Order 13211, Regulations That Significantly Affect
Energy Supply, Distribution, or Use
D. Executive Order 13609, Promoting International Regulatory
Cooperarion
VII. Additional Information
A. Comments Invited
B. Confidential Business Information
C. Electronic Access and Filing
D. Small Business Regulatory Enforcement Fairness Act
List of Acronyms Frequently Used in This Document
ASTM--ASTM International
ATD--Aviation Training Device
CAS--Calibrated Airspeed
CFR--Code of Federal Regulations
DOD--Department of Defense
DOT--Department of Transportation
FAA--Federal Aviation Administration
FADEC--Full Authority Digital Electric Control
FR--Federal Register
FSTD--Flight Simulation Training Device
IBR--Incorporation by reference
LSAMA--Light-Sport Aircraft Manufacturers Assessment
MOSAIC--Modernization of Special Airworthiness Certification
MSL--Mean Sea Level (altitude)
NAICS--North American Industry Classification System
NPRM--Notice of proposed rulemaking
NTSB--National Transportation Safety Board
OMB--Office of Management and Budget
PIC--Pilot in Command
PTS--Practical Test Standards
RFA--Regulatory Flexibility Act
RIA--Regulatory Impact Analysis
U.S.C.--United States Code
VFR--Visual Flight Rules
VH--Maximum airspeed in level flight with maximum continuous power
VNE--Maximum never exceed speed
VS1--Maximum Stalling Speed (in clean configuration)
I. Executive Summary
A. Overview of the Proposed Rule
The FAA proposes to amend rules related to the certification and
operation of light-sport category aircraft. This rule would modernize
the regulatory approach to light-sport aircraft, incorporating
performance-based requirements that reflect advances in technology and
use cases for this type of aircraft. The proposal is designed to
respond to the evolving needs of this sector and provide for future
growth and innovation without compromising safety.
In 2004, the FAA published the final rule titled ``Certification of
Aircraft and Airmen for the Operation of Light-Sport Aircraft,'' which
established rules for the manufacture, certification, operation, and
maintenance of light-sport aircraft (69 FR 44771; July 27, 2004)
(hereafter ``the 2004 final rule''). That rule provided for the
operation and manufacture of aircraft weighing less than 1,320 pounds
(or 1,430 pounds for aircraft intended for operation on water). These
``light-sport'' aircraft included airplanes, gliders, balloons, powered
parachutes, weight-shift-control aircraft, and gyroplanes. The FAA
bases the rigor of certification requirements and operational
limitations on a safety continuum that assesses the exposure of the
public to
[[Page 47651]]
risk for each aircraft and operation; as the risk increases due to
increased operating privileges and aircraft capability, the
requirements and corresponding rigor of requirements and procedures for
certification increase.
In establishing the 2004 final rule, the FAA intentionally
established a rigor of certification for light-sport category aircraft
between normal category aircraft and aircraft holding experimental
certificates in view of intended operating privileges and aircraft
capability. This preamble uses experimental amateur-built aircraft for
the safety continuum discussions since they are similar to light-sport
category aircraft in this proposal. Amateur-built aircraft are largely
used for recreational purposes, are flown by sport pilots and pilots
with higher grade certificates, and generally have the same flight
envelope and occupancy limits. Amateur-built aircraft are below light-
sport category aircraft on the safety continuum because of their lower
safety assurance for aircraft design and being subject to stringent
operating limitations. Amateur-built aircraft have no regulatory design
requirements for suitability of materials used, structural integrity,
or instruments, equipment, and systems. This proposed rule would
prescribe design requirements for light-sport category aircraft for
these items. This proposed rule would also allow light-sport aircraft
to conduct aerial work operations that have been authorized by the
manufacturer for compensation or hire. Amateur-built aircraft are
limited to non-commercial operations for the purpose of education and
recreation.
Since the 2004 rule, light-sport category aircraft have shown a
lower accident rate than experimental amateur-built airplanes. The FAA
considers that the successful safety record of light-sport category
aircraft validates certification requirements established in the 2004
final rule and provides support for expanding the scope of
certification for light-sport category aircraft and operations. As a
result, the FAA identified this proposed rule as an opportunity to
expand the 2004 final rule to include a wider variety of aircraft,
increase performance, and increase operating privileges to extend these
safety benefits to more aircraft. The FAA intends for these expansions
to increase safety by encouraging aircraft owners, who may be deciding
between an experimental aircraft or a light-sport category aircraft, to
choose aircraft higher on the safety continuum and, therefore, meet
higher aircraft certification requirements.
This proposed rule also addresses other aircraft that hold special
airworthiness certificates. Specifically, the FAA proposes to codify
additional special purpose operations for restricted category aircraft
that the FAA has previously approved under discretion provided in Sec.
21.25(b)(7). In addition, this rule would amend the duration, eligible
purposes, and operating limitations for special airworthiness
certificates issued for experimental purposes.
The FAA has identified proposals to improve both the safety and
functionality of light-sport category aircraft and light-sport category
kit-built aircraft. This rule would amend aircraft, pilot, maintenance,
and operational requirements to increase both the safety and
performance of these aircraft while mitigating risk. The FAA recognizes
that this is a balancing act--where the risk is increased due to
greater capability in one area, mitigations may be required from the
other areas.
This proposal would establish performance-based requirements
related to light-sport certificated aircraft. As a fundamental matter,
the proposal would restructure how certification requirements for
light-sport category aircraft are presented in the FAA's regulations.
Currently, issuance of special airworthiness certificates under Sec.
21.190 for light-sport category aircraft, sport pilot certificates
under part 61, subpart J, and repairman (light-sport) certificates
under part 65 are limited by a number of aircraft design limitations
included in the definition of light-sport aircraft in Sec. 1.1. This
proposal would remove that definition and, in its place, write
performance-based standards for aircraft and airman certification into
14 CFR parts 21, 61, and 65, where these requirements for other types
of aircraft and airman certification reside. This would make the FAA's
regulatory approach to light-sport category aircraft more consistent
with its approach to other types of aircraft.
Another important change proposed under this rule would eliminate
the weight limits for light-sport category aircraft. To enable the
design and manufacture of light-sport category aircraft that are safe
to fly with increased capacity and ability, this proposal would apply
new design and manufacturing requirements. This would allow growth and
innovation within performance-based safety parameters. This proposal
also expands aircraft that sport pilots can operate. Under this
proposal, sport pilots could operate airplanes designed with up to four
seats, even though they would remain limited to operating with only one
passenger. Finally, the proposal would change the name of the repairman
certificate (light-sport aircraft) to repairman certificate (light-
sport). This certificate would apply to existing and new types of
aircraft certificated in the light-sport category, such as rotorcraft
and powered-lift. Related provisions would update the requirements for
maintenance.
The FAA is also proposing regulations related to noise for light-
sport aircraft, expanding applicability of part 36 noise limits. To
provide flexibility and reduce burdens of compliance with these noise
limits, the FAA is proposing options for compliance: conventional noise
testing per part 36 or means of compliance via FAA-approved, industry
consensus standards. The FAA expects that any consensus standards would
not be limited to physical measurements of noise taken during test
flights. They might instead to be based on empirical data, analytical
modeling, or generally accepted noise prediction methods if the
underlying noise prediction methods are found to be robust.
In addition to maintenance and manufacturing requirements, the FAA
also proposes to expand the kinds of operations that can be performed
by light-sport category aircraft. Specifically, this proposal would
permit light-sport category aircraft to be used in certain aerial work
operations for aircraft that meet the applicable consensus standard for
that operation.
Additionally, the FAA is proposing amendments to experimental
aircraft regulations. The proposed regulations create new operating
purposes for former military and kit-built aircraft and amend the
operating purpose for market survey. The proposed regulations also
include new operating limitations, an increased certificate duration,
and new noise requirements. The FAA is further proposing amendments
related to restricted category aircraft, including a codification of
special operating purposes for restricted category aircraft. This NPRM
also includes proposed changes to right of way and operations around
airports in Class G airspace.
B. Summary of Costs and Benefits
The proposed rule largely expands opportunities for light-sport
category aircraft. These expansions may result in safety and
recreational benefits; there may also be associated design and
production costs. The FAA expects requirements to comply with noise
standards would be minimal using industry consensus standards. The FAA
also does not anticipate more than minimal incremental costs for other
provisions of the proposed rule, such as
[[Page 47652]]
training, and does not have data to estimate any cost savings, such as
those that could result from operating certain light-sport category
aircraft in aerial work for compensation.
II. Background
A. History
In the 2004 final rule, the FAA reasoned that new rules for light-
sport category aircraft were necessary to address advancing sport and
recreational aviation technology, the lack of regulations for existing
aircraft, and several petitions for exemptions and rulemaking. The 2004
final rule provided for the manufacture of safe and economical
certificated aircraft beyond the weight limit permitted by part 103;
established the sport pilot certificate; and allowed certificated
pilots to operate light-sport category aircraft for sport and
recreation, carry one passenger, and conduct flight training and towing
in a safe manner. The resulting regulations also placed restrictions on
light-sport category aircraft design and performance requirements
including an aircraft weight limit of less than 1,320 pounds (1,430
pounds for aircraft intended for operation on water). Light-sport
aircraft include airplanes, gliders, balloons, powered parachutes,
weight-shift-control aircraft, and gyroplanes.
The FAA has granted multiple exemptions for light-sport aircraft
based on safety considerations that include:
Retractable landing gear to enable takeoffs and landings
from land and water;
Various weight increases, with the largest allowing up to
1,850 pounds; and
A VS1 stalling speed increase to 54 knots
calibrated airspeed (CAS). Discussion of the specific grants of
exemption follow in section II.B.1.
The FAA also amended rules on two occasions for light-sport
aircraft and airmen. In 2007, the FAA amended the definition of light-
sport aircraft to permit development of lighter-than-air light-sport
aircraft and allow retractable landing gear for light-sport aircraft
intended for operation on water. In 2010, the FAA also amended rules
for persons holding a sport pilot certificate and flight instructors
with a sport pilot rating to address airman certification and
operational issues that arose since the 2004 final rule. Detailed
discussion of these amendments is included in section II.B.2.
In 2010, the FAA completed a Light-Sport Aircraft Manufacturers
Assessment (LSAMA) Final Report, dated May 17, 2010 (the LSAMA Final
Report), following its assessment of 14 light-sport category aircraft
manufacturers to evaluate compliance with the 2004 final rule. On June
28, 2012, the FAA published a notification in the Federal Register (77
FR 38463) (the ``LSAMA Notification'') describing its concerns
identified in the LSAMA Final Report. Specific concerns included:
Most manufacturing facilities evaluated could not fully
substantiate that the aircraft for which they had issued a statement of
compliance did, in fact, meet the consensus standards identified in
those documents.
The accuracy of declarations made in a statement of
compliance.
That more FAA involvement is warranted than originally
intended under the 2004 final rule.
Considering these concerns, the FAA established an audit program
under FAA Order 8130.36, Special Light-Sport Aircraft Audit Program,
for conducting regular audits of light-sport category aircraft
manufacturers and their associate facilities. Proposed safety
enhancements under this NPRM for new training requirements for
manufacturer's employees who are responsible for compliance findings
and compliance statements are based on concerns described in the LSAMA
Notification and are discussed in sections IV.D.17 and IV.D.19.
The 2004 final rule was successful in encouraging innovation in
light-sport aircraft. According to FAA Registry data as of January
2023, over 200 models and 5,321 aircraft have been designed and
manufactured under the 2004 final rule, distributed among the various
classes of aircraft as follows:
4,459 airplanes.
456 powered parachutes.
336 weight-shift controlled aircraft.
70 gliders.
In addition, FAA airman certification databases show that
approximately 7,000 sport pilots, 1,000 sport pilot instructors, 1,500
repairman (light-sport aircraft) with a maintenance rating, and 10,000
repairman (light-sport aircraft) with an inspection rating are
currently certificated under provisions of the 2004 final rule.
The FAA views the safety record of light-sport category aircraft
operations as validation of the original certification requirements and
as support for expanding eligibility for aircraft certification, airmen
certifications, and related operating privileges. From working with
applicants for certification of aircraft, pilots, and repairman of
light-sport aircraft since the 2004 final rule took effect, the FAA has
identified many proposals for amending those rules to enhance safety,
performance, and privileges for operating light-sport category
aircraft. The FAA is also proposing amendments concerning certification
and operations of other aircraft that hold special airworthiness
certificates. Detailed discussion of the safety record of light-sport
category aircraft and these proposals are included in section IV of
this NPRM.
B. Related Actions
1. Exemptions to the 2004 Final Rule
As previously stated, the FAA granted multiple exemptions to the
2004 final rule based on safety considerations. Together, these actions
permitted exempted aircraft to vary from the rule in the following
ways:
Retractable landing gear to enable takeoffs and landings
from land and water.
Various weight increases, with the largest allowed weight
of up to 1,850 pounds.
Data, arguments, and findings that enabled the FAA to grant these
exemptions are used as applicable to support proposals herein to codify
these and similar provisions.
2. Amendments to the 2004 Final Rule
On April 19, 2007, the FAA published the final rule ``Changes to
the Definition of Certain Light-Sport Aircraft'' (72 FR 19661) to amend
the definition of light-sport aircraft to permit development of
lighter-than-air light-sport aircraft and allow retractable landing
gear for light-sport aircraft intended for operation on water. To date,
the FAA has issued no special airworthiness certificates for lighter-
than-air light-sport aircraft. This NPRM proposes to permit retractable
landing gear for all operations to enhance safety more broadly within
the light aircraft community by making light-sport category aircraft
more attractive alternatives to experimental amateur-built aircraft.
On February 1, 2010, the FAA published the final rule
``Certification of Aircraft and Airmen for the Operation of Light-Sport
Aircraft; Modifications to Rules for Sport Pilots and Flight
Instructors with a Sport Pilot Rating'' (75 FR 5204; Correction
published on March 30, 2010, 75 FR 15609) (hereinafter the 2010 final
rule). The purpose of the 2010 final rule was to amend rules for sport
pilots and flight instructors with a sport pilot rating to address
airman certification and operational issues that arose since
regulations for the certification of aircraft and airmen for the
operation of light-sport aircraft were implemented in 2004.
[[Page 47653]]
3. FAA-Industry Listening Session
On December 12, 2022, the FAA hosted a listening session with
representatives of the light-sport aircraft industry. A record of that
meeting, including participants and their feedback, is included on the
docket for this proposed rule, which is available at FAA-2023-1377.
Importantly, that feedback replicated what the FAA has learned about
the 2004 final rule as discussed previously in this NPRM.
III. Authority for This Rulemaking
The FAA's authority to issue rules on aviation safety is found in
title 49 of the United States Code (U.S.C.). Subtitle I, section 106
describes the authority of the FAA Administrator. Subtitle VII,
Aviation Programs, describes in more detail the scope of the agency's
authority. This rulemaking is promulgated under the authority described
in 49 U.S.C. 106(f) and (g), which establishes the authority of the
Administrator to promulgate and revise regulations and rules related to
aviation safety. This rulemaking is also promulgated under 49 U.S.C.
44701(a)(2)(A) and (a)(5), which provides that the FAA Administrator
shall promote safe flight of civil aircraft in air commerce by
prescribing regulations and minimum standards: (1) in the interest of
safety for inspecting, servicing, and overhauling aircraft, aircraft
engines, propellers, and appliances, and (2) that the FAA finds
necessary for safety in air commerce and national security; 49 U.S.C.
44703, which provides the general authority of the Administrator to
prescribe regulations for the issuance of airman certificates when the
Administrator finds, after investigation, that an individual is
qualified for, and physically able to perform the duties related to,
the position authorized by the certificate; 49 U.S.C. 40103(b)(1) and
(2), which directs the FAA to issue regulations: (1) To ensure the
safety of aircraft and the efficient use of airspace; and (2) to govern
the flight of aircraft for purposes of navigating, protecting and
identifying aircraft, and protecting individuals and property on the
ground; and 49 U.S.C. 44715, which provides the Administrator the
authority to prescribe regulations to control and abate aircraft noise
and sonic boom. These proposed regulations are within the scope of
those authorities because they are proposing to amend rules for the
manufacture, certification, operation, maintenance, and alteration of
light-sport category aircraft, to amend rules related to restricted
category aircraft and experimental airworthiness certification, and to
amend rules related to sport pilot and repairman certification.
Additionally, this rulemaking implements the Congressional mandate
set forth in section 581 of the FAA Reauthorization Act of 2018 (Pub.
L. 115-254), which authorizes certain aircraft holding experimental
certificates to conduct space support vehicle flights. Section 581
amends 49 U.S.C. 44737 to allow the operator of an aircraft with a
special airworthiness certification in the experimental category to
operate the aircraft for the purpose of conducting a space support
vehicle flight and conduct such flight under such certificate carrying
persons or property for compensation or hire.
IV. Discussion of the Proposal
A. General
The FAA is proposing to amend rules for the manufacture,
certification, operation, maintenance, and alteration of light-sport
category aircraft. The proposed changes would enhance the safety,
performance, and operating privileges of light-sport category aircraft.
This proposal would also expand the types and characteristics of
aircraft that sport pilots may operate. The proposed changes would
increase the suitability of light-sport category aircraft for flight
training, limited aerial work, and personal travel. Additionally, the
proposal would further enable the manufacture of safe and economical
light-sport category aircraft. The FAA also proposes to update the list
of approved operations for restricted category aircraft; amend the
duration, eligible purposes, and operating limitations for special
airworthiness certificates issued for experimental purposes; and add
operating limitations applicable to experimental aircraft engaged in
space support vehicle flights to codify a statutory provision.
1. The Evolution of Light-Sport Aircraft
The FAA acknowledged in the 2004 final rule that ``there are areas
where only time and experience will determine whether these regulatory
provisions meet the FAA's expectations or require modification.'' In
the approximately 20 years since the FAA published that rule, the FAA
has increased its understanding of these aircraft. The 2004 final rule
was successful in encouraging innovation in light-sport aircraft; over
200 models and 5,300 aircraft have been designed and manufactured under
the 2004 final rule. The FAA has also considered several requests for
exemption from the light-sport aircraft rules, granting eleven of them.
This proposal would amend the rules for these aircraft to improve
safety and performance and increase the scope of operations that may be
performed with light-sport category aircraft.
2. A Safety Continuum
The FAA bases the rigor of certification requirements and
operational limitations on a safety continuum that looks at the
exposure of the public to risk for each aircraft and operation; as the
risk increases due to increased operating privileges and aircraft
capability, the requirements and corresponding rigor of requirements
and procedures for aircraft and airman certification increase. In
establishing the 2004 final rule, the FAA intentionally established a
rigor of aircraft certification for light-sport category aircraft
between normal category aircraft and aircraft holding experimental
certificates in view of intended operating privileges and aircraft
capability. Normal category airplanes can weigh up to 19,000 lbs. and
carry 19 persons. Accordingly, their certification rigor is going to be
greater than an aircraft that has two to four seats because an accident
would result in greater fatalities. However, to mitigate this risk, the
part 23 airplane must be designed and manufactured to more stringent
airworthiness standards. By meeting the more stringent airworthiness
standards, the FAA grants greater operating privileges. Therefore,
since light-sport category aircraft subject fewer people to risk and
have fewer operating privileges when compared to part 23 airplanes, the
2004 final rule and this proposal includes less stringent certification
standards.
Based on the rigor of aircraft certification established for light-
sport category aircraft in the 2004 final rule, the FAA expected that
light-sport category aircraft fatal accident rates would fall between
experimental and normal category aircraft. To validate this expectation
against fatal accident data, the FAA compared data for light-sport
category airplanes and other aircraft categories or types that were
most similar to light-sport category airplanes: experimental amateur-
built airplanes with single, reciprocating engines, and fixed landing
gear; and small normal category airplanes with single, reciprocating
engines, and fixed landing gear. The fatal accident rate data compiled
since 2011 for these aircraft \1\
[[Page 47654]]
show that light-sport category aircraft fatal accident rates fall
between experimental and normal category aircraft, validating that the
rigor of certification requirements and procedures of the 2004 final
rule falls, as intended, between experimental and normal category
aircraft. This validation also supports proposals described in this
NPRM for modest expansions of eligibility for certification of light-
sport category aircraft, performance limitations for sport pilots,
eligibility for certification of repairman (light-sport), and
corresponding operating privileges for additional but similar operating
privileges and risks. As described in section IV.C, the FAA has also
identified other opportunities to improve the safety of light-sport
category aircraft and experimental light-sport category kit-built
aircraft.
---------------------------------------------------------------------------
\1\ Light aircraft fatal accident trends are included on the
docket at FAA-2023-1377. These trends are shown beginning in 2011
because of limitations on available data and since ten-year trends
seem sufficient for this proposal.
---------------------------------------------------------------------------
Additionally, the lower accident rate of light-sport category
aircraft as compared to experimental amateur-built airplanes has led
the FAA to examine opportunities for expanding the 2004 final rule to
include a wider variety of aircraft, increase performance, and increase
operating privileges. The FAA intends for these expansions to increase
safety by encouraging manufacturers to design and construct, and
prospective aircraft owners to choose, aircraft higher on the safety
continuum and, therefore, meet higher aircraft certification
requirements.
The FAA used the safety continuum to analyze other aircraft as
well; in addition to modifying the requirements for light-sport
category aircraft and experimental light-sport category kit-built
aircraft, this rule would also address the operation of other aircraft
that hold special airworthiness certificates. Specifically, the FAA
proposes to codify additional special purpose operations for restricted
category aircraft that the FAA has previously approved under the
discretion provided in part 21. In addition, this rule would amend the
duration, eligible purposes, and operating limitations for special
airworthiness certificates issued for experimental purposes, including
an administrative change to add a new experimental purpose for former
military aircraft, and codifying a statutory provision for space
support vehicle flights. The FAA has referred to this combined set of
proposals as the Modernization of Special Airworthiness Certification
(MOSAIC) since these proposals primarily concern the regulation of
aircraft that operate under special airworthiness certificates.
3. Expanding Light-Sport Category Aircraft and Related Provisions for
Airman, Maintenance, and Operations
a. Eliminating the Definition of Light-Sport Aircraft
Currently, light-sport aircraft is defined in Sec. 1.1, General
definitions. Uniquely, the definition affects the scope of
certification for light-sport category aircraft, sport pilots, and
repairman (light-sport aircraft). Section 21.190 applies this
definition to limit the scope of aircraft that may be issued a special
airworthiness certificate for light-sport category aircraft. Part 61
uses this definition to specify which aircraft a sport pilot may
operate. The FAA notes that, per part 61, a sport pilot may operate any
aircraft that meets the definition of light-sport aircraft, including
certain normal category, primary category, light-sport category, and
experimental aircraft. This proposal would eliminate this definition of
light-sport aircraft in Sec. 1.1 and would instead specify separate
requirements for aircraft, pilot, and repairman certification in 14 CFR
part 21, 61, or 65, respectively. Although the FAA considered retaining
and expanding this definition, deleting the definition and establishing
separate certification requirements in part 21, 61, or 65 would better
align with the location of such requirements for other categories of
aircraft and for other airmen.
b. Changes to Aircraft Certification Requirements for Light-Sport
Category Aircraft
The FAA has granted eleven exemptions to enable airworthiness
certification of light-sport category aircraft with weights that exceed
those in the definition of light-sport aircraft. These grants of
exemption were based on FAA findings that relieving weight limits would
enable significant safety enhancements not contemplated in the original
regulations, reduce the likelihood of fatal accidents, and foster
innovation in light-sport category aircraft. Consistent with the FAA's
analysis of the safe operations accomplished under those exemptions,
this proposal would eliminate the weight limits for light-sport
category aircraft. As discussed in section IV.C.2, eliminating weight
limits for light-sport category aircraft would provide manufacturers
opportunities to:
Incorporate additional safety-enhancing designs and
equipment,
Design airframes that are more rugged for the flight-
training environment,
Increase fuel load and aircraft range,
Allow for greater cabin size to enable greater occupant
heights and weights,
Improve aircraft handling in gusts, turbulence, and
crosswinds, and
Increase the suitability of light-sport category aircraft
for other intended operating purposes, including recreation, personal
travel, and certain aerial work.\2\
---------------------------------------------------------------------------
\2\ The FAA does not explicitly define aerial work; however, the
FAA broadly interprets the term to mean work done from the air for
compensation that does not involve the carriage of persons or
property.
---------------------------------------------------------------------------
This proposal would apply new design and manufacturing requirements
for light-sport category aircraft so that light-sport category aircraft
are able to fly safely with increased capacity and ability. The FAA is
further proposing to increase airplane stalling speed to enable
increased aircraft weights to enable more robust airframes,
installation of safety enhancing equipage, higher fuel capacity, and
more seating capacity. The FAA proposes to eliminate limitations on
classes of eligible aircraft, propellers, and landing gear; allow
airplanes with up to 4 seats for increased utility and improved flight
training opportunities; and increase the maximum airspeed for more
practical personal travel. This proposal would require training for
manufacturer employees who are responsible for safety findings and for
signing a statement of compliance. This NPRM does not propose to amend
requirements that limit manufacture of kits for light-sport category
aircraft for make and model aircraft that were previously certificated
as light-sport category aircraft. Accordingly, most of the proposals
for expanding the eligibility for certification of light-sport category
aircraft would carry over to light-sport category kit-built aircraft.
This proposal would remove the requirement to display the mark ``Light-
Sport'' on light-sport category aircraft. These proposed changes are
discussed in greater detail in section IV.D.20.
c. Changes to the Aircraft That Sport Pilots May Operate
This proposal would also expand what aircraft sport pilots can
operate. Under this proposal, sport pilots could operate heavier
aircraft than currently allowed under the Sec. 1.1 definition and
airplanes with up to four seats, even though they would remain limited
to carrying only one passenger. This one passenger limitation would
also apply to a flight instructor with a sport pilot rating conducting
flight training in a four-seat airplane. Additionally, this proposal
includes expansions to certain
[[Page 47655]]
proposed sport pilot privileges through training and endorsements for
airplanes that hat have a controllable pitch propeller, for aircraft
with a retractable landing gear, and to conduct night operations. This
proposal would also make corresponding changes to regulations affecting
the privileges and limitations of a flight instructor certificate with
a sport pilot rating. These proposed changes are discussed in greater
detail in section IV.E.
d. Changes to Requirements for Repairman (Light-Sport) Certificates
This proposal would revise the name of the ``repairman certificate
(light-sport aircraft)'' to ``repairman certificate (light-sport)'' and
would allow for issuance of a repairman certificate (light-sport) for
the new, proposed classes of aircraft that could be certificated in the
light-sport category (i.e., helicopter and powered-lift). Additionally,
the proposal would remove the hours-based training requirements for a
light-sport repairman maintenance rating and instead require that
applicants complete a training course, accepted by the FAA, that aligns
with the Aviation Mechanic General, Airframe, and Powerplant Airman
Certification Standards (Mechanic ACS). The training course would be
required to include only those subject areas and knowledge, risk
management, and skill elements of the Mechanic ACS that are appropriate
to the category of aircraft the training course covers. The proposal
would also codify existing policy for repairman certificate (light-
sport) training course providers to administer an examination, provide
students with a certificate of completion, and require facilities,
equipment, materials, and instructors that are appropriate to the
training course content being taught. These proposed changes are
discussed in greater detail in section IV.F.
e. Changes to Requirements for Maintenance of Light-Sport Category
Aircraft
This proposal would require all repairs performed on light-sport
category aircraft to meet applicable consensus standards, allow minor
alterations to be accepted under the provisions of 14 CFR part 43, and
remove the restriction that the Administrator approve aircraft-towing
devices installed on these aircraft. These proposed changes are
discussed in greater detail in section IV.G.
f. Changes to Requirements for Operating Light-Sport Category Aircraft
In addition to expanding eligibilities for issuance of special
airworthiness certificates for light-sport category aircraft and
experimental light-sport aircraft and aircraft that sport pilots may
operate, the FAA proposes to expand the kinds of operations that can be
performed by light-sport category aircraft. Specifically, this proposal
would permit light-sport category aircraft to be used in certain aerial
work operations for aircraft that meet the applicable FAA-accepted
consensus standard for that operation. This proposal would also remove
the requirement for owners/operators of light-sport category aircraft
to comply with safety directives issued by the aircraft manufacturer;
mandatory compliance with FAA Airworthiness Directives would remain
unchanged. These proposed changes are discussed in greater detail in
section IV.H.1.
4. Changes to Certain Experimental Certificates
a. Duration
This proposal would increase the duration of certain experimental
certificates from one to three years. These proposed changes are
discussed in greater detail in section IV.I.1.
b. Changes for Former Military Aircraft
This proposal would add operating former-military aircraft as an
additional purpose for which experimental certificates may be issued.
Operations of former-military aircraft are currently authorized under
other experimental certificates. These proposed changes are discussed
in greater detail in section IV.I.5.
c. Codifying the Authorization for Space Support Vehicles
This proposal would codify the statutory language in 49 U.S.C.
44740 permitting the operator of an aircraft with a special
airworthiness certification in the experimental category to operate the
aircraft for the purpose of conducting a space support vehicle flight
while carrying persons or property for compensation or hire. These
proposed changes are discussed in greater detail in section IV.H.3.
Such operations would be limited to aircraft that takeoff and land at a
single launch or reentry site that is operated by an entity licensed to
operate the launch or reentry site under 51 U.S.C. chapter 509; are
owned or operated by or on behalf of a launch or reentry vehicle
operator licensed under 51 U.S.C. chapter 509; and is either a launch
vehicle, reentry vehicle, or a component thereof. These operations
would only be allowed to simulate space flight conditions in support of
training for potential space flight participants, government
astronauts, or crew; testing hardware to be used in space flight; or
conducting research and development tasks, which require the unique
capabilities of the aircraft conducting the flight.
5. Changes for Restricted Category Aircraft
This proposal would enhance the requirements for the certification
of former-military aircraft in the restricted category by requiring the
aircraft to have a service history with the U.S. Armed Forces. Under
the provision in Sec. 21.25(b)(7), the FAA has approved additional
special purpose operations for which restricted category aircraft may
be certificated. Currently, those additional purposes are only listed
in FAA policy documents for type and airworthiness certification of
these aircraft. This proposal would amend Sec. 21.25 to expand the
list of special purpose operations for which restricted category
aircraft may be certificated to include these additional purposes.
6. Changes for Noise
This proposal would apply 14 CFR part 36 noise standards to light-
sport category aircraft and experimental light-sport category aircraft
certificated after the effective date of the rule, or that are altered
in a manner that changes the noise profile of light-sport category
aircraft and certain experimental light-sport category aircraft. This
proposal would require light-sport category aircraft and certain
experimental light-sport category aircraft to demonstrate compliance to
the part 36 noise limits using an FAA-approved consensus standard or a
combination of current part 36 procedures that are appropriate for the
aircraft seeking an airworthiness certificate for a light-sport
category aircraft or an experimental light-sport category aircraft. The
FAA anticipates the industry developing acceptable and appropriate
consensus standards for noise that would provide simple, low-cost
methods of compliance with part 36. For example, a modeling-based
consensus standard would be expected to significantly reduce the cost
of noise compliance. Not only would there not be a need to physically
test every model (or aircraft) but the proposal would also allow
manufacturers to use predictive analysis to guide and support aircraft
design decisions in earlier phases, avoiding costly future redesign or
modifications. The proposed noise requirements are discussed in greater
detail in section V.K.
[[Page 47656]]
B. Revision of Definitions Applicable to the Certification and
Operation of Light-Sport Category Aircraft
1. Revision of the Definition of Consensus Standard
OMB Circular A-119 establishes policy for the Federal use and
development of voluntary consensus standards and conformity assessment
activities. Federal goals for using consensus standards include
providing incentives and opportunities to establish standards that
serve national needs, encouraging long-term growth for U.S.
enterprises, and promoting efficiency and economic competition through
harmonization of standards. Voluntary consensus standards are developed
or adopted by consensus standards bodies with broad participation of
interested stakeholders, including manufacturers and the FAA.
Because of the general acceptance and use of consensus standards
throughout the aviation community, this rule proposes a broader
definition for consensus standards than that currently found in Sec.
1.1. The current definition was adopted as part of the 2004 final rule.
As such, the definition for consensus standards currently is only
applicable for certificating light-sport aircraft. The proposed
definition would apply to a wider variety of certification functions
applicable under 14 CFR.
The proposed definition would adopt a description of a consensus
standard that better aligns with the provisions of OMB Circular A-119.
The proposed rule would establish the characteristics that a consensus
standard must have to meet the definition of a consensus standard.
Accordingly, to be considered a consensus standard under this proposed
rule, a consensus standard would need to have been adopted under
procedures which provide an opportunity for input by persons interested
and affected by the scope or provisions of the standard. These persons
would also have had to reach substantial agreement on its adoption.
Additionally, to be used as a means of compliance for aircraft design,
operation, production, maintenance, or airworthiness, a consensus
standard would have to be accepted by the FAA. For the purposes of this
proposed definition, the FAA considers ``airworthiness'' to include
noise and continued operational safety requirements.
After a consensus standard has been adopted by a consensus
standards body, the FAA would review the standard for acceptance. The
FAA typically advises the public of the agency's acceptance of these
consensus standards through a notice of acceptance which is published
in the Federal Register. This review and acceptance process is not
intended to restrict industry's ability to develop consensus standards,
but rather to enable the FAA to advise the public when an industry-
developed consensus standard for aircraft design, operation,
production, maintenance, or airworthiness complies with the proposed
performance-based regulatory requirements.
Currently, consensus standards for the airworthiness certification
of light-sport category aircraft that have been developed by ASTM
International (ASTM) and accepted for use by the FAA would meet the
proposed definition.\3\ The current process for developing consensus
standards by ASTM for the certification of light-sport category
aircraft would be consistent with the provisions of the proposed
definition.
---------------------------------------------------------------------------
\3\ For example, the FAA published a notice titled ``Consensus
Standards, Light-Sport Aircraft, Notice No. NOA-21-01'' (87 FR
10275; February 23, 2022) in which the FAA designated ASTM
Designation F2245-20, ``Standard Specification for Design and
Performance of a Light Sport Airplane'' (F2245-20) as a consensus
standard that is available and acceptable for use. F2245-20 applies
to aircraft design and, as described in ASTM's ``The Handbook for
Standardization,'' has been developed with input by a broad array of
interested stakeholders.
---------------------------------------------------------------------------
The FAA notes that consensus standards have also been developed to
comply with the performance-based airworthiness standards for the
certification of airplanes found in amendment 64 of 14 CFR part 23.
They serve as a means of compliance to the regulatory requirements
contained in part 23 and have been accepted by the FAA.\4\ Consensus
standards have also been used as a means of compliance for operation of
small unmanned aircraft systems (small UAS) over people under part 107
and remote identification of unmanned aircraft under part 89.
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\4\ See 71 FR 12771, 75 FR 58016, 79 FR 78553 concerning
electric wiring systems before part 23, amendment 61. For part 23,
amendment 64, see 87 FR 13911.
---------------------------------------------------------------------------
The FAA anticipates an increased use of consensus standards to
comply with new performance-based regulations and has also proposed
their use as part of the special airworthiness certification process to
comply with the noise requirements in part 36. Accordingly, the agency
determined that it would be appropriate to broaden the current
applicability of this definition to a potentially wider range of
aircraft certification activities than light-sport category aircraft
only.
The revised definition would require that the consensus standards
process include participants that are impacted by the consensus
standards. For the development of these consensus standards,
organizations and participants in the consensus standards development
process could consist of, but not be limited to, aircraft
manufacturers, pilots, maintainers, aviation associations, and
government regulators. The FAA contends that the use of a consensus
standards process to develop means of compliance to performance-based
regulations should provide both the FAA and industry with a means to
rapidly adapt to changing technology and better respond to market
conditions while continuing to enable safe operations within the
national airspace system.
Alternatively, the FAA is considering removing the definition of
consensus standard from Sec. 1.1. Consensus standard is a commonly
accepted term used by industry and across \5\ the Federal Government
and may not require a definition in Sec. 1.1 to be understood in the
context of 14 CFR. Additionally, as stated previously, the current
definition of consensus standard is limited to the context of light
sport aircraft and does not recognize the breadth of using consensus
standards in aviation today. The FAA requests comment on whether the
FAA should remove the definition of consensus standard from Sec. 1.1
altogether or revise the definition as proposed.
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\5\ Such as pursuant to the National Technology Transfer and
Advancement Act (NTTAA) of 1995, and OMB Circular A-119, Federal
Participation in the Development and Use of Voluntary Consensus
Standards and in Conformity Assessment Activities.
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2. Removal of Definition of Light-Sport Aircraft From 14 CFR 1.1
Section 1.1 currently defines ``light-sport aircraft'' as an
aircraft other than a helicopter or powered-lift that, since its
original certification, has continued to meet several designated
parameters (for example, aircraft weight, seating, stalling speed,
maximum speed, engine type, propeller type, etc.). Uniquely, the
definition affects the scope of certification for light-sport category
aircraft, sport pilots, and repairman (light-sport aircraft). Section
21.190 applies this definition to limit the scope of aircraft that may
be issued a special airworthiness certificate in the light-sport
category. Part 61 uses this definition to specify which aircraft a
sport pilot may operate. Because of the common definition, all aircraft
certificated under Sec. 21.190 are light-sport aircraft and thus can
be flown by sport pilots. However, a sport pilot is not limited to only
Sec. 21.190 aircraft and may operate any aircraft that meets the
definition of light-sport aircraft, including certain normal category,
[[Page 47657]]
primary category, light-sport category, and experimental aircraft.
The FAA is proposing to remove the definition of light-sport
aircraft from Sec. 1.1 because the regulatory definition contains
substantive requirements. A regulatory definition should define a term
used in a particular title, chapter, or part of the CFR. Accordingly,
the substantive aircraft certification requirements for light-sport
category aircraft would be relocated with modifications into proposed
Sec. 21.190 and part 22, while requirements establishing the
parameters for the aircraft in which a sport pilot may act as pilot in
command (PIC) would be incorporated into part 61.
The current Sec. 1.1 definition of light-sport aircraft was
created to establish parameters for the airworthiness certification of
light-sport category aircraft using consensus standards, as well as to
identify aircraft that can be safely operated by pilots exercising the
privileges of a sport pilot certificate. Currently, under Sec. 61.315,
sport pilots are only permitted to operate aircraft that meet the
definition of a light-sport aircraft as defined in Sec. 1.1. Replacing
the Sec. 1.1 definition with separate certification requirements for
aircraft, pilots, and repairman would allow more flexibility using the
proposed certification procedures in Sec. 21.190 and intended
operations. In other words, this proposed rule would decouple
certification requirements for light-sport category aircraft
certification and sport pilot certification. One effect of placing the
proposed requirements in separate parts and the expansion of light-
sport category aircraft certification requirements is that an aircraft
certificated in the light-sport category under Sec. 21.190 may exceed
the parameters of an aircraft that a sport pilot may act as PIC of
under the separate requirements in part 61.
Persons exercising the privileges of a sport pilot certificate or a
flight instructor certificate with a sport pilot rating would no longer
be restricted to operating light-sport aircraft as defined in Sec.
1.1. In this proposed rule, these airmen would be able to exercise the
privileges of their certificate in any aircraft that does not exceed
the aircraft performance limitations derived from the current Sec. 1.1
definition and set forth in the proposed new Sec. 61.316. The FAA's
proposal concerning airmen certification is discussed in section IV.E.
C. Expansion of Eligibility for Light-Sport Category Aircraft and Sport
Pilots
1. Certification of Additional Aircraft Classes
The current Sec. 1.1 definition of light-sport aircraft excludes
helicopters and powered-lift from being considered as light-sport
aircraft. The FAA proposes to allow the airworthiness certification of
rotorcraft and powered-lift as light-sport category aircraft under
Sec. 21.190, provided these aircraft are certificated in accordance
with the proposed performance-based requirements in part 22 using an
FAA-accepted consensus standard as a means of compliance. This proposed
rule would allow any class of aircraft \6\ to be eligible for
certification in the light-sport category, so long as the aircraft
meets the proposed performance-based requirements of part 22 and the
eligibility criteria in proposed Sec. Sec. 21.190 and 22.100. The FAA
anticipates that industry would develop acceptable and appropriate
consensus standards to comply with the performance-based requirements
in part 22. The FAA contends that such action would maintain a level of
safety appropriate to the certification of these aircraft while
fostering innovation.
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\6\ See 14 CFR 1.1, which defines class, for purposes of the
certification of aircraft, as a broad grouping of aircraft having
similar characteristic of propulsion, flight, or landing.
---------------------------------------------------------------------------
Unmanned aircraft are precluded from certification as light-sport
category aircraft. The FAA considered expanding the scope of the
proposed eligibility requirements to evaluate the potential
certification of unmanned aircraft; however, due to the novelty,
technical complexity, and significant operational differences between
unmanned and manned aircraft, the FAA chose not to address unmanned
aircraft certification as a part of this rulemaking. Accordingly, as
proposed in Sec. 21.190(a), this proposal does not apply to the
certification of unmanned aircraft in the light-sport category.
The FAA also chose not to consider powered lift privileges for
sport pilots, given the complexity and ongoing development of those
aircraft designs and associated pilot certification and operational
rules that the FAA is considering. However, the FAA expects that future
rulemaking may consider these aircraft and associated operations if
they can fit within the constraints of sport pilot operations and
aircraft certification requirements.
As discussed later in the preamble, the FAA is also proposing to
expand sport pilot privileges to include helicopter privileges.
2. Maximum Takeoff Weight
Section 1.1 currently limits the maximum takeoff weight for light-
sport category aircraft to 1,320 lbs., or 1,430 lbs. for aircraft
intended for operation on water. This proposal would eliminate the
maximum takeoff weight limitations for light-sport category aircraft.
Although this proposal removes the specific weight limits for light-
sport category aircraft, this proposed rule would indirectly limit
aircraft weight via stalling speed limitations, as discussed in
sections IV.C.2 and IV.C.4. As noted in those sections, the stalling
speed limit would indirectly limit the weight at around 3,000 pounds.
Although still limiting aircraft weight, the proposed VS1
stalling speed would enable aircraft with heavier weights than the
definition permits for light-sport aircraft. Enabling heavier weights
would enable manufacturers to include safety-enhancing designs and
equipment such as advanced stall resistant airframes, increased load
factor resilience, improved passenger cabin crash safety mechanisms,
ballistic safety parachutes, passenger airbags, stronger and more
durable landing gear, and greater fuel capacity.
From its work with manufacturers, flight schools, and individual
aircraft owners since the 2004 final rule took effect, the FAA
anticipates that allowing heavier aircraft would result in more robust
airframe designs to meet the needs of aircraft owners. A ``robust
airframe design'' is more reliable, resilient, and does not fail as
easily under a given load as a less robust airframe would. In addition,
an aircraft in motion with more mass requires more force to disrupt its
current flight path. Accordingly, heavier aircraft tend to be more
stable during turbulent or windy conditions and, in turn, reduce the
workload on the pilot attempting to maintain control and a desired
course. Specifically, lighter aircraft get jostled around more in
turbulence, which causes the pilot to work harder to maintain aircraft
control.
The weight limitations in the definition of light-sport aircraft
preclude many of these design and safety features and is representative
of why the FAA has granted 11 exemptions to the weight limit for
certain light-sport category aircraft with safety features installed.
These exemptions allowed airworthiness certification of certain,
heavier light-sport category aircraft to enable improved airframe
designs and the installation of various safety enhancing devices.
In summary, the current weight limitation precludes the design and
[[Page 47658]]
installation of many safety enhancements. Therefore, this NPRM proposes
to remove weight as an eligibility requirement for certification of
light-sport category aircraft and as a limitation on what aircraft
sport pilots may fly. Sport pilots would be permitted to operate these
heavier aircraft if the aircraft satisfy the performance limitations in
the proposed Sec. 61.316 including the Vs1 limitation that
will indirectly limit the weight to around 3,000 pounds. The FAA does
not find that this increased weight would appreciably alter a sport
pilot's ability to fly the aircraft, provided the aircraft satisfies
the design and performance limitations proposed in Sec. 61.316.\7\
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\7\ See section IV.E of this preamble for a discussion of the
design and performance limitations proposed in Sec. 61.316, which
would limit the aircraft that a sport pilot could fly to an aircraft
that requires skill comparable to the skill required to fly an LSA
today.
---------------------------------------------------------------------------
3. Maximum VH Airspeed in Level Flight
The Sec. 1.1 definition of light-sport aircraft limits light-sport
aircraft to a VH of not more than 120 knots CAS under
standard atmospheric conditions at sea level. A VH speed
limit would not be retained for the airplanes or gliders in the
proposed Sec. 61.316 performance and design limitations for aircraft
that a sport pilot could operate. Although an airplane or glider's
maximum airspeed is typically limited to approximately three to four
times the aircraft's VS1 under ideal conditions, proposed
Sec. 22.100(a)(4) would include a VH limit of 250 knots CAS
for light-sport category aircraft to account for potential advances in
technology and manufacturing practices that could enable higher speeds.
Furthermore, after approximately 20 years of experience with the
operation of light-sport category aircraft, the FAA has not noted any
definitive data that links cruise speed as a contributing factor in
accidents involving light-sport category aircraft. This experience
informs the FAA's current rulemaking proposal, including its proposal
to increase the airspeed limitation.
Analysis of performance data for 117 type-certificated, light-sport
category, and amateur-built airplanes with stalling speeds less than or
equal to the proposed 54 knots CAS stalling speed limit shows a maximum
speed of 220 knots CAS, with the majority below 190 knots CAS. Allowing
a maximum speed of 250 knots CAS is intended to provide an upper limit
appropriate for a category of aircraft intended for recreation, flight
training, and limited aerial work while providing sufficient margin to
avoid practical constraints of new airplane designs by this limit.\8\
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\8\ Given that the vast majority of light-sport category
aircraft operations would occur below 10,000 feet mean sea level
(MSL), where part 91 limits airspeed below 250 knots indicated
airspeed, the maximum 250 knot CAS limitation is appropriate for the
light-sport category.
---------------------------------------------------------------------------
For pilot certification purposes, the FAA does not propose to
retain or include a VH airspeed limitation in the proposed
Sec. 61.316 aircraft performance limitations because the FAA
determined that, the proposed maximum stalling speed VS1 of
54 knots (as explained in section IV.C.4) for airplanes and the
existing maximum stalling speed VS1 of 45 knots for gliders,
will indirectly limit the cruise airspeeds \9\ for the aircraft that
sport pilots may fly under the proposed performance limitations in part
61. The FAA recognizes helicopter design and aerodynamic flight
limitations inherently limit the VH speed. The existing
fleet of two seat helicopters do not exceed 150 knots in cruise flight.
Therefore, the FAA does not propose or need a prescriptive speed limit
for two seat helicopters that a sport pilot can operate.
---------------------------------------------------------------------------
\9\ As previously stated, an airplane's maximum airspeed is
generally limited to three to four times the aircrafts
Vs1 under ideal conditions. If the maximum stalling speed
is 54 knots, then the airplane's maximum airspeed would be limited
to a maximum airspeed of 216 knots (54 multiplied by 4).
---------------------------------------------------------------------------
In 2018, the FAA codified additional training and endorsement
privileges for flight instructors with a sport pilot rating.\10\ This
provision authorized these flight instructors to provide additional
training and endorsements for sport pilot applicants who wish to
conduct cross-country flights in light-sport airplanes with a
VH greater than 87 knots CAS.\11\ These amendments reinforce
that additional training and a subsequent flight instructor endorsement
can properly qualify sport pilots to operate various aircraft safely in
the national airspace system.
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\10\ Regulatory Relief: Aviation Training Devices; Pilot
Certification, Training, and Pilot Schools; and Other Provisions, 83
FR 30232 (June 27, 2018).
\11\ 83 FR 30254-57.
---------------------------------------------------------------------------
Additionally, the FAA notes that student pilots, who receive
training and a validating flight instructor endorsement, can operate
aircraft at speeds greater than 120 knots as pilot-in-command. The FAA
contends that, since the implementation of the training and instructor
endorsement requirements permitting sport pilots to operate airplanes
up to the current VH speed limitation of 120 knots,
instructor training and endorsements have been demonstrated to be a
proven, effective method for validating that sport pilots can safely
operate faster aircraft in the national airspace system, just as is
allowed for student pilots with a lower grade of pilot certificate.
This reflects the incongruities between the allowed operations for
student pilots and sport pilots. For example, student pilots can
operate aircraft at faster speeds than individuals that hold a sport
pilot certificate, even though a sport pilot certificate is a higher
grade of pilot certificate than a student pilot certificate. Thus, the
FAA reasons that sport pilots can be permitted to operate faster
aircraft safely in the national airspace system using instructor
training and endorsements for validating pilot proficiency.
4. Maximum Stalling Speed (VS1)
The light-sport aircraft definition in Sec. 1.1 limits the maximum
VS1 for light-sport aircraft to 45 knots CAS at the
aircraft's maximum certificated takeoff weight and most critical center
of gravity. The proposal would retain the 45 knots CAS maximum
VS1 for gliders and weight-shift-control aircraft. The FAA
is proposing to increase the maximum VS1 to 54 knots CAS for
airplanes. Regulatory provisions addressing VS1 would remain
inapplicable to rotorcraft and lighter-than-air aircraft (e.g.,
balloons and airships), and would be removed for powered parachutes.
The 45-knot limitation indirectly prohibits the use of heavier
airplanes due to the correlation between stalling speed and aircraft
weight. Because the FAA is seeking to accommodate greater airplane
weights to enable more robust airframe designs and availability of
safety enhancements, the FAA selected this proposed VS1
speed limit at nine knots above the current limitation for light-sport
aircraft. The FAA determined that an airplane with a maximum
VS1 limitation of 54 knots would permit airplane designs up
to approximately 3,000 pounds. As proposed in Sec. Sec. 22.100(a)(3)
and 61.316(a), the new stalling speed limitation would apply to
airplanes at the maximum certificated takeoff weight.
In the absence of a specific weight limitation in the proposed
rule, the new VS1 limit would provide flexibility for
aircraft manufacturers to build more robust airframes and include
desirable safety enhancements. This proposed change would expand
aircraft that sport pilots may operate to include any existing aircraft
that meets the sport pilot performance limitations as specified in
proposed Sec. 61.316. For airplanes, the proposed VS1 limit
is not more than 54 knots CAS for sport pilots.
[[Page 47659]]
The FAA has monitored the accident history of light-sport category
aircraft since 2004. As of 2021, there have been 984 accidents or
incidents involving light-sport category aircraft, with approximately
half of those accidents or incidents occurring during the landing
phase. Of the 501 landing accidents, seven resulted in a fatality. The
second highest number of accidents or incidents, 164, occurred during
an emergency descent. The FAA chose a VS1 of 54 knots CAS to
strike a balance between allowing heavier aircraft to accommodate
increased safety features, while increasing the stalling speed no more
than necessary to retain low speeds during approach and landing. While
the FAA recognizes that low stalling speeds will reduce kinetic energy
levels and serve to improve occupant survivability in the event of an
aircraft accident, enabling the addition of safety enhancing designs
commensurate with increased weight could also improve occupant
survivability.
The FAA has determined that retaining the current VS1
restriction of 45 knots CAS for light-sport category airplanes would
overly restrict the ability of aircraft manufacturers to produce
heavier airplanes with additional safety features that this rule is
intending to enable. A maximum VS1 of 54 knots CAS for
airplanes would facilitate the production of heavier, more robust
airplanes without unduly compromising the ability of these airplanes to
be safely operated. Although the FAA considered increasing the proposed
maximum stalling speed of airplanes above 54 knots CAS, the agency's
review of current aircraft performance data showed that this proposal
would be sufficient to produce four-seat airplanes.
Although the FAA proposes to permit the certification of rotorcraft
under the proposal, stall speed restrictions, such as a maximum
VS1, are inapplicable for aircraft that depend principally
for their support in flight by the lift generated by one or more
rotors. Rotorcraft have the ability to hover or remain in place in the
air with no horizontal movement. In the event of engine failure, they
can autorotate in a controlled descent to the ground. Accordingly,
rotorcraft are not subject to a maximum stall speed in this proposed
rule.
Stalling speed restrictions are also not being proposed for
powered-lift due to their ability to operate in various flight mode
configurations, including thrust-borne or hover, similar to a
rotorcraft. The designs of lighter powered-lift typically do not have
large wing surface areas and therefore have higher stalling speeds
during wing-borne (airplane) flight mode. However, these aircraft also
can transition to semi-thrust borne mode where the powerplant shares
the responsibility of producing lift as airspeed transitions between
enroute airspeeds and hover. Therefore, as discussed under proposed
Sec. 22.115 and consistent with the airworthiness criteria from
Federal Register notifications for the Joby Aero Inc., Model JAS4-1 and
Archer Aviation Inc., Model M001 powered-lift, this NPRM proposes to
require the determination of minimum safe speeds for various flight
configurations for powered-lift rather than a maximum stalling
speed.\12\
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\12\ Airworthiness Criteria: Special Class Airworthiness
Criteria for the Joby Aero, Inc. Model JAS4-1 Powered-Lift (87 FR
67399; November 8, 2022), and Airworthiness Criteria: Special Class
Airworthiness Criteria for the Archer Aviation Inc. Model M001
Powered-Lift (87 FR 77749; December 20, 2022).
---------------------------------------------------------------------------
As discussed, the proposed stalling speed would generally limit the
weight of airplanes. However, similar proposed limits would not have
the same effect for other classes of aircraft. The FAA recognizes that
while restrictions on maximum seating capacity and limitations on
aerial work may effectively limit a manufacturer's interest in building
larger aircraft, the absence of any aerodynamic or other prescriptive
design restriction would not otherwise limit the potential weight of
these aircraft. The FAA specifically requests comments on appropriate
parameters to limit the weight of light-sport category rotorcraft and
powered-lift.
5. Maximum Seating Capacity
The current Sec. 1.1 light-sport aircraft definition limits light-
sport aircraft to a maximum seating capacity of no more than two
persons, including the pilot. This requirement from the 2004 rule
provided for a low-risk design that would be appropriate for operation
by a sport pilot. With the performance expansions proposed in this rule
for the design of light-sport category aircraft and the intention to
decouple these aircraft from sport pilot restrictions, there is no
longer a need to restrict all light-sport category aircraft to two
seats. This proposed rule, in Sec. 22.100, would keep the maximum
seating capacity of not more than two persons, including the pilot, for
all classes of light-sport aircraft except airplanes. This proposal
would allow airplanes to have a maximum seating capacity of not more
than four persons, including the pilot.
When the 2004 final rule published, the FAA was focused on allowing
a flight instructor in the aircraft to provide flight instruction and,
eventually, allowing sport pilots to carry a single passenger.\13\ At
that time, the FAA did not foresee an expanded market for light-sport
category aircraft that could be operated by pilots with a higher grade
of certificate who can exercise the privilege of carrying more
passengers. For example, an individual with a private pilot certificate
may operate an aircraft that has more than two seats and can carry more
than one passenger. In this proposed rule, the performance limits of
Sec. 61.316 would allow four-seat airplanes but maintain the
restriction for sport pilots to carry one passenger, keeping the intent
of the 2004 final rule restriction for sport pilots. For this proposal,
the holder of a higher grade of pilot certificate at the private pilot
level or above could operate a four-seat light-sport category airplane
and carry up to three passengers.
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\13\ See 69 FR 44820.
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Allowing four seats for light-sport category airplanes would
increase the utility of these aircraft for recreational and personal
use. With the increased utility because of four-seat designs, light-
sport category airplane operations by pilots holding higher levels of
certification would likely increase. The FAA anticipates an increase to
the overall experience level of pilots that operate light-sport
category airplanes, and this generally would have a positive safety
benefit.
The increased utility of light-sport category airplanes may also
improve safety by providing aircraft owners with an attractive
alternative to experimental amateur-built aircraft. In this proposed
rule, all light-sport category aircraft would be built to FAA-accepted
consensus standards that meet performance-based requirements in part 22
for design, production, and airworthiness, unlike amateur-built
aircraft, which do not have any similar regulatory requirements. As
previously discussed, amateur-built aircraft are lower on the FAA's
safety continuum than light-sport category aircraft.
The four-seat design for light-sport category airplanes in this
proposal would match the seating limit of primary category airplanes
certificated under Sec. 21.24. Primary category rules and the
proposals for light-sport category airplanes would result in these
categories sharing similar weight and seating limitations for aircraft
built for the purpose of personal use.
Although 14 CFR does not impose a seating limitation on amateur-
built aircraft, nearly all such aircraft have four or fewer seats. Of
the 27,486
[[Page 47660]]
amateur-built aircraft in the FAA Registry, only 131 have more than
four seats.\14\ Accordingly, the light aircraft community has shown
overwhelming support for recreational and personal use aircraft being
designed with four or fewer seats.
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\14\ Data from FAA Registry dated December 1, 2022.
---------------------------------------------------------------------------
Increasing the allowed number of seats above four for light-sport
category aircraft would require a significantly heavier aircraft,
challenging aircraft designers to comply with the proposed stalling
speed limit and adding increased complexity to the aircraft and
powerplant. In establishing a prescriptive limit for the number of
seats, four seats strikes a balance between risk and utility that is
appropriate for a category of aircraft intended for recreation and
personal use.
Additionally, proposed Sec. 91.327(f) would limit the number of
occupants in light-sport category aircraft to not exceed the aircraft's
seating capacity.
The proposed rule would retain the current maximum seating capacity
of not more than two persons for other classes of light-sport aircraft,
including, gyroplanes, gliders, weight-shift control aircraft, powered
parachutes, balloons, and airships. These classes of light-sport
category aircraft are operated strictly for recreation. With weight and
balance challenges due to unusual seating configurations, additional
passengers on these classes of aircraft would increase risk and not be
appropriate for certification as light-sport category aircraft.
Although this proposal would enable certification of new types of
light-sport category aircraft such as rotorcraft and powered lift, this
proposal would limit these aircraft to two seats. The FAA has little
experience on the safety metrics associated with these classes of
light-sport category aircraft, as such, the FAA finds that the maximum
seating capacity of two is appropriate. The FAA may consider future
rulemaking to increase the proposed two seat limitation for these
classes of aircraft as experience increases and consensus standards are
developed.
Regarding pilot certification, the FAA is proposing to allow sport
pilots to operate airplanes that have a maximum seating capacity of
four persons under Sec. 61.316(c). However, sport pilots will continue
to be limited to carrying only one passenger under Sec.
61.315(c)(4).\15\ The FAA contends that the piloting skills necessary
to operate a four-seat airplane do not differ from those skills
required to operate a two-seat airplane if the airplane satisfies the
sport pilot design and performance limitations listed in proposed Sec.
61.316. The number of seats (two versus four) does not affect the skill
necessary to control an airplane. The FAA proposes to increase the
seating capacity for airplanes that sport pilots may operate because
the revised maximum stalling speed, as previously described, would
permit sport pilots to operate additional existing and future
certificated single-engine production airplanes with four seats.\16\
Per the safety continuum concept, increasing the number of persons
aboard should require an increased rigor of certification including a
higher grade of pilot certificate. Allowing sport pilots to operate
four-seat airplanes (even with only two persons aboard) would ease
barriers in flight training for sport pilots given the availability of
legacy, four-seat airplanes in flight schools. This proposed amendment
is like that imposed on recreational pilots that can operate four-seat
airplanes but can only carry one passenger,\17\ equating the risk
associated with these operations to the appropriate level of pilot
privileges, consistent with the FAA's safety continuum.
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\15\ ``You may not act as pilot in command of a light-sport
aircraft . . . [w]hile carrying more than one passenger.'' See: 14
CFR 61.315(c)(4).
\16\ For example, this proposed amendment would permit sport
pilots to operate existing certificated single-engine production
aircraft.
\17\ See 14 CFR 61.101(a)(1) and (e)(1)(i).
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The FAA contends that the proposed maximum seating capacity
requirements would provide appropriate utility for recreation,
training, personal travel, and certain aerial work while maintaining an
appropriate level of safety.
6. Engine and Motors (If Powered)
The current Sec. 1.1 light-sport aircraft definition limits light-
sport aircraft to those with a single reciprocating engine if the
aircraft is powered. This requirement from the 2004 rule provided for a
simple engine design that would be appropriate for operation by a sport
pilot. With the performance expansions proposed in this rule for the
design of light-sport category aircraft and the intention to decouple
from sport pilot limitations, there is no longer a need to restrict
light-sport category aircraft to a single reciprocating engine. This
proposed rule would omit the single reciprocating engine limitation as
an eligibility requirement in Sec. 22.100. Accordingly, this proposed
rule would allow light-sport category aircraft to be built with any
number and type of engines or motors. The performance limitations for
aircraft that a sport pilot may act as pilot in command of would not
include the limitation on a single reciprocating engine if the aircraft
is powered.
Since this powerplant limitation was established in 2004, full
authority digital engine control (FADEC) technology has evolved
significantly. FADEC \18\ automates and simplifies the operation of a
turbine powerplant. Today, many turbine-powered aircraft use FADEC
automation to manage powerplant performance and simplify aircraft
powerplant operations, reducing pilot workload. As a result, many
turbine-powered aircraft are no longer directly associated with
excessive speed or complexity. Advancements in simplified designs of
turbine-engine technology have led to the use of small turbine engines
in a variety of aircraft, including self-launching gliders. The FAA
recognizes that because of automation, many modern turbine powerplants
are now easier to operate than many existing piston-powered aircraft.
Modern automated powerplants reduce the complexity previously
associated with piloting aircraft that use powerplants other than non-
turbine engines.
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\18\ FADEC combines throttle, prop, and mixture controls into a
single control. With a FADEC system, there is no direct pilot
control over the engine or manual control mode. FADEC systems are
autonomous, self-monitoring, self-operating, and redundant. These
systems can decrease pilot workload and provide engine monitoring
capability that can alert operators of certain mechanical problems.
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The FAA also reasons that removal of a specific engine requirement
will encourage ongoing development, innovation, and increased
efficiency of various types of powerplants for aircraft. The FAA seeks
to encourage flexibility for aircraft manufacturers to include simple-
to-operate powerplants of any design that will provide benefits to
include reduced cost, ease of operation, and reduced emissions--
especially for electric-powered aircraft. In summary, limiting the
number and type of powerplants for light-sport category aircraft is no
longer necessary and any risk associated with their use would be
appropriately mitigated by aircraft and pilot certification processes.
7. Use of a Controllable Pitch Propeller
The Sec. 1.1 definition of a light-sport aircraft currently
requires a fixed or ground adjustable propeller if the aircraft is a
powered aircraft other than a powered glider. The light-sport aircraft
definition also requires that powered gliders have a fixed or
feathering propeller system. These requirements from the 2004 rule
provided for simple
[[Page 47661]]
designs that would be appropriate for a sport pilot to operate.
With the performance expansions proposed in this rule for the
design and certification of light-sport category aircraft, as well as
the decoupling from sport pilot aircraft limitations tied to the light-
sport aircraft Sec. 1.1 definition, there would no longer be a need to
restrict propeller designs for light-sport category aircraft. This
proposed rule would omit propeller limitations from the light-sport
category eligibility requirements in Sec. 22.100. Accordingly, this
proposed rule would allow light-sport category aircraft to be built
with any type of propeller design that meets an FAA-accepted consensus
standard.\19\
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\19\ ASTM standard F2506--Standard Specification for Design and
Testing of Light Sport Aircraft Propellers.
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Although the operation of controllable-pitch propellers and their
associated systems can impose some additional workload on pilots, the
FAA considers these propeller designs to be safe and reliable, as they
have been used in general aviation aircraft for decades. While
controllable-pitch propeller designs can increase workload because they
require attention and adjustment by the pilot, the FAA considers the
overall design of these systems to be relatively simple to operate and
appropriate for inclusion in light-sport category aircraft.
However, proposed Sec. 61.316, which would provide the performance
and design limitations for aircraft that may be flown by sport pilots,
would retain some propeller limitations and training requirements for
sport pilots. Specifically, for powered aircraft other than powered
gliders, proposed Sec. 61.316 would permit sport pilots to fly
aircraft with a fixed or ground-adjustable propeller, but also allow
those with an automated controllable-pitch propeller. Aircraft with an
automated controllable-pitch propeller would enable pilots to take
advantage of the improved performance associated with these aircraft
without imposing additional workload. The current requirement for
powered gliders would be relocated to proposed Sec. 61.316.
Due to the significant increase in climb and cruise performance,
the FAA is also proposing to permit sport pilots who receive additional
training and an instructor endorsement to operate airplanes designed
with controllable-pitch propellers that are not automated. The FAA
contends that permitting the design and use of a controllable-pitch
propeller on airplanes increases safety by taking advantage of the
improved climb performance associated with that propeller system design
to avoid and clear obstacles during the climb and departure phase of a
flight.
The FAA proposes two allowances to this requirement in the proposed
Sec. 61.316(e). First, the FAA proposes that, for powered aircraft
other than powered gliders, the airplane may also be equipped with an
automated controllable-pitch propeller. These propellers are easy to
use and increase airplane performance and efficiency. Specifically,
allowing use of an automated controllable-pitch propeller, in addition
to fixed or ground-adjustable propellers, increases safety because of
increased climb and cruise performance associated with a controllable
pitch propeller design.
Second, under the proposed Sec. 61.331, sport pilots would be
required to obtain additional flight training and a flight instructor
endorsement validating sport pilot proficiency to operate an airplane
with a controllable-pitch propeller that is not automated. The FAA
contends that additional training and instructor endorsements would
appropriately validate that sport pilots can safely operate airplanes
with a manually operated controllable-pitch propeller.
8. Fixed-Pitch, Semi-Rigid, Teetering-Two Blade Rotor System (if a
Gyroplane)
The current Sec. 1.1 definition of light-sport aircraft requires
gyroplanes to have fixed-pitch, semi-rigid, teetering two blade rotor
systems. This proposal would omit this as an eligibility requirement in
Sec. 22.100 to enable industry to develop new designs for gyroplane
rotor systems. However, under proposed Sec. 61.316(a)(6), the FAA
would continue to limit sport pilots to operate gyroplanes that have a
fixed-pitch, semi-rigid, teetering-two blade rotor system.
9. Retractable Landing Gear
Per the current light-sport aircraft definition in Sec. 1.1, a
light-sport aircraft, except for an aircraft intended for operation on
water or a glider, must have a fixed landing gear. The proposed rule
would remove this limitation as an eligibility requirement in Sec.
22.100. Accordingly, this rule would allow light-sport category
aircraft to be designed with fixed or retractable landing gear, or with
floats for aircraft intended for operation on water.
In the 2004 rule, the requirement for fixed landing gear was
intended to enable aircraft designs that would be simple to operate by
persons exercising the privileges of a sport pilot certificate. With
the performance expansions proposed in this rule for the design of
light-sport category aircraft and the decoupling from sport pilot
restrictions, there is no longer a need to restrict light-sport
category aircraft to fixed landing gear. This rule would provide for
more robust structures and greater weight allowances that would
accommodate necessary enhancements needed for retractable landing gear.
The FAA recognizes that additional training and instructor
endorsements can validate that sport pilots can operate aircraft with
retractable landing gear safely. The FAA is proposing to permit sport
pilots to operate aircraft with a retractable landing gear by requiring
additional training and obtaining a flight instructor endorsement
validating proficiency, as discussed later in section IV.E. By
proposing to establish separate airman and aircraft certification
requirements, manufacturers would be provided with the ability to
create a wider range of aircraft designs that may be operated by any
appropriately rated pilot. Pilots could then pursue the appropriate
level of pilot certification necessary to operate light-sport category
aircraft and any other aircraft. This would enable greater flexibility
for both aircraft manufacturers and pilots.
D. Certification of Light-Sport Category Aircraft
1. Compliance With Design, Production, and Airworthiness Requirements
As a condition for eligibility for certification in the light-sport
category, the proposal would require an aircraft to meet performance-
based aircraft design, production, and airworthiness requirements using
a means of compliance consisting of consensus standards accepted by the
FAA. The proposal would provide the regulatory authority to deny
airworthiness certification for a light-sport category aircraft if any
applicable requirements in Sec. 21.190(c) or part 22 have not been
met. The proposed performance-based requirements are discussed further
in section IV.D.
2. Establishment of Performance-Based Requirements
This proposal would include performance-based requirements for the
certification of aircraft in the light-sport category. The FAA would
evaluate any proposed consensus standard against the regulatory
requirement to determine whether the consensus standard would
constitute an acceptable means of compliance. By proposing these
performance-based requirements, the FAA would be providing clear
direction to standards-setting organizations regarding the content of
consensus
[[Page 47662]]
standards that would be proposed as a means of compliance to meet
regulatory requirements. The FAA expects that this proposal should not
only facilitate the more rapid development of these consensus
standards, but also result in more comprehensive consensus standards
that are better able to address the design, production, and
airworthiness of aircraft intended for certification in the light-sport
category.
The design, production, and airworthiness requirements proposed in
part 22 would represent the minimum requirements a consensus standard
would be required to address to be an acceptable means of compliance
for certification of light-sport category aircraft. The proposed
requirements would enable the implementation of new technologies and
encourage innovation. This proposed rule would allow manufacturers to
incorporate new technologies in their aircraft due to the removal of a
prescriptive weight limit that previously limited the installation of
safety equipment. This proposed rule would also encourage innovation,
such as aircraft designed with simplified flight controls discussed in
proposed Sec. 22.180. The requirements proposed in this section would
provide safety requirements appropriate for the light-sport category
within the context of the FAA's safety continuum. A discussion of each
proposed performance-based requirement follows.
3. Performance-Based Requirements for the Certification of Light-Sport
Category Aircraft
a. General
The proposed expansion of the classes of aircraft eligible for
certification under the proposal and the increase in the size and
performance of these aircraft requires the adoption and use of more
detailed performance-based requirements. These new requirements would
serve to guide consensus standards bodies in developing appropriate
consensus standards that would be acceptable to the FAA for the
expanded certification of aircraft in the light-sport category.
Manufacturer compliance with the performance-based design,
production, and airworthiness requirements proposed in this NPRM is
necessary for the safety of the wide range of light-sport category
aircraft to be certificated under this proposal. The FAA expects that
compliance with these requirements would reduce the occurrence of
design and production defects, resulting in aircraft that are safe for
their intended operations.
In accordance with their place in the safety continuum, light-sport
category aircraft would be subject to a certification process more
stringent than that applicable to experimental amateur-built aircraft,
but less rigorous than that used for the certification of normal
category aircraft. When comparing current certification requirements
for light-sport category aircraft to the certification requirements
applicable to other aircraft, amateur-built aircraft issued
experimental airworthiness certificates are not required to the meet
performance-based design, production, and airworthiness requirements
that light-sport category aircraft would be required to meet. As
experimental aircraft occupy a level on the safety continuum with a
lesser demand for safety assurance than light-sport category aircraft,
amateur-built aircraft are subject to more stringent operating
limitations. In contrast, aircraft issued standard airworthiness
certificates are required to meet airworthiness standards contained in
part 23, 25, 27, 29, or 31 and must be produced pursuant to an FAA
design and production approval. Accordingly, normal category aircraft
are subject to fewer operating restrictions than light-sport category
aircraft. As light-sport category aircraft would not be designed or
manufactured pursuant to an FAA design or production approval, these
aircraft would be subject to the eligibility requirements in proposed
Sec. 22.100 and the more restrictive operating limitations in proposed
Sec. 91.327.
The FAA retains oversight authority of light-sport category
aircraft manufacturers. Like certification rigor, the rigor of FAA
oversight of light-sport category aircraft manufacturers would be
consistent with the safety continuum. Policies and procedures for that
oversight are included in FAA Order 8130.36.\20\ To support this
proposed rule, the FAA would expand its oversight to verify successful
accomplishment of training by the manufacturer's compliance staff per
proposed Sec. 22.190, as well as the training and certification of
manufacturer's staff who sign its statements of compliance in proposed
Sec. 21.190(d)(1).
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\20\ FAA Order 8130.36, Special Light Sport Aircraft Audit
Program.
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The FAA does not believe it would be appropriate to include the
proposed performance-based design, production, and airworthiness
requirements within current part 21 as that part is largely limited to
prescribing certification procedures, not certification requirements.
Accordingly, the FAA is proposing to include these requirements within
subpart B of part 22. By placing these new design, production, and
airworthiness requirements within separate sections of part 22, each
functional requirement would be more readily discernable to users, be
better able to be individually addressed, and result in the development
of a clearer and more understandable manufacturer's statement of
compliance.
With certain exceptions, part 22 would apply to non-type
certificated aircraft. As aircraft with experimental airworthiness
certificates are not certificated using performance-based requirements,
proposed part 22 would not be applicable to those aircraft.
Additionally, the proposed part would not be applicable to aircraft
operating under a special flight permit. Although those permits are
issued to aircraft that are safe for flight, aircraft operating under a
special flight permit do not have to meet applicable airworthiness
requirements. Part 22 would also not be applicable to unmanned
aircraft, as the proposed requirements would address the design,
production, and airworthiness of aircraft used to carry passengers and
would not be appropriate to address the design of an aircraft that
could be remotely operated. Requirements for manned aircraft, for
example, would need to address occupant protection and egress while
proposed requirements for unmanned aircraft would need to address
certain flight control system requirements that would be inapplicable
to manned aircraft. The FAA notes, however, that requirements for non-
type certificated unmanned aircraft could be proposed at a later date.
The FAA has accepted a variety of ASTM consensus standards for the
certification of light-sport category aircraft. The FAA has found these
consensus standards to be sufficient for the certification of aircraft
that meet current eligibility requirements. The FAA has also reviewed
currently accepted ASTM consensus standards and evaluated them against
the proposed performance expansions and new aircraft designs that would
be eligible for certification as light-sport category aircraft.
Currently accepted consensus standards would not be sufficient for the
certification of the wide range of aircraft with enhanced performance
capabilities that could be certificated under this proposal. The FAA
anticipates that industry would develop acceptable and appropriate
consensus standards to comply with the proposed performance-based
requirements in part 22. These proposed
[[Page 47663]]
performance-based requirements would serve as the underlying regulatory
requirements for the development of new or revised consensus standards.
The FAA currently uses performance-based requirements for the
certification of other aircraft, most notably normal category airplanes
certificated under the requirements of part 23. The FAA recognizes that
the performance-based requirements it is proposing for certificating
light-sport category aircraft are not of the same scope and detail as
those standards. The FAA contends, however, that the greater
specificity contained in the part 23 standards reflects the increased
rigor of the type certification process and resultant need to develop
more detailed consensus standards to comply with those more detailed
requirements. The performance-based requirements proposed in this NPRM
respond to the need to apply a set of broad-based requirements to a
wider range of aircraft that would not be required to meet the more
exacting design requirements of type certification. They also provide
industry with the flexibility to develop consensus standards applicable
to the certification of a wide range of dissimilar aircraft.
Under the proposed rule, a consensus standard would have to meet
the following performance-based requirements before the FAA would
accept that standard as a means of compliance. A manufacturer would
need to meet the appropriate FAA-accepted consensus standards to obtain
an airworthiness certificate in the light-sport category.
b. Control and Maneuverability
Proposed Sec. 22.105 would require aircraft to be consistently and
predictably controllable and maneuverable through the normal use of
primary flight controls at all loading conditions, during all phases of
flight. Additionally, the aircraft would not have a tendency to
inadvertently depart controlled flight or require exceptional piloting
skill, alertness, or strength.
The proposed rule is necessary because if the aircraft's design
prevents the pilot from inadvertently departing controlled flight,
instances of unintentional unusual attitudes, loss of control of the
aircraft, or aircraft structural damage would be reduced. A requirement
for control and maneuverability would assist with the consistency and
predictability of an aircraft's maneuvering flight characteristics
throughout the aircraft's entire flight envelope. The aircraft would
not have a tendency to depart controlled flight, meaning that it should
be inherently stable. Additionally, the FAA considers that this
requirement would result in aircraft that operate in repeatable, smooth
transitions between turns, climbs, descents, and level flight.
Accordingly, flight controls would need to operate easily,
smoothly, and positively enough to allow proper performance of their
functions. Configuration changes, such as flap extension and
retraction, or landing gear extension and retraction would also have to
result in safe, controllable, and predictable handling characteristics.
The proposed performance requirement would also enable stability, ease
of flight, and consistent outcomes of control inputs for light-sport
category aircraft throughout their center of gravity limits and flight
envelope. The FAA considers that if an aircraft meets these parameters,
exceptional piloting skill, alertness, or strength would not be
required to operate the aircraft.
The FAA has accepted consensus standards for current light-sport
category aircraft that address the controllability and maneuverability
of aircraft intended for certification as light-sport category
aircraft.\21\ Although the controllability and maneuverability
standards vary across the consensus standards for the different classes
of light-sport category aircraft, the general provisions of these
standards align closely with the elements of proposed Sec. 22.105. The
consensus standards currently address controllability and
maneuverability, applicable phases of flight, pilot strength and skill,
and normal use of flight controls. Proposed Sec. 22.105 would meet the
level of rigor the FAA considers appropriate for light-sport category
aircraft and its place on the safety continuum between experimental
aircraft and normal category airplanes. Proposed Sec. 22.105 would
require light-sport category aircraft to be controllable and
maneuverable with no adverse handling characteristics. In this context,
no adverse handling characteristics would mean the aircraft would be
consistently and predictably controllable and maneuverable and would
not have a tendency to inadvertently depart controlled flight.
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\21\ ASTM F2245 Standard Specification for Design and
Performance of a Light Sport Airplane; ASTM F2564 Standard
Specification for Design and Performance of a Light Sport Glider;
ASTM F2317/F2317M Standard Specification for Design of Weight-Shift-
Control Aircraft, ASTM F2244 Standard Specification for Design and
Performance Requirements for Powered Parachute Aircraft, and ASTM
F2355 Standard Specification for Design and Performance Requirements
for Lighter-Than-Air Light Sport Aircraft.
---------------------------------------------------------------------------
The FAA expects that some existing consensus standards would need
to be updated to account for the proposed expansion of eligibility for
aircraft to be certified as light-sport category aircraft.
Additionally, those portions of currently accepted consensus standards
addressing aircraft controllability and maneuverability would need to
be updated to address the specific requirement that aircraft control
and maneuverability be consistent and predictable.
The proposed rule would facilitate the manufacture of simple
designs that result in the stable, predictable, and controllable
operation of the aircraft through the use of primary flight controls.
Primary flight controls consist of ``traditional'' flight controls,
such as an aircraft yoke, stick, control column, collective, throttle,
or rudder pedals. Flight controls intended to improve aircraft
performance characteristics or relieve excessive control loading, such
as high lift devices, slats, flaps, flight spoilers, and aircraft trim
systems, would not be considered primary flight controls. The proposed
rule would also contain specific provisions for the certification of
aircraft that may be designed and constructed without primary flight
controls, but rather with ``simplified flight controls.'' Specific
requirements for aircraft with simplified flight controls are addressed
in proposed Sec. 22.180 in the preamble.
The proposed rule would require that existing consensus standards
be revised to account for the requirement that operation of the
aircraft not require exceptional piloting skill, alertness, or
strength. Aircraft meeting this performance requirement would be stable
enough to be easily flown by pilots with a minimum of flight experience
and would not have handling characteristics that would cause undue
pilot fatigue or distraction. Accordingly, these aircraft would provide
a more stable platform than other currently available non-type
certificated aircraft, thereby aiding in preventing inadvertent loss of
control accidents. Although some consensus standards specifically
address the forces necessary to pilot the aircraft, not all existing
consensus standards meet this requirement. The proposed rule would
require that aircraft certificated in the light-sport category have
aerodynamic and handling qualities that would not result in unstable
flight characteristics or require exceptional pilot skill to keep the
aircraft within its flight envelope.
Additionally, the handling characteristics of these aircraft would
make light-sport category aircraft a viable alternative for use in the
flight training environment and provide both student pilots and flights
schools with
[[Page 47664]]
a potentially lower cost, alternate fight training platform. Although
the proposed rule would permit the use of technology to enhance the
flying qualities of the aircraft, the technology should also not
increase the pilot's workload to the detriment of the goal to have
simple and easy to fly aircraft. The pilot should not be task-saturated
in maintaining control of these aircraft.
Proposed Sec. 22.105 would help prevent inadvertent unusual
attitudes and loss of control accidents. Per National Transportation
Safety Board (NTSB) accident statistics, the largest number of fatal
accidents for general aviation aircraft result from inflight loss of
control; the proposed standard would result in the development of
consensus standards for light-sport category aircraft that would assist
in mitigating this risk.
Powered-lift or certain rotorcraft that could experience failures
resulting in asymmetric thrust would need to be designed with safe,
controllable, and predictable characteristics that permit a pilot with
limited flight experience from becoming task-saturated while
maintaining control of the aircraft. The aircraft could also be
designed and constructed to include an automated system or provide for
some combination of pilot action and automation that would enable the
pilot to maintain effective aircraft control. The provisions of this
proposed requirement would be consistent with proposed Sec. 22.145,
which would require that any propulsion system thrust asymmetry be
automatically compensated for, or be capable of being readily
compensated for, with no adverse effect on the aircraft's handling
qualities.
c. Structural Integrity
Proposed Sec. 22.110 would require that the design and
construction of the aircraft provide sufficient structural integrity to
enable safe operations within the aircraft's flight envelope and
intended lifecycle. It would also require that the aircraft be able to
withstand all anticipated flight and ground loads when operated within
its operational limits.
The proposed performance requirements are necessary to ensure that
light-sport category aircraft are designed and constructed to withstand
any foreseeable flight and ground loads that may be experienced
throughout the aircraft's flight envelope and intended lifecycle.
Failure to establish and validate adequate strength, stiffness, and
durability to accommodate anticipated loads encountered during flight
or ground operations could result in structural failure of the
aircraft.
When comparing the proposed requirements for the certification of
light-sport category aircraft to the certification of amateur-built
aircraft, the FAA notes that amateur-built aircraft have no regulatory
requirement to incorporate design features or be constructed to provide
sufficient structural integrity for their intended operations. Amateur
builders may experiment with different materials and construction
techniques in the design and construction of their aircraft. In
contrast, type-certificated aircraft must meet the extensive
airworthiness standards for structures in parts 23, 25, 27, 29, and 31
that address areas such as strength, durability, design envelope,
loads, aeroelasticity, materials, protection, fabrication processes,
and performance. The level of rigor proposed for the structural
integrity of light-sport category aircraft would not be as extensive as
that required for aircraft intended for type-certification yet would
establish minimum requirements for structural integrity that are not
applicable to the certification of amateur-built aircraft.
FAA-accepted consensus standards currently used for the
certification of light-sport category aircraft have provisions
addressing structures that generally include provisions for items such
as loads, factors of safety, strength and deformation, proof of
structure, flight loads, design airspeeds, specialized structures, and
emergency landing conditions.\22\ As a result of the expansion in the
performance and capabilities of aircraft that would be certificated as
light-sport category aircraft under the proposal, the proposed
requirements would require consensus standards for light-sport category
aircraft designs to address aircraft structural integrity under a wider
range of environmental conditions and operational parameters.
Additionally, the prevention of material and structural failures due to
foreseeable causes of strength degradation and protection against
deterioration or loss of structural strength due to any cause likely to
occur throughout the aircraft's lifecycle would also need to be
addressed by consensus standards organizations.
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\22\ ASTM F2245, F2564, F2317/F2317M, F2244, and F2355.
---------------------------------------------------------------------------
The proposed rule would require the aircraft to have the ability to
withstand all anticipated flight and ground loads without detrimental
permanent deformation or interference with the safe operation of the
aircraft. The inclusion of a requirement to address structural
integrity in light-sport category aircraft designs would improve the
ability of these aircraft to be consistently dependable, structurally
reliable, and fully capable of safely conducting intended operations
throughout the aircraft's lifecycle. The proposed requirements would
enable aircraft design and manufacturing processes used in construction
to attain structural integrity of aircraft with the use of adequate
material strength and properties that can accommodate anticipated loads
when operated within specified flight envelopes.
d. Powered-Lift Aircraft: Minimum Safe Speed
Proposed Sec. 22.115 would require manufacturers of powered-lift
aircraft to establish the minimum safe speed for each flight condition
encountered in normal operation, including applicable sources of lift
and phases of flight, to maintain controlled safe flight. The minimum
safe speed determination would be required to account for the most
adverse conditions for each configuration.
Because powered-lift aircraft would be newly eligible for
certification as light-sport category aircraft, the FAA has proposed
this specific requirement for powered-lift aircraft. The proposed rule
is necessary for pilots of these aircraft to be aware of the specific
minimum safe speeds at which their specific model of powered-lift
aircraft can be operated in each of the aircraft's various
configurations. Requiring these speeds to be determined would provide
pilots with the essential knowledge to avoid operating these aircraft
below minimum safe speeds, thereby reducing the potential for aircraft
loss of control.
The proposed requirement to determine minimum safe speeds for
powered-lift aircraft addresses all modes of flight (wing-borne,
thrust-borne, and semi-thrust borne) in which these aircraft may be
operated and the various modes in which lift supporting the aircraft is
produced. In the wing-borne flight mode, the wing produces the
aircraft's lift. In thrust-borne flight, commonly called hover mode,
the powerplant produces the aircraft's lift. In the semi-thrust borne
mode, the aircraft is in a transition stage between thrust-borne and
wing-borne modes of flight with both the wings and powerplant providing
aircraft lift. Although most powered-lift aircraft are designed with
the ability to automatically transition from high-speed wing-borne
flight to slow-speed thrust-borne flight or hover, the proposed
requirement would further the pilot's understanding of the handling
qualities of the aircraft and facilitate
[[Page 47665]]
their ability to make a smooth change from one configuration to another
without exceeding the limitations of the aircraft's flight envelope.
The FAA does not consider the imposition of a limiting stalling
speed or minimum steady flight speed such as VS1 to be
practical for application to the design of powered-lift aircraft that
would be eligible for certification as light-sport category aircraft.
Many of the designs for these smaller powered-lift aircraft have wing
sizes that do not provide significant lift in wing-borne flight. As a
result of this small wing area and other design features, these
aircraft may have stalling or minimum steady flight speeds that are
much higher than comparably sized aircraft of other classes that rely
primarily on wings to produce lift. Accordingly, the FAA considers the
use of a maximum stalling speed as a limitation for these aircraft to
be unnecessary.
As powered-lift aircraft can be operated in a variety of flight
configurations, the FAA considers the determination of a minimum safe
flight speed for each flight condition to be essential. Similar
requirements for the determination of minimum flight speeds have also
been proposed in two Federal Register notices of proposed airworthiness
criteria for powered-lift aircraft designs currently involved in the
type-certification process.\23\ The more extensive requirements set
forth in the airworthiness criteria for these powered-lift aircraft
designs currently undergoing type-certification would not be required
since aircraft subject to this proposal would be certificated as light-
sport category aircraft and subject to the operating limitations
contained in proposed Sec. 91.327.
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\23\ Airworthiness Criteria: Special Class Airworthiness
Criteria for the Joby Aero, Inc. Model JAS4-1 Powered-Lift (87 FR
67399; November 8, 2022), and Airworthiness Criteria: Special Class
Airworthiness Criteria for the Archer Aviation Inc. Model M001
Powered-Lift (87 FR 77749; December 20, 2022).
---------------------------------------------------------------------------
The proposed requirement is necessary so that the aircraft has
controllable minimum safe speed flight characteristics in all flight
conditions with a clear and distinctive minimum safe speed warning that
provides sufficient margin to prevent inadvertent deceleration below
minimum safe speed. Production acceptance flight testing would verify
that the minimum safe speeds account for the most adverse conditions,
such as operating at maximum gross weight, in the determination of the
minimum safe speeds for each flight condition.
4. Special Requirements for Light-Sport Category Aircraft Used for
Aerial Work Operations
Proposed Sec. 22.120 would require that if an aircraft is
designated by the manufacturer as suitable for the performance of any
aerial work operation, the design and construction of the aircraft must
provide sufficient structural integrity to enable safe operation of the
aircraft during the performance of that operation and ensure that the
aircraft is able to withstand foreseeable flight and ground loads.\24\
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\24\ The FAA does not define construction or manufacture in
Sec. 1.1. The terms are used interchangeably in this section and
mean the same.
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The FAA broadly interprets the term aerial work to mean work done
from the air for compensation that does not involve the carriage of
persons or property.\25\ Aerial work could include operations such as
those performed in support of agriculture or construction activities,
aerial photography, surveying, observation and patrol, search and
rescue, and aerial advertisement. Patrolling of powerlines or railroad
tracks, for example is a task that could be readily accomplished by a
light-sport category aircraft that meets the proposed requirements.
However, patrolling over long distances and at low altitudes can put
increased stresses on aircraft structures due to the greater prevalence
of turbulence at low altitude. The proposal would require manufacturers
to design and construct aircraft to be able to withstand potentially
greater stresses when engaged in designated aerial work operations than
would potentially be experienced during recreational flights.
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\25\ FAA Order 8900.1, Volume 2, Chapter 2, Section 2, Paragraph
2-127C Aerial Work Operations. While 14 CFR does not define ``aerial
work,'' the FAA has consistently interpreted the term to mean work
done from the air where: the aircraft must depart and arrive at the
same point; no property of another may be carried on the aircraft;
and only persons essential to the operation may be carried on board.
See Legal Interpretation to Jeffrey Hill, from Rebecca B.
MacPherson, Assistant Chief Counsel for Regulations, (March 10,
2011). See 14 CFR 119.1(e)(4).
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This proposed performance requirement is necessary so that aircraft
designated to conduct aerial work operations are designed and
constructed to withstand foreseeable flight and ground loads that may
be experienced during those operations. Failure to establish and
validate adequate material strength and design properties to
accommodate a designated aerial work operation could cause structural
failure resulting in loss of aircraft control.
The proposed requirement would only apply to those light-sport
category aircraft designated by a manufacturer to conduct specific
aerial work operations. In accordance with the principles of the FAA's
safety continuum, the proposed requirement is intended to apply a level
of certification rigor appropriate to provide for the airworthiness of
light-sport category aircraft during the conduct of these designated
operations.
Amateur-built aircraft issued experimental airworthiness
certificates have no regulatory requirement to incorporate design
features necessary to provide sufficient structural integrity of the
aircraft to enable safe aerial work operations. These aircraft are
built solely for the purpose of education or recreation and are issued
operating limitations which limit their use to education or recreation.
Accordingly, aircraft issued these operating limitations are prohibited
from aerial work operations by Sec. 91.9, which prohibits the
operation of a civil aircraft contrary to its operating limitations. In
contrast, type-certificated aircraft meeting the airworthiness
standards for structures in part 23, 25, 27, 29, or 31 may be used to
conduct aerial work operations since these aircraft are issued standard
airworthiness certificate and are not restricted by operating
limitations that restrict their use to recreation or education or by
regulatory provisions limiting their ability to carry persons or
property for compensation or hire as set forth in Sec. 91.319(a)(2).
Light-sport category aircraft are currently precluded by Sec.
91.327 from conducting operations for compensation or hire, except to
tow a glider or an unpowered ultralight vehicle or to conduct flight
training. As the proposal would enable aerial work operations, the
proposal would revise Sec. 91.327 to permit the conduct of any aerial
work operation specified in the aircraft's pilot operating handbook or
operating limitations, as applicable, and specified in the
manufacturer's statement of compliance for that aircraft.
The aircraft's design and construction would need to be sufficient
to protect against deterioration or loss of strength and prevent
structural failures due to foreseeable causes of strength degradation
that would be likely to occur throughout the aircraft's flight envelope
during aerial work operations. Additionally, the aircraft would need to
be able to withstand all anticipated flight and ground loads during
these operations without incurring detrimental permanent deformation or
jeopardizing the safe operation of the aircraft. Failure to adhere to
proper design and manufacturing processes in the development and
production of parts or using materials not suitable or
[[Page 47666]]
lacking durability for in-service environmental conditions in aerial
work operations could result in loss of aircraft performance or
critical functionality, thereby resulting in loss of aircraft control.
Accordingly, these concerns would be appropriately addressed in the
aircraft's design and manufacture under this proposal.
5. Environmental Conditions
Proposed Sec. 22.125 would require the aircraft to have design
characteristics to safely accommodate all environmental conditions
likely to be encountered during its intended operations.
The proposed requirement is necessary to enable aircraft to be
properly designed and constructed to conduct safe ground and flight
operations in the specific operating environments for which the
aircraft is designated to operate in. Manufacturers would need to
account for weather extremes encountered within the United States and
the designed maximum altitude of the aircraft to comply with this
requirement. Aircraft systems and structures may not function as
intended if all operating conditions are not accounted for in an
aircraft's design. Improperly functioning systems or structures may
lead to loss of aircraft control and an aircraft accident or incident.
There are no regulatory requirements for amateur-built aircraft to
be designed with characteristics necessary to safely accommodate
environmental conditions. If an amateur-built aircraft has been
designed for flight at night or instrument meteorological conditions
(IMC) as specified in its operating manual, the aircraft would be
issued an operating limitation under the regulatory authority of Sec.
91.319(i) specifying that it must meet the instrument and equipment
requirements of Sec. 91.205.
In contrast, aircraft manufactured in accordance with the
airworthiness standards set forth in part 23, 25, 27, or 29 are subject
to specific design and installation requirements for systems and
equipment. Installed systems and equipment must perform their intended
function throughout the operating and environmental limits for which
the aircraft is certificated. Based on the performance level of the
aircraft, other environmental airworthiness requirements are required
to be met such as for flight in icing conditions, cockpit and external
lighting for night operations, and flight in turbulent or gusty wind
conditions. Additionally, balloons manufactured in accordance with the
airworthiness requirements of part 31 must be suitably protected, as
set forth in Sec. 31.39, against deterioration or loss of strength in
service due to weathering, corrosion, or other causes.
Proposed Sec. 22.105 would meet the level of rigor the FAA
considers appropriate for light-sport category aircraft and its place
on the safety continuum between amateur-built aircraft and normal
category aircraft. Currently accepted consensus standards for light-
sport category aircraft generally do not address design characteristics
to accommodate environmental conditions. This is largely the result of
these aircraft being limited to operating in day, visual meteorological
conditions (VMC). The single major exception can be found in ASTM
standard F2245, ``Standard Specification for Design and Performance of
a Light Sport Airplane,'' for light-sport category airplanes, which
provides for the installation of internal and external lights for the
conduct of night operations in VMC.
As a result of the expansion in the performance and capabilities of
aircraft that would be certificated as light-sport category aircraft
under the proposal, the FAA would require light-sport category aircraft
designs, structures, and systems to account for the effects of any
environmental conditions expected to be encountered while in operation.
Examples of environmental conditions that should be accommodated in the
aircraft design include heat, cold, precipitation, sunlight, darkness,
gusty winds, and turbulence. In this proposal, performance expansions
would enable light-sport category aircraft to be equipped with engines
and systems capable of flight under instrument flight rules (IFR) in
IMC. Additionally, state-of-the-art avionics systems could be installed
in these aircraft which would require aircraft designs to provide for
the necessary heating and cooling of this electronic equipment.
Aircraft designs that fail to accommodate extreme temperature limits of
systems may lead to operations outside the environmental limits of
critical components, which could adversely affect control of the
aircraft.
Aircraft designs must also protect occupants from experiencing
inappropriate environmental conditions within the aircraft that could
significantly affect their well-being or adversely affect pilot
performance. While the effects of heat and cold are well known, designs
should also consider other factors such as reducing the effects of
windshield glare that could impair pilot vision both inside and outside
the aircraft.
The recommended operating instructions and limitations to safely
accommodate all environmental conditions and abnormal procedures likely
to be encountered in the aircraft's intended operations, such as gusty
winds, contaminated runways, turbulence, icing conditions, or excessive
temperatures, would be required to be specified in the pilot's
operating handbook, as proposed in Sec. 21.190(c)(2)(i) of this
proposal. These requirements are proposed for the safe operation of the
aircraft within the environmental parameters for which it is designed
to operate.
6. Suitability and Durability of Materials
Proposed Sec. 22.130 would require that the suitability and
durability of materials used for products and articles account for
likely environmental conditions expected in service, the failure of
which could prevent continued safe flight and landing.\26\
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\26\ As defined in part 21, product means an aircraft, aircraft
engine, or propeller. Article means a material, part, component,
process, or appliance. Appliance is defined in Sec. 1.1 and means
any instrument, mechanism, equipment, part, apparatus, appurtenance,
or accessory, including communications equipment, that is used or
intended to be used in operating or controlling an aircraft in
flight, is installed in or attached to the aircraft, and is not part
of an airframe, engine, or propeller.
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Materials used for aircraft components and structures would need to
meet the rigors of all operations within the aircraft's flight envelope
for the life of the aircraft, or for the specified life limit of the
product or article in which the material is used. Pursuant to proposed
Sec. 22.130, aircraft would be designed and manufactured with
materials that permit its structure and components to withstand those
stresses likely to be encountered within the aircraft's flight
envelope. Such stresses could include high load factors resulting from
gusts or temperature and humidity extremes. Compliance with material
suitability and durability requirements is especially important for
critical structures and components whose failure could prevent
continued safe flight and landing.
Manufacturer design data defines the configuration of each product
or article, its design features, and any materials and processes used
in its manufacture. In the selection of materials used for the
aircraft's manufacture, manufacturers would have to account for the
full range of conditions likely to be encountered within aircraft's
design flight envelope for compliance with the proposed Sec. 22.130.
Design data would include a determination of the suitability and
durability of materials used for the production of each product or
article for the full range of the aircraft's authorized operations.
Additionally, materials
[[Page 47667]]
selected for the manufacture of the aircraft's structure and components
would need to be sufficient to protect those items against
deterioration or loss of strength due to any condition likely to be
encountered in the aircraft's expected operational environment.
Amateur-built aircraft issued experimental airworthiness
certificates have no regulatory requirement to address the suitability
and durability of materials to account for the environmental conditions
expected to be encountered within the aircraft's operational flight
envelope. In contrast, type-certificated aircraft must comply with
material suitability and durability requirements specified in the
airworthiness standards of parts 23, 25, 27, 29, and 31. In accordance
with the principles set forth in the FAA's safety continuum, the
proposed requirements have been designed to meet the level of rigor the
agency considers appropriate to address the suitability and durability
of materials used in the manufacture of aircraft intended for
certification as light-sport category aircraft.
Currently accepted consensus standards for all classes of light-
sport category aircraft include a design and construction performance
requirement, which generally states that materials shall be suitable
and durable for the intended use.\27\ Those consensus standards specify
that design values for strength must be chosen so that no structural
part is understrength because of either material variations or load
concentration. Consensus standards for all classes of aircraft eligible
for certification as light-sport category aircraft also include
protection of the aircraft's structure.\28\ These consensus standards
generally address the protection of the structure against weathering,
corrosion, and wear, as well as provisions for suitable ventilation and
drainage. As the suitability and durability of materials used for
products and articles would be required to account for likely
environmental conditions expected in service, the FAA expects that
revisions to these consensus standards would need to be made to account
for the significant increase in the performance, capabilities, and
classes of aircraft that could be certificated under the proposal.
Accordingly, revised consensus standards would need to address aircraft
with significantly larger flight envelopes. This would result in
materials being used in the aircraft possessing the suitability and
durability to permit the safe operation of the aircraft throughout the
wider range of environmental conditions likely to be encountered.
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\27\ ASTM 2245, F2564, F2317/F2317M, F2244, and F2355.
\28\ ASTM F2245, F2564, F2317/F2317M, F2244, and F2355.
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7. Instruments and Equipment
Proposed Sec. 22.135 would require that the aircraft have all
instruments and equipment necessary for safe flight, including those
instruments necessary for systems control and management. It would also
require that the aircraft include all instruments and equipment
required for the kinds of operations for which it is authorized. All
instruments, equipment, and systems would be required to perform their
intended functions under all operating conditions specified in the
pilot's operating handbook. The proposal would also require that a
failure or malfunction of a system or component that is likely to occur
would not cause loss of control of the aircraft. All systems and
components would be required to be considered separately and in
relation to each other.
Aircraft certificated as light-sport category aircraft are
currently required to use a consensus standard for all required
equipment, pursuant to the definition of consensus standard in Sec.
1.1. This proposal would remove reference to equipment from the
definition of consensus standard and place that requirement in Sec.
22.135. The proposed equipment requirements are necessary so that
light-sport category aircraft would have installed equipment that
enables the pilot to accomplish tasks such as monitoring, managing,
controlling, or responding to the aircraft and its systems under all
operating conditions.
For amateur-built aircraft issued experimental airworthiness
certificates, no regulatory requirement exists for the aircraft's
installed instruments and equipment to meet specific design
requirements. However, amateur-built aircraft must comply with
regulatory instrument and equipment requirements for operations in
certain environmental conditions and airspace as specified in their
operating limitations or as required by the applicable operating rules.
For example, amateur-built aircraft designed and equipped for flight at
night or under IFR may be issued an operating limitation stating that
the aircraft must comply with the applicable instrument and equipment
requirements of Sec. 91.205. Operating in certain airspace requires
that the aircraft meet the transponder equipage requirements specified
in Sec. 91.215 and the Automatic Dependent Surveillance-Broadcast
(ADS-B) Out requirements specified in Sec. 91.225.
Type-certificated aircraft must meet the instrument and equipment
airworthiness standards in parts 23, 25, 27, 29, and 31 for the types
of operations for which certification is requested. Type-certificated
aircraft must also comply with the instrument and equipment
requirements in Sec. Sec. 91.205, 91.215, and 91.225 for operations at
night, in IMC, or certain airspace, as applicable.
The level of rigor specified for the design of the instrumentation
and equipment installed in light-sport category aircraft would not be
as extensive as that required for aircraft intended for type-
certification, yet more extensive than that specified for amateur-built
aircraft. Proposed Sec. 22.135 would account for the fact that
necessary instrumentation and equipage for light-sport category
aircraft will vary by the class of aircraft and type of operation.
Specifically, Sec. 22.135, as proposed, states that aircraft must
include all instruments and equipment required for the kinds of
operations for which it is authorized. Minimum equipment generally
includes flight and navigation instruments, powerplant instruments, and
other miscellaneous equipment necessary for the operation of the
aircraft's systems. Miscellaneous equipment is usually specific to the
class of aircraft. Such equipment associated with the aircraft's
electrical system, for example, could include master switches, wiring,
and vented battery containers.
The FAA expects that light-sport category aircraft possessing
significantly more capabilities than current designs would need to be
appropriately equipped in accordance with these increased operational
capabilities. Aircraft would be able to conduct IFR flight in IMC and
be more likely to be exposed to adverse weather conditions and
operations at night. The FAA does note, however, that flight in IMC
would have to be authorized by the manufacturer in the pilot's
operating handbook and the aircraft would be subject to an operating
limitation requiring the aircraft to be equipped to meet the equipment
and instrumentation requirements in Sec. 91.205. Additionally, light-
sport category aircraft would also be more prone to fly in airspace
requiring transponders and ADS-B equipment as aircraft designers may be
more willing to install this equipment. This equipment enhances safety
of the national airspace system by making an aircraft visible to air
traffic control and to other appropriately equipped aircraft,
[[Page 47668]]
promoting the separation of aircraft, and decreasing the risk of mid-
air collision.
All classes of light-sport category aircraft would need to be
properly equipped for operations they are authorized to conduct. For
example, if an aircraft is authorized to operate at night, the
requirement to have all instruments and equipment necessary for safe
flight would necessitate the aircraft be equipped with internal cockpit
lighting that would provide the pilot with unrestricted visibility of
all required instruments. It would also be required to have external
lighting to make the aircraft visible to both operators of other
aircraft and to personnel on the ground while operating on or within
the vicinity of the airfield.
The FAA encourages aircraft designers to incorporate new instrument
and equipment technology into their aircraft designs. The proposed rule
is intended to address both the functionality of instruments and
equipment, as well as their interface with the other instruments and
equipment installed in the aircraft. The FAA particularly encourages
the installation of advanced electronic avionics systems that can be
used by pilots to meet the aeronautical experience requirements in a
technologically advanced aircraft as specified in Sec. 61.129. As
aircraft designers would no longer be bound by the parameters contained
in the current definition of light-sport aircraft, designers would be
better able to include safety-enhancing equipment in their designs,
such as angle-of-attack indicators, envelope-protection equipment, and
moving-map displays which could assist the pilot in avoiding hazardous
conditions and enhance situational awareness. Accordingly, this
proposal would facilitate the design and production of technologically
advanced aircraft with instruments and equipment that could be used to
support both safe and more cost-effective flight training.
The proposed requirement would also require that the equipment,
instruments, and systems function properly under all operating
conditions and that the failure or malfunction of a single equipment
item or an instrument, or the failure of a system would not cause loss
of aircraft control. Manufacturers could comply with this requirement
by identifying critical single-point failure items or systems and build
in redundancy to provide alternatives or back-up options. A specific
example of how this requirement could be met would be the installation
of a back-up attitude indicator, using a power source other than that
used for the primary attitude indicator, in an aircraft that is
authorized to fly in IMC. Attitude indicators are the primary
instrument pilots use to maintain proper aircraft attitude and bank
angles when ground references are no longer visible. A secondary
attitude indicator would prevent a loss of control situation in the
event the primary attitude indicator or its power system failed while
the aircraft was flying in IMC or without visual reference to the
ground.
The FAA anticipates that compliance with the proposed requirements
would require analysis of the aircraft's instruments and equipment to
consider each separately and in relation to each other as failures
resulting from equipment incompatibility may result in an accident.
Manufacturers could use various methods to comply with this requirement
such as the installation of back-up systems or through testing
techniques. The integrity of the aircraft design, equipage, and
systems, and the quality of aircraft manufacturing processes is
essential for safe flight.
8. Accessibility of Controls and Displays
Proposed Sec. 22.140 would require that the aircraft be designed
and constructed so that the pilot can reach all controls and displays
in a manner that provides for smooth and positive operation of the
aircraft.
This proposed performance requirement is necessary to enable
ergonomic and human factors designs in light-sport category aircraft
that result in these aircraft being simple to operate. A flightdeck or
pilot station not designed to account for ergonomic and human factors
may result in controls and displays located in locations that do not
allow for their efficient and timely operation by the pilot. Aircraft
designs that do not provide the pilot with the ability to effectively
activate, operate, or otherwise interface with the aircraft's controls
and display information could significantly affect the pilot's ability
to safely operate the aircraft resulting in loss of control. The
proposal would support ergonomic designs where the activation or
operation of a control, switch, or display would not unduly distract a
pilot from maintaining proper control of the aircraft. The FAA
encourages aircraft designers to use the flexibility of this proposal
to prioritize the placement of controls and displays based on their
criticality to maintaining safe ground and flight operations.
Amateur-built aircraft issued experimental airworthiness
certificates have no regulatory requirement to incorporate design and
construction features where the pilot must reach all controls and
displays in a manner that provides for smooth and positive operation of
the aircraft. Type-certificated, normal category airplanes must comply
with the airworthiness standards found in subpart G of part 23 that
specify flightcrew interface requirements with installed instruments
and equipment. Type-certificated, normal category rotorcraft must
comply with part 27 airworthiness standards that require cockpit
controls be located to provide convenient operation and to prevent
confusion and inadvertent operation.
The level of rigor for the accessibility of controls and displays
in light-sport category aircraft would not be as extensive as the Sec.
25.777 cockpit control requirements for type-certificated aircraft.
Although Sec. 25.777 requires that each cockpit control be located to
provide convenient operation and to prevent confusion and inadvertent
operation, it contains further requirements for the turning direction
and effectivity of controls, prevention of interference from structures
and pilot clothing, specific locations for the controls of lifting
devices (e.g., flaps) and landing gear, and shapes and color contrast
of control knobs. The extent of requirements in Sec. 25.777 far exceed
the simpler requirement for light-sport category aircraft that its
controls and displays be reached by the pilot without disrupting smooth
and positive operation of the aircraft.
The proposal, consistent with the FAA's safety continuum, would
establish requirements for the accessibility of controls and displays
in light-sport category aircraft that are not necessary for amateur-
built aircraft. Amateur-built aircraft have no regulatory requirements
for the pilot to reach all controls and displays so builders can design
their own instrument panel and locate controls and displays wherever
they prefer. Because light-sport category aircraft have fewer
operational restrictions and may conduct aerial work, the certification
rigor for light-sport category aircraft would be greater. Accordingly,
light-sport category aircraft would have to have controls and displays
where the pilot can reach in a manner that provides for smooth and
positive operation of the aircraft. This requirement would help prevent
distractions and loss of control accidents. Manufacturers would be able
to comply with these requirements through FAA-accepted consensus
standards.
For light-sport category airplanes, powered parachutes, and
lighter-than-air aircraft (balloons and airships) certificated under
current rules, ASTM
[[Page 47669]]
standards F2245, for light-sport airplanes, F2244, ``Standard
Specification for Design and Performance Requirements for Powered
Parachute Aircraft,'' and F2355, ``Standard Specification for Design
and Performance Requirements for Lighter-Than-Air Light Sport
Aircraft,'' state that for the pilot compartment, accessibility and the
ability to reach all controls for smooth and positive operation shall
be provided. For weight-shift-control aircraft and gliders, ASTM
standards F2317/F2317M, ``Standard Specification for Design of Weight-
Shift-Control Aircraft,'' and F2564, ``Standard Specification for
Design and Performance of a Light Sport Glider,'' state that there must
be a control or means accessible to the pilot while wearing a seat belt
by which the pilot can effectively shut off the flow of fuel.
As the proposal would expand the scope of aircraft that may be
certificated as light-sport category aircraft, revised consensus
standards submitted to the FAA for acceptance would need to address the
pilot's ability to reach all controls and displays in a manner that
provides for smooth and positive operation in a much wider range of
aircraft. Activation or manipulation of aircraft controls and displays
could not require a level of attention significant enough to cause the
pilot to shift focus, create a distraction, or otherwise interfere with
the operation of the aircraft. Such loss of attention or focus could
result in an incident or accident.
To comply with the provisions of the proposed rule, a manufacturer
would design and install controls and displays that would permit the
pilot to readily monitor and perform defined tasks associated with the
intended functions of systems and equipment. These provisions would
reduce the potential for pilot error and minimize the risk of resulting
hazards. Accordingly, the proposed requirement would serve to prevent
inadvertent unusual attitudes and loss of control accidents due to poor
ergonomics and cockpit design. The proposed requirement would also have
the benefit of reducing pilot workload and fatigue since controls and
displays would be reached in a manner that provides for smooth and
positive operation of the aircraft. These design features would further
the conduct of safe operations by minimizing pilot distraction when a
control or display is operated.
9. Propulsion System
Proposed Sec. 22.145 would establish requirements for light-sport
category aircraft propulsion systems. Propulsion systems would be
required to have controls that are intuitive, simple, and not confusing
and be designed so that the failure of any product or article would not
prevent continued safe flight and landing or, if continued safe flight
and landing cannot be ensured, the hazard would be minimized.
Additionally, propulsion systems would not be permitted to exceed safe
operating limits under normal operating conditions and would be
required to have the necessary reliability, durability, and endurance
for safe flight without failure, malfunction, excessive wear, or other
anomalies.
Under this proposed requirement, light-sport category aircraft
would be equipped with propulsion systems that do not require excessive
pilot skill or training to operate. The proposal would enhance safety
in the event of any failure of the propulsion system such that safe
control of the aircraft could be readily maintained by the pilot,
aircraft automation, or their combined action. The ability to maintain
safe control of the aircraft in the event of a partial or complete
failure of the propulsion system would significantly assist in reducing
the probability of an accident or loss of aircraft control.
The FAA considers that continued safe flight and landing means an
aircraft is capable of continued controlled flight and landing,
possibly using emergency procedures, without requiring exceptional
pilot skill or strength. For aircraft designed with simplified flight
controls, this may be accomplished through automation. Upon landing,
some aircraft damage may occur because of a failure condition.
The proposed requirements, while intended to result in the
airworthiness of light-sport category aircraft, have also been
specifically designed to meet the level of rigor the agency considers
appropriate for the certification of these aircraft in accordance with
the FAA's safety continuum concept. When comparing the proposed
requirements for the certification of light-sport category aircraft to
the certification requirements of amateur-built aircraft, the FAA notes
that amateur-built aircraft have no regulatory requirements applicable
to the design or functionality of their propulsion systems. Amateur
builders may experiment with a wide range of propulsion system designs
and may incorporate a variety of design features for the control,
operation, reliability, durability, or endurance of their propulsion
systems into their aircraft. Comparatively, light-sport category
aircraft propulsion systems would be required to meet the Sec. 22.145
requirements because they could conduct aerial work and have fewer
operational restrictions than amateur-built aircraft. Therefore, light-
sport category aircraft would require a higher level of certification
rigor for the propulsion system. The requirements for the design of the
propulsion system would allow for easy, reliable, and consistent
operations. These qualities would allow for safe operations and
minimize hazards associated with engine failures. Compliance to the
requirements in Sec. 22.145 would be with FAA-accepted consensus
standards.
In contrast, type-certificated aircraft must comply with the
airworthiness standards for propulsion system in parts 23, 25, 27, and
29. Type-certificated engines installed in these aircraft must comply
with the airworthiness standards for engines found in part 33, and the
fuel venting and exhaust emission requirements found in part 34, if
applicable. If propellers are installed on type-certificated aircraft,
then the airworthiness standards of part 35 must also be complied with.
The level of rigor of the standards proposed for the propulsion systems
of light-sport category aircraft would not be as extensive as that
required for aircraft intended for type-certification yet would provide
basic certification requirements currently inapplicable to amateur-
built aircraft.
For light-sport category aircraft, specialized consensus standards
for propellers and reciprocating spark and compression ignition engines
exist in current FAA-accepted ASTM consensus standards.\29\ These
standards address data, designs, testing and manufacturing of these
products. ASTM Standard 2245 for light-sport category airplanes
specifies that powerplant installations must be shown to have
satisfactory endurance without failure, malfunction, excessive wear, or
other anomalies.
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\29\ ASTM standard F2339, ``Practice for Design and Manufacture
of Reciprocating Spark Ignition Engines for Light Sport Aircraft;''
ASTM standard F2538, ``Practice for Design and Manufacture of
Reciprocating Compression Ignition Engines for Light Sport
Aircraft;'' ASTM standard F2840, ``Practice for Design and
Manufacture of Electric Propulsion Units for Light Sport Aircraft;''
and ASTM standard F2506, ``Specification for Design and Testing of
Light Sport Aircraft Propellers.''
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Additionally, the FAA notes that ASTM Standard F2840, ``Standard
Practice for Design and Manufacture of Electric Propulsion Units for
Light Sport Aircraft,'' provides a basis for the development of
electric propulsion units for electric-powered aircraft that currently
cannot be certificated as light-sport category aircraft. While this
proposal would allow for the use of electric propulsion in light-sport
category aircraft, this standard would need to be evaluated and revised
to
[[Page 47670]]
account for electric propulsion units that could be installed on
additional classes of aircraft and those aircraft with increased
performance capabilities that would be permitted to be certificated
under the proposal.
The proposed propulsion system requirements would permit aircraft
designs to be certificated that enable the application of power to be
accomplished through simple, intuitive, and non-confusing means. Moving
a bi-directional lever forward to increase speed and backward to reduce
speed in level flight, similar to the instinctive use of a legacy power
control (throttle), is one way to achieve this. This control, as well
as all other propulsion system controls, should be ergonomically
located so that movement is achieved without considerable effort for
the pilot throughout the aircraft's flight envelope in all flight
conditions. While the FAA encourages the automation of propulsion
system controls, the continued use of non-confusing legacy propulsion
system controls, such as the blue lever for propeller control and red
lever for mixture control, would still meet the proposed requirements
and assist in maintaining standardization throughout the light-sport
category fleet.
The proposal would also require that the propulsion system be
designed so that the failure of any product or article does not prevent
continued safe flight and landing or, if continued safe flight and
landing cannot be ensured, the hazard has been minimized. The results
of this proposed requirement would not permit a partial or complete
loss of power to adversely affect the handling qualities of an
aircraft. For single-engine aircraft, this requirement would ensure the
aircraft is controllable after the loss of engine power so that an
engine-out descent and landing could be readily accomplished. For
multi-engine or multi-motor aircraft, the proposal would enable any
power asymmetry to be compensated automatically by the aircraft or by
the pilot with no resulting adverse effect on the aircraft's handling
qualities. Power asymmetry on a multi-engine or multi-motor aircraft,
if not handled properly, can result in loss of control. Propulsion
system failures could be addressed by actions such as the aircraft
establishing a controlled descent to a landing surface, diverting to an
alternate location, or returning to the initial point of departure.
The FAA encourages a hazard assessment, similar to that required by
Sec. 23.2410 for the certification of normal category airplanes, be
conducted. This assessment would address the likely failure of any
product or article so that it would not prevent continued safe flight
and landing or, if continued safe flight and landing cannot be ensured,
the hazard has been minimized. For example, if manufacturers install
propellers on twin engine airplanes that can be feathered in the event
of an inflight engine shutdown, this would help to minimize the hazard
of drag. In this instance, decreased drag would benefit aircraft
performance by increasing range and decreasing flight asymmetry.
The proposal would require that the propulsion system be designed
to preclude operation outside safe operating limits under normal
operating conditions and that the system be consistently dependable for
all intended operations. Accordingly, the propulsion system would be
required to be designed with safety features to prevent the occurrence
of operations such as the operation of propellers or rotors outside
design RPM limits.
The propulsion system would also be required to have the necessary
reliability, durability, and endurance for safe flight without failure,
malfunction, excessive wear, or other anomalies. Defects, such as
cracks or leaks that could result in the loss or malfunction of an
engine, propeller, or rotor system, would be mitigated under this
proposal. These proposed requirements for durability and endurance
address the safety of system designs and construction methods, as well
as the use of materials suited for the operational life of the
propulsion system. The proposal would permit light-sport category
aircraft designs to address these requirements using conventional,
simple propulsion system designs or advanced technologies.
10. Fuel Systems
Proposed Sec. 22.150 would establish requirements for aircraft
fuel systems. Fuel systems would be required to provide a means to
safely remove or isolate the fuel stored in the system from the
aircraft and be designed to retain fuel under all likely operating
conditions.
The FAA is proposing this performance requirement because aviation
fuel removal or isolation is necessary in the event fuel contamination
is known or suspected. Fuel would include both liquid aviation fuel
(e.g., avgas) and electrical energy, whether stored in batteries,
produced by electric motors, or produced by other power generation
devices. Removal or isolation of aviation fuel under such circumstances
would prevent damage to the aircraft's engine and fuel system
components used to transport fuel from the aircraft's fuel storage tank
or other storage means to the aircraft's propulsion system. The
inability to isolate or remove contaminated aviation fuel from the
aircraft's fuel system could lead to engine failure and an emergency
landing. Additionally, the ability to remove or drain aviation fuel
from fuel tanks may be necessary for aircraft maintenance or repairs.
For aircraft with electrical energy stored in batteries or produced
by electric motors or other power generation devices, having the
ability to remove or isolate electrical current in an aircraft may help
prevent damage to electrical components or systems in the event of an
electrical malfunction. Electrical components must be able to be
isolated or removed from the electrical system to prevent overheating
and subsequent fire which could result in significant structural damage
or loss of aircraft control.
In this proposal, fuel systems would be required to be designed and
constructed to retain fuel under all likely operating conditions, such
as during all authorized maneuvers, turbulence encounters, and aircraft
accelerations and decelerations and an emergency descent and landing.
The FAA considers that this requirement would be necessary for the safe
and continuous operation of the aircraft's propulsion system. The
proposed requirement for the aircraft to retain fuel under all likely
operating conditions is necessary for a variety of purposes. For
example, these purposes could include preventing fuel from being a
source of ignition or feeding an existing fire, maintaining the
aircraft's center of gravity within prescribed limits, providing
structural support, preventing loss of aircraft range and endurance,
preventing corrosion and equipment damage, and preventing toxic fumes
from entering occupied compartments.
The proposed fuel retention requirement would also apply to the
storage of electrical energy. Failure to secure or retain a battery or
other electrical components powering the aircraft could result in
emergency situations that could lead to structural damage or the loss
of aircraft control. Examples include electrical or electrical-sourced
fires, corrosion that results in structural damage, loss of essential
electrical equipment such as avionics equipment providing altitude,
heading, and attitude reference information, or toxic fumes entering
occupied compartments.
The level of rigor of the proposed requirements for the removal,
isolation, and retention of fuel for light-sport category aircraft
would not be as extensive as that required for aircraft
[[Page 47671]]
intended for type-certification. Type-certificated aircraft are
required to comply with extensive airworthiness standards in parts 23,
25, 27, and 29 for the removal, isolation, and retention of fuel.
However, the FAA is proposing requirements for light-sport category
aircraft that, in accordance with the safety continuum, would not be
imposed on amateur-built aircraft. Amateur-built aircraft fuel system
design is not regulated which allows amateur-builders to experiment
with how they retain and distribute fuel from their fuel tanks to their
engine, or for electric powered aircraft, from their electric power
source to a motor. Amateur-builders may install fuel isolation and
shut-off valves, filters, pumps, drains, and fuel lines as they deem
necessary for the normal and emergency operation of their aircraft.
However, because light-sport category aircraft operate with fewer
restrictions than amateur-built aircraft, this rule would require
light-sport category aircraft fuel systems to provide a means to safely
remove or isolate the fuel stored in the system from the aircraft and
be designed to retain fuel under all likely operating conditions. These
requirements would provide for fuel removal or isolation of
contaminated fuel, irregular electrical current, or malfunctioning
equipment, which may enable continued operation of an engine or motor.
Light-sport category aircraft fuel systems would also have to retain
fuel throughout the system which would allow for the mitigation of
hazards and safe operations. Compliance with the requirements in Sec.
22.150 would be accomplished through FAA-accepted consensus standards.
For light-sport category aircraft, the current fuel removal,
isolation, and retention provisions specified in the applicable
consensus standards vary based on the class of aircraft. For instance,
current FAA accepted consensus standards for light-sport category
airplanes, gliders, and weight-shift-control aircraft, specify that
these aircraft have at least one drain or other available method to
allow safe drainage of fuel from tanks.\30\ Consensus standards for all
light-sport category aircraft except balloons and powered parachutes
specify that the aircraft have a control to shut-off fuel as a means of
isolation.\31\ For light-sport category airplanes, gliders, and weight-
shift-control aircraft, the standards specify that the battery
installation must withstand all applicable inertia loads.\32\ Consensus
standards for light-sport category airplanes, gliders, powered
parachutes, airships, and weight-shift control aircraft specify that
their fuel tanks be able to withstand all applicable inertia loads or
prescribed load factors.\33\ The FAA anticipates that industry would
develop acceptable and appropriate consensus standards for all classes
of light-sport category aircraft to comply with the proposed
requirement for the removal, isolation, and retention of fuel.
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\30\ ASTM F2245, F2564, and F2317/F2317M.
\31\ ASTM F2245, F2564, and F2317/F2317M.
\32\ ASTM F2245, F2564, and F2317/F2317M.
\33\ ASTM F2245, F2564, F2317/F2317M, F2244, and F2355.
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11. Fire Protection
Proposed Sec. 22.155 would require that the hazards of fuel or
electrical fires following a survivable emergency landing be minimized
by incorporating design features to sustain static and dynamic
deceleration loads without structural damage to fuel or electrical
system components or their attachments that could leak fuel to an
ignition source or allow electrical power to become an ignition source.
Fuel and electrical system components need to maintain their
connectivity and structural integrity to prevent leakage, fumes, and
electrical wiring from igniting a flammable source in the event of a
survivable emergency landing. Proposed Sec. 22.155 is necessary to
minimize the risk of additional injuries due to fire and create
sufficient time for aircraft occupants to safely escape an aircraft
immediately after an accident or incident.
Amateur-built aircraft issued experimental airworthiness
certificates have no regulatory requirement to incorporate design
features to sustain static and dynamic deceleration loads without
structural damage to fuel or electrical system components or their
attachments. The ability of an amateur-built aircraft to minimize the
hazards of fuel or electrical fires is largely dependent upon the
manufacturer's design, although amateur builders can assist by using
recommended methods, techniques, and practices when installing fuel and
electrical components and attachments. Light-sport category aircraft,
however, may be more complex and could engage in work for compensation
or hire; therefore, the FAA is proposing a heightened requirement that
fire sources be minimized. Requiring fire sources be minimized
following an impact is consistent with the location of light-sport
category aircraft on the safety continuum. Therefore, this proposed
rule would direct this through the requirements of Sec. 22.155.
Compliance with these requirements would be accomplished through FAA-
accepted consensus standards.
Type-certificated aircraft have airworthiness standards in parts
23, 25, 27, 29, and 31 where fuel tanks, fuel lines, electrical wires,
and electrical devices must be designed, constructed, and installed, as
far as practicable, to be crash resistant. Type-certificated aircraft
must retain fuel to minimize hazards to the occupants during any
survivable emergency landing. There are multiple ways for manufacturers
to minimize the ignition of fluids and vapors. Retention methods to
minimize the probability of ignition of the fluids and vapors include,
but are not limited to, stopping the flow of fluids, shutting down
equipment, fireproof containment, or the use of extinguishing agents.
Type-certificated aircraft also undergo drop testing to demonstrate
their ability to withstand deceleration loads without structural damage
to fuel system components or their attachments.
The FAA considers that drop testing and the more prescriptive
elements of the fire safety rules applicable to type-certificated
aircraft would not be preferable because of the lower risk and
certification rigor, and fewer operating privileges of light-sport
category aircraft. Since light-sport category aircraft subject fewer
people to risk per flight, and have fewer operating privileges when
compared to part 23 airplanes, this rule would not impose the
prescriptive elements of the fire safety rules for type-certificated
aircraft subject to part 23, 25, 27, 29, or 31. Although the FAA does
not consider it currently necessary to require light-sport category
aircraft to undergo drop testing, these aircraft would likely undergo
either drop testing or some alternate testing procedure to comply with
the fire protection requirements in this proposed rule.
For light-sport category aircraft, the current fuel retention
methods in the FAA-accepted consensus standards vary based on the class
of aircraft. For instance, during emergency landing scenarios for
light-sport category airplanes, powered parachutes, and gliders, the
aircraft design must be strong enough to protect occupants from fuel
concentrated above or behind their seating location.\34\ Light-sport
category airplanes and gliders may mitigate the risks of fires with the
use of heat shielding, electrical isolation, or
[[Page 47672]]
ventilation.\35\ Likewise, light-sport category airplanes, gliders, and
weight-shift-control aircraft designs protect fuel lines by using fire
resistant lines or a fire-resistant covering on the lines.\36\ For
these three aircraft classes, battery installations must be able to
withstand all applicable inertia loads. All light-sport category
aircraft except balloons and powered parachutes have a control to shut-
off fuel as a means of isolation under the current FAA-accepted
consensus standards.\37\ Finally, for light-sport category gliders, the
FAA-accepted consensus standards specify that fuel leaking from any
system lines or fittings must not either directly hit hot surfaces or
equipment causing a fire risk, or directly contact occupants.\38\
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\34\ ASTM F2245, F2564, and F2244.
\35\ ASTM F2245 and F2564.
\36\ ASTM F2245, F2564, and F2317/F2317M.
\37\ ASTM F2245, F2564, F2317/F2317M, and F2355.
\38\ ASTM F2564.
---------------------------------------------------------------------------
As a result of the expansion in the performance and capabilities of
aircraft that would be certificated as light-sport category aircraft
under the proposal, the FAA anticipates that industry would develop
acceptable and appropriate consensus standards for all classes of
light-sport category aircraft to comply with the proposed requirements
of Sec. 22.155. The design features must be capable of preventing the
ignition of fuel or allowing electrical power to become an ignition
source for a fire. The integrity of the fuel or electrical systems and
their storage elements, to include structures, tanks, lines, pumps,
valves, wirings, and electrical components must be accounted for in
this proposed requirement. The design must be capable of stopping or
isolating fuel, electrical power, and associated fumes to prevent
ignition and spread of fire.
12. Visibility
Proposed Sec. 22.160 would require that the aircraft be designed
and constructed so that the pilot has sufficient visibility of
controls, instruments, equipment, and placards. Additionally, the
proposal would require that the aircraft provide the pilot with
sufficient vision outside the aircraft necessary to conduct safe
aircraft operations.
Poorly designed pilot compartments and aircraft designs that fail
to optimize the pilot's ability to see controls, instruments, and
equipment could lead to inadvertent unusual attitudes, stalls, or loss
of control of the aircraft. Likewise, structures that block the pilot's
ability to see their surroundings, both inside and outside the
aircraft, can be a hazard for the pilot and other personnel on the
ground and in the air. Pilots need to be able to visually clear areas
around their aircraft during aircraft start-up and while conducting
ground movements, just as they need to visually assess that the
airspace in which they operate is clear of aircraft and other hazards
when operating in visual meteorological conditions. Additionally,
restrictions on the ability of pilots to see other controls, or on the
ability of both the pilot and other occupants to see required aircraft
placards, could affect the safety of the flight, as aircraft warnings
and operational limits might not be heeded and the pilot's ability to
respond to adverse flight conditions could also be significantly
impaired.
The proposed requirement for the pilot to have sufficient
visibility of controls, instruments, equipment, and placards within the
aircraft and of the aircraft's exterior environment would meet the
level of rigor the FAA considers appropriate for light-sport category
aircraft and its place on the safety continuum between amateur-built
aircraft and normal category aircraft. For amateur-built aircraft,
there are no specific regulatory requirements addressing visibility of
controls, instruments, and equipment. As stated earlier, amateur
builders may design their own instrument panels and locate controls,
instruments, and equipment wherever they prefer. Because light-sport
category aircraft could be used for aerial work, have fewer operational
restrictions, and require a higher level of certification rigor, the
FAA is proposing the requirements in Sec. 22.160. These requirements
would include interior and exterior visibility requirements to
eliminate hazards that could lead to loss of control or loss of the
aircraft due to collision with aircraft, wildlife, or structures in the
air or on the ground. The requirement would also allow system warning
and caution lights and annunciators to be easily seen by the pilot for
a timely response to an abnormal indication or emergency. Manufacturers
would comply with the Sec. 22.160 requirements by using an FAA-
accepted consensus standard.
However, normal category aircraft must comply with even more
stringent airworthiness standards in part 23, 25, 27, or 29 for the
pilot compartment view. In parts 25, 27, and 29, these standards
require the pilot compartment view to provide a sufficiently extensive,
clear, and undistorted view for safe operation that is free of glare
and reflection that could interfere with the pilot's view. For
airplanes certificated in accordance with part 23 requirements, the
pilot compartment, its equipment, and its arrangement, to include pilot
view, must allow the pilot to readily perform their duties and aircraft
maneuvers.
Proposed Sec. 22.160 imposes a more stringent requirement than the
currently accepted consensus standards. Current consensus standards in
ASTM Standard F2245 for light-sport airplanes, ASTM Standard F2244 for
powered parachutes, and ASTM Standard F2355 for lighter-than-air light-
sport aircraft state that the pilot compartment needs to provide
appropriate visibility of instruments, placards, and the area outside
the aircraft. The consensus standards in ASTM Standard F2564 for a
light-sport glider state that the cockpit view must be designed so that
the pilot's vision is sufficiently extensive, clear, and undistorted
for safe operation and that rain shall not unduly impair the pilot's
view. For weight-shift control aircraft, there are no consensus
standards for the pilot compartment's internal and external views due
to the open-air design of these aircraft. The FAA anticipates that
industry would develop acceptable and appropriate consensus standards
for applicable classes of light-sport category aircraft to comply with
the proposed requirements of Sec. 22.160.
The proposed rule would require the pilot to be able to easily see
all aircraft controls and instruments necessary to safely operate the
aircraft and its equipment and systems under all conditions and would
be applicable to all aircraft that would be eligible for certification
as light-sport category aircraft under the proposal. Pilots and other
occupants of all classes of light-sport category aircraft must be able
to readily see warning placards that would aid in identifying hazards,
prevent damage to the aircraft, and provide other relevant safety
critical information.
The aircraft must provide pilots with sufficient visibility to
readily identify other aircraft or potential hazards such as structures
and icing conditions and aid the pilot in complying with other
regulatory requirements including Sec. 91.113, ``Right-of-way rules:
Except water operations,'' and Sec. 91.155, ``Basic VFR weather
minimums,'' while in flight. For example, aircraft that are not
designed to enable the pilot to visually detect ice accumulations on
the aircraft could result in a stall and loss of control. Improper
placement of structural supports could also result in an accident or
incident if the pilot's visibility is blocked or impeded. A pilot
should not have to make unnecessary or unusual head movements inflight
to clear for traffic and other hazards as this could lead to spatial
disorientation and unusual attitudes. Additionally, the
[[Page 47673]]
pilot compartment must also provide the pilot with sufficient
visibility to safely conduct ground operations by enabling the aircraft
to remain clear of other aircraft, structures, vehicles, and ground
personnel while simultaneously providing adequate visibility for the
pilot to read applicable airfield signs and markings. Sufficient
visibility is necessary to prevent situations such as runway incursions
where an aircraft enters a runway without clearance or authorization.
Additionally, the design of the aircraft should provide the pilot
with sufficient forward, aft, and side visibility to allow the pilot to
avoid hazards both in the air and on the ground. The proposed
requirements would enable the placement of items essential to safe
aircraft operations to be visible to the pilot, provide for the
avoidance of obstacles, and allow compliance with regulatory
requirements while in flight and conducting ground operations.
13. Emergency Evacuation
Proposed Sec. 22.165 would require that aircraft be designed and
constructed so that all occupants can rapidly conduct an emergency
evacuation. The aircraft's design would be required to account for all
conditions likely to occur following an emergency landing, excluding
ditching for aircraft not intended for operation on water.
The proposed requirement for emergency evacuation is necessary
because aircraft designs that do not consider the ability of the pilot
and passengers to rapidly evacuate the aircraft during an emergency can
significantly increase the likelihood of serious risk of injuries or
fatalities if exiting the aircraft is impeded by a poor design. The
proposed requirement would reduce injuries and save lives by requiring
aircraft design and construction to account for, and accordingly
facilitate, rapid aircraft egress.
The proposed requirement for emergency evacuation would be
appropriately scoped for the position of light-sport category aircraft
on the FAA's safety continuum. For amateur-built aircraft, there are no
specific regulatory requirements for emergency egress, whereas for
type-certificated aircraft, parts 23, 25, 27, and 29 contain
requirements for emergency evacuation. For example, for the type
certification of normal category rotorcraft under part 27, there are
requirements in Sec. Sec. 27.805 and 27.807 for the location and size
of emergency exits for the flight crew as well as provisions for the
exits to be unobstructed when an emergency landing occurs on water.
Requirements for the cabin emergency exits include items such as
location, number available, type, operation, and marking.
For aircraft certificated as light-sport category aircraft,
emergency evacuation standards are currently included in certain
consensus standards and vary according to the design of the aircraft.
For some classes of light-sport category aircraft, such as weight-shift
control aircraft and powered parachutes, emergency evacuation standards
do not exist since the pilot and passenger are not situated in a fully
enclosed compartment. For light-sport airplanes, ASTM Standard F2245
contains a standard for emergency evacuation that states the pilot
compartment shall provide the ability to conduct an emergency escape.
For light-sport gliders, ASTM Standard F2564 provides standards for
emergency exit that state the cockpit must be designed so that
unimpeded and rapid escape in emergency situations is possible, and, on
closed canopies, the opening system must be designed for simple and
easy operation. The opening system must function rapidly and be
designed so that it can be operated by each occupant strapped in his
seat and from outside the cockpit.
Proposed Sec. 22.165 could be complied with by having multiple
escape exits (doors, windows, hatches) or easily accessible mechanisms
both inside and outside the aircraft to open escape exits (which should
be marked for easy identification and use in compliance with proposed
Sec. 22.170). Multiple escape doors or hatches could also be used to
enable egress in situations where the aircraft may not be upright.
Aircraft intended for operation on water would be required to address
emergency water landings. Although the FAA would encourage consensus
standards to address ditching, the FAA would not require ditching to be
addressed in the certification of light-sport category aircraft as
imposing such a requirement would be a more extensive requirement than
that currently imposed for smaller type-certificated aircraft. For
example, Sec. 23.2315 specifically excludes a consideration of
ditching for level 1, level 2, and single engine level 3 airplanes.
The ability to rapidly conduct an emergency evacuation is directly
related to the crashworthiness of an aircraft. Accordingly, the FAA is
not proposing to directly link or limit crashworthiness and associated
emergency evacuation requirements to aircraft stalling speed or another
fixed airspeed. Instead, the proposal would permit applicants to take
varied approaches to address aircraft crashworthiness. For example, the
FAA encourages the incorporation of advanced technology, such as
ballistic recovery systems, and innovations from other industries, such
as the automotive industry, to provide increased airframe occupant
protection.
The FAA encourages consensus standards bodies to strive for the
highest level of occupant crash protection feasible. Comprehensive
consensus standards could facilitate the evaluation of the entirety of
a crashworthiness system, namely, the interaction of all
crashworthiness features, rather than requiring an evaluation of
discrete, individual parameters for occupant safety. An aircraft's
ability to protect occupants and facilitate an emergency exit can be
better understood by evaluating the aircraft as a complete system. The
understanding gained from a systems evaluation can be used to develop
and implement new technologies and methods to enable more rapid and
safer aircraft emergency evacuations with fewer occupant injuries. Such
an evaluation could include analysis of important survivability factors
identified by the NTSB, including occupant restraints, survivable
volume, energy absorbing seats, and seat retention. Consideration given
to these crashworthiness requirements may not necessarily prevent
accidents, but should improve occupant safety, which would lead to
decreased occupant injuries in the event of a crash and increase
survivability of accidents.
The FAA is proposing few specific crashworthiness requirements
within part 22. The proposed performance requirement for emergency
evacuation and other proposed airworthiness requirements would allow
for the use of many varied technologies and methods for occupant safety
in the event of an emergency landing or other situations where rapid
aircraft egress is required. The proposed requirement would promote
innovation and encourage the introduction of new occupant protection
technologies such as those that have been introduced by the automotive
industry. The FAA encourages consensus standards bodies to develop
consensus standards that will promote the introduction and rapid
integration of these and other solutions into light-sport category
aircraft designs.
14. Placards and Markings
Proposed Sec. 22.170 would require that the aircraft display all
placards and instrument markings necessary for safe operation and
occupant warning. Markings or graphics would be required to clearly
indicate the function of each
[[Page 47674]]
control, other than primary flight controls.
Placards provide warnings and identify hazards to crewmembers,
occupants, aircraft maintenance and servicing personnel, and first
responders. Instrument markings provide safe operating parameters for
aircraft equipment and systems. Moreover, compliance with placards and
markings is currently required by Sec. 91.9. Not conducting aircraft
operations in accordance with installed placards and markings could
lead to equipment or system failures that could negatively impact other
systems, leading to an emergency that could put both the aircraft and
occupants at significant risk.
The FAA contends that the proposed requirement for aircraft
certificated as light-sport category aircraft to display all placards
and instrument markings necessary for safe operation and occupant
warning would establish a clear performance-based requirement that is
in accord with the position of these aircraft within the FAA's safety
continuum. For most experimental aircraft, there are no specific
regulatory requirements for placards and instrument markings. However,
some have operating limitations requiring display of placards. Type-
certificated aircraft, which occupy the opposite end of the FAA's
safety continuum, are subject to a variety of detailed placard and
instrument marking requirements that are contained in the airworthiness
standards found in parts 23, 25, 27, 29, and 31. Placards provide
information for the safe operation of the aircraft while instrument
markings indicate operating parameters as determined by the
airworthiness standards.
For aircraft currently certificated as light-sport category
aircraft, placarding and instrument markings are addressed in FAA-
accepted consensus standards for each class of aircraft. Because of the
various classes of light-sport category aircraft, the placarding and
instrument marking consensus standards vary according to the complexity
of the aircraft. Some of those standards apply generally, while others
address specific situations that may apply only to more complex
aircraft, such as placards for unusual design, operating, or handling
characteristics, authorized operations, and passenger warnings. ASTM
Standard F2245 contains standards for instrument markings on the
aircraft's airspeed indicator.
The proposed placarding and instrument marking requirement would be
applicable to all classes of aircraft that could be certificated as
light-sport category aircraft under this proposal. Proposed Sec.
22.170 is necessary so that the pilot and other aircraft occupants can
clearly see any placards or instrument markings that provide necessary
warnings for their safety or for the safe operation of equipment or
systems. Markings or graphics provide a clear indication of the
function of the marked control to the pilot and aircraft occupants. The
FAA notes that primary flight controls would not be required to be
specifically marked, as their function should be intuitive to operation
of the aircraft and readily ascertainable by the pilot.
Markings and graphics indicating the function of each control
prevent confusion and inadvertent operation of equipment and systems by
the pilot or other occupants. Improper or confusing placards, often due
to poor wording, poor contrast, or poor location, can also prevent the
timely actuation of systems or equipment necessary for safe flight or
emergency evacuation, while inadvertent operation of equipment and
systems can result in an unsafe aircraft attitude or flight condition
leading to an emergency.
Accordingly, the proposed marking and placarding requirement is
designed to provide appropriate warnings to help prevent errors that
could lead to a loss of control or a serious accident or injury. The
proposal would ensure that these potentially hazardous situations are
properly accounted for and addressed. The FAA also notes that, for
aircraft with simplified flight controls, an FAA-accepted consensus
standard would be required to address the placarding of an aircraft
certificated in the light-sport category with simplified flight
controls as proposed in Sec. 22.180.
15. Noise
Proposed Sec. 22.175 would require that aircraft meet the
applicable noise standards of part 36 of this chapter. The proposed
noise requirements are discussed in section IV.K.
16. Aircraft Having Simplified Flight Controls
Proposed Sec. 22.180 would permit an aircraft that meets certain
criteria to be designated by the manufacturer as having simplified
flight controls. For an aircraft to be designated as having simplified
flight controls, it would be required to meet three criteria. First,
the pilot could only control the flight path of the aircraft or
intervene in its operation without direct manipulation of individual
aircraft control surfaces or adjustment of the available power. Second,
the aircraft would be required to be designed to prevent loss of
control, regardless of pilot input. Finally, the aircraft would need to
have a means to enable the pilot to discontinue the flight quickly and
safely. This feature would also have to be designed to prevent
inadvertent activation.
Proposed Sec. 22.180 for aircraft designed with simplified flight
controls would only apply to those aircraft specifically designated by
the manufacturer in its statement of compliance as having simplified
flight controls.
The FAA recognizes that rapid advances are occurring in aircraft
automation and flight control technology. Aircraft are being designed
and constructed with pilot interfaces and flight controls that no
longer resemble those found in traditional aircraft cockpits. These
aircraft have highly automated systems for controlling the flight path,
speed, and configuration of the aircraft while simultaneously providing
protection from aerodynamic hazards such as asymmetric thrust and
excessive structural loading. These aircraft also have cockpits or
pilot compartments where primary flight controls such as sticks,
control columns, throttles, and rudder pedals may have been replaced by
simpler non-traditional methods of aircraft control such as
touchscreens, switches, or other displays with push-button controls. A
joystick controller that directly manipulates individual aircraft
control surfaces would not qualify an aircraft as being designed with
simplified flight controls. However, a joystick controller that is used
to select flight commands or move a cursor on a display would be
appropriate for a simplified flight control design.
Proposed Sec. 22.180 would facilitate the development of these
highly automated aircraft by providing a certification path that would
enable light-sport category aircraft to be specifically designated as
having simplified flight controls. As discussed later in this proposal
for Sec. 61.31, these aircraft would be permitted to be operated by
certificated pilots who may not have received the flight training or
possess the aeronautical experience necessary to operate more
traditional forms of aircraft, but nonetheless meet the specific
requirements proposed for the operation of these highly automated
aircraft.
For aircraft having simplified flight controls, the aircraft design
would be required to inherently prevent loss of control regardless of
pilot input. The FAA considers that a design inherently prevents loss
of control if the design includes built-in features such as automation
which prevent the pilot
[[Page 47675]]
from inputting a flight command that would be hazardous to the aircraft
or its occupants. Additionally, the aircraft design would need to
include features so that the aircraft could only be operated within its
designated flight envelope and within its prescribed operational
limitations. These parameters would be preprogrammed and would include
boundaries such as airspeed, altitude, vertical speeds, and lateral
displacements. For aircraft equipped with multiple engines or rotor
systems, the aircraft would need to be able to safely respond, using
the aircraft's automation, to asymmetric power situations due to loss
of engine power. If used in the design, automation would have to
prevent loss of control of the aircraft under all circumstances, even
to the point of overriding erroneous or hazardous pilot inputs or only
permitting the input of certain commands in specific flight conditions.
The aircraft design would, however, be required to include a means
to permit the pilot to discontinue or suspend the flight quickly and
safely and prevent inadvertent activation of this feature. A pilot
could choose to discontinue or suspend a flight for a variety of
reasons such as unexpected weather conditions, physiological needs, a
system malfunction, or the presence of other hazards such as a flock of
birds or an aircraft near, or intersecting, the route of flight.
Discontinuing or suspending a flight could include options such as an
immediate landing, a return flight to the aircraft's point of
departure, a diversion to an alternate landing site, a course change,
or initiation of a low altitude orbit or in-place hover until any
hazards have passed. The aircraft design must include a means to
prevent inadvertent or accidental activation of the control mechanism
for the discontinuance or suspension of flight. This would prevent the
aircraft from entering an unplanned or hazardous flight trajectory.
17. Quality Assurance System
Proposed Sec. 22.185 would require aircraft to have been designed,
produced, and tested under a documented quality assurance system to
ensure each product and article conforms to its design and is in a
condition for safe operation.
The 2004 final rule specifically recognized the necessity for
aircraft certificated as light-sport category aircraft to be
manufactured in accordance with a quality assurance system. The current
definition of consensus standards in Sec. 1.1 states that consensus
standards used for the certification of light-sport aircraft may
include ``manufacturer quality assurance systems.'' Proposed Sec.
22.185 would establish a clear regulatory requirement so that the
aircraft is manufactured in accordance with documented processes and
manufactured under a documented quality assurance system.
Establishing and documenting a quality assurance system is critical
to assuring that aircraft and aircraft kits meet applicable design,
production, and airworthiness requirements and are manufactured and
tested in accordance with identified consensus standards. Meeting the
proposed quality assurance requirements using applicable FAA-accepted
consensus standards would reduce the use of obsolete design drawings or
procedures, improper materials or manufacturing techniques, and
inadequate testing procedures that could jeopardize the safe operation
of an aircraft. A quality assurance system would allow manufacturer or
third-party auditors to verify that a manufacturer is producing
aircraft in accordance with its established procedures and is
continuing to produce safe aircraft.
Under the safety continuum, primary category kit-built aircraft
intended for certification as experimental aircraft are the only
experimental aircraft that have a regulatory requirement to be produced
under a quality assurance system. Those aircraft are based on type-
certificated designs and are required by Sec. 21.191(h) to be
manufactured by the holder of a production certificate for that kit.
Production certificate holders must establish and maintain a quality
assurance system as specified in Sec. 21.137.
Persons currently seeking certification of experimental aircraft
built from kits that were designed in accordance with the requirements
applicable to aircraft certificated as light-sport category aircraft
must be able to provide the information required by Sec. 21.193(e).
These aircraft are certificated under the provisions of Sec.
21.191(i)(2) and the information provided will reference consensus
standards addressing the manufacturer's quality assurance system.
Additionally, aircraft built from those kits must have been assembled
in accordance with manufacturer's assembly instructions that meet an
applicable consensus standard. These aircraft are built under a quality
assurance system as specified in ASTM Standard F2972, ``Standard
Specification for Light Sport Aircraft Manufacturer's Quality Assurance
System.''
A manufacturer of a type-certificated aircraft must establish and
describe in writing a quality system that includes the 15 elements
specified in Sec. 21.137, obtain FAA approval of its quality manual
under Sec. 21.138, and show compliance with quality system
requirements to the satisfaction of the FAA as part of applying for and
obtaining a production certificate. For light-sport category aircraft,
ASTM Standard F2972 currently addresses quality assurance systems for
light-sport category aircraft. The FAA anticipates that industry would
develop acceptable and appropriate consensus standards for light-sport
category aircraft to comply with the proposed requirement in Sec.
22.185
The FAA would rely on a manufacturer's statement of compliance as
evidence of compliance to the requirements of Sec. 22.185 for a
production quality assurance system. The FAA retains its ability to
inspect the manufacturer's facility and quality system.
18. Finding of Compliance by Trained Compliance Staff
Proposed Sec. 22.190 would require the aircraft to have been found
compliant with the provisions of the applicable consensus standards by
individuals who have been trained on determining compliance with those
consensus standards.
Determining compliance with consensus standards is essential in
enabling the airworthiness of an aircraft intended for certification as
light-sport category aircraft. Accordingly, the FAA considers inclusion
of a requirement that the aircraft be found compliant by individuals
who have been appropriately trained in making those determinations to
be of critical importance.
The FAA notes that experimental aircraft are generally not required
to meet specific design or production requirements. Accordingly, there
is no current requirement for the training of individuals who assess
the suitability of the design or production of those aircraft for their
intended operations.
Manufacturers of aircraft produced in accordance with the
airworthiness standards set forth in part 23, 25, 27, 29, or 31,
however, are required to show compliance with each requirement
following a highly detailed and comprehensive certification plan.
Assurance of compliance is attained via extensive FAA engagement with
the manufacturer in which the manufacturer shows, and the FAA finds,
compliance with applicable airworthiness standards. A type certificate
is not issued for an aircraft design until the FAA finds compliance
with all applicable airworthiness
[[Page 47676]]
standards through a rigorous type-certification process involving
extensive FAA involvement and oversight. Serial production of these
aircraft is accomplished in accordance with the requirements for
production certificate holders specified in subpart G of part 21. That
subpart includes specific requirements for the certificate holder's
organization and quality system.
Given the FAA's reliance on the manufacturer's statement of
compliance as the primary evidence of compliance with applicable
requirements, the FAA considers it critical that individuals making
these compliance findings would be trained in finding compliance to the
broad array of applicable FAA-accepted consensus standards. This would
require, for example, engineers, pilots, and maintenance experts who
make compliance findings for manufacturers to receive training on the
specific provisions of the applicable consensus standards and training
on determining compliance to those standards.
The proposed requirement would implement a recommendation from the
previously mentioned LSAMA Final Report. The LSAMA Final Report noted
that a significant number of aircraft manufacturers could not fully
demonstrate their ability to meet certain consensus standards. As a
result, the report recommended that industry develop training so that
manufacturers fully understand FAA regulatory requirements and policies
applicable to the certification of light-sport category aircraft and
the means necessary to meet applicable requirements. In view of the
criticality of this need and the FAA's significant reliance on the
manufacturer's statement of compliance, the FAA is proposing this
requirement so that all individuals with responsibility for making
compliance findings are trained to understand how to make complete and
correct findings of compliance.
19. Ground and Flight Testing
Proposed Sec. 22.195 would require that an aircraft intended for
certification as a light-sport category aircraft has been ground and
flight tested under documented production acceptance test procedures.
This testing would be required to validate aircraft performance data;
ensure the aircraft has no hazardous operating characteristics or
design features; ensure the aircraft is in a condition for safe
operation; and ensure the aircraft can safely conduct any aerial work
operation designated by the manufacturer. The manufacturer will ensure
each aircraft can safely conduct any aerial work operation by
conducting flight testing of the that aerial work operation. If
successful, the manufacturer would be able to provide a statement of
compliance to the FAA-accepted consensus standards that would be the
means of compliance for this proposed requirement.
Ground and flight testing of an aircraft is critical when
establishing airworthiness. Accordingly, the FAA considers inclusion of
a ground and flight-testing requirement especially important for the
certification of light-sport category aircraft.
Aircraft with certain experimental airworthiness certificates, such
as those issued for air racing, operating amateur-built aircraft,
operating primary kit-built aircraft, and operating light-sport
aircraft have flight testing requirements imposed by their operating
limitations, yet no specific ground testing requirements. For these
experimental aircraft, the flight testing is typically conducted for a
set time (e.g., 40 hours) to show compliance with Sec. 91.319(b). The
FAA notes that amateur-built aircraft may instead use an FAA-sourced
task-based flight test plan as a substitute for the flight hour
requirement. Aircraft issued experimental airworthiness certificates
for the purpose of research and development or showing compliance with
regulations must also undergo flight testing to determine the
suitability of the design for the issuance of a design or airworthiness
approval, as applicable.
All aircraft manufactured in accordance with the airworthiness
standards set forth in part 23, 25, 27, 29, or 31 are subject to ground
and flight-testing requirements as part of the type-certification
process. The flight testing of aircraft intended for type certification
is much more rigorous than that of other aircraft, as the flight
testing is conducted for the aircraft to show compliance to the
airworthiness standards used in the development of the aircraft's
design. Regulatory flight-testing requirements for type-certificated
aircraft are specified in Sec. 21.35. A highly detailed and
comprehensive test plan is used to conduct ground and flight testing in
the development of a type-certificated aircraft.
The level of rigor for the ground and flight testing of light-sport
category aircraft would not be as extensive as that required for
aircraft intended for type certification, yet more extensive than that
specified for experimental aircraft. Ground and flight testing of
light-sport category aircraft would not require that the aircraft only
be flown for a specified number of hours, as is done for certain
experimental aircraft. It would also not require the flight testing
necessary to achieve a showing of compliance with extensive
airworthiness requirements, as is required for aircraft being flown as
part of a type-certification program. It would, however, require an
evaluation of the aircraft to ensure that it meets the requirements
specified in Sec. 22.195.
Current flight and ground testing of light-sport category aircraft
centers on verifying that the initial production aircraft meets certain
operational performance requirements that have been specified by the
manufacturer in the pilot's operating handbook (POH). ASTM Standard
F3035, ``Standard Practice for Production Acceptance in the Manufacture
of a Fixed Wing Light Sport Aircraft,'' contains standards for ground
and flight testing fixed-wing aircraft. ASTM standard F3035 addresses
several requirements in proposed Sec. 22.195 such as validating
aircraft performance data, ensuring the aircraft has no hazardous
operating characteristics, and ensuring the aircraft is in a condition
for safe operation. The FAA notes that FAA-accepted production
acceptance testing consensus standards exist for all classes of light-
sport category aircraft.\39\ Since this proposal would expand the
classes of aircraft that could be certificated as light-sport category
aircraft and include a provision to allow aerial work as designated by
the manufacturer, the FAA anticipates that industry would develop
acceptable and appropriate consensus standards to comply with the
performance-based requirements in Sec. 22.195.
---------------------------------------------------------------------------
\39\ ASTM F2356, Standard Specification for Production
Acceptance Testing System for Lighter-Than-Air Light Sport Aircraft;
ASTM F2242, Standard Specification for Production Acceptance
Testing System for Powered Parachute Aircraft; and ASTM F2447,
Standard Practice for Production Acceptance Test Procedures for
Weight-Shift-Control Aircraft.
---------------------------------------------------------------------------
Manufacturer ground and flight testing of each aircraft intended
for certification as light-sport category aircraft would be necessary
to verify the aircraft meet the proposed regulatory requirements. Such
testing would validate expected aircraft performance data (e.g.,
airspeeds, fuel flow, fuel burn rate, range, endurance, load factors
(g-limits), engine-out (if applicable), etc.) and validate that the
design and material used in the construction of the aircraft provides
sufficient strength and durability for the conduct of all authorized
operations. Ground and flight testing using production acceptance test
procedures also would verify that each aircraft does not have any
unforeseen hazardous flight
[[Page 47677]]
characteristics and that the aircraft was properly constructed. This
testing ensures that the aircraft's structure is of sufficient strength
for its intended operations and that aircraft controls are not binding,
rubbing, or showing unexpected wear. Aircraft designed with simplified
flight controls must be ground and flight tested to validate compliance
with the requirements of Sec. 22.180. Aircraft that have not undergone
adequate environmental testing in a ground and flight test program may
experience unpredicted behaviors or malfunctions caused by
environmental factors, which may lead to an aircraft accident or
incident. Production acceptance test procedures allows a buyer to
receive a complete aircraft that conforms to the manufacturer's design
data and provides the manufacturer with an opportunity to detect and
fix any missing, broken, misaligned, or improperly installed components
or systems.
The FAA also notes that if the aircraft has been authorized for the
performance of specific aerial work operations by the manufacturer,
production acceptance test procedures would verify that the aircraft
has been designed and constructed to validate that the aircraft can be
used to safely conduct those designated aerial work operations. Ground
and flight testing of the aircraft would be required to ensure that
those aerial work operations could be safely conducted. The FAA notes
that if the manufacturer's statement of compliance indicated that an
aircraft was authorized to conduct aerial work that included patrolling
operations, for example, the aircraft could be used for the patrolling
of any structure or area such as pipelines, transmission lines,
harbors, railroad tracks, farmland, forests, etc. Specific testing of
the aircraft's ability to safely patrol these structures or areas would
accordingly be required. As some patrolling using visual observation
occurs at low altitudes, a manufacturer would be required to conduct
patrolling flight testing at low altitude to verify the aircraft can
safely conduct that aerial work operation. The FAA anticipates that
industry will develop appropriate consensus standards to document
specific ground and flight testing used to validate aerial work
operations in the manufacturer's quality assurance records for each
aircraft.
The FAA notes that some aerial work operations may place additional
stresses and loads on an aircraft if operated outside normal flight
profiles. Flight testing would validate any specific limitations
necessary to conduct those designated aerial work operations.
Additionally, it would confirm that other applicable requirements can
still be met during the conduct of those operations, such as validating
that the pilot has proper visibility from the flight compartment. The
proposed requirement would validate that the aircraft has been
demonstrated to be capable of safely performing those aerial work
operations specifically designated in the manufacturer's statement of
compliance.
20. Revision of Documentation Submission Requirements for the Issuance
of Special Airworthiness Certificates in the Light-Sport Category
Proposed Sec. 21.190(c) would revise the list of documents that an
applicant would be required to provide to the FAA at the time of
application for an airworthiness certificate for a light-sport category
aircraft. In addition to the currently required manufacturer's
statement of compliance, the proposal would require submission of a
pilot's operating handbook, currently referred to as the aircraft's
operating instructions. The proposed rule would require that additional
information be contained in that document. The pilot's operating
handbook would be required to include recommended operating
instructions and limitations, a flight training supplement, a listing
of any authorized aerial work operations, and a statement regarding
compliance with part 36 requirements. Additionally, the current
requirement that an applicant submit maintenance and inspection
procedures would be revised to require the submission of a maintenance
and inspection program. Similar to the existing airworthiness
certification processes for light-sport category aircraft, the FAA
would not approve or accept any of the documents submitted. The
approach is aligned with the FAA's safety continuum where aircraft
higher on the safety continuum have greater privileges but also go
through more rigorous certification processes and have greater FAA
oversight.
The proposal would provide applicants with clarification regarding
the contents of the pilot's operating handbook by specifying that it
include operating instructions and limitations to safely accommodate
all environmental conditions and abnormal procedures likely to be
encountered during the aircraft's intended operations. The operating
instructions should address normal, abnormal, and emergency operating
procedures as well as operations under all foreseeable environmental
conditions. Examples of material that should be included in these
instructions and limitations include guidance for operations in, or the
avoidance of, certain weather phenomenon such as freezing
precipitation, moderate or severe turbulence, takeoff or landing
crosswinds, and hot and cold weather conditions.
By specifying in the proposal that the flight training supplement
enable safe operation of the aircraft within the intended flight
envelope under all foreseeable conditions, the FAA would codify its
expectation that the flight training supplement provide enhanced
guidance to pilots regarding those methods and procedures necessary to
safely operate the aircraft within its intended flight envelope under
all foreseeable conditions. The flight training supplement should also
provide aircraft operators with appropriate information to understand
the operation of the aircraft and its systems.
Additionally, the pilot's operating handbook would be required to
contain a listing of any aerial work operations for which the
manufacturer designated the aircraft as capable of performing. This
requirement would enable information regarding those designated aerial
work operations to be readily available to the pilot. In accordance
with the proposal, the manufacturer would be required to provide any
aircraft instructions and limitations that effect the safe conduct of
any manufacturer-designated aerial work operations. Instructions and
limitations that apply to all operations would not need to be repeated
for aerial work operations.
The pilot's operating handbook would also be required to include a
statement that the aircraft has demonstrated compliance with part 36 to
include the tested noise levels and a statement regarding the
acceptability of those noise levels for aircraft operations. Per
proposed per Sec. 21.190(c)(2)(iv), the statement would assert that,
``No determination has been made by the Federal Aviation Administration
that the noise levels of this aircraft are or should be acceptable or
unacceptable for operation in any location.'' This statement would
provide operators with awareness that they are solely responsible for
compliance with any operational noise abatement procedures and
requirements for the locations where the aircraft is operated. An
explanation of noise testing requirements and their applicability to
aircraft certificated as light-sport category aircraft is contained
section IV.K.
Currently, an applicant must provide the FAA with the aircraft's
maintenance and inspection procedures as part of the
[[Page 47678]]
process for an airworthiness certificate for a light-sport category
aircraft. This proposal would require the applicant to instead provide
a maintenance and inspection program. Maintenance and inspection
procedures detail the steps involved in performing a maintenance task,
such as changing a tire, or performing an inspection, such as an annual
inspection. A maintenance and inspection program is more comprehensive.
It contains maintenance tasks as well as instructions and procedures
for the conduct of inspections, tests, and checks that includes the
airframe, engine, propeller, rotor, and appliances. It also includes a
schedule for performing the inspections that must be accomplished under
the inspection program expressed in time in service, calendar time,
number of system operations, or any combination thereof, as well as
qualifications of the person responsible for the inspections.
Proposed Sec. 21.190(c)(4) would require an applicant for a
special airworthiness certificate under this section to provide the FAA
with evidence that its aircraft has demonstrated compliance with the
applicable requirements of part 36. Such evidence may include a
statement from the manufacturer concerning compliance with part 36, the
means of compliance used, and the resultant noise levels. Section IV.K
provides a detailed discussion of proposed noise requirements for
aircraft that do not conform to a type certificate.
a. Enhancements to the Manufacturer's Statement of Compliance
Proposed Sec. 21.190(d) would revise the contents of the
manufacturer's statement of compliance required to be submitted by an
applicant for the issuance of an airworthiness certificate under this
section. In addition to the requirements currently specified in Sec.
21.190(c), the manufacturer's statement of compliance would be required
to include additional declarations by the aircraft's manufacturer which
would be used to better assist the FAA in determining the airworthiness
of the aircraft.
The FAA considers the manufacturer's statement of compliance to be
a critical element in the certification of light-sport category
aircraft as it provides a definitive statement by the aircraft's
manufacturer that an aircraft complies with the applicable performance-
based regulatory standards using applicable consensus standards as a
means of compliance. It also would provide assurance that the
manufacturer would undertake certain specific actions to support the
continuing airworthiness of the aircraft.
Because of the significant expansion in the types and performance
of aircraft that would be permitted to be certificated as light-sport
category aircraft, the FAA contends that the manufacturer's statement
of compliance would take on an even greater level of importance in
supporting the certification of light-sport category aircraft.
Accordingly, the proposal would make significant enhancements to the
statement of compliance to further strengthen its effect by requiring
the manufacturer to provide greater detail regarding the aircraft and
the processes and procedures used in its design and production. Those
proposed changes are discussed in the paragraphs that follow. The
proposed enhancements to the manufacturer's statement of compliance
would serve to improve the validity and reliability of the statement.
The proposed requirements would serve to further implement the
recommendations made in the previously discussed LSAMA Final Report.
The FAA notes that light-sport category aircraft are not produced
pursuant to an FAA type or production certificate. The information and
data typically provided for type-certificated aircraft is not provided
to the FAA during the certification process for light-sport category
aircraft. Accordingly, the manufacturer's statement of compliance and
inspection of the aircraft assist the FAA in assessing compliance to
applicable performance requirements and determining airworthiness of
the aircraft.
The proposed requirements of Sec. 21.191(d)(1) for training of
individuals with responsibility for making compliance statements would
adopt a recommendation from the LSAMA Final Report. The LSAMA Final
Report noted that the statement of compliance for certain aircraft may
have been made that did not meet applicable consensus standards. As a
result, the report recommended that industry develop training to enable
manufacturers to fully understand FAA regulatory requirements and
policies applicable to the certification of light-sport category
aircraft and the means necessary to meet applicable requirements. In
view of the criticality of this need and the FAA's primary reliance on
the manufacturer's statement of compliance (SOC), the FAA is proposing
this requirement to help assure that all individuals with
responsibility for making compliance statements are trained and
certified to understand how to make complete and correct statements.
Proposed Sec. 21.190(d)(3) would require a statement as to whether
the aircraft meets the design and performance requirements specified in
proposed Sec. 61.316 for the aircraft that a sport pilot would be
permitted to operate. This proposal would significantly expand the
types of aircraft that could be certificated as light-sport category
aircraft beyond those aircraft that a sport pilot would be permitted to
operate under proposed Sec. 61.316. Accordingly, the proposed
requirement would provide persons exercising sport pilot privileges
with a readily available means to determine whether a particular
aircraft certificated as light-sport category aircraft qualifies for
operation by a sport pilot.
Additionally, since the proposal would permit the manufacturer to
designate those types of aerial work that may be conducted using the
aircraft, the statement of compliance would be required by proposed
Sec. 21.190(d)(4) to specify any aerial work operations which the
manufacturer has designated as being able to be safely conducted using
the aircraft. Inclusion of this information in the statement of
compliance provides the owner with a readily available source to
determine which aerial work operations are authorized to be conducted
in the aircraft. The list of aerial work operations that may be safely
conducted using the aircraft should match those listed in the POH.
Proposed Sec. 21.190(d)(4) would also assist in validating that the
appropriate ground and flight testing of the aircraft has been
conducted in accordance with proposed Sec. 22.195(d) to determine that
the aircraft can safely conduct those authorized aerial work operations
in accordance with the instructions and limitations provided.
Proposed Sec. 21.190(d)(5) would require the statement of
compliance to indicate whether the aircraft meets the requirements for
aircraft having simplified flight controls (see preamble for proposed
Sec. 22.180). This proposal would permit manufacturers to designate
aircraft certificated as light-sport category aircraft as having
simplified flight controls if the applicable requirements are met. The
proposed requirement would provide pilots with a readily available
means to determine whether a particular aircraft can be operated by a
pilot authorized to exercise privileges in an aircraft having such
controls.
Proposed Sec. 21.190(d)(6) would retain the current requirement
that the statement of compliance specify the consensus standards used
by the manufacturer; however, it would include a reference to proposed
subpart B of part 22, which would contain the
[[Page 47679]]
applicable design, production, and airworthiness requirements for which
the consensus standards would serve as a means of compliance.
A manufacturer would need to identify each consensus standard used
for the certification of the aircraft on FAA Form 8130-15, Light-Sport
Aircraft Statement of Compliance. The FAA notes that consensus
standards organizations typically publish a first issue or specific
revision to a consensus standard before acceptance by the FAA. A
consensus standard must be accepted by the FAA before it may be used
for the certification of a light-sport category aircraft. Additionally,
only those FAA-accepted consensus standards effective on the aircraft's
date of manufacture are acceptable for use in its original
airworthiness certification.
Current Sec. 21.190(c)(4) requires the manufacturer to make
available to any interested person the following documents that meet
the identified consensus standard: the aircraft's operating
instructions, the aircraft's maintenance and inspection procedures, and
the aircraft's flight training supplement. Proposed Sec. 21.190(d)(8)
would require that the statement of compliance include a statement that
the manufacturer will make available to any interested person the
documents specified in Sec. 21.190(c) which consist of those documents
required to be provided to the FAA for certification of the aircraft.
In addition to the currently required documents, this proposal would
require the manufacturers statement of compliance, a listing of any
aerial work operations, and a statement that the aircraft has
demonstrated compliance with noise requirements in part 36.
By proposing to revise the scope of documents that would be
provided to the FAA, the proposal would also make a wider range of
documents available to interested persons. The FAA contends that
broadening the scope of information required to be made available would
better assist current and prospective owners, operators, and
maintenance personnel in safely operating and maintaining the aircraft.
Additionally, it would be particularly beneficial to prospective
purchasers of these aircraft by enhancing their understanding of the
aircraft's operation, limitations, and maintenance and inspection
procedures before purchase.
Proposed Sec. 21.190(d)(10) would revise the requirements found in
current Sec. 21.190(c)(5), which requires a statement that the
manufacturer will monitor and correct safety-of-flight issues through
the issuance of safety directives and a continued airworthiness system
that meets the identified consensus standard. The proposed Sec.
21.190(d)(9) would specifically require the statement of compliance to
include a statement that the manufacturer will support the aircraft by
implementing and maintaining a documented continued operational safety
program that monitors and resolves in-service safety of flight issues,
includes provisions for the issuance of safety directives, and includes
a process for notifying the FAA and all owners before discontinuance of
its continued operational safety program or any transfer to another
responsible party for that continued operational safety program.
The FAA considers the implementation of strong continued
operational safety programs by aircraft manufacturers essential to
maintaining the safety of light-sport category aircraft. The proposed
revisions to the statement of compliance per proposed Sec.
21.190(d)(9) would serve to demonstrate the commitment of manufacturers
to establish and maintain a comprehensive continued operational safety
programs for their products. Well-documented continued operational
safety programs would permit manufacturers to effectively monitor and
resolve in-service safety of flight issues. When such issues arise,
manufacturers may take appropriate action to resolve those issues. Such
action could include, but not be limited to, the issuance of safety
directives to address unsafe conditions for their products. As
discussed later in this preamble, the FAA anticipates that
manufacturers would still issue safety directives when necessary to
resolve a safety of flight condition per Sec. 21.190(d)(9).\40\
---------------------------------------------------------------------------
\40\ ASTM F3198, ``Standard Specification for Light Sport
Aircraft Manufacturer's Continued Operational Safety (COS)
Program,'' directs the aircraft manufacturer to issue safety
directives to correct safety of flight conditions.
---------------------------------------------------------------------------
Proposed Sec. 21.190(d)(9)(iii) would require a manufacturer to
promptly notify owners of aircraft it manufactured of any safety issues
so that safety-critical information can be rapidly disseminated. The
proposal would require the statement of compliance to include a
statement from the manufacturer that its continued operational safety
program would include a process for notifying the FAA and all owners of
all safety of flight issues associated with the aircraft. Notification
to both the FAA and owners would increase awareness of potential safety
issues and better enable the FAA to carry out its oversight
responsibilities, including the issuance of airworthiness directives,
of this emerging segment of the aviation industry. The proposal would
facilitate increased communication of safety of flight issues to the
community, and better enable subsequent owners and operators to become
aware of, and take appropriate corrective actions to address, safety of
flight issues.
Similarly, this proposal would require a manufacturer to provide
notice, in advance, to the FAA and all aircraft owners of continued
operational safety program service provider changes or discontinuance.
Such changes could result from a merger, purchase, an agreement to
allow a third-party to manage the program, or the discontinuance of
manufacturing operations. Advanced notification of these changes would
provide notice to the FAA and to the owners and operators of affected
models. In the event of program cessation, this advanced notification
would alert the FAA to the increased chance for potential unsafe
conditions on the affected aircraft and the need to take prompt action
to mitigate risks should the need arise. The FAA seeks comment
regarding whether manufacturers who are discontinuing their continued
operational safety program due to discontinuance of manufacturing
operations should be required to send the design information regarding
the affected aircraft to the FAA prior to discontinuing their continued
operational safety program, so that the FAA can better issue
airworthiness directives if an unsafe condition is discovered later.
Under proposed Sec. 21.190(d)(10), the statement of compliance
would continue to require a statement from the manufacturer that it
will monitor and correct safety of flight issues with one important
difference. The proposal would require the manufacturer to monitor and
correct safety of flight issues through safety directives and a
continued operational safety program that meets the specified consensus
standard. This would replace the current requirement that the
manufacturer monitor and correct through a continued airworthiness
system. This proposed revision of ``continued airworthiness system'' to
``continued operational safety program'' is intended to better align
regulatory terminology with the terminology used in existing FAA-
accepted consensus standards. Continued operational safety programs
established and maintained by manufacturers are designed to provide
support throughout the service lives of their products. The program
would
[[Page 47680]]
include, but not be limited to, processes and procedures to monitor the
airworthiness of the fleet and prevent the occurrence of safety of
flight issues, and the management and use of feedback processes to
improve a product's design and production.
Current Sec. 21.190(c)(6) requires a statement that, at the
request of the FAA, the manufacturer will provide unrestricted access
to its facilities. The FAA might require access to conduct oversight,
audit compliance with applicable standards, take those actions
necessary to verify unsafe conditions have been properly addressed, or
respond to an aircraft accident or incident. Proposed Sec.
21.190(d)(11) would revise this requirement to include a statement by
the manufacturer that it will provide unrestricted access to all data
necessary to determine compliance with the provisions of this section
and other applicable requirements. By only specifying that a
manufacturer will provide the FAA with access to its facilities, the
current rule does not provide assurance that the FAA will be able to
obtain access to the technical data. The proposal recognizes that
obtaining access to only a manufacturer's facility may not be
sufficient for the FAA to carry out its regulatory responsibilities and
that access to data may be necessary to conduct oversight.
Proposed Sec. 21.190(d)(12) would require the manufacturer's
statement of compliance to include a statement that the manufacturer
has established and maintains a quality assurance system that meets the
requirements of Sec. 22.185. The specific requirements that a quality
assurance system must meet and the need for aircraft certificated as
light-sport category aircraft to be produced under a production quality
assurance system are discussed in the section IV.D.16 of this proposed
rule addressing proposed Sec. 22.185. By proposing that the
manufacturer's statement of compliance contain a statement that the
manufacturer has established and maintains such a system, the proposal
further emphasizes the specific importance that the FAA attaches to
producing light-sport category aircraft under a quality assurance
system. Establishing and documenting a quality assurance system is
critical in assuring that aircraft and aircraft kits meet applicable
design, production, and airworthiness requirements and are manufactured
and tested in accordance with identified consensus standards.
b. Creation of an Amended Statement of Compliance
A light-sport category aircraft certificated before the effective
date of this proposed rule would be able to continue to operate under
the provisions of its airworthiness certificate. However, these
aircraft would not be able to take advantage of the expanded
capabilities in this proposed rule, to include conducting aerial work.
Proposed Sec. 21.190(e) would contain special provisions for aircraft
certificated as light-sport category aircraft before the effective date
of the final rule that would enable these aircraft to conduct aerial
work operations. The proposed Sec. 21.190(e) would permit the owner of
an aircraft issued an airworthiness certificate in the light-sport
category before the effective date of the final rule to submit an
amended manufacturer's statement of compliance which would permit the
conduct of certain aerial work operations designated by the
manufacturer on the amended statement of compliance.
To show the aircraft is eligible for an amended statement of
compliance, the statement would need to identify the aircraft by make,
model, serial number, and date of manufacture. The statement would also
be required to be made by the original aircraft manufacturer, as the
original manufacturer is the source of the design and compliance data
used to make the original statement and determine whether the
aircraft's design and construction can withstand the expected or known
loads associated with the designated aerial work operation. Unlike
type-certificated aircraft designs, the FAA does not engage in showing
and finding activities using the aircraft manufacturer's design and
compliance data for light-sport category aircraft and therefore cannot
make any determinations on the appropriateness of specific aerial work
operations, even those that may be benign in nature. If a manufacturer
is unwilling or unable to submit an amended statement of compliance or
provide the data to a third party, the aircraft will not be authorized
to conduct aerial work operations. For an amended statement of
compliance, the original manufacturer would be responsible for creating
the document and listing those authorized aerial work operations.
A light-sport category aircraft certificated before the effective
date of this rule would not have to meet the proposed part 22
requirements to obtain an amended statement of compliance. Instead, the
statement would need to reference and reaffirm the statements made in
the original manufacturer's statement of compliance and specify the
particular consensus standards used to determine compliance. In doing
so, the manufacturer would be reaffirming that the aircraft
configuration still conforms to the manufacturer's design data and
still complies with the original consensus standards, unless the
aircraft was modified by the manufacturer or under the manufacturer's
authorization. ASTM Standard F2972 requires the manufacturer to keep a
permanent record of the documentation used to show compliance of each
approved aircraft configuration produced to all applicable consensus
standards and regulatory requirements in effect at the time of
manufacture. The manufacturer would also be reaffirming that any safety
of flight issues identified through the issuance of safety directives
or a continued airworthiness system have been corrected by the
manufacturer or in accordance with a manufacturer approved procedure.
To make these reaffirmations, the aircraft and its maintenance records
would need to be reviewed by the manufacturer so that it could
determine that the aircraft continues to meet the consensus standards
referenced in the original statement of compliance. The FAA notes that
such action may be cost prohibitive: however, without the
manufacturer's involvement in this process, any validation that the
aircraft continues to meet the standards identified in the original
manufacturer's statement of compliance would effectively not be
possible. Validation could not occur without the manufacturer's data
since the data supports compliance with the applicable consensus
standards.
Additionally, the statement of compliance would be required to
state that the design and construction of the aircraft provides
sufficient structural integrity to enable safe operation of the
aircraft during the performance of the specified aerial work operations
and that the aircraft is able to withstand any foreseeable flight and
ground loads. The manufacturer could accomplish this task while
simultaneously evaluating the aircraft to reaffirm compliance with the
manufacturer's original statement of compliance. The FAA notes that to
comply with this provision, manufacturers would use consensus standards
for performing aerial work. The proposal would require the amended
statement of compliance to identify the consensus standards the
aircraft complies with. The FAA anticipates that industry members will
[[Page 47681]]
begin developing those standards after this proposal is published.
The proposal would also require that the amended statement of
compliance be accompanied by revisions to the aircraft's operating
instructions to indicate those aerial work operations that may be
safely conducted. It would also require applicable revisions be made to
the aircraft's maintenance and inspection program and flight training
supplement necessary to accomplish any aerial work operations. These
revisions could include, for example, any necessary maintenance tasks
or inspections in preparation for, or because of, aerial work
operations. If an aerial work operation could be accomplished using
standard operational procedures, the aircraft's operating instructions
should state this for each aerial work operation for which use of those
procedures is appropriate.
21. Removal of Light-Sport Marking Requirements
Proposed revisions to part 45 would eliminate the requirement in
Sec. 45.23(b) to mark light-sport category aircraft with ``light-
sport.'' This rule would not require owners to remove existing marks.
However, aircraft owners would be allowed to remove the marks any time
after the effective date of the final rule.
The FAA originally imposed the ``light-sport'' marking requirement
in the 2004 final rule to clearly identify aircraft certificated in the
light-sport category. As the proposal would significantly expand the
parameters of those aircraft that could be certificated in the light-
sport category, the proposal would eliminate the ``light-sport''
marking requirement. Previously, all aircraft certificated in the
light-sport category could be operated by sport pilots and the marking
readily identified those aircraft. As certain aircraft certificated in
the light-sport category under the proposal may no longer meet the
proposed eligibility requirements for operations by persons exercising
sport pilot privileges, retaining the ``light-sport'' marking
requirement would no longer serve the purpose of identifying those
light-sport category aircraft that persons exercising sport pilot
privileges could operate. As such, the FAA is concerned that retaining
the ``light-sport'' marking requirement would be a source of confusion
for persons exercising sport pilot privileges. As with other aircraft,
a person exercising sport pilot privileges would need to evaluate an
aircraft to determine whether the aircraft meets the parameters of
those aircraft they are authorized to operate. In addition, information
related to the aircraft certification category is included on the
airworthiness certificate for each aircraft and is required per Sec.
91.203(b) to be displayed at the cabin or cockpit entrance so that it
is legible to passengers or crew.
E. Sport Pilot Certification and Privileges
Part 61 of title 14 prescribes the requirements for pilot and
flight instructor certificates and ratings.\41\ Pursuant to part 61,
the FAA issues six grades of pilot certificates: student, sport,
recreational, private, commercial, and airline transport pilot
(ATP).\42\ These grades of pilot certificates require increasing levels
of pilot experience, testing, and associated privileges. Additionally,
the FAA issues flight instructor certificates under subpart H of part
61 and flight instructor certificates with a sport pilot rating under
subpart K of part 61.
---------------------------------------------------------------------------
\41\ 14 CFR 61.1(a)(1).
\42\ 14 CFR 61.5(a)(1).
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The sport pilot certificate differs from higher grades of pilot
certificates because the FAA does not issue category and class ratings
on a sport pilot certificate. Upon the successful completion of the
practical test for a sport pilot certificate, the FAA issues the
applicant a sport pilot certificate without any category and class
ratings and provides the pilot with a logbook endorsement for the
category and class of aircraft for which the pilot is authorized to act
as PIC (i.e., the category and class of aircraft in which the practical
test was conducted).\43\ To obtain privileges to operate an additional
category or class of light-sport aircraft, the sport pilot must receive
training and an endorsement from an authorized instructor for the
additional privilege, pass a proficiency check from an authorized
instructor (other than the instructor who trained them), and receive a
logbook endorsement from the instructor who conducted the proficiency
check.\44\ The logbook endorsement from the authorized instructor who
conducted the proficiency check certifies that the sport pilot is
authorized for the additional category and class light-sport aircraft
privilege.\45\An airmen application, known as FAA Form 8710-11, is also
submitted to the FAA to document the addition of that new
privilege.\46\
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\43\ 14 CFR 61.317.
\44\ 14 CFR 61.321.
\45\ 14 CFR 61.321(d).
\46\ FAA Form 8710-11, Airman Certificate and/or Rating
Application Supplemental Information and Instructions.
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The flight instructor certificate with a sport pilot rating under
subpart K differs from the flight instructor certificate issued under
subpart H because it has limited privileges compared to a subpart H
flight instructor. For example, a flight instructor with a sport pilot
rating may only provide training and endorsements that qualify
applicants for sport pilot certificates and privileges.\47\ A flight
instructor qualified under subpart H may provide training and
endorsements to persons seeking a higher-grade of pilot certificate
such as a recreational, private, or commercial pilot certificate.
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\47\ 14 CFR 61.413, 61.415.
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Currently, a sport pilot may only operate an aircraft that meets
the definition of light-sport aircraft in Sec. 1.1. As previously
discussed, the FAA is proposing to remove the definition of light-sport
aircraft from Sec. 1.1 and relocate the substantive requirements, with
modifications, to Sec. 21.190. As a result, the FAA is proposing to
establish a new regulation, in Sec. 61.316, that would prescribe
performance and design limitations for the aircraft sport pilots can
operate. Additionally, the FAA is proposing amendments that would
modernize the sport pilot and sport pilot instructor regulations. These
amendments would expand the types of aircraft a sport pilot may
operate, expand sport pilot operational privileges, revise some testing
requirements, and permit the use of FAA-qualified aviation training
devices (ATD) and flight simulation training devices (FSTD) for sport
pilot training credit. Additionally, the FAA proposes training and
instructor endorsement requirements for persons seeking to operate
aircraft with simplified flight control designations to ensure the safe
operation of these new aircraft. These proposals are discussed in
greater detail in the following subsections.
1. Sport Pilot Seating Limitation
Currently, by definition in Sec. 1.1, a light-sport aircraft has a
maximum seating capacity of no more than two persons, including the
pilot. Thus, sport pilots are limited to operating aircraft with two
seats. Sport pilots are also limited under Sec. 61.315(c)(4) to
carrying one passenger. The FAA is proposing to increase the maximum
seat capacity for airplanes that a sport pilot can operate to four
seats but would retain the operational limitation for sport pilots that
limits them to carrying a single passenger.
In considering whether to expand this two-seat limitation, the FAA
reviewed the privileges and limitations that apply to recreational
pilots, which are
[[Page 47682]]
contained in Sec. 61.101, because a recreational pilot certificate is
the next higher grade of pilot certificate and has very similar
operating limitations to sport pilots. Currently, Sec. 61.101(e)(1)(i)
contains a general limitation that prohibits a recreational pilot from
acting as PIC of an aircraft that is certificated for more than four
occupants. The FAA adopted this requirement in 1989.\48\ In the final
rule that adopted the four-seat limitation for recreational pilots, the
FAA determined that limiting recreational pilots to two-seat aircraft
was unnecessarily restrictive notwithstanding that a recreational
pilot, like a sport pilot, is limited to carrying a single
passenger.\49\ The FAA explained that the two-seat limitation was based
on the premise that a recreational pilot certificate is intended for
recreational purposes rather than transportation.\50\ However, there
are many basic aircraft with seating capacities of four seats and these
general aviation aircraft are often used for student training or
recreational flying.\51\ At the time of the 1989 final rule, the FAA
received overwhelming support for the four-seat occupancy limitation
for recreational pilots.\52\ Since then the NTSB has only recorded 49
accidents with a recreational pilot acting as PIC and only six of those
accidents involved a fatality over a 30-year period.
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\48\ Certification of Recreational Pilots and Annual Flight
Review Requirements for Recreational Pilots and Non-Instrument-Rated
Private Pilots with Fewer than 400 Flight Hours, Final Rule, 54 FR
13028 (Mar. 29, 1989).
\49\ 14 CFR 61.101(a)(1).
\50\ Id.
\51\ The FAA also recognizes that primary category aircraft
certificated under Sec. 21.24(a)(1) have a maximum seating capacity
of not more than four persons, including the pilot. These aircraft
are also purposed for personal use and recreation and use for flight
training. The aircraft certification regulations and the associated
operating limitations for primary category aircraft are similar but
more restrictive (i.e., have higher standards) than the Sec. 21.190
consensus standards certification process for light-sport aircraft.
\52\ As stated in the 1989 final rule, approximately 100
commenters supported the proposal to expand occupancy limitations
from two-seats to four-seats. 54 FR 13031.
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Additionally, like recreational pilot certificates, the two-seat
limitation for sport pilots is consistent with the premise that a sport
pilot certificate is used for recreational purposes and not for
carrying persons or property for compensation or hire. However,
airplanes with seating capacities of four seats are often used for
flight training and recreational flying while carrying only one
passenger.
The FAA contends that the skill necessary to operate two seat
airplanes versus four seat airplanes does not appreciably differ due to
the similarity in design, weight and operational capabilities. Also, to
determine whether expanding the two-seat limitation to four seats would
adversely affect the safety of sport pilot operations, the FAA
evaluated the training and testing requirements for recreational pilot
certificates and compared those with the requirements for sport pilot
certificates. In this comparison, the FAA determined that sport pilots
are largely trained and tested to the same standards as recreational
pilots.\53\ Specifically, based on the Practical Test Standards (PTS)
for sport pilots and for recreational pilots, the FAA finds that the
knowledge and skills that a sport pilot must demonstrate on a practical
test are virtually identical to the knowledge and skills that a
recreational pilot must demonstrate on a practical test. Considering
these testing similarities and that recreational pilots have been
safely operating four-seat airplanes with only one passenger since
1989, the FAA finds that permitting sport pilots to operate airplanes
with four seats would not adversely affect safety. Furthermore, based
on an evaluation of the tasks a person must demonstrate to obtain a
sport pilot certificate and the similar aircraft characteristics of a
two-seat airplane and a four-seat airplane (e.g., design, weight, and
operational capabilities), the FAA finds that the minimum pilot skills
that are currently required for sport pilots to operate an airplane
with two seats are commensurate with the skills required to operate a
four-seat airplane.
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\53\ See Sport Pilot PTS for Airplane, Gyroplane, Glider, and
Flight Instructor (FAA-S-8081-29 with Change 3) and Recreational
Pilot PTS for Airplane, Rotorcraft/Helicopter, and Rotorcraft/
Gyroplane (FAA-S-8081-3A).
---------------------------------------------------------------------------
The FAA recognizes that there may be airplanes that meet all
elements of proposed light-sport category aircraft certification (e.g.,
those characteristics set forth by proposed Sec. 22.100, except
proposed paragraph (a)(2)) that have a maximum seating capacity of more
than four seats. In this proposal, the FAA declines to expand sport
pilot privileges as applicable to those airplanes with more than four
seats. First, the FAA notes that part 61 provides different grades of
pilot certificate. With each higher grade of pilot certificate comes
expanded privileges. Considering this regulatory framework and the
privileges provided to recreational pilots and private pilots, the FAA
finds that it would be inappropriate to permit a sport pilot to operate
an airplane with more than four seats. Doing so would provide a sport
pilot with a greater operational privilege than a recreational pilot,
which is a higher grade of pilot certificate than the sport pilot
certificate. In other words, doing so would permit a sport pilot to be
afforded a privilege that is reserved for a private pilot certificate
holder without requiring the sport pilot to receive the additional
training and experience that a private pilot applicant must receive and
without requiring the sport pilot to be tested to same standards as a
private pilot applicant.
The FAA expects that, without a maximum seating capacity set forth
in the proposed regulation, the other proposed aircraft limitations in
Sec. 61.316 would indirectly prevent aircraft that sport pilots may
fly from having more than four seats. The FAA recognizes; however, that
it might be possible that some airplanes to have more than four seats
and still meet the proposed aircraft limitations. As a general matter,
airplanes with more than four seats become larger and more complex and
require increasing pilot skills to operate safely. The FAA finds that
permitting sport pilots to operate an airplane with more than four
seats would introduce an unacceptable increase in risk to operations in
the national airspace system (NAS). An airplane with 5, 6, or 7 seats
would have a longer fuselage, a significant increase in weight, and
need for a more powerful powerplant compared to a two- or four-seat
airplane. As a result, the control pressures to operate the airplane
would be greater and increase workload on the pilot. Additionally, the
larger powerplants would create significantly more torque and affect
directional control of the airplane. For example, increased torque
would impose increased demand on the pilot to maintain directional
control during the takeoff and climb. Upon evaluating the
characteristics of larger airplanes that have more than four seats, the
FAA finds that those larger airplanes have significantly different
handling characteristics than an airplane with just two- or four-seats.
Those different handling characteristics require more demanding
operational skills than those skills required to operate a two- or
four-seat airplane. The FAA finds that the skills required to safely
operate an airplane that has more than four seats require a higher
grade of pilot certificate that includes additional experience,
training, and testing that is greater than what a sport pilot is
required to accomplish. For these reasons, the FAA is proposing a four-
seat limitation for the airplanes that a sport pilot seeks to operate.
Accordingly, the FAA is proposing a limitation in Sec. 61.316(c) that
would permit sport pilots to operate
[[Page 47683]]
airplanes with a maximum seating capacity of four persons. However, the
FAA proposes to retain the current operational limitation for sport
pilots to carry no more than one passenger in any aircraft that a sport
pilot can operate. The FAA finds that this limitation is consistent
with sport pilot operations today and with the use of the FAA's safety
continuum, which the FAA uses to assess risk.
2. Directional Control and Controlled Descent of Powered Aircraft
Currently, the light-sport aircraft definition does not expressly
require an aircraft to have the capability to maintain directional
control and a controlled descent in the event of a powerplant failure.
The omission of this requirement in the regulations does not present a
safety concern at this time because this control requirement is
inherent in airplane manufacture and design and the light-sport
aircraft definition excludes helicopters and powered-lift. For example,
airplanes have the ability to maintain directional control and a
controlled descent in the event of a partial or total powerplant
failure. Given the aerodynamics, a pilot can normally glide the
airplane to a safe landing if the powerplant stops functioning.
As discussed in section IV.E.8 of this preamble, the FAA is
proposing to permit sport pilots to operate certain kinds of
helicopters. However, the ability to maintain directional control and a
controlled descent in the event of a powerplant failure is not inherent
in all new helicopter designs (specifically multicopters). Some new
helicopters may not possess the ability to autorotate to a safe landing
in the event of a powerplant failure.
To fit the construct of the FAA safety continuum, as well as the
expectation for the use of new aircraft that can be safely operated by
sport pilots, the FAA has determined that any aircraft (except balloons
and airships) that a sport pilot operates must have the capability to
establish a controlled descent and directional control in the event of
a partial or complete power plant failure. Therefore, the FAA proposes
in Sec. 61.316(h) that a person with a sport pilot certificate may
only act as PIC for those powered aircraft (which could include
multicopters) whereby the loss of partial power would not adversely
affect the directional control of the aircraft. Specifically, Sec.
61.316 describes the sport pilot aircraft performance limitations and
would require in proposed paragraph (h) that powered aircraft must
provide the pilot an ability to maintain directional control and
controlled descent in the event of a powerplant failure. As proposed,
if the aircraft does not possess these capabilities (excluding balloons
and airships), a sport pilot would not be able to act as PIC of the
aircraft. This requirement would ensure that any aircraft a sport pilot
operates is simple to control in the event of a powerplant failure,
consistent with the aircraft that sport pilots are currently permitted
to operate. Therefore, while the FAA proposes to expand the types of
aircraft that sport pilots may operate, the FAA intends to permit sport
pilots to operate only those aircraft that would require skills
commensurate with the skills of a sport pilot today.
Notably, despite the implicit inclusion of this feature for
airplanes, the FAA is not proposing to limit this requirement to
helicopters. The FAA reasons that manufacturers may contemplate future
airplane or other aircraft designs that do not include an inherent
aerodynamic ability for the pilot to maintain directional control and a
controlled descent in the event of a powerplant failure. The FAA
proposes to impose this requirement for all powered aircraft that a
sport pilot may seek to operate as PIC so advancements in airplane
technology would include this feature. This requirement would
appropriately mitigate the risk to persons both on board the aircraft
and on the ground that may be impacted by a powerplant failure
emergency.
3. Sport Pilot Operational Privileges
Section 61.315 currently specifies the privileges and limitations
of a sport pilot certificate. Currently, under Sec. 61.315(c)(5),
sport pilots are prohibited from conducting night operations. Also, the
Sec. 1.1 light-sport aircraft definition currently prohibits sport
pilots from operating aircraft equipped with retractable landing gear
(except for amphibious aircraft and gliders) and aircraft with a
controllable pitch propeller. However, the FAA contends that, with the
completion of additional training and obtaining a flight instructor
qualifying endorsement, sport pilots can safely conduct these types of
flight operations. Therefore, the FAA is proposing to add an exception
to Sec. 61.315(c)(5) that would permit a sport pilot to conduct night
operations if the sport pilot meets certain training, endorsement, and
experience requirements, which the FAA is proposing in new Sec.
61.329. These provisions are discussed in greater detail in the next
section. Likewise, the FAA is proposing to add a new provision, in
Sec. 61.315(c)(20), that would prohibit sport pilots from acting as
PIC of an airplane with a retractable landing gear or a controllable
pitch propeller unless a sport pilot meets the training and endorsement
requirements proposed in Sec. 61.331.
Specifically, the FAA currently uses additional training and
instructor endorsements to enable certain flight operations, including
the operation of complex, high altitude, and tailwheel airplanes.\54\
These instructor endorsements are used today and are a proven method to
validate pilot proficiency and qualifications. The following sections
discuss these proposals in greater detail.
---------------------------------------------------------------------------
\54\ See Sec. 61.31(e), (f), (g), and (i).
---------------------------------------------------------------------------
4. Night Operations
As previously discussed, sport pilots are currently prohibited from
conducting night operations. Section 1.1 defines ``night'' as the time
between the end of evening civil twilight and the beginning of morning
civil twilight, as published in the Air Almanac, converted to local
time. In support of the proposal to permit sport pilots to conduct
night operations, the FAA acknowledges that many states in the U.S.
have reduced daylight hours during the winter months. During those days
with reduced daylight, sport pilots may be under pressure to complete a
flight even after sunset due to weather or delays from unexpected
events. A sport pilot who conducts an operation at night, as defined in
Sec. 1.1, is in non-compliance with the current prohibition in Sec.
61.315(c)(5). The FAA emphasizes that non-compliance with the FAA's
regulations is unacceptable and subject to compliance or enforcement
action. The FAA recognizes, however, that the reduced daylight hours in
many northern states may result in sport pilots experiencing pressure
to conduct flights before night. Due to unforeseen circumstances, these
flights may become marginally non-compliant as they near the end of
evening civil twilight. Because a sport pilot is not currently required
to receive training for operating at night, any sport pilot operations
that occur after the end of evening civil twilight create a safety
risk. To mitigate that risk, the FAA proposes to permit sport pilots to
qualify to operate at night by meeting certain training and experience
requirements and by obtaining an endorsement from an authorized
instructor. The FAA finds that, with this added training, the window of
time during which sport pilots may conduct operations would be expanded
thereby promoting better aeronautical decision-making by reducing the
pressure on sport pilots to
[[Page 47684]]
conduct flights within a certain period of time.
Specifically, to validate that sport pilots possess the necessary
skill to safely navigate at night, the FAA proposes the following risk-
mitigation training requirements in new Sec. 61.329. Under proposed
Sec. 61.329(a) a sport pilot must receive at least three hours of
flight training at night from an authorized instructor and receive a
logbook endorsement certifying that they are proficient in the
operation of the aircraft at night. In addition, proposed Sec.
61.329(b) requires that the sport pilot conduct at least one cross-
country night flight, with a landing at an airport of at least 25
nautical miles from the departure airport, except for powered
parachutes. Proposed Sec. 61.329(c) would require the sport pilot to
accomplish at least ten takeoffs and landings at night with an
authorized instructor. Proposed Sec. 61.329(d) would also set forth
certain medical requirements: the PIC must either hold a medical
certificate issued under part 67, subpart D, Third-Class Airman Medical
Certificate, or meet the requirements of Sec. 61.23(c)(3) as long as
the person holds a valid U.S. driver's license. Additionally, the
operation would be required to be conducted consistent with Sec.
61.113(i). If there is any conflict between Sec. 61.113(i) and
proposed Sec. 61.315(d)(4), then proposed Sec. 61.315(d)(4) would
take precedence.
A sport pilot may receive the night training and endorsement
specified in Sec. 61.329 from a person who holds either a flight
instructor certificate issued under subpart H of part 61 or a flight
instructor certificate with a sport pilot rating. However, before a
flight instructor with a sport pilot rating may provide the night
training and endorsement to a sport pilot seeking night privileges, the
flight instructor must first receive the training and endorsement
themselves. The FAA is, therefore, proposing to amend Sec. 61.415,
which prescribes the limits of a flight instructor certificate with a
sport pilot rating, by adding new paragraph (n) to state that a flight
instructor with a sport pilot rating may not provide training in an
aircraft at night unless they have completed the night training and
endorsement requirements specified in proposed Sec. 61.329. The FAA
notes that, upon publication of the final rule, there would be no sport
pilot instructors who satisfy the new night training and endorsement
requirements of Sec. 61.329. Thus, as an initial matter, sport pilot
instructors would receive the night training and endorsement from a
subpart H flight instructor.
The FAA notes that the requirements in proposed Sec. 61.329
largely mirror those required of private pilots who conduct operations
at night as set forth by Sec. 61.109, as well as current sport pilot
experience requirements under Sec. 61.313. The FAA recognizes that
these training requirements are appropriate for private pilots to
obtain the knowledge and skills necessary to conduct night operations
safely and reasons that a sport pilot should conduct the same night
training requirements before acting as PIC at night. After this
training has been completed, the sport pilot would receive the
endorsement from the authorized instructor, at which point they would
be able to conduct night operations.
Currently, Sec. 61.315(c)(5) explicitly restricts a sport pilot
from acting as PIC at night. Therefore, as previously stated, the FAA
proposes to amend Sec. 61.315(c)(5) by adding an exception for sport
pilots who seek privileges to operate an aircraft at night. Amended
Sec. 61.315(c)(5) would restrict night operations, except as provided
in proposed Sec. 61.329, which would contain the night operation
training, experience and endorsement requirements. The FAA notes that a
sport pilot seeking to act as PIC of an aircraft carrying a passenger
at night would be required to satisfy the recent flight experience
requirements in current Sec. 61.57(b).\55\
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\55\ Section 61.57(b)(1) states that, except as provided in
Sec. 61.57(e), no person may act as PIC of an aircraft carrying
passengers during the period beginning 1 hour after sunset and
ending 1 hour before sunrise, unless within the preceding 90 days
that person has made at least three takeoffs and three landings to a
full stop during the period beginning 1 hour after sunset and ending
1 hour before sunrise, and (i) that person acted as sole manipulator
of the flight controls, and (ii) the required takeoffs and landings
were performed in an aircraft of the same category, class, and type
(if a type rating is required).
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5. Airplanes With a Controllable Pitch Propeller or Aircraft With a
Retractable Landing Gear
The FAA proposes to allow sport pilots to operate an airplane with
a controllable pitch propeller or an aircraft equipped with retractable
landing gear. The FAA contends that, similar to obtaining the
privileges to conduct night operations, additional training and flight
instructor endorsements would adequately qualify sport pilots to
operate these aircraft safely. Assumptions made in the 2004 final rule
suggesting that allowing a retractable landing gear would add
unnecessary complexity and would not provide a safety benefit
conflicted with other allowable privileges.\56\ Subsequent amendments
were made to the light-sport aircraft definition to permit retractable
landing gear for amphibious light-sport airplanes and gliders.\57\ The
FAA contends that additional training and endorsements would allow
sport pilots to operate airplanes with a controllable pitch propeller
or aircraft with retractable landing gear even when not intended for
water operations.
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\56\ See e.g., 69 FR 44800 (``The FAA reiterates its original
position that for aircraft other than gliders, retractable landing
gear is inconsistent with the simplicity of the light-sport
aircraft, and the training requirements for the sport pilot.'').
\57\ 72 FR 19661.
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Currently, there is a population of sport pilot certificate holders
who have never been permitted to operate an airplane with a
controllable pitch propeller or an aircraft with retractable landing
gear. The FAA finds that permitting these sport pilots to operate
aircraft with these new capabilities without first receiving training
would introduce an unacceptable safety risk to the NAS. To mitigate
this risk, the FAA proposes to require the sport pilot to receive
training and an endorsement from an authorized instructor validating
proficiency. The FAA finds that requiring training in the operation of
an airplane with a controllable pitch propeller or an aircraft with
retractable landing gear would allow the sport pilot to become
proficient with the use of these specific designs and capabilities
before acting as PIC in the aircraft. Additionally, requiring the sport
pilot to receive an endorsement from an authorized instructor
certifying that the sport pilot is proficient in the operation of the
aircraft that contains either a controllable pitch propeller or
retractable landing gear would provide assurance that the pilot has
acquired the skills necessary to operate those aircraft safely.
To enable sport pilots to operate airplanes with a controllable
pitch propeller or aircraft with a retractable landing gear safely, the
FAA finds it necessary to propose several new provisions. First, the
FAA is proposing to amend current Sec. 61.315, which contains the
operational limitations of a sport pilot certificate, by adding new
paragraph (c)(20). Proposed Sec. 61.315(c)(20) would prohibit a sport
pilot from operating an airplane with a controllable pitch propeller or
an aircraft with retractable landing gear unless the sport pilot meets
the requirements specified in proposed Sec. 61.331. The FAA proposes
to place the aforementioned training and endorsement requirements in
new Sec. 61.331. Additionally, because
[[Page 47685]]
controllable pitch propellers and retractable landing gear are design
characteristics of an aircraft and the FAA would permit sport pilots to
operate aircraft with those characteristics only if certain conditions
are met, the FAA finds it necessary to carry those characteristics over
to newly proposed Sec. 61.316. Specifically, the FAA proposes in Sec.
61.316(b) to permit a sport pilot to act as PIC of an aircraft that,
since its original certification, has retractable landing gear or a
controllable pitch propeller if the sport pilot meets the training and
endorsement requirements specified in proposed Sec. 61.331.
With respect to the training and endorsement requirements in
proposed Sec. 61.331, the FAA recognizes that a controllable pitch
propeller and retractable landing gear are features of a complex
airplane. Section 61.1 defines complex airplane to mean an airplane
that has retractable landing gear, flaps, and a controllable pitch
propeller. Notably, however, airplanes may contain only one of these
three features (e.g., only a controllable pitch propeller or only
retractable landing gear). For the reasons explained above, the FAA
finds it necessary to require sport pilots to receive training and an
endorsement from an authorized instructor for the operation of an
airplane that has only one of these features. It is possible, however,
for a sport pilot to receive training and an endorsement from an
authorized instructor in a complex airplane pursuant to Sec. 61.31(e).
In this event, the FAA finds that the endorsement certifying that the
pilot is proficient in the operation of a complex airplane should also
count towards the endorsement that is proposed in Sec. 61.331 for an
airplane that has only a controllable pitch propeller or an aircraft
that has only retractable landing gear. Therefore, the FAA proposes
rule language in Sec. 61.331(a)(1) and (b)(1) to ensure that a sport
pilot who has received the endorsement required under Sec. 61.31(e)
would not be required to receive a duplicative endorsement under
proposed Sec. 61.331.
The FAA notes that it is not proposing a minimum number of hours of
training, similar to the lack of mandated training hours required in
Sec. 61.31(e) for the operation of a complex airplane.\58\ Rather, the
authorized instructor is tasked with determining the appropriate amount
of training required, to culminate in the authorized instructor
attesting to proficiency with an endorsement. The FAA has permitted
training and instructor endorsements for all other grades of pilot
certificate for these same privileges, including student pilots, and
contends that this is also appropriate for sport pilots.
---------------------------------------------------------------------------
\58\ Section 61.1 defines complex airplanes. Section 61.31(e)
specifies the training and endorsement requirements.
---------------------------------------------------------------------------
Furthermore, consistent with the FAA's proposed amendment to
current Sec. 61.415 to address the night training and endorsement for
sport pilot instructors, the FAA finds it necessary to amend Sec.
61.415 by adding proposed (l), which would require a sport pilot
instructor to receive training and an endorsement in an airplane with a
controllable pitch propeller or an aircraft with retractable landing
gear, as appropriate, before providing flight training to a sport pilot
in an aircraft with one of those features.
6. Model-Specific Endorsement for Aircraft Certificated With a
Simplified Flight Controls Designation (Sec. Sec. 61.9, 61.31, 61.415,
and 61.429)
As discussed in section IV.E.6 of this preamble, the FAA is
proposing to establish a simplified flight controls designation in
proposed Sec. 22.180. Aircraft with a simplified flight controls
design and designation would not have traditional flight controls
available to the pilot. Currently, the FAA does not have a regulatory
mechanism to require flight training and an instructor endorsement to
validate proficiency for pilots seeking to operate aircraft
certificated with a simplified flight controls designation.
The FAA recognizes that simplified flight control designs will vary
from one aircraft to another (i.e., model to model). As such, piloting
would not involve the commonality of experience that exists in aircraft
with traditional flight controls.\59\ Therefore, it is important that a
pilot be qualified and validate competency for each simplified flight
control make and model \60\ of aircraft to validate competency in that
unique design.\61\ Furthermore, aircraft with simplified flight control
designations may be operated by pilots other than sport pilots,
resulting in the same safety concerns for pilots with higher grades of
pilot certificates. Therefore, any qualification requirements to
address the simplified flight control systems must apply broadly to
persons who hold pilot certificates issued under part 61. Thus, the FAA
proposes this qualification for simplified flight controls be attained
by a training and endorsement and, in some cases, a practical test.
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\59\ Unlike aircraft with simplified flight controls
designation, there is commonality with traditional flight control
systems. For example, airplanes have a control yoke, rudder pedals,
trim, and a throttle. Helicopters have a cyclic, collective,
throttle and anti-torque pedals.
\60\ The FAA proposes to use the terms ``make and model'' in
Sec. 61.31(l) consistent with the manner in which they are used
throughout part 61. Therefore, as a general matter, ``make'' refers
to the manufacturer of the aircraft (e.g., Cessna, Piper, Cirrus,
etc.). ``Model'' refers to the specific aircraft model (e.g., C152,
C172, PA28-112, SR20, etc.).
\61\ This is similar to the current requirement for student
pilots to receive a model-specific endorsement under Sec. 61.87(n)
before conducting PIC operations.
---------------------------------------------------------------------------
This section describes the requirements for pilots to act as PIC of
an aircraft with a simplified flight controls designation. Section
IV.E.7 further describes scenarios pertaining to practical tests where
(1) a person seeks a pilot certificate in an aircraft with simplified
flight controls, (2) a person has a pilot certificate with a simplified
flight controls model-specific limitation and seeks to operate another
model of aircraft category and class with a simplified flight controls
designation, and (3) a person has a pilot certificate not limited to
simplified flight controls (i.e., the person can act as PIC of an
aircraft with traditional flight controls) but seeks to obtain
privileges to act as PIC of a make and model with a simplified flight
controls designation.
Due to the differing characteristics, as previously discussed, the
FAA finds that additional training specific to the particular make and
model of aircraft with a simplified flight controls designation is
necessary to ensure a pilot is sufficiently proficient in the operation
of that aircraft. Therefore, the FAA proposes to amend Sec. 61.31 by
adding new paragraph (l) to contain the qualification requirements for
persons seeking to act as PIC of any aircraft with a simplified flight
control designation. Specifically, proposed Sec. 61.31(l)(1) would
require pilots seeking to act as PIC of aircraft certificated with a
simplified flight controls designation to obtain model-specific
training in that aircraft from an authorized instructor. Additionally,
proposed Sec. 61.31(l)(2) would require the pilot to receive a logbook
endorsement from an authorized instructor who has found the pilot
proficient in the safe operation of that model-specific aircraft and
the associated simplified flight control system. The FAA's proposal
would permit any certificated pilot, regardless of certificate level,
who holds the appropriate category and class to operate a simplified
flight control-designated aircraft only after receiving the model-
specific training and endorsement from an authorized flight instructor
specific to the safe operation of each simplified flight control
designated aircraft.
[[Page 47686]]
The authorized instructor in proposed Sec. 61.31(l) may be a
subpart H instructor or a sport pilot instructor. Before an instructor
may provide flight training in an aircraft with a simplified flight
controls designation, the instructor would be required to first receive
the model-specific training and the accompanying endorsement to
validate that the instructor is proficient in the safe operation of the
aircraft. Because this would be a limitation in the sport pilot
instructor logbook until the sport pilot instructor meets certain
conditions, the FAA is proposing to amend current Sec. 61.415 by
adding new paragraph (m). Proposed Sec. 61.415(m) would expressly
limit the sport pilot instructor from providing training in an aircraft
with simplified flight controls design and designation unless the sport
pilot has received the model-specific training and endorsement required
under proposed Sec. 61.31(l). Additionally, the FAA is proposing an
amendment to current Sec. 61.429, which contains the requirements for
a subpart H instructor seeking to exercise the privileges of a flight
instructor certificate with a sport pilot rating. Specifically, the FAA
is proposing to add new paragraph (d) to current Sec. 61.429 to state
that a subpart H instructor seeking to exercise the privileges of their
flight instructor certificate in a model-specific aircraft that has a
simplified flight controls designation must meet the training and
endorsement requirements specified in proposed Sec. 61.31(l) before
providing any flight training in the aircraft.
Initially, there would be no flight instructors who are qualified
to provide flight training in an aircraft that has a simplified flight
controls designation because the training and endorsement requirements
in proposed Sec. 61.31(l) are new. Thus, no one has yet received the
training or endorsement necessary to act as PIC. The FAA is proposing
to add new paragraph (m) to current Sec. 61.195 to address this issue.
The FAA intends for proposed Sec. 61.195(m) to provide the initial
cadre of flight instructors with an alternative to the training and
endorsement requirements in proposed Sec. 61.31(l) to enable industry
to build the initial cadre of flight instructors who could provide the
training and endorsement for aircraft with simplified flight control
designations.
Specifically, proposed Sec. 61.195(m) would permit instructor
pilots that work with the manufacturer of aircraft with the simplified
flight controls designation to provide training and endorsements to the
initial cadre of authorized instructors and pilot examiners. This
proposed provision would allow for the initial operation of aircraft
with the simplified flight controls designation during and after the
aircraft certification process for these new aircraft. An instructor
pilot at the manufacturer for the aircraft would be one of the only
individuals with significant experience operating the model-specific
aircraft with simplified flight controls. Additionally, the instructor
pilots are generally tasked with developing and validating training for
the aircraft for the manufacturer. The FAA finds that the duties of an
instructor pilot establish intricate knowledge of the aircraft's
systems and components. The FAA has determined that it would be
beneficial to leverage the experience these instructor pilots have to
create the initial cadre of authorized instructors who may provide
training under proposed Sec. 61.31(l).
To mitigate any safety risk that may result from allowing an
instructor pilot to provide training in a model-specific aircraft, the
FAA has decided to narrowly confine the training population to include
only subpart H instructors. Thus, the FAA is proposing the provisions
as a limitation to the flight instructor certificate pursuant to Sec.
61.195 and not to sport pilot instructors. Because an instructor pilot
would have significant experience in the model-specific aircraft and
the training population would be narrowly confined, the FAA finds that
proposed Sec. 61.195(m) would not adversely affect safety.
In developing this proposal, the FAA recognized that any
aeronautical experience obtained in an aircraft with a simplified
flight controls designation would not be equal to the aeronautical
experience obtained piloting aircraft with traditional flight controls.
However, because aircraft with simplified flight controls designation
would fall within the same category and class of aircraft as aircraft
with traditional flight controls, pilots could seek to build flight
time for higher certificates and ratings in much more simplistic
aircraft. The FAA finds that aeronautical experience in aircraft with
simplified flight controls designations would diminish the aeronautical
experience in aircraft with traditional flight controls that is
necessary to reinforce piloting skills in traditionally equipped
aircraft. With that understanding, the FAA is proposing that any pilot
time acquired while operating an airplane or helicopter with a
simplified flight controls design and designation may not be used to
satisfy certain pilot-in-command flight time requirements for a higher-
grade certificate. Those pilot time experience limitations can be found
in newly proposed Sec. 61.9. For example, under proposed Sec.
61.9(b), a person seeking a commercial pilot certificate with a
rotorcraft category helicopter class rating may not use pilot time
acquired in a helicopter with simplified flight control designation to
meet the PIC flight time experience requirement in Sec.
61.129(c)(2)(i), which requires 35 hours of PIC flight time in a
helicopter. PIC experience in a helicopter with a simplified flight
controls does not provide the same skills and experience a commercial
pilot needs to conduct commercial operations in a helicopter with
traditional flight controls that include unique skills like the conduct
of an autorotation. Once a pilot obtains a helicopter class rating on
their commercial pilot certificate, that pilot has commercial pilot
privileges in many legacy helicopters as a general matter. It is
therefore important for an applicant seeking a helicopter class rating
on a commercial pilot certificate to continue to obtain the class-
specific PIC flight time in a helicopter that has traditional flight
controls.
7. Conducting Practical Tests in an Aircraft Certificated With a
Simplified Flight Controls Designation (Sec. 61.45)
Section 61.43 provides the general procedures for conducting a
practical test. The completion of a practical test for a certificate or
rating consists of performing the tasks specified in the areas of
operation applicable to the airman certificate or rating sought. These
tasks and maneuvers are contained in the ACS or the PTS, as
appropriate. Current production aircraft, as well as those that obtain
a simplified flight control designation in the future, may not be able
to accomplish all the tasks required during the conduct of a practical
test. For example, these aircraft may be unable to perform an
aerodynamic stall or steep turns during a practical test, which are
typically tested as an area of operation in the practical test. To
account for these operational limitations, current Sec. 61.45(b)(2)
permits an applicant to use an aircraft with operating characteristics
that preclude the applicant from performing all of the tasks required
for the practical test; however, the applicant's pilot certificate is
issued with an appropriate limitation.
The FAA recognizes that those aircraft having simplified flight
controls may not be able to perform all of the tasks required by the
ACS or PTS, as applicable. Applicants would be able to use the
provision of Sec. 61.45(b)(2) to complete the practical test in such
an aircraft; however, they would receive a limitation on their
certificate specific to
[[Page 47687]]
the make and model of aircraft with simplified flight controls that
they tested in. Because the current rule language in Sec. 61.45(b)(2)
already provides for the issuance of a limitation in this instance, the
FAA finds it unnecessary to propose an amendment to the provision. The
FAA would, however, develop guidance to explain that, in the event an
applicant uses an aircraft with simplified flight controls designation
that is not capable of performing all the required tasks for a
practical test, the aircraft limitation would be issued pursuant to
Sec. 61.45(b)(2). The limitation would likely be a model-specific
limitation to effectively identify the aircraft the test was
accomplished in and limit the pilot from operating another aircraft
that may be able to perform tasks and maneuvers that the pilot was not
trained or tested on.
Further, because simplified flight control characteristics may vary
among aircraft due to rapid advances in aircraft automation and flight
control technology, the FAA believes that additional safeguards are
necessary for those practical tests taken in aircraft with simplified
flight controls. Specifically, the FAA proposes new paragraph (g),
which would set forth the requirements for an applicant taking a
practical test for an initial pilot certificate, rating, or privilege
in an aircraft with a simplified flight control designation. First, the
examiner would have to agree to conduct the test in proposed Sec.
61.45(g)(1). Additionally, the FAA proposes in Sec. 61.45(g)(2) that
the examiner also hold the appropriate category and class rating or
privilege, the appropriate simplified flight controls training and
model-specific endorsement, and an FAA authorization to conduct the
test. It is important that the examiner is familiar with the make and
model of the simplified flight control-designated aircraft before
issuing a practical test to conduct the test safely and is familiar
with the standards that an applicant must meet so as to demonstrate
competency. The FAA finds that examiners must become familiar with the
make and model through the training and endorsement requirements
themselves before conducting a practical test in the same aircraft.
Proposed Sec. 61.45(g)(3) would require the examiner to have the
ability to assume control of the aircraft at any time to enable the
safe conduct of the test, should the applicant perform poorly during
the test and possibly put the aircraft in an unsafe flight condition.
Pilot applicants that successfully complete a practical test in one
of these aircraft would then be issued a pilot certificate with a
model-specific limitation \62\ per Sec. 61.45(b)(2) and proposed Sec.
61.45(g)(4). Pursuant to Sec. 61.45(g)(4), the model-specific
limitation would be issued subject to the requirements of proposed
Sec. 61.45(h), which would explicitly limit a pilot who receives a
category and class rating or privilege with a simplified flight
controls limitation to operation of only that make and model of
aircraft. Proposed Sec. 61.45(h) would also detail the requirements
under which a pilot could operate a different aircraft. First, if the
pilot seeks to operate another make and model of aircraft with a
simplified flight controls designation in the same category and class,
then the person would be required to only receive training and an
endorsement in accordance with proposed Sec. 61.31(l). The person
would not be required to take another practical test because the
similarities between classes of aircraft are such that a training and
endorsement would be sufficient to address operational differences with
the simplified flight controls designs. However, should the pilot seek
to operate a different category and class of aircraft with a simplified
flight controls designation, the person would be required to
successfully complete a practical test for that category and class of
aircraft under proposed Sec. 61.45(h)(2). This proposal is no
different to the current status quo whereby a person holds a
certificate with a category and class rating and seeks to operate an
aircraft in a different category and class rating. Additionally, should
a pilot who holds category and class ratings and is limited to acting
as PIC of aircraft with simplified flight controls (i.e., has taken a
practical test for those category and class ratings in only an aircraft
with simplified flight controls) seek to act as PIC of an aircraft
without a simplified flight controls designation, the person would also
be required to successfully complete a practical test for that category
and class of aircraft with traditional flight controls under proposed
Sec. 61.45(h)(2).\63\ A practical test would be required to address
the more significant operational differences between, first, different
categories and classes of aircraft and, second, aircraft with a
simplified flight controls designation and those with traditional
flight controls.
---------------------------------------------------------------------------
\62\ Model-specific refers to the make and model of light-sport
category aircraft that the applicant uses to test to receive a sport
pilot certificate.
\63\ Because sport pilots are limited already to acting as PIC
of rotorcraft-helicopters with simplified flight controls, a sport
pilot seeking to act as PIC of another make and model of rotorcraft-
helicopter with simplified flight controls would need only complete
the training and endorsement in proposed Sec. 61.31(l). By
contrast, a sport pilot who holds airplane-single engine ratings
limited to a make and model of airplane with simplified flight
controls would be required to take a practical test if seeking to
operate a single engine airplane with traditional flight controls.
Likewise, a private pilot who took the private pilot practical test
for single engine airplane ratings in a Sec. 21.190 airplane with a
simplified flight controls designation would be required to complete
another practical test in an aircraft with traditional flight
controls.
---------------------------------------------------------------------------
For instructional purposes, the following table presents a sampling
of scenarios pertaining to when a pilot is authorized or is seeking to
operate an aircraft with simplified flight controls and the proposed
requirements.
Table 1--Airman Certification Simplified Flight Controls Requirements
----------------------------------------------------------------------------------------------------------------
Then you must complete--
If you hold a-- And you are seeking-- Regulatory reference
----------------------------------------------------------------------------------------------------------------
Sport Pilot Certificate with To operate another The training and Proposed Sec.
Rotorcraft-Helicopter Simplified model of rotorcraft- endorsement required 61.45(h)(1).
Flight Controls Privilege with Model helicopter with by proposed Sec.
Specific Limitation. simplified flight 61.31(l).
controls.
Sport Pilot Certificate with A private pilot The requirements to Part 61, subpart E,
Rotorcraft-Helicopter Simplified certificate with receive a private subject to proposed
Flight Controls Privilege with Model rotorcraft-helicopter pilot certificate, to Sec. 61.9.
Specific Limitation. rating (regardless of include a practical
a simplified flight test.
controls designation).
[[Page 47688]]
Private Pilot Certificate with a To operate another The training and Proposed Sec.
Rotorcraft Category and Helicopter model of rotorcraft- endorsement required 61.45(h)(1).
Class Rating, Simplified Flight helicopter with by proposed Sec.
Controls Model Specific Limitation. simplified flight 61.31(l).
controls.
Private Pilot Certificate with a To operate a Rotorcraft- A practical test....... Proposed Sec.
Rotorcraft Category and Helicopter Helicopter without 61.45(h)(2).
Class Rating, Simplified Flight Simplified Flight
Controls Limitation. Controls.
Private Pilot Certificate with a To operate an airplane The requirements to add Proposed Sec.
Rotorcraft Category and Helicopter with simplified flight another category and 61.45(2) & part 61,
Class Rating, Simplified Flight controls. class rating on a subpart E.
Controls Limitation. private pilot
certificate, to
include a practical
test.
Private Pilot Certificate with a To operate a Rotorcraft The training and Proposed Sec.
Rotorcraft Category and Helicopter Helicopter with endorsement required 61.31(l).
Class Rating (no simplified flight Simplified Flight by proposed Sec.
controls model limitation). Controls. 61.31(l).
----------------------------------------------------------------------------------------------------------------
8. New Rotorcraft-Helicopter Privilege for Sport Pilots and Sport Pilot
Instructors
Sport pilots and flight instructors with a sport pilot rating are
currently unable to obtain a rotorcraft-helicopter (also referred in to
in this preamble simply as helicopter) privilege because helicopters
are excluded from the definition of light-sport aircraft.\64\ The FAA
did not include helicopters within the light-sport aircraft definition
in 2004 because of helicopters' complexity in design, maintenance,
manufacture, and operation.\65\ At the time, the FAA did not anticipate
that manufacturers would design simple-to-operate, low-performance
helicopters that fit within the scope of the privileges afforded to the
holder of a sport pilot certificate.
---------------------------------------------------------------------------
\64\ See Sec. 1.1, Light-sport aircraft.
\65\ 69 FR 44869, 44793 (July 27, 2004).
---------------------------------------------------------------------------
The FAA recognizes that manufacturers now have access to new
technology enabling simple-to-fly helicopter designs not envisioned in
2004. For example, manufacturers have developed multicopters \66\ with
flight controls that would satisfy the simplified flight controls
criteria during the aircraft certification process, as previously
discussed. Aircraft with simplified flight controls may lack a typical
helicopter cyclic or collective control and instead could use a
joystick or steering wheel and push button controls (subject to certain
requirements) \67\ or a touchscreen interface that greatly reduce the
piloting skills necessary to fly the aircraft. As discussed more fully
in the discussion of proposed Sec. 22.180, the aircraft certification
process would establish the criteria for the simplified flight controls
designation, which would include standards for the pilot interface, the
loss of control prevention, and the ability for the pilot to safely
discontinue flight.
---------------------------------------------------------------------------
\66\ A multicopter is a rotorcraft that can have more than one
rotor providing lift. Although multicopters are helicopters by
definition, multicopters differ from the conventional helicopter
models originally considered during the 2004 rulemaking because the
takeoff and landing are intended to be automated and not require
extensive pilot training and skill.
\67\ For example, as previously discussed, a joystick controller
that is used to select flight commands or move a cursor on a display
could qualify as a simplified flight control design.
---------------------------------------------------------------------------
The FAA proposes to amend part 61, subpart J, to allow sport pilots
to operate certain simple-to-fly helicopters. Specifically, the FAA
proposes to permit sport pilots to operate new helicopters certificated
under the proposed Sec. 21.190 that include the simplified flight
control designation. First, the FAA is proposing a limitation in Sec.
61.316(a)(9) that would limit the kinds of helicopters that sport
pilots may operate to those helicopters that have been certificated
with a simplified flight controls design and designation. To facilitate
integration of new simplified flight control helicopter operations
under this subpart, the FAA also proposes amendments to Sec. Sec.
61.311 and 61.313, which are discussed below. The FAA's current
proposal aligns with the original intent of the 2004 final rule
promulgating the sport pilot certificate and light-sport aircraft
definition, which was to allow sport pilots to operate simple-to-fly
aircraft.
To facilitate helicopter operations for sport pilots, the FAA
proposes in Sec. 61.311 to include ``helicopter'' in the list of
aircraft to which flight proficiency requirements apply and to add
helicopter-specific areas of operation and tasks that would apply to
sport pilot certificate applicants seeking a rotorcraft-helicopter
privilege. These areas of operation are key to attaining competency in
the operation of helicopters and are not otherwise covered by existing
areas of operation. Sport pilots seeking a helicopter simplified flight
controls privilege will still need to accomplish the other areas of
operation listed in current Sec. 61.311, as appropriate. Therefore,
the FAA would require that a sport pilot applicant log ground and
flight training from an authorized instructor on heliport operations in
proposed Sec. 61.311(c) and hovering maneuvers in proposed Sec.
61.311(d) in addition to the existing areas of operation and tasks
applicable to helicopters (e.g., takeoffs, landings, performance
maneuvers). While these proposed areas of operation and their
applicable tasks would be applicable specifically to helicopters,
conversely, the FAA recognizes that there are areas of operation that
are inherently inapplicable to helicopters: specifically, ground
reference maneuvers, slow flight, and stalls. Therefore, the FAA
proposes to except helicopters from these areas of operation in the
flight proficiency requirements of Sec. 61.311.\68\ As discussed in
the following section, because the practical test for a sport pilot
certificate for a rotorcraft-helicopter rating would include these
areas of operation, training should involve proficiency for the tasks
listed under the applicable areas of operation in the regulation, which
are reflected in the Sport Pilot Helicopter ACS (see section IV.E.9).
---------------------------------------------------------------------------
\68\ The FAA notes that the paragraph designations of the areas
of operation in Sec. 61.311 would change based on the addition of
helicopter-specific areas of operation.
---------------------------------------------------------------------------
Because of the unique operations and tasks associated with
helicopter
[[Page 47689]]
operations in the national airspace system, applicants must obtain
certain and specialized training and experience, as with any person
seeking a certificate, rating, or privilege. These unique operating
characteristics include the ability to hover over specific locations,
operate in confined spaces and land in unique locations such as sloped
terrain, buildings, or other man-made structures. As a result, the FAA
contends that helicopter operations impose an unacceptable risk to the
general public and other aircraft operating in the national airspace
system unless an applicant accomplishes these minimum helicopter flight
experience and training requirements.
First, with the proposed addition of flight simulation training
device and aviation training device credit paragraphs in Sec. 61.313,
as discussed in section IV.E.11 of this preamble, the FAA proposes to
renumber Sec. 61.313. Specifically, current Sec. 61.313(a) through
(h) would become Sec. 61.313(a)(1) through (8). As subsequently
discussed, the FAA proposes to establish the aeronautical experience
requirements for the newly proposed rotorcraft-helicopter privileges,
which would be Sec. 61.313(a)(9). As proposed, an applicant for a
sport pilot certificate who seeks to obtain a helicopter rating would
be required to log at least 30 hours of helicopter flight time, 15
hours of flight training, and 5 hours of solo flight. The FAA proposes
these minimum experience requirements because the minimum recreational
pilot grade of pilot certificate seeking a helicopter rating requires
comparable minimum experience requirements.
The FAA contends that the minimum experience requirements for a
recreational pilot to obtain a helicopter rating would also be
appropriate for a sport pilot certificate because the operational
limitations for sport pilots are virtually identical to those for
recreational pilots. For example, both sport pilots and recreational
pilots are limited to carrying only one passenger, operations below
10,000 feet MSL, a minimum of 3 miles of visibility, prohibition to
operate in class A/B/C/D airspace, and a prohibition for night
operations. One substantive difference is that recreational pilot
applicants are required to obtain 10 more total hours of experience.
Another difference is that recreational pilots have more restrictive
cross-country operational limitations. However, because helicopters
have unique operating capabilities and limitations and additional risks
to mitigate including those associated low altitude operations, the FAA
contends that the minimum training and experience requirements for
recreational pilots seeking an initial helicopter rating is also
appropriate for sport pilot applicants.
Proposed Sec. 61.313(a)(9) would also require applicants to
complete at least:
two hours of flight training enroute to an airport more
than 25 nautical miles from where the applicant normally trains;
three takeoffs and landings at the airport located more
than 25 nautical miles from where the applicant normally trains;
three hours of solo flying in the aircraft for the rating
sought on the applicable areas listed in Sec. 61.98; and
three hours of flight training with an authorized
instructor on the areas specified in Sec. 61.311 in preparation for
the practical test within the preceding two calendar months from the
month of the test.
For the reasons explained in the preceding paragraphs, the FAA
proposes these aeronautical experience requirements for sport pilots
seeking to add rotorcraft-helicopter privileges because of the unique
operational capability of helicopters and the experience requirements
listed for a recreational pilot with almost identical operating
privileges.
In addition to proposing to allow sport pilots to hold privileges
for helicopters, the FAA is likewise proposing to allow sport pilot
instructors to obtain or add helicopter privileges to their instructor
privileges. Upon reviewing the current flight proficiency requirements
in Sec. 61.409 and the current aeronautical experience requirements in
Sec. 61.411, the FAA finds that a sport pilot instructor seeking a
helicopter privilege should meet similar flight proficiency and
experience requirements as a sport pilot instructor seeking an airplane
category single-engine class privilege. As explained in section
IV.E.10, a person seeking to add a helicopter privilege to a sport
pilot instructor certificate would be required to successfully complete
a knowledge and practical test, consistent with the FAA's proposal to
require a person seeking a sport pilot instructor certificate with an
airplane single-engine class privilege to complete a knowledge and
practical test.
Under proposed Sec. 61.409, flight instructors would be required
to log ground and flight training on the areas of operation that apply
to other categories of aircraft, as appropriate, and on the newly
proposed areas of operation that are applicable only to helicopters.
Specifically, the FAA proposes to add areas of operation that would
require a person seeking a sport pilot instructor certificate with a
helicopter privilege to receive training on heliport operations and
hovering maneuvers. The FAA notes that these two additional areas of
operation are consistent with the areas of operation that the FAA
proposes to add to the areas of operation in the flight proficiency
requirements of Sec. 61.311 for a person seeking a sport pilot
certificate with a helicopter privilege. Finally, the FAA also proposes
to add a ``special operations'' area of operation for helicopters. The
base tasks under ``special operations'' are contained with the Sport
Pilot Helicopter ACS under the area of operation labeled ``takeoffs,
landings, and go-arounds''; therefore, there is no discrepancy between
the foundational flight proficiency expectations from a sport pilot to
a sport pilot flight instructor pertaining to these special operation
tasks. Rather, the FAA is simply aligning the formatting and
organization of the Sport Pilot Flight Instructor Helicopter ACS (as it
pertains to special operations) with that of the Flight Instructor
Helicopter ACS.
While these proposed areas of operation and their applicable tasks
would be applicable specifically to helicopters, conversely, the FAA
recognizes that there are areas of operation that are inherently
inapplicable to helicopters: specifically, ground reference maneuvers,
slow flight, and stalls. Therefore, the FAA proposes to except
helicopters from these areas of operation in the flight proficiency
requirements of Sec. 61.409.\69\ As discussed in the following
section, because the practical test for a sport pilot certificate for a
rotorcraft-helicopter rating would include these areas of operation,
training should involve proficiency for the tasks listed under the
applicable areas of operation in the regulation, which are reflected in
the Sport Pilot Flight Instructor Helicopter ACS (see section IV.E.9).
---------------------------------------------------------------------------
\69\ The FAA notes that the paragraph designations of the areas
of operation in Sec. 61.409 would change based on the addition of
helicopter-specific areas of operation. Additionally, during the
pendency of this rulemaking, the FAA noted a technical omission in
the area of operation ``soaring techniques.'' Specifically, soaring
techniques are only applicable to gliders, yet this specificity is
not present in the regulatory text. Therefore, the FAA proposes to
add applicability language indicating this area of operation is only
for gliders.
---------------------------------------------------------------------------
In addition, the FAA proposes to add new aeronautical experience
requirements to current Sec. 61.411 for applicants seeking a sport
pilot instructor certificate with a helicopter privilege. The FAA has
determined that the aeronautical experience required for instructional
privileges in a helicopter
[[Page 47690]]
should mirror the aeronautical experience required for instructional
privileges in an airplane. Specifically, proposed Sec. 61.411(h)(1)
would require an applicant for a flight instructor certificate with a
sport pilot rating seeking a rotorcraft-helicopter privilege to
complete at least 150 hours of flight time as a pilot. Under proposed
Sec. 61.411(h), this flight time must include at least:
100 hours of flight time as PIC in powered aircraft;
50 hours of flight time in a rotorcraft-helicopter;
25 hours of cross-country flight time;
10 hours of cross-country flight time in a rotorcraft-
helicopter; and
15 hours of flight time as PIC in a helicopter.
The FAA reasons that helicopter experience requirements for a sport
pilot instructor should be consistent with the airplane experience
requirements for a sport pilot instructor for the following reasons.
Helicopters and airplanes are the predominant aircraft that operate in
the NAS. With the helicopter privilege being a new privilege to be
added to the sport pilot instructor certificate, the FAA finds it
reasonable to take a conservative approach and mirror the aeronautical
experience requirements that apply to a sport pilot instructor seeking
an airplane single-engine privilege. Those aeronautical experience
requirements in Sec. 61.411 that apply to a person seeking
instructional privileges in a single-engine airplane have been deemed a
reasonable level of minimum aeronautical experience since 2004. The FAA
does not find any reason to adopt lesser experience requirements for a
helicopter privilege at this time given that both airplanes and
helicopters have broad access to the NAS, extensive operational
capabilities, and are likely the greatest volume of privileges sought
by flight instructors.
The FAA recognizes that, initially, there would be no sport pilot
instructors who are qualified to provide training for a sport pilot
helicopter privilege. To provide flight training to a sport pilot
seeking a helicopter privilege, the sport pilot instructor must first
obtain the helicopter privilege on their sport pilot certificate before
being eligible to obtain the necessary privileges on their sport pilot
instructor certificate. In addition, because sport pilots would be
limited to operating helicopters with simplified flight control
designations, a sport pilot instructor would also be required to obtain
the training and endorsement for aircraft with a simplified flight
controls designation required by proposed Sec. 61.31(l).
To address the initial lack of qualified sport pilot instructors,
the FAA is proposing to rely on subpart H instructors who already hold
rotorcraft category helicopter class ratings on their flight instructor
certificates. As discussed in the previous section, the FAA is
proposing an amendment to Sec. 61.195(m) that would enable these
subpart H flight instructors to receive training and an endorsement at
a manufacturer for helicopters with simplified flight controls. Upon
obtaining the training and endorsement from an instructor pilot at the
manufacturer, the subpart H instructor would be qualified to provide
flight training to a sport pilot instructor or a sport pilot who seeks
to obtain a helicopter privilege and the Sec. 61.31(l) training and
endorsement. This initial reliance on subpart H flight instructors
would establish the initial groups of sport pilots and sport pilot
instructors with helicopter privileges.
In summary, the FAA seeks to facilitate the operation of certain
simple to fly helicopter (i.e., those with simplified flight controls
design and designation) for sport pilots and sport pilot flight
instructors. The FAA's proposed amendments to Sec. Sec. 61.311,
61.313, 61.409, and 61.411 would validate that sport pilots seeking to
operate simplified flight control rotorcraft-helicopters and flight
instructors who instruct in these aircraft are sufficiently trained and
tested. As a result, the FAA's proposals balance the demand to enable
these helicopter operations while maintaining a rigorous level of
training and checking to enable safe operations in the NAS. Sport
pilots or flight instructors with a sport pilot rating will not be
permitted to operate helicopters without the simplified flight controls
design and designation.
9. Sport Pilot and Sport Pilot Flight Instructor for Rotorcraft-
Helicopter; Incorporation by Reference
Currently, the required tasks, criteria, and standards for
successful completion of a practical test are outlined for sport pilots
in three published PTS.\70\ However, because helicopters cannot be
certificated under the current Sec. 21.190 and a rotorcraft-helicopter
privilege is not available to sport pilots because by definition a
helicopter cannot be a light-sport aircraft, a PTS does not currently
exist for sport pilots seeking a rotorcraft category, helicopter class
privilege.
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\70\ Sport Pilot and Sport Pilot Flight Instructor Rating
Practical Test Standards for Airplane Category, Rotorcraft Category,
and Glider Category; Sport Pilot and Sport Pilot Flight Instructor
Rating Practical Test Standards for Lighter-Than-Air Category; Sport
Pilot and Sport Pilot Flight Instructor Rating Practical Test
Standards for Powered Parachute Category and Weight-Shift-Control
Category.
---------------------------------------------------------------------------
In collaboration with the aviation industry and the FAA's routine
review processes, the FAA previously identified the need for a new,
systematic approach to testing that would (1) provide clearer
standards, (2) consolidate redundant tasks, and (3) connect the
standards for knowledge, risk management, and skills to the knowledge
and practical tests. Therefore, the FAA began to establish the ACSs in
2011 to enhance the testing standard for the knowledge and practical
tests. The goal in creating the ACS was to drive a systematic approach
to the airman certification process, including knowledge test question
development and the conduct of the practical test. In cooperation with
the ACS Working Group, established through the Aviation Rulemaking
Advisory Committee (ARAC),\71\ the FAA integrated ``aeronautical
knowledge'' and ``risk management'' elements into the existing areas of
operations and tasks set forth in the PTS. Therefore, the ACS is a
comprehensive presentation integrating the standards for what an
applicant must know, consider, and do to demonstrate proficiency to
pass the tests required for issuance of the applicable airman
certificate or rating.
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\71\ The ARAC is a body established under the Federal Advisory
Committee Act. 5 U.S.C. app. 2. The ARAC ACS Working Group is
comprised of the FAA, advocacy groups, instructor groups, training
providers, academic institutions, and labor organizations.
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Because the FAA is actively converting all PTSs to ACSs in
collaboration with the ACS Working Group, the FAA does not find it
appropriate to draft a Sport Pilot PTS for Rotorcraft-Helicopter, as
the other Sport Pilot testing standards are situated. Rather, the FAA
has drafted two new ACSs for helicopters with simplified flight
controls: (1) Sport Pilot for Helicopter--Simplified Flight Controls
ACS, FAA-S-ACS-26 (Sport Pilot Helicopter ACS) and (2) Sport Flight
Instructor for Helicopter--Simplified Flight Controls ACS (Sport Flight
Instructor Helicopter ACS). Each ACS establishes the aeronautical
knowledge, risk management, and flight proficiency standards for sport
pilot practical tests and flight instructor proficiency checks for
light-sport category aircraft in the rotorcraft-helicopter class for
sport pilots and for sport pilots with a flight instructor rating. The
Sport Pilot Helicopter ACS contains the following areas of operation:
preflight preparation;
[[Page 47691]]
preflight procedures; airport and heliport operations; hovering
maneuvers; takeoffs, landings, and go-arounds; performance maneuvers;
navigation; emergency operations; and post-flight procedures.
Similarly, the Sport Flight Instructor for Helicopter contains the
following areas of operation: fundamentals of instructing; technical
subject areas; preflight preparation; preflight lesson on a maneuver to
be performed in flight; preflight procedures; airport and heliport
operations; hovering maneuvers; takeoffs, landings, and go-arounds;
fundamentals of flight; performance maneuvers; emergency operations;
special operations; and postflight procedures.
Similar to the current practical test and PTS/ACS framework for
sport pilots, the FAA proposes to incorporate the two ACSs into the
regulations to delineate what an applicant must demonstrate on a
practical test to attain privileges for a sport pilot certificate with
a rotorcraft-helicopter privilege or flight instructor certificate with
sport pilot rating and rotorcraft-helicopter privilege. First, the FAA
proposes to revise Sec. 61.307, which sets forth the required tests an
applicant must take to obtain a sport pilot certificate. Specifically,
proposed new Sec. 61.307(b)(1) would precisely reflect the standards
that a person must successfully demonstrate on a practical test for a
sport pilot certificate with rotorcraft-helicopter privilege: those
knowledge, risk management, and skill elements for each area of
operation on the Sport Pilot Helicopter ACS. Proposed new Sec.
61.307(b)(2) provides the required incorporation by reference language,
including how the Sport Pilot Helicopter ACS is made readily available
to the public. Similarly, the FAA proposes to revise Sec. 61.405,
which sets forth the required tests an applicant must obtain to obtain
a flight instructor certificate with a sport pilot rating. Proposed new
Sec. 61.405(b)(3) would precisely reflect the standards that a person
must successfully demonstrate on a practical test for a flight
instructor certificate with a sport pilot certificate rotorcraft-
helicopter privilege (i.e., those knowledge, risk management, and skill
elements for each area of operation on the Sport Flight Instructor
Helicopter ACS). Proposed new Sec. 61.405(b)(4) provides the required
incorporation by reference language and how the Sport Flight Instructor
Helicopter ACS is made available to the public.
Incorporation by reference is a mechanism that allows Federal
agencies to comply with the requirements of the Administrative
Procedure Act (APA) to publish rules in the Federal Register and the
CFR by referring to material published elsewhere.\72\ Material that is
incorporated by reference has the same legal status as if it were
published in full in the Federal Register. In accordance with 5 U.S.C.
552(a) and 1 CFR part 51,\73\ the FAA makes the Sport Pilot ACS for
Rotorcraft-Helicopter reasonably available to interested parties by
providing free online public access to view on the FAA Training and
Testing website at faa.gov/training_testing. The ACS is available for
download, free of charge, at the provided web address. The FAA will
continue to provide the ACS to interested parties in this manner. In
addition to the free online material on the FAA's website, printable
versions are available from the FAA. Additionally, all ACSs proposed to
be incorporated by reference are contained in the docket for this NPRM
for inspection.
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\72\ 5 U.S.C. 552(a), which states, ``except to the extent that
a person has actual or timely notice of the terms thereof, a person
may not in any manner be required to resort to, or be adversely
affected by, a matter required to be published in the Federal
Register and not so published. For the purpose of this paragraph,
matter reasonably available to the class of persons affected thereby
is deemed published in the Federal Register when incorporated by
reference therein with the approval of the Director of the Federal
Register.''
\73\ 5 U.S.C. 552(a) requires that matter incorporated by
reference be ``reasonably available'' as a condition of its
eligibility. Further, 1 CFR 51.5(a)(2) requires that agencies
seeking to incorporate material by reference discuss in the preamble
of the proposed rule the ways that the material it proposes to
incorporate by reference is reasonably available to interested
parties and how interested parties can obtain the material.
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The FAA recognizes that on December 12, 2022, the FAA published the
Airman Certification Standards and Practical Test Standards for Airmen;
Incorporation by Reference (ACS IBR) NPRM.\74\ As it pertains to this
NPRM, the ACS IBR NPRM proposed to revise certain part 61 regulations
to incorporate the three aforementioned PTSs into the requirements for
sport pilots (see footnote 70). The FAA will reconcile this proposal
with the ACS IBR final rule as appropriate.
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\74\ 87 FR 75955.
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10. Require Sport Pilots and Flight Instructors With a Sport Pilot
Rating Seeking To Add an Airplane or Helicopter Privilege To Accomplish
a Knowledge and Practical Test
Currently, to obtain a sport pilot certificate or a flight
instructor certificate with a sport pilot rating, a person must pass a
practical test with an examiner in the category and class of aircraft
for the initial privileges for that certificate.\75\ Once a person
possesses a sport pilot certificate or flight instructor certificate
with a sport pilot rating and wishes to add privileges to their
certificate, the person must pass a proficiency check with an
authorized instructor rather than a practical test with an
examiner.\76\ This proficiency check requirement currently applies to a
person seeking to add an airplane single engine privilege to their
certificate. Specifically, under the current framework of Sec. 61.321,
a person seeking to obtain privileges to operate an additional category
or class of aircraft must (1) receive a logbook endorsement validating
they received training on certain aeronautical knowledge and flight
proficiency requirements; (2) complete a proficiency check; and (3)
receive an endorsement certifying they are proficient in the applicable
areas of operation and aeronautical knowledge areas; and (4) complete
an application. Similarly, under the current framework of Sec. 61.419,
a certificated flight instructor with a sport pilot rating seeking to
provide training in an additional category or class of aircraft must
meet the same qualifying conditions (i.e., training, endorsements, and
a proficiency check).
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\75\ 14 CFR 61.307, 61.405.
\76\ 14 CFR 61.321, 61.419.
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Given the proposed expansion of certificated light-sport category
aircraft that a sport pilot may operate and the addition of rotorcraft-
helicopters as light-sport category aircraft, the FAA contends that a
proficiency check with an authorized instructor is no longer a
sufficient method of evaluation or validation when qualifying a sport
pilot or flight instructor with a sport pilot rating to operate or
provide training in an airplane or helicopter in the national airspace
system. Therefore, the FAA is proposing to amend Sec. Sec. 61.321 and
61.419 to require sport pilots and flight instructors with a sport
pilot rating seeking to add an airplane or helicopter privilege to
their existing sport pilot certificate or flight instructor
certificate, to accomplish a knowledge test and practical test under
Sec. Sec. 61.307 and 61.405, respectively.
With the expansion of the aircraft models, weight, and speed that a
sport pilot may operate under proposed Sec. 61.316, performance and
design limitations and the proposed addition of a rotorcraft-helicopter
privilege, the FAA contends that a knowledge and practical test is
necessary to appropriately validate that a sport pilot can conduct
these airplane and helicopter operations safely. The rigor of an FAA
knowledge and practical test
[[Page 47692]]
using FAA-approved certification standards is significantly greater
than that of a proficiency check conducted by a flight instructor. FAA
examiners are trained and qualified annually to validate that the
conduct of a practical test meets specific standards and criteria
during the evaluation of an applicant. The FAA believes that the use of
the airmen certification standards qualifying a pilot for a
certificate, rating, or privilege will appropriately mitigate the risk
associated with the expansion of flight operations by sport pilots in
the NAS. In other words, the aircraft may now vary and perform in such
an extensive way such that a proficiency check can no longer adequately
validate that a pilot can proficiently operate a light-sport category
airplane single engine or rotorcraft-helicopter safely in the national
airspace system.
Therefore, the proposed knowledge and practical test requirement
would validate competency by replacing the regulatory requirements in
Sec. Sec. 61.321 and 61.419 that currently permit the conduct of a
proficiency check to obtain a new airplane or helicopter privilege for
sport pilots and other pilots who hold a higher grade of certificate
who want to add that category and class privilege at the sport pilot
level.\77\ Specifically, proposed Sec. 61.321(e) would require a
person who seeks to add an airplane single-engine land or sea or
rotorcraft-helicopter land or sea privilege to their pilot certificate
to accomplish a knowledge and practical test for that category
privilege, as specified in Sec. 61.309. Similarly, proposed Sec.
61.419(e) would require a person who seeks to add an airplane single
engine land or sea or rotorcraft-helicopter land or sea privilege to
their sport pilot flight instructor certificate to accomplish a
knowledge and practical test for that category privilege, as specified
in Sec. 61.405. Because these regulations require compliance with
Sec. Sec. 61.307 and 61.419, the practical tests would be aligned to
the Sport Pilot Helicopter ACS as proposed in Sec. Sec. 61.307(b)(1)
and 61.405(b)(3), as applicable, for a rotorcraft-helicopter privilege.
As previously noted, the ACS IBR rulemaking would address the material
on practical tests for an airplane single engine privilege in the
light-sport category, and the FAA will reconcile the proposals as the
respective rulemakings progress. The FAA notes that it is retaining
Sec. Sec. 61.321(a) and (c) and 61.419(a) and (c); therefore, these
pilots must complete the required training and obtain an authorized
instructor recommendation before evaluation by an examiner authorized
by the FAA.
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\77\ The FAA notes that the provision would apply if a pilot
held a higher grade certificate as well. For example, if a pilot
held a commercial pilot certificate with rotorcraft category and
helicopter class ratings and sought to operate a light sprot
category airplane single engine land, the pilot would be required to
take the practical test under this proposal.
---------------------------------------------------------------------------
11. Aviation Training Device or Flight Simulation Training Device
Credit, Removal of Certain Light-Sport Aircraft References, and Other
Amendments
The FAA proposes two additional amendments to support modernization
of the sport pilot regulations. Currently, the FAA does not permit the
use of FSTDs or ATDs to meet sport pilot experience requirements for a
certificate or rating. First, the FAA proposes to permit sport pilot
applicants to use a qualified FSTD or a FAA-approved ATD (basic or
advanced) to meet some of the experience requirements for a sport pilot
certificate through the proposed Sec. 61.313(b). Specifically, the FAA
would permit sport pilots to use up to 2.5 hours of training credit in
an FSTD and ATD representing the appropriate category and class of
aircraft to meet the experience requirements of part 61. The FAA notes
that the time in an FSTD or an ATD may be combined to meet the 2.5
hours of training, but the proposed regulation does not permit 2.5
hours in each device independently to count towards the experience
requirements.\78\
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\78\ For example, a person may complete 1 hour of training in an
FSTD and 1.5 hours in an ATD to meet the 2.5 hours comprehensively.
However, a person may not count 2.5 hours in an FSTD and 2.5 hours
in an ATD.
---------------------------------------------------------------------------
The FSTD and ATD credit allowance proposal is consistent with the
FAA's long-standing regulations throughout part 61 that allow
simulation credit under certain circumstances. Furthermore, for those
part 61 flight schools or those flight school operators who possess a
part 141 air agency certificate, this proposal provides training device
credit for pilots pursuing an initial pilot certificate or rating. In
support, the FAA reasons that permitting the use of FAA evaluated,
qualified, and approved FSTDs and ATDs allows students to conduct
procedural tasks of various maneuvers in advance of doing those same
tasks in an aircraft, thereby reducing the risk of making mistakes
during the flight portion of the training and when practicing emergency
procedures. Allowing pilot time credit in an FSTD and ATD reduces risk
for those students or pilots in training, who then will accomplish
those same tasks or maneuvers in an aircraft. Moreover, conducting
training in FSTDs and ATDs reduces cost, teaches safe operational
procedures in advance of flight operations, permits practicing
emergency procedures without undue risk, and ultimately reduces risk
during pilot training.
Second, the FAA proposes conforming amendments to remove reference
to light-sport aircraft in Sec. Sec. 61.45, 61.313, and 61.325. The
removal of the reference to light-sport aircraft in subpart J is
consistent with the FAA's proposal to remove the definition for these
aircraft in Sec. 1.1. Where appropriate, the FAA proposes that the
reference to light-sport aircraft will be replaced with a reference to
newly proposed Sec. 61.316, which sets forth the performance
limitations for the aircraft a sport pilot may operate. As explained in
section IV.B.2 of this preamble, this change in terminology is
accompanied by broadening some of the limitations that currently exist
in the definition of light-sport aircraft in Sec. 1.1.
Section 61.3 speaks to pilot certificates, ratings, and
authorizations that are required to operate aircraft in the United
States. Currently, the privileges provided in Sec. 61.313 are not
codified in Sec. 61.3. The FAA also proposes a conforming amendment to
Sec. 61.3 that adds a new paragraph requiring that a sport pilot
exercising the privileges listed in Sec. 61.313 receives a qualifying
logbook endorsement for the appropriate category and class privilege,
as applicable. This clarification to Sec. 61.3 is required because
sport pilots do not obtain a rating issued on a sport pilot
certificate, but instead they receive an endorsement in their logbook
facilitating the appropriate category and class ``privilege,'' as
referenced in Sec. 61.317.
Finally, during this rulemaking, the FAA noted that Sec. 61.305 is
improperly formatted, as it sets forth a paragraph (a) but no
corresponding paragraph (b). Therefore, the FAA is proposing to
redesignate existing paragraph (a) as introductory text, existing
paragraph (a)(1) as new paragraph (a), and existing paragraph (a)(2) as
new paragraph (b). There are no substantive changes proposed for this
section; these are only formatting corrections.
F. Repairman (Light-Sport) Certificates
Part 65 provides the requirements for certification of airmen other
than flight crewmembers, including certification of a repairman (light-
sport aircraft) in subpart E. In addition to meeting the general
eligibility requirements (e.g., age, language) set forth by Sec.
65.107(a)(1), an applicant for a repairman certificate (light-sport
aircraft) must complete
[[Page 47693]]
specified training requirements.\79\ These specific training
requirements are first dependent on whether an applicant seeks an
inspection rating or a maintenance rating (or a combination
thereof).\80\
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\79\ As discussed in the 2004 final rule, the FAA established
training requirements for a repairman (light-sport aircraft)
certificate because owners of these aircraft cannot show that the
owner manufactured the major portion of the aircraft, unlike a
builder of an experimental amateur-built aircraft, and therefore
cannot show that the owner would have the skill necessary to inspect
and maintain the light-sport aircraft. 69 FR 44848.
\80\ A person must meet the eligibility requirements set forth
by Sec. 65.107(a)(1) for a repairman certificate (light sport
aircraft) before the person is eligible for an inspection rating or
maintenance rating pursuant to Sec. 65.107(a)(2)(i) and (3)(i).
---------------------------------------------------------------------------
For an inspection rating, a person must complete a 16-hour training
course acceptable to the FAA on inspecting the particular class of
experimental light-sport aircraft for which the person intends to
exercise the privileges of this rating. For a maintenance rating,
instructional hours are dependent on the class of aircraft on which the
repairman intends to exercise the privileges of the certificate and
rating. The specific hours for each class of aircraft are the minimum
required to demonstrate a person is sufficiently knowledgeable about
the class of aircraft they perform work on. For example, a repairman
certificate (light-sport aircraft) with a maintenance rating and
airplane class privileges requires 120 hours of instruction in a
training course pursuant to Sec. 65.107(a)(3)(ii)(A), whereas a
maintenance rating with weight-shift control aircraft class privileges
requires 104 hours of instruction pursuant to Sec.
65.107(A)(3)(ii)(B).\81\
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\81\ Section 65.107(a)(3)(ii) also provides training course
instruction hour requirements for powered parachute class
privileges, lighter than air class privileges, and glider class
privileges.
---------------------------------------------------------------------------
The holder of a repairman certificate (light-sport aircraft) with
an inspection rating is limited to performing the annual condition
inspection on an aircraft that is owned by the holder, that has been
issued an experimental certificate for operating light-sport aircraft
under Sec. 21.191 and that is in the same class of aircraft for which
the holder has completed training. The holder of a repairman
certificate (light-sport aircraft) with a maintenance rating is limited
to performing or inspecting maintenance on, and approving for return to
service, aircraft issued a special airworthiness certificate in the
light-sport category under Sec. 21.190, performing the annual
condition inspection on aircraft that have an experimental certificate
for operating light-sport aircraft under Sec. 21.191 and that is in
the same class of aircraft for which the holder has completed training.
The repairman certificate identifies the rating (i.e., inspection
or maintenance) held and the appropriate privileges/limitations of each
rating by class, which are set forth by Sec. 65.107(b) through (d), as
applicable. For example, if the applicant meets the eligibility
requirements and has completed the applicable training for conducting
maintenance on the glider class of light-sport aircraft, the repairman
certificate would list ``Maintenance--glider'' in the privileges and
limitations section of the airman certificate. Therefore, that person
could only exercise the privileges and limitations set forth by Sec.
65.107(c) and (d) on the glider class of aircraft.
Further, under Sec. 65.107(d), a certificated repairman (light-
sport aircraft) with a maintenance rating is not permitted to approve
for return to service an aircraft (or any part thereof) unless that
person has previously performed the work concerned satisfactorily. If
the person has not previously performed such work, then the person may
show the ability to do the work by performing it to the satisfaction of
the FAA or under direct supervision of certain persons.\82\ These
requirements (i.e., class specific privileges/limitations and
performance history) provide for a repairman who is sufficiently
experienced and knowledgeable on the aircraft and the specific work
being performed.
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\82\ These persons include an appropriately rated mechanic, or a
certificated repairman, who has previous experience in the
operations concerned, as provided in Sec. 65.107(d).
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1. Revisions to Terminology (``Light-Sport Aircraft'' and ``Class'')
The FAA is proposing several amendments to terminology to maintain
clarity with the subsequently discussed substantive proposals.
Currently, the term ``light-sport aircraft'' is defined in Sec. 1.1;
however, because the FAA is proposing to remove the definition of
``light-sport aircraft'' from Sec. 1.1, as discussed in section
IV.B.2, the FAA proposes to remove the term throughout subpart D of
part 65.
First, the FAA proposes to change the certificate title from
``repairman certificate (light-sport aircraft)'' to ``repairman
certificate (light-sport).'' Because future aircraft certificated in
the light-sport category will not necessarily conform to the current
definition of light-sport aircraft, the FAA seeks to reduce confusion
as to the designation of current light-sport aircraft versus future
aircraft with a special airworthiness certificate in the light-sport
category. Specifically, these repairman certificates would simply be
issued as a repairman certificate (light-sport) after the
implementation of a final rule.
The FAA notes that, should this proposal be adopted, repairman
certificates issued before an effective date specified in the final
rule would be valid without additional training or reissuance to
account for the broader scope of light-sport category aircraft
characteristics. Preserving the privileges of repairman certificates
issued before the effective date of the final rule, despite the
expansion of aircraft upon which the holder of the certificate may
perform work, would not result in a reduction in safety for several
reasons. The repairman certificate extends privileges only for the
category \83\ of aircraft that a person has received training and
testing on, regardless of time of issuance. Additionally, the
limitations found in current Sec. 65.107(d) are retained in this
proposal.\84\ Thus, a certificated light-sport repairman with a
maintenance rating is, and would continue to be, restricted from
approving for return to service any aircraft or part thereof unless the
repairman previously performed the work satisfactorily, shows the
ability to do the work by performing it to the satisfaction of the FAA
or performs the work under direct supervision of certain defined
persons. The FAA is not proposing changes to existing privileges or
limitations of either rating. The FAA finds the existing requirements,
as discussed, adequately address the expansion of aircraft that could
be inspected or maintained under the current repairman certificate.
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\83\ The term ``category'' in this instance is used in the
context of airman certification as defined in Sec. 1.1. As
subsequently discussed, the FAA is proposing to replace the term
``class'' as used in Sec. 65.107 with ``category.''
\84\ As subsequently discussed, current Sec. 65.107(d) would
relocate to new Sec. 65.109(c) under this proposal.
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Second, the FAA proposes to remove the term ``light-sport
aircraft'' to indicate the category of aircraft a repairman is
certificated to work on and, instead, refer only to ``aircraft'' in
these instances. Rather, the regulations would directly cross-reference
the appropriate aircraft as provided in part 21 that a repairman
(light-sport) could inspect and maintain. For example, proposed Sec.
65.109(a) (which would be a new section as part of a reorganization, as
subsequently discussed) would provide the privileges of a repairman
certificate (light-sport) with an
[[Page 47694]]
inspection rating and would set forth the type of aircraft a holder may
perform the annual condition inspection on in proposed Sec.
65.109(a)(2).
Third, the FAA proposes to replace references to ``class'' of
aircraft with ``category'' of aircraft in the proposed amendments to
Sec. Sec. 65.107 and 65.109.\85\ Section 1.1 sets forth definitions
for category and class. Both terms are defined, first, as used with
respect to the certification, ratings, privileges, and limitations of
airmen and, second, as used with respect to the certification of
aircraft. Under Sec. 65.107, the references to ``class'' are used in
the context of classes of aircraft certification, not airmen
certification. For example, Sec. 65.107(a)(3)(ii) sets forth the
training course hours of instruction required for airplanes, weight-
shift control aircraft, powered parachutes, lighter than air aircraft,
and gliders, which are labeled as classes. These aircraft are, in fact,
classes under the definition provided in Sec. 1.1 for class as used
with respect to aircraft certification.
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\85\ As subsequently discussed, the FAA proposes to bifurcate
Sec. 65.107 into two sections; therefore, proposed Sec. 65.109 is
a new section, but contains largely the same information as set
forth in current Sec. 65.107(b) through (d).
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The FAA has determined using the term ``category'' in the context
of airman certification as defined in Sec. 1.1,\86\ is more
appropriate because Sec. 65.107 specifically prescribes repairman
certification, ratings, privileges, and limitations (i.e., airman
certification \87\). Therefore, the FAA is proposing to replace the
term ``class'' in Sec. 65.107 with ``category'' as follows:
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\86\ Section 1.1 defines category, as used with respect to the
certification, ratings, privileges, and limitations of airmen, as a
broad classification of aircraft. Examples include: airplane;
rotorcraft; glider; and lighter-than-air.
\87\ The FAA notes that part 65 designation of category and
class aligns with the aircraft category and classes as specified in
Sec. 61.5(b)(1).
------------------------------------------------------------------------
. . . is replaced with
The term ``class'' as used in current: ``category'' as used in
proposed:
------------------------------------------------------------------------
Sec. 65.107(a)(2)(ii)................... Sec. 65.107(c).
Sec. 65.107(a)(3)(ii)................... Sec. 65.107(d).
Sec. 65.107(b)(3)....................... Sec. 65.109(a)(3).
Sec. 65.107(c)(3)....................... Sec. 65.109(b)(3).
------------------------------------------------------------------------
Additionally, the existing regulations in Sec. 65.107(a)(2)(ii)
and (a)(3)(ii) include the term ``particular'' as a modifier to
``class.'' The FAA has received numerous inquiries seeking
clarification as to what is meant by ``particular'' in these instances.
Given the FAA's proposal to replace the term class with the term
category, the FAA finds the modifier of ``particular'' as superfluous,
as there is no distinction between a ``particular category'' and a
category. Accordingly, the FAA proposes to remove the term
``particular'' from this section.
Finally, where existing Sec. 65.107(c)(1) \88\ uses the term
``approve and return to service'' in the context of repairman
certificate privileges, the FAA is proposing to revise to ``approve for
return to service.'' Because an aircraft is not in service until it is
flown or operated, the holder of a repairman or mechanic certificate
cannot ``return'' the aircraft to service under the privileges of that
certificate as flying an aircraft is not a privilege bestowed by any
regulation in part 65. The FAA acknowledged the problem with the
phrasing and its inconsistency with the language in the part 43
maintenance regulations in a legal interpretation,\89\ where the FAA
stated that the wording of the phrase could be improved by removing the
word ``and'' and replacing it with ``for.'' Accordingly, the FAA is
proposing to revise the language in Sec. Sec. 65.81(a), 65.85(a) and
(b), and 65.87(a) and (b), and proposed Sec. 65.109(b) (currently
housed in Sec. 65.107(c)(1); the relocation of this regulation is
subsequently explained) to more accurately capture the intended
privileges of the certificate. Additionally, the FAA proposes to revise
certain gender references within those regulations.
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\88\ As subsequently discussed, current Sec. 65.107(c) would
relocate to new Sec. 65.109(b) under this proposal.
\89\ Legal Interpretation to Wayne A. Forshey (July 9, 2010).
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2. Light-Sport Repairman Training Courses
As previously discussed, a person must meet certain eligibility
requirements set forth by Sec. 65.107 to obtain a repairman (light-
sport aircraft) certificate. Specifically, Sec. 65.107 sets forth a
table establishing the general applicability requirements, as well as
the specific requirements to obtain an inspection rating and a
maintenance rating. After two decades of implementation and receiving
stakeholder feedback, the FAA recognizes that the section is difficult
to navigate. Therefore, the FAA proposes to reorganize the table into
paragraphs, which the FAA believes will improve readability and
understanding of the requirements.
Specifically, proposed Sec. 65.107 would set forth only the
eligibility and training course requirements, while new proposed Sec.
65.109 would set forth the privileges and limitations. Within Sec.
65.107, proposed paragraph (a) would provide the ratings that may be
issued on a repairman certificate (light-sport); \90\ proposed
paragraph (b) would set forth the general requirements for a repairman
certificate (light-sport); proposed paragraph (c) would set forth the
training course requirement for an inspection rating; proposed
paragraph (d) would set forth the training course requirement for a
maintenance rating, and proposed paragraph (e) would set forth certain
parameters that training course providers are expected to meet. Within
new Sec. 65.109, proposed paragraph (a) would set forth the privileges
and limitations of an inspection rating, proposed paragraph (b) would
set forth the privileges and limitations of a maintenance rating, and
proposed paragraph (c) would set forth additional limitations for
repairman certificate (light-sport). Table 2 is provided for clarity.
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\90\ This paragraph is new to explicitly state the ratings that
the FAA may issue on a repairman (light-sport) certificate. Current
Sec. 65.107 only implies that the FAA may issue these ratings.
Table 2
------------------------------------------------------------------------
Contains the Reorganized in
Current regulation: requirements for: proposed:
------------------------------------------------------------------------
Sec. 65.107(a)(2) and (3)..... Ratings............ Sec. 65.107(a)
N/A............................. General eligibility \91\ Sec.
requirements, 65.107(b)
including a
requirement for a
test.
Sec. 65.107(a)(2)............. Inspection rating Sec. 65.107(c)
training
requirements.
Sec. 65.107(a)(3)............. Maintenance rating Sec. 65.107(d)
training
requirements.
new............................. Training course Sec. 65.107(e)
providers.
Sec. 65.107(b)................ Inspection rating Sec. 65.109(a)
privileges and
limitations.
[[Page 47695]]
Sec. 65.107(c)................ Maintenance rating Sec. 65.109(b)
privileges and
limitations.
Sec. 65.107(d)................ Additional Sec. 65.109(c)
limitations for
repairman (light-
sport) certificate
holders.
------------------------------------------------------------------------
3. Training Course Content for Maintenance Rating & Incorporation by
Reference (1 CFR Part 51)
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\91\ The FAA notes a minor change in the proposed regulatory
text pertaining to the eligibility requirement to read, speak,
write, and understand English for a repairman certificate (light-
sport). Currently, Sec. 65.107(a)(1)(ii) states that if a person is
prevented from reading, speaking, writing, or understanding English
due to a medical reason, the FAA may place a limitation on the
repairman certificate, as necessary, to ensure safe performance of
the actions authorized by the certificate and rating. However, in
practice, the FAA issues an exemption to the repairman applicant in
conjunction with the application (on FAA Form 8610-3) and temporary
airman certificate (FAA Form 8060-4). The temporary certificate (and
subsequent permanent certificate) would then list the conditions and
limitations from the requirement to read, speak, write, and/or
understand English (as applicable) as granted under the part 11
exemption. This practice is in alignment with the treatment of all
other persons certificated under part 65 who have an identified
obstacle to meeting the English requirements. Therefore, the FAA is
removing the limitation direction as superfluous in proposed Sec.
65.107(b)(2).
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As discussed, current Sec. 65.107 sets out the training
requirements for a repairman certificate (light-sport aircraft) for
maintenance and inspection ratings. Currently, the requirements set
forth training course instruction hours for these ratings (i.e., a 16-
hour training course under Sec. 65.107(a)(2) for an inspection rating
and/or varied hours of instruction under Sec. 65.107(a)(3) for a
maintenance rating, which as noted depend on the aircraft class for the
privileges sought). In the 2004 final rule, the FAA declined to align
the curriculum content for a repairman certificate (light-sport
aircraft) with a maintenance rating with the training and curriculum
subjects for maintenance in part 147 (aviation maintenance technician
schools), which were located in then-appendices B, C, and D, because
many of the technical subjects set forth at that time were not relevant
to light-sport aircraft.\92\ Therefore, the FAA implemented varied
training hour requirements dependent on the class of aircraft after
finding that differing training hours were required to address distinct
knowledge elements between classes.\93\ The FAA no longer believes this
is the best approach for maintenance training courses for repairman
(light-sport) and proposes the revisions described in this section,
which would require repairman to have the appropriate knowledge and
skills to maintain light-sport category aircraft and subsequently
demonstrate the requisite skill to determine whether the aircraft is in
a condition for safe operations. The FAA does not propose changes,
however, to the inspection training course requirements.
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\92\ 69 FR 44849.
\93\ Id. Distinct knowledge elements between classes could
include part 39 and part 43 requirements; type-certificated engines,
floats, and composite structures; and two- and four-cycle engines
and electrical systems.
---------------------------------------------------------------------------
Since the 2004 final rule, the FAA has published the Aviation
Mechanic General, Airframe, and Powerplant ACS (Mechanic ACS). The
Mechanic ACS is required as the training curriculum for aviation
maintenance technician schools certificated under part 147 \94\ and as
the testing standard (as of the implementation date of August 1, 2023)
for all mechanic certificates issued under part 65.\95\ An ACS is a
comprehensive presentation that integrates standards for what an
applicant must know, consider, and do to demonstrate proficiency to
pass the tests required for the issuance of a certificate or rating.
The Mechanic ACS includes high-level subjects (e.g., Fundamentals of
Electricity and Electronics, Flight Controls, Engine Inspection), which
are broken down into components that include knowledge, risk
management, and skill elements relevant to that subject.
---------------------------------------------------------------------------
\94\ 14 CFR 147.17.
\95\ 14 CFR 65.75(a) and 65.79(b).
---------------------------------------------------------------------------
Notwithstanding that a repairman is limited in the scope of their
privileges to performing maintenance and inspection on light-sport
category aircraft, former light-sport category aircraft and light-sport
kit-built aircraft, as well as being limited to the aircraft category
on which they have received the requisite training, a repairman
nevertheless performs the same type of work as a mechanic. As such, it
is reasonable to expect a repairman to demonstrate similar knowledge
and skills as mechanics (limited in scope applicable to the aircraft
category they will work on). The FAA proposes that the Mechanic ACS
would most efficiently and effectively set forth the important
knowledge and skill elements that should be included in a training
course for a maintenance rating on a repairman certificate (light-
sport). In other words, using the Mechanic ACS as a standard for
repairman training, but limited in scope as appropriate to the category
of aircraft for which the repairman intends to exercise the privileges
of the certificate, provides a flexible and performance-based standard
for repairman training.
For these reasons, the FAA is proposing to replace the currently
specified aircraft class and training hour requirements for a
maintenance rating with a performance-based standard for repairman
(light-sport) training that will support existing and future categories
of aircraft. As such, the FAA is proposing to require training courses
to, at a minimum, include the knowledge, risk management, and skill
elements for each subject contained in the Mechanic ACS, as appropriate
to the category of aircraft being taught. Additionally, the FAA is
removing the hours requirement for a maintenance rating training course
in each category of aircraft. Similar to the training curriculum for
part 147 certificated aviation maintenance technician schools, the
Mechanic ACS provides a comprehensive set of standards such that allows
a training course provider to offer a training timeline that is best
suited to that particular training course and that category of
aircraft, while requiring that the applicant receives training on all
important subject areas to maintain safety.\96\ Therefore, proposed
Sec. 65.107(d) requires a person seeking a maintenance rating to
complete a training course accepted by the Administrator that includes
the knowledge, risk management, and skill elements for each subject
contained in the Mechanic ACS appropriate to the category of aircraft
for which the person intends to exercise the privileges of the
[[Page 47696]]
rating (in addition to meeting the general eligibility requirements in
proposed Sec. 65.107(a), which are largely unchanged from the current
requirements of Sec. 65.107(a)(1)).\97\
---------------------------------------------------------------------------
\96\ The FAA believes the hours of training maintenance rating
course providers are required to design their courses to under the
existing regulations would be similar to the hours training course
providers would include in new/revised courses meeting the proposal
because those courses should already be teaching students the
required information on how to maintain their class of aircraft.
However, the level of detail offered by each course provider could
add or remove hours from the course.
\97\ The changes to Sec. 65.107(a) are described in section
V.F.2.
---------------------------------------------------------------------------
In 2022, the Mechanic ACS was incorporated by reference \98\ into
part 65 as the testing standard for issuance of a mechanic certificate
under part 65, subpart D.\99\ As a result of the proposal to use the
Mechanic ACS as a standard under proposed Sec. 65.107(d), the FAA
proposes to amend Sec. 65.23(a)(2) to add Sec. 65.107 in the
referenced regulations for which the incorporation by reference of the
Mechanic ACS applies. In accordance with 5 U.S.C. 552(a) and 1 CFR part
51,\100\ the FAA makes the Mechanic ACS reasonably available to
interested parties by providing free online public access to view on
the FAA ACS website at: faa.gov/training_testing/testing/acs.
Additionally, the Mechanic ACS is available for download, free of
charge, at the provided web address.
---------------------------------------------------------------------------
\98\ Incorporation by reference is a mechanism that allows
Federal agencies to comply with the requirements of the
Administrative Procedure Act (APA) to publish rules in the Federal
Register and the Code of Federal Regulations by referring to
material published elsewhere. Material that is incorporated by
reference has the same legal status as if it were published in full
in the Federal Register. Because 5 U.S.C. 552(a) requires the
Director of the Federal Register to approve material to be
incorporated by reference, incorporation by reference is governed by
the Office of the Federal Register and as promulgated in its
regulations: 1 CFR part 51. Specifically, 1 CFR part 51 provides
certain requirements that a regulatory incorporation by reference
must contain.
\99\ Aviation Maintenance Technician Schools, Interim Final
Rule, 87 FR 31391 (May 24, 2022).
\100\ Section 552(a) of title 5, United States Code, requires
that matter incorporated by reference be ``reasonably available'' as
a condition of its eligibility. Further, 1 CFR 51.5(b)(2) requires
that agencies seeking to incorporate material by reference discuss
in the preamble of the final rule, the ways that the material it
incorporates by reference are reasonably available to interested
parties, and how interested parties can obtain the material.
---------------------------------------------------------------------------
The FAA notes that it is not proposing any revisions to the current
training course content for an inspection rating. Applicants for a
repairman certificate (light-sport) with an inspection rating must
complete a 16-hour training course acceptable to the FAA on inspecting
the particular class of aircraft for which the applicant intends to
exercise the privileges of the inspection rating pursuant to current
Sec. 65.107(a)(2)(ii), which is proposed Sec. 65.107(c) in the
reorganization. As discussed in the original implementation of the
inspection rating training course, the 16-hour course is designed to
train an individual owner with no background in aviation maintenance or
inspection to perform a satisfactory annual condition inspection on
their experimental light-sport aircraft and, based on that inspection,
make a determination if that aircraft is safe to fly. Given this
limited scope of privileges of the inspection rating (i.e., annual
condition inspections only) compared to the broad scope of privileges
of a maintenance rating (i.e., all inspections and maintenance), the
FAA is not proposing any changes to this requirement relative to
training course content.
As a result of the proposed change to training course standards for
the maintenance rating, existing course providers would need to review
their existing training courses to determine if those courses include
the appropriate knowledge, risk management, and skill elements from the
Mechanic ACS. If revision is necessary, the course provider would have
to submit the revised course to the FAA for acceptance. To allow for a
transition period between the current and proposed training standards,
the FAA would delay the compliance requirement for having a training
course containing the knowledge, risk management, and skill elements of
the Mechanic ACS. The FAA will allow for a 6-month compliance
timeframe, as evidenced in proposed Sec. 65.107(d)(1). During that
time period, both an hours-based training course (developed under
current regulations) or an ACS-based training course (developed under
the proposed regulations) may be accepted by the FAA for issuance of
the maintenance rating on a repairman certificate (light-sport).
However, an applicant for a repairman certificate (light-sport) with a
maintenance rating who seeks privileges for one of the new categories
of aircraft (i.e., rotorcraft or powered-lift), would only be eligible
for the certificate if the training was an ACS-based training course,
since hours-based training courses developed under current regulations
do not address these aircraft categories.
The FAA notes that the agency will continue its current practice of
accepting these training courses, providing an acceptance letter to the
course provider, and maintaining a web-based computer database record
on all accepted training providers available to both industry and FAA
personnel.\101\ However, the FAA currently issues course acceptance
with a 24-month expiration. Current practice mandates that the FAA will
notify a training course provider 60 days before the end of the
acceptance period, at which time the training provider must reapply for
continuing authority to provide the training. Because these training
courses will now be aligned with the ACS, the FAA does not see a need
to limit the course acceptance timeframe for light-sport repairman
inspection or maintenance rating training courses to reexamine a
training course provider's training course content. Therefore, a
training course that is found acceptable to the FAA will no longer
require a 24-month re-application process and will continue to be
acceptable, until such time as it is found to be not acceptable (see
section IV.F.5 for further discussion on acceptability).
---------------------------------------------------------------------------
\101\ FAA Order 8000.84B.
---------------------------------------------------------------------------
4. Training Course Exams
In 2004, the NTSB commented on the FAA's proposal pertaining to the
training required of repairman (light-sport aircraft) applicants and
suggested that the FAA implement a testing requirement.\102\ Currently,
training providers issue a written exam to students, successful
completion of which is measured at 80%. However, neither the
examination nor the 80% passing standard are codified within the
regulation. In alignment with the NTSB, the FAA continues to believe
that a test is an important step within the airman certification
process; specifically, the written exam serves as a benchmark to
determine if an applicant possesses the appropriate knowledge to obtain
the privileges of a repairman certificate. In other words, the FAA
finds that a written test establishes the requisite level of safety
required of a certificated repairman today. As such, the FAA is
proposing to add a requirement in proposed Sec. 65.107(b), which is
the new section for the general eligibility requirements, to require an
applicant for an inspection or maintenance rating to pass a written
exam administered by the training course provider that covers the
content of the training course. Rather than memorializing an 80% pass
rate as dictated by FAA policy, the minimum passing grade requirement
(70 percent) that applies to all part 65 tests in Sec. 65.17(b) would
apply to Sec. 65.107(b).
---------------------------------------------------------------------------
\102\ 69 FR 44848. As discussed in the 2004 final rule, the FAA
stated that a training course should contain a written test that the
applicant should pass with a minimum score of 80%.
---------------------------------------------------------------------------
5. Basis for Training Course Acceptance
Pursuant to Sec. 65.107(a)(2)(ii) and (a)(3)(iii), a training
course must be acceptable to the FAA. When the FAA implemented these
training courses, the 2004 final rule indicated that the FAA would look
at five areas in the determination of acceptability. These
[[Page 47697]]
areas included: passing grade, adherence to training guidance in FAA
advisory material, the provider's training course outline, and the
final written test. Additionally, the FAA referenced the appendices,
curriculum subjects, and level 3 training standard, as defined in part
147 at that time.\103\ The FAA developed guidance materials that direct
a prospective training course provider to submit specified information
such as information regarding the provider, the course outline, a
description of training aids used in the course, handbooks, sample
certificates of completion, course tests, a description of the
instructors qualifications, a schedule of where and when training will
be provided, and a description of the facilities if the course is
provided at a fixed location. However, these desired components are not
situated in the regulations.
---------------------------------------------------------------------------
\103\ 69 FR 44849.
---------------------------------------------------------------------------
The FAA believes it is crucial to set minimum standards for
training course providers to provide quality training for those persons
seeking a repairman certificate (light-sport) with associated ratings.
FAA Advisory Circular 65-32A provides guidance to stakeholders on the
acceptability of a training course, among other topics related to the
certification of repairman (light-sport aircraft). The FAA proposes to
codify provisions in AC 65-32A to add a requirement in new Sec.
65.107(e) that requires the training course provider to deliver the
course (1) using facilities, equipment, and materials appropriate to
the training course content being taught and (2) by instructors who are
appropriately qualified to teach the course content. The FAA interprets
``appropriate'' facilities, equipment, and materials to mean those
elements are sufficiently suited to instruct in the curriculum the
training course offered.\104\ Similarly, the FAA interprets
``appropriately qualified'' to mean an instructor is demonstrably
qualified to teach the course content. This demonstration may include
educational credentials, certifications, or practical experience that
aligns with the subject matter that the instructor teaches.
---------------------------------------------------------------------------
\104\ To illustrate, if the training course includes a skill
requirement that an applicant must perform on a specific piece of
equipment (as listed in the Mechanic ACS), the course provider must
have that piece of equipment (e.g., where the course requires a
student to be able to perform a skill requirement to service a
battery, the course provider must have an aircraft battery in a
condition that will allow a student to demonstrate the appropriate
servicing requirements to be considered to have equipment
appropriate to the training course content being sought).
---------------------------------------------------------------------------
For either an inspection or maintenance rating, the training course
which must be completed to obtain a repairman certificate (light-sport)
must be found acceptable to the FAA, including evaluation of these
elements. Because the FAA uses these training courses as the basis for
issuance of a repairman certificate, the FAA has determined each course
must be reviewed and accepted by the FAA to facilitate issuance of
repairman certificates by individual aviation safety inspectors. AC 65-
32A provides information on how to submit training course materials to
the FAA for acceptance. The FAA maintains a list of accepted courses
that it makes available to the public. FAA personnel who issue
repairman certificates use this this list to verify an applicant for a
repairman certificate (light-sport aircraft) has attended a training
course found acceptable to the FAA.
Additionally, while one eligibility element for a repairman
certificate (light-sport) is that a person complete a training course,
the current regulatory text lacks the explicit steps between completing
the training and receiving the certificate. Therefore, the FAA proposes
two clarifying amendments. First, proposed Sec. 65.107(c) and (d),
which set forth the eligibility requirements, would require an
applicant to successfully complete a training program and demonstrate
completion of the training program. This demonstration is most
logically done through a certificate of completion issued by the
training provider.\105\ Therefore, the FAA proposes to require in Sec.
61.107(e) that training course providers issue each student a
certificate of completion after the student has completed the training
and passed the test. This documentation will ensure that an applicant
has the means to demonstrate to the FAA that they have met the
requirements for the certificate or rating. The training provider would
be required to issue a certificate of completion that includes, at
least, the name of the training provider, the FAA course acceptance
number, the rating applicable to the training course (i.e., inspection
rating or maintenance rating), the category of aircraft the training
was based on, and the date of completion of the training.
---------------------------------------------------------------------------
\105\ The FAA notes that the regulatory text would not limit
acceptable demonstration of completion to only a certificate of
completion. While the FAA prefers an applicant to present a
certificate of completion to demonstrate completion of the training
program, the FAA intends to permit flexibility by accepting other
documentary evidence without having to seek an exemption (e.g., in a
case where a person has lost their certificate).
---------------------------------------------------------------------------
On November 28, 2017, the FAA published Notice N8900.444, ``Meaning
of the Terms `Acceptable to' and `Accepted by' for Use by Aviation
Safety Inspectors,'' to explain how each of the terms are used, which
has since been incorporated into FAA Order 8900.1.\106\ Where the term
``accepted by the FAA'' is used, it means the item at issue must be
submitted to the FAA for review and acceptance before use. Where the
term ``acceptable to the FAA'' is used, it means the item is not
normally privy to the FAA's active review and acceptance before its
use, although the FAA will exercise its oversight responsibilities.
While the current regulation requires the training course to be
``acceptable to'' the FAA, the FAA finds that in practice these
training courses are instead ``accepted by'' the FAA through the
previously discussed process. As such, the FAA proposes to change the
term ``acceptable to'' to ``accepted by'' in proposed Sec. 65.107(c)
for inspection rating training courses and Sec. 65.107(d) for
maintenance rating training courses. The FAA notes that should a
training course change, it would no longer be considered to be accepted
by the FAA and, therefore, the training course provider would be
required to resubmit the training course for acceptance by the FAA.
---------------------------------------------------------------------------
\106\ FAA Order 8900.1, Volume 3, Chapter 1, Section 1.
---------------------------------------------------------------------------
6. Repairman Certificate (Light-Sport) for Rotorcraft
Under current regulations the FAA may issue a repairman certificate
(light-sport aircraft) with an inspection rating for aircraft in the
gyroplane class; however, the FAA does not currently issue a
maintenance rating applicable to gyroplanes. In the 2004 final rule,
gyroplanes were included in the light-sport aircraft definition to
permit a sport pilot to fly the small gyroplanes that were then
available on the market. At the time, the FAA did not intend to
certificate gyroplanes under Sec. 21.190.\107\ Because the primary
purpose of the maintenance rating is to perform maintenance on aircraft
certificated in accordance with Sec. 21.190, the FAA concluded it
would be unnecessary to issue a maintenance rating with gyroplane
privileges. As a result, there are no gyroplane training course
instruction hours requirements in Sec. 65.107(a)(3)(ii). In effect,
this means that, currently, it is not possible to attain a maintenance
rating with gyroplane class privileges on a repairman certificate
(light-sport aircraft). The FAA currently only issues the inspection
rating with a gyroplane privilege/limitation, specific to aircraft
[[Page 47698]]
owned by the applicant/holder of the repairman (light-sport aircraft)
certificate.
---------------------------------------------------------------------------
\107\ 69 FR 44799.
---------------------------------------------------------------------------
The proposals in this rulemaking to expand aircraft certificated
under Sec. 21.190 to rotorcraft and powered-lift would facilitate the
possibility to obtain a light-sport repairman certificate in the
rotorcraft category and powered-lift category, which are not currently
available pursuant to the existing definition of light-sport aircraft
in Sec. 1.1. Under this proposal, the new rotorcraft category
encompasses both gyroplanes and helicopters. Because the FAA proposes
to expand the aircraft certification parameters for a light-sport
category aircraft, the FAA recognizes that both the gyroplane and
helicopter would be able to enter the light-sport market in greater
numbers,\108\ and there would be a corresponding demand for the ability
to safely maintain and inspect these aircraft. Therefore, the FAA
proposes to permit the issuance of maintenance ratings to the
rotorcraft category (i.e., gyroplane and helicopter classes).
---------------------------------------------------------------------------
\108\ Refer to preamble section IV.C. for discussion on the
expansion of eligibility requirements (proposed Sec. 22.100)
providing for the certification of additional classes of aircraft.
---------------------------------------------------------------------------
The FAA has determined that a rotorcraft category training course
is sufficient, rather than establishing mutually exclusive helicopter
and gyroplane courses. From a maintenance perspective, there is not a
substantial difference in systems on gyroplanes and helicopters. For
example, both gyroplanes and helicopters utilize an aircraft engine and
main rotor system which, from a maintenance perspective, are of similar
design and operation. Although there are other differences in operation
and in design, such as use of a tail rotor or propeller, the FAA
believes these differences can be covered in a single training course
that includes both types of aircraft. Additionally, because these
training courses require FAA acceptance, the FAA would verify in its
review process that the training includes the class-specific
differences within the rotorcraft category. Therefore, all persons
seeking repairman certificates (light-sport) with a maintenance rating
for rotorcraft category privileges (i.e., gyroplane or helicopter)
would be trained on both classes within the category.
Additionally, given the proposed change, as subsequently discussed,
to differentiate between categories of light-sport category aircraft,
the FAA proposes to permit the issuance of inspection ratings to the
rotorcraft category (i.e., gyroplane, which could already be issued,
and helicopter). The FAA has determined existing holders of a gyroplane
inspection rating would already have the knowledge and skills for
performing the annual condition inspection on aircraft in the
rotorcraft category due to the aforementioned similarities and limited
scope of privileges with the inspection rating. The FAA notes that
current holders of a repairman certificate (light-sport aircraft) with
an inspection rating with gyroplane class privileges would not need to
be reissued a certificate. However, if the airman requested either a
replacement certificate, or additional aircraft category privileges for
the same certificate, the FAA would amend the ``gyroplane'' class
privilege to a ``rotorcraft'' category privilege at the time the
permanent certificate is issued.
7. Inspection Ratings Privileges and Limitations
Existing Sec. 65.107(b)(2) establishes the privileges for
repairman certificates (light-sport aircraft) with an inspection
rating. Specifically, under Sec. 65.107(b)(2), a person may perform
the annual condition inspection if the aircraft has been issued an
experimental certificate under Sec. 21.191(i), with certain
conditions.\109\ Should this proposal be adopted as a final rule, the
FAA finds that the language in Sec. 65.107(b)(2) could result in a
situation where an individual was issued a repairman certificate
(light-sport aircraft) with an inspection rating specific for a former
light-sport category aircraft (experimental purpose under proposed
Sec. 21.191(i)), and the aircraft could later be re-certificated as a
light-sport category aircraft (special airworthiness certificate under
Sec. 21.190). In this scenario, if the aircraft was later re-
certificated in accordance with Sec. 21.190, that repairman's
certificate, which states the aircraft N-number and serial number could
allow the repairman to continue to conduct the annual condition
inspection on that aircraft. The FAA did not intend to allow for
repairman with an inspection rating to conduct an annual condition
inspection on aircraft certificated under Sec. 21.190.
---------------------------------------------------------------------------
\109\ The aircraft must also be owned by the holder and must be
in the same class of light-sport aircraft for which the holder
completed the requisite training.
---------------------------------------------------------------------------
Therefore, the FAA proposes to remove the phrase ``been issued'' to
clarify that to perform the annual condition inspection on an aircraft
it must currently have an experimental certificate for the certain
operating purposes, as set forth in Sec. 65.109(a)(2) (pursuant to the
proposed reorganization of Sec. Sec. 65.107 and 65.109, as previously
discussed). This change would require that to exercise the privileges
of the repairman certificate (light-sport) inspection rating, the
aircraft must have the appropriate experimental certificate.
8. Duration of Repairman Certificates
Section 65.15 prescribes the duration of effectivity of
certificates issued under part 65. Specifically, pursuant to Sec.
65.15(a), a certificate or rating under part 65 is effective until
surrendered, suspended, or revoked, but excludes repairman certificates
from these duration parameters. Section 65.15(b) provides the duration
for repairman certificates, which includes those issued in accordance
with Sec. Sec. 65.101, 65.104, and 65.107. Those certificates are
effective, unless sooner surrendered, suspended, or revoked, until the
holder is relieved from the duties for which the holder was employed
and certificated.
Employment is a requirement specific to repairman certificates
issued in accordance with Sec. 65.101. Specifically, Sec. 65.101(a)
requires an applicant be employed for a specific job, and Sec.
65.103(a) limits a repairman to conducting work only in connection with
duties for the certificate holder by whom the repairman was employed
and recommended. Different durations apply to certificates issued under
Sec. 65.104, repairman certificates (experimental aircraft builder),
and under Sec. 65.107, repairman certificates (light-sport aircraft).
Section 65.101(b) excepts those certificates from the general
eligibility requirements of Sec. 65.101, which includes the employment
requirement. In other words, there is no employment requirement for
those certificates. Therefore, Sec. 65.15(b) cannot be applied with
respect to the aforementioned repairman certificates because
eligibility, privileges, and limitations of these two types of
repairman certificate do not have any association with an employer.
The FAA proposes to revise Sec. 65.15(a) and (b) to distinguish
the effective period of repairman certificates issued under Sec.
65.101 from that of certificates issued under Sec. Sec. 65.104 and
65.107. Specifically, proposed Sec. 65.15(a) would except only those
repairman certificates issued in accordance with Sec. 65.101 from the
stated duration. In other words, repairman certificates issued in
accordance with Sec. Sec. 65.104 and 65.107 would be effective until
the certificate is surrendered, suspended, or revoked. Additionally,
Sec. 65.15(b) would specify the duration of repairman certificates
[[Page 47699]]
issued in accordance with Sec. 65.101 to be the effective until the
repairman is relieved from the duties for which the repairman was
employed and certificated (unless the certificate is sooner
surrendered, suspended, or revoked).
The FAA also proposes to remove the reference to March 31, 2013, in
Sec. 65.15. That date referenced a compliance date that has since
passed and, as such, is no longer necessary. In July 2003, the FAA
discontinued issuing paper airman certificates and began issuing
counterfeit-resistant plastic permanent airman certificates. In 2008,
the FAA issued a final rule that restricted airmen other than flight
crewmembers (regulated under 14 CFR part 65) from exercising the
privileges of a paper certificate five years from the effective date of
the final rule.\110\ After the five-year period (i.e., March 31, 2013),
only an FAA-issued plastic airmen certificate could be used to exercise
these privileges. Since March 31, 2013, has passed, the FAA is removing
this grace period from the regulations as superfluous. Therefore,
except for temporary certificates issued under Sec. 65.13, the holder
of a paper certificate issued under part 65 may not exercise the
privileges of that certificate. Removing the March 31, 2013, date from
the regulation simplifies the regulation and removes a date that no
longer has significance; in other words, this is a non-substantive
revision in nature with no practical repercussions.
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\110\ Drug Enforcement Assistance, Final Rule, 73 FR 10662,
(Feb. 28, 2008).
---------------------------------------------------------------------------
9. Repairman Certificate: Privileges and Limitations
Section 65.103 provides the privileges and limitations for a
repairman certificate issued under Sec. 65.101. Currently, Sec.
65.103(c) excepts holders of a repairman certificate (light-sport
aircraft) from this requirement while that repairman is performing work
under that certificate. Section 65.103(a) provides certificate
privileges appropriate to the job for which the repairman was employed
and certificated, limiting that repairman to duties only in connection
with the certificate holder who employed and recommended the repairman.
Section 65.103(b) further limits the repairman to only performing or
supervising duties for which the repairman understands the current
instructions of the certificate holder by whom the repairman is
employed. This language indicates that paragraphs (a) and (b) are only
applicable to repairman certificates issued in accordance with Sec.
65.101, which is the only repairman certificate type that has
requirements relating to employment.\111\ However, the FAA notes that
Sec. 65.103 also does not apply to a repairman certificate issued in
accordance with Sec. 65.104 (experimental aircraft builder repairman).
Accordingly, the FAA is proposing to amend Sec. 65.103(c) to state
that Sec. 65.103 does not apply to the holder of a repairman
certificate issued in accordance with either Sec. 65.104 (experimental
aircraft builder) or Sec. 65.107 (light-sport).
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\111\ See Sec. 65.101(a)(2).
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G. Maintenance
Currently, light-sport aircraft are subject to the maintenance
requirements of Sec. 91.327. This rule would revise the maintenance
requirements for light-sport category aircraft in Sec. 91.327
regarding safety directives and major and minor repairs and
alterations, as described in the subsequently discussed proposals.
Additionally, the FAA is proposing conforming changes to Sec. Sec.
91.417, 65.85, and 65.87.
1. Safety Directives
Section 91.327(b)(4) states no person may operate an aircraft that
has a special airworthiness certificate in the light-sport category
unless the owner or operator complies with each safety directive
applicable to the aircraft that corrects an existing safety-of-flight
condition. The FAA considers that a separate regulatory requirement to
comply with safety directives issued by the aircraft manufacturer is
unnecessary, therefore the FAA proposes to remove this requirement. The
FAA expects that manufacturers would still issue safety directives when
necessary to correct a safety-of-flight condition because the
applicable FAA-accepted consensus standards would continue to direct
the aircraft manufacturer to issue safety directives to correct safety-
of-flight conditions. Additionally, Sec. 91.7 prohibits any person
from operating a civil aircraft unless it is in an airworthy
condition.\112\ The FAA considers that where a manufacturer has issued
a safety directive to correct a safety-of-flight condition, the
condition would need to be corrected before the aircraft could be
considered in airworthy condition. Similarly, if there is a safety-of-
flight condition that has not been corrected, the aircraft cannot pass
its annual condition inspection required by Sec. 91.327(b)(2).
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\112\ For example, see F3198-18--Standard Specification for
Light Sport Aircraft Manufacturer's Continued Operational Safety
(COS) Program and F2483-18e1 Standard Practice for Maintenance and
the Development of Maintenance Manuals for Light Sport Aircraft and
F2483-18e1--Standard Practice for Maintenance and the Development of
Maintenance Manuals for Light Sport Aircraft.
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Because this proposal removes Sec. 91.327(b)(4) requiring
compliance with safety directives, the FAA is proposing to remove the
corresponding record keeping requirement for safety directives in Sec.
91.417(a)(2)(v). Current Sec. 91.417 specifies the records that must
be kept by each registered owner or operator of an aircraft.
Specifically, Sec. 91.417(a)(2)(v) requires that records contain the
current status of applicable safety directives, including, for each,
the method of compliance, the safety directive number and revision
date. If the safety directive involves recurring action, the record
must also state the time and date when the next action is required. The
safety directive record keeping requirement in Sec. 91.417(a)(2)(v)
exists because Sec. 91.327(b)(4) currently requires owners and
operators to comply with safety directives. Therefore, the FAA proposes
to remove the record-keeping requirement to maintain records of safety
directives. The FAA considers that a regulatory requirement under Sec.
91.417 to document safety directives is unnecessary because maintenance
performed on aircraft under Sec. 43.9 or Sec. 43.11 would still have
record-keeping requirements.
2. Minor Repairs and Minor Alterations
Section 91.327(b)(5) currently requires that each alteration
accomplished after the aircraft's date of manufacture meets the
applicable and current consensus standard and has been authorized by
either the manufacturer or a person acceptable to the FAA.\113\
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\113\ 69 FR 44854. As discussed in the 2004 final rule, the FAA
stated, for the purpose of Sec. 91.327, ``a person acceptable to
the FAA'' includes: (1) the manufacturer that issued the statement
of compliance, (2) any person who has assumed, and is properly
exercising, the original manufacturer's responsibility for carrying
out the continued airworthiness procedures described in the
consensus standard, (3) The holder of an FAA-approved technical
standard order (TSO) authorization, parts manufacturer approval
(PMA), type certificate (TC), or supplemental type certificate (STC)
for a product or part installed on the aircraft, and (4) Any person
authorized by the manufacturer to produce modification or
replacement parts in accordance with the applicable consensus
standard addressing ``qualification of third-party modification or
replacement parts.''
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The FAA has determined that the language in Sec. 91.327(b)(5) does
not allow for a certificated repairman (light-sport), an appropriately-
rated mechanic, or an appropriately-rated part 145 certificated repair
station to perform
[[Page 47700]]
minor alterations as otherwise permitted in Sec. 91.327(b)(1) without
the authorization of the manufacturer or person acceptable to the FAA.
Certificated persons who are already authorized under Sec.
91.327(b)(1) and part 43 to perform minor alterations, may be prevented
from doing so because of the language in Sec. 91.327(b)(5).
The FAA proposes to revise Sec. 91.327(b)(5) to require that minor
repairs and minor alterations meet the applicable design and
performance requirements, and allow the persons listed in Sec.
91.327(b)(1) to perform minor repairs and minor alterations without
obtaining authorization from the manufacturer or a person acceptable to
the FAA.
This proposed change is consistent with part 43 governing minor
repairs or minor alterations. For example, 14 CFR part 43 prescribes
rules governing the maintenance, preventive maintenance, rebuilding,
and alterations performed on aircraft and is applicable to any light-
sport category aircraft. Under this proposal, minor repairs and minor
alterations would not require specific authorization of the
manufacturer or other person acceptable to the FAA, but rather must
meet the performance requirements of part 43, including Sec. 43.13.
Additionally, since minor repairs and minor alterations must already be
performed in accordance with the Sec. 91.327(b)(1) requirement to use
maintenance and inspection procedures developed by the aircraft
manufacturer or a person acceptable to the FAA, the FAA considers it
unnecessary to require additional authorization before minor repairs or
minor alterations can be performed. Finally, this proposal provides
some relief to aircraft owners and operators because they would not
have to receive authorization from the aircraft manufacturer, or
another person acceptable to the FAA to perform a minor repair or minor
alteration.
The proposed Sec. 91.327(b)(5) would also require that each minor
repair and minor alteration meet the applicable consensus standards
specified in the statement of compliance submitted to the FAA for the
aircraft. Part 43 prescribes performance rules for these aircraft.
Specifically, Sec. 43.13(b) requires work to be performed in such a
manner and use materials of such a quality, that the condition of the
aircraft, airframe, aircraft engine, propeller, or appliance worked on
will be at least equal to its original or properly altered condition
(regarding aerodynamic function, structural strength, resistance to
vibration and deterioration, and other qualities affecting
airworthiness). Requiring the aircraft meet the applicable and current
consensus standards listed on the aircraft's statement of compliance
after either a minor repair or a minor alteration would be consistent
with Sec. 43.13(b). Finally, the FAA proposes that Sec. 91.327(b)(5)
would no longer contain language concerning alterations being
``accomplished after the aircraft's date of manufacture.'' By
definition, an aircraft could only be operated after it has been
manufactured. As such, including the phrase ``accomplished after the
aircraft's date of manufacture'' is not necessary and could
unintentionally cause confusion.
The FAA notes that this rule also proposes two changes to Sec.
43.13. First, the FAA proposes to eliminate the use of gender-specific
terminology that exists in Sec. 43.13(a). Second, the FAA proposes to
remove the paragraph heading that exists in current Sec. 43.13(c) to
ensure consistency with Sec. 43.13(a) and (b), which do not use
headings. The FAA also proposes minor editorial changes to Sec.
43.13(c). These proposed changes would not alter the substantive
requirements that are contained in Sec. 43.13.
3. Major Repairs and Major Alterations
Section 91.327(b)(6) currently requires that each major alteration
to an aircraft product produced under a consensus standard is
authorized, performed and inspected in accordance with maintenance and
inspection procedures developed by the manufacturer or a person
acceptable to the FAA. The FAA is proposing to revise this section by
adding the term ``major repair,'' removing the statement ``to an
aircraft produced under a consensus standard,'' and adding language to
clarify that the required authorization to perform a major repair or
major alteration must be provided by the manufacturer or a person
acceptable to the FAA.
The proposed Sec. 91.327(b)(6) text will require that each major
repair or major alteration is authorized by the manufacturer or a
person acceptable to the FAA. It will retain the existing requirement
that each major alteration be performed and inspected in accordance
with maintenance and inspection procedures developed by the
manufacturer or a person acceptable to the FAA. The proposal will add
that same requirement to major repairs. The following discussion
explains these changes in more detail.
First, Sec. 91.327(b)(6) establishes requirements for major
alterations but is silent on major repairs. The FAA is proposing to add
``major repairs'' to this provision to require major repairs also be
authorized by the manufacturer or a person acceptable to the FAA. The
proposed rule would also require that major repairs be performed and
inspected in accordance with maintenance and inspection procedures
developed by the manufacturer or a person acceptable to the FAA. The
proposal is consistent with how major repairs are applied to type-
certificated aircraft with one difference. Although a major repair on a
type-certificated aircraft must be done in accordance with technical
data approved by the Administrator (Sec. 65.95(a)(1)), such
Administrator approved data does not exist for a light-sport category
aircraft and so a major repair on a light-sport category aircraft built
to a consensus standard that meets the requirements of part 22 should
be done only after authorization from the manufacturer. Therefore, the
proposal requires the major repair must be authorized by the
manufacturer and performed and inspected in accordance with maintenance
and inspection procedures developed by the manufacturer, or a person
acceptable to the FAA. Additionally, related provisions in part 65,
specifically Sec. Sec. 65.85 and 65.87, reference both major
alterations and major repairs.
Second, the FAA proposes to remove the language ``to any aircraft
produced under a consensus standard'' from Sec. 91.327(b)(6) as
unnecessary. Section 91.327 applies to the operating requirements of
aircraft that have a special airworthiness certificate in the light-
sport category. Separately, pursuant to proposed Sec. 21.190(d)(6)
manufacturers must state that these aircraft are built to a consensus
standard. Therefore, reading Sec. 91.327(b)(6) and the proposed Sec.
21.190 together, it is clear that aircraft in the light-sport category
must be built to a consensus standard. As a result, the language
referencing consensus standards is unnecessary because all aircraft
subject to Sec. 91.327(b)(6) would have to be produced under a
consensus standard. Therefore, the FAA proposes to remove this language
from Sec. 91.327(b)(6).
Third, regarding the manufacturer authorizing major alterations,
the FAA finds that current language could be clearer. Read strictly,
the current Sec. 91.327(b)(6) requires that each major alteration to
an aircraft is authorized in accordance with maintenance and inspection
procedures developed by the manufacturer or a person acceptable to the
FAA. However, such a reading points to authorizations being in
accordance with maintenance and
[[Page 47701]]
inspection procedures. A major repair or major alteration must be
authorized by the manufacturer or a person acceptable to the FAA
because the aircraft is built to a consensus standard that meets the
requirements of part 22. The manufacturer is best suited to determine
if the aircraft will continue to meet the means of compliance with the
consensus standard following a major repair or major alteration.
Additionally, a major repair or major alteration must be performed and
inspected in accordance with maintenance and inspection procedures
developed by the manufacturer or a person acceptable to the FAA.
4. Changes to Certificated Mechanic Privileges
Currently, Sec. 65.85(b) allows a certificated mechanic with an
airframe rating to approve for return to service an airframe (or
related part or appliance) of an aircraft with a special airworthiness
certificate in the light-sport category, after a major repair or major
alteration, provided the work done was performed in accordance with
instructions developed by the manufacturer or a person acceptable to
the FAA.\114\ Similarly, under Sec. 65.87(b), the same privileges
apply to a certificated mechanic with a powerplant rating for return to
service a powerplant or propeller (or related part or appliance).
---------------------------------------------------------------------------
\114\ 69 FR 44847. This rule change gives the airframe or
powerplant-rated mechanic the same privilege to perform and inspect
major repairs and major alterations on special light-sport aircraft
that this rule grants a repairman (light-sport aircraft) with a
maintenance rating.
---------------------------------------------------------------------------
Under proposed Sec. 91.327(b)(6), no person may operate an
aircraft that has a special airworthiness certificate in the light-
sport category unless each major repair or major alteration is
authorized by the manufacturer or a person acceptable to the FAA and is
performed and inspected in accordance with maintenance and inspection
procedures developed by the manufacturer or a person acceptable to the
FAA. Sections 65.85(b) and 65.87(b) currently do not align with the
proposed Sec. 91.327(b)(6) in a way that would require that a mechanic
does not approve an airframe or powerplant for return to service with
an unauthorized major repair or alteration. Performing the major repair
or major alteration in accordance with instructions developed by the
manufacturer or a person acceptable to the FAA may not sufficiently
verify the aircraft or engine meet the proposed Sec. 91.327(b)(6)
requirement. Therefore, the FAA is proposing to add language to
Sec. Sec. 65.85(b) and 65.87(b) that requires, in addition to the
existing requirement regarding instructions, the mechanic determine the
major repair or major alteration is authorized by the manufacturer or a
person acceptable to the FAA.\115\
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\115\ See section V.F.1 for additional changes, technical in
nature, proposed to Sec. Sec. 65.85 and 65.87.
---------------------------------------------------------------------------
H. Operations
1. Aircraft Holding a Special Airworthiness Certificate in the Light-
Sport Category
In general, Sec. 91.327 does not currently allow a person to
operate an aircraft with a special airworthiness certificate in the
light-sport category for compensation or hire. However, Sec. 91.327(a)
does include two exceptions to this general prohibition against
operations for compensation and hire: conducting flight training and
towing a glider or an unpowered ultralight vehicle in accordance with
Sec. 91.309 are both permissible.
The FAA has received several petitions for exemptions and numerous
industry requests related to increased opportunities for using light-
sport category aircraft for compensation or hire.\116\ These requests
demonstrate significant public interest in expanding the use of light-
sport category aircraft for compensation or hire.\117\ Industry groups
argue that light-sport category aircraft for certain aerial work for
compensation and hire would be in the interest of public safety. For
example, industry groups state that some of the public safety interests
involve the safety of people and structures on the ground due to light-
sport category aircraft being generally quieter, slower, and more agile
than aircraft with standard airworthiness certificates. The FAA has
considered industry requests, as well as the use of FAA-accepted
consensus standards that can provide an appropriate level of safety,
and the FAA agrees that limited expansion of the use of light-sport
category aircraft for compensation and hire is in the public interest.
---------------------------------------------------------------------------
\116\ See Exemption granted to Operation Migration from 14 CFR
61.113(a), 91.319(e), and 91.327(a), April 30, 2014, Exemption No.
10984, Docket No. FAA-2013-1075, available online at https://www.regulations.gov/document/FAA-2013-1075-0004.
\117\ Dan Johnson & Roy Beisswenger. Modernizing Rules for Sport
Pilots and Light Sport Aircraft:1.0 Aerial Work for Light-sport
Aircraft, (June 2018), Retrieved from LAMA Report Modernizing
LSA.pdf.
Dan Pimentel, ``Will MOSAIC Allow LSAs To Do More: The industry
has lobbied the FAA to allow light sport aircraft to perform more
aerial work tasks,'' Flying Magazine, (May 20, 2022), https://www.flyingmag.com/will-mosaic-allow-lsas-to-do-more/.
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As previously stated, the FAA does not explicitly define aerial
work. The FAA broadly interprets the term to mean work done from the
air for compensation that does not involve the carriage of persons or
property.\118\ The FAA proposes to add a new paragraph in Sec. 91.327
to allow for operation of light-sport category aircraft for aerial work
for compensation or hire. The proposed amendment will allow light-sport
category aircraft to conduct limited aerial work operations.
Additionally, the proposed changes to the rule would not waive or
provide exception from any of the provisions required by 14 CFR part
119 or any other rule requiring an air operator certificate. To be
allowed to operate under the proposed amendment, light-sport category
aircraft would be required to meet applicable requirements under Sec.
21.190 concerning aerial work.
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\118\ See supra note 25 and accompanying text.
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The FAA proposes amending Sec. 21.190 to address aerial work
operations, which would be designated by the manufacturer in the
consensus standards accepted by the Administrator for airworthiness
certification of light-sport category aircraft. The FAA proposes the
addition of Sec. 21.190(c)(3), which requires the manufacturer to
include a list in the pilot's operating handbook of any aerial work
operations that may be safely conducted using the aircraft. The
proposed Sec. 21.190(c)(3) requires the aforementioned list to also be
included in the manufacturer's statement of compliance. The proposed
amendments applicable to light-sport category aircraft will result in
aircraft that must meet consensus standards for aerial work operations.
When a light-sport category aircraft meets an FAA-accepted consensus
standard, including one specific to aerial work, a light-sport category
aircraft should provide an equivalent level of safety in comparison to
aircraft that undergo the type-certification processes that are
currently allowed to conduct aerial work. As such, this proposed change
will allow aerial work to be conducted in parallel with the proposed
changes applicable to airworthiness certification of Sec. 21.190
aircraft.
The FAA recognizes that this is an ever-evolving field and seeks to
not inhibit future innovation. As such, the proposed approach would not
prescribe types of aerial work but would rather provide a path for a
proven risk-based assessment of current and future aerial tasks. The
agency does not propose relaxation of any of the existing regulatory
safeguards that relate to aerial work operations, such as the minimum
safe altitude, minimum safe distance,
[[Page 47702]]
and minimum safe speed restrictions in part 91 and restrictions
surrounding dispensing of chemicals in part 137. If an operator seeks
to conduct aerial work operations that exceed existing rules, operators
must obtain regulatory relief in the form of a Certificate of Waiver,
Letter of Authorization, or an exemption.
The FAA anticipates that the proposed expansion of aerial work,
along with the proposed amendments applicable to light-sport category
aircraft, could lead to an increased interest in aerial work that
involves carrying higher numbers of occupants. The FAA is proposing the
addition of Sec. 91.327(f)(1) and (2) to address these concerns. The
proposed language states that no person may operate an airplane
certificated as a light-sport category aircraft when carrying more than
four occupants, including the pilot. Additionally, the proposed
language states that no person may operate a light-sport category
aircraft other than an airplane when carrying more than two occupants,
including the pilot. The FAA does not have sufficient data for
expanding the number of persons onboard an aircraft other than an
airplane. The proposed addition of Sec. 91.327(f)(1) and (2) does not
change the restriction on certificated sport pilots not carrying more
than two persons, including the pilot. Pilots with higher grades of
certification will be able to operate light-sport category aircraft
with the higher number of occupants allowed under the proposed Sec.
91.327(f)(1) and (2).
The current definition of light-sport aircraft in 14 CFR 1.1 limits
the seating capacity to no more than two persons, including the pilot.
The proposed rules would expand this to a four-person occupancy limit
for airplanes certificated as light-sport category aircraft and a two-
person occupancy for light-sport category aircraft other than
airplanes. The proposed rules are expected to lead to larger light-
sport category aircraft. The larger size, along with the proposed
expansion of aerial work, could result in situations where there are
occupants who do not require a seat. The FAA has decided that a
measured approach that limits the number of occupants on an aircraft is
safest in the near term, as it will prevent situations where operators
attempt to carry as many passengers that will physically fit in the
aircraft. In light of the safety continuum, as discussed in section
IV.C.5, the FAA has proposed a limit of four-person occupancy for
light-sport category airplanes and two-person occupancy for light-sport
category aircraft other than airplanes because that is consistent with
the maximum seating capacity in proposed Sec. 22.100(a)(1) and (2).
This is not a prohibition of persons being carried who are not in
seats, but rather a limitation on the total number of occupants,
including both those who are in seats and those who are otherwise
restrained.
2. Aircraft Holding Experimental Airworthiness Certificates
Section 91.319(c) currently authorizes the Administrator to issue
special operating limitations for particular aircraft holding
experimental airworthiness certificates to conduct takeoffs and
landings over densely populated areas or in congested airways. The
terms and conditions specified in the authorization must be in the
interest of safety in air commerce. The regulation only applies to
takeoffs and landings; it does not currently authorize operating
limitations to cover other flight segments. The current regulation
presents difficulties for operators, as they can obtain special
operating limitations for takeoff and landing, but not for any
operations between takeoff and landing. Due to urban sprawl, it has
become increasingly difficult for operators to avoid operating over
densely populated areas.
To address inconsistencies and possible operator difficulties in
the continuation of all flight segments, the FAA proposes to amend
Sec. 91.319(c) to allow the Administrator to grant operating
limitations to certain aircraft with experimental certificates to
conduct operations over densely populated areas or in congested
airways, including, but not limited to, takeoffs and landings. This
proposed amendment will allow the Administrator to issue special
operating limitations that allow all phases of flight and expands the
types of operations over densely populated areas or in congested
airways.\119\ The FAA anticipates such operating limitations will only
be issued in certain circumstances, as described in subsequent
paragraphs. The general prohibition against experimental aircraft
operating over densely populated areas or in congested airways will
continue to apply under the proposed amendment to all aircraft that do
not hold these special authorized operating limitations. When issuing
such operating limitations, the FAA will consider several factors
(discussed in subsequent paragraphs), including whether the aircraft in
question is one of proven design and has records for continued
operational safety.
---------------------------------------------------------------------------
\119\ 49 U.S.C. 44701 et seq.
---------------------------------------------------------------------------
With consideration of the continual safety trend of aircraft
holding experimental certificates, there are several reasons why an
operator may seek special operating limitations for their aircraft to
conduct operations over densely populated areas or in congested
airways, including, but not limited to, takeoffs and landings. One
example involves operators conducting flights and other operations to
show compliance with airworthiness regulations under Sec. 21.191(b).
An operator may need to takeoff, land, and operate over densely
populated areas or in congested airways to show compliance for the
issuance of type and supplemental type certificates and to show
compliance with the function and reliability requirements of the
airworthiness regulations. Other examples of when operators may seek
these operating limitations over densely populated areas or in
congested airways is to conduct market surveys, sales demonstrations,
or customer crew training for U.S. manufacturers of aircraft or
engines. Lastly, operators conducting research and development of new
equipment installations, operating techniques, or aircraft uses may
seek special operating limitations to conduct those operations over
densely populated areas or in congested airways.
The Administrator will consider many factors when determining which
aircraft, certificated under Sec. 21.191, may be issued the operating
limitations to operate over a densely populated area or in congested
airways. The Administrator may grant operating limitations to certain
aircraft with experimental certificates that demonstrate significant
safety attributes and records for continued operational safety, which
enable them to operate over densely populated areas. Even though there
is a broad variety of experimental aircraft with differing levels of
safety and risk, the process of issuing experimental aircraft
airworthiness certificates is an established process for all
experimental aircraft. Not all aircraft that hold experimental
certificates are true ``experiments,'' as that term is commonly
understood. While the term ``experimental'' is used to describe these
aircraft, that does not automatically mean they lack evidence of
continued operational safety or a strong safety record. A significant
number of aircraft hold experimental airworthiness certificates and,
while some of these aircraft lack sufficient evidence of safety to be
issued the proposed operating
[[Page 47703]]
limitations, many aircraft holding experimental certificates have
consistently demonstrated safe operational records. For instance, there
are large manufacturing companies performing market survey operations,
in accordance with FAA certification processes and significant
operating oversight.
The FAA recognizes that some aircraft holding experimental
airworthiness certificates pose overly significant risk to the general
public and will not consider extending the proposed operating
limitations to those aircraft. At a minimum, the FAA expects that all
aircraft who are issued the proposed operating limitations, including
any attached appliances, will conform to airworthiness requirements and
any applicable airworthiness directives. Additionally, the FAA
anticipates that the proposed operating limitations would not be issued
to experimental aircraft that have had alterations or appliances that
have not been adequately tested by the original manufacturer. In order
to determine whether an aircraft with alterations or appliances would
be able to obtain this operating limitation, the FAA would consider all
facts presented by the operator, as well as procedures described in FAA
guidance, including FAA Order 8130.2. This is similar to the process
used for issuing operating limitations currently. Such procedures would
be developed following this rulemaking and would be made available for
public comment prior to adoption.
Some amateur and kit-built aircraft may be able to obtain the
proposed operating limitations to operate over densely populated areas
or in congested airways, although the FAA currently has no intention of
considering original or plans-built designs for issuance of these
operating limitations. Depending upon the type of kit and the
aircraft's similarity to its kit model, the FAA may consider granting
these operating limitations to certain kit-built aircraft because of
the high level of consistency among kit-built aircraft.
There are specific aircraft features that the FAA may consider
before issuing operating limitations to operate over densely populated
areas or in congested airways. First, the FAA is concerned about the
increased risk that results from an aircraft that has a single point of
failure. When an experimental aircraft has a single point of failure,
such as the loss of a single hydraulic in an aircraft that uses that
system for flight controls, flight will become unrecoverable. Such
aircraft will not be eligible for the proposed operating limitations,
as they have a higher risk to persons and property on the ground.
Having redundant systems increases safety for persons and property on
the ground. Second, the FAA is concerned about the increased risk from
allowing aircraft with ejection seats or detachable external stores to
operate over densely populated areas. If an aircraft is equipped with
an ejection seat, deployment of that seat over a densely populated area
would significantly increase risk to persons on the ground. Similarly,
if a detachable external store fails and detaches from the aircraft
while operating over densely populated areas, there would be
significant risk to persons on the ground. The aforementioned examples
are some attributes that would cause the FAA to consider not issuing
the proposed operating limitations, but the examples are not an
exhaustive list.
Beyond the aircraft conforming to original airworthiness
requirements and having adequately tested alterations and appliances,
the FAA may also consider actions taken by the operator to decrease
risk. For example, the FAA views an aircraft that has completed a
structured, task-based phase I testing process as potentially posing a
lower risk over densely populated areas and in congested areas.
Therefore, these aircraft could be recipients of the proposed operating
limitations. Phase I flight testing is the initial flight-testing
period for a newly assembled aircraft. All experimental aircraft
seeking an airworthiness certificate must complete initial flight
testing. Structured ``task-based'' testing provides the operator and
the agency with consistent and reliable data for these aircraft.
Several methods of phase I testing are available. One method is to
develop and execute a ``task-based'' phase I flight test plan to obtain
an airworthiness certificate. Completing a successful task-based phase
I flight test plan process results in a document specific to the
aircraft, as compared to an aircraft that has not completed a
structured phase I flight test plan process and has only completed the
minimum required flight time option and maintenance record entry.
Additionally, the completion of a task-based phase I flight test plan
is one action the operator can take that may decrease risk to persons
and property on the ground during operations over densely populated
areas.\120\ The FAA anticipates that aircraft granted the proposed
operating limitations may be subject to additional requirements, such
as increased maintenance requirements, in order to establish an
equivalent level of safety.
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\120\ See FAA Order 8130.2J, Airworthiness Certification of
Aircraft, Appendix D, Table D-1, Operating Limitations (July 21,
2017).
See FAA Advisory Circular 90-89C, Amateur-Built Aircraft and
Ultralight Flight Testing Handbook. (February 14, 2023).
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3. Space Support Vehicles
This rule would implement language in Section 581 of the FAA
Reauthorization Act of 2018 (the Act), which authorizes certain
aircraft holding experimental certificates to conduct space support
vehicle flights. The Act provides definitions for ``space support
vehicle'' and ``space support vehicle flight.'' The Act also adopted 49
U.S.C. 44737, which provides the rules for space support vehicle
flights. To maintain consistency with the congressional language, the
FAA proposes to adopt the same language used in section 44737. The FAA
is also proposing regulatory amendments necessary to integrate the
statutory language into 14 CFR.
As defined in the Act, a space support vehicle is an aircraft that
is a launch vehicle, a reentry vehicle, or a component of a launch or
reentry vehicle. As stated in the statute, only aircraft holding
experimental certificates that are also a launch vehicle, a reentry
vehicle, or a component of a launch or reentry vehicle can be
considered space support vehicles. Under this proposed rule, the
definitions from the statute will be added to 14 CFR part 1 to
facilitate implementation of that law. The FAA does not intend to
create a new experimental purpose for space support vehicles to operate
under in this rule. Instead, space support vehicles would conduct space
support vehicle flights under an existing Sec. 21.191 experimental
purpose, such as research and development or crew training.
Additionally, the Act requires that space support vehicles must be
owned by or operated on behalf of a licensed launch or reentry vehicle
operator.
Space support vehicle flights are distinct from licensed launch or
reentry operations. Per the Act, an operator may conduct space support
vehicle flights only to simulate space flight conditions in support of
training for potential space flight participants, government
astronauts, or crew; the testing of hardware to be used in space
flight; or research and development tasks, which require the unique
capabilities of the aircraft conducting the flight. Additionally, the
aircraft conducting the space support vehicle flight is required to
take off and land at a single site that is licensed for operation under
51 U.S.C. chapter 509.
[[Page 47704]]
Per the Act, the operator of an aircraft may conduct space support
vehicle flights under an experimental airworthiness certificate
carrying persons or property for compensation or hire. These flights
may include carriage of persons or property for compensation or hire
without obtaining an exemption to operating rules or a certificate to
conduct air carrier or commercial operations. In contrast, operators
seeking to conduct such activities for other experimental purposes must
obtain an exemption to operating rules or a certificate to conduct air
carrier or commercial operations.
The FAA proposes to amend Sec. 91.319 in two ways in order to
integrate space support vehicle flights into the operations regulations
for aircraft holding experimental certificates. First, to implement the
statutory authorization for space support vehicles, the FAA proposes
the addition of Sec. 91.319(k). This proposed addition will allow the
operator of an aircraft with an experimental airworthiness certificate
to operate the aircraft for the purpose of conducting a space support
vehicle flight. Second, the FAA proposes to amend Sec. 91.319(a) to
reflect the addition of paragraph (k).
To implement the statutory mandate in the Act, the FAA also
proposes the addition of a new section addressing operating limitations
for space support vehicle flights. This proposed new section, Sec.
91.331, provides general operating requirements applicable to aircraft
holding experimental certificates that will conduct space support
vehicle flights. Section 91.331 would establish the same operating
requirements as provided in the Act, which includes the requirements
related to where takeoff and landing are to occur; who can conduct the
operation; which vehicle can be used; and the purposes for which the
vehicles can be used for. There will be only one change, as section
44740(b)(1)(A) refers to ``a single site that is operated by an entity
licensed for operation under chapter 509 of title 51.'' Since the only
sites licensed by the FAA under title 51 of the United States Code are
launch and reentry sites, proposed Sec. 91.331(a)(2)(1) would instead
refer to ``a single launch or reentry site that is operated by an
entity licensed to operate the launch or reentry site under 51 U.S.C.
chapter 509.''
Upon receipt of a request for an operating limitation to conduct a
space support vehicle flight, the FAA would consider whether the
requirements of proposed Sec. 91.331 are met. While it would be
relatively easy to determine if certain elements of proposed Sec.
91.331 are met (such as whether the location of takeoff and landing is
a qualifying launch or reentry site), others would require a more
intensive, fact-specific approach. For example, if the operator wants
to conduct space support vehicle flights for the purpose of research
and development tasks, the FAA will analyze the specific facts
proffered by the operator to determine whether the research and
development tasks require the unique capabilities of the aircraft
conducting the flight, as required by the proposed Sec. 91.331. If the
operator wants to conduct a space support vehicle flight for the
purpose of training potential space flight participants, government
astronauts, or crew, the operator would need to demonstrate that such
persons have taken sufficient steps towards becoming space flight
participants, government astronauts, or crew. The FAA would develop
guidance to assist operators in developing their space support vehicle
flight proposals, such as guidance related to what constitutes a unique
capability of the aircraft and what documentation should be provided to
support the status of a space flight participant, government astronaut,
or crew. The FAA also proposes to amend Sec. 119.1(e) by adding a new
paragraph, paragraph (e)(12), to allow for the operation of such
aircraft for the purpose of conducting a space support vehicle flight
under the requirements of the proposed Sec. 91.331. The proposed
addition of Sec. 119.1(e)(12) would add language to exclude space
support vehicle flights from the requirements of part 119 relating to
air carrier certificates. The addition of Sec. 119.1(e)(12) is
necessary in order to implement section 581 of the Act in the
regulations.
4. Right-of-Way Rules
Section 91.113 provides the right-of-way rules for operations other
than those conducted on water. The right-of-way rules instruct pilots
on how they must respond to other aircraft they encounter and are based
on the category of aircraft or the operational scenario. Pilots must be
vigilant to see and avoid other aircraft; and as always, aircraft in
distress have the right-of-way over all other air traffic. The current
regulation outlines specific categories of aircraft that a balloon, a
glider, or an airship have right-of-way over when converging at
approximately the same altitude (except head-on, or nearly so). By
explicitly naming specific categories of aircraft, the current Sec.
91.113(d)(2) and (3) do not provide information for how operators of
other categories of aircraft not listed in Sec. 91.113 are expected to
comply with the intent of the rule. This may lead to confusion,
especially for those operators of aircraft that are not explicitly
included in the current Sec. 91.113.
The FAA proposes to amend Sec. 91.113(d)(2) and (3) to update the
language by replacing the lists of aircraft in paragraphs (d)(2) and
(3) with the broader term ``powered aircraft.'' These proposed
amendments remove specific categories to include other powered aircraft
not included in the existing rule, as the current rule is too narrow.
The new language uses the term ``powered aircraft'' to include those
categories. These amendments clarify the language in Sec. 91.113(d)
where aircraft are categorized for the purpose of describing which
aircraft has the right-of-way when approaching another aircraft on a
converging course. Right-of-way rules maintain the privilege of less
maneuverable aircraft to safely proceed with priority over more
maneuverable aircraft in the NAS. The proposed Sec. 91.113(d)(2)
continues to give gliders right-of-way over powered aircraft.
Additionally, the proposed Sec. 91.113(d)(3) continues to give
airships right-of-way over all other powered aircraft, except for those
powered aircraft that are towing or refueling another aircraft.
Balloons will continue to have the right-of-way over any other aircraft
category.
Finally, for consistency and clarity, the proposed language updates
the previous language of the paragraph describing engine-driven
aircraft to ``powered aircraft.'' The FAA chooses the term ``powered
aircraft'' instead of ``engine driven'' to better convey the inclusion
of aircraft that may have non-traditional forms of propulsion,
including electric propulsion.
5. Operations at Airports in Class G Airspace
Section 91.126 provides requirements for operations on or in the
vicinity of an airport in Class G airspace, including the direction of
turns when approaching the airport, flap settings, and communications
with air traffic control towers. Currently, Sec. 91.126(b) requires
that, when approaching to land at an airport without an operating
control tower in Class G airspace, each pilot of a helicopter or a
powered parachute must avoid the flow of fixed-wing aircraft. This
requirement only addresses helicopters and powered parachutes. It does
not currently consider other types of aircraft that may require access
to these airports. Since its adoption, the current regulation has
become inadequate in this regard, as it only addresses specific
aircraft and does
[[Page 47705]]
not consider emerging aircraft technologies, such as powered-lift.
To address all other aircraft under these requirements, the FAA
proposes to amend Sec. 91.126(b)(1) to state that each pilot of a
powered fixed-wing aircraft and powered-lift aircraft operating in
wing-borne flight mode must make all turns of that aircraft to the left
unless the airport displays approved light signals or visual markings
indicating that turns should be made to the right, in which case the
pilot must make all turns to the right. The FAA is also proposing to
amend Sec. 91.126(b)(2) to require that each pilot of any other
aircraft must avoid the flow of the types of aircraft listed in
proposed Sec. 91.126(b)(1), specifically powered fixed-wing aircraft
and powered-lift aircraft operating in wing-borne flight mode. The term
``any other aircraft'' in proposed Sec. 91.126(b)(2) would include,
but would not be limited to, weight-shift aircraft, helicopters, and
powered parachutes. When powered-lift aircraft are operating in wing-
borne flight mode, they have similar flight characteristics as fixed-
wing aircraft. As such, the proposed language explicitly treats
powered-lift aircraft operating in wing-borne flight mode as fixed-wing
aircraft. However, powered-lift aircraft operating in vertical-lift
flight mode are not equivalent to fixed-wing aircraft and will
therefore not be treated the same. The purpose of this proposed
amendment is to address all aircraft that could be involved in
operations on or in the vicinity of an airport in Class G airspace.
The proposed change would improve aircraft separation in the
interest of safety by considering operational needs, aircraft
configurations, and speeds to enhance avoidance of dissimilar aircraft.
While there are many kinds of aircraft that are now grouped together
under the proposed rule, those aircraft have similar flight and
maneuvering characteristics and therefore should be kept separate from
powered fixed-wing aircraft. Currently, non-powered, non-fixed-wing
aircraft (other than powered parachutes and helicopters, which are kept
separate under the current rule) are expected to operate in the same
traffic pattern as powered fixed-wing aircraft. By separating powered
fixed-wing aircraft from all other aircraft, this proposal intends to
reduce risk to all aircraft by limiting all non-powered, non-fixed-wing
aircraft from operating in the same traffic pattern as powered fixed-
wing aircraft.
6. Towing
Section 91.309(a)(2) currently prohibits civil aircraft from towing
a glider or unpowered ultralight vehicle unless it is equipped with a
tow-hitch of a kind, and installed in a manner, which is approved by
the Administrator. When the FAA issued the 2004 final rule, the FAA
stated in the preamble that towing operations by light-sport aircraft
would be allowed. However, the 2004 final rule failed to actually amend
the regulation to address such operations. The FAA is proposing to
amend Sec. 91.309(a)(2) to clarify the addition of light-sport
category aircraft for towing operations and remedy the oversight in the
2004 final rule.
The proposed language creates three paragraphs, each addressing a
separate combination of the category of airworthiness certificate
issued to an aircraft and whether that aircraft was issued a type
certificate. Additionally, each paragraph of the proposed regulations
addresses the certification requirements of the tow-hitch, as a
product/article to be installed on an aircraft, as well as the manner
of installation of the tow-hitch. The FAA uses the terms ``approved by
the Administrator,'' ``authorized by the Administrator,'' and
``acceptable to the Administrator'' in the following paragraphs. Table
3 summarizes the differences among the terms used in Sec.
91.309(a)(2).
Table 3--Sec. 91.309(a)(2) Terminology
------------------------------------------------------------------------
Where Sec. 91.309(a)(2) uses . .
. The Proposal means . . .
------------------------------------------------------------------------
Approved by the Administrator Part/article approval may be done
(i.e., FAA-approved). during the type-certification
process under part 21, subpart B,
the Supplemental Type Certificate
(STC) process under part 21,
subpart E, or the Parts Manufacture
Approval (PMA) process under part
21, subpart K.
Installation approval may be done
during the type-certification
process under part 21, subpart B,
the Supplemental Type Certificate
(STC) process under part 21,
subpart E, or the FAA's field
approval process.
Authorized by the Administrator... While there may be other methods of
authorization, the FAA can
authorize the installation of the
tow-hitch in the operating
limitations issued to the aircraft
or using the FAA's field approval
process.
Acceptable to the FAA............. This term means the tow-hitch or
installation is not necessarily
privy to the FAA's review before
its installation or use.
FAA Advisory Circular (AC) 43.13-2B,
Acceptable Methods, Techniques, and
Practices--Aircraft Alterations
contains acceptable methods for tow-
hitch installations in Chapter 8.
Consensus standards and
manufacturers' maintenance manuals
are also acceptable to the FAA.
------------------------------------------------------------------------
First, for those aircraft that hold a standard airworthiness
certificate, the proposed language requires that the tow-hitch is
approved by the Administrator. Additionally, the tow-hitch is required
to be installed in a manner approved by the Administrator. The proposed
language maintains the current requirement for aircraft holding
standard airworthiness certificates.
Second, for those type-certificated aircraft that hold a special
airworthiness certificate, and for which the aircraft has been
previously issued a type certificate,\121\ the proposed language would
require the tow-hitch be of a kind that is approved or otherwise
authorized by the Administrator. Although these aircraft may have been
issued a special airworthiness certificate, the fact that the aircraft
was issued a type certificate means that the aircraft must continue to
meet its type design after an alteration to install a tow-hitch. A tow-
hitch installation for an aircraft issued a type certificate may be
done after the installation is FAA approved. This is the same
requirement that is currently imposed on aircraft with a standard
airworthiness certificate engaged in towing gliders or unpowered
ultralight vehicles. However, because these aircraft hold a special
airworthiness
[[Page 47706]]
certificate and are issued associated operating limitations, the FAA is
proposing an alternative to the tow-hitch and/or the installations
having FAA approval. Under the proposal, these aircraft may have a tow-
hitch and/or installation that is authorized by the Administrator using
some other manner, such as in the operating limitations issued to the
aircraft.\122\ In these instances, the FAA will verify that there will
be an equivalent level of safety when the Administrator authorizes a
tow-hitch or installation method.
---------------------------------------------------------------------------
\121\ For example, this could include aircraft in the limited,
primary, restricted, or provisional category, or aircraft issued an
experimental certificate for a purpose under Sec. 21.191(a) through
(f), when that aircraft has been previously issued a type
certificate.
\122\ For example, if a person were using an aircraft that had
been issued a TC to test a tow-hitch design, the aircraft could be
issued an experimental certificate for the purpose of showing
compliance with the regulations. The FAA would authorize the
installation of the tow-hitch in the operating limitations issued to
the aircraft.
---------------------------------------------------------------------------
Third, for those aircraft that hold a special airworthiness
certificate, for which the aircraft has not been previously issued a
type certificate, the proposed language would allow for a tow-hitch of
a kind that is FAA approved. As an alternative to installing an FAA-
approved tow-hitch, the tow-hitch may instead be one that is acceptable
to the FAA. However, regardless of whether the tow-hitch is approved by
or acceptable to the FAA, the tow-hitch must be installed in a manner
acceptable to the FAA. As noted in the 2004 final rule, there is
historical precedent for towing operations by light-sport aircraft. The
FAA has determined that such operations can be conducted safely when
using a tow-hitch approved by the Administrator, so long as the tow-
hitch is installed in a manner acceptable to the Administrator. The
proposed language allows the option to install a tow-hitch that does
not have FAA approval because the aircraft itself was never subject to
an FAA approval process, as were those aircraft that were issued a type
certificate. Table 4 provides clarity of the proposed tow-hitch and
tow-hitch installation requirements in Sec. 91.309(a)(2).
Table 4--Sec. 91.309(a)(2) Tow-Hitch and Installation Requirements
------------------------------------------------------------------------
Aircraft in proposed Sec. Tow-hitch Tow-hitch manner
91.309(a)(2) certification of installation
------------------------------------------------------------------------
(i) Aircraft holds a standard FAA-approved...... Approved by the
airworthiness certificate. Administrator.
(ii) Aircraft holds a special FAA-approved or FAA-approved; or
airworthiness certificate; and Otherwise Otherwise
The aircraft design was issued Authorized by the Authorized by the
a type certificate. Administrator. Administrator.
(iii) Aircraft holds a special FAA-approved; or Acceptable to the
airworthiness certificate; and Acceptable to the FAA.
The aircraft design was not FAA.
issued a type certificate.
------------------------------------------------------------------------
7. Section 91.409 Clarifying Amendment
Section 91.409 provides inspection requirements for aircraft
operation. The language under Sec. 91.409(c)(1) provides operational
inspection exceptions for specific aircraft airworthiness certificates
under Sec. 91.409. The FAA proposes to amend Sec. 91.409(c)(1) by
removing the first ``or'' and adding the words ``airworthiness
certificate'' following the word ``light-sport'' within the list of
special airworthiness certificates. The proposed Sec. 91.409(c)(1)
states that an aircraft that carries a special flight permit, a current
experimental certificate, a light-sport airworthiness certificate, or
provisional airworthiness certificate. This amendment would provide
better clarity, readability, and understanding for the operator for
proper use of the exception.
I. Experimental Airworthiness Certificates
1. Duration of Light-Sport Category Airworthiness Certificates
Currently, Sec. 21.181(a)(3) states that a special airworthiness
certificate in the light-sport category will remain effective as long
as the aircraft meets the definition of a light-sport aircraft and the
aircraft conforms to its original configuration, except for those
alterations performed in accordance with an applicable consensus
standard and authorized by the aircraft's manufacturer or a person
acceptable to the FAA. Additionally, the aircraft must not have any
unsafe condition and not be likely to develop an unsafe condition. It
also must be registered in the United States.
Under proposed Sec. 21.181(a)(3)(i), an aircraft issued an
airworthiness certificate in the light-sport category would have to
meet the eligibility criteria specified in proposed Sec. 21.190(b) for
its airworthiness certificate to remain effective. The specific
eligibility requirements would reflect the expanded scope and
performance of aircraft that could be certificated in the light-sport
category and are discussed in detail in sections IV.C. and IV.D. of
this preamble.
Aircraft issued airworthiness certificates in the light-sport
category before the effective date of the final rule may not be able to
meet the requirements in proposed Sec. 21.190(b), as these aircraft
would have been designed and produced before the enactment of the
proposed requirements. Accordingly, proposed Sec. 21.181(a)(3)(iv)
would allow these aircraft to maintain their special airworthiness
certificates. The duration of airworthiness certificates issued for
these aircraft would remain unaffected provided the aircraft still meet
the parameters of the definition of light-sport aircraft found in
current Sec. 1.1 and the other applicable requirements discussed in
this section. The parameters that these aircraft would be required to
meet would be specifically listed in the proposed paragraphs
(a)(3)(iv)(A) through (M) and are identical to those contained in the
current definition of light-sport aircraft found in Sec. 1.1. They
would be specifically listed in the proposed regulation since the
current definition of light-sport aircraft containing those parameters
would be removed from Sec. 1.1.
Proposed Sec. 21.181(a)(3)(ii) would revise the current
requirement specifying that for an airworthiness certificate in the
light-sport category to be effective the aircraft must conform to its
original configuration, except for those alterations performed in
accordance with an applicable consensus standard and authorized by the
aircraft's manufacturer or a person acceptable to the FAA. This
requirement would be revised to specify the aircraft must conform to
its original or properly altered configuration. The proposed revision
would conform the provisions of proposed Sec. 21.181(a)(3)(ii) to
another proposal in this NPRM which would revise Sec. 91.327 to no
longer require that the performance of minor alterations be authorized
by the manufacturer or a
[[Page 47707]]
person acceptable to the FAA. Accordingly, minor repairs and minor
alterations performed in accordance with acceptable methods, techniques
and practices that meet the provisions of the applicable consensus
standards and part 43 would result in an aircraft that would conform to
a properly altered configuration. Any minor repair or minor alteration
not performed in accordance with applicable consensus standards would
result in the aircraft not conforming to a properly altered condition.
The proposal would also retain current provision in Sec.
21.181(a)(3)(iii) specifying that for the airworthiness certificates of
aircraft certificated in the light-sport category to remain effective
the aircraft must have no unsafe condition and not be likely to develop
an unsafe condition. The current requirement in Sec. 21.181(a)(3)(iv)
that these aircraft be registered in the United States for their
airworthiness certificates to remain effective would also continue to
remain applicable; however, since that requirement applies to all
aircraft issued airworthiness certificates, the FAA proposes that the
requirement is better placed in Sec. 21.181(a), where it would be
applicable to all airworthiness certificates.
2. Issue of Experimental Airworthiness Certificates
In this proposed rule, the regulatory wording of Sec. 21.191 would
be revised from ``Experimental certificates are issued for the
following purposes:'' to ``Experimental airworthiness certificates are
issued for the following experimental purposes.'' ``Experimental
certificates'' would be changed to ``Experimental airworthiness
certificates'' to clarify that experimental certificates are
airworthiness certificates and that they are issued for the
experimental purposes listed in Sec. 21.191. The term ``purposes''
would be revised to ``experimental purposes'' to clarify that the
purposes in Sec. 21.191 are experimental. These changes are also being
proposed to align with a change in Sec. 21.175, which proposes to
clarify that special airworthiness certificates are issued for aircraft
operating for an experimental purpose.
This rule proposes to retain Sec. 21.191(a) through (h), revise
Sec. 21.191(i), and add Sec. 21.191(j) and (k).
3. Operating Former Light-Sport Category Aircraft
Currently Sec. 21.191(i), Operating light-sport aircraft, consists
of three sections. Each section was created for a particular type of
aircraft. The first section, identified in Sec. 21.191(i)(1), applies
to aircraft that have not been issued a U.S. or foreign airworthiness
certificate and do not meet the provisions of 14 CFR 103.1. These
aircraft are commonly referred to as ``fat ultralights.'' As provided
in Sec. 21.191(i)(1), an experimental certificate will not be issued
under this paragraph for these aircraft after January 31, 2008. As
such, the FAA is proposing to delete this requirement. The second
section, identified in Sec. 21.191(i)(2), applies to light-sport
aircraft that have been assembled from a kit in accordance with
manufacturer's assembly instructions that meet an applicable consensus
standard. The FAA is proposing to move this requirement to Sec.
21.191(j) as discussed in section IV.I.3. The third section, identified
in Sec. 21.191(i)(3), applies to aircraft previously issued an
airworthiness certificate in the light-sport category. This last
section would be retained in Sec. 21.191(i).
This rule proposes to revise the heading of Sec. 21.191(i) from
``Operating light-sport aircraft'' to ``Operating former light-sport
category aircraft.'' This section would contain the same experimental
purpose as the current Sec. 21.191(i)(3), which includes aircraft that
have previously been issued a special airworthiness certificate in the
light-sport category under Sec. 21.190. Aside from the relocation from
Sec. 21.191(i)(3) to Sec. 21.191(i) and the revision of the heading,
this proposal would not further materially change this section.
This rule would eliminate Sec. 21.191(i)(1) that allows for
airworthiness certification of ``fat ultralights.'' These aircraft have
not been issued a U.S. or foreign airworthiness certificate and do not
meet the provisions of 14 CFR 103.1. These aircraft were provided a
small timeframe in which they could be issued an airworthiness
certificate under this experimental purpose and that timeframe closed
on January 31, 2008, pursuant to Sec. 21.191(i)(1). As such, this
paragraph would be eliminated from this revised rule since these
aircraft can no longer be issued an airworthiness certificate under
this section.
4. Operating Light-Sport Category Kit-Built Aircraft
This rule would create a new experimental purpose, ``Operating
light-sport category kit-built aircraft'' in Sec. 21.191(j),
specifically for light-sport category kit-built aircraft that are
currently being certificated under Sec. 21.191(i)(2). Aircraft
certificated under this experimental purpose would continue to include
those that have been certificated under Sec. 21.190 and assembled from
an aircraft kit in accordance with the manufacturer's assembly
instructions that meet an applicable consensus standard.
The items the applicant must provide to apply for an experimental
airworthiness certificate for a light-sport category kit-built aircraft
currently exist in Sec. 21.193(e). This rule would relocate these
application items for light-sport category kit-built aircraft from
Sec. 21.193(e) to Sec. 21.191(j) with minor changes. Section
21.193(e)(1) requires evidence that an aircraft of the same make and
model was manufactured and assembled by the aircraft kit manufacturer
and issued a special airworthiness certificate in the light-sport
category. This proposed rule, in Sec. 21.191(j)(1), would clarify that
the issuance of a special airworthiness certificate in the light-sport
category would occur under Sec. 21.190.
Section 21.193(e)(2) requires the applicant to provide a copy of
the aircraft's operating instructions and Sec. 21.193(e)(5) requires
the applicant to provide a copy of the aircraft's flight training
supplement. These requirements would be relocated to Sec. 21.191(j)(2)
in this rule and would change ``the aircraft's operating instructions''
and ``the aircraft's flight training supplement'' to ``the pilot's
operating handbook that includes a flight training supplement,'' to
standardize with terminology proposed for use throughout Sec. 21.190
and part 22 of this proposal.
Section 21.193(e)(3) requires the applicant to provide a copy of
the aircraft's maintenance and inspection procedures. This requirement
would be moved to Sec. 21.191(j)(3) in this rule.
Section 21.193(e)(4) requires the applicant to provide the
manufacturer's statement of compliance for the aircraft kit used in the
aircraft assembly that meets Sec. 21.190(c), except that instead of
meeting Sec. 21.190(c)(7), the statement must identify assembly
instructions for the aircraft that meet an applicable consensus
standard. This proposed rule would move this requirement to Sec.
21.191(j)(4) and clarify that the aircraft kit must comply with the
applicable requirements of Sec. 21.190 and part 22 in effect at the
time the aircraft kit was manufactured, except the statement of
compliance need not indicate compliance with Sec. 22.100 for flight
and ground testing in accordance with a production acceptance test
procedure. This change is necessary because this rule would contain the
applicable requirements throughout Sec. 21.190 that an applicant would
have to comply with in addition to the manufacturer's
[[Page 47708]]
statement of compliance. Additionally, design, production, and
airworthiness requirements that must be complied with would be in part
22 of this proposed rule.
Finally, current Sec. 21.193(e)(6) requires an applicant for an
aircraft kit manufactured outside the United States to show evidence
that the aircraft kit was manufactured in a country with which the
United States has a Bilateral Airworthiness Agreement concerning
airplanes or a Bilateral Aviation Safety Agreement with associated
Implementation Procedures for Airworthiness concerning airplanes, or an
equivalent airworthiness agreement. This requirement would remain
unchanged in the proposed rule and relocated to Sec. 21.191(j)(5).
Table 5--Proposed Changes to Sec. 21.191(i) Operating Light-Sport
Aircraft
------------------------------------------------------------------------
Current purpose: Proposed purpose:
------------------------------------------------------------------------
Sec. 21.191(i)(1) (``fat- Removed from Sec. 21.191;
ultralights''). timeframe closed on January 31,
2008.
Sec. 21.191(i)(2) (light-sport Sec. 21.191(j) Operating light-
kit). sport category kit-built aircraft;
would include provisions from
current Sec. 21.193(e).
Sec. 21.191(i)(3) (former Sec. Sec. 21.191(i) Operating former
21.190). light-sport category aircraft.
------------------------------------------------------------------------
5. Operating Former Military Aircraft
This rule would create a new experimental purpose for former
military aircraft to be added as Sec. 21.191(k). To be eligible for an
experimental airworthiness certificate under the proposed rule,
aircraft would have to be manufactured, purchased, or modified under
contract by the U.S. Armed Forces or a foreign military. This proposed
requirement would establish the military history of the aircraft as a
prerequisite for eligibility under this section. The aircraft would
have to have been a military aircraft before the FAA would consider the
aircraft a former military aircraft. Under the proposed rule, unmanned
aircraft (UA) would be excluded from eligibility for an airworthiness
certificate under this purpose.
This additional purpose is necessary to allow for flights conducted
by these aircraft between their public aircraft operations performed on
behalf of the Department of Defense (DOD). Since fiscal year 2015, the
DOD components have increased the use of air support contracts,
including contracting for more flying hours and expanding the number of
training locations, to address training requirements. DOD components
awarded almost $8.4 billion for air support contracts in fiscal years
2015 through 2021.\123\ These contracts provide non-military aircraft
and personnel to replicate the role of combat aircraft for various
training activities. DOD has used contracts to meet training needs,
address shortages in available military aircraft and crew members, and
manage costs.
---------------------------------------------------------------------------
\123\ Government Accountability Office, Report to the Committee
on Armed Services of the United States House of Representatives
(Dec. 2021), https://www.gao.gov/assets/gao-22-104475.pdf.
---------------------------------------------------------------------------
Many of these DOD operations involve contract air support
operations that use civilian contractor aircraft and personnel. Some
examples of contract air support operations are ordinance delivery,
target towing, aerial refueling, and aggressor training, in which
military pilots are provided with simulated adversaries to replicate
combat activities. Although contract air support aircraft have been
issued experimental airworthiness certificates for the purpose of
exhibition and crew training, there currently is no experimental
purpose available that adequately addresses the DOD's needs with regard
to contract air support. Although the operations conducted under the
contract with DOD may be conducted as public aircraft operations, any
operations the aircraft may perform that do not meet the statutory
requirements for public aircraft operations would be a civil aircraft
operation subject to FAA airworthiness requirements.
Existing airworthiness requirements for experimental aircraft such
as exhibition and crew training also may not include the mitigations
appropriate to the operation of these aircraft. To date, former-
military aircraft seeking to conduct contract air support operations
typically have sought experimental airworthiness certificates for the
purposes of exhibition and crew training which the FAA has issued
accompanied by specific operating limitations developed for each
purpose in accordance with Sec. 91.319(i) and FAA Order 8130.2.\124\
As the DOD has increased its use of contract air support operations
over time, the FAA has become aware that issuing experimental
airworthiness certificates under the current available purposes may
result in a misalignment of the issued experimental purpose and the
operations being conducted. The proposed experimental purpose will
align the civil operations to be conducted and the purpose for which
these certificates are sought.
---------------------------------------------------------------------------
\124\ FAA Order 8130.2J, Airworthiness Certification of Aircraft
(July 21, 2017).
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To better allow these aircraft to operate as civil aircraft, the
FAA proposes to establish a new experimental purpose for former
military aircraft that would allow for three types of civil operation.
First, aircraft with this purpose would be able to fly the aircraft to
a base where repairs, alterations, or maintenance would be performed.
Aircraft often need to be taken to specific locations to have requisite
repairs, alterations, and maintenance, whether scheduled or
unscheduled. Second, aircraft with this purpose would be able to fly
the aircraft to a point of storage. When not being used for contract
air support operations, these aircraft are typically not housed on
military property and need to be kept in storage facilities that meet
certain security, size, and environmental requirements. As such,
allowing for flight between the contract air support operations and
where the aircraft are housed is necessary. Third, aircraft with this
purpose would be able to be repositioned for use under contract with
the DOD. Contract air support operations occur at various DOD
installations and within special use airspace, with the same aircraft
often being used for contract air support operations at different
locations. As the flight between the two locations would not be
considered a public aircraft operation, this purpose will cover the
relocation flight necessary for the aircraft to fulfill contractual
requirements. These purposes are also aligned with the types of
operations generally allowed under a special flight permit. Unlike a
special flight permit, however, this rule would allow these aircraft to
seek an experimental airworthiness certificate rather than get specific
permission for each such operation. The proposed experimental purpose
would enable the DOD to use contract air services more effectively and
enable the FAA to oversee the civil use of these aircraft more
efficiently. Such civil air support operations are
[[Page 47709]]
critical to the defense readiness of the United States. The three
authorizations proposed by the FAA provide a pathway for the DOD
contractors to conduct limited civil operations.
6. Application for Special Airworthiness Certificates Issued for
Experimental Purposes
With the documentation requirements for light-sport category kit-
built aircraft proposed for relocation from Sec. 21.193(e) to Sec.
21.191(j), the remaining requirements in Sec. 21.193(a) through (d)
are those necessary for the application for an airworthiness
certificate for an experimental purpose. In accordance with these
proposed revisions, the heading of this section would be changed from
``Experimental certificates: general'' to ``Application for special
airworthiness certificates issued for experimental purposes.''
Section 21.193(a) requires a statement, in a form and manner
prescribed by the FAA setting forth the purpose for which the aircraft
is to be used. This rule would omit the first half of this requirement:
``A statement, in a form and manner prescribed by the FAA . . .'' In
this proposed rule, Sec. 21.193(a) would require an applicant to
submit the experimental purpose for which the aircraft would be used
and Sec. 21.193(b) would require an applicant to submit enough
information to describe the planned operation, equipment, or test, as
applicable. Combined, these two requirements would necessitate more
than a ``statement'' from the applicant, as currently required by Sec.
21.193(a). The applicant would be required to provide the Sec. 21.191
purpose(s) for which application is being made as well as provide
enough data for the FAA to understand the scope, risks, and hazards of
the planned operations, equipment, or test, as applicable.
Section 21.193(b) requires enough data (such as photographs) to
identify the aircraft when making application for an airworthiness
certificate for an experimental purpose. This proposed rule, in Sec.
21.193(e), would change this requirement by removing the phrase ``such
as photographs'' to clarify that other means of identification are
permitted.
The FAA is not changing the requirement in Sec. 21.193(c) stating
that, upon inspection of the aircraft, any pertinent information found
necessary by the FAA to safeguard the general public must be submitted
by the applicant. In this proposal, this requirement would simply be
moved to Sec. 21.193(g).
Section 21.193(d)(2) requires the applicant to submit the estimated
time or number of flights required for the experiment. This proposed
rule would keep this requirement in Sec. 21.193(c) but would make it
applicable only for an applicant seeking issuance of an experimental
airworthiness certificate for those experimental purposes specified in
Sec. 21.191(a) through (f). This change is necessary because the other
experimental purposes (i.e., operating amateur-built aircraft,
operating former light-sport-category aircraft, and operating light-
sport category kit-built aircraft) are not dependent upon time or
accomplishing a specific number of flights to validate their
experimental purpose. The experimental purposes of research and
development, showing compliance with regulations, crew training, and
market survey would all be subject to a certificate duration of three
years or less under this rule, or they could indicate the number of
flights it will take to complete their experiment or operation.
Applicants for the exhibition and air racing experimental purposes
would identify the number of flights, typically planned at events such
as airshows, movie or television productions, or air races. In this
section, the word ``experiment'' in Sec. 21.193(d)(2) would be changed
to ``operation'' in Sec. 21.193(c) of this rule to reflect that not
all the experimental purposes in Sec. 21.191(a) through (f) involve
experiments. Replacing ``experiment'' with ``operation'' more
accurately describes the flight operations of these experimental
purposes.
The current requirement in Sec. 21.193(d)(3) for applicants to
submit the areas over which the experiment will be conducted when
applying for an airworthiness certificate for an experimental purpose
would move to Sec. 21.193(d) in this proposed rule. Consistent with
other requirements in this section in this proposed rule, the word
``experiment'' would be changed to ``flight'' to show that not all
experimental purposes involve experiments.
Finally, current Sec. 21.193(d)(4) requires applicants for an
airworthiness certificate for an experimental purpose to provide three-
view drawings or three-view dimensioned photographs of the aircraft,
except for aircraft converted from a previously certificated type
without appreciable change in the external configuration. This proposed
rule, in Sec. 21.193(f), would omit the words ``aircraft converted
from'' to clarify that any previously type-certificated aircraft would
be excepted from this requirement if there was no appreciable change in
the external configuration.
Proposed Sec. 21.193(h) would require applicants for an
experimental certificate under Sec. 21.191(i) operating former light-
sport category aircraft, and Sec. 21.191(j) operating light-sport
category kit-built aircraft, to demonstrate compliance with the
aircraft noise limits in 14 CFR part 36. If compliance cannot be
demonstrated using analytical data (i.e., the aircraft needs to be
flight tested), an applicant for either of these experimental purposes
would need to obtain an experimental airworthiness certificate for the
purpose of showing compliance with regulations to complete noise
testing before receiving airworthiness certification under the proposed
Sec. 21.191(i) or (j). Options for noise compliance are discussed in
section IV.K.
7. Changes to the Experimental Purpose of Market Survey
Section 21.195(b) applies to manufacturers of aircraft engines and
Sec. 21.195(c) applies to persons who have altered the design of a
type-certificated aircraft. Both Sec. 21.195(b) and (c) have the
requirement for an aircraft, before alteration, to have been type
certificated in the normal, utility, acrobatic, commuter, or transport
category. This proposed rule would add aircraft type certificated in
the primary and restricted categories. This change would allow, for
example, a manufacturer or person to alter an aircraft, such as by
adding a new crop sprayer and install it in an aircraft that had been,
before alteration, type certificated in the restricted category for the
special purpose operation of crop spraying. This manufacturer or person
could demonstrate the new crop sprayer on a restricted category
aircraft to potential customers under the experimental purpose of
market survey. Currently, Sec. 21.195 does not contain requirements
applicable to these types of demonstrations in the primary and
restricted categories.
Section 21.195(d) states that an applicant for an experimental
certificate under this section is entitled to that certificate if, in
addition to meeting the requirements of Sec. 21.193, the applicant has
established an inspection and maintenance program for the continued
airworthiness of the aircraft and showed that the aircraft has been
flown for at least 50 hours, or for at least 5 hours if it is a type-
certificated aircraft which has been modified. The FAA may reduce these
operational requirements if the applicant provides adequate
justification. This proposed rule would clarify that Sec. 21.195(a),
(b), or (c) determine the eligibility for the application of an
airworthiness
[[Page 47710]]
certificate for the experimental purpose of market survey and that
Sec. 21.195(d) is not a stand-alone eligibility criterion. To remedy
this common misconception, this rule would clarify that Sec. 21.195(d)
only applies when an applicant meets the requirements of Sec. 21.193
and any of the three criteria in Sec. 21.195(a), (b), or (c).
In addition to the changes previously discussed, this rule proposes
to eliminate the use of gender-specific terminology that exists in this
section.
8. Noise Requirements
a. New Experimental Light-Sport Category Aircraft and Acoustic Changes
to Existing Experimental Light-Sport Aircraft
This rule proposes that new experimental light-sport aircraft and
existing experimental light-sport aircraft that are altered in a manner
that changes their noise generation would be required to demonstrate
compliance with part 36. While the noise limits listed in the
appendices to part 36 would apply, the FAA is proposing different
methods of compliance depending on the complexity of the aircraft and
the availability of noise consensus standards. A more comprehensive
discussion of the need for this requirement and the options available
for airworthiness certification is presented in section IV.K.
Aircraft certificated under current Sec. 21.191(i)(1) would be
excepted from meeting noise requirements, as discussed in section IV.K.
b. Experimental Light-Sport Category Kit-Built Aircraft
The FAA proposes to apply the noise requirements of part 36 to
experimental light-sport aircraft kit-built aircraft when an
airworthiness certificate is applied for under Sec. 21.191(j). The
applicability and methods of compliance with part 36 are fully
discussed in section IV.K.
9. Aircraft Identification
In Sec. 21.182(a), this rule would change the word ``his'' to
``the'' to make this sentence gender-neutral.
When combined, the current Sec. 21.182(b) introductory text and
(b)(2) contain double-negative language that is confusing. This rule
would eliminate the double-negative language to add clarity. Section
21.182(b) currently states in part that paragraph (a) of this section
does not apply to applicants for the following: an experimental
certificate for an aircraft not issued for the purpose of operating
amateur-built aircraft, operating primary kit-built aircraft, or
operating light-sport aircraft. To apply this double-negative language
correctly, a person would have to determine the experimental purposes
not listed in Sec. 21.182(b)(2). These purposes include research and
development, showing compliance with regulations, crew training,
exhibition, air racing, and market survey. The proposed Sec.
21.182(b)(2) would instead list these applicable experimental purposes,
making comprehension much easier.
A new experimental purpose, operating former military aircraft,
would be included under Sec. 21.182(b)(2), thereby excluding these
aircraft from compliance with the fireproof identification marking
requirements of Sec. 45.11. Former military aircraft were built under
U.S. or foreign military requirements, and it would be impractical and
extremely costly for them to have to retroactively comply with civil
fireproof identification marking requirements. Also, most former
military aircraft currently operating under FAA airworthiness
certificates are already excluded from fire-proof marking requirements
since they tend to operate under the experimental purposes of research
and development, crew training, or exhibition.
J. Restricted Category
1. General Changes to Airworthiness Certification of Restricted
Category Aircraft
For type certification in the restricted category, Sec.
21.25(a)(1) currently requires an aircraft to meet the airworthiness
requirements of an aircraft category, except those requirements that
the FAA finds inappropriate for the special purpose for which the
aircraft is to be used. This proposed rule would specify that the
airworthiness regulations for primary or light-sport categories are not
acceptable for type certification in the restricted category. These two
categories were created after the restricted category regulations were
established and were not intended to be included for type certification
in the restricted category.
Additionally, the airworthiness requirements for primary and light-
sport categories are not appropriate for use in restricted category
type certification. The primary category airworthiness regulations are
not designed to include all of the airworthiness standards in part 23
or 27, as applicable, while the airworthiness requirements for light-
sport category aircraft, as proposed in this rule, are based on the
design, performance, and production requirements in part 22. This
revision would preclude owners of primary category aircraft and light-
sport category aircraft from seeking certification of their aircraft in
the restricted category. Currently, the FAA is not aware of any owners
of primary category aircraft or light-sport category aircraft that have
requested their aircraft to be certificated in the restricted category.
As such, this proposed rule would result in the airworthiness
regulations for normal, utility, acrobatic, commuter, and transport
categories to be acceptable for use under the proposed restricted
category provisions in Sec. 21.25(a)(1).
Also in this proposed rule, the term ``special purpose'' would be
replaced with ``special purpose operation'' in Sec. 21.25(a)(1) and
(2). This change would standardize the use of this terminology
throughout Sec. Sec. 21.25, 21.185, and 91.313 and FAA Order 8110.56B,
Restricted Category Type Certification, dated July 19, 2017 (``FAA
Order 8110.56B'').
In general, Sec. 21.25(a)(2) addresses requirements for military
aircraft that could be type certificated in the restricted category.
This proposed rule would restructure Sec. 21.25(a)(2) by splitting
this section into three requirements, of which the latter two are new.
This restructuring would make this section easier to read. In this
proposed rule, the phrase, ``an Armed Force of the United States,''
would be replaced with ``the U.S. Armed Forces'' to align with
terminology used throughout 14 CFR part 21. Section 21.25(a)(2)(i)
would contain the existing requirement that the aircraft type was
manufactured in accordance with the requirements of, and accepted for
use by, the U.S. Armed Forces.
To be eligible for restricted category type certificate under
proposed Sec. 21.25(a)(2)(ii), an aircraft type must have been
operated by a U.S. Armed Force since this provision is intended for
former aircraft types of a U.S. Armed Force. Aircraft that have only
been manufactured for and accepted by a U.S. Armed Force, but never
operated by that U.S. Armed Force, could have been manufactured and
accepted on behalf of other operators such as under foreign military
sales arrangements and, therefore, not truly be an aircraft type of a
U.S. Armed Force.
Proposed Sec. 21.25(a)(2)(iii) would clarify that an aircraft must
be able to perform, or be modified to be able to perform, the special
purpose operation for which the aircraft is to be approved. Under the
current Sec. 21.25(a)(2), the requirements for what modifications are
permitted or required for type certification are not specified. This
has produced misconceptions that the aircraft can only be modified for
special purpose operation. Surplus military
[[Page 47711]]
aircraft may be type certificated to perform a special purpose
operation without any modification. Alternatively, modifications may be
made for other reasons, such as aircraft performance, reliability, or
safety enhancements.
2. Codification of Special Purpose Operations
The existing list of special purpose operations in Sec.
21.25(b)(1) through (7) that are authorized for restricted category
aircraft have largely remained unchanged since 1964 (see 29 FR 14564,
October 24, 1964). This proposed rule would revise Sec. 21.25(b) by
codifying the special purpose operations that have been approved by the
FAA since 1964. Most of these special purpose operations have been
published in FAA Order 8110.56B.
In this proposed rule, Sec. 21.25(b)(1) through (7) would continue
to contain the seven special purposes currently in Sec. 21.25(b)(1)
through (7) that include: agricultural, forest and wildlife
conservation, aerial surveying, patrolling, weather control, aerial
advertising, and other, as specified by the FAA. Additionally, the
associated special purpose operations for each special purpose would be
codified. For example, cloud seeding would be a special purpose
operation under the special purpose of weather control. This change
would align terminology in Sec. 21.25(b) with that used by the FAA in
the approvals for special purpose operations published in the Federal
Register. This change would also align this terminology with that used
in the certification basis section of type certificate data sheets and
supplemental type certificates, as well as with FAA policy in Order
8110.56 for restricted category aircraft.
For Sec. 21.25(b)(1), this rule would add three agricultural
special purpose operations that have been previously approved by the
FAA: insect control, dust control, and fruit drying and frost control.
Frost control and fruit drying, also called protection of crops,
involve the use of an aircraft to circulate air over a field or orchard
to prevent frost from forming on the crops or to dry the fruit on the
orchard trees.
For Sec. 21.25(b)(2), this rule would codify forest and wildlife
conservation special purpose operations that have been previously
approved by the FAA. These include aerial dispensing of fire-fighting
materials, fish spotting, wild animal survey, and oil spill response.
The special purpose of aerial dispensing of fire-fighting materials was
originally approved as ``aerial dispensing of liquids'' for fire-
fighting aircraft. However, this rule proposes to change the name to
aerial dispensing of fire-fighting materials to more closely align with
the regulatory language in 14 CFR 36.1.
For Sec. 21.25(b)(3), this rule would codify aerial surveying
special purpose operations that include: aerial imaging, gas
exploration, atmospheric survey and research, geophysical and
electromagnetic surveys, oceanic surveys, and airborne measurement of
navigation signals. Gas exploration would be added as a special purpose
operation since it uses the same processes as the special purpose
operation of oil exploration, which has existed since 1964.
Aerial imaging would replace photography as an aerial surveying
special purpose operation to clarify that specialized airborne sensing
or measuring equipment on the aircraft is a key component to perform
aerial surveying operations. Aerial imaging would permit new
technologies used to perform aerial surveying operations, such as light
detection and ranging, which is commonly known as LIDAR.
For Sec. 21.25(b)(4), this rule would codify patrolling special
purpose operations that include: patrolling of railroads, patrolling of
harbors, and patrolling of data transmission lines and towers.
Patrolling of data transmission lines and towers is a new special
purpose operation that would be added to this rule because it involves
a similar process used for the special purpose operation of patrolling
power lines, which has existed since 1964.
Finally, for Sec. 21.25(b)(7), this rule would codify other
special purpose operations that have been previously approved by the
FAA but are not categorized under the prior six special purposes. The
following special purpose operations would be added to Sec.
21.25(b)(7): rotorcraft external-load operations conducted under part
133, carriage of cargo incidental to the owner's or operator's
business, target towing, search and rescue operations, glider towing,
Alaskan fuel hauling, Alaskan fixed-wing external load operations, and
space vehicle launch support. This rule would move the existing
catchall, ``any other special purpose operation specified by the FAA,''
to become the last item in the list to indicate that the FAA may still
add special purpose operations in the future.
3. Corrections to Original Issuance of Restricted Category
Airworthiness Certificates
Section 21.185(a) states that an applicant for the original issue
of a restricted category airworthiness certificate for an aircraft type
certificated in the restricted category, that was not previously type
certificated in any other category, must comply with the appropriate
provisions of Sec. 21.183. In this proposed rule, Sec. 21.185(a)
would be revised to remove ``original issue of'' because ``original''
specifies compliance with the applicable requirements of Sec. 21.183
only for the original issuance of a restricted category airworthiness
certificate. This causes confusion in situations wherein a restricted
category aircraft's airworthiness certificate has to be re-issued. For
example, a restricted category aircraft may require re-issuance of the
airworthiness certificate in situations where the airworthiness
certificate was lost or had become unreadable due to damage. This
proposed revision would account for both original and re-issuance of a
restricted category airworthiness certificate.
Section 21.185(b) states that an applicant for a restricted
category airworthiness certificate for an aircraft type certificated in
the restricted category that was either a surplus aircraft of the Armed
Forces or previously type certificated in another category is entitled
to an airworthiness certificate if the aircraft has been inspected by
the FAA and found to be in a good state of preservation and repair and
in a condition for safe operation. Section 21.185(b), as proposed,
would be restructured to provide clarity and implement terminology
changes that align with the language used in other sections of this
chapter. For example, this section would add ``entitled to an
airworthiness certificate'' in the first sentence to align with other
sections of part 21, subpart H. Consistent with the changes previously
discussed in Sec. 21.25, terminology such as ``special purpose
operation'' and ``U.S. Armed Forces'' would be used in Sec.
21.185(b)(1) and (b)(2)(ii) respectively. Exclusion of aircraft
previously type-certificated in categories other than primary and
light-sport is proposed in Sec. 21.185(b)(2)(ii) and would be similar
to the exclusion proposed as discussed in the preamble for Sec.
21.25(a)(1).
In addition to the changes previously discussed, this rule proposes
to eliminate the use of gender-specific terminology that exists in this
section.
4. Issuance of Multiple Airworthiness Certificates for Restricted
Category Aircraft
This proposal would revise the heading of Sec. 21.187 by adding
``for restricted category aircraft'' to clarify that this section
applies only to restricted category aircraft.
[[Page 47712]]
K. Noise Certification of Aircraft That Do Not Conform to a Type
Certificate
The FAA is proposing to amend the applicability of 14 CFR part 36
to make noise certification applicable to aircraft that do not conform
to a type certificate. Since noise certification requirements have
historically only been applied to type-certificated aircraft, this
rulemaking proposes the addition of a new Sec. 36.0 for aircraft that
do not conform to a type certificate to keep the requirements clearly
separated. Part 36 would apply on the effective date of the final rule.
Compliance would be required when a new special airworthiness
certificate is applied for, or by the continued use of a previously
issued airworthiness certificate when an alternation is made to an
aircraft that would affect the amount of noise it produces when
operating. The noise certification requirements proposed for an
aircraft that does not conform to a type certificate would not be
retroactive for any aircraft currently operating.
1. Noise Certification Background
Pursuant to its authorizing legislation in 49 U.S.C. 44715, the FAA
has the responsibility to ``protect the public health and welfare from
aircraft noise.'' This responsibility came with broad authority to
adopt regulations and noise standards to carry out this mandate. When
promulgated in the 1970s, the FAA applied the part 36 noise
certification regulations when the agency issued type certificates.
This represented the provision in section 44715(a)(3) that acts as the
``floor'' for the FAA's duty to exercise its authority. The agency's
much broader authority over aircraft noise remains discretionary.
Initially, the FAA determined that there was little value in
assessing the noise from aircraft that did not receive type
certificates. Those aircraft were originally found to be few in number,
and in many cases may have been a single aircraft of its kind. The
agency did not find value in requiring noise testing by single
operators, nor any value in the test data from a single model of an
aircraft that was allowed only limited operations; these were often
categorized under the general heading of experimental airworthiness
certificates.
In the past two decades, the reality of the number of aircraft
operating that do not conform to a type certificate has overtaken those
historical presumptions. There are now tens of thousands of aircraft
that do not conform to type certificates, many of them nearly
identical, that have never been subject to noise testing or limits,
including aircraft that may be similar to or larger than aircraft with
type certificates that are already subject to the noise requirements.
The FAA did not anticipate the growth of aircraft that do not conform
to type certificates when the categories were created, and the noise
requirements did not keep pace with this growth of these categories
because they were based on historical use and expectations. The FAA can
no longer justify the exclusion of these aircraft and their noise
impact on communities under its statutory responsibility, nor can it
let the growth continue by changing the names or the categories. The
purpose of this rulemaking is to reorganize the issuance of special
airworthiness certificates to reflect the current realities of
certification, and it presents the opportunity to recognize and address
the noise created by these aircraft. This proposed expansion of the
applicability of part 36 acknowledges that noise certification is part
of the overall certification scheme for aircraft and is appropriate for
modernization as the agency modernizes its issuance of special
airworthiness certificates.
The intent of this expansion of the applicability of part 36 is
focused on those categories and classes of aircraft that represent the
more recent expansion, rather than the aircraft that were traditionally
excepted from noise regulations. Aircraft that would remain excepted
from part 36 applicability include those traditionally determined
experimental, for example the proposed categories of research and
development, showing compliance, market survey, exhibition, air racing,
and amateur-built aircraft. Aircraft holding airworthiness
certification or seeking a new special airworthiness certificate in
these categories would not be included in part 36 applicability.
Part 36 would not apply to light-sport category aircraft or
experimental light-sport category aircraft as long as their
airworthiness certificate was issued before the effective date of the
final rule and for as long as the aircraft remains unaltered. However,
any aircraft that would be certificated for the first time under
proposed Sec. 21.190 would be subject to noise requirements of part 36
at all weights. Part 36 would also apply to a current light-sport
category aircraft that incorporates an alteration that would routinely
be considered as requiring evaluation of the change for noise in
accordance with Sec. 21.93(b). That regulation is known as the
``acoustical change'' provision. However, because Sec. 21.93 only
applies to type-certificated aircraft the FAA finds the provision would
not be appropriate for aircraft that have no type certificate since
they have no original noise basis from which to evaluate a change. In
the proposed regulation, this type of change is referenced as an
alteration that would result in an acoustical change. In the context of
an aircraft that does not have a type certificate, such alteration
would likely be made by the airworthiness certificate holder for their
single aircraft. If an aircraft incorporates such an alteration, it
would be the responsibility of the airworthiness certificate holder to
comply with the requirements of part 36 for its aircraft, possibly for
the first time. For the purposes of discussion here, such alterations
almost always include a change in engine or propellers, a change in the
wing structure or material, significant additions to the fuselage or
fixed landing gear, increases in operating weight, and the attachment
of external equipment. Those alterations that incorporate a change that
would reduce the noise level created by the aircraft may also require a
demonstration of compliance with part 36, as it would establish a new
baseline for future changes.
Table 6--Summary of Sec. 36.0 Applicability to Aircraft That Do Not Conform to a Type Certificate
----------------------------------------------------------------------------------------------------------------
Applicable noise
Aircraft certificated under Aircraft applicability regulation Means of compliance
----------------------------------------------------------------------------------------------------------------
14 CFR 21.190 (through Sec. 22.175) New aircraft or Part 36 (Sec. 36.0).. FAA-approved consensus
Acoustic alteration of standard, applicable
aircraft. part 36 appendix, or
other combination of
requirements as
approved by the FAA.
[[Page 47713]]
14 CFR 21.191(i) Operating former New experimental light- Part 36 (Sec. 36.0).. FAA-approved consensus
light-sport category aircraft; or sport category standard, applicable
(j) Operating light-sport category aircraft kits or part 36 appendix or
kit-built aircraft (through Sec. Acoustic alteration of other combination of
21.193(h)). experimental light- requirements as
sport category approved by the FAA.
aircraft.
----------------------------------------------------------------------------------------------------------------
2. What Noise Certification Does and Does Not Mean
Although traditional noise certification of aircraft may evoke
impressions of burdensome testing and the potential for noise operating
limitations in certain areas, this is often not the case. Neither
comprehensive testing nor operating limitations are automatic when part
36 applies. At present, the only noise operating limitations in the
United States apply to jet aircraft.
The primary emphasis on controlling aircraft noise is done by
assessing noise at its source, the aircraft itself, rather than
operations generally. This assessment occurs when noise is measured at
the time of type certification. Through the creation of noise limits
for various aircraft types and the development of measurement
procedures and methods that are relevant to day-to-day operation, the
FAA meets its primary statutory obligation to protect the public health
and welfare by assessing the noise profiles of aircraft as they are
developed, and by setting a defined noise limit with which an aircraft
must comply before it is given an airworthiness certificate and
permitted to operate. The limits are set based on weight, design, and
means of propulsion. There are a set of standards and limits for fixed
wing small airplanes, one for jets, one for helicopters, and one for
tiltrotors. As new aircraft types develop, the FAA gathers the
appropriate data to determine what is acceptable for noise production
by the aircraft type to fulfill the agency's statutory
responsibilities. These standards and their adoption into regulations
are how the FAA meets its obligation to protect public health and
welfare from aircraft noise is appropriately and consistently
administered.
The noise certification requirements of part 36 are integrated into
the larger aircraft type and airworthiness certification processes that
assess safety. However, there is one significant difference between
safety and noise certification. Safety is maintained by continual
assessment of aircraft condition, and the FAA can address and require
correction of an unsafe condition by means such as an airworthiness
directive, which is a legally enforceable regulation adopted in
accordance with 14 CFR part 39. No such monitoring or correction
mechanism by the FAA exists for noise. This difference places
significant emphasis on the comprehensive evaluation of noise on a
level playing field at the one time the noise is measured at
certification. Since nothing in the regulations specifies any
particular means to control the noise of an individual aircraft, the
level playing field is maintained by specific test measurements of
aircraft noise at certification, one of demonstrating compliance and
equal enforcement of the standards. Part 36 requires that the noise
limits and reference conditions in part 36 be maintained when
demonstrating compliance, even if varied procedures are approved.
Until now, noise certification has been required only for aircraft
that conform to a type certificate, although it is considered an
airworthiness characteristic of an individual aircraft. As discussed
earlier, the expansion of the domestic fleet to include routine
operations of aircraft that are not type certificated has caused the
FAA to re-evaluate its statutory responsibility and respond to the
increased noise burden from aircraft of all kinds. As is required by
the FAA's statutory mandate, the existing limits and procedures for
noise certification have been developed in a manner that considers the
economic reasonableness, technological practicability, and
appropriateness for the aircraft to which it would apply.\125\ These
criteria also guided the expansion of the noise certification
requirements proposed here.
---------------------------------------------------------------------------
\125\ 49 U.S.C. 44715(b).
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Noise certification is also a different and separate process from
the FAA's assessment of the environmental impacts of noise when
operating, especially in certain localities. Such considerations are
assessed separately under different statutory and regulatory criteria
than noise certification, e.g., the National Environmental Policy Act
\126\ and other special purpose laws. While these environmental impacts
often refer to noise data gathered during part 36 noise testing, the
noise measurements themselves are made under separate FAA authority as
noted.
---------------------------------------------------------------------------
\126\ 42 U.S.C. 4321 et seq.
---------------------------------------------------------------------------
As stated earlier, the noise certification process does not itself
create operational restrictions. Instead, each type of aircraft has a
noise limit established in part 36. Noise certification is a two-step
process used to test an individual aircraft (or model) using the
procedures of part 36. The first step is to measure the noise levels
created by an aircraft at different operating points. The second step
is to determine whether the noise levels measured during testing are
below the regulatory noise limit, demonstrating that the aircraft
complies with part 36. Since it does not require any specific
technology or equipment be installed on an aircraft, part 36 functions
as a performance standard; the test shows that as configured, an
aircraft is below or above the regulatory limit. Noise certification is
considered part of the overall airworthiness of an aircraft (Sec.
21.183), even if the noise levels of an aircraft are, in many cases,
established at the time of type certification for the convenience of
the manufacturer (e.g., Sec. 21.17). The regulations require that each
individual aircraft remains compliant with the noise standards,
indicating that noise compliance is tied to the airworthiness
certificate of an individual aircraft as it maintains compliance (see
Sec. Sec. 21.93, 21.183).
As noted, there are no specific aircraft equipment requirements to
demonstrate compliance with part 36. An aircraft may incorporate any
equipment desired to stay below the noise limit established for that
aircraft. An aircraft that demonstrates compliance with part 36 must of
course meet the airworthiness requirements for safety as configured
when noise tested. Since aircraft noise is correlated to weight, noise
certification tests are conducted at the maximum takeoff weight (MTOW)
[[Page 47714]]
allowed by the airworthiness regulations for an aircraft. When an
aircraft at MTOW demonstrates that it remains below the noise limits in
part 36, that maximum weight for safe operation becomes an inherent
noise limitation (e.g., part 36, appendix B, section B36.7(b)(6)). If
an aircraft is altered in a way that it becomes louder, it results in
an acoustical change, and fairness requires that the aircraft be re-
assessed for its noise compliance because the noisiest certificated
configuration has changed (Sec. 21.93(b)).
For large aircraft used in scheduled passenger flight operations,
the requirements for noise testing cover various operating modes such
as takeoff, flyover and approach. In essence, the noise certification
regulations become more sophisticated for aircraft that are larger,
heavier, more powerful, and more complex. But for aircraft that are
smaller and lighter, the certification criteria are likewise simpler,
such as a noise level measured at takeoff at maximum allowed weight, or
at a level overflight condition. Part 36 uses such configurations
during noise certification to represent the flight segments that
generally have the most noise impact. Historically, these measurement
points were adopted to represent aircraft flight segments that are most
noticeable by people on the ground.
Noise certification is best viewed as a continuum, and despite that
aircraft noise is assessed according to weight and measured noise
output, the continuum has historically included only aircraft that
sought type certification. That historical application is changing. The
FAA's reassessment of its statutory obligations and the realities of
how aircraft get certificated for operation has led to the expansion of
part 36 applicability proposed here. This overall modernization of
airworthiness qualifications and categories in part 21 present a unique
opportunity for the FAA to modernize its noise responsibilities within
the framework of the various aircraft certification processes that
allow operation with or without type certificates. The FAA is aware
that type certification has long been avoided in part to skirt the
noise regulations. The FAA recognizes that its historical limitation of
noise certification to type-certificated aircraft has come to represent
a failing of the agency's duty to protect the public health and welfare
from aircraft noise as Congress intended.
As noise certification expands to cover aircraft that do not have
type certificates, the FAA is open to consideration of different
procedures and certification paths that will both meet its statutory
obligations and allow for less burdensome and more streamlined
compliance for newly affected airworthiness certificate holders. Those
compliance mechanisms are proposed in Sec. 36.0.
The first step in current noise certification process is the
determination of the appropriate certification basis. Typically, the
FAA determines which existing part 36 category applies to the aircraft,
depending on its design and expected operation. Once the part 36
category is determined, the next step is to determine the noise limits
and methods of compliance (reference conditions and test procedures)
from the corresponding subpart and appendices of part 36. The applicant
would then develop a noise certification test plan that includes these
methods, get the plan approved by the FAA, conduct the required noise
measurements, and submit its noise certification report for the FAA's
review and approval. Together these steps constitute the applicant's
demonstration of compliance.
For aircraft that do not conform to a type certificate, this
proposed rule introduces more flexibility for the methods of
compliance. Nothing has changed for aircraft that apply for a type
certificate that are required to show compliance under existing
regulations. Nothing about this proposal for aircraft that do not
conform to a type certificate is intended to change the status of those
that are type certificated. Type certification applicants should not
expect that they will get a choice to use alternate regulatory
procedures or industry consensus standards even though the name of an
aircraft category in part 21 may change as part of this proposed rule.
Nothing about these proposed regulations may be interpreted to alter
the current noise certification limits or test requirements for type-
certificated aircraft.
3. Aircraft Not Subject to Part 36 Noise Certification Requirements
Aircraft that historically have been designated experimental, that
remain few in number, are of limited use, or an aircraft that
represents an early stage of continuing design would continue to be
excepted from part 36 applicability. These aircraft are issued special
airworthiness certificates for experimental purposes as described in
Sec. 21.191(a) for research and development, Sec. 21.191(b) for
showing compliance, Sec. 21.191(c) for crew training, Sec. 21.191(d)
for exhibition, Sec. 21.191(e) for air racing, Sec. 21.191(f) for
market survey.
The FAA considered the inclusion of applying part 36 requirements
to Sec. Sec. 21.191(h) (primary category kit-built aircraft) and
21.191(g) (amateur-built aircraft). However, since this rulemaking is
intended to streamline only the categories of aircraft discussed in
this proposed rule, those aircraft are not among the proposed changes
to airworthiness certification requirements and have not been included
in this proposed application of part 36.
The FAA considered applying part 36 requirements to Sec. 21.191(k)
(former military aircraft). However, these aircraft are expected to
remain few in number and of limited use, and their numbers are not
expected to increase significantly in the future. Accordingly, this
rule does not propose application of part 36 to these aircraft.
The FAA requests comment on whether any categories of aircraft
should or should not be subject to part 36 noise requirements,
including any technical or economic data that support the comment.
4. Proposed Applicability
Proposed Sec. 36.0 would apply to all aircraft that do conform to
a type certificate and apply for an airworthiness certificate in
accordance with Sec. Sec. 21.190, 21.191, or 21.193(h) or part 22 with
exceptions listed in the rule. This rulemaking does not affect the
noise certification or operation of unmanned aircraft and they are not
included in the proposed applicability of part 36. Section 36.0(a)
lists the general compliance requirements applicable to each aircraft
that does not conform to a type certificate. That paragraph states that
the noise regulations of part 36 would apply at the time an applicant
submits an application for the first certificate of airworthiness for
an aircraft. For an aircraft that already has an airworthiness
certificate, noise compliance would take effect when an alteration to
the aircraft is made that would affect the noise level it creates, as
discussed earlier.
Section 36.0(b) states what an applicant must show to demonstrate
noise compliance. First, an applicant must demonstrate the aircraft,
usually in its noisiest operating configuration, produces less noise
than the limit specified for an aircraft of its kind and weight in part
36. The number that results from the test is called the aircraft's
noise level and it must be no louder than the part 36 noise limit. The
second part of demonstrating compliance concerns the test procedures
and analyses that may be required (depending on the aircraft),
[[Page 47715]]
and a determination that they conform to the requirements in part 36
for the aircraft type, meeting the level playing field referenced
earlier in the noise background discussion. Each of these two
requirements must be met during each configuration, flight profile or
reference condition that is determined to apply to the noise
certification plan for the aircraft. The simpler an aircraft is, the
simpler the test plan would be expected to be.
Section 36.0(c) lists the first method of compliance that would be
available to an aircraft that does not conform to a type certificate,
the use of a noise consensus standard. This is the first time the FAA
has proposed to allow a noise consensus standard to be used for initial
noise certification,
In past noise type certification projects, industry has
occasionally requested the use of equivalency procedures or methods,
including modeling, as an alternative to the noise measurement
procedures in part 36. These methods typically have been proposed to
demonstrate ``no acoustic change'' rather than be used for an initial
demonstration of compliance with a part 36 noise limit. These methods
are heavily scrutinized by the FAA, especially if they are new and
novel, and have only been accepted on a single project basis.
The FAA expects new noise consensus standards to be developed by
the industry for use by manufacturers of aircraft and kits, and by
individuals. Before a consensus standard could be used to demonstrate
initial compliance with part 36 for an aircraft that does not conform
to a type certificate, the standard would have to be approved by the
FAA and use part 36 noise limits. The FAA expects that any consensus
standards would not be limited to physical measurements of noise taken
during test flights. They might instead to be based on empirical data
or analytical modeling if the underlying noise prediction methods are
found to be robust.
In evaluating new noise consensus standards to be used to
demonstrate compliance with Sec. 36.0, the FAA expects to consider the
following factors:
(1) The methods in the standard, whether based in physical noise
testing or through validated and/or generally accepted noise prediction
methods, must be environmentally responsible, economically reasonable,
technologically practicable, and appropriate for the aircraft to which
it would apply;
(2) The standard must consider developments in other associated
fields (such as research programs into quantification and control of
aircraft noise) and participation by stakeholders;
(3) The noise levels generated from using the standard must be
within 90 percent of confidence limits and must be within +/-2 decibels
A (dBA) when compared to results from using the full noise measurement
procedures in the corresponding appendix of part 36; and
(4) The standard must clearly document all assumptions used in the
development, validation, results, and limitations of the methods
presented.
A modeling-based consensus standard would be expected to
significantly reduce the cost of noise compliance. Not only would there
not be a need to physically test every model (or aircraft), it would
also allow manufacturers to use the predictive capabilities to guide
and support aircraft design decisions in earlier phases, avoiding
costly future redesign or modifications.
Accordingly, proposed Sec. 36.0(c) would allow the use of a
consensus standard for an aircraft that does not conform to a type
certificate when the standard has been approved by the FAA, and the FAA
finds that the standard is appropriate for the aircraft and applies to
the specific design. The agency anticipates that manufacturers of
aircraft or kits will work to get such noise consensus standards
developed as an added value for its products, and to facilitate
compliance at an early stage. The FAA does not develop noise consensus
standards. If there is no approved noise consensus standard available
and appropriate to the aircraft of an applicant seeking a special
airworthiness certificate, another means of demonstrating compliance
with part 36 would be required.
Section 36.0(d) lists the methods of compliance with part 36
available for an aircraft that does not have an applicable noise
consensus standard. The first determination is whether the aircraft is
found by the FAA for noise purposes to be the same as or sufficiently
similar to a type-certificated aircraft covered by Sec. 36.1. If the
FAA finds there is such a type-certificated aircraft, then (1) the
applicant for a special airworthiness certificate may choose to retest
its aircraft using the same part 36 standards that apply to the type-
certificated aircraft, or (2) if the applicant's aircraft has had no
modifications that would affect the noise levels measured for the same
or similar type-certificated aircraft, the applicant can adopt the
noise levels recorded for the type-certificated aircraft. These are the
provisions found in proposed Sec. 36.0(d)(1)(i) and (ii). In some
cases, this may be an advantage to an aircraft that does not conform to
a type certificate. The FAA is aware that there are aircraft that once
conformed to a type certificate but have been modified, or that the
owner voluntarily chose to restrict their operation to qualify for a
special airworthiness certificate. If the applicant can show that the
aircraft had not been altered in a manner that would change its noise
profile, the applicant would be able to use the noise certification for
the type-certificated aircraft as its demonstration of compliance, and
no further action would be necessary; this method is sometimes referred
to as benchmarking. This would be true for jet airplanes, small
propeller-driven airplanes, small helicopters, and tiltrotors that have
been type certificated and demonstrated compliance with part 36.
Alternatively, if the FAA finds that the applicant's aircraft is
not the same or similar to an aircraft noise certificated under Sec.
36.1, the applicant can demonstrate noise compliance using the noise
requirements determined by the FAA to be appropriate for the aircraft.
This provision, Sec. 36.0(d)(2), is intended to allow the agency the
maximum flexibility in finding an acceptable combination of
requirements that are appropriate for the aircraft presented. The FAA
will be able to build a noise compliance basis for an aircraft using
parts of current regulations in part 36, regulations in part 36 that
are no longer used for new certifications, accepted noise compliance
standards that are not published in part 36 (such as those applicable
to single aircraft model), and portions of accepted noise consensus
standards. The noise limits established in part 36 would still apply,
but the method of compliance would consist of tests or analyses that
work for a particular aircraft, while allowing for the whole of the
noise compliance basis to be assessed according to the statutory
mandate for economic reasonableness and technological practicability.
This kind of flexibility is not available under Sec. 36.1 for type-
certificated aircraft. It is designed to assist applicants for special
airworthiness certificates, especially for new aircraft designs that do
not fit neatly into historical categories.
As an example, the FAA would allow the use of test procedures found
in appendix F to part 36 for simple propeller-driven airplanes. The
procedures in appendix F have not been available to type certification
applicants since 1988, when the regulations were updated to account for
larger and more sophisticated small airplanes, and for the technology
available to measure their noise more accurately. Appendix F
[[Page 47716]]
contains simpler procedures and less sophisticated equipment, such as
one tripod mounted microphone underneath a flight track.
5. Compliance With Part 36 Not Required
Aircraft issued an experimental airworthiness certificate in
accordance with Sec. 21.191(a) through (h) or (k) would be exempted
from meeting the requirements of part 36. To account for balloons,
gliders and possibly other specialized aircraft that have no or limited
noise sources, proposed Sec. 36.0(e)(2) exempts aircraft which, if
type certificated, would not be required to demonstrate compliance with
part 36.
Aircraft that were airworthiness certificated under Sec.
21.191(i)(1) would be excepted from meeting noise requirements of part
36. These are aircraft that exceeded the scope of part 103, and for
which Sec. 21.191(i)(1) was created, providing a temporary window for
obtaining an experimental airworthiness certificate. That window closed
in 2008. Although treated as experimental light-sport category
aircraft, these aircraft do not meet any accepted consensus standard
for certification as light-sport category aircraft and were not
delivered under a light-sport category aircraft manufacturer's
statement of compliance. These aircraft have little in common with
other light-sport category aircraft other than the name. No aircraft
will be added to this group, and no demonstration of compliance with
part 36 is considered necessary.
Overall, airworthiness certification for an aircraft that do not
conform to a type certificate is intended to be simpler than for type-
certificated aircraft. The process of noise certification for an
aircraft that does not conform to a type certificate is intended to be
simpler as well, with lower costs for manufacturers and for owners that
introduce significant alterations to their aircraft. The traditional
processes of demonstrating compliance to noise requirements can be
complex, requiring technical skills and experience with acoustic
measurement that most aircraft owners do not have. Conducting such
testing using accredited professional services can also be expensive.
Moreover, the best noise performance is often achieved by informed
decisions early in the design process rather than by later design
additions or modifications. Like the noise certification basis for
type-certificated aircraft, the FAA must approve the applicable noise
compliance standards for an aircraft before it is tested, or the
applicant risks the tests and data being deemed unusable for
demonstrating compliance with part 36. But the addition of consensus
standards and the application of other methods of demonstrating
compliance proposed here are all intended to create a simpler, less
restrictive process while maintaining the FAA's mandate to protect the
public health and welfare. The FAA invites comments on the proposed
expansion of noise applicability detailed here, including the exclusion
of certain aircraft, including any data or economic impact information
that supports the comment.
6. Other Amendments to Part 36
The FAA is proposing to amend other sections of part 36 to include
references to aircraft that do not conform to a type certificate where
the requirements would apply.
Section 36.3, Compatibility with airworthiness requirements, would
be amended by breaking the applicability into two paragraphs for type-
certificated aircraft and aircraft that do not conform to a type
certificate. The balance of the current section would be designated as
paragraph (b) and would apply to all aircraft in paragraph (a). No
changes to any of the requirements are proposed.
Section 36.1501, Procedures, noise levels, and other information,
would be amended by adding a sentence indicating that aircraft that
does not conform to a type certificate would have to include the noise
levels achieved during airworthiness certification in the Pilot's
Operating Handbook rather than the flight manual required for type-
certificated aircraft. No changes to the requirements of the section
are proposed.
Section 36.1581, Manuals, markings, and placards, would be amended
by adding a new paragraph (h) to describe the requirements for an
aircraft that does not conform to a type certificate. The new paragraph
indicates that for aircraft subject to Sec. 21.190(e) or Sec. 21.191,
compliance with part 36 must be documented as described in those
paragraphs. The section also includes a statement that no operating
limitations are prescribed as part of part 36 certification, and that
no other operating limitations designated for an aircraft by other
regulations are affected. The actual operating limitations statement is
included in the new paragraph (h) because the current paragraph of
Sec. 36.1581 where it appears applies only to type-certificated
aircraft.
L. Proposed Effective and Compliance Dates
The FAA proposes to require compliance with all proposals on the
effective dates of the rule. Except for the following, the FAA proposes
an effective date of 2 months after publication of the final rule. The
FAA proposes an effective date 6 months after publication of the final
rule for proposed amendments that would require new or revised
consensus standards for compliance; this effective date would apply to
amending--
Section 1.1 removing the term ``light-sport aircraft,''
Section 21.190 concerning the issue of a special
airworthiness certificate for light-sport category aircraft,
Paragraph (j) of Sec. 21.191 for the issuance of
experimental airworthiness certificates for the experimental purpose of
operating light-sport category kit-built aircraft,
Paragraph (l) of Sec. 91.319 for operating limitations
applicable to experimental light-sport aircraft, and
Section 91.327 for operating limitations applicable to
light-sport category aircraft.
The FAA understands that, although development of these consensus
standards may commence based on this NPRM, consensus standards bodies
need final rule requirements to finalize means of compliance within
their consensus standards. This effective date would also provide time
for manufacturers to complete fabrication and assembly of light-sport
category aircraft and experimental light-sport aircraft kits that
started under current rules. The FAA also proposes an effective date 6
months after publication of the final rule for 14 CFR 65.107(d) to
provide time for revision or development of training for certification
of repairman (light-sport) to align with the Mechanic Airman
Certification Standards. The FAA requests comments on whether the above
proposal to establish an effective date 6 months after publication of
the final rule for proposed amendments that would require new or
revised consensus standards for compliance would appropriately balance
enabling compliance to new provisions as soon as practical with the
need for additional time to revise consensus standards, complete
fabrication and assemble of aircraft that started under current rules,
determine compliance with new requirements, and revise of training for
certification of repairman (light-sport).
M. Amendments Concerning Import and Export of Aircraft
The FAA proposes to amend Sec. 21.183(d)(2) to enable acceptance
of an inspection performed by a foreign maintenance organization to
support imports of used aircraft from countries
[[Page 47717]]
with which the United States has a bilateral agreement that includes
acceptance of imported aircraft. This proposal would align regulatory
text with the intent expressed in the preamble when Sec. 21.183(d)(2)
was last amended.
This proposal would revise Sec. 21.327 to require that an
applicant for an export certificate of airworthiness for an aircraft
must be an owner of that aircraft and the aircraft must be registered
in the U.S. The current regulation states that any person may apply for
an export airworthiness approval and does not require that the aircraft
be registered in the U.S. This proposal would preclude persons from
exporting aircraft for which they are neither the owner nor the owner's
agent. Furthermore, by requiring that the aircraft is registered in the
U.S., this proposal would allow the aircraft to be under the regulatory
authority of the U.S. before export.
The proposed revision to Sec. 21.329(a)(1) concerning requirements
for the issuance of an export certificate of airworthiness would remove
the word ``airworthiness'' to clarify that a new or used aircraft
manufactured under subpart F or G of the part would need to meet all
applicable requirements under subpart H of the part, and not just those
requirements that may apply to airworthiness. Subpart H contains
requirements for items other than airworthiness, such as requirements
for aircraft registration and identification.
N. Conforming Amendments
This proposed revision would restructure Sec. 21.175(a) and (b) to
improve readability. Also, proposed Sec. 21.175(a) would be revised to
simplify the existing regulatory text by individually listing specific
categories of type-certificated aircraft. Proposed revisions to Sec.
21.175(b) would clarify that aircraft receiving primary, restricted,
provisional, and limited category airworthiness certificates are also
type certificated in their respective categories. This section would
also clarify that special airworthiness certificates are issued for
aircraft operating for experimental purposes.
The FAA proposes amendments to parts 43 and 65 to make sure that
existing text is consistent with the proposed changes in this NPRM. The
first proposed change is to Sec. 43.1. It updates the cross reference
in Sec. 43.1(b)(2) from Sec. 21.191(i)(3) to proposed Sec. 21.191(i)
to retain the applicability of part 43 to aircraft issued an
experimental airworthiness certificate for the purpose of operating
former light-sport category aircraft. The second change is to Sec.
65.109. It updates the cross references in Sec. 65.109(a)(2) and
(b)(2) to proposed Sec. 21.191(i) and (j) to identify the privileges
and limitations of repairman (light-sport). The FAA notes that the
requirements set forth in proposed Sec. 65.109 are currently in Sec.
65.107. The purpose of these changes is to make sure that the intent of
the proposed amendments discussed in this NPRM carries through to parts
43 and 65. These amendments do not, in and of themselves, make
substantive changes to the rule. Rather, they are conforming changes to
effectuate the changes discussed earlier in this document.
V. Regulatory Notices
Federal agencies consider impacts of regulatory actions under a
variety of executive orders and other requirements. First, Executive
Order 12866 and Executive Order 13563, as amended by Executive Order
14094 (``Modernizing Regulatory Review''), direct that each Federal
agency shall propose or adopt a regulation only upon a reasoned
determination that the benefits of the intended regulation justify the
costs. Second, the Regulatory Flexibility Act of 1980 (Pub. L. 96-354)
requires agencies to analyze the economic impact of regulatory changes
on small entities. Third, the Trade Agreements Act of 1979 (Pub. L. 96-
39) prohibits agencies from setting standards that create unnecessary
obstacles to the foreign commerce of the United States. In developing
U.S. standards, this Trade Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4) requires agencies to prepare a written assessment of
the costs, benefits, and other effects of proposed or final rules that
include a Federal mandate that may result in the expenditure by State,
local, and tribal governments, in the aggregate, or by the private
sector, of $100,000,000 or more (adjusted annually for inflation) in
any one year. The current threshold after adjustment for inflation is
$177,000,000, using the most current (2022) Implicit Price Deflator for
the Gross Domestic Product. The FAA has provided a regulatory impact
analysis (RIA) in the docket for this rulemaking. This portion of the
preamble summarizes the FAA's analysis of the economic impacts of this
rule.
In conducting these analyses, the FAA has determined that this
rule: (1) will generate benefits that justify costs; (2) is not an
economically ``significant regulatory action'' as defined in section
3(f) of Executive Order 12866; (3) may have a significant economic
impact on a substantial number of small entities; (4) will not create
unnecessary obstacles to the foreign commerce of the United States; and
(5) will not impose an unfunded mandate on State, local, or tribal
governments, or on the private sector.
A. Regulatory Impact Analysis
1. Baseline for the Analysis
The baseline for the analysis of incremental benefits and costs of
the proposed rule includes existing regulations and standards, existing
practices, affected entities, and current safety and environmental
risks. The FAA promulgated the existing regulations for light-sport
category aircraft in 2004. These specifications and certification
requirements reflect small, simple, easy-to-fly aircraft for sport,
recreation, and experimental purposes with small range. The FAA also
works with industry in developing consensus standards for light-sport
category aircraft, as well as reviews the consensus standards
periodically.
The FAA amended its airworthiness standards for small type-
certificated aircraft in 2016. The standards provide risk-based
divisions for airplanes with a maximum seating capacity of 19
passengers or less and a maximum takeoff weight of 19,000 pounds or
less. Type-certificated aircraft must meet existing standards for
aircraft noise. Currently, noise standards are not applied to light-
sport aircraft in the United States.
The proposed rule may affect aircraft manufacturers to the extent
that they design and manufacture the types of aircraft for which the
performance-based or noise standards would apply. The FAA identified 54
(25 U.S. and 29 foreign) active manufacturers of light-sport aircraft
and 74 models produced since 2020 (35 from U.S. and 39 from foreign
manufacturers). In 2022, there were also almost 7,000 active sport
pilots and 250 new light sport repairman certificates.
In 2022, there were seven fatal accidents resulting in 10
fatalities, as well as 46 nonfatal accidents, involving previously
defined special light-sport aircraft. There were also 28 fatal
accidents and 97 nonfatal accidents, resulting in 43 fatalities and 23
serious injuries, involving amateur-built aircraft. The FAA does not
have data on baseline noise profiles of light-sport aircraft; however,
FAA noise standards are technology-following (i.e., aircraft with
current noise-reduction technology would successfully meet
requirements).
[[Page 47718]]
2. Benefits
The benefits of the proposed rule would include the value of
changes in safety and environmental risks, as well as recreational
values. The proposed rule could reduce risks associated with light-
sport category aircraft to the extent that the relaxation of certain
requirements spurs changes that make these aircraft safer to fly. The
performance-based rules could also enhance safety by enabling
attractive alternatives to amateur-built aircraft that do not meet 14
CFR or consensus standards. Given the value of reducing fatalities
(e.g., $11.8 million Value of Statistical Life, or VSL) and injuries
(e.g., fraction of VSL, or $1.2 million for serious injury), a
relatively small reduction in baseline risk could generate substantial
benefits.
The proposed rule will likely not lead to significant noise
reductions. Most current light-sport aircraft designs would not require
modifications to meet the noise standards. The proposed rule will,
however, prevent the introduction of obsolete, overly loud technology
into the light-sport aircraft fleet or modification of such existing
aircraft that would increase noise above the limit. Because the FAA
cannot predict the amount of technology backsliding that could occur in
the absence of the rule, it cannot quantify these benefits.
The proposed rule could also increase recreational values
associated with light-sport aircraft, either through increased value of
current activity or increased activity levels. For example, greater
access to newer technology, safer planes, or improved flying experience
could increase unit values and the level of participation. Sport pilots
would also be able to fly certain model planes that currently do not
meet the definition of light-sport aircraft, including some that they
may have used in training. However, the FAA does not have data on
baseline recreational values or how they may increase under the
proposed rule.
3. Costs
The FAA estimated that the proposed rule could result in
incremental compliance costs for design and production and noise
certification (Table 7). The FAA does not have data to estimate
incremental costs or cost savings for design and production. For noise
certification, costs are most likely to be minimal under the assumption
that manufacturers will comply using industry consensus standards
employing modeling-based methods. This assumption is supported by FAA
research showing that existing SAE standards for predicting light
propeller-driven aircraft noise have a potential for further
development into a modeling-based consensus standard tool. As an upper
bound, the FAA also calculated costs using the test-based methods in
the applicable 14 CFR part 36 appendix. Upper bound costs for the
industry as a whole may be in the range of $700,000 one-time and
$100,000 annually. One-time costs are to certify all existing light-
sport category aircraft and experimental light-sport aircraft models;
annual costs would depend on the number of new models developed in the
future.
Table 7--Summary of Total Compliance Costs
------------------------------------------------------------------------
One-time (existing Annual (new
Category models) models)
------------------------------------------------------------------------
Noise certification............. Minimal \1\ to Minimal \1\ to
$700,000.\2\. $100,000.\2\
------------------------------------------------------------------------
\1\ Reflects industry compliance using consensus standards. Costs
inherent in design.
\2\ Reflects industry compliance using the applicable 14 CFR part 36
appendix. One-time (nonrecurring) costs based on FAA Registry data on
models produced since 2020 (although manufacturers may not continue
production of all models). Annual costs based on new model development
rate (models eligible to receive previously defined special light-
sport aircraft airworthiness certificates) since 2004.
The FAA does not anticipate more than minimal incremental costs for
other provisions of the proposed rule, such as training. For example,
course providers of training for a light-sport repairman would need to
revise courses so they contain content on aircraft that could be newly
included in that class of aircraft. However, these providers already
must update their training manuals every two years. The FAA's
acceptance, however, would no longer expire after two years, and the
FAA estimates that the net incremental impacts of these changes would
likely be minimal. The FAA also does not have data to estimate any cost
savings, such as could result from operating certain light-sport
category aircraft in aerial work which may be less costly than the
airplanes currently being used.
4. Summary
The proposed rule largely expands opportunities in the light-sport
aircraft sector. These expansions may result in safety and recreational
benefits; there may also be associated design and production costs and
cost savings. The proposed rule would also apply 14 CFR part 36 noise
standards to this sector, preventing obsolete, overly loud technology
from being introduced into the light-sport aircraft fleet. The FAA
expects that compliance with the noise standards would be minimal using
industry consensus standards. As an upper bound, the FAA also
calculated costs using the applicable 14 CFR part 36 appendix. Upper
bound costs for the U.S. industry as a whole may be in the range of
$700,000 to certify all existing models for continued production, and
approximately $100,000 per year to certify newly developed models based
on the current model production rate. The FAA does not anticipate more
than minimal incremental costs for other provisions of the proposed
rule, such as training. The FAA also does not have data to estimate any
cost savings, such as could result from operating certain light-sport
category aircraft in aerial work for compensation.
Please see the Preliminary Regulatory Impact Analysis available in
the docket for more details.
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA) of 1980, Public Law 96-354, 94
Stat. 1164 (5 U.S.C. 601-612), as amended by the Small Business
Regulatory Enforcement Fairness Act of 1996 (Pub. L. 104-121, 110 Stat.
857, Mar. 29, 1996), and the Small Business Jobs Act of 2010 (Pub. L.
111-240, 124 Stat. 2504. Sept. 27, 2010), requires Federal agencies to
consider the effects of the regulatory action on small business and
other small entities and to minimize any significant economic impact.
The term ``small entities'' comprises small businesses and not-for-
profit organizations that are independently owned and operated and are
not dominant in their fields, and governmental jurisdictions with
populations of less than 50,000.
The FAA is publishing this Initial Regulatory Flexibility Analysis
(IRFA) to aid the public in commenting on the
[[Page 47719]]
potential impacts to small entities from this proposal. The FAA invites
interested parties to submit data and information regarding the
potential economic impact that would result from the proposal. The FAA
will consider comments when making a determination or when completing a
Final Regulatory Flexibility Analysis.
An IRFA must contain the following:
(1) A description of the reasons why the action by the agency is
being considered;
(2) A succinct statement of the objective of, and legal basis for,
the proposed rule;
(3) A description of and, where feasible, an estimate of the number
of small entities to which the proposed rule will apply;
(4) A description of the projected reporting, recordkeeping, and
other compliance requirements of the proposed rule, including an
estimate of the classes of small entities which will be subject to the
requirement and the type of professional skills necessary for
preparation of the report or record;
(5) An identification, to the extent practicable, of all relevant
Federal rules that may duplicate, overlap, or conflict with the
proposed rule; and
(6) A description of any significant alternatives to the proposed
rule which accomplish the stated objectives of applicable statutes, and
which minimize any significant economic impact of the proposed rule on
small entities.
1. Reasons the Action Is Being Considered
As described elsewhere in this preamble, the FAA is considering
this proposal to expand and enable innovation in the classes of
aircraft that may be certificated using consensus standards as light-
sport category aircraft, including emerging aircraft types; remove
prescriptive weight limits that hinder incorporation of safety-
enhancing designs and equipage; enable more robust aircraft for the
pilot training environment; enable increased capacities for passengers,
fuel, and cargo; enable electric propulsion; and enable faster, higher-
performing aircraft more suitable for personal travel. Together, the
FAA intends for these proposals to enhance safety by enabling
attractive alternative to amateur-built aircraft that do not meet 14
CFR or consensus standards. As also described elsewhere in this
preamble, the FAA is requiring that light-sport category aircraft and
experimental light-sport aircraft (except amateur-built) comply with 14
CFR part 36 noise standards because it has reconsidered its
responsibility to protect the public health and welfare from aircraft
noise.
The FAA is proposing to expand privileges for sport pilots and
light-sport repairmen, and update limitations for experimental
aircraft, to align with these changes. There are also smaller
amendments to related rules for experimental aircraft, restricted
category aircraft, and aircraft marking.
The FAA is also codifying statutory language in section 44740 to
enable certain aircraft with an experimental certificate to conduct
space support vehicle flights without an air carrier certificate or
exemption.
2. Objectives and Legal Basis of the Proposed Rule
As also described elsewhere in this preamble, the objectives of the
proposed rule are to enhance the safety, performance, and operating
privileges for light-sport category aircraft, including increasing
suitability for flight training, limited aerial work, and personal
travel, while continuing to enable the manufacture of safe and
economical certificated aircraft. This NPRM also includes proposals to
amend the special purpose operations for restricted category aircraft;
amend the duration, eligible purposes, and operating limitations for
experimental aircraft; and add operating limitations applicable to
experimental aircraft engaged in space support vehicle flights to
codify statutory language. Section III of this preamble describes the
FAA's authority to issue rules on aviation safety.
3. Description and Estimate of the Number of Small Entities
FAA used the definition of small entities in the RFA for this
analysis. The RFA defines small entities as small businesses, small
governmental jurisdictions, or small organizations. In 5 U.S.C. 601(3),
the RFA defines ``small business'' to have the same meaning as ``small
business concern'' under section 3 of the Small Business Act. The Small
Business Act authorizes the Small Business Administration (SBA) to
define ``small business'' by issuing regulations.
SBA has established size standards for various types of economic
activities, or industries, under the North American Industry
Classification System (NAICS). These size standards generally define
small businesses based on the number of employees or annual receipts.
Table 8 shows the SBA size standards for example industrial
classification codes relevant for the proposed rule. Note that the SBA
definition of a small business applies to the parent company and all
affiliates as a single entity.
Table 8--Small Business Size Standards: Air Transportation
------------------------------------------------------------------------
Size standard
NAICS code Description (employees)
------------------------------------------------------------------------
336411........................ Aircraft Manufacturing 1,500
336412........................ Aircraft Engine and 1,500
Engine Parts
Manufacturing.
336413........................ Other Aircraft Part 1,250
and Auxiliary
Equipment
Manufacturing.
------------------------------------------------------------------------
NAICS = North American Industry Classification System.
As described in the Regulatory Impact Analysis, the FAA estimated
that there may be approximately 25 active US manufacturers of light-
sport category aircraft and experimental light-sport aircraft that
would have to comply with noise standards under the proposed rule.
These entities may meet the size standard for a small business.
4. Projected Reporting, Recordkeeping, and Other Compliance
Requirements
Section V.E of this preamble discusses the recordkeeping and
reporting requirements of the proposed rule. As described in that
section, these requirements represent only minor revisions of existing
requirements. Section IV.K. of the preamble describes the requirements
for compliance with noise standards. As described in that section, and
the Regulatory Impact Analysis, the FAA expects that compliance costs
will be minimal through use of industry consensus standards. As an
upper bound, the FAA also estimated the cost of noise certification
testing under applicable appendices to 14 CFR part 36. There may also
be incremental costs for design and production, depending on the
[[Page 47720]]
model and needed changes. The FAA does not have data to estimate these
impacts.
Using industry consensus standards, the FAA estimates that per
manufacturer costs for noise certification would be minimal. In the
event that manufacturers pursue noise certification testing, the
estimated costs for U.S. manufacturers to certify existing models
represent an average of one model per manufacturer. Based on the
estimated upper bound testing cost of $20,000 per model, Table 9 shows
these costs as a percentage of average receipts for companies of
different small sizes. Because the one-time costs are nonrecurring, any
impacts would occur only in the testing year. Not all manufacturers
will develop new models every year, but impacts associated with new
model development would be the same as shown in the table for existing
models and only occur in the testing year.
Table 9--Example Compliance Costs
----------------------------------------------------------------------------------------------------------------
Average annual
receipts per
Entity size category (number of employees) entity (millions) Ratio of noise certification costs/receipts \2\
\1\
----------------------------------------------------------------------------------------------------------------
<5......................................... $0.7 Minimal to 2.9%.
5-9........................................ 1.9 Minimal to 1.1%.
10-14...................................... 3.1 Minimal to 0.6%.
50-74...................................... 28.3 Minimal to 0.1%.
150-199.................................... 49.4 Minimal to 0.04%.
500-749.................................... 131.3 Minimal to 0.02%.
----------------------------------------------------------------------------------------------------------------
\1\ Source for receipts: 2017 County Business Patterns and Economic Census (https://www2.census.gov/programs-surveys/susb/tables/2017/us_state_naics_detailedsizes_2017.xlsx). Adjusted for inflation using the Consumer
Price Index. Based on NAICS 336411.
\2\ Minimal estimate based on compliance using industry consensus standards. Upper bound estimate based on noise
certification testing for an average of 1 model per entity ($20,000).
5. All Federal Rules That May Duplicate, Overlap, or Conflict
There are no relevant Federal rules that may duplicate, overlap, or
conflict with the proposed rule.
6. Significant Alternatives Considered
The FAA considered two alternatives to applying the noise standards
in 14 CFR part 36 to light-sport category aircraft. The FAA considered
the no action alternative in which noise standards do not apply to
light-sport category aircraft. The FAA determined, however, that this
alternative is not consistent with its responsibility to ``protect the
public health and welfare from aircraft noise.''
The FAA also considered applying the noise standards to operating
amateur-built aircraft [experimental certificates issued per 14 CFR
21.191(g). Manufacturers of kits for experimental amateur-built
aircraft have no requirement to meet any FAA design or manufacturing
standard or industry consensus standards. This alternative could
potentially have required additional manufacturers \127\ to undergo
noise testing. The FAA did not select this alternative.
---------------------------------------------------------------------------
\127\ Only one manufacturer since 2020 has requested that the
FAA evaluate their aircraft kit for eligibility in meeting the
``major portion'' requirement of 14 CFR 21.191(g) (see faa.gov/aircraft/gen_av/ultralights/amateur_built/kits/media/amateur_built_kit_listing.pdf).
---------------------------------------------------------------------------
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards. The FAA has
assessed the potential effect of this proposed rule and determined that
it would respond to a domestic safety objective and would not be
considered an unnecessary obstacle to trade.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of 100 million or more
(in 1995 dollars) in any 1 year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $177 million in lieu of $100
million. This proposed rule does not contain such a mandate; therefore,
the requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
that the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. According to the 1995
amendments to the Paperwork Reduction Act (5 CFR 1320.8(b)(2)(vi)), an
agency may not collect or sponsor the collection of information, nor
may it impose an information collection requirement unless it displays
a valid Office of Management and Budget (OMB) control number.
This proposed rule contains amendments to the existing information
collection requirements approved under OMB Control Numbers 2120-0018,
2120-0022, 2120-0690, and 2120-0730. As required by the Paperwork
Reduction Act of 1995 (44 U.S.C. 3507(d)), the FAA has submitted these
proposed information collection amendments to OMB for its review.
1. Summary
The FAA is proposing to amend rules for the manufacture,
certification, operation, maintenance, and alteration of light-sport
category aircraft. Certificate holders required to comply would
experience the following conforming revisions to existing information
collection activities:
[[Page 47721]]
Table 10--Summary of Conforming Revisions
------------------------------------------------------------------------
Control No. Revisions
------------------------------------------------------------------------
2120-0018......................... FAA Form 8130-6, Application for
U.S. Airworthiness Certificate:
Update the ``LIGHT-
SPORT'' field to accommodate any
aircraft class.
Update the
``RESTRICTED'' filed to add
newly codified operations.
Update the
``EXPERIMENTAL'' field to add
new purpose for operating former
military aircraft.
Add provision for
attaching evidence of compliance
with 14 CFR part 36 and include
the tested noise levels of the
aircraft and include the
following statement: ``No
determination has been made by
the Federal Aviation
Administration that the noise
levels of this aircraft are or
should be acceptable or
unacceptable for operation in
any location.'' FAA Form
8130[dash]15, Light Sport
Aircraft Statement of
Compliance:
Update the ``Check
applicable items'' field to
change the 14 CFR reference for
kits, accommodate any aircraft
class, and indicate whether the
aircraft meets eligibility
requirements in part 61 for a
sport pilot.
Update the ``FAA
Applicable Accepted
Standard(s)'' and corresponding
``Manufacturer's Documentation''
fields to reflect new
requirements for noise,
manufacturer's training
requirements, optional
simplified flight controls, and
optional aerial work.
Add a statement
concerning acceptable aerial
work operations.
Revise statement(s) to
remove references to 14 CFR
definition of light-sport
aircraft and include new
statements required by this
rule.
Include new requirements
of Sec. 21.190(f)(3), (4), and
(5) for an amended statement of
compliance.
Update the certifying
statement field to add training/
certification credentials for
the person signing the form.
Add provision for the
manufacturer of light-sport
category aircraft to notify the
FAA and owners of aircraft it
manufactured in advance of
discontinuance of its continued
operational safety program or
transfer of its execution to
another responsible party.
2120-0022......................... FAA Form 8610-3, Airman Certificate
and/or Rating Application--
Repairman:
Change the certificate
title from repairman certificate
(light-sport aircraft) to
repairman certificate (light-
sport).
Use the term ``Aircraft
Category'' in place of ``LSA
Class'' and list the following
aircraft categories: airplane,
rotorcraft, glider, lighter-than-
air, powered-lift, powered
parachute, and weight-shift
control aircraft.
2120-0690......................... FAA Form 8710-11, Airman Certificate
and/or Rating Application
(previously part of OMB Control
Number 2120-0690):
Update the ``Application
Information'' field to
accommodate any aircraft class,
and to specify whether the
aircraft meets requirements for
simplified flight controls.
Update the ``Record of
Pilot Flight Time'' field to
accommodate any aircraft class.
2120-0730......................... 14 CFR 91.417, Maintenance Records--
Status of SLSA Safety Directives:
Cancelled (compliance no
longer mandatory).
------------------------------------------------------------------------
2. Use
The FAA will use the revised information collections for oversight
activities in relation to the proposed rule including compliance and
data analysis.
3. Respondents (Including Number of)
Revisions to OMB Control Numbers 2120-0018, 2120-0022, and 2120-
0069 reflect minor form revisions (Table 1) that would have no impact
on the number of respondents in the approved collections.
The cancellation of OMB Control Number 2120-0730 would remove the
burden from 3,224 respondents as identified in the approved collection.
4. Frequency
The revisions to OMB Control Numbers 2120-0018, 2120-0022, and
2120-0069 would also have no impact on the frequency of collection
requirements in the approved collections.
The cancellation of OMB Control Number 2120-0730 would remove this
information collection activity entirely.
5. Annual Burden Estimate
The annual burden estimates in the OMB Control Numbers 2120-0018,
2120-0022, and 2120-0069 are unchanged from the approved collections.
The burden estimated for OMB Control Number 2120-0730 would be
eliminated (6,488 annual burden hours).
The agency is soliciting comments to--
(a) Evaluate whether the proposed information requirement is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
(b) Evaluate the accuracy of the agency's estimate of the burden;
(c) Enhance the quality, utility, and clarity of the information to
be collected; and
(d) Minimize the burden of collecting information on those who are
to respond, including by using appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology.
Individuals and organizations may send comments on the information
collection requirement to the address listed in the ADDRESSES section
at the beginning of this preamble by October 23, 2023. Comments also
should be submitted to the Office of Management and Budget, Office of
Information and Regulatory Affairs, Attention: Desk Officer for FAA,
New Executive Building, Room 10202, 725 17th Street NW, Washington, DC
20053.
F. International Compatibility
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. However,
proposals in this NPRM concern aircraft that are issued special
airworthiness certificates for domestic operations. As such, these
aircraft are not required to be found to meet ICAO standards and
recommended practices as required for aircraft that engage in
international air navigation. The FAA notes that multiple
[[Page 47722]]
aviation authorities have established provisions for the certification
of light-sport category aircraft. Requirements among these authorities
share similarities for enabling the certification of small aircraft for
recreation. However, the specific eligibility parameters for
certification as light-sport category aircraft; design, performance,
and production requirements; and certification procedures are not
harmonized among these authorities. The FAA understands that European
Aviation Safety Agency requires the use of the noise standards in ICAO
Chapter 16 Volume I. This rule would not require the use of ICAO
Chapter 16 Volume I for these aircraft. Regardless of particular
differences among national civil aviation authorities for the
certification of light-sport category aircraft, proposals in this NPRM
generally align with recent rulemaking in Brazil and the European
Community in enabling increased safety and performance of these
aircraft.
G. Environmental Analysis
FAA Order 1050.1F, Environmental Impacts: Policies and Procedures,
identifies FAA actions that may be categorically excluded from
preparation of an environmental assessment or environmental impact
statement under the National Environmental Policy Act in the absence of
extraordinary circumstances. In accordance with FAA Order 1050.1F,
paragraph 5-6.6(f), the FAA has determined that this notice of proposed
rulemaking qualifies for a categorical exclusion and does not involve
extraordinary circumstances.
VI. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism. The agency has
determined that this action would not have a substantial direct effect
on the States, or the relationship between the Federal Government and
the States, or on the distribution of power and responsibilities among
the various levels of government, and, therefore, would not have
federalism implications.
B. Executive Order 13175, Consultation and Coordination With Indian
Tribal Governments
Consistent with Executive Order 13175, Consultation and
Coordination with Indian Tribal Governments,\128\ and FAA Order
1210.20, American Indian and Alaska Native Tribal Consultation Policy
and Procedures,\129\ the FAA ensures that Federally Recognized Tribes
(Tribes) are given the opportunity to provide meaningful and timely
input regarding proposed Federal actions that have the potential to
affect uniquely or significantly their respective Tribes. Currently,
the FAA has not identified any unique or significant effects,
environmental or otherwise, on Tribes resulting from this proposed
rule.
---------------------------------------------------------------------------
\128\ 65 FR 67249 (Nov. 6, 2000).
\129\ FAA Order No. 1210.20 (Jan. 28, 2004), available at
faa.gov/documentLibrary/media/1210.pdf.
---------------------------------------------------------------------------
C. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use (May 18, 2001). The agency has determined that it
would not be a ``significant energy action'' under the Executive order
and would not be likely to have a significant adverse effect on the
supply, distribution, or use of energy.
D. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation, promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609 and has determined that this action will have no
effect on international regulatory cooperation.
VII. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The FAA also
invites comments relating to the economic, environmental, energy, or
federalism impacts that might result from adopting the proposals in
this document. Additionally, the FAA requests comment on whether the
FAA should remove the definition of consensus standard from Sec. 1.1
altogether or revise the definition as proposed. The most helpful
comments reference a specific portion of the proposal, explain the
reason for any recommended change, and include supporting data. To
ensure the docket does not contain duplicate comments, commenters
should submit only one time if comments are filed electronically or
commenters should send only one copy of written comments if comments
are filed in writing.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this proposed rulemaking. Before acting on this
proposal, the FAA will consider all comments it receives on or before
the closing date for comments. The FAA will consider comments filed
after the comment period has closed if it is possible to do so without
incurring expense or delay. The FAA may change this proposal in light
of the comments it receives.
B. Confidential Business Information
Confidential Business Information (CBI) is commercial or financial
information that is both customarily and actually treated as private by
its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552),
CBI is exempt from public disclosure. If your comments responsive to
this NPRM contain commercial or financial information that is
customarily treated as private, that you actually treat as private, and
that is relevant or responsive to this NPRM, it is important that you
clearly designate the submitted comments as CBI. Please mark each page
of your submission containing CBI as ``PROPIN.'' The FAA will treat
such marked submissions as confidential under the FOIA, and they will
not be placed in the public docket of this NPRM. Submissions containing
CBI should be sent to the person in the FOR FURTHER INFORMATION CONTACT
section of this document. Any commentary that the FAA receives which is
not specifically designated as CBI will be placed in the public docket
for this rulemaking.
Privacy: In accordance with 5 U.S.C. 533(c), DOT solicits comments
from the public to better inform its rulemaking process. DOT posts
these comments, without edit, including any personal information the
commenter provides, to regulations.gov, as described in the system of
records notice (DOT/ALL-14 FDMS), which can be viewed at dot.gov/privacy.
C. Electronic Access and Filing
A copy of this NPRM, all comments received, any final rule, and all
background material may be viewed online at regulations.gov using the
docket number listed above. A copy of this proposed rule will be placed
in the docket. Electronic retrieval help and guidelines are available
on the website. It is available 24 hours each day, 365
[[Page 47723]]
days each year. An electronic copy of this document may also be
downloaded from the Office of the Federal Register's website at
federalregister.gov and the Government Publishing Office's website at
govinfo.gov. A copy may also be found at the FAA's Regulations and
Policies website at faa.gov/regulations_policies.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW, Washington, DC 20591, or by calling (202) 267-9677.
Commenters must identify the docket or notice number of this
rulemaking. All documents the FAA considered in developing this
proposed rule, including economic analyses and technical reports, may
be accessed in the electronic docket for this rulemaking.
D. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act (SBREFA) of
1996 requires the FAA to comply with small entity requests for
information or advice about compliance with statutes and regulations
within its jurisdiction. A small entity with questions regarding this
document may contact its local FAA official, or the person listed under
the FOR FURTHER INFORMATION CONTACT heading at the beginning of the
preamble. To find out more about SBREFA on the internet, visit faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects
14 CFR Part 1
Air transportation.
14 CFR Parts 21 and 22
Aircraft, Aviation safety, Exports, Imports, Reporting and
recordkeeping requirements, Voluntary standards.
14 CFR Part 36
Agriculture, Aircraft, Noise control.
14 CFR Part 43
Aircraft, Aviation safety, Reporting and recordkeeping
requirements.
14 CFR Part 45
Aircraft, Signs and symbols.
14 CFR Part 61
Aircraft, Airmen, Aviation safety, Incorporation by reference,
Recreation and recreation areas, Reporting and recordkeeping
requirements, Teachers.
14 CFR Part 65
Air traffic controllers, Aircraft, Airmen, Airports, Aviation
safety, Incorporation by reference, Reporting and recordkeeping
requirements.
14 CFR Part 91
Air carriers, Air taxis, Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Noise control, Reporting and recordkeeping
requirements, Transportation.
14 CFR Part 119
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Reporting and recordkeeping requirements.
The Proposed Amendment
In consideration of the forgoing, the Federal Aviation
Administration proposes to amend chapter I of title 14, Code of Federal
Regulations as follows:
PART 1--DEFINITIONS AND ABBREVIATIONS
0
1. The authority citation for part 1 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 44701.
0
2. Effective [DATE 6 MONTHS AFTER DATE OF PUBLICATION OF THE FINAL RULE
IN THE Federal Register], amend Sec. 1.1 by revising the definition of
``Consensus standard,'' removing the definition of ``Light-sport
aircraft,'' and adding the definitions of ``Space support vehicle'' and
``Space support vehicle flight'' in alphabetical order to read as
follows:
Sec. 1.1 General definitions.
* * * * *
Consensus standard means any industry-developed standard that
applies to aircraft design, operation, production, maintenance, or
airworthiness, which--
(1) Has been adopted and promulgated by a standards-producing
organization under procedures which provide an opportunity for input by
persons interested and affected by the scope or provisions of the
standard;
(2) Has been reached through substantial agreement on its adoption;
and
(3) Has been accepted as a consensus standard by the FAA.
* * * * *
Space support vehicle means an aircraft that is a launch vehicle,
reentry vehicle, or a component of a launch or reentry vehicle.
Space support vehicle flight means a flight in the air that is not
a launch or reentry, but is conducted by a space support vehicle.
* * * * *
PART 21--CERTIFICATION PROCEDURES FOR PRODUCTS AND ARTICLES
0
3. The authority citation for part 21 continues to read as follows:
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(f), 106(g), 40105,
40113, 44701-44702, 44704, 44707, 44709, 44711, 44713, 44715, 45303.
0
4. Revise Sec. 21.25 to read as follows:
Sec. 21.25 Issue of type certificate: restricted category aircraft.
(a) An applicant is entitled to a type certificate for an aircraft
in the restricted category for special purpose operations if the
applicant shows compliance with the applicable noise requirements of
part 36 of this chapter, and if the applicant shows that no feature or
characteristic of the aircraft makes it unsafe when it is operated
under the limitations prescribed for its intended use, and the
aircraft--
(1) Meets the airworthiness requirements of an aircraft category,
other than primary category or light-sport category, except those
requirements that the FAA finds inappropriate for the special purpose
operation for which the aircraft is to be used; or
(2) Is of a type that--
(i) Has been manufactured in accordance with the requirements of,
and accepted for use by, the U.S. Armed Forces;
(ii) Has a service history with the U.S. Armed Forces acceptable to
the FAA; and
(iii) Has been found capable by the FAA of performing, or has been
modified to perform, the special purpose operation for which the
aircraft is to be used.
(b) Restricted category aircraft can be approved for:
(1) Agricultural use, for one or more of the following special
purpose operations, including--
(i) Crop spraying, dusting, and seeding;
(ii) Livestock and predatory animal control;
(iii) Insect control;
(iv) Dust control; or
(v) Fruit drying and frost control.
(2) Forest and wildlife conservation, for one or more of the
following special purpose operations, including--
(i) Aerial dispensing of firefighting materials;
(ii) Fish spotting;
(iii) Wild animal survey; or
(iv) Oil spill response.
[[Page 47724]]
(3) Aerial surveying, for one or more of the following special
purpose operations, including--
(i) Aerial imaging and mapping;
(ii) Oil, gas, and mineral exploration;
(iii) Atmospheric survey and research;
(iv) Geophysical and electromagnetic survey;
(v) Oceanic survey; or
(vi) Airborne measurement of navigation signals.
(4) Patrolling, for one or more of the following special purpose
operations, including
(i) Patrolling of pipelines;
(ii) Patrolling of power lines;
(iii) Patrolling of data transmission lines and towers;
(iv) Patrolling of railroads;
(v) Patrolling of canals; or
(vi) Patrolling of harbors.
(5) Weather control, including the special purpose operation of
cloud seeding.
(6) Aerial advertising, for one or more of the following special
purpose operations, including--
(i) Skywriting;
(ii) Banner towing;
(iii) Displaying airborne signs; or
(iv) Public address systems.
(7) Other special purpose operations, including--
(i) Rotorcraft external-load operations conducted under part 133 of
this chapter;
(ii) Carriage of cargo incidental to the owner's or operator's
business;
(iii) Target towing;
(iv) Search and rescue operations;
(v) Glider towing;
(vi) Alaskan fuel hauling;
(vii) Alaskan fixed-wing external load operations;
(viii) Space vehicle launch support; or
(ix) Any other special purpose operation specified by the FAA.
0
5. Revise Sec. 21.175 to read as follows:
Sec. 21.175 Airworthiness certificates: classification.
(a) Standard airworthiness certificates are airworthiness
certificates issued for aircraft type certificated:
(1) In the normal, utility, acrobatic, commuter, or transport
category;
(2) As manned free balloons; or
(3) As special classes of aircraft.
(b) Special airworthiness certificates are airworthiness
certificates issued for:
(1) Aircraft type-certificated in the primary, restricted,
provisional, or limited categories;
(2) Aircraft certificated in the light-sport category;
(3) Aircraft operating for an experimental purpose; or
(4) Aircraft operating under a special flight permit.
0
6. Amend Sec. 21.181 by revising paragraph (a) to read as follows:
Sec. 21.181 Duration.
(a) Unless sooner surrendered, suspended, revoked, or a termination
date is otherwise established by the FAA, airworthiness certificates
are effective as long as the aircraft is registered in the United
States and as follows:
(1) Standard airworthiness certificates and special airworthiness
certificates issued for aircraft certificated in the primary,
restricted, or limited category are effective as long as the
maintenance, preventive maintenance, and alterations are performed in
accordance with parts 43 and 91 of this chapter.
(2) A special flight permit is effective for the period of time
specified in the permit.
(3) A special airworthiness certificate in the light-sport category
will remain effective as long as all of the following conditions are
met:
(i) Except as specified in paragraph (a)(3)(iv) of this section,
the aircraft meets the eligibility criteria for the issuance of an
airworthiness certificate in the light-sport category specified in
Sec. 21.190(b).
(ii) The aircraft conforms to its original or properly altered
configuration.
(iii) The aircraft has no unsafe condition and is not likely to
develop an unsafe condition.
(iv) For aircraft originally certificated prior to [EFFECTIVE DATE
OF THE FINAL RULE], and for which an amended manufacturer's statement
of compliance has not been submitted to the FAA in accordance with
Sec. 21.190(e) on or after [EFFECTIVE DATE OF THE FINAL RULE], the
aircraft meets all of the following conditions:
(A) A maximum takeoff weight of not more than 1,320 pounds (600
kilograms) for aircraft not intended for operation on water or 1,430
pounds (650 kilograms) for an aircraft intended for operation on water.
(B) A maximum airspeed in level flight with maximum continuous
power (VH) of not more than 120 knots CAS under standard
atmospheric conditions at sea level.
(C) A maximum never-exceed speed (VNE) of not more than
120 knots CAS for a glider.
(D) A maximum stalling speed or minimum steady flight speed without
the use of lift-enhancing devices (VS1) of not more than 45
knots CAS at the aircraft's maximum certificated takeoff weight and
most critical center of gravity.
(E) A maximum seating capacity of no more than two persons,
including the pilot.
(F) A single, reciprocating engine, if powered.
(G) A fixed or ground-adjustable propeller if a powered aircraft
other than a powered glider.
(H) A fixed or feathering propeller system if a powered glider.
(I) A fixed-pitch, semi-rigid, teetering, two-blade rotor system,
if a gyroplane.
(J) A nonpressurized cabin, if equipped with a cabin.
(K) Fixed landing gear, except for an aircraft intended for
operation on water or a glider.
(L) Fixed or retractable landing gear, or a hull, for an aircraft
intended for operation on water.
(M) Fixed or retractable landing gear for a glider.
(4) The duration of an experimental certificate issued for research
and development, showing compliance with regulations, crew training, or
market survey is effective for 3 years from the date of issue or
renewal unless the FAA prescribes a shorter period.
(5) The duration of an experimental certificate issued for
operating amateur-built aircraft, exhibition, air-racing, operating
primary kit-built aircraft, operating former light-sport category
aircraft, operating light-sport category kit-built aircraft, and
operating former military aircraft is unlimited, unless the FAA
establishes a specific period for good cause.
* * * * *
0
7. Amend Sec. 21.182 by revising paragraphs (a) and (b)(2) to read as
follows:
Sec. 21.182 Aircraft identification.
(a) Except as provided in paragraph (b) of this section, each
applicant for an airworthiness certificate under this subpart must show
that the aircraft is identified as prescribed in Sec. 45.11 of this
chapter.
(b) * * *
(2) An experimental certificate issued for the purposes of research
and development, showing compliance with regulations, crew training,
exhibition, air racing, market surveys, or operating former military
aircraft.
* * * * *
0
8. Amend Sec. 21.183 by:
0
a. Removing the word ``or'' the end of paragraph (d)(2)(iii);
0
b. Removing the word ``and'' and adding ``or'' in its place at the end
of paragraph (d)(2)(iv); and
0
c. Adding paragraph (d)(2)(v).
The addition reads as follows:
[[Page 47725]]
Sec. 21.183 Issue of standard airworthiness certificates for normal,
utility, acrobatic, commuter, and transport category aircraft; manned
free balloons; and special classes of aircraft.
* * * * *
(d) * * *
(2) * * *
(v) A foreign maintenance organization appropriately certificated
by an exporting authority with whose country the United States has a
bilateral agreement that includes acceptance of this aircraft category
by the United States for import. An acceptable inspection must have
been completed while the aircraft was operated on the registry of the
exporting authority and within 60 days of submitting the application
for a United States airworthiness certificate; and
* * * * *
0
9. Amend Sec. 21.185 by revising paragraphs (a) and (b) to read as
follows:
Sec. 21.185 Issue of airworthiness certificates for restricted
category aircraft.
(a) Aircraft manufactured under a production certificate or type
certificate. An applicant for a restricted category airworthiness
certificate for an aircraft type certificated in the restricted
category, that was not previously type certificated in any other
category, must comply with the appropriate provisions of Sec. 21.183.
(b) Other aircraft. An applicant for an airworthiness certificate
in the restricted category is entitled to an airworthiness certificate
if--
(1) The aircraft is type certificated for a special purpose
operation in the restricted category;
(2) The aircraft was--
(i) Manufactured in accordance with the requirements of, and
accepted for use by, the U.S. Armed Forces and has a service history
with the U.S. Armed Forces acceptable to the FAA; or
(ii) Previously type certificated in another category (other than
primary category or light-sport category); and
(3) The aircraft has been inspected by the FAA and found to be in a
good state of preservation and repair and in a condition for safe
operation.
* * * * *
0
10. Amend Sec. 21.187 by revising the section heading to read as
follows:
Sec. 21.187 Issue of multiple airworthiness certifications for
restricted category aircraft.
* * * * *
0
11. Effective [DATE 6 MONTHS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE Federal Register], revise Sec. 21.190 to read as follows:
Sec. 21.190 Issue of a special airworthiness certificate for a light-
sport category aircraft.
(a) Purpose. The FAA issues a special airworthiness certificate in
the light-sport category to operate an aircraft, other than an unmanned
aircraft, that meets the requirements of this section.
(b) Eligibility. To be eligible for a special airworthiness
certificate in the light-sport category, an aircraft must meet the
applicable requirements of Sec. 22.100 of this chapter.
(c) Application for special airworthiness certificate in the light-
sport category. Except as provided in paragraph (e) of this section, an
applicant for a special airworthiness certificate under this section
must provide the FAA with:
(1) The manufacturer's statement of compliance as described in
paragraph (d) of this section.
(2) A pilot's operating handbook that includes--
(i) Recommended operating instructions and limitations to safely
accommodate all environmental conditions and abnormal procedures likely
to be encountered in the aircraft's intended operations; and
(ii) A flight training supplement to enable safe operation of the
aircraft within the intended flight envelope under all foreseeable
conditions.
(iii) A listing of any aerial work operations that may be safely
conducted using the aircraft and any instructions and limitations that
are necessary to safely conduct those operations.
(iv) A statement that the aircraft has demonstrated compliance with
part 36 of this chapter, the tested noise levels of the aircraft, and
the following statement: ``No determination has been made by the
Federal Aviation Administration that the noise levels of this aircraft
are or should be acceptable or unacceptable for operation in any
location.''
(3) A maintenance and inspection program containing procedures
necessary to ensure continued safe operation of the aircraft.
(4) Evidence that the aircraft has demonstrated compliance with the
applicable requirements of part 36 of this chapter.
(d) Manufacturer's statement of compliance. The manufacturer's
statement of compliance specified in paragraph (c)(1) of this section
must --
(1) Be signed by the manufacturer's authorized representative or
agent who is certified and trained on the requirements associated with
the issuance of a statement of compliance by an organization that
certifies and trains quality assurance staff in accordance with a
consensus standard that has been accepted by the FAA.
(2) Identify the aircraft by make, model, serial number, class, and
date of manufacture.
(3) State whether this aircraft meets the requirements specified in
subpart J of part 61 of this chapter for the exercise of privileges by
a sport pilot.
(4) Specify those aerial work operations the manufacturer has
determined may be safely conducted, and state that the aircraft has
been ground and flight tested to ensure that it can be operated to
safely conduct those operations in accordance with the instructions and
limitations provided by the manufacturer.
(5) State whether the aircraft meets the requirements of Sec.
22.180 of this chapter for simplified flight controls.
(6) Specify the consensus standards used to determine the
aircraft's compliance with subpart B of part 22 of this chapter and
state that the aircraft meets the eligibility, design, production, and
airworthiness requirements of subpart B of part 22 of this chapter in
accordance with those consensus standards. The specified consensus
standards must be accepted by the FAA for the airworthiness
certification of light-sport category aircraft.
(7) State that the aircraft conforms to the manufacturer's design
data, using the manufacturer's quality assurance system that meets the
specified consensus standard.
(8) State that the manufacturer will make available to any
interested person the documents specified in paragraph (c) of this
section.
(9) State that the manufacturer will support the aircraft by
implementing and maintaining a documented continued operational safety
program that--
(i) Addresses monitoring and resolving in-service safety of flight
issues;
(ii) Includes provisions for the issuance of safety directives;
(iii) Includes a process for notifying the FAA and all owners of
all safety of flight issues; and
(iv) Includes a process for advance notice to the FAA and all
owners of a continued operational safety program discontinuance or
provider change.
(10) State that the manufacturer will monitor and correct safety-
of-flight issues through the issuance of safety directives and a
continued operational safety program that meets the specified consensus
standard.
(11) State that at the request of the FAA, the manufacturer will
provide unrestricted access to its facilities and to all data necessary
to determine compliance with this section or other applicable
requirements of this chapter.
[[Page 47726]]
(12) State that the manufacturer has established and maintains a
quality assurance system that meets the requirements of Sec. 22.185 of
this chapter.
(e) Special provisions for aircraft certificated in the light-sport
category before [EFFECTIVE DATE OF THE FINAL RULE]. The owner of an
aircraft issued a light-sport category airworthiness certificate before
[EFFECTIVE DATE OF THE FINAL RULE], may submit an amended
manufacturer's statement of compliance to the FAA listing those aerial
work operations that may be conducted using the aircraft. The amended
statement of compliance must--
(1) Identify the aircraft by make, model, serial number, and date
of manufacture.
(2) Be made by the original manufacturer of the aircraft.
(3) Reference and reaffirm the statements made in the original
manufacturer's statement of compliance.
(4) State that the design and construction of the aircraft provides
sufficient structural integrity to enable safe operation of the
aircraft during the performance of the specified aerial work operations
and that the aircraft is able to withstand any foreseeable flight and
ground loads.
(5) Specify the FAA-accepted consensus standard used to make the
determination required by paragraph (a) of this section.
(6) Is accompanied by revisions to the aircraft's operating
instructions to indicate those aerial work operations that may be
conducted using the aircraft, and any applicable revisions to the
aircraft's maintenance and inspection procedures, and flight training
supplement.
0
12. Amend Sec. 21.191 by revising the section heading, introductory
text, and paragraph (i) and adding reserved paragraph (j) and paragraph
(k) to read as follows:
Sec. 21.191 Issue of experimental airworthiness certificates.
Experimental airworthiness certificates are issued for the
following experimental purposes:
* * * * *
(i) Operating former light-sport category aircraft. Operating an
aircraft that previously has been issued a special airworthiness
certificate in the light-sport category under Sec. 21.190.
(j) [Reserved]
(k) Operating former military aircraft. Operating a former military
aircraft that meets the following requirements:
(1) The aircraft is not an unmanned aircraft.
(2) The aircraft was manufactured, purchased, or modified under
contract by the U.S. Armed Forces or a foreign military.
(3) The aircraft is operated for one of the following purposes:
(i) Flying the aircraft to a base where repairs, alterations, or
maintenance are to be performed;
(ii) Flying to a point of storage; or
(iii) Repositioning the aircraft for use under contract with the
U.S. Armed Forces.
0
13. Effective [DATE 6 MONTHS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE FEDERAL REGISTER], amend Sec. 21.191 further by adding
paragraph (j) to read as follows:
Sec. 21.191 Issue of experimental airworthiness certificates.
* * * * *
(j) Operating light-sport category kit-built aircraft. Operating an
aircraft of a type that has been certificated under Sec. 21.190 and
assembled from an aircraft kit in accordance with manufacturer's
assembly instructions that meet an applicable FAA-accepted consensus
standard. An applicant must provide the following:
(1) Evidence that an aircraft of the same make and model was
manufactured and assembled by the aircraft kit manufacturer and issued
a special airworthiness certificate in the light-sport category under
Sec. 21.190.
(2) The pilot's operating handbook that includes a flight training
supplement.
(3) The aircraft's maintenance and inspection procedures.
(4) The manufacturer's statement of compliance for the aircraft kit
used in the aircraft assembly that meets the applicable requirements of
Sec. 21.190 in effect at the time the aircraft kit was manufactured,
except the statement need not indicate compliance with Sec. 22.175 of
this chapter. The statement must identify assembly instructions for the
aircraft that meet an applicable consensus standard.
(5) For an aircraft kit manufactured outside the United States,
evidence that the aircraft kit was manufactured in a country with which
the United States has a Bilateral Airworthiness Agreement concerning
airplanes or a Bilateral Aviation Safety Agreement with associated
Implementation Procedures for Airworthiness concerning airplanes, or an
equivalent airworthiness agreement.
* * * * *
0
14. Revise Sec. 21.193 to read as follows:
Sec. 21.193 Application for special airworthiness certificates issued
for experimental purposes.
An applicant for an experimental airworthiness certificate must
submit the following information in a form and manner prescribed by the
FAA:
(a) The experimental purpose for which the aircraft is to be used.
(b) Enough information to describe the operation, equipment, or
test as applicable.
(c) The estimated time or number of flights required for the
operation, for an applicant seeking issuance of an experimental
airworthiness certificate for those experimental purposes specified in
Sec. 21.191(a) through (f).
(d) The areas over which flights will be conducted.
(e) Enough data to identify the aircraft.
(f) Except for a previously type certificated aircraft without an
appreciable change in its external configuration, three-view drawings
or three-view dimensional photographs of the aircraft.
(g) Upon inspection of the aircraft, any pertinent information
found necessary by the FAA to safeguard the general public.
(h) For applicants seeking certification of an aircraft for the
purpose of operating former light-sport category aircraft or for the
purpose of operating light-sport category kit-built aircraft, evidence
of compliance with the applicable aircraft noise limits in part 36 of
this chapter.
0
15. Amend Sec. 21.195 by revising paragraphs (b) through (d) to read
as follows:
Sec. 21.195 Experimental certificates: Aircraft to be used for market
surveys, sales demonstrations, and customer crew training.
* * * * *
(b) A manufacturer of an aircraft engine manufactured within the
United States, that has altered a type certificated aircraft by
installing an engine it has manufactured, may apply for an experimental
certificate for that aircraft to be used for market surveys, sales
demonstrations, or customer crew training, if the basic aircraft,
before alteration, was type certificated in the normal, utility,
acrobatic, commuter, transport, primary, or restricted category.
(c) A person who has altered the design of a type certificated
aircraft may apply for an experimental certificate for an altered
aircraft to be used for market surveys, sales demonstrations, or
customer crew training if the basic aircraft, before alteration, was
type
[[Page 47727]]
certificated in the normal, utility, acrobatic, commuter, transport,
primary, or restricted category.
(d) An applicant for an experimental certificate under paragraph
(a), (b), or (c) of this section is entitled to that certificate if, in
addition to meeting the requirements of Sec. 21.193, the applicant--
(1) Has established an inspection and maintenance program for the
continued airworthiness of the aircraft; and
(2) Shows that the aircraft has been flown for at least 50 hours,
or for at least 5 hours if it is a type certificated aircraft which has
been altered. The FAA may reduce these operational requirements if the
applicant provides adequate justification.
0
16. Revise Sec. 21.327 to read as follows:
Sec. 21.327 Application.
(a) Any owner of a U.S.-registered aircraft may apply for an export
certificate of airworthiness for that aircraft.
(b) Any person may apply for an export airworthiness approval for
an aircraft engine, propeller, or article.
(c) Each applicant must apply in a form and manner prescribed by
the FAA.
0
17. Amend Sec. 21.329 by revising paragraph (a)(1) introductory text
to read as follows:
Sec. 21.329 Issuance of export certificates of airworthiness.
(a) * * *
(1) A new or used aircraft manufactured under subpart F or G of
this part meets the requirements under subpart H of this part for a--
* * * * *
0
18. Add part 22 to read as follows:
PART 22--DESIGN, PRODUCTION, AND AIRWORTHINESS REQUIREMENTS FOR
NON-TYPE CERTIFICATED AIRCRAFT
Subpart A--General
Sec.
22.1 Applicability.
Subpart B--Light-Sport Category Aircraft
22.100 Eligibility.
22.105 Control and maneuverability.
22.110 Structural integrity.
22.115 Powered-lift: minimum safe speed.
22.120 Special requirements for light-sport aircraft used for aerial
work operations.
22.125 Environmental conditions.
22.130 Suitability and durability of materials.
22.135 Instruments and equipment.
22.140 Controls and displays.
22.145 Propulsion system.
22.150 Fuel system.
22.155 Fire protection.
22.160 Visibility.
22.165 Emergency evacuation.
22.170 Placards and markings.
22.175 Noise.
22.180 Special requirements for light-sport category aircraft with
simplified flight controls.
22.185 Quality assurance system.
22.190 Finding of compliance by trained compliance staff.
22.195 Ground and flight testing.
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(f), 106(g), 40105,
40113, 44701-44702, 44704, 44707, 44709, 44711, 44713, 44715, 45303.
PART 22--DESIGN, PRODUCTION, AND AIRWORTHINESS REQUIREMENTS FOR
NON-TYPE CERTIFICATED AIRCRAFT
Subpart A--General
Sec. 22.1 Applicability.
(a) Except as provided in paragraph (c) of this section, this part
prescribes design, production, and airworthiness requirements for the
issue of special airworthiness certificates, and changes to those
certificates, for non-type certificated aircraft applying for an
airworthiness certificate.
(b) Each person who applies under part 21 of this chapter for such
a certificate or change must comply with the applicable requirements in
this part.
(c) This part does not apply to aircraft issued an experimental
airworthiness certificate, aircraft operating under a special flight
permit, or unmanned aircraft.
Subpart B--Light-Sport Category Aircraft
Sec. 22.100 Eligibility.
(a) Aircraft manufactured in the United States. To be eligible for
a special airworthiness certificate in the light-sport category issued
under Sec. 21.190 of this chapter, an aircraft must--
(1) Except for an airplane, have a maximum seating capacity of not
more than two persons, including the pilot.
(2) For an airplane, have a maximum seating capacity of not more
than four persons, including the pilot.
(3) Have a maximum stalling speed or minimum steady flight speed,
without the use of lift-enhancing devices (VS1) at the
aircraft's maximum certificated takeoff weight and most critical center
of gravity of 54 knots CAS for an airplane, or 45 knots CAS for a
glider or weight-shift-control aircraft.
(4) Have a maximum speed of 250 knots CAS at maximum available
power under standard atmospheric conditions at sea level.
(5) Have a non-pressurized cabin, if equipped with a cabin.
(6) Not have been previously issued a standard, primary,
restricted, limited, or provisional airworthiness certificate, or an
equivalent airworthiness certificate by a foreign civil aviation
authority.
(7) Meet the aircraft design, production, and airworthiness
requirements specified in this subpart using a means of compliance
consisting of consensus standards accepted by the FAA.
(8) Be inspected by the FAA and found to be in a condition for safe
operation.
(b) Aircraft manufactured outside the United States. For aircraft
manufactured outside the United States to be eligible for a special
airworthiness certificate in the light-sport category under Sec.
21.190 of this chapter, an applicant must provide the FAA evidence
that--
(1) The aircraft meets the requirements of this subpart;
(2) The aircraft was manufactured in a country with which the
United States has a Bilateral Airworthiness Agreement concerning
airplanes or Bilateral Aviation Safety Agreement with associated
Implementation Procedures for Airworthiness concerning airplanes, or an
equivalent airworthiness agreement; and
(3) The aircraft is eligible for an airworthiness certificate,
flight authorization, or other similar certification in its country of
manufacture.
Sec. 22.105 Control and maneuverability.
A light-sport category aircraft must--
(a) Be consistently and predictably controllable and maneuverable
through the normal use of primary flight controls at all loading
conditions during all phases of flight; and,
(b) Not have a tendency to inadvertently depart controlled flight
or require exceptional piloting skill, alertness, or strength.
Sec. 22.110 Structural integrity.
(a) The design and construction of the aircraft must provide
sufficient structural integrity to enable safe operations within the
aircraft's flight envelope throughout the aircraft's intended life
cycle; and,
(b) The aircraft must be able to withstand all anticipated flight
and ground loads when operated within its operational limits.
Sec. 22.115 Powered-lift: minimum safe speed.
To be certificated in the light-sport category, powered-lift
aircraft must have a known minimum safe speed for each flight condition
encountered in normal operations, including applicable sources
[[Page 47728]]
of lift and phases of flight, to maintain controlled safe flight. The
minimum safe speed determination must account for the most adverse
conditions for each configuration.
Sec. 22.120 Special requirements for light-sport aircraft used for
aerial work operations.
If the aircraft is designated by the manufacturer as suitable for
the performance of any aerial work operation, the design and
construction of the aircraft must provide sufficient structural
integrity to enable safe operation of the aircraft during the
performance of that operation and ensure that the aircraft is able to
withstand any foreseeable flight and ground loads.
Sec. 22.125 Environmental conditions.
The aircraft must have design characteristics to safely accommodate
all environmental conditions likely to be encountered during its
intended operations.
Sec. 22.130 Suitability and durability of materials.
The suitability and durability of materials used for products and
articles must account for the likely environmental conditions expected
in service, the failure of which could prevent continued safe flight
and landing.
Sec. 22.135 Instruments and equipment.
(a) The aircraft must have all instruments and equipment necessary
for safe flight, to include those instruments necessary for systems
control and management. The aircraft must also include all instruments
and equipment required for the kinds of operations for which it is
authorized.
(b) The aircraft, instruments, equipment, and systems must perform
their intended functions under all operating conditions specified in
the pilot's operating handbook. Likely failure or malfunction of a
system or component must not cause loss of control of the aircraft.
Systems and components must be considered separately and in relation to
each other.
Sec. 22.140 Controls and displays.
The aircraft must be designed and constructed so that the pilot has
the ability to reach all controls and displays in a manner that
provides for smooth and positive operation of the aircraft.
Sec. 22.145 Propulsion system.
The aircraft propulsion system must--
(a) Have controls that are simple, intuitive and not confusing;
(b) Be designed so that the failure of any product or article does
not prevent continued safe flight and landing or, if continued safe
flight and landing cannot be ensured, the hazard has been minimized;
(c) Not exceed safe operating limits under normal operating
conditions; and
(d) Have the necessary reliability, durability, and endurance for
safe flight without failure, malfunction, excessive wear, or other
anomalies.
Sec. 22.150 Fuel system.
The aircraft fuel system must--
(a) Provide a means to safely remove or isolate the fuel stored in
the system from the aircraft; and
(b) Be designed to retain fuel under all likely operating
conditions.
Sec. 22.155 Fire protection.
The hazards of fuel or electrical fires following a survivable
emergency landing must be minimized by incorporating design features to
sustain static and dynamic deceleration loads without structural damage
to fuel or electrical system components or their attachments that would
leak fuel to an ignition source or allow electrical power to become an
ignition source.
Sec. 22.160 Visibility.
The aircraft must be designed and constructed so that the pilot
has--
(a) Sufficient visibility of controls, instruments, equipment, and
placards; and
(b) Sufficient vison outside the aircraft necessary to conduct safe
aircraft operations.
Sec. 22.165 Emergency evacuation.
(a) The aircraft must be designed and constructed--
(1) So that all occupants have the ability to rapidly conduct an
emergency evacuation; and
(2) Except as provided in paragraph (b) of this section, to account
for all conditions likely to occur following an emergency landing.
(b) Aircraft not intended for operation on water are not required
to account for ditching in an emergency landing.
Sec. 22.170 Placards and markings.
The aircraft must display all placards and instrument markings
necessary for safe operation and occupant warning. Markings or graphics
must clearly indicate the function of each control, other than primary
flight controls.
Sec. 22.175 Noise.
The aircraft must meet the applicable noise standards of part 36 of
this chapter.
Sec. 22.180 Special requirements for light-sport category aircraft
with simplified flight controls.
An aircraft that meets the following requirements may be designated
by the manufacturer as having simplified flight controls--
(a) The aircraft allows the pilot to only control the flight path
of the aircraft or intervene in its operation without direct
manipulation of individual aircraft control surfaces or adjustment of
the available power;
(b) The aircraft is designed to inherently prevent loss of control,
regardless of pilot input; and
(c) The aircraft has a means to enable the pilot to quickly and
safely discontinue the flight and prevent any inadvertent activation of
this feature.
Sec. 22.185 Quality assurance system.
The aircraft must have been designed, produced, and tested under a
documented quality assurance system to ensure each product and article
conforms to its design and is in a condition for safe operation.
Sec. 22.190 Finding of compliance by trained compliance staff.
The aircraft must have been found compliant with the provisions of
the applicable FAA-accepted consensus standards by individuals who have
been trained on determining compliance with those consensus standards.
Sec. 22.195 Ground and flight testing.
The aircraft must have been ground and flight tested under
documented production acceptance test procedures to--
(a) Validate aircraft performance data.
(b) Ensure the aircraft has no hazardous operating characteristics
or design features.
(c) Ensure the aircraft is in a condition for safe operation.
(d) Ensure the aircraft can safely conduct any aerial work
operation designated by the manufacturer in accordance with Sec.
22.120.
PART 36--NOISE STANDARDS: AIRCRAFT TYPE AND AIRWORTHINESS
CERTIFICATION
0
19. The authority for part 36 continues to read as follows:
Authority: 42 U.S.C. 4321 et seq.; 49 U.S.C. 106(g), 40113,
44701-44702, 44704, 44715; sec. 305, Pub. L. 96-193, 94 Stat. 50,
57; E.O. 11514, 35 FR 4247, 3 CFR, 1966-1970 Comp., p. 902.
0
20. Add Sec. 36.0 to read as follows:
Sec. 36.0 Applicability; aircraft that do not conform to a type
certificate.
(a) General applicability. Except as provided in paragraph (e) of
this
[[Page 47729]]
section, for aircraft described in Sec. 21.190, Sec. 21.191, Sec.
21.193(h), or part 22 of this chapter, that does not conform to a type
certificate, the requirements of this part apply at the time of
application for a first airworthiness certificate, or when an aircraft
previously issued an airworthiness certificate incorporates an
alteration that would result in an acoustical change.
(b) Compliance requirements. Compliance with this part requires--
(1) A determination that the applicable noise limits specified in
this part are not exceeded for any configuration, flight profile, or
reference condition required for an aircraft to demonstrate compliance;
and,
(2) When applicable, a determination that any test procedures and
analyses contained in a related appendix to this part have been met for
any configuration, flight profile, or reference condition required.
(c) Use of a noise consensus standard. An aircraft that does not
conform to a type certificate may demonstrate compliance using a noise
consensus standard that meets the following conditions:
(1) The noise consensus standard has been approved by the FAA; and
(2) The noise consensus standard has been determined by the FAA to
be appropriate for the aircraft and applicable to the aircraft's
specific design.
(d) No noise consensus standard available. For an aircraft that
does not conform to a type certificate, and for which no noise
consensus standard has been approved or determined by the FAA to be
appropriate for the aircraft, the following apply:
(1) Aircraft similar to a type-certificated aircraft. An aircraft
that is determined by the FAA for noise purposes to be the same as or
sufficiently similar in design to a type certificated aircraft
described in Sec. 36.1 may demonstrate compliance with this part by--
(i) Using the same requirements as the type certificated aircraft
that is the same or sufficiently similar in design to the aircraft; or
(ii) Adopting the noise levels for the type certificated aircraft
that is the same or sufficiently similar in design to the aircraft when
the aircraft has not been altered to result in an acoustical change.
(2) Aircraft with no similar type-certificated aircraft. If the FAA
determines that for noise purposes, there is no type certificated
aircraft of the same or sufficiently similar design described in Sec.
36.1, an applicant may demonstrate compliance with this part using the
noise requirements determined by the FAA to be appropriate for the
aircraft.
(e) Exceptions. The following aircraft that do not conform to a
type certificate are excepted from demonstrating compliance with the
requirements of this part:
(1) Aircraft issued an experimental airworthiness certificate in
accordance with Sec. 21.191(a) through (h) or (k) of this chapter;
(2) Aircraft which, if type certificated, would not be required to
demonstrate compliance with this part; and
(3) Aircraft issued an experimental airworthiness certificate in
accordance with Sec. 21.191(i)(1) of this chapter on or before January
31, 2008, for the purpose of operating a light-sport aircraft.
0
21. Amend Sec. 36.1 by adding reserved paragraph (a)(6) and paragraph
(a)(7) to read as follows:
Sec. 36.1 Applicability and definitions.
(a) * * *
(6) [Reserved]
(7) Aircraft that do not conform to a type certificate, in
accordance with Sec. 36.0.
* * * * *
0
22. Revise Sec. 36.3 to read as follows:
Sec. 36.3 Compatibility with airworthiness requirements.
(a) Each applicant for certification under this part must
demonstrate that:
(1) For type certificated aircraft, that the aircraft complies with
the airworthiness regulations in this chapter that constitute the type
certification basis of the aircraft under all conditions in which
compliance with this part is shown; or
(2) For aircraft without a type certificate, that the aircraft
complies with all airworthiness requirements in this chapter applicable
to the design of the aircraft under all conditions in which compliance
with this part is shown.
(b) Each applicant for certification under this part must show that
any procedure used to demonstrate compliance with this part, and any
procedure and information for the flight crew developed under this
part, are consistent with the requirements of paragraph (a)(1) or (2)
of this section.
0
23. Amend Sec. 36.1501 by revising paragraph (a) to read as follows:
Sec. 36.1501 Procedures, noise levels and other information.
(a) All procedures, weights, configurations, and other information
or data employed for obtaining the certified noise levels prescribed by
this part, including equivalent procedures used for flight, testing,
and analysis, must be developed by the applicant and approved by the
FAA. For type certificated aircraft, noise levels achieved during type
certification must be included in the aircraft's approved flight
manual. For aircraft without a type certificate, noise levels achieved
during airworthiness certification must be included in the Pilot's
Operating Handbook.
* * * * *
0
24. Amend Sec. 36.1581 by adding paragraph (h) to read as follows:
Sec. 36.1581 Manuals, markings, and placards.
* * * * *
(h) For aircraft subject to Sec. 36.0, no noise operating
limitations are prescribed under this part, and this part does not
affect any operating limitations for these aircraft described elsewhere
in this chapter. Noise compliance with this part must be documented as
specified in Sec. 21.190(e) or Sec. 21.191 of this chapter, as
applicable. The noise information must:
(1) State that the aircraft has demonstrated compliance with this
part;
(2) Include the demonstrated noise levels of the aircraft; and
(3) Include the following statement: No determination has been made
by the Federal Aviation Administration whether the noise levels of this
aircraft are or should be acceptable for operation in any location.
PART 43--MAINTENANCE, PREVENTITIVE MAINTENANCE, REBUILDING, AND
ALTERATION
0
25. The authority citation for part 43 continues to read as follows:
Authority: 42 U.S.C. 7572; 49 U.S.C. 106(f), 106(g), 40105,
40113, 44701-44702, 44704, 44707, 44709, 44711, 44713, 44715, 45303.
0
26. Amend Sec. 43.1 by revising paragraph (b)(2) to read as follows:
Sec. 43.1 Applicability.
* * * * *
(b) * * *
(2) Any aircraft for which the FAA has issued an experimental
certificate under the provisions of Sec. 21.191(i) of this chapter,
and the aircraft was previously issued a special airworthiness
certificate in the light-sport category under the provisions of Sec.
21.190 of this chapter; or
* * * * *
0
27. Amend Sec. 43.13 by revising paragraphs (a) and (c) to read as
follows:
Sec. 43.13 Performance rules (general).
(a) Each person performing maintenance, alteration, or preventive
maintenance on an aircraft, engine, propeller, or appliance shall use
the
[[Page 47730]]
methods, techniques, and practices prescribed in the current
manufacturer's maintenance manual or Instructions for Continued
Airworthiness prepared by its manufacturer, or other methods,
techniques, and practices acceptable to the Administrator, except as
noted in Sec. 43.16. That person must use the tools, equipment, and
test apparatus necessary to assure completion of the work in accordance
with accepted industry practices. If special equipment or test
apparatus is recommended by the manufacturer involved, that person must
use that equipment or apparatus or its equivalent acceptable to the
Administrator.
* * * * *
(c) Unless otherwise notified by the Administrator, the methods,
techniques, and practices contained in the maintenance manual or the
maintenance part of the manual of the holder of an air carrier
operating certificate or an operating certificate under part 121 or 135
of this chapter and operators under part 129 of this chapter holding
operations specifications (that is required by its operating
specifications to provide a continuous airworthiness maintenance and
inspection program) constitute acceptable means of compliance with this
section.
PART 45--IDENTIFICATION AND REGISTRATION MARKING
0
28. The authority citation for part 45 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40103, 40113-40114, 44101-
44105, 44107-44111, 44504, 44701, 44708-44709, 44711-44713, 44725,
45302-45303, 46104, 46304, 46306, 47122.
0
29. Amend Sec. 45.23 by revising paragraph (b) to read as follows:
Sec. 45.23 Display of marks; general.
* * * * *
(b) Except for unmanned aircraft, when marks include only the Roman
capital letter ``N'' and the registration number is displayed on
limited, restricted, experimental, or provisionally certificated
aircraft, the operator must also display on that aircraft near each
entrance to the cabin, cockpit, or pilot station, in letters not less
than 2 inches nor more than 6 inches high, the words ``limited,''
``restricted,'' ``experimental,'' or ``provisional,'' as applicable.
PART 61--CERTIFICATION: PILOTS, FLIGHT INSTRUCTORS, AND GROUND
INSTRUCTORS
0
30. The authority citation for part 61 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 44701-44703, 44707,
44709-44711, 44729, 44903, 45102-45103, 45301-45302; sec. 2307, Pub.
L. 114-190, 130 Stat. 615 (49 U.S.C. 44703 note).
0
31. Amend Sec. 61.3 by revising the section heading and adding
paragraph (m) to read as follows:
Sec. 61.3 Requirement for certificates, ratings, privileges, and
authorizations.
* * * * *
(m) For a person who possesses a sport pilot certificate. No person
may exercise sport pilot privileges under Sec. 61.313 unless that
person receives a qualifying logbook endorsement under Sec. 61.317 or
Sec. 61.321 for the appropriate category and class privilege. The
requirement in this paragraph (m) does not apply to a person who
already holds the appropriate category and class rating on their pilot
certificate.
0
32. Add Sec. 61.9 to read as follows:
Sec. 61.9 Inapplicability of simplified flight controls aircraft
experience credit.
Notwithstanding the requirements specified in Sec. 61.51(c), any
pilot time acquired while operating an airplane or helicopter with a
simplified flight controls design and designation may not be used to
satisfy the following aeronautical experience requirements for a
private, commercial, or airline transport pilot certificate, except for
private pilot applicants who present an aircraft with the simplified
flight controls design and designation to conduct the practical test--
(a) The solo flight time requirements in Sec. 61.109(a)(5) or
(c)(4);
(b) The PIC flight time requirements in Sec. 61.129(a)(2)(i) and
(c)(2)(i);
(c) The PIC flight time requirements in Sec. 61.159(a)(5); and
(d) The PIC flight time requirements in Sec. 61.161(a)(3).
0
33. Amend Sec. 61.31 by redesignating paragraph (l) as paragraph (m)
and adding a new paragraph (l) to read as follows:
Sec. 61.31 Type rating requirements, additional training, and
authorization requirements.
* * * * *
(l) Additional aircraft model-specific flight training. No person
may act as pilot in command of an aircraft with a simplified flight
controls designation unless that person has--
(1) Received and logged model-specific flight training in that
aircraft, or in a full flight simulator or flight training device that
is representative of that model-specific aircraft with the simplified
flight controls designation; and
(2) Received a logbook endorsement from an authorized instructor
who has found the person proficient in the safe operation of that
model-specific aircraft and the associated simplified flight control
system.
* * * * *
0
34. Amend Sec. 61.45 by revising the introductory text in paragraph
(f) and adding paragraphs (g) and (h) to read as follows:
Sec. 61.45 Practical tests: Required aircraft and equipment.
* * * * *
(f) Conduct of a sport pilot practical test in an aircraft with a
single seat. A practical test for a sport pilot certificate may be
conducted in an aircraft having a single seat provided that the--
* * * * *
(g) Aircraft with a simplified flight controls designation. An
applicant for a pilot certificate, rating, or privilege may use an
aircraft with a simplified flight controls designation for a practical
test if--
(1) The examiner agrees to conduct the test;
(2) The examiner holds the appropriate category and class rating or
privilege, the simplified flight controls model-specific aircraft
endorsement, and an appropriate FAA designation to conduct the test;
(3) The examiner is able to assume control of the aircraft at any
time, except if paragraph (f) of this section applies; and
(4) After successful completion of the practical test, the
applicant is issued a pilot certificate with the appropriate category
and class privilege and model specific limitation.
(h) Simplified flight controls limitation. A person who receives a
category and class rating or privilege with a simplified flight
controls limitation may operate only the specified make and model of
aircraft set forth by the limitation unless the person satisfies the
following requirements, as applicable:
(1) If seeking to operate another make and model of aircraft with a
simplified flight controls designation in the same category and class,
the person must receive training and an endorsement in accordance with
Sec. 61.31(l).
(2) If seeking to operate a different category and class of
aircraft with a simplified flight controls designation or any aircraft
without a simplified flight controls designation, the person must
successfully complete a practical test for that category and class of
aircraft.
0
35. Amend Sec. 61.195 by adding paragraph (m) to read as follows:
[[Page 47731]]
Sec. 61.195 Flight instructor limitations and qualifications.
* * * * *
(m) Training in an aircraft with a simplified flight controls
designation. (1) For purposes of this paragraph (m), instructor pilot
means a pilot employed or used by a manufacturer of an aircraft with a
simplified flight controls designation to conduct operations of that
aircraft for the purpose of providing crew training.
(2) A flight instructor may conduct flight training in an aircraft
with a simplified flight controls designation without satisfying the
training and endorsement requirements under Sec. 61.31(l), provided
the flight instructor--
(i) Holds a flight instructor certificate with the appropriate
aircraft category, class, and type rating (if a class or type rating is
required);
(ii) Has received and logged model-specific training in that
aircraft from an instructor pilot for the manufacturer of the aircraft;
and
(iii) Has received a logbook or training record endorsement from
the instructor pilot certifying that the flight instructor is
proficient in the safe operation of that model-specific aircraft and
the associated simplified flight control system.
(3) Notwithstanding the requirements in Sec. 61.3(d)(2)(ii), an
instructor pilot may provide the training and endorsement specified in
paragraph (m)(2) of this section in lieu of an authorized instructor.
0
36. Amend Sec. 61.303 by revising the section heading and paragraphs
(a) and (b)(4) to read as follows:
Sec. 61.303 If I want to operate an aircraft that satisfies the
limitations identified in Sec. 61.316, what operating limits and
endorsement requirements in this subpart must I comply with?
(a) Use the following table to determine what operating limits and
endorsement requirements in this subpart, if any, apply to you when you
operate an aircraft that satisfies the limitations identified in Sec.
61.316. The medical certificate specified in this table must be in
compliance with Sec. 61.2 in regards to currency and validity. If you
hold a recreational pilot certificate, but not a medical certificate,
you must comply with cross country requirements in Sec. 61.101(c),
even if your flight does not exceed 50 nautical miles from your
departure airport. You must also comply with requirements in other
subparts of this part that apply to your certificate and the operation
you conduct. In the following table, when the word ``aircraft'' is
used, it refers to aircraft that satisfy the limitations identified in
Sec. 61.316.
----------------------------------------------------------------------------------------------------------------
If you hold And you hold Then you may operate And
----------------------------------------------------------------------------------------------------------------
(1) A medical certificate............ (i) A sport pilot Any aircraft for which You must hold any other
certificate,. you hold the endorsements required
endorsements required by this subpart, and
for its category and comply with the
class, limitations in Sec.
61.315.
(ii) At least a Any aircraft in that You do not have to hold
recreational pilot category and class,. any of the
certificate with a endorsements required
category and class by this subpart, nor
rating, do you have to comply
with the limitations
in Sec. 61.315.
(iii) At least a That aircraft, only if You must comply with
recreational pilot you hold the the limitations in
certificate but not a endorsements required Sec. 61.315, except
rating for the for Sec. 61.321 for Sec. 61.315(c)(14)
category and class of its category and and, if a private
the aircraft you class, pilot or higher, Sec.
operate, 61.315(c)(7).
(2) Only a U.S. driver's license..... (i) A sport pilot Any aircraft for which You must hold any other
certificate,. you hold the endorsements required
endorsements required by this subpart, and
for its category and comply with the
class limitations in Sec.
61.315.
(ii) At least a Any aircraft in that You do not have to hold
recreational pilot category and class,. any of the
certificate with a endorsements required
category and class by this subpart, but
rating, you must comply with
the limitations in
Sec. 61.315.
(iii) At least a That aircraft, only if You must comply with
recreational pilot you hold the the limitations in
certificate but not a endorsements required Sec. 61.315, except
rating for the in Sec. 61.321 for Sec. 61.315(c)(14)
category and class of its category and and, if a private
aircraft you operate, class, pilot or higher, Sec.
61.315(c)(7).
(3) Neither a medical certificate nor (i) A sport pilot Any glider or balloon You must hold any other
a U.S. driver's license. certificate,. for which you hold the endorsements required
endorsements required by this subpart, and
for its category and comply with the
class, limitations in Sec.
61.315.
(ii) At least a private Any glider or balloon You do not have to hold
pilot certificate with in that category and any of the
a category and class class. endorsements required
rating for glider or by this subpart, nor
balloon, do you have to comply
with the limitations
in Sec. 61.315.
(iii) At least a Any glider or balloon, You must comply with
private pilot only if you hold the the limitations in
certificate but not a endorsements required Sec. 61.315, except
rating for glider or in Sec. 61.321 for Sec. 61.315(c)(14)
balloon, its category and class and, if a private
pilot or higher, Sec.
61.315(c)(7).
----------------------------------------------------------------------------------------------------------------
(b) * * *
(4) Not know or have reason to know of any medical condition that
would make that person unable to operate an aircraft in a safe manner.
0
37. Revise Sec. 61.305 to read as follows:
Sec. 61.305 What are the age and language requirements for a sport
pilot certificate?
To be eligible for a sport pilot certificate you must:
(a) Be at least 17 years old (or 16 years old if you are applying
to operate a glider or balloon).
(b) Be able to read, speak, write, and understand English. If you
cannot read, speak, write, and understand English because of medical
reasons, the FAA may place limits on your certificate as are necessary
for the safe operation of aircraft.
0
38. Amend Sec. 61.307 by adding paragraphs (b)(1) and (2) to read as
follows:
Sec. 61.307 What tests do I have to take to obtain a sport pilot
certificate?
* * * * *
(b) * * *
(1) For persons seeking a sport pilot certificate with a
rotorcraft-helicopter privilege, the applicant must complete a
practical test satisfactorily
[[Page 47732]]
demonstrating the knowledge, risk management, and skill elements for
each area of operation as specified in the Sport Pilot for Helicopter--
Simplified Flight Controls Airman Certification Standards, referenced
in paragraph (b)(2) of this section.
(2) FAA-S-ACS-26, Sport Pilot for Helicopter--Simplified Flight
Controls Airman Certification Standards, [date to be included], is
incorporated by reference into this section with the approval of the
Director of the Federal Register under 5 U.S.C. 552(a) and 1 CFR part
51. This material is available for inspection at the Federal Aviation
Administration (FAA) and the National Archives and Records
Administration (NARA). Contact FAA at: Airman Testing Standards Branch/
Regulatory Support Division, 405-954-4151, [email protected],
faa.gov/training_testing. For information on the availability of this
material at NARA, visit archives.gov/federal-register/cfr/ibr-locations.html, or email: [email protected]. The material may be
obtained from FAA, 800 Independence Avenue SW, Washington, DC 20591,
866-835-5322, faa.gov/training_testing.
0
39. Revise Sec. 61.311 to read as follows:
Sec. 61.311 What flight proficiency requirements must I meet to apply
for a sport pilot certificate?
To apply for a sport pilot certificate, you must receive and log
ground and flight training from an authorized instructor on the
following areas of operation, as appropriate, for airplane single-
engine land or sea, glider, gyroplane, helicopter, airship, balloon,
powered parachute land or sea, weight-shift-control aircraft land or
sea privileges:
(a) Preflight preparation.
(b) Preflight procedures.
(c) Airport, heliport, seaplane base, and gliderport operations, as
applicable.
(d) Hovering maneuvers (applicable only to helicopters).
(e) Takeoffs (or launches), landings, and go-arounds.
(f) Performance maneuvers and, for gliders, performance speeds.
(g) Ground reference maneuvers (not applicable to gliders,
helicopters, and balloons).
(h) Soaring techniques (applicable only to gliders).
(i) Navigation.
(j) Slow flight (not applicable to lighter-than-air aircraft,
helicopters, and powered parachutes).
(k) Stalls (not applicable to lighter-than-air aircraft,
gyroplanes, helicopters, and powered parachutes).
(l) Emergency operations.
(m) Post-flight procedures.
0
40. Revise Sec. 61.313 to read as follows:
Sec. 61.313 What aeronautical experience must I have to apply for a
sport pilot certificate?
(a) Aeronautical experience. Use the following table to determine
the aeronautical experience you must have to apply for a sport pilot
certificate:
----------------------------------------------------------------------------------------------------------------
If you are applying for a sport
pilot certificate with . . . Then you must log at least . . . Which must include at least . . .
----------------------------------------------------------------------------------------------------------------
(1) Airplane category and single- 20 hours of flight time, including at (i) 2 hours of cross-country flight
engine land or sea class least 15 hours of flight training training;
privileges, from an authorized instructor in a (ii) 10 takeoffs and landings to a
single-engine airplane and at least full stop (with each landing
5 hours of solo flight training in involving a flight in the traffic
the areas of operation listed in pattern) at an airport;
Sec. 61.311, (iii) One solo cross-country flight
of at least 75 nautical miles total
distance, with a full-stop landing
at a minimum of two points and one
segment of the flight consisting of
a straight-line distance of at
least 25 nautical miles between the
takeoff and landing locations; and
(iv) 2 hours of flight training with
an authorized instructor on those
areas of operation specified in
Sec. 61.311 in preparation for
the practical test within the
preceding 2 calendar months from
the month of the test.
(2) Glider category privileges, and 10 hours of flight time in a glider, (i) Five solo launches and landings;
you have not logged at least 20 including 10 flights in a glider and
hours of flight time in a heavier- receiving flight training from an (ii) at least 3 training flights
than-air aircraft, authorized instructor and at least 2 with an authorized instructor on
hours of solo flight training in the those areas of operation specified
areas of operation listed in Sec. in Sec. 61.311 in preparation for
61.311, the practical test within the
preceding 2 calendar months from
the month of the test.
(3) Glider category privileges, and 3 hours of flight time in a glider, (i) Three solo launches and
you have logged 20 hours flight including five flights in a glider landings; and
time in a heavier-than-air while receiving flight training from (ii) at least 3 training flights
aircraft, an authorized instructor and at with an authorized instructor on
least 1 hour of solo flight training those areas of operation specified
in the areas of operation listed in in Sec. 61.311 in preparation for
Sec. 61.311, the practical test within the
preceding 2 calendar months from
the month of the test.
(4) Rotorcraft category and 20 hours of flight time, including 15 (i) 2 hours of cross-country flight
gyroplane class privileges, hours of flight training from an training;
authorized instructor in a gyroplane (ii) 10 takeoffs and landings to a
and at least 5 hours of solo flight full stop (with each landing
training in the areas of operation involving a flight in the traffic
listed in Sec. 61.311, pattern) at an airport;
(iii) One solo cross-country flight
of at least 50 nautical miles total
distance, with a full-stop landing
at a minimum of two points, and one
segment of the flight consisting of
a straight-line distance of at
least 25 nautical miles between the
takeoff and landing locations; and
(iv) 2 hours of flight training with
an authorized instructor on those
areas of operation specified in
Sec. 61.311 in preparation for
the practical test within the
preceding 2 calendar months from
the month of the test.
(5) Lighter-than-air category and 20 hours of flight time, including 15 (i) 2 hours of cross-country flight
airship class privileges, hours of flight training from an training;
authorized instructor in an airship (ii) Three takeoffs and landings to
and at least 3 hours performing the a full stop (with each landing
duties of pilot in command in an involving a flight in the traffic
airship with an authorized pattern) at an airport;
instructor in the areas of operation (iii) One cross-country flight of at
listed in Sec. 61.311, least 25 nautical miles between the
takeoff and landing locations; and
(iv) 2 hours of flight training with
an authorized instructor on those
areas of operation specified in
Sec. 61.311 in preparation for
the practical test within the
preceding 2 calendar months from
the month of the test.
(6) Lighter-than-air category and 7 hours of flight time in a balloon, (i) 2 hours of cross-country flight
balloon class privileges, including three flights with an training; and
authorized instructor and one flight (ii) 1 hours of flight training with
performing the duties of pilot in an authorized instructor on those
command in a balloon with an areas of operation specified in
authorized instructor in the areas Sec. 61.311 in preparation for
of operation listed in Sec. the practical test within the
61.311, preceding 2 calendar months from
the month of the test.
[[Page 47733]]
(7) Powered parachute category land 12 hours of flight time in a powered (i) 1 hour of cross-country flight
or sea class privileges, parachute, including 10 hours of training,
flight training from an authorized (ii) 20 takeoffs and landings to a
instructor in a powered parachute, full stop in a powered parachute
and at least 2 hours of solo flight with each landing involving flight
training in the areas of operation in the traffic pattern at an
listed in Sec. 61.311 airport;
(iii) 10 solo takeoffs and landings
to a full stop (with each landing
involving a flight in the traffic
pattern) at an airport;
(iv) One solo flight with a landing
at a different airport and one
segment of the flight consisting of
a straight-line distance of at
least 10 nautical miles between
takeoff and landing locations; and
(v) 1 hours of flight training with
an authorized instructor on those
areas of operation specified in
Sec. 61.311 in preparation for
the practical test within the
preceding 2 calendar months from
the month of the test.
(8) Weight-shift-control aircraft 20 hours of flight time, including 15 (i) 2 hours of cross-country flight
category land or sea class hours of flight training from an training;
privileges, authorized instructor in a weight- (ii) 10 takeoffs and landings to a
shift-control aircraft and at least full stop (with each landing
5 hours of solo flight training in involving a flight in the traffic
the areas of operation listed in pattern) at an airport;
Sec. 61.311, (iii) One solo cross-country flight
of at least 50 nautical miles total
distance, with a full-stop landing
at a minimum of two points, and one
segment of the flight consisting of
a straight-line distance of at
least 25 nautical miles between
takeoff and landing locations; and
(iv) 2 hours of flight training with
an authorized instructor on those
areas of operation specified in
Sec. 61.311 in preparation for
the practical test within the
preceding 2 calendar months from
the month of the test.
(9) Rotorcraft category and 30 hours of helicopter flight time, (i) 2 hours of flight training en
helicopter class, only if that including at least 15 hours of route to an airport that is located
helicopter is certificated under flight training from an authorized more than 25 nautical miles from
Sec. 21.190 of this chapter and instructor in a helicopter, and at the airport where the applicant
obtains the simplified flight least 5 hours of solo flight normally trains;
controls design designation, training in the areas of operation (ii) 3 takeoffs and landings at the
listed in Sec. 61.311, as airport located more than 25
appropriate, nautical miles from the airport
where the applicant normally
trains;
(iii) 3 hours of solo flying in the
aircraft for the privilege sought,
on the areas of operation listed in
Sec. 61.98 that apply to the
aircraft category and class
privilege sought; and
(iv) 3 hours of flight training with
an authorized instructor on those
areas of operation specified in
Sec. 61.311 in preparation for
the practical test within the
preceding 2 calendar months from
the month of the test.
----------------------------------------------------------------------------------------------------------------
(b) Flight simulation training device and aviation training device
credit. (1) Sport pilot applicants can use up to 2.5 hours of training
credit in a qualified flight simulation training devise and aviation
training device representing the appropriate category and class of
aircraft to meet the experience requirements of this part.
(2) The training must be provided by an authorized instructor who
possesses the appropriate aircraft rating or privilege sought by the
applicant.
0
41. Amend Sec. 61.315 by revising paragraph (a), the introductory text
of paragraph (c), and paragraph (c)(5) and adding paragraph (c)(20) to
read as follows:
Sec. 61.315 What are the privileges and limits of my sport pilot
certificate?
(a) If you hold a sport pilot certificate you may act as pilot in
command of an aircraft that meets the provisions of Sec. 61.316,
except as specified in paragraph (c) of this section.
* * * * *
(c) You may not act as pilot in command of an aircraft:
* * * * *
(5) At night, except as provided in Sec. 61.329.
* * * * *
(20) If the aircraft--
(i) Has retractable landing gear, unless you have met the
requirements of Sec. 61.331(a).
(ii) Has a controllable pitch propeller, unless you have met the
requirements of Sec. 61.331(b).
0
42. Add Sec. 61.316 to read as follows:
Sec. 61.316 What are the performance limits and design requirements
for the aircraft that a sport pilot may operate?
(a) If you hold a sport pilot certificate, you may act as pilot in
command of an aircraft that, since its original certification, meets
the following requirements:
(1) A maximum stalling speed or minimum steady flight speed without
the use of lift-enhancing devices (VS1) of not more than 45
knots CAS, except for airplanes, which must have a VS1 speed
of not more than 54 knots CAS at the aircraft's maximum certificated
takeoff weight and most critical center of gravity.
(2) A maximum seating capacity of two persons, except for
airplanes, which may have a maximum seating capacity of four persons.
(3) A non-pressurized cabin, if equipped with a cabin.
(4) For powered aircraft other than powered gilders, a fixed or
ground-adjustable propeller, except as provided in paragraph (b) of
this section.
(5) For powered gliders, a fixed or feathering propeller system.
(6) For gyroplanes, a fixed-pitch, semi-rigid, teetering, two-blade
rotor system.
(7) For powered aircraft other than balloons or airships, the loss
of partial power would not adversely affect directional control of the
aircraft and the aircraft design must allow the pilot the capability of
establishing a controlled descent in the event of a partial or total
powerplant failure.
(8) For helicopters, they must be certificated with the simplified
flight controls design and designation.
(9) For a glider, fixed or retractable landing gear.
(10) For an aircraft intended for operation on water, fixed or
retractable landing gear or a hull.
(11) For powered-aircraft other than a glider or an aircraft
intended for operation on water, fixed landing gear except as provided
in paragraph (b) of this section.
[[Page 47734]]
(b) If you hold a sport pilot certificate, you may act as pilot in
command of an airplane that, since its original certification, has
retractable landing gear or a controllable pitch propeller if you have
met the training and endorsement requirements specified in Sec.
61.331.
0
43. Amend Sec. 61.321 by:
0
a. Revising the section heading and introductory text;
0
b. Removing the phrase ``light-sport aircraft'' and adding the word
``aircraft'' in their place in paragraph (a);
0
c. Revising paragraph (b);
0
d. Removing the phrase ``light-sport aircraft'' and adding the word
``aircraft'' in their place in paragraph (d); and
0
e. Adding paragraph (e).
The revision and addition read as follows:
Sec. 61.321 How do I obtain privileges to operate an additional
category or class of aircraft that satisfy the limitations identified
in Sec. 61.316?
If you hold a sport pilot certificate and seek to operate an
additional category or class of aircraft that satisfy the limitations
identified in Sec. 61.316, you must--
* * * * *
(b) Except as provided in paragraph (e) of this section,
successfully complete a proficiency check from an authorized instructor
other than the instructor who trained you on the aeronautical knowledge
areas and areas of operation specified in Sec. Sec. 61.309 and 61.311
for the additional aircraft privilege you seek;
* * * * *
(e) If you are seeking to add an airplane single-engine land or sea
or a rotorcraft-helicopter privilege to your pilot certificate,
successfully accomplish a knowledge and practical test for that
category and class privilege as specified in Sec. 61.307.
0
44. Amend Sec. 61.325 by revising the section heading and introductory
text to read as follows:
Sec. 61.325 How does a sport pilot obtain privileges to operate an
aircraft at an airport within, or in airspace within, Class B, C, and D
airspace, or in other airspace with an airport having an operational
control tower?
If you hold a sport pilot certificate and seek privileges to
operate an aircraft in Class B, C, or D airspace, at an airport located
in Class B, C, or D airspace, or at an airport having an operational
control tower, you must receive and log ground and flight training. The
authorized instructor who provides this training must provide a logbook
endorsement that certifies you are proficient in the following
aeronautical knowledge areas and areas of operation:
* * * * *
0
45. Add Sec. 61.329 to read as follows:
Sec. 61.329 How do I obtain privileges to operate an aircraft at
night?
You may act as pilot in command with a sport pilot certificate
during night operations if you:
(a) Receive three hours of flight training at night from an
authorized instructor and receive a logbook endorsement from an
authorized instructor certifying that you are proficient in the
operation of the aircraft at night;
(b) Conduct at least one cross-country flight during the flight
training under paragraph (a) of this section at night, with a landing
at an airport of at least 25 nautical miles from the departure airport,
except for powered parachutes;
(c) Accomplish at least ten takeoffs and landings at night with an
authorized instructor; and
(d) Either hold a medical certificate issued under part 67 of this
chapter or, provided the pilot holds a valid U.S. driver's license,
meet the requirements of Sec. 61.23(c)(3) and conduct the operation
consistently with Sec. 61.113(i). If you are satisfying this by
meeting the requirements of Sec. 61.23(c)(3), if there is a conflict
between the requirements of this section and Sec. 61.113(i), this
section controls.
0
46. Add Sec. 61.331 to read as follows:
Sec. 61.331 How do I obtain privileges to operate an aircraft with
retractable landing gear or an airplane with a controllable pitch
propeller?
(a) If you hold a sport pilot certificate and seek privileges to
operate an aircraft with retractable landing gear, you must either--
(1) Satisfy the training and endorsement requirements specified in
Sec. 61.31(e); or
(2) Receive and log ground and flight training from an authorized
instructor in an airplane that has retractable landing gear and receive
an endorsement from the instructor certifying that you are proficient
to operate the aircraft.
(b) If you hold a sport pilot certificate and seek privileges to
operate an airplane with a controllable pitch propeller, you must
either--
(1) Satisfy the training and endorsement requirements specified in
Sec. 61.31(e); or
(2) Receive and log ground and flight training from an authorized
instructor in an airplane that has a controllable pitch propeller and
receive an endorsement from the instructor certifying that you are
proficient to operate the aircraft.
0
47. Amend Sec. 61.405 by adding paragraphs (b)(3) and (4) to read as
follows:
Sec. 61.405 What tests do I have to take to obtain a flight
instructor certificate with a sport pilot rating?
* * * * *
(b) * * *
(3) For persons seeking a rotorcraft-helicopter privilege, the
applicant must complete a practical test and satisfactorily demonstrate
the knowledge, risk management, and skill elements for each area of
operation specified in the Sport Flight Instructor for Helicopter--
Simplified Flight Controls Airman Certification Standards, referenced
in paragraph (b)(4) of this section.
(4) FAA-S-ACS-31, Sport Flight Instructor for Helicopter--
Simplified Flight Controls Airmen Certification Standards, [date to be
included], is incorporated by reference into this section with the
approval of the Director of the Federal Register under 5 U.S.C. 552(a)
and 1 CFR part 51. This material is available for inspection at the
Federal Aviation Administration (FAA) and the National Archives and
Records Administration (NARA). Contact FAA at: Airman Testing Standards
Branch/Regulatory Support Division, 405-954-4151,
[email protected], faa.gov/training_testing. For information on
the availability of this material at NARA, visit: archives.gov/federal-register/cfr/ibr-locations.html, or email: [email protected]. The
material may be obtained from FAA, 800 Independence Avenue SW,
Washington, DC 20591, 866-835-5322, faa.gov/training_testing.
0
48. Revise Sec. 61.409 to read as follows:
Sec. 61.409 What flight proficiency requirements must I meet to apply
for a flight instructor certificate with a sport pilot rating?
You must receive and log ground and flight training from an
authorized instructor on the following areas of operation for the
aircraft category and class in which you seek flight instructor
privileges:
(a) Technical subject areas.
(b) Preflight preparation.
(c) Preflight lesson on a maneuver to be performed in flight.
(d) Preflight procedures.
(e) Airport, heliport, seaplane base, and gliderport operations, as
applicable.
(f) Hovering maneuvers (applicable only to helicopters).
(g) Takeoffs (or launches), landings, and go-arounds.
(h) Fundamentals of flight.
(i) Performance maneuvers and, for gliders, performance speeds
(j) Ground reference maneuvers (except for gliders, helicopters,
and lighter-than-air).
[[Page 47735]]
(k) Soaring techniques (gliders only).
(l) Slow flight (not applicable to lighter-than-air, helicopters,
and powered parachutes).
(m) Stalls (not applicable to lighter-than-air, powered parachutes,
helicopters, and gyroplanes).
(n) Spins (applicable to airplanes and gliders).
(o) Emergency operations.
(p) Tumble entry and avoidance techniques (applicable to weight-
shift-control aircraft).
(p) Special operations (helicopter only).
(q) Post-flight procedures.
0
49. Amend Sec. 61.411 by adding paragraph (h) to read as follows:
Sec. 61.411 What aeronautical experience must I have to apply for a
flight instructor certificate with a sport pilot rating?
* * * * *
------------------------------------------------------------------------
If you are applying for a
flight instructor Then you must log Which must include at
certificate with a sport at least . . . least . . .
pilot rating for . . .
------------------------------------------------------------------------
* * * * * * *
(h) Rotorcraft category and (1) 150 hours of (i) 100 hours of
helicopter class, only if flight time as a flight time as pilot
that helicopter is pilot, in command in powered
certificated under Sec. aircraft;
21.190 of this chapter and (ii) 50 hours of
obtains the simplified flight time in a
flight controls design and helicopter;
designation, (iii) 25 hours of
cross-country flight
time;
(iv) 10 hours of cross-
country flight time
in a helicopter; and
(v) 15 hours of flight
time as pilot in
command in a
helicopter.
------------------------------------------------------------------------
0
50. Amend Sec. 61.415 by adding paragraphs (k) through (n) to read as
follows:
Sec. 61.415 What are the limits of a flight instructor certificate
with a sport pilot rating?
* * * * *
(k) You cannot carry more than one person.
(l) You may not provide training in an airplane with a controllable
pitch propeller or an aircraft with a retractable landing gear unless
you have received training and an instructor endorsement validating
proficiency in the safe operation of these types of aircraft.
(m) You may not provide training in an aircraft that has the
simplified flight controls design and designation unless you have
received the model-specific flight training and an endorsement from an
authorized instructor validating proficiency in the safe operation of
these aircraft.
(n) You may not provide training in an aircraft at night unless you
have completed the night experience and instructor endorsement
requirements listed in Sec. 61.329.
0
51. Amend Sec. 61.419 by:
0
a. Revising the section heading;
0
b. Removing the phrase ``light-sport aircraft'' and adding the word
``aircraft'' in their place from the introductory text;
0
c. Revising paragraph (b); and
0
d. Adding paragraph (e).
The revisions and addition read as follows:
Sec. 61.419 How do I obtain privileges to provide training in an
additional category or class of aircraft?
* * * * *
(b) Except as provided in paragraph (e) of this section,
successfully complete a proficiency check from an authorized instructor
other than the instructor who trained you on the areas specified in
Sec. 61.409 for the additional category and class flight instructor
privilege you seek;
* * * * *
(e) If you are seeking to add an airplane single-engine land or sea
or a rotorcraft-helicopter privilege to your flight instructor
certificate, successfully accomplish a knowledge and practical test for
that category and class privilege as specified in Sec. 61.405.
0
52. Amend Sec. 61.429 by adding paragraph (d) to read as follows:
Sec. 61.429 May I exercise the privileges of a flight instructor
certificate with a sport pilot rating if I hold a flight instructor
certificate with another rating?
* * * * *
(d) If you want to exercise the privileges of your flight
instructor certificate in a model-specific aircraft that has a
simplified flight controls designation, you must meet the training and
endorsement requirements specified in Sec. 61.31(l) prior to providing
any flight training in that aircraft.
PART 65--CERTIFICATION: AIRMEN OTHER THAN FLIGHT CREWMEMBERS
0
53. The authority citation for part 65 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 44701-44703, 44707,
44709-44711, 45102-45103, 45301-45302.
0
54. Amend Sec. 65.15 by revising paragraphs (a), (b), and (d) to read
as follows:
Sec. 65.15 Duration of certificates.
(a) Except for repairman certificates issued in accordance with
Sec. 65.101, a certificate or rating issued under this part is
effective until it is surrendered, suspended, or revoked.
(b) Unless it is sooner surrendered, suspended, or revoked, a
repairman certificate issued in accordance with Sec. 65.101 is
effective until the holder is relieved from the duties for which the
holder was employed and certificated.
* * * * *
(d) Except for temporary certificates issued under Sec. 65.13, the
holder of a paper certificate issued under this part may not exercise
the privileges of that certificate.
0
55. Amend Sec. 65.23 by revising paragraph (a)(2) to read as follows:
Sec. 65.23 Incorporation by reference.
* * * * *
(a) * * *
(2) FAA-S-ACS-1, Aviation Mechanic General, Airframe, and
Powerplant Airman Certification Standards, November 1, 2021; IBR
approved for Sec. Sec. 65.75, 65.79, and 65.107.
* * * * *
0
56. Revise Sec. 65.81 to read as follows:
Sec. 65.81 General privileges and limitations.
(a) A certificated mechanic may perform or supervise the
maintenance, preventive maintenance or alteration of an aircraft or
appliance, or a part thereof, for which that person is rated (but
excluding major repairs to, and major alterations of, propellers, and
any repair to, or alteration of, instruments), and may perform
additional duties in accordance with Sec. Sec. 65.85, 65.87, and
65.95. However, a certificated mechanic may not supervise the
maintenance, preventive maintenance, or alteration of, or approve for
return to service, any aircraft or appliance, or part thereof, for
which that person is rated unless that person has satisfactorily
performed the work concerned at an earlier date. If that person has not
so performed that work at an earlier date, that person may show the
ability to do it by performing it to the satisfaction of the
Administrator or
[[Page 47736]]
under the direct supervision of a certificated and appropriately rated
mechanic, or a certificated repairman, who has had previous experience
in the specific operation concerned.
(b) A certificated mechanic may not exercise the privileges of that
person's certificate and rating unless that person understands the
current instructions of the manufacturer, and the maintenance manuals,
for the specific operation concerned.
0
57. Revise Sec. 65.85 to read as follows:
Sec. 65.85 Airframe rating; additional privileges.
(a) Except as provided in paragraph (b) of this section, a
certificated mechanic with an airframe rating may approve for return to
service an airframe, or any related part or appliance, after that
person has performed, supervised, or inspected its maintenance or
alteration (excluding major repairs and major alterations). In
addition, a certificated mechanic with an airframe rating may perform
the 100-hour inspection required by part 91 of this chapter on an
airframe, or any related part or appliance, and approve for return to
service.
(b) A certificated mechanic with an airframe rating can approve for
return to service an airframe, or any related part or appliance, of an
aircraft with a special airworthiness certificate in the light-sport
category after performing and inspecting a major repair or major
alteration for products that are not produced under an FAA approval
provided the major repair or major alteration was authorized by, and
performed in accordance with instructions developed by, the
manufacturer or a person acceptable to the FAA.
0
58. Revise Sec. 65.87 to read as follows:
Sec. 65.87 Powerplant rating; additional privileges.
(a) Except as provided in paragraph (b) of this section, a
certificated mechanic with a powerplant rating may approve for return
to service a powerplant or propeller or any related part or appliance,
after that person has performed, supervised, or inspected its
maintenance or alteration (excluding major repairs and major
alterations). In addition, a certificated mechanic with a powerplant
rating may perform the 100-hour inspection required by part 91 of this
chapter on a powerplant or propeller, or any part thereof, and approve
and for return it service.
(b) A certificated mechanic with a powerplant rating can approve
for return to service a powerplant or propeller, or any related part or
appliance, of an aircraft with a special airworthiness certificate in
the light-sport category after performing and inspecting a major repair
or major alteration for products that are not produced under an FAA
approval, provided the major repair or major alteration was authorized
by, and performed in accordance with instructions developed by, the
manufacturer or a person acceptable to the FAA.
0
59. Amend Sec. 65.103 by revising paragraph (c) to read as follows:
Sec. 65.103 Repairman certificate: Privileges and limitations.
* * * * *
(c) This section does not apply to the holder of a repairman
certificate (experimental aircraft builder) issued in accordance with
Sec. 65.104 or to the holder of a repairman certificate (light-sport)
issued in accordance with Sec. 65.107, while that repairman is
performing work under that certificate.
0
60. Revise Sec. 65.107 to read as follows:
Sec. 65.107 Repairman certificate (light-sport): Eligibility and
training courses.
(a) Ratings. The following ratings may be issued on a repairman
certificate (light-sport) under this section:
(1) Inspection rating.
(2) Maintenance rating.
(b) Eligibility requirements: General. To be eligible for a
repairman certificate (light-sport), a person must:
(1) Be at least 18 years old;
(2) Be able to read, speak, write, and understand English;
(3) Be a citizen of the U.S. or a citizen of a foreign country who
has been lawfully admitted for permanent residence in the U.S.;
(4) Demonstrate the requisite skill to determine whether the
aircraft is in a condition for safe operation;
(5) Complete a training course pursuant to paragraph (c) or (d) of
this section, as applicable to the rating sought; and
(6) Pass a written test administered by the training course
provider that covers the contents of the course pursuant to paragraph
(c) or (d) of this section, applicable to the rating sought.
(c) Eligibility requirements: Repairman certificate (light-sport)
with an inspection rating. To obtain an inspection rating on a
repairman (light-sport) certificate, a person must satisfactorily
complete, and present documentary evidence satisfactory to the
Administrator of, a 16-hour training course accepted by the
Administrator on inspecting the category of experimental aircraft for
which the person intends to exercise the privileges of the rating.
(d) Eligibility requirements: Repairman certificate (light-sport)
with a maintenance rating. To obtain a maintenance rating on a
repairman (light-sport) certificate, a person must satisfactorily
complete, and present documentary evidence satisfactory to the
Administrator of completion of, a training course accepted by the
Administrator appropriate to the category of aircraft for which the
person intends to exercise the privileges of the rating.
(1) Until [DATE SIX MONTHS AFTER EFFECTIVE DATE OF FINAL RULE], the
training course must provide the following number of hours of
instruction for the applicable privileges:
(i) For airplane privileges--120-hours;
(ii) For weight-shift control aircraft privileges--104 hours;
(iii) For powered parachute privileges--104 hours;
(iv) For lighter than air privileges--80 hours; and
(v) For glider privileges--80 hours; or
(2) The training course must include, at a minimum, the knowledge,
risk management, and skill elements for each subject contained in the
Aviation Mechanic General, Airframe, and Powerplant Airman
Certification Standards (incorporated by reference, see Sec. 65.23),
as appropriate to the category of aircraft for which the person intends
to exercise the privileges of the rating.
(e) Training course providers. The training course described in
paragraphs (c) and (d) of this section must be delivered using
facilities, equipment, and materials appropriate to the training course
content taught and must be delivered by instructors that are
appropriately qualified to teach the course content. After a student
completes the training and passes the written test, the training course
provider must provide a certificate of completion to the student
indicating the name of the training provider, the FAA course acceptance
number, the rating applicable to the training course, the category of
aircraft the training was based on, and the date of training
completion.
0
61. Effective [DATE 6 MONTHS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE FEDERAL REGISTER], amend Sec. 65.107 further by revising
paragraph (d) to read as follows:
Sec. 65.107 Repairman certificate (light-sport): Eligibility and
training courses.
* * * * *
(d) Eligibility requirements: Repairman certificate (light-sport)
with a maintenance rating. To obtain a
[[Page 47737]]
maintenance rating on a repairman (light-sport) certificate, a person
must satisfactorily complete, and present documentary evidence
satisfactory to the Administrator of, a training course accepted by the
Administrator appropriate to the category of aircraft for which the
person intends to exercise the privileges of the rating. The course
must include, at a minimum, the knowledge, risk management, and skill
elements for each subject contained in the Aviation Mechanic General,
Airframe, and Powerplant Airman Certification Standards (incorporated
by reference, see Sec. 65.23).
* * * * *
0
62. Add Sec. 65.109 to subpart E to read as follows:
Sec. 65.109 Repairman certificate (light-sport): Privileges and
limitations.
(a) The holder of a repairman certificate (light-sport) with an
inspection rating may perform the annual condition inspection on an
aircraft:
(1) That is owned by the holder;
(2) That has an experimental certificate for the purpose of
operating light-sport category aircraft under Sec. 21.191(i) of this
chapter or operating light-sport category kit-built aircraft under
Sec. 21.191(j) of this chapter, or an aircraft that does not meet the
provision of Sec. 103.1 of this chapter and that has an experimental
certificate for the purpose of operating light-sport that was issued on
or before January 31, 2008; and
(3) That is in the same category of aircraft for which the holder
has completed the training specified in Sec. 65.107(c).
(b) The holder of a repairman certificate (light-sport) with a
maintenance rating may--
(1) Approve for return to service an aircraft that has been issued
a special airworthiness certificate in the light-sport category under
Sec. 21.190 of this chapter, or any part thereof, after performing or
inspecting maintenance (to include the annual condition inspection and
the 100-hour inspection required by Sec. 91.327 of this chapter),
preventive maintenance, or an alteration (excluding a major repair or a
major alteration on a product produced under an FAA approval);
(2) Perform the annual condition inspection on an aircraft that has
an experimental certificate for the purpose of operating light-sport
category aircraft under Sec. 21.191(i) of this chapter or operating
light-sport category kit-built aircraft under Sec. 21.191(j) of this
chapter, or an aircraft that does not meet the provision of Sec. 103.1
of this chapter and that has an experimental certificate for the
purpose of operating light-sport that was issued on or before January
31, 2008; and
(3) Only perform maintenance, preventive maintenance, and an
alteration on an aircraft that is in the same category of aircraft for
which the holder has completed the training specified in Sec.
65.107(d). Before performing a major repair, the holder must complete
additional training acceptable to the FAA and appropriate to the repair
performed.
(c) The holder of a repairman certificate (light-sport) with a
maintenance rating may not approve for return to service any aircraft
or part thereof unless that person has previously performed the work
concerned satisfactorily. If that person has not previously performed
that work, the person may show the ability to do the work by performing
it to the satisfaction of the FAA, or by performing it under the direct
supervision of a certificated and appropriately rated mechanic, or a
certificated repairman, who has had previous experience in the specific
operation concerned. The repairman may not exercise the privileges of
the certificate unless the repairman understands the current
instructions of the manufacturer and the maintenance manuals for the
specific operation concerned.
PART 91--GENERAL OPERATING REQUIREMENTS AND FLIGHT RULES
0
63. The authority citation for part 91 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105, 40113,
40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 44740, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534; Pub. L. 114-190, 130 Stat. 615 (49
U.S.C. 44703 note); articles 12 and 29 of the Convention on
International Civil Aviation, 61 Stat. 1180; Pub. L. 112-95, 126
Stat. 11.
0
64. Amend Sec. 91.113 by:
0
a. Revising paragraphs (d)(2) and (3); and
0
b. Removing the undesignated paragraph following paragraph (d)(2).
The revisions read as follows:
Sec. 91.113 Right-of-way rules: Except water operations.
* * * * *
(d) * * *
(2) A glider has the right-of-way over powered aircraft.
(3) An airship has the right-of-way over all other powered
aircraft. However, an aircraft towing or refueling other aircraft has
the right-of-way over all other powered aircraft.
* * * * *
0
65. Amend Sec. 91.126 by revising paragraphs (b)(1) and (2) to read as
follows:
Sec. 91.126 Operating on or in the vicinity of an airport in Class G
airspace.
* * * * *
(b) * * *
(1) Each pilot of a powered fixed wing aircraft and powered-lift
aircraft operating in wing-borne flight mode must make all turns to the
left unless the airport displays approved light signals or visual
markings indicating that turns should be made to the right, in which
case the pilot must make all turns to the right; and
(2) Each pilot of any other aircraft must avoid the flow of the
aircraft specified in paragraph (b)(1) of this section.
* * * * *
0
66. Amend Sec. 91.309 by revising paragraph (a)(2) to read as follows:
Sec. 91.309 Towing: Gliders and unpowered ultralight vehicles.
(a) * * *
(2) The towing aircraft has:
(i) A standard airworthiness certificate and is equipped with a
tow-hitch of a kind, and installed in a manner, that is approved by the
Administrator;
(ii) A special airworthiness certificate for which a type
certificate has been issued, and is equipped with a tow-hitch of a
kind, and installed in a manner, that is approved or otherwise
authorized by the Administrator; or
(iii) A special airworthiness certificate, for which the aircraft
has not been previously issued a type certificate, and is equipped with
a tow-hitch of a kind that is approved or otherwise acceptable to, and
is installed in a manner acceptable to, the Administrator;
* * * * *
0
67. Amend Sec. 91.319 by revising paragraphs (a) introductory text and
(c) and adding paragraph (k) to read as follows:
Sec. 91.319 Aircraft having experimental certificates: Operating
limitations.
(a) Except as specified in paragraph (k) of this section, no person
may operate an aircraft that has an experimental certificate--
* * * * *
(c) Unless otherwise authorized by the Administrator in operating
limitations, no person may operate an aircraft that has a certificate
issued under Sec. 21.191 of
[[Page 47738]]
this chapter over a densely populated area.
* * * * *
(k) A person may operate an aircraft issued an experimental
certificate to conduct a space support vehicle flight carrying persons
or property for compensation or hire provided the operation is
conducted in accordance with Sec. 91.331.
* * * * *
0
68. Effective [DATE 6 MONTHS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE FEDERAL REGISTER], amend Sec. 91.319 further by adding
paragraph (l) to read as follows:
Sec. 91.319 Aircraft having experimental certificates: Operating
limitations.
* * * * *
(l) No person may operate an aircraft issued an experimental
certificate under Sec. 21.191(i) or (j) of this chapter after the
performance of an alteration accomplished after [EFFECTIVE DATE OF THE
FINAL RULE], unless that aircraft has demonstrated compliance with the
applicable requirements of part 36 of this chapter.
* * * * *
0
69. Effective [DATE 6 MONTHS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE FEDERAL REGISTER], amend Sec. 91.327 by:
0
a. Revising the section heading and paragraphs (a), (b)(1), (4), (5),
and (6), (c) introductory text, and (c)(1);
0
b. Redesignating paragraph (f) as paragraph (g); and
0
c. Adding a new paragraph (f).
The revisions and addition read as follows:
Sec. 91.327 Aircraft issued a special airworthiness certificate in
the light-sport category: Operating limitations.
(a) No person may operate an aircraft that has a special
airworthiness certificate in the light-sport category for compensation
or hire except--
(1) To tow a glider or an unpowered ultralight vehicle in
accordance with Sec. 91.309;
(2) To conduct flight training; or
(3) To conduct any aerial work operations specified in the
aircraft's pilot operating handbook or operating limitations, as
applicable, and specified in the aircraft's statement of compliance, in
accordance with Sec. 21.190 of this chapter.
(b) * * *
(1) The aircraft is maintained by a certificated repairman (light-
sport aircraft) with a maintenance rating, an appropriately rated
mechanic, or an appropriately rated repair station in accordance with
the applicable provisions of part 43 of this chapter and maintenance
and inspection procedures developed by the aircraft manufacturer or
other maintenance and inspection procedures acceptable to the FAA;
* * * * *
(4) The aircraft has demonstrated compliance with the applicable
requirements of part 36 of this chapter;
(5) Each minor repair or minor alteration to an aircraft meets the
applicable and current FAA-accepted consensus standards specified in
the statement of compliance submitted to the FAA for the aircraft;
(6) Each major repair or major alteration is authorized by the
manufacturer or a person acceptable to the FAA, and is performed and
inspected in accordance with maintenance and inspection procedures
developed by the manufacturer or a person acceptable to the FAA; and
* * * * *
(c) No person may operate an aircraft issued a special
airworthiness certificate in the light-sport category to tow a glider
or unpowered ultralight vehicle for compensation or hire or conduct
flight training for compensation or hire in an aircraft which that
person provides unless within the preceding 100 hours of time in
service the aircraft has--
(1) Been inspected by a certificated repairman (light-sport) with a
maintenance rating, an appropriately rated mechanic, or an
appropriately rated repair station in accordance with inspection
procedures developed by the aircraft manufacturer or maintenance and
inspection procedures acceptable to the FAA and been approved for
return to service in accordance with part 43 of this chapter; or
* * * * *
(f) No person may operate an aircraft certificated in the light-
sport category to carry--
(1) More than four occupants, including the pilot, if the aircraft
is an airplane; or
(2) More than two occupants, including the pilot, if the aircraft
is other than an airplane.
* * * * *
0
70. Add Sec. 91.331 to read as follows:
Sec. 91.331 Space support vehicle flights: Operating limitations.
(a) A person may operate an aircraft to conduct a space support
vehicle flight carrying persons or property for compensation or hire
provided--
(1) The aircraft has a special airworthiness certificate issued
under Sec. 21.191 of this chapter to operate the aircraft for the
purpose of conducting a space support vehicle flight.
(2) The aircraft conducting the space support vehicle flight--
(i) Takes flight and lands at a single launch or reentry site that
is operated by an entity licensed to operate the launch or reentry site
under 51 U.S.C. chapter 509;
(ii) Is owned or operated by a launch or reentry vehicle operator
licensed under 51 U.S.C. chapter 509, or on behalf of a launch or
reentry vehicle operator licensed under 51 U.S.C. chapter 509;
(iii) Is a launch vehicle, a reentry vehicle, or a component of a
launch or reentry vehicle licensed for operations pursuant to 51 U.S.C.
chapter 509; and
(iv) Is used only to simulate space flight conditions in support
of--
(A) Training for potential space flight participants, government
astronauts, or crew (as those terms are defined in 51 U.S.C. chapter
509);
(B) The testing of hardware to be used in space flight; or
(C) Research and development tasks, which require the unique
capabilities of the aircraft conducting the flight.
(b) The Administrator may prescribe additional operating
limitations that the Administrator considers necessary in the interest
of safety.
0
71. Amend Sec. 91.409 by revising paragraph (c)(1) to read as follows:
Sec. 91.409 Inspections
* * * * *
(c) * * *
(1) An aircraft that carries a special flight permit, a current
experimental certificate, a light sport, or provisional airworthiness
certificate;
* * * * *
0
72. Amend Sec. 91.417 by revising paragraph (a)(2)(v) to read as
follows:
Sec. 91.417 Maintenance records.
* * * * *
(a) * * *
(2) * * *
(v) The current status of applicable airworthiness directives (AD)
including, for each, the method of compliance, the AD number and
revision date. If the AD involves recurring action, the time and date
when the next action is required.
* * * * *
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATIONS
0
73. The authority citation for part 119 continues to read as follows:
Authority: Pub. L. 111-216, sec. 215 (August 1, 2010); 49 U.S.C.
106(f), 106(g), 1153, 40101, 40102, 40103, 40113, 44105, 44106,
44111, 44701-44717, 44722, 44901, 44903, 44904, 44906, 44912, 44914,
44936, 44938, 46103, 46105.
[[Page 47739]]
0
74. Amend Sec. 119.1 by:
0
a. Removing the word ``or'' at the end of paragraph (e)(10);
0
b. Removing the period at the end of paragraph (e)(11) and adding ``;
or'' in its place; and
0
c. Adding paragraph (e)(12).
The addition reads as follows:
Sec. 119.1 Applicability.
* * * * *
(e) * * *
(12) Space support vehicle flights conducted under the provisions
of Sec. 91.331 of this chapter.
Issued under authority provided by 49 U.S.C. 106(f), 44701(a),
and 44703 in Washington, DC.
Lirio Liu,
Executive Director, Aircraft Certification Service.
[FR Doc. 2023-14425 Filed 7-19-23; 11:15 am]
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