Privacy Act of 1974; System of Records, 42005-42009 [2023-13681]
Download as PDF
Federal Register / Vol. 88, No. 123 / Wednesday, June 28, 2023 / Notices
Authority: 44 U.S.C. 3501 et seq.
Melody Braswell,
Treasury PRA Clearance Officer.
[FR Doc. 2023–13753 Filed 6–27–23; 8:45 am]
BILLING CODE 4830–01–P
DEPARTMENT OF THE TREASURY
Agency Information Collection
Activities; Submission for OMB
Review; Comment Request; Bureau of
Fiscal Service Information Collection
Requests
Departmental Offices, U.S.
Department of the Treasury.
ACTION: Notice of Information
Collection; request for comment.
AGENCY:
The Department of the
Treasury will submit the following
information collection requests to the
Office of Management and Budget
(OMB) for review and clearance in
accordance with the Paperwork
Reduction Act of 1995, on or after the
date of publication of this notice. The
public is invited to submit comments on
these requests.
DATES: Comments should be received on
or before July 28, 2023 to be assured of
consideration.
ADDRESSES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to www.reginfo.gov/public/do/
PRAMain. Find this particular
information collection by selecting
‘‘Currently under 30-day Review—Open
for Public Comments’’ or by using the
search function.
FOR FURTHER INFORMATION CONTACT:
Copies of the submissions may be
obtained from Melody Braswell by
emailing PRA@treasury.gov, calling
(202) 622–1035, or viewing the entire
information collection request at
www.reginfo.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
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Bureau of the Fiscal Service (BFS)
1. Title: Minority Bank Deposit
Program (MBDP) Certification Form for
Admission.
OMB Number: 1530–0001.
Form Number: FS Form 3144.
Abstract: The information collected
on this form is used by financial
institutions to apply for participation in
the Minority Bank Deposit Program.
Institutions approved for acceptance in
the program are entitled to special
assistance and guidance from Federal
agencies, State and local governments,
and private sector organizations.
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Current Actions: Extension of a
currently approved collection.
Type of Review: Regular.
Affected Public: Business or other forprofit.
Estimated Number of Respondents:
85.
Estimated Time per Respondent: 45
minutes.
Estimated Total Annual Burden
Hours: 64.
2. Title: Request to Reissue U.S.
Savings Bonds to a Personal Trust.
OMB Number: 1530–0036.
Form Number: FS Form 1851.
Abstract: The information is
necessary to support a request for
reissue of savings bonds in the name of
the trustee of a personal trust estate.
Current Actions: Extension of a
currently approved collection.
Type of Review: Regular.
Affected Public: Individuals or
Households.
Estimated Number of Respondents:
10,600.
Estimated Time per Respondent: 15
minutes.
Estimated Total Annual Burden
Hours: 2,650.
3. Title: Application By Survivors for
Payment of Bond or Check Issued Under
the Armed Forces Leave Act of 1946, as
amended.
OMB Number: 1530–0038.
Form Number: FS Form 2066.
Abstract: The information is
requested to support payment of an
Armed Forces Leave Bond or check
issued under Section 6 of the Armed
Forces Leave Act of 1946, as amended,
where the owner died without assigning
the bond to the Administrator of
Veterans Affairs prior to payment, or
without presenting the check for
payment.
Current Actions: Revision of a
currently approved collection.
Type of Review: Regular.
Affected Public: Individuals or
Households.
Estimated Number of Respondents:
100.
Estimated Time per Respondent: 30
minutes.
Estimated Total Annual Burden
Hours: 50.
Authority: 44 U.S.C. 3501 et seq.
Melody Braswell,
Treasury PRA Clearance Officer.
[FR Doc. 2023–13745 Filed 6–27–23; 8:45 am]
BILLING CODE 4810–AS–P
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42005
DEPARTMENT OF VETERANS
AFFAIRS
Privacy Act of 1974; System of
Records
Veterans Health
Administration (VHA), Department of
Veterans Affairs (VA).
ACTION: Notice of a modified system of
records.
AGENCY:
Pursuant to the Privacy Act of
1974, notice is hereby given that the VA
is modifying the system of records titled
‘‘Veterans Health Administration
Human Capital Management—VA’’
(161VA10A2) as set forth in the Federal
Register. This system is used for the
management of VHA executive and
senior executive employees, as well as
employees in national programs, for
performance appraisal and bonus award
entries, bonus and appraisal
documentation storage, rank award and
type given, supervisory training status,
leadership and organization
development, and employee position
management.
SUMMARY:
Comments on this modified
system of records must be received no
later than 30 days after the date of
publication in the Federal Register. If
no public comment is received during
the period allowed for comment or
unless otherwise published in the
Federal Register by the VA, the
modified system of records will become
effective a minimum of 30 days after the
date of publication in the Federal
Register. If VA receives public
comments, VA shall review the
comments to determine whether any
changes to the notice are necessary.
ADDRESSES: Comments may be
submitted through www.Regulations.gov
or mailed to VA Privacy Service, 810
Vermont Avenue NW, (005X6F),
Washington, DC 20420. Comments
should indicate that they are submitted
in response to ‘‘Veterans Health
Administration Human Capital
Management—VA’’ (161VA10A2).
Comments received will be available at
regulations.gov for public viewing,
inspection or copies.
FOR FURTHER INFORMATION CONTACT:
Stephania Griffin, VHA Chief Privacy
Officer, Department of Veterans Affairs,
810 Vermont Avenue NW, Washington,
DC 20420; Telephone number 704–245–
2492 (this is not a toll-free number) or
Stephania.griffin@va.gov.
SUPPLEMENTARY INFORMATION: VA is
amending the system of records by
revising the System Number; System
Location; System Manager; Routine
Uses of Records Maintained in the
DATES:
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System; Policies and Practices for
Storage of Records; Policies and
Practices for Retention and Disposal of
Records; Categories of Individuals
Covered by the System; Exemptions
Promulgated for the System; Record
Access Procedure; Contesting Records
Procedures; and Notification Procedure.
VA is republishing the system notice in
its entirety.
The System Number is being updated
from 161VA10A2 to 161VA10 to reflect
the current VHA organizational routing
symbol.
The System Location is being
modified to remove records being
maintained at the ‘‘North Little Rock
Campus, 2200 Fort Roots Drive, Little
Rock, Arkansas 72114.’’ This section
will now state that the records are
maintained at ‘‘Olin E. Teague Veterans’
Center, 1901 Veterans Memorial Drive,
Temple, Texas 76504.’’
The System Manager is being updated
to remove ‘‘Manager of the Human
Capital Systems and Services (HCSS),
55 North Robinson Avenue, Suite 1010,
Oklahoma City, OK 73102. Director of
Events Division, Employee Education
System, #1 Jefferson Barracks Drive,
Building 56, St. Louis, MO 63125.
Deputy Director of Events Division,
Employee Education System, #1
Jefferson Barracks Drive, Building 56,
St. Louis, MO 63125. Associate Director
of Web Architecture, Employee
Education System, 2200 Fort Roots
Drive, Building 11, North Little Rock,
AR 72114.’’ This section will now state
that ‘‘Official maintaining the system is
Program Director, Workforce
Management & Consulting, 55 N
Robinson Avenue, Suite 1010,
Oklahoma City, OK 73102. Telephone
number 405–552–4345 (this is not a tollfree number).’’
The language in Routine Uses of
Records Maintained in the System is
being updated. The language will now
state
3. DOJ, Litigation, Administrative
Proceeding: To the Department of
Justice (DoJ), or in a proceeding before
a court, adjudicative body, or other
administrative body before which VA is
authorized to appear, when:
(a) VA or any component thereof;
(b) Any VA employee in his or her
official capacity;
(c) Any VA employee in his or her
official capacity where DoJ has agreed to
represent the employee; or
(d) The United States, where VA
determines that litigation is likely to
affect the agency or any of its
components, is a party to such
proceedings or has an interest in such
proceedings, and VA determines that
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use of such records is relevant and
necessary to the proceedings.
Policies and Practices for Storage of
Records is being modified to remove
‘‘Records maintained on the HPDM1
Server and VACIN Server and backup
servers in Little Rock, Arkansas and
Cincinnati, Ohio.’’ This section will
now state ‘‘Records are maintained on
servers at the Olin E. Teague Veterans’
Center, 1901 Veterans Memorial Drive,
Temple, Texas 76504 and backup
servers at Cyxtera—CenturyLink Federal
Site 322, 350 E Cermak, Chicago, IL
60616.’’
Policies and Practices for Retention
and Disposal of Records is being
modified to remove ‘‘The records
disposed of in accordance with General
records 4.3, item 031.’’ Since 4.3 has
been superseded by 5.2.20 General
Records Schedule (GRS), this section
will now state ‘‘Records are disposed of
in accordance with General Records
Schedule (GRS) 5.2, Item 020.’’
Categories of Records in the System is
being modified to update language as
‘‘The records include information from
Veterans Affairs Central Office (VACO),
VHA, VHA Canteen, VHA Central
Office, Veteran Benefits Administration
(VBA), and National Cemetery
Administration (NCA) personnel.’’
Exemptions Promulgated for the
System is being modified to remove,
‘‘Under Title 5 U.S.C. 552a(k)(6), the
head of any agency may exempt any
system of records within the agency
from certain provisions of the Privacy
Act, if the system of records is testing
or examination material used solely to
determine individual qualifications for
appointment or promotion in the
Federal service the disclosure of which
would compromise the objectivity or
fairness of the testing or examination
process. The Talent Assessment Data
within the system of records is
considered examination material used
to determine if an employee has the
qualifications, leadership skills and
experience necessary to become a
Medical Center Director.
‘‘Based upon the foregoing, the
Secretary of Veterans Affairs has
exempted this system of records, to the
extent that it encompasses information
pertaining to criminal law enforcement
related activities from the following
provisions of the Privacy Act of 1974, as
permitted by 5 U.S.C. 552a(k)(6): 5
U.S.C. 552a(c)(3); 5 U.S.C. 552a(d)(1)
through (4); 5 U.S.C. 552a(e)(1); 5 U.S.C.
552a(e)(4)(G), (H) and (I); 5 U.S.C.
552a(f); 5 U.S.C. 552a(e)(4)(G), (H) and
(I); 5 U.S.C. 552a(f).
‘‘Reasons for exemptions: The
exemption of examination material in
this system of records is necessary to
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ensure candid and complete assessment
of individual qualifications for
appointment or promotion in VHA. The
disclosure of the Talent Assessment
Data would compromise the objectivity
of the examination for the individuals
and the willingness to provide full,
candid assessments by the reviewers.’’
This section is being removed as it was
inserted in error based on the
determination that the information in
question was not eligible to be
exempted under the Privacy Act.
Records Access Procedure is being
amended to remove current language
and replace with ‘‘Individuals seeking
information on the existence and
content of records in this system
pertaining to them should contact the
system manager in writing as indicated
above or may write, call or visit the VA
facility location where they are or were
employed or made contact. A request for
access to records must contain the
requester’s full name, address,
telephone number, be signed by the
requester, and describe the records
sought in sufficient detail to enable VA
personnel to locate them with a
reasonable amount of effort.’’
Contesting Records Procedures is
being amended to remove current
language and replace with ‘‘Individuals
seeking to contest or amend records in
this system pertaining to them should
contact the system manager in writing
as indicated above or may write, call or
visit the VA facility location where they
are or were employed or made contact.
A request to contest or amend records
must state clearly and concisely what
record is being contested, the reasons
for contesting it, and the proposed
amendment to the record.
Notification Procedure is being
amended to remove current language
and replace with ‘‘Generalized notice is
provided by the publication of this
notice. For specific notice, see Record
Access Procedure, above.
The Report of Intent to Amend a
System of Records Notice and an
advance copy of the system notice have
been sent to the appropriate
Congressional committees and to the
Director of the Office of Management
and Budget (OMB) as required by 5
U.S.C. 552a(r) (Privacy Act) and
guidelines issued by OMB (65 FR
77677), December 12, 2000.
Signing Authority
The Senior Agency Official for
Privacy, or designee, approved this
document and authorized the
undersigned to sign and submit the
document to the Office of the Federal
Register for publication electronically as
an official document of the Department
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of Veterans Affairs. Kurt D. DelBene,
Assistant Secretary for Information and
Technology and Chief Information
Officer, approved this document on May
10, 2023 for publication.
Dated: June 22, 2023.
Amy L. Rose,
Government Information Specialist, VA
Privacy Service, Office of Compliance, Risk
and Remediation, Office of Information and
Technology, Department of Veterans Affairs.
SYSTEM NAME AND NUMBER:
‘‘Veterans Health Administration
Human Capital Management—VA’’
(161VA10).
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Records are located at the Olin E.
Teague Veterans’ Center, 1901 Veterans
Memorial Drive, Temple, Texas 76504.
SYSTEM MANAGER(S):
Official responsible for policies and
procedures for the system is the
Program Director, Workforce
Management & Consulting, 55 N
Robinson Avenue, Suite 1010,
Oklahoma City, OK 73102. Telephone
number 405–552–4345 (this is not a tollfree number).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
38 U.S.C. 501(a).
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PURPOSE(S) OF THE SYSTEM:
The purpose of these records is used
for the management of VHA executive
and senior executive employees, as well
as employees in national programs, for
performance appraisal and bonus award
entries, bonus and appraisal
documentation storage, rank award and
type given, supervisory training status,
leadership and organization
development, and employee position
management. Records will support
pairing of learning and professional
growth services by internal coaches and
consultants to VA employees and
leaders. Reports for workforce
succession planning and analysis, VHA
supervisory training status and course
grade, bonus award dollar amounts per
executive and non-executive employees
are used by Performance Review Boards.
The creation and filling of human
resource positions, as well as data on
the tracking of employee actions and
assignments, is gathered for the purpose
of business processing and analysis.
Workgroups are developed for survey
use and data collection. Data that is
entered and stored may be extracted
from the database and used for other
applications.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
The records include information from
Veterans Affairs Central Office (VACO),
VHA, VHA Canteen, VHA Central
Office, Veteran Benefits Administration
(VBA), and National Cemetery
Administration (NCA) personnel.
CATEGORIES OF RECORDS IN THE SYSTEM:
The records may include information
related to people, work groups,
workforce, funding, leadership classes,
personal development plans,
supervisory levels, mentor and coach
roles and certifications, High
Performance Development Model,
senior executive information and
recruitment, Human Resources
automation, positions, organizations,
the Talent Assessment Data and
locations of VHA top management
positions. Central Office and Veterans
Integrated Service Network (VISN)
managers and staff, facility directors,
associate directors, chiefs of staff, and
other senior clinical and administrative
field managers’ positions are included.
The VHA Executive Management
Program consists of the functions that
fall under the purview of the VHA
Executive Resources Board and the VHA
Performance Review Board. Their
functions include executive
development, recruitment and
placement; organizational analysis;
succession planning; and performance
assessment and recognition. The
method used to collect this information
is a proprietary system using relational
technology. Information from this
database is joined and expanded with
information from the VHA executive
program processes (e.g., organization,
vacancies, recruitment efforts,
performance). This combination of
information is used in the
administration of the Executive
Resources Board and Performance
Review Board functions. The sharing
and development of information
involving executives and organizations
provide an effective means for
accomplishing the Executive Resources
Board and Performance Review Board
objectives. The following modules are in
VHA Leadership and Workforce
Development: VHA Leadership and
Workforce Development Home,
Performance, Workgroups, VA National
Database for Interns, Student
Educational Experience Program, High
Performance Development Model
Funding, Executive Career Field Career
Development Plan On-Line Application,
Technical Career Field Preceptor OnLine Application, Career Development
Plans, Workforce Planning, Class and
Program Management (includes:
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Graduate Healthcare Administration
Training Program, School at Work,
Leadership Effectiveness Accountability
Development, Technical Career Field,
Executive Career Field Candidate
Development Program, Senior Executive
Service Candidate Development
programs, Ethics, Professional
Development Plans, Supervisory
Training, Open Season (VHA Executive
Recruitment), WebHR (Web-based
Human Resource module), and Mentor
Coach Certification). VHA Leadership
and Workforce Development data
contains:
1. Employee data, including
Employee legal name, Social Security
Number, Veteran’s preference, Vietnam
Era Veteran, Retirement plan, Tenure,
Universal personal identification
number, Universal username, Sex,
Supervisory status, Supervisory training
status, Work contact information,
Facility, Network Identification, Home
contact information, Home of record
contact information, Assigned facility/
organization, Pay plan, Pay grade, Step,
Retirement eligibility, Union
membership, Leave balances, Program,
Credentials, Grievance, Disciplinary
actions, Third-party and other employee
actions, Work Setting status, Service
Type, Clinical position type, Coaching
preference, Performance standards and
Resume.
2. Employee position data, including
VHA Leadership and Workforce
Development position titles, High
Performance Development Management
ratings, Position requestor contact data,
Legal authority, Competitive Level, Fair
Labor Standards Act category, Drug
testing position indicator, Citizenship/
Residency status, English language
proficiency, Announcement status,
Vacancy status, Date job opened, Days
to open, Days to issue certificate, Date
job closed, Job type/Occupation series/
Grade, Pay plan, Work schedule,
Appropriation code, Cost center, Date
candidates referred, Date nomination
received, Date to Executive Resources
Board, Date credentials complete, Date
recruitment received, Position start and
end dates, Appointment start and end
dates, Position location (Location
complexity rating), Position reporting
official (Position status, Supervisory,
Bargaining unit, Senior executive pay
band), Level of supervisory
responsibility, Date of offer, Position
status change, Reason for change,
Position authorization data,
Announcement tracking data (location
and dates of actions), Area of
consideration, Number of applicants
(internal, external, not qualified),
Number interviewed, Applicant
outcome and notification, Selecting
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official, Re-announcement (Position
cancelations, Date fingerprinted,
Background check data, Physician
Comp Panel and Standards, Board data).
3. Bonus data, including Executive/
Senior Executive Service (Pay band and
band max pay, Proposed pay
adjustment, Proposed rating, Approved
rating, Approved bonus pay, Actual pay,
Rank award), Type, Previous year
nomination and award amount, Current
year nomination (Bonus pool total,
Local bonus funding amount, Form
Uploads), Appraisal, High level reviews,
Comments, Bonus justification, Rank
award nominations, Non-Executive
(each Fiscal Year) (Rating, Award
amount, Pay adjustment (Yes/No)).
4. Workgroups and Organizations,
including just under 100 codes—not job
occupation series codes—code
developed for the All-Employee Survey
(Agency selection, Veterans Affairs,
VHA, VBA, NCA), Agency networks,
Agency organizations, Formal and
informal name, Organization type,
Network, Physical location, Duty Code,
Complexity Level, Station number,
Workgroup supervisory designations,
Workgroup coordinator assignment,
Workgroup coordinator contact info.
5. Development Plans, including
Uploaded text document (Document
filled from template, Free text employee
documentation).
6. Funding, including Program
funding, Program funds available,
Reimbursement type, Appropriation
code, Fiscal contact name and phone,
Amount per employee, Fund control
point, Requested average salary,
Approved funds, Withdrawn funds,
Date funding sent, Approval funding
comments, Approved Full Time
Equivalents dollars, Cost center.
7. Career Programs, including
Program Eligibility criteria, Program
waiver, Program employee applied,
Class title, Program/Class year, School
name and state, Major, Anticipated
graduation date, Application status,
Employment history, Education history,
Competency data (application questions
and answers), Applicant endorsers,
Class administrator assignments,
Employee list per class, Program
completion status, Requested number of
student hires, Requested funding for
student salary, Student work schedule,
Number Full Time Equivalents
requested.
8. Workforce Planning (Annual
Corporate Office and VISNs), including
Planning team members, Strategic
direction, Historical analysis (Employee
reason to leave, Equal employment
opportunity category of employee),
Projected workforce-rational and issues,
Recruitment and Retention programs
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used, Leadership programs/activities
and participation, Workplace morale
assessment, Work plan comments.
9. Mentor and Coach Information,
including Mentor status, Coach status,
Core training (Courses, Date and
location, Training instructors, Training
history), Certification level, Education,
Biographical information, Availability,
Practical experience years, hours and
event.
10. Perseus Survey Software,
including Employee legal name, Last 4
of Social Security number, VISNs,
Facility/Office, Work Setting (Section/
Division/Campus/Product Line/Service/
Department), Occupation, Identification
of supervisory chain of command,
Identification of boss, Identification of
peer and subordinate relationships,
Demographic information (Gender, Age,
Race/National Origin, Tenure, Grade
Level), Data Input in Response to survey
questions (questionnaires which cover
the following types of topics as an
example:
Æ Assessment Inventories, such as 360
Assessments, WES/MBI Instruments
Æ Customer Satisfaction surveys/
evaluations (High Performance
Development Model, Health Care
Retention and Recruitment Office,
National Center for Organizational
Development, Delegated Examining
Units, Workforce Management and
Consulting Office)
Æ Organizational assessment
instruments such as Civility, Respect
and Engagement in the Workplace
Evaluation, VA Nursing Outcomes
Database Registered Nursing survey,
Education Inventories, Center for
Faith Based and Community
Initiatives Communications survey,
Aggressive Behavior Prevention
Survey, Integrated Ethics Workbook,
Methicillin Resistant Staphylococcus
Aureus, Office of Personal
Management All Employee Survey,
Exit/Entrance Surveys, Organizational
Climate Assessment Program surveys,
surveys for specific facilities/offices
Æ Program Assessments/Proficiency
surveys such as Technical Career
Field Return on Investment survey,
Supervisory Training Pre/Post Test
surveys, Human Resource Proficiency
Tracking survey
Æ Professional Assessment surveys such
as Executive Career Field Candidate/
Mentor questionnaires, Acting
Director/Senior Executive Service
applicant assessments
11. Program Management, including
Inquiry Status, Inquiry date, Enrollment
status, Enrollment date, Pairing status,
Open/closed status, Referral source,
Close reason, Survey status, Service
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start and end dates, Target group, Group
location, Organizational chart, Service
requested, Organizational opportunities/
challenges, Complaints, Barriers to
work, Signed agreement.
12. Service contact information,
including Contact dates, Contact time,
Contact type, Contact notes.
13. Development Assessments,
including Assessment type, Results and
summaries.
14. Employee Requesting Information,
including Leadership interests and
experiences, Number of direct reports,
Current role descriptors, Self-described
characteristics, Readiness for change,
Current and future role preferences and
Aspirations.
15. Credentialing Audio Recordings
and Transcripts, including Audio files.
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by VA’s employees
associated to VA Medical Centers, VA
Central Offices, VBA, NCA, VHA
Central Offices, VHA Canteen, VISNs
and facilities.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
1. Congress: To a Member of Congress
or staff acting upon the Member’s behalf
when the Member or staff requests the
information on behalf of, and at the
request of, the individual who is the
subject of the record.
2. National Archives and Records
Administration (NARA): To the NARA
in records management inspections
conducted under 44 U.S.C. 2904 and
2906, or other functions authorized by
laws and policies governing NARA
operations and VA records management
responsibilities.
3. DOJ, Litigation, Administrative
Proceeding: To the Department of
Justice (DoJ), or in a proceeding before
a court, adjudicative body, or other
administrative body before which VA is
authorized to appear, when:
(a) VA or any component thereof;
(b) Any VA employee in his or her
official capacity;
(c) Any VA employee in his or her
official capacity where DoJ has agreed to
represent the employee; or
(d) The United States, where VA
determines that litigation is likely to
affect the agency or any of its
components,
is a party to such proceedings or has an
interest in such proceedings, and VA
determines that use of such records is
relevant and necessary to the
proceedings.
4. Contractors: To contractors,
grantees, experts, consultants, students,
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and others performing or working on a
contract, service, grant, cooperative
agreement, or other assignment for VA,
when reasonably necessary to
accomplish an agency function related
to the records.
5. Law Enforcement: To a Federal,
state, local, territorial, tribal, or foreign
law enforcement authority or other
appropriate entity charged with the
responsibility of investigating or
prosecuting such violation or charged
with enforcing or implementing such
law, provided that the disclosure is
limited to information that, either alone
or in conjunction with other
information, indicates a violation or
potential violation of law, whether civil,
criminal, or regulatory in nature.
6. Federal Agencies, Fraud and
Abuse: To other Federal agencies to
assist such agencies in preventing and
detecting possible fraud or abuse by
individuals in their operations and
programs.
7. Data Breach Response and
Remediation, for VA: To appropriate
agencies, entities, and persons when (1)
VA suspects or has confirmed that there
has been a breach of the system of
records; (2) VA has determined that as
a result of the suspected or confirmed
breach there is a risk to individuals, VA
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, or persons is
reasonably necessary to assist in
connection with VA efforts to respond
to the suspected or confirmed breach or
to prevent, minimize, or remedy such
harm.
8. VA may disclose any audio files
and accompanying transcripts to
coaching credentialing entities for the
sole purpose of evaluation of a coach
who is applying for an advanced
coaching credential.
9. Data Breach Response and
Remediation, for Another Federal
Agency: To another Federal agency or
Federal entity, when VA determines
that information from this system of
records is reasonably necessary to assist
the recipient agency or entity in (1)
responding to a suspected or confirmed
breach or (2) preventing, minimizing, or
remedying the risk of harm to
individuals, the recipient agency or
entity (including its information
systems, programs, and operations), the
Federal Government, or national
security, resulting from a suspected or
confirmed breach.
10. Equal Employment Opportunity
Commission (EEOC): To EEOC in the
connection with investigations of
alleged or possible discriminatory
VerDate Sep<11>2014
18:48 Jun 27, 2023
Jkt 259001
practices, examination of Federal
affirmative employment programs, or
other functions of the Commission as
authorized by law.
11. Federal Labor Relations Authority
(FLRA): To the FLRA in connection
with: the investigation and resolution of
allegations of unfair labor practices, the
resolution of exceptions to arbitration
awards when a question of material fact
is raised; matters before the Federal
Service Impasses Panel; and the
investigation of representation petitions
and the conduct or supervision of
representation elections.
12. Merit Systems Protection Board
(MSPB): To a former VA employee or
contractor, as well as the authorized
representative of a current or former
employee or contractor of VA, in
proceedings before the MSPB in
connection with appeals, special studies
of the civil service and other merit
systems, review of rules and regulations,
investigation of alleged or possible
prohibited personnel practices, and
such other functions promulgated in 5
U.S.C. 1205 and 1206, or as otherwise
authorized by law.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records are maintained on servers at
the Olin E. Teague Veterans’ Center,
1901 Veterans Memorial Drive, Temple,
Texas 76504 and backup servers at
Cyxtera—CenturyLink Federal Site 322,
350 E Cermak, Chicago, IL 60616.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records in this system are retrieved
by name, social security number,
position number, organization number,
or other assigned identifiers of the
organizations, positions or individuals
on whom they are maintained.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
The records are disposed of in
accordance with GRS 5.2, Item 020.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
1. Access to and use of national
administrative databases, warehouses,
and data marts are limited to those
persons whose official duties require
such access, and VA has established
security procedures to ensure that
access is appropriately limited.
Information security officers and system
data stewards review and authorize data
access requests. VA regulates data
access with security software that
authenticates users and requires
individually unique codes and
passwords. VA requires information
security training for all staff and
PO 00000
Frm 00136
Fmt 4703
Sfmt 9990
42009
instructs staff on the responsibility each
person has for safeguarding data
confidentiality.
2. Physical access to computer rooms
housing national administrative
databases, warehouses, and data marts
is restricted to authorized staff and
protected by a variety of security
devices. Unauthorized employees,
contractors, and other staff are not
allowed in computer rooms.
3. Data transmissions between
operational systems and national
administrative databases, warehouses,
and data marts maintained by this
system of record are protected by stateof-the-art telecommunication software
and hardware. This may include
firewalls, intrusion detection devices,
encryption, and other security measures
necessary to safeguard data as it travels
across the Wide Area Network.
RECORD ACCESS PROCEDURES:
Individuals seeking information on
the existence and content of records in
this system pertaining to them should
contact the system manager in writing
as indicated above or may write, call or
visit the VA facility location where they
are or were employed or made contact.
A request for access to records must
contain the requester’s full name,
address, telephone number, be signed
by the requester, and describe the
records sought in sufficient detail to
enable VA personnel to locate them
with a reasonable amount of effort.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest or
amend records in this system pertaining
to them should contact the system
manager in writing as indicated above
or may write, call or visit the VA facility
location where they are or were
employed or made contact. A request to
contest or amend records must state
clearly and concisely what record is
being contested, the reasons for
contesting it, and the proposed
amendment to the record.
NOTIFICATION PROCEDURES:
Generalized notice is provided by the
publication of this notice. For specific
notice, see Record Access Procedure,
above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
75 FR 7651 (February 22, 2010), 83 FR
11297 (March 14, 2018).
[FR Doc. 2023–13681 Filed 6–27–23; 8:45 am]
BILLING CODE P
E:\FR\FM\28JNN1.SGM
28JNN1
Agencies
[Federal Register Volume 88, Number 123 (Wednesday, June 28, 2023)]
[Notices]
[Pages 42005-42009]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-13681]
=======================================================================
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DEPARTMENT OF VETERANS AFFAIRS
Privacy Act of 1974; System of Records
AGENCY: Veterans Health Administration (VHA), Department of Veterans
Affairs (VA).
ACTION: Notice of a modified system of records.
-----------------------------------------------------------------------
SUMMARY: Pursuant to the Privacy Act of 1974, notice is hereby given
that the VA is modifying the system of records titled ``Veterans Health
Administration Human Capital Management--VA'' (161VA10A2) as set forth
in the Federal Register. This system is used for the management of VHA
executive and senior executive employees, as well as employees in
national programs, for performance appraisal and bonus award entries,
bonus and appraisal documentation storage, rank award and type given,
supervisory training status, leadership and organization development,
and employee position management.
DATES: Comments on this modified system of records must be received no
later than 30 days after the date of publication in the Federal
Register. If no public comment is received during the period allowed
for comment or unless otherwise published in the Federal Register by
the VA, the modified system of records will become effective a minimum
of 30 days after the date of publication in the Federal Register. If VA
receives public comments, VA shall review the comments to determine
whether any changes to the notice are necessary.
ADDRESSES: Comments may be submitted through www.Regulations.gov or
mailed to VA Privacy Service, 810 Vermont Avenue NW, (005X6F),
Washington, DC 20420. Comments should indicate that they are submitted
in response to ``Veterans Health Administration Human Capital
Management--VA'' (161VA10A2). Comments received will be available at
regulations.gov for public viewing, inspection or copies.
FOR FURTHER INFORMATION CONTACT: Stephania Griffin, VHA Chief Privacy
Officer, Department of Veterans Affairs, 810 Vermont Avenue NW,
Washington, DC 20420; Telephone number 704-245-2492 (this is not a
toll-free number) or [email protected].
SUPPLEMENTARY INFORMATION: VA is amending the system of records by
revising the System Number; System Location; System Manager; Routine
Uses of Records Maintained in the
[[Page 42006]]
System; Policies and Practices for Storage of Records; Policies and
Practices for Retention and Disposal of Records; Categories of
Individuals Covered by the System; Exemptions Promulgated for the
System; Record Access Procedure; Contesting Records Procedures; and
Notification Procedure. VA is republishing the system notice in its
entirety.
The System Number is being updated from 161VA10A2 to 161VA10 to
reflect the current VHA organizational routing symbol.
The System Location is being modified to remove records being
maintained at the ``North Little Rock Campus, 2200 Fort Roots Drive,
Little Rock, Arkansas 72114.'' This section will now state that the
records are maintained at ``Olin E. Teague Veterans' Center, 1901
Veterans Memorial Drive, Temple, Texas 76504.''
The System Manager is being updated to remove ``Manager of the
Human Capital Systems and Services (HCSS), 55 North Robinson Avenue,
Suite 1010, Oklahoma City, OK 73102. Director of Events Division,
Employee Education System, #1 Jefferson Barracks Drive, Building 56,
St. Louis, MO 63125. Deputy Director of Events Division, Employee
Education System, #1 Jefferson Barracks Drive, Building 56, St. Louis,
MO 63125. Associate Director of Web Architecture, Employee Education
System, 2200 Fort Roots Drive, Building 11, North Little Rock, AR
72114.'' This section will now state that ``Official maintaining the
system is Program Director, Workforce Management & Consulting, 55 N
Robinson Avenue, Suite 1010, Oklahoma City, OK 73102. Telephone number
405-552-4345 (this is not a toll-free number).''
The language in Routine Uses of Records Maintained in the System is
being updated. The language will now state
3. DOJ, Litigation, Administrative Proceeding: To the Department of
Justice (DoJ), or in a proceeding before a court, adjudicative body, or
other administrative body before which VA is authorized to appear,
when:
(a) VA or any component thereof;
(b) Any VA employee in his or her official capacity;
(c) Any VA employee in his or her official capacity where DoJ has
agreed to represent the employee; or
(d) The United States, where VA determines that litigation is
likely to affect the agency or any of its components, is a party to
such proceedings or has an interest in such proceedings, and VA
determines that use of such records is relevant and necessary to the
proceedings.
Policies and Practices for Storage of Records is being modified to
remove ``Records maintained on the HPDM1 Server and VACIN Server and
backup servers in Little Rock, Arkansas and Cincinnati, Ohio.'' This
section will now state ``Records are maintained on servers at the Olin
E. Teague Veterans' Center, 1901 Veterans Memorial Drive, Temple, Texas
76504 and backup servers at Cyxtera--CenturyLink Federal Site 322, 350
E Cermak, Chicago, IL 60616.''
Policies and Practices for Retention and Disposal of Records is
being modified to remove ``The records disposed of in accordance with
General records 4.3, item 031.'' Since 4.3 has been superseded by
5.2.20 General Records Schedule (GRS), this section will now state
``Records are disposed of in accordance with General Records Schedule
(GRS) 5.2, Item 020.''
Categories of Records in the System is being modified to update
language as ``The records include information from Veterans Affairs
Central Office (VACO), VHA, VHA Canteen, VHA Central Office, Veteran
Benefits Administration (VBA), and National Cemetery Administration
(NCA) personnel.''
Exemptions Promulgated for the System is being modified to remove,
``Under Title 5 U.S.C. 552a(k)(6), the head of any agency may exempt
any system of records within the agency from certain provisions of the
Privacy Act, if the system of records is testing or examination
material used solely to determine individual qualifications for
appointment or promotion in the Federal service the disclosure of which
would compromise the objectivity or fairness of the testing or
examination process. The Talent Assessment Data within the system of
records is considered examination material used to determine if an
employee has the qualifications, leadership skills and experience
necessary to become a Medical Center Director.
``Based upon the foregoing, the Secretary of Veterans Affairs has
exempted this system of records, to the extent that it encompasses
information pertaining to criminal law enforcement related activities
from the following provisions of the Privacy Act of 1974, as permitted
by 5 U.S.C. 552a(k)(6): 5 U.S.C. 552a(c)(3); 5 U.S.C. 552a(d)(1)
through (4); 5 U.S.C. 552a(e)(1); 5 U.S.C. 552a(e)(4)(G), (H) and (I);
5 U.S.C. 552a(f); 5 U.S.C. 552a(e)(4)(G), (H) and (I); 5 U.S.C.
552a(f).
``Reasons for exemptions: The exemption of examination material in
this system of records is necessary to ensure candid and complete
assessment of individual qualifications for appointment or promotion in
VHA. The disclosure of the Talent Assessment Data would compromise the
objectivity of the examination for the individuals and the willingness
to provide full, candid assessments by the reviewers.'' This section is
being removed as it was inserted in error based on the determination
that the information in question was not eligible to be exempted under
the Privacy Act.
Records Access Procedure is being amended to remove current
language and replace with ``Individuals seeking information on the
existence and content of records in this system pertaining to them
should contact the system manager in writing as indicated above or may
write, call or visit the VA facility location where they are or were
employed or made contact. A request for access to records must contain
the requester's full name, address, telephone number, be signed by the
requester, and describe the records sought in sufficient detail to
enable VA personnel to locate them with a reasonable amount of
effort.''
Contesting Records Procedures is being amended to remove current
language and replace with ``Individuals seeking to contest or amend
records in this system pertaining to them should contact the system
manager in writing as indicated above or may write, call or visit the
VA facility location where they are or were employed or made contact. A
request to contest or amend records must state clearly and concisely
what record is being contested, the reasons for contesting it, and the
proposed amendment to the record.
Notification Procedure is being amended to remove current language
and replace with ``Generalized notice is provided by the publication of
this notice. For specific notice, see Record Access Procedure, above.
The Report of Intent to Amend a System of Records Notice and an
advance copy of the system notice have been sent to the appropriate
Congressional committees and to the Director of the Office of
Management and Budget (OMB) as required by 5 U.S.C. 552a(r) (Privacy
Act) and guidelines issued by OMB (65 FR 77677), December 12, 2000.
Signing Authority
The Senior Agency Official for Privacy, or designee, approved this
document and authorized the undersigned to sign and submit the document
to the Office of the Federal Register for publication electronically as
an official document of the Department
[[Page 42007]]
of Veterans Affairs. Kurt D. DelBene, Assistant Secretary for
Information and Technology and Chief Information Officer, approved this
document on May 10, 2023 for publication.
Dated: June 22, 2023.
Amy L. Rose,
Government Information Specialist, VA Privacy Service, Office of
Compliance, Risk and Remediation, Office of Information and Technology,
Department of Veterans Affairs.
SYSTEM NAME AND NUMBER:
``Veterans Health Administration Human Capital Management--VA''
(161VA10).
SECURITY CLASSIFICATION:
Unclassified.
SYSTEM LOCATION:
Records are located at the Olin E. Teague Veterans' Center, 1901
Veterans Memorial Drive, Temple, Texas 76504.
SYSTEM MANAGER(S):
Official responsible for policies and procedures for the system is
the Program Director, Workforce Management & Consulting, 55 N Robinson
Avenue, Suite 1010, Oklahoma City, OK 73102. Telephone number 405-552-
4345 (this is not a toll-free number).
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
38 U.S.C. 501(a).
PURPOSE(S) OF THE SYSTEM:
The purpose of these records is used for the management of VHA
executive and senior executive employees, as well as employees in
national programs, for performance appraisal and bonus award entries,
bonus and appraisal documentation storage, rank award and type given,
supervisory training status, leadership and organization development,
and employee position management. Records will support pairing of
learning and professional growth services by internal coaches and
consultants to VA employees and leaders. Reports for workforce
succession planning and analysis, VHA supervisory training status and
course grade, bonus award dollar amounts per executive and non-
executive employees are used by Performance Review Boards. The creation
and filling of human resource positions, as well as data on the
tracking of employee actions and assignments, is gathered for the
purpose of business processing and analysis.
Workgroups are developed for survey use and data collection. Data
that is entered and stored may be extracted from the database and used
for other applications.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
The records include information from Veterans Affairs Central
Office (VACO), VHA, VHA Canteen, VHA Central Office, Veteran Benefits
Administration (VBA), and National Cemetery Administration (NCA)
personnel.
CATEGORIES OF RECORDS IN THE SYSTEM:
The records may include information related to people, work groups,
workforce, funding, leadership classes, personal development plans,
supervisory levels, mentor and coach roles and certifications, High
Performance Development Model, senior executive information and
recruitment, Human Resources automation, positions, organizations, the
Talent Assessment Data and locations of VHA top management positions.
Central Office and Veterans Integrated Service Network (VISN) managers
and staff, facility directors, associate directors, chiefs of staff,
and other senior clinical and administrative field managers' positions
are included. The VHA Executive Management Program consists of the
functions that fall under the purview of the VHA Executive Resources
Board and the VHA Performance Review Board. Their functions include
executive development, recruitment and placement; organizational
analysis; succession planning; and performance assessment and
recognition. The method used to collect this information is a
proprietary system using relational technology. Information from this
database is joined and expanded with information from the VHA executive
program processes (e.g., organization, vacancies, recruitment efforts,
performance). This combination of information is used in the
administration of the Executive Resources Board and Performance Review
Board functions. The sharing and development of information involving
executives and organizations provide an effective means for
accomplishing the Executive Resources Board and Performance Review
Board objectives. The following modules are in VHA Leadership and
Workforce Development: VHA Leadership and Workforce Development Home,
Performance, Workgroups, VA National Database for Interns, Student
Educational Experience Program, High Performance Development Model
Funding, Executive Career Field Career Development Plan On-Line
Application, Technical Career Field Preceptor On-Line Application,
Career Development Plans, Workforce Planning, Class and Program
Management (includes: Graduate Healthcare Administration Training
Program, School at Work, Leadership Effectiveness Accountability
Development, Technical Career Field, Executive Career Field Candidate
Development Program, Senior Executive Service Candidate Development
programs, Ethics, Professional Development Plans, Supervisory Training,
Open Season (VHA Executive Recruitment), WebHR (Web-based Human
Resource module), and Mentor Coach Certification). VHA Leadership and
Workforce Development data contains:
1. Employee data, including Employee legal name, Social Security
Number, Veteran's preference, Vietnam Era Veteran, Retirement plan,
Tenure, Universal personal identification number, Universal username,
Sex, Supervisory status, Supervisory training status, Work contact
information, Facility, Network Identification, Home contact
information, Home of record contact information, Assigned facility/
organization, Pay plan, Pay grade, Step, Retirement eligibility, Union
membership, Leave balances, Program, Credentials, Grievance,
Disciplinary actions, Third-party and other employee actions, Work
Setting status, Service Type, Clinical position type, Coaching
preference, Performance standards and Resume.
2. Employee position data, including VHA Leadership and Workforce
Development position titles, High Performance Development Management
ratings, Position requestor contact data, Legal authority, Competitive
Level, Fair Labor Standards Act category, Drug testing position
indicator, Citizenship/Residency status, English language proficiency,
Announcement status, Vacancy status, Date job opened, Days to open,
Days to issue certificate, Date job closed, Job type/Occupation series/
Grade, Pay plan, Work schedule, Appropriation code, Cost center, Date
candidates referred, Date nomination received, Date to Executive
Resources Board, Date credentials complete, Date recruitment received,
Position start and end dates, Appointment start and end dates, Position
location (Location complexity rating), Position reporting official
(Position status, Supervisory, Bargaining unit, Senior executive pay
band), Level of supervisory responsibility, Date of offer, Position
status change, Reason for change, Position authorization data,
Announcement tracking data (location and dates of actions), Area of
consideration, Number of applicants (internal, external, not
qualified), Number interviewed, Applicant outcome and notification,
Selecting
[[Page 42008]]
official, Re-announcement (Position cancelations, Date fingerprinted,
Background check data, Physician Comp Panel and Standards, Board data).
3. Bonus data, including Executive/Senior Executive Service (Pay
band and band max pay, Proposed pay adjustment, Proposed rating,
Approved rating, Approved bonus pay, Actual pay, Rank award), Type,
Previous year nomination and award amount, Current year nomination
(Bonus pool total, Local bonus funding amount, Form Uploads),
Appraisal, High level reviews, Comments, Bonus justification, Rank
award nominations, Non-Executive (each Fiscal Year) (Rating, Award
amount, Pay adjustment (Yes/No)).
4. Workgroups and Organizations, including just under 100 codes--
not job occupation series codes--code developed for the All-Employee
Survey (Agency selection, Veterans Affairs, VHA, VBA, NCA), Agency
networks, Agency organizations, Formal and informal name, Organization
type, Network, Physical location, Duty Code, Complexity Level, Station
number, Workgroup supervisory designations, Workgroup coordinator
assignment, Workgroup coordinator contact info.
5. Development Plans, including Uploaded text document (Document
filled from template, Free text employee documentation).
6. Funding, including Program funding, Program funds available,
Reimbursement type, Appropriation code, Fiscal contact name and phone,
Amount per employee, Fund control point, Requested average salary,
Approved funds, Withdrawn funds, Date funding sent, Approval funding
comments, Approved Full Time Equivalents dollars, Cost center.
7. Career Programs, including Program Eligibility criteria, Program
waiver, Program employee applied, Class title, Program/Class year,
School name and state, Major, Anticipated graduation date, Application
status, Employment history, Education history, Competency data
(application questions and answers), Applicant endorsers, Class
administrator assignments, Employee list per class, Program completion
status, Requested number of student hires, Requested funding for
student salary, Student work schedule, Number Full Time Equivalents
requested.
8. Workforce Planning (Annual Corporate Office and VISNs),
including Planning team members, Strategic direction, Historical
analysis (Employee reason to leave, Equal employment opportunity
category of employee), Projected workforce-rational and issues,
Recruitment and Retention programs used, Leadership programs/activities
and participation, Workplace morale assessment, Work plan comments.
9. Mentor and Coach Information, including Mentor status, Coach
status, Core training (Courses, Date and location, Training
instructors, Training history), Certification level, Education,
Biographical information, Availability, Practical experience years,
hours and event.
10. Perseus Survey Software, including Employee legal name, Last 4
of Social Security number, VISNs, Facility/Office, Work Setting
(Section/Division/Campus/Product Line/Service/Department), Occupation,
Identification of supervisory chain of command, Identification of boss,
Identification of peer and subordinate relationships, Demographic
information (Gender, Age, Race/National Origin, Tenure, Grade Level),
Data Input in Response to survey questions (questionnaires which cover
the following types of topics as an example:
[cir] Assessment Inventories, such as 360 Assessments, WES/MBI
Instruments
[cir] Customer Satisfaction surveys/evaluations (High Performance
Development Model, Health Care Retention and Recruitment Office,
National Center for Organizational Development, Delegated Examining
Units, Workforce Management and Consulting Office)
[cir] Organizational assessment instruments such as Civility, Respect
and Engagement in the Workplace Evaluation, VA Nursing Outcomes
Database Registered Nursing survey, Education Inventories, Center for
Faith Based and Community Initiatives Communications survey, Aggressive
Behavior Prevention Survey, Integrated Ethics Workbook, Methicillin
Resistant Staphylococcus Aureus, Office of Personal Management All
Employee Survey, Exit/Entrance Surveys, Organizational Climate
Assessment Program surveys, surveys for specific facilities/offices
[cir] Program Assessments/Proficiency surveys such as Technical Career
Field Return on Investment survey, Supervisory Training Pre/Post Test
surveys, Human Resource Proficiency Tracking survey
[cir] Professional Assessment surveys such as Executive Career Field
Candidate/Mentor questionnaires, Acting Director/Senior Executive
Service applicant assessments
11. Program Management, including Inquiry Status, Inquiry date,
Enrollment status, Enrollment date, Pairing status, Open/closed status,
Referral source, Close reason, Survey status, Service start and end
dates, Target group, Group location, Organizational chart, Service
requested, Organizational opportunities/challenges, Complaints,
Barriers to work, Signed agreement.
12. Service contact information, including Contact dates, Contact
time, Contact type, Contact notes.
13. Development Assessments, including Assessment type, Results and
summaries.
14. Employee Requesting Information, including Leadership interests
and experiences, Number of direct reports, Current role descriptors,
Self-described characteristics, Readiness for change, Current and
future role preferences and Aspirations.
15. Credentialing Audio Recordings and Transcripts, including Audio
files.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by VA's employees
associated to VA Medical Centers, VA Central Offices, VBA, NCA, VHA
Central Offices, VHA Canteen, VISNs and facilities.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
1. Congress: To a Member of Congress or staff acting upon the
Member's behalf when the Member or staff requests the information on
behalf of, and at the request of, the individual who is the subject of
the record.
2. National Archives and Records Administration (NARA): To the NARA
in records management inspections conducted under 44 U.S.C. 2904 and
2906, or other functions authorized by laws and policies governing NARA
operations and VA records management responsibilities.
3. DOJ, Litigation, Administrative Proceeding: To the Department of
Justice (DoJ), or in a proceeding before a court, adjudicative body, or
other administrative body before which VA is authorized to appear,
when:
(a) VA or any component thereof;
(b) Any VA employee in his or her official capacity;
(c) Any VA employee in his or her official capacity where DoJ has
agreed to represent the employee; or
(d) The United States, where VA determines that litigation is
likely to affect the agency or any of its components,
is a party to such proceedings or has an interest in such proceedings,
and VA determines that use of such records is relevant and necessary to
the proceedings.
4. Contractors: To contractors, grantees, experts, consultants,
students,
[[Page 42009]]
and others performing or working on a contract, service, grant,
cooperative agreement, or other assignment for VA, when reasonably
necessary to accomplish an agency function related to the records.
5. Law Enforcement: To a Federal, state, local, territorial,
tribal, or foreign law enforcement authority or other appropriate
entity charged with the responsibility of investigating or prosecuting
such violation or charged with enforcing or implementing such law,
provided that the disclosure is limited to information that, either
alone or in conjunction with other information, indicates a violation
or potential violation of law, whether civil, criminal, or regulatory
in nature.
6. Federal Agencies, Fraud and Abuse: To other Federal agencies to
assist such agencies in preventing and detecting possible fraud or
abuse by individuals in their operations and programs.
7. Data Breach Response and Remediation, for VA: To appropriate
agencies, entities, and persons when (1) VA suspects or has confirmed
that there has been a breach of the system of records; (2) VA has
determined that as a result of the suspected or confirmed breach there
is a risk to individuals, VA (including its information systems,
programs, and operations), the Federal Government, or national
security; and (3) the disclosure made to such agencies, entities, or
persons is reasonably necessary to assist in connection with VA efforts
to respond to the suspected or confirmed breach or to prevent,
minimize, or remedy such harm.
8. VA may disclose any audio files and accompanying transcripts to
coaching credentialing entities for the sole purpose of evaluation of a
coach who is applying for an advanced coaching credential.
9. Data Breach Response and Remediation, for Another Federal
Agency: To another Federal agency or Federal entity, when VA determines
that information from this system of records is reasonably necessary to
assist the recipient agency or entity in (1) responding to a suspected
or confirmed breach or (2) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach.
10. Equal Employment Opportunity Commission (EEOC): To EEOC in the
connection with investigations of alleged or possible discriminatory
practices, examination of Federal affirmative employment programs, or
other functions of the Commission as authorized by law.
11. Federal Labor Relations Authority (FLRA): To the FLRA in
connection with: the investigation and resolution of allegations of
unfair labor practices, the resolution of exceptions to arbitration
awards when a question of material fact is raised; matters before the
Federal Service Impasses Panel; and the investigation of representation
petitions and the conduct or supervision of representation elections.
12. Merit Systems Protection Board (MSPB): To a former VA employee
or contractor, as well as the authorized representative of a current or
former employee or contractor of VA, in proceedings before the MSPB in
connection with appeals, special studies of the civil service and other
merit systems, review of rules and regulations, investigation of
alleged or possible prohibited personnel practices, and such other
functions promulgated in 5 U.S.C. 1205 and 1206, or as otherwise
authorized by law.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are maintained on servers at the Olin E. Teague Veterans'
Center, 1901 Veterans Memorial Drive, Temple, Texas 76504 and backup
servers at Cyxtera--CenturyLink Federal Site 322, 350 E Cermak,
Chicago, IL 60616.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records in this system are retrieved by name, social security
number, position number, organization number, or other assigned
identifiers of the organizations, positions or individuals on whom they
are maintained.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
The records are disposed of in accordance with GRS 5.2, Item 020.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
1. Access to and use of national administrative databases,
warehouses, and data marts are limited to those persons whose official
duties require such access, and VA has established security procedures
to ensure that access is appropriately limited. Information security
officers and system data stewards review and authorize data access
requests. VA regulates data access with security software that
authenticates users and requires individually unique codes and
passwords. VA requires information security training for all staff and
instructs staff on the responsibility each person has for safeguarding
data confidentiality.
2. Physical access to computer rooms housing national
administrative databases, warehouses, and data marts is restricted to
authorized staff and protected by a variety of security devices.
Unauthorized employees, contractors, and other staff are not allowed in
computer rooms.
3. Data transmissions between operational systems and national
administrative databases, warehouses, and data marts maintained by this
system of record are protected by state-of-the-art telecommunication
software and hardware. This may include firewalls, intrusion detection
devices, encryption, and other security measures necessary to safeguard
data as it travels across the Wide Area Network.
RECORD ACCESS PROCEDURES:
Individuals seeking information on the existence and content of
records in this system pertaining to them should contact the system
manager in writing as indicated above or may write, call or visit the
VA facility location where they are or were employed or made contact. A
request for access to records must contain the requester's full name,
address, telephone number, be signed by the requester, and describe the
records sought in sufficient detail to enable VA personnel to locate
them with a reasonable amount of effort.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest or amend records in this system
pertaining to them should contact the system manager in writing as
indicated above or may write, call or visit the VA facility location
where they are or were employed or made contact. A request to contest
or amend records must state clearly and concisely what record is being
contested, the reasons for contesting it, and the proposed amendment to
the record.
NOTIFICATION PROCEDURES:
Generalized notice is provided by the publication of this notice.
For specific notice, see Record Access Procedure, above.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
75 FR 7651 (February 22, 2010), 83 FR 11297 (March 14, 2018).
[FR Doc. 2023-13681 Filed 6-27-23; 8:45 am]
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