Revising Spectrum Sharing Rules for Non-Geostationary Orbit, Fixed-Satellite Service Systems, 39783-39793 [2023-12803]
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39783
Federal Register / Vol. 88, No. 117 / Tuesday, June 20, 2023 / Rules and Regulations
upland at 6 ppm from paragraph (a) of
40 CFR 180.668 because they expired on
January 24, 2020. Additionally, EPA is
removing the time-limited tolerances for
residues of sulfoxaflor in or on sorghum,
forage at 0.4 ppm; sorghum, grain at 0.3
ppm; and sorghum, stover at 0.9 ppm
from paragraph (b) of 40 CFR 180.668
because they expired on December 31,
2020.
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V. Conclusion
Therefore, a tolerance is established
for residues of sulfoxaflor in or on
coffee, green bean at 0.3 ppm. In
addition, EPA is removing the expired
general tolerances for residues of
sulfoxaflor in or on arugula at 6 ppm;
cress, garden at 6 ppm; and cress,
upland at 6 ppm and the expired timelimited tolerances for residues of
sulfoxaflor in or on sorghum, forage at
0.4 ppm; sorghum, grain at 0.3 ppm; and
sorghum, stover at 0.9 ppm.
VI. Statutory and Executive Order
Reviews
This action establishes a tolerance
under FFDCA section 408(d) in
response to a petition submitted to the
Agency. The Office of Management and
Budget (OMB) has exempted these types
of actions from review under Executive
Order 12866, entitled ‘‘Regulatory
Planning and Review’’ (58 FR 51735,
October 4, 1993). Because this action
has been exempted from review under
Executive Order 12866, this action is
not subject to Executive Order 13211,
entitled ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use’’ (66
FR 28355, May 22, 2001), or to
Executive Order 13045, entitled
‘‘Protection of Children from
Environmental Health Risks and Safety
Risks’’ (62 FR 19885, April 23, 1997).
This action does not contain any
information collections subject to OMB
approval under the Paperwork
Reduction Act (PRA) (44 U.S.C. 3501 et
seq.), nor does it require any special
considerations under Executive Order
12898, entitled ‘‘Federal Actions to
Address Environmental Justice in
Minority Populations and Low-Income
Populations’’ (59 FR 7629, February 16,
1994).
Since tolerances and exemptions that
are established on the basis of a petition
under FFDCA section 408(d), such as
the tolerance in this final rule, do not
require the issuance of a proposed rule,
the requirements of the Regulatory
Flexibility Act (RFA) (5 U.S.C. 601 et
seq.), do not apply.
This action directly regulates growers,
food processors, food handlers, and food
retailers, not States or Tribes, nor does
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15:47 Jun 16, 2023
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this action alter the relationships or
distribution of power and
responsibilities established by Congress
in the preemption provisions of FFDCA
section 408(n)(4). As such, the Agency
has determined that this action will not
have a substantial direct effect on States
or Tribal Governments, on the
relationship between the National
Government and the States or Tribal
Governments, or on the distribution of
power and responsibilities among the
various levels of government or between
the Federal Government and Indian
Tribes. Thus, the Agency has
determined that Executive Order 13132,
entitled ‘‘Federalism’’ (64 FR 43255,
August 10, 1999) and Executive Order
13175, entitled ‘‘Consultation and
Coordination with Indian Tribal
Governments’’ (65 FR 67249, November
9, 2000) do not apply to this action. In
addition, this action does not impose
any enforceable duty or contain any
unfunded mandate as described under
Title II of the Unfunded Mandates
Reform Act (UMRA) (2 U.S.C. 1501 et
seq.).
This action does not involve any
technical standards that would require
Agency consideration of voluntary
consensus standards pursuant to section
12(d) of the National Technology
Transfer and Advancement Act
(NTTAA) (15 U.S.C. 272 note).
VII. Congressional Review Act
Pursuant to the Congressional Review
Act (5 U.S.C. 801 et seq.), EPA will
submit a report containing this rule and
other required information to the U.S.
Senate, the U.S. House of
Representatives, and the Comptroller
General of the United States prior to
publication of the rule in the Federal
Register. This action is not a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2).
List of Subjects in 40 CFR Part 180
Environmental protection,
Administrative practice and procedure,
Agricultural commodities, Pesticides,
and pests, Reporting and recordkeeping
requirements.
Dated: June 9, 2023.
Charles Smith,
Director, Registration Division, Office of
Pesticide Programs.
Therefore, for the reasons stated in the
preamble, EPA is amending 40 CFR
chapter 1 as follows:
PART 180—TOLERANCES AND
EXEMPTIONS FOR PESTICIDE
CHEMICAL RESIDUES IN FOOD
1. The authority citation for part 180
continues to read as follows:
■
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Authority: 21 U.S.C. 321(q), 346a and 371.
2. In § 180.668:
a. Amend the table in paragraph (a)
by:
■ i. Adding a heading for the table.
■ ii. Removing the entry for ‘‘Arugula 1’’.
■ iii. Adding alphabetically the
commodity ‘‘Coffee, green bean’’.
■ iv. Removing the entries for ‘‘Cress,
garden 1’’ and ‘‘Cress, upland 1’’.
■ v. Revising footnote 1.
■ b. Remove and reserve paragraph (b).
The additions read as follows:
■
■
§ 180.668 Sulfoxaflor; tolerances for
residues.
*
*
*
*
*
TABLE 1 TO PARAGRAPH (a)
Commodity
Parts per million
*
*
*
Coffee, green bean 1 ...... 0.3
*
*
1 There
*
*
*
*
*
are no U.S. registrations as of June 20,
2023.
*
(b) [Reserved]
*
*
*
*
[FR Doc. 2023–12720 Filed 6–16–23; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 25
[IB Docket No. 21–456; FCC 23–29; FR ID
147653]
Revising Spectrum Sharing Rules for
Non-Geostationary Orbit, FixedSatellite Service Systems
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communications Commission
(Commission or we) revises its rules
governing spectrum sharing among a
new generation of broadband satellite
constellations to promote market entry,
regulatory certainty, and spectrum
efficiency. The Commission adopts
rules clarifying protection obligations
between non-geostationary satellite
orbit, fixed-satellite service (NGSO FSS)
systems authorized through different
processing rounds, subjects those
protections to a sunset period, and
requires all NGSO FSS operators
licensed or granted market access in the
United States to coordinate with each
other in good faith.
DATES: Effective July 20, 2023, except
for the amendment to § 25.261 in
SUMMARY:
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amendatory instruction 4, which is
delayed indefinitely. The Commission
will publish a document in the Federal
Register announcing the effective date
of § 25.261 in instruction 4.
FOR FURTHER INFORMATION CONTACT:
Clay
DeCell, 202–418–0803.
This is a
summary of the Commission’s Report
and Order, FCC 23–29, adopted April
20, 2023, and released April 21, 2023.
The full text is available online at
https://docs.fcc.gov/public/
attachments/FCC-23-29A1.pdf. The
document is also available for
inspection and copying during business
hours in the FCC Reference Center, 45
L Street NE, Washington, DC 20554. To
request materials in accessible formats
for people with disabilities, send an
email to FCC504@fcc.gov or call the
Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
SUPPLEMENTARY INFORMATION:
Procedural Matters
Regulatory Flexibility Analysis
The Regulatory Flexibility Act of
1980, as amended (RFA), requires that
an agency prepare a regulatory
flexibility analysis for notice and
comment rulemakings, unless the
agency certifies that ‘‘the rule will not,
if promulgated, have a significant
economic impact on a substantial
number of small entities.’’ Accordingly,
we have prepared a Final Regulatory
Flexibility Analysis (FRFA) concerning
the possible impact of the rule changes
contained in this document on small
entities. The FRFA is set forth in
Section IV below.
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Paperwork Reduction Act
This document contains new or
modified information collection
requirements subject to the Paperwork
Reduction Act of 1995 (PRA), Public
Law 104–13. It will be submitted to the
Office of Management and Budget
(OMB) for review under Section 3507(d)
of the PRA. OMB, other Federal
agencies, and the general public will be
invited to comment on the modified
information collection requirements
contained in this document.
In this document, we have assessed
the effects of requiring later-round
NGSO FSS grantees to submit
compatibility showings with respect to
earlier-round grantees with whom
coordination has not yet been reached.
We find that doing so will serve the
public interest and is unlikely to
directly affect businesses with fewer
than 25 employees.
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Congressional Review Act
The Commission has determined, and
the Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget,
concurs that this rule is ‘‘non-major’’
under the Congressional Review Act, 5
U.S.C. 804(2). The Commission will
send a copy of the Report and Order to
Congress and the Government
Accountability Office pursuant to 5
U.S.C. 801(a)(1)(A).
Synopsis
I. Introduction
1. In this document, we revise
Commission rules governing spectrum
sharing among a new generation of
broadband satellite constellations to
promote market entry, regulatory
certainty, and spectrum efficiency
through good-faith coordination.
Specifically, we adopt rules clarifying
protection obligations between nongeostationary satellite orbit, fixedsatellite service (NGSO FSS) systems
authorized through different processing
rounds by using a degraded throughput
methodology, and subject those
protections to a sunset period. After the
sunset period, new entrants authorized
in later processing rounds will share
spectrum on an equal basis with earlierround incumbents. We also clarify that
all NGSO FSS operators licensed or
granted market access in the United
States must coordinate with each other
in good faith, regardless of their
processing round status, and we explain
our expectations for information sharing
during this good-faith coordination.
This document will continue the
Commission’s efforts to promote
development and competition in
broadband NGSO satellite services made
possible by the new space age.
II. Background
2. This proceeding continues the
Commission’s recent efforts to update
and refine its rules governing NGSO
FSS systems. Constellations of NGSO
FSS satellites traveling in low- and
medium-Earth orbit may provide
broadband services to industry,
enterprise, and residential customers
with lower latency and wider coverage
than has previously been available via
satellite. The number of applications
filed in recent years for NGSO FSS
system authorizations, and the number
of satellites launched, are
unprecedented.
3. Processing Round Procedure
Overview. Applications for NGSO FSS
system licenses and petitions for
declaratory ruling seeking U.S. market
access for non-U.S.-licensed NGSO FSS
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systems are considered in groups based
on filing date, under a processing round
procedure. Pursuant to the
Commission’s rules, a license
application for ‘‘NGSO-like’’ satellite
operation, including operation of an
NGSO FSS system, that satisfies the
acceptability for filing requirements is
reviewed to determine whether it is a
‘‘competing application’’ or a ‘‘lead
application.’’ A competing application
is one filed in response to a public
notice initiating a processing round.
Any other application is a lead
application. Competing applications are
placed on public notice to provide
interested parties an opportunity to file
pleadings in response to the application.
Lead applications are also placed on
public notice. The public notice for a
lead application initiates a processing
round, establishes a cut-off date for
competing NGSO-like satellite system
applications, and provides interested
parties an opportunity to file pleadings
in response to the application.
4. The Commission reviews each
application in the processing round and
all the pleadings filed in response to
each application. Based upon this
review and consideration of such other
matters as it may officially notice, the
Commission will grant all the
applications for which the Commission
finds that the applicant is legally,
technically, and otherwise qualified,
that the proposed facilities and
operations comply with all applicable
rules, regulations, and policies, and that
grant of the application will serve the
public interest, convenience and
necessity. The Commission will deny
the other applications.
5. NGSO FSS System Spectrum
Sharing Overview. The Commission has
adopted rules for spectrum sharing
among NGSO FSS systems. NGSO FSS
space station applications granted with
a condition to abide by these sharing
rules are exempt from frequency band
segmentation procedures that otherwise
apply to applications for NGSO-like
satellite operation. Instead, NGSO FSS
operators must coordinate with one
another in good faith the use of
commonly authorized frequencies. If
two or more NGSO FSS satellite systems
fail to complete coordination, a default
spectrum-splitting procedure applies.
6. Under the default spectrumsplitting procedure, whenever the
percentage increase in system noise
temperature of an earth station receiver,
or a space station receiver for a satellite
with on-board processing, of either
system, DT/T, exceeds 6% due to
interference from emissions originating
in the other system in a commonly
authorized frequency band, such
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frequency band will be divided among
the affected satellite networks (i.e.,
individual links) in accordance with the
following: (1) Each of n (number of)
satellite networks involved must select
1/n of the assigned spectrum available
in each of these frequency bands; (2) the
affected station(s) of the respective
satellite systems may operate in only the
selected (1/n) spectrum associated with
its satellite system while the DT/T of 6%
threshold is exceeded; and (3) all
affected station(s) may resume
operations throughout the assigned
frequency bands once the DT/T of 6%
threshold is no longer exceeded. The
spectrum selection order for each
satellite network is determined by the
date that the first space station in each
satellite system is launched and capable
of operating in the frequency band
under consideration.
7. In the NGSO FSS Report and Order,
the Commission stated that it will
‘‘initially limit’’ sharing under the DT/
T of 6% threshold to qualified
applicants in a processing round. The
Commission explained that treatment of
later applicants would be case-by-case
based on the situation at the time and
considering both the need to protect
existing expectations and investments
and provide for additional entry, as well
as any comments filed by incumbent
operators and reasoning presented by
the new applicant.
8. NPRM. The NPRM sought comment
on rule changes that would clarify the
relative obligations between NGSO FSS
systems approved in different
processing rounds. Specifically, the
Commission proposed to limit the
existing NGSO FSS spectrum-splitting
procedure in section 25.261 to those
systems approved in the same
processing round, and to require
systems approved in a later processing
round to coordinate with, or
demonstrate they will protect, earlierround systems. The Commission invited
comment on how to quantify interround protection and whether it should
sunset after a period of time. The
Commission also proposed to require all
NGSO FSS grantees, regardless of their
processing round status, to coordinate
with each other in good faith and sought
comment on specific information
sharing obligations that could facilitate
operator-to-operator coordination. In
response to the NPRM, seventeen
comments, fifteen reply comments, and
numerous ex partes were filed.
III. Discussion
9. After review of the record, we
adopt rule changes that will promote
market entry, regulatory certainty, and
spectrum efficiency among a new
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generation of broadband NGSO satellite
constellations. Specifically, we adopt
three proposals in the NPRM that
received broad support: (1) limiting the
default spectrum-splitting procedure in
section 25.261 to NGSO FSS systems
approved in the same processing round,
before sunsetting; (2) requiring NGSO
FSS systems approved in a later
processing round to coordinate with, or
demonstrate they will protect, earlierround systems; and (3) requiring all
NGSO FSS grantees to coordinate with
each other in good faith. We also
address three issues that produced a
diverse record. After reviewing the
proposed options for inter-round
protection, we conclude that an
interference analysis based on a
degraded throughput methodology
offers the most technically promising
path for NGSO FSS inter-round sharing
and require later-round systems to use
such a methodology when
demonstrating that they will protect
earlier-round systems. On information
sharing requirements, we clarify our
expectations as to the necessary
exchanges of information that will take
place as part of the universal NGSO FSS
good-faith coordination requirement we
are adopting in this Order. We also
conclude that protection of earlierround NGSO FSS systems must ensure
a stable environment for continued
service and investment but should not
hinder later-round systems indefinitely.
Accordingly, we adopt a sunsetting
provision. NGSO FSS systems will be
entitled to protection from systems
approved in a subsequent processing
round until ten years after the first
authorization or market access grant in
that subsequent processing round. After
that date, all systems in both processing
rounds will be treated on an equal basis
with respect to spectrum sharing in the
absence of a coordination agreement,
and the default spectrum-splitting
procedure in section 25.261 will also
apply between systems in the two
rounds. Finally, we apply the rule
changes adopted in this final rule to all
current NGSO FSS licensees and market
access grantees as well as pending and
future applicants and petitioners.
A. Limiting the Default SpectrumSplitting Procedure to Systems
Approved Through the Same Processing
Round, Before Sunsetting
10. In the NPRM, the Commission
noted that, while it stated in the 2017
NGSO FSS Report and Order that it
would ‘‘initially limit’’ the default
spectrum-splitting procedure in section
25.261 to qualified NGSO FSS
applicants in the same processing
round, there is no such limitation in the
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39785
current rule text. Nonetheless, recent
NGSO FSS system licenses and grants of
market access have included a
requirement to apply the spectrumsplitting procedure only among NGSO
FSS systems approved within the same
processing round. To provide greater
regulatory certainty, the Commission
proposed to codify this limitation.
Doing so would eliminate general ‘‘caseby-case’’ consideration of how to treat
later NGSO FSS applicants relative to
approved systems, except when
considering waiver requests.
11. Commenters broadly welcome the
Commission’s proposal, which we adopt
to provide greater regulatory stability
and predictability to NGSO FSS
operators as they deploy their initial
constellations, subject to the sunsetting
provision described below. The purpose
of the Commission’s recent NGSO FSS
processing rounds has been to establish
a sharing environment among
authorized systems to provide a
measure of certainty in lieu of adopting
an open-ended requirement to
accommodate all future applicants.
NGSO FSS operators have planned,
invested, and begun deploying
thousands of satellites in their initial
constellations based in part on their
assessment of the specific
characteristics of other participants in
their processing round, which allows
them to estimate the amount of
spectrum likely to be available during a
situation governed by the spectrumsplitting procedure. Limiting the
spectrum-splitting procedure to systems
approved within the same processing
round is therefore an important element
of regulatory stability for NGSO FSS
grantees as they deploy their initial
constellations, reflected in the licensing
decisions taken under the current, caseby-case approach. Over time, this
anticipated NGSO FSS sharing
environment will change as system
authorizations granted in the same
processing round are surrendered or not
ultimately built out, new entrants are
approved in later processing rounds and
coordinate with existing systems, and
operators’ own system designs are
updated for later-generation
constellations. Therefore, while we do
expect that the need for the stability and
predictability offered by limiting the
default spectrum-splitting procedure to
systems approved through the same
processing round will diminish over
time and should be counterbalanced
with the benefits of promoting new
entry, as addressed through the
sunsetting provision discussed below,
we conclude that the establishment of
an initial sharing environment will
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promote the development of NGSO FSS
systems.
12. While no commenter suggests the
Commission grant every new NGSO FSS
application filed after a processing
round cut-off date on an equal basis
with applications filed within the
processing round, some parties
nonetheless encourage the Commission
to retain discretion when considering
later-filed NGSO FSS applications. We
always retain such discretion in the
context of a rule waiver upon a finding
of good cause, although we expect such
circumstances to be rare. We believe the
waiver standard is the appropriate
threshold for considering whether an
NGSO FSS application submitted after a
relevant processing round cut-off date
should be treated as if it had been filed
within the processing round window
and therefore given equal access to
spectrum, through the default spectrumsplitting procedure, with timely filed
applications.
B. Protection of Earlier-Round Systems
From Later-Round Systems
13. Another important element of
regulatory stability for NGSO FSS
grantees is the knowledge that they will
be protected from harmful interference
that might be caused by later-authorized
systems. In the NPRM, the Commission
proposed to codify an inter-round
protection requirement consistent with
licensing decisions. The rule would
require that, prior to commencing
operations, an NGSO FSS licensee or
market access recipient must either
certify that it has completed a
coordination agreement with any
operational NGSO FSS system licensed
or granted U.S. market access in an
earlier processing round, or demonstrate
that it will not cause harmful
interference to any such system with
which coordination has not been
completed.
14. Commenters broadly support, and
none oppose, a requirement for laterround NGSO FSS grantees to protect
earlier-round grantees, which we adopt
herein. As explained in the NPRM, the
protection of an NGSO FSS system from
systems approved through a subsequent
processing round goes to the heart of the
stability of interference environment the
Commission intended to create through
use of the processing round procedure.
Accordingly, to clarify the obligations of
later-round grantees and to provide
greater regulatory certainty, we codify a
requirement that, prior to commencing
operations, an NGSO FSS licensee or
market access recipient must either
submit in the International
Communications Filing System (ICFS) a
certification that it has completed a
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coordination agreement with any
operational NGSO FSS system licensed
or granted U.S. market access in an
earlier processing round, or submit for
Commission approval a showing that it
will not cause harmful interference to
any such system with which
coordination has not been completed. If
an earlier-round system becomes
operational after a later-round system
has commenced operations, the laterround licensee or market access
recipient must submit a certification of
coordination or a compatibility showing
with respect to the earlier-round system
no later than 60 days after the earlierround system commences operations as
notified under section 25.121(b) or
otherwise. Notices of commencement of
operations for NGSO FSS systems
subject to section 25.261 will be placed
on public notice as informative to
facilitate the filing of these certifications
and showings. Compatibility showings
will be placed on public notice for
comment by interested parties before
action by the Commission. Further, to
address the possibility that a later-round
system may need to significantly limit
its operations to protect a large,
planned, earlier-round system of which
only one or a few satellites have been
launched and are operating, we will
allow later-round systems to operate on
an unprotected, non-interference basis
with respect to an earlier-round system
after they have submitted a required
compatibility showing for the earlierround system and while it remains
pending with the Commission. By
requiring this technical showing before
operations on a non-interference basis
may begin, we will allow the affected
earlier-round operator, and any other
interested parties, to provide the
Commission with their views on the
sufficiency of the showing. At the same
time, we guard against an incentive for
earlier-round grantees to use
Commission processes to delay service
by the later-round system by vigorously
opposing all compatibility showings by
grantees that have not yet completed
coordination with them.
C. Level of Protection for Earlier-Round
Systems
15. The NPRM identified three
principal methods, suggested by
satellite operators, by which the
Commission could quantify a required
level of protection for earlier-round
NGSO FSS systems from later-round
systems or otherwise ensure their
compatible operations. First, the
Commission could develop and adopt
an interference-to-noise (I/N) limit. The
I/N limit could incorporate a standard
reference antenna mask and standard
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noise temperature and specify a
percentage of time during which the
limit may be exceeded. Applicants in a
later processing round could be required
to demonstrate that their proposed
systems would comply with the I/N
limit based on a probabilistic analysis.
Second, the Commission could adopt
interference protection criteria based
upon the percentage of degraded
throughput experienced by the earlierround NGSO FSS system. A degraded
throughput method would recognize
that most, if not all, modern NGSO
systems will use adaptive coding and
modulation (ACM) and may be designed
to meet performance objectives stated as
either the packet error ratio or the
spectral efficiency (bit/s/Hz) as a
function of carrier-to-noise ratio (C/N).
Satellite systems using ACM can
maintain a satellite connection despite
signal degradation, but at lower
throughput rates. Third, the
Commission could adopt a modified
spectrum-splitting procedure for interround sharing. Under this option, when
a 6% DT/T threshold is passed, the
earlier-round system would be entitled
to use 75% of the commonly authorized
spectrum and the later-round system
25% of the available spectrum, instead
of the 50%/50% split applicable to
NGSO FSS systems approved through
the same processing round.
16. Commenters are divided on their
preference for an I/N limit, a degraded
throughput methodology, or a modified
band-splitting option. Supporters of an
I/N limit argue that it is easily
administrable, familiar to operational
NGSO systems engaged in coordination,
and less susceptible to misapplication
based on subjective carrier
characteristics. Commenters that favor a
degraded throughput methodology note
that it takes into account the design and
objectives of modern NGSO systems,
including the use of ACM. Proponents
of a modified band-splitting option
argue that it would encourage both
parties to coordinate because both
would have to reduce their spectrum
use when the interference trigger is
reached. Several commenters request
the Commission seek further comment
on the development of an inter-round
protection criteria before it is adopted,
and specifically argue that no reference
values currently exist for quantifying
proposed new criteria.
17. After review of the record in
response to the NPRM, we believe that
pursuing a degraded throughput
approach to quantify the level of
protection for earlier-round systems
from later-round systems is the most
technically promising option as it
would account for the realities of
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modern NGSO systems and be based on
a key design consideration for such
systems. As they transit through the
view of an earth station, NGSO satellites
operate across a range of path distances,
elevation angles, and antenna scan
angles. Atmospheric conditions, such as
rain attenuation, can also cause link
degradations and outages, especially in
higher frequency bands and modern
NGSO systems use ACM, uplink and
downlink power control, and network
protocols to provide continuous data
services in the face of these varying
environmental effects. A degraded
throughput methodology would
recognize that the mechanisms NGSO
FSS systems use to tolerate signal
degradation due to path-loss changes
and link outages due to weather effects,
and would also provide resilience to
certain interference from other NGSO
FSS systems. Further, degraded
throughput analyses submitted on the
record demonstrate that the analysis can
be performed using widely available
satellite system operational information,
such as contained in an ITU filing or
Commission space station application,
and is not unduly difficult to perform.
With respect to the issues of potential
synchronization loss and taking into
account GSO interference and aggregate
interference from multiple NGSO FSS
constellations, these will be explored
through the Further Notice of Proposed
Rulemaking and can be addressed
within the framework of a degraded
throughput methodology. Accordingly,
we will require an NGSO FSS licensee
or market access recipient that has not
yet reached a coordination agreement
with an earlier-round system to use a
degraded throughput methodology in its
demonstration that it will protect
earlier-round systems.
18. In contrast, we are concerned that
adopting an I/N limit for the protection
of earlier-round systems, rather than as
a band-splitting trigger for systems in
the same processing round, may
overprotect earlier-round systems by not
taking into account ACM and other
methods used by modern NGSO systems
to tolerate certain amounts of
interference while continuing to provide
reliable service to consumers, and
therefore weaken their incentives to
complete coordination with new
entrants. In addition, while a 75%/25%
band-splitting procedure between
earlier- and later-round systems would
provide some incentive to both parties
to coordinate, this option may not
ensure the continuity of earlier-round
operations with existing customer bases
if the earlier-round operator were
required to reduce its spectrum usage by
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25% during an event surpassing the
DT/T threshold with a later-round
system with which it has not yet found
an appropriate accommodation.
19. While we adopt a requirement to
use a degraded throughput methodology
in demonstrations of compatibility with
earlier-round systems because it
accounts for ACM and other techniques
used by modern NGSO systems and
holds the best potential proposed on the
record to protect earlier-round systems
without unduly burdening later-round
systems, we recognize that certain
details of its implementation may
benefit from further comment, such as
the final percentage criteria to be used.
The Further Notice of Proposed
Rulemaking is dedicated to finalizing
these issues. However until the
particular issues in the Further Notice
are resolved, we conclude that using the
degraded throughput methodology as a
basis for inter-round protection is more
promising than an I/N protection
criteria or modified spectrum-splitting
option proposed on the record for the
reasons discussed above.
D. Good-Faith Coordination
20. Although the Commission has
adopted default rules for spectrum
sharing among NGSO FSS systems, it
has consistently affirmed that
coordination among NGSO FSS
operators in the first instance offers the
best opportunity for efficient spectrum
sharing. Accordingly, the NPRM
proposed to adopt a rule providing that
the good-faith coordination requirement
applies among all NGSO FSS grantees,
including those approved through
different processing rounds.
21. All commenters on this issue
support the Commission’s proposal to
require good-faith coordination among
all NGSO FSS grantees, which we
adopt. With this requirement, we make
clear that all NGSO FSS operators
approved by the Commission must
engage in good faith when discussing
and accommodating the shared use of
spectrum with other NGSO FSS
operators. We will review any
allegations that an NGSO FSS operator
has not met the good-faith coordination
requirement and may take enforcement
actions, including monetary forfeitures,
modification, or termination of the
NGSO FSS authorization. We discuss
expectations for information sharing in
the context of good-faith coordination
below.
E. Information Sharing During GoodFaith Coordination
22. In addition to the overall need for
good-faith coordination, the
Commission has emphasized that
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information sharing among NGSO FSS
operators is essential to their efficient
use of spectrum. In the NPRM, the
Commission invited comment on
whether to require sharing of certain
types of information, such as beampointing information, that may be
necessary for the implementation of any
spectrum-sharing solution or protection
criteria between NGSO FSS systems.
The NPRM also sought comment on any
practical concerns associated with such
information sharing, and how best to
address any associated, potential,
competitive harms. More broadly, the
Commission inquired as to whether it
should add a definition of ‘‘good faith’’
coordination in our rules and how it
may better encourage efficiency among
NGSO FSS systems.
23. The record produced a variety of
views regarding information sharing
requirements. Commenters generally
recognize that more detailed technical
discussions may assist parties in
reaching an operator-to-operator
coordination agreement, but diverge on
whether the types of information to be
shared should be agreed to by the
coordinating parties, or whether the
Commission should specify types of
information that must be shared in all
coordination discussions. Some
commenters recommend the
development of a third-party
clearinghouse or industry-run database
to facilitate sharing of NGSO FSS
operational information. Commenters
raise particular concern that a
requirement to share real-time beampointing information may be
impracticable for systems that use
dynamic beam pointing and reveal
confidential and proprietary traffic
trends whose competitive harm may be
difficult to address by means such as
non-disclosure agreements. Some
commenters argue that information
sharing requirements should be limited
to operational NGSO FSS systems, or
make other proposals.
24. We decline to codify specific
information sharing requirements as
part of good-faith NGSO FSS
coordination at this time. As an initial
matter, we are encouraged that some
first-round and second-round NGSO
FSS systems have already completed
coordination agreements under the
Commission’s existing regulatory
framework, and this demonstrates that
systems can effectively coordinate, even
absent a third-party clearinghouse or
other database to facilitate information
sharing. We expect that number will
grow as systems proceed in
development and deployment. For
systems approved in the same
processing round, we believe the
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prospect of splitting spectrum under the
default sharing mechanism provides
significant incentive for both parties to
share the necessary technical
information to conclude an agreement
that ensures beneficial and stable access
to spectrum. For systems approved in
different processing rounds, the
prospect of a later-round system
operating on a non-interference basis
after submitting a compatibility
showing, which can be made using
publicly available information, also may
provide an incentive to the earlierround operator to share additional
technical information to ensure its
ongoing operations are in fact protected.
Beyond these incentives, we expect that
certain essential NGSO operating
parameters and other information that is
typically publicly available, such as the
maximum number of satellites that can
provide service simultaneously at the
same location (Nco), exclusion angle to
the GSO arc, minimum earth station
elevation angle, and location of gateway
earth stations, will not be withheld
during good-faith coordination. We also
recognize that satellite selection
information, revealing which satellites
will be transmitting in a given situation,
can be especially important to efficient
spectrum sharing between larger and
smaller constellations to ensure the
smaller constellation is not
unnecessarily restricted. When
evaluating whether an NGSO FSS
operator has acted in good faith in
refusing to provide information in
coordination, we will consider the
relative benefit of the information to the
other party, which may increase if the
other party is already operational, as
well as the relative competitive or other
risks to providing the information.
However, coordination discussions
typically do not begin only once the two
systems are operational. With respect to
sharing of real-time beam information,
we note the practical difficulties raised
in the record for advanced systems with
dynamically repointable beams which,
in addition to competitive concerns,
may not be overcome by use of a thirdparty clearinghouse or industry-run
database because introducing a thirdparty database between the operator that
has changed its beam pointing plans in
real time could only further delay the
time until other operators receive the
updated beam pointing data, adjust their
own operations to reflect these changes,
and then further de-conflict any
interference issues that may arise from
the other operators having adjusted their
operations which must also be
circulated via the third-party database.
However, we will monitor the progress
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of NGSO FSS systems as they proceed
in coordination and deployment and
may revisit this issue in the future if
ongoing coordination difficulties among
operational systems suggest that more
information sharing requirements are
required. We note that the potential
benefits for spectrum efficiency of
dynamic beam pointing would appear to
require some level of information
sharing in order to be realized by more
than one system so that other operators
are not required to protect links that
could be used, but are not used at a
given time. When earlier round systems
do not share certain non-public
information, later round systems may
have to make assumptions regarding the
operations of earlier round systems in
order to plan operations and submit a
compatibility showing.
25. Beyond a general good-faith
coordination requirement, and any
related information sharing
requirements, OneWeb argues the
Commission should adopt a definition
of ‘‘good faith’’ that mandates, inter alia,
‘‘that both parties to the coordination
agree to utilize all inherent flexibility
and capabilities in the operation of their
respective systems to avoid interference
between the two systems.’’ We believe
good-faith coordination places
obligations on both parties to promote
spectral efficiency. OneWeb’s proposed
definition, however, could
disincentivize investments in more
advanced, spectrally efficient systems
by requiring all those efficiencies to be
used to accommodate systems that have
been built with more limited sharing
capabilities. We decline to require such
a sharing outcome in all cases and
therefore do not adopt the proposed
definition. As noted above, we intend to
monitor compliance with the foregoing
requirements and will address the need
for further steps in light of our
experience.
F. Sunsetting of Inter-Round Protection
Requirement
26. In conjunction with the proposal
in the NPRM to require later-round
NGSO FSS systems to protect earlierround systems absent a coordination
agreement, the Commission also
inquired as to whether this inter-round
protection requirement should sunset
after a period of time, and what
protection should apply to an NGSO
FSS system after any sunsetting. We
sought specific comment on how any
sunset provision may affect investment
in NGSO FSS systems and ongoing
operations of earlier-round systems as
well as competition and new market
entry.
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27. Commenters suggest a variety of
sunset periods. Several oppose any
sunsetting. Some commenters also
encourage a further notice of proposed
rulemaking on this issue. Proponents of
sunsetting argue that it would encourage
innovation and new entry, promote
coordination by time limiting the
advantages of incumbency, and is
consistent with the iterative and
dynamic approach of NGSO FSS
operators upgrading and modifying their
own systems. Opponents argue that any
sunsetting provision would jeopardize
quality and continuity of service by
operational earlier-round systems,
incentivize coordination delays by laterround systems until after an earlier
round system’s priority expires, and
discourage investment by introducing
regulatory uncertainty.
28. The proposed sunset periods are:
6 years after the application cut-off date
in a processing round; 6 years after grant
of the earlier-round system; at the 6year, 50% deployment milestone of an
earlier-round system if the milestone is
not met, otherwise at the 9-year, full
deployment milestone; less than 10
years after grant of the earlier-round
system; less than the 15-year license
term of the earlier-round system; at the
expiration of the 15-year license term of
the earlier-round system; 10 or 12 years
after grant of the first application in a
subsequent processing round; or 15
years commencing from release of this
Order for the current Ku-/Ka-band
processing rounds, and 15 years from
the first authorization or market access
grant in a subsequent processing round
for future processing rounds.
Commenters propose that after the
sunset period has run, both earlier- and
later-round systems would share
spectrum on an equal basis under the
spectrum-splitting procedure in section
25.261.
29. After review of the record and
consideration of furthering development
and competition in NGSO FSS systems,
we adopt a sunset provision of 10 years
after the first grant in a subsequent
processing round. As the Commission
has repeatedly stated, the purpose of the
recent NGSO FSS processing rounds has
been to establish a stable sharing
environment among authorized systems.
But earlier-round advantages should not
continue indefinitely.
30. We believe that the protection
afforded to an earlier-round system by a
later-round system should work in
concert with our deployment milestones
for NGSO systems to relieve earlierround grantees of the uncertainty of
near-term, equal sharing with new
entrants while also giving later-round
systems an equal opportunity after they
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have demonstrated their commitment to
provide service and completed their
final deployment milestone. To
accomplish these goals, the sunset date
should be tied to the date of
authorization of systems in a subsequent
processing round, and define the period
during which they will be required to
protect any earlier-round systems. With
each new processing round, therefore,
incumbents will be ensured of a period
of time during which they will be
protected by systems approved in that
processing round, and may plan to
accommodate those systems as they
proceed through deployment, before the
time that they will be required to share
spectrum on an equal basis in the
absence of a coordination agreement.
Fixing a sunset date dependent on the
authorization date of the earlier-round
system could mean that after the sunset
date, any approved later-round system
would automatically be afforded equal
spectrum sharing with existing, earlierround systems, without the same lead
time that would enable earlier-round
systems to assess their likely sharing
requirements with the systems that will
actually proceed to deployment, and
adjust accordingly. In addition, fixing a
single date to sunset the protection
between systems in two processing
rounds simplifies the sharing
expectations for all operators in both
rounds. By fixing the sunset date at 10
years after the first grant in a subsequent
processing round, many later-round
systems will be near, or have already
passed, their 9-year full deployment
milestone depending on their grant date.
Thus, later-round systems will be
afforded equal spectrum sharing
opportunities under the spectrumsplitting procedure once their full
service constellations are operational,
while earlier-round systems will have
had time to adjust to the constellations
ultimately deployed by later-round
grantees. We believe this period
appropriately balances the need for
stability for incumbent operations and
the possibility for new entrants to
compete on an equal footing once they
have built out their systems.
31. The length of this sunset period
also addresses several concerns on the
record. First, we do not expect the
sunset period to introduce significant
coordination delays because the period
is long enough that a later-round grantee
would not wish to operate for years,
including at near its full constellation
size, without an agreement with earlierround grantees. Second, the iterative
nature of NGSO FSS systems, and
relatively shorter lifetime of NGSO
satellites when compared to GSO
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satellites, undermines arguments that
sunsetting would jeopardize existing
services. Rather than maintaining a
fixed system design, our experience has
been that NGSO FSS operators have
proposed to modify and expand their
NGSO FSS systems. As earlier-round
grantees propose to expand and update
their constellations, including through
participation in subsequent processing
rounds, any burden imposed by
sunsetting their inter-round protection
rights should be offset by benefits to the
later-generations of their systems.
Sunsetting also will not upset existing
expectations of interference protection
because, under Commission policy in
effect prior to this Order, later-round
applicants were considered on a caseby-case basis as to whether they will be
entitled to share spectrum on an equal
basis with earlier-round systems—as
such there was never a guarantee that
earlier-round grantees would be entitled
to protection from all later-round
systems. Nor do we believe that
sunsetting will discourage overall
investment in NGSO FSS systems or
hamper efforts to promote broadband in
underserved areas—on the contrary, we
expect that increased competition
facilitated by sunsetting inter-round
protections will spur investment and
development of new systems while
providing appropriate returns for
earlier-round systems initial
constellations. Finally, the iterative
development of NGSO FSS systems and
evolving spectrum sharing requirements
counsels in particular in favor of a
sunsetting provision in this instance, as
compared to other instances where the
Commission has preferred to maintain
incumbent protections indefinitely. As
noted, many earlier-round grantees have
proposed updated, second-generation
systems filed in a later processing round
that will enhance the services these
grantees intend to provide. Therefore,
incumbents themselves will benefit
from sunsetting for their secondgeneration systems. The nature of NGSO
FSS systems, which must be designed to
endure changing environmental effects,
also renders them more capable of
sharing spectrum than other system
designs. After sunsetting, incumbents
will be subject to co-equal spectrum
sharing with the new entrants; but they
will have had a significant period of
time during which to reach a
coordination agreement through good
faith discussions that improves both
operators’ spectrum usage possibilities.
Given the dynamic nature of NGSO FSS
systems and the benefits of competition
and new entry, we conclude that a 10year sunset period beginning on the date
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39789
of the first grant in a subsequent
processing round appropriately balances
the interests involved.
G. Application of Rule Changes
32. The NPRM invited comment on
whether to apply all, or some, of the
rule changes adopted in this proceeding
to existing grantees and pending
applicants or only to new license
applications, license modification
applications, application amendments,
and market access petitions filed after
the new rules go into effect.
33. Most commenters on this issue
support the general applicability of rule
changes in this proceeding to existing
grantees and applicants as well as future
applicants. Some argue that applying
certain rule changes to already approved
systems would be onerous, as it may
require reconsideration of the design
and operation of the systems.
34. We will apply all rule changes
adopted in this final rule to current
NGSO FSS licensees and market access
grantees, pending applicants and
petitioners, as well as future applicants
and petitioners. With respect to pending
applications, applicants do not gain any
vested right merely by filing an
application, and the simple act of filing
an application is not considered a
‘‘transaction already completed’’ for
purposes of this analysis. Applying our
new rules and procedures to pending
space station applications will not
impair the rights any applicant had at
the time it filed its application. Nor will
doing so increase an applicant’s liability
for past conduct. Similarly, with respect
to current NGSO FSS licensees and
market access grantees, none of the
actions we take here (that is, limiting
the default spectrum-splitting procedure
to NGSO FSS systems approved in the
same processing round (subject to a
sunset), requiring later-round systems to
coordinate with or protect earlier-round
systems, and requiring all NGSO FSS
grantees to coordinate with each other
in good faith), increase liability for past
conduct, impair rights a party possessed
when he acted, or impose new duties
with respect to transactions already
completed. Rather, all of these actions
take effect in the future, after the rules
become effective. While some
commenters claim that some of the rule
changes here, such as the sunsetting of
interference protections, upset their
expectations, NGSO FSS grants have
been conditioned upon the outcome of
future rulemakings and thus licensees
and grantees have been on notice that
the regulatory environment in which
they are operate was subject to change.
Moreover, even under the rules in effect
prior to this Order, first round systems
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were not guaranteed protection from
later round systems; rather, this issue
was to be considered on a ‘‘case-bycase’’ basis. Accordingly, applying these
rule changes to existing licenses and
grants of market access will not upset
any grantee’s reasonable expectations.
Further, we have crafted the sunset
provision to provide incumbent NGSO
FSS grantees sufficient time to evaluate
and adapt to the eventual, equal sharing
environment with systems ultimately
deployed in each subsequent processing
round. Not applying the sunset
provision to existing grantees, while
applying the other rule changes to them,
would substantially frustrate the
purpose of sunsetting by locking in
incumbent protections that are not
assured under the current, case-by-case
regime. Sunsetting the inter-round
protection requirement, and allowing
later-round systems an opportunity to
share spectrum on an equal basis with
earlier-round systems after the sunset
period, removes a barrier to entry and
therefore promotes competition and will
favor technological innovation among
earlier-round systems that facilitates
their sharing with new entrants.
Whereas exempting first-round systems
from sunsetting, which includes some
large constellations, would destroy
these benefits for all new entrants in
second and later processing rounds for
as long as the first-round systems
remain active.
H. Digital Equity and Inclusion
35. The Commission, as part of its
continuing effort to advance digital
equity for all, including people of color,
persons with disabilities, persons who
live in rural or Tribal areas, and others
who are or have been historically
underserved, marginalized, or adversely
affected by persistent poverty or
inequality, invited comment on any
equity-related considerations and
benefits (if any) that may be associated
with the proposals and issues discussed
in the NPRM.
36. Commenters support the
Commission’s ongoing efforts to bridge
the digital divide and highlight the role
of satellite services in providing
broadband access to underserved
communities. They support technology
inclusive policies that ensure regulatory
certainty and spectrum access for
satellite operators. We believe that the
rule amendments in this Report and
Order will encourage a more stable and
competitive environment for the
development of NGSO FSS systems well
suited to reaching underserved areas
with new broadband capacity, and
therefore that this rulemaking will
enhance digital equity and inclusion.
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I. Other Issues Raised in Comments
37. Some commenters also suggest the
Commission pursue broader rule
changes regarding NGSO FSS systems to
tackle a variety of issues, including
addressing orbital debris concerns,
verifying NGSO compliance with
equivalent power-flux density limits for
the protection of GSO networks,
revisiting the spectrum-splitting
procedure in section 25.261, updated in
2017, or the NGSO milestone
requirements, revised in 2015 and 2017,
or taking up other suggestions not
treated in the NPRM. Other commenters
caution against expanding the scope of
the current proceeding. Given the
complexity and diversity of issues
raised and their differing procedural
statuses, some reiterating arguments in
petitions for reconsideration or petitions
for rulemaking, we decline to create an
‘‘omnibus’’ NGSO rulemaking at this
time and instead move immediately in
a Further Notice of Proposed
Rulemaking to propose to finalize the
remaining key issue raised in the
NPRM.
IV. Final Regulatory Flexibility
Analysis
38. As required by the Regulatory
Flexibility Act of 1980 (RFA), as
amended, an Initial Regulatory
Flexibility Analysis (IRFA) was
incorporated in the Revising Spectrum
Sharing Rules for Non-Geostationary
Orbit, Fixed-Satellite Service Systems,
Notice of Proposed Rulemaking (NPRM)
in December 2021 in this proceeding.
The Commission sought written public
comment on the proposals in the NPRM,
including comment on the IRFA. No
comments were filed addressing the
IRFA. This Final Regulatory Flexibility
Analysis (FRFA) conforms to the RFA.
A. Need for, and Objectives of, the Final
Rule
39. In recent years, the Commission
has received an unprecedented number
of applications for non-geostationary
satellite orbit (NGSO) space station
licenses, including for NGSO fixedsatellite service (FSS) systems.
Traveling closer to the Earth than a
traditional GSO satellite, low- and
medium-orbit NGSO FSS satellite
constellations are capable of providing
broadband services to industry,
enterprise, and residential customers
with lower latency and wider coverage
than was previously available via
satellite. This final rule continues to
facilitate the deployment of NGSO FSS
systems capable of providing broadband
and other services on a global basis, and
will promote competition among NGSO
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FSS system proponents, including the
market entry of new competitors.
40. The Order amends the
Commission’s rules governing the
treatment of NGSO FSS systems filed in
different processing rounds. In
particular, the Order adopts rules
specifying that the Commission’s
existing spectrum sharing mechanism
for NGSO FSS systems will be limited
to those systems approved in the same
processing round. The Order also adopts
a rule providing that later-round NGSO
FSS systems will have to protect earlierround systems by using a degraded
throughput methodology. In addition,
the Order adopts a sunset provision
after which earlier-round grantees and
later-round grantees will share spectrum
on an equal basis under the existing
spectrum sharing mechanism for NGSO
FSS systems.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
41. There were no comments filed
that specifically addressed the proposed
rules and policies presented in the
IRFA.
C. Legal Basis
42. The proposed action is authorized
under sections 4(i), 7(a), 303, 308(b),
and 316 of the Communications Act of
1934, as amended, 47 U.S.C. 154(i),
157(a), 303, 308(b), 316.
D. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business
43. Pursuant to the Small Business
Jobs Act of 2010, which amended the
RFA, the Commission is required to
respond to any comments filed by the
Chief Counsel for Advocacy of the Small
Business Administration (SBA), and to
provide a detailed statement of any
change made to the proposed rules as a
result of those comments. The Chief
Counsel did not file any comments in
response to the proposed rules in this
proceeding.
E. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
44. The RFA directs agencies to
provide a description of, and, where
feasible, an estimate of, the number of
small entities that may be affected by
the rules adopted herein. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
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under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) is
independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the Small Business
Administration (SBA). Below, we
describe and estimate the number of
small entities that may be affected by
the adoption of the final rules.
45. Satellite Telecommunications.
This industry comprises firms
‘‘primarily engaged in providing
telecommunications services to other
establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ Satellite
telecommunications service providers
include satellite and earth station
operators. The SBA small business size
standard for this industry classifies a
business with $38 million or less in
annual receipts as small. U.S. Census
Bureau data for 2017 show that 275
firms in this industry operated for the
entire year. Of this number, 242 firms
had revenue of less than $25 million.
Additionally, based on Commission
data in the 2021 Universal Service
Monitoring Report, as of December 31,
2020, there were 71 providers that
reported they were engaged in the
provision of satellite
telecommunications services. Of these
providers, the Commission estimates
that approximately 48 providers have
1,500 or fewer employees. Consequently
using the SBA’s small business size
standard, a little more than half of these
providers can be considered small
entities.
46. All Other Telecommunications.
The ‘‘All Other Telecommunications’’
category is comprised of establishments
primarily engaged in providing
specialized telecommunications
services, such as satellite tracking,
communications telemetry, and radar
station operation. This industry also
includes establishments primarily
engaged in providing satellite terminal
stations and associated facilities
connected with one or more terrestrial
systems and capable of transmitting
telecommunications to, and receiving
telecommunications from, satellite
systems. Establishments providing
internet services or voice over internet
protocol (VoIP) services via clientsupplied telecommunications
connections are also included in this
industry. The SBA has developed a
small business size standard for ‘‘All
Other Telecommunications,’’ which
consists of all such firms with annual
receipts of $35 million or less. For this
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category, U.S. Census Bureau data for
2012 show that there were 1,442 firms
that operated for the entire year. Of
those firms, a total of 1,400 had annual
receipts of less than $25 million and 15
firms had annual receipts of $25 million
to $49,999,999. Thus, the Commission
estimates that the majority of ‘‘All Other
Telecommunications’’ firms potentially
affected by our action can be considered
small.
performance impact exceeds the
permissible limits, then the later-round
system must adjust its operations to
mitigate interference to a permissible
level.
48. Because of the costs involved in
developing and deploying an NGSO FSS
satellite constellation, we anticipate that
few NGSO FSS operators affected by
this rulemaking would qualify under the
definition of ‘‘small entity.’’
F. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
47. The final rule amends rules that
are applicable to space station operators
requesting a license or authorization
from the Commission, or entities
requesting that the Commission grant a
request for U.S. market access.
Specifically, the final rule adopts
changes to the spectrum sharing
requirements among NGSO FSS satellite
systems and requires space station
licensees and market access grantees
that were authorized through a later
processing round to submit a technical
demonstration that they will not cause
harmful interference to space station
licensees and market access grantees
that were authorized through an earlier
processing round, prior to the sunsetting
period, if the later-round grantees have
not certified that they have reached a
coordination agreement with the earlierround grantees. The technical
demonstration of compatibility between
the later-round system and the earlierround system is based on a degraded
throughput methodology that consists of
three steps. The first step is to establish
a baseline of performance. To do this, an
operator models the earlier-round NGSO
system’s performance without any
additional interference by computing
the earlier-round NGSO system’s
probabilistic carrier-to-noise (C/N) level
using its published system parameters
and a rain-attenuation model. This
provides the baseline: (1) the earlierround system’s time-weighted average
throughput (derived by computing the
spectral efficiency from the C/N results),
and (2) the earlier-round system’s link
unavailability time percentage (i.e., the
percentage of time when the earlierround system’s expected C/N will fall
below its minimum usable level). The
second step is to repeat the analysis
above, adding in the effect of the laterround system’s interference into the
earlier-round system. This produces a
second measurement of time-weighted
average throughput and link
unavailability time-percentage. The
third step is to compare these two sets
of figures to measure the effect of any
additional interference. If the resulting
G. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities
49. The RFA requires an agency to
describe any significant alternatives that
it has considered in developing its
approach, which may include the
following four alternatives (among
others): ‘‘(1) the establishment of
differing compliance or reporting
requirements or timetables that take into
account the resources available to small
entities; (2) the clarification,
consolidation, or simplification of
compliance and reporting requirements
under the rule for such small entities;
(3) the use of performance rather than
design standards; and (4) an exemption
from coverage of the rule, or any part
thereof, for such small entities.’’
50. The final rule adopts a
requirement for NGSO FSS systems
authorized through a later processing
round to either complete a coordination
agreement with, or submit a technical
demonstration using a degraded
throughput methodology that they will
not interfere with, NGSO FSS systems
authorized through an earlier processing
round. The Commission adopted this
requirement to ensure that earlier-round
NGSO FSS systems will continue to
have their services protected as new
entrants deploy their systems. The
Commission selected a degraded
throughput methodology as the basis for
the technical demonstration because it
offers the most promising technical path
for protection of earlier-round systems
without unduly burdening the
operations of later-round systems. The
Commission also considered use of an
interference-to-noise ratio (I/N) as a
protection criteria for earlier-round
systems, or use of a modified bandsplitting approach in which earlierround systems and later-round systems
would have to operate in different
spectrum bands, with the earlier-round
system entitled to more spectrum than
the later-round system, in the event that
an interference threshold is surpassed.
The Commission did not adopt an I/N
protection criteria because it may
unduly burden the operations of laterround systems, and did not adopt a
modified band-splitting approach
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Federal Register / Vol. 88, No. 117 / Tuesday, June 20, 2023 / Rules and Regulations
because the Commission preferred a
technically grounded inter-round
sharing solution. While a technical
demonstration using a degraded
throughput methodology might be more
burdensome to produce than a
demonstration using an I/N level, the
record demonstrated the feasibility of
degraded throughput analyses and their
superior ability to model contemporary
NGSO FSS systems and more precisely
account for the likelihood of harmful
interference.
51. As noted above, because of the
high costs typically involved in the
development of NGSO FSS
constellations, we anticipate that few
small entities will be required to submit
such technical demonstrations.
However, for small entities seeking to
operate NGSO FSS systems, adoption of
a sunset provision combined with use of
a degraded throughput methodology
will provide operators incentive to
innovate and to coordinate with other
systems, which will increase spectral
efficiency and permit entities to
implement newer socially-valuable
technologies.
H. Report to Congress
52. The Commission will send a copy
of the Report and Order, including the
FRFA, in a report to be sent to Congress
pursuant to the Congressional Review
Act. In addition, the Commission will
send a copy of the Report and Order,
including this FRFA, to the Chief
Counsel for Advocacy of the SBA. A
copy of the Second Report and Order
and FRFA (or summaries thereof) will
also be published in the Federal
Register.
lotter on DSK11XQN23PROD with RULES1
V. Ordering Clauses
53. It is ordered, pursuant to Sections
4(i), 7(a), 10, 303, 308(b), and 316 of the
Communications Act of 1934, as
amended, 47 U.S.C. 154(i), 157(a), 160,
303, 308(b), 316, that the Report and
Order is adopted, the policies, rules,
and requirements discussed herein are
adopted, and Part 25 of the
Commission’s rules is amended as set
forth below.
54. It is further ordered that the
Report and Order shall be effective 30
days after publication in the Federal
Register, except § 25.261(d) which
contains new or modified information
collection requirements and will be
submitted for approval by the Office of
Management and Budget under the
Paperwork Reduction Act and shall
become effective after the Commission
publishes a notice in the Federal
Register announcing such approval and
the relevant effective date.
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55. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center will send a copy of
the Report and Order to the Chief
Counsel for Advocacy of the Small
Business Administration, in accordance
with Section 603(a) of the Regulatory
Flexibility Act, 5 U.S.C. 601 et seq.
56. It is further ordered that the
Commission shall send a copy of the
Report and Order in a report to be sent
to Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, see 5 U.S.C.
801(a)(1)(A).
List of Subjects in 47 CFR Part 25
Administrative practice and
procedure, Satellites.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 25 as
follows:
PART 25—SATELLITE
COMMUNICATIONS
1. The authority citation for part 25
continues to read as follows:
Authority: 47 U.S.C. 154, 301, 302, 303,
307, 309, 310, 319, 332, 605, and 721, unless
otherwise noted.
2. Effective July 20, 2023, amend
§ 25.151 by revising paragraphs (a)(10)
through (12) and adding paragraph
(a)(13) to read as follows:
■
Public notice.
(a) * * *
(10) The receipt of space station
application information filed pursuant
to § 25.110(b)(3)(iii);
(11) The receipt of notifications of
non-routine transmission filed pursuant
to § 25.140(d);
(12) The receipt of EPFD input data
files from an NGSO FSS licensee or
market access recipient, submitted
pursuant to § 25.111(b) or § 25.146(c)(2);
and
(13) The receipt of NGSO FSS
compatibility showings filed pursuant
to § 25.261(d).
*
*
*
*
*
■ 3. Effective July 20, 2023, amend
§ 25.261 by revising paragraph (b) and
the first sentence in paragraph (c)(1),
adding reserved paragraph (d), and
adding paragraph (e) to read as follows:
§ 25.261 Sharing among NGSO FSS space
stations.
*
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*
Frm 00026
*
Fmt 4700
*
Sfmt 4700
§ 25.261 Sharing among NGSO FSS space
stations.
*
■
§ 25.151
(b) Coordination. NGSO FSS licensees
and market access recipients must
coordinate in good faith the use of
commonly authorized frequencies
regardless of their processing round
status.
(c) * * *
(1) Each of n (number of) satellite
networks involved that were licensed or
granted market access through the same
processing round, except as provided in
paragraph (e) of this section, must select
1/n of the assigned spectrum available
in each of these frequency bands. * * *
*
*
*
*
*
(d) [Reserved]
(e) Sunsetting. Ten years after the first
authorization or grant of market access
in a processing round, the systems
approved in that processing round will
no longer be required to protect earlierrounds systems, and instead will be
required to share spectrum with earlierround systems under paragraph (c) of
this section.
■ 4. Delayed indefinitely, further amend
§ 25.261 by adding paragraph (d) and
revising paragraph (e) to read as follows:
*
*
*
*
(d) Protection of earlier-round
systems. Prior to commencing
operations, an NGSO FSS licensee or
market access recipient must either
certify that it has completed a
coordination agreement with any
operational NGSO FSS system licensed
or granted U.S. market access in an
earlier processing round, or submit for
Commission approval a compatibility
showing which demonstrates by use of
a degraded throughput methodology
that it will not cause harmful
interference to any such system with
which coordination has not been
completed. If an earlier-round system
becomes operational after a later-round
system has commenced operations, the
later-round licensee or market access
recipient must submit a certification of
coordination or a compatibility showing
with respect to the earlier-round system
no later than 60 days after the earlierround system commences operations as
notified pursuant to § 25.121(b) or
otherwise.
(1) Compatibility showings will be
placed on public notice pursuant to
§ 25.151(a)(13).
(2) While a compatibility showing
remains pending before the
Commission, the submitting NGSO FSS
licensee or market access recipient may
commence operations on an
unprotected, non-interference basis with
respect to the operations of the system
that is the subject of the showing.
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(e) Sunsetting. Ten years after the first
authorization or grant of market access
in a processing round, the systems
approved in that processing round will
no longer be required to protect earlierrounds systems under paragraph (d) of
this section, and instead will be
required to share spectrum with earlierround systems under paragraph (c) of
this section.
[FR Doc. 2023–12803 Filed 6–16–23; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 221223–0282; RTID 0648–
XD051]
Fisheries of the Northeastern United
States; Summer Flounder Fishery;
Quota Transfer From MD to NJ
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notification of quota transfer.
AGENCY:
NMFS announces that the
State of Maryland is transferring a
portion of its 2023 commercial summer
flounder quota to the State of New
Jersey. This adjustment to the 2023
fishing year quota is necessary to
comply with the Summer Flounder,
Scup, and Black Sea Bass Fishery
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SUMMARY:
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Management Plan quota transfer
provisions. This announcement informs
the public of the revised 2023
commercial quotas for Maryland and
New Jersey.
DATES: Effective June 20, 2023 through
December 31, 2023.
FOR FURTHER INFORMATION CONTACT:
Laura Deighan, Fishery Management
Specialist, (978) 281–9184.
SUPPLEMENTARY INFORMATION:
Regulations governing the summer
flounder fishery are found in 50 CFR
648.100 through 648.110. These
regulations require annual specification
of a commercial quota that is
apportioned among the coastal states
from Maine through North Carolina. The
process to set the annual commercial
quota and the percent allocated to each
state is described in § 648.102 and final
2023 allocations were published on
January 3, 2023 (88 FR 11).
The final rule implementing
Amendment 5 to the Summer Flounder
Fishery Management Plan (FMP), as
published in the Federal Register on
December 17, 1993 (58 FR 65936),
provided a mechanism for transferring
summer flounder commercial quota
from one state to another. Two or more
states, under mutual agreement and
with the concurrence of the NMFS
Greater Atlantic Regional Administrator,
can transfer or combine summer
flounder commercial quota under
§ 648.102(c)(2). The Regional
Administrator is required to consider
three criteria in the evaluation of
requests for quota transfers or
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39793
combinations: The transfer or
combinations would not preclude the
overall annual quota from being fully
harvested; the transfer addresses an
unforeseen variation or contingency in
the fishery; and the transfer is consistent
with the objectives of the FMP and the
Magnuson-Stevens Fishery
Conservation and Management Act. The
Regional Administrator has determined
these three criteria have been met for
the transfer approved in this
notification.
Maryland is transferring 4,598 lb
(2,086 kg) to New Jersey through a
mutual agreement between the states.
This transfer was requested to repay
landings made by an out-of-state
permitted vessel under a safe harbor
agreement. The revised summer
flounder quotas for 2023 are Maryland,
896,511 lb (406,651 kg), and New Jersey,
2,310,420 lb (1,047,989 kg).
Classification
NMFS issues this action pursuant to
section 305(d) of the Magnuson-Stevens
Act. This action is required by 50 CFR
648.162(e)(1)(i) through (iii), which was
issued pursuant to section 304(b), and is
exempted from review under Executive
Order 12866.
Authority: 16 U.S.C. 1801 et seq.
Dated: June 14, 2023.
Jennifer M. Wallace,
Acting Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2023–13070 Filed 6–16–23; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 88, Number 117 (Tuesday, June 20, 2023)]
[Rules and Regulations]
[Pages 39783-39793]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-12803]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 25
[IB Docket No. 21-456; FCC 23-29; FR ID 147653]
Revising Spectrum Sharing Rules for Non-Geostationary Orbit,
Fixed-Satellite Service Systems
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission or we) revises its rules governing spectrum sharing among a
new generation of broadband satellite constellations to promote market
entry, regulatory certainty, and spectrum efficiency. The Commission
adopts rules clarifying protection obligations between non-
geostationary satellite orbit, fixed-satellite service (NGSO FSS)
systems authorized through different processing rounds, subjects those
protections to a sunset period, and requires all NGSO FSS operators
licensed or granted market access in the United States to coordinate
with each other in good faith.
DATES: Effective July 20, 2023, except for the amendment to Sec.
25.261 in
[[Page 39784]]
amendatory instruction 4, which is delayed indefinitely. The Commission
will publish a document in the Federal Register announcing the
effective date of Sec. 25.261 in instruction 4.
FOR FURTHER INFORMATION CONTACT: Clay DeCell, 202-418-0803.
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order, FCC 23-29, adopted April 20, 2023, and released April 21,
2023. The full text is available online at https://docs.fcc.gov/public/attachments/FCC-23-29A1.pdf. The document is also available for
inspection and copying during business hours in the FCC Reference
Center, 45 L Street NE, Washington, DC 20554. To request materials in
accessible formats for people with disabilities, send an email to
[email protected] or call the Consumer & Governmental Affairs Bureau at
202-418-0530 (voice), 202-418-0432 (TTY).
Procedural Matters
Regulatory Flexibility Analysis
The Regulatory Flexibility Act of 1980, as amended (RFA), requires
that an agency prepare a regulatory flexibility analysis for notice and
comment rulemakings, unless the agency certifies that ``the rule will
not, if promulgated, have a significant economic impact on a
substantial number of small entities.'' Accordingly, we have prepared a
Final Regulatory Flexibility Analysis (FRFA) concerning the possible
impact of the rule changes contained in this document on small
entities. The FRFA is set forth in Section IV below.
Paperwork Reduction Act
This document contains new or modified information collection
requirements subject to the Paperwork Reduction Act of 1995 (PRA),
Public Law 104-13. It will be submitted to the Office of Management and
Budget (OMB) for review under Section 3507(d) of the PRA. OMB, other
Federal agencies, and the general public will be invited to comment on
the modified information collection requirements contained in this
document.
In this document, we have assessed the effects of requiring later-
round NGSO FSS grantees to submit compatibility showings with respect
to earlier-round grantees with whom coordination has not yet been
reached. We find that doing so will serve the public interest and is
unlikely to directly affect businesses with fewer than 25 employees.
Congressional Review Act
The Commission has determined, and the Administrator of the Office
of Information and Regulatory Affairs, Office of Management and Budget,
concurs that this rule is ``non-major'' under the Congressional Review
Act, 5 U.S.C. 804(2). The Commission will send a copy of the Report and
Order to Congress and the Government Accountability Office pursuant to
5 U.S.C. 801(a)(1)(A).
Synopsis
I. Introduction
1. In this document, we revise Commission rules governing spectrum
sharing among a new generation of broadband satellite constellations to
promote market entry, regulatory certainty, and spectrum efficiency
through good-faith coordination. Specifically, we adopt rules
clarifying protection obligations between non-geostationary satellite
orbit, fixed-satellite service (NGSO FSS) systems authorized through
different processing rounds by using a degraded throughput methodology,
and subject those protections to a sunset period. After the sunset
period, new entrants authorized in later processing rounds will share
spectrum on an equal basis with earlier-round incumbents. We also
clarify that all NGSO FSS operators licensed or granted market access
in the United States must coordinate with each other in good faith,
regardless of their processing round status, and we explain our
expectations for information sharing during this good-faith
coordination. This document will continue the Commission's efforts to
promote development and competition in broadband NGSO satellite
services made possible by the new space age.
II. Background
2. This proceeding continues the Commission's recent efforts to
update and refine its rules governing NGSO FSS systems. Constellations
of NGSO FSS satellites traveling in low- and medium-Earth orbit may
provide broadband services to industry, enterprise, and residential
customers with lower latency and wider coverage than has previously
been available via satellite. The number of applications filed in
recent years for NGSO FSS system authorizations, and the number of
satellites launched, are unprecedented.
3. Processing Round Procedure Overview. Applications for NGSO FSS
system licenses and petitions for declaratory ruling seeking U.S.
market access for non-U.S.-licensed NGSO FSS systems are considered in
groups based on filing date, under a processing round procedure.
Pursuant to the Commission's rules, a license application for ``NGSO-
like'' satellite operation, including operation of an NGSO FSS system,
that satisfies the acceptability for filing requirements is reviewed to
determine whether it is a ``competing application'' or a ``lead
application.'' A competing application is one filed in response to a
public notice initiating a processing round. Any other application is a
lead application. Competing applications are placed on public notice to
provide interested parties an opportunity to file pleadings in response
to the application. Lead applications are also placed on public notice.
The public notice for a lead application initiates a processing round,
establishes a cut-off date for competing NGSO-like satellite system
applications, and provides interested parties an opportunity to file
pleadings in response to the application.
4. The Commission reviews each application in the processing round
and all the pleadings filed in response to each application. Based upon
this review and consideration of such other matters as it may
officially notice, the Commission will grant all the applications for
which the Commission finds that the applicant is legally, technically,
and otherwise qualified, that the proposed facilities and operations
comply with all applicable rules, regulations, and policies, and that
grant of the application will serve the public interest, convenience
and necessity. The Commission will deny the other applications.
5. NGSO FSS System Spectrum Sharing Overview. The Commission has
adopted rules for spectrum sharing among NGSO FSS systems. NGSO FSS
space station applications granted with a condition to abide by these
sharing rules are exempt from frequency band segmentation procedures
that otherwise apply to applications for NGSO-like satellite operation.
Instead, NGSO FSS operators must coordinate with one another in good
faith the use of commonly authorized frequencies. If two or more NGSO
FSS satellite systems fail to complete coordination, a default
spectrum-splitting procedure applies.
6. Under the default spectrum-splitting procedure, whenever the
percentage increase in system noise temperature of an earth station
receiver, or a space station receiver for a satellite with on-board
processing, of either system, [Delta]T/T, exceeds 6% due to
interference from emissions originating in the other system in a
commonly authorized frequency band, such
[[Page 39785]]
frequency band will be divided among the affected satellite networks
(i.e., individual links) in accordance with the following: (1) Each of
n (number of) satellite networks involved must select 1/n of the
assigned spectrum available in each of these frequency bands; (2) the
affected station(s) of the respective satellite systems may operate in
only the selected (1/n) spectrum associated with its satellite system
while the [Delta]T/T of 6% threshold is exceeded; and (3) all affected
station(s) may resume operations throughout the assigned frequency
bands once the [Delta]T/T of 6% threshold is no longer exceeded. The
spectrum selection order for each satellite network is determined by
the date that the first space station in each satellite system is
launched and capable of operating in the frequency band under
consideration.
7. In the NGSO FSS Report and Order, the Commission stated that it
will ``initially limit'' sharing under the [Delta]T/T of 6% threshold
to qualified applicants in a processing round. The Commission explained
that treatment of later applicants would be case-by-case based on the
situation at the time and considering both the need to protect existing
expectations and investments and provide for additional entry, as well
as any comments filed by incumbent operators and reasoning presented by
the new applicant.
8. NPRM. The NPRM sought comment on rule changes that would clarify
the relative obligations between NGSO FSS systems approved in different
processing rounds. Specifically, the Commission proposed to limit the
existing NGSO FSS spectrum-splitting procedure in section 25.261 to
those systems approved in the same processing round, and to require
systems approved in a later processing round to coordinate with, or
demonstrate they will protect, earlier-round systems. The Commission
invited comment on how to quantify inter-round protection and whether
it should sunset after a period of time. The Commission also proposed
to require all NGSO FSS grantees, regardless of their processing round
status, to coordinate with each other in good faith and sought comment
on specific information sharing obligations that could facilitate
operator-to-operator coordination. In response to the NPRM, seventeen
comments, fifteen reply comments, and numerous ex partes were filed.
III. Discussion
9. After review of the record, we adopt rule changes that will
promote market entry, regulatory certainty, and spectrum efficiency
among a new generation of broadband NGSO satellite constellations.
Specifically, we adopt three proposals in the NPRM that received broad
support: (1) limiting the default spectrum-splitting procedure in
section 25.261 to NGSO FSS systems approved in the same processing
round, before sunsetting; (2) requiring NGSO FSS systems approved in a
later processing round to coordinate with, or demonstrate they will
protect, earlier-round systems; and (3) requiring all NGSO FSS grantees
to coordinate with each other in good faith. We also address three
issues that produced a diverse record. After reviewing the proposed
options for inter-round protection, we conclude that an interference
analysis based on a degraded throughput methodology offers the most
technically promising path for NGSO FSS inter-round sharing and require
later-round systems to use such a methodology when demonstrating that
they will protect earlier-round systems. On information sharing
requirements, we clarify our expectations as to the necessary exchanges
of information that will take place as part of the universal NGSO FSS
good-faith coordination requirement we are adopting in this Order. We
also conclude that protection of earlier-round NGSO FSS systems must
ensure a stable environment for continued service and investment but
should not hinder later-round systems indefinitely. Accordingly, we
adopt a sunsetting provision. NGSO FSS systems will be entitled to
protection from systems approved in a subsequent processing round until
ten years after the first authorization or market access grant in that
subsequent processing round. After that date, all systems in both
processing rounds will be treated on an equal basis with respect to
spectrum sharing in the absence of a coordination agreement, and the
default spectrum-splitting procedure in section 25.261 will also apply
between systems in the two rounds. Finally, we apply the rule changes
adopted in this final rule to all current NGSO FSS licensees and market
access grantees as well as pending and future applicants and
petitioners.
A. Limiting the Default Spectrum-Splitting Procedure to Systems
Approved Through the Same Processing Round, Before Sunsetting
10. In the NPRM, the Commission noted that, while it stated in the
2017 NGSO FSS Report and Order that it would ``initially limit'' the
default spectrum-splitting procedure in section 25.261 to qualified
NGSO FSS applicants in the same processing round, there is no such
limitation in the current rule text. Nonetheless, recent NGSO FSS
system licenses and grants of market access have included a requirement
to apply the spectrum-splitting procedure only among NGSO FSS systems
approved within the same processing round. To provide greater
regulatory certainty, the Commission proposed to codify this
limitation. Doing so would eliminate general ``case-by-case''
consideration of how to treat later NGSO FSS applicants relative to
approved systems, except when considering waiver requests.
11. Commenters broadly welcome the Commission's proposal, which we
adopt to provide greater regulatory stability and predictability to
NGSO FSS operators as they deploy their initial constellations, subject
to the sunsetting provision described below. The purpose of the
Commission's recent NGSO FSS processing rounds has been to establish a
sharing environment among authorized systems to provide a measure of
certainty in lieu of adopting an open-ended requirement to accommodate
all future applicants. NGSO FSS operators have planned, invested, and
begun deploying thousands of satellites in their initial constellations
based in part on their assessment of the specific characteristics of
other participants in their processing round, which allows them to
estimate the amount of spectrum likely to be available during a
situation governed by the spectrum-splitting procedure. Limiting the
spectrum-splitting procedure to systems approved within the same
processing round is therefore an important element of regulatory
stability for NGSO FSS grantees as they deploy their initial
constellations, reflected in the licensing decisions taken under the
current, case-by-case approach. Over time, this anticipated NGSO FSS
sharing environment will change as system authorizations granted in the
same processing round are surrendered or not ultimately built out, new
entrants are approved in later processing rounds and coordinate with
existing systems, and operators' own system designs are updated for
later-generation constellations. Therefore, while we do expect that the
need for the stability and predictability offered by limiting the
default spectrum-splitting procedure to systems approved through the
same processing round will diminish over time and should be
counterbalanced with the benefits of promoting new entry, as addressed
through the sunsetting provision discussed below, we conclude that the
establishment of an initial sharing environment will
[[Page 39786]]
promote the development of NGSO FSS systems.
12. While no commenter suggests the Commission grant every new NGSO
FSS application filed after a processing round cut-off date on an equal
basis with applications filed within the processing round, some parties
nonetheless encourage the Commission to retain discretion when
considering later-filed NGSO FSS applications. We always retain such
discretion in the context of a rule waiver upon a finding of good
cause, although we expect such circumstances to be rare. We believe the
waiver standard is the appropriate threshold for considering whether an
NGSO FSS application submitted after a relevant processing round cut-
off date should be treated as if it had been filed within the
processing round window and therefore given equal access to spectrum,
through the default spectrum-splitting procedure, with timely filed
applications.
B. Protection of Earlier-Round Systems From Later-Round Systems
13. Another important element of regulatory stability for NGSO FSS
grantees is the knowledge that they will be protected from harmful
interference that might be caused by later-authorized systems. In the
NPRM, the Commission proposed to codify an inter-round protection
requirement consistent with licensing decisions. The rule would require
that, prior to commencing operations, an NGSO FSS licensee or market
access recipient must either certify that it has completed a
coordination agreement with any operational NGSO FSS system licensed or
granted U.S. market access in an earlier processing round, or
demonstrate that it will not cause harmful interference to any such
system with which coordination has not been completed.
14. Commenters broadly support, and none oppose, a requirement for
later-round NGSO FSS grantees to protect earlier-round grantees, which
we adopt herein. As explained in the NPRM, the protection of an NGSO
FSS system from systems approved through a subsequent processing round
goes to the heart of the stability of interference environment the
Commission intended to create through use of the processing round
procedure. Accordingly, to clarify the obligations of later-round
grantees and to provide greater regulatory certainty, we codify a
requirement that, prior to commencing operations, an NGSO FSS licensee
or market access recipient must either submit in the International
Communications Filing System (ICFS) a certification that it has
completed a coordination agreement with any operational NGSO FSS system
licensed or granted U.S. market access in an earlier processing round,
or submit for Commission approval a showing that it will not cause
harmful interference to any such system with which coordination has not
been completed. If an earlier-round system becomes operational after a
later-round system has commenced operations, the later-round licensee
or market access recipient must submit a certification of coordination
or a compatibility showing with respect to the earlier-round system no
later than 60 days after the earlier-round system commences operations
as notified under section 25.121(b) or otherwise. Notices of
commencement of operations for NGSO FSS systems subject to section
25.261 will be placed on public notice as informative to facilitate the
filing of these certifications and showings. Compatibility showings
will be placed on public notice for comment by interested parties
before action by the Commission. Further, to address the possibility
that a later-round system may need to significantly limit its
operations to protect a large, planned, earlier-round system of which
only one or a few satellites have been launched and are operating, we
will allow later-round systems to operate on an unprotected, non-
interference basis with respect to an earlier-round system after they
have submitted a required compatibility showing for the earlier-round
system and while it remains pending with the Commission. By requiring
this technical showing before operations on a non-interference basis
may begin, we will allow the affected earlier-round operator, and any
other interested parties, to provide the Commission with their views on
the sufficiency of the showing. At the same time, we guard against an
incentive for earlier-round grantees to use Commission processes to
delay service by the later-round system by vigorously opposing all
compatibility showings by grantees that have not yet completed
coordination with them.
C. Level of Protection for Earlier-Round Systems
15. The NPRM identified three principal methods, suggested by
satellite operators, by which the Commission could quantify a required
level of protection for earlier-round NGSO FSS systems from later-round
systems or otherwise ensure their compatible operations. First, the
Commission could develop and adopt an interference-to-noise (I/N)
limit. The I/N limit could incorporate a standard reference antenna
mask and standard noise temperature and specify a percentage of time
during which the limit may be exceeded. Applicants in a later
processing round could be required to demonstrate that their proposed
systems would comply with the I/N limit based on a probabilistic
analysis. Second, the Commission could adopt interference protection
criteria based upon the percentage of degraded throughput experienced
by the earlier-round NGSO FSS system. A degraded throughput method
would recognize that most, if not all, modern NGSO systems will use
adaptive coding and modulation (ACM) and may be designed to meet
performance objectives stated as either the packet error ratio or the
spectral efficiency (bit/s/Hz) as a function of carrier-to-noise ratio
(C/N). Satellite systems using ACM can maintain a satellite connection
despite signal degradation, but at lower throughput rates. Third, the
Commission could adopt a modified spectrum-splitting procedure for
inter-round sharing. Under this option, when a 6% [Delta]T/T threshold
is passed, the earlier-round system would be entitled to use 75% of the
commonly authorized spectrum and the later-round system 25% of the
available spectrum, instead of the 50%/50% split applicable to NGSO FSS
systems approved through the same processing round.
16. Commenters are divided on their preference for an I/N limit, a
degraded throughput methodology, or a modified band-splitting option.
Supporters of an I/N limit argue that it is easily administrable,
familiar to operational NGSO systems engaged in coordination, and less
susceptible to misapplication based on subjective carrier
characteristics. Commenters that favor a degraded throughput
methodology note that it takes into account the design and objectives
of modern NGSO systems, including the use of ACM. Proponents of a
modified band-splitting option argue that it would encourage both
parties to coordinate because both would have to reduce their spectrum
use when the interference trigger is reached. Several commenters
request the Commission seek further comment on the development of an
inter-round protection criteria before it is adopted, and specifically
argue that no reference values currently exist for quantifying proposed
new criteria.
17. After review of the record in response to the NPRM, we believe
that pursuing a degraded throughput approach to quantify the level of
protection for earlier-round systems from later-round systems is the
most technically promising option as it would account for the realities
of
[[Page 39787]]
modern NGSO systems and be based on a key design consideration for such
systems. As they transit through the view of an earth station, NGSO
satellites operate across a range of path distances, elevation angles,
and antenna scan angles. Atmospheric conditions, such as rain
attenuation, can also cause link degradations and outages, especially
in higher frequency bands and modern NGSO systems use ACM, uplink and
downlink power control, and network protocols to provide continuous
data services in the face of these varying environmental effects. A
degraded throughput methodology would recognize that the mechanisms
NGSO FSS systems use to tolerate signal degradation due to path-loss
changes and link outages due to weather effects, and would also provide
resilience to certain interference from other NGSO FSS systems.
Further, degraded throughput analyses submitted on the record
demonstrate that the analysis can be performed using widely available
satellite system operational information, such as contained in an ITU
filing or Commission space station application, and is not unduly
difficult to perform. With respect to the issues of potential
synchronization loss and taking into account GSO interference and
aggregate interference from multiple NGSO FSS constellations, these
will be explored through the Further Notice of Proposed Rulemaking and
can be addressed within the framework of a degraded throughput
methodology. Accordingly, we will require an NGSO FSS licensee or
market access recipient that has not yet reached a coordination
agreement with an earlier-round system to use a degraded throughput
methodology in its demonstration that it will protect earlier-round
systems.
18. In contrast, we are concerned that adopting an I/N limit for
the protection of earlier-round systems, rather than as a band-
splitting trigger for systems in the same processing round, may
overprotect earlier-round systems by not taking into account ACM and
other methods used by modern NGSO systems to tolerate certain amounts
of interference while continuing to provide reliable service to
consumers, and therefore weaken their incentives to complete
coordination with new entrants. In addition, while a 75%/25% band-
splitting procedure between earlier- and later-round systems would
provide some incentive to both parties to coordinate, this option may
not ensure the continuity of earlier-round operations with existing
customer bases if the earlier-round operator were required to reduce
its spectrum usage by 25% during an event surpassing the [Delta]T/T
threshold with a later-round system with which it has not yet found an
appropriate accommodation.
19. While we adopt a requirement to use a degraded throughput
methodology in demonstrations of compatibility with earlier-round
systems because it accounts for ACM and other techniques used by modern
NGSO systems and holds the best potential proposed on the record to
protect earlier-round systems without unduly burdening later-round
systems, we recognize that certain details of its implementation may
benefit from further comment, such as the final percentage criteria to
be used. The Further Notice of Proposed Rulemaking is dedicated to
finalizing these issues. However until the particular issues in the
Further Notice are resolved, we conclude that using the degraded
throughput methodology as a basis for inter-round protection is more
promising than an I/N protection criteria or modified spectrum-
splitting option proposed on the record for the reasons discussed
above.
D. Good-Faith Coordination
20. Although the Commission has adopted default rules for spectrum
sharing among NGSO FSS systems, it has consistently affirmed that
coordination among NGSO FSS operators in the first instance offers the
best opportunity for efficient spectrum sharing. Accordingly, the NPRM
proposed to adopt a rule providing that the good-faith coordination
requirement applies among all NGSO FSS grantees, including those
approved through different processing rounds.
21. All commenters on this issue support the Commission's proposal
to require good-faith coordination among all NGSO FSS grantees, which
we adopt. With this requirement, we make clear that all NGSO FSS
operators approved by the Commission must engage in good faith when
discussing and accommodating the shared use of spectrum with other NGSO
FSS operators. We will review any allegations that an NGSO FSS operator
has not met the good-faith coordination requirement and may take
enforcement actions, including monetary forfeitures, modification, or
termination of the NGSO FSS authorization. We discuss expectations for
information sharing in the context of good-faith coordination below.
E. Information Sharing During Good-Faith Coordination
22. In addition to the overall need for good-faith coordination,
the Commission has emphasized that information sharing among NGSO FSS
operators is essential to their efficient use of spectrum. In the NPRM,
the Commission invited comment on whether to require sharing of certain
types of information, such as beam-pointing information, that may be
necessary for the implementation of any spectrum-sharing solution or
protection criteria between NGSO FSS systems. The NPRM also sought
comment on any practical concerns associated with such information
sharing, and how best to address any associated, potential, competitive
harms. More broadly, the Commission inquired as to whether it should
add a definition of ``good faith'' coordination in our rules and how it
may better encourage efficiency among NGSO FSS systems.
23. The record produced a variety of views regarding information
sharing requirements. Commenters generally recognize that more detailed
technical discussions may assist parties in reaching an operator-to-
operator coordination agreement, but diverge on whether the types of
information to be shared should be agreed to by the coordinating
parties, or whether the Commission should specify types of information
that must be shared in all coordination discussions. Some commenters
recommend the development of a third-party clearinghouse or industry-
run database to facilitate sharing of NGSO FSS operational information.
Commenters raise particular concern that a requirement to share real-
time beam-pointing information may be impracticable for systems that
use dynamic beam pointing and reveal confidential and proprietary
traffic trends whose competitive harm may be difficult to address by
means such as non-disclosure agreements. Some commenters argue that
information sharing requirements should be limited to operational NGSO
FSS systems, or make other proposals.
24. We decline to codify specific information sharing requirements
as part of good-faith NGSO FSS coordination at this time. As an initial
matter, we are encouraged that some first-round and second-round NGSO
FSS systems have already completed coordination agreements under the
Commission's existing regulatory framework, and this demonstrates that
systems can effectively coordinate, even absent a third-party
clearinghouse or other database to facilitate information sharing. We
expect that number will grow as systems proceed in development and
deployment. For systems approved in the same processing round, we
believe the
[[Page 39788]]
prospect of splitting spectrum under the default sharing mechanism
provides significant incentive for both parties to share the necessary
technical information to conclude an agreement that ensures beneficial
and stable access to spectrum. For systems approved in different
processing rounds, the prospect of a later-round system operating on a
non-interference basis after submitting a compatibility showing, which
can be made using publicly available information, also may provide an
incentive to the earlier-round operator to share additional technical
information to ensure its ongoing operations are in fact protected.
Beyond these incentives, we expect that certain essential NGSO
operating parameters and other information that is typically publicly
available, such as the maximum number of satellites that can provide
service simultaneously at the same location (Nco), exclusion angle to
the GSO arc, minimum earth station elevation angle, and location of
gateway earth stations, will not be withheld during good-faith
coordination. We also recognize that satellite selection information,
revealing which satellites will be transmitting in a given situation,
can be especially important to efficient spectrum sharing between
larger and smaller constellations to ensure the smaller constellation
is not unnecessarily restricted. When evaluating whether an NGSO FSS
operator has acted in good faith in refusing to provide information in
coordination, we will consider the relative benefit of the information
to the other party, which may increase if the other party is already
operational, as well as the relative competitive or other risks to
providing the information. However, coordination discussions typically
do not begin only once the two systems are operational. With respect to
sharing of real-time beam information, we note the practical
difficulties raised in the record for advanced systems with dynamically
repointable beams which, in addition to competitive concerns, may not
be overcome by use of a third-party clearinghouse or industry-run
database because introducing a third-party database between the
operator that has changed its beam pointing plans in real time could
only further delay the time until other operators receive the updated
beam pointing data, adjust their own operations to reflect these
changes, and then further de-conflict any interference issues that may
arise from the other operators having adjusted their operations which
must also be circulated via the third-party database. However, we will
monitor the progress of NGSO FSS systems as they proceed in
coordination and deployment and may revisit this issue in the future if
ongoing coordination difficulties among operational systems suggest
that more information sharing requirements are required. We note that
the potential benefits for spectrum efficiency of dynamic beam pointing
would appear to require some level of information sharing in order to
be realized by more than one system so that other operators are not
required to protect links that could be used, but are not used at a
given time. When earlier round systems do not share certain non-public
information, later round systems may have to make assumptions regarding
the operations of earlier round systems in order to plan operations and
submit a compatibility showing.
25. Beyond a general good-faith coordination requirement, and any
related information sharing requirements, OneWeb argues the Commission
should adopt a definition of ``good faith'' that mandates, inter alia,
``that both parties to the coordination agree to utilize all inherent
flexibility and capabilities in the operation of their respective
systems to avoid interference between the two systems.'' We believe
good-faith coordination places obligations on both parties to promote
spectral efficiency. OneWeb's proposed definition, however, could
disincentivize investments in more advanced, spectrally efficient
systems by requiring all those efficiencies to be used to accommodate
systems that have been built with more limited sharing capabilities. We
decline to require such a sharing outcome in all cases and therefore do
not adopt the proposed definition. As noted above, we intend to monitor
compliance with the foregoing requirements and will address the need
for further steps in light of our experience.
F. Sunsetting of Inter-Round Protection Requirement
26. In conjunction with the proposal in the NPRM to require later-
round NGSO FSS systems to protect earlier-round systems absent a
coordination agreement, the Commission also inquired as to whether this
inter-round protection requirement should sunset after a period of
time, and what protection should apply to an NGSO FSS system after any
sunsetting. We sought specific comment on how any sunset provision may
affect investment in NGSO FSS systems and ongoing operations of
earlier-round systems as well as competition and new market entry.
27. Commenters suggest a variety of sunset periods. Several oppose
any sunsetting. Some commenters also encourage a further notice of
proposed rulemaking on this issue. Proponents of sunsetting argue that
it would encourage innovation and new entry, promote coordination by
time limiting the advantages of incumbency, and is consistent with the
iterative and dynamic approach of NGSO FSS operators upgrading and
modifying their own systems. Opponents argue that any sunsetting
provision would jeopardize quality and continuity of service by
operational earlier-round systems, incentivize coordination delays by
later-round systems until after an earlier round system's priority
expires, and discourage investment by introducing regulatory
uncertainty.
28. The proposed sunset periods are: 6 years after the application
cut-off date in a processing round; 6 years after grant of the earlier-
round system; at the 6-year, 50% deployment milestone of an earlier-
round system if the milestone is not met, otherwise at the 9-year, full
deployment milestone; less than 10 years after grant of the earlier-
round system; less than the 15-year license term of the earlier-round
system; at the expiration of the 15-year license term of the earlier-
round system; 10 or 12 years after grant of the first application in a
subsequent processing round; or 15 years commencing from release of
this Order for the current Ku-/Ka-band processing rounds, and 15 years
from the first authorization or market access grant in a subsequent
processing round for future processing rounds. Commenters propose that
after the sunset period has run, both earlier- and later-round systems
would share spectrum on an equal basis under the spectrum-splitting
procedure in section 25.261.
29. After review of the record and consideration of furthering
development and competition in NGSO FSS systems, we adopt a sunset
provision of 10 years after the first grant in a subsequent processing
round. As the Commission has repeatedly stated, the purpose of the
recent NGSO FSS processing rounds has been to establish a stable
sharing environment among authorized systems. But earlier-round
advantages should not continue indefinitely.
30. We believe that the protection afforded to an earlier-round
system by a later-round system should work in concert with our
deployment milestones for NGSO systems to relieve earlier-round
grantees of the uncertainty of near-term, equal sharing with new
entrants while also giving later-round systems an equal opportunity
after they
[[Page 39789]]
have demonstrated their commitment to provide service and completed
their final deployment milestone. To accomplish these goals, the sunset
date should be tied to the date of authorization of systems in a
subsequent processing round, and define the period during which they
will be required to protect any earlier-round systems. With each new
processing round, therefore, incumbents will be ensured of a period of
time during which they will be protected by systems approved in that
processing round, and may plan to accommodate those systems as they
proceed through deployment, before the time that they will be required
to share spectrum on an equal basis in the absence of a coordination
agreement. Fixing a sunset date dependent on the authorization date of
the earlier-round system could mean that after the sunset date, any
approved later-round system would automatically be afforded equal
spectrum sharing with existing, earlier-round systems, without the same
lead time that would enable earlier-round systems to assess their
likely sharing requirements with the systems that will actually proceed
to deployment, and adjust accordingly. In addition, fixing a single
date to sunset the protection between systems in two processing rounds
simplifies the sharing expectations for all operators in both rounds.
By fixing the sunset date at 10 years after the first grant in a
subsequent processing round, many later-round systems will be near, or
have already passed, their 9-year full deployment milestone depending
on their grant date. Thus, later-round systems will be afforded equal
spectrum sharing opportunities under the spectrum-splitting procedure
once their full service constellations are operational, while earlier-
round systems will have had time to adjust to the constellations
ultimately deployed by later-round grantees. We believe this period
appropriately balances the need for stability for incumbent operations
and the possibility for new entrants to compete on an equal footing
once they have built out their systems.
31. The length of this sunset period also addresses several
concerns on the record. First, we do not expect the sunset period to
introduce significant coordination delays because the period is long
enough that a later-round grantee would not wish to operate for years,
including at near its full constellation size, without an agreement
with earlier-round grantees. Second, the iterative nature of NGSO FSS
systems, and relatively shorter lifetime of NGSO satellites when
compared to GSO satellites, undermines arguments that sunsetting would
jeopardize existing services. Rather than maintaining a fixed system
design, our experience has been that NGSO FSS operators have proposed
to modify and expand their NGSO FSS systems. As earlier-round grantees
propose to expand and update their constellations, including through
participation in subsequent processing rounds, any burden imposed by
sunsetting their inter-round protection rights should be offset by
benefits to the later-generations of their systems. Sunsetting also
will not upset existing expectations of interference protection
because, under Commission policy in effect prior to this Order, later-
round applicants were considered on a case-by-case basis as to whether
they will be entitled to share spectrum on an equal basis with earlier-
round systems--as such there was never a guarantee that earlier-round
grantees would be entitled to protection from all later-round systems.
Nor do we believe that sunsetting will discourage overall investment in
NGSO FSS systems or hamper efforts to promote broadband in underserved
areas--on the contrary, we expect that increased competition
facilitated by sunsetting inter-round protections will spur investment
and development of new systems while providing appropriate returns for
earlier-round systems initial constellations. Finally, the iterative
development of NGSO FSS systems and evolving spectrum sharing
requirements counsels in particular in favor of a sunsetting provision
in this instance, as compared to other instances where the Commission
has preferred to maintain incumbent protections indefinitely. As noted,
many earlier-round grantees have proposed updated, second-generation
systems filed in a later processing round that will enhance the
services these grantees intend to provide. Therefore, incumbents
themselves will benefit from sunsetting for their second-generation
systems. The nature of NGSO FSS systems, which must be designed to
endure changing environmental effects, also renders them more capable
of sharing spectrum than other system designs. After sunsetting,
incumbents will be subject to co-equal spectrum sharing with the new
entrants; but they will have had a significant period of time during
which to reach a coordination agreement through good faith discussions
that improves both operators' spectrum usage possibilities. Given the
dynamic nature of NGSO FSS systems and the benefits of competition and
new entry, we conclude that a 10-year sunset period beginning on the
date of the first grant in a subsequent processing round appropriately
balances the interests involved.
G. Application of Rule Changes
32. The NPRM invited comment on whether to apply all, or some, of
the rule changes adopted in this proceeding to existing grantees and
pending applicants or only to new license applications, license
modification applications, application amendments, and market access
petitions filed after the new rules go into effect.
33. Most commenters on this issue support the general applicability
of rule changes in this proceeding to existing grantees and applicants
as well as future applicants. Some argue that applying certain rule
changes to already approved systems would be onerous, as it may require
reconsideration of the design and operation of the systems.
34. We will apply all rule changes adopted in this final rule to
current NGSO FSS licensees and market access grantees, pending
applicants and petitioners, as well as future applicants and
petitioners. With respect to pending applications, applicants do not
gain any vested right merely by filing an application, and the simple
act of filing an application is not considered a ``transaction already
completed'' for purposes of this analysis. Applying our new rules and
procedures to pending space station applications will not impair the
rights any applicant had at the time it filed its application. Nor will
doing so increase an applicant's liability for past conduct. Similarly,
with respect to current NGSO FSS licensees and market access grantees,
none of the actions we take here (that is, limiting the default
spectrum-splitting procedure to NGSO FSS systems approved in the same
processing round (subject to a sunset), requiring later-round systems
to coordinate with or protect earlier-round systems, and requiring all
NGSO FSS grantees to coordinate with each other in good faith),
increase liability for past conduct, impair rights a party possessed
when he acted, or impose new duties with respect to transactions
already completed. Rather, all of these actions take effect in the
future, after the rules become effective. While some commenters claim
that some of the rule changes here, such as the sunsetting of
interference protections, upset their expectations, NGSO FSS grants
have been conditioned upon the outcome of future rulemakings and thus
licensees and grantees have been on notice that the regulatory
environment in which they are operate was subject to change. Moreover,
even under the rules in effect prior to this Order, first round systems
[[Page 39790]]
were not guaranteed protection from later round systems; rather, this
issue was to be considered on a ``case-by-case'' basis. Accordingly,
applying these rule changes to existing licenses and grants of market
access will not upset any grantee's reasonable expectations. Further,
we have crafted the sunset provision to provide incumbent NGSO FSS
grantees sufficient time to evaluate and adapt to the eventual, equal
sharing environment with systems ultimately deployed in each subsequent
processing round. Not applying the sunset provision to existing
grantees, while applying the other rule changes to them, would
substantially frustrate the purpose of sunsetting by locking in
incumbent protections that are not assured under the current, case-by-
case regime. Sunsetting the inter-round protection requirement, and
allowing later-round systems an opportunity to share spectrum on an
equal basis with earlier-round systems after the sunset period, removes
a barrier to entry and therefore promotes competition and will favor
technological innovation among earlier-round systems that facilitates
their sharing with new entrants. Whereas exempting first-round systems
from sunsetting, which includes some large constellations, would
destroy these benefits for all new entrants in second and later
processing rounds for as long as the first-round systems remain active.
H. Digital Equity and Inclusion
35. The Commission, as part of its continuing effort to advance
digital equity for all, including people of color, persons with
disabilities, persons who live in rural or Tribal areas, and others who
are or have been historically underserved, marginalized, or adversely
affected by persistent poverty or inequality, invited comment on any
equity-related considerations and benefits (if any) that may be
associated with the proposals and issues discussed in the NPRM.
36. Commenters support the Commission's ongoing efforts to bridge
the digital divide and highlight the role of satellite services in
providing broadband access to underserved communities. They support
technology inclusive policies that ensure regulatory certainty and
spectrum access for satellite operators. We believe that the rule
amendments in this Report and Order will encourage a more stable and
competitive environment for the development of NGSO FSS systems well
suited to reaching underserved areas with new broadband capacity, and
therefore that this rulemaking will enhance digital equity and
inclusion.
I. Other Issues Raised in Comments
37. Some commenters also suggest the Commission pursue broader rule
changes regarding NGSO FSS systems to tackle a variety of issues,
including addressing orbital debris concerns, verifying NGSO compliance
with equivalent power-flux density limits for the protection of GSO
networks, revisiting the spectrum-splitting procedure in section
25.261, updated in 2017, or the NGSO milestone requirements, revised in
2015 and 2017, or taking up other suggestions not treated in the NPRM.
Other commenters caution against expanding the scope of the current
proceeding. Given the complexity and diversity of issues raised and
their differing procedural statuses, some reiterating arguments in
petitions for reconsideration or petitions for rulemaking, we decline
to create an ``omnibus'' NGSO rulemaking at this time and instead move
immediately in a Further Notice of Proposed Rulemaking to propose to
finalize the remaining key issue raised in the NPRM.
IV. Final Regulatory Flexibility Analysis
38. As required by the Regulatory Flexibility Act of 1980 (RFA), as
amended, an Initial Regulatory Flexibility Analysis (IRFA) was
incorporated in the Revising Spectrum Sharing Rules for Non-
Geostationary Orbit, Fixed-Satellite Service Systems, Notice of
Proposed Rulemaking (NPRM) in December 2021 in this proceeding. The
Commission sought written public comment on the proposals in the NPRM,
including comment on the IRFA. No comments were filed addressing the
IRFA. This Final Regulatory Flexibility Analysis (FRFA) conforms to the
RFA.
A. Need for, and Objectives of, the Final Rule
39. In recent years, the Commission has received an unprecedented
number of applications for non-geostationary satellite orbit (NGSO)
space station licenses, including for NGSO fixed-satellite service
(FSS) systems. Traveling closer to the Earth than a traditional GSO
satellite, low- and medium-orbit NGSO FSS satellite constellations are
capable of providing broadband services to industry, enterprise, and
residential customers with lower latency and wider coverage than was
previously available via satellite. This final rule continues to
facilitate the deployment of NGSO FSS systems capable of providing
broadband and other services on a global basis, and will promote
competition among NGSO FSS system proponents, including the market
entry of new competitors.
40. The Order amends the Commission's rules governing the treatment
of NGSO FSS systems filed in different processing rounds. In
particular, the Order adopts rules specifying that the Commission's
existing spectrum sharing mechanism for NGSO FSS systems will be
limited to those systems approved in the same processing round. The
Order also adopts a rule providing that later-round NGSO FSS systems
will have to protect earlier-round systems by using a degraded
throughput methodology. In addition, the Order adopts a sunset
provision after which earlier-round grantees and later-round grantees
will share spectrum on an equal basis under the existing spectrum
sharing mechanism for NGSO FSS systems.
B. Summary of Significant Issues Raised by Public Comments in Response
to the IRFA
41. There were no comments filed that specifically addressed the
proposed rules and policies presented in the IRFA.
C. Legal Basis
42. The proposed action is authorized under sections 4(i), 7(a),
303, 308(b), and 316 of the Communications Act of 1934, as amended, 47
U.S.C. 154(i), 157(a), 303, 308(b), 316.
D. Response to Comments by the Chief Counsel for Advocacy of the Small
Business
43. Pursuant to the Small Business Jobs Act of 2010, which amended
the RFA, the Commission is required to respond to any comments filed by
the Chief Counsel for Advocacy of the Small Business Administration
(SBA), and to provide a detailed statement of any change made to the
proposed rules as a result of those comments. The Chief Counsel did not
file any comments in response to the proposed rules in this proceeding.
E. Description and Estimate of the Number of Small Entities to Which
the Rules Will Apply
44. The RFA directs agencies to provide a description of, and,
where feasible, an estimate of, the number of small entities that may
be affected by the rules adopted herein. The RFA generally defines the
term ``small entity'' as having the same meaning as the terms ``small
business,'' ``small organization,'' and ``small governmental
jurisdiction.'' In addition, the term ``small business'' has the same
meaning as the term ``small business concern''
[[Page 39791]]
under the Small Business Act. A ``small business concern'' is one
which: (1) is independently owned and operated; (2) is not dominant in
its field of operation; and (3) satisfies any additional criteria
established by the Small Business Administration (SBA). Below, we
describe and estimate the number of small entities that may be affected
by the adoption of the final rules.
45. Satellite Telecommunications. This industry comprises firms
``primarily engaged in providing telecommunications services to other
establishments in the telecommunications and broadcasting industries by
forwarding and receiving communications signals via a system of
satellites or reselling satellite telecommunications.'' Satellite
telecommunications service providers include satellite and earth
station operators. The SBA small business size standard for this
industry classifies a business with $38 million or less in annual
receipts as small. U.S. Census Bureau data for 2017 show that 275 firms
in this industry operated for the entire year. Of this number, 242
firms had revenue of less than $25 million. Additionally, based on
Commission data in the 2021 Universal Service Monitoring Report, as of
December 31, 2020, there were 71 providers that reported they were
engaged in the provision of satellite telecommunications services. Of
these providers, the Commission estimates that approximately 48
providers have 1,500 or fewer employees. Consequently using the SBA's
small business size standard, a little more than half of these
providers can be considered small entities.
46. All Other Telecommunications. The ``All Other
Telecommunications'' category is comprised of establishments primarily
engaged in providing specialized telecommunications services, such as
satellite tracking, communications telemetry, and radar station
operation. This industry also includes establishments primarily engaged
in providing satellite terminal stations and associated facilities
connected with one or more terrestrial systems and capable of
transmitting telecommunications to, and receiving telecommunications
from, satellite systems. Establishments providing internet services or
voice over internet protocol (VoIP) services via client-supplied
telecommunications connections are also included in this industry. The
SBA has developed a small business size standard for ``All Other
Telecommunications,'' which consists of all such firms with annual
receipts of $35 million or less. For this category, U.S. Census Bureau
data for 2012 show that there were 1,442 firms that operated for the
entire year. Of those firms, a total of 1,400 had annual receipts of
less than $25 million and 15 firms had annual receipts of $25 million
to $49,999,999. Thus, the Commission estimates that the majority of
``All Other Telecommunications'' firms potentially affected by our
action can be considered small.
F. Description of Projected Reporting, Recordkeeping, and Other
Compliance Requirements for Small Entities
47. The final rule amends rules that are applicable to space
station operators requesting a license or authorization from the
Commission, or entities requesting that the Commission grant a request
for U.S. market access. Specifically, the final rule adopts changes to
the spectrum sharing requirements among NGSO FSS satellite systems and
requires space station licensees and market access grantees that were
authorized through a later processing round to submit a technical
demonstration that they will not cause harmful interference to space
station licensees and market access grantees that were authorized
through an earlier processing round, prior to the sunsetting period, if
the later-round grantees have not certified that they have reached a
coordination agreement with the earlier-round grantees. The technical
demonstration of compatibility between the later-round system and the
earlier-round system is based on a degraded throughput methodology that
consists of three steps. The first step is to establish a baseline of
performance. To do this, an operator models the earlier-round NGSO
system's performance without any additional interference by computing
the earlier-round NGSO system's probabilistic carrier-to-noise (C/N)
level using its published system parameters and a rain-attenuation
model. This provides the baseline: (1) the earlier-round system's time-
weighted average throughput (derived by computing the spectral
efficiency from the C/N results), and (2) the earlier-round system's
link unavailability time percentage (i.e., the percentage of time when
the earlier-round system's expected C/N will fall below its minimum
usable level). The second step is to repeat the analysis above, adding
in the effect of the later-round system's interference into the
earlier-round system. This produces a second measurement of time-
weighted average throughput and link unavailability time-percentage.
The third step is to compare these two sets of figures to measure the
effect of any additional interference. If the resulting performance
impact exceeds the permissible limits, then the later-round system must
adjust its operations to mitigate interference to a permissible level.
48. Because of the costs involved in developing and deploying an
NGSO FSS satellite constellation, we anticipate that few NGSO FSS
operators affected by this rulemaking would qualify under the
definition of ``small entity.''
G. Steps Taken To Minimize the Significant Economic Impact on Small
Entities
49. The RFA requires an agency to describe any significant
alternatives that it has considered in developing its approach, which
may include the following four alternatives (among others): ``(1) the
establishment of differing compliance or reporting requirements or
timetables that take into account the resources available to small
entities; (2) the clarification, consolidation, or simplification of
compliance and reporting requirements under the rule for such small
entities; (3) the use of performance rather than design standards; and
(4) an exemption from coverage of the rule, or any part thereof, for
such small entities.''
50. The final rule adopts a requirement for NGSO FSS systems
authorized through a later processing round to either complete a
coordination agreement with, or submit a technical demonstration using
a degraded throughput methodology that they will not interfere with,
NGSO FSS systems authorized through an earlier processing round. The
Commission adopted this requirement to ensure that earlier-round NGSO
FSS systems will continue to have their services protected as new
entrants deploy their systems. The Commission selected a degraded
throughput methodology as the basis for the technical demonstration
because it offers the most promising technical path for protection of
earlier-round systems without unduly burdening the operations of later-
round systems. The Commission also considered use of an interference-
to-noise ratio (I/N) as a protection criteria for earlier-round
systems, or use of a modified band-splitting approach in which earlier-
round systems and later-round systems would have to operate in
different spectrum bands, with the earlier-round system entitled to
more spectrum than the later-round system, in the event that an
interference threshold is surpassed. The Commission did not adopt an I/
N protection criteria because it may unduly burden the operations of
later-round systems, and did not adopt a modified band-splitting
approach
[[Page 39792]]
because the Commission preferred a technically grounded inter-round
sharing solution. While a technical demonstration using a degraded
throughput methodology might be more burdensome to produce than a
demonstration using an I/N level, the record demonstrated the
feasibility of degraded throughput analyses and their superior ability
to model contemporary NGSO FSS systems and more precisely account for
the likelihood of harmful interference.
51. As noted above, because of the high costs typically involved in
the development of NGSO FSS constellations, we anticipate that few
small entities will be required to submit such technical
demonstrations. However, for small entities seeking to operate NGSO FSS
systems, adoption of a sunset provision combined with use of a degraded
throughput methodology will provide operators incentive to innovate and
to coordinate with other systems, which will increase spectral
efficiency and permit entities to implement newer socially-valuable
technologies.
H. Report to Congress
52. The Commission will send a copy of the Report and Order,
including the FRFA, in a report to be sent to Congress pursuant to the
Congressional Review Act. In addition, the Commission will send a copy
of the Report and Order, including this FRFA, to the Chief Counsel for
Advocacy of the SBA. A copy of the Second Report and Order and FRFA (or
summaries thereof) will also be published in the Federal Register.
V. Ordering Clauses
53. It is ordered, pursuant to Sections 4(i), 7(a), 10, 303,
308(b), and 316 of the Communications Act of 1934, as amended, 47
U.S.C. 154(i), 157(a), 160, 303, 308(b), 316, that the Report and Order
is adopted, the policies, rules, and requirements discussed herein are
adopted, and Part 25 of the Commission's rules is amended as set forth
below.
54. It is further ordered that the Report and Order shall be
effective 30 days after publication in the Federal Register, except
Sec. 25.261(d) which contains new or modified information collection
requirements and will be submitted for approval by the Office of
Management and Budget under the Paperwork Reduction Act and shall
become effective after the Commission publishes a notice in the Federal
Register announcing such approval and the relevant effective date.
55. It is further ordered that the Commission's Consumer and
Governmental Affairs Bureau, Reference Information Center will send a
copy of the Report and Order to the Chief Counsel for Advocacy of the
Small Business Administration, in accordance with Section 603(a) of the
Regulatory Flexibility Act, 5 U.S.C. 601 et seq.
56. It is further ordered that the Commission shall send a copy of
the Report and Order in a report to be sent to Congress and the
Government Accountability Office pursuant to the Congressional Review
Act, see 5 U.S.C. 801(a)(1)(A).
List of Subjects in 47 CFR Part 25
Administrative practice and procedure, Satellites.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Final Rules
For the reasons discussed in the preamble, the Federal
Communications Commission amends 47 CFR part 25 as follows:
PART 25--SATELLITE COMMUNICATIONS
0
1. The authority citation for part 25 continues to read as follows:
Authority: 47 U.S.C. 154, 301, 302, 303, 307, 309, 310, 319,
332, 605, and 721, unless otherwise noted.
0
2. Effective July 20, 2023, amend Sec. 25.151 by revising paragraphs
(a)(10) through (12) and adding paragraph (a)(13) to read as follows:
Sec. 25.151 Public notice.
(a) * * *
(10) The receipt of space station application information filed
pursuant to Sec. 25.110(b)(3)(iii);
(11) The receipt of notifications of non-routine transmission filed
pursuant to Sec. 25.140(d);
(12) The receipt of EPFD input data files from an NGSO FSS licensee
or market access recipient, submitted pursuant to Sec. 25.111(b) or
Sec. 25.146(c)(2); and
(13) The receipt of NGSO FSS compatibility showings filed pursuant
to Sec. 25.261(d).
* * * * *
0
3. Effective July 20, 2023, amend Sec. 25.261 by revising paragraph
(b) and the first sentence in paragraph (c)(1), adding reserved
paragraph (d), and adding paragraph (e) to read as follows:
Sec. 25.261 Sharing among NGSO FSS space stations.
* * * * *
(b) Coordination. NGSO FSS licensees and market access recipients
must coordinate in good faith the use of commonly authorized
frequencies regardless of their processing round status.
(c) * * *
(1) Each of n (number of) satellite networks involved that were
licensed or granted market access through the same processing round,
except as provided in paragraph (e) of this section, must select 1/n of
the assigned spectrum available in each of these frequency bands. * * *
* * * * *
(d) [Reserved]
(e) Sunsetting. Ten years after the first authorization or grant of
market access in a processing round, the systems approved in that
processing round will no longer be required to protect earlier-rounds
systems, and instead will be required to share spectrum with earlier-
round systems under paragraph (c) of this section.
0
4. Delayed indefinitely, further amend Sec. 25.261 by adding paragraph
(d) and revising paragraph (e) to read as follows:
Sec. 25.261 Sharing among NGSO FSS space stations.
* * * * *
(d) Protection of earlier-round systems. Prior to commencing
operations, an NGSO FSS licensee or market access recipient must either
certify that it has completed a coordination agreement with any
operational NGSO FSS system licensed or granted U.S. market access in
an earlier processing round, or submit for Commission approval a
compatibility showing which demonstrates by use of a degraded
throughput methodology that it will not cause harmful interference to
any such system with which coordination has not been completed. If an
earlier-round system becomes operational after a later-round system has
commenced operations, the later-round licensee or market access
recipient must submit a certification of coordination or a
compatibility showing with respect to the earlier-round system no later
than 60 days after the earlier-round system commences operations as
notified pursuant to Sec. 25.121(b) or otherwise.
(1) Compatibility showings will be placed on public notice pursuant
to Sec. 25.151(a)(13).
(2) While a compatibility showing remains pending before the
Commission, the submitting NGSO FSS licensee or market access recipient
may commence operations on an unprotected, non-interference basis with
respect to the operations of the system that is the subject of the
showing.
[[Page 39793]]
(e) Sunsetting. Ten years after the first authorization or grant of
market access in a processing round, the systems approved in that
processing round will no longer be required to protect earlier-rounds
systems under paragraph (d) of this section, and instead will be
required to share spectrum with earlier-round systems under paragraph
(c) of this section.
[FR Doc. 2023-12803 Filed 6-16-23; 8:45 am]
BILLING CODE 6712-01-P