Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to San Francisco Bay Area Water Emergency Transportation Authority's Ferry Terminal Refurbishment in Alameda, California, 42304-42322 [2023-13899]
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Federal Register / Vol. 88, No. 125 / Friday, June 30, 2023 / Notices
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Dated: June 27, 2023.
Jennifer M. Wallace,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2023–13991 Filed 6–29–23; 8:45 am]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD066]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to San Francisco
Bay Area Water Emergency
Transportation Authority’s Ferry
Terminal Refurbishment in Alameda,
California
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from the San Francisco Bay Area Water
Emergency Transportation Authority
(WETA) for authorization to take marine
mammals incidental to the
refurbishment of the Alameda Main
Street Ferry Terminal in Alameda,
California. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal
to issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, oneyear renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorization and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than July 31, 2023.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
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SUMMARY:
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Marine Fisheries Service and should be
submitted via email to ITP.clevenstine@
noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities without change.
All personal identifying information
(e.g., name, address) voluntarily
submitted by the commenter may be
publicly accessible. Do not submit
confidential business information or
otherwise sensitive or protected
information.
FOR FURTHER INFORMATION CONTACT:
Alyssa Clevenstine, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
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rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring,
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On February 9, 2023, NMFS received
a request from WETA for an IHA to take
marine mammals incidental to pile
removal and driving associated with
refurbishment of the Alameda Main
Street Ferry Terminal in Alameda,
California. Following NMFS’ review of
the application, WETA submitted
revised versions on March 15, April 18,
May 18, and May 24, 2023. The
application was deemed adequate and
complete on May 25, 2023. WETA’s
request is for take of harbor seals (Phoca
vitulina) and California sea lions
(Zalophus californianus) by Level A
harassment and Level B harassment.
Neither WETA nor NMFS expect serious
injury or mortality to result from this
activity and, therefore, an IHA is
appropriate.
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Description of Proposed Activity
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Overview
WETA proposes to refurbish the
Alameda Main Street Ferry Terminal in
the Oakland Inner Harbor, Alameda,
California, to update and replace ageing
ferry terminal components and
structural support. Water depth within
the project area varies between 14–28
inches (in; 35.56–71.12 centimeter (cm))
mean lower low water (MLLW), and
most construction activities will occur
above or at the waterline. The only
elements that would extend below the
mudline are nine new steel piles that
would have a maximum tip elevation of
approximately 110 in MLLW. WETA
intends to use vibratory extraction to
remove four existing 30 in (76.2 cm)
steel guide piles and vibratory
installation to drive nine new steel
piles: two 24 in (60.9 cm) steel pipe
piles with concrete cap beams on land,
one 48 in (121.9 cm) steel pipe
monopile in water, four 36 in (91.4 cm)
steel guide piles in water, and two 36 in
(91.4 cm) donut fender piles in water. A
maximum of 6 days of consecutive
piling activities is proposed to occur
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during the course of construction (4–6
weeks) from August through November
2023. WETA proposes to use vibratory
pile driving and, if necessary, impact
pile driving to achieve required tip
elevation for the nine new piles. No inair impacts to marine mammals are
anticipated from the installation of the
two 24 in (60.9 cm) piles driven on
land, as such, they were not included in
the Estimated Take section and will not
be discussed further.
Project construction would include
replacement of the existing bridge
walkway and foundation, replacement
of the gangway, demolition and
replacement of the float, removal and
installation of guide piles, and upgrades
to utilities at the project site. No take of
marine mammals is anticipated to occur
incidental to these portions of the
project and these activities will not be
discussed further.
Dates and Duration
This IHA would be effective from
August 15, 2023, until August 14, 2024.
Pile extraction and installation activities
would occur for a total of 6 consecutive
days (5 days in water, 1 day on land)
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from August through November 2023.
WETA plans to conduct piling activities
during daylight hours, with noisegenerating construction activities
limited to occur between the hours of
0700–1900 Monday through Friday, and
0800–1300 Saturdays. Due to in-water
work timing restrictions to protect ESAlisted fish species, all in-water
construction activities including pile
extraction and installation would occur
during the period from June 1 to
November 30. Pile extraction is
anticipated to take between 1–3 days,
pile installation is anticipated to take 3
days, of which 2 days will be required
for in-water pile installation.
Specific Geographic Region
This project will be located at the
existing Alameda Main Street Ferry
Terminal in Alameda, CA (Figure 1), at
a water depth between 14–28 in (35.56–
71.12 cm). All project activities for
which take is being requested will be
located in the Oakland Inner Harbor,
Alameda (see Figure 2 in IHA
application).
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Detailed Description of the Specified
Activity
Vibratory extraction of four existing
30 in diameter steel guide piles would
occur over 1 to 3 days. Vibratory
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installation of one 48 in diameter steel
pipe monopile, four 36 in diameter steel
guide piles, and two 36 in diameter
donut fender piles would occur over 2
days, with the monopile requiring 1 day
and the six 36 in piles requiring 1 day.
Impact installation of the seven new
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piles would occur only if required tip
elevation was not achieved through
vibratory methods and a bubble curtain
would be employed to attenuate noise
from impact driving (assuming a 5-dB
reduction).
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TABLE 1—PILE EXTRACTION AND INSTALLATION ACTIVITIES
Pile size
(in)
Pile activity
Structure
Extraction ...................
Installation .................
Removal of existing guide piles ..
Terminal bridge and foundation
replacement.
Float replacement (guide piles
and donut fender piles).
Installation .................
Duration of
activity
Piles per day
Duration of
vibratory
activity per pile
(minutes)
Estimated
blows of
impact driving
per pile
(strikes) *
30
48
4
1
1–3 days ........
1 day ..............
45
45
N/A
1,015
36
6
1 day ..............
45
1,015
Note: Impact pile installation will only be used if vibratory methods are insufficient to achieve required tip elevation.
* Impact pile driving assumes approx. 20–30 minutes of driving.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions, instead of
reprinting the information. Additional
information regarding population trends
and threats may be found in NMFS’
Stock Assessment Reports (SARs;
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species for which take
is expected and proposed to be
authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Pacific SARs. All values
presented in Table 2 are the most recent
available at the time of publication
(including from the draft 2022 SARs)
and are available online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments.
TABLE 2—MARINE MAMMAL SPECIES LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES 1
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 2
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 3
PBR
Annual
M/SI 4
Order Carnivora—Pinnipedia
Family Otariidae (eared seals
and sea lions):
California sea lion ..........
Zalophus californianus .........
U.S. ......................................
-/-; N
257,606 (N/A; 233,515;
2014).
Family Phocidae (earless
seals):
Harbor seal .....................
Phoca vitulina richardii .........
California ..............................
-/-; N
30,968 (0.157; 27,348; 2012)
14,011
>321
1,641
42.8
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1 Information
on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
2 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
3 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
4 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
As indicated above, both species in
Table 2 temporally and spatially cooccur with the activity to the degree that
take is reasonably likely to occur and
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are also included in Table 2 of the IHA
application. No other marine mammal
species are expected to occur in the
project area.
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California Sea Lion
California sea lions occur from
Vancouver Island, British Columbia, to
the southern tip of Baja California,
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Mexico. Sea lions breed on the offshore
islands of southern and central
California from May through July (Heath
and Perrin, 2009). During the nonbreeding season, adult and sub-adult
males and juveniles migrate northward
along the coast to central and northern
California, Oregon, Washington, and
Vancouver Island (Jefferson et al., 1993).
They return south the following spring
(Heath and Perrin, 2009, Lowry and
Forney, 2005). Females and some
juveniles tend to remain closer to
rookeries (Antonelis et al., 1990, Melin
et al., 2008).
Pupping occurs primarily on the
California Channel Islands from late
May until the end of June (Peterson and
Bartholomew, 1967). No pupping has
been recorded in the San Francisco Bay.
Weaning and mating occur in late spring
and summer during the peak upwelling
period (Bograd et al., 2009). After the
mating season, adult males migrate
northward to feeding areas as far away
as the Gulf of Alaska (Lowry et al.,
1992), and they remain away until
spring (March through May), when they
migrate back to the breeding colonies.
Adult females generally remain south of
Monterey Bay, California, throughout
the year, feeding in coastal waters in the
summer and offshore waters in the
winter, alternating between foraging and
nursing their pups on shore until the
next pupping/breeding season (Melin
and DeLong, 2000, Melin et al., 2008).
California sea lions experienced an
Unusual Mortality Event (UME), not
correlated to an El Nin˜o event, from
2013–2017 (Carretta et al., 2022). Pup
and juvenile age classes experienced
high mortality during this time, likely
attributed to sea lion prey availability,
specifically Pacific sardines (Sardinops
sagax). California sea lions are also
susceptible to the algal neurotoxin
domoic acid (Carretta et al., 2022). This
neurotoxin is expected to cause future
mortalities among California sea lions
due to the prevalence of harmful algal
blooms within their habitat.
In San Francisco Bay, sea lions haul
out primarily on floating docks at Pier
39 at the Fisherman’s Wharf area of the
San Francisco Marina, approximately
10.5 kilometers (6.5 miles) westnorthwest of the project area. Haul out
numbers at Pier 39 vary seasonally. In
addition to the Pier 39 haul out,
California sea lions haul out on buoys,
wharfs, and similar structures
throughout the Bay.
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Harbor Seal
Harbor seals are distributed from Baja
California, Mexico, to the eastern
Aleutian Islands of Alaska (Harvey and
Goley, 2011). Harbor seals do not make
extensive pelagic migrations but may
travel hundreds of kilometers to find
food or suitable breeding areas (Harvey
and Goley, 2011, Carretta et al., 2022).
Seals primarily haul out on remote
mainland and island beaches, reefs, and
estuary areas. At haulout sites, they
congregate to rest, socialize, breed, and
molt. In California, there are
approximately 500 haulout sites along
the mainland and on offshore islands,
including intertidal sandbars, rocky
shores, and beaches (Hanan, 1996,
Lowry et al., 2008).
Harbor seals are opportunistic,
generalist foragers and are expected to
forage in shallow, intertidal waters on a
variety of fish, crustaceans, and other
species in the San Francisco Bay and
could occasionally be found foraging in
the Oakland Inner Harbor (Gibble,
2011). Harbor seals haul out at
approximately 20 locations in San
Francisco Bay with three main
locations: Mowry Slough in the south,
Corte Madera Marsh and Castro Rocks
in the north, and Yerba Buena Island in
the central bay (Gibble, 2011, Grigg et
al., 2012).
Harbor seals are the most common
marine mammal species observed in the
San Francisco Bay, where they
primarily haul out on exposed rocky
ledges and on sloughs in the southern
San Francisco Bay. Harbor seals are
central-place foragers (Orians, 1979) and
tend to exhibit strong site fidelity within
season and across years, generally forage
close to haulout sites, and repeatedly
visit specific foraging areas (Grigg et al.,
2012, Suryan and Harvey, 1998,
Thompson et al., 1998). Harbor seals in
San Francisco Bay forage mainly within
7 mi (10 km) of their primary haulout
site (Grigg et al., 2012), and often within
just 1–3 mi (1–5 km; Torok, 1994).
Depth, bottom relief, and prey
abundance also influence foraging
location (Grigg et al., 2012).
Peak numbers of harbor seals haul out
in central California during late May to
early June, which coincides with the
peak molt (May through June). During
both pupping and molting seasons, the
number of seals and the length of time
hauled out per day increase, from an
average of 7 hours per day to 10–12
hours per day (Harvey and Goley, 2011,
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Huber et al., 2001, Stewart and Yochem,
1994). Pupping occurs from March
through May in central California and
pups are weaned in approximately 4
weeks, most by mid-June (Codde and
Allen, 2018). The closest recognized
harbor seal pupping site to the proposed
project area is at Castro Rocks,
approximately 12 mi (19 km) away.
Harbor seals tend to forage at night
and haul out during the day with a peak
in the afternoon between 1300 and 1600
hr (Grigg et al., 2012, London et al.,
2002, Stewart and Yochem, 1994,
Yochem et al., 1987). Tide levels affect
the maximum number of seals hauled
out, with the largest number of seals
hauled out at low tide, but time of day
and season have the greatest influence
on haul out behavior (Manugian et al.,
2017, Patterson and Acevedo-Gutie´rrez,
2008, Stewart and Yochem, 1994).
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995, Wartzok
and Ketten, 1999, Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 3.
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TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Hearing group
Generalized hearing range *
Low-frequency (LF) cetaceans (baleen whales) ................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) .....................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) (true seals) .............................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) .........................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006, Kastelein et al.,
2009, Reichmuth et al., 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take of Marine Mammals
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take of Marine Mammals
section, and the Proposed Mitigation
section, to draw conclusions regarding
the likely impacts of these activities on
the reproductive success or survivorship
of individuals and whether those
impacts are reasonably expected to, or
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals
during the specified activities can occur
from impact pile driving and vibratory
pile driving and removal. The effects of
underwater noise from WETA’s
proposed activities have the potential to
result in Level A and Level B
harassment of marine mammals in the
project area.
Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
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sound from many sources both near and
far (American National Standards
Institute, 1995). The sound level of an
area is defined by the total acoustical
energy being generated by known and
unknown sources. These sources may
include physical (e.g., waves, wind,
precipitation, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activities may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the proposed project
would include vibratory pile extraction
and vibratory pile installation, with the
potential for impact pile installation.
The sounds produced by these activities
fall into one of two general sound types:
impulsive and non-impulsive.
Impulsive sounds (e.g., explosions,
sonic booms, impact pile driving) are
typically transient, brief (less than 1
second), broadband, and consist of high
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peak sound pressure with rapid rise
time and rapid decay (American
National Standards Institute, 1986,
NIOSH, 1998, NMFS, 2018). Nonimpulsive sounds (e.g., machinery
operations such as drilling or dredging,
vibratory pile driving, underwater
chainsaws, and active sonar systems)
can be broadband, narrowband or tonal,
brief or prolonged (continuous or
intermittent), and typically do not have
the high peak sound pressure with raid
rise/decay time that impulsive sounds
do (American National Standards
Institute, 1995, NIOSH, 1998, NMFS,
2018). The distinction between these
two sound types is important because
they have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward, 1997).
Two types of hammers would be used
on this project, vibratory and, if
necessary, impact. Vibratory hammers
install piles by vibrating them and
allowing the weight of the hammer to
push them into the sediment. Vibratory
hammers produce non-impulsive,
continuous sounds. Vibratory
hammering generally produces sound
pressure levels (SPLs) 10–20 dB lower
than impact pile driving of the samesized pile (Oestman et al., 2009). Rise
time is slower, reducing the probability
and severity of injury, and sound energy
is distributed over a greater amount of
time (Nedwell and Edwards, 2002,
Carlson et al., 2005). Impact hammers
operate by repeatedly dropping and/or
pushing a heavy piston onto a pile to
drive the pile into the substrate. Sound
generated by impact hammers is
considered impulsive.
The likely or possible impacts of
WETA’s proposed activities on marine
mammals could be generated from both
non-acoustic and acoustic stressors.
Potential non-acoustic stressors include
the physical presence of the equipment,
vessels, and personnel; however, we
expect that any animals that approach
the project site close enough to be
harassed due to the presence of
equipment or personnel would be
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within the Level B harassment zones
from pile removal or driving and would
already be subject to harassment from
the in-water activities. Therefore, any
impacts to marine mammals are
expected to primarily be acoustic in
nature. Acoustic stressors are generated
by heavy equipment operation during
pile driving activities (i.e., impact and
vibratory pile driving and removal).
Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving equipment is the primary
means by which marine mammals may
be harassed from WETA’s specified
activities. In general, animals exposed to
natural or anthropogenic sound may
experience physical and psychological
effects, ranging in magnitude from none
to severe (Southall et al., 2007).
Generally, exposure to pile driving and
removal and other construction noise
has the potential to result in auditory
threshold shifts (TS) and behavioral
reactions (e.g., avoidance, temporary
cessation of foraging and vocalizing,
changes in dive behavior). Exposure to
anthropogenic noise can also lead to
non-observable physiological responses,
such as an increase in stress hormones.
Additional noise in a marine mammal’s
habitat can mask acoustic cues used by
marine mammals to carry out daily
functions, such as communication and
predator and prey detection. The effects
of pile driving and construction noise
on marine mammals are dependent on
several factors, including, but not
limited to, sound type (e.g., impulsive
vs. non-impulsive), the species, age and
sex class (e.g., adult male vs. mother
with calf), duration of exposure, the
distance between the pile and the
animal, received levels, behavior at time
of exposure, and previous history with
exposure (Wartzok et al., 2004, Southall
et al., 2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced TS as
a change, usually an increase, in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). The amount of TS is customarily
expressed in dB and TS can be
permanent or temporary. As described
in NMFS (2018), there are numerous
factors to consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
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the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal) (Kastelein
et al., 2014b), and the overlap between
the animal and the source (e.g., spatial,
temporal, and spectral).
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). Available data from
humans and other terrestrial mammals
indicate that a 40 dB TS approximates
PTS onset (see Ward et al., 1958, Ward
et al., 1959, Ward, 1960, Kryter et al.,
1966, Miller, 1974, Ahroon et al., 1996,
Henderson et al., 2008). PTS levels for
marine mammals are estimates, because
there are limited empirical data
measuring PTS in marine mammals
(e.g., Kastak et al., 2008), largely due to
the fact that, for various ethical reasons,
experiments involving anthropogenic
noise exposure at levels inducing PTS
are not typically pursued or authorized
(NMFS, 2018).
Temporary Threshold Shift (TTS)—
TTS is a temporary, reversible increase
in the threshold of audibility at a
specified frequency or portion of an
individual’s hearing range above a
previously established reference level
(NMFS, 2018). Based on data from
cetacean TTS measurements (see
Southall et al., 2007), a TTS of 6 dB is
considered the minimum TS clearly
larger than any day-to-day or session-tosession variation in a subject’s normal
hearing ability (Schlundt et al., 2000,
Finneran et al., 2000, Finneran et al.,
2002). As described in Finneran (2016),
marine mammal studies have shown the
amount of TTS increases with
cumulative sound exposure level
(SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
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compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale
(Delphinapterus leucas), harbor
porpoise (Phocoena phocoena), Yangtze
finless porpoise (Neophocoena
asiaeorientalis)), and five species of
pinnipeds exposed to a limited number
of sound sources (i.e., tones and octaveband noise) in laboratory settings
(Finneran, 2015). TTS was not observed
in trained spotted seals (Phoca largha)
and ringed (Pusa hispida) seals exposed
to impulsive noise at levels matching
previous predictions of TTS onset
(Reichmuth et al., 2016). In general,
harbor seals and harbor porpoises have
a lower TTS onset than other measured
pinniped or cetacean species (Finneran,
2015). At low frequencies, onset-TTS
exposure levels are higher compared to
those in the region of best sensitivity
(i.e., a low frequency noise would need
to be louder to cause TTS onset when
TTS exposure level is higher), as shown
for harbor porpoises and harbor seals
(Kastelein et al., 2019b, Kastelein et al.,
2019a, Kastelein et al., 2020a, Kastelein
et al., 2020b). In addition, TTS can
accumulate across multiple exposures,
but the resulting TTS will be less than
the TTS from a single, continuous
exposure with the same SEL (Mooney et
al., 2009, Finneran et al., 2010,
Kastelein et al., 2014a, Kastelein et al.,
2015). This means that TTS predictions
based on the total, cumulative SEL will
overestimate the amount of TTS from
intermittent exposures such as sonars
and impulsive sources.
The potential for TTS from impact
pile driving exists. After exposure to
playbacks of impact pile driving sounds
(rate 2,760 strikes/hour) in captivity,
mean TTS increased from 0 dB after a
15 minute exposure to 5 dB after a 360
minute exposure; recovery occurred
within 60 minutes (Kastelein et al.,
2016). Additionally, the existing marine
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mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes.
Nonetheless, what we considered is the
best available science. For summaries of
data on TTS in marine mammals or for
further discussion of TTS onset
thresholds, please see Southall et al.
(2007), Southall et al. (2019), Finneran
and Jenkins (2012), Finneran (2015),
and Table 5 in NMFS (2018).
Proposed activities for this project
include impact and vibratory pile
driving, and vibratory pile removal.
There would likely be pauses in
activities producing the sound during
each day. Given these pauses and the
fact that many marine mammals are
likely moving through the project areas
and not remaining for extended periods
of time, the potential for TS declines.
Behavioral Harassment—Exposure to
noise from pile driving and removal also
has the potential to behaviorally disturb
marine mammals. Available studies
show wide variation in response to
underwater sound; therefore, it is
difficult to predict specifically how any
given sound in a particular instance
might affect marine mammals
perceiving the signal. If a marine
mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., NRC, 2005,
Lusseau and Bejder, 2007, Weilgart,
2007b).
Disturbance may result in changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); or avoidance
of areas where sound sources are
located. Pinnipeds may increase their
haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006).
Behavioral responses to sound are
highly variable and context-specific and
any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995, Wartzok et
al., 2004, Southall et al., 2007, Weilgart,
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2007a, Archer et al., 2010, Southall et
al., 2021). Behavioral reactions can vary
not only among individuals but also
within an individual, depending on
previous experience with a sound
source, context, and numerous other
factors (Ellison et al., 2012), and can
vary depending on characteristics
associated with the sound source (e.g.,
whether it is moving or stationary,
number of sources, distance from the
source). In general, pinnipeds seem
more tolerant of, or at least habituate
more quickly to, potentially disturbing
underwater sound than do cetaceans,
and generally seem to be less responsive
to exposure to industrial sound than
most cetaceans. Please see Appendices
B and C of Southall et al. (2007) as well
as Nowacek et al. (2007), Ellison et al.
(2012), and Gomez et al. (2016) for a
review of studies involving marine
mammal behavioral responses to sound.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001, Nowacek et al.,
2004, Madsen et al., 2006, Yazvenko et
al., 2007, Melcon et al., 2012). In
addition, behavioral state of the animal
plays a role in the type and severity of
a behavioral response, such as
disruption to foraging (e.g., Sivle et al.,
2016, Wensveen et al., 2017). A
determination of whether foraging
disruptions incur fitness consequences
would require information on or
estimates of the energetic requirements
of the affected individuals and the
relationship between prey availability,
foraging effort and success, and the life
history stage of the animal (Goldbogen
et al., 2013).
Stress responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Selye, 1950,
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
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These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987, Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996, Hood et al.,
1998, Jessop et al., 2003, Krausman et
al., 2004, Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000, Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
For example, Rolland et al. (2012) found
that noise reduction from reduced
vessel traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003), however distress is an unlikely
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result of these projects based on
observations of marine mammals during
previous, similar projects in the area.
Masking—Sound can disrupt behavior
through masking, or interfering with, an
animal’s ability to detect, recognize, or
discriminate between acoustic signals of
interest (e.g., those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity, and
may occur whether the sound is natural
(e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
pile driving, shipping, sonar, seismic
exploration) in origin. The ability of a
noise source to mask biologically
important sounds depends on the
characteristics of both the noise source
and the signal of interest (e.g., signal-tonoise ratio, temporal variability,
direction), in relation to each other and
to an animal’s hearing abilities (e.g.,
sensitivity, frequency range, critical
ratios, frequency discrimination,
directional discrimination, age or TTS
hearing loss), and existing ambient
noise and propagation conditions.
Masking of natural sounds can result
when human activities produce high
levels of background sound at
frequencies important to marine
mammals. Conversely, if the
background level of underwater sound
is high (e.g., on a day with strong wind
and high waves), an anthropogenic
sound source would not be detectable as
far away as would be possible under
quieter conditions and would itself be
masked. The masking of communication
signals by anthropogenic noise may be
considered as a reduction in the
communication space of animals (e.g.,
Clark et al., 2009) and may result in
energetic or other costs as animals
change their vocalization behavior (e.g.,
Miller et al., 2000, Foote et al., 2004,
Parks et al., 2007, Di Iorio and Clark,
2010, Holt et al., 2009). The Bay is
heavily used by commercial,
recreational, and military vessels, and
background sound levels in the area are
already elevated. Due to the transient
nature of marine mammals to move and
avoid disturbance, masking is not likely
to have long-term impacts on marine
mammal species within the proposed
project area.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with pile driving and removal that have
the potential to cause behavioral
harassment, depending on their distance
from pile driving activities.
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Airborne noise would primarily be an
issue for pinnipeds that are swimming
or hauled out near the project site
within the range of noise levels elevated
above the acoustic criteria. We
recognize that pinnipeds in the water
could be exposed to airborne sound that
may result in behavioral harassment
when looking with their heads above
water. Most likely, airborne sound
would cause behavioral responses
similar to those discussed above in
relation to underwater sound. For
instance, anthropogenic sound could
cause hauled out pinnipeds to exhibit
changes in their normal behavior, such
as reduction in vocalizations, or cause
them to temporarily abandon the area
and move further from the source.
However, there are no known haul out
sites in the vicinity of the project area
and, if there were, these animals would
likely previously have been ‘‘taken’’
because of exposure to underwater
sound above the behavioral harassment
thresholds, which are generally larger
than those associated with airborne
sound. Thus, the behavioral harassment
of these animals is already accounted
for in these estimates of potential take.
Therefore, we do not believe that
authorization of incidental take
resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further here.
Marine Mammal Habitat Effects
WETA’s proposed construction
activities could have localized,
temporary impacts on marine mammal
habitat, including prey, by increasing
in-water SPLs and slightly decreasing
water quality. Increased noise levels
may affect acoustic habitat (see masking
discussion above) and adversely affect
marine mammal prey in the vicinity of
the project areas (see discussion below).
During impact and vibratory pile
driving or removal, elevated levels of
underwater noise would ensonify the
project area where both fishes and
mammals occur, and could affect
foraging success. Additionally, marine
mammals may avoid the area during
construction, however, displacement
due to noise is expected to be temporary
and is not expected to result in longterm effects to the individuals or
populations. Construction activities are
expected to be of short duration and
would likely have temporary impacts on
marine mammal habitat through
increases in underwater and airborne
sound.
A temporary and localized increase in
turbidity near the seafloor would occur
in the immediate area surrounding the
area where piles are installed or
removed. In general, turbidity
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associated with pile driving is localized
to about a 25-ft (7.6-m) radius around
the pile (Everitt et al., 1980). Cetaceans
are not expected to be close enough to
the pile driving areas to experience
effects of turbidity, and any pinnipeds
could avoid localized areas of turbidity.
Local currents are anticipated to
disburse any additional suspended
sediments produced by project activities
at moderate to rapid rates depending on
tidal stage. Therefore, we expect the
impact from increased turbidity levels
to be discountable to marine mammals
and do not discuss it further.
In-Water Construction Effects on
Potential Foraging Habitat—The area
likely impacted by the proposed action
is relatively small compared to the total
available habitat in the Bay. The
proposed project area is highly
influenced by anthropogenic activities
and provides limited foraging habitat for
marine mammals. Furthermore, pile
driving and removal at the proposed
project site would not obstruct longterm movements or migration of marine
mammals.
Avoidance by potential prey (i.e., fish)
of the immediate area due to the
temporary loss of this foraging habitat is
also possible. The duration of fish and
marine mammal avoidance of this area
after pile driving stops is unknown, but
a rapid return to normal recruitment,
distribution, and behavior is
anticipated. Any behavioral avoidance
by prey of the disturbed area would still
leave significantly large areas of
potential foraging habitat in the nearby
vicinity.
In-Water Construction Effects on
Potential Prey—Sound may affect
marine mammals through impacts on
the abundance, behavior, or distribution
of prey species (e.g., crustaceans,
cephalopods, fish, zooplankton, other
marine mammals). Marine mammal
prey varies by species, season, and
location. Here, we describe studies
regarding the effects of noise on known
marine mammal prey.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning
(Zelick et al., 1999, Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
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sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds which are
especially strong and/or intermittent
low-frequency sounds, and behavioral
responses such as flight or avoidance
are the most likely effects. Short
duration, sharp sounds can cause overt
or subtle changes in fish behavior and
local distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish; several are
based on studies in support of large,
multiyear bridge construction projects
(e.g., Scholik and Yan, 2001, Popper and
Hastings, 2009). Many studies have
demonstrated that impulse sounds
might affect the distribution and
behavior of some fishes, potentially
impacting foraging opportunities or
increasing energetic costs (e.g., Pearson
et al., 1992, Skalski et al., 1992, Santulli
et al., 1999, Fewtrell and McCauley,
2012, Paxton et al., 2017). In response
to pile driving, Pacific sardines and
northern anchovies (Engraulis mordax)
may exhibit an immediate startle
response to individual strikes, but
return to ‘‘normal’’ pre-strike behavior
following the conclusion of pile driving
with no evidence of injury as a result
(see NAVFAC, 2014). However, some
studies have shown no or slight reaction
to impulse sounds (e.g., Wardle et al.,
2001, Popper et al., 2005, Jorgenson and
Gyselman, 2009, Pen˜a et al., 2013).
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality. However, in most fish
species, hair cells in the ear
continuously regenerate and loss of
auditory function likely is restored
when damaged cells are replaced with
new cells. Halvorsen et al. (2012b)
showed that a TTS of 4–6 dB was
recoverable within 24 hours for one
species. Impacts would be most severe
when the individual fish is close to the
source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012a, Casper et al., 2013).
The greatest potential impact to fish
during construction would occur during
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impact pile driving. However, the
duration of impact pile driving would
be limited to a contingency in the event
that vibratory driving does not
satisfactorily install the pile. In-water
construction activities would only occur
during daylight hours allowing fish to
forage and transit the project area in the
evening. Vibratory pile driving may
elicit behavioral reactions from fish
such as temporary avoidance of the area
but is unlikely to cause injuries to fish
or have persistent effects on local fish
populations. In addition, it should be
noted that the area in question is lowquality habitat since it is already highly
developed and experiences a high level
of anthropogenic noise from normal
dock operations and other vessel traffic.
The most likely impact to fishes from
pile driving and removal and
construction activities at the project area
would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of this area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution, and behavior is
anticipated. In general, impacts to
marine mammal prey species are
expected to be minor and temporary.
Further, it is anticipated that
preparation activities for pile driving or
removal (i.e., positioning of the
hammer) and upon initial startup of
devices would cause fish to move away
from the affected area outside areas
where injuries may occur. Therefore,
relatively small portions of the proposed
project area would be affected for short
periods of time, and the potential for
effects on fish to occur would be
temporary and limited to the duration of
sound-generating activities.
In summary, given the short daily
duration of sound associated with
individual pile driving events and the
relatively small areas being affected,
pile driving activities associated with
the proposed actions are not likely to
have a permanent, adverse effect on any
fish habitat, or populations of fish
species. Any behavioral avoidance by
fish of the disturbed area would still
leave significantly large potential areas
fish and marine mammal foraging
habitat in the nearby vicinity. Thus, we
conclude that impacts of the specified
activities are not likely to have more
than short-term adverse effects on any
prey habitat or populations of prey
species. Further, any impacts to marine
mammal habitat are not expected to
result in significant or long-term
consequences for individual marine
mammals, or to contribute to adverse
impacts on their populations.
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42313
Estimated Take of Marine Mammals
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers,’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
acoustic sources (i.e., vibratory removal,
vibratory driving, impact driving) has
the potential to result in disruption of
behavioral patterns for individual
marine mammals. There is also some
potential for PTS (Level A harassment)
to result, primarily for phocids because
predicted auditory injury zones are
larger than for otariids. Auditory injury
is unlikely to occur for otariids. The
proposed mitigation and monitoring
measures are expected to minimize the
severity of the taking to the extent
practicable.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Below we describe how the
proposed take numbers are estimated.
Generally speaking, we estimate take
by considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
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Federal Register / Vol. 88, No. 125 / Friday, June 30, 2023 / Notices
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, Southall et
al., 2021, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a metric that is both
predictable and measurable for most
activities, NMFS typically uses a
generalized acoustic threshold based on
received level to estimate the onset of
behavioral harassment. NMFS generally
predicts that marine mammals are likely
to be behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB (referenced to 1
microPascal (re 1 mPa)) for continuous
(e.g., vibratory pile driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
WETA’s proposed activity includes
the use of continuous (vibratory pile
removal and installation) and,
potentially, impulsive (impact pile
installation) sources, and therefore the
RMS SPL thresholds of 120 and 160 dB
re 1 mPa are applicable.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). WETA’s proposed activity
includes the use of impulsive (impact
hammer) and non-impulsive (vibratory
hammer) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW)(Underwater) ...............................
Otariid Pinnipeds (OW)(Underwater) ...............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
ddrumheller on DSK120RN23PROD with NOTICES1
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
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Pile driving activities, using an
impact hammer as well as a vibratory
hammer, would generate underwater
noise that could result in disturbance to
marine mammals near the project area.
A review of underwater sound
measurements for similar projects was
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conducted to estimate the near-source
sound levels for impact and vibratory
pile driving and vibratory extraction.
Source levels for proposed removal and
installation activities derived from this
review are shown in Table 5.
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Federal Register / Vol. 88, No. 125 / Friday, June 30, 2023 / Notices
TABLE 5—PROJECT SOUND SOURCE LEVELS
Driving method
Impact * .........................
Impact * .........................
Vibratory .......................
Vibratory .......................
Vibratory .......................
Pile size
(in)
Location
Water
Water
Water
Water
Water
...........................
...........................
...........................
...........................
...........................
Peak SPL dB
re 1 μPa
36
48
** 30
36
48
RMS SPL dB
re 1 μPa
206
208
200
200
200
SEL dB re 1
μPa
188
187
168
168
168
178
174
168
168
168
Source
Caltrans 2020
Caltrans 2020
POA 2016
POA 2016
POA 2016
* Attenuated condition achieved using a bubble curtain system for all impact pile driving; attenuated condition assumes a 5–dB reduction in
sound.
** Vibratory driving of 36 in piles used as proxy for vibratory extraction of 30 in piles.
Level B Harassment Zone—
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition topography. The
general formula for underwater TL is:
TL = B * Log10 (R1/R2),
where
TL = transmission loss in dB;
B = transmission loss coefficient;
R1 = the distance of the modeled SPL from
the driven pile; and
R2 = the distance from the driven pile of the
initial measurement.
application). Sound propagation in the
Oakland Inner Harbor is limited by
bends in the Oakland estuary.
Substantial sound is not anticipated to
travel beyond 4,200 m (13,780 ft) to the
west (out the shipping channel into the
bay) and 1,700 m (5,577 ft) east of the
project site (where the channel bends
around the island of Alameda), and will
be confined to the north and south by
the narrow channel of the Oakland
Inner Harbor (Figure 1). Therefore, the
distance for noise impacts would be
limited to 4,200 m west and 1,700 m
east. The Level A shutdown zones and
Level B harassment zone for WETA’s
proposed activities are shown in Table
6.
The recommended TL coefficient for
most nearshore environments is the
practical spreading value of 15. This
value results in an expected propagation
environment that would lie between
spherical and cylindrical spreading loss
conditions, known as practical
spreading, which is the most
appropriate assumption for WETA’s
proposed activity in the absence of
specific modeling and site-specific
information. If piles are installed or
removed with a vibratory hammer, the
SELcum thresholds apply for sounds
greater than 150 dB (re 1 mPa2-sec) SEL
and the peak PTS thresholds that apply
to marine mammals would not be
reached (see Appendix A in the IHA
TABLE 6—DISTANCE TO THE LEVEL A AND LEVEL B HARASSMENT THRESHOLDS FOR PROPOSED PILE-DRIVING ACTIVITIES
Method
Impact, installation .....
Impact, installation .....
Vibratory, extraction *
Vibratory, installation *
Vibratory, installation *
Steel
Steel
Steel
Steel
Steel
Level A
threshold for
phocids
(m)
Pile size
(in)
Pile type
..........................
..........................
..........................
..........................
..........................
36
48
30
36
48
Level A
threshold for
otariids
(m)
827
136
33
33
10
Level B harassment zone
(m)
60
10
10
10
10
736
631
4,200 W; 1,700 E
4,200 W; 1,700 E
4,200 W; 1,700 E
ddrumheller on DSK120RN23PROD with NOTICES1
Note: Vibratory driving of 36 in piles used as proxy for vibratory extraction of 30 in piles.
* Constrained by bends in the Oakland Estuary and relatively shallow bathymetry near the shipping channel: 4,200 m (13,780 ft) west, 1,700 m
(5,577 ft) east.
Level A Harassment Thresholds—The
ensonified area associated with Level A
harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
included in the methods underlying this
optional tool, we anticipate that the
resulting isopleth estimates are typically
going to be overestimates of some
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degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources (i.e., vibratory and impact
piling), the optional User Spreadsheet
tool predicts the distance at which, if a
marine mammal remained at that
distance for the duration of the activity,
it would be expected to incur PTS.
Inputs used in the optional User
Spreadsheet tool, and the resulting
estimated isopleths, are reported in
Table 7 The isopleths generated by the
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User Spreadsheet used the same TL
coefficients as the Level B harassment
zone calculations, as indicated above for
each activity type. Inputs used in the
User Spreadsheet (e.g., number of piles
per day, duration and/or strikes per
pile) are presented in Table 1. The
maximum RMS SPL, SEL, and peak SPL
are reported in Table 7. The cumulative
SEL and peak SPL were used to
calculate Level A harassment isopleths
for vibratory pile driving and extraction
activities, while the single strike SEL
value was used to calculate Level A
isopleths for impact pile driving
activity.
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Federal Register / Vol. 88, No. 125 / Friday, June 30, 2023 / Notices
TABLE 7—SOUND LEVELS USED FOR PREDICTING UNDERWATER SOUND IMPACTS
Driving
method
Impact .....
Impact .....
Vibratory
Vibratory
Location
Water
Water
Water
Water
Pile size
(in)
......
......
......
......
Peak SPL dB
re 1 μPa
36
48
36
48
RMS SPL dB
re 1 μPa
211
213
200
200
Peak SPL
attenuated *
dB re 1 μPa
RMS SPL
attenuated *
dB re 1 μPa
206 .................
208 .................
NA ..................
NA ..................
188 .................
187 .................
NA ..................
NA ..................
SEL dB re 1
μPa
193
192
168
168
183
179
168
168
SEL
attenuated *
dB re 1 μPa
178
174
NA
NA
Note: Using estimates for vibratory installation of 36 in (91.4 cm) steel pile as proxy for vibratory extraction of 30 in (76.2 cm) steel pile. Sound
pressure levels (SPL) measured in dB re 1 μPa at 10 meters.
* Attenuated condition assumes minimum 5 dB lower sounds.
NA: sounds from piles driven on land cannot be further attenuated.
ddrumheller on DSK120RN23PROD with NOTICES1
Marine Mammal Occurrence
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information which will inform
the take calculations.
The California Department of
Transportation (Caltrans) conducted
monitoring of marine mammals in the
vicinity of the San Francisco-Oakland
Bay Bridge for 16 years. From those
data, Caltrans has produced at-sea
density estimates for California sea lions
and harbor seals (Caltrans, 2016). Using
these density estimates and the
estimated Level A and Level B
harassment areas, take estimates were
calculated for all potential construction
options. Activities and potential animal
exposure to Level A harassment levels
are presented in the IHA application’s
Table 3 for phocid species and Table 4
for otariid species. Take estimates based
on exposure and activity duration are
provided in Tables 5 and 6 of the IHA
application.
WETA ferry boat captains have
reported frequently seeing both
California sea lions and harbor seals in
the estuary channel and within the
Oakland Inner Harbor (in-water
sightings, not hauled out) but did not
report seeing either species or other
marine mammals near the Alameda
Main Street Ferry Terminal dock or
platform (WETA, pers. comm.).
California sea lion—Caltrans at-sea
density estimate for California sea lions
is 0.161 animals/km2 for the summerlate fall season (Caltrans, 2016). During
El Nin˜o Southern Oscillation (ENSO)
conditions, the density of California sea
lions in San Francisco Bay may be much
greater than the value used above. The
likelihood of ENSO conditions
developing in 2023 is probable. To
account for the potential increase in
California sea lions within San
Francisco Bay during the proposed
project, daily take estimated has been
increased by a factor of 10 for each pile
activity and type (e.g., 82 FR 17799,
April 13, 2017). California sea lions
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have occupied docks near Pier 39 in San
Francisco, several miles from the project
area, since 1987. The highest number of
sea lions recorded at Pier 39 was 1,701
individuals in November 2009.
Occurrence of sea lions here is typically
lowest in June (during pupping and
breeding seasons) and highest in
August. Approximately 85 percent of
the animals that haul out at this site are
males, and no pupping has been
observed here or at any other site in San
Francisco Bay. Pier 39 is the only
regularly used haul out site in the
project vicinity, but sea lions
occasionally haul out on human-made
structures such as bridge piers, jetties,
or navigation buoys (Riedman, 1990).
Harbor seal—Caltrans at-sea density
estimate for harbor seals is 3.957
animals/km2 (Caltrans, 2016). No
resident harbor seals occur within the
Oakland Inner Harbor. The closest haul
out to the proposed project area is
located outside of the Oakland Inner
Harbor at Alameda Point (approx.
37.770127°, –120.296819°), where a
float was installed by WETA in 2016 to
accommodate harbor seals. This haulout
can carry approximately 80 individuals,
with highest sightings occurring during
winter months. Additionally, the
southern shoreline of Yerba Buena
Island is a haulout site with the highest
numbers hauled out during afternoon
low tides in fall and winter months.
Take Estimation
Here we describe how the information
provided above is synthesized to
produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization.
Incidental take is estimated for each
species by estimating the maximum
number of marine mammals potentially
present within a harassment zone
during active pile driving based on
density estimates, harassment zone size,
and length of construction activity.
Animal exposure estimates for each
species were calculated by multiplying
the estimated density of each species by
the area of each harassment zone during
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active each type of pile driving activity
(vibratory removal, vibratory driving,
impact driving) and pile size (30 in, 36
in, 48 in). The estimated density is
based on Caltrans (2016) offshore at-sea
density and increased to account for the
likely increase of animals in a nearshore
environment based on previous
comments from the Marine Mammal
Commission (see Tables 3, 4 in
application and 82 FR 17799, April 13,
2017).
Maximum number of animals exposed
per activity = Density × Level A or Level
B harrassment area
Estimated take was calculated using
the exposure estimate multiplied by the
number of days each in-water pile
driving activity will occur. An
additional take of 0–2 animals per day
was added to account for the potential
occurrence of small groups or additional
individuals. This was done because
small numbers of both species are
known to incidentally use the Oakland
Inner Harbor but extensive surveys have
not been completed in the proposed
project area. Using these density
estimates and the areas within the Level
A and B harassment isopleths, the take
estimates were calculated for all
possible construction options and here
we show the maximum take estimates.
Maximum estimated take by Level A
harassment is based on 3 days of inwater vibratory pile removal plus 2 days
of in-water impact driving, as the Level
A harassment isopleth is larger for
impact driving than vibratory driving
(Table 8). Maximum estimated take by
Level B harassment is based on 3 days
of in-water vibratory removal plus 2
days of in-water vibratory pile
installation, as the Level B harassment
isopleth for vibratory driving is larger
than for impact driving (Table 9). This
results in a conservative estimate of how
many marine mammals might be
present to ensure that take estimates
will not be exceeded (Table 10).
Estimated take = Maximum number of
animals exposed × number of days per
activity + additional individuals
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Finally, due to the probability of
ENSO conditions developing
throughout 2023 (https://
www.cpc.ncep.noaa.gov/products/
analysis_monitoring/enso_advisory/
ensodisc.shtml), the daily take estimate
for California sea lions was multiplied
by a factor of 10 for each day to account
for a potential increase in occurrence
that has been previously documented
for the species under expected
climatological conditions (see 82 FR
17799, April 13, 2017).
TABLE 8—ESTIMATED TAKE BY LEVEL A HARASSMENT PER ACTIVITY
Pile size
(in)
Construction activity
Vibratory removal .......................................
Vibratory removal .......................................
Vibratory installation ...................................
Vibratory installation ...................................
Vibratory installation ...................................
Vibratory installation ...................................
Impact driving .............................................
Impact driving .............................................
Impact driving .............................................
Impact driving .............................................
* 30
* 30
36
36
48
48
36
36
48
48
Species
Potential
take/day
HASE .......................
CASL ........................
HASE .......................
CASL ........................
HASE .......................
CASL ........................
HASE .......................
CASL ........................
HASE .......................
CASL ........................
0.04 .........
NA ...........
0.04 ..........
NA ...........
0.001 .......
NA ...........
2.57 .........
0.002 .......
0.15 .........
0.00005 ....
Duration
of activity
(day)
Estimated
incidental
take
Additional
level A
take
requested
(animals/
day)
1–3
1–3
1
1
1
1
1
1
1
1
<1
NA
<1
NA
<1
NA
3
<1
<1
<1
1
NA
1
NA
1
NA
1
1
1
1
Total
level A
take
1–3
NA
1
NA
1
NA
4
1
1
1
Note: All California sea lion estimates were multiplied by a factor of 10 to account for the increased occurrence of this species due to potential
for ENSO conditions.
* Using estimates for vibratory installation of 36 in (91.4 cm) steel pile as proxy for vibratory extraction of 30 in (76.2 cm) steel pile.
HASE: Harbor seal density 3.957 animals/km2.
CASL: California sea lion density 0.161 animals/km2.
TABLE 9—ESTIMATED TAKE BY LEVEL B HARASSMENT PER ACTIVITY
Construction activity
Pile size
(in)
Vibratory removal ......
Vibratory removal ......
Vibratory installation
Vibratory installation
Vibratory installation
Vibratory installation
Impact driving ...........
Impact driving ...........
Impact driving ...........
Impact driving ...........
* 30
* 30
36
36
48
48
36
36
48
48
Condition
Species
Unattenuated
Unattenuated
Unattenuated
Unattenuated
Unattenuated
Unattenuated
Attenuated ...
Attenuated ...
Attenuated ...
Attenuated ...
HASE ......
CASL .......
HASE ......
CASL .......
HASE ......
CASL .......
HASE ......
CASL .......
HASE ......
CASL .......
Potential
take/day
Duration of
activity
(day)
7.64
3.1
7.64
3.1
7.64
3.1
2.33
0.9
1.94
0.8
Estimated
incidental
take
1–3
1–3
1
1
1
1
1
1
1
1
8–24
1–3
8
1
8
1
3
<1
2
<1
Additional
level B take
requested
(animals/day)
Total level B
take
2
2
2
2
2
2
2
2
2
2
10–30
5–15
10
5
10
5
5
2
4
2
Note: All California sea lion estimates were multiplied by a factor of 10 to account for the increased occurrence of this species due to potential
for ENSO conditions.
* Using estimates for vibratory installation of 36 in (91.4 cm) steel pile as proxy for vibratory extraction of 30 in (76.2 cm) steel pile.
HASE: Harbor seal density 3.957 animals/km2.
CASL: California density 1.61 animals/km2.
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TABLE 10—ESTIMATED TAKE BY LEVEL A AND LEVEL B HARASSMENT PROPOSED FOR AUTHORIZATION
Maximum
estimated
level A
harassment *
Species common name
Scientific name
Stock
California sea lion *** .............
Harbor seal ............................
Zalophus californianus ..........
Phoca vitulina richardii .........
U.S. .......................................
California ...............................
2
8
Maximum
estimated
level B
harassment **
Estimate take
as a
percentage of
population
25
50
0.011
0.187
Source: NMFS SARs 2015, 2021.
* Based on 3 days of vibratory removal plus 2 days of impact driving (36 in (91.4 cm), 48 in (121.9 cm) piles only).
** Based on 3 days of vibratory removal plus 2 days of vibratory installation (36 in (91.4 cm), 48 in (121.9 cm) piles only).
*** To account for the increase in California sea lion density due to potential El Nin˜o conditions, the daily take estimated from the density has
been increased by a factor of 10 for each day that pile driving or removal occurs.
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
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taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
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attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
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(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost, and
impact on operations.
WETA must ensure that construction
supervisors and crews, the monitoring
team, and relevant WETA staff are
trained prior to the start of all pile
driving activities, so that
responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
during the project must be trained prior
to commencing work.
Timing Restrictions
All piling activities shall be
conducted between June 1 and
November 30, when the likelihood of
sensitive fish species being present in
the work area is minimal, following U.S.
Army Corps of Engineer’s Proposed
Additional Procedures and Criteria for
Permitting Projects under a
Programmatic Determination of Not
Likely to Adversely Affect Select Listed
Species in California (USACE, 2018).
Consistent with municipal code, noisegenerating construction activities would
be limited to the hours between 0700
and 1900 Monday through Friday, and
0800 and 1300 on Saturdays.
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Protected Species Observers
The placement of PSOs during all pile
driving activities (described in the
Proposed Monitoring and Reporting
section) would ensure that the entire
shutdown zone is visible. Should
environmental conditions deteriorate
such that the entire shutdown zone
would not be visible (e.g., fog, heavy
rain), pile driving would be delayed
until the PSO is confident marine
mammals within the shutdown zone
could be detected.
PSOs would monitor the full
shutdown zones and the Level B
harassment zones to the extent
practicable. Monitoring zones provide
utility for observing by establishing
monitoring protocols for areas adjacent
to the shutdown zones. Monitoring
zones enable observers to be aware of
and communicate the presence of
marine mammals in the project areas
outside the shutdown zones and thus
prepare for a potential cessation of
activity should the animal enter the
shutdown zone.
followed by a 30-second waiting period,
then two subsequent reduced-energy
strike sets. Soft-start would be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer.
Pre- and Post-Activity Monitoring
Monitoring must take place from 30
minutes prior to initiation of pile
driving activities (i.e., pre-clearance
monitoring) through 30 minutes postcompletion of pile driving. Prior to the
start of daily in-water construction
activity, or whenever a break in pile
driving of 30 minutes or longer occurs,
PSOs would observe the shutdown and
monitoring zones for a period of 30
minutes. The shutdown zone would be
considered cleared when a marine
mammal has not been observed within
the zone for a 30-minute period. If a
marine mammal is observed within the
shutdown zones listed in Table 11, pile
driving activity would be delayed or
halted. If work ceases for more than 30
minutes, the pre-activity monitoring of
the shutdown zones would commence.
A determination that the shutdown zone
is clear must be made during a period
of good visibility (i.e., the entire
shutdown zone and surrounding waters
must be visible to the naked eye).
Shutdown Zones
Soft-Start Procedures for Impact Driving
Soft-start procedures provide
additional protection to marine
mammals by providing warning and/or
giving marine mammals a chance to
leave the area prior to the hammer
operating at full capacity. If impact pile
driving is necessary to achieve required
tip elevation, WETA staff and/or
contractors would be required to
provide an initial set of three strikes
from the hammer at reduced energy,
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Bubble Curtain for Impact Driving
A bubble curtain must be employed
during all impact pile installation of
piles to interrupt the acoustic pressure
and reduce impact on marine mammals.
The bubble curtain must distribute air
bubbles around 100 percent of the piling
circumference for the full depth of the
water column. The lowest bubble ring
must be in contact with the mudline for
the full circumference of the ring. The
weights attached to the bottom ring
must ensure 100 percent substrate
contact. No parts of the ring or other
objects may prevent full substrate
contact. Air flow to the bubblers must
be balanced around the circumference
of the pile.
WETA must establish shutdown
zones for all pile driving activities. The
purpose of a shutdown zone is generally
to define an area within which
shutdown of the activity would occur
upon sighting of a marine mammal (or
in anticipation of an animal entering the
defined area). Shutdown zones would
be based upon the Level A harassment
zone for each pile size/type and driving
method where applicable, as shown in
Table 6. A minimum shutdown zone of
10 m would be required for all in-water
construction activities to avoid physical
interaction with marine mammals. For
pile driving, the radii of the shutdown
zones are rounded to the next largest 10
m interval in comparison to the Level A
harassment zone for each activity type.
If a marine mammal is observed
entering or within a shutdown zone
during pile driving activity, the activity
must be stopped until there is visual
confirmation that the animal has left the
zone or the animal is not sighted for a
period of 15 minutes. Proposed
shutdown zones for each activity type
are shown in Table 11.
All marine mammals would be
monitored in the Level B harassment
zones and throughout the area as far as
visual monitoring can take place. If a
marine mammal enters the Level B
harassment zone, in-water activities
would continue and PSOs would
document the animal’s presence within
the estimated harassment zone.
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TABLE 11—PROPOSED SHUTDOWN AND HARASSMENT ZONES
Method
Impact, installation ...........................................
Impact, installation ...........................................
Vibratory, extraction * .......................................
Vibratory, installation * .....................................
Vibratory, installation * .....................................
Steel
Steel
Steel
Steel
Steel
Shutdown
zone for
phocids
(m)
Pile size
(in)
Pile type
...........................
...........................
...........................
...........................
...........................
36
48
30
36
48
Shutdown
zone for
otariids
(m)
830
140
40
40
10
Level B
harassment
zone
(m)
60
10
10
10
10
736
631
4,200 W; 1,700 E
4,200 W; 1,700 E
4,200 W; 1,700 E
Note: Vibratory driving of 36 in (91.4 cm) piles used as proxy for vibratory extraction of 30 in (76.2 cm) piles.
* Constrained by bends in the Oakland Estuary and relatively shallow bathymetry near the shipping channel: 4,200 m (13,780 ft) west, 1, 700
m (5,577 ft) east.
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Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
proposed mitigation measures provide
the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
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• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and,
• Mitigation and monitoring
effectiveness.
Visual Monitoring
Marine mammal monitoring must be
conducted in accordance with the
conditions in this section and this IHA.
Marine mammal monitoring during pile
driving activities would be conducted
by PSOs meeting NMFS’ standards and
in a manner consistent with the
following:
• PSOs must be independent of the
activity contractor (for example,
employed by a subcontractor) and have
no other assigned tasks during
monitoring periods;
• At least one PSO would have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization;
• Other PSOs may substitute other
relevant experience, education (degree
in biological science or related field), or
training for prior experience performing
the duties of a PSO during construction
activity pursuant to a NMFS-issued
incidental take authorization;
• Where a team of three or more PSOs
is required, a lead observer or
monitoring coordinator must be
designated. The lead observer must have
prior experience performing the duties
of a PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization; and
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• PSOs must be approved by NMFS
prior to beginning any activity subject to
the IHA.
PSOs should have the following
additional qualifications:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
WETA would have 1–3 PSOs
stationed at the best possible vantage
points in the project area to monitor
during all pile driving activities.
Monitoring would occur from elevated
locations along the shoreline or on
vessels where the entire shutdown
zones are visible. PSOs would be
equipped with high quality binoculars
for monitoring and radios or cells
phones for maintaining contact with
work crews. Monitoring would be
conducted 30 minutes before, during,
and 30 minutes after all in-water
construction activities. In addition,
PSOs would record all incidents of
marine mammal occurrence, regardless
of distance from activity, and would
document any behavioral reactions in
concert with distance from piles being
driven or removed. Pile driving
activities include the time to install or
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remove a single pile or series of piles,
as long as the time elapsed between uses
of the pile driving equipment is no more
than 30 minutes.
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Pre-Construction Monitoring
In addition to monitoring on days that
pile removal and driving would occur,
as proposed by the applicant, WETA
would conduct pre-construction
monitoring. Prior to initiation of inwater construction, a qualified NMFSapproved PSO will conduct monitoring
of marine mammals to update existing
information on species occurrence in
and near the project area, their
movement patterns, and their site use.
This pre-construction monitoring will
take place at least 5 days prior to the
start of in-water construction and will
cover a period of at least 1 week (with
at least 5 days of actual observation over
a period of 4 hours each day), 2 hours
in the morning at the time that
construction activities would begin and
2 hours at midday.
Reporting
WETA will provide the following
reporting as necessary during active pile
driving activities:
• The applicant will report any
observed injury or mortality as soon as
feasible and in accordance with NMFS’
standard reporting guidelines. Reports
will be made by phone (866–767–6114)
and by email
(PR.ITP.MonitoringReports@noaa.gov)
and will include the following:
Æ Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
Æ Species identification (if known) or
description of the animal(s) involved;
Æ Condition of the animal(s)
(including carcass condition if the
animal is dead);
Æ Observed behaviors of the
animal(s), if alive;
Æ If available, photographs or video
footage of the animal(s); and,
Æ General circumstances under which
the animal was discovered.
• An annual report summarizing the
prior year’s activities will be provided
that fully documents the methods and
monitoring protocols, summarizes the
data recorded during monitoring,
estimates the number of listed marine
mammals that may have been
incidentally taken during project pile
driving, and provides an interpretation
of the results and effectiveness of all
monitoring tasks. The annual draft
report will be provided no later than 90
days following completion of
construction activities. Any
recommendations made by NMFS will
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be addressed in the final report, due
after the IHA expires and including a
summary of all monitoring activities,
prior to acceptance by NMFS. Final
reports will follow a standardized
format for PSO reporting from activities
requiring marine mammal mitigation
and monitoring.
• All PSOs will use a standardized
data entry format (see Appendix B of the
IHA application).
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338, September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the discussion of
our analysis applies to both California
sea lions and harbor seals, given that the
anticipated effects of this activity on
these different marine mammal stocks
are expected to be similar. There is little
information about the nature or severity
of the impacts, or the size, status, or
structure of any of these species or
stocks that would lead to a different
analysis for this activity.
Pile driving and removal activities
have the potential to disturb or displace
marine mammals. Specifically, the
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project activities may result in take, in
the form of Level A and Level B
harassment from underwater sounds
generated from pile driving and
removal. Potential takes could occur if
individuals are present in the ensonified
zone when these activities are
underway.
The proposed takes by Level A and
Level B harassment would be due to
potential behavioral disturbance, TTS,
and PTS. No mortality is anticipated
given the nature of the activity and
measures designed to minimize the
possibility of injury to marine
mammals. The potential for harassment
is minimized through the construction
method and the implementation of the
planned mitigation measures (see
Proposed Mitigation section).
The Level A harassment zones
identified in Table 6 are based upon an
animal exposed to impact pile driving
multiple piles per day. Considering
duration of impact driving each pile (up
to 20 minutes) and breaks between pile
installations (to reset equipment and
move pile into place), this means an
animal would have to remain within the
area estimated to be ensonified above
the Level A harassment threshold for
multiple hours. This is highly unlikely
given marine mammal movement
throughout the area. If an animal was
exposed to accumulated sound energy,
the resulting PTS would likely be small
(e.g., PTS onset) at lower frequencies
where pile driving energy is
concentrated, and unlikely to result in
impacts to individual fitness,
reproduction, or survival.
The nature of the pile driving project
precludes the likelihood of serious
injury or mortality. For all species and
stocks, take would occur within a
limited, confined area (north-central
San Francisco Bay including
Richardson’s Bay) of the stock’s range.
Level A and Level B harassment will be
reduced to the level of least practicable
adverse impact through use of
mitigation measures described herein.
Further, the amount of take proposed to
be authorized is extremely small when
compared to stock abundance.
Behavioral responses of marine
mammals to pile driving at the project
site, if any, are expected to be mild and
temporary. Marine mammals within the
Level B harassment zone may not show
any visual cues they are disturbed by
activities or could become alert, avoid
the area, leave the area, or display other
mild responses that are not observable
such as changes in vocalization
patterns. Given the short duration of
noise-generating activities per day and
that pile driving and removal would
occur across 6 consecutive days, any
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harassment would be temporary. There
are no other areas or times of known
biological importance for any of the
affected species.
In addition, it is unlikely that minor
noise effects in a small, localized area of
habitat would have any effect on the
stocks’ ability to recover. In
combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
demonstrate that the potential effects of
the specified activities will have only
minor, short-term effects on individuals.
The specified activities are not expected
to impact rates of recruitment or
survival and will therefore not result in
population-level impacts.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• The specified activities and
associated ensonified areas are very
small relative to the overall habitat
ranges of both species;
• The project area does not overlap
with known BIAs or ESA-designated
critical habitat;
• The lack of anticipated significant
or long-term effects to marine mammal
habitat;
• The presumed efficacy of the
mitigation measures in reducing the
effects of the specified activity; and,
• Monitoring reports from similar
work in San Francisco Bay have
documented little to no effect on
individuals of the same species
impacted by the specified activities
(AECOM, 2022; AECOM, 2023).
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
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appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The amount of take NMFS has
authorized is below one-third of the
estimated stock abundances for all
seven stocks (see Table 9). For both
stocks, the proposed take of individuals
is less than 1 percent of the abundance
of the affected stock. This is likely a
conservative estimate because it
assumes all takes are of different
individual animals, which is likely not
the case. Some individuals may return
multiple times in a day, but PSOs would
count them as separate takes if they
cannot be individually identified.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA; 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
No incidental take of ESA-listed
species is proposed for authorization or
expected to result from this activity.
Therefore, NMFS has determined that
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42321
formal consultation under section 7 of
the ESA is not required for this action.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to WETA for conducting pile
removal and driving in the Oakland
Inner Harbor at Alameda, California, for
one year from the date of issuance,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated. A draft
of the proposed IHA can be found at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizationsconstruction-activities.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of proposed
IHA for the proposed construction
project. We also request comment on the
potential renewal of this proposed IHA
as described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform decisions on the request for
this IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, one-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activity section of this notice
is planned or (2) the activities as
described in the Description of
Proposed Activity section of this notice
would not be completed by the time the
IHA expires and a renewal would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond one year from
expiration of the initial IHA); and
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take); and
E:\FR\FM\30JNN1.SGM
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42322
Federal Register / Vol. 88, No. 125 / Friday, June 30, 2023 / Notices
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: June 26, 2023.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2023–13899 Filed 6–29–23; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XD006]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Marine Site
Characterization Surveys in the New
York Bight
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an IHA to
Community Offshore Wind, LLC
(COSW) to incidentally harass marine
mammals during marine site
characterization surveys in coastal
waters off of New Jersey and New York
in the New York Bight.
DATES: This authorization is effective
from July 1, 2023, through June 30,
2024.
SUMMARY:
ddrumheller on DSK120RN23PROD with NOTICES1
FOR FURTHER INFORMATION CONTACT:
Alyssa Clevenstine, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application
and supporting documents, as well as a
list of the references cited in this
document, may be obtained online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizations-otherenergy-activities-renewable. In case of
VerDate Sep<11>2014
19:33 Jun 29, 2023
Jkt 259001
problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed
incidental harassment authorization
(IHA) is provided to the public for
review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
Summary of Request
On November 17, 2022, NMFS
received a request from COSW for an
IHA to take marine mammals incidental
to conducting marine site
characterization surveys in coastal
waters off of New Jersey and New York
in the New York Bight, specifically
within the Bureau of Ocean Energy
Management (BOEM) Commercial Lease
of Submerged Lands for Renewable
Energy Development on the Outer
Continental Shelf (OCS) Lease Area
OCS–A 0539 (Lease Area) and
associated Export Cable Route survey
area (ECR Area). Following NMFS’
review of the application, COSW
submitted a revised request on February
27, 2023. NMFS deemed the application
adequate and complete on March 1,
2023. COSW’s request is for take of
PO 00000
Frm 00037
Fmt 4703
Sfmt 4703
small numbers of 15 species (16 stocks)
of marine mammals by Level B
harassment only. Neither COSW nor
NMFS expect serious injury or mortality
to result from this activity and,
therefore, an IHA is appropriate.
Description of Specified Activity
Overview
COSW plans to conduct marine site
characterization surveys, including
high-resolution geophysical (HRG)
surveys, in coastal waters off of New
Jersey and New York in the New York
Bight, specifically within BOEM Lease
Area OCS–A 0539 and associated ECR
Area, collectively considered the Survey
Area.
The planned marine site
characterization surveys are designed to
obtain data sufficient to meet BOEM
guidelines for providing geophysical,
geotechnical, and geohazard
information for site assessment plan
surveys and/or construction and
operations plan development. The
objective of the surveys is to support the
site characterization, siting, and
engineering design of offshore wind
project facilities including wind turbine
generators, offshore substations, and
submarine cables within the Survey
Area. Up to three vessels may conduct
survey efforts concurrently. Underwater
sound resulting from COSW’s marine
site characterization survey activities,
specifically HRG surveys, have the
potential to result in incidental take of
marine mammals in the form of Level B
harassment.
Dates and Duration
The surveys are planned to begin as
soon as practicable and estimated to
require 293 survey days within a single
year across a maximum of three vessels
operating concurrently, which includes
up to two vessels operating offshore
(>20 meters (m) depth) and one vessel
operating nearshore (<20 m depth). The
survey days will occur any month
throughout the year as the exact timing
of the surveys during the year is not
certain. A ‘‘survey day’’ is defined as a
24-hour (hr) activity period in which
active acoustic sound sources are used
offshore and a 12-hr activity period
when a vessel is operating nearshore. It
is expected that each offshore vessel
would cover approximately 170
kilometers (km) of trackline per day
surveyed at a speed of approximately
3.8 knots (kn; 7.04 km/h), based on
COSW’s expectations regarding data
acquisition efficiency. There is up to
30,467 km of trackline survey effort
planned: a maximum trackline length of
28,290 km is planned for the Lease Area
E:\FR\FM\30JNN1.SGM
30JNN1
Agencies
[Federal Register Volume 88, Number 125 (Friday, June 30, 2023)]
[Notices]
[Pages 42304-42322]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-13899]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XD066]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to San Francisco Bay Area Water
Emergency Transportation Authority's Ferry Terminal Refurbishment in
Alameda, California
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the San Francisco Bay Area
Water Emergency Transportation Authority (WETA) for authorization to
take marine mammals incidental to the refurbishment of the Alameda Main
Street Ferry Terminal in Alameda, California. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS is requesting comments on its
proposal to issue an incidental harassment authorization (IHA) to
incidentally take marine mammals during the specified activities. NMFS
is also requesting comments on a possible one-time, one-year renewal
that could be issued under certain circumstances and if all
requirements are met, as described in Request for Public Comments at
the end of this notice. NMFS will consider public comments prior to
making any final decision on the issuance of the requested MMPA
authorization and agency responses will be summarized in the final
notice of our decision.
DATES: Comments and information must be received no later than July 31,
2023.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service and should be submitted via email to
[email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities without change. All
personal identifying information (e.g., name, address) voluntarily
submitted by the commenter may be publicly accessible. Do not submit
confidential business information or otherwise sensitive or protected
information.
FOR FURTHER INFORMATION CONTACT: Alyssa Clevenstine, Office of
Protected Resources, NMFS, (301) 427-8401. Electronic copies of the
application and supporting documents, as well as a list of the
references cited in this document, may be obtained online at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities. In case of problems
accessing these documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring, and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has
preliminarily determined that the issuance of the proposed IHA
qualifies to be categorically excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On February 9, 2023, NMFS received a request from WETA for an IHA
to take marine mammals incidental to pile removal and driving
associated with refurbishment of the Alameda Main Street Ferry Terminal
in Alameda, California. Following NMFS' review of the application, WETA
submitted revised versions on March 15, April 18, May 18, and May 24,
2023. The application was deemed adequate and complete on May 25, 2023.
WETA's request is for take of harbor seals (Phoca vitulina) and
California sea lions (Zalophus californianus) by Level A harassment and
Level B harassment. Neither WETA nor NMFS expect serious injury or
mortality to result from this activity and, therefore, an IHA is
appropriate.
[[Page 42305]]
Description of Proposed Activity
Overview
WETA proposes to refurbish the Alameda Main Street Ferry Terminal
in the Oakland Inner Harbor, Alameda, California, to update and replace
ageing ferry terminal components and structural support. Water depth
within the project area varies between 14-28 inches (in; 35.56-71.12
centimeter (cm)) mean lower low water (MLLW), and most construction
activities will occur above or at the waterline. The only elements that
would extend below the mudline are nine new steel piles that would have
a maximum tip elevation of approximately 110 in MLLW. WETA intends to
use vibratory extraction to remove four existing 30 in (76.2 cm) steel
guide piles and vibratory installation to drive nine new steel piles:
two 24 in (60.9 cm) steel pipe piles with concrete cap beams on land,
one 48 in (121.9 cm) steel pipe monopile in water, four 36 in (91.4 cm)
steel guide piles in water, and two 36 in (91.4 cm) donut fender piles
in water. A maximum of 6 days of consecutive piling activities is
proposed to occur during the course of construction (4-6 weeks) from
August through November 2023. WETA proposes to use vibratory pile
driving and, if necessary, impact pile driving to achieve required tip
elevation for the nine new piles. No in-air impacts to marine mammals
are anticipated from the installation of the two 24 in (60.9 cm) piles
driven on land, as such, they were not included in the Estimated Take
section and will not be discussed further.
Project construction would include replacement of the existing
bridge walkway and foundation, replacement of the gangway, demolition
and replacement of the float, removal and installation of guide piles,
and upgrades to utilities at the project site. No take of marine
mammals is anticipated to occur incidental to these portions of the
project and these activities will not be discussed further.
Dates and Duration
This IHA would be effective from August 15, 2023, until August 14,
2024. Pile extraction and installation activities would occur for a
total of 6 consecutive days (5 days in water, 1 day on land) from
August through November 2023. WETA plans to conduct piling activities
during daylight hours, with noise-generating construction activities
limited to occur between the hours of 0700-1900 Monday through Friday,
and 0800-1300 Saturdays. Due to in[hyphen]water work timing
restrictions to protect ESA-listed fish species, all in[hyphen]water
construction activities including pile extraction and installation
would occur during the period from June 1 to November 30. Pile
extraction is anticipated to take between 1-3 days, pile installation
is anticipated to take 3 days, of which 2 days will be required for in-
water pile installation.
Specific Geographic Region
This project will be located at the existing Alameda Main Street
Ferry Terminal in Alameda, CA (Figure 1), at a water depth between 14-
28 in (35.56-71.12 cm). All project activities for which take is being
requested will be located in the Oakland Inner Harbor, Alameda (see
Figure 2 in IHA application).
BILLING CODE 3510-22-P
[[Page 42306]]
[GRAPHIC] [TIFF OMITTED] TN30JN23.048
BILLING CODE 3510-22-C
Detailed Description of the Specified Activity
Vibratory extraction of four existing 30 in diameter steel guide
piles would occur over 1 to 3 days. Vibratory installation of one 48 in
diameter steel pipe monopile, four 36 in diameter steel guide piles,
and two 36 in diameter donut fender piles would occur over 2 days, with
the monopile requiring 1 day and the six 36 in piles requiring 1 day.
Impact installation of the seven new piles would occur only if required
tip elevation was not achieved through vibratory methods and a bubble
curtain would be employed to attenuate noise from impact driving
(assuming a 5-dB reduction).
[[Page 42307]]
Table 1--Pile Extraction and Installation Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Duration of
vibratory Estimated blows of
Pile activity Structure Pile size Piles per day Duration of activity activity per impact driving per
(in) pile pile (strikes) *
(minutes)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Extraction....................... Removal of existing 30 4 1-3 days............... 45 N/A
guide piles.
Installation..................... Terminal bridge and 48 1 1 day.................. 45 1,015
foundation
replacement.
Installation..................... Float replacement 36 6 1 day.................. 45 1,015
(guide piles and
donut fender piles).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Impact pile installation will only be used if vibratory methods are insufficient to achieve required tip elevation.
* Impact pile driving assumes approx. 20-30 minutes of driving.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, instead of reprinting the information. Additional
information regarding population trends and threats may be found in
NMFS' Stock Assessment Reports (SARs; www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more
general information about these species (e.g., physical and behavioral
descriptions) may be found on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species for which take is expected and proposed
to be authorized for this activity, and summarizes information related
to the population or stock, including regulatory status under the MMPA
and Endangered Species Act (ESA) and potential biological removal
(PBR), where known. PBR is defined by the MMPA as the maximum number of
animals, not including natural mortalities, that may be removed from a
marine mammal stock while allowing that stock to reach or maintain its
optimum sustainable population (as described in NMFS' SARs). While no
serious injury or mortality is anticipated or proposed to be authorized
here, PBR and annual serious injury and mortality from anthropogenic
sources are included here as gross indicators of the status of the
species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Pacific SARs. All values presented in Table 2 are the most
recent available at the time of publication (including from the draft
2022 SARs) and are available online at: www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments.
Table 2--Marine Mammal Species Likely Impacted by the Specified Activities \1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/SI
\2\ abundance survey) \3\ \4\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
California sea lion............ Zalophus californianus U.S................... -/-; N 257,606 (N/A; 233,515; 14,011 >321
2014).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
Harbor seal.................... Phoca vitulina California............ -/-; N 30,968 (0.157; 27,348; 1,641 42.8
richardii. 2012).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
\2\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\3\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance.
\4\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, vessel strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
As indicated above, both species in Table 2 temporally and
spatially co-occur with the activity to the degree that take is
reasonably likely to occur and are also included in Table 2 of the IHA
application. No other marine mammal species are expected to occur in
the project area.
California Sea Lion
California sea lions occur from Vancouver Island, British Columbia,
to the southern tip of Baja California,
[[Page 42308]]
Mexico. Sea lions breed on the offshore islands of southern and central
California from May through July (Heath and Perrin, 2009). During the
non-breeding season, adult and sub-adult males and juveniles migrate
northward along the coast to central and northern California, Oregon,
Washington, and Vancouver Island (Jefferson et al., 1993). They return
south the following spring (Heath and Perrin, 2009, Lowry and Forney,
2005). Females and some juveniles tend to remain closer to rookeries
(Antonelis et al., 1990, Melin et al., 2008).
Pupping occurs primarily on the California Channel Islands from
late May until the end of June (Peterson and Bartholomew, 1967). No
pupping has been recorded in the San Francisco Bay. Weaning and mating
occur in late spring and summer during the peak upwelling period
(Bograd et al., 2009). After the mating season, adult males migrate
northward to feeding areas as far away as the Gulf of Alaska (Lowry et
al., 1992), and they remain away until spring (March through May), when
they migrate back to the breeding colonies. Adult females generally
remain south of Monterey Bay, California, throughout the year, feeding
in coastal waters in the summer and offshore waters in the winter,
alternating between foraging and nursing their pups on shore until the
next pupping/breeding season (Melin and DeLong, 2000, Melin et al.,
2008).
California sea lions experienced an Unusual Mortality Event (UME),
not correlated to an El Ni[ntilde]o event, from 2013-2017 (Carretta et
al., 2022). Pup and juvenile age classes experienced high mortality
during this time, likely attributed to sea lion prey availability,
specifically Pacific sardines (Sardinops sagax). California sea lions
are also susceptible to the algal neurotoxin domoic acid (Carretta et
al., 2022). This neurotoxin is expected to cause future mortalities
among California sea lions due to the prevalence of harmful algal
blooms within their habitat.
In San Francisco Bay, sea lions haul out primarily on floating
docks at Pier 39 at the Fisherman's Wharf area of the San Francisco
Marina, approximately 10.5 kilometers (6.5 miles) west-northwest of the
project area. Haul out numbers at Pier 39 vary seasonally. In addition
to the Pier 39 haul out, California sea lions haul out on buoys,
wharfs, and similar structures throughout the Bay.
Harbor Seal
Harbor seals are distributed from Baja California, Mexico, to the
eastern Aleutian Islands of Alaska (Harvey and Goley, 2011). Harbor
seals do not make extensive pelagic migrations but may travel hundreds
of kilometers to find food or suitable breeding areas (Harvey and
Goley, 2011, Carretta et al., 2022). Seals primarily haul out on remote
mainland and island beaches, reefs, and estuary areas. At haulout
sites, they congregate to rest, socialize, breed, and molt. In
California, there are approximately 500 haulout sites along the
mainland and on offshore islands, including intertidal sandbars, rocky
shores, and beaches (Hanan, 1996, Lowry et al., 2008).
Harbor seals are opportunistic, generalist foragers and are
expected to forage in shallow, intertidal waters on a variety of fish,
crustaceans, and other species in the San Francisco Bay and could
occasionally be found foraging in the Oakland Inner Harbor (Gibble,
2011). Harbor seals haul out at approximately 20 locations in San
Francisco Bay with three main locations: Mowry Slough in the south,
Corte Madera Marsh and Castro Rocks in the north, and Yerba Buena
Island in the central bay (Gibble, 2011, Grigg et al., 2012).
Harbor seals are the most common marine mammal species observed in
the San Francisco Bay, where they primarily haul out on exposed rocky
ledges and on sloughs in the southern San Francisco Bay. Harbor seals
are central-place foragers (Orians, 1979) and tend to exhibit strong
site fidelity within season and across years, generally forage close to
haulout sites, and repeatedly visit specific foraging areas (Grigg et
al., 2012, Suryan and Harvey, 1998, Thompson et al., 1998). Harbor
seals in San Francisco Bay forage mainly within 7 mi (10 km) of their
primary haulout site (Grigg et al., 2012), and often within just 1-3 mi
(1-5 km; Torok, 1994). Depth, bottom relief, and prey abundance also
influence foraging location (Grigg et al., 2012).
Peak numbers of harbor seals haul out in central California during
late May to early June, which coincides with the peak molt (May through
June). During both pupping and molting seasons, the number of seals and
the length of time hauled out per day increase, from an average of 7
hours per day to 10-12 hours per day (Harvey and Goley, 2011, Huber et
al., 2001, Stewart and Yochem, 1994). Pupping occurs from March through
May in central California and pups are weaned in approximately 4 weeks,
most by mid-June (Codde and Allen, 2018). The closest recognized harbor
seal pupping site to the proposed project area is at Castro Rocks,
approximately 12 mi (19 km) away.
Harbor seals tend to forage at night and haul out during the day
with a peak in the afternoon between 1300 and 1600 hr (Grigg et al.,
2012, London et al., 2002, Stewart and Yochem, 1994, Yochem et al.,
1987). Tide levels affect the maximum number of seals hauled out, with
the largest number of seals hauled out at low tide, but time of day and
season have the greatest influence on haul out behavior (Manugian et
al., 2017, Patterson and Acevedo-Guti[eacute]rrez, 2008, Stewart and
Yochem, 1994).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995, Wartzok and
Ketten, 1999, Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 3.
[[Page 42309]]
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans (dolphins, 150 Hz to 160 kHz.
toothed whales, beaked whales, bottlenose
whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus cruciger &
L. australis).
Phocid pinnipeds (PW) (underwater) (true 50 Hz to 86 kHz.
seals).
Otariid pinnipeds (OW) (underwater) (sea 60 Hz to 39 kHz.
lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006, Kastelein et al., 2009, Reichmuth et al.,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take of Marine Mammals section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take of Marine Mammals section, and the Proposed Mitigation
section, to draw conclusions regarding the likely impacts of these
activities on the reproductive success or survivorship of individuals
and whether those impacts are reasonably expected to, or reasonably
likely to, adversely affect the species or stock through effects on
annual rates of recruitment or survival.
Acoustic effects on marine mammals during the specified activities
can occur from impact pile driving and vibratory pile driving and
removal. The effects of underwater noise from WETA's proposed
activities have the potential to result in Level A and Level B
harassment of marine mammals in the project area.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far (American National Standards Institute,
1995). The sound level of an area is defined by the total acoustical
energy being generated by known and unknown sources. These sources may
include physical (e.g., waves, wind, precipitation, earthquakes, ice,
atmospheric sound), biological (e.g., sounds produced by marine
mammals, fish, and invertebrates), and anthropogenic sound (e.g.,
vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al., 1995). The result is that,
depending on the source type and its intensity, sound from the
specified activities may be a negligible addition to the local
environment or could form a distinctive signal that may affect marine
mammals.
In-water construction activities associated with the proposed
project would include vibratory pile extraction and vibratory pile
installation, with the potential for impact pile installation. The
sounds produced by these activities fall into one of two general sound
types: impulsive and non-impulsive. Impulsive sounds (e.g., explosions,
sonic booms, impact pile driving) are typically transient, brief (less
than 1 second), broadband, and consist of high peak sound pressure with
rapid rise time and rapid decay (American National Standards Institute,
1986, NIOSH, 1998, NMFS, 2018). Non-impulsive sounds (e.g., machinery
operations such as drilling or dredging, vibratory pile driving,
underwater chainsaws, and active sonar systems) can be broadband,
narrowband or tonal, brief or prolonged (continuous or intermittent),
and typically do not have the high peak sound pressure with raid rise/
decay time that impulsive sounds do (American National Standards
Institute, 1995, NIOSH, 1998, NMFS, 2018). The distinction between
these two sound types is important because they have differing
potential to cause physical effects, particularly with regard to
hearing (e.g., Ward, 1997).
Two types of hammers would be used on this project, vibratory and,
if necessary, impact. Vibratory hammers install piles by vibrating them
and allowing the weight of the hammer to push them into the sediment.
Vibratory hammers produce non-impulsive, continuous sounds. Vibratory
hammering generally produces sound pressure levels (SPLs) 10-20 dB
lower than impact pile driving of the same-sized pile (Oestman et al.,
2009). Rise time is slower, reducing the probability and severity of
injury, and sound energy is distributed over a greater amount of time
(Nedwell and Edwards, 2002, Carlson et al., 2005). Impact hammers
operate by repeatedly dropping and/or pushing a heavy piston onto a
pile to drive the pile into the substrate. Sound generated by impact
hammers is considered impulsive.
The likely or possible impacts of WETA's proposed activities on
marine mammals could be generated from both non-acoustic and acoustic
stressors. Potential non-acoustic stressors include the physical
presence of the equipment, vessels, and personnel; however, we expect
that any animals that approach the project site close enough to be
harassed due to the presence of equipment or personnel would be
[[Page 42310]]
within the Level B harassment zones from pile removal or driving and
would already be subject to harassment from the in-water activities.
Therefore, any impacts to marine mammals are expected to primarily be
acoustic in nature. Acoustic stressors are generated by heavy equipment
operation during pile driving activities (i.e., impact and vibratory
pile driving and removal).
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving equipment is the primary means by which
marine mammals may be harassed from WETA's specified activities. In
general, animals exposed to natural or anthropogenic sound may
experience physical and psychological effects, ranging in magnitude
from none to severe (Southall et al., 2007). Generally, exposure to
pile driving and removal and other construction noise has the potential
to result in auditory threshold shifts (TS) and behavioral reactions
(e.g., avoidance, temporary cessation of foraging and vocalizing,
changes in dive behavior). Exposure to anthropogenic noise can also
lead to non-observable physiological responses, such as an increase in
stress hormones. Additional noise in a marine mammal's habitat can mask
acoustic cues used by marine mammals to carry out daily functions, such
as communication and predator and prey detection. The effects of pile
driving and construction noise on marine mammals are dependent on
several factors, including, but not limited to, sound type (e.g.,
impulsive vs. non-impulsive), the species, age and sex class (e.g.,
adult male vs. mother with calf), duration of exposure, the distance
between the pile and the animal, received levels, behavior at time of
exposure, and previous history with exposure (Wartzok et al., 2004,
Southall et al., 2007). Here we discuss physical auditory effects
(threshold shifts) followed by behavioral effects and potential impacts
on habitat.
NMFS defines a noise-induced TS as a change, usually an increase,
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). The amount of TS is customarily expressed in dB and
TS can be permanent or temporary. As described in NMFS (2018), there
are numerous factors to consider when examining the consequence of TS,
including, but not limited to, the signal temporal pattern (e.g.,
impulsive or non-impulsive), likelihood an individual would be exposed
for a long enough duration or to a high enough level to induce a TS,
the magnitude of the TS, time to recovery (seconds to minutes or hours
to days), the frequency range of the exposure (i.e., spectral content),
the hearing and vocalization frequency range of the exposed species
relative to the signal's frequency spectrum (i.e., how animal uses
sound within the frequency band of the signal) (Kastelein et al.,
2014b), and the overlap between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). Available data
from humans and other terrestrial mammals indicate that a 40 dB TS
approximates PTS onset (see Ward et al., 1958, Ward et al., 1959, Ward,
1960, Kryter et al., 1966, Miller, 1974, Ahroon et al., 1996, Henderson
et al., 2008). PTS levels for marine mammals are estimates, because
there are limited empirical data measuring PTS in marine mammals (e.g.,
Kastak et al., 2008), largely due to the fact that, for various ethical
reasons, experiments involving anthropogenic noise exposure at levels
inducing PTS are not typically pursued or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)--TTS is a temporary, reversible
increase in the threshold of audibility at a specified frequency or
portion of an individual's hearing range above a previously established
reference level (NMFS, 2018). Based on data from cetacean TTS
measurements (see Southall et al., 2007), a TTS of 6 dB is considered
the minimum TS clearly larger than any day-to-day or session-to-session
variation in a subject's normal hearing ability (Schlundt et al., 2000,
Finneran et al., 2000, Finneran et al., 2002). As described in Finneran
(2016), marine mammal studies have shown the amount of TTS increases
with cumulative sound exposure level (SELcum) in an
accelerating fashion: At low exposures with lower SELcum,
the amount of TTS is typically small and the growth curves have shallow
slopes. At exposures with higher SELcum, the growth curves
become steeper and approach linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise (Phocoena phocoena), Yangtze finless porpoise
(Neophocoena asiaeorientalis)), and five species of pinnipeds exposed
to a limited number of sound sources (i.e., tones and octave-band
noise) in laboratory settings (Finneran, 2015). TTS was not observed in
trained spotted seals (Phoca largha) and ringed (Pusa hispida) seals
exposed to impulsive noise at levels matching previous predictions of
TTS onset (Reichmuth et al., 2016). In general, harbor seals and harbor
porpoises have a lower TTS onset than other measured pinniped or
cetacean species (Finneran, 2015). At low frequencies, onset-TTS
exposure levels are higher compared to those in the region of best
sensitivity (i.e., a low frequency noise would need to be louder to
cause TTS onset when TTS exposure level is higher), as shown for harbor
porpoises and harbor seals (Kastelein et al., 2019b, Kastelein et al.,
2019a, Kastelein et al., 2020a, Kastelein et al., 2020b). In addition,
TTS can accumulate across multiple exposures, but the resulting TTS
will be less than the TTS from a single, continuous exposure with the
same SEL (Mooney et al., 2009, Finneran et al., 2010, Kastelein et al.,
2014a, Kastelein et al., 2015). This means that TTS predictions based
on the total, cumulative SEL will overestimate the amount of TTS from
intermittent exposures such as sonars and impulsive sources.
The potential for TTS from impact pile driving exists. After
exposure to playbacks of impact pile driving sounds (rate 2,760
strikes/hour) in captivity, mean TTS increased from 0 dB after a 15
minute exposure to 5 dB after a 360 minute exposure; recovery occurred
within 60 minutes (Kastelein et al., 2016). Additionally, the existing
marine
[[Page 42311]]
mammal TTS data come from a limited number of individuals within these
species. No data are available on noise-induced hearing loss for
mysticetes. Nonetheless, what we considered is the best available
science. For summaries of data on TTS in marine mammals or for further
discussion of TTS onset thresholds, please see Southall et al. (2007),
Southall et al. (2019), Finneran and Jenkins (2012), Finneran (2015),
and Table 5 in NMFS (2018).
Proposed activities for this project include impact and vibratory
pile driving, and vibratory pile removal. There would likely be pauses
in activities producing the sound during each day. Given these pauses
and the fact that many marine mammals are likely moving through the
project areas and not remaining for extended periods of time, the
potential for TS declines.
Behavioral Harassment--Exposure to noise from pile driving and
removal also has the potential to behaviorally disturb marine mammals.
Available studies show wide variation in response to underwater sound;
therefore, it is difficult to predict specifically how any given sound
in a particular instance might affect marine mammals perceiving the
signal. If a marine mammal does react briefly to an underwater sound by
changing its behavior or moving a small distance, the impacts of the
change are unlikely to be significant to the individual, let alone the
stock or population. However, if a sound source displaces marine
mammals from an important feeding or breeding area for a prolonged
period, impacts on individuals and populations could be significant
(e.g., NRC, 2005, Lusseau and Bejder, 2007, Weilgart, 2007b).
Disturbance may result in changing durations of surfacing and
dives, number of blows per surfacing, or moving direction and/or speed;
reduced/increased vocal activities; changing/cessation of certain
behavioral activities (such as socializing or feeding); visible startle
response or aggressive behavior (such as tail/fluke slapping or jaw
clapping); or avoidance of areas where sound sources are located.
Pinnipeds may increase their haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff, 2006). Behavioral responses to sound
are highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al., 1995, Wartzok et al., 2004, Southall et al.,
2007, Weilgart, 2007a, Archer et al., 2010, Southall et al., 2021).
Behavioral reactions can vary not only among individuals but also
within an individual, depending on previous experience with a sound
source, context, and numerous other factors (Ellison et al., 2012), and
can vary depending on characteristics associated with the sound source
(e.g., whether it is moving or stationary, number of sources, distance
from the source). In general, pinnipeds seem more tolerant of, or at
least habituate more quickly to, potentially disturbing underwater
sound than do cetaceans, and generally seem to be less responsive to
exposure to industrial sound than most cetaceans. Please see Appendices
B and C of Southall et al. (2007) as well as Nowacek et al. (2007),
Ellison et al. (2012), and Gomez et al. (2016) for a review of studies
involving marine mammal behavioral responses to sound.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001, Nowacek et al., 2004, Madsen et al., 2006, Yazvenko et al., 2007,
Melcon et al., 2012). In addition, behavioral state of the animal plays
a role in the type and severity of a behavioral response, such as
disruption to foraging (e.g., Sivle et al., 2016, Wensveen et al.,
2017). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal (Goldbogen et al., 2013).
Stress responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Selye, 1950,
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous system responses
to stress typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987, Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996, Hood et al., 1998, Jessop et al., 2003,
Krausman et al., 2004, Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000,
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
that noise reduction from reduced vessel traffic in the Bay of Fundy
was associated with decreased stress in North Atlantic right whales.
These and other studies lead to a reasonable expectation that some
marine mammals will experience physiological stress responses upon
exposure to acoustic stressors and that it is possible that some of
these would be classified as ``distress.'' In addition, any animal
experiencing TTS would likely also experience stress responses (NRC,
2003), however distress is an unlikely
[[Page 42312]]
result of these projects based on observations of marine mammals during
previous, similar projects in the area.
Masking--Sound can disrupt behavior through masking, or interfering
with, an animal's ability to detect, recognize, or discriminate between
acoustic signals of interest (e.g., those used for intraspecific
communication and social interactions, prey detection, predator
avoidance, navigation) (Richardson et al., 1995). Masking occurs when
the receipt of a sound is interfered with by another coincident sound
at similar frequencies and at similar or higher intensity, and may
occur whether the sound is natural (e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g., pile driving, shipping, sonar,
seismic exploration) in origin. The ability of a noise source to mask
biologically important sounds depends on the characteristics of both
the noise source and the signal of interest (e.g., signal-to-noise
ratio, temporal variability, direction), in relation to each other and
to an animal's hearing abilities (e.g., sensitivity, frequency range,
critical ratios, frequency discrimination, directional discrimination,
age or TTS hearing loss), and existing ambient noise and propagation
conditions. Masking of natural sounds can result when human activities
produce high levels of background sound at frequencies important to
marine mammals. Conversely, if the background level of underwater sound
is high (e.g., on a day with strong wind and high waves), an
anthropogenic sound source would not be detectable as far away as would
be possible under quieter conditions and would itself be masked. The
masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000,
Foote et al., 2004, Parks et al., 2007, Di Iorio and Clark, 2010, Holt
et al., 2009). The Bay is heavily used by commercial, recreational, and
military vessels, and background sound levels in the area are already
elevated. Due to the transient nature of marine mammals to move and
avoid disturbance, masking is not likely to have long-term impacts on
marine mammal species within the proposed project area.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with pile driving
and removal that have the potential to cause behavioral harassment,
depending on their distance from pile driving activities.
Airborne noise would primarily be an issue for pinnipeds that are
swimming or hauled out near the project site within the range of noise
levels elevated above the acoustic criteria. We recognize that
pinnipeds in the water could be exposed to airborne sound that may
result in behavioral harassment when looking with their heads above
water. Most likely, airborne sound would cause behavioral responses
similar to those discussed above in relation to underwater sound. For
instance, anthropogenic sound could cause hauled out pinnipeds to
exhibit changes in their normal behavior, such as reduction in
vocalizations, or cause them to temporarily abandon the area and move
further from the source. However, there are no known haul out sites in
the vicinity of the project area and, if there were, these animals
would likely previously have been ``taken'' because of exposure to
underwater sound above the behavioral harassment thresholds, which are
generally larger than those associated with airborne sound. Thus, the
behavioral harassment of these animals is already accounted for in
these estimates of potential take. Therefore, we do not believe that
authorization of incidental take resulting from airborne sound for
pinnipeds is warranted, and airborne sound is not discussed further
here.
Marine Mammal Habitat Effects
WETA's proposed construction activities could have localized,
temporary impacts on marine mammal habitat, including prey, by
increasing in-water SPLs and slightly decreasing water quality.
Increased noise levels may affect acoustic habitat (see masking
discussion above) and adversely affect marine mammal prey in the
vicinity of the project areas (see discussion below). During impact and
vibratory pile driving or removal, elevated levels of underwater noise
would ensonify the project area where both fishes and mammals occur,
and could affect foraging success. Additionally, marine mammals may
avoid the area during construction, however, displacement due to noise
is expected to be temporary and is not expected to result in long-term
effects to the individuals or populations. Construction activities are
expected to be of short duration and would likely have temporary
impacts on marine mammal habitat through increases in underwater and
airborne sound.
A temporary and localized increase in turbidity near the seafloor
would occur in the immediate area surrounding the area where piles are
installed or removed. In general, turbidity associated with pile
driving is localized to about a 25-ft (7.6-m) radius around the pile
(Everitt et al., 1980). Cetaceans are not expected to be close enough
to the pile driving areas to experience effects of turbidity, and any
pinnipeds could avoid localized areas of turbidity. Local currents are
anticipated to disburse any additional suspended sediments produced by
project activities at moderate to rapid rates depending on tidal stage.
Therefore, we expect the impact from increased turbidity levels to be
discountable to marine mammals and do not discuss it further.
In-Water Construction Effects on Potential Foraging Habitat--The
area likely impacted by the proposed action is relatively small
compared to the total available habitat in the Bay. The proposed
project area is highly influenced by anthropogenic activities and
provides limited foraging habitat for marine mammals. Furthermore, pile
driving and removal at the proposed project site would not obstruct
long-term movements or migration of marine mammals.
Avoidance by potential prey (i.e., fish) of the immediate area due
to the temporary loss of this foraging habitat is also possible. The
duration of fish and marine mammal avoidance of this area after pile
driving stops is unknown, but a rapid return to normal recruitment,
distribution, and behavior is anticipated. Any behavioral avoidance by
prey of the disturbed area would still leave significantly large areas
of potential foraging habitat in the nearby vicinity.
In-Water Construction Effects on Potential Prey--Sound may affect
marine mammals through impacts on the abundance, behavior, or
distribution of prey species (e.g., crustaceans, cephalopods, fish,
zooplankton, other marine mammals). Marine mammal prey varies by
species, season, and location. Here, we describe studies regarding the
effects of noise on known marine mammal prey.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (Zelick et al., 1999, Fay, 2009).
Depending on their hearing anatomy and peripheral sensory structures,
which vary among species, fishes hear sounds using pressure and
particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
[[Page 42313]]
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds which are especially strong and/or
intermittent low-frequency sounds, and behavioral responses such as
flight or avoidance are the most likely effects. Short duration, sharp
sounds can cause overt or subtle changes in fish behavior and local
distribution. The reaction of fish to noise depends on the
physiological state of the fish, past exposures, motivation (e.g.,
feeding, spawning, migration), and other environmental factors.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving on fish; several are based on
studies in support of large, multiyear bridge construction projects
(e.g., Scholik and Yan, 2001, Popper and Hastings, 2009). Many studies
have demonstrated that impulse sounds might affect the distribution and
behavior of some fishes, potentially impacting foraging opportunities
or increasing energetic costs (e.g., Pearson et al., 1992, Skalski et
al., 1992, Santulli et al., 1999, Fewtrell and McCauley, 2012, Paxton
et al., 2017). In response to pile driving, Pacific sardines and
northern anchovies (Engraulis mordax) may exhibit an immediate startle
response to individual strikes, but return to ``normal''
pre[hyphen]strike behavior following the conclusion of pile driving
with no evidence of injury as a result (see NAVFAC, 2014). However,
some studies have shown no or slight reaction to impulse sounds (e.g.,
Wardle et al., 2001, Popper et al., 2005, Jorgenson and Gyselman, 2009,
Pe[ntilde]a et al., 2013).
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality. However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012b) showed that a TTS of 4-6 dB was recoverable within 24 hours
for one species. Impacts would be most severe when the individual fish
is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death, and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012a, Casper et al., 2013).
The greatest potential impact to fish during construction would
occur during impact pile driving. However, the duration of impact pile
driving would be limited to a contingency in the event that vibratory
driving does not satisfactorily install the pile. In-water construction
activities would only occur during daylight hours allowing fish to
forage and transit the project area in the evening. Vibratory pile
driving may elicit behavioral reactions from fish such as temporary
avoidance of the area but is unlikely to cause injuries to fish or have
persistent effects on local fish populations. In addition, it should be
noted that the area in question is low-quality habitat since it is
already highly developed and experiences a high level of anthropogenic
noise from normal dock operations and other vessel traffic.
The most likely impact to fishes from pile driving and removal and
construction activities at the project area would be temporary
behavioral avoidance of the area. The duration of fish avoidance of
this area after pile driving stops is unknown, but a rapid return to
normal recruitment, distribution, and behavior is anticipated. In
general, impacts to marine mammal prey species are expected to be minor
and temporary. Further, it is anticipated that preparation activities
for pile driving or removal (i.e., positioning of the hammer) and upon
initial startup of devices would cause fish to move away from the
affected area outside areas where injuries may occur. Therefore,
relatively small portions of the proposed project area would be
affected for short periods of time, and the potential for effects on
fish to occur would be temporary and limited to the duration of
sound[hyphen]generating activities.
In summary, given the short daily duration of sound associated with
individual pile driving events and the relatively small areas being
affected, pile driving activities associated with the proposed actions
are not likely to have a permanent, adverse effect on any fish habitat,
or populations of fish species. Any behavioral avoidance by fish of the
disturbed area would still leave significantly large potential areas
fish and marine mammal foraging habitat in the nearby vicinity. Thus,
we conclude that impacts of the specified activities are not likely to
have more than short-term adverse effects on any prey habitat or
populations of prey species. Further, any impacts to marine mammal
habitat are not expected to result in significant or long-term
consequences for individual marine mammals, or to contribute to adverse
impacts on their populations.
Estimated Take of Marine Mammals
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers,'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the acoustic sources (i.e., vibratory removal, vibratory driving,
impact driving) has the potential to result in disruption of behavioral
patterns for individual marine mammals. There is also some potential
for PTS (Level A harassment) to result, primarily for phocids because
predicted auditory injury zones are larger than for otariids. Auditory
injury is unlikely to occur for otariids. The proposed mitigation and
monitoring measures are expected to minimize the severity of the taking
to the extent practicable.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Below we
describe how the proposed take numbers are estimated.
Generally speaking, we estimate take by considering: (1) acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
the number of days of activities. We note that while these factors can
contribute to a basic calculation to provide an initial prediction of
potential takes, additional information that can qualitatively inform
take estimates is also sometimes available (e.g., previous monitoring
results or average group size). Below, we describe the factors
considered here in more detail and present the proposed take estimates.
[[Page 42314]]
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, Southall et al., 2021, Ellison et
al., 2012). Based on what the available science indicates and the
practical need to use a threshold based on a metric that is both
predictable and measurable for most activities, NMFS typically uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS generally predicts that marine
mammals are likely to be behaviorally harassed in a manner considered
to be Level B harassment when exposed to underwater anthropogenic noise
above root-mean-squared pressure received levels (RMS SPL) of 120 dB
(referenced to 1 microPascal (re 1 [mu]Pa)) for continuous (e.g.,
vibratory pile driving, drilling) and above RMS SPL 160 dB re 1 [mu]Pa
for non-explosive impulsive (e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. Generally speaking, Level B
harassment take estimates based on these behavioral harassment
thresholds are expected to include any likely takes by TTS as, in most
cases, the likelihood of TTS occurs at distances from the source less
than those at which behavioral harassment is likely. TTS of a
sufficient degree can manifest as behavioral harassment, as reduced
hearing sensitivity and the potential reduced opportunities to detect
important signals (conspecific communication, predators, prey) may
result in changes in behavior patterns that would not otherwise occur.
WETA's proposed activity includes the use of continuous (vibratory
pile removal and installation) and, potentially, impulsive (impact pile
installation) sources, and therefore the RMS SPL thresholds of 120 and
160 dB re 1 [mu]Pa are applicable.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). WETA's
proposed activity includes the use of impulsive (impact hammer) and
non-impulsive (vibratory hammer) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW)(Underwater)...... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW)(Underwater)..... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
Pile driving activities, using an impact hammer as well as a
vibratory hammer, would generate underwater noise that could result in
disturbance to marine mammals near the project area. A review of
underwater sound measurements for similar projects was conducted to
estimate the near-source sound levels for impact and vibratory pile
driving and vibratory extraction. Source levels for proposed removal
and installation activities derived from this review are shown in Table
5.
[[Page 42315]]
Table 5--Project Sound Source Levels
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pile size Peak SPL dB re RMS SPL dB re SEL dB re 1
Driving method Location (in) 1 [mu]Pa 1 [mu]Pa [mu]Pa Source
--------------------------------------------------------------------------------------------------------------------------------------------------------
Impact *............................. Water................... 36 206 188 178 Caltrans 2020
Impact *............................. Water................... 48 208 187 174 Caltrans 2020
Vibratory............................ Water................... ** 30 200 168 168 POA 2016
Vibratory............................ Water................... 36 200 168 168 POA 2016
Vibratory............................ Water................... 48 200 168 168 POA 2016
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Attenuated condition achieved using a bubble curtain system for all impact pile driving; attenuated condition assumes a 5-dB reduction in sound.
** Vibratory driving of 36 in piles used as proxy for vibratory extraction of 30 in piles.
Level B Harassment Zone--Transmission loss (TL) is the decrease in
acoustic intensity as an acoustic pressure wave propagates out from a
source. TL parameters vary with frequency, temperature, sea conditions,
current, source and receiver depth, water depth, water chemistry, and
bottom composition topography. The general formula for underwater TL
is:
TL = B * Log10 (R1/R2),
where
TL = transmission loss in dB;
B = transmission loss coefficient;
R1 = the distance of the modeled SPL from the driven
pile; and
R2 = the distance from the driven pile of the initial
measurement.
The recommended TL coefficient for most nearshore environments is
the practical spreading value of 15. This value results in an expected
propagation environment that would lie between spherical and
cylindrical spreading loss conditions, known as practical spreading,
which is the most appropriate assumption for WETA's proposed activity
in the absence of specific modeling and site-specific information. If
piles are installed or removed with a vibratory hammer, the
SELcum thresholds apply for sounds greater than 150 dB (re 1
[mu]Pa\2\-sec) SEL and the peak PTS thresholds that apply to marine
mammals would not be reached (see Appendix A in the IHA application).
Sound propagation in the Oakland Inner Harbor is limited by bends in
the Oakland estuary. Substantial sound is not anticipated to travel
beyond 4,200 m (13,780 ft) to the west (out the shipping channel into
the bay) and 1,700 m (5,577 ft) east of the project site (where the
channel bends around the island of Alameda), and will be confined to
the north and south by the narrow channel of the Oakland Inner Harbor
(Figure 1). Therefore, the distance for noise impacts would be limited
to 4,200 m west and 1,700 m east. The Level A shutdown zones and Level
B harassment zone for WETA's proposed activities are shown in Table 6.
Table 6--Distance to the Level A and Level B Harassment Thresholds for Proposed Pile-Driving Activities
----------------------------------------------------------------------------------------------------------------
Level A Level A Level B
Method Pile type Pile size threshold for threshold for harassment zone
(in) phocids (m) otariids (m) (m)
----------------------------------------------------------------------------------------------------------------
Impact, installation......... Steel........... 36 827 60 736
Impact, installation......... Steel........... 48 136 10 631
Vibratory, extraction *...... Steel........... 30 33 10 4,200 W; 1,700
E
Vibratory, installation *.... Steel........... 36 33 10 4,200 W; 1,700
E
Vibratory, installation *.... Steel........... 48 10 10 4,200 W; 1,700
E
----------------------------------------------------------------------------------------------------------------
Note: Vibratory driving of 36 in piles used as proxy for vibratory extraction of 30 in piles.
* Constrained by bends in the Oakland Estuary and relatively shallow bathymetry near the shipping channel: 4,200
m (13,780 ft) west, 1,700 m (5,577 ft) east.
Level A Harassment Thresholds--The ensonified area associated with
Level A harassment is more technically challenging to predict due to
the need to account for a duration component. Therefore, NMFS developed
an optional User Spreadsheet tool to accompany the Technical Guidance
that can be used to relatively simply predict an isopleth distance for
use in conjunction with marine mammal density or occurrence to help
predict potential takes. We note that because of some of the
assumptions included in the methods underlying this optional tool, we
anticipate that the resulting isopleth estimates are typically going to
be overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources (i.e., vibratory and impact piling), the optional
User Spreadsheet tool predicts the distance at which, if a marine
mammal remained at that distance for the duration of the activity, it
would be expected to incur PTS. Inputs used in the optional User
Spreadsheet tool, and the resulting estimated isopleths, are reported
in Table 7 The isopleths generated by the User Spreadsheet used the
same TL coefficients as the Level B harassment zone calculations, as
indicated above for each activity type. Inputs used in the User
Spreadsheet (e.g., number of piles per day, duration and/or strikes per
pile) are presented in Table 1. The maximum RMS SPL, SEL, and peak SPL
are reported in Table 7. The cumulative SEL and peak SPL were used to
calculate Level A harassment isopleths for vibratory pile driving and
extraction activities, while the single strike SEL value was used to
calculate Level A isopleths for impact pile driving activity.
[[Page 42316]]
Table 7--Sound Levels Used for Predicting Underwater Sound Impacts
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Pile size Peak SPL dB re RMS SPL dB re SEL dB re 1 Peak SPL attenuated * RMS SPL attenuated * SEL attenuated * dB
Driving method Location (in) 1 [mu]Pa 1 [mu]Pa [mu]Pa dB re 1 [mu]Pa dB re 1 [mu]Pa re 1 [mu]Pa
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Impact........................... Water............... 36 211 193 183 206.................... 188................... 178
Impact........................... Water............... 48 213 192 179 208.................... 187................... 174
Vibratory........................ Water............... 36 200 168 168 NA..................... NA.................... NA
Vibratory........................ Water............... 48 200 168 168 NA..................... NA.................... NA
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Using estimates for vibratory installation of 36 in (91.4 cm) steel pile as proxy for vibratory extraction of 30 in (76.2 cm) steel pile. Sound pressure levels (SPL) measured in dB re 1
[mu]Pa at 10 meters.
* Attenuated condition assumes minimum 5 dB lower sounds.
NA: sounds from piles driven on land cannot be further attenuated.
Marine Mammal Occurrence
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information which
will inform the take calculations.
The California Department of Transportation (Caltrans) conducted
monitoring of marine mammals in the vicinity of the San Francisco-
Oakland Bay Bridge for 16 years. From those data, Caltrans has produced
at-sea density estimates for California sea lions and harbor seals
(Caltrans, 2016). Using these density estimates and the estimated Level
A and Level B harassment areas, take estimates were calculated for all
potential construction options. Activities and potential animal
exposure to Level A harassment levels are presented in the IHA
application's Table 3 for phocid species and Table 4 for otariid
species. Take estimates based on exposure and activity duration are
provided in Tables 5 and 6 of the IHA application.
WETA ferry boat captains have reported frequently seeing both
California sea lions and harbor seals in the estuary channel and within
the Oakland Inner Harbor (in-water sightings, not hauled out) but did
not report seeing either species or other marine mammals near the
Alameda Main Street Ferry Terminal dock or platform (WETA, pers.
comm.).
California sea lion--Caltrans at-sea density estimate for
California sea lions is 0.161 animals/km\2\ for the summer-late fall
season (Caltrans, 2016). During El Ni[ntilde]o Southern Oscillation
(ENSO) conditions, the density of California sea lions in San Francisco
Bay may be much greater than the value used above. The likelihood of
ENSO conditions developing in 2023 is probable. To account for the
potential increase in California sea lions within San Francisco Bay
during the proposed project, daily take estimated has been increased by
a factor of 10 for each pile activity and type (e.g., 82 FR 17799,
April 13, 2017). California sea lions have occupied docks near Pier 39
in San Francisco, several miles from the project area, since 1987. The
highest number of sea lions recorded at Pier 39 was 1,701 individuals
in November 2009. Occurrence of sea lions here is typically lowest in
June (during pupping and breeding seasons) and highest in August.
Approximately 85 percent of the animals that haul out at this site are
males, and no pupping has been observed here or at any other site in
San Francisco Bay. Pier 39 is the only regularly used haul out site in
the project vicinity, but sea lions occasionally haul out on human-made
structures such as bridge piers, jetties, or navigation buoys (Riedman,
1990).
Harbor seal--Caltrans at-sea density estimate for harbor seals is
3.957 animals/km\2\ (Caltrans, 2016). No resident harbor seals occur
within the Oakland Inner Harbor. The closest haul out to the proposed
project area is located outside of the Oakland Inner Harbor at Alameda
Point (approx. 37.770127[deg], -120.296819[deg]), where a float was
installed by WETA in 2016 to accommodate harbor seals. This haulout can
carry approximately 80 individuals, with highest sightings occurring
during winter months. Additionally, the southern shoreline of Yerba
Buena Island is a haulout site with the highest numbers hauled out
during afternoon low tides in fall and winter months.
Take Estimation
Here we describe how the information provided above is synthesized
to produce a quantitative estimate of the take that is reasonably
likely to occur and proposed for authorization.
Incidental take is estimated for each species by estimating the
maximum number of marine mammals potentially present within a
harassment zone during active pile driving based on density estimates,
harassment zone size, and length of construction activity. Animal
exposure estimates for each species were calculated by multiplying the
estimated density of each species by the area of each harassment zone
during active each type of pile driving activity (vibratory removal,
vibratory driving, impact driving) and pile size (30 in, 36 in, 48 in).
The estimated density is based on Caltrans (2016) offshore at-sea
density and increased to account for the likely increase of animals in
a nearshore environment based on previous comments from the Marine
Mammal Commission (see Tables 3, 4 in application and 82 FR 17799,
April 13, 2017).
Maximum number of animals exposed per activity = Density x Level A
or Level B harrassment area
Estimated take was calculated using the exposure estimate
multiplied by the number of days each in-water pile driving activity
will occur. An additional take of 0-2 animals per day was added to
account for the potential occurrence of small groups or additional
individuals. This was done because small numbers of both species are
known to incidentally use the Oakland Inner Harbor but extensive
surveys have not been completed in the proposed project area. Using
these density estimates and the areas within the Level A and B
harassment isopleths, the take estimates were calculated for all
possible construction options and here we show the maximum take
estimates. Maximum estimated take by Level A harassment is based on 3
days of in-water vibratory pile removal plus 2 days of in-water impact
driving, as the Level A harassment isopleth is larger for impact
driving than vibratory driving (Table 8). Maximum estimated take by
Level B harassment is based on 3 days of in-water vibratory removal
plus 2 days of in-water vibratory pile installation, as the Level B
harassment isopleth for vibratory driving is larger than for impact
driving (Table 9). This results in a conservative estimate of how many
marine mammals might be present to ensure that take estimates will not
be exceeded (Table 10).
Estimated take = Maximum number of animals exposed x number of days
per activity + additional individuals
[[Page 42317]]
Finally, due to the probability of ENSO conditions developing
throughout 2023 (https://www.cpc.ncep.noaa.gov/products/analysis_monitoring/enso_advisory/ensodisc.shtml), the daily take
estimate for California sea lions was multiplied by a factor of 10 for
each day to account for a potential increase in occurrence that has
been previously documented for the species under expected
climatological conditions (see 82 FR 17799, April 13, 2017).
Table 8--Estimated Take by Level A Harassment per Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Additional
Pile size Potential take/ Duration of Estimated level A take Total level A
Construction activity (in) Species day activity (day) incidental take requested take
(animals/day)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory removal............... * 30 HASE............... 0.04............ 1-3 <1 1 1-3
Vibratory removal............... * 30 CASL............... NA.............. 1-3 NA NA NA
Vibratory installation.......... 36 HASE............... 0.04............ 1 <1 1 1
Vibratory installation.......... 36 CASL............... NA.............. 1 NA NA NA
Vibratory installation.......... 48 HASE............... 0.001........... 1 <1 1 1
Vibratory installation.......... 48 CASL............... NA.............. 1 NA NA NA
Impact driving.................. 36 HASE............... 2.57............ 1 3 1 4
Impact driving.................. 36 CASL............... 0.002........... 1 <1 1 1
Impact driving.................. 48 HASE............... 0.15............ 1 <1 1 1
Impact driving.................. 48 CASL............... 0.00005......... 1 <1 1 1
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: All California sea lion estimates were multiplied by a factor of 10 to account for the increased occurrence of this species due to potential for
ENSO conditions.
* Using estimates for vibratory installation of 36 in (91.4 cm) steel pile as proxy for vibratory extraction of 30 in (76.2 cm) steel pile.
HASE: Harbor seal density 3.957 animals/km\2\.
CASL: California sea lion density 0.161 animals/km\2\.
Table 9--Estimated Take by Level B Harassment Per Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Additional
Pile size Potential Duration of Estimated level B take Total level B
Construction activity (in) Condition Species take/day activity incidental requested take
(day) take (animals/day)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory removal............ * 30 Unattenuated.... HASE........... 7.64 1-3 8-24 2 10-30
Vibratory removal............ * 30 Unattenuated.... CASL........... 3.1 1-3 1-3 2 5-15
Vibratory installation....... 36 Unattenuated.... HASE........... 7.64 1 8 2 10
Vibratory installation....... 36 Unattenuated.... CASL........... 3.1 1 1 2 5
Vibratory installation....... 48 Unattenuated.... HASE........... 7.64 1 8 2 10
Vibratory installation....... 48 Unattenuated.... CASL........... 3.1 1 1 2 5
Impact driving............... 36 Attenuated...... HASE........... 2.33 1 3 2 5
Impact driving............... 36 Attenuated...... CASL........... 0.9 1 <1 2 2
Impact driving............... 48 Attenuated...... HASE........... 1.94 1 2 2 4
Impact driving............... 48 Attenuated...... CASL........... 0.8 1 <1 2 2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: All California sea lion estimates were multiplied by a factor of 10 to account for the increased occurrence of this species due to potential for
ENSO conditions.
* Using estimates for vibratory installation of 36 in (91.4 cm) steel pile as proxy for vibratory extraction of 30 in (76.2 cm) steel pile.
HASE: Harbor seal density 3.957 animals/km\2\.
CASL: California density 1.61 animals/km\2\.
Table 10--Estimated Take by Level A and Level B Harassment Proposed for Authorization
----------------------------------------------------------------------------------------------------------------
Maximum Maximum Estimate take
estimated estimated as a
Species common name Scientific name Stock level A level B percentage of
harassment * harassment ** population
----------------------------------------------------------------------------------------------------------------
California sea lion ***...... Zalophus U.S............ 2 25 0.011
californianus.
Harbor seal.................. Phoca vitulina California..... 8 50 0.187
richardii.
----------------------------------------------------------------------------------------------------------------
Source: NMFS SARs 2015, 2021.
* Based on 3 days of vibratory removal plus 2 days of impact driving (36 in (91.4 cm), 48 in (121.9 cm) piles
only).
** Based on 3 days of vibratory removal plus 2 days of vibratory installation (36 in (91.4 cm), 48 in (121.9 cm)
piles only).
*** To account for the increase in California sea lion density due to potential El Ni[ntilde]o conditions, the
daily take estimated from the density has been increased by a factor of 10 for each day that pile driving or
removal occurs.
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses
[[Page 42318]]
(latter not applicable for this action). NMFS regulations require
applicants for incidental take authorizations to include information
about the availability and feasibility (economic and technological) of
equipment, methods, and manner of conducting the activity or other
means of effecting the least practicable adverse impact upon the
affected species or stocks, and their habitat (50 CFR 216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, and impact on
operations.
WETA must ensure that construction supervisors and crews, the
monitoring team, and relevant WETA staff are trained prior to the start
of all pile driving activities, so that responsibilities, communication
procedures, monitoring protocols, and operational procedures are
clearly understood. New personnel joining during the project must be
trained prior to commencing work.
Timing Restrictions
All piling activities shall be conducted between June 1 and
November 30, when the likelihood of sensitive fish species being
present in the work area is minimal, following U.S. Army Corps of
Engineer's Proposed Additional Procedures and Criteria for Permitting
Projects under a Programmatic Determination of Not Likely to Adversely
Affect Select Listed Species in California (USACE, 2018). Consistent
with municipal code, noise-generating construction activities would be
limited to the hours between 0700 and 1900 Monday through Friday, and
0800 and 1300 on Saturdays.
Protected Species Observers
The placement of PSOs during all pile driving activities (described
in the Proposed Monitoring and Reporting section) would ensure that the
entire shutdown zone is visible. Should environmental conditions
deteriorate such that the entire shutdown zone would not be visible
(e.g., fog, heavy rain), pile driving would be delayed until the PSO is
confident marine mammals within the shutdown zone could be detected.
PSOs would monitor the full shutdown zones and the Level B
harassment zones to the extent practicable. Monitoring zones provide
utility for observing by establishing monitoring protocols for areas
adjacent to the shutdown zones. Monitoring zones enable observers to be
aware of and communicate the presence of marine mammals in the project
areas outside the shutdown zones and thus prepare for a potential
cessation of activity should the animal enter the shutdown zone.
Pre- and Post-Activity Monitoring
Monitoring must take place from 30 minutes prior to initiation of
pile driving activities (i.e., pre-clearance monitoring) through 30
minutes post-completion of pile driving. Prior to the start of daily
in-water construction activity, or whenever a break in pile driving of
30 minutes or longer occurs, PSOs would observe the shutdown and
monitoring zones for a period of 30 minutes. The shutdown zone would be
considered cleared when a marine mammal has not been observed within
the zone for a 30-minute period. If a marine mammal is observed within
the shutdown zones listed in Table 11, pile driving activity would be
delayed or halted. If work ceases for more than 30 minutes, the pre-
activity monitoring of the shutdown zones would commence. A
determination that the shutdown zone is clear must be made during a
period of good visibility (i.e., the entire shutdown zone and
surrounding waters must be visible to the naked eye).
Soft-Start Procedures for Impact Driving
Soft-start procedures provide additional protection to marine
mammals by providing warning and/or giving marine mammals a chance to
leave the area prior to the hammer operating at full capacity. If
impact pile driving is necessary to achieve required tip elevation,
WETA staff and/or contractors would be required to provide an initial
set of three strikes from the hammer at reduced energy, followed by a
30-second waiting period, then two subsequent reduced-energy strike
sets. Soft-start would be implemented at the start of each day's impact
pile driving and at any time following cessation of impact pile driving
for a period of 30 minutes or longer.
Bubble Curtain for Impact Driving
A bubble curtain must be employed during all impact pile
installation of piles to interrupt the acoustic pressure and reduce
impact on marine mammals. The bubble curtain must distribute air
bubbles around 100 percent of the piling circumference for the full
depth of the water column. The lowest bubble ring must be in contact
with the mudline for the full circumference of the ring. The weights
attached to the bottom ring must ensure 100 percent substrate contact.
No parts of the ring or other objects may prevent full substrate
contact. Air flow to the bubblers must be balanced around the
circumference of the pile.
Shutdown Zones
WETA must establish shutdown zones for all pile driving activities.
The purpose of a shutdown zone is generally to define an area within
which shutdown of the activity would occur upon sighting of a marine
mammal (or in anticipation of an animal entering the defined area).
Shutdown zones would be based upon the Level A harassment zone for each
pile size/type and driving method where applicable, as shown in Table
6. A minimum shutdown zone of 10 m would be required for all in-water
construction activities to avoid physical interaction with marine
mammals. For pile driving, the radii of the shutdown zones are rounded
to the next largest 10 m interval in comparison to the Level A
harassment zone for each activity type. If a marine mammal is observed
entering or within a shutdown zone during pile driving activity, the
activity must be stopped until there is visual confirmation that the
animal has left the zone or the animal is not sighted for a period of
15 minutes. Proposed shutdown zones for each activity type are shown in
Table 11.
All marine mammals would be monitored in the Level B harassment
zones and throughout the area as far as visual monitoring can take
place. If a marine mammal enters the Level B harassment zone, in-water
activities would continue and PSOs would document the animal's presence
within the estimated harassment zone.
[[Page 42319]]
Table 11--Proposed Shutdown and Harassment Zones
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Shutdown zone Shutdown zone
Method Pile type Pile size (in) for phocids for otariids Level B harassment zone (m)
(m) (m)
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Impact, installation.................... Steel..................... 36 830 60 736
Impact, installation.................... Steel..................... 48 140 10 631
Vibratory, extraction *................. Steel..................... 30 40 10 4,200 W; 1,700 E
Vibratory, installation *............... Steel..................... 36 40 10 4,200 W; 1,700 E
Vibratory, installation *............... Steel..................... 48 10 10 4,200 W; 1,700 E
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Note: Vibratory driving of 36 in (91.4 cm) piles used as proxy for vibratory extraction of 30 in (76.2 cm) piles.
* Constrained by bends in the Oakland Estuary and relatively shallow bathymetry near the shipping channel: 4,200 m (13,780 ft) west, 1, 700 m (5,577 ft)
east.
Based on our evaluation of the applicant's proposed measures, NMFS
has preliminarily determined that the proposed mitigation measures
provide the means of effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and,
Mitigation and monitoring effectiveness.
Visual Monitoring
Marine mammal monitoring must be conducted in accordance with the
conditions in this section and this IHA. Marine mammal monitoring
during pile driving activities would be conducted by PSOs meeting NMFS'
standards and in a manner consistent with the following:
PSOs must be independent of the activity contractor (for
example, employed by a subcontractor) and have no other assigned tasks
during monitoring periods;
At least one PSO would have prior experience performing
the duties of a PSO during construction activity pursuant to a NMFS-
issued incidental take authorization;
Other PSOs may substitute other relevant experience,
education (degree in biological science or related field), or training
for prior experience performing the duties of a PSO during construction
activity pursuant to a NMFS-issued incidental take authorization;
Where a team of three or more PSOs is required, a lead
observer or monitoring coordinator must be designated. The lead
observer must have prior experience performing the duties of a PSO
during construction activity pursuant to a NMFS-issued incidental take
authorization; and
PSOs must be approved by NMFS prior to beginning any
activity subject to the IHA.
PSOs should have the following additional qualifications:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
WETA would have 1-3 PSOs stationed at the best possible vantage
points in the project area to monitor during all pile driving
activities. Monitoring would occur from elevated locations along the
shoreline or on vessels where the entire shutdown zones are visible.
PSOs would be equipped with high quality binoculars for monitoring and
radios or cells phones for maintaining contact with work crews.
Monitoring would be conducted 30 minutes before, during, and 30 minutes
after all in-water construction activities. In addition, PSOs would
record all incidents of marine mammal occurrence, regardless of
distance from activity, and would document any behavioral reactions in
concert with distance from piles being driven or removed. Pile driving
activities include the time to install or
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remove a single pile or series of piles, as long as the time elapsed
between uses of the pile driving equipment is no more than 30 minutes.
Pre-Construction Monitoring
In addition to monitoring on days that pile removal and driving
would occur, as proposed by the applicant, WETA would conduct pre-
construction monitoring. Prior to initiation of in-water construction,
a qualified NMFS-approved PSO will conduct monitoring of marine mammals
to update existing information on species occurrence in and near the
project area, their movement patterns, and their site use. This pre-
construction monitoring will take place at least 5 days prior to the
start of in-water construction and will cover a period of at least 1
week (with at least 5 days of actual observation over a period of 4
hours each day), 2 hours in the morning at the time that construction
activities would begin and 2 hours at midday.
Reporting
WETA will provide the following reporting as necessary during
active pile driving activities:
The applicant will report any observed injury or mortality
as soon as feasible and in accordance with NMFS' standard reporting
guidelines. Reports will be made by phone (866-767-6114) and by email
([email protected]) and will include the following:
[cir] Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
[cir] Species identification (if known) or description of the
animal(s) involved;
[cir] Condition of the animal(s) (including carcass condition if
the animal is dead);
[cir] Observed behaviors of the animal(s), if alive;
[cir] If available, photographs or video footage of the animal(s);
and,
[cir] General circumstances under which the animal was discovered.
An annual report summarizing the prior year's activities
will be provided that fully documents the methods and monitoring
protocols, summarizes the data recorded during monitoring, estimates
the number of listed marine mammals that may have been incidentally
taken during project pile driving, and provides an interpretation of
the results and effectiveness of all monitoring tasks. The annual draft
report will be provided no later than 90 days following completion of
construction activities. Any recommendations made by NMFS will be
addressed in the final report, due after the IHA expires and including
a summary of all monitoring activities, prior to acceptance by NMFS.
Final reports will follow a standardized format for PSO reporting from
activities requiring marine mammal mitigation and monitoring.
All PSOs will use a standardized data entry format (see
Appendix B of the IHA application).
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338,
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the discussion of our analysis applies to both
California sea lions and harbor seals, given that the anticipated
effects of this activity on these different marine mammal stocks are
expected to be similar. There is little information about the nature or
severity of the impacts, or the size, status, or structure of any of
these species or stocks that would lead to a different analysis for
this activity.
Pile driving and removal activities have the potential to disturb
or displace marine mammals. Specifically, the project activities may
result in take, in the form of Level A and Level B harassment from
underwater sounds generated from pile driving and removal. Potential
takes could occur if individuals are present in the ensonified zone
when these activities are underway.
The proposed takes by Level A and Level B harassment would be due
to potential behavioral disturbance, TTS, and PTS. No mortality is
anticipated given the nature of the activity and measures designed to
minimize the possibility of injury to marine mammals. The potential for
harassment is minimized through the construction method and the
implementation of the planned mitigation measures (see Proposed
Mitigation section).
The Level A harassment zones identified in Table 6 are based upon
an animal exposed to impact pile driving multiple piles per day.
Considering duration of impact driving each pile (up to 20 minutes) and
breaks between pile installations (to reset equipment and move pile
into place), this means an animal would have to remain within the area
estimated to be ensonified above the Level A harassment threshold for
multiple hours. This is highly unlikely given marine mammal movement
throughout the area. If an animal was exposed to accumulated sound
energy, the resulting PTS would likely be small (e.g., PTS onset) at
lower frequencies where pile driving energy is concentrated, and
unlikely to result in impacts to individual fitness, reproduction, or
survival.
The nature of the pile driving project precludes the likelihood of
serious injury or mortality. For all species and stocks, take would
occur within a limited, confined area (north-central San Francisco Bay
including Richardson's Bay) of the stock's range. Level A and Level B
harassment will be reduced to the level of least practicable adverse
impact through use of mitigation measures described herein. Further,
the amount of take proposed to be authorized is extremely small when
compared to stock abundance.
Behavioral responses of marine mammals to pile driving at the
project site, if any, are expected to be mild and temporary. Marine
mammals within the Level B harassment zone may not show any visual cues
they are disturbed by activities or could become alert, avoid the area,
leave the area, or display other mild responses that are not observable
such as changes in vocalization patterns. Given the short duration of
noise-generating activities per day and that pile driving and removal
would occur across 6 consecutive days, any
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harassment would be temporary. There are no other areas or times of
known biological importance for any of the affected species.
In addition, it is unlikely that minor noise effects in a small,
localized area of habitat would have any effect on the stocks' ability
to recover. In combination, we believe that these factors, as well as
the available body of evidence from other similar activities,
demonstrate that the potential effects of the specified activities will
have only minor, short-term effects on individuals. The specified
activities are not expected to impact rates of recruitment or survival
and will therefore not result in population-level impacts.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
The specified activities and associated ensonified areas
are very small relative to the overall habitat ranges of both species;
The project area does not overlap with known BIAs or ESA-
designated critical habitat;
The lack of anticipated significant or long-term effects
to marine mammal habitat;
The presumed efficacy of the mitigation measures in
reducing the effects of the specified activity; and,
Monitoring reports from similar work in San Francisco Bay
have documented little to no effect on individuals of the same species
impacted by the specified activities (AECOM, 2022; AECOM, 2023).
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
The amount of take NMFS has authorized is below one-third of the
estimated stock abundances for all seven stocks (see Table 9). For both
stocks, the proposed take of individuals is less than 1 percent of the
abundance of the affected stock. This is likely a conservative estimate
because it assumes all takes are of different individual animals, which
is likely not the case. Some individuals may return multiple times in a
day, but PSOs would count them as separate takes if they cannot be
individually identified.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA; 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed species is proposed for
authorization or expected to result from this activity. Therefore, NMFS
has determined that formal consultation under section 7 of the ESA is
not required for this action.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to WETA for conducting pile removal and driving in the
Oakland Inner Harbor at Alameda, California, for one year from the date
of issuance, provided the previously mentioned mitigation, monitoring,
and reporting requirements are incorporated. A draft of the proposed
IHA can be found at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of proposed IHA for the proposed
construction project. We also request comment on the potential renewal
of this proposed IHA as described in the paragraph below. Please
include with your comments any supporting data or literature citations
to help inform decisions on the request for this IHA or a subsequent
renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, one-year
renewal IHA following notice to the public providing an additional 15
days for public comments when (1) up to another year of identical or
nearly identical activities as described in the Description of Proposed
Activity section of this notice is planned or (2) the activities as
described in the Description of Proposed Activity section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond one year from
expiration of the initial IHA); and
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take);
and
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(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the affected
species or stocks, and any other pertinent information, NMFS determines
that there are no more than minor changes in the activities, the
mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: June 26, 2023.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2023-13899 Filed 6-29-23; 8:45 am]
BILLING CODE 3510-22-P