Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to U.S. Navy Construction at Portsmouth Naval Shipyard, Kittery, Maine, 3146-3195 [2023-00332]
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Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 217
[Docket No. 230104–0003]
RIN 0648–BL78
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to U.S. Navy Construction at
Portsmouth Naval Shipyard, Kittery,
Maine
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comments.
AGENCY:
NMFS has received a request
from the U.S. Navy (Navy) for
authorization to take marine mammals
incidental to construction at the
Portsmouth Naval Shipyard in Kittery,
Maine, over the course of five years
(2023–2028). Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS
is proposing regulations to govern that
take and requests comments on the
proposed regulations. NMFS responses
to comments will be included in the
notice of the final decision.
DATES: Comments and information must
be received no later than February 17,
2023.
ADDRESSES: A copy of the Navy’s
application and any supporting
documents, as well as a list of the
references cited in this document, may
be obtained online at: https://
www.fisheries.noaa.gov/action/
incidental-take-authorization-us-navyconstruction-portsmouth-navalshipyard-kittery-maine-0. In case of
problems accessing these documents,
please call the contact listed below.
Submit all electronic public
comments via the Federal e-Rulemaking
Portal. Go to www.regulations.gov and
enter NOAA–NMFS–2022–0133 in the
Search box. Click on the ‘‘Comment’’
icon, complete the required fields, and
enter or attach your comments.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address),
confidential business information, or
otherwise sensitive information
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SUMMARY:
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submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
FOR FURTHER INFORMATION CONTACT:
Reny Tyson Moore, Office of Protected
Resources, NMFS, ITP.tyson.moore@
noaa.gov, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory
Action
We received an application from the
Navy requesting 5-year regulations and
authorization to take multiple species of
marine mammals. This proposed rule
would establish a framework under the
authority of the MMPA (16 U.S.C. 1361
et seq.) to allow for the authorization of
take by Level A and Level B harassment
of marine mammals incidental to the
Navy’s construction activities related to
the multifunctional expansion and
modification of Dry Dock 1 at the
Portsmouth Naval Shipyard in Kittery,
Maine. Please see ‘‘Background’’ below
for definitions of harassment.
Legal Authority for the Proposed Action
Section 101(a)(5)(A) of the MMPA (16
U.S.C. 1371(a)(5)(A)) directs the
Secretary of Commerce to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region for up to 5 years if,
after notice and public comment, the
agency makes certain findings and
issues regulations that set forth
permissible methods of taking pursuant
to that activity and other means of
effecting the ‘‘least practicable adverse
impact’’ on the affected species or
stocks and their habitat (see the
discussion below in the Proposed
Mitigation section), as well as
monitoring and reporting requirements.
Section 101(a)(5)(A) of the MMPA and
the implementing regulations at 50 CFR
part 216, subpart I provide the legal
basis for issuing this proposed rule
containing 5-year regulations, and for
any subsequent Letters of Authorization
(LOAs). As directed by this legal
authority, this proposed rule contains
mitigation, monitoring, and reporting
requirements.
Summary of Major Provisions Within
the Proposed Rule
Following is a summary of the major
provisions of this proposed rule
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regarding the Navy’s construction
activities. These measures include:
• Required monitoring of the in-water
construction areas to detect the presence
of marine mammals before beginning inwater construction activities;
• Shutdown of in-water construction
activities under certain circumstances to
avoid injury of marine mammals;
• Soft start for impact pile driving to
allow marine mammals the opportunity
to leave the area prior to beginning
impact pile driving at full power; and
• Implementation of a bubble curtain
during rock hammering and down-thehole (DTH) cluster drilling to reduce
underwater noise impacts.
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization is
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review the
proposed action (i.e., the promulgation
of regulations and subsequent issuance
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of LOAs) with respect to potential
impacts on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
take authorizations with no anticipated
serious injury or mortality) of the
Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
proposed action qualifies to be
categorically excluded from further
review under NEPA.
Information in the Navy’s application
and this document collectively provide
the environmental information related
to the proposed issuance of these
regulations and subsequent incidental
take authorization for public review and
comment. We will review all comments
submitted in response to this document
prior to concluding our review process
under NEPA and making a final
decision on the request for an incidental
take authorization.
request is to be authorized to take five
species by Level A and Level B
harassment. Neither the Navy nor NMFS
expect serious injury or mortality to
result from this activity.
NMFS previously issued five IHAs to
the Navy for waterfront improvement
work at the Portsmouth Naval Shipyard:
in 2016 (81 FR 85525; November 28,
2016), 2018 (83 FR 3318; January 24,
2018), 2019 (84 FR 24476; May 28,
2019), a renewal of the 2019 IHA (86 FR
14598; March 17, 2021), and in 2022 (87
FR 19886; April 6, 2022). The most
recent IHA (87 FR 19886) provided
authorization to take marine mammals
during the first year of the construction
project described in this notice. As
required, the applicant provided
monitoring reports (available at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-constructionactivities) which confirm that the
applicant has implemented the required
mitigation and monitoring, and which
also shows that no impacts of a scale or
nature not previously analyzed or
authorized have occurred as a result of
the activities conducted.
Summary of Request
On May 9, 2022, NMFS received a
request from the Navy for authorization
to take marine mammals incidental to
construction activities related to the
multifunctional expansion and
modification of Dry Dock 1 at
Portsmouth Naval Shipyard in Kittery,
Maine. We provided comments on the
application, and the Navy submitted
revised versions and responses to our
comments on July 5, 2022, August 15,
2022, August 19, 2022, and August 25,
2022, with the latter version deemed
adequate and complete. On September
1, 2022, we published a notice of receipt
of the Navy’s application in the Federal
Register (87 FR 53731), requesting
comments and information related to
the request. During the 30-day comment
period, we received two supportive
letters from private citizens.
On October 19 and 25, 2022, NMFS
was notified by the Navy of project
modifications and shifting Fleet
submarine schedules that required the
resequencing of certain activities
associated with the construction at Dry
Dock 1 in order to accommodate the
modifications and meet the new vessel
docking demands. On October 31, 2022,
the Navy submitted an addendum to its
application describing these changes.
The requested regulations would be
valid for 5 years, from April 1, 2023
through March 31, 2028. The Navy’s
Overview
Multifunctional Expansion of Dry
Dock 1 (P–381) is one of three projects
that support the overall expansion and
modification of Dry Dock 1, located in
the western extent of the Portsmouth
Naval Shipyard. The two additional
projects, construction of a super flood
basin (P–310) and extension of portal
crane rail and utilities (P–1074), are
currently under construction. In-water
work associated with these projects was
completed under the aforementioned
separate IHAs issued by NMFS. The
projects have been phased to support
Navy mission schedules. P–381 will be
constructed within the same footprint of
the super flood basin over an
approximate 7-year period, during
which 5 years of in-water work would
occur. An IHA was issued by NMFS for
the first year of P–381 construction
activities between April 1, 2022 and
March 31, 2023 (87 FR 19866; April 6,
2022). This request is associated with
the remaining 4 years of P–381 in-water
construction activities planned to occur
from April 1, 2023 through March 31,
2028, as well as for additional in-water
construction activities associated with
the removal of emergency repair
components of the super flood basin
that will occur during the proposed
period of effectiveness for the proposed
regulations. Although the in-water
construction described in this proposed
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Description of Proposed Activity
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rule is anticipated to be completed by
December 2026, unanticipated schedule
delays could result in the Navy
conducting construction activity over
the full 5 years.
The purpose of the proposed project
(P–381) is to modify the super flood
basin to create two additional dry
docking positions (Dry Dock 1 North
and Dry Dock 1 West) in front of the
existing Dry Dock 1 East. The Navy’s
specified activity also includes
emergency repairs of the P–310 super
flood basin. Construction activities will
include the excavation and/or
installation of 1,118 holes, 198 shafts,
and 580 sheet piles via impact and
vibratory pile driving, hydraulic rock
hammering, rotary drilling, and mono
and cluster DTH. The construction
activities are expected to require
approximately 2,498 days if the
activities are considered independently
over the 5-year period. However, the
actual construction duration is expected
to be within four years as many of the
construction activities will occur
concurrently. Harbor porpoises
(Phocoena phocoena), harbor seals
(Phoca vitulina), gray seals (Halichoerus
grypus), and harp seals (Pagophilus
groenlandicus) have been observed in
the proposed action area. In addition,
hooded seals (Cystophora cristata)
could occur in the proposed action area.
Dates and Duration
The in-water construction activities
associated with this proposed rule are
anticipated to begin in April 2023 and
proceed to December 2026 (4 years);
however, the request for incidental take
authorization is for 5 years in the event
of unexpected scheduled delays. Inwater construction activities would
occur consecutively over a 4-year
period. The Navy plans to conduct all
in-water work activities with expected
potential for incidental harassment of
marine mammals during daylight hours.
Table 1 provides the estimated
schedule and production rates for P–381
construction activities. Many of the
activities included in Table 1 would
span across multiple construction years
and/or would occur concurrently.
Because of mission requirements and
operational schedules at the dry docking
positions and berths, this schedule is
subject to change. In-water construction
activities for P–381 would occur
consecutively over a 4-year period.
Note, for the purposes of this analysis,
the proposed construction years are
identified as years 2 through 5; Year 1
of the Navy’s construction activities is
currently ongoing in association with a
previously issued IHA (87 FR 19886;
April 6, 2022). Vibratory pile driving
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and extraction is assumed to occur for
141 days. Impact pile driving would
occur for 34 days. DTH excavation
(mono-hammer and cluster drill) would
occur for 1,446 days. Rotary drilling
would occur for 238 days (assuming that
casings and sockets for cluster drills
would be set, excavated, and removed
in a single day). Rock hammering would
occur for 277 days. Note that pile
driving days are not necessarily
consecutive, and certain activities may
occur at the same time, decreasing the
total number of actual in-water
construction days. The contractor could
be working in more than one area of the
berths at a time.
TABLE 1—IN-WATER CONSTRUCTION ACTIVITIES
Activity ID
A1 1 ...............
Activity
Center Wall—Install
Foundation Support
Piles.
Total amount and
estimated dates
(construction years *)
Activity
component
Method
Daily
production rate
Drill 18 shafts Apr 23 3 to
Aug 23 (2).
Install 102-inch diameter
outer casing.
Rotary drill ......................
1 shaft/day,1 hour/day ...
4 18
Rotary drill ......................
1 shaft/day, 9 hours/day
4 18
Rotary drill ......................
1 casing/day,15 minutes/
casing.
6.5 days/shaft, 10 hours/
day.
8 sheets/day, 5 minutes
and 300 blows/pile.
4 18
Install 48 sheet piles Apr
23 3 to May 23 (2).
Pre-drill 102-inch diameter socket.
Remove 102-inch outer
casing.
Drill 78-inch diameter
shaft.
28-inch wide Z-shaped
sheets.
A2 1 ...............
A3 1 ...............
A4 1 ...............
R 1 .................
1 ...................
2 ...................
Dry Dock 1 North Entrance—Install Temporary Cofferdam.
Berth 11—Remove Shutter Panels.
Berth 1— Remove Sheet
Piles.
3 ...................
Berth 1—Remove Granite Block Quay Wall.
4 ...................
Berth 1—Top of Wall
Removal for Waler Installation.
Berth 1—Install southeast corner Support of
Excavation (SOE).
Berth 11—Mechanical
Rock Removal at
Basin Floor.
Berth 11 Face—Mechanical Rock Removal at
Basin Floor.
Install Temporary
Cofferdam Extension.
Gantry Crane Support
Piles at Berth 1 West.
5 ...................
6 ...................
7 ...................
8 ...................
9a .................
4 56
25-inch-wide Z- shaped
4 piles/day ......................
4 42
Removal of granite
blocks.
Hydraulic rock hammering.
2.5 hours/day .................
4 47
Mechanical concrete removal.
Hydraulic rock hammering.
10 hours/day ..................
4 74
Install 28 sheet piles Apr
23 to Jul 23 (2).
28-inch-wide Z-shaped ..
Impact with initial vibratory set.
4 piles/day, 5 minutes/
pile and 300 blows/pile.
700 cy Apr 23 3 to Aug
23 (2).
Excavate Bedrock ..........
Hydraulic rock hammering.
12 hours/day ..................
Drill 924 relief holes Apr
23 3 to Aug 23 (2).
4–6 inch diameter holes
DTH mono-hammer .......
27 holes/day, 22 min/
hole.
Install 14 sheet piles Apr
23 to Jun 23 (2).
Drill 16 shafts Apr 23 to
Aug 23 (2).
28-inch-wide Z-shaped ..
Impact with initial vibratory set.
Rotary drill ......................
4 piles/day, 5 minutes/
pile and 300 blows/pile.
1 shaft/day, 1 hours/day
16
Rotary drill ......................
1 shaft/day, 9 hours/day
16
Rotary drill ......................
1 casing/day 15, minutes/casing.
5 days/shaft, 10 hours/
day.
13 cy/day 12 hours/day
16
5 25
4 25
9d .................
11 .................
12 .................
13a ...............
Berth 1—Mechanical
Rock Removal at
Basin Floor.
Dry Dock 1 North Entrance—Drill Tremie
Tie Downs.
Center Wall—Install TieIn to Existing West
Closure Wall.
Dry Dock 1 North—Temporary Work Trestle
Piles.
23 3
to Sep
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DTH mono-hammer .......
2 holes/day, 5 hours/hole
Install 15 sheet piles Apr
23 to Dec 23 (2).
28-inch wide Z- shaped
Impact with initial vibratory set.
4 piles/day 5 minutes/
pile and 300 blows/pile.
Drill 20 shafts May 23 to
Nov 24 (2, 3).
Set 102-inch diameter
casing.
Rotary drill ......................
1 shaft/day, 1 hours/day
20
Pre-drill 102- inch rock
socket.
Remove 102- inch casing.
84-inch diameter shafts
Rotary drill ......................
1 shaft/day, 9 hours/day
20
Rotary drill ......................
1 casing/day, 15 minutes/casing.
3.5 days/shaft, 10 hours/
day.
1 day/pile, 15 minutes/
pile.
20
Cluster drill DTH ............
4
70
Remove 20 piles May 23
to Nov 24 (2, 3).
84-inch diameter drill
piles.
Rotary drill ......................
Drill 18 shafts May 23 to
Nov 24 (2, 3).
Set 84-inch casing .........
Rotary drill ......................
1 shaft/day, 1 hours/day
18
Pre-drill 84-inch rock
socket.
Remove 84-inch casing
Rotary drill ......................
1 shaft/day, 9 hours/day
18
Rotary drill ......................
1 casing/day, 15 minutes/casing.
18
15c ................
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4
9-inch diameter holes ....
15b ...............
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4 35
Drill 50 rock anchors Apr
23 3 to Oct 23 (2).
13d ...............
15a ...............
Cluster drill DTH ............
34 60
Hydraulic rock hammering.
13c ................
Dry Dock 1 North—Remove Temporary Work
Trestle Piles.
Dry Dock 1 North—Install Leveling Piles
(Diving Board Shafts).
Set 102-inch diameter
casing.
Pre-drill 102-inch rock
socket.
Remove 102- inch casing.
72-inch diameter shafts
48
Excavate Bedrock ..........
300 cy Apr
23 (2).
13b ...............
14 .................
46
5 hours/day ....................
Concrete shutter panels
9c ..................
...............
Impact with initial vibratory set.
4 117
Hydraulic rock hammering.
Vibratory extraction ........
Remove 112 panels Apr
23 3 to May 23 (2).
Remove 168 sheet piles
Apr 23 3 to Jun 24 (2,
3).
2,800 cubic yards (cy)
Apr 23 3 to Jun 24 (2,
3).
320 linear feet (lf) Apr
23 3 to Jun 24 (2, 3).
9b .................
10 2
Cluster drill DTH ............
Total
production
days
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TABLE 1—IN-WATER CONSTRUCTION ACTIVITIES—Continued
Activity ID
Total amount and
estimated dates
(construction years *)
Activity
15d ...............
16a ...............
Wall Support Shafts for
Dry Dock 1 North
(Berth 11 Face and
Head Wall).
Drill 20 shafts Jun 23 to
Nov 24 (2, 3).
16b ...............
16c ................
16d ...............
17a ...............
Foundation (Floor)
Shafts for Dry Dock 1
North (Foundation
Support Piles).
Drill 23 shafts Jun 23 to
Nov 24 (Const. years
2, 3).
17b ...............
17c ................
17d ...............
18 .................
Berth 11 End Wall—Remove Temporary
Guide Wall.
Remove Berth 1 southeast corner SOE.
Removal of Berth 1
Emergency Repair
Sheet Piles.
Removal of Berth 1
Emergency Repair
Tremie Concrete.
Center Wall Foundation—Drill in Monolith
Tie Downs.
Center Wall—Remove
Tie-In to Existing West
Closure Wall (Dry
Dock 1 North) 4.
Center Wall East—Sheet
Pile Tie-In to Existing
Wall.
Remove Tie-In to West
Closure Wall (Dry
Dock 1 West).
Remove Center Wall
East—Sheet Pile TieIn to Existing Wall (Dry
Dock 1 West).
Dry Dock 1 North Entrance—Remove Temporary Cofferdam.
Remove Temporary
Cofferdam Extension.
Daily
production rate
78-inch diameter shaft ...
Cluster drill DTH ............
135
Set 102-inch diameter
casing.
Rotary drill ......................
7.5 days/shaft, 10 hours/
day.
1 shaft/day, 1 hours/day
Pre-drill 102-inch rock
socket.
Remove 102-inch casing
Rotary drill ......................
1 shaft/day, 9 hours/day
20
Rotary drill ......................
20
150
20
Drill 78-inch diameter
shaft.
Set 126-inch diameter
Casing.
Cluster drill DTH ............
Rotary drill ......................
1 casing/day, 15 minutes/casing.
7.5 days/shaft, 10 hours/
day.
1 shaft/day, 1 hours/day
Pre-drill 126-inch rock
socket.
Remove 126-inch casing
Rotary drill ......................
1 shaft/day, 9 hours/day
23
Rotary drill ......................
1 casing/day, 60 minutes/casing.
8.5 days/shaft, 10 hours/
day.
8 piles/day, 5 minutes/
pile.
23
Cluster drill DTH ............
Vibratory extraction ........
Remove 28 sheet piles
Jul 23 to Sep 23 (2).
Remove 108 sheet piles
Apr 23 3 to Jul 23 (2).
28-inch-wide Z-shaped ..
Vibratory extraction ........
28-inch-wide Z-shaped ..
Vibratory extraction ........
500 cy Apr 23 3 to Aug
23 (2).
Mechanical concrete removal.
Install 72 rock anchors
Aug 23 to May 24 (2,
3).
Remove 16 sheet piles 6
Aug 23 to Aug 24 (2,
3).
23
196
5 10
8 piles/day, 5 minutes/
pile.
6 piles/day, 5 minutes/
pile.
45
Hydraulic rock hammering.
4 hours/day ....................
15
9-inch diameter holes ....
DTH mono- hammer ......
2 holes/day, 5 hours/hole
36
28-inch-wide Z- shaped
Vibratory extraction ........
8 piles/day, 5 minutes/
pile.
53
Install 23 sheet piles Aug
23 to Oct 24 (2, 3).
28-inch wide Z-shaped ..
Impact with initial vibratory set.
2 piles/day, 5 minutes/
pile and 300 blows/pile.
12
Remove 15 sheet pile
Dec 23 to Dec 24 (2,
3).
Remove 23 sheet piles
Dec 23 to Dec 24 (2,
3).
28-inch wide Z- shaped
Vibratory extraction ........
8 piles/day, 5 minutes/
pile.
53
28-inch wide Z-shaped ..
Vibratory extraction ........
8 piles/day, 5 minutes/
pile.
5 12
Remove 96 sheet piles
Jan 24 to Sep 24
(Const. years 2, 3).
Remove 14 sheet piles
Jan 24 to Sep 24 (2,
3).
Drill 20 shafts Apr 24 to
Feb 26 (3, 4).
28-inch wide Z-shaped ..
Vibratory extraction ........
8 piles/day, 5 minutes/
pile.
12
28-inch wide Z-shaped ..
Vibratory extraction ........
8 piles/day, 5 minutes/
pile.
2
Set 102-inch diameter
casing.
Rotary drill ......................
1 shaft/day, 1 hours/day
20
Rotary drill ......................
1 shaft/day, 9 hours/day
20
29c ................
Pre-drill 102-inch rock
socket.
Remove 102-inch casing
Rotary drill ......................
20
29d ...............
84-inch diameter shafts
Cluster drill DTH ............
Remove 20 piles Apr 24
to Feb 26 (3, 4).
84-inch diameter piles ....
Rotary drill ......................
1 casing/day, 15 minutes/casing.
3.5 days/shaft, 10 hours/
day.
1 day/pile, 15 minutes/
pile.
Drill 22 shafts Jun 24 to
Feb 26 (3, 4).
Set 102-inch diameter
casing.
Rotary drill ......................
1 shaft/day, 1 hours/day
22
Rotary drill ......................
1 shaft/day, 9 hours/day
22
31c ................
Pre-drill 102-inch rock
socket.
Remove 102-inch casing
Rotary drill ......................
22
31d ...............
78-inch diameter shaft ...
Cluster drill DTH ............
1 casing/day, 15 minutes/casing.
7.5 days/shaft, 10 hours/
day.
19 .................
20 2 ...............
21 2 ...............
22 .................
23 .................
24 .................
25 .................
26 .................
27 .................
28 .................
29a ...............
Dry Dock 1 West—Install
Temporary Work Trestle Piles.
29b ...............
30 .................
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Method
Drill 108-inch diameter
shafts.
28-inch wide Z- shaped
Remove 60 sheet piles
Jul 23 to Aug 23 (2, 3).
Total
production
days
Activity
component
31a ...............
Dry Dock 1 West—Remove Temporary Work
Trestle Piles.
Wall Support Shafts for
Dry Dock 1 West
(Berth 1 Face).
31b ...............
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TABLE 1—IN-WATER CONSTRUCTION ACTIVITIES—Continued
Activity ID
32a ...............
Total amount and
estimated dates
(construction years *)
Activity
Foundation (Floor)
Shafts for Dry Dock 1
West (Foundation
Support Piles).
Drill 23 shafts Jun 24 to
Feb 26 (3, 4).
32b ...............
32c ................
32d ...............
33a ...............
Dry Dock 1 West—Install
Leveling Piles (Diving
Board Shafts).
Drill 18 shafts Jun 24 to
Feb 26 (3, 4).
33b ...............
33d ...............
34 .................
35 .................
Method
Daily
production rate
Set 126-inch casing .......
Rotary drill ......................
1 shaft/day, 1 hours/day
23
Pre-drill 126- inch rock
socket.
Remove 126- inch casing.
Drill 108-inch diameter
shaft.
Set 84-inch casing .........
Rotary drill ......................
1 shaft/day, 9 hours/day
23
Rotary drill ......................
23
196
Rotary Drill .....................
1 casing/day, 15 minutes/casing.
8.5 days/shaft, 10 hours/
day.
1 shaft/day, 1 hours/day
Rotary drill ......................
1 shaft/day, 9 hours/day
18
Rotary drill ......................
18
135
Pre-drill 84-inch rock
socket.
Remove 84-inch casing
33c ................
Dry Dock 1 North—Tie
Downs.
Dry Dock 1 West—Install
Tie Downs.
Total excavated holes/drilled shafts/sheet
piles.
Install 36 rock anchors
Jul 24 to Jul 25 (3, 4).
Install 36 rock anchors
Dec 25 to Dec 26 (4,
5).
1,118/198/580 ................
Total
production
days
Activity
component
Cluster drill DTH ............
18
Drill 78-inch diameter
shaft.
9-inch diameter holes ....
DTH mono-hammer .......
1 casing/day, 15 minutes/casing.
7.5 days/shaft, 10 hours/
day.
2 holes/day, 5 hours/hole
9-inch diameter hole ......
DTH mono-hammer .......
2 holes/day, 5 hours/hole
18
........................................
........................................
........................................
2,498
Cluster drill DTH ............
18
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; potential marine mammal takes incidental to Year 1 of
the Navy’s construction activities were authorized under a previously issued IHA (87 FR 19886; April 6, 2022).
1 These activities were not included in the original application made available for public review during the Notice of Receipt comment period (NOR; 87 FR 53731),
but have been added due to changes needed in the proposed construction schedule.
2 These activities were included in the original application, but the amount of activity proposed has been modified due to changes needed in the proposed construction schedule.
3 These activities began in construction year 1.
4 These activities began in year 1. Only the number of production days occurring in construction years 2 through 6 are presented.
5 Additional production days are included to account for equipment repositioning.
6 Sheet piles were installed in construction year 1.
lotter on DSK11XQN23PROD with PROPOSALS2
Specific Geographic Region
The shipyard is located in the
Piscataqua River in Kittery, Maine. The
Piscataqua River originates at the
boundary of Dover, New Hampshire,
and Eliot, Maine (Figure 1). The river
flows in a southeasterly direction for
2,093 meters (m) (13 miles (mi)) before
entering Portsmouth Harbor and
emptying into the Atlantic Ocean. The
lower Piscataqua River is part of the
Great Bay Estuary system and varies in
width and depth. Many large and small
islands break up the straight-line flow of
the river as it continues toward the
Atlantic Ocean. Seavey Island, the
location of the proposed activities, is
located in the lower Piscataqua River
approximately 500 m, 1640 feet (ft) from
its southwest bank, 200 m (656 ft) from
its north bank, and approximately 4
kilometers (km) (2.5 mi) from the mouth
of the river.
Water depths in the proposed project
area range from 6.4 m (21 ft) to 11.9 m
(39 ft) at Berths 11, 12, and 13. Water
depths in the lower Piscataqua River
near the proposed project area range
from 4.6 m (15 ft) in the shallowest
areas to 21 m (69 ft) in the deepest areas.
The river is approximately 914 m (3,300
ft) wide near the proposed project area,
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measured from the Kittery shoreline
north of Wattlebury Island to the
Portsmouth shoreline west of Peirce
Island. The furthest direct line of sight
from the proposed project area would be
1,287 m (0.8 mi) to the southeast and
418 m (0.26 mi) to the northwest.
The nearshore environment of the
Shipyard is characterized by a mix of
hard bottom, gravel, soft sediments, rock
outcrops, and rocky shoreline associated
with fast tidal currents near the
installation. The nearshore areas
surrounding Seavey Island are
predominately hard bottom (65 percent
of benthic habitat) and gravel (26
percent) habitat, with only 9 percent
soft bottom sediments within the
surveyed area around Seavey Island
(Tetra Tech, 2016). Much of the
shoreline in the proposed project area is
composed of hard shores (rocky
intertidal). In general, rocky intertidal
areas consist of bedrock that alternates
between marine and terrestrial habitats,
depending on the tide. Rocky intertidal
areas consist of ‘‘bedrock, stones, or
boulders that singly or in combination
cover 75 percent or more of an area that
is covered less than 30 percent by
vegetation’’ (Federal Geographic Data
Committee, 2013).
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The lower Piscataqua River is home to
Portsmouth Harbor and is used by
commercial, recreational, and military
vessels. Between 150 and 250
commercial shipping vessels transit the
lower Piscataqua River each year
(Magnusson et al., 2012). Commercial
fishing vessels are also very common in
the river year-round, as are recreational
vessels, which are more common in the
warmer summer months. The shipyard
is a dynamic industrial facility situated
on an island with a narrow separation
of waterways between the installation
and the communities of Kittery and
Portsmouth (Figure 2). The predominant
noise sources from Shipyard industrial
operations consist of dry dock cranes;
passing vessels; and industrial
equipment (e.g., forklifts, loaders, rigs,
vacuums, fans, dust collectors, blower
belts, heating, air conditioning, and
ventilation (HVAC) units, water pumps,
and exhaust tubes and lids). Other
components such as construction, vessel
ground support equipment for
maintenance purposes, vessel traffic
across the Piscataqua River, and vehicle
traffic on the shipyard’s bridges and on
local roads in Kittery and Portsmouth
produce noise, but such noise generally
represents a transitory contribution to
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the average noise level environment
(Blue Ridge Research and Consulting
(BRRC), 2015; ESS Group, 2015).
e
-
Ambient sound levels recorded at the
shipyard are considered typical of a
large outdoor industrial facility and vary
Cities
c::J
state Boundary
Interstate Highway
-
Portsmouth Naval Shipyard
widely in space and time (ESS Group,
2015).
BILLING CODE 3510–22–P
- - US Highway
·N
o••c::::=0:1.25••••0.sr\I\
Miles
··----~ other state and Local Roads
Figure 1. Site Location Map of the Project Area
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3152
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N
Legend
o
D
A
Notional Source Point for Pile Driving
Region of Influence for P;.381 ·Construction Activities
South Closure wall
0
600
1,200
1,800
Figure 2. Region of Influence for Underwater Noise for P-381 In-water Construction
Activities
BILLING CODE 3510–22–C
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--••c====:J•-••Feet
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Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
Detailed Description of the Specified
Activity
The Navy’s proposed P–381 project
would modify the super flood basin to
create two additional dry docking
positions (Dry Dock 1 North and Dry
Dock 1 West) in front of the existing Dry
Dock 1 East. The super flood basin
provides the starting point for the P–381
work. Several steps are required to
convert the super flood basin to a dry
dock with two positions fully capable of
supporting the maintenance of
submarines while maintaining access to
the existing interior dry dock (Dry Dock
1 East). The dry dock positions
(including the center wall) will be
constructed using large precast
segments (referred to as monoliths) that
require both sidewall and base support.
The monoliths will be manufactured
offsite and transported to the
construction site. Segments will be
floated and/or lifted into place to create
the center wall, followed by Dry Dock
1 North, and finally Dry Dock 1 West.
Once the monoliths are set and grouted
in place, the respective dry docks can be
dewatered allowing the remaining
interior construction to be performed in
dry conditions.
P–381 years 2 through 5 (i.e., the time
period of the Navy’s specified activity
for this proposed rule) construction
activities will complete bedrock
removal and the preparation of the walls
and floors of the super flood basin to
support the placement of the monoliths
and the construction of the two dry
dock positions. Most of the in-water
construction will occur behind the
existing super flood basin walls that
would act as a barrier to sound and
would contain underwater noise to
within a small portion of the Piscataqua
River. However, the west closure wall
will be removed in order to install the
Dry Dock 1 North entrance structure and
caisson. In addition, the caissons may
not always be in place throughout inwater construction. As such, the
analyses presented herein
conservatively assume the west closure
wall, as well as the future caissons,
would not be present throughout inwater construction activities.
The Navy’s request also considers
emergency repairs of the P–310 super
flood basin. During P–310 super flood
testing in January 2022, excessive
exfiltration (i.e., transport of material
outside of the basin) was observed along
Berths 1 and 2 and between the west
closure wall and super flood basin
entrance structure. Emergency structural
repairs were required to reduce
excessive transport of material through
the berths and west closure wall/
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entrance structure and prevent further
damage. As a result, 216 28-inch Zshaped sheet piles were installed along
the Berth 1 face. After installation, these
sheet piles were cut off approximately
10 ft above the mudline and concrete
was tremie placed behind them to plug
any gaps in the existing structure that
contributed to the exfiltration. The
removal of these 216 Berth 1 emergency
repair piles and excess tremie concrete
(approximately 382 cubic meters, 500
cubic yards (cy)) will be completed
during this LOA period and are
accounted for in the Navy’s request.
Similarly, 10 28-inch wide, Z-shaped
sheet piles were installed between the
super flood basin entrance structure and
the west closure wall, cut off
approximately 3 m (10 ft) above the
mudline, and had concrete tremie
placed behind them. These 10 sheet
piles will be removed during the P–381
year 1 IHA period (covered under the
IHA issued by NMFS for the first year
of P–381 construction activities; 87 FR
19866; April 6, 2022).
Several additional preparatory
activities (e.g., torch cutting, dredging,
etc) will not create noise expected to
result in harassment of marine
mammals. Noise created during
dredging of sediment and demolition
debris (e.g., bedrock, granite blocks,
concrete) is unlikely to exceed that
generated by other normal shipyard
activities and is not expected to result
in incidental take of marine mammals.
Activities such as grouting (i.e., pouring
of concrete) and torch cutting are not
noisy by design and would not result in
incidental take of marine mammals.
These activities are not addressed in the
analyses of noise producing actions in
the Navy’s request, and are not
considered by NMFS in our analysis,
but are included in the work
descriptions to clarify the construction
progression.
P–381 In-Water Construction Activities
The proposed work remaining for P–
381 can be generally grouped into five
categories for ease of explanation:
temporary structures, mechanical
bedrock removal, continued demolition
of super flood basin wall components,
center wall tie-downs, and dry dock
foundation and gantry crane support.
Each category involves one or more
activities expected to generate noise that
could result in injury or harassment of
marine mammals. Some of these
activities are a continuation of work
started in year 1, which were covered
under a separate IHA issued by NMFS
on April 6, 2022 (87 FR 19886).
Temporary Structures—Several
temporary structures would be installed
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3153
and removed to facilitate the
construction of the dry docks. The
conversion of the existing west closure
wall to the Dry Dock 1 North entrance
requires reinforcement of the section of
the west closure wall that will become
the new dry dock entrance. The existing
west closure wall structure will be
surrounded by a temporary cofferdam.
The cofferdam will be constructed with
48 28-inch wide, Z-shaped sheet piles.
The sheet piles will be installed using
an initial vibratory set followed by
driving with impact hammers to refusal.
The temporary guide wall along the
Berth 11 end wall installed during year
1 (60 28-inch wide, Z-shaped sheet
piles) would be removed with a
vibratory hammer. An extension to the
temporary cofferdam around the Dry
Dock 1 entrance structure installed
during P–381 year 1 would also be
constructed. The extension would
consist of 14 28-inch wide, Z-shaped
sheet piles. The extension and the
cofferdam (96 28-inch wide, Z-shaped
sheet piles) would be removed in 2024
using a vibratory hammer.
A temporary work trestle would be
constructed to support the excavation of
large shafts within the individual dry
docking positions. The trestle would be
installed in Dry Dock 1 North first and
then relocated to Dry Dock 1 West. The
trestle system would be supported by 4
84-inch steel pipe piles and would be
relocated five times within each dry
dock. As a result, the piles would be
installed and removed 20 times in Dry
Dock 1 North and 20 times in Dry Dock
1 West. The piles would be installed
with a cluster drill consisting of
multiple DTH hammers and removed
with a rotary drill. Before the cluster
drill would be deployed, a 102-inch
casing would be set into bedrock and a
5-ft (1.5-m) deep rock socket would be
excavated with a rotary drill (see Figure
1–4 in the Navy’s application). The
socket would be filled with concrete
and a second, 84-inch casing would be
installed inside the larger casing and set
in the concrete. No drilling would be
required to install the second casing.
The outer casing would then be
removed with a rotary drill. The 84-inch
diameter cluster drill would operate
independently inside the second casing
to excavate the shaft. Once the shaft is
drilled the inner casing would be
removed by torch cutting.
A temporary tie-in consisting of 15
28-inch wide, Z-shaped sheet piles
would be installed between the center
wall foundation and the west closure
wall at Dry Dock 1 West. Twenty-three
28-inch wide, Z-shaped sheet piles
would also be installed on the easterly
end of Dry Dock 1 west to provide a
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similar temporary tie-in to the center
wall foundation near the entrance to Dry
Dock 1 east. The sheet piles would be
installed using an initial vibratory set
followed by driving with impact
hammers. These tie-ins would be
removed using a vibratory hammer
along with the Dry Dock 1 North tie-in
to the west closure wall (16 28-inch
wide, Z-shaped sheet piles) that was
installed under the P–381 year 1 IHA
(87 FR 19886).
To support excavation activities along
Berth 1, 28 28-inch wide, Z-shaped
sheet piles would be installed at the
southeast corner of the berth using a
combination of vibratory and impact
hammers. These piles would be
removed using a vibratory hammer.
Mechanical Bedrock Removal—
Mechanical removal of bedrock would
be completed by the end of 2023 using
various methods appropriate for the
removal location and as needed to avoid
damage to adjacent structures. Bedrock
removal would occur along the Berth 11
face and abutment and along Berth 1.
Bedrock would be removed by
breaking it up with a hydraulic hammer
(i.e., hoe ram or breaker). To protect
adjacent structures during mechanical
bedrock removal, 924 4–6-inch diameter
relief holes would be drilled using a
DTH mono-hammer. A total of
approximately 918 cubic meters (1,200
cy) of bedrock are anticipated to be
removed.
Demolition of Super Flood Basin Wall
Components—Demolition of existing
wall components would include the
removal of shutter panels, granite quay
walls, sheet piles, and concrete making
up the super flood basin. Demolition of
existing wall structures would be
conducted using a rock hammer.
Specifically, the remaining sections of
the existing concrete shutter panels
making up the face of Berth 11 (112
panels), portions of the granite block
quay wall (2,141 cm, 2,800 cy) at Berth
1, and the remaining existing sheet pile
wall at Berth 1 (168 25-inch wide, Zshaped sheet piles) would be removed.
The installation of a structural
support waler (steel beam) at Berth 1
would also be completed. To complete
the installation of the waler, about 98 m
(320 linear ft) of concrete wall would be
demolished using a hydraulic rock
hammer.
Center Wall Tie-downs—Additional
work in the center wall area would
involve the installation of support tie
downs for future tremie concrete work.
The tie downs require the placement of
a total of 194 rock anchors requiring 9inch diameter holes. The rock anchors
would be installed using a DTH monohammer.
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Dry Dock and Gantry Crane
Support—The location of the future
center wall requires reinforcement to
allow placement of the large pre-cast
monolith structures forming the
separation between the two new dry
docking positions. Specifically, the floor
of the existing basin must be able to
provide an adequate foundation for the
pre-cast monoliths that will make up the
dry dock interiors and center wall. The
basin floor will be reinforced by
excavating 18 78-inch diameter shafts
throughout the footprint of the center
wall that will be filled with concrete to
create the structural support piles for
the center wall. The shafts will be
excavated using a cluster drill
consisting of multiple DTH monohammers. Before the cluster drill is
deployed, a 102-inch diameter casing
would be set into bedrock and a 5 foot
deep rock socket would be excavated
using a 102-inch diameter rotary drill
(see Figure 1–4 of the Navy’s
application). The rock socket would be
filled with concrete and a second, 78inch diameter casing would be installed
inside the 102-inch casing and set in the
concrete. No drilling is required to
install the second casing. The 102-inch
diameter outer casing would then be
removed with a rotary drill.
The future Dry Dock 1 North and Dry
Dock 1 West require significant
structural reinforcement to provide an
adequate foundation for the installation
of the large pre-cast monolith structures
forming the dry dock interior.
Reinforcement of the individual dry
dock foundations and walls would
begin first at Dry Dock 1 North and,
once completed, continue at Dry Dock 1
West. Twenty 78-inch diameter shafts
would be excavated along the Berth 11
face and head wall to support the walls
of Dry Dock 1 North. Along the floor of
Dry Dock 1 North, 23 108-inch diameter
shafts would be excavated for the
installation of the foundation support
piles and 18 78-inch diameter shafts
would be excavated for the installation
of leveling piles (i.e., diving board
shafts).
The dry dock foundation and wall
support pile and leveling pile shafts
would be filled with concrete to create
the support piles for the dry dock walls
and floors. The shafts would be
excavated using a cluster drill
consisting of multiple DTH hammers in
the same manner as previously
described for the temporary work trestle
piles. Once the wall and foundation
support piles and leveling piles for Dry
Dock 1 North have been installed,
foundation and wall support piles and
leveling piles would be installed for Dry
Dock 1 West. Twenty-two 78-inch
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diameter shafts would be excavated
along the Berth 1 face to support the
walls of Dry Dock 1 West. Twenty-three
108-inch diameter shafts would be
excavated along the floor of Dry Dock 1
West for the installation of foundation
support piles and 18 78-inch shafts
would be excavated for the installation
of leveling piles (i.e., diving board
shafts). The casing sizes and rotary drill
sizes proposed for each shaft are
specified in Table 1.
The large concrete monolithic
sections used to create the dry docks
and the center wall separation would be
placed using a gantry crane. The gantry
crane system would be structurally
supported by the installation of 16 72inch diameter shafts installed along the
western extent of the Berth 1 face. The
shafts would be installed using a DTH
cluster drill as described for the
temporary work trestle piles. The casing
sizes and rotary drill sizes proposed for
the gantry crane support shafts are
specified in Table 1.
P–310 Emergency Repairs
Testing of the super flood basin on
January 5, 2022 resulted in excess
exfiltration through Berths 1 and 2,
prompting the need for emergency
repairs along Berth 1 as well as between
the super flood basin entrance structure
and the west closure wall. Emergency
repairs consisted of the installation of
sheet piles and the tremie pouring of
concrete to fill in gaps along the
structure walls and floor. Installation of
emergency repairs at Berth 1 and the
installation and removal of emergency
repairs at the west closure wall and
entrance structure occurred before the
period described in the Navy’s LOA
application. Only the removal of Berth
1 emergency repair components would
occur during the requested LOA period.
The removal of the 216 28-inch wide,
Z-shaped sheet piles along the Berth 1
face would be completed through direct
pulling via barge-mounted crane or by
vibratory hammer. Specific methods
will be determined by the contractor
based on resistance to extraction from
the seabed. Direct pulling via crane is
not anticipated to generate harmful
levels of underwater sound. If required,
the use of the vibratory hammer to
extract the installed sheet piles would
be limited to an initial effort to break the
sheets loose, allowing them to be
directly pulled out. As a conservative
measure, vibratory extraction of these
sheet piles is assumed for all analyses.
The removal of 765 cubic meters
(1,000 cy) of tremie concrete is
anticipated to require use of a hydraulic
rock hammer to break up material into
smaller pieces. Smaller pieces would
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then be retrieved via excavator bucket
for offsite disposal. The Navy estimates
daily active use of the rock hammer for
the removal of concrete from emergency
repairs to be 4 hours per day.
Means and Methods for Noise Producing
Activities
Only 28-inch wide, Z-shaped sheet
piles would be installed or removed
with pile-driving equipment during P–
381 construction. The installation of 28inch wide, Z-shaped steel sheet piles
would be installed initially using
vibratory means and then finished with
impact hammers, if necessary. Impact
hammers would also be used to push
obstructions out of the way and where
sediment conditions do not permit the
efficient use of vibratory hammers. Pile
removal activities would use cranes and
vibratory hammers exclusively.
The removal of bedrock and concrete
and the demolition of concrete shutter
panels at Berth 11 and granite blocks
and sheet piles at Berth 1 during P–381
construction would be by mechanical
means. These features would be
demolished using a hydraulic rock
hammer (i.e., hoe ram). The type/size of
rock hammers used would be
determined by the contractor selected to
perform the work.
Two methods of rock excavation
would be used during P–381
construction; DTH excavation and
rotary drilling. During P–381
construction, rotary drilling would be
used to set the casings and pre-drill rock
sockets for DTH cluster drills. DTH
excavation using mono-hammers would
be used to create shafts for rock anchors
and tie downs and for the excavation of
relief holes during mechanical bedrock
removal. For the largest shafts (greater
than 42-inches in diameter), DTH
excavation would use a cluster drill. A
cluster drill uses multiple monohammers within a single bit to
efficiently break up bedrock and create
large diameter holes (see Figure 1–5 in
the Navy’s application).
3155
Concurrent Activities
In order to maintain project
schedules, it is likely that multiple
pieces of equipment would operate at
the same time within the basin. No
ancillary activities are anticipated
during the construction period that
would require unimpeded access to the
super flood basin. Therefore, it is
anticipated that there would be space
available within the project area for
additional construction equipment. A
maximum of 13 pieces of equipment
could potentially operate in the project
area at a single time. While this is an
unlikely scenario, it could occur for a
very brief period. Construction
equipment would be staged along the
perimeter of the super flood basin (Berth
11, Berth 1 and head wall) as well on
multiple barges within the super flood
basin. Table 2 provides a summary of
possible equipment combinations that
could be used simultaneously over the
course of the proposed construction
period.
TABLE 2—SUMMARY OF MULTIPLE EQUIPMENT SCENARIOS
Year
Quantity
2023 ........................
Equipment
5
5
5
5
5
5
6
6
8
10
13
8
5
3
3
3
3
3
3
2
2
2024 ........................
2025 ........................
Rock Hammer (2), Vibratory Hammer (2), Impact Hammer (1).
Rock Hammer (2), Vibratory Hammer (1), Impact Hammer (1), DTH Mono-hammer (1).
Rock Hammer (1), Vibratory Hammer (1), Impact Hammer (1), DTH Mono-hammer (1), Rotary Drill (1).
Rock Hammer (1), Vibratory Hammer (1), DTH Mono-hammer (1), Cluster Drill (2).
Cluster Drill (2), Vibratory Hammer (1), Mono-hammer DTH (1), Rotary Drill (1).
Rock Hammer (1), Impact Hammer (1), DTH Mono-hammer (1), Cluster Drill (2).
Rock Hammer (2), DTH Mono-hammer (2), Cluster Drill (1), Rotary Drill (1).
Rock Hammer (2), Vibratory Hammer (1), DTH Mono-hammer (1), Rotary Drill (2).
Rock Hammer (2), Vibratory Hammer (2), DTH Mono-hammer (2), Cluster Drill (2).
Rock Hammer (3), Vibratory Hammer (2), Impact hammer (1), DTH Mono-hammer (2), Cluster Drill (2).
Rock Hammer (5), Cluster Drill (2), Vibratory Hammer (2), Impact Hammer (1), Mono-hammer DTH (3).
Rock Hammer (2), Vibratory Hammer (2), DTH Mono-hammer (2), Cluster Drill (2).
Cluster Drill (2), DTH mono-hammer (1), Vibratory hammer (1), Impact Hammer (1).
Cluster Drill (2), DTH mono-hammer (1).
Cluster Drill (1), Rotary Drill (1), DTH mono-hammer (1).
Rotary Drill (2), DTH mono-hammer (1).
Cluster Drill (2), DTH mono-hammer (1).
Cluster Drill (1), Rotary Drill (1), DTH mono-hammer (1).
Rotary Drill (2), DTH mono-hammer (1).
Rotary Drill (2).
Cluster Drill (2).
Source: 381 Constructors, 2022.
lotter on DSK11XQN23PROD with PROPOSALS2
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
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reader to these descriptions,
incorporated in this preamble by
reference, instead of reprinting the
information. Additional information
regarding population trends and threats
may be found in NMFS’ Stock
Assessment Reports (SARs;
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’
website (https://
www.fisheries.noaa.gov/find-species).
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Table 3 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
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described in NMFS’ SARs). While no
serious injury or mortality is expected to
occur, PBR and annual serious injury
and mortality from anthropogenic
sources are included here as gross
indicators of the status of the species or
stocks and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All stocks
managed under the MMPA in this
region are assessed in NMFS’ U.S.
Atlantic and Gulf of Mexico SARs. All
values presented in Table 3 are the most
recent available at the time of
publication (including from the 2021
SARs) and are available online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments).
TABLE 3—SPECIES LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES
Common name
Scientific name
MMPA stock
I
ESA/
MMPA
status;
strategic
(Y/N) 1
I
Stock
abundance Nbest,
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
I
I
Order Cetartiodactyla—Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Phocoenidae (porpoises):
Harbor Porpoise ...............
Phocoena phocoena ..............
Gulf of Maine/Bay of Fundy ...
-; N
95,543 (0.31; 74,034; 2016) ..
851
164
61,336 (0.08, 57,637; 2018) ..
27,300 4 (0.22; 22,785; 2016)
7,600,000 (unk,7,100.000,
2019).
593,500 ..................................
1,729
1,389
426,000
339
4,453
178,573
Unknown
1,680
Order Carnivora—Superfamily Pinnipedia
Family Phocidae (earless
seals):
Harbor seal .......................
Gray seal ..........................
Harp seal ..........................
Phoca vitulina .........................
Halichoerus grypus ................
Pagophilus groenlandicus ......
Western North Atlantic ...........
Western North Atlantic ...........
Western North Atlantic ...........
-; N
-; N
-; N
Hooded seal .....................
Cystophora cristata ................
Western North Atlantic ...........
-; N
1 Endangered
Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N.A.).
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
4 This abundance value and the associated PBR value reflect the US population only. Estimated abundance for the entire Western North Atlantic stock, including
animals in Canada, is 451,600. The annual M/SI estimate is for the entire stock.
As indicated above, all five species
(with five managed stocks) in Table 3
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur.
lotter on DSK11XQN23PROD with PROPOSALS2
Harbor Porpoise
Harbor porpoises occur from the
coastline to deep waters (>1,800 m,
5906 ft); Westgate et al., 1998), although
the majority of the population is found
over the continental shelf (Hayes et al.,
2022). Based on genetic analysis, it is
assumed that harbor porpoises in U.S.
and Canadian waters are divided into
four populations, as follows: (1) Gulf of
St. Lawrence; (2) Newfoundland; (3)
Greenland; and (4) Gulf of Maine/Bay of
Fundy (Hayes et al., 2022). For
management purposes in U.S. waters,
harbor porpoises have been divided into
ten stocks along both the East and West
Coasts. In the project area, only the Gulf
of Maine/Bay of Fundy stock of harbor
porpoise may be present. This stock is
found in U.S. and Canadian Atlantic
waters and is concentrated in the
northern Gulf of Maine and southern
Bay of Fundy region, generally in waters
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less than 150 m (492 ft) deep (Hayes et
al., 2022).
The Navy has been collecting data on
marine mammals in the Piscataqua
River since 2017 through construction
monitoring and non-construction
related monthly surveys (2017–2018).
Three harbor porpoises were observed
travelling quickly through the river
channel during marine mammal
monitoring conducted between April
and December 2017 in support of the
Berth 11 Waterfront Improvements
Project (Cianbro, 2018). Two harbor
porpoises were observed during
construction monitoring that occurred
between January 2018 and January 2019
(Cianbro, 2018; Navy, 2019). One harbor
porpoise was observed in March 2017
during non-construction related surveys
conducted on 12 days (one per month)
in 2017, and two harbor porpoises (one
in August and one in November) were
observed in monthly surveys conducted
in 2018 (Naval Facilities Engineering
Systems Command (NAVFAC) MidAtlantic 2018, 2019b). There was one
sighting of a harbor porpoise during P–
310 year 1 monitoring events (May
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through December 2020) (NAVFAC,
2021). No harbor porpoise were sighted
in 2021 (NAVFAC, 2022).
Harbor Seal
Harbor seals are found in all
nearshore waters of the North Atlantic
and North Pacific Oceans and adjoining
seas above about 30° N (Burns, 2009).
They can be found year-round in coastal
waters of eastern Canada and Maine and
occur seasonally (September through
late May) along the coasts of southern
New England to Virginia (Ampela et al.,
2018; Hayes et al., 2022; Jones and Rees,
2020). Overall, there are five recognized
subspecies of harbor seal, two of which
occur in the Atlantic Ocean. The
western Atlantic harbor seal is the
subspecies likely to occur in the
proposed project area. There is some
uncertainty about the overall population
stock structure of harbor seals in the
western North Atlantic Ocean. However,
it is theorized that harbor seals along the
eastern U.S. and Canada are all from a
single population (Temte et al., 1991).
Haulout and pupping sites are located
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lotter on DSK11XQN23PROD with PROPOSALS2
off Manomet, MA and the Isles of
Shoals, ME (Hayes et al., 2022).
Harbor seals are the most abundant
pinniped in the Piscataqua River. The
majority of harbor seals occur along the
Maine coast with a large portion of them
hauling out at the Isles of Shoals (see
Figure 4–1 of the Navy’s application),
which is located approximately 14.5 km
(9 mi) from the project area. There are
no major rookeries near the Navy’s
proposed project area. The closest haulout site is at Hicks Rocks, located
approximately 2.4 km (1.5 mi) from the
proposed project area, but it is on the
opposite side of Seavey Island and not
within the project area. Pupping season
for harbor seals is May to June. No
harbor seal pups were observed during
recent monitoring events conducted in
the area (Cianbro, 2018) as pupping sites
are north of the Maine-New Hampshire
border (Hayes et al., 2022). During
construction monitoring between the
months of April and December 2017,
there were 199 observations of harbor
seals (Cianbro, 2018) in the project area.
A total of 249 harbor seals were
observed during construction
monitoring between the months of
January 2018 and January 2019 for the
same project (Navy, 2019). The primary
behaviors observed during monitoring
were milling that occurred almost 60
percent of the time followed by
swimming and traveling by the
proposed project area at 29 percent and
12 percent, respectively (Cianbro, 2018).
A total of 17 and 83 harbor seals were
observed during the one-day monthly
surveys conducted in 2017 and 2018,
respectively (NAVFAC Mid-Atlantic,
2018; 2019b). Construction monitoring
conducted between May and December
of 2020 and January through December
2021 as part of P–310 recorded 721
harbor seals and 451 harbor seals,
respectively (NAVFAC, 2021; 2022).
Gray Seal
There are three major populations of
gray seals found in the world; eastern
Canada (western North Atlantic stock),
northwestern Europe and the Baltic Sea.
Gray seals in the project area belong to
the western North Atlantic stock. The
range for this stock is from New Jersey
to Labrador. Current population trends
show that gray seal abundance is likely
increasing in the U.S. Atlantic Exclusive
Economic Zone (EEZ) (Hayes et al.,
2022). Although the rate of increase is
unknown, surveys conducted since their
arrival in the 1980s indicate a steady
increase in abundance in both Maine
and Massachusetts (Hayes et al., 2022).
It is believed that recolonization by
Canadian gray seals is the source of the
U.S. population (Hayes et al., 2022).
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In U.S. waters, gray seals have been
observed using an historic pupping site
on Muskeget Island in Massachusetts
since 1988 and on Seal and Green
Islands in Maine since approximately
the mid-1990s. All of these sites are
more than 180 km (112 mi) from the
Shipyard. In general, this species can be
found year-round in the coastal waters
of the Gulf of Maine (Hayes et al., 2022).
During construction monitoring for
the waterfront improvements project,
there were 24 observations of gray seals
within the proposed project area
between the months of April and
December 2017 (Cianbro, 2018) and a
total of 12 observed between January
2018 and January 2019 (Navy, 2019).
Ten of the 12 observations occurred
during the winter months (Navy, 2019).
The primary behavior observed during
surveys was milling at just over 60
percent of the time followed by
swimming within and traveling through
the proposed project area. Gray seals
were observed foraging approximately 5
percent of the time (Cianbro, 2018). The
one-day monthly marine mammal
surveys during 2017 and 2018 recorded
six and three sightings, respectively, of
gray seal (NAVFAC Mid-Atlantic, 2018,
2019b). A total of 47 gray seals were
observed during P–310 year 1
monitoring events from May through
December 2020 (NAVFAC, 2021). In
2021, 21 gray seals were sighted during
monitoring (NAVFAC, 2022). No gray
seal pups were observed during the
surveys (Cianbro, 2018; Navy, 2019) as
pupping sites for gray seals (like harbor
seals) are known to occur north of
Maine-New Hampshire border.
Hooded Seal
Hooded seals are generally found in
deeper waters or on drifting pack ice.
The world population of hooded seals
has been divided into three stocks,
which coincide with specific breeding
areas, as follows: (1) Northwest Atlantic,
(2) Greenland Sea, and (3) White Sea
(Hayes et al., 2022). The hooded seal is
a highly migratory species, and its range
can extend from the Canadian arctic to
Puerto Rico. In U.S. waters, the species
has an increasing presence in the coastal
waters between Maine and Florida
(Hayes et al., 2022). In the U.S., they are
considered members of the western
North Atlantic stock and generally occur
in New England waters from January
through May and further south in the
summer and fall seasons (Hayes et al.,
2022).
Hooded seals are known to occur in
the Piscataqua River; however, they are
not as abundant as the more commonly
observed harbor seal. Anecdotal sighting
information indicates that two hooded
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3157
seals were observed from the Shipyard
in August 2009, but no other
observations have been recorded (Trefry
November 20, 2015). Hooded seals were
not observed during marine mammal
monitoring or survey events that took
place in 2017, 2018, 2020, or 2021
(Cianbro, 2018; NAVFAC Mid-Atlantic
2018, 2019b; Navy 2019; NAVFAC 2021,
2022).
Harp Seal
The harp seal is a highly migratory
species, its range extending throughout
the Arctic and North Atlantic Oceans.
The world’s harp seal population is
separated into three stocks, based on
associations with specific locations of
pagophilic breeding activities: (1) off
eastern Canada, (2) on the West Ice off
eastern Greenland, and (3) in the White
Sea off the coast of Russia. The largest
stock, which includes two herds that
breed either off the coast of
Newfoundland/Labrador or near the
Magdelan Islands in the Gulf of St.
Lawrence, is equivalent to the western
North Atlantic stock. Harp seals that
occur in the United States are
considered members of the western
North Atlantic stock and generally occur
in New England waters from January
through May (Hayes et al., 2022).
Harp seals are known to occur in the
Piscataqua River; however, they are not
as abundant as the more commonly
observed harbor seal and were last
documented in the river in May of 2020.
Two harp seals were sighted on two
separate occasions (on May 12 and May
14, 2020) during construction
monitoring for P–310 (Stantec, 2020).
No pile-driving was occurring at the
time of the sighting. Previous to that, the
last harp seal sighting was in 2016
(NAVFAC Mid-Atlantic, 2016; NMFS,
2016). Harp seals were not observed
during marine mammal monitoring or
survey events that took place in 2017
and 2018 (Cianbro, 2018; NAVFAC MidAtlantic, 2018, 2019b; Navy, 2019). No
harp seals were sighted in 2021
(NAVFAC, 2021, 2022).
Unusual Mortality Events (UMEs)
Between July 2018 and March 2020
elevated numbers of harbor seal and
gray seal mortalities occurred across
Maine, New Hampshire and
Massachusetts. This event was declared
an Unusual Mortality Event (UME).
Seals showing clinical signs were
observed stranding as far south as
Virginia, although not in elevated
numbers. Therefore the UME
investigation encompassed all seal
strandings from Maine to Virginia.
Lastly, ice seals (harp and hooded seals)
also started stranding with clinical
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signs, again not in elevated numbers,
and those two seal species were added
to this UME investigation. Information
on this UME is available online at:
https://www.fisheries.noaa.gov/newengland-mid-atlantic/marine-lifedistress/2018-2020-pinniped-unusualmortality-event-along.
Since July 2022, a second UME of
harbor seals and gray seals in this region
has been declared after elevated
numbers of sick and dead individuals
were documented along the southern
and central coast of Maine from
Biddeford to Boothbay (including
Cumberland, Lincoln, Knox, Sagadahoc
and York Counties). Information on this
UME is available online at: https://
www.fisheries.noaa.gov/2022-pinnipedunusual-mortality-event-along-mainecoast.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018a)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 4.
TABLE 4—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Hearing group
Generalized hearing range *
Low-frequency (LF) cetaceans (baleen whales) ................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) .....................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) (true seals) .............................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) .........................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
lotter on DSK11XQN23PROD with PROPOSALS2
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018a) for a review of
available information.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. The
Estimated Take section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take section, and the Proposed
Mitigation section, to draw conclusions
regarding the likely impacts of these
activities on the reproductive success or
survivorship of individuals and whether
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those impacts are reasonably expected
to, or reasonably likely to, adversely
affect the species or stock through
effects on annual rates of recruitment or
survival.
Acoustic effects on marine mammals
during the specified activity can occur
from impact and vibratory pile
installation and removal, rotary drilling,
DTH, and rock hammering. The effects
of underwater noise from the Navy’s
proposed activities have the potential to
result in Level A and Level B
harassment of marine mammals in the
action area.
Description of Sound Sources
This section contains a brief technical
background on sound, on the
characteristics of certain sound types,
and on metrics used in this proposal
inasmuch as the information is relevant
to the specified activity and to a
discussion of the potential effects of the
specified activity on marine mammals
found later in this document. For
general information on sound and its
interaction with the marine
environment, please see, e.g., Au and
Hastings (2008); Richardson et al.
(1995); Urick (1983).
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Sound travels in waves, the basic
components of which are frequency,
wavelength, velocity, and amplitude.
Frequency is the number of pressure
waves that pass by a reference point per
unit of time and is measured in hertz
(Hz) or cycles per second. Wavelength is
the distance between two peaks or
corresponding points of a sound wave
(length of one cycle). Higher frequency
sounds have shorter wavelengths than
lower frequency sounds, and typically
attenuate (decrease) more rapidly,
except in certain cases in shallower
water. Amplitude is the height of the
sound pressure wave or the ‘‘loudness’’
of a sound and is typically described
using the relative unit of the dB. A
sound pressure level (SPL) in dB is
described as the ratio between a
measured pressure and a reference
pressure (for underwater sound, this is
1 microPascal (mPa)), and is a
logarithmic unit that accounts for large
variations in amplitude; therefore, a
relatively small change in dB
corresponds to large changes in sound
pressure. The source level represents
the SPL referenced at a distance of 1 m
from the source (referenced to 1 mPa),
while the received level is the SPL at
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the listener’s position (referenced to 1
mPa). The received level is the sound
level at the listener’s position. Note that
all underwater sound levels in this
document are referenced to a pressure of
1 mPa and all airborne sound levels in
this document are referenced to a
pressure of 20 mPa.
Root mean square (RMS) is the
quadratic mean sound pressure over the
duration of an impulse. RMS is
calculated by squaring all of the sound
amplitudes, averaging the squares, and
then taking the square root of the
average (Urick, 1983). RMS accounts for
both positive and negative values;
squaring the pressures makes all values
positive so that they may be accounted
for in the summation of pressure levels
(Hastings and Popper, 2005). This
measurement is often used in the
context of discussing behavioral effects,
in part because behavioral effects,
which often result from auditory cues,
may be better expressed through
averaged units than by peak pressures.
Sound exposure level (SEL;
represented as dB referenced to 1
micropascal squared per second (re 1
mPa2–s)) represents the total energy in a
stated frequency band over a stated time
interval or event, and considers both
intensity and duration of exposure. The
per-pulse SEL is calculated over the
time window containing the entire
pulse (i.e., 100 percent of the acoustic
energy). SEL is a cumulative metric; it
can be accumulated over a single pulse,
or calculated over periods containing
multiple pulses. Cumulative SEL
(SELcum) represents the total energy
accumulated by a receiver over a
defined time window or during an
event. Peak sound pressure (also
referred to as zero-to-peak sound
pressure or 0–pk) is the maximum
instantaneous sound pressure
measurable in the water at a specified
distance from the source, and is
represented in the same units as the
RMS sound pressure.
When underwater objects vibrate or
activity occurs, sound-pressure waves
are created. These waves alternately
compress and decompress the water as
the sound wave travels. Underwater
sound waves radiate in a manner similar
to ripples on the surface of a pond and
may be either directed in a beam or
beams or may radiate in all directions
(omnidirectional sources), as is the case
for sound produced by the construction
activities considered here. The
compressions and decompressions
associated with sound waves are
detected as changes in pressure by
aquatic life and man-made sound
receptors such as hydrophones.
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Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
ambient sound, which is defined as the
all-encompassing sound in a given place
and is usually a composite of sound
from many sources both near and far
(American National Standards Institute
standards (ANSI), 1995). The sound
level of a region is defined by the total
acoustical energy being generated by
known and unknown sources. These
sources may include physical (e.g.,
wind and waves, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging,
construction) sound. A number of
sources contribute to ambient sound,
including wind and waves, which are a
main source of naturally occurring
ambient sound for frequencies between
200 Hz and 50 kilohertz (kHz) (Mitson,
1995). In general, ambient sound levels
tend to increase with increasing wind
speed and wave height. Precipitation
can become an important component of
total sound at frequencies above 500 Hz,
and possibly down to 100 Hz during
quiet times. Marine mammals can
contribute significantly to ambient
sound levels, as can some fish and
snapping shrimp. The frequency band
for biological contributions is from
approximately 12 Hz to over 100 kHz.
Sources of ambient sound related to
human activity include transportation
(surface vessels), dredging and
construction, oil and gas drilling and
production, geophysical surveys, sonar,
and explosions. Vessel noise typically
dominates the total ambient sound for
frequencies between 20 and 300 Hz. In
general, the frequencies of
anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels
are created, they attenuate rapidly.
The Shipyard is a dynamic industrial
facility situated on an island with a
narrow separation of waterways
between the installation and the
communities of Kittery and Portsmouth.
The predominant noise sources from
Shipyard industrial operations consist
of dry dock cranes; passing vessels; and
industrial equipment (e.g., forklifts,
loaders, rigs, vacuums, fans, dust
collectors, blower belts, heating, air
conditioning, and ventilation units,
water pumps, and exhaust tubes and
lids). Other components such as
construction, vessel ground support
equipment for maintenance purposes,
vessel traffic across the Piscataqua
River, and vehicle traffic on the
Shipyard’s bridges and on local roads in
Kittery and Portsmouth produce noise,
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but such noise generally represents a
transitory contribution to the average
noise level environment (Blue Ridge
Research and Consulting, 2015; ESS
Group, 2015).
Ambient sound levels recorded at the
Shipyard are considered typical of a
large outdoor industrial facility and vary
widely in space and time (ESS Group,
2015). Thirteen underwater acoustic
recordings were logged in 2017 with
sensors placed in depths of 4.5 m (15 ft)
within the security fencing area of the
Shipyard Berth 11. Recordings ranged
from 140 dB to 161.3 dB peak SPL and
from 128.2 dB to 133.8 dB RMS SPL.
Conditions at which the recordings were
made were with little wind and near
peak tidal flow. A mean SPL of 131 dB
RMS was evenly distributed within the
security fencing area and is consistent
with observations made at other
locations near the Shipyard and
documented background sound levels in
estuarine or tidal locations (Hydrosonic
LLC, 2017). Due to the close proximity
to the Shipyard that measurements were
recorded, ambient underwater noise
levels further into the navigation
channel are likely to be lower.
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the project would
include impact and vibratory pile
installation and removal, rotary drilling,
DTH, and rock hammering. The sounds
produced by these activities fall into
one of two general sound types:
impulsive and non-impulsive (defined
below). The distinction between these
two sound types is important because
they have differing potential to cause
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physical effects, particularly with regard
to hearing (e.g., Ward, 1997 in Southall
et al., 2007). Please see Southall et al.
(2007) for an in-depth discussion of
these concepts.
Impulsive sound sources (e.g.,
explosions, gunshots, sonic booms,
impact pile driving) produce signals
that are brief (typically considered to be
less than one second), broadband, atonal
transients (ANSI, 1986; Harris, 1998;
National Institute for Occupational
Safety and Health (NIOSH), 1998;
International Organization for
Standardization (ISO) 2003; ANSI 2005)
and occur either as isolated events or
repeated in some succession. Impulsive
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features.
Non-impulsive sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these nonimpulsive sounds can be transient
signals of short duration but without the
essential properties of impulses (e.g.,
rapid rise time). Examples of nonimpulsive sounds include those
produced by vessels, aircraft, machinery
operations such as drilling or dredging,
vibratory pile driving, and active sonar
systems. The duration of such sounds,
as received at a distance, can be greatly
extended in a highly reverberant
environment.
Impact and vibratory hammers would
be used on this project. Impact hammers
operate by repeatedly dropping and/or
pushing a heavy piston onto a pile to
drive the pile into the substrate. Sound
generated by impact hammers is
characterized by rapid rise times and
high peak levels, a potentially injurious
combination (Hastings and Popper,
2005). Vibratory hammers install piles
by vibrating them and allowing the
weight of the hammer to push them into
the sediment. Vibratory hammers
produce significantly less sound than
impact hammers. Peak SPLs may be 180
dB or greater, but are generally 10 to 20
dB lower than SPLs generated during
impact pile driving of the same-sized
pile (Oestman et al., 2009). Rise time is
slower, reducing the probability and
severity of injury, and sound energy is
distributed over a greater amount of
time (Nedwell and Edwards, 2002;
Carlson et al., 2005). Vibratory pile
drivers will be used to the greatest
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extent possible during the Navy’s
proposed construction activities to
minimize high SPLs associated with
impact pile driving.
Hydraulic rock hammers (i.e., hoe
rams) will be used for removal and
demolition purposes. These tools are
impact devices designed to break rock
or concrete. A rock hammer operates by
using a chisel-like hammer to rapidly
strike an exposed surface to break it up
into smaller pieces that will be removed
by a clamshell dredge or bucket
excavator, as appropriate. Few data exist
regarding the underwater sounds
produced by rock hammers. Data
reported by Escude (2012), however,
suggest that the sounds produced by hoe
rams are comparable to impact
hammers. Therefore, for the purposes of
this analysis, it is assumed that
hydraulic rock hammers act as an
impulsive source characterized by rapid
rise times and high peak levels.
DTH systems, involving both monohammers and cluster-hammers, and
rotary drills will also be used during the
proposed construction. In rotary
drilling, the drill bit rotates on the rock
while the drill rig applies pressure. The
bit rotates and grinds continuously to
fracture the rock and create a hole.
Rotary drilling is considered a nonimpulsive noise source, similar to
vibratory pile driving. A DTH hammer
is essentially a drill bit that drills
through the bedrock using a rotating
function like a normal drill, in concert
with a hammering mechanism operated
by a pneumatic (or sometimes
hydraulic) component integrated into to
the DTH hammer to increase speed of
progress through the substrate (i.e., it is
similar to a ‘‘hammer drill’’ hand tool).
Rock socketing involves using DTH
equipment to create a hole in the
bedrock inside which the pile is placed
to give it lateral and longitudinal
strength. The sounds produced by the
DTH methods contain both a continuous
non-impulsive component from the
drilling action and an impulsive
component from the hammering effect.
Therefore, we treat DTH systems as both
impulsive and continuous, nonimpulsive sound source types
simultaneously.
The likely or possible impacts of the
Navy’s proposed activities on marine
mammals could involve both nonacoustic and acoustic stressors.
Potential non-acoustic stressors could
result from the physical presence of the
equipment and personnel; however,
given there are no known pinniped
haul-out sites in the vicinity of the
Shipyard, visual and other non-acoustic
stressors would be limited, and any
impacts to marine mammals are
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expected to primarily be acoustic in
nature.
Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving or drilling is the primary
means by which marine mammals may
be harassed from the Navy’s specified
activity. In general, animals exposed to
natural or anthropogenic sound may
experience physical and psychological
effects, ranging in magnitude from none
to severe (Southall et al., 2007, 2019). In
general, exposure to pile driving or
drilling noise has the potential to result
in auditory threshold shifts and
behavioral reactions (e.g., avoidance,
temporary cessation of foraging and
vocalizing, changes in dive behavior).
Exposure to anthropogenic noise can
also lead to non-observable
physiological responses such an
increase in stress hormones. Additional
noise in a marine mammal’s habitat can
mask acoustic cues used by marine
mammals to carry out daily functions
such as communication and predator
and prey detection. The effects of pile
driving or drilling noise on marine
mammals are dependent on several
factors, including, but not limited to,
sound type (e.g., impulsive vs. nonimpulsive), the species, age and sex
class (e.g., adult male vs. mom with
calf), duration of exposure, the distance
between the pile and the animal,
received levels, behavior at time of
exposure, and previous history with
exposure (Wartzok et al., 2004; Southall
et al., 2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018a). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018a), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
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how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral). When
analyzing the auditory effects of noise
exposure, it is often helpful to broadly
categorize sound as either impulsive or
non-impulsive. When considering
auditory effects, vibratory pile driving
and rotary drilling are considered nonimpulsive sources while impact pile
driving and rock hammering are treated
as an impulsive source. DTH is
considered to have both non-impulsive
and impulsive components.
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS, 2018). Available data from
humans and other terrestrial mammals
indicate that a 40 dB threshold shift
approximates PTS onset (see Ward et
al., 1958, 1959; Ward, 1960; Kryter et
al., 1966; Miller, 1974; Ahroon et al.,
1996; Henderson et al., 2008). PTS
levels for marine mammals are
estimates, as with the exception of a
single study unintentionally inducing
PTS in a harbor seal (Kastak et al.,
2008), there are no empirical data
measuring PTS in marine mammals
largely due to the fact that, for various
ethical reasons, experiments involving
anthropogenic noise exposure at levels
inducing PTS are not typically pursued
or authorized (NMFS, 2018).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS,
2018). Based on data from cetacean TTS
measurements (see Southall et al. 2007),
a TTS of 6 dB is considered the
minimum threshold shift clearly larger
than any day-to-day or session-tosession variation in a subject’s normal
hearing ability (Schlundt et al., 2000;
Finneran et al., 2000, 2002). As
described in Finneran (2015), marine
mammal studies have shown the
amount of TTS increases with SELcum
in an accelerating fashion: at low
exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
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TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans, but such
relationships are assumed to be similar
to those in humans and other terrestrial
mammals. PTS typically occurs at
exposure levels at least several decibels
above (a 40-dB threshold shift
approximates PTS onset; e.g., Kryter et
al., 1966; Miller, 1974) that inducing
mild TTS (a 6-dB threshold shift
approximates TTS onset; e.g., Southall
et al., 2007). Based on data from
terrestrial mammals, a precautionary
assumption is that the PTS thresholds
for impulsive sounds (such as impact
pile driving pulses as received close to
the source) are at least 6 dB higher than
the TTS threshold on a peak-pressure
basis and PTS cumulative sound
exposure level thresholds are 15 to 20
dB higher than TTS cumulative sound
exposure level thresholds (Southall et
al., 2007). Given the higher level of
sound or longer exposure duration
necessary to cause PTS as compared
with TTS, it is considerably less likely
that PTS could occur.
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter, 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. Currently,
TTS data only exist for four species of
cetaceans (bottlenose dolphin), beluga
whale (Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
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3161
(Neophocoena asiaeorientalis)) and five
species of pinnipeds exposed to a
limited number of sound sources (i.e.,
mostly tones and octave-band noise) in
laboratory settings (Finneran, 2015).
TTS was not observed in trained spotted
(Phoca largha) and ringed (Pusa
hispida) seals exposed to impulsive
noise at levels matching previous
predictions of TTS onset (Reichmuth et
al., 2016). In general, harbor seals and
harbor porpoises have a lower TTS
onset than other measured pinniped or
cetacean species (Finneran, 2015).
Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes. For
summaries of data on TTS in marine
mammals or for further discussion of
TTS onset thresholds, please see
Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and
Table 5 in NMFS (2018).
Behavioral Harassment—Exposure to
noise from pile driving and drilling also
has the potential to behaviorally disturb
marine mammals. Behavioral
disturbance may include a variety of
effects, including subtle changes in
behavior (e.g., minor or brief avoidance
of an area or changes in vocalizations),
more conspicuous changes in similar
behavioral activities, and more
sustained and/or potentially severe
reactions, such as displacement from or
abandonment of high-quality habitat.
Disturbance may result in changing
durations of surfacing and dives,
changing direction and/or speed;
reducing/increasing vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); eliciting a visible startle
response or aggressive behavior (such as
tail/fin slapping or jaw clapping);
avoidance of areas where sound sources
are located. Pinnipeds may increase
their haul out time, possibly to avoid inwater disturbance (Thorson and Reyff,
2006). Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2003; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
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depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Please see Appendices B and C of
Southall et al. (2007) and Gomez et al.
(2016) for reviews of studies involving
marine mammal behavioral responses to
sound.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2003). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted above, behavioral state may
affect the type of response. For example,
animals that are resting may show
greater behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; National Research Council (NRC),
2003; Wartzok et al., 2003). Controlled
experiments with captive marine
mammals have showed pronounced
behavioral reactions, including
avoidance of loud sound sources
(Ridgway et al., 1997; Finneran et al.,
2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically seismic airguns or
acoustic harassment devices) have been
varied but often consist of avoidance
behavior or other behavioral changes
suggesting discomfort (Morton and
Symonds, 2002; see also Richardson et
al., 1995; Nowacek et al., 2007).
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
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sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
alteration of foraging behavior, effects to
breathing, interference with or alteration
of vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Costa et al.,
2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,b).
Variations in dive behavior may reflect
interruptions in biologically significant
activities (e.g., foraging) or they may be
of little biological significance. The
impact of an alteration to dive behavior
resulting from an acoustic exposure
depends on what the animal is doing at
the time of the exposure and the type
and magnitude of the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
Variations in respiration naturally
vary with different behaviors and
alterations to breathing rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Various studies have shown that
respiration rates may either be
unaffected or could increase, depending
on the species and signal characteristics,
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again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al., 2001,
2005, 2006; Gailey et al., 2007).
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
humpback whales and killer whales
have been observed to increase the
length of their songs (Miller et al., 2000;
Fristrup et al., 2003; Foote et al., 2004),
while right whales (Eubalaena glacialis)
have been observed to shift the
frequency content of their calls upward
while reducing the rate of calling in
areas of increased anthropogenic noise
(Parks et al., 2007). In some cases,
animals may cease sound production
during production of aversive signals
(Bowles et al., 1994).
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from seismic surveys (Malme et al.,
1984). Avoidance may be short-term,
with animals returning to the area once
the noise has ceased (e.g., Bowles et al.,
1994; Goold, 1996; Stone et al., 2000;
Morton and Symonds, 2002; Gailey et
al., 2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
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Heithaus, 1996, Bowers et al., 2018).
The result of a flight response could
range from brief, temporary exertion and
displacement from the area where the
signal provokes flight to, in extreme
cases, marine mammal strandings
(Evans and England, 2001). However, it
should be noted that response to a
perceived predator does not necessarily
invoke flight (Ford and Reeves, 2008),
and whether individuals are solitary or
in groups may influence the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fish
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
Purser and Radford, 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day
period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than one day and not
recurring on subsequent days is not
considered particularly severe unless it
could directly affect reproduction or
survival (Southall et al., 2007). Note that
there is a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
Stress responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
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responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
For example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
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North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003), however distress is an unlikely
result of this project based on
observations of marine mammals during
previous, similar construction projects.
Auditory Masking—Since many
marine mammals rely on sound to find
prey, moderate social interactions, and
facilitate mating (Tyack, 2008), noise
from anthropogenic sound sources can
interfere with these functions, but only
if the noise spectrum overlaps with the
hearing sensitivity of the marine
mammal (Southall et al., 2007; Clark et
al., 2009; Hatch et al., 2012). Chronic
exposure to excessive, though not highintensity, noise could cause masking at
particular frequencies for marine
mammals that utilize sound for vital
biological functions (Clark et al., 2009).
Acoustic masking is when other noises
such as from human sources interfere
with an animal’s ability to detect,
recognize, or discriminate between
acoustic signals of interest (e.g., those
used for intraspecific communication
and social interactions, prey detection,
predator avoidance, navigation)
(Richardson et al., 1995; Erbe et al.,
2016). Therefore, under certain
circumstances, marine mammals whose
acoustical sensors or environment are
being severely masked could also be
impaired from maximizing their
performance fitness in survival and
reproduction. The ability of a noise
source to mask biologically important
sounds depends on the characteristics of
both the noise source and the signal of
interest (e.g., signal-to-noise ratio,
temporal variability, direction), in
relation to each other and to an animal’s
hearing abilities (e.g., sensitivity,
frequency range, critical ratios,
frequency discrimination, directional
discrimination, age or TTS hearing loss),
and existing ambient noise and
propagation conditions.
Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
man-made, it may be considered
harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
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exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009)
and may result in energetic or other
costs as animals change their
vocalization behavior (e.g., Miller et al.,
2000; Foote et al., 2004; Parks et al.,
2007; Di Iorio and Clark, 2009; Holt et
al., 2009). Masking can be reduced in
situations where the signal and noise
come from different directions
(Richardson et al., 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Houser and Moore, 2014). Masking can
be tested directly in captive species
(e.g., Erbe, 2008), but in wild
populations it must be either modeled
or inferred from evidence of masking
compensation. There are few studies
addressing real-world masking sounds
likely to be experienced by marine
mammals in the wild (e.g., Branstetter et
al., 2013).
Marine mammals in the Piscataqua
River are exposed to anthropogenic
noise which may lead to some
habituation, but is also a source of
masking. Vocalization changes may
result from a need to compete with an
increase in background noise and
include increasing the source level,
modifying the frequency, increasing the
call repetition rate of vocalizations, or
ceasing to vocalize in the presence of
increased noise (Hotchkin and Parks,
2013).
Masking is more likely to occur in the
presence of broadband, relatively
continuous noise sources. Energy
distribution of pile driving covers a
broad frequency spectrum, and sound
from pile driving would be within the
audible range of pinnipeds and
cetaceans present in the proposed action
area. While some construction during
the Navy’s activities may mask some
acoustic signals that are relevant to the
daily behavior of marine mammals, the
short-term duration and limited areas
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affected make it very unlikely that
survival would be affected.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with construction activities that have
the potential to cause behavioral
harassment, depending on their distance
from these activities. Airborne noise
would primarily be an issue for
pinnipeds that are swimming or hauled
out near the project site within the range
of noise levels elevated above airborne
acoustic criteria. Although pinnipeds
are known to haul-out regularly on manmade objects, we believe that incidents
of take resulting solely from airborne
sound are unlikely due to the sheltered
proximity between the proposed project
area and the haulout sites (e.g., Hicks
Rocks located on the opposite side of
the island where activities are
occurring). Cetaceans are not expected
to be exposed to airborne sounds that
would result in harassment as defined
under the MMPA.
We recognize that pinnipeds in the
water could be exposed to airborne
sound that may result in behavioral
harassment when looking with their
heads above water. Most likely, airborne
sound would cause behavioral
responses similar to those discussed
above in relation to underwater sound.
For instance, anthropogenic sound
could cause hauled-out pinnipeds to
exhibit changes in their normal
behavior, such as reduction in
vocalizations, or cause them to
temporarily abandon the area and move
further from the source. However, these
animals would previously have been
‘taken’ because of exposure to
underwater sound above the behavioral
harassment thresholds, which are in all
cases larger than those associated with
airborne sound. Thus, the behavioral
harassment of these animals is already
accounted for in these estimates of
potential take. Therefore, we do not
believe that authorization of incidental
take resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further here.
Potential Effects on Marine Mammal
Habitat
Water quality—Temporary and
localized reduction in water quality will
occur as a result of in-water
construction activities. Most of this
effect will occur during the installation
and removal of piles and bedrock
removal when bottom sediments are
disturbed. The installation and removal
of piles and bedrock removal and
dredging will disturb bottom sediments
and may cause a temporary increase in
suspended sediment in the project area.
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Using available information collected
from a project in the Hudson River, piledriving activities are anticipated to
produce total suspended sediment (TSS)
concentrations of approximately 5.0 to
10.0 milligrams per liter (mg/L) above
background levels within approximately
91 m (300 ft) of the pile being driven
(Federal Highway Administration,
2012). During pile extraction, sediment
attached to the pile moves vertically
through the water column until
gravitational forces cause it to slough off
under its own weight. The small
resulting sediment plume is expected to
settle out of the water column within a
few hours. Studies of the effects of
turbid water on fish (marine mammal
prey) suggest that concentrations of
suspended sediment can reach
thousands of milligrams per liter before
an acute toxic reaction is expected
(Burton, 1993). The TSS levels expected
for pile-driving or removal (5.0 to 10.0
mg/L) are below those shown to have
adverse effects on fish (580.0 mg/L for
the most sensitive species, with 1,000.0
mg/L more typical) and benthic
communities (390.0 mg/L;
Environmental Protection Agency,
1986).
Impacts to water quality from DTH
mono-hammers are expected to be
similar to those described for pile
driving. Impacts to water quality would
be localized and temporary and would
have negligible impacts on marine
mammal habitat. The cluster drill
system and rotary drilling of shafts
would have negligible impacts on water
quality from sediment resuspension
because the system would operate
within a casing set into the bedrock. The
cluster drill would collect excavated
material inside of the apparatus where
it would be lifted to the surface and
placed onto a barge for subsequent
disposal.
TSS concentrations associated with
mechanical clamshell bucket dredging
operations have been shown to range
from 105 mg/L in the middle of the
water column to 445 mg/L near the
bottom (210 mg/L, depth-averaged)
(Army Corps of Engineers, 2001).
Furthermore, a study by Burton (1993)
measured TSS concentrations at
distances of 152, 305, 610, and 1006 m
(500, 1,000, 2,000, and 3,300 ft) from
dredge sites in the Delaware River and
were able to detect concentrations
between 15 mg/L and 191 mg/L up to
610 m (2,000 ft) from the dredge site. In
support of the New York/New Jersey
Harbor Deepening Project, the U.S.
Army Corps of Engineers conducted
extensive monitoring of mechanical
dredge plumes (Army Corps of
Engineers, 2015). Independent of bucket
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type or size, plumes dissipated to
background levels within 183 m (600 ft)
of the source in the upper water column
and 732 m (2,400 ft) in the lower water
column. Based on these studies,
elevated suspended sediment
concentrations at several hundreds of
mg/L above background may be present
in the immediate vicinity of the bucket,
but would settle rapidly within a 732 m
(2,400 ft) radius of the dredge location.
The TSS levels expected for mechanical
dredging (up to 445.0 mg/L) are below
those shown to have adverse effect on
fish (typically up to 1,000.0 mg/L; see
summary of scientific literature in
Burton 1993, Wilber and Clarke 2001).
Effects to turbidity and sedimentation
are expected to be short-term, minor,
and localized. Since the currents are so
strong in the area, following the
completion of sediment-disturbing
activities, suspended sediments in the
water column should dissipate and
quickly return to background levels in
all construction scenarios. Turbidity
within the water column has the
potential to reduce the level of oxygen
in the water and irritate the gills of prey
fish species in the proposed project
area. However, turbidity plumes
associated with the project would be
temporary and localized, and fish in the
proposed project area would be able to
move away from and avoid the areas
where plumes may occur. Therefore, it
is expected that the impacts on prey fish
species from turbidity, and therefore on
marine mammals, would be minimal
and temporary. In general, the area
likely impacted by the proposed
construction activities is relatively small
compared to the available marine
mammal habitat in Great Bay Estuary.
Potential Effects on Prey—Sound may
affect marine mammals through impacts
on the abundance, behavior, or
distribution of prey species (e.g.,
crustaceans, cephalopods, fish,
zooplankton). Marine mammal prey
varies by species, season, and location
and, for some, is not well documented.
Studies regarding the effects of noise on
known marine mammal prey are
described here.
Fish utilize the soundscape and
components of sound in their
environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick and Mann, 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
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overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds that are
especially strong and/or intermittent
low-frequency sounds. Short duration,
sharp sounds can cause overt or subtle
changes in fish behavior and local
distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish; several are
based on studies in support of large,
multiyear bridge construction projects
(e.g., Scholik and Yan, 2001, 2002;
Popper and Hastings, 2009). Several
studies have demonstrated that impulse
sounds might affect the distribution and
behavior of some fishes, potentially
impacting foraging opportunities or
increasing energetic costs (e.g., Fewtrell
and McCauley, 2012; Pearson et al.,
1992; Skalski et al., 1992; Santulli et al.,
1999; Paxton et al., 2017). However,
some studies have shown no or slight
reaction to impulse sounds (e.g., Pena et
al., 2013; Wardle et al., 2001; Jorgenson
and Gyselman, 2009; Cott et al., 2012).
More commonly, though, the impacts of
noise on fish are temporary.
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality (summarized in Popper et al.,
2014). However, in most fish species,
hair cells in the ear continuously
regenerate and loss of auditory function
likely is restored when damaged cells
are replaced with new cells. Halvorsen
et al. (2012a) showed that a TTS of 4–
6 dB was recoverable within 24 hours
for one species. Impacts would be most
severe when the individual fish is close
to the source and when the duration of
exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
The greatest potential impact to fish
during construction would occur during
impact pile driving, rock hammering,
and DTH excavation (DTH monohammer and cluster drill). However, the
duration of impact pile driving would
be limited to the final stage of
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installation (‘‘proofing’’) after the pile
has been driven as close as practicable
to the design depth with a vibratory
driver. In-water construction activities
would only occur during daylight hours
allowing fish to forage and transit the
project area in the evening.
Additionally, the Back Channel of the
Piscataqua River would be unaffected by
construction activities and would
provide a pathway for unrestricted fish
movement. Vibratory pile driving and
rock hammering would possibly elicit
behavioral reactions from fish such as
temporary avoidance of the area but is
unlikely to cause injuries to fish or have
persistent effects on local fish
populations. In addition, it should be
noted that the area in question is lowquality habitat since it is already highly
developed and experiences a high level
of anthropogenic noise from normal
Shipyard operations and other vessel
traffic. In general, impacts on marine
mammal prey species are expected to be
minor and temporary.
In-Water Construction Effects on
Potential Foraging Habitat
The proposed activities would not
result in permanent impacts to habitats
used directly by marine mammals. The
total seafloor area affected by pile
installation and removal is a very small
area compared to the vast foraging area
available to marine mammals outside
this project area. Construction would
have minimal permanent and temporary
impacts on benthic invertebrate species,
a marine mammal prey source. Benthic
invertebrates that are commonly prey
for marine mammals, such as squid
species, were not detected during a 2014
benthic survey of the proposed project
area (CR Environmental, Inc., 2014). The
majority of direct benthic habitat loss
previously occurred with the permanent
loss of approximately 3.5 acres of
benthic habitat from construction of the
super flood basin (P–310). The water
surface of Great Bay Estuary extends
approximately 4.45 square mi
(124,000,000 square ft) at low tide
(Mills, No date). Therefore, that loss of
approximately 152,000 square ft
represented approximately one-tenth of
1 percent of the benthic habitat in the
estuary at low tide. Additional areas
that would be permanently removed by
the multifunctional expansion of Dry
Dock 1 (P- 381) are either previously
impacted by P–310 construction
activities or beneath and adjacent to the
existing berths along the Shipyard’s
industrial waterfront and are regularly
disturbed as part of the construction
dredging to maintain safe navigational
depths. Further, vessel activity at the
berths creates minor disturbances of
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benthic habitats (e.g., vessel propeller
wakes) during waterfront operations.
Therefore, impacts of the project are not
likely to have adverse effects on marine
mammal foraging habitat in the
proposed project area.
The area impacted by the project is
relatively small compared to the
available habitat just outside the project
area, and there are no areas of particular
importance that would be impacted by
this project. Any behavioral avoidance
by fish of the disturbed area would still
leave significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. As described in the
preceding, the potential for the Navy’s
construction to affect the availability of
prey to marine mammals or to
meaningfully impact the quality of
physical or acoustic habitat is
considered to be insignificant.
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Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this LOA,
which will inform both NMFS’
consideration of ‘‘small numbers’’ and
NMFS’ negligible impact
determinations.
As described previously, no serious
injury or mortality is anticipated or
proposed to be authorized for this
activity. Harassment is the only type of
take expected to result from these
activities. Except with respect to certain
activities not pertinent here, section
3(18) of the MMPA defines
‘‘harassment’’ as any act of pursuit,
torment, or annoyance, which (i) has the
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) has the potential
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of behavioral patterns,
including, but not limited to, migration,
breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
acoustic sources (i.e., impact and
vibratory pile installation and removal,
rotary drilling, DTH, and rock
hammering) has the potential to result
in disruption of behavioral patterns for
individual marine mammals. There is
also some potential for auditory injury
(Level A harassment) to result, primarily
for high frequency species and/or
phocids because predicted auditory
injury zones are larger than for midfrequency species and/or otariids. The
proposed mitigation and monitoring
measures are expected to minimize the
severity of the taking to the extent
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practicable. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, 2021, Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 120 dB (referenced to 1
micropascal (re 1 mPa)) for continuous
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(e.g., vibratory pile-driving, drilling) and
above RMS SPL 160 dB re 1 mPa for nonexplosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking,
Level B harassment take estimates based
on these behavioral harassment
thresholds are expected to include any
likely takes by TTS as, in most cases,
the likelihood of TTS occurs at
distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
The Navy’s proposed activity includes
the use of continuous (vibratory pile
driving/removal, rotary drilling) and
intermittent (impact pile driving, rock
hammering) sources, and therefore the
RMS SPL thresholds of 120 and 160 dB
re 1 mPa, respectively, are applicable.
DTH systems have both continuous and
intermittent components as discussed in
the Description of Sound Sources
section above. When evaluating Level B
harassment, NMFS recommends treating
DTH as a continuous source and
applying the RMS SPL thresholds of 120
dB re 1 mPa (see NMFS recommended
guidance on DTH systems at https://
media.fisheries.noaa.gov/2022-11/
PUBLIC%20DTH%20
Basic%20Guidance_
November%202022.pdf; NMFS, 2022).
Level A Harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). The Navy’s proposed
activity includes the use of impulsive
(impact pile driving, rock hammering,
DTH) and non-impulsive (vibratory pile
driving/removal, rotary drilling, DTH)
sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS’ 2018 Technical
Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
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TABLE 5—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI, 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., impact pile driving,
vibratory pile driving, vibratory pile
removal, rotary drilling, rock
hammering, and DTH).
Sound Source Levels of Proposed
Activities—The intensity of pile driving
sounds is greatly influenced by factors
such as the type of piles, hammers, and
the physical environment (e.g.,
sediment type) in which the activity
takes place. The Navy evaluated sound
source level (SL) measurements
available for certain pile types and sizes
from similar environments from other
Navy pile driving projects, including
from past projects conducted at the
Shipyard, and used them as proxy SLs
to determine reasonable SLs likely to
result from the pile driving and drilling
activities in their application. Projects
reviewed were those most similar to the
specified activity in terms of drilling
and rock hammering activities, type and
size of piles installed, method of pile
installation, and substrate conditions.
Some of the proxy source levels
proposed by the Navy are expected to be
more conservative as compared to what
may be realized by the actual pile
driving to take place, as the values are
from larger pile sizes. In some instances,
for reasons described below, NMFS
relied on alternative proxy SLs in our
evaluation of the impacts of the Navy’s
proposed activities on marine mammals
(Table 6). Note that the source levels in
this Table represent the SPL referenced
at a distance of 10 m from the source.
TABLE 6—SUMMARY OF UNATTENUATED IN-WATER PILE DRIVING SOURCE LEVELS
Installation method
Pile diameter
Casing/Socket .......................................
Rotary Drill ............................................
Shaft ......................................................
DTH Cluster Drill ..................................
126-inch ................
102-inch ................
84-inch ..................
108-inch ................
NA
NA
NA
NA
84-inch ..................
NA
78-inch ..................
NA
72-inch ..................
NA
9-inch ....................
4 to 6-inch .............
28-inch 1 ................
28-inch 2 ................
25-inch 3 ................
NA .........................
172
170
211
NA
NA
197
Rock anchor ..........................................
Relief hole .............................................
Z-shaped Sheet ....................................
Bedrock and concrete demolition .........
lotter on DSK11XQN23PROD with PROPOSALS2
Peak SPL
(dB re 1 μPa)
Pile type
DTH mono-hammer ..............................
DTH mono-hammer ..............................
Impact ...................................................
Vibratory ...............................................
Vibratory ...............................................
Rock Hammer 4 ....................................
RMS SPL
(dB re 1 μPa)
154 (169 at 1 m) ...
154 (169 at 1 m) ...
154 (169 at 1 m) ...
201.6 5 (Level A) ...
1746 (Level B)
196.7 5 (Level A) ...
174 6 (Level B)
195.2 5 (Level A) ...
174 6 (Level B)
193.7 5 (Level A) ...
174 6 (Level B)
167 ........................
156 6 ......................
196 ........................
167 ........................
167 ........................
186 4 ......................
SELss
(dB re 1 μPa2 sec)
NA
NA
NA
NA
NA
181
NA
146
144
181
167
167
4 171
1 An appropriate proxy value for impact driving 28-inch wide, Z-shaped sheet piles is not available, so a value for 30-inch steel pipe piles was used as a proxy
value (NAVFAC SW, 2020 [p. A–4]).
2 An appropriate proxy value for vibratory pile driving 28-inch wide, Z-shaped sheet piles is not available, so a value for 30-inch steel pipe piles was used as a
proxy value (Navy, 2015 [p. 14]).
3 An appropriate proxy value for vibratory pile driving 25-inch sheet piles is not available, so the value for 28-inch wide, Z-shaped sheet piles was used as a proxy.
4 Escude, 2012.
5 RMS SPL values were derived from regression and extrapolation calculations of existing data by NMFS.
6 SPLs vary from those proposed in the Navy’s application as the NMFS DTH recommended guidance updated the source level proxy it recommends for some
DTH systems after the Navy’s application was deemed adequate and complete (NMFS, 2022).
Notes: All SPLs are unattenuated and represent the SPL referenced at a distance of 10 m from the source; NA = Not applicable; single strike SEL are the proxy
source levels for impact pile driving used to calculate distances to PTS; dB re 1 μPa = decibels (dB) referenced to a pressure of 1 microPascal, measures underwater
SPL.; dB re 1 μPa2-sec = dB referenced to a pressure of 1 microPascal squared per second, measures underwater SEL.
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With regards to the proxy values
summarized in Table 6, very little
information is available regarding
source levels for in-water rotary drilling
activities. As a conservative measure
and to be consistent with previously
issued IHAs for similar projects in the
region, a proxy of 154 dB RMS is
proposed for all rotary drilling activities
(Dazey, 2012).
NMFS recommends treating DTH
systems as both impulsive and
continuous, non-impulsive sound
source types simultaneously. Thus,
impulsive thresholds are used to
evaluate Level A harassment, and the
continuous threshold is used to evaluate
Level B harassment. The Navy
consulted with NMFS to obtain the
appropriate proxy values for DTH
mono- and cluster-hammers. With
regards to DTH mono-hammers, NMFS
recommended proxy levels for Level A
harassment based on available data
regarding DTH systems of similar sized
piles and holes (Table 6) (Denes et al.,
2019; Guan and Miner, 2020; Reyff and
Heyvaert, 2019; Reyff, 2020; Heyvaert
and Reyff, 2021). No hydroacoustic data
exist for cluster DTH systems; therefore,
NMFS recommends proxy values based
off of regression and extrapolation
calculations of existing data for monohammers until hydroacoustic data on
DTH cluster drills be obtained (NMFS,
2022). Because of the high number of
hammers and strikes for this system,
DTH cluster drills were treated as a
continuous sound source for the time
component of Level A harassment (i.e.,
for the entire duration DTH cluster
drills are operational, they were
considered to be producing strikes,
rather than indicating the number of
strikes per second, which was
unknown), but still used the impulsive
thresholds.
At the time of the Navy’s application
submission, NMFS recommended that
the RMS SPL at 10 m should be 167 dB
when evaluating Level B harassment
(Heyvaert and Reyff, 2021 as cited in
NMFS, 2021b) for all DTH pile/hole
sizes. However, since that time, NMFS
has received additional clarifying
information regarding DTH data
presented in Reyff and Heyvaert (2019)
and Reyff (2020) that allows for different
RMS SPL at 10 m to be recommended
for piles/holes of varying diameters
(NMFS, 2022). Therefore, NMFS
proposes to use the following proxy
RMS SPLs at 10 m to evaluate Level B
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18:52 Jan 17, 2023
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harassment from this sound source in
this analysis (Table 6): 156 dB RMS for
the 4 to 6 inch mono hammers (Reyff
and Heyvaert, 2019; Reyff, 2020), 167
dB RMS for the 9 inch mono-hammers
(Heyvaert and Reyff, 2021), and 174 dB
RMS for all DTH cluster drills greater or
equal to 74 inches (Reyff and Heyvaert,
2019; Reyff, 2020). See Footnote 6 to
Table 6.
Rock hammering is analyzed as an
impulsive noise source. For purposes of
this analysis, it is assumed that the
hammer would have a maximum strike
rate of 460 strikes per minute and would
operate for a maximum duration of 15
minutes before needing to reposition or
stop to check progress. Therefore, noise
impacts for rock hammering activities
are assessed using the number of blows
per 15-minute interval (6,900 blows)
and the number of 15-minute intervals
anticipated over the course of the day
based on the durations provided in
Tables 1, 7, and 8. As with rotary
drilling, very little information is
available regarding source levels
associated with nearshore rock
hammering. In previous IHAs related to
the Shipyard, NMFS relied on
preliminary measurements from the
Tappan Zee Bridge replacement project
(Reyff, 2018a, 2018b) as well as data
from a WSDOT concrete pier demolition
project (Escude, 2012) to inform proxy
SLs for rock hammering. However, a few
discrepancies in the preliminary data of
the Tappan Zee Bridge reports have
been identified resulting from NMFS’
further inspection into the report’s data.
Therefore, NMFS proposes to use the
SLs reported only from the Escude
(2012) concrete pier demolition project
as proxy values for rock hammering
activities associated with P–381 (Table
6).
Level B Harassment Zones—
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * log10 (R1/R2),
Where:
B = transmission loss coefficient (assumed to
be 15)
R1 = the distance of the modeled SPL from
the driven pile, and
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R2 = the distance from the driven pile of the
initial measurement.
This formula neglects loss due to
scattering and absorption, which is
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably the
water bathymetry and presence or
absence of reflective or absorptive
conditions including in-water structures
and sediments. The recommended TL
coefficient for most nearshore
environments is the practical spreading
value of 15. This value results in an
expected propagation environment that
would lie between spherical and
cylindrical spreading loss conditions,
which is the most appropriate
assumption for the Navy’s proposed
construction activities in the absence of
specific modelling. All Level B
harassment isopleths are reported in
Tables 7 and 8 considering RMS SLs.
Level A Harassment Zones—The
ensonified area associated with Level A
harassment is more technically
challenging to predict due to the need
to account for a duration component.
Therefore, NMFS developed an optional
User Spreadsheet tool to accompany the
Technical Guidance that can be used to
relatively simply predict an isopleth
distance for use in conjunction with
marine mammal density or occurrence
to help predict potential takes. We note
that because of some of the assumptions
included in the methods underlying this
optional tool, we anticipate that the
resulting isopleth estimates are typically
going to be overestimates of some
degree, which may result in an
overestimate of potential take by Level
A harassment. However, this optional
tool offers the best way to estimate
isopleth distances when more
sophisticated modeling methods are not
available or practical. For stationary
sources (such as from impact and
vibratory pile driving, drilling, DTH,
and rock hammering), the optional User
Spreadsheet tool predicts the distance at
which, if a marine mammal remained at
that distance for the duration of the
activity, it would be expected to incur
PTS. Inputs used in the User
Spreadsheet can be found in Appendix
A of the Navy’s application, Appendix
A of the Navy’s addendum, and the
resulting isopleths are reported in
Tables 7 and 8.
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TABLE 7—CALCULATED DISTANCE AND AREAS OF LEVEL A AND LEVEL B HARASSMENT FOR IMPULSIVE NOISE
[DTH, impact pile driving, hydraulic rock hammering]
Level A harassment 2
Year 1/
activity
Activity ID
1 .............
3 .............
4 .............
6 .............
10 ...........
21 ...........
7 .............
11 ...........
22 ...........
34 ...........
35 ...........
R ............
5 .............
8 .............
12 ...........
24 ...........
A4 ..........
9d ...........
13d .........
15d .........
lotter on DSK11XQN23PROD with PROPOSALS2
16d .........
17d .........
29d .........
31d .........
2/Hydraulic
Rock
Hammer.
2–3/Hydraulic
Rock
Hammer.
2–3/Hydraulic
Rock
Hammer.
2/Hydraulic
Rock
Hammer.
2/Hydraulic
Rock
Hammer.
2/Hydraulic
Rock
Hammer.
2/DTH
Monohammer.
2/DTH
Monohammer.
2–3/DTH
Monohammer.
3–4 DTH
Monohammer.
4–5/DTH
Monohammer.
2/Impact
Pile Driving.
2/Impact
Pile Driving.
2/Impact
Pile Driving.
2/Impact
Pile Driving.
2–3/Impact
Pile Driving.
2/DTH
Cluster
Drill.
2/DTH
Cluster
Drill.
2–3/DTH
Cluster
Drill.
2–3/DTH
Cluster
Drill.
2–3/DTH
Cluster
Drill.
2–3/DTH
Cluster
Drill.
3–4/DTH
Cluster
Drill.
3–4/DTH
Cluster
Drill.
VerDate Sep<11>2014
Duration, count, size,
and or rate
Purpose
Total
production
days
High frequency
cetaceans
(harbor porpoise)
Phocid pinnipeds
Level B harassment
All species
Shutter Panel Demolition (112 panels).
5 hours/day (20 intervals/day at 15 each).
56
5,034.5 m/0.417417
km2.
2,261.9 m/0.417417
km2.
541.17 m/0.277858
km2.
Removal of Granite
Quay Wall (2,800
cy).
2.5 hours/day (10 intervals/day at 15
min each).
47
3,171.6 m/0.417417
km2.
1,424.9 m/0.417417
km2.
541.17 m/0.277858
km2.
Berth 1 Top of Wall
Demolition for Waler
Install (320 lf).
10 hours/day (40 intervals/day at 15 min
each).
74
7,991.8 m/0.417417
km2.
3,590.5 m/0.417417
km2.
541.17 m/0.277858
km2.
Mechanical Rock Removal (700 cy) at
Berth 11 Basin Floor.
Mechanical Rock Removal (300 cy) at
Berth 1 Basin Floor.
Removal of Emergency Repair Concrete (500 cy) at
Berth 1.
Relief Holes at Berth
11 Basin Floor.
12 hours/day (48 intervals/day at 15 min
each).
12 hours/day (48 intervals/day at 15 min
each).
4 hours/day (16 intervals/day at 15 min
each).
60
9,024.7 m/0.417417
km2.
4,054.5 m/0.417417
km2.
541.17 m/0.277858
km2.
25
9,024.7 m/0.417417
km2.
4,054.5 m/0.417417
km2.
541.17 m/0.277858
km2.
15
4,388.6 m/0.417417
km2.
1,949.2 m/0.417417
km2.
541.17 m/0.277858
km2.
924 4–6 inch holes, 27
holes/day.
35
178.9 m/0.047675 km2
80.4 m/0.014413 km2
2,512 m/0. 417417
km2.
Dry Dock 1 North entrance Rock Anchors.
Center Wall Foundation Rock Anchors.
50 9-inch holes, 2
holes/day.
25
244.8 m/0.073751 km2
110 m/0.022912 km2 ..
13,594 m/0.417417
km2.
72 9-inch holes, 2
holes/day.
36
244.8 m/0.073751 km2
110 m/0.022912 km2 ..
13,594 m/0.417417
km2.
Dry Dock 1 North
Rock Anchors.
36 9-inch holes, 2
holes/day.
18
244.8 m/0.073751 km2
110 m/0.022912 km2 ..
13,594 m/0.417417
km2.
Dry Dock 1 West Rock
Anchors.
36 9-inch holes, 2
holes/day.
18
244.8 m/0.073751 km2
110 m/0.022912 km2 ..
13,594 m/0. 417417
km2.
Dry Dock 1 North Entrance Temporary
Cofferdam.
Berth 1 Support of Excavation.
48 28-inch Z-shaped
sheets, 8 sheets/day.
6
1,568.6 m/0.417417
km2.
704.7 m/0.364953 km2
2,512 m/0.417417
km2.
28 28-inch Z-shaped
sheets, 4 piles/day.
8
988.2 m/0.403411 km2
444.0 m/0.201158 km2
2,512 m/0.417417
km2.
Temporary Cofferdam
Extension.
14 28-inch Z-shaped
sheets, 4 piles/day.
4
988.2 m/0.403411 km2
444.0 m/0.201158 km2
2,512 m/0.417417
km2.
Center Wall Tie-in to
West Closure Wall.
15 28-inch Z-shaped
sheets, 4 piles/day.
4
988.2 m/0.403411 km2
444.0 m/0.201158 km2
2,512 m/0.417417
km2.
Center Wall East Tiein to Existing Wall.
23 28-inch Z-shaped
sheets, 2 piles/day.
12
622.5 m/0.334747 km2
279.7 m/0.090757 km2
2,512 m/0.417417
km2.
Dry Dock 1 North Entrance Foundation
Support Piles.
Gantry Crane Support
Piles.
18 78-inch shafts, 10
hours/day, 6.5 days/
shaft.
16 72-inch shafts, 10
hours/day, 5 days/
shaft.
20 84-inch shafts, 10
hours/day, 3.5 days/
shaft.
18 78-inch shafts, 10
hours/day, 7.5 days/
shaft.
20 78-inch shafts, 10
hours/day, 7.5 days/
shaft.
23 108-inch shafts, 10
hours/day, 8.5 days/
shaft.
20 84-inch shafts, 10
hours/day, 3.5 days/
shaft.
22 78-inch shafts, 10
hours/day, 7.5 days/
shaft.
117
84,380.4 m/0.417417
km2.
37,909.7 m/0.417417
km2.
39,811 m/0.417417
km2.
80
67,025.7 m/0.417417
km2.
30,112.8 m/0.417417
km2.
39,811 m/0.417417
km2.
70
106,228.6 m/0.417417
km2.
47,725.5 m/0.417417
km2.
39,811 m/0.417417
km2.
135
84,380.4 m/0.417417
km2.
37,909.7 m/0.417417
km2.
39,811 m/0.417417
km2.
150
84,380.4 m/0.417417
km2.
37,909.7 m/0.417417
km2.
39,811 m/0.417417
km2.
196
225,376.2 m/0.417417
km2.
101,255.2 m/0.417417
km2.
39,811 m/0.417417
km2.
70
106,228.6 m/0.417417
km2.
47,725.5 m/0.417417
km2.
39,811 m/0.417417
km2.
165
84,380.4 m/0.417417
km2.
37,909.7 m/0.417417
km2.
39,811 m/0.417417
km2.
Dry Dock 1 North
Temporary Work
Trestle.
Dry Dock 1 North Leveling Piles (Diving
Board Shafts).
Wall Shafts for Dry
Dock 1 North.
Foundation Shafts for
Dry Dock 1 North.
Dry Dock 1 West Temporary Work Trestle.
Wall Shafts for Dry
Dock 1 West.
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TABLE 7—CALCULATED DISTANCE AND AREAS OF LEVEL A AND LEVEL B HARASSMENT FOR IMPULSIVE NOISE—
Continued
[DTH, impact pile driving, hydraulic rock hammering]
Level A harassment 2
Year 1/
activity
Activity ID
32d .........
33d .........
3–4/DTH
Cluster
Drill.
3–4/DTH
Cluster
Drill.
Purpose
Foundation Shafts for
Dry Dock 1 West.
Dry Dock 1 West Leveling Piles (Diving
Board Shafts).
Duration, count, size,
and or rate
Total
production
days
23 108-inch shafts, 10
hours/day, 8.5 days/
pile.
18 78-inch shafts, 10
hours/day, 7.5 days/
pile.
Level B harassment
High frequency
cetaceans
(harbor porpoise)
Phocid pinnipeds
196
225,376.2 m/0.417417
km2.
101,255.2 m/0.417417
km2.
39,811 m/0.417417
km2.
135
84,380.4 m/0.417417
km2.
37,909.7 m/0.417417
km2.
39,811 m/0.417417
km2.
All species
1 Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the
Navy’s construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
2 To determine underwater harassment zone size, ensonified areas from the source were clipped along the shoreline using Geographical Information Systems
(GIS).
TABLE 8—CALCULATED DISTANCE AND AREAS OF LEVEL A AND LEVEL B HARASSMENT FOR NON-IMPULSIVE NOISE
[Rotary drilling and vibratory pile driving/extracting]
Level A harassment 2
Year 1/
activity
Activity
ID
R ............
2 .............
5 .............
8 .............
12 ...........
18 ...........
19 ...........
20 ...........
23 ...........
24 ...........
25 ...........
26 ...........
27 ...........
lotter on DSK11XQN23PROD with PROPOSALS2
28 ...........
A1 ..........
A2 ..........
2/Vibratory
Pile Driving.
2–3/Vibratory Extraction.
2/Vibratory
Pile Driving.
2/Vibratory
Pile Driving.
2/Vibratory
Pile Driving.
2/Vibratory
Extraction.
2/Vibratory
Extraction.
2/Vibratory
Extraction.
2–3/Vibratory Extraction.
2–3/Vibratory Pile
Driving.
2–3/Vibratory Extraction.
2–3/Vibratory Extraction.
2–3/Vibratory Extraction.
2–3/Vibratory Extraction.
2/Rotary
Drill.
2/Rotary
Drill.
VerDate Sep<11>2014
Purpose
Duration, count, size,
and or rate
Total
production
days
High frequency
cetaceans
(harbor porpoise)
Phocid pinnipeds
Level B
harassment
All species
6
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
168 25-inch Z-shaped
sheets, 4 piles/day.
42
12.2 m/0.000454 km2
5.0 m/0.000078 km2 ...
13,594 m/0.417417
km2.
Install Berth 1 Support
of Excavation.
28 28-inch Z-shaped
sheets, 4 piles/day.
8
12.2 m/0.000454 km2
5.0 m/0.000078 km2 ...
13,594 m/0.417417
km2.
Install Temporary
Cofferdam Extension.
Center Wall Tie-In to
Existing West Closure Wall.
Berth 11 End Wall
Temporary Guide
Wall.
Remove Berth 1 Support of Excavation.
14 28-inch Z-shaped
sheets, 4 piles/day.
4
12.2 m/0.000454 km2
5.0 m/0.000078 km2 ...
13,594 m/0.417417
km2.
15 28-inch Z-shaped
sheets, 4 piles/day.
4
12.2 m/0.000454 km2
5.0 m/0.000078 km2 ...
13,594 m/0.417417
km2.
60 28-inch Z-shaped
sheets, 8 piles/day.
10
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
28 28-inch Z-shaped
sheets, 8 piles/day.
5
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
Remove Berth 1
Emergency Repairs.
108 28-inch Z-shaped
sheets, 6 piles/day.
18
16.0 m/0.000733 km2
6.6 m/0.000136 km2 ...
13,594 m/0.417417
km2.
Dry Dock 1 North-Remove Center Wall
Tie-in to West Closure Wall.
Center Wall East Tiein to Existing Wall.
16 28-inch Z-shaped
sheets, 8 piles/day.
3
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
23 28-inch Z-shaped
sheets, 2 piles/day.
12
7.7 m/0.000185 km2 ...
3.2 m/0.000032 km2 ...
13,594 m/0.417417
km2.
Dry Dock 1 West Remove Center Wall
Tie-in to West Closure Wall.
Remove Center Wall
Tie-in to Existing
Wall.
Remove Temporary
Cofferdam.
15 28-inch Z-shaped
sheets, 8 piles/day.
3
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
23 28-inch, Z-shaped
sheets, 8 piles/day.
12
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
96 28-inch Z-shaped
sheets, 8 piles/day.
12
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
Remove Temporary
Cofferdam Extension.
Dry Dock 1 North Entrance Foundation
Support Piles—Install Outer Casing.
Dry Dock 1 North Entrance Foundation
Support Piles—PreDrill Socket.
14 28-inch Z-shaped
sheets, 8 piles/day.
2
19.4 m/0.001041 km2
8.0 m/0.0002 km2 .......
13,594 m/0.417417
km2.
18 102-inch borings, 1
hour/day, 1 casing/
day.
18
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
18 102-inch borings, 9
hours/day, 1 socket/
day.
18
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.41747 km2.
Dry Dock 1 North Entrance Temporary
Cofferdam.
Remove Berth 1 Sheet
Piles.
48 28-inch Z-shaped
sheets, 8 sheets/day.
18:52 Jan 17, 2023
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Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
3171
TABLE 8—CALCULATED DISTANCE AND AREAS OF LEVEL A AND LEVEL B HARASSMENT FOR NON-IMPULSIVE NOISE—
Continued
[Rotary drilling and vibratory pile driving/extracting]
Level A harassment 2
Year 1/
activity
lotter on DSK11XQN23PROD with PROPOSALS2
Activity
ID
A3 ..........
2/Rotary
Drill.
9a ...........
2/Rotary
Drill.
9b ...........
2/Rotary
Drill.
9c ...........
2/Rotary
Drill.
13a .........
2–3/Rotary
Drill.
13b .........
2–3/Rotary
Drill.
13c .........
2–3/Rotary
Drill.
14 ...........
2–3/Rotary
Drill.
15a .........
2–3/Rotary
Drill.
15b .........
2–3/Rotary
Drill.
15c .........
2–3/Rotary
Drill.
16a .........
2–3/Rotary
Drill.
16b .........
2–3/Rotary
Drill.
16c .........
2–3/Rotary
Drill.
17a .........
2–3/Rotary
Drill.
17b .........
2–3/Rotary
Drill.
17c .........
2–3/Rotary
Drill.
29a .........
3–4/Rotary
Drill.
29b .........
3–4/Rotary
Drill.
29c .........
3–4/Rotary
Drill.
30 ...........
3–4/Rotary
Drill.
31a .........
3–4/Rotary
Drill.
VerDate Sep<11>2014
Purpose
Dry Dock 1 North Entrance Foundation
Support Piles—Remove Outer Casing.
Gantry Crane Support—Install Outer
Casing.
Gantry Crane Support—Pre-Drill Socket.
Gantry Crane Support—Remove Outer
Casing.
Dry Dock 1 North
Temporary Work
Trestle—Install
Outer Casing.
Dry Dock 1 North
Temporary Work
Trestle—Pre-Drill
Socket.
Dry Dock 1 North
Temporary Work
Trestle—Remove
Outer Casing.
Remove Dry Dock 1
North Temporary
Work Trestle Piles.
Dry Dock 1 North Leveling Piles—Install
Outer Casing.
Dry Dock 1 North Leveling Piles—Pre-Drill
Socket.
Dry Dock 1 North Leveling Piles—Remove
Outer Casing.
Dry Dock 1 North Wall
Shafts—Install Outer
Casing.
Dry Dock 1 North Wall
Shafts—Pre-Drill
Socket.
Dry Dock 1 North Wall
Shafts—Remove
Outer Casing.
Dry Dock 1 North
Foundation Shafts—
Install Outer Casing.
Dry Dock 1 North
Foundation Shafts
Pre-Drill Sockets.
Dry Dock 1 North
Foundation Shafts—
Remove Outer Casing.
Dry Dock 1 West Temporary Work Trestle—Install Outer
Casing.
Dry Dock 1 West Temporary Work Trestle—Pre-Drill Socket.
Dry Dock 1 West Temporary Work Trestle—Remove Outer
Casing.
Dry Dock 1 West Remove Temporary
Work Trestle Piles.
Dry Dock 1 West Wall
Shafts—Install Outer
Casing.
18:52 Jan 17, 2023
Jkt 259001
Duration, count, size,
and or rate
Total
production
days
High frequency
cetaceans
(harbor porpoise)
Phocid pinnipeds
Level B
harassment
All species
18 102-inch borings,
15 minutes/casing, 1
casing/day.
18
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
16 102-inch borings, 1
hour/day, 1 casing/
day.
16 102-inch borings, 9
hours/day, 1 socket/
day.
16 102-inch borings,
15 minutes/casing, 1
casing/day.
20 102-inch borings, 1
hour/day, 1 casing/
day.
16
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
16
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
16
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
20
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
20 102-inch borings, 9
hours/day, 1 socket/
day.
20
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
20 102-inch borings,
15 minutes/casing, 1
casing//day.
20
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
20 84-inch borings, 15
minutes/casing, 1
casing/day.
18 84-inch borings, 1
hour/day, 1 casing/
day.
18 84-inch borings, 9
hours/day, 1 socket/
day.
18 84-inch borings, 15
minutes/casing, 1
casing/day.
20 102-inch borings, 1
hour/day, 1 casing/
day.
20 102-inch borings, 9
hours/day, 1 socket/
day.
20 102-inch borings,
15 minutes/casing, 1
casing/day.
23 126-inch borings, 1
hour/day, 1 casing/
day.
23 126-inch borings, 9
hours/day, 1 socket/
day.
23 126-inch borings,
15 minutes/casing, 1
casing/day.
20
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
18
2.1 m/0.000014 km2 ...
1.3 m/0.000005km2 ....
1,848 m/0.417417
km2.
18
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
18
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
20
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
20
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
20
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
23
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
23
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
23
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
20 102-inch borings, 1
hour/day, 1 casing/
day.
20
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
20 102-inch borings, 9
hours/day, 1 socket/
day.
20 102-inch borings,
15 minutes/casing, 1
casing/day.
20
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
20
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
20 84-inch borings, 15
minutes/pile, 1 pile/
day.
22 102-inch borings, 1
hour/day, 1 casing/
day.
20
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
22
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
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18JAP2
3172
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 8—CALCULATED DISTANCE AND AREAS OF LEVEL A AND LEVEL B HARASSMENT FOR NON-IMPULSIVE NOISE—
Continued
[Rotary drilling and vibratory pile driving/extracting]
Level A harassment 2
Year 1/
activity
Activity
ID
31b .........
3–4/Rotary
Drill.
31c .........
3–4/Rotary
Drill.
32a .........
3–4/Rotary
Drill.
32b .........
3–4/Rotary
Drill.
32c .........
3–4/Rotary
Drill.
33a .........
3–4/Rotary
Drill.
33b .........
3–4/Rotary
Drill.
33c .........
3–4/Rotary
Drill.
Purpose
Dry Dock 1 West Wall
Shafts—Pre-Drill
Socket.
Dry Dock 1 West Wall
Shafts—Remove
Outer Casing.
Dry Dock 1 West
Foundation Shafts—
Install Outer Casing.
Dry Dock 1 West
Foundation Shafts
Pre-Drill Sockets.
Dry Dock 1 West
Foundation Shafts—
Remove Outer Casing.
Dry Dock 1 North Leveling Piles—Install
Outer Casing.
Dry Dock 1 West, Leveling Piles—Pre-Drill
Socket.
Dry Dock 1 North Leveling Piles—Remove
Outer Casing.
Duration, count, size,
and or rate
Total
production
days
22 102-inch borings, 9
hours/day, 1 socket/
day.
22 102-inch borings,
15 minutes/casing, 1
casing/day.
23 126-inch borings, 1
hour/day, 1 casing/
day.
23 126-inch borings, 9
hours/day, 1 socket/
day.
23 126-inch borings,
15 minutes/casing, 1
casing/day.
18 84-inch borings, 1
hour/day, 1 casing/
day.
18 84-inch borings, 9
hours/day, 1 socket/
day.
18 84-inch borings, 15
minutes/casing, 1
casing/day.
Level B
harassment
High frequency
cetaceans
(harbor porpoise)
Phocid pinnipeds
22
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
22
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
23
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
23
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
23
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
18
2.1 m/0.000014 km2 ...
1.3 m/0.000005 km2 ...
1,848 m/0.417417
km2.
18
8.9 m/0.000248 km2 ...
5.4 m/0.000091 km2 ...
1,848 m/0.417417
km2.
18
0.8 m/0.000002 km2 ...
0.5 m/0.000001 km2 ...
1,848 m/0.417417
km2.
All species
lotter on DSK11XQN23PROD with PROPOSALS2
1 Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the
Navy’s construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
2 To determine underwater harassment zone size, ensonified areas from the source were clipped along the shoreline using Geographical Information Systems
(GIS).
The calculated maximum distances
corresponding to the underwater marine
mammal harassment zones from
impulsive (impact pile driving, rock
hammering, DTH) and non-impulsive
(vibratory pile driving, rotary drilling)
noise and the area of the harassment
zone within the region of influence
(ROI) are summarized in Tables 7 and
8, respectively. Sound source locations
were chosen to model the greatest
possible affected areas; typically, these
locations would be at the riverward end
of the super flood basin. The calculated
distances do not take the land masses
into consideration, but the ensonified
areas do. Neither consider the reduction
that would be achieved by the required
use of a bubble curtain and therefore all
take estimates are considered
conservative. Refer to Figures 6–1
through 6–20 of the Navy’s application
for visual representations of the
calculated maximum distances
corresponding to the underwater marine
mammal harassment zones from
impulsive (impact pile driving, rock
hammering, DTH) and non-impulsive
(vibratory pile driving, rotary drilling)
noise and the corresponding area of the
harassment zone within the ROI.
Calculated distances to Level A
harassment and Level B harassment
VerDate Sep<11>2014
18:52 Jan 17, 2023
Jkt 259001
thresholds are large, especially for DTH
and rock hammering activities.
However, in most cases the full distance
of sound propagation would not be
reached due to the presence of land
masses and anthropogenic structures
that would prevent the noise from
reaching nearly the full extent of the
harassment isopleths. Refer to Figure 1–
3 in the Navy’s application for the ROI,
which illustrates that the land masses
preclude the sound from traveling more
than approximately 870 m (3,000 ft)
from the source, at most. Areas
encompassed within the threshold
(harassment zones) were calculated by
using a Geographical Information
System (GIS) to clip the maximum
calculated distances to the extent of the
ROI (see Figure 2).
Concurrent Activities—Simultaneous
use of pile drivers, hammers, and drills
could result in increased SPLs and
harassment zone sizes given the
proximity of the component sites and
the rules of decibel addition (see Table
9 below). Due to the relatively small size
of the ROI, the use of a single DTH
cluster drill or rock hammer would
ensonify the entire ROI to the Level A
(PTS Onset) harassment thresholds
(refer to Table 7). Therefore, when this
equipment is operated in conjunction
PO 00000
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with other noise-generating equipment,
there would be no change in the size of
the harassment zone. The entire ROI
would remain ensonified to the Level A
harassment thresholds for the duration
of the activity and there would be no
Level B harassment zone. However,
when DTH cluster drills or rock
hammers are not in use, increased SPLs
and harassment zone sizes within the
ROI could result. Due to the substantial
amount of rock hammering and DTH
excavation required for the construction
of the multifunctional expansion of Dry
Dock 1, the only scenarios identified in
which cluster drills and/or rock
hammers would not be in operation
would be at the end of the project
(construction years 3 and 4) when two
rotary drills or two rotary drills and a
DTH mono-hammer (9-inch) could be
used simultaneously (refer to Table 2).
When two noise sources have
overlapping sound fields, there is
potential for higher sound levels than
for non-overlapping sources because the
isopleth of one sound source
encompasses the sound source of
another isopleth. In such instances, the
sources are considered additive and
combined using the rules of decibel
addition, presented in Table 9 below
(NMFS, 2021d; WSDOT, 2020).
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Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 9—ADJUSTMENTS FOR SOUND EXPOSURE LEVEL CRITERION
Difference in sound
level
(at specified meters)
Source types
Non-impulsive, continuous/Non-impulsive, continuous, OR.
0 or 1 dB ...............
2 or 3 dB ...............
Impulsive source (multiple strikes per
second)/Impulsive source (multiple
strikes per second).
4 to 9 dB ................
10 dB or more .......
Adjustments to specifications for
Level A harassment
RMS/SELss * calculations
Add 3 dB
of piles
Add 2 dB
of piles
Add 1 dB
of piles
Add 0 dB
of piles
to the highest sound level (at specified meters) AND
per day to account for overlap (space and time).
to the highest sound level (at specified meters) AND
per day to account for overlap (space and time).
to the highest sound level (at specified meters) AND
per day to account for overlap (space and time).
to the highest sound level (at specified meters) AND
per day to account for overlap (space and time).
adjust number
adjust number
adjust number
adjust number
* RMS level for vibratory pile driving/rotary hammer and single strike SEL (SELss) level for DTH/rock hammer.
For simultaneous usage of three or
more continuous sound sources, the
three overlapping sources with the
highest SLs are identified. Of the three
highest SLs, the lower two are combined
using the above rules, then the
combination of the lower two is
combined with the highest of the three.
For example, with overlapping isopleths
from 24-, 36-, and 42-inch diameter steel
pipe piles with sound source levels of
161, 167, and 168 dB RMS respectively,
the 24- and 36-inch would be added
together; given that 167–161 = 6 dB,
then 1 dB is added to the highest of the
two sound source levels (167 dB), for a
combined noise level of 168 dB. Next,
the newly calculated 168 dB is added to
the 42-inch steel pile with sound source
levels of 168 dB. Since 168–168 = 0 dB,
3 dB is added to the highest value, or
171 dB in total for the combination of
24-, 36-, and 42-inch steel pipe piles
(NMFS, 2021d). By using this method,
revised proxy SPLs were determined for
the use of two 102-inch diameter rotary
drills and the use of two 108-inch rotary
drills and one 9-inch DTH monohammer. The revised proxy values are
presented in Table 10 and the resulting
harassment zones are summarized in
Table 11 (visually depicted in Figures
6–21 and 6–22 in the Navy’s
application).
TABLE 10—REVISED PROXY VALUES FOR SIMULTANEOUS USE OF NON-IMPULSIVE SOURCES
Source A
Source B
RMS SPL
(dB re 1 μPa)
Equipment
Rotary Drill ......................................................
Two Rotary Drills ............................................
154
157
Equipment
Rotary Drill .....................................................
DTH Mono-Hammer .......................................
RMS SPL
(dB re 1 μPa)
Revised proxy
RMS SPL
(dB re 1 μPa)
154
167
157
167
TABLE 11—LEVEL A AND LEVEL B HARASSMENT ZONES RESULTING FROM CONCURRENT ACTIVITIES
Level A harassment
Multiple source scenario
lotter on DSK11XQN23PROD with PROPOSALS2
2 Rotary Drills (9 hrs) .....................................
2 Rotary Drills (9 hrs) and 1 DTH MonoHammer (5 hrs).
Marine Mammal Occurrence and Take
Estimation
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information, that will inform
the take calculations. We also describe
how the information provided above is
synthesized to produce a quantitative
estimate of the take that is reasonably
likely to occur and proposed for
authorization.
Potential exposures to impact and
vibratory pile driving, rotary drilling,
DTH, and rock hammering noise for
each acoustic threshold were estimated
using marine mammal density estimates
(N) from the Navy Marine Species
VerDate Sep<11>2014
20:26 Jan 17, 2023
Jkt 259001
Level B harassment
High frequency cetaceans
(harbor porpoise)
Phocid pinnipeds
23.6 m/0.001514 km2 ..........
74.2 m/0.012773 km2 ..........
9.7 m/0.000294 km2 ...........
30.5 m/0.002489 km2 .........
Density Database (NMSDD; Navy, 2017)
or from monitoring reports from the
Berth 11 Waterfront Improvements and
P–310 construction projects.
Specifically, where monitoring data
specific to the project area were
available, they were used, and the
NMSDD data were used when there
were no monitoring data available. The
take estimate was determined using the
following equation: take estimate = N *
days of activity * area of harassment. A
10 m shutdown zone designed to
prevent animal interactions with
equipment was subtracted from the
Level A harassment zone, and the area
of the Level A harassment zone was
subtracted from the Level B harassment
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All species
2,929 m/0.417417 km2.
13,594 m/0.417417 km2.
zone to avoid double counting of takes
during these take calculations. Days of
construction were conservatively based
on relatively slow daily production
rates. The pile type, size, and
installation method that produce the
largest zone of influence were used to
estimate exposure of marine mammals
to noise impacts. In instances where an
activity would ensonify the entire ROI
to the Level A harassment threshold, all
potential takes are assumed to be by
Level A harassment.
Because some construction activities
would occur over more than one
construction year, the number of takes
per year were determined by the percent
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3174
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
duration of each construction activity
occurring each year (calculated by
months). For example, if an activity
were to occur for 6 months, with 3
months occurring in year 2 and 3
months occurring in year 3, then 50
percent of the takes were assigned to
year 2 and 50 percent to year 3. In
instances where only 1 take was
calculated but activities spanned more
than one construction year, one take
was requested for each construction
year. Table 12 summarizes the
calculated duration percentages for each
activity that were used to divide take
numbers by year.
TABLE 12—DIVISION OF TAKES BY CONSTRUCTION YEAR
Activity ID
(A1,2,3,4) Center Wall—Install
Foundation Support Piles.
(R) Dry Dock 1 North Entrance—
Install Temporary Cofferdam.
(1) Berth 11—Remove Shutter
Panels.
(2) Berth 1—Remove Sheet Piles
lotter on DSK11XQN23PROD with PROPOSALS2
(3) Berth 1—Remove Granite
Block Quay Wall.
(4) Berth 1—Top of Wall Removal
for Waler Installation.
(5) Berth 1—Install southeast corner SOE.
(6) Berth 11—Mechanical Rock
Removal at Basin Floor.
(7) Berth 11 Face—Mechanical
Rock Removal at Basin Floor.
(8) Temporary Cofferdam Extension.
(9a, b, c, d) Gantry crane Support
Piles at Berth 1 West.
Total amount and estimated
dates
Drill 18 shafts, Apr 23 to Aug 23
Year 3 1
% takes
Year 4 1
% takes
Year 5 1
% takes
Install 102-inch diameter outer
casing.
Pre-drill 102-inch outer casing .....
Remove 102-inch outer casing ....
Drill 79-inch diameter shaft ..........
28-inch wide Z-shaped sheets ....
100
0
0
0
100
100
100
100
0
0
0
0
0
0
0
0
0
0
0
0
Concrete shutter panels ..............
100
0
0
0
25-inch-wide Z-shaped ................
80
20
0
0
Removal of granite blocks ...........
80
20
0
0
320 lf, Apr 23 to Jun 24 ...............
Mechanical concrete removal ......
80
20
0
0
Install 28 sheet piles, Apr 23 to
Jul 23.
700 cy, Apr 23 to Aug 23 ............
28-inch-wide Z-shaped ................
100
0
0
0
Excavate Bedrock ........................
100
0
0
0
Drill 924 relief holes, Apr 23 to
Aug 23.
Install 14 sheet piles, Apr 23 to
Jun 23.
Drill 16 shafts, Apr 23 to Aug 23
4–6 inch diameter holes ..............
100
0
0
0
28-inch-wide Z-shaped ................
100
0
0
0
Set 102-inch diameter casing ......
Pre-drill 102-inch rock socket ......
Remove 102-inch casing .............
72-inch diameter shafts ...............
Excavate Bedrock ........................
100
100
100
100
100
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
9-inch diameter holes ..................
100
0
0
0
28-inch wide Z-shaped ................
100
0
0
0
Set 102-inch diameter casing ......
Pre-drill 102-inch rock socket ......
Remove 102-inch casing .............
84-inch diameter shafts ...............
84-inch diameter drill piles ...........
60
60
60
60
60
40
40
40
40
40
0
0
0
0
0
0
0
0
0
0
Set 84-inch casing .......................
Pre-drill 84-inch rock socket ........
Remove 84-inch casing ...............
78-inch diameter shaft .................
Set 102-inch diameter casing ......
Pre-drill 102-inch rock socket ......
Remove 102-inch casing .............
Drill 78-inch diameter shaft ..........
Set 126-inch diameter Casing .....
Pre-drill 126-inch rock socket ......
Remove 126-inch casing .............
Drill 108-inch diameter shafts ......
28-inch wide Z-shaped ................
60
60
60
60
60
60
60
60
60
60
60
60
100
40
40
40
40
40
40
40
40
40
40
40
40
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
28-inch-wide Z-shaped ................
100
0
0
0
28-inch-wide Z-shaped ................
100
0
0
0
Mechanical concrete removal ......
100
0
0
0
9-inch diameter holes ..................
80
20
0
0
28-inch-wide Z-shaped ................
60
40
0
0
28-inch wide Z-shaped ................
50
50
0
0
28-inch wide Z-shaped ................
30
70
0
0
500 cy, Apr 23 to Sep 23 ............
(14) Dry Dock 1 North—Remove
Temporary Work Trestle Piles.
(15a, b, c, d) Dry Dock 1 North—
Install Leveling Piles (Diving
Board Shafts).
Remove 20 piles, May 23 to Nov
24.
Drill 18 shafts, May 23–Nov 24 ...
(16a, b, c, d) Wall Shafts for Dry
Dock 1 North.
Drill 20 shafts, Jun 23 to Nov 24
(17a, b, c, d) Foundation Shafts
for Dry Dock 1 North.
Drill 23 shafts, Jun 23 to Nov 24
(18) Berth 11 End Wall—Remove
Temporary Guide Wall.
(19) Remove Berth 1 southeast
corner SOE.
(20) Removal of Berth 1 Emergency Repair Sheet Piles.
(21) Removal of Berth 1 Emergency Repair Tremie Concrete.
(22) Center wall foundation—Drill
in monolith Tie Downs.
(23) Center Wall—Remove tie-in
to existing west closure wall
(Dry Dock 1 North).
(24) Center wall East—sheet pile
tie-in to Existing Wall.
(25) Remove tie-in to West Closure Wall (Dry Dock 1 West).
Remove 60 sheet piles, Jul 23 to
Aug 23.
Remove 28 sheet piles, Jul 23 to
Sep 23.
Remove 216 sheet piles, Aug 23
to Mar 24.
765 cubic meters (1,000 cy), Aug
23 to Mar 24.
Install 72 rock anchors, Aug 23 to
May 24.
Remove 16 sheet piles, Aug 23
to Aug 24.
20:26 Jan 17, 2023
Year 2 1
% takes
Install 48 sheet piles, Apr 23 to
May 23.
Remove 112 panels, Apr 23 to
Apr 23.
Remove 168 sheet piles, Apr 23
to Jun 24.
2,800 cy, Apr 23 to Jun 24 ..........
(10) Berth 1—Mechanical Rock
Removal at Basin Floor.
(11) Dry Dock 1 North Entrance—
Drill Tremie Tie Downs.
(12) Center Wall—Install Tie-In to
Existing West Closure Wall.
(13a, b, c, d) Dry Dock 1 North—
Temporary Piles.
VerDate Sep<11>2014
Activity component
Drill 50 rock anchors, Apr 23 to
Oct 23.
Install 15 sheet piles, Apr 23 to
Dec 23.
Drill 20 shafts, May 23 to Nov 24
Install 23 sheet piles, Aug 23 to
Oct 24.
Remove 15 sheet pile, Dec 23 to
Dec 24.
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E:\FR\FM\18JAP2.SGM
18JAP2
3175
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 12—DIVISION OF TAKES BY CONSTRUCTION YEAR—Continued
Year 2 1
% takes
Year 3 1
% takes
Year 5 1
% takes
Year 4 1
% takes
Activity ID
Total amount and estimated
dates
Activity component
(26) Remove Center wall East—
sheet pile tie-in to Existing Wall
(Dry Dock 1 West).
(27) Dry Dock 1 north entrance—
Remove Temporary Cofferdam.
(28)
Remove
Temporary
Cofferdam Extension.
(29a, b, c, d) Dry Dock 1 West—
Install Temporary Piles.
Remove 23 sheet piles, Dec 23
to Dec 24.
28-inch wide Z-shaped ................
30
70
0
0
Remove 96 sheet piles, Jan 24 to
Sep 24.
Remove 14 sheet piles, Jan 24 to
Sep 24.
Drill 20 shafts, Apr 24 to Feb 26
28-inch wide Z-shaped ................
33
66
0
0
28-inch wide Z-shaped ................
33
66
0
0
(30) Dry Dock 1 West—Remove
Temporary Work Trestle Piles.
(31a, b, c, d) Wall Shafts for Dry
Dock 1 West.
Remove 20 piles, Apr 24 to Feb
26.
Drill 22 shafts, Jun 24 to Feb 26
Set 102-inch diameter casing ......
Pre-drill 102-inch rock socket ......
Remove 102-inch casing .............
84-inch diameter shafts ...............
84-inch diameter piles .................
0
0
0
0
0
50
50
50
50
50
50
50
50
50
50
0
0
0
0
0
(32a, b, c, d) Foundation Shafts
for Dry Dock 1 West.
Drill 23 shafts, Jun 24 to Feb 26
(33a, b, c, d) Dry Dock 1 West—
Install Leveling Piles (Diving
Board Shafts).
Drill 18 shafts, Jun 24 to Feb 26
(34) Dry Dock 1 North—Tie
Downs.
(35) Dry Dock 1 West—Install Tie
Downs.
Install 36 rock anchors, Jul 24 to
Jul 25.
Install 36 rock anchors, Dec 25 to
Dec 26.
Set 102-inch diameter casing ......
Pre-drill 102-inch rock socket ......
Remove 102-inch casing .............
78-inch diameter shaft .................
Set 126-inch casing .....................
Pre-drill 126-inch rock socket ......
Remove 126-inch casing .............
Drill 108-inch diameter shaft ........
Set 84-inch casing .......................
Pre-drill 84-inch rock socket ........
Remove 84-inch casing ...............
Drill 78-inch diameter shaft ..........
9-inch diameter holes ..................
0
0
0
0
0
0
0
0
0
0
0
0
0
50
50
50
50
50
50
50
50
50
50
50
50
70
50
50
50
50
50
50
50
50
50
50
50
50
30
0
0
0
0
0
0
0
0
0
0
0
0
0
9-inch diameter hole ....................
0
0
30
70
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the Navy’s
construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
We describe how the information
provided above is brought together to
produce a quantitative take estimate in
the species sections below. A summary
of take proposed for authorization is
available in Table 16.
Harbor Porpoise
lotter on DSK11XQN23PROD with PROPOSALS2
Harbor porpoises are expected to be
present in the proposed project area
from April to December. Based on
density data from the NMSDD, their
presence is highest in spring, decreases
VerDate Sep<11>2014
20:05 Jan 17, 2023
Jkt 259001
in summer, and slightly increases in
fall. During construction monitoring in
the project area, there were three harbor
porpoise observations between April
and December of 2017; two harbor
porpoise observations in early August of
2018; and one harbor porpoise
observation in 2020 (Cianbro, 2018;
Navy, 2019; NAVFAC, 2021). There
were no harbor porpoise observations in
the project area in 2021 (NAVFAC,
2022). Given that monitoring data
specific to the project area are available,
PO 00000
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Fmt 4701
Sfmt 4702
the more general NMSDD data were not
used to determine species density in the
project area. Instead, the Navy used
observation data from the 2017 and
2018 construction monitoring for the
Berth 11 Waterfront Improvements
Project and determined that the density
of harbor porpoise for the largest
harassment zone was equal to 0.04/km2.
Estimated take was calculated with this
density estimate multiplied by the
harassment zone multiplied by the days
for each activity (see Table 13).
E:\FR\FM\18JAP2.SGM
18JAP2
VerDate Sep<11>2014
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E:\FR\FM\18JAP2.SGM
18JAP2
13 .....
12 .....
11 .....
10 .....
9 .......
8 .......
7 .......
6 .......
5 .......
4 .......
3 .......
2 .......
1 .......
R .......
2 Rotary Drill ....
A .......
Purpose
16
80
0.04
0.04
20
20
20
70
0.04
0.04
0.04
4
0.04
0.04
4
25
0.04
0.04
25
16
0.04
0.04
16
4
0.04
0.04
4
35
60
8
8
74
47
42
56
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
6
117
0.04
0.04
18
0.04
6
18
0.04
0.04
18
Total
production
days
0.04
Density
0.417417
0.000002
0.000248
0.000014
0.403411
0.000454
0.073751
0.417417
0.417417
0.000002
0.000248
0.000014
0.403411
0.000454
0.047675
0.417417
0.403411
0.000454
0.417417
0.417417
0.000454
0.417417
0.417417
0.0014041
0.417417
0.000002
0.000248
0.000014
Level A
harassment
zone (km2)
0
1
12
0
0
0
0
0
0
1
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
1
0
0
1
1
12
0
1
0
0
2
0
0
0
0
1
0
0
2
0
0
0
Year 2
12
Total
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
1
0
0
0
0
0
0
0
0
Year 3
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 4
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 5
Proposed take by Level A harassment
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.277858
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.277858
0.417417
0.417417
0.277858
0.277858
0.417417
0.277858
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
Level B
harassment
zone (km2)
TABLE 13—ESTIMATED TAKE OF HARBOR PORPOISE BY PROJECT ACTIVITY
Center Wall—Install Foundation
Support Piles.
2 Rotary Drill .... Center Wall—Install Foundation
Support Piles.
2 Rotary Drill .... Center Wall—Install Foundation
Support Piles.
2 DTH Cluster
Center Wall—Install Foundation
Drill.
Support Piles.
2 Vibratory Pile
Dry Dock 1 North Entrance—InDriving.
stall Temporary Cofferdam.
2 Impact Pile
Dry Dock 1 North Entrance—InDriving.
stall Temporary Cofferdam.
2 Hydraulic
Shutter Panel Demolition (112
Rock Hammer.
panels).
2–3 Vibratory
Remove Berth 1 Sheet Piles .......
Extraction.
2–3 Hydraulic
Removal of Granite Quay Wall
Rock Hammer.
(2,800 cy).
2–3 Hydraulic
Berth 1 Top of Wall Demolition
Rock Hammer.
for Waler Install (320 lf).
2 Vibratory Pile
Install Berth 1 Support of ExcaDriving.
vation.
2 Impact Pile
Berth 1 Support of Excavation ....
Driving.
2 Hydraulic
Mechanical Rock Removal (700
Rock Hammer.
cy) at Berth 11 Basin Floor.
2 DTH MonoRelief Holes at Berth 11 Basin
hammer.
Floor.
2 Vibratory Pile
Install Temporary Cofferdam ExDriving.
tension.
2 Impact Pile
Temporary Cofferdam Extension
Driving.
2 Rotary Drill .... Gantry Crane Support—Install
Outer Casing.
2 Rotary Drill .... Gantry Crane Support—Pre-Drill
Socket.
2 Rotary Drill .... Gantry Crane Support—Remove
Outer Casing.
2 DTH Cluster
Gantry Crane Support Piles ........
Drill.
2 Hydraulic
Mechanical Rock Removal (300
Rock Hammer.
cy) at Berth 1 Basin Floor.
2 DTH MonoDry Dock 1 North Entrance Rock
hammer.
Anchors.
2 Vibratory Pile
Center Wall Tie-In to Existing
Driving.
West Closure Wall.
2 Impact Pile
Center Wall Tie-in to West CloDriving.
sure Wall.
2–3 Rotary Drill
Dry Dock 1 North Temporary
Work Trestle—Install Outer
Casing.
2–3 Rotary Drill
Dry Dock 1 North Temporary
Work Trestle—Pre-Drill Socket.
2–3 Rotary Drill
Dry Dock 1 North Temporary
Work Trestle—Remove Outer
Casing.
2–3 DTH Cluster Dry Dock 1 North Temporary
Drill.
Work Trestle.
Year/activity
Activity
ID
lotter on DSK11XQN23PROD with PROPOSALS2
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
12
Total
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
1
0
0
0
0
0
0
0
Year 2
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
Year 3
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 4
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 5
Proposed take by Level B harassment
3176
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
VerDate Sep<11>2014
18:52 Jan 17, 2023
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E:\FR\FM\18JAP2.SGM
18JAP2
31 .....
30 .....
29 .....
28 .....
27 .....
26 .....
25 .....
24 .....
23 .....
22 .....
21 .....
20 .....
19 .....
18 .....
17 .....
16 .....
2–3 Rotary Drill
15 .....
Remove Dry Dock 1 North Temporary Work Trestle Piles.
Dry Dock 1 North Leveling
Piles—Install Outer Casing.
Dry Dock 1 North Leveling
Piles—Pre-Drill Socket.
Dry Dock 1 North Leveling
Piles—Remove Outer Casing.
Dry Dock 1 North Leveling Piles
(Diving Board Shafts).
Dry Dock 1 North Wall Shafts—
Install Outer Casing.
Dry Dock 1 North Wall Shafts –
Pre-Drill Socket.
Dry Dock 1 North Wall Shafts—
Remove Outer Casing.
Wall Shafts for Dry Dock 1 North
Dry Dock 1 North Foundation
Shafts—Install Outer Casing.
2–3 Rotary Drill
Dry Dock 1 North Foundation
Shafts Pre-Drill Sockets.
2–3 Rotary Drill
Dry Dock 1 North Foundation
Shafts—Remove Outer Casing.
2–3 DTH Cluster Foundation Shafts for Dry Dock 1
Drill.
North.
2 Vibratory ExBerth 11 End Wall Temporary
traction.
Guide Wall.
2 Vibratory ExRemove Berth 1 Support of Extraction.
cavation.
2 Vibratory ExRemove Berth 1 Emergency Retraction.
pairs.
2 Hydraulic
Removal of Emergency Repair
Rock Hammer.
Concrete (500 cy) at Berth 1.
2–3 DTH Mono- Center Wall Foundation Rock
hammer.
Anchors.
2–3 Vibratory
Dry Dock 1 North-Remove CenExtraction.
ter Wall Tie-in to West Closure
Wall.
2–3 Vibratory
Center Wall East Tie-in to ExistPile Driving.
ing Wall.
2–3 Impact Pile
Center Wall East Tie-in to ExistDriving.
ing Wall.
2–3 Vibratory
Dry Dock 1 West Remove Center
Extraction.
Wall Tie-in to West Closure
Wall.
2–3 Vibratory
Remove Center Wall Tie-in to
Extraction.
Existing Wall.
2–3 Vibratory
Remove Temporary Cofferdam ...
Extraction.
2–3 Vibratory
Remove Temporary Cofferdam
Extraction.
Extension.
3–4 Rotary Drill
Dry Dock 1 West Temporary
Work Trestle—Install Outer
Casing.
3–4 Rotary Drill
Dry Dock 1 West Temporary
Work Trestle—Pre-Drill Socket.
3–4 Rotary Drill
Dry Dock 1 West Temporary
Work Trestle—Remove Outer
Casing.
3–4 DTH Cluster Dry Dock 1 West Temporary
Drill.
Work Trestle.
3–4 Rotary Drill
Dry Dock 1 West Remove Temporary Work Trestle Piles.
3–4 Rotary Drill
Dry Dock 1 West Wall Shafts—
Install Outer Casing.
2–3 DTH Cluster
Drill.
2–3 Rotary Drill
2–3 Rotary Drill
2–3 Rotary Drill
2–3 DTH Cluster
Drill.
2–3 Rotary Drill
2–3 Rotary Drill
2–3 Rotary Drill
2–3 Rotary Drill
14 .....
lotter on DSK11XQN23PROD with PROPOSALS2
196
0.04
20
70
0.04
0.04
0.04
22
20
20
0.04
0.04
20
2
12
12
0.04
0.04
0.04
0.04
3
12
0.04
0.04
12
3
36
15
18
5
0.04
0.04
0.04
0.04
0.04
0.04
10
23
0.04
0.04
23
23
150
20
20
20
135
18
18
18
20
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.000014
0.000002
0.417417
0.000002
0.000248
0.000014
0.001041
0.001041
0.001041
0.001041
0.334747
0.000185
0.001041
0.073751
0.417417
0.000733
0.001041
0.001041
0.417417
0.000002
0.000248
0.000014
0.417417
0.000002
0.000248
0.000014
0.417417
0.000002
0.000248
0.000014
0.000002
0
0
0
0
12
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
2
0
0
0
2
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
3
0
0
0
3
0
0
0
2
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
1
0
0
0
1
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.277858
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
1
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
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3–4 DTH Cluster
Drill.
3–4 DTH Monohammer.
4–5 DTH Monohammer.
3–4 Rotary Drill
3–4 Rotary Drill
3–4 DTH Cluster
Drill.
3–4 Rotary Drill
3–4 Rotary Drill
3–4 Rotary Drill
3–4 DTH Cluster
Drill.
3–4 Rotary Drill
......................................................
Dry Dock 1 West Rock Anchors
Dry Dock 1 West Foundation
Shafts—Install Outer Casing.
Dry Dock 1 West Foundation
Shafts Pre-Drill Sockets.
Dry Dock 1 West Foundation
Shafts—Remove Outer Casing.
Foundation Shafts for Dry Dock 1
West.
Dry Dock 1 North Leveling
Piles—Install Outer Casing.
Dry Dock 1 West Leveling
Piles—Pre-Drill Socket.
Dry Dock 1 North Leveling
Piles—Remove Outer Casing.
Dry Dock 1 West Leveling Piles
(Diving Board Shafts).
Dry Dock 1 North Rock Anchors
Dry Dock 1 West Wall Shafts—
Pre-Drill Socket.
Dry Dock 1 West Wall Shafts—
Remove Outer Casing.
Wall Shafts for Dry Dock 1 West
3–4 Rotary Drill
3–4 Rotary Drill
Purpose
Year/activity
................
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
0.04
Density
..................
18
18
135
18
18
18
196
23
23
23
165
22
22
Total
production
days
....................
0.073751
0.073751
0.417417
0.000002
0.000248
0.000014
0.417417
0.000002
0.000248
0.000014
0.417417
0.000002
0.000248
Level A
harassment
zone (km2)
0
0
2
0
0
0
3
0
0
0
3
0
0
29
Total
13
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 2
10
0
0
1
0
0
0
1
0
0
0
1
0
0
Year 3
6
0
0
1
0
0
0
2
0
0
0
2
0
0
Year 4
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 5
Proposed take by Level A harassment
....................
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
0.417417
Level B
harassment
zone (km2)
TABLE 13—ESTIMATED TAKE OF HARBOR PORPOISE BY PROJECT ACTIVITY—Continued
4
0
0
0
0
0
0
0
0
0
0
0
0
0
3
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 2
22
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 3
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 4
0
0
0
0
0
0
0
0
0
0
0
0
0
0
Year 5
Proposed take by Level B harassment
Total
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the Navy’s construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
1 In instances where only 1 take was calculated but activities spanned more than one construction year, one take was requested by the Navy for each construction year.
2 One take by Level B harassment was added to construction year 3 to account for average group size of harbor porpoises (see https://www.fisheries.noaa.gov/species/harbor-porpoise#:∼:text=
The%20harbor%20porpoise%20is%20a,estuaries%2C%20harbors%2C%20and%20fjords).
** No additional takes are expected to result from the simultaneous use of two rotary drills and a DTH mono-hammer in construction years 3 and 4 and the simultaneous use of two rotary drills in construction year 4.
Total
35 .....
34 .....
33 .....
32 .....
Activity
ID
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Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
Although no construction activity is
currently planned for the final year of
the LOA period (construction year 6),
potential schedule slips may occur as a
result of equipment failure, inclement
weather, or other unforeseen events.
However, potential takes that could
occur during year 6 as a result of delays
to activities scheduled for years 2–5 are
accounted for through the analyses for
those years, and no additional take is
proposed for authorization.
Harbor Seal
Harbor seals may be present yearround in the project vicinity, with
consistent densities throughout the year.
Harbor seals are the most common
pinniped in the Piscataqua River near
the Shipyard. Sightings of this species
were recorded during monthly surveys
conducted in 2017 and 2018 (NAVFAC
Mid-Atlantic, 2018, 2019b) as well as
during Berth 11 and P–310 construction
monitoring in 2017, 2018, 2020 and
2021 (Cianbro, 2018; Navy, 2019;
NAVFAC, 2021, 2022), and therefore
density estimates from these efforts
were considered in the analysis. Based
on observations recorded during the
Berth 11 Waterfront Improvements (199
observations of harbor seals during year
1 and 249 observations of harbor seals
during year 2 [448 total] over 322 days)
and P–310 project construction
monitoring (721 observations of harbor
seals during year 1 and 451 observations
of harbor seals during year 2 [1,172
total] over 349 days), harbor seal density
was estimated to be 3.0/km2 in the
project area (Cianbro, 2018; Navy, 2019;
NAVFAC, 2021, 2022).
Takes by Level A harassment were
calculated for harbor seals where the
density of animals (3 harbor seals/km2)
was multiplied by the harassment zone
and the number of days per construction
activity. This method was deemed to be
inappropriate by the Navy for
calculating takes by Level B harassment
for harbor seals as it produced take
numbers that were lower than the
number of harbor seals that has been
previously observed in the Navy’s
monitoring reports. Therefore, the Navy
is proposing (and NMFS concurs) to
increase the take by Level B harassment
to more accurately reflect harbor seal
observations in the monitoring reports,
by using the value of three harbor seals
observed a day multiplied by the total
number of construction days (i.e., 349
days), resulting in 1,047 takes per year
by Level B harassment. This method is
consistent with the methodology used to
estimate takes by Level B harassment in
IHA issued by NMFS for the first year
of P–381 construction activities (87 FR
19866; April 6, 2022).
Additional takes by Level B
harassment may occur during the
simultaneous use of two rotary drills
and a DTH mono-hammer in
construction years 3 and 4 and the
simultaneous use of two rotary drills in
construction year 4. The simultaneous
use of two rotary drills would result in
28 additional takes by Level B
harassment of harbor seals. The
simultaneous use of two rotary drills
and a DTH mono-hammer would result
in 22 additional takes by Level B
harassment of harbor seals. Note, the
use of cluster drills and rock hammers
in construction years 2 and 3 result in
the entire ROI being ensonified to Level
A harassment thresholds; therefore,
there would be no change to the size of
the harassment zones from concurrent
construction activities during these
years and thus no need to authorize
additional takes. To account for
concurrent activities in construction
years 3 and 4, the Navy is requesting to
add additional takes by Level B
harassment to their proposed take
numbers (22 harbor seal in construction
year 3 and 50 harbor seal in
construction year 4). Therefore the Navy
requests 1,047 takes by Level B
harassment for harbor seals in
construction year 2, 1,069 takes by Level
B harassment for harbor seals in
construction year 3, 1,097 takes by Level
B harassment for harbor seals in
construction year 4, and 1,047 takes by
Level B takes for harbor seals in
construction year 5 (note the division of
takes over the construction years is
summarized in Table 12).
Take by Level A harassment of harbor
seals is shown in Table 14 below. Note
that where the Level A harassment zone
is as large as the Level B harassment
zone and fills the entire potentially
ensonified area, the enumerated takes in
the Level A harassment column may be
in the form of Level A harassment and/
or Level B harassment, but would be
authorized as takes by Level A
harassment. The proposed takes by
Level B harassment were not included
in Table 14 as they were calculated by
a different method (i.e., by using the
value of three harbor seals observed per
day multiplied by the total number of
construction days; i.e., 349 days).
TABLE 14—ESTIMATED TAKE BY LEVEL A HARASSMENT OF HARBOR SEAL BY PROJECT ACTIVITY
Activity ID
A .....................
Year/activity
2 Rotary Drill ........
2 Rotary Drill ........
2 Rotary Drill ........
2 DTH Cluster Drill
R .....................
lotter on DSK11XQN23PROD with PROPOSALS2
1 .....................
2 .....................
3 .....................
4 .....................
5 .....................
VerDate Sep<11>2014
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2 Hydraulic Rock
Hammer.
2–3 Vibratory Extraction.
2–3 Hydraulic
Rock Hammer.
2–3 Hydraulic
Rock Hammer.
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
19:58 Jan 17, 2023
Purpose
Density
Total
production
days
Level A
harassment
zone (km2)
Proposed take by
Level A harassment
Total
Year 2
Year 3
Year 4
Year 5
Center Wall—Install Foundation Support Piles.
Center Wall—Install Foundation Support Piles.
Center Wall—Install Foundation Support Piles.
Center Wall—Install Foundation Support Piles.
Dry Dock 1 North Entrance—Install
Temporary Cofferdam.
Dry Dock 1 North Entrance—Install
Temporary Cofferdam.
Shutter Panel Demolition (112 panels).
Remove Berth 1 Sheet Piles .............
3
18
0.000005
0
0
0
0
0
3
18
0.000091
0
0
0
0
0
3
18
0.000001
0
0
0
0
0
3
117
0.417417
147
147
0
0
0
3
6
0.0002
0
0
0
0
0
3
6
0.364953
7
7
0
0
0
3
56
0.417417
70
70
0
0
0
3
42
0.000078
0
0
0
0
0
Removal of Granite Quay Wall (2,800
cy).
Berth 1 Top of Wall Demolition for
Waler Install (320 lf).
Install Berth 1 Support of Excavation
3
47
0.417417
59
47
12
0
0
3
74
0.417417
93
74
19
0
0
3
8
0.000078
0
0
0
0
0
Berth 1 Support of Excavation ...........
3
8
0.201158
5
5
0
0
0
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Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 14—ESTIMATED TAKE BY LEVEL A HARASSMENT OF HARBOR SEAL BY PROJECT ACTIVITY—Continued
Activity ID
6 .....................
7 .....................
8 .....................
9 .....................
Year/activity
2 Hydraulic Rock
Hammer.
2 DTH Mono-hammer.
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2 Rotary Drill ........
2 Rotary Drill ........
2 Rotary Drill ........
10 ...................
11 ...................
12 ...................
13 ...................
2 DTH Cluster Drill
2 Hydraulic Rock
Hammer.
2 DTH Mono-hammer.
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
14 ...................
2–3 DTH Cluster
Drill.
2–3 Rotary Drill ....
15 ...................
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
16 ...................
2–3 DTH Cluster
Drill.
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
17 ...................
2–3 DTH Cluster
Drill.
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
18 ...................
19 ...................
20 ...................
21 ...................
22 ...................
lotter on DSK11XQN23PROD with PROPOSALS2
23 ...................
24 ...................
25 ...................
26 ...................
27 ...................
VerDate Sep<11>2014
2–3 DTH Cluster
Drill.
2 Vibratory Extraction.
2 Vibratory Extraction.
2 Vibratory Extraction.
2 Hydraulic Rock
Hammer.
2–3 DTH Monohammer.
2–3 Vibratory Extraction.
2–3 Vibratory Pile
Driving.
2–3 Impact Pile
Driving.
2–3 Vibratory Extraction.
2–3 Vibratory Extraction.
2–3 Vibratory Extraction.
18:52 Jan 17, 2023
Purpose
Density
Total
production
days
Level A
harassment
zone (km2)
Proposed take by
level A harassment
Total
Year 2
Year 3
Year 4
Year 5
Mechanical Rock Removal (700 cy)
at Berth 11 Basin Floor.
Relief Holes at Berth 11 Basin Floor
3
60
0.417417
75
75
0
0
0
3
35
0.014413
1
1
0
0
0
Install Temporary Cofferdam Extension.
Temporary Cofferdam Extension .......
3
4
0.000078
0
0
0
0
0
3
4
0.201158
2
2
0
0
0
Gantry Crane Support—Install Outer
Casing.
Gantry
Crane
Support—Pre-Drill
Socket.
Gantry Crane Support—Remove
Outer Casing.
Gantry Crane Support Piles ...............
Mechanical Rock Removal (300 cy)
at Berth 1 Basin Floor.
Dry Dock 1 North Entrance Rock Anchors.
Center Wall Tie-in to Existing West
Closure Wall.
Center Wall Tie-in to West Closure
Wall.
Dry Dock 1 North Temporary Work
Trestle—Install Outer Casing.
Dry Dock 1 North Temporary Work
Trestle—Pre-Drill Socket.
Dry Dock 1 North Temporary Work
Trestle—Remove Outer Casing.
Dry Dock 1 North Temporary Work
Trestle.
Remove Dry Dock 1 North Temporary Work Trestle Piles.
Dry Dock 1 North Leveling Piles—Install Outer Casing.
Dry Dock 1 North Leveling Piles—
Pre-Drill Socket.
Dry Dock 1 North Leveling Piles—
Remove Outer Casing.
Dry Dock 1 North Leveling Piles (Diving Board Shafts).
Dry Dock 1 North Wall Shafts—Install
Outer Casing.
Dry Dock 1 North Wall Shafts—PreDrill Socket.
Dry Dock 1 North Wall Shafts—Remove Outer Casing.
Wall Shafts for Dry Dock 1 North ......
3
16
0.000005
0
0
0
0
0
3
16
0.000091
0
0
0
0
0
3
16
0.000091
0
0
0
0
0
3
3
80
25
0.417417
0.417417
100
31
100
31
0
0
0
0
0
0
3
25
0.022912
2
2
0
0
0
3
4
0.000078
0
0
0
0
0
3
4
0.201158
2
2
0
0
0
3
20
0.000005
0
0
0
0
0
3
20
0.000091
0
0
0
0
0
3
20
0.000001
0
0
0
0
0
3
70
0.417417
88
53
35
0
0
3
20
0.000002
0
0
0
0
0
3
18
0.000005
0
0
0
0
0
3
18
0.000091
0
0
0
0
0
3
18
0.000001
0
0
0
0
0
3
135
0.417417
169
101
68
0
0
3
20
0.000005
0
0
0
0
0
3
20
0.000091
0
0
0
0
0
3
20
0.000001
0
0
0
0
0
3
150
0.417417
188
113
75
0
0
Dry Dock 1 North Foundation
Shafts—Install Outer Casing.
Dry Dock 1 North Foundation
Shafts—Pre-Drill Sockets.
Dry Dock 1 North Foundation
Shafts—Remove Outer Casing.
Foundation Shafts for Dry Dock 1
North.
Berth 11 End Wall Temporary Guide
Wall.
Remove Berth 1 Support of Excavation.
Remove Berth 1 Emergency Repairs
3
23
0.000005
0
0
0
0
0
3
23
0.000091
0
0
0
0
0
3
23
0.000001
0
0
0
0
0
3
196
0.417417
245
147
98
0
0
3
10
0.0002
0
0
0
0
0
3
5
0.0002
0
0
0
0
0
3
18
0.000136
0
0
0
0
0
Removal of Emergency Repair Concrete (500 cy) at Berth 1.
Center Wall Foundation Rock Anchors.
Dry Dock 1 North-Remove Center
Wall Tie-in to West Closure Wall.
Center Wall East Tie-in to Existing
Wall.
Center Wall East Tie-in to Existing
Wall.
Dry Dock 1 West Remove Center
Wall Tie-in to West Closure Wall.
Remove Center Wall Tie-in to Existing Wall.
Remove Temporary Cofferdam .........
3
15
0.417417
19
19
0
0
0
3
36
0.022912
2
1
1
0
0
3
3
0.0002
0
0
0
0
0
3
12
0.000032
0
0
0
0
0
3
12
0.090757
3
2
1
0
0
3
3
0.0002
0
0
0
0
0
3
12
0.0002
0
0
0
0
0
3
12
0.0002
0
0
0
0
0
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3181
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 14—ESTIMATED TAKE BY LEVEL A HARASSMENT OF HARBOR SEAL BY PROJECT ACTIVITY—Continued
Activity ID
28 ...................
29 ...................
Year/activity
2–3 Vibratory Extraction.
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
30 ...................
3–4 DTH Cluster
Drill.
3–4 Rotary Drill ....
31 ...................
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
32 ...................
3–4 DTH Cluster
Drill.
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
33 ...................
3–4 DTH Cluster
Drill.
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
34 ...................
35 ...................
Total ........
3–4 DTH Cluster
Drill.
3–4 DTH Monohammer.
4–5 DTH Monohammer.
..............................
Purpose
Density
Remove Temporary Cofferdam Extension.
Dry Dock 1 West Temporary Work
Trestle—Install Outer Casing.
Dry Dock 1 West Temporary Work
Trestle—Pre-Drill Socket.
Dry Dock 1 West Temporary Work
Trestle—Remove Outer Casing.
Dry Dock 1 West Temporary Work
Trestle.
Dry Dock 1 West Remove Temporary
Work Trestle Piles.
Dry Dock 1 West Wall Shafts—Install
Outer Casing.
Dry Dock 1 West Wall Shafts—PreDrill Socket.
Dry Dock 1 West Wall Shafts—Remove Outer Casing.
Wall Shafts for Dry Dock 1 West .......
Total
production
days
Level A
harassment
zone (km2)
Proposed take by
level A harassment
Total
Year 2
Year 3
Year 4
Year 5
3
2
0.0002
0
0
0
0
0
3
20
0.000005
0
0
0
0
0
3
20
0.000091
0
0
0
0
0
3
20
0.000001
0
0
0
0
0
3
70
0.417417
88
0
44
44
0
3
20
0.000002
0
0
0
0
0
3
22
0.000005
0
0
0
0
0
3
22
0.000091
0
0
0
0
0
3
22
0.000001
0
0
0
0
0
3
165
0.417417
206
0
103
103
0
3
23
0.000005
0
0
0
0
0
3
23
0.000091
0
0
0
0
0
3
23
0.000001
0
0
0
0
0
3
196
0.417417
245
0
122
123
0
3
18
0.000005
0
0
0
0
0
3
18
0.000091
0
0
0
0
0
3
18
0.000001
0
0
0
0
0
Dry Dock 1 West Foundation
Shafts—Install Outer Casing.
Dry Dock 1 West Foundation
Shafts—Pre-Drill Sockets.
Dry Dock 1 West Foundation
Shafts—Remove Outer Casing.
Foundation Shafts for Dry Dock 1
West.
Dry Dock 1 North Leveling Piles—Install Outer Casing.
Dry Dock 1 West Leveling Piles—
Pre-Drill Socket.
Dry Dock 1 North Leveling Piles—
Remove Outer Casing.
Dry Dock 1 West Leveling Piles (Diving Board Shafts).
Dry Dock 1 North Rock Anchors .......
3
135
0.417417
169
0
84
85
0
3
18
0.022912
1
0
1
0
0
Dry Dock 1 West Rock Anchors ........
3
18
0.022912
1
0
0
0
1
............................................................
............
....................
....................
2,018
999
663
355
1
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the Navy’s
construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
Although no construction activity is
currently planned for the final year of
the LOA period (construction year 6),
potential schedule slips may occur as a
result of equipment failure, inclement
weather, or other unforeseen events.
However, potential takes that could
occur during year 6 as a result of delays
to activities scheduled for years 2–5 are
accounted for through the analyses for
those years, and no additional take is
proposed for authorization.
lotter on DSK11XQN23PROD with PROPOSALS2
Gray Seal
Gray seals may be present year-round
in the project vicinity, with consistent
densities throughout the year. Gray seals
are less common in the Piscataqua River
than the harbor seal. A total of nine
sightings of gray seals were recorded
during P–310 construction monitoring
(NAVFAC, 2021, 2022). Density
estimates of gray seals were based on
the Berth 11 Waterfront Improvements
(24 observations of gray seals during
VerDate Sep<11>2014
18:52 Jan 17, 2023
Jkt 259001
year 1 and 12 observations of gray seals
during year 2 [36 total] over 322 days)
and P–310 project construction
monitoring (47 observations of gray
seals during year 1 and 21 observations
of gray seals during year 2 [68 total] over
349 days) and was estimated to be 0.2/
km2 (Cianbro, 2018; Navy, 2019;
NAVFAC, 2021, 2022). These data were
preferred in this analysis over the more
general density data from the NMSDD.
Takes by Level A harassment were
calculated for gray seals where the
density of animals (0.2 gray seals/km2)
was multiplied by the harassment zone
and the number of days per construction
activity. This method was deemed to be
inappropriate by the Navy for
calculating takes by Level B harassment
for gray seals as it produced take that
were fewer than the number of gray
seals that has been previously observed
in the Navy’s monitoring reports.
Therefore, the Navy is proposing (and
NMFS concurs), to increase the take by
PO 00000
Frm 00037
Fmt 4701
Sfmt 4702
Level B harassment to more accurately
reflect gray seal observations in the
monitoring reports, by using the value
of 0.2 gray seals a day multiplied by the
total number of construction days (i.e.,
349 days) resulting in 70 takes by Level
B harassment proposed for
authorization per year. This method is
consistent with the methodology used to
estimate takes by Level B harassment in
IHA issued by NMFS for the first year
of P–381 construction activities (87 FR
19866; April 6, 2022).
Additional takes by Level B
harassment may occur during the
simultaneous use of two rotary drills
and a DTH mono-hammer in
construction years 3 and 4 and the
simultaneous use of two rotary drills in
construction year 4. The simultaneous
use of two rotary drills would result in
2 additional Level B takes of gray seals.
The simultaneous use of two rotary
drills and a DTH mono-hammer would
result in 1 additional Level B take of
E:\FR\FM\18JAP2.SGM
18JAP2
3182
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
gray seals. Note, the use of cluster drills
and rock hammers in construction years
2 and 3 result in the entire ROI being
ensonified to Level A harassment
thresholds; therefore, there would be no
change to the size of the harassment
zones from concurrent construction
activities during these years and thus no
need to request additional takes. To
account for concurrent activities in
construction years 3 and 4, the Navy is
requesting additional takes by Level B
harassment to their proposed take
numbers (1 gray seal in construction
year 3 and 3 gray seals in construction
year 4). Therefore the Navy requests 70
takes by Level B takes for gray seals in
construction year 2, 71 takes by Level B
harassment for gray seals in
construction year 3, 73 takes by Level B
harassment for gray seals in
construction year 4, and 70 takes by
Level B harassment for gray seals in
construction year 5 (note the division of
takes over the construction years is
summarized in Table 12).
Take by Level A harassment of gray
seals is shown in Table 15 below. Note
that where the Level A harassment zone
is as large as the Level B harassment
zone and fills the entire potentially
ensonified area, the enumerated takes in
the Level A harassment column may be
in the form of Level A harassment and/
or Level B harassment, but would be
authorized as takes by Level A
harassment. The proposed takes by
Level B harassment were not included
in Table 15 as they were calculated by
a different method (i.e., by using the
value of 0.2 gray seals observed a day
multiplied by the total number of
construction days; i.e., 349 days).
TABLE 15—CALCULATED PROPOSED TAKE BY LEVEL A HARASSMENT OF GRAY SEAL BY PROJECT ACTIVITY
Activity ID
A .....................
Year/activity
2 Rotary Drill ........
2 Rotary Drill ........
2 Rotary Drill ........
2 DTH Cluster Drill
R .....................
1 .....................
2 .....................
3 .....................
4 .....................
5 .....................
6 .....................
7 .....................
8 .....................
9 .....................
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2 Hydraulic Rock
Hammer.
2–3 Vibratory Extraction.
2–3 Hydraulic
Rock Hammer.
2–3 Hydraulic
Rock Hammer.
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2 Hydraulic Rock
Hammer.
2 DTH Mono-hammer.
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2 Rotary Drill ........
2 Rotary Drill ........
2 Rotary Drill ........
10 ...................
11 ...................
12 ...................
lotter on DSK11XQN23PROD with PROPOSALS2
13 ...................
2 DTH Cluster Drill
2 Hydraulic Rock
Hammer.
2 DTH Mono-hammer.
2 Vibratory Pile
Driving.
2 Impact Pile Driving.
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
14 ...................
2–3 DTH Cluster
Drill.
2–3 Rotary Drill ....
15 ...................
2–3 Rotary Drill ....
VerDate Sep<11>2014
18:52 Jan 17, 2023
Purpose
Density
Total
production
days
Level A
harassment
zone (km2)
Proposed take by
Level A harassment
Total
Year 2
Year 3
Year 4
Year 5
Center Wall—Install Foundation Support Piles.
Center Wall—Install Foundation Support Piles.
Center Wall—Install Foundation Support Piles.
Center Wall—Install Foundation Support Piles.
Dry Dock 1 North Entrance—Install
Temporary Cofferdam.
Dry Dock 1 North Entrance—Install
Temporary Cofferdam.
Shutter Panel Demolition (112 panels).
Remove Berth 1 Sheet Piles .............
0.2
18
0.000005
0
0
0
0
0
0.2
18
0.000091
0
0
0
0
0
0.2
18
0.000001
0
0
0
0
0
0.2
117
0.417417
10
10
0
0
0
0.2
6
0.0002
0
0
0
0
0
0.2
6
0.364953
0
0
0
0
0
0.2
56
0.417417
5
5
0
0
0
0.2
42
0.000078
0
0
0
0
0
Removal of Granite Quay Wall (2,800
cy).
Berth 1 Top of Wall Demolition for
Waler Install (320 lf).
Install Berth 1 Support of Excavation
0.2
47
0.417417
4
3
1
0
0
0.2
74
0.417417
6
5
1
0
0
0.2
8
0.000078
0
0
0
0
0
Berth 1 Support of Excavation ...........
0.2
8
0.201158
0
0
0
0
0
Mechanical Rock Removal (700 cy)
at Berth 11 Basin Floor.
Relief Holes at Berth 11 Basin Floor
0.2
60
0.417417
5
5
0
0
0
0.2
35
0.014413
0
0
0
0
0
Install Temporary Cofferdam Extension.
Temporary Cofferdam Extension .......
0.2
4
0.000078
0
0
0
0
0
0.2
4
0.201158
0
0
0
0
0
0.2
16
0.000005
0
0
0
0
0
0.2
16
0.000091
0
0
0
0
0
0.2
16
0.000091
0
0
0
0
0
0.2
0.2
80
25
0.417417
0.417417
7
2
7
2
0
0
0
0
0
0
0.2
25
0.022912
0
0
0
0
0
0.2
4
0.000078
0
0
0
0
0
0.2
4
0.201158
0
0
0
0
0
0.2
20
0.000005
0
0
0
0
0
0.2
20
0.000091
0
0
0
0
0
0.2
20
0.000001
0
0
0
0
0
0.2
70
0.417417
6
4
2
0
0
0.2
20
0.000002
0
0
0
0
0
0.2
18
0.000005
0
0
0
0
0
Gantry Crane Support—Install Outer
Casing.
Gantry
Crane
Support—Pre-Drill
Socket.
Gantry Crane Support—Remove
Outer Casing.
Gantry Crane Support Piles ...............
Mechanical Rock Removal (300 cy)
at Berth 1 Basin Floor.
Dry Dock 1 North Entrance Rock Anchors.
Center Wall Tie-In to Existing West
Closure Wall.
Center Wall Tie-in to West Closure
Wall.
Dry Dock 1 North Temporary Work
Trestle—Install Outer Casing.
Dry Dock 1 North Temporary Work
Trestle—Pre-Drill Socket.
Dry Dock 1 North Temporary Work
Trestle—Remove Outer Casing.
Dry Dock 1 North Temporary Work
Trestle.
Remove Dry Dock 1 North Temporary Work Trestle Piles.
Dry Dock 1 North Leveling Piles—Install Outer Casing.
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18JAP2
3183
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 15—CALCULATED PROPOSED TAKE BY LEVEL A HARASSMENT OF GRAY SEAL BY PROJECT ACTIVITY—Continued
Activity ID
Year/activity
2–3 Rotary Drill ....
2–3 Rotary Drill ....
16 ...................
2–3 DTH Cluster
Drill.
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
17 ...................
2–3 DTH Cluster
Drill.
2–3 Rotary Drill ....
2–3 Rotary Drill ....
2–3 Rotary Drill ....
18 ...................
19 ...................
20 ...................
21 ...................
22 ...................
23 ...................
24 ...................
25 ...................
26 ...................
27 ...................
28 ...................
29 ...................
2–3 DTH Cluster
Drill.
2 Vibratory Extraction.
2 Vibratory Extraction.
2 Vibratory Extraction.
2 Hydraulic Rock
Hammer.
2–3 DTH Monohammer.
2–3 Vibratory Extraction.
2–3 Vibratory Pile
Driving.
2–3 Impact Pile
Driving.
2–3 Vibratory Extraction.
2–3 Vibratory Extraction.
2–3 Vibratory Extraction.
2–3 Vibratory Extraction.
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
30 ...................
3–4 DTH Cluster
Drill.
3–4 Rotary Drill ....
31 ...................
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
32 ...................
3–4 DTH Cluster
Drill.
3–4 Rotary Drill ....
lotter on DSK11XQN23PROD with PROPOSALS2
3–4 Rotary Drill ....
3–4 Rotary Drill ....
33 ...................
3–4 DTH Cluster
Drill.
3–4 Rotary Drill ....
3–4 Rotary Drill ....
3–4 Rotary Drill ....
VerDate Sep<11>2014
18:52 Jan 17, 2023
Purpose
Density
Dry Dock 1 North Leveling Piles—
Pre-Drill Socket.
Dry Dock 1 North Leveling Piles—
Remove Outer Casing.
Dry Dock 1 North Leveling Piles (Diving Board Shafts).
Dry Dock 1 North Wall Shafts—Install
Outer Casing.
Dry Dock 1 North Wall Shafts—PreDrill Socket.
Dry Dock 1 North Wall Shafts—Remove Outer Casing.
Wall Shafts for Dry Dock 1 North ......
Total
production
days
Level A
harassment
zone (km2)
Proposed take by
Level A harassment
Total
Year 2
Year 3
Year 4
Year 5
0.2
18
0.000091
0
0
0
0
0
0.2
18
0.000001
0
0
0
0
0
0.2
135
0.417417
11
7
4
0
0
0.2
20
0.000005
0
0
0
0
0
0.2
20
0.000091
0
0
0
0
0
0.2
20
0.000001
0
0
0
0
0
0.2
150
0.417417
13
8
5
0
0
Dry Dock 1 North Foundation
Shafts—Install Outer Casing.
Dry Dock 1 North Foundation
Shafts—Pre-Drill Sockets.
Dry Dock 1 North Foundation
Shafts—Remove Outer Casing.
Foundation Shafts for Dry Dock 1
North.
Berth 11 End Wall Temporary Guide
Wall.
Remove Berth 1 Support of Excavation.
Remove Berth 1 Emergency Repairs
0.2
23
0.000005
0
0
0
0
0
0.2
23
0.000091
0
0
0
0
0
0.2
23
0.000001
0
0
0
0
0
0.2
196
0.417417
16
10
6
0
0
0.2
10
0.0002
0
0
0
0
0
0.2
5
0.0002
0
0
0
0
0
0.2
18
0.000136
0
0
0
0
0
Removal of Emergency Repair Concrete (500 cy) at Berth 1.
Center Wall Foundation Rock Anchors.
Dry Dock 1 North-Remove Center
Wall Tie-in to West Closure Wall.
Center Wall East Tie-in to Existing
Wall.
Center Wall East Tie-in to Existing
Wall.
Dry Dock 1 West Remove Center
Wall Tie-in to West Closure Wall.
Remove Center Wall Tie-in to Existing Wall.
Remove Temporary Cofferdam .........
0.2
15
0.417417
1
1
0
0
0
0.2
36
0.022912
0
0
0
0
0
0.2
3
0.0002
0
0
0
0
0
0.2
12
0.000032
0
0
0
0
0
0.2
12
0.090757
0
0
0
0
0
0.2
3
0.0002
0
0
0
0
0
0.2
12
0.0002
0
0
0
0
0
0.2
12
0.0002
0
0
0
0
0
0.2
2
0.0002
0
0
0
0
0
0.2
20
0.000005
0
0
0
0
0
0.2
20
0.000091
0
0
0
0
0
0.2
20
0.000001
0
0
0
0
0
0.2
70
0.417417
6
0
3
3
0
0.2
20
0.000002
0
0
0
0
0
0.2
22
0.000005
0
0
0
0
0
0.2
22
0.000091
0
0
0
0
0
0.2
22
0.000001
0
0
0
0
0
0.2
165
0.417417
14
0
7
7
0
0.2
23
0.000005
0
0
0
0
0
0.2
23
0.000091
0
0
0
0
0
0.2
23
0.000001
0
0
0
0
0
0.2
196
0.417417
16
0
8
8
0
0.2
18
0.000005
0
0
0
0
0
0.2
18
0.000091
0
0
0
0
0
0.2
18
0.000001
0
0
0
0
0
Remove Temporary Cofferdam Extension.
Dry Dock 1 West Temporary Work
Trestle—Install Outer Casing.
Dry Dock 1 West Temporary Work
Trestle—Pre-Drill Socket.
Dry Dock 1 West Temporary Work
Trestle—Remove Outer Casing.
Dry Dock 1 West Temporary Work
Trestle.
Dry Dock 1 West Remove Temporary
Work Trestle Piles.
Dry Dock 1 West Wall Shafts—Install
Outer Casing.
Dry Dock 1 West Wall Shafts—PreDrill Socket.
Dry Dock 1 West Wall Shafts—Remove Outer Casing.
Wall Shafts for Dry Dock 1 West .......
Dry Dock 1 West Foundation
Shafts—Install Outer Casing.
Dry Dock 1 West Foundation
Shafts—Pre-Drill Sockets.
Dry Dock 1 West Foundation
Shafts—Remove Outer Casing.
Foundation Shafts for Dry Dock 1
West.
Dry Dock 1 North Leveling Piles—Install Outer Casing.
Dry Dock 1 West Leveling Piles—
Pre-Drill Socket.
Dry Dock 1 North Leveling Piles—
Remove Outer Casing.
Jkt 259001
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18JAP2
3184
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 15—CALCULATED PROPOSED TAKE BY LEVEL A HARASSMENT OF GRAY SEAL BY PROJECT ACTIVITY—Continued
Activity ID
34 ...................
35 ...................
Year/activity
Purpose
3–4 DTH Cluster
Drill.
3–4 DTH Monohammer.
4–5 DTH Monohammer.
Density
Total
production
days
Proposed take by
Level A harassment
Level A
harassment
zone (km2)
Total
Year 2
Year 3
Year 4
Year 5
Dry Dock 1 West Leveling Piles (Diving Board Shafts).
Dry Dock 1 North Rock Anchors .......
0.2
135
0.417417
11
0
6
5
0
0.2
18
0.022912
0
0
0
0
0
Dry Dock 1 West Rock Anchors ........
0.2
18
0.022912
0
0
0
0
0
............
....................
....................
133
67
43
23
0
Total ........
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the Navy’s
construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
Although no construction activity is
currently planned for the final year of
the LOA period (construction year 6),
potential schedule slips may occur as a
result of equipment failure, inclement
weather, or other unforeseen events.
However, potential takes that could
occur during year 6 as a result of delays
to activities scheduled for years 2–5 are
accounted for through the analyses for
those years, and no additional take is
proposed for authorization.
Hooded Seal
Hooded seals may be present in the
project vicinity from January through
May, though their exact seasonal
densities are unknown. In general,
hooded seals are much rarer than the
harbor seal and gray seal in the
Piscataqua River. NMFS authorized one
take by Level B harassment per month
from January to May of a hooded seal for
the Berth 11 Waterfront Improvements
Construction project (NMFS, 2018b) and
for P–310 (Super Flood Basin) (NMFS,
2016; NMFS, 2019; NMFS 2021c). To
date, the monitoring for those projects
and for the density surveys have not
recorded a sighting of hooded seal in the
project area (Cianbro, 2018; NAVFAC
Mid-Atlantic, 2018, 2019b; Navy 2019;
NAVFAC, 2021, 2022). In order to guard
against the potential for unauthorized
take, the Navy is again requesting one
take by Level B harassment of hooded
seal per month (between the months of
January and May) for each construction
year. This will result in five takes by
Level B harassment per year. Given the
size of the shutdown zones in relation
to the Level A harassment isopleths (see
the Proposed Mitigation section below),
NMFS also proposes to authorize five
takes by Level A harassment per year to
safeguard against unauthorized take of
hooded seals that may occur unnoticed
in the Level A harassment zone for
sufficient duration to incur PTS.
Harp Seal
In general, harp seals are much rarer
than the harbor seal and gray seal in the
Piscataqua River. Harp seals were not
observed during marine mammal
monitoring or survey events that took
place in 2017, 2018, or 2021 (Cianbro,
2018; NAVFAC Mid-Atlantic, 2018,
2019b; Navy, 2019; NAVFAC, 2021,
2022); however, two harp seals (n =2)
were observed in the River in 2020
(Stantec, 2020), and another harp seal
was observed in 2016 (NAVFAC MidAtlantic, 2016; NMFS, 2016). As above
for hooded seals, the Navy is proposing
one take by Level B harassment of harp
seal per month of construction (between
the months of January and May) for each
construction year as was authorized by
NMFS for the Berth 11 Waterfront
Improvements Project (NMFS, 2018b)
and for P–310 (Super Flood Basin)
construction activities (NMFS, 2019,
2021a). Harp seals may occur in the area
from January through May. Anticipating
one Level B harassment harp seal take
per month for 5 months per year during
in-water construction would guard
against potential unauthorized take of
this species. Given the size of the
shutdown zones in relation to the Level
A harassment isopleths (see the
Proposed Mitigation section below),
NMFS also proposes to authorize five
takes by Level A harassment per year to
safeguard against unauthorized take of
harp seals that may occur unnoticed in
the Level A harassment zone for
sufficient duration to incur PTS.
Table 16 below summarizes the
authorized take for all the species
described above as a percentage of stock
abundance.
TABLE 16—PROPOSED TAKE ESTIMATES AS A PERCENTAGE OF STOCK ABUNDANCE
Construction year
lotter on DSK11XQN23PROD with PROPOSALS2
2—Apr 2023–Mar
2024.
3—Apr 2024–Mar
2025.
4—Apr 2025–Mar
2026.
VerDate Sep<11>2014
Annual
proposed
Level A
harassment
Annual
proposed
Level B
harassment
Total
proposed
take
Gulf of Maine/Bay of Fundy (95,543) .........
13
3
16
0.02
Harbor seal ..............
Gray seal ..................
Harp seal ..................
Hooded seal .............
Harbor porpoise .......
Western North Atlantic (61,336) .................
Western North Atlantic (451,600) ...............
Western North Atlantic (7.6 million) ...........
Western North Atlantic (593,500) ...............
Gulf of Maine/Bay of Fundy (95,543) .........
999
67
5
5
10
1,047
70
5
5
2
2,046
137
10
10
12
3.33
0.03
<0.01
<0.01
0.01
Harbor seal ..............
Gray seal ..................
Harp seal ..................
Hooded seal .............
Harbor porpoise .......
Western North Atlantic (61,336) .................
Western North Atlantic (451,600) ...............
Western North Atlantic (7.6 million) ...........
Western North Atlantic (593,500) ...............
Gulf of Maine/Bay of Fundy (95,543) .........
663
43
5
5
6
1,069
71
5
5
0
1,732
114
10
10
6
2.82
0.03
<0.01
<0.01
0.01
Harbor seal ..............
Gray seal ..................
Western North Atlantic (61,336) .................
Western North Atlantic (451,600) ...............
355
23
1,097
73
1,452
96
2.37
0.02
Species
Stock (NEST)
Harbor porpoise .......
18:52 Jan 17, 2023
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18JAP2
Percent
of stock
3185
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 / Proposed Rules
TABLE 16—PROPOSED TAKE ESTIMATES AS A PERCENTAGE OF STOCK ABUNDANCE—Continued
Construction year
5—Apr 2026–Mar
2027.
6—Apr 2027–Mar
2028.
Total Estimated Proposed Take 1.
Annual
proposed
Level A
harassment
Annual
proposed
Level B
harassment
Total
proposed
take
Western North Atlantic (7.6 million) ...........
Western North Atlantic (593,500) ...............
Gulf of Maine/Bay of Fundy (95,543) .........
5
5
0
5
5
0
10
10
0
<0.01
<0.01
0
Harbor seal ..............
Gray seal ..................
Harp seal ..................
Hooded seal .............
Harbor porpoise .......
Western North Atlantic (61,336) .................
Western North Atlantic (451,600) ...............
Western North Atlantic (7.6 million) ...........
Western North Atlantic (593,500) ...............
Gulf of Maine/Bay of Fundy (95,543) .........
1
0
5
5
0
1,047
70
5
5
0
1,048
70
10
10
0
1.71
0.02
<0.01
<0.01
<0.01
Harbor seal ..............
Gray seal ..................
Harp seal ..................
Hooded seal .............
Harbor porpoise .......
Western North Atlantic (61,336) .................
Western North Atlantic (451,600) ...............
Western North Atlantic (7.6 million) ...........
Western North Atlantic (593,500) ...............
Gulf of Maine/Bay of Fundy (95,543) .........
0
0
0
0
29
0
0
0
0
5
0
0
0
0
34
<0.01
<0.01
<0.01
<0.01
NA
Harbor seal ..............
Gray seal ..................
Harp seal ..................
Hooded seal .............
Western
Western
Western
Western
2,018
133
25
25
4,260
284
25
25
6,278
438
50
50
NA
NA
NA
NA
Species
Stock (NEST)
Harp seal ..................
Hooded seal .............
Harbor porpoise .......
North
North
North
North
Atlantic
Atlantic
Atlantic
Atlantic
(61,336) .................
(451,600) ...............
(7.6 million) ...........
(593,500) ...............
Percent
of stock
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1 The total estimated proposed take does not include take that may occur in year six as a result of schedule delays, as these potential takes
are already accounted for in previous years.
Proposed Mitigation
In order to issue an LOA under
section 101(a)(5)(A) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to the
activity, and other means of effecting
the least practicable impact on the
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
the species or stock for taking for certain
subsistence uses (latter not applicable
for this action). NMFS regulations
require applicants for incidental take
authorizations to include information
about the availability and feasibility
(economic and technological) of
equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
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likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations.
The following mitigation measures
apply to the Navy’s in-water
construction activities.
General
In-water construction activities must
be halted upon observation of either a
species for which incidental take is not
authorized or a species for which
incidental take has been authorized but
the authorized number of takes has been
met, entering or within the harassment
zone. If such circumstances recur, the
Navy will consult with NMFS
concerning the potential need for an
additional take authorization.
Coordination
The Navy shall conduct briefings
between construction supervisors and
crews, the marine mammal monitoring
team, and Navy staff prior to the start of
in-water construction activities and
when new personnel join the work, to
ensure that responsibilities,
communication procedures, marine
mammal monitoring protocols, and
operational procedures are clearly
understood.
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Soft Start
The Navy shall use soft start
techniques when impact pile driving.
The objective of a soft start is to provide
a warning and/or give animals in close
proximity to pile-driving a chance to
leave the area prior to an impact driver
operating at full capacity, thereby
exposing fewer animals to loud
underwater and airborne sounds. Soft
start requires contractors to provide an
initial set of strikes from the impact
hammer at reduced energy, followed by
a 30-second waiting period, then two
subsequent reduced-energy strike sets.
Note the number of strikes will vary at
reduced energy because raising the
hammer at less than full power and then
releasing it results in the hammer
‘‘bouncing’’ as it strikes the pile,
resulting in multiple ‘‘strikes.’’ A soft
start will be implemented at the start of
each day’s impact pile driving and at
any time following cessation of impact
pile driving for a period of 30 minutes
or longer. Soft start is not applicable to
other in-water construction activities.
Bubble Curtain
During construction of the
multifunctional expansion of Dry Dock
1, portions of the west closure wall and/
or the super flood basin caisson gate
may not be in place. A bubble curtain
would be installed across the entrance
openings to mitigate underwater noise
impacts outside of the basin for those
activities where Level A harassment
thresholds are achieved across the entire
ROI (i.e., cluster drill and hydraulic rock
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hammering (Table 7)). A bubble curtain
similar to the one employed during P–
310 blasting activities and proposed for
use during P–381 year 1 construction is
proposed to be used to minimize
potential impacts outside of the basin.
Hydroacoustic monitoring would be
conducted inside of the bubble curtain
to measure construction generated noise
levels. Should the results of the
recordings inside the bubble curtain
show that the source levels do not result
in the Level A harassment thresholds
being achieved across the entire ROI by
the activity occurring, upon review of
the data by NMFS, the Navy may
discontinue use of the bubble curtain for
those activities that are not actually
exceeding thresholds. The bubble
curtain must adhere to the following
restrictions:
• The bubble curtain must distribute
air bubbles around 100 percent of the
piling circumference for the full depth
of the water column;
• The lowest bubble ring must be in
contact with the substrate for the full
circumference of the ring, and the
weights attached to the bottom ring
shall ensure 100 percent substrate
contact. No parts of the ring or other
objects shall prevent full substrate
contact; and
• Air flow to the bubblers must be
balanced around the circumference of
the pile;
Avoiding Direct Physical Interaction
During all in-water construction
activities, in order to prevent injury
from physical interaction with
construction equipment, a shutdown
zone of 10 m (33 ft) will be
implemented. If a marine mammal
comes within 10 m (33 ft) of such
activity, operations shall cease and
vessels will reduce speed to the
minimum level required to maintain
steerage and safe working conditions. If
human safety is at risk, the in-water
activity will be allowed to continue
until it is safe to stop.
Shutdown Zones
The Navy shall establish shutdown
zones for all in-water construction
activities. The purpose of a shutdown
zone is generally to define an area
within which shutdown of the activity
would occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area). Shutdown
zones will vary based on the activity
type and marine mammal hearing group
(Table 17). The shutdown zone
distances for rock hammering, impact
pile-driving of sheet piles, and DTH
excavation (200 m (656 ft) for harbor
porpoise and 50 m (164 ft) for seals) are
consistent with those implemented for
the same activities for P–381 year 1
construction activities (NMFS, 2022a;
87 FR 19886). NMFS has preliminarily
determined that these shutdown zones
represent the largest area that can
practicably be monitored.
TABLE 17—PILE DRIVING SHUTDOWN ZONE AND MONITORING ZONES DURING PROJECT ACTIVITIES
Shutdown zone (m)
LOA year
2 ...................................
2 ...................................
2 ...................................
2/3 ................................
2/3 ................................
2 ...................................
2 ...................................
2/3 ................................
2 ...................................
2/3/4/5 ..........................
2/3/4 .............................
2/3/4 .............................
2/3/4 .............................
2/3/4 .............................
Activity, size, and component
Harbor porpoise
Rock Hammering 2 ................................................................................
Impact Pile Driving—8 sheet piles per day ...........................................
Impact Pile Driving—4 sheet piles per day ...........................................
Impact Pile Driving—2 sheet piles per day ...........................................
Vibratory Pile Driving/Extraction—8 sheet piles per day ......................
Vibratory Pile Driving/Extraction—6 sheet piles per day ......................
Vibratory Pile Driving/Extraction—4 sheet piles per day ......................
Vibratory Pile Driving/Extraction—2 sheet piles per day ......................
DTH mono-hammer 4–6 inch relief holes .............................................
DTH mono-hammer 9-inch rock anchors for tie-downs ........................
Rotary Drilling—1 hour to set casings ..................................................
Rotary drilling—9 hours to drill socket ..................................................
Rotary Drilling—15 minutes to remove casings and ............................
temporary work trestle piles ..................................................................
Cluster Drilling 2 .....................................................................................
Monitoring
zone 1
(km2)
Seals
200
200
200
200
20
20
15
10
180
200
10
10
10
50
50
50
50
10
10
10
10
50
50
10
10
10
ROI.3
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
ROI.4
200
50
ROI.3 4
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Notes:
1 In instances where the harassment zone is larger than the region of influence (ROI), the entire ROI is indicated as the limit of monitoring (see
Figure 1–3 in the Navy’s application).
2 Activities will employ a bubble curtain to reduce underwater noise impacts outside of the basin.
3 The entire ROI would be ensonified to the Level A threshold.
4 The entire ROI would be ensonified to the Level B threshold.
The Navy must delay or shutdown inwater construction activities should a
marine mammal approach or enter the
appropriate shutdown zone. The Navy
may resume activities after one of the
following conditions have been met: (1)
the animal is observed exiting the
shutdown zone; (2) the animal is
thought to have exited the shutdown
zone based on a determination of its
course, speed, and movement relative to
the pile driving location; or (3) the
shutdown zone has been clear from any
additional sightings for 15 minutes.
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Protected Species Observers
The Navy shall employ at least three
protected species observers (PSOs) to
monitor marine mammal presence in
the action area during all in-water
construction activities. Additional PSOs
may be added if warranted by site
conditions (rough seas, rain) and the
level of marine mammal activity. All
PSOs will be approved by NMFS and
the Navy prior to starting work as a
PSO. PSOs must track marine mammals
observed anywhere within their visual
range relative to in-water construction
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activities, and estimate the amount of
time a marine mammal spends within
the Level A or Level B harassment zones
while construction activities are
underway.
Monitoring must take place from 30
minutes prior to initiation of pile
driving or drilling activity (i.e., pre-start
clearance monitoring) through 30
minutes post-completion of pile driving
or drilling activity. Pre-start clearance
monitoring must be conducted for 30
minutes to ensure that the shutdown
zones indicated in Table 17 are clear of
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marine mammals, and pile driving or
drilling may commence when observers
have declared the shutdown zone clear
of marine mammals. Monitoring must
occur throughout the time required to
drive/drill a pile. If work ceases for
more than 30 minutes, the pre-start
clearance monitoring of the shutdown
zones must commence. A determination
that the shutdown zone is clear must be
made during a period of good visibility
(i.e., the entire shutdown zone and
surrounding waters must be visible to
the naked eye).
The placement of PSOs during all pile
driving and drilling activities (described
in the Proposed Monitoring and
Reporting section) must ensure that the
entire shutdown zone and Level A
harassment zone is visible during pile
driving and drilling. Should
environmental conditions deteriorate
such that marine mammals within the
entire shutdown zone or Level A
harassment zone would not be visible
(e.g., fog, heavy rain), in-water
construction activities must be delayed
until the PSO is confident marine
mammals within the shutdown zone or
Level A harassment zone could be
detected. However, if work on a pile has
already begun, work is allowed to
continue until that pile is installed.
If an in-water construction activity is
delayed or halted due to the presence of
a marine mammal, the activity may not
commence or resume until either the
animal has voluntarily exited and been
visually confirmed beyond the
shutdown zone indicated in Table 17 or
15 minutes have passed without redetection of the animal. If in-water
construction activities cease for more
than 30 minutes, the pre-activity
monitoring of the shutdown zone must
commence.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
proposed mitigation measures provide
the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an LOA for an
activity, section 101(a)(5)(A) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
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of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Under the MMPA implementing
regulations, monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and,
• Mitigation and monitoring
effectiveness.
The Navy shall submit a Marine
Mammal Monitoring Plan to NMFS for
approval in advance of the start of the
construction covered by this proposed
rule. The plan will incorporate all
monitoring and mitigation measures and
reporting requirements of the incidental
take regulations.
Monitoring Zones
The Navy shall conduct monitoring to
include the entire ROI, which includes
the area within the Level B harassment
zones (areas where SPLs are equal to or
exceed the 160 dB RMS threshold for
impact driving and hydraulic rock
hammering, and the 120 dB RMS
threshold during vibratory pile driving,
rotary drilling, and DTH) (see Table 7
and 8). These monitoring zones provide
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3187
utility for monitoring conducted for
mitigation purposes (i.e., shutdown
zone monitoring) by establishing
monitoring protocols for areas adjacent
to the shutdown zones. Monitoring of
these zones enables observers to be
aware of and communicate the presence
of marine mammals in the project area,
but outside the shutdown zone, and
thus prepare for potential shutdowns of
activity.
Protected Species Observer (PSO)
Monitoring Requirements and Locations
PSOs shall be responsible for
monitoring the shutdown zones, the
monitoring zones and the pre-clearance
zones, as well as effectively
documenting takes by Level A and B
harassment. As described in more detail
in the Reporting section below, they
shall also (1) document the frequency at
which marine mammals are present in
the project area, (2) document behavior
and group composition, (3) record all
construction activities, and (4)
document observed reactions (changes
in behavior or movement) of marine
mammals during each sighting. The
PSOs shall monitor for marine mammals
during all in-water construction
activities associated with the project.
The Navy shall monitor the project area
to the extent possible based on the
required number of PSOs, required
monitoring locations, and
environmental conditions. Visual
monitoring shall be conducted by three
PSOs. It is assumed that three PSOs
shall be located on boats, docks, or piers
sufficient to monitor the respective ROIs
given the abundance of suitable vantage
points (see Figure 11–1 of the Navy’s
application). The PSOs must record all
observations of marine mammals,
regardless of distance from the in-water
construction activity.
In addition, PSOs shall work in shifts
lasting no longer than 4 hrs with at least
a 1-hr break between shifts and will not
perform duties as a PSO for more than
12 hrs in a 24-hr period (to reduce PSO
fatigue).
Monitoring of in-water construction
activities shall be conducted by
qualified, PSOs. The Navy shall adhere
to the following conditions when
selecting PSOs:
D PSOs must be independent (i.e., not
construction personnel) and have no
other assigned tasks during monitoring
periods;
D At least one PSO must have prior
experience performing the duties of a
PSO during construction activities
pursuant to a NMFS-issued incidental
take authorization;
D Other PSOs may substitute other
relevant experience, education (degree
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in biological science or related field), or
training;
D Where a team of three PSOs are
required, a lead observer or monitoring
coordinator shall be designated. The
lead observer must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization; and
D PSOs must be approved by NMFS
prior to beginning any activity subject to
this proposed rule.
The Navy will ensure that the PSOs
have the following additional
qualifications:
D Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
D Experience and ability to conduct
field observations and collect data
according to assigned protocols;
D Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
D Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
D Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior; and
D Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Hydroacoustic Monitoring
The Navy shall conduct a sound
source verification (SSV) study effort to
measure SPLs from in-water
construction activities not previously
monitored as part of P–310 or as part of
P–381 year 1 construction. The Navy
will collect and evaluate acoustic sound
record levels for the rock excavation
(rotary drilling or DTH excavation)
activities conducted up to a maximum
limit of 10 piles/holes. One hydrophone
would be placed at locations 10 m (33
ft) from the noise source and a second
hydrophone would be placed at a
representative monitoring location at an
intermediate distance between the
cetacean and phocid shutdown zones.
These locations would be adhered to as
practicable given safety considerations
and levels of activity in the basin. For
the 10 rock excavation (rotary drilling or
DTH excavation) events acoustically
measured, 100 percent of the data will
be analyzed.
At a minimum, the methodology
includes:
D For underwater recordings, a
stationary hydrophone system with the
ability to measure SPLs will be placed
in accordance with NMFS’ most recent
guidance for the collection of source
levels (NMFS, 2012).
D Hydroacoustic monitoring will be
conducted for each type of activity not
previously monitored under P–310 or
the P–381 year 1 IHA up to a maximum
limit of 10 piles/holes (Table 18).
Monitoring will occur from the same
locations approved by NMFS for P–310
construction activities. The resulting
data set will be analyzed to examine and
confirm sound pressure levels and rates
of TL for each separate in-water
construction activity. With NMFS
concurrence, these measurements may
be used to recalculate the limits of
shutdown and Level A and Level B
harassment zones, as appropriate.
Hydrophones will be placed in the same
manner as for P–310 construction
activities. Locations of hydroacoustic
recordings will be collected via global
positioning system. A depth sounder
and/or weighted tape measure will be
used to determine the depth of the
water. The hydrophone will be attached
to a-weighted nylon cord or chain to
maintain a constant depth and distance
from the pile/drill/hammer location.
The nylon cord or chain will be
attached to a float or tied to a static line.
TABLE 18—HYDROACOUSTIC MONITORING SUMMARY
Number
installed/removed
Pile type/shaft size
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126-inch shaft ...............................................
84-inch shaft .................................................
108-inch shaft ...............................................
84-inch shaft .................................................
72-inch shaft .................................................
D Each hydrophone will be calibrated
at the start of each action and will be
checked frequently to the applicable
standards of the hydrophone
manufacturer.
D For each monitored location, a
single hydrophone will be suspended
midway in the water column in order to
evaluate site-specific attenuation and
propagation characteristics that may be
present throughout the water column.
D Environmental data will be
collected, including but not limited to,
the following: wind speed and
direction, air temperature, humidity,
surface water temperature, water depth,
wave height, weather conditions, and
other factors that could contribute to
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Method of install/removal
138
148
46
40
16
Rotary Drill ....................................................
Rotary Drill ....................................................
DTH Cluster Drill ..........................................
DTH Cluster Drill ..........................................
DTH Cluster Drill ..........................................
influencing the airborne and underwater
sound levels (e.g., aircraft, boats, etc.).
D The chief inspector will supply the
acoustics specialist with the substrate
composition, hammer/drill model and
size, hammer/drill energy settings,
depth of drilling, and boring rates and
any changes to those settings during the
monitoring.
D For acoustically monitored
construction activities, data from the
continuous monitoring locations will be
post-processed to obtain the following
sound measures:
Æ Maximum peak sound pressure
level recorded for all activities,
expressed in dB re 1 mPa. This
maximum value will originate from the
phase of drilling/hammering during
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Sfmt 4702
Number monitored
10
10
10
10
10
which drill/hammer energy was also at
maximum (referred to as Level 4).
Æ From all activities occurring during
the Level 4 phase these additional
measures will be made, as appropriate:
D mean, median, minimum, and
maximum RMS sound pressure level in
(dB re 1 mPa);
D mean duration of a pile strike
(based on the 90 percent energy
criterion);
D number of hammer strikes;
D mean, median, minimum, and
maximum single strike SEL (dB re mPa2
sec);
Æ Median integration time used to
calculate SPL RMS (for vibration
monitoring, the time period selected is
1-second intervals. For impulsive
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monitoring, the time period is 90% of
the energy pulse duration).
Æ A frequency spectrum (power
spectral density) (dB re mPa2 per Hz)
based on allstrikes with similar sound.
Spectral resolution will be 1 Hz, and the
spectrum will cover nominal range from
7 Hz to 20 kHz.
Æ Finally, the cumulative SEL will be
computed from all the strikes associated
with each pile occurring during all
phases, i.e., soft start, Level 1, to Level
4. This measure is defined as the sum
of all single strike SEL values. The sum
is taken of the antilog, with log10 taken
of result to express (dB re mPa2 sec).
Maine Mammal Monitoring Reporting
The Navy shall submit annual draft
reports to NMFS for each construction
year within 90 calendar days of the
completion of marine mammal
monitoring as well as a draft 5-year
comprehensive summary report at the
end of the project. The report(s) will
detail the monitoring protocol and
summarize the data recorded during
monitoring. Annual reports will also
include results from acoustic
monitoring (see below). Final annual
report(s) (each portion of the project and
comprehensive) must be prepared and
submitted to NMFS within 30 days
following resolution of any NMFS
comments on the draft reports. If no
comments are received from NMFS
within 30 days of receipt of the draft
report, the report shall be considered
final. If comments are received, a final
report addressing NMFS comments
must be submitted within 30 days after
receipt of comments.
A draft five-year comprehensive
summary report shall be submitted to
NMFS 90 days after the expiration of the
regulations. The draft report would
synthesize the data recorded during
hydroacoustic and marine mammal
monitoring. NMFS would provide
comments within 30 days after receiving
this draft report, and the Navy would
address the comments and submit
revisions within 30 days of receipt. If no
comment is received from NMFS within
30 days, the draft report would be
considered as final.
All draft and final marine mammal
monitoring reports must be submitted to
PR.ITP.MonitoringReports@noaa.gov
and ITP.tyson.moore@noaa.gov. The
report must contain the following
informational elements, at minimum,
(and be included in the Marine Mammal
Monitoring Plan), including:
D Dates and times (begin and end) of
all marine mammal monitoring;
D Construction activities occurring
during each daily observation period,
including:
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Æ How many and what type of piles/
shafts were driven and by what method
(e.g., impact, vibratory, rotary drilling,
rock hammering, mono- or clusterDTH); and
Æ Total duration of driving time for
each pile/hole (vibratory driving, rotary
drilling) and number of strikes for each
pile/hole (impact driving, hydraulic
rock hammering); and
Æ For DTH excavation, the duration
of operation for both impulsive and
non-pulse components, as well as the
strike rate.
D PSO locations during marine
mammal monitoring;
D Environmental conditions during
monitoring periods (at beginning and
end of PSO shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance;
D Upon observation of a marine
mammal, the following information:
Æ PSO who sighted the animal and
PSO location and activity at time of
sighting;
Æ Time of sighting;
Æ Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species;
Æ Distance and bearing of each
marine mammal observed relative to the
in-water construction activity for each
sighting (if the in-water construction
was occurring at time of sighting);
Æ Estimated number of animals
(minimum/maximum/best);
Æ Estimated number of animals by
cohort (adults, juveniles, neonates,
group composition, etc.;
Æ Animal’s closest point of approach
and estimated time spent within each
harassment zone; and
Æ Description of any marine mammal
behavioral observations (e.g., observed
behaviors such as feeding or traveling),
including an assessment of behavioral
responses to the activity (e.g., no
response or changes in behavioral state
such as ceasing feeding, changing
direction, flushing, or breaching);
D Number of marine mammals
detected within the harassment zones,
by species;
D Detailed information about
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in behavior of the
animal, if any; and
D All PSO datasheets and/or raw
sightings data.
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The draft and final reports must also
contain the informational elements
described in the Hydroacoustic
Monitoring Plan which, at minimum,
must include:
D Hydrophone equipment and
methods: recording device, sampling
rate, distance (m) from the pile where
recordings were made; depth of water
and recording device(s);
D Type and size of pile being driven,
substrate type, method of driving during
recordings (e.g., hammer model and
energy), and total pile driving duration;
D Whether a sound attenuation device
is used and, if so, a detailed description
of the device used and the duration of
its use per pile;
D For impact pile driving and/or DTH
excavation (DTH mono-hammer and
cluster drill) (per pile): Number of
strikes and strike rate; depth of substrate
to penetrate; pulse duration and mean,
median, and maximum sound levels (dB
re: 1 mPa): root mean square sound
pressure level (SPLrms); cumulative
sound exposure level (SELcum), peak
sound pressure level (SPLpeak), and
single-strike sound exposure level
(SELs-s);
D For vibratory driving/removal and/
or DTH excavation (DTH mono-hammer
and cluster drill) (per pile): Duration of
driving per pile; mean, median, and
maximum sound levels (dB re: 1 mPa):
root mean square sound pressure level
(SPLrms), cumulative sound exposure
level (SELcum) (and timeframe over
which the sound is averaged);
D One-third octave band spectrum
and power spectral density plot; and
D General Daily Site Conditions
Æ Date and time of activities;
Æ Water conditions (e.g., sea state,
tidal state); and
Æ Weather conditions (e.g., percent
cover, visibility).
Reporting of Injured or Dead Marine
Mammals
In the event that personnel involved
in the construction activities discover
an injured or dead marine mammal, the
Navy shall report the incident to NMFS
Office of Protected Resources (OPR)
(PR.ITP.MonitoringReports@noaa.gov),
NMFS (301–427–8401) and to the
Greater Atlantic Region New England/
Mid-Atlantic Stranding Coordinator
(866–755–6622) as soon as feasible. The
incident report must include the
following information:
D Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
D Species identification (if known) or
description of the animal(s) involved;
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D Condition of the animal(s)
(including carcass condition if the
animal is dead);
D Observed behaviors of the
animal(s), if alive;
D If available, photographs or video
footage of the animal(s); and
D General circumstances under which
the animal was discovered.
If the death or injury was clearly
caused by the specified activity, the
Navy must immediately cease the
specified activities until NMFS OPR is
able to review the circumstances of the
incident and determine what, if any,
additional measures are appropriate to
ensure compliance with the terms of
this proposed rule. The Navy shall not
resume their activities until notified by
NMFS that they can continue.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, this introductory
discussion of our analysis applies to all
the species listed in Table 3, given that
many of the anticipated effects of this
project on different marine mammal
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stocks are expected to be relatively
similar in nature. Where there are
meaningful differences between species
or stocks, or groups of species, in
anticipated individual responses to
activities, impact of expected take on
the population due to differences in
population status, or impacts on habitat,
they are described independently in the
analysis below.
Construction activities associated
with the project, as outlined previously,
have the potential to disturb or displace
marine mammals. Specifically, the
specified activities may result in take, in
the form of Level A and Level B
harassment from underwater sounds
generated by pile driving activities,
rotary drilling, rock hammering, and
DTH. Potential takes could occur if
marine mammals are present in zones
ensonified above the thresholds for
Level A and Level B harassment,
identified above, while activities are
underway.
The Navy’s proposed activities and
associated impacts will occur within a
limited, confined area of the stocks’
range. Most of the work will occur
behind the existing super flood basin
walls that would act as a barrier to
sound and would contain underwater
noise to within a small portion of the
Piscataqua River. The implementation
of a soft start and a bubble curtain
during some activities, along with other
mitigation and monitoring measures
already described, are expected to
minimize the effects of the expected
takes on the affected individuals. In
addition, NMFS does not anticipate that
serious injury or mortality will occur as
a result of the Navy’s planned activity
given the nature of the activity, even in
the absence of required mitigation.
Exposures to elevated sound levels
produced during pile driving and
drilling may cause behavioral
disturbance of some individuals. Effects
on individuals that are taken by Level
B harassment, as enumerated in the
Estimated Take section, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff, 2006). Marine
mammals within the Level B
harassment zones may not show any
visual cues they are disturbed by
activities or they could become alert,
avoid the area, leave the area, or display
other mild responses that are not
observable such as changes in
vocalization patterns or increased haul
out time (Thorson and Reyff, 2006). Data
from recent observations of harbor seals
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in the project area support the
assumption that may behavioral
responses to the proposed construction
monitoring may be mild in nature
(Navy, 2022). The Navy has observed
116 harbor seals in the project since
January 20, 2022. This includes
observations at the conclusion of P–310
construction (January to February 2022)
and the start of P–381 construction (May
2022 through October 16, 2022). Fortyeight of these observations occurred
during periods with active construction,
and the most common behavior
recorded (n=28; 58.3 percent) was no
response. The other common behaviors
noted for these observations were
swimming or milling (n=18; 37.5
percent), with notably lower
observations of retreat/flush behaviors
(n=1, 2.1 percent) (Navy, 2022).
Additionally, some of the species
present in the region will only be
present temporarily based on seasonal
patterns or during transit between other
habitats. These temporarily present
species will be exposed to even smaller
periods of noise-generating activity,
further decreasing the impacts. Most
likely, individual animals will simply
move away from the sound source and
be temporarily displaced from the area,
although even this reaction has been
observed primarily only in association
with impact pile driving. The activities
analyzed here are similar to numerous
other construction activities conducted
along both Atlantic and Pacific coasts,
which have taken place with no known
long-term adverse consequences from
behavioral harassment. These reactions
and behavioral changes are expected to
subside quickly when the exposures
cease. The intensity of Level B
harassment events will be minimized
through use of mitigation measures
described herein, including the soft
starts and the use of the bubble curtain,
which was not quantitatively factored
into the take estimates. The Navy will
use at least three PSOs stationed
strategically to increase detectability of
marine mammals during in-water
construction activities and removal,
enabling a high rate of success in
implementation of shutdowns to avoid
or minimize injury for most species.
Further, given the absence of any major
rookeries and only one isolated
pinniped haul-out site at Hicks Rocks
approximately 2.4 km (1.5 mi) from the
proposed project area, we assume that
potential takes by Level B harassment
would have a negligible short-term
effect on individuals and would not
result in population-level impacts.
Due to the levels and durations of
likely exposure, animals that experience
PTS will likely only receive slight PTS,
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i.e., minor degradation of hearing
capabilities within regions of hearing
that align most completely with the
frequency range of the energy produced
by Navy’s proposed in-water
construction activities (i.e., the lowfrequency region below 2 kHz), not
severe hearing impairment or
impairment in the reigns of greatest
hearing sensitivity. If hearing
impairment does occur, it is most likely
that the affected animal will lose a few
dBs in its hearing sensitivity, which in
most cases is not likely to meaningfully
affect its ability to forage and
communicate with conspecifics. Data do
not suggest that a single instance in
which an animal accrues PTS (or TTS)
and is subject to behavioral disturbance
would result in impacts to reproduction
or survival. If PTS were to occur, it
would be at a lower level likely to
accrue to a relatively small portion of
the population by being a stationary
activity in one particular location.
The project is also not expected to
have significant adverse effects on any
marine mammal habitat. The project
activities will not modify existing
marine mammal habitat since the
project will occur within the same
footprint as existing marine
infrastructure. Impacts to the immediate
substrate are anticipated, but these
would be limited to minor, temporary
suspension of sediments, which could
impact water quality and visibility for a
short amount of time but which would
not be expected to have any effects on
individual marine mammals. The
nearshore and intertidal habitat where
the project will occur is an area of
consistent vessel traffic from Navy and
non-Navy vessels, and some local
individuals would likely be somewhat
habituated to the level of activity in the
area, further reducing the likelihood of
more severe impacts. The closest
pinniped haulout used by harbor and
gray seals is Hicks Rocks, located
approximately 2.4 km (1.5 mi) away on
the opposite side of the island and not
within the ensonified area. There are no
other biologically important areas for
marine mammals near the project area.
In addition, impacts to marine
mammal prey species are expected to be
minor and temporary. Overall, the area
impacted by the project is very small
compared to the available surrounding
habitat, and does not include habitat of
particular importance. The most likely
impact to prey will be temporary
behavioral avoidance of the immediate
area. During construction activities, it is
expected that some fish and marine
mammals would temporarily leave the
area of disturbance, thus impacting
marine mammals’ foraging
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opportunities in a limited portion of the
foraging range. But, because of the
relatively small area of the habitat that
may be affected, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
the species or stocks through effects on
annual rates of recruitment or survival:
D No serious injury or mortality is
anticipated or proposed for
authorization;
D Level A harassment proposed for
authorization is expected to be of a
lower degree that would not impact the
fitness of any animals;
D Anticipated incidents of Level B
harassment consist of, at worst,
temporary modifications in behavior;
D The required mitigation measures
(i.e., soft starts, bubble curtain,
shutdown zones) are expected to be
effective in reducing the effects of the
specified activity;
D Minimal impacts to marine
mammal habitat/prey are expected;
D There is one pinniped haulout in
the vicinity of the project area (Hicks
Rocks), but it is on the opposite side of
Seavey Island and not within the
ensonified area; and
D There are no known biologically
important areas in the vicinity of the
project.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only small
numbers of incidental take may be
authorized under sections 101(a)(5)(A)
and (D) of the MMPA for specified
activities other than military readiness
activities. The MMPA does not define
small numbers and so, in practice,
where estimated numbers are available,
NMFS compares the number of
individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
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3191
species or stock abundance, the take is
considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The maximum annual amount of take
NMFS proposes to authorize for five
marine mammal stocks is below onethird of the estimated stock abundance
for all species (see Table 16). The
number of animals proposed for
authorization to be taken from these
stocks would be considered small
relative to the relevant stock’s
abundances even if each estimated take
occurred to a new individual, which is
an unlikely scenario.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals would be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Adaptive Management
The regulations governing the take of
marine mammals incidental to Navy
construction activities would contain an
adaptive management component. The
reporting requirements associated with
this proposed rule are designed to
provide NMFS with monitoring data
from completed projects to allow
consideration of whether any changes
are appropriate. The use of adaptive
management allows NMFS to consider
new information from different sources
to determine (with input from the Navy
regarding practicability) on an annual or
biennial basis if mitigation or
monitoring measures should be
modified (including additions or
deletions). Mitigation measures could be
modified if new data suggests that such
modifications would have a reasonable
likelihood of reducing adverse effects to
marine mammals and if the measures
are practicable.
The following are some of the
possible sources of applicable data to be
considered through the adaptive
management process: (1) Results from
monitoring reports, as required by
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MMPA authorizations; (2) results from
general marine mammal and sound
research; and (3) any information which
reveals that marine mammals may have
been taken in a manner, extent, or
number not authorized by these
regulations or subsequent LOAs.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency ensure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
LOAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
No incidental take of ESA-listed
species is proposed for authorization or
expected to result from this activity.
Therefore, NMFS has determined that
formal consultation under section 7 of
the ESA is not required for this action.
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Request for Information
NMFS requests that interested
persons submit comments, information,
and suggestions concerning the Navy’s
request and the proposed regulations
(see ADDRESSES). All comments will be
reviewed and evaluated as we prepare a
final rule and make final determinations
on whether to issue the requested
authorization. This notice of proposed
rulemaking and supporting documents
provide all environmental information
relating to our proposed action for
public review.
Classification
Pursuant to the procedures
established to implement Executive
Order 12866, the Office of Management
and Budget has determined that this
proposed rule is not significant.
Pursuant to section 605(b) of the
Regulatory Flexibility Act (RFA), the
Chief Counsel for Regulation of the
Department of Commerce has certified
to the Chief Counsel for Advocacy of the
Small Business Administration that this
proposed rule, if adopted, would not
have a significant economic impact on
a substantial number of small entities.
The Navy is the sole entity that would
be subject to the requirements in these
proposed regulations, and the Navy is
not a small governmental jurisdiction,
small organization, or small business, as
defined by the RFA. Because of this
certification, a regulatory flexibility
analysis is not required and none has
been prepared.
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This proposed rule does not contain
a collection-of-information requirement
subject to the provisions of the
Paperwork Reduction Act (PRA)
because the applicant is a Federal
agency.
Dated: January 5, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
List of Subjects in 50 CFR Part 217
Administrative practice and
procedure, Alaska, Endangered and
threatened species, Exports, Fish,
Fisheries, Fishing, Imports, Indians,
Labeling, Marine mammals, Oil and gas
exploration, Penalties, Reporting and
recordkeeping requirements, Seafood,
Transportation, Wildlife.
For reasons set forth in the preamble,
50 CFR part 217 is proposed to be
amended as follows:
of Authorization (LOA) only if it occurs
at Portsmouth Naval Shipyard, Kittery,
Maine.
§ 217.131
§ 217.132
1. The authority citation for part 217
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq., unless
otherwise noted.
2. Add Subpart N to part 217 to read
as follows:
■
Subpart N—Taking and Importing
Marine Mammals Incidental to U.S.
Navy Construction at Portsmouth
Naval Shipyard, Kittery, Maine
Sec.
217.130 Specified activity and geographical
region.
217.131 Effective dates.
217.132 Permissible methods of taking.
217.133 Prohibitions.
217.134 Mitigation requirements.
217.135 Requirements for monitoring and
reporting.
217.136 Letters of Authorization.
217.137 Renewals and modifications of
Letters of Authorization.
217.138 [Reserved]
217.139 [Reserved]
§ 217.130 Specified activity and
geographical region.
(a) Regulations in this subpart apply
only to taking of marine mammals by
the U.S. Navy (Navy) and those persons
it authorizes or funds to conduct
activities that occurs incidental to
construction activities related to the
multifunctional expansion and
modification of Dry Dock 1 in the areas
outlined in paragraph (b) of this section.
(b) The taking of marine mammals by
the Navy may be authorized in a Letter
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Permissible methods of taking.
Under an LOA issued pursuant to
§ 216.106 of this chapter and § 217.136,
the Holder of the LOA (hereinafter
‘‘Navy’’) may incidentally, but not
intentionally, take marine mammals
within the area described in
§ 217.130(b) by harassment associated
with construction activities related to
the multifunctional expansion and
modification of Dry Dock 1, provided
the activity is in compliance with all
terms, conditions, and requirements of
the regulations in this subpart and the
applicable LOA.
§ 217.133
PART 217—REGULATIONS
GOVERNING THE TAKE OF MARINE
MAMMALS INCIDENTAL TO
SPECIFIED ACTIVITIES
Effective dates.
Regulations in this subpart are
effective for a period of five years from
the date of issuance.
Prohibitions.
(a) Except for the takings
contemplated in § 217.1322 and
authorized by a LOA issued under
§ 216.106 of this chapter and § 217.136,
it is unlawful for any person to do any
of the following in connection with the
activities described in § 217.130:
(1) Violate, or fail to comply with, the
terms, conditions, and requirements of
this subpart or a LOA issued under
§ 216.106 of this chapter and § 217.136;
(2) Take any marine mammal not
specified in such LOA;
(3) Take any marine mammal
specified in such LOA in any manner
other than as specified;
(4) Take a marine mammal specified
in such LOA if NMFS determines such
taking results in more than a negligible
impact on the species or stocks of such
marine mammal; or
(5) Take a marine mammal specified
in such LOA after NMFS determines
such taking results in an unmitigable
adverse impact on the species or stock
of such marine mammal for taking for
subsistence uses.
(b) [Reserved]
§ 217.134
Mitigation requirements.
(a) When conducting the activities
identified in § 217.130(a), the mitigation
measures contained in this subpart and
any LOA issued under § 216.106 of this
chapter and § 217.136 must be
implemented. These mitigation
measures include:
(1) A copy of any issued LOA must be
in the possession of the Navy, its
designees, and work crew personnel
operating under the authority of the
issued LOA at all times that activities
subject to this LOA are being conducted.
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(2) Should environmental conditions
deteriorate such that marine mammals
within the entire shutdown zone would
not be visible (e.g., fog, heavy rain,
night), the Navy shall delay pile driving
and drilling until observers are
confident marine mammals within the
shutdown zone could be detected.
(3) The Navy must ensure that
construction supervisors and crews, the
monitoring team, and relevant Navy
staff are trained prior to the start of
construction activity subject to this rule,
so that responsibilities, communication
procedures, monitoring protocols, and
operational procedures are clearly
understood. New personnel joining
during the project will be trained prior
to commencing work.
(4) The Navy, construction
supervisors and crews, protected
species observers (observers), and
relevant Navy staff must avoid direct
physical interaction with marine
mammals during construction activity.
If a marine mammal comes within 10 m
of such activity, operations will cease
and vessels will reduce speed to the
minimum level required to maintain
steerage and safe working conditions, as
necessary, to avoid direct physical
interaction.
(5) For all pile driving and drilling
activities, the Navy must implement
shutdown zones with radial distances as
identified in a LOA issued under
§ 216.106 of this chapter and § 217.136.
If a marine mammal comes within or
approaches the shutdown zone, such
operations must cease.
(6) The Navy must monitor the project
area to the maximum extent possible
based on the required number of
protected species observers (PSOs),
required monitoring locations, and
environmental conditions as described
in the NMFS-approved Marine Mammal
Monitoring Plan.
(7) Monitoring must take place from
30 minutes prior to initiation of pile
driving or drilling activity (i.e., pre-start
clearance monitoring) through 30
minutes post-completion of pile driving
or drilling activity. Pre-activity
monitoring must be conducted for 30
minutes to ensure that the shutdown
zone is clear of marine mammals, and
pile driving or drilling may commence
when PSOs have declared the shutdown
zone clear of marine mammals.
Monitoring must occur throughout the
time required to drive/drill a pile. If
work ceases for more than 30 minutes,
the pre-activity monitoring of the
shutdown zones must commence. A
determination that the shutdown zone is
clear must be made during a period of
good visibility (i.e., the entire shutdown
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zone and surrounding waters must be
visible to the naked eye).
(8) If a marine mammal enters a
shutdown zone, all pile driving or
drilling activities at that location must
be halted. In the event of a delay or
shutdown of activity resulting from
marine mammals in the shutdown zone,
animals must be allowed to remain in
the shutdown zone (i.e., must leave of
their own volition) and their behavior
must be monitored and documented. If
a marine mammal is observed within
the shutdown zone, pile driving or
drilling activities may not commence or
resume until at least one of the
following conditions has been met:
(i) The animal has been observed
exiting the shutdown zone;
(ii) The animal is thought to have
exited the shutdown zone based on a
determination of its course, speed, and
movement relative to the pile driving
location; or
(iii) The shutdown zone has been
clear from any additional sightings for
fifteen minutes.
(9) The Navy must conduct
monitoring to include the entire region
of influence, which includes the area
within the Level A and Level B
harassment zones with radial distances
as identified in a LOA issued under
§ 216.106 of this chapter and § 217.136.
(10) The Navy must use soft start
techniques when impact pile driving.
Soft start requires contractors to provide
an initial set of strikes from the hammer
at reduced energy, followed by a 30second waiting period. Then two
subsequent reduced-energy strike sets
would occur. A soft start will be
implemented at the start of each day’s
impact pile driving and at any time
following cessation of impact pile
driving for a period of 30 minutes or
longer.
(11) The Navy must install a bubble
curtain across the entrance openings
during cluster drill and hydraulic rock
hammering activities. The bubble
curtain must adhere to the following
restrictions:
(i) The bubble curtain must distribute
air bubbles around 100 percent of the
piling circumference for the full depth
of the water column;
(ii) The lowest bubble ring must be in
contact with the substrate for the full
circumference of the ring, and the
weights attached to the bottom ring
shall ensure 100 percent substrate
contact. No parts of the ring or other
objects shall prevent full substrate
contact; and
(iii) Air flow to the bubblers must be
balanced around the circumference of
the pile.
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(iv) The bubble curtain may be
discontinued for certain activities
should the results of hydroacoustic
recordings inside the bubble curtain
show that the source levels from those
activities do not result in the Level A
harassment thresholds being achieved
across the entire region of influence,
upon review of the data by NMFS.
(12) Pile driving and drilling activity
must be halted upon observation of
either a species entering or within the
harassment zone, for which incidental
take is not authorized, or a species for
which incidental take has been
authorized but the authorized number of
takes has been met.
(b) [Reserved]
§ 217.135 Requirements for monitoring
and reporting.
(a) The Navy must submit a Marine
Mammal Monitoring Plan to NMFS for
approval in advance of construction.
Marine mammal monitoring must be
conducted in accordance with the
conditions in this section and the
Marine Mammal Monitoring Plan.
(b) Monitoring must be conducted by
qualified PSOs in accordance with the
following conditions:
(1) PSOs must be independent (i.e.,
not construction personnel) and have no
other assigned tasks during monitoring
periods.
(2) At least one PSO must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization.
(3) Other PSOs may substitute
relevant experience, education (degree
in biological science or related field), or
training for prior experience performing
the duties of a PSO during construction
activity pursuant to a NMFS-issued
incidental take authorization.
(4) One PSO must be designated as
lead PSO or monitoring coordinator.
The lead PSO must have prior
experience performing the duties of a
PSO during construction activity
pursuant to a NMFS-issued incidental
take authorization.
(5) PSOs must be approved by NMFS
prior to beginning any activity subject to
this LOA.
(c) For all pile driving activities, a
minimum of three PSOs must be
stationed on boats, docks, or piers
sufficient to monitor the harassment and
shutdown zones, and as described in the
Marine Mammal Monitoring Plan.
(d) PSOs must record all observations
of marine mammals, regardless of
distance from the pile/hole being
driven/drilled, as well as additional
data indicated in the reporting
requirements.
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(e) The shutdown/monitoring zones
may be modified with NMFS’ approval
following NMFS’ acceptance of an
acoustic monitoring report.
(f) The Navy must submit a draft
monitoring report to NMFS within 90
work days of the completion of required
monitoring for each portion of the
project as well as a comprehensive
summary report at the end of the
project. The report will detail the
monitoring protocol and summarize the
data recorded during monitoring. Final
annual reports (each portion of the
project and comprehensive) must be
prepared and submitted within 30 days
following resolution of any NMFS
comments on the draft report. If no
comments are received from NMFS
within 30 days of receipt of the draft
report, the report must be considered
final. If comments are received, a final
report addressing NMFS comments
must be submitted within 30 days after
receipt of comments. The reports must
at minimum contain the informational
elements described as follows (as well
as any additional information described
in the Marine Mammal Monitoring
Plan), including:
(1) Dates and times (begin and end) of
all marine mammal monitoring.
(2) Construction activities occurring
during each daily observation period,
including how many and what type of
piles were driven or drilled and by what
method (i.e., impact, vibratory, rotary
drilling, rock hammering, mono- or
cluster- down-the-hole (DTH)), the total
duration of driving time for each pile/
hole (vibratory driving, rotary drilling)
and number of strikes for each pile/hole
(impact driving, hydraulic rock
hammering), and for DTH excavation,
the duration of operation for both
impulsive and non-pulse components as
well as the strike rate.
(3) Environmental conditions during
monitoring periods (at beginning and
end of observer shift and whenever
conditions change significantly),
including Beaufort sea state and any
other relevant weather conditions
including cloud cover, fog, sun glare,
and overall visibility to the horizon, and
estimated observable distance (if less
than the harassment zone distance);
(4) Upon observation of a marine
mammal, the following information:
(i) PSO who sighted the animal and
observer location, as well as the activity
at the time of the sighting;
(ii) Time of sighting;
(iii) Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified), PSO
confidence in identification, and the
composition of the group if there is a
mix of species;
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18:52 Jan 17, 2023
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(iv) Distances and bearings of each
marine mammal observed in relation to
the pile being driven or drilled for each
sighting (if pile driving or drilling was
occurring at time of sighting).
(v) Estimated number of animals
(min/max/best);
(vi) Estimated number of animals by
cohort (adults, juveniles, neonates,
group composition etc.);
(vii) Animal’s closest point of
approach and estimated time spent
within the harassment zone; and
(viii) Description of any marine
mammal behavioral observations (e.g.,
observed behaviors such as feeding or
traveling), including an assessment of
behavioral responses to the activity (e.g.,
no response or changes in behavioral
state such as ceasing feeding, changing
direction, flushing, or breaching);
(ix) Number of marine mammals
detected within the harassment zones,
by species;
(x) Detailed information about any
implementation of any mitigation (e.g.,
shutdowns and delays), a description of
specific actions that ensued, and
resulting changes in the behavior of the
animal, if any; and
(xi) All PSO datasheets and/or raw
sightings data.
(g) The Navy must conduct
hydroacoustic data collection (sound
source verification and propagation
loss) in accordance with a
hydroacoustic monitoring plan that
must be approved by NMFS in advance
of construction. This includes
measurements from 10 piles/holes
during the rotary drilling of 126-inch
and 84-inch shafts, and DTH cluster
drilling of 108-inch, 84-inch, and 72inch shafts. The Navy must report the
hydroacoustic data collected as required
by a LOA issued under § 216.106 of this
chapter and § 217.136 and as described
in the Acoustic Monitoring Plan, which
at a minimum, must include:
(1) Hydrophone equipment and
methods: recording device, sampling
rate, distance (m) from the pile where
recordings were made; depth of water
and recording device(s);
(2) Type and size of pile being driven,
substrate type, method of driving during
recordings (e.g., hammer model and
energy), and total pile driving duration;
(3) Whether a sound attenuation
device is used and, if so, a detailed
description of the device used and the
duration of its use per pile;
(4) For impact pile driving and/or
DTH excavation (DTH mono-hammer
and cluster drill) (per pile): Number of
strikes and strike rate; depth of substrate
to penetrate; pulse duration and mean,
median, and maximum sound levels (dB
re: 1 mPa): root mean square sound
PO 00000
Frm 00050
Fmt 4701
Sfmt 4702
pressure level (SPLrms); cumulative
sound exposure level (SELcum), peak
sound pressure level (SPLpeak), and
single-strike sound exposure level
(SELs-s);
(5) For vibratory driving/removal and/
or DTH excavation (DTH mono-hammer
and cluster drill) (per pile): Duration of
driving per pile; mean, median, and
maximum sound levels (dB re: 1 mPa):
root mean square sound pressure level
(SPLrms), cumulative sound exposure
level (SELcum) (and timeframe over
which the sound is averaged);
(6) One-third octave band spectrum
and power spectral density plot; and
(7) General Daily Site Conditions,
including the date and time of activities,
the water conditions (e.g., sea state, tidal
state), and the weather conditions (e.g.,
percent cover, visibility).
(h) All draft and final monitoring
reports must be submitted to
PR.ITP.MonitoringReports@noaa.gov
and ITP.tyson.moore@noaa.gov.
(i) In the event that personnel
involved in the construction activities
discover an injured or dead marine
mammal, the Navy must report the
incident to NMFS Office of Protected
Resources (OPR), and to the Greater
Atlantic Region New England/MidAtlantic Stranding Coordinator, as soon
as feasible. If the death or injury was
clearly caused by the specified activity,
the Navy must immediately cease the
specified activities until NMFS OPR is
able to review the circumstances of the
incident and determine what, if any,
additional measures are appropriate to
ensure compliance with the terms of
this rule and the LOA issued under
§ 216.106 of this chapter and § 217.136.
The Navy will not resume their
activities until notified by NMFS. The
report must include the following
information:
(1) Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
(2) Species identification (if known)
or description of the animal(s) involved;
(3) Condition of the animal(s)
(including carcass condition if the
animal is dead);
(4) Observed behaviors of the
animal(s), if alive;
(5) If available, photographs or video
footage of the animal(s); and
(6) General circumstances under
which the animal was discovered.
§ 217.136
Letters of Authorization.
(a) To incidentally take marine
mammals pursuant to this subpart, the
Navy must apply for and obtain an LOA.
(b) An LOA, unless suspended or
revoked, may be effective for a period of
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time not to exceed the expiration date
of these regulations.
(c) If an LOA expires prior to the
expiration date of these regulations, the
Navy may apply for and obtain a
renewal of the LOA.
(d) In the event of projected changes
to the activity or to mitigation and
monitoring measures required by an
LOA, the Navy must apply for and
obtain a modification of the LOA as
described in § 217.137.
(e) The LOA will set forth the
following information:
(1) Permissible methods of incidental
taking;
(2) Means of effecting the least
practicable adverse impact (i.e.,
mitigation) on the species, its habitat,
and on the availability of the species for
subsistence uses; and
(3) Requirements for monitoring and
reporting.
(f) Issuance of the LOA will be based
on a determination that the level of
taking will be consistent with the
findings made for the total taking
allowable under these regulations.
(g) Notice of issuance or denial of an
LOA will be published in the Federal
Register within 30 days of a
determination.
§ 217.137 Renewals and modifications of
Letters of Authorization.
lotter on DSK11XQN23PROD with PROPOSALS2
(a) An LOA issued under § 216.106 of
this chapter and § 217.136 for the
activity identified in § 217.130(a) may
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18:52 Jan 17, 2023
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be renewed or modified upon request by
the applicant, provided that:
(1) The proposed specified activity
and mitigation, monitoring, and
reporting measures, as well as the
anticipated impacts, are the same as
those described and analyzed for these
regulations; and
(2) NMFS determines that the
mitigation, monitoring, and reporting
measures required by the previous LOA
under these regulations were
implemented.
(b) For LOA modification or renewal
requests by the applicant that include
changes to the activity or the mitigation,
monitoring, or reporting that do not
change the findings made for the
regulations or result in no more than a
minor change in the total estimated
number of takes (or distribution by
species or years), NMFS may publish a
notice of proposed LOA in the Federal
Register, including the associated
analysis of the change, and solicit
public comment before issuing the LOA.
(c) A LOA issued under § 216.106 of
this chapter and § 217.136 for the
activity identified in § 217.130(a) may
be modified by NMFS under the
following circumstances:
(1) NMFS may modify (including
augment) the existing mitigation,
monitoring, or reporting measures (after
consulting with Navy regarding the
practicability of the modifications) if
doing so creates a reasonable likelihood
of more effectively accomplishing the
PO 00000
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Fmt 4701
Sfmt 9990
3195
goals of the mitigation and monitoring
set forth in the preamble for these
regulations;
(i) Possible sources of data that could
contribute to the decision to modify the
mitigation, monitoring, or reporting
measures in a LOA:
(A) Results from Navy’s monitoring
from previous years;
(B) Results from other marine
mammal and/or sound research or
studies; and
(C) Any information that reveals
marine mammals may have been taken
in a manner, extent or number not
authorized by these regulations or
subsequent LOAs; and
(ii) If, through adaptive management,
the modifications to the mitigation,
monitoring, or reporting measures are
substantial, NMFS will publish a notice
of proposed LOA in the Federal
Register and solicit public comment;
(2) If NMFS determines that an
emergency exists that poses a significant
risk to the well-being of the species or
stocks of marine mammals specified in
a LOA issued pursuant to § 216.106 of
this chapter and § 217.136, a LOA may
be modified without prior public notice
or opportunity for public comment.
Notification would be published in the
Federal Register within 30 days of the
action.
§ 217.138–217.139
[Reserved]
[FR Doc. 2023–00332 Filed 1–17–23; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 88, Number 11 (Wednesday, January 18, 2023)]
[Proposed Rules]
[Pages 3146-3195]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2023-00332]
[[Page 3145]]
Vol. 88
Wednesday,
No. 11
January 18, 2023
Part III
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 217
Taking and Importing Marine Mammals; Taking Marine Mammals Incidental
to U.S. Navy Construction at Portsmouth Naval Shipyard, Kittery, Maine;
Proposed Rule
Federal Register / Vol. 88, No. 11 / Wednesday, January 18, 2023 /
Proposed Rules
[[Page 3146]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 217
[Docket No. 230104-0003]
RIN 0648-BL78
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to U.S. Navy Construction at Portsmouth Naval Shipyard,
Kittery, Maine
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Navy (Navy) for
authorization to take marine mammals incidental to construction at the
Portsmouth Naval Shipyard in Kittery, Maine, over the course of five
years (2023-2028). Pursuant to the Marine Mammal Protection Act (MMPA),
NMFS is proposing regulations to govern that take and requests comments
on the proposed regulations. NMFS responses to comments will be
included in the notice of the final decision.
DATES: Comments and information must be received no later than February
17, 2023.
ADDRESSES: A copy of the Navy's application and any supporting
documents, as well as a list of the references cited in this document,
may be obtained online at: https://www.fisheries.noaa.gov/action/incidental-take-authorization-us-navy-construction-portsmouth-naval-shipyard-kittery-maine-0. In case of problems accessing these
documents, please call the contact listed below.
Submit all electronic public comments via the Federal e-Rulemaking
Portal. Go to www.regulations.gov and enter NOAA-NMFS-2022-0133 in the
Search box. Click on the ``Comment'' icon, complete the required
fields, and enter or attach your comments.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
Attachments to electronic comments will be accepted in Microsoft Word,
Excel, or Adobe PDF file formats only.
FOR FURTHER INFORMATION CONTACT: Reny Tyson Moore, Office of Protected
Resources, NMFS, [email protected], (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Purpose and Need for Regulatory Action
We received an application from the Navy requesting 5-year
regulations and authorization to take multiple species of marine
mammals. This proposed rule would establish a framework under the
authority of the MMPA (16 U.S.C. 1361 et seq.) to allow for the
authorization of take by Level A and Level B harassment of marine
mammals incidental to the Navy's construction activities related to the
multifunctional expansion and modification of Dry Dock 1 at the
Portsmouth Naval Shipyard in Kittery, Maine. Please see ``Background''
below for definitions of harassment.
Legal Authority for the Proposed Action
Section 101(a)(5)(A) of the MMPA (16 U.S.C. 1371(a)(5)(A)) directs
the Secretary of Commerce to allow, upon request, the incidental, but
not intentional, taking of small numbers of marine mammals by U.S.
citizens who engage in a specified activity (other than commercial
fishing) within a specified geographical region for up to 5 years if,
after notice and public comment, the agency makes certain findings and
issues regulations that set forth permissible methods of taking
pursuant to that activity and other means of effecting the ``least
practicable adverse impact'' on the affected species or stocks and
their habitat (see the discussion below in the Proposed Mitigation
section), as well as monitoring and reporting requirements. Section
101(a)(5)(A) of the MMPA and the implementing regulations at 50 CFR
part 216, subpart I provide the legal basis for issuing this proposed
rule containing 5-year regulations, and for any subsequent Letters of
Authorization (LOAs). As directed by this legal authority, this
proposed rule contains mitigation, monitoring, and reporting
requirements.
Summary of Major Provisions Within the Proposed Rule
Following is a summary of the major provisions of this proposed
rule regarding the Navy's construction activities. These measures
include:
Required monitoring of the in-water construction areas to
detect the presence of marine mammals before beginning in-water
construction activities;
Shutdown of in-water construction activities under certain
circumstances to avoid injury of marine mammals;
Soft start for impact pile driving to allow marine mammals
the opportunity to leave the area prior to beginning impact pile
driving at full power; and
Implementation of a bubble curtain during rock hammering
and down-the-hole (DTH) cluster drilling to reduce underwater noise
impacts.
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization is provided to the public for
review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review the proposed action (i.e., the promulgation of
regulations and subsequent issuance
[[Page 3147]]
of LOAs) with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (incidental take authorizations with no
anticipated serious injury or mortality) of the Companion Manual for
NOAA Administrative Order 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has preliminarily determined that the
proposed action qualifies to be categorically excluded from further
review under NEPA.
Information in the Navy's application and this document
collectively provide the environmental information related to the
proposed issuance of these regulations and subsequent incidental take
authorization for public review and comment. We will review all
comments submitted in response to this document prior to concluding our
review process under NEPA and making a final decision on the request
for an incidental take authorization.
Summary of Request
On May 9, 2022, NMFS received a request from the Navy for
authorization to take marine mammals incidental to construction
activities related to the multifunctional expansion and modification of
Dry Dock 1 at Portsmouth Naval Shipyard in Kittery, Maine. We provided
comments on the application, and the Navy submitted revised versions
and responses to our comments on July 5, 2022, August 15, 2022, August
19, 2022, and August 25, 2022, with the latter version deemed adequate
and complete. On September 1, 2022, we published a notice of receipt of
the Navy's application in the Federal Register (87 FR 53731),
requesting comments and information related to the request. During the
30-day comment period, we received two supportive letters from private
citizens.
On October 19 and 25, 2022, NMFS was notified by the Navy of
project modifications and shifting Fleet submarine schedules that
required the resequencing of certain activities associated with the
construction at Dry Dock 1 in order to accommodate the modifications
and meet the new vessel docking demands. On October 31, 2022, the Navy
submitted an addendum to its application describing these changes. The
requested regulations would be valid for 5 years, from April 1, 2023
through March 31, 2028. The Navy's request is to be authorized to take
five species by Level A and Level B harassment. Neither the Navy nor
NMFS expect serious injury or mortality to result from this activity.
NMFS previously issued five IHAs to the Navy for waterfront
improvement work at the Portsmouth Naval Shipyard: in 2016 (81 FR
85525; November 28, 2016), 2018 (83 FR 3318; January 24, 2018), 2019
(84 FR 24476; May 28, 2019), a renewal of the 2019 IHA (86 FR 14598;
March 17, 2021), and in 2022 (87 FR 19886; April 6, 2022). The most
recent IHA (87 FR 19886) provided authorization to take marine mammals
during the first year of the construction project described in this
notice. As required, the applicant provided monitoring reports
(available at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-construction-activities)
which confirm that the applicant has implemented the required
mitigation and monitoring, and which also shows that no impacts of a
scale or nature not previously analyzed or authorized have occurred as
a result of the activities conducted.
Description of Proposed Activity
Overview
Multifunctional Expansion of Dry Dock 1 (P-381) is one of three
projects that support the overall expansion and modification of Dry
Dock 1, located in the western extent of the Portsmouth Naval Shipyard.
The two additional projects, construction of a super flood basin (P-
310) and extension of portal crane rail and utilities (P-1074), are
currently under construction. In-water work associated with these
projects was completed under the aforementioned separate IHAs issued by
NMFS. The projects have been phased to support Navy mission schedules.
P-381 will be constructed within the same footprint of the super flood
basin over an approximate 7-year period, during which 5 years of in-
water work would occur. An IHA was issued by NMFS for the first year of
P-381 construction activities between April 1, 2022 and March 31, 2023
(87 FR 19866; April 6, 2022). This request is associated with the
remaining 4 years of P-381 in-water construction activities planned to
occur from April 1, 2023 through March 31, 2028, as well as for
additional in-water construction activities associated with the removal
of emergency repair components of the super flood basin that will occur
during the proposed period of effectiveness for the proposed
regulations. Although the in-water construction described in this
proposed rule is anticipated to be completed by December 2026,
unanticipated schedule delays could result in the Navy conducting
construction activity over the full 5 years.
The purpose of the proposed project (P-381) is to modify the super
flood basin to create two additional dry docking positions (Dry Dock 1
North and Dry Dock 1 West) in front of the existing Dry Dock 1 East.
The Navy's specified activity also includes emergency repairs of the P-
310 super flood basin. Construction activities will include the
excavation and/or installation of 1,118 holes, 198 shafts, and 580
sheet piles via impact and vibratory pile driving, hydraulic rock
hammering, rotary drilling, and mono and cluster DTH. The construction
activities are expected to require approximately 2,498 days if the
activities are considered independently over the 5-year period.
However, the actual construction duration is expected to be within four
years as many of the construction activities will occur concurrently.
Harbor porpoises (Phocoena phocoena), harbor seals (Phoca vitulina),
gray seals (Halichoerus grypus), and harp seals (Pagophilus
groenlandicus) have been observed in the proposed action area. In
addition, hooded seals (Cystophora cristata) could occur in the
proposed action area.
Dates and Duration
The in-water construction activities associated with this proposed
rule are anticipated to begin in April 2023 and proceed to December
2026 (4 years); however, the request for incidental take authorization
is for 5 years in the event of unexpected scheduled delays. In-water
construction activities would occur consecutively over a 4-year period.
The Navy plans to conduct all in-water work activities with expected
potential for incidental harassment of marine mammals during daylight
hours.
Table 1 provides the estimated schedule and production rates for P-
381 construction activities. Many of the activities included in Table 1
would span across multiple construction years and/or would occur
concurrently. Because of mission requirements and operational schedules
at the dry docking positions and berths, this schedule is subject to
change. In-water construction activities for P-381 would occur
consecutively over a 4-year period. Note, for the purposes of this
analysis, the proposed construction years are identified as years 2
through 5; Year 1 of the Navy's construction activities is currently
ongoing in association with a previously issued IHA (87 FR 19886; April
6, 2022). Vibratory pile driving
[[Page 3148]]
and extraction is assumed to occur for 141 days. Impact pile driving
would occur for 34 days. DTH excavation (mono-hammer and cluster drill)
would occur for 1,446 days. Rotary drilling would occur for 238 days
(assuming that casings and sockets for cluster drills would be set,
excavated, and removed in a single day). Rock hammering would occur for
277 days. Note that pile driving days are not necessarily consecutive,
and certain activities may occur at the same time, decreasing the total
number of actual in-water construction days. The contractor could be
working in more than one area of the berths at a time.
Table 1--In-Water Construction Activities
----------------------------------------------------------------------------------------------------------------
Total amount
and estimated Total
Activity ID Activity dates Activity Method Daily production
(construction component production rate days
years *)
----------------------------------------------------------------------------------------------------------------
A1 \1\......... Center Wall-- Drill 18 shafts Install 102- Rotary drill... 1 shaft/day,1 \4\ 18
Install Apr 23 \3\ to inch diameter hour/day.
Foundation Aug 23 (2). outer casing.
Support Piles.
A2 \1\......... Pre-drill 102- Rotary drill... 1 shaft/day, 9 \4\ 18
inch diameter hours/day.
socket.
A3 \1\......... Remove 102-inch Rotary drill... 1 casing/day,15 \4\ 18
outer casing. minutes/casing.
A4 \1\......... Drill 78-inch Cluster drill 6.5 days/shaft, \4\ 117
diameter shaft. DTH. 10 hours/day.
R \1\.......... Dry Dock 1 Install 48 28-inch wide Z- Impact with 8 sheets/day, 5 \4\ 6
North sheet piles shaped sheets. initial minutes and
Entrance--Inst Apr 23 \3\ to vibratory set. 300 blows/pile.
all Temporary May 23 (2).
Cofferdam.
1.............. Berth 11-- Remove 112 Concrete Hydraulic rock 5 hours/day.... \4\ 56
Remove Shutter panels Apr 23 shutter panels. hammering.
Panels. \3\ to May 23
(2).
2.............. Berth 1-- Remove 168 25-inch-wide Z- Vibratory 4 piles/day.... \4\ 42
Remove Sheet sheet piles shaped. extraction.
Piles. Apr 23 \3\ to
Jun 24 (2, 3).
3.............. Berth 1--Remove 2,800 cubic Removal of Hydraulic rock 2.5 hours/day.. \4\ 47
Granite Block yards (cy) Apr granite blocks. hammering.
Quay Wall. 23 \3\ to Jun
24 (2, 3).
4.............. Berth 1--Top of 320 linear feet Mechanical Hydraulic rock 10 hours/day... \4\ 74
Wall Removal (lf) Apr 23 concrete hammering.
for Waler \3\ to Jun 24 removal.
Installation. (2, 3).
5.............. Berth 1-- Install 28 28-inch-wide Z- Impact with 4 piles/day, 5 \4\ 8
Install sheet piles shaped. initial minutes/pile
southeast Apr 23 to Jul vibratory set. and 300 blows/
corner Support 23 (2). pile.
of Excavation
(SOE).
6.............. Berth 11-- 700 cy Apr 23 Excavate Hydraulic rock 12 hours/day... \34\ 60
Mechanical \3\ to Aug 23 Bedrock. hammering.
Rock Removal (2).
at Basin Floor.
7.............. Berth 11 Face-- Drill 924 4-6 inch DTH mono-hammer 27 holes/day, \4\ 35
Mechanical relief holes diameter holes. 22 min/hole.
Rock Removal Apr 23 \3\ to
at Basin Floor. Aug 23 (2).
8.............. Install Install 14 28-inch-wide Z- Impact with 4 piles/day, 5 4
Temporary sheet piles shaped. initial minutes/pile
Cofferdam Apr 23 to Jun vibratory set. and 300 blows/
Extension. 23 (2). pile.
9a............. Gantry Crane Drill 16 shafts Set 102-inch Rotary drill... 1 shaft/day, 1 16
Support Piles Apr 23 to Aug diameter hours/day.
at Berth 1 23 (2). casing.
West.
9b............. Pre-drill 102- Rotary drill... 1 shaft/day, 9 16
inch rock hours/day.
socket.
9c............. Remove 102- Rotary drill... 1 casing/day 16
inch casing. 15, minutes/
casing.
9d............. 72-inch Cluster drill 5 days/shaft, 80
diameter DTH. 10 hours/day.
shafts.
10 \2\......... Berth 1-- 300 cy Apr 23 Excavate Hydraulic rock 13 cy/day 12 \5\ 25
Mechanical \3\ to Sep 23 Bedrock. hammering. hours/day.
Rock Removal (2).
at Basin Floor.
11............. Dry Dock 1 Drill 50 rock 9-inch diameter DTH mono-hammer 2 holes/day, 5 \4\ 25
North anchors Apr 23 holes. hours/hole.
Entrance--Dril \3\ to Oct 23
l Tremie Tie (2).
Downs.
12............. Center Wall-- Install 15 28-inch wide Z- Impact with 4 piles/day 5 4
Install Tie-In sheet piles shaped. initial minutes/pile
to Existing Apr 23 to Dec vibratory set. and 300 blows/
West Closure 23 (2). pile.
Wall.
13a............ Dry Dock 1 Drill 20 shafts Set 102-inch Rotary drill... 1 shaft/day, 1 20
North--Tempora May 23 to Nov diameter hours/day.
ry Work 24 (2, 3). casing.
Trestle Piles.
13b............ Pre-drill 102- Rotary drill... 1 shaft/day, 9 20
inch rock hours/day.
socket.
13c............ Remove 102- Rotary drill... 1 casing/day, 20
inch casing. 15 minutes/
casing.
13d............ 84-inch Cluster drill 3.5 days/shaft, 70
diameter DTH. 10 hours/day.
shafts.
14............. Dry Dock 1 Remove 20 piles 84-inch Rotary drill... 1 day/pile, 15 20
North--Remove May 23 to Nov diameter drill minutes/pile.
Temporary Work 24 (2, 3). piles.
Trestle Piles.
15a............ Dry Dock 1 Drill 18 shafts Set 84-inch Rotary drill... 1 shaft/day, 1 18
North--Install May 23 to Nov casing. hours/day.
Leveling Piles 24 (2, 3).
(Diving Board
Shafts).
15b............ Pre-drill 84- Rotary drill... 1 shaft/day, 9 18
inch rock hours/day.
socket.
15c............ Remove 84-inch Rotary drill... 1 casing/day, 18
casing. 15 minutes/
casing.
[[Page 3149]]
15d............ 78-inch Cluster drill 7.5 days/shaft, 135
diameter shaft. DTH. 10 hours/day.
16a............ Wall Support Drill 20 shafts Set 102-inch Rotary drill... 1 shaft/day, 1 20
Shafts for Dry Jun 23 to Nov diameter hours/day.
Dock 1 North 24 (2, 3). casing.
(Berth 11 Face
and Head Wall).
16b............ Pre-drill 102- Rotary drill... 1 shaft/day, 9 20
inch rock hours/day.
socket.
16c............ Remove 102-inch Rotary drill... 1 casing/day, 20
casing. 15 minutes/
casing.
16d............ Drill 78-inch Cluster drill 7.5 days/shaft, 150
diameter shaft. DTH. 10 hours/day.
17a............ Foundation Drill 23 shafts Set 126-inch Rotary drill... 1 shaft/day, 1 23
(Floor) Shafts Jun 23 to Nov diameter hours/day.
for Dry Dock 1 24 (Const. Casing.
North years 2, 3).
(Foundation
Support Piles).
17b............ Pre-drill 126- Rotary drill... 1 shaft/day, 9 23
inch rock hours/day.
socket.
17c............ Remove 126-inch Rotary drill... 1 casing/day, 23
casing. 60 minutes/
casing.
17d............ Drill 108-inch Cluster drill 8.5 days/shaft, 196
diameter DTH. 10 hours/day.
shafts.
18............. Berth 11 End Remove 60 sheet 28-inch wide Z- Vibratory 8 piles/day, 5 \5\ 10
Wall--Remove piles Jul 23 shaped. extraction. minutes/pile.
Temporary to Aug 23 (2,
Guide Wall. 3).
19............. Remove Berth 1 Remove 28 sheet 28-inch-wide Z- Vibratory 8 piles/day, 5 \4\ 5
southeast piles Jul 23 shaped. extraction. minutes/pile.
corner SOE. to Sep 23 (2).
20 \2\......... Removal of Remove 108 28-inch-wide Z- Vibratory 6 piles/day, 5 18
Berth 1 sheet piles shaped. extraction. minutes/pile.
Emergency Apr 23 \3\ to
Repair Sheet Jul 23 (2).
Piles.
21 \2\......... Removal of 500 cy Apr 23 Mechanical Hydraulic rock 4 hours/day.... 15
Berth 1 \3\ to Aug 23 concrete hammering.
Emergency (2). removal.
Repair Tremie
Concrete.
22............. Center Wall Install 72 rock 9-inch diameter DTH mono- 2 holes/day, 5 36
Foundation--Dr anchors Aug 23 holes. hammer. hours/hole.
ill in to May 24 (2,
Monolith Tie 3).
Downs.
23............. Center Wall-- Remove 16 sheet 28-inch-wide Z- Vibratory 8 piles/day, 5 \5\ 3
Remove Tie-In piles \6\ Aug shaped. extraction. minutes/pile.
to Existing 23 to Aug 24
West Closure (2, 3).
Wall (Dry Dock
1 North) \4\.
24............. Center Wall Install 23 28-inch wide Z- Impact with 2 piles/day, 5 12
East--Sheet sheet piles shaped. initial minutes/pile
Pile Tie-In to Aug 23 to Oct vibratory set. and 300 blows/
Existing Wall. 24 (2, 3). pile.
25............. Remove Tie-In Remove 15 sheet 28-inch wide Z- Vibratory 8 piles/day, 5 \5\ 3
to West pile Dec 23 to shaped. extraction. minutes/pile.
Closure Wall Dec 24 (2, 3).
(Dry Dock 1
West).
26............. Remove Center Remove 23 sheet 28-inch wide Z- Vibratory 8 piles/day, 5 \5\ 12
Wall East-- piles Dec 23 shaped. extraction. minutes/pile.
Sheet Pile Tie- to Dec 24 (2,
In to Existing 3).
Wall (Dry Dock
1 West).
27............. Dry Dock 1 Remove 96 sheet 28-inch wide Z- Vibratory 8 piles/day, 5 12
North piles Jan 24 shaped. extraction. minutes/pile.
Entrance--Remo to Sep 24
ve Temporary (Const. years
Cofferdam. 2, 3).
28............. Remove Remove 14 sheet 28-inch wide Z- Vibratory 8 piles/day, 5 2
Temporary piles Jan 24 shaped. extraction. minutes/pile.
Cofferdam to Sep 24 (2,
Extension. 3).
29a............ Dry Dock 1 Drill 20 shafts Set 102-inch Rotary drill... 1 shaft/day, 1 20
West--Install Apr 24 to Feb diameter hours/day.
Temporary Work 26 (3, 4). casing.
Trestle Piles.
29b............ Pre-drill 102- Rotary drill... 1 shaft/day, 9 20
inch rock hours/day.
socket.
29c............ Remove 102-inch Rotary drill... 1 casing/day, 20
casing. 15 minutes/
casing.
29d............ 84-inch Cluster drill 3.5 days/shaft, 70
diameter DTH. 10 hours/day.
shafts.
30............. Dry Dock 1 Remove 20 piles 84-inch Rotary drill... 1 day/pile, 15 20
West--Remove Apr 24 to Feb diameter piles. minutes/pile.
Temporary Work 26 (3, 4).
Trestle Piles.
31a............ Wall Support Drill 22 shafts Set 102-inch Rotary drill... 1 shaft/day, 1 22
Shafts for Dry Jun 24 to Feb diameter hours/day.
Dock 1 West 26 (3, 4). casing.
(Berth 1 Face).
31b............ Pre-drill 102- Rotary drill... 1 shaft/day, 9 22
inch rock hours/day.
socket.
31c............ Remove 102-inch Rotary drill... 1 casing/day, 22
casing. 15 minutes/
casing.
31d............ 78-inch Cluster drill 7.5 days/shaft, 165
diameter shaft. DTH. 10 hours/day.
[[Page 3150]]
32a............ Foundation Drill 23 shafts Set 126-inch Rotary drill... 1 shaft/day, 1 23
(Floor) Shafts Jun 24 to Feb casing. hours/day.
for Dry Dock 1 26 (3, 4).
West
(Foundation
Support Piles).
32b............ Pre-drill 126- Rotary drill... 1 shaft/day, 9 23
inch rock hours/day.
socket.
32c............ Remove 126- Rotary drill... 1 casing/day, 23
inch casing. 15 minutes/
casing.
32d............ Drill 108-inch Cluster drill 8.5 days/shaft, 196
diameter shaft. DTH. 10 hours/day.
33a............ Dry Dock 1 Drill 18 shafts Set 84-inch Rotary Drill... 1 shaft/day, 1 18
West--Install Jun 24 to Feb casing. hours/day.
Leveling Piles 26 (3, 4).
(Diving Board
Shafts).
33b............ Pre-drill 84- Rotary drill... 1 shaft/day, 9 18
inch rock hours/day.
socket.
33c............ Remove 84-inch Rotary drill... 1 casing/day, 18
casing. 15 minutes/
casing.
33d............ Drill 78-inch Cluster drill 7.5 days/shaft, 135
diameter shaft. DTH. 10 hours/day.
34............. Dry Dock 1 Install 36 rock 9-inch diameter DTH mono-hammer 2 holes/day, 5 18
North--Tie anchors Jul 24 holes. hours/hole.
Downs. to Jul 25 (3,
4).
35............. Dry Dock 1 Install 36 rock 9-inch diameter DTH mono-hammer 2 holes/day, 5 18
West--Install anchors Dec 25 hole. hours/hole.
Tie Downs. to Dec 26 (4,
5).
----------------------------------------------------------------------------------------------------------------
Total excavated holes/drilled 1,118/198/580.. ............... ............... ............... 2,498
shafts/sheet piles.
----------------------------------------------------------------------------------------------------------------
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5;
potential marine mammal takes incidental to Year 1 of the Navy's construction activities were authorized under
a previously issued IHA (87 FR 19886; April 6, 2022).
\1\ These activities were not included in the original application made available for public review during the
Notice of Receipt comment period (NOR; 87 FR 53731), but have been added due to changes needed in the proposed
construction schedule.
\2\ These activities were included in the original application, but the amount of activity proposed has been
modified due to changes needed in the proposed construction schedule.
\3\ These activities began in construction year 1.
\4\ These activities began in year 1. Only the number of production days occurring in construction years 2
through 6 are presented.
\5\ Additional production days are included to account for equipment repositioning.
\6\ Sheet piles were installed in construction year 1.
Specific Geographic Region
The shipyard is located in the Piscataqua River in Kittery, Maine.
The Piscataqua River originates at the boundary of Dover, New
Hampshire, and Eliot, Maine (Figure 1). The river flows in a
southeasterly direction for 2,093 meters (m) (13 miles (mi)) before
entering Portsmouth Harbor and emptying into the Atlantic Ocean. The
lower Piscataqua River is part of the Great Bay Estuary system and
varies in width and depth. Many large and small islands break up the
straight-line flow of the river as it continues toward the Atlantic
Ocean. Seavey Island, the location of the proposed activities, is
located in the lower Piscataqua River approximately 500 m, 1640 feet
(ft) from its southwest bank, 200 m (656 ft) from its north bank, and
approximately 4 kilometers (km) (2.5 mi) from the mouth of the river.
Water depths in the proposed project area range from 6.4 m (21 ft)
to 11.9 m (39 ft) at Berths 11, 12, and 13. Water depths in the lower
Piscataqua River near the proposed project area range from 4.6 m (15
ft) in the shallowest areas to 21 m (69 ft) in the deepest areas. The
river is approximately 914 m (3,300 ft) wide near the proposed project
area, measured from the Kittery shoreline north of Wattlebury Island to
the Portsmouth shoreline west of Peirce Island. The furthest direct
line of sight from the proposed project area would be 1,287 m (0.8 mi)
to the southeast and 418 m (0.26 mi) to the northwest.
The nearshore environment of the Shipyard is characterized by a mix
of hard bottom, gravel, soft sediments, rock outcrops, and rocky
shoreline associated with fast tidal currents near the installation.
The nearshore areas surrounding Seavey Island are predominately hard
bottom (65 percent of benthic habitat) and gravel (26 percent) habitat,
with only 9 percent soft bottom sediments within the surveyed area
around Seavey Island (Tetra Tech, 2016). Much of the shoreline in the
proposed project area is composed of hard shores (rocky intertidal). In
general, rocky intertidal areas consist of bedrock that alternates
between marine and terrestrial habitats, depending on the tide. Rocky
intertidal areas consist of ``bedrock, stones, or boulders that singly
or in combination cover 75 percent or more of an area that is covered
less than 30 percent by vegetation'' (Federal Geographic Data
Committee, 2013).
The lower Piscataqua River is home to Portsmouth Harbor and is used
by commercial, recreational, and military vessels. Between 150 and 250
commercial shipping vessels transit the lower Piscataqua River each
year (Magnusson et al., 2012). Commercial fishing vessels are also very
common in the river year-round, as are recreational vessels, which are
more common in the warmer summer months. The shipyard is a dynamic
industrial facility situated on an island with a narrow separation of
waterways between the installation and the communities of Kittery and
Portsmouth (Figure 2). The predominant noise sources from Shipyard
industrial operations consist of dry dock cranes; passing vessels; and
industrial equipment (e.g., forklifts, loaders, rigs, vacuums, fans,
dust collectors, blower belts, heating, air conditioning, and
ventilation (HVAC) units, water pumps, and exhaust tubes and lids).
Other components such as construction, vessel ground support equipment
for maintenance purposes, vessel traffic across the Piscataqua River,
and vehicle traffic on the shipyard's bridges and on local roads in
Kittery and Portsmouth produce noise, but such noise generally
represents a transitory contribution to
[[Page 3151]]
the average noise level environment (Blue Ridge Research and Consulting
(BRRC), 2015; ESS Group, 2015). Ambient sound levels recorded at the
shipyard are considered typical of a large outdoor industrial facility
and vary widely in space and time (ESS Group, 2015).
BILLING CODE 3510-22-P
[GRAPHIC] [TIFF OMITTED] TP18JA23.000
[[Page 3152]]
[GRAPHIC] [TIFF OMITTED] TP18JA23.001
BILLING CODE 3510-22-C
[[Page 3153]]
Detailed Description of the Specified Activity
The Navy's proposed P-381 project would modify the super flood
basin to create two additional dry docking positions (Dry Dock 1 North
and Dry Dock 1 West) in front of the existing Dry Dock 1 East. The
super flood basin provides the starting point for the P-381 work.
Several steps are required to convert the super flood basin to a dry
dock with two positions fully capable of supporting the maintenance of
submarines while maintaining access to the existing interior dry dock
(Dry Dock 1 East). The dry dock positions (including the center wall)
will be constructed using large precast segments (referred to as
monoliths) that require both sidewall and base support. The monoliths
will be manufactured offsite and transported to the construction site.
Segments will be floated and/or lifted into place to create the center
wall, followed by Dry Dock 1 North, and finally Dry Dock 1 West. Once
the monoliths are set and grouted in place, the respective dry docks
can be dewatered allowing the remaining interior construction to be
performed in dry conditions.
P-381 years 2 through 5 (i.e., the time period of the Navy's
specified activity for this proposed rule) construction activities will
complete bedrock removal and the preparation of the walls and floors of
the super flood basin to support the placement of the monoliths and the
construction of the two dry dock positions. Most of the in-water
construction will occur behind the existing super flood basin walls
that would act as a barrier to sound and would contain underwater noise
to within a small portion of the Piscataqua River. However, the west
closure wall will be removed in order to install the Dry Dock 1 North
entrance structure and caisson. In addition, the caissons may not
always be in place throughout in-water construction. As such, the
analyses presented herein conservatively assume the west closure wall,
as well as the future caissons, would not be present throughout in-
water construction activities.
The Navy's request also considers emergency repairs of the P-310
super flood basin. During P-310 super flood testing in January 2022,
excessive exfiltration (i.e., transport of material outside of the
basin) was observed along Berths 1 and 2 and between the west closure
wall and super flood basin entrance structure. Emergency structural
repairs were required to reduce excessive transport of material through
the berths and west closure wall/entrance structure and prevent further
damage. As a result, 216 28-inch Z-shaped sheet piles were installed
along the Berth 1 face. After installation, these sheet piles were cut
off approximately 10 ft above the mudline and concrete was tremie
placed behind them to plug any gaps in the existing structure that
contributed to the exfiltration. The removal of these 216 Berth 1
emergency repair piles and excess tremie concrete (approximately 382
cubic meters, 500 cubic yards (cy)) will be completed during this LOA
period and are accounted for in the Navy's request. Similarly, 10 28-
inch wide, Z-shaped sheet piles were installed between the super flood
basin entrance structure and the west closure wall, cut off
approximately 3 m (10 ft) above the mudline, and had concrete tremie
placed behind them. These 10 sheet piles will be removed during the P-
381 year 1 IHA period (covered under the IHA issued by NMFS for the
first year of P-381 construction activities; 87 FR 19866; April 6,
2022).
Several additional preparatory activities (e.g., torch cutting,
dredging, etc) will not create noise expected to result in harassment
of marine mammals. Noise created during dredging of sediment and
demolition debris (e.g., bedrock, granite blocks, concrete) is unlikely
to exceed that generated by other normal shipyard activities and is not
expected to result in incidental take of marine mammals. Activities
such as grouting (i.e., pouring of concrete) and torch cutting are not
noisy by design and would not result in incidental take of marine
mammals. These activities are not addressed in the analyses of noise
producing actions in the Navy's request, and are not considered by NMFS
in our analysis, but are included in the work descriptions to clarify
the construction progression.
P-381 In-Water Construction Activities
The proposed work remaining for P-381 can be generally grouped into
five categories for ease of explanation: temporary structures,
mechanical bedrock removal, continued demolition of super flood basin
wall components, center wall tie-downs, and dry dock foundation and
gantry crane support. Each category involves one or more activities
expected to generate noise that could result in injury or harassment of
marine mammals. Some of these activities are a continuation of work
started in year 1, which were covered under a separate IHA issued by
NMFS on April 6, 2022 (87 FR 19886).
Temporary Structures--Several temporary structures would be
installed and removed to facilitate the construction of the dry docks.
The conversion of the existing west closure wall to the Dry Dock 1
North entrance requires reinforcement of the section of the west
closure wall that will become the new dry dock entrance. The existing
west closure wall structure will be surrounded by a temporary
cofferdam. The cofferdam will be constructed with 48 28-inch wide, Z-
shaped sheet piles. The sheet piles will be installed using an initial
vibratory set followed by driving with impact hammers to refusal.
The temporary guide wall along the Berth 11 end wall installed
during year 1 (60 28-inch wide, Z-shaped sheet piles) would be removed
with a vibratory hammer. An extension to the temporary cofferdam around
the Dry Dock 1 entrance structure installed during P-381 year 1 would
also be constructed. The extension would consist of 14 28-inch wide, Z-
shaped sheet piles. The extension and the cofferdam (96 28-inch wide,
Z-shaped sheet piles) would be removed in 2024 using a vibratory
hammer.
A temporary work trestle would be constructed to support the
excavation of large shafts within the individual dry docking positions.
The trestle would be installed in Dry Dock 1 North first and then
relocated to Dry Dock 1 West. The trestle system would be supported by
4 84-inch steel pipe piles and would be relocated five times within
each dry dock. As a result, the piles would be installed and removed 20
times in Dry Dock 1 North and 20 times in Dry Dock 1 West. The piles
would be installed with a cluster drill consisting of multiple DTH
hammers and removed with a rotary drill. Before the cluster drill would
be deployed, a 102-inch casing would be set into bedrock and a 5-ft
(1.5-m) deep rock socket would be excavated with a rotary drill (see
Figure 1-4 in the Navy's application). The socket would be filled with
concrete and a second, 84-inch casing would be installed inside the
larger casing and set in the concrete. No drilling would be required to
install the second casing. The outer casing would then be removed with
a rotary drill. The 84-inch diameter cluster drill would operate
independently inside the second casing to excavate the shaft. Once the
shaft is drilled the inner casing would be removed by torch cutting.
A temporary tie-in consisting of 15 28-inch wide, Z-shaped sheet
piles would be installed between the center wall foundation and the
west closure wall at Dry Dock 1 West. Twenty-three 28-inch wide, Z-
shaped sheet piles would also be installed on the easterly end of Dry
Dock 1 west to provide a
[[Page 3154]]
similar temporary tie-in to the center wall foundation near the
entrance to Dry Dock 1 east. The sheet piles would be installed using
an initial vibratory set followed by driving with impact hammers. These
tie-ins would be removed using a vibratory hammer along with the Dry
Dock 1 North tie-in to the west closure wall (16 28-inch wide, Z-shaped
sheet piles) that was installed under the P-381 year 1 IHA (87 FR
19886).
To support excavation activities along Berth 1, 28 28-inch wide, Z-
shaped sheet piles would be installed at the southeast corner of the
berth using a combination of vibratory and impact hammers. These piles
would be removed using a vibratory hammer.
Mechanical Bedrock Removal--Mechanical removal of bedrock would be
completed by the end of 2023 using various methods appropriate for the
removal location and as needed to avoid damage to adjacent structures.
Bedrock removal would occur along the Berth 11 face and abutment and
along Berth 1.
Bedrock would be removed by breaking it up with a hydraulic hammer
(i.e., hoe ram or breaker). To protect adjacent structures during
mechanical bedrock removal, 924 4-6-inch diameter relief holes would be
drilled using a DTH mono-hammer. A total of approximately 918 cubic
meters (1,200 cy) of bedrock are anticipated to be removed.
Demolition of Super Flood Basin Wall Components--Demolition of
existing wall components would include the removal of shutter panels,
granite quay walls, sheet piles, and concrete making up the super flood
basin. Demolition of existing wall structures would be conducted using
a rock hammer. Specifically, the remaining sections of the existing
concrete shutter panels making up the face of Berth 11 (112 panels),
portions of the granite block quay wall (2,141 cm, 2,800 cy) at Berth
1, and the remaining existing sheet pile wall at Berth 1 (168 25-inch
wide, Z-shaped sheet piles) would be removed.
The installation of a structural support waler (steel beam) at
Berth 1 would also be completed. To complete the installation of the
waler, about 98 m (320 linear ft) of concrete wall would be demolished
using a hydraulic rock hammer.
Center Wall Tie-downs--Additional work in the center wall area
would involve the installation of support tie downs for future tremie
concrete work. The tie downs require the placement of a total of 194
rock anchors requiring 9-inch diameter holes. The rock anchors would be
installed using a DTH mono-hammer.
Dry Dock and Gantry Crane Support--The location of the future
center wall requires reinforcement to allow placement of the large pre-
cast monolith structures forming the separation between the two new dry
docking positions. Specifically, the floor of the existing basin must
be able to provide an adequate foundation for the pre-cast monoliths
that will make up the dry dock interiors and center wall. The basin
floor will be reinforced by excavating 18 78-inch diameter shafts
throughout the footprint of the center wall that will be filled with
concrete to create the structural support piles for the center wall.
The shafts will be excavated using a cluster drill consisting of
multiple DTH mono-hammers. Before the cluster drill is deployed, a 102-
inch diameter casing would be set into bedrock and a 5 foot deep rock
socket would be excavated using a 102-inch diameter rotary drill (see
Figure 1-4 of the Navy's application). The rock socket would be filled
with concrete and a second, 78-inch diameter casing would be installed
inside the 102-inch casing and set in the concrete. No drilling is
required to install the second casing. The 102-inch diameter outer
casing would then be removed with a rotary drill.
The future Dry Dock 1 North and Dry Dock 1 West require significant
structural reinforcement to provide an adequate foundation for the
installation of the large pre-cast monolith structures forming the dry
dock interior. Reinforcement of the individual dry dock foundations and
walls would begin first at Dry Dock 1 North and, once completed,
continue at Dry Dock 1 West. Twenty 78-inch diameter shafts would be
excavated along the Berth 11 face and head wall to support the walls of
Dry Dock 1 North. Along the floor of Dry Dock 1 North, 23 108-inch
diameter shafts would be excavated for the installation of the
foundation support piles and 18 78-inch diameter shafts would be
excavated for the installation of leveling piles (i.e., diving board
shafts).
The dry dock foundation and wall support pile and leveling pile
shafts would be filled with concrete to create the support piles for
the dry dock walls and floors. The shafts would be excavated using a
cluster drill consisting of multiple DTH hammers in the same manner as
previously described for the temporary work trestle piles. Once the
wall and foundation support piles and leveling piles for Dry Dock 1
North have been installed, foundation and wall support piles and
leveling piles would be installed for Dry Dock 1 West. Twenty-two 78-
inch diameter shafts would be excavated along the Berth 1 face to
support the walls of Dry Dock 1 West. Twenty-three 108-inch diameter
shafts would be excavated along the floor of Dry Dock 1 West for the
installation of foundation support piles and 18 78-inch shafts would be
excavated for the installation of leveling piles (i.e., diving board
shafts). The casing sizes and rotary drill sizes proposed for each
shaft are specified in Table 1.
The large concrete monolithic sections used to create the dry docks
and the center wall separation would be placed using a gantry crane.
The gantry crane system would be structurally supported by the
installation of 16 72-inch diameter shafts installed along the western
extent of the Berth 1 face. The shafts would be installed using a DTH
cluster drill as described for the temporary work trestle piles. The
casing sizes and rotary drill sizes proposed for the gantry crane
support shafts are specified in Table 1.
P-310 Emergency Repairs
Testing of the super flood basin on January 5, 2022 resulted in
excess exfiltration through Berths 1 and 2, prompting the need for
emergency repairs along Berth 1 as well as between the super flood
basin entrance structure and the west closure wall. Emergency repairs
consisted of the installation of sheet piles and the tremie pouring of
concrete to fill in gaps along the structure walls and floor.
Installation of emergency repairs at Berth 1 and the installation and
removal of emergency repairs at the west closure wall and entrance
structure occurred before the period described in the Navy's LOA
application. Only the removal of Berth 1 emergency repair components
would occur during the requested LOA period.
The removal of the 216 28-inch wide, Z-shaped sheet piles along the
Berth 1 face would be completed through direct pulling via barge-
mounted crane or by vibratory hammer. Specific methods will be
determined by the contractor based on resistance to extraction from the
seabed. Direct pulling via crane is not anticipated to generate harmful
levels of underwater sound. If required, the use of the vibratory
hammer to extract the installed sheet piles would be limited to an
initial effort to break the sheets loose, allowing them to be directly
pulled out. As a conservative measure, vibratory extraction of these
sheet piles is assumed for all analyses.
The removal of 765 cubic meters (1,000 cy) of tremie concrete is
anticipated to require use of a hydraulic rock hammer to break up
material into smaller pieces. Smaller pieces would
[[Page 3155]]
then be retrieved via excavator bucket for offsite disposal. The Navy
estimates daily active use of the rock hammer for the removal of
concrete from emergency repairs to be 4 hours per day.
Means and Methods for Noise Producing Activities
Only 28-inch wide, Z-shaped sheet piles would be installed or
removed with pile-driving equipment during P-381 construction. The
installation of 28-inch wide, Z-shaped steel sheet piles would be
installed initially using vibratory means and then finished with impact
hammers, if necessary. Impact hammers would also be used to push
obstructions out of the way and where sediment conditions do not permit
the efficient use of vibratory hammers. Pile removal activities would
use cranes and vibratory hammers exclusively.
The removal of bedrock and concrete and the demolition of concrete
shutter panels at Berth 11 and granite blocks and sheet piles at Berth
1 during P-381 construction would be by mechanical means. These
features would be demolished using a hydraulic rock hammer (i.e., hoe
ram). The type/size of rock hammers used would be determined by the
contractor selected to perform the work.
Two methods of rock excavation would be used during P-381
construction; DTH excavation and rotary drilling. During P-381
construction, rotary drilling would be used to set the casings and pre-
drill rock sockets for DTH cluster drills. DTH excavation using mono-
hammers would be used to create shafts for rock anchors and tie downs
and for the excavation of relief holes during mechanical bedrock
removal. For the largest shafts (greater than 42-inches in diameter),
DTH excavation would use a cluster drill. A cluster drill uses multiple
mono-hammers within a single bit to efficiently break up bedrock and
create large diameter holes (see Figure 1-5 in the Navy's application).
Concurrent Activities
In order to maintain project schedules, it is likely that multiple
pieces of equipment would operate at the same time within the basin. No
ancillary activities are anticipated during the construction period
that would require unimpeded access to the super flood basin.
Therefore, it is anticipated that there would be space available within
the project area for additional construction equipment. A maximum of 13
pieces of equipment could potentially operate in the project area at a
single time. While this is an unlikely scenario, it could occur for a
very brief period. Construction equipment would be staged along the
perimeter of the super flood basin (Berth 11, Berth 1 and head wall) as
well on multiple barges within the super flood basin. Table 2 provides
a summary of possible equipment combinations that could be used
simultaneously over the course of the proposed construction period.
Table 2--Summary of Multiple Equipment Scenarios
----------------------------------------------------------------------------------------------------------------
Year Quantity Equipment
----------------------------------------------------------------------------------------------------------------
2023................................... 5 Rock Hammer (2), Vibratory Hammer (2), Impact Hammer
(1).
5 Rock Hammer (2), Vibratory Hammer (1), Impact Hammer
(1), DTH Mono-hammer (1).
5 Rock Hammer (1), Vibratory Hammer (1), Impact Hammer
(1), DTH Mono-hammer (1), Rotary Drill (1).
5 Rock Hammer (1), Vibratory Hammer (1), DTH Mono-hammer
(1), Cluster Drill (2).
5 Cluster Drill (2), Vibratory Hammer (1), Mono-hammer
DTH (1), Rotary Drill (1).
5 Rock Hammer (1), Impact Hammer (1), DTH Mono-hammer
(1), Cluster Drill (2).
6 Rock Hammer (2), DTH Mono-hammer (2), Cluster Drill
(1), Rotary Drill (1).
6 Rock Hammer (2), Vibratory Hammer (1), DTH Mono-hammer
(1), Rotary Drill (2).
8 Rock Hammer (2), Vibratory Hammer (2), DTH Mono-hammer
(2), Cluster Drill (2).
10 Rock Hammer (3), Vibratory Hammer (2), Impact hammer
(1), DTH Mono-hammer (2), Cluster Drill (2).
13 Rock Hammer (5), Cluster Drill (2), Vibratory Hammer
(2), Impact Hammer (1), Mono-hammer DTH (3).
2024................................... 8 Rock Hammer (2), Vibratory Hammer (2), DTH Mono-hammer
(2), Cluster Drill (2).
5 Cluster Drill (2), DTH mono-hammer (1), Vibratory
hammer (1), Impact Hammer (1).
3 Cluster Drill (2), DTH mono-hammer (1).
3 Cluster Drill (1), Rotary Drill (1), DTH mono-hammer
(1).
3 Rotary Drill (2), DTH mono-hammer (1).
2025................................... 3 Cluster Drill (2), DTH mono-hammer (1).
3 Cluster Drill (1), Rotary Drill (1), DTH mono-hammer
(1).
3 Rotary Drill (2), DTH mono-hammer (1).
2 Rotary Drill (2).
2 Cluster Drill (2).
----------------------------------------------------------------------------------------------------------------
Source: 381 Constructors, 2022.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, incorporated in this preamble by reference, instead
of reprinting the information. Additional information regarding
population trends and threats may be found in NMFS' Stock Assessment
Reports (SARs; www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general
information about these species (e.g., physical and behavioral
descriptions) may be found on NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 3 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as
[[Page 3156]]
described in NMFS' SARs). While no serious injury or mortality is
expected to occur, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All stocks managed under the MMPA in this region
are assessed in NMFS' U.S. Atlantic and Gulf of Mexico SARs. All values
presented in Table 3 are the most recent available at the time of
publication (including from the 2021 SARs) and are available online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments).
Table 3--Species Likely Impacted by the Specified Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance
ESA/MMPA status; Nbest, (CV, Nmin, Annual M/
Common name Scientific name MMPA stock strategic (Y/N) most recent abundance PBR SI \3\
\1\ survey) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocoenidae (porpoises):
Harbor Porpoise................. Phocoena phocoena...... Gulf of Maine/Bay of -; N 95,543 (0.31; 74,034; 851 164
Fundy. 2016).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Western North Atlantic. -; N 61,336 (0.08, 57,637; 1,729 339
2018).
Gray seal....................... Halichoerus grypus..... Western North Atlantic. -; N 27,300 \4\ (0.22; 1,389 4,453
22,785; 2016).
Harp seal....................... Pagophilus Western North Atlantic. -; N 7,600,000 426,000 178,573
groenlandicus. (unk,7,100.000, 2019).
Hooded seal..................... Cystophora cristata.... Western North Atlantic. -; N 593,500............... Unknown 1,680
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments assessments. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable (N.A.).
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
\4\ This abundance value and the associated PBR value reflect the US population only. Estimated abundance for the entire Western North Atlantic stock,
including animals in Canada, is 451,600. The annual M/SI estimate is for the entire stock.
As indicated above, all five species (with five managed stocks) in
Table 3 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur.
Harbor Porpoise
Harbor porpoises occur from the coastline to deep waters (>1,800 m,
5906 ft); Westgate et al., 1998), although the majority of the
population is found over the continental shelf (Hayes et al., 2022).
Based on genetic analysis, it is assumed that harbor porpoises in U.S.
and Canadian waters are divided into four populations, as follows: (1)
Gulf of St. Lawrence; (2) Newfoundland; (3) Greenland; and (4) Gulf of
Maine/Bay of Fundy (Hayes et al., 2022). For management purposes in
U.S. waters, harbor porpoises have been divided into ten stocks along
both the East and West Coasts. In the project area, only the Gulf of
Maine/Bay of Fundy stock of harbor porpoise may be present. This stock
is found in U.S. and Canadian Atlantic waters and is concentrated in
the northern Gulf of Maine and southern Bay of Fundy region, generally
in waters less than 150 m (492 ft) deep (Hayes et al., 2022).
The Navy has been collecting data on marine mammals in the
Piscataqua River since 2017 through construction monitoring and non-
construction related monthly surveys (2017-2018). Three harbor
porpoises were observed travelling quickly through the river channel
during marine mammal monitoring conducted between April and December
2017 in support of the Berth 11 Waterfront Improvements Project
(Cianbro, 2018). Two harbor porpoises were observed during construction
monitoring that occurred between January 2018 and January 2019
(Cianbro, 2018; Navy, 2019). One harbor porpoise was observed in March
2017 during non-construction related surveys conducted on 12 days (one
per month) in 2017, and two harbor porpoises (one in August and one in
November) were observed in monthly surveys conducted in 2018 (Naval
Facilities Engineering Systems Command (NAVFAC) Mid-Atlantic 2018,
2019b). There was one sighting of a harbor porpoise during P-310 year 1
monitoring events (May through December 2020) (NAVFAC, 2021). No harbor
porpoise were sighted in 2021 (NAVFAC, 2022).
Harbor Seal
Harbor seals are found in all nearshore waters of the North
Atlantic and North Pacific Oceans and adjoining seas above about
30[deg] N (Burns, 2009). They can be found year-round in coastal waters
of eastern Canada and Maine and occur seasonally (September through
late May) along the coasts of southern New England to Virginia (Ampela
et al., 2018; Hayes et al., 2022; Jones and Rees, 2020). Overall, there
are five recognized subspecies of harbor seal, two of which occur in
the Atlantic Ocean. The western Atlantic harbor seal is the subspecies
likely to occur in the proposed project area. There is some uncertainty
about the overall population stock structure of harbor seals in the
western North Atlantic Ocean. However, it is theorized that harbor
seals along the eastern U.S. and Canada are all from a single
population (Temte et al., 1991). Haulout and pupping sites are located
[[Page 3157]]
off Manomet, MA and the Isles of Shoals, ME (Hayes et al., 2022).
Harbor seals are the most abundant pinniped in the Piscataqua
River. The majority of harbor seals occur along the Maine coast with a
large portion of them hauling out at the Isles of Shoals (see Figure 4-
1 of the Navy's application), which is located approximately 14.5 km (9
mi) from the project area. There are no major rookeries near the Navy's
proposed project area. The closest haul-out site is at Hicks Rocks,
located approximately 2.4 km (1.5 mi) from the proposed project area,
but it is on the opposite side of Seavey Island and not within the
project area. Pupping season for harbor seals is May to June. No harbor
seal pups were observed during recent monitoring events conducted in
the area (Cianbro, 2018) as pupping sites are north of the Maine-New
Hampshire border (Hayes et al., 2022). During construction monitoring
between the months of April and December 2017, there were 199
observations of harbor seals (Cianbro, 2018) in the project area. A
total of 249 harbor seals were observed during construction monitoring
between the months of January 2018 and January 2019 for the same
project (Navy, 2019). The primary behaviors observed during monitoring
were milling that occurred almost 60 percent of the time followed by
swimming and traveling by the proposed project area at 29 percent and
12 percent, respectively (Cianbro, 2018). A total of 17 and 83 harbor
seals were observed during the one-day monthly surveys conducted in
2017 and 2018, respectively (NAVFAC Mid-Atlantic, 2018; 2019b).
Construction monitoring conducted between May and December of 2020 and
January through December 2021 as part of P-310 recorded 721 harbor
seals and 451 harbor seals, respectively (NAVFAC, 2021; 2022).
Gray Seal
There are three major populations of gray seals found in the world;
eastern Canada (western North Atlantic stock), northwestern Europe and
the Baltic Sea. Gray seals in the project area belong to the western
North Atlantic stock. The range for this stock is from New Jersey to
Labrador. Current population trends show that gray seal abundance is
likely increasing in the U.S. Atlantic Exclusive Economic Zone (EEZ)
(Hayes et al., 2022). Although the rate of increase is unknown, surveys
conducted since their arrival in the 1980s indicate a steady increase
in abundance in both Maine and Massachusetts (Hayes et al., 2022). It
is believed that recolonization by Canadian gray seals is the source of
the U.S. population (Hayes et al., 2022).
In U.S. waters, gray seals have been observed using an historic
pupping site on Muskeget Island in Massachusetts since 1988 and on Seal
and Green Islands in Maine since approximately the mid-1990s. All of
these sites are more than 180 km (112 mi) from the Shipyard. In
general, this species can be found year-round in the coastal waters of
the Gulf of Maine (Hayes et al., 2022).
During construction monitoring for the waterfront improvements
project, there were 24 observations of gray seals within the proposed
project area between the months of April and December 2017 (Cianbro,
2018) and a total of 12 observed between January 2018 and January 2019
(Navy, 2019). Ten of the 12 observations occurred during the winter
months (Navy, 2019). The primary behavior observed during surveys was
milling at just over 60 percent of the time followed by swimming within
and traveling through the proposed project area. Gray seals were
observed foraging approximately 5 percent of the time (Cianbro, 2018).
The one-day monthly marine mammal surveys during 2017 and 2018 recorded
six and three sightings, respectively, of gray seal (NAVFAC Mid-
Atlantic, 2018, 2019b). A total of 47 gray seals were observed during
P-310 year 1 monitoring events from May through December 2020 (NAVFAC,
2021). In 2021, 21 gray seals were sighted during monitoring (NAVFAC,
2022). No gray seal pups were observed during the surveys (Cianbro,
2018; Navy, 2019) as pupping sites for gray seals (like harbor seals)
are known to occur north of Maine-New Hampshire border.
Hooded Seal
Hooded seals are generally found in deeper waters or on drifting
pack ice. The world population of hooded seals has been divided into
three stocks, which coincide with specific breeding areas, as follows:
(1) Northwest Atlantic, (2) Greenland Sea, and (3) White Sea (Hayes et
al., 2022). The hooded seal is a highly migratory species, and its
range can extend from the Canadian arctic to Puerto Rico. In U.S.
waters, the species has an increasing presence in the coastal waters
between Maine and Florida (Hayes et al., 2022). In the U.S., they are
considered members of the western North Atlantic stock and generally
occur in New England waters from January through May and further south
in the summer and fall seasons (Hayes et al., 2022).
Hooded seals are known to occur in the Piscataqua River; however,
they are not as abundant as the more commonly observed harbor seal.
Anecdotal sighting information indicates that two hooded seals were
observed from the Shipyard in August 2009, but no other observations
have been recorded (Trefry November 20, 2015). Hooded seals were not
observed during marine mammal monitoring or survey events that took
place in 2017, 2018, 2020, or 2021 (Cianbro, 2018; NAVFAC Mid-Atlantic
2018, 2019b; Navy 2019; NAVFAC 2021, 2022).
Harp Seal
The harp seal is a highly migratory species, its range extending
throughout the Arctic and North Atlantic Oceans. The world's harp seal
population is separated into three stocks, based on associations with
specific locations of pagophilic breeding activities: (1) off eastern
Canada, (2) on the West Ice off eastern Greenland, and (3) in the White
Sea off the coast of Russia. The largest stock, which includes two
herds that breed either off the coast of Newfoundland/Labrador or near
the Magdelan Islands in the Gulf of St. Lawrence, is equivalent to the
western North Atlantic stock. Harp seals that occur in the United
States are considered members of the western North Atlantic stock and
generally occur in New England waters from January through May (Hayes
et al., 2022).
Harp seals are known to occur in the Piscataqua River; however,
they are not as abundant as the more commonly observed harbor seal and
were last documented in the river in May of 2020. Two harp seals were
sighted on two separate occasions (on May 12 and May 14, 2020) during
construction monitoring for P-310 (Stantec, 2020). No pile-driving was
occurring at the time of the sighting. Previous to that, the last harp
seal sighting was in 2016 (NAVFAC Mid-Atlantic, 2016; NMFS, 2016). Harp
seals were not observed during marine mammal monitoring or survey
events that took place in 2017 and 2018 (Cianbro, 2018; NAVFAC Mid-
Atlantic, 2018, 2019b; Navy, 2019). No harp seals were sighted in 2021
(NAVFAC, 2021, 2022).
Unusual Mortality Events (UMEs)
Between July 2018 and March 2020 elevated numbers of harbor seal
and gray seal mortalities occurred across Maine, New Hampshire and
Massachusetts. This event was declared an Unusual Mortality Event
(UME). Seals showing clinical signs were observed stranding as far
south as Virginia, although not in elevated numbers. Therefore the UME
investigation encompassed all seal strandings from Maine to Virginia.
Lastly, ice seals (harp and hooded seals) also started stranding with
clinical
[[Page 3158]]
signs, again not in elevated numbers, and those two seal species were
added to this UME investigation. Information on this UME is available
online at: https://www.fisheries.noaa.gov/new-england-mid-atlantic/marine-life-distress/2018-2020-pinniped-unusual-mortality-event-along.
Since July 2022, a second UME of harbor seals and gray seals in
this region has been declared after elevated numbers of sick and dead
individuals were documented along the southern and central coast of
Maine from Biddeford to Boothbay (including Cumberland, Lincoln, Knox,
Sagadahoc and York Counties). Information on this UME is available
online at: https://www.fisheries.noaa.gov/2022-pinniped-unusual-mortality-event-along-maine-coast.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018a) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 4.
Table 4--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans (dolphins, 150 Hz to 160 kHz.
toothed whales, beaked whales, bottlenose
whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus cruciger &
L. australis).
Phocid pinnipeds (PW) (underwater) (true 50 Hz to 86 kHz.
seals).
Otariid pinnipeds (OW) (underwater) (sea 60 Hz to 39 kHz.
lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018a) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
The Estimated Take section later in this document includes a
quantitative analysis of the number of individuals that are expected to
be taken by this activity. The Negligible Impact Analysis and
Determination section considers the content of this section, the
Estimated Take section, and the Proposed Mitigation section, to draw
conclusions regarding the likely impacts of these activities on the
reproductive success or survivorship of individuals and whether those
impacts are reasonably expected to, or reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
Acoustic effects on marine mammals during the specified activity
can occur from impact and vibratory pile installation and removal,
rotary drilling, DTH, and rock hammering. The effects of underwater
noise from the Navy's proposed activities have the potential to result
in Level A and Level B harassment of marine mammals in the action area.
Description of Sound Sources
This section contains a brief technical background on sound, on the
characteristics of certain sound types, and on metrics used in this
proposal inasmuch as the information is relevant to the specified
activity and to a discussion of the potential effects of the specified
activity on marine mammals found later in this document. For general
information on sound and its interaction with the marine environment,
please see, e.g., Au and Hastings (2008); Richardson et al. (1995);
Urick (1983).
Sound travels in waves, the basic components of which are
frequency, wavelength, velocity, and amplitude. Frequency is the number
of pressure waves that pass by a reference point per unit of time and
is measured in hertz (Hz) or cycles per second. Wavelength is the
distance between two peaks or corresponding points of a sound wave
(length of one cycle). Higher frequency sounds have shorter wavelengths
than lower frequency sounds, and typically attenuate (decrease) more
rapidly, except in certain cases in shallower water. Amplitude is the
height of the sound pressure wave or the ``loudness'' of a sound and is
typically described using the relative unit of the dB. A sound pressure
level (SPL) in dB is described as the ratio between a measured pressure
and a reference pressure (for underwater sound, this is 1 microPascal
([mu]Pa)), and is a logarithmic unit that accounts for large variations
in amplitude; therefore, a relatively small change in dB corresponds to
large changes in sound pressure. The source level represents the SPL
referenced at a distance of 1 m from the source (referenced to 1
[mu]Pa), while the received level is the SPL at
[[Page 3159]]
the listener's position (referenced to 1 [mu]Pa). The received level is
the sound level at the listener's position. Note that all underwater
sound levels in this document are referenced to a pressure of 1
[micro]Pa and all airborne sound levels in this document are referenced
to a pressure of 20 [micro]Pa.
Root mean square (RMS) is the quadratic mean sound pressure over
the duration of an impulse. RMS is calculated by squaring all of the
sound amplitudes, averaging the squares, and then taking the square
root of the average (Urick, 1983). RMS accounts for both positive and
negative values; squaring the pressures makes all values positive so
that they may be accounted for in the summation of pressure levels
(Hastings and Popper, 2005). This measurement is often used in the
context of discussing behavioral effects, in part because behavioral
effects, which often result from auditory cues, may be better expressed
through averaged units than by peak pressures.
Sound exposure level (SEL; represented as dB referenced to 1
micropascal squared per second (re 1 [mu]Pa2-s)) represents the total
energy in a stated frequency band over a stated time interval or event,
and considers both intensity and duration of exposure. The per-pulse
SEL is calculated over the time window containing the entire pulse
(i.e., 100 percent of the acoustic energy). SEL is a cumulative metric;
it can be accumulated over a single pulse, or calculated over periods
containing multiple pulses. Cumulative SEL (SELcum) represents the
total energy accumulated by a receiver over a defined time window or
during an event. Peak sound pressure (also referred to as zero-to-peak
sound pressure or 0-pk) is the maximum instantaneous sound pressure
measurable in the water at a specified distance from the source, and is
represented in the same units as the RMS sound pressure.
When underwater objects vibrate or activity occurs, sound-pressure
waves are created. These waves alternately compress and decompress the
water as the sound wave travels. Underwater sound waves radiate in a
manner similar to ripples on the surface of a pond and may be either
directed in a beam or beams or may radiate in all directions
(omnidirectional sources), as is the case for sound produced by the
construction activities considered here. The compressions and
decompressions associated with sound waves are detected as changes in
pressure by aquatic life and man-made sound receptors such as
hydrophones.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to ambient sound, which is
defined as the all-encompassing sound in a given place and is usually a
composite of sound from many sources both near and far (American
National Standards Institute standards (ANSI), 1995). The sound level
of a region is defined by the total acoustical energy being generated
by known and unknown sources. These sources may include physical (e.g.,
wind and waves, earthquakes, ice, atmospheric sound), biological (e.g.,
sounds produced by marine mammals, fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging, construction) sound. A number
of sources contribute to ambient sound, including wind and waves, which
are a main source of naturally occurring ambient sound for frequencies
between 200 Hz and 50 kilohertz (kHz) (Mitson, 1995). In general,
ambient sound levels tend to increase with increasing wind speed and
wave height. Precipitation can become an important component of total
sound at frequencies above 500 Hz, and possibly down to 100 Hz during
quiet times. Marine mammals can contribute significantly to ambient
sound levels, as can some fish and snapping shrimp. The frequency band
for biological contributions is from approximately 12 Hz to over 100
kHz. Sources of ambient sound related to human activity include
transportation (surface vessels), dredging and construction, oil and
gas drilling and production, geophysical surveys, sonar, and
explosions. Vessel noise typically dominates the total ambient sound
for frequencies between 20 and 300 Hz. In general, the frequencies of
anthropogenic sounds are below 1 kHz and, if higher frequency sound
levels are created, they attenuate rapidly.
The Shipyard is a dynamic industrial facility situated on an island
with a narrow separation of waterways between the installation and the
communities of Kittery and Portsmouth. The predominant noise sources
from Shipyard industrial operations consist of dry dock cranes; passing
vessels; and industrial equipment (e.g., forklifts, loaders, rigs,
vacuums, fans, dust collectors, blower belts, heating, air
conditioning, and ventilation units, water pumps, and exhaust tubes and
lids). Other components such as construction, vessel ground support
equipment for maintenance purposes, vessel traffic across the
Piscataqua River, and vehicle traffic on the Shipyard's bridges and on
local roads in Kittery and Portsmouth produce noise, but such noise
generally represents a transitory contribution to the average noise
level environment (Blue Ridge Research and Consulting, 2015; ESS Group,
2015).
Ambient sound levels recorded at the Shipyard are considered
typical of a large outdoor industrial facility and vary widely in space
and time (ESS Group, 2015). Thirteen underwater acoustic recordings
were logged in 2017 with sensors placed in depths of 4.5 m (15 ft)
within the security fencing area of the Shipyard Berth 11. Recordings
ranged from 140 dB to 161.3 dB peak SPL and from 128.2 dB to 133.8 dB
RMS SPL. Conditions at which the recordings were made were with little
wind and near peak tidal flow. A mean SPL of 131 dB RMS was evenly
distributed within the security fencing area and is consistent with
observations made at other locations near the Shipyard and documented
background sound levels in estuarine or tidal locations (Hydrosonic
LLC, 2017). Due to the close proximity to the Shipyard that
measurements were recorded, ambient underwater noise levels further
into the navigation channel are likely to be lower.
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al., 1995). The result is that,
depending on the source type and its intensity, sound from the
specified activity may be a negligible addition to the local
environment or could form a distinctive signal that may affect marine
mammals.
In-water construction activities associated with the project would
include impact and vibratory pile installation and removal, rotary
drilling, DTH, and rock hammering. The sounds produced by these
activities fall into one of two general sound types: impulsive and non-
impulsive (defined below). The distinction between these two sound
types is important because they have differing potential to cause
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physical effects, particularly with regard to hearing (e.g., Ward, 1997
in Southall et al., 2007). Please see Southall et al. (2007) for an in-
depth discussion of these concepts.
Impulsive sound sources (e.g., explosions, gunshots, sonic booms,
impact pile driving) produce signals that are brief (typically
considered to be less than one second), broadband, atonal transients
(ANSI, 1986; Harris, 1998; National Institute for Occupational Safety
and Health (NIOSH), 1998; International Organization for
Standardization (ISO) 2003; ANSI 2005) and occur either as isolated
events or repeated in some succession. Impulsive sounds are all
characterized by a relatively rapid rise from ambient pressure to a
maximal pressure value followed by a rapid decay period that may
include a period of diminishing, oscillating maximal and minimal
pressures, and generally have an increased capacity to induce physical
injury as compared with sounds that lack these features.
Non-impulsive sounds can be tonal, narrowband, or broadband, brief
or prolonged, and may be either continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these non-impulsive sounds can be transient
signals of short duration but without the essential properties of
impulses (e.g., rapid rise time). Examples of non-impulsive sounds
include those produced by vessels, aircraft, machinery operations such
as drilling or dredging, vibratory pile driving, and active sonar
systems. The duration of such sounds, as received at a distance, can be
greatly extended in a highly reverberant environment.
Impact and vibratory hammers would be used on this project. Impact
hammers operate by repeatedly dropping and/or pushing a heavy piston
onto a pile to drive the pile into the substrate. Sound generated by
impact hammers is characterized by rapid rise times and high peak
levels, a potentially injurious combination (Hastings and Popper,
2005). Vibratory hammers install piles by vibrating them and allowing
the weight of the hammer to push them into the sediment. Vibratory
hammers produce significantly less sound than impact hammers. Peak SPLs
may be 180 dB or greater, but are generally 10 to 20 dB lower than SPLs
generated during impact pile driving of the same-sized pile (Oestman et
al., 2009). Rise time is slower, reducing the probability and severity
of injury, and sound energy is distributed over a greater amount of
time (Nedwell and Edwards, 2002; Carlson et al., 2005). Vibratory pile
drivers will be used to the greatest extent possible during the Navy's
proposed construction activities to minimize high SPLs associated with
impact pile driving.
Hydraulic rock hammers (i.e., hoe rams) will be used for removal
and demolition purposes. These tools are impact devices designed to
break rock or concrete. A rock hammer operates by using a chisel-like
hammer to rapidly strike an exposed surface to break it up into smaller
pieces that will be removed by a clamshell dredge or bucket excavator,
as appropriate. Few data exist regarding the underwater sounds produced
by rock hammers. Data reported by Escude (2012), however, suggest that
the sounds produced by hoe rams are comparable to impact hammers.
Therefore, for the purposes of this analysis, it is assumed that
hydraulic rock hammers act as an impulsive source characterized by
rapid rise times and high peak levels.
DTH systems, involving both mono-hammers and cluster-hammers, and
rotary drills will also be used during the proposed construction. In
rotary drilling, the drill bit rotates on the rock while the drill rig
applies pressure. The bit rotates and grinds continuously to fracture
the rock and create a hole. Rotary drilling is considered a non-
impulsive noise source, similar to vibratory pile driving. A DTH hammer
is essentially a drill bit that drills through the bedrock using a
rotating function like a normal drill, in concert with a hammering
mechanism operated by a pneumatic (or sometimes hydraulic) component
integrated into to the DTH hammer to increase speed of progress through
the substrate (i.e., it is similar to a ``hammer drill'' hand tool).
Rock socketing involves using DTH equipment to create a hole in the
bedrock inside which the pile is placed to give it lateral and
longitudinal strength. The sounds produced by the DTH methods contain
both a continuous non-impulsive component from the drilling action and
an impulsive component from the hammering effect. Therefore, we treat
DTH systems as both impulsive and continuous, non-impulsive sound
source types simultaneously.
The likely or possible impacts of the Navy's proposed activities on
marine mammals could involve both non-acoustic and acoustic stressors.
Potential non-acoustic stressors could result from the physical
presence of the equipment and personnel; however, given there are no
known pinniped haul-out sites in the vicinity of the Shipyard, visual
and other non-acoustic stressors would be limited, and any impacts to
marine mammals are expected to primarily be acoustic in nature.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving or drilling is the primary means by which
marine mammals may be harassed from the Navy's specified activity. In
general, animals exposed to natural or anthropogenic sound may
experience physical and psychological effects, ranging in magnitude
from none to severe (Southall et al., 2007, 2019). In general, exposure
to pile driving or drilling noise has the potential to result in
auditory threshold shifts and behavioral reactions (e.g., avoidance,
temporary cessation of foraging and vocalizing, changes in dive
behavior). Exposure to anthropogenic noise can also lead to non-
observable physiological responses such an increase in stress hormones.
Additional noise in a marine mammal's habitat can mask acoustic cues
used by marine mammals to carry out daily functions such as
communication and predator and prey detection. The effects of pile
driving or drilling noise on marine mammals are dependent on several
factors, including, but not limited to, sound type (e.g., impulsive vs.
non-impulsive), the species, age and sex class (e.g., adult male vs.
mom with calf), duration of exposure, the distance between the pile and
the animal, received levels, behavior at time of exposure, and previous
history with exposure (Wartzok et al., 2004; Southall et al., 2007).
Here we discuss physical auditory effects (threshold shifts) followed
by behavioral effects and potential impacts on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018a). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018a), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e.,
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how animal uses sound within the frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap between the animal and the
source (e.g., spatial, temporal, and spectral). When analyzing the
auditory effects of noise exposure, it is often helpful to broadly
categorize sound as either impulsive or non-impulsive. When considering
auditory effects, vibratory pile driving and rotary drilling are
considered non-impulsive sources while impact pile driving and rock
hammering are treated as an impulsive source. DTH is considered to have
both non-impulsive and impulsive components.
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS, 2018). Available data
from humans and other terrestrial mammals indicate that a 40 dB
threshold shift approximates PTS onset (see Ward et al., 1958, 1959;
Ward, 1960; Kryter et al., 1966; Miller, 1974; Ahroon et al., 1996;
Henderson et al., 2008). PTS levels for marine mammals are estimates,
as with the exception of a single study unintentionally inducing PTS in
a harbor seal (Kastak et al., 2008), there are no empirical data
measuring PTS in marine mammals largely due to the fact that, for
various ethical reasons, experiments involving anthropogenic noise
exposure at levels inducing PTS are not typically pursued or authorized
(NMFS, 2018).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS, 2018). Based on data from cetacean TTS measurements (see
Southall et al. 2007), a TTS of 6 dB is considered the minimum
threshold shift clearly larger than any day-to-day or session-to-
session variation in a subject's normal hearing ability (Schlundt et
al., 2000; Finneran et al., 2000, 2002). As described in Finneran
(2015), marine mammal studies have shown the amount of TTS increases
with SELcum in an accelerating fashion: at low exposures with lower
SELcum, the amount of TTS is typically small and the growth curves have
shallow slopes. At exposures with higher SELcum, the growth curves
become steeper and approach linear relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans, but such
relationships are assumed to be similar to those in humans and other
terrestrial mammals. PTS typically occurs at exposure levels at least
several decibels above (a 40-dB threshold shift approximates PTS onset;
e.g., Kryter et al., 1966; Miller, 1974) that inducing mild TTS (a 6-dB
threshold shift approximates TTS onset; e.g., Southall et al., 2007).
Based on data from terrestrial mammals, a precautionary assumption is
that the PTS thresholds for impulsive sounds (such as impact pile
driving pulses as received close to the source) are at least 6 dB
higher than the TTS threshold on a peak-pressure basis and PTS
cumulative sound exposure level thresholds are 15 to 20 dB higher than
TTS cumulative sound exposure level thresholds (Southall et al., 2007).
Given the higher level of sound or longer exposure duration necessary
to cause PTS as compared with TTS, it is considerably less likely that
PTS could occur.
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter, 1985). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin), beluga whale (Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise (Neophocoena asiaeorientalis))
and five species of pinnipeds exposed to a limited number of sound
sources (i.e., mostly tones and octave-band noise) in laboratory
settings (Finneran, 2015). TTS was not observed in trained spotted
(Phoca largha) and ringed (Pusa hispida) seals exposed to impulsive
noise at levels matching previous predictions of TTS onset (Reichmuth
et al., 2016). In general, harbor seals and harbor porpoises have a
lower TTS onset than other measured pinniped or cetacean species
(Finneran, 2015). Additionally, the existing marine mammal TTS data
come from a limited number of individuals within these species. No data
are available on noise-induced hearing loss for mysticetes. For
summaries of data on TTS in marine mammals or for further discussion of
TTS onset thresholds, please see Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and Table 5 in NMFS (2018).
Behavioral Harassment--Exposure to noise from pile driving and
drilling also has the potential to behaviorally disturb marine mammals.
Behavioral disturbance may include a variety of effects, including
subtle changes in behavior (e.g., minor or brief avoidance of an area
or changes in vocalizations), more conspicuous changes in similar
behavioral activities, and more sustained and/or potentially severe
reactions, such as displacement from or abandonment of high-quality
habitat. Disturbance may result in changing durations of surfacing and
dives, changing direction and/or speed; reducing/increasing vocal
activities; changing/cessation of certain behavioral activities (such
as socializing or feeding); eliciting a visible startle response or
aggressive behavior (such as tail/fin slapping or jaw clapping);
avoidance of areas where sound sources are located. Pinnipeds may
increase their haul out time, possibly to avoid in-water disturbance
(Thorson and Reyff, 2006). Behavioral responses to sound are highly
variable and context-specific and any reactions depend on numerous
intrinsic and extrinsic factors (e.g., species, state of maturity,
experience, current activity, reproductive state, auditory sensitivity,
time of day), as well as the interplay between factors (e.g.,
Richardson et al., 1995; Wartzok et al., 2003; Southall et al., 2007;
Weilgart, 2007; Archer et al., 2010). Behavioral reactions can vary not
only among individuals but also within an individual, depending on
previous experience with a sound source, context, and numerous other
factors (Ellison et al., 2012), and can vary
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depending on characteristics associated with the sound source (e.g.,
whether it is moving or stationary, number of sources, distance from
the source). In general, pinnipeds seem more tolerant of, or at least
habituate more quickly to, potentially disturbing underwater sound than
do cetaceans, and generally seem to be less responsive to exposure to
industrial sound than most cetaceans. Please see Appendices B and C of
Southall et al. (2007) and Gomez et al. (2016) for reviews of studies
involving marine mammal behavioral responses to sound.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2003). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance (Bejder et al., 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure.
As noted above, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.,
1995; National Research Council (NRC), 2003; Wartzok et al., 2003).
Controlled experiments with captive marine mammals have showed
pronounced behavioral reactions, including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran et al., 2003). Observed
responses of wild marine mammals to loud pulsed sound sources
(typically seismic airguns or acoustic harassment devices) have been
varied but often consist of avoidance behavior or other behavioral
changes suggesting discomfort (Morton and Symonds, 2002; see also
Richardson et al., 1995; Nowacek et al., 2007).
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad categories of potential response, which
we describe in greater detail here, that include alteration of dive
behavior, alteration of foraging behavior, effects to breathing,
interference with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,b). Variations in dive behavior may
reflect interruptions in biologically significant activities (e.g.,
foraging) or they may be of little biological significance. The impact
of an alteration to dive behavior resulting from an acoustic exposure
depends on what the animal is doing at the time of the exposure and the
type and magnitude of the response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Variations in respiration naturally vary with different behaviors
and alterations to breathing rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Various studies have shown that respiration rates may
either be unaffected or could increase, depending on the species and
signal characteristics, again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al., 2001, 2005, 2006; Gailey et
al., 2007).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals, humpback whales and killer whales have
been observed to increase the length of their songs (Miller et al.,
2000; Fristrup et al., 2003; Foote et al., 2004), while right whales
(Eubalaena glacialis) have been observed to shift the frequency content
of their calls upward while reducing the rate of calling in areas of
increased anthropogenic noise (Parks et al., 2007). In some cases,
animals may cease sound production during production of aversive
signals (Bowles et al., 1994).
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from seismic surveys (Malme et al.,
1984). Avoidance may be short-term, with animals returning to the area
once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996;
Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 2007).
Longer-term displacement is possible, however, which may lead to
changes in abundance or distribution patterns of the affected species
in the affected region if habituation to the presence of the sound does
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
et al., 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
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Heithaus, 1996, Bowers et al., 2018). The result of a flight response
could range from brief, temporary exertion and displacement from the
area where the signal provokes flight to, in extreme cases, marine
mammal strandings (Evans and England, 2001). However, it should be
noted that response to a perceived predator does not necessarily invoke
flight (Ford and Reeves, 2008), and whether individuals are solitary or
in groups may influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fish and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a 5-day period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than one day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
Stress responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous system responses
to stress typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
that noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003), however
distress is an unlikely result of this project based on observations of
marine mammals during previous, similar construction projects.
Auditory Masking--Since many marine mammals rely on sound to find
prey, moderate social interactions, and facilitate mating (Tyack,
2008), noise from anthropogenic sound sources can interfere with these
functions, but only if the noise spectrum overlaps with the hearing
sensitivity of the marine mammal (Southall et al., 2007; Clark et al.,
2009; Hatch et al., 2012). Chronic exposure to excessive, though not
high-intensity, noise could cause masking at particular frequencies for
marine mammals that utilize sound for vital biological functions (Clark
et al., 2009). Acoustic masking is when other noises such as from human
sources interfere with an animal's ability to detect, recognize, or
discriminate between acoustic signals of interest (e.g., those used for
intraspecific communication and social interactions, prey detection,
predator avoidance, navigation) (Richardson et al., 1995; Erbe et al.,
2016). Therefore, under certain circumstances, marine mammals whose
acoustical sensors or environment are being severely masked could also
be impaired from maximizing their performance fitness in survival and
reproduction. The ability of a noise source to mask biologically
important sounds depends on the characteristics of both the noise
source and the signal of interest (e.g., signal-to-noise ratio,
temporal variability, direction), in relation to each other and to an
animal's hearing abilities (e.g., sensitivity, frequency range,
critical ratios, frequency discrimination, directional discrimination,
age or TTS hearing loss), and existing ambient noise and propagation
conditions.
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is man-made, it may be considered harassment
when disrupting or altering critical behaviors. It is important to
distinguish TTS and PTS, which persist after the sound exposure, from
masking, which occurs during the sound
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exposure. Because masking (without resulting in TS) is not associated
with abnormal physiological function, it is not considered a
physiological effect, but rather a potential behavioral effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000;
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2009; Holt
et al., 2009). Masking can be reduced in situations where the signal
and noise come from different directions (Richardson et al., 1995),
through amplitude modulation of the signal, or through other
compensatory behaviors (Houser and Moore, 2014). Masking can be tested
directly in captive species (e.g., Erbe, 2008), but in wild populations
it must be either modeled or inferred from evidence of masking
compensation. There are few studies addressing real-world masking
sounds likely to be experienced by marine mammals in the wild (e.g.,
Branstetter et al., 2013).
Marine mammals in the Piscataqua River are exposed to anthropogenic
noise which may lead to some habituation, but is also a source of
masking. Vocalization changes may result from a need to compete with an
increase in background noise and include increasing the source level,
modifying the frequency, increasing the call repetition rate of
vocalizations, or ceasing to vocalize in the presence of increased
noise (Hotchkin and Parks, 2013).
Masking is more likely to occur in the presence of broadband,
relatively continuous noise sources. Energy distribution of pile
driving covers a broad frequency spectrum, and sound from pile driving
would be within the audible range of pinnipeds and cetaceans present in
the proposed action area. While some construction during the Navy's
activities may mask some acoustic signals that are relevant to the
daily behavior of marine mammals, the short-term duration and limited
areas affected make it very unlikely that survival would be affected.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with construction
activities that have the potential to cause behavioral harassment,
depending on their distance from these activities. Airborne noise would
primarily be an issue for pinnipeds that are swimming or hauled out
near the project site within the range of noise levels elevated above
airborne acoustic criteria. Although pinnipeds are known to haul-out
regularly on man-made objects, we believe that incidents of take
resulting solely from airborne sound are unlikely due to the sheltered
proximity between the proposed project area and the haulout sites
(e.g., Hicks Rocks located on the opposite side of the island where
activities are occurring). Cetaceans are not expected to be exposed to
airborne sounds that would result in harassment as defined under the
MMPA.
We recognize that pinnipeds in the water could be exposed to
airborne sound that may result in behavioral harassment when looking
with their heads above water. Most likely, airborne sound would cause
behavioral responses similar to those discussed above in relation to
underwater sound. For instance, anthropogenic sound could cause hauled-
out pinnipeds to exhibit changes in their normal behavior, such as
reduction in vocalizations, or cause them to temporarily abandon the
area and move further from the source. However, these animals would
previously have been `taken' because of exposure to underwater sound
above the behavioral harassment thresholds, which are in all cases
larger than those associated with airborne sound. Thus, the behavioral
harassment of these animals is already accounted for in these estimates
of potential take. Therefore, we do not believe that authorization of
incidental take resulting from airborne sound for pinnipeds is
warranted, and airborne sound is not discussed further here.
Potential Effects on Marine Mammal Habitat
Water quality--Temporary and localized reduction in water quality
will occur as a result of in-water construction activities. Most of
this effect will occur during the installation and removal of piles and
bedrock removal when bottom sediments are disturbed. The installation
and removal of piles and bedrock removal and dredging will disturb
bottom sediments and may cause a temporary increase in suspended
sediment in the project area. Using available information collected
from a project in the Hudson River, pile-driving activities are
anticipated to produce total suspended sediment (TSS) concentrations of
approximately 5.0 to 10.0 milligrams per liter (mg/L) above background
levels within approximately 91 m (300 ft) of the pile being driven
(Federal Highway Administration, 2012). During pile extraction,
sediment attached to the pile moves vertically through the water column
until gravitational forces cause it to slough off under its own weight.
The small resulting sediment plume is expected to settle out of the
water column within a few hours. Studies of the effects of turbid water
on fish (marine mammal prey) suggest that concentrations of suspended
sediment can reach thousands of milligrams per liter before an acute
toxic reaction is expected (Burton, 1993). The TSS levels expected for
pile-driving or removal (5.0 to 10.0 mg/L) are below those shown to
have adverse effects on fish (580.0 mg/L for the most sensitive
species, with 1,000.0 mg/L more typical) and benthic communities (390.0
mg/L; Environmental Protection Agency, 1986).
Impacts to water quality from DTH mono-hammers are expected to be
similar to those described for pile driving. Impacts to water quality
would be localized and temporary and would have negligible impacts on
marine mammal habitat. The cluster drill system and rotary drilling of
shafts would have negligible impacts on water quality from sediment
resuspension because the system would operate within a casing set into
the bedrock. The cluster drill would collect excavated material inside
of the apparatus where it would be lifted to the surface and placed
onto a barge for subsequent disposal.
TSS concentrations associated with mechanical clamshell bucket
dredging operations have been shown to range from 105 mg/L in the
middle of the water column to 445 mg/L near the bottom (210 mg/L,
depth-averaged) (Army Corps of Engineers, 2001). Furthermore, a study
by Burton (1993) measured TSS concentrations at distances of 152, 305,
610, and 1006 m (500, 1,000, 2,000, and 3,300 ft) from dredge sites in
the Delaware River and were able to detect concentrations between 15
mg/L and 191 mg/L up to 610 m (2,000 ft) from the dredge site. In
support of the New York/New Jersey Harbor Deepening Project, the U.S.
Army Corps of Engineers conducted extensive monitoring of mechanical
dredge plumes (Army Corps of Engineers, 2015). Independent of bucket
[[Page 3165]]
type or size, plumes dissipated to background levels within 183 m (600
ft) of the source in the upper water column and 732 m (2,400 ft) in the
lower water column. Based on these studies, elevated suspended sediment
concentrations at several hundreds of mg/L above background may be
present in the immediate vicinity of the bucket, but would settle
rapidly within a 732 m (2,400 ft) radius of the dredge location. The
TSS levels expected for mechanical dredging (up to 445.0 mg/L) are
below those shown to have adverse effect on fish (typically up to
1,000.0 mg/L; see summary of scientific literature in Burton 1993,
Wilber and Clarke 2001).
Effects to turbidity and sedimentation are expected to be short-
term, minor, and localized. Since the currents are so strong in the
area, following the completion of sediment-disturbing activities,
suspended sediments in the water column should dissipate and quickly
return to background levels in all construction scenarios. Turbidity
within the water column has the potential to reduce the level of oxygen
in the water and irritate the gills of prey fish species in the
proposed project area. However, turbidity plumes associated with the
project would be temporary and localized, and fish in the proposed
project area would be able to move away from and avoid the areas where
plumes may occur. Therefore, it is expected that the impacts on prey
fish species from turbidity, and therefore on marine mammals, would be
minimal and temporary. In general, the area likely impacted by the
proposed construction activities is relatively small compared to the
available marine mammal habitat in Great Bay Estuary.
Potential Effects on Prey--Sound may affect marine mammals through
impacts on the abundance, behavior, or distribution of prey species
(e.g., crustaceans, cephalopods, fish, zooplankton). Marine mammal prey
varies by species, season, and location and, for some, is not well
documented. Studies regarding the effects of noise on known marine
mammal prey are described here.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick and Mann, 1999; Fay,
2009). Depending on their hearing anatomy and peripheral sensory
structures, which vary among species, fishes hear sounds using pressure
and particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds that are especially strong and/or intermittent
low-frequency sounds. Short duration, sharp sounds can cause overt or
subtle changes in fish behavior and local distribution. The reaction of
fish to noise depends on the physiological state of the fish, past
exposures, motivation (e.g., feeding, spawning, migration), and other
environmental factors. Hastings and Popper (2005) identified several
studies that suggest fish may relocate to avoid certain areas of sound
energy. Additional studies have documented effects of pile driving on
fish; several are based on studies in support of large, multiyear
bridge construction projects (e.g., Scholik and Yan, 2001, 2002; Popper
and Hastings, 2009). Several studies have demonstrated that impulse
sounds might affect the distribution and behavior of some fishes,
potentially impacting foraging opportunities or increasing energetic
costs (e.g., Fewtrell and McCauley, 2012; Pearson et al., 1992; Skalski
et al., 1992; Santulli et al., 1999; Paxton et al., 2017). However,
some studies have shown no or slight reaction to impulse sounds (e.g.,
Pena et al., 2013; Wardle et al., 2001; Jorgenson and Gyselman, 2009;
Cott et al., 2012). More commonly, though, the impacts of noise on fish
are temporary.
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality (summarized in Popper et al., 2014). However, in
most fish species, hair cells in the ear continuously regenerate and
loss of auditory function likely is restored when damaged cells are
replaced with new cells. Halvorsen et al. (2012a) showed that a TTS of
4-6 dB was recoverable within 24 hours for one species. Impacts would
be most severe when the individual fish is close to the source and when
the duration of exposure is long. Injury caused by barotrauma can range
from slight to severe and can cause death, and is most likely for fish
with swim bladders. Barotrauma injuries have been documented during
controlled exposure to impact pile driving (Halvorsen et al., 2012b;
Casper et al., 2013).
The greatest potential impact to fish during construction would
occur during impact pile driving, rock hammering, and DTH excavation
(DTH mono-hammer and cluster drill). However, the duration of impact
pile driving would be limited to the final stage of installation
(``proofing'') after the pile has been driven as close as practicable
to the design depth with a vibratory driver. In-water construction
activities would only occur during daylight hours allowing fish to
forage and transit the project area in the evening. Additionally, the
Back Channel of the Piscataqua River would be unaffected by
construction activities and would provide a pathway for unrestricted
fish movement. Vibratory pile driving and rock hammering would possibly
elicit behavioral reactions from fish such as temporary avoidance of
the area but is unlikely to cause injuries to fish or have persistent
effects on local fish populations. In addition, it should be noted that
the area in question is low-quality habitat since it is already highly
developed and experiences a high level of anthropogenic noise from
normal Shipyard operations and other vessel traffic. In general,
impacts on marine mammal prey species are expected to be minor and
temporary.
In-Water Construction Effects on Potential Foraging Habitat
The proposed activities would not result in permanent impacts to
habitats used directly by marine mammals. The total seafloor area
affected by pile installation and removal is a very small area compared
to the vast foraging area available to marine mammals outside this
project area. Construction would have minimal permanent and temporary
impacts on benthic invertebrate species, a marine mammal prey source.
Benthic invertebrates that are commonly prey for marine mammals, such
as squid species, were not detected during a 2014 benthic survey of the
proposed project area (CR Environmental, Inc., 2014). The majority of
direct benthic habitat loss previously occurred with the permanent loss
of approximately 3.5 acres of benthic habitat from construction of the
super flood basin (P-310). The water surface of Great Bay Estuary
extends approximately 4.45 square mi (124,000,000 square ft) at low
tide (Mills, No date). Therefore, that loss of approximately 152,000
square ft represented approximately one-tenth of 1 percent of the
benthic habitat in the estuary at low tide. Additional areas that would
be permanently removed by the multifunctional expansion of Dry Dock 1
(P- 381) are either previously impacted by P-310 construction
activities or beneath and adjacent to the existing berths along the
Shipyard's industrial waterfront and are regularly disturbed as part of
the construction dredging to maintain safe navigational depths.
Further, vessel activity at the berths creates minor disturbances of
[[Page 3166]]
benthic habitats (e.g., vessel propeller wakes) during waterfront
operations. Therefore, impacts of the project are not likely to have
adverse effects on marine mammal foraging habitat in the proposed
project area.
The area impacted by the project is relatively small compared to
the available habitat just outside the project area, and there are no
areas of particular importance that would be impacted by this project.
Any behavioral avoidance by fish of the disturbed area would still
leave significantly large areas of fish and marine mammal foraging
habitat in the nearby vicinity. As described in the preceding, the
potential for the Navy's construction to affect the availability of
prey to marine mammals or to meaningfully impact the quality of
physical or acoustic habitat is considered to be insignificant.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this LOA, which will inform both
NMFS' consideration of ``small numbers'' and NMFS' negligible impact
determinations.
As described previously, no serious injury or mortality is
anticipated or proposed to be authorized for this activity. Harassment
is the only type of take expected to result from these activities.
Except with respect to certain activities not pertinent here, section
3(18) of the MMPA defines ``harassment'' as any act of pursuit,
torment, or annoyance, which (i) has the potential to injure a marine
mammal or marine mammal stock in the wild (Level A harassment); or (ii)
has the potential to disturb a marine mammal or marine mammal stock in
the wild by causing disruption of behavioral patterns, including, but
not limited to, migration, breathing, nursing, breeding, feeding, or
sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the acoustic sources (i.e., impact and vibratory pile installation
and removal, rotary drilling, DTH, and rock hammering) has the
potential to result in disruption of behavioral patterns for individual
marine mammals. There is also some potential for auditory injury (Level
A harassment) to result, primarily for high frequency species and/or
phocids because predicted auditory injury zones are larger than for
mid-frequency species and/or otariids. The proposed mitigation and
monitoring measures are expected to minimize the severity of the taking
to the extent practicable. Below we describe how the proposed take
numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021, Ellison et al., 2012).
Based on what the available science indicates and the practical need to
use a threshold based on a metric that is both predictable and
measurable for most activities, NMFS typically uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS generally predicts that marine mammals are
likely to be behaviorally harassed in a manner considered to be Level B
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 120 dB (referenced
to 1 micropascal (re 1 [mu]Pa)) for continuous (e.g., vibratory pile-
driving, drilling) and above RMS SPL 160 dB re 1 [mu]Pa for non-
explosive impulsive (e.g., seismic airguns) or intermittent (e.g.,
scientific sonar) sources. Generally speaking, Level B harassment take
estimates based on these behavioral harassment thresholds are expected
to include any likely takes by TTS as, in most cases, the likelihood of
TTS occurs at distances from the source less than those at which
behavioral harassment is likely. TTS of a sufficient degree can
manifest as behavioral harassment, as reduced hearing sensitivity and
the potential reduced opportunities to detect important signals
(conspecific communication, predators, prey) may result in changes in
behavior patterns that would not otherwise occur.
The Navy's proposed activity includes the use of continuous
(vibratory pile driving/removal, rotary drilling) and intermittent
(impact pile driving, rock hammering) sources, and therefore the RMS
SPL thresholds of 120 and 160 dB re 1 [mu]Pa, respectively, are
applicable. DTH systems have both continuous and intermittent
components as discussed in the Description of Sound Sources section
above. When evaluating Level B harassment, NMFS recommends treating DTH
as a continuous source and applying the RMS SPL thresholds of 120 dB re
1 [mu]Pa (see NMFS recommended guidance on DTH systems at https://media.fisheries.noaa.gov/2022-11/PUBLIC%20DTH%20Basic%20Guidance_November%202022.pdf; NMFS, 2022).
Level A Harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive). The Navy's
proposed activity includes the use of impulsive (impact pile driving,
rock hammering, DTH) and non-impulsive (vibratory pile driving/removal,
rotary drilling, DTH) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS' 2018 Technical Guidance, which may be accessed at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
[[Page 3167]]
Table 5--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI, 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., impact pile driving, vibratory
pile driving, vibratory pile removal, rotary drilling, rock hammering,
and DTH).
Sound Source Levels of Proposed Activities--The intensity of pile
driving sounds is greatly influenced by factors such as the type of
piles, hammers, and the physical environment (e.g., sediment type) in
which the activity takes place. The Navy evaluated sound source level
(SL) measurements available for certain pile types and sizes from
similar environments from other Navy pile driving projects, including
from past projects conducted at the Shipyard, and used them as proxy
SLs to determine reasonable SLs likely to result from the pile driving
and drilling activities in their application. Projects reviewed were
those most similar to the specified activity in terms of drilling and
rock hammering activities, type and size of piles installed, method of
pile installation, and substrate conditions. Some of the proxy source
levels proposed by the Navy are expected to be more conservative as
compared to what may be realized by the actual pile driving to take
place, as the values are from larger pile sizes. In some instances, for
reasons described below, NMFS relied on alternative proxy SLs in our
evaluation of the impacts of the Navy's proposed activities on marine
mammals (Table 6). Note that the source levels in this Table represent
the SPL referenced at a distance of 10 m from the source.
Table 6--Summary of Unattenuated In-Water Pile Driving Source Levels
--------------------------------------------------------------------------------------------------------------------------------------------------------
Peak SPL (dB re RMS SPL (dB re 1 SELss (dB re 1
Pile type Installation method Pile diameter 1 [micro]Pa) [micro]Pa) [micro]Pa\2\ sec)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Casing/Socket........................ Rotary Drill............ 126-inch................ NA 154 (169 at 1 m)........ NA
102-inch................ NA 154 (169 at 1 m)........ NA
84-inch................. NA 154 (169 at 1 m)........ NA
Shaft................................ DTH Cluster Drill....... 108-inch................ NA 201.6 \5\ (Level A)..... NA
174\6\ (Level B)........
84-inch................. NA 196.7 \5\ (Level A)..... NA
174 \6\ (Level B).......
78-inch................. NA 195.2 \5\ (Level A)..... 181
174 \6\ (Level B).......
72-inch................. NA 193.7 \5\ (Level A)..... NA
174 \6\ (Level B).......
Rock anchor.......................... DTH mono-hammer......... 9-inch.................. 172 167..................... 146
Relief hole.......................... DTH mono-hammer......... 4 to 6-inch............. 170 156 \6\................. 144
Z-shaped Sheet....................... Impact.................. 28-inch \1\............. 211 196..................... 181
Vibratory............... 28-inch \2\............. NA 167..................... 167
Vibratory............... 25-inch \3\............. NA 167..................... 167
Bedrock and concrete demolition...... Rock Hammer \4\......... NA...................... 197 186 \4\................. \4\ 171
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ An appropriate proxy value for impact driving 28-inch wide, Z-shaped sheet piles is not available, so a value for 30-inch steel pipe piles was used
as a proxy value (NAVFAC SW, 2020 [p. A-4]).
\2\ An appropriate proxy value for vibratory pile driving 28-inch wide, Z-shaped sheet piles is not available, so a value for 30-inch steel pipe piles
was used as a proxy value (Navy, 2015 [p. 14]).
\3\ An appropriate proxy value for vibratory pile driving 25-inch sheet piles is not available, so the value for 28-inch wide, Z-shaped sheet piles was
used as a proxy.
\4\ Escude, 2012.
\5\ RMS SPL values were derived from regression and extrapolation calculations of existing data by NMFS.
\6\ SPLs vary from those proposed in the Navy's application as the NMFS DTH recommended guidance updated the source level proxy it recommends for some
DTH systems after the Navy's application was deemed adequate and complete (NMFS, 2022).
Notes: All SPLs are unattenuated and represent the SPL referenced at a distance of 10 m from the source; NA = Not applicable; single strike SEL are the
proxy source levels for impact pile driving used to calculate distances to PTS; dB re 1 [micro]Pa = decibels (dB) referenced to a pressure of 1
microPascal, measures underwater SPL.; dB re 1 [micro]Pa\2\-sec = dB referenced to a pressure of 1 microPascal squared per second, measures underwater
SEL.
[[Page 3168]]
With regards to the proxy values summarized in Table 6, very little
information is available regarding source levels for in-water rotary
drilling activities. As a conservative measure and to be consistent
with previously issued IHAs for similar projects in the region, a proxy
of 154 dB RMS is proposed for all rotary drilling activities (Dazey,
2012).
NMFS recommends treating DTH systems as both impulsive and
continuous, non-impulsive sound source types simultaneously. Thus,
impulsive thresholds are used to evaluate Level A harassment, and the
continuous threshold is used to evaluate Level B harassment. The Navy
consulted with NMFS to obtain the appropriate proxy values for DTH
mono- and cluster-hammers. With regards to DTH mono-hammers, NMFS
recommended proxy levels for Level A harassment based on available data
regarding DTH systems of similar sized piles and holes (Table 6) (Denes
et al., 2019; Guan and Miner, 2020; Reyff and Heyvaert, 2019; Reyff,
2020; Heyvaert and Reyff, 2021). No hydroacoustic data exist for
cluster DTH systems; therefore, NMFS recommends proxy values based off
of regression and extrapolation calculations of existing data for mono-
hammers until hydroacoustic data on DTH cluster drills be obtained
(NMFS, 2022). Because of the high number of hammers and strikes for
this system, DTH cluster drills were treated as a continuous sound
source for the time component of Level A harassment (i.e., for the
entire duration DTH cluster drills are operational, they were
considered to be producing strikes, rather than indicating the number
of strikes per second, which was unknown), but still used the impulsive
thresholds.
At the time of the Navy's application submission, NMFS recommended
that the RMS SPL at 10 m should be 167 dB when evaluating Level B
harassment (Heyvaert and Reyff, 2021 as cited in NMFS, 2021b) for all
DTH pile/hole sizes. However, since that time, NMFS has received
additional clarifying information regarding DTH data presented in Reyff
and Heyvaert (2019) and Reyff (2020) that allows for different RMS SPL
at 10 m to be recommended for piles/holes of varying diameters (NMFS,
2022). Therefore, NMFS proposes to use the following proxy RMS SPLs at
10 m to evaluate Level B harassment from this sound source in this
analysis (Table 6): 156 dB RMS for the 4 to 6 inch mono hammers (Reyff
and Heyvaert, 2019; Reyff, 2020), 167 dB RMS for the 9 inch mono-
hammers (Heyvaert and Reyff, 2021), and 174 dB RMS for all DTH cluster
drills greater or equal to 74 inches (Reyff and Heyvaert, 2019; Reyff,
2020). See Footnote 6 to Table 6.
Rock hammering is analyzed as an impulsive noise source. For
purposes of this analysis, it is assumed that the hammer would have a
maximum strike rate of 460 strikes per minute and would operate for a
maximum duration of 15 minutes before needing to reposition or stop to
check progress. Therefore, noise impacts for rock hammering activities
are assessed using the number of blows per 15-minute interval (6,900
blows) and the number of 15-minute intervals anticipated over the
course of the day based on the durations provided in Tables 1, 7, and
8. As with rotary drilling, very little information is available
regarding source levels associated with nearshore rock hammering. In
previous IHAs related to the Shipyard, NMFS relied on preliminary
measurements from the Tappan Zee Bridge replacement project (Reyff,
2018a, 2018b) as well as data from a WSDOT concrete pier demolition
project (Escude, 2012) to inform proxy SLs for rock hammering. However,
a few discrepancies in the preliminary data of the Tappan Zee Bridge
reports have been identified resulting from NMFS' further inspection
into the report's data. Therefore, NMFS proposes to use the SLs
reported only from the Escude (2012) concrete pier demolition project
as proxy values for rock hammering activities associated with P-381
(Table 6).
Level B Harassment Zones--Transmission loss (TL) is the decrease in
acoustic intensity as an acoustic pressure wave propagates out from a
source. TL parameters vary with frequency, temperature, sea conditions,
current, source and receiver depth, water depth, water chemistry, and
bottom composition and topography. The general formula for underwater
TL is:
TL = B * log10 (R1/R2),
Where:
B = transmission loss coefficient (assumed to be 15)
R1 = the distance of the modeled SPL from the driven pile, and
R2 = the distance from the driven pile of the initial measurement.
This formula neglects loss due to scattering and absorption, which is
assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the water bathymetry and presence or absence of
reflective or absorptive conditions including in-water structures and
sediments. The recommended TL coefficient for most nearshore
environments is the practical spreading value of 15. This value results
in an expected propagation environment that would lie between spherical
and cylindrical spreading loss conditions, which is the most
appropriate assumption for the Navy's proposed construction activities
in the absence of specific modelling. All Level B harassment isopleths
are reported in Tables 7 and 8 considering RMS SLs.
Level A Harassment Zones--The ensonified area associated with Level
A harassment is more technically challenging to predict due to the need
to account for a duration component. Therefore, NMFS developed an
optional User Spreadsheet tool to accompany the Technical Guidance that
can be used to relatively simply predict an isopleth distance for use
in conjunction with marine mammal density or occurrence to help predict
potential takes. We note that because of some of the assumptions
included in the methods underlying this optional tool, we anticipate
that the resulting isopleth estimates are typically going to be
overestimates of some degree, which may result in an overestimate of
potential take by Level A harassment. However, this optional tool
offers the best way to estimate isopleth distances when more
sophisticated modeling methods are not available or practical. For
stationary sources (such as from impact and vibratory pile driving,
drilling, DTH, and rock hammering), the optional User Spreadsheet tool
predicts the distance at which, if a marine mammal remained at that
distance for the duration of the activity, it would be expected to
incur PTS. Inputs used in the User Spreadsheet can be found in Appendix
A of the Navy's application, Appendix A of the Navy's addendum, and the
resulting isopleths are reported in Tables 7 and 8.
[[Page 3169]]
Table 7--Calculated Distance and Areas of Level A and Level B Harassment for Impulsive Noise
[DTH, impact pile driving, hydraulic rock hammering]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment \2\ Level B harassment
Total -------------------------------------------------------------
Activity ID Year \1\/ activity Purpose Duration, count, production High frequency
size, and or rate days cetaceans (harbor Phocid pinnipeds All species
porpoise)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1............. 2/Hydraulic Rock Shutter Panel 5 hours/day (20 56 5,034.5 m/0.417417 2,261.9 m/0.417417 541.17 m/0.277858
Hammer. Demolition (112 intervals/day at km\2\. km\2\. km\2\.
panels). 15 each).
3............. 2-3/Hydraulic Rock Removal of Granite 2.5 hours/day (10 47 3,171.6 m/0.417417 1,424.9 m/0.417417 541.17 m/0.277858
Hammer. Quay Wall (2,800 intervals/day at km\2\. km\2\. km\2\.
cy). 15 min each).
4............. 2-3/Hydraulic Rock Berth 1 Top of Wall 10 hours/day (40 74 7,991.8 m/0.417417 3,590.5 m/0.417417 541.17 m/0.277858
Hammer. Demolition for intervals/day at km\2\. km\2\. km\2\.
Waler Install (320 15 min each).
lf).
6............. 2/Hydraulic Rock Mechanical Rock 12 hours/day (48 60 9,024.7 m/0.417417 4,054.5 m/0.417417 541.17 m/0.277858
Hammer. Removal (700 cy) intervals/day at km\2\. km\2\. km\2\.
at Berth 11 Basin 15 min each).
Floor.
10............ 2/Hydraulic Rock Mechanical Rock 12 hours/day (48 25 9,024.7 m/0.417417 4,054.5 m/0.417417 541.17 m/0.277858
Hammer. Removal (300 cy) intervals/day at km\2\. km\2\. km\2\.
at Berth 1 Basin 15 min each).
Floor.
21............ 2/Hydraulic Rock Removal of 4 hours/day (16 15 4,388.6 m/0.417417 1,949.2 m/0.417417 541.17 m/0.277858
Hammer. Emergency Repair intervals/day at km\2\. km\2\. km\2\.
Concrete (500 cy) 15 min each).
at Berth 1.
7............. 2/DTH Mono-hammer.. Relief Holes at 924 4-6 inch holes, 35 178.9 m/0.047675 80.4 m/0.014413 2,512 m/0. 417417
Berth 11 Basin 27 holes/day. km\2\. km\2\. km\2\.
Floor.
11............ 2/DTH Mono-hammer.. Dry Dock 1 North 50 9-inch holes, 2 25 244.8 m/0.073751 110 m/0.022912 13,594 m/0.417417
entrance Rock holes/day. km\2\. km\2\. km\2\.
Anchors.
22............ 2-3/DTH Mono-hammer Center Wall 72 9-inch holes, 2 36 244.8 m/0.073751 110 m/0.022912 13,594 m/0.417417
Foundation Rock holes/day. km\2\. km\2\. km\2\.
Anchors.
34............ 3-4 DTH Mono-hammer Dry Dock 1 North 36 9-inch holes, 2 18 244.8 m/0.073751 110 m/0.022912 13,594 m/0.417417
Rock Anchors. holes/day. km\2\. km\2\. km\2\.
35............ 4-5/DTH Mono-hammer Dry Dock 1 West 36 9-inch holes, 2 18 244.8 m/0.073751 110 m/0.022912 13,594 m/0. 417417
Rock Anchors. holes/day. km\2\. km\2\. km\2\.
R............. 2/Impact Pile Dry Dock 1 North 48 28-inch Z-shaped 6 1,568.6 m/0.417417 704.7 m/0.364953 2,512 m/0.417417
Driving. Entrance Temporary sheets, 8 sheets/ km\2\. km\2\. km\2\.
Cofferdam. day.
5............. 2/Impact Pile Berth 1 Support of 28 28-inch Z-shaped 8 988.2 m/0.403411 444.0 m/0.201158 2,512 m/0.417417
Driving. Excavation. sheets, 4 piles/ km\2\. km\2\. km\2\.
day.
8............. 2/Impact Pile Temporary Cofferdam 14 28-inch Z-shaped 4 988.2 m/0.403411 444.0 m/0.201158 2,512 m/0.417417
Driving. Extension. sheets, 4 piles/ km\2\. km\2\. km\2\.
day.
12............ 2/Impact Pile Center Wall Tie-in 15 28-inch Z-shaped 4 988.2 m/0.403411 444.0 m/0.201158 2,512 m/0.417417
Driving. to West Closure sheets, 4 piles/ km\2\. km\2\. km\2\.
Wall. day.
24............ 2-3/Impact Pile Center Wall East 23 28-inch Z-shaped 12 622.5 m/0.334747 279.7 m/0.090757 2,512 m/0.417417
Driving. Tie-in to Existing sheets, 2 piles/ km\2\. km\2\. km\2\.
Wall. day.
A4............ 2/DTH Cluster Drill Dry Dock 1 North 18 78-inch shafts, 117 84,380.4 m/0.417417 37,909.7 m/0.417417 39,811 m/0.417417
Entrance 10 hours/day, 6.5 km\2\. km\2\. km\2\.
Foundation Support days/shaft.
Piles.
9d............ 2/DTH Cluster Drill Gantry Crane 16 72-inch shafts, 80 67,025.7 m/0.417417 30,112.8 m/0.417417 39,811 m/0.417417
Support Piles. 10 hours/day, 5 km\2\. km\2\. km\2\.
days/shaft.
13d........... 2-3/DTH Cluster Dry Dock 1 North 20 84-inch shafts, 70 106,228.6 m/ 47,725.5 m/0.417417 39,811 m/0.417417
Drill. Temporary Work 10 hours/day, 3.5 0.417417 km\2\. km\2\. km\2\.
Trestle. days/shaft.
15d........... 2-3/DTH Cluster Dry Dock 1 North 18 78-inch shafts, 135 84,380.4 m/0.417417 37,909.7 m/0.417417 39,811 m/0.417417
Drill. Leveling Piles 10 hours/day, 7.5 km\2\. km\2\. km\2\.
(Diving Board days/shaft.
Shafts).
16d........... 2-3/DTH Cluster Wall Shafts for Dry 20 78-inch shafts, 150 84,380.4 m/0.417417 37,909.7 m/0.417417 39,811 m/0.417417
Drill. Dock 1 North. 10 hours/day, 7.5 km\2\. km\2\. km\2\.
days/shaft.
17d........... 2-3/DTH Cluster Foundation Shafts 23 108-inch shafts, 196 225,376.2 m/ 101,255.2 m/ 39,811 m/0.417417
Drill. for Dry Dock 1 10 hours/day, 8.5 0.417417 km\2\. 0.417417 km\2\. km\2\.
North. days/shaft.
29d........... 3-4/DTH Cluster Dry Dock 1 West 20 84-inch shafts, 70 106,228.6 m/ 47,725.5 m/0.417417 39,811 m/0.417417
Drill. Temporary Work 10 hours/day, 3.5 0.417417 km\2\. km\2\. km\2\.
Trestle. days/shaft.
31d........... 3-4/DTH Cluster Wall Shafts for Dry 22 78-inch shafts, 165 84,380.4 m/0.417417 37,909.7 m/0.417417 39,811 m/0.417417
Drill. Dock 1 West. 10 hours/day, 7.5 km\2\. km\2\. km\2\.
days/shaft.
[[Page 3170]]
32d........... 3-4/DTH Cluster Foundation Shafts 23 108-inch shafts, 196 225,376.2 m/ 101,255.2 m/ 39,811 m/0.417417
Drill. for Dry Dock 1 10 hours/day, 8.5 0.417417 km\2\. 0.417417 km\2\. km\2\.
West. days/pile.
33d........... 3-4/DTH Cluster Dry Dock 1 West 18 78-inch shafts, 135 84,380.4 m/0.417417 37,909.7 m/0.417417 39,811 m/0.417417
Drill. Leveling Piles 10 hours/day, 7.5 km\2\. km\2\. km\2\.
(Diving Board days/pile.
Shafts).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1
of the Navy's construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
\2\ To determine underwater harassment zone size, ensonified areas from the source were clipped along the shoreline using Geographical Information
Systems (GIS).
Table 8--Calculated Distance and Areas of Level A and Level B Harassment for Non-Impulsive Noise
[Rotary drilling and vibratory pile driving/extracting]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A harassment \2\ Level B harassment
Total -------------------------------------------------------------
Activity ID Year \1\/ activity Purpose Duration, count, production High frequency
size, and or rate days cetaceans (harbor Phocid pinnipeds All species
porpoise)
--------------------------------------------------------------------------------------------------------------------------------------------------------
R............. 2/Vibratory Pile Dry Dock 1 North 48 28-inch Z-shaped 6 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Driving. Entrance Temporary sheets, 8 sheets/ km\2\. km\2\.
Cofferdam. day.
2............. 2-3/Vibratory Remove Berth 1 168 25-inch Z- 42 12.2 m/0.000454 5.0 m/0.000078 13,594 m/0.417417
Extraction. Sheet Piles. shaped sheets, 4 km\2\. km\2\. km\2\.
piles/day.
5............. 2/Vibratory Pile Install Berth 1 28 28-inch Z-shaped 8 12.2 m/0.000454 5.0 m/0.000078 13,594 m/0.417417
Driving. Support of sheets, 4 piles/ km\2\. km\2\. km\2\.
Excavation. day.
8............. 2/Vibratory Pile Install Temporary 14 28-inch Z-shaped 4 12.2 m/0.000454 5.0 m/0.000078 13,594 m/0.417417
Driving. Cofferdam sheets, 4 piles/ km\2\. km\2\. km\2\.
Extension. day.
12............ 2/Vibratory Pile Center Wall Tie-In 15 28-inch Z-shaped 4 12.2 m/0.000454 5.0 m/0.000078 13,594 m/0.417417
Driving. to Existing West sheets, 4 piles/ km\2\. km\2\. km\2\.
Closure Wall. day.
18............ 2/Vibratory Berth 11 End Wall 60 28-inch Z-shaped 10 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Temporary Guide sheets, 8 piles/ km\2\. km\2\.
Wall. day.
19............ 2/Vibratory Remove Berth 1 28 28-inch Z-shaped 5 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Support of sheets, 8 piles/ km\2\. km\2\.
Excavation. day.
20............ 2/Vibratory Remove Berth 1 108 28-inch Z- 18 16.0 m/0.000733 6.6 m/0.000136 13,594 m/0.417417
Extraction. Emergency Repairs. shaped sheets, 6 km\2\. km\2\. km\2\.
piles/day.
23............ 2-3/Vibratory Dry Dock 1 North- 16 28-inch Z-shaped 3 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Remove Center Wall sheets, 8 piles/ km\2\. km\2\.
Tie-in to West day.
Closure Wall.
24............ 2-3/Vibratory Pile Center Wall East 23 28-inch Z-shaped 12 7.7 m/0.000185 3.2 m/0.000032 13,594 m/0.417417
Driving. Tie-in to Existing sheets, 2 piles/ km\2\. km\2\. km\2\.
Wall. day.
25............ 2-3/Vibratory Dry Dock 1 West 15 28-inch Z-shaped 3 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Remove Center Wall sheets, 8 piles/ km\2\. km\2\.
Tie-in to West day.
Closure Wall.
26............ 2-3/Vibratory Remove Center Wall 23 28-inch, Z- 12 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Tie-in to Existing shaped sheets, 8 km\2\. km\2\.
Wall. piles/day.
27............ 2-3/Vibratory Remove Temporary 96 28-inch Z-shaped 12 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Cofferdam. sheets, 8 piles/ km\2\. km\2\.
day.
28............ 2-3/Vibratory Remove Temporary 14 28-inch Z-shaped 2 19.4 m/0.001041 8.0 m/0.0002 km\2\. 13,594 m/0.417417
Extraction. Cofferdam sheets, 8 piles/ km\2\. km\2\.
Extension. day.
A1............ 2/Rotary Drill..... Dry Dock 1 North 18 102-inch 18 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Entrance borings, 1 hour/ km\2\. km\2\. km\2\.
Foundation Support day, 1 casing/day.
Piles--Install
Outer Casing.
A2............ 2/Rotary Drill..... Dry Dock 1 North 18 102-inch 18 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.41747
Entrance borings, 9 hours/ km\2\. km\2\. km\2\.
Foundation Support day, 1 socket/day.
Piles--Pre-Drill
Socket.
[[Page 3171]]
A3............ 2/Rotary Drill..... Dry Dock 1 North 18 102-inch 18 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Entrance borings, 15 km\2\. km\2\. km\2\.
Foundation Support minutes/casing, 1
Piles--Remove casing/day.
Outer Casing.
9a............ 2/Rotary Drill..... Gantry Crane 16 102-inch 16 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Support--Install borings, 1 hour/ km\2\. km\2\. km\2\.
Outer Casing. day, 1 casing/day.
9b............ 2/Rotary Drill..... Gantry Crane 16 102-inch 16 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Support--Pre-Drill borings, 9 hours/ km\2\. km\2\. km\2\.
Socket. day, 1 socket/day.
9c............ 2/Rotary Drill..... Gantry Crane 16 102-inch 16 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Support--Remove borings, 15 km\2\. km\2\. km\2\.
Outer Casing. minutes/casing, 1
casing/day.
13a........... 2-3/Rotary Drill... Dry Dock 1 North 20 102-inch 20 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Temporary Work borings, 1 hour/ km\2\. km\2\. km\2\.
Trestle--Install day, 1 casing/day.
Outer Casing.
13b........... 2-3/Rotary Drill... Dry Dock 1 North 20 102-inch 20 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Temporary Work borings, 9 hours/ km\2\. km\2\. km\2\.
Trestle--Pre-Drill day, 1 socket/day.
Socket.
13c........... 2-3/Rotary Drill... Dry Dock 1 North 20 102-inch 20 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Temporary Work borings, 15 km\2\. km\2\. km\2\.
Trestle--Remove minutes/casing, 1
Outer Casing. casing//day.
14............ 2-3/Rotary Drill... Remove Dry Dock 1 20 84-inch borings, 20 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
North Temporary 15 minutes/casing, km\2\. km\2\. km\2\.
Work Trestle Piles. 1 casing/day.
15a........... 2-3/Rotary Drill... Dry Dock 1 North 18 84-inch borings, 18 2.1 m/0.000014 1.3 m/0.000005km\2\ 1,848 m/0.417417
Leveling Piles-- 1 hour/day, 1 km\2\. km\2\.
Install Outer casing/day.
Casing.
15b........... 2-3/Rotary Drill... Dry Dock 1 North 18 84-inch borings, 18 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Leveling Piles-- 9 hours/day, 1 km\2\. km\2\. km\2\.
Pre-Drill Socket. socket/day.
15c........... 2-3/Rotary Drill... Dry Dock 1 North 18 84-inch borings, 18 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Leveling Piles-- 15 minutes/casing, km\2\. km\2\. km\2\.
Remove Outer 1 casing/day.
Casing.
16a........... 2-3/Rotary Drill... Dry Dock 1 North 20 102-inch 20 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Wall Shafts-- borings, 1 hour/ km\2\. km\2\. km\2\.
Install Outer day, 1 casing/day.
Casing.
16b........... 2-3/Rotary Drill... Dry Dock 1 North 20 102-inch 20 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Wall Shafts--Pre- borings, 9 hours/ km\2\. km\2\. km\2\.
Drill Socket. day, 1 socket/day.
16c........... 2-3/Rotary Drill... Dry Dock 1 North 20 102-inch 20 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Wall Shafts-- borings, 15 km\2\. km\2\. km\2\.
Remove Outer minutes/casing, 1
Casing. casing/day.
17a........... 2-3/Rotary Drill... Dry Dock 1 North 23 126-inch 23 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Foundation Shafts-- borings, 1 hour/ km\2\. km\2\. km\2\.
Install Outer day, 1 casing/day.
Casing.
17b........... 2-3/Rotary Drill... Dry Dock 1 North 23 126-inch 23 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Foundation Shafts borings, 9 hours/ km\2\. km\2\. km\2\.
Pre-Drill Sockets. day, 1 socket/day.
17c........... 2-3/Rotary Drill... Dry Dock 1 North 23 126-inch 23 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Foundation Shafts-- borings, 15 km\2\. km\2\. km\2\.
Remove Outer minutes/casing, 1
Casing. casing/day.
29a........... 3-4/Rotary Drill... Dry Dock 1 West 20 102-inch 20 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Temporary Work borings, 1 hour/ km\2\. km\2\. km\2\.
Trestle--Install day, 1 casing/day.
Outer Casing.
29b........... 3-4/Rotary Drill... Dry Dock 1 West 20 102-inch 20 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Temporary Work borings, 9 hours/ km\2\. km\2\. km\2\.
Trestle--Pre-Drill day, 1 socket/day.
Socket.
29c........... 3-4/Rotary Drill... Dry Dock 1 West 20 102-inch 20 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Temporary Work borings, 15 km\2\. km\2\. km\2\.
Trestle--Remove minutes/casing, 1
Outer Casing. casing/day.
30............ 3-4/Rotary Drill... Dry Dock 1 West 20 84-inch borings, 20 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Remove Temporary 15 minutes/pile, 1 km\2\. km\2\. km\2\.
Work Trestle Piles. pile/day.
31a........... 3-4/Rotary Drill... Dry Dock 1 West 22 102-inch 22 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Wall Shafts-- borings, 1 hour/ km\2\. km\2\. km\2\.
Install Outer day, 1 casing/day.
Casing.
[[Page 3172]]
31b........... 3-4/Rotary Drill... Dry Dock 1 West 22 102-inch 22 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Wall Shafts--Pre- borings, 9 hours/ km\2\. km\2\. km\2\.
Drill Socket. day, 1 socket/day.
31c........... 3-4/Rotary Drill... Dry Dock 1 West 22 102-inch 22 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Wall Shafts-- borings, 15 km\2\. km\2\. km\2\.
Remove Outer minutes/casing, 1
Casing. casing/day.
32a........... 3-4/Rotary Drill... Dry Dock 1 West 23 126-inch 23 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Foundation Shafts-- borings, 1 hour/ km\2\. km\2\. km\2\.
Install Outer day, 1 casing/day.
Casing.
32b........... 3-4/Rotary Drill... Dry Dock 1 West 23 126-inch 23 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Foundation Shafts borings, 9 hours/ km\2\. km\2\. km\2\.
Pre-Drill Sockets. day, 1 socket/day.
32c........... 3-4/Rotary Drill... Dry Dock 1 West 23 126-inch 23 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Foundation Shafts-- borings, 15 km\2\. km\2\. km\2\.
Remove Outer minutes/casing, 1
Casing. casing/day.
33a........... 3-4/Rotary Drill... Dry Dock 1 North 18 84-inch borings, 18 2.1 m/0.000014 1.3 m/0.000005 1,848 m/0.417417
Leveling Piles-- 1 hour/day, 1 km\2\. km\2\. km\2\.
Install Outer casing/day.
Casing.
33b........... 3-4/Rotary Drill... Dry Dock 1 West, 18 84-inch borings, 18 8.9 m/0.000248 5.4 m/0.000091 1,848 m/0.417417
Leveling Piles-- 9 hours/day, 1 km\2\. km\2\. km\2\.
Pre-Drill Socket. socket/day.
33c........... 3-4/Rotary Drill... Dry Dock 1 North 18 84-inch borings, 18 0.8 m/0.000002 0.5 m/0.000001 1,848 m/0.417417
Leveling Piles-- 15 minutes/casing, km\2\. km\2\. km\2\.
Remove Outer 1 casing/day.
Casing.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1
of the Navy's construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
\2\ To determine underwater harassment zone size, ensonified areas from the source were clipped along the shoreline using Geographical Information
Systems (GIS).
The calculated maximum distances corresponding to the underwater
marine mammal harassment zones from impulsive (impact pile driving,
rock hammering, DTH) and non-impulsive (vibratory pile driving, rotary
drilling) noise and the area of the harassment zone within the region
of influence (ROI) are summarized in Tables 7 and 8, respectively.
Sound source locations were chosen to model the greatest possible
affected areas; typically, these locations would be at the riverward
end of the super flood basin. The calculated distances do not take the
land masses into consideration, but the ensonified areas do. Neither
consider the reduction that would be achieved by the required use of a
bubble curtain and therefore all take estimates are considered
conservative. Refer to Figures 6-1 through 6-20 of the Navy's
application for visual representations of the calculated maximum
distances corresponding to the underwater marine mammal harassment
zones from impulsive (impact pile driving, rock hammering, DTH) and
non-impulsive (vibratory pile driving, rotary drilling) noise and the
corresponding area of the harassment zone within the ROI.
Calculated distances to Level A harassment and Level B harassment
thresholds are large, especially for DTH and rock hammering activities.
However, in most cases the full distance of sound propagation would not
be reached due to the presence of land masses and anthropogenic
structures that would prevent the noise from reaching nearly the full
extent of the harassment isopleths. Refer to Figure 1-3 in the Navy's
application for the ROI, which illustrates that the land masses
preclude the sound from traveling more than approximately 870 m (3,000
ft) from the source, at most. Areas encompassed within the threshold
(harassment zones) were calculated by using a Geographical Information
System (GIS) to clip the maximum calculated distances to the extent of
the ROI (see Figure 2).
Concurrent Activities--Simultaneous use of pile drivers, hammers,
and drills could result in increased SPLs and harassment zone sizes
given the proximity of the component sites and the rules of decibel
addition (see Table 9 below). Due to the relatively small size of the
ROI, the use of a single DTH cluster drill or rock hammer would
ensonify the entire ROI to the Level A (PTS Onset) harassment
thresholds (refer to Table 7). Therefore, when this equipment is
operated in conjunction with other noise-generating equipment, there
would be no change in the size of the harassment zone. The entire ROI
would remain ensonified to the Level A harassment thresholds for the
duration of the activity and there would be no Level B harassment zone.
However, when DTH cluster drills or rock hammers are not in use,
increased SPLs and harassment zone sizes within the ROI could result.
Due to the substantial amount of rock hammering and DTH excavation
required for the construction of the multifunctional expansion of Dry
Dock 1, the only scenarios identified in which cluster drills and/or
rock hammers would not be in operation would be at the end of the
project (construction years 3 and 4) when two rotary drills or two
rotary drills and a DTH mono-hammer (9-inch) could be used
simultaneously (refer to Table 2).
When two noise sources have overlapping sound fields, there is
potential for higher sound levels than for non-overlapping sources
because the isopleth of one sound source encompasses the sound source
of another isopleth. In such instances, the sources are considered
additive and combined using the rules of decibel addition, presented in
Table 9 below (NMFS, 2021d; WSDOT, 2020).
[[Page 3173]]
Table 9--Adjustments for Sound Exposure Level Criterion
------------------------------------------------------------------------
Adjustments to
Difference in specifications for
Source types sound level (at Level A harassment
specified meters) RMS/SELss *
calculations
------------------------------------------------------------------------
Non-impulsive, continuous/Non- 0 or 1 dB........ Add 3 dB to the
impulsive, continuous, OR. highest sound level
(at specified
meters) AND adjust
number of piles per
day to account for
overlap (space and
time).
2 or 3 dB........ Add 2 dB to the
highest sound level
(at specified
meters) AND adjust
number of piles per
day to account for
overlap (space and
time).
Impulsive source (multiple 4 to 9 dB........ Add 1 dB to the
strikes per second)/Impulsive 10 dB or more.... highest sound level
source (multiple strikes per (at specified
second). meters) AND adjust
number of piles per
day to account for
overlap (space and
time).
Add 0 dB to the
highest sound level
(at specified
meters) AND adjust
number of piles per
day to account for
overlap (space and
time).
------------------------------------------------------------------------
* RMS level for vibratory pile driving/rotary hammer and single strike
SEL (SELss) level for DTH/rock hammer.
For simultaneous usage of three or more continuous sound sources,
the three overlapping sources with the highest SLs are identified. Of
the three highest SLs, the lower two are combined using the above
rules, then the combination of the lower two is combined with the
highest of the three. For example, with overlapping isopleths from 24-,
36-, and 42-inch diameter steel pipe piles with sound source levels of
161, 167, and 168 dB RMS respectively, the 24- and 36-inch would be
added together; given that 167-161 = 6 dB, then 1 dB is added to the
highest of the two sound source levels (167 dB), for a combined noise
level of 168 dB. Next, the newly calculated 168 dB is added to the 42-
inch steel pile with sound source levels of 168 dB. Since 168-168 = 0
dB, 3 dB is added to the highest value, or 171 dB in total for the
combination of 24-, 36-, and 42-inch steel pipe piles (NMFS, 2021d). By
using this method, revised proxy SPLs were determined for the use of
two 102-inch diameter rotary drills and the use of two 108-inch rotary
drills and one 9-inch DTH mono-hammer. The revised proxy values are
presented in Table 10 and the resulting harassment zones are summarized
in Table 11 (visually depicted in Figures 6-21 and 6-22 in the Navy's
application).
Table 10--Revised Proxy Values for Simultaneous Use of Non-Impulsive Sources
----------------------------------------------------------------------------------------------------------------
Source A Source B
------------------------------------------------------------------------------------------------- Revised proxy
RMS SPL (dB RMS SPL (dB RMS SPL (dB
Equipment re 1 Equipment re 1 re 1
[micro]Pa) [micro]Pa) [micro]Pa)
----------------------------------------------------------------------------------------------------------------
Rotary Drill.......................... 154 Rotary Drill............ 154 157
Two Rotary Drills..................... 157 DTH Mono-Hammer......... 167 167
----------------------------------------------------------------------------------------------------------------
Table 11--Level A and Level B Harassment Zones Resulting From Concurrent Activities
----------------------------------------------------------------------------------------------------------------
Level A harassment Level B harassment
--------------------------------------------------------------------------
Multiple source scenario High frequency
cetaceans (harbor Phocid pinnipeds All species
porpoise)
----------------------------------------------------------------------------------------------------------------
2 Rotary Drills (9 hrs).............. 23.6 m/0.001514 km\2\.. 9.7 m/0.000294 km\2\... 2,929 m/0.417417 km\2\.
2 Rotary Drills (9 hrs) and 1 DTH 74.2 m/0.012773 km\2\.. 30.5 m/0.002489 km\2\.. 13,594 m/0.417417
Mono-Hammer (5 hrs). km\2\.
----------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Estimation
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information, that
will inform the take calculations. We also describe how the information
provided above is synthesized to produce a quantitative estimate of the
take that is reasonably likely to occur and proposed for authorization.
Potential exposures to impact and vibratory pile driving, rotary
drilling, DTH, and rock hammering noise for each acoustic threshold
were estimated using marine mammal density estimates (N) from the Navy
Marine Species Density Database (NMSDD; Navy, 2017) or from monitoring
reports from the Berth 11 Waterfront Improvements and P-310
construction projects. Specifically, where monitoring data specific to
the project area were available, they were used, and the NMSDD data
were used when there were no monitoring data available. The take
estimate was determined using the following equation: take estimate = N
* days of activity * area of harassment. A 10 m shutdown zone designed
to prevent animal interactions with equipment was subtracted from the
Level A harassment zone, and the area of the Level A harassment zone
was subtracted from the Level B harassment zone to avoid double
counting of takes during these take calculations. Days of construction
were conservatively based on relatively slow daily production rates.
The pile type, size, and installation method that produce the largest
zone of influence were used to estimate exposure of marine mammals to
noise impacts. In instances where an activity would ensonify the entire
ROI to the Level A harassment threshold, all potential takes are
assumed to be by Level A harassment.
Because some construction activities would occur over more than one
construction year, the number of takes per year were determined by the
percent
[[Page 3174]]
duration of each construction activity occurring each year (calculated
by months). For example, if an activity were to occur for 6 months,
with 3 months occurring in year 2 and 3 months occurring in year 3,
then 50 percent of the takes were assigned to year 2 and 50 percent to
year 3. In instances where only 1 take was calculated but activities
spanned more than one construction year, one take was requested for
each construction year. Table 12 summarizes the calculated duration
percentages for each activity that were used to divide take numbers by
year.
Table 12--Division of Takes by Construction Year
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total amount and estimated Year 2 \1\ Year 3 \1\ Year 4 \1\ Year 5 \1\
Activity ID dates Activity component % takes % takes % takes % takes
--------------------------------------------------------------------------------------------------------------------------------------------------------
(A1,2,3,4) Center Wall--Install Drill 18 shafts, Apr 23 to Install 102-inch diameter 100 0 0 0
Foundation Support Piles. Aug 23. outer casing.
Pre-drill 102-inch outer 100 0 0 0
casing.
Remove 102-inch outer casing. 100 0 0 0
Drill 79-inch diameter shaft. 100 0 0 0
(R) Dry Dock 1 North Entrance--Install Install 48 sheet piles, Apr 28-inch wide Z-shaped sheets. 100 0 0 0
Temporary Cofferdam. 23 to May 23.
(1) Berth 11--Remove Shutter Panels... Remove 112 panels, Apr 23 to Concrete shutter panels...... 100 0 0 0
Apr 23.
(2) Berth 1--Remove Sheet Piles....... Remove 168 sheet piles, Apr 25-inch-wide Z-shaped........ 80 20 0 0
23 to Jun 24.
(3) Berth 1--Remove Granite Block Quay 2,800 cy, Apr 23 to Jun 24... Removal of granite blocks.... 80 20 0 0
Wall.
(4) Berth 1--Top of Wall Removal for 320 lf, Apr 23 to Jun 24..... Mechanical concrete removal.. 80 20 0 0
Waler Installation.
(5) Berth 1--Install southeast corner Install 28 sheet piles, Apr 28-inch-wide Z-shaped........ 100 0 0 0
SOE. 23 to Jul 23.
(6) Berth 11--Mechanical Rock Removal 700 cy, Apr 23 to Aug 23..... Excavate Bedrock............. 100 0 0 0
at Basin Floor.
(7) Berth 11 Face--Mechanical Rock Drill 924 relief holes, Apr 4-6 inch diameter holes...... 100 0 0 0
Removal at Basin Floor. 23 to Aug 23.
(8) Temporary Cofferdam Extension..... Install 14 sheet piles, Apr 28-inch-wide Z-shaped........ 100 0 0 0
23 to Jun 23.
(9a, b, c, d) Gantry crane Support Drill 16 shafts, Apr 23 to Set 102-inch diameter casing. 100 0 0 0
Piles at Berth 1 West. Aug 23. Pre-drill 102-inch rock 100 0 0 0
socket.
Remove 102-inch casing....... 100 0 0 0
72-inch diameter shafts...... 100 0 0 0
(10) Berth 1--Mechanical Rock Removal 500 cy, Apr 23 to Sep 23..... Excavate Bedrock............. 100 0 0 0
at Basin Floor.
(11) Dry Dock 1 North Entrance--Drill Drill 50 rock anchors, Apr 23 9-inch diameter holes........ 100 0 0 0
Tremie Tie Downs. to Oct 23.
(12) Center Wall--Install Tie-In to Install 15 sheet piles, Apr 28-inch wide Z-shaped........ 100 0 0 0
Existing West Closure Wall. 23 to Dec 23.
(13a, b, c, d) Dry Dock 1 North-- Drill 20 shafts, May 23 to Set 102-inch diameter casing. 60 40 0 0
Temporary Piles. Nov 24. Pre-drill 102-inch rock 60 40 0 0
socket.
Remove 102-inch casing....... 60 40 0 0
84-inch diameter shafts...... 60 40 0 0
(14) Dry Dock 1 North--Remove Remove 20 piles, May 23 to 84-inch diameter drill piles. 60 40 0 0
Temporary Work Trestle Piles. Nov 24.
(15a, b, c, d) Dry Dock 1 North-- Drill 18 shafts, May 23-Nov Set 84-inch casing........... 60 40 0 0
Install Leveling Piles (Diving Board 24. Pre-drill 84-inch rock socket 60 40 0 0
Shafts). Remove 84-inch casing........ 60 40 0 0
78-inch diameter shaft....... 60 40 0 0
(16a, b, c, d) Wall Shafts for Dry Drill 20 shafts, Jun 23 to Set 102-inch diameter casing. 60 40 0 0
Dock 1 North. Nov 24. Pre-drill 102-inch rock 60 40 0 0
socket.
Remove 102-inch casing....... 60 40 0 0
Drill 78-inch diameter shaft. 60 40 0 0
(17a, b, c, d) Foundation Shafts for Drill 23 shafts, Jun 23 to Set 126-inch diameter Casing. 60 40 0 0
Dry Dock 1 North. Nov 24. Pre-drill 126-inch rock 60 40 0 0
socket.
Remove 126-inch casing....... 60 40 0 0
Drill 108-inch diameter 60 40 0 0
shafts.
(18) Berth 11 End Wall--Remove Remove 60 sheet piles, Jul 23 28-inch wide Z-shaped........ 100 0 0 0
Temporary Guide Wall. to Aug 23.
(19) Remove Berth 1 southeast corner Remove 28 sheet piles, Jul 23 28-inch-wide Z-shaped........ 100 0 0 0
SOE. to Sep 23.
(20) Removal of Berth 1 Emergency Remove 216 sheet piles, Aug 28-inch-wide Z-shaped........ 100 0 0 0
Repair Sheet Piles. 23 to Mar 24.
(21) Removal of Berth 1 Emergency 765 cubic meters (1,000 cy), Mechanical concrete removal.. 100 0 0 0
Repair Tremie Concrete. Aug 23 to Mar 24.
(22) Center wall foundation--Drill in Install 72 rock anchors, Aug 9-inch diameter holes........ 80 20 0 0
monolith Tie Downs. 23 to May 24.
(23) Center Wall--Remove tie-in to Remove 16 sheet piles, Aug 23 28-inch-wide Z-shaped........ 60 40 0 0
existing west closure wall (Dry Dock to Aug 24.
1 North).
(24) Center wall East--sheet pile tie- Install 23 sheet piles, Aug 28-inch wide Z-shaped........ 50 50 0 0
in to Existing Wall. 23 to Oct 24.
(25) Remove tie-in to West Closure Remove 15 sheet pile, Dec 23 28-inch wide Z-shaped........ 30 70 0 0
Wall (Dry Dock 1 West). to Dec 24.
[[Page 3175]]
(26) Remove Center wall East--sheet Remove 23 sheet piles, Dec 23 28-inch wide Z-shaped........ 30 70 0 0
pile tie-in to Existing Wall (Dry to Dec 24.
Dock 1 West).
(27) Dry Dock 1 north entrance--Remove Remove 96 sheet piles, Jan 24 28-inch wide Z-shaped........ 33 66 0 0
Temporary Cofferdam. to Sep 24.
(28) Remove Temporary Cofferdam Remove 14 sheet piles, Jan 24 28-inch wide Z-shaped........ 33 66 0 0
Extension. to Sep 24.
(29a, b, c, d) Dry Dock 1 West-- Drill 20 shafts, Apr 24 to Set 102-inch diameter casing. 0 50 50 0
Install Temporary Piles. Feb 26. Pre-drill 102-inch rock 0 50 50 0
socket.
Remove 102-inch casing....... 0 50 50 0
84-inch diameter shafts...... 0 50 50 0
(30) Dry Dock 1 West--Remove Temporary Remove 20 piles, Apr 24 to 84-inch diameter piles....... 0 50 50 0
Work Trestle Piles. Feb 26.
(31a, b, c, d) Wall Shafts for Dry Drill 22 shafts, Jun 24 to Set 102-inch diameter casing. 0 50 50 0
Dock 1 West. Feb 26. Pre-drill 102-inch rock 0 50 50 0
socket.
Remove 102-inch casing....... 0 50 50 0
78-inch diameter shaft....... 0 50 50 0
(32a, b, c, d) Foundation Shafts for Drill 23 shafts, Jun 24 to Set 126-inch casing.......... 0 50 50 0
Dry Dock 1 West. Feb 26. Pre-drill 126-inch rock 0 50 50 0
socket. 0 50 50 0
Remove 126-inch casing....... 0 50 50 0
Drill 108-inch diameter shaft
(33a, b, c, d) Dry Dock 1 West-- Drill 18 shafts, Jun 24 to Set 84-inch casing........... 0 50 50 0
Install Leveling Piles (Diving Board Feb 26. Pre-drill 84-inch rock socket 0 50 50 0
Shafts). Remove 84-inch casing........ 0 50 50 0
Drill 78-inch diameter shaft. 0 50 50 0
(34) Dry Dock 1 North--Tie Downs...... Install 36 rock anchors, Jul 9-inch diameter holes........ 0 70 30 0
24 to Jul 25.
(35) Dry Dock 1 West--Install Tie Install 36 rock anchors, Dec 9-inch diameter hole......... 0 0 30 70
Downs. 25 to Dec 26.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1
of the Navy's construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
We describe how the information provided above is brought together
to produce a quantitative take estimate in the species sections below.
A summary of take proposed for authorization is available in Table 16.
Harbor Porpoise
Harbor porpoises are expected to be present in the proposed project
area from April to December. Based on density data from the NMSDD,
their presence is highest in spring, decreases in summer, and slightly
increases in fall. During construction monitoring in the project area,
there were three harbor porpoise observations between April and
December of 2017; two harbor porpoise observations in early August of
2018; and one harbor porpoise observation in 2020 (Cianbro, 2018; Navy,
2019; NAVFAC, 2021). There were no harbor porpoise observations in the
project area in 2021 (NAVFAC, 2022). Given that monitoring data
specific to the project area are available, the more general NMSDD data
were not used to determine species density in the project area.
Instead, the Navy used observation data from the 2017 and 2018
construction monitoring for the Berth 11 Waterfront Improvements
Project and determined that the density of harbor porpoise for the
largest harassment zone was equal to 0.04/km\2\. Estimated take was
calculated with this density estimate multiplied by the harassment zone
multiplied by the days for each activity (see Table 13).
[[Page 3176]]
Table 13--Estimated Take of Harbor Porpoise by Project Activity
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Proposed take by Level A harassment Level B Proposed take by Level B harassment
Total harassment --------------------------------------------- harassment --------------------------------------------
Activity ID Year/activity Purpose Density production zone zone
days (km\2\) Total Year 2 Year 3 Year 4 Year 5 (km\2\) Total Year 2 Year 3 Year 4 Year 5
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
A........... 2 Rotary Drill..... Center Wall-- 0.04 18 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Install
Foundation
Support Piles.
2 Rotary Drill..... Center Wall-- 0.04 18 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Install
Foundation
Support Piles.
2 Rotary Drill..... Center Wall-- 0.04 18 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Install
Foundation
Support Piles.
2 DTH Cluster Drill Center Wall-- 0.04 117 0.417417 2 2 0 0 0 0.417417 0 0 0 0 0
Install
Foundation
Support Piles.
R........... 2 Vibratory Pile Dry Dock 1 North 0.04 6 0.0014041 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Entrance--Install
Temporary
Cofferdam.
2 Impact Pile Dry Dock 1 North 0.04 6 0.417417 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Entrance--Install
Temporary
Cofferdam.
1........... 2 Hydraulic Rock Shutter Panel 0.04 56 0.417417 1 1 0 0 0 0.277858 0 0 0 0 0
Hammer. Demolition (112
panels).
2........... 2-3 Vibratory Remove Berth 1 0.04 42 0.000454 0 0 0 0 0 0.417417 \1\ 2 1 1 0 0
Extraction. Sheet Piles.
3........... 2-3 Hydraulic Rock Removal of Granite 0.04 47 0.417417 \1\ 2 1 1 0 0 0.277858 0 0 0 0 0
Hammer. Quay Wall (2,800
cy).
4........... 2-3 Hydraulic Rock Berth 1 Top of 0.04 74 0.417417 \1\ 2 1 1 0 0 0.277858 0 0 0 0 0
Hammer. Wall Demolition
for Waler Install
(320 lf).
5........... 2 Vibratory Pile Install Berth 1 0.04 8 0.000454 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Support of
Excavation.
2 Impact Pile Berth 1 Support of 0.04 8 0.403411 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Excavation.
6........... 2 Hydraulic Rock Mechanical Rock 0.04 60 0.417417 1 1 0 0 0 0.277858 0 0 0 0 0
Hammer. Removal (700 cy)
at Berth 11 Basin
Floor.
7........... 2 DTH Mono- hammer. Relief Holes at 0.04 35 0.047675 0 0 0 0 0 0.417417 1 1 0 0 0
Berth 11 Basin
Floor.
8........... 2 Vibratory Pile Install Temporary 0.04 4 0.000454 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Cofferdam
Extension.
2 Impact Pile Temporary 0.04 4 0.403411 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Cofferdam
Extension.
9........... 2 Rotary Drill..... Gantry Crane 0.04 16 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Support--Install
Outer Casing.
2 Rotary Drill..... Gantry Crane 0.04 16 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Support--Pre-
Drill Socket.
2 Rotary Drill..... Gantry Crane 0.04 16 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Support--Remove
Outer Casing.
2 DTH Cluster Drill Gantry Crane 0.04 80 0.417417 1 1 0 0 0 0.417417 0 0 0 0 0
Support Piles.
10.......... 2 Hydraulic Rock Mechanical Rock 0.04 25 0.417417 0 0 0 0 0 0.277858 0 0 0 0 0
Hammer. Removal (300 cy)
at Berth 1 Basin
Floor.
11.......... 2 DTH Mono-hammer.. Dry Dock 1 North 0.04 25 0.073751 0 0 0 0 0 0.417417 0 0 0 0 0
Entrance Rock
Anchors.
12.......... 2 Vibratory Pile Center Wall Tie-In 0.04 4 0.000454 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. to Existing West
Closure Wall.
2 Impact Pile Center Wall Tie-in 0.04 4 0.403411 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. to West Closure
Wall.
13.......... 2-3 Rotary Drill... Dry Dock 1 North 0.04 20 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Temporary Work
Trestle--Install
Outer Casing.
2-3 Rotary Drill... Dry Dock 1 North 0.04 20 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Temporary Work
Trestle--Pre-
Drill Socket.
2-3 Rotary Drill... Dry Dock 1 North 0.04 20 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Temporary Work
Trestle--Remove
Outer Casing.
2-3 DTH Cluster Dry Dock 1 North 0.04 70 0.417417 \1\ 2 1 1 0 0 0.417417 0 0 0 0 0
Drill. Temporary Work
Trestle.
[[Page 3177]]
14.......... 2-3 Rotary Drill... Remove Dry Dock 1 0.04 20 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
North Temporary
Work Trestle
Piles.
15.......... 2-3 Rotary Drill... Dry Dock 1 North 0.04 18 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Leveling Piles--
Install Outer
Casing.
2-3 Rotary Drill... Dry Dock 1 North 0.04 18 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Leveling Piles--
Pre-Drill Socket.
2-3 Rotary Drill... Dry Dock 1 North 0.04 18 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Leveling Piles--
Remove Outer
Casing.
2-3 DTH Cluster Dry Dock 1 North 0.04 135 0.417417 2 1 1 0 0 0.417417 0 0 0 0 0
Drill. Leveling Piles
(Diving Board
Shafts).
16.......... 2-3 Rotary Drill... Dry Dock 1 North 0.04 20 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Wall Shafts--
Install Outer
Casing.
2-3 Rotary Drill... Dry Dock 1 North 0.04 20 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Wall Shafts - Pre-
Drill Socket.
2-3 Rotary Drill... Dry Dock 1 North 0.04 20 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Wall Shafts--
Remove Outer
Casing.
2-3 DTH Cluster Wall Shafts for 0.04 150 0.417417 3 2 1 0 0 0.417417 0 0 0 0 0
Drill. Dry Dock 1 North.
17.......... 2-3 Rotary Drill... Dry Dock 1 North 0.04 23 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation
Shafts--Install
Outer Casing.
2-3 Rotary Drill... Dry Dock 1 North 0.04 23 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation Shafts
Pre-Drill Sockets.
2-3 Rotary Drill... Dry Dock 1 North 0.04 23 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation
Shafts--Remove
Outer Casing.
2-3 DTH Cluster Foundation Shafts 0.04 196 0.417417 3 2 1 0 0 0.417417 0 0 0 0 0
Drill. for Dry Dock 1
North.
18.......... 2 Vibratory Berth 11 End Wall 0.04 10 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Temporary Guide
Wall.
19.......... 2 Vibratory Remove Berth 1 0.04 5 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Support of
Excavation.
20.......... 2 Vibratory Remove Berth 1 0.04 18 0.000733 0 0 0 0 0 0.417417 1 1 0 0 0
Extraction. Emergency Repairs.
21.......... 2 Hydraulic Rock Removal of 0.04 15 0.417417 0 0 0 0 0 0.277858 0 0 0 0 0
Hammer. Emergency Repair
Concrete (500 cy)
at Berth 1.
22.......... 2-3 DTH Mono-hammer Center Wall 0.04 36 0.073751 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation Rock
Anchors.
23.......... 2-3 Vibratory Dry Dock 1 North- 0.04 3 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Remove Center
Wall Tie-in to
West Closure Wall.
24.......... 2-3 Vibratory Pile Center Wall East 0.04 12 0.000185 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Tie-in to
Existing Wall.
2-3 Impact Pile Center Wall East 0.04 12 0.334747 0 0 0 0 0 0.417417 0 0 0 0 0
Driving. Tie-in to
Existing Wall.
25.......... 2-3 Vibratory Dry Dock 1 West 0.04 3 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Remove Center
Wall Tie-in to
West Closure Wall.
26.......... 2-3 Vibratory Remove Center Wall 0.04 12 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Tie-in to
Existing Wall.
27.......... 2-3 Vibratory Remove Temporary 0.04 12 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Cofferdam.
28.......... 2-3 Vibratory Remove Temporary 0.04 2 0.001041 0 0 0 0 0 0.417417 0 0 0 0 0
Extraction. Cofferdam
Extension.
29.......... 3-4 Rotary Drill... Dry Dock 1 West 0.04 20 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Temporary Work
Trestle--Install
Outer Casing.
3-4 Rotary Drill... Dry Dock 1 West 0.04 20 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Temporary Work
Trestle--Pre-
Drill Socket.
3-4 Rotary Drill... Dry Dock 1 West 0.04 20 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Temporary Work
Trestle--Remove
Outer Casing.
3-4 DTH Cluster Dry Dock 1 West 0.04 70 0.417417 \1\ 2 0 1 1 0 0.417417 0 0 0 0 0
Drill. Temporary Work
Trestle.
30.......... 3-4 Rotary Drill... Dry Dock 1 West 0.04 20 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Remove Temporary
Work Trestle
Piles.
31.......... 3-4 Rotary Drill... Dry Dock 1 West 0.04 22 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Wall Shafts--
Install Outer
Casing.
[[Page 3178]]
3-4 Rotary Drill... Dry Dock 1 West 0.04 22 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Wall Shafts--Pre-
Drill Socket.
3-4 Rotary Drill... Dry Dock 1 West 0.04 22 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Wall Shafts--
Remove Outer
Casing.
3-4 DTH Cluster Wall Shafts for 0.04 165 0.417417 3 0 1 2 0 0.417417 0 0 0 0 0
Drill. Dry Dock 1 West.
32.......... 3-4 Rotary Drill... Dry Dock 1 West 0.04 23 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation
Shafts--Install
Outer Casing.
3-4 Rotary Drill... Dry Dock 1 West 0.04 23 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation Shafts
Pre-Drill Sockets.
3-4 Rotary Drill... Dry Dock 1 West 0.04 23 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Foundation
Shafts--Remove
Outer Casing.
3-4 DTH Cluster Foundation Shafts 0.04 196 0.417417 3 0 1 2 0 0.417417 0 0 0 0 0
Drill. for Dry Dock 1
West.
33.......... 3-4 Rotary Drill... Dry Dock 1 North 0.04 18 0.000014 0 0 0 0 0 0.417417 0 0 0 0 0
Leveling Piles--
Install Outer
Casing.
3-4 Rotary Drill... Dry Dock 1 West 0.04 18 0.000248 0 0 0 0 0 0.417417 0 0 0 0 0
Leveling Piles--
Pre-Drill Socket.
3-4 Rotary Drill... Dry Dock 1 North 0.04 18 0.000002 0 0 0 0 0 0.417417 0 0 0 0 0
Leveling Piles--
Remove Outer
Casing.
3-4 DTH Cluster Dry Dock 1 West 0.04 135 0.417417 2 0 1 1 0 0.417417 0 0 0 0 0
Drill. Leveling Piles
(Diving Board
Shafts).
34.......... 3-4 DTH Mono-hammer Dry Dock 1 North 0.04 18 0.073751 0 0 0 0 0 0.417417 0 0 0 0 0
Rock Anchors.
35.......... 4-5 DTH Mono-hammer Dry Dock 1 West 0.04 18 0.073751 0 0 0 0 0 0.417417 0 0 0 0 0
Rock Anchors.
-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Total....... ................... .................. ......... .......... ........... 29 13 10 6 0 ........... 4 3 \2\ 2 0 0
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1 of the Navy's construction activities
were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
\1\ In instances where only 1 take was calculated but activities spanned more than one construction year, one take was requested by the Navy for each construction year.
\2\ One take by Level B harassment was added to construction year 3 to account for average group size of harbor porpoises (see https://www.fisheries.noaa.gov/species/harbor-
porpoise#:~:text=The%20harbor%20porpoise%20is%20a,estuaries%2C%20harbors%2C%20and%20fjords).
** No additional takes are expected to result from the simultaneous use of two rotary drills and a DTH mono-hammer in construction years 3 and 4 and the simultaneous use of two rotary drills
in construction year 4.
[[Page 3179]]
Although no construction activity is currently planned for the
final year of the LOA period (construction year 6), potential schedule
slips may occur as a result of equipment failure, inclement weather, or
other unforeseen events. However, potential takes that could occur
during year 6 as a result of delays to activities scheduled for years
2-5 are accounted for through the analyses for those years, and no
additional take is proposed for authorization.
Harbor Seal
Harbor seals may be present year-round in the project vicinity,
with consistent densities throughout the year. Harbor seals are the
most common pinniped in the Piscataqua River near the Shipyard.
Sightings of this species were recorded during monthly surveys
conducted in 2017 and 2018 (NAVFAC Mid-Atlantic, 2018, 2019b) as well
as during Berth 11 and P-310 construction monitoring in 2017, 2018,
2020 and 2021 (Cianbro, 2018; Navy, 2019; NAVFAC, 2021, 2022), and
therefore density estimates from these efforts were considered in the
analysis. Based on observations recorded during the Berth 11 Waterfront
Improvements (199 observations of harbor seals during year 1 and 249
observations of harbor seals during year 2 [448 total] over 322 days)
and P-310 project construction monitoring (721 observations of harbor
seals during year 1 and 451 observations of harbor seals during year 2
[1,172 total] over 349 days), harbor seal density was estimated to be
3.0/km\2\ in the project area (Cianbro, 2018; Navy, 2019; NAVFAC, 2021,
2022).
Takes by Level A harassment were calculated for harbor seals where
the density of animals (3 harbor seals/km\2\) was multiplied by the
harassment zone and the number of days per construction activity. This
method was deemed to be inappropriate by the Navy for calculating takes
by Level B harassment for harbor seals as it produced take numbers that
were lower than the number of harbor seals that has been previously
observed in the Navy's monitoring reports. Therefore, the Navy is
proposing (and NMFS concurs) to increase the take by Level B harassment
to more accurately reflect harbor seal observations in the monitoring
reports, by using the value of three harbor seals observed a day
multiplied by the total number of construction days (i.e., 349 days),
resulting in 1,047 takes per year by Level B harassment. This method is
consistent with the methodology used to estimate takes by Level B
harassment in IHA issued by NMFS for the first year of P-381
construction activities (87 FR 19866; April 6, 2022).
Additional takes by Level B harassment may occur during the
simultaneous use of two rotary drills and a DTH mono-hammer in
construction years 3 and 4 and the simultaneous use of two rotary
drills in construction year 4. The simultaneous use of two rotary
drills would result in 28 additional takes by Level B harassment of
harbor seals. The simultaneous use of two rotary drills and a DTH mono-
hammer would result in 22 additional takes by Level B harassment of
harbor seals. Note, the use of cluster drills and rock hammers in
construction years 2 and 3 result in the entire ROI being ensonified to
Level A harassment thresholds; therefore, there would be no change to
the size of the harassment zones from concurrent construction
activities during these years and thus no need to authorize additional
takes. To account for concurrent activities in construction years 3 and
4, the Navy is requesting to add additional takes by Level B harassment
to their proposed take numbers (22 harbor seal in construction year 3
and 50 harbor seal in construction year 4). Therefore the Navy requests
1,047 takes by Level B harassment for harbor seals in construction year
2, 1,069 takes by Level B harassment for harbor seals in construction
year 3, 1,097 takes by Level B harassment for harbor seals in
construction year 4, and 1,047 takes by Level B takes for harbor seals
in construction year 5 (note the division of takes over the
construction years is summarized in Table 12).
Take by Level A harassment of harbor seals is shown in Table 14
below. Note that where the Level A harassment zone is as large as the
Level B harassment zone and fills the entire potentially ensonified
area, the enumerated takes in the Level A harassment column may be in
the form of Level A harassment and/or Level B harassment, but would be
authorized as takes by Level A harassment. The proposed takes by Level
B harassment were not included in Table 14 as they were calculated by a
different method (i.e., by using the value of three harbor seals
observed per day multiplied by the total number of construction days;
i.e., 349 days).
Table 14--Estimated Take by Level A Harassment of Harbor Seal by Project Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Proposed take by Level A harassment
Total harassment --------------------------------------------
Activity ID Year/activity Purpose Density production zone
days (km\2\) Total Year 2 Year 3 Year 4 Year 5
--------------------------------------------------------------------------------------------------------------------------------------------------------
A............................... 2 Rotary Drill.... Center Wall-- 3 18 0.000005 0 0 0 0 0
Install
Foundation
Support Piles.
2 Rotary Drill.... Center Wall-- 3 18 0.000091 0 0 0 0 0
Install
Foundation
Support Piles.
2 Rotary Drill.... Center Wall-- 3 18 0.000001 0 0 0 0 0
Install
Foundation
Support Piles.
2 DTH Cluster Center Wall-- 3 117 0.417417 147 147 0 0 0
Drill. Install
Foundation
Support Piles.
R............................... 2 Vibratory Pile Dry Dock 1 North 3 6 0.0002 0 0 0 0 0
Driving. Entrance--Install
Temporary
Cofferdam.
2 Impact Pile Dry Dock 1 North 3 6 0.364953 7 7 0 0 0
Driving. Entrance--Install
Temporary
Cofferdam.
1............................... 2 Hydraulic Rock Shutter Panel 3 56 0.417417 70 70 0 0 0
Hammer. Demolition (112
panels).
2............................... 2-3 Vibratory Remove Berth 1 3 42 0.000078 0 0 0 0 0
Extraction. Sheet Piles.
3............................... 2-3 Hydraulic Rock Removal of Granite 3 47 0.417417 59 47 12 0 0
Hammer. Quay Wall (2,800
cy).
4............................... 2-3 Hydraulic Rock Berth 1 Top of 3 74 0.417417 93 74 19 0 0
Hammer. Wall Demolition
for Waler Install
(320 lf).
5............................... 2 Vibratory Pile Install Berth 1 3 8 0.000078 0 0 0 0 0
Driving. Support of
Excavation.
2 Impact Pile Berth 1 Support of 3 8 0.201158 5 5 0 0 0
Driving. Excavation.
[[Page 3180]]
6............................... 2 Hydraulic Rock Mechanical Rock 3 60 0.417417 75 75 0 0 0
Hammer. Removal (700 cy)
at Berth 11 Basin
Floor.
7............................... 2 DTH Mono-hammer. Relief Holes at 3 35 0.014413 1 1 0 0 0
Berth 11 Basin
Floor.
8............................... 2 Vibratory Pile Install Temporary 3 4 0.000078 0 0 0 0 0
Driving. Cofferdam
Extension.
2 Impact Pile Temporary 3 4 0.201158 2 2 0 0 0
Driving. Cofferdam
Extension.
9............................... 2 Rotary Drill.... Gantry Crane 3 16 0.000005 0 0 0 0 0
Support--Install
Outer Casing.
2 Rotary Drill.... Gantry Crane 3 16 0.000091 0 0 0 0 0
Support--Pre-
Drill Socket.
2 Rotary Drill.... Gantry Crane 3 16 0.000091 0 0 0 0 0
Support--Remove
Outer Casing.
2 DTH Cluster Gantry Crane 3 80 0.417417 100 100 0 0 0
Drill. Support Piles.
10.............................. 2 Hydraulic Rock Mechanical Rock 3 25 0.417417 31 31 0 0 0
Hammer. Removal (300 cy)
at Berth 1 Basin
Floor.
11.............................. 2 DTH Mono-hammer. Dry Dock 1 North 3 25 0.022912 2 2 0 0 0
Entrance Rock
Anchors.
12.............................. 2 Vibratory Pile Center Wall Tie-in 3 4 0.000078 0 0 0 0 0
Driving. to Existing West
Closure Wall.
2 Impact Pile Center Wall Tie-in 3 4 0.201158 2 2 0 0 0
Driving. to West Closure
Wall.
13.............................. 2-3 Rotary Drill.. Dry Dock 1 North 3 20 0.000005 0 0 0 0 0
Temporary Work
Trestle--Install
Outer Casing.
2-3 Rotary Drill.. Dry Dock 1 North 3 20 0.000091 0 0 0 0 0
Temporary Work
Trestle--Pre-
Drill Socket.
2-3 Rotary Drill.. Dry Dock 1 North 3 20 0.000001 0 0 0 0 0
Temporary Work
Trestle--Remove
Outer Casing.
2-3 DTH Cluster Dry Dock 1 North 3 70 0.417417 88 53 35 0 0
Drill. Temporary Work
Trestle.
14.............................. 2-3 Rotary Drill.. Remove Dry Dock 1 3 20 0.000002 0 0 0 0 0
North Temporary
Work Trestle
Piles.
15.............................. 2-3 Rotary Drill.. Dry Dock 1 North 3 18 0.000005 0 0 0 0 0
Leveling Piles--
Install Outer
Casing.
2-3 Rotary Drill.. Dry Dock 1 North 3 18 0.000091 0 0 0 0 0
Leveling Piles--
Pre-Drill Socket.
2-3 Rotary Drill.. Dry Dock 1 North 3 18 0.000001 0 0 0 0 0
Leveling Piles--
Remove Outer
Casing.
2-3 DTH Cluster Dry Dock 1 North 3 135 0.417417 169 101 68 0 0
Drill. Leveling Piles
(Diving Board
Shafts).
16.............................. 2-3 Rotary Drill.. Dry Dock 1 North 3 20 0.000005 0 0 0 0 0
Wall Shafts--
Install Outer
Casing.
2-3 Rotary Drill.. Dry Dock 1 North 3 20 0.000091 0 0 0 0 0
Wall Shafts--Pre-
Drill Socket.
2-3 Rotary Drill.. Dry Dock 1 North 3 20 0.000001 0 0 0 0 0
Wall Shafts--
Remove Outer
Casing.
2-3 DTH Cluster Wall Shafts for 3 150 0.417417 188 113 75 0 0
Drill. Dry Dock 1 North.
17.............................. 2-3 Rotary Drill.. Dry Dock 1 North 3 23 0.000005 0 0 0 0 0
Foundation
Shafts--Install
Outer Casing.
2-3 Rotary Drill.. Dry Dock 1 North 3 23 0.000091 0 0 0 0 0
Foundation
Shafts--Pre-Drill
Sockets.
2-3 Rotary Drill.. Dry Dock 1 North 3 23 0.000001 0 0 0 0 0
Foundation
Shafts--Remove
Outer Casing.
2-3 DTH Cluster Foundation Shafts 3 196 0.417417 245 147 98 0 0
Drill. for Dry Dock 1
North.
18.............................. 2 Vibratory Berth 11 End Wall 3 10 0.0002 0 0 0 0 0
Extraction. Temporary Guide
Wall.
19.............................. 2 Vibratory Remove Berth 1 3 5 0.0002 0 0 0 0 0
Extraction. Support of
Excavation.
20.............................. 2 Vibratory Remove Berth 1 3 18 0.000136 0 0 0 0 0
Extraction. Emergency Repairs.
21.............................. 2 Hydraulic Rock Removal of 3 15 0.417417 19 19 0 0 0
Hammer. Emergency Repair
Concrete (500 cy)
at Berth 1.
22.............................. 2-3 DTH Mono- Center Wall 3 36 0.022912 2 1 1 0 0
hammer. Foundation Rock
Anchors.
23.............................. 2-3 Vibratory Dry Dock 1 North- 3 3 0.0002 0 0 0 0 0
Extraction. Remove Center
Wall Tie-in to
West Closure Wall.
24.............................. 2-3 Vibratory Pile Center Wall East 3 12 0.000032 0 0 0 0 0
Driving. Tie-in to
Existing Wall.
2-3 Impact Pile Center Wall East 3 12 0.090757 3 2 1 0 0
Driving. Tie-in to
Existing Wall.
25.............................. 2-3 Vibratory Dry Dock 1 West 3 3 0.0002 0 0 0 0 0
Extraction. Remove Center
Wall Tie-in to
West Closure Wall.
26.............................. 2-3 Vibratory Remove Center Wall 3 12 0.0002 0 0 0 0 0
Extraction. Tie-in to
Existing Wall.
27.............................. 2-3 Vibratory Remove Temporary 3 12 0.0002 0 0 0 0 0
Extraction. Cofferdam.
[[Page 3181]]
28.............................. 2-3 Vibratory Remove Temporary 3 2 0.0002 0 0 0 0 0
Extraction. Cofferdam
Extension.
29.............................. 3-4 Rotary Drill.. Dry Dock 1 West 3 20 0.000005 0 0 0 0 0
Temporary Work
Trestle--Install
Outer Casing.
3-4 Rotary Drill.. Dry Dock 1 West 3 20 0.000091 0 0 0 0 0
Temporary Work
Trestle--Pre-
Drill Socket.
3-4 Rotary Drill.. Dry Dock 1 West 3 20 0.000001 0 0 0 0 0
Temporary Work
Trestle--Remove
Outer Casing.
3-4 DTH Cluster Dry Dock 1 West 3 70 0.417417 88 0 44 44 0
Drill. Temporary Work
Trestle.
30.............................. 3-4 Rotary Drill.. Dry Dock 1 West 3 20 0.000002 0 0 0 0 0
Remove Temporary
Work Trestle
Piles.
31.............................. 3-4 Rotary Drill.. Dry Dock 1 West 3 22 0.000005 0 0 0 0 0
Wall Shafts--
Install Outer
Casing.
3-4 Rotary Drill.. Dry Dock 1 West 3 22 0.000091 0 0 0 0 0
Wall Shafts--Pre-
Drill Socket.
3-4 Rotary Drill.. Dry Dock 1 West 3 22 0.000001 0 0 0 0 0
Wall Shafts--
Remove Outer
Casing.
3-4 DTH Cluster Wall Shafts for 3 165 0.417417 206 0 103 103 0
Drill. Dry Dock 1 West.
32.............................. 3-4 Rotary Drill.. Dry Dock 1 West 3 23 0.000005 0 0 0 0 0
Foundation
Shafts--Install
Outer Casing.
3-4 Rotary Drill.. Dry Dock 1 West 3 23 0.000091 0 0 0 0 0
Foundation
Shafts--Pre-Drill
Sockets.
3-4 Rotary Drill.. Dry Dock 1 West 3 23 0.000001 0 0 0 0 0
Foundation
Shafts--Remove
Outer Casing.
3-4 DTH Cluster Foundation Shafts 3 196 0.417417 245 0 122 123 0
Drill. for Dry Dock 1
West.
33.............................. 3-4 Rotary Drill.. Dry Dock 1 North 3 18 0.000005 0 0 0 0 0
Leveling Piles--
Install Outer
Casing.
3-4 Rotary Drill.. Dry Dock 1 West 3 18 0.000091 0 0 0 0 0
Leveling Piles--
Pre-Drill Socket.
3-4 Rotary Drill.. Dry Dock 1 North 3 18 0.000001 0 0 0 0 0
Leveling Piles--
Remove Outer
Casing.
3-4 DTH Cluster Dry Dock 1 West 3 135 0.417417 169 0 84 85 0
Drill. Leveling Piles
(Diving Board
Shafts).
34.............................. 3-4 DTH Mono- Dry Dock 1 North 3 18 0.022912 1 0 1 0 0
hammer. Rock Anchors.
35.............................. 4-5 DTH Mono- Dry Dock 1 West 3 18 0.022912 1 0 0 0 1
hammer. Rock Anchors.
--------------------------------------------
Total....................... .................. .................. ....... ........... ........... 2,018 999 663 355 1
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1
of the Navy's construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
Although no construction activity is currently planned for the
final year of the LOA period (construction year 6), potential schedule
slips may occur as a result of equipment failure, inclement weather, or
other unforeseen events. However, potential takes that could occur
during year 6 as a result of delays to activities scheduled for years
2-5 are accounted for through the analyses for those years, and no
additional take is proposed for authorization.
Gray Seal
Gray seals may be present year-round in the project vicinity, with
consistent densities throughout the year. Gray seals are less common in
the Piscataqua River than the harbor seal. A total of nine sightings of
gray seals were recorded during P-310 construction monitoring (NAVFAC,
2021, 2022). Density estimates of gray seals were based on the Berth 11
Waterfront Improvements (24 observations of gray seals during year 1
and 12 observations of gray seals during year 2 [36 total] over 322
days) and P-310 project construction monitoring (47 observations of
gray seals during year 1 and 21 observations of gray seals during year
2 [68 total] over 349 days) and was estimated to be 0.2/km\2\ (Cianbro,
2018; Navy, 2019; NAVFAC, 2021, 2022). These data were preferred in
this analysis over the more general density data from the NMSDD.
Takes by Level A harassment were calculated for gray seals where
the density of animals (0.2 gray seals/km\2\) was multiplied by the
harassment zone and the number of days per construction activity. This
method was deemed to be inappropriate by the Navy for calculating takes
by Level B harassment for gray seals as it produced take that were
fewer than the number of gray seals that has been previously observed
in the Navy's monitoring reports. Therefore, the Navy is proposing (and
NMFS concurs), to increase the take by Level B harassment to more
accurately reflect gray seal observations in the monitoring reports, by
using the value of 0.2 gray seals a day multiplied by the total number
of construction days (i.e., 349 days) resulting in 70 takes by Level B
harassment proposed for authorization per year. This method is
consistent with the methodology used to estimate takes by Level B
harassment in IHA issued by NMFS for the first year of P-381
construction activities (87 FR 19866; April 6, 2022).
Additional takes by Level B harassment may occur during the
simultaneous use of two rotary drills and a DTH mono-hammer in
construction years 3 and 4 and the simultaneous use of two rotary
drills in construction year 4. The simultaneous use of two rotary
drills would result in 2 additional Level B takes of gray seals. The
simultaneous use of two rotary drills and a DTH mono-hammer would
result in 1 additional Level B take of
[[Page 3182]]
gray seals. Note, the use of cluster drills and rock hammers in
construction years 2 and 3 result in the entire ROI being ensonified to
Level A harassment thresholds; therefore, there would be no change to
the size of the harassment zones from concurrent construction
activities during these years and thus no need to request additional
takes. To account for concurrent activities in construction years 3 and
4, the Navy is requesting additional takes by Level B harassment to
their proposed take numbers (1 gray seal in construction year 3 and 3
gray seals in construction year 4). Therefore the Navy requests 70
takes by Level B takes for gray seals in construction year 2, 71 takes
by Level B harassment for gray seals in construction year 3, 73 takes
by Level B harassment for gray seals in construction year 4, and 70
takes by Level B harassment for gray seals in construction year 5 (note
the division of takes over the construction years is summarized in
Table 12).
Take by Level A harassment of gray seals is shown in Table 15
below. Note that where the Level A harassment zone is as large as the
Level B harassment zone and fills the entire potentially ensonified
area, the enumerated takes in the Level A harassment column may be in
the form of Level A harassment and/or Level B harassment, but would be
authorized as takes by Level A harassment. The proposed takes by Level
B harassment were not included in Table 15 as they were calculated by a
different method (i.e., by using the value of 0.2 gray seals observed a
day multiplied by the total number of construction days; i.e., 349
days).
Table 15--Calculated Proposed Take by Level A Harassment of Gray Seal by Project Activity
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level A Proposed take by Level A harassment
Total harassment --------------------------------------------
Activity ID Year/activity Purpose Density production zone
days (km\2\) Total Year 2 Year 3 Year 4 Year 5
--------------------------------------------------------------------------------------------------------------------------------------------------------
A............................... 2 Rotary Drill.... Center Wall-- 0.2 18 0.000005 0 0 0 0 0
Install
Foundation
Support Piles.
2 Rotary Drill.... Center Wall-- 0.2 18 0.000091 0 0 0 0 0
Install
Foundation
Support Piles.
2 Rotary Drill.... Center Wall-- 0.2 18 0.000001 0 0 0 0 0
Install
Foundation
Support Piles.
2 DTH Cluster Center Wall-- 0.2 117 0.417417 10 10 0 0 0
Drill. Install
Foundation
Support Piles.
R............................... 2 Vibratory Pile Dry Dock 1 North 0.2 6 0.0002 0 0 0 0 0
Driving. Entrance--Install
Temporary
Cofferdam.
2 Impact Pile Dry Dock 1 North 0.2 6 0.364953 0 0 0 0 0
Driving. Entrance--Install
Temporary
Cofferdam.
1............................... 2 Hydraulic Rock Shutter Panel 0.2 56 0.417417 5 5 0 0 0
Hammer. Demolition (112
panels).
2............................... 2-3 Vibratory Remove Berth 1 0.2 42 0.000078 0 0 0 0 0
Extraction. Sheet Piles.
3............................... 2-3 Hydraulic Rock Removal of Granite 0.2 47 0.417417 4 3 1 0 0
Hammer. Quay Wall (2,800
cy).
4............................... 2-3 Hydraulic Rock Berth 1 Top of 0.2 74 0.417417 6 5 1 0 0
Hammer. Wall Demolition
for Waler Install
(320 lf).
5............................... 2 Vibratory Pile Install Berth 1 0.2 8 0.000078 0 0 0 0 0
Driving. Support of
Excavation.
2 Impact Pile Berth 1 Support of 0.2 8 0.201158 0 0 0 0 0
Driving. Excavation.
6............................... 2 Hydraulic Rock Mechanical Rock 0.2 60 0.417417 5 5 0 0 0
Hammer. Removal (700 cy)
at Berth 11 Basin
Floor.
7............................... 2 DTH Mono-hammer. Relief Holes at 0.2 35 0.014413 0 0 0 0 0
Berth 11 Basin
Floor.
8............................... 2 Vibratory Pile Install Temporary 0.2 4 0.000078 0 0 0 0 0
Driving. Cofferdam
Extension.
2 Impact Pile Temporary 0.2 4 0.201158 0 0 0 0 0
Driving. Cofferdam
Extension.
9............................... 2 Rotary Drill.... Gantry Crane 0.2 16 0.000005 0 0 0 0 0
Support--Install
Outer Casing.
2 Rotary Drill.... Gantry Crane 0.2 16 0.000091 0 0 0 0 0
Support--Pre-
Drill Socket.
2 Rotary Drill.... Gantry Crane 0.2 16 0.000091 0 0 0 0 0
Support--Remove
Outer Casing.
2 DTH Cluster Gantry Crane 0.2 80 0.417417 7 7 0 0 0
Drill. Support Piles.
10.............................. 2 Hydraulic Rock Mechanical Rock 0.2 25 0.417417 2 2 0 0 0
Hammer. Removal (300 cy)
at Berth 1 Basin
Floor.
11.............................. 2 DTH Mono-hammer. Dry Dock 1 North 0.2 25 0.022912 0 0 0 0 0
Entrance Rock
Anchors.
12.............................. 2 Vibratory Pile Center Wall Tie-In 0.2 4 0.000078 0 0 0 0 0
Driving. to Existing West
Closure Wall.
2 Impact Pile Center Wall Tie-in 0.2 4 0.201158 0 0 0 0 0
Driving. to West Closure
Wall.
13.............................. 2-3 Rotary Drill.. Dry Dock 1 North 0.2 20 0.000005 0 0 0 0 0
Temporary Work
Trestle--Install
Outer Casing.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 20 0.000091 0 0 0 0 0
Temporary Work
Trestle--Pre-
Drill Socket.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 20 0.000001 0 0 0 0 0
Temporary Work
Trestle--Remove
Outer Casing.
2-3 DTH Cluster Dry Dock 1 North 0.2 70 0.417417 6 4 2 0 0
Drill. Temporary Work
Trestle.
14.............................. 2-3 Rotary Drill.. Remove Dry Dock 1 0.2 20 0.000002 0 0 0 0 0
North Temporary
Work Trestle
Piles.
15.............................. 2-3 Rotary Drill.. Dry Dock 1 North 0.2 18 0.000005 0 0 0 0 0
Leveling Piles--
Install Outer
Casing.
[[Page 3183]]
2-3 Rotary Drill.. Dry Dock 1 North 0.2 18 0.000091 0 0 0 0 0
Leveling Piles--
Pre-Drill Socket.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 18 0.000001 0 0 0 0 0
Leveling Piles--
Remove Outer
Casing.
2-3 DTH Cluster Dry Dock 1 North 0.2 135 0.417417 11 7 4 0 0
Drill. Leveling Piles
(Diving Board
Shafts).
16.............................. 2-3 Rotary Drill.. Dry Dock 1 North 0.2 20 0.000005 0 0 0 0 0
Wall Shafts--
Install Outer
Casing.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 20 0.000091 0 0 0 0 0
Wall Shafts--Pre-
Drill Socket.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 20 0.000001 0 0 0 0 0
Wall Shafts--
Remove Outer
Casing.
2-3 DTH Cluster Wall Shafts for 0.2 150 0.417417 13 8 5 0 0
Drill. Dry Dock 1 North.
17.............................. 2-3 Rotary Drill.. Dry Dock 1 North 0.2 23 0.000005 0 0 0 0 0
Foundation
Shafts--Install
Outer Casing.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 23 0.000091 0 0 0 0 0
Foundation
Shafts--Pre-Drill
Sockets.
2-3 Rotary Drill.. Dry Dock 1 North 0.2 23 0.000001 0 0 0 0 0
Foundation
Shafts--Remove
Outer Casing.
2-3 DTH Cluster Foundation Shafts 0.2 196 0.417417 16 10 6 0 0
Drill. for Dry Dock 1
North.
18.............................. 2 Vibratory Berth 11 End Wall 0.2 10 0.0002 0 0 0 0 0
Extraction. Temporary Guide
Wall.
19.............................. 2 Vibratory Remove Berth 1 0.2 5 0.0002 0 0 0 0 0
Extraction. Support of
Excavation.
20.............................. 2 Vibratory Remove Berth 1 0.2 18 0.000136 0 0 0 0 0
Extraction. Emergency Repairs.
21.............................. 2 Hydraulic Rock Removal of 0.2 15 0.417417 1 1 0 0 0
Hammer. Emergency Repair
Concrete (500 cy)
at Berth 1.
22.............................. 2-3 DTH Mono- Center Wall 0.2 36 0.022912 0 0 0 0 0
hammer. Foundation Rock
Anchors.
23.............................. 2-3 Vibratory Dry Dock 1 North- 0.2 3 0.0002 0 0 0 0 0
Extraction. Remove Center
Wall Tie-in to
West Closure Wall.
24.............................. 2-3 Vibratory Pile Center Wall East 0.2 12 0.000032 0 0 0 0 0
Driving. Tie-in to
Existing Wall.
2-3 Impact Pile Center Wall East 0.2 12 0.090757 0 0 0 0 0
Driving. Tie-in to
Existing Wall.
25.............................. 2-3 Vibratory Dry Dock 1 West 0.2 3 0.0002 0 0 0 0 0
Extraction. Remove Center
Wall Tie-in to
West Closure Wall.
26.............................. 2-3 Vibratory Remove Center Wall 0.2 12 0.0002 0 0 0 0 0
Extraction. Tie-in to
Existing Wall.
27.............................. 2-3 Vibratory Remove Temporary 0.2 12 0.0002 0 0 0 0 0
Extraction. Cofferdam.
28.............................. 2-3 Vibratory Remove Temporary 0.2 2 0.0002 0 0 0 0 0
Extraction. Cofferdam
Extension.
29.............................. 3-4 Rotary Drill.. Dry Dock 1 West 0.2 20 0.000005 0 0 0 0 0
Temporary Work
Trestle--Install
Outer Casing.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 20 0.000091 0 0 0 0 0
Temporary Work
Trestle--Pre-
Drill Socket.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 20 0.000001 0 0 0 0 0
Temporary Work
Trestle--Remove
Outer Casing.
3-4 DTH Cluster Dry Dock 1 West 0.2 70 0.417417 6 0 3 3 0
Drill. Temporary Work
Trestle.
30.............................. 3-4 Rotary Drill.. Dry Dock 1 West 0.2 20 0.000002 0 0 0 0 0
Remove Temporary
Work Trestle
Piles.
31.............................. 3-4 Rotary Drill.. Dry Dock 1 West 0.2 22 0.000005 0 0 0 0 0
Wall Shafts--
Install Outer
Casing.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 22 0.000091 0 0 0 0 0
Wall Shafts--Pre-
Drill Socket.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 22 0.000001 0 0 0 0 0
Wall Shafts--
Remove Outer
Casing.
3-4 DTH Cluster Wall Shafts for 0.2 165 0.417417 14 0 7 7 0
Drill. Dry Dock 1 West.
32.............................. 3-4 Rotary Drill.. Dry Dock 1 West 0.2 23 0.000005 0 0 0 0 0
Foundation
Shafts--Install
Outer Casing.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 23 0.000091 0 0 0 0 0
Foundation
Shafts--Pre-Drill
Sockets.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 23 0.000001 0 0 0 0 0
Foundation
Shafts--Remove
Outer Casing.
3-4 DTH Cluster Foundation Shafts 0.2 196 0.417417 16 0 8 8 0
Drill. for Dry Dock 1
West.
33.............................. 3-4 Rotary Drill.. Dry Dock 1 North 0.2 18 0.000005 0 0 0 0 0
Leveling Piles--
Install Outer
Casing.
3-4 Rotary Drill.. Dry Dock 1 West 0.2 18 0.000091 0 0 0 0 0
Leveling Piles--
Pre-Drill Socket.
3-4 Rotary Drill.. Dry Dock 1 North 0.2 18 0.000001 0 0 0 0 0
Leveling Piles--
Remove Outer
Casing.
[[Page 3184]]
3-4 DTH Cluster Dry Dock 1 West 0.2 135 0.417417 11 0 6 5 0
Drill. Leveling Piles
(Diving Board
Shafts).
34.............................. 3-4 DTH Mono- Dry Dock 1 North 0.2 18 0.022912 0 0 0 0 0
hammer. Rock Anchors.
35.............................. 4-5 DTH Mono- Dry Dock 1 West 0.2 18 0.022912 0 0 0 0 0
hammer. Rock Anchors.
--------------------------------------------
Total....................... ....... ........... ........... 133 67 43 23 0
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note, for the purposes of this analysis, the proposed construction years are identified as years 2 through 5; takes for marine mammals during Year 1
of the Navy's construction activities were authorized in a previously issued IHA (87 FR 19886; April 6, 2022).
Although no construction activity is currently planned for the
final year of the LOA period (construction year 6), potential schedule
slips may occur as a result of equipment failure, inclement weather, or
other unforeseen events. However, potential takes that could occur
during year 6 as a result of delays to activities scheduled for years
2-5 are accounted for through the analyses for those years, and no
additional take is proposed for authorization.
Hooded Seal
Hooded seals may be present in the project vicinity from January
through May, though their exact seasonal densities are unknown. In
general, hooded seals are much rarer than the harbor seal and gray seal
in the Piscataqua River. NMFS authorized one take by Level B harassment
per month from January to May of a hooded seal for the Berth 11
Waterfront Improvements Construction project (NMFS, 2018b) and for P-
310 (Super Flood Basin) (NMFS, 2016; NMFS, 2019; NMFS 2021c). To date,
the monitoring for those projects and for the density surveys have not
recorded a sighting of hooded seal in the project area (Cianbro, 2018;
NAVFAC Mid-Atlantic, 2018, 2019b; Navy 2019; NAVFAC, 2021, 2022). In
order to guard against the potential for unauthorized take, the Navy is
again requesting one take by Level B harassment of hooded seal per
month (between the months of January and May) for each construction
year. This will result in five takes by Level B harassment per year.
Given the size of the shutdown zones in relation to the Level A
harassment isopleths (see the Proposed Mitigation section below), NMFS
also proposes to authorize five takes by Level A harassment per year to
safeguard against unauthorized take of hooded seals that may occur
unnoticed in the Level A harassment zone for sufficient duration to
incur PTS.
Harp Seal
In general, harp seals are much rarer than the harbor seal and gray
seal in the Piscataqua River. Harp seals were not observed during
marine mammal monitoring or survey events that took place in 2017,
2018, or 2021 (Cianbro, 2018; NAVFAC Mid-Atlantic, 2018, 2019b; Navy,
2019; NAVFAC, 2021, 2022); however, two harp seals (n =2) were observed
in the River in 2020 (Stantec, 2020), and another harp seal was
observed in 2016 (NAVFAC Mid-Atlantic, 2016; NMFS, 2016). As above for
hooded seals, the Navy is proposing one take by Level B harassment of
harp seal per month of construction (between the months of January and
May) for each construction year as was authorized by NMFS for the Berth
11 Waterfront Improvements Project (NMFS, 2018b) and for P-310 (Super
Flood Basin) construction activities (NMFS, 2019, 2021a). Harp seals
may occur in the area from January through May. Anticipating one Level
B harassment harp seal take per month for 5 months per year during in-
water construction would guard against potential unauthorized take of
this species. Given the size of the shutdown zones in relation to the
Level A harassment isopleths (see the Proposed Mitigation section
below), NMFS also proposes to authorize five takes by Level A
harassment per year to safeguard against unauthorized take of harp
seals that may occur unnoticed in the Level A harassment zone for
sufficient duration to incur PTS.
Table 16 below summarizes the authorized take for all the species
described above as a percentage of stock abundance.
Table 16--Proposed Take Estimates as a Percentage of Stock Abundance
--------------------------------------------------------------------------------------------------------------------------------------------------------
Annual Annual
proposed proposed Total Percent
Construction year Species Stock (NEST) Level A Level B proposed of stock
harassment harassment take
--------------------------------------------------------------------------------------------------------------------------------------------------------
2--Apr 2023-Mar 2024..................... Harbor porpoise............ Gulf of Maine/Bay of Fundy 13 3 16 0.02
(95,543).
Harbor seal................ Western North Atlantic (61,336). 999 1,047 2,046 3.33
Gray seal.................. Western North Atlantic (451,600) 67 70 137 0.03
Harp seal.................. Western North Atlantic (7.6 5 5 10 <0.01
million).
Hooded seal................ Western North Atlantic (593,500) 5 5 10 <0.01
3--Apr 2024-Mar 2025..................... Harbor porpoise............ Gulf of Maine/Bay of Fundy 10 2 12 0.01
(95,543).
Harbor seal................ Western North Atlantic (61,336). 663 1,069 1,732 2.82
Gray seal.................. Western North Atlantic (451,600) 43 71 114 0.03
Harp seal.................. Western North Atlantic (7.6 5 5 10 <0.01
million).
Hooded seal................ Western North Atlantic (593,500) 5 5 10 <0.01
4--Apr 2025-Mar 2026..................... Harbor porpoise............ Gulf of Maine/Bay of Fundy 6 0 6 0.01
(95,543).
Harbor seal................ Western North Atlantic (61,336). 355 1,097 1,452 2.37
Gray seal.................. Western North Atlantic (451,600) 23 73 96 0.02
[[Page 3185]]
Harp seal.................. Western North Atlantic (7.6 5 5 10 <0.01
million).
Hooded seal................ Western North Atlantic (593,500) 5 5 10 <0.01
5--Apr 2026-Mar 2027..................... Harbor porpoise............ Gulf of Maine/Bay of Fundy 0 0 0 0
(95,543).
Harbor seal................ Western North Atlantic (61,336). 1 1,047 1,048 1.71
Gray seal.................. Western North Atlantic (451,600) 0 70 70 0.02
Harp seal.................. Western North Atlantic (7.6 5 5 10 <0.01
million).
Hooded seal................ Western North Atlantic (593,500) 5 5 10 <0.01
6--Apr 2027-Mar 2028..................... Harbor porpoise............ Gulf of Maine/Bay of Fundy 0 0 0 <0.01
(95,543).
Harbor seal................ Western North Atlantic (61,336). 0 0 0 <0.01
Gray seal.................. Western North Atlantic (451,600) 0 0 0 <0.01
Harp seal.................. Western North Atlantic (7.6 0 0 0 <0.01
million).
Hooded seal................ Western North Atlantic (593,500) 0 0 0 <0.01
Total Estimated Proposed Take \1\........ Harbor porpoise............ Gulf of Maine/Bay of Fundy 29 5 34 NA
(95,543).
Harbor seal................ Western North Atlantic (61,336). 2,018 4,260 6,278 NA
Gray seal.................. Western North Atlantic (451,600) 133 284 438 NA
Harp seal.................. Western North Atlantic (7.6 25 25 50 NA
million).
Hooded seal................ Western North Atlantic (593,500) 25 25 50 NA
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The total estimated proposed take does not include take that may occur in year six as a result of schedule delays, as these potential takes are
already accounted for in previous years.
Proposed Mitigation
In order to issue an LOA under section 101(a)(5)(A) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations.
The following mitigation measures apply to the Navy's in-water
construction activities.
General
In-water construction activities must be halted upon observation of
either a species for which incidental take is not authorized or a
species for which incidental take has been authorized but the
authorized number of takes has been met, entering or within the
harassment zone. If such circumstances recur, the Navy will consult
with NMFS concerning the potential need for an additional take
authorization.
Coordination
The Navy shall conduct briefings between construction supervisors
and crews, the marine mammal monitoring team, and Navy staff prior to
the start of in-water construction activities and when new personnel
join the work, to ensure that responsibilities, communication
procedures, marine mammal monitoring protocols, and operational
procedures are clearly understood.
Soft Start
The Navy shall use soft start techniques when impact pile driving.
The objective of a soft start is to provide a warning and/or give
animals in close proximity to pile-driving a chance to leave the area
prior to an impact driver operating at full capacity, thereby exposing
fewer animals to loud underwater and airborne sounds. Soft start
requires contractors to provide an initial set of strikes from the
impact hammer at reduced energy, followed by a 30-second waiting
period, then two subsequent reduced-energy strike sets. Note the number
of strikes will vary at reduced energy because raising the hammer at
less than full power and then releasing it results in the hammer
``bouncing'' as it strikes the pile, resulting in multiple ``strikes.''
A soft start will be implemented at the start of each day's impact pile
driving and at any time following cessation of impact pile driving for
a period of 30 minutes or longer. Soft start is not applicable to other
in-water construction activities.
Bubble Curtain
During construction of the multifunctional expansion of Dry Dock 1,
portions of the west closure wall and/or the super flood basin caisson
gate may not be in place. A bubble curtain would be installed across
the entrance openings to mitigate underwater noise impacts outside of
the basin for those activities where Level A harassment thresholds are
achieved across the entire ROI (i.e., cluster drill and hydraulic rock
[[Page 3186]]
hammering (Table 7)). A bubble curtain similar to the one employed
during P-310 blasting activities and proposed for use during P-381 year
1 construction is proposed to be used to minimize potential impacts
outside of the basin. Hydroacoustic monitoring would be conducted
inside of the bubble curtain to measure construction generated noise
levels. Should the results of the recordings inside the bubble curtain
show that the source levels do not result in the Level A harassment
thresholds being achieved across the entire ROI by the activity
occurring, upon review of the data by NMFS, the Navy may discontinue
use of the bubble curtain for those activities that are not actually
exceeding thresholds. The bubble curtain must adhere to the following
restrictions:
The bubble curtain must distribute air bubbles around 100
percent of the piling circumference for the full depth of the water
column;
The lowest bubble ring must be in contact with the
substrate for the full circumference of the ring, and the weights
attached to the bottom ring shall ensure 100 percent substrate contact.
No parts of the ring or other objects shall prevent full substrate
contact; and
Air flow to the bubblers must be balanced around the
circumference of the pile;
Avoiding Direct Physical Interaction
During all in-water construction activities, in order to prevent
injury from physical interaction with construction equipment, a
shutdown zone of 10 m (33 ft) will be implemented. If a marine mammal
comes within 10 m (33 ft) of such activity, operations shall cease and
vessels will reduce speed to the minimum level required to maintain
steerage and safe working conditions. If human safety is at risk, the
in-water activity will be allowed to continue until it is safe to stop.
Shutdown Zones
The Navy shall establish shutdown zones for all in-water
construction activities. The purpose of a shutdown zone is generally to
define an area within which shutdown of the activity would occur upon
sighting of a marine mammal (or in anticipation of an animal entering
the defined area). Shutdown zones will vary based on the activity type
and marine mammal hearing group (Table 17). The shutdown zone distances
for rock hammering, impact pile-driving of sheet piles, and DTH
excavation (200 m (656 ft) for harbor porpoise and 50 m (164 ft) for
seals) are consistent with those implemented for the same activities
for P-381 year 1 construction activities (NMFS, 2022a; 87 FR 19886).
NMFS has preliminarily determined that these shutdown zones represent
the largest area that can practicably be monitored.
Table 17--Pile Driving Shutdown Zone and Monitoring Zones During Project Activities
----------------------------------------------------------------------------------------------------------------
Shutdown zone (m)
-------------------------------- Monitoring zone
LOA year Activity, size, and component Harbor \1\ (km\2\)
porpoise Seals
----------------------------------------------------------------------------------------------------------------
2............................. Rock Hammering \2\............. 200 50 ROI.\3\
2............................. Impact Pile Driving--8 sheet 200 50 ROI.\4\
piles per day.
2............................. Impact Pile Driving--4 sheet 200 50 ROI.\4\
piles per day.
2/3........................... Impact Pile Driving--2 sheet 200 50 ROI.\4\
piles per day.
2/3........................... Vibratory Pile Driving/ 20 10 ROI.\4\
Extraction--8 sheet piles per
day.
2............................. Vibratory Pile Driving/ 20 10 ROI.\4\
Extraction--6 sheet piles per
day.
2............................. Vibratory Pile Driving/ 15 10 ROI.\4\
Extraction--4 sheet piles per
day.
2/3........................... Vibratory Pile Driving/ 10 10 ROI.\4\
Extraction--2 sheet piles per
day.
2............................. DTH mono-hammer 4-6 inch relief 180 50 ROI.\4\
holes.
2/3/4/5....................... DTH mono-hammer 9-inch rock 200 50 ROI.\4\
anchors for tie-downs.
2/3/4......................... Rotary Drilling--1 hour to set 10 10 ROI.\4\
casings.
2/3/4......................... Rotary drilling--9 hours to 10 10 ROI.\4\
drill socket.
2/3/4......................... Rotary Drilling--15 minutes to 10 10 ROI.\4\
remove casings and.
temporary work trestle piles...
2/3/4......................... Cluster Drilling \2\........... 200 50 ROI.\3\ \4\
----------------------------------------------------------------------------------------------------------------
Notes:
\1\ In instances where the harassment zone is larger than the region of influence (ROI), the entire ROI is
indicated as the limit of monitoring (see Figure 1-3 in the Navy's application).
\2\ Activities will employ a bubble curtain to reduce underwater noise impacts outside of the basin.
\3\ The entire ROI would be ensonified to the Level A threshold.
\4\ The entire ROI would be ensonified to the Level B threshold.
The Navy must delay or shutdown in-water construction activities
should a marine mammal approach or enter the appropriate shutdown zone.
The Navy may resume activities after one of the following conditions
have been met: (1) the animal is observed exiting the shutdown zone;
(2) the animal is thought to have exited the shutdown zone based on a
determination of its course, speed, and movement relative to the pile
driving location; or (3) the shutdown zone has been clear from any
additional sightings for 15 minutes.
Protected Species Observers
The Navy shall employ at least three protected species observers
(PSOs) to monitor marine mammal presence in the action area during all
in-water construction activities. Additional PSOs may be added if
warranted by site conditions (rough seas, rain) and the level of marine
mammal activity. All PSOs will be approved by NMFS and the Navy prior
to starting work as a PSO. PSOs must track marine mammals observed
anywhere within their visual range relative to in-water construction
activities, and estimate the amount of time a marine mammal spends
within the Level A or Level B harassment zones while construction
activities are underway.
Monitoring must take place from 30 minutes prior to initiation of
pile driving or drilling activity (i.e., pre-start clearance
monitoring) through 30 minutes post-completion of pile driving or
drilling activity. Pre-start clearance monitoring must be conducted for
30 minutes to ensure that the shutdown zones indicated in Table 17 are
clear of
[[Page 3187]]
marine mammals, and pile driving or drilling may commence when
observers have declared the shutdown zone clear of marine mammals.
Monitoring must occur throughout the time required to drive/drill a
pile. If work ceases for more than 30 minutes, the pre-start clearance
monitoring of the shutdown zones must commence. A determination that
the shutdown zone is clear must be made during a period of good
visibility (i.e., the entire shutdown zone and surrounding waters must
be visible to the naked eye).
The placement of PSOs during all pile driving and drilling
activities (described in the Proposed Monitoring and Reporting section)
must ensure that the entire shutdown zone and Level A harassment zone
is visible during pile driving and drilling. Should environmental
conditions deteriorate such that marine mammals within the entire
shutdown zone or Level A harassment zone would not be visible (e.g.,
fog, heavy rain), in-water construction activities must be delayed
until the PSO is confident marine mammals within the shutdown zone or
Level A harassment zone could be detected. However, if work on a pile
has already begun, work is allowed to continue until that pile is
installed.
If an in-water construction activity is delayed or halted due to
the presence of a marine mammal, the activity may not commence or
resume until either the animal has voluntarily exited and been visually
confirmed beyond the shutdown zone indicated in Table 17 or 15 minutes
have passed without re-detection of the animal. If in-water
construction activities cease for more than 30 minutes, the pre-
activity monitoring of the shutdown zone must commence.
Based on our evaluation of the applicant's proposed measures, NMFS
has preliminarily determined that the proposed mitigation measures
provide the means of effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an LOA for an activity, section 101(a)(5)(A) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Under the MMPA implementing regulations, monitoring and reporting
requirements prescribed by NMFS should contribute to improved
understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and,
Mitigation and monitoring effectiveness.
The Navy shall submit a Marine Mammal Monitoring Plan to NMFS for
approval in advance of the start of the construction covered by this
proposed rule. The plan will incorporate all monitoring and mitigation
measures and reporting requirements of the incidental take regulations.
Monitoring Zones
The Navy shall conduct monitoring to include the entire ROI, which
includes the area within the Level B harassment zones (areas where SPLs
are equal to or exceed the 160 dB RMS threshold for impact driving and
hydraulic rock hammering, and the 120 dB RMS threshold during vibratory
pile driving, rotary drilling, and DTH) (see Table 7 and 8). These
monitoring zones provide utility for monitoring conducted for
mitigation purposes (i.e., shutdown zone monitoring) by establishing
monitoring protocols for areas adjacent to the shutdown zones.
Monitoring of these zones enables observers to be aware of and
communicate the presence of marine mammals in the project area, but
outside the shutdown zone, and thus prepare for potential shutdowns of
activity.
Protected Species Observer (PSO) Monitoring Requirements and Locations
PSOs shall be responsible for monitoring the shutdown zones, the
monitoring zones and the pre-clearance zones, as well as effectively
documenting takes by Level A and B harassment. As described in more
detail in the Reporting section below, they shall also (1) document the
frequency at which marine mammals are present in the project area, (2)
document behavior and group composition, (3) record all construction
activities, and (4) document observed reactions (changes in behavior or
movement) of marine mammals during each sighting. The PSOs shall
monitor for marine mammals during all in-water construction activities
associated with the project. The Navy shall monitor the project area to
the extent possible based on the required number of PSOs, required
monitoring locations, and environmental conditions. Visual monitoring
shall be conducted by three PSOs. It is assumed that three PSOs shall
be located on boats, docks, or piers sufficient to monitor the
respective ROIs given the abundance of suitable vantage points (see
Figure 11-1 of the Navy's application). The PSOs must record all
observations of marine mammals, regardless of distance from the in-
water construction activity.
In addition, PSOs shall work in shifts lasting no longer than 4 hrs
with at least a 1-hr break between shifts and will not perform duties
as a PSO for more than 12 hrs in a 24[hyphen]hr period (to reduce PSO
fatigue).
Monitoring of in-water construction activities shall be conducted
by qualified, PSOs. The Navy shall adhere to the following conditions
when selecting PSOs:
[ssquf] PSOs must be independent (i.e., not construction personnel)
and have no other assigned tasks during monitoring periods;
[ssquf] At least one PSO must have prior experience performing the
duties of a PSO during construction activities pursuant to a NMFS-
issued incidental take authorization;
[ssquf] Other PSOs may substitute other relevant experience,
education (degree
[[Page 3188]]
in biological science or related field), or training;
[ssquf] Where a team of three PSOs are required, a lead observer or
monitoring coordinator shall be designated. The lead observer must have
prior experience performing the duties of a PSO during construction
activity pursuant to a NMFS-issued incidental take authorization; and
[ssquf] PSOs must be approved by NMFS prior to beginning any
activity subject to this proposed rule.
The Navy will ensure that the PSOs have the following additional
qualifications:
[ssquf] Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
[ssquf] Experience and ability to conduct field observations and
collect data according to assigned protocols;
[ssquf] Experience or training in the field identification of
marine mammals, including the identification of behaviors;
[ssquf] Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
[ssquf] Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior; and
[ssquf] Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Hydroacoustic Monitoring
The Navy shall conduct a sound source verification (SSV) study
effort to measure SPLs from in-water construction activities not
previously monitored as part of P-310 or as part of P-381 year 1
construction. The Navy will collect and evaluate acoustic sound record
levels for the rock excavation (rotary drilling or DTH excavation)
activities conducted up to a maximum limit of 10 piles/holes. One
hydrophone would be placed at locations 10 m (33 ft) from the noise
source and a second hydrophone would be placed at a representative
monitoring location at an intermediate distance between the cetacean
and phocid shutdown zones. These locations would be adhered to as
practicable given safety considerations and levels of activity in the
basin. For the 10 rock excavation (rotary drilling or DTH excavation)
events acoustically measured, 100 percent of the data will be analyzed.
At a minimum, the methodology includes:
[ssquf] For underwater recordings, a stationary hydrophone system
with the ability to measure SPLs will be placed in accordance with
NMFS' most recent guidance for the collection of source levels (NMFS,
2012).
[ssquf] Hydroacoustic monitoring will be conducted for each type of
activity not previously monitored under P-310 or the P-381 year 1 IHA
up to a maximum limit of 10 piles/holes (Table 18). Monitoring will
occur from the same locations approved by NMFS for P-310 construction
activities. The resulting data set will be analyzed to examine and
confirm sound pressure levels and rates of TL for each separate in-
water construction activity. With NMFS concurrence, these measurements
may be used to recalculate the limits of shutdown and Level A and Level
B harassment zones, as appropriate. Hydrophones will be placed in the
same manner as for P-310 construction activities. Locations of
hydroacoustic recordings will be collected via global positioning
system. A depth sounder and/or weighted tape measure will be used to
determine the depth of the water. The hydrophone will be attached to a-
weighted nylon cord or chain to maintain a constant depth and distance
from the pile/drill/hammer location. The nylon cord or chain will be
attached to a float or tied to a static line.
Table 18--Hydroacoustic Monitoring Summary
----------------------------------------------------------------------------------------------------------------
Number installed/ Method of install/
Pile type/shaft size removed removal Number monitored
----------------------------------------------------------------------------------------------------------------
126-inch shaft....................... 138 Rotary Drill........... 10
84-inch shaft........................ 148 Rotary Drill........... 10
108-inch shaft....................... 46 DTH Cluster Drill...... 10
84-inch shaft........................ 40 DTH Cluster Drill...... 10
72-inch shaft........................ 16 DTH Cluster Drill...... 10
----------------------------------------------------------------------------------------------------------------
[ssquf] Each hydrophone will be calibrated at the start of each
action and will be checked frequently to the applicable standards of
the hydrophone manufacturer.
[ssquf] For each monitored location, a single hydrophone will be
suspended midway in the water column in order to evaluate site-specific
attenuation and propagation characteristics that may be present
throughout the water column.
[ssquf] Environmental data will be collected, including but not
limited to, the following: wind speed and direction, air temperature,
humidity, surface water temperature, water depth, wave height, weather
conditions, and other factors that could contribute to influencing the
airborne and underwater sound levels (e.g., aircraft, boats, etc.).
[ssquf] The chief inspector will supply the acoustics specialist
with the substrate composition, hammer/drill model and size, hammer/
drill energy settings, depth of drilling, and boring rates and any
changes to those settings during the monitoring.
[ssquf] For acoustically monitored construction activities, data
from the continuous monitoring locations will be post-processed to
obtain the following sound measures:
[cir] Maximum peak sound pressure level recorded for all
activities, expressed in dB re 1 [mu]Pa. This maximum value will
originate from the phase of drilling/hammering during which drill/
hammer energy was also at maximum (referred to as Level 4).
[cir] From all activities occurring during the Level 4 phase these
additional measures will be made, as appropriate:
[ssquf] mean, median, minimum, and maximum RMS sound pressure level
in (dB re 1 [mu]Pa);
[ssquf] mean duration of a pile strike (based on the 90 percent
energy criterion);
[ssquf] number of hammer strikes;
[ssquf] mean, median, minimum, and maximum single strike SEL (dB re
[mu]Pa\2\ sec);
[cir] Median integration time used to calculate SPL RMS (for
vibration monitoring, the time period selected is 1-second intervals.
For impulsive
[[Page 3189]]
monitoring, the time period is 90% of the energy pulse duration).
[cir] A frequency spectrum (power spectral density) (dB re
[mu]Pa\2\ per Hz) based on allstrikes with similar sound. Spectral
resolution will be 1 Hz, and the spectrum will cover nominal range from
7 Hz to 20 kHz.
[cir] Finally, the cumulative SEL will be computed from all the
strikes associated with each pile occurring during all phases, i.e.,
soft start, Level 1, to Level 4. This measure is defined as the sum of
all single strike SEL values. The sum is taken of the antilog, with
log10 taken of result to express (dB re [mu]Pa\2\ sec).
Maine Mammal Monitoring Reporting
The Navy shall submit annual draft reports to NMFS for each
construction year within 90 calendar days of the completion of marine
mammal monitoring as well as a draft 5-year comprehensive summary
report at the end of the project. The report(s) will detail the
monitoring protocol and summarize the data recorded during monitoring.
Annual reports will also include results from acoustic monitoring (see
below). Final annual report(s) (each portion of the project and
comprehensive) must be prepared and submitted to NMFS within 30 days
following resolution of any NMFS comments on the draft reports. If no
comments are received from NMFS within 30 days of receipt of the draft
report, the report shall be considered final. If comments are received,
a final report addressing NMFS comments must be submitted within 30
days after receipt of comments.
A draft five-year comprehensive summary report shall be submitted
to NMFS 90 days after the expiration of the regulations. The draft
report would synthesize the data recorded during hydroacoustic and
marine mammal monitoring. NMFS would provide comments within 30 days
after receiving this draft report, and the Navy would address the
comments and submit revisions within 30 days of receipt. If no comment
is received from NMFS within 30 days, the draft report would be
considered as final.
All draft and final marine mammal monitoring reports must be
submitted to [email protected] and
[email protected]. The report must contain the following
informational elements, at minimum, (and be included in the Marine
Mammal Monitoring Plan), including:
[ssquf] Dates and times (begin and end) of all marine mammal
monitoring;
[ssquf] Construction activities occurring during each daily
observation period, including:
[cir] How many and what type of piles/shafts were driven and by
what method (e.g., impact, vibratory, rotary drilling, rock hammering,
mono- or cluster-DTH); and
[cir] Total duration of driving time for each pile/hole (vibratory
driving, rotary drilling) and number of strikes for each pile/hole
(impact driving, hydraulic rock hammering); and
[cir] For DTH excavation, the duration of operation for both
impulsive and non-pulse components, as well as the strike rate.
[ssquf] PSO locations during marine mammal monitoring;
[ssquf] Environmental conditions during monitoring periods (at
beginning and end of PSO shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance;
[ssquf] Upon observation of a marine mammal, the following
information:
[cir] PSO who sighted the animal and PSO location and activity at
time of sighting;
[cir] Time of sighting;
[cir] Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified), PSO confidence in
identification, and the composition of the group if there is a mix of
species;
[cir] Distance and bearing of each marine mammal observed relative
to the in-water construction activity for each sighting (if the in-
water construction was occurring at time of sighting);
[cir] Estimated number of animals (minimum/maximum/best);
[cir] Estimated number of animals by cohort (adults, juveniles,
neonates, group composition, etc.;
[cir] Animal's closest point of approach and estimated time spent
within each harassment zone; and
[cir] Description of any marine mammal behavioral observations
(e.g., observed behaviors such as feeding or traveling), including an
assessment of behavioral responses to the activity (e.g., no response
or changes in behavioral state such as ceasing feeding, changing
direction, flushing, or breaching);
[ssquf] Number of marine mammals detected within the harassment
zones, by species;
[ssquf] Detailed information about implementation of any mitigation
(e.g., shutdowns and delays), a description of specific actions that
ensued, and resulting changes in behavior of the animal, if any; and
[ssquf] All PSO datasheets and/or raw sightings data.
The draft and final reports must also contain the informational
elements described in the Hydroacoustic Monitoring Plan which, at
minimum, must include:
[ssquf] Hydrophone equipment and methods: recording device,
sampling rate, distance (m) from the pile where recordings were made;
depth of water and recording device(s);
[ssquf] Type and size of pile being driven, substrate type, method
of driving during recordings (e.g., hammer model and energy), and total
pile driving duration;
[ssquf] Whether a sound attenuation device is used and, if so, a
detailed description of the device used and the duration of its use per
pile;
[ssquf] For impact pile driving and/or DTH excavation (DTH mono-
hammer and cluster drill) (per pile): Number of strikes and strike
rate; depth of substrate to penetrate; pulse duration and mean, median,
and maximum sound levels (dB re: 1 [micro]Pa): root mean square sound
pressure level (SPLrms); cumulative sound exposure level (SELcum), peak
sound pressure level (SPLpeak), and single-strike sound exposure level
(SELs-s);
[ssquf] For vibratory driving/removal and/or DTH excavation (DTH
mono-hammer and cluster drill) (per pile): Duration of driving per
pile; mean, median, and maximum sound levels (dB re: 1 [micro]Pa): root
mean square sound pressure level (SPLrms), cumulative sound exposure
level (SELcum) (and timeframe over which the sound is averaged);
[ssquf] One-third octave band spectrum and power spectral density
plot; and
[ssquf] General Daily Site Conditions
[cir] Date and time of activities;
[cir] Water conditions (e.g., sea state, tidal state); and
[cir] Weather conditions (e.g., percent cover, visibility).
Reporting of Injured or Dead Marine Mammals
In the event that personnel involved in the construction activities
discover an injured or dead marine mammal, the Navy shall report the
incident to NMFS Office of Protected Resources (OPR)
([email protected]), NMFS (301-427-8401) and to the
Greater Atlantic Region New England/Mid-Atlantic Stranding Coordinator
(866-755-6622) as soon as feasible. The incident report must include
the following information:
[ssquf] Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
[ssquf] Species identification (if known) or description of the
animal(s) involved;
[[Page 3190]]
[ssquf] Condition of the animal(s) (including carcass condition if
the animal is dead);
[ssquf] Observed behaviors of the animal(s), if alive;
[ssquf] If available, photographs or video footage of the
animal(s); and
[ssquf] General circumstances under which the animal was
discovered.
If the death or injury was clearly caused by the specified
activity, the Navy must immediately cease the specified activities
until NMFS OPR is able to review the circumstances of the incident and
determine what, if any, additional measures are appropriate to ensure
compliance with the terms of this proposed rule. The Navy shall not
resume their activities until notified by NMFS that they can continue.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338;
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, this introductory discussion of our analysis
applies to all the species listed in Table 3, given that many of the
anticipated effects of this project on different marine mammal stocks
are expected to be relatively similar in nature. Where there are
meaningful differences between species or stocks, or groups of species,
in anticipated individual responses to activities, impact of expected
take on the population due to differences in population status, or
impacts on habitat, they are described independently in the analysis
below.
Construction activities associated with the project, as outlined
previously, have the potential to disturb or displace marine mammals.
Specifically, the specified activities may result in take, in the form
of Level A and Level B harassment from underwater sounds generated by
pile driving activities, rotary drilling, rock hammering, and DTH.
Potential takes could occur if marine mammals are present in zones
ensonified above the thresholds for Level A and Level B harassment,
identified above, while activities are underway.
The Navy's proposed activities and associated impacts will occur
within a limited, confined area of the stocks' range. Most of the work
will occur behind the existing super flood basin walls that would act
as a barrier to sound and would contain underwater noise to within a
small portion of the Piscataqua River. The implementation of a soft
start and a bubble curtain during some activities, along with other
mitigation and monitoring measures already described, are expected to
minimize the effects of the expected takes on the affected individuals.
In addition, NMFS does not anticipate that serious injury or mortality
will occur as a result of the Navy's planned activity given the nature
of the activity, even in the absence of required mitigation.
Exposures to elevated sound levels produced during pile driving and
drilling may cause behavioral disturbance of some individuals. Effects
on individuals that are taken by Level B harassment, as enumerated in
the Estimated Take section, on the basis of reports in the literature
as well as monitoring from other similar activities, will likely be
limited to reactions such as increased swimming speeds, increased
surfacing time, or decreased foraging (if such activity were occurring)
(e.g., Thorson and Reyff, 2006). Marine mammals within the Level B
harassment zones may not show any visual cues they are disturbed by
activities or they could become alert, avoid the area, leave the area,
or display other mild responses that are not observable such as changes
in vocalization patterns or increased haul out time (Thorson and Reyff,
2006). Data from recent observations of harbor seals in the project
area support the assumption that may behavioral responses to the
proposed construction monitoring may be mild in nature (Navy, 2022).
The Navy has observed 116 harbor seals in the project since January 20,
2022. This includes observations at the conclusion of P-310
construction (January to February 2022) and the start of P-381
construction (May 2022 through October 16, 2022). Forty-eight of these
observations occurred during periods with active construction, and the
most common behavior recorded (n=28; 58.3 percent) was no response. The
other common behaviors noted for these observations were swimming or
milling (n=18; 37.5 percent), with notably lower observations of
retreat/flush behaviors (n=1, 2.1 percent) (Navy, 2022).
Additionally, some of the species present in the region will only
be present temporarily based on seasonal patterns or during transit
between other habitats. These temporarily present species will be
exposed to even smaller periods of noise-generating activity, further
decreasing the impacts. Most likely, individual animals will simply
move away from the sound source and be temporarily displaced from the
area, although even this reaction has been observed primarily only in
association with impact pile driving. The activities analyzed here are
similar to numerous other construction activities conducted along both
Atlantic and Pacific coasts, which have taken place with no known long-
term adverse consequences from behavioral harassment. These reactions
and behavioral changes are expected to subside quickly when the
exposures cease. The intensity of Level B harassment events will be
minimized through use of mitigation measures described herein,
including the soft starts and the use of the bubble curtain, which was
not quantitatively factored into the take estimates. The Navy will use
at least three PSOs stationed strategically to increase detectability
of marine mammals during in-water construction activities and removal,
enabling a high rate of success in implementation of shutdowns to avoid
or minimize injury for most species. Further, given the absence of any
major rookeries and only one isolated pinniped haul-out site at Hicks
Rocks approximately 2.4 km (1.5 mi) from the proposed project area, we
assume that potential takes by Level B harassment would have a
negligible short-term effect on individuals and would not result in
population-level impacts.
Due to the levels and durations of likely exposure, animals that
experience PTS will likely only receive slight PTS,
[[Page 3191]]
i.e., minor degradation of hearing capabilities within regions of
hearing that align most completely with the frequency range of the
energy produced by Navy's proposed in-water construction activities
(i.e., the low-frequency region below 2 kHz), not severe hearing
impairment or impairment in the reigns of greatest hearing sensitivity.
If hearing impairment does occur, it is most likely that the affected
animal will lose a few dBs in its hearing sensitivity, which in most
cases is not likely to meaningfully affect its ability to forage and
communicate with conspecifics. Data do not suggest that a single
instance in which an animal accrues PTS (or TTS) and is subject to
behavioral disturbance would result in impacts to reproduction or
survival. If PTS were to occur, it would be at a lower level likely to
accrue to a relatively small portion of the population by being a
stationary activity in one particular location.
The project is also not expected to have significant adverse
effects on any marine mammal habitat. The project activities will not
modify existing marine mammal habitat since the project will occur
within the same footprint as existing marine infrastructure. Impacts to
the immediate substrate are anticipated, but these would be limited to
minor, temporary suspension of sediments, which could impact water
quality and visibility for a short amount of time but which would not
be expected to have any effects on individual marine mammals. The
nearshore and intertidal habitat where the project will occur is an
area of consistent vessel traffic from Navy and non-Navy vessels, and
some local individuals would likely be somewhat habituated to the level
of activity in the area, further reducing the likelihood of more severe
impacts. The closest pinniped haulout used by harbor and gray seals is
Hicks Rocks, located approximately 2.4 km (1.5 mi) away on the opposite
side of the island and not within the ensonified area. There are no
other biologically important areas for marine mammals near the project
area.
In addition, impacts to marine mammal prey species are expected to
be minor and temporary. Overall, the area impacted by the project is
very small compared to the available surrounding habitat, and does not
include habitat of particular importance. The most likely impact to
prey will be temporary behavioral avoidance of the immediate area.
During construction activities, it is expected that some fish and
marine mammals would temporarily leave the area of disturbance, thus
impacting marine mammals' foraging opportunities in a limited portion
of the foraging range. But, because of the relatively small area of the
habitat that may be affected, the impacts to marine mammal habitat are
not expected to cause significant or long-term negative consequences.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of the species
or stocks through effects on annual rates of recruitment or survival:
[ssquf] No serious injury or mortality is anticipated or proposed
for authorization;
[ssquf] Level A harassment proposed for authorization is expected
to be of a lower degree that would not impact the fitness of any
animals;
[ssquf] Anticipated incidents of Level B harassment consist of, at
worst, temporary modifications in behavior;
[ssquf] The required mitigation measures (i.e., soft starts, bubble
curtain, shutdown zones) are expected to be effective in reducing the
effects of the specified activity;
[ssquf] Minimal impacts to marine mammal habitat/prey are expected;
[ssquf] There is one pinniped haulout in the vicinity of the
project area (Hicks Rocks), but it is on the opposite side of Seavey
Island and not within the ensonified area; and
[ssquf] There are no known biologically important areas in the
vicinity of the project.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only small numbers of incidental take may be
authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
The maximum annual amount of take NMFS proposes to authorize for
five marine mammal stocks is below one-third of the estimated stock
abundance for all species (see Table 16). The number of animals
proposed for authorization to be taken from these stocks would be
considered small relative to the relevant stock's abundances even if
each estimated take occurred to a new individual, which is an unlikely
scenario.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Adaptive Management
The regulations governing the take of marine mammals incidental to
Navy construction activities would contain an adaptive management
component. The reporting requirements associated with this proposed
rule are designed to provide NMFS with monitoring data from completed
projects to allow consideration of whether any changes are appropriate.
The use of adaptive management allows NMFS to consider new information
from different sources to determine (with input from the Navy regarding
practicability) on an annual or biennial basis if mitigation or
monitoring measures should be modified (including additions or
deletions). Mitigation measures could be modified if new data suggests
that such modifications would have a reasonable likelihood of reducing
adverse effects to marine mammals and if the measures are practicable.
The following are some of the possible sources of applicable data
to be considered through the adaptive management process: (1) Results
from monitoring reports, as required by
[[Page 3192]]
MMPA authorizations; (2) results from general marine mammal and sound
research; and (3) any information which reveals that marine mammals may
have been taken in a manner, extent, or number not authorized by these
regulations or subsequent LOAs.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency ensure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of LOAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed species is proposed for
authorization or expected to result from this activity. Therefore, NMFS
has determined that formal consultation under section 7 of the ESA is
not required for this action.
Request for Information
NMFS requests that interested persons submit comments, information,
and suggestions concerning the Navy's request and the proposed
regulations (see ADDRESSES). All comments will be reviewed and
evaluated as we prepare a final rule and make final determinations on
whether to issue the requested authorization. This notice of proposed
rulemaking and supporting documents provide all environmental
information relating to our proposed action for public review.
Classification
Pursuant to the procedures established to implement Executive Order
12866, the Office of Management and Budget has determined that this
proposed rule is not significant.
Pursuant to section 605(b) of the Regulatory Flexibility Act (RFA),
the Chief Counsel for Regulation of the Department of Commerce has
certified to the Chief Counsel for Advocacy of the Small Business
Administration that this proposed rule, if adopted, would not have a
significant economic impact on a substantial number of small entities.
The Navy is the sole entity that would be subject to the requirements
in these proposed regulations, and the Navy is not a small governmental
jurisdiction, small organization, or small business, as defined by the
RFA. Because of this certification, a regulatory flexibility analysis
is not required and none has been prepared.
This proposed rule does not contain a collection-of-information
requirement subject to the provisions of the Paperwork Reduction Act
(PRA) because the applicant is a Federal agency.
Dated: January 5, 2023.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
List of Subjects in 50 CFR Part 217
Administrative practice and procedure, Alaska, Endangered and
threatened species, Exports, Fish, Fisheries, Fishing, Imports,
Indians, Labeling, Marine mammals, Oil and gas exploration, Penalties,
Reporting and recordkeeping requirements, Seafood, Transportation,
Wildlife.
For reasons set forth in the preamble, 50 CFR part 217 is proposed
to be amended as follows:
PART 217--REGULATIONS GOVERNING THE TAKE OF MARINE MAMMALS
INCIDENTAL TO SPECIFIED ACTIVITIES
0
1. The authority citation for part 217 continues to read as follows:
Authority: 16 U.S.C. 1361 et seq., unless otherwise noted.
0
2. Add Subpart N to part 217 to read as follows:
Subpart N--Taking and Importing Marine Mammals Incidental to U.S.
Navy Construction at Portsmouth Naval Shipyard, Kittery, Maine
Sec.
217.130 Specified activity and geographical region.
217.131 Effective dates.
217.132 Permissible methods of taking.
217.133 Prohibitions.
217.134 Mitigation requirements.
217.135 Requirements for monitoring and reporting.
217.136 Letters of Authorization.
217.137 Renewals and modifications of Letters of Authorization.
217.138 [Reserved]
217.139 [Reserved]
Sec. 217.130 Specified activity and geographical region.
(a) Regulations in this subpart apply only to taking of marine
mammals by the U.S. Navy (Navy) and those persons it authorizes or
funds to conduct activities that occurs incidental to construction
activities related to the multifunctional expansion and modification of
Dry Dock 1 in the areas outlined in paragraph (b) of this section.
(b) The taking of marine mammals by the Navy may be authorized in a
Letter of Authorization (LOA) only if it occurs at Portsmouth Naval
Shipyard, Kittery, Maine.
Sec. 217.131 Effective dates.
Regulations in this subpart are effective for a period of five
years from the date of issuance.
Sec. 217.132 Permissible methods of taking.
Under an LOA issued pursuant to Sec. 216.106 of this chapter and
Sec. 217.136, the Holder of the LOA (hereinafter ``Navy'') may
incidentally, but not intentionally, take marine mammals within the
area described in Sec. 217.130(b) by harassment associated with
construction activities related to the multifunctional expansion and
modification of Dry Dock 1, provided the activity is in compliance with
all terms, conditions, and requirements of the regulations in this
subpart and the applicable LOA.
Sec. 217.133 Prohibitions.
(a) Except for the takings contemplated in Sec. 217.1322 and
authorized by a LOA issued under Sec. 216.106 of this chapter and
Sec. 217.136, it is unlawful for any person to do any of the following
in connection with the activities described in Sec. 217.130:
(1) Violate, or fail to comply with, the terms, conditions, and
requirements of this subpart or a LOA issued under Sec. 216.106 of
this chapter and Sec. 217.136;
(2) Take any marine mammal not specified in such LOA;
(3) Take any marine mammal specified in such LOA in any manner
other than as specified;
(4) Take a marine mammal specified in such LOA if NMFS determines
such taking results in more than a negligible impact on the species or
stocks of such marine mammal; or
(5) Take a marine mammal specified in such LOA after NMFS
determines such taking results in an unmitigable adverse impact on the
species or stock of such marine mammal for taking for subsistence uses.
(b) [Reserved]
Sec. 217.134 Mitigation requirements.
(a) When conducting the activities identified in Sec. 217.130(a),
the mitigation measures contained in this subpart and any LOA issued
under Sec. 216.106 of this chapter and Sec. 217.136 must be
implemented. These mitigation measures include:
(1) A copy of any issued LOA must be in the possession of the Navy,
its designees, and work crew personnel operating under the authority of
the issued LOA at all times that activities subject to this LOA are
being conducted.
[[Page 3193]]
(2) Should environmental conditions deteriorate such that marine
mammals within the entire shutdown zone would not be visible (e.g.,
fog, heavy rain, night), the Navy shall delay pile driving and drilling
until observers are confident marine mammals within the shutdown zone
could be detected.
(3) The Navy must ensure that construction supervisors and crews,
the monitoring team, and relevant Navy staff are trained prior to the
start of construction activity subject to this rule, so that
responsibilities, communication procedures, monitoring protocols, and
operational procedures are clearly understood. New personnel joining
during the project will be trained prior to commencing work.
(4) The Navy, construction supervisors and crews, protected species
observers (observers), and relevant Navy staff must avoid direct
physical interaction with marine mammals during construction activity.
If a marine mammal comes within 10 m of such activity, operations will
cease and vessels will reduce speed to the minimum level required to
maintain steerage and safe working conditions, as necessary, to avoid
direct physical interaction.
(5) For all pile driving and drilling activities, the Navy must
implement shutdown zones with radial distances as identified in a LOA
issued under Sec. 216.106 of this chapter and Sec. 217.136. If a
marine mammal comes within or approaches the shutdown zone, such
operations must cease.
(6) The Navy must monitor the project area to the maximum extent
possible based on the required number of protected species observers
(PSOs), required monitoring locations, and environmental conditions as
described in the NMFS-approved Marine Mammal Monitoring Plan.
(7) Monitoring must take place from 30 minutes prior to initiation
of pile driving or drilling activity (i.e., pre-start clearance
monitoring) through 30 minutes post-completion of pile driving or
drilling activity. Pre-activity monitoring must be conducted for 30
minutes to ensure that the shutdown zone is clear of marine mammals,
and pile driving or drilling may commence when PSOs have declared the
shutdown zone clear of marine mammals. Monitoring must occur throughout
the time required to drive/drill a pile. If work ceases for more than
30 minutes, the pre-activity monitoring of the shutdown zones must
commence. A determination that the shutdown zone is clear must be made
during a period of good visibility (i.e., the entire shutdown zone and
surrounding waters must be visible to the naked eye).
(8) If a marine mammal enters a shutdown zone, all pile driving or
drilling activities at that location must be halted. In the event of a
delay or shutdown of activity resulting from marine mammals in the
shutdown zone, animals must be allowed to remain in the shutdown zone
(i.e., must leave of their own volition) and their behavior must be
monitored and documented. If a marine mammal is observed within the
shutdown zone, pile driving or drilling activities may not commence or
resume until at least one of the following conditions has been met:
(i) The animal has been observed exiting the shutdown zone;
(ii) The animal is thought to have exited the shutdown zone based
on a determination of its course, speed, and movement relative to the
pile driving location; or
(iii) The shutdown zone has been clear from any additional
sightings for fifteen minutes.
(9) The Navy must conduct monitoring to include the entire region
of influence, which includes the area within the Level A and Level B
harassment zones with radial distances as identified in a LOA issued
under Sec. 216.106 of this chapter and Sec. 217.136.
(10) The Navy must use soft start techniques when impact pile
driving. Soft start requires contractors to provide an initial set of
strikes from the hammer at reduced energy, followed by a 30-second
waiting period. Then two subsequent reduced-energy strike sets would
occur. A soft start will be implemented at the start of each day's
impact pile driving and at any time following cessation of impact pile
driving for a period of 30 minutes or longer.
(11) The Navy must install a bubble curtain across the entrance
openings during cluster drill and hydraulic rock hammering activities.
The bubble curtain must adhere to the following restrictions:
(i) The bubble curtain must distribute air bubbles around 100
percent of the piling circumference for the full depth of the water
column;
(ii) The lowest bubble ring must be in contact with the substrate
for the full circumference of the ring, and the weights attached to the
bottom ring shall ensure 100 percent substrate contact. No parts of the
ring or other objects shall prevent full substrate contact; and
(iii) Air flow to the bubblers must be balanced around the
circumference of the pile.
(iv) The bubble curtain may be discontinued for certain activities
should the results of hydroacoustic recordings inside the bubble
curtain show that the source levels from those activities do not result
in the Level A harassment thresholds being achieved across the entire
region of influence, upon review of the data by NMFS.
(12) Pile driving and drilling activity must be halted upon
observation of either a species entering or within the harassment zone,
for which incidental take is not authorized, or a species for which
incidental take has been authorized but the authorized number of takes
has been met.
(b) [Reserved]
Sec. 217.135 Requirements for monitoring and reporting.
(a) The Navy must submit a Marine Mammal Monitoring Plan to NMFS
for approval in advance of construction. Marine mammal monitoring must
be conducted in accordance with the conditions in this section and the
Marine Mammal Monitoring Plan.
(b) Monitoring must be conducted by qualified PSOs in accordance
with the following conditions:
(1) PSOs must be independent (i.e., not construction personnel) and
have no other assigned tasks during monitoring periods.
(2) At least one PSO must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization.
(3) Other PSOs may substitute relevant experience, education
(degree in biological science or related field), or training for prior
experience performing the duties of a PSO during construction activity
pursuant to a NMFS-issued incidental take authorization.
(4) One PSO must be designated as lead PSO or monitoring
coordinator. The lead PSO must have prior experience performing the
duties of a PSO during construction activity pursuant to a NMFS-issued
incidental take authorization.
(5) PSOs must be approved by NMFS prior to beginning any activity
subject to this LOA.
(c) For all pile driving activities, a minimum of three PSOs must
be stationed on boats, docks, or piers sufficient to monitor the
harassment and shutdown zones, and as described in the Marine Mammal
Monitoring Plan.
(d) PSOs must record all observations of marine mammals, regardless
of distance from the pile/hole being driven/drilled, as well as
additional data indicated in the reporting requirements.
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(e) The shutdown/monitoring zones may be modified with NMFS'
approval following NMFS' acceptance of an acoustic monitoring report.
(f) The Navy must submit a draft monitoring report to NMFS within
90 work days of the completion of required monitoring for each portion
of the project as well as a comprehensive summary report at the end of
the project. The report will detail the monitoring protocol and
summarize the data recorded during monitoring. Final annual reports
(each portion of the project and comprehensive) must be prepared and
submitted within 30 days following resolution of any NMFS comments on
the draft report. If no comments are received from NMFS within 30 days
of receipt of the draft report, the report must be considered final. If
comments are received, a final report addressing NMFS comments must be
submitted within 30 days after receipt of comments. The reports must at
minimum contain the informational elements described as follows (as
well as any additional information described in the Marine Mammal
Monitoring Plan), including:
(1) Dates and times (begin and end) of all marine mammal
monitoring.
(2) Construction activities occurring during each daily observation
period, including how many and what type of piles were driven or
drilled and by what method (i.e., impact, vibratory, rotary drilling,
rock hammering, mono- or cluster- down-the-hole (DTH)), the total
duration of driving time for each pile/hole (vibratory driving, rotary
drilling) and number of strikes for each pile/hole (impact driving,
hydraulic rock hammering), and for DTH excavation, the duration of
operation for both impulsive and non-pulse components as well as the
strike rate.
(3) Environmental conditions during monitoring periods (at
beginning and end of observer shift and whenever conditions change
significantly), including Beaufort sea state and any other relevant
weather conditions including cloud cover, fog, sun glare, and overall
visibility to the horizon, and estimated observable distance (if less
than the harassment zone distance);
(4) Upon observation of a marine mammal, the following information:
(i) PSO who sighted the animal and observer location, as well as
the activity at the time of the sighting;
(ii) Time of sighting;
(iii) Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified), PSO confidence in
identification, and the composition of the group if there is a mix of
species;
(iv) Distances and bearings of each marine mammal observed in
relation to the pile being driven or drilled for each sighting (if pile
driving or drilling was occurring at time of sighting).
(v) Estimated number of animals (min/max/best);
(vi) Estimated number of animals by cohort (adults, juveniles,
neonates, group composition etc.);
(vii) Animal's closest point of approach and estimated time spent
within the harassment zone; and
(viii) Description of any marine mammal behavioral observations
(e.g., observed behaviors such as feeding or traveling), including an
assessment of behavioral responses to the activity (e.g., no response
or changes in behavioral state such as ceasing feeding, changing
direction, flushing, or breaching);
(ix) Number of marine mammals detected within the harassment zones,
by species;
(x) Detailed information about any implementation of any mitigation
(e.g., shutdowns and delays), a description of specific actions that
ensued, and resulting changes in the behavior of the animal, if any;
and
(xi) All PSO datasheets and/or raw sightings data.
(g) The Navy must conduct hydroacoustic data collection (sound
source verification and propagation loss) in accordance with a
hydroacoustic monitoring plan that must be approved by NMFS in advance
of construction. This includes measurements from 10 piles/holes during
the rotary drilling of 126-inch and 84-inch shafts, and DTH cluster
drilling of 108-inch, 84-inch, and 72-inch shafts. The Navy must report
the hydroacoustic data collected as required by a LOA issued under
Sec. 216.106 of this chapter and Sec. 217.136 and as described in the
Acoustic Monitoring Plan, which at a minimum, must include:
(1) Hydrophone equipment and methods: recording device, sampling
rate, distance (m) from the pile where recordings were made; depth of
water and recording device(s);
(2) Type and size of pile being driven, substrate type, method of
driving during recordings (e.g., hammer model and energy), and total
pile driving duration;
(3) Whether a sound attenuation device is used and, if so, a
detailed description of the device used and the duration of its use per
pile;
(4) For impact pile driving and/or DTH excavation (DTH mono-hammer
and cluster drill) (per pile): Number of strikes and strike rate; depth
of substrate to penetrate; pulse duration and mean, median, and maximum
sound levels (dB re: 1 [micro]Pa): root mean square sound pressure
level (SPLrms); cumulative sound exposure level
(SELcum), peak sound pressure level (SPLpeak),
and single-strike sound exposure level (SELs-s);
(5) For vibratory driving/removal and/or DTH excavation (DTH mono-
hammer and cluster drill) (per pile): Duration of driving per pile;
mean, median, and maximum sound levels (dB re: 1 [micro]Pa): root mean
square sound pressure level (SPLrms), cumulative sound
exposure level (SELcum) (and timeframe over which the sound
is averaged);
(6) One-third octave band spectrum and power spectral density plot;
and
(7) General Daily Site Conditions, including the date and time of
activities, the water conditions (e.g., sea state, tidal state), and
the weather conditions (e.g., percent cover, visibility).
(h) All draft and final monitoring reports must be submitted to
[email protected] and [email protected].
(i) In the event that personnel involved in the construction
activities discover an injured or dead marine mammal, the Navy must
report the incident to NMFS Office of Protected Resources (OPR), and to
the Greater Atlantic Region New England/Mid-Atlantic Stranding
Coordinator, as soon as feasible. If the death or injury was clearly
caused by the specified activity, the Navy must immediately cease the
specified activities until NMFS OPR is able to review the circumstances
of the incident and determine what, if any, additional measures are
appropriate to ensure compliance with the terms of this rule and the
LOA issued under Sec. 216.106 of this chapter and Sec. 217.136. The
Navy will not resume their activities until notified by NMFS. The
report must include the following information:
(1) Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
(2) Species identification (if known) or description of the
animal(s) involved;
(3) Condition of the animal(s) (including carcass condition if the
animal is dead);
(4) Observed behaviors of the animal(s), if alive;
(5) If available, photographs or video footage of the animal(s);
and
(6) General circumstances under which the animal was discovered.
Sec. 217.136 Letters of Authorization.
(a) To incidentally take marine mammals pursuant to this subpart,
the Navy must apply for and obtain an LOA.
(b) An LOA, unless suspended or revoked, may be effective for a
period of
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time not to exceed the expiration date of these regulations.
(c) If an LOA expires prior to the expiration date of these
regulations, the Navy may apply for and obtain a renewal of the LOA.
(d) In the event of projected changes to the activity or to
mitigation and monitoring measures required by an LOA, the Navy must
apply for and obtain a modification of the LOA as described in Sec.
217.137.
(e) The LOA will set forth the following information:
(1) Permissible methods of incidental taking;
(2) Means of effecting the least practicable adverse impact (i.e.,
mitigation) on the species, its habitat, and on the availability of the
species for subsistence uses; and
(3) Requirements for monitoring and reporting.
(f) Issuance of the LOA will be based on a determination that the
level of taking will be consistent with the findings made for the total
taking allowable under these regulations.
(g) Notice of issuance or denial of an LOA will be published in the
Federal Register within 30 days of a determination.
Sec. 217.137 Renewals and modifications of Letters of Authorization.
(a) An LOA issued under Sec. 216.106 of this chapter and Sec.
217.136 for the activity identified in Sec. 217.130(a) may be renewed
or modified upon request by the applicant, provided that:
(1) The proposed specified activity and mitigation, monitoring, and
reporting measures, as well as the anticipated impacts, are the same as
those described and analyzed for these regulations; and
(2) NMFS determines that the mitigation, monitoring, and reporting
measures required by the previous LOA under these regulations were
implemented.
(b) For LOA modification or renewal requests by the applicant that
include changes to the activity or the mitigation, monitoring, or
reporting that do not change the findings made for the regulations or
result in no more than a minor change in the total estimated number of
takes (or distribution by species or years), NMFS may publish a notice
of proposed LOA in the Federal Register, including the associated
analysis of the change, and solicit public comment before issuing the
LOA.
(c) A LOA issued under Sec. 216.106 of this chapter and Sec.
217.136 for the activity identified in Sec. 217.130(a) may be modified
by NMFS under the following circumstances:
(1) NMFS may modify (including augment) the existing mitigation,
monitoring, or reporting measures (after consulting with Navy regarding
the practicability of the modifications) if doing so creates a
reasonable likelihood of more effectively accomplishing the goals of
the mitigation and monitoring set forth in the preamble for these
regulations;
(i) Possible sources of data that could contribute to the decision
to modify the mitigation, monitoring, or reporting measures in a LOA:
(A) Results from Navy's monitoring from previous years;
(B) Results from other marine mammal and/or sound research or
studies; and
(C) Any information that reveals marine mammals may have been taken
in a manner, extent or number not authorized by these regulations or
subsequent LOAs; and
(ii) If, through adaptive management, the modifications to the
mitigation, monitoring, or reporting measures are substantial, NMFS
will publish a notice of proposed LOA in the Federal Register and
solicit public comment;
(2) If NMFS determines that an emergency exists that poses a
significant risk to the well-being of the species or stocks of marine
mammals specified in a LOA issued pursuant to Sec. 216.106 of this
chapter and Sec. 217.136, a LOA may be modified without prior public
notice or opportunity for public comment. Notification would be
published in the Federal Register within 30 days of the action.
Sec. 217.138-217.139 [Reserved]
[FR Doc. 2023-00332 Filed 1-17-23; 8:45 am]
BILLING CODE 3510-22-P