American Society of Mechanical Engineers Code Cases and Update Frequency, 13717-13735 [2023-03742]
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13717
Proposed Rules
Federal Register
Vol. 88, No. 43
Monday, March 6, 2023
This section of the FEDERAL REGISTER
contains notices to the public of the proposed
issuance of rules and regulations. The
purpose of these notices is to give interested
persons an opportunity to participate in the
rule making prior to the adoption of the final
rules.
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 50
[NRC–2018–0291]
RIN 3150–AK23
American Society of Mechanical
Engineers Code Cases and Update
Frequency
Nuclear Regulatory
Commission.
ACTION: Proposed rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is proposing to
amend its regulations to incorporate by
reference proposed revisions of three
regulatory guides, which would approve
new, revised, and reaffirmed code cases
published by the American Society of
Mechanical Engineers. This proposed
action would allow nuclear power plant
licensees and applicants for
construction permits, operating licenses,
combined licenses, standard design
certifications, standard design
approvals, and manufacturing licenses
to use the code cases listed in these
draft regulatory guides as voluntary
alternatives to engineering standards for
the construction, inservice inspection,
and inservice testing of nuclear power
plant components. The NRC is
requesting comments on this proposed
rule and on the draft versions of the
three regulatory guides proposed to be
incorporated by reference. The NRC also
is making available a related draft
regulatory guide that lists code cases
that the NRC has not approved for use.
This draft regulatory guide will not be
incorporated by reference into the
NRC’s regulations. In addition, this
rulemaking proposes to extend the time
periods required for licensees to update
their codes of record.
DATES: Submit comments by May 5,
2023. Comments received after this date
will be considered if it is practical to do
so, but the NRC is able to ensure
consideration only for comments
received before this date.
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SUMMARY:
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You may submit comments
by any of the following methods (unless
this document describes a different
method for submitting comments on a
specific subject); however, the NRC
encourages electronic comment
submission through the Federal
rulemaking website:
• Federal rulemaking website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2018–0291. Address
questions about NRC dockets to Dawn
Forder; telephone: 301–415–3407;
email: Dawn.Forder@nrc.gov. For
technical questions contact the
individuals listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• Email comments to:
Rulemaking.Comments@nrc.gov. If you
do not receive an automatic email reply
confirming receipt, then contact us at
301–415–1677.
• Mail comments to: Secretary, U.S.
Nuclear Regulatory Commission,
Washington, DC 20555–0001, ATTN:
Rulemakings and Adjudications Staff.
For additional direction on obtaining
information and submitting comments,
see ‘‘Obtaining Information and
Submitting Comments’’ in the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT:
Dennis Andrukat, Office of Nuclear
Material and Safeguards, telephone:
301–415–3561, email:
Dennis.Andrukat@nrc.gov and Bruce
Lin, Office of Nuclear Regulatory
Research, telephone: 301–415–2446,
email: Bruce.Lin@nrc.gov. Both are staff
of the U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001.
Code) and the ASME Operation and
Maintenance (OM) of Nuclear Power
Plants, Division 1, OM Code: Section
IST (OM Code) currently incorporated
by reference into the NRC’s regulations.
This regulatory action also proposes
to revise the current NRC requirement
for nuclear power plant licensees to
update the codes of record for their
inservice testing (IST) and inservice
inspection (ISI) programs every 10
years, for licensees that are
implementing the 2020 Edition, or later
editions, of the ASME OM Code and the
2019 Edition, or later editions, of the
ASME BPV Code, Section XI, as
incorporated by reference in § 50.55a,
‘‘Codes and standards,’’ of title 10 of the
Code of Federal Regulations (10 CFR).
This proposed revision to the NRC’s
regulations follows Commission
direction in staff requirements
memorandum (SRM) SRM–SECY–21–
0029 (dated November 8, 2021) in
response to SECY–21–0029,
‘‘Rulemaking Plan on Revision of
Inservice Testing and Inservice
Inspection Program Update Frequencies
Required in 10 CFR 50.55a,’’ dated
March 15, 2021. This rule proposes
additional changes to § 50.55a to
promote clarity and consistency,
including adding definitions of
important terms and revising the
reference to the 10-year service period
in 10 CFR part 50, appendix J, ‘‘Primary
Reactor Containment Leakage Testing
for Water-Cooled Power Reactors.’’ This
rulemaking does not address all aspects
of SRM–SECY–21–0029. Specifically,
the NRC staff will consider options for
streamlining ASME Code Case
rulemakings in the future.
SUPPLEMENTARY INFORMATION:
The NRC proposes to incorporate by
reference into the NRC’s regulations the
following regulatory guides: RG 1.84,
‘‘Design, Fabrication, and Materials
Code Case Acceptability, ASME Section
III,’’ Revision 40 (Draft Regulatory Guide
(DG)–1405); RG 1.147, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1,’’ Revision
21 (DG–1406); and RG 1.192,
‘‘Operation and Maintenance [OM] Code
Case Acceptability, ASME OM Code,’’
Revision 5 (DG–1407). This proposed
action would allow nuclear power plant
licensees and applicants for
construction permits, operating licenses,
combined licenses, standard design
ADDRESSES:
Executive Summary
A. Need for the Regulatory Action
This regulatory action proposes to
incorporate by reference into the NRC’s
regulations the latest revisions of three
regulatory guides (RGs) (currently in
draft form for comment). The three draft
RGs identify new, revised, and
reaffirmed code cases published by the
American Society of Mechanical
Engineers (ASME) that the NRC has
determined are acceptable for use as
voluntary alternatives to compliance
with certain provisions of the ASME
Boiler and Pressure Vessel Code (BPV
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B. Major Provisions
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certifications, standard design
approvals, and manufacturing licenses
to use the code cases newly listed in
these revised RGs as voluntary
alternatives to ASME engineering
standards for the construction, inservice
inspections, and inservice testing of
nuclear power plant components. The
NRC also notes the availability of a
proposed version of RG 1.193, ‘‘ASME
Code Cases Not Approved for Use,’’
Revision 8 (DG–1408). This document
lists code cases that the NRC has not
approved for generic use and would not
be incorporated by reference into the
NRC’s regulations.
The NRC prepared a draft regulatory
analysis to determine the expected
quantitative costs and benefits of this
proposed rule, as well as qualitative
factors to be considered in the NRC’s
rulemaking decision. The analysis
concluded that this proposed rule
would result in net savings to the
industry and the NRC. As shown in
Table 1, the estimated total net benefit
relative to the regulatory baseline and
the quantitative benefits would
outweigh the costs by a range from
approximately $34.3 million (7-percent
net present value) to $40.5 million (3percent net present value).
TABLE 1—COST BENEFIT SUMMARY
Total averted costs
(costs)
Attribute
7% Net present
value
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Undiscounted
3% Net present
value
Industry Implementation ......................................................................................
Industry Operation ...............................................................................................
$0
36,710,000
$0
29,890,000
$0
35,110,000
Total Industry Costs .....................................................................................
NRC Implementation ...........................................................................................
NRC Operation ....................................................................................................
36,710,000
(510,000)
6,380,000
29,890,000
(430,000)
4,860,000
35,110,000
(480,000)
5,860,000
Total NRC Costs ..........................................................................................
Net .........................................................................................................
5,870,000
42,580,000
4,430,000
34,320,000
5,380,000
40,490,000
The draft regulatory analysis also
considered the following qualitative
considerations: (1) flexibility and
decreased uncertainty for licensees
when making modifications or
preparing to perform inservice
inspection or inservice testing; (while
continuing to ensure safety; (2)
consistency with the provisions of the
National Technology Transfer and
Advancement Act of 1995, which
encourages Federal regulatory agencies
to consider adopting voluntary
consensus standards as an alternative to
de novo agency development of
standards affecting an industry; (3)
consistency with the NRC’s policy of
evaluating the latest versions of
consensus standards in terms of their
suitability for endorsement by
regulations and regulatory guides; and
(4) consistency with the NRC’s goal to
harmonize with international standards
to improve regulatory efficiency for both
the NRC and international standards
groups.
The draft regulatory analysis
concludes that this proposed rule
should be adopted because it is justified
when integrating the cost-beneficial
quantitative results and the positive and
supporting nonquantitative
considerations in the decision. For more
information, please see the draft
regulatory analysis as indicated in
Section XVI, Availability of Documents,
of this document.
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Table of Contents
I. Obtaining Information and Submitting
Comments
A. Obtaining Information
B. Submitting Comments
II. Background
III. Discussion
A. Proposed Incorporation by Reference of
Three Regulatory Guides
B. Code Cases Proposed To Be Approved
for Unconditional Use
C. Code Cases Approved for Use With
Conditions
D. ASME Code Cases Not Approved for
Use (DG–1408/RG 1.193)
E. Proposed Revision to Code of Record
Update Requirements
IV. Specific Requests for Comments
V. Section-by-Section Analysis
VI. Regulatory Flexibility Certification
VII. Regulatory Analysis
VIII. Backfitting and Issue Finality
IX. Plain Writing
X. Environmental Assessment and Proposed
Finding of No Significant Environmental
Impact
XI. Paperwork Reduction Act Statement
XII. Voluntary Consensus Standards
XIII. Incorporation by Reference
XIV. Availability of Guidance
XV. Public Meeting
XVI. Availability of Documents
I. Obtaining Information and
Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC–2018–
0291 when contacting the NRC about
the availability of information for this
action. You may obtain publicly
available information related to this
action by any of the following methods:
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• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2018–0291.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publicly
available documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘Begin Web-based ADAMS Search.’’ For
problems with ADAMS, please contact
the NRC’s Public Document Room (PDR)
reference staff at 1–800–397–4209, 301–
415–4737, or by email to
PDR.Resource@nrc.gov. For the
convenience of the reader, instructions
about obtaining materials referenced in
this document are provided in the
‘‘Availability of Documents’’ section.
• NRC’s PDR: You may examine and
purchase copies of public documents,
by appointment, at the NRC’s PDR,
Room P1 B35, One White Flint North,
11555 Rockville Pike, Rockville,
Maryland 20852. To make an
appointment to visit the PDR, please
send an email to PDR.Resource@nrc.gov
or call 1–800–397–4209 or 301–415–
4737, between 8:00 a.m. and 4:00 p.m.
eastern time (ET), Monday through
Friday, except Federal holidays.
B. Submitting Comments
The NRC encourages electronic
comment submission through the
Federal rulemaking website (https://
www.regulations.gov). Please include
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Docket ID NRC–2018–0291 in your
comment submission.
The NRC cautions you not to include
identifying or contact information that
you do not want to be publicly
disclosed in your comment submission.
The NRC will post all comment
submissions at https://
www.regulations.gov as well as enter the
comment submissions into ADAMS.
The NRC does not routinely edit
comment submissions to remove
identifying or contact information.
If you are requesting or aggregating
comments from other persons for
submission to the NRC, then you should
inform those persons not to include
identifying or contact information that
they do not want to be publicly
disclosed in their comment submission.
Your request should state that the NRC
does not routinely edit comment
submissions to remove such information
before making the comment
submissions available to the public or
entering the comment into ADAMS.
II. Background
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A. Proposed Incorporation by Reference
of Three Regulatory Guides
The ASME develops and publishes
the ASME BPV Code, which contains
requirements for the design,
construction, and inservice inspection
of nuclear power plant components, and
the ASME OM Code,1 which contains
requirements for preservice and
inservice testing of nuclear power plant
components. In response to BPV and
OM Code user requests, the ASME
develops code cases that provide
voluntary alternatives to BPV and OM
Code requirements under special
circumstances.
The NRC approves the ASME BPV
and OM Codes in § 50.55a, ‘‘Codes and
standards,’’ through the process of
incorporation by reference. As such,
each provision of the ASME Codes
incorporated by reference into and
mandated by § 50.55a constitutes a
legally-binding NRC requirement
imposed by rule. As noted previously,
the ASME Code Cases, for the most part,
represent alternative approaches for
complying with provisions of the ASME
BPV and OM Codes. Accordingly, the
NRC periodically amends § 50.55a to
incorporate by reference the NRC’s RGs
listing approved ASME Code Cases that
1 The editions and addenda of the ASME Code for
Operation and Maintenance of Nuclear Power
Plants have had different titles from its initial
issuance and are referred to as the ‘‘OM Code’’
collectively in this rule.
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may be used as voluntary alternatives to
the BPV and OM Codes.2
This proposed rule is the latest in a
series of rules that incorporate by
reference new versions of several RGs
that identify new, revised, and
reaffirmed 3 ASME Code Cases that the
NRC unconditionally or conditionally
approves for use. In developing these
RGs, the NRC reviews the ASME BPV
and OM Code Cases, determines the
acceptability of each code case, and
publishes its findings in the RGs. The
RGs are revised periodically as new
code cases are published by the ASME.
The NRC incorporates by reference the
RGs listing acceptable and conditionally
acceptable ASME Code Cases into
§ 50.55a. The NRC published a final rule
dated March 3, 2022 (87 FR 11934), that
incorporated by reference into § 50.55a
the most recent versions of the RGs,
which are RG 1.84, ‘‘Design,
Fabrication, and Materials Code Case
Acceptability, ASME Section III,’’
Revision 39; RG 1.147, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1,’’ Revision
20; and RG 1.192, ‘‘Operation and
Maintenance Code Case Acceptability,
ASME OM Code,’’ Revision 4.
B. Proposed Revision to Code of Record
Update Requirements
The NRC staff provided SECY–21–
0029 to the Commission with a
proposed rulemaking plan for revising
the IST and ISI code of record update
requirements in § 50.55a. The
Commission issued SRM–SECY–21–
0029, directing the staff to proceed with
the proposed rulemaking plan. In
SECY–22–0075, ‘‘Staff RequirementsSECY–21–0029 Inservice Testing and
Inservice Inspection Program
Rulemakings Update,’’ dated August 10,
2022, the staff described deviations it
was taking from the original plan in
response to new information and
changed circumstances that affected the
implementation of SRM–SECY–21–
0029. These changes included
combining the two proposed
rulemakings (the ASME code case and
the IST and ISI code of record update
2 See Federal Register final rule, ‘‘Incorporation
by Reference of ASME BPV and OM Code Cases’’
(68 FR 40469; July 8, 2003).
3 Code cases are categorized by the ASME as one
of three types: new, revised, or reaffirmed. A new
code case provides for a new alternative to a
specific ASME Code provision or addresses a new
need. The ASME defines a revised code case to be
a revision (modification) to an existing code case to
address, for example, technological advancements
in examination techniques or to address NRC
conditions imposed in one of the RGs that have
been incorporated by reference into § 50.55a. The
ASME defines ‘‘reaffirmed’’ as an OM Code Case
that does not have any change to technical content
but includes editorial changes.
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13719
requirements). These changes also
included making conforming and
clarifying changes to address issues
encountered during the development of
this proposed rule. One such change
was the addition of a definition section
to the proposed rule (§ 50.55a(y)) where
‘‘code of record interval’’ (the period of
time between the code of record updates
required by § 50.55a(f)(4) and (g)(4) for
the IST and ISI programs, respectively)
was differentiated from both the ISI and
IST intervals (the ASME interval
described by the licensee’s code of
record).
In this proposed rule, along with
incorporating by reference three
regulatory guides on ASME Code Cases,
the NRC is providing a proposed
revision to § 50.55a for public comment
in accordance with the Commission’s
direction in SRM–SECY–21–0029. This
proposed rule would specify that
licensees are required to update their
IST and ISI codes of record every two
consecutive IST intervals or ISI
intervals, as defined in the proposed
rule, provided the licensee implements
the 2020 Edition, or later edition, of the
ASME OM Code and the 2019 Edition,
or later edition or addenda, of ASME
BPV Code, Section XI, as incorporated
by reference in § 50.55a, for their IST
and ISI programs, respectively. With
this revised requirement to update the
code of record, the NRC does not intend
that the code of record interval for an
IST or ISI program would exceed 25
years, even if ASME extends the IST
interval or the ISI interval beyond 12
years in the ASME OM Code or the
ASME BPV Code, respectively. The
proposed 25-year maximum code of
record interval would allow the same
code of record to be used for two
consecutive ISI or IST intervals, each up
to 12 years, plus the one-time 1-year
extension for IST and ISI programs as
specified in the ASME OM Code and
ASME BPV Code, respectively. If future
editions of the ASME OM Code or
ASME BPV Code or future code cases
extend the IST interval or ISI interval,
respectively, beyond 12 years, the NRC
would need to maintain the proposed
25-year maximum code of record
interval.
In draft Revision 5 to RG 1.192, the
NRC is proposing to conditionally
accept ASME OM Code Case OMN–31,
‘‘Alternative to Allow Extension of
ISTA–3120 Inservice Examination and
Test Intervals From 10 Years to 12
Years,’’ as a voluntary alternative to the
10-year interval specified in the ASME
OM Code for applicants and licensees
implementing the 2020 Edition of the
ASME OM Code or later editions as
incorporated by reference in § 50.55a. In
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draft Revision 21 to RG 1.147, the NRC
is proposing to conditionally accept
ASME Code Case N–921, ‘‘Alternative
12-yr Inspection Interval Duration,
Section XI, Division 1,’’ as a voluntary
alternative to the 10-year interval
specified in Section XI, IWA–2400 of
the ASME BPV Code for applicants and
licensees implementing the 2019
Edition of the ASME BPV Code or later
editions as incorporated by reference in
§ 50.55a.
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III. Discussion
A. Proposed Incorporation by Reference
of Three Regulatory Guides
This proposed rule would incorporate
by reference the latest revisions of the
NRC’s RGs that list the ASME BPV and
OM Code Cases that the NRC finds to be
acceptable, or acceptable with NRCspecified conditions (‘‘conditionally
acceptable’’). RG 1.84, Revision 40 (DG–
1405) would supersede the
incorporation by reference of Revision
39; RG 1.147, Revision 21 (DG–1406)
would supersede the incorporation by
reference of Revision 20; and RG 1.192,
Revision 5 (DG–1407) would supersede
the incorporation by reference of
Revision 4.
The ASME Code Cases that are the
subject of this proposed rule are the new
and revised Section III and Section XI
Code Cases as listed in Supplements 2
through 7 to the 2019 Edition of the
ASME BPV Code, Supplements 0
through 2 and selected Code Cases from
Supplement 3 to the 2021 Edition of the
ASME BPV Code, and the OM Code
Cases listed in the 2022 Edition of the
ASME OM Code. By letter dated
December 22, 2021, ASME requested
that the NRC consider including Code
Cases N–663–1, N–885–1, and N–921 in
this proposed rulemaking. In response,
the NRC included these three code cases
within the scope of this proposed rule.
The NRC is also proposing to include
OMN–31 within the scope of this
proposed rule to provide consistency
between the ISI and IST programs.
The ASME publishes code cases that
provide alternatives to existing code
requirements that the ASME developed
and approved. This proposed rule
would incorporate by reference the most
recent revisions of RGs 1.84, 1.147, and
1.192, which allow nuclear power plant
licensees, and applicants for combined
licenses, standard design certifications,
standard design approvals, and
manufacturing licenses under the
regulations that govern license
certifications, to use the code cases
listed in these RGs as suitable
alternatives to the ASME BPV and OM
Codes for the construction, inservice
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inspections, and inservice testing of
nuclear power plant components. The
ASME makes the issued OM Code Cases
available on the OM Code website and
provides an index listing the issued OM
Code Cases and their applicability in
each ASME OM Code edition. In
contrast, the ASME publishes BPV Code
Cases in a separate document and at a
different time than the ASME BPV Code
Editions. This proposed rule identifies
the BPV Code Cases by the edition of
the ASME BPV Code under which they
were published by the ASME and the
OM Code Cases by the most recent
edition of the ASME OM Code to which
they apply.
The following general guidance
applies to the use of the ASME Code
Cases approved in the latest versions of
the RGs that are incorporated by
reference into § 50.55a as part of this
proposed rule. Specifically, the use of
the Code Cases listed in the latest
versions of RGs 1.84, 1.147, and 1.192
are acceptable with the specified
conditions when implementing the
editions and addenda of the ASME BPV
and OM Codes incorporated by
reference in § 50.55a.
The approval of a code case in these
RGs constitutes acceptance of its
technical position for applications that
are not precluded by other
requirements. The applicant or licensee
is responsible for ensuring that use of
the code case does not conflict with
regulatory requirements or licensee
commitments. The code cases listed in
the RGs are acceptable for use within
the limits specified in the code cases. If
the RG states an NRC condition on the
use of a code case, then the NRC
condition supplements and does not
supersede any condition(s) specified in
the code case, unless otherwise stated in
the NRC condition.
The ASME Code Cases may be revised
for many reasons (e.g., to incorporate
operational examination and testing
experience and to update material
requirements based on research results).
On occasion, an inaccuracy in an
equation is discovered or an
examination, as practiced, is found not
to be adequate to detect a newly
discovered degradation mechanism.
Therefore, when an applicant or a
licensee initially implements a code
case, § 50.55a requires that the applicant
or the licensee implement the most
recent version of that code case, as
listed in the RGs incorporated by
reference. Code cases superseded by
revision are no longer acceptable for
new applications unless otherwise
indicated.
Section III of the ASME BPV Code
applies to new construction (e.g., the
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edition and addenda to be used in the
construction of a plant are selected
based on the date of the construction
permit and are not changed thereafter,
except voluntarily by the applicant or
the licensee). Section III may also be
used for repair and replacement
activities under the provisions of
Section XI of the ASME BPV Code.
Whether used for construction or later
repair or replacement, when a code case
is first implemented by a licensee, the
applicant implements the latest edition
incorporated by reference into § 50.55a.
Thereafter, the applicant or licensee
may continue to apply the previous
version of the code case or may apply
the later version of the code case,
including any NRC-specified conditions
placed on its use, as an update to its
code of record for the component.
Licensees that were using a code case
prior to the effective date of its revision
may continue to use the previous
version until the next update to the code
of record for the ISI or IST program, as
applicable. This relieves licensees of the
burden of having to update their ISI or
IST program each time a code case is
revised by the ASME and approved for
use by the NRC. Code cases apply to
specific editions and addenda, and code
cases may be revised if they are no
longer accurate or adequate, so licensees
choosing to continue using a code case
into a later code of record interval (e.g.,
after updating the edition and addenda)
for the ISI or IST program must
implement the latest version
incorporated by reference into § 50.55a
and listed in the RGs.
The ASME may annul code cases that
are no longer required, are determined
to be inaccurate or inadequate, or have
been incorporated into the BPV or OM
Codes. A code case may be revised, for
example, to incorporate user experience.
The older or superseded version of the
code case cannot be applied by the
licensee or applicant for a first use of
that code case. If an applicant or a
licensee applied a code case before it
was listed as superseded or annulled,
the applicant or the licensee may
continue to use the code case until the
applicant or the licensee updates its
construction code of record (in the case
of an applicant, updates its application)
or until the licensee’s code of record
interval for the ISI or IST program
expires, after which the continued use
of the code case is prohibited unless
NRC authorization is given under
§ 50.55a(z). If a code case is
incorporated by reference into § 50.55a
and later a revised version is issued by
the ASME because experience has
shown that the design analysis,
construction method, examination
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method, or testing method is
inadequate, the NRC will amend
§ 50.55a and the relevant RG to remove
the approval of the superseded code
case. Applicants and licensees should
not begin to implement such superseded
code cases in advance of the
rulemaking. This proposed rulemaking
includes minor editorial changes to
§ 50.55a(a) to align with the Office of the
Federal Register’s guidance on the
incorporation by reference.
B. Code Cases Proposed To Be
Approved for Unconditional Use
The code cases discussed in Table I
are new, revised, or reaffirmed code
13721
cases in which the NRC is not proposing
any conditions. The table identifies the
draft regulatory guide listing the
applicable code case that the NRC
proposes to approve for use.
TABLE I—ACCEPTABLE CODE CASES
Boiler and Pressure Vessel Code Section III
(addressed in DG–1405, Table 1)
Code case No.
Published with
supplement
Title
N–351–1 ................
3 (2021 Edition) ............
N–893 ....................
4 (2019 Edition) ............
N–900 ....................
3 (2019 Edition) ............
N–901 ....................
4 (2019 Edition) ............
N–902 ....................
N–904 ....................
N–905 ....................
5 (2019 Edition) ............
6 (2019 Edition) ............
6 (2019 Edition) ............
N–908 ....................
7 (2019 Edition) ............
N–910 ....................
7 (2019 Edition) ............
N–919 ....................
2 (2021 Edition) ............
N–920 ....................
2 (2021 Edition) ............
Use of Standard Subsize Charpy V-Notch Impact Specimens, Section III, Division 1; Section III,
Division 2; Section III, Division 3.
Use of Alloy Steel Bar and Mechanical Tubing in Class 2 and 3 Patented Mechanical Joints and
Fittings, Section III, Division 1.
Alternative Rules for Level D Service Limits of Class 1, 2, and 3 Piping Systems, Section III, Division 1.
Use of ASME SA–494 Grade M35–1 for Line Valve Bodies and Bonnets, and Bodies, Bonnets,
and Yokes of Pressure Relief Valves for Class 2 and 3 Construction, Section III, Division 1.
Thickness and Gradient Factors for Piping Fatigue Analyses, Section III, Division 1.
Alternative Rules for Simplified Elastic–Plastic Analysis, Section III, Division 1.
Alternate Design Fatigue Curves to Those Given in For Section III Appendices, Mandatory Appendix I, Figures I–9.1 and I–9.1M, Section III, Division 1.
Use of Ferritic/Austenitic Wrought WPS32750/CRS32750 Fittings of Seamless or Welded Construction Conforming to SA–815, Class 3, Section III, Division 1.
Use of 25Cr-7Ni-4Mo-N (Alloy UNS S32750 Austenitic/Ferritic Duplex Stainless Steel) Forgings,
Plate, and Welded and Seamless Pipe and Tubing Conforming to SA–182, SA–240, SA–789,
or SA–790, Section III, Division 1.
Alternative Fatigue Evaluation Method to Consider Environmental Effects on Class 1 Components Section III, Division 1.
Alternative Fatigue Design Curves for Ferritic Steels With Ultimate Tensile Strengths (UTS) ≤80
ksi (552 MPa) and Austenitic Steels, Section III, Division 1.
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Boiler and Pressure Vessel Code Section XI
(addressed in DG–1406, Table 1)
Code case No.
Published with
supplement
Title
N–561–4 ................
0 (2021 Edition) ............
N–562–4 ................
0 (2021 Edition) ............
N–597–5 ................
N–638–11 ..............
0 (2021 Edition) ............
2 (2019 Edition) ............
N–661–5 ................
0 (2021 Edition) ............
N–663–1 ................
N–733–1 ................
3 (2021 Edition) ............
6 (2019 Edition) ............
N–780–1 ................
1 (2021 Edition) ............
N–786–4 ................
0 (2021 Edition) ............
N–789–5 ................
1 (2021 Edition) ............
N–809–1 ................
0 (2021 Edition) ............
N–853–1 ................
0 (2021 Edition) ............
N–860 ....................
6 (2019 Edition) ............
N–865–2 ................
0 (2021 Edition) ............
Alternative Requirements for Wall Thickness Restoration of Class 2 and High Energy Class 3
Carbon Steel Piping, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 3 Moderate Energy Carbon
Steel Piping, Section XI, Division 1.
Evaluation of Pipe Wall Thinning, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature Machine GTAW Temper Bead
Technique, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 2 and 3 Carbon Steel Piping
for Raw Water Service Section XI, Division 1.
Alternative Requirements for Classes 1 and 2 Surface Examinations, Section XI, Division 1.
Mitigation of Flaws in NPS 3 (DN 80) and Smaller Nozzles and Nozzle Partial Penetration
Welds in Vessels and Piping by Use of a Mechanical Connection Modification, Section XI, Division 1.
Alternative Requirements for Upgrade, Substitution, or Reconfiguration of Examination Equipment When Using Appendix VIII Qualified Ultrasonic Examination Systems, Section XI, Division 1.
Alternative Requirements for Sleeve Reinforcement of Class 2 and 3 Moderate Energy Carbon
Steel Piping, Section XI, Division 1.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Moderate Energy Carbon
Steel Piping for Raw Water Service, Section XI, Division 1.
Reference Fatigue Crack Growth Rate Curves for Austenitic Stainless Steels in Pressurized Reactor Water Environments, Section XI, Division 1.
PWR Class 1 Primary Piping Alloy 600 Full Penetration Branch Connection Weld Metal Buildup
for Material Susceptible to Primary Water Stress Corrosion Cracking, Section XI, Division 1.
Inspection Requirements and Evaluation Standards for Spent Nuclear Fuel Storage and Transportation Containment Systems, Section XI, Division 1; Section XI, Division 2.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Atmospheric Storage Tanks,
Section XI, Division 1.
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TABLE I—ACCEPTABLE CODE CASES—Continued
N–877–1 ................
5 (2019 Edition) ............
N–882–1 ................
0 (2021 Edition) ............
N–885–1 ................
3 (2021 Edition) ............
N–888 ....................
5 (2019 Edition) ............
N–896 ....................
2 (2019 Edition) ............
N–911 ....................
N–912 ....................
0 (2021 Edition) ............
0 (2021 Edition) ............
N–913 ....................
0 (2021 Edition) ............
N–917 ....................
2 (2021 Edition) ............
Alternative Characterization Rules for Multiple Subsurface Radially Oriented Planar Flaws, Section XI, Division 1.
Alternative Requirements for Attaching Nonstructural Electrical Connections to Class 2 and 3
Components, Section XI, Division 1.
Alternative Requirements for Table IWB–2500–1, Examination Category B–N–1, Interior of Reactor Vessel, Category B–N–2, Welded Core Support Structures and Interior Attachments to
Reactor Vessels, Category BN–3, Removable Core Support Structures, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature SMAW or Machine GTAW
Temper Bead Technique, Section XI, Division 1.
Reference Crack Growth Rate Curves for Stress Corrosion Cracking of Low Alloy Steels in Boiling Water Reactor Environments, Section XI, Division 1.
Purchase, Exchange, or Transfer of Material Between Nuclear Owners, Section XI, Division 1.
Alternative Requirements for Qualification of Material Suppliers and Acceptance of Materials,
Section XI, Division 1.
Alternative Examination Requirements for Class 1 Pressure-Retaining Welds in Control Rod
Drive Housings, Section XI, Division 1.
Fatigue Crack Growth Rate Curves for Ferritic Steels in Boiling Water Reactor (BWR) Environments, Section XI, Division 1.
Operation and Maintenance Code
(addressed in DG–1407, Table 1)
Code case
Most recent code
edition 4
Title
OMN–28 ................
2022 Edition .................
OMN–29 ................
OMN–30 ................
2022 Edition .................
2022 Edition .................
Alternative Valve Position Verification Approach to Satisfy ISTC–3700 for Valves Not Susceptible to Stem-Disk Separation.
Pump Condition Monitoring Program.
Alternative Valve Position Verification Approach to Satisfy ISTC–3700.
C. Code Cases Approved for Use With
Conditions
The NRC has determined that certain
code cases, as issued by the ASME, are
generally acceptable for use, but that the
alternative requirements specified in
those code cases must be supplemented
in order to provide an acceptable level
of quality and safety. Accordingly, the
NRC proposes to impose conditions on
the use of these code cases to modify,
limit or clarify their requirements. The
conditions would specify, for each
applicable code case, the additional
activities that must be performed, the
limits on the activities specified in the
code case, and/or the supplemental
information needed to provide clarity.
These ASME Code Cases, listed in Table
II, are included in Table 2 of DG–1405
(RG 1.84), DG–1406 (RG 1.147), and
DG–1407 (RG 1.192). This section
provides the NRC’s evaluation of the
code cases and the reasons for the NRC’s
proposed conditions. Notations indicate
the conditions duplicated from previous
versions of the RG.
The NRC requests public comment on
these code cases and the proposed
conditions. It also should be noted that
this section only addresses those code
cases for which the NRC proposes to
impose condition(s), which are listed in
the RG for the first time.
TABLE II—CONDITIONALLY ACCEPTABLE CODE CASES
Boiler and Pressure Vessel Code Section III
(addressed in DG–1405, Table 2)
Code case No.
Published with
supplement
Title
N–71–21 ................
0 (2021 Edition) ............
N–570–3 ................
0 (2021 Edition) ............
Additional Materials for Subsection NF, Class 1, 2, 3, and MC Supports Fabricated by Welding,
Section III, Division 1.
Alternative Rules for Linear Piping and Linear Standard Supports for Classes 1, 2, 3, and MC,
Section III, Division 1.
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Boiler and Pressure Vessel Code Section XI
(addressed in DG–1406, Table 2)
Code case No.
Published with
supplement
Title
N–711–2 ................
6 (2019 Edition) ............
N–716–3 ................
N–754–2 ................
5 (2019 Edition) ............
0 (2021 Edition) ............
Alternative Examination Coverage Requirements for Examination Category B F, B J, C–F–1, C–
F–2, and R–A Piping Welds, Section XI, Division 1.
Alternative Classification and Examination Requirements, Section XI, Division 1.
Optimized Structural Dissimilar Metal Weld Overlay for Mitigation of PWR Class 1 Items, Section XI, Division 1.
4 Each code case or ASME Applicability Index
List indicates the ASME OM Code editions and
addenda to which the code case applies, except
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where a condition is specified in § 50.55a or RG
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This table indicates the latest OM Code edition at
the time of this rulemaking.
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13723
TABLE II—CONDITIONALLY ACCEPTABLE CODE CASES—Continued
N–766–4 ................
0 (2021 Edition) ............
N–847–1 ................
0 (2021 Edition) ............
N–880–1 ................
0 (2021 Edition) ............
N–899 ....................
3 (2019 Edition) ............
N–906 ....................
7 (2019 Edition) ............
N–921 ....................
3 (2021 Edition) ............
Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation of PWR Full Penetration Circumferential Nickel Alloy Dissimilar Metal Welds in Class 1 Items, Section XI, Division 1.
Partial Excavation and Deposition of Weld Metal for Mitigation of Class 1 Items, Section XI, Division 1.
Alternative to Procurement Requirements of IWA–4143 for Nonstandard Welded Fittings, Section XI, Division 1.
Weld Residual Stress Distributions for Piping and Vessel Nozzle Butt Welds Fabricated With
UNS N06082, UNS W86182, UNS N06052, or UNS W86152 Weld Filler Material, Section XI,
Division 1.
Flaw Evaluation Procedure for Cast Austenitic Stainless Steel Piping and Adjacent Fittings, Section XI, Division 1.
Alternative 12-yr Inspection Interval Duration, Section XI, Division 1.
Operation and Maintenance Code
(addressed in DG–1407, Table 2)
Code case No. ......
Most recent OM code
edition 5
Title
OMN–31 ................
2022 Edition .................
Alternative to Allow Extension of ISTA–3120 Inservice Examination and Test Intervals From 10
Years to 12 Years.
ASME BPV Code, Section III Code Cases
(DG–1405/RG 1.84)
Code Case N–71–21 [Supplement 0,
2021 Edition]
Type: Revised
Title: Additional Materials for
Subsection NF, Class 1, 2, 3, and MC
Supports Fabricated by Welding,
Section III, Division 1
The proposed conditions on Code
Case N–71–21 are the same as the
conditions on N–71–20 that were
approved by the NRC in Revision 39 of
RG 1.84. When the ASME revised N–71,
the code case was not modified in a way
that would make it possible for the NRC
to remove the conditions. Therefore, the
conditions would be retained in
Revision 40 of RG 1.84.
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Code Case N–570–3 [Supplement 0,
2021 Edition]
Type: Revised
Title: Alternative Rules for Linear
Piping and Linear Standard Supports
for Classes 1, 2, 3, and MC, Section III,
Division 1
Code Case N–570–3 would update
references made to ANSI/AISC N690–
1994 and ANSI/AISC N690–1994
(R2004) Supplement 2 with ANSI/AISC
N690–18. A difference between ANSI/
AISC N690–18 and ANSI/AISC N690–
1994 (R2004) is that ANSI/AISC N690–
18 allows the use of the Load and
Resistance Factor Design (LRFD)
5 Each code case or ASME Applicability Index
List indicates the ASME OM Code editions and
addenda to which the code case applies, except
where a condition is specified in § 50.55a or RG
1.192 related to technical content or applicability.
This table indicates the latest OM Code edition at
the time of this rulemaking. Conditions specified
for other OM Code Cases listed in Table 2 of RG
1.192 have not changed in this rulemaking other
than updating to the latest OM Code edition.
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method or the Allowable Strength
Design (ASD) method, versus the
allowable stress design method or
plastic design method contained in the
ANSI/AISC N690–1994 (R2004) edition.
Code Case N–570–2 explicitly stated in
paragraph 3.11 that the plastic design
method in Part 2 of ANSI/AISC N690–
1994 (R2004) shall not be used. It is the
NRC’s understanding that the
alternative requirements of code case N–
570–3 for design are also intended to be
limited to the design for strength using
the ASD method of ANSI/AISC N690–
18, which is similar to the allowable
stress design method used in N–570–2;
however, the code case does not include
such explicit qualifiers regarding the
use of ANSI/AISC N690–18. The
alternative requirements for design in
Code Case N–570–3 would be limited to
the design for strength using the ASD
method of ANSI/AISC N690–18. To
provide clarity, the NRC is proposing a
condition: ‘‘This Code Case shall not be
used with the Load and Resistance
Factor Design method of ANSI/AISC
N690–18.’’
ASME BPV Code, Section XI Code Cases
(DG–1406/RG 1.147)
Code Case N–711–2 [Supplement 6,
2019 Edition]
Type: Revised
Title: Alternative Examination Coverage
Requirements for Examination
Category B F, B J, C–F–1, C–F–2, and
R–A Piping Welds, Section XI,
Division 1
The condition on Code Case N–711–
2 would be identical to the condition on
N–711–1 that was approved by the NRC
in Revision 20 of RG 1.147. When the
ASME revised N–711, the code case was
not modified in a way that would make
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it possible for the NRC to remove the
condition. Therefore, the condition
would be retained in Revision 21 of RG
1.147.
Code Case N–716–3 [Supplement 5,
2019 Edition]
Type: Revised
Title: Alternative Classification and
Examination Requirements, Section
XI, Division 1
Code Case N–716 provides rules for
alternative classification and
examination requirements for piping
welds and components. Revision 3 to
Code Case N–716 would remove the
provision for plants issued an operating
license after January 1, 2012, to submit
the application of this Code Case for
regulatory approval. The NRC is
cognizant of the committee’s desire to
eliminate the provision for newly
constructed plants to submit first time
applications of N–716 to the NRC. It was
the Committee’s intention to make this
Code Case more generally applicable
internationally. However, the NRC is of
the opinion that the new designs may
introduce additional variables, which in
the absence of substantial operating
experience with these new plants, may
introduce uncertainty on the
applicability of this Code Case to the
new plants. Hence, the NRC has
determined there is a need to review the
initial proposals for new plants. The
review would confirm the absence of
new degradation mechanisms, evaluate
with available operating experience, as
well as the risk-related information for
the new plants prior to the initial
application of the Code Case to new
plants. Therefore, the NRC is proposing
a condition that this Code Case is not
approved for use by plants issued an
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operating license or combined license
after January 1, 2012. However, plants
issued an operating license or combined
license after January 1, 2012, may
submit an alternative to use this Code
Case in accordance with § 50.55a(z) for
review and approval prior to
implementation.
Code Case N–754–2 [Supplement 0,
2021 Edition]
Type: Revised
Title: Optimized Structural Dissimilar
Metal Weld Overlay for Mitigation of
PWR Class 1 Items, Section XI,
Division 1
The NRC is proposing to revise the
conditions on N–754–1 to remove
reference to the NRC’s safety evaluation
for the topical report ‘‘Materials
Reliability Program (MRP): Technical
Basis for Preemptive Weld Overlays for
Alloy 82/182 Butt Welds in PWRs’’
(MRP–169) and to clarify the
examination requirements.
The first condition deals with the use
of this Code Case on a pipe that
implements NRC-approved leak-beforebreak (LBB) methodology. The
application of the LBB concept to a pipe
is that if a flaw is developed in a pipe
with certain favorable material
properties, the pipe will most likely leak
first before it fails catastrophically. The
existing leakage detection system in the
nuclear plant will detect the leakage and
alert the operator. The operator has
sufficient time to shut down the plant
safely to perform corrective actions. The
NRC has approved LBB for certain Class
1 reactor coolant system piping in
pressurized water reactor plants based
on the plant-specific and piping-specific
LBB analysis, which shows that the
probability of the piping rupture is
extremely low under conditions
consistent with the design basis for the
piping as required in General Design
Criterion 4 of 10 CFR part 50, appendix
A. The LBB methodology and analysis,
including specific safety margins, are
reviewed and approved via the license
amendment process. The LBB
implementation is documented in the
plant final safety analysis report. When
an optimized weld overlay is installed
onto pipes that are approved for LBB,
the licensee must verify that the safety
margins specified in the original LBB
analysis are still satisfied.
The second condition states that the
preservice and inservice examinations
of the overlaid pipe using this Code
Case must be performed in accordance
with § 50.55a(g)(6)(ii)(F). Paragraph 3(c)
of N–754–2 states that—
In lieu of all other Preservice and
Inservice inspection requirements, the
examination requirements in
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accordance with N–770–2 (or later in
accordance with [Paragraph] 5) shall be
met. Alternately, the requirements of
[subparagraphs] (1) through (3) below
may be used to modify the provisions of
N–770–2 (or later in accordance with
[Paragraph] 5).
As stated, if the inspection of the
overlaid pipe performed in accordance
with N–770–2 cannot be met or
performed, alternatives of Paragraphs
3(c)(1), 3(c)(2) and 3(c)(3) of N–754–2
could be used. The NRC identified the
following issues regarding the statement
in Paragraph 3(c):
• Paragraphs 3(c)(2) and 3(c)(3) of N–
754–2 are related to the design and
analysis, not the inspection of the
overlaid pipe. Therefore, it is not clear
how these two paragraphs can be used
to modify the inspection provisions of
N–770–5.
• The inspection provisions of
Paragraph 3(c)(1) are allowed to be
different from the provisions of Note 14,
Preservice Inspection for Optimized
Weld Overlays, and Note 18, Inservice
Inspection of Optimized Weld Overlays,
of Table 1 of N–770. The NRC notes that
10 CFR 50.55a(g)(6)(ii)(F) mandates the
use of N–770, as conditioned, for the
examination requirements for optimized
weld overlays in dissimilar metal butt
welds. Therefore, for regulatory clarity
regarding preservice and inservice
inspection requirements, the proposed
condition is provided.
• Section 50.55a(g)(6)(ii)(F) mandates
the implementation of N–770–5, rather
than N–770–2
• Therefore, the NRC finds that this
condition is needed to clarify the
examination requirements in Paragraph
3 of N–754–2 and to ensure that N–770–
5 is implemented as required by
§ 50.55a(g)(6)(ii)(F).
Code Case N–766–4 [Supplement 0,
2021 Edition]
Type: Revised
Title: Nickel Alloy Reactor Coolant Inlay
and Onlay for Mitigation of PWR Full
Penetration Circumferential Nickel
Alloy Dissimilar Metal Welds in Class
1 Items, Section XI, Division 1
The proposed conditions on Code
Case N–766–4 are identical to the
conditions on N–766–3 that were
approved by the NRC in the previous
revision of RG 1.147. When the ASME
revised N–766, the code case was not
modified in a way that would make it
possible for the NRC to remove the
conditions. Therefore, the conditions
would be retained in Revision 21 of RG
1.147.
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Code Case N–847–1 [Supplement 0,
2021 Edition]
Type: Revised
Title: Partial Excavation and Deposition
of Weld Metal for Mitigation of Class
1 Items, Section XI, Division 1
The proposed conditions on Code
Case N–847–1 are identical to the
conditions on N–847 that were
approved by the NRC in the previous
revision of RG 1.147. When the ASME
revised N–847, the code case was not
modified in a way that would make it
possible for the NRC to remove the
conditions. Therefore, the conditions
would be retained in Revision 21 of RG
1.147.
Code Case N–880–1 [Supplement 0,
2021 Edition]
Type: Revised
Title: Alternative to Procurement
Requirements of IWA–4143 for
Nonstandard Welded Fittings, Section
XI, Division 1
Code Case N–880–1 removes the size
limitation in the Case by eliminating the
NPS 2 size limit. The NRC does not
agree with removing the small size
limitation (NPS 2 and under). The NRC
is proposing to continue to limit the
scope of the code case to NPS 2 (DN 50)
or smaller fittings because there is
insufficient technical basis to expand
the application to items larger than NPS
2 (DN 50). The only justification
provided for this change was that it is
an arbitrary limitation. However, the
limitation to NPS 2 (DN 50) and under
was based on the capacity of the reactor
coolant makeup system being able to
safely shutdown the plant if these
fittings fail, and therefore, is not an
arbitrary limitation.
Without a condition, approval of the
code case would allow the use of these
non-standard or specialized fittings in
any Class 1, 2 and 3 systems, including
the reactor coolant makeup system.
Thus, the failure of these fittings, which
lack operating experience to
demonstrate their reliability, could also
affect the reactor coolant makeup
system’s ability to provide sufficient
makeup capacity. Therefore, the NRC is
proposing a new condition to limit the
use of Code Case N–880–1 to NPS 2 (DN
50) or smaller fittings.
Conditions 2 and 3 are identical to the
conditions on N–880 that were
approved by the NRC in previous
revision of RG 1.147. When the ASME
revised N–880, the code case was not
modified in a way that would make it
possible for the NRC to remove the
conditions. Therefore, the conditions
would be retained in Revision 21 of RG
1.147.
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Code Case N–899 [Supplement 3, 2019
Edition]
Type: New
Title: Weld Residual Stress Distributions
for Piping and Vessel Nozzle Butt
Welds Fabricated With UNS N06082,
UNS W86182, UNS N06052, or UNS
W86152 Weld Filler Material, Section
XI, Division 1
Code Case N–899 provides an
alternative method for calculating the
values of weld residual stress as a
function of distance through the wall
thickness for dissimilar metal butt
welds in the reactor coolant pressure
boundary. The NRC notes that Code
Case N–899 may be used in conjunction
with methodologies similar to those in
Section XI, nonmandatory Appendix A,
Article A–3000 to calculate the crack tip
stress intensity factor, KI, for inside
surface connected flaws in piping or
vessel nozzle butt welds fabricated with
UNS N06082, UNS W86182, UNS
N06052, or UNS W86152 weld filler
material.
In many cases, plants do not have
information on the actual repairs
performed to Alloy 82/182 butt welds.
However, operating experience and
records indicate that repairs were
common, including some welds being
repaired multiple times. Weld repairs
generally cause the weld residual stress
to become more severe. Given the
uncertainty in whether a weld repair
exists or not, the NRC staff has generally
found that it is appropriate to assume
that a repair is present for the purposes
of flaw evaluation. Therefore, consistent
with the established NRC position for
the weld residual stress distribution
analysis for the subject welds of this
code case, the inside surface repair
residual stress distributions of Code
Case N–899 are acceptable for use
provided all known and documented
repairs are bounded by the 50-percent
through wall repair assumed in the case.
Based on this discussion, the NRC is
proposing the condition that only the
standard weld residual stress
distributions with repairs included,
Paragraphs –2331 and –2332, would be
approved for use and only if they bound
all known or documented repairs
previously performed on the subject
weld.
Similarly, the NRC also notes that
when Paragraph –3000, Calculation of
Residual Stress Using Finite Element
Analysis, is applied as an option to use
finite element analysis to calculate weld
residual stress distributions, the weld
residual stress analysis should
incorporate a minimum of a 50 percent
through-wall inside surface connected
weld repair as part of the analysis. This
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is consistent with the NRC position on
repairs and weld residual stress
calculations stated in this discussion. If
documentation of a repair is found or a
previous repair is known, the weld
residual stress analysis must be
evaluated to determine if it is bounded
by the 50-percent repair by modeling or
flaw evaluation. The more conservative
of either 50-percent repair assumption
or the combination of all known
previous repairs should be used in the
development of the weld residual stress
distribution. Therefore, the NRC is
proposing a condition: when developing
a plant-specific weld residual stress
distribution, the finite element analysis
calculation of the weld residual stress
distribution must use the more
bounding of either an assumed previous
inside surface repair of 50 percent
through-wall or the combination of all
known or documented previous repairs.
Code Case N–906 [Supplement 7, 2019
Edition]
Type: New
Title: Flaw Evaluation Procedure for
Cast Austenitic Stainless Steel Piping
and Adjacent Fittings, Section XI,
Division 1
Code Case N–906 provides flaw
evaluation procedure for cast austenitic
stainless steel piping and fittings
adjacent to girth welds as alternatives to
the methods in Nonmandatory
Appendix C, C–4210 and C–6330.
Paragraph 1(b) of Code Case N–906
states that the provisions of this Case
shall be applied to operating
temperatures of 500 °F to 625 °F (260 °C
to 330 °C). The paragraph also states
that, if a thermal transient below this
range of temperatures occurs at the flaw
location, the appropriate toughness, Ji,
at the minimum transient temperature
shall be used along with the applied
stresses at that minimum transient
temperature. Accordingly, if a transient
occurs below the specified temperature
range, the code case requires that the
flaw evaluation use the fracture
toughness and applied stresses at the
minimum transient temperature.
However, the limiting fracture
toughness and relevant applied stress
for the flaw under the transient may not
be those at the minimum transient
temperature. For example, Figure 32 of
NUREG/CR–4513, Revision 2,
‘‘Estimation of Fracture Toughness of
Cast Stainless Steels during Thermal
Aging in LWR Systems,’’ shows that the
fracture toughness of a cast austenitic
stainless steel material at room
temperature may be higher than that at
an elevated temperature. Therefore, the
NRC is proposing a condition to delete
the reference to the minimum transient
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temperature that is associated with the
appropriate fracture toughness and
applied stresses for the flaw evaluation.
The condition also clarifies that the flaw
evaluation must use the fracture
toughness and applied stresses that are
limiting for the flaw.
Code Case N–921 [Supplement 3, 2021
Edition]
Type: New
Title: Alternative 12-Year Inspection
Interval Duration, Section XI, Division
1
Code Case N–921 increases the
inservice inspection interval defined in
Section XI, IWA–2400 from 10 years to
12 years. Section XI, IWA–2400 requires
that licensees have an inservice
inspection program that includes, for
example, inspection plans, inservice
inspection interval dates, and
identification of code cases to be
applied during the interval. While IWA–
2400 requires that plants specify the
edition or addenda of Section XI that
will be applied during the interval,
Section XI does not prescribe what
constitutes an appropriate edition or
addenda. In fact, IWA–2410 states that
edition or addenda is ‘‘as required by
the regulatory authority having
jurisdiction at the plant site.’’ The
regulation at § 50.55a(g)(4)(ii) provides
the regulatory basis for licensees
determining which edition or addenda
to apply to inservice inspection
programs for a successive interval. This
regulation assumes a 10-year inservice
inspection interval.
A licensee applying this code case is,
therefore, required by § 50.55a(4)(g)(ii)
to update the code of record every 10
years. The inservice inspection interval
and the code of record update interval
should be synchronized to promote
order and predictability in licensee
inservice inspection programs. As part
of this rulemaking, the NRC also is
updating § 50.55a to allow flexibility in
how often the code of record is updated,
provided that licensees update to the
2019 Edition of Section XI. The NRC,
therefore, proposes to condition Code
Case N–921 to require updating to the
2019 Edition of Section XI. This
condition would ensure that the desired
order and predictability in licensee
inservice inspection programs is
maintained.
ASME Operation and Maintenance Code
Cases (DG–1407/RG 1.192)
Code Case OMN–31 [2022 Edition]
Type: New
Title: Alternative to Allow Extension of
ISTA–3120 Inservice Examination
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and Test Intervals From 10 Years to
12 Years
For the same reasons explained for
Section XI Code Case N–921, the NRC
is restricting the use of OMN–31 to
licensees implementing the ASME OM
Code, 2020 Edition. As indicated in DG–
1407/RG 1.192, this OM Code Case may
be applied by licensees implementing
the ASME OM Code, 2020 Edition
through the latest edition of the ASME
OM Code incorporated by reference in
§ 50.55a, contrary to the ASME OM
Code Case Applicability Index, dated
July 1, 2022.
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Other OM Code Cases in Table 2 of
Proposed Revision 5 to RG 1.192
No changes were made to the OM
Code Cases listed in Table 2 of the
proposed Revision 5 to RG 1.192 (with
the exception of new Code Case OMN–
31, discussed previously) from the
versions that were listed in OM Code
Cases listed in Table 2 of Revision 4 to
RG 1.192. Therefore, the conditions on
the OM Code Cases listed in Table 2 of
the proposed Revision 5 to RG 1.192
(with the exception of new Code Case
OMN–31) are identical to the conditions
on those OM Code Cases that were
approved by the NRC in Revision 4 of
RG 1.192. The OM Code Cases listed in
Table 2 of the proposed Revision 5 to
RG 1.192 were re-affirmed by the ASME
for the 2022 Edition of the OM Code
with no change to those OM Code Cases.
Therefore, the conditions on the OM
Code Cases in Table 2 are retained in
proposed Revision 5 of RG 1.192.
D. ASME Code Cases Not Approved for
Use (DG–1408/RG 1.193)
The ASME Code Cases that are
currently issued by the ASME but not
approved for generic use by the NRC are
listed in RG 1.193, ‘‘ASME Code Cases
not Approved for Use.’’ In addition to
the ASME Code Cases that the NRC has
found to be technically or
programmatically unacceptable, RG
1.193 includes code cases on reactor
designs for high-temperature gas-cooled
reactors and liquid metal reactors,
reactor designs not currently licensed by
the NRC, and certain requirements in
Section III, Division 2, for submerged
spent fuel waste casks, that are not
endorsed by the NRC. Regulatory Guide
1.193 complements RGs 1.84, 1.147, and
1.192. It should be noted that the NRC
is not proposing to adopt any of the
code cases listed in RG 1.193.
E. Proposed Revision to Code of Record
Update Requirements
Nuclear power plant licensees
maintain their IST and ISI programs,
respectively, in accordance with the
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requirements of the ASME OM Code
and ASME BPV Code, Section XI, as
incorporated by reference in § 50.55a.
The initial concept of a 10-year ISI
interval first appeared in the 1970
Edition of the ASME BPV Code, Section
XI, in paragraph IS–240. This 10-year
interval (referred to as the ISI interval)
is only related to ASME ISI
requirements. There is a corresponding
10-year IST interval for the OM Code
requirements.
Later, in a final rule published in
February 1976 (41 FR 6256), the NRC
revised § 50.55a to require IST code of
record updates every 20 months and ISI
code of record updates every 40 months.
This requirement was (and still is)
independent from the ISI and IST
intervals defined by the respective
codes. In the early years of the
development of ISI and IST
programmatic requirements, the NRC
requirement to update the codes of
record was not synchronized with the
ASME concept of an IST or ISI interval.
In January 1979 (44 FR 3719), the NRC
proposed changes to § 50.55a to extend
the 20- and 40-month update intervals
to 120 months (10 years), in order to
promote consistency with the 10-year
interval in the ASME codes. The
corresponding final rule was published
in October 1979 (44 FR 57912).
Paragraph IWA–2420 of the 1989
Edition and later of ASME BPV Code,
Section XI, requires that nuclear plant
owners prepare inspection plans and
schedules for each ISI interval. These
plans should include a listing of all
code cases to be applied during the ISI
interval and alternatives authorized
under § 50.55a(z). The proposed
revision to § 50.55a in this rulemaking
does not alter those requirements. In
defining the inspection program,
Paragraph IWA–2410 of ASME BPV
Code, Section XI, states, ‘‘The Code
Edition and Addenda for preservice
inspection and for initial and successive
inservice inspection intervals shall be as
required by the regulatory authority
having jurisdiction at the plant site.’’
Therefore, while ASME BPV Code,
Section XI, requires plant owners to
declare which edition of Section XI will
be applied during each ISI interval, the
code does not specify what constitutes
an appropriate edition of Section XI.
Similarly, paragraph ISTA–3110,
‘‘Test and Examination Plans,’’ in the
2020 Edition of the ASME OM Code
requires that nuclear plant owners
prepare test plans for the preservice test
period, initial IST intervals, and
subsequent IST intervals. These plans
should include a listing of all code cases
to be applied during the IST interval,
relief granted under § 50.55a(f), and
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alternatives authorized under
§ 50.55a(z). Paragraph ISTA–3110
requires in subparagraph (a) that each
IST plan shall include ‘‘the edition and
addenda of this Section that apply to the
required tests and examinations.’’
Therefore, while the ASME OM Code
requires nuclear power plant owners to
declare which edition and addenda of
the OM Code will be applied during
each IST interval, the OM Code does not
specify what constitutes an appropriate
edition and addenda of the OM Code.
Thus, neither the ASME BPV Code,
Section XI, nor the OM Code specify
which edition to use. Rather, the NRC’s
regulations in § 50.55a determine the
appropriate edition and addenda of the
ASME BPV Code, Section XI, or the OM
Code to be applied in each ISI or IST
interval respectively. The changes
proposed to these code of record
requirements in this rulemaking are
focused on that aspect alone.
The NRC does not intend the
proposed extension of the update
interval to affect the orderly
implementation of IST and ISI
programs. Therefore, the proposed rule
is designed to synchronize the
requirements of ASME Codes and
§ 50.55a as much as possible. For
licensees with codes of record prior to
ASME BPV Code, Section XI, 2019
Edition, and OM Code, 2020 Edition, as
incorporated by reference in § 50.55a,
the proposed rule specifies that the code
of record interval for the ISI and IST
programs shall be the same as the ISI
interval or IST interval. This is
consistent with the current
requirements. For licensees with codes
of record of ASME BPV Code, Section
XI, 2019 Edition, or later editions and
addenda, and ASME OM Code, 2020
Edition, or later editions, as
incorporated by reference in § 50.55a,
the proposed rule specifies that the code
of record interval for the ISI and IST
programs shall be updated every two
consecutive ISI intervals or IST
intervals, respectively.
With this revised requirement to
update the code of record, the NRC does
not intend that the code of record
interval for an IST or ISI program will
exceed 25 years, even if ASME extends
the IST interval or the ISI interval
beyond 12 years in the ASME OM Code
or the ASME BPV Code, respectively.
The 25-year maximum code of record
interval allows the same code of record
to be used for two consecutive ISI or IST
intervals, each up to 12 years, plus the
one-time, 1-year extension for IST and
ISI programs as specified in the ASME
OM Code and ASME BPV Code,
respectively. The Commission has not
approved extending the code of record
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intervals beyond the 25-year maximum
proposed in this rulemaking. If future
editions of the ASME OM Code or
ASME BPV Code or future code cases
extend the IST interval or ISI interval,
respectively, beyond 12 years, the NRC
would need to maintain the proposed
25-year maximum code of record
interval.
The concept of a 120-month interval
is referenced repeatedly in § 50.55a.
However, the current language is not
consistent or well-defined. As such, the
NRC proposes to clarify the language by
introducing certain definitions in
§ 50.55a(y). The proposed definitions
include code of record, code of record
interval, inservice examination and test
interval, inservice inspection program,
inservice testing program, and
inspection interval. The NRC also
proposes to update the language
throughout § 50.55a to be consistent
with the proposed definitions.
With respect to relief from impractical
IST requirements as requested in
accordance with § 50.55a(f)(5)(iv), the
NRC proposes that the duration of the
granted relief be changed from the ‘‘120month interval of operation’’ to the
standardized definitions of the Inservice
Examination and Test Interval. At the
end of the Inservice Examination and
Test Interval, the licensee would
reassess whether the IST requirement
continues to be impractical and submit
an updated relief request as necessary.
The NRC is proposing similar revisions
for the ISI requirements in
§ 50.55a(g)(5)(iii) and (iv).
With respect to alternative requests in
accordance with § 50.55a(z), the NRC
will address the duration of each new
authorized alternative in the safety
evaluation describing its review of the
request consistent with the current
procedures for evaluating alternative
requests. Existing NRC-approved
alternatives were approved based on the
IST or ISI interval. The proposed
rulemaking language regarding the code
of record interval does not extend the
approval timeframe for these existing
alternatives. Licensees seeking to extend
the timeframe of approved alternatives
therefore would need to submit an
alternative request per § 50.55a(z) to
continue using previously granted
alternatives in a subsequent IST or ISI
interval in the same code of record
update interval. Licensees may request
future alternatives based upon the code
of record interval.
In addition, the NRC proposes to
update references to the 10-year service
period in appendix J to 10 CFR part 50
to be consistent with the definitions in
the proposed § 50.55a(y), in which the
NRC proposes to allow the ISI period to
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be extended to 12 years. The current
rules for Type A tests under Option A
(prescriptive requirements) explicitly
reference the 10-year service period
required in § 50.55a for inservice
inspections. Consistent with the NRC’s
stated goal of maintaining consistency
across all NRC rules regarding ISI and
IST programs, the NRC is proposing
revisions to appendix J to 10 CFR part
50 to directly reference the interval
defined in a revised 10 CFR 50.55a, to
accommodate a 12-year ISI interval. For
the reasons stated in SECY–22–0075,
the NRC proposes to make this revision
without changing the intent or basis for
the Type A test requirement in
appendix J to 10 CFR part 50.
Licensees are currently required to
submit various documents, such as IST
plans and schedules or Section XI flaw
evaluations, to the NRC each IST or ISI
interval. The language proposed in this
rulemaking regarding the code of record
intervals does not alter those submittal
requirements in any way. Therefore,
licensees should carefully distinguish
requirements that apply to the code of
record interval from those that apply to
the IST or ISI interval. For example,
§ 50.55a(f)(7) requires IST plans to be
submitted within 90 days of their
implementation for the applicable 120month IST program interval. This
proposed rule would revise the terms
used in paragraph (f)(7) for consistency
with the new definitions, but submittal
of IST plans would still be required
within 90 days of their implementation
for the applicable IST interval.
V. Section-by-Section Analysis
IV. Specific Requests for Comments
Paragraph (b)(5)(ii)
The NRC is seeking advice and
recommendations from the public on
the proposed rule. We are particularly
interested in comments and supporting
rationale from the public on the
following:
• The NRC proposes to add
§ 50.55a(y) to include definitions of
certain terms that may be important for
delineating requirements related to IST
and ISI programs. Are the proposed
definitions appropriate for their
intended purpose? Should the NRC
consider defining other terms related to
IST and ISI? Please provide the basis for
your response.
• The NRC proposes to revise
§ 50.55a(b)(5)(ii) and (iii) to relate those
requirements regarding superseded and
annulled code cases to the code of
record interval, as defined in § 50.55a(y)
of the proposed rule. Should the NRC
instead consider relating those
requirements to the ISI and IST interval?
Please provide the basis for your
response.
This proposed rule would amend
paragraph (b)(5)(ii) by replacing the text
‘‘120-month interval’’ with the text
‘‘code of record interval’’ and ‘‘120month ISI program intervals’’ with the
text ‘‘code of record intervals.’’
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The following paragraphs in § 50.55a
would be revised as follows:
Paragraph (a)
This proposed rule would revise the
introductory text to paragraph (a) by
removing ‘‘standards’’ and adding in its
place ‘‘materials’’ or ‘‘all approved
materials’’, as applicable, thereby
aligning with the latest guidance on
incorporation by reference.
Paragraph (a)(3)(i)
This proposed rule would revise the
reference to ‘‘NRC Regulatory Guide
1.84, Revision 39,’’ by removing
‘‘Revision 39’’ and adding in its place
‘‘Revision 40’’ and changing the month
and year for the document’s revision
date.
Paragraph (a)(3)(ii)
This proposed rule would revise the
reference to ‘‘NRC Regulatory Guide
1.147, Revision 20’’ by removing
‘‘Revision 20’’ and adding in its place
‘‘Revision 21’’ and changing the month
and year for the document’s revision
date.
Paragraph (a)(3)(iii)
This proposed rule would revise the
reference to ‘‘NRC Regulatory Guide
1.192, Revision 4’’ by removing
‘‘Revision 4’’ and adding in its place
‘‘Revision 5’’ and changing the month
and year for the document’s revision
date.
Paragraph (b)(5)(iii)
This proposed rule would amend
paragraph (b)(5)(iii) by replacing the text
‘‘120-month interval’’ with the text
‘‘code of record interval.’’
Paragraph (b)(6)(ii)
This proposed rule would amend
paragraph (b)(6)(ii) by replacing the text
‘‘120-month interval’’ with the text
‘‘code of record interval’’ and ‘‘120month ISI program’’ with the text ‘‘code
of record.’’
Paragraph (b)(6)(iii)
This proposed rule would amend
paragraph (b)(6)(iii) by replacing the text
‘‘120-month interval’’ with the text
‘‘code of record interval.’’
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Paragraph (f)(4)(i)
This proposed rule would revise the
heading and text of paragraph (f)(4)(i) to
replace the text ‘‘120-month’’ with the
text ‘‘code of record.’’ This proposed
rule also would insert the text ‘‘no more
than’’ to clarify that licensees may
consider ASME OM Code editions
incorporated by reference less than 18
months before the date of issuance of
the operating license or before the date
of initial fuel load.
Paragraph (f)(4)(ii)
This proposed rule would revise the
heading and text of paragraph (f)(4)(ii)
to replace the text ‘‘120-month’’ with
the text ‘‘code of record.’’ This proposed
rule also would insert the text ‘‘no more
than’’ to clarify that licensees may
consider ASME OM Code editions
incorporated by reference less than 18
months before the start of the code of
record interval.
Paragraph (f)(5)(iv)
This proposed rule would amend
paragraph (f)(5)(iv) by replacing the text
‘‘120-month interval of operation’’ with
the text ‘‘inservice examination and test
interval.’’
Paragraph (f)(7)
This proposed rule would amend
paragraph (f)(7) by replacing the text
‘‘120-month IST Program interval’’ with
the text ‘‘inservice examination and test
interval.’’
Paragraph (g)(4) Introductory Text
This proposed rule would amend
paragraph (g)(4) introductory text by
inserting the text ‘‘BPV’’ into the text
‘‘ASME Code Class 1, Class 2, and Class
3’’ to clarify the language.
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Paragraph (g)(4)(i)
This proposed rule would revise
paragraph (g)(4)(i) to replace the text
‘‘120-month inspection’’ and ‘‘120month ISI’’ with the text ‘‘code of
record’’; insert the text ‘‘BPV’’ into the
text ‘‘ASME Code Class 1, Class 2, and
Class 3’’ to clarify the language; and
insert the text ‘‘no more than’’ to clarify
that licensees may use ASME BPV Code,
Section XI, editions incorporated by
reference less than 18 months before the
start of the code of record interval.
Paragraph (g)(4)(ii)
This proposed rule would revise
paragraph (g)(4)(ii) to replace the text
‘‘120-month,’’ ‘‘120-month inspection,’’
and ‘‘120-month ISI’’ with ‘‘code of
record’’; insert the text ‘‘BPV’’ into the
text ‘‘ASME Code Class 1, Class 2, and
Class 3’’ to clarify the language; insert
the text ‘‘no more than’’ to clarify that
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licensees may use ASME BPV Code,
Section XI, editions incorporated by
reference less than 18 months before the
start of the code of record interval;
remove outdated language; and delete
the term ‘‘inservice’’ to ensure
consistency with the definitions in the
proposed § 50.55a(y).
Paragraph (g)(5)(i)
This proposed rule would amend the
heading for paragraph (g)(5)(i) by
replacing the text ‘‘ISI Code editions
and addenda’’ with the text ‘‘code of
record.’’
Paragraph (g)(5)(ii)
This proposed rule would amend
paragraph (g)(5)(ii) by replacing the text
‘‘period’’ with the text ‘‘code of record
interval.’’
Paragraph (g)(5)(iii)
This proposed rule would amend
paragraph (g)(5)(iii) by removing the text
‘‘120-month.’’ This proposed rule also
would delete the term ‘‘inservice’’ to
ensure consistency with the definitions
in the proposed § 50.55a(y).
Paragraph (g)(5)(iv)
This proposed rule would amend
paragraph (g)(5)(iv) by removing the text
‘‘120-month.’’
Paragraph (y)
This proposed rule would add
paragraph (y) to provide definitions of
important terms used in § 50.55a: Code
of record, Code of record interval,
Inservice examination and test interval,
Inservice inspection program, Inservice
examination and testing program, and
Inspection interval.
Appendix J to 10 CFR Part 50
This proposed rule would revise
paragraph D.1.(a) in section III of option
A to replace the text ‘‘10-year service
period’’ with the text ‘‘inservice
inspection interval, as defined in 10
CFR 50.55a(y),’’ and replace the text
‘‘10-year plant’’ with the text ‘‘final
plant’’. This proposed rule also would
remove footnote 2 and redesignate
footnote 3 as footnote 2.
VI. Regulatory Flexibility Certification
As required by the Regulatory
Flexibility Act of 1980, 5 U.S.C. 605(b),
the Commission certifies that this rule,
if adopted, will not have a significant
economic impact on a substantial
number of small entities. This proposed
rule affects only the licensing and
operation of nuclear power plants. The
companies that own these plants do not
fall within the scope of the definition of
‘‘small entities’’ set forth in the
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Regulatory Flexibility Act or the size
standards established by the NRC
(§ 2.810).
VII. Regulatory Analysis
The NRC has prepared a draft
regulatory analysis for this proposed
regulation. The analysis examines the
costs and benefits of the alternatives
considered by the NRC. The NRC
requests public comment on the draft
regulatory analysis. The regulatory
analysis is available as indicated in the
‘‘Availability of Documents’’ section of
this document. Comments on the draft
regulatory analysis may be submitted to
the NRC as indicated under the
ADDRESSES caption of this document.
VIII. Backfitting and Issue Finality
The provisions in this proposed rule
would allow licensees and applicants to
voluntarily apply NRC-approved code
cases, sometimes with NRC-specified
conditions. The approved code cases are
listed in three RGs that are proposed to
be incorporated by reference into
§ 50.55a. An applicant’s or a licensee’s
voluntary application of an approved
code case does not constitute
backfitting, because there is no
imposition of a new requirement or new
position.
Similarly, voluntary application of an
approved code case by a 10 CFR part 52
applicant or licensee does not represent
NRC imposition of a requirement or
action, and therefore is not inconsistent
with any issue finality provision in 10
CFR part 52. For these reasons, the NRC
finds that this proposed rule does not
involve any provisions requiring the
preparation of a backfit analysis or
documentation demonstrating that one
or more of the issue finality criteria in
10 CFR part 52 are met.
Other circumstances where the NRC
does not apply the Backfit Rule to the
approval and requirement to use later
code editions and addenda are as
follows:
1. When the NRC takes exception to
a later ASME BPV Code or OM Code
provision but merely retains the current
existing requirement, prohibits the use
of the later code provision, limits the
use of the later code provision, or
supplements the provisions in a later
code, the Backfit Rule does not apply
because the NRC is not imposing new
requirements. However, the NRC
explains any such exceptions to the
code in the preamble to and regulatory
analysis for the rule.
2. When an NRC exception relaxes an
existing ASME BPV Code or OM Code
provision but does not prohibit a
licensee from using the existing code
provision, the Backfit Rule does not
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apply because the NRC is not imposing
new requirements.
3. Modifications and limitations
imposed during previous routine
updates of § 50.55a have established a
precedent for determining which
modifications or limitations are backfits,
or require a backfit analysis (e.g., final
rule dated September 10, 2008 (73 FR
52731), and a correction dated October
2, 2008 (73 FR 57235)). The application
of the backfit requirements to
modifications and limitations in the
current rule are consistent with the
application of backfit requirements to
modifications and limitations in
previous rules.
The incorporation by reference and
adoption of a requirement mandating
the use of a later ASME BPV Code or
OM Code may constitute backfitting in
some circumstances. In these cases, the
NRC would perform a backfit analysis or
prepare documented evaluation in
accordance with § 50.109. These include
the following:
1. When the NRC endorses a later
provision of the ASME BPV Code or OM
Code that takes a substantially different
direction from the existing
requirements, the action is treated as a
backfit (e.g., 61 FR 41303; August 8,
1996).
2. When the NRC requires
implementation of a later ASME BPV
Code or OM Code provision on an
expedited basis, the action is treated as
a backfit. This applies when
implementation is required sooner than
it would be required if the NRC simply
endorsed the Code without any
expedited language (e.g., 64 FR 51370;
September 22, 1999).
3. When the NRC takes an exception
to an ASME BPV Code or OM Code
provision and imposes a requirement
that is substantially different from the
existing requirement as well as
substantially different from the later
Code (e.g., 67 FR 60529; September 26,
2002).
ISI/IST Update Backfitting
Considerations: Section XI of the ASME
BPV Code and the ASME OM Code
Proposed revisions to the code of
record intervals of Section XI of the
ASME BPV Code and the ASME OM
Code are related to the ISI and IST
programs of operating reactors.
However, the Backfit Rule generally
does not apply to incorporation by
reference of later editions and addenda
of the ASME BPV Code (Section XI) and
OM Code. As previously mentioned, the
NRC’s longstanding regulatory practice
has been to incorporate later versions of
the ASME Codes into § 50.55a. Under
the current § 50.55a, licensees must
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revise their ISI and IST programs every
120 months to the latest edition and
addenda of Section XI of the ASME BPV
Code and the ASME OM Code
incorporated by reference into § 50.55a
18 months before the start of a new 120month ISI and IST interval. Thus, when
the NRC approves and requires the use
of a later version of the Code for ISI and
IST, it is implementing this
longstanding regulatory practice and
requirement. The NRC is proposing to
revise the requirement to update to the
latest edition and addenda before the
start of every other ISI and IST interval.
This proposed revision would be a
voluntary relaxation, and thus not a
backfit, because licensees will continue
to have the option to voluntarily update
before the start of each ISI or IST
interval under §§ 50.55a(f)(4)(iv) or
(g)(4)(iv).
Conclusion
The NRC finds that the proposed
incorporation by reference into § 50.55a
of the three RGs containing the latest
NRC-approved code cases and the
proposed revision of § 50.55a to the
identified ISI/IST interval conditions,
does not constitute backfitting or
represent an inconsistency with any
issue finality provisions in 10 CFR part
52.
IX. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise, and
well-organized manner. The NRC has
written this document to be consistent
with the Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31885).
The NRC requests comment on this
document with respect to the clarity and
effectiveness of the language used.
X. Environmental Assessment and
Proposed Finding of No Significant
Environmental Impact
The Commission has determined
under the National Environmental
Policy Act of 1969, as amended, and the
Commission’s regulations in subpart A
of 10 CFR part 51, that this rule, if
adopted, would not be a major Federal
action significantly affecting the quality
of the human environment, an
environmental impact statement is not
required.
The determination of this
environmental assessment is that there
will be no significant effect on the
quality of the human environment from
this action. Public stakeholders should
note, however, that comments on any
aspect of this environmental assessment
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13729
may be submitted to the NRC as
indicated under the ADDRESSES caption.
As voluntary alternatives to the ASME
Code, NRC-approved code cases provide
an equivalent level of safety. The IST
and ISI code of record update frequency
is changing the update frequency of a
program. Therefore, the probability or
consequences of accidents is not
changed. There also are no significant,
non-radiological impacts associated
with this action because no changes
would be made affecting
nonradiological plant effluents and
because no changes would be made in
activities that would adversely affect the
environment. The determination of this
environmental assessment is that there
would be no significant offsite impact to
the public from this action.
XI. Paperwork Reduction Act
This proposed rule contains new or
amended collections of information
subject to the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.). This
proposed rule has been submitted to the
Office of Management and Budget for
review and approval of the information
collection(s).
Type of submission, new or revision:
Revision.
The title of the information collection:
Domestic Licensing of Production and
Utilization Facilities: Updates to
Incorporation by Reference and
Regulatory Guides.
The form number if applicable: Not
applicable.
How often the collection is required or
requested: On occasion.
Who will be required or asked to
respond: Operating power reactor
licensees and applicants for power
reactors under construction.
An estimate of the number of annual
responses: 1.32 (0.66 reporting and 0.66
recordkeeping).
The estimated number of annual
respondents: 0.66.
An estimate of the total number of
hours needed annually to comply with
the information collection requirement
or request: 158.6.
Abstract: This proposed rule is the
latest in a series of rulemakings that
incorporate by reference the latest
versions of several RGs identifying new
and revised unconditionally or
conditionally acceptable ASME Code
Cases that are approved for use.
The U.S. Nuclear Regulatory
Commission is seeking public comment
on the potential impact of the
information collection(s) contained in
this proposed rule and on the following
issues:
1. Is the proposed information
collection necessary for the proper
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performance of the functions of the
NRC, including whether the information
will have practical utility?
2. Is the estimate of the burden of the
proposed information collection
accurate?
3. Is there a way to enhance the
quality, utility, and clarity of the
information to be collected?
4. How can the burden of the
proposed information collection on
respondents be minimized, including
the use of automated collection
techniques or other forms of information
technology?
A copy of the Office of Management
and Budget (OMB) clearance package is
available in ADAMS under Accession
No. ML22243A007 or can obtained free
of charge by contacting the NRC’s Public
Document reference staff at 1–800–397–
4209, 301–415–4737, or by email to
pdr.resources@nrc.gov. You may obtain
information and comment submissions
related to the OMB clearance package by
searching on https://
www.regulations.gov under Docket ID
NRC–2018–0291.
You may submit comments on any
aspect of these proposed information
collections, including suggestions for
reducing the burden and on the above
issues, by the following methods:
• Federal rulemaking website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2018–0291.
• Mail comments to: FOIA, Library,
and Information Collections Branch,
Office of the Chief Information Officer,
Mail Stop: T–6 A10M, U.S. Nuclear
Regulatory Commission, Washington,
DC 20555–0001 or to the OMB reviewer
at: OMB Office of Information and
Regulatory Affairs (3150–0011), Attn:
Desk Officer for the Nuclear Regulatory
Commission, 725 17th Street NW,
Washington, DC 20503; email: oira_
submission@omb.eop.gov.
Submit comments by April 5, 2023.
Comments received after this date will
be considered if it is practical to do so,
but the NRC is able to ensure
consideration only for comments
received on or before this date.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a collection of information unless the
document requesting or requiring the
collection displays a currently valid
OMB control number.
XII. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995, Public
Law 104–113, requires that Federal
agencies use technical standards that are
developed or adopted by voluntary
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consensus standards bodies unless
using such a standard is inconsistent
with applicable law or is otherwise
impractical. In this proposed rule, the
NRC is continuing to use the ASME BPV
and OM Code Cases, which are ASMEapproved voluntary alternatives to
compliance with various provisions of
the ASME BPV and OM Codes. The
NRC’s approval of the ASME Code
Cases is accomplished by amending the
NRC’s regulations to incorporate by
reference the latest revisions of the
following, which are the subject of this
rulemaking, into § 50.55a: RG 1.84,
Revision 40; RG 1.147, Revision 21; and
RG 1.192, Revision 5. The RGs list the
ASME Code Cases that the NRC has
approved for use. The ASME Code
Cases are national consensus standards
as defined in the National Technology
Transfer and Advancement Act of 1995
and OMB Circular A–119. The ASME
Code Cases constitute voluntary
consensus standards, in which all
interested parties (including the NRC
and licensees of nuclear power plants)
participate. The NRC invites comment
on the applicability and use of other
standards.
XIII. Incorporation by Reference
The NRC proposes to incorporate by
reference three NRC RGs that list new
and revised the ASME Code Cases that
the NRC has approved as voluntary
alternatives to certain provisions of
NRC-required editions and addenda of
the ASME BPV Code and the ASME OM
Code. The draft regulatory guides, DG–
1405, DG–1406, and DG–1407, will
correspond to final RG 1.84, Revision
40; RG 1.147, Revision 21; and RG
1.192, Revision 5, respectively.
• RG 1.84, ‘‘Design, Fabrication, and
Materials Code Case Acceptability,
ASME Section III,’’ Revision 40 (Draft
Regulatory Guide (DG)–1405), would
allow nuclear power plant licensees and
applicants for construction permits,
operating licenses, combined licenses,
standard design certifications, standard
design approvals, and manufacturing
licenses to use the code cases newly
listed in this revised RG as voluntary
alternatives to ASME engineering
standards for the construction of nuclear
power plant components.
• RG 1.147, ‘‘Inservice Inspection
Code Case Acceptability, ASME Section
XI, Division 1,’’ Revision 21 (DG–1406),
would allow nuclear power plant
licensees and applicants for
construction permits, operating licenses,
combined licenses, standard design
certifications, standard design
approvals, and manufacturing licenses
to use the code cases newly listed in
this revised RG as voluntary alternatives
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to ASME engineering standards for the
inservice inspection of nuclear power
plant components.
• RG 1.192, ‘‘Operation and
Maintenance [OM] Code Case
Acceptability, ASME OM Code,’’
Revision 5 (DG–1407), action would
allow nuclear power plant licensees and
applicants for construction permits,
operating licenses, combined licenses,
standard design certifications, standard
design approvals, and manufacturing
licenses to use the code cases newly
listed in this revised RG as voluntary
alternatives to ASME engineering
standards for the inservice examination
and testing of nuclear power plant
components.
The NRC is required by law to obtain
approval for incorporation by reference
from the Office of the Federal Register
(OFR). The OFR’s requirements for
incorporation by reference are set forth
in 1 CFR part 51. On November 7, 2014,
the OFR adopted changes to its
regulations governing incorporation by
reference (79 FR 66267). The OFR
regulations require an agency to include
in a proposed rule a discussion of the
ways that the materials the agency
proposes to incorporate by reference are
reasonably available to interested
parties or how it worked to make those
materials reasonably available to
interested parties. The discussion in this
section complies with the requirement
for proposed rules as set forth in 1 CFR
51.5(a)(1).
The NRC considers ‘‘interested
parties’’ to include all potential NRC
stakeholders, not only the individuals
and entities regulated or otherwise
subject to the NRC’s regulatory
oversight. These NRC stakeholders are
not a homogenous group, so the
considerations for determining
‘‘reasonable availability’’ vary by class
of interested parties. The NRC identified
six classes of interested parties with
regard to the material to be incorporated
by reference in an NRC rule:
• Individuals and small entities
regulated or otherwise subject to the
NRC’s regulatory oversight. This class
includes applicants and potential
applicants for licenses and other NRC
regulatory approvals, and who are
subject to the material to be
incorporated by reference. In this
context, ‘‘small entities’’ has the same
meaning as set out in § 2.810.
• Large entities otherwise subject to
the NRC’s regulatory oversight. This
class includes applicants and potential
applicants for licenses and other NRC
regulatory approvals, and who are
subject to the material to be
incorporated by reference. In this
context, a ‘‘large entity’’ is one that does
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not qualify as a ‘‘small entity’’ under
§ 2.810.
• Non-governmental organizations
with institutional interests in the
matters regulated by the NRC.
• Other Federal agencies, States, local
governmental bodies (within the
meaning of § 2.315(c)).
• Federally recognized and Staterecognized Indian tribes.
• Members of the general public (i.e.,
individual, unaffiliated members of the
public who are not regulated or
otherwise subject to the NRC’s
regulatory oversight) who need access to
the materials that the NRC proposes to
incorporate by reference in order to
participate in the rulemaking.
The three draft RGs that the NRC
proposes to incorporate by reference in
this proposed rule are available without
cost and can be read online or
downloaded online. The draft RGs can
be viewed, by appointment, at the NRC
Technical Library, which is located at
Two White Flint North, 11545 Rockville
Pike, Rockville, Maryland 20852;
telephone: 301–415–7000; email:
Library.Resource@nrc.gov.
Because the three draft regulatory
guides, and eventually, the final
regulatory guides, are available in
various forms at no cost, the NRC
determines that the three draft
regulatory guides, DG–1405, DG–1406,
and DG–1407, and final RG 1.84,
Revision 40; RG 1.147, Revision 21; and
RG 1.192, Revision 5, once approved by
the OFR for incorporation by reference,
are reasonably available to all interested
parties.
purpose of describing the changes to the
code of record update frequency and its
impact on the ISI and IST programs. The
staff will also answer questions from the
public regarding this proposed rule.
The NRC will publish a notice of the
location, time, and agenda of the
meeting, if held, in the Federal Register,
on Regulations.gov, and on the NRC’s
public meeting website within at least
10 calendar days before the meeting.
Stakeholders should monitor the NRC’s
public meeting website for information
about the public meeting at: https://
www.nrc.gov/public-involve/publicmeetings/index.cfm.
XIV. Availability of Guidance
The NRC will not be issuing guidance
for this rulemaking.
XVI. Availability of Documents
XV. Public Meeting
The NRC may conduct a public
meeting on the proposed rule for the
The documents identified in the
following table are available to
interested persons through one or more
of the following methods, as indicated.
TABLE III—RULEMAKING-RELATED DOCUMENTS
ADAMS accession No./
Federal Register citation
Document
SRM–SECY–21–0029, ‘‘Rulemaking Plan on Relaxation of Inservice Testing and Inservice Inspection Program
Update Frequencies Required in 10 CFR 50.55a,’’ dated November 8, 2021.
SECY–21–0029, ‘‘Rulemaking Plan on Relaxation of Inservice Testing and Inservice Inspection Program Update
Frequencies Required in 10 CFR 50.55a,’’ dated March 15, 2021.
SECY–22–0075, ‘‘Staff Requirements-SECY–21–0029 Inservice Testing and Inservice Inspection Program
Rulemakings Update [NRC–2018–0291/3150–AK23],’’ dated August 10, 2022.
Rulemaking-Proposed Rule-Draft Regulatory Analysis for American Society of Mechanical Engineers Code Cases,
RG 1.84, Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev. 5; RG 1.193, Rev. 8, dated January 2023.
Rulemaking-Proposed Rule-OMB Clearance Package for American Society of Mechanical Engineers Code Cases,
RG 1.84, Rev. 40; RG 1.147, Rev. 21; RG 1.192 Rev. 5; RG 1.193, Rev. 8.
RG 1.193, ASME Code Cases Not Approved for Use, Revision 8 (DG–1408), dated January 2023 .........................
ASME OM Code Case Applicability Index, dated July 1, 2022 ....................................................................................
ASME Letter to NRC, ‘‘ASME Request for Including Specific Code Cases in Draft Revision 21 of Regulatory
Guide 1.147,’’ dated December 22, 2021.
Final Rule—‘‘Codes and Standards for Nuclear Power Plants and Technical Information,’’ February 12, 1976 ........
Proposed Rule—‘‘Domestic Licensing of Production and Utilization Facilities Codes and Standards for Nuclear
Powerplants,’’ January 18, 1979.
Final Rule—‘‘Domestic Licensing of Production and Utilization Facilities; Codes and Standards for Nuclear Powerplants,’’ October 9, 1979.
Codes and Standards for Nuclear Power Plants; Subsection IWE and Subsection IWL, August 8, 1996 ..................
Proposed Rule—Industry Codes and Standards; Amended Requirements, September 22, 1999 ..............................
Final Rule—Industry Codes and Standards; Amended Requirements, September 26, 2002 ......................................
Final Rule—‘‘Incorporation by Reference of ASME BPV and OM Code Cases,’’ July 8, 2003 ...................................
Final Rule—‘‘Approval of American Society of Mechanical Engineers Code Cases,’’ March 3, 2022 ........................
Final Rule—‘‘American Society of Mechanical Engineers 2019–2020 Code Editions Incorporation by Reference,’’
October 27, 2022.
Documents Proposed To Be
Incorporated by Reference
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The NRC proposes to incorporate by
reference three NRC RGs, as set forth in
Table IV, that list new and revised
ASME Code Cases that the NRC is
proposing to approve as voluntary
alternatives to certain provisions of
ML21312A490.
ML20273A286.
ML22124A178.
ML22243A006.
ML22243A007.
ML22196A065.
ML22279A967N.
ML22046A112.
41 FR 6256
44 FR 3719.
44 FR 57912.
61
64
67
68
87
87
FR
FR
FR
FR
FR
FR
41303.
51370.
60529.
40469.
11934.
65128.
NRC-required editions and addenda of
the ASME BPV Code and the ASME OM
Code.
TABLE IV—DRAFT REGULATORY GUIDES PROPOSED TO BE INCORPORATED BY REFERENCE IN 10 CFR 50.55a
ADAMS accession No./
Federal Register citation
Document
RG 1.84, Design, Fabrication, and Materials Code Case Acceptability, ASME Section III, Revision 40 (DG–1405)
RG 1.147, Inservice Inspection Code Case Acceptability, ASME Section XI, Division 1, Revision 21 (DG–1406) ....
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ML22195A284.
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TABLE IV—DRAFT REGULATORY GUIDES PROPOSED TO BE INCORPORATED BY REFERENCE IN 10 CFR 50.55a—
Continued
ADAMS accession No./
Federal Register citation
Document
RG 1.192, Operation and Maintenance Code Case Acceptability, ASME OM Code, Revision 5 (DG–1407) ............
Code Cases for Approval in This
Proposed Rule
The ASME BPV Code Cases that the
NRC is proposing to approve as
alternatives to certain provisions of the
ASME BPV Code, as set forth in Table
V, are being made available by the
ASME for read-only access during the
public comment period on https://
go.asme.org/NRC-ASME.
The ASME OM Code Cases that the
NRC is proposing to approve as
alternatives to certain provisions of the
ASME OM Code, as set forth in Table V,
are being made available for read-only
access during the public comment
period by the ASME on https://
go.asme.org/NRC-ASME.
The ASME is making the code cases
listed in Table V available for limited,
read-only access at the request of the
NRC. The NRC believes that
stakeholders need to be able to read
these code cases in order to provide
meaningful comment on the three RGs
(listed in Table IV) that the NRC is
proposing to incorporate by reference
into § 50.55a. It is the NRC’s position
that the listed code cases, as modified
by any conditions contained in the three
RGs and thus serving as alternatives to
ML22196A063.
requirements in § 50.55a, would be
legally-binding regulatory requirements.
An applicant or licensee must comply
with a listed code case and any
conditions to be within the scope of the
NRC’s approval of the code case as a
voluntary alternative for use. These
requirements cannot be fully
understood without knowledge of the
code case to which the proposed
condition applies, and to this end, the
NRC has requested that the ASME
provide limited, read-only access to the
code cases in order to facilitate
meaningful public comment.
TABLE V—ASME CODE CASES PROPOSED FOR NRC APPROVAL
Boiler and Pressure Vessel Code Section III
Code case No.
Supplement
Title
N–351–1 ................
3 (2021 Edition) ............
N–893 ....................
4 (2019 Edition) ............
N–900 ....................
3 (2019 Edition) ............
N–901 ....................
4 (2019 Edition) ............
N–902 ....................
N–904 ....................
N–905 ....................
5 (2019 Edition) ............
6 (2019 Edition) ............
6 (2019 Edition) ............
N–908 ....................
7 (2019 Edition) ............
N–910 ....................
7 (2019 Edition) ............
N–919 ....................
2 (2021 Edition) ............
N–920 ....................
2 (2021 Edition) ............
N–71–21 ................
0 (2021 Edition) ............
N–570–3 ................
0 (2021 Edition) ............
Use of Standard Subsize Charpy V-Notch Impact Specimens, Section III, Division 1; Section III,
Division 2; Section III, Division 3.
Use of Alloy Steel Bar and Mechanical Tubing in Class 2 and 3 Patented Mechanical Joints and
Fittings, Section III, Division 1.
Alternative Rules for Level D Service Limits of Class 1, 2, and 3 Piping Systems, Section III, Division 1.
Use of ASME SA–494 Grade M35–1 for Line Valve Bodies and Bonnets, and Bodies, Bonnets,
and Yokes of Pressure Relief Valves for Class 2 and 3 Construction, Section III, Division 1.
Thickness and Gradient Factors for Piping Fatigue Analyses, Section III, Division 1.
Alternative Rules for Simplified Elastic–Plastic Analysis, Section III, Division 1.
Alternate Design Fatigue Curves to Those Given in For Section III Appendices, Mandatory Appendix I, Figures I–9.1 and I–9.1M, Section III, Division 1.
Use of Ferritic/Austenitic Wrought WPS32750/CRS32750 Fittings of Seamless or Welded Construction Conforming to SA–815, Class 3, Section III, Division 1.
Use of 25Cr-7Ni-4Mo-N (Alloy UNS S32750 Austenitic/Ferritic Duplex Stainless Steel) Forgings,
Plate, and Welded and Seamless Pipe and Tubing Conforming to SA–182, SA–240, SA–789,
or SA–790, Section III, Division 1.
Alternative Fatigue Evaluation Method to Consider Environmental Effects on Class 1 Components Section III, Division 1.
Alternative Fatigue Design Curves for Ferritic Steels With Ultimate Tensile Strengths (UTS) ≤ 80
ksi (552 MPa) and Austenitic Steels, Section III, Division 1.
Additional Materials for Subsection NF, Class 1, 2, 3, and MC Supports Fabricated by Welding,
Section III, Division 1.
Alternative Rules for Linear Piping and Linear Standard Supports for Classes 1, 2, 3, and MC,
Section III, Division 1.
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Boiler and Pressure Vessel Code Section XI
Code case No.
Supplement
Title
N–561–4 ................
0 (2021 Edition) ............
N–562–4 ................
0 (2021 Edition) ............
N–597–5 ................
N–638–11 ..............
0 (2021 Edition) ............
2 (2019 Edition) ............
N–661–5 ................
0 (2021 Edition) ............
N–663–1 ................
3 (2021 Edition) ............
Alternative Requirements for Wall Thickness Restoration of Class 2 and High Energy Class 3
Carbon Steel Piping, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 3 Moderate Energy Carbon
Steel Piping, Section XI, Division 1.
Evaluation of Pipe Wall Thinning, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature Machine GTAW Temper Bead
Technique, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 2 and 3 Carbon Steel Piping
for Raw Water Service Section XI, Division 1.
Alternative Requirements for Classes 1 and 2 Surface Examinations, Section XI, Division 1.
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TABLE V—ASME CODE CASES PROPOSED FOR NRC APPROVAL—Continued
N–733–1 ................
6 (2019 Edition) ............
N–780–1 ................
1 (2021 Edition) ............
N–786–4 ................
0 (2021 Edition) ............
N–789–5 ................
1 (2021 Edition) ............
N–809–1 ................
0 (2021 Edition) ............
N–853–1 ................
0 (2021 Edition) ............
N–860 ....................
6 (2019 Edition) ............
N–865–2 ................
0 (2021 Edition) ............
N–877–1 ................
5 (2019 Edition) ............
N–882–1 ................
0 (2021 Edition) ............
N–885–1 ................
3 (2021 Edition) ............
N–888 ....................
5 (2019 Edition) ............
N–896 ....................
2 (2019 Edition) ............
N–911 ....................
N–912 ....................
0 (2021 Edition) ............
0 (2021 Edition) ............
N–913 ....................
0 (2021 Edition) ............
N–917 ....................
2 (201 Edition) ..............
N–711–2 ................
6 (2019 Edition) ............
N–716–3 ................
N–754–2 ................
5 (2019 Edition) ............
0 (2021 Edition) ............
N–766–4 ................
0 (2021 Edition) ............
N–847–1 ................
0 (2021 Edition) ............
N–880–1 ................
0 (2021 Edition) ............
N–899 ....................
3 (2019 Edition) ............
N–906 ....................
7 (2019 Edition) ............
N–921 ....................
3 (2021 Edition) ............
Mitigation of Flaws in NPS 3 (DN 80) and Smaller Nozzles and Nozzle Partial Penetration
Welds in Vessels and Piping by Use of a Mechanical Connection Modification, Section XI, Division 1.
Alternative Requirements for Upgrade, Substitution, or Reconfiguration of Examination Equipment When Using Appendix VIII Qualified Ultrasonic Examination Systems, Section XI, Division 1.
Alternative Requirements for Sleeve Reinforcement of Class 2 and 3 Moderate Energy Carbon
Steel Piping, Section XI, Division 1.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Moderate Energy Carbon
Steel Piping for Raw Water Service, Section XI, Division 1.
Reference Fatigue Crack Growth Rate Curves for Austenitic Stainless Steels in Pressurized Reactor Water Environments, Section XI, Division 1.
PWR Class 1 Primary Piping Alloy 600 Full Penetration Branch Connection Weld Metal Buildup
for Material Susceptible to Primary Water Stress Corrosion Cracking, Section XI, Division 1.
Inspection Requirements and Evaluation Standards for Spent Nuclear Fuel Storage and Transportation Containment Systems, Section XI, Division 1; Section XI, Division 2.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Atmospheric Storage Tanks,
Section XI, Division 1.
Alternative Characterization Rules for Multiple Subsurface Radially Oriented Planar Flaws, Section XI, Division 1.
Alternative Requirements for Attaching Nonstructural Electrical Connections to Class 2 and 3
Components, Section XI, Division 1.
Alternative Requirements for Table IWB–2500–1, Examination Category B–N–1, Interior of Reactor Vessel, Category B–N–2, Welded Core Support Structures and Interior Attachments to
Reactor Vessels, Category BN–3, Removable Core Support Structures, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature SMAW or Machine GTAW
Temper Bead Technique, Section XI, Division 1.
Reference Crack Growth Rate Curves for Stress Corrosion Cracking of Low Alloy Steels in Boiling Water Reactor Environments, Section XI, Division 1.
Purchase, Exchange, or Transfer of Material Between Nuclear Owners, Section XI, Division 1.
Alternative Requirements for Qualification of Material Suppliers and Acceptance of Materials,
Section XI, Division 1.
Alternative Examination Requirements for Class 1 Pressure-Retaining Welds in Control Rod
Drive Housings, Section XI, Division 1.
Fatigue Crack Growth Rate Curves for Ferritic Steels in Boiling Water Reactor (BWR) Environments, Section XI, Division 1.
Alternative Examination Coverage Requirements for Examination Category B F, B J, C–F–1, C–
F–2, and R–A Piping Welds, Section XI, Division 1.
Alternative Classification and Examination Requirements, Section XI, Division 1.
Optimized Structural Dissimilar Metal Weld Overlay for Mitigation of PWR Class 1 Items, Section XI, Division 1.
Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation of PWR Full Penetration Circumferential Nickel Alloy Dissimilar Metal Welds in Class 1 Items, Section XI, Division 1.
Partial Excavation and Deposition of Weld Metal for Mitigation of Class 1 Items, Section XI, Division 1.
Alternative to Procurement Requirements of IWA–4143 for Small Nonstandard Welded Fittings,
Section XI, Division 1.
Weld Residual Stress Distributions for Piping and Vessel Nozzle Butt Welds Fabricated With
UNS N06082, UNS W86182, UNS N06052, or UNS W86152 Weld Filler Material, Section XI,
Division 1.
Flaw Evaluation Procedure for Cast Austenitic Stainless Steel Piping and Adjacent Fittings, Section XI, Division 1.
Alternative 12-yr Inspection Interval Duration, Section XI, Division 1.
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Operation and Maintenance Code
Code case No.
Edition 6
Title
OMN–28 ................
2022 Edition .................
OMN–29 ................
OMN–30 ................
OMN–31 ................
2022 Edition .................
2022 Edition .................
2022 Edition .................
Alternative Valve Position Verification Approach to Satisfy ISTC–3700 for Valves Not Susceptible to Stem-Disk Separation.
Pump Condition Monitoring Program.
Alternative Valve Position Verification Approach to Satisfy ISTC–3700.
Alternative to Allow Extension of ISTA–3120 Inservice Examination and Test Intervals From 10
Years to 12 Years.
Throughout the development of this
rule, the NRC may post documents
6 Each code case or ASME Applicability Index
List indicates the ASME OM Code editions and
addenda to which the code case applies, except
where a condition is specified in § 50.55a or RG
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related to this rule, including public
comments, on the Federal rulemaking
website at https://www.regulations.gov
1.192 related to technical content or applicability.
This table indicates the latest OM Code edition at
the time of this rulemaking.
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under Docket ID NRC–2018–0291. In
addition, the Federal rulemaking
website allows members of the public to
receive alerts when changes or additions
occur in a docket folder. To subscribe:
(1) navigate to the docket folder (NRC–
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Federal Register / Vol. 88, No. 43 / Monday, March 6, 2023 / Proposed Rules
2018–0291); (2) click the ‘‘Subscribe’’
link; and (3) enter an email address and
click on the ‘‘Subscribe’’ link.
List of Subjects in 10 CFR Part 50
Administrative practice and
procedure, Antitrust, Backfitting,
Classified information, Criminal
penalties, Education, Emergency
planning, Fire prevention, Fire
protection, Incorporation by reference,
Intergovernmental relations, Nuclear
power plants and reactors, Penalties,
Radiation protection, Reactor siting
criteria, Reporting and recordkeeping
requirements, Whistleblowing.
For the reasons set out in the
preamble and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 552 and 553,
the NRC is proposing to amend 10 CFR
part 50 as follows:
PART 50—DOMESTIC LICENSING OF
PRODUCTION AND UTILIZATION
FACILITIES
1. The authority citation for part 50
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 11, 101, 102, 103, 104, 105, 108, 122,
147, 149, 161, 181, 182, 183, 184, 185, 186,
187, 189, 223, 234 (42 U.S.C. 2014, 2131,
2132, 2133, 2134, 2135, 2138, 2152, 2167,
2169, 2201, 2231, 2232, 2233, 2234, 2235,
2236, 2237, 2239, 2273, 2282); Energy
Reorganization Act of 1974, secs. 201, 202,
206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);
Nuclear Waste Policy Act of 1982, sec. 306
(42 U.S.C. 10226); National Environmental
Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C.
3504 note; Sec. 109, Pub. L. 96–295, 94 Stat.
783.
2. In § 50.55a:
a. Revise the introductory text of
paragraph (a);
■ b. In paragraph (a)(3)(i):
■ i. Remove the text ‘‘Revision 39’’,
wherever it appears, and add, in its
place, the text ‘‘Revision 40’’; and
■ ii. Remove the text ‘‘issued December
2021’’ and add, in its place, the text
‘‘issued January 2023’’;
■ c. In paragraph (a)(3)(ii):
■ i. Remove the text ‘‘Revision 20’’,
wherever it appears, and add, in its
place, the text ‘‘Revision 21’’; and
■ ii. Remove the text ‘‘issued December
2021’’ and add in its place the text
‘‘issued January 2023’’;
■ d. In paragraph (a)(3)(iii):
■ i. Remove the text ‘‘Revision 4’’ and
add, in its place, the text ‘‘Revision 5’’;
■ ii. Remove the text ‘‘Revision 3’’ and
add, in its place, the text ‘‘Revision 5’’;
and
■ iii. Remove the text ‘‘issued December
2021’’ and add, in its place, the text
‘‘issued January 2023’’;
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■
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e. In paragraphs (b)(5)(ii) and (iii) and
(b)(6)(ii) and (iii), remove the text ‘‘120month interval’’ and add in its place the
text ‘‘code of record interval’’, wherever
it appears; and
■ f. In paragraphs (b)(5)(ii) and (b)(6)(ii),
remove the text ‘‘120-month ISI program
intervals’’ and add in its place the text
‘‘code of record intervals’’, wherever it
appears;
■ g. Revise paragraphs (f)(4)(i) and (ii);
■ h. In paragraph (f)(5)(iv), remove the
text ‘‘120-month interval of operation’’,
wherever it appears, and add in its place
the text ‘‘inservice examination and test
interval’’;
■ i. In paragraph (f)(7), remove the text
‘‘120-month IST Program interval’’,
wherever it appears, and add in its place
the text ‘‘inservice examination and test
interval’’;
■ j. In paragraph (g)(4) introductory text,
remove the text ‘‘ASME Code Class 1,
Class 2, and Class 3’’ and add in its
place the text ‘‘ASME BPV Code Class
1, Class 2, and Class 3’’;
■ k. Revise paragraphs (g)(4)(i) and (ii);
■ l. In the heading for paragraph
(g)(5)(i), remove the text ‘‘ISI Code
editions and addenda’’ and add in its
place the text ‘‘code of record’’;
■ m. In paragraph (g)(5)(ii), remove the
text ‘‘period’’ and add in its place the
text ‘‘code of record interval’’;
■ n. In paragraph (g)(5)(iii), remove the
text ‘‘120-month’’ and ‘‘inservice’’;
■ o. In paragraph (g)(5)(iv), remove the
text ‘‘120-month’’; and
■ p. Add paragraph (y).
The revisions and additions read as
follows:
■
§ 50.55a
Codes and standards.
(a) Documents approved for
incorporation by reference. The material
listed in this paragraph (a) is
incorporated by reference into this
section with the approval of the Director
of the Federal Register under 5 U.S.C.
552(a) and 1 CFR part 51. All approved
material is available for inspection at
the Nuclear Regulatory Commission
(NRC) and at the National Archives and
Records Administration (NARA).
Contact NRC at: the NRC Technical
Library, which is located at Two White
Flint North, 11545 Rockville Pike,
Rockville, Maryland 20852; telephone:
301–415–7000; email:
Library.Resource@nrc.gov. For
information on the availability of this
material at NARA, visit
www.archives.gov/federal-register/cfr/
ibr-locations.html or email
fr.inspection@nara.gov. The material
may be obtained from the following
sources in this paragraph (a).
*
*
*
*
*
(f) * * *
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(4) * * *
(i) Applicable IST Code: Initial code
of record interval. Inservice tests to
verify operational readiness of pumps
and valves, whose function is required
for safety, conducted during the initial
code of record interval must comply
with the requirements in the latest
edition and addenda of the ASME OM
Code incorporated by reference in
paragraph (a)(1)(iv) of this section on
the date no more than 18 months before
the date of issuance of the operating
license under this part, or no more than
18 months before the date scheduled for
initial loading of fuel under a combined
license under part 52 of this chapter (or
the optional ASME OM Code Cases
listed in NRC Regulatory Guide 1.192,
as incorporated by reference in
paragraph (a)(3)(iii) of this section,
subject to the conditions listed in
paragraph (b) of this section).
(ii) Applicable IST Code: Successive
code of record intervals. Inservice tests
to verify operational readiness of pumps
and valves, whose function is required
for safety, conducted during successive
code of record intervals must comply
with the requirements of the latest
edition and addenda of the ASME OM
Code incorporated by reference in
paragraph (a)(1)(iv) of this section no
more than 18 months before the start of
the code of record interval (or the
optional ASME Code Cases listed in
NRC Regulatory Guide 1.147 or NRC
Regulatory Guide 1.192 as incorporated
by reference in paragraphs (a)(3)(ii) and
(iii) of this section, respectively), subject
to the conditions listed in paragraph (b)
of this section.
*
*
*
*
*
(g) * * *
(4) * * *
(i) Applicable ISI Code: Initial code of
record interval. Inservice examination of
components and system pressure tests
conducted during the initial code of
record interval must comply with the
requirements in the latest edition and
addenda of the ASME BPV Code
incorporated by reference in paragraph
(a) of this section on the date no more
than 18 months before the date of
issuance of the operating license under
this part, or no more than 18 months
before the date scheduled for initial
loading of fuel under a combined
license under part 52 of this chapter (or
the optional ASME Code Cases listed in
NRC Regulatory Guide 1.147, when
using ASME BPV Code, Section XI, or
NRC Regulatory Guide 1.192, when
using the ASME OM Code, as
incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section,
respectively), subject to the conditions
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listed in paragraph (b) of this section.
Licensees may, at any time in their code
of record interval, elect to use the
Appendix VIII in the latest edition and
addenda of the ASME BPV Code
incorporated by reference in paragraph
(a) of this section, subject to any
applicable conditions listed in
paragraph (b) of this section. Licensees
using this option must also use the same
edition and addenda of Appendix I,
Subarticle I–3200, as Appendix VIII,
including any applicable conditions
listed in paragraph (b) of this section.
(ii) Applicable ISI Code: Successive
code of record intervals. Inservice
examination of components and system
pressure tests conducted during
successive code of record intervals must
comply with the requirements of the
latest edition and addenda of the ASME
BPV Code incorporated by reference in
paragraph (a) of this section no more
than 18 months before the start of the
code of record interval (or the optional
ASME Code Cases listed in NRC
Regulatory Guide 1.147, when using
ASME BPV Code, Section XI, or NRC
Regulatory Guide 1.192, when using the
ASME OM Code, as incorporated by
reference in paragraphs (a)(3)(ii) and
(iii) of this section), subject to the
conditions listed in paragraph (b) of this
section. Licensees may, at any time in
their code of record interval, elect to use
the Appendix VIII in the latest edition
and addenda of the ASME BPV Code
incorporated by reference in paragraph
(a) of this section, subject to any
applicable conditions listed in
paragraph (b) of this section. Licensees
using this option must also use the same
edition and addenda of Appendix I,
Subarticle I–3200, as Appendix VIII,
including any applicable conditions
listed in paragraph (b) of this section.
*
*
*
*
*
(y) Definitions. (1) Code of record
means:
(i) For the ASME BPV Code, Section
XI, the edition (and addenda)
implemented by a licensee in
accordance with the requirements of
this section.
(ii) For the ASME OM Code, the
edition (and addenda) implemented by
a licensee in accordance with the
requirements of this section.
(iii) For the ASME BPV Code, Section
III, the edition implemented by a
licensee in accordance with the
requirements of this section, which may
vary by component.
(2) Code of record interval means the
period of time between the code of
record updates required by paragraphs
(f)(4) and (g)(4) of this section for the
inservice inspection and inservice
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examination and test programs,
respectively.
(i) For licensees with codes of record
prior to ASME BPV Code, Section XI,
2019 Edition, and OM Code, 2020
Edition, as incorporated by reference in
paragraph (a) of this section, the code of
record interval is the same as the
inspection interval or inservice
examination and test interval.
(ii) For licensees with codes of record
of ASME BPV Code, Section XI, 2019
Edition and OM Code, 2020 Edition, or
later, as incorporated by reference in
paragraph (a) of this section, the code of
record interval is two consecutive
inservice inspection or inservice
examination and test intervals.
(3) Inservice examination and test
(IST) interval, for the purposes of this
section, means the inservice
examination and test interval described
by the licensee’s code of record
(paragraph ISTA–3120 of the ASME OM
Code, 2001 Edition through 2009
Edition, or paragraph ISTA–3120 of the
ASME OM Code, 2012 Edition and
later).
(4) Inservice inspection (ISI) program,
for the purposes of this section, means
the set of all administrative and
technical requirements pertaining to
periodic examination of nuclear
components, as specified in ASME BPV
Code, Section XI, and this section,
including but not limited to:
(i) The requirements of IWA–2400 of
ASME BPV Code, Section XI, 1991
Addenda and later.
(ii) Relief requested under paragraph
(g)(5)(iii) of this section and granted
under paragraph (g)(6)(i) of this section.
(iii) The augmented inspection
program described in paragraph (g)(6) of
this section.
(iv) Alternatives authorized under
paragraph (z) of this section.
(5) Inservice examination and testing
(IST) program, for the purposes of this
section, means the requirements for
preservice and inservice examination
and testing of pumps, valves, and
dynamic restraints within the scope of
this section to assess their operational
readiness in nuclear power plants,
including but not limited to:
(i) The requirements specified in the
ASME OM Code, as incorporated by
reference in this section, such as for test
or examination, responsibilities,
methods, intervals, parameters to be
measured and evaluated, criteria for
evaluating the results, corrective action,
personnel qualification, and
recordkeeping.
(ii) Relief requested under paragraph
(f)(5)(iii) of this section and granted
under paragraph (f)(6)(i) of this section.
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(iii) Augmented IST requirements as
applied by the Commission under
paragraph (f)(6)(ii) of this section.
(iv) Alternatives authorized under
paragraph (z) of this section.
(6) Inspection interval, as used in this
section, means the inservice inspection
interval described by the licensee’s code
of record (Article IWA–2432 of ASME
BPV Code, Section XI, 1989 Edition
with 1991 Addenda through the 2008
Addenda, or Article IWA–2431 of
ASME BPV Code, Section XI, 2009
Addenda and later).
*
*
*
*
*
■ 3. In section III of option A of
appendix J to part 50, remove and
reserve footnote 2 and revise paragraph
D.1.(a) to read as follows:
Appendix J to Part 50—Primary
Reactor Containment Leakage Testing
for Water-Cooled Power Reactors
*
*
*
*
*
Option A—Prescriptive Requirements
*
*
*
*
*
III. * * *
D. * * *
1. * * *
(a) After the preoperational leakage
rate tests, a set of three Type A tests
shall be performed, at approximately
equal intervals during each inspection
interval, as defined in § 50.55a(y). The
third test of each set shall be conducted
when the plant is shutdown for the final
plant inservice inspections of the
inspection interval.
*
*
*
*
*
Dated: February 17, 2023.
For the Nuclear Regulatory Commission.
Michael F. King,
Acting Director, Office of Nuclear Reactor
Regulation.
[FR Doc. 2023–03742 Filed 3–3–23; 8:45 am]
BILLING CODE 7590–01–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Parts 50 and 52
[NRC–2023–0028]
Draft Regulatory Guide: Sizing of
Large Lead-Acid Storage Batteries
Nuclear Regulatory
Commission
ACTION: Proposed guide; request for
comment.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is issuing for public
comment a draft regulatory guide (DG),
DG–1418, ‘‘Sizing of Large Lead-Acid
Storage Batteries.’’ This DG is proposed
SUMMARY:
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Agencies
[Federal Register Volume 88, Number 43 (Monday, March 6, 2023)]
[Proposed Rules]
[Pages 13717-13735]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-03742]
========================================================================
Proposed Rules
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains notices to the public of
the proposed issuance of rules and regulations. The purpose of these
notices is to give interested persons an opportunity to participate in
the rule making prior to the adoption of the final rules.
========================================================================
Federal Register / Vol. 88 , No. 43 / Monday, March 6, 2023 /
Proposed Rules
[[Page 13717]]
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
[NRC-2018-0291]
RIN 3150-AK23
American Society of Mechanical Engineers Code Cases and Update
Frequency
AGENCY: Nuclear Regulatory Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is proposing to
amend its regulations to incorporate by reference proposed revisions of
three regulatory guides, which would approve new, revised, and
reaffirmed code cases published by the American Society of Mechanical
Engineers. This proposed action would allow nuclear power plant
licensees and applicants for construction permits, operating licenses,
combined licenses, standard design certifications, standard design
approvals, and manufacturing licenses to use the code cases listed in
these draft regulatory guides as voluntary alternatives to engineering
standards for the construction, inservice inspection, and inservice
testing of nuclear power plant components. The NRC is requesting
comments on this proposed rule and on the draft versions of the three
regulatory guides proposed to be incorporated by reference. The NRC
also is making available a related draft regulatory guide that lists
code cases that the NRC has not approved for use. This draft regulatory
guide will not be incorporated by reference into the NRC's regulations.
In addition, this rulemaking proposes to extend the time periods
required for licensees to update their codes of record.
DATES: Submit comments by May 5, 2023. Comments received after this
date will be considered if it is practical to do so, but the NRC is
able to ensure consideration only for comments received before this
date.
ADDRESSES: You may submit comments by any of the following methods
(unless this document describes a different method for submitting
comments on a specific subject); however, the NRC encourages electronic
comment submission through the Federal rulemaking website:
Federal rulemaking website: Go to https://www.regulations.gov and search for Docket ID NRC-2018-0291. Address
questions about NRC dockets to Dawn Forder; telephone: 301-415-3407;
email: [email protected]. For technical questions contact the
individuals listed in the FOR FURTHER INFORMATION CONTACT section of
this document.
Email comments to: [email protected]. If you do
not receive an automatic email reply confirming receipt, then contact
us at 301-415-1677.
Mail comments to: Secretary, U.S. Nuclear Regulatory
Commission, Washington, DC 20555-0001, ATTN: Rulemakings and
Adjudications Staff.
For additional direction on obtaining information and submitting
comments, see ``Obtaining Information and Submitting Comments'' in the
SUPPLEMENTARY INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: Dennis Andrukat, Office of Nuclear
Material and Safeguards, telephone: 301-415-3561, email:
[email protected] and Bruce Lin, Office of Nuclear Regulatory
Research, telephone: 301-415-2446, email: [email protected]. Both are
staff of the U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001.
SUPPLEMENTARY INFORMATION:
Executive Summary
A. Need for the Regulatory Action
This regulatory action proposes to incorporate by reference into
the NRC's regulations the latest revisions of three regulatory guides
(RGs) (currently in draft form for comment). The three draft RGs
identify new, revised, and reaffirmed code cases published by the
American Society of Mechanical Engineers (ASME) that the NRC has
determined are acceptable for use as voluntary alternatives to
compliance with certain provisions of the ASME Boiler and Pressure
Vessel Code (BPV Code) and the ASME Operation and Maintenance (OM) of
Nuclear Power Plants, Division 1, OM Code: Section IST (OM Code)
currently incorporated by reference into the NRC's regulations.
This regulatory action also proposes to revise the current NRC
requirement for nuclear power plant licensees to update the codes of
record for their inservice testing (IST) and inservice inspection (ISI)
programs every 10 years, for licensees that are implementing the 2020
Edition, or later editions, of the ASME OM Code and the 2019 Edition,
or later editions, of the ASME BPV Code, Section XI, as incorporated by
reference in Sec. 50.55a, ``Codes and standards,'' of title 10 of the
Code of Federal Regulations (10 CFR). This proposed revision to the
NRC's regulations follows Commission direction in staff requirements
memorandum (SRM) SRM-SECY-21-0029 (dated November 8, 2021) in response
to SECY-21-0029, ``Rulemaking Plan on Revision of Inservice Testing and
Inservice Inspection Program Update Frequencies Required in 10 CFR
50.55a,'' dated March 15, 2021. This rule proposes additional changes
to Sec. 50.55a to promote clarity and consistency, including adding
definitions of important terms and revising the reference to the 10-
year service period in 10 CFR part 50, appendix J, ``Primary Reactor
Containment Leakage Testing for Water-Cooled Power Reactors.'' This
rulemaking does not address all aspects of SRM-SECY-21-0029.
Specifically, the NRC staff will consider options for streamlining ASME
Code Case rulemakings in the future.
B. Major Provisions
The NRC proposes to incorporate by reference into the NRC's
regulations the following regulatory guides: RG 1.84, ``Design,
Fabrication, and Materials Code Case Acceptability, ASME Section III,''
Revision 40 (Draft Regulatory Guide (DG)-1405); RG 1.147, ``Inservice
Inspection Code Case Acceptability, ASME Section XI, Division 1,''
Revision 21 (DG-1406); and RG 1.192, ``Operation and Maintenance [OM]
Code Case Acceptability, ASME OM Code,'' Revision 5 (DG-1407). This
proposed action would allow nuclear power plant licensees and
applicants for construction permits, operating licenses, combined
licenses, standard design
[[Page 13718]]
certifications, standard design approvals, and manufacturing licenses
to use the code cases newly listed in these revised RGs as voluntary
alternatives to ASME engineering standards for the construction,
inservice inspections, and inservice testing of nuclear power plant
components. The NRC also notes the availability of a proposed version
of RG 1.193, ``ASME Code Cases Not Approved for Use,'' Revision 8 (DG-
1408). This document lists code cases that the NRC has not approved for
generic use and would not be incorporated by reference into the NRC's
regulations.
The NRC prepared a draft regulatory analysis to determine the
expected quantitative costs and benefits of this proposed rule, as well
as qualitative factors to be considered in the NRC's rulemaking
decision. The analysis concluded that this proposed rule would result
in net savings to the industry and the NRC. As shown in Table 1, the
estimated total net benefit relative to the regulatory baseline and the
quantitative benefits would outweigh the costs by a range from
approximately $34.3 million (7-percent net present value) to $40.5
million (3-percent net present value).
Table 1--Cost Benefit Summary
----------------------------------------------------------------------------------------------------------------
Total averted costs (costs)
-----------------------------------------------------------
Attribute 7% Net present 3% Net present
Undiscounted value value
----------------------------------------------------------------------------------------------------------------
Industry Implementation............................. $0 $0 $0
Industry Operation.................................. 36,710,000 29,890,000 35,110,000
-----------------------------------------------------------
Total Industry Costs............................ 36,710,000 29,890,000 35,110,000
NRC Implementation.................................. (510,000) (430,000) (480,000)
NRC Operation....................................... 6,380,000 4,860,000 5,860,000
-----------------------------------------------------------
Total NRC Costs................................. 5,870,000 4,430,000 5,380,000
Net......................................... 42,580,000 34,320,000 40,490,000
----------------------------------------------------------------------------------------------------------------
The draft regulatory analysis also considered the following
qualitative considerations: (1) flexibility and decreased uncertainty
for licensees when making modifications or preparing to perform
inservice inspection or inservice testing; (while continuing to ensure
safety; (2) consistency with the provisions of the National Technology
Transfer and Advancement Act of 1995, which encourages Federal
regulatory agencies to consider adopting voluntary consensus standards
as an alternative to de novo agency development of standards affecting
an industry; (3) consistency with the NRC's policy of evaluating the
latest versions of consensus standards in terms of their suitability
for endorsement by regulations and regulatory guides; and (4)
consistency with the NRC's goal to harmonize with international
standards to improve regulatory efficiency for both the NRC and
international standards groups.
The draft regulatory analysis concludes that this proposed rule
should be adopted because it is justified when integrating the cost-
beneficial quantitative results and the positive and supporting
nonquantitative considerations in the decision. For more information,
please see the draft regulatory analysis as indicated in Section XVI,
Availability of Documents, of this document.
Table of Contents
I. Obtaining Information and Submitting Comments
A. Obtaining Information
B. Submitting Comments
II. Background
III. Discussion
A. Proposed Incorporation by Reference of Three Regulatory
Guides
B. Code Cases Proposed To Be Approved for Unconditional Use
C. Code Cases Approved for Use With Conditions
D. ASME Code Cases Not Approved for Use (DG-1408/RG 1.193)
E. Proposed Revision to Code of Record Update Requirements
IV. Specific Requests for Comments
V. Section-by-Section Analysis
VI. Regulatory Flexibility Certification
VII. Regulatory Analysis
VIII. Backfitting and Issue Finality
IX. Plain Writing
X. Environmental Assessment and Proposed Finding of No Significant
Environmental Impact
XI. Paperwork Reduction Act Statement
XII. Voluntary Consensus Standards
XIII. Incorporation by Reference
XIV. Availability of Guidance
XV. Public Meeting
XVI. Availability of Documents
I. Obtaining Information and Submitting Comments
A. Obtaining Information
Please refer to Docket ID NRC-2018-0291 when contacting the NRC
about the availability of information for this action. You may obtain
publicly available information related to this action by any of the
following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2018-0291.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``Begin Web-based ADAMS
Search.'' For problems with ADAMS, please contact the NRC's Public
Document Room (PDR) reference staff at 1-800-397-4209, 301-415-4737, or
by email to [email protected]. For the convenience of the reader,
instructions about obtaining materials referenced in this document are
provided in the ``Availability of Documents'' section.
NRC's PDR: You may examine and purchase copies of public
documents, by appointment, at the NRC's PDR, Room P1 B35, One White
Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. To make
an appointment to visit the PDR, please send an email to
[email protected] or call 1-800-397-4209 or 301-415-4737, between
8:00 a.m. and 4:00 p.m. eastern time (ET), Monday through Friday,
except Federal holidays.
B. Submitting Comments
The NRC encourages electronic comment submission through the
Federal rulemaking website (https://www.regulations.gov). Please
include
[[Page 13719]]
Docket ID NRC-2018-0291 in your comment submission.
The NRC cautions you not to include identifying or contact
information that you do not want to be publicly disclosed in your
comment submission. The NRC will post all comment submissions at
https://www.regulations.gov as well as enter the comment submissions
into ADAMS. The NRC does not routinely edit comment submissions to
remove identifying or contact information.
If you are requesting or aggregating comments from other persons
for submission to the NRC, then you should inform those persons not to
include identifying or contact information that they do not want to be
publicly disclosed in their comment submission. Your request should
state that the NRC does not routinely edit comment submissions to
remove such information before making the comment submissions available
to the public or entering the comment into ADAMS.
II. Background
A. Proposed Incorporation by Reference of Three Regulatory Guides
The ASME develops and publishes the ASME BPV Code, which contains
requirements for the design, construction, and inservice inspection of
nuclear power plant components, and the ASME OM Code,\1\ which contains
requirements for preservice and inservice testing of nuclear power
plant components. In response to BPV and OM Code user requests, the
ASME develops code cases that provide voluntary alternatives to BPV and
OM Code requirements under special circumstances.
---------------------------------------------------------------------------
\1\ The editions and addenda of the ASME Code for Operation and
Maintenance of Nuclear Power Plants have had different titles from
its initial issuance and are referred to as the ``OM Code''
collectively in this rule.
---------------------------------------------------------------------------
The NRC approves the ASME BPV and OM Codes in Sec. 50.55a, ``Codes
and standards,'' through the process of incorporation by reference. As
such, each provision of the ASME Codes incorporated by reference into
and mandated by Sec. 50.55a constitutes a legally-binding NRC
requirement imposed by rule. As noted previously, the ASME Code Cases,
for the most part, represent alternative approaches for complying with
provisions of the ASME BPV and OM Codes. Accordingly, the NRC
periodically amends Sec. 50.55a to incorporate by reference the NRC's
RGs listing approved ASME Code Cases that may be used as voluntary
alternatives to the BPV and OM Codes.\2\
---------------------------------------------------------------------------
\2\ See Federal Register final rule, ``Incorporation by
Reference of ASME BPV and OM Code Cases'' (68 FR 40469; July 8,
2003).
---------------------------------------------------------------------------
This proposed rule is the latest in a series of rules that
incorporate by reference new versions of several RGs that identify new,
revised, and reaffirmed \3\ ASME Code Cases that the NRC
unconditionally or conditionally approves for use. In developing these
RGs, the NRC reviews the ASME BPV and OM Code Cases, determines the
acceptability of each code case, and publishes its findings in the RGs.
The RGs are revised periodically as new code cases are published by the
ASME. The NRC incorporates by reference the RGs listing acceptable and
conditionally acceptable ASME Code Cases into Sec. 50.55a. The NRC
published a final rule dated March 3, 2022 (87 FR 11934), that
incorporated by reference into Sec. 50.55a the most recent versions of
the RGs, which are RG 1.84, ``Design, Fabrication, and Materials Code
Case Acceptability, ASME Section III,'' Revision 39; RG 1.147,
``Inservice Inspection Code Case Acceptability, ASME Section XI,
Division 1,'' Revision 20; and RG 1.192, ``Operation and Maintenance
Code Case Acceptability, ASME OM Code,'' Revision 4.
---------------------------------------------------------------------------
\3\ Code cases are categorized by the ASME as one of three
types: new, revised, or reaffirmed. A new code case provides for a
new alternative to a specific ASME Code provision or addresses a new
need. The ASME defines a revised code case to be a revision
(modification) to an existing code case to address, for example,
technological advancements in examination techniques or to address
NRC conditions imposed in one of the RGs that have been incorporated
by reference into Sec. 50.55a. The ASME defines ``reaffirmed'' as
an OM Code Case that does not have any change to technical content
but includes editorial changes.
---------------------------------------------------------------------------
B. Proposed Revision to Code of Record Update Requirements
The NRC staff provided SECY-21-0029 to the Commission with a
proposed rulemaking plan for revising the IST and ISI code of record
update requirements in Sec. 50.55a. The Commission issued SRM-SECY-21-
0029, directing the staff to proceed with the proposed rulemaking plan.
In SECY-22-0075, ``Staff Requirements-SECY-21-0029 Inservice Testing
and Inservice Inspection Program Rulemakings Update,'' dated August 10,
2022, the staff described deviations it was taking from the original
plan in response to new information and changed circumstances that
affected the implementation of SRM-SECY-21-0029. These changes included
combining the two proposed rulemakings (the ASME code case and the IST
and ISI code of record update requirements). These changes also
included making conforming and clarifying changes to address issues
encountered during the development of this proposed rule. One such
change was the addition of a definition section to the proposed rule
(Sec. 50.55a(y)) where ``code of record interval'' (the period of time
between the code of record updates required by Sec. 50.55a(f)(4) and
(g)(4) for the IST and ISI programs, respectively) was differentiated
from both the ISI and IST intervals (the ASME interval described by the
licensee's code of record).
In this proposed rule, along with incorporating by reference three
regulatory guides on ASME Code Cases, the NRC is providing a proposed
revision to Sec. 50.55a for public comment in accordance with the
Commission's direction in SRM-SECY-21-0029. This proposed rule would
specify that licensees are required to update their IST and ISI codes
of record every two consecutive IST intervals or ISI intervals, as
defined in the proposed rule, provided the licensee implements the 2020
Edition, or later edition, of the ASME OM Code and the 2019 Edition, or
later edition or addenda, of ASME BPV Code, Section XI, as incorporated
by reference in Sec. 50.55a, for their IST and ISI programs,
respectively. With this revised requirement to update the code of
record, the NRC does not intend that the code of record interval for an
IST or ISI program would exceed 25 years, even if ASME extends the IST
interval or the ISI interval beyond 12 years in the ASME OM Code or the
ASME BPV Code, respectively. The proposed 25-year maximum code of
record interval would allow the same code of record to be used for two
consecutive ISI or IST intervals, each up to 12 years, plus the one-
time 1-year extension for IST and ISI programs as specified in the ASME
OM Code and ASME BPV Code, respectively. If future editions of the ASME
OM Code or ASME BPV Code or future code cases extend the IST interval
or ISI interval, respectively, beyond 12 years, the NRC would need to
maintain the proposed 25-year maximum code of record interval.
In draft Revision 5 to RG 1.192, the NRC is proposing to
conditionally accept ASME OM Code Case OMN-31, ``Alternative to Allow
Extension of ISTA-3120 Inservice Examination and Test Intervals From 10
Years to 12 Years,'' as a voluntary alternative to the 10-year interval
specified in the ASME OM Code for applicants and licensees implementing
the 2020 Edition of the ASME OM Code or later editions as incorporated
by reference in Sec. 50.55a. In
[[Page 13720]]
draft Revision 21 to RG 1.147, the NRC is proposing to conditionally
accept ASME Code Case N-921, ``Alternative 12-yr Inspection Interval
Duration, Section XI, Division 1,'' as a voluntary alternative to the
10-year interval specified in Section XI, IWA-2400 of the ASME BPV Code
for applicants and licensees implementing the 2019 Edition of the ASME
BPV Code or later editions as incorporated by reference in Sec.
50.55a.
III. Discussion
A. Proposed Incorporation by Reference of Three Regulatory Guides
This proposed rule would incorporate by reference the latest
revisions of the NRC's RGs that list the ASME BPV and OM Code Cases
that the NRC finds to be acceptable, or acceptable with NRC-specified
conditions (``conditionally acceptable''). RG 1.84, Revision 40 (DG-
1405) would supersede the incorporation by reference of Revision 39; RG
1.147, Revision 21 (DG-1406) would supersede the incorporation by
reference of Revision 20; and RG 1.192, Revision 5 (DG-1407) would
supersede the incorporation by reference of Revision 4.
The ASME Code Cases that are the subject of this proposed rule are
the new and revised Section III and Section XI Code Cases as listed in
Supplements 2 through 7 to the 2019 Edition of the ASME BPV Code,
Supplements 0 through 2 and selected Code Cases from Supplement 3 to
the 2021 Edition of the ASME BPV Code, and the OM Code Cases listed in
the 2022 Edition of the ASME OM Code. By letter dated December 22,
2021, ASME requested that the NRC consider including Code Cases N-663-
1, N-885-1, and N-921 in this proposed rulemaking. In response, the NRC
included these three code cases within the scope of this proposed rule.
The NRC is also proposing to include OMN-31 within the scope of this
proposed rule to provide consistency between the ISI and IST programs.
The ASME publishes code cases that provide alternatives to existing
code requirements that the ASME developed and approved. This proposed
rule would incorporate by reference the most recent revisions of RGs
1.84, 1.147, and 1.192, which allow nuclear power plant licensees, and
applicants for combined licenses, standard design certifications,
standard design approvals, and manufacturing licenses under the
regulations that govern license certifications, to use the code cases
listed in these RGs as suitable alternatives to the ASME BPV and OM
Codes for the construction, inservice inspections, and inservice
testing of nuclear power plant components. The ASME makes the issued OM
Code Cases available on the OM Code website and provides an index
listing the issued OM Code Cases and their applicability in each ASME
OM Code edition. In contrast, the ASME publishes BPV Code Cases in a
separate document and at a different time than the ASME BPV Code
Editions. This proposed rule identifies the BPV Code Cases by the
edition of the ASME BPV Code under which they were published by the
ASME and the OM Code Cases by the most recent edition of the ASME OM
Code to which they apply.
The following general guidance applies to the use of the ASME Code
Cases approved in the latest versions of the RGs that are incorporated
by reference into Sec. 50.55a as part of this proposed rule.
Specifically, the use of the Code Cases listed in the latest versions
of RGs 1.84, 1.147, and 1.192 are acceptable with the specified
conditions when implementing the editions and addenda of the ASME BPV
and OM Codes incorporated by reference in Sec. 50.55a.
The approval of a code case in these RGs constitutes acceptance of
its technical position for applications that are not precluded by other
requirements. The applicant or licensee is responsible for ensuring
that use of the code case does not conflict with regulatory
requirements or licensee commitments. The code cases listed in the RGs
are acceptable for use within the limits specified in the code cases.
If the RG states an NRC condition on the use of a code case, then the
NRC condition supplements and does not supersede any condition(s)
specified in the code case, unless otherwise stated in the NRC
condition.
The ASME Code Cases may be revised for many reasons (e.g., to
incorporate operational examination and testing experience and to
update material requirements based on research results). On occasion,
an inaccuracy in an equation is discovered or an examination, as
practiced, is found not to be adequate to detect a newly discovered
degradation mechanism. Therefore, when an applicant or a licensee
initially implements a code case, Sec. 50.55a requires that the
applicant or the licensee implement the most recent version of that
code case, as listed in the RGs incorporated by reference. Code cases
superseded by revision are no longer acceptable for new applications
unless otherwise indicated.
Section III of the ASME BPV Code applies to new construction (e.g.,
the edition and addenda to be used in the construction of a plant are
selected based on the date of the construction permit and are not
changed thereafter, except voluntarily by the applicant or the
licensee). Section III may also be used for repair and replacement
activities under the provisions of Section XI of the ASME BPV Code.
Whether used for construction or later repair or replacement, when a
code case is first implemented by a licensee, the applicant implements
the latest edition incorporated by reference into Sec. 50.55a.
Thereafter, the applicant or licensee may continue to apply the
previous version of the code case or may apply the later version of the
code case, including any NRC-specified conditions placed on its use, as
an update to its code of record for the component.
Licensees that were using a code case prior to the effective date
of its revision may continue to use the previous version until the next
update to the code of record for the ISI or IST program, as applicable.
This relieves licensees of the burden of having to update their ISI or
IST program each time a code case is revised by the ASME and approved
for use by the NRC. Code cases apply to specific editions and addenda,
and code cases may be revised if they are no longer accurate or
adequate, so licensees choosing to continue using a code case into a
later code of record interval (e.g., after updating the edition and
addenda) for the ISI or IST program must implement the latest version
incorporated by reference into Sec. 50.55a and listed in the RGs.
The ASME may annul code cases that are no longer required, are
determined to be inaccurate or inadequate, or have been incorporated
into the BPV or OM Codes. A code case may be revised, for example, to
incorporate user experience. The older or superseded version of the
code case cannot be applied by the licensee or applicant for a first
use of that code case. If an applicant or a licensee applied a code
case before it was listed as superseded or annulled, the applicant or
the licensee may continue to use the code case until the applicant or
the licensee updates its construction code of record (in the case of an
applicant, updates its application) or until the licensee's code of
record interval for the ISI or IST program expires, after which the
continued use of the code case is prohibited unless NRC authorization
is given under Sec. 50.55a(z). If a code case is incorporated by
reference into Sec. 50.55a and later a revised version is issued by
the ASME because experience has shown that the design analysis,
construction method, examination
[[Page 13721]]
method, or testing method is inadequate, the NRC will amend Sec.
50.55a and the relevant RG to remove the approval of the superseded
code case. Applicants and licensees should not begin to implement such
superseded code cases in advance of the rulemaking. This proposed
rulemaking includes minor editorial changes to Sec. 50.55a(a) to align
with the Office of the Federal Register's guidance on the incorporation
by reference.
B. Code Cases Proposed To Be Approved for Unconditional Use
The code cases discussed in Table I are new, revised, or reaffirmed
code cases in which the NRC is not proposing any conditions. The table
identifies the draft regulatory guide listing the applicable code case
that the NRC proposes to approve for use.
Table I--Acceptable Code Cases
------------------------------------------------------------------------
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III
(addressed in DG-1405, Table 1)
------------------------------------------------------------------------
Code case No. Published with Title
supplement
------------------------------------------------------------------------
N-351-1.................... 3 (2021 Edition).. Use of Standard Subsize
Charpy V-Notch Impact
Specimens, Section
III, Division 1;
Section III, Division
2; Section III,
Division 3.
N-893...................... 4 (2019 Edition).. Use of Alloy Steel Bar
and Mechanical Tubing
in Class 2 and 3
Patented Mechanical
Joints and Fittings,
Section III, Division
1.
N-900...................... 3 (2019 Edition).. Alternative Rules for
Level D Service Limits
of Class 1, 2, and 3
Piping Systems,
Section III, Division
1.
N-901...................... 4 (2019 Edition).. Use of ASME SA-494
Grade M35-1 for Line
Valve Bodies and
Bonnets, and Bodies,
Bonnets, and Yokes of
Pressure Relief Valves
for Class 2 and 3
Construction, Section
III, Division 1.
N-902...................... 5 (2019 Edition).. Thickness and Gradient
Factors for Piping
Fatigue Analyses,
Section III, Division
1.
N-904...................... 6 (2019 Edition).. Alternative Rules for
Simplified Elastic-
Plastic Analysis,
Section III, Division
1.
N-905...................... 6 (2019 Edition).. Alternate Design
Fatigue Curves to
Those Given in For
Section III
Appendices, Mandatory
Appendix I, Figures I-
9.1 and I-9.1M,
Section III, Division
1.
N-908...................... 7 (2019 Edition).. Use of Ferritic/
Austenitic Wrought
WPS32750/CRS32750
Fittings of Seamless
or Welded Construction
Conforming to SA-815,
Class 3, Section III,
Division 1.
N-910...................... 7 (2019 Edition).. Use of 25Cr-7Ni-4Mo-N
(Alloy UNS S32750
Austenitic/Ferritic
Duplex Stainless
Steel) Forgings,
Plate, and Welded and
Seamless Pipe and
Tubing Conforming to
SA-182, SA-240, SA-
789, or SA-790,
Section III, Division
1.
N-919...................... 2 (2021 Edition).. Alternative Fatigue
Evaluation Method to
Consider Environmental
Effects on Class 1
Components Section
III, Division 1.
N-920...................... 2 (2021 Edition).. Alternative Fatigue
Design Curves for
Ferritic Steels With
Ultimate Tensile
Strengths (UTS) <=80
ksi (552 MPa) and
Austenitic Steels,
Section III, Division
1.
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
(addressed in DG-1406, Table 1)
------------------------------------------------------------------------
Code case No. Published with Title
supplement
------------------------------------------------------------------------
N-561-4.................... 0 (2021 Edition).. Alternative
Requirements for Wall
Thickness Restoration
of Class 2 and High
Energy Class 3 Carbon
Steel Piping, Section
XI, Division 1.
N-562-4.................... 0 (2021 Edition).. Alternative
Requirements for Wall
Thickness Restoration
of Class 3 Moderate
Energy Carbon Steel
Piping, Section XI,
Division 1.
N-597-5.................... 0 (2021 Edition).. Evaluation of Pipe Wall
Thinning, Section XI,
Division 1.
N-638-11................... 2 (2019 Edition).. Similar and Dissimilar
Metal Welding Using
Ambient Temperature
Machine GTAW Temper
Bead Technique,
Section XI, Division
1.
N-661-5.................... 0 (2021 Edition).. Alternative
Requirements for Wall
Thickness Restoration
of Class 2 and 3
Carbon Steel Piping
for Raw Water Service
Section XI, Division
1.
N-663-1.................... 3 (2021 Edition).. Alternative
Requirements for
Classes 1 and 2
Surface Examinations,
Section XI, Division
1.
N-733-1.................... 6 (2019 Edition).. Mitigation of Flaws in
NPS 3 (DN 80) and
Smaller Nozzles and
Nozzle Partial
Penetration Welds in
Vessels and Piping by
Use of a Mechanical
Connection
Modification, Section
XI, Division 1.
N-780-1.................... 1 (2021 Edition).. Alternative
Requirements for
Upgrade, Substitution,
or Reconfiguration of
Examination Equipment
When Using Appendix
VIII Qualified
Ultrasonic Examination
Systems, Section XI,
Division 1.
N-786-4.................... 0 (2021 Edition).. Alternative
Requirements for
Sleeve Reinforcement
of Class 2 and 3
Moderate Energy Carbon
Steel Piping, Section
XI, Division 1.
N-789-5.................... 1 (2021 Edition).. Alternative
Requirements for Pad
Reinforcement of Class
2 and 3 Moderate
Energy Carbon Steel
Piping for Raw Water
Service, Section XI,
Division 1.
N-809-1.................... 0 (2021 Edition).. Reference Fatigue Crack
Growth Rate Curves for
Austenitic Stainless
Steels in Pressurized
Reactor Water
Environments, Section
XI, Division 1.
N-853-1.................... 0 (2021 Edition).. PWR Class 1 Primary
Piping Alloy 600 Full
Penetration Branch
Connection Weld Metal
Buildup for Material
Susceptible to Primary
Water Stress Corrosion
Cracking, Section XI,
Division 1.
N-860...................... 6 (2019 Edition).. Inspection Requirements
and Evaluation
Standards for Spent
Nuclear Fuel Storage
and Transportation
Containment Systems,
Section XI, Division
1; Section XI,
Division 2.
N-865-2.................... 0 (2021 Edition).. Alternative
Requirements for Pad
Reinforcement of Class
2 and 3 Atmospheric
Storage Tanks, Section
XI, Division 1.
[[Page 13722]]
N-877-1.................... 5 (2019 Edition).. Alternative
Characterization Rules
for Multiple
Subsurface Radially
Oriented Planar Flaws,
Section XI, Division
1.
N-882-1.................... 0 (2021 Edition).. Alternative
Requirements for
Attaching
Nonstructural
Electrical Connections
to Class 2 and 3
Components, Section
XI, Division 1.
N-885-1.................... 3 (2021 Edition).. Alternative
Requirements for Table
IWB-2500-1,
Examination Category B-
N-1, Interior of
Reactor Vessel,
Category B-N-2, Welded
Core Support
Structures and
Interior Attachments
to Reactor Vessels,
Category BN-3,
Removable Core Support
Structures, Section
XI, Division 1.
N-888...................... 5 (2019 Edition).. Similar and Dissimilar
Metal Welding Using
Ambient Temperature
SMAW or Machine GTAW
Temper Bead Technique,
Section XI, Division
1.
N-896...................... 2 (2019 Edition).. Reference Crack Growth
Rate Curves for Stress
Corrosion Cracking of
Low Alloy Steels in
Boiling Water Reactor
Environments, Section
XI, Division 1.
N-911...................... 0 (2021 Edition).. Purchase, Exchange, or
Transfer of Material
Between Nuclear
Owners, Section XI,
Division 1.
N-912...................... 0 (2021 Edition).. Alternative
Requirements for
Qualification of
Material Suppliers and
Acceptance of
Materials, Section XI,
Division 1.
N-913...................... 0 (2021 Edition).. Alternative Examination
Requirements for Class
1 Pressure-Retaining
Welds in Control Rod
Drive Housings,
Section XI, Division
1.
N-917...................... 2 (2021 Edition).. Fatigue Crack Growth
Rate Curves for
Ferritic Steels in
Boiling Water Reactor
(BWR) Environments,
Section XI, Division
1.
------------------------------------------------------------------------
Operation and Maintenance Code
(addressed in DG-1407, Table 1)
------------------------------------------------------------------------
Code case Most recent code Title
edition \4\
------------------------------------------------------------------------
OMN-28..................... 2022 Edition...... Alternative Valve
Position Verification
Approach to Satisfy
ISTC-3700 for Valves
Not Susceptible to
Stem-Disk Separation.
OMN-29..................... 2022 Edition...... Pump Condition
Monitoring Program.
OMN-30..................... 2022 Edition...... Alternative Valve
Position Verification
Approach to Satisfy
ISTC-3700.
------------------------------------------------------------------------
C. Code Cases Approved for Use With Conditions
---------------------------------------------------------------------------
\4\ Each code case or ASME Applicability Index List indicates
the ASME OM Code editions and addenda to which the code case
applies, except where a condition is specified in Sec. 50.55a or RG
1.192 related to technical content or applicability. This table
indicates the latest OM Code edition at the time of this rulemaking.
---------------------------------------------------------------------------
The NRC has determined that certain code cases, as issued by the
ASME, are generally acceptable for use, but that the alternative
requirements specified in those code cases must be supplemented in
order to provide an acceptable level of quality and safety.
Accordingly, the NRC proposes to impose conditions on the use of these
code cases to modify, limit or clarify their requirements. The
conditions would specify, for each applicable code case, the additional
activities that must be performed, the limits on the activities
specified in the code case, and/or the supplemental information needed
to provide clarity. These ASME Code Cases, listed in Table II, are
included in Table 2 of DG-1405 (RG 1.84), DG-1406 (RG 1.147), and DG-
1407 (RG 1.192). This section provides the NRC's evaluation of the code
cases and the reasons for the NRC's proposed conditions. Notations
indicate the conditions duplicated from previous versions of the RG.
The NRC requests public comment on these code cases and the
proposed conditions. It also should be noted that this section only
addresses those code cases for which the NRC proposes to impose
condition(s), which are listed in the RG for the first time.
Table II--Conditionally Acceptable Code Cases
------------------------------------------------------------------------
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III
(addressed in DG-1405, Table 2)
------------------------------------------------------------------------
Code case No. Published with Title
supplement
------------------------------------------------------------------------
N-71-21.................... 0 (2021 Edition).. Additional Materials
for Subsection NF,
Class 1, 2, 3, and MC
Supports Fabricated by
Welding, Section III,
Division 1.
N-570-3.................... 0 (2021 Edition).. Alternative Rules for
Linear Piping and
Linear Standard
Supports for Classes
1, 2, 3, and MC,
Section III, Division
1.
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
(addressed in DG-1406, Table 2)
------------------------------------------------------------------------
Code case No. Published with Title
supplement
------------------------------------------------------------------------
N-711-2.................... 6 (2019 Edition).. Alternative Examination
Coverage Requirements
for Examination
Category B F, B J, C-F-
1, C-F-2, and R-A
Piping Welds, Section
XI, Division 1.
N-716-3.................... 5 (2019 Edition).. Alternative
Classification and
Examination
Requirements, Section
XI, Division 1.
N-754-2.................... 0 (2021 Edition).. Optimized Structural
Dissimilar Metal Weld
Overlay for Mitigation
of PWR Class 1 Items,
Section XI, Division
1.
[[Page 13723]]
N-766-4.................... 0 (2021 Edition).. Nickel Alloy Reactor
Coolant Inlay and
Onlay for Mitigation
of PWR Full
Penetration
Circumferential Nickel
Alloy Dissimilar Metal
Welds in Class 1
Items, Section XI,
Division 1.
N-847-1.................... 0 (2021 Edition).. Partial Excavation and
Deposition of Weld
Metal for Mitigation
of Class 1 Items,
Section XI, Division
1.
N-880-1.................... 0 (2021 Edition).. Alternative to
Procurement
Requirements of IWA-
4143 for Nonstandard
Welded Fittings,
Section XI, Division
1.
N-899...................... 3 (2019 Edition).. Weld Residual Stress
Distributions for
Piping and Vessel
Nozzle Butt Welds
Fabricated With UNS
N06082, UNS W86182,
UNS N06052, or UNS
W86152 Weld Filler
Material, Section XI,
Division 1.
N-906...................... 7 (2019 Edition).. Flaw Evaluation
Procedure for Cast
Austenitic Stainless
Steel Piping and
Adjacent Fittings,
Section XI, Division
1.
N-921...................... 3 (2021 Edition).. Alternative 12-yr
Inspection Interval
Duration, Section XI,
Division 1.
------------------------------------------------------------------------
Operation and Maintenance Code
(addressed in DG-1407, Table 2)
------------------------------------------------------------------------
Code case No............... Most recent OM Title
code edition \5\
------------------------------------------------------------------------
OMN-31..................... 2022 Edition...... Alternative to Allow
Extension of ISTA-3120
Inservice Examination
and Test Intervals
From 10 Years to 12
Years.
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ASME BPV Code, Section III Code Cases (DG-1405/RG 1.84)
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\5\ Each code case or ASME Applicability Index List indicates
the ASME OM Code editions and addenda to which the code case
applies, except where a condition is specified in Sec. 50.55a or RG
1.192 related to technical content or applicability. This table
indicates the latest OM Code edition at the time of this rulemaking.
Conditions specified for other OM Code Cases listed in Table 2 of RG
1.192 have not changed in this rulemaking other than updating to the
latest OM Code edition.
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Code Case N-71-21 [Supplement 0, 2021 Edition]
Type: Revised
Title: Additional Materials for Subsection NF, Class 1, 2, 3, and MC
Supports Fabricated by Welding, Section III, Division 1
The proposed conditions on Code Case N-71-21 are the same as the
conditions on N-71-20 that were approved by the NRC in Revision 39 of
RG 1.84. When the ASME revised N-71, the code case was not modified in
a way that would make it possible for the NRC to remove the conditions.
Therefore, the conditions would be retained in Revision 40 of RG 1.84.
Code Case N-570-3 [Supplement 0, 2021 Edition]
Type: Revised
Title: Alternative Rules for Linear Piping and Linear Standard Supports
for Classes 1, 2, 3, and MC, Section III, Division 1
Code Case N-570-3 would update references made to ANSI/AISC N690-
1994 and ANSI/AISC N690-1994 (R2004) Supplement 2 with ANSI/AISC N690-
18. A difference between ANSI/AISC N690-18 and ANSI/AISC N690-1994
(R2004) is that ANSI/AISC N690-18 allows the use of the Load and
Resistance Factor Design (LRFD) method or the Allowable Strength Design
(ASD) method, versus the allowable stress design method or plastic
design method contained in the ANSI/AISC N690-1994 (R2004) edition.
Code Case N-570-2 explicitly stated in paragraph 3.11 that the plastic
design method in Part 2 of ANSI/AISC N690-1994 (R2004) shall not be
used. It is the NRC's understanding that the alternative requirements
of code case N-570-3 for design are also intended to be limited to the
design for strength using the ASD method of ANSI/AISC N690-18, which is
similar to the allowable stress design method used in N-570-2; however,
the code case does not include such explicit qualifiers regarding the
use of ANSI/AISC N690-18. The alternative requirements for design in
Code Case N-570-3 would be limited to the design for strength using the
ASD method of ANSI/AISC N690-18. To provide clarity, the NRC is
proposing a condition: ``This Code Case shall not be used with the Load
and Resistance Factor Design method of ANSI/AISC N690-18.''
ASME BPV Code, Section XI Code Cases (DG-1406/RG 1.147)
Code Case N-711-2 [Supplement 6, 2019 Edition]
Type: Revised
Title: Alternative Examination Coverage Requirements for Examination
Category B F, B J, C-F-1, C-F-2, and R-A Piping Welds, Section XI,
Division 1
The condition on Code Case N-711-2 would be identical to the
condition on N-711-1 that was approved by the NRC in Revision 20 of RG
1.147. When the ASME revised N-711, the code case was not modified in a
way that would make it possible for the NRC to remove the condition.
Therefore, the condition would be retained in Revision 21 of RG 1.147.
Code Case N-716-3 [Supplement 5, 2019 Edition]
Type: Revised
Title: Alternative Classification and Examination Requirements, Section
XI, Division 1
Code Case N-716 provides rules for alternative classification and
examination requirements for piping welds and components. Revision 3 to
Code Case N-716 would remove the provision for plants issued an
operating license after January 1, 2012, to submit the application of
this Code Case for regulatory approval. The NRC is cognizant of the
committee's desire to eliminate the provision for newly constructed
plants to submit first time applications of N-716 to the NRC. It was
the Committee's intention to make this Code Case more generally
applicable internationally. However, the NRC is of the opinion that the
new designs may introduce additional variables, which in the absence of
substantial operating experience with these new plants, may introduce
uncertainty on the applicability of this Code Case to the new plants.
Hence, the NRC has determined there is a need to review the initial
proposals for new plants. The review would confirm the absence of new
degradation mechanisms, evaluate with available operating experience,
as well as the risk-related information for the new plants prior to the
initial application of the Code Case to new plants. Therefore, the NRC
is proposing a condition that this Code Case is not approved for use by
plants issued an
[[Page 13724]]
operating license or combined license after January 1, 2012. However,
plants issued an operating license or combined license after January 1,
2012, may submit an alternative to use this Code Case in accordance
with Sec. 50.55a(z) for review and approval prior to implementation.
Code Case N-754-2 [Supplement 0, 2021 Edition]
Type: Revised
Title: Optimized Structural Dissimilar Metal Weld Overlay for
Mitigation of PWR Class 1 Items, Section XI, Division 1
The NRC is proposing to revise the conditions on N-754-1 to remove
reference to the NRC's safety evaluation for the topical report
``Materials Reliability Program (MRP): Technical Basis for Preemptive
Weld Overlays for Alloy 82/182 Butt Welds in PWRs'' (MRP-169) and to
clarify the examination requirements.
The first condition deals with the use of this Code Case on a pipe
that implements NRC-approved leak-before-break (LBB) methodology. The
application of the LBB concept to a pipe is that if a flaw is developed
in a pipe with certain favorable material properties, the pipe will
most likely leak first before it fails catastrophically. The existing
leakage detection system in the nuclear plant will detect the leakage
and alert the operator. The operator has sufficient time to shut down
the plant safely to perform corrective actions. The NRC has approved
LBB for certain Class 1 reactor coolant system piping in pressurized
water reactor plants based on the plant-specific and piping-specific
LBB analysis, which shows that the probability of the piping rupture is
extremely low under conditions consistent with the design basis for the
piping as required in General Design Criterion 4 of 10 CFR part 50,
appendix A. The LBB methodology and analysis, including specific safety
margins, are reviewed and approved via the license amendment process.
The LBB implementation is documented in the plant final safety analysis
report. When an optimized weld overlay is installed onto pipes that are
approved for LBB, the licensee must verify that the safety margins
specified in the original LBB analysis are still satisfied.
The second condition states that the preservice and inservice
examinations of the overlaid pipe using this Code Case must be
performed in accordance with Sec. 50.55a(g)(6)(ii)(F). Paragraph 3(c)
of N-754-2 states that--
In lieu of all other Preservice and Inservice inspection
requirements, the examination requirements in accordance with N-770-2
(or later in accordance with [Paragraph] 5) shall be met. Alternately,
the requirements of [subparagraphs] (1) through (3) below may be used
to modify the provisions of N-770-2 (or later in accordance with
[Paragraph] 5).
As stated, if the inspection of the overlaid pipe performed in
accordance with N-770-2 cannot be met or performed, alternatives of
Paragraphs 3(c)(1), 3(c)(2) and 3(c)(3) of N-754-2 could be used. The
NRC identified the following issues regarding the statement in
Paragraph 3(c):
Paragraphs 3(c)(2) and 3(c)(3) of N-754-2 are related to
the design and analysis, not the inspection of the overlaid pipe.
Therefore, it is not clear how these two paragraphs can be used to
modify the inspection provisions of N-770-5.
The inspection provisions of Paragraph 3(c)(1) are allowed
to be different from the provisions of Note 14, Preservice Inspection
for Optimized Weld Overlays, and Note 18, Inservice Inspection of
Optimized Weld Overlays, of Table 1 of N-770. The NRC notes that 10 CFR
50.55a(g)(6)(ii)(F) mandates the use of N-770, as conditioned, for the
examination requirements for optimized weld overlays in dissimilar
metal butt welds. Therefore, for regulatory clarity regarding
preservice and inservice inspection requirements, the proposed
condition is provided.
Section 50.55a(g)(6)(ii)(F) mandates the implementation of
N-770-5, rather than N-770-2
Therefore, the NRC finds that this condition is needed to
clarify the examination requirements in Paragraph 3 of N-754-2 and to
ensure that N-770-5 is implemented as required by Sec.
50.55a(g)(6)(ii)(F).
Code Case N-766-4 [Supplement 0, 2021 Edition]
Type: Revised
Title: Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation of
PWR Full Penetration Circumferential Nickel Alloy Dissimilar Metal
Welds in Class 1 Items, Section XI, Division 1
The proposed conditions on Code Case N-766-4 are identical to the
conditions on N-766-3 that were approved by the NRC in the previous
revision of RG 1.147. When the ASME revised N-766, the code case was
not modified in a way that would make it possible for the NRC to remove
the conditions. Therefore, the conditions would be retained in Revision
21 of RG 1.147.
Code Case N-847-1 [Supplement 0, 2021 Edition]
Type: Revised
Title: Partial Excavation and Deposition of Weld Metal for Mitigation
of Class 1 Items, Section XI, Division 1
The proposed conditions on Code Case N-847-1 are identical to the
conditions on N-847 that were approved by the NRC in the previous
revision of RG 1.147. When the ASME revised N-847, the code case was
not modified in a way that would make it possible for the NRC to remove
the conditions. Therefore, the conditions would be retained in Revision
21 of RG 1.147.
Code Case N-880-1 [Supplement 0, 2021 Edition]
Type: Revised
Title: Alternative to Procurement Requirements of IWA-4143 for
Nonstandard Welded Fittings, Section XI, Division 1
Code Case N-880-1 removes the size limitation in the Case by
eliminating the NPS 2 size limit. The NRC does not agree with removing
the small size limitation (NPS 2 and under). The NRC is proposing to
continue to limit the scope of the code case to NPS 2 (DN 50) or
smaller fittings because there is insufficient technical basis to
expand the application to items larger than NPS 2 (DN 50). The only
justification provided for this change was that it is an arbitrary
limitation. However, the limitation to NPS 2 (DN 50) and under was
based on the capacity of the reactor coolant makeup system being able
to safely shutdown the plant if these fittings fail, and therefore, is
not an arbitrary limitation.
Without a condition, approval of the code case would allow the use
of these non-standard or specialized fittings in any Class 1, 2 and 3
systems, including the reactor coolant makeup system. Thus, the failure
of these fittings, which lack operating experience to demonstrate their
reliability, could also affect the reactor coolant makeup system's
ability to provide sufficient makeup capacity. Therefore, the NRC is
proposing a new condition to limit the use of Code Case N-880-1 to NPS
2 (DN 50) or smaller fittings.
Conditions 2 and 3 are identical to the conditions on N-880 that
were approved by the NRC in previous revision of RG 1.147. When the
ASME revised N-880, the code case was not modified in a way that would
make it possible for the NRC to remove the conditions. Therefore, the
conditions would be retained in Revision 21 of RG 1.147.
[[Page 13725]]
Code Case N-899 [Supplement 3, 2019 Edition]
Type: New
Title: Weld Residual Stress Distributions for Piping and Vessel Nozzle
Butt Welds Fabricated With UNS N06082, UNS W86182, UNS N06052, or UNS
W86152 Weld Filler Material, Section XI, Division 1
Code Case N-899 provides an alternative method for calculating the
values of weld residual stress as a function of distance through the
wall thickness for dissimilar metal butt welds in the reactor coolant
pressure boundary. The NRC notes that Code Case N-899 may be used in
conjunction with methodologies similar to those in Section XI,
nonmandatory Appendix A, Article A-3000 to calculate the crack tip
stress intensity factor, KI, for inside surface connected
flaws in piping or vessel nozzle butt welds fabricated with UNS N06082,
UNS W86182, UNS N06052, or UNS W86152 weld filler material.
In many cases, plants do not have information on the actual repairs
performed to Alloy 82/182 butt welds. However, operating experience and
records indicate that repairs were common, including some welds being
repaired multiple times. Weld repairs generally cause the weld residual
stress to become more severe. Given the uncertainty in whether a weld
repair exists or not, the NRC staff has generally found that it is
appropriate to assume that a repair is present for the purposes of flaw
evaluation. Therefore, consistent with the established NRC position for
the weld residual stress distribution analysis for the subject welds of
this code case, the inside surface repair residual stress distributions
of Code Case N-899 are acceptable for use provided all known and
documented repairs are bounded by the 50-percent through wall repair
assumed in the case. Based on this discussion, the NRC is proposing the
condition that only the standard weld residual stress distributions
with repairs included, Paragraphs -2331 and -2332, would be approved
for use and only if they bound all known or documented repairs
previously performed on the subject weld.
Similarly, the NRC also notes that when Paragraph -3000,
Calculation of Residual Stress Using Finite Element Analysis, is
applied as an option to use finite element analysis to calculate weld
residual stress distributions, the weld residual stress analysis should
incorporate a minimum of a 50 percent through-wall inside surface
connected weld repair as part of the analysis. This is consistent with
the NRC position on repairs and weld residual stress calculations
stated in this discussion. If documentation of a repair is found or a
previous repair is known, the weld residual stress analysis must be
evaluated to determine if it is bounded by the 50-percent repair by
modeling or flaw evaluation. The more conservative of either 50-percent
repair assumption or the combination of all known previous repairs
should be used in the development of the weld residual stress
distribution. Therefore, the NRC is proposing a condition: when
developing a plant-specific weld residual stress distribution, the
finite element analysis calculation of the weld residual stress
distribution must use the more bounding of either an assumed previous
inside surface repair of 50 percent through-wall or the combination of
all known or documented previous repairs.
Code Case N-906 [Supplement 7, 2019 Edition]
Type: New
Title: Flaw Evaluation Procedure for Cast Austenitic Stainless Steel
Piping and Adjacent Fittings, Section XI, Division 1
Code Case N-906 provides flaw evaluation procedure for cast
austenitic stainless steel piping and fittings adjacent to girth welds
as alternatives to the methods in Nonmandatory Appendix C, C-4210 and
C-6330. Paragraph 1(b) of Code Case N-906 states that the provisions of
this Case shall be applied to operating temperatures of 500 [deg]F to
625 [deg]F (260 [deg]C to 330 [deg]C). The paragraph also states that,
if a thermal transient below this range of temperatures occurs at the
flaw location, the appropriate toughness, Ji, at the minimum
transient temperature shall be used along with the applied stresses at
that minimum transient temperature. Accordingly, if a transient occurs
below the specified temperature range, the code case requires that the
flaw evaluation use the fracture toughness and applied stresses at the
minimum transient temperature.
However, the limiting fracture toughness and relevant applied
stress for the flaw under the transient may not be those at the minimum
transient temperature. For example, Figure 32 of NUREG/CR-4513,
Revision 2, ``Estimation of Fracture Toughness of Cast Stainless Steels
during Thermal Aging in LWR Systems,'' shows that the fracture
toughness of a cast austenitic stainless steel material at room
temperature may be higher than that at an elevated temperature.
Therefore, the NRC is proposing a condition to delete the reference to
the minimum transient temperature that is associated with the
appropriate fracture toughness and applied stresses for the flaw
evaluation. The condition also clarifies that the flaw evaluation must
use the fracture toughness and applied stresses that are limiting for
the flaw.
Code Case N-921 [Supplement 3, 2021 Edition]
Type: New
Title: Alternative 12-Year Inspection Interval Duration, Section XI,
Division 1
Code Case N-921 increases the inservice inspection interval defined
in Section XI, IWA-2400 from 10 years to 12 years. Section XI, IWA-2400
requires that licensees have an inservice inspection program that
includes, for example, inspection plans, inservice inspection interval
dates, and identification of code cases to be applied during the
interval. While IWA-2400 requires that plants specify the edition or
addenda of Section XI that will be applied during the interval, Section
XI does not prescribe what constitutes an appropriate edition or
addenda. In fact, IWA-2410 states that edition or addenda is ``as
required by the regulatory authority having jurisdiction at the plant
site.'' The regulation at Sec. 50.55a(g)(4)(ii) provides the
regulatory basis for licensees determining which edition or addenda to
apply to inservice inspection programs for a successive interval. This
regulation assumes a 10-year inservice inspection interval.
A licensee applying this code case is, therefore, required by Sec.
50.55a(4)(g)(ii) to update the code of record every 10 years. The
inservice inspection interval and the code of record update interval
should be synchronized to promote order and predictability in licensee
inservice inspection programs. As part of this rulemaking, the NRC also
is updating Sec. 50.55a to allow flexibility in how often the code of
record is updated, provided that licensees update to the 2019 Edition
of Section XI. The NRC, therefore, proposes to condition Code Case N-
921 to require updating to the 2019 Edition of Section XI. This
condition would ensure that the desired order and predictability in
licensee inservice inspection programs is maintained.
ASME Operation and Maintenance Code Cases (DG-1407/RG 1.192)
Code Case OMN-31 [2022 Edition]
Type: New
Title: Alternative to Allow Extension of ISTA-3120 Inservice
Examination
[[Page 13726]]
and Test Intervals From 10 Years to 12 Years
For the same reasons explained for Section XI Code Case N-921, the
NRC is restricting the use of OMN-31 to licensees implementing the ASME
OM Code, 2020 Edition. As indicated in DG-1407/RG 1.192, this OM Code
Case may be applied by licensees implementing the ASME OM Code, 2020
Edition through the latest edition of the ASME OM Code incorporated by
reference in Sec. 50.55a, contrary to the ASME OM Code Case
Applicability Index, dated July 1, 2022.
Other OM Code Cases in Table 2 of Proposed Revision 5 to RG 1.192
No changes were made to the OM Code Cases listed in Table 2 of the
proposed Revision 5 to RG 1.192 (with the exception of new Code Case
OMN-31, discussed previously) from the versions that were listed in OM
Code Cases listed in Table 2 of Revision 4 to RG 1.192. Therefore, the
conditions on the OM Code Cases listed in Table 2 of the proposed
Revision 5 to RG 1.192 (with the exception of new Code Case OMN-31) are
identical to the conditions on those OM Code Cases that were approved
by the NRC in Revision 4 of RG 1.192. The OM Code Cases listed in Table
2 of the proposed Revision 5 to RG 1.192 were re-affirmed by the ASME
for the 2022 Edition of the OM Code with no change to those OM Code
Cases. Therefore, the conditions on the OM Code Cases in Table 2 are
retained in proposed Revision 5 of RG 1.192.
D. ASME Code Cases Not Approved for Use (DG-1408/RG 1.193)
The ASME Code Cases that are currently issued by the ASME but not
approved for generic use by the NRC are listed in RG 1.193, ``ASME Code
Cases not Approved for Use.'' In addition to the ASME Code Cases that
the NRC has found to be technically or programmatically unacceptable,
RG 1.193 includes code cases on reactor designs for high-temperature
gas-cooled reactors and liquid metal reactors, reactor designs not
currently licensed by the NRC, and certain requirements in Section III,
Division 2, for submerged spent fuel waste casks, that are not endorsed
by the NRC. Regulatory Guide 1.193 complements RGs 1.84, 1.147, and
1.192. It should be noted that the NRC is not proposing to adopt any of
the code cases listed in RG 1.193.
E. Proposed Revision to Code of Record Update Requirements
Nuclear power plant licensees maintain their IST and ISI programs,
respectively, in accordance with the requirements of the ASME OM Code
and ASME BPV Code, Section XI, as incorporated by reference in Sec.
50.55a. The initial concept of a 10-year ISI interval first appeared in
the 1970 Edition of the ASME BPV Code, Section XI, in paragraph IS-240.
This 10-year interval (referred to as the ISI interval) is only related
to ASME ISI requirements. There is a corresponding 10-year IST interval
for the OM Code requirements.
Later, in a final rule published in February 1976 (41 FR 6256), the
NRC revised Sec. 50.55a to require IST code of record updates every 20
months and ISI code of record updates every 40 months. This requirement
was (and still is) independent from the ISI and IST intervals defined
by the respective codes. In the early years of the development of ISI
and IST programmatic requirements, the NRC requirement to update the
codes of record was not synchronized with the ASME concept of an IST or
ISI interval. In January 1979 (44 FR 3719), the NRC proposed changes to
Sec. 50.55a to extend the 20- and 40-month update intervals to 120
months (10 years), in order to promote consistency with the 10-year
interval in the ASME codes. The corresponding final rule was published
in October 1979 (44 FR 57912).
Paragraph IWA-2420 of the 1989 Edition and later of ASME BPV Code,
Section XI, requires that nuclear plant owners prepare inspection plans
and schedules for each ISI interval. These plans should include a
listing of all code cases to be applied during the ISI interval and
alternatives authorized under Sec. 50.55a(z). The proposed revision to
Sec. 50.55a in this rulemaking does not alter those requirements. In
defining the inspection program, Paragraph IWA-2410 of ASME BPV Code,
Section XI, states, ``The Code Edition and Addenda for preservice
inspection and for initial and successive inservice inspection
intervals shall be as required by the regulatory authority having
jurisdiction at the plant site.'' Therefore, while ASME BPV Code,
Section XI, requires plant owners to declare which edition of Section
XI will be applied during each ISI interval, the code does not specify
what constitutes an appropriate edition of Section XI.
Similarly, paragraph ISTA-3110, ``Test and Examination Plans,'' in
the 2020 Edition of the ASME OM Code requires that nuclear plant owners
prepare test plans for the preservice test period, initial IST
intervals, and subsequent IST intervals. These plans should include a
listing of all code cases to be applied during the IST interval, relief
granted under Sec. 50.55a(f), and alternatives authorized under Sec.
50.55a(z). Paragraph ISTA-3110 requires in subparagraph (a) that each
IST plan shall include ``the edition and addenda of this Section that
apply to the required tests and examinations.'' Therefore, while the
ASME OM Code requires nuclear power plant owners to declare which
edition and addenda of the OM Code will be applied during each IST
interval, the OM Code does not specify what constitutes an appropriate
edition and addenda of the OM Code.
Thus, neither the ASME BPV Code, Section XI, nor the OM Code
specify which edition to use. Rather, the NRC's regulations in Sec.
50.55a determine the appropriate edition and addenda of the ASME BPV
Code, Section XI, or the OM Code to be applied in each ISI or IST
interval respectively. The changes proposed to these code of record
requirements in this rulemaking are focused on that aspect alone.
The NRC does not intend the proposed extension of the update
interval to affect the orderly implementation of IST and ISI programs.
Therefore, the proposed rule is designed to synchronize the
requirements of ASME Codes and Sec. 50.55a as much as possible. For
licensees with codes of record prior to ASME BPV Code, Section XI, 2019
Edition, and OM Code, 2020 Edition, as incorporated by reference in
Sec. 50.55a, the proposed rule specifies that the code of record
interval for the ISI and IST programs shall be the same as the ISI
interval or IST interval. This is consistent with the current
requirements. For licensees with codes of record of ASME BPV Code,
Section XI, 2019 Edition, or later editions and addenda, and ASME OM
Code, 2020 Edition, or later editions, as incorporated by reference in
Sec. 50.55a, the proposed rule specifies that the code of record
interval for the ISI and IST programs shall be updated every two
consecutive ISI intervals or IST intervals, respectively.
With this revised requirement to update the code of record, the NRC
does not intend that the code of record interval for an IST or ISI
program will exceed 25 years, even if ASME extends the IST interval or
the ISI interval beyond 12 years in the ASME OM Code or the ASME BPV
Code, respectively. The 25-year maximum code of record interval allows
the same code of record to be used for two consecutive ISI or IST
intervals, each up to 12 years, plus the one-time, 1-year extension for
IST and ISI programs as specified in the ASME OM Code and ASME BPV
Code, respectively. The Commission has not approved extending the code
of record
[[Page 13727]]
intervals beyond the 25-year maximum proposed in this rulemaking. If
future editions of the ASME OM Code or ASME BPV Code or future code
cases extend the IST interval or ISI interval, respectively, beyond 12
years, the NRC would need to maintain the proposed 25-year maximum code
of record interval.
The concept of a 120-month interval is referenced repeatedly in
Sec. 50.55a. However, the current language is not consistent or well-
defined. As such, the NRC proposes to clarify the language by
introducing certain definitions in Sec. 50.55a(y). The proposed
definitions include code of record, code of record interval, inservice
examination and test interval, inservice inspection program, inservice
testing program, and inspection interval. The NRC also proposes to
update the language throughout Sec. 50.55a to be consistent with the
proposed definitions.
With respect to relief from impractical IST requirements as
requested in accordance with Sec. 50.55a(f)(5)(iv), the NRC proposes
that the duration of the granted relief be changed from the ``120-month
interval of operation'' to the standardized definitions of the
Inservice Examination and Test Interval. At the end of the Inservice
Examination and Test Interval, the licensee would reassess whether the
IST requirement continues to be impractical and submit an updated
relief request as necessary. The NRC is proposing similar revisions for
the ISI requirements in Sec. 50.55a(g)(5)(iii) and (iv).
With respect to alternative requests in accordance with Sec.
50.55a(z), the NRC will address the duration of each new authorized
alternative in the safety evaluation describing its review of the
request consistent with the current procedures for evaluating
alternative requests. Existing NRC-approved alternatives were approved
based on the IST or ISI interval. The proposed rulemaking language
regarding the code of record interval does not extend the approval
timeframe for these existing alternatives. Licensees seeking to extend
the timeframe of approved alternatives therefore would need to submit
an alternative request per Sec. 50.55a(z) to continue using previously
granted alternatives in a subsequent IST or ISI interval in the same
code of record update interval. Licensees may request future
alternatives based upon the code of record interval.
In addition, the NRC proposes to update references to the 10-year
service period in appendix J to 10 CFR part 50 to be consistent with
the definitions in the proposed Sec. 50.55a(y), in which the NRC
proposes to allow the ISI period to be extended to 12 years. The
current rules for Type A tests under Option A (prescriptive
requirements) explicitly reference the 10-year service period required
in Sec. 50.55a for inservice inspections. Consistent with the NRC's
stated goal of maintaining consistency across all NRC rules regarding
ISI and IST programs, the NRC is proposing revisions to appendix J to
10 CFR part 50 to directly reference the interval defined in a revised
10 CFR 50.55a, to accommodate a 12-year ISI interval. For the reasons
stated in SECY-22-0075, the NRC proposes to make this revision without
changing the intent or basis for the Type A test requirement in
appendix J to 10 CFR part 50.
Licensees are currently required to submit various documents, such
as IST plans and schedules or Section XI flaw evaluations, to the NRC
each IST or ISI interval. The language proposed in this rulemaking
regarding the code of record intervals does not alter those submittal
requirements in any way. Therefore, licensees should carefully
distinguish requirements that apply to the code of record interval from
those that apply to the IST or ISI interval. For example, Sec.
50.55a(f)(7) requires IST plans to be submitted within 90 days of their
implementation for the applicable 120-month IST program interval. This
proposed rule would revise the terms used in paragraph (f)(7) for
consistency with the new definitions, but submittal of IST plans would
still be required within 90 days of their implementation for the
applicable IST interval.
IV. Specific Requests for Comments
The NRC is seeking advice and recommendations from the public on
the proposed rule. We are particularly interested in comments and
supporting rationale from the public on the following:
The NRC proposes to add Sec. 50.55a(y) to include
definitions of certain terms that may be important for delineating
requirements related to IST and ISI programs. Are the proposed
definitions appropriate for their intended purpose? Should the NRC
consider defining other terms related to IST and ISI? Please provide
the basis for your response.
The NRC proposes to revise Sec. 50.55a(b)(5)(ii) and
(iii) to relate those requirements regarding superseded and annulled
code cases to the code of record interval, as defined in Sec.
50.55a(y) of the proposed rule. Should the NRC instead consider
relating those requirements to the ISI and IST interval? Please provide
the basis for your response.
V. Section-by-Section Analysis
The following paragraphs in Sec. 50.55a would be revised as
follows:
Paragraph (a)
This proposed rule would revise the introductory text to paragraph
(a) by removing ``standards'' and adding in its place ``materials'' or
``all approved materials'', as applicable, thereby aligning with the
latest guidance on incorporation by reference.
Paragraph (a)(3)(i)
This proposed rule would revise the reference to ``NRC Regulatory
Guide 1.84, Revision 39,'' by removing ``Revision 39'' and adding in
its place ``Revision 40'' and changing the month and year for the
document's revision date.
Paragraph (a)(3)(ii)
This proposed rule would revise the reference to ``NRC Regulatory
Guide 1.147, Revision 20'' by removing ``Revision 20'' and adding in
its place ``Revision 21'' and changing the month and year for the
document's revision date.
Paragraph (a)(3)(iii)
This proposed rule would revise the reference to ``NRC Regulatory
Guide 1.192, Revision 4'' by removing ``Revision 4'' and adding in its
place ``Revision 5'' and changing the month and year for the document's
revision date.
Paragraph (b)(5)(ii)
This proposed rule would amend paragraph (b)(5)(ii) by replacing
the text ``120-month interval'' with the text ``code of record
interval'' and ``120-month ISI program intervals'' with the text ``code
of record intervals.''
Paragraph (b)(5)(iii)
This proposed rule would amend paragraph (b)(5)(iii) by replacing
the text ``120-month interval'' with the text ``code of record
interval.''
Paragraph (b)(6)(ii)
This proposed rule would amend paragraph (b)(6)(ii) by replacing
the text ``120-month interval'' with the text ``code of record
interval'' and ``120-month ISI program'' with the text ``code of
record.''
Paragraph (b)(6)(iii)
This proposed rule would amend paragraph (b)(6)(iii) by replacing
the text ``120-month interval'' with the text ``code of record
interval.''
[[Page 13728]]
Paragraph (f)(4)(i)
This proposed rule would revise the heading and text of paragraph
(f)(4)(i) to replace the text ``120-month'' with the text ``code of
record.'' This proposed rule also would insert the text ``no more
than'' to clarify that licensees may consider ASME OM Code editions
incorporated by reference less than 18 months before the date of
issuance of the operating license or before the date of initial fuel
load.
Paragraph (f)(4)(ii)
This proposed rule would revise the heading and text of paragraph
(f)(4)(ii) to replace the text ``120-month'' with the text ``code of
record.'' This proposed rule also would insert the text ``no more
than'' to clarify that licensees may consider ASME OM Code editions
incorporated by reference less than 18 months before the start of the
code of record interval.
Paragraph (f)(5)(iv)
This proposed rule would amend paragraph (f)(5)(iv) by replacing
the text ``120-month interval of operation'' with the text ``inservice
examination and test interval.''
Paragraph (f)(7)
This proposed rule would amend paragraph (f)(7) by replacing the
text ``120-month IST Program interval'' with the text ``inservice
examination and test interval.''
Paragraph (g)(4) Introductory Text
This proposed rule would amend paragraph (g)(4) introductory text
by inserting the text ``BPV'' into the text ``ASME Code Class 1, Class
2, and Class 3'' to clarify the language.
Paragraph (g)(4)(i)
This proposed rule would revise paragraph (g)(4)(i) to replace the
text ``120-month inspection'' and ``120-month ISI'' with the text
``code of record''; insert the text ``BPV'' into the text ``ASME Code
Class 1, Class 2, and Class 3'' to clarify the language; and insert the
text ``no more than'' to clarify that licensees may use ASME BPV Code,
Section XI, editions incorporated by reference less than 18 months
before the start of the code of record interval.
Paragraph (g)(4)(ii)
This proposed rule would revise paragraph (g)(4)(ii) to replace the
text ``120-month,'' ``120-month inspection,'' and ``120-month ISI''
with ``code of record''; insert the text ``BPV'' into the text ``ASME
Code Class 1, Class 2, and Class 3'' to clarify the language; insert
the text ``no more than'' to clarify that licensees may use ASME BPV
Code, Section XI, editions incorporated by reference less than 18
months before the start of the code of record interval; remove outdated
language; and delete the term ``inservice'' to ensure consistency with
the definitions in the proposed Sec. 50.55a(y).
Paragraph (g)(5)(i)
This proposed rule would amend the heading for paragraph (g)(5)(i)
by replacing the text ``ISI Code editions and addenda'' with the text
``code of record.''
Paragraph (g)(5)(ii)
This proposed rule would amend paragraph (g)(5)(ii) by replacing
the text ``period'' with the text ``code of record interval.''
Paragraph (g)(5)(iii)
This proposed rule would amend paragraph (g)(5)(iii) by removing
the text ``120-month.'' This proposed rule also would delete the term
``inservice'' to ensure consistency with the definitions in the
proposed Sec. 50.55a(y).
Paragraph (g)(5)(iv)
This proposed rule would amend paragraph (g)(5)(iv) by removing the
text ``120-month.''
Paragraph (y)
This proposed rule would add paragraph (y) to provide definitions
of important terms used in Sec. 50.55a: Code of record, Code of record
interval, Inservice examination and test interval, Inservice inspection
program, Inservice examination and testing program, and Inspection
interval.
Appendix J to 10 CFR Part 50
This proposed rule would revise paragraph D.1.(a) in section III of
option A to replace the text ``10-year service period'' with the text
``inservice inspection interval, as defined in 10 CFR 50.55a(y),'' and
replace the text ``10-year plant'' with the text ``final plant''. This
proposed rule also would remove footnote 2 and redesignate footnote 3
as footnote 2.
VI. Regulatory Flexibility Certification
As required by the Regulatory Flexibility Act of 1980, 5 U.S.C.
605(b), the Commission certifies that this rule, if adopted, will not
have a significant economic impact on a substantial number of small
entities. This proposed rule affects only the licensing and operation
of nuclear power plants. The companies that own these plants do not
fall within the scope of the definition of ``small entities'' set forth
in the Regulatory Flexibility Act or the size standards established by
the NRC (Sec. 2.810).
VII. Regulatory Analysis
The NRC has prepared a draft regulatory analysis for this proposed
regulation. The analysis examines the costs and benefits of the
alternatives considered by the NRC. The NRC requests public comment on
the draft regulatory analysis. The regulatory analysis is available as
indicated in the ``Availability of Documents'' section of this
document. Comments on the draft regulatory analysis may be submitted to
the NRC as indicated under the ADDRESSES caption of this document.
VIII. Backfitting and Issue Finality
The provisions in this proposed rule would allow licensees and
applicants to voluntarily apply NRC-approved code cases, sometimes with
NRC-specified conditions. The approved code cases are listed in three
RGs that are proposed to be incorporated by reference into Sec.
50.55a. An applicant's or a licensee's voluntary application of an
approved code case does not constitute backfitting, because there is no
imposition of a new requirement or new position.
Similarly, voluntary application of an approved code case by a 10
CFR part 52 applicant or licensee does not represent NRC imposition of
a requirement or action, and therefore is not inconsistent with any
issue finality provision in 10 CFR part 52. For these reasons, the NRC
finds that this proposed rule does not involve any provisions requiring
the preparation of a backfit analysis or documentation demonstrating
that one or more of the issue finality criteria in 10 CFR part 52 are
met.
Other circumstances where the NRC does not apply the Backfit Rule
to the approval and requirement to use later code editions and addenda
are as follows:
1. When the NRC takes exception to a later ASME BPV Code or OM Code
provision but merely retains the current existing requirement,
prohibits the use of the later code provision, limits the use of the
later code provision, or supplements the provisions in a later code,
the Backfit Rule does not apply because the NRC is not imposing new
requirements. However, the NRC explains any such exceptions to the code
in the preamble to and regulatory analysis for the rule.
2. When an NRC exception relaxes an existing ASME BPV Code or OM
Code provision but does not prohibit a licensee from using the existing
code provision, the Backfit Rule does not
[[Page 13729]]
apply because the NRC is not imposing new requirements.
3. Modifications and limitations imposed during previous routine
updates of Sec. 50.55a have established a precedent for determining
which modifications or limitations are backfits, or require a backfit
analysis (e.g., final rule dated September 10, 2008 (73 FR 52731), and
a correction dated October 2, 2008 (73 FR 57235)). The application of
the backfit requirements to modifications and limitations in the
current rule are consistent with the application of backfit
requirements to modifications and limitations in previous rules.
The incorporation by reference and adoption of a requirement
mandating the use of a later ASME BPV Code or OM Code may constitute
backfitting in some circumstances. In these cases, the NRC would
perform a backfit analysis or prepare documented evaluation in
accordance with Sec. 50.109. These include the following:
1. When the NRC endorses a later provision of the ASME BPV Code or
OM Code that takes a substantially different direction from the
existing requirements, the action is treated as a backfit (e.g., 61 FR
41303; August 8, 1996).
2. When the NRC requires implementation of a later ASME BPV Code or
OM Code provision on an expedited basis, the action is treated as a
backfit. This applies when implementation is required sooner than it
would be required if the NRC simply endorsed the Code without any
expedited language (e.g., 64 FR 51370; September 22, 1999).
3. When the NRC takes an exception to an ASME BPV Code or OM Code
provision and imposes a requirement that is substantially different
from the existing requirement as well as substantially different from
the later Code (e.g., 67 FR 60529; September 26, 2002).
ISI/IST Update Backfitting Considerations: Section XI of the ASME BPV
Code and the ASME OM Code
Proposed revisions to the code of record intervals of Section XI of
the ASME BPV Code and the ASME OM Code are related to the ISI and IST
programs of operating reactors. However, the Backfit Rule generally
does not apply to incorporation by reference of later editions and
addenda of the ASME BPV Code (Section XI) and OM Code. As previously
mentioned, the NRC's longstanding regulatory practice has been to
incorporate later versions of the ASME Codes into Sec. 50.55a. Under
the current Sec. 50.55a, licensees must revise their ISI and IST
programs every 120 months to the latest edition and addenda of Section
XI of the ASME BPV Code and the ASME OM Code incorporated by reference
into Sec. 50.55a 18 months before the start of a new 120-month ISI and
IST interval. Thus, when the NRC approves and requires the use of a
later version of the Code for ISI and IST, it is implementing this
longstanding regulatory practice and requirement. The NRC is proposing
to revise the requirement to update to the latest edition and addenda
before the start of every other ISI and IST interval. This proposed
revision would be a voluntary relaxation, and thus not a backfit,
because licensees will continue to have the option to voluntarily
update before the start of each ISI or IST interval under Sec. Sec.
50.55a(f)(4)(iv) or (g)(4)(iv).
Conclusion
The NRC finds that the proposed incorporation by reference into
Sec. 50.55a of the three RGs containing the latest NRC-approved code
cases and the proposed revision of Sec. 50.55a to the identified ISI/
IST interval conditions, does not constitute backfitting or represent
an inconsistency with any issue finality provisions in 10 CFR part 52.
IX. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, and well-organized
manner. The NRC has written this document to be consistent with the
Plain Writing Act as well as the Presidential Memorandum, ``Plain
Language in Government Writing,'' published June 10, 1998 (63 FR
31885). The NRC requests comment on this document with respect to the
clarity and effectiveness of the language used.
X. Environmental Assessment and Proposed Finding of No Significant
Environmental Impact
The Commission has determined under the National Environmental
Policy Act of 1969, as amended, and the Commission's regulations in
subpart A of 10 CFR part 51, that this rule, if adopted, would not be a
major Federal action significantly affecting the quality of the human
environment, an environmental impact statement is not required.
The determination of this environmental assessment is that there
will be no significant effect on the quality of the human environment
from this action. Public stakeholders should note, however, that
comments on any aspect of this environmental assessment may be
submitted to the NRC as indicated under the ADDRESSES caption.
As voluntary alternatives to the ASME Code, NRC-approved code cases
provide an equivalent level of safety. The IST and ISI code of record
update frequency is changing the update frequency of a program.
Therefore, the probability or consequences of accidents is not changed.
There also are no significant, non-radiological impacts associated with
this action because no changes would be made affecting nonradiological
plant effluents and because no changes would be made in activities that
would adversely affect the environment. The determination of this
environmental assessment is that there would be no significant offsite
impact to the public from this action.
XI. Paperwork Reduction Act
This proposed rule contains new or amended collections of
information subject to the Paperwork Reduction Act of 1995 (44 U.S.C.
3501 et seq.). This proposed rule has been submitted to the Office of
Management and Budget for review and approval of the information
collection(s).
Type of submission, new or revision: Revision.
The title of the information collection: Domestic Licensing of
Production and Utilization Facilities: Updates to Incorporation by
Reference and Regulatory Guides.
The form number if applicable: Not applicable.
How often the collection is required or requested: On occasion.
Who will be required or asked to respond: Operating power reactor
licensees and applicants for power reactors under construction.
An estimate of the number of annual responses: 1.32 (0.66 reporting
and 0.66 recordkeeping).
The estimated number of annual respondents: 0.66.
An estimate of the total number of hours needed annually to comply
with the information collection requirement or request: 158.6.
Abstract: This proposed rule is the latest in a series of
rulemakings that incorporate by reference the latest versions of
several RGs identifying new and revised unconditionally or
conditionally acceptable ASME Code Cases that are approved for use.
The U.S. Nuclear Regulatory Commission is seeking public comment on
the potential impact of the information collection(s) contained in this
proposed rule and on the following issues:
1. Is the proposed information collection necessary for the proper
[[Page 13730]]
performance of the functions of the NRC, including whether the
information will have practical utility?
2. Is the estimate of the burden of the proposed information
collection accurate?
3. Is there a way to enhance the quality, utility, and clarity of
the information to be collected?
4. How can the burden of the proposed information collection on
respondents be minimized, including the use of automated collection
techniques or other forms of information technology?
A copy of the Office of Management and Budget (OMB) clearance
package is available in ADAMS under Accession No. ML22243A007 or can
obtained free of charge by contacting the NRC's Public Document
reference staff at 1-800-397-4209, 301-415-4737, or by email to
[email protected]. You may obtain information and comment
submissions related to the OMB clearance package by searching on
https://www.regulations.gov under Docket ID NRC-2018-0291.
You may submit comments on any aspect of these proposed information
collections, including suggestions for reducing the burden and on the
above issues, by the following methods:
Federal rulemaking website: Go to https://www.regulations.gov and search for Docket ID NRC-2018-0291.
Mail comments to: FOIA, Library, and Information
Collections Branch, Office of the Chief Information Officer, Mail Stop:
T-6 A10M, U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001
or to the OMB reviewer at: OMB Office of Information and Regulatory
Affairs (3150-0011), Attn: Desk Officer for the Nuclear Regulatory
Commission, 725 17th Street NW, Washington, DC 20503; email:
[email protected].
Submit comments by April 5, 2023. Comments received after this date
will be considered if it is practical to do so, but the NRC is able to
ensure consideration only for comments received on or before this date.
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless the document requesting
or requiring the collection displays a currently valid OMB control
number.
XII. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995,
Public Law 104-113, requires that Federal agencies use technical
standards that are developed or adopted by voluntary consensus
standards bodies unless using such a standard is inconsistent with
applicable law or is otherwise impractical. In this proposed rule, the
NRC is continuing to use the ASME BPV and OM Code Cases, which are
ASME-approved voluntary alternatives to compliance with various
provisions of the ASME BPV and OM Codes. The NRC's approval of the ASME
Code Cases is accomplished by amending the NRC's regulations to
incorporate by reference the latest revisions of the following, which
are the subject of this rulemaking, into Sec. 50.55a: RG 1.84,
Revision 40; RG 1.147, Revision 21; and RG 1.192, Revision 5. The RGs
list the ASME Code Cases that the NRC has approved for use. The ASME
Code Cases are national consensus standards as defined in the National
Technology Transfer and Advancement Act of 1995 and OMB Circular A-119.
The ASME Code Cases constitute voluntary consensus standards, in which
all interested parties (including the NRC and licensees of nuclear
power plants) participate. The NRC invites comment on the applicability
and use of other standards.
XIII. Incorporation by Reference
The NRC proposes to incorporate by reference three NRC RGs that
list new and revised the ASME Code Cases that the NRC has approved as
voluntary alternatives to certain provisions of NRC-required editions
and addenda of the ASME BPV Code and the ASME OM Code. The draft
regulatory guides, DG-1405, DG-1406, and DG-1407, will correspond to
final RG 1.84, Revision 40; RG 1.147, Revision 21; and RG 1.192,
Revision 5, respectively.
RG 1.84, ``Design, Fabrication, and Materials Code Case
Acceptability, ASME Section III,'' Revision 40 (Draft Regulatory Guide
(DG)-1405), would allow nuclear power plant licensees and applicants
for construction permits, operating licenses, combined licenses,
standard design certifications, standard design approvals, and
manufacturing licenses to use the code cases newly listed in this
revised RG as voluntary alternatives to ASME engineering standards for
the construction of nuclear power plant components.
RG 1.147, ``Inservice Inspection Code Case Acceptability,
ASME Section XI, Division 1,'' Revision 21 (DG-1406), would allow
nuclear power plant licensees and applicants for construction permits,
operating licenses, combined licenses, standard design certifications,
standard design approvals, and manufacturing licenses to use the code
cases newly listed in this revised RG as voluntary alternatives to ASME
engineering standards for the inservice inspection of nuclear power
plant components.
RG 1.192, ``Operation and Maintenance [OM] Code Case
Acceptability, ASME OM Code,'' Revision 5 (DG-1407), action would allow
nuclear power plant licensees and applicants for construction permits,
operating licenses, combined licenses, standard design certifications,
standard design approvals, and manufacturing licenses to use the code
cases newly listed in this revised RG as voluntary alternatives to ASME
engineering standards for the inservice examination and testing of
nuclear power plant components.
The NRC is required by law to obtain approval for incorporation by
reference from the Office of the Federal Register (OFR). The OFR's
requirements for incorporation by reference are set forth in 1 CFR part
51. On November 7, 2014, the OFR adopted changes to its regulations
governing incorporation by reference (79 FR 66267). The OFR regulations
require an agency to include in a proposed rule a discussion of the
ways that the materials the agency proposes to incorporate by reference
are reasonably available to interested parties or how it worked to make
those materials reasonably available to interested parties. The
discussion in this section complies with the requirement for proposed
rules as set forth in 1 CFR 51.5(a)(1).
The NRC considers ``interested parties'' to include all potential
NRC stakeholders, not only the individuals and entities regulated or
otherwise subject to the NRC's regulatory oversight. These NRC
stakeholders are not a homogenous group, so the considerations for
determining ``reasonable availability'' vary by class of interested
parties. The NRC identified six classes of interested parties with
regard to the material to be incorporated by reference in an NRC rule:
Individuals and small entities regulated or otherwise
subject to the NRC's regulatory oversight. This class includes
applicants and potential applicants for licenses and other NRC
regulatory approvals, and who are subject to the material to be
incorporated by reference. In this context, ``small entities'' has the
same meaning as set out in Sec. 2.810.
Large entities otherwise subject to the NRC's regulatory
oversight. This class includes applicants and potential applicants for
licenses and other NRC regulatory approvals, and who are subject to the
material to be incorporated by reference. In this context, a ``large
entity'' is one that does
[[Page 13731]]
not qualify as a ``small entity'' under Sec. 2.810.
Non-governmental organizations with institutional
interests in the matters regulated by the NRC.
Other Federal agencies, States, local governmental bodies
(within the meaning of Sec. 2.315(c)).
Federally recognized and State-recognized Indian tribes.
Members of the general public (i.e., individual,
unaffiliated members of the public who are not regulated or otherwise
subject to the NRC's regulatory oversight) who need access to the
materials that the NRC proposes to incorporate by reference in order to
participate in the rulemaking.
The three draft RGs that the NRC proposes to incorporate by
reference in this proposed rule are available without cost and can be
read online or downloaded online. The draft RGs can be viewed, by
appointment, at the NRC Technical Library, which is located at Two
White Flint North, 11545 Rockville Pike, Rockville, Maryland 20852;
telephone: 301-415-7000; email: [email protected].
Because the three draft regulatory guides, and eventually, the
final regulatory guides, are available in various forms at no cost, the
NRC determines that the three draft regulatory guides, DG-1405, DG-
1406, and DG-1407, and final RG 1.84, Revision 40; RG 1.147, Revision
21; and RG 1.192, Revision 5, once approved by the OFR for
incorporation by reference, are reasonably available to all interested
parties.
XIV. Availability of Guidance
The NRC will not be issuing guidance for this rulemaking.
XV. Public Meeting
The NRC may conduct a public meeting on the proposed rule for the
purpose of describing the changes to the code of record update
frequency and its impact on the ISI and IST programs. The staff will
also answer questions from the public regarding this proposed rule.
The NRC will publish a notice of the location, time, and agenda of
the meeting, if held, in the Federal Register, on Regulations.gov, and
on the NRC's public meeting website within at least 10 calendar days
before the meeting. Stakeholders should monitor the NRC's public
meeting website for information about the public meeting at: https://www.nrc.gov/public-involve/public-meetings/index.cfm.
XVI. Availability of Documents
The documents identified in the following table are available to
interested persons through one or more of the following methods, as
indicated.
Table III--Rulemaking-Related Documents
------------------------------------------------------------------------
ADAMS accession No./
Document Federal Register
citation
------------------------------------------------------------------------
SRM-SECY-21-0029, ``Rulemaking Plan on ML21312A490.
Relaxation of Inservice Testing and Inservice
Inspection Program Update Frequencies Required
in 10 CFR 50.55a,'' dated November 8, 2021.
SECY-21-0029, ``Rulemaking Plan on Relaxation of ML20273A286.
Inservice Testing and Inservice Inspection
Program Update Frequencies Required in 10 CFR
50.55a,'' dated March 15, 2021.
SECY-22-0075, ``Staff Requirements-SECY-21-0029 ML22124A178.
Inservice Testing and Inservice Inspection
Program Rulemakings Update [NRC-2018-0291/3150-
AK23],'' dated August 10, 2022.
Rulemaking-Proposed Rule-Draft Regulatory ML22243A006.
Analysis for American Society of Mechanical
Engineers Code Cases, RG 1.84, Rev. 40; RG
1.147, Rev. 21; RG 1.192 Rev. 5; RG 1.193, Rev.
8, dated January 2023.
Rulemaking-Proposed Rule-OMB Clearance Package ML22243A007.
for American Society of Mechanical Engineers
Code Cases, RG 1.84, Rev. 40; RG 1.147, Rev.
21; RG 1.192 Rev. 5; RG 1.193, Rev. 8.
RG 1.193, ASME Code Cases Not Approved for Use, ML22196A065.
Revision 8 (DG-1408), dated January 2023.
ASME OM Code Case Applicability Index, dated ML22279A967N.
July 1, 2022.
ASME Letter to NRC, ``ASME Request for Including ML22046A112.
Specific Code Cases in Draft Revision 21 of
Regulatory Guide 1.147,'' dated December 22,
2021.
Final Rule--``Codes and Standards for Nuclear 41 FR 6256
Power Plants and Technical Information,''
February 12, 1976.
Proposed Rule--``Domestic Licensing of 44 FR 3719.
Production and Utilization Facilities Codes and
Standards for Nuclear Powerplants,'' January
18, 1979.
Final Rule--``Domestic Licensing of Production 44 FR 57912.
and Utilization Facilities; Codes and Standards
for Nuclear Powerplants,'' October 9, 1979.
Codes and Standards for Nuclear Power Plants; 61 FR 41303.
Subsection IWE and Subsection IWL, August 8,
1996.
Proposed Rule--Industry Codes and Standards; 64 FR 51370.
Amended Requirements, September 22, 1999.
Final Rule--Industry Codes and Standards; 67 FR 60529.
Amended Requirements, September 26, 2002.
Final Rule--``Incorporation by Reference of ASME 68 FR 40469.
BPV and OM Code Cases,'' July 8, 2003.
Final Rule--``Approval of American Society of 87 FR 11934.
Mechanical Engineers Code Cases,'' March 3,
2022.
Final Rule--``American Society of Mechanical 87 FR 65128.
Engineers 2019-2020 Code Editions Incorporation
by Reference,'' October 27, 2022.
------------------------------------------------------------------------
Documents Proposed To Be Incorporated by Reference
The NRC proposes to incorporate by reference three NRC RGs, as set
forth in Table IV, that list new and revised ASME Code Cases that the
NRC is proposing to approve as voluntary alternatives to certain
provisions of NRC-required editions and addenda of the ASME BPV Code
and the ASME OM Code.
Table IV--Draft Regulatory Guides Proposed To Be Incorporated by
Reference in 10 CFR 50.55a
------------------------------------------------------------------------
ADAMS accession No./
Document Federal Register
citation
------------------------------------------------------------------------
RG 1.84, Design, Fabrication, and Materials Code ML22195A282.
Case Acceptability, ASME Section III, Revision
40 (DG-1405).
RG 1.147, Inservice Inspection Code Case ML22195A284.
Acceptability, ASME Section XI, Division 1,
Revision 21 (DG-1406).
[[Page 13732]]
RG 1.192, Operation and Maintenance Code Case ML22196A063.
Acceptability, ASME OM Code, Revision 5 (DG-
1407).
------------------------------------------------------------------------
Code Cases for Approval in This Proposed Rule
The ASME BPV Code Cases that the NRC is proposing to approve as
alternatives to certain provisions of the ASME BPV Code, as set forth
in Table V, are being made available by the ASME for read-only access
during the public comment period on https://go.asme.org/NRC-ASME.
The ASME OM Code Cases that the NRC is proposing to approve as
alternatives to certain provisions of the ASME OM Code, as set forth in
Table V, are being made available for read-only access during the
public comment period by the ASME on https://go.asme.org/NRC-ASME.
The ASME is making the code cases listed in Table V available for
limited, read-only access at the request of the NRC. The NRC believes
that stakeholders need to be able to read these code cases in order to
provide meaningful comment on the three RGs (listed in Table IV) that
the NRC is proposing to incorporate by reference into Sec. 50.55a. It
is the NRC's position that the listed code cases, as modified by any
conditions contained in the three RGs and thus serving as alternatives
to requirements in Sec. 50.55a, would be legally-binding regulatory
requirements. An applicant or licensee must comply with a listed code
case and any conditions to be within the scope of the NRC's approval of
the code case as a voluntary alternative for use. These requirements
cannot be fully understood without knowledge of the code case to which
the proposed condition applies, and to this end, the NRC has requested
that the ASME provide limited, read-only access to the code cases in
order to facilitate meaningful public comment.
Table V--ASME Code Cases Proposed for NRC Approval
------------------------------------------------------------------------
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III
------------------------------------------------------------------------
Code case No. Supplement Title
------------------------------------------------------------------------
N-351-1.................... 3 (2021 Edition).. Use of Standard Subsize
Charpy V-Notch Impact
Specimens, Section
III, Division 1;
Section III, Division
2; Section III,
Division 3.
N-893...................... 4 (2019 Edition).. Use of Alloy Steel Bar
and Mechanical Tubing
in Class 2 and 3
Patented Mechanical
Joints and Fittings,
Section III, Division
1.
N-900...................... 3 (2019 Edition).. Alternative Rules for
Level D Service Limits
of Class 1, 2, and 3
Piping Systems,
Section III, Division
1.
N-901...................... 4 (2019 Edition).. Use of ASME SA-494
Grade M35-1 for Line
Valve Bodies and
Bonnets, and Bodies,
Bonnets, and Yokes of
Pressure Relief Valves
for Class 2 and 3
Construction, Section
III, Division 1.
N-902...................... 5 (2019 Edition).. Thickness and Gradient
Factors for Piping
Fatigue Analyses,
Section III, Division
1.
N-904...................... 6 (2019 Edition).. Alternative Rules for
Simplified Elastic-
Plastic Analysis,
Section III, Division
1.
N-905...................... 6 (2019 Edition).. Alternate Design
Fatigue Curves to
Those Given in For
Section III
Appendices, Mandatory
Appendix I, Figures I-
9.1 and I-9.1M,
Section III, Division
1.
N-908...................... 7 (2019 Edition).. Use of Ferritic/
Austenitic Wrought
WPS32750/CRS32750
Fittings of Seamless
or Welded Construction
Conforming to SA-815,
Class 3, Section III,
Division 1.
N-910...................... 7 (2019 Edition).. Use of 25Cr-7Ni-4Mo-N
(Alloy UNS S32750
Austenitic/Ferritic
Duplex Stainless
Steel) Forgings,
Plate, and Welded and
Seamless Pipe and
Tubing Conforming to
SA-182, SA-240, SA-
789, or SA-790,
Section III, Division
1.
N-919...................... 2 (2021 Edition).. Alternative Fatigue
Evaluation Method to
Consider Environmental
Effects on Class 1
Components Section
III, Division 1.
N-920...................... 2 (2021 Edition).. Alternative Fatigue
Design Curves for
Ferritic Steels With
Ultimate Tensile
Strengths (UTS) <= 80
ksi (552 MPa) and
Austenitic Steels,
Section III, Division
1.
N-71-21.................... 0 (2021 Edition).. Additional Materials
for Subsection NF,
Class 1, 2, 3, and MC
Supports Fabricated by
Welding, Section III,
Division 1.
N-570-3.................... 0 (2021 Edition).. Alternative Rules for
Linear Piping and
Linear Standard
Supports for Classes
1, 2, 3, and MC,
Section III, Division
1.
------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
------------------------------------------------------------------------
Code case No. Supplement Title
------------------------------------------------------------------------
N-561-4.................... 0 (2021 Edition).. Alternative
Requirements for Wall
Thickness Restoration
of Class 2 and High
Energy Class 3 Carbon
Steel Piping, Section
XI, Division 1.
N-562-4.................... 0 (2021 Edition).. Alternative
Requirements for Wall
Thickness Restoration
of Class 3 Moderate
Energy Carbon Steel
Piping, Section XI,
Division 1.
N-597-5.................... 0 (2021 Edition).. Evaluation of Pipe Wall
Thinning, Section XI,
Division 1.
N-638-11................... 2 (2019 Edition).. Similar and Dissimilar
Metal Welding Using
Ambient Temperature
Machine GTAW Temper
Bead Technique,
Section XI, Division
1.
N-661-5.................... 0 (2021 Edition).. Alternative
Requirements for Wall
Thickness Restoration
of Class 2 and 3
Carbon Steel Piping
for Raw Water Service
Section XI, Division
1.
N-663-1.................... 3 (2021 Edition).. Alternative
Requirements for
Classes 1 and 2
Surface Examinations,
Section XI, Division
1.
[[Page 13733]]
N-733-1.................... 6 (2019 Edition).. Mitigation of Flaws in
NPS 3 (DN 80) and
Smaller Nozzles and
Nozzle Partial
Penetration Welds in
Vessels and Piping by
Use of a Mechanical
Connection
Modification, Section
XI, Division 1.
N-780-1.................... 1 (2021 Edition).. Alternative
Requirements for
Upgrade, Substitution,
or Reconfiguration of
Examination Equipment
When Using Appendix
VIII Qualified
Ultrasonic Examination
Systems, Section XI,
Division 1.
N-786-4.................... 0 (2021 Edition).. Alternative
Requirements for
Sleeve Reinforcement
of Class 2 and 3
Moderate Energy Carbon
Steel Piping, Section
XI, Division 1.
N-789-5.................... 1 (2021 Edition).. Alternative
Requirements for Pad
Reinforcement of Class
2 and 3 Moderate
Energy Carbon Steel
Piping for Raw Water
Service, Section XI,
Division 1.
N-809-1.................... 0 (2021 Edition).. Reference Fatigue Crack
Growth Rate Curves for
Austenitic Stainless
Steels in Pressurized
Reactor Water
Environments, Section
XI, Division 1.
N-853-1.................... 0 (2021 Edition).. PWR Class 1 Primary
Piping Alloy 600 Full
Penetration Branch
Connection Weld Metal
Buildup for Material
Susceptible to Primary
Water Stress Corrosion
Cracking, Section XI,
Division 1.
N-860...................... 6 (2019 Edition).. Inspection Requirements
and Evaluation
Standards for Spent
Nuclear Fuel Storage
and Transportation
Containment Systems,
Section XI, Division
1; Section XI,
Division 2.
N-865-2.................... 0 (2021 Edition).. Alternative
Requirements for Pad
Reinforcement of Class
2 and 3 Atmospheric
Storage Tanks, Section
XI, Division 1.
N-877-1.................... 5 (2019 Edition).. Alternative
Characterization Rules
for Multiple
Subsurface Radially
Oriented Planar Flaws,
Section XI, Division
1.
N-882-1.................... 0 (2021 Edition).. Alternative
Requirements for
Attaching
Nonstructural
Electrical Connections
to Class 2 and 3
Components, Section
XI, Division 1.
N-885-1.................... 3 (2021 Edition).. Alternative
Requirements for Table
IWB-2500-1,
Examination Category B-
N-1, Interior of
Reactor Vessel,
Category B-N-2, Welded
Core Support
Structures and
Interior Attachments
to Reactor Vessels,
Category BN-3,
Removable Core Support
Structures, Section
XI, Division 1.
N-888...................... 5 (2019 Edition).. Similar and Dissimilar
Metal Welding Using
Ambient Temperature
SMAW or Machine GTAW
Temper Bead Technique,
Section XI, Division
1.
N-896...................... 2 (2019 Edition).. Reference Crack Growth
Rate Curves for Stress
Corrosion Cracking of
Low Alloy Steels in
Boiling Water Reactor
Environments, Section
XI, Division 1.
N-911...................... 0 (2021 Edition).. Purchase, Exchange, or
Transfer of Material
Between Nuclear
Owners, Section XI,
Division 1.
N-912...................... 0 (2021 Edition).. Alternative
Requirements for
Qualification of
Material Suppliers and
Acceptance of
Materials, Section XI,
Division 1.
N-913...................... 0 (2021 Edition).. Alternative Examination
Requirements for Class
1 Pressure-Retaining
Welds in Control Rod
Drive Housings,
Section XI, Division
1.
N-917...................... 2 (201 Edition)... Fatigue Crack Growth
Rate Curves for
Ferritic Steels in
Boiling Water Reactor
(BWR) Environments,
Section XI, Division
1.
N-711-2.................... 6 (2019 Edition).. Alternative Examination
Coverage Requirements
for Examination
Category B F, B J, C-F-
1, C-F-2, and R-A
Piping Welds, Section
XI, Division 1.
N-716-3.................... 5 (2019 Edition).. Alternative
Classification and
Examination
Requirements, Section
XI, Division 1.
N-754-2.................... 0 (2021 Edition).. Optimized Structural
Dissimilar Metal Weld
Overlay for Mitigation
of PWR Class 1 Items,
Section XI, Division
1.
N-766-4.................... 0 (2021 Edition).. Nickel Alloy Reactor
Coolant Inlay and
Onlay for Mitigation
of PWR Full
Penetration
Circumferential Nickel
Alloy Dissimilar Metal
Welds in Class 1
Items, Section XI,
Division 1.
N-847-1.................... 0 (2021 Edition).. Partial Excavation and
Deposition of Weld
Metal for Mitigation
of Class 1 Items,
Section XI, Division
1.
N-880-1.................... 0 (2021 Edition).. Alternative to
Procurement
Requirements of IWA-
4143 for Small
Nonstandard Welded
Fittings, Section XI,
Division 1.
N-899...................... 3 (2019 Edition).. Weld Residual Stress
Distributions for
Piping and Vessel
Nozzle Butt Welds
Fabricated With UNS
N06082, UNS W86182,
UNS N06052, or UNS
W86152 Weld Filler
Material, Section XI,
Division 1.
N-906...................... 7 (2019 Edition).. Flaw Evaluation
Procedure for Cast
Austenitic Stainless
Steel Piping and
Adjacent Fittings,
Section XI, Division
1.
N-921...................... 3 (2021 Edition).. Alternative 12-yr
Inspection Interval
Duration, Section XI,
Division 1.
------------------------------------------------------------------------
Operation and Maintenance Code
------------------------------------------------------------------------
Code case No. Edition \6\ Title
------------------------------------------------------------------------
OMN-28..................... 2022 Edition...... Alternative Valve
Position Verification
Approach to Satisfy
ISTC-3700 for Valves
Not Susceptible to
Stem-Disk Separation.
OMN-29..................... 2022 Edition...... Pump Condition
Monitoring Program.
OMN-30..................... 2022 Edition...... Alternative Valve
Position Verification
Approach to Satisfy
ISTC-3700.
OMN-31..................... 2022 Edition...... Alternative to Allow
Extension of ISTA-3120
Inservice Examination
and Test Intervals
From 10 Years to 12
Years.
------------------------------------------------------------------------
Throughout the development of this rule, the NRC may post documents
related to this rule, including public comments, on the Federal
rulemaking website at https://www.regulations.gov under Docket ID NRC-
2018-0291. In addition, the Federal rulemaking website allows members
of the public to receive alerts when changes or additions occur in a
docket folder. To subscribe: (1) navigate to the docket folder (NRC-
[[Page 13734]]
2018-0291); (2) click the ``Subscribe'' link; and (3) enter an email
address and click on the ``Subscribe'' link.
---------------------------------------------------------------------------
\6\ Each code case or ASME Applicability Index List indicates
the ASME OM Code editions and addenda to which the code case
applies, except where a condition is specified in Sec. 50.55a or RG
1.192 related to technical content or applicability. This table
indicates the latest OM Code edition at the time of this rulemaking.
---------------------------------------------------------------------------
List of Subjects in 10 CFR Part 50
Administrative practice and procedure, Antitrust, Backfitting,
Classified information, Criminal penalties, Education, Emergency
planning, Fire prevention, Fire protection, Incorporation by reference,
Intergovernmental relations, Nuclear power plants and reactors,
Penalties, Radiation protection, Reactor siting criteria, Reporting and
recordkeeping requirements, Whistleblowing.
For the reasons set out in the preamble and under the authority of
the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is proposing
to amend 10 CFR part 50 as follows:
PART 50--DOMESTIC LICENSING OF PRODUCTION AND UTILIZATION
FACILITIES
0
1. The authority citation for part 50 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 11, 101, 102, 103,
104, 105, 108, 122, 147, 149, 161, 181, 182, 183, 184, 185, 186,
187, 189, 223, 234 (42 U.S.C. 2014, 2131, 2132, 2133, 2134, 2135,
2138, 2152, 2167, 2169, 2201, 2231, 2232, 2233, 2234, 2235, 2236,
2237, 2239, 2273, 2282); Energy Reorganization Act of 1974, secs.
201, 202, 206, 211 (42 U.S.C. 5841, 5842, 5846, 5851); Nuclear Waste
Policy Act of 1982, sec. 306 (42 U.S.C. 10226); National
Environmental Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C. 3504
note; Sec. 109, Pub. L. 96-295, 94 Stat. 783.
0
2. In Sec. 50.55a:
0
a. Revise the introductory text of paragraph (a);
0
b. In paragraph (a)(3)(i):
0
i. Remove the text ``Revision 39'', wherever it appears, and add, in
its place, the text ``Revision 40''; and
0
ii. Remove the text ``issued December 2021'' and add, in its place, the
text ``issued January 2023'';
0
c. In paragraph (a)(3)(ii):
0
i. Remove the text ``Revision 20'', wherever it appears, and add, in
its place, the text ``Revision 21''; and
0
ii. Remove the text ``issued December 2021'' and add in its place the
text ``issued January 2023'';
0
d. In paragraph (a)(3)(iii):
0
i. Remove the text ``Revision 4'' and add, in its place, the text
``Revision 5'';
0
ii. Remove the text ``Revision 3'' and add, in its place, the text
``Revision 5''; and
0
iii. Remove the text ``issued December 2021'' and add, in its place,
the text ``issued January 2023'';
0
e. In paragraphs (b)(5)(ii) and (iii) and (b)(6)(ii) and (iii), remove
the text ``120-month interval'' and add in its place the text ``code of
record interval'', wherever it appears; and
0
f. In paragraphs (b)(5)(ii) and (b)(6)(ii), remove the text ``120-month
ISI program intervals'' and add in its place the text ``code of record
intervals'', wherever it appears;
0
g. Revise paragraphs (f)(4)(i) and (ii);
0
h. In paragraph (f)(5)(iv), remove the text ``120-month interval of
operation'', wherever it appears, and add in its place the text
``inservice examination and test interval'';
0
i. In paragraph (f)(7), remove the text ``120-month IST Program
interval'', wherever it appears, and add in its place the text
``inservice examination and test interval'';
0
j. In paragraph (g)(4) introductory text, remove the text ``ASME Code
Class 1, Class 2, and Class 3'' and add in its place the text ``ASME
BPV Code Class 1, Class 2, and Class 3'';
0
k. Revise paragraphs (g)(4)(i) and (ii);
0
l. In the heading for paragraph (g)(5)(i), remove the text ``ISI Code
editions and addenda'' and add in its place the text ``code of
record'';
0
m. In paragraph (g)(5)(ii), remove the text ``period'' and add in its
place the text ``code of record interval'';
0
n. In paragraph (g)(5)(iii), remove the text ``120-month'' and
``inservice'';
0
o. In paragraph (g)(5)(iv), remove the text ``120-month''; and
0
p. Add paragraph (y).
The revisions and additions read as follows:
Sec. 50.55a Codes and standards.
(a) Documents approved for incorporation by reference. The material
listed in this paragraph (a) is incorporated by reference into this
section with the approval of the Director of the Federal Register under
5 U.S.C. 552(a) and 1 CFR part 51. All approved material is available
for inspection at the Nuclear Regulatory Commission (NRC) and at the
National Archives and Records Administration (NARA). Contact NRC at:
the NRC Technical Library, which is located at Two White Flint North,
11545 Rockville Pike, Rockville, Maryland 20852; telephone: 301-415-
7000; email: [email protected]. For information on the
availability of this material at NARA, visit www.archives.gov/federal-register/cfr/ibr-locations.html or email [email protected]. The
material may be obtained from the following sources in this paragraph
(a).
* * * * *
(f) * * *
(4) * * *
(i) Applicable IST Code: Initial code of record interval. Inservice
tests to verify operational readiness of pumps and valves, whose
function is required for safety, conducted during the initial code of
record interval must comply with the requirements in the latest edition
and addenda of the ASME OM Code incorporated by reference in paragraph
(a)(1)(iv) of this section on the date no more than 18 months before
the date of issuance of the operating license under this part, or no
more than 18 months before the date scheduled for initial loading of
fuel under a combined license under part 52 of this chapter (or the
optional ASME OM Code Cases listed in NRC Regulatory Guide 1.192, as
incorporated by reference in paragraph (a)(3)(iii) of this section,
subject to the conditions listed in paragraph (b) of this section).
(ii) Applicable IST Code: Successive code of record intervals.
Inservice tests to verify operational readiness of pumps and valves,
whose function is required for safety, conducted during successive code
of record intervals must comply with the requirements of the latest
edition and addenda of the ASME OM Code incorporated by reference in
paragraph (a)(1)(iv) of this section no more than 18 months before the
start of the code of record interval (or the optional ASME Code Cases
listed in NRC Regulatory Guide 1.147 or NRC Regulatory Guide 1.192 as
incorporated by reference in paragraphs (a)(3)(ii) and (iii) of this
section, respectively), subject to the conditions listed in paragraph
(b) of this section.
* * * * *
(g) * * *
(4) * * *
(i) Applicable ISI Code: Initial code of record interval. Inservice
examination of components and system pressure tests conducted during
the initial code of record interval must comply with the requirements
in the latest edition and addenda of the ASME BPV Code incorporated by
reference in paragraph (a) of this section on the date no more than 18
months before the date of issuance of the operating license under this
part, or no more than 18 months before the date scheduled for initial
loading of fuel under a combined license under part 52 of this chapter
(or the optional ASME Code Cases listed in NRC Regulatory Guide 1.147,
when using ASME BPV Code, Section XI, or NRC Regulatory Guide 1.192,
when using the ASME OM Code, as incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section, respectively), subject to the
conditions
[[Page 13735]]
listed in paragraph (b) of this section. Licensees may, at any time in
their code of record interval, elect to use the Appendix VIII in the
latest edition and addenda of the ASME BPV Code incorporated by
reference in paragraph (a) of this section, subject to any applicable
conditions listed in paragraph (b) of this section. Licensees using
this option must also use the same edition and addenda of Appendix I,
Subarticle I-3200, as Appendix VIII, including any applicable
conditions listed in paragraph (b) of this section.
(ii) Applicable ISI Code: Successive code of record intervals.
Inservice examination of components and system pressure tests conducted
during successive code of record intervals must comply with the
requirements of the latest edition and addenda of the ASME BPV Code
incorporated by reference in paragraph (a) of this section no more than
18 months before the start of the code of record interval (or the
optional ASME Code Cases listed in NRC Regulatory Guide 1.147, when
using ASME BPV Code, Section XI, or NRC Regulatory Guide 1.192, when
using the ASME OM Code, as incorporated by reference in paragraphs
(a)(3)(ii) and (iii) of this section), subject to the conditions listed
in paragraph (b) of this section. Licensees may, at any time in their
code of record interval, elect to use the Appendix VIII in the latest
edition and addenda of the ASME BPV Code incorporated by reference in
paragraph (a) of this section, subject to any applicable conditions
listed in paragraph (b) of this section. Licensees using this option
must also use the same edition and addenda of Appendix I, Subarticle I-
3200, as Appendix VIII, including any applicable conditions listed in
paragraph (b) of this section.
* * * * *
(y) Definitions. (1) Code of record means:
(i) For the ASME BPV Code, Section XI, the edition (and addenda)
implemented by a licensee in accordance with the requirements of this
section.
(ii) For the ASME OM Code, the edition (and addenda) implemented by
a licensee in accordance with the requirements of this section.
(iii) For the ASME BPV Code, Section III, the edition implemented
by a licensee in accordance with the requirements of this section,
which may vary by component.
(2) Code of record interval means the period of time between the
code of record updates required by paragraphs (f)(4) and (g)(4) of this
section for the inservice inspection and inservice examination and test
programs, respectively.
(i) For licensees with codes of record prior to ASME BPV Code,
Section XI, 2019 Edition, and OM Code, 2020 Edition, as incorporated by
reference in paragraph (a) of this section, the code of record interval
is the same as the inspection interval or inservice examination and
test interval.
(ii) For licensees with codes of record of ASME BPV Code, Section
XI, 2019 Edition and OM Code, 2020 Edition, or later, as incorporated
by reference in paragraph (a) of this section, the code of record
interval is two consecutive inservice inspection or inservice
examination and test intervals.
(3) Inservice examination and test (IST) interval, for the purposes
of this section, means the inservice examination and test interval
described by the licensee's code of record (paragraph ISTA-3120 of the
ASME OM Code, 2001 Edition through 2009 Edition, or paragraph ISTA-3120
of the ASME OM Code, 2012 Edition and later).
(4) Inservice inspection (ISI) program, for the purposes of this
section, means the set of all administrative and technical requirements
pertaining to periodic examination of nuclear components, as specified
in ASME BPV Code, Section XI, and this section, including but not
limited to:
(i) The requirements of IWA-2400 of ASME BPV Code, Section XI, 1991
Addenda and later.
(ii) Relief requested under paragraph (g)(5)(iii) of this section
and granted under paragraph (g)(6)(i) of this section.
(iii) The augmented inspection program described in paragraph
(g)(6) of this section.
(iv) Alternatives authorized under paragraph (z) of this section.
(5) Inservice examination and testing (IST) program, for the
purposes of this section, means the requirements for preservice and
inservice examination and testing of pumps, valves, and dynamic
restraints within the scope of this section to assess their operational
readiness in nuclear power plants, including but not limited to:
(i) The requirements specified in the ASME OM Code, as incorporated
by reference in this section, such as for test or examination,
responsibilities, methods, intervals, parameters to be measured and
evaluated, criteria for evaluating the results, corrective action,
personnel qualification, and recordkeeping.
(ii) Relief requested under paragraph (f)(5)(iii) of this section
and granted under paragraph (f)(6)(i) of this section.
(iii) Augmented IST requirements as applied by the Commission under
paragraph (f)(6)(ii) of this section.
(iv) Alternatives authorized under paragraph (z) of this section.
(6) Inspection interval, as used in this section, means the
inservice inspection interval described by the licensee's code of
record (Article IWA-2432 of ASME BPV Code, Section XI, 1989 Edition
with 1991 Addenda through the 2008 Addenda, or Article IWA-2431 of ASME
BPV Code, Section XI, 2009 Addenda and later).
* * * * *
0
3. In section III of option A of appendix J to part 50, remove and
reserve footnote 2 and revise paragraph D.1.(a) to read as follows:
Appendix J to Part 50--Primary Reactor Containment Leakage Testing for
Water-Cooled Power Reactors
* * * * *
Option A--Prescriptive Requirements
* * * * *
III. * * *
D. * * *
1. * * *
(a) After the preoperational leakage rate tests, a set of three
Type A tests shall be performed, at approximately equal intervals
during each inspection interval, as defined in Sec. 50.55a(y). The
third test of each set shall be conducted when the plant is shutdown
for the final plant inservice inspections of the inspection interval.
* * * * *
Dated: February 17, 2023.
For the Nuclear Regulatory Commission.
Michael F. King,
Acting Director, Office of Nuclear Reactor Regulation.
[FR Doc. 2023-03742 Filed 3-3-23; 8:45 am]
BILLING CODE 7590-01-P