Fisheries off West Coast States; Highly Migratory Fisheries; Amendment 6 to the Fishery Management Plan for West Coast Fisheries for Highly Migratory Species; Authorization of Deep-Set Buoy Gear, 7661-7673 [2023-01988]
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Federal Register / Vol. 88, No. 24 / Monday, February 6, 2023 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 660
[Docket No. 230126–0027]
RIN 0648–BK09
Fisheries off West Coast States; Highly
Migratory Fisheries; Amendment 6 to
the Fishery Management Plan for West
Coast Fisheries for Highly Migratory
Species; Authorization of Deep-Set
Buoy Gear
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
This proposed rule would
implement Amendment 6 to the Fishery
Management Plan for U.S. West Coast
Fisheries for Highly Migratory Species
(HMS FMP), which authorizes deep-set
buoy gear (DSBG) as a legal gear type for
targeting swordfish and catching other
highly migratory species (HMS) off the
U.S. West Coast. The proposed rule
would establish a limited entry (LE)
permitting regime for use of DSBG in
the Southern California Bight (SCB).
DSBG fishing would be permitted on an
open-access basis outside of the SCB, in
Federal waters off of California and
Oregon, for all vessels possessing a
general HMS permit with a DSBG
endorsement. DSBG fishing would not
be permitted in Federal waters off of
Washington. This proposed rule
includes definitions for two
configurations of DSBG—standard and
linked—and specifies the LE
management area, permitting process,
and requirements for use of the gear.
DATES: Comments on the proposed rule
and supporting documents must be
submitted in writing by March 8, 2023.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2022–0141, via the Federal eRulemaking Portal. Go to https://
www.regulations.gov and enter NOAA–
NMFS–2022–0141 in the Search box.
Click on the ‘‘Comment’’ icon, complete
the required fields, and enter or attach
your comments.
Comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period, may not be considered by
NMFS. All comments received are a part
of the public record and will generally
be posted for public viewing on
www.regulations.gov without change.
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SUMMARY:
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All personal identifying information
(e.g., name, address, etc.), confidential
business information, or otherwise
sensitive information submitted
voluntarily by the sender will be
publicly accessible. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous).
Please submit written comments
regarding the burden-hour estimates or
other aspects of the collection-ofinformation requirements contained in
this proposed rule and subject to the
Paperwork Reduction Act to
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection by selecting ‘‘Currently under
Review’’ or by using the search function
and entering the title of the collection or
the OMB Control Number. Comments
on the information collection
requirements may also be sent by email
to WCR.HMS@noaa.gov.
Copies of the draft Regulatory Impact
Review (RIR) and other supporting
documents are available via the Federal
eRulemaking Portal: https://
www.regulations.gov, docket NOAA–
NMFS–2022–0141, or contact the Acting
Highly Migratory Species Branch Chief,
Rachael Wadsworth,
Rachael.Wadsworth@noaa.gov, or
WCR.HMS@noaa.gov.
FOR FURTHER INFORMATION CONTACT:
Amber Rhodes, NMFS, (202) 936–6162,
Amber.Rhodes@noaa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Council Process and Recommendations
III. Discussion of Proposed Rule
A. Gear Endorsements
B. Limited Entry Permit
1. Ownership Requirements and
Limitations
2. Vessel Registration
3. Change in Permit Ownership
4. Term of Permits, Permit Renewal
Process, and Permit Replacement
5. Permit Fees and Sanctions
C. Process for Initial Issuance of Limited
Entry Permits
1. Application Process for Tiers 1–8
2. Application Process for Tier 9
D. Gear Specifications
E. Management Measures
F. Additional Proposed Regulations
IV. Classification
I. Background
Currently, two commercial gear types
are authorized to target swordfish in
Federal waters off the U.S. West Coast:
harpoon and large-mesh drift gillnet
(DGN). Of the two, DGN has produced
the majority of the landings to West
Coast ports. However, attrition in the
DGN fishery has led to reduced
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swordfish landings by West Coast-based
fishing vessels. The large majority of
swordfish demand on the West Coast is
currently met by Hawaii-based longline
vessels, and by imports. Motivated by
reduced participation in the U.S. West
Coast swordfish fishery and increased
reliance on foreign supplies of
swordfish to meet U.S. consumer
demand, NMFS and the Pacific Fishery
Management Council (hereafter, the
Council) expressed interest in new gear
types for targeting swordfish and other
HMS while minimizing interactions
with protected species and bycatch of
non-target finfish.
Under the Magnuson-Stevens Fishery
Conservation and Management Act
(MSA), 16 U.S.C. 1801 et seq., the
Council provides recommendations to
NMFS regarding Fishery Management
Plans and regulations to implement
them. Existing regulations allow for the
issuance of exempted fishing permits
(EFP) for limited testing, data collection,
and the target or incidental harvest of
species using methods otherwise
prohibited (see 50 CFR 600.745(b)). In
2014, the Council solicited EFP
applications to test gear types or
methods that could serve as an
alternative to using DGN to catch
swordfish in the U.S. West Coast
Exclusive Economic Zone (EEZ), or to
test different approaches to
contemporary DGN fishery management
practices. The Council received EFP
applications to fish with DSBG. DSBG
research trials had been underway since
2011, and EFP trials began in 2015
following a Council recommendation to
issue DSBG EFPs. The results of these
trials indicated DSBG could be a viable
commercial fishing method with low
environmental impacts. The Council
also recommended issuance of EFPs for
other gear types in addition to DSBG;
however, comparatively fewer data have
been collected from these gear types todate. During the course of EFP fishing,
DSBG-caught swordfish has typically
fetched a higher price per pound than
swordfish caught using DGN or
longlines, or by foreign nations and
imported. However, the catch per day of
swordfish using DSBG is variable,
ranging from zero to as many as 11 fish
in a single day, with an average of 1.2
fish per day from 2015–2020.
Following the results of DSBG trials,
the Council recommended authorizing
the gear under the HMS FMP and
implementing regulations.
DSBG employs a hook-and-buoy
system to catch swordfish while they
are feeding during the daytime in deep
water, with hooks commonly set at
depths below 250 meters. DSBG
configurations include ‘‘standard’’ buoy
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gear (SBG) and ‘‘linked’’ buoy gear
(LBG). SBG configurations consist of
strike indicator buoys deployed at the
surface, a vertical mainline, baited circle
hooks at depth, and a weighted sinker
to ensure that hooks reach depth
rapidly. LBG configurations include
additional sub-surface branch lines
connecting the various strike indicator
buoys and more hooks at depth.
The proposed rule is expected to
contribute to the management of the
U.S. West Coast swordfish fishery
according to the National Standards for
fishery conservation and management
under the MSA (see 16 U.S.C. 1851(a)
and 50 CFR part 600, subpart D).
Specifically, authorizing DSBG as an
additional legal gear type for
commercially harvesting swordfish from
Federal waters off the U.S. West Coast
will contribute to the U.S. West Coast
swordfish fishery’s capacity to achieve
optimum yield of the Western and
Central North Pacific swordfish stock
(consistent with National Standard 1).
This stock is currently underutilized
with spawning stock biomass at nearly
double maximum sustainable yield
(MSY) levels, and fishing effort at
roughly half of the MSY level, according
to the most recent stock assessment
completed by the International
Scientific Committee for Tuna and
Tuna-like Species in the North Pacific
Ocean (ISC) in 2018, which can be
accessed here: https://isc.fra.go.jp/pdf/
ISC18/ISC_18_ANNEX_16_Stock_
Assessment_of_WCNPO_Swordfish_
through_2016_FINAL.pdf. Despite high
consumer demand, over 80 percent of
swordfish consumed in U.S. West Coast
States has come from foreign sources
since 2015. While the Council has
expressed interest in reducing reliance
on foreign supplies of swordfish, the
Council has also indicated that
minimizing bycatch to the extent
practicable (consistent with National
Standard 9) is a priority.
II. Council Process and
Recommendations
After a series of public meetings to
develop and evaluate alternatives for a
proposed action, the Council adopted its
final preferred alternative for
authorizing DSBG in September 2019.
The Council recommended that NMFS
permit an open access fishery outside of
the SCB and a LE fishery inside the
SCB, with a maximum of 300 LE
permits to be issued. For the purpose of
this proposed rule, the SCB is defined
by a northern boundary of 34°26′54.96″
N latitude (i.e., Point Conception, CA),
a southern boundary of the U.S.-Mexico
maritime border, and a western
boundary of 120°28′18″ W longitude. To
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date, 99 percent of DSBG EFP fishing
effort has occurred in this area. During
the relevant Council meetings,
stakeholders raised concerns about the
potential for gear conflicts and crowding
to occur in the SCB following DSBG
authorization. The Council selected its
final preferred alternative, including a
LE permitting regime with tiered
qualifying criteria intended to prioritize
participants with demonstrated
swordfish fishing experience, as a
means to authorize DSBG use in the
SCB with a precautionary, ‘‘phased-in’’
approach. At its March 2021 Meeting,
the Council modified the tiered criteria
by which applicants must qualify to
receive LE permits, and clarified some
of the terminology used in its earlier
September 2019 recommendation.
In addition to the Council’s original
recommendation for DSBG management
measures in September 2019 and March
2021, NMFS proposes some additional
regulations in this proposed rule for the
purpose of monitoring fishery
compliance with the Endangered
Species Act, (16 U.S.C 1531, et seq.).
NMFS alerted the Council to the
rationale for these measures during its
March 2022 meeting, and describes
them in more detail in the next section.
Lastly, additional management
measures contained in 50 CFR part 300,
subpart C (applicable to eastern Pacific
tuna fisheries) and 50 CFR part 660,
subpart K (applicable to all HMS
fisheries off the West Coast States,
which apply to fishing under HMS
permits more broadly (i.e., annual catch
limits on HMS and monitoring
provisions)) may also apply to DSBG
fishing under the proposed rule.
III. Discussion of the Proposed Rule
Consistent with the Council’s
recommendations, this rule proposes to
authorize DSBG as a legal gear type
under the HMS FMP, and to enable
permitting of an open access fishery in
Federal waters south of the OregonWashington border outside of the SCB,
and a LE fishery in the SCB. The
proposed regulations for issuing LE
permits include tiered qualifying
criteria recommended by the Council.
Fishing with DSBG would also be
subject to a suite of gear specifications
and management measures. This rule
also proposes to implement a few
additional measures that are necessary
to carry out the Council’s
recommendations in accordance with
section 7 of the Endangered Species Act
and to revise the current definitions in
§ 660.702 of ‘‘commercial fishing,’’ to
make a minor grammatical change, and
of ‘‘commercial fishing gear,’’ to include
DSBG. Several new definitions are also
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proposed as applicable to the rule.
Finally, this rule proposes to update
corresponding prohibitions listed in
§ 660.705.
A. Gear Endorsements
Existing regulations at 50 CFR
660.707(a) require commercial fishing
vessels that fish for HMS in Federal
waters off of California, Oregon, and
Washington to be registered for use
under a general HMS permit that
authorizes the use of specific gear. This
rule proposes to prohibit fishing with
DSBG in Federal waters off of the State
of Washington (see proposed
§ 660.715(d)(1)). Therefore under the
proposed rule, gear endorsements for
DSBG will be required under the
existing Federal general HMS permit
regulations to fish with DSBG in Federal
waters south of a line extending
seaward of the Oregon/Washington
border (i.e., off of the States of California
and Oregon). Additionally, this rule
proposes to require possession of a valid
LE DSBG permit to fish with DSBG in
Federal waters inside the SCB (see
proposed § 660.715(d)(2)), which is
further described in the next section.
B. Limited Entry Permit
Consistent with the Council’s
recommendations, this proposed rule
stipulates specifications and limitations
on qualifying for, issuing, possessing,
renewing, and transferring LE permits.
This proposed rule also poses a change
to contact information provided in the
existing regulation at § 660.707(b)(3) for
obtaining permit applications. To obtain
an LE permit, an applicant will need to
apply and qualify for one as part of the
initial issuance process described
below.
1. Ownership Requirements and
Limitations (Proposed §§ 660.707(g)(1)
Through (3))
LE permits will be issued to and held
by a ‘‘person,’’ as defined at 50 CFR
660.702 to mean any individual,
corporation, partnership, association or
other entity (whether or not organized
or existing under the laws of any state),
and any Federal, state, or local
government, or any entity of any such
government that is eligible to own a
documented vessel under the terms of
46 U.S.C. 12102(a). A person shall only
hold one LE permit, in whole or in part,
including through ownership interest in
a partnership, corporation, or other
entity. For example, if John Doe holds
a permit in their own name, they cannot
also hold a permit as a member of a
partnership or corporation or other
entity. For purposes of enforcing this
limitation, partial ownership ‘‘counts’’
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as full ownership. For example, if John
Doe holds 25 percent ownership of one
permit and 25 percent ownership of
another permit, that would be
considered ownership of two permits,
not 50 percent of one permit. To
monitor and enforce this requirement,
permit holders applying for initial
issuance or renewal of an LE permit will
be required to submit information on
ownership interest as part of their LE
permit application, which documents
those persons that have an ownership
interest in the LE permit.
If after issuance of permits, a person
is found to have an ownership interest
in more than one LE DSBG permit,
NMFS will notify them in writing and
provide 90 days to divest of the excess
permit ownership interest. Once
divested, NMFS will void the permit(s)
owned by that person and reissue them
to the next eligible applicant with vessel
status as ‘‘unidentified.’’ During the 90day divestiture period, the person could
surrender permit(s) in excess of the
permit ownership limit to NMFS by
submitting a request in writing. After
the 90-day divestiture period, NMFS
will revoke all LE DSBG permits held by
that person (including any person who
has ownership interest in the entities
listed as owners on the permit) in excess
of the permit ownership limit.
Surrendered and revoked permits will
be issued to the next eligible applicant
following the process for initial
issuance.
2. Vessel Registration (Proposed
§§ 660.707(g)(2) and (6))
A particular vessel must be
designated for use with the permit
before the permit could be used to fish
with DSBG, and that vessel must have
a valid HMS permit with a DSBG
endorsement. The vessel does not need
to be owned by the LE permit owner. An
HMS permit holder is not required to be
onboard the vessel during DSBG fishing.
Likewise, an LE permit holder is not
required to be onboard the vessel during
DSBG fishing in the SCB. A vessel may
be designated on (i.e., registered to)
multiple LE permits, but only one LE
permit can be fished on a vessel at a
time.
If a permit owner wants to use a
permit with a vessel other than the one
registered for use with that permit, the
permit owner must request a change in
vessel registration. Changes in the
designated vessel will only be allowed
once per year, except in the case of a
force majeure event or if a permit holder
decides not to designate a vessel (i.e.,
undesignated). A force majeure event
means an event of extraordinary
circumstances including the death of a
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vessel owner or operator, or when a
designated vessel at sea (except while
transiting between ports on a trip during
which no fishing operations occur) is
disabled by mechanical or structure
failure, fire or explosion, or the
designated vessel is totally lost. Totally
lost means the vessel being replaced no
longer exists in specie, or is absolutely
and irretrievably sunk, or the costs of
repair (including recovery) exceed the
value of the vessel after repairs. If a
permit owner chose not to designate a
vessel it would not count as a change in
vessel registration if they then decide to
designate a vessel. However, once the
vessel is designated, the permit owner
will only be able to transfer registration
once in the calendar year.
To designate a vessel or change the
registration for a vessel, the permit
owner must submit a vessel registration
transfer application through the NOAA
Fisheries Permits website at https://
fisheriespermits.noaa.gov/npspub/pub_
cmn_login/index_live.jsp. If the
application for a change in vessel
registration is not approved, NMFS will
issue an initial administrative
determination (IAD) that will explain
the denial in writing. The applicant may
appeal NMFS’ determination following
the process at § 660.707(b)(3)(iv).
3. Change in Permit Ownership
(Proposed § 660.707(g)(7))
LE permits cannot be transferred,
except for a one-time transfer to a family
member upon the death or legal
incapacitation of the permit holder. A
family member is defined as spouse,
domestic partner, cohabitant, child,
stepchild, grandchild, parent,
stepparent, mother-in-law, father-inlaw, son-in-law, daughter-in-law,
grandparent, great grandparent, brother,
sister, half-brother, half-sister,
stepsibling, brother-in-law, sister-inlaw, aunt, uncle, niece, nephew, or first
cousin. One-time transfers also apply to
the member of a partnership,
corporation, or other entity. For
example, if John Doe is a member of a
partnership with Jane Smith, and John
Doe died, John Doe’s ownership interest
could pass to a family member while
Jane Smith’s ownership interest remains
unchanged. Changes to ownership,
including the addition of individuals or
entities as owners of the permit, will
otherwise not be allowed. NMFS will
not consider it an ownership change if
shares among the existing owners
changes or if a member of a partnership,
corporation, or other entity leaves and is
not replaced. To transfer a LE permit,
the permit owner would submit a
permit transfer application through the
NOAA Fisheries Permits website at
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https://fisheriespermits.noaa.gov/
npspub/pub_cmn_login/index_live.jsp.
If the application for a change in vessel
registration is not approved, NMFS will
issue an IAD that will explain the denial
in writing. The applicant may appeal
NMFS’ determination following the
process at § 660.707(b)(3)(iv).
4. Term of Permits, Permit Renewal
Process, and Permit Replacement
(Proposed § 660.707(g)(4) and (5))
LE permits will be effective for one
year (May 1–April 30) and will be
required to be renewed each year to
remain valid. The permit owner will be
responsible for renewing a LE permit.
To renew a LE permit, the permit owner
must submit a permit renewal
application through the NOAA Fisheries
Permits website: https://
fisheriespermits.noaa.gov/npspub/pub_
cmn_login/index_live.jsp. Permit
renewals will be due by May 31st. If an
LE permit is not renewed by May 31st,
it will expire. A LE DSBG permit that is
allowed to expire will not be renewed
unless the permit owner requests
reissuance by August 31 (three months
after the renewal application deadline)
and NMFS determines that failure to
renew was proximately caused by
illness, injury, or death of the permit
owner. NMFS will forfeit a LE permit
that is not renewed and issue it to the
next eligible applicant following the
process for initial issuance of LE
permits.
A paper copy of a permit must be kept
on the vessel at all times and must be
available to members of NMFS Office of
Law Enforcement upon request. Any
permit that is lost or damaged may be
replaced for free by contacting the
NMFS permits staff at wcr-permits@
noaa.gov and requesting a new copy of
the permit. Permits which are altered,
erased or mutilated would be deemed
invalid and must be replaced.
5. Permit Fees and Sanctions (Proposed
§ 660.707(g)(8) and (9))
NMFS will charge fees to cover
administrative expenses related to
issuance of permits including initial
issuance, renewal, permit registration,
vessel registration, replacement, and
appeals. The amount of the fee is
calculated biennially in accordance
with the procedures of the NOAA
Finance Handbook for determining the
administrative costs of each special
product or service. The fee may not
exceed such costs and is specified with
each application form. The appropriate
fee must accompany each application.
NMFS will make initial decisions
regarding issuing, renewing, and
transferring LE permits. Any adverse
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decision will be made in writing and
will state the reasons for the adverse
decision. NMFS may decline to act on
an application for issuing, renewing,
transferring, or designating a vessel on
a limited entry permit and will notify
the applicant if the permit sanction
provisions of the Magnuson-Stevens Act
at 16 U.S.C. 1858(a) and implementing
regulations at 15 CFR part 904, subpart
D apply.
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C. Process for Initial Issuance of Limited
Entry Permits
LE DSBG permits will be issued in
two phased regimes. The first phase will
be an initial, one-time qualification
process for applicants meeting the
criteria laid out by the Council for Tiers
1–8 (see proposed § 660.707(g)(11)). The
second phase will be an annual
application process for applicants under
Tier 9 (see proposed § 660.707(g)(12)).
NMFS would issue 50 permits the first
year, followed by 25 permits each year
after, up to 300 permits in total. If at any
time, NMFS and/or the Council
determine that the maximum number of
permits should be less than 300, NMFS
will engage in rulemaking to specify the
alternate maximum number of permits
to be issued.
1. Application Process for Tiers 1–8
After publication of the final rule,
applicants will be able to apply to
NMFS to be considered for an LE DSBG
permit under Tiers 1–8. Applications
will be available through the NMFS
permits website and will be due to
NMFS 60 days after publication of the
final rule. This will be a one-time
application opportunity to qualify for an
LE permit under Tiers 1–8. An applicant
that fails to submit a complete
application by the deadline forgoes their
opportunity to obtain a permit under
Tiers 1–8, and their permit may be
issued to the next person in line
following the initial issuance
procedures. An applicant that misses
the application deadline for Tiers 1–8,
is denied, or otherwise does not qualify
for a permit under Tiers 1–8 could
apply for a permit under Tier 9.
To qualify for a permit under Tiers 1–
8, applicants have to be eligible to own
a permit, in compliance with ownership
limitations, and meet the criteria for one
of the qualification Tiers 1–8 laid out by
the Council. Descriptions of Tiers 1–8 as
defined by the Council, the data that
will be used to evaluate them, and how
NMFS will apply are described in more
detail below.
Tier 1: Tier 1 consists of EFP holders
with at least 10 documented calendar
days of DSBG fishing effort by December
31, 2018, based on NMFS West Coast
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Region Observer Program records
indicating either that the EFP holder
was the vessel captain for that fishing
day, or that fishing effort for that day
was conducted on a vessel owned by or
under the EFP managed by that
individual. An ‘‘EFP holder’’ means any
individual with NMFS approval to
captain a commercial vessel and use
DSBG under the authority of a DSBG
EFP or any individual who is identified
by NMFS as having managed a DSBG
EFP, including vessel owners whose
vessel fished under the authority of a
DSBG EFP. NMFS would consider
eligible fishing effort for vessel owners,
captains, and EFP managers
cumulatively across EFP vessels. For
example, a captain that fished 5 days of
DSBG effort on one vessel and 5 days on
another vessel would be considered to
have met the qualification for 10 days of
DSBG effort. Similarly, a vessel owner
that owns multiple vessels that fished
DSBG may use the sum of DSBG days
fished by all their vessels to meet the
10-day requirement. The same applies
to EFP managers that managed multiple
vessels. A vessel owner will only
receive credit for qualifying effort by the
vessel during the time of their
ownership. For example, a vessel owner
that purchases an EFP vessel will not be
able to qualify for a permit based on the
vessel’s history under a prior vessel
owner.
Tier 2: Tier 2 consists of California LE
DGN Shark and Swordfish permit
holders who made at least one largemesh DGN swordfish landing between
the 2013–2014 and 2017–2018 fishing
seasons and surrendered their state or
Federal LE DGN permit as part of a DGN
permit trade-in or buy-back program.
NMFS will qualify individuals for this
tier based on California Department of
Fish and Wildlife (CDFW) marine
landing receipts and buyback records
and NMFS and CDFW permit
information.
Tier 3: Tier 3 consists of EFP holders
approved by the Council prior to April
1, 2021, who conducted at least 10
calendar days of DSBG fishing effort or
with 10 days of DSBG effort on their
vessel or by vessels they managed under
the EFP by the effective date of the final
rule implementing the LE DSBG permit.
NMFS will qualify individuals for this
tier based on a NMFS West Coast
Regional Observer Program record or a
properly submitted NMFS DSBG EFP
logbook indicating that the EFP holders
was either a vessel captain for fishing
days or an EFP manager or owner, or
both, of the vessel that conducted the
fishing effort. The definition of an EFP
holder is the same as for Tier 1. As with
Tier 1, NMFS would consider the
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cumulative effort of captains, vessel
owners, and EFP managers across
vessels to meet the 10-day effort
qualification. Tier 3 will consider trips
through the effective date of the final
rule. To enable timely review of
applications and issuance of LE permits,
logbooks for trips landed on the
effective date of the final rule will need
to be submitted within 7 days of landing
to be considered under this tier.
Logbooks submitted after the deadline
may not be considered in qualifying
applicants for Tier 3.
Tier 4: Tier 4 consists of California
Swordfish permit holders who
possessed a permit during the 2018–
2019 fishing season and made at least
one swordfish landing using harpoon
gear between the 2013–2014 and 2017–
2018 fishing seasons. NMFS will qualify
individuals for this tier based on CDFW
permit and marine landing receipt
records.
Tier 5: Tier 5 consists of California LE
DGN Shark and Swordfish permit
holders who made at least one largemesh DGN swordfish landing between
the 2013–2014 and 2017–2018 fishing
seasons and who did not surrender their
state or Federal LE DGN permit as part
of a trade-in or buy-back program.
NMFS will qualify individuals for this
tier based on CDFW marine landing
receipt and buyback records and NMFS
and CDFW permit information.
Tier 6: Tier 6 consists of California LE
DGN Shark and Swordfish permit
holders who have not made a swordfish
landing with large-mesh DGN gear since
March 31, 2013, and who surrender
their state or Federal LE DGN permit as
part of a permit trade-in or buy-back
program. NMFS will qualify individuals
based on CDFW marine landing receipt
and buyback records and NMFS and
CDFW permit information.
Tier 7: Tier 7 consists of state or
Federal LE DGN permit holders who
have not made a swordfish landing with
DGN gear since March 31, 2013, and did
not surrender their LE DGN permit as
part of a state or Federal LE DGN permit
trade-in or buy-back program, based on
CDFW marine landing receipts and
buyback records and NMFS and CDFW
permit information.
Tier 8: Tier 8 consists of any
individual with documented
commercial swordfish fishing
experience between January 1, 1986,
and the effective date of the final rule,
on a first come, first served basis. NMFS
will qualify individuals for this tier
based on CDFW permit records showing
possession of a valid commercial fishing
license on that date and one of the
following:
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(i) A valid CDFW marine landing
receipt identifying the individual as the
fisherman of record;
(ii) A valid state or Federal logbook
where swordfish were taken and
identifying the individual as captain or
crew on that day; and
(iii) A signed affidavit from a vessel
owner or captain identifying the
individual as vessel captain or crew on
the day that swordfish were taken.
For purposes of the Tier 1–8 initial
issuance qualification, NMFS intends to
use NMFS permit, EFP, observer
program, and logbook records; CDFW
permit and buyback records; and marine
landing receipts. Applicants will be able
to review these records before NMFS
‘‘freezes’’ the databases for purposes of
qualification. ‘‘Freezing’’ the database
means that NMFS intends to extract a
dataset from NMFS and CDFW
databases 60 days after publication of
the final rule and use that dataset for the
Tier 1–8 qualification for LE DSBG
permits. Potential applicants have been
on notice since 2018 that the Council
has been developing a LE permit
qualification for DSBG and have been
able to review their data and records
with NMFS and CDFW since that time.
NMFS also specified at the March 2021
Council meeting the data we intend to
use from NMFS and CDFW records to
calculate LE permit eligibility and that
we plan to provide applicants the
opportunity to review and correct their
data before we take a snapshot of the
database for the purpose of
qualification. If potential applicants
have concerns over the accuracy of the
records that will be used for
qualifications, they should contact
NMFS or the appropriate state
responsible for those records. Any
revisions to an entity’s records will have
to be approved by NMFS or CDFW and
completed as of the date we freeze the
database in order for the updated
information to be used for the
qualification process. Points of contact
are as follows:
(1) NMFS—Karen Palmigiano (562–
980–4043 or wcr-permits@noaa.gov) for
WCROP, logbook, and EFP records.
(2) California—Elizabeth Hellmers
(MFSU@wildlife.ca.gov) for CDFW
license, DGN buyback, and marine
landing receipt records.
NMFS anticipates that some
individuals may qualify multiple times
under the same tier or different tiers.
For example, a vessel owner may have
eligible effort as a vessel owner and as
a captain. However, a person will only
be allowed to hold one LE permit. To
comply with this requirement, NMFS
will qualify an individual meeting
multiple tiers based on their highest
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tier, with Tier 1 being highest, Tier 2
second highest, and so forth. NMFS also
anticipates that some individuals may
qualify multiple times under different
names. NMFS will use ownership
interest information submitted with the
initial applications to identify such
individuals. Individuals found to have
an ownership interest in multiple
qualifying entities will be notified by
NMFS in writing and will have 30 days
to divest of the excess permit ownership
interest and resubmit their application
package. For example, John Doe owns a
vessel in partnership with Jane Smith
and qualifies as a vessel owner. John
Doe also operates the vessel and meets
the qualification criteria as a captain.
However, John Doe shall only receive
one permit. Therefore, John Doe must
decide whether to relinquish ownership
interest in the partnership’s permit or
relinquish his individual permit. If John
Doe relinquishes his interest in the
partnership’s permit, Jane Smith can
resubmit her application to qualify for a
permit based on the partnership’s
history.
In addition to determining whether an
applicant meets the qualification criteria
to receive a permit, NMFS will rank
qualified applicants within each tier to
determine when they will receive a
permit. Applicants that qualify in Tiers
1–5 will be ranked according to their
total swordfish landings for the period
and gear specified by the tier.
Applicants that qualify in Tiers 6–8 will
be ranked on a first come, first served
basis. Per the Council’s
recommendation, NMFS may issue 50
LE permits in year 1 and 25 additional
permits each year after with reissuance
of permits that were either surrendered,
revoked, or expired beyond the annual
caps up to 300 valid permits in total,
unless the Council recommends or
NMFS determines that the maximum
number of permits should be fewer than
300.
For complete applications, NMFS will
send the applicant an IAD notifying the
applicant of its decision to issue or deny
them a permit. If approved, the IAD will
also provide the applicant their ‘‘rank,’’
or place in line for receiving a permit,
and the approximate year NMFS expects
to issue them a permit. If the application
is denied, the IAD will explain why and
notify the applicant of their right to
appeal NMFS’ decision and the
procedures to do so.
Approved applicants will be
responsible for keeping their contact
information up to date with NMFS to
enable NMFS to contact them when the
time comes to receive their permit.
Permits will be emailed on or about
April 1 of each year for the upcoming
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May 1 season to the address on record.
If a permit is returned to NMFS as
undeliverable, NMFS will make further
attempts to contact the permit holder
using the contact information on file. If
NMFS is not able to contact the permit
holder within 30 days, the permit would
be revoked and issued to the next
applicant in line, according to the
process for initial issuance of LE
permits.
2. Application Process for Tier 9
Once the list of approved qualifiers
for Tiers 1–8 has been exhausted, NMFS
will begin issuing permits under Tier 9.
At that time, any individual will be
eligible to apply for a LE DSBG permit
under Tier 9. On or about January 15 of
the year NMFS anticipates accepting
Tier 9 applications, NMFS will publish
a notice in the Federal Register to notify
applicants of the application
opportunity. NMFS will accept
applications for initial issuance of LE
DSBG permits under Tier 9 on an
annual basis until a total of 300 LE
DSBG permits are issued, unless NMFS
determines that the maximum number
of permits should be fewer than 300 and
publishes a subsequent rulemaking.
Applications will be considered on a
first come, first served basis. As with
Tiers 1–8, only 25 permits will be
issued each year. Approved applicants
above 25 will generally be rolled over to
the following year and receive priority
for permit issuance the following year
according to the date and time that their
complete applications were received.
D. Gear Specifications
The proposed regulations authorizing
DSBG would provide for the use of the
gear in two configurations: SBG and
LBG, as defined below (see also
proposed § 660.715(a)).
Standard Buoy Gear—An individual
piece of SBG consists of a vertical
monofilament mainline suspended from
a buoy-array with a terminal weight. Up
to three gangions with hooks may be
attached to the mainline at a minimum
depth of 90 meters.
Linked Buoy Gear—An individual
piece (section) of LBG consists of a
monofilament mainline which extends
vertically from a buoy-array (either
directly or from a minimum 50 foot
extender) to a weight; then horizontally
to a second weight; then vertically to a
minimum 50 foot extender attached to
a second buoy-array. Up to three
gangions with hooks may be connected
to each horizontal section of the
mainline, all of which must be fished
below 90 meters. The pieces may be
linked together by the mainline, which
is serviceable between each piece of
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LBG and must be suspended between
links below a depth of 50 feet.
Additionally, both DSBG
configurations (SBG and LBG) will need
to meet the following specifications (see
also proposed § 660.715(b)):
(1) Buoy-array: The surface buoy
flotation and strike detection array
consists of a minimum of three buoys (a
minimum 45 lbs buoyancy noncompressible hard ball, a minimum 6
lbs buoyancy buoy, and a strike
detection buoy) with no more than 6
feet of line between adjacent buoys, all
connected in-line by a minimum of 3⁄8
inch diameter line. Use of buoy tether
attachments (e.g., gear with loops and/
or dangling components) is prohibited.
SBG and terminal LBG buoy-arrays must
include a locator flag, a radar reflector,
and vessel/fisher identification
compliant with all current state
requirements and regulations;
(2) Weights must be a minimum of 3.6
kg;
(3) Minimum size 16/0 circle hooks
with not more than 10 degrees offset;
and
(4) No more than ten pieces of SBG or
LBG, in total, may be deployed at one
time, with no more than three hooks per
piece.
The minimum depth requirement is
intended so that DSBG will be fished
below the thermocline where it is less
likely to interact with air-breathing
protected species (e.g., marine mammals
and reptiles) and other non-target
species. Limits on pieces of SBG and
sections of LBG that could be deployed
at any given time, in addition to other
the other proposed gear specifications,
are intended to reduce both the
likelihood of interactions with nontarget interactions species and the
potential for any such interactions to
result in mortality. For example, these
specifications in addition to measures
described in the next section provide for
strike detection and active tending of
gear such that the time a non-target
species may be hooked or entangled is
minimized.
E. Management Measures
In addition to the gear specifications
described in the previous section, the
Council also made several
recommendations regarding operations,
monitoring, and management of a DSBG
fishery. This section describes proposed
regulations based on the Council’s
recommendations.
Active Tending: All pieces of gear will
be required to be maintained within a 5
nautical mile diameter circle, with the
vessel no more than 3 nautical miles
from the nearest piece of gear (see
proposed § 660.715(c)((1)). These
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requirements allow the gear to be
actively tended so that any strike can be
attended to quickly.
Gear Deployment/Retrieval Timing:
Gear will not be permitted to be
deployed until local sunrise and will be
required to be onboard the vessel no
later than 3 hours after local sunset (see
proposed § 660.715(c)(3)).
Use of Multiple Gears on a Single
Trip: Multiple gear types may be used
on the same trip as DSBG, including
both SBG and LBG configurations, as
long as the requirement to actively tend
DSBG is met (see proposed
§ 660.715(c)(2)). This proposed
requirement may limit the gears with
which fishermen may concurrently fish
with DSBG while staying within the
active tending boundary. However,
some other gear types may be set and
retrieved on the way out to and
returning from sea, and DSBG fished in
between, potentially at a large distance
from other gear. When fishing with
multiple gear types on the same trip,
retained catch must be tagged or marked
to identify the gear used. This would
facilitate properly attributing catch to
the gear type used on a trip. Any such
identification must also distinguish
between fish caught with SBG versus
LBG, as is required on landing receipts.
Fishery Timing: This rule does not
propose to impose any restriction on the
time of year the fishery is open, so it
may be permitted to operate year-round.
Species Retention: This rule does not
propose to prohibit the retention and
landing of any species caught using
DSBG, except those prohibited from
retention and landing by other
applicable laws and regulations.
Fishery Monitoring: Existing
regulations describe requirements for
the submission of logbooks (50 CFR
660.708) and obligations for any HMSpermitted vessel to accommodate a
NMFS certified observer when required
by the agency (50 CFR 660.719). NMFS
will determine the level of observer
coverage for the DSBG fishery annually,
based on anticipated fishing effort and
available funding.
F. Additional Proposed Regulations
In addition to gear specifications and
management measures recommended by
the Council, NMFS is proposing the
following additional regulations for the
purpose of carrying out the Council’s
recommendations in accordance with
obligations to monitor and manage a
DSBG fishery consistent with Section 7
of the Endangered Species Act.
Pre-trip Notifications: When notified
by NMFS, DSBG vessel owners and
operators will be required to provide
notification to NMFS at least 48 hours
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prior to departure on a trip to fish with
DSBG (see proposed § 660.715(c)(4)).
These pre-trip notifications give NMFS
the ability to place observers on vessels.
NMFS will notify vessel owners and
operators of this requirement prior to
issuance of LE DSBG permits or HMS
permits with DSBG endorsements and
subsequent permit renewals.
Protected Species Workshops: When
notified by NMFS, DSBG vessel
operators will be required to participate
in workshops to learn mitigation,
handling, and release techniques for
marine mammals, sea turtles, seabirds,
and other protected species (see
proposed § 660.715(c)(5)). NMFS will
maintain a list of workshop participants,
and provide documentation for
participation in workshops to workshop
participants. NMFS will notify vessel
owners and operators of this
requirement prior to issuance of LE
DSBG permits or HMS permits with
DSBG endorsements and subsequent
permit renewals.
Area restriction for LBG: NMFS will
prohibit LBG operations shoreward of a
line approximating the 400m depth
contour (see proposed § 660.715(d)(3)).
This area closure is intended to reduce
the threat of entanglements of protected
species (primarily humpback whales)
that frequent nearshore waters. This
limitation on LBG was also a term and
condition of DSBG EFPs.
IV. Classification
Pursuant to section 304(b)(1)(A) of the
MSA, the NMFS Assistant
Administrator has made a preliminary
determination that this proposed rule is
consistent with the HMS FMP,
Amendment 6 to the HMS FMP, the
MSA, and other applicable laws. In
making the final determination, NMFS
will consider the data, views, and
comments received during the public
comment period.
NMFS prepared a Draft
Environmental Impact Statement (DEIS)
for this action, which addresses the
requirements of the National
Environmental Policy Act. The DEIS,
which describes the full suite of
alternatives analyzed by the Council
and NMFS, can be found on the NMFS
website at: www.fisheries.noaa.gov/
bulletin/draft-eis-available-publicreview-proposed-amendment-6-fisherymanagement-plan-west Draft
Environmental Impact Statement.
This proposed rule has been
determined to be not significant for
purposes of Executive Order 12866.
The Chief Counsel for Regulation of
the Department of Commerce certified
to the Chief Counsel for Advocacy of the
Small Business Administration that this
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proposed rule, if adopted, would not
have a significant economic impact on
a substantial number of small entities.
The proposed action would authorize
the use of an additional gear type for
targeting swordfish and other HMS
under the HMS FMP. It would not
preclude the use of other authorized
gear types or make changes to existing
regulations of other fisheries or fleets in
the proposed action area (i.e., in Federal
waters off California and Oregon). The
action is intended to provide additional
economic opportunity to fishermen
while minimizing the environmental
impacts of any additional fishing effort
with DSBG.
The tiers by which NMFS would
qualify and rank issuance of LE DSBG
permits under the proposed action
direct priority issuance to applicants
with prior DSBG or swordfish fishing
experience off the U.S. West Coast. In a
preliminary assessment of existing
records on participation in the U.S.
West Coast swordfish fishery, we found
it highly unlikely that limiting the
maximum number of LE permits to 300
would constrain participation in a LE
DSBG fishery. Rather, what may
constrain initial participation in the
fishery is the ‘‘phased-in’’ schedule of
permit issuance (i.e., up to 50 permits
issued in the first year with up to 25
issued in each additional year on a
ranked basis). Therefore, some
applicants may not obtain a LE DSBG
permit until later years of the program.
While authorization of DSBG would
likely coincide with the cessation of
issuance of DSBG EFPs (according to the
specifications included in the proposed
action), we note that EFPs are a limited
special-privilege permit with no
guarantee of renewal following the
permit period. Therefore, in a situation
in which a former EFP holder is unable
to obtain a LE permit to fish in the SCB,
any lost revenues associated would be a
result of the discontinuation of the EFP
as opposed to this action. Furthermore,
former DSBG EFP holders who do not
obtain a LE permit could still obtain an
open access endorsement to fish DSBG
outside the SCB. Therefore, no direct
private costs of the regulations are
expected aside from the optional costs
of obtaining DSBG gear and a permit to
fish.
The tiered LE permit qualifying
criteria prioritize DGN vessels that have
actively participated in the DGN fishery
over ‘‘inactive’’ vessels. The criteria also
prioritize issuing permits to DGN permit
holders who participate in a state or
Federal buyout and transition program
by surrendering their nets and forgoing
renewal of their DGN LE permit.
However, the proposed action does not
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require any DGN vessels to participate
in a transition program, and any DGN
permit holders who do not obtain a LE
DSBG permit could be permitted to fish
with DSBG outside of the SCB on an
open access basis.
Pursuant to the Regulatory Flexibility
Act (RFA) and NMFS’ December 29,
2015, final rule (80 FR 81194), this
certification was developed using
NMFS’ revised size standards. NMFS
considers all entities subject to this
action to be small entities as defined by
this size standard. Because each affected
vessel is a small business, there are no
disproportional effects to small versus
large entities. The proposed action, if
adopted, will not have significant
adverse economic impacts on these
small business entities. As a result, an
initial regulatory flexibility analysis is
not required and none has been
prepared.
This proposed rule contains a
collection-of-information requirement
subject to review and approval by OMB
under the Paperwork Reduction Act
(PRA). This proposed rule revises the
existing requirements for three
collections of information associated
with the following OMB Control
Numbers: (1) 0648–0204 West Coast
Region Permit Family of Forms, (2)
0648–0223 U.S. Pacific Highly
Migratory Species Hook and Line
Logbook, and (3) 0648–0498 West Coast
Region Vessel Monitoring System and
Pre-Trip Reporting System
Requirements.
Two changes are being made to
collection of information 0648–0204.
First, the addition of a DSBG
endorsement to the HMS Permit, and
second, the addition of a separate and
entirely new LE DSBG permit for the
commercial fishery. Regarding the
addition of a DSBG endorsement to the
HMS Permit, it is assumed that
individuals who will request the DSBG
endorsement on their HMS permit
already have an HMS permit; thus, there
would be no increase to the number of
respondents. Because respondents must
renew HMS permits periodically, the
public reporting burden for adding a
DSBG endorsement is not expected to
increase. However, changes to the
collection associated with the addition
of a new LE DSBG permit are likely to
increase the number of respondents for
this collection by 150 new respondents.
The public reporting burden for the
initial Federal LE DSBG application is
estimated to average 30 minutes per
respondent. There is a requirement to
report Ownership Interest Information
for applicants seeking a permit as an
entity, business or corporation, which is
estimated to average 10 minutes per
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respondent. Federal LE DSBG renewals
are also estimated to average 10 minutes
per respondent, and transfers are
estimated to average 30 minutes per
respondent.
Collection of information 0648–0223
is being revised to add a Federal LE
DSBG logbook for the commercial
fishery. This change is not anticipated
to impact the number of respondents
nor the costs of this collection.
Although there is a new logbook for
recording DSBG activities, all
anticipated DSBG respondents are
assumed to have HMS permits and
therefore already subject to existing
logbook requirements, so that the new
logbook would simply replace the
logbook currently in use.
Collection of information 0648–0498
is being revised to add a pre-trip
notification for vessels fishing with
DSBG when requested by NMFS,
increasing the total number of
anticipated respondents and labor costs.
Public reporting burden for pre-trip
notifications is estimated to average 5
minutes per respondent. The estimated
total number of respondents for this
collection is 95; the estimated total
annual burden hours are 191 hours (an
increase of 34 hours); and the estimated
total annual cost to the public for
recordkeeping and reporting is $105,808
(an increase of $1,299).
NMFS seeks public comment
regarding whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information shall have
practical utility. NMFS also seeks public
comment regarding the accuracy of the
burden estimate, ways to enhance the
quality, utility, and clarity of the
information to be collected, and ways to
minimize the burden of the collection of
information, including through the use
of automated collection techniques or
other forms of information technology.
Please submit written comments
regarding the burden-hour estimates or
other aspects of the collection-ofinformation requirements contained in
this proposed rule and subject to the
Paperwork Reduction Act to
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection by selecting ‘‘Currently under
Review’’ or by using the search function
and entering the title of the collection or
the OMB Control Number. Comments
on the information collection
requirements may also be sent by email
to WCR.HMS@noaa.gov.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
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with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
List of Subjects in 50 CFR Part 660
Fisheries, Fishing, Indians—lands,
Recreation and recreation areas,
Reporting and record keeping
requirements, Treaties.
Dated: January 26, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 660 is proposed
to be amended as follows:
PART 660—FISHERIES OFF WEST
COAST STATES
1. The authority citation for part 660
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq., 16 U.S.C.
773 et seq., and 16 U.S.C. 7001 et seq.
Subpart K—Highly Migratory Species
Fisheries
2. In § 660.702, add the definition for
‘‘Change in ownership’’, revise the
definitions for ‘‘Commercial fishing’’
and ‘‘Commercial fishing gear’’, and add
the definitions for ‘‘Family member’’,
‘‘Force Majeure’’, ‘‘Initial
Administrative Determination (IAD)’’,
‘‘Ownership Interest’’, and ‘‘Totally
lost’’, in alphabetical order, to read as
follows:
■
§ 660.702
Definitions.
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*
*
*
*
*
Change in ownership means the
addition of a new shareholder or partner
to the membership of the corporation,
partnership, or other entity. A change in
ownership is not considered to have
occurred if a member dies or becomes
legally incapacitated and a trustee is
appointed to act on their behalf, nor if
the ownership of shares among existing
members changes, nor if a member
leaves the corporation or partnership or
other entity and is not replaced. A
change in ownership is not considered
to have occurred if only the name of the
entity changes.
Commercial fishing means:
(1) Fishing by a person who possesses
a commercial fishing license or is
required by law to possess such license
issued by one of the states or the Federal
Government as a prerequisite to taking,
retaining, possessing, landing and/or
selling of fish; or
(2) Fishing that results in or can be
reasonably expected to result in sale,
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barter, trade or other disposition of fish
for other than personal consumption.
Commercial fishing gear includes the
following types of gear and equipment
used in the highly migratory species
fisheries:
(1) Deep-set buoy gear. Line fishing
gear which consists of vertical
mainlines suspended from a buoy array,
with gangions with hooks attached to
either a vertical line or a horizontal line
connected to the terminal ends of two
vertical lines. All configurations must
be set at or below a minimum depth and
actively tended;
(2) Drift gillnet. A panel of netting, 14
inch (35.5 cm) stretched mesh or
greater, suspended vertically in the
water by floats along the top and
weights along the bottom. A drift gillnet
is not stationary or anchored to the
bottom;
(3) Harpoon. Gear consisting of a
pointed dart or iron attached to the end
of a pole or stick that is propelled only
by hand and not by mechanical means;
(4) Pelagic longline. A main line that
is suspended horizontally in the water
column and not stationary or anchored,
and from which dropper lines with
hooks (gangions) are attached. Legal
longline gear also includes basket-style
longline gear;
(5) Purse seine. An encircling net that
may be closed by a purse line threaded
through the bottom of the net. Purse
seine gear includes ring net, drum purse
seine, and lampara nets; and
(6) Surface hook-and-line. Fishing
gear, other than longline gear, with one
or more hooks attached to one or more
lines (includes troll, rod and reel,
handline, albacore jig, live bait, and bait
boat). Surface hook and line is always
attached to the vessel.
*
*
*
*
*
Family member for the purposes of
change in ownership of limited entry
deep-set buoy gear permits means
spouse, domestic partner, cohabitant,
child, stepchild, grandchild, parent,
stepparent, mother-in-law, father-inlaw, son-in-law, daughter-in-law,
grandparent, great-grandparent, brother,
sister, half-brother, half-sister,
stepsibling, brother-in-law, sister-inlaw, aunt, uncle, niece, nephew, or first
cousin.
Force majeure means an event of
extraordinary circumstances including
the death of a vessel owner or operator,
or when a designated vessel at sea
(except while transiting between ports
on a trip during which no fishing
operations occur) is disabled by
mechanical or structure failure, fire or
explosion, or the designated vessel is
totally lost.
*
*
*
*
*
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Initial Administrative Determination
(IAD) means a formal, written
determination made by National Marine
Fisheries Service (NMFS) on an
application or permit request that is
subject to an appeal within NMFS.
*
*
*
*
*
Ownership interest means
participation in ownership of a
corporation, partnership, or other entity
that owns a limited entry deep-set buoy
gear permit.
*
*
*
*
*
Totally lost means the vessel being
replaced no longer exists in specie, or is
absolutely and irretrievably sunk, or the
costs of repair (including recovery)
would exceed the value of the vessel
after repairs.
*
*
*
*
*
■ 3. In § 660.705, add paragraphs (vv)
through (bbb) to read as follows:
§ 660.705
Prohibitions.
*
*
*
*
*
(vv) Deploy or have onboard a vessel,
deep-set buoy gear (DSBG) in
contravention of gear configuration
specifications described at § 660.715(a)
and (b).
(ww) Own or operate a vessel used to
fish with DSBG in contravention of
operational requirements specified at
§ 660.715(c)(1) and (2).
(xx) When required under
§ 660.715(c)(3), fail to notify NMFS or
the NMFS-designated observer provider
at least 48 hours prior to departure on
a fishing trip during which DSBG is
deployed.
(yy) Own or operate a vessel that is
engaged in DSBG fishing without record
of the operator’s participation in a
protected species workshop as required
under § 660.715(c)(4).
(zz) Own or operate a vessel used to
fish with DSBG in Federal waters north
of a line extending seaward of the
Oregon/Washington border.
(aaa) Own or operate a vessel used to
fish with DSBG in the Southern
California Bight (as defined at
§ 660.715(d)(2)) while not in possession
of a valid DSBG limited entry permit.
(bbb) Own or operate a vessel used to
fish a linked configuration of DSBG
shoreward of a line approximating the
400 meter depth contour (according to
coordinates specified at § 660.715(d)(3))
in waters north of the Northern Channel
Islands to a line extending seaward from
the Oregon/Washington border.
■ 4. In § 660.707, revise paragraph
(b)(3)(i) and add paragraph (g) to read as
follows:
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§ 660.707
Permits.
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*
*
*
*
*
(b) * * *
(3) * * *
(i) A West Coast Region Federal
Fisheries application form may be
obtained from the West Coast Region
Fisheries Permits Office or downloaded
from the West Coast Region website to
apply for a permit under this section. A
completed application is one that
contains all the necessary information,
and required fees, documentation, and
signatures.
*
*
*
*
*
(g) Limited entry deep-set buoy gear
(DSBG) permit—(1) General. This
section applies to persons (as defined at
§ 660.702) owning a limited entry
permit to fish with DSBG (as defined at
§ 660.707) inside the Southern
California Bight (as defined at
§ 660.715(d)(2) and to vessels registered
to such permits. For a vessel to be used
to fish with DSBG in the Southern
California Bight, that vessel must be
registered for use with a limited entry
DSBG permit.
(2) Basic requirements. Limited entry
DSBG permits are issued to a person,
and a vessel must be specified on the
permit.
(i) Persons. Any ‘‘person’’ as defined
at § 660.702 may own a limited entry
DSBG permit, subject to the ownership
requirements and limitations at
paragraph (g)(3) of this section.
(ii) Vessels. A vessel registered to a
limited entry DSBG permit must also be
registered to a valid general HMS permit
with a DSBG endorsement issued
pursuant to paragraphs (a) and (b) of
this section. The designated vessel need
not be owned by the limited entry DSBG
permit owner. The same vessel may be
registered to multiple limited entry
DSBG permits, but only one permit may
be fished at a time.
(3) Ownership requirements and
limitations—(i) Limitation on permit
ownership. No person may own more
than one limited entry DSBG permit, in
whole or in part, including through
ownership interest in a partnership,
corporation, or other entity.
(ii) DSBG identification of ownership
interest form. Any person that owns a
limited entry DSBG permit and that is
applying for or renewing a limited entry
DSBG permit shall document those
persons that have an ownership interest
in the limited entry DSBG permit. This
ownership interest must be documented
with NMFS via the DSBG Identification
of Ownership Interest Form.
(iii) Transferability. Limited entry
DSBG permits are not transferable,
except for a one-time transfer to a family
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member, as defined at § 660.702, upon
the death or legal incapacitation of the
individual or a member of the
corporation, partnership, or other entity
that owns the permit, following the
procedures at paragraph (g)(7) of this
section. The limited entry DSBG permit
owner cannot change or add additional
individuals or entities as owners of the
permit, or otherwise change ownership
of the permit as defined at § 660.702. A
transfer may not occur if such a transfer
will result in a person holding more
than one limited entry DSBG permit as
described in paragraph (g)(3)(i) of this
section.
(iv) Divestiture, surrender, and
revocation. If NMFS discovers that a
person owns or has an ownership
interest in more than one limited entry
DSBG permit, (including any person
who has ownership interest in the
entities listed as owners on the permit),
NMFS will notify the permit owner that
they have 90 days to divest of the excess
ownership interest. During this 90-day
period, the person may surrender
permit(s) in excess of the permit
ownership limit to NMFS by submitting
a request in writing. After the 90-day
divestiture period, NMFS will revoke all
limited entry DSBG permits held by that
person in excess of the permit
ownership limit. Surrendered and
revoked permits, with vessel status as
‘‘unidentified,’’ will be issued to the
next eligible applicant following the
procedures at paragraphs (g)(11) and
(12) of this section.
(4) Renewal. Limited entry DSBG
permits are valid for one year (May 1–
April 30). Permits expire April 30 of
each year and must be renewed between
February 1 and March 31 of each year
to remain in force the following permit
year.
(i) Renewal Notices. NMFS will send
notices to renew limited entry DSBG
permits to the permit owner’s most
recent email address on record with
NMFS. The permit owner is responsible
for notifying the Fisheries Permits
Office of any email address change.
(ii) Renewal packages. A complete
limited entry DSBG permit renewal
package must be received by NMFS by
March 31 of each year. If a complete
renewal package is not received by
March 31, NMFS will not renew the
limited entry DSBG permit, except
under the circumstances described in
paragraph (g)(4)(iii) of this section. A
complete renewal package consists of a
completed renewal application form, a
completed DSBG Identification of
Ownership Interest Form as required
under paragraph (g)(3)(ii) of this section,
and payment of required fees. NMFS
may require additional documentation
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7669
as it deems necessary to make a
determination on the application. The
renewal package will be considered
incomplete until the required
information is submitted. NMFS will
decline to act on an incomplete
application.
(iii) Forfeited permits. A limited entry
DSBG permit for which renewal is not
requested will be considered expired
unless the permit owner requests
reissuance of the permit by June 30
(three months after the renewal
application deadline) and NMFS
determines that failure to renew was
proximately caused by illness, injury, or
death of the permit owner. If a permit
is allowed to expire, it will be forfeited
and NMFS may reissue the permit to
another qualified applicant following
the procedures at paragraphs (g)(11) and
(12) of this section.
(iv) Renewal determinations. Based
on a complete application for renewal of
a limited entry DSBG permit, if NMFS
determines that the applicant has met
the requirements of this section and is
in compliance with any other applicable
regulations, NMFS will approve the
renewal and issue the permit. If the
application is not approved, NMFS will
issue an initial administrative decision
(IAD) that will explain the denial in
writing. The applicant may appeal
NMFS’ determination following the
process at paragraph (b)(3)(iv) of this
section.
(5) Permit replacement. Replacement
permits may be issued without charge to
replace lost or mutilated permits.
Replacement permits may be obtained
by submitting a complete permit
replacement application to NMFS. An
application for a replacement permit is
not considered a new application. Any
permit that has been altered, erased, or
mutilated is invalid.
(6) Change in vessel registration.
Limited entry DSBG permits will
normally be registered for use with a
particular vessel at the time the permit
is issued, renewed, or replaced. A
permit may not be used with any vessel
other than the vessel registered for use
with that permit. If the permit will be
used with a vessel other than the one
registered for use with the permit, the
permit owner must request a change in
vessel registration in accordance with
paragraphs (g)(6)(ii) through (iv) of this
section.
(i) Limits on changes in vessel
registration. The registered vessel may
be changed no more than once per
calendar year, except in cases of a force
majeure event as defined at § 660.702. A
permit owner may also designate the
vessel registration for a permit as
‘‘unidentified,’’ meaning that no vessel
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has been identified as registered for use
with that permit. Changing a permit’s
designated vessel to ‘‘unidentified’’ is
not considered a change in vessel
registration for purposes of this section,
but the permit is not authorized for use
until a subsequent change of registration
out of ‘‘unidentified’’ status occurs. Any
subsequent change in registration out of
‘‘unidentified’’ status to a vessel will be
considered a change in vessel
registration and subject to a once-percalendar-year limit.
(ii) Request for change in vessel
registration. To request a change in
vessel registration, a permit owner must
fill out a vessel transfer application
online through the NOAA Fisheries
Permits website with appropriate fields
completed and must submit the
application to the West Coast Region
Fisheries Permits Office. A complete
change in vessel registration package
consists of a transfer application form
with appropriate fields completed, a
current copy of the United States Coast
Guard Documentation Form or state
registration form, and payment of
required fees. NMFS may require
additional documentation as it deems
necessary to make a determination on
the application. The change in vessel
registration package will be considered
incomplete until the required
information is submitted. NMFS will
decline to act on an incomplete
application. A permit owner may
designate the vessel registration for a
permit as ‘‘unidentified,’’ meaning that
no vessel has been identified as
registered for use with that permit. No
vessel is authorized to use a permit with
the vessel registration designated as
‘‘unidentified.’’
(iii) Agency determination on an
application. Based on a complete
application for a change in vessel
registration, if NMFS determines that
the applicant has met the requirements
of this section, NMFS will approve the
change in vessel registration and issue
the permit. Changes in vessel
registration will take effect on the date
that the change is approved by NMFS.
If the application for a change in vessel
registration is not approved, NMFS will
issue an initial administrative
determination that will explain the
denial in writing. The applicant may
appeal NMFS’ determination following
the process at paragraph (b)(3)(iv) of this
section.
(7) Permit ownership transfer—(i)
Request for change in permit ownership.
A permit owner may request change in
ownership of a permit, in compliance
with the limits at paragraph (g)(3) of this
section, by submitting a complete
transfer application package with
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appropriate fields completed to NMFS.
A complete transfer application package
consists of all of the following:
(A) A transfer application form with
appropriate fields completed;
(B) For a request to change a permit’s
ownership where the current permit
owner is a corporation, partnership or
other business entity, a corporate
resolution that authorizes the
conveyance of the permit to a new
owner and authorizes the individual
applicant to request the conveyance on
behalf of the corporation, partnership,
or other business entity;
(C) For a request to change a permit’s
ownership that is necessitated by the
death of the permit owner(s), a death
certificate of the permit owner(s) and
appropriate legal documentation that
either: Specifically registers the permit
to a designated individual(s); or
provides legal authority to the transferor
to convey the permit ownership; and
(D) Payment of required fees.
(ii) Incomplete application. NMFS
may require additional documentation
as it deems necessary to make a
determination on the application for
change in ownership. The renewal
package will be considered incomplete
until the required information is
submitted. NMFS will decline to act on
an incomplete application.
(iii) Agency determination on an
application. Based on a complete
application for change in ownership, if
NMFS determines that the applicant has
met the requirements of this section,
NMFS will approve the change in
ownership and issue the permit.
Changes in permit ownership will take
effect on the date that the change is
approved by NMFS. If the application is
not approved, NMFS will issue an
initial administrative decision (IAD)
that will explain the denial in writing.
The applicant may appeal NMFS’
determination following the process at
paragraph (b)(3)(iv) of this section.
(8) Fees. The Regional Administrator
may charge fees to cover administrative
expenses related to processing initial
issuance, renewal, change in ownership,
change in vessel registration,
divestiture, and appeals of permits. The
amount of the fee is determined in
accordance with the procedures of the
NOAA Finance Handbook for
determining administrative costs. A fee
may not exceed administrative costs and
is specified with each application form.
The appropriate fee must accompany
each application.
(9) Sanctions. NMFS may decline to
act on an application for initial
issuance, renewal, replacement, change
in ownership, divestiture, or change in
vessel registration, and will notify the
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applicant if the permit sanction
provisions of the Magnuson-Stevens Act
at 16 U.S.C. 1858(a) and implementing
regulations at 15 CFR part 904, subpart
D apply.
(10) Appeals. In cases where the
applicant disagrees with NMFS’
decision on a permit application for
initial issuance, renewal, replacement,
change in ownership, divestiture, or
change in vessel registration, the
applicant may file an appeal following
the procedures described at paragraph
(b)(3)(iv) of this section.
(11) Initial issuance for Tiers 1
through 8. This section describes the
process for initial issuance of limited
entry DSBG permits to applicants that
qualify under Tiers 1 through 8 as
defined at paragraphs (g)(11)(iii)(B)(1)
through (8) of this section.
(i) Exempted Fishing Permit (EFP)
holder. For purposes of paragraph
(g)(11) of this section only, exempted
fishing permit (EFP) holder means any
individual with NMFS approval to
captain a commercial vessel and use
DSBG under the authority of a DSBG
EFP or any individual who is identified
by NMFS as having managed a DSBG
EFP, including vessel owners whose
vessel fished under the authority of a
DSBG EFP.
(ii) Initial applications. Persons may
apply for a limited entry DSBG permit
by completing and submitting an initial
issuance application package to NMFS.
The completed application package
must be submitted on the National
Permit System website, or by another
method approved by NMFS, no later
than 11:59 p.m. on [date 60 days after
final rule publication in the Federal
Register]. If an applicant fails to submit
a completed application by the deadline
date, they forgo the opportunity to
receive a limited entry DSBG permit
under Tiers 1 through 8 and their permit
will be issued to the next eligible
applicant following the procedures at
paragraphs (g)(11) and (12) of this
section. A complete initial issuance
application package consists of the
following: a completed initial issuance
application form; a completed DSBG
Identification of Ownership Interest
Form, as required under paragraph
(g)(3)(ii) of this section; a current copy
of the United States Coast Guard
Documentation Form or state
registration form for the vessel that will
be registered to the permit; and payment
of required fees. NMFS may require
additional documentation as it deems
necessary to make a determination on
the application. The initial issuance
application package will be considered
incomplete until the required
information is submitted. NMFS will
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decline to act on an incomplete
application.
(iii) Eligibility criteria for Tiers 1–8.
To qualify for a permit under Tiers 1–
8, an applicant must meet all of the
following criteria:
(A) The applicant is eligible to own a
limited entry DSBG permit in
accordance with paragraph (g)(2)(i) of
this section;
(B) The applicant is in compliance
with the ownership requirements and
limitations of paragraph (g)(3) of this
section. Applicants found to have
qualified for more than one permit will
be notified by NMFS in writing and will
have 30 days to divest of the excess
permit ownership interest and resubmit
their application package;
(C) The applicant meets the criteria of
one of the qualification tiers in
paragraphs (g)(11)(iii)(C)(1) through (8)
of this section based on data as of [date
60 days after final rule publication in
the Federal Register]. Permits will be
issued by ranking applicants according
to the tiered criteria in those paragraphs,
beginning with Tier 1 and ending with
Tier 8. NMFS will qualify applicants
that meet the criteria of multiple tiers
based on their highest tier, with Tier 1
being the highest, Tier 2 the second
highest, and so on;
(1) Tier 1 consists of EFP holders with
at least 10 documented calendar days of
DSBG fishing effort by December 31,
2018, based on NMFS West Coast
Region Observer Program records
indicating either that the EFP holder
was the vessel captain for that fishing
day or that fishing effort for that day
was conducted on a vessel owned by or
under the EFP managed by that
individual.
(2) Tier 2 consists of California
Limited Entry Drift Gill Net (DGN)
Shark and Swordfish permit holders
who made at least one large-mesh DGN
swordfish landing between the 2013–
2014 and 2017–2018 fishing seasons
and surrendered their state or Federal
limited entry DGN permit as part of a
DGN permit trade-in or buy-back
program, based on California
Department of Fish and Wildlife
(CDFW) marine landing receipt and
buyback records and NMFS and CDFW
permit information.
(3) Tier 3 consists of EFP holders
approved by the Pacific Fishery
Management Council prior to April 1,
2021, who conducted at least 10
calendar days of DSBG fishing effort or
with 10 days of DSBG effort on their
vessel or by vessels they manage under
the EFP by [effective date of final rule],
based on a NMFS West Coast Regional
Observer Program record or a properly
submitted NMFS DSBG EFP logbook
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indicating either that the EFP holder
was vessel captain for that fishing day
or that the fishing effort for that day was
conducted on a vessel owned by or
under the EFP managed by that
individual.
(4) Tier 4 consists of California
Swordfish permit holders who
possessed a permit during the 2018–
2019 fishing season and made at least
one swordfish landing using harpoon
gear between the 2013–2014 or 2017–
2018 fishing seasons, based on
California Department of Fish and
Wildlife (CDFW) permit and marine
landing receipt records.
(5) Tier 5 consists of California
Limited Entry Drift Gill Net (DGN)
Shark and Swordfish permit holders
who have made at least one large-mesh
DGN swordfish landing between the
2013–2014 and 2017–2018 fishing
seasons and who did not surrender their
state or Federal limited entry DGN
permit as part of a trade-in or buy-back
program, based on California
Department of Fish and Wildlife
(CDFW) marine landing receipts and
buyback records and NMFS and CDFW
permit information.
(6) Tier 6 consists of California
Limited Entry Drift Gill Net (DGN)
Shark and Swordfish permit holders
who have not made a swordfish landing
with large-mesh DGN gear since March
31, 2013, and who surrendered their
state or Federal limited entry DGN
permit as part of a permit trade-in or
buy-back program, based on California
Department of Fish and Wildlife
(CDFW) marine landing receipts and
buyback records and NMFS and CDFW
permit information.
(7) Tier 7 consists of state or Federal
limited entry drift gillnet (DGN) permit
holders who have not made a swordfish
landing with DGN gear since March 31,
2013, and did not surrender their
limited entry DGN permit as part of a
state or Federal limited entry DGN
permit trade-in or buy-back program,
based on California Department of Fish
and Wildlife (CDFW) marine landing
receipts and buyback records and NMFS
and CDFW permit information.
(8) Tier 8 consists of any individual
with documented commercial swordfish
fishing experience between January 1,
1986, and [effective date of the final
rule], on a first come, first served basis,
based on California Department of Fish
and Wildlife (CDFW) permit records
showing possession of a valid
commercial fishing license on that date
and one of the following:
(i) A valid CDFW marine landing
receipt identifying the individual as the
fisherman of record;
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7671
(ii) A valid state or Federal logbook
where swordfish were taken and
identifying the individual as captain or
crew on that day;
(iii) A signed affidavit from a vessel
owner or captain identifying the
individual as vessel captain or crew on
the day that swordfish were taken;
(iv) Agency determination on an
application. Based on a complete
application for an initial permit under
Tiers 1–8, if NMFS determines that the
applicant has met the requirements of
this section, NMFS will issue an initial
administrative determination (IAD). If
the application is approved, the
applicant will receive a permit
according to the permit issuance
procedures in paragraph (g)(11)(v) of
this section. If the application is denied,
the IAD will provide an explanation of
the denial in writing. The applicant may
appeal NMFS’ determination following
the process at paragraph (b)(3)(iv) of this
section.
(v) Permit issuance. NMFS will issue
permits to approved applicants in
priority order according to the
qualification tiers in paragraphs
(g)(11)(iii)(C)(1) through (8) of this
section, with qualified applicants in
Tier 1 receiving permits first, then
qualified applicants in Tier 2, and so on.
Qualified applicants will be further
ranked within a tier based on their total
swordfish landings for the time period
and gear type specified for that tier for
Tiers 1–5, according to California
Department of Fish and Wildlife
(CDFW) marine landing receipts as of
[date 60 days after final rule publication
in Federal Register], or by the date
and time their application is received
for Tiers 6–8. NMFS will issue up to 50
permits in 2023, and up to 25 permits
each year after, up to a total of 300 valid
permits. Permits issued to the next
eligible applicant as a result of
surrender, revocation, or expiration will
not count toward the annual permit
issuance limits. Permits will be mailed
on or about April 1 for the upcoming
May 1 permit year to the address of
record. Permit holders are responsible
for keeping their contact information
current with NMFS to receive their
permit. If a permit is returned to NMFS
as undeliverable, NMFS will make
further attempts to contact the permit
holder using the contact information on
file. If NMFS is not able to contact the
permit holder within 30 days, the
permit will be revoked and issued to the
next eligible applicant following the
procedures at paragraphs (g)(11) and
(12) of this section.
(12) Initial issuance for Tier 9. When
the list of permit qualifiers from the
initial issuance for Tiers 1–8 is
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exhausted, NMFS will begin accepting
applications for additional limited entry
DSBG permits on a first come, first
served basis. In January of the year
NMFS anticipates accepting Tier 9
applications, NMFS will publish a
notice in the Federal Register to notify
the public of the application
opportunity. NMFS will accept
applications for initial issuance of
limited entry DSBG permits under Tier
9 on an annual basis until a total of 300
limited entry DSBG permits are issued.
(i) Initial applications. Persons may
apply for a limited entry DSBG permit
under Tier 9 by completing and
submitting an initial issuance
application package to NMFS via the
National Permit System website during
the annual application period February
1–March 31. The completed application
package must be submitted no later than
11:59 p.m. Pacific Daylight Time on
March 31st of the relevant year. A
complete initial issuance application
package consists of the following: a
completed initial issuance application
form; a completed DSBG Identification
of Ownership Interest Form, as required
under paragraph (g)(3)(ii) of this section;
a current copy of the United States
Coast Guard Documentation Form or
state registration form for the vessel that
will be registered to the permit; and
payment of required fees. NMFS may
require additional documentation as it
deems necessary to make a
determination on the application. The
initial issuance application package will
be considered incomplete until the
required information is submitted.
NMFS will decline to act on an
incomplete application.
(ii) Eligibility criteria for Tier 9. To
qualify for a permit under Tier 9, an
applicant must meet all of the following
criteria:
(A) The applicant is eligible to own a
limited entry DSBG permit in
accordance with paragraph (g)(2)(i) of
this section;
(B) The applicant is in compliance
with the ownership requirements and
limitations of paragraph (g)(3) of this
section;
(iii) Agency determination on an
application. Based on a complete
application, if NMFS determines that
the applicant for an initial permit under
Tier 9 has met the requirements of this
section, NMFS will issue an initial
administrative determination (IAD). If
the application is approved, the IAD
will say so and the applicant will
receive a permit according to the permit
issuance procedures in paragraph
(g)(11)(iv) of this section. If the
application is denied, the IAD will
provide an explanation of the denial in
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writing. The applicant may appeal
NMFS’ determination following the
process at paragraph (b)(3)(iv) of this
section;
(iv) Permit issuance. NMFS will issue
permits to approved applicants under
Tier 9 on a first come, first served basis,
according to the date and time that their
application was submitted through the
National Permit System. NMFS will
issue up to 25 permits each year, up to
a total of 300 valid permits. If NMFS
approves more than 25 applications in
a single year, the approved applicants
above 25 will receive priority for permit
issuance the following year according to
the date and time that their complete
applications were received. Permits
issued to the next eligible applicant as
a result of surrender, revocation, or
expiration will not count toward the
annual permit issuance limits.
■ 5. In § 660.715, revise the section
heading and add paragraphs (a) through
(d) to read as follows:
§ 660.715
Deep-set buoy gear fishery.
(a) Gear configurations. Deep-set buoy
gear (DSBG) configurations must
conform to the following specifications:
(1) Standard buoy gear (SBG). An
individual piece of SBG must consist of
a vertical monofilament mainline
suspended from a buoy-array with a
terminal weight. No more than three
gangions with hooks may be attached to
the mainline. No gangions with hooks
may be attached at a depth shallower
than 90 meters.
(2) Linked buoy gear (LBG). An
individual piece (section) of LBG must
consist of a monofilament mainline that
extends vertically from a buoy-array
(either directly or from a minimum 50foot extender) to a weight; then
horizontally to a second weight; then
vertically to a minimum 50-foot
extender attached to a second buoyarray. No more than three gangions with
hooks may be connected to each
horizontal section of the mainline. No
gangions with hooks may be attached at
a depth shallower than 90 meters.
Individual pieces may be linked
together by the mainline. The links
between each piece of LBG must be
serviceable.
(b) Additional gear configuration
specifications. Use of SBG and LBG
must conform with the following
requirements:
(1) Surface buoy flotation and strike
detection array requirements. The
surface buoy flotation and strike
detection array must include a
minimum of three buoys (a minimum
45-pound buoyancy non-compressible
hard ball, a minimum 6-pound
buoyancy buoy, and a strike detection
PO 00000
Frm 00044
Fmt 4702
Sfmt 4702
buoy), with no more than 6 feet of line
between adjacent buoys, all connected
in-line by a minimum of 3⁄8 inch
diameter line.
(i) Buoys must be free of tether
attachments (e.g., non-streamlined gear
with loops and/or dangling
components).
(ii) SBG and terminal LBG buoyarrays must include a locator flag, a
radar reflector, and vessel/fisher
identification compliant with all current
state requirements and regulations.
(2) Weight requirements. Weights
must be a minimum of 3.6 kilograms.
(3) Circle hook requirements. Circle
hooks must be used that are a minimum
size 16/0 with not more than 10 degrees
offset.
(4) Gear pieces and hook limitations.
No more than ten pieces of SBG or LBG,
in total, may be deployed at one time,
with no more than three hooks per
piece.
(c) Operational requirements. SBG
and LBG must be fished in accordance
with the following operational
requirements.
(1) Active tending. All pieces of gear
must remain within 5 nautical miles of
the vessel at all times, and the vessel
may be no more than 3 nautical miles
from the nearest piece of gear.
(2) Fishing multiple gear types. Gear
types other than DSBG may be used on
the same trip when DSBG is used, as
long as the requirement to actively tend
DSBG (as described at paragraph (c)(1)
of this section) is met. If multiple gear
types, including gear other than DSBG,
are used on the same trip as DSBG,
catch must be tagged or marked to
identify the gear used, including
differentiating whether caught with SBG
or LBG.
(3) Timing of gear deployment and
retrieval. Gear may not be deployed
until local sunrise and must be onboard
the vessel no later than 3 hours after
local sunset.
(4) Pre-trip notification. When
requested by NMFS, DSBG vessel
owners or operators are required to
notify NMFS or the NMFS-designated
observer provider at least 48 hours prior
to departing on each fishing trip during
which DSBG will be fished. The vessel
owner or operator must communicate to
the observer provider: the owner’s or
operator’s name, contact information,
vessel name, port of departure,
estimated date and time of departure,
and a telephone number at which the
owner or operator may be contacted
during the business day (Monday
through Friday between 8 a.m. to 4:30
p.m., Pacific Time) to indicate whether
an observer will be required on the
subject fishing trip. Contact information
E:\FR\FM\06FEP1.SGM
06FEP1
7673
Federal Register / Vol. 88, No. 24 / Monday, February 6, 2023 / Proposed Rules
DDrumheller on DSK120RN23PROD with PROPOSALS
for the current observer provider can be
obtained by calling the NMFS West
Coast Region Sustainable Fisheries
Division at (562) 980–4238.
(5) Protected species workshops.
When requested by NMFS, the operator
of a vessel either registered to a limited
entry DSBG permit or planning to fish
under a DSBG endorsement must attend
a workshop conducted by NMFS on
mitigation, handling, and release
techniques for protected species.
(d) Geographic area restrictions.
DSBG fishing is permitted throughout
the Management Area defined in 50 CFR
660.703 with the following area
restrictions:
(1) Federal waters offshore of
California and Oregon only. Fishing
with DSBG may not occur in Federal
waters north of a line extending seaward
from the Oregon/Washington border.
(2) Limited entry-only area. Except for
vessels registered to a valid DSBG
limited entry permit, fishing with DSBG
may not occur in Federal waters within
the Southern California Bight, which for
this purpose is defined with a northern
boundary of 34°26′54.96″ N latitude
(i.e., Point Conception), a southern
boundary of the U.S.-Mexico maritime
border, and a western boundary of
120°28′18″ W longitude.
(3) Linked buoy gear area restriction.
Fishing with DSBG in a LBG
configuration in waters north of the
Northern Channel Islands to a line
extending seaward from the Oregon/
Washington border may not occur
shoreward of a line approximating the
400 meter depth contour, which is
defined by straight lines connecting all
of the following points in the order
stated in the following table.
VerDate Sep<11>2014
17:17 Feb 03, 2023
Jkt 259001
TABLE 1 TO PARAGRAPH (d)(3)
Latitude
45.785378
45.731988
45.676058
45.635778
45.627501
45.421342
45.368012
45.219954
45.192831
45.073777
45.122584
45.012240
44.827950
44.789368
44.703649
44.529842
44.507522
44.415352
44.208665
43.942293
43.795680
43.579894
43.232513
43.226291
42.905163
42.753934
42.748993
42.520896
42.463017
41.824611
41.428980
41.156773
40.801184
40.681958
40.602740
40.622580
40.546989
40.400783
40.370014
40.344876
40.269847
40.279429
40.117493
40.041456
40.042494
39.965786
39.808303
39.540607
PO 00000
Longitude
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Frm 00045
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TABLE 1 TO PARAGRAPH (d)(3)—
Continued
¥124.721611
¥124.755707
¥124.662448
¥124.733532
¥124.621223
¥124.428881
¥124.524815
¥124.426593
¥124.640233
¥124.601143
¥124.728187
¥124.512643
¥124.645508
¥124.722827
¥124.815421
¥124.804136
¥124.883072
¥124.858176
¥124.994868
¥124.974502
¥124.685260
¥124.645446
¥124.799284
¥124.883682
¥124.913752
¥124.866742
¥124.751655
¥124.747080
¥124.822607
¥124.517470
¥124.513482
¥124.396132
¥124.492790
¥124.550870
¥124.480125
¥124.645995
¥124.700835
¥124.585363
¥124.431174
¥124.507828
¥124.446270
¥124.657027
¥124.304705
¥124.285170
¥124.155198
¥124.231615
¥124.097017
¥123.943484
Sfmt 9990
Latitude
39.528835
38.911050
38.491136
38.256021
38.228410
38.073446
37.844809
37.623812
37.394689
37.323790
37.189284
36.968232
37.005852
36.945123
36.781748
36.806676
36.680249
36.531101
36.371824
36.315554
36.166525
36.033982
35.584240
35.165706
34.865218
34.929599
34.541665
34.315659
34.268981
46.274388
46.075505
45.968227
34.693224
37.740079
45.169315
45.063305
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Longitude
¥123.992885
¥123.982148
¥123.647679
¥123.526302
¥123.438852
¥123.533062
¥123.404954
¥123.050253
¥122.920853
¥122.940568
¥122.863927
¥122.527184
¥122.408848
¥122.425076
¥122.055455
¥121.905280
¥122.025454
¥121.993385
¥122.014963
¥122.101240
¥121.760807
¥121.623149
¥121.366349
¥121.033163
¥120.993335
¥121.074138
¥120.838291
¥120.541578
¥120.379230
¥124.410349
¥124.813587
¥124.739233
¥120.962686
¥123.192427
¥124.502340
¥124.719824
8. In § 660.716, revise the section
heading to read as follows:
■
§ 660.716 Harpoon and surface hook-andline fisheries [Reserved]
[FR Doc. 2023–01988 Filed 2–3–23; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\06FEP1.SGM
06FEP1
Agencies
[Federal Register Volume 88, Number 24 (Monday, February 6, 2023)]
[Proposed Rules]
[Pages 7661-7673]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-01988]
[[Page 7661]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 660
[Docket No. 230126-0027]
RIN 0648-BK09
Fisheries off West Coast States; Highly Migratory Fisheries;
Amendment 6 to the Fishery Management Plan for West Coast Fisheries for
Highly Migratory Species; Authorization of Deep-Set Buoy Gear
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: This proposed rule would implement Amendment 6 to the Fishery
Management Plan for U.S. West Coast Fisheries for Highly Migratory
Species (HMS FMP), which authorizes deep-set buoy gear (DSBG) as a
legal gear type for targeting swordfish and catching other highly
migratory species (HMS) off the U.S. West Coast. The proposed rule
would establish a limited entry (LE) permitting regime for use of DSBG
in the Southern California Bight (SCB). DSBG fishing would be permitted
on an open-access basis outside of the SCB, in Federal waters off of
California and Oregon, for all vessels possessing a general HMS permit
with a DSBG endorsement. DSBG fishing would not be permitted in Federal
waters off of Washington. This proposed rule includes definitions for
two configurations of DSBG--standard and linked--and specifies the LE
management area, permitting process, and requirements for use of the
gear.
DATES: Comments on the proposed rule and supporting documents must be
submitted in writing by March 8, 2023.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2022-0141, via the Federal e-Rulemaking Portal. Go to https://www.regulations.gov and enter NOAA-NMFS-2022-0141 in the Search box.
Click on the ``Comment'' icon, complete the required fields, and enter
or attach your comments.
Comments sent by any other method, to any other address or
individual, or received after the end of the comment period, may not be
considered by NMFS. All comments received are a part of the public
record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address, etc.), confidential business
information, or otherwise sensitive information submitted voluntarily
by the sender will be publicly accessible. NMFS will accept anonymous
comments (enter ``N/A'' in the required fields if you wish to remain
anonymous).
Please submit written comments regarding the burden-hour estimates
or other aspects of the collection-of-information requirements
contained in this proposed rule and subject to the Paperwork Reduction
Act to www.reginfo.gov/public/do/PRAMain. Find this particular
information collection by selecting ``Currently under Review'' or by
using the search function and entering the title of the collection or
the OMB Control Number. Comments on the information collection
requirements may also be sent by email to [email protected].
Copies of the draft Regulatory Impact Review (RIR) and other
supporting documents are available via the Federal eRulemaking Portal:
https://www.regulations.gov, docket NOAA-NMFS-2022-0141, or contact the
Acting Highly Migratory Species Branch Chief, Rachael Wadsworth,
[email protected], or [email protected].
FOR FURTHER INFORMATION CONTACT: Amber Rhodes, NMFS, (202) 936-6162,
[email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
II. Council Process and Recommendations
III. Discussion of Proposed Rule
A. Gear Endorsements
B. Limited Entry Permit
1. Ownership Requirements and Limitations
2. Vessel Registration
3. Change in Permit Ownership
4. Term of Permits, Permit Renewal Process, and Permit
Replacement
5. Permit Fees and Sanctions
C. Process for Initial Issuance of Limited Entry Permits
1. Application Process for Tiers 1-8
2. Application Process for Tier 9
D. Gear Specifications
E. Management Measures
F. Additional Proposed Regulations
IV. Classification
I. Background
Currently, two commercial gear types are authorized to target
swordfish in Federal waters off the U.S. West Coast: harpoon and large-
mesh drift gillnet (DGN). Of the two, DGN has produced the majority of
the landings to West Coast ports. However, attrition in the DGN fishery
has led to reduced swordfish landings by West Coast-based fishing
vessels. The large majority of swordfish demand on the West Coast is
currently met by Hawaii-based longline vessels, and by imports.
Motivated by reduced participation in the U.S. West Coast swordfish
fishery and increased reliance on foreign supplies of swordfish to meet
U.S. consumer demand, NMFS and the Pacific Fishery Management Council
(hereafter, the Council) expressed interest in new gear types for
targeting swordfish and other HMS while minimizing interactions with
protected species and bycatch of non-target finfish.
Under the Magnuson-Stevens Fishery Conservation and Management Act
(MSA), 16 U.S.C. 1801 et seq., the Council provides recommendations to
NMFS regarding Fishery Management Plans and regulations to implement
them. Existing regulations allow for the issuance of exempted fishing
permits (EFP) for limited testing, data collection, and the target or
incidental harvest of species using methods otherwise prohibited (see
50 CFR 600.745(b)). In 2014, the Council solicited EFP applications to
test gear types or methods that could serve as an alternative to using
DGN to catch swordfish in the U.S. West Coast Exclusive Economic Zone
(EEZ), or to test different approaches to contemporary DGN fishery
management practices. The Council received EFP applications to fish
with DSBG. DSBG research trials had been underway since 2011, and EFP
trials began in 2015 following a Council recommendation to issue DSBG
EFPs. The results of these trials indicated DSBG could be a viable
commercial fishing method with low environmental impacts. The Council
also recommended issuance of EFPs for other gear types in addition to
DSBG; however, comparatively fewer data have been collected from these
gear types to-date. During the course of EFP fishing, DSBG-caught
swordfish has typically fetched a higher price per pound than swordfish
caught using DGN or longlines, or by foreign nations and imported.
However, the catch per day of swordfish using DSBG is variable, ranging
from zero to as many as 11 fish in a single day, with an average of 1.2
fish per day from 2015-2020.
Following the results of DSBG trials, the Council recommended
authorizing the gear under the HMS FMP and implementing regulations.
DSBG employs a hook-and-buoy system to catch swordfish while they
are feeding during the daytime in deep water, with hooks commonly set
at depths below 250 meters. DSBG configurations include ``standard''
buoy
[[Page 7662]]
gear (SBG) and ``linked'' buoy gear (LBG). SBG configurations consist
of strike indicator buoys deployed at the surface, a vertical mainline,
baited circle hooks at depth, and a weighted sinker to ensure that
hooks reach depth rapidly. LBG configurations include additional sub-
surface branch lines connecting the various strike indicator buoys and
more hooks at depth.
The proposed rule is expected to contribute to the management of
the U.S. West Coast swordfish fishery according to the National
Standards for fishery conservation and management under the MSA (see 16
U.S.C. 1851(a) and 50 CFR part 600, subpart D). Specifically,
authorizing DSBG as an additional legal gear type for commercially
harvesting swordfish from Federal waters off the U.S. West Coast will
contribute to the U.S. West Coast swordfish fishery's capacity to
achieve optimum yield of the Western and Central North Pacific
swordfish stock (consistent with National Standard 1). This stock is
currently underutilized with spawning stock biomass at nearly double
maximum sustainable yield (MSY) levels, and fishing effort at roughly
half of the MSY level, according to the most recent stock assessment
completed by the International Scientific Committee for Tuna and Tuna-
like Species in the North Pacific Ocean (ISC) in 2018, which can be
accessed here: https://isc.fra.go.jp/pdf/ISC18/ISC_18_ANNEX_16_Stock_Assessment_of_WCNPO_Swordfish_through_2016_FINAL.pdf. Despite high consumer demand, over 80 percent of swordfish consumed
in U.S. West Coast States has come from foreign sources since 2015.
While the Council has expressed interest in reducing reliance on
foreign supplies of swordfish, the Council has also indicated that
minimizing bycatch to the extent practicable (consistent with National
Standard 9) is a priority.
II. Council Process and Recommendations
After a series of public meetings to develop and evaluate
alternatives for a proposed action, the Council adopted its final
preferred alternative for authorizing DSBG in September 2019. The
Council recommended that NMFS permit an open access fishery outside of
the SCB and a LE fishery inside the SCB, with a maximum of 300 LE
permits to be issued. For the purpose of this proposed rule, the SCB is
defined by a northern boundary of 34[deg]26'54.96'' N latitude (i.e.,
Point Conception, CA), a southern boundary of the U.S.-Mexico maritime
border, and a western boundary of 120[deg]28'18'' W longitude. To date,
99 percent of DSBG EFP fishing effort has occurred in this area. During
the relevant Council meetings, stakeholders raised concerns about the
potential for gear conflicts and crowding to occur in the SCB following
DSBG authorization. The Council selected its final preferred
alternative, including a LE permitting regime with tiered qualifying
criteria intended to prioritize participants with demonstrated
swordfish fishing experience, as a means to authorize DSBG use in the
SCB with a precautionary, ``phased-in'' approach. At its March 2021
Meeting, the Council modified the tiered criteria by which applicants
must qualify to receive LE permits, and clarified some of the
terminology used in its earlier September 2019 recommendation.
In addition to the Council's original recommendation for DSBG
management measures in September 2019 and March 2021, NMFS proposes
some additional regulations in this proposed rule for the purpose of
monitoring fishery compliance with the Endangered Species Act, (16
U.S.C 1531, et seq.). NMFS alerted the Council to the rationale for
these measures during its March 2022 meeting, and describes them in
more detail in the next section. Lastly, additional management measures
contained in 50 CFR part 300, subpart C (applicable to eastern Pacific
tuna fisheries) and 50 CFR part 660, subpart K (applicable to all HMS
fisheries off the West Coast States, which apply to fishing under HMS
permits more broadly (i.e., annual catch limits on HMS and monitoring
provisions)) may also apply to DSBG fishing under the proposed rule.
III. Discussion of the Proposed Rule
Consistent with the Council's recommendations, this rule proposes
to authorize DSBG as a legal gear type under the HMS FMP, and to enable
permitting of an open access fishery in Federal waters south of the
Oregon-Washington border outside of the SCB, and a LE fishery in the
SCB. The proposed regulations for issuing LE permits include tiered
qualifying criteria recommended by the Council. Fishing with DSBG would
also be subject to a suite of gear specifications and management
measures. This rule also proposes to implement a few additional
measures that are necessary to carry out the Council's recommendations
in accordance with section 7 of the Endangered Species Act and to
revise the current definitions in Sec. 660.702 of ``commercial
fishing,'' to make a minor grammatical change, and of ``commercial
fishing gear,'' to include DSBG. Several new definitions are also
proposed as applicable to the rule. Finally, this rule proposes to
update corresponding prohibitions listed in Sec. 660.705.
A. Gear Endorsements
Existing regulations at 50 CFR 660.707(a) require commercial
fishing vessels that fish for HMS in Federal waters off of California,
Oregon, and Washington to be registered for use under a general HMS
permit that authorizes the use of specific gear. This rule proposes to
prohibit fishing with DSBG in Federal waters off of the State of
Washington (see proposed Sec. 660.715(d)(1)). Therefore under the
proposed rule, gear endorsements for DSBG will be required under the
existing Federal general HMS permit regulations to fish with DSBG in
Federal waters south of a line extending seaward of the Oregon/
Washington border (i.e., off of the States of California and Oregon).
Additionally, this rule proposes to require possession of a valid LE
DSBG permit to fish with DSBG in Federal waters inside the SCB (see
proposed Sec. 660.715(d)(2)), which is further described in the next
section.
B. Limited Entry Permit
Consistent with the Council's recommendations, this proposed rule
stipulates specifications and limitations on qualifying for, issuing,
possessing, renewing, and transferring LE permits. This proposed rule
also poses a change to contact information provided in the existing
regulation at Sec. 660.707(b)(3) for obtaining permit applications. To
obtain an LE permit, an applicant will need to apply and qualify for
one as part of the initial issuance process described below.
1. Ownership Requirements and Limitations (Proposed Sec. Sec.
660.707(g)(1) Through (3))
LE permits will be issued to and held by a ``person,'' as defined
at 50 CFR 660.702 to mean any individual, corporation, partnership,
association or other entity (whether or not organized or existing under
the laws of any state), and any Federal, state, or local government, or
any entity of any such government that is eligible to own a documented
vessel under the terms of 46 U.S.C. 12102(a). A person shall only hold
one LE permit, in whole or in part, including through ownership
interest in a partnership, corporation, or other entity. For example,
if John Doe holds a permit in their own name, they cannot also hold a
permit as a member of a partnership or corporation or other entity. For
purposes of enforcing this limitation, partial ownership ``counts''
[[Page 7663]]
as full ownership. For example, if John Doe holds 25 percent ownership
of one permit and 25 percent ownership of another permit, that would be
considered ownership of two permits, not 50 percent of one permit. To
monitor and enforce this requirement, permit holders applying for
initial issuance or renewal of an LE permit will be required to submit
information on ownership interest as part of their LE permit
application, which documents those persons that have an ownership
interest in the LE permit.
If after issuance of permits, a person is found to have an
ownership interest in more than one LE DSBG permit, NMFS will notify
them in writing and provide 90 days to divest of the excess permit
ownership interest. Once divested, NMFS will void the permit(s) owned
by that person and reissue them to the next eligible applicant with
vessel status as ``unidentified.'' During the 90-day divestiture
period, the person could surrender permit(s) in excess of the permit
ownership limit to NMFS by submitting a request in writing. After the
90-day divestiture period, NMFS will revoke all LE DSBG permits held by
that person (including any person who has ownership interest in the
entities listed as owners on the permit) in excess of the permit
ownership limit. Surrendered and revoked permits will be issued to the
next eligible applicant following the process for initial issuance.
2. Vessel Registration (Proposed Sec. Sec. 660.707(g)(2) and (6))
A particular vessel must be designated for use with the permit
before the permit could be used to fish with DSBG, and that vessel must
have a valid HMS permit with a DSBG endorsement. The vessel does not
need to be owned by the LE permit owner. An HMS permit holder is not
required to be onboard the vessel during DSBG fishing. Likewise, an LE
permit holder is not required to be onboard the vessel during DSBG
fishing in the SCB. A vessel may be designated on (i.e., registered to)
multiple LE permits, but only one LE permit can be fished on a vessel
at a time.
If a permit owner wants to use a permit with a vessel other than
the one registered for use with that permit, the permit owner must
request a change in vessel registration. Changes in the designated
vessel will only be allowed once per year, except in the case of a
force majeure event or if a permit holder decides not to designate a
vessel (i.e., undesignated). A force majeure event means an event of
extraordinary circumstances including the death of a vessel owner or
operator, or when a designated vessel at sea (except while transiting
between ports on a trip during which no fishing operations occur) is
disabled by mechanical or structure failure, fire or explosion, or the
designated vessel is totally lost. Totally lost means the vessel being
replaced no longer exists in specie, or is absolutely and irretrievably
sunk, or the costs of repair (including recovery) exceed the value of
the vessel after repairs. If a permit owner chose not to designate a
vessel it would not count as a change in vessel registration if they
then decide to designate a vessel. However, once the vessel is
designated, the permit owner will only be able to transfer registration
once in the calendar year.
To designate a vessel or change the registration for a vessel, the
permit owner must submit a vessel registration transfer application
through the NOAA Fisheries Permits website at https://fisheriespermits.noaa.gov/npspub/pub_cmn_login/index_live.jsp. If the
application for a change in vessel registration is not approved, NMFS
will issue an initial administrative determination (IAD) that will
explain the denial in writing. The applicant may appeal NMFS'
determination following the process at Sec. 660.707(b)(3)(iv).
3. Change in Permit Ownership (Proposed Sec. 660.707(g)(7))
LE permits cannot be transferred, except for a one-time transfer to
a family member upon the death or legal incapacitation of the permit
holder. A family member is defined as spouse, domestic partner,
cohabitant, child, stepchild, grandchild, parent, stepparent, mother-
in-law, father-in-law, son-in-law, daughter-in-law, grandparent, great
grandparent, brother, sister, half-brother, half-sister, stepsibling,
brother-in-law, sister-in-law, aunt, uncle, niece, nephew, or first
cousin. One-time transfers also apply to the member of a partnership,
corporation, or other entity. For example, if John Doe is a member of a
partnership with Jane Smith, and John Doe died, John Doe's ownership
interest could pass to a family member while Jane Smith's ownership
interest remains unchanged. Changes to ownership, including the
addition of individuals or entities as owners of the permit, will
otherwise not be allowed. NMFS will not consider it an ownership change
if shares among the existing owners changes or if a member of a
partnership, corporation, or other entity leaves and is not replaced.
To transfer a LE permit, the permit owner would submit a permit
transfer application through the NOAA Fisheries Permits website at
https://fisheriespermits.noaa.gov/npspub/pub_cmn_login/index_live.jsp.
If the application for a change in vessel registration is not approved,
NMFS will issue an IAD that will explain the denial in writing. The
applicant may appeal NMFS' determination following the process at Sec.
660.707(b)(3)(iv).
4. Term of Permits, Permit Renewal Process, and Permit Replacement
(Proposed Sec. 660.707(g)(4) and (5))
LE permits will be effective for one year (May 1-April 30) and will
be required to be renewed each year to remain valid. The permit owner
will be responsible for renewing a LE permit. To renew a LE permit, the
permit owner must submit a permit renewal application through the NOAA
Fisheries Permits website: https://fisheriespermits.noaa.gov/npspub/pub_cmn_login/index_live.jsp. Permit renewals will be due by May 31st.
If an LE permit is not renewed by May 31st, it will expire. A LE DSBG
permit that is allowed to expire will not be renewed unless the permit
owner requests reissuance by August 31 (three months after the renewal
application deadline) and NMFS determines that failure to renew was
proximately caused by illness, injury, or death of the permit owner.
NMFS will forfeit a LE permit that is not renewed and issue it to the
next eligible applicant following the process for initial issuance of
LE permits.
A paper copy of a permit must be kept on the vessel at all times
and must be available to members of NMFS Office of Law Enforcement upon
request. Any permit that is lost or damaged may be replaced for free by
contacting the NMFS permits staff at [email protected] and
requesting a new copy of the permit. Permits which are altered, erased
or mutilated would be deemed invalid and must be replaced.
5. Permit Fees and Sanctions (Proposed Sec. 660.707(g)(8) and (9))
NMFS will charge fees to cover administrative expenses related to
issuance of permits including initial issuance, renewal, permit
registration, vessel registration, replacement, and appeals. The amount
of the fee is calculated biennially in accordance with the procedures
of the NOAA Finance Handbook for determining the administrative costs
of each special product or service. The fee may not exceed such costs
and is specified with each application form. The appropriate fee must
accompany each application.
NMFS will make initial decisions regarding issuing, renewing, and
transferring LE permits. Any adverse
[[Page 7664]]
decision will be made in writing and will state the reasons for the
adverse decision. NMFS may decline to act on an application for
issuing, renewing, transferring, or designating a vessel on a limited
entry permit and will notify the applicant if the permit sanction
provisions of the Magnuson-Stevens Act at 16 U.S.C. 1858(a) and
implementing regulations at 15 CFR part 904, subpart D apply.
C. Process for Initial Issuance of Limited Entry Permits
LE DSBG permits will be issued in two phased regimes. The first
phase will be an initial, one-time qualification process for applicants
meeting the criteria laid out by the Council for Tiers 1-8 (see
proposed Sec. 660.707(g)(11)). The second phase will be an annual
application process for applicants under Tier 9 (see proposed Sec.
660.707(g)(12)). NMFS would issue 50 permits the first year, followed
by 25 permits each year after, up to 300 permits in total. If at any
time, NMFS and/or the Council determine that the maximum number of
permits should be less than 300, NMFS will engage in rulemaking to
specify the alternate maximum number of permits to be issued.
1. Application Process for Tiers 1-8
After publication of the final rule, applicants will be able to
apply to NMFS to be considered for an LE DSBG permit under Tiers 1-8.
Applications will be available through the NMFS permits website and
will be due to NMFS 60 days after publication of the final rule. This
will be a one-time application opportunity to qualify for an LE permit
under Tiers 1-8. An applicant that fails to submit a complete
application by the deadline forgoes their opportunity to obtain a
permit under Tiers 1-8, and their permit may be issued to the next
person in line following the initial issuance procedures. An applicant
that misses the application deadline for Tiers 1-8, is denied, or
otherwise does not qualify for a permit under Tiers 1-8 could apply for
a permit under Tier 9.
To qualify for a permit under Tiers 1-8, applicants have to be
eligible to own a permit, in compliance with ownership limitations, and
meet the criteria for one of the qualification Tiers 1-8 laid out by
the Council. Descriptions of Tiers 1-8 as defined by the Council, the
data that will be used to evaluate them, and how NMFS will apply are
described in more detail below.
Tier 1: Tier 1 consists of EFP holders with at least 10 documented
calendar days of DSBG fishing effort by December 31, 2018, based on
NMFS West Coast Region Observer Program records indicating either that
the EFP holder was the vessel captain for that fishing day, or that
fishing effort for that day was conducted on a vessel owned by or under
the EFP managed by that individual. An ``EFP holder'' means any
individual with NMFS approval to captain a commercial vessel and use
DSBG under the authority of a DSBG EFP or any individual who is
identified by NMFS as having managed a DSBG EFP, including vessel
owners whose vessel fished under the authority of a DSBG EFP. NMFS
would consider eligible fishing effort for vessel owners, captains, and
EFP managers cumulatively across EFP vessels. For example, a captain
that fished 5 days of DSBG effort on one vessel and 5 days on another
vessel would be considered to have met the qualification for 10 days of
DSBG effort. Similarly, a vessel owner that owns multiple vessels that
fished DSBG may use the sum of DSBG days fished by all their vessels to
meet the 10-day requirement. The same applies to EFP managers that
managed multiple vessels. A vessel owner will only receive credit for
qualifying effort by the vessel during the time of their ownership. For
example, a vessel owner that purchases an EFP vessel will not be able
to qualify for a permit based on the vessel's history under a prior
vessel owner.
Tier 2: Tier 2 consists of California LE DGN Shark and Swordfish
permit holders who made at least one large-mesh DGN swordfish landing
between the 2013-2014 and 2017-2018 fishing seasons and surrendered
their state or Federal LE DGN permit as part of a DGN permit trade-in
or buy-back program. NMFS will qualify individuals for this tier based
on California Department of Fish and Wildlife (CDFW) marine landing
receipts and buyback records and NMFS and CDFW permit information.
Tier 3: Tier 3 consists of EFP holders approved by the Council
prior to April 1, 2021, who conducted at least 10 calendar days of DSBG
fishing effort or with 10 days of DSBG effort on their vessel or by
vessels they managed under the EFP by the effective date of the final
rule implementing the LE DSBG permit. NMFS will qualify individuals for
this tier based on a NMFS West Coast Regional Observer Program record
or a properly submitted NMFS DSBG EFP logbook indicating that the EFP
holders was either a vessel captain for fishing days or an EFP manager
or owner, or both, of the vessel that conducted the fishing effort. The
definition of an EFP holder is the same as for Tier 1. As with Tier 1,
NMFS would consider the cumulative effort of captains, vessel owners,
and EFP managers across vessels to meet the 10-day effort
qualification. Tier 3 will consider trips through the effective date of
the final rule. To enable timely review of applications and issuance of
LE permits, logbooks for trips landed on the effective date of the
final rule will need to be submitted within 7 days of landing to be
considered under this tier. Logbooks submitted after the deadline may
not be considered in qualifying applicants for Tier 3.
Tier 4: Tier 4 consists of California Swordfish permit holders who
possessed a permit during the 2018-2019 fishing season and made at
least one swordfish landing using harpoon gear between the 2013-2014
and 2017-2018 fishing seasons. NMFS will qualify individuals for this
tier based on CDFW permit and marine landing receipt records.
Tier 5: Tier 5 consists of California LE DGN Shark and Swordfish
permit holders who made at least one large-mesh DGN swordfish landing
between the 2013-2014 and 2017-2018 fishing seasons and who did not
surrender their state or Federal LE DGN permit as part of a trade-in or
buy-back program. NMFS will qualify individuals for this tier based on
CDFW marine landing receipt and buyback records and NMFS and CDFW
permit information.
Tier 6: Tier 6 consists of California LE DGN Shark and Swordfish
permit holders who have not made a swordfish landing with large-mesh
DGN gear since March 31, 2013, and who surrender their state or Federal
LE DGN permit as part of a permit trade-in or buy-back program. NMFS
will qualify individuals based on CDFW marine landing receipt and
buyback records and NMFS and CDFW permit information.
Tier 7: Tier 7 consists of state or Federal LE DGN permit holders
who have not made a swordfish landing with DGN gear since March 31,
2013, and did not surrender their LE DGN permit as part of a state or
Federal LE DGN permit trade-in or buy-back program, based on CDFW
marine landing receipts and buyback records and NMFS and CDFW permit
information.
Tier 8: Tier 8 consists of any individual with documented
commercial swordfish fishing experience between January 1, 1986, and
the effective date of the final rule, on a first come, first served
basis. NMFS will qualify individuals for this tier based on CDFW permit
records showing possession of a valid commercial fishing license on
that date and one of the following:
[[Page 7665]]
(i) A valid CDFW marine landing receipt identifying the individual
as the fisherman of record;
(ii) A valid state or Federal logbook where swordfish were taken
and identifying the individual as captain or crew on that day; and
(iii) A signed affidavit from a vessel owner or captain identifying
the individual as vessel captain or crew on the day that swordfish were
taken.
For purposes of the Tier 1-8 initial issuance qualification, NMFS
intends to use NMFS permit, EFP, observer program, and logbook records;
CDFW permit and buyback records; and marine landing receipts.
Applicants will be able to review these records before NMFS ``freezes''
the databases for purposes of qualification. ``Freezing'' the database
means that NMFS intends to extract a dataset from NMFS and CDFW
databases 60 days after publication of the final rule and use that
dataset for the Tier 1-8 qualification for LE DSBG permits. Potential
applicants have been on notice since 2018 that the Council has been
developing a LE permit qualification for DSBG and have been able to
review their data and records with NMFS and CDFW since that time. NMFS
also specified at the March 2021 Council meeting the data we intend to
use from NMFS and CDFW records to calculate LE permit eligibility and
that we plan to provide applicants the opportunity to review and
correct their data before we take a snapshot of the database for the
purpose of qualification. If potential applicants have concerns over
the accuracy of the records that will be used for qualifications, they
should contact NMFS or the appropriate state responsible for those
records. Any revisions to an entity's records will have to be approved
by NMFS or CDFW and completed as of the date we freeze the database in
order for the updated information to be used for the qualification
process. Points of contact are as follows:
(1) NMFS--Karen Palmigiano (562-980-4043 or [email protected])
for WCROP, logbook, and EFP records.
(2) California--Elizabeth Hellmers ([email protected]) for CDFW
license, DGN buyback, and marine landing receipt records.
NMFS anticipates that some individuals may qualify multiple times
under the same tier or different tiers. For example, a vessel owner may
have eligible effort as a vessel owner and as a captain. However, a
person will only be allowed to hold one LE permit. To comply with this
requirement, NMFS will qualify an individual meeting multiple tiers
based on their highest tier, with Tier 1 being highest, Tier 2 second
highest, and so forth. NMFS also anticipates that some individuals may
qualify multiple times under different names. NMFS will use ownership
interest information submitted with the initial applications to
identify such individuals. Individuals found to have an ownership
interest in multiple qualifying entities will be notified by NMFS in
writing and will have 30 days to divest of the excess permit ownership
interest and resubmit their application package. For example, John Doe
owns a vessel in partnership with Jane Smith and qualifies as a vessel
owner. John Doe also operates the vessel and meets the qualification
criteria as a captain. However, John Doe shall only receive one permit.
Therefore, John Doe must decide whether to relinquish ownership
interest in the partnership's permit or relinquish his individual
permit. If John Doe relinquishes his interest in the partnership's
permit, Jane Smith can resubmit her application to qualify for a permit
based on the partnership's history.
In addition to determining whether an applicant meets the
qualification criteria to receive a permit, NMFS will rank qualified
applicants within each tier to determine when they will receive a
permit. Applicants that qualify in Tiers 1-5 will be ranked according
to their total swordfish landings for the period and gear specified by
the tier. Applicants that qualify in Tiers 6-8 will be ranked on a
first come, first served basis. Per the Council's recommendation, NMFS
may issue 50 LE permits in year 1 and 25 additional permits each year
after with reissuance of permits that were either surrendered, revoked,
or expired beyond the annual caps up to 300 valid permits in total,
unless the Council recommends or NMFS determines that the maximum
number of permits should be fewer than 300.
For complete applications, NMFS will send the applicant an IAD
notifying the applicant of its decision to issue or deny them a permit.
If approved, the IAD will also provide the applicant their ``rank,'' or
place in line for receiving a permit, and the approximate year NMFS
expects to issue them a permit. If the application is denied, the IAD
will explain why and notify the applicant of their right to appeal
NMFS' decision and the procedures to do so.
Approved applicants will be responsible for keeping their contact
information up to date with NMFS to enable NMFS to contact them when
the time comes to receive their permit. Permits will be emailed on or
about April 1 of each year for the upcoming May 1 season to the address
on record. If a permit is returned to NMFS as undeliverable, NMFS will
make further attempts to contact the permit holder using the contact
information on file. If NMFS is not able to contact the permit holder
within 30 days, the permit would be revoked and issued to the next
applicant in line, according to the process for initial issuance of LE
permits.
2. Application Process for Tier 9
Once the list of approved qualifiers for Tiers 1-8 has been
exhausted, NMFS will begin issuing permits under Tier 9. At that time,
any individual will be eligible to apply for a LE DSBG permit under
Tier 9. On or about January 15 of the year NMFS anticipates accepting
Tier 9 applications, NMFS will publish a notice in the Federal Register
to notify applicants of the application opportunity. NMFS will accept
applications for initial issuance of LE DSBG permits under Tier 9 on an
annual basis until a total of 300 LE DSBG permits are issued, unless
NMFS determines that the maximum number of permits should be fewer than
300 and publishes a subsequent rulemaking. Applications will be
considered on a first come, first served basis. As with Tiers 1-8, only
25 permits will be issued each year. Approved applicants above 25 will
generally be rolled over to the following year and receive priority for
permit issuance the following year according to the date and time that
their complete applications were received.
D. Gear Specifications
The proposed regulations authorizing DSBG would provide for the use
of the gear in two configurations: SBG and LBG, as defined below (see
also proposed Sec. 660.715(a)).
Standard Buoy Gear--An individual piece of SBG consists of a
vertical monofilament mainline suspended from a buoy-array with a
terminal weight. Up to three gangions with hooks may be attached to the
mainline at a minimum depth of 90 meters.
Linked Buoy Gear--An individual piece (section) of LBG consists of
a monofilament mainline which extends vertically from a buoy-array
(either directly or from a minimum 50 foot extender) to a weight; then
horizontally to a second weight; then vertically to a minimum 50 foot
extender attached to a second buoy-array. Up to three gangions with
hooks may be connected to each horizontal section of the mainline, all
of which must be fished below 90 meters. The pieces may be linked
together by the mainline, which is serviceable between each piece of
[[Page 7666]]
LBG and must be suspended between links below a depth of 50 feet.
Additionally, both DSBG configurations (SBG and LBG) will need to
meet the following specifications (see also proposed Sec. 660.715(b)):
(1) Buoy-array: The surface buoy flotation and strike detection
array consists of a minimum of three buoys (a minimum 45 lbs buoyancy
non-compressible hard ball, a minimum 6 lbs buoyancy buoy, and a strike
detection buoy) with no more than 6 feet of line between adjacent
buoys, all connected in-line by a minimum of \3/8\ inch diameter line.
Use of buoy tether attachments (e.g., gear with loops and/or dangling
components) is prohibited. SBG and terminal LBG buoy-arrays must
include a locator flag, a radar reflector, and vessel/fisher
identification compliant with all current state requirements and
regulations;
(2) Weights must be a minimum of 3.6 kg;
(3) Minimum size 16/0 circle hooks with not more than 10 degrees
offset; and
(4) No more than ten pieces of SBG or LBG, in total, may be
deployed at one time, with no more than three hooks per piece.
The minimum depth requirement is intended so that DSBG will be
fished below the thermocline where it is less likely to interact with
air-breathing protected species (e.g., marine mammals and reptiles) and
other non-target species. Limits on pieces of SBG and sections of LBG
that could be deployed at any given time, in addition to other the
other proposed gear specifications, are intended to reduce both the
likelihood of interactions with non-target interactions species and the
potential for any such interactions to result in mortality. For
example, these specifications in addition to measures described in the
next section provide for strike detection and active tending of gear
such that the time a non-target species may be hooked or entangled is
minimized.
E. Management Measures
In addition to the gear specifications described in the previous
section, the Council also made several recommendations regarding
operations, monitoring, and management of a DSBG fishery. This section
describes proposed regulations based on the Council's recommendations.
Active Tending: All pieces of gear will be required to be
maintained within a 5 nautical mile diameter circle, with the vessel no
more than 3 nautical miles from the nearest piece of gear (see proposed
Sec. 660.715(c)((1)). These requirements allow the gear to be actively
tended so that any strike can be attended to quickly.
Gear Deployment/Retrieval Timing: Gear will not be permitted to be
deployed until local sunrise and will be required to be onboard the
vessel no later than 3 hours after local sunset (see proposed Sec.
660.715(c)(3)).
Use of Multiple Gears on a Single Trip: Multiple gear types may be
used on the same trip as DSBG, including both SBG and LBG
configurations, as long as the requirement to actively tend DSBG is met
(see proposed Sec. 660.715(c)(2)). This proposed requirement may limit
the gears with which fishermen may concurrently fish with DSBG while
staying within the active tending boundary. However, some other gear
types may be set and retrieved on the way out to and returning from
sea, and DSBG fished in between, potentially at a large distance from
other gear. When fishing with multiple gear types on the same trip,
retained catch must be tagged or marked to identify the gear used. This
would facilitate properly attributing catch to the gear type used on a
trip. Any such identification must also distinguish between fish caught
with SBG versus LBG, as is required on landing receipts.
Fishery Timing: This rule does not propose to impose any
restriction on the time of year the fishery is open, so it may be
permitted to operate year-round.
Species Retention: This rule does not propose to prohibit the
retention and landing of any species caught using DSBG, except those
prohibited from retention and landing by other applicable laws and
regulations.
Fishery Monitoring: Existing regulations describe requirements for
the submission of logbooks (50 CFR 660.708) and obligations for any
HMS-permitted vessel to accommodate a NMFS certified observer when
required by the agency (50 CFR 660.719). NMFS will determine the level
of observer coverage for the DSBG fishery annually, based on
anticipated fishing effort and available funding.
F. Additional Proposed Regulations
In addition to gear specifications and management measures
recommended by the Council, NMFS is proposing the following additional
regulations for the purpose of carrying out the Council's
recommendations in accordance with obligations to monitor and manage a
DSBG fishery consistent with Section 7 of the Endangered Species Act.
Pre-trip Notifications: When notified by NMFS, DSBG vessel owners
and operators will be required to provide notification to NMFS at least
48 hours prior to departure on a trip to fish with DSBG (see proposed
Sec. 660.715(c)(4)). These pre-trip notifications give NMFS the
ability to place observers on vessels. NMFS will notify vessel owners
and operators of this requirement prior to issuance of LE DSBG permits
or HMS permits with DSBG endorsements and subsequent permit renewals.
Protected Species Workshops: When notified by NMFS, DSBG vessel
operators will be required to participate in workshops to learn
mitigation, handling, and release techniques for marine mammals, sea
turtles, seabirds, and other protected species (see proposed Sec.
660.715(c)(5)). NMFS will maintain a list of workshop participants, and
provide documentation for participation in workshops to workshop
participants. NMFS will notify vessel owners and operators of this
requirement prior to issuance of LE DSBG permits or HMS permits with
DSBG endorsements and subsequent permit renewals.
Area restriction for LBG: NMFS will prohibit LBG operations
shoreward of a line approximating the 400m depth contour (see proposed
Sec. 660.715(d)(3)). This area closure is intended to reduce the
threat of entanglements of protected species (primarily humpback
whales) that frequent nearshore waters. This limitation on LBG was also
a term and condition of DSBG EFPs.
IV. Classification
Pursuant to section 304(b)(1)(A) of the MSA, the NMFS Assistant
Administrator has made a preliminary determination that this proposed
rule is consistent with the HMS FMP, Amendment 6 to the HMS FMP, the
MSA, and other applicable laws. In making the final determination, NMFS
will consider the data, views, and comments received during the public
comment period.
NMFS prepared a Draft Environmental Impact Statement (DEIS) for
this action, which addresses the requirements of the National
Environmental Policy Act. The DEIS, which describes the full suite of
alternatives analyzed by the Council and NMFS, can be found on the NMFS
website at: www.fisheries.noaa.gov/bulletin/draft-eis-available-public-review-proposed-amendment-6-fishery-management-plan-west Draft
Environmental Impact Statement.
This proposed rule has been determined to be not significant for
purposes of Executive Order 12866.
The Chief Counsel for Regulation of the Department of Commerce
certified to the Chief Counsel for Advocacy of the Small Business
Administration that this
[[Page 7667]]
proposed rule, if adopted, would not have a significant economic impact
on a substantial number of small entities.
The proposed action would authorize the use of an additional gear
type for targeting swordfish and other HMS under the HMS FMP. It would
not preclude the use of other authorized gear types or make changes to
existing regulations of other fisheries or fleets in the proposed
action area (i.e., in Federal waters off California and Oregon). The
action is intended to provide additional economic opportunity to
fishermen while minimizing the environmental impacts of any additional
fishing effort with DSBG.
The tiers by which NMFS would qualify and rank issuance of LE DSBG
permits under the proposed action direct priority issuance to
applicants with prior DSBG or swordfish fishing experience off the U.S.
West Coast. In a preliminary assessment of existing records on
participation in the U.S. West Coast swordfish fishery, we found it
highly unlikely that limiting the maximum number of LE permits to 300
would constrain participation in a LE DSBG fishery. Rather, what may
constrain initial participation in the fishery is the ``phased-in''
schedule of permit issuance (i.e., up to 50 permits issued in the first
year with up to 25 issued in each additional year on a ranked basis).
Therefore, some applicants may not obtain a LE DSBG permit until later
years of the program.
While authorization of DSBG would likely coincide with the
cessation of issuance of DSBG EFPs (according to the specifications
included in the proposed action), we note that EFPs are a limited
special-privilege permit with no guarantee of renewal following the
permit period. Therefore, in a situation in which a former EFP holder
is unable to obtain a LE permit to fish in the SCB, any lost revenues
associated would be a result of the discontinuation of the EFP as
opposed to this action. Furthermore, former DSBG EFP holders who do not
obtain a LE permit could still obtain an open access endorsement to
fish DSBG outside the SCB. Therefore, no direct private costs of the
regulations are expected aside from the optional costs of obtaining
DSBG gear and a permit to fish.
The tiered LE permit qualifying criteria prioritize DGN vessels
that have actively participated in the DGN fishery over ``inactive''
vessels. The criteria also prioritize issuing permits to DGN permit
holders who participate in a state or Federal buyout and transition
program by surrendering their nets and forgoing renewal of their DGN LE
permit. However, the proposed action does not require any DGN vessels
to participate in a transition program, and any DGN permit holders who
do not obtain a LE DSBG permit could be permitted to fish with DSBG
outside of the SCB on an open access basis.
Pursuant to the Regulatory Flexibility Act (RFA) and NMFS' December
29, 2015, final rule (80 FR 81194), this certification was developed
using NMFS' revised size standards. NMFS considers all entities subject
to this action to be small entities as defined by this size standard.
Because each affected vessel is a small business, there are no
disproportional effects to small versus large entities. The proposed
action, if adopted, will not have significant adverse economic impacts
on these small business entities. As a result, an initial regulatory
flexibility analysis is not required and none has been prepared.
This proposed rule contains a collection-of-information requirement
subject to review and approval by OMB under the Paperwork Reduction Act
(PRA). This proposed rule revises the existing requirements for three
collections of information associated with the following OMB Control
Numbers: (1) 0648-0204 West Coast Region Permit Family of Forms, (2)
0648-0223 U.S. Pacific Highly Migratory Species Hook and Line Logbook,
and (3) 0648-0498 West Coast Region Vessel Monitoring System and Pre-
Trip Reporting System Requirements.
Two changes are being made to collection of information 0648-0204.
First, the addition of a DSBG endorsement to the HMS Permit, and
second, the addition of a separate and entirely new LE DSBG permit for
the commercial fishery. Regarding the addition of a DSBG endorsement to
the HMS Permit, it is assumed that individuals who will request the
DSBG endorsement on their HMS permit already have an HMS permit; thus,
there would be no increase to the number of respondents. Because
respondents must renew HMS permits periodically, the public reporting
burden for adding a DSBG endorsement is not expected to increase.
However, changes to the collection associated with the addition of a
new LE DSBG permit are likely to increase the number of respondents for
this collection by 150 new respondents. The public reporting burden for
the initial Federal LE DSBG application is estimated to average 30
minutes per respondent. There is a requirement to report Ownership
Interest Information for applicants seeking a permit as an entity,
business or corporation, which is estimated to average 10 minutes per
respondent. Federal LE DSBG renewals are also estimated to average 10
minutes per respondent, and transfers are estimated to average 30
minutes per respondent.
Collection of information 0648-0223 is being revised to add a
Federal LE DSBG logbook for the commercial fishery. This change is not
anticipated to impact the number of respondents nor the costs of this
collection. Although there is a new logbook for recording DSBG
activities, all anticipated DSBG respondents are assumed to have HMS
permits and therefore already subject to existing logbook requirements,
so that the new logbook would simply replace the logbook currently in
use.
Collection of information 0648-0498 is being revised to add a pre-
trip notification for vessels fishing with DSBG when requested by NMFS,
increasing the total number of anticipated respondents and labor costs.
Public reporting burden for pre-trip notifications is estimated to
average 5 minutes per respondent. The estimated total number of
respondents for this collection is 95; the estimated total annual
burden hours are 191 hours (an increase of 34 hours); and the estimated
total annual cost to the public for recordkeeping and reporting is
$105,808 (an increase of $1,299).
NMFS seeks public comment regarding whether the proposed collection
of information is necessary for the proper performance of the functions
of the agency, including whether the information shall have practical
utility. NMFS also seeks public comment regarding the accuracy of the
burden estimate, ways to enhance the quality, utility, and clarity of
the information to be collected, and ways to minimize the burden of the
collection of information, including through the use of automated
collection techniques or other forms of information technology. Please
submit written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
proposed rule and subject to the Paperwork Reduction Act to
www.reginfo.gov/public/do/PRAMain. Find this particular information
collection by selecting ``Currently under Review'' or by using the
search function and entering the title of the collection or the OMB
Control Number. Comments on the information collection requirements may
also be sent by email to [email protected].
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply
[[Page 7668]]
with, a collection of information subject to the requirements of the
PRA, unless that collection of information displays a currently valid
OMB Control Number.
List of Subjects in 50 CFR Part 660
Fisheries, Fishing, Indians--lands, Recreation and recreation
areas, Reporting and record keeping requirements, Treaties.
Dated: January 26, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 660 is
proposed to be amended as follows:
PART 660--FISHERIES OFF WEST COAST STATES
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1. The authority citation for part 660 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq., 16 U.S.C. 773 et seq., and 16
U.S.C. 7001 et seq.
Subpart K--Highly Migratory Species Fisheries
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2. In Sec. 660.702, add the definition for ``Change in ownership'',
revise the definitions for ``Commercial fishing'' and ``Commercial
fishing gear'', and add the definitions for ``Family member'', ``Force
Majeure'', ``Initial Administrative Determination (IAD)'', ``Ownership
Interest'', and ``Totally lost'', in alphabetical order, to read as
follows:
Sec. 660.702 Definitions.
* * * * *
Change in ownership means the addition of a new shareholder or
partner to the membership of the corporation, partnership, or other
entity. A change in ownership is not considered to have occurred if a
member dies or becomes legally incapacitated and a trustee is appointed
to act on their behalf, nor if the ownership of shares among existing
members changes, nor if a member leaves the corporation or partnership
or other entity and is not replaced. A change in ownership is not
considered to have occurred if only the name of the entity changes.
Commercial fishing means:
(1) Fishing by a person who possesses a commercial fishing license
or is required by law to possess such license issued by one of the
states or the Federal Government as a prerequisite to taking,
retaining, possessing, landing and/or selling of fish; or
(2) Fishing that results in or can be reasonably expected to result
in sale, barter, trade or other disposition of fish for other than
personal consumption.
Commercial fishing gear includes the following types of gear and
equipment used in the highly migratory species fisheries:
(1) Deep-set buoy gear. Line fishing gear which consists of
vertical mainlines suspended from a buoy array, with gangions with
hooks attached to either a vertical line or a horizontal line connected
to the terminal ends of two vertical lines. All configurations must be
set at or below a minimum depth and actively tended;
(2) Drift gillnet. A panel of netting, 14 inch (35.5 cm) stretched
mesh or greater, suspended vertically in the water by floats along the
top and weights along the bottom. A drift gillnet is not stationary or
anchored to the bottom;
(3) Harpoon. Gear consisting of a pointed dart or iron attached to
the end of a pole or stick that is propelled only by hand and not by
mechanical means;
(4) Pelagic longline. A main line that is suspended horizontally in
the water column and not stationary or anchored, and from which dropper
lines with hooks (gangions) are attached. Legal longline gear also
includes basket-style longline gear;
(5) Purse seine. An encircling net that may be closed by a purse
line threaded through the bottom of the net. Purse seine gear includes
ring net, drum purse seine, and lampara nets; and
(6) Surface hook-and-line. Fishing gear, other than longline gear,
with one or more hooks attached to one or more lines (includes troll,
rod and reel, handline, albacore jig, live bait, and bait boat).
Surface hook and line is always attached to the vessel.
* * * * *
Family member for the purposes of change in ownership of limited
entry deep-set buoy gear permits means spouse, domestic partner,
cohabitant, child, stepchild, grandchild, parent, stepparent, mother-
in-law, father-in-law, son-in-law, daughter-in-law, grandparent, great-
grandparent, brother, sister, half-brother, half-sister, stepsibling,
brother-in-law, sister-in-law, aunt, uncle, niece, nephew, or first
cousin.
Force majeure means an event of extraordinary circumstances
including the death of a vessel owner or operator, or when a designated
vessel at sea (except while transiting between ports on a trip during
which no fishing operations occur) is disabled by mechanical or
structure failure, fire or explosion, or the designated vessel is
totally lost.
* * * * *
Initial Administrative Determination (IAD) means a formal, written
determination made by National Marine Fisheries Service (NMFS) on an
application or permit request that is subject to an appeal within NMFS.
* * * * *
Ownership interest means participation in ownership of a
corporation, partnership, or other entity that owns a limited entry
deep-set buoy gear permit.
* * * * *
Totally lost means the vessel being replaced no longer exists in
specie, or is absolutely and irretrievably sunk, or the costs of repair
(including recovery) would exceed the value of the vessel after
repairs.
* * * * *
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3. In Sec. 660.705, add paragraphs (vv) through (bbb) to read as
follows:
Sec. 660.705 Prohibitions.
* * * * *
(vv) Deploy or have onboard a vessel, deep-set buoy gear (DSBG) in
contravention of gear configuration specifications described at Sec.
660.715(a) and (b).
(ww) Own or operate a vessel used to fish with DSBG in
contravention of operational requirements specified at Sec.
660.715(c)(1) and (2).
(xx) When required under Sec. 660.715(c)(3), fail to notify NMFS
or the NMFS-designated observer provider at least 48 hours prior to
departure on a fishing trip during which DSBG is deployed.
(yy) Own or operate a vessel that is engaged in DSBG fishing
without record of the operator's participation in a protected species
workshop as required under Sec. 660.715(c)(4).
(zz) Own or operate a vessel used to fish with DSBG in Federal
waters north of a line extending seaward of the Oregon/Washington
border.
(aaa) Own or operate a vessel used to fish with DSBG in the
Southern California Bight (as defined at Sec. 660.715(d)(2)) while not
in possession of a valid DSBG limited entry permit.
(bbb) Own or operate a vessel used to fish a linked configuration
of DSBG shoreward of a line approximating the 400 meter depth contour
(according to coordinates specified at Sec. 660.715(d)(3)) in waters
north of the Northern Channel Islands to a line extending seaward from
the Oregon/Washington border.
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4. In Sec. 660.707, revise paragraph (b)(3)(i) and add paragraph (g)
to read as follows:
[[Page 7669]]
Sec. 660.707 Permits.
* * * * *
(b) * * *
(3) * * *
(i) A West Coast Region Federal Fisheries application form may be
obtained from the West Coast Region Fisheries Permits Office or
downloaded from the West Coast Region website to apply for a permit
under this section. A completed application is one that contains all
the necessary information, and required fees, documentation, and
signatures.
* * * * *
(g) Limited entry deep-set buoy gear (DSBG) permit--(1) General.
This section applies to persons (as defined at Sec. 660.702) owning a
limited entry permit to fish with DSBG (as defined at Sec. 660.707)
inside the Southern California Bight (as defined at Sec. 660.715(d)(2)
and to vessels registered to such permits. For a vessel to be used to
fish with DSBG in the Southern California Bight, that vessel must be
registered for use with a limited entry DSBG permit.
(2) Basic requirements. Limited entry DSBG permits are issued to a
person, and a vessel must be specified on the permit.
(i) Persons. Any ``person'' as defined at Sec. 660.702 may own a
limited entry DSBG permit, subject to the ownership requirements and
limitations at paragraph (g)(3) of this section.
(ii) Vessels. A vessel registered to a limited entry DSBG permit
must also be registered to a valid general HMS permit with a DSBG
endorsement issued pursuant to paragraphs (a) and (b) of this section.
The designated vessel need not be owned by the limited entry DSBG
permit owner. The same vessel may be registered to multiple limited
entry DSBG permits, but only one permit may be fished at a time.
(3) Ownership requirements and limitations--(i) Limitation on
permit ownership. No person may own more than one limited entry DSBG
permit, in whole or in part, including through ownership interest in a
partnership, corporation, or other entity.
(ii) DSBG identification of ownership interest form. Any person
that owns a limited entry DSBG permit and that is applying for or
renewing a limited entry DSBG permit shall document those persons that
have an ownership interest in the limited entry DSBG permit. This
ownership interest must be documented with NMFS via the DSBG
Identification of Ownership Interest Form.
(iii) Transferability. Limited entry DSBG permits are not
transferable, except for a one-time transfer to a family member, as
defined at Sec. 660.702, upon the death or legal incapacitation of the
individual or a member of the corporation, partnership, or other entity
that owns the permit, following the procedures at paragraph (g)(7) of
this section. The limited entry DSBG permit owner cannot change or add
additional individuals or entities as owners of the permit, or
otherwise change ownership of the permit as defined at Sec. 660.702. A
transfer may not occur if such a transfer will result in a person
holding more than one limited entry DSBG permit as described in
paragraph (g)(3)(i) of this section.
(iv) Divestiture, surrender, and revocation. If NMFS discovers that
a person owns or has an ownership interest in more than one limited
entry DSBG permit, (including any person who has ownership interest in
the entities listed as owners on the permit), NMFS will notify the
permit owner that they have 90 days to divest of the excess ownership
interest. During this 90-day period, the person may surrender permit(s)
in excess of the permit ownership limit to NMFS by submitting a request
in writing. After the 90-day divestiture period, NMFS will revoke all
limited entry DSBG permits held by that person in excess of the permit
ownership limit. Surrendered and revoked permits, with vessel status as
``unidentified,'' will be issued to the next eligible applicant
following the procedures at paragraphs (g)(11) and (12) of this
section.
(4) Renewal. Limited entry DSBG permits are valid for one year (May
1-April 30). Permits expire April 30 of each year and must be renewed
between February 1 and March 31 of each year to remain in force the
following permit year.
(i) Renewal Notices. NMFS will send notices to renew limited entry
DSBG permits to the permit owner's most recent email address on record
with NMFS. The permit owner is responsible for notifying the Fisheries
Permits Office of any email address change.
(ii) Renewal packages. A complete limited entry DSBG permit renewal
package must be received by NMFS by March 31 of each year. If a
complete renewal package is not received by March 31, NMFS will not
renew the limited entry DSBG permit, except under the circumstances
described in paragraph (g)(4)(iii) of this section. A complete renewal
package consists of a completed renewal application form, a completed
DSBG Identification of Ownership Interest Form as required under
paragraph (g)(3)(ii) of this section, and payment of required fees.
NMFS may require additional documentation as it deems necessary to make
a determination on the application. The renewal package will be
considered incomplete until the required information is submitted. NMFS
will decline to act on an incomplete application.
(iii) Forfeited permits. A limited entry DSBG permit for which
renewal is not requested will be considered expired unless the permit
owner requests reissuance of the permit by June 30 (three months after
the renewal application deadline) and NMFS determines that failure to
renew was proximately caused by illness, injury, or death of the permit
owner. If a permit is allowed to expire, it will be forfeited and NMFS
may reissue the permit to another qualified applicant following the
procedures at paragraphs (g)(11) and (12) of this section.
(iv) Renewal determinations. Based on a complete application for
renewal of a limited entry DSBG permit, if NMFS determines that the
applicant has met the requirements of this section and is in compliance
with any other applicable regulations, NMFS will approve the renewal
and issue the permit. If the application is not approved, NMFS will
issue an initial administrative decision (IAD) that will explain the
denial in writing. The applicant may appeal NMFS' determination
following the process at paragraph (b)(3)(iv) of this section.
(5) Permit replacement. Replacement permits may be issued without
charge to replace lost or mutilated permits. Replacement permits may be
obtained by submitting a complete permit replacement application to
NMFS. An application for a replacement permit is not considered a new
application. Any permit that has been altered, erased, or mutilated is
invalid.
(6) Change in vessel registration. Limited entry DSBG permits will
normally be registered for use with a particular vessel at the time the
permit is issued, renewed, or replaced. A permit may not be used with
any vessel other than the vessel registered for use with that permit.
If the permit will be used with a vessel other than the one registered
for use with the permit, the permit owner must request a change in
vessel registration in accordance with paragraphs (g)(6)(ii) through
(iv) of this section.
(i) Limits on changes in vessel registration. The registered vessel
may be changed no more than once per calendar year, except in cases of
a force majeure event as defined at Sec. 660.702. A permit owner may
also designate the vessel registration for a permit as
``unidentified,'' meaning that no vessel
[[Page 7670]]
has been identified as registered for use with that permit. Changing a
permit's designated vessel to ``unidentified'' is not considered a
change in vessel registration for purposes of this section, but the
permit is not authorized for use until a subsequent change of
registration out of ``unidentified'' status occurs. Any subsequent
change in registration out of ``unidentified'' status to a vessel will
be considered a change in vessel registration and subject to a once-
per-calendar-year limit.
(ii) Request for change in vessel registration. To request a change
in vessel registration, a permit owner must fill out a vessel transfer
application online through the NOAA Fisheries Permits website with
appropriate fields completed and must submit the application to the
West Coast Region Fisheries Permits Office. A complete change in vessel
registration package consists of a transfer application form with
appropriate fields completed, a current copy of the United States Coast
Guard Documentation Form or state registration form, and payment of
required fees. NMFS may require additional documentation as it deems
necessary to make a determination on the application. The change in
vessel registration package will be considered incomplete until the
required information is submitted. NMFS will decline to act on an
incomplete application. A permit owner may designate the vessel
registration for a permit as ``unidentified,'' meaning that no vessel
has been identified as registered for use with that permit. No vessel
is authorized to use a permit with the vessel registration designated
as ``unidentified.''
(iii) Agency determination on an application. Based on a complete
application for a change in vessel registration, if NMFS determines
that the applicant has met the requirements of this section, NMFS will
approve the change in vessel registration and issue the permit. Changes
in vessel registration will take effect on the date that the change is
approved by NMFS. If the application for a change in vessel
registration is not approved, NMFS will issue an initial administrative
determination that will explain the denial in writing. The applicant
may appeal NMFS' determination following the process at paragraph
(b)(3)(iv) of this section.
(7) Permit ownership transfer--(i) Request for change in permit
ownership. A permit owner may request change in ownership of a permit,
in compliance with the limits at paragraph (g)(3) of this section, by
submitting a complete transfer application package with appropriate
fields completed to NMFS. A complete transfer application package
consists of all of the following:
(A) A transfer application form with appropriate fields completed;
(B) For a request to change a permit's ownership where the current
permit owner is a corporation, partnership or other business entity, a
corporate resolution that authorizes the conveyance of the permit to a
new owner and authorizes the individual applicant to request the
conveyance on behalf of the corporation, partnership, or other business
entity;
(C) For a request to change a permit's ownership that is
necessitated by the death of the permit owner(s), a death certificate
of the permit owner(s) and appropriate legal documentation that either:
Specifically registers the permit to a designated individual(s); or
provides legal authority to the transferor to convey the permit
ownership; and
(D) Payment of required fees.
(ii) Incomplete application. NMFS may require additional
documentation as it deems necessary to make a determination on the
application for change in ownership. The renewal package will be
considered incomplete until the required information is submitted. NMFS
will decline to act on an incomplete application.
(iii) Agency determination on an application. Based on a complete
application for change in ownership, if NMFS determines that the
applicant has met the requirements of this section, NMFS will approve
the change in ownership and issue the permit. Changes in permit
ownership will take effect on the date that the change is approved by
NMFS. If the application is not approved, NMFS will issue an initial
administrative decision (IAD) that will explain the denial in writing.
The applicant may appeal NMFS' determination following the process at
paragraph (b)(3)(iv) of this section.
(8) Fees. The Regional Administrator may charge fees to cover
administrative expenses related to processing initial issuance,
renewal, change in ownership, change in vessel registration,
divestiture, and appeals of permits. The amount of the fee is
determined in accordance with the procedures of the NOAA Finance
Handbook for determining administrative costs. A fee may not exceed
administrative costs and is specified with each application form. The
appropriate fee must accompany each application.
(9) Sanctions. NMFS may decline to act on an application for
initial issuance, renewal, replacement, change in ownership,
divestiture, or change in vessel registration, and will notify the
applicant if the permit sanction provisions of the Magnuson-Stevens Act
at 16 U.S.C. 1858(a) and implementing regulations at 15 CFR part 904,
subpart D apply.
(10) Appeals. In cases where the applicant disagrees with NMFS'
decision on a permit application for initial issuance, renewal,
replacement, change in ownership, divestiture, or change in vessel
registration, the applicant may file an appeal following the procedures
described at paragraph (b)(3)(iv) of this section.
(11) Initial issuance for Tiers 1 through 8. This section describes
the process for initial issuance of limited entry DSBG permits to
applicants that qualify under Tiers 1 through 8 as defined at
paragraphs (g)(11)(iii)(B)(1) through (8) of this section.
(i) Exempted Fishing Permit (EFP) holder. For purposes of paragraph
(g)(11) of this section only, exempted fishing permit (EFP) holder
means any individual with NMFS approval to captain a commercial vessel
and use DSBG under the authority of a DSBG EFP or any individual who is
identified by NMFS as having managed a DSBG EFP, including vessel
owners whose vessel fished under the authority of a DSBG EFP.
(ii) Initial applications. Persons may apply for a limited entry
DSBG permit by completing and submitting an initial issuance
application package to NMFS. The completed application package must be
submitted on the National Permit System website, or by another method
approved by NMFS, no later than 11:59 p.m. on [date 60 days after final
rule publication in the Federal Register]. If an applicant fails to
submit a completed application by the deadline date, they forgo the
opportunity to receive a limited entry DSBG permit under Tiers 1
through 8 and their permit will be issued to the next eligible
applicant following the procedures at paragraphs (g)(11) and (12) of
this section. A complete initial issuance application package consists
of the following: a completed initial issuance application form; a
completed DSBG Identification of Ownership Interest Form, as required
under paragraph (g)(3)(ii) of this section; a current copy of the
United States Coast Guard Documentation Form or state registration form
for the vessel that will be registered to the permit; and payment of
required fees. NMFS may require additional documentation as it deems
necessary to make a determination on the application. The initial
issuance application package will be considered incomplete until the
required information is submitted. NMFS will
[[Page 7671]]
decline to act on an incomplete application.
(iii) Eligibility criteria for Tiers 1-8. To qualify for a permit
under Tiers 1-8, an applicant must meet all of the following criteria:
(A) The applicant is eligible to own a limited entry DSBG permit in
accordance with paragraph (g)(2)(i) of this section;
(B) The applicant is in compliance with the ownership requirements
and limitations of paragraph (g)(3) of this section. Applicants found
to have qualified for more than one permit will be notified by NMFS in
writing and will have 30 days to divest of the excess permit ownership
interest and resubmit their application package;
(C) The applicant meets the criteria of one of the qualification
tiers in paragraphs (g)(11)(iii)(C)(1) through (8) of this section
based on data as of [date 60 days after final rule publication in the
Federal Register]. Permits will be issued by ranking applicants
according to the tiered criteria in those paragraphs, beginning with
Tier 1 and ending with Tier 8. NMFS will qualify applicants that meet
the criteria of multiple tiers based on their highest tier, with Tier 1
being the highest, Tier 2 the second highest, and so on;
(1) Tier 1 consists of EFP holders with at least 10 documented
calendar days of DSBG fishing effort by December 31, 2018, based on
NMFS West Coast Region Observer Program records indicating either that
the EFP holder was the vessel captain for that fishing day or that
fishing effort for that day was conducted on a vessel owned by or under
the EFP managed by that individual.
(2) Tier 2 consists of California Limited Entry Drift Gill Net
(DGN) Shark and Swordfish permit holders who made at least one large-
mesh DGN swordfish landing between the 2013-2014 and 2017-2018 fishing
seasons and surrendered their state or Federal limited entry DGN permit
as part of a DGN permit trade-in or buy-back program, based on
California Department of Fish and Wildlife (CDFW) marine landing
receipt and buyback records and NMFS and CDFW permit information.
(3) Tier 3 consists of EFP holders approved by the Pacific Fishery
Management Council prior to April 1, 2021, who conducted at least 10
calendar days of DSBG fishing effort or with 10 days of DSBG effort on
their vessel or by vessels they manage under the EFP by [effective date
of final rule], based on a NMFS West Coast Regional Observer Program
record or a properly submitted NMFS DSBG EFP logbook indicating either
that the EFP holder was vessel captain for that fishing day or that the
fishing effort for that day was conducted on a vessel owned by or under
the EFP managed by that individual.
(4) Tier 4 consists of California Swordfish permit holders who
possessed a permit during the 2018-2019 fishing season and made at
least one swordfish landing using harpoon gear between the 2013-2014 or
2017-2018 fishing seasons, based on California Department of Fish and
Wildlife (CDFW) permit and marine landing receipt records.
(5) Tier 5 consists of California Limited Entry Drift Gill Net
(DGN) Shark and Swordfish permit holders who have made at least one
large-mesh DGN swordfish landing between the 2013-2014 and 2017-2018
fishing seasons and who did not surrender their state or Federal
limited entry DGN permit as part of a trade-in or buy-back program,
based on California Department of Fish and Wildlife (CDFW) marine
landing receipts and buyback records and NMFS and CDFW permit
information.
(6) Tier 6 consists of California Limited Entry Drift Gill Net
(DGN) Shark and Swordfish permit holders who have not made a swordfish
landing with large-mesh DGN gear since March 31, 2013, and who
surrendered their state or Federal limited entry DGN permit as part of
a permit trade-in or buy-back program, based on California Department
of Fish and Wildlife (CDFW) marine landing receipts and buyback records
and NMFS and CDFW permit information.
(7) Tier 7 consists of state or Federal limited entry drift gillnet
(DGN) permit holders who have not made a swordfish landing with DGN
gear since March 31, 2013, and did not surrender their limited entry
DGN permit as part of a state or Federal limited entry DGN permit
trade-in or buy-back program, based on California Department of Fish
and Wildlife (CDFW) marine landing receipts and buyback records and
NMFS and CDFW permit information.
(8) Tier 8 consists of any individual with documented commercial
swordfish fishing experience between January 1, 1986, and [effective
date of the final rule], on a first come, first served basis, based on
California Department of Fish and Wildlife (CDFW) permit records
showing possession of a valid commercial fishing license on that date
and one of the following:
(i) A valid CDFW marine landing receipt identifying the individual
as the fisherman of record;
(ii) A valid state or Federal logbook where swordfish were taken
and identifying the individual as captain or crew on that day;
(iii) A signed affidavit from a vessel owner or captain identifying
the individual as vessel captain or crew on the day that swordfish were
taken;
(iv) Agency determination on an application. Based on a complete
application for an initial permit under Tiers 1-8, if NMFS determines
that the applicant has met the requirements of this section, NMFS will
issue an initial administrative determination (IAD). If the application
is approved, the applicant will receive a permit according to the
permit issuance procedures in paragraph (g)(11)(v) of this section. If
the application is denied, the IAD will provide an explanation of the
denial in writing. The applicant may appeal NMFS' determination
following the process at paragraph (b)(3)(iv) of this section.
(v) Permit issuance. NMFS will issue permits to approved applicants
in priority order according to the qualification tiers in paragraphs
(g)(11)(iii)(C)(1) through (8) of this section, with qualified
applicants in Tier 1 receiving permits first, then qualified applicants
in Tier 2, and so on. Qualified applicants will be further ranked
within a tier based on their total swordfish landings for the time
period and gear type specified for that tier for Tiers 1-5, according
to California Department of Fish and Wildlife (CDFW) marine landing
receipts as of [date 60 days after final rule publication in Federal
Register], or by the date and time their application is received for
Tiers 6-8. NMFS will issue up to 50 permits in 2023, and up to 25
permits each year after, up to a total of 300 valid permits. Permits
issued to the next eligible applicant as a result of surrender,
revocation, or expiration will not count toward the annual permit
issuance limits. Permits will be mailed on or about April 1 for the
upcoming May 1 permit year to the address of record. Permit holders are
responsible for keeping their contact information current with NMFS to
receive their permit. If a permit is returned to NMFS as undeliverable,
NMFS will make further attempts to contact the permit holder using the
contact information on file. If NMFS is not able to contact the permit
holder within 30 days, the permit will be revoked and issued to the
next eligible applicant following the procedures at paragraphs (g)(11)
and (12) of this section.
(12) Initial issuance for Tier 9. When the list of permit
qualifiers from the initial issuance for Tiers 1-8 is
[[Page 7672]]
exhausted, NMFS will begin accepting applications for additional
limited entry DSBG permits on a first come, first served basis. In
January of the year NMFS anticipates accepting Tier 9 applications,
NMFS will publish a notice in the Federal Register to notify the public
of the application opportunity. NMFS will accept applications for
initial issuance of limited entry DSBG permits under Tier 9 on an
annual basis until a total of 300 limited entry DSBG permits are
issued.
(i) Initial applications. Persons may apply for a limited entry
DSBG permit under Tier 9 by completing and submitting an initial
issuance application package to NMFS via the National Permit System
website during the annual application period February 1-March 31. The
completed application package must be submitted no later than 11:59
p.m. Pacific Daylight Time on March 31st of the relevant year. A
complete initial issuance application package consists of the
following: a completed initial issuance application form; a completed
DSBG Identification of Ownership Interest Form, as required under
paragraph (g)(3)(ii) of this section; a current copy of the United
States Coast Guard Documentation Form or state registration form for
the vessel that will be registered to the permit; and payment of
required fees. NMFS may require additional documentation as it deems
necessary to make a determination on the application. The initial
issuance application package will be considered incomplete until the
required information is submitted. NMFS will decline to act on an
incomplete application.
(ii) Eligibility criteria for Tier 9. To qualify for a permit under
Tier 9, an applicant must meet all of the following criteria:
(A) The applicant is eligible to own a limited entry DSBG permit in
accordance with paragraph (g)(2)(i) of this section;
(B) The applicant is in compliance with the ownership requirements
and limitations of paragraph (g)(3) of this section;
(iii) Agency determination on an application. Based on a complete
application, if NMFS determines that the applicant for an initial
permit under Tier 9 has met the requirements of this section, NMFS will
issue an initial administrative determination (IAD). If the application
is approved, the IAD will say so and the applicant will receive a
permit according to the permit issuance procedures in paragraph
(g)(11)(iv) of this section. If the application is denied, the IAD will
provide an explanation of the denial in writing. The applicant may
appeal NMFS' determination following the process at paragraph
(b)(3)(iv) of this section;
(iv) Permit issuance. NMFS will issue permits to approved
applicants under Tier 9 on a first come, first served basis, according
to the date and time that their application was submitted through the
National Permit System. NMFS will issue up to 25 permits each year, up
to a total of 300 valid permits. If NMFS approves more than 25
applications in a single year, the approved applicants above 25 will
receive priority for permit issuance the following year according to
the date and time that their complete applications were received.
Permits issued to the next eligible applicant as a result of surrender,
revocation, or expiration will not count toward the annual permit
issuance limits.
0
5. In Sec. 660.715, revise the section heading and add paragraphs (a)
through (d) to read as follows:
Sec. 660.715 Deep-set buoy gear fishery.
(a) Gear configurations. Deep-set buoy gear (DSBG) configurations
must conform to the following specifications:
(1) Standard buoy gear (SBG). An individual piece of SBG must
consist of a vertical monofilament mainline suspended from a buoy-array
with a terminal weight. No more than three gangions with hooks may be
attached to the mainline. No gangions with hooks may be attached at a
depth shallower than 90 meters.
(2) Linked buoy gear (LBG). An individual piece (section) of LBG
must consist of a monofilament mainline that extends vertically from a
buoy-array (either directly or from a minimum 50-foot extender) to a
weight; then horizontally to a second weight; then vertically to a
minimum 50-foot extender attached to a second buoy-array. No more than
three gangions with hooks may be connected to each horizontal section
of the mainline. No gangions with hooks may be attached at a depth
shallower than 90 meters. Individual pieces may be linked together by
the mainline. The links between each piece of LBG must be serviceable.
(b) Additional gear configuration specifications. Use of SBG and
LBG must conform with the following requirements:
(1) Surface buoy flotation and strike detection array requirements.
The surface buoy flotation and strike detection array must include a
minimum of three buoys (a minimum 45-pound buoyancy non-compressible
hard ball, a minimum 6-pound buoyancy buoy, and a strike detection
buoy), with no more than 6 feet of line between adjacent buoys, all
connected in-line by a minimum of \3/8\ inch diameter line.
(i) Buoys must be free of tether attachments (e.g., non-streamlined
gear with loops and/or dangling components).
(ii) SBG and terminal LBG buoy-arrays must include a locator flag,
a radar reflector, and vessel/fisher identification compliant with all
current state requirements and regulations.
(2) Weight requirements. Weights must be a minimum of 3.6
kilograms.
(3) Circle hook requirements. Circle hooks must be used that are a
minimum size 16/0 with not more than 10 degrees offset.
(4) Gear pieces and hook limitations. No more than ten pieces of
SBG or LBG, in total, may be deployed at one time, with no more than
three hooks per piece.
(c) Operational requirements. SBG and LBG must be fished in
accordance with the following operational requirements.
(1) Active tending. All pieces of gear must remain within 5
nautical miles of the vessel at all times, and the vessel may be no
more than 3 nautical miles from the nearest piece of gear.
(2) Fishing multiple gear types. Gear types other than DSBG may be
used on the same trip when DSBG is used, as long as the requirement to
actively tend DSBG (as described at paragraph (c)(1) of this section)
is met. If multiple gear types, including gear other than DSBG, are
used on the same trip as DSBG, catch must be tagged or marked to
identify the gear used, including differentiating whether caught with
SBG or LBG.
(3) Timing of gear deployment and retrieval. Gear may not be
deployed until local sunrise and must be onboard the vessel no later
than 3 hours after local sunset.
(4) Pre-trip notification. When requested by NMFS, DSBG vessel
owners or operators are required to notify NMFS or the NMFS-designated
observer provider at least 48 hours prior to departing on each fishing
trip during which DSBG will be fished. The vessel owner or operator
must communicate to the observer provider: the owner's or operator's
name, contact information, vessel name, port of departure, estimated
date and time of departure, and a telephone number at which the owner
or operator may be contacted during the business day (Monday through
Friday between 8 a.m. to 4:30 p.m., Pacific Time) to indicate whether
an observer will be required on the subject fishing trip. Contact
information
[[Page 7673]]
for the current observer provider can be obtained by calling the NMFS
West Coast Region Sustainable Fisheries Division at (562) 980-4238.
(5) Protected species workshops. When requested by NMFS, the
operator of a vessel either registered to a limited entry DSBG permit
or planning to fish under a DSBG endorsement must attend a workshop
conducted by NMFS on mitigation, handling, and release techniques for
protected species.
(d) Geographic area restrictions. DSBG fishing is permitted
throughout the Management Area defined in 50 CFR 660.703 with the
following area restrictions:
(1) Federal waters offshore of California and Oregon only. Fishing
with DSBG may not occur in Federal waters north of a line extending
seaward from the Oregon/Washington border.
(2) Limited entry-only area. Except for vessels registered to a
valid DSBG limited entry permit, fishing with DSBG may not occur in
Federal waters within the Southern California Bight, which for this
purpose is defined with a northern boundary of 34[deg]26'54.96'' N
latitude (i.e., Point Conception), a southern boundary of the U.S.-
Mexico maritime border, and a western boundary of 120[deg]28'18'' W
longitude.
(3) Linked buoy gear area restriction. Fishing with DSBG in a LBG
configuration in waters north of the Northern Channel Islands to a line
extending seaward from the Oregon/Washington border may not occur
shoreward of a line approximating the 400 meter depth contour, which is
defined by straight lines connecting all of the following points in the
order stated in the following table.
Table 1 to Paragraph (d)(3)
------------------------------------------------------------------------
Latitude Longitude
------------------------------------------------------------------------
45.785378............................................ -124.721611
45.731988............................................ -124.755707
45.676058............................................ -124.662448
45.635778............................................ -124.733532
45.627501............................................ -124.621223
45.421342............................................ -124.428881
45.368012............................................ -124.524815
45.219954............................................ -124.426593
45.192831............................................ -124.640233
45.073777............................................ -124.601143
45.122584............................................ -124.728187
45.012240............................................ -124.512643
44.827950............................................ -124.645508
44.789368............................................ -124.722827
44.703649............................................ -124.815421
44.529842............................................ -124.804136
44.507522............................................ -124.883072
44.415352............................................ -124.858176
44.208665............................................ -124.994868
43.942293............................................ -124.974502
43.795680............................................ -124.685260
43.579894............................................ -124.645446
43.232513............................................ -124.799284
43.226291............................................ -124.883682
42.905163............................................ -124.913752
42.753934............................................ -124.866742
42.748993............................................ -124.751655
42.520896............................................ -124.747080
42.463017............................................ -124.822607
41.824611............................................ -124.517470
41.428980............................................ -124.513482
41.156773............................................ -124.396132
40.801184............................................ -124.492790
40.681958............................................ -124.550870
40.602740............................................ -124.480125
40.622580............................................ -124.645995
40.546989............................................ -124.700835
40.400783............................................ -124.585363
40.370014............................................ -124.431174
40.344876............................................ -124.507828
40.269847............................................ -124.446270
40.279429............................................ -124.657027
40.117493............................................ -124.304705
40.041456............................................ -124.285170
40.042494............................................ -124.155198
39.965786............................................ -124.231615
39.808303............................................ -124.097017
39.540607............................................ -123.943484
39.528835............................................ -123.992885
38.911050............................................ -123.982148
38.491136............................................ -123.647679
38.256021............................................ -123.526302
38.228410............................................ -123.438852
38.073446............................................ -123.533062
37.844809............................................ -123.404954
37.623812............................................ -123.050253
37.394689............................................ -122.920853
37.323790............................................ -122.940568
37.189284............................................ -122.863927
36.968232............................................ -122.527184
37.005852............................................ -122.408848
36.945123............................................ -122.425076
36.781748............................................ -122.055455
36.806676............................................ -121.905280
36.680249............................................ -122.025454
36.531101............................................ -121.993385
36.371824............................................ -122.014963
36.315554............................................ -122.101240
36.166525............................................ -121.760807
36.033982............................................ -121.623149
35.584240............................................ -121.366349
35.165706............................................ -121.033163
34.865218............................................ -120.993335
34.929599............................................ -121.074138
34.541665............................................ -120.838291
34.315659............................................ -120.541578
34.268981............................................ -120.379230
46.274388............................................ -124.410349
46.075505............................................ -124.813587
45.968227............................................ -124.739233
34.693224............................................ -120.962686
37.740079............................................ -123.192427
45.169315............................................ -124.502340
45.063305............................................ -124.719824
------------------------------------------------------------------------
0
8. In Sec. 660.716, revise the section heading to read as follows:
Sec. 660.716 Harpoon and surface hook-and-line fisheries [Reserved]
[FR Doc. 2023-01988 Filed 2-3-23; 8:45 am]
BILLING CODE 3510-22-P