Trade Regulation Rule on Impersonation of Government and Businesses, 19024-19026 [2023-06537]
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19024
Federal Register / Vol. 88, No. 61 / Thursday, March 30, 2023 / Proposed Rules
Information may be emailed to: 9-AVS-AIR730-AMOC@faa.gov. Before using any
approved AMOC, notify your appropriate
principal inspector, or lacking a principal
inspector, the manager of the responsible
Flight Standards Office.
(2) Contacting the Manufacturer: For any
requirement in this AD to obtain instructions
from a manufacturer, the instructions must
be accomplished using a method approved
by the Manager, International Validation
Branch, FAA; or EASA; or Airbus SAS’s
EASA Design Organization Approval (DOA).
If approved by the DOA, the approval must
include the DOA-authorized signature.
(3) Required for Compliance (RC): Except
as required by paragraph (i)(2) of this AD, if
any service information contains procedures
or tests that are identified as RC, those
procedures and tests must be done to comply
with this AD; any procedures or tests that are
not identified as RC are recommended. Those
procedures and tests that are not identified
as RC may be deviated from using accepted
methods in accordance with the operator’s
maintenance or inspection program without
obtaining approval of an AMOC, provided
the procedures and tests identified as RC can
be done and the airplane can be put back in
an airworthy condition. Any substitutions or
changes to procedures or tests identified as
RC require approval of an AMOC.
[FR Doc. 2023–06493 Filed 3–29–23; 8:45 am]
BILLING CODE 4910–13–P
FEDERAL TRADE COMMISSION
16 CFR Part 461
RIN 3084–AB71
Trade Regulation Rule on
Impersonation of Government and
Businesses
Federal Trade Commission.
Initial notice of informal
hearing; final notice of informal hearing;
request for public comment and
speakers.
AGENCY:
ACTION:
(k) Material Incorporated by Reference
The Federal Trade
Commission has proposed a trade
regulation rule entitled ‘‘Rule on
Impersonation of Government and
Businesses,’’ which would prohibit the
impersonation of government,
businesses, or their officials. In response
to the notice of proposed rulemaking, a
commenter requested an informal
hearing. The informal hearing will be
conducted virtually on May 4, 2023, at
1 p.m. Eastern Time, and the presiding
officer will be the Commission’s Chief
Administrative Law Judge, D. Michael
Chappell.
(1) The Director of the Federal Register
approved the incorporation by reference
(IBR) of the service information listed in this
paragraph under 5 U.S.C. 552(a) and 1 CFR
part 51.
(2) You must use this service information
as applicable to do the actions required by
this AD, unless this AD specifies otherwise.
(i) European Union Aviation Safety Agency
(EASA) AD 2022–0217R1, dated March 1,
2023.
(ii) [Reserved]
(3) For EASA AD 2022–0217R1, contact
EASA, Konrad-Adenauer-Ufer 3, 50668
Cologne, Germany; telephone +49 221 8999
000; email ADs@easa.europa.eu; website
easa.europa.eu. You may find this EASA AD
on the EASA website at ad.easa.europa.eu.
(4) You may view this service information
at the FAA, Airworthiness Products Section,
Operational Safety Branch, 2200 South 216th
Street, Des Moines, WA. For information on
the availability of this material at the FAA,
call 206–231–3195.
(5) You may view this service information
that is incorporated by reference at the
National Archives and Records
Administration (NARA). For information on
the availability of this material at NARA,
email fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/ibrlocations.html.
Requests to speak at the informal
hearing and any documentary
submissions must be received by April
14, 2023. The informal hearing will be
conducted virtually at 1 p.m. eastern
time on May 4, 2023.
ADDRESSES: Interested parties may file a
documentary submission online or on
paper by following the instructions in
the Submissions part of the
SUPPLEMENTARY INFORMATION section
below. Write ‘‘Impersonation Informal
Hearing, R207000’’ on your
documentary submission and file it
online at https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Christopher E. Brown, cbrown3@ftc.gov,
202–326–2825.
SUPPLEMENTARY INFORMATION: Following
public comment on an advance notice of
proposed rulemaking, 86 FR 72901,
December 23, 2021, the Federal Trade
Commission (‘‘Commission’’ or ‘‘FTC’’)
proposed a Trade Regulation Rule on
Impersonation of Government and
Businesses as described in a notice of
proposed rulemaking (‘‘NPRM’’), 87 FR
62741, October 17, 2022. Comments on
the NPRM were accepted for 60 days,
(j) Additional Information
For more information about this AD,
contact Dat Le, Aerospace Engineer, Large
Aircraft Section, FAA, International
Validation Branch, 2200 South 216th Street,
Des Moines, WA 98198; telephone 516 228
7317; email: dat.v.le@faa.gov.
lotter on DSK11XQN23PROD with PROPOSALS1
Issued on March 24, 2023.
Christina Underwood,
Acting Director, Compliance & Airworthiness
Division, Aircraft Certification Service.
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SUMMARY:
DATES:
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and 78 comments were posted to the
docket at https://www.regulations.gov.1
I. The Request for an Informal Hearing
As the NPRM noted, if ‘‘interested
parties request to present their position
orally, the Commission will hold an
informal hearing, as specified in section
18(c) of the FTC Act, 15 U.S.C. 57a(c).’’ 2
The opportunity to make an oral
statement at an informal hearing is
afforded by section 18 of the Federal
Trade Commission Act, 15 U.S.C. 57a,
and reflected in the Commission’s Rules
of Practice, 16 CFR 1.11(e).
The FTC Act provides that ‘‘an
interested person is entitled to present
his position orally or by documentary
submission (or both).’’ 3 It also provides
that, ‘‘if the Commission determines
that there are disputed issues of material
fact it is necessary to resolve,’’ then an
interested person is further entitled ‘‘to
present such rebuttal submissions and
to conduct . . . cross-examination.’’ 4
The Commission’s Rules of Practice
elaborate on how an interested person
makes such a request. First, any NPRM
issued under section 18 of the FTC Act
must include an ‘‘explanation of the
opportunity for an informal hearing and
instructions for submissions relating to
such a hearing.’’ 5 Second, the
‘‘Commission will provide an
opportunity for an informal hearing if
an interested person requests to present
their position orally.’’ 6 The Commission
can also hold an informal hearing on its
own initiative.7 Third, any request for
an informal hearing ‘‘must include: (1)
A request to make an oral submission,
if desired; (2) A statement identifying
the interested person’s interests in the
proceeding; and (3) Any proposals to
add disputed issues of material fact
beyond those identified in the notice.’’ 8
One comment, timely submitted by
William MacLeod, makes such a
request: ‘‘I request an opportunity for
interested parties to air their concerns at
a hearing.’’ 9 Mr. MacLeod does not
1 See Fed. Trade Comm’n, Trade Regulation Rule
on Impersonation of Government and Businesses,
https://www.regulations.gov/docket/FTC-20220064/comments.
2 Fed. Trade Comm’n, Notice of Proposed
Rulemaking: Trade Regulation Rule on
Impersonation of Government and Businesses, 87
FR 62741, 62741 (Oct. 17, 2022), https://
www.federalregister.gov/documents/2022/10/17/
2022-21289/trade-regulation-rule-onimpersonation-of-government-and-businesses.
3 15 U.S.C. 57a(c)(2)(A).
4 Id. 57a(c)(2)(B).
5 16 CFR 1.11(b)(6).
6 Id. 1.11(e).
7 See id.
8 Id.
9 William MacLeod, Cmt. on NPRM, at 2 (Dec. 16,
2022), https://www.regulations.gov/comment/FTC2022-0064-0078.
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Federal Register / Vol. 88, No. 61 / Thursday, March 30, 2023 / Proposed Rules
expressly request to make an oral
submission,10 but that requirement in
the Rules of Practice is conditional (‘‘if
desired’’), and the Commission will
welcome an oral statement from him
and from any other interested persons
who request to make one in the manner
described below. Mr. MacLeod
identifies his interests in the proceeding
as desiring that ‘‘additional analysis’’
will aid in developing ‘‘an appropriately
tailored rule.’’ He states that his views
‘‘are those of the author and do not
necessarily reflect the views of’’ anyone
else.11 Mr. MacLeod discusses issues
relating to the language of the proposed
rule and the applicable legal standard.
He does not raise or propose to add any
disputed issues of material fact.12
The Commission finds that Mr.
MacLeod’s comment represents an
‘‘adequate request’’ 13 and therefore will
hold an informal hearing as described
below.14 Because of Mr. MacLeod’s
explicit request and the Commission’s
resulting obligation to hold an informal
hearing, the Commission issues this
‘‘initial notice of informal hearing.’’ 16
CFR 1.12(a). Under the Commission’s
Rules of Practice, initial notices of
informal hearing contain: the
designation of the presiding officer; the
time and place of the informal hearing;
10 See
generally id.
at 2.
12 See generally id.
13 NPRM, 87 FR at 42747.
14 Because this is the first section 18 rulemaking
held in several decades and comes after the first
NPRM for a section 18 rule since the Commission’s
July 2021 streamlining of its Rules of Practice, 86
FR 38542, it may be useful to stress a few points.
Any request for an informal hearing should identify
any disputed issues of material fact, need not be
long, and should identify the requester’s interests
in the proceeding. The Commission reserves the
right to decline any request for participation that
fails to disclose the requester’s identity and interest
in the proceeding. Lawyers and others who act on
behalf of clients or other individuals or entities
should expressly identify those whom they are
representing with an interest in the proceeding—or
disclaim, as Mr. MacLeod did, that they are acting
on behalf of any client. The request does not need
to be made by a lawyer or with any special degree
of formality. It is useful, although not required, to
describe why the requesters think the informal
hearing is warranted, how they would participate,
and a summary of their expected testimony. A
comment from Americans for Prosperity
Foundation stated that the Commission ‘‘should’’
hold an informal hearing. While this language falls
short of an explicit request, the Commission may
elect on its own initiative to hold an informal
hearing, and therefore, finds American Prosperity
Foundation’s comment as further support to hold
such a hearing in this matter. Ams. for Prosperity
Found., Cmt. on NPRM, at 8 (Dec. 16, 2022), https://
www.regulations.gov/comment/FTC-2022-00640062 (‘‘For the foregoing reasons, the FTC should
hold an informal public hearing soliciting
additional public input, extend the comment period
for at least another 30 days, and substantially revise
its proposed rule to ensure the final Impersonation
Rule complies with the Constitution, Section 5, and
the Deception Statement.’’).
lotter on DSK11XQN23PROD with PROPOSALS1
11 Id.
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the ‘‘final list of disputed issues of
material fact necessary to be resolved
during the hearing, if any’’; a list of
interested persons who will make oral
presentations; and certain other
determinations when there are
designated issues of material fact.15
II. Conduct of the Informal Hearing
The Commission’s Chief Presiding
Officer designates the Commission’s
Chief Administrative Law Judge, D.
Michael Chappell, to serve as the
presiding officer of the informal
hearing.16 Chief Judge Chappell will
conduct the informal hearing virtually
using video conferencing at 1 p.m.
eastern time on May 4, 2023. The
informal hearing will be available for
the public to watch live from the
Commission’s website, https://
www.ftc.gov, and a recording or
transcript of the informal hearing will
be placed in the rulemaking record.
In a section 18 rulemaking
proceeding, the NPRM must identify
disputed issues of material fact, if any.
After reviewing the comments, the
Commission has identified no disputed
issues of material fact necessary to be
resolved at this informal hearing.17 In
the NPRM, the Commission stated:
‘‘Based on the comment record and
existing prohibitions against
impersonation of government and
businesses under Section 5 of the FTC
Act, the Commission does not here
identify any disputed issues of material
fact necessary to be resolved at an
informal hearing. The Commission may
still do so later, on its own initiative or
in response to a persuasive showing
from a commenter.’’ 18 The recent
comment period did not identify any
disputed issues of material fact.
Comments about the construction and
scope of the proposed rule raise issues
of law and policy but no questions of
‘‘specific fact’’ that might warrant crossexamination and rebuttal submissions.19
As such, the Commission remains of the
view expressed in the NPRM that no
disputed issues of material fact are
necessary to be resolved. Because of
that, the informal hearing will include
no cross examination or rebuttal
submissions.20 The Commission,
15 16
CFR 1.12(a)(3).
16 CFR 1.13(a)(1) (‘‘the initial notice of
informal hearing must designate a presiding officer,
who will be appointed by the Chief Presiding
Officer.’’). As of this publication, the Commission’s
Chair is serving as Chief Presiding Officer under
Commission Rule 0.8. 16 CFR 0.8.
17 See 16 CFR 1.11(b)(5).
18 NPRM, 87 FR at 62747.
19 16 CFR 1.12(b)(1).
20 Id. 1.12(b) (‘‘Cross-examination and rebuttal
submissions at an informal hearing are available
16 See
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19025
however, has not determined whether,
and if so in what form, to promulgate a
final rule. Because there are no
‘‘disputed issues of material fact’’ to
resolve at the informal hearing, the
presiding officer of the hearing will
make no recommended decision.21 His
role is to preside over and ensure the
orderly conduct of the informal hearing,
including selecting the sequence in
which oral statements will be heard,
and then place the transcript and any
additional written submissions received
into the rulemaking record.22
The Commission does not here
publish a ‘‘list of the interested persons
who will make oral presentations’’ at
the informal hearing because no one,
including Mr. MacLeod, made such a
request in response to the NPRM.23 The
Commission, however, elects to offer
here an additional opportunity for
interested persons to request to make
oral statements.24 If no such requests are
made, the presiding officer will state as
much at the opening of the informal
hearing and then close the hearing,
placing any documentary submissions
into the rulemaking record.
This initial notice of informal hearing
also serves as the ‘‘final notice of
informal hearing.’’ 25 A final notice of
informal hearing is limited in its
substance to matters that arise only
when the Commission designates
disputed issues of material fact: who
will conduct cross-examination;
whether any interested persons with
similar interests will be grouped
together for such purposes; and who
will make rebuttal submissions.26
Because cross-examination and
submission of rebuttal evidence will not
occur in this informal hearing, no
separate final notice of informal hearing
is necessary.
III. Making an Oral Statement or
Documentary Submission
If you would like to make an oral
statement, you should submit a
comment on this rulemaking docket
expressly requesting to make an oral
statement. You must do so on or before
April 14, 2023. Oral statements will be
limited to five minutes, although they
only to address disputed issues of material fact
necessary to be resolved.’’).
21 Id. 1.13(d) (‘‘The presiding officer’s
recommended decision will be limited to
explaining the presiding officer’s proposed
resolution of disputed issues of material fact.’’).
22 See id. 1.13(a), (c).
23 Id. 1.12(a)(4).
24 In the future, the Commission may limit oral
statements to those who requested to make an oral
statement in response to the NPRM, as provided for
in the Rules of Practice.
25 Id. 1.12(c).
26 See id.
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lotter on DSK11XQN23PROD with PROPOSALS1
19026
Federal Register / Vol. 88, No. 61 / Thursday, March 30, 2023 / Proposed Rules
may be supplemented by documentary
submissions as described below.
Transcripts of the oral statements will
be placed in the rulemaking record.
Interested persons who timely request to
make an oral statement will be provided
with instructions as to how to
participate in the virtual hearing.
Requesters who need assistance should
indicate as much in their comment, and
the Commission will endeavor to
provide accommodations. Requesters
without the computer technology
necessary to participate in video
conferencing will be able to participate
in the informal hearing by telephone;
they should indicate as much in their
comments.
You can also file a documentary
submission online. For the Commission
to consider your documentary
submission, you must file it on or before
April 14, 2023. Write ‘‘Impersonation
Informal Hearing, R207000’’ on your
submission. Your documentary
submission—including your name and
your state—will be placed on the public
record of this proceeding, including on
the website https://
www.regulations.gov. To ensure that the
Commission considers your online
documentary submission, please follow
the instructions on the web-based form.
Because your documentary
submission will be placed on the public
record, you are solely responsible for
making sure that it does not include any
sensitive or confidential information. In
particular, your documentary
submission should not contain sensitive
personal information, such as your or
anyone else’s Social Security number;
date of birth; driver’s license number or
other state identification number or
foreign country equivalent; passport
number; financial account number; or
credit or debit card number. You are
also solely responsible for making sure
your documentary submission does not
include any sensitive health
information, such as medical records or
other individually identifiable health
information. In addition, your
documentary submission should not
include any ‘‘[t]rade secret or any
commercial or financial information
which . . . is privileged or
confidential’’—as provided in Section
6(f) of the FTC Act, 15 U.S.C. 46(f), and
Commission Rule 4.10(a)(2), 16 CFR
4.10(a)(2)—including, in particular,
competitively sensitive information
such as costs, sales statistics,
inventories, formulas, patterns, devices,
manufacturing processes, or customer
names.
Documentary submissions containing
material for which confidential
treatment is requested must be filed in
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16:50 Mar 29, 2023
Jkt 259001
paper form, must be clearly labeled
‘‘Confidential,’’ and must comply with
Commission Rule 4.9(c), 16 CFR 4.9(c).
In particular, the written request for
confidential treatment that accompanies
the documentary submission must
include the factual and legal basis for
the request and must identify the
specific portions to be withheld from
the public record. See Commission Rule
4.9(c). Your documentary submission
will be kept confidential only if the
General Counsel grants your request in
accordance with the law and the public
interest. Once your documentary
submission has been posted publicly at
https://www.regulations.gov—as legally
required by Commission Rule 4.9(b), 16
CFR 4.9(b)—we cannot redact or remove
it, unless you submit a confidentiality
request that meets the requirements for
such treatment under Commission Rule
4.9(c), and the General Counsel grants
that request.
Visit the FTC website to read this
document and the news release
describing it. The FTC Act and other
laws that the Commission administers
permit the collection of documentary
submissions to consider and use in this
proceeding as appropriate. The
Commission will consider all timely
and responsive documentary
submissions it receives on or before
April 14. For information on the
Commission’s privacy policy, including
routine uses permitted by the Privacy
Act, see https://www.ftc.gov/
siteinformation/privacypolicy.
IV. Communications by Outside Parties
to the Commissioners or Their Advisors
Under Commission Rule 1.18(c)(1), 16
CFR 1.18(c)(1), the Commission has
determined that communications with
respect to the merits of this proceeding
from any outside party to any
Commissioner or Commissioner advisor
will be subject to the following
treatment: Written communications and
summaries or transcripts of all oral
communications must be placed in the
rulemaking record. Unless the outside
party making an oral communication is
a Member of Congress, communications
received after the close of the publiccomment period are permitted only if
advance notice is published in the
Weekly Calendar and Notice of
‘‘Sunshine’’ Meetings.
By direction of the Commission.
April J. Tabor,
Secretary.
[FR Doc. 2023–06537 Filed 3–29–23; 8:45 am]
BILLING CODE 6750–01–P
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 74
[Docket No. FDA–2023–N–0437]
Filing of Color Additive Petition From
Center for Science in the Public
Interest, et al.; Request To Revoke
Color Additive Listing for Use of FD&C
Red No. 3 in Food and Ingested Drugs;
Extension of Comment Period
AGENCY:
Food and Drug Administration,
HHS.
Petition for rulemaking;
extension of comment period.
ACTION:
The Food and Drug
Administration (FDA or we) is
extending the comment period for the
color additive petition for which we
published a notice of filing in the
Federal Register of February 17, 2023.
In the notice, FDA requested comments
on a filed color additive petition
submitted by Center for Science in the
Public Interest, et al., proposing that
FDA repeal the color additive
regulations providing for the use of
FD&C Red No. 3 in foods (including
dietary supplements) and in ingested
drugs. We are taking this action in
response to a request for an extension to
allow interested persons additional time
to submit comments.
DATES: FDA is extending the comment
period on the color additive petition for
which a notice of filing was published
in the Federal Register of February 17,
2023 (88 FR 10245). Either electronic or
written comments must be submitted by
May 18, 2023.
ADDRESSES: You may submit comments
as follows. Please note that late,
untimely filed comments will not be
considered. The https://
www.regulations.gov electronic filing
system will accept comments until
11:59 p.m. Eastern Time on May 18,
2023. Comments received by mail/hand
delivery/courier (for written/paper
submissions) will be considered timely
if they are received on or before that
date.
SUMMARY:
Electronic Submissions
Submit electronic comments in the
following way:
• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
Comments submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
comment will be made public, you are
E:\FR\FM\30MRP1.SGM
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Agencies
[Federal Register Volume 88, Number 61 (Thursday, March 30, 2023)]
[Proposed Rules]
[Pages 19024-19026]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-06537]
=======================================================================
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FEDERAL TRADE COMMISSION
16 CFR Part 461
RIN 3084-AB71
Trade Regulation Rule on Impersonation of Government and
Businesses
AGENCY: Federal Trade Commission.
ACTION: Initial notice of informal hearing; final notice of informal
hearing; request for public comment and speakers.
-----------------------------------------------------------------------
SUMMARY: The Federal Trade Commission has proposed a trade regulation
rule entitled ``Rule on Impersonation of Government and Businesses,''
which would prohibit the impersonation of government, businesses, or
their officials. In response to the notice of proposed rulemaking, a
commenter requested an informal hearing. The informal hearing will be
conducted virtually on May 4, 2023, at 1 p.m. Eastern Time, and the
presiding officer will be the Commission's Chief Administrative Law
Judge, D. Michael Chappell.
DATES: Requests to speak at the informal hearing and any documentary
submissions must be received by April 14, 2023. The informal hearing
will be conducted virtually at 1 p.m. eastern time on May 4, 2023.
ADDRESSES: Interested parties may file a documentary submission online
or on paper by following the instructions in the Submissions part of
the SUPPLEMENTARY INFORMATION section below. Write ``Impersonation
Informal Hearing, R207000'' on your documentary submission and file it
online at https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Christopher E. Brown, [email protected],
202-326-2825.
SUPPLEMENTARY INFORMATION: Following public comment on an advance
notice of proposed rulemaking, 86 FR 72901, December 23, 2021, the
Federal Trade Commission (``Commission'' or ``FTC'') proposed a Trade
Regulation Rule on Impersonation of Government and Businesses as
described in a notice of proposed rulemaking (``NPRM''), 87 FR 62741,
October 17, 2022. Comments on the NPRM were accepted for 60 days, and
78 comments were posted to the docket at https://www.regulations.gov.\1\
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\1\ See Fed. Trade Comm'n, Trade Regulation Rule on
Impersonation of Government and Businesses, https://www.regulations.gov/docket/FTC-2022-0064/comments.
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I. The Request for an Informal Hearing
As the NPRM noted, if ``interested parties request to present their
position orally, the Commission will hold an informal hearing, as
specified in section 18(c) of the FTC Act, 15 U.S.C. 57a(c).'' \2\ The
opportunity to make an oral statement at an informal hearing is
afforded by section 18 of the Federal Trade Commission Act, 15 U.S.C.
57a, and reflected in the Commission's Rules of Practice, 16 CFR
1.11(e).
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\2\ Fed. Trade Comm'n, Notice of Proposed Rulemaking: Trade
Regulation Rule on Impersonation of Government and Businesses, 87 FR
62741, 62741 (Oct. 17, 2022), https://www.federalregister.gov/documents/2022/10/17/2022-21289/trade-regulation-rule-on-impersonation-of-government-and-businesses.
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The FTC Act provides that ``an interested person is entitled to
present his position orally or by documentary submission (or both).''
\3\ It also provides that, ``if the Commission determines that there
are disputed issues of material fact it is necessary to resolve,'' then
an interested person is further entitled ``to present such rebuttal
submissions and to conduct . . . cross-examination.'' \4\
---------------------------------------------------------------------------
\3\ 15 U.S.C. 57a(c)(2)(A).
\4\ Id. 57a(c)(2)(B).
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The Commission's Rules of Practice elaborate on how an interested
person makes such a request. First, any NPRM issued under section 18 of
the FTC Act must include an ``explanation of the opportunity for an
informal hearing and instructions for submissions relating to such a
hearing.'' \5\ Second, the ``Commission will provide an opportunity for
an informal hearing if an interested person requests to present their
position orally.'' \6\ The Commission can also hold an informal hearing
on its own initiative.\7\ Third, any request for an informal hearing
``must include: (1) A request to make an oral submission, if desired;
(2) A statement identifying the interested person's interests in the
proceeding; and (3) Any proposals to add disputed issues of material
fact beyond those identified in the notice.'' \8\
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\5\ 16 CFR 1.11(b)(6).
\6\ Id. 1.11(e).
\7\ See id.
\8\ Id.
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One comment, timely submitted by William MacLeod, makes such a
request: ``I request an opportunity for interested parties to air their
concerns at a hearing.'' \9\ Mr. MacLeod does not
[[Page 19025]]
expressly request to make an oral submission,\10\ but that requirement
in the Rules of Practice is conditional (``if desired''), and the
Commission will welcome an oral statement from him and from any other
interested persons who request to make one in the manner described
below. Mr. MacLeod identifies his interests in the proceeding as
desiring that ``additional analysis'' will aid in developing ``an
appropriately tailored rule.'' He states that his views ``are those of
the author and do not necessarily reflect the views of'' anyone
else.\11\ Mr. MacLeod discusses issues relating to the language of the
proposed rule and the applicable legal standard. He does not raise or
propose to add any disputed issues of material fact.\12\
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\9\ William MacLeod, Cmt. on NPRM, at 2 (Dec. 16, 2022), https://www.regulations.gov/comment/FTC-2022-0064-0078.
\10\ See generally id.
\11\ Id. at 2.
\12\ See generally id.
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The Commission finds that Mr. MacLeod's comment represents an
``adequate request'' \13\ and therefore will hold an informal hearing
as described below.\14\ Because of Mr. MacLeod's explicit request and
the Commission's resulting obligation to hold an informal hearing, the
Commission issues this ``initial notice of informal hearing.'' 16 CFR
1.12(a). Under the Commission's Rules of Practice, initial notices of
informal hearing contain: the designation of the presiding officer; the
time and place of the informal hearing; the ``final list of disputed
issues of material fact necessary to be resolved during the hearing, if
any''; a list of interested persons who will make oral presentations;
and certain other determinations when there are designated issues of
material fact.\15\
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\13\ NPRM, 87 FR at 42747.
\14\ Because this is the first section 18 rulemaking held in
several decades and comes after the first NPRM for a section 18 rule
since the Commission's July 2021 streamlining of its Rules of
Practice, 86 FR 38542, it may be useful to stress a few points. Any
request for an informal hearing should identify any disputed issues
of material fact, need not be long, and should identify the
requester's interests in the proceeding. The Commission reserves the
right to decline any request for participation that fails to
disclose the requester's identity and interest in the proceeding.
Lawyers and others who act on behalf of clients or other individuals
or entities should expressly identify those whom they are
representing with an interest in the proceeding--or disclaim, as Mr.
MacLeod did, that they are acting on behalf of any client. The
request does not need to be made by a lawyer or with any special
degree of formality. It is useful, although not required, to
describe why the requesters think the informal hearing is warranted,
how they would participate, and a summary of their expected
testimony. A comment from Americans for Prosperity Foundation stated
that the Commission ``should'' hold an informal hearing. While this
language falls short of an explicit request, the Commission may
elect on its own initiative to hold an informal hearing, and
therefore, finds American Prosperity Foundation's comment as further
support to hold such a hearing in this matter. Ams. for Prosperity
Found., Cmt. on NPRM, at 8 (Dec. 16, 2022), https://www.regulations.gov/comment/FTC-2022-0064-0062 (``For the foregoing
reasons, the FTC should hold an informal public hearing soliciting
additional public input, extend the comment period for at least
another 30 days, and substantially revise its proposed rule to
ensure the final Impersonation Rule complies with the Constitution,
Section 5, and the Deception Statement.'').
\15\ 16 CFR 1.12(a)(3).
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II. Conduct of the Informal Hearing
The Commission's Chief Presiding Officer designates the
Commission's Chief Administrative Law Judge, D. Michael Chappell, to
serve as the presiding officer of the informal hearing.\16\ Chief Judge
Chappell will conduct the informal hearing virtually using video
conferencing at 1 p.m. eastern time on May 4, 2023. The informal
hearing will be available for the public to watch live from the
Commission's website, https://www.ftc.gov, and a recording or
transcript of the informal hearing will be placed in the rulemaking
record.
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\16\ See 16 CFR 1.13(a)(1) (``the initial notice of informal
hearing must designate a presiding officer, who will be appointed by
the Chief Presiding Officer.''). As of this publication, the
Commission's Chair is serving as Chief Presiding Officer under
Commission Rule 0.8. 16 CFR 0.8.
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In a section 18 rulemaking proceeding, the NPRM must identify
disputed issues of material fact, if any. After reviewing the comments,
the Commission has identified no disputed issues of material fact
necessary to be resolved at this informal hearing.\17\ In the NPRM, the
Commission stated: ``Based on the comment record and existing
prohibitions against impersonation of government and businesses under
Section 5 of the FTC Act, the Commission does not here identify any
disputed issues of material fact necessary to be resolved at an
informal hearing. The Commission may still do so later, on its own
initiative or in response to a persuasive showing from a commenter.''
\18\ The recent comment period did not identify any disputed issues of
material fact. Comments about the construction and scope of the
proposed rule raise issues of law and policy but no questions of
``specific fact'' that might warrant cross-examination and rebuttal
submissions.\19\ As such, the Commission remains of the view expressed
in the NPRM that no disputed issues of material fact are necessary to
be resolved. Because of that, the informal hearing will include no
cross examination or rebuttal submissions.\20\ The Commission, however,
has not determined whether, and if so in what form, to promulgate a
final rule. Because there are no ``disputed issues of material fact''
to resolve at the informal hearing, the presiding officer of the
hearing will make no recommended decision.\21\ His role is to preside
over and ensure the orderly conduct of the informal hearing, including
selecting the sequence in which oral statements will be heard, and then
place the transcript and any additional written submissions received
into the rulemaking record.\22\
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\17\ See 16 CFR 1.11(b)(5).
\18\ NPRM, 87 FR at 62747.
\19\ 16 CFR 1.12(b)(1).
\20\ Id. 1.12(b) (``Cross-examination and rebuttal submissions
at an informal hearing are available only to address disputed issues
of material fact necessary to be resolved.'').
\21\ Id. 1.13(d) (``The presiding officer's recommended decision
will be limited to explaining the presiding officer's proposed
resolution of disputed issues of material fact.'').
\22\ See id. 1.13(a), (c).
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The Commission does not here publish a ``list of the interested
persons who will make oral presentations'' at the informal hearing
because no one, including Mr. MacLeod, made such a request in response
to the NPRM.\23\ The Commission, however, elects to offer here an
additional opportunity for interested persons to request to make oral
statements.\24\ If no such requests are made, the presiding officer
will state as much at the opening of the informal hearing and then
close the hearing, placing any documentary submissions into the
rulemaking record.
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\23\ Id. 1.12(a)(4).
\24\ In the future, the Commission may limit oral statements to
those who requested to make an oral statement in response to the
NPRM, as provided for in the Rules of Practice.
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This initial notice of informal hearing also serves as the ``final
notice of informal hearing.'' \25\ A final notice of informal hearing
is limited in its substance to matters that arise only when the
Commission designates disputed issues of material fact: who will
conduct cross-examination; whether any interested persons with similar
interests will be grouped together for such purposes; and who will make
rebuttal submissions.\26\ Because cross-examination and submission of
rebuttal evidence will not occur in this informal hearing, no separate
final notice of informal hearing is necessary.
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\25\ Id. 1.12(c).
\26\ See id.
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III. Making an Oral Statement or Documentary Submission
If you would like to make an oral statement, you should submit a
comment on this rulemaking docket expressly requesting to make an oral
statement. You must do so on or before April 14, 2023. Oral statements
will be limited to five minutes, although they
[[Page 19026]]
may be supplemented by documentary submissions as described below.
Transcripts of the oral statements will be placed in the rulemaking
record. Interested persons who timely request to make an oral statement
will be provided with instructions as to how to participate in the
virtual hearing. Requesters who need assistance should indicate as much
in their comment, and the Commission will endeavor to provide
accommodations. Requesters without the computer technology necessary to
participate in video conferencing will be able to participate in the
informal hearing by telephone; they should indicate as much in their
comments.
You can also file a documentary submission online. For the
Commission to consider your documentary submission, you must file it on
or before April 14, 2023. Write ``Impersonation Informal Hearing,
R207000'' on your submission. Your documentary submission--including
your name and your state--will be placed on the public record of this
proceeding, including on the website https://www.regulations.gov. To
ensure that the Commission considers your online documentary
submission, please follow the instructions on the web-based form.
Because your documentary submission will be placed on the public
record, you are solely responsible for making sure that it does not
include any sensitive or confidential information. In particular, your
documentary submission should not contain sensitive personal
information, such as your or anyone else's Social Security number; date
of birth; driver's license number or other state identification number
or foreign country equivalent; passport number; financial account
number; or credit or debit card number. You are also solely responsible
for making sure your documentary submission does not include any
sensitive health information, such as medical records or other
individually identifiable health information. In addition, your
documentary submission should not include any ``[t]rade secret or any
commercial or financial information which . . . is privileged or
confidential''--as provided in Section 6(f) of the FTC Act, 15 U.S.C.
46(f), and Commission Rule 4.10(a)(2), 16 CFR 4.10(a)(2)--including, in
particular, competitively sensitive information such as costs, sales
statistics, inventories, formulas, patterns, devices, manufacturing
processes, or customer names.
Documentary submissions containing material for which confidential
treatment is requested must be filed in paper form, must be clearly
labeled ``Confidential,'' and must comply with Commission Rule 4.9(c),
16 CFR 4.9(c). In particular, the written request for confidential
treatment that accompanies the documentary submission must include the
factual and legal basis for the request and must identify the specific
portions to be withheld from the public record. See Commission Rule
4.9(c). Your documentary submission will be kept confidential only if
the General Counsel grants your request in accordance with the law and
the public interest. Once your documentary submission has been posted
publicly at https://www.regulations.gov--as legally required by
Commission Rule 4.9(b), 16 CFR 4.9(b)--we cannot redact or remove it,
unless you submit a confidentiality request that meets the requirements
for such treatment under Commission Rule 4.9(c), and the General
Counsel grants that request.
Visit the FTC website to read this document and the news release
describing it. The FTC Act and other laws that the Commission
administers permit the collection of documentary submissions to
consider and use in this proceeding as appropriate. The Commission will
consider all timely and responsive documentary submissions it receives
on or before April 14. For information on the Commission's privacy
policy, including routine uses permitted by the Privacy Act, see
https://www.ftc.gov/siteinformation/privacypolicy.
IV. Communications by Outside Parties to the Commissioners or Their
Advisors
Under Commission Rule 1.18(c)(1), 16 CFR 1.18(c)(1), the Commission
has determined that communications with respect to the merits of this
proceeding from any outside party to any Commissioner or Commissioner
advisor will be subject to the following treatment: Written
communications and summaries or transcripts of all oral communications
must be placed in the rulemaking record. Unless the outside party
making an oral communication is a Member of Congress, communications
received after the close of the public-comment period are permitted
only if advance notice is published in the Weekly Calendar and Notice
of ``Sunshine'' Meetings.
By direction of the Commission.
April J. Tabor,
Secretary.
[FR Doc. 2023-06537 Filed 3-29-23; 8:45 am]
BILLING CODE 6750-01-P