Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Hydaburg Seaplane Base Refurbishment Project in Hydaburg, Alaska, 45774-45805 [2023-14939]
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Federal Register / Vol. 88, No. 135 / Monday, July 17, 2023 / Notices
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD052]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the Hydaburg
Seaplane Base Refurbishment Project
in Hydaburg, Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from the Alaska Department of
Transportation and Public Facilities
(DOT&PF) for authorization to take
marine mammals incidental to the
Hydaburg Seaplane Base Refurbishment
Project in Hydaburg, Alaska. Pursuant to
the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue an incidental
harassment authorization (IHA) to
incidentally take marine mammals
during the specified activities. NMFS is
also requesting comments on a possible
one-time, 1-year renewal that could be
issued under certain circumstances and
if all requirements are met, as described
in Request for Public Comments at the
end of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorization and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than August 16,
2023.
SUMMARY:
Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service, and should be
submitted via email to
ITP.tyson.moore@noaa.gov. Electronic
copies of the application and supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed below.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
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ADDRESSES:
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received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities without change.
All personal identifying information
(e.g., name, address) voluntarily
submitted by the commenter may be
publicly accessible. Do not submit
confidential business information or
otherwise sensitive or protected
information.
FOR FURTHER INFORMATION CONTACT:
Reny Tyson Moore, Office of Protected
Resources, NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
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NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NAO 216–
6A, which do not individually or
cumulatively have the potential for
significant impacts on the quality of the
human environment and for which we
have not identified any extraordinary
circumstances that would preclude this
categorical exclusion. Accordingly,
NMFS has preliminarily determined
that the issuance of the proposed IHA
qualifies to be categorically excluded
from further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On June 28, 2022, NMFS received a
request from DOT&PF for an IHA to take
marine mammals incidental to the
Hydaburg Seaplane Base Refurbishment
Project in Hydaburg, Alaska. Following
NMFS’ review of the application, and
multiple discussions between DOT&PF
and NMFS, DOT&PF submitted
responses to NMFS questions on
December 15, 2022 and a revised
application on February 22, 2023. The
application was deemed adequate and
complete on March 13, 2023. DOT&PF’s
request is for take of nine species of
marine mammals by Level B harassment
and, for a subset of these species (i.e.,
harbor seal (Phoca vitulina), northern
elephant seal (Mirounga angustirostris),
harbor porpoise (Phocoena phocoena),
Dall’s porpoise (Phocoenoides dalli),
humpback whale (Megaptera
novaeangliae), and minke whale
(Balaenoptera acutorostrata)), Level A
harassment. Neither DOT&PF nor NMFS
expect serious injury or mortality to
result from this activity and, therefore,
an IHA is appropriate.
Description of Proposed Activity
Overview
DOT&PF, in cooperation with the
Federal Aviation Administration, is
proposing maintenance improvements
to the existing Hydaburg Seaplane Base
as part of the Hydaburg Seaplane Base
Refurbishment Project. The existing
facility has experienced deterioration in
recent years, and DOT&PF has
conducted several repair projects. The
facility is near the end of its useful life,
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and replacement of the existing float
structures is required to continue safe
operation in the future. The in-water
portion of the project would include the
removal of five existing steel piles and
installation of eight permanent steel
piles to support replacement of the
floating dock structure. Up to 10
temporary steel piles would be installed
to support permanent pile installation
and would be removed following
completion of permanent pile
installation. Proposed activities
included as part of the project with
potential to affect marine mammals
include vibratory removal, down-thehole (DTH) installation, and vibratory
and impact installation of steel pipe
piles.
Dates and Duration
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The proposed IHA would be effective
from September 15, 2023, through
September 14, 2024. Construction of the
proposed project is anticipated to occur
over approximately 2 months beginning
in early fall 2023. Pile installation and
removal will be intermittent during this
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period, depending on weather,
construction and mechanical delays,
protected species shutdowns, and other
potential delays and logistical
constraints. Pile installation will occur
intermittently during the work period
for durations of minutes to hours at a
time. Pile installation and removal will
occur over 26 nonconsecutive days
within the 2-month construction
window. DOT&PF plans to conduct all
work during daylight hours.
Specific Geographic Region
The project site is located in the City
of Hydaburg, on Prince of Wales Island,
approximately 76 kilometers (km) west
of Ketchikan, in southeast Alaska. The
Hydaburg Seaplane Base is located at
the south end of Hydaburg, attached to
the Hydaburg city dock on the north
shore of the Sukkwan Strait (Figure 1).
Hydaburg is located along the
Sukkwan Strait on the southwest side of
Prince of Wales Island. A series of
passes and straits lead to the open
Pacific Ocean; however, Hydaburg is
tucked in a relatively calm and secluded
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45775
area. Sukkwan Strait is generally
characterized by semidiurnal tides with
mean tidal ranges of around 5 meters
(m). Freshwater inputs to Sukkwan
Strait include multiple anadromous
streams: Hydaburg River, Saltery Creek,
and two streams originating from
unnamed lakes. The bathymetry of the
bay is variable depending on location
and proximity to shore, islands, or
rocks. Depths approach 76 m within
Sukkwan Strait and up to 37 m in South
Pass.
Ongoing vessel activities near
Hydaburg, as well as land-based
industrial and commercial activities,
result in elevated in-air and underwater
acoustic conditions in the project area
that likely increase with proximity to
the project site. Background sound
levels likely vary seasonally, with
elevated levels during summer when the
commercial and fishing industries are at
their peaks. Hydaburg has no cruise
ship or ferry facilities, so only
commercial and fishing vessels visit
Hydaburg regularly (Miller et al., 2019).
BILLING CODE 3510–22–P
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BILLING CODE 3510–22–C
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Figure 1—Location of Seaplane Base in
Hydaburg, Alaska
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Detailed Description of the Specified
Activity
The DOT&PF proposed project would
involve the removal of five existing
cantilever steel pipe piles (16-inch
(40.64-centimeter (cm)) diameter) that
support the existing multiple-float
structure. The multiple-float timber
structure, which covers 372 square m
(m2), would also be removed. A new
construction. Rock sockets and tension
anchors would be required on all 24inch (60.96 cm) piles and two 20-inch
(50.80 cm) piles. Rock sockets would
also be potentially required on five of
the temporary piles. See Table 1 for a
summary of the numbers and types of
piles to be installed and removed, as
well as the estimated durations of each
activity.
446-m2 single-float timber structure
would be installed in the same general
location. Four 24-inch (60.96-cm) and
four 20-inch (50.80-cm) permanent steel
pipe piles would be installed vertically
to act as restraints for the new seaplane
float. Up to 10 temporary 24-inch (60.96
cm) steel pipe piles would be installed
to support pile installation and would
be removed following completion of
TABLE 1—SUMMARY OF PILES TO BE INSTALLED AND REMOVED
Pile diameter and type
Number of
piles
Number of
rock
sockets
Number of
tension
anchors
Impact
strikes
per pile
Rock socket
DTH pile
Installation,
duration
per pile,
minutes
(range)
Tension
anchor
DTH pile
installation,
duration
per pile,
minutes
(range)
240 (60–480)
120 (60–240)
6.75
0.5 (0–1)
8
0.5 (0–1)
8
Vibratory
duration
per pile
(minutes)
Total
duration of
activity
per pile,
hours
Typical
production
rate in
piles per
day
(range)
Days of
installation
or removal
Pile Installation
24″ Steel Plumb Piles
(Permanent) ...............
20″ Steel Plumb Piles
(Permanent) ...............
24″ Steel Piles (Temporary) .......................
4
4
4
50
15
4
2
2
50
15
240 (60–480)
120 (60–240)
1 0.75/6.75
10
5
N/A
N/A
15
240 (60–480)
N/A
4.25
2.5 (1–10)
4
N/A
N/A
0.5
2.5 (2–4)
2
Pile Removal
16″ Steel Cantilevered
Piles ...........................
24″ Steel Piles (Temporary) .......................
5
N/A
N/A
N/A
10
N/A
N/A
N/A
30
N/A
N/A
0.5
2.5 (2–4)
2
Totals .....................
23
11
6
N/A
N/A
N/A
N/A
N/A
N/A
26
30
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1 Two of the 20-inch plumb piles will include vibratory and impact installation in addition to rock sockets and tension anchors, estimated at 6.75 hours duration total,
and two will only use vibratory and impact, estimated at 0.75 hours duration total.
DTH pile installation would involve
drilling rock sockets into the bedrock to
support installation of piles. A rock
socket is a pile inserted into a drilled
hole in the underlying bedrock after the
pile has been driven through the
overlying softer sediments to refusal by
vibratory or impact methods. The pile is
advanced farther into the drilled hole to
properly secure the bottom portion of
the pile into the rock. The depth of the
rock socket varies, but up to 6 m may
be required for this project. The
diameter of the rock socket is slightly
larger than the pile being driven. Rock
sockets are constructed using a DTH
device that consists of a drill bit that
drills through the bedrock using both
rotary and percussion mechanisms. This
breaks up the rock to allow removal of
the fragments and insertion of the pile.
The pile is advanced at the same time
that drilling occurs. Drill cuttings are
expelled from the top of the pile using
compressed air. It is estimated that
drilling rock sockets into the bedrock
may take on average 4 hours per pile.
Tension anchors would be installed in
six of the permanent piles (four 24-inch
(60.96-cm) and two 20-inch (50.80-cm)
piles). Tension anchors are installed
within piles that are drilled into the
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bedrock below the elevation of the pile
tip after the pile has been driven
through the sediment layer to refusal. A
6- or 8-inch (15.24- or 20.32-cm)
diameter steel pipe casing would be
inserted inside the larger diameter
production pile. A rock drill would be
inserted into the casing, and a 6- to 8inch (15.24- to 20.32-cm) diameter hole
would be drilled into bedrock with
rotary and percussion drilling methods.
The drilling work is contained within
the steel pile casing and the steel pipe
pile. The typical depth of the drilled
tension anchor hole varies, but 6–9 m is
common. Rock fragments would be
removed through the top of the casing
with compressed air. A steel rod would
then be grouted into the drilled hole and
affixed to the top of the pile. The
purpose of a tension anchor is to secure
the pile to the bedrock to withstand
uplift forces. It is estimated that tension
anchor installation will take about 1–4
hours per pile. Hereafter, DTH pile
installation refers to both rock socket
drilling and tension anchor installation
unless specified. See Figure 1–3 in the
DOT&PF’s application for a schematic of
DTH pile installation and tension
anchor techniques.
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Pile removal would be conducted
using a vibratory hammer. Pile
installation would be conducted using
both a vibratory and an impact hammer
and DTH pile installation methods.
Piles would be advanced to refusal
using a vibratory hammer. After DTH
pile installation, the final approximately
3 m of driving would be conducted
using an impact hammer so that the
structural capacity of the pile
embedment could be verified. The pile
installation methods used would
depend on sediment depth and
conditions at each pile location. Pile
installation and removal would occur in
waters approximately 6–7 m in depth.
Actual numbers and sizes of piles,
installation times, numbers of impact
strikes, and other design and
construction details and methods may
vary slightly from the estimates outlined
in this document. The DOT&PF does not
anticipate that the project will change
such that potential impacts on marine
mammals will change or vary from
those described here.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
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Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the DOT&PF’s
application summarize available
information regarding status and trends,
distribution and habitat preferences,
and behavior and life history of the
potentially affected species. NMFS fully
considered all of this information, and
we refer the reader to these descriptions,
referenced here, instead of reprinting
the information. Additional information
regarding population trends and threats
may be found in NMFS’ Stock
Assessment Reports (SARs;
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is expected to
occur, PBR and annual serious injury
and mortality from anthropogenic
sources are included here as gross
indicators of the status of the species or
stocks and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All stocks
managed under the MMPA in this
region are assessed in NMFS’ U.S.
Alaska and Pacific SARs (e.g., Carretta,
et al., 2022; Muto et al., 2022). All
values presented in Table 2 are the most
recent available at the time of
publication (including from the draft
2022 SARs, Young et al., 2022) and are
available online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments).
TABLE 2—SPECIES 4 LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES
Common name
Scientific name
ESA/MMPA
status; strategic
(Y/N) 1
Stock
Stock abundance (CV, Nmin,
most recent abundance
survey) 2
Annual
M/SI 3
PBR
Order Artiodactyla—Cetacea—Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray Whale ....................
Family Balaenopteridae
(rorquals):
Humpback Whale ..........
Minke Whale ..................
Eschrichtius robustus ..........
Eastern N Pacific .................
-, -, N
26,960 (0.05, 25,849, 2016)
801
131
Megaptera novaeangliae .....
Balaenoptera acutorostrata
Central N Pacific ..................
Alaska ..................................
-, -, Y
-, -, N
10,103 (0.3, 7,891, 2006) ....
N/A (N/A, N/A, N/A) .............
3.4
UND
4.46
0
Odontoceti (toothed whales, dolphins, and porpoises)
Family Physeteridae:
Sperm Whale .................
Family Delphinidae:
Killer Whale ...................
Physeter macrocephalus .....
N Pacific ..............................
E, D, Y
UND (UND, UND, 2015) .....
UND
3.5
Orcinus orca ........................
-, -, N
1,920 (N/A, 1,920, 2019) .....
19
1.3
-, -, N
302 (N/A, 302, 2018) ...........
2.2
0.2
-, -, N
-, -, N
349 (N/A, 349, 2018) ...........
26,880 (N/A, N/A, 1990) ......
3.5
UND
0.4
0
-, -, N
-, -, Y
UND (UND, UND, 2015) .....
UND (UND, UND, 2019) .....
UND
UND
37
34
Killer Whale ...................
Orcinus orca ........................
Killer Whale ...................
Pacific White-Sided Dolphin.
Family Phocoenidae (porpoises):
Dall’s Porpoise ...............
Harbor Porpoise ............
Orcinus orca ........................
Lagenorhynchus obliquidens
Eastern North Pacific Alaska
Resident.
Eastern Northern Pacific
Northern Resident.
West Coast Transient ..........
N Pacific ..............................
Phocoenoides dalli ..............
Phocoena .............................
Alaska ..................................
Southeast Alaska .................
Order Carnivora—Pinnipedia
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Family Otariidae (eared seals
and sea lions):
Steller Sea Lion .............
Family Phocidae (earless
seals):
Harbor Seal ...................
Northern Elephant Seal
Eumetopias jubatus .............
Eastern ................................
-, -, N
43,201 (N/A, 43,201, 2017)
2,592
112
Phoca vitulina ......................
Mirounga angustirostris .......
Dixon/Cape Decision ...........
CA Breeding ........................
-, -, N
-, -, N
23,478 (N/A, 21,453, 2015)
187,386 (N/A, 85,369, 2013)
644
5,122
69
13.7
1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be
declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA
as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports-region/. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N/A)
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual human caused mortality and serious injury (M/SI) often cannot be determined precisely and is in some cases presented as a minimum
value or range.
4 Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
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Federal Register / Vol. 88, No. 135 / Monday, July 17, 2023 / Notices
On January 24, 2023, NMFS
published the draft 2022 SARs (https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessment-reportsregion). The Alaska and Pacific SARs
include a proposed update to the
humpback whale stock structure and the
Alaska SAR includes a proposed update
to the Southeast Alaska harbor porpoise
stock structure. These new structures, if
finalized, would modify the MMPAdesignated humpback stocks to align
more closely with the ESA-designated
distinct population segments (DPSs),
and for harbor porpoise to align with
genetics, trends in abundance, and
discontinuous distribution NMFS has
proposed as supporting the delineation
of two demographically independent
populations. Please refer to the draft
2022 Alaska and Pacific SARs for
additional information.
NMFS Office of Protected Resources,
Permits and Conservation Division has
generally considered peer-reviewed data
in draft SARs (relative to data provided
in the most recent final SARs), when
available, as the best available science,
and has done so here for all species and
stocks, with the exception of the new
proposal to revise humpback whale and
harbor porpoise stock structure. Given
that the proposed changes to the stock
structures involve application of NMFS’
Guidance for Assessing Marine
Mammals Stocks and could be revised
following consideration of public
comments, it is more appropriate to
conduct our analysis in this proposed
authorization based on the status quo
stock structure identified in the most
recent final SARs for those species
(Carretta et al., 2022; Muto et al., 2022).
All species that could potentially
occur in the proposed survey areas are
included in Table 2 of the IHA
application. While gray whale and
sperm whale have occurred in northern
Southeast Alaska in recent years, they
are highly unlikely to occur in the
proposed project area. The temporal
and/or spatial occurrence of these
species is such that take is not expected
to occur, and they are not discussed
further. The remaining 9 species (with
11 managed stocks) in Table 2
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur, and we have
proposed authorizing it.
Steller Sea Lion
Steller sea lions are found throughout
the northern Pacific Ocean, including
coastal and inland waters from Russia
(Kuril Islands and the Sea of Okhotsk),
east to Alaska, and south to central
California (An˜o Nuevo Island). Steller
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sea lions were listed as threatened
range-wide under the ESA on November
26, 1990 (55 FR 49204); they were
subsequently partitioned into the
western and eastern DPSs (and MMPA
stocks) in 1997 (62 FR 24345, May 5,
1997). The eastern DPS remained
classified as threatened (62 FR 24345)
until it was delisted in November 2013,
while the western DPS (those
individuals west of 144° W longitude or
Cape Suckling, Alaska) was upgraded to
endangered status following separation
of the DPSs, and it remains endangered
today. There is regular movement of
both DPSs across this 144° W longitude
boundary (Jemison et al., 2013),
however, due to the distance from this
DPS boundary, it is likely that only
eastern DPS Steller sea lions are present
in the project area. Therefore, animals
potentially affected by the project are
assumed to be part of the eastern DPS.
Steller sea lions are opportunistic
predators, feeding primarily on a wide
variety of fishes and cephalopods,
including Pacific herring (Clupea
pallasi), walleye pollock (Gadus
chalcogramma), capelin (Mallotus
villosus), Pacific sand lance
(Ammodytes hexapterus), Pacific cod
(Gadus macrocephalus), salmon
(Oncorhynchus spp.), and squid
(Teuthida spp.; Jefferson et al., 2008;
Wynne et al., 2011). Steller sea lions do
not generally eat every day, but tend to
forage every 1–2 days and return to
haulouts to rest between foraging trips
(Merrick and Loughlin, 1997; Rehberg et
al., 2009).
Steller sea lions are not common in
the project area and systematic counts
or surveys have not been completed in
the area directly surrounding Hydaburg.
The nearest documented haulout is
Point Islet (Point Rock), about 13 km
southeast of Hydaburg (see Figure 4–1
in the DOT&PF’s application). No
Steller sea lions were present during
aerial surveys over Point Islet that
occurred during 2013, 2015, or 2017
(Fritz et al., 2016b; Sweeney et al.,
2017), and it was not surveyed in 2019
(Sweeney et al., 2019). Anecdotal
evidence provided by local residents
indicates that Steller sea lions are rare
and do not occur regularly near the
project area. However, Steller sea lion
presence could be higher during the late
summer and early fall salmon runs.
Harbor Seal
Harbor seals range from Baja
California north along the west coasts of
California, Oregon, Washington, British
Columbia, and Southeast Alaska; west
through the Gulf of Alaska, Prince
William Sound, and the Aleutian
Islands; and north in the Bering Sea to
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Cape Newenham and the Pribilof
Islands. In 2010, harbor seals in Alaska
were partitioned into 12 separate stocks
based largely on genetic structure (Allen
and Angliss, 2010). Harbor seals present
near Hydaburg are recognized as part of
the Dixon/Cape Decision stock.
Harbor seals haul out on rocks, reefs,
beaches, and drifting glacial ice, and
feed in marine, estuarine, and
occasionally fresh waters (Muto et al.,
2022). Harbor seals generally are nonmigratory, with local movements
associated with such factors as tides,
weather, season, food availability, and
reproduction (Scheffer and Slipp, 1944;
Fisher 1952; Bigg, 1969, 1981; Hastings
et al., 2004). The results of past and
recent satellite tagging studies in
Southeast Alaska, Prince William
Sound, Kodiak Island, and Cook Inlet
are also consistent with the conclusion
that harbor seals are non-migratory
(Swain et al., 1996; Lowry et al., 2001;
Small et al., 2003; Boveng et al., 2012).
However, some long-distance
movements of tagged animals in Alaska
have been recorded (Pitcher and
McAllister, 1981; Lowry et al., 2001;
Small et al., 2003; Womble, 2012;
Womble and Gende, 2013).
Harbor seals usually give birth to a
single pup between May and mid-July.
Birthing locations are often dispersed
over several haulout sites and not
confined to major rookeries (Klinkhart
et al., 2008). Strong fidelity of
individuals for haul-out sites during the
breeding season though have been
documented in several populations
(Ha¨rko¨nen and Harding, 2001),
including some regions in Alaska such
as Kodiak Island, Prince William Sound,
Glacier Bay/Icy Strait, and Cook Inlet
(Pitcher and McAllister, 1981; Small et
al., 2005; Boveng et al., 2012; Womble,
2012; Womble and Gende, 2013).
Harbor seals forage on fish and
invertebrates (Orr et al., 2004) including
capelin, eulachon (Thaleichthys
pacificus), cod, pollock, flatfish, shrimp,
octopus, and squid (Wynne, 2012). They
are opportunistic feeders that forage in
marine, estuarine, and occasionally
freshwater habitat, adjusting their
foraging behavior to take advantage of
prey that are locally and seasonally
abundant (Payne and Selzer, 1989).
Depending on prey availability, research
has demonstrated that harbor seals
conduct both shallow and deep dives
while foraging (Tollit et al., 1997).
Harbor seals are commonly sighted in
the waters of the inside passages
throughout Southeast Alaska. Surveys
have been rarely carried out on Dixon/
Cape Decision, with the last surveys
taking place between 2007 to 2011 and
2015. The NMFS Alaska Fisheries
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Science Center identifies two ‘‘key’’
haulouts, or haulouts that have had 50
or more harbor seals documented during
surveys, in Sukkwan Strait and four
additional ‘‘not key’’ haulouts, those
with fewer than 50 harbor seals
documented during surveys, near the
proposed project area (see Figure 4–2 in
the DOT&PF’s application) (NOAA,
2021). NMFS aerial survey data indicate
that as few as 0 to as many as 157 harbor
seals were sighted near the project area
during surveys between 2003 and 2011
(Areas BD28 and BD30; NOAA, 2022).
However, local residents report that
only a few (two to four) harbor seals are
regularly observed near Hydaburg.
These individuals are generally
observed near the small boat harbor
outside of the proposed project area and
during peak salmon runs in late summer
and early fall. Harbor seals are known
to be curious and may approach novel
activity, so it is possible that some may
enter the proposed project area during
pile installation and removal.
Northern Elephant Seal
Northern elephant seals are wideranging throughout the North Pacific,
spending as much as 80 percent of their
time at sea (Hindell and Perrin, 2009).
Populations of northern elephant seals
in the U.S. and Mexico have recovered
after being nearly hunted to extinction
(Stewart et al., 1994). Northern elephant
seals underwent a severe population
bottleneck and loss of genetic diversity
when the population was reduced to an
estimated 10–30 individuals (Hoelzel et
al., 2002). Since 1998, northern
elephant seals have been undergoing a
large population increase, estimated at
3.1 percent annually (Lowry et al.,
2020). There are two demographically
isolated breeding populations: the
California breeding population and the
Baja California population. No
international agreements exist for the
joint management of this species by the
U.S. and Mexico. The California
breeding population is considered to be
a separate stock. Any northern elephant
seals observed near Hydaburg would be
considered part of the California
breeding stock.
Spatial segregation in foraging areas
between males and females is evident
from satellite tag data (Le Beouf et al.,
2000). Males migrate to the Gulf of
Alaska and western Aleutian Islands
along the continental shelf to feed on
benthic prey, while females migrate to
pelagic areas in the Gulf of Alaska and
the central North Pacific to feed on
pelagic prey (Le Beouf et al., 2000).
Elephant seals spend a majority of their
time at sea (average of 74.7 days during
post breeding migration and an average
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of 218.5 days during the post-molting
migration; Robinson et al., 2012).
Although northern elephant seals are
known to visit the Gulf of Alaska to feed
on benthic prey, they rarely occur on
the beaches of Alaska.
Northern elephant seals breed and
give birth in California and Baja Mexico,
primarily on offshore islands (Stewart et
al., 1994, from December to March
(Stewart and Huber, 1993)) before
dispersing widely across the North
Pacific (Le Boeuf et al., 2000). Although
movement and genetic exchange
continues between rookeries, most
elephant seals return to natal rookeries
when they start breeding (Huber et al.,
1991). Gestation in elephant seals lasts
11 months, with births taking place
onshore when seals are at the breeding
colony (Stewart et al., 1994).
There is a low probability that
northern elephant seals would occur in
the proposed project area. Northern
elephant seals generally feed along the
continental shelf break (Le Boeuf et al.,
2000) and are not expected to spend
time in shallow areas like the Sukkwan
Strait. No sightings of elephant seals
have been documented near Hydaburg;
however, protected species observers
(PSOs) at a DOT&PF project site in
Ketchikan (located approximately 76 km
east of Hydaburg) reported sightings of
a northern elephant seal on multiple
days (C. Gentemann, personal
communication, April 8, 2022).
Additional sightings of northern
elephant seals around the state
concurrent to the Ketchikan sighting
were reported in Seward, King Cove,
and Kodiak (L. Davis, personal
communication, April 14, 2022). Given
the recent increase in sightings,
including sightings in Southeast Alaska,
it is assumed that a few northern
elephant seals could be present in
Hydaburg during construction of the
proposed project.
Harbor Porpoise
In the eastern North Pacific Ocean,
the harbor porpoise ranges from Point
Barrow, along the Alaska coast, and
down the west coast of North America
to Point Conception, California. In
Alaska, harbor porpoises are currently
divided into three stocks, based
primarily on geography: the Bering Sea
stock, the Southeast Alaska stock, and
the Gulf of Alaska stock. Harbor
porpoises near Hydaburg are currently
recognized as members of the Southeast
Alaska stock. The Southeast Alaska
stock ranges from Cape Suckling to the
Canada boundary (Muto et al., 2022).
Harbor porpoises primarily frequent
coastal waters in southeast Alaska
(Dahlheim et al., 2009) and occur most
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frequently in waters less than 100 m
deep (Hobbs and Waite, 2010). Harbor
porpoises forage in waters less than 200
m deep on small pelagic schooling
fishes such as herring, cod, pollock,
octopus, smelt, and bottom-dwelling
fish, occasionally feeding on squid and
crustaceans (Bj2014
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three ecotypes differ morphologically,
ecologically, behaviorally, and
genetically. Surveys between 1991 and
2007 encountered resident killer whales
during all seasons throughout southeast
Alaska. Both residents and transients
were common in a variety of habitats
and all major waterways, including
protected bays and inlets. There does
not appear to be strong seasonal
variation in abundance or distribution
of killer whales, but there was
substantial variability between years
during this study (Dahlheim et al.,
2009). Spatial distribution has been
shown to vary among the different
ecotypes, with resident and, to a lesser
extent, transient killer whales more
commonly observed along the
continental shelf, and offshore killer
whales more commonly observed in
pelagic waters (Rice et al., 2021).
Transient killer whales hunt and feed
primarily on marine mammals, while
residents forage primarily on fish.
Transient killer whales feed primarily
on harbor seals, Dall’s porpoises, harbor
porpoises, and sea lions. Resident killer
whale populations in the eastern North
Pacific feed mainly on salmonids,
showing a strong preference for Chinook
salmon (NMFS, 2016a).
Transient killer whales are often
found in long-term stable social units
(pods) of 1 to 16 whales. Average pod
sizes in southeast Alaska were six in
spring, five in summer, and four in fall
(Dahlheim et al., 2009). Pod sizes of
transient whales are generally smaller
than those of resident social groups.
Resident killer whales occur in pods
ranging from 7 to 70 whales that are
seen in association with one another
more than 50 percent of the time
(Dahlheim et al., 2009; NMFS 2016b). In
southeast Alaska, resident killer whale
mean pod size was approximately 21.5
in spring, 32.3 in summer, and 19.3 in
fall (Dahlheim et al., 2009).
No systematic studies of killer whales
have been conducted in or around
Sukkwan Strait. Dahlheim et al. (2009)
observed transient killer whales within
Lynn Canal, Icy Strait, Stephens
Passage, Frederick Sound, and upper
Chatham Strait. Anecdotal local
information suggests that killer whales
are rarely seen near the Hydaburg area,
but a pod may be seen occasionally
every few months.
Humpback Whale
Humpback whales are found
throughout southeast Alaska in a variety
of marine environments, including open
ocean, nearshore waters, and areas with
strong tidal currents (Dahlheim et al.,
2009). Most humpback whales are
migratory and spend winters in the
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breeding grounds off either Hawaii or
Mexico. Humpback whales generally
arrive in southeast Alaska in March and
return to their wintering grounds in
November. Some humpback whales
depart late or arrive early to feeding
grounds, and therefore the species
occurs in southeast Alaska year-round
(Straley, 1990; Straley et al., 2018).
Current threats to humpback whales
include vessel strikes, spills, climate
change, and commercial fishing
operations (Muto et al., 2022).
Humpback whales worldwide were
designated as ‘‘endangered’’ under the
Endangered Species Conservation Act in
1970 and had been listed as a species
under the ESA since its inception in
1973. On September 8, 2016, NMFS
published a final decision that changed
the status of humpback whales under
the ESA (81 FR 62259), effective on
October 11, 2016. The decision
recognized the existence of 14 DPSs
based on distinct breeding areas in
tropical and temperate waters. Five of
the 14 DPSs were classified under the
ESA (4 endangered and 1 threatened),
while the other 9 DPSs were delisted.
Humpback whales found in the project
area are predominantly members of the
Hawaii DPS, which is not listed under
the ESA. However, based on a
comprehensive photo-identification
study, members of the Mexico DPS,
which is listed as threatened, are known
to occur in southeast Alaska. Members
of different DPSs are known to intermix
on feeding grounds; therefore, all waters
off the coast of Alaska should be
considered to potentially have ESAlisted humpback whales. Approximately
2 percent of all humpback whales
encountered in southeast Alaska and
northern British Columbia are expected
to be members of the Mexico DPS, while
all others are expected to be members of
the Hawaii DPS (Wade et al., 2021).
The DPSs of humpback whales that
were identified through the ESA listing
process do not necessarily equate to the
existing MMPA stocks. The stock
delineations of humpback whales under
the MMPA are currently under review.
Until this review is complete, NMFS
considers humpback whales in
southeast Alaska to be part of the
Central North Pacific stock, with a
status of endangered under the ESA and
designations of strategic and depleted
under the MMPA (Muto et al., 2022).
Southeast Alaska is considered a
biologically important area (BIA) for
feeding humpback whales between May
and September (Wild et al., 2023),
though not currently designated as
critical habitat (86 FR 21082, April 21,
2021). Most humpback whales migrate
to other regions during winter to breed,
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but over-wintering (non-breeding)
humpback whales have been noted and
may be increasingly common and
attributable to staggered migration
(Straley, 1990, Straley et al., 2018). It is
thought that those humpbacks that
remain in southeast Alaska do so in
response to the availability of winter
schools of fish prey, which primarily
includes overwintering herring (Straley
et al., 2018). In Alaska, humpback
whales filter feed on tiny crustaceans,
plankton, and small fish such as walleye
pollock, Pacific sand lance, herring
(Clupea pallasii), eulachon
(Thaleichthys pacificus), and capelin
(Witteveen et al., 2012). It is common to
observe groups of humpback whales
cooperatively bubble feeding. Group
sizes in southeast Alaska generally
range from one to four individuals
(Dahlheim et al., 2009).
No systematic studies have
documented humpback whale
abundance near Hydaburg. Anecdotal
information from local residents
suggests that humpback whales’
utilization of the area is intermittent
year-round. Their abundance,
distribution, and occurrence are
dependent on and fluctuate with fish
prey. Local residents estimate that one
to two humpback whales may be
present in the Sukkwan Strait on a
weekly basis. Elsewhere in southeast
Alaska, marine mammal monitoring for
projects in Tongass Narrows, Ketchikan,
Alaska, indicate that humpback whales
are present in that area most regularly
from May through October (DOT&PF,
2021; 2022) and may occur in lower
numbers in winter, which we would
expect to be the case for Hydaburg.
Minke Whale
Minke whales are found throughout
the northern hemisphere in polar,
temperate, and tropical waters (Jefferson
et al., 2008). The population status of
minke whales is considered stable
throughout most of their range.
Historically, commercial whaling
reduced the population size of this
species, but given their small size, they
were never a primary target of whaling
and did not experience severe
population declines as did larger
cetaceans.
The International Whaling
Commission has identified three minke
whale stocks in the North Pacific: one
near the Sea of Japan, a second in the
rest of the western Pacific, and a third,
less concentrated, stock throughout the
eastern Pacific. NMFS further splits this
third stock between Alaska whales and
resident whales of California, Oregon,
and Washington (Muto et al., 2022).
Minke whales in southeast Alaska are
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part of the Alaska stock (Muto et al.,
2022). Minke whales are found in all
Alaskan waters. There are no population
estimates for minke whales in southeast
Alaska. Surveys in southeast Alaska
have consistently identified individuals
throughout inland waters in low
numbers (Dahlheim et al., 2009).
In Alaska, the minke whale diet
consists primarily of euphausiids and
walleye pollock. Minke whales are
generally found in shallow, coastal
waters within 200 m of shore (Zerbini
et al., 2006) and are almost always
solitary or in small groups of two to
three. Rarely, loose aggregations of up to
400 animals have been associated with
feeding areas in Arctic latitudes. In
Alaska, seasonal movements are
associated with feeding areas that are
generally located at the edge of the pack
ice (NMFS, 2014).
There are no known occurrences of
minke whales within the project area.
Dedicated surveys for cetaceans in
southeast Alaska found that minke
whales were scattered throughout
inland waters from Glacier Bay and Icy
Strait to Clarence Strait, with small
concentrations near the entrance of
Glacier Bay (Dahlheim et al., 2009). All
sightings were of single minke whales,
except for a single sighting of multiple
minke whales. Surveys took place in
spring, summer, and fall, and minke
whales were present in low numbers in
all seasons and years. NMFS is not
aware of information on the winter
occurrence of minke whales in
southeast Alaska.
Anecdotal observations suggest that
minke whales are not seen near
Hydaburg and so are expected to occur
rarely in the project area. However,
NMFS has previously estimated that a
group of up to three individuals could
be present at nearby Metlakatla, Alaska
over 4 months (86 FR 43190, August 6,
2021). Since their ranges extend into the
project area and they have been
observed in southeast Alaska, including
in Clarence Strait (Dahlheim et al.,
2009), it is possible the species could
occur near the project area.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
or hear over the same frequency range
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
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2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized
hearing range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) ...........................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) .................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus cruciger
& L. australis).
Phocid pinnipeds (PW) (underwater) (true seals) .........................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ....................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al., 2007) and PW pinniped (approximation).
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The pinniped hearing group was
modified from Southall et al. (2007) on
the basis of data indicating that phocid
species have consistently demonstrated
an extended frequency range of hearing
compared to otariids, especially in the
higher frequency range (Hemila¨ et al.,
2006; Kastelein et al., 2009; Reichmuth
et al., 2013).
For more detail concerning these
groups and associated generalized
hearing ranges, please see NMFS (2018)
for a review of available information.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take section, and the Proposed
Mitigation section, to draw conclusions
regarding the likely impacts of these
activities on the reproductive success or
survivorship of individuals and whether
those impacts are reasonably expected
to, or reasonably likely to, adversely
affect the species or stock through
effects on annual rates of recruitment or
survival.
Acoustic effects on marine mammals
during the specified activity are
expected to potentially occur from
impact pile installation, vibratory pile
installation, and DTH systems. The
effects of underwater noise from the
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DOT&PF’s proposed activities have the
potential to result in Level B harassment
of marine mammals in the action area,
and, for some species as a result of
certain activities, Level A harassment
Background on Sound
This section contains a brief technical
background on sound, on the
characteristics of certain sound types,
and on metrics used in this proposal in
as much as the information is relevant
to the specified activity and to a
discussion of the potential effects of the
specified activity on marine mammals
found later in this document. For
general information on sound and its
interaction with the marine
environment, please see, e.g., Erbe and
Thomas (2022); Au and Hastings (2008);
Richardson et al. (1995); Urick (1983) as
well as the Discovery of Sound in the
Sea (DOSITS) website at https://
dosits.org/.
Sound is a vibration that travels as an
acoustic wave through a medium such
as a gas, liquid, or solid. Sound waves
alternately compress and decompress
the medium as the wave travels. In
water, sound waves radiate in a manner
similar to ripples on the surface of a
pond and may be either directed in a
beam (narrow beam or directional
sources) or sound may radiate in all
directions (omnidirectional sources), as
is the case for sound produced by the
construction activities considered here.
The compressions and decompressions
associated with sound waves are
detected as changes in pressure by
marine mammals and human-made
sound receptors such as hydrophones.
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Sound travels more efficiently in
water than almost any other form of
energy, making the use of sound as a
primary sensory modality ideal for
inhabitants of the aquatic environment.
In seawater, sound travels at roughly
1,500 meters per second (m/s). In air,
sound waves travel much more slowly
at about 340 m/s. However, the speed of
sound in water can vary by a small
amount based on characteristics such as
temperature and salinity.
The basic characteristics of a sound
wave are frequency, wavelength,
velocity, and amplitude. Frequency is
the number of pressure waves that pass
by a reference point per unit of time and
is measured in hertz (Hz) or cycles per
second. Wavelength is the distance
between two peaks or corresponding
points of a sound wave (length of one
cycle). Higher frequency sounds have
shorter wavelengths than lower
frequency sounds, and typically
attenuate (decrease) more rapidly with
distance, except in certain cases in
shallower water. The amplitude of a
sound pressure wave is related to the
subjective ‘‘loudness’’ of a sound and is
typically expressed in dB, which are a
relative unit of measurement that is
used to express the ratio of one value of
a power or pressure to another. A sound
pressure level (SPL) in dB is described
as the ratio between a measured
pressure and a reference pressure, and
is a logarithmic unit that accounts for
large variations in amplitude; therefore,
a relatively small change in dB
corresponds to large changes in sound
pressure. For example, a 10-dB increase
is a 10-fold increase in acoustic power.
A 20-dB increase is then a 100-fold
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increase in power and a 30-dB increase
is a 1,000-fold increase in power.
However, a 10-fold increase in acoustic
power does not mean that the sound is
perceived as being 10 times louder. The
dB is a relative unit comparing two
pressures; therefore, a reference
pressure must always be indicated. For
underwater sound, this is 1 micropascal
(mPa). For in-air sound, the reference
pressure is 20 micropascal (mPa). The
amplitude of a sound can be presented
in various ways; however, NMFS
typically considers three metrics: sound
exposure level (SEL), root-mean-square
(RMS) SPL, and peak SPL (defined
below). The source level represents the
SPL referenced from a standard distance
from the source (typically 1 m)
(Richardson et al., 1995; American
National Standards Institute (ANSI),
2013), while the received level is the
SPL at the receiver’s position. For pile
driving activities, the SPL is typically
referenced at 10 m.
SEL (represented as dB referenced to
1 micropascal squared per second (re 1
mPa2-s)) represents the total energy in a
stated frequency band over a stated time
interval or event, and considers both
intensity and duration of exposure. The
per-pulse SEL (e.g., single strike or
single shot SEL) is calculated over the
time window containing the entire
pulse (i.e., 100 percent of the acoustic
energy). SEL can also be a cumulative
metric; it can be accumulated over a
single pulse (for pile driving this is the
same as single-strike SEL, above; SELss),
or calculated over periods containing
multiple pulses (SELcum). Cumulative
SEL (SELcum) represents the total
energy accumulated by a receiver over
a defined time window or during an
event. The SEL metric is useful because
it allows sound exposures of different
durations to be related to one another in
terms of total acoustic energy. The
duration of a sound event and the
number of pulses, however, should be
specified as there is no accepted
standard duration over which the
summation of energy is measured.
RMS SPL is 10 times the logarithm
(base 10) of the ratio of the mean-square
sound pressure to the specified
reference value, in dB (ISO, 2017). RMS
is calculated by squaring all of the
sound amplitudes, averaging the
squares, and then taking the square root
of the average (Urick, 1983). RMS
accounts for both positive and negative
values; squaring the pressures makes all
values positive so that they may be
accounted for in the summation of
pressure levels (Hastings and Popper,
2005). This measurement is often used
in the context of discussing behavioral
effects, in part because behavioral
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effects, which often result from auditory
cues, may be better expressed through
averaged units than by peak SPL. For
impulsive sounds, RMS is calculated by
the portion of the waveform containing
90 percent of the sound energy from the
impulsive event (Madsen, 2005).
Peak SPL (also referred to as zero-topeak sound pressure or 0-pk) is the
maximum instantaneous sound pressure
measurable in the water, which can
arise from a positive or negative sound
pressure, during a specified time, for a
specific frequency range (International
Organization for Standardization (ISO),
2017) at a specified distance from the
source, and is represented in the same
units as the RMS sound pressure. Along
with SEL, this metric is used in
evaluating the potential for PTS
(permanent threshold shift) and TTS
(temporary threshold shift) associated
with impulsive sound sources.
Sounds are also characterized by their
temporal component. Continuous
sounds are those whose sound pressure
level remains above that of the ambient
or background sound with negligibly
small fluctuations in level (ANSI, 2005),
while intermittent sounds are defined as
sounds with interrupted levels of low or
no sound (National Institute for
Occupational Safety and Health
(NIOSH), 1998). A key distinction
between continuous and intermittent
sound sources is that intermittent
sounds have a more regular
(predictable) pattern of bursts of sounds
and silent periods (i.e., duty cycle),
which continuous sounds do not.
Sounds can be either impulsive or
non-impulsive (defined below). The
distinction between these two sound
types is important because they have
differing potential to cause physical
effects, particularly with regard to noiseinduced hearing loss (e.g., Ward, 1997
in Southall et al., 2007). Please see
NMFS et al. (2018) and Southall et al.
(2007, 2019) for an in-depth discussion
of these concepts.
Impulsive sound sources (e.g.,
explosions, gunshots, sonic booms,
seismic airgun shots, impact pile
driving) produce signals that are brief
(typically considered to be less than one
second), broadband, atonal transients
(ANSI, 1986; NIOSH, 1998; ANSI 2005)
and occur either as isolated events or
repeated in some succession. Impulsive
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
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lack these features. Impulsive sounds
are intermittent in nature. The duration
of such sounds, as received at a
distance, can be greatly extended in a
highly reverberant environment.
Non-impulsive sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these nonimpulsive sounds can be transient
signals of short duration but without the
essential properties of impulses (e.g.,
rapid rise time). Examples of nonimpulsive sounds include those
produced by vessels, aircraft, machinery
operations such as drilling or dredging,
vibratory pile driving, and active sonar
systems.
Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
both natural and anthropogenic sound
sources. Ambient sound is defined as a
composite of naturally-occurring (i.e.,
non-anthropogenic) sound from many
sources both near and far (ANSI, 1995).
Background sound is similar, but
includes all sounds, including
anthropogenic sounds, minus the
sounds produced by the proposed
activity (NMFS, 2012; NOAA, 2016b).
The sound level of a region is defined
by the total acoustical energy being
generated by known and unknown
sources. These sources may include
physical (e.g., wind and waves,
earthquakes, ice, atmospheric sound),
biological (e.g., sounds produced by
marine mammals, fish, and
invertebrates), and anthropogenic (e.g.,
vessels, dredging, construction) sound.
A number of sources contribute to
background and ambient sound,
including wind and waves, which are a
main source of naturally occurring
ambient sound for frequencies between
200 Hz and 50 kilohertz (kHz) (Mitson,
1995). In general, background and
ambient sound levels tend to increase
with increasing wind speed and wave
height. Precipitation can become an
important component of total sound at
frequencies above 500 Hz, and possibly
down to 100 Hz during quiet times.
Marine mammals can contribute
significantly to background and ambient
sound levels, as can some fish and
snapping shrimp. The frequency band
for biological contributions is from
approximately 12 Hz to over 100 kHz.
Sources of background sound related to
human activity include transportation
(surface vessels), dredging and
construction, oil and gas drilling and
production, geophysical surveys, sonar,
and explosions. Vessel noise typically
dominates the total background sound
for frequencies between 20 and 300 Hz.
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In general, the frequencies of many
anthropogenic sounds, particularly
those produced by construction
activities, are below 1 kHz (Richardson
et al. 1995). When sounds at frequencies
greater than 1 kHz are produced, they
generally attenuate relatively rapidly,
particularly above 20 kHz due to
propagation losses and absorption
(Urick, 1983).
Transmission loss (TL) defines the
degree to which underwater sound has
spread in space and lost energy after
having moved through the environment,
and reached a receiver. It is defined by
the ISO as the reduction in a specified
level between two specified points that
are within an underwater acoustic field
(ISO 2017). Careful consideration of
transmission loss and appropriate
propagation modeling is a crucial step
in determining the impacts of
underwater sound, as it helps to define
the ranges (isopleths) to which impacts
are expected and depends significantly
on local environmental parameters such
as seabed type, water depth
(bathymetry), and the local speed of
sound. Geometric spreading laws are
powerful tools which provide a simple
means of estimating TL, based on the
shape of the sound wave front in the
water column. For a sound source that
is equally loud in all directions and in
deep water, the sound field takes the
form of a sphere, as the sound extends
in every direction uniformly. In this
case, the intensity of the sound is spread
across the surface of the sphere, and
thus we can relate intensity loss to the
square of the range (as area = 4*pi*r2).
When expressing logarithmically in dB
as TL, we find that TL =
20*Log10(range), for the case of
spherical spreading. In shallow water,
the sea surface and seafloor will bound
the shape of the sound, leading to a
more cylindrical shape, as the top and
bottom of the sphere is truncated by the
largely reflective boundaries. This
situation is termed cylindrical
spreading, and is given by TL =
10*Log10(range) (Urick, 1983). An
intermediate scenario may be defined by
the equation TL = 15*Log10(range), and
is referred to as practical spreading.
Though these two geometric spreading
laws defined above do not capture many
often important details (scattering,
absorption, etc.), they offer a reasonable
and simple approximation of how
sound decreases in intensity as it is
transmitted. In the absence of measured
data indicating the level of transmission
loss at a given site for a specific activity,
NMFS recommends practical spreading
(i.e., 15*Log10(range)) to model acoustic
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propagation for construction activities
in most nearshore environments.
The sum of the various natural and
anthropogenic sound sources at any
given location and time depends not
only on the source levels but also on the
propagation of sound through the
environment. Sound propagation is
dependent on the spatially and
temporally varying properties of the
water column and sea floor, and is
frequency-dependent. As a result of the
dependence on a large number of
varying factors, background and
ambient sound levels can be expected to
vary widely over both coarse and fine
spatial and temporal scales. Sound
levels at a given frequency and location
can vary by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
Ongoing marine vessel traffic,
seaplane traffic and associated activities
throughout the Sukkwan Strait area, as
well as land-based industrial and
commercial activities, result in elevated
in-air and underwater sound conditions
in the project area that increase with
proximity to the project site. Sound
levels likely vary seasonally, with
elevated levels during summer, when
the commercial and fishing industries
are at their peaks.
Description of Sound Sources for the
Specified Activities
In-water construction activities
associated with the project would
include impact pile installation,
vibratory pile installation and removal,
and DTH installation. Impact hammers
operate by repeatedly dropping and/or
pushing a heavy piston onto a pile to
drive the pile into the substrate. Sound
generated by impact hammers is
characterized by rapid rise times and
high peak levels, a potentially injurious
combination (Hastings and Popper,
2005). Vibratory hammers install piles
by vibrating them and allowing the
weight of the hammer to push them into
the sediment. Vibratory hammers
typically produce less sound (i.e., lower
levels) than impact hammers. Peak SPLs
may be 180 dB or greater, but are
generally 10 to 20 dB lower than SPLs
generated during impact pile driving of
the same-sized pile (Oestman et al.,
2009). The rise time is slower, reducing
the probability and severity of injury,
and the sound energy is distributed over
a greater amount of time (Nedwell and
Edwards, 2002; Carlson et al., 2005).
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DTH systems would also be used
during the proposed construction to
install rock sockets and tension anchors.
A DTH hammer is essentially a drill bit
that drills through the bedrock using a
rotating function like a normal drill, in
concert with a hammering mechanism
operated by a pneumatic (or sometimes
hydraulic) component integrated into
the DTH hammer to increase speed of
progress through the substrate (i.e., it is
similar to a ‘‘hammer drill’’ hand tool).
The sounds produced by the DTH
methods contain both a continuous nonimpulsive component from the drilling
action and an impulsive component
from the hammering effect. Therefore,
NMFS treats DTH systems as both
impulsive and continuous, nonimpulsive sound source types
simultaneously.
The likely or possible impacts of the
DOT&PF’s proposed activities on
marine mammals could involve both
non-acoustic and acoustic stressors.
Potential non-acoustic stressors could
result from the physical presence of the
equipment and personnel; however,
given there are no known pinniped
haul-out sites in the vicinity of the
proposed project site, visual and other
non-acoustic stressors would be limited,
and any impacts to marine mammals are
expected to primarily be acoustic in
nature.
Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving or drilling is the primary
means by which marine mammals may
be harassed from the DOT&PF’s
specified activity. In general, animals
exposed to natural or anthropogenic
sound may experience physical and
psychological effects, ranging in
magnitude from none to severe
(Southall et al., 2007, 2019). In general,
exposure to pile driving or drilling noise
has the potential to result in auditory
threshold shifts and behavioral
reactions (e.g., avoidance, temporary
cessation of foraging and vocalizing,
changes in dive behavior). Exposure to
anthropogenic noise can also lead to
non-observable physiological responses,
such an increase in stress hormones.
Additional noise in a marine mammal’s
habitat can mask acoustic cues used by
marine mammals to carry out daily
functions, such as communication and
predator and prey detection. The effects
of pile driving or drilling noise on
marine mammals are dependent on
several factors, including, but not
limited to, sound type (e.g., impulsive
vs. non-impulsive), the species, age and
sex class (e.g., adult male vs. mom with
calf), duration of exposure, the distance
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between the pile and the animal,
received levels, behavior at time of
exposure, and previous history with
exposure (Wartzok et al., 2004; Southall
et al., 2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018a), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral). When
considering auditory effects for the
DOT&PF’s proposed activities, vibratory
pile driving is considered a nonimpulsive source, while impact pile
driving is treated as an impulsive
source. DTH systems are considered to
have both non-impulsive and impulsive
components.
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). PTS does not
generally affect more than a limited
frequency range, and an animal that has
incurred PTS has incurred some level of
hearing loss at the relevant frequencies;
typically animals with PTS are not
functionally deaf (Richardson et al.,
1995; Au and Hastings, 2008). Available
data from humans and other terrestrial
mammals indicate that a 40 dB
threshold shift approximates PTS onset
(see Ward et al., 1958, 1959; Ward,
1960; Kryter et al., 1966; Miller, 1974;
Ahroon et al., 1996; Henderson et al.,
2008). PTS criteria for marine mammals
are estimates, as with the exception of
a single study unintentionally inducing
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PTS in a harbor seal (Kastak et al.,
2008), there are no empirical data
measuring PTS in marine mammals
largely due to the fact that, for various
ethical reasons, experiments involving
anthropogenic noise exposure at levels
inducing PTS are not typically pursued
or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). Based on data from cetacean TTS
measurements (see Southall et al., 2007;
2019), a TTS of 6 dB is considered the
minimum threshold shift clearly larger
than any day-to-day or session-tosession variation in a subject’s normal
hearing ability (Schlundt et al., 2000;
Finneran et al., 2000, 2002). As
described in Finneran (2015), marine
mammal studies have shown the
amount of TTS increases with SELcum
in an accelerating fashion: at low
exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Many studies have examined noiseinduced hearing loss in marine
mammals (see Finneran (2015) and
Southall et al. (2019) for summaries).
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter, 2013). While
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experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. For
cetaceans, published data on the onset
of TTS are limited to captive bottlenose
dolphin (Tursiops truncatus), beluga
whale (Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
(Neophocoena asiaeorientalis) (Southall
et al., 2019). For pinnipeds in water,
measurements of TTS are limited to
harbor seals, elephant seals, bearded
seals (Erignathus barbatus), and
California sea lions (Zalophus
californianus) (Kastak et al., 1999; 2007;
Kastelein et al., 2019b; 2019c;
Reichmuth et al., 2019; Sills et al., 2020;
Kastelein et al., 2021; 2022a; 2022b).
These studies examine hearing
thresholds measured in marine
mammals before and after exposure to
intense or long-duration sound
exposures. The difference between the
pre-exposure and post-exposure
thresholds can be used to determine the
amount of threshold shift at various
post-exposure times.
The amount and onset of TTS
depends on the exposure frequency.
Sounds at low frequencies, well below
the region of best sensitivity for a
species or hearing group, are less
hazardous than those at higher
frequencies, near the region of best
sensitivity (Finneran and Schlundt,
2013). At low frequencies, onset-TTS
exposure levels are higher compared to
those in the region of best sensitivity
(i.e., a low frequency noise would need
to be louder to cause TTS onset when
TTS exposure level is higher), as shown
for harbor porpoises and harbor seals
(Kastelein et al., 2019a; Kastelein et al.,
2019c). Note that in general, harbor
seals and harbor porpoises have a lower
TTS onset than other measured
pinniped or cetacean species (Finneran,
2015). In addition, TTS can accumulate
across multiple exposures, but the
resulting TTS will be less than the TTS
from a single, continuous exposure with
the same SEL (Mooney et al., 2009;
Finneran et al., 2010; Kastelein et al.,
2014; 2015). This means that TTS
predictions based on the total,
cumulative SEL will overestimate the
amount of TTS from intermittent
exposures, such as sonars and impulsive
sources. Nachtigall et al. (2018) describe
measurements of hearing sensitivity of
multiple odontocete species (bottlenose
dolphin, harbor porpoise, beluga, and
false killer whale (Pseudorca
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crassidens)) when a relatively loud
sound was preceded by a warning
sound. These captive animals were
shown to reduce hearing sensitivity
when warned of an impending intense
sound. Based on these experimental
observations of captive animals, the
authors suggest that wild animals may
dampen their hearing during prolonged
exposures or if conditioned to anticipate
intense sounds. Another study showed
that echolocating animals (including
odontocetes) might have anatomical
specializations that might allow for
conditioned hearing reduction and
filtering of low-frequency ambient
noise, including increased stiffness and
control of middle ear structures and
placement of inner ear structures
(Ketten et al., 2021). Data available on
noise-induced hearing loss for
mysticetes are currently lacking (NMFS,
2018). Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans, but such
relationships are assumed to be similar
to those in humans and other terrestrial
mammals. PTS typically occurs at
exposure levels at least several decibels
above (a 40-dB threshold shift
approximates PTS onset; e.g., Kryter et
al., 1966; Miller, 1974) that inducing
mild TTS (a 6-dB threshold shift
approximates TTS onset; e.g., Southall
et al., 2007). Based on data from
terrestrial mammals, a precautionary
assumption is that the PTS thresholds
for impulsive sounds (such as impact
pile driving pulses as received close to
the source) are at least 6 dB higher than
the TTS threshold on a peak-pressure
basis and PTS cumulative sound
exposure level thresholds are 15 to 20
dB higher than TTS cumulative sound
exposure level thresholds (Southall et
al., 2007). Given the higher level of
sound or longer exposure duration
necessary to cause PTS as compared
with TTS, it is considerably less likely
that PTS could occur.
Behavioral Harassment—Exposure to
noise from pile driving and drilling also
has the potential to behaviorally disturb
marine mammals to a level that rises to
the definition of harassment under the
MMPA. Generally speaking, NMFS
considers a behavioral disturbance that
rises to the level of harassment under
the MMPA a non-minor response—in
other words, not every response
qualifies as behavioral disturbance, and
for responses that do, those of a higher
level, or accrued across a longer
duration, have the potential to affect
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foraging, reproduction, or survival.
Behavioral disturbance may include a
variety of effects, including subtle
changes in behavior (e.g., minor or brief
avoidance of an area or changes in
vocalizations), more conspicuous
changes in similar behavioral activities,
and more sustained and/or potentially
severe reactions, such as displacement
from or abandonment of high-quality
habitat. Disturbance may result in
changing durations of surfacing and
dives, changing direction and/or speed;
reducing/increasing vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); eliciting a visible startle
response or aggressive behavior (such as
tail/fin slapping or jaw clapping);
avoidance of areas where sound sources
are located. Pinnipeds may increase
their haul out time, possibly to avoid inwater disturbance (Thorson and Reyff,
2006). Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2004; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010, Southall et al.,
2021). Behavioral reactions can vary not
only among individuals but also within
an individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Please see Appendices B and C of
Southall et al. (2007) and Gomez et al.
(2016) for reviews of studies involving
marine mammal behavioral responses to
sound.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2004). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
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to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted above, behavioral state may
affect the type of response. For example,
animals that are resting may show
greater behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; National Research Council (NRC),
2003; Wartzok et al., 2004). Controlled
experiments with captive marine
mammals have showed pronounced
behavioral reactions, including
avoidance of loud sound sources
(Ridgway et al., 1997; Finneran et al.,
2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically seismic airguns or
acoustic harassment devices) have been
varied but often consist of avoidance
behavior or other behavioral changes
suggesting discomfort (Morton and
Symonds, 2002; see also Richardson et
al., 1995; Nowacek et al., 2007).
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
alteration of foraging behavior, effects to
breathing, interference with or alteration
of vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Costa et al.,
2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,b).
Variations in dive behavior may reflect
interruptions in biologically significant
activities (e.g., foraging) or they may be
of little biological significance. The
impact of an alteration to dive behavior
resulting from an acoustic exposure
depends on what the animal is doing at
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the time of the exposure and the type
and magnitude of the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
Variations in respiration naturally
vary with different behaviors and
alterations to breathing rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Various studies have shown that
respiration rates may either be
unaffected or could increase, depending
on the species and signal characteristics,
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al., 2001,
2005, 2006; Gailey et al., 2007).
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
humpback whales and killer whales
have been observed to increase the
length of their songs or vocalizations,
respectively (Miller et al., 2000; Fristrup
et al., 2003; Foote et al., 2004), while
right whales (Eubalaena glacialis) have
been observed to shift the frequency
content of their calls upward while
reducing the rate of calling in areas of
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increased anthropogenic noise (Parks et
al., 2007). In some cases, animals may
cease sound production during
production of aversive signals (Bowles
et al., 1994).
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from seismic surveys (Malme et al.,
1984). Avoidance may be short-term,
with animals returning to the area once
the noise has ceased (e.g., Bowles et al.,
1994; Goold, 1996; Stone et al., 2000;
Morton and Symonds, 2002; Gailey et
al., 2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996, Bowers et al., 2018).
The result of a flight response could
range from brief, temporary exertion and
displacement from the area where the
signal provokes flight to, in extreme
cases, marine mammal strandings
(England, 2001). However, it should be
noted that response to a perceived
predator does not necessarily invoke
flight (Ford and Reeves, 2008), and
whether individuals are solitary or in
groups may influence the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fishes
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
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Purser and Radford, 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day
period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than 1 day and not recurring
on subsequent days is not considered
particularly severe unless it could
directly affect reproduction or survival
(Southall et al., 2007). Note that there is
a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
Stress Responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Selye, 1950;
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
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(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
‘‘stress’’ (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
For example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003), however distress is an unlikely
result of this project based on
observations of marine mammals during
previous, similar construction projects.
Auditory Masking—Since many
marine mammals rely on sound to find
prey, moderate social interactions, and
facilitate mating (Tyack, 2008), noise
from anthropogenic sound sources can
interfere with these functions, but only
if the noise spectrum overlaps with the
hearing sensitivity or vocal ranges of the
marine mammal (Southall et al., 2007;
Clark et al., 2009; Hatch et al., 2012).
Chronic exposure to excessive, though
not high-intensity, noise could cause
masking at particular frequencies for
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marine mammals that utilize sound for
vital biological functions (Clark et al.,
2009). Acoustic masking is when other
noises such as from human sources
interfere with an animal’s ability to
detect, recognize, or discriminate
between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995;
Erbe et al., 2016). Therefore, under
certain circumstances, marine mammals
whose acoustical sensors or
environment are being severely masked
could also be impaired from maximizing
their performance fitness in survival
and reproduction. The ability of a noise
source to mask biologically important
sounds depends on the characteristics of
both the noise source and the signal of
interest (e.g., signal-to-noise ratio,
temporal variability, direction), in
relation to each other and to an animal’s
hearing abilities (e.g., sensitivity,
frequency range, critical ratios,
frequency discrimination, directional
discrimination, age, or TTS hearing
loss), and existing ambient noise and
propagation conditions.
Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
human-made, it may be considered
harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009)
and may result in energetic or other
costs as animals change their
vocalization behavior (e.g., Miller et al.,
2000; Foote et al., 2004; Parks et al.,
2007; Di Iorio and Clark, 2010; Holt et
al., 2009). Masking can be reduced in
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situations where the signal and noise
come from different directions
(Richardson et al., 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Houser, 2014). Masking can be tested
directly in captive species (e.g., Erbe,
2008), but in wild populations it must
be either modeled or inferred from
evidence of masking compensation.
There are few studies addressing realworld masking sounds likely to be
experienced by marine mammals in the
wild (e.g., Branstetter et al., 2013).
Marine mammals near the proposed
project site are exposed to
anthropogenic noise which may lead to
some habituation, but is also a source of
masking. Vocalization changes may
result from a need to compete with an
increase in background noise and
include increasing the source level,
modifying the frequency, increasing the
call repetition rate of vocalizations, or
ceasing to vocalize in the presence of
increased noise (Hotchkin and Parks,
2013).
Masking is more likely to occur in the
presence of broadband, relatively
continuous noise sources. Energy
distribution of pile driving covers a
broad frequency spectrum, and sound
from pile driving would be within the
audible range of pinnipeds and
cetaceans present in the proposed action
area. While some construction during
the DOT&PF’s activities may mask some
acoustic signals that are relevant to the
daily behavior of marine mammals, the
short-term duration and limited areas
affected make it very unlikely that
survival would be affected.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with construction activities that have
the potential to cause behavioral
harassment, depending on their distance
from these activities. Airborne noise
would primarily be an issue for
pinnipeds that are swimming or hauled
out near the project site within the range
of noise levels elevated above airborne
acoustic criteria. Although pinnipeds
are known to haul-out regularly on manmade objects, incidents of take resulting
solely from airborne sound are unlikely
due to the sheltered proximity between
the proposed project area and the
known haulout sites (the closest known
pinniped haulout is for harbor seals,
which is located 4.5 km (2.8 mi)
southeast of the proposed project site,
but blocked by a land shadow).
Cetaceans are not expected to be
exposed to airborne sounds that would
result in harassment as defined under
the MMPA.
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We recognize that pinnipeds in the
water could be exposed to airborne
sound that may result in behavioral
harassment when looking with their
heads above water. Most likely, airborne
sound would cause behavioral
responses similar to those discussed
above in relation to underwater sound.
For instance, anthropogenic sound
could cause hauled-out pinnipeds to
exhibit changes in their normal
behavior, such as reduction in
vocalizations, or cause them to
temporarily abandon the area and move
further from the source. However, these
animals would previously have been
‘‘taken’’ because of exposure to
underwater sound above the behavioral
harassment thresholds, which are in all
cases larger than those associated with
airborne sound. Thus, the behavioral
harassment of these animals is already
accounted for in these estimates of
potential take. Therefore, we do not
believe that authorization of incidental
take resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further here.
Potential Effects on Marine Mammal
Habitat
The proposed project will occur
within the same footprint as existing
marine infrastructure. The nearshore
and intertidal habitat where the
proposed project will occur is an area of
relatively high marine vessel traffic.
Most marine mammals do not generally
use the area within the footprint of the
project area. Temporary, intermittent,
and short-term habitat alteration may
result from increased noise levels
within the Level A and Level B
harassment zones. Effects on marine
mammals will be limited to temporary
displacement from pile installation and
removal noise, and effects on prey
species will be similarly limited in time
and space.
Water Quality—Temporary and
localized reduction in water quality will
occur as a result of in-water
construction activities. Most of this
effect will occur during the installation
and removal of piles and bedrock
removal when bottom sediments are
disturbed. The installation and removal
of piles and bedrock removal will
disturb bottom sediments and may
cause a temporary increase in
suspended sediment in the project area.
During pile extraction, sediment
attached to the pile moves vertically
through the water column until
gravitational forces cause it to slough off
under its own weight. The small
resulting sediment plume is expected to
settle out of the water column within a
few hours. Studies of the effects of
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turbid water on fish (marine mammal
prey) suggest that concentrations of
suspended sediment can reach
thousands of milligrams per liter before
an acute toxic reaction is expected
(Burton, 1993).
Impacts to water quality from DTH
hammers are expected to be similar to
those described for pile driving. Impacts
to water quality would be localized and
temporary and would have negligible
impacts on marine mammal habitat.
Effects to turbidity and sedimentation
are expected to be short-term, minor,
and localized. Since the currents are
strong in the area, following the
completion of sediment-disturbing
activities, suspended sediments in the
water column should dissipate and
quickly return to background levels in
all construction scenarios. Turbidity
within the water column has the
potential to reduce the level of oxygen
in the water and irritate the gills of prey
fish species in the proposed project
area. However, turbidity plumes
associated with the project would be
temporary and localized, and fish in the
proposed project area would be able to
move away from and avoid the areas
where plumes may occur. Therefore, it
is expected that the impacts on prey fish
species from turbidity, and therefore on
marine mammals, would be minimal
and temporary. In general, the area
likely impacted by the proposed
construction activities is relatively small
compared to the available marine
mammal habitat in southeast Alaska.
Potential Effects on Prey—Sound may
affect marine mammals through impacts
on the abundance, behavior, or
distribution of prey species (e.g.,
crustaceans, cephalopods, fish,
zooplankton). Marine mammal prey
varies by species, season, and location
and, for some, is not well documented.
Studies regarding the effects of noise on
known marine mammal prey are
described here.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick and Mann, 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
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behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds that are
especially strong and/or intermittent
low-frequency sounds. Short duration,
sharp sounds can cause overt or subtle
changes in fish behavior and local
distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fishes; several
are based on studies in support of large,
multiyear bridge construction projects
(e.g., Scholik and Yan, 2001, 2002;
Popper and Hastings, 2009). Several
studies have demonstrated that impulse
sounds might affect the distribution and
behavior of some fishes, potentially
impacting foraging opportunities or
increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al.,
1992; Skalski et al., 1992; Santulli et al.,
1999; Paxton et al., 2017). However,
some studies have shown no or slight
reaction to impulse sounds (e.g., Pen˜a et
al., 2013; Wardle et al., 2001; Jorgenson
and Gyselman, 2009; Cott et al., 2012).
More commonly, though, the impacts of
noise on fishes are temporary.
SPLs of sufficient strength have been
known to cause injury to fishes and fish
mortality (summarized in Popper et al.,
2014). However, in most fish species,
hair cells in the ear continuously
regenerate and loss of auditory function
likely is restored when damaged cells
are replaced with new cells. Halvorsen
et al. (2012a) showed that a TTS of 4–
6 dB was recoverable within 24 hours
for one species. Impacts would be most
severe when the individual fish is close
to the source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
Essential fish habitat (EFH) has been
designated in the proposed project area
for all five species of salmon (i.e., chum
salmon, pink salmon, coho salmon,
sockeye salmon, and Chinook salmon;
NMFS 2017), which are common prey of
marine mammals. Many creeks flowing
into Sukkwan Strait and nearby areas
are known to contain salmonids,
including three primary creeks:
Hydaburg River, Natzuhini River, and
Saltery Creek (Giefer and Blossom
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2020); however, adverse effects on EFH
in this area are not expected.
Fish populations in the proposed
project area that serve as marine
mammal prey could be temporarily
affected by noise from pile installation
and removal. The frequency range in
which fish generally perceive
underwater sounds is 50 to 2,000 Hz,
with peak sensitivities below 800 Hz
(Popper and Hastings, 2009). Fish
behavior or distribution may change,
especially with strong and/or
intermittent sounds that could harm
fish. High underwater SPLs have been
documented to alter behavior, cause
hearing loss, and injure or kill
individual fish by causing serious
internal injury (Hastings and Popper,
2005).
The greatest potential impact to fishes
during construction would occur during
impact pile driving and DTH
excavation. In-water construction
activities would only occur during
daylight hours allowing fish to forage
and transit the project area in the
evening. Vibratory pile driving would
possibly elicit behavioral reactions from
fishes such as temporary avoidance of
the area but is unlikely to cause injuries
to fishes or have persistent effects on
local fish populations. In general,
impacts on marine mammal prey
species are expected to be minor,
localized, and temporary.
In-Water Construction Effects on
Potential Foraging Habitat
The proposed activities would not
result in permanent impacts to habitats
used directly by marine mammals. The
total seafloor area affected by pile
installation and removal is a very small
area compared to the vast foraging area
available to marine mammals outside
this project area. Construction would
have minimal permanent and temporary
impacts on benthic invertebrate species,
a marine mammal prey source. In
addition, although southeast Alaska in
its entirety is listed as a BIA for
humpback whales (Wild et al., 2023),
the proposed project area does not
contain particularly high-value habitat
and is not unusually important for this
species or any of the other species
potentially impacted by the DOT&PF’s
proposed activities. Therefore, impacts
of the project are not likely to have
adverse effects on marine mammal
foraging habitat in the proposed project
area.
The area impacted by the proposed
project is relatively small compared to
the available habitat just outside the
project area, and there are no areas of
particular importance that would be
impacted by this project. Any
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behavioral avoidance by fish of the
disturbed area would still leave
significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. As described in the
preceding, the potential for the
DOT&PF’s construction to affect the
availability of prey to marine mammals
or to meaningfully impact the quality of
physical or acoustic habitat is
considered to be insignificant.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers,’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
acoustic source (i.e., vibratory pile
driving, impact pile driving, and DTH
systems) has the potential to result in
disruption of behavioral patterns for
individual marine mammals. There is
also some potential for auditory (Level
A harassment) to result, primarily for
mysticetes and high frequency species
and phocids because predicted auditory
injury zones are larger than for midfrequency species and otariids. Auditory
injury is unlikely to occur for midfrequency species or otariids. The
proposed mitigation and monitoring
measures are expected to minimize the
severity of the taking to the extent
practicable. As described previously, no
serious injury or mortality is anticipated
or proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
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mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, 2021, Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB re 1 mPa for continuous
(e.g., vibratory pile-driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
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potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
The DOT&PF’s proposed activity
includes the use of continuous
(vibratory pile driving) and intermittent
(impact pile driving) sources, and
therefore the RMS SPL thresholds of 120
and 160 dB re 1 mPa are applicable. DTH
systems have both continuous, nonimpulsive, and impulsive components
as discussed in the Description of Sound
Sources section above. When evaluating
Level B harassment, NMFS recommends
treating DTH as a continuous source and
applying the RMS SPL thresholds of 120
dB re 1 mPa.
Level A Harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). The DOT&PF’s proposed
construction includes the use of
impulsive (impact pile driving) and
non-impulsive (vibratory pile driving)
sources. As described above, DTH
includes both impulsive and nonimpulsive characteristics. When
evaluating Level A harassment, NMFS
recommends treating DTH as an
impulsive source.
The thresholds used to identify the
onset of PTS are provided in Table 4.
The references, analysis, and
methodology used in the development
of the thresholds are described in
NMFS’ 2018 Technical Guidance, which
may be accessed at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing Group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for NMFS’ 2018 Technical Guidance. Hence, the subscript ‘‘flat’’
is being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., impact pile installation,
vibratory pile installation, vibratory pile
removal, and DTH).
Sound Source Levels of Proposed
Activities—The intensity of pile driving
sounds is greatly influenced by factors
such as the type of piles (material and
diameter), hammer type, and the
physical environment (e.g., sediment
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type) in which the activity takes place.
The DOT&PF evaluated SPL and TL
measurements available for certain pile
types and sizes from similar activities
elsewhere in Alaska or outside of Alaska
and relied on relevant sound source
verification studies to determine
appropriate proxy levels for their
proposed activities. Recently proposed
and issued IHAs from southeast Alaska
were also reviewed to identify the most
appropriate SPLs and TL coefficients for
use in this application. NMFS agrees
that the SPL values and TL coefficients
that the DOT&PF proposed for vibratory
installation and removal and impact
installation of 16-inch (40.64 cm), 20inch (50.80 cm), and 24-inch (60.96 cm)
steel piles are appropriate proxy levels
for their proposed construction
activities (see Table 5 for proposed
proxy levels). However, NMFS finds
that DOT&PF’s proposed SPL values for
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Sfmt 4703
8-inch (20.32 cm) tension anchors and
TL coefficients for all DTH activities
(described in further detail below) are
not consistent with what NMFS assesses
to be the best available science, and
instead proposes for use SPLs and TL
coefficients for DTH consistent with
NMFS’ recommendations for analyses of
noise from DTH systems (https://
media.fisheries.noaa.gov/2022-11/
PUBLIC%20DTH%20Basic%
20Guidance_November%202022.pdf)
(NMFS, 2022). NMFS specifically
requests comments on its proposed SPL
values and TL coefficients for DTH
systems, assessment that these values
are more appropriate than those
proposed by DOT&PF, as well as on its
DTH recommendations generally. Note
that the values in Table 5 represent SPL
referenced at a distance of 10 m from
the source.
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TABLE 5—SUMMARY OF UNATTENUATED IN-WATER PILE DRIVING PROXY LEVELS (AT 10 m) AND TRANSMISSION LOSS
COEFFICIENTS
Peak SPL
(dB re 1 μPa)
RMS SPL
(dB re 1 μPa)
SELss
(dB re 1 μPa2
sec)
Vibratory hammer .................
Vibratory hammer .................
Vibratory hammer .................
Impact hammer .....................
Impact hammer .....................
DTH system ..........................
NA
NA
NA
208
208
2 170
158
161
161
187
193
156
NA
NA
NA
176
178
2 144
DTH system ..........................
DTH system ..........................
184
184
167
167
159
159
Pile type
Installation method
16-inch steel piles .................
20-inch steel piles .................
24-inch steel piles .................
20-inch steel piles .................
24-inch steel piles .................
8-inch tension anchors ..........
20-inch rock sockets ..............
24-inch rock sockets ..............
Reference
(levels)
CALTRANS (2020).
Navy (2015).
Navy (2015).
CALTRANS (2020).
CALTRANS (2020).
Reyff and Heyvaert (2019);
Reyff (2020).
Heyvaert and Reyff (2021).
Heyvaert and Reyff (2021).
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Notes: NMFS conservatively assumes that noise levels during vibratory pile removal are the same as those during installation for the same
type and size pile; all SPLs are unattenuated and represent the SPL referenced at a distance of 10 m from the source; NA = Not applicable; dB
re 1 μPa = decibels (dB) referenced to a pressure of 1 micropascal.
NMFS recommends that DTH system
installation be treated as a continuous
sound source for Level B behavioral
harassment calculations and as an
impulsive source for Level A
harassment calculations (NMFS, 2022)
given these systems produce noise
including characteristics of both source
types (described above in the
Description of Sound Sources section).
The DOT&PF reviewed projects that
were most similar to the specified
activity in terms of drilling activities,
type and size of piles installed, method
of pile installation, and substrate
conditions. Data from DTH system
installation of 24-inch (60.96-cm) piles
in Tenakee Springs, Alaska, indicate a
continuous RMS SPL of 167 dB, an
impulsive peak SPL of 184 dB, and a
SELss level of 159 dB (all at 10 m)
(Heyvaert and Reyff, 2021). Therefore,
DOT&PF proposed these levels as proxy
values for DTH system installation of
20- and 24-inch (50.80- and 60.96-cm)
rock sockets during the proposed
activities. NMFS concurs that these
levels are appropriate proxy levels for
the installation of rock sockets via DTH
systems for the proposed project (Table
5).
TL coefficient data from Denes et al.
(2016) and Heyvaert and Reyff (2021)
indicate that sounds from 24-inch
(60.96-cm) drilling rock sockets in
Kodiak and Tenakee Springs, Alaska,
decay at rates ranging from 18.9*log10(R)
to 20.3*log10(R), where R indicates
range from the subject pile, for RMS
SPLs, respectively. Therefore, Reyff
(2022) recommends in Appendix C of
the DOT&PF’s application that sounds
from DTH activities are characteristic of
a point source and proposed a TL
coefficient of 19.0 be used as a proxy for
20- and 24-inch (50.80- and 60.96-cm)
rock socket installation in Hydaburg
(Denes et al., 2016; Heyvaert and Reyff,
2021). While there is evidence that TL
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coefficients can be high during DTH
activities (e.g., Denes et al., 2016; Reyff,
2020; Heyvaert and Reyff, 2021), TL
coefficient measurements reported from
DTH activities are highly variable and in
some cases have been reported to be
lower, and more representative of
practical spreading models (i.e.,
15*log10(R)). For example, recent rock
socket measurements from Tongass
Narrows in Ketchikan, Alaska, located
approximately 76 km east of Hydaburg,
Alaska, reported TL coefficients of 14.1
for SELss, 14.3 for RMS SPL, and 14.8
for Peak SPL measurements of 24-inch
(60.96-cm) open-end steel piles for
ranges recorded out to 80–95 m (Miner,
2023). Other rock socket measurements
from Skagway, Alaska, reported TL
coefficients of 13.3 for SELss and 13.8
for Peak SPL measurements of 42-inch
(106.68-cm) steel piles for ranges
recorded out to 1,400 m from the pile
(Reyff, 2020). Further, the TL
measurements reported by Denes et al.
(2016) and Heyvaert and Reyff (2021) in
Kodiak and Tenakee Springs, Alaska,
were also high for impact and vibratory
pile driving. For example, in Tenakee
Springs, TL coefficients for impact pile
driving of 18-inch (45.75-cm) steel
battered piles, 24-inch (60.96-cm) steel
vertical piles, and 30-inch (76.20-cm)
steel battered and vertical piles ranged
from 18.8 to 19.1 for SELss, 19.6 to 20.1
for RMS SPL, and 18.9 to 20.0 for Peak
SPL measurements recorded out to
1,100 m (Heyvaert and Reyff, 2021). The
TL coefficients reported for impact pile
driving and vibratory pile driving of 24inch (60.96-cm) piles in Kodiak, when
considering monitoring ranges out to
1,125 m, were 20.3 and 21.9 for RMS
SPL, respectively (Denes et al., 2016).
Therefore, the TL coefficients reported
by these two studies, and used by Reyff
(2022) and the DOT&PF to support a
proxy TL coefficient of 19.0, may not be
representative of TL coefficients in other
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Sfmt 4703
locations in southeast Alaska or
potentially at those same locations
under different conditions. In addition,
all of the acoustic measurements (i.e.,
for vibratory, impact, and DTH pile
driving) from Kodiak were missing
energy on the recordings between 50–
300 Hz due to the shallow bathymetry
in the region (which did not support
propagation of low frequencies), making
their data less suitable for use as proxy
data as they did not include the full
range of frequencies produced by the
construction activities (Denes et al.,
2016).
As described in the Description of
Sound Sources section, sound
propagation, and thus TL, through an
environment can be complicated and
depend on a multitude of factors (e.g.,
seabed type, bathymetry, and the local
sound speed profiles, characteristics of
the sound itself), which can vary
temporally and spatially. Many of these
factors that affect sound propagation
and TL are thus site- and time-specific.
For coastal activities, such as pile
driving, if area-specific information on
propagation/transmission loss is not
available, NMFS generally recommends
practical spreading (TL=15 * log10(R))
(e.g., Stadler and Woodbury, 2009;
CALTRANS, 2015; NMFS, 2020). There
are no site specific TL data available for
the drilling of rock sockets in Hydaburg,
Alaska. Therefore, at this time, NMFS
has preliminarily determined that
DOT&PF’s proposed TL coefficient of
19.0 for the installation of rock sockets
during their proposed project is
inappropriate, and instead proposes a
default TL coefficient of 15.0 be used for
these activities. This is consistent with
the recommendations outlined in NMFS
(2020) and NMFS (2022).
Underwater noise from tension
anchor construction is typically lower
than noise produced by other DTH
activities. During tension anchor
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construction, the casing used during
drilling is inside a larger-diameter pile,
reducing noise levels. In addition,
anchor holes are substantially smaller in
diameter and deeper than rock sockets,
and therefore, result in much lower
sound (Reyff and Heyvaert, 2019). The
DOT&PF and NMFS agree that a
continuous RMS SPL of 156 dB (at 10
m) (Reyff and Heyvaert, 2019) is the
most appropriate proxy level to use for
the installation of 8-inch (20.32-cm)
tension anchors at this time. However,
DOT&PF proposed that 8-inch (20.32cm) tension anchors should be
considered as a solely non-impulsive,
continuous sound source when
calculating Level A and Level B
behavioral harassment rather than as
having both impulsive (Level A) and
continuous (Level B behavioral
harassment) components as
recommended by NMFS (2022).
DOT&PF based this argument on the
finding that Heyvaert and Reyff (2021)
could not classify the tension anchor
installation as impulsive for the
purposes of Level A harassment zone
calculations because the impulse sound
level was generally not much louder
than the continuous sound level.
However, there is evidence that DTH
piling and DTH drilling contains
impulsive components (i.e., pulsed
sounds) (Guan et al., 2022), including
from Heyvaert and Reyff (2021) who
reported that sounds from tension rock
anchor installation had impulsive
characteristics, but that the noise from
these pulses were not distinctly higher
than the constant drilling sounds. It is
important to account for these
impulsive characteristics since they
have a greater potential to cause noiseinduced hearing loss compared to nonimpulsive sounds. Thus, there does not
appear to be enough evidence to
indicate that 8-inch (20.32-cm) rock
tension anchor piles have no impulsive
components. Therefore, as the data
suggest is appropriate, NMFS proposes
impulsive SELss values of 144 dB and
170 dB peak SPL (Reyff, 2020),
respectively (at 10 m), for the DTH
system installation of 8-inch (20.32-cm)
tension anchors during the proposed
activity.
DOT&PF propose a TL coefficient of
19.0 for 8-inch (20.32-cm) tension
anchors based on the measurements
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from Skagway, Alaska (Reyff and
Heyvaert, 2019; Reyff, 2020) and
Tenakee Springs, Alaska (Heyvaert and
Reyff, 2021) as recommended in Reyff
(2022) in Appendix C of the DOT&PF’s
application. These are the only two
hydroacoustic studies both the DOT&PF
and NMFS are aware of that have
involved the installation of tension
anchors. Reyff and Heyvaert (2019) and
Reyff (2020) (which provides an update
to Reyff and Heyvaert, 2019) reported a
TL coefficient of 24.2 for RMS SPL
values recorded from 36 to 110 m from
the pile of 8-inch (20.32-cm) rock
tension anchors in Skagway, Alaska.
Heyvaert and Reyff (2021) reported a TL
coefficient of 19.2 for RMS SPL values
recorded from 9 to 900 m of 8-inch
(20.32-cm) rock anchor casings installed
within 24-inch (60.96-cm) diameter
vertical piles and 17.0 for RMS SPL
values recorded from 10 to 110 m of 8inch (20.32-cm) rock anchor casings
installed within 18-inch (45.75 cm)
diameter battered piles in Tenakee
Springs, Alaska.
As discussed above, TL measurements
from this particular study in Tenakee
Springs appear to be higher in general
for all pile driving activities (vibratory
and impact pile driving and DTH
systems) and thus may not be
representative of TL coefficients
recorded elsewhere in southeast Alaska
or under different circumstances at
Tenakee Springs. For the Skagway
dataset, sound level measurements were
only made out to 110 m, and therefore
it is unknown if the resulting TL
coefficient is representative at greater
distances. While there is data to suggest
that TL coefficients from the installation
of tension anchors may typically be
higher than 15*log10(R) (e.g., Reyff and
Heyvaert, 2019; Reyff, 2020; Heyvaert
and Reyff, 2021), these data are based on
measurements of only a few piles and
they were obtained from study sites
located over 320 km away from
Hydaburg, Alaska. Thus, given the lack
of site specific TL measurements for the
installation of tension anchors in
Hydaburg, at this time, NMFS does not
agree with the DOT&PF’s proposed TL
coefficient of 19.0 for the DTH
installation of rock tension anchor piles
and instead proposes a default TL
coefficient of 15.0, which is consistent
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Sfmt 4703
with recommendations outlined in
NMFS (2020) and NMFS (2022).
Estimated Harassment Isopleths—All
Level B harassment isopleths are
reported in Table 7 considering RMS
SPLs and the default TL coefficient.
Land forms (including causeways,
breakwaters, islands, and other land
masses) impede the transmission of
underwater sound and create shadows
behind them where sound from
construction is not audible. At
Hydaburg, Level B harassment isopleths
from the proposed project will be
blocked by Sukkwan Island, Spook
Island, Mushroom Island, and the
coastline along Prince of Wales Island
both southeast and northwest of the
project site. The maximum distance that
a harassment isopleth can extend due to
these land masses is 5,162 m.
The ensonified area associated with
Level A harassment is technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance (2018) that can be
used to relatively simply predict an
isopleth distance for use in conjunction
with marine mammal density or
occurrence to help predict potential
takes. We note that because of some of
the assumptions included in the
methods underlying this optional tool,
we anticipate that the resulting isopleth
estimates are typically going to be
overestimates of some degree, which
may result in an overestimate of
potential take by Level A harassment.
However, this optional tool offers the
best way to estimate isopleth distances
when more sophisticated modeling
methods are not available or practical.
For stationary sources (such as from
impact pile driving, vibratory pile
driving, and DTH), the optional User
Spreadsheet tool predicts the distance at
which, if a marine mammal remained at
that distance for the duration of the
activity, it would be expected to incur
PTS. Inputs used in the optional User
Spreadsheet tool are reported in Table 6
and the resulting estimated isopleths are
reported in Table 7. (Please see Table 6–
5 in the DOT&PF’s application for
harassment isopleths calculated using
the DTH TL coefficients and source
levels for 8-in (20.32-cm) tension
anchors proposed therein).
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TABLE 6—NMFS USER SPREADSHEET INPUTS
Vibratory pile driving
Spreadsheet Tab Used .......
Source Level (SPL) .............
Transmission Loss Coefficient.
Weighting Factor Adjustment
(kHz).
Time to install/remove single
pile (minutes).
Number of strikes per pile ...
Piles per day ........................
Distance of sound pressure
level measurement (m).
1A
2A
16-inch steel
piles
20-inch steel
piles
Removal
Installation/
removal
Impact pile driving
24-inch steel piles
DTH
20-inch steel
piles
24-inch steel
piles
20- and 24inch rock
socket
8-inch tension
anchor
Installation
Installation
Installation
Removal
Installation
Installation
A.1) NonImpul, Stat,
Cont.
161 dB RMS
15 .................
E.1) Impact
pile driving.
E.1) Impact
pile driving.
E.2) DTH
Systems.
A.1) DTH
Systems.
176 dB SEL ..
15 .................
178 dB SEL ..
15 .................
159 dB RMS
15 .................
144 dB RMS.
15.
A.1) NonImpul, Stat,
Cont.
158 dB RMS
15 .................
A.1) Non-Impul,
Stat, Cont.
161 dB RMS .......
15 ........................
A.1) NonImpul, Stat,
Cont.
161 dB RMS
15 .................
2.5 ................
2.5 .......................
2.5 ................
2.5 ................
2 ...................
2 ...................
2 ...................
2.
30 .................
15/30 1 .................
15/30 1 ..........
30 .................
.......................
.......................
60–480 2 .......
60–240.2
.......................
2 ...................
10 .................
.............................
2/10 1 ...................
10 ........................
.......................
2/10 1 ............
10 .................
.......................
2 ...................
10 .................
50 .................
1/2 1 ..............
10 .................
50 .................
1/2 1 ..............
10 .................
15 .................
1 ...................
10 .................
15.
1.
10.
maximum scenario was calculated for this activity.
range of scenarios was calculated for this activity.
TABLE 7—DISTANCES TO LEVEL A HARASSMENT, BY HEARING GROUP, AND DISTANCES AND AREAS OF LEVEL B
HARASSMENT THRESHOLDS PER PILE TYPE AND PILE DRIVING METHOD
Level A harassment distance (m)
Activity
Minutes
(min) or strikes per pile
Pile size
Vibratory Installation ....
Vibratory Removal .......
Impact Installation ........
20- and 24-inch ...........
16-inch .........................
24-inch .........................
20-inch .........................
24-inch .........................
DTH (Rock
Socket) 2
DTH (Tension Anchor) 2.
...
20- and 24-inch ...........
8-inch ...........................
Piles
per day
15 min .........................
30 1 min .......................
30 min .........................
30 min .........................
50 strikes .....................
50 1 strikes ...................
50 strikes .....................
50 1 strikes ...................
60 min .........................
120 min .......................
180 min .......................
240 min .......................
300 min .......................
360 min .......................
420 min .......................
480 min .......................
60 min .........................
120 min .......................
180 min .......................
240 min .......................
300 min .......................
360 min .......................
420 min .......................
480 min .......................
LF
2
1 10
2
2
1
12
1
12
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
5
20
5
7
47
74
63
100
359
569
746
903
1,048
1,184
1,312
1,434
36
57
75
91
105
119
132
144
MF
1
2
1
1
2
3
3
4
13
21
27
33
38
43
47
51
2
2
3
4
4
5
5
6
HF
7
30
7
11
56
88
75
119
427
678
888
1,076
1,249
1,410
1,563
1,708
43
68
89
108
125
141
157
171
PW
OW
3
13
3
5
25
40
34
54
192
305
399
484
561
634
702
768
20
31
40
4
57
64
71
77
1
1
1
1
2
3
3
4
14
23
29
36
41
47
52
56
2
3
3
4
5
5
6
6
Level B
harassment
distance (m)
all hearing
groups
3 5,412
Level B
harassment
area (km2)
all hearing
groups
4 4.34
3,415
3.90
3 5,412
4 4.34
1,585
2.14
631
0.65
3 13,594
4 4.34
2,512
3.07
1A
maximum scenario was calculated for this activity.
range of scenarios was calculated for this activity.
distances would be truncated where appropriate to account for land masses, to a maximum distance of 5,162 m.
4 Harassment areas are truncated where appropriate to account for land masses, to a maximum area of 4.34 km2.
2A
3 Harassment
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Marine Mammal Occurrence and Take
Estimation
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information that will inform
the take calculations. We also describe
how this information is synthesized to
produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization.
Although construction is currently
planned to begin in fall 2023,
unexpected delays associated with
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construction can occur. To account for
this uncertainty, the following exposure
estimates assume that construction
would occur during the periods of peak
abundance for those species for which
abundance varies seasonally.
Due to the differences in the DTH
analysis between the DOT&PF’s
application and this notice, estimated
Level B harassment isopleths for DTH
activities are larger than those
calculated by the DOT&PF (Tables 6–4
and 6–5 in the DOT&PF’s application
versus Table 7 in this notice). However,
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because Level B harassment isopleths
are truncated by local land masses, the
maximum estimated areas of
ensonification for Level B harassment
are equivalent. Therefore, no adjustment
is needed to estimates of total take.
Steller Sea Lion
No density or abundance numbers
exist for Steller sea lions in the
proposed action area, and they are not
known to regularly occur near
Hydaburg. However, in context of a lack
of local data, the DOT&PF
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conservatively estimated that during
peak salmon runs, 6 groups of 10
individuals could be exposed to projectrelated underwater noise each week
during pile installation and removal
activities, for a total of 240 exposures (4
weeks * 60 sea lions per week = 240
total exposures).
DOT&PF’s largest estimated Level A
harassment zone for Steller sea lions
was 39 m (see Tables 6–4 and 6–5 in the
DOT&PF’s application). Based on this
assumption, the DOT&PF assumed that
it would be unlikely for a Steller sea
lion to approach that closely and remain
unobserved for a period of time long
enough to incur PTS. While the
harassment isopleths estimated herein
are larger than those proposed by the
DOT&PF (see Table 7), the largest Level
A harassment zone for Steller sea lions
is still only 59 m. Due to the small Level
A harassment zones (Table 7) and the
implementation of shutdown zones,
which will be larger than Level A
harassment zones (described below in
the Proposed Mitigation section), NMFS
concurs with the DOT&PFs assessment
that take by Level A harassment is not
anticipated for Steller sea lions.
Therefore, NMFS proposes to authorize
all 240 estimated exposures as takes by
Level B harassment. Takes by Level A
harassment for Steller sea lions are not
proposed to be authorized.
Harbor Seal
Up to six known harbor seal haulouts
are located near the proposed project
area; however, they are all located
outside of the estimated harassment
zones, with the closest haulout located
just over 4.5 km (2.8 mi) southeast of the
proposed project site, but blocked by a
land shadow (see Figure 4–2 in the
DOT&PF’s application). Within the
project area, harbor seals remain
relatively rare as described by local
residents. The DOT&PF conservatively
estimated that up to 8 harbor seals could
be within estimated harassment zones
each day during pile installation and
removal activities, for a total of 208
exposures (26 days * 8 seals per day =
208 total exposures).
DOT&PF’s largest estimated Level A
harassment zone for harbor seals was
308 m (see Tables 6–4 and 6–5 in the
DOT&PF’s application). While there are
no known harbor seal haulouts located
within this distance, it is possible that
harbor seals may approach and enter
within this distance for sufficient
duration to incur PTS. DOT&PF
estimated that up to 12 harbor seals per
week could occur within the Level A
harassment zones. Based on this
analysis, and the DOT&PF’s proposal to
implement a shutdown zone larger than
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the largest Level A harassment zone
(i.e., 310 m, see Table 6–5 in the
DOT&PF’s application), the DOT&PF
requested that 48 takes by Level A
harassment (12 exposures per week * 4
weeks of pile installation = 48
exposures) and 160 takes by Level B
harassment (208 total exposures minus
48 takes by Level A harassment) be
proposed for authorization.
The largest Level A harassment zone
for harbor seals, as estimated by NMFS,
is 768 m. While there are still no known
harbor seal haulouts within this
distance, the likelihood of harbor seals
occurring within the Level A
harassment zones for sufficient duration
to incur PTS increases. Further, the
largest practicable shutdown zone that
the DOT&PF states it can implement for
harbor seals is 400 m (described below
in the Proposed Mitigation section),
which is smaller than the Level A
harassment zones estimated to result
from 240 or more minutes of 20- and 24inch (50.8- and 60.96-cm) DTH rock
socket installation. To account for this
difference, NMFS proposes to authorize
additional takes by Level A harassment,
as compared with the DOT&PF’s
request. Additional takes were
determined by calculating the ratio of
the largest Level A harassment area for
20- and 24-inch (50.8- and 60.96-cm)
DTH activities (i.e., 0.89 km2 for a Level
A harassment distance of 768 m) minus
the area of the proposed shutdown zone
for harbor seals (i.e., 0.27 km2 for a
shutdown zone distance of 400 m) to the
area of the Level B harassment isopleth
(4.34 km2 for a Level B harassment
distance of 5,162 m) (i.e., (0.89
km2¥0.27 km2)/4.34 km2 = 0.14). We
then multiplied this ratio by the total
number of estimated harbor seal
exposures to determine additional take
by Level A harassment (i.e., 0.14 * 208
exposures = 29.12 takes, rounded up to
30 takes). The total proposed take by
Level A harassment was then calculated
as the take originally proposed and
requested by the DOT&PF plus the
additional take calculated by NMFS
(i.e., 48 + 30), for a total of 78 takes by
Level A harassment. Takes by Level B
harassment were calculated as the
number of estimated harbor seal
exposures minus the proposed amount
of take by Level A harassment (i.e.,
208¥78). Therefore, NMFS proposes to
authorize 78 takes by Level A
harassment and 130 takes by Level B
harassment for harbor seals, for a total
of 208 takes.
Northern Elephant Seal
Northern elephant seal abundance
throughout coastal southeast Alaska is
low, and anecdotal reports have not
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included northern elephant seals near
the proposed project area. However,
northern elephant seals have been
observed elsewhere in southeast Alaska;
therefore, this species could occur near
the proposed project area. To account
for this possibility, the DOT&PF
estimated that one northern elephant
seal could be within estimated
harassment zones each week during pile
installation and removal activities, for a
total of four exposures (4 weeks * 1
northern elephant seal each week = 4
total exposures).
DOT&PF’s largest estimated Level A
harassment zone for northern elephant
seals was 308 m (see Tables 6–4 and 6–
5 in the DOT&PF’s application). The
DOT&PF assumed that northern
elephant seals would be unlikely to
approach this distance without
detection while underwater activities
are underway, and therefore did not
request that takes by Level A
harassment be authorized for northern
elephant seals. However, the harassment
isopleths for DTH activities estimated
by NMFS are much larger. In addition,
the largest practical shutdown zone the
DOT&PF states it can implement for
northern elephant seals (400 m)
(described below in the Proposed
Mitigation section) is smaller than the
Level A harassment isopleths that result
from 240 or minutes more of 20- and 24inch (50.8- and 60.96-cm) DTH rock
socket installation. To account for this
difference, NMFS followed the same
method as described above for harbor
seals to calculate take by Level A
harassment to propose for northern
elephant seals. This was achieved by
calculating the ratio of the largest Level
A harassment area for 20- and 24-inch
(50.8- and 60.96-cm) DTH activities (i.e.,
0.89 km2 for a Level A harassment
distance of 768 m) minus the area of the
proposed shutdown zone for elephant
seals (i.e., 0.27 km2 for a shutdown zone
distance of 400 m) to the area of the
Level B harassment isopleth (4.34 km2
for a Level B harassment distance of
5,162 m) (i.e., (0.89 km2¥0.27 km2)/
4.34 km2 = 0.14), and by multiplying
this ratio by the total number of
estimated northern elephant seal
exposures (i.e., 0.14 * 4 exposures =
0.56 takes, rounded up to 1 take by
Level A harassment). Takes by Level B
harassment were calculated as the
number of estimated northern elephant
exposures minus the proposed amount
of take by Level A harassment to be
authorized (i.e., 4¥1). Therefore, NMFS
proposes to authorize one take by Level
A harassment and three takes by Level
B harassment for northern elephant
seals, for a total of four takes.
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Harbor Porpoise
There have been no systematic studies
or observations of harbor porpoises
specific to Hydaburg or Sukkwan Strait,
and sightings of harbor porpoises have
not been described in this region by
local residents. As such, there is limited
potential for them to occur in the
proposed project area, but they could
occur in low numbers as individuals
have been observed in southern inland
waters of southeast Alaska. Therefore,
the DOT&PF estimated that up to two
harbor porpoises could be within
estimated harassment zones each day
during pile installation and removal
activities, for a total of 52 exposures (26
days * 2 porpoises per day = 52
exposures).
Harbor porpoises are small, lack a
visible blow, have low dorsal fins, an
overall low profile, and a short surfacing
time, making them difficult to observe
(Dahlheim et al., 2015). These
characteristics likely reduce the
identification and reporting of this
species. For these reasons, the DOT&PF
requested that a small number of takes
by Level A harassment be authorized for
harbor porpoises. Based off of a
maximum Level A harassment isopleth
distance of 579 m for harbor porpoises
estimated by the DOT&PF, the DOT&PF
assumed that one pair of harbor
porpoises may enter the Level A
harassment zone every 7 days of inwater construction. Therefore, the
DOT&PF requested that NMFS propose
to authorize eight takes by Level A
harassment for harbor porpoise for the
proposed construction activities (4
weeks * 2 harbor porpoise per week =
8 takes by Level A harassment).
The maximum Level A harassment
isopleth estimated by NMFS for harbor
porpoises is 1,708 m, 2.9 times larger
than the isopleth estimated by the
DOT&PF (580 m). The largest
practicable shutdown zone that the
DOT&PF states it can implement for
harbor porpoises is 500 m (described
below in the Proposed Mitigation
section), which is smaller than the Level
A harassment isopleths estimated to
result from 120 or more minutes of 20and 24-inch (50.8- and 60.96-cm) DTH
rock socket installation. To account for
this difference and the increased
possibility of harbor porpoises occurring
outside of the shutdown zone and in the
Level A harassment zone long enough to
incur PTS, NMFS proposes to authorize
additional takes by Level A harassment,
as compared with the DOT&PF’s
request. Additional takes were
determined by calculating the ratio of
the largest Level A harassment area for
20- and 24-inch (50.8- and 60.96-cm)
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DTH activities (i.e., 2.25 km2 for a Level
A harassment distance of 1,708 m minus
the area of the proposed shutdown zone
for harbor porpoises (i.e., 0.42 km2 for
a shutdown zone distance of 500 m) to
the area of the Level B harassment
isopleth (4.34 km2 for a Level B
harassment distance of 5,162 m) (i.e.,
(2.25 km2¥0.42 km2)/4.34 km2 = 0.42).
We then multiplied this ratio by the
total number of estimated harbor
porpoise exposures to determine
additional take by Level A harassment
(i.e., 0.42 * 8 exposures = 3.36 takes,
rounded up to 4 takes). The total
proposed take by Level A harassment
was then calculated as the take
originally proposed and requested by
the DOT&PF plus the additional take
calculated by NMFS to account for the
larger Level A harassment zones
estimated by NMFS to result from DTH
activities (i.e., 8 + 4), for a total of 12
takes by Level A harassment. Takes by
Level B harassment were calculated as
the number of estimated harbor
porpoise exposures minus the proposed
amount of take by Level A harassment
(i.e., 52¥12). Therefore, NMFS
proposes to authorize 12 takes by Level
A harassment and 40 takes by Level B
harassment for harbor seals, for a total
of 52 takes.
Dall’s Porpoise
Dall’s porpoises are not expected to
occur in Sukkwan Strait because the
shallow water habitat of the bay is
atypical of areas where Dall’s porpoises
usually occur. However, recent research
indicates that Dall’s porpoises may
opportunistically exploit nearshore
habitats where predators, such as killer
whales, are absent. Therefore, the
DOT&PF anticipates that one large
Dall’s porpoise pod (15 individuals)
could be within the estimated
harassment zones during in-water
construction, for a total of 15 possible
exposures.
DOT&PF’s largest estimated Level A
harassment zone for Dall’s porpoise was
579 m. Dall’s porpoises typically appear
in larger groups and exhibit behaviors
that make them more visible and thus
easier to observe at distance. Based on
this assumption, the DOT&PF did not
request any takes by Level A harassment
for this species. However, similar to
harbor porpoises, the maximum Level A
harassment zone estimated by NMFS
(1,708 m) is 2.9 times larger than the
zone estimated by the DOT&PF. The
largest practicable shutdown zone that
the DOT&PF states it can implement for
Dall’s porpoises during this project is
500 m (described below in the Proposed
Mitigation section), which is smaller
than the Level A harassment zones
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45797
estimated by NMFS to result from 120
or more minutes of 20- and 24-inch
(50.8- and 60.96-cm) DTH rock socket
installation. To account for this
difference and the increased possibility
of Dall’s porpoises occurring outside of
the shutdown zone and in the Level A
harassment zones for sufficient duration
to incur PTS, NMFS proposes to add
additional takes by Level A harassment,
as compared with the DOT&PF’s
request. Because Dall’s porpoises
typically occur in groups, NMFS
proposes to authorize 15 takes (i.e., one
large pod) by Level A harassment in
addition to the 15 takes by Level B
harassment that the DOT&PF requested,
for a total of 30 takes. This would help
to ensure that the DOT&PF have enough
takes to account for the possibility of
one large pod occurring in either the
Level A or the Level B harassment zone.
Pacific White-Sided Dolphin
Pacific white-sided dolphins do not
generally occur in the shallow, inland
waterways of southeast Alaska. There
are no records of this species occurring
in Sukkwan Strait, and it is uncommon
for individuals to occur in the proposed
project area. However, recent
fluctuations in distribution and
abundance decrease the certainty in this
prediction. Therefore, the DOT&PF
conservatively estimated that one large
group (92 individuals) of Pacific whitesided dolphins could be within
estimated harassment zones during the
proposed in-water construction.
DOT&PF’s largest estimated Level A
harassment zone for Pacific white-sided
dolphins was 37 m (see Tables 6–4 and
6–5 in the DOT&PF’s application).
Given the large group size and more
conspicuous nature of Pacific whitesided dolphins, the DOT&PF did not
request any takes by Level A harassment
for this species as it would be unlikely
they would approach this distance for
sufficient duration to incur PTS. The
largest Level A harassment zone
estimated by NMFS for Pacific white
sided dolphins is still only 51 m. Due
to the small Level A harassment zones
(Table 7) and the implementation of
shutdown zones, which will be larger
than Level A harassment zones
(described below in the Proposed
Mitigation section), NMFS concurs with
the DOT&PFs assessment that take by
Level A harassment is not anticipated
for Pacific white-sided dolphins.
Therefore, NMFS proposes to authorize
all 92 estimated exposures as takes by
Level B harassment. Takes by Level A
harassment for Pacific white-sided
dolphins are not proposed to be
authorized.
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Killer Whale
Killer whales are observed
infrequently throughout Sukkwan Strait,
and their presence near Hydaburg is
unlikely. However, anecdotal local
information suggests that a pod may be
seen in the proposed project area every
few months. Therefore, the DOT&PF
estimate that one killer whale pod of up
to 15 individuals may be within
estimated harassment zones once during
the proposed pile installation and
removal activities (15 total exposures).
DOT&PF’s largest estimated Level A
harassment zone for killer whales was
37 m (see Tables 6–4 and 6–5 in the
DOT&PF’s application). Because killer
whales are unlikely to enter Sukkwan
Strait and are relatively conspicuous,
the DOT&OF did not request any takes
by Level A harassment for this species
as it would be unlikely they would
approach this distance for sufficient
duration to incur PTS. The largest Level
A harassment zone for killer whales
estimated by NMFS is still only 51 m
(Table 7). Due to the small Level A
harassment zones (Table 7) and the
implementation of shutdown zones,
which will be larger than Level A
harassment zones (described below in
the Proposed Mitigation section), NMFS
concurs with the DOT&PFs assessment
that take by Level A harassment is not
anticipated for killer whales. Therefore,
NMFS proposes to authorize all 15
estimated exposures as takes by Level B
harassment. Takes by Level A
harassment for killer whales are not
proposed to be authorized.
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Humpback Whale
Use of Sukkwan Strait by humpback
whales is common but intermittent and
dependent on the presence of prey fish.
Based on anecdotal evidence from local
residents, the DOT&PF predicts that
four groups of two whales, up to eight
individuals per week, may be within
estimated harassment zones each week
during the 4 weeks of the proposed pile
installation and removal activities, for a
total of 32 exposures (8 per week * 4
weeks = 32 total exposures). Wade
(2021) estimated that approximately 2.4
percent of humpback whales in
southeast Alaska are members of the
Mexico DPS, while all others are
members of the Hawaii DPS. Therefore,
the DOT&PF estimates that 1 of the
exposures (32 whales * 0.024 = 0.77
rounded up to 1) would be of Mexico
DPS individuals and 31 exposures
would be of Hawaii DPS individuals.
DOT&PF’s largest estimated Level A
harassment zone for humpback whales
was 504 m (see Tables 6–4 and 6–5 in
the DOT&PF’s application). However,
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due to the long duration of DTH piling
that is anticipated, and the potential for
humpback whales to enter the Level A
harassment zones from around
obstructions or landforms near the
proposed project area, the DOT&PF
requested that NMFS propose to
authorize 4 takes by Level A harassment
(equivalent to two groups of two
individuals) of humpback whales. Due
to the small percentage of humpback
whales that may belong to the Mexico
DPS in southeast Alaska, the DOT&PF
assumes that all takes by Level A
harassment will be attributed to Hawaii
DPS whales.
The largest Level A harassment zone
for humpback whales, as estimated by
NMFS, is 1,435 m (Table 7). The largest
practicable shutdown zone that the
DOT&PF states it can implement for
humpback whales during this project is
1,000 m (described below in the
Proposed Mitigation section), which is
smaller than the Level A harassment
zones estimated by NMFS to result from
300 or more minutes of 20- and 24-inch
(50.8- and 60.96-cm) DTH rock socket
installation. To account for this
difference and the increased possibility
of humpback whales occurring outside
of the shutdown zone and in the Level
A harassment zone long enough to incur
PTS, NMFS proposes to add additional
takes by Level A harassment, compared
with the DOT&PF’s request.
NMFS calculated additional takes by
Level A harassment by determining the
ratio of the largest Level A harassment
area for 20- and 24-inch (50.8- and
60.96-cm) DTH activities (i.e., 2.01 km2
for a Level A harassment distance of
1,435 m) minus the area of the proposed
shutdown zone for humpback whales
(i.e., 1.34 km2 for a shutdown zone
distance of 1,000 m) to the area of the
Level B harassment isopleth (4.34 km2
for a Level B harassment distance of
5,162 m) (i.e., (2.01 km2¥1.34 km2)/
4.34 km2 = 0.15). We then multiplied
this ratio by the total number of
estimated humpback whales exposures
to determine additional take by Level A
harassment (i.e., 0.15 * 32 exposures =
4.80 takes, rounded up to 5 takes). The
total proposed take by Level A
harassment was then calculated as the
take originally proposed and requested
by the DOT&PF plus the additional take
calculated by NMFS to account for the
larger Level A harassment zones
estimated to result from DTH activities
(i.e., 4 + 5), for a total of 9 takes by Level
A harassment. Takes by Level B
harassment were calculated as the
number of estimated humpback whale
exposures minus the proposed amount
of take by Level A harassment (i.e.,
32¥9). Therefore, NMFS proposes to
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authorize 9 takes by Level A harassment
and 23 takes by Level B harassment for
humpback whales, for a total of 32
takes. Given that approximately 2.4
percent of humpback whales in
southeast Alaska are members of the
Mexico DPS, NMFS assumes that one of
the proposed take by Level B
harassment may be attributed to a
humpback whale from the Mexico DPS
(32 * 2.4 percent = 0.77, rounded up to
1 take). All other takes by Level B
harassment and all takes by Level A
harassment (i.e., 31) are assumed to be
attributed to humpback whales from the
Hawaii DPS.
Minke Whale
Minke whale abundance throughout
southeast Alaska is low, and anecdotal
reports have not included minke whales
near the proposed project area.
However, minke whales are distributed
throughout a wide variety of habitats
and have been observed elsewhere in
southeast Alaska; therefore, this species
could occur near the proposed project
area. NMFS has previously estimated
that three individual minke whales
could occur near Metlakatla every 4
months during a similar activity (86 FR
43190, August 6, 2021). Therefore,
DOT&PF conservatively estimated that
up to three minke whales may be
exposed to project-related underwater
noise during the proposed pile
installation and removal activities.
DOT&PF’s largest estimated Level A
harassment zone for minke whales was
504 m (see Tables 6–4 and 6–5 in the
DOT&PF’s application). Due to the low
likelihood of minke whale occurrence
near the proposed project site, the
DOT&PF did not request any takes by
Level A harassment for this species.
However, the maximum Level A
harassment isopleth estimated by NMFS
for minke whales is 1,435 m. The largest
practicable shutdown zone that the
DOT&PF states it can implement for
minke whales during this project is
1,000 m (described below in the
Proposed Mitigation section), which is
smaller than the Level A harassment
isopleths estimated by NMFS to result
from 300 or more minutes of 20- and 24inch (50.8- and 60.96-cm) DTH rock
socket installation. To account for this
difference and the increased possibility
of minke whales occurring outside of
the shutdown zone and within the Level
A harassment zone long enough to incur
PTS, NMFS proposes to add takes by
Level A harassment, compared with the
DOT&PF’s request.
NMFS calculated takes by Level A
harassment by determining the ratio of
the largest Level A harassment area for
20- and 24-inch (50.8- and 60.69-cm)
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DTH activities (i.e., 2.01 km2 for a Level
A harassment distance of 1,435 m)
minus the area of the proposed
shutdown zone for minke whales (i.e.,
1.34 km2 for a shutdown zone distance
of 1,000 m) to the area of the Level B
harassment isopleth (4.34 km2) for a
Level B harassment distance of 5,162 m)
(i.e., (2.01 km2¥1.34 km2)/4.34 km2 =
0.15). We then multiplied this ratio by
the total number of estimated minke
whales exposures to determine take by
Level A harassment (i.e., 0.15 * 3
exposures = 0.45 takes, rounded up to
1 take by Level A harassment). Takes by
Level B harassment were calculated as
the number of estimated minke whale
exposures minus the proposed amount
of take by Level A harassment (i.e.,
3¥1). Therefore, NMFS proposes to
authorize one take by Level A
harassment and two takes by Level B
harassment for minke whales, for a total
of three takes.
In summary, the total amount of Level
A harassment and Level B harassment
authorized for each marine mammal
stock is presented in Table 8.
TABLE 8—AMOUNT OF TAKE AS A PERCENTAGE OF STOCK ABUNDANCE, BY STOCK AND HARASSMENT TYPE
Authorized take
Species
Percent of
stock
Stock or DPS
Level A
Steller sea lion ..........................................
Harbor seals ..............................................
Northern elephant seals ............................
Harbor porpoises ......................................
Dall’s porpoises .........................................
Pacific white-sided dolphins ......................
Killer whales ..............................................
Humpback whales .....................................
Minke whales ............................................
Eastern .....................................................
Dixon/Cape Decision ................................
CA Breeding .............................................
Southeast Alaska .....................................
Alaska .......................................................
N Pacific ...................................................
Eastern North Pacific Alaska Resident ....
Eastern Northern Pacific Northern Resident.
West Coast Transient ...............................
Central N Pacific ......................................
Alaska .......................................................
Level B
Total
0
78
1
12
15
0
0
240
130
3
40
15
92
15
240
208
4
52
30
92
15
9
1
23
2
32
3
0.56
0.89
<0.01
1 0.47
2 0.23
0.34
3 0.78
3 4.97
3 4.30
0.32
....................
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1 NMFS does not have an official abundance estimate for this stock; therefore, this percentage is based off of the most recent abundance estimate for this stock (11,146; Hobbs and Waite, 2010).
2 NMFS does not have an official abundance estimate for this stock; therefore, this percentage is based off of the minimum population estimate
for this stock (13,110; Muto et al., 2022).
3 NMFS conservatively assumes that all 15 takes occur to each stock.
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
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stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned);
and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost, and
impact on operations.
The DOT&PF must employ the
following standard mitigation measures,
as included in the proposed IHA:
• Ensure that construction
supervisors and crews, the monitoring
team and relevant DOT&PF staff are
trained prior to the start of all pile
driving and DTH activity, so that
responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
during the project must be trained prior
to commencing work;
• Avoid direct physical interaction
with marine mammals during
construction activity. If a marine
mammal comes within 10 m of such
activity, operations shall cease. Should
a marine mammal come within 10 m of
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a vessel in transit, the boat operator
would reduce vessel speed to the
minimum level required to maintain
steerage and safe working conditions. If
human safety is at risk, the in-water
activity will be allowed to continue
until it is safe to stop;
• Employ PSOs and establish
monitoring locations as described in
Section 5 of the IHA. The DOT&PF must
monitor the project area to the
maximum extent possible based on the
required number of PSOs, required
monitoring locations, and
environmental conditions. For all pile
driving and DTH activities at least two
PSOs must be used;
• For all pile driving/removal
activities, a minimum 30 m shutdown
zone must be established. The purpose
of a shutdown zone is generally to
define an area within which shutdown
of activity would occur upon sighting of
a marine mammal (or in anticipation of
an animal entering the defined area).
Shutdown zones will vary based on the
type of driving/removal activity type
and by marine mammal hearing group
(see Table 9). Here, shutdown zones are
larger than or equivalent to the
calculated Level A harassment isopleths
shown in Table 7, except when
indicated due to practicability and
effectiveness concerns. These concerns
include the limited viewpoints available
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to station PSOs along Sukkwan Strait,
the presence of landmasses that may
obstruct viewpoints, and decreased
effectiveness in sighting marine
mammals at increased distances.
Further, shutdown zones at greater
distances than proposed in Table 9
would likely result in the DOT&PFs
activities being shut down more
frequently than is practicable for them
to maintain their project schedule. Note
the shutdown zones for DTH activity
proposed in this notice differ from those
proposed by the DOT&PF (see Table 6–
5 of their application) based on the
increased Level A harassment isopleth
estimates resulting from NMFS’ analysis
(see detailed discussion in the
Estimated Take section);
TABLE 9—PROPOSED SHUTDOWN ZONES DURING PROJECT ACTIVITIES
Activity
Minutes (min) or
strikes per pile
Pile size
Shutdown zone
(m)
Piles per
day
LF
Vibratory Installation ........................
Vibratory Removal ...........................
Impact Installation ............................
20- and 24-inch ..
16- and 24-inch ..
20-inch ................
24-inch ................
DTH (Rock Socket) .........................
20- and 24-inch ..
DTH (Tension Anchor) ....................
8-inch ..................
1 The
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2 The
≤30 min ..............
30 min ................
50 strikes ............
50 strikes ............
50 strikes ............
50 strikes ............
60 min ................
120 min ..............
180 min ..............
240 min ..............
300 min ..............
360 min ..............
420 min ..............
480 min ..............
60 min ................
120 min ..............
180 min ..............
240 min ..............
300 min ..............
360 min ..............
420 min ..............
480 min ..............
≤10
2
1
2
1
2
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
1
MF
30
30
50
80
70
1 100
360
570
750
1,000
2 1,000
2 1,000
2 1,000
2 1,000
40
60
80
100
110
120
140
150
HF
30
30
30
30
30
30
30
30
30
40
40
50
50
60
30
30
30
30
30
30
30
30
30
30
60
90
80
120
430
2 500
2 500
2 500
2 500
2 500
2 500
2 500
50
70
90
110
130
150
160
180
PW
OW
30
30
30
1 40
40
60
200
310
400
2 400
2 400
2 400
2 400
2 400
30
40
1 40
30
60
70
80
80
30
30
30
30
30
30
30
30
30
40
50
50
60
60
30
30
30
30
30
30
30
30
proposed shutdown zone is equivalent to the Level A harassment distance.
proposed shutdown is smaller than the Level A harassment distance.
• DOT&PF anticipates that the
maximum number of piles to be
installed and or the daily duration of
pile driving or DTH use may vary
significantly, with large differences in
maximum zone sizes possible
depending on the work planned for a
given day (Table 7). Given this
uncertainty, DOT&PF will utilize a
tiered system to identify and monitor
the appropriate Level A harassment
zones and shutdown zones on a daily
basis, based on the maximum expected
number of piles to be installed (impact
or vibratory pile driving) or the
maximum expected DTH duration for
each day. At the start of each work day,
DOT&PF will determine the maximum
scenario for that day (according to the
defined duration intervals in Tables 7
and 9), which will determine the
appropriate Level A harassment isopleth
and associated shutdown zone for that
day. This Level A harassment zone
(Table 7) and associated shutdown zone
(Table 9) must be observed by PSO(s) for
the entire work day, regardless of
whether DOT&PF ultimately meets the
anticipated scenario parameters for that
day;
• Marine mammals observed
anywhere within visual range of the
PSO will be tracked relative to
construction activities. If a marine
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mammal is observed entering or within
the shutdown zones indicated in Table
9, pile driving or DTH activities must be
delayed or halted. If pile driving or DTH
activities are delayed or halted due to
the presence of a marine mammal, the
activity may not commence or resume
until either the animal has voluntarily
exited and been visually confirmed
beyond the shutdown zone (Table 9) or
15 minutes have passed without redetection of the animal;
• Monitoring must take place from 30
minutes prior to initiation of pile
driving (i.e., pre-clearance monitoring)
through 30 minutes post-completion of
pile driving or DTH activity;
• Pre-start clearance monitoring must
be conducted during periods of
visibility sufficient for the lead PSO to
determine that the shutdown zones
indicated in Table 9 are clear of marine
mammals. Pile driving may commence
following 30 minutes of observation
when the determination is made that the
shutdown zones are clear of marine
mammals;
• The DOT&PF must use soft start
techniques when impact pile driving.
Soft start requires contractors to provide
an initial set of three strikes at reduced
energy, followed by a 30-second waiting
period, then two subsequent reduced
energy strike sets. A soft start must be
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implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer. Soft starts will not be used for
vibratory pile installation and removal
or for DTH activities. PSOs shall begin
observing for marine mammals 30
minutes before ‘‘soft start’’ or in-water
pile installation or removal begins;
• Pile driving activity must be halted
upon observation of either a species for
which incidental take is not authorized
or a species for which incidental take
has been authorized but the authorized
number of takes has been met, entering
or within the harassment zone;
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, areas of similar
significance, and on the availability of
such species or stock for subsistence
uses.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
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MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Visual Monitoring
Monitoring must be conducted by
qualified, NMFS-approved PSOs, in
accordance with the following:
• PSOs must be independent of the
activity contractor (e.g., employed by a
subcontractor) and have no other
assigned tasks during monitoring
periods. At least one PSO must have
prior experience performing the duties
of a PSO during construction activity
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pursuant to a NMFS-issued IHA or
Letter of Concurrence. Other PSOs may
substitute other relevant experience,
education (degree in biological science
or related field), or training for prior
experience performing the duties of a.
PSOs must be approved by NMFS prior
to beginning any activity subject to
these IHAs;
• DOT&PF must employ at least two
PSOs during all pile driving and DTH
activities. A minimum of one PSO must
be assigned to the active pile driving or
DTH location to monitor for marine
mammals and implement shutdown/
delay procedures when applicable by
calling for the shutdown to the hammer
operator. At least one additional PSO is
also required, and should be placed at
the best practical vantage point(s) to
ensure that the shutdown zones are
fully monitored and as much as the
Level B harassment zones are monitored
as practicable; though the observation
points may vary depending on the
construction activity and location of the
piles;
• Where a team of three or more PSOs
is required, a lead observer or
monitoring coordinator must be
designated. The lead observer must have
prior experience performing the duties
of a PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization;
• PSOs would use a hand-held GPS
device, rangefinder, or reticle binoculars
to verify the required monitoring
distance from the project site;
• PSOs must record all observations
of marine mammals, regardless of
distance from the pile being driven.
PSOs shall document any behavioral
reactions in concert with distance from
piles being driven or removed;
• PSOs must have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to record
required information including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
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45801
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Reporting
A draft marine mammal monitoring
report would be submitted to NMFS
within 90 days after the completion of
pile driving and DTH activities, or 60
days prior to a requested date of
issuance of any future IHAs for projects
at the same location, whichever comes
first. The reports would include an
overall description of work completed,
a narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the reports must
include:
• Dates and times (begin and end) of
all marine mammal monitoring;
• Construction activities occurring
during each daily observation period,
including the number and type of piles
driven or removed and by what method
(i.e., impact, vibratory, or DTH) and the
total equipment duration for vibratory
installation, removal and DTH for each
pile or total number of strikes for each
pile (impact driving);
• PSO locations during marine
mammal monitoring;
• Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
• Upon observation of a marine
mammal, the following information:
name of PSO who sighted the animal(s)
and PSO location and activity at time of
sighting; time of sighting; identification
of the animal(s) (e.g., genus/species,
lowest possible taxonomic level, or
unidentified), PSO confidence in
identification, and the composition of
the group if there is a mix of species;
distance and bearing of each marine
mammal observed relative to the pile
being driven for each sighting (if pile
driving was occurring at time of
sighting); estimated number of animals
(minimum, maximum, and best
estimate); estimated number of animals
by cohort (adults, juveniles, neonates,
group composition, sex class, etc.);
animal’s closest point of approach and
estimated time spent within the
harassment zone; description of any
marine mammal behavioral observations
(e.g., observed behaviors such as feeding
or traveling), including an assessment of
behavioral responses thought to have
resulted from the activity (e.g., no
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response or changes in behavioral state
such as ceasing feeding, changing
direction, flushing, or breaching);
• Number of marine mammals
detected within the harassment zones
and shutdown zones, by species;
• Detailed information about any
implementation of any mitigation
triggered (e.g., shutdowns and delays), a
description of specific actions that
ensued, and resulting changes in
behavior of the animal(s), if any;
If no comments are received from
NMFS within 30 days, the draft final
reports would constitute the final
reports. If comments are received, a
final report addressing NMFS comments
must be submitted within 30 days after
receipt of comments.
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Reporting Injured or Dead Marine
Mammals
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal, the
IHA-holder must immediately cease the
specified activities and report the
incident to the Office of Protected
Resources, NMFS
(PR.ITP.MonitoringReports@noaa.gov),
and to the Alaska Regional Stranding
Coordinator as soon as feasible. If the
death or injury was clearly caused by
the specified activity, the DOT&PF must
immediately cease the specified
activities until NMFS is able to review
the circumstances of the incident and
determine what, if any, additional
measures are appropriate to ensure
compliance with the terms of the IHAs.
The DOT&PF must not resume their
activities until notified by NMFS. The
report must include the following
information:
• Time, date, and location (latitude
and longitude) of the first discovery
(and updated location information if
known and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal was discovered.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
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(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the majority of
our analysis applies to all the species
listed in Table 2, given that many of the
anticipated effects of the DOT&PFs
construction activities on different
marine mammal stocks are expected to
be relatively similar in nature. Where
there are meaningful differences
between species or stocks, or groups of
species, in anticipated individual
responses to activities, impact of
expected take on the population due to
differences in population status, or
impacts on habitat, they are described
independently in the analysis below.
Pile driving and DTH activities
associated with the project, as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment and, for some species Level
A harassment, from underwater sounds
generated by pile driving and DTH
systems. Potential takes could occur if
marine mammals are present in zones
ensonified above the thresholds for
Level B harassment or Level A
harassment, identified above, while
activities are underway.
The DOT&PF’s proposed activities
and associated impacts will occur
within a limited, confined area of the
stocks’ range. The work would occur in
the vicinity of the seaplane dock
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immediately adjacent to Hydaburg and
sound from the proposed activities
would be blocked by Sukkwan Island,
Spook Island, Mushroom Island, and the
coastline along Prince of Wales Island
both southeast and northwest of the
proposed project site (see Figure 1–2 in
the DOT&PF’s application) to a
maximum distance of 5,162 m and area
of 4.34 km2. The intensity and duration
of take by Level A harassment and Level
B harassment will be minimized
through use of mitigation measures
described herein. Further the amount of
take authorized is small when compared
to stock abundance. In addition, NMFS
does not anticipate that serious injury or
mortality will occur as a result of the
DOT&PF’s planned activity given the
nature of the activity, even in the
absence of required mitigation.
Exposures to elevated sound levels
produced during pile driving and DTH
may cause behavioral disturbance of
some individuals. Behavioral responses
of marine mammals to pile driving, pile
removal, and DTH systems at the
proposed project site are expected to be
mild, short term, and temporary. Effects
on individuals that are taken by Level
B harassment, as enumerated in the
Estimated Take section, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff, 2006). Marine
mammals within the Level B
harassment zones may not show any
visual cues they are disturbed by
activities or they could become alert,
avoid the area, leave the area, or display
other mild responses that are not
observable such as changes in
vocalization patterns or increased haul
out time (Thorson and Reyff, 2006).
Additionally, some of the species
present in the region will only be
present temporarily based on seasonal
patterns or during transit between other
habitats. These temporarily present
species will be exposed to even smaller
periods of noise-generating activity,
further decreasing the impacts. Most
likely, individual animals will simply
move away from the sound source and
be temporarily displaced from the area,
although even this reaction has been
observed primarily only in association
with impact pile driving. Because
DOT&PF’s activities could occur during
any season, takes may occur during
important feeding times. The project
area though represents a small portion
of available foraging habitat and impacts
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on marine mammal feeding for all
species should be minimal.
The activities analyzed here are
similar to numerous other construction
activities conducted along southeastern
Alaska (e.g., 86 FR 43190, August 6,
2021; 87 FR 15387, March 18, 2022),
which have taken place with no known
long-term adverse consequences from
behavioral harassment. These reactions
and behavioral changes are expected to
subside quickly when the exposures
cease and, therefore, no such long-term
adverse consequences should be
expected (e.g., Graham et al., 2017). The
intensity of Level B harassment events
will be minimized through use of
mitigation measures described herein,
which were not quantitatively factored
into the take estimates. The DOT&PF
will use at least two PSOs stationed
strategically to increase detectability of
marine mammals during in-water pile
driving and DTH activities, enabling a
high rate of success in implementation
of shutdowns to avoid or minimize
injury for most species. Further, given
the absence of any major rookeries and
haulouts within the estimated
harassment zones, we assume that
potential takes by Level B harassment
would have an inconsequential shortterm effect on individuals and would
not result in population-level impacts.
As stated in the mitigation section,
DOT&PF will implement shutdown
zones that equal or exceed many of the
Level A harassment isopleths shown in
Table 8. Take by Level A harassment is
proposed for authorization for some
species (harbor seals, northern elephant
seals, harbor porpoises, Dall’s porpoises,
humpback whales, and minke whales)
to account for the potential that an
animal could enter and remain within
the Level A harassment zone for a
duration long enough to incur PTS. Any
take by Level A harassment is expected
to arise from, at most, a small degree of
PTS because animals would need to be
exposed to higher levels and/or longer
duration than are expected to occur here
in order to incur any more than a small
degree of PTS.
Due to the levels and durations of
likely exposure, animals that experience
PTS will likely only receive slight PTS,
i.e., minor degradation of hearing
capabilities within regions of hearing
that align most completely with the
frequency range of the energy produced
by DOT&PF’s proposed in-water
construction activities (i.e., the lowfrequency region below 2 kHz), not
severe hearing impairment or
impairment in the reigns of greatest
hearing sensitivity. If hearing
impairment does occur, it is most likely
that the affected animal will lose a few
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dBs in its hearing sensitivity, which in
most cases is not likely to meaningfully
affect its ability to forage and
communicate with conspecifics. There
are no data to suggest that a single
instance in which an animal accrues
PTS (or TTS) and is subject to
behavioral disturbance would result in
impacts to reproduction or survival. If
PTS were to occur, it would be at a
lower level likely to accrue to a
relatively small portion of the
population by being a stationary activity
in one particular location. Additionally,
and as noted previously, some subset of
the individuals that are behaviorally
harassed could also simultaneously
incur some small degree of TTS for a
short duration of time. Because of the
small degree anticipated, though, any
PTS or TTS potentially incurred here is
not expected to adversely impact
individual fitness, let alone annual rates
of recruitment or survival.
Theoretically, repeated, sequential
exposure to pile driving noise over a
long duration could result in more
severe impacts to individuals that could
affect a population. However, the
limited number of non-consecutive pile
driving days for this project and the
absence of any pinniped haulouts or
other known cetacean residency
patterns in the proposed action area
means that these types of impacts are
not anticipated.
For all species except humpback
whales, there are no known BIAs near
the project zone that will be impacted
by DOT&PF’s planned activities. For
humpback whales, the whole of
southeast Alaska is a seasonal feeding
BIA from May through September (Wild
et al., 2023), however, Sukkwan Strait is
a small passageway and represents a
very small portion of the total available
habitat. Also, while southeast Alaska is
considered an important area for feeding
humpback during this time, it is not
currently designated as critical habitat
for humpback whales (86 FR 21082,
April 21, 2021).
The project is also not expected to
have significant adverse effects on any
marine mammal habitat. The project
activities will not modify existing
marine mammal habitat since the
project will occur within the same
footprint as existing marine
infrastructure. Impacts to the immediate
substrate are anticipated, but these
would be limited to minor, temporary
suspension of sediments, which could
impact water quality and visibility for a
short amount of time but which would
not be expected to have any effects on
individual marine mammals.
In addition, impacts to marine
mammal prey species are expected to be
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45803
minor and temporary and to have, at
most, short-term effects on foraging of
individual marine mammals, and likely
no effect on the populations of marine
mammals as a whole. Overall, the area
impacted by the project is very small
compared to the available surrounding
habitat, and does not include habitat of
particular importance. The most likely
impact to prey will be temporary
behavioral avoidance of the immediate
area. During construction activities, it is
expected that some fish and marine
mammals would temporarily leave the
area of disturbance, thus impacting
marine mammals’ foraging
opportunities in a limited portion of the
foraging range. But, because of the
relatively small area of the habitat that
may be affected, and lack of any habitat
of particular importance, the impacts to
marine mammal habitat are not
expected to cause significant or longterm negative consequences.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• Level A harassment proposed for
authorization is expected to be of a
lower degree that would not impact the
fitness of any animals;
• Anticipated incidents of Level B
harassment consist of, at worst,
temporary modifications in behavior;
• The required mitigation measures
(i.e., soft starts, shutdown zones) are
expected to be effective in reducing the
effects of the specified activity by
minimizing the numbers of marine
mammals exposed to injurious levels of
sound, and by ensuring that any take by
Level A harassment is, at most, a small
degree of PTS;
• The intensity of anticipated takes
by Level B harassment is low for all
stocks and will not be of a duration or
intensity expected to result in impacts
on reproduction or survival;
• Minimal impacts to marine
mammal habitat/prey are expected;
• The only known area of specific
biological importance covers a broad
area of southeast Alaska for humpback
whales, and the project area is a very
small portion of that BIA. No other
known areas of particular biological
importance to any of the affected
species or stocks are impacted by the
activity, including ESA-designated
critical habitat;
• The project area represents a very
small portion of the available foraging
area for all potentially impacted marine
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ddrumheller on DSK120RN23PROD with NOTICES4
mammal species and stocks and
anticipated habitat impacts are minor;
and
• Monitoring reports from similar
work in southeast Alaska have
documented little to no effect on
individuals of the same species
impacted by the specified activities.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only small
numbers of incidental take may be
authorized under section 101(a)(5)(A)
and (D) of the MMPA for specified
activities other than military readiness
activities. The MMPA does not define
small numbers and so, in practice,
where estimated numbers are available,
NMFS compares the number of
individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The maximum annual amount of take
NMFS proposes to authorize for five
marine mammal stocks is below onethird of the estimated stock abundance
for all species (in fact, take of
individuals is less than five percent of
the abundance of all affected stocks, see
Table 8). The number of animals
proposed for authorization to be taken
from these stocks would be considered
small relative to the relevant stock’s
abundances even if each estimated take
occurred to a new individual. Some
individuals may return multiple times
in a day, but PSOs would count them as
separate individuals if they cannot be
individually identified.
The Alaska stock of Dall’s porpoise
has no official NMFS abundance
estimate for this area, as the most recent
estimate is greater than eight years old.
Abundance estimates for Dall’s porpoise
in inland waters of southeast Alaska
were calculated from 19 line-transect
vessel surveys from 1991 to 2012
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Jkt 259001
(Jefferson et al., 2019). Abundance
across the whole period was estimated
at 5,381 (CV = 0.25), 2,680 (CV = 0.20),
and 1,637 (CV = 0.23) in the spring,
summer, and fall, respectively (Jefferson
et al., 2019). The minimum population
estimate (NMIN) for the entire Alaska
stock is assumed to correspond to the
point estimate of a 2015 vessel-based
abundance computed by Rone et al.
(2017) in the Gulf of Alaska (N = 13,110;
CV = 0.22) (Muto et al., 2022); however,
the study area of this survey
corresponds to a small fraction of the
range of the stock and, thus it is
reasonable to assume that the stock size
is equal to or greater than that estimate
(Muto et al., 2022). Therefore, the 22
takes of this stock proposed for
authorization clearly represent small
numbers of this stock.
Likewise, the Southeast Alaska stock
of harbor porpoise has no official NMFS
abundance estimate as the most recent
estimate is greater than 8 years old.
Aerial surveys of this stock were
conducted in June and July 1997 and
resulted in an abundance estimate of
11,146 harbor porpoise in the coastal
and inland waters of southeast Alaska
(Hobbs and Waite, 2010). The minimum
population estimate for this stock is
1,057 individuals; however, this
estimate represents some portion of the
total number of animals in the stock and
is not corrected for animals missed on
the survey track line for which the
estimate is based. Therefore, this
estimate is negatively biased (Muto et al,
2022). Regardless, the 52 takes of this
stock proposed for authorization
represent small numbers of this stock.
There is no current or historical
estimate of the Alaska minke whale
stock, but minke whale abundance has
been estimated to be over 1,000 whales
in portions of Alaska (Muto et al., 2022)
so the 3 takes proposed for
authorization represent small numbers
of this stock. Additionally, the range of
the Alaska stock of minke whales is
extensive, stretching from the Canadian
Pacific coast to the Chukchi Sea, and
DOT&PF’s project area impacts a small
portion of this range. Therefore, the
three takes of minke whale proposed for
authorization is small relative to
estimated survey abundance, even if
each proposed take occurred to a new
individual.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
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Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
216.103 as an impact resulting from the
specified activity: (1) that is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) causing the
marine mammals to abandon or avoid
hunting areas; (ii) directly displacing
subsistence users; or (iii) placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) that cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
Alaska Natives have traditionally
harvested subsistence resources in
southeast Alaska for many hundreds of
years, particularly large terrestrial
mammals, marine mammals, salmon,
and other fish (Alaska Department of
Fish and Game (ADF&G), 1997). Harbor
seals and sea otters are reported to be
the marine mammal species most
regularly harvested for subsistence in
the waters surrounding Hydaburg
(NOAA, 2013). An estimated 14.4
harbor seals were harvested by
Hydaburg residents every year from
2000 through 2008 (ADF&G, 2009a,
2009b). Hunting usually occurs in the
late fall and winter (ADF&G, 2009a).
The ADF&G has not recorded harvest of
cetaceans from Hydaburg (ADF&G,
2022). There are no subsistence
activities near the proposed project that
target humpback whales, and
subsistence hunters rarely target Steller
sea lions near the proposed project area.
Approximately 93 percent of
Hydaburg residents identified as Alaska
Native (Sill and Koster, 2017) in 2012.
Nearly half of all households harvested
wild resources in 2012, with nearly all
Hydaburg households using salmon,
non-salmon fish, marine invertebrates,
and vegetation (Sill and Koster, 2017).
Only six percent of Hydaburg
households participated in the hunting,
use, or receiving of harbor seals in 2012,
whereas up to eight percent used sea
otters (Sill and Koster, 2017). Based on
data from 2012, marine mammals
account for approximately one percent
(1,666 pounds or 756 kg) of all
subsistence harvest in Hydaburg (Sill
and Koster, 2017).
All proposed pile driving and DTH
activities will take place in the vicinity
of seaplane dock immediately adjacent
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to Hydaburg where subsistence
activities do not generally occur. The
proposed project will not have an
adverse impact on the availability of
marine mammals for subsistence use at
locations farther away. Some minor,
short-term disturbance of the harbor
seals or sea otters could occur, but this
is not likely to have any measurable
effect on subsistence harvest activities
in the region. No changes to availability
of subsistence resources will result from
the specified activities. Additionally,
DOT&PF is working with Haida Elders
on the project to raise awareness and
collaborate on the project within the
local community.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
proposed mitigation and monitoring
measures, NMFS has preliminarily
determined that there will not be an
unmitigable adverse impact on
subsistence uses from the DOT&PF’s
proposed activities.
ddrumheller on DSK120RN23PROD with NOTICES4
Endangered Species Act
Section 7(a)(2) of the ESA (16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species, in
this case with NMFS’ Alaska Regional
Office (AKRO).
NMFS is proposing to authorize take
of the Central North Pacific stock of
humpback whales, of which a portion
belong to the Mexico DPS of humpback
whales, which are ESA-listed. The
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Permits and Conservation Division has
requested initiation of section 7
consultation with the AKRO for the
issuance of this IHA. NMFS will
conclude the ESA consultation prior to
reaching a determination regarding the
proposed issuance of the authorization.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to the DOT&PF for conducting
pile driving and DTH activities during
of the Hydaburg Seaplane Base
Refurbishment Project in Hydaburg,
Alaska beginning in September 2023,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated. A draft
of the proposed IHA can be found at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
IHA for the proposed construction
activities. We also request comment on
the potential renewal of this proposed
IHA as described in the paragraph
below. Please include with your
comments any supporting data or
literature citations to help inform
decisions on the request for this IHA or
a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, 1-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activities section of this
notice is planned, or (2) the activities as
described in the Description of
Proposed Activities section of this
notice would not be completed by the
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45805
time the IHA expires and a renewal
would allow for completion of the
activities beyond that described in the
Dates and Duration section of this
notice, provided all of the following
conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond 1 year from
expiration of the initial IHA);
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take); and
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: July 10, 2023.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–14939 Filed 7–14–23; 8:45 am]
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Agencies
[Federal Register Volume 88, Number 135 (Monday, July 17, 2023)]
[Notices]
[Pages 45774-45805]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-14939]
[[Page 45773]]
Vol. 88
Monday,
No. 135
July 17, 2023
Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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Takes of Marine Mammals Incidental to Specified Activities; Taking
Marine Mammals Incidental to the Hydaburg Seaplane Base Refurbishment
Project in Hydaburg, Alaska; Notice
Federal Register / Vol. 88 , No. 135 / Monday, July 17, 2023 /
Notices
[[Page 45774]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD052]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the Hydaburg Seaplane Base
Refurbishment Project in Hydaburg, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
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SUMMARY: NMFS has received a request from the Alaska Department of
Transportation and Public Facilities (DOT&PF) for authorization to take
marine mammals incidental to the Hydaburg Seaplane Base Refurbishment
Project in Hydaburg, Alaska. Pursuant to the Marine Mammal Protection
Act (MMPA), NMFS is requesting comments on its proposal to issue an
incidental harassment authorization (IHA) to incidentally take marine
mammals during the specified activities. NMFS is also requesting
comments on a possible one-time, 1-year renewal that could be issued
under certain circumstances and if all requirements are met, as
described in Request for Public Comments at the end of this notice.
NMFS will consider public comments prior to making any final decision
on the issuance of the requested MMPA authorization and agency
responses will be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than August
16, 2023.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service, and should be submitted via email to
[email protected]. Electronic copies of the application and
supporting documents, as well as a list of the references cited in this
document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems accessing these documents,
please call the contact listed below.
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities without change. All
personal identifying information (e.g., name, address) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
confidential business information or otherwise sensitive or protected
information.
FOR FURTHER INFORMATION CONTACT: Reny Tyson Moore, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NAO 216-6A, which do not
individually or cumulatively have the potential for significant impacts
on the quality of the human environment and for which we have not
identified any extraordinary circumstances that would preclude this
categorical exclusion. Accordingly, NMFS has preliminarily determined
that the issuance of the proposed IHA qualifies to be categorically
excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On June 28, 2022, NMFS received a request from DOT&PF for an IHA to
take marine mammals incidental to the Hydaburg Seaplane Base
Refurbishment Project in Hydaburg, Alaska. Following NMFS' review of
the application, and multiple discussions between DOT&PF and NMFS,
DOT&PF submitted responses to NMFS questions on December 15, 2022 and a
revised application on February 22, 2023. The application was deemed
adequate and complete on March 13, 2023. DOT&PF's request is for take
of nine species of marine mammals by Level B harassment and, for a
subset of these species (i.e., harbor seal (Phoca vitulina), northern
elephant seal (Mirounga angustirostris), harbor porpoise (Phocoena
phocoena), Dall's porpoise (Phocoenoides dalli), humpback whale
(Megaptera novaeangliae), and minke whale (Balaenoptera
acutorostrata)), Level A harassment. Neither DOT&PF nor NMFS expect
serious injury or mortality to result from this activity and,
therefore, an IHA is appropriate.
Description of Proposed Activity
Overview
DOT&PF, in cooperation with the Federal Aviation Administration, is
proposing maintenance improvements to the existing Hydaburg Seaplane
Base as part of the Hydaburg Seaplane Base Refurbishment Project. The
existing facility has experienced deterioration in recent years, and
DOT&PF has conducted several repair projects. The facility is near the
end of its useful life,
[[Page 45775]]
and replacement of the existing float structures is required to
continue safe operation in the future. The in-water portion of the
project would include the removal of five existing steel piles and
installation of eight permanent steel piles to support replacement of
the floating dock structure. Up to 10 temporary steel piles would be
installed to support permanent pile installation and would be removed
following completion of permanent pile installation. Proposed
activities included as part of the project with potential to affect
marine mammals include vibratory removal, down-the-hole (DTH)
installation, and vibratory and impact installation of steel pipe
piles.
Dates and Duration
The proposed IHA would be effective from September 15, 2023,
through September 14, 2024. Construction of the proposed project is
anticipated to occur over approximately 2 months beginning in early
fall 2023. Pile installation and removal will be intermittent during
this period, depending on weather, construction and mechanical delays,
protected species shutdowns, and other potential delays and logistical
constraints. Pile installation will occur intermittently during the
work period for durations of minutes to hours at a time. Pile
installation and removal will occur over 26 nonconsecutive days within
the 2-month construction window. DOT&PF plans to conduct all work
during daylight hours.
Specific Geographic Region
The project site is located in the City of Hydaburg, on Prince of
Wales Island, approximately 76 kilometers (km) west of Ketchikan, in
southeast Alaska. The Hydaburg Seaplane Base is located at the south
end of Hydaburg, attached to the Hydaburg city dock on the north shore
of the Sukkwan Strait (Figure 1).
Hydaburg is located along the Sukkwan Strait on the southwest side
of Prince of Wales Island. A series of passes and straits lead to the
open Pacific Ocean; however, Hydaburg is tucked in a relatively calm
and secluded area. Sukkwan Strait is generally characterized by
semidiurnal tides with mean tidal ranges of around 5 meters (m).
Freshwater inputs to Sukkwan Strait include multiple anadromous
streams: Hydaburg River, Saltery Creek, and two streams originating
from unnamed lakes. The bathymetry of the bay is variable depending on
location and proximity to shore, islands, or rocks. Depths approach 76
m within Sukkwan Strait and up to 37 m in South Pass.
Ongoing vessel activities near Hydaburg, as well as land-based
industrial and commercial activities, result in elevated in-air and
underwater acoustic conditions in the project area that likely increase
with proximity to the project site. Background sound levels likely vary
seasonally, with elevated levels during summer when the commercial and
fishing industries are at their peaks. Hydaburg has no cruise ship or
ferry facilities, so only commercial and fishing vessels visit Hydaburg
regularly (Miller et al., 2019).
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Figure 1--Location of Seaplane Base in Hydaburg, Alaska
[[Page 45777]]
Detailed Description of the Specified Activity
The DOT&PF proposed project would involve the removal of five
existing cantilever steel pipe piles (16-inch (40.64-centimeter (cm))
diameter) that support the existing multiple-float structure. The
multiple-float timber structure, which covers 372 square m (m\2\),
would also be removed. A new 446-m\2\ single-float timber structure
would be installed in the same general location. Four 24-inch (60.96-
cm) and four 20-inch (50.80-cm) permanent steel pipe piles would be
installed vertically to act as restraints for the new seaplane float.
Up to 10 temporary 24-inch (60.96 cm) steel pipe piles would be
installed to support pile installation and would be removed following
completion of construction. Rock sockets and tension anchors would be
required on all 24-inch (60.96 cm) piles and two 20-inch (50.80 cm)
piles. Rock sockets would also be potentially required on five of the
temporary piles. See Table 1 for a summary of the numbers and types of
piles to be installed and removed, as well as the estimated durations
of each activity.
Table 1--Summary of Piles To Be Installed and Removed
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Tension
Rock socket anchor DTH Total Typical
Number of Number of Impact Vibratory DTH pile pile duration of production Days of
Pile diameter and type Number of rock tension strikes duration Installation, installation, activity rate in installation
piles sockets anchors per pile per pile duration per duration per per pile, piles per or removal
(minutes) pile, minutes pile, minutes hours day
(range) (range) (range)
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Pile Installation
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24'' Steel Plumb Piles (Permanent)............................... 4 4 4 50 15 240 (60-480) 120 (60-240) 6.75 0.5 (0-1) 8
20'' Steel Plumb Piles (Permanent)............................... 4 2 2 50 15 240 (60-480) 120 (60-240) \1\ 0.75/ 0.5 (0-1) 8
6.75
24'' Steel Piles (Temporary)..................................... 10 5 N/A N/A 15 240 (60-480) N/A 4.25 2.5 (1-10) 4
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Pile Removal
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16'' Steel Cantilevered Piles.................................... 5 N/A N/A N/A 30 N/A N/A 0.5 2.5 (2-4) 2
24'' Steel Piles (Temporary)..................................... 10 N/A N/A N/A 30 N/A N/A 0.5 2.5 (2-4) 2
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Totals....................................................... 23 11 6 N/A N/A N/A N/A N/A N/A 26
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\1\ Two of the 20-inch plumb piles will include vibratory and impact installation in addition to rock sockets and tension anchors, estimated at 6.75 hours duration total, and two will only use
vibratory and impact, estimated at 0.75 hours duration total.
DTH pile installation would involve drilling rock sockets into the
bedrock to support installation of piles. A rock socket is a pile
inserted into a drilled hole in the underlying bedrock after the pile
has been driven through the overlying softer sediments to refusal by
vibratory or impact methods. The pile is advanced farther into the
drilled hole to properly secure the bottom portion of the pile into the
rock. The depth of the rock socket varies, but up to 6 m may be
required for this project. The diameter of the rock socket is slightly
larger than the pile being driven. Rock sockets are constructed using a
DTH device that consists of a drill bit that drills through the bedrock
using both rotary and percussion mechanisms. This breaks up the rock to
allow removal of the fragments and insertion of the pile. The pile is
advanced at the same time that drilling occurs. Drill cuttings are
expelled from the top of the pile using compressed air. It is estimated
that drilling rock sockets into the bedrock may take on average 4 hours
per pile.
Tension anchors would be installed in six of the permanent piles
(four 24-inch (60.96-cm) and two 20-inch (50.80-cm) piles). Tension
anchors are installed within piles that are drilled into the bedrock
below the elevation of the pile tip after the pile has been driven
through the sediment layer to refusal. A 6- or 8-inch (15.24- or 20.32-
cm) diameter steel pipe casing would be inserted inside the larger
diameter production pile. A rock drill would be inserted into the
casing, and a 6- to 8-inch (15.24- to 20.32-cm) diameter hole would be
drilled into bedrock with rotary and percussion drilling methods. The
drilling work is contained within the steel pile casing and the steel
pipe pile. The typical depth of the drilled tension anchor hole varies,
but 6-9 m is common. Rock fragments would be removed through the top of
the casing with compressed air. A steel rod would then be grouted into
the drilled hole and affixed to the top of the pile. The purpose of a
tension anchor is to secure the pile to the bedrock to withstand uplift
forces. It is estimated that tension anchor installation will take
about 1-4 hours per pile. Hereafter, DTH pile installation refers to
both rock socket drilling and tension anchor installation unless
specified. See Figure 1-3 in the DOT&PF's application for a schematic
of DTH pile installation and tension anchor techniques.
Pile removal would be conducted using a vibratory hammer. Pile
installation would be conducted using both a vibratory and an impact
hammer and DTH pile installation methods. Piles would be advanced to
refusal using a vibratory hammer. After DTH pile installation, the
final approximately 3 m of driving would be conducted using an impact
hammer so that the structural capacity of the pile embedment could be
verified. The pile installation methods used would depend on sediment
depth and conditions at each pile location. Pile installation and
removal would occur in waters approximately 6-7 m in depth.
Actual numbers and sizes of piles, installation times, numbers of
impact strikes, and other design and construction details and methods
may vary slightly from the estimates outlined in this document. The
DOT&PF does not anticipate that the project will change such that
potential impacts on marine mammals will change or vary from those
described here.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
[[Page 45778]]
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the DOT&PF's application summarize available
information regarding status and trends, distribution and habitat
preferences, and behavior and life history of the potentially affected
species. NMFS fully considered all of this information, and we refer
the reader to these descriptions, referenced here, instead of
reprinting the information. Additional information regarding population
trends and threats may be found in NMFS' Stock Assessment Reports
(SARs; www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these
species (e.g., physical and behavioral descriptions) may be found on
NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is expected to occur, PBR
and annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species or
stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All stocks managed under the MMPA in this region
are assessed in NMFS' U.S. Alaska and Pacific SARs (e.g., Carretta, et
al., 2022; Muto et al., 2022). All values presented in Table 2 are the
most recent available at the time of publication (including from the
draft 2022 SARs, Young et al., 2022) and are available online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments).
Table 2--Species \4\ Likely Impacted by the Specified Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance (CV,
Common name Scientific name Stock ESA/MMPA status; Nmin, most recent PBR Annual M/
strategic (Y/N) \1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Artiodactyla--Cetacea--Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray Whale..................... Eschrichtius robustus. Eastern N Pacific..... -, -, N 26,960 (0.05, 25,849, 801 131
2016).
Family Balaenopteridae (rorquals):
Humpback Whale................. Megaptera novaeangliae Central N Pacific..... -, -, Y 10,103 (0.3, 7,891, 3.4 4.46
2006).
Minke Whale.................... Balaenoptera Alaska................ -, -, N N/A (N/A, N/A, N/A).. UND 0
acutorostrata.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Physeteridae:
Sperm Whale.................... Physeter macrocephalus N Pacific............. E, D, Y UND (UND, UND, 2015). UND 3.5
Family Delphinidae:
Killer Whale................... Orcinus orca.......... Eastern North Pacific -, -, N 1,920 (N/A, 1,920, 19 1.3
Alaska Resident. 2019).
Killer Whale................... Orcinus orca.......... Eastern Northern -, -, N 302 (N/A, 302, 2018). 2.2 0.2
Pacific Northern
Resident.
Killer Whale................... Orcinus orca.......... West Coast Transient.. -, -, N 349 (N/A, 349, 2018). 3.5 0.4
Pacific White-Sided Dolphin.... Lagenorhynchus N Pacific............. -, -, N 26,880 (N/A, N/A, UND 0
obliquidens. 1990).
Family Phocoenidae (porpoises):
Dall's Porpoise................ Phocoenoides dalli.... Alaska................ -, -, N UND (UND, UND, 2015). UND 37
Harbor Porpoise................ Phocoena.............. Southeast Alaska...... -, -, Y UND (UND, UND, 2019). UND 34
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Steller Sea Lion............... Eumetopias jubatus.... Eastern............... -, -, N 43,201 (N/A, 43,201, 2,592 112
2017).
Family Phocidae (earless seals):
Harbor Seal.................... Phoca vitulina........ Dixon/Cape Decision... -, -, N 23,478 (N/A, 21,453, 644 69
2015).
Northern Elephant Seal......... Mirounga CA Breeding........... -, -, N 187,386 (N/A, 85,369, 5,122 13.7
angustirostris. 2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region/. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N/A)
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual human caused mortality and serious injury (M/SI) often cannot be determined precisely and is in some cases
presented as a minimum value or range.
\4\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
[[Page 45779]]
On January 24, 2023, NMFS published the draft 2022 SARs (https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region). The Alaska and Pacific SARs include a
proposed update to the humpback whale stock structure and the Alaska
SAR includes a proposed update to the Southeast Alaska harbor porpoise
stock structure. These new structures, if finalized, would modify the
MMPA-designated humpback stocks to align more closely with the ESA-
designated distinct population segments (DPSs), and for harbor porpoise
to align with genetics, trends in abundance, and discontinuous
distribution NMFS has proposed as supporting the delineation of two
demographically independent populations. Please refer to the draft 2022
Alaska and Pacific SARs for additional information.
NMFS Office of Protected Resources, Permits and Conservation
Division has generally considered peer-reviewed data in draft SARs
(relative to data provided in the most recent final SARs), when
available, as the best available science, and has done so here for all
species and stocks, with the exception of the new proposal to revise
humpback whale and harbor porpoise stock structure. Given that the
proposed changes to the stock structures involve application of NMFS'
Guidance for Assessing Marine Mammals Stocks and could be revised
following consideration of public comments, it is more appropriate to
conduct our analysis in this proposed authorization based on the status
quo stock structure identified in the most recent final SARs for those
species (Carretta et al., 2022; Muto et al., 2022).
All species that could potentially occur in the proposed survey
areas are included in Table 2 of the IHA application. While gray whale
and sperm whale have occurred in northern Southeast Alaska in recent
years, they are highly unlikely to occur in the proposed project area.
The temporal and/or spatial occurrence of these species is such that
take is not expected to occur, and they are not discussed further. The
remaining 9 species (with 11 managed stocks) in Table 2 temporally and
spatially co-occur with the activity to the degree that take is
reasonably likely to occur, and we have proposed authorizing it.
Steller Sea Lion
Steller sea lions are found throughout the northern Pacific Ocean,
including coastal and inland waters from Russia (Kuril Islands and the
Sea of Okhotsk), east to Alaska, and south to central California
(A[ntilde]o Nuevo Island). Steller sea lions were listed as threatened
range-wide under the ESA on November 26, 1990 (55 FR 49204); they were
subsequently partitioned into the western and eastern DPSs (and MMPA
stocks) in 1997 (62 FR 24345, May 5, 1997). The eastern DPS remained
classified as threatened (62 FR 24345) until it was delisted in
November 2013, while the western DPS (those individuals west of
144[deg] W longitude or Cape Suckling, Alaska) was upgraded to
endangered status following separation of the DPSs, and it remains
endangered today. There is regular movement of both DPSs across this
144[deg] W longitude boundary (Jemison et al., 2013), however, due to
the distance from this DPS boundary, it is likely that only eastern DPS
Steller sea lions are present in the project area. Therefore, animals
potentially affected by the project are assumed to be part of the
eastern DPS.
Steller sea lions are opportunistic predators, feeding primarily on
a wide variety of fishes and cephalopods, including Pacific herring
(Clupea pallasi), walleye pollock (Gadus chalcogramma), capelin
(Mallotus villosus), Pacific sand lance (Ammodytes hexapterus), Pacific
cod (Gadus macrocephalus), salmon (Oncorhynchus spp.), and squid
(Teuthida spp.; Jefferson et al., 2008; Wynne et al., 2011). Steller
sea lions do not generally eat every day, but tend to forage every 1-2
days and return to haulouts to rest between foraging trips (Merrick and
Loughlin, 1997; Rehberg et al., 2009).
Steller sea lions are not common in the project area and systematic
counts or surveys have not been completed in the area directly
surrounding Hydaburg. The nearest documented haulout is Point Islet
(Point Rock), about 13 km southeast of Hydaburg (see Figure 4-1 in the
DOT&PF's application). No Steller sea lions were present during aerial
surveys over Point Islet that occurred during 2013, 2015, or 2017
(Fritz et al., 2016b; Sweeney et al., 2017), and it was not surveyed in
2019 (Sweeney et al., 2019). Anecdotal evidence provided by local
residents indicates that Steller sea lions are rare and do not occur
regularly near the project area. However, Steller sea lion presence
could be higher during the late summer and early fall salmon runs.
Harbor Seal
Harbor seals range from Baja California north along the west coasts
of California, Oregon, Washington, British Columbia, and Southeast
Alaska; west through the Gulf of Alaska, Prince William Sound, and the
Aleutian Islands; and north in the Bering Sea to Cape Newenham and the
Pribilof Islands. In 2010, harbor seals in Alaska were partitioned into
12 separate stocks based largely on genetic structure (Allen and
Angliss, 2010). Harbor seals present near Hydaburg are recognized as
part of the Dixon/Cape Decision stock.
Harbor seals haul out on rocks, reefs, beaches, and drifting
glacial ice, and feed in marine, estuarine, and occasionally fresh
waters (Muto et al., 2022). Harbor seals generally are non-migratory,
with local movements associated with such factors as tides, weather,
season, food availability, and reproduction (Scheffer and Slipp, 1944;
Fisher 1952; Bigg, 1969, 1981; Hastings et al., 2004). The results of
past and recent satellite tagging studies in Southeast Alaska, Prince
William Sound, Kodiak Island, and Cook Inlet are also consistent with
the conclusion that harbor seals are non-migratory (Swain et al., 1996;
Lowry et al., 2001; Small et al., 2003; Boveng et al., 2012). However,
some long-distance movements of tagged animals in Alaska have been
recorded (Pitcher and McAllister, 1981; Lowry et al., 2001; Small et
al., 2003; Womble, 2012; Womble and Gende, 2013).
Harbor seals usually give birth to a single pup between May and
mid-July. Birthing locations are often dispersed over several haulout
sites and not confined to major rookeries (Klinkhart et al., 2008).
Strong fidelity of individuals for haul-out sites during the breeding
season though have been documented in several populations
(H[auml]rk[ouml]nen and Harding, 2001), including some regions in
Alaska such as Kodiak Island, Prince William Sound, Glacier Bay/Icy
Strait, and Cook Inlet (Pitcher and McAllister, 1981; Small et al.,
2005; Boveng et al., 2012; Womble, 2012; Womble and Gende, 2013).
Harbor seals forage on fish and invertebrates (Orr et al., 2004)
including capelin, eulachon (Thaleichthys pacificus), cod, pollock,
flatfish, shrimp, octopus, and squid (Wynne, 2012). They are
opportunistic feeders that forage in marine, estuarine, and
occasionally freshwater habitat, adjusting their foraging behavior to
take advantage of prey that are locally and seasonally abundant (Payne
and Selzer, 1989). Depending on prey availability, research has
demonstrated that harbor seals conduct both shallow and deep dives
while foraging (Tollit et al., 1997).
Harbor seals are commonly sighted in the waters of the inside
passages throughout Southeast Alaska. Surveys have been rarely carried
out on Dixon/Cape Decision, with the last surveys taking place between
2007 to 2011 and 2015. The NMFS Alaska Fisheries
[[Page 45780]]
Science Center identifies two ``key'' haulouts, or haulouts that have
had 50 or more harbor seals documented during surveys, in Sukkwan
Strait and four additional ``not key'' haulouts, those with fewer than
50 harbor seals documented during surveys, near the proposed project
area (see Figure 4-2 in the DOT&PF's application) (NOAA, 2021). NMFS
aerial survey data indicate that as few as 0 to as many as 157 harbor
seals were sighted near the project area during surveys between 2003
and 2011 (Areas BD28 and BD30; NOAA, 2022). However, local residents
report that only a few (two to four) harbor seals are regularly
observed near Hydaburg. These individuals are generally observed near
the small boat harbor outside of the proposed project area and during
peak salmon runs in late summer and early fall. Harbor seals are known
to be curious and may approach novel activity, so it is possible that
some may enter the proposed project area during pile installation and
removal.
Northern Elephant Seal
Northern elephant seals are wide-ranging throughout the North
Pacific, spending as much as 80 percent of their time at sea (Hindell
and Perrin, 2009). Populations of northern elephant seals in the U.S.
and Mexico have recovered after being nearly hunted to extinction
(Stewart et al., 1994). Northern elephant seals underwent a severe
population bottleneck and loss of genetic diversity when the population
was reduced to an estimated 10-30 individuals (Hoelzel et al., 2002).
Since 1998, northern elephant seals have been undergoing a large
population increase, estimated at 3.1 percent annually (Lowry et al.,
2020). There are two demographically isolated breeding populations: the
California breeding population and the Baja California population. No
international agreements exist for the joint management of this species
by the U.S. and Mexico. The California breeding population is
considered to be a separate stock. Any northern elephant seals observed
near Hydaburg would be considered part of the California breeding
stock.
Spatial segregation in foraging areas between males and females is
evident from satellite tag data (Le Beouf et al., 2000). Males migrate
to the Gulf of Alaska and western Aleutian Islands along the
continental shelf to feed on benthic prey, while females migrate to
pelagic areas in the Gulf of Alaska and the central North Pacific to
feed on pelagic prey (Le Beouf et al., 2000). Elephant seals spend a
majority of their time at sea (average of 74.7 days during post
breeding migration and an average of 218.5 days during the post-molting
migration; Robinson et al., 2012). Although northern elephant seals are
known to visit the Gulf of Alaska to feed on benthic prey, they rarely
occur on the beaches of Alaska.
Northern elephant seals breed and give birth in California and Baja
Mexico, primarily on offshore islands (Stewart et al., 1994, from
December to March (Stewart and Huber, 1993)) before dispersing widely
across the North Pacific (Le Boeuf et al., 2000). Although movement and
genetic exchange continues between rookeries, most elephant seals
return to natal rookeries when they start breeding (Huber et al.,
1991). Gestation in elephant seals lasts 11 months, with births taking
place onshore when seals are at the breeding colony (Stewart et al.,
1994).
There is a low probability that northern elephant seals would occur
in the proposed project area. Northern elephant seals generally feed
along the continental shelf break (Le Boeuf et al., 2000) and are not
expected to spend time in shallow areas like the Sukkwan Strait. No
sightings of elephant seals have been documented near Hydaburg;
however, protected species observers (PSOs) at a DOT&PF project site in
Ketchikan (located approximately 76 km east of Hydaburg) reported
sightings of a northern elephant seal on multiple days (C. Gentemann,
personal communication, April 8, 2022). Additional sightings of
northern elephant seals around the state concurrent to the Ketchikan
sighting were reported in Seward, King Cove, and Kodiak (L. Davis,
personal communication, April 14, 2022). Given the recent increase in
sightings, including sightings in Southeast Alaska, it is assumed that
a few northern elephant seals could be present in Hydaburg during
construction of the proposed project.
Harbor Porpoise
In the eastern North Pacific Ocean, the harbor porpoise ranges from
Point Barrow, along the Alaska coast, and down the west coast of North
America to Point Conception, California. In Alaska, harbor porpoises
are currently divided into three stocks, based primarily on geography:
the Bering Sea stock, the Southeast Alaska stock, and the Gulf of
Alaska stock. Harbor porpoises near Hydaburg are currently recognized
as members of the Southeast Alaska stock. The Southeast Alaska stock
ranges from Cape Suckling to the Canada boundary (Muto et al., 2022).
Harbor porpoises primarily frequent coastal waters in southeast
Alaska (Dahlheim et al., 2009) and occur most frequently in waters less
than 100 m deep (Hobbs and Waite, 2010). Harbor porpoises forage in
waters less than 200 m deep on small pelagic schooling fishes such as
herring, cod, pollock, octopus, smelt, and bottom-dwelling fish,
occasionally feeding on squid and crustaceans (Bj[oslash]rge and
Tolley, 2009; Wynne et al., 2011).
Calving occurs from May to August; however, this can vary by
region. Harbor porpoises are often found traveling alone, or in small
groups less than 10 individuals (Schmale, 2008). According to aerial
surveys of harbor porpoise abundance in southeast Alaska conducted in
1991-1993, mean group size was calculated to be 1.2 animals (Dahlheim
et al., 2000).
Studies of harbor porpoises reported no evidence of seasonal
changes in distribution for the inland waters of southeast Alaska
(Dahlheim et al., 2009). Their small overall size, lack of a visible
blow, low dorsal fins and overall low profile, and short surfacing time
make them difficult to observe (Dahlheim et al., 2015), likely reducing
identification and reporting of this species, and these estimates
therefore may be low.
Although there have been no systematic studies or observations of
harbor porpoises specific to Hydaburg or Sukkwan Strait, there is
potential for them to occur in the proposed project area. Abundance
data for harbor porpoises in southeast Alaska were collected during 18
seasonal surveys spanning 22 years, from 1991 to 2012 (Dahlheim et al.,
2015). During that study, a total of 81 harbor porpoises were observed
in the southern inland waters of southeast Alaska; however, the survey
terminated 80 km southeast of Hydaburg and did not include Sukkwan
Strait as part of the survey. There does not appear to be any seasonal
variation in harbor porpoise density in the inland waters of southeast
Alaska (Dahlheim et al., 2015). Harbor porpoises have not been reported
by local residents.
Dall's Porpoise
Dall's porpoises are found throughout the North Pacific, from
southern Japan to southern California and north to the Bering Sea. All
Dall's porpoises in Alaska are members of the Alaska stock, and those
off California, Oregon, and Washington are part of a separate stock.
Dall's porpoises can be found in offshore, inshore, and nearshore
habitat, but they are most commonly found in waters deeper than 183 m
(Dahlheim et al., 2009; Jefferson, 2009).
Common prey of Dall's porpoise include a variety of small,
schooling fishes (such as herrings and mackerels)
[[Page 45781]]
and cephalopods. Dall's porpoises may migrate between inshore and
offshore areas and make latitudinal movements or short seasonal
migrations, but these movements are generally not consistent
(Jefferson, 2009).
Dall's porpoises generally occur in groups of 2 to 20 individuals
but have also been recorded in groups numbering in the hundreds. The
mean group size in southeast Alaska is estimated at approximately three
individuals (Dahlheim et al., 2009; Jefferson, 2019). However, Dall's
porpoises are reported to typically occur in groups of 10-15 animals
near Ketchikan Alaska, which is located approximately 76 km east of
Hydaburg, with an estimated maximum group size of 20 animals (Freitag
2017, 83 FR 37473, August 1, 2018).
No systematic studies of Dall's porpoise abundance or distribution
have occurred in Sukkwan Strait; however, Dall's porpoises have been
observed in Cordova Bay 30 km south of Hydaburg during a summer 2011
survey (Jefferson et al., 2019). Despite generalized water depth
preferences, Dall's porpoises may occur in shallow waters. Moran et al.
(2018) recently mapped Dall's porpoise distributions in bays, shallow
water, and nearshore areas of Prince William Sound, habitats not
typically utilized by this species. If Dall's porpoises occur in the
proposed project area, they will likely be present in March or April,
given the strong seasonal patterns observed in nearby areas of
southeast Alaska (Dahlheim et al., 2009). No local residents have
described seeing Dall's porpoises within Sukkwan Strait.
Pacific White-Sided Dolphin
Pacific white-sided dolphins are a pelagic species inhabiting
temperate waters of the North Pacific Ocean and along the coasts of
California, Oregon, Washington, and Alaska (Muto et al., 2022). Despite
their distribution mostly in deep, offshore waters, they may also be
found over the continental shelf and in nearshore waters, including
inland waters of southeast Alaska (Ferrero and Walker, 1996). Pacific
white-sided dolphins are managed as two distinct stocks: the
California/Oregon/Washington stock and the North Pacific stock (north
of 45[deg] N, including Alaska). Pacific white-sided dolphins present
near the project area are recognized as being members of the North
Pacific stock, which ranges from Canada into Alaska (Muto et al.,
2022).
Pacific white-sided dolphins prey on squid and small schooling fish
such as capelin, sardines, and herring (Morton, 2006). They are known
to work in groups to herd schools of fish and can dive underwater for
up to 6 minutes to feed (Morton, 2006). Group sizes have been reported
to range from 40 to over 1,000 animals, but groups of between 10 and
100 individuals (Stacey and Baird, 1991) occur most commonly. Seasonal
movements of Pacific white-sided dolphins are not well understood, but
there is evidence of both north-south seasonal movement (Leatherwood et
al., 1984) and inshore-offshore seasonal movement (Stacey and Baird,
1991).
Pacific white-sided dolphins do not generally occur in the shallow,
inland waterways of southeast Alaska. Scientific studies and data are
lacking relative to the presence or abundance of Pacific white-sided
dolphins in or near Sukkwan Strait. When Pacific white-sided dolphins
have been observed, sighting rates were highest in spring and decreased
throughout summer and fall (Dahlheim et al., 2009).
Most observations of Pacific white-sided dolphins occur off the
outer coast or in inland waterways near entrances to the open ocean.
According to Muto et al. (2022), aerial surveys in 1997 sighted one
group of 164 Pacific white-sided dolphins in Dixon Entrance to the
southeast of Hydaburg. These observational data, combined with
anecdotal information, indicate that there is a small potential for
Pacific white-sided dolphins to occur in the proposed project area.
NMFS previously estimated that a group of up to 92 individuals (median
between 20 and 164 individuals) could be present at Metlakatla, Alaska
(86 FR 43190, August 6, 2021), which is located approximately 80 km
east of Hydaburg.
Killer Whale
Killer whales have been observed in all the world's oceans, but the
highest densities occur in colder and more productive waters found at
high latitudes (NMFS, 2016a). Killer whales occur along the entire
Alaska coast, in British Columbia and Washington inland waterways, and
along the outer coasts of Washington, Oregon, and California (NMFS,
2016a).
Based on data regarding association patterns, acoustics, movements,
and genetic differences, eight killer whale stocks are now recognized
within the Pacific U.S. exclusive economic zone. Only individuals from
the Eastern North Pacific Alaska Resident stock (Alaska Resident
stock), Eastern North Pacific Northern Resident stock (Northern
Resident stock), and West Coast Transient stock may occur in the
proposed project area (Muto et al., 2022).
There are three distinct ecotypes, or forms, of killer whales
recognized: resident, transient, and offshore. The three ecotypes
differ morphologically, ecologically, behaviorally, and genetically.
Surveys between 1991 and 2007 encountered resident killer whales during
all seasons throughout southeast Alaska. Both residents and transients
were common in a variety of habitats and all major waterways, including
protected bays and inlets. There does not appear to be strong seasonal
variation in abundance or distribution of killer whales, but there was
substantial variability between years during this study (Dahlheim et
al., 2009). Spatial distribution has been shown to vary among the
different ecotypes, with resident and, to a lesser extent, transient
killer whales more commonly observed along the continental shelf, and
offshore killer whales more commonly observed in pelagic waters (Rice
et al., 2021).
Transient killer whales hunt and feed primarily on marine mammals,
while residents forage primarily on fish. Transient killer whales feed
primarily on harbor seals, Dall's porpoises, harbor porpoises, and sea
lions. Resident killer whale populations in the eastern North Pacific
feed mainly on salmonids, showing a strong preference for Chinook
salmon (NMFS, 2016a).
Transient killer whales are often found in long-term stable social
units (pods) of 1 to 16 whales. Average pod sizes in southeast Alaska
were six in spring, five in summer, and four in fall (Dahlheim et al.,
2009). Pod sizes of transient whales are generally smaller than those
of resident social groups. Resident killer whales occur in pods ranging
from 7 to 70 whales that are seen in association with one another more
than 50 percent of the time (Dahlheim et al., 2009; NMFS 2016b). In
southeast Alaska, resident killer whale mean pod size was approximately
21.5 in spring, 32.3 in summer, and 19.3 in fall (Dahlheim et al.,
2009).
No systematic studies of killer whales have been conducted in or
around Sukkwan Strait. Dahlheim et al. (2009) observed transient killer
whales within Lynn Canal, Icy Strait, Stephens Passage, Frederick
Sound, and upper Chatham Strait. Anecdotal local information suggests
that killer whales are rarely seen near the Hydaburg area, but a pod
may be seen occasionally every few months.
Humpback Whale
Humpback whales are found throughout southeast Alaska in a variety
of marine environments, including open ocean, nearshore waters, and
areas with strong tidal currents (Dahlheim et al., 2009). Most humpback
whales are migratory and spend winters in the
[[Page 45782]]
breeding grounds off either Hawaii or Mexico. Humpback whales generally
arrive in southeast Alaska in March and return to their wintering
grounds in November. Some humpback whales depart late or arrive early
to feeding grounds, and therefore the species occurs in southeast
Alaska year-round (Straley, 1990; Straley et al., 2018). Current
threats to humpback whales include vessel strikes, spills, climate
change, and commercial fishing operations (Muto et al., 2022).
Humpback whales worldwide were designated as ``endangered'' under
the Endangered Species Conservation Act in 1970 and had been listed as
a species under the ESA since its inception in 1973. On September 8,
2016, NMFS published a final decision that changed the status of
humpback whales under the ESA (81 FR 62259), effective on October 11,
2016. The decision recognized the existence of 14 DPSs based on
distinct breeding areas in tropical and temperate waters. Five of the
14 DPSs were classified under the ESA (4 endangered and 1 threatened),
while the other 9 DPSs were delisted. Humpback whales found in the
project area are predominantly members of the Hawaii DPS, which is not
listed under the ESA. However, based on a comprehensive photo-
identification study, members of the Mexico DPS, which is listed as
threatened, are known to occur in southeast Alaska. Members of
different DPSs are known to intermix on feeding grounds; therefore, all
waters off the coast of Alaska should be considered to potentially have
ESA-listed humpback whales. Approximately 2 percent of all humpback
whales encountered in southeast Alaska and northern British Columbia
are expected to be members of the Mexico DPS, while all others are
expected to be members of the Hawaii DPS (Wade et al., 2021).
The DPSs of humpback whales that were identified through the ESA
listing process do not necessarily equate to the existing MMPA stocks.
The stock delineations of humpback whales under the MMPA are currently
under review. Until this review is complete, NMFS considers humpback
whales in southeast Alaska to be part of the Central North Pacific
stock, with a status of endangered under the ESA and designations of
strategic and depleted under the MMPA (Muto et al., 2022).
Southeast Alaska is considered a biologically important area (BIA)
for feeding humpback whales between May and September (Wild et al.,
2023), though not currently designated as critical habitat (86 FR
21082, April 21, 2021). Most humpback whales migrate to other regions
during winter to breed, but over-wintering (non-breeding) humpback
whales have been noted and may be increasingly common and attributable
to staggered migration (Straley, 1990, Straley et al., 2018). It is
thought that those humpbacks that remain in southeast Alaska do so in
response to the availability of winter schools of fish prey, which
primarily includes overwintering herring (Straley et al., 2018). In
Alaska, humpback whales filter feed on tiny crustaceans, plankton, and
small fish such as walleye pollock, Pacific sand lance, herring (Clupea
pallasii), eulachon (Thaleichthys pacificus), and capelin (Witteveen et
al., 2012). It is common to observe groups of humpback whales
cooperatively bubble feeding. Group sizes in southeast Alaska generally
range from one to four individuals (Dahlheim et al., 2009).
No systematic studies have documented humpback whale abundance near
Hydaburg. Anecdotal information from local residents suggests that
humpback whales' utilization of the area is intermittent year-round.
Their abundance, distribution, and occurrence are dependent on and
fluctuate with fish prey. Local residents estimate that one to two
humpback whales may be present in the Sukkwan Strait on a weekly basis.
Elsewhere in southeast Alaska, marine mammal monitoring for projects in
Tongass Narrows, Ketchikan, Alaska, indicate that humpback whales are
present in that area most regularly from May through October (DOT&PF,
2021; 2022) and may occur in lower numbers in winter, which we would
expect to be the case for Hydaburg.
Minke Whale
Minke whales are found throughout the northern hemisphere in polar,
temperate, and tropical waters (Jefferson et al., 2008). The population
status of minke whales is considered stable throughout most of their
range. Historically, commercial whaling reduced the population size of
this species, but given their small size, they were never a primary
target of whaling and did not experience severe population declines as
did larger cetaceans.
The International Whaling Commission has identified three minke
whale stocks in the North Pacific: one near the Sea of Japan, a second
in the rest of the western Pacific, and a third, less concentrated,
stock throughout the eastern Pacific. NMFS further splits this third
stock between Alaska whales and resident whales of California, Oregon,
and Washington (Muto et al., 2022). Minke whales in southeast Alaska
are part of the Alaska stock (Muto et al., 2022). Minke whales are
found in all Alaskan waters. There are no population estimates for
minke whales in southeast Alaska. Surveys in southeast Alaska have
consistently identified individuals throughout inland waters in low
numbers (Dahlheim et al., 2009).
In Alaska, the minke whale diet consists primarily of euphausiids
and walleye pollock. Minke whales are generally found in shallow,
coastal waters within 200 m of shore (Zerbini et al., 2006) and are
almost always solitary or in small groups of two to three. Rarely,
loose aggregations of up to 400 animals have been associated with
feeding areas in Arctic latitudes. In Alaska, seasonal movements are
associated with feeding areas that are generally located at the edge of
the pack ice (NMFS, 2014).
There are no known occurrences of minke whales within the project
area. Dedicated surveys for cetaceans in southeast Alaska found that
minke whales were scattered throughout inland waters from Glacier Bay
and Icy Strait to Clarence Strait, with small concentrations near the
entrance of Glacier Bay (Dahlheim et al., 2009). All sightings were of
single minke whales, except for a single sighting of multiple minke
whales. Surveys took place in spring, summer, and fall, and minke
whales were present in low numbers in all seasons and years. NMFS is
not aware of information on the winter occurrence of minke whales in
southeast Alaska.
Anecdotal observations suggest that minke whales are not seen near
Hydaburg and so are expected to occur rarely in the project area.
However, NMFS has previously estimated that a group of up to three
individuals could be present at nearby Metlakatla, Alaska over 4 months
(86 FR 43190, August 6, 2021). Since their ranges extend into the
project area and they have been observed in southeast Alaska, including
in Clarence Strait (Dahlheim et al., 2009), it is possible the species
could occur near the project area.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities or hear over the same frequency range (e.g.,
Richardson et al., 1995; Wartzok and Ketten, 1999; Au and Hastings,
[[Page 45783]]
2008). To reflect this, Southall et al. (2007, 2019) recommended that
marine mammals be divided into hearing groups based on directly
measured (behavioral or auditory evoked potential techniques) or
estimated hearing ranges (behavioral response data, anatomical
modeling, etc.). Note that no direct measurements of hearing ability
have been successfully completed for mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018) described generalized hearing
ranges for these marine mammal hearing groups. Generalized hearing
ranges were chosen based on the approximately 65 decibel (dB) threshold
from the normalized composite audiograms, with the exception for lower
limits for low-frequency cetaceans where the lower bound was deemed to
be biologically implausible and the lower bound from Southall et al.
(2007) retained. Marine mammal hearing groups and their associated
hearing ranges are provided in Table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Generalized hearing
Hearing group range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen whales).... 7 Hz to 35 kHz.
Mid-frequency (MF) cetaceans (dolphins, toothed 150 Hz to 160 kHz.
whales, beaked whales, bottlenose whales).
High-frequency (HF) cetaceans (true porpoises, 275 Hz to 160 kHz.
Kogia, river dolphins, Cephalorhynchid,
Lagenorhynchus cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) (true seals). 50 Hz to 86 kHz.
Otariid pinnipeds (OW) (underwater) (sea lions 60 Hz to 39 kHz.
and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped hearing group was modified from Southall et al. (2007)
on the basis of data indicating that phocid species have consistently
demonstrated an extended frequency range of hearing compared to
otariids, especially in the higher frequency range (Hemil[auml] et al.,
2006; Kastelein et al., 2009; Reichmuth et al., 2013).
For more detail concerning these groups and associated generalized
hearing ranges, please see NMFS (2018) for a review of available
information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take section later in this document includes a
quantitative analysis of the number of individuals that are expected to
be taken by this activity. The Negligible Impact Analysis and
Determination section considers the content of this section, the
Estimated Take section, and the Proposed Mitigation section, to draw
conclusions regarding the likely impacts of these activities on the
reproductive success or survivorship of individuals and whether those
impacts are reasonably expected to, or reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
Acoustic effects on marine mammals during the specified activity
are expected to potentially occur from impact pile installation,
vibratory pile installation, and DTH systems. The effects of underwater
noise from the DOT&PF's proposed activities have the potential to
result in Level B harassment of marine mammals in the action area, and,
for some species as a result of certain activities, Level A harassment
Background on Sound
This section contains a brief technical background on sound, on the
characteristics of certain sound types, and on metrics used in this
proposal in as much as the information is relevant to the specified
activity and to a discussion of the potential effects of the specified
activity on marine mammals found later in this document. For general
information on sound and its interaction with the marine environment,
please see, e.g., Erbe and Thomas (2022); Au and Hastings (2008);
Richardson et al. (1995); Urick (1983) as well as the Discovery of
Sound in the Sea (DOSITS) website at https://dosits.org/.
Sound is a vibration that travels as an acoustic wave through a
medium such as a gas, liquid, or solid. Sound waves alternately
compress and decompress the medium as the wave travels. In water, sound
waves radiate in a manner similar to ripples on the surface of a pond
and may be either directed in a beam (narrow beam or directional
sources) or sound may radiate in all directions (omnidirectional
sources), as is the case for sound produced by the construction
activities considered here. The compressions and decompressions
associated with sound waves are detected as changes in pressure by
marine mammals and human-made sound receptors such as hydrophones.
Sound travels more efficiently in water than almost any other form
of energy, making the use of sound as a primary sensory modality ideal
for inhabitants of the aquatic environment. In seawater, sound travels
at roughly 1,500 meters per second (m/s). In air, sound waves travel
much more slowly at about 340 m/s. However, the speed of sound in water
can vary by a small amount based on characteristics such as temperature
and salinity.
The basic characteristics of a sound wave are frequency,
wavelength, velocity, and amplitude. Frequency is the number of
pressure waves that pass by a reference point per unit of time and is
measured in hertz (Hz) or cycles per second. Wavelength is the distance
between two peaks or corresponding points of a sound wave (length of
one cycle). Higher frequency sounds have shorter wavelengths than lower
frequency sounds, and typically attenuate (decrease) more rapidly with
distance, except in certain cases in shallower water. The amplitude of
a sound pressure wave is related to the subjective ``loudness'' of a
sound and is typically expressed in dB, which are a relative unit of
measurement that is used to express the ratio of one value of a power
or pressure to another. A sound pressure level (SPL) in dB is described
as the ratio between a measured pressure and a reference pressure, and
is a logarithmic unit that accounts for large variations in amplitude;
therefore, a relatively small change in dB corresponds to large changes
in sound pressure. For example, a 10-dB increase is a 10-fold increase
in acoustic power. A 20-dB increase is then a 100-fold
[[Page 45784]]
increase in power and a 30-dB increase is a 1,000-fold increase in
power. However, a 10-fold increase in acoustic power does not mean that
the sound is perceived as being 10 times louder. The dB is a relative
unit comparing two pressures; therefore, a reference pressure must
always be indicated. For underwater sound, this is 1 micropascal
([mu]Pa). For in-air sound, the reference pressure is 20 micropascal
([mu]Pa). The amplitude of a sound can be presented in various ways;
however, NMFS typically considers three metrics: sound exposure level
(SEL), root-mean-square (RMS) SPL, and peak SPL (defined below). The
source level represents the SPL referenced from a standard distance
from the source (typically 1 m) (Richardson et al., 1995; American
National Standards Institute (ANSI), 2013), while the received level is
the SPL at the receiver's position. For pile driving activities, the
SPL is typically referenced at 10 m.
SEL (represented as dB referenced to 1 micropascal squared per
second (re 1 [mu]Pa\2\-s)) represents the total energy in a stated
frequency band over a stated time interval or event, and considers both
intensity and duration of exposure. The per-pulse SEL (e.g., single
strike or single shot SEL) is calculated over the time window
containing the entire pulse (i.e., 100 percent of the acoustic energy).
SEL can also be a cumulative metric; it can be accumulated over a
single pulse (for pile driving this is the same as single-strike SEL,
above; SELss), or calculated over periods containing multiple pulses
(SELcum). Cumulative SEL (SELcum) represents the total energy
accumulated by a receiver over a defined time window or during an
event. The SEL metric is useful because it allows sound exposures of
different durations to be related to one another in terms of total
acoustic energy. The duration of a sound event and the number of
pulses, however, should be specified as there is no accepted standard
duration over which the summation of energy is measured.
RMS SPL is 10 times the logarithm (base 10) of the ratio of the
mean-square sound pressure to the specified reference value, in dB
(ISO, 2017). RMS is calculated by squaring all of the sound amplitudes,
averaging the squares, and then taking the square root of the average
(Urick, 1983). RMS accounts for both positive and negative values;
squaring the pressures makes all values positive so that they may be
accounted for in the summation of pressure levels (Hastings and Popper,
2005). This measurement is often used in the context of discussing
behavioral effects, in part because behavioral effects, which often
result from auditory cues, may be better expressed through averaged
units than by peak SPL. For impulsive sounds, RMS is calculated by the
portion of the waveform containing 90 percent of the sound energy from
the impulsive event (Madsen, 2005).
Peak SPL (also referred to as zero-to-peak sound pressure or 0-pk)
is the maximum instantaneous sound pressure measurable in the water,
which can arise from a positive or negative sound pressure, during a
specified time, for a specific frequency range (International
Organization for Standardization (ISO), 2017) at a specified distance
from the source, and is represented in the same units as the RMS sound
pressure. Along with SEL, this metric is used in evaluating the
potential for PTS (permanent threshold shift) and TTS (temporary
threshold shift) associated with impulsive sound sources.
Sounds are also characterized by their temporal component.
Continuous sounds are those whose sound pressure level remains above
that of the ambient or background sound with negligibly small
fluctuations in level (ANSI, 2005), while intermittent sounds are
defined as sounds with interrupted levels of low or no sound (National
Institute for Occupational Safety and Health (NIOSH), 1998). A key
distinction between continuous and intermittent sound sources is that
intermittent sounds have a more regular (predictable) pattern of bursts
of sounds and silent periods (i.e., duty cycle), which continuous
sounds do not.
Sounds can be either impulsive or non-impulsive (defined below).
The distinction between these two sound types is important because they
have differing potential to cause physical effects, particularly with
regard to noise-induced hearing loss (e.g., Ward, 1997 in Southall et
al., 2007). Please see NMFS et al. (2018) and Southall et al. (2007,
2019) for an in-depth discussion of these concepts.
Impulsive sound sources (e.g., explosions, gunshots, sonic booms,
seismic airgun shots, impact pile driving) produce signals that are
brief (typically considered to be less than one second), broadband,
atonal transients (ANSI, 1986; NIOSH, 1998; ANSI 2005) and occur either
as isolated events or repeated in some succession. Impulsive sounds are
all characterized by a relatively rapid rise from ambient pressure to a
maximal pressure value followed by a rapid decay period that may
include a period of diminishing, oscillating maximal and minimal
pressures, and generally have an increased capacity to induce physical
injury as compared with sounds that lack these features. Impulsive
sounds are intermittent in nature. The duration of such sounds, as
received at a distance, can be greatly extended in a highly reverberant
environment.
Non-impulsive sounds can be tonal, narrowband, or broadband, brief
or prolonged, and may be either continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these non-impulsive sounds can be transient
signals of short duration but without the essential properties of
impulses (e.g., rapid rise time). Examples of non-impulsive sounds
include those produced by vessels, aircraft, machinery operations such
as drilling or dredging, vibratory pile driving, and active sonar
systems.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to both natural and
anthropogenic sound sources. Ambient sound is defined as a composite of
naturally-occurring (i.e., non-anthropogenic) sound from many sources
both near and far (ANSI, 1995). Background sound is similar, but
includes all sounds, including anthropogenic sounds, minus the sounds
produced by the proposed activity (NMFS, 2012; NOAA, 2016b). The sound
level of a region is defined by the total acoustical energy being
generated by known and unknown sources. These sources may include
physical (e.g., wind and waves, earthquakes, ice, atmospheric sound),
biological (e.g., sounds produced by marine mammals, fish, and
invertebrates), and anthropogenic (e.g., vessels, dredging,
construction) sound. A number of sources contribute to background and
ambient sound, including wind and waves, which are a main source of
naturally occurring ambient sound for frequencies between 200 Hz and 50
kilohertz (kHz) (Mitson, 1995). In general, background and ambient
sound levels tend to increase with increasing wind speed and wave
height. Precipitation can become an important component of total sound
at frequencies above 500 Hz, and possibly down to 100 Hz during quiet
times. Marine mammals can contribute significantly to background and
ambient sound levels, as can some fish and snapping shrimp. The
frequency band for biological contributions is from approximately 12 Hz
to over 100 kHz. Sources of background sound related to human activity
include transportation (surface vessels), dredging and construction,
oil and gas drilling and production, geophysical surveys, sonar, and
explosions. Vessel noise typically dominates the total background sound
for frequencies between 20 and 300 Hz.
[[Page 45785]]
In general, the frequencies of many anthropogenic sounds, particularly
those produced by construction activities, are below 1 kHz (Richardson
et al. 1995). When sounds at frequencies greater than 1 kHz are
produced, they generally attenuate relatively rapidly, particularly
above 20 kHz due to propagation losses and absorption (Urick, 1983).
Transmission loss (TL) defines the degree to which underwater sound
has spread in space and lost energy after having moved through the
environment, and reached a receiver. It is defined by the ISO as the
reduction in a specified level between two specified points that are
within an underwater acoustic field (ISO 2017). Careful consideration
of transmission loss and appropriate propagation modeling is a crucial
step in determining the impacts of underwater sound, as it helps to
define the ranges (isopleths) to which impacts are expected and depends
significantly on local environmental parameters such as seabed type,
water depth (bathymetry), and the local speed of sound. Geometric
spreading laws are powerful tools which provide a simple means of
estimating TL, based on the shape of the sound wave front in the water
column. For a sound source that is equally loud in all directions and
in deep water, the sound field takes the form of a sphere, as the sound
extends in every direction uniformly. In this case, the intensity of
the sound is spread across the surface of the sphere, and thus we can
relate intensity loss to the square of the range (as area = 4*pi*r\2\).
When expressing logarithmically in dB as TL, we find that TL =
20*Log10(range), for the case of spherical spreading. In
shallow water, the sea surface and seafloor will bound the shape of the
sound, leading to a more cylindrical shape, as the top and bottom of
the sphere is truncated by the largely reflective boundaries. This
situation is termed cylindrical spreading, and is given by TL =
10*Log10(range) (Urick, 1983). An intermediate scenario may
be defined by the equation TL = 15*Log10(range), and is
referred to as practical spreading. Though these two geometric
spreading laws defined above do not capture many often important
details (scattering, absorption, etc.), they offer a reasonable and
simple approximation of how sound decreases in intensity as it is
transmitted. In the absence of measured data indicating the level of
transmission loss at a given site for a specific activity, NMFS
recommends practical spreading (i.e., 15*Log10(range)) to
model acoustic propagation for construction activities in most
nearshore environments.
The sum of the various natural and anthropogenic sound sources at
any given location and time depends not only on the source levels but
also on the propagation of sound through the environment. Sound
propagation is dependent on the spatially and temporally varying
properties of the water column and sea floor, and is frequency-
dependent. As a result of the dependence on a large number of varying
factors, background and ambient sound levels can be expected to vary
widely over both coarse and fine spatial and temporal scales. Sound
levels at a given frequency and location can vary by 10-20 dB from day
to day (Richardson et al., 1995). The result is that, depending on the
source type and its intensity, sound from the specified activity may be
a negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
Ongoing marine vessel traffic, seaplane traffic and associated
activities throughout the Sukkwan Strait area, as well as land-based
industrial and commercial activities, result in elevated in-air and
underwater sound conditions in the project area that increase with
proximity to the project site. Sound levels likely vary seasonally,
with elevated levels during summer, when the commercial and fishing
industries are at their peaks.
Description of Sound Sources for the Specified Activities
In-water construction activities associated with the project would
include impact pile installation, vibratory pile installation and
removal, and DTH installation. Impact hammers operate by repeatedly
dropping and/or pushing a heavy piston onto a pile to drive the pile
into the substrate. Sound generated by impact hammers is characterized
by rapid rise times and high peak levels, a potentially injurious
combination (Hastings and Popper, 2005). Vibratory hammers install
piles by vibrating them and allowing the weight of the hammer to push
them into the sediment. Vibratory hammers typically produce less sound
(i.e., lower levels) than impact hammers. Peak SPLs may be 180 dB or
greater, but are generally 10 to 20 dB lower than SPLs generated during
impact pile driving of the same-sized pile (Oestman et al., 2009). The
rise time is slower, reducing the probability and severity of injury,
and the sound energy is distributed over a greater amount of time
(Nedwell and Edwards, 2002; Carlson et al., 2005).
DTH systems would also be used during the proposed construction to
install rock sockets and tension anchors. A DTH hammer is essentially a
drill bit that drills through the bedrock using a rotating function
like a normal drill, in concert with a hammering mechanism operated by
a pneumatic (or sometimes hydraulic) component integrated into the DTH
hammer to increase speed of progress through the substrate (i.e., it is
similar to a ``hammer drill'' hand tool). The sounds produced by the
DTH methods contain both a continuous non-impulsive component from the
drilling action and an impulsive component from the hammering effect.
Therefore, NMFS treats DTH systems as both impulsive and continuous,
non-impulsive sound source types simultaneously.
The likely or possible impacts of the DOT&PF's proposed activities
on marine mammals could involve both non-acoustic and acoustic
stressors. Potential non-acoustic stressors could result from the
physical presence of the equipment and personnel; however, given there
are no known pinniped haul-out sites in the vicinity of the proposed
project site, visual and other non-acoustic stressors would be limited,
and any impacts to marine mammals are expected to primarily be acoustic
in nature.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving or drilling is the primary means by which
marine mammals may be harassed from the DOT&PF's specified activity. In
general, animals exposed to natural or anthropogenic sound may
experience physical and psychological effects, ranging in magnitude
from none to severe (Southall et al., 2007, 2019). In general, exposure
to pile driving or drilling noise has the potential to result in
auditory threshold shifts and behavioral reactions (e.g., avoidance,
temporary cessation of foraging and vocalizing, changes in dive
behavior). Exposure to anthropogenic noise can also lead to non-
observable physiological responses, such an increase in stress
hormones. Additional noise in a marine mammal's habitat can mask
acoustic cues used by marine mammals to carry out daily functions, such
as communication and predator and prey detection. The effects of pile
driving or drilling noise on marine mammals are dependent on several
factors, including, but not limited to, sound type (e.g., impulsive vs.
non-impulsive), the species, age and sex class (e.g., adult male vs.
mom with calf), duration of exposure, the distance
[[Page 45786]]
between the pile and the animal, received levels, behavior at time of
exposure, and previous history with exposure (Wartzok et al., 2004;
Southall et al., 2007). Here we discuss physical auditory effects
(threshold shifts) followed by behavioral effects and potential impacts
on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018a), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e., how animal uses sound within the
frequency band of the signal; e.g., Kastelein et al., 2014), and the
overlap between the animal and the source (e.g., spatial, temporal, and
spectral). When considering auditory effects for the DOT&PF's proposed
activities, vibratory pile driving is considered a non-impulsive
source, while impact pile driving is treated as an impulsive source.
DTH systems are considered to have both non-impulsive and impulsive
components.
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). PTS does not
generally affect more than a limited frequency range, and an animal
that has incurred PTS has incurred some level of hearing loss at the
relevant frequencies; typically animals with PTS are not functionally
deaf (Richardson et al., 1995; Au and Hastings, 2008). Available data
from humans and other terrestrial mammals indicate that a 40 dB
threshold shift approximates PTS onset (see Ward et al., 1958, 1959;
Ward, 1960; Kryter et al., 1966; Miller, 1974; Ahroon et al., 1996;
Henderson et al., 2008). PTS criteria for marine mammals are estimates,
as with the exception of a single study unintentionally inducing PTS in
a harbor seal (Kastak et al., 2008), there are no empirical data
measuring PTS in marine mammals largely due to the fact that, for
various ethical reasons, experiments involving anthropogenic noise
exposure at levels inducing PTS are not typically pursued or authorized
(NMFS, 2018).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). Based on data from cetacean TTS measurements (see
Southall et al., 2007; 2019), a TTS of 6 dB is considered the minimum
threshold shift clearly larger than any day-to-day or session-to-
session variation in a subject's normal hearing ability (Schlundt et
al., 2000; Finneran et al., 2000, 2002). As described in Finneran
(2015), marine mammal studies have shown the amount of TTS increases
with SELcum in an accelerating fashion: at low exposures with lower
SELcum, the amount of TTS is typically small and the growth curves have
shallow slopes. At exposures with higher SELcum, the growth curves
become steeper and approach linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Many studies have examined noise-induced hearing loss in marine
mammals (see Finneran (2015) and Southall et al. (2019) for summaries).
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter, 2013). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends. For
cetaceans, published data on the onset of TTS are limited to captive
bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
asiaeorientalis) (Southall et al., 2019). For pinnipeds in water,
measurements of TTS are limited to harbor seals, elephant seals,
bearded seals (Erignathus barbatus), and California sea lions (Zalophus
californianus) (Kastak et al., 1999; 2007; Kastelein et al., 2019b;
2019c; Reichmuth et al., 2019; Sills et al., 2020; Kastelein et al.,
2021; 2022a; 2022b). These studies examine hearing thresholds measured
in marine mammals before and after exposure to intense or long-duration
sound exposures. The difference between the pre-exposure and post-
exposure thresholds can be used to determine the amount of threshold
shift at various post-exposure times.
The amount and onset of TTS depends on the exposure frequency.
Sounds at low frequencies, well below the region of best sensitivity
for a species or hearing group, are less hazardous than those at higher
frequencies, near the region of best sensitivity (Finneran and
Schlundt, 2013). At low frequencies, onset-TTS exposure levels are
higher compared to those in the region of best sensitivity (i.e., a low
frequency noise would need to be louder to cause TTS onset when TTS
exposure level is higher), as shown for harbor porpoises and harbor
seals (Kastelein et al., 2019a; Kastelein et al., 2019c). Note that in
general, harbor seals and harbor porpoises have a lower TTS onset than
other measured pinniped or cetacean species (Finneran, 2015). In
addition, TTS can accumulate across multiple exposures, but the
resulting TTS will be less than the TTS from a single, continuous
exposure with the same SEL (Mooney et al., 2009; Finneran et al., 2010;
Kastelein et al., 2014; 2015). This means that TTS predictions based on
the total, cumulative SEL will overestimate the amount of TTS from
intermittent exposures, such as sonars and impulsive sources.
Nachtigall et al. (2018) describe measurements of hearing sensitivity
of multiple odontocete species (bottlenose dolphin, harbor porpoise,
beluga, and false killer whale (Pseudorca
[[Page 45787]]
crassidens)) when a relatively loud sound was preceded by a warning
sound. These captive animals were shown to reduce hearing sensitivity
when warned of an impending intense sound. Based on these experimental
observations of captive animals, the authors suggest that wild animals
may dampen their hearing during prolonged exposures or if conditioned
to anticipate intense sounds. Another study showed that echolocating
animals (including odontocetes) might have anatomical specializations
that might allow for conditioned hearing reduction and filtering of
low-frequency ambient noise, including increased stiffness and control
of middle ear structures and placement of inner ear structures (Ketten
et al., 2021). Data available on noise-induced hearing loss for
mysticetes are currently lacking (NMFS, 2018). Additionally, the
existing marine mammal TTS data come from a limited number of
individuals within these species.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans, but such
relationships are assumed to be similar to those in humans and other
terrestrial mammals. PTS typically occurs at exposure levels at least
several decibels above (a 40-dB threshold shift approximates PTS onset;
e.g., Kryter et al., 1966; Miller, 1974) that inducing mild TTS (a 6-dB
threshold shift approximates TTS onset; e.g., Southall et al., 2007).
Based on data from terrestrial mammals, a precautionary assumption is
that the PTS thresholds for impulsive sounds (such as impact pile
driving pulses as received close to the source) are at least 6 dB
higher than the TTS threshold on a peak-pressure basis and PTS
cumulative sound exposure level thresholds are 15 to 20 dB higher than
TTS cumulative sound exposure level thresholds (Southall et al., 2007).
Given the higher level of sound or longer exposure duration necessary
to cause PTS as compared with TTS, it is considerably less likely that
PTS could occur.
Behavioral Harassment--Exposure to noise from pile driving and
drilling also has the potential to behaviorally disturb marine mammals
to a level that rises to the definition of harassment under the MMPA.
Generally speaking, NMFS considers a behavioral disturbance that rises
to the level of harassment under the MMPA a non-minor response--in
other words, not every response qualifies as behavioral disturbance,
and for responses that do, those of a higher level, or accrued across a
longer duration, have the potential to affect foraging, reproduction,
or survival. Behavioral disturbance may include a variety of effects,
including subtle changes in behavior (e.g., minor or brief avoidance of
an area or changes in vocalizations), more conspicuous changes in
similar behavioral activities, and more sustained and/or potentially
severe reactions, such as displacement from or abandonment of high-
quality habitat. Disturbance may result in changing durations of
surfacing and dives, changing direction and/or speed; reducing/
increasing vocal activities; changing/cessation of certain behavioral
activities (such as socializing or feeding); eliciting a visible
startle response or aggressive behavior (such as tail/fin slapping or
jaw clapping); avoidance of areas where sound sources are located.
Pinnipeds may increase their haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006). Behavioral responses to sound
are highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et al., 2004; Southall et al.,
2007; Weilgart, 2007; Archer et al., 2010, Southall et al., 2021).
Behavioral reactions can vary not only among individuals but also
within an individual, depending on previous experience with a sound
source, context, and numerous other factors (Ellison et al., 2012), and
can vary depending on characteristics associated with the sound source
(e.g., whether it is moving or stationary, number of sources, distance
from the source). In general, pinnipeds seem more tolerant of, or at
least habituate more quickly to, potentially disturbing underwater
sound than do cetaceans, and generally seem to be less responsive to
exposure to industrial sound than most cetaceans. Please see Appendices
B and C of Southall et al. (2007) and Gomez et al. (2016) for reviews
of studies involving marine mammal behavioral responses to sound.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2004). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance (Bejder et al., 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure.
As noted above, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.,
1995; National Research Council (NRC), 2003; Wartzok et al., 2004).
Controlled experiments with captive marine mammals have showed
pronounced behavioral reactions, including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed
responses of wild marine mammals to loud pulsed sound sources
(typically seismic airguns or acoustic harassment devices) have been
varied but often consist of avoidance behavior or other behavioral
changes suggesting discomfort (Morton and Symonds, 2002; see also
Richardson et al., 1995; Nowacek et al., 2007).
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad categories of potential response, which
we describe in greater detail here, that include alteration of dive
behavior, alteration of foraging behavior, effects to breathing,
interference with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,b). Variations in dive behavior may
reflect interruptions in biologically significant activities (e.g.,
foraging) or they may be of little biological significance. The impact
of an alteration to dive behavior resulting from an acoustic exposure
depends on what the animal is doing at
[[Page 45788]]
the time of the exposure and the type and magnitude of the response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Variations in respiration naturally vary with different behaviors
and alterations to breathing rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Various studies have shown that respiration rates may
either be unaffected or could increase, depending on the species and
signal characteristics, again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al., 2001, 2005, 2006; Gailey et
al., 2007).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals, humpback whales and killer whales have
been observed to increase the length of their songs or vocalizations,
respectively (Miller et al., 2000; Fristrup et al., 2003; Foote et al.,
2004), while right whales (Eubalaena glacialis) have been observed to
shift the frequency content of their calls upward while reducing the
rate of calling in areas of increased anthropogenic noise (Parks et
al., 2007). In some cases, animals may cease sound production during
production of aversive signals (Bowles et al., 1994).
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from seismic surveys (Malme et al.,
1984). Avoidance may be short-term, with animals returning to the area
once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996;
Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 2007).
Longer-term displacement is possible, however, which may lead to
changes in abundance or distribution patterns of the affected species
in the affected region if habituation to the presence of the sound does
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
et al., 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus, 1996, Bowers et al., 2018). The result of a flight response
could range from brief, temporary exertion and displacement from the
area where the signal provokes flight to, in extreme cases, marine
mammal strandings (England, 2001). However, it should be noted that
response to a perceived predator does not necessarily invoke flight
(Ford and Reeves, 2008), and whether individuals are solitary or in
groups may influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fishes and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than 1 day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
Stress Responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Selye, 1950;
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous system responses
to stress typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance
[[Page 45789]]
(e.g., Moberg, 1987; Blecha, 2000). Increases in the circulation of
glucocorticoids are also equated with stress (Romano et al., 2004).
The primary distinction between ``stress'' (which is adaptive and
does not normally place an animal at risk) and ``distress'' is the cost
of the response. During a stress response, an animal uses glycogen
stores that can be quickly replenished once the stress is alleviated.
In such circumstances, the cost of the stress response would not pose
serious fitness consequences. However, when an animal does not have
sufficient energy reserves to satisfy the energetic costs of a stress
response, energy resources must be diverted from other functions. This
state of distress will last until the animal replenishes its energetic
reserves sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
that noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003), however
distress is an unlikely result of this project based on observations of
marine mammals during previous, similar construction projects.
Auditory Masking--Since many marine mammals rely on sound to find
prey, moderate social interactions, and facilitate mating (Tyack,
2008), noise from anthropogenic sound sources can interfere with these
functions, but only if the noise spectrum overlaps with the hearing
sensitivity or vocal ranges of the marine mammal (Southall et al.,
2007; Clark et al., 2009; Hatch et al., 2012). Chronic exposure to
excessive, though not high-intensity, noise could cause masking at
particular frequencies for marine mammals that utilize sound for vital
biological functions (Clark et al., 2009). Acoustic masking is when
other noises such as from human sources interfere with an animal's
ability to detect, recognize, or discriminate between acoustic signals
of interest (e.g., those used for intraspecific communication and
social interactions, prey detection, predator avoidance, navigation)
(Richardson et al., 1995; Erbe et al., 2016). Therefore, under certain
circumstances, marine mammals whose acoustical sensors or environment
are being severely masked could also be impaired from maximizing their
performance fitness in survival and reproduction. The ability of a
noise source to mask biologically important sounds depends on the
characteristics of both the noise source and the signal of interest
(e.g., signal-to-noise ratio, temporal variability, direction), in
relation to each other and to an animal's hearing abilities (e.g.,
sensitivity, frequency range, critical ratios, frequency
discrimination, directional discrimination, age, or TTS hearing loss),
and existing ambient noise and propagation conditions.
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is human-made, it may be considered
harassment when disrupting or altering critical behaviors. It is
important to distinguish TTS and PTS, which persist after the sound
exposure, from masking, which occurs during the sound exposure. Because
masking (without resulting in TS) is not associated with abnormal
physiological function, it is not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000;
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2010; Holt
et al., 2009). Masking can be reduced in situations where the signal
and noise come from different directions (Richardson et al., 1995),
through amplitude modulation of the signal, or through other
compensatory behaviors (Houser, 2014). Masking can be tested directly
in captive species (e.g., Erbe, 2008), but in wild populations it must
be either modeled or inferred from evidence of masking compensation.
There are few studies addressing real-world masking sounds likely to be
experienced by marine mammals in the wild (e.g., Branstetter et al.,
2013).
Marine mammals near the proposed project site are exposed to
anthropogenic noise which may lead to some habituation, but is also a
source of masking. Vocalization changes may result from a need to
compete with an increase in background noise and include increasing the
source level, modifying the frequency, increasing the call repetition
rate of vocalizations, or ceasing to vocalize in the presence of
increased noise (Hotchkin and Parks, 2013).
Masking is more likely to occur in the presence of broadband,
relatively continuous noise sources. Energy distribution of pile
driving covers a broad frequency spectrum, and sound from pile driving
would be within the audible range of pinnipeds and cetaceans present in
the proposed action area. While some construction during the DOT&PF's
activities may mask some acoustic signals that are relevant to the
daily behavior of marine mammals, the short-term duration and limited
areas affected make it very unlikely that survival would be affected.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with construction
activities that have the potential to cause behavioral harassment,
depending on their distance from these activities. Airborne noise would
primarily be an issue for pinnipeds that are swimming or hauled out
near the project site within the range of noise levels elevated above
airborne acoustic criteria. Although pinnipeds are known to haul-out
regularly on man-made objects, incidents of take resulting solely from
airborne sound are unlikely due to the sheltered proximity between the
proposed project area and the known haulout sites (the closest known
pinniped haulout is for harbor seals, which is located 4.5 km (2.8 mi)
southeast of the proposed project site, but blocked by a land shadow).
Cetaceans are not expected to be exposed to airborne sounds that would
result in harassment as defined under the MMPA.
[[Page 45790]]
We recognize that pinnipeds in the water could be exposed to
airborne sound that may result in behavioral harassment when looking
with their heads above water. Most likely, airborne sound would cause
behavioral responses similar to those discussed above in relation to
underwater sound. For instance, anthropogenic sound could cause hauled-
out pinnipeds to exhibit changes in their normal behavior, such as
reduction in vocalizations, or cause them to temporarily abandon the
area and move further from the source. However, these animals would
previously have been ``taken'' because of exposure to underwater sound
above the behavioral harassment thresholds, which are in all cases
larger than those associated with airborne sound. Thus, the behavioral
harassment of these animals is already accounted for in these estimates
of potential take. Therefore, we do not believe that authorization of
incidental take resulting from airborne sound for pinnipeds is
warranted, and airborne sound is not discussed further here.
Potential Effects on Marine Mammal Habitat
The proposed project will occur within the same footprint as
existing marine infrastructure. The nearshore and intertidal habitat
where the proposed project will occur is an area of relatively high
marine vessel traffic. Most marine mammals do not generally use the
area within the footprint of the project area. Temporary, intermittent,
and short-term habitat alteration may result from increased noise
levels within the Level A and Level B harassment zones. Effects on
marine mammals will be limited to temporary displacement from pile
installation and removal noise, and effects on prey species will be
similarly limited in time and space.
Water Quality--Temporary and localized reduction in water quality
will occur as a result of in-water construction activities. Most of
this effect will occur during the installation and removal of piles and
bedrock removal when bottom sediments are disturbed. The installation
and removal of piles and bedrock removal will disturb bottom sediments
and may cause a temporary increase in suspended sediment in the project
area. During pile extraction, sediment attached to the pile moves
vertically through the water column until gravitational forces cause it
to slough off under its own weight. The small resulting sediment plume
is expected to settle out of the water column within a few hours.
Studies of the effects of turbid water on fish (marine mammal prey)
suggest that concentrations of suspended sediment can reach thousands
of milligrams per liter before an acute toxic reaction is expected
(Burton, 1993).
Impacts to water quality from DTH hammers are expected to be
similar to those described for pile driving. Impacts to water quality
would be localized and temporary and would have negligible impacts on
marine mammal habitat. Effects to turbidity and sedimentation are
expected to be short-term, minor, and localized. Since the currents are
strong in the area, following the completion of sediment-disturbing
activities, suspended sediments in the water column should dissipate
and quickly return to background levels in all construction scenarios.
Turbidity within the water column has the potential to reduce the level
of oxygen in the water and irritate the gills of prey fish species in
the proposed project area. However, turbidity plumes associated with
the project would be temporary and localized, and fish in the proposed
project area would be able to move away from and avoid the areas where
plumes may occur. Therefore, it is expected that the impacts on prey
fish species from turbidity, and therefore on marine mammals, would be
minimal and temporary. In general, the area likely impacted by the
proposed construction activities is relatively small compared to the
available marine mammal habitat in southeast Alaska.
Potential Effects on Prey--Sound may affect marine mammals through
impacts on the abundance, behavior, or distribution of prey species
(e.g., crustaceans, cephalopods, fish, zooplankton). Marine mammal prey
varies by species, season, and location and, for some, is not well
documented. Studies regarding the effects of noise on known marine
mammal prey are described here.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick and Mann, 1999; Fay,
2009). Depending on their hearing anatomy and peripheral sensory
structures, which vary among species, fishes hear sounds using pressure
and particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds that are especially strong and/or intermittent
low-frequency sounds. Short duration, sharp sounds can cause overt or
subtle changes in fish behavior and local distribution. The reaction of
fish to noise depends on the physiological state of the fish, past
exposures, motivation (e.g., feeding, spawning, migration), and other
environmental factors. Hastings and Popper (2005) identified several
studies that suggest fish may relocate to avoid certain areas of sound
energy. Additional studies have documented effects of pile driving on
fishes; several are based on studies in support of large, multiyear
bridge construction projects (e.g., Scholik and Yan, 2001, 2002; Popper
and Hastings, 2009). Several studies have demonstrated that impulse
sounds might affect the distribution and behavior of some fishes,
potentially impacting foraging opportunities or increasing energetic
costs (e.g., Fewtrell and McCauley, 2012; Pearson et al., 1992; Skalski
et al., 1992; Santulli et al., 1999; Paxton et al., 2017). However,
some studies have shown no or slight reaction to impulse sounds (e.g.,
Pe[ntilde]a et al., 2013; Wardle et al., 2001; Jorgenson and Gyselman,
2009; Cott et al., 2012). More commonly, though, the impacts of noise
on fishes are temporary.
SPLs of sufficient strength have been known to cause injury to
fishes and fish mortality (summarized in Popper et al., 2014). However,
in most fish species, hair cells in the ear continuously regenerate and
loss of auditory function likely is restored when damaged cells are
replaced with new cells. Halvorsen et al. (2012a) showed that a TTS of
4-6 dB was recoverable within 24 hours for one species. Impacts would
be most severe when the individual fish is close to the source and when
the duration of exposure is long. Injury caused by barotrauma can range
from slight to severe and can cause death, and is most likely for fish
with swim bladders. Barotrauma injuries have been documented during
controlled exposure to impact pile driving (Halvorsen et al., 2012b;
Casper et al., 2013).
Essential fish habitat (EFH) has been designated in the proposed
project area for all five species of salmon (i.e., chum salmon, pink
salmon, coho salmon, sockeye salmon, and Chinook salmon; NMFS 2017),
which are common prey of marine mammals. Many creeks flowing into
Sukkwan Strait and nearby areas are known to contain salmonids,
including three primary creeks: Hydaburg River, Natzuhini River, and
Saltery Creek (Giefer and Blossom
[[Page 45791]]
2020); however, adverse effects on EFH in this area are not expected.
Fish populations in the proposed project area that serve as marine
mammal prey could be temporarily affected by noise from pile
installation and removal. The frequency range in which fish generally
perceive underwater sounds is 50 to 2,000 Hz, with peak sensitivities
below 800 Hz (Popper and Hastings, 2009). Fish behavior or distribution
may change, especially with strong and/or intermittent sounds that
could harm fish. High underwater SPLs have been documented to alter
behavior, cause hearing loss, and injure or kill individual fish by
causing serious internal injury (Hastings and Popper, 2005).
The greatest potential impact to fishes during construction would
occur during impact pile driving and DTH excavation. In-water
construction activities would only occur during daylight hours allowing
fish to forage and transit the project area in the evening. Vibratory
pile driving would possibly elicit behavioral reactions from fishes
such as temporary avoidance of the area but is unlikely to cause
injuries to fishes or have persistent effects on local fish
populations. In general, impacts on marine mammal prey species are
expected to be minor, localized, and temporary.
In-Water Construction Effects on Potential Foraging Habitat
The proposed activities would not result in permanent impacts to
habitats used directly by marine mammals. The total seafloor area
affected by pile installation and removal is a very small area compared
to the vast foraging area available to marine mammals outside this
project area. Construction would have minimal permanent and temporary
impacts on benthic invertebrate species, a marine mammal prey source.
In addition, although southeast Alaska in its entirety is listed as a
BIA for humpback whales (Wild et al., 2023), the proposed project area
does not contain particularly high-value habitat and is not unusually
important for this species or any of the other species potentially
impacted by the DOT&PF's proposed activities. Therefore, impacts of the
project are not likely to have adverse effects on marine mammal
foraging habitat in the proposed project area.
The area impacted by the proposed project is relatively small
compared to the available habitat just outside the project area, and
there are no areas of particular importance that would be impacted by
this project. Any behavioral avoidance by fish of the disturbed area
would still leave significantly large areas of fish and marine mammal
foraging habitat in the nearby vicinity. As described in the preceding,
the potential for the DOT&PF's construction to affect the availability
of prey to marine mammals or to meaningfully impact the quality of
physical or acoustic habitat is considered to be insignificant.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers,'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the acoustic source (i.e., vibratory pile driving, impact pile
driving, and DTH systems) has the potential to result in disruption of
behavioral patterns for individual marine mammals. There is also some
potential for auditory (Level A harassment) to result, primarily for
mysticetes and high frequency species and phocids because predicted
auditory injury zones are larger than for mid-frequency species and
otariids. Auditory injury is unlikely to occur for mid-frequency
species or otariids. The proposed mitigation and monitoring measures
are expected to minimize the severity of the taking to the extent
practicable. As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021, Ellison et al., 2012).
Based on what the available science indicates and the practical need to
use a threshold based on a metric that is both predictable and
measurable for most activities, NMFS typically uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS generally predicts that marine mammals are
likely to be behaviorally harassed in a manner considered to be Level B
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB re 1 [mu]Pa
for continuous (e.g., vibratory pile-driving, drilling) and above RMS
SPL 160 dB re 1 [mu]Pa for non-explosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific sonar) sources. Generally
speaking, Level B harassment take estimates based on these behavioral
harassment thresholds are expected to include any likely takes by TTS
as, in most cases, the likelihood of TTS occurs at distances from the
source less than those at which behavioral harassment is likely. TTS of
a sufficient degree can manifest as behavioral harassment, as reduced
hearing sensitivity and the
[[Page 45792]]
potential reduced opportunities to detect important signals
(conspecific communication, predators, prey) may result in changes in
behavior patterns that would not otherwise occur.
The DOT&PF's proposed activity includes the use of continuous
(vibratory pile driving) and intermittent (impact pile driving)
sources, and therefore the RMS SPL thresholds of 120 and 160 dB re 1
[mu]Pa are applicable. DTH systems have both continuous, non-impulsive,
and impulsive components as discussed in the Description of Sound
Sources section above. When evaluating Level B harassment, NMFS
recommends treating DTH as a continuous source and applying the RMS SPL
thresholds of 120 dB re 1 [mu]Pa.
Level A Harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). The
DOT&PF's proposed construction includes the use of impulsive (impact
pile driving) and non-impulsive (vibratory pile driving) sources. As
described above, DTH includes both impulsive and non-impulsive
characteristics. When evaluating Level A harassment, NMFS recommends
treating DTH as an impulsive source.
The thresholds used to identify the onset of PTS are provided in
Table 4. The references, analysis, and methodology used in the
development of the thresholds are described in NMFS' 2018 Technical
Guidance, which may be accessed at: www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing Group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for NMFS' 2018 Technical Guidance. Hence, the
subscript ``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted
within the generalized hearing range. The subscript associated with cumulative sound exposure level thresholds
indicates the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW
pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle).
When possible, it is valuable for action proponents to indicate the conditions under which these acoustic
thresholds will be exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., impact pile installation,
vibratory pile installation, vibratory pile removal, and DTH).
Sound Source Levels of Proposed Activities--The intensity of pile
driving sounds is greatly influenced by factors such as the type of
piles (material and diameter), hammer type, and the physical
environment (e.g., sediment type) in which the activity takes place.
The DOT&PF evaluated SPL and TL measurements available for certain pile
types and sizes from similar activities elsewhere in Alaska or outside
of Alaska and relied on relevant sound source verification studies to
determine appropriate proxy levels for their proposed activities.
Recently proposed and issued IHAs from southeast Alaska were also
reviewed to identify the most appropriate SPLs and TL coefficients for
use in this application. NMFS agrees that the SPL values and TL
coefficients that the DOT&PF proposed for vibratory installation and
removal and impact installation of 16-inch (40.64 cm), 20-inch (50.80
cm), and 24-inch (60.96 cm) steel piles are appropriate proxy levels
for their proposed construction activities (see Table 5 for proposed
proxy levels). However, NMFS finds that DOT&PF's proposed SPL values
for 8-inch (20.32 cm) tension anchors and TL coefficients for all DTH
activities (described in further detail below) are not consistent with
what NMFS assesses to be the best available science, and instead
proposes for use SPLs and TL coefficients for DTH consistent with NMFS'
recommendations for analyses of noise from DTH systems (https://media.fisheries.noaa.gov/2022-11/PUBLIC%20DTH%20Basic%20Guidance_November%202022.pdf) (NMFS, 2022). NMFS
specifically requests comments on its proposed SPL values and TL
coefficients for DTH systems, assessment that these values are more
appropriate than those proposed by DOT&PF, as well as on its DTH
recommendations generally. Note that the values in Table 5 represent
SPL referenced at a distance of 10 m from the source.
[[Page 45793]]
Table 5--Summary of Unattenuated In-Water Pile Driving Proxy Levels (at 10 m) and Transmission Loss Coefficients
----------------------------------------------------------------------------------------------------------------
SELss (dB re 1
Installation Peak SPL (dB RMS SPL (dB re [micro]Pa\2\ Reference
Pile type method re 1 1 [micro]Pa) sec) (levels)
[micro]Pa)
----------------------------------------------------------------------------------------------------------------
16-inch steel piles.......... Vibratory hammer NA 158 NA CALTRANS
(2020).
20-inch steel piles.......... Vibratory hammer NA 161 NA Navy (2015).
24-inch steel piles.......... Vibratory hammer NA 161 NA Navy (2015).
20-inch steel piles.......... Impact hammer... 208 187 176 CALTRANS
(2020).
24-inch steel piles.......... Impact hammer... 208 193 178 CALTRANS
(2020).
8-inch tension anchors....... DTH system...... \2\ 170 156 \2\ 144 Reyff and
Heyvaert
(2019); Reyff
(2020).
20-inch rock sockets......... DTH system...... 184 167 159 Heyvaert and
Reyff (2021).
24-inch rock sockets......... DTH system...... 184 167 159 Heyvaert and
Reyff (2021).
----------------------------------------------------------------------------------------------------------------
Notes: NMFS conservatively assumes that noise levels during vibratory pile removal are the same as those during
installation for the same type and size pile; all SPLs are unattenuated and represent the SPL referenced at a
distance of 10 m from the source; NA = Not applicable; dB re 1 [micro]Pa = decibels (dB) referenced to a
pressure of 1 micropascal.
NMFS recommends that DTH system installation be treated as a
continuous sound source for Level B behavioral harassment calculations
and as an impulsive source for Level A harassment calculations (NMFS,
2022) given these systems produce noise including characteristics of
both source types (described above in the Description of Sound Sources
section). The DOT&PF reviewed projects that were most similar to the
specified activity in terms of drilling activities, type and size of
piles installed, method of pile installation, and substrate conditions.
Data from DTH system installation of 24-inch (60.96-cm) piles in
Tenakee Springs, Alaska, indicate a continuous RMS SPL of 167 dB, an
impulsive peak SPL of 184 dB, and a SELss level of 159 dB
(all at 10 m) (Heyvaert and Reyff, 2021). Therefore, DOT&PF proposed
these levels as proxy values for DTH system installation of 20- and 24-
inch (50.80- and 60.96-cm) rock sockets during the proposed activities.
NMFS concurs that these levels are appropriate proxy levels for the
installation of rock sockets via DTH systems for the proposed project
(Table 5).
TL coefficient data from Denes et al. (2016) and Heyvaert and Reyff
(2021) indicate that sounds from 24-inch (60.96-cm) drilling rock
sockets in Kodiak and Tenakee Springs, Alaska, decay at rates ranging
from 18.9*log10(R) to 20.3*log10(R), where R
indicates range from the subject pile, for RMS SPLs, respectively.
Therefore, Reyff (2022) recommends in Appendix C of the DOT&PF's
application that sounds from DTH activities are characteristic of a
point source and proposed a TL coefficient of 19.0 be used as a proxy
for 20- and 24-inch (50.80- and 60.96-cm) rock socket installation in
Hydaburg (Denes et al., 2016; Heyvaert and Reyff, 2021). While there is
evidence that TL coefficients can be high during DTH activities (e.g.,
Denes et al., 2016; Reyff, 2020; Heyvaert and Reyff, 2021), TL
coefficient measurements reported from DTH activities are highly
variable and in some cases have been reported to be lower, and more
representative of practical spreading models (i.e.,
15*log10(R)). For example, recent rock socket measurements
from Tongass Narrows in Ketchikan, Alaska, located approximately 76 km
east of Hydaburg, Alaska, reported TL coefficients of 14.1 for
SELss, 14.3 for RMS SPL, and 14.8 for Peak SPL measurements
of 24-inch (60.96-cm) open-end steel piles for ranges recorded out to
80-95 m (Miner, 2023). Other rock socket measurements from Skagway,
Alaska, reported TL coefficients of 13.3 for SELss and 13.8
for Peak SPL measurements of 42-inch (106.68-cm) steel piles for ranges
recorded out to 1,400 m from the pile (Reyff, 2020). Further, the TL
measurements reported by Denes et al. (2016) and Heyvaert and Reyff
(2021) in Kodiak and Tenakee Springs, Alaska, were also high for impact
and vibratory pile driving. For example, in Tenakee Springs, TL
coefficients for impact pile driving of 18-inch (45.75-cm) steel
battered piles, 24-inch (60.96-cm) steel vertical piles, and 30-inch
(76.20-cm) steel battered and vertical piles ranged from 18.8 to 19.1
for SELss, 19.6 to 20.1 for RMS SPL, and 18.9 to 20.0 for
Peak SPL measurements recorded out to 1,100 m (Heyvaert and Reyff,
2021). The TL coefficients reported for impact pile driving and
vibratory pile driving of 24-inch (60.96-cm) piles in Kodiak, when
considering monitoring ranges out to 1,125 m, were 20.3 and 21.9 for
RMS SPL, respectively (Denes et al., 2016). Therefore, the TL
coefficients reported by these two studies, and used by Reyff (2022)
and the DOT&PF to support a proxy TL coefficient of 19.0, may not be
representative of TL coefficients in other locations in southeast
Alaska or potentially at those same locations under different
conditions. In addition, all of the acoustic measurements (i.e., for
vibratory, impact, and DTH pile driving) from Kodiak were missing
energy on the recordings between 50-300 Hz due to the shallow
bathymetry in the region (which did not support propagation of low
frequencies), making their data less suitable for use as proxy data as
they did not include the full range of frequencies produced by the
construction activities (Denes et al., 2016).
As described in the Description of Sound Sources section, sound
propagation, and thus TL, through an environment can be complicated and
depend on a multitude of factors (e.g., seabed type, bathymetry, and
the local sound speed profiles, characteristics of the sound itself),
which can vary temporally and spatially. Many of these factors that
affect sound propagation and TL are thus site- and time-specific. For
coastal activities, such as pile driving, if area-specific information
on propagation/transmission loss is not available, NMFS generally
recommends practical spreading (TL=15 * log10(R)) (e.g.,
Stadler and Woodbury, 2009; CALTRANS, 2015; NMFS, 2020). There are no
site specific TL data available for the drilling of rock sockets in
Hydaburg, Alaska. Therefore, at this time, NMFS has preliminarily
determined that DOT&PF's proposed TL coefficient of 19.0 for the
installation of rock sockets during their proposed project is
inappropriate, and instead proposes a default TL coefficient of 15.0 be
used for these activities. This is consistent with the recommendations
outlined in NMFS (2020) and NMFS (2022).
Underwater noise from tension anchor construction is typically
lower than noise produced by other DTH activities. During tension
anchor
[[Page 45794]]
construction, the casing used during drilling is inside a larger-
diameter pile, reducing noise levels. In addition, anchor holes are
substantially smaller in diameter and deeper than rock sockets, and
therefore, result in much lower sound (Reyff and Heyvaert, 2019). The
DOT&PF and NMFS agree that a continuous RMS SPL of 156 dB (at 10 m)
(Reyff and Heyvaert, 2019) is the most appropriate proxy level to use
for the installation of 8-inch (20.32-cm) tension anchors at this time.
However, DOT&PF proposed that 8-inch (20.32-cm) tension anchors should
be considered as a solely non-impulsive, continuous sound source when
calculating Level A and Level B behavioral harassment rather than as
having both impulsive (Level A) and continuous (Level B behavioral
harassment) components as recommended by NMFS (2022). DOT&PF based this
argument on the finding that Heyvaert and Reyff (2021) could not
classify the tension anchor installation as impulsive for the purposes
of Level A harassment zone calculations because the impulse sound level
was generally not much louder than the continuous sound level. However,
there is evidence that DTH piling and DTH drilling contains impulsive
components (i.e., pulsed sounds) (Guan et al., 2022), including from
Heyvaert and Reyff (2021) who reported that sounds from tension rock
anchor installation had impulsive characteristics, but that the noise
from these pulses were not distinctly higher than the constant drilling
sounds. It is important to account for these impulsive characteristics
since they have a greater potential to cause noise-induced hearing loss
compared to non-impulsive sounds. Thus, there does not appear to be
enough evidence to indicate that 8-inch (20.32-cm) rock tension anchor
piles have no impulsive components. Therefore, as the data suggest is
appropriate, NMFS proposes impulsive SELss values of 144 dB
and 170 dB peak SPL (Reyff, 2020), respectively (at 10 m), for the DTH
system installation of 8-inch (20.32-cm) tension anchors during the
proposed activity.
DOT&PF propose a TL coefficient of 19.0 for 8-inch (20.32-cm)
tension anchors based on the measurements from Skagway, Alaska (Reyff
and Heyvaert, 2019; Reyff, 2020) and Tenakee Springs, Alaska (Heyvaert
and Reyff, 2021) as recommended in Reyff (2022) in Appendix C of the
DOT&PF's application. These are the only two hydroacoustic studies both
the DOT&PF and NMFS are aware of that have involved the installation of
tension anchors. Reyff and Heyvaert (2019) and Reyff (2020) (which
provides an update to Reyff and Heyvaert, 2019) reported a TL
coefficient of 24.2 for RMS SPL values recorded from 36 to 110 m from
the pile of 8-inch (20.32-cm) rock tension anchors in Skagway, Alaska.
Heyvaert and Reyff (2021) reported a TL coefficient of 19.2 for RMS SPL
values recorded from 9 to 900 m of 8-inch (20.32-cm) rock anchor
casings installed within 24-inch (60.96-cm) diameter vertical piles and
17.0 for RMS SPL values recorded from 10 to 110 m of 8-inch (20.32-cm)
rock anchor casings installed within 18-inch (45.75 cm) diameter
battered piles in Tenakee Springs, Alaska.
As discussed above, TL measurements from this particular study in
Tenakee Springs appear to be higher in general for all pile driving
activities (vibratory and impact pile driving and DTH systems) and thus
may not be representative of TL coefficients recorded elsewhere in
southeast Alaska or under different circumstances at Tenakee Springs.
For the Skagway dataset, sound level measurements were only made out to
110 m, and therefore it is unknown if the resulting TL coefficient is
representative at greater distances. While there is data to suggest
that TL coefficients from the installation of tension anchors may
typically be higher than 15*log10(R) (e.g., Reyff and
Heyvaert, 2019; Reyff, 2020; Heyvaert and Reyff, 2021), these data are
based on measurements of only a few piles and they were obtained from
study sites located over 320 km away from Hydaburg, Alaska. Thus, given
the lack of site specific TL measurements for the installation of
tension anchors in Hydaburg, at this time, NMFS does not agree with the
DOT&PF's proposed TL coefficient of 19.0 for the DTH installation of
rock tension anchor piles and instead proposes a default TL coefficient
of 15.0, which is consistent with recommendations outlined in NMFS
(2020) and NMFS (2022).
Estimated Harassment Isopleths--All Level B harassment isopleths
are reported in Table 7 considering RMS SPLs and the default TL
coefficient. Land forms (including causeways, breakwaters, islands, and
other land masses) impede the transmission of underwater sound and
create shadows behind them where sound from construction is not
audible. At Hydaburg, Level B harassment isopleths from the proposed
project will be blocked by Sukkwan Island, Spook Island, Mushroom
Island, and the coastline along Prince of Wales Island both southeast
and northwest of the project site. The maximum distance that a
harassment isopleth can extend due to these land masses is 5,162 m.
The ensonified area associated with Level A harassment is
technically challenging to predict due to the need to account for a
duration component. Therefore, NMFS developed an optional User
Spreadsheet tool to accompany the Technical Guidance (2018) that can be
used to relatively simply predict an isopleth distance for use in
conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources (such as from impact pile driving, vibratory pile
driving, and DTH), the optional User Spreadsheet tool predicts the
distance at which, if a marine mammal remained at that distance for the
duration of the activity, it would be expected to incur PTS. Inputs
used in the optional User Spreadsheet tool are reported in Table 6 and
the resulting estimated isopleths are reported in Table 7. (Please see
Table 6-5 in the DOT&PF's application for harassment isopleths
calculated using the DTH TL coefficients and source levels for 8-in
(20.32-cm) tension anchors proposed therein).
[[Page 45795]]
Table 6--NMFS User Spreadsheet Inputs
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory pile driving Impact pile driving DTH
---------------------------------------------------------------------------------------------------------------------------------------------------------------
16-inch steel 20-inch steel 24-inch steel piles 20-inch steel 24-inch steel 20- and 24-inch 8-inch tension
piles piles ---------------------------------------- piles piles rock socket anchor
---------------------------------------- -------------------------------------------------------------------------------
Installation/ Installation Removal
Removal removal Installation Installation Installation Installation
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used............ A.1) Non-Impul, A.1) Non-Impul, A.1) Non-Impul, A.1) Non-Impul, E.1) Impact pile E.1) Impact pile E.2) DTH Systems.. A.1) DTH Systems.
Stat, Cont. Stat, Cont. Stat, Cont. Stat, Cont. driving. driving.
Source Level (SPL).............. 158 dB RMS........ 161 dB RMS........ 161 dB RMS........ 161 dB RMS........ 176 dB SEL........ 178 dB SEL........ 159 dB RMS........ 144 dB RMS.
Transmission Loss Coefficient... 15................ 15................ 15................ 15................ 15................ 15................ 15................ 15.
Weighting Factor Adjustment 2.5............... 2.5............... 2.5............... 2.5............... 2................. 2................. 2................. 2.
(kHz).
Time to install/remove single 30................ 15/30 \1\......... 15/30 \1\......... 30................ .................. .................. 60-480 \2\........ 60-240.\2\
pile (minutes).
Number of strikes per pile...... .................. .................. .................. .................. 50................ 50................ 15................ 15.
Piles per day................... 2................. 2/10 \1\.......... 2/10 \1\.......... 2................. 1/2 \1\........... 1/2 \1\........... 1................. 1.
Distance of sound pressure level 10................ 10................ 10................ 10................ 10................ 10................ 10................ 10.
measurement (m).
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ A maximum scenario was calculated for this activity.
\2\ A range of scenarios was calculated for this activity.
Table 7--Distances to Level A Harassment, by Hearing Group, and Distances and Areas of Level B Harassment Thresholds per Pile Type and Pile Driving
Method
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment distance (m) Level B Level B
---------------------------------------- harassment harassment
Activity Pile size Minutes (min) or Piles per distance (m) area (km\2\)
strikes per pile day LF MF HF PW OW all hearing all hearing
groups groups
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Installation......... 20- and 24-inch... 15 min............ 2 5 1 7 3 1 \3\ 5,412 \4\ 4.34
30 \1\ min........ \1\ 10 20 2 30 13 1
Vibratory Removal.............. 16-inch........... 30 min............ 2 5 1 7 3 1 3,415 3.90
24-inch........... 30 min............ 2 7 1 11 5 1 \3\ 5,412 \4\ 4.34
Impact Installation............ 20-inch........... 50 strikes........ 1 47 2 56 25 2 1,585 2.14
50 \1\ strikes.... \1\ 2 74 3 88 40 3
24-inch........... 50 strikes........ 1 63 3 75 34 3 631 0.65
50 \1\ strikes.... \1\ 2 100 4 119 54 4
DTH (Rock Socket) \2\.......... 20- and 24-inch... 60 min............ 1 359 13 427 192 14 \3\ 13,594 \4\ 4.34
120 min........... 1 569 21 678 305 23
180 min........... 1 746 27 888 399 29
240 min........... 1 903 33 1,076 484 36
300 min........... 1 1,048 38 1,249 561 41
360 min........... 1 1,184 43 1,410 634 47
420 min........... 1 1,312 47 1,563 702 52
480 min........... 1 1,434 51 1,708 768 56
DTH (Tension Anchor) \2\....... 8-inch............ 60 min............ 1 36 2 43 20 2 2,512 3.07
120 min........... 1 57 2 68 31 3
180 min........... 1 75 3 89 40 3
240 min........... 1 91 4 108 4 4
300 min........... 1 105 4 125 57 5
360 min........... 1 119 5 141 64 5
420 min........... 1 132 5 157 71 6
480 min........... 1 144 6 171 77 6
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ A maximum scenario was calculated for this activity.
\2\ A range of scenarios was calculated for this activity.
\3\ Harassment distances would be truncated where appropriate to account for land masses, to a maximum distance of 5,162 m.
\4\ Harassment areas are truncated where appropriate to account for land masses, to a maximum area of 4.34 km\2\.
Marine Mammal Occurrence and Take Estimation
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information that
will inform the take calculations. We also describe how this
information is synthesized to produce a quantitative estimate of the
take that is reasonably likely to occur and proposed for authorization.
Although construction is currently planned to begin in fall 2023,
unexpected delays associated with construction can occur. To account
for this uncertainty, the following exposure estimates assume that
construction would occur during the periods of peak abundance for those
species for which abundance varies seasonally.
Due to the differences in the DTH analysis between the DOT&PF's
application and this notice, estimated Level B harassment isopleths for
DTH activities are larger than those calculated by the DOT&PF (Tables
6-4 and 6-5 in the DOT&PF's application versus Table 7 in this notice).
However, because Level B harassment isopleths are truncated by local
land masses, the maximum estimated areas of ensonification for Level B
harassment are equivalent. Therefore, no adjustment is needed to
estimates of total take.
Steller Sea Lion
No density or abundance numbers exist for Steller sea lions in the
proposed action area, and they are not known to regularly occur near
Hydaburg. However, in context of a lack of local data, the DOT&PF
[[Page 45796]]
conservatively estimated that during peak salmon runs, 6 groups of 10
individuals could be exposed to project-related underwater noise each
week during pile installation and removal activities, for a total of
240 exposures (4 weeks * 60 sea lions per week = 240 total exposures).
DOT&PF's largest estimated Level A harassment zone for Steller sea
lions was 39 m (see Tables 6-4 and 6-5 in the DOT&PF's application).
Based on this assumption, the DOT&PF assumed that it would be unlikely
for a Steller sea lion to approach that closely and remain unobserved
for a period of time long enough to incur PTS. While the harassment
isopleths estimated herein are larger than those proposed by the DOT&PF
(see Table 7), the largest Level A harassment zone for Steller sea
lions is still only 59 m. Due to the small Level A harassment zones
(Table 7) and the implementation of shutdown zones, which will be
larger than Level A harassment zones (described below in the Proposed
Mitigation section), NMFS concurs with the DOT&PFs assessment that take
by Level A harassment is not anticipated for Steller sea lions.
Therefore, NMFS proposes to authorize all 240 estimated exposures as
takes by Level B harassment. Takes by Level A harassment for Steller
sea lions are not proposed to be authorized.
Harbor Seal
Up to six known harbor seal haulouts are located near the proposed
project area; however, they are all located outside of the estimated
harassment zones, with the closest haulout located just over 4.5 km
(2.8 mi) southeast of the proposed project site, but blocked by a land
shadow (see Figure 4-2 in the DOT&PF's application). Within the project
area, harbor seals remain relatively rare as described by local
residents. The DOT&PF conservatively estimated that up to 8 harbor
seals could be within estimated harassment zones each day during pile
installation and removal activities, for a total of 208 exposures (26
days * 8 seals per day = 208 total exposures).
DOT&PF's largest estimated Level A harassment zone for harbor seals
was 308 m (see Tables 6-4 and 6-5 in the DOT&PF's application). While
there are no known harbor seal haulouts located within this distance,
it is possible that harbor seals may approach and enter within this
distance for sufficient duration to incur PTS. DOT&PF estimated that up
to 12 harbor seals per week could occur within the Level A harassment
zones. Based on this analysis, and the DOT&PF's proposal to implement a
shutdown zone larger than the largest Level A harassment zone (i.e.,
310 m, see Table 6-5 in the DOT&PF's application), the DOT&PF requested
that 48 takes by Level A harassment (12 exposures per week * 4 weeks of
pile installation = 48 exposures) and 160 takes by Level B harassment
(208 total exposures minus 48 takes by Level A harassment) be proposed
for authorization.
The largest Level A harassment zone for harbor seals, as estimated
by NMFS, is 768 m. While there are still no known harbor seal haulouts
within this distance, the likelihood of harbor seals occurring within
the Level A harassment zones for sufficient duration to incur PTS
increases. Further, the largest practicable shutdown zone that the
DOT&PF states it can implement for harbor seals is 400 m (described
below in the Proposed Mitigation section), which is smaller than the
Level A harassment zones estimated to result from 240 or more minutes
of 20- and 24-inch (50.8- and 60.96-cm) DTH rock socket installation.
To account for this difference, NMFS proposes to authorize additional
takes by Level A harassment, as compared with the DOT&PF's request.
Additional takes were determined by calculating the ratio of the
largest Level A harassment area for 20- and 24-inch (50.8- and 60.96-
cm) DTH activities (i.e., 0.89 km\2\ for a Level A harassment distance
of 768 m) minus the area of the proposed shutdown zone for harbor seals
(i.e., 0.27 km\2\ for a shutdown zone distance of 400 m) to the area of
the Level B harassment isopleth (4.34 km\2\ for a Level B harassment
distance of 5,162 m) (i.e., (0.89 km\2\-0.27 km\2\)/4.34 km\2\ = 0.14).
We then multiplied this ratio by the total number of estimated harbor
seal exposures to determine additional take by Level A harassment
(i.e., 0.14 * 208 exposures = 29.12 takes, rounded up to 30 takes). The
total proposed take by Level A harassment was then calculated as the
take originally proposed and requested by the DOT&PF plus the
additional take calculated by NMFS (i.e., 48 + 30), for a total of 78
takes by Level A harassment. Takes by Level B harassment were
calculated as the number of estimated harbor seal exposures minus the
proposed amount of take by Level A harassment (i.e., 208-78).
Therefore, NMFS proposes to authorize 78 takes by Level A harassment
and 130 takes by Level B harassment for harbor seals, for a total of
208 takes.
Northern Elephant Seal
Northern elephant seal abundance throughout coastal southeast
Alaska is low, and anecdotal reports have not included northern
elephant seals near the proposed project area. However, northern
elephant seals have been observed elsewhere in southeast Alaska;
therefore, this species could occur near the proposed project area. To
account for this possibility, the DOT&PF estimated that one northern
elephant seal could be within estimated harassment zones each week
during pile installation and removal activities, for a total of four
exposures (4 weeks * 1 northern elephant seal each week = 4 total
exposures).
DOT&PF's largest estimated Level A harassment zone for northern
elephant seals was 308 m (see Tables 6-4 and 6-5 in the DOT&PF's
application). The DOT&PF assumed that northern elephant seals would be
unlikely to approach this distance without detection while underwater
activities are underway, and therefore did not request that takes by
Level A harassment be authorized for northern elephant seals. However,
the harassment isopleths for DTH activities estimated by NMFS are much
larger. In addition, the largest practical shutdown zone the DOT&PF
states it can implement for northern elephant seals (400 m) (described
below in the Proposed Mitigation section) is smaller than the Level A
harassment isopleths that result from 240 or minutes more of 20- and
24-inch (50.8- and 60.96-cm) DTH rock socket installation. To account
for this difference, NMFS followed the same method as described above
for harbor seals to calculate take by Level A harassment to propose for
northern elephant seals. This was achieved by calculating the ratio of
the largest Level A harassment area for 20- and 24-inch (50.8- and
60.96-cm) DTH activities (i.e., 0.89 km\2\ for a Level A harassment
distance of 768 m) minus the area of the proposed shutdown zone for
elephant seals (i.e., 0.27 km\2\ for a shutdown zone distance of 400 m)
to the area of the Level B harassment isopleth (4.34 km\2\ for a Level
B harassment distance of 5,162 m) (i.e., (0.89 km\2\-0.27 km\2\)/4.34
km\2\ = 0.14), and by multiplying this ratio by the total number of
estimated northern elephant seal exposures (i.e., 0.14 * 4 exposures =
0.56 takes, rounded up to 1 take by Level A harassment). Takes by Level
B harassment were calculated as the number of estimated northern
elephant exposures minus the proposed amount of take by Level A
harassment to be authorized (i.e., 4-1). Therefore, NMFS proposes to
authorize one take by Level A harassment and three takes by Level B
harassment for northern elephant seals, for a total of four takes.
[[Page 45797]]
Harbor Porpoise
There have been no systematic studies or observations of harbor
porpoises specific to Hydaburg or Sukkwan Strait, and sightings of
harbor porpoises have not been described in this region by local
residents. As such, there is limited potential for them to occur in the
proposed project area, but they could occur in low numbers as
individuals have been observed in southern inland waters of southeast
Alaska. Therefore, the DOT&PF estimated that up to two harbor porpoises
could be within estimated harassment zones each day during pile
installation and removal activities, for a total of 52 exposures (26
days * 2 porpoises per day = 52 exposures).
Harbor porpoises are small, lack a visible blow, have low dorsal
fins, an overall low profile, and a short surfacing time, making them
difficult to observe (Dahlheim et al., 2015). These characteristics
likely reduce the identification and reporting of this species. For
these reasons, the DOT&PF requested that a small number of takes by
Level A harassment be authorized for harbor porpoises. Based off of a
maximum Level A harassment isopleth distance of 579 m for harbor
porpoises estimated by the DOT&PF, the DOT&PF assumed that one pair of
harbor porpoises may enter the Level A harassment zone every 7 days of
in-water construction. Therefore, the DOT&PF requested that NMFS
propose to authorize eight takes by Level A harassment for harbor
porpoise for the proposed construction activities (4 weeks * 2 harbor
porpoise per week = 8 takes by Level A harassment).
The maximum Level A harassment isopleth estimated by NMFS for
harbor porpoises is 1,708 m, 2.9 times larger than the isopleth
estimated by the DOT&PF (580 m). The largest practicable shutdown zone
that the DOT&PF states it can implement for harbor porpoises is 500 m
(described below in the Proposed Mitigation section), which is smaller
than the Level A harassment isopleths estimated to result from 120 or
more minutes of 20- and 24-inch (50.8- and 60.96-cm) DTH rock socket
installation. To account for this difference and the increased
possibility of harbor porpoises occurring outside of the shutdown zone
and in the Level A harassment zone long enough to incur PTS, NMFS
proposes to authorize additional takes by Level A harassment, as
compared with the DOT&PF's request. Additional takes were determined by
calculating the ratio of the largest Level A harassment area for 20-
and 24-inch (50.8- and 60.96-cm) DTH activities (i.e., 2.25 km\2\ for a
Level A harassment distance of 1,708 m minus the area of the proposed
shutdown zone for harbor porpoises (i.e., 0.42 km\2\ for a shutdown
zone distance of 500 m) to the area of the Level B harassment isopleth
(4.34 km\2\ for a Level B harassment distance of 5,162 m) (i.e., (2.25
km\2\-0.42 km\2\)/4.34 km\2\ = 0.42). We then multiplied this ratio by
the total number of estimated harbor porpoise exposures to determine
additional take by Level A harassment (i.e., 0.42 * 8 exposures = 3.36
takes, rounded up to 4 takes). The total proposed take by Level A
harassment was then calculated as the take originally proposed and
requested by the DOT&PF plus the additional take calculated by NMFS to
account for the larger Level A harassment zones estimated by NMFS to
result from DTH activities (i.e., 8 + 4), for a total of 12 takes by
Level A harassment. Takes by Level B harassment were calculated as the
number of estimated harbor porpoise exposures minus the proposed amount
of take by Level A harassment (i.e., 52-12). Therefore, NMFS proposes
to authorize 12 takes by Level A harassment and 40 takes by Level B
harassment for harbor seals, for a total of 52 takes.
Dall's Porpoise
Dall's porpoises are not expected to occur in Sukkwan Strait
because the shallow water habitat of the bay is atypical of areas where
Dall's porpoises usually occur. However, recent research indicates that
Dall's porpoises may opportunistically exploit nearshore habitats where
predators, such as killer whales, are absent. Therefore, the DOT&PF
anticipates that one large Dall's porpoise pod (15 individuals) could
be within the estimated harassment zones during in-water construction,
for a total of 15 possible exposures.
DOT&PF's largest estimated Level A harassment zone for Dall's
porpoise was 579 m. Dall's porpoises typically appear in larger groups
and exhibit behaviors that make them more visible and thus easier to
observe at distance. Based on this assumption, the DOT&PF did not
request any takes by Level A harassment for this species. However,
similar to harbor porpoises, the maximum Level A harassment zone
estimated by NMFS (1,708 m) is 2.9 times larger than the zone estimated
by the DOT&PF. The largest practicable shutdown zone that the DOT&PF
states it can implement for Dall's porpoises during this project is 500
m (described below in the Proposed Mitigation section), which is
smaller than the Level A harassment zones estimated by NMFS to result
from 120 or more minutes of 20- and 24-inch (50.8- and 60.96-cm) DTH
rock socket installation. To account for this difference and the
increased possibility of Dall's porpoises occurring outside of the
shutdown zone and in the Level A harassment zones for sufficient
duration to incur PTS, NMFS proposes to add additional takes by Level A
harassment, as compared with the DOT&PF's request. Because Dall's
porpoises typically occur in groups, NMFS proposes to authorize 15
takes (i.e., one large pod) by Level A harassment in addition to the 15
takes by Level B harassment that the DOT&PF requested, for a total of
30 takes. This would help to ensure that the DOT&PF have enough takes
to account for the possibility of one large pod occurring in either the
Level A or the Level B harassment zone.
Pacific White-Sided Dolphin
Pacific white-sided dolphins do not generally occur in the shallow,
inland waterways of southeast Alaska. There are no records of this
species occurring in Sukkwan Strait, and it is uncommon for individuals
to occur in the proposed project area. However, recent fluctuations in
distribution and abundance decrease the certainty in this prediction.
Therefore, the DOT&PF conservatively estimated that one large group (92
individuals) of Pacific white-sided dolphins could be within estimated
harassment zones during the proposed in-water construction.
DOT&PF's largest estimated Level A harassment zone for Pacific
white-sided dolphins was 37 m (see Tables 6-4 and 6-5 in the DOT&PF's
application). Given the large group size and more conspicuous nature of
Pacific white-sided dolphins, the DOT&PF did not request any takes by
Level A harassment for this species as it would be unlikely they would
approach this distance for sufficient duration to incur PTS. The
largest Level A harassment zone estimated by NMFS for Pacific white
sided dolphins is still only 51 m. Due to the small Level A harassment
zones (Table 7) and the implementation of shutdown zones, which will be
larger than Level A harassment zones (described below in the Proposed
Mitigation section), NMFS concurs with the DOT&PFs assessment that take
by Level A harassment is not anticipated for Pacific white-sided
dolphins. Therefore, NMFS proposes to authorize all 92 estimated
exposures as takes by Level B harassment. Takes by Level A harassment
for Pacific white-sided dolphins are not proposed to be authorized.
[[Page 45798]]
Killer Whale
Killer whales are observed infrequently throughout Sukkwan Strait,
and their presence near Hydaburg is unlikely. However, anecdotal local
information suggests that a pod may be seen in the proposed project
area every few months. Therefore, the DOT&PF estimate that one killer
whale pod of up to 15 individuals may be within estimated harassment
zones once during the proposed pile installation and removal activities
(15 total exposures).
DOT&PF's largest estimated Level A harassment zone for killer
whales was 37 m (see Tables 6-4 and 6-5 in the DOT&PF's application).
Because killer whales are unlikely to enter Sukkwan Strait and are
relatively conspicuous, the DOT&OF did not request any takes by Level A
harassment for this species as it would be unlikely they would approach
this distance for sufficient duration to incur PTS. The largest Level A
harassment zone for killer whales estimated by NMFS is still only 51 m
(Table 7). Due to the small Level A harassment zones (Table 7) and the
implementation of shutdown zones, which will be larger than Level A
harassment zones (described below in the Proposed Mitigation section),
NMFS concurs with the DOT&PFs assessment that take by Level A
harassment is not anticipated for killer whales. Therefore, NMFS
proposes to authorize all 15 estimated exposures as takes by Level B
harassment. Takes by Level A harassment for killer whales are not
proposed to be authorized.
Humpback Whale
Use of Sukkwan Strait by humpback whales is common but intermittent
and dependent on the presence of prey fish. Based on anecdotal evidence
from local residents, the DOT&PF predicts that four groups of two
whales, up to eight individuals per week, may be within estimated
harassment zones each week during the 4 weeks of the proposed pile
installation and removal activities, for a total of 32 exposures (8 per
week * 4 weeks = 32 total exposures). Wade (2021) estimated that
approximately 2.4 percent of humpback whales in southeast Alaska are
members of the Mexico DPS, while all others are members of the Hawaii
DPS. Therefore, the DOT&PF estimates that 1 of the exposures (32 whales
* 0.024 = 0.77 rounded up to 1) would be of Mexico DPS individuals and
31 exposures would be of Hawaii DPS individuals.
DOT&PF's largest estimated Level A harassment zone for humpback
whales was 504 m (see Tables 6-4 and 6-5 in the DOT&PF's application).
However, due to the long duration of DTH piling that is anticipated,
and the potential for humpback whales to enter the Level A harassment
zones from around obstructions or landforms near the proposed project
area, the DOT&PF requested that NMFS propose to authorize 4 takes by
Level A harassment (equivalent to two groups of two individuals) of
humpback whales. Due to the small percentage of humpback whales that
may belong to the Mexico DPS in southeast Alaska, the DOT&PF assumes
that all takes by Level A harassment will be attributed to Hawaii DPS
whales.
The largest Level A harassment zone for humpback whales, as
estimated by NMFS, is 1,435 m (Table 7). The largest practicable
shutdown zone that the DOT&PF states it can implement for humpback
whales during this project is 1,000 m (described below in the Proposed
Mitigation section), which is smaller than the Level A harassment zones
estimated by NMFS to result from 300 or more minutes of 20- and 24-inch
(50.8- and 60.96-cm) DTH rock socket installation. To account for this
difference and the increased possibility of humpback whales occurring
outside of the shutdown zone and in the Level A harassment zone long
enough to incur PTS, NMFS proposes to add additional takes by Level A
harassment, compared with the DOT&PF's request.
NMFS calculated additional takes by Level A harassment by
determining the ratio of the largest Level A harassment area for 20-
and 24-inch (50.8- and 60.96-cm) DTH activities (i.e., 2.01 km\2\ for a
Level A harassment distance of 1,435 m) minus the area of the proposed
shutdown zone for humpback whales (i.e., 1.34 km\2\ for a shutdown zone
distance of 1,000 m) to the area of the Level B harassment isopleth
(4.34 km\2\ for a Level B harassment distance of 5,162 m) (i.e., (2.01
km\2\-1.34 km\2\)/4.34 km\2\ = 0.15). We then multiplied this ratio by
the total number of estimated humpback whales exposures to determine
additional take by Level A harassment (i.e., 0.15 * 32 exposures = 4.80
takes, rounded up to 5 takes). The total proposed take by Level A
harassment was then calculated as the take originally proposed and
requested by the DOT&PF plus the additional take calculated by NMFS to
account for the larger Level A harassment zones estimated to result
from DTH activities (i.e., 4 + 5), for a total of 9 takes by Level A
harassment. Takes by Level B harassment were calculated as the number
of estimated humpback whale exposures minus the proposed amount of take
by Level A harassment (i.e., 32-9). Therefore, NMFS proposes to
authorize 9 takes by Level A harassment and 23 takes by Level B
harassment for humpback whales, for a total of 32 takes. Given that
approximately 2.4 percent of humpback whales in southeast Alaska are
members of the Mexico DPS, NMFS assumes that one of the proposed take
by Level B harassment may be attributed to a humpback whale from the
Mexico DPS (32 * 2.4 percent = 0.77, rounded up to 1 take). All other
takes by Level B harassment and all takes by Level A harassment (i.e.,
31) are assumed to be attributed to humpback whales from the Hawaii
DPS.
Minke Whale
Minke whale abundance throughout southeast Alaska is low, and
anecdotal reports have not included minke whales near the proposed
project area. However, minke whales are distributed throughout a wide
variety of habitats and have been observed elsewhere in southeast
Alaska; therefore, this species could occur near the proposed project
area. NMFS has previously estimated that three individual minke whales
could occur near Metlakatla every 4 months during a similar activity
(86 FR 43190, August 6, 2021). Therefore, DOT&PF conservatively
estimated that up to three minke whales may be exposed to project-
related underwater noise during the proposed pile installation and
removal activities.
DOT&PF's largest estimated Level A harassment zone for minke whales
was 504 m (see Tables 6-4 and 6-5 in the DOT&PF's application). Due to
the low likelihood of minke whale occurrence near the proposed project
site, the DOT&PF did not request any takes by Level A harassment for
this species. However, the maximum Level A harassment isopleth
estimated by NMFS for minke whales is 1,435 m. The largest practicable
shutdown zone that the DOT&PF states it can implement for minke whales
during this project is 1,000 m (described below in the Proposed
Mitigation section), which is smaller than the Level A harassment
isopleths estimated by NMFS to result from 300 or more minutes of 20-
and 24-inch (50.8- and 60.96-cm) DTH rock socket installation. To
account for this difference and the increased possibility of minke
whales occurring outside of the shutdown zone and within the Level A
harassment zone long enough to incur PTS, NMFS proposes to add takes by
Level A harassment, compared with the DOT&PF's request.
NMFS calculated takes by Level A harassment by determining the
ratio of the largest Level A harassment area for 20- and 24-inch (50.8-
and 60.69-cm)
[[Page 45799]]
DTH activities (i.e., 2.01 km\2\ for a Level A harassment distance of
1,435 m) minus the area of the proposed shutdown zone for minke whales
(i.e., 1.34 km\2\ for a shutdown zone distance of 1,000 m) to the area
of the Level B harassment isopleth (4.34 km\2\) for a Level B
harassment distance of 5,162 m) (i.e., (2.01 km\2\-1.34 km\2\)/4.34
km\2\ = 0.15). We then multiplied this ratio by the total number of
estimated minke whales exposures to determine take by Level A
harassment (i.e., 0.15 * 3 exposures = 0.45 takes, rounded up to 1 take
by Level A harassment). Takes by Level B harassment were calculated as
the number of estimated minke whale exposures minus the proposed amount
of take by Level A harassment (i.e., 3-1). Therefore, NMFS proposes to
authorize one take by Level A harassment and two takes by Level B
harassment for minke whales, for a total of three takes.
In summary, the total amount of Level A harassment and Level B
harassment authorized for each marine mammal stock is presented in
Table 8.
Table 8--Amount of Take as a Percentage of Stock Abundance, by Stock and Harassment Type
----------------------------------------------------------------------------------------------------------------
Authorized take
Species Stock or DPS --------------------------------------- Percent of
Level A Level B Total stock
----------------------------------------------------------------------------------------------------------------
Steller sea lion.................... Eastern............... 0 240 240 0.56
Harbor seals........................ Dixon/Cape Decision... 78 130 208 0.89
Northern elephant seals............. CA Breeding........... 1 3 4 <0.01
Harbor porpoises.................... Southeast Alaska...... 12 40 52 \1\ 0.47
Dall's porpoises.................... Alaska................ 15 15 30 \2\ 0.23
Pacific white-sided dolphins........ N Pacific............. 0 92 92 0.34
Killer whales....................... Eastern North Pacific 0 15 15 \3\ 0.78
Alaska Resident.
Eastern Northern \3\ 4.97
Pacific Northern
Resident.
West Coast Transient.. \3\ 4.30
Humpback whales..................... Central N Pacific..... 9 23 32 0.32
Minke whales........................ Alaska................ 1 2 3 ...........
----------------------------------------------------------------------------------------------------------------
\1\ NMFS does not have an official abundance estimate for this stock; therefore, this percentage is based off of
the most recent abundance estimate for this stock (11,146; Hobbs and Waite, 2010).
\2\ NMFS does not have an official abundance estimate for this stock; therefore, this percentage is based off of
the minimum population estimate for this stock (13,110; Muto et al., 2022).
\3\ NMFS conservatively assumes that all 15 takes occur to each stock.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, and impact on
operations.
The DOT&PF must employ the following standard mitigation measures,
as included in the proposed IHA:
Ensure that construction supervisors and crews, the
monitoring team and relevant DOT&PF staff are trained prior to the
start of all pile driving and DTH activity, so that responsibilities,
communication procedures, monitoring protocols, and operational
procedures are clearly understood. New personnel joining during the
project must be trained prior to commencing work;
Avoid direct physical interaction with marine mammals
during construction activity. If a marine mammal comes within 10 m of
such activity, operations shall cease. Should a marine mammal come
within 10 m of a vessel in transit, the boat operator would reduce
vessel speed to the minimum level required to maintain steerage and
safe working conditions. If human safety is at risk, the in-water
activity will be allowed to continue until it is safe to stop;
Employ PSOs and establish monitoring locations as
described in Section 5 of the IHA. The DOT&PF must monitor the project
area to the maximum extent possible based on the required number of
PSOs, required monitoring locations, and environmental conditions. For
all pile driving and DTH activities at least two PSOs must be used;
For all pile driving/removal activities, a minimum 30 m
shutdown zone must be established. The purpose of a shutdown zone is
generally to define an area within which shutdown of activity would
occur upon sighting of a marine mammal (or in anticipation of an animal
entering the defined area). Shutdown zones will vary based on the type
of driving/removal activity type and by marine mammal hearing group
(see Table 9). Here, shutdown zones are larger than or equivalent to
the calculated Level A harassment isopleths shown in Table 7, except
when indicated due to practicability and effectiveness concerns. These
concerns include the limited viewpoints available
[[Page 45800]]
to station PSOs along Sukkwan Strait, the presence of landmasses that
may obstruct viewpoints, and decreased effectiveness in sighting marine
mammals at increased distances. Further, shutdown zones at greater
distances than proposed in Table 9 would likely result in the DOT&PFs
activities being shut down more frequently than is practicable for them
to maintain their project schedule. Note the shutdown zones for DTH
activity proposed in this notice differ from those proposed by the
DOT&PF (see Table 6-5 of their application) based on the increased
Level A harassment isopleth estimates resulting from NMFS' analysis
(see detailed discussion in the Estimated Take section);
Table 9--Proposed Shutdown Zones During Project Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Shutdown zone (m)
Activity Pile size Minutes (min) or Piles per ----------------------------------------------------------------
strikes per pile day LF MF HF PW OW
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Installation.......... 20- and 24-inch.... <=30 min........... <=10 30 30 30 30 30
Vibratory Removal............... 16- and 24-inch.... 30 min............. 2 30 30 30 30 30
Impact Installation............. 20-inch............ 50 strikes......... 1 50 30 60 30 30
50 strikes......... 2 80 30 90 \1\ 40 30
24-inch............ 50 strikes......... 1 70 30 80 40 30
50 strikes......... 2 \1\ 100 30 120 60 30
DTH (Rock Socket)............... 20- and 24-inch.... 60 min............. 1 360 30 430 200 30
120 min............ 1 570 30 \2\ 500 310 30
180 min............ 1 750 30 \2\ 500 400 30
240 min............ 1 1,000 40 \2\ 500 \2\ 400 40
300 min............ 1 \2\ 1,000 40 \2\ 500 \2\ 400 50
360 min............ 1 \2\ 1,000 50 \2\ 500 \2\ 400 50
420 min............ 1 \2\ 1,000 50 \2\ 500 \2\ 400 60
480 min............ 1 \2\ 1,000 60 \2\ 500 \2\ 400 60
DTH (Tension Anchor)............ 8-inch............. 60 min............. 1 40 30 50 30 30
120 min............ 1 60 30 70 40 30
180 min............ 1 80 30 90 \1\ 40 30
240 min............ 1 100 30 110 30 30
300 min............ 1 110 30 130 60 30
360 min............ 1 120 30 150 70 30
420 min............ 1 140 30 160 80 30
480 min............ 1 150 30 180 80 30
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The proposed shutdown zone is equivalent to the Level A harassment distance.
\2\ The proposed shutdown is smaller than the Level A harassment distance.
DOT&PF anticipates that the maximum number of piles to be
installed and or the daily duration of pile driving or DTH use may vary
significantly, with large differences in maximum zone sizes possible
depending on the work planned for a given day (Table 7). Given this
uncertainty, DOT&PF will utilize a tiered system to identify and
monitor the appropriate Level A harassment zones and shutdown zones on
a daily basis, based on the maximum expected number of piles to be
installed (impact or vibratory pile driving) or the maximum expected
DTH duration for each day. At the start of each work day, DOT&PF will
determine the maximum scenario for that day (according to the defined
duration intervals in Tables 7 and 9), which will determine the
appropriate Level A harassment isopleth and associated shutdown zone
for that day. This Level A harassment zone (Table 7) and associated
shutdown zone (Table 9) must be observed by PSO(s) for the entire work
day, regardless of whether DOT&PF ultimately meets the anticipated
scenario parameters for that day;
Marine mammals observed anywhere within visual range of
the PSO will be tracked relative to construction activities. If a
marine mammal is observed entering or within the shutdown zones
indicated in Table 9, pile driving or DTH activities must be delayed or
halted. If pile driving or DTH activities are delayed or halted due to
the presence of a marine mammal, the activity may not commence or
resume until either the animal has voluntarily exited and been visually
confirmed beyond the shutdown zone (Table 9) or 15 minutes have passed
without re-detection of the animal;
Monitoring must take place from 30 minutes prior to
initiation of pile driving (i.e., pre-clearance monitoring) through 30
minutes post-completion of pile driving or DTH activity;
Pre-start clearance monitoring must be conducted during
periods of visibility sufficient for the lead PSO to determine that the
shutdown zones indicated in Table 9 are clear of marine mammals. Pile
driving may commence following 30 minutes of observation when the
determination is made that the shutdown zones are clear of marine
mammals;
The DOT&PF must use soft start techniques when impact pile
driving. Soft start requires contractors to provide an initial set of
three strikes at reduced energy, followed by a 30-second waiting
period, then two subsequent reduced energy strike sets. A soft start
must be implemented at the start of each day's impact pile driving and
at any time following cessation of impact pile driving for a period of
30 minutes or longer. Soft starts will not be used for vibratory pile
installation and removal or for DTH activities. PSOs shall begin
observing for marine mammals 30 minutes before ``soft start'' or in-
water pile installation or removal begins;
Pile driving activity must be halted upon observation of
either a species for which incidental take is not authorized or a
species for which incidental take has been authorized but the
authorized number of takes has been met, entering or within the
harassment zone;
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has preliminarily
determined that the proposed mitigation measures provide the means of
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, areas of similar significance, and on the availability
of such species or stock for subsistence uses.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the
[[Page 45801]]
MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Visual Monitoring
Monitoring must be conducted by qualified, NMFS-approved PSOs, in
accordance with the following:
PSOs must be independent of the activity contractor (e.g.,
employed by a subcontractor) and have no other assigned tasks during
monitoring periods. At least one PSO must have prior experience
performing the duties of a PSO during construction activity pursuant to
a NMFS-issued IHA or Letter of Concurrence. Other PSOs may substitute
other relevant experience, education (degree in biological science or
related field), or training for prior experience performing the duties
of a. PSOs must be approved by NMFS prior to beginning any activity
subject to these IHAs;
DOT&PF must employ at least two PSOs during all pile
driving and DTH activities. A minimum of one PSO must be assigned to
the active pile driving or DTH location to monitor for marine mammals
and implement shutdown/delay procedures when applicable by calling for
the shutdown to the hammer operator. At least one additional PSO is
also required, and should be placed at the best practical vantage
point(s) to ensure that the shutdown zones are fully monitored and as
much as the Level B harassment zones are monitored as practicable;
though the observation points may vary depending on the construction
activity and location of the piles;
Where a team of three or more PSOs is required, a lead
observer or monitoring coordinator must be designated. The lead
observer must have prior experience performing the duties of a PSO
during construction activity pursuant to a NMFS-issued incidental take
authorization;
PSOs would use a hand-held GPS device, rangefinder, or
reticle binoculars to verify the required monitoring distance from the
project site;
PSOs must record all observations of marine mammals,
regardless of distance from the pile being driven. PSOs shall document
any behavioral reactions in concert with distance from piles being
driven or removed;
PSOs must have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to record required information
including but not limited to the number and species of marine mammals
observed; dates and times when in-water construction activities were
conducted; dates, times, and reason for implementation of mitigation
(or why mitigation was not implemented when required); and marine
mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Reporting
A draft marine mammal monitoring report would be submitted to NMFS
within 90 days after the completion of pile driving and DTH activities,
or 60 days prior to a requested date of issuance of any future IHAs for
projects at the same location, whichever comes first. The reports would
include an overall description of work completed, a narrative regarding
marine mammal sightings, and associated PSO data sheets. Specifically,
the reports must include:
Dates and times (begin and end) of all marine mammal
monitoring;
Construction activities occurring during each daily
observation period, including the number and type of piles driven or
removed and by what method (i.e., impact, vibratory, or DTH) and the
total equipment duration for vibratory installation, removal and DTH
for each pile or total number of strikes for each pile (impact
driving);
PSO locations during marine mammal monitoring;
Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
Upon observation of a marine mammal, the following
information: name of PSO who sighted the animal(s) and PSO location and
activity at time of sighting; time of sighting; identification of the
animal(s) (e.g., genus/species, lowest possible taxonomic level, or
unidentified), PSO confidence in identification, and the composition of
the group if there is a mix of species; distance and bearing of each
marine mammal observed relative to the pile being driven for each
sighting (if pile driving was occurring at time of sighting); estimated
number of animals (minimum, maximum, and best estimate); estimated
number of animals by cohort (adults, juveniles, neonates, group
composition, sex class, etc.); animal's closest point of approach and
estimated time spent within the harassment zone; description of any
marine mammal behavioral observations (e.g., observed behaviors such as
feeding or traveling), including an assessment of behavioral responses
thought to have resulted from the activity (e.g., no
[[Page 45802]]
response or changes in behavioral state such as ceasing feeding,
changing direction, flushing, or breaching);
Number of marine mammals detected within the harassment
zones and shutdown zones, by species;
Detailed information about any implementation of any
mitigation triggered (e.g., shutdowns and delays), a description of
specific actions that ensued, and resulting changes in behavior of the
animal(s), if any;
If no comments are received from NMFS within 30 days, the draft
final reports would constitute the final reports. If comments are
received, a final report addressing NMFS comments must be submitted
within 30 days after receipt of comments.
Reporting Injured or Dead Marine Mammals
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, the IHA-holder must
immediately cease the specified activities and report the incident to
the Office of Protected Resources, NMFS
([email protected]), and to the Alaska Regional
Stranding Coordinator as soon as feasible. If the death or injury was
clearly caused by the specified activity, the DOT&PF must immediately
cease the specified activities until NMFS is able to review the
circumstances of the incident and determine what, if any, additional
measures are appropriate to ensure compliance with the terms of the
IHAs. The DOT&PF must not resume their activities until notified by
NMFS. The report must include the following information:
Time, date, and location (latitude and longitude) of the
first discovery (and updated location information if known and
applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338,
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the majority of our analysis applies to all
the species listed in Table 2, given that many of the anticipated
effects of the DOT&PFs construction activities on different marine
mammal stocks are expected to be relatively similar in nature. Where
there are meaningful differences between species or stocks, or groups
of species, in anticipated individual responses to activities, impact
of expected take on the population due to differences in population
status, or impacts on habitat, they are described independently in the
analysis below.
Pile driving and DTH activities associated with the project, as
outlined previously, have the potential to disturb or displace marine
mammals. Specifically, the specified activities may result in take, in
the form of Level B harassment and, for some species Level A
harassment, from underwater sounds generated by pile driving and DTH
systems. Potential takes could occur if marine mammals are present in
zones ensonified above the thresholds for Level B harassment or Level A
harassment, identified above, while activities are underway.
The DOT&PF's proposed activities and associated impacts will occur
within a limited, confined area of the stocks' range. The work would
occur in the vicinity of the seaplane dock immediately adjacent to
Hydaburg and sound from the proposed activities would be blocked by
Sukkwan Island, Spook Island, Mushroom Island, and the coastline along
Prince of Wales Island both southeast and northwest of the proposed
project site (see Figure 1-2 in the DOT&PF's application) to a maximum
distance of 5,162 m and area of 4.34 km\2\. The intensity and duration
of take by Level A harassment and Level B harassment will be minimized
through use of mitigation measures described herein. Further the amount
of take authorized is small when compared to stock abundance. In
addition, NMFS does not anticipate that serious injury or mortality
will occur as a result of the DOT&PF's planned activity given the
nature of the activity, even in the absence of required mitigation.
Exposures to elevated sound levels produced during pile driving and
DTH may cause behavioral disturbance of some individuals. Behavioral
responses of marine mammals to pile driving, pile removal, and DTH
systems at the proposed project site are expected to be mild, short
term, and temporary. Effects on individuals that are taken by Level B
harassment, as enumerated in the Estimated Take section, on the basis
of reports in the literature as well as monitoring from other similar
activities, will likely be limited to reactions such as increased
swimming speeds, increased surfacing time, or decreased foraging (if
such activity were occurring) (e.g., Thorson and Reyff, 2006). Marine
mammals within the Level B harassment zones may not show any visual
cues they are disturbed by activities or they could become alert, avoid
the area, leave the area, or display other mild responses that are not
observable such as changes in vocalization patterns or increased haul
out time (Thorson and Reyff, 2006). Additionally, some of the species
present in the region will only be present temporarily based on
seasonal patterns or during transit between other habitats. These
temporarily present species will be exposed to even smaller periods of
noise-generating activity, further decreasing the impacts. Most likely,
individual animals will simply move away from the sound source and be
temporarily displaced from the area, although even this reaction has
been observed primarily only in association with impact pile driving.
Because DOT&PF's activities could occur during any season, takes may
occur during important feeding times. The project area though
represents a small portion of available foraging habitat and impacts
[[Page 45803]]
on marine mammal feeding for all species should be minimal.
The activities analyzed here are similar to numerous other
construction activities conducted along southeastern Alaska (e.g., 86
FR 43190, August 6, 2021; 87 FR 15387, March 18, 2022), which have
taken place with no known long-term adverse consequences from
behavioral harassment. These reactions and behavioral changes are
expected to subside quickly when the exposures cease and, therefore, no
such long-term adverse consequences should be expected (e.g., Graham et
al., 2017). The intensity of Level B harassment events will be
minimized through use of mitigation measures described herein, which
were not quantitatively factored into the take estimates. The DOT&PF
will use at least two PSOs stationed strategically to increase
detectability of marine mammals during in-water pile driving and DTH
activities, enabling a high rate of success in implementation of
shutdowns to avoid or minimize injury for most species. Further, given
the absence of any major rookeries and haulouts within the estimated
harassment zones, we assume that potential takes by Level B harassment
would have an inconsequential short-term effect on individuals and
would not result in population-level impacts.
As stated in the mitigation section, DOT&PF will implement shutdown
zones that equal or exceed many of the Level A harassment isopleths
shown in Table 8. Take by Level A harassment is proposed for
authorization for some species (harbor seals, northern elephant seals,
harbor porpoises, Dall's porpoises, humpback whales, and minke whales)
to account for the potential that an animal could enter and remain
within the Level A harassment zone for a duration long enough to incur
PTS. Any take by Level A harassment is expected to arise from, at most,
a small degree of PTS because animals would need to be exposed to
higher levels and/or longer duration than are expected to occur here in
order to incur any more than a small degree of PTS.
Due to the levels and durations of likely exposure, animals that
experience PTS will likely only receive slight PTS, i.e., minor
degradation of hearing capabilities within regions of hearing that
align most completely with the frequency range of the energy produced
by DOT&PF's proposed in-water construction activities (i.e., the low-
frequency region below 2 kHz), not severe hearing impairment or
impairment in the reigns of greatest hearing sensitivity. If hearing
impairment does occur, it is most likely that the affected animal will
lose a few dBs in its hearing sensitivity, which in most cases is not
likely to meaningfully affect its ability to forage and communicate
with conspecifics. There are no data to suggest that a single instance
in which an animal accrues PTS (or TTS) and is subject to behavioral
disturbance would result in impacts to reproduction or survival. If PTS
were to occur, it would be at a lower level likely to accrue to a
relatively small portion of the population by being a stationary
activity in one particular location. Additionally, and as noted
previously, some subset of the individuals that are behaviorally
harassed could also simultaneously incur some small degree of TTS for a
short duration of time. Because of the small degree anticipated,
though, any PTS or TTS potentially incurred here is not expected to
adversely impact individual fitness, let alone annual rates of
recruitment or survival.
Theoretically, repeated, sequential exposure to pile driving noise
over a long duration could result in more severe impacts to individuals
that could affect a population. However, the limited number of non-
consecutive pile driving days for this project and the absence of any
pinniped haulouts or other known cetacean residency patterns in the
proposed action area means that these types of impacts are not
anticipated.
For all species except humpback whales, there are no known BIAs
near the project zone that will be impacted by DOT&PF's planned
activities. For humpback whales, the whole of southeast Alaska is a
seasonal feeding BIA from May through September (Wild et al., 2023),
however, Sukkwan Strait is a small passageway and represents a very
small portion of the total available habitat. Also, while southeast
Alaska is considered an important area for feeding humpback during this
time, it is not currently designated as critical habitat for humpback
whales (86 FR 21082, April 21, 2021).
The project is also not expected to have significant adverse
effects on any marine mammal habitat. The project activities will not
modify existing marine mammal habitat since the project will occur
within the same footprint as existing marine infrastructure. Impacts to
the immediate substrate are anticipated, but these would be limited to
minor, temporary suspension of sediments, which could impact water
quality and visibility for a short amount of time but which would not
be expected to have any effects on individual marine mammals.
In addition, impacts to marine mammal prey species are expected to
be minor and temporary and to have, at most, short-term effects on
foraging of individual marine mammals, and likely no effect on the
populations of marine mammals as a whole. Overall, the area impacted by
the project is very small compared to the available surrounding
habitat, and does not include habitat of particular importance. The
most likely impact to prey will be temporary behavioral avoidance of
the immediate area. During construction activities, it is expected that
some fish and marine mammals would temporarily leave the area of
disturbance, thus impacting marine mammals' foraging opportunities in a
limited portion of the foraging range. But, because of the relatively
small area of the habitat that may be affected, and lack of any habitat
of particular importance, the impacts to marine mammal habitat are not
expected to cause significant or long-term negative consequences.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
Level A harassment proposed for authorization is expected
to be of a lower degree that would not impact the fitness of any
animals;
Anticipated incidents of Level B harassment consist of, at
worst, temporary modifications in behavior;
The required mitigation measures (i.e., soft starts,
shutdown zones) are expected to be effective in reducing the effects of
the specified activity by minimizing the numbers of marine mammals
exposed to injurious levels of sound, and by ensuring that any take by
Level A harassment is, at most, a small degree of PTS;
The intensity of anticipated takes by Level B harassment
is low for all stocks and will not be of a duration or intensity
expected to result in impacts on reproduction or survival;
Minimal impacts to marine mammal habitat/prey are
expected;
The only known area of specific biological importance
covers a broad area of southeast Alaska for humpback whales, and the
project area is a very small portion of that BIA. No other known areas
of particular biological importance to any of the affected species or
stocks are impacted by the activity, including ESA-designated critical
habitat;
The project area represents a very small portion of the
available foraging area for all potentially impacted marine
[[Page 45804]]
mammal species and stocks and anticipated habitat impacts are minor;
and
Monitoring reports from similar work in southeast Alaska
have documented little to no effect on individuals of the same species
impacted by the specified activities.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only small numbers of incidental take may be
authorized under section 101(a)(5)(A) and (D) of the MMPA for specified
activities other than military readiness activities. The MMPA does not
define small numbers and so, in practice, where estimated numbers are
available, NMFS compares the number of individuals taken to the most
appropriate estimation of abundance of the relevant species or stock in
our determination of whether an authorization is limited to small
numbers of marine mammals. When the predicted number of individuals to
be taken is fewer than one-third of the species or stock abundance, the
take is considered to be of small numbers. Additionally, other
qualitative factors may be considered in the analysis, such as the
temporal or spatial scale of the activities.
The maximum annual amount of take NMFS proposes to authorize for
five marine mammal stocks is below one-third of the estimated stock
abundance for all species (in fact, take of individuals is less than
five percent of the abundance of all affected stocks, see Table 8). The
number of animals proposed for authorization to be taken from these
stocks would be considered small relative to the relevant stock's
abundances even if each estimated take occurred to a new individual.
Some individuals may return multiple times in a day, but PSOs would
count them as separate individuals if they cannot be individually
identified.
The Alaska stock of Dall's porpoise has no official NMFS abundance
estimate for this area, as the most recent estimate is greater than
eight years old. Abundance estimates for Dall's porpoise in inland
waters of southeast Alaska were calculated from 19 line-transect vessel
surveys from 1991 to 2012 (Jefferson et al., 2019). Abundance across
the whole period was estimated at 5,381 (CV = 0.25), 2,680 (CV = 0.20),
and 1,637 (CV = 0.23) in the spring, summer, and fall, respectively
(Jefferson et al., 2019). The minimum population estimate
(NMIN) for the entire Alaska stock is assumed to correspond
to the point estimate of a 2015 vessel-based abundance computed by Rone
et al. (2017) in the Gulf of Alaska (N = 13,110; CV = 0.22) (Muto et
al., 2022); however, the study area of this survey corresponds to a
small fraction of the range of the stock and, thus it is reasonable to
assume that the stock size is equal to or greater than that estimate
(Muto et al., 2022). Therefore, the 22 takes of this stock proposed for
authorization clearly represent small numbers of this stock.
Likewise, the Southeast Alaska stock of harbor porpoise has no
official NMFS abundance estimate as the most recent estimate is greater
than 8 years old. Aerial surveys of this stock were conducted in June
and July 1997 and resulted in an abundance estimate of 11,146 harbor
porpoise in the coastal and inland waters of southeast Alaska (Hobbs
and Waite, 2010). The minimum population estimate for this stock is
1,057 individuals; however, this estimate represents some portion of
the total number of animals in the stock and is not corrected for
animals missed on the survey track line for which the estimate is
based. Therefore, this estimate is negatively biased (Muto et al,
2022). Regardless, the 52 takes of this stock proposed for
authorization represent small numbers of this stock.
There is no current or historical estimate of the Alaska minke
whale stock, but minke whale abundance has been estimated to be over
1,000 whales in portions of Alaska (Muto et al., 2022) so the 3 takes
proposed for authorization represent small numbers of this stock.
Additionally, the range of the Alaska stock of minke whales is
extensive, stretching from the Canadian Pacific coast to the Chukchi
Sea, and DOT&PF's project area impacts a small portion of this range.
Therefore, the three takes of minke whale proposed for authorization is
small relative to estimated survey abundance, even if each proposed
take occurred to a new individual.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR 216.103 as an impact resulting from the specified activity: (1)
that is likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) causing
the marine mammals to abandon or avoid hunting areas; (ii) directly
displacing subsistence users; or (iii) placing physical barriers
between the marine mammals and the subsistence hunters; and (2) that
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
Alaska Natives have traditionally harvested subsistence resources
in southeast Alaska for many hundreds of years, particularly large
terrestrial mammals, marine mammals, salmon, and other fish (Alaska
Department of Fish and Game (ADF&G), 1997). Harbor seals and sea otters
are reported to be the marine mammal species most regularly harvested
for subsistence in the waters surrounding Hydaburg (NOAA, 2013). An
estimated 14.4 harbor seals were harvested by Hydaburg residents every
year from 2000 through 2008 (ADF&G, 2009a, 2009b). Hunting usually
occurs in the late fall and winter (ADF&G, 2009a). The ADF&G has not
recorded harvest of cetaceans from Hydaburg (ADF&G, 2022). There are no
subsistence activities near the proposed project that target humpback
whales, and subsistence hunters rarely target Steller sea lions near
the proposed project area.
Approximately 93 percent of Hydaburg residents identified as Alaska
Native (Sill and Koster, 2017) in 2012. Nearly half of all households
harvested wild resources in 2012, with nearly all Hydaburg households
using salmon, non-salmon fish, marine invertebrates, and vegetation
(Sill and Koster, 2017). Only six percent of Hydaburg households
participated in the hunting, use, or receiving of harbor seals in 2012,
whereas up to eight percent used sea otters (Sill and Koster, 2017).
Based on data from 2012, marine mammals account for approximately one
percent (1,666 pounds or 756 kg) of all subsistence harvest in Hydaburg
(Sill and Koster, 2017).
All proposed pile driving and DTH activities will take place in the
vicinity of seaplane dock immediately adjacent
[[Page 45805]]
to Hydaburg where subsistence activities do not generally occur. The
proposed project will not have an adverse impact on the availability of
marine mammals for subsistence use at locations farther away. Some
minor, short-term disturbance of the harbor seals or sea otters could
occur, but this is not likely to have any measurable effect on
subsistence harvest activities in the region. No changes to
availability of subsistence resources will result from the specified
activities. Additionally, DOT&PF is working with Haida Elders on the
project to raise awareness and collaborate on the project within the
local community.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the proposed mitigation and
monitoring measures, NMFS has preliminarily determined that there will
not be an unmitigable adverse impact on subsistence uses from the
DOT&PF's proposed activities.
Endangered Species Act
Section 7(a)(2) of the ESA (16 U.S.C. 1531 et seq.) requires that
each Federal agency insure that any action it authorizes, funds, or
carries out is not likely to jeopardize the continued existence of any
endangered or threatened species or result in the destruction or
adverse modification of designated critical habitat. To ensure ESA
compliance for the issuance of IHAs, NMFS consults internally whenever
we propose to authorize take for endangered or threatened species, in
this case with NMFS' Alaska Regional Office (AKRO).
NMFS is proposing to authorize take of the Central North Pacific
stock of humpback whales, of which a portion belong to the Mexico DPS
of humpback whales, which are ESA-listed. The Permits and Conservation
Division has requested initiation of section 7 consultation with the
AKRO for the issuance of this IHA. NMFS will conclude the ESA
consultation prior to reaching a determination regarding the proposed
issuance of the authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to the DOT&PF for conducting pile driving and DTH
activities during of the Hydaburg Seaplane Base Refurbishment Project
in Hydaburg, Alaska beginning in September 2023, provided the
previously mentioned mitigation, monitoring, and reporting requirements
are incorporated. A draft of the proposed IHA can be found at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed
construction activities. We also request comment on the potential
renewal of this proposed IHA as described in the paragraph below.
Please include with your comments any supporting data or literature
citations to help inform decisions on the request for this IHA or a
subsequent renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, 1-year renewal
IHA following notice to the public providing an additional 15 days for
public comments when (1) up to another year of identical or nearly
identical activities as described in the Description of Proposed
Activities section of this notice is planned, or (2) the activities as
described in the Description of Proposed Activities section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond 1 year from expiration
of the initial IHA);
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take);
and
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the affected
species or stocks, and any other pertinent information, NMFS determines
that there are no more than minor changes in the activities, the
mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: July 10, 2023.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2023-14939 Filed 7-14-23; 8:45 am]
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