Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Marine Site Characterization Surveys Offshore of North Carolina and South Carolina, 78050-78072 [2022-27722]
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Federal Register / Vol. 87, No. 244 / Wednesday, December 21, 2022 / Notices
during the POR. In addition, we find it
is not appropriate to rescind the review
with respect to these companies, but
rather to complete the review with
respect to TMI and TMM and issue
appropriate instructions to CBP based
on the final results of the review,
consistent with our practice in nonmarket economy (NME) cases.12
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Disclosure and Public Comment
Because Commerce has not calculated
weighted-average dumping margins for
these preliminary results, there are no
calculations to disclose to interested
parties.
Interested parties are invited to
comment on these preliminary results of
the review. Pursuant to 19 CFR
351.309(c)(1)(ii), interested parties may
submit case briefs no later than 30 days
after the date of publication of this
notice in the Federal Register. Rebuttal
briefs, limited to issues raised in the
case briefs, may be filed no later than
seven days after the deadline for filing
case briefs.13 Parties who submit case
briefs or rebuttal briefs in this
proceeding are encouraged to submit
with each brief: (1) a statement of the
issue; (2) a brief summary of the
argument; and (3) a table of
authorities.14 Executive summaries
should be limited to five pages total,
including footnotes.15 Case and rebuttal
briefs should be filed using Enforcement
and Compliance’s Antidumping and
Countervailing Duty Centralized
Electronic Service System (ACCESS).16
Note that Commerce has temporarily
modified certain of its requirements for
serving documents containing business
proprietary information, until further
notice.17
Pursuant to 19 CFR 351.310(c), any
interested party may request a hearing
within 30 days of the date of publication
of this notice in the Federal Register.
Interested parties who wish to request a
hearing must submit a written request to
the Assistant Secretary for Enforcement
and Compliance, filed electronically via
ACCESS, by the deadline noted above.
If a hearing is requested, Commerce will
notify interested parties of the hearing
date and time. Requests for a hearing
should contain: (1) the requesting
party’s name, address, and telephone
12 See Glycine from the People’s Republic of
China: Final Results of Antidumping Duty
Administrative Review 2014–2015, 81 FR 72567
(October 20, 2016), and the ‘‘Assessment Rates’’
section, below.
13 See 19 CFR 351.309(d).
14 See 19 CFR 351.309(c)(2) and (d)(2).
15 Id.
16 See 19 CFR 351.303.
17 See Temporary Rule Modifying AD/CVD
Service Requirements Due to COVID–19; Extension
of Effective Period, 85 FR 41363 (July 10, 2020).
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19:56 Dec 20, 2022
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number; (2) the number of individuals
from the requesting party’s firm that
will attend the hearing; and (3) a list of
issues the party intends to discuss at the
hearing. Issues raised in the hearing will
be limited to those raised in the
respective case and rebuttal briefs.
Unless we extend the deadline for the
final results of this review, we intend to
issue the final results of this
administrative review, including the
results of our analysis of issues raised
by the parties in their briefs, within 120
days of the date of publication of this
notice in the Federal Register.18
Assessment Rates
Upon issuance of the final results of
this review, Commerce will determine,
and CBP will assess, antidumping
duties on all appropriate entries covered
by this review.19 Commerce intends to
issue assessment instructions to CBP no
earlier than 35 days after the date of
publication of the final results of this
review in the Federal Register. If a
timely summons is filed at the U.S.
Court of International Trade, the
assessment instructions will direct CBP
not to liquidate relevant entries until the
time for parties to file a request for a
statutory injunction has expired (i.e.,
within 90 days of publication). Pursuant
to Commerce’s practice in NME cases, if
we continue to determine in the final
results that TMI and TMM had no
shipments of subject merchandise, any
suspended entries of subject
merchandise during the POR from these
companies will be liquidated at the
China-wide rate.20
Cash Deposit Requirements
The following cash deposit
requirements will be effective upon
publication of the final results of this
administrative review for all shipments
of the subject merchandise entered, or
withdrawn from warehouse, for
consumption on or after the publication
date of the final results of review, as
provided for by section 751(a)(2)(C) of
the Act: (1) For TMI, which claimed no
shipments, the cash deposit rate will
remain unchanged from the rate
assigned to TMI in the most recently
completed review of the company; (2)
for previously investigated or reviewed
Chinese and non-Chinese exporters who
are not under review in this segment of
the proceeding but who have separate
rates, the cash deposit rate will continue
18 See section 751(a)(3)(A) of the Act; see also 19
CFR 351.213(h)(1).
19 See 19 CFR 351.212(b)(1).
20 For a full discussion of this practice, see NonMarket Economy Antidumping Proceedings:
Assessment of Antidumping Duties, 76 FR 65694
(October 24, 2011).
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to be the exporter-specific rate
published for the most recent period; (3)
for all Chinese exporters of subject
merchandise that have not been found
to be entitled to a separate rate
(including TMM, which claimed no
shipments, but has not been found to be
separate from China-wide entity), the
cash deposit rate will be China-wide
rate of 141.49 percent; and (4) for all
non-Chinese exporters of subject
merchandise which have not received
their own rate, the cash deposit rate will
be the rate applicable to Chinese
exporter(s) that supplied that nonChinese exporter. These deposit
requirements, when imposed, shall
remain in effect until further notice.
Notification to Importers
This notice also serves as a
preliminary reminder to importers of
their responsibility under 19 CFR
351.402(f)(2) to file a certificate
regarding the reimbursement of
antidumping duties prior to liquidation
of the relevant entries during this
review period. Failure to comply with
this requirement could result in
Commerce’s presumption that
reimbursement of antidumping duties
occurred and the subsequent assessment
of double antidumping duties.
Notification to Interested Parties
These preliminary results of review
are issued and published in accordance
with sections 751(a)(1) and 777(i)(1) of
the Act, and 19 CFR 351.221(b)(4).
Dated: December 14, 2022.
Lisa W. Wang,
Assistant Secretary for Enforcement and
Compliance.
[FR Doc. 2022–27689 Filed 12–20–22; 8:45 am]
BILLING CODE 3510–DS–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XC456]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Marine Site
Characterization Surveys Offshore of
North Carolina and South Carolina
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
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Federal Register / Vol. 87, No. 244 / Wednesday, December 21, 2022 / Notices
NMFS has received a request
from TerraSond Limited (TerraSond) for
authorization to take marine mammals
incidental to marine site
characterization surveys in federal
waters offshore of North Carolina and
South Carolina in the Bureau of Ocean
Energy Management (BOEM)
Commercial Lease of Submerged Lands
for Renewable Energy Development on
the Outer Continental Shelf (Lease)
Areas OCS–A 0545 and OCS–A 0546
(also referred to [by BOEM] as the
‘‘Carolina Long Bay Lease Areas.’’
Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, oneyear renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorization and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than January 20,
2023.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service and should be
submitted via email to ITP.taylor@
noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Jessica Taylor, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
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SUMMARY:
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www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-other-energyactivities-renewable. In case of problems
accessing these documents, please call
the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed IHA
is provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
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any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review. We will review all
comments submitted in response to this
notice prior to concluding our NEPA
process or making a final decision on
the IHA request.
Summary of Request
On September 19, 2022, NMFS
received a request from TerraSond for
an IHA to take marine mammals
incidental to marine site
characterization surveys in federal
waters offshore of North Carolina and
South Carolina in the Bureau of Ocean
Energy Management (BOEM) Lease
Areas OCS–A 0545 and 0546. Following
NMFS’ review of the application,
TerraSond submitted revised
applications on October 14, 2022 and
October 17, 2022. The application was
deemed adequate and complete on
November 9, 2022. TerraSond’s request
is for take of small numbers of 18
species of marine mammals by Level B
harassment only. Neither TerraSond nor
NMFS expect serious injury or mortality
to result from this activity and,
therefore, an IHA is appropriate.
Description of Proposed Activity
Overview
TerraSond proposes to conduct
marine site characterization surveys in
the BOEM Lease Areas OCS–A 0545 and
0546 in federal waters offshore of North
Carolina and South Carolina to support
the development of offshore wind farm
technology. TerraSond’s proposed site
characterization survey activities,
specifically high-resolution geophysical
(HRG) surveys, have the potential to
result in incidental take of marine
mammals in the form of Level B
behavioral harassment.
Dates and Duration
HRG surveys are planned to
commence as early as February 1, 2023
and last for a minimum of 6–8 months
(or through January 31, 2024) for a total
of approximately 180 active survey days
(Table 1) over the course of the 1 year
period of effectiveness for the proposed
IHA. A ‘‘survey day’’ is defined as a 24hour (hr) activity period in which active
acoustic sound sources are used. This
schedule is inclusive of any inclement
weather downtime and crew transfers.
Up to 2 HRG survey vessels may be
active at one time. The number of
anticipated active survey days in a
phase (see Table 1) was calculated by
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dividing the total vessel trackline length
by the approximate vessel survey
distance per day with active HRG
equipment. It is expected that each
vessel would cover approximately 100
kilometers (km) per day at a speed of 1.8
meters/second (m/s). The project would
consist of three phases, including up to
3 possible tow configurations (Table 1).
TABLE 1—PROPOSED NUMBER OF SURVEY DAYS AND DISTANCES FOR EACH PHASE 1
Total approximate
vessel trackline
(km)
Survey phase
Phase 1 ..................................................................................................................
Phase 2 ..................................................................................................................
Phase 3 ..................................................................................................................
1 Up
4,054
1,400
12,488
100
100
100
Active
survey days
41
14
125
to two survey vessels may actively survey over a 24-hour period.
Specific Geographic Region
TerraSond’s survey activities would
occur in BOEM Lease Areas OCS–A
0545 and 0546, approximately 34–56
km offshore of Cape Fear, North
Carolina (Figure 1). The proposed
survey area is offshore of North Carolina
and South Carolina in federal waters,
and covers an area of approximately
445.4 square kilometers (km2). Water
depths within the proposed survey area
range from 20–35 meters (m) (66–115
feet (ft)).
BILLING CODE 3510–22–P
Figure 1. Proposed Survey Area
BILLING CODE 3510–22–C
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Approximate vessel
distance per day
(km)
Federal Register / Vol. 87, No. 244 / Wednesday, December 21, 2022 / Notices
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Detailed Description of Specific Activity
TerraSond proposes to conduct HRG
surveys to acquire data on the
bathymetry, seafloor morphology,
subsurface geology, environmental/
biological sites, seafloor obstructions,
soil conditions, and locations of any
man-made, historical, or archaeological
resources in BOEM Lease Areas OCS–A
0545 and 0546 to support offshore wind
energy development. HRG surveys will
include the use of seafloor mapping
equipment with operating frequencies
above 180 kilohertz (kHz) (e.g., sidescan sonar (SSS), multibeam
echosounders (MBES)); magnetometers
and gradiometers that have no acoustic
output; and shallow- to mediumpenetration sub-bottom profiling (SBP)
equipment (e.g., parametric sonars,
sparkers) with operating frequencies
below 180 kHz. No deep-penetration
SBP surveys (e.g., airgun or bubble gun
surveys) will be conducted.
TerraSond also proposes to conduct
geotechnical surveys, including the use
of vibracores and seabed core
penetrations tests (CPTs). Vibracoring
and CPT may be conducted from the
geophysical survey vessel or by an
additional geotechnical vessel. NMFS
does not expect geotechnical sampling
activities to present reasonably
anticipated risk of causing incidental
take of marine mammals, and these
activities are not discussed further in
this notice.
As described earlier, TerraSond’s
proposed HRG surveys will consist of
three phases consisting of differing tow
configurations of the sparker. Phase 1
may take place concurrently with
Phases 2 and 3, and multiple vessels
may be used for each stage. Phase 1
would involve the use of a single source
vessel towing one sparker source
composed of two ‘‘decks’’ of 400
electrode tips each stacked on top of
each other. Phase 2 would be a brief
period of survey work for Research and
Development (R&D) purposes, involving
the use of a single source vessel towing
three of the same sparker sources with
a horizontal separation between the
sources of 150 m. The three sources
would operate independently while
collecting geophysical data along
separate lines. Phase 3 would involve a
single vessel towing two of the same
sparker sources described in Phase 1
with a horizontal separation between
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the sources of 30 m. As described in
Phase 2, the two sources would operate
independently of each other while
collecting geophysical data along two
separate lines. Phase 3 activities may
occur simultaneously with Phase 1 and
2 activities.
TerraSond proposes to use the
following acoustic source during HRG
survey activities at sounds levels that
have the potential to result in Level B
harassment of marine mammals:
• Medium penetration SBPs
(sparkers) are used to map deep
subsurface stratigraphy as needed.
Sparkers create acoustic pulses from 50
Hz to 4 kHz omnidirectionally from the
source, and are considered to be
impulsive sources. Sparkers are
typically towed behind the vessel with
adjacent hydrophone arrays to receive
the return signals.
Operation of the following survey
equipment types is not reasonably
expected to result in take of marine
mammals and will not be discussed
further beyond the brief summaries
provided below:
• Parametric SBPs are used to provide
high data density in sub-bottom profiles
that are typically required for cable
routes, very shallow water, and
archaeological surveys. Parametric SPBs
are usually mounted on a pole, either
over the side of the vessel or through a
moon pool in the bottom of the hull.
Crocker and Fratantonio (2016) does not
provide relevant measurements or
source data for parametric SBPs,
however, some source information is
provided by the manufacturer. For the
proposed project, the SBP used would
generate short, very narrow-beam sound
pulses at relatively high frequencies
(generally around 85 to 115 kHz). The
narrow beam width significantly
reduces the potential for exposure while
the high frequencies of the source are
rapidly attenuated in seawater. Given
the narrow beam width and relatively
high frequency. NMFS does not
reasonably expect there to be potential
for marine mammals to be exposed to
the signal;
• Ultra-short baseline (USBL)
positioning systems are used to provide
high accuracy ranges by measuring the
time between the acoustic pulses
transmitted by vessel transceiver and a
transponder (or beacon) necessary to
produce the acoustic profile. USBLs are
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expected to produce extremely small
acoustic propagation distances in their
typical operating configuration, and
therefore marine mammals are highly
unlikely to be exposed;
• Multibeam echosounders (MBES)
are used to determine water depths and
general bottom topography. MBES sonar
systems project sonar pulses in several
angled beams from a transducer
mounted to a ship’s hull. The beams
radiate out from the transducer in a fanshaped pattern orthogonally to the
ship’s direction. The proposed MBES
(Reson T50 Dual Head) has an operating
frequency >180 kHz (200–400 kHz) and,
therefore, is outside the general hearing
range of marine mammals; and
• Side scan sonars (SSS) are used for
seabed sediment classification purposes
and to identify natural and man-made
acoustic targets on the seafloor. The
sonar device emits conical or fanshaped pulses down toward the seafloor
in multiple beams at a wide angle,
perpendicular to the path of the sensor
through the water column. The
proposed SSS has an operating
frequency >180 kHz (300–600 kHz) and,
therefore, is outside the general hearing
range of marine mammals.
Table 2 identifies representative
survey equipment with the potential to
result in exposure and take of marine
mammals. TerraSond plans to use the
Applied Acoustics UHRS 400 + 400,
which is essentially two of the same
Applied Acoustic Dura-Spark sources
(Crocker and Fratantonio, 2016) stacked
on top of each other creating two
‘‘decks’’ to the sparker. The decks will
not be discharged simultaneously.
Instead, they will be used in an
alternating ‘‘flip-flop’’ pattern. Thus, for
all of the described source
configurations, the maximum power
expected when discharging the sparker
source (single deck) will be 800 Joules
(J). Crocker and Fratantonio (2016)
measured the Applied Acoustics DuraSpark, but did not provide data for an
energy setting near 800 J (for a 400-tip
configuration, Crocker and Fratantonio
(2016) provide measurements at 500 and
2,000 J). Therefore, TerraSond proposes
to use a similar alternative system,
which was measured with an input
voltage of 750 J, as a surrogate. NMFS
concurs with this selection, which is
described in Table 2.
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TABLE 2—REPRESENTATIVE SURVEY EQUIPMENT EXPECTED TO RESULT IN TAKE OF MARINE MAMMALS
Operating
frequency
range
(kHz)
Equipment type
System
Sparker .................
Applied Acoustics Dura-Spark UHRS
400 + 400, 800 tips total, up to
1,400 J 1.
Source level
(dB Pk)
0.3–1.2
Pulse
duration
(ms)
Source level
(dB RMS)
213
203
Pulse
repetition
rate
(seconds)
Beamwidth
(degrees)
1.1
180 (Omni) ...........
0.25
kHz = kilohertz; dB = decibel; Pk = peak; RMS = root mean square; J = joule
1 SIG ELC 820 sparker 750 J used as a proxy (Crocker and Fratantonio, 2016) as the AA Dura-spark was not measured with an energy of 800 J
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting sections).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. NMFS fully considered
all of this information, and we refer the
reader to these descriptions,
incorporated here by reference, instead
of reprinting the information.
Additional information regarding
population trends and threats may be
found in NMFS’ Stock Assessment
Reports (SARs; www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments)
and more general information about
these species (e.g., physical and
behavioral descriptions) may be found
on NMFS’ website (https://
www.fisheries.noaa.gov/find-species).
Table 3 lists all species or stocks for
which take is expected and proposed to
be authorized for this activity, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’ SARs). While no
serious injury or mortality is anticipated
or proposed to be authorized here, PBR
and annual serious injury and mortality
from anthropogenic sources are
included here as gross indicators of the
status of the species or stocks and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’ stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All stocks
managed under the MMPA in this
region are assessed in NMFS’ U.S.
Atlantic and Gulf of Mexico SARs. All
values presented in Table 3 are the most
recent available at the time of
publication (2021 SARs) and are
available online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments).
TABLE 3—MARINE MAMMAL SPECIES 6 LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES
Common name
Scientific name
Stock
I
ESA/
MMPA
status;
strategic
(Y/N) 1
I
Stock
abundance
(CV, Nmin, most
recent
abundance survey) 2
Annual
M/SI 3
PBR
I
I
Order Artiodactyla Cetartiodactyla—Infraorder Cetacea—Mysticeti (baleen whales)
Family Balaenidae:
North Atlantic right whale ...
Family Balaenopteridae
(rorquals):
Fin whale ............................
Humpback whale ................
Eubalaena glacialis ...................
Western Atlantic ........................
Balaenoptera physalus .............
Megaptera novaeangliae ..........
Western North Atlantic ..............
Gulf of Maine ............................
E, D, Y
E, D, Y
-, -, Y
I
368 (0; 364; 2019) 5 ........
0.7
6,802 (0.24; 5,573; 2016)
1,396 (0; 1,380; 2016) ....
11
22
I
7.7
I
1.8
12.15
Odontoceti (toothed whales, dolphins, and porpoises)
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Family Physeteridae:
Sperm whale .......................
Family Ziphiidae (beaked
whales):
Cuvier’s beaked whale .......
Mesoplodont whales ...........
Family Delphinidae:
Short-finned pilot whale ......
Physeter macrocephalus ..........
North Atlantic ............................
E, D, Y
4,349 (0.28; 3,451; 2016)
3.9
0
Ziphius cavirostris .....................
Mesoplodon spp .......................
Western North Atlantic ..............
Western North Atlantic ..............
-, -, N
-, -, N
5,744 (0.36, 4,282, 2019)
3,513 (0.63, UNK, 2004)
43
UNK
0.2
7
Globicephala macrorhynchus ...
Western North Atlantic ..............
-, -, Y
236
136
Long-finned pilot whale ......
Globicephala melas ..................
Western North Atlantic ..............
-, -, N
306
29
Atlantic spotted dolphin ......
Stenella frontalis .......................
Western North Atlantic ..............
-, -, N
320
0
Bottlenose dolphin ..............
Bottlenose dolphin ..............
Tursiops truncatus ....................
Tursiops truncatus ....................
Southern Migratory Coastal ......
Western North Atlantic Offshore
-, -, Y
-, -, N
23
519
0–18.3
28
Common dolphin ................
Delphinus delphis .....................
Western North Atlantic ..............
-, -, N
1,452
390
Rough-toothed dolphin .......
Steno bredanensis ....................
Western North Atlantic ..............
-, -, N
28,924 (0.24; 23,637;
2016).
39,215 (0.30; 30,627;
2016).
39,921 (0.27; 32,032;
2016).
3,751 (0.6, 2,353, 2016)
62,851 (0.23; 51,914;
2016).
172,974 (0.21; 145,216;
2016).
136 (1, 67, 2016) ............
172
0
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TABLE 3—MARINE MAMMAL SPECIES 6 LIKELY IMPACTED BY THE SPECIFIED ACTIVITIES—Continued
Stock
abundance
(CV, Nmin, most
recent
abundance survey) 2
ESA/
MMPA
status;
strategic
(Y/N) 1
Common name
Scientific name
Stock
Family Phocoenidae (porpoises):
Harbor porpoise ..................
Phocoena phocoena .................
Gulf of Maine/Bay of Fundy ......
Annual
M/SI 3
PBR
-, -, N
95,543 (0.31; 74,034;
2016).
851
164
-, -, N
61,336 (0.08; 57,637;
2018).
27,300 (0.22; 22,785;
2016).
1,729
339
Order Carnivora—Pinnipedia
Family Phocidae (earless seals):
Harbor seal .........................
Phoca vitulina ...........................
Western North Atlantic ..............
Gray seal 4 ..........................
Halichoerus grypus ...................
Western North Atlantic ..............
-, -, N
I
I
1,389
I
4,453
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1 ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or which is determined to be
declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically designated under the MMPA
as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments. CV is the coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
3 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries,
ship strike).
4 NMFS’ stock abundance estimate (and associated PBR value) applies to the U.S. population only. Total stock abundance (including animals in Canada) is approximately 451,431. The annual M/SI value given is for the total stock.
5 The draft 2022 SARs have yet to be released; however, NMFS has updated its species web page to recognize the population estimate for North Atlantic right
whales (NARW) is now below 350 animals (https://www.fisheries.noaa.gov/species/north-atlantic-right-whale).
6 Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy’s Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
As indicated above, all 18 species
(with 19 managed stocks) in Table 3
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur. All species
that could potentially occur in the
proposed survey area are included in
Table 5 of the IHA application. While
the blue whale (Balaenoptera
musculus), minke whale (Balaenoptera
acutorostrata), sei whale (Balaenoptera
borealis), Risso’s dolphin (Grampus
griseus), Atlantic white-sided dolphin
(Lagenorhynchus acutus), Clymene
dolphin (Stenella Clymene), dwarf
sperm whale (Kogia sima), pygmy sperm
whale (Kogia breviceps), false killer
whale (Pseudorca crassidens), Fraser’s
dolphin (Lagenodelphis hosei), killer
whale (Orcinus orca), melon-headed
whale (Peponocephala electra),
northern bottlenose whale (hyperoodon
ampullatus), pantropical spotted
dolphin (Stenella attenuate), Risso’s
Dolphin (Grampus griseus), pygmy
killer whale (Feresa attenuate), spinner
dolphin (Stenella longirostris), striped
dolphin (Stenella coeruleoalba), whitebeaked dolphin (Lagenorhynchus
albirotris), harp seal (Pagophilus
groenlandicus), and hooded seal
(Cystophora cristata) have been reported
in the area, the temporal and/or spatial
occurrence of these species is such that
take is not expected to occur, and they
are not discussed further.
Below is a description of the species
that have the highest likelihood of
occurring in the project area and are,
thus, expected to potentially be taken by
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the proposed activities as well as further
detail informing the baseline for select
species (i.e., information regarding
current Unusual Mortality Events
(UMEs) and important habitat areas).
North Atlantic Right Whale
The North Atlantic right whale
(NARW) ranges from calving grounds in
the southeastern United States to
feeding grounds in New England waters
and into Canadian waters (Hayes et al.,
2022). Surveys have demonstrated the
existence of seven areas where NARWs
congregate seasonally: the coastal waters
of the southeastern United States, the
Great South Channel, Jordan Basin,
Georges Basin along the northeastern
edge of Georges Bank, Cape Cod and
Massachusetts Bays, the Bay of Fundy,
and the Roseway Basin on the Scotian
Shelf (Hayes et al., 2018). NMFS has
designated two critical habitat areas for
the NARW under the ESA: The Gulf of
Maine/Georges Bank region, and the
southeast calving grounds from Cape
Fear, North Carolina to Cape Canaveral,
Florida (81 FR 4837, January 27, 2016).
The southeast calving grounds critical
habitat overlaps with the proposed
survey area.
New England and Canadian waters
are important feeding habitats for
NARWs. Since 2010, NARWs have
reduced their use of summer feeding
habitats in the Great South Channel and
Bay of Fundy, while increasing their use
of habitat within Cape Cod Bay as well
as a region south of Martha’s Vineyard
and Nantucket Islands (Stone et al.,
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2017; Mayo et al., 2018; Ganley et al.,
2019; Record et al., 2019; MeyerGutbrod et al., 2021). This shift is likely
due to changes in oceanographic
conditions and food supply as dense
patches of zooplankton are necessary for
efficient foraging (Mayo and Marx, 1990;
Record et al., 2019). NARW use of
habitats such as in the Gulf of St.
Lawrence, southern New England
waters, and the mid-Atlantic waters of
the United States have also increased
over time (Davis et al., 2017; Davis and
Brillant, 2019; Crowe et al., 2021;
Quintana-Rizzo et al., 2021).
In the late fall months (e.g., October),
NARWs are generally thought to depart
from the feeding grounds in the North
Atlantic and move south to their calving
grounds off Georgia and Florida.
However, recent research indicates our
understanding of their movement
patterns remains incomplete, and not all
of the population undergoes a consistent
annual migration (Davis et al., 2017).
Females may remain in the feeding
grounds during the winter in the years
preceding and following the birth of a
calf to increase their energy stores while
juvenile and adult males may move to
southern wintering grounds after years
of abundant prey in northern feeding
areas (Gowan et al., 2019). Passive
acoustic studies have demonstrated the
year-round presence of NARWs in New
Jersey (Whitt et al., 2013) and Virginia
(Salisbury et al., 2016), and Hodge et al.
(2015) made acoustic detections of
NARWs off of Georgia and North
Carolina in seven months of the year.
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NARWs are most common in the
proposed survey area in the spring (late
March) during their northern migration
and in the fall (October and November)
during their southern migration (NMFS,
2017).
NARW movements within and
between habitats are extensive. A
NARW Biologically Important Area
(BIA) for migration overlaps the
proposed survey area and spans
approximately 269,488 km2 in size from
Florida through Massachusetts,
encompassing the waters of the
continental shelf offshore the east coast
of the United States (LaBrecque et al.,
2015). NARW movements may include
seasonal migrations between northern
feeding grounds and southern breeding
grounds as well as movements between
feeding habitats (Quintana-Rizzo et al.,
2021). NARWs generally use the
offshore waters of North Carolina and
South Carolina during seasonal
movements north and south between
their feeding and breeding grounds
(Knowlton et al., 2002; Firestone et al.,
2008), and have been observed in waters
offshore North Carolina from October
through December, as well as February
and March, a timeframe that aligns with
the migratory timeframe for this species
(Knowlton et al., 2002). The Right
Whale Sightings Advisory System
reports shows 12 visual records of
NARWs offshore of North Carolina and
South Carolina since January 2020
(NMFS, 2022c).
Since 2010, the western NARW
population has been in decline (Pace et
al., 2017), with a 40 percent decrease in
calving rate (Kraus et al., 2016). In 2018,
no new NARW calves were documented
in their calving grounds; this
represented the first time since annual
NOAA aerial surveys began in 1989 that
no new right whale calves were
observed. Eighteen right whale calves
were documented in 2021. For the 2022
calving season, 15 NARW calves have
been documented. Presently, the best
available peer-reviewed population
estimate for NARWs is 368 per the 2021
SARs (https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessments).
The draft 2022 SARs have yet to be
released; however, NMFS has updated
its species web page to recognize the
population estimate for NARWs is
below 350 animals (https://
www.fisheries.noaa.gov/species/northatlantic-right-whale).
NMFS vessel speed regulations for
NARWs at 50 CFR 224.105 designated
nearshore waters of the Mid-Atlantic
Bight as Mid-Atlantic U.S. Seasonal
Management Areas (SMA) in 2008.
SMAs were developed to reduce the
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threat of collisions between ships and
NARWs around their migratory route,
feeding grounds, and calving grounds.
In an active SMA, vessels 65 ft or longer
must travel at a speed of 10 knots (kn)
or less to reduce the threat of vessel
collisions unless an exception applies.
The North Carolina-Georgia coast SMA,
spanning 20 nm from shore from
Wilmington, NC to Brunswick, GA,
overlaps spatially with the proposed
survey area (https://
www.fisheries.noaa.gov/national/
endangered-species-conservation/
reducing-vessel-strikes-north-atlanticright-whales#seasonal-managementareas---mid-atlantic). The SMA is active
from November 1 through April 30 of
each year and may be used by NARWs
for migrating or calving. In addition, a
NARW reproductive BIA (LaBrecque et
al., 2015) overlaps the northwestern
corners of both lease areas.
On August 1, 2022, NMFS announced
proposed changes to the existing North
Atlantic right whale vessel speed
regulations to further reduce the
likelihood of mortalities and serious
injuries to endangered NARW from
vessel collisions, which are a leading
cause of the species’ decline and a
primary factor in an ongoing Unusual
Mortality Event (87 FR 46921, August 1,
2022). Should a final vessel speed rule
be issued and become effective during
the effective period of this IHA (or any
other MMPA incidental take
authorization), the authorization holder
would be required to comply with any
and all applicable requirements
contained within the final rule.
Specifically, where measures in any
final vessel speed rule are more
protective or restrictive than those in
this or any other MMPA authorization,
authorization holders would be required
to comply with the requirements of the
rule. Alternatively, where measures in
this or any other MMPA authorization
are more restrictive or protective than
those in any final vessel speed rule, the
measures in the MMPA authorization
would remain in place. These changes
would become effective immediately
upon the effective date of any final
vessel speed rule and would not require
any further action on NMFS’s part.
Right Whale Slow Zones are
established when NARWs are detected
both visually (i.e., Dynamic
Management Area) and acoustically
(i.e., Acoustic Slow Zone). These are
areas where mariners are encouraged to
avoid and/or reduce speeds to 10 kn (5.1
m/s) to avoid vessel collisions with
NARWs. Slow Zones typically persist
for 15 days. More information on these
right whale Slow Zones can be found on
NMFS’ website (https://
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www.fisheries.noaa.gov/national/
endangered-species-conservation/
reducing-vessel-strikes-north-atlanticright-whales).
Elevated NARW mortalities have
occurred since June 7, 2017 along the
U.S. and Canadian coasts. As of October
2022, a total of 34 confirmed dead
stranded whales (21 in Canada; 13 in
the United States) have been
documented. This event has been
declared an Unusual Mortality Event
(UME), with human interactions,
including entanglement in fixed fishing
gear and vessel strikes, implicated in at
least 16 of the mortalities thus far. More
information is available online at:
www.fisheries.noaa.gov/national/
marine-life-distress/2017-2019-northatlantic-right-whale-unusual-mortalityevent.
Humpback Whale
Humpback whales are found
worldwide in all oceans. Humpback
whales were listed as endangered under
the Endangered Species Conservation
Act (ESCA) in June 1970. In 1973, the
ESA replaced the ESCA, and humpback
whales continued to be listed as
endangered. On September 8, 2016,
NMFS divided the species into 14
distinct population segments (DPS),
removed the current species-level
listing, and in its place, listed four DPSs
as endangered and one DPS as
threatened (81 FR 62259; September 8,
2016). The remaining nine DPSs were
not listed. The West Indies DPS, which
is not listed under the ESA, is the only
DPS of humpback whales that is
expected to occur in the proposed
survey area. Whales occurring in the
proposed survey area are not necessarily
from the Gulf of Maine feeding
population managed as a stock by
NMFS. Bettridge et al. (2015) estimated
the size of the West Indies DPS
population at 12,312 (95 percent CI
8,688–15,954) whales in 2004–05,
which is consistent with previous
population estimates of approximately
10,000–11,000 whales (Stevick et al.,
2003; Smith et al., 1999) and the
increasing trend for the West Indies DPS
(Bettridge et al., 2015).
Humpback whales are highly
migratory, traveling between mid to
high latitude waters to feed from spring
through fall and lower latitude
wintering grounds to calve and breed.
Humpback whales may traverse deep,
pelagic areas while migrating (Baker et
al., 1998; Calambokidis et al., 2001;
Garrigue et al., 2002). Not all humpback
whales from the Gulf of Maine stock
migrate to breeding areas during the
winter as Swingle et al. (1993) noted
significant numbers of humpback
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whales in mid and high latitude regions
during this time.
The proposed survey areas offshore
North Carolina and South Carolina are
part of a humpback whale migration
pathway between the calving/breeding
grounds in the south and the feeding
grounds in the north (Hayes et al.,
2020). Since 1989, juvenile humpback
whales have been sighted in the midAtlantic coast and offshore North
Carolina and South Carolina more
frequently during the winter months,
with sightings peaking between January
and March (Swingle et al., 1993). The
mid-Atlantic region likely represents a
supplemental winter feeding ground for
non-reproductive animals that are not
participating in reproductive behavior at
the breeding grounds (Barco et al., 2002;
Swingle et al., 1993).
The most significant anthropogenic
causes of mortality of humpback whales
include incidental fishery
entanglements, responsible for roughly
eight whale mortalities, and vessel
collisions, responsible for four
mortalities both on average annually
from 2013 to 2017 (Hayes et al., 2020).
Since January 2016, elevated humpback
whale mortalities have occurred along
the Atlantic coast from Maine to
Florida. This event has been declared a
UME. Partial or full necropsy
examinations have been conducted on
approximately half of the 161 known
cases (as of October 7, 2022). Of the
whales examined, approximately 50
percent had evidence of human
interaction, either ship strike or
entanglement. While a portion of the
whales have shown evidence of premortem vessel strike, this finding is not
consistent across all whales examined
and more research is needed. A total of
22 strandings have occurred in North
Carolina since 2016. Three previous
UMEs involving humpback whales have
occurred since 2000, in 2003, 2005, and
2006. More information is available at:
www.fisheries.noaa.gov/national/
marine-life-distress/2016–2021humpback-whale-unusual-mortalityevent-along-atlantic-coast.
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Fin Whale
Fin whales have a common
occurrence in waters of the U.S. Atlantic
Exclusive Economic Zone (EEZ),
principally from Cape Hatteras
northward with a distribution in both
continental shelf and deep water
habitats (Hayes et al., 2022). Fin whales
are present north of 35-degree latitude
in every season and are broadly
distributed throughout the western
North Atlantic for most of the year
although densities vary seasonally
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(Edwards et al., 2015; Hayes et al.,
2022).
Western North Atlantic fin whales
typically feed in the Gulf of Maine and
the waters surrounding New England,
but mating and calving (and general
wintering) areas are largely unknown
(Hain et al., 1992; Hayes et al., 2022).
Calving likely takes place from October
through January in the mid-Atlantic
region (Hain et al., 1992). New England
and Gulf of St. Lawrence waters
represent major feeding grounds for fin
whales (Hayes et al., 2022). Fin whales
can be found offshore of North Carolina
and South Carolina year-round,
although sighting data indicate that they
are most abundant during spring,
winter, and summer (Hayes et al., 2022).
The fin whale is federally listed under
the ESA as an endangered species and
is designated as a strategic stock under
the MMPA due to its endangered status
under the ESA, uncertain human-caused
mortality, and incomplete survey
coverage of the stock’s defined range.
The main threats to fin whales are
fishery interactions and vessel collisions
(Hayes et al., 2022).
Sperm Whale
The distribution of the sperm whale
in the U.S. EEZ occurs on the
continental shelf edge, over the
continental slope, and into mid-ocean
regions (Hayes et al., 2020). The
offshore distribution is likely associated
with Gulf Stream features (Waring et al.,
1993). During the winter, sperm whales
are concentrated to the east and
northeast of Cape Hatteras (Hayes et al.,
2020). In the spring, the distribution
shifts northward to east of Delaware and
Virginia as well as throughout the
central region of the mid-Atlantic Bight
and the southern region of George’s
Bank (Hayes et al., 2020). In summer,
the distribution continues to shift
northward to the area east and north of
George’s Bank and the continental shelf
south of New England. Sperm whales
are most abundant along the continental
shelf of the mid-Atlantic during fall
(Hayes et al., 2020).
Geographic distribution of sperm
whales is likely linked to their social
structure and low reproductive rate. The
basic social unit of the sperm whale
appears to be the mixed school of adult
females plus their calves and some
juveniles of both sexes, and social bonds
may persist for many years (Christal et
al., 1998). Other social groupings
include nursery, juvenile, bachelor, and
bull schools as well as solitary bulls
(Best, 1979; Whitehead et al., 1991;
Christal et al., 1998). Groupings have
distinct geographical ranges with
females and juveniles occurring in
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tropical and sub-tropical waters, and
males being more wide-ranging and
occurring in northern latitudes (Hayes et
al., 2020). The peak breeding season in
the northern hemisphere for sperm
whales occurs between April and June
(Best et al., 1984), and calving grounds
likely exist around Cape Hatteras, North
Carolina (Costidis et al., 2017). Sperm
whale distribution can also vary in
response to prey availability, such as
squid (Jacquet and Gendron, 2002).
Sperm whales are listed as an
endangered species under the ESA, and
the North Atlantic stock is considered
strategic under the MMPA. The greatest
threats to sperm whales include ship
strikes (McGillivary et al., 2009; Carrillo
and Ritter, 2010), anthropogenic sound
(Nowacek et al., 2015), and the potential
for climate change to influence
variations in spatial distribution and
abundance of prey (Hayes et al., 2020).
Cuvier’s Beaked Whale
Cuvier’s beaked whales occur mainly
along the continental shelf edge of the
Mid-Atlantic region of the U.S. east
coast (CETAP, 1982; Waring et al., 1992;
Waring et al., 2001; Hamazaki, 2002;
Palka, 2006). They are known to prefer
deep, pelagic waters along the
continental slope edge, and favor steep
underwater geological features such as
banks, seamounts, and submarine
canyons (NOAA Fisheries, 2022a).
Offshore of Cape Hatteras, North
Carolina, satellite-tagged beaked whales
have demonstrated restricted movement
patterns suggesting a resident
population (Foley, 2018). Cuvier’s
beaked whales can be found year-round
offshore of North Carolina (Hayes et al.,
2020; McLellan et al., 2018; Stainstreet
et al., 2017) with a potential to offshore
of North Carolina and South Carolina
(Roberts et al., 2016). Mass strandings of
beaked whales globally have been
associated with naval activities (Cox et
al., 2006; D’Amico et al., 2009;
Fernandez et al., 2005; Filadelfo et al.,
2009).
Mesoplodont Whales
The genus, Mesoplodon, includes four
species of beaked whales: True’s beaked
whale (Mesoplodon mirus), Gervais’
beaked whale (M. europaeus),
Blainville’s beaked whale (M.
densirostris) and Sowerby’s beaked
whale (M. bidens) (Mead, 1989). As
these species are difficult to distinguish
at sea, much of the available
information on the distribution of
beaked whales is specific to the genus
level (Waring et al., 2008b). Along the
U.S. Atlantic coast, Mesoplodon beaked
whale sightings occur primarily along
the continental shelf edge and deeper
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oceanic waters (CETAP, 1982; Waring et
al., 1992; Tove, 1995; Waring et al.,
2001; Hamazaki, 2002; Palka, 2006). As
with Cuvier’s beaked whales, Mesoplon
beaked whale distributions have been
linked to physical features such as
continental slope, canyons,
escarpments, and oceanic islands (DoN,
2008; Pitman, 2018). Key areas for
Mesoplodon whales have been
identified along the continental edge of
the western North Atlantic with depths
down to 5,000 m from Cape Hatteras
north to southern Nova Scotia (DoN,
2008). Distribution of individual
Mesoplodon beaked whale species may
vary by water temperature with
Blainville’s and Gervais’ beaked whales
occurring in warmer southern waters
and Sowerby’s and True’s beaked
whales occurring in cooler northern
waters (DoN, 2008). Blainville’s,
Gervais’, and True’s beaked whales are
expected to occur within the proposed
survey area, based upon previous
sighting and stranding records (Hayes et
al., 2008; Hayes et al., 2010).
Pilot Whale
Two species of pilot whales, longfinned and short-finned, occur in the
Western North Atlantic and may be
sighted within the proposed study area.
These species are difficult to
differentiate at sea, and cannot be
reliably distinguished during most
surveys (Rone and Pace, 2012; Hayes et
al., 2021). Pilot whales tend to occur in
areas of high relief or submerged banks,
and may be associated with the Gulf
Stream wall and thermal fronts along
the continental shelf edge (Waring et al.,
1992). Both species of pilot whale are
more generally found along the edge of
the continental shelf at depths of 100 to
1,000 m (330 to 3,300 ft) in winter and
early spring (CETAP, 1982; Payne and
Heinemann, 1993; Abend and Smith
1999; Hamazaki, 2002). During late
spring through late fall, they frequently
travel into the central and northern
Georges Bank, Great South Channel, and
northward into the Gulf of Maine
(CETAP, 1982; Payne and Heinemann,
1993; Hayes et al. 2021). Spatial
distributions of long-finned and shortfinned pilot whales overlap along the
central Atlantic shelf break between
New Jersey and southern Georges Bank
(Payne and Heinemann, 1993; Hayes et
al., 2021). Long-finned pilot whales are
more pelagic, and have occasionally
stranded as far south as Florida (Hayes
et al., 2021).
Short-finned pilot whales prefer
tropical, subtropical, and warm
temperate waters (Jefferson et al. 2015).
South of Cape Hatteras, NC, most pilot
whale sightings are expected to be short-
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finned pilot whales (Hayes et al., 2021).
The continental shelf break is an
important foraging habitat for shortfinned pilot whales in the Western
North Atlantic. A satellite tagging study
of short-finned pilot whales showed
whales to concentrate along the shelf
break from Cape Hatteras, NC north to
Hudson Canyon as well as in shelf break
waters south of Cape Lookout, NC
(Thorne et al., 2017).
Atlantic Spotted Dolphin
Atlantic spotted dolphins are found in
tropical and warm temperate waters
along the continental shelf from 10 to
200 m (33 to 650 ft) deep to slope waters
greater than 500 m (1,640 ft)
(Leatherwood et al., 1976; Hayes et al.,
2020). Their range extends from
southern New England, south to Gulf of
Mexico and the Caribbean to Venezuela
(Leatherwood et al., 1976; Perrin et al.,
1994; Hayes et al., 2020). This stock
regularly occurs in continental shelf
waters south of Cape Hatteras and in
continental shelf edge and continental
slope waters north of this region (Hayes
et al. 2020).
Two forms, or ecotypes, occur in the
Western North Atlantic. A large and
heavily spotted ecotype inhabits the
continental shelf, usually found inside
or near the 200 m isobaths in
continental shelf waters south of Cape
Hatteras. A smaller, less spotted and
offshore ecotype occurs in the
continental slope waters of the Western
North Atlantic, typically north of Cape
Hatteras, North Carolina (Mullin and
Fulling, 2003; Hayes et al., 2020). The
offshore ecotype and the pantropical
spotted dolphin (Stenella attenuata) are
difficult to differentiate at sea (Hayes et
al., 2020). Atlantic spotted dolphins
have been observed during 2021 HRG
surveys offshore northern North
Carolina during the months of
September–December (Marine-Ventures,
2022). Spotted dolphins were also
observed during all seasons except
winter during 2019 digital aerial
baseline surveys in a nearby survey area
(Normandeau-APEM, 2020).
Bottlenose Dolphin
The bottlenose dolphin populations
in the U.S. North Atlantic consist of a
complex mosaic of dolphin stocks
(Hayes et al., 2021). Two
morphologically and genetically distinct
bottlenose dolphin ecotypes, coastal and
offshore, exist along the North Atlantic
coast. The coastal ecotype typically
resides in waters less than 20 m (65.6 ft)
deep, along the inner continental shelf
(within 7.5 km (4.6 miles) of shore) and
is further subdivided into seven stocks
based largely upon spatial distribution
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(Hayes et al. 2021). North of Cape
Hatteras, the offshore and coastal
ecotypes are separated by bathymetric
contours during the summer. Torres et
al., (2003) found dolphins
corresponding to the offshore ecotype to
typically be found in waters greater than
34 m in depth and greater than 34 km
from shore.
Two stocks of bottlenose dolphins
may be found in the vicinity of the
proposed survey area—the western
North Atlantic Offshore Stock
(WNAOS), which is comprised of the
offshore ecotype, and the Southern
Coastal Migratory Stock (SCMS). The
SCMS is one of two stocks thought to
make broad-scale seasonal migrations in
the coastal waters of the Western North
Atlantic and occurs from Assateague,
Virginia, south to northern Florida
(Hayes et al., 2021). Seasonally, SCMS
movements indicate they are mostly
found in southern North Carolina (Cape
Lookout) from October to December;
they continue to move farther south
from January to March to as far south as
northern Florida and move back north
to coastal North Carolina from April to
June. SCMS bottlenose dolphins occupy
waters north of Cape Lookout, North
Carolina, to as far north as Chesapeake
Bay from July to August. An observed
shift in spatial distribution during a
summer 2004 survey indicated that the
northern boundary for the SCMS may
vary from year to year (Hayes et al.
2021).
The offshore population consists of
one stock (WNAOS) in the western
North Atlantic Ocean, is distributed
primarily along the outer continental
shelf and continental slope, and occurs
widely during the spring and summer
from Georges Bank to the Florida Keys
with late summer and fall incursions as
far north the Gulf of Maine depending
on water temperatures (Kenney, 1990;
Hayes et al., 2020). Although WNAOS
dolphins are typically found beyond 34
km from shore, sightings may occur at
close at 7.3 km from shore in depths as
shallow as 13 m (Garrison et al., 2003;
Hayes et al., 2020).
Both the SCMS and WNAOS may
occur year-round within the proposed
survey area. Bottlenose dolphins were
observed during the months of July–
November during 2019 HRG surveys
offshore of Kitty Hawk, North Carolina,
north of the proposed survey area
(Tetra-Tech, 2022). Additional digital
aerial baseline surveys offshore of Kitty
Hawk, North Carolina observed
bottlenose dolphins in the months of
January and March (NormandeauAPEM, 2020).
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Common Dolphin
The common dolphin is found worldwide in temperate to subtropical seas. In
the Western North Atlantic, common
dolphins are commonly found over the
continental shelf between the 200 m and
2,000 m isobaths and over prominent
underwater topography and east to the
mid-Atlantic Ridge (Doksaeter et al.,
2008; Waring et al., 2008a). Common
dolphins have been noted to be
associated with Gulf Stream features
(CETAP, 1982; Selzer and Payne, 1988;
Waring et al. 1992). The species exhibits
seasonal movements, occurring between
Cape Hatteras and Georges Bank from
mid-January to May, then migrating
onto Georges Bank and the Scotian Shelf
between mid-summer and fall. During
fall, large aggregations occur on Georges
Bank (Hain et al., 1981; CETAP, 1982;
Payne et al., 1984; Selzer and Payne,
1988; Hayes et al. 2020). The species is
less common south of Cape Hatteras,
although sightings have been reported
as far south as the Georgia/South
Carolina border (Jefferson et al., 2009;
Hayes et al. 2020). Common dolphins
were also observed off the northern
coast of North Carolina during HRG
surveys during the months of March and
January 2019 (Normandeau-APEM,
2020).
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Rough-Toothed Dolphin
Rough-toothed dolphins occur
worldwide in warm temperate,
subtropical, or tropical waters in a wide
range of water depths (West et al., 2011;
Hayes et al., 2019). Along the Western
Atlantic coast, rough toothed dolphins
have been observed from Virginia
through Florida with occasional
sightings on the continental shelf off
North Carolina and Florida (DoN, 2008;
OBIS, 2021). Although most vessel
sightings of rough-toothed dolphins
along the Western Atlantic have
occurred in oceanic waters at depths
greater than 1,000 m (Hayes et al., 2019),
a tagging study conducted by Wells et
al. (2008) showed rough-toothed
dolphins to transit through both deep
and shallow waters as well as exhibit
dives reaching a maximum of 50 m.
Off North Carolina, rough-toothed
dolphins are expected to occur beyond
the continental shelf break along the
western edge of the Gulf Stream and
occasionally more coastal waters (DoN,
2008; OBIS, 2021). According to the
Roberts et al. (2022) density models,
potential occurrence of rough-toothed
dolphins increases south of Virginia.
Harbor Porpoise
The harbor porpoise inhabits shallow,
coastal waters, often found in bays,
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estuaries, and harbors. In the western
Atlantic, they occur from Cape Hatteras
north to Greenland. During summer
(July to September), harbor porpoises
are concentrated in the northern Gulf of
Maine and southern Bay of Fundy
region, generally in waters less than 150
m deep with a few sightings in the
upper Bay of Fundy and on Georges
Bank. During fall (October–December)
and spring (April–June), harbor
porpoises are widely dispersed from
New Jersey to Maine, with lower
densities farther north and south (Hayes
et al., 2022). They occur from the
coastline to deep waters (>1,800 m),
although the majority of the population
occurs over the continental shelf. The
harbor porpoise is likely to occur in the
waters of the mid-Atlantic, including
North Carolina, during winter months,
as this species prefers cold temperate
and subarctic waters (Hayes et al. 2022).
Harbor porpoise generally move out of
the Mid-Atlantic during spring,
migrating north to the Gulf of Maine.
There does not appear to be a
temporally coordinated migration or a
specific migratory route to and from the
Bay of Fundy region (Hayes et al. 2022).
Harbor porpoises may occur in the
proposed study area during the winter
months. One harbor porpoise was
sighted in January off the coast of
northern North Carolina during HRG
surveys in 2019 (Normandeau-APEM,
2020).
Harbor Seal
Harbor seals are the most abundant
seals in the waters of the eastern United
States and are commonly found in all
nearshore waters of the Atlantic Ocean
from Newfoundland, Canada southward
to northern Florida (Hayes et al. 2022).
While harbor seals occur year-round
north of Cape Cod, they only occur
south of Cape Cod (southern New
England to New Jersey) during winter
migration, typically September through
May (Kenney and Vigness-Raposa 2010;
Hayes et al. 2022). During the summer,
most harbor seals can be found north of
Massachusetts within the coastal waters
of central and northern Maine as well as
the Bay of Fundy (Hayes et al. 2022).
In recent years, this species has been
seen regularly as far south as North
Carolina, and regular seasonal haul-out
sites of up to 40–60 animals have been
documented on the eastern shore of
Virginia and the Chesapeake Bay (Jones
and Rees 2020). Winter haul-out sites
for harbor seals have been identified
within the Chesapeake Bay region and
Outer Banks, NC beaches; however,
sightings as far south as the Carolinas
are only occasionally recorded (Hayes et
al. 2022).
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Gray Seal
Gray seals occur on both coasts of the
Northern Atlantic Ocean and are
divided into three major populations
(Hayes et al. 2021). The western north
Atlantic stock occurs in eastern Canada
and the northeastern United States,
occasionally as far south as North
Carolina. Gray seals inhabit rocky coasts
and islands, sandbars, ice shelves and
icebergs (Hayes et al. 2021). In the
United States, gray seals congregate in
the summer to give birth at four
established colonies in Massachusetts
and Maine (Hayes et al. 2021). From
September through May, they disperse
and can be abundant as far south as
New Jersey.
Historically, gray seals were absent
from North Carolina and South
Carolina, however, the range of gray
seals appears to be shifting south along
the U.S. Atlantic coast (DiGiovanni et
al., 2011; Johnson et al., 2015;
DiGiovanni et al., 2018). Harbor and
gray seals are seen regularly between the
fall and spring within the central
Atlantic (DoN, 2018; Jones and Rees,
2020). Seals may occur within the
proposed study area from November
through May (Roberts et al., 2016;
Roberts and Halpin, 2022).
Since June 2022, an Unusual
Mortality Event (UME) has been
declared for Northeast pinnipeds in
which elevated numbers of sick and
dead harbor seals and gray seals have
been documented along the southern
and central coast of Maine (NOAA
Fisheries, 2022b). Currently, 22 grays
seals and 258 harbor seals have
stranded. Preliminary sample testing
results suggest many affected seals to
test positive for avian influenza (NOAA
Fisheries, 2022b). NMFS is collaborating
with local, state, Federal, international,
and tribal partners to gain a better
understanding of the cause of this UME.
Information on this UME is available
online at: https://
www.fisheries.noaa.gov/2022-pinnipedunusual-mortality-event-along-mainecoast.
The above event was preceded by a
different UME occurring between 2018–
2020 (closure of the 2018–2020 UME is
pending). Additionally, stranded seals
have shown clinical signs as far south
as Virginia, although not in elevated
numbers. Therefore, the UME
investigation encompasses all seal
strandings from Maine to Virginia. As of
March 2020, there has been a total of
3,152 reported strandings (of all
species), though only 10 occurred in
Virginia while 8 were recorded in
Maryland. Full or partial necropsy
examinations have been conducted on
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some of the seals and samples have been
collected for testing. Based on tests
conducted thus far, the main pathogen
found in the seals is phocine distemper
virus. NMFS is performing additional
testing to identify any other factors that
may be involved in this UME. This UME
is non-active and pending closure, and
therefore, it is not discussed further in
this notice. Information on this UME is
available online at:
www.fisheries.noaa.gov/new-englandmid-atlantic/marine-life-distress/2018–
2020-pinniped-unusual-mortality-eventalong.
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Not all marine mammal
species have equal hearing capabilities
(e.g., Richardson et al., 1995; Wartzok
and Ketten, 1999; Au and Hastings,
2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine
mammals be divided into hearing
groups based on directly measured
(behavioral or auditory evoked potential
techniques) or estimated hearing ranges
(behavioral response data, anatomical
modeling, etc.). Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 4.
TABLE 4—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized hearing
range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) ...................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) .........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, Cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) .................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ............................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al., 2007) and PW pinniped (approximation).
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The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section provides a discussion of
the ways in which components of the
specified activity may impact marine
mammals and their habitat. Detailed
descriptions of the potential effects of
similar specified activities have been
provided in other recent Federal
Register notices, including for survey
activities using the same methodology,
over a similar amount of time, and
occurring in the southeast Atlantic
region, including the southeast Virginia
and North Carolina areas (e.g., 84 FR
31032, June 28, 2019; 85 FR 55415,
September 8, 2020; 86 FR 43212, August
6, 2021; 87 FR 25452, April 29, 2022).
No significant new information is
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available, and we incorporate by
reference the detailed discussions in
those documents rather than repeating
the details here. The Estimated Take
section later in this document includes
a quantitative analysis of the number of
individuals that are expected to be taken
by this activity. The Negligible Impact
Analysis and Determination section
considers the content of this section, the
Estimated Take section, and the
Proposed Mitigation section, to draw
conclusions regarding the likely impacts
of these activities on the reproductive
success or survivorship of individuals
and whether those impacts are
reasonably expected to, or reasonably
likely to, adversely affect the species or
stock through effects on annual rates of
recruitment or survival.
Summary on Specific Potential Effects
of Acoustic Sound Sources
For general information on sound, its
interaction with the marine
environment, and a description of
acoustic terminology, please see, e.g.,
ANSI (1986, 1995), Au and Hastings
(2008); Hastings and Popper (2005);
Mitson (1995), NIOSH (1998)
Richardson et al. (1995); Southall et al.,
(2007), and Urick (1983). Underwater
sound from active acoustic sources can
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include one or more of the following:
Temporary or permanent hearing
impairment, behavioral disturbance,
masking, stress, and non-auditory
physical effects. The degree of effect is
intrinsically related to the signal
characteristics, received level, distance
from the source, and duration of the
sound exposure. Marine mammals
exposed to high-intensity sound, or to
lower-intensity sound for prolonged
periods, can experience hearing
threshold shift (TS), which is the loss of
hearing sensitivity at certain frequency
ranges (Finneran, 2015). TS can be
permanent (PTS; permanent threshold
shift), in which case the loss of hearing
sensitivity is not fully recoverable, or
temporary (TTS; temporary threshold
shift), in which case the animal’s
hearing threshold would recover over
time (Southall et al. 2007).
When PTS occurs, there is physical
damage to the sound receptors in the ear
(i.e., tissue damage), whereas TTS
represents primarily tissue fatigue and
is reversible (Southall et al., 2007). In
addition, other investigators have
suggested that TTS is within the normal
bounds of physiological variability and
tolerance and does not represent
physical injury (e.g., Ward, 1997).
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Therefore, NMFS does not consider TTS
to constitute auditory injury.
Animals in the vicinity of TerraSond’s
proposed HRG survey activites are
unlikely to incur even TTS due to the
characteristics of the sound sources,
which include a relatively low source
level (203 dB re 1 mPa m), and generally
very short pulses and potential duration
of exposure. These characteristics mean
that instantaneous exposure is unlikely
to cause TTS because it is unlikely that
exposure would occur close enough to
the vessel for received levels to exceed
peak pressure TTS criteria, and the
cumulative duration of exposure would
be insufficient to exceed cumulative
sound exposure level (SEL) criteria.
Even for high-frequency cetacean
species (e.g., harbor porpoises), which
have the greatest sensitivity to potential
TTS, individuals would have to make a
very close approach and remain very
close to vessels operating these sources
in order to receive multiple exposures at
relatively high levels necessary to cause
TTS. Intermittent exposures—as would
occur due to the brief, transient signals
produced by these sources—require a
higher cumulative SEL to induce TTS
than would continuous exposures of the
same duration (i.e., intermittent
exposure results in lower levels of TTS).
Moreover, most marine mammals would
more likely avoid a loud sound source
rather than swim in such close
proximity as to result in TTS. Kremser
et al. (2005) noted that the probability
of a cetacean swimming through the
area of exposure when a sub-bottom
profiler emits a pulse is small—because
if the animal was in the area, it would
have to pass the transducer at close
range in order to be subjected to sound
levels that could cause TTS and would
likely exhibit avoidance behavior to the
area near the transducer rather than
swim through at such a close range.
Behavioral disturbance may include a
variety of effects, including subtle
changes in behavior (e.g., minor or brief
avoidance of an area or changes in
vocalizations), more conspicuous
changes in similar behavioral activities,
and more sustained and/or potentially
severe reactions, such as displacement
from or abandonment of high-quality
habitat. Behavioral responses to sound
are highly variable and context-specific
and any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2003; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010; Southall et al.,
2021). Available studies show wide
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variation in response to underwater
sound; therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, the stock,
or population. However, if a sound
source displaces marine mammals from
an important feeding or breeding area
for a prolonged period, impacts on
individuals and populations could be
significant (e.g., Lusseau and Bejder,
2007; Weilgart, 2007; NRC, 2003). As
mentioned earlier, the proposed survey
area overlaps with a NARW migration
BIA and is located adjacent to ESAdesignated critical calving habitat and a
reproduction BIA. Due to the mobile
nature and short duration of the
proposed acoustic sources as well as
proposed mitigation measures further
described in the Proposed Mitigation
section, we expect minimal impacts to
NARW mother calf pairs.
In addition, sound can disrupt
behavior through masking, or interfering
with, an animal’s ability to detect,
recognize, or discriminate between
acoustic signals of interest (e.g., those
used for intraspecific communication
and social interactions, prey detection,
predator avoidance, navigation).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity and
may occur whether the sound is natural
(e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
shipping, sonar, seismic exploration) in
origin. Marine mammal
communications would not likely be
masked appreciably by the acoustic
signals given the directionality of the
signals for the HRG survey equipment
planned for use (Table 2) and the brief
period for when an individual mammal
would likely be exposed.
An animal’s perception of a threat
may be sufficient to trigger stress
responses consisting of some
combination of behavioral responses,
autonomic nervous system responses,
neuroendocrine responses, or immune
responses (e.g., Seyle, 1950; Moberg,
2000). In many cases, an animal’s first
and sometimes most economical (in
terms of energetic costs) response is
behavioral avoidance of the potential
stressor. Autonomic nervous system
responses to stress typically involve
changes in heart rate, blood pressure,
and gastrointestinal activity. These
responses have a relatively short
duration and may or may not have a
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significant long-term effect on an
animal’s fitness.
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficient to restore
normal function. We expect minimal
stress responses to result from marine
mammals due to the short-term duration
of activities and proposed mitigation
measures.
Sound may affect marine mammals
through impacts on the abundance,
behavior, or distribution of prey species
(e.g., crustaceans, cephalopods, fish,
and zooplankton) (i.e., effects to marine
mammal habitat). Prey species exposed
to sound might move away from the
sound source, experience TTS,
experience masking of biologically
relevant sounds, or show no obvious
direct effects. The most likely impacts
(if any) for most prey species in a given
area would be temporary avoidance of
the area. Surveys using active acoustic
sound sources move through an area
relatively quickly, limiting exposure to
multiple pulses. In all cases, sound
levels would return to ambient once a
survey ends and the noise source is shut
down and, when exposure to sound
ends, behavioral and/or physiological
responses are expected to end relatively
quickly. Finally, the HRG survey
equipment will not have significant
impacts to the seafloor and does not
represent a source of pollution.
Vessel Strike
Vessel collisions with marine
mammals, or ship strikes, can result in
death or serious injury of the animal.
These interactions are typically
associated with large whales, which are
less maneuverable than are smaller
cetaceans or pinnipeds in relation to
large vessels. Ship strikes generally
involve commercial shipping vessels,
which are normally larger and of which
there is much more traffic in the ocean
than geophysical survey vessels. Jensen
and Silber (2004) summarized ship
strikes of large whales worldwide from
1975–2003 and found that most
collisions occurred in the open ocean
and involved large vessels (e.g.,
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commercial shipping). For vessels used
in geophysical survey activities, vessel
speed while towing gear is typically
only 4–5 knots. At these speeds, both
the possibility of striking a marine
mammal and the possibility of a strike
resulting in serious injury or mortality
are so low as to be discountable. At
average transit speed for geophysical
survey vessels, the probability of serious
injury or mortality resulting from a
strike is less than 50 percent. However,
the likelihood of a strike actually
happening is again low given the
smaller size of these vessels and
generally slower speeds. Notably in the
Jensen and Silber study, no strike
incidents were reported for geophysical
survey vessels during that time period.
The potential effects of TerraSond’s
specified survey activity are expected to
be limited to Level B behavioral
harassment. No permanent or temporary
auditory effects, or significant impacts
to marine mammal habitat, including
prey, are expected.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers,’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to sound produced by the
sparker. Based primarily on the
characteristics of the signals produced
by the acoustic source planned for use,
Level A harassment is neither
anticipated (even absent mitigation), nor
proposed to be authorized. As described
previously, no serious injury or
mortality is anticipated or proposed to
be authorized for this activity. Below we
describe how the proposed take
numbers are estimated.
For acoustic impacts, generally
speaking, we estimate take by
considering: (1) acoustic thresholds
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above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) the number of days of activities.
We note that while these factors can
contribute to a basic calculation to
provide an initial prediction of potential
takes, additional information that can
qualitatively inform take estimates is
also sometimes available (e.g., previous
monitoring results or average group
size). Below, we describe the factors
considered here in more detail and
present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of
acoustic thresholds that identify the
received level of underwater sound
above which exposed marine mammals
would be reasonably expected to be
behaviorally harassed (equated to Level
B harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source or exposure
context (e.g., frequency, predictability,
duty cycle, duration of the exposure,
signal-to-noise ratio, distance to the
source), the environment (e.g.,
bathymetry, other noises in the area,
predators in the area), and the receiving
animals (hearing, motivation,
experience, demography, life stage,
depth) and can be difficult to predict
(e.g., Southall et al., 2007, 2021; Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a metric that is both predictable and
measurable for most activities, NMFS
typically uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS generally predicts
that marine mammals are likely to be
behaviorally harassed in a manner
considered to be Level B harassment
when exposed to underwater
anthropogenic noise above root-meansquared pressure received levels (RMS
SPL) of 160 dB re 1 mPa for impulsive
(e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. Generally
speaking, Level B harassment take
estimates based on these behavioral
harassment thresholds are expected to
include any likely takes by TTS as, in
most cases, the likelihood of TTS occurs
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at distances from the source less than
those at which behavioral harassment is
likely. TTS of a sufficient degree can
manifest as behavioral harassment, as
reduced hearing sensitivity and the
potential reduced opportunities to
detect important signals (conspecific
communication, predators, prey) may
result in changes in behavior patterns
that would not otherwise occur.
TerraSond’s proposed activity
includes the use of impulsive (i.e.,
sparkers) sources, and therefore, the
RMS SPL thresholds of 160 dB re 1 mPa
is applicable.
Level A harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive).
The references, analysis, and
methodology used in the development
of the thresholds are described in
NMFS’ 2018 Technical Guidance, which
may be accessed at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
TerraSond’s proposed activity
includes the use of impulsive (i.e.,
sparkers) sources. However, as
discussed above, NMFS has concluded
that Level A harassment is not a
reasonably likely outcome for marine
mammals exposed to noise through use
of the sources proposed for use here,
and the potential for Level A
harassment is not evaluated further in
this document. Please see TerraSond’s
application (Section 6.3.1 Level A) for
details of a quantitative exposure
analysis exercise, i.e., calculated Level
A harassment isopleths and estimated
Level A harassment exposures.
TerraSond did not request authorization
of take by Level A harassment, and no
take by Level A harassment is proposed
for authorization by NMFS.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that are used in estimating the area
ensonified above the acoustic
thresholds, including source levels and
transmission loss coefficient.
NMFS has developed a user-friendly
methodology for estimating the extent of
the Level B harassment isopleths
associated with relevant HRG survey
equipment (NMFS, 2020). This
methodology incorporates frequency
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and directionality (when relevant) to
refine estimated ensonified zones. The
sparkers proposed for use by TerraSond
are omnidirectional and, therefore,
beamwidth does not factor into the
calculations.
NMFS considers the data provided by
Crocker and Fratantonio (2016) to
represent the best available information
on source levels associated with HRG
survey equipment and, therefore,
recommends that source levels provided
by Crocker and Fratantonio (2016) be
incorporated in the method described
above to estimate distances to
harassment isopleths. In cases where the
source level for a specific type of HRG
equipment is not provided in Crocker
and Fratantonio (2016), NMFS
recommends either the source levels
provided by the manufacturer be used,
or, in instances where source levels
provided by the manufacturer are
unavailable or unreliable, a proxy from
Crocker and Fratantonio (2016) be used
instead. TerraSond plans to use the
Applied Acoustics Dura-spark sparker
UHRS 400 + 400. For all source
configurations (Table 1), the maximum
power expected to be discharged from
the sparker source is 800 J. However,
Crocker and Fratantonio (2016) did not
measure the Applied Acoustics Duraspark with an energy near 800 J and the
manufacturer does not provide these
specifications. A similar alternative
system, the SIG ELC 820 sparker, was
measured by Crocker and Fratantonio
(2016) with an input voltage of 750 J,
and these measurements were used as a
proxy for the Applied Acoustics Duraspark sparker. Table 2 shows the source
parameters associated with this proxy.
Using the measured source level of 203
dB RMS of the proxy, SIG ELC 820
sparker with an input voltage of 750 J,
modeling results of modeling indicated
that the Applied Acoustics Dura-spark
UHRS 400 + 400 would produce a
distance of 141 m to the Level B
harassment isopleth.
Daily ensonified area for each of the
three survey phases (Table 1) was
calculated by using the following
equation: Daily survey distance (km) ×
2 × (Level B isopleth (km) + separation
distance between sparkers (km)) + area
of a circle with a radius of Level B
isopleth (km). For each phase, the daily
survey distance is estimated to be
approximately 100 km (Table 6). Phases
2 and 3 would include multiple sparker
sources in their tow configurations
(Table 1). Table 5 shows the daily
ensonified area for each survey phase.
In order to calculate the monthly
ensonified area for each phase, the daily
ensonified area was multiplied by the
number of estimated survey days per
month for each phase. Monthly
ensonified area for each phase is shown
in Table 5.
TABLE 5—ENSONIFIED AREA FOR EACH SURVEY PHASE
Total survey
distance
(km)
Phase
1 .......................................................................
2 .......................................................................
3 .......................................................................
Average daily
survey
distance (km)
4,054
1,300
12,488
100
100
100
Survey days
per month
Daily
ensonified
area
(km2)
Number of
sparker
sources
3.4
1.2
10.4
1
13
22
28.3
58.5
31.3
Monthly
ensonified
area
(km2)
95.5
68.2
325.5
1 150
2 30
m horizontal separation distance between sparkers.
m horizontal separation distance between sparkers.
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Marine Mammal Occurrence
In this section we provide information
about the occurrence of marine
mammals, including density or other
relevant information that will inform
the take calculations.
Habitat-based density models
produced by the Duke University
Marine Geospatial Ecology Laboratory
(Roberts et al., 2016; Roberts and
Halpin, 2022) represent the best
available information regarding marine
mammal densities in the proposed
survey area. The density data presented
by Roberts and Halpin (2022)
incorporates aerial and shipboard linetransect survey data from NMFS and
other organizations and incorporates
data from 8 physiographic and 16
dynamic oceanographic and biological
covariates, and controls for the
influence of sea state, group size,
availability bias, and perception bias on
the probability of making a sighting.
These density models were originally
developed for all cetacean taxa in the
U.S. Atlantic (Roberts et al., 2016). In
subsequent years, certain models have
been updated based on additional data
as well as certain methodological
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improvements. More information is
available online at https://seamap.env.
duke.edu/models/Duke/EC/.
The Roberts and Halpin (2022)
density-based habitat models provided
density estimates for species or species
guilds within 5 km × 5 km grids cells
on a monthly or annual basis,
depending upon the species. TerraSond
selected a representative sample of grid
cells in and near the proposed survey
area by creating a 5 km wide perimeter
around the survey area using GIS (ESRI,
2017), and intersecting the perimeter
with the density grid cells to select
those nearest to the proposed survey
area. The average density of each
species per month was then calculated
from the selected grid cells. Density
estimates for each species derived from
this method are shown in Table 10 of
TerraSond’s application. After careful
review of this methodology, NMFS
agrees with this approach.
Seal species were represented as a
single guild by the Roberts densitybased habitat models (Roberts et al.,
2016; Roberts and Halpin, 2022). In
order to determine seal density by
species, the proportion of abundance for
each seal species was calculated using
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the stock abundance estimate from the
most recent NMFS stock assessment
report (Hayes et al., 2022). For example,
the stock abundance estimate for harbor
seals (61,336) was divided by the sum
of the stock abundance estimates for
harbor seals (61,336) and gray seals
(27,300). This proportion was calculated
for harbor seals and gray seals. The
proportion was then multiplied by the
density estimate for seals as a guild to
determine a density-based estimate for
each seal species. NMFS has reviewed
this methodology for deriving densitybased estimates for each seal species
from a seal guild estimate, and agrees
with this approach.
Take Estimation
Here we describe how the information
provided above is synthesized to
produce a quantitative estimate of the
take that is reasonably likely to occur
and proposed for authorization. In order
to estimate the number of marine
mammals predicted to be exposed to
sound levels that would result in Level
B harassment, estimated take was first
calculated by month for each phase. The
monthly density for each species in the
proposed survey area (Table 10 of the
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application) was multiplied by the
respective monthly ensonified area for
each phase (Table 5) according to the
following equation: Estimated monthly
take = average monthly density
(individuals/km2) × monthly ensonified
area (km2). Estimated monthly take for
each phase was summed across twelve
months and is shown for each phase by
species in Table 6. Density-based take
estimates for each phase were added
together for each species to receive a
total requested take estimate (Table 6).
The percent of each stock abundance
requested for take was calculated using
the most updated abundance estimates
from the NMFS stock assessment report
(Hayes et al., 2022) (Table 6).
As the Roberts density-based habitat
models (Roberts et al., 2016; Roberts
and Halpin, 2022) did not distinguish
between short-finned and long-finned
pilot whales, the requested take estimate
in Table 6 represents both species of
pilot whale. NMFS calculated the
percent of stock abundance requested
assuming all take was from the stock of
short-finned pilot whales. NMFS also
calculated the percent of stock
abundance requested assuming all take
was from the stock of long-finned pilot
whales. NMFS then compared these
calculations to determine which
percentage was greater, and found that
the calculation assuming all take was
from the stock of short-finned pilot
whales represented a larger percentage.
The percent of take that represents the
greatest impact (short-finned pilot
whale) is displayed in Table 6. A similar
approach was used when calculating
percent of take requested for bottlenose
dolphins, as two stocks (southern
migratory coastal stock and offshore
Western North Atlantic stock) may
occur within the proposed study area.
The percent of take that represents the
greatest impact (southern migratory
coastal stock) is shown in Table 6.
When determining requested take
numbers, TerraSond also considered
mean group size estimates for each
species based upon available sighting
data collected through recent aerial/
vessel-based surveys in the southwest
Atlantic region (Kraus et al., 2016; Palka
et al., 2017). Mean group size estimates
were compared to density-based
estimates. If the mean group size was
greater than the density-based estimate,
the requested estimated take was
increased to the mean group size value.
Requested take was adjusted for mean
group size for the following species, as
shown in Table 6: Fin whale, humpback
whale, NARW, sperm whale, common
dolphin, Cuvier’s beaked whale, pilot
whales, Mesoplodont whales, roughtoothed dolphin, harbor porpoise,
harbor seal, and gray seal.
The estimated density-based exposure
value was calculated to be and/or
rounded to zero for the fin whale,
humpback whale, sperm whale, Cuvier’s
beaked whale, harbor porpoise,
Mesoplodont beaked whales, gray seal,
and harbor seal. Therefore, TerraSond
has requested a small amount of take for
these species in the event that they do
occur during project activities. The
North Carolina coast is part of a
migratory pathway for humpback
whales moving seasonally between
winter foraging grounds and summer
breeding grounds (Hayes et al., 2022).
Juvenile humpback whales are typically
sighted off the Virginia and North
Carolina coasts during the winter
months (Swingle et al., 1993), and
therefore, may potentially occur within
the proposed study area. Fin and sperm
whale sightings have occurred off of
Cape Hatteras, North Carolina, just
north of the proposed study area. Fin
whales may use the Central Atlantic
coast as a calving area, while sperm
whales likely calve near Cape Hatteras,
NC (Hayes et al., 2022). In addition,
Cuvier’s beaked whale and harbor
porpoise sightings have occurred off of
Cape Hatteras, NC (Hayes et al., 2022).
Due to the relatively close proximity of
Cape Hatteras to the proposed study
area, it is possible these species may
occur off Carolina Long Bay as well.
Based upon documented stranding
records, Mesoplodont whale strandings
may occur within the proposed study
area as well. Mesoplodont strandings
have been documented as far south as
Florida, and True’s, Gervais’, and
Sowerby’s beaked whales are
considered temperature species. Over
time, harbor seals and gray seals have
expanded their range further south
along the U.S. Atlantic coast with
harbor seal sightings occurring off North
Carolina during the fall and spring
(Hayes et al., 2022). Harbor seals may
also occasionally haul out in northern
North Carolina during the winter. Due
to documented sighting and stranding
records, it is also possible that harbor
and gray seals may occur with the
proposed study area as well. NMFS has
carefully reviewed TerraSond’s
methodology for calculating estimated
requested take and adjusting estimated
take based upon mean group size
estimates. NMFS agrees with this
approach and proposes to authorize the
requested take numbers.
TABLE 6—ESTIMATED TAKE NUMBERS AND TOTAL TAKE PROPOSED FOR AUTHORIZATION
Density-based take estimates
Total proposed
take
Species
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Phase 1
Fin whale ................................................................................................
Humpback whale ...................................................................................
North Atlantic right whale .......................................................................
Sperm whale ..........................................................................................
Pilot whale 1 ...........................................................................................
Cuvier’s beaked whale ...........................................................................
Mesoplodont whales ..............................................................................
Bottlenose dolphin 2 ...............................................................................
Atlantic spotted dolphin ..........................................................................
Common dolphin ....................................................................................
Rough-toothed dolphin ...........................................................................
Harbor porpoise .....................................................................................
Harbor seal ............................................................................................
Gray seal ................................................................................................
Phase 2
0
0
0.1
0
0.1
0
0
130.6
122.4
0.8
1.5
0
0
0
0
0
0
0
0.1
0
0
93.3
87.5
0.6
1
0
0
0
Phase 3
0
0
0
0
0
0
0
445
417
3
5
0
0
0
*Adjusted for group size.
1 Represents short-finned and long-finned pilot whales.
2 Represents offshore and southern migratory coastal stocks of bottlenose dolphins.
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*2
*3
*1
* 26
*3
*3
669
628
* 49
* 19
*3
*2
*2
Percent stock
abundance
proposed for
take
0.03
0.14
0.82
0.02
0.09
0.05
0.09
17.8
1.57
0.03
14
0.003
0.003
0.007
lotter on DSK11XQN23PROD with NOTICES1
Federal Register / Vol. 87, No. 244 / Wednesday, December 21, 2022 / Notices
Proposed Mitigation
Visual Monitoring and Shutdown Zones
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, NMFS considers two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost and
impact on operations.
NMFS proposes the following
mitigation measures be implemented
during TerraSond’s proposed HRG
surveys. Pursuant to section 7 of the
ESA, TerraSond would also be required
to adhere to relevant Project Design
Criteria (PDC) of the NMFS’ Greater
Atlantic Regional Fisheries Office
(GARFO) programmatic consultation
(specifically PDCs 4, 5, and 7) regarding
geophysical surveys along the U.S.
Atlantic coast (https://
www.fisheries.noaa.gov/new-englandmid-atlantic/consultations/section-7take-reporting-programmatics-greateratlantic#offshore-wind-site-assessmentand-site-characterization-activitiesprogrammatic-consultation).
TerraSond must employ independent,
dedicated, trained PSOs, meaning that
the PSOs must (1) be employed by a
third-party observer provider, (2) have
no tasks other than to conduct
observational effort, collect data, and
communicate with and instruct relevant
vessel crew with regard to the presence
of marine mammals and mitigation
requirements (including brief alerts
regarding maritime hazards), and (3)
have successfully completed an
approved PSO training course
appropriate for geophysical surveys.
Visual monitoring must be performed by
qualified, NMFS-approved PSOs. PSO
resumes must be provided to NMFS for
review and approval prior to the start of
survey activities.
During survey operations (e.g., any
day on which use of the sparker source
is planned to occur, and whenever the
sparker source is in the water, whether
activated or not), a minimum of one
visual marine mammal observer (PSO)
must be on duty on each source vessel
and conducting visual observations at
all times during daylight hours (i.e.,
from 30 minutes prior to sunrise
through 30 minutes following sunset). A
minimum of two PSOs must be on duty
on each source vessel during nighttime
hours. Visual monitoring must begin no
less than 30 minutes prior to ramp-up
(described below) and must continue
until one hour after use of sparker
source ceases.
Visual PSOs shall coordinate to
ensure 360° visual coverage around the
vessel from the most appropriate
observation posts and shall conduct
visual observations using binoculars
and the naked eye while free from
distractions in a consistent, systematic,
and diligent manner. PSOs shall
establish and monitor application
shutdown zones (see below). These
zones shall be based upon the radial
distance from the sparker source (rather
than being based around the vessel
itself).
Two shutdown zones are defined,
depending on the species and context.
Here, an extended shutdown zone
encompassing the area at and below the
sea surface out to a radius of 500 meters
from the sparker source (0–500 m) is
defined for NARWs. For all other
marine mammals, the shutdown zone
encompasses a standard distance of 100
meters (0–100 m). Any observations of
marine mammals by crew members
aboard any vessel associated with the
survey shall be relayed to the PSO team.
Visual PSOs may be on watch for a
maximum of four consecutive hours
followed by a break of at least one hour
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78065
between watches and may conduct a
maximum of 12 hours of observation per
24-hour period
Pre-Start Clearance and Ramp-Up
A ramp-up procedure, involving a
gradual increase in source level output,
is required at all times as part of the
activation of the sparker source when
technically feasible. Operators should
ramp up sparkers to half power for 5
minutes and then proceed to full power.
A 30-minute pre-start clearance
observation period must occur prior to
the start of ramp-up. The intent of the
30-minute pre-start clearance
observation period is to ensure no
marine mammals are within the
shutdown zones prior to the beginning
of ramp-up. The intent of ramp-up is to
warn marine mammals of pending
operations and to allow sufficient time
for those animals to leave the immediate
vicinity. All operators must adhere to
the following pre-start clearance and
ramp-up requirements:
• The operator must notify a
designated PSO of the planned start of
ramp-up as agreed upon with the lead
PSO; the notification time should not be
less than 60 minutes prior to the
planned ramp-up in order to allow the
PSOs time to monitor the shutdown
zones for 30 minutes prior to the
initiation of ramp-up (pre-start
clearance). During this 30-minute prestart clearance period, the entire
shutdown zone must be visible, except
as indicated below.
• Ramp-ups shall be scheduled so as
to minimize the time spent with the
source activated.
• A visual PSO conducting pre-start
clearance observations must be notified
again immediately prior to initiating
ramp-up procedures and the operator
must receive confirmation from the PSO
to proceed.
• Any PSO on duty has the authority
to delay the start of survey operations if
a marine mammal is detected within the
applicable pre-start clearance zone.
• The operator must establish and
maintain clear lines of communication
directly between PSOs on duty and
crew controlling the acoustic source to
ensure that mitigation commands are
conveyed swiftly while allowing PSOs
to maintain watch.
• The pre-start clearance requirement
is waived for small delphinids and
pinnipeds. Detection of a small
delphinid (individuals belonging to the
following genera of the Family
Delphinidae: Steno, Delphinus,
Lagenorhynchus, Stenella, and
Tursiops) or pinniped within the
shutdown zone does not preclude
beginning of ramp-up, unless the PSO
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confirms the individual to be of a genus
other than those listed, in which case
normal pre-clearance requirements
apply.
• If there is uncertainty regarding
identification of a marine mammal
species (i.e., whether the observed
marine mammal(s) belongs to one of the
delphinid genera for which the preclearance requirement is waived), PSOs
may use the best professional judgment
in making the decision to call for a
shutdown.
• Ramp-up may not be initiated if any
marine mammal to which the pre-start
clearance requirement applies is within
the shutdown zone. If a marine mammal
is observed within the shutdown zone
during the 30-minute pre-start clearance
period, ramp up may not begin until the
animal(s) has been observed exiting the
zones or until an additional time period
has elapsed with no further sightings
(30 minutes for all baleen whale species
and sperm whales and 15 minutes for
all other species).
• PSOs must monitor the shutdown
zones 30 minutes before and during
ramp-up, and ramp-up must cease and
the source must be shut down upon
observation of a marine mammal within
the applicable shutdown zone.
• Ramp-up may occur at times of
poor visibility, including nighttime, if
appropriate visual monitoring has
occurred with no detections of marine
mammals in the 30 minutes prior to
beginning ramp-up. Sparker activation
may only occur at night where
operational planning cannot reasonably
avoid such circumstances.
• If the acoustic source is shut down
for brief periods (i.e., less than 30
minutes) for reasons other than
implementation of prescribed mitigation
(e.g., mechanical difficulty), it may be
activated again without ramp-up if PSOs
have maintained constant visual
observation and no detections of marine
mammals have occurred within the
applicable shutdown zone. For any
longer shutdown, pre-start clearance
observation and ramp-up are required.
lotter on DSK11XQN23PROD with NOTICES1
Shutdown Procedures
All operators must adhere to the
following shutdown requirements:
• Any PSO on duty has the authority
to call for shutdown of the sparker
source if a marine mammal is detected
within the applicable shutdown zone.
• The operator must establish and
maintain clear lines of communication
directly between PSOs on duty and
crew controlling the source to ensure
that shutdown commands are conveyed
swiftly while allowing PSOs to maintain
watch.
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• When the sparker source is active
and a marine mammal appears within or
enters the applicable shutdown zone,
the source must be shut down. When
shutdown is instructed by a PSO, the
source must be immediately deactivated
and any dispute resolved only following
deactivation.
• The shutdown requirement is
waived for small delphinids and
pinnipeds. If a small delphinid
(individual belonging to the following
genera of the Family Delphinidae:
Steno, Delphinus, Lagenorhynchus,
Stenella, and Tursiops) or pinniped is
visually detected within the shutdown
zone, no shutdown is required unless
the PSO confirms the individual to be
of a genus other than those listed, in
which case a shutdown is required
• If there is uncertainty regarding
identification of a marine mammal
species (i.e., whether the observed
marine mammal(s) belongs to one of the
delphinid genera for which shutdown is
waived or one of the species with a
larger shutdown zone), PSOs may use
best professional judgment in making
the decision to call for a shutdown.
• Upon implementation of shutdown,
the source may be reactivated after the
marine mammal has been observed
exiting the applicable shutdown zone or
following a clearance period (30
minutes for all baleen whale species and
sperm whales and 15 minutes for all
other species) with no further detection
of the marine mammal.
If a species for which authorization
has not been granted, or a species for
which authorization has been granted
but the authorized number of takes have
been met, approaches or is observed
within the Level B harassment zone,
shutdown must occur.
Vessel Strike Avoidance
Crew and supply vessel personnel
should use an appropriate reference
guide that includes identifying
information on all marine mammals that
may be encountered. Vessel operators
must comply with the below measures
except under extraordinary
circumstances when the safety of the
vessel or crew is in doubt or the safety
of life at sea is in question. These
requirements do not apply in any case
where compliance would create an
imminent and serious threat to a person
or vessel or to the extent that a vessel
is restricted in its ability to maneuver
and, because of the restriction, cannot
comply.
• Vessel operators and crews must
maintain a vigilant watch for all marine
mammals and slow down, stop their
vessel(s), or alter course, as appropriate
and regardless of vessel size, to avoid
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striking any marine mammals. A visual
observer aboard the vessel must monitor
a vessel strike avoidance zone based on
the appropriate separation distance
around the vessel (distances stated
below). Visual observers monitoring the
vessel strike avoidance zone may be
third-party observers (i.e., PSOs) or crew
members, but crew members
responsible for these duties must be
provided sufficient training to (1)
distinguish protected species from other
phenomena and (2) broadly to identify
a marine mammal as a NARW, other
whale (defined in this context as sperm
whales or baleen whales other than
NARW), or other marine mammal.
• All survey vessels, regardless of
size, must observe a 10-knot speed
restriction in specific areas designated
by NMFS for the protection of NARWs
from vessel strikes. These include all
Seasonal Management Areas (SMA)
under 50 CFR 224.105 (when in effect),
any dynamic management areas (DMA)
(when in effect), and Slow Zones. See
www.fisheries.noaa.gov/national/
endangered-species-conservation/
reducing-ship-strikes-north-atlanticright-whales for specific detail regarding
these areas.
• All vessels must reduce their speed
to 10 knots or less when mother/calf
pairs, pods, or large assemblages of
cetaceans are observed near a vessel;
• All vessels must maintain a
minimum separation distance of 500 m
from NARWs. If a NARW is sighted
within the relevant separation distance,
the vessel must steer a course away at
10 knots or less until the 500-m
separation distance has been
established. If a whale is observed but
cannot be confirmed as a species other
than a right whale, the vessel operator
must assume that it is a right whale and
take appropriate action.
• All vessels must maintain a
minimum separation distance of 100 m
from sperm whales and all other baleen
whales.
• All vessels must, to the maximum
extent practicable, attempt to maintain a
minimum separation distance of 50 m
from all other marine mammals, with an
understanding that at times this may not
be possible (e.g., for animals that
approach the vessel).
• When marine mammals are sighted
while a vessel is underway, the vessel
must take action as necessary to avoid
violating the relevant separation
distance (e.g., attempt to remain parallel
to the animal’s course, avoid excessive
speed or abrupt changes in direction
until the animal has left the area, reduce
speed and shift the engine to neutral).
This does not apply to any vessel
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towing gear or any vessel that is
navigationally constrained.
Members of the monitoring team
would consult NMFS NARW reporting
system and Whale Alert, daily and as
able, for the presence of NARWs
throughout survey operations, and for
the establishment of DMAs and/or Slow
Zones. It is TerraSond’s responsibility to
maintain awareness of the establishment
and location of any such areas and to
abide by these requirements
accordingly.
Based on our evaluation of
TerraSond’s proposed measures, as well
as other measures considered by NMFS,
NMFS has preliminarily determined
that the proposed mitigation measures
provide the means of effecting the least
practicable impact on the affected
species or stocks and their habitat,
paying particular attention to rookeries,
mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
activity; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
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to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and,
• Mitigation and monitoring
effectiveness.
TerraSond must submit PSO resumes
for NMFS review and approval prior to
commencement of the survey. Resumes
should include dates of training and any
prior NMFS approval, as well as dates
and description of last experience, and
must be accompanied by information
documenting successful completion of
an acceptable training course. For
prospective PSOs not previously
approved, or for PSOs whose approval
is not current, NMFS must review and
approve PSO qualifications. Resumes
must be accompanied by relevant
documentation of successful completion
of necessary training.
NMFS may approve PSOs as
conditional or unconditional. A
conditionally-approved PSO may be one
who is trained but has not yet attained
the requisite experience. An
unconditionally-approved PSO is one
who has attained the necessary
experience. For unconditional approval,
the PSO must have a minimum of 90
days at sea performing the role during
a geophysical survey, with the
conclusion of the most recent relevant
experience not more than 18 months
previous.
At least one of the visual PSOs aboard
the vessel must be unconditionallyapproved. One unconditionallyapproved visual PSO shall be
designated as the lead for the entire PSO
team. This lead should typically be the
PSO with the most experience, who
would coordinate duty schedules and
roles for the PSO team and serve as
primary point of contact for the vessel
operator. To the maximum extent
practicable, the duty schedule shall be
planned such that unconditionallyapproved PSOs are on duty with
conditionally-approved PSOs.
At least one PSO aboard each acoustic
source vessel must have a minimum of
90 days at-sea experience working in the
role, with no more than eighteen
months elapsed since the conclusion of
the at-sea experience. One PSO with
such experience must be designated as
the lead for the entire PSO team and
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78067
serve as the primary point of contact for
the vessel operator. (Note that the
responsibility of coordinating duty
schedules and roles may instead be
assigned to a shore-based, third-party
monitoring coordinator.) To the
maximum extent practicable, the lead
PSO must devise the duty schedule
such that experienced PSOs are on duty
with those PSOs with appropriate
training but who have not yet gained
relevant experience.
PSOs must successfully complete
relevant training, including completion
of all required coursework and passing
(80 percent or greater) a written and/or
oral examination developed for the
training program.
PSOs must have successfully attained
a bachelor’s degree from an accredited
college or university with a major in one
of the natural sciences, a minimum of
30 semester hours or equivalent in the
biological sciences, and at least one
undergraduate course in math or
statistics. The educational requirements
may be waived if the PSO has acquired
the relevant skills through alternate
experience. Requests for such a waiver
shall be submitted to NMFS and must
include written justification. Alternate
experience that may be considered
includes, but is not limited to (1)
secondary education and/or experience
comparable to PSO duties; (2) previous
work experience conducting academic,
commercial, or government-sponsored
marine mammal surveys; and (3)
previous work experience as a PSO
(PSO must be in good standing and
demonstrate good performance of PSO
duties).
TerraSond must work with the
selected third-party PSO provider to
ensure PSOs have all equipment
(including backup equipment) needed
to adequately perform necessary tasks,
including accurate determination of
distance and bearing to observed marine
mammals, and to ensure that PSOs are
capable of calibrating equipment as
necessary for accurate distance
estimates and species identification.
Such equipment, at a minimum, shall
include:
• At least one thermal (infrared)
imagine device suited for the marine
environment;
• Reticle binoculars (e.g., 7 x 50) of
appropriate quality (at least one per
PSO, plus backups);
• Global Positioning Units (GPS) (at
least one plus backups);
• Digital cameras with a telephoto
lens that is at least 300-mm or
equivalent on a full-frame single lens
reflex (SLR) (at least one plus backups).
The camera or lens should also have an
image stabilization system;
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• Compass (at least one plus
backups);
• Means of communication among
vessel crew and PSOs; and
• Any other tools deemed necessary
to adequately and effectively perform
PSO tasks.
The equipment specified above may
be provided by an individual PSO, the
third-party PSO provider, or the
operator, but TerraSond is responsible
for ensuring PSOs have the proper
equipment required to perform the
duties specified in the IHA.
The PSOs will be responsible for
monitoring the waters surrounding the
survey vessel to the farthest extent
permitted by sighting conditions,
including shutdown zones, during all
HRG survey operations. PSOs will
visually monitor and identify marine
mammals, including those approaching
or entering the established shutdown
zones during survey activities. It will be
the responsibility of the PSO(s) on duty
to communicate the presence of marine
mammals as well as to communicate the
action(s) that are necessary to ensure
mitigation and monitoring requirements
are implemented as appropriate.
PSOs must be equipped with
binoculars and have the ability to
estimate distance and bearing to detect
marine mammals, particularly in
proximity to shutdown zones.
Reticulated binoculars must also be
available to PSOs for use as appropriate
based on conditions and visibility to
support the sighting and monitoring of
marine mammals. During nighttime
operations, night-vision goggles with
thermal clip-ons and infrared
technology must be available for use.
Position data would be recorded using
hand-held or vessel GPS units for each
sighting.
During good conditions (e.g., daylight
hours; Beaufort sea state (BSS) 3 or less),
to the maximum extent practicable,
PSOs must also conduct observations
when the acoustic source is not
operating for comparison of sighting
rates and behavior with and without use
of the active acoustic sources and
between acquisition periods. Any
observations of marine mammals by
crew members aboard the vessel
associated with the survey would be
relayed to the PSO team. Data on all
PSO observations would be recorded
based on standard PSO collection
requirements (see Proposed Reporting
Measures). This would include dates,
times, and locations of survey
operations; dates and times of
observations, location and weather;
details of marine mammal sightings
(e.g., species, numbers, behavior); and
details of any observed marine mammal
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behavior that occurs (e.g., noted
behavioral disturbances). Members of
the PSO team shall consult the NMFS
NARW reporting system and Whale
Alert, daily and as able, for the presence
of NARWs throughout survey
operations.
Proposed Reporting Measures
TerraSond shall submit a draft
summary report to NMFS on all
activities and monitoring results within
90 days of the completion of survey
activities or expiration of the IHA,
whichever comes sooner. The report
must describe all activities conducted
and sightings of marine mammals, must
provide full documentation of methods,
results, and interpretation pertaining to
all monitoring, and must summarize the
dates and locations of survey operations
and all marine mammals sightings
(dates, times, locations, activities,
associated survey activities). The draft
report shall also include geo-referenced,
time-stamped vessel tracklines for all
time periods during which acoustic
sources were operating. Tracklines
should include points recording any
change in acoustic source status (e.g.,
when the sources began operating, when
they were turned off, or when they
changed operational status such as from
full array to single gun or vice versa).
GIS files shall be provided in ESRI
shapefile format and include the UTC
date and time, latitude in decimal
degrees, and longitude in decimal
degrees. All coordinates shall be
referenced to the WGS84 geographic
coordinate system. In addition to the
report, all raw observational data shall
be made available. The report must
summarize the information. A final
report must be submitted within 30 days
following resolution of any comments
on the draft report. All draft and final
marine mammal monitoring reports
must be submitted to
PR.ITP.MonitoringReports@noaa.gov
and nmfs.gar.incidental-take@noaa.gov.
PSOs must use standardized
electronic data forms to record data.
PSOs shall record detailed information
about any implementation of mitigation
requirements, including the distance of
marine mammal to the acoustic source
and description of specific actions that
ensued, the behavior of the animal(s),
any observed changes in behavior before
and after implementation of mitigation,
and if shutdown was implemented, the
length of time before any subsequent
ramp-up of the acoustic source. If
required mitigation was not
implemented, PSOs should record a
description of the circumstances. At a
minimum, the following information
must be recorded:
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1. Vessel name (source vessel), vessel
size and type, maximum speed
capability of vessel;
2. PSO names and affiliations;
3. Dates of departures and returns to
port with port name;
4. Date and participants of PSO
briefings;
5. Visual monitoring equipment used;
6. PSO location on vessel and height
of observation location above water
surface;
7. Dates and times (Greenwich Mean
Time) of survey on/off effort and times
corresponding with PSO on/off effort;
8. Vessel location (latitude/longitude)
when survey effort begins and ends, and
vessel location at beginning and end of
visual PSO duty shifts;
9. Vessel location at 30-second
intervals if obtainable from data
collection software, otherwise at
practical regular interval;
10. Vessel heading and speed at
beginning and end of visual PSO duty
shifts and upon any line change;
11. Water depth (if obtainable from
data collection software);
12. Environmental conditions while
on visual survey (at beginning and end
of PSO shift and whenever conditions
change significantly), including wind
speed and direction, Beaufort sea state,
Beaufort wind force, swell height,
weather conditions, cloud cover, sun
glare, and overall visibility to the
horizon;
13. Factors that may be contributing
to impaired observations during each
PSO shift change or as needed as
environmental conditions change (e.g.,
vessel traffic, equipment malfunctions);
and
14. Survey activity information (and
changes thereof), such as acoustic
source power output while in operation,
number and volume of airguns
operating in an array, tow depth of an
acoustic source, and any other notes of
significance (i.e., pre-start clearance,
ramp-up, shutdown, testing, shooting,
ramp-up completion, end of operations,
streamers, etc.).
Upon visual observation of any
marine mammal, the following
information must be recorded:
1. Watch status (sighting made by
PSO on/off effort, opportunistic, crew,
alternate vessel/platform);
2. Vessel/survey activity at time of
sighting (e.g., deploying, recovering,
testing, shooting, data acquisition,
other);
3. PSO who sighted the animal;
4. Time of sighting;
5. Initial detection method;
6. Sightings cue;
7. Vessel location at time of sighting
(decimal degrees);
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8. Direction of vessel’s travel
(compass direction);
9. Speed of the vessel(s) from which
the observation was made;
10. Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified); also
note the composition of the group if
there is a mix of species;
11. Species reliability (an indicator of
confidence in identification);
12. Estimated distance to the animal
and method of estimating distance;
13. Estimated number of animals
(high/low/best);
14. Estimated number of animals by
cohort (adults, yearlings, juveniles,
calves, group composition, etc.);
15. Description (as many
distinguishing features as possible of
each individual seen, including length,
shape, color, pattern, scars or markings,
shape and size of dorsal fin, shape of
head, and blow characteristics);
16. Detailed behavior observations
(e.g., number of blows, number of
surfaces, breaching, spyhopping, diving,
feeding, traveling; as explicit and
detailed as possible; note any observed
changes in behavior before and after
point of closest approach);
17. Mitigation actions; description of
any actions implemented in response to
the sighting (e.g., delays, shutdowns,
ramp-up, speed or course alteration,
etc.) and time and location of the action;
18. Equipment operating during
sighting;
19. Animal’s closes point of approach
and/or closest distance from the center
point of the acoustic source; and
20. Description of any actions
implemented in response to the sighting
(e.g., delays, shutdown, ramp-up) and
time and location of the action.
If a NARW is observed at any time by
PSOs or personnel on any project
vessels, during surveys or during vessel
transit, TerraSond must report sighting
information to the NMFS North Atlantic
Right Whale Sighting Advisory System
(866–755–6622) within two hours of
occurrence, when practicable, or no
later than 24 hours after occurrence.
NARW sightings in any location may
also be reported to the U.S. Coast Guard
via channel 16 and through the Whale
Alert app (www.whalealert.org).
In the event that personnel involved
in the survey activities discover an
injured or dead marine mammal, the
incident must be reported to NMFS as
soon as feasible by phone (877–942–
5343) and by email
(nmfs.gar.stranding@noaa.gov and
PR.ITP.monitoringreports@noaa.gov).
The report must include the following
information:
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19:56 Dec 20, 2022
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1. Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
2. Species identification (if known) or
description of the animal(s) involved;
3. Condition of the animal(s)
(including carcass condition if the
animal is dead);
4. Observed behaviors of the
animal(s), if alive;
5. If available, photographs or video
footage of the animal(s); and
6. General circumstances under which
the animal was discovered.
In the event of a ship strike of a
marine mammal by any vessel involved
in the activities covered by the IHA,
TerraSond must report the incident to
the NMFS by phone (877–942–5343)
and by email (nmfs.gar.stranding@
noaa.gov and
PR.ITP.monitoringreports@noaa.gov) as
soon as feasible. The report would
include the following information:
1. Time, date, and location (latitude/
longitude) of the incident;
2. Species identification (if known) or
description of the animal(s) involved;
3. Vessel’s speed during and leading
up to the incident;
4. Vessel’s course/heading and what
operations were being conducted (if
applicable);
5. Status of all sound sources in use;
6. Description of avoidance measures/
requirements that were in place at the
time of the strike and what additional
measures were taken, if any, to avoid
strike;
7. Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, visibility)
immediately preceding the strike;
8. Estimated size and length of animal
that was struck;
9. Description of the behavior of the
marine mammal immediately preceding
and following the strike;
10. If available, description of the
presence and behavior of any other
marine mammals immediately
preceding the strike;
11. Estimated fate of the animal (e.g.,
dead, injured but alive, injured and
moving, blood or tissue observed in the
water, status unknown, disappeared);
and
12. To the extent practicable,
photographs or video footage of the
animal(s).
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
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78069
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any impacts or responses (e.g.,
intensity, duration), the context of any
impacts or responses (e.g., critical
reproductive time or location, foraging
impacts affecting energetics), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the baseline (e.g., as
reflected in the regulatory status of the
species, population size and growth rate
where known, ongoing sources of
human-caused mortality, or ambient
noise levels).
To avoid repetition, the majority of
our analysis applies to all the species
listed in Table 3, given that many of the
anticipated effects of this activity on
different marine mammal stocks are
expected to be relatively similar in
nature. Where there are meaningful
differences between species or stocks, as
in the case of the NARW, they are
included as separate sub-sections below.
NMFS does not anticipate that serious
injury or mortality would occur as a
result from HRG surveys, even in the
absence of mitigation, and no serious
injury or mortality is proposed to be
authorized. As discussed in the
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
section, non-auditory physical effects,
auditory physical effects, and vessel
strike are not expected to occur. NMFS
expects that all potential Level B
harassment takes would be in the form
of temporary avoidance of the area or
decreased foraging (if such activity was
occurring), reactions that are considered
to be of low severity and with no lasting
biological consequences (e.g., Southall
et al., 2007; Ellison et al., 2012). Even
repeated Level B harassment of some
small subset of an overall stock is
unlikely to result in any significant
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realized decrease in viability for the
affected individuals, and thus would
not result in any adverse impact to the
stock as a whole. As described above,
Level A harassment is not expected to
occur, even absent mitigation, given the
nature of the operations and the
estimated size of the Level A
harassment zones. In addition to being
temporary, the ensonified area
surrounding the acoustic source is
relatively small, with a behavioral
harassment zone radius of 141 m
associated with the sparker, as
compared to the overall distribution of
the animals in the area and their use of
the habitat.
North Atlantic Right Whales
The status of the NARW population is
of heightened concern and, therefore,
merits additional analysis. As noted
previously, elevated NARW mortalities
began in June 2017 and there is
currently an active UME. Overall,
preliminary findings support human
interactions, specifically vessel strikes
and entanglements, as the cause of
death for the majority of NARWs.
As mentioned earlier, the proposed
survey area is within the NARW
migratory BIA (November 1–April 30),
which extends from Massachusetts to
Florida, from the coast to beyond the
shelf break. (LaBrecque et al., 2015).
This BIA is extensive and sufficiently
large (approximately 269,448 km2), and
the acoustic footprint of the proposed
survey is sufficiently small (445.4 km2)
that NARW migration would not be
impacted by the proposed survey. If
NARWs are temporarily displaced, they
are expected to be able to resume their
migration activities after moving away
from areas with disturbing levels of
noise. Required vessel strike avoidance
measures in addition to the slow survey
speed of the vessel (approximately 1.8
m/s or 3.5 knots) would also decrease
risk of ship strike during migration such
that no ship strike is expected to occur
during TerraSond’s proposed activities.
Additionally, TerraSond would be
required to adhere to a 10-knot speed
restriction in an active SMA, and any
DMA(s), should NMFS establish one (or
more) in the proposed survey area.
A small portion of the northwest
corner of the proposed survey area
overlaps with the NARW reproduction
BIA and the Wilmington, NC to
Brunswick, GA SMA (November 1
through April). The reproductive BIA is
large in size (43,783 km2) in comparison
to the acoustic footprint of the proposed
survey (454.4 km2), thus reproductive
opportunities would not be reduced
appreciably. In addition, TerraSond
would adhere to the 10-knot speed
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restriction within the boundaries of the
SMA. Due to the temporary nature of
the disturbance and the availability of
similar habitat and resources in the
surrounding area, the impacts to
NARWs are not expected to cause
significant or long-term consequences
for individuals of the population.
Furthermore, the 500-m shutdown zone
for NARWs is conservative (considering
the distance to the Level B harassment
isopleth for the acoustic source is
estimated to be 141 m), and thereby
minimizes the potential for behavioral
harassment of this species.
Again, Level A harassment is not
expected due to the small PTS zones
associated with HRG equipment type
proposed for use. The proposed
behavioral harassment takes of NARW
are not expected to exacerbate or
compound upon the ongoing UME. The
limited NARW behavioral harassment
takes proposed for authorization are
expected to be of a short duration, and
given the number of estimated takes,
repeated exposures of the same
individual are not expected. As stated
previously, it is unlikely that NARW
migration or reproduction would be
adversely affected given the relatively
small size of the ensonified area during
TerraSond’s proposed survey activities
as well as the small degree of overlap
between the proposed survey area and
NARW reproduction BIA. Accordingly,
NMFS does not anticipate potential take
of NARWs that would result from
TerraSond’s proposed activities would
impact annual rates of recruitment or
survival nor result in population level
impacts.
Other Marine Mammal Species With
Active UMEs
As noted above, there are several
active UMEs occurring in the vicinity of
TerraSond’s proposed survey area.
Elevated humpback whale mortalities
have occurred along the Atlantic coast
from Maine through Florida since
January 2016. Of the cases examined,
approximately half had evidence of
human interaction (ship strike or
entanglement). The UME does not yet
provide cause for concern regarding
population-level impacts. Despite the
UME, the relevant population of
humpback whales (the West Indies
breeding population, or DPS) remains
stable at approximately 12,000
individuals (Hayes et al., 2022).
As mentioned earlier, a UME has been
declared for Northeast pinnipeds
(including harbor seals and gray seals).
However, we do not expect takes that
may be authorized to exacerbate the
ongoing UME. No injury, serious injury,
or mortality is expected or will be
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authorized, and Level B harassment of
humpback whales, harbor seals, and
gray seals will be reduced through the
incorporation of the required mitigation
measures. For the Western North
Atlantic stock of harbor seals, the
estimated abundance is 61,336
individuals, and the annual M/SI (339)
for harbor seals is well below PBR
(1,729) (Hayes et al., 2022). The
estimated stock abundance for the U.S.
portion of the Western North Atlantic
gray seal stock is 27,300 animals, and
the abundance of gray seals is likely
increasing in both the U.S. Atlantic as
well as in Canada (Hayes et al., 2022).
Given that only two takes by Level B
harassment may be authorized for each
of these stocks, we do not expect these
proposed takes to compound upon the
ongoing UME.
The required mitigation measures are
expected to reduce the number and/or
severity of proposed takes for all species
listed in Table 3, including those with
active UMEs, to the level of least
practicable adverse impact. In
particular, ramp-up procedures would
provide animals in the vicinity of the
survey vessel the opportunity to move
away from the sound source before HRG
survey equipment reaches full energy,
thus preventing them from being
exposed to sound levels that have the
potential to cause injury (Level A
harassment) or more severe type of
Level B harassment. As discussed
previously, take by Level A harassment
(injury) is considered unlikely, even
absent mitigation, based on the
characteristics of the signals produced
by the acoustic source planned for use.
Implementation of the required
mitigation would further reduce this
potential. Therefore, NMFS is not
proposing any Level A harassment for
authorization.
NMFS expects that takes would be in
the form of short-term behavioral
harassment by way of temporary
vacating of the area, or decreased
foraging (if such activity was
occurring)—reactions that (at the scale
and intensity anticipated here) are
considered to be of low severity, with
no lasting biological consequences.
Since both the sources and marine
mammals are mobile, animals would
only be exposed briefly to a small
ensonified area that might result in take.
Additionally, required mitigation
measures would further reduce
exposure to sound that could result in
more severe behavioral harassment.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect any of
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the species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• No Level A harassment (PTS) is
anticipated, even in the absence of
mitigation measures, or proposed for
authorization;
• Any displacement or avoidance of
the survey area is expected to be shortterm and unlikely to cause significant
impacts to any populations;
• Impacts on marine mammal habitat
are expected to be minimal, and
alternate areas of similar habitat value
are readily available;
• Take is anticipated to be by Level
B harassment only, consisting of brief
startling reactions and/or temporary
avoidance of the survey area;
• Survey activities would occur in
such a comparatively small portion of
the BIA for the NARW migration,
including a small portion of the
reproduction BIA and SMA, that any
avoidance of the area due to survey
activities would not affect migration or
reproduction. In addition, the mitigation
measure to shut down at 500 m to
minimize potential for Level B
harassment would limit both the
number and severity of take of the
species.
• Proposed mitigation measures,
including visual monitoring and
shutdowns, are expected to minimize
the intensity of potential impacts to
marine mammals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted previously, only take of
small numbers of marine mammals may
be authorized under sections
101(a)(5)(A) and (D) of the MMPA for
specified activities other than military
readiness activities. The MMPA does
not define small numbers and so, in
practice, where estimated numbers are
available, NMFS compares the number
of individuals taken to the most
appropriate estimation of abundance of
the relevant species or stock in our
determination of whether an
authorization is limited to small
numbers of marine mammals. When the
predicted number of individuals to be
taken is fewer than one-third of the
species or stock abundance, the take is
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19:56 Dec 20, 2022
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considered to be of small numbers.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
NMFS proposes to authorize
incidental take (by Level B harassment
only) of 18 marine mammal species
(with 19 managed stocks). The total
amount of takes proposed for
authorization relative to the best
available population abundance is less
than 20 percent for all stocks, less than
15 percent for 18 stocks, and less than
2 percent for 17 stocks. Based on the
analysis contained herein of the
proposed activity (including the
proposed mitigation and monitoring
measures) and the anticipated take of
marine mammals, NMFS preliminarily
finds that small numbers of marine
mammals would be taken relative to the
population size of the affected species
or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
NMFS Office of Protected Resources
is proposing to authorize take of four
species of marine mammals which are
listed under the ESA, including the
NARW, humpback whale, fin whale,
and sperm whale, and has determined
that this activity falls within the scope
of activities analyzed in NMFS
GARFO’s programmatic consultation
regarding geophysical surveys along the
U.S. Atlantic coast in the three Atlantic
Renewable Energy Regions (completed
June 29, 2021; revised September 2021).
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
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Fmt 4703
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78071
an IHA to TerraSond for conducting
marine site characterization surveys in
federal waters offshore of North
Carolina and South Carolina in the
BOEM Lease Areas OCS–A 0545 and
0546 from February 1, 2023 to January
31, 2024, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
A draft of the proposed IHA can be
found at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-other-energyactivities-renewable.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this notice of the
proposed IHA. We also request
comment on the potential renewal of
this proposed IHA as described in the
paragraph below. Please include with
your comments any supporting data or
literature citations to help inform
decisions on the request for this IHA or
a subsequent renewal IHA.
On a case-by-case basis, NMFS may
issue a one-time, one-year renewal IHA
following notice to the public providing
an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activities section of this
notice is planned or (2) the activities as
described in the Description of
Proposed Activities section of this
notice would not be completed by the
time the IHA expires and a renewal
would allow for completion of the
activities beyond that described in the
Dates and Duration section of this
notice, provided all of the following
conditions are met:
• A request for renewal is received no
later than 60 days prior to the needed
renewal IHA effective date (recognizing
that the renewal IHA expiration date
cannot extend beyond one year from
expiration of the initial IHA); and
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take); and
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
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showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: December 16, 2022.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2022–27722 Filed 12–20–22; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XC528]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to National
Oceanic and Atmospheric
Administration Office of Marine and
Aviation Operations Research Vessel
Relocation at Naval Station Newport,
Rhode Island
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to
NOAA Office of Marine Aviation
Operations (OMAO) to incidentally
harass, by Level A and Level B
harassment, marine mammals during
construction activities associated with
vessel relocation at Naval Station
Newport (NAVSTA) in Newport, Rhode
Island.
DATES: This authorization is effective
from February 1, 2024 to January 31,
2025.
FOR FURTHER INFORMATION CONTACT:
Jessica Taylor, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/national/
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SUMMARY:
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marine-mammal-protection/incidentaltake-authorizations-constructionactivities. In case of problems accessing
these documents, please call the contact
listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed
incidental harassment authorization is
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
The definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
Summary of Request
On May 6, 2022, NMFS received a
request from the U.S. Navy on behalf of
OMAO for an IHA to take marine
mammals incidental to construction
activities associated with the relocation
of NOAA research vessels to the Naval
Station Newport in Rhode Island. NMFS
reviewed the Navy’s application and the
Navy provided a revised application on
July 14, 2022. The application was
deemed adequate and complete on
October 5, 2022. OMAO’s request is for
take of 7 species of marine mammals, by
Level B harassment and, for a subset of
these species, Level A harassment.
Neither OMAO nor NMFS expect
serious injury or mortality to result from
this activity and, therefore, an IHA is
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Fmt 4703
Sfmt 4703
appropriate. OMAO plans to commence
in-water construction activities on
February 1, 2024 yet has requested the
IHA in advance due to OMAO’s NEPA
requirements.
Description of Activity
OMAO plans to establish adequate
pier, shore side, and support facilities
for four NOAA research vessels in
Coddington Cove at Naval Station
(NAVSTA) Newport in Newport, Rhode
Island. As part of the activity, a new
pier, trestle, small boat floating dock,
and bulkhead will be constructed in
Coddington Cove in order to meet
NOAA docking/berthing requirements
for these four vessels. These
construction activities will involve the
use of impact and vibratory pile driving,
vibratory pile extraction, rotary drilling,
and down-the-hole (DTH) monohammer excavation events, which have
the potential to take marine mammals,
by Level A and Level B harassment. The
project will also include shore side
administrative, warehouse, and other
support facilities.
Construction activities will last for
approximately one year from February
1, 2024 to January 31, 2025 of which inwater work will take place over 343
non-consecutive days. OMAO
anticipates that all work will be limited
to daylight hours. Specific construction
activities may occur concurrently over a
period of approximately 138 days. A
detailed description of the planned
construction project is provided in the
Federal Register notice for the proposed
IHA (87 FR 66133, November 2, 2022).
Since that time, no changes have been
made to the planned activities.
Therefore, a detailed description is not
provided here. Please refer to that
Federal Register notice for the
description of the specific activity.
Mitigation, monitoring, and reporting
measures are described in detail later in
this document (please see Mitigation
and Monitoring and Reporting).
Comments and Responses
A notice of NMFS’ proposal to issue
an IHA to OMAO was published in the
Federal Register on November 2, 2022
(87 FR 66133). That notice described, in
detail, OMAO’s activity, the marine
mammal species that may be affected by
the activity, and the anticipated effects
on marine mammals. During the 30-day
public comment period, no public
comments were received.
Changes From the Proposed to Final
IHA
Two changes were made between
publication of the proposed IHA and
this final IHA. The Level B harassment
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Agencies
[Federal Register Volume 87, Number 244 (Wednesday, December 21, 2022)]
[Notices]
[Pages 78050-78072]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-27722]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XC456]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Marine Site Characterization
Surveys Offshore of North Carolina and South Carolina
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
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[[Page 78051]]
SUMMARY: NMFS has received a request from TerraSond Limited (TerraSond)
for authorization to take marine mammals incidental to marine site
characterization surveys in federal waters offshore of North Carolina
and South Carolina in the Bureau of Ocean Energy Management (BOEM)
Commercial Lease of Submerged Lands for Renewable Energy Development on
the Outer Continental Shelf (Lease) Areas OCS-A 0545 and OCS-A 0546
(also referred to [by BOEM] as the ``Carolina Long Bay Lease Areas.''
Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting
comments on its proposal to issue an incidental harassment
authorization (IHA) to incidentally take marine mammals during the
specified activities. NMFS is also requesting comments on a possible
one-time, one-year renewal that could be issued under certain
circumstances and if all requirements are met, as described in Request
for Public Comments at the end of this notice. NMFS will consider
public comments prior to making any final decision on the issuance of
the requested MMPA authorization and agency responses will be
summarized in the final notice of our decision.
DATES: Comments and information must be received no later than January
20, 2023.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service and should be submitted via email to
[email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-megabyte file size. All comments received are a part of
the public record and will generally be posted online at
www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Jessica Taylor, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. In case of
problems accessing these documents, please call the contact listed
above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed IHA is provided to the public for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has
preliminarily determined that the issuance of the proposed IHA
qualifies to be categorically excluded from further NEPA review. We
will review all comments submitted in response to this notice prior to
concluding our NEPA process or making a final decision on the IHA
request.
Summary of Request
On September 19, 2022, NMFS received a request from TerraSond for
an IHA to take marine mammals incidental to marine site
characterization surveys in federal waters offshore of North Carolina
and South Carolina in the Bureau of Ocean Energy Management (BOEM)
Lease Areas OCS-A 0545 and 0546. Following NMFS' review of the
application, TerraSond submitted revised applications on October 14,
2022 and October 17, 2022. The application was deemed adequate and
complete on November 9, 2022. TerraSond's request is for take of small
numbers of 18 species of marine mammals by Level B harassment only.
Neither TerraSond nor NMFS expect serious injury or mortality to result
from this activity and, therefore, an IHA is appropriate.
Description of Proposed Activity
Overview
TerraSond proposes to conduct marine site characterization surveys
in the BOEM Lease Areas OCS-A 0545 and 0546 in federal waters offshore
of North Carolina and South Carolina to support the development of
offshore wind farm technology. TerraSond's proposed site
characterization survey activities, specifically high-resolution
geophysical (HRG) surveys, have the potential to result in incidental
take of marine mammals in the form of Level B behavioral harassment.
Dates and Duration
HRG surveys are planned to commence as early as February 1, 2023
and last for a minimum of 6-8 months (or through January 31, 2024) for
a total of approximately 180 active survey days (Table 1) over the
course of the 1 year period of effectiveness for the proposed IHA. A
``survey day'' is defined as a 24-hour (hr) activity period in which
active acoustic sound sources are used. This schedule is inclusive of
any inclement weather downtime and crew transfers. Up to 2 HRG survey
vessels may be active at one time. The number of anticipated active
survey days in a phase (see Table 1) was calculated by
[[Page 78052]]
dividing the total vessel trackline length by the approximate vessel
survey distance per day with active HRG equipment. It is expected that
each vessel would cover approximately 100 kilometers (km) per day at a
speed of 1.8 meters/second (m/s). The project would consist of three
phases, including up to 3 possible tow configurations (Table 1).
Table 1--Proposed Number of Survey Days and Distances for Each Phase \1\
----------------------------------------------------------------------------------------------------------------
Total approximate Approximate vessel
Survey phase vessel trackline distance per day Active survey
(km) (km) days
----------------------------------------------------------------------------------------------------------------
Phase 1.............................................. 4,054 100 41
Phase 2.............................................. 1,400 100 14
Phase 3.............................................. 12,488 100 125
----------------------------------------------------------------------------------------------------------------
\1\ Up to two survey vessels may actively survey over a 24-hour period.
Specific Geographic Region
TerraSond's survey activities would occur in BOEM Lease Areas OCS-A
0545 and 0546, approximately 34-56 km offshore of Cape Fear, North
Carolina (Figure 1). The proposed survey area is offshore of North
Carolina and South Carolina in federal waters, and covers an area of
approximately 445.4 square kilometers (km\2\). Water depths within the
proposed survey area range from 20-35 meters (m) (66-115 feet (ft)).
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[[Page 78053]]
Detailed Description of Specific Activity
TerraSond proposes to conduct HRG surveys to acquire data on the
bathymetry, seafloor morphology, subsurface geology, environmental/
biological sites, seafloor obstructions, soil conditions, and locations
of any man-made, historical, or archaeological resources in BOEM Lease
Areas OCS-A 0545 and 0546 to support offshore wind energy development.
HRG surveys will include the use of seafloor mapping equipment with
operating frequencies above 180 kilohertz (kHz) (e.g., side-scan sonar
(SSS), multibeam echosounders (MBES)); magnetometers and gradiometers
that have no acoustic output; and shallow- to medium-penetration sub-
bottom profiling (SBP) equipment (e.g., parametric sonars, sparkers)
with operating frequencies below 180 kHz. No deep-penetration SBP
surveys (e.g., airgun or bubble gun surveys) will be conducted.
TerraSond also proposes to conduct geotechnical surveys, including
the use of vibracores and seabed core penetrations tests (CPTs).
Vibracoring and CPT may be conducted from the geophysical survey vessel
or by an additional geotechnical vessel. NMFS does not expect
geotechnical sampling activities to present reasonably anticipated risk
of causing incidental take of marine mammals, and these activities are
not discussed further in this notice.
As described earlier, TerraSond's proposed HRG surveys will consist
of three phases consisting of differing tow configurations of the
sparker. Phase 1 may take place concurrently with Phases 2 and 3, and
multiple vessels may be used for each stage. Phase 1 would involve the
use of a single source vessel towing one sparker source composed of two
``decks'' of 400 electrode tips each stacked on top of each other.
Phase 2 would be a brief period of survey work for Research and
Development (R&D) purposes, involving the use of a single source vessel
towing three of the same sparker sources with a horizontal separation
between the sources of 150 m. The three sources would operate
independently while collecting geophysical data along separate lines.
Phase 3 would involve a single vessel towing two of the same sparker
sources described in Phase 1 with a horizontal separation between the
sources of 30 m. As described in Phase 2, the two sources would operate
independently of each other while collecting geophysical data along two
separate lines. Phase 3 activities may occur simultaneously with Phase
1 and 2 activities.
TerraSond proposes to use the following acoustic source during HRG
survey activities at sounds levels that have the potential to result in
Level B harassment of marine mammals:
Medium penetration SBPs (sparkers) are used to map deep
subsurface stratigraphy as needed. Sparkers create acoustic pulses from
50 Hz to 4 kHz omnidirectionally from the source, and are considered to
be impulsive sources. Sparkers are typically towed behind the vessel
with adjacent hydrophone arrays to receive the return signals.
Operation of the following survey equipment types is not reasonably
expected to result in take of marine mammals and will not be discussed
further beyond the brief summaries provided below:
Parametric SBPs are used to provide high data density in
sub-bottom profiles that are typically required for cable routes, very
shallow water, and archaeological surveys. Parametric SPBs are usually
mounted on a pole, either over the side of the vessel or through a moon
pool in the bottom of the hull. Crocker and Fratantonio (2016) does not
provide relevant measurements or source data for parametric SBPs,
however, some source information is provided by the manufacturer. For
the proposed project, the SBP used would generate short, very narrow-
beam sound pulses at relatively high frequencies (generally around 85
to 115 kHz). The narrow beam width significantly reduces the potential
for exposure while the high frequencies of the source are rapidly
attenuated in seawater. Given the narrow beam width and relatively high
frequency. NMFS does not reasonably expect there to be potential for
marine mammals to be exposed to the signal;
Ultra-short baseline (USBL) positioning systems are used
to provide high accuracy ranges by measuring the time between the
acoustic pulses transmitted by vessel transceiver and a transponder (or
beacon) necessary to produce the acoustic profile. USBLs are expected
to produce extremely small acoustic propagation distances in their
typical operating configuration, and therefore marine mammals are
highly unlikely to be exposed;
Multibeam echosounders (MBES) are used to determine water
depths and general bottom topography. MBES sonar systems project sonar
pulses in several angled beams from a transducer mounted to a ship's
hull. The beams radiate out from the transducer in a fan-shaped pattern
orthogonally to the ship's direction. The proposed MBES (Reson T50 Dual
Head) has an operating frequency >180 kHz (200-400 kHz) and, therefore,
is outside the general hearing range of marine mammals; and
Side scan sonars (SSS) are used for seabed sediment
classification purposes and to identify natural and man-made acoustic
targets on the seafloor. The sonar device emits conical or fan-shaped
pulses down toward the seafloor in multiple beams at a wide angle,
perpendicular to the path of the sensor through the water column. The
proposed SSS has an operating frequency >180 kHz (300-600 kHz) and,
therefore, is outside the general hearing range of marine mammals.
Table 2 identifies representative survey equipment with the
potential to result in exposure and take of marine mammals. TerraSond
plans to use the Applied Acoustics UHRS 400 + 400, which is essentially
two of the same Applied Acoustic Dura-Spark sources (Crocker and
Fratantonio, 2016) stacked on top of each other creating two ``decks''
to the sparker. The decks will not be discharged simultaneously.
Instead, they will be used in an alternating ``flip-flop'' pattern.
Thus, for all of the described source configurations, the maximum power
expected when discharging the sparker source (single deck) will be 800
Joules (J). Crocker and Fratantonio (2016) measured the Applied
Acoustics Dura-Spark, but did not provide data for an energy setting
near 800 J (for a 400-tip configuration, Crocker and Fratantonio (2016)
provide measurements at 500 and 2,000 J). Therefore, TerraSond proposes
to use a similar alternative system, which was measured with an input
voltage of 750 J, as a surrogate. NMFS concurs with this selection,
which is described in Table 2.
[[Page 78054]]
Table 2--Representative Survey Equipment Expected to Result in Take of Marine Mammals
--------------------------------------------------------------------------------------------------------------------------------------------------------
Operating Pulse
Equipment type System frequency Source level Source level Pulse duration Beamwidth (degrees) repetition
range (kHz) (dB Pk) (dB RMS) (ms) rate (seconds)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Sparker................... Applied Acoustics 0.3-1.2 213 203 1.1 180 (Omni)............... 0.25
Dura-Spark UHRS 400
+ 400, 800 tips
total, up to 1,400
J \1\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
kHz = kilohertz; dB = decibel; Pk = peak; RMS = root mean square; J = joule
\1\ SIG ELC 820 sparker 750 J used as a proxy (Crocker and Fratantonio, 2016) as the AA Dura-spark was not measured with an energy of 800 J
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting sections).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species. NMFS
fully considered all of this information, and we refer the reader to
these descriptions, incorporated here by reference, instead of
reprinting the information. Additional information regarding population
trends and threats may be found in NMFS' Stock Assessment Reports
(SARs; www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these
species (e.g., physical and behavioral descriptions) may be found on
NMFS' website (https://www.fisheries.noaa.gov/find-species).
Table 3 lists all species or stocks for which take is expected and
proposed to be authorized for this activity, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS'
SARs). While no serious injury or mortality is anticipated or proposed
to be authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species or stocks and other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS' stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All stocks managed under the MMPA in this region
are assessed in NMFS' U.S. Atlantic and Gulf of Mexico SARs. All values
presented in Table 3 are the most recent available at the time of
publication (2021 SARs) and are available online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments).
Table 3--Marine Mammal Species \6\ Likely Impacted by the Specified Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Artiodactyla Cetartiodactyla--Infraorder Cetacea--Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae:
North Atlantic right whale...... Eubalaena glacialis.... Western Atlantic....... E, D, Y 368 (0; 364; 2019) \5\ 0.7 7.7
Family Balaenopteridae (rorquals):
Fin whale....................... Balaenoptera physalus.. Western North Atlantic. E, D, Y 6,802 (0.24; 5,573; 11 1.8
2016).
Humpback whale.................. Megaptera novaeangliae. Gulf of Maine.......... -, -, Y 1,396 (0; 1,380; 2016) 22 12.15
--------------------------------------------------------------------------------------------------------------------------------------------------------
Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Physeteridae:
Sperm whale..................... Physeter macrocephalus. North Atlantic......... E, D, Y 4,349 (0.28; 3,451; 3.9 0
2016).
Family Ziphiidae (beaked whales):
Cuvier's beaked whale........... Ziphius cavirostris.... Western North Atlantic. -, -, N 5,744 (0.36, 4,282, 43 0.2
2019).
Mesoplodont whales.............. Mesoplodon spp......... Western North Atlantic. -, -, N 3,513 (0.63, UNK, UNK 7
2004).
Family Delphinidae:
Short-finned pilot whale........ Globicephala Western North Atlantic. -, -, Y 28,924 (0.24; 23,637; 236 136
macrorhynchus. 2016).
Long-finned pilot whale......... Globicephala melas..... Western North Atlantic. -, -, N 39,215 (0.30; 30,627; 306 29
2016).
Atlantic spotted dolphin........ Stenella frontalis..... Western North Atlantic. -, -, N 39,921 (0.27; 32,032; 320 0
2016).
Bottlenose dolphin.............. Tursiops truncatus..... Southern Migratory -, -, Y 3,751 (0.6, 2,353, 23 0-18.3
Coastal. 2016).
Bottlenose dolphin.............. Tursiops truncatus..... Western North Atlantic -, -, N 62,851 (0.23; 51,914; 519 28
Offshore. 2016).
Common dolphin.................. Delphinus delphis...... Western North Atlantic. -, -, N 172,974 (0.21; 1,452 390
145,216; 2016).
Rough-toothed dolphin........... Steno bredanensis...... Western North Atlantic. -, -, N 136 (1, 67, 2016)..... 172 0
[[Page 78055]]
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Gulf of Maine/Bay of -, -, N 95,543 (0.31; 74,034; 851 164
Fundy. 2016).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Western North Atlantic. -, -, N 61,336 (0.08; 57,637; 1,729 339
2018).
Gray seal \4\................... Halichoerus grypus..... Western North Atlantic. -, -, N 27,300 (0.22; 22,785; 1,389 4,453
2016).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ ESA status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the ESA or
designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is
automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments assessments. CV is the coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
fisheries, ship strike).
\4\ NMFS' stock abundance estimate (and associated PBR value) applies to the U.S. population only. Total stock abundance (including animals in Canada)
is approximately 451,431. The annual M/SI value given is for the total stock.
\5\ The draft 2022 SARs have yet to be released; however, NMFS has updated its species web page to recognize the population estimate for North Atlantic
right whales (NARW) is now below 350 animals (https://www.fisheries.noaa.gov/species/north-atlantic-right-whale).
\6\ Information on the classification of marine mammal species can be found on the web page for The Society for Marine Mammalogy's Committee on Taxonomy
(https://marinemammalscience.org/science-and-publications/list-marine-mammal-species-subspecies/; Committee on Taxonomy (2022)).
As indicated above, all 18 species (with 19 managed stocks) in
Table 3 temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur. All species that could
potentially occur in the proposed survey area are included in Table 5
of the IHA application. While the blue whale (Balaenoptera musculus),
minke whale (Balaenoptera acutorostrata), sei whale (Balaenoptera
borealis), Risso's dolphin (Grampus griseus), Atlantic white-sided
dolphin (Lagenorhynchus acutus), Clymene dolphin (Stenella Clymene),
dwarf sperm whale (Kogia sima), pygmy sperm whale (Kogia breviceps),
false killer whale (Pseudorca crassidens), Fraser's dolphin
(Lagenodelphis hosei), killer whale (Orcinus orca), melon-headed whale
(Peponocephala electra), northern bottlenose whale (hyperoodon
ampullatus), pantropical spotted dolphin (Stenella attenuate), Risso's
Dolphin (Grampus griseus), pygmy killer whale (Feresa attenuate),
spinner dolphin (Stenella longirostris), striped dolphin (Stenella
coeruleoalba), white-beaked dolphin (Lagenorhynchus albirotris), harp
seal (Pagophilus groenlandicus), and hooded seal (Cystophora cristata)
have been reported in the area, the temporal and/or spatial occurrence
of these species is such that take is not expected to occur, and they
are not discussed further.
Below is a description of the species that have the highest
likelihood of occurring in the project area and are, thus, expected to
potentially be taken by the proposed activities as well as further
detail informing the baseline for select species (i.e., information
regarding current Unusual Mortality Events (UMEs) and important habitat
areas).
North Atlantic Right Whale
The North Atlantic right whale (NARW) ranges from calving grounds
in the southeastern United States to feeding grounds in New England
waters and into Canadian waters (Hayes et al., 2022). Surveys have
demonstrated the existence of seven areas where NARWs congregate
seasonally: the coastal waters of the southeastern United States, the
Great South Channel, Jordan Basin, Georges Basin along the northeastern
edge of Georges Bank, Cape Cod and Massachusetts Bays, the Bay of
Fundy, and the Roseway Basin on the Scotian Shelf (Hayes et al., 2018).
NMFS has designated two critical habitat areas for the NARW under the
ESA: The Gulf of Maine/Georges Bank region, and the southeast calving
grounds from Cape Fear, North Carolina to Cape Canaveral, Florida (81
FR 4837, January 27, 2016). The southeast calving grounds critical
habitat overlaps with the proposed survey area.
New England and Canadian waters are important feeding habitats for
NARWs. Since 2010, NARWs have reduced their use of summer feeding
habitats in the Great South Channel and Bay of Fundy, while increasing
their use of habitat within Cape Cod Bay as well as a region south of
Martha's Vineyard and Nantucket Islands (Stone et al., 2017; Mayo et
al., 2018; Ganley et al., 2019; Record et al., 2019; Meyer-Gutbrod et
al., 2021). This shift is likely due to changes in oceanographic
conditions and food supply as dense patches of zooplankton are
necessary for efficient foraging (Mayo and Marx, 1990; Record et al.,
2019). NARW use of habitats such as in the Gulf of St. Lawrence,
southern New England waters, and the mid-Atlantic waters of the United
States have also increased over time (Davis et al., 2017; Davis and
Brillant, 2019; Crowe et al., 2021; Quintana-Rizzo et al., 2021).
In the late fall months (e.g., October), NARWs are generally
thought to depart from the feeding grounds in the North Atlantic and
move south to their calving grounds off Georgia and Florida. However,
recent research indicates our understanding of their movement patterns
remains incomplete, and not all of the population undergoes a
consistent annual migration (Davis et al., 2017). Females may remain in
the feeding grounds during the winter in the years preceding and
following the birth of a calf to increase their energy stores while
juvenile and adult males may move to southern wintering grounds after
years of abundant prey in northern feeding areas (Gowan et al., 2019).
Passive acoustic studies have demonstrated the year-round presence of
NARWs in New Jersey (Whitt et al., 2013) and Virginia (Salisbury et
al., 2016), and Hodge et al. (2015) made acoustic detections of NARWs
off of Georgia and North Carolina in seven months of the year.
[[Page 78056]]
NARWs are most common in the proposed survey area in the spring (late
March) during their northern migration and in the fall (October and
November) during their southern migration (NMFS, 2017).
NARW movements within and between habitats are extensive. A NARW
Biologically Important Area (BIA) for migration overlaps the proposed
survey area and spans approximately 269,488 km\2\ in size from Florida
through Massachusetts, encompassing the waters of the continental shelf
offshore the east coast of the United States (LaBrecque et al., 2015).
NARW movements may include seasonal migrations between northern feeding
grounds and southern breeding grounds as well as movements between
feeding habitats (Quintana-Rizzo et al., 2021). NARWs generally use the
offshore waters of North Carolina and South Carolina during seasonal
movements north and south between their feeding and breeding grounds
(Knowlton et al., 2002; Firestone et al., 2008), and have been observed
in waters offshore North Carolina from October through December, as
well as February and March, a timeframe that aligns with the migratory
timeframe for this species (Knowlton et al., 2002). The Right Whale
Sightings Advisory System reports shows 12 visual records of NARWs
offshore of North Carolina and South Carolina since January 2020 (NMFS,
2022c).
Since 2010, the western NARW population has been in decline (Pace
et al., 2017), with a 40 percent decrease in calving rate (Kraus et
al., 2016). In 2018, no new NARW calves were documented in their
calving grounds; this represented the first time since annual NOAA
aerial surveys began in 1989 that no new right whale calves were
observed. Eighteen right whale calves were documented in 2021. For the
2022 calving season, 15 NARW calves have been documented. Presently,
the best available peer-reviewed population estimate for NARWs is 368
per the 2021 SARs (https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments). The draft 2022 SARs
have yet to be released; however, NMFS has updated its species web page
to recognize the population estimate for NARWs is below 350 animals
(https://www.fisheries.noaa.gov/species/north-atlantic-right-whale).
NMFS vessel speed regulations for NARWs at 50 CFR 224.105
designated nearshore waters of the Mid-Atlantic Bight as Mid-Atlantic
U.S. Seasonal Management Areas (SMA) in 2008. SMAs were developed to
reduce the threat of collisions between ships and NARWs around their
migratory route, feeding grounds, and calving grounds. In an active
SMA, vessels 65 ft or longer must travel at a speed of 10 knots (kn) or
less to reduce the threat of vessel collisions unless an exception
applies. The North Carolina-Georgia coast SMA, spanning 20 nm from
shore from Wilmington, NC to Brunswick, GA, overlaps spatially with the
proposed survey area (https://www.fisheries.noaa.gov/national/endangered-species-conservation/reducing-vessel-strikes-north-atlantic-right-whales#seasonal-management-areas---mid-atlantic). The SMA is
active from November 1 through April 30 of each year and may be used by
NARWs for migrating or calving. In addition, a NARW reproductive BIA
(LaBrecque et al., 2015) overlaps the northwestern corners of both
lease areas.
On August 1, 2022, NMFS announced proposed changes to the existing
North Atlantic right whale vessel speed regulations to further reduce
the likelihood of mortalities and serious injuries to endangered NARW
from vessel collisions, which are a leading cause of the species'
decline and a primary factor in an ongoing Unusual Mortality Event (87
FR 46921, August 1, 2022). Should a final vessel speed rule be issued
and become effective during the effective period of this IHA (or any
other MMPA incidental take authorization), the authorization holder
would be required to comply with any and all applicable requirements
contained within the final rule. Specifically, where measures in any
final vessel speed rule are more protective or restrictive than those
in this or any other MMPA authorization, authorization holders would be
required to comply with the requirements of the rule. Alternatively,
where measures in this or any other MMPA authorization are more
restrictive or protective than those in any final vessel speed rule,
the measures in the MMPA authorization would remain in place. These
changes would become effective immediately upon the effective date of
any final vessel speed rule and would not require any further action on
NMFS's part.
Right Whale Slow Zones are established when NARWs are detected both
visually (i.e., Dynamic Management Area) and acoustically (i.e.,
Acoustic Slow Zone). These are areas where mariners are encouraged to
avoid and/or reduce speeds to 10 kn (5.1 m/s) to avoid vessel
collisions with NARWs. Slow Zones typically persist for 15 days. More
information on these right whale Slow Zones can be found on NMFS'
website (https://www.fisheries.noaa.gov/national/endangered-species-conservation/reducing-vessel-strikes-north-atlantic-right-whales).
Elevated NARW mortalities have occurred since June 7, 2017 along
the U.S. and Canadian coasts. As of October 2022, a total of 34
confirmed dead stranded whales (21 in Canada; 13 in the United States)
have been documented. This event has been declared an Unusual Mortality
Event (UME), with human interactions, including entanglement in fixed
fishing gear and vessel strikes, implicated in at least 16 of the
mortalities thus far. More information is available online at:
www.fisheries.noaa.gov/national/marine-life-distress/2017-2019-north-atlantic-right-whale-unusual-mortality-event.
Humpback Whale
Humpback whales are found worldwide in all oceans. Humpback whales
were listed as endangered under the Endangered Species Conservation Act
(ESCA) in June 1970. In 1973, the ESA replaced the ESCA, and humpback
whales continued to be listed as endangered. On September 8, 2016, NMFS
divided the species into 14 distinct population segments (DPS), removed
the current species-level listing, and in its place, listed four DPSs
as endangered and one DPS as threatened (81 FR 62259; September 8,
2016). The remaining nine DPSs were not listed. The West Indies DPS,
which is not listed under the ESA, is the only DPS of humpback whales
that is expected to occur in the proposed survey area. Whales occurring
in the proposed survey area are not necessarily from the Gulf of Maine
feeding population managed as a stock by NMFS. Bettridge et al. (2015)
estimated the size of the West Indies DPS population at 12,312 (95
percent CI 8,688-15,954) whales in 2004-05, which is consistent with
previous population estimates of approximately 10,000-11,000 whales
(Stevick et al., 2003; Smith et al., 1999) and the increasing trend for
the West Indies DPS (Bettridge et al., 2015).
Humpback whales are highly migratory, traveling between mid to high
latitude waters to feed from spring through fall and lower latitude
wintering grounds to calve and breed. Humpback whales may traverse
deep, pelagic areas while migrating (Baker et al., 1998; Calambokidis
et al., 2001; Garrigue et al., 2002). Not all humpback whales from the
Gulf of Maine stock migrate to breeding areas during the winter as
Swingle et al. (1993) noted significant numbers of humpback
[[Page 78057]]
whales in mid and high latitude regions during this time.
The proposed survey areas offshore North Carolina and South
Carolina are part of a humpback whale migration pathway between the
calving/breeding grounds in the south and the feeding grounds in the
north (Hayes et al., 2020). Since 1989, juvenile humpback whales have
been sighted in the mid-Atlantic coast and offshore North Carolina and
South Carolina more frequently during the winter months, with sightings
peaking between January and March (Swingle et al., 1993). The mid-
Atlantic region likely represents a supplemental winter feeding ground
for non-reproductive animals that are not participating in reproductive
behavior at the breeding grounds (Barco et al., 2002; Swingle et al.,
1993).
The most significant anthropogenic causes of mortality of humpback
whales include incidental fishery entanglements, responsible for
roughly eight whale mortalities, and vessel collisions, responsible for
four mortalities both on average annually from 2013 to 2017 (Hayes et
al., 2020). Since January 2016, elevated humpback whale mortalities
have occurred along the Atlantic coast from Maine to Florida. This
event has been declared a UME. Partial or full necropsy examinations
have been conducted on approximately half of the 161 known cases (as of
October 7, 2022). Of the whales examined, approximately 50 percent had
evidence of human interaction, either ship strike or entanglement.
While a portion of the whales have shown evidence of pre-mortem vessel
strike, this finding is not consistent across all whales examined and
more research is needed. A total of 22 strandings have occurred in
North Carolina since 2016. Three previous UMEs involving humpback
whales have occurred since 2000, in 2003, 2005, and 2006. More
information is available at: www.fisheries.noaa.gov/national/marine-life-distress/2016-2021-humpback-whale-unusual-mortality-event-along-atlantic-coast.
Fin Whale
Fin whales have a common occurrence in waters of the U.S. Atlantic
Exclusive Economic Zone (EEZ), principally from Cape Hatteras northward
with a distribution in both continental shelf and deep water habitats
(Hayes et al., 2022). Fin whales are present north of 35-degree
latitude in every season and are broadly distributed throughout the
western North Atlantic for most of the year although densities vary
seasonally (Edwards et al., 2015; Hayes et al., 2022).
Western North Atlantic fin whales typically feed in the Gulf of
Maine and the waters surrounding New England, but mating and calving
(and general wintering) areas are largely unknown (Hain et al., 1992;
Hayes et al., 2022). Calving likely takes place from October through
January in the mid-Atlantic region (Hain et al., 1992). New England and
Gulf of St. Lawrence waters represent major feeding grounds for fin
whales (Hayes et al., 2022). Fin whales can be found offshore of North
Carolina and South Carolina year-round, although sighting data indicate
that they are most abundant during spring, winter, and summer (Hayes et
al., 2022).
The fin whale is federally listed under the ESA as an endangered
species and is designated as a strategic stock under the MMPA due to
its endangered status under the ESA, uncertain human-caused mortality,
and incomplete survey coverage of the stock's defined range. The main
threats to fin whales are fishery interactions and vessel collisions
(Hayes et al., 2022).
Sperm Whale
The distribution of the sperm whale in the U.S. EEZ occurs on the
continental shelf edge, over the continental slope, and into mid-ocean
regions (Hayes et al., 2020). The offshore distribution is likely
associated with Gulf Stream features (Waring et al., 1993). During the
winter, sperm whales are concentrated to the east and northeast of Cape
Hatteras (Hayes et al., 2020). In the spring, the distribution shifts
northward to east of Delaware and Virginia as well as throughout the
central region of the mid-Atlantic Bight and the southern region of
George's Bank (Hayes et al., 2020). In summer, the distribution
continues to shift northward to the area east and north of George's
Bank and the continental shelf south of New England. Sperm whales are
most abundant along the continental shelf of the mid-Atlantic during
fall (Hayes et al., 2020).
Geographic distribution of sperm whales is likely linked to their
social structure and low reproductive rate. The basic social unit of
the sperm whale appears to be the mixed school of adult females plus
their calves and some juveniles of both sexes, and social bonds may
persist for many years (Christal et al., 1998). Other social groupings
include nursery, juvenile, bachelor, and bull schools as well as
solitary bulls (Best, 1979; Whitehead et al., 1991; Christal et al.,
1998). Groupings have distinct geographical ranges with females and
juveniles occurring in tropical and sub-tropical waters, and males
being more wide-ranging and occurring in northern latitudes (Hayes et
al., 2020). The peak breeding season in the northern hemisphere for
sperm whales occurs between April and June (Best et al., 1984), and
calving grounds likely exist around Cape Hatteras, North Carolina
(Costidis et al., 2017). Sperm whale distribution can also vary in
response to prey availability, such as squid (Jacquet and Gendron,
2002).
Sperm whales are listed as an endangered species under the ESA, and
the North Atlantic stock is considered strategic under the MMPA. The
greatest threats to sperm whales include ship strikes (McGillivary et
al., 2009; Carrillo and Ritter, 2010), anthropogenic sound (Nowacek et
al., 2015), and the potential for climate change to influence
variations in spatial distribution and abundance of prey (Hayes et al.,
2020).
Cuvier's Beaked Whale
Cuvier's beaked whales occur mainly along the continental shelf
edge of the Mid-Atlantic region of the U.S. east coast (CETAP, 1982;
Waring et al., 1992; Waring et al., 2001; Hamazaki, 2002; Palka, 2006).
They are known to prefer deep, pelagic waters along the continental
slope edge, and favor steep underwater geological features such as
banks, seamounts, and submarine canyons (NOAA Fisheries, 2022a).
Offshore of Cape Hatteras, North Carolina, satellite-tagged beaked
whales have demonstrated restricted movement patterns suggesting a
resident population (Foley, 2018). Cuvier's beaked whales can be found
year-round offshore of North Carolina (Hayes et al., 2020; McLellan et
al., 2018; Stainstreet et al., 2017) with a potential to offshore of
North Carolina and South Carolina (Roberts et al., 2016). Mass
strandings of beaked whales globally have been associated with naval
activities (Cox et al., 2006; D'Amico et al., 2009; Fernandez et al.,
2005; Filadelfo et al., 2009).
Mesoplodont Whales
The genus, Mesoplodon, includes four species of beaked whales:
True's beaked whale (Mesoplodon mirus), Gervais' beaked whale (M.
europaeus), Blainville's beaked whale (M. densirostris) and Sowerby's
beaked whale (M. bidens) (Mead, 1989). As these species are difficult
to distinguish at sea, much of the available information on the
distribution of beaked whales is specific to the genus level (Waring et
al., 2008b). Along the U.S. Atlantic coast, Mesoplodon beaked whale
sightings occur primarily along the continental shelf edge and deeper
[[Page 78058]]
oceanic waters (CETAP, 1982; Waring et al., 1992; Tove, 1995; Waring et
al., 2001; Hamazaki, 2002; Palka, 2006). As with Cuvier's beaked
whales, Mesoplon beaked whale distributions have been linked to
physical features such as continental slope, canyons, escarpments, and
oceanic islands (DoN, 2008; Pitman, 2018). Key areas for Mesoplodon
whales have been identified along the continental edge of the western
North Atlantic with depths down to 5,000 m from Cape Hatteras north to
southern Nova Scotia (DoN, 2008). Distribution of individual Mesoplodon
beaked whale species may vary by water temperature with Blainville's
and Gervais' beaked whales occurring in warmer southern waters and
Sowerby's and True's beaked whales occurring in cooler northern waters
(DoN, 2008). Blainville's, Gervais', and True's beaked whales are
expected to occur within the proposed survey area, based upon previous
sighting and stranding records (Hayes et al., 2008; Hayes et al.,
2010).
Pilot Whale
Two species of pilot whales, long-finned and short-finned, occur in
the Western North Atlantic and may be sighted within the proposed study
area. These species are difficult to differentiate at sea, and cannot
be reliably distinguished during most surveys (Rone and Pace, 2012;
Hayes et al., 2021). Pilot whales tend to occur in areas of high relief
or submerged banks, and may be associated with the Gulf Stream wall and
thermal fronts along the continental shelf edge (Waring et al., 1992).
Both species of pilot whale are more generally found along the edge of
the continental shelf at depths of 100 to 1,000 m (330 to 3,300 ft) in
winter and early spring (CETAP, 1982; Payne and Heinemann, 1993; Abend
and Smith 1999; Hamazaki, 2002). During late spring through late fall,
they frequently travel into the central and northern Georges Bank,
Great South Channel, and northward into the Gulf of Maine (CETAP, 1982;
Payne and Heinemann, 1993; Hayes et al. 2021). Spatial distributions of
long-finned and short-finned pilot whales overlap along the central
Atlantic shelf break between New Jersey and southern Georges Bank
(Payne and Heinemann, 1993; Hayes et al., 2021). Long-finned pilot
whales are more pelagic, and have occasionally stranded as far south as
Florida (Hayes et al., 2021).
Short-finned pilot whales prefer tropical, subtropical, and warm
temperate waters (Jefferson et al. 2015). South of Cape Hatteras, NC,
most pilot whale sightings are expected to be short-finned pilot whales
(Hayes et al., 2021). The continental shelf break is an important
foraging habitat for short-finned pilot whales in the Western North
Atlantic. A satellite tagging study of short-finned pilot whales showed
whales to concentrate along the shelf break from Cape Hatteras, NC
north to Hudson Canyon as well as in shelf break waters south of Cape
Lookout, NC (Thorne et al., 2017).
Atlantic Spotted Dolphin
Atlantic spotted dolphins are found in tropical and warm temperate
waters along the continental shelf from 10 to 200 m (33 to 650 ft) deep
to slope waters greater than 500 m (1,640 ft) (Leatherwood et al.,
1976; Hayes et al., 2020). Their range extends from southern New
England, south to Gulf of Mexico and the Caribbean to Venezuela
(Leatherwood et al., 1976; Perrin et al., 1994; Hayes et al., 2020).
This stock regularly occurs in continental shelf waters south of Cape
Hatteras and in continental shelf edge and continental slope waters
north of this region (Hayes et al. 2020).
Two forms, or ecotypes, occur in the Western North Atlantic. A
large and heavily spotted ecotype inhabits the continental shelf,
usually found inside or near the 200 m isobaths in continental shelf
waters south of Cape Hatteras. A smaller, less spotted and offshore
ecotype occurs in the continental slope waters of the Western North
Atlantic, typically north of Cape Hatteras, North Carolina (Mullin and
Fulling, 2003; Hayes et al., 2020). The offshore ecotype and the
pantropical spotted dolphin (Stenella attenuata) are difficult to
differentiate at sea (Hayes et al., 2020). Atlantic spotted dolphins
have been observed during 2021 HRG surveys offshore northern North
Carolina during the months of September-December (Marine-Ventures,
2022). Spotted dolphins were also observed during all seasons except
winter during 2019 digital aerial baseline surveys in a nearby survey
area (Normandeau-APEM, 2020).
Bottlenose Dolphin
The bottlenose dolphin populations in the U.S. North Atlantic
consist of a complex mosaic of dolphin stocks (Hayes et al., 2021). Two
morphologically and genetically distinct bottlenose dolphin ecotypes,
coastal and offshore, exist along the North Atlantic coast. The coastal
ecotype typically resides in waters less than 20 m (65.6 ft) deep,
along the inner continental shelf (within 7.5 km (4.6 miles) of shore)
and is further subdivided into seven stocks based largely upon spatial
distribution (Hayes et al. 2021). North of Cape Hatteras, the offshore
and coastal ecotypes are separated by bathymetric contours during the
summer. Torres et al., (2003) found dolphins corresponding to the
offshore ecotype to typically be found in waters greater than 34 m in
depth and greater than 34 km from shore.
Two stocks of bottlenose dolphins may be found in the vicinity of
the proposed survey area--the western North Atlantic Offshore Stock
(WNAOS), which is comprised of the offshore ecotype, and the Southern
Coastal Migratory Stock (SCMS). The SCMS is one of two stocks thought
to make broad-scale seasonal migrations in the coastal waters of the
Western North Atlantic and occurs from Assateague, Virginia, south to
northern Florida (Hayes et al., 2021). Seasonally, SCMS movements
indicate they are mostly found in southern North Carolina (Cape
Lookout) from October to December; they continue to move farther south
from January to March to as far south as northern Florida and move back
north to coastal North Carolina from April to June. SCMS bottlenose
dolphins occupy waters north of Cape Lookout, North Carolina, to as far
north as Chesapeake Bay from July to August. An observed shift in
spatial distribution during a summer 2004 survey indicated that the
northern boundary for the SCMS may vary from year to year (Hayes et al.
2021).
The offshore population consists of one stock (WNAOS) in the
western North Atlantic Ocean, is distributed primarily along the outer
continental shelf and continental slope, and occurs widely during the
spring and summer from Georges Bank to the Florida Keys with late
summer and fall incursions as far north the Gulf of Maine depending on
water temperatures (Kenney, 1990; Hayes et al., 2020). Although WNAOS
dolphins are typically found beyond 34 km from shore, sightings may
occur at close at 7.3 km from shore in depths as shallow as 13 m
(Garrison et al., 2003; Hayes et al., 2020).
Both the SCMS and WNAOS may occur year-round within the proposed
survey area. Bottlenose dolphins were observed during the months of
July-November during 2019 HRG surveys offshore of Kitty Hawk, North
Carolina, north of the proposed survey area (Tetra-Tech, 2022).
Additional digital aerial baseline surveys offshore of Kitty Hawk,
North Carolina observed bottlenose dolphins in the months of January
and March (Normandeau-APEM, 2020).
[[Page 78059]]
Common Dolphin
The common dolphin is found world-wide in temperate to subtropical
seas. In the Western North Atlantic, common dolphins are commonly found
over the continental shelf between the 200 m and 2,000 m isobaths and
over prominent underwater topography and east to the mid-Atlantic Ridge
(Doksaeter et al., 2008; Waring et al., 2008a). Common dolphins have
been noted to be associated with Gulf Stream features (CETAP, 1982;
Selzer and Payne, 1988; Waring et al. 1992). The species exhibits
seasonal movements, occurring between Cape Hatteras and Georges Bank
from mid-January to May, then migrating onto Georges Bank and the
Scotian Shelf between mid-summer and fall. During fall, large
aggregations occur on Georges Bank (Hain et al., 1981; CETAP, 1982;
Payne et al., 1984; Selzer and Payne, 1988; Hayes et al. 2020). The
species is less common south of Cape Hatteras, although sightings have
been reported as far south as the Georgia/South Carolina border
(Jefferson et al., 2009; Hayes et al. 2020). Common dolphins were also
observed off the northern coast of North Carolina during HRG surveys
during the months of March and January 2019 (Normandeau-APEM, 2020).
Rough-Toothed Dolphin
Rough-toothed dolphins occur worldwide in warm temperate,
subtropical, or tropical waters in a wide range of water depths (West
et al., 2011; Hayes et al., 2019). Along the Western Atlantic coast,
rough toothed dolphins have been observed from Virginia through Florida
with occasional sightings on the continental shelf off North Carolina
and Florida (DoN, 2008; OBIS, 2021). Although most vessel sightings of
rough-toothed dolphins along the Western Atlantic have occurred in
oceanic waters at depths greater than 1,000 m (Hayes et al., 2019), a
tagging study conducted by Wells et al. (2008) showed rough-toothed
dolphins to transit through both deep and shallow waters as well as
exhibit dives reaching a maximum of 50 m.
Off North Carolina, rough-toothed dolphins are expected to occur
beyond the continental shelf break along the western edge of the Gulf
Stream and occasionally more coastal waters (DoN, 2008; OBIS, 2021).
According to the Roberts et al. (2022) density models, potential
occurrence of rough-toothed dolphins increases south of Virginia.
Harbor Porpoise
The harbor porpoise inhabits shallow, coastal waters, often found
in bays, estuaries, and harbors. In the western Atlantic, they occur
from Cape Hatteras north to Greenland. During summer (July to
September), harbor porpoises are concentrated in the northern Gulf of
Maine and southern Bay of Fundy region, generally in waters less than
150 m deep with a few sightings in the upper Bay of Fundy and on
Georges Bank. During fall (October-December) and spring (April-June),
harbor porpoises are widely dispersed from New Jersey to Maine, with
lower densities farther north and south (Hayes et al., 2022). They
occur from the coastline to deep waters (>1,800 m), although the
majority of the population occurs over the continental shelf. The
harbor porpoise is likely to occur in the waters of the mid-Atlantic,
including North Carolina, during winter months, as this species prefers
cold temperate and subarctic waters (Hayes et al. 2022). Harbor
porpoise generally move out of the Mid-Atlantic during spring,
migrating north to the Gulf of Maine. There does not appear to be a
temporally coordinated migration or a specific migratory route to and
from the Bay of Fundy region (Hayes et al. 2022).
Harbor porpoises may occur in the proposed study area during the
winter months. One harbor porpoise was sighted in January off the coast
of northern North Carolina during HRG surveys in 2019 (Normandeau-APEM,
2020).
Harbor Seal
Harbor seals are the most abundant seals in the waters of the
eastern United States and are commonly found in all nearshore waters of
the Atlantic Ocean from Newfoundland, Canada southward to northern
Florida (Hayes et al. 2022). While harbor seals occur year-round north
of Cape Cod, they only occur south of Cape Cod (southern New England to
New Jersey) during winter migration, typically September through May
(Kenney and Vigness-Raposa 2010; Hayes et al. 2022). During the summer,
most harbor seals can be found north of Massachusetts within the
coastal waters of central and northern Maine as well as the Bay of
Fundy (Hayes et al. 2022).
In recent years, this species has been seen regularly as far south
as North Carolina, and regular seasonal haul-out sites of up to 40-60
animals have been documented on the eastern shore of Virginia and the
Chesapeake Bay (Jones and Rees 2020). Winter haul-out sites for harbor
seals have been identified within the Chesapeake Bay region and Outer
Banks, NC beaches; however, sightings as far south as the Carolinas are
only occasionally recorded (Hayes et al. 2022).
Gray Seal
Gray seals occur on both coasts of the Northern Atlantic Ocean and
are divided into three major populations (Hayes et al. 2021). The
western north Atlantic stock occurs in eastern Canada and the
northeastern United States, occasionally as far south as North
Carolina. Gray seals inhabit rocky coasts and islands, sandbars, ice
shelves and icebergs (Hayes et al. 2021). In the United States, gray
seals congregate in the summer to give birth at four established
colonies in Massachusetts and Maine (Hayes et al. 2021). From September
through May, they disperse and can be abundant as far south as New
Jersey.
Historically, gray seals were absent from North Carolina and South
Carolina, however, the range of gray seals appears to be shifting south
along the U.S. Atlantic coast (DiGiovanni et al., 2011; Johnson et al.,
2015; DiGiovanni et al., 2018). Harbor and gray seals are seen
regularly between the fall and spring within the central Atlantic (DoN,
2018; Jones and Rees, 2020). Seals may occur within the proposed study
area from November through May (Roberts et al., 2016; Roberts and
Halpin, 2022).
Since June 2022, an Unusual Mortality Event (UME) has been declared
for Northeast pinnipeds in which elevated numbers of sick and dead
harbor seals and gray seals have been documented along the southern and
central coast of Maine (NOAA Fisheries, 2022b). Currently, 22 grays
seals and 258 harbor seals have stranded. Preliminary sample testing
results suggest many affected seals to test positive for avian
influenza (NOAA Fisheries, 2022b). NMFS is collaborating with local,
state, Federal, international, and tribal partners to gain a better
understanding of the cause of this UME. Information on this UME is
available online at: https://www.fisheries.noaa.gov/2022-pinniped-unusual-mortality-event-along-maine-coast.
The above event was preceded by a different UME occurring between
2018-2020 (closure of the 2018-2020 UME is pending). Additionally,
stranded seals have shown clinical signs as far south as Virginia,
although not in elevated numbers. Therefore, the UME investigation
encompasses all seal strandings from Maine to Virginia. As of March
2020, there has been a total of 3,152 reported strandings (of all
species), though only 10 occurred in Virginia while 8 were recorded in
Maryland. Full or partial necropsy examinations have been conducted on
[[Page 78060]]
some of the seals and samples have been collected for testing. Based on
tests conducted thus far, the main pathogen found in the seals is
phocine distemper virus. NMFS is performing additional testing to
identify any other factors that may be involved in this UME. This UME
is non-active and pending closure, and therefore, it is not discussed
further in this notice. Information on this UME is available online at:
www.fisheries.noaa.gov/new-england-mid-atlantic/marine-life-distress/2018-2020-pinniped-unusual-mortality-event-along.
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Not all marine mammal species have equal
hearing capabilities (e.g., Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008). To reflect this, Southall et al.
(2007, 2019) recommended that marine mammals be divided into hearing
groups based on directly measured (behavioral or auditory evoked
potential techniques) or estimated hearing ranges (behavioral response
data, anatomical modeling, etc.). Note that no direct measurements of
hearing ability have been successfully completed for mysticetes (i.e.,
low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 4.
Table 4--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz.
whales).
Mid-frequency (MF) cetaceans (dolphins, 150 Hz to 160 kHz.
toothed whales, beaked whales,
bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
Cephalorhynchid, Lagenorhynchus cruciger
& L. australis).
Phocid pinnipeds (PW) (underwater) (true 50 Hz to 86 kHz.
seals).
Otariid pinnipeds (OW) (underwater) (sea 60 Hz to 39 kHz.
lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section provides a discussion of the ways in which components
of the specified activity may impact marine mammals and their habitat.
Detailed descriptions of the potential effects of similar specified
activities have been provided in other recent Federal Register notices,
including for survey activities using the same methodology, over a
similar amount of time, and occurring in the southeast Atlantic region,
including the southeast Virginia and North Carolina areas (e.g., 84 FR
31032, June 28, 2019; 85 FR 55415, September 8, 2020; 86 FR 43212,
August 6, 2021; 87 FR 25452, April 29, 2022). No significant new
information is available, and we incorporate by reference the detailed
discussions in those documents rather than repeating the details here.
The Estimated Take section later in this document includes a
quantitative analysis of the number of individuals that are expected to
be taken by this activity. The Negligible Impact Analysis and
Determination section considers the content of this section, the
Estimated Take section, and the Proposed Mitigation section, to draw
conclusions regarding the likely impacts of these activities on the
reproductive success or survivorship of individuals and whether those
impacts are reasonably expected to, or reasonably likely to, adversely
affect the species or stock through effects on annual rates of
recruitment or survival.
Summary on Specific Potential Effects of Acoustic Sound Sources
For general information on sound, its interaction with the marine
environment, and a description of acoustic terminology, please see,
e.g., ANSI (1986, 1995), Au and Hastings (2008); Hastings and Popper
(2005); Mitson (1995), NIOSH (1998) Richardson et al. (1995); Southall
et al., (2007), and Urick (1983). Underwater sound from active acoustic
sources can include one or more of the following: Temporary or
permanent hearing impairment, behavioral disturbance, masking, stress,
and non-auditory physical effects. The degree of effect is
intrinsically related to the signal characteristics, received level,
distance from the source, and duration of the sound exposure. Marine
mammals exposed to high-intensity sound, or to lower-intensity sound
for prolonged periods, can experience hearing threshold shift (TS),
which is the loss of hearing sensitivity at certain frequency ranges
(Finneran, 2015). TS can be permanent (PTS; permanent threshold shift),
in which case the loss of hearing sensitivity is not fully recoverable,
or temporary (TTS; temporary threshold shift), in which case the
animal's hearing threshold would recover over time (Southall et al.
2007).
When PTS occurs, there is physical damage to the sound receptors in
the ear (i.e., tissue damage), whereas TTS represents primarily tissue
fatigue and is reversible (Southall et al., 2007). In addition, other
investigators have suggested that TTS is within the normal bounds of
physiological variability and tolerance and does not represent physical
injury (e.g., Ward, 1997).
[[Page 78061]]
Therefore, NMFS does not consider TTS to constitute auditory injury.
Animals in the vicinity of TerraSond's proposed HRG survey
activites are unlikely to incur even TTS due to the characteristics of
the sound sources, which include a relatively low source level (203 dB
re 1 [micro]Pa m), and generally very short pulses and potential
duration of exposure. These characteristics mean that instantaneous
exposure is unlikely to cause TTS because it is unlikely that exposure
would occur close enough to the vessel for received levels to exceed
peak pressure TTS criteria, and the cumulative duration of exposure
would be insufficient to exceed cumulative sound exposure level (SEL)
criteria. Even for high-frequency cetacean species (e.g., harbor
porpoises), which have the greatest sensitivity to potential TTS,
individuals would have to make a very close approach and remain very
close to vessels operating these sources in order to receive multiple
exposures at relatively high levels necessary to cause TTS.
Intermittent exposures--as would occur due to the brief, transient
signals produced by these sources--require a higher cumulative SEL to
induce TTS than would continuous exposures of the same duration (i.e.,
intermittent exposure results in lower levels of TTS). Moreover, most
marine mammals would more likely avoid a loud sound source rather than
swim in such close proximity as to result in TTS. Kremser et al. (2005)
noted that the probability of a cetacean swimming through the area of
exposure when a sub-bottom profiler emits a pulse is small--because if
the animal was in the area, it would have to pass the transducer at
close range in order to be subjected to sound levels that could cause
TTS and would likely exhibit avoidance behavior to the area near the
transducer rather than swim through at such a close range.
Behavioral disturbance may include a variety of effects, including
subtle changes in behavior (e.g., minor or brief avoidance of an area
or changes in vocalizations), more conspicuous changes in similar
behavioral activities, and more sustained and/or potentially severe
reactions, such as displacement from or abandonment of high-quality
habitat. Behavioral responses to sound are highly variable and context-
specific and any reactions depend on numerous intrinsic and extrinsic
factors (e.g., species, state of maturity, experience, current
activity, reproductive state, auditory sensitivity, time of day), as
well as the interplay between factors (e.g., Richardson et al., 1995;
Wartzok et al., 2003; Southall et al., 2007; Weilgart, 2007; Archer et
al., 2010; Southall et al., 2021). Available studies show wide
variation in response to underwater sound; therefore, it is difficult
to predict specifically how any given sound in a particular instance
might affect marine mammals perceiving the signal. If a marine mammal
does react briefly to an underwater sound by changing its behavior or
moving a small distance, the impacts of the change are unlikely to be
significant to the individual, the stock, or population. However, if a
sound source displaces marine mammals from an important feeding or
breeding area for a prolonged period, impacts on individuals and
populations could be significant (e.g., Lusseau and Bejder, 2007;
Weilgart, 2007; NRC, 2003). As mentioned earlier, the proposed survey
area overlaps with a NARW migration BIA and is located adjacent to ESA-
designated critical calving habitat and a reproduction BIA. Due to the
mobile nature and short duration of the proposed acoustic sources as
well as proposed mitigation measures further described in the Proposed
Mitigation section, we expect minimal impacts to NARW mother calf
pairs.
In addition, sound can disrupt behavior through masking, or
interfering with, an animal's ability to detect, recognize, or
discriminate between acoustic signals of interest (e.g., those used for
intraspecific communication and social interactions, prey detection,
predator avoidance, navigation). Masking occurs when the receipt of a
sound is interfered with by another coincident sound at similar
frequencies and at similar or higher intensity and may occur whether
the sound is natural (e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g., shipping, sonar, seismic
exploration) in origin. Marine mammal communications would not likely
be masked appreciably by the acoustic signals given the directionality
of the signals for the HRG survey equipment planned for use (Table 2)
and the brief period for when an individual mammal would likely be
exposed.
An animal's perception of a threat may be sufficient to trigger
stress responses consisting of some combination of behavioral
responses, autonomic nervous system responses, neuroendocrine
responses, or immune responses (e.g., Seyle, 1950; Moberg, 2000). In
many cases, an animal's first and sometimes most economical (in terms
of energetic costs) response is behavioral avoidance of the potential
stressor. Autonomic nervous system responses to stress typically
involve changes in heart rate, blood pressure, and gastrointestinal
activity. These responses have a relatively short duration and may or
may not have a significant long-term effect on an animal's fitness.
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficient to restore normal function. We expect minimal stress
responses to result from marine mammals due to the short-term duration
of activities and proposed mitigation measures.
Sound may affect marine mammals through impacts on the abundance,
behavior, or distribution of prey species (e.g., crustaceans,
cephalopods, fish, and zooplankton) (i.e., effects to marine mammal
habitat). Prey species exposed to sound might move away from the sound
source, experience TTS, experience masking of biologically relevant
sounds, or show no obvious direct effects. The most likely impacts (if
any) for most prey species in a given area would be temporary avoidance
of the area. Surveys using active acoustic sound sources move through
an area relatively quickly, limiting exposure to multiple pulses. In
all cases, sound levels would return to ambient once a survey ends and
the noise source is shut down and, when exposure to sound ends,
behavioral and/or physiological responses are expected to end
relatively quickly. Finally, the HRG survey equipment will not have
significant impacts to the seafloor and does not represent a source of
pollution.
Vessel Strike
Vessel collisions with marine mammals, or ship strikes, can result
in death or serious injury of the animal. These interactions are
typically associated with large whales, which are less maneuverable
than are smaller cetaceans or pinnipeds in relation to large vessels.
Ship strikes generally involve commercial shipping vessels, which are
normally larger and of which there is much more traffic in the ocean
than geophysical survey vessels. Jensen and Silber (2004) summarized
ship strikes of large whales worldwide from 1975-2003 and found that
most collisions occurred in the open ocean and involved large vessels
(e.g.,
[[Page 78062]]
commercial shipping). For vessels used in geophysical survey
activities, vessel speed while towing gear is typically only 4-5 knots.
At these speeds, both the possibility of striking a marine mammal and
the possibility of a strike resulting in serious injury or mortality
are so low as to be discountable. At average transit speed for
geophysical survey vessels, the probability of serious injury or
mortality resulting from a strike is less than 50 percent. However, the
likelihood of a strike actually happening is again low given the
smaller size of these vessels and generally slower speeds. Notably in
the Jensen and Silber study, no strike incidents were reported for
geophysical survey vessels during that time period.
The potential effects of TerraSond's specified survey activity are
expected to be limited to Level B behavioral harassment. No permanent
or temporary auditory effects, or significant impacts to marine mammal
habitat, including prey, are expected.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers,'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for individual marine mammals
resulting from exposure to sound produced by the sparker. Based
primarily on the characteristics of the signals produced by the
acoustic source planned for use, Level A harassment is neither
anticipated (even absent mitigation), nor proposed to be authorized. As
described previously, no serious injury or mortality is anticipated or
proposed to be authorized for this activity. Below we describe how the
proposed take numbers are estimated.
For acoustic impacts, generally speaking, we estimate take by
considering: (1) acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) the number of days of activities. We note
that while these factors can contribute to a basic calculation to
provide an initial prediction of potential takes, additional
information that can qualitatively inform take estimates is also
sometimes available (e.g., previous monitoring results or average group
size). Below, we describe the factors considered here in more detail
and present the proposed take estimates.
Acoustic Thresholds
NMFS recommends the use of acoustic thresholds that identify the
received level of underwater sound above which exposed marine mammals
would be reasonably expected to be behaviorally harassed (equated to
Level B harassment) or to incur PTS of some degree (equated to Level A
harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source or exposure context (e.g., frequency, predictability, duty
cycle, duration of the exposure, signal-to-noise ratio, distance to the
source), the environment (e.g., bathymetry, other noises in the area,
predators in the area), and the receiving animals (hearing, motivation,
experience, demography, life stage, depth) and can be difficult to
predict (e.g., Southall et al., 2007, 2021; Ellison et al., 2012).
Based on what the available science indicates and the practical need to
use a threshold based on a metric that is both predictable and
measurable for most activities, NMFS typically uses a generalized
acoustic threshold based on received level to estimate the onset of
behavioral harassment. NMFS generally predicts that marine mammals are
likely to be behaviorally harassed in a manner considered to be Level B
harassment when exposed to underwater anthropogenic noise above root-
mean-squared pressure received levels (RMS SPL) of 160 dB re 1 [mu]Pa
for impulsive (e.g., seismic airguns) or intermittent (e.g., scientific
sonar) sources. Generally speaking, Level B harassment take estimates
based on these behavioral harassment thresholds are expected to include
any likely takes by TTS as, in most cases, the likelihood of TTS occurs
at distances from the source less than those at which behavioral
harassment is likely. TTS of a sufficient degree can manifest as
behavioral harassment, as reduced hearing sensitivity and the potential
reduced opportunities to detect important signals (conspecific
communication, predators, prey) may result in changes in behavior
patterns that would not otherwise occur.
TerraSond's proposed activity includes the use of impulsive (i.e.,
sparkers) sources, and therefore, the RMS SPL thresholds of 160 dB re 1
[mu]Pa is applicable.
Level A harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise from
two different types of sources (impulsive or non-impulsive).
The references, analysis, and methodology used in the development
of the thresholds are described in NMFS' 2018 Technical Guidance, which
may be accessed at: www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
TerraSond's proposed activity includes the use of impulsive (i.e.,
sparkers) sources. However, as discussed above, NMFS has concluded that
Level A harassment is not a reasonably likely outcome for marine
mammals exposed to noise through use of the sources proposed for use
here, and the potential for Level A harassment is not evaluated further
in this document. Please see TerraSond's application (Section 6.3.1
Level A) for details of a quantitative exposure analysis exercise,
i.e., calculated Level A harassment isopleths and estimated Level A
harassment exposures. TerraSond did not request authorization of take
by Level A harassment, and no take by Level A harassment is proposed
for authorization by NMFS.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that are used in estimating the area ensonified above the
acoustic thresholds, including source levels and transmission loss
coefficient.
NMFS has developed a user-friendly methodology for estimating the
extent of the Level B harassment isopleths associated with relevant HRG
survey equipment (NMFS, 2020). This methodology incorporates frequency
[[Page 78063]]
and directionality (when relevant) to refine estimated ensonified
zones. The sparkers proposed for use by TerraSond are omnidirectional
and, therefore, beamwidth does not factor into the calculations.
NMFS considers the data provided by Crocker and Fratantonio (2016)
to represent the best available information on source levels associated
with HRG survey equipment and, therefore, recommends that source levels
provided by Crocker and Fratantonio (2016) be incorporated in the
method described above to estimate distances to harassment isopleths.
In cases where the source level for a specific type of HRG equipment is
not provided in Crocker and Fratantonio (2016), NMFS recommends either
the source levels provided by the manufacturer be used, or, in
instances where source levels provided by the manufacturer are
unavailable or unreliable, a proxy from Crocker and Fratantonio (2016)
be used instead. TerraSond plans to use the Applied Acoustics Dura-
spark sparker UHRS 400 + 400. For all source configurations (Table 1),
the maximum power expected to be discharged from the sparker source is
800 J. However, Crocker and Fratantonio (2016) did not measure the
Applied Acoustics Dura-spark with an energy near 800 J and the
manufacturer does not provide these specifications. A similar
alternative system, the SIG ELC 820 sparker, was measured by Crocker
and Fratantonio (2016) with an input voltage of 750 J, and these
measurements were used as a proxy for the Applied Acoustics Dura-spark
sparker. Table 2 shows the source parameters associated with this
proxy. Using the measured source level of 203 dB RMS of the proxy, SIG
ELC 820 sparker with an input voltage of 750 J, modeling results of
modeling indicated that the Applied Acoustics Dura-spark UHRS 400 + 400
would produce a distance of 141 m to the Level B harassment isopleth.
Daily ensonified area for each of the three survey phases (Table 1)
was calculated by using the following equation: Daily survey distance
(km) x 2 x (Level B isopleth (km) + separation distance between
sparkers (km)) + area of a circle with a radius of Level B isopleth
(km). For each phase, the daily survey distance is estimated to be
approximately 100 km (Table 6). Phases 2 and 3 would include multiple
sparker sources in their tow configurations (Table 1). Table 5 shows
the daily ensonified area for each survey phase. In order to calculate
the monthly ensonified area for each phase, the daily ensonified area
was multiplied by the number of estimated survey days per month for
each phase. Monthly ensonified area for each phase is shown in Table 5.
Table 5--Ensonified Area for Each Survey Phase
--------------------------------------------------------------------------------------------------------------------------------------------------------
Daily Monthly
Total survey Average daily Survey days Number of ensonified ensonified
Phase distance (km) survey per month sparker area area
distance (km) sources (km\2\) (km\2\)
--------------------------------------------------------------------------------------------------------------------------------------------------------
1............................................................. 4,054 100 3.4 1 28.3 95.5
2............................................................. 1,300 100 1.2 \1\ 3 58.5 68.2
3............................................................. 12,488 100 10.4 \2\ 2 31.3 325.5
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ 150 m horizontal separation distance between sparkers.
\2\ 30 m horizontal separation distance between sparkers.
Marine Mammal Occurrence
In this section we provide information about the occurrence of
marine mammals, including density or other relevant information that
will inform the take calculations.
Habitat-based density models produced by the Duke University Marine
Geospatial Ecology Laboratory (Roberts et al., 2016; Roberts and
Halpin, 2022) represent the best available information regarding marine
mammal densities in the proposed survey area. The density data
presented by Roberts and Halpin (2022) incorporates aerial and
shipboard line-transect survey data from NMFS and other organizations
and incorporates data from 8 physiographic and 16 dynamic oceanographic
and biological covariates, and controls for the influence of sea state,
group size, availability bias, and perception bias on the probability
of making a sighting. These density models were originally developed
for all cetacean taxa in the U.S. Atlantic (Roberts et al., 2016). In
subsequent years, certain models have been updated based on additional
data as well as certain methodological improvements. More information
is available online at https://seamap.env.duke.edu/models/Duke/EC/.
The Roberts and Halpin (2022) density-based habitat models provided
density estimates for species or species guilds within 5 km x 5 km
grids cells on a monthly or annual basis, depending upon the species.
TerraSond selected a representative sample of grid cells in and near
the proposed survey area by creating a 5 km wide perimeter around the
survey area using GIS (ESRI, 2017), and intersecting the perimeter with
the density grid cells to select those nearest to the proposed survey
area. The average density of each species per month was then calculated
from the selected grid cells. Density estimates for each species
derived from this method are shown in Table 10 of TerraSond's
application. After careful review of this methodology, NMFS agrees with
this approach.
Seal species were represented as a single guild by the Roberts
density-based habitat models (Roberts et al., 2016; Roberts and Halpin,
2022). In order to determine seal density by species, the proportion of
abundance for each seal species was calculated using the stock
abundance estimate from the most recent NMFS stock assessment report
(Hayes et al., 2022). For example, the stock abundance estimate for
harbor seals (61,336) was divided by the sum of the stock abundance
estimates for harbor seals (61,336) and gray seals (27,300). This
proportion was calculated for harbor seals and gray seals. The
proportion was then multiplied by the density estimate for seals as a
guild to determine a density-based estimate for each seal species. NMFS
has reviewed this methodology for deriving density-based estimates for
each seal species from a seal guild estimate, and agrees with this
approach.
Take Estimation
Here we describe how the information provided above is synthesized
to produce a quantitative estimate of the take that is reasonably
likely to occur and proposed for authorization. In order to estimate
the number of marine mammals predicted to be exposed to sound levels
that would result in Level B harassment, estimated take was first
calculated by month for each phase. The monthly density for each
species in the proposed survey area (Table 10 of the
[[Page 78064]]
application) was multiplied by the respective monthly ensonified area
for each phase (Table 5) according to the following equation: Estimated
monthly take = average monthly density (individuals/km\2\) x monthly
ensonified area (km\2\). Estimated monthly take for each phase was
summed across twelve months and is shown for each phase by species in
Table 6. Density-based take estimates for each phase were added
together for each species to receive a total requested take estimate
(Table 6). The percent of each stock abundance requested for take was
calculated using the most updated abundance estimates from the NMFS
stock assessment report (Hayes et al., 2022) (Table 6).
As the Roberts density-based habitat models (Roberts et al., 2016;
Roberts and Halpin, 2022) did not distinguish between short-finned and
long-finned pilot whales, the requested take estimate in Table 6
represents both species of pilot whale. NMFS calculated the percent of
stock abundance requested assuming all take was from the stock of
short-finned pilot whales. NMFS also calculated the percent of stock
abundance requested assuming all take was from the stock of long-finned
pilot whales. NMFS then compared these calculations to determine which
percentage was greater, and found that the calculation assuming all
take was from the stock of short-finned pilot whales represented a
larger percentage. The percent of take that represents the greatest
impact (short-finned pilot whale) is displayed in Table 6. A similar
approach was used when calculating percent of take requested for
bottlenose dolphins, as two stocks (southern migratory coastal stock
and offshore Western North Atlantic stock) may occur within the
proposed study area. The percent of take that represents the greatest
impact (southern migratory coastal stock) is shown in Table 6.
When determining requested take numbers, TerraSond also considered
mean group size estimates for each species based upon available
sighting data collected through recent aerial/vessel-based surveys in
the southwest Atlantic region (Kraus et al., 2016; Palka et al., 2017).
Mean group size estimates were compared to density-based estimates. If
the mean group size was greater than the density-based estimate, the
requested estimated take was increased to the mean group size value.
Requested take was adjusted for mean group size for the following
species, as shown in Table 6: Fin whale, humpback whale, NARW, sperm
whale, common dolphin, Cuvier's beaked whale, pilot whales, Mesoplodont
whales, rough-toothed dolphin, harbor porpoise, harbor seal, and gray
seal.
The estimated density-based exposure value was calculated to be
and/or rounded to zero for the fin whale, humpback whale, sperm whale,
Cuvier's beaked whale, harbor porpoise, Mesoplodont beaked whales, gray
seal, and harbor seal. Therefore, TerraSond has requested a small
amount of take for these species in the event that they do occur during
project activities. The North Carolina coast is part of a migratory
pathway for humpback whales moving seasonally between winter foraging
grounds and summer breeding grounds (Hayes et al., 2022). Juvenile
humpback whales are typically sighted off the Virginia and North
Carolina coasts during the winter months (Swingle et al., 1993), and
therefore, may potentially occur within the proposed study area. Fin
and sperm whale sightings have occurred off of Cape Hatteras, North
Carolina, just north of the proposed study area. Fin whales may use the
Central Atlantic coast as a calving area, while sperm whales likely
calve near Cape Hatteras, NC (Hayes et al., 2022). In addition,
Cuvier's beaked whale and harbor porpoise sightings have occurred off
of Cape Hatteras, NC (Hayes et al., 2022). Due to the relatively close
proximity of Cape Hatteras to the proposed study area, it is possible
these species may occur off Carolina Long Bay as well. Based upon
documented stranding records, Mesoplodont whale strandings may occur
within the proposed study area as well. Mesoplodont strandings have
been documented as far south as Florida, and True's, Gervais', and
Sowerby's beaked whales are considered temperature species. Over time,
harbor seals and gray seals have expanded their range further south
along the U.S. Atlantic coast with harbor seal sightings occurring off
North Carolina during the fall and spring (Hayes et al., 2022). Harbor
seals may also occasionally haul out in northern North Carolina during
the winter. Due to documented sighting and stranding records, it is
also possible that harbor and gray seals may occur with the proposed
study area as well. NMFS has carefully reviewed TerraSond's methodology
for calculating estimated requested take and adjusting estimated take
based upon mean group size estimates. NMFS agrees with this approach
and proposes to authorize the requested take numbers.
Table 6--Estimated Take Numbers and Total Take Proposed for Authorization
----------------------------------------------------------------------------------------------------------------
Density-based take estimates Percent stock
--------------------------------- Total proposed abundance
Species take proposed for
Phase 1 Phase 2 Phase 3 take
----------------------------------------------------------------------------------------------------------------
Fin whale................................... 0 0 0 * 2 0.03
Humpback whale.............................. 0 0 0 * 2 0.14
North Atlantic right whale.................. 0.1 0 0 * 3 0.82
Sperm whale................................. 0 0 0 * 1 0.02
Pilot whale \1\............................. 0.1 0.1 0 * 26 0.09
Cuvier's beaked whale....................... 0 0 0 * 3 0.05
Mesoplodont whales.......................... 0 0 0 * 3 0.09
Bottlenose dolphin \2\...................... 130.6 93.3 445 669 17.8
Atlantic spotted dolphin.................... 122.4 87.5 417 628 1.57
Common dolphin.............................. 0.8 0.6 3 * 49 0.03
Rough-toothed dolphin....................... 1.5 1 5 * 19 14
Harbor porpoise............................. 0 0 0 * 3 0.003
Harbor seal................................. 0 0 0 * 2 0.003
Gray seal................................... 0 0 0 * 2 0.007
----------------------------------------------------------------------------------------------------------------
*Adjusted for group size.
\1\ Represents short-finned and long-finned pilot whales.
\2\ Represents offshore and southern migratory coastal stocks of bottlenose dolphins.
[[Page 78065]]
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks, and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, NMFS
considers two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost and impact on
operations.
NMFS proposes the following mitigation measures be implemented
during TerraSond's proposed HRG surveys. Pursuant to section 7 of the
ESA, TerraSond would also be required to adhere to relevant Project
Design Criteria (PDC) of the NMFS' Greater Atlantic Regional Fisheries
Office (GARFO) programmatic consultation (specifically PDCs 4, 5, and
7) regarding geophysical surveys along the U.S. Atlantic coast (https://www.fisheries.noaa.gov/new-england-mid-atlantic/consultations/section-7-take-reporting-programmatics-greater-atlantic#offshore-wind-site-assessment-and-site-characterization-activities-programmatic-consultation).
Visual Monitoring and Shutdown Zones
TerraSond must employ independent, dedicated, trained PSOs, meaning
that the PSOs must (1) be employed by a third-party observer provider,
(2) have no tasks other than to conduct observational effort, collect
data, and communicate with and instruct relevant vessel crew with
regard to the presence of marine mammals and mitigation requirements
(including brief alerts regarding maritime hazards), and (3) have
successfully completed an approved PSO training course appropriate for
geophysical surveys. Visual monitoring must be performed by qualified,
NMFS-approved PSOs. PSO resumes must be provided to NMFS for review and
approval prior to the start of survey activities.
During survey operations (e.g., any day on which use of the sparker
source is planned to occur, and whenever the sparker source is in the
water, whether activated or not), a minimum of one visual marine mammal
observer (PSO) must be on duty on each source vessel and conducting
visual observations at all times during daylight hours (i.e., from 30
minutes prior to sunrise through 30 minutes following sunset). A
minimum of two PSOs must be on duty on each source vessel during
nighttime hours. Visual monitoring must begin no less than 30 minutes
prior to ramp-up (described below) and must continue until one hour
after use of sparker source ceases.
Visual PSOs shall coordinate to ensure 360[deg] visual coverage
around the vessel from the most appropriate observation posts and shall
conduct visual observations using binoculars and the naked eye while
free from distractions in a consistent, systematic, and diligent
manner. PSOs shall establish and monitor application shutdown zones
(see below). These zones shall be based upon the radial distance from
the sparker source (rather than being based around the vessel itself).
Two shutdown zones are defined, depending on the species and
context. Here, an extended shutdown zone encompassing the area at and
below the sea surface out to a radius of 500 meters from the sparker
source (0-500 m) is defined for NARWs. For all other marine mammals,
the shutdown zone encompasses a standard distance of 100 meters (0-100
m). Any observations of marine mammals by crew members aboard any
vessel associated with the survey shall be relayed to the PSO team.
Visual PSOs may be on watch for a maximum of four consecutive hours
followed by a break of at least one hour between watches and may
conduct a maximum of 12 hours of observation per 24-hour period
Pre-Start Clearance and Ramp-Up
A ramp-up procedure, involving a gradual increase in source level
output, is required at all times as part of the activation of the
sparker source when technically feasible. Operators should ramp up
sparkers to half power for 5 minutes and then proceed to full power. A
30-minute pre-start clearance observation period must occur prior to
the start of ramp-up. The intent of the 30-minute pre-start clearance
observation period is to ensure no marine mammals are within the
shutdown zones prior to the beginning of ramp-up. The intent of ramp-up
is to warn marine mammals of pending operations and to allow sufficient
time for those animals to leave the immediate vicinity. All operators
must adhere to the following pre-start clearance and ramp-up
requirements:
The operator must notify a designated PSO of the planned
start of ramp-up as agreed upon with the lead PSO; the notification
time should not be less than 60 minutes prior to the planned ramp-up in
order to allow the PSOs time to monitor the shutdown zones for 30
minutes prior to the initiation of ramp-up (pre-start clearance).
During this 30-minute pre-start clearance period, the entire shutdown
zone must be visible, except as indicated below.
Ramp-ups shall be scheduled so as to minimize the time
spent with the source activated.
A visual PSO conducting pre-start clearance observations
must be notified again immediately prior to initiating ramp-up
procedures and the operator must receive confirmation from the PSO to
proceed.
Any PSO on duty has the authority to delay the start of
survey operations if a marine mammal is detected within the applicable
pre-start clearance zone.
The operator must establish and maintain clear lines of
communication directly between PSOs on duty and crew controlling the
acoustic source to ensure that mitigation commands are conveyed swiftly
while allowing PSOs to maintain watch.
The pre-start clearance requirement is waived for small
delphinids and pinnipeds. Detection of a small delphinid (individuals
belonging to the following genera of the Family Delphinidae: Steno,
Delphinus, Lagenorhynchus, Stenella, and Tursiops) or pinniped within
the shutdown zone does not preclude beginning of ramp-up, unless the
PSO
[[Page 78066]]
confirms the individual to be of a genus other than those listed, in
which case normal pre-clearance requirements apply.
If there is uncertainty regarding identification of a
marine mammal species (i.e., whether the observed marine mammal(s)
belongs to one of the delphinid genera for which the pre-clearance
requirement is waived), PSOs may use the best professional judgment in
making the decision to call for a shutdown.
Ramp-up may not be initiated if any marine mammal to which
the pre-start clearance requirement applies is within the shutdown
zone. If a marine mammal is observed within the shutdown zone during
the 30-minute pre-start clearance period, ramp up may not begin until
the animal(s) has been observed exiting the zones or until an
additional time period has elapsed with no further sightings (30
minutes for all baleen whale species and sperm whales and 15 minutes
for all other species).
PSOs must monitor the shutdown zones 30 minutes before and
during ramp-up, and ramp-up must cease and the source must be shut down
upon observation of a marine mammal within the applicable shutdown
zone.
Ramp-up may occur at times of poor visibility, including
nighttime, if appropriate visual monitoring has occurred with no
detections of marine mammals in the 30 minutes prior to beginning ramp-
up. Sparker activation may only occur at night where operational
planning cannot reasonably avoid such circumstances.
If the acoustic source is shut down for brief periods
(i.e., less than 30 minutes) for reasons other than implementation of
prescribed mitigation (e.g., mechanical difficulty), it may be
activated again without ramp-up if PSOs have maintained constant visual
observation and no detections of marine mammals have occurred within
the applicable shutdown zone. For any longer shutdown, pre-start
clearance observation and ramp-up are required.
Shutdown Procedures
All operators must adhere to the following shutdown requirements:
Any PSO on duty has the authority to call for shutdown of
the sparker source if a marine mammal is detected within the applicable
shutdown zone.
The operator must establish and maintain clear lines of
communication directly between PSOs on duty and crew controlling the
source to ensure that shutdown commands are conveyed swiftly while
allowing PSOs to maintain watch.
When the sparker source is active and a marine mammal
appears within or enters the applicable shutdown zone, the source must
be shut down. When shutdown is instructed by a PSO, the source must be
immediately deactivated and any dispute resolved only following
deactivation.
The shutdown requirement is waived for small delphinids
and pinnipeds. If a small delphinid (individual belonging to the
following genera of the Family Delphinidae: Steno, Delphinus,
Lagenorhynchus, Stenella, and Tursiops) or pinniped is visually
detected within the shutdown zone, no shutdown is required unless the
PSO confirms the individual to be of a genus other than those listed,
in which case a shutdown is required
If there is uncertainty regarding identification of a
marine mammal species (i.e., whether the observed marine mammal(s)
belongs to one of the delphinid genera for which shutdown is waived or
one of the species with a larger shutdown zone), PSOs may use best
professional judgment in making the decision to call for a shutdown.
Upon implementation of shutdown, the source may be
reactivated after the marine mammal has been observed exiting the
applicable shutdown zone or following a clearance period (30 minutes
for all baleen whale species and sperm whales and 15 minutes for all
other species) with no further detection of the marine mammal.
If a species for which authorization has not been granted, or a
species for which authorization has been granted but the authorized
number of takes have been met, approaches or is observed within the
Level B harassment zone, shutdown must occur.
Vessel Strike Avoidance
Crew and supply vessel personnel should use an appropriate
reference guide that includes identifying information on all marine
mammals that may be encountered. Vessel operators must comply with the
below measures except under extraordinary circumstances when the safety
of the vessel or crew is in doubt or the safety of life at sea is in
question. These requirements do not apply in any case where compliance
would create an imminent and serious threat to a person or vessel or to
the extent that a vessel is restricted in its ability to maneuver and,
because of the restriction, cannot comply.
Vessel operators and crews must maintain a vigilant watch
for all marine mammals and slow down, stop their vessel(s), or alter
course, as appropriate and regardless of vessel size, to avoid striking
any marine mammals. A visual observer aboard the vessel must monitor a
vessel strike avoidance zone based on the appropriate separation
distance around the vessel (distances stated below). Visual observers
monitoring the vessel strike avoidance zone may be third-party
observers (i.e., PSOs) or crew members, but crew members responsible
for these duties must be provided sufficient training to (1)
distinguish protected species from other phenomena and (2) broadly to
identify a marine mammal as a NARW, other whale (defined in this
context as sperm whales or baleen whales other than NARW), or other
marine mammal.
All survey vessels, regardless of size, must observe a 10-
knot speed restriction in specific areas designated by NMFS for the
protection of NARWs from vessel strikes. These include all Seasonal
Management Areas (SMA) under 50 CFR 224.105 (when in effect), any
dynamic management areas (DMA) (when in effect), and Slow Zones. See
www.fisheries.noaa.gov/national/endangered-species-conservation/reducing-ship-strikes-north-atlantic-right-whales for specific detail
regarding these areas.
All vessels must reduce their speed to 10 knots or less
when mother/calf pairs, pods, or large assemblages of cetaceans are
observed near a vessel;
All vessels must maintain a minimum separation distance of
500 m from NARWs. If a NARW is sighted within the relevant separation
distance, the vessel must steer a course away at 10 knots or less until
the 500-m separation distance has been established. If a whale is
observed but cannot be confirmed as a species other than a right whale,
the vessel operator must assume that it is a right whale and take
appropriate action.
All vessels must maintain a minimum separation distance of
100 m from sperm whales and all other baleen whales.
All vessels must, to the maximum extent practicable,
attempt to maintain a minimum separation distance of 50 m from all
other marine mammals, with an understanding that at times this may not
be possible (e.g., for animals that approach the vessel).
When marine mammals are sighted while a vessel is
underway, the vessel must take action as necessary to avoid violating
the relevant separation distance (e.g., attempt to remain parallel to
the animal's course, avoid excessive speed or abrupt changes in
direction until the animal has left the area, reduce speed and shift
the engine to neutral). This does not apply to any vessel
[[Page 78067]]
towing gear or any vessel that is navigationally constrained.
Members of the monitoring team would consult NMFS NARW reporting
system and Whale Alert, daily and as able, for the presence of NARWs
throughout survey operations, and for the establishment of DMAs and/or
Slow Zones. It is TerraSond's responsibility to maintain awareness of
the establishment and location of any such areas and to abide by these
requirements accordingly.
Based on our evaluation of TerraSond's proposed measures, as well
as other measures considered by NMFS, NMFS has preliminarily determined
that the proposed mitigation measures provide the means of effecting
the least practicable impact on the affected species or stocks and
their habitat, paying particular attention to rookeries, mating
grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present while
conducting the activities. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the activity; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and,
Mitigation and monitoring effectiveness.
TerraSond must submit PSO resumes for NMFS review and approval
prior to commencement of the survey. Resumes should include dates of
training and any prior NMFS approval, as well as dates and description
of last experience, and must be accompanied by information documenting
successful completion of an acceptable training course. For prospective
PSOs not previously approved, or for PSOs whose approval is not
current, NMFS must review and approve PSO qualifications. Resumes must
be accompanied by relevant documentation of successful completion of
necessary training.
NMFS may approve PSOs as conditional or unconditional. A
conditionally-approved PSO may be one who is trained but has not yet
attained the requisite experience. An unconditionally-approved PSO is
one who has attained the necessary experience. For unconditional
approval, the PSO must have a minimum of 90 days at sea performing the
role during a geophysical survey, with the conclusion of the most
recent relevant experience not more than 18 months previous.
At least one of the visual PSOs aboard the vessel must be
unconditionally-approved. One unconditionally-approved visual PSO shall
be designated as the lead for the entire PSO team. This lead should
typically be the PSO with the most experience, who would coordinate
duty schedules and roles for the PSO team and serve as primary point of
contact for the vessel operator. To the maximum extent practicable, the
duty schedule shall be planned such that unconditionally-approved PSOs
are on duty with conditionally-approved PSOs.
At least one PSO aboard each acoustic source vessel must have a
minimum of 90 days at-sea experience working in the role, with no more
than eighteen months elapsed since the conclusion of the at-sea
experience. One PSO with such experience must be designated as the lead
for the entire PSO team and serve as the primary point of contact for
the vessel operator. (Note that the responsibility of coordinating duty
schedules and roles may instead be assigned to a shore-based, third-
party monitoring coordinator.) To the maximum extent practicable, the
lead PSO must devise the duty schedule such that experienced PSOs are
on duty with those PSOs with appropriate training but who have not yet
gained relevant experience.
PSOs must successfully complete relevant training, including
completion of all required coursework and passing (80 percent or
greater) a written and/or oral examination developed for the training
program.
PSOs must have successfully attained a bachelor's degree from an
accredited college or university with a major in one of the natural
sciences, a minimum of 30 semester hours or equivalent in the
biological sciences, and at least one undergraduate course in math or
statistics. The educational requirements may be waived if the PSO has
acquired the relevant skills through alternate experience. Requests for
such a waiver shall be submitted to NMFS and must include written
justification. Alternate experience that may be considered includes,
but is not limited to (1) secondary education and/or experience
comparable to PSO duties; (2) previous work experience conducting
academic, commercial, or government-sponsored marine mammal surveys;
and (3) previous work experience as a PSO (PSO must be in good standing
and demonstrate good performance of PSO duties).
TerraSond must work with the selected third-party PSO provider to
ensure PSOs have all equipment (including backup equipment) needed to
adequately perform necessary tasks, including accurate determination of
distance and bearing to observed marine mammals, and to ensure that
PSOs are capable of calibrating equipment as necessary for accurate
distance estimates and species identification. Such equipment, at a
minimum, shall include:
At least one thermal (infrared) imagine device suited for
the marine environment;
Reticle binoculars (e.g., 7 x 50) of appropriate quality
(at least one per PSO, plus backups);
Global Positioning Units (GPS) (at least one plus
backups);
Digital cameras with a telephoto lens that is at least
300-mm or equivalent on a full-frame single lens reflex (SLR) (at least
one plus backups). The camera or lens should also have an image
stabilization system;
[[Page 78068]]
Compass (at least one plus backups);
Means of communication among vessel crew and PSOs; and
Any other tools deemed necessary to adequately and
effectively perform PSO tasks.
The equipment specified above may be provided by an individual PSO,
the third-party PSO provider, or the operator, but TerraSond is
responsible for ensuring PSOs have the proper equipment required to
perform the duties specified in the IHA.
The PSOs will be responsible for monitoring the waters surrounding
the survey vessel to the farthest extent permitted by sighting
conditions, including shutdown zones, during all HRG survey operations.
PSOs will visually monitor and identify marine mammals, including those
approaching or entering the established shutdown zones during survey
activities. It will be the responsibility of the PSO(s) on duty to
communicate the presence of marine mammals as well as to communicate
the action(s) that are necessary to ensure mitigation and monitoring
requirements are implemented as appropriate.
PSOs must be equipped with binoculars and have the ability to
estimate distance and bearing to detect marine mammals, particularly in
proximity to shutdown zones. Reticulated binoculars must also be
available to PSOs for use as appropriate based on conditions and
visibility to support the sighting and monitoring of marine mammals.
During nighttime operations, night-vision goggles with thermal clip-ons
and infrared technology must be available for use. Position data would
be recorded using hand-held or vessel GPS units for each sighting.
During good conditions (e.g., daylight hours; Beaufort sea state
(BSS) 3 or less), to the maximum extent practicable, PSOs must also
conduct observations when the acoustic source is not operating for
comparison of sighting rates and behavior with and without use of the
active acoustic sources and between acquisition periods. Any
observations of marine mammals by crew members aboard the vessel
associated with the survey would be relayed to the PSO team. Data on
all PSO observations would be recorded based on standard PSO collection
requirements (see Proposed Reporting Measures). This would include
dates, times, and locations of survey operations; dates and times of
observations, location and weather; details of marine mammal sightings
(e.g., species, numbers, behavior); and details of any observed marine
mammal behavior that occurs (e.g., noted behavioral disturbances).
Members of the PSO team shall consult the NMFS NARW reporting system
and Whale Alert, daily and as able, for the presence of NARWs
throughout survey operations.
Proposed Reporting Measures
TerraSond shall submit a draft summary report to NMFS on all
activities and monitoring results within 90 days of the completion of
survey activities or expiration of the IHA, whichever comes sooner. The
report must describe all activities conducted and sightings of marine
mammals, must provide full documentation of methods, results, and
interpretation pertaining to all monitoring, and must summarize the
dates and locations of survey operations and all marine mammals
sightings (dates, times, locations, activities, associated survey
activities). The draft report shall also include geo-referenced, time-
stamped vessel tracklines for all time periods during which acoustic
sources were operating. Tracklines should include points recording any
change in acoustic source status (e.g., when the sources began
operating, when they were turned off, or when they changed operational
status such as from full array to single gun or vice versa). GIS files
shall be provided in ESRI shapefile format and include the UTC date and
time, latitude in decimal degrees, and longitude in decimal degrees.
All coordinates shall be referenced to the WGS84 geographic coordinate
system. In addition to the report, all raw observational data shall be
made available. The report must summarize the information. A final
report must be submitted within 30 days following resolution of any
comments on the draft report. All draft and final marine mammal
monitoring reports must be submitted to
[email protected] and [email protected].
PSOs must use standardized electronic data forms to record data.
PSOs shall record detailed information about any implementation of
mitigation requirements, including the distance of marine mammal to the
acoustic source and description of specific actions that ensued, the
behavior of the animal(s), any observed changes in behavior before and
after implementation of mitigation, and if shutdown was implemented,
the length of time before any subsequent ramp-up of the acoustic
source. If required mitigation was not implemented, PSOs should record
a description of the circumstances. At a minimum, the following
information must be recorded:
1. Vessel name (source vessel), vessel size and type, maximum speed
capability of vessel;
2. PSO names and affiliations;
3. Dates of departures and returns to port with port name;
4. Date and participants of PSO briefings;
5. Visual monitoring equipment used;
6. PSO location on vessel and height of observation location above
water surface;
7. Dates and times (Greenwich Mean Time) of survey on/off effort
and times corresponding with PSO on/off effort;
8. Vessel location (latitude/longitude) when survey effort begins
and ends, and vessel location at beginning and end of visual PSO duty
shifts;
9. Vessel location at 30-second intervals if obtainable from data
collection software, otherwise at practical regular interval;
10. Vessel heading and speed at beginning and end of visual PSO
duty shifts and upon any line change;
11. Water depth (if obtainable from data collection software);
12. Environmental conditions while on visual survey (at beginning
and end of PSO shift and whenever conditions change significantly),
including wind speed and direction, Beaufort sea state, Beaufort wind
force, swell height, weather conditions, cloud cover, sun glare, and
overall visibility to the horizon;
13. Factors that may be contributing to impaired observations
during each PSO shift change or as needed as environmental conditions
change (e.g., vessel traffic, equipment malfunctions); and
14. Survey activity information (and changes thereof), such as
acoustic source power output while in operation, number and volume of
airguns operating in an array, tow depth of an acoustic source, and any
other notes of significance (i.e., pre-start clearance, ramp-up,
shutdown, testing, shooting, ramp-up completion, end of operations,
streamers, etc.).
Upon visual observation of any marine mammal, the following
information must be recorded:
1. Watch status (sighting made by PSO on/off effort, opportunistic,
crew, alternate vessel/platform);
2. Vessel/survey activity at time of sighting (e.g., deploying,
recovering, testing, shooting, data acquisition, other);
3. PSO who sighted the animal;
4. Time of sighting;
5. Initial detection method;
6. Sightings cue;
7. Vessel location at time of sighting (decimal degrees);
[[Page 78069]]
8. Direction of vessel's travel (compass direction);
9. Speed of the vessel(s) from which the observation was made;
10. Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified); also note the composition
of the group if there is a mix of species;
11. Species reliability (an indicator of confidence in
identification);
12. Estimated distance to the animal and method of estimating
distance;
13. Estimated number of animals (high/low/best);
14. Estimated number of animals by cohort (adults, yearlings,
juveniles, calves, group composition, etc.);
15. Description (as many distinguishing features as possible of
each individual seen, including length, shape, color, pattern, scars or
markings, shape and size of dorsal fin, shape of head, and blow
characteristics);
16. Detailed behavior observations (e.g., number of blows, number
of surfaces, breaching, spyhopping, diving, feeding, traveling; as
explicit and detailed as possible; note any observed changes in
behavior before and after point of closest approach);
17. Mitigation actions; description of any actions implemented in
response to the sighting (e.g., delays, shutdowns, ramp-up, speed or
course alteration, etc.) and time and location of the action;
18. Equipment operating during sighting;
19. Animal's closes point of approach and/or closest distance from
the center point of the acoustic source; and
20. Description of any actions implemented in response to the
sighting (e.g., delays, shutdown, ramp-up) and time and location of the
action.
If a NARW is observed at any time by PSOs or personnel on any
project vessels, during surveys or during vessel transit, TerraSond
must report sighting information to the NMFS North Atlantic Right Whale
Sighting Advisory System (866-755-6622) within two hours of occurrence,
when practicable, or no later than 24 hours after occurrence. NARW
sightings in any location may also be reported to the U.S. Coast Guard
via channel 16 and through the Whale Alert app (www.whalealert.org).
In the event that personnel involved in the survey activities
discover an injured or dead marine mammal, the incident must be
reported to NMFS as soon as feasible by phone (877-942-5343) and by
email ([email protected] and
[email protected]). The report must include the
following information:
1. Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
2. Species identification (if known) or description of the
animal(s) involved;
3. Condition of the animal(s) (including carcass condition if the
animal is dead);
4. Observed behaviors of the animal(s), if alive;
5. If available, photographs or video footage of the animal(s); and
6. General circumstances under which the animal was discovered.
In the event of a ship strike of a marine mammal by any vessel
involved in the activities covered by the IHA, TerraSond must report
the incident to the NMFS by phone (877-942-5343) and by email
([email protected] and [email protected]) as
soon as feasible. The report would include the following information:
1. Time, date, and location (latitude/longitude) of the incident;
2. Species identification (if known) or description of the
animal(s) involved;
3. Vessel's speed during and leading up to the incident;
4. Vessel's course/heading and what operations were being conducted
(if applicable);
5. Status of all sound sources in use;
6. Description of avoidance measures/requirements that were in
place at the time of the strike and what additional measures were
taken, if any, to avoid strike;
7. Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, visibility) immediately preceding the
strike;
8. Estimated size and length of animal that was struck;
9. Description of the behavior of the marine mammal immediately
preceding and following the strike;
10. If available, description of the presence and behavior of any
other marine mammals immediately preceding the strike;
11. Estimated fate of the animal (e.g., dead, injured but alive,
injured and moving, blood or tissue observed in the water, status
unknown, disappeared); and
12. To the extent practicable, photographs or video footage of the
animal(s).
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any impacts or responses (e.g., intensity, duration),
the context of any impacts or responses (e.g., critical reproductive
time or location, foraging impacts affecting energetics), as well as
effects on habitat, and the likely effectiveness of the mitigation. We
also assess the number, intensity, and context of estimated takes by
evaluating this information relative to population status. Consistent
with the 1989 preamble for NMFS' implementing regulations (54 FR 40338;
September 29, 1989), the impacts from other past and ongoing
anthropogenic activities are incorporated into this analysis via their
impacts on the baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the majority of our analysis applies to all
the species listed in Table 3, given that many of the anticipated
effects of this activity on different marine mammal stocks are expected
to be relatively similar in nature. Where there are meaningful
differences between species or stocks, as in the case of the NARW, they
are included as separate sub-sections below. NMFS does not anticipate
that serious injury or mortality would occur as a result from HRG
surveys, even in the absence of mitigation, and no serious injury or
mortality is proposed to be authorized. As discussed in the Potential
Effects of Specified Activities on Marine Mammals and Their Habitat
section, non-auditory physical effects, auditory physical effects, and
vessel strike are not expected to occur. NMFS expects that all
potential Level B harassment takes would be in the form of temporary
avoidance of the area or decreased foraging (if such activity was
occurring), reactions that are considered to be of low severity and
with no lasting biological consequences (e.g., Southall et al., 2007;
Ellison et al., 2012). Even repeated Level B harassment of some small
subset of an overall stock is unlikely to result in any significant
[[Page 78070]]
realized decrease in viability for the affected individuals, and thus
would not result in any adverse impact to the stock as a whole. As
described above, Level A harassment is not expected to occur, even
absent mitigation, given the nature of the operations and the estimated
size of the Level A harassment zones. In addition to being temporary,
the ensonified area surrounding the acoustic source is relatively
small, with a behavioral harassment zone radius of 141 m associated
with the sparker, as compared to the overall distribution of the
animals in the area and their use of the habitat.
North Atlantic Right Whales
The status of the NARW population is of heightened concern and,
therefore, merits additional analysis. As noted previously, elevated
NARW mortalities began in June 2017 and there is currently an active
UME. Overall, preliminary findings support human interactions,
specifically vessel strikes and entanglements, as the cause of death
for the majority of NARWs.
As mentioned earlier, the proposed survey area is within the NARW
migratory BIA (November 1-April 30), which extends from Massachusetts
to Florida, from the coast to beyond the shelf break. (LaBrecque et
al., 2015). This BIA is extensive and sufficiently large (approximately
269,448 km\2\), and the acoustic footprint of the proposed survey is
sufficiently small (445.4 km\2\) that NARW migration would not be
impacted by the proposed survey. If NARWs are temporarily displaced,
they are expected to be able to resume their migration activities after
moving away from areas with disturbing levels of noise. Required vessel
strike avoidance measures in addition to the slow survey speed of the
vessel (approximately 1.8 m/s or 3.5 knots) would also decrease risk of
ship strike during migration such that no ship strike is expected to
occur during TerraSond's proposed activities. Additionally, TerraSond
would be required to adhere to a 10-knot speed restriction in an active
SMA, and any DMA(s), should NMFS establish one (or more) in the
proposed survey area.
A small portion of the northwest corner of the proposed survey area
overlaps with the NARW reproduction BIA and the Wilmington, NC to
Brunswick, GA SMA (November 1 through April). The reproductive BIA is
large in size (43,783 km\2\) in comparison to the acoustic footprint of
the proposed survey (454.4 km\2\), thus reproductive opportunities
would not be reduced appreciably. In addition, TerraSond would adhere
to the 10-knot speed restriction within the boundaries of the SMA. Due
to the temporary nature of the disturbance and the availability of
similar habitat and resources in the surrounding area, the impacts to
NARWs are not expected to cause significant or long-term consequences
for individuals of the population. Furthermore, the 500-m shutdown zone
for NARWs is conservative (considering the distance to the Level B
harassment isopleth for the acoustic source is estimated to be 141 m),
and thereby minimizes the potential for behavioral harassment of this
species.
Again, Level A harassment is not expected due to the small PTS
zones associated with HRG equipment type proposed for use. The proposed
behavioral harassment takes of NARW are not expected to exacerbate or
compound upon the ongoing UME. The limited NARW behavioral harassment
takes proposed for authorization are expected to be of a short
duration, and given the number of estimated takes, repeated exposures
of the same individual are not expected. As stated previously, it is
unlikely that NARW migration or reproduction would be adversely
affected given the relatively small size of the ensonified area during
TerraSond's proposed survey activities as well as the small degree of
overlap between the proposed survey area and NARW reproduction BIA.
Accordingly, NMFS does not anticipate potential take of NARWs that
would result from TerraSond's proposed activities would impact annual
rates of recruitment or survival nor result in population level
impacts.
Other Marine Mammal Species With Active UMEs
As noted above, there are several active UMEs occurring in the
vicinity of TerraSond's proposed survey area. Elevated humpback whale
mortalities have occurred along the Atlantic coast from Maine through
Florida since January 2016. Of the cases examined, approximately half
had evidence of human interaction (ship strike or entanglement). The
UME does not yet provide cause for concern regarding population-level
impacts. Despite the UME, the relevant population of humpback whales
(the West Indies breeding population, or DPS) remains stable at
approximately 12,000 individuals (Hayes et al., 2022).
As mentioned earlier, a UME has been declared for Northeast
pinnipeds (including harbor seals and gray seals). However, we do not
expect takes that may be authorized to exacerbate the ongoing UME. No
injury, serious injury, or mortality is expected or will be authorized,
and Level B harassment of humpback whales, harbor seals, and gray seals
will be reduced through the incorporation of the required mitigation
measures. For the Western North Atlantic stock of harbor seals, the
estimated abundance is 61,336 individuals, and the annual M/SI (339)
for harbor seals is well below PBR (1,729) (Hayes et al., 2022). The
estimated stock abundance for the U.S. portion of the Western North
Atlantic gray seal stock is 27,300 animals, and the abundance of gray
seals is likely increasing in both the U.S. Atlantic as well as in
Canada (Hayes et al., 2022). Given that only two takes by Level B
harassment may be authorized for each of these stocks, we do not expect
these proposed takes to compound upon the ongoing UME.
The required mitigation measures are expected to reduce the number
and/or severity of proposed takes for all species listed in Table 3,
including those with active UMEs, to the level of least practicable
adverse impact. In particular, ramp-up procedures would provide animals
in the vicinity of the survey vessel the opportunity to move away from
the sound source before HRG survey equipment reaches full energy, thus
preventing them from being exposed to sound levels that have the
potential to cause injury (Level A harassment) or more severe type of
Level B harassment. As discussed previously, take by Level A harassment
(injury) is considered unlikely, even absent mitigation, based on the
characteristics of the signals produced by the acoustic source planned
for use. Implementation of the required mitigation would further reduce
this potential. Therefore, NMFS is not proposing any Level A harassment
for authorization.
NMFS expects that takes would be in the form of short-term
behavioral harassment by way of temporary vacating of the area, or
decreased foraging (if such activity was occurring)--reactions that (at
the scale and intensity anticipated here) are considered to be of low
severity, with no lasting biological consequences. Since both the
sources and marine mammals are mobile, animals would only be exposed
briefly to a small ensonified area that might result in take.
Additionally, required mitigation measures would further reduce
exposure to sound that could result in more severe behavioral
harassment.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect any of
[[Page 78071]]
the species or stocks through effects on annual rates of recruitment or
survival:
No serious injury or mortality is anticipated or
authorized;
No Level A harassment (PTS) is anticipated, even in the
absence of mitigation measures, or proposed for authorization;
Any displacement or avoidance of the survey area is
expected to be short-term and unlikely to cause significant impacts to
any populations;
Impacts on marine mammal habitat are expected to be
minimal, and alternate areas of similar habitat value are readily
available;
Take is anticipated to be by Level B harassment only,
consisting of brief startling reactions and/or temporary avoidance of
the survey area;
Survey activities would occur in such a comparatively
small portion of the BIA for the NARW migration, including a small
portion of the reproduction BIA and SMA, that any avoidance of the area
due to survey activities would not affect migration or reproduction. In
addition, the mitigation measure to shut down at 500 m to minimize
potential for Level B harassment would limit both the number and
severity of take of the species.
Proposed mitigation measures, including visual monitoring
and shutdowns, are expected to minimize the intensity of potential
impacts to marine mammals.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted previously, only take of small numbers of marine mammals
may be authorized under sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. When the predicted number of
individuals to be taken is fewer than one-third of the species or stock
abundance, the take is considered to be of small numbers. Additionally,
other qualitative factors may be considered in the analysis, such as
the temporal or spatial scale of the activities.
NMFS proposes to authorize incidental take (by Level B harassment
only) of 18 marine mammal species (with 19 managed stocks). The total
amount of takes proposed for authorization relative to the best
available population abundance is less than 20 percent for all stocks,
less than 15 percent for 18 stocks, and less than 2 percent for 17
stocks. Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals would be taken relative to the population
size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species.
NMFS Office of Protected Resources is proposing to authorize take
of four species of marine mammals which are listed under the ESA,
including the NARW, humpback whale, fin whale, and sperm whale, and has
determined that this activity falls within the scope of activities
analyzed in NMFS GARFO's programmatic consultation regarding
geophysical surveys along the U.S. Atlantic coast in the three Atlantic
Renewable Energy Regions (completed June 29, 2021; revised September
2021).
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to TerraSond for conducting marine site characterization
surveys in federal waters offshore of North Carolina and South Carolina
in the BOEM Lease Areas OCS-A 0545 and 0546 from February 1, 2023 to
January 31, 2024, provided the previously mentioned mitigation,
monitoring, and reporting requirements are incorporated. A draft of the
proposed IHA can be found at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this notice of the proposed IHA. We also request
comment on the potential renewal of this proposed IHA as described in
the paragraph below. Please include with your comments any supporting
data or literature citations to help inform decisions on the request
for this IHA or a subsequent renewal IHA.
On a case-by-case basis, NMFS may issue a one-time, one-year
renewal IHA following notice to the public providing an additional 15
days for public comments when (1) up to another year of identical or
nearly identical activities as described in the Description of Proposed
Activities section of this notice is planned or (2) the activities as
described in the Description of Proposed Activities section of this
notice would not be completed by the time the IHA expires and a renewal
would allow for completion of the activities beyond that described in
the Dates and Duration section of this notice, provided all of the
following conditions are met:
A request for renewal is received no later than 60 days
prior to the needed renewal IHA effective date (recognizing that the
renewal IHA expiration date cannot extend beyond one year from
expiration of the initial IHA); and
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested renewal IHA are identical to the activities analyzed under
the initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take);
and
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation
[[Page 78072]]
showing that the monitoring results do not indicate impacts of a scale
or nature not previously analyzed or authorized.
Upon review of the request for renewal, the status of the affected
species or stocks, and any other pertinent information, NMFS determines
that there are no more than minor changes in the activities, the
mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: December 16, 2022.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2022-27722 Filed 12-20-22; 8:45 am]
BILLING CODE 3510-22-P