Air Plan Partial Disapproval and Partial Approval; Tennessee; Revisions to Startup, Shutdown, and Malfunction Rules, 20443-20449 [2023-07107]
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Federal Register / Vol. 88, No. 66 / Thursday, April 6, 2023 / Proposed Rules
Service during working hours at 1–800–
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ENVIRONMENTAL PROTECTION
AGENCY
On
February 9, 2023, at 88 FR 8516, HUD
published a notice of proposed
rulemaking entitled ‘‘Affirmatively
Furthering Fair Housing’’, proposing to
implement the obligation to
affirmatively further the purposes and
policies of the Fair Housing Act with
respect to certain recipients of HUD
funds (the proposed rule). The Fair
Housing Act not only prohibits
discrimination, but also directs HUD to
ensure that the agency and its program
participants will proactively take
meaningful actions to overcome patterns
of segregation, promote fair housing
choice, eliminate disparities in housingrelated opportunities, and foster
inclusive communities that are free from
discrimination.
The proposed rule builds on the steps
previously taken in HUD’s 2015
Affirmatively Furthering Fair Housing
(AFFH) final rule (‘‘2015 AFFH Rule’’) 1
to implement the AFFH obligation and
ensure that Federal funding is used in
a systematic way to further the policies
and goals of the Fair Housing Act. HUD
proposed to retain much of the 2015
AFFH Rule’s core planning process,
with certain improvements such as a
more robust community engagement
requirement, a streamlined required
analysis, greater transparency, and an
increased emphasis on goal setting and
measuring progress. It also includes
mechanisms to hold program
participants accountable for achieving
positive fair housing outcomes and
complying with their obligation to
affirmatively further fair housing,
modeled after those processes under
other Federal civil rights statutes that
apply to recipients of Federal financial
assistance.
While the proposed rule had a 60-day
comment period, HUD has received
feedback from multiple commenters
requesting additional time to review and
provide comments on this rule.
Therefore, HUD is extending the
deadline for comments for an additional
14 days.
40 CFR Part 52
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SUPPLEMENTARY INFORMATION:
Aaron Santa Anna,
Associate General Counsel for Legislation and
Regulations.
[FR Doc. 2023–07369 Filed 4–4–23; 4:15 pm]
BILLING CODE 4210–67–P
1 80
FR 42271.
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[EPA–R4–OAR–2022–0783; FRL–10523–01–
R4]
Air Plan Partial Disapproval and Partial
Approval; Tennessee; Revisions to
Startup, Shutdown, and Malfunction
Rules
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to partially
approve and partially disapprove a State
Implementation Plan (SIP) revision
submitted by the State of Tennessee,
through the Tennessee Department of
Environment and Conservation (TDEC),
on November 19, 2016, as supplemented
on January 20, 2023, in response to a
finding of substantial inadequacy and
SIP call published on June 12, 2015,
regarding provisions in the Tennessee
SIP related to excess emissions during
startup, shutdown, and malfunction
(SSM) events. Tennessee’s January 20,
2023, supplemental SIP revision
includes some additional changes
related to the 2015 SIP call, plus other
changes unrelated to the SIP call, in the
affected chapter of Tennessee’s
regulations. EPA is proposing to
approve portions of the November 19,
2016, SIP revision, as supplemented by
the January 20, 2023, SIP revision, that
the Agency has preliminarily
determined correct certain deficiencies
identified in the June 12, 2015, SIP SSM
call. In addition, EPA is proposing to
disapprove portions of the SIP revision
that the Agency has preliminarily
determined fail to correct other
deficiencies identified in the 2015 SIP
call.
SUMMARY:
Comments must be received on
or before May 8, 2023.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R4–
OAR–2022–0783 at
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from regulations.gov.
EPA may publish any comment received
to its public docket. Do not
electronically submit any information
you consider to be Confidential
Business Information (CBI) or other
information, the disclosure of which is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
DATES:
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20443
official comment and should include
discussion of all points you wish to
make. EPA will generally not consider
comments or comment contents located
outside of the primary submission (i.e.,
on the web, cloud, or other file sharing
system). For additional submission
methods, the full EPA public comment
policy, information about CBI or
multimedia submissions, and general
guidance on making effective
comments, please visit https://
www.epa.gov/dockets/commenting-epadockets.
FOR FURTHER INFORMATION CONTACT:
Estelle Bae, Air Permits Section, Air
Planning and Implementation Branch,
Air and Radiation Division, U.S.
Environmental Protection Agency,
Region 4, 61 Forsyth Street SW, Atlanta,
Georgia 30303–8960. Ms. Bae can be
reached by telephone at (404) 562–9143
or via electronic mail at bae.estelle@
epa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. EPA’s 2015 SSM SIP Action
B. Tennessee’s SIP Provisions Related to
Excess Emissions
II. Analysis of SIP Submissions
A. Tennessee Chapter 1200–3–5, ‘‘Visible
Emission Regulations’’
B. Tennessee Chapter 1200–3–20, ‘‘Limits
on Emissions Due to Malfunctions,
Startups, and Shutdowns’’
1. Rule 1200–3–20–.01, ‘‘Purpose’’
2. Rule 1200–3–20–.02, ‘‘Reasonable
Measures Required’’
3. Rule 1200–3–20–.06, ‘‘Scheduled
Maintenance’’
4. New Rule 1200–3–20–.06, ‘‘Report
Required Upon the Issuance of Notice of
Violation’’
i. January 20, 2023, Supplemental SIP
Revision
ii. November 19, 2016, SIP Revision
5. New Rule 1200–3–20–.07, ‘‘Special
Reports Required’’; New Rule 1200–3–
20–.08, ‘‘Rights Reserved’’; and New
Rule 1200–3–20–.09, ‘‘Additional
Sources Covered’’
III. Proposed Actions
IV. Incorporation by Reference
V. Statutory and Executive Order Reviews
I. Background
A. EPA’s 2015 SSM SIP Action
On February 22, 2013, EPA issued a
Federal Register notice of proposed
rulemaking (NPRM) outlining EPA’s
policy at the time with respect to SIP
provisions related to periods of SSM.
EPA analyzed specific SSM SIP
provisions and explained how each one
either did or did not comply with the
Clean Air Act (CAA or Act) with regard
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to excess emission events.1 For each SIP
provision that EPA determined to be
inconsistent with the CAA, EPA
proposed to find that the existing SIP
provision was substantially inadequate
to meet CAA requirements and thus
proposed to issue a SIP call under CAA
section 110(k)(5). On September 17,
2014, EPA issued a document
supplementing and revising what the
Agency had previously proposed in the
2013 NPRM in light of a United States
Court of Appeals for the District of
Columbia Circuit decision in which the
Court found that the CAA precludes
authority of EPA to create affirmative
defense provisions applicable to private
civil suits. EPA outlined its updated
policy that affirmative defense SIP
provisions are not consistent with CAA
requirements. EPA proposed in the
supplemental proposal document to
apply its revised interpretation of the
CAA to specific affirmative defense SIP
provisions and proposed SIP calls for
those provisions where appropriate. See
79 FR 55920 (September 17, 2014).
On June 12, 2015, pursuant to CAA
section 110(k)(5), EPA finalized ‘‘State
Implementation Plans: Response to
Petition for Rulemaking; Restatement
and Update of EPA’s SSM Policy
Applicable to SIPs; Findings of
Substantial Inadequacy; and SIP Calls to
Amend Provisions Applying to Excess
Emissions During Periods of Startup,
Shutdown and Malfunction,’’
hereinafter referred to as the ‘‘2015 SSM
SIP Action.’’ See 80 FR 33839 (June 12,
2015). The 2015 SSM SIP Action
clarified, restated, and updated EPA’s
interpretation that SSM exemption and
affirmative defense SIP provisions are
inconsistent with CAA requirements.
The 2015 SSM SIP Action found that
certain SIP provisions in 36 states,
including Tennessee, were substantially
inadequate to meet CAA requirements
and issued a SIP call to those states to
submit SIP revisions to address the
inadequacies. EPA established an 18month deadline by which the affected
states had to submit such SIP revisions.
States were required to submit
corrective revisions to their SIPs in
response to the SIP calls by November
22, 2016.
EPA issued a memorandum in
October 2020 (2020 Memorandum),
which stated that certain provisions
governing SSM periods in SIPs could be
viewed as consistent with CAA
1 State Implementation Plans: Response to
Petition for Rulemaking; Findings of Substantial
Inadequacy; and SIP Calls To Amend Provisions
Applying to Excess Emissions During Periods of
Startup, Shutdown, and Malfunction, 78 FR 12460
(February 22, 2013).
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requirements.2 Importantly, the 2020
Memorandum stated that it ‘‘did not
alter in any way the determinations
made in the 2015 SSM SIP Action that
identified specific state SIP provisions
that were substantially inadequate to
meet the requirements of the Act.’’
Accordingly, the 2020 Memorandum
had no direct impact on the SIP call
issued to Tennessee in 2015. The 2020
Memorandum did, however, indicate
EPA’s intent at the time to review SIP
calls that were issued in the 2015 SSM
SIP Action to determine whether EPA
should maintain, modify, or withdraw
particular SIP calls through future
agency actions.
On September 30, 2021, EPA’s Deputy
Administrator withdrew the 2020
Memorandum and announced EPA’s
return to the policy set forth in the 2015
SSM SIP Action (2021 Memorandum).3
As articulated in the 2021
Memorandum, SIP provisions that
contain exemptions or affirmative
defense provisions are not consistent
with CAA requirements and, therefore,
generally are not approvable if
contained in a SIP submission. This
policy approach is intended to ensure
that all communities and populations,
including overburdened communities,
receive the full health and
environmental protections provided by
the CAA.4 The 2021 Memorandum also
retracted the prior statement from the
2020 Memorandum regarding EPA’s
plans to review and potentially modify
or withdraw particular SIP calls. That
statement no longer reflects EPA’s
intent. EPA intends to implement the
principles laid out in the 2015 SSM SIP
Action as the Agency takes action on
SIP submissions, including Tennessee’s
November 19, 2016, SIP submittal, as
supplemented on January 20, 2023,
provided in response to the 2015 SIP
call.
B. Tennessee’s SIP Provisions Related to
Excess Emissions
With regard to the Tennessee SIP, in
the 2015 SSM SIP Action, EPA
determined that three provisions, Tenn.
Comp. R. & Regs. (hereinafter, Rule)
1200–3–5–.02(1), 1200–03–20–.07(1),
and 1200–03–20–.07(3), were
substantially inadequate to satisfy CAA
2 October 9, 2020, memorandum ‘‘Inclusion of
Provisions Governing Periods of Startup,
Shutdown, and Malfunctions in State
Implementation Plans,’’ from Andrew R. Wheeler,
Administrator.
3 September 30, 2021, memorandum ‘‘Withdrawal
of the October 9, 2020, Memorandum Addressing
Startup, Shutdown, and Malfunctions in State
Implementation Plans and Implementation of the
Prior Policy,’’ from Janet McCabe, Deputy
Administrator.
4 See 80 FR at 33985.
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requirements and issued a SIP call for
these provisions. See 80 FR 33839,
33965 (June 12, 2015). Rule 1200–3–5–
.02, ‘‘Exceptions,’’ paragraph (1),
provides that ‘‘due allowance may be
made for visible emissions in excess of
that permitted in this chapter which are
necessary or unavoidable due to routine
startup and shutdown conditions.’’ Rule
1200–03–20–.07, ‘‘Report Required
Upon the Issuance of Notice of
Violation,’’ paragraph (1), provides the
Technical Director with the discretion,
upon review of a source’s excess
emissions report, to determine if an
event is a violation and whether to
pursue enforcement action. Paragraph
(3) of Rule 1200–03–20–.07 provides
reporting requirements in the event of
excess emissions and specifies that
failure to submit the required report
precludes the admissibility of the report
data as an excuse for causing excess
emissions during malfunctions,
startups, and shutdowns. The rationale
underlying EPA’s determination that
these provisions are substantially
inadequate to meet CAA requirements
and, therefore, require revisions to
remedy the provisions is detailed in the
2015 SSM SIP Action and the
accompanying proposals.
On November 19, 2016, Tennessee
submitted a SIP revision in response to
the SIP call issued in the 2015 SSM SIP
Action and requested approval of
changes to provisions in Chapter 1200–
3–5 (‘‘Visible Emissions Regulations’’)
and Chapter 1200–3–20 (‘‘Limits On
Emissions Due To Malfunctions,
Startups, And Shutdowns’’). With
regard to the Chapter 1200–3–20
provisions, the State requested approval
of revisions to Rules 1200–3–20–.06(2),
1200–3–20–.06(4), and 1200–3–20–
.06(6) (as numbered in the current state
code of regulations) to address
deficiencies that EPA identified in the
2015 SSM Action in SIP-approved Rules
1200–03–20–.07(1) and 1200–03–20–
.07(3).
On January 20, 2023, Tennessee
supplemented its 2016 SIP submission
to request removal of Rule 1200–3–20–
.06, ‘‘Scheduled Maintenance,’’
resulting in the renumbering of Rules
1200–3–20–.07 through .10 to 1200–3–
20–.06 through .09 (i.e., .07 is
renumbered to .06, and so on), and other
changes to Chapter 1200–3–20.5
5 Tennessee requested that Rule 1200–3–20–.03
and 1200–3–20–.06(5) not be incorporated into the
Tennessee SIP. See the document titled
‘‘Transmittal_Letter_SSM SIP Call Chapter 20
Supplemental.doc’’ in the docket for this proposed
action.
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II. Analysis of SIP Submissions
A. Tennessee Chapter 1200–3–5,
‘‘Visible Emission Regulations’’
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In the 2015 SSM SIP Action, EPA
determined that Rule 1200–3–5–.02(1) is
substantially inadequate to meet the
fundamental requirements of the CAA,
as it operates as an impermissible
discretionary exemption because it
allows a state official to excuse excess
visible emissions after giving ‘‘due
allowance’’ to the fact that they were
emitted during startup or shutdown
events.6
In the November 19, 2016,
submission, Tennessee’s only revision
to Rule 1200–3–5–.02(1) is the addition
of a sentence that states, ‘‘However, no
visible emission in excess of that
permitted in this chapter shall be
allowed which can be proved to cause
or contribute to any violations of the
Ambient Air Quality Standards
contained in Chapter 1200–03–03 and
the National Ambient Air Quality
Standards.’’ In its November 19, 2016,
SIP revision, TDEC asserts that
‘‘[e]nforcement of the NAAQS fulfills
the responsibility of the State of
Tennessee to protect and maintain air
quality standards.’’ Although one
possible basis for a SIP call is a finding
that a SIP is substantially inadequate to
attain or maintain a NAAQS, CAA
section 110(k)(5) also authorizes a SIP
call when a SIP is substantially
inadequate to comply with any other
CAA requirement(s), such as the
requirement that emission limitations
must apply continuously. Rule 1200–3–
5–.02(1) was SIP-called because EPA
found in the 2015 SSM Action that it
was inconsistent with that
requirement—specifically, with sections
110(a)(2)(A), 110(a)(2)(C), and 302(k).7
Thus, since the lone revision to Rule
1200–3–5–.02(1) is the new language
prohibiting excess visible emissions
which can be proved to cause or
contribute to any violations of ambient
air quality standards, the specific
deficiencies EPA identified in the 2015
SSM SIP Action with respect to Rule
6 See 80 FR 33839, 33965 (June 12, 2015); 78 FR
12460, 12512–13 (February 22, 2013) (explaining
that ‘‘this provision is impermissible because it
creates unbounded discretion that purports to make
a state official the unilateral arbiter of whether the
excess emissions in a given event constitute a
violation of otherwise applicable SIP emission
limitations’’ and because ‘‘the provision purports to
authorize the state official to create exemptions
from applicable SIP emission limitations when such
exemptions are impermissible in the first
instance’’).
7 See 80 FR 33839, 33965 (June 12, 2015); 78 FR
12460, 12512–13 (February 22, 2013).
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1200–3–5–02(1) have not been
corrected.
The revised version of Rule 1200–3–
5–.02(1) still operates as an
impermissible discretionary exemption
from compliance with applicable
emission limits in the SIP because it
continues to allow a state official to give
‘‘due allowance’’ for excess emissions
that occur during startup and shutdown
events. Though the term ‘‘due
allowance’’ is not defined in
Tennessee’s rules, the reference in the
next sentence to circumstances under
which no excess visible emission ‘‘shall
be allowed’’ suggests that giving ‘‘due
allowance’’ to startup and shutdown
conditions means that Tennessee is
authorized to allow excess emissions
during such events.
Pursuant to EPA’s SSM policy,
emission limitations must apply at all
times. Rule 1200–3–5–.02(1) effectively
creates an exemption from the SIPapproved opacity requirements of
Chapter 1200–3–5 for periods of startup
and shutdown at the discretion of the
Technical Secretary. As explained in the
2015 SSM SIP Action and
corresponding proposal, this provision
is impermissible not just because it
creates unbounded discretion for a state
official to decide whether the excess
emissions in a given event constitute a
violation of otherwise applicable SIP
emission limitations but also because it
purports to authorize the state official to
create exemptions from applicable
emission limitations when such
exemptions are not permissible in the
first instance. See 78 FR 12460, 12513
(February 22, 2013). EPA approval of
such broad and unbounded discretion to
alter the existing legal requirements of
the SIP would be tantamount to
allowing a revision of the SIP without
meeting the applicable procedural and
substantive requirements for such a SIP
revision. See 80 FR 33839, 33928 (June
12, 2015). This type of director’s
discretion provision undermines the
purpose of emission limitations and the
reductions they are intended to achieve,
thereby rendering them less enforceable
by the EPA or through a citizen suit. For
these reasons, EPA is proposing to
disapprove the changes to Rule 1200–3–
5–.02(1) transmitted in Tennessee’s
November 19, 2016, SIP revision, as
they are not consistent with CAA
requirements, specifically CAA sections
110(a)(2)(A), 110(a)(2)(C), and 302(k),
and therefore do not adequately address
the specific deficiencies EPA identified
in the 2015 SSM SIP Action with
respect to the Tennessee SIP.
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B. Tennessee Chapter 1200–3–20,
‘‘Limits on Emissions Due to
Malfunctions, Startups, and
Shutdowns’’
1. Rule 1200–3–20–.01, ‘‘Purpose’’
The January 20, 2023, supplemental
SIP revision makes minor changes to
Rule 1200–3–20–.01 that are not
responsive to the 2015 SIP call.
Specifically, Tennessee seeks to remove
the portion of this rule that lists
examples of sources that are considered
to be an ‘‘air contaminant source.’’ The
definition of ‘‘air contaminant source’’
is also included in the Tennessee SIP
under Rule 1200–03–.02, ‘‘Definitions,’’
and examples of sources that are within
the scope of this definition are listed
within the definition. This revision
would remove the redundancy of this
term in the Tennessee SIP and does not
relax the applicability of the rules in
Chapter 1200–3–20. Accordingly, EPA
is proposing to approve the requested
change to this Rule.
2. Rule 1200–3–20–02, ‘‘Reasonable
Measures Required’’
The January 20, 2023, supplemental
SIP revision contains substantive
changes that are not responsive to the
2015 SIP call but that strengthen the
Tennessee SIP by expanding the
applicability of Rule 1200–3–20–02 by
removing a portion of text that limits the
Rule to ‘‘sources identified in Tennessee
Rule 1200–3–19, or by a permit
condition or an order issued by the
Board or by the Technical Secretary as
being in or significantly affecting a
nonattainment area.’’ The effect of
removing this language is that this Rule
would now apply to all air contaminant
sources in the State instead of sources
that are in or significantly affecting a
nonattainment area. Therefore, EPA is
proposing to approve this change to the
SIP.
3. Rule 1200–3–20–.06, ‘‘Scheduled
Maintenance’’
In its January 20, 2023, SIP revision,
Tennessee is requesting removal of Rule
1200–3–20–.06, ‘‘Scheduled
Maintenance,’’ although it was not SIPcalled in the 2015 SSM SIP Action. Rule
1200–3–20–.06 specifies reporting
requirements for any shutdown of air
pollution control equipment for
necessary scheduled maintenance that
will result in excess emissions.
Specifically, this rule requires
notification to the Technical Secretary
within 24 hours of planned
maintenance of air pollution control
equipment unless the maintenance is
routine, in which case the notifications
may be made on an annual basis.
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Section 110(l) of the CAA provides
that EPA shall not approve a revision to
a plan if the revision would interfere
with any applicable requirement
concerning attainment and reasonable
further progress, or any other applicable
requirement of the CAA. Section 193 of
the CAA provides that no control
requirement in effect, or required to be
adopted by an order, settlement
agreement, or plan in effect before the
CAA amendments of 1990 in a
nonattainment area may be modified
unless the modification ensures greater
or equivalent emission reductions of
such air pollutant. EPA proposes to
approve the removal of this rule in its
entirety because the removal is not
expected to cause any increase in
emissions. This revision does not
remove a prohibition on excess
emissions or any specific requirements
to minimize those emissions and thus is
not a relaxation of a control
requirement. Furthermore, as Tennessee
notes in its submittal, the routine
shutdown of air pollution control
equipment described in Rule 1200–3–
20–.06 is inappropriate.
EPA also notes that a requirement for
sources to identify and report any
anticipated excess emissions event
resulting from control equipment
undergoing scheduled maintenance is
not a required element of SIPs. The
Tennessee SIP contains other reporting
requirements that include the reporting
of actual excess emissions events to the
State once such events have occurred.8
Thus, the removal of Rule 1200–3–20–
.06 would not prevent TDEC from
receiving reports of actual excess
emissions. EPA preliminarily finds that
removing Rule 1200–3–20–.06 would
not interfere with any applicable
requirement concerning attainment and
reasonable further progress, or any other
applicable requirement of the CAA and
would not constitute modification of a
control requirement in effect, or
required to be adopted by an order,
settlement agreement, or plan in effect
before the CAA amendments of 1990 in
a nonattainment area. Accordingly, EPA
is proposing to approve Tennessee’s
request to remove Rule 1200–3–20–.06,
‘‘Scheduled Maintenance,’’ from the
Tennessee SIP.
discussed above, Tennessee has
renumbered existing Rule 1200–3–20–
.07, ‘‘Report Required Upon The
Issuance of Notice of Violation,’’ as Rule
1200–3–20–.06 and is requesting
approval of a new version of Rule 1200–
3–20–.06 in the Tennessee SIP. The
State’s SIP revisions submitted on
November 19, 2016, and January 20,
2023, make various changes to several
paragraphs within this rule, some of
which are responsive to the 2015 SIP
call. Although the January 20, 2023, SIP
revision was transmitted to EPA after
the November 19, 2016, SIP revision, it
includes regulatory changes that became
state-effective prior to the changes made
in response to the 2015 SSM SIP Action.
Because Tennessee’s November 19,
2016, submission relies in part on
revisions submitted to EPA in the
January 20, 2023, submission,9 EPA
addresses the State’s January 20, 2023,
SIP revision first.
4. New Rule 1200–3–20–.06, ‘‘Report
Required Upon The Issuance of Notice
of Violation’’
9 Tennessee had previously submitted the
revisions contained in the January 20, 2023,
submission on October 10, 1994, however, EPA
never acted on that submission and Tennesse
withdrew it from EPA review on July 20, 2016.
10 The state effective version of Rule 1200–3–20–
.06(1) includes the phrase ‘‘or determined to be de
minimis under Rule 1200–3–20–.06.’’ Tennessee
requested that this revision not be incorporated into
the Tennessee SIP. Therefore, EPA is proposing to
act on only the remainder of Rule 1200–3–20–.06(1)
in this NPRM.
Due to the deletion of Rule 1200–3–
20–.06, ‘‘Scheduled Maintenance,’’ as
8 For example, Rule 1200–3–10–.02 requires a
source to report any actual excess emissions if the
source has a continuous emissions monitoring
system.
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i. January 20, 2023, Supplemental SIP
Revision
Tennessee’s January 20, 2023, SIP
submission renumbers Rule 1200–3–20–
.07, ‘‘Report Required Upon the
Issuance of a Notice of Violation,’’ to
1200–3–20–.06, consistent with the
removal of current SIP-approved Rule
1200–3–20–.06, ‘‘Scheduled
Maintenance.’’ Tennessee also revises
the rule by splitting the requirements of
paragraph .07(1) into two paragraphs,
now renumbered as .06(1) and .06(2).
The text from current SIP-approved
paragraph .07(1) that has been moved to
new paragraphs .06(1) and (2) includes
minor updates to the wording for
clarity, consistency with other
Tennessee Rules and with the terms
defined in Chapter 1200–3–2,
‘‘Definitions,’’ and updates internal
references to the rules.10 However, EPA
is proposing to disapprove new Rule
1200–3–20–.06(1), as submitted in the
January 20, 2023, supplemental SIP
revision, because this provision
contains a cross-reference to Rule 1200–
3–5–.02(1), which EPA is proposing to
disapprove, as explained in Section II.A,
above. Specifically, Rule 1200–3–20–
.06(1) requires automatic issuance of a
notice of violation (NOV) for excess
emissions except for ‘‘visible emissions
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levels included as a startup and/or
shutdown permit condition under’’
1200–3–5–.02(1). Because EPA SIPcalled and is herein proposing to
disapprove Rule 1200–3–5–.02(1), the
cross-reference to Rule 1200–3–5–.02(1),
in itself, warrants disapproval of Rule
1200–3–20–.06(1).
Furthermore, although Rule 1200–3–
20–.06(1)’s exception from automatic
NOV issuance could be interpreted as a
provision of state-only enforcement
discretion, it could also be interpreted
to constrain, or at least create
uncertainty with respect to, EPA and
citizen enforcement. Even if interpreted
to apply strictly to state enforcement of
emission limit exceedances, such
provisions of state-only enforcement
discretion, because they do not apply to
EPA or citizens, are not appropriate for
inclusion in the SIP. Thus, whether
interpreted as a provision of state-only
enforcement discretion or as a
constriction of EPA or citizen
enforcement, EPA proposes to
disapprove new Rule 1200–3–20–
.06(1).11
EPA is proposing to approve
Tennessee’s January 20, 2023, revisions
to new Rule 1200–3–20–.06(2), (3), and
(4). The revisions to new Rule 1200–3–
20.06(2) consist of minor updates to the
wording for clarification purposes. New
Rule 1200–3–20–.06(3) (former Rule
1200–3–20–.07(2), now renumbered to
.06(3)) describes the contents of the
report required to be submitted to the
State when a notice of violation is
issued. The only changes made to this
paragraph are minor wording and
punctuation changes. Next, the
revisions to new Rule 1200–3–20–.06(4)
(former Rule 1200–3–20–.07(3), now
renumbered to .06(4)), include only
minor wording changes via the January
20, 2023, supplemental SIP revision.
These revisions are not substantive in
nature and do not change any
underlying requirements.
The January 20, 2023, supplemental
SIP submission includes the addition of
Rule 1200–3–20–.06(5), which lists
various types of sources and ‘‘de
minimis’’ emission levels, below which
no notice of violation(s) of certain
11 EPA considers new Rule 1200–3–20–.06(1) to
be separable from the remainder of Rule 1200–3–
20–.06 and believes that its disapproval of new
paragraph (1) will not result in the portions of Rule
1200–3–20–.06 that EPA proposes to approve being
more stringent than Tennessee anticipated or
intended. See Bethlehem Steel Corp. v. Gorsuch,
742 F.2d 1028, 1036–37 (7th Cir. 1984). Although
disapproval of (1) would eliminate an exception
from automatic NOV issuance, it also would
eliminate the requirement for automatic NOV
issuance, resulting in no increase in stringency with
respect to Tennessee’s authority and discretion to
issue NOVs.
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pollutant limits will be automatically
issued and SSM exemptions may apply.
However, Tennessee is not requesting
that paragraph (5) be incorporated into
the SIP.12
ii. November 19, 2016, SIP Revision
Regarding former Rule 1200–3–20–.07
paragraph (1) and paragraph (3), EPA
determined in the 2015 SSM SIP Action
that these paragraphs were substantially
inadequate to meet CAA requirements.
In response to the 2015 SSM SIP Action,
Tennessee’s November 19, 2016, SIP
revision requests EPA approval of
changes to Rules 1200–3–20–.06(2) and
.06(4), as renumbered from .07(1) and
.07(3), respectively. First, Tennessee’s
submittal removes the language in
former 1200–3–20–.07(1), renumbered
in the January 20, 2023, supplemental
SIP revision as 1200–3–20–.06(2), which
states that the report detailing the
circumstances of the excess emissions
will be used ‘‘to assist the Technical
Secretary in deciding whether to excuse
or proceed upon the violation.’’ By
removing this phrase, the provision will
no longer appear to provide a
discretionary exemption from SIP
emission limits. In addition, Tennessee
includes other minor changes to the
language in paragraph .06(2) to clarify
the requirements and to replace the term
‘‘Technical Secretary’’ with ‘‘Technical
Secretary or the Technical Secretary’s
representative.’’
Next, regarding former paragraph
.07(3), renumbered in the January 20,
2023, supplemental SIP revision as
1200–3–20–.06(4), Tennessee requests
removal of the excusal language in this
paragraph which states that failure to
submit the report required by paragraph
.06(3) within the 20-day period
following a notice of violation precludes
the admissibility of the information ‘‘as
an excuse for malfunctions, startups,
and shutdowns in causing the excessive
emissions’’ and replacement with ‘‘for
determination of potential enforcement
action.’’ EPA notes that the term
‘‘potential enforcement action’’ in this
provision refers specifically to what is
considered in Tennessee’s
determination of a state enforcement
action.
The revisions to paragraphs .06(2) and
.06(4), as renumbered from .07(1) and
.07(3), remove the ambiguous language
that EPA SIP-called as functionally an
impermissible discretionary exemption.
Therefore, TDEC has addressed the
specific deficiencies that EPA identified
12 See the document titled ‘‘Transmittal_Letter_
SSM SIP Call Chapter 20 Supplemental.doc’’ in the
docket for this proposed action. Therefore, EPA is
not proposing to act on the new Rule 1200–3–20–
.06(5) in this NPRM.
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in the 2015 SSM SIP Action with
respect to Chapter 1200–3–20.
In the November 19, 2016, SIP
revision to paragraph .06(6), Tennessee
adds, ‘‘No emission during periods of
malfunction, startup, or shutdown that
is in excess of the standards in Division
1200–03 or any permit issued thereto
shall be allowed which can be proved
to cause or contribute to any violations
of the Ambient Air Quality Standards
contained in Chapter 1200–03–03 or the
National Ambient Air Quality
Standards.’’ As revised, this paragraph
simply notes that excess emissions
during periods of SSM which are known
to cause or contribute to violations of
ambient air quality standards are not
allowed. EPA notes that, while this
provision does not convey an inaccurate
concept, the SIP must specify emission
limitations (which must be continuous)
to provide for attainment and
maintenance of the NAAQS and not
merely general prohibitions against
emissions that would violate the
NAAQS. Any excess emissions that
would violate an applicable SIP
emission limit are not allowed,
regardless of whether they can be
proved to cause or contribute to
violations of any ambient air quality
standards, and regardless of whether
they occur during periods of SSM. With
Tennessee’s November 19, 2016,
changes to Chapter 1200–3–20, there are
no specific exemptions from applicable
SIP emission limits in this Chapter.13
For the reasons described in this
Section II.B.4, EPA is proposing to
partially approve and partially
disapprove Tennessee’s January 20,
2023, and November 19, 2016, SIP
revisions to Rule 1200–3–20–.07, as
renumbered to 1200–3–20–.06, which
were submitted for incorporation into
the SIP. Specifically, EPA is proposing
to approve Tennessee’s SIP revision
with respect to Rule 1200–3–20–.06(2),
(3), (4), and (6), and EPA is proposing
to disapprove the revision with respect
to Rule 1200–3–20–.06(1) and (5).
5. New Rule 1200–3–20–.07, ‘‘Special
Reports Required’’; New Rule 1200–3–
20–.08, ‘‘Rights Reserved’’; and New
Rule 1200–3–20–.09, ‘‘Additional
Sources Covered’’
Approving Tennessee’s request to
remove 1200–3–20–.06, ‘‘Scheduled
Maintenance,’’ from the Tennessee SIP
would necessitate the renumbering of
Rules 1200–3–20–.08, 1200–3–20–.09,
and 1200–3–20–.10 in the Tennessee
13 As identified in Section II.A of this NPRM, EPA
is proposing to disapprove the revision to Chapter
1200–3–5, which still includes an exemption from
applicable SIP visible emissions requirements
during periods of startup and shutdown.
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20447
SIP to Rules 1200–3–20–.07, 1200–3–
20–.08, and 1200–3–20–.09,
respectively. Additionally, Rule 1200–
3–20–.09, as renumbered from 1200–3–
20–.10, includes other minor edits to
assign a number to the provision
included as paragraph .09(1) and to
include a parenthetical around existing
text in this provision. EPA is proposing
to approve these revisions.
III. Proposed Actions
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
CAA and applicable Federal regulations.
See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
Based on the analysis in Section II of
this NPRM, EPA is proposing to
partially approve and partially
disapprove revisions to Chapters 1200–
3–5 and 1200–3–20 of the Tennessee
SIP, as submitted on November 19,
2016, and supplemented on January 20,
2023. Specifically, EPA is proposing to
disapprove the changes to Rule 1200–3–
5–.02, ‘‘Exceptions,’’ and Rule 1200–3–
20–.06, ‘‘Report Required Upon the
Issuance of Notice of Violation,’’
paragraph (1), renumbered from 1200–
3–20–.07; and proposing to approve the
changes to Rule 1200–3–20–.01,
‘‘Purpose’’; Rule 1200–3–20–.02,
‘‘Reasonable Measured Required’’; Rule
1200–3–20–.06, ‘‘Report Required Upon
the Issuance of Notice of Violation,’’
renumbered from 1200–3–20–.07,
except for 1200–3–20–.06(1) and 1200–
3–20–.06(5); Rule 1200–3–20–.07,
‘‘Special Reports Required,’’
renumbered from 1200–3–20–.08; Rule
1200–3–20–.08, ‘‘Rights Reserved,’’
renumbered from 1200–3–20–.09; and
Rule 1200–3–20–.09, ‘‘Additional
Source Covered,’’ renumbered from
1200–3–20–.10. EPA is also proposing
to approve the removal of Rule 1200–3–
20–.06, ‘‘Scheduled Maintenance.’’
EPA is further proposing to find that
these SIP revisions only partially correct
the deficiencies that were identified in
the June 12, 2015, SIP SSM SIP Action.
If the Agency finalizes this partial
disapproval, CAA section 110(c) would
require EPA to promulgate a federal
implementation plan (FIP) within 24
months after the effective date of the
partial disapproval, unless EPA first
approves a SIP revision that corrects the
deficiencies identified in the 2015 SSM
SIP Action or the deficiencies identified
in Section II of this NPRM within such
time. In addition, final partial
disapproval would trigger mandatory
sanctions under CAA section 179 and
40 CFR 52.31 unless the State submits,
and EPA approves, a SIP revision that
corrects the identified deficiencies
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within 18 months of the effective date
of the final partial disapproval action.14
EPA is not reopening the 2015 SSM
SIP Action nor soliciting comment on
the rationale for issuing the 2015 SIP
call to Tennessee. EPA is taking
comment on whether the proposed
revisions to the Tennessee SIP are
consistent with CAA requirements and
whether these changes remedy the
substantial inadequacies in the specific
Tennessee SIP provisions identified in
the 2015 SSM SIP Action. EPA is also
soliciting public comments on the
proposed partial disapproval, as
explained herein.
IV. Incorporation by Reference
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In this document, EPA is proposing to
include in a final rule regulatory text
that includes incorporation by
reference. In accordance with the
requirements of 1 CFR 51.5, and as
discussed in Sections I through III of
this preamble, EPA is proposing to
incorporate by reference into the
Tennessee SIP Rules 1200–3–20–.01,
‘‘Purpose,’’ State effective on September
26, 2016; 1200–3–20–.02, ‘‘Reasonable
Measured Required,’’ State effective on
November 11, 1997; 15 1200–3–20–.06,
‘‘Report Required Upon The Issuance of
a Notice of Violation,’’ State effective on
November 16, 2016, except for 1200–3–
20–.06(1) and 1200–3–20–.06(5); 16 17
1200–3–20–.07, ‘‘Special Reports
Required,’’ State effective on September
14 The offset sanction in CAA section 179(b)(2)
would be triggered 18 months after the effective
date of a final disapproval, and the highway
funding sanction in CAA section 179(b)(1) would be
triggered 24 months after the effective date of a final
disapproval. Although the sanctions clock would
begin to run from the effective date of a final
disapproval, mandatory sanctions under CAA
section 179 generally apply only in designated
nonattainment areas. This includes areas designated
as nonattainment after the effective date of a final
disapproval. As discussed in the 2015 SSM SIP
Action, EPA will evaluate the geographic scope of
potential sanctions at the time it makes a
determination that the air agency has failed to make
a complete SIP submission in response to the 2015
SIP call, or at the time it disapproves such a SIP
submission. The appropriate geographic scope for
sanctions may vary depending upon the SIP
provisions at issue. See 80 FR 33839, 33930.
15 The effective date of the change to Rule 1200–
3–20–.02, ‘‘Reasonable Measures Required,’’ is
September 26, 1994. However, for purposes of the
state effective date included at 40 CFR 52.570(c),
that change to Tennessee’s rule is captured and
superseded by changes which were state effective
on November 11, 1997, and which EPA previously
approved on April 7, 2017. See 82 FR 16927.
16 As explained in Section II.B of this NPRM, with
the removal of 1200–3–20–.06, 1200–3–20–.07 is
being renumbered to 1200–3–20–.06.
17 EPA is not proposing to incorporate into the
Tennessee SIP the following elements of Rule 1200–
03–20–.06: 1200–03–20–.06(1) and 1200–03–20–
.06(5). If EPA finalizes this proposed action, the
Agency will update the SIP table at 40 CFR
52.2220(c) to reflect these exceptions.
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26, 1994; 18 1200–3–20–.08, ‘‘Rights
Reserved,’’ State effective on September
26, 1994; 19 and 1200–3–20–.09,
‘‘Additional Sources Covered,’’ State
effective on September 26, 1994.20 Also
in this document, EPA is proposing to
remove Rule 1200–3–20–.06,
‘‘Scheduled Maintenance,’’ 21 which is
incorporated by reference in accordance
with the requirements of 1 CFR part 51.
EPA has made, and will continue to
make, these materials generally
available through https://
www.regulations.gov and at the EPA
Region 4 Office (please contact the
person identified in the FOR FURTHER
INFORMATION CONTACT section of this
preamble for more information).
V. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
The proposed action is not a
significant regulatory action and was
therefore not submitted to the Office of
Management and Budget for review.
B. Paperwork Reduction Act (PRA)
The proposed action does not impose
an information collection burden under
the PRA because it does not contain any
information collection activities.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA (5 U.S.C. 601 et seq.).
This action merely proposes to partially
approve and partially disapprove a SIP
submission from Tennessee as meeting
and not meeting the requirements of the
CAA, respectively.
D. Unfunded Mandates Reform Act
(UMRA)
The proposed action does not contain
any unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. This proposed action
imposes no enforceable duty on any
18 As explained in Section II.B of this NPRM, with
the removal of 1200–3–20–.06, 1200–3–20–.08 is
being renumbered to 1200–3–20–.07.
19 As explained in Section II.B of this NPRM, with
the removal of 1200–3–20–.06, 1200–3–20–.09 is
being renumbered to 1200–3–20–.08.
20 As explained in Section II.B of this NPRM, with
the removal of 1200–3–20–.06, 1200–3–20–.10 is
being renumbered to 1200–3–20–.09.
21 As explained in Section II.B of this NPRM,
while 1200–3–20–.06, ‘‘Scheduled Maintenance,’’ is
proposed for removal from the SIP, other rules
codified as 1200–3–20–.07 through .10 are proposed
to be renumbered as 1200–3–20–.06 through .09.
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State, local, or tribal governments or the
private sector.
E. Executive Order 13132: Federalism
The proposed action does not have
federalism implications. It will not have
substantial direct effects on the states,
on the relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
The proposed action does not have
tribal implications as specified in
Executive Order 13175. The proposed
action does not apply on any Indian
reservation land, any other area where
EPA or an Indian tribe has demonstrated
that a tribe has jurisdiction, or nonreservation areas of Indian country.
Thus, Executive Order 13175 does not
apply in this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to believe may
disproportionately affect children, per
the definitions of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order.
Therefore, this proposed action is not
subject to Executive Order 13045
because it merely proposes to partially
approve and partially disapprove a state
action implementing a federal standard.
Furthermore, EPA’s Policy on
Children’s Health does not apply to this
action. Information about the
applicability of the Policy is available
under ‘‘Children’s Environmental
Health’’ in the Supplementary
information section of this preamble.
H. Executive Order 13211: Actions That
Significantly Affect Energy Supply,
Distribution and Use
The proposed action is not subject to
Executive Order 13211, because it is not
a significant regulatory action under
Executive Order 12866.
I. National Technology Transfer and
Advancement Act
This proposed rulemaking does not
involve technical standards.
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List of Subjects in 40 CFR Part 52
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J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
Executive Order 12898 (Federal
Actions to Address Environmental
Justice in Minority Populations and
Low-Income Populations, 59 FR 7629,
Feb. 16, 1994) directs Federal agencies
to identify and address
‘‘disproportionately high and adverse
human health or environmental effects’’
of their actions on minority populations
and low-income populations to the
greatest extent practicable and
permitted by law. EPA defines
environmental justice (EJ) as ‘‘the fair
treatment and meaningful involvement
of all people regardless of race, color,
national origin, or income with respect
to the development, implementation,
and enforcement of environmental laws,
regulations, and policies.’’ EPA further
defines the term fair treatment to mean
that ‘‘no group of people should bear a
disproportionate burden of
environmental harms and risks,
including those resulting from the
negative environmental consequences of
industrial, governmental, and
commercial operations or programs and
policies.’’
Under the CAA, the Administrator is
required to approve a SIP submission
that complies with the provisions of the
Act and applicable federal regulations.
42 U.S.C 7410(k); 40 CFR 52.02(a).
Thus, in reviewing SIP submissions, the
EPA’s role is to review state choices and
approve those choices if they meet the
minimum criteria of the Act.
Accordingly, this proposed action
partially approves and partially
disapproves state law as meeting federal
requirements and does not impose
additional requirements beyond those
imposed by state law.
The air agency did not evaluate EJ
considerations as part of its SIP
submittal; the CAA and applicable
implementing regulations neither
prohibit nor require such an evaluation.
EPA did not perform an EJ analysis and
did not consider EJ in this action. Due
to the nature of the action being taken
here, this action is expected to have a
neutral to positive impact on the air
quality of the affected area.
Consideration of EJ is not required as
part of this action, and there is no
information in the record inconsistent
with the stated goal of E.O. 12898 of
achieving EJ for people of color, lowincome populations, and Indigenous
peoples.
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Environmental protection, Air
pollution control, Carbon monoxide,
Incorporation by reference,
Intergovernmental relations, Lead,
Nitrogen dioxide, Ozone, Particulate
matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile
organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: March 30, 2023.
Daniel Blackman,
Regional Administrator, Region 4.
[FR Doc. 2023–07107 Filed 4–5–23; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF THE INTERIOR
20449
Supplementary Rule’’ in the subject
line.
FOR FURTHER INFORMATION CONTACT:
Tyler Fouss, Field Staff Ranger, Bureau
of Land Management, Tres Rios Field
Office, 29211 Hwy. 184, Dolores, CO
81323; telephone (970) 882–1131; email:
tfouss@blm.gov. Individuals in the
United States who are deaf, deafblind,
hard of hearing, or have a speech
disability may dial 711 (TTY, TDD, or
TeleBraille) to access
telecommunications relay services.
Individuals outside the United States
should use the relay services offered
within their country to make
international calls to the point-ofcontact in the United States.
SUPPLEMENTARY INFORMATION:
I. Public Comment Procedures
II. Background
III. Discussion
IV. Procedural Matters
V. Proposed Supplementary Rule
Bureau of Land Management
43 CFR Part 8360
[BLM_CO_FRN_MO4500169724]
I. Public Comment Procedures
Notice of Proposed Supplementary
Rule for Canyons of the Ancients
National Monument in Dolores and
Montezuma Counties, CO
Written comments on the proposed
supplementary rule should be specific,
confined to issues pertinent to the
proposed supplementary rule, and
should explain the reason for any
recommended change. Where possible,
comments should reference the specific
section or paragraph of the rule that the
comment is addressing.
Comments, including names,
addresses, and other contact
information of respondents, will be
available for public review at the BLM
CANM address listed (see ADDRESSES
Section) during regular business hours.
Before including your address, phone
number, email address, or other
personal identifying information in your
comment, be aware that your entire
comment—including personal
identifying information—may be made
publicly available at any time. While
you can ask us in your comment to
withhold your personal identifying
information from public review, we
cannot guarantee that we will be able to
do so.
Bureau of Land Management,
Interior.
ACTION: Proposed supplementary rule.
AGENCY:
The Bureau of Land
Management (BLM) is proposing a
supplementary rule to regulate conduct
on public lands within Canyons of the
Ancients National Monument (CANM or
Monument). This proposed
supplementary rule is needed to
implement planning decisions in the
2010 CANM Resource Management Plan
(RMP). The proposed supplementary
rule would provide for the protection of
persons, property, and public-land
resources administered by the BLM’s
Tres Rios Field Office and CANM,
located in Dolores and Montezuma
Counties, Colorado.
DATES: Comments on the proposed
supplementary rule must be received or
postmarked by June 5, 2023. Comments
submitted after the close of the
comment period or delivered to an
address other than the one listed in this
notice may not be considered or
included in the administrative record
for the development of the final
supplementary rule.
ADDRESSES: Please send comments to
the Bureau of Land Management,
Canyons of the Ancients National
Monument, 27501 Highway 184,
Dolores, CO 81323; by fax to (970) 385–
3228, or email comments to tfouss@
blm.gov. Please include ‘‘Proposed
SUMMARY:
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II. Background
The BLM proposes to establish this
supplementary rule under the authority
of 43 CFR 8365.1–6, which authorizes
BLM State Directors to establish
supplementary rules for the protection
of persons, property, and public lands
and resources.
CANM is part of the BLM’s National
Conservation Lands and consists of
approximately 178,000 acres of BLMadministered public lands located in
Dolores and Montezuma Counties in the
Four Corners region of southwestern
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Agencies
[Federal Register Volume 88, Number 66 (Thursday, April 6, 2023)]
[Proposed Rules]
[Pages 20443-20449]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-07107]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 52
[EPA-R4-OAR-2022-0783; FRL-10523-01-R4]
Air Plan Partial Disapproval and Partial Approval; Tennessee;
Revisions to Startup, Shutdown, and Malfunction Rules
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
partially approve and partially disapprove a State Implementation Plan
(SIP) revision submitted by the State of Tennessee, through the
Tennessee Department of Environment and Conservation (TDEC), on
November 19, 2016, as supplemented on January 20, 2023, in response to
a finding of substantial inadequacy and SIP call published on June 12,
2015, regarding provisions in the Tennessee SIP related to excess
emissions during startup, shutdown, and malfunction (SSM) events.
Tennessee's January 20, 2023, supplemental SIP revision includes some
additional changes related to the 2015 SIP call, plus other changes
unrelated to the SIP call, in the affected chapter of Tennessee's
regulations. EPA is proposing to approve portions of the November 19,
2016, SIP revision, as supplemented by the January 20, 2023, SIP
revision, that the Agency has preliminarily determined correct certain
deficiencies identified in the June 12, 2015, SIP SSM call. In
addition, EPA is proposing to disapprove portions of the SIP revision
that the Agency has preliminarily determined fail to correct other
deficiencies identified in the 2015 SIP call.
DATES: Comments must be received on or before May 8, 2023.
ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R4-
OAR-2022-0783 at www.regulations.gov. Follow the online instructions
for submitting comments. Once submitted, comments cannot be edited or
removed from regulations.gov. EPA may publish any comment received to
its public docket. Do not electronically submit any information you
consider to be Confidential Business Information (CBI) or other
information, the disclosure of which is restricted by statute.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. EPA will
generally not consider comments or comment contents located outside of
the primary submission (i.e., on the web, cloud, or other file sharing
system). For additional submission methods, the full EPA public comment
policy, information about CBI or multimedia submissions, and general
guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: Estelle Bae, Air Permits Section, Air
Planning and Implementation Branch, Air and Radiation Division, U.S.
Environmental Protection Agency, Region 4, 61 Forsyth Street SW,
Atlanta, Georgia 30303-8960. Ms. Bae can be reached by telephone at
(404) 562-9143 or via electronic mail at [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. EPA's 2015 SSM SIP Action
B. Tennessee's SIP Provisions Related to Excess Emissions
II. Analysis of SIP Submissions
A. Tennessee Chapter 1200-3-5, ``Visible Emission Regulations''
B. Tennessee Chapter 1200-3-20, ``Limits on Emissions Due to
Malfunctions, Startups, and Shutdowns''
1. Rule 1200-3-20-.01, ``Purpose''
2. Rule 1200-3-20-.02, ``Reasonable Measures Required''
3. Rule 1200-3-20-.06, ``Scheduled Maintenance''
4. New Rule 1200-3-20-.06, ``Report Required Upon the Issuance
of Notice of Violation''
i. January 20, 2023, Supplemental SIP Revision
ii. November 19, 2016, SIP Revision
5. New Rule 1200-3-20-.07, ``Special Reports Required''; New
Rule 1200-3-20-.08, ``Rights Reserved''; and New Rule 1200-3-20-.09,
``Additional Sources Covered''
III. Proposed Actions
IV. Incorporation by Reference
V. Statutory and Executive Order Reviews
I. Background
A. EPA's 2015 SSM SIP Action
On February 22, 2013, EPA issued a Federal Register notice of
proposed rulemaking (NPRM) outlining EPA's policy at the time with
respect to SIP provisions related to periods of SSM. EPA analyzed
specific SSM SIP provisions and explained how each one either did or
did not comply with the Clean Air Act (CAA or Act) with regard
[[Page 20444]]
to excess emission events.\1\ For each SIP provision that EPA
determined to be inconsistent with the CAA, EPA proposed to find that
the existing SIP provision was substantially inadequate to meet CAA
requirements and thus proposed to issue a SIP call under CAA section
110(k)(5). On September 17, 2014, EPA issued a document supplementing
and revising what the Agency had previously proposed in the 2013 NPRM
in light of a United States Court of Appeals for the District of
Columbia Circuit decision in which the Court found that the CAA
precludes authority of EPA to create affirmative defense provisions
applicable to private civil suits. EPA outlined its updated policy that
affirmative defense SIP provisions are not consistent with CAA
requirements. EPA proposed in the supplemental proposal document to
apply its revised interpretation of the CAA to specific affirmative
defense SIP provisions and proposed SIP calls for those provisions
where appropriate. See 79 FR 55920 (September 17, 2014).
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\1\ State Implementation Plans: Response to Petition for
Rulemaking; Findings of Substantial Inadequacy; and SIP Calls To
Amend Provisions Applying to Excess Emissions During Periods of
Startup, Shutdown, and Malfunction, 78 FR 12460 (February 22, 2013).
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On June 12, 2015, pursuant to CAA section 110(k)(5), EPA finalized
``State Implementation Plans: Response to Petition for Rulemaking;
Restatement and Update of EPA's SSM Policy Applicable to SIPs; Findings
of Substantial Inadequacy; and SIP Calls to Amend Provisions Applying
to Excess Emissions During Periods of Startup, Shutdown and
Malfunction,'' hereinafter referred to as the ``2015 SSM SIP Action.''
See 80 FR 33839 (June 12, 2015). The 2015 SSM SIP Action clarified,
restated, and updated EPA's interpretation that SSM exemption and
affirmative defense SIP provisions are inconsistent with CAA
requirements. The 2015 SSM SIP Action found that certain SIP provisions
in 36 states, including Tennessee, were substantially inadequate to
meet CAA requirements and issued a SIP call to those states to submit
SIP revisions to address the inadequacies. EPA established an 18-month
deadline by which the affected states had to submit such SIP revisions.
States were required to submit corrective revisions to their SIPs in
response to the SIP calls by November 22, 2016.
EPA issued a memorandum in October 2020 (2020 Memorandum), which
stated that certain provisions governing SSM periods in SIPs could be
viewed as consistent with CAA requirements.\2\ Importantly, the 2020
Memorandum stated that it ``did not alter in any way the determinations
made in the 2015 SSM SIP Action that identified specific state SIP
provisions that were substantially inadequate to meet the requirements
of the Act.'' Accordingly, the 2020 Memorandum had no direct impact on
the SIP call issued to Tennessee in 2015. The 2020 Memorandum did,
however, indicate EPA's intent at the time to review SIP calls that
were issued in the 2015 SSM SIP Action to determine whether EPA should
maintain, modify, or withdraw particular SIP calls through future
agency actions.
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\2\ October 9, 2020, memorandum ``Inclusion of Provisions
Governing Periods of Startup, Shutdown, and Malfunctions in State
Implementation Plans,'' from Andrew R. Wheeler, Administrator.
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On September 30, 2021, EPA's Deputy Administrator withdrew the 2020
Memorandum and announced EPA's return to the policy set forth in the
2015 SSM SIP Action (2021 Memorandum).\3\ As articulated in the 2021
Memorandum, SIP provisions that contain exemptions or affirmative
defense provisions are not consistent with CAA requirements and,
therefore, generally are not approvable if contained in a SIP
submission. This policy approach is intended to ensure that all
communities and populations, including overburdened communities,
receive the full health and environmental protections provided by the
CAA.\4\ The 2021 Memorandum also retracted the prior statement from the
2020 Memorandum regarding EPA's plans to review and potentially modify
or withdraw particular SIP calls. That statement no longer reflects
EPA's intent. EPA intends to implement the principles laid out in the
2015 SSM SIP Action as the Agency takes action on SIP submissions,
including Tennessee's November 19, 2016, SIP submittal, as supplemented
on January 20, 2023, provided in response to the 2015 SIP call.
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\3\ September 30, 2021, memorandum ``Withdrawal of the October
9, 2020, Memorandum Addressing Startup, Shutdown, and Malfunctions
in State Implementation Plans and Implementation of the Prior
Policy,'' from Janet McCabe, Deputy Administrator.
\4\ See 80 FR at 33985.
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B. Tennessee's SIP Provisions Related to Excess Emissions
With regard to the Tennessee SIP, in the 2015 SSM SIP Action, EPA
determined that three provisions, Tenn. Comp. R. & Regs. (hereinafter,
Rule) 1200-3-5-.02(1), 1200-03-20-.07(1), and 1200-03-20-.07(3), were
substantially inadequate to satisfy CAA requirements and issued a SIP
call for these provisions. See 80 FR 33839, 33965 (June 12, 2015). Rule
1200-3-5-.02, ``Exceptions,'' paragraph (1), provides that ``due
allowance may be made for visible emissions in excess of that permitted
in this chapter which are necessary or unavoidable due to routine
startup and shutdown conditions.'' Rule 1200-03-20-.07, ``Report
Required Upon the Issuance of Notice of Violation,'' paragraph (1),
provides the Technical Director with the discretion, upon review of a
source's excess emissions report, to determine if an event is a
violation and whether to pursue enforcement action. Paragraph (3) of
Rule 1200-03-20-.07 provides reporting requirements in the event of
excess emissions and specifies that failure to submit the required
report precludes the admissibility of the report data as an excuse for
causing excess emissions during malfunctions, startups, and shutdowns.
The rationale underlying EPA's determination that these provisions are
substantially inadequate to meet CAA requirements and, therefore,
require revisions to remedy the provisions is detailed in the 2015 SSM
SIP Action and the accompanying proposals.
On November 19, 2016, Tennessee submitted a SIP revision in
response to the SIP call issued in the 2015 SSM SIP Action and
requested approval of changes to provisions in Chapter 1200-3-5
(``Visible Emissions Regulations'') and Chapter 1200-3-20 (``Limits On
Emissions Due To Malfunctions, Startups, And Shutdowns''). With regard
to the Chapter 1200-3-20 provisions, the State requested approval of
revisions to Rules 1200-3-20-.06(2), 1200-3-20-.06(4), and 1200-3-
20-.06(6) (as numbered in the current state code of regulations) to
address deficiencies that EPA identified in the 2015 SSM Action in SIP-
approved Rules 1200-03-20-.07(1) and 1200-03-20-.07(3).
On January 20, 2023, Tennessee supplemented its 2016 SIP submission
to request removal of Rule 1200-3-20-.06, ``Scheduled Maintenance,''
resulting in the renumbering of Rules 1200-3-20-.07 through .10 to
1200-3-20-.06 through .09 (i.e., .07 is renumbered to .06, and so on),
and other changes to Chapter 1200-3-20.\5\
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\5\ Tennessee requested that Rule 1200-3-20-.03 and 1200-3-
20-.06(5) not be incorporated into the Tennessee SIP. See the
document titled ``Transmittal_Letter_SSM SIP Call Chapter 20
Supplemental.doc'' in the docket for this proposed action.
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[[Page 20445]]
II. Analysis of SIP Submissions
A. Tennessee Chapter 1200-3-5, ``Visible Emission Regulations''
In the 2015 SSM SIP Action, EPA determined that Rule 1200-3-
5-.02(1) is substantially inadequate to meet the fundamental
requirements of the CAA, as it operates as an impermissible
discretionary exemption because it allows a state official to excuse
excess visible emissions after giving ``due allowance'' to the fact
that they were emitted during startup or shutdown events.\6\
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\6\ See 80 FR 33839, 33965 (June 12, 2015); 78 FR 12460, 12512-
13 (February 22, 2013) (explaining that ``this provision is
impermissible because it creates unbounded discretion that purports
to make a state official the unilateral arbiter of whether the
excess emissions in a given event constitute a violation of
otherwise applicable SIP emission limitations'' and because ``the
provision purports to authorize the state official to create
exemptions from applicable SIP emission limitations when such
exemptions are impermissible in the first instance'').
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In the November 19, 2016, submission, Tennessee's only revision to
Rule 1200-3-5-.02(1) is the addition of a sentence that states,
``However, no visible emission in excess of that permitted in this
chapter shall be allowed which can be proved to cause or contribute to
any violations of the Ambient Air Quality Standards contained in
Chapter 1200-03-03 and the National Ambient Air Quality Standards.'' In
its November 19, 2016, SIP revision, TDEC asserts that ``[e]nforcement
of the NAAQS fulfills the responsibility of the State of Tennessee to
protect and maintain air quality standards.'' Although one possible
basis for a SIP call is a finding that a SIP is substantially
inadequate to attain or maintain a NAAQS, CAA section 110(k)(5) also
authorizes a SIP call when a SIP is substantially inadequate to comply
with any other CAA requirement(s), such as the requirement that
emission limitations must apply continuously. Rule 1200-3-5-.02(1) was
SIP-called because EPA found in the 2015 SSM Action that it was
inconsistent with that requirement--specifically, with sections
110(a)(2)(A), 110(a)(2)(C), and 302(k).\7\ Thus, since the lone
revision to Rule 1200-3-5-.02(1) is the new language prohibiting excess
visible emissions which can be proved to cause or contribute to any
violations of ambient air quality standards, the specific deficiencies
EPA identified in the 2015 SSM SIP Action with respect to Rule 1200-3-
5-02(1) have not been corrected.
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\7\ See 80 FR 33839, 33965 (June 12, 2015); 78 FR 12460, 12512-
13 (February 22, 2013).
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The revised version of Rule 1200-3-5-.02(1) still operates as an
impermissible discretionary exemption from compliance with applicable
emission limits in the SIP because it continues to allow a state
official to give ``due allowance'' for excess emissions that occur
during startup and shutdown events. Though the term ``due allowance''
is not defined in Tennessee's rules, the reference in the next sentence
to circumstances under which no excess visible emission ``shall be
allowed'' suggests that giving ``due allowance'' to startup and
shutdown conditions means that Tennessee is authorized to allow excess
emissions during such events.
Pursuant to EPA's SSM policy, emission limitations must apply at
all times. Rule 1200-3-5-.02(1) effectively creates an exemption from
the SIP-approved opacity requirements of Chapter 1200-3-5 for periods
of startup and shutdown at the discretion of the Technical Secretary.
As explained in the 2015 SSM SIP Action and corresponding proposal,
this provision is impermissible not just because it creates unbounded
discretion for a state official to decide whether the excess emissions
in a given event constitute a violation of otherwise applicable SIP
emission limitations but also because it purports to authorize the
state official to create exemptions from applicable emission
limitations when such exemptions are not permissible in the first
instance. See 78 FR 12460, 12513 (February 22, 2013). EPA approval of
such broad and unbounded discretion to alter the existing legal
requirements of the SIP would be tantamount to allowing a revision of
the SIP without meeting the applicable procedural and substantive
requirements for such a SIP revision. See 80 FR 33839, 33928 (June 12,
2015). This type of director's discretion provision undermines the
purpose of emission limitations and the reductions they are intended to
achieve, thereby rendering them less enforceable by the EPA or through
a citizen suit. For these reasons, EPA is proposing to disapprove the
changes to Rule 1200-3-5-.02(1) transmitted in Tennessee's November 19,
2016, SIP revision, as they are not consistent with CAA requirements,
specifically CAA sections 110(a)(2)(A), 110(a)(2)(C), and 302(k), and
therefore do not adequately address the specific deficiencies EPA
identified in the 2015 SSM SIP Action with respect to the Tennessee
SIP.
B. Tennessee Chapter 1200-3-20, ``Limits on Emissions Due to
Malfunctions, Startups, and Shutdowns''
1. Rule 1200-3-20-.01, ``Purpose''
The January 20, 2023, supplemental SIP revision makes minor changes
to Rule 1200-3-20-.01 that are not responsive to the 2015 SIP call.
Specifically, Tennessee seeks to remove the portion of this rule that
lists examples of sources that are considered to be an ``air
contaminant source.'' The definition of ``air contaminant source'' is
also included in the Tennessee SIP under Rule 1200-03-.02,
``Definitions,'' and examples of sources that are within the scope of
this definition are listed within the definition. This revision would
remove the redundancy of this term in the Tennessee SIP and does not
relax the applicability of the rules in Chapter 1200-3-20. Accordingly,
EPA is proposing to approve the requested change to this Rule.
2. Rule 1200-3-20-02, ``Reasonable Measures Required''
The January 20, 2023, supplemental SIP revision contains
substantive changes that are not responsive to the 2015 SIP call but
that strengthen the Tennessee SIP by expanding the applicability of
Rule 1200-3-20-02 by removing a portion of text that limits the Rule to
``sources identified in Tennessee Rule 1200-3-19, or by a permit
condition or an order issued by the Board or by the Technical Secretary
as being in or significantly affecting a nonattainment area.'' The
effect of removing this language is that this Rule would now apply to
all air contaminant sources in the State instead of sources that are in
or significantly affecting a nonattainment area. Therefore, EPA is
proposing to approve this change to the SIP.
3. Rule 1200-3-20-.06, ``Scheduled Maintenance''
In its January 20, 2023, SIP revision, Tennessee is requesting
removal of Rule 1200-3-20-.06, ``Scheduled Maintenance,'' although it
was not SIP-called in the 2015 SSM SIP Action. Rule 1200-3-20-.06
specifies reporting requirements for any shutdown of air pollution
control equipment for necessary scheduled maintenance that will result
in excess emissions. Specifically, this rule requires notification to
the Technical Secretary within 24 hours of planned maintenance of air
pollution control equipment unless the maintenance is routine, in which
case the notifications may be made on an annual basis.
[[Page 20446]]
Section 110(l) of the CAA provides that EPA shall not approve a
revision to a plan if the revision would interfere with any applicable
requirement concerning attainment and reasonable further progress, or
any other applicable requirement of the CAA. Section 193 of the CAA
provides that no control requirement in effect, or required to be
adopted by an order, settlement agreement, or plan in effect before the
CAA amendments of 1990 in a nonattainment area may be modified unless
the modification ensures greater or equivalent emission reductions of
such air pollutant. EPA proposes to approve the removal of this rule in
its entirety because the removal is not expected to cause any increase
in emissions. This revision does not remove a prohibition on excess
emissions or any specific requirements to minimize those emissions and
thus is not a relaxation of a control requirement. Furthermore, as
Tennessee notes in its submittal, the routine shutdown of air pollution
control equipment described in Rule 1200-3-20-.06 is inappropriate.
EPA also notes that a requirement for sources to identify and
report any anticipated excess emissions event resulting from control
equipment undergoing scheduled maintenance is not a required element of
SIPs. The Tennessee SIP contains other reporting requirements that
include the reporting of actual excess emissions events to the State
once such events have occurred.\8\ Thus, the removal of Rule 1200-3-
20-.06 would not prevent TDEC from receiving reports of actual excess
emissions. EPA preliminarily finds that removing Rule 1200-3-20-.06
would not interfere with any applicable requirement concerning
attainment and reasonable further progress, or any other applicable
requirement of the CAA and would not constitute modification of a
control requirement in effect, or required to be adopted by an order,
settlement agreement, or plan in effect before the CAA amendments of
1990 in a nonattainment area. Accordingly, EPA is proposing to approve
Tennessee's request to remove Rule 1200-3-20-.06, ``Scheduled
Maintenance,'' from the Tennessee SIP.
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\8\ For example, Rule 1200-3-10-.02 requires a source to report
any actual excess emissions if the source has a continuous emissions
monitoring system.
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4. New Rule 1200-3-20-.06, ``Report Required Upon The Issuance of
Notice of Violation''
Due to the deletion of Rule 1200-3-20-.06, ``Scheduled
Maintenance,'' as discussed above, Tennessee has renumbered existing
Rule 1200-3-20-.07, ``Report Required Upon The Issuance of Notice of
Violation,'' as Rule 1200-3-20-.06 and is requesting approval of a new
version of Rule 1200-3-20-.06 in the Tennessee SIP. The State's SIP
revisions submitted on November 19, 2016, and January 20, 2023, make
various changes to several paragraphs within this rule, some of which
are responsive to the 2015 SIP call. Although the January 20, 2023, SIP
revision was transmitted to EPA after the November 19, 2016, SIP
revision, it includes regulatory changes that became state-effective
prior to the changes made in response to the 2015 SSM SIP Action.
Because Tennessee's November 19, 2016, submission relies in part on
revisions submitted to EPA in the January 20, 2023, submission,\9\ EPA
addresses the State's January 20, 2023, SIP revision first.
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\9\ Tennessee had previously submitted the revisions contained
in the January 20, 2023, submission on October 10, 1994, however,
EPA never acted on that submission and Tennesse withdrew it from EPA
review on July 20, 2016.
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i. January 20, 2023, Supplemental SIP Revision
Tennessee's January 20, 2023, SIP submission renumbers Rule 1200-3-
20-.07, ``Report Required Upon the Issuance of a Notice of Violation,''
to 1200-3-20-.06, consistent with the removal of current SIP-approved
Rule 1200-3-20-.06, ``Scheduled Maintenance.'' Tennessee also revises
the rule by splitting the requirements of paragraph .07(1) into two
paragraphs, now renumbered as .06(1) and .06(2). The text from current
SIP-approved paragraph .07(1) that has been moved to new paragraphs
.06(1) and (2) includes minor updates to the wording for clarity,
consistency with other Tennessee Rules and with the terms defined in
Chapter 1200-3-2, ``Definitions,'' and updates internal references to
the rules.\10\ However, EPA is proposing to disapprove new Rule 1200-3-
20-.06(1), as submitted in the January 20, 2023, supplemental SIP
revision, because this provision contains a cross-reference to Rule
1200-3-5-.02(1), which EPA is proposing to disapprove, as explained in
Section II.A, above. Specifically, Rule 1200-3-20-.06(1) requires
automatic issuance of a notice of violation (NOV) for excess emissions
except for ``visible emissions levels included as a startup and/or
shutdown permit condition under'' 1200-3-5-.02(1). Because EPA SIP-
called and is herein proposing to disapprove Rule 1200-3-5-.02(1), the
cross-reference to Rule 1200-3-5-.02(1), in itself, warrants
disapproval of Rule 1200-3-20-.06(1).
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\10\ The state effective version of Rule 1200-3-20-.06(1)
includes the phrase ``or determined to be de minimis under Rule
1200-3-20-.06.'' Tennessee requested that this revision not be
incorporated into the Tennessee SIP. Therefore, EPA is proposing to
act on only the remainder of Rule 1200-3-20-.06(1) in this NPRM.
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Furthermore, although Rule 1200-3-20-.06(1)'s exception from
automatic NOV issuance could be interpreted as a provision of state-
only enforcement discretion, it could also be interpreted to constrain,
or at least create uncertainty with respect to, EPA and citizen
enforcement. Even if interpreted to apply strictly to state enforcement
of emission limit exceedances, such provisions of state-only
enforcement discretion, because they do not apply to EPA or citizens,
are not appropriate for inclusion in the SIP. Thus, whether interpreted
as a provision of state-only enforcement discretion or as a
constriction of EPA or citizen enforcement, EPA proposes to disapprove
new Rule 1200-3-20-.06(1).\11\
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\11\ EPA considers new Rule 1200-3-20-.06(1) to be separable
from the remainder of Rule 1200-3-20-.06 and believes that its
disapproval of new paragraph (1) will not result in the portions of
Rule 1200-3-20-.06 that EPA proposes to approve being more stringent
than Tennessee anticipated or intended. See Bethlehem Steel Corp. v.
Gorsuch, 742 F.2d 1028, 1036-37 (7th Cir. 1984). Although
disapproval of (1) would eliminate an exception from automatic NOV
issuance, it also would eliminate the requirement for automatic NOV
issuance, resulting in no increase in stringency with respect to
Tennessee's authority and discretion to issue NOVs.
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EPA is proposing to approve Tennessee's January 20, 2023, revisions
to new Rule 1200-3-20-.06(2), (3), and (4). The revisions to new Rule
1200-3-20.06(2) consist of minor updates to the wording for
clarification purposes. New Rule 1200-3-20-.06(3) (former Rule 1200-3-
20-.07(2), now renumbered to .06(3)) describes the contents of the
report required to be submitted to the State when a notice of violation
is issued. The only changes made to this paragraph are minor wording
and punctuation changes. Next, the revisions to new Rule 1200-3-
20-.06(4) (former Rule 1200-3-20-.07(3), now renumbered to .06(4)),
include only minor wording changes via the January 20, 2023,
supplemental SIP revision. These revisions are not substantive in
nature and do not change any underlying requirements.
The January 20, 2023, supplemental SIP submission includes the
addition of Rule 1200-3-20-.06(5), which lists various types of sources
and ``de minimis'' emission levels, below which no notice of
violation(s) of certain
[[Page 20447]]
pollutant limits will be automatically issued and SSM exemptions may
apply. However, Tennessee is not requesting that paragraph (5) be
incorporated into the SIP.\12\
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\12\ See the document titled ``Transmittal_Letter_SSM SIP Call
Chapter 20 Supplemental.doc'' in the docket for this proposed
action. Therefore, EPA is not proposing to act on the new Rule 1200-
3-20-.06(5) in this NPRM.
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ii. November 19, 2016, SIP Revision
Regarding former Rule 1200-3-20-.07 paragraph (1) and paragraph
(3), EPA determined in the 2015 SSM SIP Action that these paragraphs
were substantially inadequate to meet CAA requirements. In response to
the 2015 SSM SIP Action, Tennessee's November 19, 2016, SIP revision
requests EPA approval of changes to Rules 1200-3-20-.06(2) and .06(4),
as renumbered from .07(1) and .07(3), respectively. First, Tennessee's
submittal removes the language in former 1200-3-20-.07(1), renumbered
in the January 20, 2023, supplemental SIP revision as 1200-3-20-.06(2),
which states that the report detailing the circumstances of the excess
emissions will be used ``to assist the Technical Secretary in deciding
whether to excuse or proceed upon the violation.'' By removing this
phrase, the provision will no longer appear to provide a discretionary
exemption from SIP emission limits. In addition, Tennessee includes
other minor changes to the language in paragraph .06(2) to clarify the
requirements and to replace the term ``Technical Secretary'' with
``Technical Secretary or the Technical Secretary's representative.''
Next, regarding former paragraph .07(3), renumbered in the January
20, 2023, supplemental SIP revision as 1200-3-20-.06(4), Tennessee
requests removal of the excusal language in this paragraph which states
that failure to submit the report required by paragraph .06(3) within
the 20-day period following a notice of violation precludes the
admissibility of the information ``as an excuse for malfunctions,
startups, and shutdowns in causing the excessive emissions'' and
replacement with ``for determination of potential enforcement action.''
EPA notes that the term ``potential enforcement action'' in this
provision refers specifically to what is considered in Tennessee's
determination of a state enforcement action.
The revisions to paragraphs .06(2) and .06(4), as renumbered from
.07(1) and .07(3), remove the ambiguous language that EPA SIP-called as
functionally an impermissible discretionary exemption. Therefore, TDEC
has addressed the specific deficiencies that EPA identified in the 2015
SSM SIP Action with respect to Chapter 1200-3-20.
In the November 19, 2016, SIP revision to paragraph .06(6),
Tennessee adds, ``No emission during periods of malfunction, startup,
or shutdown that is in excess of the standards in Division 1200-03 or
any permit issued thereto shall be allowed which can be proved to cause
or contribute to any violations of the Ambient Air Quality Standards
contained in Chapter 1200-03-03 or the National Ambient Air Quality
Standards.'' As revised, this paragraph simply notes that excess
emissions during periods of SSM which are known to cause or contribute
to violations of ambient air quality standards are not allowed. EPA
notes that, while this provision does not convey an inaccurate concept,
the SIP must specify emission limitations (which must be continuous) to
provide for attainment and maintenance of the NAAQS and not merely
general prohibitions against emissions that would violate the NAAQS.
Any excess emissions that would violate an applicable SIP emission
limit are not allowed, regardless of whether they can be proved to
cause or contribute to violations of any ambient air quality standards,
and regardless of whether they occur during periods of SSM. With
Tennessee's November 19, 2016, changes to Chapter 1200-3-20, there are
no specific exemptions from applicable SIP emission limits in this
Chapter.\13\
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\13\ As identified in Section II.A of this NPRM, EPA is
proposing to disapprove the revision to Chapter 1200-3-5, which
still includes an exemption from applicable SIP visible emissions
requirements during periods of startup and shutdown.
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For the reasons described in this Section II.B.4, EPA is proposing
to partially approve and partially disapprove Tennessee's January 20,
2023, and November 19, 2016, SIP revisions to Rule 1200-3-20-.07, as
renumbered to 1200-3-20-.06, which were submitted for incorporation
into the SIP. Specifically, EPA is proposing to approve Tennessee's SIP
revision with respect to Rule 1200-3-20-.06(2), (3), (4), and (6), and
EPA is proposing to disapprove the revision with respect to Rule 1200-
3-20-.06(1) and (5).
5. New Rule 1200-3-20-.07, ``Special Reports Required''; New Rule 1200-
3-20-.08, ``Rights Reserved''; and New Rule 1200-3-20-.09, ``Additional
Sources Covered''
Approving Tennessee's request to remove 1200-3-20-.06, ``Scheduled
Maintenance,'' from the Tennessee SIP would necessitate the renumbering
of Rules 1200-3-20-.08, 1200-3-20-.09, and 1200-3-20-.10 in the
Tennessee SIP to Rules 1200-3-20-.07, 1200-3-20-.08, and 1200-3-20-.09,
respectively. Additionally, Rule 1200-3-20-.09, as renumbered from
1200-3-20-.10, includes other minor edits to assign a number to the
provision included as paragraph .09(1) and to include a parenthetical
around existing text in this provision. EPA is proposing to approve
these revisions.
III. Proposed Actions
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the CAA and applicable
Federal regulations. See 42 U.S.C. 7410(k); 40 CFR 52.02(a). Based on
the analysis in Section II of this NPRM, EPA is proposing to partially
approve and partially disapprove revisions to Chapters 1200-3-5 and
1200-3-20 of the Tennessee SIP, as submitted on November 19, 2016, and
supplemented on January 20, 2023. Specifically, EPA is proposing to
disapprove the changes to Rule 1200-3-5-.02, ``Exceptions,'' and Rule
1200-3-20-.06, ``Report Required Upon the Issuance of Notice of
Violation,'' paragraph (1), renumbered from 1200-3-20-.07; and
proposing to approve the changes to Rule 1200-3-20-.01, ``Purpose'';
Rule 1200-3-20-.02, ``Reasonable Measured Required''; Rule 1200-3-
20-.06, ``Report Required Upon the Issuance of Notice of Violation,''
renumbered from 1200-3-20-.07, except for 1200-3-20-.06(1) and 1200-3-
20-.06(5); Rule 1200-3-20-.07, ``Special Reports Required,'' renumbered
from 1200-3-20-.08; Rule 1200-3-20-.08, ``Rights Reserved,'' renumbered
from 1200-3-20-.09; and Rule 1200-3-20-.09, ``Additional Source
Covered,'' renumbered from 1200-3-20-.10. EPA is also proposing to
approve the removal of Rule 1200-3-20-.06, ``Scheduled Maintenance.''
EPA is further proposing to find that these SIP revisions only
partially correct the deficiencies that were identified in the June 12,
2015, SIP SSM SIP Action. If the Agency finalizes this partial
disapproval, CAA section 110(c) would require EPA to promulgate a
federal implementation plan (FIP) within 24 months after the effective
date of the partial disapproval, unless EPA first approves a SIP
revision that corrects the deficiencies identified in the 2015 SSM SIP
Action or the deficiencies identified in Section II of this NPRM within
such time. In addition, final partial disapproval would trigger
mandatory sanctions under CAA section 179 and 40 CFR 52.31 unless the
State submits, and EPA approves, a SIP revision that corrects the
identified deficiencies
[[Page 20448]]
within 18 months of the effective date of the final partial disapproval
action.\14\
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\14\ The offset sanction in CAA section 179(b)(2) would be
triggered 18 months after the effective date of a final disapproval,
and the highway funding sanction in CAA section 179(b)(1) would be
triggered 24 months after the effective date of a final disapproval.
Although the sanctions clock would begin to run from the effective
date of a final disapproval, mandatory sanctions under CAA section
179 generally apply only in designated nonattainment areas. This
includes areas designated as nonattainment after the effective date
of a final disapproval. As discussed in the 2015 SSM SIP Action, EPA
will evaluate the geographic scope of potential sanctions at the
time it makes a determination that the air agency has failed to make
a complete SIP submission in response to the 2015 SIP call, or at
the time it disapproves such a SIP submission. The appropriate
geographic scope for sanctions may vary depending upon the SIP
provisions at issue. See 80 FR 33839, 33930.
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EPA is not reopening the 2015 SSM SIP Action nor soliciting comment
on the rationale for issuing the 2015 SIP call to Tennessee. EPA is
taking comment on whether the proposed revisions to the Tennessee SIP
are consistent with CAA requirements and whether these changes remedy
the substantial inadequacies in the specific Tennessee SIP provisions
identified in the 2015 SSM SIP Action. EPA is also soliciting public
comments on the proposed partial disapproval, as explained herein.
IV. Incorporation by Reference
In this document, EPA is proposing to include in a final rule
regulatory text that includes incorporation by reference. In accordance
with the requirements of 1 CFR 51.5, and as discussed in Sections I
through III of this preamble, EPA is proposing to incorporate by
reference into the Tennessee SIP Rules 1200-3-20-.01, ``Purpose,''
State effective on September 26, 2016; 1200-3-20-.02, ``Reasonable
Measured Required,'' State effective on November 11, 1997; \15\ 1200-3-
20-.06, ``Report Required Upon The Issuance of a Notice of Violation,''
State effective on November 16, 2016, except for 1200-3-20-.06(1) and
1200-3-20-.06(5); 16 17 1200-3-20-.07, ``Special Reports
Required,'' State effective on September 26, 1994; \18\ 1200-3-20-.08,
``Rights Reserved,'' State effective on September 26, 1994; \19\ and
1200-3-20-.09, ``Additional Sources Covered,'' State effective on
September 26, 1994.\20\ Also in this document, EPA is proposing to
remove Rule 1200-3-20-.06, ``Scheduled Maintenance,'' \21\ which is
incorporated by reference in accordance with the requirements of 1 CFR
part 51. EPA has made, and will continue to make, these materials
generally available through https://www.regulations.gov and at the EPA
Region 4 Office (please contact the person identified in the FOR
FURTHER INFORMATION CONTACT section of this preamble for more
information).
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\15\ The effective date of the change to Rule 1200-3-20-.02,
``Reasonable Measures Required,'' is September 26, 1994. However,
for purposes of the state effective date included at 40 CFR
52.570(c), that change to Tennessee's rule is captured and
superseded by changes which were state effective on November 11,
1997, and which EPA previously approved on April 7, 2017. See 82 FR
16927.
\16\ As explained in Section II.B of this NPRM, with the removal
of 1200-3-20-.06, 1200-3-20-.07 is being renumbered to 1200-3-
20-.06.
\17\ EPA is not proposing to incorporate into the Tennessee SIP
the following elements of Rule 1200-03-20-.06: 1200-03-20-.06(1) and
1200-03-20-.06(5). If EPA finalizes this proposed action, the Agency
will update the SIP table at 40 CFR 52.2220(c) to reflect these
exceptions.
\18\ As explained in Section II.B of this NPRM, with the removal
of 1200-3-20-.06, 1200-3-20-.08 is being renumbered to 1200-3-
20-.07.
\19\ As explained in Section II.B of this NPRM, with the removal
of 1200-3-20-.06, 1200-3-20-.09 is being renumbered to 1200-3-
20-.08.
\20\ As explained in Section II.B of this NPRM, with the removal
of 1200-3-20-.06, 1200-3-20-.10 is being renumbered to 1200-3-
20-.09.
\21\ As explained in Section II.B of this NPRM, while 1200-3-
20-.06, ``Scheduled Maintenance,'' is proposed for removal from the
SIP, other rules codified as 1200-3-20-.07 through .10 are proposed
to be renumbered as 1200-3-20-.06 through .09.
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V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
The proposed action is not a significant regulatory action and was
therefore not submitted to the Office of Management and Budget for
review.
B. Paperwork Reduction Act (PRA)
The proposed action does not impose an information collection
burden under the PRA because it does not contain any information
collection activities.
C. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA (5
U.S.C. 601 et seq.). This action merely proposes to partially approve
and partially disapprove a SIP submission from Tennessee as meeting and
not meeting the requirements of the CAA, respectively.
D. Unfunded Mandates Reform Act (UMRA)
The proposed action does not contain any unfunded mandate as
described in UMRA, 2 U.S.C. 1531-1538, and does not significantly or
uniquely affect small governments. This proposed action imposes no
enforceable duty on any State, local, or tribal governments or the
private sector.
E. Executive Order 13132: Federalism
The proposed action does not have federalism implications. It will
not have substantial direct effects on the states, on the relationship
between the national government and the states, or on the distribution
of power and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
The proposed action does not have tribal implications as specified
in Executive Order 13175. The proposed action does not apply on any
Indian reservation land, any other area where EPA or an Indian tribe
has demonstrated that a tribe has jurisdiction, or non-reservation
areas of Indian country. Thus, Executive Order 13175 does not apply in
this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to believe may disproportionately affect children,
per the definitions of ``covered regulatory action'' in section 2-202
of the Executive Order.
Therefore, this proposed action is not subject to Executive Order
13045 because it merely proposes to partially approve and partially
disapprove a state action implementing a federal standard.
Furthermore, EPA's Policy on Children's Health does not apply to
this action. Information about the applicability of the Policy is
available under ``Children's Environmental Health'' in the
Supplementary information section of this preamble.
H. Executive Order 13211: Actions That Significantly Affect Energy
Supply, Distribution and Use
The proposed action is not subject to Executive Order 13211,
because it is not a significant regulatory action under Executive Order
12866.
I. National Technology Transfer and Advancement Act
This proposed rulemaking does not involve technical standards.
[[Page 20449]]
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
Executive Order 12898 (Federal Actions to Address Environmental
Justice in Minority Populations and Low-Income Populations, 59 FR 7629,
Feb. 16, 1994) directs Federal agencies to identify and address
``disproportionately high and adverse human health or environmental
effects'' of their actions on minority populations and low-income
populations to the greatest extent practicable and permitted by law.
EPA defines environmental justice (EJ) as ``the fair treatment and
meaningful involvement of all people regardless of race, color,
national origin, or income with respect to the development,
implementation, and enforcement of environmental laws, regulations, and
policies.'' EPA further defines the term fair treatment to mean that
``no group of people should bear a disproportionate burden of
environmental harms and risks, including those resulting from the
negative environmental consequences of industrial, governmental, and
commercial operations or programs and policies.''
Under the CAA, the Administrator is required to approve a SIP
submission that complies with the provisions of the Act and applicable
federal regulations. 42 U.S.C 7410(k); 40 CFR 52.02(a). Thus, in
reviewing SIP submissions, the EPA's role is to review state choices
and approve those choices if they meet the minimum criteria of the Act.
Accordingly, this proposed action partially approves and partially
disapproves state law as meeting federal requirements and does not
impose additional requirements beyond those imposed by state law.
The air agency did not evaluate EJ considerations as part of its
SIP submittal; the CAA and applicable implementing regulations neither
prohibit nor require such an evaluation. EPA did not perform an EJ
analysis and did not consider EJ in this action. Due to the nature of
the action being taken here, this action is expected to have a neutral
to positive impact on the air quality of the affected area.
Consideration of EJ is not required as part of this action, and there
is no information in the record inconsistent with the stated goal of
E.O. 12898 of achieving EJ for people of color, low-income populations,
and Indigenous peoples.
List of Subjects in 40 CFR Part 52
Environmental protection, Air pollution control, Carbon monoxide,
Incorporation by reference, Intergovernmental relations, Lead, Nitrogen
dioxide, Ozone, Particulate matter, Reporting and recordkeeping
requirements, Sulfur oxides, Volatile organic compounds.
Authority: 42 U.S.C. 7401 et seq.
Dated: March 30, 2023.
Daniel Blackman,
Regional Administrator, Region 4.
[FR Doc. 2023-07107 Filed 4-5-23; 8:45 am]
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