Regional Infrastructure Accelerator Demonstration Program, 25728-25736 [2023-08907]
Download as PDF
25728
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
other interested parties, of: (1) their
interest in participating in the
transportation and, if needed, the
launching or installation of offshore
platform jackets; (2) the contact
information for their company; and (3)
the specifications of any currently
owned or operated coastwise-qualified
launch barges or plans to construct such
a vessel. The notification should
indicate that the vessel’s certificate of
documentation has a coastwise
endorsement. The information provided
in the notifications will be published at
https://MARAD.dot.gov. 46 CFR 389.3(e).
Privacy Act
In accordance with 5 U.S.C. 553(c),
MARAD solicits comments from owners
and operators of coastwise-qualified
launch barges to compile a list of vessels
that could potentially be available to
transport, and if necessary, launch or
install platform jackets. All timely
comments will be considered; however,
to facilitate comment tracking,
commenters should provide their name
or the name of their organization. If
comments contain proprietary or
confidential information, commenters
may contact the agency for alternate
submission instructions. Anyone can
search the electronic form of all
comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
comment, if submitted on behalf of an
association, business, labor union, etc.).
For information on DOT’s compliance
with the Privacy Act, please visit
https://www.transportation.gov/privacy.
(Authority: 46 U.S.C. 55108, 49 CFR 1.93(a),
46 CFR 389.)
By Order of the Maritime Administrator.
T. Mitchell Hudson, Jr.,
Secretary, Maritime Administration.
[FR Doc. 2023–08910 Filed 4–26–23; 8:45 am]
BILLING CODE 4910–81–P
DEPARTMENT OF TRANSPORTATION
Regional Infrastructure Accelerator
Demonstration Program
Build America Bureau, U.S.
Department of Transportation (DOT).
ACTION: Notice of Funding Opportunity
(NOFO).
AGENCY:
The Build America Bureau
(the Bureau) is issuing this NOFO to
solicit applications from eligible parties
for $24 million in Regional
Infrastructure Accelerator (RIA) grants.
RIA grants assist entities in developing
improved infrastructure priorities and
financing strategies for the accelerated
development of a project that is eligible
lotter on DSK11XQN23PROD with NOTICES1
SUMMARY:
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
for funding under the Transportation
Infrastructure Finance and Innovation
Act (TIFIA) Credit Program under
Chapter 6 of Title 23, United States
Code. These grants are intended to
support RIAs that: (1) serve a defined
geographic area; (2) act as a resource to
qualified entities in the geographic area;
and (3) demonstrate the effectiveness of
the RIA to expedite the delivery of
projects eligible for the TIFIA credit
program. Projects are not required to
apply for or receive TIFIA credit
assistance to be eligible; however,
applicants who are considering the
appropriateness of innovative financing
methods to accelerate the delivery of
eligible projects are strongly encouraged
to apply.
SUPPLEMENTARY INFORMATION: Each
section of this notice contains
information and instructions relevant to
the application process for the RIA
grants. All applicants should read this
notice in its entirety so that they have
the information they need to submit
eligible and competitive applications.
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration
Information
G. Federal Awarding Agency Contacts
H. Other Information
A. Program Description
1. Background: The Bureau is
responsible for driving transportation
infrastructure development projects in
the United States through innovative
financing programs. Its mission is to
provide access to the Bureau’s credit
programs in a streamlined, expedient,
and transparent manner. In
accomplishing its mission, the Bureau
also provides technical assistance and
encourages innovative best practices in
project planning, financing, delivery,
and monitoring. The Bureau draws
upon the full resources of DOT to best
utilize the expertise of DOT’s Operating
Administrations while promoting a
culture of innovation and customer
service. Section 1441 of the FAST Act 1
authorized the Program. In 2021, the
Bureau selected the first five Regional
Infrastructure Accelerators: (1) Fresno
Council of Governments, (2) Chicago
Metropolitan Agency for Planning, (3)
Northeast Ohio Areawide Coordinating
Agency (4), San Diego Association of
Governments, and (5) Pacific Northwest
Economic Region. In 2022, five
1 Public
Law 114–94, 129 Stat. 1312, 1435 (Dec.
4, 2015).
PO 00000
Frm 00112
Fmt 4703
Sfmt 4703
additional Regional Infrastructure
Accelerators were selected: (1) Central
Ohio Transit Authority (COTA), (2)
Dona Ana County, New Mexico, (3)
Panhandle Regional Planning
Commission, Texas, (4) Resilient SR 37
Program, California and, (5) Suffolk
County, New York Midway Crossing
Project. The Consolidated
Appropriations Act, 2022,2 appropriated
$12 million for the Program and the
Consolidated Appropriations Act,
2023,3 appropriated an additional $12
million for the Program, which are
collectively the source of funding for
this NOFO.
The intent of this Program is to
demonstrate and evaluate the viability
and effectiveness of a small number of
accelerators in expediting the
development and delivery of specific
transportation projects within the
geographic area of each RIA designated
by the Bureau. It is the intent of the
Bureau to expand the Program coverage
building on the earlier designation of
RIAs. Therefore, the Bureau continues
to be keenly interested in testing several
RIA models to address needs based on
common transportation infrastructure
make-up and challenges within regions,
particularly those with less capacity or
experience in using innovative
financing and project delivery methods,
and those supporting eligible entities
that are likely to be first time users of
the Bureau’s credit programs, such as
the TIFIA credit program. The Bureau
plans to select between six and ten RIAs
for awards under this program based on
proposals submitted by eligible
applicants in response to this notice.
Ideally, when considering both the first
and the second rounds of awards under
this program, there will be a diversity of
RIAs selected for awards based on
geography (e.g., rural, urban,
disadvantaged community),
organizational structure (e.g., within a
State or Metropolitan Planning
Organization), operational business
model and focus.
2. Regional Designation: For the
purpose of this Program, the Bureau will
consider regional designation as broadly
defined in the following categories:
a. State or Multi-State: An RIA that
serves one State or a group of State
entities with common interest in
transportation projects being delivered.
b. Urban or Metropolitan Planning
Organization (MPO): An RIA that serves
a local government or group of local
jurisdictions with transportation
functions within a metropolitan area.
2 Public Law 117–103, div. L, tit. I, 136 Stat. 49,
699 (Mar. 15, 2022).
3 Public Law 117–328, div. L, tit. I (Dec. 29, 2022).
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
For this Program, if the RIA serves
MPOs sharing State boundaries, it
would be considered under this
category.
c. Rural: An RIA that serves a region
of rural communities as defined in this
notice. An RIA serving multiple rural
communities across state lines would be
considered under this category. To be
considered a rural RIA, most of the
projects listed in the proposal must
meet the definition of rural in Section
C.5 of this notice.
d. Other: Any proposal that includes
multiple jurisdictions with shared
priorities and interest, such as a river
basin, transportation corridor, etc.
3. Program Goals: The primary intent
for the Program is to establish regional
infrastructure accelerators to assist
entities in accelerating TIFIA-eligible
projects through innovative financing
strategies. This assistance can be in the
form of any of the following, based on
the needs of the project(s) that the
applicant proposes to assist:
a. Project planning;
b. Studies and analysis, including
feasibility, market analysis, project
costs, cost-benefit analysis, value for
money, public benefit, economic
assessments, and environmental
reviews;
c. Revenue forecasting, funding and
financing options analyses, application
of best practices, innovative financing/
procurement, and public-private
partnerships, where appropriate;
d. Preliminary engineering and design
work;
e. Statutory and regulatory
compliance analyses;
f. Evaluation of opportunities for
private financing, project bundling and/
or phasing;
g. Enhancement of rural project
sponsors’ capacity to use the TIFIA
credit program and to the extent
applicable, the RRIF credit program,
PABs, and other innovative financing
methods, helping to bundle projects
across multiple smaller jurisdictions to
create a project at a scale that is more
appropriate for the Bureau’s credit
assistance, and pool the jurisdictions’
resources to apply for TIFIA credit
assistance and, to the extent applicable,
RRIF credit assistance and PABs, as well
as leveraging DOT’s Rural Opportunities
to Use Transportation for Economic
Success (ROUTES) Initiatives’ 4
products and offerings; and
h. Other direct, project-specific
support as appropriate.
Funding, in the form of and pursuant
to a cooperative agreement, will be
provided for a period of two years, with
4 https://www.transportation.gov/rural.
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
an option for a third year for an RIA that
meets or exceeds agreed-upon
performance targets and subject to the
availability of funding. Competitive
proposals that demonstrate long-term
self-sustainability will be given greater
consideration. The Bureau intends to
work closely with grant recipients in
developing and, as applicable, financing
projects within the RIA’s geographic
area.
4. Changes from the FY 2022 NOFO:
This FY 2023 Regional Infrastructure
Accelerator Demonstration Program
NOFO updates the FY 2022 NOFO to
further reflect this Administration’s
priorities for creating good-paying jobs,
improving safety, applying
transformative technology, and
explicitly addressing climate change
and advancing racial equity. Therefore,
the Bureau added transit-oriented
development (TOD) as an additional
point of consideration under the
Transformative Projects criterion to
clarify how the long-term project
outcomes should align with the
Administration’s priorities in a
competitive application. While the
Program is not exclusive to TOD
projects, proposals to aid projects that
incorporate (1) economic development
and related infrastructure activities and
(2) public infrastructure/joint
development opportunities will be more
competitive than those that do not.
Applicants should refer to Section E of
this NOFO for descriptions of the
selection criteria, including the new
Transformative Projects criterion.
Additionally, this NOFO clarifies what
would be required of the Applicant to
receive a STRONG rating for evaluation
Criteria, where applicable, as further
described in Section E.1.
B. Federal Award Information
The Bureau hereby requests
applications from all interested parties
to result in the award of between six
and ten cooperative agreement(s), each
containing substantial involvement on
the part of the Federal government in
accordance with 31 U.S.C. 6305. The
Bureau anticipates substantial
involvement between it and the
recipient during this Program, which
will include:
• Technical assistance and guidance
to the recipients;
• Close monitoring of performance;
• Involvement in technical decisions;
and
• Participation in status meetings
including kick off meeting and annual
technical and budget reviews.
1. Program Funding and Awards:
a. Number of Awards: The Bureau
intends to select between six and ten
PO 00000
Frm 00113
Fmt 4703
Sfmt 4703
25729
RIAs, based on the number and viability
of applications.
b. Size of Award: A total of $24
million is available for this Program.
The size of individual awards will be
determined by the number of RIAs
selected and the funding needed for
each to meet the Program objectives.
Depending on the strength of
applications and total amount
requested, the Bureau anticipates
providing grants in the range of $2
million to $4 million to establish
between six and ten new RIAs.
However, the Bureau may make smaller
or larger awards depending on the
applications received.
2. Funding Period: The Bureau
intends to award funds on a yearly basis
for a base period of two years under a
cooperative agreement. A third option
year of funding may be provided subject
to RIA performance and the availability
of funds.
C. Eligibility Information
1. Eligible Applicants: To be selected
as an RIA, an applicant must be an
eligible applicant. An eligible applicant
is: A U.S. public entity, including a
state, multi-state or multi-jurisdictional
group, municipality, county, a special
purpose district or public authority with
a transportation function including a
port authority, a tribal government or
consortium of tribal governments, MPO,
regional transportation planning
organization (RTPO), Regional
Transportation Commission, or a
political subdivision of a State or local
government, or combination of two or
more of the foregoing.
If more than one public entity is
applying in a single proposal, one of the
entities must be designated as the lead
applicant. Such applicant will be
authorized to negotiate and enter into a
cooperative agreement with the
Government on behalf of the entities,
will be responsible for performance, and
will be accountable for Federal funds.
Applications will be accepted from a
partnership between one or more
eligible applicants and another U.S.
party, such as a private entity,
consulting or engineering firms, etc., as
long as one of the eligible public entities
is designated as the lead applicant and
that entity will enter into the
cooperative agreement, with the shared
goal of establishing and operating the
RIA. The location of all RIA application
parties, their entire jurisdictions and all
proposed projects must be located solely
in the United States and its territories.
Proposed projects and project sponsors
must meet the eligibility requirements
for TIFIA credit assistance as further
defined in Chapter 3 of the Bureau’s
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
25730
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
Credit Program Guide (https://
www.transportation.gov/sites/
buildamerica.dot.gov/files/2019-08/
Bureau
%20Credit%20Programs%20Guide_
March_2017.pdf#page=29). In addition,
the Bureau will consider the extent to
which an applicant demonstrates the
capacity to accelerate projects eligible
for the TIFIA credit program using
innovative financing strategies,
including but not limited to the TIFIA
and RRIF credit programs, PABs, project
bundling, and private investment.
Further, the Bureau will consider
applications from any RIA that was
designated pursuant to the prior NOFO
to the extent that funding is available,
and only after giving primary
consideration to applicants who have
not received any funding under this
Program.
2. Cost sharing or Matching: There is
no requirement for cost sharing or
matching the grant funds.
3. Other: For the purposes of this
Program, the following terms apply:
a. Rural Infrastructure Project:
Consistent with the definition of ‘‘rural
infrastructure project’’ for the TIFIA
credit program, ‘‘rural’’ for the purposes
of this notice is defined as a surface
transportation infrastructure project
located outside of an urban area with a
population greater than 150,000
individuals, as determined by the
Bureau of the Census in the 2020
decennial Census (https://
www.census.gov/programs-surveys/
geography/guidance/geo-areas/urbanrural.html).
b. A proposed region whose
geographic authority is in both an urban
and a rural area will be designated as
urban if the majority of the projects
listed in the proposal are in urban areas.
Conversely, a proposed region located
in both an urban area and a rural area
will be designated as rural if the
majority of the projects listed in the
proposal are in rural areas.
c. Urban/Rural Project determination:
A project located in both an urban and
a rural area will be designated as urban
if less than 1⁄2 of the project’s costs are
spent in a rural area. If 2⁄3 or more of a
project’s costs are spent in a rural area,
the project will be designated as rural.
For projects where between 1⁄2 and 2⁄3 of
their costs are in a rural area, the project
will be designated as rural if the
applicant demonstrates that 2⁄3 or more
of the project’s benefits accrue to users
in rural areas; if the applicant does not
make such demonstration, the project
will be designated as urban.
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
D. Application and Submission
Information
1. Address to Request Application
Package: Applicants must submit all
applications through www.Grants.gov.
Instructions for submitting applications
can be found at https://
www.transportation.gov/buildamerica/
financing/tifia/regional-infrastructureaccelerators-program.
2. Content and Form of Application
Submission: The application must
include the Standard Form 424
(Application for Federal Assistance),
cover page, and the application
narrative.
a. Cover Page: Each application
should include a cover page that
contains, at minimum, name of the
applicant and sponsor, if applicable, the
location; the region of designation;
category of designation for which the
applicant is to be considered; and RIA
budget amount.
b. Application Narrative: The
application narrative should follow the
basic outline below to address the
Program requirements and assist
evaluators in locating relevant
information.
Section
explained
Section
(1) Applicant ..................................
(2) Description of Proposed Geographic/Jurisdictional Region.
(3) Accelerator Proposal ................
(4) Budget, Sources and Uses for
Full Accelerator Funds.
(5) Selection Criteria ......................
See D.2.c(1).
See D.2.c(2).
See D.2.c(3).
See D.2.c(4).
See D.2.c(5).
The application narrative should
include the information necessary for
the Bureau to determine that the
applicant(s) proposed regional focus,
the overall accelerator proposal, list of
intended projects, budget, and other
information satisfy the eligibility
requirements set forth in this notice as
described in Section C and to assess the
selection criteria specified in Section
E.1. To the extent practicable,
applicants should provide supporting
data and documentation in a form that
is directly verifiable by the Bureau. The
Bureau may ask any applicant to
supplement data in its application but
expects applications to be complete
upon submission.
c. Additional Application
Requirements: In addition to the
information requested elsewhere in this
notice, the proposal should include a
table of contents, maps, and graphics, as
appropriate, to make the information
easier to review. The Bureau
recommends that the proposal be
prepared with standard formatting
preferences (a single-spaced document,
using a standard 12-point font such as
PO 00000
Frm 00114
Fmt 4703
Sfmt 4703
Times New Roman, with 1-inch
margins). The proposal narrative should
not exceed 30 pages in length, excluding
cover pages and table of contents. The
only substantive portions that may
exceed the 30-page limit are documents
supporting assertions or conclusions
made in the 30-page project narrative. If
possible, applicants should provide
website links to supporting
documentation rather than copies of
these supporting materials. If supporting
documents are submitted, applicants
should clearly identify within the
project narrative the relevant portion of
the project narrative that each
supporting document supports. The
Bureau recommends using
appropriately descriptive file names
(e.g., ‘‘Project Narrative,’’ ‘‘Maps,’’
‘‘Memoranda of Understanding’’ and
‘‘Letters of Support,’’ etc.) for all
attachments.
(1) Applicant: This section of the
narrative should include information
describing the organizational structure
and formal/informal relationships
between parties associated with the RIA
application. It should directly address
the eligibility requirements discussed in
section C.1 of this notice. The applicant
should use this section to explain the
organization’s history, qualifications,
and experience of key individuals who
will be working in the proposed RIA.
This section should also include
descriptions of previous projects
relevant to the RIA’s activities
envisioned in this notice that the
organization or its individuals
completed. The narrative should place
the projects into a broader context of
transportation infrastructure
investments being pursued by the
proposed RIA and its sponsors, and how
it will benefit communities within the
region.
(2) Description of Proposed
Geographic/Jurisdictional Region: This
portion of the narrative should precisely
identify the geographic region, the
jurisdictions, and the agencies the RIA
would serve and identify which of the
four categories of RIA identified in
Section A.2 that this proposal falls
under and explain why. The narrative
should explain the commonalities and
shared interests of parties in the
proposed region as the rationale for
establishing a region of this construct,
along with the affiliations within the
proposed region. Consistent with the
Department’s ROUTES Initiative
(https://www.transportation.gov/rural),
the Department encourages applicants
to describe how activities proposed in
their application would address the
unique challenges facing rural
transportation networks, regardless of
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
the geographic location of those
activities.
(3) Accelerator Proposal: This section
of the narrative should explain how the
applicant(s) propose to establish the RIA
and the concept of how it would operate
and provide the project-specific services
identified in Section A of this notice,
along with a proposed timeline for
establishing the RIA, with key
milestones and suggested performance
targets during its operational phase. The
applicant should describe, in sufficient
detail, the applicant’s approach to
identifying and building the pipeline of
projects to be undertaken and how they
will develop such projects utilizing
their experience and expertise and
identify an initial pipeline of projects
that are eligible for TIFIA credit
assistance and, to the extent applicable,
RRIF credit assistance, PABs, and other
innovative financing methods. The
narrative should also contain a list of
projects that the applicant(s) propose to
assist under the RIA. This list, to the
extent possible, should include, at a
minimum:
• Project name and location;
• Project sponsor;
• Description;
• Bureau program most likely to
apply (TIFIA, RRIF, PABs);
• Support activities the applicant
envisions the RIA would provide
• Project costs; and
• Project timeline.
(4) Budget, Sources, and Uses for Full
Accelerator Funds: The applicant
should include a proposed financial
plan and budget including the Federal
grant amount requested, non-Federal
matching funds, in-kind contributions,
and other sources. The proposed plan
should also include a list of activities
and projects as well as all associated
costs of the proposed RIA. For nonFederal matching funds, the application
should identify the sources as well as
supporting documentation indicating
the degree to which those funds are
committed and dates of their
availability. If the applicant proposes
that the RIA will reach a point of longterm self-sustainability, the narrative
should include a description of how this
would happen, and where the long-term
funds would be generated.
(5) Selection Criteria: This section of
the application should demonstrate how
the application aligns with the criteria
described in Section E.1 of this notice.
The Bureau intends to select and
designate RIA that demonstrate in their
proposal the ability to effectively assist
entities in developing improved
infrastructure priorities and financing
strategies for the accelerated
development of one or more projects
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
eligible for funding under the TIFIA
program. DOT will consider the extent
to which an RIA is likely to effectively
promote investment in eligible projects,
develop a pipeline of regional
transportation projects, and result in the
implementation of projects with
innovative financing methods.
The Bureau encourages applicants to
either address each criterion or
expressly state that the project does not
address the criterion. Applicants are not
required to follow a specific format, but
the outline suggested addresses each
criterion separately and promotes a
clear discussion that assists project
evaluators. To minimize redundant
information in the application, the
Bureau encourages applicants to crossreference from this section of their
application to relevant substantive
information in other sections of the
application. The guidance in this
section is about how the applicant
should organize their application.
Guidance describing how the Bureau
will evaluate projects against the
Selection Criteria is in Section E.1 of
this notice. Applicants also should
review that section before considering
how to organize their application.
Executive Order 13858 directs the
Executive Branch Departments and
agencies to maximize the use of goods,
products, and materials produced in the
United States through the terms and
conditions of Federal financial
assistance awards. If selected for an
award, grant recipients must be
prepared to demonstrate how they will
maximize the use of domestic goods,
products, and materials, as applicable,
in establishing and operating the RIA.
Additionally, recipients should be
prepared to demonstrate in their
application how the RIA addresses the
goals and priorities of the Department’s
strategic plan (https://
www.transportation.gov/dot-strategicplan). These include: (1) Safety, (2)
Economic Strength and Global
Competitiveness, (3) Climate and
Sustainability, (4) Transformation, and
(5) Organizational Excellence. These can
include projects that: (1) Are consistent
with the National Roadway Safety
Strategy, (2) Improves access or
provides economic growth
opportunities for underserved,
overburdened, or rural communities, (3)
Considers climate change and
sustainability impacts in its planning
and construction, (4) Have innovative
approaches or delivery methods, and (5)
Support Organizational Excellence.
3. Unique Entity Identifier (UEI) and
System for Award Management (SAM):
Each applicant must: (1) be registered in
SAM before submitting its application;
PO 00000
Frm 00115
Fmt 4703
Sfmt 4703
25731
(2) provide a valid UEI in its
application; and (3) maintain an active
SAM registration with current
information at all times during which it
has an active Federal award or an
application or plan under consideration
by a Federal awarding agency. The
Department may not make an RIA grant
to an applicant until the applicant has
complied with all applicable UEI and
SAM requirements and, if an applicant
has not fully complied with the
requirements by the time the
Department is ready to make a grant, the
Department may determine that the
applicant is not qualified to receive a
grant and use that determination as a
basis for making a grant to another
applicant.
4. Submission Dates and Timelines:
a. Deadline: Applications in response
to this NOFO must be submitted
through Grants.gov by 11:59 p.m. EST
30 days after publication. The
Grants.gov ‘‘Apply’’ function will open
on the date of publication. The Bureau
may hold NOFO information session(s)
before the due date.
To apply through Grants.gov,
applicants must:
(1) Obtain a Unique Entity Identifier
(UEI);
(2) Register with SAM at
www.sam.gov; and
(3) Create a Grants.gov username and
password; and
(4) The E-business Point of Contact
(POC) at the applicant’s organization
must also respond to the registration
email from Grants.gov and login at
Grants.gov to authorize the POC as an
Authorized Organization Representative
(AOR). Please note that there can only
be one AOR per organization.
Please note that the Grants.gov
registration process usually takes 4–6
weeks to complete, and that the
Department will not consider late
applications that are the result of failure
to register or comply with Grants.gov
applicant requirements in a timely
manner. For information and instruction
on each of these processes, please see
instructions a https://www.grants.gov/
web/grants/applicants/applicantfaqs.html. If interested parties
experience difficulties at any point
during the registration or application
process, please call the Grants.gov
Customer Service Support Hotline at
1(800) 518–4726, Monday–Friday from
7:00 a.m. to 9:00 p.m. EST.
5. Intergovernmental Review:
Applications under this NOFO are not
subject to the State review under E.O.
12372.
6. Funding Restrictions: The DOT will
not reimburse any pre-award costs or
application preparation costs under this
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
25732
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
proposed agreement. Construction of
any project being contemplated or aided
by the proposed RIA is not an allowable
activity under this grant. All nondomestic travel must be approved in
writing by the DOT designated
agreement officer prior to incurring
costs. Travel requirements under the
cooperative agreement will be met using
the most economical form of
transportation available. If economy
class transportation is not available, the
request for payment vouchers must be
submitted with justification for use of
higher-class travel indicating dates,
times, and flight numbers.
7. Other Submission Requirements:
a. Submission Location: Application
must be submitted to Grants.gov.
b. Consideration of Application: Only
applicants who comply with all
submission deadlines described in this
notice and submit applications through
Grants.gov will be eligible for award.
Applicants are strongly encouraged to
make submissions in advance of the
deadline.
c. Civil Rights: Applications should
demonstrate that the recipient has a
plan for compliance with civil rights
obligations and nondiscrimination laws,
including Title VI of the Civil Rights Act
of 1964 and implementing regulations
(49 CFR 21), the Americans with
Disabilities Act of 1990 (ADA), and
Section 504 of the Rehabilitation Act,
and accompanying regulations. This
may include, as applicable, providing a
Title VI plan, community participation
plan, and other information about the
communities that will be benefited and
impacted by the project. The
Department’s and DOT Offices of Civil
Rights may provide resources and
technical assistance to recipients to
ensure full and sustainable compliance
with Federal civil rights requirements.
d. Late Applications: Applicants
experiencing technical issues with
Grants.gov that are beyond the
applicant’s control must contact RIA@
dot.gov prior to the application deadline
with the username of the registrant and
details of the technical issue
experienced. The applicant must
provide:
• Details of the technical issue
experienced;
• Screen capture(s) of the technical
issues experienced along with
corresponding
• Grants.gov ‘‘Grant tracking
number’’;
• The ‘‘Legal Business Name’’ for the
applicant that was provided in the SF–
424;
• The AOR name submitted in the
SF–424;
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
• The UEI number associated with
the application; and
• The Grants.gov Help Desk Tracking
Number.
To ensure a fair competition of
limited discretionary funds, the
following conditions are not valid
reasons to permit late submissions: (1)
failure to complete the registration
process before the deadline; (2) failure
to follow Grants.gov instructions on
how to register and apply as posted on
its website; (3) failure to follow all the
instructions in this notice of funding
opportunity; and (4) technical issues
experienced with the applicant’s
computer or information technology
environment. After the Department
reviews all information submitted and
contacts the Grants.gov Help Desk to
validate reported technical issues,
USDOT staff will contact late applicants
to approve or deny a request to submit
a late application through Grants.gov. If
the reported technical issues cannot be
validated, late applications will be
rejected as untimely.
E. Application Review Information
1. Criteria: This section specifies the
criteria that the Bureau will use to
evaluate and award applications for
Program grants. The criteria incorporate
statutory eligibility requirements. For
each proposed RIA, the Bureau will
review the application for the criteria
described in this section. The Bureau
does not consider any criterion more
important than the others.
The Bureau does not consider cost
sharing as an independent criterion, and
proposed cost sharing is considered in
an application’s merit evaluation only to
the extent it is relevant to the criteria
enumerated below in sections E.1.a–k,
including Partnerships, Business Model,
Readiness, Value, Equity and
Accessibility, and Self-Sustainability.
a. Experience/Qualifications: The
Bureau will assess whether and to what
extent the applicant(s):
• Possess the ability to evaluate and
promote innovative financing methods
for local projects including the use of
TIFIA and RRIF and other Federal
assistance programs where applicable;
• Possess the ability to provide
technical assistance on best practices
with respect to financing projects;
• Have experience in increasing
transparency with respect to
infrastructure project analysis and using
innovative financing for public
infrastructure projects;
• Have experience in deploying
predevelopment capital programs
designed to facilitate the creation of a
pipeline of infrastructure projects
available for investment;
PO 00000
Frm 00116
Fmt 4703
Sfmt 4703
• Have a history of successfully
bundling smaller-scale and rural
projects into larger proposals that may
be more attractive for private
investment;
• Have demonstrated success in
reducing transaction costs for public
project sponsors;
• Demonstrate the capacity to
accelerate projects eligible for the TIFIA
credit program through the use of
innovative financing strategies such as
the TIFIA and RRIF credit programs,
and PABs, but also other strategies such
as project bundling, grant anticipation
revenue vehicles, and incorporating
private capital;
• Have experience in the
development of project financial plans,
including developing capital structures
and identifying funding and financing
sources, as well as a demonstrated track
record for achieving financial close; and
• Have experience in working with
private sector project sponsors and
disadvantaged communities, including
but not limited to rural and low
resources communities, as well as
working on revitalization projects.
An applicant that demonstrates
substantial experience of 10 years or
more in the development and delivery
of projects, including the use of
alternative delivery methods such as
design-build and/or public-private
partnerships as related to the items
above, and innovative financing
particularly the use of TIFIA, RRIF, or
PABs will receive a STRONG rating in
this criterion. Those who demonstrate
between 5 and 9 years or more in the
development and delivery of projects
will receive a MODERATE rating in this
category and those who demonstrate
less than 5 years of experience in the
development and delivery of projects
will received a MARGINAL in this
rating category.
b. Partnerships: The Bureau will
consider the extent to which
applicant(s) demonstrate strong
collaboration among a broad range of
stakeholders in the proposed geographic
area of the RIA. Applications with
strong partnerships typically involve
multiple partners in project
development, funding, and finance. The
Bureau will consider applicants that
partner with State, local, and private
entities for the development, funding,
financing, and delivery of transportation
projects to have strong partnerships.
Evaluators will also consider the
relationship of the RIA with its
constituencies and authorities granted
by them. The Bureau will assess the
ability of the proposed RIA to develop
projects quickly and effectively by
having the support of its members and
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
working across jurisdictions. An
applicant that can demonstrate effective
partnerships with the public sector, the
private sector, and academic entities
will receive a STRONG rating in this
criterion. Partnerships that include
participation in other Federal technical
assistance and capacity building
programs as part of the Thriving
Communities Network, which includes
DOT and HUD’s Thriving Communities
Programs, USDA’s Rural Partners
Network, and the Department of
Commerce Economic Recovery Corps
(https://www.transportation.gov/federalinteragency-thriving-communitiesnetwork) will receive a STRONG rating.
An applicant that can demonstrate an
effective partnership with at least one of
the aforementioned entities (public,
private, academic) will receive a
MODERATE rating in this criterion and
those who cannot demonstrate any
partnerships will receive a MARGINAL
rating. For some best practices on
establishing partnerships, please see
DOT’s Promising Practices for
Meaningful Public Involvement in
Transportation Decision-Making at
https://www.transportation.gov/
priorities/equity/promising-practicesmeaningful-public-involvementtransportation-decision-making.
c. Business Model: The Bureau will
assess the thoroughness, viability, and
efficiency that the applicant(s) can
establish the RIA, commence
operations, and deliver project-specific
outcomes. In conducting this
assessment, evaluators will consider:
• The effort, cost, and actions
necessary to initially establish the
proposed RIA, including workspaces,
fixed and variable costs, staffing, and
the development of relationships
necessary to function effectively in the
proposed region.
• How the proposed RIA will operate
once established, including costs,
organization, efficiency, availability of
the technical expertise and resources
needed to accelerate project delivery,
work plan, and time required to achieve
operational status.
An applicant that can demonstrate the
ability to stand up the RIA and achieve
operations status within 6 months of
executing a cooperative agreement will
receive a STRONG rating in this
criterion. Those who can demonstrate
the ability to begin operations within 9
months will receive a MODERATE
rating in this criterion and those who
cannot demonstrate that the RIA will be
operational within 9 months will
receive a MARGINAL.
d. Pipeline: The Bureau will consider
the proposed pipeline of projects and
assess whether and to what extent they
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
are likely to be eligible projects and
appropriate for development activities
as set forth in this notice. The proposed
pipeline must include one or more
projects likely to be eligible for TIFIA
credit assistance. In evaluating this
criterion, the Bureau will consider the
number of eligible projects in the
pipeline, the degree of local/regional
support of the projects, and the project
status and timeline as they relate to the
likelihood the RIA can impact the
project during the performance period
of the cooperative agreement. Evaluators
will also assess the degree to which the
skills/experience of the applicant(s) are
appropriate for the proposed projects.
The Bureau will also evaluate the
viability and proposed approach the
applicant(s) have developed for
attracting new projects into the RIA’s
pipeline of projects and how they
propose to assist and monitor the
development of those projects. An
applicant that can demonstrate one or
more projects in their pipeline that are
likely eligible for TIFIA credit
assistance, provide at least two letters
indicating the degree of local/regional
support for the projects and demonstrate
a timeline that makes receipt of TIFIA
credit assistance likely within the RIA
performance period will receive a
STRONG rating in this criterion. Those
who can demonstrate at least one or
more projects in their pipeline that are
likely eligible for TIFIA credit assistance
and provide at least one letter indicating
the degree of local/regional support for
the project(s), but whose likelihood of
receipt of TIFIA credit assistance is not
within the RIA performance period will
receive a MODERATE rating in this
criterion. Those who can demonstrate at
least one or more projects in their
pipeline that are likely eligible for TIFIA
credit assistance but cannot provide any
documentation indicating the degree of
local/regional support for the project(s)
or any likelihood of receipt of TIFIA
credit assistance at any point during the
RIA performance period will receive a
MARGINAL rating.
e. Readiness: The Bureau will
consider the extent to which the
proposed RIA is prepared to commence
operations and begin achieving projectspecific results. Evaluators will also
assess the viability of the proposed
budget as it relates to the establishment
and successful operations of the RIA as
proposed. In considering this criterion,
evaluators will also determine the
likelihood that proposed milestones will
be subject to delay and/or cost overruns
and the risk that key milestones might
be missed due to internal or external
factors. Evaluators will also consider the
PO 00000
Frm 00117
Fmt 4703
Sfmt 4703
25733
readiness of the proposed RIA to
commence operations, including but not
limited to:
• Availability of facilities and
equipment necessary to function;
• Existing governance structure as
compared to proposed future structure;
and
• Ability of existing relationships to
rapidly deliver results.
An applicant that can demonstrate an
effective plan to commence operations
in at least the three aforementioned
categories will receive a STRONG rating
in this criterion. Those who can
demonstrate an effective plan to
commence operations in at least two
will receive a MODERATE and those
who cannot demonstrate an effective
plan to commence operations in any of
the above three categories will receive a
MARGINAL rating.
f. Underserved Communities: In
support of Executive Order 13985,
Advancing Racial Equity and Support
for Underserved Communities Through
the Federal Government (86 FR 7009),
the Department encourages applicants
to consider how the project will address
the challenges faced by individuals and
underserved communities, including
rural areas and other areas of persistent
poverty.
Where applicable, the Bureau will
evaluate the degree to which the
proposal can support individual rural
project sponsors. The Bureau will
consider opportunities proposed to
overcome common barriers to using
TIFIA and RRIF credit assistance and
other innovative financing methods for
rural project sponsors, such as project
size or type, financial or institutional
capabilities, and other issues. Consistent
with the Department’s ROUTES
Initiative (https://
www.transportation.gov/rural), the
Department recognizes that rural
transportation networks face unique
challenges. To the extent that those
challenges are reflected in the merit
criteria listed in this section, the
Department will consider how the
activities proposed in the application
will address those challenges, regardless
of the geographic location of those
activities. This can include delivering
innovative technical assistance and
leveraging the DOT ROUTES Initiative
to provide user-friendly information and
other assistance to rural project
sponsors. An applicant that can
demonstrate an effective plan to support
a rural project sponsor in overcoming
common barriers to using federal credit
assistance and innovative finance
methods in at least one proposed project
will receive a STRONG rating in this
criterion. An applicant that can
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
25734
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
demonstrate a plan to support rural
project sponsors who are not
immediately in their pipeline will
receive a MODERATE rating in this
criterion and those who cannot
demonstrate a plan to support rural
sponsors will receive a MARGINAL
rating.
g. Self-Sustainability: The Bureau will
consider whether and to what extent the
proposed RIA will achieve selfsustainability during the proposed
award’s 2-year base period of
performance. If a proposed RIA does not
anticipate achieving self-sustainability,
the Bureau will evaluate the extent to
which the execution of a cooperative
agreement for the RIA might deliver
long-term benefits as the result of
projects delivered during the 2-year base
funding period.
An applicant that can demonstrate a
model of self-sustainability and
continued benefits beyond the base 2year period of Federal funding will
receive a STRONG rating in this
criterion. An applicant that can
demonstrate a plan to achieve selfsustainability within the base 2-year
period of funding based on measurable
milestones will receive a MODERATE in
this rating criterion and those who
present no plan for self-sustainability
will receive a MARGINAL in this rating.
h. Risk: The Bureau will assess the
risks to successful implementation and
operation of the proposed RIA, and the
degree to which proposed mitigation
activities might address/offset those
risks. Evaluators will also assess the
practicality of proposed mitigation
activities in terms of cost, complexity,
and time required to implement the
actions.
An applicant that can demonstrate the
development of, at minimum,
qualitative risk assessments of proposed
projects in meeting Federal eligibility
requirements (see Chapter 3 of the
Bureau Credit Programs Guide: https://
www.transportation.gov/sites/
buildamerica.dot.gov/files/2019-08/
Bureau%20Credit
%20Programs%20Guide_March_
2017.pdf#page=29) will receive a
STRONG rating in this criterion. An
applicant that can demonstrate a plan to
develop, at minimum, qualitative risk
assessments of proposed projects within
the base 2-year period of funding will
receive a MODERATE rating in this
criterion and those that demonstrate no
risk assessments or plans to develop
them will receive a MARGINAL rating.
i. Alignment with Department
Priorities: The Bureau will consider the
extent to which each proposed project
to be aided by the RIA will address the
following Department priorities:
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
(1) Safety: DOT will assess the
project’s ability to foster a safe
transportation system for the movement
of goods and people, consistent with the
Department’s strategic goal to reduce
transportation-related fatalities and
serious injuries across the transportation
system.
(2) Environmental Sustainability:
DOT will consider the extent to which
the project incorporates considerations
of climate change, resilience, and
environmental justice in the planning
stage and in project delivery, such as
through incorporation of specific design
elements that address climate change
impacts.
(3) Equity and Accessibility: DOT will
consider the extent to which the project:
(i) increases transportation choices and
equity for individuals; (ii) expands
access to essential services for
communities across the United States,
particularly for underserved or
disadvantaged communities; (iii)
improves connectivity for citizens to
jobs, health care, and other critical
destinations, or (iv) proactively
addresses racial equity 5 and barriers to
opportunity, through the planning
process or through incorporation of
design elements.
(4) Innovative Technology: Consistent
with DOT’s objectives to encourage
transformative projects that take the
lead in deploying innovative
technologies and practices that drive
outcomes in terms of safety,
environmental sustainability, quality of
life, and state of good repair, DOT will
assess the extent to which the applicant
uses innovative strategies, including: (i)
innovative technologies, (ii) innovative
project delivery, or (iii) innovative
financing.
(5) State of Good Repair: Consistent
with the Department’s strategic
objective to maintain and upgrade
existing transportation systems, DOT
will assess whether and to what extent:
(i) the project is consistent with relevant
plans to maintain transportation
facilities or systems in a state of good
repair and address current and projected
vulnerabilities; (ii) if left unimproved,
the poor condition of the asset will
threaten future transportation network
efficiency, mobility of goods or
accessibility and mobility of people, or
economic growth; (iii) the project is
appropriately capitalized, including
whether project sponsor has conducted
scenario planning and/or fiscal impact
analysis to understand the future impact
5 Definitions for ‘‘racial equity’’ and ‘‘underserved
communities’’ are found in Executive Order 13985,
Advancing Racial Equity and Support for
Underserved Communities Through the Federal
Government, Sections 2 (a) and (b).
PO 00000
Frm 00118
Fmt 4703
Sfmt 4703
on public finances; (iv) a sustainable
source of revenue is available for
operations and maintenance of the
project and the project will reduce
overall life-cycle costs; (v) the project
will maintain or improve transportation
infrastructure that supports border
security functions; and (vi) the project
includes a plan to maintain the
transportation infrastructure in a state of
good repair. DOT will prioritize projects
that ensure the good condition of
transportation infrastructure, including
rural transportation infrastructure, that
support commerce and economic
growth. Transit Oriented Development:
The Bureau will consider the extent to
which the proposed project addresses
Departmental priorities to improve
transportation systems, including: (i)
Project Types: DOT will consider
whether the project incorporates
economic development and related
infrastructure activities. Additionally,
DOT will consider whether the project
supports safety, environmentalsustainability, equity, and accessibility
in a mix of commercial, residential,
office, and entertainment uses; and (ii)
Transportation Access: DOT will
consider if the project is accessible to
one or more: (a) fixed guideway transit
facilities, (b) passenger rail stations, (c)
intercity bus stations, and (d)
intermodal facilities (transit, freight
transfer, etc.).
An applicant that can demonstrate a
pipeline of projects that address the
TOD elements described in item (6)
above and four others of the above-listed
Department priorities in this Section
E.1(j) (Transformative Projects) will
receive a STRONG rating in this
criterion. An applicant that does not
address the TOD elements described in
item (6) but does address at least four of
the other Department priorities listed
above in this Section E.1(j) will receive
a MODERATE rating in this criterion
and an applicant that does not address
the TOD elements and addresses four or
fewer of other Department priorities
listed above in this Section E.1(j) will
receive a MARGINAL rating.
2. Review and Selection Process: A
Review Team will review all eligible
applications received by the deadline.
This Review Team will consist of Modal
Liaisons from the Federal Highway
Administration (FHWA), Federal
Railroad Administration (FRA) and
Federal Transit Administration (FTA)
and Bureau employees designated by
the Executive Director. The Program
application review and selection
process consists of two steps: (1) the
Review Team will evaluate each
proposal and determine eligibility based
on criteria outlined in Section C.1 of
E:\FR\FM\27APN1.SGM
27APN1
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
lotter on DSK11XQN23PROD with NOTICES1
this notice and, if deemed eligible; and
(2) the Review Team will evaluate the
proposal based on the Selection Criteria
in Section E.1 of this notice. In
reviewing the application, each criterion
will be given one of the following
qualitative ratings: STRONG,
MODERATE, or MARGINAL. These
ratings are based on the proposal’s
alignment with the criteria. No one
criterion is weighted higher or lower
than the others. A collective overall
assessment rating will be assigned to
each application based on the
qualitative ratings assigned for each
evaluation criterion. The collective
overall assessment will ultimately
reflect how well the proposal meets the
goals of the Program as stated in Section
A.3. of the NOFO. Each application will
be given an overall assessment rating of
‘‘high’’ if it receives a rating of STRONG
in at least 6 of the evaluation criteria; an
overall assessment rating of ‘‘medium’’
if it receives a rating of MODERATE or
a combination of STRONG and
MODERATE in at least 6 of the
evaluation criteria; and an overall
assessment rating of ‘‘low’’ if it receives
a MARGINAL in 6 or more categories.
The Review Team will present its
findings to the Senior Review Team,
which consists of Bureau Leadership,
including the Executive Director. The
Executive Director will finalize
recommendations and present them to
the Secretary. The final award decisions
will be made by the Secretary of
Transportation.
3. Additional Information: Prior to
award, each selected applicant will be
subject to a risk assessment as required
by 2 CFR 200.205. The Department must
review and consider any information
about the applicant that is in the
designated integrity and performance
system accessible through SAM
(currently the Federal Awardee
Performance and Integrity Information
System (FAPIIS)). An applicant may
review information in FAPIIS and
comment on any information about
itself. The Department will consider
comments by the applicant, in addition
to the other information in FAPIIS, in
making a judgment about the applicant’s
integrity, business ethics, and record of
performance under Federal awards
when completing the review of risk
posed by applicants.
F. Federal Award Administration
Information
1. Federal Award Notice
Following the evaluation process
outlined in Section E.2, the Secretary
will announce awarded projects by
posting a list of selected RIA at https://
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
www.transportation.gov/buildamerica/
financing/tifia/regional-infrastructureaccelerators-program. Notice of
selection is not authorization to begin
performance or to incur costs for the
proposed RIA. Following that
announcement, the Bureau will contact
the point of contact listed in the SF 424
to initiate negotiation of the cooperative
agreement.
2. Administration and National Policy
Requirements
Performance under the cooperative
agreement will be governed by and in
compliance with the following
requirements as applicable to the type of
organization of the recipient and any
applicable sub-recipients:
All awards will be administered
pursuant to the Uniform Administrative
Requirements, Cost Principles and
Audit Requirements for Federal Awards
found in 2 CFR part 200, as adopted by
DOT at 2 CFR part 1201.
Other terms and condition as well as
performance requirements will be
addressed in the cooperative agreement
with the recipient. The full terms and
conditions of the resulting cooperative
agreements may vary and are subject to
discussions and negotiations.
In connection with any program or
activity conducted with or benefiting
from funds awarded under this notice,
recipients of funds must comply with
all applicable requirements of Federal
law, including, without limitation, the
Constitution of the United States,
statutory, regulatory, and public policy
requirements, including without
limitation, those protecting free speech,
religious liberty, public welfare, the
environment, and prohibiting
discrimination; the conditions of
performance, non-discrimination
requirements, and other assurances
made applicable to the award of funds
in accordance with regulations of the
Department of Transportation; and
applicable Federal financial assistance
and contracting principles promulgated
by the Office of Management and
Budget. In complying with these
requirements, recipients must ensure
that no concession agreements are
denied, or other contracting decisions
made based on speech or other activities
protected by the First Amendment. If
the Bureau determines that a recipient
has failed to comply with applicable
Federal requirements, the Bureau may
terminate the award of funds and
disallow previously incurred costs,
requiring the recipient to reimburse any
expended award funds.
Executive Order 13858 directs the
Executive Branch Departments and
agencies to maximize the use of goods,
PO 00000
Frm 00119
Fmt 4703
Sfmt 4703
25735
products, and materials produced in the
United States through the terms and
conditions of Federal financial
assistance awards. If selected for an
award, grant recipients must be
prepared to demonstrate how they will
maximize the use of domestic goods,
products, and materials, as applicable,
in establishing and operating the RIA.
Additionally, recipients should be
prepared to demonstrate in their
application how the RIA addresses the
goals and priorities of the Department’s
new strategic plan. These include: (1)
Safety, (2) Economic Strength and
Global Competitiveness, (3) Climate and
Sustainability, (4) Transformation, and
(5) Organizational Excellence. These can
include projects that: (1) Are consistent
with the National Roadway Safety
Strategy, (2) Improves access or
provides economic growth
opportunities for underserved,
overburdened, or rural communities, (3)
Considers climate change and
sustainability impacts in its planning
and construction, (4) Have innovative
approaches or delivery methods, and (5)
Support Organizational Excellence.
As a condition of grant award, grant
recipients may be required to participate
in an evaluation undertaken by DOT or
another agency or partner. The
evaluation may take different forms
such as an implementation assessment
across grant recipients, an impact and/
or outcomes analysis of all or selected
sites within or across grant recipients, or
a benefit/cost analysis or assessment of
return on investment. DOT may require
applicants to collect data elements to
aid the evaluation and/or use
information available through other
reporting. As a part of the evaluation, as
a condition of award, grant recipients
must agree to: (1) make records available
to the evaluation contractor or DOT
staff; (2) provide access to program
records, and any other relevant
documents to calculate costs and
benefits; (3) in the case of an impact
analysis, facilitate the access to relevant
information as requested; and (4) follow
evaluation procedures as specified by
the evaluation contractor or DOT staff.
Recipients and subrecipients are also
encouraged to incorporate program
evaluation including associated data
collection activities from the outset of
their program design and
implementation to meaningfully
document and measure their progress
towards meeting an agency priority
goal(s). Title I of the Foundations for
Evidence-Based Policymaking Act of
2018 (Evidence Act), Public Law No.
115–435 (2019) urges Federal awarding
agencies and Federal assistance
recipients and subrecipients to use
E:\FR\FM\27APN1.SGM
27APN1
25736
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
program evaluation as a critical tool to
learn, to improve equitable delivery,
and to elevate program service and
delivery across the program lifecycle.
Evaluation means ‘‘an assessment using
systematic data collection and analysis
of one or more programs, policies, and
organizations intended to assess their
effectiveness and efficiency.’’ 5 U.S.C.
311. Credible program evaluation
activities are implemented with
relevance and utility, rigor,
independence and objectivity,
transparency, and ethics (OMB Circular
A–11, Part 6 Section 290).
For grant recipients receiving an
award, evaluation costs are allowable
costs (either as direct or indirect), unless
prohibited by statute or regulation, and
such costs may include the personnel
and equipment needed for data
infrastructure and expertise in data
analysis, performance, and evaluation.
(2 CFR part 200).’’
3. Reporting
a. Progress Reporting on Grant Activities
Each applicant selected for RIA grant
funding must submit semi-annual
progress reports as agreed to in the
cooperative agreement to monitor RIA
progress and ensure accountability and
financial transparency in the RIA grant
program.
b. Performance Reporting
Each applicant selected for RIA grant
funding must collect and report to the
Bureau information on the RIA’s
performance. The specific performance
information and reporting period will be
determined on an individual basis. It is
anticipated that the Bureau and the
grant recipient will hold monthly
progress meetings or calls during which
the Bureau will review project activities,
schedule, and progress toward mutually
agreed upon performance targets in the
cooperative agreement. If the award is
greater than $500,000 over the period of
performance, applicants must adhere to
the post award reporting requirements
reflected in 2 CFR part 200 Appendix
XII—Award Term and Condition for
Recipient Integrity and Performance
Matters.
lotter on DSK11XQN23PROD with NOTICES1
c. Reporting of Matters Related to
Recipient Integrity and Performance
If the total value of a selected
applicant’s currently active grants,
cooperative agreements, and
procurement contracts from all Federal
awarding agencies exceeds $10,000,000
for any period of time during the period
of performance of this Federal award,
then the applicant during that period of
time must maintain the currency of
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
information reported to the SAM that is
made available in the designated
integrity and performance system
(currently FAPIIS) about civil, criminal,
or administrative proceedings described
in paragraph 2 of this award term and
condition. This is a statutory
requirement under section 872 of Public
Law 110–417, as amended (41 U.S.C.
2313). As required by section 3010 of
Public Law 111–212, all information
posted in the designated integrity and
performance system on or after April 15,
2011, except past performance reviews
required for Federal procurement
contracts, will be publicly available.
G. Federal Awarding Agency Contacts
For further information concerning
this notice please contact the Bureau via
email at RIA@dot.gov or call Carl
Ringgold at 202–366–2750 or
Carl.Ringgold@dot.gov. A TDD is
available for individuals who are deaf or
hard of hearing at 202–366–3993. In
addition, the Bureau will post answers
to questions and requests for
clarifications on the Bureau’s website at
https://www.transportation.gov/
buildamerica/financing/tifia/regionalinfrastructure-accelerators-program. To
ensure applicants receive accurate
information about eligibility or the
Program, the applicant is encouraged to
contact the Bureau directly, rather than
through intermediaries or third parties,
with questions. Bureau staff may also
conduct briefings on the Program grant
selection and award process upon
request.
H. Other Information
1. Protection of Confidential Business
Information: All information submitted
as part of or in support of any
application shall use publicly available
data or data that can be made public and
methodologies that are accepted by
industry practice and standards, to the
extent possible. If the applicant submits
information that the applicant considers
to be a trade secret or confidential
commercial or financial information, the
applicant must provide that information
in a separate document, which the
applicant may cross-reference from the
application narrative or other portions
of the application. For the separate
document containing confidential
information, the applicant must do the
following: (1) State on the cover of that
document that it ‘‘Contains Confidential
Business Information (CBI)’’; (2) mark
each page that contains confidential
information with ‘‘CBI’’; (3) highlight or
otherwise denote the confidential
content on each page; and (4) at the end
of the document, indicate whether the
CBI is information the applicant keeps
PO 00000
Frm 00120
Fmt 4703
Sfmt 4703
private and is of the type of information
the applicant regularly keeps private.
The Bureau/DOT will protect
confidential information complying
with these requirements to the extent
required under applicable law. If the
Bureau receives a Freedom of
Information Act (FOIA) request for the
information that the applicant has
marked in accordance with this section,
the Bureau will follow the procedures
described in its FOIA regulations at 49
CFR 7.29.
2. Publication/Sharing of Application
Information: Following the completion
of the selection process and
announcement of awards, the Bureau
intends to publish a list of all
applications received along with the
names of the applicant organizations
and funding amounts requested. Except
for the information properly marked as
described in Section H.1, the Bureau
may make application narratives
publicly available or share application
information within DOT or with other
Federal agencies if DOT determines that
sharing is relevant to the respective
program’s objectives.
3. Department Feedback on
Application: The Bureau strives to
provide as much information as possible
to assist applicants with the application
process. The Bureau will not review
applications in advance, but Bureau
staff are available for technical
questions and assistance.
4. Rural Opportunities: User-friendly
information and resources regarding
DOT’s discretionary grant programs
relevant to rural applicants can be found
on the Rural Opportunities to Use
Transportation for Economic Success
(ROUTES) website at
transportation.gov/rural.
Issued in Washington, DC.
Peter Paul Montgomery Buttigieg,
Secretary of Transportation.
[FR Doc. 2023–08907 Filed 4–26–23; 8:45 am]
BILLING CODE 4910–9X–P
DEPARTMENT OF THE TREASURY
Office of Foreign Assets Control
Notice of OFAC Sanctions Actions
Office of Foreign Assets
Control, Treasury.
ACTION: Notice.
AGENCY:
The Department of the
Treasury’s Office of Foreign Assets
Control (OFAC) is publishing the names
of persons that have been placed on
OFAC’s Specially Designated Nationals
and Blocked Persons List (SDN List)
based on OFAC’s determination that one
SUMMARY:
E:\FR\FM\27APN1.SGM
27APN1
Agencies
[Federal Register Volume 88, Number 81 (Thursday, April 27, 2023)]
[Notices]
[Pages 25728-25736]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-08907]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Regional Infrastructure Accelerator Demonstration Program
AGENCY: Build America Bureau, U.S. Department of Transportation (DOT).
ACTION: Notice of Funding Opportunity (NOFO).
-----------------------------------------------------------------------
SUMMARY: The Build America Bureau (the Bureau) is issuing this NOFO to
solicit applications from eligible parties for $24 million in Regional
Infrastructure Accelerator (RIA) grants. RIA grants assist entities in
developing improved infrastructure priorities and financing strategies
for the accelerated development of a project that is eligible for
funding under the Transportation Infrastructure Finance and Innovation
Act (TIFIA) Credit Program under Chapter 6 of Title 23, United States
Code. These grants are intended to support RIAs that: (1) serve a
defined geographic area; (2) act as a resource to qualified entities in
the geographic area; and (3) demonstrate the effectiveness of the RIA
to expedite the delivery of projects eligible for the TIFIA credit
program. Projects are not required to apply for or receive TIFIA credit
assistance to be eligible; however, applicants who are considering the
appropriateness of innovative financing methods to accelerate the
delivery of eligible projects are strongly encouraged to apply.
SUPPLEMENTARY INFORMATION: Each section of this notice contains
information and instructions relevant to the application process for
the RIA grants. All applicants should read this notice in its entirety
so that they have the information they need to submit eligible and
competitive applications.
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts
H. Other Information
A. Program Description
1. Background: The Bureau is responsible for driving transportation
infrastructure development projects in the United States through
innovative financing programs. Its mission is to provide access to the
Bureau's credit programs in a streamlined, expedient, and transparent
manner. In accomplishing its mission, the Bureau also provides
technical assistance and encourages innovative best practices in
project planning, financing, delivery, and monitoring. The Bureau draws
upon the full resources of DOT to best utilize the expertise of DOT's
Operating Administrations while promoting a culture of innovation and
customer service. Section 1441 of the FAST Act \1\ authorized the
Program. In 2021, the Bureau selected the first five Regional
Infrastructure Accelerators: (1) Fresno Council of Governments, (2)
Chicago Metropolitan Agency for Planning, (3) Northeast Ohio Areawide
Coordinating Agency (4), San Diego Association of Governments, and (5)
Pacific Northwest Economic Region. In 2022, five additional Regional
Infrastructure Accelerators were selected: (1) Central Ohio Transit
Authority (COTA), (2) Dona Ana County, New Mexico, (3) Panhandle
Regional Planning Commission, Texas, (4) Resilient SR 37 Program,
California and, (5) Suffolk County, New York Midway Crossing Project.
The Consolidated Appropriations Act, 2022,\2\ appropriated $12 million
for the Program and the Consolidated Appropriations Act, 2023,\3\
appropriated an additional $12 million for the Program, which are
collectively the source of funding for this NOFO.
---------------------------------------------------------------------------
\1\ Public Law 114-94, 129 Stat. 1312, 1435 (Dec. 4, 2015).
\2\ Public Law 117-103, div. L, tit. I, 136 Stat. 49, 699 (Mar.
15, 2022).
\3\ Public Law 117-328, div. L, tit. I (Dec. 29, 2022).
---------------------------------------------------------------------------
The intent of this Program is to demonstrate and evaluate the
viability and effectiveness of a small number of accelerators in
expediting the development and delivery of specific transportation
projects within the geographic area of each RIA designated by the
Bureau. It is the intent of the Bureau to expand the Program coverage
building on the earlier designation of RIAs. Therefore, the Bureau
continues to be keenly interested in testing several RIA models to
address needs based on common transportation infrastructure make-up and
challenges within regions, particularly those with less capacity or
experience in using innovative financing and project delivery methods,
and those supporting eligible entities that are likely to be first time
users of the Bureau's credit programs, such as the TIFIA credit
program. The Bureau plans to select between six and ten RIAs for awards
under this program based on proposals submitted by eligible applicants
in response to this notice. Ideally, when considering both the first
and the second rounds of awards under this program, there will be a
diversity of RIAs selected for awards based on geography (e.g., rural,
urban, disadvantaged community), organizational structure (e.g., within
a State or Metropolitan Planning Organization), operational business
model and focus.
2. Regional Designation: For the purpose of this Program, the
Bureau will consider regional designation as broadly defined in the
following categories:
a. State or Multi-State: An RIA that serves one State or a group of
State entities with common interest in transportation projects being
delivered.
b. Urban or Metropolitan Planning Organization (MPO): An RIA that
serves a local government or group of local jurisdictions with
transportation functions within a metropolitan area.
[[Page 25729]]
For this Program, if the RIA serves MPOs sharing State boundaries, it
would be considered under this category.
c. Rural: An RIA that serves a region of rural communities as
defined in this notice. An RIA serving multiple rural communities
across state lines would be considered under this category. To be
considered a rural RIA, most of the projects listed in the proposal
must meet the definition of rural in Section C.5 of this notice.
d. Other: Any proposal that includes multiple jurisdictions with
shared priorities and interest, such as a river basin, transportation
corridor, etc.
3. Program Goals: The primary intent for the Program is to
establish regional infrastructure accelerators to assist entities in
accelerating TIFIA-eligible projects through innovative financing
strategies. This assistance can be in the form of any of the following,
based on the needs of the project(s) that the applicant proposes to
assist:
a. Project planning;
b. Studies and analysis, including feasibility, market analysis,
project costs, cost-benefit analysis, value for money, public benefit,
economic assessments, and environmental reviews;
c. Revenue forecasting, funding and financing options analyses,
application of best practices, innovative financing/procurement, and
public-private partnerships, where appropriate;
d. Preliminary engineering and design work;
e. Statutory and regulatory compliance analyses;
f. Evaluation of opportunities for private financing, project
bundling and/or phasing;
g. Enhancement of rural project sponsors' capacity to use the TIFIA
credit program and to the extent applicable, the RRIF credit program,
PABs, and other innovative financing methods, helping to bundle
projects across multiple smaller jurisdictions to create a project at a
scale that is more appropriate for the Bureau's credit assistance, and
pool the jurisdictions' resources to apply for TIFIA credit assistance
and, to the extent applicable, RRIF credit assistance and PABs, as well
as leveraging DOT's Rural Opportunities to Use Transportation for
Economic Success (ROUTES) Initiatives' \4\ products and offerings; and
---------------------------------------------------------------------------
\4\ https://www.transportation.gov/rural.
---------------------------------------------------------------------------
h. Other direct, project-specific support as appropriate.
Funding, in the form of and pursuant to a cooperative agreement,
will be provided for a period of two years, with an option for a third
year for an RIA that meets or exceeds agreed-upon performance targets
and subject to the availability of funding. Competitive proposals that
demonstrate long-term self-sustainability will be given greater
consideration. The Bureau intends to work closely with grant recipients
in developing and, as applicable, financing projects within the RIA's
geographic area.
4. Changes from the FY 2022 NOFO: This FY 2023 Regional
Infrastructure Accelerator Demonstration Program NOFO updates the FY
2022 NOFO to further reflect this Administration's priorities for
creating good-paying jobs, improving safety, applying transformative
technology, and explicitly addressing climate change and advancing
racial equity. Therefore, the Bureau added transit-oriented development
(TOD) as an additional point of consideration under the Transformative
Projects criterion to clarify how the long-term project outcomes should
align with the Administration's priorities in a competitive
application. While the Program is not exclusive to TOD projects,
proposals to aid projects that incorporate (1) economic development and
related infrastructure activities and (2) public infrastructure/joint
development opportunities will be more competitive than those that do
not. Applicants should refer to Section E of this NOFO for descriptions
of the selection criteria, including the new Transformative Projects
criterion. Additionally, this NOFO clarifies what would be required of
the Applicant to receive a STRONG rating for evaluation Criteria, where
applicable, as further described in Section E.1.
B. Federal Award Information
The Bureau hereby requests applications from all interested parties
to result in the award of between six and ten cooperative agreement(s),
each containing substantial involvement on the part of the Federal
government in accordance with 31 U.S.C. 6305. The Bureau anticipates
substantial involvement between it and the recipient during this
Program, which will include:
Technical assistance and guidance to the recipients;
Close monitoring of performance;
Involvement in technical decisions; and
Participation in status meetings including kick off
meeting and annual technical and budget reviews.
1. Program Funding and Awards:
a. Number of Awards: The Bureau intends to select between six and
ten RIAs, based on the number and viability of applications.
b. Size of Award: A total of $24 million is available for this
Program. The size of individual awards will be determined by the number
of RIAs selected and the funding needed for each to meet the Program
objectives. Depending on the strength of applications and total amount
requested, the Bureau anticipates providing grants in the range of $2
million to $4 million to establish between six and ten new RIAs.
However, the Bureau may make smaller or larger awards depending on the
applications received.
2. Funding Period: The Bureau intends to award funds on a yearly
basis for a base period of two years under a cooperative agreement. A
third option year of funding may be provided subject to RIA performance
and the availability of funds.
C. Eligibility Information
1. Eligible Applicants: To be selected as an RIA, an applicant must
be an eligible applicant. An eligible applicant is: A U.S. public
entity, including a state, multi-state or multi-jurisdictional group,
municipality, county, a special purpose district or public authority
with a transportation function including a port authority, a tribal
government or consortium of tribal governments, MPO, regional
transportation planning organization (RTPO), Regional Transportation
Commission, or a political subdivision of a State or local government,
or combination of two or more of the foregoing.
If more than one public entity is applying in a single proposal,
one of the entities must be designated as the lead applicant. Such
applicant will be authorized to negotiate and enter into a cooperative
agreement with the Government on behalf of the entities, will be
responsible for performance, and will be accountable for Federal funds.
Applications will be accepted from a partnership between one or more
eligible applicants and another U.S. party, such as a private entity,
consulting or engineering firms, etc., as long as one of the eligible
public entities is designated as the lead applicant and that entity
will enter into the cooperative agreement, with the shared goal of
establishing and operating the RIA. The location of all RIA application
parties, their entire jurisdictions and all proposed projects must be
located solely in the United States and its territories. Proposed
projects and project sponsors must meet the eligibility requirements
for TIFIA credit assistance as further defined in Chapter 3 of the
Bureau's
[[Page 25730]]
Credit Program Guide (https://www.transportation.gov/sites/buildamerica.dot.gov/files/2019-08/Bureau%20Credit%20Programs%20Guide_March_2017.pdf#page=29). In
addition, the Bureau will consider the extent to which an applicant
demonstrates the capacity to accelerate projects eligible for the TIFIA
credit program using innovative financing strategies, including but not
limited to the TIFIA and RRIF credit programs, PABs, project bundling,
and private investment. Further, the Bureau will consider applications
from any RIA that was designated pursuant to the prior NOFO to the
extent that funding is available, and only after giving primary
consideration to applicants who have not received any funding under
this Program.
2. Cost sharing or Matching: There is no requirement for cost
sharing or matching the grant funds.
3. Other: For the purposes of this Program, the following terms
apply:
a. Rural Infrastructure Project: Consistent with the definition of
``rural infrastructure project'' for the TIFIA credit program,
``rural'' for the purposes of this notice is defined as a surface
transportation infrastructure project located outside of an urban area
with a population greater than 150,000 individuals, as determined by
the Bureau of the Census in the 2020 decennial Census (https://www.census.gov/programs-surveys/geography/guidance/geo-areas/urban-rural.html).
b. A proposed region whose geographic authority is in both an urban
and a rural area will be designated as urban if the majority of the
projects listed in the proposal are in urban areas. Conversely, a
proposed region located in both an urban area and a rural area will be
designated as rural if the majority of the projects listed in the
proposal are in rural areas.
c. Urban/Rural Project determination: A project located in both an
urban and a rural area will be designated as urban if less than \1/2\
of the project's costs are spent in a rural area. If \2/3\ or more of a
project's costs are spent in a rural area, the project will be
designated as rural. For projects where between \1/2\ and \2/3\ of
their costs are in a rural area, the project will be designated as
rural if the applicant demonstrates that \2/3\ or more of the project's
benefits accrue to users in rural areas; if the applicant does not make
such demonstration, the project will be designated as urban.
D. Application and Submission Information
1. Address to Request Application Package: Applicants must submit
all applications through www.Grants.gov. Instructions for submitting
applications can be found at https://www.transportation.gov/buildamerica/financing/tifia/regional-infrastructure-accelerators-program.
2. Content and Form of Application Submission: The application must
include the Standard Form 424 (Application for Federal Assistance),
cover page, and the application narrative.
a. Cover Page: Each application should include a cover page that
contains, at minimum, name of the applicant and sponsor, if applicable,
the location; the region of designation; category of designation for
which the applicant is to be considered; and RIA budget amount.
b. Application Narrative: The application narrative should follow
the basic outline below to address the Program requirements and assist
evaluators in locating relevant information.
------------------------------------------------------------------------
Section Section explained
------------------------------------------------------------------------
(1) Applicant............................ See D.2.c(1).
(2) Description of Proposed Geographic/ See D.2.c(2).
Jurisdictional Region.
(3) Accelerator Proposal................. See D.2.c(3).
(4) Budget, Sources and Uses for Full See D.2.c(4).
Accelerator Funds.
(5) Selection Criteria................... See D.2.c(5).
------------------------------------------------------------------------
The application narrative should include the information necessary
for the Bureau to determine that the applicant(s) proposed regional
focus, the overall accelerator proposal, list of intended projects,
budget, and other information satisfy the eligibility requirements set
forth in this notice as described in Section C and to assess the
selection criteria specified in Section E.1. To the extent practicable,
applicants should provide supporting data and documentation in a form
that is directly verifiable by the Bureau. The Bureau may ask any
applicant to supplement data in its application but expects
applications to be complete upon submission.
c. Additional Application Requirements: In addition to the
information requested elsewhere in this notice, the proposal should
include a table of contents, maps, and graphics, as appropriate, to
make the information easier to review. The Bureau recommends that the
proposal be prepared with standard formatting preferences (a single-
spaced document, using a standard 12-point font such as Times New
Roman, with 1-inch margins). The proposal narrative should not exceed
30 pages in length, excluding cover pages and table of contents. The
only substantive portions that may exceed the 30-page limit are
documents supporting assertions or conclusions made in the 30-page
project narrative. If possible, applicants should provide website links
to supporting documentation rather than copies of these supporting
materials. If supporting documents are submitted, applicants should
clearly identify within the project narrative the relevant portion of
the project narrative that each supporting document supports. The
Bureau recommends using appropriately descriptive file names (e.g.,
``Project Narrative,'' ``Maps,'' ``Memoranda of Understanding'' and
``Letters of Support,'' etc.) for all attachments.
(1) Applicant: This section of the narrative should include
information describing the organizational structure and formal/informal
relationships between parties associated with the RIA application. It
should directly address the eligibility requirements discussed in
section C.1 of this notice. The applicant should use this section to
explain the organization's history, qualifications, and experience of
key individuals who will be working in the proposed RIA. This section
should also include descriptions of previous projects relevant to the
RIA's activities envisioned in this notice that the organization or its
individuals completed. The narrative should place the projects into a
broader context of transportation infrastructure investments being
pursued by the proposed RIA and its sponsors, and how it will benefit
communities within the region.
(2) Description of Proposed Geographic/Jurisdictional Region: This
portion of the narrative should precisely identify the geographic
region, the jurisdictions, and the agencies the RIA would serve and
identify which of the four categories of RIA identified in Section A.2
that this proposal falls under and explain why. The narrative should
explain the commonalities and shared interests of parties in the
proposed region as the rationale for establishing a region of this
construct, along with the affiliations within the proposed region.
Consistent with the Department's ROUTES Initiative (https://www.transportation.gov/rural), the Department encourages applicants to
describe how activities proposed in their application would address the
unique challenges facing rural transportation networks, regardless of
[[Page 25731]]
the geographic location of those activities.
(3) Accelerator Proposal: This section of the narrative should
explain how the applicant(s) propose to establish the RIA and the
concept of how it would operate and provide the project-specific
services identified in Section A of this notice, along with a proposed
timeline for establishing the RIA, with key milestones and suggested
performance targets during its operational phase. The applicant should
describe, in sufficient detail, the applicant's approach to identifying
and building the pipeline of projects to be undertaken and how they
will develop such projects utilizing their experience and expertise and
identify an initial pipeline of projects that are eligible for TIFIA
credit assistance and, to the extent applicable, RRIF credit
assistance, PABs, and other innovative financing methods. The narrative
should also contain a list of projects that the applicant(s) propose to
assist under the RIA. This list, to the extent possible, should
include, at a minimum:
Project name and location;
Project sponsor;
Description;
Bureau program most likely to apply (TIFIA, RRIF, PABs);
Support activities the applicant envisions the RIA would
provide
Project costs; and
Project timeline.
(4) Budget, Sources, and Uses for Full Accelerator Funds: The
applicant should include a proposed financial plan and budget including
the Federal grant amount requested, non-Federal matching funds, in-kind
contributions, and other sources. The proposed plan should also include
a list of activities and projects as well as all associated costs of
the proposed RIA. For non-Federal matching funds, the application
should identify the sources as well as supporting documentation
indicating the degree to which those funds are committed and dates of
their availability. If the applicant proposes that the RIA will reach a
point of long-term self-sustainability, the narrative should include a
description of how this would happen, and where the long-term funds
would be generated.
(5) Selection Criteria: This section of the application should
demonstrate how the application aligns with the criteria described in
Section E.1 of this notice. The Bureau intends to select and designate
RIA that demonstrate in their proposal the ability to effectively
assist entities in developing improved infrastructure priorities and
financing strategies for the accelerated development of one or more
projects eligible for funding under the TIFIA program. DOT will
consider the extent to which an RIA is likely to effectively promote
investment in eligible projects, develop a pipeline of regional
transportation projects, and result in the implementation of projects
with innovative financing methods.
The Bureau encourages applicants to either address each criterion
or expressly state that the project does not address the criterion.
Applicants are not required to follow a specific format, but the
outline suggested addresses each criterion separately and promotes a
clear discussion that assists project evaluators. To minimize redundant
information in the application, the Bureau encourages applicants to
cross-reference from this section of their application to relevant
substantive information in other sections of the application. The
guidance in this section is about how the applicant should organize
their application. Guidance describing how the Bureau will evaluate
projects against the Selection Criteria is in Section E.1 of this
notice. Applicants also should review that section before considering
how to organize their application.
Executive Order 13858 directs the Executive Branch Departments and
agencies to maximize the use of goods, products, and materials produced
in the United States through the terms and conditions of Federal
financial assistance awards. If selected for an award, grant recipients
must be prepared to demonstrate how they will maximize the use of
domestic goods, products, and materials, as applicable, in establishing
and operating the RIA. Additionally, recipients should be prepared to
demonstrate in their application how the RIA addresses the goals and
priorities of the Department's strategic plan (https://www.transportation.gov/dot-strategic-plan). These include: (1) Safety,
(2) Economic Strength and Global Competitiveness, (3) Climate and
Sustainability, (4) Transformation, and (5) Organizational Excellence.
These can include projects that: (1) Are consistent with the National
Roadway Safety Strategy, (2) Improves access or provides economic
growth opportunities for underserved, overburdened, or rural
communities, (3) Considers climate change and sustainability impacts in
its planning and construction, (4) Have innovative approaches or
delivery methods, and (5) Support Organizational Excellence.
3. Unique Entity Identifier (UEI) and System for Award Management
(SAM): Each applicant must: (1) be registered in SAM before submitting
its application; (2) provide a valid UEI in its application; and (3)
maintain an active SAM registration with current information at all
times during which it has an active Federal award or an application or
plan under consideration by a Federal awarding agency. The Department
may not make an RIA grant to an applicant until the applicant has
complied with all applicable UEI and SAM requirements and, if an
applicant has not fully complied with the requirements by the time the
Department is ready to make a grant, the Department may determine that
the applicant is not qualified to receive a grant and use that
determination as a basis for making a grant to another applicant.
4. Submission Dates and Timelines:
a. Deadline: Applications in response to this NOFO must be
submitted through Grants.gov by 11:59 p.m. EST 30 days after
publication. The Grants.gov ``Apply'' function will open on the date of
publication. The Bureau may hold NOFO information session(s) before the
due date.
To apply through Grants.gov, applicants must:
(1) Obtain a Unique Entity Identifier (UEI);
(2) Register with SAM at www.sam.gov; and
(3) Create a Grants.gov username and password; and
(4) The E-business Point of Contact (POC) at the applicant's
organization must also respond to the registration email from
Grants.gov and login at Grants.gov to authorize the POC as an
Authorized Organization Representative (AOR). Please note that there
can only be one AOR per organization.
Please note that the Grants.gov registration process usually takes
4-6 weeks to complete, and that the Department will not consider late
applications that are the result of failure to register or comply with
Grants.gov applicant requirements in a timely manner. For information
and instruction on each of these processes, please see instructions a
https://www.grants.gov/web/grants/applicants/applicant-faqs.html. If
interested parties experience difficulties at any point during the
registration or application process, please call the Grants.gov
Customer Service Support Hotline at 1(800) 518-4726, Monday-Friday from
7:00 a.m. to 9:00 p.m. EST.
5. Intergovernmental Review: Applications under this NOFO are not
subject to the State review under E.O. 12372.
6. Funding Restrictions: The DOT will not reimburse any pre-award
costs or application preparation costs under this
[[Page 25732]]
proposed agreement. Construction of any project being contemplated or
aided by the proposed RIA is not an allowable activity under this
grant. All non-domestic travel must be approved in writing by the DOT
designated agreement officer prior to incurring costs. Travel
requirements under the cooperative agreement will be met using the most
economical form of transportation available. If economy class
transportation is not available, the request for payment vouchers must
be submitted with justification for use of higher-class travel
indicating dates, times, and flight numbers.
7. Other Submission Requirements:
a. Submission Location: Application must be submitted to
Grants.gov.
b. Consideration of Application: Only applicants who comply with
all submission deadlines described in this notice and submit
applications through Grants.gov will be eligible for award. Applicants
are strongly encouraged to make submissions in advance of the deadline.
c. Civil Rights: Applications should demonstrate that the recipient
has a plan for compliance with civil rights obligations and
nondiscrimination laws, including Title VI of the Civil Rights Act of
1964 and implementing regulations (49 CFR 21), the Americans with
Disabilities Act of 1990 (ADA), and Section 504 of the Rehabilitation
Act, and accompanying regulations. This may include, as applicable,
providing a Title VI plan, community participation plan, and other
information about the communities that will be benefited and impacted
by the project. The Department's and DOT Offices of Civil Rights may
provide resources and technical assistance to recipients to ensure full
and sustainable compliance with Federal civil rights requirements.
d. Late Applications: Applicants experiencing technical issues with
Grants.gov that are beyond the applicant's control must contact
[email protected] prior to the application deadline with the username of the
registrant and details of the technical issue experienced. The
applicant must provide:
Details of the technical issue experienced;
Screen capture(s) of the technical issues experienced
along with corresponding
Grants.gov ``Grant tracking number'';
The ``Legal Business Name'' for the applicant that was
provided in the SF-424;
The AOR name submitted in the SF-424;
The UEI number associated with the application; and
The Grants.gov Help Desk Tracking Number.
To ensure a fair competition of limited discretionary funds, the
following conditions are not valid reasons to permit late submissions:
(1) failure to complete the registration process before the deadline;
(2) failure to follow Grants.gov instructions on how to register and
apply as posted on its website; (3) failure to follow all the
instructions in this notice of funding opportunity; and (4) technical
issues experienced with the applicant's computer or information
technology environment. After the Department reviews all information
submitted and contacts the Grants.gov Help Desk to validate reported
technical issues, USDOT staff will contact late applicants to approve
or deny a request to submit a late application through Grants.gov. If
the reported technical issues cannot be validated, late applications
will be rejected as untimely.
E. Application Review Information
1. Criteria: This section specifies the criteria that the Bureau
will use to evaluate and award applications for Program grants. The
criteria incorporate statutory eligibility requirements. For each
proposed RIA, the Bureau will review the application for the criteria
described in this section. The Bureau does not consider any criterion
more important than the others.
The Bureau does not consider cost sharing as an independent
criterion, and proposed cost sharing is considered in an application's
merit evaluation only to the extent it is relevant to the criteria
enumerated below in sections E.1.a-k, including Partnerships, Business
Model, Readiness, Value, Equity and Accessibility, and Self-
Sustainability.
a. Experience/Qualifications: The Bureau will assess whether and to
what extent the applicant(s):
Possess the ability to evaluate and promote innovative
financing methods for local projects including the use of TIFIA and
RRIF and other Federal assistance programs where applicable;
Possess the ability to provide technical assistance on
best practices with respect to financing projects;
Have experience in increasing transparency with respect to
infrastructure project analysis and using innovative financing for
public infrastructure projects;
Have experience in deploying predevelopment capital
programs designed to facilitate the creation of a pipeline of
infrastructure projects available for investment;
Have a history of successfully bundling smaller-scale and
rural projects into larger proposals that may be more attractive for
private investment;
Have demonstrated success in reducing transaction costs
for public project sponsors;
Demonstrate the capacity to accelerate projects eligible
for the TIFIA credit program through the use of innovative financing
strategies such as the TIFIA and RRIF credit programs, and PABs, but
also other strategies such as project bundling, grant anticipation
revenue vehicles, and incorporating private capital;
Have experience in the development of project financial
plans, including developing capital structures and identifying funding
and financing sources, as well as a demonstrated track record for
achieving financial close; and
Have experience in working with private sector project
sponsors and disadvantaged communities, including but not limited to
rural and low resources communities, as well as working on
revitalization projects.
An applicant that demonstrates substantial experience of 10 years
or more in the development and delivery of projects, including the use
of alternative delivery methods such as design-build and/or public-
private partnerships as related to the items above, and innovative
financing particularly the use of TIFIA, RRIF, or PABs will receive a
STRONG rating in this criterion. Those who demonstrate between 5 and 9
years or more in the development and delivery of projects will receive
a MODERATE rating in this category and those who demonstrate less than
5 years of experience in the development and delivery of projects will
received a MARGINAL in this rating category.
b. Partnerships: The Bureau will consider the extent to which
applicant(s) demonstrate strong collaboration among a broad range of
stakeholders in the proposed geographic area of the RIA. Applications
with strong partnerships typically involve multiple partners in project
development, funding, and finance. The Bureau will consider applicants
that partner with State, local, and private entities for the
development, funding, financing, and delivery of transportation
projects to have strong partnerships. Evaluators will also consider the
relationship of the RIA with its constituencies and authorities granted
by them. The Bureau will assess the ability of the proposed RIA to
develop projects quickly and effectively by having the support of its
members and
[[Page 25733]]
working across jurisdictions. An applicant that can demonstrate
effective partnerships with the public sector, the private sector, and
academic entities will receive a STRONG rating in this criterion.
Partnerships that include participation in other Federal technical
assistance and capacity building programs as part of the Thriving
Communities Network, which includes DOT and HUD's Thriving Communities
Programs, USDA's Rural Partners Network, and the Department of Commerce
Economic Recovery Corps (https://www.transportation.gov/federal-interagency-thriving-communities-network) will receive a STRONG rating.
An applicant that can demonstrate an effective partnership with at
least one of the aforementioned entities (public, private, academic)
will receive a MODERATE rating in this criterion and those who cannot
demonstrate any partnerships will receive a MARGINAL rating. For some
best practices on establishing partnerships, please see DOT's Promising
Practices for Meaningful Public Involvement in Transportation Decision-
Making at https://www.transportation.gov/priorities/equity/promising-practices-meaningful-public-involvement-transportation-decision-making.
c. Business Model: The Bureau will assess the thoroughness,
viability, and efficiency that the applicant(s) can establish the RIA,
commence operations, and deliver project-specific outcomes. In
conducting this assessment, evaluators will consider:
The effort, cost, and actions necessary to initially
establish the proposed RIA, including workspaces, fixed and variable
costs, staffing, and the development of relationships necessary to
function effectively in the proposed region.
How the proposed RIA will operate once established,
including costs, organization, efficiency, availability of the
technical expertise and resources needed to accelerate project
delivery, work plan, and time required to achieve operational status.
An applicant that can demonstrate the ability to stand up the RIA
and achieve operations status within 6 months of executing a
cooperative agreement will receive a STRONG rating in this criterion.
Those who can demonstrate the ability to begin operations within 9
months will receive a MODERATE rating in this criterion and those who
cannot demonstrate that the RIA will be operational within 9 months
will receive a MARGINAL.
d. Pipeline: The Bureau will consider the proposed pipeline of
projects and assess whether and to what extent they are likely to be
eligible projects and appropriate for development activities as set
forth in this notice. The proposed pipeline must include one or more
projects likely to be eligible for TIFIA credit assistance. In
evaluating this criterion, the Bureau will consider the number of
eligible projects in the pipeline, the degree of local/regional support
of the projects, and the project status and timeline as they relate to
the likelihood the RIA can impact the project during the performance
period of the cooperative agreement. Evaluators will also assess the
degree to which the skills/experience of the applicant(s) are
appropriate for the proposed projects. The Bureau will also evaluate
the viability and proposed approach the applicant(s) have developed for
attracting new projects into the RIA's pipeline of projects and how
they propose to assist and monitor the development of those projects.
An applicant that can demonstrate one or more projects in their
pipeline that are likely eligible for TIFIA credit assistance, provide
at least two letters indicating the degree of local/regional support
for the projects and demonstrate a timeline that makes receipt of TIFIA
credit assistance likely within the RIA performance period will receive
a STRONG rating in this criterion. Those who can demonstrate at least
one or more projects in their pipeline that are likely eligible for
TIFIA credit assistance and provide at least one letter indicating the
degree of local/regional support for the project(s), but whose
likelihood of receipt of TIFIA credit assistance is not within the RIA
performance period will receive a MODERATE rating in this criterion.
Those who can demonstrate at least one or more projects in their
pipeline that are likely eligible for TIFIA credit assistance but
cannot provide any documentation indicating the degree of local/
regional support for the project(s) or any likelihood of receipt of
TIFIA credit assistance at any point during the RIA performance period
will receive a MARGINAL rating.
e. Readiness: The Bureau will consider the extent to which the
proposed RIA is prepared to commence operations and begin achieving
project-specific results. Evaluators will also assess the viability of
the proposed budget as it relates to the establishment and successful
operations of the RIA as proposed. In considering this criterion,
evaluators will also determine the likelihood that proposed milestones
will be subject to delay and/or cost overruns and the risk that key
milestones might be missed due to internal or external factors.
Evaluators will also consider the readiness of the proposed RIA to
commence operations, including but not limited to:
Availability of facilities and equipment necessary to
function;
Existing governance structure as compared to proposed
future structure; and
Ability of existing relationships to rapidly deliver
results.
An applicant that can demonstrate an effective plan to commence
operations in at least the three aforementioned categories will receive
a STRONG rating in this criterion. Those who can demonstrate an
effective plan to commence operations in at least two will receive a
MODERATE and those who cannot demonstrate an effective plan to commence
operations in any of the above three categories will receive a MARGINAL
rating.
f. Underserved Communities: In support of Executive Order 13985,
Advancing Racial Equity and Support for Underserved Communities Through
the Federal Government (86 FR 7009), the Department encourages
applicants to consider how the project will address the challenges
faced by individuals and underserved communities, including rural areas
and other areas of persistent poverty.
Where applicable, the Bureau will evaluate the degree to which the
proposal can support individual rural project sponsors. The Bureau will
consider opportunities proposed to overcome common barriers to using
TIFIA and RRIF credit assistance and other innovative financing methods
for rural project sponsors, such as project size or type, financial or
institutional capabilities, and other issues. Consistent with the
Department's ROUTES Initiative (https://www.transportation.gov/rural),
the Department recognizes that rural transportation networks face
unique challenges. To the extent that those challenges are reflected in
the merit criteria listed in this section, the Department will consider
how the activities proposed in the application will address those
challenges, regardless of the geographic location of those activities.
This can include delivering innovative technical assistance and
leveraging the DOT ROUTES Initiative to provide user-friendly
information and other assistance to rural project sponsors. An
applicant that can demonstrate an effective plan to support a rural
project sponsor in overcoming common barriers to using federal credit
assistance and innovative finance methods in at least one proposed
project will receive a STRONG rating in this criterion. An applicant
that can
[[Page 25734]]
demonstrate a plan to support rural project sponsors who are not
immediately in their pipeline will receive a MODERATE rating in this
criterion and those who cannot demonstrate a plan to support rural
sponsors will receive a MARGINAL rating.
g. Self-Sustainability: The Bureau will consider whether and to
what extent the proposed RIA will achieve self-sustainability during
the proposed award's 2-year base period of performance. If a proposed
RIA does not anticipate achieving self-sustainability, the Bureau will
evaluate the extent to which the execution of a cooperative agreement
for the RIA might deliver long-term benefits as the result of projects
delivered during the 2-year base funding period.
An applicant that can demonstrate a model of self-sustainability
and continued benefits beyond the base 2-year period of Federal funding
will receive a STRONG rating in this criterion. An applicant that can
demonstrate a plan to achieve self-sustainability within the base 2-
year period of funding based on measurable milestones will receive a
MODERATE in this rating criterion and those who present no plan for
self-sustainability will receive a MARGINAL in this rating.
h. Risk: The Bureau will assess the risks to successful
implementation and operation of the proposed RIA, and the degree to
which proposed mitigation activities might address/offset those risks.
Evaluators will also assess the practicality of proposed mitigation
activities in terms of cost, complexity, and time required to implement
the actions.
An applicant that can demonstrate the development of, at minimum,
qualitative risk assessments of proposed projects in meeting Federal
eligibility requirements (see Chapter 3 of the Bureau Credit Programs
Guide: https://www.transportation.gov/sites/buildamerica.dot.gov/files/2019-08/Bureau%20Credit%20Programs%20Guide_March_2017.pdf#page=29) will
receive a STRONG rating in this criterion. An applicant that can
demonstrate a plan to develop, at minimum, qualitative risk assessments
of proposed projects within the base 2-year period of funding will
receive a MODERATE rating in this criterion and those that demonstrate
no risk assessments or plans to develop them will receive a MARGINAL
rating.
i. Alignment with Department Priorities: The Bureau will consider
the extent to which each proposed project to be aided by the RIA will
address the following Department priorities:
(1) Safety: DOT will assess the project's ability to foster a safe
transportation system for the movement of goods and people, consistent
with the Department's strategic goal to reduce transportation-related
fatalities and serious injuries across the transportation system.
(2) Environmental Sustainability: DOT will consider the extent to
which the project incorporates considerations of climate change,
resilience, and environmental justice in the planning stage and in
project delivery, such as through incorporation of specific design
elements that address climate change impacts.
(3) Equity and Accessibility: DOT will consider the extent to which
the project: (i) increases transportation choices and equity for
individuals; (ii) expands access to essential services for communities
across the United States, particularly for underserved or disadvantaged
communities; (iii) improves connectivity for citizens to jobs, health
care, and other critical destinations, or (iv) proactively addresses
racial equity \5\ and barriers to opportunity, through the planning
process or through incorporation of design elements.
---------------------------------------------------------------------------
\5\ Definitions for ``racial equity'' and ``underserved
communities'' are found in Executive Order 13985, Advancing Racial
Equity and Support for Underserved Communities Through the Federal
Government, Sections 2 (a) and (b).
---------------------------------------------------------------------------
(4) Innovative Technology: Consistent with DOT's objectives to
encourage transformative projects that take the lead in deploying
innovative technologies and practices that drive outcomes in terms of
safety, environmental sustainability, quality of life, and state of
good repair, DOT will assess the extent to which the applicant uses
innovative strategies, including: (i) innovative technologies, (ii)
innovative project delivery, or (iii) innovative financing.
(5) State of Good Repair: Consistent with the Department's
strategic objective to maintain and upgrade existing transportation
systems, DOT will assess whether and to what extent: (i) the project is
consistent with relevant plans to maintain transportation facilities or
systems in a state of good repair and address current and projected
vulnerabilities; (ii) if left unimproved, the poor condition of the
asset will threaten future transportation network efficiency, mobility
of goods or accessibility and mobility of people, or economic growth;
(iii) the project is appropriately capitalized, including whether
project sponsor has conducted scenario planning and/or fiscal impact
analysis to understand the future impact on public finances; (iv) a
sustainable source of revenue is available for operations and
maintenance of the project and the project will reduce overall life-
cycle costs; (v) the project will maintain or improve transportation
infrastructure that supports border security functions; and (vi) the
project includes a plan to maintain the transportation infrastructure
in a state of good repair. DOT will prioritize projects that ensure the
good condition of transportation infrastructure, including rural
transportation infrastructure, that support commerce and economic
growth. Transit Oriented Development: The Bureau will consider the
extent to which the proposed project addresses Departmental priorities
to improve transportation systems, including: (i) Project Types: DOT
will consider whether the project incorporates economic development and
related infrastructure activities. Additionally, DOT will consider
whether the project supports safety, environmental-sustainability,
equity, and accessibility in a mix of commercial, residential, office,
and entertainment uses; and (ii) Transportation Access: DOT will
consider if the project is accessible to one or more: (a) fixed
guideway transit facilities, (b) passenger rail stations, (c) intercity
bus stations, and (d) intermodal facilities (transit, freight transfer,
etc.).
An applicant that can demonstrate a pipeline of projects that
address the TOD elements described in item (6) above and four others of
the above-listed Department priorities in this Section E.1(j)
(Transformative Projects) will receive a STRONG rating in this
criterion. An applicant that does not address the TOD elements
described in item (6) but does address at least four of the other
Department priorities listed above in this Section E.1(j) will receive
a MODERATE rating in this criterion and an applicant that does not
address the TOD elements and addresses four or fewer of other
Department priorities listed above in this Section E.1(j) will receive
a MARGINAL rating.
2. Review and Selection Process: A Review Team will review all
eligible applications received by the deadline. This Review Team will
consist of Modal Liaisons from the Federal Highway Administration
(FHWA), Federal Railroad Administration (FRA) and Federal Transit
Administration (FTA) and Bureau employees designated by the Executive
Director. The Program application review and selection process consists
of two steps: (1) the Review Team will evaluate each proposal and
determine eligibility based on criteria outlined in Section C.1 of
[[Page 25735]]
this notice and, if deemed eligible; and (2) the Review Team will
evaluate the proposal based on the Selection Criteria in Section E.1 of
this notice. In reviewing the application, each criterion will be given
one of the following qualitative ratings: STRONG, MODERATE, or
MARGINAL. These ratings are based on the proposal's alignment with the
criteria. No one criterion is weighted higher or lower than the others.
A collective overall assessment rating will be assigned to each
application based on the qualitative ratings assigned for each
evaluation criterion. The collective overall assessment will ultimately
reflect how well the proposal meets the goals of the Program as stated
in Section A.3. of the NOFO. Each application will be given an overall
assessment rating of ``high'' if it receives a rating of STRONG in at
least 6 of the evaluation criteria; an overall assessment rating of
``medium'' if it receives a rating of MODERATE or a combination of
STRONG and MODERATE in at least 6 of the evaluation criteria; and an
overall assessment rating of ``low'' if it receives a MARGINAL in 6 or
more categories. The Review Team will present its findings to the
Senior Review Team, which consists of Bureau Leadership, including the
Executive Director. The Executive Director will finalize
recommendations and present them to the Secretary. The final award
decisions will be made by the Secretary of Transportation.
3. Additional Information: Prior to award, each selected applicant
will be subject to a risk assessment as required by 2 CFR 200.205. The
Department must review and consider any information about the applicant
that is in the designated integrity and performance system accessible
through SAM (currently the Federal Awardee Performance and Integrity
Information System (FAPIIS)). An applicant may review information in
FAPIIS and comment on any information about itself. The Department will
consider comments by the applicant, in addition to the other
information in FAPIIS, in making a judgment about the applicant's
integrity, business ethics, and record of performance under Federal
awards when completing the review of risk posed by applicants.
F. Federal Award Administration Information
1. Federal Award Notice
Following the evaluation process outlined in Section E.2, the
Secretary will announce awarded projects by posting a list of selected
RIA at https://www.transportation.gov/buildamerica/financing/tifia/regional-infrastructure-accelerators-program. Notice of selection is
not authorization to begin performance or to incur costs for the
proposed RIA. Following that announcement, the Bureau will contact the
point of contact listed in the SF 424 to initiate negotiation of the
cooperative agreement.
2. Administration and National Policy Requirements
Performance under the cooperative agreement will be governed by and
in compliance with the following requirements as applicable to the type
of organization of the recipient and any applicable sub-recipients:
All awards will be administered pursuant to the Uniform
Administrative Requirements, Cost Principles and Audit Requirements for
Federal Awards found in 2 CFR part 200, as adopted by DOT at 2 CFR part
1201.
Other terms and condition as well as performance requirements will
be addressed in the cooperative agreement with the recipient. The full
terms and conditions of the resulting cooperative agreements may vary
and are subject to discussions and negotiations.
In connection with any program or activity conducted with or
benefiting from funds awarded under this notice, recipients of funds
must comply with all applicable requirements of Federal law, including,
without limitation, the Constitution of the United States, statutory,
regulatory, and public policy requirements, including without
limitation, those protecting free speech, religious liberty, public
welfare, the environment, and prohibiting discrimination; the
conditions of performance, non-discrimination requirements, and other
assurances made applicable to the award of funds in accordance with
regulations of the Department of Transportation; and applicable Federal
financial assistance and contracting principles promulgated by the
Office of Management and Budget. In complying with these requirements,
recipients must ensure that no concession agreements are denied, or
other contracting decisions made based on speech or other activities
protected by the First Amendment. If the Bureau determines that a
recipient has failed to comply with applicable Federal requirements,
the Bureau may terminate the award of funds and disallow previously
incurred costs, requiring the recipient to reimburse any expended award
funds.
Executive Order 13858 directs the Executive Branch Departments and
agencies to maximize the use of goods, products, and materials produced
in the United States through the terms and conditions of Federal
financial assistance awards. If selected for an award, grant recipients
must be prepared to demonstrate how they will maximize the use of
domestic goods, products, and materials, as applicable, in establishing
and operating the RIA. Additionally, recipients should be prepared to
demonstrate in their application how the RIA addresses the goals and
priorities of the Department's new strategic plan. These include: (1)
Safety, (2) Economic Strength and Global Competitiveness, (3) Climate
and Sustainability, (4) Transformation, and (5) Organizational
Excellence. These can include projects that: (1) Are consistent with
the National Roadway Safety Strategy, (2) Improves access or provides
economic growth opportunities for underserved, overburdened, or rural
communities, (3) Considers climate change and sustainability impacts in
its planning and construction, (4) Have innovative approaches or
delivery methods, and (5) Support Organizational Excellence.
As a condition of grant award, grant recipients may be required to
participate in an evaluation undertaken by DOT or another agency or
partner. The evaluation may take different forms such as an
implementation assessment across grant recipients, an impact and/or
outcomes analysis of all or selected sites within or across grant
recipients, or a benefit/cost analysis or assessment of return on
investment. DOT may require applicants to collect data elements to aid
the evaluation and/or use information available through other
reporting. As a part of the evaluation, as a condition of award, grant
recipients must agree to: (1) make records available to the evaluation
contractor or DOT staff; (2) provide access to program records, and any
other relevant documents to calculate costs and benefits; (3) in the
case of an impact analysis, facilitate the access to relevant
information as requested; and (4) follow evaluation procedures as
specified by the evaluation contractor or DOT staff.
Recipients and subrecipients are also encouraged to incorporate
program evaluation including associated data collection activities from
the outset of their program design and implementation to meaningfully
document and measure their progress towards meeting an agency priority
goal(s). Title I of the Foundations for Evidence-Based Policymaking Act
of 2018 (Evidence Act), Public Law No. 115-435 (2019) urges Federal
awarding agencies and Federal assistance recipients and subrecipients
to use
[[Page 25736]]
program evaluation as a critical tool to learn, to improve equitable
delivery, and to elevate program service and delivery across the
program lifecycle. Evaluation means ``an assessment using systematic
data collection and analysis of one or more programs, policies, and
organizations intended to assess their effectiveness and efficiency.''
5 U.S.C. 311. Credible program evaluation activities are implemented
with relevance and utility, rigor, independence and objectivity,
transparency, and ethics (OMB Circular A-11, Part 6 Section 290).
For grant recipients receiving an award, evaluation costs are
allowable costs (either as direct or indirect), unless prohibited by
statute or regulation, and such costs may include the personnel and
equipment needed for data infrastructure and expertise in data
analysis, performance, and evaluation. (2 CFR part 200).''
3. Reporting
a. Progress Reporting on Grant Activities
Each applicant selected for RIA grant funding must submit semi-
annual progress reports as agreed to in the cooperative agreement to
monitor RIA progress and ensure accountability and financial
transparency in the RIA grant program.
b. Performance Reporting
Each applicant selected for RIA grant funding must collect and
report to the Bureau information on the RIA's performance. The specific
performance information and reporting period will be determined on an
individual basis. It is anticipated that the Bureau and the grant
recipient will hold monthly progress meetings or calls during which the
Bureau will review project activities, schedule, and progress toward
mutually agreed upon performance targets in the cooperative agreement.
If the award is greater than $500,000 over the period of performance,
applicants must adhere to the post award reporting requirements
reflected in 2 CFR part 200 Appendix XII--Award Term and Condition for
Recipient Integrity and Performance Matters.
c. Reporting of Matters Related to Recipient Integrity and Performance
If the total value of a selected applicant's currently active
grants, cooperative agreements, and procurement contracts from all
Federal awarding agencies exceeds $10,000,000 for any period of time
during the period of performance of this Federal award, then the
applicant during that period of time must maintain the currency of
information reported to the SAM that is made available in the
designated integrity and performance system (currently FAPIIS) about
civil, criminal, or administrative proceedings described in paragraph 2
of this award term and condition. This is a statutory requirement under
section 872 of Public Law 110-417, as amended (41 U.S.C. 2313). As
required by section 3010 of Public Law 111-212, all information posted
in the designated integrity and performance system on or after April
15, 2011, except past performance reviews required for Federal
procurement contracts, will be publicly available.
G. Federal Awarding Agency Contacts
For further information concerning this notice please contact the
Bureau via email at [email protected] or call Carl Ringgold at 202-366-2750
or [email protected]. A TDD is available for individuals who are
deaf or hard of hearing at 202-366-3993. In addition, the Bureau will
post answers to questions and requests for clarifications on the
Bureau's website at https://www.transportation.gov/buildamerica/financing/tifia/regional-infrastructure-accelerators-program. To ensure
applicants receive accurate information about eligibility or the
Program, the applicant is encouraged to contact the Bureau directly,
rather than through intermediaries or third parties, with questions.
Bureau staff may also conduct briefings on the Program grant selection
and award process upon request.
H. Other Information
1. Protection of Confidential Business Information: All information
submitted as part of or in support of any application shall use
publicly available data or data that can be made public and
methodologies that are accepted by industry practice and standards, to
the extent possible. If the applicant submits information that the
applicant considers to be a trade secret or confidential commercial or
financial information, the applicant must provide that information in a
separate document, which the applicant may cross-reference from the
application narrative or other portions of the application. For the
separate document containing confidential information, the applicant
must do the following: (1) State on the cover of that document that it
``Contains Confidential Business Information (CBI)''; (2) mark each
page that contains confidential information with ``CBI''; (3) highlight
or otherwise denote the confidential content on each page; and (4) at
the end of the document, indicate whether the CBI is information the
applicant keeps private and is of the type of information the applicant
regularly keeps private. The Bureau/DOT will protect confidential
information complying with these requirements to the extent required
under applicable law. If the Bureau receives a Freedom of Information
Act (FOIA) request for the information that the applicant has marked in
accordance with this section, the Bureau will follow the procedures
described in its FOIA regulations at 49 CFR 7.29.
2. Publication/Sharing of Application Information: Following the
completion of the selection process and announcement of awards, the
Bureau intends to publish a list of all applications received along
with the names of the applicant organizations and funding amounts
requested. Except for the information properly marked as described in
Section H.1, the Bureau may make application narratives publicly
available or share application information within DOT or with other
Federal agencies if DOT determines that sharing is relevant to the
respective program's objectives.
3. Department Feedback on Application: The Bureau strives to
provide as much information as possible to assist applicants with the
application process. The Bureau will not review applications in
advance, but Bureau staff are available for technical questions and
assistance.
4. Rural Opportunities: User-friendly information and resources
regarding DOT's discretionary grant programs relevant to rural
applicants can be found on the Rural Opportunities to Use
Transportation for Economic Success (ROUTES) website at
transportation.gov/rural.
Issued in Washington, DC.
Peter Paul Montgomery Buttigieg,
Secretary of Transportation.
[FR Doc. 2023-08907 Filed 4-26-23; 8:45 am]
BILLING CODE 4910-9X-P