Setting and Adjusting Patent Fees During Fiscal Year 2020, 18052-18054 [2023-06289]
Download as PDF
18052
Federal Register / Vol. 88, No. 58 / Monday, March 27, 2023 / Rules and Regulations
ddrumheller on DSK120RN23PROD with RULES1
noise and fragments from such a
detonation.
DATES: Effective April 26, 2023.
ADDRESSES: U.S. Army Corps of
Engineers, Attn: CECW–CO (David
Olson), 441 G Street NW, Washington,
DC 20314–1000.
FOR FURTHER INFORMATION CONTACT: Mr.
David Olson, Headquarters, Operations
and Regulatory Community of Practice,
Washington, DC at 202–761–4922 or via
email at david.b.olson@usace.army.mil.
SUPPLEMENTARY INFORMATION: In
response to a request by the United
States Air Force (USAF), Pacific Air
Command (PACAF), and pursuant to its
authorities in Section 7 of the Rivers
and Harbors Act of 1917 (40 Stat. 266;
33 U.S.C. 1) and Chapter XIX of the
Army Appropriations Act of 1919 (40
Stat. 892; 33 U.S.C. 3), the Corps of
Engineers (Corps) is amending its
restricted area regulations to establish a
permanent restricted area in the
navigable waters of Knik Arm adjacent
to JBER, Alaska. The restricted area will
allow the USAF PACAF 673rd Air Base
Wing to prevent all vessels and
individuals from entering the explosive
arc area of the Six Mile MSA at JBER at
all times, except for authorized vessels
and individuals engaged in support of
military training and management
activities. This restricted area will be in
place as a precautionary measure to
protect the public from entering or being
within the explosive arc during an
inadvertent detonation, and
encountering hazardous noise and
fragments from such a detonation.
The proposed rule was published in
the Federal Register on July 13, 2022
(87 FR 41637). The regulations.gov
docket number was COE–2022–0005.
Concurrently, a local public notice for
the proposed restricted area was sent
out from the Alaska District. No
comments were received in response to
the proposed rule.
Procedural Requirements
a. Regulatory Planning and Review.
This final rule is not a ‘‘significant
regulatory action’’ under Executive
Order 12866 (58 FR 51735, October 4,
1993) and Executive Order 13563 (76 FR
3821, January 21, 2011) and it was not
submitted to the Office of Management
and Budget for review.
b. Review Under the Regulatory
Flexibility Act. This rule has been
reviewed under the Regulatory
Flexibility Act (Pub. L. 96–354). The
Regulatory Flexibility Act generally
requires an agency to prepare a
regulatory flexibility analysis of any rule
subject to notice-and-comment
rulemaking requirements under the
VerDate Sep<11>2014
18:20 Mar 24, 2023
Jkt 259001
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities (i.e., small
businesses and small governments). The
restricted area is located in Knik Arm,
adjacent to JBER, within the explosive
arc area of the Six Mile MSA and the
restricted area is necessary to protect
public safety. Small entities can
continue to utilize navigable waters
outside of the restricted area. After
considering the economic impacts of
this restricted area regulation on small
entities, I certify that this action will not
have a significant economic impact on
a substantial number of small entities.
c. Review Under the National
Environmental Policy Act. An
environmental assessment (EA) has
been prepared for the establishment of
this restricted area. The Corps has
concluded that the establishment of the
restricted area will not have a
significant impact to the quality of the
human environment and, therefore,
preparation of an EIS is not required.
The final EA and Finding of No
Significant Impact may be reviewed at
the Alaska District Office, 2204 3rd
Street, JBER, Alaska 99506.
d. Unfunded Mandates Act. This rule
does not impose an enforceable duty
among the private sector and, therefore,
it is not a federal private sector mandate
and it is not subject to the requirements
of either Section 202 or Section 205 of
the Unfunded Mandates Act. We have
also found that under Section 203 of the
Act, small governments will not be
significantly and uniquely affected by
this rulemaking.
e. Congressional Review Act. The
Congressional Review Act, 5 U.S.C. 801
et seq., generally provides that before a
rule may take effect, the agency
promulgating the rule must submit a
rule report, including a copy of the rule,
to each House of the Congress and to the
Comptroller General of the United
States. The Corps will submit a report
containing the final rule and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States. A major rule cannot take effect
until 60 days after it is published in the
Federal Register. This final rule is not
a ‘‘major rule’’ as defined by 5 U.S.C.
804(2).
List of Subjects in 33 CFR Part 334
Danger zones, Marine safety,
Navigation (water), Restricted areas,
Waterways.
For the reasons set out in the
preamble, the Corps amends 33 CFR
part 334 as follows:
PO 00000
Frm 00048
Fmt 4700
Sfmt 4700
PART 334—DANGER ZONE AND
RESTRICTED AREA REGULATIONS
1. The authority citation for part 334
continues to read as follows:
■
Authority: 40 Stat. 266 (33 U.S.C. 1) and
40 Stat. 892 (33 U.S.C. 3).
■
2. Add § 334.1303 to read as follows:
§ 334.1303 Navigable waters of Knik Arm
within the explosive arc of the Six Mile
Munitions Storage Area off the northeastern
side of Joint Base Elmendorf-Richardson;
restricted area.
(a) The area. The restricted area
consists of the waters with an area
defined as beginning at a point on shore
at latitude 61°17′35″ N, longitude
149°50′3″ W; thence northward in an arc
to the mid-arc point at latitude
61°18′19″ N, longitude 149°50′6″ W;
continuing northward in an arc to the
end point on shore at latitude 61°18′36″
N, longitude 149°49′1″ W. The datum
for these coordinates is NAD–83.
(b) The regulation. The restricted area
described in paragraph (a) of this
section is permanently closed for public
use at all times. No persons, watercrafts,
or vessels shall enter, or remain, in the
area except for those authorized by the
enforcing agency.
(c) Enforcement. This regulation will
be enforced by USAF PACAF 673rd Air
Base Wing.
Thomas P. Smith,
Chief, Operations and Regulatory Division.
[FR Doc. 2023–06242 Filed 3–24–23; 8:45 am]
BILLING CODE 3720–58–P
DEPARTMENT OF COMMERCE
Patent and Trademark Office
37 CFR Part 1
[Docket No.: PTO–P–2018–0031]
RIN 0651–AD31
Setting and Adjusting Patent Fees
During Fiscal Year 2020
United States Patent and
Trademark Office, Department of
Commerce.
ACTION: Final rule; delay of effective
date and final rule.
AGENCY:
The United States Patent and
Trademark Office (USPTO or Office)
published a final rule in the Federal
Register on August 3, 2020, that
includes a fee for patent applications
that are not filed in the DOCX format,
except for design, plant, or provisional
applications. The effective date of this
new fee was most recently delayed in a
SUMMARY:
E:\FR\FM\27MRR1.SGM
27MRR1
ddrumheller on DSK120RN23PROD with RULES1
Federal Register / Vol. 88, No. 58 / Monday, March 27, 2023 / Rules and Regulations
final rule published in the Federal
Register on December 29, 2022 and was
scheduled to become effective on April
3, 2023. Through this final rule, the
USPTO is delaying the effective date of
this fee until June 30, 2023.
DATES: This final rule is effective June
30, 2023. As of March 27, 2023, the
effective date of amendatory instruction
2.i. (affecting 37 CFR 1.16(u)), published
at 85 FR 46932 on August 3, 2020, and
delayed at 86 FR 66192, November 22,
2021, and at 87 FR 80073, December 29,
2022, and as further amended at 88 FR
17147, March 22, 2023, is further
delayed until June 30, 2023. The change
to 37 CFR 1.16(u) in amendatory
instruction 2.i., published at 85 FR
46932 on August 3, 2020, is applicable
only to nonprovisional utility
applications filed under 35 U.S.C. 111
for an original patent on or after June 30,
2023.
FOR FURTHER INFORMATION CONTACT:
Mark O. Polutta, Senior Legal Advisor,
Office of Patent Legal Administration,
571–272–7709; or Eugenia A. Jones,
Senior Legal Advisor, Office of Patent
Legal Administration, 571–272–7727.
You can also send inquiries by email to
patentpractice@uspto.gov.
SUPPLEMENTARY INFORMATION: On August
3, 2020, the USPTO published a final
rule in the Federal Register that
included a new fee set forth in § 1.16(u)
with an effective date of January 1,
2022. See Setting and Adjusting Patent
Fees in Fiscal Year 2020, 85 FR 46932.
As specified in § 1.16(u), the fee is due
for any application filed under 35 U.S.C.
111 for an original patent—except
design, plant, or provisional
applications—where the specification,
claims, and/or abstract do not conform
to the USPTO requirements for
submission in the DOCX format.
Therefore, the fee is due for
nonprovisional utility applications filed
under 35 U.S.C. 111, including
continuing applications, that are not
filed in the DOCX format.
The USPTO conducted two pilot
programs for filing applications in the
DOCX format. The eMod Text Pilot
Program was conducted between August
2016 and September 2017. The USPTO
then expanded the ability to file patent
applications in the DOCX format in
EFS-Web to all users in September 2017.
In 2018, the USPTO launched the Patent
Center and conducted the Patent Center
Text Pilot Program from June 2018
through April 2020. All applicants have
been able to file applications in the
DOCX format in the Patent Center since
April 2020. Information about the Patent
Center is available at www.uspto.gov/
PatentCenter. The USPTO continues to
VerDate Sep<11>2014
18:20 Mar 24, 2023
Jkt 259001
hold many discussions and training
sessions with stakeholders to ensure a
fair and reasonable transition to the
DOCX format.
The USPTO is delaying the effective
date of the fee set forth in § 1.16(u) until
June 30, 2023. The further delay will
give applicants more time to adjust to
filing patent applications in the DOCX
format.
Applicants are strongly encouraged to
begin filing patent applications in the
DOCX format before the new effective
date of the fee. Applicants are also
reminded that they can file test
submissions through the Patent Center
training mode to practice filing in
DOCX. Applicants who have not yet
taken advantage of the DOCX training
sessions hosted by the USPTO are
strongly encouraged to do so.
Information on filing application
documents in DOCX and a link to the
DOCX training sessions are available at
www.uspto.gov/patents/docx.
Rulemaking Requirements
A. Administrative Procedure Act: This
final rule revises the effective date of a
final rule published on August 3, 2020
implementing a non-DOCX filing
surcharge fee, and is a rule of agency
practice and procedure pursuant to 5
U.S.C. 553(b)(A). See JEM Broad. Co. v.
F.C.C., 22 F.3d 32 (D.C. Cir. 1994)
(‘‘[T]he ‘critical feature’ of the
procedural exception [in 5 U.S.C.
553(b)(A)] ‘is that it covers agency
actions that do not themselves alter the
rights or interests of parties, although
[they] may alter the manner in which
the parties present themselves or their
viewpoints to the agency.’ ’’ (quoting
Batterton v. Marshall, 648 F.2d 694, 707
(D.C. Cir. 1980)); see also Bachow
Commc’ns Inc. v. F.C.C., 237 F.3d 683,
690 (D.C. Cir. 2001) (rules governing an
application process are procedural
under the Administrative Procedure
Act); Inova Alexandria Hosp. v. Shalala,
244 F.3d 342, 350 (4th Cir. 2001) (rules
for handling appeals were procedural
where they did not change the
substantive standard for reviewing
claims). Prior notice and opportunity for
public comment are not required
pursuant to 5 U.S.C. 553(b) or (c) (or any
other law). See Cooper Techs. Co. v.
Dudas, 536 F.3d 1330, 1336–37 (Fed.
Cir. 2008) (stating that 5 U.S.C. 553, and
thus 35 U.S.C. 2(b)(2)(B), do not require
notice and comment rulemaking for
‘‘interpretative rules, general statements
of policy, or rules of agency
organization, procedure, or practice’’
(quoting 5 U.S.C. 553(b)(A))).
Moreover, the Director of the USPTO,
pursuant to authority at 5 U.S.C.
553(b)(B), finds good cause to adopt the
PO 00000
Frm 00049
Fmt 4700
Sfmt 4700
18053
change to the effective date of § 1.16(u)
in this final rule without prior notice
and an opportunity for public comment,
as such procedures would be
impracticable and contrary to the public
interest. The change to the effective date
will provide the public an opportunity
to more fully comprehend the nature of,
and prepare to comply with, the DOCX
format before the new fee is effective.
Delay of this provision to provide prior
notice and comment procedures is also
impracticable because it would allow
§ 1.16(u) to go into effect before the
public is ready for the DOCX format.
The Director finds good cause under 5
U.S.C. 553(d)(3) to waive the 30-day
delay in effectiveness of this rule.
Immediate implementation of the delay
in effective date of the fee is in the
public interest because it will provide
the public an opportunity to more fully
comprehend the nature of, and prepare
to comply with, the DOCX format before
the new fee in § 16(u) is effective.
B. Regulatory Flexibility Act: As prior
notice and an opportunity for public
comment are not required pursuant to 5
U.S.C. 553 or any other law, neither a
regulatory flexibility analysis nor a
certification under the Regulatory
Flexibility Act (5 U.S.C. 601 et seq.) is
required. See 5 U.S.C. 603.
C. Executive Order 12866 (Regulatory
Planning and Review): This rulemaking
has been determined to be not
significant for purposes of Executive
Order 12866 (Sept. 30, 1993).
D. Paperwork Reduction Act: The
Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)) requires that the USPTO
consider the impact of paperwork and
other information collection burdens
imposed on the public. The USPTO has
determined that there are no new
requirements for information collection
associated with this final rule.
List of Subjects for 37 CFR Part 1
Administrative practice and
procedure, Biologics, Courts, Freedom
of information, Inventions and patents,
Reporting and recordkeeping
requirements, Small businesses.
For the reasons stated in the
preamble, the Office amends 37 CFR
part 1 as follows:
PART 1—RULES OF PRACTICE IN
PATENT CASES
1. The authority citation for 37 CFR
part 1 continues to read as follows:
■
Authority: 35 U.S.C. 2(b)(2), unless
otherwise noted.
§ 1.16
[Amended]
2. In § 1.16, amend paragraph (u)
introductory text by removing ‘‘April 3,
■
E:\FR\FM\27MRR1.SGM
27MRR1
18054
Federal Register / Vol. 88, No. 58 / Monday, March 27, 2023 / Rules and Regulations
2023’’ and adding ‘‘June 30, 2023’’ in its
place.
Katherine K. Vidal,
Under Secretary of Commerce for Intellectual
Property and Director of the United States
Patent and Trademark Office.
[FR Doc. 2023–06289 Filed 3–24–23; 8:45 am]
BILLING CODE 3510–16–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R08–OAR–2022–0612; FRL–10300–
02–R8]
Approval and Promulgation of
Implementation Plans; Colorado;
Revisions to Code of Colorado
Regulations; Regulation Number 3
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
The Environmental Protection
Agency (EPA) is approving the majority
of revisions to Regulation Number 3 of
the Code of Colorado Regulations (CCR)
submitted to the EPA by the State of
Colorado on March 22, 2021. The
revisions that the EPA is finalizing
approval on include updated references
to other sections of the CCR that were
moved to a new location, as well as
changes to Regulation 3 to reflect
digitalization of public notice and
comment procedures. The EPA is not
finalizing approval of revisions that
reflect changes made by Colorado to
update dates of incorporation by
reference (IBR) of sections of the Code
of Federal Regulations (CFR) for the
reasons outlined in section I of the
preamble of this final rule. The EPA is
taking this action pursuant to the Clean
Air Act (CAA).
DATES: This rule is effective on April 26,
2023.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–R08–OAR–2022–0612. All
documents in the docket are listed on
the https://www.regulations.gov website.
Although listed in the index, some
information is not publicly available,
e.g., CBI or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
available through https://
www.regulations.gov, or please contact
the person identified in the FOR FURTHER
ddrumheller on DSK120RN23PROD with RULES1
SUMMARY:
VerDate Sep<11>2014
18:20 Mar 24, 2023
Jkt 259001
section for
additional availability information.
FOR FURTHER INFORMATION CONTACT:
Matthew Lang, Air and Radiation
Division, EPA, Region 8, Mailcode
8ARD–IO, 1595 Wynkoop Street,
Denver, Colorado 80202–1129,
telephone number: (303) 312–6709,
email address: lang.matthew@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document ‘‘we,’’ ‘‘us,’’
and ‘‘our’’ means the EPA.
INFORMATION CONTACT
I. Background
The background for this action is
discussed in detail in our November 7,
2022 proposal.1 In that document we
proposed to approve a State
Implementation Plan (SIP) revision
submitted by Colorado which included
changes to Regulation 3, Parts A, B, and
C. The revisions to Regulation 3, Part A
were originally intended to be finalized
as an update to the date of IBR from
November 29, 2013 to December 11,
2014 of Global Warming Potentials as
codified in 40 CFR part 98, subpart A,
table A–1. This date of IBR was meant
to be added in both sections I.B.10 and
I.B.44.b.(i) of Part A. However, it was
determined that the final version of
Regulation 3, Part A, which was
inserted into the CCR, only showed the
removal of the November 29, 2013 date
without its necessary replacement with
the updated date of IBR. The EPA is not
able to approve the revised date into the
SIP since it was not formally included
in Colorado’s regulations. Colorado is
currently going through its state
rulemaking process to add the revised
date to section I.B.10 of Part A.
Therefore, in order to prevent the
deletion of the existing date of IBR
without having a replacement date, the
EPA will not take final action on the
revisions to Regulation 3, Part A, section
I.B.10 in this final rule. Further, while
the revised date was properly included
in the final version of section I.B.44 of
Part A that was inserted into the CCR,
the EPA will also not take final action
on the revisions to section I.B.44 in this
final rule in order to prevent conflicting
dates of IBR between sections I.B.10 and
I.B.44. Once Colorado has submitted
revisions showing the revised date in
section I.B.10 of Part A as having been
formally inserted into the CCR, then the
EPA will propose to take action on the
revisions that update the dates of IBR in
both sections I.B.10 and I.B.44.
In this action, the revisions to
Regulation 3, Parts B and D are being
1 Approval and Promulgation of Implementation
Plans; Colorado; Revisions to Colorado Code of
Regulations; Regulation Number 3, 87 FR 66985
(November 7, 2022).
PO 00000
Frm 00050
Fmt 4700
Sfmt 4700
finalized as proposed in our November
7, 2022 proposal. In that rule, we
proposed to approve those revisions to
Regulation 3, Parts B and D because
they were prepared in accordance with
the requirements in section 110 of the
CAA.
The EPA held a 30-day comment
period on the proposed rulemaking
beginning on November 7, 2022 and
closing on December 7, 2022. We
received a comment on the proposal
from one commenter. Our comment
summary and response to the comment
is below.
II. Response to Comments
Comment: Commenter stated
generally that any grammatical errors in
Regulation 3, Part B should be corrected
for clarity and offered their support of
the digital availability of permit
application materials.
Response: We thank the commenter
and acknowledge their comments. We
are not aware of, nor did the commenter
specifically highlight, any grammatical
errors in the submitted revisions to
Regulation 3, Part B. Moreso, we are not
aware of any grammatical errors that
would change the meaning or substance
of the submitted revisions. Therefore,
the EPA is finalizing the proposed
revisions to Regulation 3, Part B as
proposed.
III. Final Action
We are approving revisions to
Regulation 3, Parts B, sections III.C,
III.C.1.e, III.C.4, and III.D.1 as submitted
by the State of Colorado on March 22,
2021. We are also approving revisions to
Regulation 3, Part D, sections
II.A.11.a(viii), IV, IV.A, IV.A.1, and
IV.A.7 submitted by the State of
Colorado on March 22, 2021. We are not
finalizing approval of revisions to
Regulation 3, Part A, sections I.B.10 and
I.B.44.b(i) in this action as explained in
section I of this preamble. The EPA
intends to address Regulation 3, Part A,
sections I.B.10 and I.B.44.b(i) in a future
and separate rulemaking action.
IV. Incorporation by Reference
In this document, the EPA is
finalizing regulatory text that includes
IBR. In accordance with requirements of
1 CFR 51.5, the EPA is finalizing the IBR
of Regulation 3, Parts B and D, which
include updated references to other
sections of the CCR and changes to
Regulation 3 to reflect digitalization of
public notice and comment procedures,
as set forth below in the amendments to
40 CFR part 52. The EPA has made, and
will continue to make, these materials
generally available through
www.regulations.gov and at the EPA
E:\FR\FM\27MRR1.SGM
27MRR1
Agencies
[Federal Register Volume 88, Number 58 (Monday, March 27, 2023)]
[Rules and Regulations]
[Pages 18052-18054]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-06289]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
Patent and Trademark Office
37 CFR Part 1
[Docket No.: PTO-P-2018-0031]
RIN 0651-AD31
Setting and Adjusting Patent Fees During Fiscal Year 2020
AGENCY: United States Patent and Trademark Office, Department of
Commerce.
ACTION: Final rule; delay of effective date and final rule.
-----------------------------------------------------------------------
SUMMARY: The United States Patent and Trademark Office (USPTO or
Office) published a final rule in the Federal Register on August 3,
2020, that includes a fee for patent applications that are not filed in
the DOCX format, except for design, plant, or provisional applications.
The effective date of this new fee was most recently delayed in a
[[Page 18053]]
final rule published in the Federal Register on December 29, 2022 and
was scheduled to become effective on April 3, 2023. Through this final
rule, the USPTO is delaying the effective date of this fee until June
30, 2023.
DATES: This final rule is effective June 30, 2023. As of March 27,
2023, the effective date of amendatory instruction 2.i. (affecting 37
CFR 1.16(u)), published at 85 FR 46932 on August 3, 2020, and delayed
at 86 FR 66192, November 22, 2021, and at 87 FR 80073, December 29,
2022, and as further amended at 88 FR 17147, March 22, 2023, is further
delayed until June 30, 2023. The change to 37 CFR 1.16(u) in amendatory
instruction 2.i., published at 85 FR 46932 on August 3, 2020, is
applicable only to nonprovisional utility applications filed under 35
U.S.C. 111 for an original patent on or after June 30, 2023.
FOR FURTHER INFORMATION CONTACT: Mark O. Polutta, Senior Legal Advisor,
Office of Patent Legal Administration, 571-272-7709; or Eugenia A.
Jones, Senior Legal Advisor, Office of Patent Legal Administration,
571-272-7727. You can also send inquiries by email to
[email protected].
SUPPLEMENTARY INFORMATION: On August 3, 2020, the USPTO published a
final rule in the Federal Register that included a new fee set forth in
Sec. 1.16(u) with an effective date of January 1, 2022. See Setting
and Adjusting Patent Fees in Fiscal Year 2020, 85 FR 46932. As
specified in Sec. 1.16(u), the fee is due for any application filed
under 35 U.S.C. 111 for an original patent--except design, plant, or
provisional applications--where the specification, claims, and/or
abstract do not conform to the USPTO requirements for submission in the
DOCX format. Therefore, the fee is due for nonprovisional utility
applications filed under 35 U.S.C. 111, including continuing
applications, that are not filed in the DOCX format.
The USPTO conducted two pilot programs for filing applications in
the DOCX format. The eMod Text Pilot Program was conducted between
August 2016 and September 2017. The USPTO then expanded the ability to
file patent applications in the DOCX format in EFS-Web to all users in
September 2017. In 2018, the USPTO launched the Patent Center and
conducted the Patent Center Text Pilot Program from June 2018 through
April 2020. All applicants have been able to file applications in the
DOCX format in the Patent Center since April 2020. Information about
the Patent Center is available at www.uspto.gov/PatentCenter. The USPTO
continues to hold many discussions and training sessions with
stakeholders to ensure a fair and reasonable transition to the DOCX
format.
The USPTO is delaying the effective date of the fee set forth in
Sec. 1.16(u) until June 30, 2023. The further delay will give
applicants more time to adjust to filing patent applications in the
DOCX format.
Applicants are strongly encouraged to begin filing patent
applications in the DOCX format before the new effective date of the
fee. Applicants are also reminded that they can file test submissions
through the Patent Center training mode to practice filing in DOCX.
Applicants who have not yet taken advantage of the DOCX training
sessions hosted by the USPTO are strongly encouraged to do so.
Information on filing application documents in DOCX and a link to the
DOCX training sessions are available at www.uspto.gov/patents/docx.
Rulemaking Requirements
A. Administrative Procedure Act: This final rule revises the
effective date of a final rule published on August 3, 2020 implementing
a non-DOCX filing surcharge fee, and is a rule of agency practice and
procedure pursuant to 5 U.S.C. 553(b)(A). See JEM Broad. Co. v. F.C.C.,
22 F.3d 32 (D.C. Cir. 1994) (``[T]he `critical feature' of the
procedural exception [in 5 U.S.C. 553(b)(A)] `is that it covers agency
actions that do not themselves alter the rights or interests of
parties, although [they] may alter the manner in which the parties
present themselves or their viewpoints to the agency.' '' (quoting
Batterton v. Marshall, 648 F.2d 694, 707 (D.C. Cir. 1980)); see also
Bachow Commc'ns Inc. v. F.C.C., 237 F.3d 683, 690 (D.C. Cir. 2001)
(rules governing an application process are procedural under the
Administrative Procedure Act); Inova Alexandria Hosp. v. Shalala, 244
F.3d 342, 350 (4th Cir. 2001) (rules for handling appeals were
procedural where they did not change the substantive standard for
reviewing claims). Prior notice and opportunity for public comment are
not required pursuant to 5 U.S.C. 553(b) or (c) (or any other law). See
Cooper Techs. Co. v. Dudas, 536 F.3d 1330, 1336-37 (Fed. Cir. 2008)
(stating that 5 U.S.C. 553, and thus 35 U.S.C. 2(b)(2)(B), do not
require notice and comment rulemaking for ``interpretative rules,
general statements of policy, or rules of agency organization,
procedure, or practice'' (quoting 5 U.S.C. 553(b)(A))).
Moreover, the Director of the USPTO, pursuant to authority at 5
U.S.C. 553(b)(B), finds good cause to adopt the change to the effective
date of Sec. 1.16(u) in this final rule without prior notice and an
opportunity for public comment, as such procedures would be
impracticable and contrary to the public interest. The change to the
effective date will provide the public an opportunity to more fully
comprehend the nature of, and prepare to comply with, the DOCX format
before the new fee is effective. Delay of this provision to provide
prior notice and comment procedures is also impracticable because it
would allow Sec. 1.16(u) to go into effect before the public is ready
for the DOCX format. The Director finds good cause under 5 U.S.C.
553(d)(3) to waive the 30-day delay in effectiveness of this rule.
Immediate implementation of the delay in effective date of the fee is
in the public interest because it will provide the public an
opportunity to more fully comprehend the nature of, and prepare to
comply with, the DOCX format before the new fee in Sec. 16(u) is
effective.
B. Regulatory Flexibility Act: As prior notice and an opportunity
for public comment are not required pursuant to 5 U.S.C. 553 or any
other law, neither a regulatory flexibility analysis nor a
certification under the Regulatory Flexibility Act (5 U.S.C. 601 et
seq.) is required. See 5 U.S.C. 603.
C. Executive Order 12866 (Regulatory Planning and Review): This
rulemaking has been determined to be not significant for purposes of
Executive Order 12866 (Sept. 30, 1993).
D. Paperwork Reduction Act: The Paperwork Reduction Act of 1995 (44
U.S.C. 3507(d)) requires that the USPTO consider the impact of
paperwork and other information collection burdens imposed on the
public. The USPTO has determined that there are no new requirements for
information collection associated with this final rule.
List of Subjects for 37 CFR Part 1
Administrative practice and procedure, Biologics, Courts, Freedom
of information, Inventions and patents, Reporting and recordkeeping
requirements, Small businesses.
For the reasons stated in the preamble, the Office amends 37 CFR
part 1 as follows:
PART 1--RULES OF PRACTICE IN PATENT CASES
0
1. The authority citation for 37 CFR part 1 continues to read as
follows:
Authority: 35 U.S.C. 2(b)(2), unless otherwise noted.
Sec. 1.16 [Amended]
0
2. In Sec. 1.16, amend paragraph (u) introductory text by removing
``April 3,
[[Page 18054]]
2023'' and adding ``June 30, 2023'' in its place.
Katherine K. Vidal,
Under Secretary of Commerce for Intellectual Property and Director of
the United States Patent and Trademark Office.
[FR Doc. 2023-06289 Filed 3-24-23; 8:45 am]
BILLING CODE 3510-16-P