Green Mountain Railroad Corporation-Trackage Rights Exemption-New England Central Railroad, Inc., 22512-22513 [2023-07721]
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Federal Register / Vol. 88, No. 71 / Thursday, April 13, 2023 / Notices
Order-to-Trade Ratio Fees does not favor
certain categories of market participants
in a manner that would impose a
burden on competition.
The Exchange also believes the
proposed rule change does not impose
any burden on intermarket competition
that is not necessary or appropriate in
furtherance of the purposes of the Act.
As previously discussed, the Exchange
operates in a highly competitive market.
Members have numerous alternative
venues they may participate on and
direct their order flow, including 15
other options exchanges. Additionally,
the Exchange represents a small
percentage of the overall market. Based
on publicly available information, no
single options exchange has more than
16% of the market share. Therefore, no
exchange possesses significant pricing
power in the execution of order flow.
Indeed, participants can readily choose
to send their orders to other exchanges
if they deem fee levels at those other
venues to be more favorable. Moreover,
the Commission has repeatedly
expressed its preference for competition
over regulatory intervention in
determining prices, products, and
services in the securities markets.
Specifically, in Regulation NMS, the
Commission highlighted the importance
of market forces in determining prices
and SRO revenues and, also, recognized
that current regulation of the market
system ‘‘has been remarkably successful
in promoting market competition in its
broader forms that are most important to
investors and listed companies.’’ The
fact that this market is competitive has
also long been recognized by the courts.
In NetCoalition v. Securities and
Exchange Commission, the D.C. Circuit
stated as follows: ‘‘[n]o one disputes
that competition for order flow is
‘fierce.’ . . . As the SEC explained, ‘[i]n
the U.S. national market system, buyers
and sellers of securities, and the brokerdealers that act as their order-routing
agents, have a wide range of choices of
where to route orders for execution’;
[and] ‘no exchange can afford to take its
market share percentages for granted’
because ‘no exchange possesses a
monopoly, regulatory or otherwise, in
the execution of order flow from broker
dealers’. . .’’. Accordingly, the
Exchange does not believe its proposed
fee change imposes any burden on
competition that is not necessary or
appropriate in furtherance of the
purposes of the Act.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
The Exchange neither solicited nor
received comments on the proposed
rule change.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
The foregoing rule change is effective
upon filing pursuant to Section
19(b)(3)(A) 16 of the Act and
subparagraph (f)(2) of Rule 19b–4 17
thereunder, because it establishes a due,
fee, or other charge imposed by the
Exchange.
At any time within 60 days of the
filing of such proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
under Section 19(b)(2)(B) 18 of the Act to
determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
CboeEDGX–2023–023 on the subject
line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–CboeEDGX–2023–023. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
17:56 Apr 12, 2023
Jkt 259001
U.S.C. 78s(b)(3)(A).
CFR 240.19b 4(f)(2).
18 15 U.S.C. 78s(b)(2)(B).
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For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.19
Sherry R. Haywood,
Assistant Secretary.
[FR Doc. 2023–07732 Filed 4–12–23; 8:45 am]
BILLING CODE 8011–01–P
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36688]
Green Mountain Railroad
Corporation—Trackage Rights
Exemption—New England Central
Railroad, Inc.
Green Mountain Railroad Corporation
(GMRC) has filed a verified notice of
exemption under 49 CFR 1180.2(d)(7)
for acquisition of overhead trackage
rights over approximately 61.4 miles of
rail line owned by New England Central
Railroad, Inc. (NECR), between milepost
14.46 at White River Junction, Vt., and
milepost 99.0 at Millers Falls, Mass. (the
Line).1
19 17
CFR 200.30–3(a)(12).
notes that, due to the Line’s history, the
mileposts are not indicative of the Line’s total route
miles and the stated distance is accurate although
the mileposts could suggest otherwise.
1 GMRC
16 15
17 17
VerDate Sep<11>2014
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–CboeEDGX–2023–023, and
should be submitted on or before May
4, 2023.
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Federal Register / Vol. 88, No. 71 / Thursday, April 13, 2023 / Notices
lotter on DSK11XQN23PROD with NOTICES1
GMRC and NECR have entered into a
written trackage rights agreement 2 that
grants GMRC overhead trackage rights
over the Line. Those rights allow GMRC
to enter and exit the Line at certain
intermediate points as well as its
terminal points, as described in the
verified notice. GMRC states that the
trackage rights are among settlement
terms that the Board imposed ‘‘as a
condition of the Board’s approval’’ in
CSX Corp.—Control & Merger—Pan Am
Systems, Inc., FD 36472 et al., (STB
served Apr. 14, 2022).
The transaction may be consummated
on or after April 27, 2023, the effective
date of the exemption.
As a condition to this exemption, any
employees affected by the acquisition of
the trackage rights will be protected by
the conditions imposed in Norfolk &
Western Railway—Trackage Rights—
Burlington Northern, Inc., 354 I.C.C. 605
(1978), as modified in Mendocino Coast
Railway—Lease & Operate—California
Western Railroad, 360 I.C.C. 653 (1980).
If the notice contains false or
misleading information, the exemption
is void ab initio. Petitions to revoke the
exemption under 49 U.S.C. 10502(d)
may be filed at any time. The filing of
a petition to revoke will not
automatically stay the effectiveness of
the exemption. Petitions for stay must
be filed no later than April 20, 2023 (at
least seven days before the exemption
becomes effective).
All pleadings, referring to Docket No.
FD 36688, must be filed with the
Surface Transportation Board via efiling on the Board’s website or in
writing addressed to 395 E Street SW,
Washington, DC 20423–0001. In
addition, a copy of each pleading must
be served on GMRC’s representative,
Robert A. Wimbish, Fletcher & Sippel
LLC, 29 North Wacker Drive, Suite 800,
Chicago, IL 60606.
According to GMRC, this action is
categorically excluded from
environmental review under 49 CFR
1105.6(c) and from historic preservation
reporting requirements under 49 CFR
1105.8(b).
Board decisions and notices are
available at www.stb.gov.
Decided: April 7, 2023.
2 A redacted version of the trackage rights
agreement between GMRC and NECR was filed with
the verified notice. An unredacted version of the
agreement was submitted to the Board under seal
concurrently with a motion for protective order,
which is addressed in a separate decision.
VerDate Sep<11>2014
17:56 Apr 12, 2023
Jkt 259001
By the Board, Mai T. Dinh, Director, Office
of Proceedings.
Kenyatta Clay,
Clearance Clerk.
[FR Doc. 2023–07721 Filed 4–12–23; 8:45 am]
BILLING CODE 4915–01–P
SURFACE TRANSPORTATION BOARD
[Docket No. AB 1329X]
Elkhart & Western Railroad Co. LLC—
Discontinuance of Trackage Rights
Exemption—in Marshall and Fulton
Counties, Ind.
On March 24, 2023, Elkhart & Western
Railroad Co. LLC (E&W), a Class III rail
carrier, filed a petition under 49 U.S.C.
10502 for exemption from the prior
approval requirements of 49 U.S.C.
10903 to discontinue trackage rights
over approximately 11.7 miles of rail
line owned by Fulton County, L.L.C.
(FC), extending from milepost I–108.6
near Argos, Ind., to milepost I–96.9 at
Rochester, Ind., in Marshall and Fulton
Counties, Ind. (the Line). The Line
traverses United States Postal Services
Zip Codes 46501 and 46975.
According to E&W, until recently, it
was the exclusive service provider on
the Line, pursuant to a trackage rights
agreement (Agreement) with FC. E&W
states that the Agreement expired on
March 15, 2023, and, on the same day,
Patriot Rail Company, LLC, which
indirectly controls E&W, embargoed the
Line due to unsafe track conditions.
E&W notes that FC has a common
carrier obligation on the Line as well as
a plan for a corporate affiliate, Rochester
& Erie Railway, LLC (RERY), to operate
the Line, see RERY, Notice of
Exemption, Rochester & Erie Ry.—
Operation Exemption—Fulton Cnty.,
LLC, FD 36671. Therefore, according to
E&W, RERY will be affiliated with the
Line as its operator, and shippers will
have access to common carrier service,
should FC and RERY determine that
operations can be resumed safely.
E&W states that it does not believe
that the Lines contain federally granted
rights-of-way. E&W also states that any
documentation in its possession will be
made available promptly to those
requesting it.
As a condition to this exemption, any
employee adversely affected by the
discontinuance of service shall be
protected under Oregon Short Line
Railroad—Abandonment Portion
Goshen Branch Between Firth &
Ammon, in Bingham & Bonneville
Counties, Idaho, 360 I.C.C. 91 (1979).
By issuance of this notice, the Board
is instituting an exemption proceeding
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22513
pursuant to 49 U.S.C. 10502(b). A final
decision will be issued by July 12, 2023.
Because this is a discontinuance
proceeding and not an abandonment,
interim trail use/rail banking and public
use conditions are not appropriate.
Because there will be environmental
review during any subsequent
abandonment, this discontinuance does
not require an environmental review.
See 49 CFR 1105.6(c)(5), 1105.8(b).
Any offer of financial assistance
(OFA) for subsidy under 49 CFR
1152.27(b)(2) will be due no later than
120 days after the filing of the petition
for exemption, or 10 days after service
of a decision granting the petition for
exemption, whichever occurs sooner.1
Persons interested in submitting an OFA
must first file a formal expression of
intent to file an offer by April 24, 2023,
indicating the intent to file an OFA for
subsidy and demonstrating that they are
preliminarily financially responsible.
See 49 CFR 1152.27(c)(1)(i).
All filings in response to this notice
must refer to Docket No. AB 1329X and
must be filed with the Surface
Transportation Board either via e-filing
on the Board’s website or in writing
addressed to 395 E Street SW,
Washington, DC 20423–0001. In
addition, a copy of each pleading must
be served on E&W’s representative,
Robert A. Wimbish, Fletcher & Sippel
LLC, 29 North Wacker Drive, Suite 800,
Chicago, IL 60606–3208. Replies to the
petition are due on or before May 3,
2023.
Persons seeking further information
concerning discontinuance procedures
may contact the Board’s Office of Public
Assistance, Governmental Affairs, and
Compliance at (202) 245–0238 or refer
to the full abandonment and
discontinuance regulations at 49 CFR
part 1152. Questions concerning
environmental issues may be directed to
the Board’s Office of Environmental
Analysis at (202) 245–0294. If you
require accommodation under the
Americans with Disabilities Act, please
call (202) 245–0245.
Board decisions and notices are
available at www.stb.gov.
Decided: April 7, 2023.
By the Board, Mai T. Dinh, Director, Office
of Proceedings.
Raina White,
Clearance Clerk.
[FR Doc. 2023–07832 Filed 4–12–23; 8:45 am]
BILLING CODE 4915–01–P
1 The filing fee for OFAs can be found at 49 CFR
1002.2(f)(25).
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Agencies
[Federal Register Volume 88, Number 71 (Thursday, April 13, 2023)]
[Notices]
[Pages 22512-22513]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-07721]
=======================================================================
-----------------------------------------------------------------------
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36688]
Green Mountain Railroad Corporation--Trackage Rights Exemption--
New England Central Railroad, Inc.
Green Mountain Railroad Corporation (GMRC) has filed a verified
notice of exemption under 49 CFR 1180.2(d)(7) for acquisition of
overhead trackage rights over approximately 61.4 miles of rail line
owned by New England Central Railroad, Inc. (NECR), between milepost
14.46 at White River Junction, Vt., and milepost 99.0 at Millers Falls,
Mass. (the Line).\1\
---------------------------------------------------------------------------
\1\ GMRC notes that, due to the Line's history, the mileposts
are not indicative of the Line's total route miles and the stated
distance is accurate although the mileposts could suggest otherwise.
---------------------------------------------------------------------------
[[Page 22513]]
GMRC and NECR have entered into a written trackage rights agreement
\2\ that grants GMRC overhead trackage rights over the Line. Those
rights allow GMRC to enter and exit the Line at certain intermediate
points as well as its terminal points, as described in the verified
notice. GMRC states that the trackage rights are among settlement terms
that the Board imposed ``as a condition of the Board's approval'' in
CSX Corp.--Control & Merger--Pan Am Systems, Inc., FD 36472 et al.,
(STB served Apr. 14, 2022).
---------------------------------------------------------------------------
\2\ A redacted version of the trackage rights agreement between
GMRC and NECR was filed with the verified notice. An unredacted
version of the agreement was submitted to the Board under seal
concurrently with a motion for protective order, which is addressed
in a separate decision.
---------------------------------------------------------------------------
The transaction may be consummated on or after April 27, 2023, the
effective date of the exemption.
As a condition to this exemption, any employees affected by the
acquisition of the trackage rights will be protected by the conditions
imposed in Norfolk & Western Railway--Trackage Rights--Burlington
Northern, Inc., 354 I.C.C. 605 (1978), as modified in Mendocino Coast
Railway--Lease & Operate--California Western Railroad, 360 I.C.C. 653
(1980).
If the notice contains false or misleading information, the
exemption is void ab initio. Petitions to revoke the exemption under 49
U.S.C. 10502(d) may be filed at any time. The filing of a petition to
revoke will not automatically stay the effectiveness of the exemption.
Petitions for stay must be filed no later than April 20, 2023 (at least
seven days before the exemption becomes effective).
All pleadings, referring to Docket No. FD 36688, must be filed with
the Surface Transportation Board via e-filing on the Board's website or
in writing addressed to 395 E Street SW, Washington, DC 20423-0001. In
addition, a copy of each pleading must be served on GMRC's
representative, Robert A. Wimbish, Fletcher & Sippel LLC, 29 North
Wacker Drive, Suite 800, Chicago, IL 60606.
According to GMRC, this action is categorically excluded from
environmental review under 49 CFR 1105.6(c) and from historic
preservation reporting requirements under 49 CFR 1105.8(b).
Board decisions and notices are available at www.stb.gov.
Decided: April 7, 2023.
By the Board, Mai T. Dinh, Director, Office of Proceedings.
Kenyatta Clay,
Clearance Clerk.
[FR Doc. 2023-07721 Filed 4-12-23; 8:45 am]
BILLING CODE 4915-01-P