Regulations Governing Certain Positive Train Control System Outages, 25726-25727 [2023-08839]
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Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
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[FR Doc. 2023–08831 Filed 4–26–23; 8:45 am]
BILLING CODE 8120–08–P
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BILLING CODE 8120–08–P
[FR Doc. 2023–08832 Filed 4–26–23; 8:45 am]
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VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
Regulations Governing Certain
Positive Train Control System Outages
Federal Railroad
Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice.
AGENCY:
The purpose of this notice is
to inform the public about FRA’s
regulations that currently govern certain
outages of positive train control (PTC)
systems during, for example,
infrastructure upgrades and capital
projects. This notice also contains
information about the process a railroad
must follow to obtain FRA’s approval
before temporarily disabling its PTC
system for such purposes.
FOR FURTHER INFORMATION CONTACT: For
technical questions, please contact Gabe
Neal, Staff Director, Signal, Train
Control, and Crossings Division,
telephone: 816–516–7168, email:
Gabe.Neal@dot.gov. For legal questions,
please contact Stephanie Anderson,
Attorney Adviser, telephone: 202–834–
0609, email: Stephanie.Anderson@
dot.gov.
SUMMARY:
By law,
PTC systems must govern operations on
PTC-mandated main lines, which
SUPPLEMENTARY INFORMATION:
PO 00000
Frm 00110
Fmt 4703
Sfmt 4703
currently encompass approximately
58,000 route miles, and include Class I
railroads’ main lines over which poisonor toxic-by-inhalation hazardous
materials are transported and any
railroads’ main lines over which
intercity or commuter rail passenger
transportation is regularly provided.1
Previously, FRA’s regulations
permitted railroads to temporarily
disable PTC systems where necessary to
perform PTC system repair or
maintenance.2 That temporary
flexibility expired, by regulation, on
December 31, 2022.3 Under that
temporary provision, railroads were
required only to notify to FRA; seeking
FRA’s approval was not necessary.
FRA appreciates that several types of
PTC systems can be upgraded
seamlessly, without necessitating an
interruption of PTC system service. FRA
also recognizes, however, that in limited
cases, even those types of PTC systems
might experience temporary outages for
a short period during certain
infrastructure upgrades.4 In addition,
FRA understands that the design of
certain PTC systems, including the
Advanced Civil Speed Enforcement
System II on the Northeast Corridor,
may require more extended periods of
outages to facilitate ongoing capital
projects. FRA expects that, in such a
case, a railroad would schedule the
temporary disabling of its PTC system
for the time posing the least risk to
railroad safety and for the minimum
time necessary to complete the capital
project and recommission its PTC
system.5
As noted above, 49 CFR
236.1029(g)(3) previously permitted
railroads to temporarily disable their
PTC systems, with just notification to
FRA; however, that provision expired
on December 31, 2022, and is therefore
no longer available for railroads to
utilize. Now, if a railroad needs to
disable its PTC system temporarily for
maintenance or upgrade purposes, a
railroad must obtain FRA’s approval
under 49 CFR 236.1021,
Discontinuances, material
modifications, and amendments, before
temporarily disabling its PTC system or
1 Title 49 United States Code (U.S.C.) 20157; Title
49 Code of Federal Regulations (CFR) 236.1005(b),
236.1006(a). This requirement does not apply,
however, to a railroad’s controlling locomotives that
are subject to either a temporary or permanent
exception under 49 U.S.C. 20157(j)–(k) or 49 CFR
236.1006(b).
2 49 CFR 236.1029(g)(3).
3 Id.
4 For example, FRA is aware of multiple railroads’
electrical infrastructure upgrade projects that
involved disabling the PTC system for a maximum
period of four hours.
5 See 49 CFR 236.1029(g)(3)(ii), 236.1033(f).
E:\FR\FM\27APN1.SGM
27APN1
lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 88, No. 81 / Thursday, April 27, 2023 / Notices
initiating a PTC system service outage.
To obtain FRA’s approval in this
context, a railroad must submit a
request to amend its FRA-certified PTC
system pursuant to 49 CFR 236.1021(m),
which outlines the process, content
requirements, and FRA decision
deadline (i.e., 45 days) for this specific
type of request for amendment (RFA).
Under 49 CFR 236.1021(e), FRA’s
regulations provide that FRA will
publish a notice in the Federal Register
and invite public comment, if an RFA
includes a request for approval of a
material modification or discontinuance
of a PTC system. During FRA’s review
of a railroad’s RFA, FRA will consider
any comments or data submitted within
the timeline specified in the notice and
to the extent practicable, without
delaying implementation of valuable or
necessary safety and functional
modifications to a PTC system. See 49
CFR 236.1021; see also 49 CFR
236.1011(e).
In addition, 49 CFR 236.1021(f)
specifies that FRA will review the RFA,
including the proposed temporary
outage, and determine whether granting
the request is ‘‘in the public interest and
consistent with railroad safety, taking
into consideration all changes in the
method of operation and system
functionalities, both within normal PTC
system availability and in the case of a
system failed state (unavailable).’’ If
FRA approves the railroad’s request to
amend its FRA-certified PTC system,
involving a limited outage period, FRA
may attach conditions to that approval,
which may include, for example, the
following types of conditions, among
other reporting requirements:
(1) The host railroad and its
applicable tenant railroads must comply
with the operating rules specified in the
host railroad’s FRA-approved PTCSP
that would otherwise apply when a PTC
system is temporarily disabled;
(2) The host railroad shall make
reasonable efforts to schedule the
temporary disabling of its PTC system
for times posing the least risk to railroad
safety;
(3) The host railroad shall notify FRA
(via PTC.Correspondence@dot.gov) and
each applicable tenant railroad at least
7 days before the host railroad
temporarily disables its PTC system. In
its notification, the host railroad must
include the exact date and period of
time during which the PTC system will
be disabled, and explain how that date
and period of time pose the least risk to
railroad safety;
(4) The host railroad shall notify all
applicable train crews, including tenant
railroads’ train crews, about the PTC
system outage, including in accordance
VerDate Sep<11>2014
17:49 Apr 26, 2023
Jkt 259001
with the host railroad’s operating rules
and practices, which may require, for
example, such information to be
provided via track bulletins, dispatcher
bulletins, or special instructions;
(5) The host railroad shall place its
PTC system back into service without
undue delay, and the PTC system may
not be disabled longer than the
approved timeframe; and
(6) During the period in which the
PTC system is temporarily disabled, the
host railroad and its tenant railroads
must comply with the operating
restrictions under 49 CFR 236.1029(b),
including the applicable speed
limitations.
Please be advised that this notice
focuses on outages resulting from
infrastructure upgrades or capital
projects and does not address all types
of PTC system outages. Other provisions
in FRA’s PTC regulations may instead
apply and govern, depending on the
exact circumstances. For example,
please see 49 CFR 236.1005(g) through
(k) for the requirements and procedures
associated with temporary rerouting for
emergencies or planned maintenance. In
addition, please see 49 CFR 236.1029(b),
which outlines the requirements that
apply when a railroad’s PTC system
experiences an en route failure,
including a cut out or malfunction.
FRA remains available to provide
technical assistance to railroads and
other stakeholders and to advise about
any railroad-specific scenarios that may
arise. FRA appreciates railroads’
commitment to operating their FRAcertified, interoperable PTC systems on
PTC-mandated main lines, as generally
required by law, outside these special,
limited circumstances.
Issued in Washington, DC.
John Karl Alexy,
Associate Administrator for Railroad Safety,
Chief Safety Officer.
[FR Doc. 2023–08839 Filed 4–26–23; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
Maritime Administration
[Docket No. MARAD–2023–0087]
Coastwise-Qualified Launch Barges:
46 CFR 389.3(a) Notifications
Maritime Administration
(MARAD), Department of
Transportation (DOT).
ACTION: Notice and request for
comments.
AGENCY:
To maximize the use of
coastwise-qualified vessels, in January
of each calendar year, MARAD requests
SUMMARY:
PO 00000
Frm 00111
Fmt 4703
Sfmt 4703
25727
owners and operators of coastwisequalified launch barges or other
interested parties to notify the Agency
of their interest in, and provide certain
information relating to, the
transportation, installation, or launching
of platform jackets. MARAD publishes
the notifications as a resource to
companies contemplating these
operations on the outer continental
shelf. The notifications should include
information set forth in the
Supplementary Information section
below.
DATES: Submit comments on or before
May 30, 2023.
ADDRESSES: You may submit comments
identified by DOT Docket Number
MARAD–2023–0087 by any of the
following methods:
• Website/Federal eRulemaking
Portal: Go to https://
www.regulations.gov. Search ‘‘MARAD–
2023–0087’’ and follow the instructions
for submitting comments on the
electronic docket site.
• Mail or Hand Delivery: Docket
Management Facility, U.S. Department
of Transportation, 1200 New Jersey
Avenue SE, West Building, Room W12–
140, Washington, DC 20590, between 9
a.m. and 5 p.m., Monday through
Friday, except on Federal holidays.
Note: All submissions must include
the agency name and docket number for
this notice. All comments received will
be posted without change to https://
www.regulations.gov including any
personal information provided.
Docket: For access to the docket to
read comments received, go to https://
www.regulations.gov and search using
‘‘MARAD–2023–0087.’’
FOR FURTHER INFORMATION CONTACT:
Jennifer Meurer, U.S. Department of
Transportation, Maritime
Administration, 1200 New Jersey
Avenue SE, Room W23–453,
Washington, DC 20590. Telephone:
(202) 731–6220. Email:
Jennifer.Meurer@dot.gov.
SUPPLEMENTARY INFORMATION: Pursuant
to 46 U.S.C. 55108, the Secretary of
Transportation has the authority to
adopt procedures that timely provide
information that would maximize the
use of coastwise-qualified vessels for the
transportation of platform jackets
between U.S. coastwise points and the
outer continental shelf. This authority
has been delegated to MARAD. The
regulations promulgated under the
authority of 46 U.S.C. 55108 and 46 CFR
389.3(a), require that MARAD publish a
notice in the Federal Register
requesting notification from owners,
operators, or potential operators of
coastwise-qualified launch barges, or
E:\FR\FM\27APN1.SGM
27APN1
Agencies
[Federal Register Volume 88, Number 81 (Thursday, April 27, 2023)]
[Notices]
[Pages 25726-25727]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-08839]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Railroad Administration
Regulations Governing Certain Positive Train Control System
Outages
AGENCY: Federal Railroad Administration (FRA), Department of
Transportation (DOT).
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The purpose of this notice is to inform the public about FRA's
regulations that currently govern certain outages of positive train
control (PTC) systems during, for example, infrastructure upgrades and
capital projects. This notice also contains information about the
process a railroad must follow to obtain FRA's approval before
temporarily disabling its PTC system for such purposes.
FOR FURTHER INFORMATION CONTACT: For technical questions, please
contact Gabe Neal, Staff Director, Signal, Train Control, and Crossings
Division, telephone: 816-516-7168, email: [email protected]. For legal
questions, please contact Stephanie Anderson, Attorney Adviser,
telephone: 202-834-0609, email: [email protected].
SUPPLEMENTARY INFORMATION: By law, PTC systems must govern operations
on PTC-mandated main lines, which currently encompass approximately
58,000 route miles, and include Class I railroads' main lines over
which poison- or toxic-by-inhalation hazardous materials are
transported and any railroads' main lines over which intercity or
commuter rail passenger transportation is regularly provided.\1\
---------------------------------------------------------------------------
\1\ Title 49 United States Code (U.S.C.) 20157; Title 49 Code of
Federal Regulations (CFR) 236.1005(b), 236.1006(a). This requirement
does not apply, however, to a railroad's controlling locomotives
that are subject to either a temporary or permanent exception under
49 U.S.C. 20157(j)-(k) or 49 CFR 236.1006(b).
---------------------------------------------------------------------------
Previously, FRA's regulations permitted railroads to temporarily
disable PTC systems where necessary to perform PTC system repair or
maintenance.\2\ That temporary flexibility expired, by regulation, on
December 31, 2022.\3\ Under that temporary provision, railroads were
required only to notify to FRA; seeking FRA's approval was not
necessary.
---------------------------------------------------------------------------
\2\ 49 CFR 236.1029(g)(3).
\3\ Id.
---------------------------------------------------------------------------
FRA appreciates that several types of PTC systems can be upgraded
seamlessly, without necessitating an interruption of PTC system
service. FRA also recognizes, however, that in limited cases, even
those types of PTC systems might experience temporary outages for a
short period during certain infrastructure upgrades.\4\ In addition,
FRA understands that the design of certain PTC systems, including the
Advanced Civil Speed Enforcement System II on the Northeast Corridor,
may require more extended periods of outages to facilitate ongoing
capital projects. FRA expects that, in such a case, a railroad would
schedule the temporary disabling of its PTC system for the time posing
the least risk to railroad safety and for the minimum time necessary to
complete the capital project and recommission its PTC system.\5\
---------------------------------------------------------------------------
\4\ For example, FRA is aware of multiple railroads' electrical
infrastructure upgrade projects that involved disabling the PTC
system for a maximum period of four hours.
\5\ See 49 CFR 236.1029(g)(3)(ii), 236.1033(f).
---------------------------------------------------------------------------
As noted above, 49 CFR 236.1029(g)(3) previously permitted
railroads to temporarily disable their PTC systems, with just
notification to FRA; however, that provision expired on December 31,
2022, and is therefore no longer available for railroads to utilize.
Now, if a railroad needs to disable its PTC system temporarily for
maintenance or upgrade purposes, a railroad must obtain FRA's approval
under 49 CFR 236.1021, Discontinuances, material modifications, and
amendments, before temporarily disabling its PTC system or
[[Page 25727]]
initiating a PTC system service outage. To obtain FRA's approval in
this context, a railroad must submit a request to amend its FRA-
certified PTC system pursuant to 49 CFR 236.1021(m), which outlines the
process, content requirements, and FRA decision deadline (i.e., 45
days) for this specific type of request for amendment (RFA).
Under 49 CFR 236.1021(e), FRA's regulations provide that FRA will
publish a notice in the Federal Register and invite public comment, if
an RFA includes a request for approval of a material modification or
discontinuance of a PTC system. During FRA's review of a railroad's
RFA, FRA will consider any comments or data submitted within the
timeline specified in the notice and to the extent practicable, without
delaying implementation of valuable or necessary safety and functional
modifications to a PTC system. See 49 CFR 236.1021; see also 49 CFR
236.1011(e).
In addition, 49 CFR 236.1021(f) specifies that FRA will review the
RFA, including the proposed temporary outage, and determine whether
granting the request is ``in the public interest and consistent with
railroad safety, taking into consideration all changes in the method of
operation and system functionalities, both within normal PTC system
availability and in the case of a system failed state (unavailable).''
If FRA approves the railroad's request to amend its FRA-certified PTC
system, involving a limited outage period, FRA may attach conditions to
that approval, which may include, for example, the following types of
conditions, among other reporting requirements:
(1) The host railroad and its applicable tenant railroads must
comply with the operating rules specified in the host railroad's FRA-
approved PTCSP that would otherwise apply when a PTC system is
temporarily disabled;
(2) The host railroad shall make reasonable efforts to schedule the
temporary disabling of its PTC system for times posing the least risk
to railroad safety;
(3) The host railroad shall notify FRA (via
[email protected]) and each applicable tenant railroad at
least 7 days before the host railroad temporarily disables its PTC
system. In its notification, the host railroad must include the exact
date and period of time during which the PTC system will be disabled,
and explain how that date and period of time pose the least risk to
railroad safety;
(4) The host railroad shall notify all applicable train crews,
including tenant railroads' train crews, about the PTC system outage,
including in accordance with the host railroad's operating rules and
practices, which may require, for example, such information to be
provided via track bulletins, dispatcher bulletins, or special
instructions;
(5) The host railroad shall place its PTC system back into service
without undue delay, and the PTC system may not be disabled longer than
the approved timeframe; and
(6) During the period in which the PTC system is temporarily
disabled, the host railroad and its tenant railroads must comply with
the operating restrictions under 49 CFR 236.1029(b), including the
applicable speed limitations.
Please be advised that this notice focuses on outages resulting
from infrastructure upgrades or capital projects and does not address
all types of PTC system outages. Other provisions in FRA's PTC
regulations may instead apply and govern, depending on the exact
circumstances. For example, please see 49 CFR 236.1005(g) through (k)
for the requirements and procedures associated with temporary rerouting
for emergencies or planned maintenance. In addition, please see 49 CFR
236.1029(b), which outlines the requirements that apply when a
railroad's PTC system experiences an en route failure, including a cut
out or malfunction.
FRA remains available to provide technical assistance to railroads
and other stakeholders and to advise about any railroad-specific
scenarios that may arise. FRA appreciates railroads' commitment to
operating their FRA-certified, interoperable PTC systems on PTC-
mandated main lines, as generally required by law, outside these
special, limited circumstances.
Issued in Washington, DC.
John Karl Alexy,
Associate Administrator for Railroad Safety, Chief Safety Officer.
[FR Doc. 2023-08839 Filed 4-26-23; 8:45 am]
BILLING CODE 4910-06-P