Fiscal Year 2023 Competitive Funding Opportunity: Passenger Ferry Grant Program and Ferry Service for Rural Communities Program, 31845-31854 [2023-10551]
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Federal Register / Vol. 88, No. 96 / Thursday, May 18, 2023 / Notices
from the hearing requirement in the
FMCSRs for interstate CMV drivers (88
FR 13007):
William B. Britt (TN); Lawrence Hung
K. Lam (CA); and Phillip P. Shook
(MS)
The drivers were included in docket
number FMCSA–2018–0137. Their
exemptions were applicable as of March
22, 2023 and will expire on March 22,
2025.
As of March 29, 2023, and in
accordance with 49 U.S.C. 31136(e) and
31315(b), the following six individuals
have satisfied the renewal conditions for
obtaining an exemption from the
hearing requirement in the FMCSRs for
interstate CMV drivers (88 FR 13008):
Jeremy Brandyberry (NE)
Kenneth Harris (TX)
Joseph Kelly (PA)
Timothy Laporte (SC)
Brandon Londo (TX)
Jesse Shelander (TX)
The drivers were included in docket
numbers FMCSA–2013–0124, FMCSA–
2014–0102, FMCSA–2014–0103,
FMCSA–2014–0104, or FCMSA–2014–
0106. Their exemptions were applicable
as of March 29, 2023 and will expire on
March 29, 2025.
In accordance with 49 U.S.C.
31315(b), each exemption will be valid
for 2 years from the effective date unless
revoked earlier by FMCSA. The
exemption will be revoked if the
following occurs: (1) the person fails to
comply with the terms and conditions
of the exemption; (2) the exemption has
resulted in a lower level of safety than
was maintained prior to being granted;
or (3) continuation of the exemption
would not be consistent with the goals
and objectives of 49 U.S.C. 31136, 49
U.S.C. chapter 313, or the FMCSRs.
Larry W. Minor,
Associate Administrator for Policy.
[FR Doc. 2023–10634 Filed 5–17–23; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
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Fiscal Year 2023 Competitive Funding
Opportunity: Passenger Ferry Grant
Program and Ferry Service for Rural
Communities Program
Federal Transit Administration
(FTA), Department of Transportation
(DOT).
ACTION: Notice of funding opportunity
(NOFO).
AGENCY:
The Federal Transit
Administration (FTA) announces the
SUMMARY:
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opportunity to apply for $220.2 million
in competitive grants under the Fiscal
Year (FY) 2023 Passenger Ferry Grant
Program (Passenger Ferry Program) and
Ferry Service for Rural Communities
Program (Rural Ferry Program). Of the
amount being made available, $50.1
million is for the Passenger Ferry
Program and approximately $170
million is for the Rural Ferry Program.
FTA may award additional funding
made available to the program prior to
the announcement of project selections.
DATES: Complete proposals must be
submitted electronically through the
GRANTS.GOV ‘‘APPLY’’ function by
11:59 p.m. Eastern time July 17, 2023.
Prospective applicants should initiate
the process by promptly registering on
the GRANTS.GOV website to ensure
completion of the application process
before the submission deadline.
Instructions for applying can be found
on FTA’s website at https://
www.transit.dot.gov/funding/grants/
applying/applying-fta-funding and in
the ‘‘FIND’’ module of GRANTS.GOV.
The funding opportunity ID for the
Passenger Ferry Program is FTA–2023–
007–TPM-PassFerry and the funding
opportunity ID for the Rural Ferry
Program is FTA–2023–008–TPM-Rural
Ferry. Mail and fax submissions will not
be accepted.
FOR FURTHER INFORMATION CONTACT:
FTAFerryPrograms@dot.gov or Vanessa
Williams, FTA Office of Program
Management, (202) 366–4818, or Sarah
Clements, FTA Office of Program
Management, (202) 366–3062.
SUPPLEMENTARY INFORMATION:
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration
Information
G. Federal Awarding Agency Contacts
H. Other Information
A. Program Description
This Notice of Funding Opportunity
(NOFO) announces the availability of
FY 2023 funding for the Passenger Ferry
Grant Program (Passenger Ferry
Program) and Ferry Service for Rural
Communities Program (Rural Ferry
Program). Both programs can be found
in Federal Assistance Listing: 20.532.
Federal public transportation law (49
U.S.C. 5307(h)) authorizes FTA to award
grants for passenger ferries through a
competitive process. The Passenger
Ferry Program provides funding to
designated recipients and direct
recipients under FTA’s Urbanized Area
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31845
Formula Program, as well as public
entities engaged in providing public
transportation passenger ferry service in
urban areas that are eligible to be direct
recipients. Projects funded under the
program will improve the condition and
quality of existing passenger ferry
services, support the establishment of
new passenger ferry services, and repair
and modernize ferry boats, terminals,
and related facilities and equipment.
Section 71103 of the Infrastructure
Investment and Jobs Act (the
‘‘Bipartisan Infrastructure Law’’ or
‘‘BIL’’) (Pub. L. 117–58) authorizes FTA
to award grants for the Rural Ferry
Program through a competitive process,
as described in this notice. The Rural
Ferry Program provides funding for
capital, operating, and planning
expenses to States and territories for
ferry service to rural areas. Projects
funded under this program will support
ferry transportation service that
operated a regular schedule at any time
during the five-year period from March
1, 2015, to March 1, 2020, and includes
at least one route segment of at least 50
sailing (nautical) miles between two
rural areas. The Consolidated
Appropriations Act, 2023, (Pub. L. 117–
328) provides an additional $17,500,000
for ferry service meeting the above
criteria, except it is only required to
serve at least two rural areas with a
single route segment over 20 miles
between the two rural areas and does
not attribute data to an urbanized area
in the National Transit Database for
ferry service.
FTA recognizes that passenger ferries
provide critical and cost-effective
transportation links throughout the
United States but face a critical backlog
of state of good repair and safety
investments. These programs support
FTA’s priorities and objectives through
investments that (1) renew our transit
systems, (2) reduce greenhouse gas
emissions from public transportation,
(3) advance racial equity by removing
transportation related disparities to all
populations within a project area and
increasing equitable access to project
benefits, (4) maintain and create goodpaying jobs with a free and fair choice
to join a union, and (5) connect
communities by increasing access to
affordable transportation options.
FTA seeks to fund projects under the
Passenger Ferry and Rural Ferry
Programs that:
• Reduce greenhouse gas emissions in
the transportation sector, incorporate
evidence-based climate resilience
measures and features, reduce the
lifecycle greenhouse gas emissions from
the project materials, and avoid adverse
environmental impacts to air or water
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quality, wetlands, and endangered
species, and address the
disproportionate negative
environmental impacts of transportation
on disadvantaged communities,
consistent with Executive Order 14008,
Tackling the Climate Crisis at Home and
Abroad (86 FR 7619).
• Create proportional impacts to all
populations in a project area, remove
transportation related disparities to all
populations in a project area, and
increase equitable access to project
benefits, consistent with Executive
Order 13985, Advancing Racial Equity
and Support for Underserved
Communities Through the Federal
Government (86 FR 7009).
• Address equity and environmental
justice, particularly for communities
that have experienced decades of under
investment and are most impacted by
climate change, pollution, and
environmental hazards, consistent with
Executive Order 14008, Tackling the
Climate Crisis at Home and Abroad (86
FR 7619).
• Support the creation of good-paying
jobs with the free and fair choice to join
a union and the incorporation of strong
labor standards and training and
placement programs, especially
registered apprenticeships, in project
planning stages, consistent with
Executive Order 14025, Worker
Organizing and Empowerment (86 FR
22829), and Executive Order 14052,
Implementation of the Infrastructure
Investment and Jobs Act (86 FR 64335).
• Support wealth creation, consistent
with the Department’s Equity Action
Plan through the inclusion of local
inclusive economic development and
entrepreneurship such as the utilization
of Disadvantaged Business Enterprises,
Minority-owned businesses, Womenowned businesses, or section 8(a) firms.
B. Federal Award Information
Federal public transportation law (49
U.S.C. 5307(h)) authorizes $30 million
in FY 2023 contract authority funds for
competitive grants under the Passenger
Ferry Program. The Consolidated
Appropriations Act, 2023, appropriated
an additional $15 million. Of that latter
amount, $5 million is available only for
low- or zero-emission ferries or ferries
using electric battery or fuel cell
components and the infrastructure to
support such ferries. Additionally,
$2,149,651 remains available for
allocation from the amounts made
available in FY 2022 and an additional
$3,000,000 from FY 2016 is available for
reallocation. FTA may award additional
funding made available to the program
prior to the announcement of project
selections. In FY 2022, FTA received 25
eligible applications from 13 States and
1 territory requesting $153 million in
Federal Passenger Ferry Program funds.
Eight projects were funded at a total of
$34.4 million.
Division J of the BIL provides an
advance appropriation of $200 million
in FY 2023 funds for the Rural Ferry
Program. Of that amount, $3,980,000 is
for FTA oversight, and $20,000 is
transferred to the USDOT Office of the
Inspector General. Additionally,
$43,452,559 of FY 2023 funding was
awarded under the FY 2022 NOFO,
making $152,547,441 available for
award. Furthermore, the FY 2023
Consolidated Appropriations Act
appropriated an additional $17,500,000
that may be allocated to passenger ferry
service that serves at least two rural
areas with a single segment over 20
miles between the two rural areas and
that is not otherwise eligible for funding
under the Passenger Ferry Program.
In FY 2022, FTA received 8 eligible
applications from 4 States requesting
$259 million in Federal Rural Ferry
Program funds. All 8 projects were
funded at a total of $252 million.
FTA will grant pre-award authority to
incur costs for selected projects
beginning on the date the FY 2023
project selections are announced on
FTA’s website. A project selected under
the Rural Ferry Program that is a
continuation of a project that was
selected through the FY 2022 NOFO
will be granted pre-award authority
from the time of the FY 2022 selection
announcement. Funds are available for
obligation for five years after the fiscal
year in which the awards are
announced. Except for any proposed
continuation of Rural Ferry projects
funded from the FY 2022 NOFO, funds
are available only for projects that have
not already incurred costs prior to the
announcement of project selections.
C. Eligibility Information
1. Eligible Applicants
SUMMARY TABLE
Program
Eligible applicants
Passenger Ferry Program ...................................
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Rural Ferry Program ...........................................
Eligible applicants for the Passenger
Ferry Program are: (1) designated
recipients as defined in FTA Circular
‘‘Urbanized Area Formula Program:
Program Guidance and Application
Instructions’’ (FTA.C.9030.1E), (2) direct
recipients of FTA’s Urbanized Area
Formula Grants, and (3) public entities
engaged in providing public
transportation passenger ferry service in
urban areas that are eligible to be direct
recipients.
Eligible applicants for the Rural Ferry
Program are States and Territories in
which eligible service is operated. For
the $152.6 million made available under
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Designated Recipients of section 5307 Funding.
Direct Recipients of section 5307 Funding.
Public Entities engaged in providing public transportation passenger ferry service in urban
areas that are eligible to be a Direct Recipient.
States and Territories.
Division J of the BIL, eligible service
includes passenger ferry service that
operated a regular schedule at any time
between March 1, 2015, and March 1,
2020, and operated at least one segment
between two rural areas located more
than 50 sailing (nautical) miles apart.
FTA defines a regular schedule as a
published schedule for either seasonal
or year-round ferry service. For the
$17.5 million appropriated in the
Consolidated Appropriations Act, 2023,
eligible service also includes any
passenger ferry service that operated a
regular schedule at any time between
March 1, 2015, and March 1, 2020, and
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operated at least one segment more than
20 miles between two rural areas.
Applicants in both categories must not
have attributed data to an urbanized
area in their most recent report to the
National Transit Database for their ferry
services. Applicants must document
their eligibility for the Rural Ferry
Program by providing the following:
(A) Documentation such as dated and
published sailing schedules to demonstrate
the operation of regular scheduled service at
any time during the five-year period ending
March 1, 2020.
(B) Documentation such as route maps to
demonstrate provision of service for at least
one direct segment between two rural areas
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that meet the distance requirements
described above (either at least 50 or 20
nautical sailing miles) during the five-year
period ending March 1, 2020.
FTA will confirm the segment length
based upon data reported to the
National Census of Ferry Operators
maintained by the Bureau of
Transportation Statistics.
An eligible applicant that does not
currently have an active grant with FTA
will, upon selection, be required to
work with an FTA regional office to
establish its organization as an active
grant recipient. This process may
require additional documentation to
support the organization’s technical,
financial, and legal capacity to receive
and administer Federal funds under this
program.
2. Cost Sharing or Matching
a. The maximum Federal share for
capital projects selected under each
program is 80 percent of the net project
cost, with the exceptions described in
paragraphs b and c below, per 49 U.S.C.
5323. The maximum Federal share for
planning projects selected under the
Rural Ferry Program is 80 percent.
There is no maximum Federal share for
operating projects selected under the
Rural Ferry Program in FY 2023;
however, similar to FY 2022, FTA will
require the State or locality to provide,
at a minimum, 75 percent of the threeyear average prior to the pandemic
(2017, 2018, and 2019) on an annual
basis to support ferry service for the
period supported by the grant. For
example, if a State or locality normally
provided $1 million in operating
assistance annually, an applicant should
include at least $750,000 in State or
local operating assistance.
b. The maximum Federal share is 85
percent of the net project cost of
acquiring vehicles (including clean-fuel
or alternative fuel vehicles) for purposes
of complying with or maintaining
compliance with the Clean Air Act
(CAA) or the Americans with
Disabilities Act (ADA) of 1990.
c. The maximum Federal share is 90
percent of the net project cost of
acquiring, installing, or constructing
vehicle-related equipment or facilities
(including clean fuel or alternative-fuel
vehicle-related equipment or facilities)
for purposes of complying with or
maintaining compliance with the ADA
or CAA. The award recipient must
itemize the cost of specific, discrete,
vehicle-related equipment associated
with compliance with the ADA or CAA
to be eligible for the maximum 90
percent Federal share for these costs.
31847
Eligible sources of non-Federal
matching funds include:
i. Cash from non-governmental sources
other than revenues from providing the ferry
services (such as fare revenues, vehicle, or
cargo charges, etc.);
ii. Non-farebox revenues from the
operation of public transportation service,
such as the sale of advertising and
concession revenues;
iii. Monies received under a service
agreement with a State or local social service
agency or private social service organization;
iv. Undistributed cash surpluses,
replacement or depreciation cash funds,
reserves available in cash, or new capital;
v. Amounts appropriated or otherwise
made available to a department or agency of
the Government (other than the USDOT), that
are eligible to be expended for public
transportation;
vi. In-kind contributions integral to the
project;
vii. Revenue bond proceeds for a capital
project, with prior FTA approval; and
viii. Transportation Development Credits
(formerly referred to as Toll Revenue
Credits).
If an applicant proposes a Federal
share greater than 80 percent, the
applicant must clearly explain why the
project is eligible for the proposed
Federal share.
3. Eligible Projects
SUMMARY TABLE
Program
Eligible projects
Passenger Ferry Program ...................................
Capital Projects—purchase, construction, replacement, or rehabilitation of ferries, terminals,
related infrastructure, and related equipment (including electric or low-emitting ferry vessels
and related infrastructure).
Capital Projects—purchase, construction, replacement, or rehabilitation of ferries, terminals,
related infrastructure, and related equipment (including electric or low-emitting ferry vessels
and related infrastructure).
Planning Projects.
Operating Projects.
Rural Ferry Program ...........................................
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3A. Passenger Ferry Program—Eligible
Projects
Under the Passenger Ferry Program,
eligible projects are capital projects for
the purchase, construction,
replacement, or rehabilitation of ferries,
terminals, related infrastructure, and
related equipment (including fare
equipment and communication
devices). Projects are required to
support a passenger ferry service that
serves an urbanized area and may
include services that operate between an
urbanized area and rural areas. Ferry
systems that accommodate cars must
also accommodate walk-on passengers
to be eligible for funding. Operating
costs and planning projects are not
eligible.
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Under the Passenger Ferry Program
only, recipients are permitted to use up
to 0.5 percent of their grant award to
pay for not more than 80 percent of the
cost for workforce development
activities eligible under Federal public
transportation law (49 U.S.C. 5314(b))
and an additional 0.5 percent for costs
associated with training at the National
Transit Institute. Applicants must
identify the proposed use of funds for
these activities in the project proposal
and identify them separately in the
project budget. Supportive services,
such as childcare and transportation
assistance for participants, may be an
eligible use of program funds under 49
U.S.C. 5314(b). FTA has published
clarifying frequently asked questions
regarding supportive services on its
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website at https://www.transit.dot.gov/
funding/grants/federal-transitadministration-faqs-supportive-services.
3B. Rural Ferry Program—Eligible
Projects
Under the Rural Ferry Program,
eligible projects are capital, operating,
or planning assistance. Eligible capital
projects include the purchase,
construction, replacement, or
rehabilitation of ferries, terminals,
related infrastructure, and related
equipment (including fare equipment
and communication devices). Only net
operating expenses are eligible for
assistance. Net operating expenses are
those expenses that remain after the
provider subtracts operating revenues
from eligible operating expenses. States
may further define what constitutes
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operating revenues, but, at a minimum,
operating revenues must include
farebox revenues and other fees
generated directly by the ferry service
such as vehicle fares, cargo fees, and
cabin fees. Farebox revenues are fares
paid by riders, including those who are
later reimbursed by a human service
agency or other user-side subsidy
arrangement. For more information,
please see FTA Circular 9040.1G at
https://www.transit.dot.gov/regulationsand-guidance/fta-circulars/formulagrants-rural-areas-program-guidanceand-application. Eligible projects are
not required to be implemented on the
same route segments that resulted in
applicant eligibility (e.g., the project
need not be implemented on a segment
of more than 20 or 50 sailing (nautical)
miles). Ferry systems that accommodate
cars must also accommodate walk-on
passengers to be eligible for funding.
Walk-on passengers are defined as
passengers who board the vessel
unaccompanied by any motor vehicle in
which they may have arrived at the ferry
terminal and which remains behind
after ferry departure.
D. Application and Submission
Information
1. Address To Request Application
Package
Applications may be accessed at
GRANTS.GOV and must be submitted
electronically through GRANTS.GOV.
General information for accessing and
submitting applications through
GRANTS.GOV can be found at https://
www.fta.dot.gov/howtoapply along with
specific instructions for the forms and
attachments required for submission.
Mail or fax submissions will not be
accepted. The required SF–424
Application for Federal Assistance can
be downloaded from GRANTS.GOV and
the required supplemental form can be
downloaded from GRANTS.GOV or the
FTA website at https://
www.transit.dot.gov/grants/fta-ferryprograms.
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2. Content and Form of Application
Submission
a. Proposal Submission
A complete proposal submission
consists of two forms: (1) the SF–424
Application for Federal Assistance; and
(2) the FY 2023 Passenger Ferry Program
and Rural Ferry Program supplemental
form. If an applicant is submitting
different proposals to different
programs, the applicant must submit an
application for each project to each
program separately. The supplemental
form and any supporting documents
must be attached to the ‘‘Attachments’’
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section of the SF–424. The application
must include responses to all sections of
the SF–424 Application for Federal
Assistance and the supplemental form,
unless designated as optional. The
information on the supplemental form
will be used to determine applicant and
project eligibility for the program, and
to evaluate the proposal against the
selection criteria described in part E of
this notice. Failure to submit the
information as requested can delay
review or disqualify the application.
FTA will accept only one
supplemental form per SF–424
submission. FTA encourages States and
other applicants to consider submitting
a single supplemental form that
includes multiple activities as one
project to be evaluated as a consolidated
proposal. If a State or other applicant
chooses to submit separate proposals for
individual consideration by FTA, each
proposal must be submitted using a
separate SF–424 and supplemental
form.
Applicants may attach additional
supporting information to the SF–424
submission, including but not limited to
documentation supporting the
applicant’s eligibility for the grant
programs, letters of support, project
budgets, fleet status reports, or excerpts
from relevant planning documents.
Supporting documentation should be
described and referenced by file name
in the appropriate response section of
the supplemental form, or it may not be
reviewed.
Information such as applicant name,
Federal amount requested, local match
amount, and description of areas served
may be requested in varying degrees of
detail on both the SF–424 and
supplemental form. Applicants must fill
in all fields unless otherwise stated on
the forms. Applicants should not place
N/A or ‘‘refer to attachment’’ in lieu of
typing in responses in the field sections.
If information is copied into the
supplemental form from another source,
applicants should verify that pasted text
is fully captured on the supplemental
form and has not been truncated by the
character limits built into the form.
Applicants should use both the ‘‘Check
Package for Errors’’ and the ‘‘Validate
Form’’ validation buttons on both forms
to check all required fields on the forms
and ensure that the Federal and local
amounts specified are consistent.
b. Application Content
The SF–424 Application for Federal
Assistance and the supplemental form
will prompt applicants for the required
information:
a. Applicant name.
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b. Unique entity identifier (UEI) (generated
by SAM.GOV).
c. Key contact information (including
contact name, address, email address, and
phone).
d. Congressional district(s) in which the
project is located.
e. Project information (including title,
executive summary, and type).
f. A detailed description of the need for the
project.
g. A detailed description of how the project
will support the program objectives.
h. Evidence that the project is consistent
with local and regional planning objectives.
i. Evidence that the applicant can provide
the non-Federal cost share.
j. A description of the technical, legal, and
financial capacity of the applicant.
k. A detailed project budget that shows
how different funding sources will share in
each activity. The budget should identify
other Federal funds the applicant is applying
for or has been awarded, if any, that the
applicant intends to use.
l. An explanation of the scalability of the
project.
m. Details on the non-Federal matching
funds.
n. For any application for operating
assistance under the Rural Ferry program, the
applicant should provide the amount of State
or local funds provided for operating
assistance for the three years of operation
prior to the start of the pandemic, January 20,
2020. Applicants, at their discretion, may
provide the three years of data ending on the
last day of the applicant’s fiscal year ending
prior to January 20, 2020; end of the Federal
fiscal year ending prior to January 20, 2020;
or ending January 20, 2020.
o. A detailed project timeline.
p. Address all the applicable criteria and
priority considerations identified in section
E.
3. Unique Entity Identifier and System
for Award Management (SAM)
Each applicant is required to: (1) be
registered in SAM.GOV before
submitting an application; (2) provide a
valid unique entity identifier in its
application; and (3) continue to
maintain an active SAM registration
with current information at all times
during which the applicant has an
active Federal award or an application
or plan under consideration by FTA.
FTA may not make an award until the
applicant has complied with all
applicable unique entity identifier and
SAM requirements. If an applicant has
not fully complied with the
requirements by the time FTA is ready
to make an award, FTA may determine
that the applicant is not qualified to
receive an award and use that
determination as a basis for making a
Federal award to another applicant.
These requirements do not apply if the
applicant has an exception approved by
FTA or the U.S. Office of Management
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and Budget under 2 CFR 25.110(c) or
(d).
All applicants must provide a unique
entity identifier provided by SAM.
Registration in SAM may take as little
as 3–5 business days, but since there
could be unexpected steps or delays (for
example, if there is a need to obtain an
Employer Identification Number), FTA
recommends allowing ample time, up to
several weeks, for completion of all
steps. For additional information on
obtaining a unique entity identifier,
please visit https://www.sam.gov.
4. Submission Dates and Times
Project proposals must be submitted
electronically through GRANTS.GOV by
11:59 p.m. Eastern Time on July 17,
2023. GRANTS.GOV attaches a time
stamp to each application at the time of
submission. Mail and fax submissions
will not be accepted.
FTA urges applicants to submit
applications at least 72 hours prior to
the deadline to allow time to correct any
problems that may have caused either
GRANTS.GOV or FTA systems to reject
the submission. Proposals submitted
after the deadline will be considered
only if lateness was due to extraordinary
circumstances not under the applicant’s
control. Deadlines will not be extended
due to scheduled website maintenance.
GRANTS.GOV scheduled maintenance
and outage times are announced on the
GRANTS.GOV website.
Within 48 hours after submitting an
electronic application, the applicant
should receive an email message from
GRANTS.GOV with confirmation of
successful transmission to
GRANTS.GOV. If a notice of failed
validation or incomplete materials is
received, the applicant must address the
reason for the failed validation, as
described in the email notice, and
resubmit before the submission
deadline. If making a resubmission for
any reason, include all original
attachments regardless of which
attachments were updated and check
the box on the supplemental form
indicating this is a resubmission.
Applicants are encouraged to begin
the process of registration on the
GRANTS.GOV site well in advance of
the submission deadline. Registration is
a multi-step process, which may take
several weeks to complete before an
application can be submitted. Registered
applicants may still be required to take
steps to keep their registration up to
date before submissions can be made
successfully as (1) registration in SAM
is renewed annually; and (2) persons
making submissions on behalf of the
Authorized Organization Representative
(AOR) must be authorized in
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GRANTS.GOV by the AOR to make
submissions.
5. Funding Restrictions
Funds made available under the
Passenger Ferry Program may not be
used to fund operating expenses,
planning, or preventive maintenance.
Any project that does not include the
purchase, construction, replacement, or
rehabilitation of ferries, terminals,
related infrastructure, or related
equipment is not eligible. Applicants to
the Rural Ferry Program may apply for
capital, operating, or planning
assistance.
Except for continuation of projects
funded under the FY 2022 Rural Ferry
Program, funds made available under
this NOFO cannot be used to reimburse
applicants for otherwise eligible
expenses incurred prior to the posting of
project selections on FTA’s website and
the corresponding issuance of pre-award
authority. Allowable direct and indirect
expenses must be consistent with the
Government-wide Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards (2 CFR part 200) and
FTA Circular 5010.1E.
As required by statute, an eligible
ferry service that receives funds from a
State under the Rural Ferry Program
shall not be attributed to an urbanized
area for purposes of apportioning funds
under chapter 53 of title 49, U.S. Code.
In addition, an eligible service that
receives funds from a State under the
Rural Ferry Program shall not receive
funds apportioned under section 5336
or 5337 of title 49, U.S. Code, in the
same fiscal year.
6. Other Submission Requirements
Applicants are encouraged to identify
scaled funding options in case
insufficient funding is available to fund
a project at the full requested amount.
If an applicant advises that a project is
scalable, the applicant must provide an
appropriate minimum funding amount
that will fund an eligible project that
achieves the objectives of the program
and meets all relevant program
requirements. The applicant must
provide a clear explanation of how the
project budget would be affected by a
reduced award. FTA may award a lesser
amount whether or not a scalable option
is provided.
The Department may share
application information within the
Department or with other Federal
agencies if the Department determines
that sharing is relevant to the respective
program’s objectives.
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31849
E. Application Review Information
1. Criteria
Projects will be evaluated primarily
on the responses provided in the
supplemental form. Additional
information may be provided to support
the responses; however, any additional
documentation must be directly
referenced on the supplemental form,
including the file name where the
additional information can be found.
FTA will evaluate project proposals
based on the criteria described in this
notice.
a. Demonstration of Need
Applications for capital expenses to
the Passenger Ferry Program or Rural
Ferry Program will be evaluated based
on the quality and extent to which they
demonstrate how the proposed project
will address an unmet need for capital
investment in passenger ferry vehicles,
equipment, or facilities. FTA will also
evaluate the project’s impact on service
delivery and whether the project
represents a one-time or periodic need
that cannot reasonably be funded from
FTA formula program allocations or
State or local resources. In evaluating
applications, FTA will consider, among
other factors, certain project-specific
criteria as outlined below:
i. For vessel replacement or
rehabilitation projects (including low or
zero-emission ferries):
• The age of the asset to be replaced
or rehabilitated by the proposed project,
relative to its useful life—those
applicants that are already FTA grantees
should reference the useful life
benchmark for the vehicles to be
replaced identified in their Transit
Asset Management Plan and reported to
the National Transit Database. Those
applicants should also describe how
replacing the vehicle will help them
meet the state of good repair
performance targets set in their Transit
Asset Management (TAM) Plan.
• The condition of the asset to be
replaced by the proposed project, as
ascertained through inspections or
otherwise, if available.
ii. For facility infrastructure
improvements or related-equipment
acquisitions:
• The age of the facility or equipment
to be rehabilitated or replaced, relative
to its useful life—those applicants that
are already FTA grantees should
reference the condition of the facility as
reported to the National Transit
Database and how the project will help
you meet the state of good repair
performance targets in your Transit
Asset Management (TAM) Plan.
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• The degree to which the proposed
project will enable the agency to
improve the maintenance and condition
of the agency’s fleet or related ferry
assets.
iii. For vessel or facility-related
expansion or new service requests:
• The degree to which the proposed
project addresses a current capacity
constraint that is limiting the ability of
the agency to provide reliable service,
meet ridership demands, or maintain
vessels and related equipment.
• The degree to which the proposed
new service is supported by ridership
demand.
For operating projects under the Rural
Ferry Program:
• The degree to which the application
addresses how additional operating
resources will lead to more reliable or
improved service, or meet additional
service demands.
• The financial need demonstrated by
the applicant, including actual or
projected need to maintain or initiate
ferry service and a description of how
existing operating resources are
insufficient to meet the need.
• For expansion operating projects,
projected ridership on the new service
and the methodology used by the
applicant to determine the projection.
For planning projects under the Rural
Ferry Program:
• The degree to which the application
addresses how planning resources will
lead to more reliable or improved
service, or meet additional service
demands.
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b. Demonstration of Benefits
All Applications will be evaluated
based on how the ferry project will
accomplish one or more of the
following: (1) enhance the safety of
existing ferry systems, (2) improve the
state of good repair of the existing
system, (3) provide additional
transportation options that foster
community development and access to
economic opportunities, and/or (4)
improve the quality of transit service to
underserved communities.
Additionally, all applications will be
evaluated on their support for walk-on
passengers. Walk-on passengers are
defined as passengers who board the
vessel unaccompanied by any motor
vehicle in which they may have arrived
at the ferry terminal and which remains
behind after ferry departure. The
support for walk-on passengers will be
evaluated as follows:
For replacement or rehabilitation
projects, benefits will be evaluated in
part based on the percentage of riders
that are walk-on compared to passengers
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using the service to transport
automobiles.
For expansion projects, benefits will
be evaluated in part based on what
convenient infrastructure is provided at
the origin and destination of the service
and at any intermediary stops that
supports transit and intercity bus riders,
pedestrians, or bicycles. Supporting
documentation should include data that
demonstrates the number of trips
(passengers and vehicles), the number of
walk-on passengers, and the frequency
of transfers to other modes, if
applicable.
In addition to the above five elements,
projects for low- or zero-emission ferries
under any program or projects for
operating assistance under the Rural
Ferry program will be evaluated as
follows:
For low- or zero-emission ferries,
applicants should demonstrate how the
proposed ferries or infrastructure will
reduce the emission of particulates and
other pollutants that create local air
pollution, which leads to local
environmental health concerns, smog,
and unhealthy ozone concentrations.
Applicants should also demonstrate
how the proposed ferries or
infrastructure will reduce emissions of
greenhouse gases from ferry operations.
Projects that propose the use of zeroemission ferries and related
infrastructure for producing zero
onboard emissions during normal
operations will be more competitive.
For operating projects under the Rural
Ferry Program, applicants should
address and document how the
requested operating funds will be used
to augment, and not replace, existing
State or local operating funds.
c. Planning and Local/Regional
Prioritization
Applicants that are already FTA
recipients and are seeking a capital
grant should demonstrate that the
project is included in the investment
prioritization of their Transit Asset
Management (TAM) Plan.
Applicants must demonstrate how the
proposed project is consistent with local
and regional planning documents and
identified priorities. This will involve
assessing whether the project is
consistent with the transit priorities
identified in the long-range
transportation plan and the State and
Metropolitan Transportation
Improvement Program (STIP/TIP).
Applicants should note if the project
could not be included in the financially
constrained STIP or TIP due to lack of
funding, and if selected that the project
can be added to the federally approved
STIP before grant award.
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FTA encourages applicants to
demonstrate State or local support by
including letters of support from State
departments of transportation, local
transit agencies, local government
officials and public agencies, local nonprofit or private sector organizations,
and other relevant stakeholders.
Applications that include letters of
support will be viewed more favorably
than those that do not. For FTA to fully
consider a letter of support, the letter
must be included in the application
package. In an area with both ferry and
other public transit operators, FTA will
evaluate whether project proposals
demonstrate coordination with and
support of other related projects within
the applicant’s Metropolitan Planning
Organization (MPO) or the geographic
region within which the proposed
project will operate.
d. Local Financial Commitment
Applicants must identify the source of
the local cost share and describe
whether such funds are currently
available for the project or will need to
be secured if the project is selected for
funding. FTA will consider the
availability of the local cost share as
evidence of local financial commitment
to the project. Additional consideration
will be given to those projects for which
local funds have already been made
available or reserved. Applicants should
submit evidence of the availability of
funds for the project, by including, for
example, a board resolution, letter of
support from the State, a budget
document highlighting the line item or
section committing funds to the
proposed project, or other
documentation of the source of nonFederal funds.
An applicant may provide
documentation of previous and recent
local investments in the project, which
cannot be used to satisfy non-Federal
matching requirements, as evidence of
local financial commitment.
Applicants that request a Federal
share for a capital project greater than
80 percent must clearly explain why the
project is eligible for the proposed
Federal share. For planning projects
under the Rural Ferry Program, the
Federal share may not exceed 80
percent. For operating projects under
the Rural Ferry Program, there is no
maximum Federal share to a grant
awarded under this program, however,
the applicant must maintain the nonFederal funding levels described in
section C of this notice.
e. Project Implementation Strategy
Projects will be evaluated based on
the extent to which the project is ready
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to implement within a reasonable
period of time and whether the
applicant’s proposed implementation
plans are reasonable and complete.
In assessing whether the project is
ready to implement within a reasonable
period of time, FTA will consider
whether the project qualifies for a
Categorical Exclusion, or whether the
required environmental work has been
initiated or completed for projects that
require an Environmental Assessment or
Environmental Impact Statement under
the National Environmental Policy Act
of 1969. As such, applicants should
submit information describing the
project’s anticipated path and timeline
through the environmental review
process. If the project will qualify as a
Categorical Exclusion, the applicant
must say so explicitly in the
application. The proposal must also
state whether grant funds can be
obligated within 12 months from time of
award, if selected, and if necessary, the
timeframe under which the TIP and
STIP can be amended to include the
proposed project. Additional
consideration will be given to projects
for which grant funds can be obligated
within 12 months from time of award.
In assessing whether the proposed
implementation plans are reasonable
and complete, FTA will review the
proposed project implementation plan,
including all necessary project
milestones and the overall project
timeline. For projects that will require
formal coordination, approvals, or
permits from other agencies or project
partners, the applicant must
demonstrate coordination with these
organizations and their support for the
project, such as through letters of
support.
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f. Technical, Legal, and Financial
Capacity
Applicants must demonstrate that
they have the technical, legal, and
financial capacity to undertake the
project. FTA will review relevant
oversight assessments and records to
determine whether there are any
outstanding legal, technical, or financial
issues with the applicant that would
affect the outcome of the proposed
project. Additional information on the
compliance requirements for these
grants appears later in this notice.
Applicants with outstanding legal,
technical, or financial compliance
issues from an FTA compliance review
or FTA grant-related Single Audit
finding must explain how corrective
actions taken will mitigate negative
impacts on the project.
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2. Review and Selection Process
FTA technical evaluation committees
will evaluate proposals using the project
evaluation criteria. FTA staff may
request additional information from
applicants, if necessary. After
consideration of the findings of the
technical evaluation committees, FTA
will determine the final selection of
projects for program funding. In
determining the allocation of program
funds, FTA may consider geographic
diversity, diversity in the size of the
transit systems receiving funding, walkon vs. vehicle boardings for the
impacted service, and the applicant’s
receipt of other competitive awards.
FTA will also consider whether the
project will include low or zeroemission ferries, including ferries using
electric battery or fuel cell components
and the infrastructure to support such
ferries. FTA may consider capping the
amount a single applicant may receive.
After applying the above criteria, to
address climate change and
sustainability, FTA will give priority
consideration to applications that are
expected to create significant
community benefits relating to the
environment, including those projects
that incorporate low or no emission
technology or specific elements to
address greenhouse gas emissions as
well as disproportionate negative
impacts of climate change and pollution
on disadvantaged communities.
FTA will also provide priority
consideration for applicants that
describe how their projects support
workforce development, job quality, and
wealth creation as follows:
Applicants for facility projects should
identify whether they will commit to
registered apprenticeship positions and
use apprentices on the funded project,
sometimes called an apprenticeship
utilization requirement (e.g., requiring
that a certain percent of all labor hours
will be performed by registered
apprentices). Applicants should also
detail partnerships with high-quality
workforce development programs with
supportive services 1 to help train,
place, and retain underrepresented
communities in jobs and registered
apprenticeships on the project.
In addition to the above, facility
projects over $35 million in total project
cost, should identify whether the project
will use a Project Labor/Community
Workforce Agreement and whether the
recipient commits to participate in the
U.S. Department of Labor’s Office of
Federal Contract Compliance Programs
(OFCCP) Mega Construction Project
Program if selected by OFCCP (see F.2.e.
Federal Contract Compliance).
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FTA will also give priority
consideration to projects that support
the Justice40 initiative, https://
www.transportation.gov/equityJustice40. In support of Executive Order
14008, DOT has been developing a
geographic definition of Historically
Disadvantaged Communities as part of
its implementation of the Justice40
Initiative. Consistent with OMB’s
Interim Guidance for the Justice40
Initiative, Historically Disadvantaged
Communities include (a) certain
qualifying census tracts, (b) any Tribal
land, or (c) any territory or possession
of the United States. DOT is providing
a mapping tool to assist applicants in
identifying whether a project is located
in a Historically Disadvantaged
Community Transportation
Disadvantaged Census Tracts (https://
www.arcgis.com/apps/dashboards/
d6f90dfcc8b44525b04c7ce748a3674a).
Alternatively, applicants may also
choose to use the Climate and Economic
Justice Screening Tool (CEJST),
provided by the Council on
Environmental Quality. This tool can be
found at https://
screeningtool.geoplatform.gov. Use of
either mapping tool is optional;
applicants may provide an image from
the map tool outputs, or alternatively,
consistent with OMB’s Interim
Guidance, applicants can supply
quantitative, demographic data of their
ridership demonstrating the percentage
of their ridership that meets the criteria
for disadvantage described in Executive
Order 14008. Examples of indicators for
Historically Disadvantaged
Communities that an applicant could
address using geographic or
demographic information include
percentages of low income, high or
persistent poverty, high unemployment
and underemployment, racial and
ethnic residential segregation, linguistic
isolation, high housing cost burden and
substandard housing, and high
transportation cost burden and/or low
transportation access. Additionally, in
support of the Justice40 Initiative, the
applicant also should provide evidence
of strategies that the applicant has used
in the planning process to seek out and
consider the needs of those historically
disadvantaged and underserved by
existing transportation systems. For
technical assistance using the mapping
tool, please contact GMO@dot.gov.
Due to funding limitations, projects
that are selected for funding may receive
less than the amount originally
requested, even if an application did not
present a scaled project option. In those
cases, applicants must be able to
demonstrate that the proposed projects
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are still viable and can be completed
with the amount awarded.
3. Integrity and Performance Review
Prior to making an award with a total
amount of Federal share greater than the
simplified acquisition threshold
(currently $250,000), FTA is required to
review and consider any information
about the applicant that is in the Federal
Awardee Performance and Integrity
Information Systems (FAPIIS) accessible
through SAM.GOV. An applicant may
review and comment on information
about itself that a Federal awarding
agency previously entered. FTA will
consider any comments by the
applicant, in addition to the other
information in FAPIIS, in making a
judgment about the applicant’s integrity,
business ethics, and record of
performance under Federal awards
when completing the review of risk
posed by applicants as described in 2
CFR 200.206.
F. Federal Award Administration
Information
1. Federal Award Notices
Final project selections will be posted
on the FTA website. Only proposals
from eligible recipients for eligible
activities will be considered for funding.
There is no minimum or maximum
grant award amount; however, FTA
intends to fund as many meritorious
projects as possible. Due to funding
limitations, projects that are selected for
funding may receive less than the
amount originally requested. In those
cases, applicants must be able to
demonstrate that the proposed projects
are still viable and can be completed
with the amount awarded.
Recipients should contact their FTA
Regional Office (https://
www.transit.dot.gov/about/regionaloffices/regional-offices) for additional
information regarding allocations for
projects under the Ferry Programs.
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2. Administrative and National Policy
Requirements
i. Pre-Award Authority
At the time the project selections are
announced, FTA will extend pre-award
authority for the selected projects
consistent with 2 CFR 200.458. Except
for continuations of projects selected
under the FY 2022 Rural Ferry Program,
there is no blanket pre-award authority
for these projects before announcement,
and pre-award authority cannot be used
prior to FTA issuance of pre-award
authority. Note, for projects selected
under the FY 2022 Rural Ferry Program,
pre-award authority is only permissible
for activities included and approved in
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the application submitted to that
competition. FTA does not provide preaward authority for competitive funds
until projects are selected and even
then, there are Federal requirements
that must be met before costs are
incurred. For more information about
FTA’s policy on pre-award authority,
please see FTA’s 2023 Apportionment
Notice (88 FR 23117).
ii. Grant Requirements
If selected, awardees will apply for a
grant through FTA’s Transit Award
Management System (TrAMS). All
Passenger Ferry Program recipients are
subject to the grant requirements of the
Urbanized Area Formula Grant program
(49 U.S.C. 5307). All Rural Ferry
Program recipients are subject to the
grant requirements of the Rural Area
Formula Grant Program (49 U.S.C. 5311)
as applicable, FTA’s Master Agreement
for financial assistance awards, the
annual Certifications and Assurances
required of applicants, FTA Circular
‘‘Urbanized Area Formula Program:
Program Guidance and Application
Instructions’’ (FTA.C.9030.1E) or FTA
Circular ‘‘Formula Grants for Rural
Areas’’ (FTA.C.9040.1G). All recipients
must also follow the FTA Award
Management Requirements Circular
(FTA.C.5010.1) and the labor
protections required by Federal public
transportation law (49 U.S.C. 5333(b)).
All these documents are available on
FTA’s website. Technical assistance
regarding these requirements is
available from each FTA regional office.
iii. Buy America and Domestic
Preferences for Infrastructure Projects
As expressed in Executive Order
14005, ‘‘Ensuring the Future Is Made in
All of America by All of America’s
Workers’’ (86 FR 7475), the Executive
Branch should maximize, consistent
with law, the use of goods, products,
and materials produced in, and services
offered in, the United States. Therefore,
all capital procurements must comply
with FTA’s Buy America requirements
(49 U.S.C. 5323(j)), which require that
all iron, steel, and manufactured
products be produced in the United
States. In addition, any award must
comply with the Build America, Buy
America Act (BABA) (Pub. L. 117–58,
sections 70901–27). The BABA provides
that none of the funds provided under
an award made pursuant to this notice
may be used for a project unless all iron,
steel, manufactured products, and
construction materials are produced in
the United States. FTA’s Buy America
requirements are consistent with BABA
requirements for iron, steel, and
manufactured products.
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Any proposal that will require a
waiver of any domestic preference
standard must identify the items for
which a waiver will be sought in the
application. Applicants should not
proceed with the expectation that
waivers will be granted.
iv. Civil Rights and Title VI
As a condition of a grant award, grant
recipients should demonstrate that the
recipient has a plan for compliance with
civil rights obligations and
nondiscrimination laws, including title
VI of the Civil Rights Act of 1964 (49
CFR part 21), the Americans with
Disabilities Act of 1990 (ADA), section
504 of the Rehabilitation Act, other civil
rights requirements, and all
implementing regulations. This should
include a current Title VI plan,
completed Community Participation
Plan (alternatively called a Public
Participation Plan and often part of the
overall Title VI program plan), if
applicable. DOT’s and the applicable
Operating Administrations’ Office of
Civil Rights may work with awarded
grant recipients to ensure full
compliance with Federal civil rights
requirements.
v. Disadvantaged Business Enterprise
Projects that include ferry
acquisitions are subject to the transit
vehicle manufacturer (TVM) rule of the
Disadvantaged Business Enterprise
(DBE) program regulations (49 CFR
26.49). The TVM rule requires
recipients procuring transit vehicles,
including ferries, to limit eligible
bidders to certified TVMs. To become a
certified TVM, a manufacturer of transit
vehicles must submit a DBE program
plan and annual goal to FTA for
approval. A list of certified TVMs is
posted on FTA’s web page at https://
www.transit.dot.gov/TVM. Recipients
should contact FTA before accepting
bids from entities not appearing on this
list.
In lieu of restricting eligibility to
certified TVMs, a recipient may, with
FTA’s approval, establish projectspecific goals for DBE participation in
the procurement of transit vehicles.
For more information on DBE
requirements, please contact Monica
McCallum, FTA Office of Civil Rights,
206–220–7519, Monica.McCallum@
dot.gov.
vi. Federal Contract Compliance
As a condition of grant award and
consistent with E.O. 11246, Equal
Employment Opportunity (30 FR 12319,
and as amended), all Federally-assisted
construction contractors are required to
make good faith efforts to meet the goals
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of 6.9 percent of construction project
hours being performed by women, in
addition to goals that vary based on
geography for construction work hours
and for work being performed by people
of color. Under section 503 of the
Rehabilitation Act and its implementing
regulations, affirmative action
obligations for certain contractors
include an aspirational employment
goal of 7 percent workers with
disabilities.
The U.S. Department of Labor’s Office
of Federal Contract Compliance
Programs (OFCCP) is charged with
enforcing Executive Order 11246,
section 503 of the Rehabilitation Act of
1973, and the Vietnam Era Veterans’
Readjustment Assistance Act of 1974.
OFCCP has a Mega Construction Project
Program through which it engages with
project sponsors as early as the design
phase to help promote compliance with
non-discrimination and affirmative
action obligations. OFCCP may identify
construction projects that receive an
award under this notice that have a
project cost above $35 million to
participate in OFCCP’s Mega
Construction Project Program. If
selected and the applicant agrees to
participate, OFCCP will ask selected
project sponsors to make clear to prime
contractors in the pre-bid phase that
award terms may require their
participation in the Mega Construction
Project Program. Additional information
on how OFCCP makes their selections
for participation in the Mega
Construction Project Program is
outlined under ‘‘Scheduling’’ on the
Department of Labor website: https://
www.dol.gov/agencies/ofccp/faqs/
construction-compliance.
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vii. Planning
FTA encourages applicants to notify
the appropriate State Departments of
Transportation and MPOs in areas likely
to be served by the project funds made
available under these initiatives and
programs. Selected projects must be
incorporated into the long-range plans
and transportation improvement
programs of States and metropolitan
areas before they are eligible for FTA
funding. As described under the
evaluation criteria, FTA will consider
whether a project is consistent with or
already included in these plans when
evaluating a project.
viii. Standard Assurances
The applicant assures that it will
comply with all applicable Federal
statutes, regulations, executive orders,
directives, FTA circulars, and other
Federal administrative requirements in
carrying out any project supported by
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the FTA grant. The applicant
acknowledges that it is under a
continuing obligation to comply with
the terms and conditions of the grant
agreement issued for its project with
FTA. The applicant understands that
Federal laws, regulations, policies, and
administrative practices might be
modified from time to time and may
affect the implementation of the project.
The applicant agrees that the most
recent Federal requirements will apply
to the project, unless FTA issues a
written determination otherwise. The
applicant must submit the Certifications
and Assurances before receiving a grant
if it does not have current certifications
on file.
3. Reporting
Post-award reporting requirements
include the electronic submission of
Federal Financial Reports and Milestone
Progress Reports. Applicants should
include goals, targets, and indicators
referenced in their applications to the
project in the Executive Summary of the
TrAMS application. Recipients or
beneficiaries of funds made available
through this NOFO are also required to
regularly submit data to the National
Transit Database. National Transit
Database reports include total sources of
revenue and complete expenditure
reports for all public transportation
operations, not just those funded by this
project. Applicants partnering with a
private operator should ensure that the
private operator will meet all the
comprehensive reporting requirements
of the National Transit Database.
FTA is committed to making
evidence-based decisions guided by the
best available science and data. In
accordance with the Foundations for
Evidence-based Policymaking Act of
2018 (Pub. L. 115–435), FTA may use
information submitted in discretionary
funding applications; information in
FTA’s Transit Award Management
System (TrAMS), including grant
applications, Milestone Progress Reports
(MPRs), Federal Financial Reports
(FFRs); transit service, ridership and
operational data submitted in FTA’s
National Transit Database;
documentation and results of FTA
oversight reviews, including triennial
and State management reviews; and
other publicly available sources of data
to build evidence to support policy,
budget, operational, regulatory, and
management processes and decisions
affecting FTA’s grant programs.
As part of completing the annual
certifications and assurances required of
FTA grant recipients, a successful
applicant must report on the suspension
or debarment status of itself and its
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31853
principals. If the award recipient’s
active grants, cooperative agreements,
and procurement contracts from all
Federal awarding agencies exceeds
$10,000,000 for any period of time
during the period of performance of an
award made pursuant to this Notice, the
recipient must comply with the
Recipient Integrity and Performance
Matters reporting requirements
described in Appendix XII to 2 CFR part
200.
G. Federal Awarding Agency Contacts
For further information concerning
this notice, please contact the
FTAFerryPrograms@dot.gov, or Vanessa
Williams, by phone at (202) 366–4818 or
Sarah Clements at (202) 366–3062. A
TDD is available for individuals who are
deaf or hard of hearing at 800–877–
8339. In addition, FTA will post
answers to questions and requests for
clarifications on FTA’s website at
https://www.transit.dot.gov/grants/ftaferry-programs. To ensure receipt of
accurate information about eligibility or
the program, the applicant is
encouraged to contact FTA directly,
rather than through intermediaries or
third parties. For issues with
GRANTS.GOV, please contact
GRANTS.GOV by phone at 1–800–518–
4726 or by email at support@grants.gov.
Contact information for FTA’s regional
offices can be found on FTA’s website
at https://www.transit.dot.gov/about/
regional-offices/regional-offices.
H. Other Information
This program is not subject to
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs.’’ FTA will consider
applications for funding only from
eligible recipients for eligible projects
listed in section C.
Applications and supporting
materials submitted to FTA may be
subject to disclosure under Federal laws
including, but not limited to, the
Freedom of Information Act (FOIA). If a
submission contains trade secret or
confidential commercial or financial
information, the submitter should
segregate that information and clearly
identify and mark each instance as
‘‘Confidential Business Information
(CBI)’’ along with an explanation of its
confidentiality. A general legend on the
cover of an application, by itself, is
insufficient marking. FTA will endeavor
to protect confidential business
information complying with these
requirements to the extent required
under law. If FTA receives a FOIA
request for confidential business
information, FTA will follow the
procedures in DOT’s FOIA regulation at
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Federal Register / Vol. 88, No. 96 / Thursday, May 18, 2023 / Notices
49 CFR 7.29. Only information that is
segregated and marked in accordance
with this section will be considered for
exemption under FOIA because of its
business confidentiality.
Nuria I. Fernandez,
Administrator.
[FR Doc. 2023–10551 Filed 5–17–23; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF VETERANS
AFFAIRS
[OMB Control No. 2900–0111]
Agency Information Collection
Activity: Statement of Purchaser or
Owner Assuming Seller’s Loan
Veterans Benefits
Administration; Department of Veterans
Affairs.
ACTION: Notice.
AGENCY:
In compliance with the
Paperwork Reduction Act (PRA) of
1995, this notice announces that the
Veteran Benefits Administration,
Department of Veterans Affairs, will
submit the collection of information
abstracted below to the Office of
Management and Budget (OMB) for
review and comment. The PRA
submission describes the nature of the
information collection and its expected
cost and burden and it includes the
actual data collection instrument.
DATES: Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by clicking on the following link
www.reginfo.gov/public/do/PRAMain,
select ‘‘Currently under Review—Open
for Public Comments’’, then search the
list for the information collection by
title or ‘‘OMB Control No. 2900–0111.’’
FOR FURTHER INFORMATION CONTACT:
Maribel Aponte, Office of Enterprise
and Integration, Data Governance
Analytics (008), 810 Vermont Ave. NW,
Washington, DC 20420, (202) 266–4688
or email maribel.aponte@va.gov. Please
refer to ‘‘OMB Control No. 2900–0111’’
in any correspondence.
SUPPLEMENTARY INFORMATION:
Authority: Public Law 104–13; 44
U.S.C. 3501–21.
Title: Statement of Purchaser or
Owner Assuming Seller’s Loan, VA
Form 26–6382.
OMB Control Number: 2900–0111.
Type of Review: Extension of a
currently approved collection.
lotter on DSK11XQN23PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
19:05 May 17, 2023
Jkt 259001
Abstract: Under title 38, U.S.C.,
section 3702, authorizes collection of
this information to help determine the
release of liability and substitution of
entitlement. An agency may not conduct
or sponsor, and a person is not required
to respond to a collection of information
unless it displays a currently valid OMB
control number.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number.
The Federal Register Notice with a
60-day comment period soliciting
comments on this collection of
information was published at insert
citation date: 88 FR 16523 on March 17,
2023, page 16523.
Affected Public: Individuals or
households.
Estimated Annual Burden: 250 hours.
Estimated Average Burden per
Respondent: 15 minutes.
Frequency of Response: One time.
Estimated Number of Respondents:
1,000.
By direction of the Secretary.
Maribel Aponte,
VA PRA Clearance Officer, Office of
Enterprise and Integration, Data Governance
Analytics, Department of Veterans Affairs.
[FR Doc. 2023–10597 Filed 5–17–23; 8:45 am]
BILLING CODE 8320–01–P
DEPARTMENT OF VETERANS
AFFAIRS
[OMB Control No. 2900–0851]
Agency Information Collection
Activity: Status of Loan Account—
Foreclosure or Other Liquidation
Veterans Benefits
Administration, Department of Veterans
Affairs.
ACTION: Notice.
AGENCY:
In compliance with the
Paperwork Reduction Act (PRA) of
1995, this notice announces that the
Veterans Benefits Administration
(VBA), Department of Veterans Affairs,
will submit the collection of
information abstracted below to the
Office of Management and Budget
(OMB) for review and comment. The
PRA submission describes the nature of
the information collection and its
expected cost and burden and it
includes the actual data collection
instrument.
SUMMARY:
PO 00000
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Fmt 4703
Sfmt 9990
Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice by clicking on the following link
www.reginfo.gov/public/do/PRAMain,
select ‘‘Currently under Review—Open
for Public Comments’’, then search the
list for the information collection by
Title or ‘‘OMB Control No. 2900–0851.’’
DATES:
FOR FURTHER INFORMATION CONTACT:
Maribel Aponte, Office of Enterprise
and Integration, Data Governance
Analytics (008), 810 Vermont Ave. NW,
Washington, DC 20420, (202) 266–4688
or email maribel.aponte@va.gov. Please
refer to ‘‘OMB Control No. 2900–0851’’
in any correspondence.
SUPPLEMENTARY INFORMATION:
Authority: Public Law 104–13; 44
U.S.C. 3501–3521.
Title: Status of Loan Account—
Foreclosure or Other Liquidation, VA
Form 26–0971.
OMB Control Number: 2900–0851.
Type of Review: Revision of a
currently approved collection.
Abstract: VA Form 26–0971 is used
when the holder of a delinquent vendee
account is legally entitled to repurchase
the loan by VA when the loan has been
continuously in default for 3 months
and the amount of the delinquency
equals or exceeds the sum of 2 monthly
installments.
An agency may not conduct or
sponsor, and a person is not required to
respond to a collection of information
unless it displays a currently valid OMB
control number.
The Federal Register Notice with a
60-day comment period soliciting
comments on this collection of
information was published at 88 FR
15857 on March 14, 2023, pages 15857
and 15858.
Affected Public: Individuals or
households.
Estimated Annual Burden: 5 hours.
Estimated Average Burden per
Respondent: 30 minutes.
Frequency of Response: One-time.
Estimated Number of Respondents:
10.
By direction of the Secretary.
Maribel Aponte,
VA PRA Clearance Officer, Office of
Enterprise and Integration, Data Governance
Analytics, Department of Veterans Affairs.
[FR Doc. 2023–10601 Filed 5–17–23; 8:45 am]
BILLING CODE 8320–01–P
E:\FR\FM\18MYN1.SGM
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Agencies
[Federal Register Volume 88, Number 96 (Thursday, May 18, 2023)]
[Notices]
[Pages 31845-31854]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-10551]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Fiscal Year 2023 Competitive Funding Opportunity: Passenger Ferry
Grant Program and Ferry Service for Rural Communities Program
AGENCY: Federal Transit Administration (FTA), Department of
Transportation (DOT).
ACTION: Notice of funding opportunity (NOFO).
-----------------------------------------------------------------------
SUMMARY: The Federal Transit Administration (FTA) announces the
opportunity to apply for $220.2 million in competitive grants under the
Fiscal Year (FY) 2023 Passenger Ferry Grant Program (Passenger Ferry
Program) and Ferry Service for Rural Communities Program (Rural Ferry
Program). Of the amount being made available, $50.1 million is for the
Passenger Ferry Program and approximately $170 million is for the Rural
Ferry Program. FTA may award additional funding made available to the
program prior to the announcement of project selections.
DATES: Complete proposals must be submitted electronically through the
GRANTS.GOV ``APPLY'' function by 11:59 p.m. Eastern time July 17, 2023.
Prospective applicants should initiate the process by promptly
registering on the GRANTS.GOV website to ensure completion of the
application process before the submission deadline. Instructions for
applying can be found on FTA's website at https://www.transit.dot.gov/funding/grants/applying/applying-fta-funding and in the ``FIND'' module
of GRANTS.GOV. The funding opportunity ID for the Passenger Ferry
Program is FTA-2023-007-TPM-PassFerry and the funding opportunity ID
for the Rural Ferry Program is FTA-2023-008-TPM-Rural Ferry. Mail and
fax submissions will not be accepted.
FOR FURTHER INFORMATION CONTACT: [email protected] or Vanessa
Williams, FTA Office of Program Management, (202) 366-4818, or Sarah
Clements, FTA Office of Program Management, (202) 366-3062.
SUPPLEMENTARY INFORMATION:
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts
H. Other Information
A. Program Description
This Notice of Funding Opportunity (NOFO) announces the
availability of FY 2023 funding for the Passenger Ferry Grant Program
(Passenger Ferry Program) and Ferry Service for Rural Communities
Program (Rural Ferry Program). Both programs can be found in Federal
Assistance Listing: 20.532.
Federal public transportation law (49 U.S.C. 5307(h)) authorizes
FTA to award grants for passenger ferries through a competitive
process. The Passenger Ferry Program provides funding to designated
recipients and direct recipients under FTA's Urbanized Area Formula
Program, as well as public entities engaged in providing public
transportation passenger ferry service in urban areas that are eligible
to be direct recipients. Projects funded under the program will improve
the condition and quality of existing passenger ferry services, support
the establishment of new passenger ferry services, and repair and
modernize ferry boats, terminals, and related facilities and equipment.
Section 71103 of the Infrastructure Investment and Jobs Act (the
``Bipartisan Infrastructure Law'' or ``BIL'') (Pub. L. 117-58)
authorizes FTA to award grants for the Rural Ferry Program through a
competitive process, as described in this notice. The Rural Ferry
Program provides funding for capital, operating, and planning expenses
to States and territories for ferry service to rural areas. Projects
funded under this program will support ferry transportation service
that operated a regular schedule at any time during the five-year
period from March 1, 2015, to March 1, 2020, and includes at least one
route segment of at least 50 sailing (nautical) miles between two rural
areas. The Consolidated Appropriations Act, 2023, (Pub. L. 117-328)
provides an additional $17,500,000 for ferry service meeting the above
criteria, except it is only required to serve at least two rural areas
with a single route segment over 20 miles between the two rural areas
and does not attribute data to an urbanized area in the National
Transit Database for ferry service.
FTA recognizes that passenger ferries provide critical and cost-
effective transportation links throughout the United States but face a
critical backlog of state of good repair and safety investments. These
programs support FTA's priorities and objectives through investments
that (1) renew our transit systems, (2) reduce greenhouse gas emissions
from public transportation, (3) advance racial equity by removing
transportation related disparities to all populations within a project
area and increasing equitable access to project benefits, (4) maintain
and create good-paying jobs with a free and fair choice to join a
union, and (5) connect communities by increasing access to affordable
transportation options.
FTA seeks to fund projects under the Passenger Ferry and Rural
Ferry Programs that:
Reduce greenhouse gas emissions in the transportation
sector, incorporate evidence-based climate resilience measures and
features, reduce the lifecycle greenhouse gas emissions from the
project materials, and avoid adverse environmental impacts to air or
water
[[Page 31846]]
quality, wetlands, and endangered species, and address the
disproportionate negative environmental impacts of transportation on
disadvantaged communities, consistent with Executive Order 14008,
Tackling the Climate Crisis at Home and Abroad (86 FR 7619).
Create proportional impacts to all populations in a
project area, remove transportation related disparities to all
populations in a project area, and increase equitable access to project
benefits, consistent with Executive Order 13985, Advancing Racial
Equity and Support for Underserved Communities Through the Federal
Government (86 FR 7009).
Address equity and environmental justice, particularly for
communities that have experienced decades of under investment and are
most impacted by climate change, pollution, and environmental hazards,
consistent with Executive Order 14008, Tackling the Climate Crisis at
Home and Abroad (86 FR 7619).
Support the creation of good-paying jobs with the free and
fair choice to join a union and the incorporation of strong labor
standards and training and placement programs, especially registered
apprenticeships, in project planning stages, consistent with Executive
Order 14025, Worker Organizing and Empowerment (86 FR 22829), and
Executive Order 14052, Implementation of the Infrastructure Investment
and Jobs Act (86 FR 64335).
Support wealth creation, consistent with the Department's
Equity Action Plan through the inclusion of local inclusive economic
development and entrepreneurship such as the utilization of
Disadvantaged Business Enterprises, Minority-owned businesses, Women-
owned businesses, or section 8(a) firms.
B. Federal Award Information
Federal public transportation law (49 U.S.C. 5307(h)) authorizes
$30 million in FY 2023 contract authority funds for competitive grants
under the Passenger Ferry Program. The Consolidated Appropriations Act,
2023, appropriated an additional $15 million. Of that latter amount, $5
million is available only for low- or zero-emission ferries or ferries
using electric battery or fuel cell components and the infrastructure
to support such ferries. Additionally, $2,149,651 remains available for
allocation from the amounts made available in FY 2022 and an additional
$3,000,000 from FY 2016 is available for reallocation. FTA may award
additional funding made available to the program prior to the
announcement of project selections. In FY 2022, FTA received 25
eligible applications from 13 States and 1 territory requesting $153
million in Federal Passenger Ferry Program funds. Eight projects were
funded at a total of $34.4 million.
Division J of the BIL provides an advance appropriation of $200
million in FY 2023 funds for the Rural Ferry Program. Of that amount,
$3,980,000 is for FTA oversight, and $20,000 is transferred to the
USDOT Office of the Inspector General. Additionally, $43,452,559 of FY
2023 funding was awarded under the FY 2022 NOFO, making $152,547,441
available for award. Furthermore, the FY 2023 Consolidated
Appropriations Act appropriated an additional $17,500,000 that may be
allocated to passenger ferry service that serves at least two rural
areas with a single segment over 20 miles between the two rural areas
and that is not otherwise eligible for funding under the Passenger
Ferry Program.
In FY 2022, FTA received 8 eligible applications from 4 States
requesting $259 million in Federal Rural Ferry Program funds. All 8
projects were funded at a total of $252 million.
FTA will grant pre-award authority to incur costs for selected
projects beginning on the date the FY 2023 project selections are
announced on FTA's website. A project selected under the Rural Ferry
Program that is a continuation of a project that was selected through
the FY 2022 NOFO will be granted pre-award authority from the time of
the FY 2022 selection announcement. Funds are available for obligation
for five years after the fiscal year in which the awards are announced.
Except for any proposed continuation of Rural Ferry projects funded
from the FY 2022 NOFO, funds are available only for projects that have
not already incurred costs prior to the announcement of project
selections.
C. Eligibility Information
1. Eligible Applicants
Summary Table
------------------------------------------------------------------------
Program Eligible applicants
------------------------------------------------------------------------
Passenger Ferry Program........... Designated Recipients of section
5307 Funding.
Direct Recipients of section 5307
Funding.
Public Entities engaged in providing
public transportation passenger
ferry service in urban areas that
are eligible to be a Direct
Recipient.
Rural Ferry Program............... States and Territories.
------------------------------------------------------------------------
Eligible applicants for the Passenger Ferry Program are: (1)
designated recipients as defined in FTA Circular ``Urbanized Area
Formula Program: Program Guidance and Application Instructions''
(FTA.C.9030.1E), (2) direct recipients of FTA's Urbanized Area Formula
Grants, and (3) public entities engaged in providing public
transportation passenger ferry service in urban areas that are eligible
to be direct recipients.
Eligible applicants for the Rural Ferry Program are States and
Territories in which eligible service is operated. For the $152.6
million made available under Division J of the BIL, eligible service
includes passenger ferry service that operated a regular schedule at
any time between March 1, 2015, and March 1, 2020, and operated at
least one segment between two rural areas located more than 50 sailing
(nautical) miles apart. FTA defines a regular schedule as a published
schedule for either seasonal or year-round ferry service. For the $17.5
million appropriated in the Consolidated Appropriations Act, 2023,
eligible service also includes any passenger ferry service that
operated a regular schedule at any time between March 1, 2015, and
March 1, 2020, and operated at least one segment more than 20 miles
between two rural areas. Applicants in both categories must not have
attributed data to an urbanized area in their most recent report to the
National Transit Database for their ferry services. Applicants must
document their eligibility for the Rural Ferry Program by providing the
following:
(A) Documentation such as dated and published sailing schedules
to demonstrate the operation of regular scheduled service at any
time during the five-year period ending March 1, 2020.
(B) Documentation such as route maps to demonstrate provision of
service for at least one direct segment between two rural areas
[[Page 31847]]
that meet the distance requirements described above (either at least
50 or 20 nautical sailing miles) during the five-year period ending
March 1, 2020.
FTA will confirm the segment length based upon data reported to the
National Census of Ferry Operators maintained by the Bureau of
Transportation Statistics.
An eligible applicant that does not currently have an active grant
with FTA will, upon selection, be required to work with an FTA regional
office to establish its organization as an active grant recipient. This
process may require additional documentation to support the
organization's technical, financial, and legal capacity to receive and
administer Federal funds under this program.
2. Cost Sharing or Matching
a. The maximum Federal share for capital projects selected under
each program is 80 percent of the net project cost, with the exceptions
described in paragraphs b and c below, per 49 U.S.C. 5323. The maximum
Federal share for planning projects selected under the Rural Ferry
Program is 80 percent. There is no maximum Federal share for operating
projects selected under the Rural Ferry Program in FY 2023; however,
similar to FY 2022, FTA will require the State or locality to provide,
at a minimum, 75 percent of the three-year average prior to the
pandemic (2017, 2018, and 2019) on an annual basis to support ferry
service for the period supported by the grant. For example, if a State
or locality normally provided $1 million in operating assistance
annually, an applicant should include at least $750,000 in State or
local operating assistance.
b. The maximum Federal share is 85 percent of the net project cost
of acquiring vehicles (including clean-fuel or alternative fuel
vehicles) for purposes of complying with or maintaining compliance with
the Clean Air Act (CAA) or the Americans with Disabilities Act (ADA) of
1990.
c. The maximum Federal share is 90 percent of the net project cost
of acquiring, installing, or constructing vehicle-related equipment or
facilities (including clean fuel or alternative-fuel vehicle-related
equipment or facilities) for purposes of complying with or maintaining
compliance with the ADA or CAA. The award recipient must itemize the
cost of specific, discrete, vehicle-related equipment associated with
compliance with the ADA or CAA to be eligible for the maximum 90
percent Federal share for these costs.
Eligible sources of non-Federal matching funds include:
i. Cash from non-governmental sources other than revenues from
providing the ferry services (such as fare revenues, vehicle, or
cargo charges, etc.);
ii. Non-farebox revenues from the operation of public
transportation service, such as the sale of advertising and
concession revenues;
iii. Monies received under a service agreement with a State or
local social service agency or private social service organization;
iv. Undistributed cash surpluses, replacement or depreciation
cash funds, reserves available in cash, or new capital;
v. Amounts appropriated or otherwise made available to a
department or agency of the Government (other than the USDOT), that
are eligible to be expended for public transportation;
vi. In-kind contributions integral to the project;
vii. Revenue bond proceeds for a capital project, with prior FTA
approval; and
viii. Transportation Development Credits (formerly referred to
as Toll Revenue Credits).
If an applicant proposes a Federal share greater than 80 percent,
the applicant must clearly explain why the project is eligible for the
proposed Federal share.
3. Eligible Projects
Summary Table
------------------------------------------------------------------------
Program Eligible projects
------------------------------------------------------------------------
Passenger Ferry Program........... Capital Projects--purchase,
construction, replacement, or
rehabilitation of ferries,
terminals, related infrastructure,
and related equipment (including
electric or low-emitting ferry
vessels and related
infrastructure).
Rural Ferry Program............... Capital Projects--purchase,
construction, replacement, or
rehabilitation of ferries,
terminals, related infrastructure,
and related equipment (including
electric or low-emitting ferry
vessels and related
infrastructure).
Planning Projects.
Operating Projects.
------------------------------------------------------------------------
3A. Passenger Ferry Program--Eligible Projects
Under the Passenger Ferry Program, eligible projects are capital
projects for the purchase, construction, replacement, or rehabilitation
of ferries, terminals, related infrastructure, and related equipment
(including fare equipment and communication devices). Projects are
required to support a passenger ferry service that serves an urbanized
area and may include services that operate between an urbanized area
and rural areas. Ferry systems that accommodate cars must also
accommodate walk-on passengers to be eligible for funding. Operating
costs and planning projects are not eligible.
Under the Passenger Ferry Program only, recipients are permitted to
use up to 0.5 percent of their grant award to pay for not more than 80
percent of the cost for workforce development activities eligible under
Federal public transportation law (49 U.S.C. 5314(b)) and an additional
0.5 percent for costs associated with training at the National Transit
Institute. Applicants must identify the proposed use of funds for these
activities in the project proposal and identify them separately in the
project budget. Supportive services, such as childcare and
transportation assistance for participants, may be an eligible use of
program funds under 49 U.S.C. 5314(b). FTA has published clarifying
frequently asked questions regarding supportive services on its website
at https://www.transit.dot.gov/funding/grants/federal-transit-administration-faqs-supportive-services.
3B. Rural Ferry Program--Eligible Projects
Under the Rural Ferry Program, eligible projects are capital,
operating, or planning assistance. Eligible capital projects include
the purchase, construction, replacement, or rehabilitation of ferries,
terminals, related infrastructure, and related equipment (including
fare equipment and communication devices). Only net operating expenses
are eligible for assistance. Net operating expenses are those expenses
that remain after the provider subtracts operating revenues from
eligible operating expenses. States may further define what constitutes
[[Page 31848]]
operating revenues, but, at a minimum, operating revenues must include
farebox revenues and other fees generated directly by the ferry service
such as vehicle fares, cargo fees, and cabin fees. Farebox revenues are
fares paid by riders, including those who are later reimbursed by a
human service agency or other user-side subsidy arrangement. For more
information, please see FTA Circular 9040.1G at https://www.transit.dot.gov/regulations-and-guidance/fta-circulars/formula-grants-rural-areas-program-guidance-and-application. Eligible projects
are not required to be implemented on the same route segments that
resulted in applicant eligibility (e.g., the project need not be
implemented on a segment of more than 20 or 50 sailing (nautical)
miles). Ferry systems that accommodate cars must also accommodate walk-
on passengers to be eligible for funding. Walk-on passengers are
defined as passengers who board the vessel unaccompanied by any motor
vehicle in which they may have arrived at the ferry terminal and which
remains behind after ferry departure.
D. Application and Submission Information
1. Address To Request Application Package
Applications may be accessed at GRANTS.GOV and must be submitted
electronically through GRANTS.GOV. General information for accessing
and submitting applications through GRANTS.GOV can be found at https://www.fta.dot.gov/howtoapply along with specific instructions for the
forms and attachments required for submission. Mail or fax submissions
will not be accepted. The required SF-424 Application for Federal
Assistance can be downloaded from GRANTS.GOV and the required
supplemental form can be downloaded from GRANTS.GOV or the FTA website
at https://www.transit.dot.gov/grants/fta-ferry-programs.
2. Content and Form of Application Submission
a. Proposal Submission
A complete proposal submission consists of two forms: (1) the SF-
424 Application for Federal Assistance; and (2) the FY 2023 Passenger
Ferry Program and Rural Ferry Program supplemental form. If an
applicant is submitting different proposals to different programs, the
applicant must submit an application for each project to each program
separately. The supplemental form and any supporting documents must be
attached to the ``Attachments'' section of the SF-424. The application
must include responses to all sections of the SF-424 Application for
Federal Assistance and the supplemental form, unless designated as
optional. The information on the supplemental form will be used to
determine applicant and project eligibility for the program, and to
evaluate the proposal against the selection criteria described in part
E of this notice. Failure to submit the information as requested can
delay review or disqualify the application.
FTA will accept only one supplemental form per SF-424 submission.
FTA encourages States and other applicants to consider submitting a
single supplemental form that includes multiple activities as one
project to be evaluated as a consolidated proposal. If a State or other
applicant chooses to submit separate proposals for individual
consideration by FTA, each proposal must be submitted using a separate
SF-424 and supplemental form.
Applicants may attach additional supporting information to the SF-
424 submission, including but not limited to documentation supporting
the applicant's eligibility for the grant programs, letters of support,
project budgets, fleet status reports, or excerpts from relevant
planning documents. Supporting documentation should be described and
referenced by file name in the appropriate response section of the
supplemental form, or it may not be reviewed.
Information such as applicant name, Federal amount requested, local
match amount, and description of areas served may be requested in
varying degrees of detail on both the SF-424 and supplemental form.
Applicants must fill in all fields unless otherwise stated on the
forms. Applicants should not place N/A or ``refer to attachment'' in
lieu of typing in responses in the field sections. If information is
copied into the supplemental form from another source, applicants
should verify that pasted text is fully captured on the supplemental
form and has not been truncated by the character limits built into the
form. Applicants should use both the ``Check Package for Errors'' and
the ``Validate Form'' validation buttons on both forms to check all
required fields on the forms and ensure that the Federal and local
amounts specified are consistent.
b. Application Content
The SF-424 Application for Federal Assistance and the supplemental
form will prompt applicants for the required information:
a. Applicant name.
b. Unique entity identifier (UEI) (generated by SAM.GOV).
c. Key contact information (including contact name, address,
email address, and phone).
d. Congressional district(s) in which the project is located.
e. Project information (including title, executive summary, and
type).
f. A detailed description of the need for the project.
g. A detailed description of how the project will support the
program objectives.
h. Evidence that the project is consistent with local and
regional planning objectives.
i. Evidence that the applicant can provide the non-Federal cost
share.
j. A description of the technical, legal, and financial capacity
of the applicant.
k. A detailed project budget that shows how different funding
sources will share in each activity. The budget should identify
other Federal funds the applicant is applying for or has been
awarded, if any, that the applicant intends to use.
l. An explanation of the scalability of the project.
m. Details on the non-Federal matching funds.
n. For any application for operating assistance under the Rural
Ferry program, the applicant should provide the amount of State or
local funds provided for operating assistance for the three years of
operation prior to the start of the pandemic, January 20, 2020.
Applicants, at their discretion, may provide the three years of data
ending on the last day of the applicant's fiscal year ending prior
to January 20, 2020; end of the Federal fiscal year ending prior to
January 20, 2020; or ending January 20, 2020.
o. A detailed project timeline.
p. Address all the applicable criteria and priority
considerations identified in section E.
3. Unique Entity Identifier and System for Award Management (SAM)
Each applicant is required to: (1) be registered in SAM.GOV before
submitting an application; (2) provide a valid unique entity identifier
in its application; and (3) continue to maintain an active SAM
registration with current information at all times during which the
applicant has an active Federal award or an application or plan under
consideration by FTA. FTA may not make an award until the applicant has
complied with all applicable unique entity identifier and SAM
requirements. If an applicant has not fully complied with the
requirements by the time FTA is ready to make an award, FTA may
determine that the applicant is not qualified to receive an award and
use that determination as a basis for making a Federal award to another
applicant. These requirements do not apply if the applicant has an
exception approved by FTA or the U.S. Office of Management
[[Page 31849]]
and Budget under 2 CFR 25.110(c) or (d).
All applicants must provide a unique entity identifier provided by
SAM. Registration in SAM may take as little as 3-5 business days, but
since there could be unexpected steps or delays (for example, if there
is a need to obtain an Employer Identification Number), FTA recommends
allowing ample time, up to several weeks, for completion of all steps.
For additional information on obtaining a unique entity identifier,
please visit https://www.sam.gov.
4. Submission Dates and Times
Project proposals must be submitted electronically through
GRANTS.GOV by 11:59 p.m. Eastern Time on July 17, 2023. GRANTS.GOV
attaches a time stamp to each application at the time of submission.
Mail and fax submissions will not be accepted.
FTA urges applicants to submit applications at least 72 hours prior
to the deadline to allow time to correct any problems that may have
caused either GRANTS.GOV or FTA systems to reject the submission.
Proposals submitted after the deadline will be considered only if
lateness was due to extraordinary circumstances not under the
applicant's control. Deadlines will not be extended due to scheduled
website maintenance. GRANTS.GOV scheduled maintenance and outage times
are announced on the GRANTS.GOV website.
Within 48 hours after submitting an electronic application, the
applicant should receive an email message from GRANTS.GOV with
confirmation of successful transmission to GRANTS.GOV. If a notice of
failed validation or incomplete materials is received, the applicant
must address the reason for the failed validation, as described in the
email notice, and resubmit before the submission deadline. If making a
resubmission for any reason, include all original attachments
regardless of which attachments were updated and check the box on the
supplemental form indicating this is a resubmission.
Applicants are encouraged to begin the process of registration on
the GRANTS.GOV site well in advance of the submission deadline.
Registration is a multi-step process, which may take several weeks to
complete before an application can be submitted. Registered applicants
may still be required to take steps to keep their registration up to
date before submissions can be made successfully as (1) registration in
SAM is renewed annually; and (2) persons making submissions on behalf
of the Authorized Organization Representative (AOR) must be authorized
in GRANTS.GOV by the AOR to make submissions.
5. Funding Restrictions
Funds made available under the Passenger Ferry Program may not be
used to fund operating expenses, planning, or preventive maintenance.
Any project that does not include the purchase, construction,
replacement, or rehabilitation of ferries, terminals, related
infrastructure, or related equipment is not eligible. Applicants to the
Rural Ferry Program may apply for capital, operating, or planning
assistance.
Except for continuation of projects funded under the FY 2022 Rural
Ferry Program, funds made available under this NOFO cannot be used to
reimburse applicants for otherwise eligible expenses incurred prior to
the posting of project selections on FTA's website and the
corresponding issuance of pre-award authority. Allowable direct and
indirect expenses must be consistent with the Government-wide Uniform
Administrative Requirements, Cost Principles, and Audit Requirements
for Federal Awards (2 CFR part 200) and FTA Circular 5010.1E.
As required by statute, an eligible ferry service that receives
funds from a State under the Rural Ferry Program shall not be
attributed to an urbanized area for purposes of apportioning funds
under chapter 53 of title 49, U.S. Code. In addition, an eligible
service that receives funds from a State under the Rural Ferry Program
shall not receive funds apportioned under section 5336 or 5337 of title
49, U.S. Code, in the same fiscal year.
6. Other Submission Requirements
Applicants are encouraged to identify scaled funding options in
case insufficient funding is available to fund a project at the full
requested amount. If an applicant advises that a project is scalable,
the applicant must provide an appropriate minimum funding amount that
will fund an eligible project that achieves the objectives of the
program and meets all relevant program requirements. The applicant must
provide a clear explanation of how the project budget would be affected
by a reduced award. FTA may award a lesser amount whether or not a
scalable option is provided.
The Department may share application information within the
Department or with other Federal agencies if the Department determines
that sharing is relevant to the respective program's objectives.
E. Application Review Information
1. Criteria
Projects will be evaluated primarily on the responses provided in
the supplemental form. Additional information may be provided to
support the responses; however, any additional documentation must be
directly referenced on the supplemental form, including the file name
where the additional information can be found. FTA will evaluate
project proposals based on the criteria described in this notice.
a. Demonstration of Need
Applications for capital expenses to the Passenger Ferry Program or
Rural Ferry Program will be evaluated based on the quality and extent
to which they demonstrate how the proposed project will address an
unmet need for capital investment in passenger ferry vehicles,
equipment, or facilities. FTA will also evaluate the project's impact
on service delivery and whether the project represents a one-time or
periodic need that cannot reasonably be funded from FTA formula program
allocations or State or local resources. In evaluating applications,
FTA will consider, among other factors, certain project-specific
criteria as outlined below:
i. For vessel replacement or rehabilitation projects (including low
or zero-emission ferries):
The age of the asset to be replaced or rehabilitated by
the proposed project, relative to its useful life--those applicants
that are already FTA grantees should reference the useful life
benchmark for the vehicles to be replaced identified in their Transit
Asset Management Plan and reported to the National Transit Database.
Those applicants should also describe how replacing the vehicle will
help them meet the state of good repair performance targets set in
their Transit Asset Management (TAM) Plan.
The condition of the asset to be replaced by the proposed
project, as ascertained through inspections or otherwise, if available.
ii. For facility infrastructure improvements or related-equipment
acquisitions:
The age of the facility or equipment to be rehabilitated
or replaced, relative to its useful life--those applicants that are
already FTA grantees should reference the condition of the facility as
reported to the National Transit Database and how the project will help
you meet the state of good repair performance targets in your Transit
Asset Management (TAM) Plan.
[[Page 31850]]
The degree to which the proposed project will enable the
agency to improve the maintenance and condition of the agency's fleet
or related ferry assets.
iii. For vessel or facility-related expansion or new service
requests:
The degree to which the proposed project addresses a
current capacity constraint that is limiting the ability of the agency
to provide reliable service, meet ridership demands, or maintain
vessels and related equipment.
The degree to which the proposed new service is supported
by ridership demand.
For operating projects under the Rural Ferry Program:
The degree to which the application addresses how
additional operating resources will lead to more reliable or improved
service, or meet additional service demands.
The financial need demonstrated by the applicant,
including actual or projected need to maintain or initiate ferry
service and a description of how existing operating resources are
insufficient to meet the need.
For expansion operating projects, projected ridership on
the new service and the methodology used by the applicant to determine
the projection.
For planning projects under the Rural Ferry Program:
The degree to which the application addresses how planning
resources will lead to more reliable or improved service, or meet
additional service demands.
b. Demonstration of Benefits
All Applications will be evaluated based on how the ferry project
will accomplish one or more of the following: (1) enhance the safety of
existing ferry systems, (2) improve the state of good repair of the
existing system, (3) provide additional transportation options that
foster community development and access to economic opportunities, and/
or (4) improve the quality of transit service to underserved
communities.
Additionally, all applications will be evaluated on their support
for walk-on passengers. Walk-on passengers are defined as passengers
who board the vessel unaccompanied by any motor vehicle in which they
may have arrived at the ferry terminal and which remains behind after
ferry departure. The support for walk-on passengers will be evaluated
as follows:
For replacement or rehabilitation projects, benefits will be
evaluated in part based on the percentage of riders that are walk-on
compared to passengers using the service to transport automobiles.
For expansion projects, benefits will be evaluated in part based on
what convenient infrastructure is provided at the origin and
destination of the service and at any intermediary stops that supports
transit and intercity bus riders, pedestrians, or bicycles. Supporting
documentation should include data that demonstrates the number of trips
(passengers and vehicles), the number of walk-on passengers, and the
frequency of transfers to other modes, if applicable.
In addition to the above five elements, projects for low- or zero-
emission ferries under any program or projects for operating assistance
under the Rural Ferry program will be evaluated as follows:
For low- or zero-emission ferries, applicants should demonstrate
how the proposed ferries or infrastructure will reduce the emission of
particulates and other pollutants that create local air pollution,
which leads to local environmental health concerns, smog, and unhealthy
ozone concentrations. Applicants should also demonstrate how the
proposed ferries or infrastructure will reduce emissions of greenhouse
gases from ferry operations. Projects that propose the use of zero-
emission ferries and related infrastructure for producing zero onboard
emissions during normal operations will be more competitive.
For operating projects under the Rural Ferry Program, applicants
should address and document how the requested operating funds will be
used to augment, and not replace, existing State or local operating
funds.
c. Planning and Local/Regional Prioritization
Applicants that are already FTA recipients and are seeking a
capital grant should demonstrate that the project is included in the
investment prioritization of their Transit Asset Management (TAM) Plan.
Applicants must demonstrate how the proposed project is consistent
with local and regional planning documents and identified priorities.
This will involve assessing whether the project is consistent with the
transit priorities identified in the long-range transportation plan and
the State and Metropolitan Transportation Improvement Program (STIP/
TIP). Applicants should note if the project could not be included in
the financially constrained STIP or TIP due to lack of funding, and if
selected that the project can be added to the federally approved STIP
before grant award.
FTA encourages applicants to demonstrate State or local support by
including letters of support from State departments of transportation,
local transit agencies, local government officials and public agencies,
local non-profit or private sector organizations, and other relevant
stakeholders. Applications that include letters of support will be
viewed more favorably than those that do not. For FTA to fully consider
a letter of support, the letter must be included in the application
package. In an area with both ferry and other public transit operators,
FTA will evaluate whether project proposals demonstrate coordination
with and support of other related projects within the applicant's
Metropolitan Planning Organization (MPO) or the geographic region
within which the proposed project will operate.
d. Local Financial Commitment
Applicants must identify the source of the local cost share and
describe whether such funds are currently available for the project or
will need to be secured if the project is selected for funding. FTA
will consider the availability of the local cost share as evidence of
local financial commitment to the project. Additional consideration
will be given to those projects for which local funds have already been
made available or reserved. Applicants should submit evidence of the
availability of funds for the project, by including, for example, a
board resolution, letter of support from the State, a budget document
highlighting the line item or section committing funds to the proposed
project, or other documentation of the source of non-Federal funds.
An applicant may provide documentation of previous and recent local
investments in the project, which cannot be used to satisfy non-Federal
matching requirements, as evidence of local financial commitment.
Applicants that request a Federal share for a capital project
greater than 80 percent must clearly explain why the project is
eligible for the proposed Federal share. For planning projects under
the Rural Ferry Program, the Federal share may not exceed 80 percent.
For operating projects under the Rural Ferry Program, there is no
maximum Federal share to a grant awarded under this program, however,
the applicant must maintain the non-Federal funding levels described in
section C of this notice.
e. Project Implementation Strategy
Projects will be evaluated based on the extent to which the project
is ready
[[Page 31851]]
to implement within a reasonable period of time and whether the
applicant's proposed implementation plans are reasonable and complete.
In assessing whether the project is ready to implement within a
reasonable period of time, FTA will consider whether the project
qualifies for a Categorical Exclusion, or whether the required
environmental work has been initiated or completed for projects that
require an Environmental Assessment or Environmental Impact Statement
under the National Environmental Policy Act of 1969. As such,
applicants should submit information describing the project's
anticipated path and timeline through the environmental review process.
If the project will qualify as a Categorical Exclusion, the applicant
must say so explicitly in the application. The proposal must also state
whether grant funds can be obligated within 12 months from time of
award, if selected, and if necessary, the timeframe under which the TIP
and STIP can be amended to include the proposed project. Additional
consideration will be given to projects for which grant funds can be
obligated within 12 months from time of award.
In assessing whether the proposed implementation plans are
reasonable and complete, FTA will review the proposed project
implementation plan, including all necessary project milestones and the
overall project timeline. For projects that will require formal
coordination, approvals, or permits from other agencies or project
partners, the applicant must demonstrate coordination with these
organizations and their support for the project, such as through
letters of support.
f. Technical, Legal, and Financial Capacity
Applicants must demonstrate that they have the technical, legal,
and financial capacity to undertake the project. FTA will review
relevant oversight assessments and records to determine whether there
are any outstanding legal, technical, or financial issues with the
applicant that would affect the outcome of the proposed project.
Additional information on the compliance requirements for these grants
appears later in this notice.
Applicants with outstanding legal, technical, or financial
compliance issues from an FTA compliance review or FTA grant-related
Single Audit finding must explain how corrective actions taken will
mitigate negative impacts on the project.
2. Review and Selection Process
FTA technical evaluation committees will evaluate proposals using
the project evaluation criteria. FTA staff may request additional
information from applicants, if necessary. After consideration of the
findings of the technical evaluation committees, FTA will determine the
final selection of projects for program funding. In determining the
allocation of program funds, FTA may consider geographic diversity,
diversity in the size of the transit systems receiving funding, walk-on
vs. vehicle boardings for the impacted service, and the applicant's
receipt of other competitive awards. FTA will also consider whether the
project will include low or zero-emission ferries, including ferries
using electric battery or fuel cell components and the infrastructure
to support such ferries. FTA may consider capping the amount a single
applicant may receive.
After applying the above criteria, to address climate change and
sustainability, FTA will give priority consideration to applications
that are expected to create significant community benefits relating to
the environment, including those projects that incorporate low or no
emission technology or specific elements to address greenhouse gas
emissions as well as disproportionate negative impacts of climate
change and pollution on disadvantaged communities.
FTA will also provide priority consideration for applicants that
describe how their projects support workforce development, job quality,
and wealth creation as follows:
Applicants for facility projects should identify whether they will
commit to registered apprenticeship positions and use apprentices on
the funded project, sometimes called an apprenticeship utilization
requirement (e.g., requiring that a certain percent of all labor hours
will be performed by registered apprentices). Applicants should also
detail partnerships with high-quality workforce development programs
with supportive services \1\ to help train, place, and retain
underrepresented communities in jobs and registered apprenticeships on
the project.
In addition to the above, facility projects over $35 million in
total project cost, should identify whether the project will use a
Project Labor/Community Workforce Agreement and whether the recipient
commits to participate in the U.S. Department of Labor's Office of
Federal Contract Compliance Programs (OFCCP) Mega Construction Project
Program if selected by OFCCP (see F.2.e. Federal Contract Compliance).
FTA will also give priority consideration to projects that support
the Justice40 initiative, https://www.transportation.gov/equity-Justice40. In support of Executive Order 14008, DOT has been developing
a geographic definition of Historically Disadvantaged Communities as
part of its implementation of the Justice40 Initiative. Consistent with
OMB's Interim Guidance for the Justice40 Initiative, Historically
Disadvantaged Communities include (a) certain qualifying census tracts,
(b) any Tribal land, or (c) any territory or possession of the United
States. DOT is providing a mapping tool to assist applicants in
identifying whether a project is located in a Historically
Disadvantaged Community Transportation Disadvantaged Census Tracts
(https://www.arcgis.com/apps/dashboards/d6f90dfcc8b44525b04c7ce748a3674a). Alternatively, applicants may also
choose to use the Climate and Economic Justice Screening Tool (CEJST),
provided by the Council on Environmental Quality. This tool can be
found at https://screeningtool.geoplatform.gov. Use of either mapping
tool is optional; applicants may provide an image from the map tool
outputs, or alternatively, consistent with OMB's Interim Guidance,
applicants can supply quantitative, demographic data of their ridership
demonstrating the percentage of their ridership that meets the criteria
for disadvantage described in Executive Order 14008. Examples of
indicators for Historically Disadvantaged Communities that an applicant
could address using geographic or demographic information include
percentages of low income, high or persistent poverty, high
unemployment and underemployment, racial and ethnic residential
segregation, linguistic isolation, high housing cost burden and
substandard housing, and high transportation cost burden and/or low
transportation access. Additionally, in support of the Justice40
Initiative, the applicant also should provide evidence of strategies
that the applicant has used in the planning process to seek out and
consider the needs of those historically disadvantaged and underserved
by existing transportation systems. For technical assistance using the
mapping tool, please contact [email protected].
Due to funding limitations, projects that are selected for funding
may receive less than the amount originally requested, even if an
application did not present a scaled project option. In those cases,
applicants must be able to demonstrate that the proposed projects
[[Page 31852]]
are still viable and can be completed with the amount awarded.
3. Integrity and Performance Review
Prior to making an award with a total amount of Federal share
greater than the simplified acquisition threshold (currently $250,000),
FTA is required to review and consider any information about the
applicant that is in the Federal Awardee Performance and Integrity
Information Systems (FAPIIS) accessible through SAM.GOV. An applicant
may review and comment on information about itself that a Federal
awarding agency previously entered. FTA will consider any comments by
the applicant, in addition to the other information in FAPIIS, in
making a judgment about the applicant's integrity, business ethics, and
record of performance under Federal awards when completing the review
of risk posed by applicants as described in 2 CFR 200.206.
F. Federal Award Administration Information
1. Federal Award Notices
Final project selections will be posted on the FTA website. Only
proposals from eligible recipients for eligible activities will be
considered for funding. There is no minimum or maximum grant award
amount; however, FTA intends to fund as many meritorious projects as
possible. Due to funding limitations, projects that are selected for
funding may receive less than the amount originally requested. In those
cases, applicants must be able to demonstrate that the proposed
projects are still viable and can be completed with the amount awarded.
Recipients should contact their FTA Regional Office (https://www.transit.dot.gov/about/regional-offices/regional-offices) for
additional information regarding allocations for projects under the
Ferry Programs.
2. Administrative and National Policy Requirements
i. Pre-Award Authority
At the time the project selections are announced, FTA will extend
pre-award authority for the selected projects consistent with 2 CFR
200.458. Except for continuations of projects selected under the FY
2022 Rural Ferry Program, there is no blanket pre-award authority for
these projects before announcement, and pre-award authority cannot be
used prior to FTA issuance of pre-award authority. Note, for projects
selected under the FY 2022 Rural Ferry Program, pre-award authority is
only permissible for activities included and approved in the
application submitted to that competition. FTA does not provide pre-
award authority for competitive funds until projects are selected and
even then, there are Federal requirements that must be met before costs
are incurred. For more information about FTA's policy on pre-award
authority, please see FTA's 2023 Apportionment Notice (88 FR 23117).
ii. Grant Requirements
If selected, awardees will apply for a grant through FTA's Transit
Award Management System (TrAMS). All Passenger Ferry Program recipients
are subject to the grant requirements of the Urbanized Area Formula
Grant program (49 U.S.C. 5307). All Rural Ferry Program recipients are
subject to the grant requirements of the Rural Area Formula Grant
Program (49 U.S.C. 5311) as applicable, FTA's Master Agreement for
financial assistance awards, the annual Certifications and Assurances
required of applicants, FTA Circular ``Urbanized Area Formula Program:
Program Guidance and Application Instructions'' (FTA.C.9030.1E) or FTA
Circular ``Formula Grants for Rural Areas'' (FTA.C.9040.1G). All
recipients must also follow the FTA Award Management Requirements
Circular (FTA.C.5010.1) and the labor protections required by Federal
public transportation law (49 U.S.C. 5333(b)). All these documents are
available on FTA's website. Technical assistance regarding these
requirements is available from each FTA regional office.
iii. Buy America and Domestic Preferences for Infrastructure Projects
As expressed in Executive Order 14005, ``Ensuring the Future Is
Made in All of America by All of America's Workers'' (86 FR 7475), the
Executive Branch should maximize, consistent with law, the use of
goods, products, and materials produced in, and services offered in,
the United States. Therefore, all capital procurements must comply with
FTA's Buy America requirements (49 U.S.C. 5323(j)), which require that
all iron, steel, and manufactured products be produced in the United
States. In addition, any award must comply with the Build America, Buy
America Act (BABA) (Pub. L. 117-58, sections 70901-27). The BABA
provides that none of the funds provided under an award made pursuant
to this notice may be used for a project unless all iron, steel,
manufactured products, and construction materials are produced in the
United States. FTA's Buy America requirements are consistent with BABA
requirements for iron, steel, and manufactured products.
Any proposal that will require a waiver of any domestic preference
standard must identify the items for which a waiver will be sought in
the application. Applicants should not proceed with the expectation
that waivers will be granted.
iv. Civil Rights and Title VI
As a condition of a grant award, grant recipients should
demonstrate that the recipient has a plan for compliance with civil
rights obligations and nondiscrimination laws, including title VI of
the Civil Rights Act of 1964 (49 CFR part 21), the Americans with
Disabilities Act of 1990 (ADA), section 504 of the Rehabilitation Act,
other civil rights requirements, and all implementing regulations. This
should include a current Title VI plan, completed Community
Participation Plan (alternatively called a Public Participation Plan
and often part of the overall Title VI program plan), if applicable.
DOT's and the applicable Operating Administrations' Office of Civil
Rights may work with awarded grant recipients to ensure full compliance
with Federal civil rights requirements.
v. Disadvantaged Business Enterprise
Projects that include ferry acquisitions are subject to the transit
vehicle manufacturer (TVM) rule of the Disadvantaged Business
Enterprise (DBE) program regulations (49 CFR 26.49). The TVM rule
requires recipients procuring transit vehicles, including ferries, to
limit eligible bidders to certified TVMs. To become a certified TVM, a
manufacturer of transit vehicles must submit a DBE program plan and
annual goal to FTA for approval. A list of certified TVMs is posted on
FTA's web page at https://www.transit.dot.gov/TVM. Recipients should
contact FTA before accepting bids from entities not appearing on this
list.
In lieu of restricting eligibility to certified TVMs, a recipient
may, with FTA's approval, establish project-specific goals for DBE
participation in the procurement of transit vehicles.
For more information on DBE requirements, please contact Monica
McCallum, FTA Office of Civil Rights, 206-220-7519,
[email protected].
vi. Federal Contract Compliance
As a condition of grant award and consistent with E.O. 11246, Equal
Employment Opportunity (30 FR 12319, and as amended), all Federally-
assisted construction contractors are required to make good faith
efforts to meet the goals
[[Page 31853]]
of 6.9 percent of construction project hours being performed by women,
in addition to goals that vary based on geography for construction work
hours and for work being performed by people of color. Under section
503 of the Rehabilitation Act and its implementing regulations,
affirmative action obligations for certain contractors include an
aspirational employment goal of 7 percent workers with disabilities.
The U.S. Department of Labor's Office of Federal Contract
Compliance Programs (OFCCP) is charged with enforcing Executive Order
11246, section 503 of the Rehabilitation Act of 1973, and the Vietnam
Era Veterans' Readjustment Assistance Act of 1974. OFCCP has a Mega
Construction Project Program through which it engages with project
sponsors as early as the design phase to help promote compliance with
non-discrimination and affirmative action obligations. OFCCP may
identify construction projects that receive an award under this notice
that have a project cost above $35 million to participate in OFCCP's
Mega Construction Project Program. If selected and the applicant agrees
to participate, OFCCP will ask selected project sponsors to make clear
to prime contractors in the pre-bid phase that award terms may require
their participation in the Mega Construction Project Program.
Additional information on how OFCCP makes their selections for
participation in the Mega Construction Project Program is outlined
under ``Scheduling'' on the Department of Labor website: https://www.dol.gov/agencies/ofccp/faqs/construction-compliance.
vii. Planning
FTA encourages applicants to notify the appropriate State
Departments of Transportation and MPOs in areas likely to be served by
the project funds made available under these initiatives and programs.
Selected projects must be incorporated into the long-range plans and
transportation improvement programs of States and metropolitan areas
before they are eligible for FTA funding. As described under the
evaluation criteria, FTA will consider whether a project is consistent
with or already included in these plans when evaluating a project.
viii. Standard Assurances
The applicant assures that it will comply with all applicable
Federal statutes, regulations, executive orders, directives, FTA
circulars, and other Federal administrative requirements in carrying
out any project supported by the FTA grant. The applicant acknowledges
that it is under a continuing obligation to comply with the terms and
conditions of the grant agreement issued for its project with FTA. The
applicant understands that Federal laws, regulations, policies, and
administrative practices might be modified from time to time and may
affect the implementation of the project. The applicant agrees that the
most recent Federal requirements will apply to the project, unless FTA
issues a written determination otherwise. The applicant must submit the
Certifications and Assurances before receiving a grant if it does not
have current certifications on file.
3. Reporting
Post-award reporting requirements include the electronic submission
of Federal Financial Reports and Milestone Progress Reports. Applicants
should include goals, targets, and indicators referenced in their
applications to the project in the Executive Summary of the TrAMS
application. Recipients or beneficiaries of funds made available
through this NOFO are also required to regularly submit data to the
National Transit Database. National Transit Database reports include
total sources of revenue and complete expenditure reports for all
public transportation operations, not just those funded by this
project. Applicants partnering with a private operator should ensure
that the private operator will meet all the comprehensive reporting
requirements of the National Transit Database.
FTA is committed to making evidence-based decisions guided by the
best available science and data. In accordance with the Foundations for
Evidence-based Policymaking Act of 2018 (Pub. L. 115-435), FTA may use
information submitted in discretionary funding applications;
information in FTA's Transit Award Management System (TrAMS), including
grant applications, Milestone Progress Reports (MPRs), Federal
Financial Reports (FFRs); transit service, ridership and operational
data submitted in FTA's National Transit Database; documentation and
results of FTA oversight reviews, including triennial and State
management reviews; and other publicly available sources of data to
build evidence to support policy, budget, operational, regulatory, and
management processes and decisions affecting FTA's grant programs.
As part of completing the annual certifications and assurances
required of FTA grant recipients, a successful applicant must report on
the suspension or debarment status of itself and its principals. If the
award recipient's active grants, cooperative agreements, and
procurement contracts from all Federal awarding agencies exceeds
$10,000,000 for any period of time during the period of performance of
an award made pursuant to this Notice, the recipient must comply with
the Recipient Integrity and Performance Matters reporting requirements
described in Appendix XII to 2 CFR part 200.
G. Federal Awarding Agency Contacts
For further information concerning this notice, please contact the
[email protected], or Vanessa Williams, by phone at (202) 366-
4818 or Sarah Clements at (202) 366-3062. A TDD is available for
individuals who are deaf or hard of hearing at 800-877-8339. In
addition, FTA will post answers to questions and requests for
clarifications on FTA's website at https://www.transit.dot.gov/grants/fta-ferry-programs. To ensure receipt of accurate information about
eligibility or the program, the applicant is encouraged to contact FTA
directly, rather than through intermediaries or third parties. For
issues with GRANTS.GOV, please contact GRANTS.GOV by phone at 1-800-
518-4726 or by email at [email protected]. Contact information for
FTA's regional offices can be found on FTA's website at https://www.transit.dot.gov/about/regional-offices/regional-offices.
H. Other Information
This program is not subject to Executive Order 12372,
``Intergovernmental Review of Federal Programs.'' FTA will consider
applications for funding only from eligible recipients for eligible
projects listed in section C.
Applications and supporting materials submitted to FTA may be
subject to disclosure under Federal laws including, but not limited to,
the Freedom of Information Act (FOIA). If a submission contains trade
secret or confidential commercial or financial information, the
submitter should segregate that information and clearly identify and
mark each instance as ``Confidential Business Information (CBI)'' along
with an explanation of its confidentiality. A general legend on the
cover of an application, by itself, is insufficient marking. FTA will
endeavor to protect confidential business information complying with
these requirements to the extent required under law. If FTA receives a
FOIA request for confidential business information, FTA will follow the
procedures in DOT's FOIA regulation at
[[Page 31854]]
49 CFR 7.29. Only information that is segregated and marked in
accordance with this section will be considered for exemption under
FOIA because of its business confidentiality.
Nuria I. Fernandez,
Administrator.
[FR Doc. 2023-10551 Filed 5-17-23; 8:45 am]
BILLING CODE 4910-57-P