Fisheries of the Northeastern United States; Northeast Multispecies Fishery; Amendment 23, 75852-75890 [2022-26350]
Download as PDF
75852
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No.: 221121–0246]
RIN 0648–BK17
Fisheries of the Northeastern United
States; Northeast Multispecies
Fishery; Amendment 23
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS is implementing
regulations for Amendment 23 to the
Northeast Multispecies Fishery
Management Plan, which the New
England Fishery Management Council
adopted and NMFS approved. This
action adjusts the existing industryfunded at-sea monitoring program for
groundfish sectors to improve the
accuracy of collected catch data
(landings and discards) and catch
accounting. The measures implementing
Amendment 23 are intended to ensure
there is a precise and accurate
representation of catch to set catch limit
levels that prevent overfishing and
determine when catch limits are
exceeded.
DATES: This rule is effective January 9,
2023, except for amendatory instruction
4 (§ 648.11(l)(5)), which is effective
December 15, 2022.
ADDRESSES: The New England Fishery
Management Council (Council)
prepared an Environmental Impact
Statement (EIS) for this action that
describes the proposed measures in
Amendment 23 to the Northeast
Multispecies Fishery Management Plan
(FMP) and other considered
alternatives, and analyzes the impacts of
the proposed measures and alternatives.
The Council submitted the amendment
to NMFS, including the EIS, a
description of the Council’s preferred
alternatives, the Council’s rationale for
selecting each alternative, and a
Regulatory Impact Review (RIR). Copies
of supporting documents used by the
Council, including the EIS and RIR, are
available from: Thomas A. Nies,
Executive Director, New England
Fishery Management Council, 50 Water
Street, Newburyport, MA 01950 and
accessible via the internet in documents
available at: https://www.nefmc.org/
library/amendment-23.
Copies of this final rule and the small
entity compliance guide prepared for
lotter on DSK11XQN23PROD with RULES3
SUMMARY:
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
permit holders are available from:
Michael Pentony, Regional
Administrator, Greater Atlantic Regional
Fisheries Office, 55 Great Republic
Drive, Gloucester, MA 01938 and
accessible via the internet at: https://
www.fisheries.noaa.gov/new-englandmid-atlantic/commercial-fishing/
northeast-groundfish-monitoringprogram.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this final rule
may be submitted to the Greater Atlantic
Regional Fisheries Office and to: https://
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection by selecting ‘‘Currently under
30-day Review—Open for Public
Comments’’ or by using the search
function.
FOR FURTHER INFORMATION CONTACT:
Mark Grant, Fishery Policy Analyst,
(978) 281–9145.
SUPPLEMENTARY INFORMATION:
Amendment 23 Summary
The Council initiated Amendment 23
to consider changes to the groundfish
monitoring and reporting system to
ensure it is providing accurate catch
information necessary to manage the
fishery effectively. The measures the
Council chose in this action adjust the
existing industry-funded sector
monitoring program to improve the
accuracy of collected catch data
(landings and discards) and catch
accounting. To address these issues, the
Council adopted Amendment 23 at its
September 2020 meeting. On April 12,
2022, we approved Amendment 23,
including all measures adopted by the
Council. In this final rule, we
implement the approved measures in
Amendment 23. The implementing
regulations in this final rule:
• Replace the current process for
calculating an annual at-sea monitoring
(ASM) coverage target with a fixed
monitoring coverage target as a
percentage of trips, dependent on
Federal funding.
• Approve additional electronic
monitoring (EM) technologies as an
alternative to human at-sea monitors;
• Exclude from the monitoring
requirement all trips in geographic areas
with expected low groundfish catch;
• Require periodic evaluation of the
monitoring program and exclusions
from the monitoring requirement;
• Remove the management
uncertainty buffer from the portion of
the acceptable biological catch (ABC)
allocated to the sector catch share, if
warranted, when the monitoring
coverage target is 100 percent; and
PO 00000
Frm 00002
Fmt 4701
Sfmt 4700
• Grant authority to the Greater
Atlantic Regional Administrator to
revise sector reporting requirements to
streamline reporting for the industry.
NMFS published a proposed rule (87
FR 11014, February 28, 2022) that
discussed the proposed measures in
detail and included proposed
implementing regulations deemed
necessary by the Council. Under the
Magnuson-Stevens Fishery
Conservation and Management Act, we
approve, disapprove, or partially
approve measures that the Council
proposes, based on consistency with the
Act and other applicable law. We
review proposed regulations for
consistency with the fishery
management plan, plan amendment, the
Magnuson-Stevens Act, other applicable
law, and publish the proposed
regulations, solicit public comment, and
promulgate the final regulations. On
April 12, 2022, we approved
Amendment 23, including all the
management measures recommended by
the Council.
Approved Measures
ASM Coverage Target
The regulations implemented by this
final rule replace the current method for
determining the ASM coverage target for
deploying human at-sea monitors,
including the coefficient of variation
(CV) standard, stock status criteria, and
the annual determination by NMFS,
with a fixed coverage target as a
percentage of trips, dependent on
Federal funding. To address bias, the
coverage target will be 100 percent of
trips for 4 years, provided Federal
funding can support NMFS and
industry costs. The ASM coverage target
in years 1–4 may be less than 100
percent, and will be set at the maximum
level for which there are sufficient
Federal funds to support all NMFS and
industry costs. The ASM coverage target
will default to 40 percent in years 1–4
if Federal funding cannot completely
support all industry costs for a coverage
target greater than 40 percent. In year 5
and beyond, the coverage target will be
40 percent unless replaced by a
subsequent Council action. However,
Amendment 23 also allows for
increased ASM coverage in year 5 and
beyond, when Federal funding is
available to support industry costs. For
years with a 40-percent ASM coverage
target, Federal funding will be used to
first pay NMFS costs and then to
support as much of industry costs as
possible.
Each year, NMFS will evaluate
available Federal funding. NMFS will
determine how much Federal funding is
E:\FR\FM\09DER3.SGM
09DER3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
available for the groundfish sector
monitoring program and then use that in
conjunction with other available
information (e.g., recent monitoring
costs, estimate of the number of vessels
choosing EM) to calculate the ASM
coverage target between 40 and 100
percent for the coming fishing year. This
funding-based determination replaces
the former annual process for
determining the ASM coverage target for
the sector monitoring program. NMFS
will announce the ASM coverage target
at least 3 weeks before the annual sector
enrollment deadline set by NMFS, if
Federal funding information is available
(see Determining Total Monitoring
Coverage at a Time Certain below).
On November 14, 2022, NMFS
announced that the ASM coverage target
for the sector monitoring program
would be 80 percent of all sector trips
subject to the ASM program. The 80percent coverage target is based on the
spending plan approved by Congress for
funds appropriated for fiscal year 2022.
NMFS determined that the 80-percent
ASM coverage target, in conjunction
with EM, will continue to help address
monitoring bias, support the collection
of information and data to help with
future determinations of appropriate
ASM coverage levels, and monitor
sector operations, to the extent
practicable, to reliably estimate overall
catch by sector vessels. NMFS will
continue to reimburse 100 percent of
sector ASM and EM costs through the
Atlantic States Marine Fisheries
Commission.
Electronic Monitoring
This rule authorizes sector vessels to
use the audit model and the maximized
retention model of EM (MREM), in place
of human ASM, to satisfy the sector
monitoring requirement. Implementing
EM models as alternatives to human
ASM provides each sector the flexibility
to choose the monitoring options (ASM,
audit model EM, MREM) that best meet
the needs of its members and ensure
catch accountability. Through their
operations plans, sectors must develop
monitoring plans that describe how the
sector will use the chosen monitoring
tools. EM is expected to provide
important information for NMFS and
the Council to consider during the first
four years and to provide a suitable
basis for sector monitoring programs, as
an alternative to human ASM, to ensure
catch accountability. A vessel using EM
remains subject to Northeast Fishery
Observer Program (NEFOP) coverage,
which is set at a level to meet the
standardized bycatch reporting
methodology requirements of the FMP
and the Magnuson-Stevens Act.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Amendment 23 does not remove or alter
the existing authority for the Regional
Administrator to deem types of EM
technology sufficient, or to require EM
if necessary, to be used in place of
human at-sea monitors. The Regional
Administrator may approve or
disapprove additional forms of EM,
consistent with the Administrative
Procedure Act (APA). The Council may
also approve additional forms of EM in
a future action.
The audit model is one of the EM
models included in Amendment 23. As
discussed in the proposed rule, NMFS
previously determined the EM audit
model is sufficient to verify a vessel’s
submission of information on
groundfish discards and other relevant
information (e.g., date and time, gear
category, location) for the purpose of
catch accounting, provided that the
vessel’s captain and crew adhere to
catch handling and reporting
requirements as described in the vessel
monitoring plan (VMP) (86 FR 16686,
March 31, 2021). Additional details of
the audit model requirements are
contained in the Fishing Years 2021–
2022 Sector Operations Plan, Contract,
and Environmental Assessment
Requirements guide (https://bit.ly/
3pdau1L). In this final rule, we are
making an administrative change to
require audit model vessels to report
discards at the sub-trip level, rather than
the haul level (see Changes from the
Proposed Action) below.
This rule also implements the
availability for use of the MREM model.
MREM verifies compliance with catch
retention requirements and uses
dockside monitoring (DSM) to collect
information on allocated groundfish at
the dock that otherwise would be
collected at sea. Under the MREM
model, the vessel operator and crew are
required to retain and land all catch of
allocated groundfish on all sector EM
trips, including fish below the
minimum size specified at 50 CFR
648.83, that otherwise would be
required to be discarded. Unallocated
regulated species, ocean pout, and nongroundfish species must be handled in
accordance with standard commercial
fishing operations. Any allowable
discards must occur at designated
discard control points on the vessel,
described in the VMP. EM data from the
trip are reviewed by the EM service
provider to verify that the vessel
operator and crew complied with the
catch retention requirements. A human
dockside monitor meets the vessel at
port upon its return from each trip to
observe the offload and collect
information on the catch (particularly
fish below the minimum size). The
PO 00000
Frm 00003
Fmt 4701
Sfmt 4700
75853
dealer must report to NMFS landings of
all fish by MREM vessels, including fish
below the minimum size specified in
the regulations. This rule implements
MREM consistent with the NMFS
MREM program detailed in the draft
Sector Operations Plan, Contract, and
Environmental Assessment
Requirements guide for fishing year
2022 available at: https://
media.fisheries.noaa.gov/2022-01/
210826_SectorOpsEAGuidanceFY2021_
2022_Revised.pdf.
A vessel may use the audit model or
MREM to meet the sector monitoring
requirement only if that EM model is
included in the sector’s approved
operations plan. In order to effectively
administer the ASM and EM systems,
the Regional Administrator may
approve only sector operations plans
that adopt EM systems that limit
switching between ASM and EM within
the same fishing year. Thus, each
operations plan that allows vessels to
use EM must require such vessels to opt
into an EM program for an entire fishing
year, with two exceptions. First, a sector
may allow a vessel a single opportunity
to opt in/out of EM at any time during
a fishing year if the sector operations
plan includes both an approved ASM
and EM plan. Second, if a vessel
changes to a gear type not covered in the
VMP, the vessel may temporarily use
ASM until the VMP authorizing the use
of the new gear type is approved. We
would consider requests to switch from
one EM program to another during a
fishing year on a case-by-case basis that
considers minimizing disruption and
whether the switch is feasible within
the current system. The Regional
Administrator may provide written
approval of adjustments to the
restrictions on joining or leaving the EM
program along with publishing such
changes on the NMFS regional website,
consistent with the current process for
administrative changes to sector
operations plans.
Vessels using EM must have their EM
system operational and running on
every sector groundfish trip, including
trips that would be excluded from the
ASM requirement (see Exclusion from
Monitoring Requirements for Certain
Vessels Under Certain Conditions
below), unless issued a waiver by
NMFS. During each sector EM trip taken
by a vessel, the EM system records all
fishing activity on board the vessel. The
vessel operator and crew sort fish and
make any allowable discards within
view of the cameras in accordance with
the catch handling protocols described
in the VMP.
MREM vessels must also participate
in a DSM program. The vessel operator
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75854
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
must notify the DSM program of its
intention to sail prior to beginning a
sector EM trip. Either the vessel
operator or dealer must provide an
offload time to the DSM program in
advance of landing. The advance notice
of landing and offload schedule will be
dependent on the nature of the vessel’s
activity (e.g., day boat vs. trip boat
vessels) and will be defined in the
vessel’s VMP. The vessel operator, crew,
and dealer must offload all allocated
groundfish in the presence of the
dockside monitor. The vessel operator
and crew may not begin offloading
unless a dockside monitor is present or
they have received a waiver from the
DSM program. The vessel operator must
allow the dockside monitor access to the
fish hold immediately following the
offload in order to confirm all allocated
groundfish were offloaded. The vessel
operator and crew, or dealer personnel,
must sort fish below the minimum size
specified at § 648.83 by species (see
Changes from Proposed Action below)
and must separate unmarketable fish
from fish below the minimum size.
In fishing years 2022 and 2023, NMFS
intends to operate the dockside
monitoring program for all MREM
vessels. During these two years, NMFS
will work with partners to provide
dockside monitoring to all MREM
vessels and to develop the infrastructure
and requirements for an industryfunded third party dockside monitoring
program. During fishing years 2022 and
2023, NMFS will determine who will
provide DSM (e.g., NMFS, partner) for
each MREM vessel and will assign
vessels accordingly. Subsequently, an
industry-funded DSM model will be
implemented and sectors will be
required to contract with approved DSM
providers to cover their MREM vessels.
Detailed requirements for DSM
programs for sector monitoring plans
will be included in future sector
operations plan guidance documents. If
necessary, monitoring program
regulations may be revised by the
Regional Administrator in a manner
consistent with the Administrative
Procedure Act.
This rule also implements
requirements for Northeast multispecies
dealers to facilitate DSM for MREM
vessels. During MREM vessel offloads,
dealers must allow dockside monitors
access to their premises, scales, and any
fish received from vessels participating
in the MREM program for the purpose
of collecting fish species and weights of
fish received by the dealer, fish length
measurements, and the collection of age
structures such as otoliths or scales. The
primary dealer must retain all sublegal
allocated groundfish catch in order to be
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
weighed and sampled by the dockside
monitor. Dealers must clearly mark all
containers containing sublegal catch to
facilitate tracking. This requirement
provides a means for federally permitted
dealers who purchase from MREM
vessels or other federally permitted
dealers who purchase from the primary
dealer to demonstrate compliance with
the minimum size requirements by
ensuring all small fish can be traced to
the landing MREM vessel.
Dealers must provide dockside
monitors with access to facilities
equivalent to what is provided to the
dealer’s staff, including: A safe sampling
station, with shelter from weather, for
dockside monitors to conduct their
duties and process catch; access to
bathrooms; and access to facilities for
washing equipment with fresh water.
The intent of the dealer requirements is
not to require dealers to create or
provide facilities that do not already
exist, but to ensure dockside monitors
have access to facilities equivalent to
what is available to the dealer’s staff.
Determining Total ASM Coverage at a
Time Certain
NMFS will announce the ASM
coverage target at least 3 weeks before
the annual sector enrollment deadline
set by NMFS. NMFS will use all Federal
funding information available at the
time it makes its determination,
including any remaining funding from
previous appropriations, to determine
the ASM coverage target for the
following fishing year. For example, if
Congress has not approved a final
budget for the fiscal year when NMFS
makes its determination of the coverage
target for the next fishing year, NMFS
will use the Federal funding status at
that time to set the target coverage level
for the upcoming year. NMFS will
adjust the coverage level as necessary
and appropriate based on final Federal
funding and appropriations to NMFS.
At this time, NMFS has sufficient
funding from prior years’ ASM
appropriations to continue to reimburse
sectors for the costs of ASM and EM in
fishing year 2022.
Review Process for Monitoring Coverage
Targets
The Council will undertake a review
to evaluate the effectiveness of the
increased ASM coverage target once two
full fishing years of data are available
(likely in year 3 following
implementation), and periodically
thereafter. The Council review process
is intended to be flexible and somewhat
general, but includes establishing
metrics and indicators of how well the
monitoring program improved accuracy
PO 00000
Frm 00004
Fmt 4701
Sfmt 4700
while maximizing value and
minimizing costs. The intent of the
review process is to evaluate whether
the revised groundfish sector
monitoring program, and particularly
the increased ASM coverage target, is
meeting the Council’s goal of improved
accuracy of catch data and catch
monitoring while maximizing the value
of the data collected and minimizing the
costs of the monitoring program. The
Council is currently developing the
review process metrics. Results of the
review will support a potential future
Council action to refine the groundfish
sector monitoring program or revise the
ASM coverage target. NMFS may also
review the sector monitoring program to
assist the Council in its review and to
ensure the sector monitoring program
meets requirements of the MagnusonStevens Act, particularly the
requirement to specify annual catch
limits (ACLs) at a level that prevent
overfishing, including measures to
ensure accountability.
Waivers From Monitoring Requirements
This rule implements a system for
waivers exempting individual vessels
from industry-funded monitoring
requirements, for either a trip or the
fishing year, if coverage would be
unavailable due to insufficient funding
for NMFS administrative costs to meet
the ASM coverage target. The waivers
would include coverage for ASM and
EM, including DSM for MREM vessels.
As described above, NMFS will evaluate
available Federal funding each year (see
ASM Coverage Target above). If NMFS
determines that there is insufficient
funding to pay for its cost
responsibilities, as defined in
§ 648.11(g)(3), for an ASM coverage
target of at least 40 percent, then vessels
will continue to be required to notify
NMFS of all trips through the pre-trip
notification system (PTNS), but NMFS
will issue a waiver for a sector trip
exempting the vessel from the sector
monitoring program coverage
requirements. If NMFS waives
monitoring requirements due to
insufficient funding, as part of its
review the Council will consider
whether changes to the FMP are
necessary to ensure effective
management if the ASM coverage target
is less than 40 percent.
Exclusion From Monitoring
Requirements for Certain Vessels Under
Certain Conditions
Amendment 23 excludes sector
fishing trips fished in their entirety west
of 71°30′ W Longitude from the ASM
requirement. Vessels are required to
notify NMFS of all trips through PTNS,
E:\FR\FM\09DER3.SGM
09DER3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
but NMFS will issue a waiver for a
sector trip exempting the vessel from
ASM on a trip fishing exclusively west
of 71°30′ W Longitude. Vessels on a trip
excluded from the ASM requirement
under this provision are required to
comply with the vessel monitoring
system (VMS) declaration requirements
at § 648.10(g)(3), and the transiting
requirements at § 648.81(e) when east of
71°30′ W Longitude. Vessels using EM
to satisfy the sector monitoring
requirement are required to have their
system turned on and to comply with
their VMP on all trips, including trips
fishing exclusively west 71°30′ W
Longitude. The 30-day delay in
effectiveness is waived for this
provision (see DATES).
lotter on DSK11XQN23PROD with RULES3
Review Process for Vessels Excluded
From Commercial Groundfish
Monitoring Program Requirements
Amendment 23 establishes a process
for reviewing measures that exclude
certain vessels from the groundfish
monitoring program requirements based
on catch composition. This includes the
gear-based exclusion from the ASM
requirement, implemented by
Framework 55, for sector trips that
exclusively fish using gillnets of 10-inch
(24.5-cm) or larger mesh in the Inshore
Georges Bank and/or the Southern New
England Broad Stock Areas; and the
Amendment 23 provision excluding
sector fishing trips taken in their
entirety west of 71°30′ W Longitude (see
Exclusion from Monitoring
Requirements for Certain Vessels Under
Certain Conditions above). The intent of
the review process is to evaluate
whether the trips excluded from the
ASM requirement continue to catch
small amounts of groundfish. The
Council will conduct this review after
two years of fishing data are available
and every three years after that.
Increased Monitoring Coverage if
Federal Funds Are Available
Amendment 23 authorizes NMFS to
increase ASM coverage beyond the
target coverage level selected by the
Council, up to 100 percent, if NMFS
determines funding is available to cover
the additional administrative costs to
NMFS and sampling costs to industry in
a given year. This measure will apply to
year 5 and later, when the ASM
coverage target would otherwise be 40
percent of sector trips. Each year, NMFS
will evaluate available Federal funding
and determine how much Federal
funding is available for the groundfish
sector monitoring program and then use
that in conjunction with other available
information (e.g., recent monitoring
costs, estimate of the number of vessels
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
choosing EM) to calculate the ASM
coverage target for the coming fishing
year.
Elimination of Management Uncertainty
Buffer for Sector ACLs
Amendment 23 includes a measure to
set revise the management uncertainty
buffer for the sector portion of the ACL
for each allocated groundfish stock to
zero. The revised management
uncertainty buffers apply only to
sectors, and not to the common pool
component of the fishery, or other subACLs or sub-components for any stocks.
In years that the ASM coverage target is
set at 100 percent, the management
uncertainty buffer will default to zero
for the sector sub-ACL for allocated
stocks, unless the Council specifies a
different management uncertainty buffer
through an action for a sector sub-ACL.
The need for a management uncertainty
buffer for the sector sub-ACL will
continue to be evaluated as part of each
specification action. The process by
which the Council evaluates and sets
management uncertainty buffers
remains unchanged and the Council
may adjust management uncertainty
buffers in future actions.
NMFS will make an annual
determination prior to the start of the
fishing year as to whether the buffers
will be eliminated based on the ASM
coverage target set for the fishing year
and whether the Council has taken
action to set a different management
uncertainty buffer for a sector sub-ACL.
If Federal funds are not available for 100
percent ASM coverage and a lower
target coverage level is set, the
management uncertainty buffers will be
in place for that fishing year, subject to
the Council’s review as part of each
specification action.
The management uncertainty buffers
for the sector portion of the ACL for
each allocated groundfish stock
previously set by Council remain in
effect for fishing year 2022 (May 1,
2022, through April 30, 2023).
Sector Reporting Streamlining
Amendment 23 specifies the Regional
Administrator’s authority under section
305(d) of the Magnuson-Stevens Act to
modify the sector monitoring
requirements previously codified at
§ 648.87(b)(1)(v) and the sector reporting
requirements previously codified at
§ 648.87(b)(1)(vi) to streamline the
sector reporting process. This final rule
moves the requirements previously
codified at § 648.87(b)(1)(v) to
§ 648.11(l)(10)(iii) and redesignates the
sector reporting requirements
previously codified at § 648.87(b)(1)(vi)
as § 648.87(b)(1)(v). Any changes to the
PO 00000
Frm 00005
Fmt 4701
Sfmt 4700
75855
requirements in § 648.11(l)(10)(iii) or
§ 648.87(b)(1)(v) will be made consistent
with the Administrative Procedure Act.
As discussed above (see Electronic
Monitoring), and in the proposed rule,
the Regional Administrator is using this
authority to require vessels using the
audit model to report discards at the
sub-trip level, rather than the haul level.
During development of the audit model,
under an exempted fishing permit, we
determined trip-level reporting was
sufficient and reduced the burden on
vessels.
Additions to List of Framework Items
The regulations at § 648.90 list
management measures that may be
changed or implemented through
specifications or framework actions.
This rule adds all alternatives
considered in Amendment 23 to the list
of FMP items that may be considered in
a future framework. Specifically, this
includes:
• The addition of new sector
monitoring tools (e.g., EM, other
technologies or approaches) that meet or
exceed the Council’s selected
monitoring standard;
• Setting vessel-specific coverage
targets instead of coverage targets
applicable at the sector level; and
• All the Amendment 23 measures
discussed in detail above.
Regulatory Adjustments and
Corrections Under Regional
Administrator Authority
In this final rule, NMFS is
implementing several administrative
changes to the regulations consistent
with section 305(d) of the MagnusonStevens Act, which provides that the
Secretary of Commerce may promulgate
regulations necessary to ensure that
amendments to an FMP are carried out
in accordance with the FMP and the
Magnuson-Stevens Act. These
adjustments do not make any
substantive changes to the current
regulations, but are intended to improve
the clarity of the regulations.
First, we revise § 648.2 to add
definitions of terms related to EM that
are used in the implementing
regulations for Amendment 23 and
clarify and consolidate definitions
related to individuals that collect data
for NMFS. Second, we move the sector
monitoring program regulations from
§ 648.87 to § 648.11. Third, we revise
§ 648.11 to update the names of
divisions within NMFS. Fourth, we
revise §§ 648.2, 648.10, 648.11, 648.14,
648.51, 648.80, 648.86, and 648.202 to
clarify that all regulations applicable to
certified monitors also apply to
monitoring staff in training. Finally, we
E:\FR\FM\09DER3.SGM
09DER3
75856
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
revise § 648.14(k) to correct a
typographical error where text is
missing and to clarify application of the
prohibitions to EM.
Finally, due to the extensive
regulatory changes in this action, we are
updating references throughout the
groundfish regulations that will change
based on the regulatory adjustments.
lotter on DSK11XQN23PROD with RULES3
Comments and Responses
We received 26 unique comment
letters in response to the notice of
availability (NOA) for Amendment 23
and the proposed rule. We also received
one comment that was not germane to
Amendment 23. Comments are grouped
and summarized by topic.
General Comments on Amendment 23
Comment 1: Twelve comments
generally supported approval and
focused on the need for, and benefits of,
the preferred alternative to set a fixed
ASM coverage target of 100 percent of
sector groundfish trips for 4 years.
Seven comments generally opposed
approval of Amendment 23 and focused
on the cost to industry of the preferred
alternative to set a fixed monitoring atsea monitoring coverage target of 100
percent of sector groundfish trips; the
negative effects of those costs on
industry members and ports; and the
lack of a guaranteed increase in quota
resulting from increased monitoring.
More specifically, six commercial
fishing industry organizations generally
opposed Amendment 23 and one
commercial fishing industry
organization generally supported the
action. One individual member of the
fishing industry commented in support
while another commented that if 100percent monitoring is implemented,
then the monitoring data must be used
in stock assessments. Seven comments
were submitted by students from
colleges, universities, and law schools
with a mix of support and opposition.
Four environmental non-governmental
organizations (eNGO) submitted
comments supporting partial approval
of the amendment. These eNGO
comments supported the increase in
monitoring, but opposed the default
coverage target of 40 percent, setting
coverage based on Federal funding, and
removing the uncertainty buffer, and
excluding some trips from the
monitoring requirement until bias was
completely removed from the fishery.
One eNGO also submitted comments
signed by 1,251 individual members
that support implementing a 100percent at-sea monitoring coverage
target.
Response: On April 12, 2022, we
approved Amendment 23, including all
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
the management measures
recommended by the Council. In this
rule we are implementing Amendment
23 as proposed, with minor changes to
the implementing regulations (see
Changes from the Proposed Rule below).
We respond in detail to specific
comments on the ASM coverage target
below (see Comments on the ASM
Coverage Target).
National Environmental Policy Act
(NEPA) Comments
Comment 2: The Northeast Seafood
Coalition (NSC) commented that the EIS
does not comply with NEPA
requirements and raised several
concerns. First, NSC claims that scoping
comments were ignored in the EIS and
that Amendment 23 is an attempt to
justify a pre-determined political
objective. NSC alleges that the analyses
focus on fishing effort and enforcement,
which are not related to the purpose and
need of the action. NSC argues that the
alternatives were not reasonably
compared to each other and the status
quo. NSC also states the analyses do not
provide evidence of widespread
underreported catch, and that a peer
review by a subset of the Council’s
Scientific and Statistical Committee
(SSC) suggested additional analyses
were needed to determine the frequency
and magnitude of underreported catch.
NSC also argues that increased
monitoring will introduce additional
bias to catch data and will not improve
stock assessments. Finally, NSC
highlights that the Council selected an
alternative that was not in the draft EIS
and that the final EIS includes analyses
that were not part of the draft EIS.
Response: We disagree with NSC’s
positions. The record of development of
this action demonstrates the Council did
not initiate Amendment 23 with a predetermined political objective. The
Council engaged in a rigorous scoping
process, including consideration of all
comments before determining the
purpose and need of the action. The
purpose and need are clearly focused on
reliable and accurate catch accounting
to support the conservation and
management requirements of the FMP.
Amendment 23 represents a long and
inclusive process, begun in 2015, of
evaluating potential revisions to
improve the reliability and accuracy of
catch data while minimizing economic
costs to industry.
A comprehensive evaluation of the
alternatives in relation to the purpose
and need of the action includes fishing
mortality and enforcement, among other
metrics, in the analyses evaluating the
impacts of the different monitoring
coverage alternatives. The Affected
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
Environment is described in the final
EIS based on valued ecosystem
components (VECs), including:
Regulated groundfish species; nongroundfish species/bycatch; the
physical environment and essential fish
habitat; protected resources; and human
communities. VECs represent the
resources, areas, and human
communities that may be affected by the
alternatives under consideration. VECs
are the focus because they are the
‘‘place’’ where management action
impacts occur. Within each section, the
final EIS compares all alternatives to
each other and to the No Action
alternative. In Amendment 23, No
Action is not necessarily the same as the
status quo. For instance, the No Action
alternative for setting an ASM coverage
target requires an annual calculation
that may range up to a 99-percent
coverage target for which industry is
responsible for costs as detailed in the
regulations. However, the status quo is
that the coverage target in fishing year
2021 was 40 percent of sector
groundfish trips and sectors were
reimbursed for all industry monitoring
costs.
Bias analyses conducted by the
Council’s Groundfish Plan Development
Team (PDT) were peer reviewed by a
subset of the Council’s SSC. That peer
review determined that, in aggregate,
the analyses demonstrated differences
both in discarding behavior and in
fishing behavior between observed and
unobserved trips; and that the analyses
suggest that discard estimates from
observed trips should not be used to
estimate discards from unobserved trips.
The peer review noted that the analyses
did not quantify the magnitude of
unaccounted discards and that, with
additional refinement and testing, two
of the analyses could be used to provide
estimates of the total quantity of
unreported discards relative to annual
catch limits or acceptable biological
catches. In response to the
recommendations of the peer review,
the Council tasked the Groundfish PDT
with further work to provide an estimate
of an upper bound of the potential
magnitude for missing legal-sized
discards of Gulf of Maine cod in order
to provide some characterization of the
bounds of the discarding problem, and
contracted an additional analysis for the
final EIS titled ‘‘Evaluating the Impact
of Inaccurate Catch Information on New
England Groundfish Management.’’ The
Council considered the analyses
showing that current coverage could not
provide a sufficiently accurate estimate
of what is currently unseen on
unobserved trips. Indeed, Amendment
E:\FR\FM\09DER3.SGM
09DER3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
23 seeks to improve the accuracy of
catch information, which is necessary to
ensure catch accountability and meet a
core Magnuson-Stevens Act requirement
to prevent overfishing. The Council’s
choice to seek further data that should
be sufficient for assessing the magnitude
of bias by increasing at-sea monitoring
coverage up to 100 percent was
reasonable.
Comprehensive monitoring with
coverage up to 100 percent of trips will
minimize bias in catch data by
minimizing the opportunity for
differences between observed and
unobserved fishing activity. Removing
bias from catch data improves one
source of data included in stock
assessments, but it is impossible to
predict the outcomes of future stock
assessments prior to acquiring unbiased
or minimally biased data.
Additional analyses were completed
during the comment period of the draft
EIS and were included in the final EIS,
but this is neither unusual generally,
nor problematic in this instance. The
Council created and selected a new
alternative during the meeting where it
made a final decision, but the new
alternative was a combination of an
existing alternative with an additional
measure that fell within the range of the
other alternatives evaluated in the draft
EIS and did not introduce any new
concepts or impacts. This new
alternative was created to incorporate
and address public comments.
Executive Orders (E.O.)
Comment 3: NSC commented that the
amendment is not consistent with E.O.s
13777, 13840, and 13921. Specifically,
NSC argued that Amendment 23 is
inconsistent with E.O. 13777 because it
would eliminate jobs, is unnecessary,
would be ineffective, and has costs
exceeding the benefits. NSC also alleged
that Amendment 23 would not facilitate
economic growth of coastal
communities and promote ocean
industries and would not ensure
productive and sustainable use of ocean,
coastal, and Great Lakes waters, as
required by E.O. 13840. Last, NSC
alleged Amendment 23 was in direct
contravention of E.O. 13921, which
required the Council to submit a
prioritized list of recommended actions
to reduce burdens on domestic fishing
and to increase production within
sustainable fisheries, because it would
increase burdens on domestic fishing
and decrease production by small
vessels.
Response: We disagree. E.O. 13777
was revoked in January 2021. E.O.s
13840 and 13921, cited by the NSC, are
consistent with the requirements of the
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Magnuson-Stevens Act’s national
standards and procedures for
developing and implementing fishery
management plans and amendments.
None of the E.O.s cited by NSC
eliminate or revise the requirements or
authorities of the Magnuson-Stevens
Act. Amendment 23 is consistent with
the Magnuson-Stevens Act requirements
as described in the proposed rule and
this final rule. Further, Amendment 23’s
development, conservation and
management measures, and
implementation are consistent with the
policies and requirements of E.O.s
13840 and 13921. Amendment 23
facilitates long-term economic growth
by improving our ability to prevent
overfishing and achieve optimum yield
on a continuing basis (see response to
Comment 5, below). As noted
throughout this rule and the proposed
rule, Amendment 23 measures are
necessary to improve catch
documentation in a cost-effective
manner that is expected to improve the
fishery’s efficiency, productivity, and
competitiveness.
National Standard (NS) 1 Comments
Comment 4: NSC commented that
Amendment 23 is contrary to NS 1
because the economic analyses do not
show that Amendment 23 will achieve
optimal yield.
Response: We disagree that
Amendment 23 is contrary to NS 1. NS
1 states ‘‘Conservation and management
measures shall prevent overfishing
while achieving, on a continuing basis,
the optimum yield from each fishery for
the United States fishing industry.’’
Optimum yield is the maximum
sustainable yield as reduced by
economic, social, or ecological factors,
with the most important limitation
being the requirement to prevent
overfishing. Nothing in Amendment 23
prevents the Northeast Multispecies
FMP from achieving optimum yield. To
the contrary, Amendment 23 measures
are intended to improve the long-term
management of the fishery, including
collecting more accurate and precise
information to improve our ability to
prevent overfishing and achieve
optimum yield on a continuing basis.
Further, NS 1 guidelines require the
setting of status determination criteria
(e.g., overfishing level, acceptable
biological catch, annual catch limit) and
accountability measures, and accurately
setting these determination criteria
relies, in part, on the improved
information that Amendment 23 will
provide. Because of the bias in observer
data, documented in the final EIS, it is
not possible at this time to calculate an
ASM coverage target less than 100
PO 00000
Frm 00007
Fmt 4701
Sfmt 4700
75857
percent that would eliminate or
minimize bias sufficiently to ensure
catch accountability because the current
catch data are not representative of the
entirety of the sector fishery. Setting the
ASM coverage target as high as possible,
up to 100 percent, is expected to
provide coverage sufficient to better
assess the magnitude and nature of the
bias that exists at current coverage
levels that available information does
not allow us to quantify. All of this
information will better inform future
management and coverage levels for the
fishery. Thus, the measures in
Amendment 23 were selected to
improve the FMP’s ability to meet NS 1
requirements.
NS 2 Comments
Comment 5: NSC asserted that there is
insufficient information in the draft EIS
to show increased monitoring would
improve assessments and management
performance or that under-reported
catch was widespread. NSC also argued
it was inconsistent for Amendment 23
to raise concerns about potential high
bycatch of stocks that are low in
abundance. Further, NSC raised concern
that the EIS states catch misreporting
has occurred in the past, but uses data
from those years to analyze economic
impacts. Northeast Fishery Sector
(NEFS) XII alleged that the analyses are
flawed and not based in economic
reality.
Response: Amendment 23 is
consistent with National Standard 2’s
requirement that ‘‘Conservation and
management measures shall be based
upon the best scientific information
available.’’ The analyses included in the
final EIS are based on the best scientific
information available and are consistent
with the Information Quality Act. The
analyses in the Amendment 23 final EIS
were prepared using data from accepted
sources, and the analyses have been
reviewed by members of the PDT and by
the Council’s SSC, where appropriate,
including a peer review of the bias
analyses. NSC does not identify any
objective or peer-reviewed information
that the Council or NMFS ignored. The
analyses use all available fishery data
and information to predict economic
impacts of the various alternatives in
Amendment 23 on the fishing industry.
The Council acknowledged that
available fishery-dependent data is
biased and undertook Amendment 23
specifically to address the problem of
bias in fishery-dependent data. While it
is impossible to predict the effect of
more accurate data on future
assessments, ensuring catch
accountability and minimizing bias will
reduce uncertainty in the fishery
E:\FR\FM\09DER3.SGM
09DER3
75858
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
dependent data used in assessments as
well as Council evaluation of economic
effects of future actions. In addition to
fishery-dependent data, assessments
that inform management of the fishery
use fishery-independent data that is not
subject to observer bias. NS 2 guidelines
acknowledge that there may be gaps in
data, or uncertainty, along with the need
to weigh relevance, inclusiveness,
objectivity, transparency, timeliness,
and verification and validation of data
to the extent possible. Given these
considerations, the Council process and
final EIS information include sufficient
analyses and the best available scientific
information that support Amendment
23’s measures. The economic analyses
in the final EIS look at the effects of
increased monitoring, with and without
government subsidies, at the vessel,
port, and sector level. Members of the
public could use this information to
estimate costs either generally or for
their specific fishing business.
We disagree with NSC’s premise that
it is impossible for the commercial
fishery to have high interactions with an
overfished stock in need of rebuilding.
While species differ, species managed
under the Northeast Multispecies FMP,
including cod, are known to contract
their geographic range in response to
declining population size and to
congregate during various life stages,
including during spawning. Improved
monitoring will contribute to
determining the level of interaction
between the fishery and stocks.
NS 6 Comments
Comment 6: NSC commented that
Amendment 23 is contrary to NS 6
because the EIS fails to assess the
changes in behavior that are likely to
result from its increased monitoring
coverage. Specifically, NSC asserts that
the baseline information that would be
collected by comprehensive monitoring
to inform a review of the monitoring
program would not be an accurate
reflection of the fishery and would not
help to improve the management of the
fishery. Further, NSC commented that
requiring all vessels to meet the 100percent ASM requirement is not fair and
equitable.
Response: We disagree that
Amendment 23 is inconsistent with NS
6’s requirement to take into account and
allow for variations among, and
contingencies in, fisheries, fishery
resources, and catches. NS 6 guidance
acknowledges uncertainty that may
arise from changed fishing behaviors
and notes that data acquisition and
analysis will help the development of
management measures to compensate
for variations and to reduce the need for
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
uncertainty buffers. Amendment 23
intends to acquire additional monitoring
information for analysis to address
uncertainty in current catch information
consistent with NS 6.
Available analyses identified several
biases in the current monitoring
program and demonstrated monitoring
data is not representative of the whole
fishery. Observed trips are not
representative of unobserved trips and
monitoring data from observed trips
cannot be extrapolated to the whole of
the fishery, unless the level of observed
trips is high enough to address biases
that exist with lower coverage levels.
NSC argues that higher ASM coverage
introduces new bias because it
influences where and when fishing
occurs, and the stocks fishermen will
target. However, NSC also argues that
the final EIS contains no information on
potential bias from achieving less than
100-percent coverage due to either a
lack of Federal funds in years 1–4, or
logistical challenges, or when the ASM
coverage target defaults to 40 percent
beginning in year 5. Requiring ASM on
all sector groundfish trips would
minimize, help identify or quantify, or
eliminate monitoring bias.
NSC provides no suggested alternative
for sufficiently addressing bias. NSC’s
notion that more comprehensive
monitoring would only provide biased
information, and is therefore improper,
in effect argues that any level of
monitoring is faulty and improper
because it changes fishing behavior.
NSC’s position acknowledges the
differences in observed and unobserved
trips that Amendment 23 is designed to
address, but its argument is inconsistent
with NS 6. Without offering suitable
alternatives, its position unacceptably
leaves the fishery without any means of
addressing the uncertainty arising from
bias or ensuring catch accountability.
Instead, Amendment 23 is responsibly
seeking further information that is
necessary to better account for
variations and contingencies in the
fishery. Amendment 23’s approach is
consistent with NS 6 guidance that
‘‘continual data acquisition and analysis
will help the development of
management measures to compensate
for variations. . . .’’ In addition,
Amendment 23 provides for variations
in use of monitoring by authorizing the
use of EM as an alternative to human
ASM.
NSC seems to be misconstruing
discussion of fairness and equity in the
EIS with its concern that 100-percent
monitoring would not be fair and
equitable. The analysis in the EIS
describes that if monitoring increases
compliance with the FMP, it would
PO 00000
Frm 00008
Fmt 4701
Sfmt 4700
create a fairer and more equitable
fishery because all participants would
be held to the same standards, thus
preventing misreporting or illegal
discarding behavior that results in an
unfair competitive advantage. The
additional observed information
provided by Amendment 23 may also
provide the basis for identifying
inequities and for a more accurately
managed fishery that benefits all
participants.
NS 7 Comments
Comment 7: NSC and representatives
of NEFS XII commented that
Amendment 23 is not consistent with
National Standard 7 because it does not
contain a cost-benefit analysis. NSC also
commented that the EIS is inadequate
because the economic analyses consider
gross revenues, rather than net
revenues, and it lacks a break-even
analysis to justify vessel monitoring
costs. Further, NSC commented that the
EIS fails to demonstrate that
Amendment 23’s changes to the
monitoring program justify its costs,
does not allow the public to ascertain
clearly the types and levels of burdens
on different groups, and does not
explain why monitoring coverage levels
measures considered unnecessary in
previous actions were selected by the
Council in Amendment 23. Finally, NSC
commented that the EIS fails to justify
industry costs by providing meaningful
benefits to industry members and
science, arguing it is irrational to
suggest that improved data resulting
from a reduction in observer bias could
lead to improved economic outcomes
through improved stock assessments.
Response: We disagree with the
commenters that Amendment 23 is
inconsistent with NS 7. NS 7 states,
‘‘Conservation and management
measures shall, where practicable,
minimize costs and avoid unnecessary
duplication.’’ NS 7 does not require a
formal cost-benefit analysis. NS 7
guidance states that ‘‘supporting
analyses for FMPs should demonstrate
that the benefits of fishery regulation are
real and substantial relative to the
added research, administrative, and
enforcement costs, as well as costs to
the industry of compliance. In
determining the benefits and costs of
management measures, each
management strategy considered and its
impacts on different user groups in the
fishery should be evaluated. This
requirement need not produce an
elaborate, formalistic cost-benefit
analysis. Rather, an evaluation of effects
and costs, especially of differences
among workable alternatives, including
the status quo, is adequate.’’
E:\FR\FM\09DER3.SGM
09DER3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
Amendment 23 evaluates the
differences between the alternatives and
supports the Council’s choice as the
most practicable means of ensuring
catch accountability. The benefit of
Amendment 23 is providing sufficient
information and a means of meeting NS
1 requirements to set status
determination criteria (e.g., overfishing
level, acceptable biological catch,
annual catch limit) and to ensure catch
accountability to prevent overfishing.
Analyses in the final EIS show that the
current system for setting ASM coverage
targets, including achieving a 30-percent
coefficient of variation on discard
estimates, is not effective for providing
accurate catch data for catch
accountability. Thus, the resulting data
could adversely affect core MagnusonStevens Act requirements. As a result,
the EIS includes a cost efficiency
analysis, rather than a formal costbenefit analysis, that examines the most
efficient way to achieve the levels of
monitoring considered in Amendment
23 for ensuring catch accountability,
and the effects on the groundfish fishery
participants. The economic analyses in
the EIS examine the effects of increased
monitoring, with and without
government subsidies, at the vessel,
port, and sector level for the different
alternatives. The economic analyses of
the costs for the alternatives includes
both static and dynamic approaches.
The dynamic approach reports
operating profit (net revenues). Further,
Amendment 23 caps the level of
coverage for which industry would pay
at 40 percent, which minimizes the
economic impacts on vessels while still
meeting the critical need for monitoring
to improve conservation and
management of the groundfish fishery.
These considerations were thorough and
helped identify and evaluate differences
between the alternatives in order to
minimize costs to the extent practicable,
consistent with NS 7.
NS 8 Comments
Comment 8: Four comments included
concerns about Amendment 23 meeting
the requirements of NS 8. NSC
commented that the community impacts
were hard to understand, that it was
counterintuitive to conclude that gross
ex-vessel revenues would increase due
to increased monitoring, that
Amendment 23 does not provide for
sustained participation by communities,
and that if the required monitoring is
not economically viable for every
industry member, then distributional
and allocative impacts must be
considered. Another comment stated the
EIS had not adequately considered the
social and economic harm to fishing
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
communities of the EM provision, and
urged us to make EM mandatory and to
subsidize EM start-up costs for lowengagement fishing communities. NEFS
XII commented that the economic
analyses are not based in economic
reality because a 40-percent coverage
target is not affordable without
government subsidy and noted the EIS
did not consider the benefits of local
seafood being sold and consumed
locally. NEFS X and XIII commented
that Amendment 23 would consolidate
the fleet, force out small family
operators, and cause the permanent loss
of shore side support industries. NSC
also commented that Amendment 23 is
contrary to the Council’s fleet diversity
policy.
Response: We disagree that
Amendment 23 is inconsistent with NS
8. NS 8 states, ‘‘Conservation and
management measures shall, consistent
with the conservation requirements of
this Act (including the prevention of
overfishing and rebuilding of overfished
stocks), take into account the
importance of fishery resources to
fishing communities by utilizing
economic and social data that meet the
requirements of paragraph (2), in order
to (A) provide for the sustained
participation of such communities, and
(B) to the extent practicable, minimize
adverse economic impacts on such
communities.’’ NS 8 requires
consideration of the importance of
fishery resources consistent with the
conservation requirement of the
Magnuson-Stevens Act. The NS 8
guidance specifies that deliberations
regarding the importance of fishery
resources to fishing communities must
not compromise the achievement of
conservation requirements and goals of
the FMP.
The potential for increased industry
costs associated with monitoring or
even some consolidation is consistent
with the FMP’s fleet diversity goal. The
groundfish monitoring plan goals
include achieving coverage levels
sufficient to minimize effects of
potential monitoring bias to the extent
possible while maintaining as much
flexibility as possible to enhance fleet
viability. The FMP’s fleet diversity goal
does not ensure the participation of
every participant, but rather seeks to
provide flexibility to enhance fleet
viability. Amendment 23 measures were
developed to provide the balance that
this goal seeks. It provides alternative
means of monitoring that have differing
costs and a sector may choose the
combination of human ASM, audit EM,
and MREM that best suits the operations
of the sector and its member vessels. It
seeks to minimize those costs when
PO 00000
Frm 00009
Fmt 4701
Sfmt 4700
75859
Federal funding is unavailable. It
includes an evaluation that is expected
to provide an opportunity to assess the
effects on bias, fleet operations, and the
benefits or costs of this program that
does not exclude an assessment of fleet
viability.
As discussed above, the economic
analyses in the EIS consider the effects
of increased monitoring, with and
without government subsidies, at the
vessel, port, and sector level. The
analyses forecasted that less-profitable
fishing operations would lease quota to
more-profitable operations with a net
result of increasing gross revenues for
the fishery. The FMP goals include
managing the stocks at a sustainable
level and creating a management system
that supports a fleet capacity
commensurate with resource status, as
well as an objective to maintain, to the
extent possible, a diverse groundfish
fishery, including different gear types,
vessel sizes, geographic locations, and
levels of participation. Amendment 23
maintained these goals and focused on
goal 1 of the groundfish monitoring
program: Improve documentation of
catch. Amendment 23 looked at a range
of options that adjust the current
monitoring program to improve
accounting and accuracy of collected
catch data. The range included variable
and fixed target coverage levels based
on catch or trips, human ASM, two
types of EM, and flexibility to allow
sectors to choose the tools used to meet
the sector monitoring requirement.
Ultimately, the Council chose a fixed
coverage target as high as could be
achieved at zero cost to industry to form
the basis of an analysis to further
evaluate the fishery and its monitoring
program. The Council also set a new
lower cap on the coverage target that
will be set when industry is paying for
monitoring, as well as approving two
EM models that sectors could choose to
use to provide for sustained
participation and minimize adverse
economic impacts on communities to
the extent practicable.
NS 10 Comments
Comment 9: NSC commented
regarding NS 10 that the safety
implications and incentives of the
various alternatives were not compared
and stated that vessels may choose to
fish in dangerous weather to minimize
monitoring costs associated with
waiting out weather.
Response: We disagree that
Amendment 23 is inconsistent with NS
10. NS 10 states, ‘‘Conservation and
management measures shall, to the
extent practicable, promote the safety of
human life at sea.’’ NS 10 requires
E:\FR\FM\09DER3.SGM
09DER3
75860
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
management actions include measures,
to the extent practicable, that avoid
situations that may create pressures for
fishermen to fish under conditions they
would otherwise avoid due to safety.
For practicability, measures must be
consistent with the legal and practical
requirements of conservation and
management of the resource.
Amendment 23 includes an ASM
coverage target that is conditioned on
the availability of Federal funding for
NMFS’ and industry costs. It provides
for the use of human ASM and EM as
an alternative to ensure catch
accountability and affordability, to the
extent practicable. In the event that
reduced Federal funding leads to
industry paying for its costs, the
Council’s preferred alternative caps the
level of ASM coverage industry would
pay for at 40 percent. Fishing is an
inherently dangerous occupation where
not all hazardous situations can be
foreseen or avoided. NSC commented
that vessels carrying an observer might
choose to continue fishing in bad
weather to earn revenue to pay for
monitoring costs when Federal funding
is not available. Importantly, vessels
may also choose to postpone a trip, or
can end a trip in progress at any time,
if safety is a concern. Vessels may also
choose to adopt EM and eliminate the
costs associated with having a human
at-sea monitor aboard during a weather
layover.
Comments on the ASM Coverage Target
Comment 10: NSC commented that
NMFS had previously argued in court
that the incremental biological benefits
of 100-percent monitoring did not
justify the costs and that EM was not a
viable option, and asked why 100percent monitoring was now
economically viable and beneficial.
Response: In Oceana, Inc. v. Ross, 275
F.Supp.3d 270, 290–91 (D.D.C. 2017)
(Oceana), NMFS argued that EM was, at
that time, not sufficiently developed or
suitable to be a viable replacement for
human at-sea observers for the purpose
of the standardized bycatch reporting
methodology (SBRM). The SBRM is
distinct from the groundfish sector
monitoring program as it applies
universally to all federally managed
fisheries in the Greater Atlantic region
rather than just to groundfish sector
vessels. The data collected by SBRM
observers include information (such as
weights of fish, scales, and otoliths,
among other things) that cannot
effectively be collected via EM systems.
Because of this, even groundfish sector
vessels electing to use EM as an
alternative to human ASM must still
carry an SBRM observer when selected.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Continued development of EM
specifically for the groundfish sector
fleet since the time of that case has
resulted in two EM models that we have
deemed suitable as alternatives to
human ASM for the groundfish sector
monitoring program. Specifically, the
audit model requires fishermen that
choose the model to place all discards
on a measuring board in view of the
camera to allow capture of length
information while MREM prohibits
discards of allocated groundfish stocks
and is coupled with DSM to capture
information not obtainable by cameras.
Further, this rule does not require any
vessel to use EM, but implements the
Amendment 23 provision allowing a
sector to choose the combination of
human ASM, audit EM, and MREM that
best suits the operations of the sector
and its member vessels.
In addition, since the lawsuit, new
information and analysis raised
questions and concerns about the
efficacy of the groundfish sector
monitoring program. Most importantly,
bias analyses conducted by the PDT
demonstrated differences both in
discarding behavior and in fishing
behavior between observed and
unobserved trips at fleet-wide coverage
levels that were generally below 35
percent. The analyses suggest that
discard estimates from observed trips
should not be used to estimate discards
from unobserved trips when coverage
rates are at low levels. The Council is
revising the groundfish sector
monitoring program, including
increasing the ASM coverage target up
to 100 percent of trips, to address bias
and inform future action.
Comment 11: NSC commented that
the EIS did not provide evidence to
support a conclusion that substantially
increased levels of monitoring would
meet the stated goals of the action to
improve groundfish stock assessments
and management of the fishery, or that
unmonitored fishing activity was
negatively affecting resource
conservation.
Response: We disagree that the ASM
coverage target implemented by
Amendment 23 is inconsistent with the
stated purpose and need. Amendment
23 states the purpose of the action is to
‘‘. . . adjust the current monitoring
program to improve accounting and
accuracy of collected catch data. It is the
Council’s intent that the catch reporting
requirements are fair and equitable for
all commercial groundfish fishermen,
while maximizing the value of collected
catch data, and minimizing costs for the
fishing industry and the National
Marine Fisheries Service.’’ Amendment
23 states the need is ‘‘. . . to implement
PO 00000
Frm 00010
Fmt 4701
Sfmt 4700
measures to improve the reliability and
accountability of catch reporting in the
commercial groundfish fishery to ensure
there is precise and accurate
representation of catch (landings and
discards). Accurate catch data are
necessary to ensure that catch limits are
set at levels that prevent overfishing and
to determine when catch limits are
exceeded.’’
Amendment 23 maintains the current
goals and objectives of the groundfish
monitoring program, but addresses Goal
1 to improve documentation of catch,
described as ‘‘improved catch
accounting’’ during the scoping process.
The objectives associated with that goal
are: (1) determine total catch and effort,
for each sector and the common pool, of
target or regulated species; and (2)
achieve coverage level sufficient to
minimize effects of potential monitoring
bias to the extent possible while
maintaining as much flexibility as
possible to enhance fleet viability.
Amendment 23 adopts the highest ASM
coverage target practicable, and
provides for the use of EM, to inform
future changes to the monitoring
program and ensure catch
accountability while balancing the
effects of monitoring costs on the
fishery. As discussed above, the Council
chose a fixed coverage target as high as
could be achieved at zero cost to
industry to reliably and accurately
estimate catch and to form the basis of
an analysis to further evaluate the
fishery and its monitoring program. The
Council also set a new lower cap on the
coverage target that will be set when
industry is paying for monitoring, as
well as approving two EM models that
sectors could choose to use to provide
for sustained participation and
minimize adverse economic impacts on
communities to the extent practicable.
Amendment 23 measures are meant to
improve the long-term management of
the fishery, including collecting more
accurate and precise information to
improve our ability to prevent
overfishing and achieve optimum yield
on a continuing basis. As discussed
above, analyses of bias suggest that
discard estimates from observed trips at
low coverage levels should not be used
to estimate discards from unobserved
trips. Thus, when observer coverage
levels are low, catch from unmonitored
fishing cannot be reliably estimated
from observed trips. NS 1 guidelines
require the setting of status
determination criteria, and accurately
setting these determination criteria
relies on the improved information that
Amendment 23 will provide.
Comment 12: The Cape Cod
Commercial Fishermen’s Alliance
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
(CCCFA) supported the increased
monitoring required under Amendment
23 and asserted that uncertainty over
accurate and precise catch information
and an inconsistent survey have
combined to make management of the
Northeast multispecies complex unable
to rebuild key stocks. The Nature
Conservancy (TNC) supported replacing
the current method for determining the
ASM coverage target for deploying
human at-sea monitors with a fixed
coverage target and setting the ASM
coverage target at 100 percent for 4
years, but opposed setting the ASM
coverage target based on funding and
argued that target coverage rates should
be based on the level of monitoring
needed to achieve the goals and
objectives of Amendment 23. The
Environmental Defense Fund (EDF) and
the Conservation Law Foundation (CLF)
supported the 100-percent coverage
target, but opposed defaulting to 40percent coverage in the absence of
Federal funding. CLF also submitted a
comment on behalf of 1,251 members
who had individually signed a letter
supporting the 100-percent monitoring
target. EDF highlighted that the final EIS
stated that statistical analyses ‘‘cannot
quantify the differences between
observed and unobserved trips in a way
that allows for either a mathematical
correction to the data or a survey design
that resolves bias.’’ EDF went on to
interpret this to mean there is no
mechanism to account for observer
coverage bias except to eliminate it.
Oceana supported the coverage target,
but commented that 100-percent
coverage would not completely remove
bias due to unobserved tows or hauls.
NSC opposed the coverage target based
on issues related to NEPA and the
National Standards (see above) and
raised a concern that if the target
coverage is not achieved there is no
defined plan to ensure the monitoring
program provides unbiased data.
Response: We agree that sector
monitoring programs must ensure that
monitoring coverage is sufficient for
monitoring catch and discards, and that
the current method for determining the
ASM coverage target based on a CV
analysis should be replaced for total
catch accounting under the sector
program. Analyses included in the final
EIS documented that using a 30-percent
CV was an insufficient basis for
determining the necessary at-sea
monitoring coverage target, without
modification, because observer bias
resulted in observed trips not being
representative of unobserved trips. This
differs from using a CV to determine
review rates for EM programs where
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
cameras are on and catch handling
protocols are followed on 100 percent of
groundfish trips; and from the SBRM
program where there is limited
incentive for vessels to fish differently
on trips carrying an observer than on
trips when without an observer. Using
a method based on a CV to determine
ASM target coverage levels is not
effective to estimate total catch because
observed trips at low levels of coverage
are not representative of unobserved
trips and there is an incentive for
vessels to fish differently when carrying
an at-sea monitor than on trips without
an at-sea monitor. Because the catch
data collected from low coverage levels
are not representative of the entirety of
the sector fishery, we cannot calculate
an ASM coverage target that we can be
reasonably confident would eliminate or
minimize bias sufficiently to ensure
catch accountability. The Council chose
a fixed ASM coverage target of up to 100
percent to address bias by establishing
a baseline of accurate and precise catch
information for the fishery. The ASM
coverage targets are coupled with a
review process to evaluate the
monitoring program once two full years
of data are available. The preferred
alternative adopts the highest level of
ASM practicable, while balancing the
effects of monitoring costs on the
fishery, to inform future changes to the
monitoring program and ensure catch
accountability.
We disagree that the ASM coverage
target should be 100 percent of trips
regardless of Federal funding and that
the 40-percent default coverage target
should be disapproved. Monitoring
coverage targets should be designed to
achieve their stated purpose, ensuring
catch accountability in as cost-effective
manner as practicable. We have learned
that setting ASM coverage targets based
on coefficients of variation does not
account for bias. The Council approved
a new manner of determining ASM
coverage targets designed to provide
sufficient data to ensure catch
accountability and determine what
targets might be suitable under 100
percent.
Monitoring is always dependent on
the availability of Federal funds,
because even under industry-funded
monitoring programs, NMFS incurs
costs associated with administering
monitoring programs. The coverage
target in Amendment 23 is 100 percent
of trips, so long as NMFS and industry
costs for that coverage are funded with
Federal appropriations. The 40-percent
default coverage target in years 1–4 is
the point at which available Federal
funding would be solely applied to
NMFS’ costs in the event that a lack of
PO 00000
Frm 00011
Fmt 4701
Sfmt 4700
75861
funding would otherwise result in less
than 40-percent coverage. ASM coverage
targets of at least 40 percent on a
consistent basis would be an increase
from attained coverage levels to date.
Importantly, EM is available as an
alternative to human ASM to ensure
catch accountability. Sector monitoring
programs must be satisfactory for
monitoring catch and discards. This
includes the potential use of EM as an
alternative or if determined to be
necessary as part of a future evaluation.
Comment 13: CCCFA supported
NMFS covering industry costs when
Federal funding is available because the
industry is struggling economically and
needs to minimize costs until
groundfish stocks are rebuilt. One
fisherman commented that basing the
ASM coverage target on Federal funding
creates an incentive for the industry to
try to reduce funding for NMFS so that
coverage levels will decrease. The
commenter suggested the Council
should establish an affordable level of
industry monitoring costs, similar to the
model used in the scallop fishery, to
obtain the long-term benefits of
accountability.
Response: We agree that the Federal
funds appropriated for industry costs
will facilitate industry transitioning to
comprehensive monitoring. Making the
coverage target contingent on Federal
funding for industry costs balances the
need for improved monitoring with the
economic effects to the fishery.
Combined with the option for vessels to
use EM and removing the management
uncertainty buffers from the sector
portion of the ACL, the increased cost
to industry is reduced. ASM coverage
targets of at least 40-percent on a
consistent basis would be an increase
from attained coverage levels to date.
Higher ASM coverage, even for a limited
time, along with data from EM, could
improve the cost-effectiveness of the
monitoring system by providing a
baseline of accurate and precise catch
information for the evaluation of the
program. Amendment 23 includes a
requirement to evaluate the efficacy of
sector monitoring coverage rates, to
occur once two full fishing years of data
is available. The intent of that review is
evaluation of whether the monitoring
program is meeting the goal of improved
accuracy of catch data, while
maximizing value and minimizing costs
of the program through a future action.
The Council wants to be sure enhanced
levels of monitoring data are working as
intended and the increased costs to
industry are providing expected benefits
from improved accuracy and reduced
potential for bias in catch data. The
Council could choose to reevaluate the
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75862
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
funding structure of the groundfish
sector monitoring program as part of
that review.
Comment 14: Oceana commented that
any assumptions of completely
removing bias by at-sea monitors
observing 100 percent of trips is flawed
and should be amended. Oceana
specified that no observer can observe
every tow or haul, and noted
unobserved fishing happens on trips
carrying observers, particularly on
multi-day trips where observers are
limited in the number of hours that they
can work.
Response: We agree that requiring a
single human at-sea monitor on 100percent of trips does not assure every
tow or haul is observed. However, we
disagree that the language of the final
EIS and amendment needs to be revised.
The amount of catch and discards that
an at-sea monitor may miss for various
reasons (e.g., fish being discarded while
the at-sea monitor is not looking or is
below deck) does not necessarily
introduce bias because it does not
change where and how vessels fish.
Also, only some trips (33 percent in
2021) occur over multiple days where a
human at-sea monitor will sleep or
otherwise does not observe catch or
discards. Further, some vessels,
including a portion of vessels taking
trips over multiple days, will be using
EM rather than human at-sea monitors.
All vessels using EM are required to
have the camera system operational for
the entirety of all sector groundfish
trips. In particular, because all sector
vessels are subject to human observer
coverage as part of the SBRM, there may
be opportunities to evaluate the possible
effect by comparing EM and observer
data on trips where a human at-sea
monitor does not observe all tows.
While 100-percent monitoring coverage
might not completely remove the
possibility for unobserved catch and
discards, it does meet the Council’s goal
‘‘. . . to achieve a monitoring coverage
level that ensures precise and accurate
catch (landings and discards) estimation
and minimizes the potential for biases
in the estimates.’’
Comment 15: NSC commented in
opposition to the 40-percent ASM
coverage target in the absence of Federal
funding and argued that there was no
basis to conclude that industry could
afford to pay for 40-percent coverage.
NEFS XII commented that the sector
could not afford the current cost of
monitoring without the subsidy
provided by Federal appropriations, and
that the sector’s contracted ASM cost
equates to a standardized daily cost of
13 to 18 percent of gross revenue on
every trip.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Response: The Council selected a
minimum ASM coverage target of 40
percent in the event that Federal funds
are not available in a given year to
ensure accurate catch information is
still provided while addressing
concerns about industry costs. The
minimum target level of 40 percent will
be funded by either sectors (if no
Federal funds are available) or a
combination of sectors and Federal
funds. Making the coverage target
contingent on Federal funding for
industry costs balances the need for
improved monitoring with the economic
effects to the fishery. In years with a 40percent ASM coverage target, Federal
funding would be used to first pay
NMFS costs for administering the
monitoring programs and then support
as much of industry costs as possible.
Combined with the option for vessels to
use EM, the increased cost to industry
is mitigated to the extent practicable.
Further, this change from the current
maximum possible industry-funded
ASM coverage target of 99 percent
represents a reduction in the maximum
monitoring costs that industry could
have to pay. Further, all human observer
coverage assigned to sector trips under
the SBRM counts towards achieving the
human ASM coverage target and this
coverage is Federally funded.
A 40-percent ASM coverage target is
an improvement from the average ASM
coverage target from fishing years 2010–
2017, which was 22 percent. The effects
of 40-percent coverage on regulated
groundfish would fall somewhere
between the impacts of 25-percent
coverage and 50-percent coverage,
which were analyzed in the EIS. Thus,
40-percent coverage would have neutral
to low positive effects on groundfish
stocks, relative to No Action, because
this target coverage level would
represent an increase from the average
realized coverage. However, with 40percent coverage, there may be sources
of unaccounted mortality in the fishery
and an incentive to discard fish illegally
when not monitored.
Comment 16: NSC commented that
the proposed action is inconsistent with
the regulatory requirements for an
industry-funded monitoring program
because the EIS did not analyze whether
individual participants or ports could
afford the industry costs associated with
a 40-percent coverage target, and that
not all participants could pay for the
monitoring while remaining profitable.
In particular, NSC alleged that
Amendment 23 threatens the continued
existence of the fishery and will
diminish the net benefits to the nation.
Response: The industry-funded
monitoring regulations at 50 CFR
PO 00000
Frm 00012
Fmt 4701
Sfmt 4700
648.11(g) apply to the development of
new industry-funded monitoring
programs by the Council. These
regulations were implemented after the
implementation of the groundfish sector
monitoring program. Nevertheless, the
groundfish sector monitoring program is
consistent with the industry-funded
monitoring provisions.
The groundfish sector monitoring
program is necessary to monitor catch,
discards, and utilization of sector
annual catch entitlement (ACE). It helps
ensure catch accountability and prevent
overfishing as required by the
Magnuson-Stevens Act. Objective
design criteria are enumerated in
§ 648.11(l). As discussed above, the EIS
includes a cost efficiency analysis that
examines the most efficient way to
achieve the levels of monitoring
considered in Amendment 23 for
ensuring catch accountability, and the
impacts on the groundfish fishery
participants. Further, the Council’s
preferred alternative caps the level of
coverage industry would pay for at 40
percent, which minimizes the economic
impacts on vessels while still meeting
the critical need for monitoring to
improve conservation and management
of the groundfish fishery. Additionally,
when the selected coverage target is
combined with other measures in
Amendment 23 (specifically EM and
removal of management uncertainty
buffers), the increased costs to industry
are minimized. We will continue to
grant waivers from the monitoring
requirement for logistical reasons and in
the event that coverage is not available
due to a lack of Federal funding for
NMFS’ costs. The sector monitoring
program requires sectors to directly
contract with monitoring service
providers rather than establishing a cost
collection. Standards for monitoring
providers are enumerated at § 648.11(h)
and (l)(10)(ii). Additional
implementation measures are also
specified in § 648.11(l). Last, the
groundfish sector monitoring program
revised by Amendment 23 applies only
to vessels participating in the voluntary
sector catch share program. Each year,
each vessel issued a limited access
Northeast multispecies permit may opt
to fish as part of a sector or to fish as
part of the common pool fishery that is
managed with a combination of effort
controls and does not have an industryfunded monitoring requirement.
Comment 17: NSC commented that
the impacts of the new coverage target
are unclear because the status of Federal
funding for later years is unknown.
Response: We agree that it is not
possible to predict precisely the exact
costs of the coverage target in future
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
years because the coverage may
fluctuate for the industry as a whole and
individual sectors or vessels; however,
the EIS explicitly discusses that the
economic effects of the coverage target
depend on the availability of Federal
funds to reimburse sectors for
monitoring costs and the actual
coverage targets set in each year. If there
is no Federal funding to subsidize
industry monitoring costs, then industry
would be responsible for the full costs
of a 40-percent coverage target, except
for any observer coverage provided
under the SBRM. The EIS uses both a
linear model and a dynamic model to
estimate costs to industry in this
scenario. If full subsidy continues at any
coverage target, then the effects would
be neutral relative to status quo, because
in past years most monitoring costs
were reimbursed. While direct
economic effects may be offset by any
subsidy available for monitoring,
indirect negative effects may also occur,
if monitoring creates additional tasks or
delays in at-sea operations. Overall, if
there is no subsidy, fleet-wide ASM
costs are estimated to be approximately
$2.09 million per year, a negative
impact relative to No Action ($0.9
million), due to the increase in the
coverage target from the average
coverage target in recent fishing years.
Economic effects may be positive
relative to No Action if there is more
than $1.2 million available for
monitoring, since if any less is available,
then the No Action would be less
expensive. The costs of monitoring of
up to 40 percent coverage will not be
uniformly borne by the fleet because
those fishing more will generally pay
more. There are also differences in how
much of the total coverage will be
accounted for by SBRM observer
coverage on a sector and individual
vessel level. In general, those fishing
less also earn less on groundfish trips
and groundfish trips may represent a
higher proportion of total groundfish
revenue as compared to higher grossing
vessels. In general, vessels with low
engagement in the fishery tend to be
smaller and are also less reliant on
groundfish fishery revenue, so effects
from increases in monitoring coverage
may mean those vessels are more likely
to shift into other fisheries and lease
their share of sector quota to active
participants. Costs by homeport,
engagement level, vessel size, and sector
were estimated and included in the EIS.
These are thorough estimates that
inform the public sufficiently of
potential costs and benefits of the
action.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Comment 18: NSC alleges that there is
no analysis or acknowledgment in the
EIS that the increased monitoring will
drive many current participants
permanently out of the fishery with
corresponding impacts on small coastal
fishing communities with limited
opportunities for alternate employment.
Response: We disagree. As NSC
points out elsewhere in its comments,
the EIS states that coverage levels based
on a percentage of trips may have effects
that are ‘‘disproportionately negative for
commercial groundfish sector program
day boat participants, typically those
operating smaller vessels or vessels
contributing relatively small
proportions to overall groundfish
landings.’’ Costs by homeport,
engagement level, vessel size, and sector
were estimated and included in the EIS.
The EIS specifically highlights the ports
that may have relatively greater negative
social impacts as a result of monitoring
coverage on a higher percentage of trips.
Comment 19: CCCFA commented that
NMFS must ensure that there is
increased observer capacity in order to
minimize waivers and meet human
ASM targets to achieve a robust
monitoring program. NEFS V and XI
commented that achieved ASM
coverage levels will not reach or
approach 100 percent due to existing
logistical issues and ASM staffing.
Response: We agree that we must
increase observer capacity and that in
certain circumstances we may not meet
a monitoring coverage target,
particularly in the first year as we ramp
up coverage and may face logistical
complications. We have increased the
number of at-sea monitor training
sessions and contracted out training to
increase the number of certified at-sea
monitors available to support the
increased ASM coverage target.
Currently, there are 83 trained at-sea
monitors, we have the potential this
year to train 80 additional new at-sea
monitors, and the potential to cross
train an additional 40 observers or
industry-funded scallop observers to be
at-sea monitors. We will continue to
issue waivers from ASM for selected
trips in specific circumstances,
including logistical reasons such as a
late observer, safety, or if an observer or
at-sea monitor is not available to cover
the trip, consistent with current
practice.
The Council chose a fixed ASM
coverage target of up to 100 percent to
address bias by establishing a baseline
of accurate and precise catch
information for the fishery, but the
Council designed the groundfish sector
monitoring program to have an ASM
coverage target, and to allow waivers to
PO 00000
Frm 00013
Fmt 4701
Sfmt 4700
75863
be issued, because it did not wish to
create a requirement that could prevent
vessels from participating in the
groundfish fishery if monitoring
coverage was not available. The ASM
coverage target will be set at the
maximum level for which there are
sufficient Federal funds to support all
NMFS and industry costs. ASM
coverage targets of at least 40-percent on
a consistent basis would be an increase
from attained coverage levels to date.
Higher ASM coverage, even for a limited
time, along with data from EM, could
improve the cost-effectiveness of the
monitoring system by providing a
baseline of accurate and precise catch
information to be used in the evaluation
of the program that is planned.
The availability of EM also provides
a potential option for sector monitoring
programs to meet their obligation to
develop and implement an ASM or EM
program that is satisfactory to, and
approved by, NMFS for monitoring
catch and discards and utilization of
sector ACE sufficiently to ensure catch
accountability.
Comment 20: NEFS V and XI
commented that higher ASM coverage
targets are necessary, but suggested that
a 100-percent coverage target would
change the landscape of the Northeast
groundfish fishery permanently. They
noted that, during the development of
Amendment 23, discussion centered on
bias of observed versus unobserved
groundfish trips, but that there was no
detailed discussion on the specifics of
which vessels were involved, when bias
occurred, where bias occurred, or the
magnitude of the bias. Further, they
commented that not all vessels alter
fishing practices on observed trips and,
therefore, should not pay a price for the
behavior of others. They concluded that
further discussion of the magnitude of
the problem would have resulted in the
development of a more robust, efficient,
and cost effective monitoring program.
Response: We agree it is possible that
the increased monitoring coverage in
Amendment 23 may change the fishery,
but disagree that the development of
Amendment 23 lacked thorough
discussion of the issues around bias.
The Council chose a fixed ASM
coverage target of up to 100 percent to
address bias by establishing a baseline
of accurate and precise catch
information for the fishery because the
current biased catch data makes it
impossible, at this time, to calculate an
ASM coverage target less than 100
percent that would eliminate or
minimize bias sufficiently to ensure
catch accountability. Increased ASM
coverage targets, up to 100 percent,
would increase the accuracy of catch
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75864
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
estimates and reduce the potential for
bias more than any other coverage target
considered. Setting the coverage target
up to 100 percent also simplifies
compliance and enforceability of the
monitoring program by removing a
complex system of stratified random
sampling. Higher ASM coverage, even
for a limited time, along with data from
EM, could improve the costeffectiveness of the monitoring system
by providing a baseline of accurate and
precise catch information to be used in
the evaluation of the program that is
planned.
Comment 21: NEFS V and XI
commented that an ASM coverage target
of 100 percent would result in a
significant portion of fishermen leaving
the groundfish fishery to retire or focus
on other fisheries. They clarified that
the exodus would not be because
monitoring would require behavioral
changes affecting fishing activity, but
because industry members feel the
monitoring is a burden imposed because
of the activities of a small number of
dishonest fishermen.
Response: We disagree with the
assertion that Amendment 23 is focused
on the activities of dishonest fishermen.
In January 2016, the Council first tasked
its Groundfish PDT to evaluate the
current ASM program against the goals
and objectives for the program as
clarified in Framework Adjustment 55.
In November 2016, the Council initiated
Amendment 23. The Council engaged in
a rigorous scoping process, including
consideration of all comments before
determining the purpose and need of
the action. The purpose and need are
focused on reliable and accurate catch
accounting to support the conservation
and management requirements of the
FMP. Analyses conducted for
Amendment 23 determined that
observer bias is a problem in the sector
monitoring program. One objective of
the program is to achieve a coverage
level sufficient to minimize effects of
potential monitoring bias to the extent
possible while maintaining as much
flexibility as possible to enhance fleet
viability, but the monitoring program
and Amendment 23 are not enforcement
tools. Vessels that find the groundfish
sector monitoring program burdensome
may opt to fish as part of the common
pool in which case they are not required
to participate in, or pay for, the
groundfish sector monitoring program.
Amendment 23 also approves two types
of EM as alternatives to provide
flexibility for sectors to determine the
monitoring tools that best fit their
operations.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Comments on EM
Comment 22: Three members of the
public, one industry member, CCCFA,
EDF, CLF, and Oceana commented in
general support of EM. CLF noted that
making EM available in addition to
ASM can reduce costs and also
submitted a comment on behalf of 1,251
members who had individually signed
nearly identical comment letters that
supported EM. One member of the
public argued that EM is a cost-effective
alternate to human ASM and may be of
particular value to larger vessels.
Response: We agree EM should be
approved. We previously implemented
the audit model of EM, and through this
final rule, we are implementing the
MREM model for the reasons given in
the proposed rule.
Amendment 23 provides an
additional EM choice that sector
monitoring plans may include so that
individual vessels may choose whether
to use human at-sea monitors, the audit
model, or MREM for a fishing year. EM
allows flexibility for those individual
vessels to determine which monitoring
tool is the best option to ensure catch
accountability based on economics,
individual fishing operations, and
personal preference. Amendment 23
does not require any business to adopt
EM, however.
Amendment 23 does not remove the
requirement for sectors to develop and
implement an ASM or EM program that
is satisfactory to, and approved by,
NMFS for monitoring catch and
discards and utilization of sector ACE.
It is conceivable that a future
monitoring program review may find
that EM is necessary in some
circumstances to ensure catch
accountability. The Amendment 23
approval of MREM as an option does
not prevent a future Council from
requiring EM as necessary to address
such a finding. Amendment 23 also
does not prevent the Regional
Administrator from approving EM as a
requirement if found necessary to
ensure that sector monitoring programs
are satisfactory for monitoring catch,
discards, and utilization of sector ACE.
On April 2, 2021, we announced our
policy for EM cost reimbursement that
includes purchase and installation of
EM equipment in addition to video
review and technical support costs.
Comment 23: One individual
commented that we should not approve
EM as an option to use in lieu of human
at-sea monitors unless adequate
research has determined the efficacy of
EM. This individual also commented
that while EM is offered as a costeffective replacement for human at-sea
PO 00000
Frm 00014
Fmt 4701
Sfmt 4700
monitors, EM could eliminate jobs and
may be expensive to maintain and
repair over time. A group of law
students commented in opposition to
Amendment 23 based on a
misunderstanding that EM would be
required of all vessels, asserted that the
costs were too great for industry to bear,
particularly small businesses, and
argued we should implement EM only
when Federal funding is available to
defray industry costs.
Response: We have worked
collaboratively with industry members
and other partners since 2010 to
develop the audit and MREM models.
The analyses included in the EIS
document the estimated costs of EM,
including installation, operation,
maintenance, and periodic replacement.
Further, the economic analyses compare
the costs of EM and human at-sea
monitors across the fishery as a whole
and at a vessel level. The blended
approach to monitoring allows
individual fishing businesses to choose
whether to use human at-sea monitors,
the audit model, or MREM. EM allows
flexibility for those businesses to
determine which monitoring tool is the
best option to ensure catch
accountability based on economics,
individual fishing operations, and
personal preference. EM costs are
highest in the first year, due to the need
to purchase and install equipment, and
decline in following years. However,
Federal funds are available now to
reimburse the full costs of purchasing
and installing EM equipment, in
addition to on-going operational costs
for EM and human ASM. These funds
are limited, however, and we cannot
guarantee their availability in the future.
Comment 24: NSC commented that
EM is not a viable option for
commercial operations. Specifically,
NSC claimed that the costs of catch
foregone to allow storage of
unmarketable fish on MREM vessels
were not considered in the EIS; the
analyses failed to consider the various
components and costs associated with
DSM; the complete costs of EM are not
known, may escalate over time, and may
not be cheaper than human at-sea
monitors; and that EM data will not
make a meaningful contribution to
improving estimates of stock
abundance.
Response: We disagree. We previously
approved the audit EM model for use by
sectors for fishing year 2021 and this
action approves MREM for use by
sectors. Analyses in the EIS include
total costs of each of the EM and ASM
options, including the scenario where
EM equipment and installation costs are
subsidized, as they are now with funds
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
appropriated by Congress. Monitoring
costs by homeport, engagement level,
vessel size, and sector were estimated
and included in the EIS.
The cost analyses do not explicitly
estimate the cost of potential catch
foregone by an MREM vessel to
accommodate the requirement to land
all allocated groundfish, including
unmarketable fish. To date, vessels
participating in the MREM program
have not identified this issue as
affecting their fishing operations, or
choice to use MREM. This may be at
least in part because MREM vessels
have landed only small amounts of
unmarketable fish. Individual vessel
fishing practices and physical
configurations can differ substantially,
along with actual costs and opportunity
costs. Each fishing business would need
to determine whether potential foregone
catch would make the MREM program
too costly in relation to ASM or the EM
audit model.
Cost estimates for MREM in the final
EIS include DSM costs. These estimates
use information developed in the
detailed analysis of the alternatives for
a mandatory dockside monitoring
program for the fishery (sectors and
common pool). The Council chose not
to implement a mandatory DSM
program for the entire fishery, but the
economic estimates remain informative
and were used in estimating overall
costs for MREM.
Counter to NSC’s assertion that EM
costs may escalate over time, we
anticipate that EM costs are likely to
decline over time for multiple reasons.
First, costs of technology, including
hardware, transmission costs, and data
storage costs, have continuously
declined over time. Second, review rates
for EM vessel trips are not static and
could be reduced or increased in
response to an individual vessel’s
performance with EM.
Comment 25: In its comment, the
Council requested an update on the
requirement for MREM vessels to
discard any red hake in excess of the
possession limit, the inability of current
EM systems to distinguish red hake
from white hake using cameras, and
how this issue is being addressed under
the MREM exempted fishing permit
(EFP). CCCFA commented that the
Council should consider this issue as
part of its review of Amendment 23 and
suggested that the approach used in the
audit model could be used in the
interim.
Response: A percentage of MREM
trips taken under the EFP carry at-sea
monitors to estimate discards of nonallocated groundfish stocks. Data from
those trips are used to create discard
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
ratios in order to calculate discards for
non-allocated stocks that are applied to
MREM trips without at-sea monitors.
Under the EFP, participating MREM
vessels are required to retain all red
hake. After further reviewing this
practice and available data, we have
developed a different approach that is
implemented by this rule for the
operational MREM program. MREM
vessels will be required to comply with
the red hake trip limits, meaning they
will be required to discard red hake over
the applicable possession limit. A
portion of MREM trips will carry a
NEFOP observer. Discards of nonallocated stocks (including red hake)
from MREM trips that carry an observer
will be calculated based on the observer
data. Discards of non-allocated stocks
on MREM trips, and discards of
unallocated stocks on trips where the
EM system fails or footage is not usable,
will be calculated, by stratum, based on
MREM and other trips that carry an
observer.
Allocated stocks are assigned a
discard rate of zero on unmonitored
trips, including white hake (for which
there is no minimum size). Thus, sector
vessels are required to land all white
hake, and discards of hake on MREM
trips will not be counted as white hake.
Rather, we will presume all discarded
hake are not white hake, unless there is
sufficient information (e.g., observer
data, clear video of discarded hake
larger than red hake and spotted hake)
to suggest otherwise, and that all
discarded hake are red hake or spotted
hake. We intend to collect data on hake
discards in the first year(s) of the
operational MREM program, including
comparing catch of hake on NEFOP
observed trips to MREM trips, to better
understand the volume and nature of
discards and will share that information
with the Council for use in its review of
Amendment 23.
Comment 26: Teem Fish and CCCFA
commented that discards of allocated
groundfish that occur on MREM trips
should be considered operational
discards, and recorded as such during
EM review, when they fall within the
example situations noted in the
proposed rule (fish that drop out of the
gear into the ocean, fish taken by birds)
because these are extenuating
circumstances that are mostly outside
the control of the vessel.
Response: Some discards of allocated
groundfish may at times occur on any
observed or monitored trips. NEFOP,
ASM, MREM, and audit EM trips may
include operational discards (fish that
drop out of the gear into the ocean, fish
taken by birds), accidental discards, or
intentional discards. These discards
PO 00000
Frm 00015
Fmt 4701
Sfmt 4700
75865
cannot always be estimated using
current EM technology. We agree that
operational discards should be
annotated during review of EM footage,
should not count against sector
allocations, and should not trigger
enforcement action. The EM reviewer
guidance will be updated to treat MREM
and audit model trips the same.
However, the Council should consider
how to account for all discards on EM
trips in the overall management of the
fishery.
Comment 27: CCCFA and Teem Fish
commented that we should revise the
requirement for a vessel owner or
operator to ‘‘make the electronic
monitoring system, associated
equipment, electronic monitoring data,
or vessel monitoring plan available to
NMFS for inspection, upon request,’’ to
state explicitly that the service provider
of the EM system should be included in
NMFS’ request and allowed to be
present for the requested inspection.
Response: We disagree and have
approved the regulatory requirement as
proposed. This is an existing regulatory
requirement that was previously
codified at 50 CFR
648.87(b)(5)(iii)(A)(3)(v) and is only
moved by this rule to
§ 648.11(l)(10)(i)(B)(5) as part of a
reorganization of the regulations, but
was not proposed to be changed. This
requirement applies to all EM vessels at
all times, including when boarded at
sea. Requiring inclusion of EM service
providers in the request for the
opportunity to be present could hamper
real-time enforcement and present
problems for documenting the chain of
custody if the EM system, equipment,
data, and vessel monitoring plan were
not immediately turned over upon
request. The regulatory requirement
does not prevent a vessel from
requesting their EM service provider’s
assistance.
Comment 28: CCCFA and Teem Fish
requested that we clarify the specific
facilitation requirement proposed as
part of the implementing regulations at
§ 648.11(l)(5)(vii)(P)(1). Specifically,
each asked about the roles of EM
providers and NMFS, and whether we
intend for the role of troubleshooting
and system issue resolution to be
handed over to NMFS.
Response: The implementing
regulations at § 648.11(l)(5)(vii)(P)(1)
require monitoring service providers to
facilitate fully functioning EM systems
by providing to NMFS, upon request,
‘‘Assistance in electronic monitoring
system operations, diagnosing/resolving
technical issues, and recovering lost or
corrupted data.’’ The intent of this
requirement is administrative. EM
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75866
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
service providers are best positioned to
provide NMFS with information or
guidance for resolving technical issues
relating to NMFS’ access to and use of
the EM providers’ systems or systems’
data. At this time, there is no intention
for NMFS to take on the role of
troubleshooting or resolving an EM
provider’s or vessel’s EM system issues.
A workable EM system is essential to an
effective EM program. An EM service
provider must be able to provide for the
successful provision of data on a
vessel’s behalf to help ensure the vessel
is able to comply with EM requirements
and provide NMFS with all required
information.
Comment 29: CCCFA and Teem Fish
requested that we define ‘‘electronic
monitoring data’’ to clarify the data
retention requirements and download
requirements so that all parties would
be aware of the exact attributes, relative
amount of data that must be retained,
and what must be provided to NMFS
upon request.
Response: The term ‘‘electronic
monitoring data’’ is defined in § 648.2 as
‘‘the data that are created in the
collection of fishery-dependent data by
electronic monitoring systems during
fishing operations, including the video,
images, and other sensor data, as well as
the metadata that provides information
(e.g., trip sail date, vessel information)
about the raw data.’’ The metadata do
not include the data sets that are
delivered to the software application
using the application programming
interface (API). An EM provider may
choose to keep a copy of any submitted
reports for their own records, but this is
not a vessel requirement.
Comment 30: CCCFA and Teem Fish
highlighted that the preamble
discussion of the audit model
incorrectly stated that ‘‘The EM data are
compared to verify the eVTR-reported
catch and discards.’’ Each noted that the
audit program uses EM to verify only
discards and not kept catch.
Response: We agree. The preamble
discussion is incorrect. The definition of
electronic monitoring audit model at
§ 648.2 correctly states that ‘‘. . .
electronic monitoring data are compared
to the area fished, regulated species and
ocean pout discards, and other
information reported on the vessel trip
report on a subset of trips for
validation.’’ The audit model is
designed to verify discards, not catch.
Comment 31: Teem Fish and CCCFA
commented that we should revise the
proposed requirement for a pre-trip EM
system check because captains should
not be expected to know the exact
amount of data needed for their fishing
trip and should conduct checks only to
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
ensure system functionality and
recording availability.
Response: We agree that it may be
difficult for a vessel owner or operator
to estimate the amount of data storage
necessary for each trip. In this final rule
we have revised the proposed
implementing regulation text at
§ 648.11(l)(10)(i)(A)(2) to remove the
requirement for a vessel owner or
operator using EM to determine that
there is sufficient video storage capacity
to retain the recording of the entire
fishing trip. We will monitor this issue
and may propose changes in future if it
is determined this issue undermines the
effectiveness of the EM program. It
remains the responsibility of vessel
owners and operators to ensure that the
EM system is operational, recording,
and retaining the recording for the
entire trip. Because a failure to comply
with the requirement to record and
retain data for entire EM trips may
result in an enforcement action, vessel
operators or owners conducting system
checks and actively managing EM
systems to ensure proper operation for
an entire trip should be part of a vessel’s
regular operations notwithstanding our
revision.
Comment 32: The Gulf of Maine
Research Institute (GMRI) urged us to
develop VMP guidance that allows for
minor modifications without requiring
the resubmission and approval of VMPs
through NMFS. GMRI noted that it has
found that instituting small changes to
improve performance, such as slight
adjustments to camera angles or discard
points, can be cumbersome (implying
that such changes should be able to be
more easily incorporated into VMPs
without in depth NMFS review and
approval). GMRI suggested that allowing
minor modifications to VMPs through
NMFS’ Vessel Management Application
(VMAN) would lead to greater
efficiencies and save time for industry,
NMFS, and service providers.
Response: In this final rule we have
revised the regulatory text at
§ 648.11(l)(10)(i)(B). The new text
requires that ‘‘Vessels must submit
vessel monitoring plans and revisions to
vessel monitoring plans for NMFS
review and approval, as instructed by
the Regional Administrator.’’ This
language requires submitting substantial
VMP changes for review and approval,
but allows the Regional Administrator
to identify in our written VMP guidance
the scope of changes that would require
resubmission and approval of the VMP.
Comment 33: The Council supported
the proposal to require EM vessels to
have their EM turned on for 100-percent
of trips, including trips west of 71° 30’
W. Longitude. The Council highlighted
PO 00000
Frm 00016
Fmt 4701
Sfmt 4700
that the EIS identified that the proposed
EM options minimize the potential for
bias in the catch estimates because EM
operates on 100 percent of trips and that
proposed monitoring tools are intended
to meet or exceed the selected
monitoring coverage target. NEFS V
commented that trips that would be
excluded from the human ASM
requirement should also be excluded
from EM.
Response: We agree that vessels using
EM should follow their VMP on all trips
and have approved the measure as
proposed for the reasons explained in
the proposed rule. Throughout the
development of EM, we have found that
vessels are most successful at complying
with their VMP when it is followed on
all groundfish trips. Vessels that are
interested in fishing in ways that would
be excluded from ASM may choose to
use ASM, rather than adopting EM, and
be excluded from the sector monitoring
requirement on trips excluded from the
human ASM requirement.
Comment 34: CCCFA and GMRI
opposed the requirement for monitoring
service providers to submit EM reports
within 10 business days of a trip being
selected for video review, as proposed at
§ 648.11(l)(10)(ii)(B). GMRI explained
that it is challenging and expensive for
EM providers to file a report on a multiday trip within 10 days. GMRI requested
that the deadline for filing electronic
monitoring reports be removed from the
rule and handled in the electronic
monitoring reviewer guidance. CCCFA
stated that the 10-day window makes
sense for the audit model, but might not
make sense for MREM, where trips may
be longer than seven days. CCCFA noted
that additional flexibility in the timing
of EM report submission should be
acceptable because the data in the EM
report for MREM vessels is not used by
sector managers for catch accounting.
CCCFA concluded that review deadlines
should be tied to the amount of video
being reviewed.
Response: We agree that a 10-day
window for submitting EM reports for
MREM trips may not be necessary or
practical, for the reasons stated by GMRI
and CCCFA. However, setting a
deadline is necessary for the efficient
operation of the program. The proposed
regulatory text stated that EM reports
must be submitted to NMFS within 10
business days of a trip being selected for
video review ‘‘or as otherwise instructed
by the Regional Administrator.’’ This
allows flexibility for us to change the
timing requirement through the EM
reviewer guidance document. We will
continue to work with sectors and
monitoring service providers to develop
an appropriate window. Accordingly,
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
we have approved the regulatory
requirement as proposed.
Comment 35: GMRI opposed the
portion of the proposed implementing
regulations at § 648.11(l)(10)(iv),
requiring dealers to facilitate DSM, that
states dealers must make all fish from
MREM vessels available to dockside
monitors for ‘‘the collection of age
structures such as otoliths or scales.’’
GMRI argued that these age structures
could be collected by NEFOP observers
deployed on MREM vessels or by the
NMFS portside biosampling program.
GMRI suggested that making this a
requirement of dockside monitors
would greatly increase the costs of the
program and require that dockside
monitors have additional training and
qualifications that are not needed to
meet the underlying catch accounting
goal of the program.
Response: We disagree and have
approved the regulatory requirements at
§ 648.11(l)(10)(iv) as proposed. While it
is possible that some age structures
could be obtained through the portside
biosampling program, the current
program is not designed to handle the
volume or the needs of MREM trips. To
prevent duplication of effort, the
portside biosampling program will
exclude landings from MREM trips.
However, we intend to continue
operating the NMFS-based DSM
program during fishing years 2022 and
2023, and will be working with GMRI to
run a pilot study to develop
requirements for a third-party industryfunded DSM program to replace the
NMFS-operated DSM program. We
intend to test alternative protocols to
develop efficiencies and potential costsavings during the pilot program.
Amendment 23 and its implementing
regulations include a process for NMFS
to revise the at-sea and electronic
monitoring operations standards, if we
identify improvements to the
regulations implemented by this final
rule.
Comment 36: GMRI opposed the
proposed implementing regulation that
would require Federally permitted
Northeast multispecies dealers to first
offload from MREM vessels all fish
below the minimum size specified at
§ 648.83 before other fish that meet the
minimum size. GMRI noted that
offloading the undersized fish last could
be more cost effective by allowing for a
single DSM to witness an offload rather
than the multiple monitors that are
frequently deployed under the current
program. GMRI suggested that
operational details be specified in
dockside monitoring guidance
developed during the pilot project.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Response: We agree and have revised
the regulation at § 648.11(l)(10)(iv)(B)(1)
to remove the requirement for dealers to
offload fish below the minimum size
before other fish. Our intent is to allow
MREM vessels and dealers to determine
the most efficient way to offload MREM
trips. This will also facilitate having a
third party DSM program in the future
where DSM providers may negotiate the
offload process with sectors.
Comment 37: GMRI supported the
proposed measure for dealers offloading
MREM vessels, at
§ 648.11(l)(10)(iv)(B)(2), to allow
redfish, haddock, and pollock below the
minimum size specified at § 648.83 to
be mixed with the same species of fish
in the smallest market category. GMRI
also requested the provision be
expanded to all allocated groundfish
species landed by MREM vessels. GMRI
also suggested the proposed regulatory
text be further modified to state, ‘‘fish
treated in this manner must be available
for a monitor to sample.’’ rather than the
proposed language stating, ‘‘provide the
dockside monitor access to those at the
safe sampling station.’’
Response: We disagree. This final rule
revises the regulation at
§ 648.11(l)(10)(iv)(B)(2) to require
dealers to separate, by species, all fish
below the minimum size specified at
§ 648.83. This change removes the
option for a dealer to report a mix of fish
below the minimum size specified at
§ 648.83 along with fish of the smallest
market size meeting the minimum size.
This change requires dealers to
separately report all fish below the
minimum size, by species. Under the
current EFP, reporting a mix of fish
below the minimum size and the
smallest market category has been
permitted, but dealers have stopped
using the mixed category in reporting
because there was an economic benefit
to separating fish below the minimum
size from larger fish. Further, continued
work to implement Amendment 23 has
determined that the catch accounting
process required to implement the
MREM program requires reporting fish
below the minimum size separately
from other categories of fish of the same
species to facilitate the inclusion of
MREM trips in the SBRM program.
MREM vessels will not be a unique fleet
in SBRM, and therefore NMFS must be
able to delineate the catch of fish below
the minimum size on MREM trips to
incorporate those trips into the existing
SBRM fleets. As discussed above, the
implementing regulations include a
process for NMFS to revise the at-sea
and electronic monitoring operations
standards, if we identify improvements
PO 00000
Frm 00017
Fmt 4701
Sfmt 4700
75867
to the regulations implemented by this
final rule.
Comment 38: CCCFA and one
fisherman commented that a formal
process is necessary to compare DSM
data, ASM data, and EM data to vessel
trip report (VTR) data and dealer data to
accurately account for catch. The
fisherman suggested that the audit EM
model should be updated to include a
broad estimate or characterization of the
catch by the EM video reviewer.
Response: We agree with the
importance of eliminating or
minimizing to the extent possible the
potential for misreporting. Existing data
protocols will continue, and we plan to
implement an automated comparison of
DSM data and dealer data as part of the
MREM program to meet the Council’s
intent for MREM to ensure compliance
with the requirement to land all
allocated groundfish and verify dealerreported catch.
We disagree that the proposed
regulations for the audit model must be
changed to sufficiently address that
potential. We will continue to evaluate
EM operations to look for opportunities
to ensure full and accurate reporting.
The goal of Amendment 23 is to
improve catch accounting with two
objectives: 1. Determine total catch and
effort for each sector and the common
pool; and 2. Achieve a coverage level
sufficient to minimize bias to the extent
possible while maintaining as much
flexibility as possible to enhance fleet
viability. While it is likely that
increased monitoring will lead to
increased compliance with at-sea
reporting requirements, in addition to
increasing the accuracy and precision of
catch information, Amendment 23 is not
revising the sector monitoring program
as a whole to be an enforcement tool.
NOAA’s Office of Law Enforcement will
continue to enforce all regulations and
investigate potential violations.
Comment 39: The Council
commented that it is unclear what we
intended to address with the proposed
requirements for dealers to clearly mark
all containers containing sublegal catch
to facilitate tracking and to provide
settlement documents to the DSM
program for any allocated groundfish
forwarded to secondary dealers. The
Council asked how far down the supply
chain the requirement would apply, and
asked us to define ‘secondary dealers.’
Response: This final rule implements
the MREM model. Vessels participating
in MREM are required to land all fish
from allocated groundfish stocks,
including fish below the minimum sizes
specified in the regulations at § 648.83.
As part of implementing Amendment
23, the regulations authorize only
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75868
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
Federally permitted Northeast dealers to
purchase, possess, and/or receive
undersized fish that are landed by
MREM vessels. Non-MREM vessels are
prohibited from landing fish below the
minimum sizes. We proposed the
requirement for federally permitted
dealers to identify, mark, or label all
containers containing fish below the
minimum size to provide a means for
federally permitted dealers who
purchase fish from MREM vessels to
demonstrate compliance with the
minimum size requirements by ensuring
all small fish can be traced to the
landing MREM vessel.
The definition of dealer at § 648.2
refers to the person who receives fish,
for a commercial purpose (other than
solely for transport on land), from the
owner or operator of a vessel. Any
federally permitted dealer may only
possess undersized fish from federally
permitted vessels if the fish is from an
MREM vessel. The reference to
‘‘secondary dealers’’ was a shorthand
reference to any Northeast multispecies
federally permitted dealer that receives
Northeast multispecies from another
federally permitted dealer, rather than
directly from a vessel. For example, if
dealer A offloads and purchases catch
from an MREM vessel, sorts and keeps
the haddock, pollock, and redfish for
sale to retailers or the public, but sells
all other groundfish species to dealer B,
then dealer B is a secondary purchaser
of the fish landed and purchased by
dealer A from the MREM vessel. To
show that the fish purchased from
dealer A is legally possessed, federally
permitted dealer B must have any
container with fish below the minimum
size labeled or tagged as described in
the regulations. This container
identification allows federally permitted
dealers to demonstrate compliance and
to legally possess undersized fish that
were originally landed by MREM
vessels and sold to a federally permitted
dealer. Only entities issued a Federal
dealer permit are subject to the
requirement to identify containers with
small fish. Other entities without a
Federal dealer permit for Northeast
multispecies who purchase from a
federally permitted dealer rather than
purchasing or receiving from MREM
vessels, such as wholesalers and
retailers, are not subject to the labeling
requirement. In this final rule, we have
revised the proposed regulatory text to
clarify these issues. The permit holder
bulletin for Amendment 23 contains
guidance for dealers.
Comment 40: The Northeast Sector
Services Network (NESSN) commented
that the EM implementation issues we
highlighted in the proposed rule for
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
comment were known during the
development of Amendment 23. NESSN
questioned why these items, along with
other comments and questions raised
during the draft EIS public comment
period, were ignored by the Council.
Response: We disagree that the
Council failed to properly address
comments on the draft EIS or that the
Council ignored implementation issues.
The process for Amendment 23 was
consistent with the policies, procedures,
and applicable laws that apply to
developing actions. The Council
discussed comments on the draft EIS at
its September 2020 meeting. Many
changes and additions were made to the
final EIS to improve the draft EIS, as
discussed in the responses to other
comments. The Council considered a
number of different alternatives prior to
selecting the preferred alternatives. The
Council’s Groundfish PDT developed,
and analyzed in the EIS, the alternatives
selected by the Council for inclusion in
Amendment 23. Implementation
questions sometimes arise subsequent to
selecting preferred alternatives. NMFS
is responsible for implementing all
approved measures, including
developing systems and processes
consistent with existing and future
systems. Final implementation work by
NMFS sometimes uncovers unforeseen
administrative issues.
In the proposed rule, we highlighted
implementation issues for comment by
the Council and the public prior to
finalizing the implementing regulations.
NMFS approved Amendment 23 in full,
and this final rule contains the
necessary implementing regulations. As
discussed in this preamble, the changes
from the proposed rule improve
implementation and are consistent with
NMFS’ responsibility to carry out
fishery management plan amendments.
The implementation issues highlighted
in the proposed rule are worth
monitoring and evaluating, consistent
with the Council’s intent to evaluate the
groundfish sector monitoring program
changes in Amendment 23 through a
future action.
Comment 41: In its comments, CCCFA
asked whether the proposed
requirement for monitoring service
providers to have an availability report
available and accessible to NMFS
electronically 24 hours a day, 7 days a
week, applies to electronic monitoring
review.
Response: The proposed
implementing regulation at
§ 648.11(h)(5)(vii)(E) states ‘‘The
monitoring service provider must report
to NMFS any inability to respond to an
industry request for observer or monitor
coverage due to the lack of available
PO 00000
Frm 00018
Fmt 4701
Sfmt 4700
observers or monitors as soon as
practicable. Availability report must be
available and accessible to NMFS
electronically 24 hours a day, 7 days a
week.’’ This is an existing requirement
and the intent is for ASM providers to
have an availability report that is
accessible to NMFS. This requirement
does not apply to the availability of EM
reviewers because EM reviewer
availability is not dependent on the
timing of the fishing trip.
Comments on Determining Monitoring
Coverage at a Time Certain
Comment 42: NESSN, NEFS V, and
NEFS XI supported having the ASM
coverage target announced at a time
certain before the annual sector
enrollment deadline. NESSN requested
that, in years when Federal funding
information was not available to set the
ASM coverage target ahead of the
enrollment deadline, NMFS provide
estimated industry costs prior to the
sector enrollment deadline. NEFS V and
NEFS XI commented that NMFS should
always prioritize and complete the
funding-based determination of the
ASM coverage target before the sector
enrollment deadline.
Response: We agree the ASM coverage
target should be announced at a time
certain before the annual sector
enrollment deadline. As stated
previously, NMFS will announce the
ASM coverage target at least 3 weeks
before the annual sector enrollment
deadline set by NMFS. NMFS will use
all Federal funding information
available at the time it makes its
determination, including any remaining
funding from previous appropriations,
to determine the ASM coverage target
for the following fishing year. For
example, if Congress has not approved
a final budget for the fiscal year when
NMFS makes its determination of the
coverage target for the next fishing year,
NMFS will use the Federal funding
status at that time to set the target
coverage level for the upcoming year.
NMFS will adjust the coverage level as
necessary and appropriate based on
final Federal funding and
appropriations to NMFS. If Federal
funding for ASM and EM coverage is
insufficient to pay for industry costs, the
ASM coverage target will be 40 percent
of all sector groundfish trips.
Comment 43: CLF commented that
the EM video review rate should be 100
percent during the first year to account
for the vessel learning curve for EM.
NEFS V and NEFX XII commented that
the EM video review rate should start at
50 percent and reflect the captain’s
ability to estimate discards accurately.
EDF commented that human review of
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
EM video could be one of the most
significant costs of an EM program. EDF
highlighted that an EM video review
rate of 10–20 percent is common in EM
programs to balance costs and accuracy
goals. Further, EDF raised concerns
about our secondary review of EM video
and suggested we implement the lowest
secondary EM video review rate
necessary to adequately audit
monitoring service providers.
Response: On June 14, 2022, we
notified the Council that the fishing year
2022 video review rate for the audit
model electronic monitoring program is
35 percent of trips for experienced
vessels and 50 percent of trips for newer
vessels. Experienced vessels are defined
as those that participated in the EM
program while it operated under an
exempted fishing permit and took a
minimum of one sector trip in the
operational audit model program in
fishing year 2021. Experienced vessels
typically have multiple years of
experience with EM and the associated
catch handling and reporting
requirements. Vessels that are newer to
the audit model will remain at the 50percent video review rate to allow more
opportunities for feedback on their
catch handling and reporting
performance. The fishing year 2022
video review rate for MREM vessels is
50 percent of trips, as announced in the
Draft Fishing Year 2022 Sector
Operations Plan, Contract, and
Environmental Assessment
Requirements.
Our video review rate determination
is based on an analysis of past
performance to provide a reasonable
expectation of achieving a CV of 30
percent, or better, precision level for
each groundfish species. Using a CV
analysis for determining video review
rates is suitable because a vessel is
uncertain of which trips are reviewed,
and thus there is not the same bias as
experienced with ASM. Based on the
results of the analysis, the minimum
review rate required to achieve a 30percent CV for all groundfish species in
fishing year 2020 was 35 percent of
sector trips. While we used a 30-percent
CV standard to select video review rates
for fishing year 2022, we are not
required to use this standard and may
employ a different approach in future
fishing years based on data collected
and evaluated under an operational
program. We will continue to explore
metrics for evaluating and categorizing
vessel performance to inform video
review rates in future fishing years.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Comments on the Review Process for
Monitoring Coverage Targets
Comment 44: CLF, CCCFA, EDF,
Oceana, TNC, NEFS V, and NEFS XI
supported the review process for
monitoring coverage targets. CCCFA
commented that regular Council review
is necessary to refine ASM coverage
targets, determining uncertainty buffers,
and address issues raised in the
proposed rule. Oceana urged that the
review take place once two full years of
data are available, regardless of the
coverage targets.
Response: We agree and have
approved the measure as proposed for
the reasons explained in the proposed
rule.
Comment 45: CCCFA commented that
NMFS and the Council should monitor
realized coverage and waivers in the
first year to refine the program for the
second year.
Response: We monitor achieved
coverage and waivers in real time, and
meet with monitoring providers
monthly to improve the likelihood of
achieving monitoring coverage targets.
Comment 46: CLF and Oceana
commented that Amendment 23 should
specify the terms of reference for the
review. CCCFA supported leaving the
review metrics out of Amendment 23,
but suggested several metrics that
should be used, including the number of
waivers issued, overall industry and
NMFS costs, and changes in groundfish
fleet composition. NEFS V suggested the
review compare and contrast the
groundfish discard estimates generated
by all components of the approved
monitoring program (NEFOP, ASM,
audit EM, and MREM), and include an
analysis of costs per trip or sea day
between ASM, audit EM, and MREM.
Response: We disagree that the review
metrics should be specified in
Amendment 23 or the implementing
regulations. The Groundfish Committee
and PDT are currently developing the
review metrics through the Council’s
inclusive public process.
Comments on Waivers From Monitoring
Requirements
Comment 47: NEFS V and NEFS XI
supported granting waivers when
funding is not available for NMFS’
costs. CCCFA commented in support of
waivers for logistical challenges, but
raised concern that too many waivers
would undermine the goal of the
monitoring program, suggested EM as an
alternative to issuing waivers from
ASM, and urged that NMFS track
waivers in real time to prevent abuse of
waivers to avoid monitoring. One
fisherman commented in support of
PO 00000
Frm 00019
Fmt 4701
Sfmt 4700
75869
waivers, but suggested waivers be
phased out after the first year. One law
student stated that waivers should not
be issued to EM vessels on the basis of
cost.
Response: We agree that monitoring
waivers should be considered for
vessels if NMFS is unable to fund some
of its own costs associated with the
sector monitoring program. If NMFS
cannot pay for any of its costs to
administer the groundfish sector
monitoring program, the program
cannot operate. In this unlikely
situation, we would waive all sector
trips from the requirements for ASM,
EM, and DSM until such time as we had
funding to administer the groundfish
sector monitoring program. If NMFS
waives monitoring requirements due to
insufficient funding, as part of the
review of the changes to the monitoring
program, the Council and NMFS will
consider whether changes to the FMP
are necessary to ensure effective
management if the ASM coverage target
is less than 40 percent. We have
approved the measure as proposed for
the reasons explained in the proposed
rule. Monitoring is always dependent on
the availability of Federal funds,
because even under industry-funded
monitoring programs, NMFS incurs
costs associated with administering
monitoring programs. Therefore, we
disagree that waivers should be phased
out after the first year.
NMFS may also issue waivers from
the human ASM and EM requirements
for other reasons. These can be
administrative waivers, safety waivers,
and logistical waivers. For example, we
may waive the requirement to carry an
observer or monitor if the facilities on
a vessel for housing the observer or
monitor, or for carrying out observer or
monitor functions, are so inadequate or
unsafe that the health or safety of the
observer or monitor, or the safe
operation of the vessel, would be
jeopardized. We have a policy where we
may waive the human ASM requirement
for a trip if the observer or monitor fails
to arrive at the vessel at the confirmed
sail time. We also may issue waivers
from the ASM requirement for logistical
reasons, such as a lack of available
human at-sea monitors or from the EM
requirement in limited circumstances
related to equipment issues. If observer
requirements are waived, NMFS
monitors fishing effort and catch data,
and other relevant information, to
ensure that there are no significant
adverse environmental consequences
and consider alternative fishery
management measures should such
consequences arise.
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75870
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
Comments on Exclusion From
Monitoring Requirements for Certain
Vessels Under Certain Conditions
Comment 48: CLF and Oceana
opposed removing human ASM
coverage for trips occurring exclusively
west of 71°30′ W Longitude. The
commenters argued that accurate and
precise catch information is not
available to justify the exemption.
Response: We disagree and have
approved the measure as proposed for
the reasons explained in the proposed
rule. The Council included this
provision to minimize the costs of the
overall increase in monitoring because
the majority of groundfish are caught in
waters east of this boundary. This
measure may create some degree of
uncertainty in discard estimates for the
affected stocks, as discussed in the
biological effects section of the EIS, but
the effect is expected to be small given
the low percentage of catch from this
area. If negative effects are found during
the Council’s review, this exclusion
from monitoring could be adjusted in a
future action. The Council will consider
uncertainty from this measure when
evaluating the need for a management
uncertainty buffer for sector sub-ACLs
as part of each specification action.
Amendment 23 includes a review for
vessels excluded from the ASM
requirement that provides a formal
process to evaluate the effects of
excluding some trips from ASM and
could support future action to address
issues, if necessary.
Comment 49: The Council
commented that the proposed measure
to remove human ASM coverage for
trips fishing exclusively west of 71°30′
W Longitude includes a VMS
declaration requirement and suggested
that the declaration of these trips should
make it possible to create discard strata
for these trips, similar to discard strata
for different gear types. The Council
noted this would complicate the process
for estimating discards, but suggested its
consideration for addressing discard
estimation in the area. The Council also
noted that Amendment 23 includes a
review process for the measures that
remove monitoring coverage for a
portion of the fleet that is intended to
verify whether the intent of the
measures (e.g., that the catch
composition has little to no groundfish)
is being met, and that should the review
indicate otherwise, the Council could
consider addressing this in a future
action.
Response: We are not creating a new
VMS declaration to identify trips
excluded from the ASM requirement,
consistent with the Regional
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Administrator’s authority to streamline
sector reporting. Creating VMS
declarations specific to sector trips
excluded from the ASM requirement
would not provide advance notice to us
for the selection or waiving of trips and
would significantly complicate the VMS
system by substantially increasing the
number of potential VMS codes. Sector
vessels are required to use the PTNS to
notify NMFS at least 48 hours in
advance of all groundfish trips. We use
the PTNS to select trips for NEFOP
observer coverage as well as ASM
coverage. When notifying us of a trip in
the PTNS, users will be asked whether
the trip will fish exclusively west of
71°30′ W Longitude. We will use the
PTNS notification to determine trips
that are excluded from the sector human
ASM requirement for the purpose of
assigning at-sea monitors. Data from the
PTNS is available to other systems for
efficient collection, storage, and
transmission; and may be used to
identify ASM-excluded sector trips in
our systems. In addition, we will require
sector vessels on trips excluded from
the ASM requirement to submit a tripstart hail (TSH) through their VMS to
confirm the trip will fish in compliance
with the ASM waiver granted. Some
statistical areas are entirely west of
71°30′ W Longitude (e.g., 611, 613), and
we can use VTRs to stratify these. Other
statistical areas (e.g., 533, 537, 539) are
bisected by 71°30′ W Longitude, which
prevents us from using the VTR for
stratification and catch accounting.
Therefore, a TSH is necessary for NMFS
to stratify the trip and assign discards
for catch accounting. It also provides the
added benefit of reaffirming the
operator’s PTNS notification to ensure
they are fishing in the manner for which
they notified.
The TSH, in combination with the
VTR, will allow identification of trips
excluded from the ASM requirement to
support stratification of these trips.
Developing discard rates for these new
strata will be challenging because there
will be limited NEFOP coverage of
ASM-excluded trips to form the basis of
the discard rates. Stratification is
necessary for the affected stocks to
prevent catch on monitored trips from
overwhelming catch from unmonitored
trips. We agree that the review will
provide a formal process to evaluate the
effects of excluding some trips from
ASM and could support future action to
address issues, if necessary. As
discussed in the biological effects
section of the EIS, this will create
additional uncertainty in discard
estimates for the affected stocks that
will be considered when evaluating the
PO 00000
Frm 00020
Fmt 4701
Sfmt 4700
need for a management uncertainty
buffer for sector sub-ACLs as part of
each specification action.
Comment 50: NEFS 5 recommended
simplifying this exemption by including
the whole of statistical areas 533 and
539 to make it easier for vessels to notify
NMFS of their intent of where they
expect to fish with respect to this
exemption and to facilitate the
monitoring of compliance with is
exemption by sector vessels.
Response: We disagree and have
approved the measure as proposed for
the reasons explained in the proposed
rule. NMFS may only approve, partially
approve, or disapprove Amendment 23.
The ability to partially disapprove
Amendment 23 is limited and does not
allow us to approve only pieces of
individual alternatives or to select an
alternative not selected by the Council.
Thus, we cannot expand this exemption
to the whole of statistical areas 533 and
539 nor limit the geographic area of this
exemption to align with stock areas.
Comments on Review Process for
Vessels Excluded From Commercial
Groundfish Monitoring Program
Requirements
Comment 51: CLF commented in
support of reviewing all exclusions from
that ASM requirement for sector
groundfish trips.
Response: We agree and have
approved this provision for the reasons
given in the proposed rule.
Comments on Increased Monitoring
Coverage if Federal Funds Are Available
Comment 52: CCCFA supported
allowing us to increase ASM coverage in
year 5 and beyond, when Federal
funding is available to support NMFS’
and industry costs.
Response: We agree and have
approved this provision for the reasons
given in the proposed rule.
Comments on Elimination of
Management Uncertainty Buffer for
Sector ACLs
Comment 53: The Council
commented on the issue of removing the
uncertainty buffer for all stocks when
the ASM coverage target is 100 percent,
while trips fishing exclusively west of
71° 30′ W Longitude are excluded from
the ASM requirement. The Council
noted that while eliminating ASM
coverage in this geographic area may
increase the uncertainty about catches
of these stocks, it would have a small
effect on the overall catch estimate. The
Council highlighted that, for southern
New England yellowtail flounder and
winter flounder, southern windowpane
flounder, and ocean pout, catch west of
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
71° 30′ W Longitude has been over 25
percent of total catch of those stocks in
some recent years, but that total catch of
these stocks by sector vessels was
roughly half or less of the sub-ACL in
fishing year 2020. The Council argued
that this means that the portion of the
ACL caught west of the boundary was
at most 12.5 percent of the sub-ACL and
pointed out that these trips are still
subject to NEFOP coverage. The Council
concluded that removing the
uncertainty buffer is not likely to
increase the risk of exceeding the ABC
for these stocks, unless the catches
increase significantly from recent years.
The Council also noted that
Amendment 23 includes a review
process for the measures that remove
monitoring coverage for a portion of the
fleet that is intended to verify if the
intent of the measures (e.g., that the
catch composition has little to no
groundfish) is still being met, and that
should the review indicate otherwise,
the Council could consider addressing
this in a future action. The Council
reiterated that this alternative was
selected to minimize the costs of
increased monitoring overall, and
balanced monitoring costs with limited
potential impacts on total groundfish
catch.
Response: As discussed above in
responses to comments on excluding
certain vessels from the ASM
requirements under certain conditions,
NMFS data systems will allow
identification of trips excluded from the
ASM requirement to support
stratification of these trips, but
developing discard rates for these new
strata will be challenging. This will
create additional uncertainty in discard
estimates for the affected stocks that the
Council will consider when evaluating
the need for a management uncertainty
buffer for sector sub-ACLs as part of
each specification action.
Comment 54: CLF and Oceana
opposed the provision allowing us to
revise the management uncertainty
buffer for the sector portion of the ACL
for each allocated groundfish stock to be
set to zero in years in which the ASM
coverage target is 100 percent. CLF and
Oceana argued that uncertainty would
remain due to unobserved fishing and
other factors. CLF also argued that
increasing monitoring coverage to 100
percent only addresses three of the five
elements included in the management
uncertainty buffer (monitoring
adequacy, precision, and enforceability),
and suggested that issues raised in the
proposed rule demonstrate that
management uncertainty could never be
reduced to zero. NEFS V and XI
commented that retaining the
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
management uncertainty buffers would
allow us to focus on developing a
solution to the buffer concern for vessels
exempted from ASM and remove the
need to address changes to sector ACE
carryover. NESSN, NEFS V, and NEFS
XI commented that the increased
allocations resulting from removing the
management uncertainty buffer would
not be a meaningful increase and would
not offset the significant additional costs
of increased monitoring.
CLF, TNC, and two members of the
public commented that we should
remove the management uncertainty
buffers only when the realized
monitoring coverage is 100 percent,
rather than when the ASM coverage
target is 100 percent. Further, they
requested we explain the process and
criteria we would use to adjust the
management uncertainty buffer if
realized coverage rates are lower than
the target coverage rates. CCCFA
encouraged NMFS to eliminate the
uncertainty buffer only once certain
criteria are met, including over 90
percent of trips have an observer or
working EM cameras.
Response: We disagree that the
uncertainty buffer should only be
removed when the fishery achieves 100percent monitoring coverage because
that determination cannot be made until
the end of the fishing year, thus
eliminating the benefit to the fishery of
removing the buffers to allow additional
harvest. Further information may also
show a level of coverage below 100
percent that still allows for removal of
the uncertainty buffer. We are actively
increasing monitoring coverage to
achieve high levels of coverage in
fishing year 2022, and we are not
removing the uncertainty buffer for
fishing year 2022 because the ASM
coverage target will be 80 percent of
trips.
We agree that removing uncertainty
from catch data is important to
improving management of the fishery.
However, this measure does not remove
the uncertainty buffer when it is not
warranted. This provision allows for the
removal of the uncertainty buffer when
the ASM coverage target is 100 percent
and when available information
indicates this is appropriate and
warranted. Achieving an ASM coverage
target of 100 percent will minimize bias
in fishery-dependent data. As discussed
in the proposed rule, the management
uncertainty buffer accounts for the
possibility that management measures
will result in a level of catch greater
than expected. The revised management
uncertainty buffers would apply only to
sectors, and not to the common pool
component of the fishery, or other sub-
PO 00000
Frm 00021
Fmt 4701
Sfmt 4700
75871
ACLs or subcomponents for any stocks,
which means a certain level of
uncertainty buffer will continue to exist
for each ACL and sub-ACL. The process
by which the Council evaluates and sets
management uncertainty buffers for
each fishery component in specification
actions remains unchanged, and the
Council could adjust management
uncertainty buffers in future actions.
The Council is still required to review
whether the removal is warranted in
each action that sets specifications,
which may include consideration of
concerns identified by the commenters.
As discussed below (see Changes from
Proposed Rule), we have revised the
proposed implementing regulations to
clarify the uncertainty buffer will not
default to zero if the Council specifies
a different management uncertainty
buffer is warranted to help ensure catch
does not exceed a sector sub-annual
catch limit.
We agree that the increased revenues
associated with removing the
uncertainty buffers will not fund
industry costs of monitoring because the
buffers may only be removed in years
where the ASM coverage target is 100
percent. In any year that industry pays
a portion of its at-sea monitoring costs,
the ASM coverage target will be set at
40 percent. Therefore, in any year that
industry pays a portion of its at-sea
monitoring costs, the buffers will
remain in place. However, combined
with options to use EM, capping the
ASM coverage target at 40 percent when
Federal funds do not subsidize industry
costs, and incorporating SBRM observer
coverage, Amendment 23 reduces the
potential increase in costs to industry
through a range of considerations and
factors.
Comment 55: CCCFA suggested the
Council and NMFS should reconsider
the removal of the uncertainty buffer for
groundfish trips occurring in statistical
areas 533, 537, and 539, because these
areas will have ASM coverage east of
71° 30′ W Longitude, but no ASM
coverage west of the line.
Response: We disagree. Uncertainty
buffers are not applied at the trip level,
and this was not contemplated or
considered in this action. As discussed
above, a certain level of uncertainty
buffer will continue to exist for each
ACL and the process by which the
Council evaluates and sets management
uncertainty buffers remains unchanged.
The Council is still required to review
whether the removal is warranted in
each action that sets specifications and
the Council could adjust management
uncertainty buffers in future actions, if
it is deemed necessary. Further, NMFS
may only approve, partially approve, or
E:\FR\FM\09DER3.SGM
09DER3
75872
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
disapprove Amendment 23. The ability
to partially disapprove Amendment 23
is limited and does not allow us to
approve only pieces of individual
alternatives or to select an alternative
not selected by the Council. Thus, we
could not approve the measure allowing
removal of the uncertainty buffer and
disapprove that measure only for trips
occurring in certain areas because the
Council did not choose such a measure.
Comments on Sector Reporting
Streamlining
Comment 56: One member of the
public commented that Amendment
23’s process for the Regional
Administrator to make changes to the
sector monitoring and reporting
requirements in the regulations does not
comply with the requirements set forth
by the APA. The commenter expressed
concern that Amendment 23 would
allow for the Regional Administrator to
modify the sector monitoring and
reporting requirements without
specifying exactly how the objective of
preventing overfishing would be met.
TNC, NEFS V, and NEFS XI commented
in support of authority for the Regional
Administrator to streamline sector
reporting requirements. NEFS V and XI
also noted in their comments that a
sector has a reporting responsibility to
its members, as well as to NMFS;
highlighted that comparing NMFS data
sets to sector data sets is an effective
data reconciliation process; and stated
that having sector managers searching
for data errors blindly would not
streamline the process.
Response: We disagree that
Amendment 23 does not comply with
the APA. Any future changes to the
sector monitoring and reporting
requirements in the regulations would
be made consistent with the
requirements of the APA. In the
proposed rule, we solicited comment
regarding using the Regional
Administrator’s authority to require
audit model vessels to report discards at
the sub-trip level, rather than the haul
level. In addition, as discussed above,
we are not creating a new VMS
declaration to identify trips excluded
from the ASM requirement, consistent
with the Regional Administrator’s
authority.
We agree that the Regional
Administrator should use the authority
to revise sector monitoring and
reporting requirements to streamline
reporting, under section 305(d) of the
Magnuson-Stevens Act, if alternative
methods can be found to satisfy the
requirements. As discussed in the
proposed rule, any changes to
streamline reporting are limited to
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
meeting the primary goal of the sector
monitoring program to verify area
fished, as well as catch and discards by
species and gear type, in the most costeffective means practicable.
Comment 57: CCCFA, Teem Fish,
NEFS V, NEFS XI, and the Council
supported our proposal to allow vessels
using the audit EM model to continue
reporting discards at the sub-trip level,
rather than the haul level, using the
Regional Administrator’s authority to
modify sector monitoring requirements
to streamline the sector reporting
process. The Council also recommended
that we approve the ‘‘electronic
monitoring audit model’’ definition
language requiring haul-level eVTR
reporting so that if it is determined that
haul-level information is needed in the
future, the requirement can be
implemented.
Response: We agree that sub-trip level
reporting is sufficient for audit model
EM vessels. We disagree that the
electronic monitoring audit model
definition should specify that vessels
must submit eVTRs at the haul level.
Using the authority granted to the
Regional Administrator to streamline
sector reporting requirements requires
we comply with the Administrative
Procedure Act when making changes.
Thus, leaving the requirement for haullevel eVTRs in the regulatory definition
would not offer an advantage in
restoring the requirement in future, if it
that were deemed necessary. Further,
having the requirement codified in the
regulations, but not in effect, could
create confusion. Accordingly, we have
modified the proposed regulatory
definition of electronic monitoring audit
model to eliminate the requirement for
audit EM vessels to report haul-level
eVTRs in this final rule.
Comments On Additions to the List Of
Framework Items
Comment 58: CLF commented in
support of approving additional
monitoring tools through a framework if
the tools can achieve 100 percent
monitoring coverage. CCCFA supported
adding the Amendment 23 measures to
the list of items that can be addressed
through a framework if the changes to
the measures are preceded by the
Council framework review process.
Response: We agree and have
approved the measure as proposed for
the reasons explained in the proposed
rule.
Changes From the Proposed Action
In this final rule, we have made a
number of changes to the proposed
implementing regulations. Some of the
changes correct errors, address
PO 00000
Frm 00022
Fmt 4701
Sfmt 4700
inconsistencies, or clarify the proposed
regulatory text. Other changes to the
proposed implementing regulations are
in response to further consideration of
implementation needs and public
comments. In this final rule, we make
the following changes to the proposed
implementing regulations:
• Revise the proposed definition at
§ 648.2 for electronic monitoring audit
model to remove the requirement to
report discards at the haul level. This
change from the proposed regulatory
text streamlines the eVTR reporting
requirement for EM audit model vessels
and is consistent with how sectors are
operating under the current operational
audit model program. During
development of this model under an
exempted fishing permit, we
determined trip-level reporting was
sufficient and reduced the burden on
vessels.
• Revise proposed text at
§ 648.11(h)(5)(vii)(I) to apply to all EM
staff rather than only video reviewers.
This provides NMFS with the
opportunity to request a copy of valid
contracts between monitoring service
providers and all their staff to ensure a
service provider meets all performance
requirements, rather than limiting that
opportunity to only video reviewers.
• Revise proposed text at
§ 648.11(h)(7)(v) to add video reviewers
to the list of monitoring provider staff
whose decertification may be
considered by NMFS when determining
whether to remove a monitoring service
provider from the list of approved
service providers.
• Revise proposed text at
§ 648.11(l)(2) to remove vessel
monitoring plans from the list of items
required to be approved as part of sector
operations plans to be consistent with
current practice and other proposed
regulatory text. The proposed text was
inconsistent with current practice and
the other proposed EM requirements.
• Revise proposed text at
§ 648.11(l)(4) to clarify EM vessels
cannot leave the dock without a
functioning EM system, unless granted
a waiver. The proposed text was
inconsistent with current practice and
the other proposed EM requirements.
• Revise proposed text at
§ 648.11(l)(5)(i) to clarify that NMFS
will determine, and announce, EM
video review rates separately from the
ASM coverage target.
• Revise the proposed text at
§ 648.11(l)(10)(i)(A)(2) to remove the
proposed requirement for vessel
owners/operators to determine during
their pre-trip electronic monitoring
system check that the system has
sufficient storage space available for the
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
entire trip. Rather, vessels must perform
a pre-trip system check to ensure the
electronic monitoring system is
operational prior to departing on a
fishing trip. This change is being made
in response to comments, as discussed
above (see Comments and Responses
above).
• Revise proposed text at
§ 648.11(l)(10)(i)(B) to clarify the
proposed vessel monitoring plan
approval process. The revised regulation
clarifies that all changes to a VMP must
be submitted to NMFS for review.
• Revise proposed text at
§ 648.11(l)(10)(i)(B)(7) to correct the
internal citation to § 648.11(l)(10)(i)(A)
and (B) to encompass electronic
monitoring system requirements and
vessel monitoring plan requirements for
EM vessels.
• Revise proposed text at
§ 648.11(l)(10)(i)(C) to correct internal
regulatory citations to regulations
moved as part of this final rule.
• Added new text at
§ 648.11(l)(10)(i)(D)(1) to require a
dockside monitor to be present before
the vessel operator or crew begins
offloading an MREM vessel, unless
NMFS has issued the trip a waiver from
the DSM program. This requirement was
listed in the preamble of the proposed
rule, but was inadvertently left out of
the proposed regulations.
• Added new text at
§ 648.11(l)(10)(i)(D)(2) to require a
vessel operator and crew to allow the
dockside monitor access to the fish hold
immediately following the offload in
order to confirm all allocated groundfish
were offloaded unless NMFS has issued
the trip a waiver from the dockside
monitoring program. This requirement
was listed in the preamble of the
proposed rule, but was inadvertently
left out of the proposed regulations.
• Revise proposed text at
§ 648.11(l)(10)(iv)(B)(1) to remove the
proposed requirement that dealers
offload fish below the minimum size
from maximized retention electronic
monitoring vessels before offloading
other fish. This change is being made in
response to comments (see Comments
and Responses above) to allow industry
members to determine the most efficient
way to offload.
• Revise the proposed text at
§ 648.11(l)(10)(iv)(B)(2) to remove the
proposed provision that allows dealers
to report a mix of fish below the
minimum size and the smallest market
category of fish meeting the minimum
size rather than reporting all fish below
the minimum size as a separate market
category. Elimination of this mixed
reporting category is necessary to
implement MREM as an operational
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
program in our existing data systems.
Further, dealers participating in the
MREM EFP have opted to separate fish
below the minimum size for market
reasons.
• Revise the proposed prohibition at
§ 648.14(e)(3) to correct grammar.
• Revise the proposed prohibition at
§ 648.14(k)(2)(vii) to clarify that it is
unlawful for any person to fish in a
manner inconsistent with the
requirements for vessels granted a
waiver from the at-sea monitoring
requirement on trips that are excluded
from the at-sea monitoring requirement.
This change is consistent with the
Council’s intent to exclude from the
human ASM requirement only trips
fishing in compliance with all
requirements and is designed to help
facilitate enforcement.
• Move the prohibition proposed to
be codified at § 648.14(k)(2)(vii) to
§ 648.14(k)(14)(xvi) to keep prohibitions
related to the sector program grouped
together.
• Revise proposed text at
§ 648.14(k)(3)(iii) to remove ocean pout
from the list of species dealers may
receive from MREM vessels. This
change is consistent with the Council’s
intent for MREM vessels to discard zero
possession stocks for which possession
is prohibited (i.e., zero-possession
stocks) and is designed to help facilitate
enforcement.
• Revise proposed text at
§ 648.14(k)(3)(v) to correct a
typographical error.
• Added new text at
§ 648.14(k)(14)(xiv) and (xv) to add
prohibitions complementing the new
§ 648.11(l)(10)(i)(D)(1) and (2). Those
requirements were listed in the
preamble of the proposed rule, but were
inadvertently left out of the proposed
regulations.
• Revise the proposed text at
§ 648.90(a)(4)(i)(B) to clarify that the
management uncertainty buffer for the
sector portion of the ACL for each
allocated groundfish stock will default
to zero in years in which the at-sea
monitoring coverage target is 100
percent unless the Council determines a
different management uncertainty buffer
is warranted to help ensure catch does
not exceed a sector sub-annual catch
limit. This change clarifies the
interaction between the default
management uncertainty buffer and the
Council process for setting management
uncertainty buffers.
Classification
NMFS is issuing this rule pursuant to
sections 304(b)(3) and 305(d) of the
Magnuson-Stevens Act, which provide
specific authority for implementing this
PO 00000
Frm 00023
Fmt 4701
Sfmt 4700
75873
action. Pursuant to Magnuson-Stevens
Act section 305(d), this action is
necessary to carry out the Northeast
Multispecies FMP, through
administrative changes revising the
existing implementing regulations for
the groundfish sector monitoring
program to be consistent with the
industry-funded monitoring program
regulations, moving the groundfish
monitoring program implementing
regulations to the same chapter as other
industry-funded monitoring programs,
and improving the clarity of the existing
regulations. The NMFS Assistant
Administrator has determined that this
final rule is consistent with the
Northeast Multispecies FMP, other
provisions of the Magnuson-Stevens
Act, and other applicable law.
Because this rule relieves a restriction
by allowing sector groundfish trips
fishing exclusively west of 71°30′ W
Longitude to fish without carrying an atsea monitor, that measure is not subject
to the 30-day delayed effectiveness
requirement of the Administrative
Procedure Act, pursuant to 5 U.S.C.
553(d)(1). Currently, all groundfish trips
by sector vessels are subject to the at-sea
monitoring requirement and restricted
from fishing without an at-sea monitor
without a waiver, except those
exclusively fishing using gillnets with a
mesh size of 10 inches (25.4 cm) or
greater in either the Inshore Georges
Bank Stock Area, as defined at
§ 648.10(k)(3)(ii), and/or the Southern
New England Broad Stock Area, as
defined at § 648.10(k)(3)(iv). As
explained in the EIS, monitoring places
burdens of fishing vessels. The burdens
include logistical planning; changing
vessel operations to ensure safety of a
human at-sea monitor; physically
accommodating and feeding a human atsea monitor; and the cost of hiring an atsea monitor. Implementing the
geographic exclusion from the at-sea
monitoring program at § 648.11(l)(5)(iii)
relieves the restriction against fishing
without an at-sea monitor, thereby
allowing vessels fishing exclusively
west of 71°30′ W Longitude to fish
without hiring a human at-sea monitor,
and thus relieves vessels of the at-sea
monitoring burdens. Fishing behavior in
recent years provides insight into the
benefit of relieving this restriction. In
fishing years 2016 through 2021, the
number of groundfish vessels that
would have benefited from relieving
this restriction ranged from 19 to 30
vessels annually. During those years,
181 to 488 trips per year would have
been excluded from the human ASM
requirement. As of July 27, 2022, 9
vessels would have been excluded from
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75874
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
the human ASM requirement on 51
groundfish trips during the current
fishing year that began on May 1, 2022.
Therefore, there is good cause under 5
U.S.C. 553(d)(1) to establish an effective
date less than 30 days after date of
publication to exclude sector groundfish
trips fishing exclusively west of 71°30′
W Longitude from the requirement to
carry an at-sea monitor.
The New England Fishery
Management Council prepared a final
EIS for Amendment 23 to the Northeast
Multispecies FMP. The FEIS was filed
with the Environmental Protection
Agency on January 10, 2022; a notice of
availability was published on January
21, 2022 (87 FR 3298). In approving
Amendment 23 on April 12, 2022,
NMFS issued a record of decision (ROD)
identifying the selected alternatives. A
copy of the ROD is available from NMFS
(see ADDRESSES). A brief summary of the
impacts follows.
A human ASM target coverage of up
to 100 percent, higher than past and
current coverage levels, will be in place,
if sufficient Federal funds are available,
which should result in more accurate
information on catch (landings and
discards) of target and non-target
species, and fully account for discard
mortality. In the short term, improved
catch accounting is expected to reduce
fishing effort and fishing mortality,
which in the long term should allow for
rebuilding of overfished stocks. In the
longer-term, analytical assessments
should improve with better catch data.
If the increased human ASM coverage
target results in reduced groundfish
fishing activity, then it may provide
some minor short-term benefits to
habitat. Over the long term, if achieving
higher human ASM coverage
contributes to higher catch limits,
fishing effort could increase in the
future, which could have negative
impacts to habitat. The modifications in
management measures may indirectly
affect protected resources, but are not
expected to have substantial impacts on
protected resources. This action is
expected to have a range of potential
socioeconomic impacts, depending on
the availability of Federal funding for
monitoring and the ultimate at-sea
monitoring coverage target. A target atsea monitoring coverage rate of up to
100 percent will be in place, if sufficient
Federal funds are available, which will
result in relatively neutral impacts on
operating costs compared to those under
past and current coverage levels.
However, if no Federal funding were
available to support industry costs, the
ASM coverage rate target would be 40
percent, which would increase fleet
wide operating costs by an estimated
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
$2.09 million per year. Economic effects
could be lower if any subsidy is
available to offset the cost of
monitoring, or depending on the
number of vessels that use EM in lieu
of human at-sea monitors. Initial costs
of installing and purchasing EM
equipment may be high, which may
have negative impacts in the short term,
if not subsidized, but over the long term,
EM may be more cost effective than
human at-sea monitors. EM is expected
to be more cost effective for vessels who
fish more in the groundfish fishery (i.e.,
more than 20 days per year). The human
ASM coverage target for fishing year
2022 is 80 percent of sector groundfish
trips subject to the monitoring
requirement. NMFS will continue to
reimburse sectors for 100 percent of
their ASM and EM costs in fishing year
2022 through the Atlantic States Marine
Fisheries Commission. In addition,
increased monitoring coverage may be
seen as overly burdensome by fishing
communities. However, increased
monitoring coverage, up to 100-percent
monitoring coverage, improves the
enforceability of the FMP and reduces
the risk of non-compliance, which
should improve the fairness and
equitability of management measures. In
the short term, economic impacts of
increased monitoring coverage on
human communities would be reduced
while Federal reimbursements for
monitoring costs are available. Impacts
over the long term will vary depending
on whether Federal reimbursements of
monitoring costs continue into the
future.
This rule has been determined to be
not significant for purposes of Executive
Order 12866.
A final regulatory flexibility analysis
(FRFA) was prepared. The FRFA
incorporates the initial regulatory
flexibility analysis (IRFA), including all
the analyses in the final EIS, the IRFA
summary in the proposed rule, a
summary of the significant issues raised
by the public comments in response to
the IRFA, our responses to those
comments, and the information below.
A copy of the IRFA, contained in the
Environmental Impact Statement, is
available from the Council (see
ADDRESSES). A description of the action,
statement of the necessity for the action,
and the objectives of this action, are
contained in Amendment 23, the IRFA,
the beginning of this section in the
preamble, and in the SUMMARY section of
the preamble. No relevant Federal rules
duplicate, overlap, or conflict with this
rule. A summary of the analysis follows.
PO 00000
Frm 00024
Fmt 4701
Sfmt 4700
A Summary of the Significant Issues
Raised by the Public in Response to the
IRFA, a Summary of the Agency’s
Assessment of Such Issues, and a
Statement of Any Changes Made in the
Final Rule as a Result of Such
Comments
We received several comments
expressing concern about the economic
effects of this action and we have
summarized these comments in the
comments and responses section of this
rule. None of these comments were
directly related to the IRFA, or provided
information that changed the
conclusions of the IRFA. The Chief
Counsel for the Office of Advocacy of
the Small Business Administration
(SBA) did not file any comments. We
made no changes to the proposed rule
measures in response to those
comments.
Description and Estimate of the Number
of Small Entities to Which This Rule
Would Apply
This action would regulate all
commercial fishing businesses issued a
Federal limited access Northeast
multispecies vessel permit and/or a
Northeast multispecies dealer permit.
As of June 1, 2020, NMFS had issued
828 commercial limited access
groundfish permits associated with
vessels and 148 permits associated with
dealers. Therefore, 976 permits are
regulated by this action. Each vessel or
dealer may be individually owned or
part of a larger corporate ownership
structure, and for RFA purposes, it is
the ownership entity that ultimately
would be regulated by the action.
Ownership entities are identified on
June 1 of each year, based on the list of
all permit numbers, for the most recent
complete calendar year, that have
applied for any type of Northeast
Federal fishing permit. The current
ownership data set is based on calendar
year 2019 permits and contains gross
sales associated with those permits for
calendar years 2017 through 2019.
For RFA purposes only, NMFS has
established a small business size
standard for businesses, including their
affiliates, whose primary industry is
commercial fishing (see 50 CFR 200.2).
A business primarily engaged in
commercial fishing (North American
Industry Classification System (NAICS)
code 11411) is classified as a small
business if it is independently owned
and operated, is not dominant in its
field of operation (including its
affiliates), and has combined annual
receipts not in excess of $11 million for
all its affiliated operations worldwide.
The determination as to whether the
E:\FR\FM\09DER3.SGM
09DER3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
entity is large or small is based on the
average annual revenue for the three
years from 2017 through 2019.
Ownership data collected from vessel
permit holders indicate that there are
667 distinct business entities that hold
at least one vessel permit regulated by
the action. Of these, all are engaged
primarily in commercial fishing, and 80
did not have any revenues (were
inactive) in 2019. Of these distinct
business entities, 661 are categorized as
small entities and 6 are categorized as
large entities, per the NMFS guidelines.
Ownership data collected from dealer
permit holders indicate there are 148
distinct business entities that hold at
least one dealer permit regulated by this
action. Of these, 135 distinct businesses
are categorized as small entities and 13
are categorized as large entities, per the
NMFS guidelines.
Description of the Steps the Agency Has
Taken To Minimize the Significant
Economic Impact on Small Entities
Consistent With the Stated Objectives of
Applicable Statutes
The New England Fishery
Management Council selected all
alternatives that met the objectives of
the action, and minimized costs, to
provide regulated businesses the ability
to choose the monitoring options that
best suit their operations while meeting
the catch accounting requirements.
The implementing regulations in this
final rule:
• Replace the current process for
calculating an annual ASM coverage
target with a fixed monitoring coverage
target as a percentage of trips,
dependent on Federal funding.
• Approve additional EM
technologies as an alternative to human
at-sea monitors;
• Exclude from the monitoring
requirement all trips in geographic areas
with expected low groundfish catch;
• Require periodic evaluation of the
monitoring program and exclusions
from the monitoring requirement;
• Remove the management
uncertainty buffer from the portion of
the ABC allocated to the sector catch
share, if warranted, when the
monitoring coverage target is 100
percent; and
• Grant authority to the Northeast
Regional Administrator to revise sector
reporting requirements to streamline
reporting for the industry.
Amendment 23 examined a range of
options that adjust the current
monitoring program to improve
accounting and accuracy of collected
catch data. The range included variable
and fixed target coverage levels (25, 50,
75, and 100 percent) based on catch or
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
trips, human ASM, two types of EM,
and flexibility to allow sectors to choose
the tools used to meet the sector
monitoring requirement. Ultimately, the
Council chose a fixed coverage target as
high as could be achieved at zero cost
to industry to reliably estimate catch
and to form the basis of a future analysis
to further evaluate the fishery and its
monitoring program. In years that the
ASM coverage target is set at 100
percent, the management uncertainty
buffer will default to zero for the sector
sub-ACL for allocated stocks, and will
remain at zero if warranted, thereby
increasing sector quotas and potential
revenues. The Council also set a new
lower cap on the coverage target that
will be set when industry is paying for
monitoring, as well as approving two
EM models that sectors could choose to
use to provide for sustained
participation and minimize adverse
economic impacts on communities to
the extent practicable. Amendment 23
excludes sector fishing trips fished in
their entirety west of 71° 30′ W
Longitude from the ASM requirement.
The effects of this action depend on
available Federal funding to defray
industry costs and the number of vessels
that use EM in lieu of human at-sea
monitors. EM is predicted to be
substantially more cost effective,
particularly for the subset of most active
vessels in the groundfish fishery (those
fishing more than 30–50 days per year).
However, combined with options to use
EM, capping the ASM coverage target at
40 percent when Federal funds do not
subsidize industry costs, and
incorporating SBRM observer coverage,
Amendment 23 reduces the potential
increase in costs to industry through a
range of considerations and factors.
If industry costs are fully subsidized
and the ASM coverage target is 100
percent, the fishery is predicted to
generate approximately $5 million in
additional revenues compared to the
status quo (estimated $51.3 million
operational profit for the fleet in 2018),
primarily due to the removal of the
management uncertainty buffer from the
sector quotas. These additional revenues
are predicted to increase profits by
approximately $4.9 million because the
industry would not pay for its
monitoring costs. At all coverage levels
less than 100 percent, the management
uncertainty buffers are not removed.
This action implements a minimum
ASM coverage target of 40 percent,
which applies in years 5 and later, or in
years 1–4 if Federal funds cannot fully
subsidize industry costs for a higher
coverage target and industry is required
to pay for its monitoring costs. Under
the scenario where the coverage target is
PO 00000
Frm 00025
Fmt 4701
Sfmt 4700
75875
40 percent and industry is required to
pay for its full monitoring costs because
of an absence of Federal funding to
defray any industry costs, the fleet is
predicted to generate between $1.5–2.0
million less profit than under the status
quo, or about a 4-percent reduction.
Vessels that opt to make fishing trips
exclusively west of 71° 30′ W Longitude
are excluded from the ASM
requirement. This may increase profits
if the minimum coverage target of 40
percent is implemented due to a lack of
Federal subsidies for industry
monitoring costs. Similarly, when the
ASM coverage target is set higher than
40 percent, vessels opting to fish in this
geographic area will reduce monitoring
costs subsidized by Federal funds,
allowing Federal funding to cover
monitoring for a longer duration or at a
higher coverage target.
Description of the Projected Reporting,
Record-Keeping, and Other Compliance
Requirements of This Rule
A description of the projected
reporting, recordkeeping, and other
compliance requirements of this action,
including an estimate of the classes of
small entities that will be subject to the
requirements is contained in the
Information Collection List for 0648–
0800 available on the Office of
Information and Regulatory Affairs
(OIRA) website at reginfo.gov and
summarized below.
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides. The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. As part of this
rulemaking process, a letter to permit
holders that also serves as small entity
compliance guide (the guide) was
prepared. Copies of this final rule are
available from the Greater Atlantic
Regional Fisheries Office (see
ADDRESSES), and the guide, i.e., permit
holder letter, will be sent to all holders
of permits for the fishery. The guide and
this final rule will be available upon
request.
This final rule contains a new
temporary collection-of-information
requirement subject to review and
approval by the Office of Management
and Budget (OMB) under the Paperwork
Reduction Act (PRA) control number
0648–0800. This temporary information
collection was created due to timing
E:\FR\FM\09DER3.SGM
09DER3
75876
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
conflicts with OMB Control Number
0648–0605, Northeast Multispecies
Amendment 16, which is currently up
for renewal. Once 0648–0605 is
renewed and this final rule temporary
collection is approved, NOAA will
submit a request to merge this
temporary collection (0648–0800) into
0648–0605. This rule creates two new
requirements related to the new
maximized retention electronic
monitoring model. The first requirement
is for maximized retention electronic
monitoring vessels to have dockside
monitoring and includes notifications,
database requirements, and the costs of
monitoring. The second requirement is
for monitoring and reporting service
providers to apply to NMFS for
approval to provide dockside
monitoring service to groundfish
sectors, including responding to any
Requirement
Responses
Hours
Dollars
Dockside Monitoring Notifications, Database Requirements, and Monitoring Costs ..........................
Service Provider Application and Response to Denial .......................................................................
49,200
4
16,236
40
2,805,876
12
Total ..............................................................................................................................................
49,204
16,276
2,805,888
We invite the general public and other
Federal agencies to comment on
proposed and continuing information
collections, which helps us assess the
impact of our information collection
requirements and minimize the public’s
reporting burden. Written comments
and recommendations for this
information collection should be
submitted on the following website:
www.reginfo.gov/public/do/PRAMain.
Find this particular information
collection by selecting ‘‘Currently under
Review’’ or by using the search function
and entering the title of the collection.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person by
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
b. Adding the definitions for
‘‘Electronic monitoring audit model’’,
‘‘Electronic monitoring maximized
retention model’’, and ‘‘Electronic
monitoring provider staff’’ in
alphabetical order;
■ c. Revising the definition for
‘‘Observer or monitor’’;
■ d. Removing the definition for
‘‘Observer/sea sampler’’;
■ e. Republishing in alphabetical order
the definition of ‘‘Ocean quahog’’;
■ f. Revising the definition for
‘‘Slippage in the Atlantic herring
fishery’’ and placing the definition into
alphabetical order;
■ g. Revising the definition for ‘‘Slip(s)
or slipping catch in the Atlantic herring
fishery’’; and
■ h. Revising the definition for ‘‘Video
reviewer’’.
The revisions, additions, and
republication read as follows:
■
§ 648.2
List of Subjects in 50 CFR part
648Fisheries, Fishing, Reporting and
recordkeeping requirements.
Dated: November 29, 2022.
Samuel D. Rauch, III
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, NMFS amends 50 CFR part
648 as follows:
PART 648—FISHERIES OF THE
NORTHEASTERN UNITED STATES
1. The authority citation for part 648
continues to read as follows:
■
lotter on DSK11XQN23PROD with RULES3
denial of an application. The estimated
average public reporting burden for the
requirements, including the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information is presented in the table
below.
Authority: 16 U.S.C. 1801 et seq.
2. Effective January 9, 2023, amend
§ 648.2 by:
■ a. Revising the definition for
‘‘Electronic monitoring’’;
■
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Definitions.
*
*
*
*
*
Electronic monitoring means a
network of equipment that uses a
software operating system connected to
one or more technology components,
including, but not limited to, cameras
and recording devices to collect data on
catch and vessel operations. With
respect to the groundfish sector
monitoring program, electronic
monitoring means any equipment that is
used to meet sector monitoring
requirements in § 648.11 in lieu of at-sea
monitors as part of an approved sector
at-sea monitoring program, including
the audit model and maximized
retention model.
Electronic monitoring audit model
with respect to the groundfish sector
monitoring program means a program in
which all eligible trips must be
electronically monitored; fish must be
handled in view of cameras; allowed
discarding must occur at controlled
PO 00000
Frm 00026
Fmt 4701
Sfmt 4700
points in view of cameras; species
identification and length must be
collected for regulated species and
ocean pout discards for catch
estimation; discards are reported at the
sub-trip level; and electronic monitoring
data are compared to the area fished,
regulated species and ocean pout
discards, and other information reported
on the vessel trip report on a subset of
trips for validation.
*
*
*
*
*
Electronic monitoring maximized
retention model with respect to the
groundfish sector monitoring program,
means a program in which all eligible
trips are electronically monitored; fish
must be handled in view of cameras;
allowed discarding must occur at
controlled points in view of cameras; all
allocated regulated species stocks must
be retained; electronic monitoring is
used to verify compliance; and offloads
are subject to observation by dockside
monitors.
Electronic monitoring provider staff
means any video reviewer, or any
person employed or contracted by an
electronic monitoring service provider
to provide electronic monitoring
services to vessels.
*
*
*
*
*
Observer or monitor means any
person authorized by NMFS to collect
observer information, operational
fishing data, biological data, or
economic data for conservation and
management purposes on or from
fishing vessels or federally permitted
dealers as required by the regulations,
including, but not limited to, observers,
at-sea monitors, observer/sea samplers,
portside samplers, or dockside
monitors.
Ocean quahog means the species
Arctica islandica.
*
*
*
*
*
Slippage in the Atlantic herring
fishery means discarded catch from a
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
vessel issued an Atlantic herring permit
that is carrying an observer or monitor
prior to the catch being brought on
board or prior to the catch being made
available for sampling and inspection by
an observer or monitor after the catch is
on board. Slippage also means any catch
that is discarded during a trip prior to
it being sampled portside by a portside
sampler on a trip selected for portside
sampling coverage by NMFS. Slippage
includes releasing catch from a codend
or seine prior to the completion of
pumping the catch aboard and the
release of catch from a codend or seine
while the codend or seine is in the
water. Fish that cannot be pumped and
remain in the codend or seine at the end
of pumping operations are not
considered slippage. Discards that occur
after the catch is brought on board and
made available for sampling and
inspection by an observer or monitor are
also not considered slippage.
Slip(s) or slipping catch in the
Atlantic herring fishery means
discarded catch from a vessel issued an
Atlantic herring permit that is carrying
an observer or monitor prior to the catch
being brought on board or prior to the
catch being made available for sampling
and inspection by an observer or
monitor after the catch is on board.
Slip(s) or slipping catch also means any
catch that is discarded during a trip
prior to it being sampled portside by a
portside sampler on a trip selected for
portside sampling coverage by NMFS.
Slip(s) or slipping catch includes
releasing fish from a codend or seine
prior to the completion of pumping the
fish on board and the release of fish
from a codend or seine while the
codend or seine is in the water. Slippage
or slipped catch refers to fish that are
slipped. Slippage or slipped catch does
not include operational discards,
discards that occur after the catch is
brought on board and made available for
sampling and inspection by an observer
or monitor, or fish that inadvertently fall
out of or off fishing gear as gear is being
brought on board the vessel.
*
*
*
*
*
Video reviewer means any electronic
monitoring service provider staff
approved/certified or training to be
approved/certified by NMFS for
providing electronic monitoring video
review services consistent with
electronic monitoring program
requirements.
*
*
*
*
*
3. Effective January 9, 2023, amend
§ 648.10 by revising paragraph (f)(4)(i) to
read as follows:
■
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
§ 648.10 VMS and DAS requirements for
vessel owners/operators.
*
*
*
*
*
(f) * * *
(4) * * *
(i) For trips greater than 24 hours, the
owner or operator of a limited access or
LAGC scallop vessel with an IFQ permit
that fishes for, possesses, or retains
scallops, and is not fishing under a
Northeast Multispecies DAS or sector
allocation, must submit reports through
the VMS, in accordance with
instructions to be provided by the
Regional Administrator, for each day
fished, including open area trips, access
area trips as described in § 648.59(b)(9),
Northern Gulf of Maine research setaside (RSA) trips, and trips
accompanied by an observer. The
reports must be submitted for each day
(beginning at 0000 hr and ending at
2400 hr) and not later than 0900 hr of
the following day. Such reports must
include the following information:
(A) Vessel trip report (VTR) serial
number;
(B) Date fish were caught;
(C) Total pounds of scallop meats
kept; and
(D) Total pounds of all fish kept.
*
*
*
*
*
■ 4. Effective December 15, 2022,
amend § 648.11 by adding reserved
paragraph (l)(4) and paragraph (l)(5) to
read as follows:
§ 648.11
Monitoring coverage.
*
*
*
*
*
(l) * * *
(4) [Reserved]
(5) Sector monitoring coverage levels.
(i) through (ii) [Reserved]
(iii) Geographic exclusion from the atsea monitoring program. Vessels fishing
exclusively west of 71°30′ W Longitude
on a sector trip are excluded from the
requirement to carry an at-sea monitor.
Vessels on a trip excluded from the atsea monitoring requirement under this
paragraph (l)(5)(iii) must comply with
the VMS declaration requirements at
§ 648.10(g)(3), and the transiting
requirements at § 648.81(e) when east of
71°30′ W Longitude. Vessels using
electronic monitoring to satisfy the
sector monitoring requirement in this
section must have their system turned
on and comply with their vessel
monitoring plan on all trips, including
trips fishing exclusively west of 71°30′
W Longitude.
*
*
*
*
*
■ 5. Effective January 9, 2023, further
amend § 648.11 by:
■ a. Revising paragraphs (a), (b), (d),
(h)(1), (h)(3)(vii), and (h)(3)(ix) and (x);
■ b. Adding introductory text to
paragraph (h)(5);
PO 00000
Frm 00027
Fmt 4701
Sfmt 4700
75877
c. Revising paragraphs (h)(5)(i)
through (iv), (vi), and (vii), (h)(7), (i)
heading, (i)(1) and (2), (i)(3)(i), (i)(4)(ii),
and (i)(5) and (6);
■ d. Adding paragraph (i)(7); and
■ e. Revising paragraphs (j), (k)(4)(i) and
(ii), (l), (m)(1)(i) introductory text,
(m)(1)(v), (m)(2)(iii)(A), (m)(4)(i), (m)(6)
introductory text, and (n)(2)
introductory text.
The revisions and additions read as
follows:
■
§ 648.11
Monitoring coverage.
(a) Coverage. The Regional
Administrator may request any vessel
holding a permit for Atlantic sea
scallops, Northeast multispecies,
monkfish, skates, Atlantic mackerel,
squid, butterfish, scup, black sea bass,
bluefish, spiny dogfish, Atlantic herring,
tilefish, Atlantic surfclam, ocean
quahog, or Atlantic deep-sea red crab; or
a moratorium permit for summer
flounder; to carry a fisheries observer. A
vessel holding a permit for Atlantic sea
scallops is subject to the additional
requirements specific in paragraph (g) of
this section. Also, any vessel or vessel
owner/operator that fishes for, catches
or lands hagfish, or intends to fish for,
catch, or land hagfish in or from the
exclusive economic zone must carry a
fisheries observer when requested by
the Regional Administrator in
accordance with the requirements of
this section. The requirements of this
section do not apply to vessels with
only a Federal private recreational
tilefish permit.
(b) Facilitating coverage. If requested
by the Regional Administrator or their
designees, including observers,
monitors, and NMFS staff, to be
sampled by an observer or monitor, it is
the responsibility of the vessel owner or
vessel operator to arrange for and
facilitate observer or monitor placement.
Owners or operators of vessels selected
for observer or monitor coverage must
notify the appropriate monitoring
service provider before commencing any
fishing trip that may result in the
harvest of resources of the respective
fishery. Notification procedures will be
specified in selection letters to vessel
owners or permit holder letters.
*
*
*
*
*
(d) Vessel requirements associated
with coverage. An owner or operator of
a vessel on which an observer or
monitor is embarked must:
(1) Provide accommodations and food
that are equivalent to those provided to
the crew.
(2) Allow the observer or monitor
access to and use of the vessel’s
communications equipment and
personnel upon request for the
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75878
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
transmission and receipt of messages
related to the observer’s or monitor’s
duties.
(3) Provide true vessel locations, by
latitude and longitude or loran
coordinates, as requested by the
observer or monitor, and allow the
observer or monitor access to and use of
the vessel’s navigation equipment and
personnel upon request to determine the
vessel’s position.
(4) Notify the observer or monitor in
a timely fashion of when fishing
operations are to begin and end.
(5) Allow for the embarking and
debarking of the observer or monitor, as
specified by the Regional Administrator,
ensuring that transfers of observers or
monitors at sea are accomplished in a
safe manner, via small boat or raft,
during daylight hours as weather and
sea conditions allow, and with the
agreement of the observers or monitors
involved.
(6) Allow the observer or monitor free
and unobstructed access to the vessel’s
bridge, working decks, holding bins,
weight scales, holds, and any other
space used to hold, process, weigh, or
store fish.
(7) Allow the observer or monitor to
inspect and copy any the vessel’s log,
communications log, and records
associated with the catch and
distribution of fish for that trip.
*
*
*
*
*
(h) * * *
(1) General. An entity seeking to
provide monitoring services, including
services for IFM Programs described in
paragraph (g) of this section, must apply
for and obtain approval from NMFS
following submission of a complete
application. Monitoring services include
providing observers, monitors (at-sea
monitors and portside samplers), and/or
electronic monitoring. A list of
approved monitoring service providers
shall be distributed to vessel owners
and shall be posted on the NMFS
Fisheries Sampling Branch (FSB)
website: https://www.fisheries.noaa.gov/
resource/data/observer-providersnortheast-and-mid-atlantic-programs.
*
*
*
*
*
(3) * * *
(vii) Evidence of holding adequate
insurance to cover injury, liability, and
accidental death for any observers,
monitors (at-sea or dockside/roving
monitors), or electronic monitoring
provider staff who provide electronic
monitoring services onboard vessels,
whether contracted or directly
employed by the service provider,
during their period of employment
(including during training).
(A) A monitoring service provider
must hold Workers’ Compensation and
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Maritime Employer’s Liability for
observers, monitors, vessel owners, and
their operations. The minimum
combined coverage required is $5
million.
(B) An electronic monitoring service
provider must hold Worker’s
Compensation and commercial general
liability coverage for electronic
monitoring provider staff. The
minimum combined coverage required
is $1 million.
(C) Upon request by a vessel owner,
operator, or vessel manager, a
monitoring service provider must
provide a certificate of insurance, or
other evidence, that demonstrates they
have the required coverages under
paragraphs (h)(3)(vii)(A) and (B) of this
section as appropriate.
*
*
*
*
*
(ix) The names of its fully equipped
certified observers, monitors, or video
reviewers on staff; or a list of its training
candidates (with resumes) and a request
for an appropriate NMFS-certified
training class. All training classes have
a minimum class size of eight
individuals, which may be split among
multiple vendors requesting training.
Requests for training classes with fewer
than eight individuals will be delayed
until further requests make up the full
training class size.
(x) An Emergency Action Plan (EAP)
describing its response to an emergency
with an observer, monitor, or electronic
monitoring provider staff on a vessel at
sea or in port, including, but not limited
to, personal injury, death, harassment,
or intimidation. The EAP shall include
communications protocol and
appropriate contact information in an
emergency.
*
*
*
*
*
(5) Responsibilities of monitoring
service providers. To maintain an
approved monitoring service provider
status, a monitoring service provider,
including electronic monitoring service
providers, must demonstrate an ability
to provide or support the following
monitoring services:
(i) Certified observers or monitors.
Provide observers or monitors that have
passed a NMFS-certified Observer or
Monitor Training class pursuant to
paragraph (i) of this section for
deployment in a fishery when contacted
and contracted by the owner, operator,
or vessel manager of a fishing vessel,
unless the monitoring service provider
refuses to deploy an observer or monitor
on a requesting vessel for any of the
reasons specified at paragraph
(h)(5)(viii) of this section.
(ii) Support for observers, monitors, or
electronic monitoring provider staff.
PO 00000
Frm 00028
Fmt 4701
Sfmt 4700
Ensure that each of its observers,
monitors, or electronic monitoring
provider staff procures or is provided
with the following:
(A) All necessary transportation,
lodging costs and support for
arrangements and logistics of travel for
observers, monitors, or electronic
monitoring provider staff to and from
the initial location of deployment, to all
subsequent vessel assignments, to any
debriefing locations, and for
appearances in Court for monitoringrelated trials as necessary;
(B) Lodging, per diem, and any other
services necessary for observers,
monitors, or electronic monitoring
provider staff assigned to a fishing
vessel or to attend an appropriate NMFS
training class;
(C) The required observer, monitor, or
electronic monitoring equipment, in
accordance with equipment
requirements, prior to any deployment
and/or prior to certification training;
and
(D) Individually assigned
communication equipment, in working
order, such as a mobile phone, for all
necessary communication. A monitoring
service provider may alternatively
compensate observers or monitors for
the use of the observer’s or monitor’s
personal mobile phone, or other device,
for communications made in support of,
or necessary for, the observer’s or
monitor’s duties.
(iii) Deployment logistics. (A) Assign
an available observer or monitor to a
vessel upon request. For service
providers contracted to meet the
requirements of the Northeast
multispecies monitoring program in
paragraph (l) of this section, assign
available at-sea monitors, electronic
monitoring provider staff, and other
approved at-sea monitoring mechanisms
fairly and equitably in a manner that
represents fishing activities within each
sector throughout the fishing year
without regard to any sector manager or
vessel representative preference.
(B) Enable an owner, operator, or
manager of a vessel to secure monitoring
coverage or electronic monitoring
technical support when requested, 24
hours per day, 7 days per week via a
telephone or other notification system
that is monitored a minimum of four
times daily to ensure rapid response to
industry requests.
(iv) Observer deployment limitations.
(A) A candidate observer’s first several
deployments and the resulting data
shall be immediately edited and
approved after each trip by NMFS prior
to any further deployments by that
observer. If data quality is considered
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
acceptable, the observer would be
certified.
(B) For the purpose of coverage to
meet SBRM requirements in § 648.18,
unless alternative arrangements are
approved by NMFS, a monitoring
service provider must not deploy any
observer on the same vessel for more
than two consecutive multi-day trips,
and not more than twice in any given
month for multi-day deployments.
(C) For the purpose of coverage to
meet IFM requirements in this section,
a monitoring service provider may
deploy any observer or monitor on the
same vessel for more than two
consecutive multi-day trips and more
than twice in any given month for
multi-day deployments.
*
*
*
*
*
(vi) Observer and monitor training
requirements. Ensure all observers and
monitors attend and complete a NMFScertified Observer or Monitor Training
class. Requests for training must be
submitted to NMFS 45 calendar days in
advance of the requested training. The
following information must be
submitted to NMFS at least 15 business
days prior to the beginning of the
proposed training: A list of observer or
monitor candidates; candidate resumes,
cover letters and academic transcripts;
and a statement signed by the candidate,
under penalty of perjury, that discloses
the candidate’s criminal convictions, if
any. A medical report certified by a
physician for each candidate is required
7 business days prior to the first day of
training. CPR/First Aid certificates and
a final list of training candidates with
candidate contact information (email,
phone, number, mailing address and
emergency contact information) are due
7 business days prior to the first day of
training. NMFS may reject a candidate
for training if the candidate does not
meet the minimum qualification
requirements as outlined by NMFS
minimum eligibility standards for
observers or monitors as described on
the National Observer Program website:
https://www.fisheries.noaa.gov/topic/
fishery-observers#become-an-observer.
(vii) Reports and requirements—(A)
Deployment reports. (1) Report to NMFS
when, where, to whom, and to what
vessel an observer or monitor has been
deployed, as soon as practicable, and
according to requirements outlined by
NMFS. The deployment report must be
available and accessible to NMFS
electronically 24 hours a day, 7 days a
week.
(2) Ensure that the raw (unedited)
data collected by the observer or
monitor is provided to NMFS at the
specified time per program. Electronic
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
data submission protocols will be
outlined in training and may include
accessing Government websites via
personal computers/devices or
submitting data through Government
issued electronics.
(B) Safety refusals. Report to NMFS
any trip or landing that has been refused
due to safety issues (e.g., failure to hold
a valid U.S. Coast Guard (USCG)
Commercial Fishing Vessel Safety
Examination Decal or to meet the safety
requirements of the observer’s or
monitor’s safety checklist) within 12
hours of the refusal.
(C) Biological samples. Ensure that
biological samples, including whole
marine mammals, sea turtles, sea birds,
and fin clips or other DNA samples, are
stored/handled properly and
transported to NMFS within 5 days of
landing. If transport to NMFS Observer
Training Facility is not immediately
available then whole animals requiring
freezing shall be received by the nearest
NMFS freezer facility within 24 hours of
vessel landing.
(D) Debriefing. Ensure that the
observer, monitor, or electronic
monitoring provider staff remains
available to NMFS, either in-person or
via phone, at NMFS’ discretion,
including NMFS Office of Law
Enforcement, for debriefing for at least
2 weeks following any monitored trip/
offload or electronic monitoring trip
report submission. If requested by
NMFS, an observer or monitor that is at
sea during the 2-week period must
contact NMFS upon his or her return.
Monitoring service providers must pay
for travel and land hours for any
requested debriefings.
(E) Availability report. The
monitoring service provider must report
to NMFS any inability to respond to an
industry request for observer or monitor
coverage due to the lack of available
observers or monitors as soon as
practicable. Availability report must be
available and accessible to NMFS
electronically 24 hours a day, 7 days a
week.
(F) Incident reports. Report possible
observer, monitor, or electronic
monitoring provider staff harassment,
discrimination, concerns about vessel
safety, or marine casualty; concerns
with possible electronic monitoring
system tampering, data loss, or catch
handling protocols; or observer or
monitor illness or injury; or other events
as specified by the Regional
Administrator; and any information,
allegations, or reports regarding
observer, monitor, or electronic
monitoring provider staff conflict of
interest or breach of the standards of
behavior, to NMFS within 12 hours of
PO 00000
Frm 00029
Fmt 4701
Sfmt 4700
75879
the event or within 12 hours of learning
of the event.
(G) Status report. (1) Provide NMFS
with an updated list of contact
information for all observers or monitors
that includes the identification number,
name, mailing address, email address,
phone numbers, homeports or fisheries/
trip types assigned, and must include
whether or not the observer or monitor
is ‘‘in service,’’ indicating when the
observer or monitor has requested leave
and/or is not currently working for an
industry-funded program.
(2) Place any federally contracted
observer not actively deployed on a
vessel for 30 days on Leave of Absence
(LOA) status (or as specified by NMFS)
according to most recent Information
Technology Security Guidelines.
(3) Ensure federally contracted
observers on LOA for 90 days or more
conduct an exit interview with NMFS
and return any NMFS issued gear and
Common Access Card (CAC), unless
alternative arrangements are approved
by NMFS. NMFS requires 2-week
advance notification when a federally
contracted observer is leaving the
program so that an exit interview may
be arranged and gear returned.
(H) Vessel contract. Submit to NMFS,
if requested, a copy of each type of
signed and valid contract (including all
attachments, appendices, addendums,
and exhibits incorporated into the
contract) between the monitoring
service provider and those entities
requiring monitoring services.
(I) Observer, monitor, or electronic
monitoring provider staff contract.
Submit to NMFS, if requested, a copy of
each type of signed and valid contract
(including all attachments, appendices,
addendums, and exhibits incorporated
into the contract) between the
monitoring service provider and specific
observers, monitors, or electronic
monitoring provider staff.
(J) Additional information. Submit to
NMFS, if requested, copies of any
information developed and/or used by
the monitoring service provider and
distributed to vessels, observers,
monitors, or electronic monitoring
provider staff such as informational
pamphlets, payment notification, daily
rate of monitoring or review services,
description of observer or monitor
duties, etc.
(K) Discard estimates. Estimate
discards for each trip and provide such
information to the sector manager and
NMFS when providing monitoring
services to meet catch estimation and/or
at-sea or electronic monitoring service
requirements in paragraph (l) of this
section.
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75880
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
(L) Data system. If contracted to meet
the requirements of the groundfish
sector monitoring program in paragraph
(l) of this section, maintain an electronic
monitoring system to record, retain, and
distribute to NMFS upon request for a
minimum of 12 months after receiving
notice from NMFS that catch data are
finalized for the fishing year, the
following information:
(1) The number of at-sea monitor
deployments and other approved
monitoring equipment deployments or
video reviews, including any refusal to
provide service when requested and
reasons for such refusals;
(2) Incident/non-compliance reports
(e.g., failure to offload catch);
(3) Vessel hail reports and landings
records;
(4) Electronic monitoring data and
reports; and
(5) A means to protect the
confidentiality and privacy of data
submitted by vessels, as required by the
Magnuson-Stevens Act.
(M) Data retention. Ensure that
electronic monitoring data and reports
are retained for a minimum of 12
months after catch data are finalized for
the fishing year. NMFS will notify
monitoring service providers of the
catch data finalization date each year.
The electronic monitoring service
provider must provide NMFS access to
electronic monitoring data or reports
upon request.
(N) Software requirements. Provide
NMFS with all software necessary for
accessing, viewing, and interpreting the
data generated by the electronic
monitoring system, including
submitting the agency’s secondary
review data to the application
programming interface and maintenance
releases to correct errors in the software
or enhance software functionality. The
software must:
(1) Support a ‘‘dual user’’ system that
allows NMFS to complete and submit
secondary reviews to the application
programming interface.
(2) Allow for the export or download
of electronic monitoring data in order
for the agency to make a copy if
necessary.
(O) Software training. Provide
software training for NMFS staff.
(P) Facilitation. Provide the following
to NMFS upon request:
(1) Assistance in electronic
monitoring system operations,
diagnosing/resolving technical issues,
and recovering lost or corrupted data;
(2) Responses to inquiries related to
data summaries, analyses, reports, and
operational issues; and
(3) Access to video reviewers for
debriefing sessions.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
(Q) Litigation support. Provide
technical and expert information
substantiating electronic monitoring
system data, testing procedures, error
rates, peer review or other issues raised
in litigation, including but not limited
to, a brief summary of the litigation and
any court findings on the reliability of
the technology.
*
*
*
*
*
(7) Removal of monitoring service
provider from the list of approved
service providers. A monitoring service
provider that fails to meet the
requirements, conditions, and
responsibilities specified in paragraphs
(h)(5) and (6) of this section shall be
notified by NMFS, in writing, that it is
subject to removal from the list of
approved monitoring service providers.
Such notification shall specify the
reasons for the pending removal. A
monitoring service provider that has
received notification that it is subject to
removal from the list of approved
monitoring service providers may
submit written information to rebut the
reasons for removal from the list. Such
rebuttal must be submitted within 30
days of notification received by the
monitoring service provider that the
monitoring service provider is subject to
removal and must be accompanied by
written evidence rebutting the basis for
removal. NMFS shall review
information rebutting the pending
removal and shall notify the monitoring
service provider within 15 days of
receipt of the rebuttal whether or not the
removal is warranted. If no response to
a pending removal is received by NMFS,
the monitoring service provider shall be
automatically removed from the list of
approved monitoring service providers.
The decision to remove the monitoring
service provider from the list, either
after reviewing a rebuttal, or if no
rebuttal is submitted, shall be the final
decision of NMFS and the Department
of Commerce. Removal from the list of
approved monitoring service providers
does not necessarily prevent such
monitoring service provider from
obtaining an approval in the future if a
new application is submitted that
demonstrates that the reasons for
removal are remedied. Observers and
monitors under contract with observer
monitoring service provider that has
been removed from the list of approved
service providers must complete their
assigned duties for any fishing trips on
which the observers or monitors are
deployed at the time the monitoring
service provider is removed from the list
of approved monitoring service
providers. A monitoring service
provider removed from the list of
PO 00000
Frm 00030
Fmt 4701
Sfmt 4700
approved monitoring service providers
is responsible for providing NMFS with
the information required in paragraph
(h)(5)(vii) of this section following
completion of the trip. NMFS may
consider, but is not limited to, the
following in determining if a monitoring
service provider may remain on the list
of approved monitoring service
providers:
(i) Failure to meet the requirements,
conditions, and responsibilities of
monitoring service providers specified
in paragraphs (h)(5) and (6) of this
section;
(ii) Evidence of conflict of interest as
defined under paragraph (h)(6) of this
section;
(iii) Evidence of criminal convictions
related to:
(A) Embezzlement, theft, forgery,
bribery, falsification or destruction of
records, making false statements, or
receiving stolen property; or
(B) The commission of any other
crimes of dishonesty, as defined by state
law or Federal law, that would seriously
and directly affect the fitness of an
applicant in providing monitoring
services under this section; and
(iv) Unsatisfactory performance
ratings on any Federal contracts held by
the applicant; and
(v) Evidence of any history of
decertification as either an observer,
monitor, video reviewer, or monitoring
service provider.
(i) Observer, monitor, or video
reviewer certification—(1)
Requirements. To be certified as an
observer, or monitor, or video reviewer,
a monitoring service provider employee
or contractor must meet the criteria in
paragraphs (i)(1) through (3) of this
section for observers, or paragraphs
(i)(1), (2), and (4) of this section for
monitors, and paragraphs (i)(1), (2), and
(5) of this section for video reviewers,
respectively. Observers are deemed to
have satisfied the basic minimum
eligibility requirements if they meet the
NMFS National Minimum Eligibility
Standards for observers specified at the
National Observer Program website:
https://www.fisheries.noaa.gov/topic/
fishery-observers#become-an-observer.
(2) Training. In order to provide
observer or monitor services and be
deployed on any fishing vessel, a
candidate observer or monitor must
have passed an appropriate NMFScertified Observer or Monitor Training
course and must adhere to all NMFS
program standards and policies. In order
to perform electronic monitoring video
review, a candidate video reviewer must
have passed an appropriate NMFScertified Video Review Training course
and must adhere to all NMFS program
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
standards and policies. NMFS will
immediately notify any candidate that
fails training and the monitoring service
provider. Observer or monitor training
may include an observer training trip, as
part of the observer’s training, aboard a
fishing vessel with a trainer. Contact
NMFS for the required number of
program specific observer and monitor
training certification trips for full
certification following training.
(3) * * *
(i) Have a valid NMFS fisheries
observer certification pursuant to
paragraph (i)(1) of this section;
*
*
*
*
*
(4) * * *
(ii) Have a valid NMFS certification
pursuant to paragraph (i)(1) of this
section;
*
*
*
*
*
(5) Video reviewer requirements. All
video reviewers must:
(i) Hold a high school diploma or
legal equivalent;
(ii) Have a valid NMFS certification
pursuant to paragraph (i)(1) of this
section; and
(iii) Accurately record sampling data,
write complete reports, and report
accurately any observations relevant to
conservation of marine resources or
their environment.
(6) Probation and decertification.
NMFS may review observer, monitor,
and video reviewer certifications and
issue observer, monitor, and video
reviewer certification probations and/or
decertifications as described in NMFS
policy.
(7) Issuance of decertification. Upon
determination that decertification is
warranted under paragraph (i)(6) of this
section, NMFS shall issue a written
decision to decertify the observer,
monitor, or video reviewer to the
observer, monitor, or video reviewer
and approved monitoring service
provider via certified mail at the
observer’s, monitor’s, or video
reviewer’s most current address
provided to NMFS. The decision shall
identify whether a certification is
revoked and shall identify the specific
reasons for the action taken.
Decertification is effective immediately
as of the date of issuance, unless the
decertification official notes a
compelling reason for maintaining
certification for a specified period and
under specified conditions.
Decertification is the final decision of
NMFS and the Department of Commerce
and may not be appealed.
(j) Coverage. In the event that a vessel
is requested by the Regional
Administrator to carry a fisheries
observer pursuant to paragraph (a) of
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
this section and is also selected to carry
an at-sea monitor as part of an approved
sector at-sea monitoring program
specified in paragraph (l) of this section
for the same trip, only the fisheries
observer is required to go on that
particular trip. Vessels using electronic
monitoring to satisfy the groundfish
sector monitoring program requirement
must comply with their vessel
monitoring plan on all trips, including
a trip that has been selected to carry, or
a trip that carries, a fisheries observer.
(k) * * *
(4) * * *
(i) An owner of a scallop vessel
required to carry an observer under
paragraph (k)(3) of this section must
arrange for carrying an observer that has
passed a NMFS-certified Observer
Training class certified by NMFS from
an observer service provider approved
by NMFS under paragraph (h) of this
section. The owner, operator, or vessel
manager of a vessel selected to carry an
observer must contact the observer
service provider and must provide at
least 48-hr notice in advance of the
fishing trip for the provider to arrange
for observer deployment for the
specified trip. The observer service
provider will notify the vessel owner,
operator, or manager within 18 hr
whether they have an available
observer. A list of approved observer
service providers shall be posted on the
NMFS/FSB website: https://
www.fisheries.noaa.gov/resource/data/
observer-providers-northeast-and-midatlantic-programs. The observer service
provider may take up to 48 hr to arrange
for observer deployment for the
specified scallop trip.
(ii) An owner, operator, or vessel
manager of a vessel that cannot procure
an observer within 48 hr of the advance
notification to the provider due to the
unavailability of an observer may
request a waiver from NMFS from the
requirement for observer coverage for
that trip, but only if the owner, operator,
or vessel manager has contacted all of
the available observer service providers
to secure observer coverage and no
observer is available. NMFS shall issue
such a waiver within 24 hr, if the
conditions of this paragraph (k)(4)(ii) are
met. A vessel may not begin the trip
without being issued a waiver.
*
*
*
*
*
(l) NE multispecies observer
coverage—(1) Groundfish sector
monitoring program goals and
objectives. The primary goal of the atsea/electronic monitoring program is to
verify area fished, as well as catch and
discards by species and gear type, in the
most cost-effective means practicable.
PO 00000
Frm 00031
Fmt 4701
Sfmt 4700
75881
The following goals and objectives of
groundfish monitoring programs are
equally-weighted secondary goals by
which monitoring programs established
for the NE multispecies are to be
designed to be consistent with:
(i) Improve documentation of catch:
(A) Determine total catch and effort,
for each sector and common pool, of
target or regulated species and ocean
pout; and
(B) Achieve coverage level sufficient
to minimize effects of potential
monitoring bias to the extent possible
while maintaining as much flexibility as
possible to enhance fleet viability.
(ii) Reduce the cost of monitoring:
(A) Streamline data management and
eliminate redundancy;
(B) Explore options for cost-sharing
and deferment of cost to industry; and
(C) Recognize opportunity costs of
insufficient monitoring.
(iii) Incentivize reducing discards:
(A) Determine discard rate by smallest
possible strata while maintaining costeffectiveness; and
(B) Collect information by gear type to
accurately calculate discard rates.
(iv) Provide additional data streams
for stock assessments:
(A) Reduce management and/or
biological uncertainty; and
(B) Perform biological sampling if it
may be used to enhance accuracy of
mortality or recruitment calculations.
(v) Enhance safety of monitoring
program.
(vi) Perform periodic review of
monitoring program for effectiveness.
(2) Sector monitoring programs. A
sector must develop and implement an
at-sea and/or electronic monitoring
program that may be approved by NMFS
as both sufficient to monitor catch,
discards, and use of sector ACE; and as
consistent with the sector monitoring
program goals and objectives. The
details of any at-sea or electronic
monitoring program must be specified
in the sector’s operations plan, pursuant
to § 648.87(b)(2)(xi), and must meet the
operational standards specified in
paragraph (l)(10) of this section.
Maximized retention electronic
monitoring and audit electronic
monitoring models, meeting the
requirements in paragraph (l)(10) of this
section, may be used in place of at-sea
monitoring to ensure a sector’s
monitoring programs may be approved.
Other types of electronic monitoring
may be used in place of at-sea monitors
if the technology is deemed sufficient by
NMFS, in a manner consistent with the
Administrative Procedure Act, for a
specific trip type based on gear type and
area fished. The Regional Administrator
will approve or disapprove at-sea/
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75882
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
electronic programs as part of a sector’s
operations plans in a manner consistent
with the Administrative Procedure Act.
(3) Pre-trip notification. For the
purpose of selecting vessels for observer
or at-sea monitor deployment, as
instructed by the Regional
Administrator, the owner, operator, or
manager of a vessel (i.e., vessel manager
or sector manager) issued a limited
access NE multispecies permit that is
fishing under a NE multispecies DAS or
on a sector trip, as defined in this part,
must provide advance notice to NMFS
at least 48 hr prior to departing port on
any trip declared into the NE
multispecies fishery pursuant to
§ 648.10 or § 648.85 of the following:
The vessel name, permit number, and
sector to which the vessel belongs, if
applicable; contact name and telephone
number for coordination of observer or
at-sea monitor deployment; date, time,
and port of departure; and the vessel’s
trip plan, including area to be fished,
whether a monkfish DAS will be used,
and gear type to be used, unless
otherwise specified in this paragraph (l)
or notified by the Regional
Administrator. For trips lasting 48 hr or
less in duration from the time the vessel
leaves port to begin a fishing trip until
the time the vessel returns to port upon
the completion of the fishing trip, the
vessel owner, operator, or manager may
make a weekly notification rather than
trip-by-trip calls. For weekly pre-trip
notification, a vessel must notify NMFS
by 0001 hr of the Friday preceding the
week (Sunday through Saturday) that it
intends to complete at least one NE
multispecies DAS or sector trip during
the following week and provide the
vessel’s trip-plans for that week,
including each trip’s date, time, port of
departure, area to be fished, whether a
monkfish DAS will be used, and gear
type to be used. Pre-trip notification
calls must be made no more than 10
days in advance of each fishing trip. The
vessel owner, operator, or manager must
notify NMFS of any trip plan changes at
least 24 hr prior to vessel departure
from port. A vessel may not begin the
trip without being issued either an
observer notification, an at-sea monitor
notification, or a waiver by NMFS.
(4) Vessel selection for observer or atsea monitor coverage. NMFS shall
notify the vessel owner, operator, or
manager whether the vessel must carry
an observer or at-sea monitor for the
specified trip within 24 hr of the vessel
owner’s, operator’s or manager’s pre-trip
notification of the prospective trip, as
specified in paragraph (l)(2) of this
section. All pre-trip notifications shall
be issued a unique confirmation
number. A vessel may not fish on a NE
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
multispecies DAS or sector trip with an
observer waiver confirmation number
that does not match the vessel’s trip
plan that was called in to NMFS.
Confirmation numbers and the vessel’s
observer or observer waiver status for
pre-trip notification calls remain valid
for 48 hr from the intended sail date.
After a trip begins, that trip’s
confirmation number and observer or
observer waiver status remains valid
until the trip ends. If a trip is
interrupted and the vessel returns to
port due to bad weather or other
circumstance beyond the operator’s
control, the vessel’s observer or observer
waiver status and confirmation number
for the interrupted trip remains the
same if the vessel departs within 48 hr
from the vessel’s return to port. If the
layover time is greater than 48 hr, the
vessel owner, operator, or manager must
provide a new pre-trip notification. If an
observer or at-sea monitor is assigned to
a particular trip, a vessel may not leave
port without the at-sea monitor on
board, unless NMFS issues a waiver. If
a vessel is using electronic monitoring
to comply with the monitoring
requirements of this part, it may not
leave port without an operational
electronic monitoring system on board,
unless NMFS issues a waiver.
(5) Sector monitoring coverage levels.
Coverage levels for an at-sea or
electronic monitoring program,
including video review requirements,
shall be specified by NMFS, pursuant to
paragraph (l)(5)(i) of this section.
(i) At-sea monitoring coverage target.
The at-sea monitoring coverage target
for the sector monitoring program will
be set as a percentage of all eligible
sector trips based on available Federal
funding for NMFS and industry cost
responsibilities as defined in paragraph
(g)(3) of this section. Sectors are
responsible for industry costs for at-sea
monitoring coverage up to the coverage
target for all trips not observed by a
Northeast Fishery Observer Program
observer. In fishing years 2022, 2023,
2024, and 2025, the at-sea monitoring
(ASM) coverage target will be set at the
highest level that available Federal
funding for NMFS and industry cost
responsibilities supports, up to 100
percent of trips. Beginning in fishing
year 2026, the target coverage will be set
at 40 percent of trips, unless replaced by
the New England Fishery Management
Council after a review, as detailed in
paragraph (l)(5)(v) of this section. In the
absence of available Federal funds
sufficient to fund both NMFS costs and
industry costs associated with a
coverage target of at least 40 percent of
all sector trips, sectors must pay the
industry’s costs for coverage necessary
PO 00000
Frm 00032
Fmt 4701
Sfmt 4700
to achieve a 40-percent coverage target.
As an example, if, after paying NMFS
costs, available Federal funding is
sufficient only to fund industry costs for
15-percent coverage, sectors must pay
the industry costs for the remaining 25percent coverage to achieve a 40-percent
coverage target. Any coverage provided
by the Northeast Fisheries Observer
Program through deployment of an
observer would be deducted from the
industry’s cost responsibility. To ensure
coverage is both sufficient to monitor
sector catch, discards, and sector ACE;
and consistent with sector monitoring
goals and objectives, at-sea monitoring
coverage may be higher than the at-sea
monitoring coverage target, up to 100
percent of all eligible trips, if available
Federal funding is sufficient for NMFS
and industry cost responsibilities,
respectively. NMFS will announce the
coverage target at least 3 weeks before
the annual sector enrollment deadline
set by NMFS, if Federal funding
information is available. NMFS will
determine, and announce, EM video
review rates separately from the ASM
coverage target. NMFS may evaluate and
modify video review rates on a regular
basis.
(ii) Gear-based exclusion from the atsea monitoring program. A sector vessel
that notifies NMFS of its intent to
exclusively fish using gillnets with a
mesh size of 10-inch (25.4-cm) or greater
in either the Inshore Georges Bank (GB)
Stock Area, as defined at
§ 648.10(k)(3)(ii), and/or the Southern
New England (SNE) Broad Stock Area,
as defined at § 648.10(k)(3)(iv), is not
subject to the coverage level for at-sea
monitoring specified in paragraph
(l)(5)(i) of this section provided that the
trip is limited to the Inshore GB and/or
SNE Broad Stock Areas and that the
vessel only uses gillnets with a mesh
size of 10-inches (25.4-cm) or greater.
When on such a trip, other gear may be
on board provided that it is stowed and
not available for immediate use as
defined in § 648.2. A sector trip fishing
with 10-inch (25.4-cm) mesh or larger
gillnets will still be subject to at-sea
monitoring coverage if the trip declares
its intent to fish in any part of the trip
in the Gulf of Maine (GOM) Stock area,
as defined at § 648.10(k)(3)(i), or the
Offshore GB Stock Area, as defined at
§ 648.10(k)(3)(iii). Vessels using
electronic monitoring to satisfy the
sector monitoring requirement in this
section must have their system turned
on and comply with their vessel
monitoring plan on all trips, including
a trip that is limited to the Inshore GB
and/or SNE Broad Stock Areas where
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
the vessel only uses gillnets with a mesh
size of 10-inches (25.4-cm) or greater.
(iii) Geographic exclusion from the atsea monitoring program. Vessels fishing
exclusively west of 71°30′ W Longitude
on a sector trip are excluded from the
requirement to carry an at-sea monitor.
Vessels on a trip excluded from the atsea monitoring requirement under this
paragraph (l)(5)(iii) must comply with
the VMS declaration requirements at
§ 648.10(g)(3), and the transiting
requirements at § 648.81(e) when east of
71°30′ W Longitude. Vessels using
electronic monitoring to satisfy the
sector monitoring requirement in this
section must have their system turned
on and comply with their vessel
monitoring plan on all trips, including
trips fishing exclusively west of 71°30′
W Longitude.
(iv) Waivers. In addition to the safety
waivers in paragraph (c) of this section,
NMFS may issue a waiver for a sector
trip exempting the vessel from the
sector monitoring program coverage
requirements for the following reasons.
(A) Funding waivers. NMFS will issue
a waiver for a sector trip exempting the
vessel from the sector monitoring
program coverage requirements if
coverage is unavailable due to
insufficient funding for NMFS cost
responsibilities as defined in paragraph
(g)(3) of this section.
(B) Logistics waivers. NMFS may issue
a waiver for a sector trip exempting the
vessel from the sector monitoring
program coverage requirements in this
section for logistical and technical
reasons, including, but not limited to:
No monitor is available; the assigned
observer is unable to make the trip; the
trip will have no fishing effort; and
electronic monitoring system technical
problems.
(C) Set-only trip waivers. Vessels on a
set-only trip, as defined at § 648.2, are
excluded from the groundfish sector
monitoring program requirements in
paragraph (l) of this section. If a vessel
is using electronic monitoring to comply
with the monitoring requirements of
this part, that vessel may turn off its
cameras on a set-only trip.
(v) Review of exclusions from the atsea monitoring program. A New
England Fishery Management Council
review of the exclusions from the at-sea
monitoring program in paragraphs
(l)(5)(ii) and (iii) of this section will
evaluate whether the exclusions
continue to meet the intent of the New
England Fishery Management Council
to exclude trips with little catch of
regulated species and ocean pout. The
review will be conducted using
complete data from 2 fishing years once
the data are available (fishing years 2022
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
and 2023) and every 3 years after the
initial review.
(6) Groundfish sector monitoring
program review. A New England Fishery
Management Council review of the NE
multispecies monitoring program will
evaluate whether the monitoring
program is meeting the goal of improved
accuracy of catch data, while
maximizing value and minimizing costs
of the program, using complete data
from 2 fishing years once the data are
available (fishing years 2022 and 2023)
and periodically after the initial review.
The review process should be flexible
and general, and include establishing
metrics and indicators of how well the
monitoring program improved accuracy
while maximizing value and
minimizing costs.
(7) Hail reports. For the purposes of
the monitoring requirements specified
in paragraph (l)(2) of this section, sector
vessels must submit all hail reports for
a sector trip in which the NE
multispecies catch applies against the
ACE allocated to a sector, as specified
in this part, to their respective
contracted monitoring service providers.
The mechanism and timing of the
transmission of such hail reports must
be consistent with instructions provided
by the Regional Administrator for any
at-sea or electronic monitoring program
required by paragraph (l)(2) of this
section, or specified in the annual sector
operations plan, consistent with
§ 648.87(b)(5).
(8) Notification of monitoring service
provider change. If, for any reason, a
sector decides to change approved
service providers used to provide at-sea
or electronic monitoring services
required in paragraph (l)(2) of this
section, the sector manager must first
inform NMFS in writing in advance of
the effective date of the change in
approved monitoring service providers
in conjunction with the submission of
the next weekly sector catch report
specified in § 648.87(b)(1)(v)(B). A
sector may use more than one
monitoring service provider at any time,
provided any monitoring service
provider employed by or contracted
with a sector meets the standards
specified in paragraph (b)(4) of this
section.
(9) Discards. A sector vessel may not
discard any legal-sized regulated species
or ocean pout allocated to sectors
pursuant to § 648.87(b)(1)(i), unless
otherwise required pursuant to
§ 648.86(l). Discards of undersized
regulated species or ocean pout by a
sector vessel must be reported to NMFS
consistent with the reporting
requirements specified in
§ 648.87(b)(1)(v). Discards shall not be
PO 00000
Frm 00033
Fmt 4701
Sfmt 4700
75883
included in the information used to
calculate a vessel’s PSC, as described in
§ 648.87(b)(1)(i)(E), but shall be counted
against a sector’s ACE for each regulated
species allocated to a sector.
(10) Sector monitoring program
operational standards. In addition to the
monitoring service provider standards
specified in paragraph (h)(5) of this
section, any at-sea/electronic
monitoring program developed as part
of a sector’s yearly operations plan
pursuant to paragraph (l)(2) of this
section must meet the following
operational standards to be approved by
NMFS:
(i) Vessel requirements—(A)
Electronic monitoring system
requirements. A vessel owner or
operator using electronic monitoring to
meet sector monitoring requirements in
this section must do the following:
(1) Ensure that the electronic
monitoring system is fully operational
for every sector trip, which means it is
operating, recording, and retaining the
recording for the duration of every trip.
A vessel may not fish without a fully
operational electronic monitoring
system, unless issued a waiver by NMFS
for that trip;
(2) Conduct a system check of the
electronic monitoring system prior to
departing on a fishing trip. An
electronic monitoring system check
must show that the electronic
monitoring system is fully operational
and the amount of video storage space
available to record the fishing trip;
(3) Maintain clear and unobstructed
camera views at all times. Ensure
lighting is sufficient in all
circumstances to illuminate catch so
that catch and discards are visible and
may be identified and quantified as
required; and
(4) Ensure no person tampers with,
disconnects, or destroys any part of the
electronic monitoring system, associated
equipment, or recorded data.
(B) Vessel monitoring plan
requirements for electronic monitoring
vessels. A vessel must have a NMFSapproved vessel monitoring plan to use
electronic monitoring to meet sector
monitoring requirements in this section.
NMFS will approve a vessel monitoring
plan that sufficiently describes how the
electronic monitoring system is
configured on a particular vessel
applying for approval and how the
fishing and monitoring operations will
be conducted in a manner to effectively
monitor catch in accordance with the
EM program requirements and
standards in this section. Vessels must
submit vessel monitoring plans and
revisions to vessel monitoring plans for
NMFS review and approval, as
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75884
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
instructed by the Regional
Administrator.
(1) The vessel monitoring plan must
be onboard the vessel at all times.
(2) The vessel owner, operator and
crew must comply with all catch
handling protocols and other
requirements described in the vessel
monitoring plan, including sorting catch
and processing any discards within
view of the cameras and consistent with
the vessel monitoring plan.
(3) Modifications to any vessel
monitoring plan must be approved by
NMFS prior to such vessel fishing under
the conditions of the new vessel
monitoring plan.
(4) A vessel owner or operator using
electronic monitoring to meet sector
monitoring requirements in this section
must submit all electronic monitoring
data to the monitoring service provider
in accordance with the electronic
monitoring program requirements in
this section, or as otherwise instructed
by the Regional Administrator.
(5) A vessel owner or operator must
make the electronic monitoring system,
associated equipment, electronic
monitoring data, or vessel monitoring
plan available to NMFS for inspection,
upon request.
(6) A vessel owner or operator using
electronic monitoring to meet sector
monitoring requirements in this section
must turn on its camera for 100 percent
of sector trips.
(7) A vessel owner or operator using
electronic monitoring to meet sector
monitoring requirements in this section
must comply with the requirements in
paragraphs (l)(10)(i)(A) and (B) of this
section or the Regional Administrator
may withdraw approval for the vessel to
use electronic monitoring.
(8) The Regional Administrator may
revise vessel monitoring plan
requirements and approval standards in
this section consistent with the
Administrative Procedure Act. Any
revisions will be published on the
agency’s website.
(C) Safety hazards. The operator of a
sector vessel must detail and identify
any safety hazards to any at-sea monitor
assigned pursuant to paragraph (l)(2) of
this section prior to leaving port. A
vessel may not begin a trip if it has
failed a review of safety issues pursuant
to paragraph (l)(10)(ii)(D) of this section,
until the identified safety deficiency has
been resolved, pursuant to § 600.746(i)
of this chapter.
(D) Dockside monitoring. Vessels
using maximized retention electronic
monitoring must participate in either an
independent third party dockside
monitoring program approved by
NMFS, or the dockside monitoring
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
program operated by NMFS, as
instructed by NMFS.
(1) The vessel operator and crew may
not begin offloading unless a dockside
monitor is present or NMFS has issued
the trip a waiver from the dockside
monitoring program.
(2) The vessel operator and crew must
allow the dockside monitor access to the
fish hold immediately following the
offload in order to confirm all allocated
groundfish were offloaded unless NMFS
has issued the trip a waiver from the
dockside monitoring program.
(E) Retention of fish. Vessels using
maximized retention electronic
monitoring must retain all fish from
each allocated regulated species,
regardless of length.
(ii) Sector monitoring plan monitoring
service provider requirements. In
addition to the monitoring service
provider standards in paragraph (h) of
this section, sector monitoring plans
must include the following operational
requirements for any monitoring
provider contracted to meet sector
monitoring program requirements in
this paragraph (l):
(A) At-sea monitoring report. Within
48 hours of the completion of a trip, or
as otherwise instructed by the Regional
Administrator, electronic submission to
NMFS and the sector a report detailing
the area fished and the amount of each
species kept and discarded. A standard
format for submission shall be specified
by NMFS and distributed to all
monitoring service providers and
sectors. NMFS will accept only
monitoring data that passes automated
NMFS data quality checks.
(B) Electronic monitoring report. A
report detailing area fished and the
amount of each species discarded must
be submitted electronically in a
standard acceptable form to the
appropriate sector and NMFS within 10
business days of a trip being selected for
video review, or as otherwise instructed
by the Regional Administrator. The
format for submission shall be specified
by NMFS and distributed to all
monitoring service providers and
sectors. NMFS will accept only
monitoring data that passes automated
NMFS data quality checks.
(C) Vessel feedback report. A report
must be submitted to the vessel owner
following a trip with detailed feedback
on the vessel operator’s and crew’s
catch handling, camera maintenance,
and vessel monitoring plan compliance.
A copy must be submitted to NMFS
upon request.
(D) Safety hazards. Completion by an
at-sea monitor of a pre-trip vessel safety
checklist provided by NMFS before an
at-sea monitor can leave port onboard a
PO 00000
Frm 00034
Fmt 4701
Sfmt 4700
vessel on a sector trip. If the vessel fails
a review of safety issues pursuant to this
paragraph (l)(10)(ii)(D), an at-sea
monitor cannot be deployed on that
vessel for that trip.
(E) Gear. Provision of all equipment
specified by the Northeast Fisheries
Science Center to each at-sea monitor
before the at-sea monitor may be
deployed on a vessel. A list of such
equipment is available from the
Northeast Fisheries Science Center upon
request. This gear shall be inspected by
NMFS upon the completion of training
required pursuant to paragraph (i)(2) of
this section.
(F) Adjustment to service provider
requirements and approval standards.
The Regional Administrator may revise
monitoring service provider
requirements and approval standards in
this section consistent with the
Administrative Procedure Act.
(iii) Sector requirements. Each sector
shall monitor catch by participating
sector vessels to ensure that ACEs are
not exceeded during the fishing year, as
specified in this paragraph (l)(10)(iii).
The sector shall summarize trips
validated by dealer reports; oversee the
use of electronic monitoring equipment
and review of associated data; maintain
a database of VTR, dealer, observer, and
electronic monitoring reports; determine
all species landings by stock areas;
apply discard estimates to landings;
deduct catch from ACEs allocated to
sectors; and report sector catch on a
weekly basis to NMFS, as required in
paragraph (b)(1)(v) of this section.
Unless otherwise specified in this
paragraph (l)(10), all catches of stocks
allocated to sectors by vessels on a
sector trip shall be deducted from the
sector’s ACE for each regulated species
stock regardless of the fishery the vessel
was participating in when the fish was
caught. For the purposes of this
paragraph (l)(10), any regulated species
or ocean pout caught using gear capable
of catching NE multispecies (i.e., gear
not listed as exempted gear under this
part) would be deducted from a sector’s
ACE if such catch contributed to the
specification of PSC, as described in
§ 648.87(b)(1)(i)(E), and would not apply
to another ACL sub-component
pursuant to § 648.90(a)(4). For example,
any regulated species or ocean pout
landed while fishing for or catching
skates or monkfish pursuant to the
regulations in this chapter for those
fisheries would be deducted from the
sector’s ACE for each stock because
such regulated species or ocean pout
were caught while also operating under
a NE multispecies DAS. However, for
example, if a sector vessel is issued a
limited access General Category Atlantic
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
Sea Scallop permit and fishes for
scallops under the provisions specific to
that permit, any yellowtail flounder
caught by the vessel on such trips
would be deducted from the appropriate
non-groundfish component, such as the
other sub-component or the appropriate
yellowtail flounder stock’s ACL
specified for the Atlantic Sea Scallop
fishery and not from the yellowtail
flounder ACE for the sector.
(iv) Dealer requirements. Federally
permitted NE multispecies dealers must
allow dockside monitors access to their
premises, scales, and any fish received
from vessels participating in the
maximized retention electronic
monitoring program for the purpose of
collecting fish species and weights of
fish received by the dealer, fish length
measurements, and the collection of age
structures such as otoliths or scales.
(A) Facilitation. Federally permitted
NE multispecies dealers must facilitate
dockside monitoring for vessels
participating in a maximized retention
electronic monitoring program,
including, but not limited to, the
following requirements:
(1) Provide a safe sampling station,
including shelter from weather, for
dockside monitors to conduct their
duties and process catch, that is
equivalent to the accommodations
provided to the dealer’s staff.
(2) Allow dockside monitors access to
bathrooms equivalent to the
accommodations provided to the
dealer’s staff.
(3) Allow dockside monitors access to
any facilities for washing equipment
with fresh water that are provided to the
dealer’s staff.
(B) Processing, sorting, labeling, and
reporting. Federally permitted NE
multispecies dealers must process, and
may possess, fish for vessels
participating in a maximized retention
electronic monitoring program
consistent with and including, but not
limited to, the following requirements:
(1) Offload from vessels participating
in the maximized retention monitoring
program all fish below the minimum
size specified at § 648.83, report fish
below the minimum size specified at
§ 648.83 by species, and provide the
dockside monitor access to those fish
below the minimum size at the safe
sampling station.
(2) Sort by species all unmarketable
fish from other fish, when identifiable to
species.
(3) Clearly identify, mark, or label all
containers with fish below the
minimum size specified in § 648.83 as
containing undersized fish, the fishing
vessel from which they were offloaded,
and the date of offloading.
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
(4) Report all fish below the minimum
size specified in § 648.83, and all
unmarketable fish, as instructed by
NMFS.
(v) Adjustment to operational
standards. The at-sea/electronic
monitoring operational standards
specified in paragraph (l)(10) of this
section may be revised by the Regional
Administrator in a manner consistent
with the Administrative Procedure Act.
(m) * * *
(1) * * *
(i) In addition to the requirement for
any vessel holding an Atlantic herring
permit to carry an observer described in
paragraph (a) of this section, vessels
issued a Category A or B Herring Permit
are subject to industry-funded
monitoring (IFM) requirements in this
section on declared Atlantic herring
trips, unless the vessel is carrying an
observer to fulfill Standard Bycatch
Reporting Methodology requirements in
§ 648.18. An owner of a midwater trawl
vessel, required to carry an observer
when fishing in Northeast Multispecies
Closed Areas at § 648.202(b), may
purchase an IFM high volume fisheries
(HVF) observer to access Closed Areas
on a trip-by-trip basis. General
requirements for IFM programs in New
England Council FMPs are specified in
paragraph (g) of this section. Possible
IFM monitoring for the Atlantic herring
fishery includes observers, at-sea
monitors, and electronic monitoring and
portside samplers, as defined in § 648.2.
*
*
*
*
*
(v) To provide the required IFM
coverage aboard declared Atlantic
herring trips, observers and monitors
must hold a high volume fisheries
certification from NMFS.
(2) * * *
(iii) * * *
(A) For IFM observer coverage aboard
vessels fishing with midwater trawl gear
to access the Northeast Multispecies
Closed Areas, consistent with
requirements at § 648.202(b), at any
point during the trip;
*
*
*
*
*
(4) * * *
(i) An owner of an Atlantic herring
vessel required to have monitoring
under paragraph (m)(3) of this section
must arrange for monitoring by an
observer from a monitoring service
provider approved by NMFS under
paragraph (h) of this section. The owner,
operator, or vessel manager of a vessel
selected for monitoring must contact a
monitoring service provider prior to the
beginning of the trip and the monitoring
service provider will notify the vessel
owner, operator, or manager whether
monitoring is available. A list of
PO 00000
Frm 00035
Fmt 4701
Sfmt 4700
75885
approved monitoring service providers
shall be posted on the NMFS website:
https://www.fisheries.noaa.gov/
resource/data/observer-providersnortheast-and-mid-atlantic-programs.
*
*
*
*
*
(6) Sampling requirements for
observers and monitors. In addition to
the requirements in paragraphs (d)(1)
through (7) of this section, an owner or
operator of a vessel issued a limited
access herring permit on which an
observer or monitor is embarked must
provide observers or monitors:
*
*
*
*
*
(n) * * *
(2) Sampling requirements for limited
access Atlantic mackerel and longfin
squid/butterfish moratorium permit
holders. In addition to the requirements
in paragraphs (d)(1) through (7) of this
section, an owner or operator of a vessel
issued a limited access Atlantic
mackerel or longfin squid/butterfish
moratorium permit on which an
observer is embarked must provide
observers:
*
*
*
*
*
■ 6. Effective January 9, 2023, amend
§ 648.14 by:
■ a. Revising paragraph (a)(7);
■ b. Removing the heading from
paragraph (a)(10);
■ c. Revising paragraphs (e), (i)(1)(ix)(B),
(k)(3), and (k)(14)(ix) through (xiii);
■ d. Adding paragraphs (k)(14)(xiv)
through (xvi); and
■ e. Revising paragraph (r)(2)(v).
The revisions and additions read as
follows:
§ 648.14
Prohibitions.
(a) * * *
(7) Possess, import, export, transfer,
land, or have custody or control of any
species of fish regulated pursuant to this
part that do not meet the minimum size
provisions in this part, unless such
species were harvested exclusively
within state waters by a vessel that does
not hold a valid permit under this part,
or are species included in the NE
Multispecies Fishery Management Plan
that were either harvested by a vessel
participating in the maximized retention
electronic monitoring program
consistent with § 648.11(l)(10)(i)(E) or
harvested by a vessel issued a valid
High Seas Fishing Compliance permit
that fished exclusively in the NAFO
Regulatory Area.
*
*
*
*
*
(e) Observer program. It is unlawful
for any person to do any of the
following:
(1) Assault, resist, oppose, impede,
harass, intimidate, or interfere with or
bar by command, impediment, threat, or
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
75886
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
coercion any observer or monitor
conducting his or her duties; any
electronic monitoring provider staff who
collects data required under this part;
any authorized officer conducting any
search, inspection, investigation, or
seizure in connection with enforcement
of this part; any official designee of the
Regional Administrator conducting his
or her duties, including those duties
authorized in §§ 648.7(g) and
648.11(l)(10)(v).
(2) Refuse monitoring coverage by an
observer or monitor if selected for
monitoring coverage by the Regional
Administrator or the Regional
Administrator’s designee.
(3) Fail to provide information,
notification, accommodations, access, or
reasonable assistance to an observer,
monitor, or electronic monitoring
provider staff conducting his or her
duties as specified in § 648.11.
(4) Submit false or inaccurate data,
statements, or reports.
*
*
*
*
*
(i) * * *
(1) * * *
(ix) * * *
(B) Fail to provide information,
notification, accommodations, access, or
reasonable assistance to an observer
conducting his or her duties aboard a
vessel, as specified in § 648.11.
*
*
*
*
*
(k) * * *
(3) Dealer requirements. It is unlawful
for any person to:
(i) Purchase, possess, import, export,
or receive as a dealer, or in the capacity
of a dealer, allocated regulated species
or ocean pout in excess of the
possession limits specified in § 648.82,
§ 648.85, § 648.86, or § 648.87
applicable to a vessel issued a NE
multispecies permit, unless otherwise
specified in § 648.17, or unless the
regulated species or ocean pout are
purchased or received from a vessel that
caught them on a sector trip and such
species are exempt from such
possession limits in accordance with an
approved sector operations plan, as
specified in § 648.87(c).
(ii) Sell or transfer to another person
for a commercial purpose, other than
solely for transport on land, any NE
multispecies harvested from the EEZ by
a vessel issued a Federal NE
multispecies permit, unless the
transferee has a valid NE multispecies
dealer permit.
(iii) Purchase, possess, import, export,
or receive as a dealer, or in the capacity
of a dealer, allocated regulated species
from a vessel participating in the
maximized retention electronic
monitoring program in § 648.11(l)
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
unless the offload of catch was observed
by a dockside monitor or NMFS issued
a waiver from dockside monitoring for
the trip.
(iv) Assault, resist, oppose, impede,
harass, intimidate, or interfere with or
bar by command, impediment, threat, or
coercion any observer or monitor
conducting his or her duties or any
electronic monitoring provider staff who
collects data required under this part.
(v) Impede a dockside monitor’s
access to their premises, scales, and any
fish received from vessels participating
in the maximized retention electronic
monitoring program; fail to facilitate
dockside monitoring for vessels
participating in a maximized retention
electronic monitoring program; or fail to
process, sort, label, and report fish from
vessels participating in the maximized
retention monitoring program, as
required in § 648.11(l)(10)(iv).
*
*
*
*
*
(14) * * *
(ix) Fail to comply with the reporting
requirements specified in
§§ 648.11(l)(10)(iii) and 648.87(b)(1)(v).
(x) Leave port to begin a trip before an
at-sea monitor has arrived and boarded
the vessel if assigned to carry an at-sea
monitor for that trip, or without an
operational electronic monitoring
system installed on board, as specified
in § 648.11(l)(3) and (l)(10)(i).
(xi) Leave port to begin a trip if a
vessel has failed a review of safety
issues by an at-sea monitor and has not
successfully resolved any identified
safety deficiencies, as prohibited by
§ 648.11(l)(10)(i)(C).
(xii) Fail to comply with the
electronic monitoring system
requirements as specified in
§ 648.11(l)(10)(i)(A), including, but not
limited to: ensuring the electronic
monitoring system is fully operational;
conducting a system check of the
electronic monitoring system; ensuring
camera views are unobstructed and
clear; and ensuring that no person
tampers with the electronic monitoring
system.
(xiii) Fail to comply with the vessel
monitoring plan requirements as
specified in § 648.11(l)(10)(i)(B),
including, but not limited to: carrying
the vessel monitoring plan onboard the
vessel at all times; complying with all
catch handling protocols and other
requirements in the vessel monitoring
plan; submitting electronic monitoring
data as required; and making the
electronic monitoring system available
to NMFS for inspection upon request.
(xiv) Offload fish without a dockside
monitor present or without a waiver
issued by NMFS when participating in
PO 00000
Frm 00036
Fmt 4701
Sfmt 4700
the maximized retention electronic
monitoring program.
(xv) Resist, oppose, impede, harass,
intimidate, or interfere with or bar by
command, impediment, threat, or
coercion any dockside monitor
conducting his or her duty to inspect a
fish hold after offload.
(xvi) Fish under a waiver from the
groundfish sector monitoring program
issued under § 648.11(l)(5)(ii) or (iii)
without complying with the
requirements of § 648.11(l)(5)(ii) or (iii),
respectively; the VMS declaration
requirements at § 648.10; and the pretrip notification requirements at
§ 648.11(l)(1).
*
*
*
*
*
(r) * * *
(2) * * *
(v) Fish with midwater trawl gear in
any Northeast Multispecies Closed Area,
as defined in § 648.81(a)(3) through (5)
and (c)(3) and (4), without an observer
on board, if the vessel has been issued
an Atlantic herring permit.
*
*
*
*
*
■ 7. Effective January 9, 2023, amend
§ 648.51 by revising paragraphs (c)(4)
and (e)(3)(iii) to read as follows:
§ 648.51
Gear and crew restrictions.
*
*
*
*
*
(c) * * *
(4) An at-sea observer is on board, as
required by § 648.11(k).
*
*
*
*
*
(e) * * *
(3) * * *
(iii) An at-sea observer is on board, as
required by § 648.11(k).
*
*
*
*
*
■ 8. Effective January 9, 2023, amend
§ 648.80 by revising paragraphs (d)(3)
and (e)(2)(ii) to read as follows:
§ 648.80 NE Multispecies regulated mesh
areas and restrictions on gear and methods
of fishing.
*
*
*
*
*
(d) * * *
(3) The vessel carries an observer, if
requested by the Regional
Administrator;
*
*
*
*
*
(e) * * *
(2) * * *
(ii) The vessel carries an observer, if
requested by the Regional
Administrator;
*
*
*
*
*
■ 9. Effective January 9, 2023, amend
§ 648.83 by revising paragraph (a)(1) to
read as follows:
§ 648.83
Multispecies minimum fish sizes.
(a) * * *
(1) Minimum fish sizes for
recreational vessels and charter/party
E:\FR\FM\09DER3.SGM
09DER3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
vessels that are not fishing under a NE
multispecies DAS are specified in
§ 648.89. Except as provided in
§§ 648.11(l)(10)(i)(E) and 648.17, all
other vessels are subject to the following
minimum fish sizes, determined by total
length (TL):
TABLE 1 TO PARAGRAPH (a)(1)—MINIMUM FISH SIZES (TL) FOR COMMERCIAL VESSELS
Species
Cod .................................
Haddock .........................
Pollock ............................
Witch flounder (gray
sole).
Yellowtail flounder ..........
American plaice (dab) ....
Atlantic halibut ................
Winter flounder
(blackback).
Redfish ...........................
Size in inches
19
16
19
13
(48.3 cm).
(40.6 cm).
(48.3 cm).
(33 cm).
12
12
41
12
(30.5 cm).
(30.5 cm).
(104.1 cm).
(30.5 cm).
7 (17.8 cm).
*
*
*
*
*
10. Effective January 9, 2023, amend
§ 648.85 by revising paragraph
(e)(1)(viii)(C) to read as follows:
■
§ 648.85
Special management programs.
lotter on DSK11XQN23PROD with RULES3
*
*
*
*
*
(e) * * *
(1) * * *
(viii) * * *
(C) Administration of thresholds. (1)
For the purpose of determining a
sector’s monthly redfish landings
threshold performance described in
paragraph (e)(1)(viii)(A)(1) of this
section and the annual redfish landings
threshold described in paragraph
(e)(1)(viii)(B)(1) of this section, landings
of allocated regulated species by vessels
participating in a maximized retention
electronic monitoring program
consistent with § 648.11(l), including
landings of allocated stocks below the
minimum size at § 648.83(a)(1), will be
counted as landings and not discards.
(2) For the purpose of determining a
sector’s monthly discards threshold
performance described in paragraph
(e)(1)(viii)(A)(2) of this section, a trip by
a vessel participating in a maximized
retention electronic monitoring program
consistent with § 648.11(l) will be
excluded from evaluation of the
monthly discard threshold.
(3) If a sector fails to meet the
monthly redfish landings threshold or
the monthly discards threshold
described in paragraphs (e)(1)(viii)(A)(1)
and (2) of this section for four or more
months total, or three or more
consecutive months, in a fishing year,
the Regional Administrator shall
prohibit all vessels in that sector from
fishing under the provisions of the
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
Redfish Exemption Program for the
remainder of the fishing year, and place
the sector and its vessels in a
probationary status for one fishing year
beginning the following fishing year.
(4) If a sector fails to meet the annual
redfish landings threshold described in
paragraph (e)(1)(viii)(B)(1) of this
section in a fishing year, the Regional
Administrator shall place the sector and
its vessels in a probationary status for
one fishing year beginning the following
fishing year.
(5) While in probationary status as
described in paragraph (e)(1)(viii)(C)(3)
or (4) of this section, if the sector fails
to meet the monthly redfish landings
threshold or the monthly discards
threshold described in paragraphs
(e)(1)(viii)(A)(1) and (2) of this section
for four or more months total, or three
or more consecutive months, in that
fishing year, the Regional Administrator
shall prohibit all vessels in that sector
from fishing under the provisions of the
Redfish Exemption Program for the
remainder of the fishing year and the
following fishing year.
(6) If a sector fails to meet the annual
redfish landings threshold in paragraph
(e)(1)(viii)(B)(1) of this section for any
fishing year during which the sector is
in a probationary status as described in
paragraph (e)(1)(viii)(C)(3) or (4) of this
section, the Regional Administrator
shall prohibit all vessels in that sector
from fishing under the provisions of the
Redfish Exemption Program for the
following fishing year.
(7) The Regional Administrator may
determine a sector has failed to meet
required monthly or annual thresholds
described in paragraphs (e)(1)(viii)(A)
and (B) of this section using available
information including, but not limited
to, vessel declarations and notifications,
vessel trip reports, dealer reports, and
observer and electronic monitoring
records.
(8) The Regional Administrator shall
notify a sector of a failure to meet the
required monthly or annual thresholds
and the sector’s vessels prohibition or
probation status consistent with the
provisions in paragraphs
(e)(1)(viii)(C)(1) through (7) of this
section. The Regional Administrator
shall also make administrative
amendments to the approved sector
operations plan and issue sector vessel
letters of authorization consistent with
the provisions in paragraphs
(e)(1)(viii)(C)(1) through (7) of this
section. These administrative
amendments may be made during a
fishing year or during the sector
operations plan and sector contract
approval process.
PO 00000
Frm 00037
Fmt 4701
Sfmt 4700
75887
(9) A sector may request in writing
that the Regional Administrator review
and reverse a determination made under
the provisions of this section within 30
days of the date of the Regional
Administrator’s determination. Any
such request must be based on
information showing the sector
complied with the required thresholds,
including, but not limited to, landing,
discard, observer or electronic
monitoring records. The Regional
Administrator will review and maintain
or reverse the determination and notify
the sector of this decision in writing.
Any determination resulting from a
review conducted under this paragraph
(e)(1)(viii)(C)(9) is final and may not be
reviewed further.
*
*
*
*
*
■ 11. Effective January 9, 2023, amend
§ 648.86 by revising the introductory
text and paragraph (a)(3)(ii)(A)(1) to
read as follows:
§ 648.86 NE Multispecies possession
restrictions.
Except as provided in §§ 648.11(l) and
648.17, or elsewhere in this part, the
following possession restrictions apply:
(a) * * *
(3) * * *
(ii) * * *
(A) * * *
(1) Haddock incidental catch cap.
When the Regional Administrator has
determined that the incidental catch
allowance for a given haddock stock, as
specified in § 648.90(a)(4)(iii)(D), has
been caught, no vessel issued an
Atlantic herring permit and fishing with
midwater trawl gear in the applicable
stock area, i.e., the Herring GOM
Haddock Accountability Measure (AM)
Area or Herring GB Haddock AM Area,
as defined in paragraphs (a)(3)(ii)(A)(2)
and (3) of this section, may fish for,
possess, or land herring in excess of
2,000 lb (907.2 kg) per trip in or from
that area, unless all herring possessed
and landed by the vessel were caught
outside the applicable AM Area and the
vessel’s gear is stowed and not available
for immediate use as defined in § 648.2
while transiting the AM Area. Upon this
determination, the haddock possession
limit is reduced to 0 lb (0 kg) for a vessel
issued a Federal Atlantic herring permit
and fishing with midwater trawl gear or
for a vessel issued a Category A or B
Herring Permit fishing on a declared
herring trip, regardless of area fished or
gear used, in the applicable AM Area,
unless the vessel also possesses a NE
multispecies permit and is operating on
a declared (consistent with § 648.10(g))
NE multispecies trip. In making this
determination, the Regional
Administrator shall use haddock
E:\FR\FM\09DER3.SGM
09DER3
75888
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
catches observed by observers or
monitors by herring vessel trips using
midwater trawl gear in Management
Areas 1A, 1B, and/or 3, as defined in
§ 648.200(f)(1) and (3), expanded to an
estimate of total haddock catch for all
such trips in a given haddock stock area.
*
*
*
*
*
■ 12. Effective January 9, 2023, amend
§ 648.87 by:
■ a. Revising paragraph (b)(1)
introductory text and (b)(1)(v) through
(viii);
■ b. Removing paragraph (b)(1)(ix);
■ c. Revising paragraph (b)(2) and (3);
and
■ d. Removing paragraphs (b)(4) and (5).
The revisions read as follows:
§ 648.87
Sector allocation.
lotter on DSK11XQN23PROD with RULES3
*
*
*
*
*
(b) * * *
(1) All sectors approved under the
provisions of paragraph (a) of this
section must submit the documents
specified in paragraphs (a)(1) and (b)(2)
and (3) of this section, comply with the
conditions and restrictions of this
paragraph (b)(1), and comply with the
groundfish sector monitoring program
in § 648.11(l).
*
*
*
*
*
(v) Sector reporting requirements. In
addition to the other reporting/
recordkeeping requirements specified in
this part, a sector’s vessels must comply
with the reporting requirements
specified in this paragraph (b)(1)(v).
(A) VMS declarations and trip-level
catch reports. Prior to each sector trip,
a sector vessel must declare into broad
stock areas in which the vessel fishes
and submit the VTR serial number
associated with that trip pursuant to
§ 648.10(k). The sector vessel must also
submit a VMS catch report detailing
regulated species and ocean pout catch
by statistical area when fishing in
multiple broad stock areas on the same
trip, pursuant to § 648.10(k).
(B) Weekly catch report. Each sector
must submit weekly reports to NMFS
stating the remaining balance of ACE
allocated to each sector based upon
regulated species and ocean pout
landings and discards of vessels
participating in that sector and any
compliance/enforcement concerns.
These reports must include at least the
following information, as instructed by
the Regional Administrator: Week
ending date; species, stock area, gear,
number of trips, reported landings
(landed pounds and live pounds),
discards (live pounds), total catch (live
pounds), status of the sector’s ACE
(pounds remaining and percent
remaining), and whether this is a new
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
or updated record of sector catch for
each regulated species stock allocated to
that particular sector; sector
enforcement issues; and a list of vessels
landing for that reporting week. These
weekly catch reports must be submitted
no later than 0700 hr on the second
Monday after the reporting week, as
defined in this part. The frequency of
these reports must be increased to more
than a weekly submission when the
balance of remaining ACE is low, as
specified in the sector operations plan
and approved by NMFS. If requested,
sectors must provide detailed trip-bytrip catch data to NMFS for the
purposes of auditing sector catch
monitoring data based upon guidance
provided by the Regional Administrator.
(C) Year-end report. An approved
sector must submit an annual year-end
report to NMFS and the Council, no
later than 60 days after the end of the
fishing year, that summarizes the fishing
activities of participating permits/
vessels, which must include at least the
following information: Catch, including
landings and discards, of all species by
sector vessels; the permit number of
each sector vessel that fished for
regulated species or ocean pout; the
number of vessels that fished for nonregulated species or ocean pout; the
method used to estimate discards by
sector vessels; the landing port used by
sector vessels; enforcement actions; and
other relevant information required to
evaluate the biological, economic, and
social impacts of sectors and their
fishing operations consistent with
confidentiality requirements of
applicable law.
(D) Streamlining sector reporting
requirements. The reporting/
recordkeeping requirements specified in
§ 648.11(l) and this paragraph (b)(1)(v)
may be revised by the Regional
Administrator in a manner consistent
with the Administrative Procedure Act.
(vi) Interaction with other fisheries—
(A) Use of DAS. A sector vessel must
comply with all measures specified for
another fishery pursuant to this part,
including any requirement to use a NE
multispecies DAS. If the regulations in
this part for another fishery require the
use of a NE multispecies DAS, the DAS
allocation and accrual provisions
specified in § 648.82(d) and (e),
respectively, apply to each trip by a
sector vessel, as applicable. For
example, if a sector vessel is also issued
a limited access monkfish Category C
permit and is required to use a NE
multispecies DAS concurrent with a
monkfish DAS under this part, any NE
multispecies DAS used by the sector
vessel accrues, as specified in
§ 648.82(e)(1)(ii) based upon the vessel’s
PO 00000
Frm 00038
Fmt 4701
Sfmt 4700
NE multispecies DAS allocation
calculated pursuant to
§ 648.82(d)(1)(iv)(B).
(B) Availability of ACE.
Notwithstanding the requirements in
paragraph (b)(1)(vi)(A) of this section, if
a sector has not been allocated or does
not acquire sufficient ACE available to
cover the catch of a particular stock of
regulated species while participating in
another fishery in which such catch
would apply to the ACE allocated to a
sector, vessels participating in that
sector cannot participate in those other
fisheries unless NMFS has approved a
sector operations plan that ensures that
regulated species or ocean pout will not
be caught while participating in these
other fisheries.
(vii) ACE transfers. All or a portion of
a sector’s ACE for any NE multispecies
stock may be transferred to another
sector at any time during the fishing
year and up to 2 weeks into the
following fishing year (i.e., through May
14), unless otherwise instructed by
NMFS, to cover any overages during the
previous fishing year. A sector is not
required to transfer ACE to another
sector. An ACE transfer only becomes
effective upon approval by NMFS, as
specified in paragraph (b)(1)(vii)(B) of
this section.
(A) Application to transfer ACE. ACE
may be transferred from one sector to
another through written request to the
Regional Administrator. This request
must include the name of the sectors
involved, the amount of each ACE to be
transferred, the fishing year in which
the ACE transfer applies, and the
amount of compensation received for
any ACE transferred, as instructed by
the Regional Administrator.
(B) Approval of an ACE transfer
request. NMFS shall approve/
disapprove a request to transfer ACE
based upon compliance by each sector
and its participating vessels with the
reporting requirements specified in this
part. The Regional Administrator shall
inform both sectors in writing whether
the ACE transfer request has been
approved within 2 weeks of the receipt
of the ACE transfer request.
(C) Duration of transfer.
Notwithstanding ACE carried over into
the next fishing year pursuant to
paragraph (b)(1)(i)(C) of this section,
ACE transferred pursuant to this
paragraph (b)(1)(vii) is only valid for the
fishing year in which the transfer is
approved, with the exception of ACE
transfer requests that are submitted up
to 2 weeks into the subsequent fishing
year to address any potential ACE
overages from the previous fishing year,
as provided in paragraph (b)(1)(iii) of
E:\FR\FM\09DER3.SGM
09DER3
lotter on DSK11XQN23PROD with RULES3
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
this section, unless otherwise instructed
by NMFS.
(viii) Trip limits. With the exception
of stocks listed in § 648.86(1) and the
Atlantic halibut trip limit at § 648.86(c),
a sector vessel is not limited in the
amount of allocated NE multispecies
stocks that can be harvested on a
particular fishing trip, unless otherwise
specified in the operations plan.
(2) Operations plan and sector
contract. To be approved to operate,
each sector must submit an operations
plan and preliminary sector contract to
the Regional Administrator no later than
September 1 prior to the fishing year in
which the sector intends to begin
operations, unless otherwise instructed
by NMFS. A final roster, sector contract,
and list of Federal and state permits
held by participating vessels for each
sector must be submitted by December
1 prior to the fishing year in which the
sector intends to begin operations,
unless otherwise instructed by NMFS.
The operations plan may cover a 1- or
2-year period, provided the analysis
required in paragraph (b)(3) of this
section is sufficient to assess the
impacts of sector operations during the
2-year period and that sector
membership, or any other parameter
that may affect sector operations during
the second year of the approved
operations plan, does not differ to the
point where the impacts analyzed by the
supporting National Environmental
Policy Act (NEPA) document are
compromised. Each vessel and vessel
operator and/or vessel owner
participating in a sector must agree to
and comply with all applicable
requirements and conditions of the
operations plan specified in this
paragraph (b)(2) and the letter of
authorization issued pursuant to
paragraph (c)(2) of this section. It shall
be unlawful to violate any such
conditions and requirements unless
such conditions or restrictions are
identified in an approved operations
plan as administrative only. If a
proposed sector does not comply with
the requirements of this paragraph
(b)(2), NMFS may decline to propose for
approval such sector operations plans,
even if the Council has approved such
sector. At least the following elements
must be contained in either the final
operations plan or sector contract
submitted to NMFS:
(i) A list of all parties, vessels, and
vessel owners who will participate in
the sector;
(ii) A list of all Federal and state
permits held by persons participating in
the sector, including an indication for
each permit whether it is enrolled and
will actively fish in a sector, or will be
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
subject to the provisions of the common
pool;
(iii) A contract signed by all sector
participants indicating their agreement
to abide by the operations plan;
(iv) The name of a designated
representative or agent of the sector for
service of process;
(v) If applicable, a plan for
consolidation or redistribution of ACE
detailing the quantity and duration of
such consolidation or redistribution
within the sector;
(vi) A list of the specific management
rules the sector participants will agree
to abide by in order to avoid exceeding
the allocated ACE for each stock,
including a plan of operations or
cessation of operations once the ACEs of
one or more stocks are harvested and
detailed plans for enforcement of the
sector rules;
(vii) A plan that defines the
procedures by which members of the
sector that do not abide by the rules of
the sector will be disciplined or
removed from the sector, and a
procedure for notifying NMFS of such
expulsions from the sector;
(viii) If applicable, a plan of how the
ACE allocated to the sector is assigned
to each vessel;
(ix) If the operations plan is
inconsistent with, or outside the scope
of the NEPA analysis associated with
the sector proposal/framework
adjustment as specified in paragraph
(a)(1) of this section, a supplemental
NEPA analysis may be required with the
operations plan;
(x) Detailed information about overage
penalties or other actions that will be
taken if a sector exceeds its ACE for any
stock;
(xi) Detailed plans for the monitoring
and reporting of landings and discards
by sector participants, including, but
not limited to, detailed information
describing the sector’s at-sea/electronic
monitoring program for monitoring
utilization of ACE allocated to that
sector; identification of the independent
third-party service providers employed
by the sector to provide at-sea/electronic
monitoring services; the mechanism and
timing of any hail reports; a list of
specific ports where participating
vessels will land fish, with specific
exemptions noted for safety, weather,
etc., allowed, provided the sector
provides reasonable notification to
NMFS concerning a deviation from the
listed ports; and any other information
about such a program required by
NMFS;
(xii) ACE thresholds that may trigger
revisions to sector operations to ensure
allocated ACE is not exceeded, and
details regarding the sector’s plans for
PO 00000
Frm 00039
Fmt 4701
Sfmt 4700
75889
notifying NMFS once the specified ACE
threshold has been reached;
(xiii) Identification of any potential
redirection of effort into other fisheries
expected as a result of sector operations,
and, if necessary, proposed limitations
to eliminate any adverse effects
expected from such redirection of effort;
(xiv) If applicable, description of how
regulated species and ocean pout will be
avoided while participating in other
fisheries that have a bycatch of
regulated species or ocean pout if the
sector does not have sufficient ACE for
stocks of regulated species or ocean
pout caught as bycatch in those
fisheries, as specified in paragraph
(b)(1)(vi)(B) of this section; and
(xv) A list of existing regulations in
this part that the sector is requesting
exemption from during the following
fishing year pursuant to paragraph (c)(2)
of this section.
(3) NEPA analysis. In addition to the
documents required by paragraphs (a)(1)
and (b)(2) of this section, before NMFS
can approve a sector to operate during
a particular fishing year, each sector
must develop and submit to NMFS, in
conjunction with the yearly operations
plan and sector contract, an appropriate
NEPA analysis assessing the impacts of
forming the sector and operating under
the measures described in the sector
operations plan.
*
*
*
*
*
■ 13. Effective January 9, 2023, amend
§ 648.90 by revising paragraphs
(a)(2)(iii) and (iv) and (a)(4)(i)(B) to read
as follows:
§ 648.90 NE multispecies assessment,
framework procedures and specifications,
and flexible area action system.
*
*
*
*
*
(a) * * *
(2) * * *
(iii) In addition, the PDT may develop
ranges of options for any of the
management measures in the FMP and
the following conditions that may be
adjusted through a framework
adjustment to achieve FMP goals and
objectives including, but not limited to:
(A) Revisions to DAS measures,
including DAS allocations (such as the
distribution of DAS among the four
categories of DAS), future uses for
Category C DAS, and DAS baselines,
adjustments for steaming time, etc.;
(B) Accumulation limits due to a
permit buyout or buyback;
(C) Modifications to capacity
measures, such as changes to the DAS
transfer or DAS leasing measures;
(D) Calculation of area-specific ACLs
(including sub-ACLs for specific stocks
and areas (e.g., Gulf of Maine cod)), area
management boundaries, and adoption
E:\FR\FM\09DER3.SGM
09DER3
75890
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES3
of area-specific management measures
including the delineation of inshore/
offshore fishing practices, gear
restrictions, declaration time periods;
(E) Sector allocation requirements and
specifications, including the
establishment of a new sector, the
disapproval of an existing sector, the
allowable percent of ACL available to a
sector through a sector allocation, an
optional sub-ACL specific to Handgear
A permitted vessels, management
uncertainty buffers, and the calculation
of PSCs;
(F) Sector administration provisions,
including at-sea, electronic, dockside,
and other monitoring tools, coverage
requirements and processes, monitoring
program review, or other measures;
sector reporting requirements; vesselspecific coverage levels;
(G) State-operated permit bank
administrative provisions;
(H) Measures to implement the U.S./
Canada Resource Sharing
Understanding, including any specified
TACs (hard or target);
(I) Changes to administrative
measures;
(J) Additional uses for Regular B DAS;
(K) Reporting requirements;
(L) Declaration requirements
pertaining to when and what time
period a vessel must declare into or out
of a fishery management area;
(M) The GOM Inshore Conservation
and Management Stewardship Plan;
(N) Adjustments to the Handgear A or
B permits;
(O) Gear requirements to improve
selectivity, reduce bycatch, and/or
reduce impacts of the fishery on EFH;
(P) Special Access Program (SAP)
modifications;
(Q) Revisions to the ABC control rule
and status determination criteria,
including, but not limited to, changes in
the target fishing mortality rates,
minimum biomass thresholds,
numerical estimates of parameter
values, and the use of a proxy for
biomass may be made either through a
biennial adjustment or framework
adjustment;
(R) Changes to the SBRM, including
the CV-based performance standard, the
VerDate Sep<11>2014
19:25 Dec 08, 2022
Jkt 259001
means by which discard data are
collected/obtained, fishery stratification,
the process for prioritizing observer seaday allocations, reports, and/or
industry-funded observers or observer
set aside programs; and
(S) Any other measures currently
included in the FMP.
(iv) Based on the review of the most
current scientific information available
for the rebuilding plans for GOM cod
and American plaice, the PDT shall
determine whether the following
conditions are met for either stock: The
total catch limit has not been exceeded
during the rebuilding program; new
scientific information indicates that the
stock is below its rebuilding trajectory
(i.e., rebuilding has not progressed as
expected); and Frebuild becomes less than
75% FMSY. If all three of these criteria
are met, the PDT, and/or SSC, shall
undertake a rebuilding plan review to
provide new catch advice that includes
the following, in priority order: Review
of the biomass reference points and
calculation of Frebuild ACLs based on the
review of the biomass reference points
and the existing rebuilding plan.
*
*
*
*
*
(4) * * *
(i) * * *
(B) ACL recommendations. The PDT
shall develop ACL recommendations
based upon ABCs recommended by the
SSC and the pertinent recommendations
of the Transboundary Management
Guidance Committee (TMGC). The ACL
recommendations of the PDT shall be
specified based upon total catch for
each stock (including both landings and
discards), if that information is
available. The PDT shall describe the
steps involved with the calculation of
the recommended ACLs and
uncertainties and risks considered when
developing these recommendations,
including whether different levels of
uncertainties were used for different
sub-components of the fishery and
whether ACLs have been exceeded in
recent years. Based upon the ABC
recommendations of the SSC and the
ACL recommendations of the PDT, the
Council shall adopt ACLs that are equal
PO 00000
Frm 00040
Fmt 4701
Sfmt 9990
to or lower than the ABC recommended
by the SSC to account for management
uncertainty in the fishery. In years that
the coverage target for the groundfish
sector monitoring program specified in
§ 648.11(l) is set at 100 percent, the
management uncertainty buffer defaults
to zero for the sector sub-ACL for the
allocated regulated species stocks
specified at § 648.87(b)(1)(i)(A), unless
through an action the New England
Fishery Management Council specifies a
different management uncertainty buffer
for a sector sub-ACL to prevent catches
from exceeding an ACL when the
coverage target is 100 percent. The need
for a management uncertainty buffer for
the sector sub-ACL will continue to be
evaluated as part of each specification
action. The PDT will consider whether
the 100-percent monitoring coverage
target supports a zero percent buffer, or
any other factor has a significant
potential to result in catches that could
exceed ACLs and will recommend an
appropriate management uncertainty
buffer if necessary.
*
*
*
*
*
14. Effective January 9, 2023, amend
§ 648.202 by revising paragraph (b)(1) to
read as follows:
■
§ 648.202
Season and area restrictions.
*
*
*
*
*
(b) * * *
(1) No vessel issued an Atlantic
herring permit and fishing with
midwater trawl gear, may fish for,
possess or land fish in or from the
Closed Areas, including Cashes Ledge
Closure Area, Western GOM Closure
Area, Closed Area I North (February 1–
April 15), and Closed Area II, as defined
in § 648.81(a)(3), (4), and (5) and (c)(3)
and (4), respectively, unless it has
declared first its intent to fish in the
Closed Areas as required by
§ 648.11(m)(1), and is carrying onboard
an observer.
*
*
*
*
*
[FR Doc. 2022–26350 Filed 12–8–22; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\09DER3.SGM
09DER3
Agencies
[Federal Register Volume 87, Number 236 (Friday, December 9, 2022)]
[Rules and Regulations]
[Pages 75852-75890]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-26350]
[[Page 75851]]
Vol. 87
Friday,
No. 236
December 9, 2022
Part III
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Part 648
Fisheries of the Northeastern United States; Northeast Multispecies
Fishery; Amendment 23; Final Rule
Federal Register / Vol. 87, No. 236 / Friday, December 9, 2022 /
Rules and Regulations
[[Page 75852]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648
[Docket No.: 221121-0246]
RIN 0648-BK17
Fisheries of the Northeastern United States; Northeast
Multispecies Fishery; Amendment 23
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS is implementing regulations for Amendment 23 to the
Northeast Multispecies Fishery Management Plan, which the New England
Fishery Management Council adopted and NMFS approved. This action
adjusts the existing industry-funded at-sea monitoring program for
groundfish sectors to improve the accuracy of collected catch data
(landings and discards) and catch accounting. The measures implementing
Amendment 23 are intended to ensure there is a precise and accurate
representation of catch to set catch limit levels that prevent
overfishing and determine when catch limits are exceeded.
DATES: This rule is effective January 9, 2023, except for amendatory
instruction 4 (Sec. 648.11(l)(5)), which is effective December 15,
2022.
ADDRESSES: The New England Fishery Management Council (Council)
prepared an Environmental Impact Statement (EIS) for this action that
describes the proposed measures in Amendment 23 to the Northeast
Multispecies Fishery Management Plan (FMP) and other considered
alternatives, and analyzes the impacts of the proposed measures and
alternatives. The Council submitted the amendment to NMFS, including
the EIS, a description of the Council's preferred alternatives, the
Council's rationale for selecting each alternative, and a Regulatory
Impact Review (RIR). Copies of supporting documents used by the
Council, including the EIS and RIR, are available from: Thomas A. Nies,
Executive Director, New England Fishery Management Council, 50 Water
Street, Newburyport, MA 01950 and accessible via the internet in
documents available at: https://www.nefmc.org/library/amendment-23.
Copies of this final rule and the small entity compliance guide
prepared for permit holders are available from: Michael Pentony,
Regional Administrator, Greater Atlantic Regional Fisheries Office, 55
Great Republic Drive, Gloucester, MA 01938 and accessible via the
internet at: https://www.fisheries.noaa.gov/new-england-mid-atlantic/commercial-fishing/northeast-groundfish-monitoring-program.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
final rule may be submitted to the Greater Atlantic Regional Fisheries
Office and to: https://www.reginfo.gov/public/do/PRAMain. Find this
particular information collection by selecting ``Currently under 30-day
Review--Open for Public Comments'' or by using the search function.
FOR FURTHER INFORMATION CONTACT: Mark Grant, Fishery Policy Analyst,
(978) 281-9145.
SUPPLEMENTARY INFORMATION:
Amendment 23 Summary
The Council initiated Amendment 23 to consider changes to the
groundfish monitoring and reporting system to ensure it is providing
accurate catch information necessary to manage the fishery effectively.
The measures the Council chose in this action adjust the existing
industry-funded sector monitoring program to improve the accuracy of
collected catch data (landings and discards) and catch accounting. To
address these issues, the Council adopted Amendment 23 at its September
2020 meeting. On April 12, 2022, we approved Amendment 23, including
all measures adopted by the Council. In this final rule, we implement
the approved measures in Amendment 23. The implementing regulations in
this final rule:
Replace the current process for calculating an annual at-
sea monitoring (ASM) coverage target with a fixed monitoring coverage
target as a percentage of trips, dependent on Federal funding.
Approve additional electronic monitoring (EM) technologies
as an alternative to human at-sea monitors;
Exclude from the monitoring requirement all trips in
geographic areas with expected low groundfish catch;
Require periodic evaluation of the monitoring program and
exclusions from the monitoring requirement;
Remove the management uncertainty buffer from the portion
of the acceptable biological catch (ABC) allocated to the sector catch
share, if warranted, when the monitoring coverage target is 100
percent; and
Grant authority to the Greater Atlantic Regional
Administrator to revise sector reporting requirements to streamline
reporting for the industry.
NMFS published a proposed rule (87 FR 11014, February 28, 2022)
that discussed the proposed measures in detail and included proposed
implementing regulations deemed necessary by the Council. Under the
Magnuson-Stevens Fishery Conservation and Management Act, we approve,
disapprove, or partially approve measures that the Council proposes,
based on consistency with the Act and other applicable law. We review
proposed regulations for consistency with the fishery management plan,
plan amendment, the Magnuson-Stevens Act, other applicable law, and
publish the proposed regulations, solicit public comment, and
promulgate the final regulations. On April 12, 2022, we approved
Amendment 23, including all the management measures recommended by the
Council.
Approved Measures
ASM Coverage Target
The regulations implemented by this final rule replace the current
method for determining the ASM coverage target for deploying human at-
sea monitors, including the coefficient of variation (CV) standard,
stock status criteria, and the annual determination by NMFS, with a
fixed coverage target as a percentage of trips, dependent on Federal
funding. To address bias, the coverage target will be 100 percent of
trips for 4 years, provided Federal funding can support NMFS and
industry costs. The ASM coverage target in years 1-4 may be less than
100 percent, and will be set at the maximum level for which there are
sufficient Federal funds to support all NMFS and industry costs. The
ASM coverage target will default to 40 percent in years 1-4 if Federal
funding cannot completely support all industry costs for a coverage
target greater than 40 percent. In year 5 and beyond, the coverage
target will be 40 percent unless replaced by a subsequent Council
action. However, Amendment 23 also allows for increased ASM coverage in
year 5 and beyond, when Federal funding is available to support
industry costs. For years with a 40-percent ASM coverage target,
Federal funding will be used to first pay NMFS costs and then to
support as much of industry costs as possible.
Each year, NMFS will evaluate available Federal funding. NMFS will
determine how much Federal funding is
[[Page 75853]]
available for the groundfish sector monitoring program and then use
that in conjunction with other available information (e.g., recent
monitoring costs, estimate of the number of vessels choosing EM) to
calculate the ASM coverage target between 40 and 100 percent for the
coming fishing year. This funding-based determination replaces the
former annual process for determining the ASM coverage target for the
sector monitoring program. NMFS will announce the ASM coverage target
at least 3 weeks before the annual sector enrollment deadline set by
NMFS, if Federal funding information is available (see Determining
Total Monitoring Coverage at a Time Certain below).
On November 14, 2022, NMFS announced that the ASM coverage target
for the sector monitoring program would be 80 percent of all sector
trips subject to the ASM program. The 80-percent coverage target is
based on the spending plan approved by Congress for funds appropriated
for fiscal year 2022. NMFS determined that the 80-percent ASM coverage
target, in conjunction with EM, will continue to help address
monitoring bias, support the collection of information and data to help
with future determinations of appropriate ASM coverage levels, and
monitor sector operations, to the extent practicable, to reliably
estimate overall catch by sector vessels. NMFS will continue to
reimburse 100 percent of sector ASM and EM costs through the Atlantic
States Marine Fisheries Commission.
Electronic Monitoring
This rule authorizes sector vessels to use the audit model and the
maximized retention model of EM (MREM), in place of human ASM, to
satisfy the sector monitoring requirement. Implementing EM models as
alternatives to human ASM provides each sector the flexibility to
choose the monitoring options (ASM, audit model EM, MREM) that best
meet the needs of its members and ensure catch accountability. Through
their operations plans, sectors must develop monitoring plans that
describe how the sector will use the chosen monitoring tools. EM is
expected to provide important information for NMFS and the Council to
consider during the first four years and to provide a suitable basis
for sector monitoring programs, as an alternative to human ASM, to
ensure catch accountability. A vessel using EM remains subject to
Northeast Fishery Observer Program (NEFOP) coverage, which is set at a
level to meet the standardized bycatch reporting methodology
requirements of the FMP and the Magnuson-Stevens Act. Amendment 23 does
not remove or alter the existing authority for the Regional
Administrator to deem types of EM technology sufficient, or to require
EM if necessary, to be used in place of human at-sea monitors. The
Regional Administrator may approve or disapprove additional forms of
EM, consistent with the Administrative Procedure Act (APA). The Council
may also approve additional forms of EM in a future action.
The audit model is one of the EM models included in Amendment 23.
As discussed in the proposed rule, NMFS previously determined the EM
audit model is sufficient to verify a vessel's submission of
information on groundfish discards and other relevant information
(e.g., date and time, gear category, location) for the purpose of catch
accounting, provided that the vessel's captain and crew adhere to catch
handling and reporting requirements as described in the vessel
monitoring plan (VMP) (86 FR 16686, March 31, 2021). Additional details
of the audit model requirements are contained in the Fishing Years
2021-2022 Sector Operations Plan, Contract, and Environmental
Assessment Requirements guide (https://bit.ly/3pdau1L). In this final
rule, we are making an administrative change to require audit model
vessels to report discards at the sub-trip level, rather than the haul
level (see Changes from the Proposed Action) below.
This rule also implements the availability for use of the MREM
model. MREM verifies compliance with catch retention requirements and
uses dockside monitoring (DSM) to collect information on allocated
groundfish at the dock that otherwise would be collected at sea. Under
the MREM model, the vessel operator and crew are required to retain and
land all catch of allocated groundfish on all sector EM trips,
including fish below the minimum size specified at 50 CFR 648.83, that
otherwise would be required to be discarded. Unallocated regulated
species, ocean pout, and non-groundfish species must be handled in
accordance with standard commercial fishing operations. Any allowable
discards must occur at designated discard control points on the vessel,
described in the VMP. EM data from the trip are reviewed by the EM
service provider to verify that the vessel operator and crew complied
with the catch retention requirements. A human dockside monitor meets
the vessel at port upon its return from each trip to observe the
offload and collect information on the catch (particularly fish below
the minimum size). The dealer must report to NMFS landings of all fish
by MREM vessels, including fish below the minimum size specified in the
regulations. This rule implements MREM consistent with the NMFS MREM
program detailed in the draft Sector Operations Plan, Contract, and
Environmental Assessment Requirements guide for fishing year 2022
available at: https://media.fisheries.noaa.gov/2022-01/210826_SectorOpsEAGuidanceFY2021_2022_Revised.pdf.
A vessel may use the audit model or MREM to meet the sector
monitoring requirement only if that EM model is included in the
sector's approved operations plan. In order to effectively administer
the ASM and EM systems, the Regional Administrator may approve only
sector operations plans that adopt EM systems that limit switching
between ASM and EM within the same fishing year. Thus, each operations
plan that allows vessels to use EM must require such vessels to opt
into an EM program for an entire fishing year, with two exceptions.
First, a sector may allow a vessel a single opportunity to opt in/out
of EM at any time during a fishing year if the sector operations plan
includes both an approved ASM and EM plan. Second, if a vessel changes
to a gear type not covered in the VMP, the vessel may temporarily use
ASM until the VMP authorizing the use of the new gear type is approved.
We would consider requests to switch from one EM program to another
during a fishing year on a case-by-case basis that considers minimizing
disruption and whether the switch is feasible within the current
system. The Regional Administrator may provide written approval of
adjustments to the restrictions on joining or leaving the EM program
along with publishing such changes on the NMFS regional website,
consistent with the current process for administrative changes to
sector operations plans.
Vessels using EM must have their EM system operational and running
on every sector groundfish trip, including trips that would be excluded
from the ASM requirement (see Exclusion from Monitoring Requirements
for Certain Vessels Under Certain Conditions below), unless issued a
waiver by NMFS. During each sector EM trip taken by a vessel, the EM
system records all fishing activity on board the vessel. The vessel
operator and crew sort fish and make any allowable discards within view
of the cameras in accordance with the catch handling protocols
described in the VMP.
MREM vessels must also participate in a DSM program. The vessel
operator
[[Page 75854]]
must notify the DSM program of its intention to sail prior to beginning
a sector EM trip. Either the vessel operator or dealer must provide an
offload time to the DSM program in advance of landing. The advance
notice of landing and offload schedule will be dependent on the nature
of the vessel's activity (e.g., day boat vs. trip boat vessels) and
will be defined in the vessel's VMP. The vessel operator, crew, and
dealer must offload all allocated groundfish in the presence of the
dockside monitor. The vessel operator and crew may not begin offloading
unless a dockside monitor is present or they have received a waiver
from the DSM program. The vessel operator must allow the dockside
monitor access to the fish hold immediately following the offload in
order to confirm all allocated groundfish were offloaded. The vessel
operator and crew, or dealer personnel, must sort fish below the
minimum size specified at Sec. 648.83 by species (see Changes from
Proposed Action below) and must separate unmarketable fish from fish
below the minimum size.
In fishing years 2022 and 2023, NMFS intends to operate the
dockside monitoring program for all MREM vessels. During these two
years, NMFS will work with partners to provide dockside monitoring to
all MREM vessels and to develop the infrastructure and requirements for
an industry-funded third party dockside monitoring program. During
fishing years 2022 and 2023, NMFS will determine who will provide DSM
(e.g., NMFS, partner) for each MREM vessel and will assign vessels
accordingly. Subsequently, an industry-funded DSM model will be
implemented and sectors will be required to contract with approved DSM
providers to cover their MREM vessels. Detailed requirements for DSM
programs for sector monitoring plans will be included in future sector
operations plan guidance documents. If necessary, monitoring program
regulations may be revised by the Regional Administrator in a manner
consistent with the Administrative Procedure Act.
This rule also implements requirements for Northeast multispecies
dealers to facilitate DSM for MREM vessels. During MREM vessel
offloads, dealers must allow dockside monitors access to their
premises, scales, and any fish received from vessels participating in
the MREM program for the purpose of collecting fish species and weights
of fish received by the dealer, fish length measurements, and the
collection of age structures such as otoliths or scales. The primary
dealer must retain all sublegal allocated groundfish catch in order to
be weighed and sampled by the dockside monitor. Dealers must clearly
mark all containers containing sublegal catch to facilitate tracking.
This requirement provides a means for federally permitted dealers who
purchase from MREM vessels or other federally permitted dealers who
purchase from the primary dealer to demonstrate compliance with the
minimum size requirements by ensuring all small fish can be traced to
the landing MREM vessel.
Dealers must provide dockside monitors with access to facilities
equivalent to what is provided to the dealer's staff, including: A safe
sampling station, with shelter from weather, for dockside monitors to
conduct their duties and process catch; access to bathrooms; and access
to facilities for washing equipment with fresh water. The intent of the
dealer requirements is not to require dealers to create or provide
facilities that do not already exist, but to ensure dockside monitors
have access to facilities equivalent to what is available to the
dealer's staff.
Determining Total ASM Coverage at a Time Certain
NMFS will announce the ASM coverage target at least 3 weeks before
the annual sector enrollment deadline set by NMFS. NMFS will use all
Federal funding information available at the time it makes its
determination, including any remaining funding from previous
appropriations, to determine the ASM coverage target for the following
fishing year. For example, if Congress has not approved a final budget
for the fiscal year when NMFS makes its determination of the coverage
target for the next fishing year, NMFS will use the Federal funding
status at that time to set the target coverage level for the upcoming
year. NMFS will adjust the coverage level as necessary and appropriate
based on final Federal funding and appropriations to NMFS. At this
time, NMFS has sufficient funding from prior years' ASM appropriations
to continue to reimburse sectors for the costs of ASM and EM in fishing
year 2022.
Review Process for Monitoring Coverage Targets
The Council will undertake a review to evaluate the effectiveness
of the increased ASM coverage target once two full fishing years of
data are available (likely in year 3 following implementation), and
periodically thereafter. The Council review process is intended to be
flexible and somewhat general, but includes establishing metrics and
indicators of how well the monitoring program improved accuracy while
maximizing value and minimizing costs. The intent of the review process
is to evaluate whether the revised groundfish sector monitoring
program, and particularly the increased ASM coverage target, is meeting
the Council's goal of improved accuracy of catch data and catch
monitoring while maximizing the value of the data collected and
minimizing the costs of the monitoring program. The Council is
currently developing the review process metrics. Results of the review
will support a potential future Council action to refine the groundfish
sector monitoring program or revise the ASM coverage target. NMFS may
also review the sector monitoring program to assist the Council in its
review and to ensure the sector monitoring program meets requirements
of the Magnuson-Stevens Act, particularly the requirement to specify
annual catch limits (ACLs) at a level that prevent overfishing,
including measures to ensure accountability.
Waivers From Monitoring Requirements
This rule implements a system for waivers exempting individual
vessels from industry-funded monitoring requirements, for either a trip
or the fishing year, if coverage would be unavailable due to
insufficient funding for NMFS administrative costs to meet the ASM
coverage target. The waivers would include coverage for ASM and EM,
including DSM for MREM vessels. As described above, NMFS will evaluate
available Federal funding each year (see ASM Coverage Target above). If
NMFS determines that there is insufficient funding to pay for its cost
responsibilities, as defined in Sec. 648.11(g)(3), for an ASM coverage
target of at least 40 percent, then vessels will continue to be
required to notify NMFS of all trips through the pre-trip notification
system (PTNS), but NMFS will issue a waiver for a sector trip exempting
the vessel from the sector monitoring program coverage requirements. If
NMFS waives monitoring requirements due to insufficient funding, as
part of its review the Council will consider whether changes to the FMP
are necessary to ensure effective management if the ASM coverage target
is less than 40 percent.
Exclusion From Monitoring Requirements for Certain Vessels Under
Certain Conditions
Amendment 23 excludes sector fishing trips fished in their entirety
west of 71[deg]30' W Longitude from the ASM requirement. Vessels are
required to notify NMFS of all trips through PTNS,
[[Page 75855]]
but NMFS will issue a waiver for a sector trip exempting the vessel
from ASM on a trip fishing exclusively west of 71[deg]30' W Longitude.
Vessels on a trip excluded from the ASM requirement under this
provision are required to comply with the vessel monitoring system
(VMS) declaration requirements at Sec. 648.10(g)(3), and the
transiting requirements at Sec. 648.81(e) when east of 71[deg]30' W
Longitude. Vessels using EM to satisfy the sector monitoring
requirement are required to have their system turned on and to comply
with their VMP on all trips, including trips fishing exclusively west
71[deg]30' W Longitude. The 30-day delay in effectiveness is waived for
this provision (see DATES).
Review Process for Vessels Excluded From Commercial Groundfish
Monitoring Program Requirements
Amendment 23 establishes a process for reviewing measures that
exclude certain vessels from the groundfish monitoring program
requirements based on catch composition. This includes the gear-based
exclusion from the ASM requirement, implemented by Framework 55, for
sector trips that exclusively fish using gillnets of 10-inch (24.5-cm)
or larger mesh in the Inshore Georges Bank and/or the Southern New
England Broad Stock Areas; and the Amendment 23 provision excluding
sector fishing trips taken in their entirety west of 71[deg]30' W
Longitude (see Exclusion from Monitoring Requirements for Certain
Vessels Under Certain Conditions above). The intent of the review
process is to evaluate whether the trips excluded from the ASM
requirement continue to catch small amounts of groundfish. The Council
will conduct this review after two years of fishing data are available
and every three years after that.
Increased Monitoring Coverage if Federal Funds Are Available
Amendment 23 authorizes NMFS to increase ASM coverage beyond the
target coverage level selected by the Council, up to 100 percent, if
NMFS determines funding is available to cover the additional
administrative costs to NMFS and sampling costs to industry in a given
year. This measure will apply to year 5 and later, when the ASM
coverage target would otherwise be 40 percent of sector trips. Each
year, NMFS will evaluate available Federal funding and determine how
much Federal funding is available for the groundfish sector monitoring
program and then use that in conjunction with other available
information (e.g., recent monitoring costs, estimate of the number of
vessels choosing EM) to calculate the ASM coverage target for the
coming fishing year.
Elimination of Management Uncertainty Buffer for Sector ACLs
Amendment 23 includes a measure to set revise the management
uncertainty buffer for the sector portion of the ACL for each allocated
groundfish stock to zero. The revised management uncertainty buffers
apply only to sectors, and not to the common pool component of the
fishery, or other sub-ACLs or sub-components for any stocks. In years
that the ASM coverage target is set at 100 percent, the management
uncertainty buffer will default to zero for the sector sub-ACL for
allocated stocks, unless the Council specifies a different management
uncertainty buffer through an action for a sector sub-ACL. The need for
a management uncertainty buffer for the sector sub-ACL will continue to
be evaluated as part of each specification action. The process by which
the Council evaluates and sets management uncertainty buffers remains
unchanged and the Council may adjust management uncertainty buffers in
future actions.
NMFS will make an annual determination prior to the start of the
fishing year as to whether the buffers will be eliminated based on the
ASM coverage target set for the fishing year and whether the Council
has taken action to set a different management uncertainty buffer for a
sector sub-ACL. If Federal funds are not available for 100 percent ASM
coverage and a lower target coverage level is set, the management
uncertainty buffers will be in place for that fishing year, subject to
the Council's review as part of each specification action.
The management uncertainty buffers for the sector portion of the
ACL for each allocated groundfish stock previously set by Council
remain in effect for fishing year 2022 (May 1, 2022, through April 30,
2023).
Sector Reporting Streamlining
Amendment 23 specifies the Regional Administrator's authority under
section 305(d) of the Magnuson-Stevens Act to modify the sector
monitoring requirements previously codified at Sec. 648.87(b)(1)(v)
and the sector reporting requirements previously codified at Sec.
648.87(b)(1)(vi) to streamline the sector reporting process. This final
rule moves the requirements previously codified at Sec.
648.87(b)(1)(v) to Sec. 648.11(l)(10)(iii) and redesignates the sector
reporting requirements previously codified at Sec. 648.87(b)(1)(vi) as
Sec. 648.87(b)(1)(v). Any changes to the requirements in Sec.
648.11(l)(10)(iii) or Sec. 648.87(b)(1)(v) will be made consistent
with the Administrative Procedure Act.
As discussed above (see Electronic Monitoring), and in the proposed
rule, the Regional Administrator is using this authority to require
vessels using the audit model to report discards at the sub-trip level,
rather than the haul level. During development of the audit model,
under an exempted fishing permit, we determined trip-level reporting
was sufficient and reduced the burden on vessels.
Additions to List of Framework Items
The regulations at Sec. 648.90 list management measures that may
be changed or implemented through specifications or framework actions.
This rule adds all alternatives considered in Amendment 23 to the list
of FMP items that may be considered in a future framework.
Specifically, this includes:
The addition of new sector monitoring tools (e.g., EM,
other technologies or approaches) that meet or exceed the Council's
selected monitoring standard;
Setting vessel-specific coverage targets instead of
coverage targets applicable at the sector level; and
All the Amendment 23 measures discussed in detail above.
Regulatory Adjustments and Corrections Under Regional Administrator
Authority
In this final rule, NMFS is implementing several administrative
changes to the regulations consistent with section 305(d) of the
Magnuson-Stevens Act, which provides that the Secretary of Commerce may
promulgate regulations necessary to ensure that amendments to an FMP
are carried out in accordance with the FMP and the Magnuson-Stevens
Act. These adjustments do not make any substantive changes to the
current regulations, but are intended to improve the clarity of the
regulations.
First, we revise Sec. 648.2 to add definitions of terms related to
EM that are used in the implementing regulations for Amendment 23 and
clarify and consolidate definitions related to individuals that collect
data for NMFS. Second, we move the sector monitoring program
regulations from Sec. 648.87 to Sec. 648.11. Third, we revise Sec.
648.11 to update the names of divisions within NMFS. Fourth, we revise
Sec. Sec. 648.2, 648.10, 648.11, 648.14, 648.51, 648.80, 648.86, and
648.202 to clarify that all regulations applicable to certified
monitors also apply to monitoring staff in training. Finally, we
[[Page 75856]]
revise Sec. 648.14(k) to correct a typographical error where text is
missing and to clarify application of the prohibitions to EM.
Finally, due to the extensive regulatory changes in this action, we
are updating references throughout the groundfish regulations that will
change based on the regulatory adjustments.
Comments and Responses
We received 26 unique comment letters in response to the notice of
availability (NOA) for Amendment 23 and the proposed rule. We also
received one comment that was not germane to Amendment 23. Comments are
grouped and summarized by topic.
General Comments on Amendment 23
Comment 1: Twelve comments generally supported approval and focused
on the need for, and benefits of, the preferred alternative to set a
fixed ASM coverage target of 100 percent of sector groundfish trips for
4 years. Seven comments generally opposed approval of Amendment 23 and
focused on the cost to industry of the preferred alternative to set a
fixed monitoring at-sea monitoring coverage target of 100 percent of
sector groundfish trips; the negative effects of those costs on
industry members and ports; and the lack of a guaranteed increase in
quota resulting from increased monitoring. More specifically, six
commercial fishing industry organizations generally opposed Amendment
23 and one commercial fishing industry organization generally supported
the action. One individual member of the fishing industry commented in
support while another commented that if 100-percent monitoring is
implemented, then the monitoring data must be used in stock
assessments. Seven comments were submitted by students from colleges,
universities, and law schools with a mix of support and opposition.
Four environmental non-governmental organizations (eNGO) submitted
comments supporting partial approval of the amendment. These eNGO
comments supported the increase in monitoring, but opposed the default
coverage target of 40 percent, setting coverage based on Federal
funding, and removing the uncertainty buffer, and excluding some trips
from the monitoring requirement until bias was completely removed from
the fishery. One eNGO also submitted comments signed by 1,251
individual members that support implementing a 100-percent at-sea
monitoring coverage target.
Response: On April 12, 2022, we approved Amendment 23, including
all the management measures recommended by the Council. In this rule we
are implementing Amendment 23 as proposed, with minor changes to the
implementing regulations (see Changes from the Proposed Rule below). We
respond in detail to specific comments on the ASM coverage target below
(see Comments on the ASM Coverage Target).
National Environmental Policy Act (NEPA) Comments
Comment 2: The Northeast Seafood Coalition (NSC) commented that the
EIS does not comply with NEPA requirements and raised several concerns.
First, NSC claims that scoping comments were ignored in the EIS and
that Amendment 23 is an attempt to justify a pre-determined political
objective. NSC alleges that the analyses focus on fishing effort and
enforcement, which are not related to the purpose and need of the
action. NSC argues that the alternatives were not reasonably compared
to each other and the status quo. NSC also states the analyses do not
provide evidence of widespread underreported catch, and that a peer
review by a subset of the Council's Scientific and Statistical
Committee (SSC) suggested additional analyses were needed to determine
the frequency and magnitude of underreported catch. NSC also argues
that increased monitoring will introduce additional bias to catch data
and will not improve stock assessments. Finally, NSC highlights that
the Council selected an alternative that was not in the draft EIS and
that the final EIS includes analyses that were not part of the draft
EIS.
Response: We disagree with NSC's positions. The record of
development of this action demonstrates the Council did not initiate
Amendment 23 with a pre-determined political objective. The Council
engaged in a rigorous scoping process, including consideration of all
comments before determining the purpose and need of the action. The
purpose and need are clearly focused on reliable and accurate catch
accounting to support the conservation and management requirements of
the FMP. Amendment 23 represents a long and inclusive process, begun in
2015, of evaluating potential revisions to improve the reliability and
accuracy of catch data while minimizing economic costs to industry.
A comprehensive evaluation of the alternatives in relation to the
purpose and need of the action includes fishing mortality and
enforcement, among other metrics, in the analyses evaluating the
impacts of the different monitoring coverage alternatives. The Affected
Environment is described in the final EIS based on valued ecosystem
components (VECs), including: Regulated groundfish species; non-
groundfish species/bycatch; the physical environment and essential fish
habitat; protected resources; and human communities. VECs represent the
resources, areas, and human communities that may be affected by the
alternatives under consideration. VECs are the focus because they are
the ``place'' where management action impacts occur. Within each
section, the final EIS compares all alternatives to each other and to
the No Action alternative. In Amendment 23, No Action is not
necessarily the same as the status quo. For instance, the No Action
alternative for setting an ASM coverage target requires an annual
calculation that may range up to a 99-percent coverage target for which
industry is responsible for costs as detailed in the regulations.
However, the status quo is that the coverage target in fishing year
2021 was 40 percent of sector groundfish trips and sectors were
reimbursed for all industry monitoring costs.
Bias analyses conducted by the Council's Groundfish Plan
Development Team (PDT) were peer reviewed by a subset of the Council's
SSC. That peer review determined that, in aggregate, the analyses
demonstrated differences both in discarding behavior and in fishing
behavior between observed and unobserved trips; and that the analyses
suggest that discard estimates from observed trips should not be used
to estimate discards from unobserved trips. The peer review noted that
the analyses did not quantify the magnitude of unaccounted discards and
that, with additional refinement and testing, two of the analyses could
be used to provide estimates of the total quantity of unreported
discards relative to annual catch limits or acceptable biological
catches. In response to the recommendations of the peer review, the
Council tasked the Groundfish PDT with further work to provide an
estimate of an upper bound of the potential magnitude for missing
legal-sized discards of Gulf of Maine cod in order to provide some
characterization of the bounds of the discarding problem, and
contracted an additional analysis for the final EIS titled ``Evaluating
the Impact of Inaccurate Catch Information on New England Groundfish
Management.'' The Council considered the analyses showing that current
coverage could not provide a sufficiently accurate estimate of what is
currently unseen on unobserved trips. Indeed, Amendment
[[Page 75857]]
23 seeks to improve the accuracy of catch information, which is
necessary to ensure catch accountability and meet a core Magnuson-
Stevens Act requirement to prevent overfishing. The Council's choice to
seek further data that should be sufficient for assessing the magnitude
of bias by increasing at-sea monitoring coverage up to 100 percent was
reasonable.
Comprehensive monitoring with coverage up to 100 percent of trips
will minimize bias in catch data by minimizing the opportunity for
differences between observed and unobserved fishing activity. Removing
bias from catch data improves one source of data included in stock
assessments, but it is impossible to predict the outcomes of future
stock assessments prior to acquiring unbiased or minimally biased data.
Additional analyses were completed during the comment period of the
draft EIS and were included in the final EIS, but this is neither
unusual generally, nor problematic in this instance. The Council
created and selected a new alternative during the meeting where it made
a final decision, but the new alternative was a combination of an
existing alternative with an additional measure that fell within the
range of the other alternatives evaluated in the draft EIS and did not
introduce any new concepts or impacts. This new alternative was created
to incorporate and address public comments.
Executive Orders (E.O.)
Comment 3: NSC commented that the amendment is not consistent with
E.O.s 13777, 13840, and 13921. Specifically, NSC argued that Amendment
23 is inconsistent with E.O. 13777 because it would eliminate jobs, is
unnecessary, would be ineffective, and has costs exceeding the
benefits. NSC also alleged that Amendment 23 would not facilitate
economic growth of coastal communities and promote ocean industries and
would not ensure productive and sustainable use of ocean, coastal, and
Great Lakes waters, as required by E.O. 13840. Last, NSC alleged
Amendment 23 was in direct contravention of E.O. 13921, which required
the Council to submit a prioritized list of recommended actions to
reduce burdens on domestic fishing and to increase production within
sustainable fisheries, because it would increase burdens on domestic
fishing and decrease production by small vessels.
Response: We disagree. E.O. 13777 was revoked in January 2021.
E.O.s 13840 and 13921, cited by the NSC, are consistent with the
requirements of the Magnuson-Stevens Act's national standards and
procedures for developing and implementing fishery management plans and
amendments. None of the E.O.s cited by NSC eliminate or revise the
requirements or authorities of the Magnuson-Stevens Act. Amendment 23
is consistent with the Magnuson-Stevens Act requirements as described
in the proposed rule and this final rule. Further, Amendment 23's
development, conservation and management measures, and implementation
are consistent with the policies and requirements of E.O.s 13840 and
13921. Amendment 23 facilitates long-term economic growth by improving
our ability to prevent overfishing and achieve optimum yield on a
continuing basis (see response to Comment 5, below). As noted
throughout this rule and the proposed rule, Amendment 23 measures are
necessary to improve catch documentation in a cost-effective manner
that is expected to improve the fishery's efficiency, productivity, and
competitiveness.
National Standard (NS) 1 Comments
Comment 4: NSC commented that Amendment 23 is contrary to NS 1
because the economic analyses do not show that Amendment 23 will
achieve optimal yield.
Response: We disagree that Amendment 23 is contrary to NS 1. NS 1
states ``Conservation and management measures shall prevent overfishing
while achieving, on a continuing basis, the optimum yield from each
fishery for the United States fishing industry.'' Optimum yield is the
maximum sustainable yield as reduced by economic, social, or ecological
factors, with the most important limitation being the requirement to
prevent overfishing. Nothing in Amendment 23 prevents the Northeast
Multispecies FMP from achieving optimum yield. To the contrary,
Amendment 23 measures are intended to improve the long-term management
of the fishery, including collecting more accurate and precise
information to improve our ability to prevent overfishing and achieve
optimum yield on a continuing basis. Further, NS 1 guidelines require
the setting of status determination criteria (e.g., overfishing level,
acceptable biological catch, annual catch limit) and accountability
measures, and accurately setting these determination criteria relies,
in part, on the improved information that Amendment 23 will provide.
Because of the bias in observer data, documented in the final EIS, it
is not possible at this time to calculate an ASM coverage target less
than 100 percent that would eliminate or minimize bias sufficiently to
ensure catch accountability because the current catch data are not
representative of the entirety of the sector fishery. Setting the ASM
coverage target as high as possible, up to 100 percent, is expected to
provide coverage sufficient to better assess the magnitude and nature
of the bias that exists at current coverage levels that available
information does not allow us to quantify. All of this information will
better inform future management and coverage levels for the fishery.
Thus, the measures in Amendment 23 were selected to improve the FMP's
ability to meet NS 1 requirements.
NS 2 Comments
Comment 5: NSC asserted that there is insufficient information in
the draft EIS to show increased monitoring would improve assessments
and management performance or that under-reported catch was widespread.
NSC also argued it was inconsistent for Amendment 23 to raise concerns
about potential high bycatch of stocks that are low in abundance.
Further, NSC raised concern that the EIS states catch misreporting has
occurred in the past, but uses data from those years to analyze
economic impacts. Northeast Fishery Sector (NEFS) XII alleged that the
analyses are flawed and not based in economic reality.
Response: Amendment 23 is consistent with National Standard 2's
requirement that ``Conservation and management measures shall be based
upon the best scientific information available.'' The analyses included
in the final EIS are based on the best scientific information available
and are consistent with the Information Quality Act. The analyses in
the Amendment 23 final EIS were prepared using data from accepted
sources, and the analyses have been reviewed by members of the PDT and
by the Council's SSC, where appropriate, including a peer review of the
bias analyses. NSC does not identify any objective or peer-reviewed
information that the Council or NMFS ignored. The analyses use all
available fishery data and information to predict economic impacts of
the various alternatives in Amendment 23 on the fishing industry. The
Council acknowledged that available fishery-dependent data is biased
and undertook Amendment 23 specifically to address the problem of bias
in fishery-dependent data. While it is impossible to predict the effect
of more accurate data on future assessments, ensuring catch
accountability and minimizing bias will reduce uncertainty in the
fishery
[[Page 75858]]
dependent data used in assessments as well as Council evaluation of
economic effects of future actions. In addition to fishery-dependent
data, assessments that inform management of the fishery use fishery-
independent data that is not subject to observer bias. NS 2 guidelines
acknowledge that there may be gaps in data, or uncertainty, along with
the need to weigh relevance, inclusiveness, objectivity, transparency,
timeliness, and verification and validation of data to the extent
possible. Given these considerations, the Council process and final EIS
information include sufficient analyses and the best available
scientific information that support Amendment 23's measures. The
economic analyses in the final EIS look at the effects of increased
monitoring, with and without government subsidies, at the vessel, port,
and sector level. Members of the public could use this information to
estimate costs either generally or for their specific fishing business.
We disagree with NSC's premise that it is impossible for the
commercial fishery to have high interactions with an overfished stock
in need of rebuilding. While species differ, species managed under the
Northeast Multispecies FMP, including cod, are known to contract their
geographic range in response to declining population size and to
congregate during various life stages, including during spawning.
Improved monitoring will contribute to determining the level of
interaction between the fishery and stocks.
NS 6 Comments
Comment 6: NSC commented that Amendment 23 is contrary to NS 6
because the EIS fails to assess the changes in behavior that are likely
to result from its increased monitoring coverage. Specifically, NSC
asserts that the baseline information that would be collected by
comprehensive monitoring to inform a review of the monitoring program
would not be an accurate reflection of the fishery and would not help
to improve the management of the fishery. Further, NSC commented that
requiring all vessels to meet the 100-percent ASM requirement is not
fair and equitable.
Response: We disagree that Amendment 23 is inconsistent with NS 6's
requirement to take into account and allow for variations among, and
contingencies in, fisheries, fishery resources, and catches. NS 6
guidance acknowledges uncertainty that may arise from changed fishing
behaviors and notes that data acquisition and analysis will help the
development of management measures to compensate for variations and to
reduce the need for uncertainty buffers. Amendment 23 intends to
acquire additional monitoring information for analysis to address
uncertainty in current catch information consistent with NS 6.
Available analyses identified several biases in the current
monitoring program and demonstrated monitoring data is not
representative of the whole fishery. Observed trips are not
representative of unobserved trips and monitoring data from observed
trips cannot be extrapolated to the whole of the fishery, unless the
level of observed trips is high enough to address biases that exist
with lower coverage levels. NSC argues that higher ASM coverage
introduces new bias because it influences where and when fishing
occurs, and the stocks fishermen will target. However, NSC also argues
that the final EIS contains no information on potential bias from
achieving less than 100-percent coverage due to either a lack of
Federal funds in years 1-4, or logistical challenges, or when the ASM
coverage target defaults to 40 percent beginning in year 5. Requiring
ASM on all sector groundfish trips would minimize, help identify or
quantify, or eliminate monitoring bias.
NSC provides no suggested alternative for sufficiently addressing
bias. NSC's notion that more comprehensive monitoring would only
provide biased information, and is therefore improper, in effect argues
that any level of monitoring is faulty and improper because it changes
fishing behavior. NSC's position acknowledges the differences in
observed and unobserved trips that Amendment 23 is designed to address,
but its argument is inconsistent with NS 6. Without offering suitable
alternatives, its position unacceptably leaves the fishery without any
means of addressing the uncertainty arising from bias or ensuring catch
accountability. Instead, Amendment 23 is responsibly seeking further
information that is necessary to better account for variations and
contingencies in the fishery. Amendment 23's approach is consistent
with NS 6 guidance that ``continual data acquisition and analysis will
help the development of management measures to compensate for
variations. . . .'' In addition, Amendment 23 provides for variations
in use of monitoring by authorizing the use of EM as an alternative to
human ASM.
NSC seems to be misconstruing discussion of fairness and equity in
the EIS with its concern that 100-percent monitoring would not be fair
and equitable. The analysis in the EIS describes that if monitoring
increases compliance with the FMP, it would create a fairer and more
equitable fishery because all participants would be held to the same
standards, thus preventing misreporting or illegal discarding behavior
that results in an unfair competitive advantage. The additional
observed information provided by Amendment 23 may also provide the
basis for identifying inequities and for a more accurately managed
fishery that benefits all participants.
NS 7 Comments
Comment 7: NSC and representatives of NEFS XII commented that
Amendment 23 is not consistent with National Standard 7 because it does
not contain a cost-benefit analysis. NSC also commented that the EIS is
inadequate because the economic analyses consider gross revenues,
rather than net revenues, and it lacks a break-even analysis to justify
vessel monitoring costs. Further, NSC commented that the EIS fails to
demonstrate that Amendment 23's changes to the monitoring program
justify its costs, does not allow the public to ascertain clearly the
types and levels of burdens on different groups, and does not explain
why monitoring coverage levels measures considered unnecessary in
previous actions were selected by the Council in Amendment 23. Finally,
NSC commented that the EIS fails to justify industry costs by providing
meaningful benefits to industry members and science, arguing it is
irrational to suggest that improved data resulting from a reduction in
observer bias could lead to improved economic outcomes through improved
stock assessments.
Response: We disagree with the commenters that Amendment 23 is
inconsistent with NS 7. NS 7 states, ``Conservation and management
measures shall, where practicable, minimize costs and avoid unnecessary
duplication.'' NS 7 does not require a formal cost-benefit analysis. NS
7 guidance states that ``supporting analyses for FMPs should
demonstrate that the benefits of fishery regulation are real and
substantial relative to the added research, administrative, and
enforcement costs, as well as costs to the industry of compliance. In
determining the benefits and costs of management measures, each
management strategy considered and its impacts on different user groups
in the fishery should be evaluated. This requirement need not produce
an elaborate, formalistic cost-benefit analysis. Rather, an evaluation
of effects and costs, especially of differences among workable
alternatives, including the status quo, is adequate.''
[[Page 75859]]
Amendment 23 evaluates the differences between the alternatives and
supports the Council's choice as the most practicable means of ensuring
catch accountability. The benefit of Amendment 23 is providing
sufficient information and a means of meeting NS 1 requirements to set
status determination criteria (e.g., overfishing level, acceptable
biological catch, annual catch limit) and to ensure catch
accountability to prevent overfishing. Analyses in the final EIS show
that the current system for setting ASM coverage targets, including
achieving a 30-percent coefficient of variation on discard estimates,
is not effective for providing accurate catch data for catch
accountability. Thus, the resulting data could adversely affect core
Magnuson-Stevens Act requirements. As a result, the EIS includes a cost
efficiency analysis, rather than a formal cost-benefit analysis, that
examines the most efficient way to achieve the levels of monitoring
considered in Amendment 23 for ensuring catch accountability, and the
effects on the groundfish fishery participants. The economic analyses
in the EIS examine the effects of increased monitoring, with and
without government subsidies, at the vessel, port, and sector level for
the different alternatives. The economic analyses of the costs for the
alternatives includes both static and dynamic approaches. The dynamic
approach reports operating profit (net revenues). Further, Amendment 23
caps the level of coverage for which industry would pay at 40 percent,
which minimizes the economic impacts on vessels while still meeting the
critical need for monitoring to improve conservation and management of
the groundfish fishery. These considerations were thorough and helped
identify and evaluate differences between the alternatives in order to
minimize costs to the extent practicable, consistent with NS 7.
NS 8 Comments
Comment 8: Four comments included concerns about Amendment 23
meeting the requirements of NS 8. NSC commented that the community
impacts were hard to understand, that it was counterintuitive to
conclude that gross ex-vessel revenues would increase due to increased
monitoring, that Amendment 23 does not provide for sustained
participation by communities, and that if the required monitoring is
not economically viable for every industry member, then distributional
and allocative impacts must be considered. Another comment stated the
EIS had not adequately considered the social and economic harm to
fishing communities of the EM provision, and urged us to make EM
mandatory and to subsidize EM start-up costs for low-engagement fishing
communities. NEFS XII commented that the economic analyses are not
based in economic reality because a 40-percent coverage target is not
affordable without government subsidy and noted the EIS did not
consider the benefits of local seafood being sold and consumed locally.
NEFS X and XIII commented that Amendment 23 would consolidate the
fleet, force out small family operators, and cause the permanent loss
of shore side support industries. NSC also commented that Amendment 23
is contrary to the Council's fleet diversity policy.
Response: We disagree that Amendment 23 is inconsistent with NS 8.
NS 8 states, ``Conservation and management measures shall, consistent
with the conservation requirements of this Act (including the
prevention of overfishing and rebuilding of overfished stocks), take
into account the importance of fishery resources to fishing communities
by utilizing economic and social data that meet the requirements of
paragraph (2), in order to (A) provide for the sustained participation
of such communities, and (B) to the extent practicable, minimize
adverse economic impacts on such communities.'' NS 8 requires
consideration of the importance of fishery resources consistent with
the conservation requirement of the Magnuson-Stevens Act. The NS 8
guidance specifies that deliberations regarding the importance of
fishery resources to fishing communities must not compromise the
achievement of conservation requirements and goals of the FMP.
The potential for increased industry costs associated with
monitoring or even some consolidation is consistent with the FMP's
fleet diversity goal. The groundfish monitoring plan goals include
achieving coverage levels sufficient to minimize effects of potential
monitoring bias to the extent possible while maintaining as much
flexibility as possible to enhance fleet viability. The FMP's fleet
diversity goal does not ensure the participation of every participant,
but rather seeks to provide flexibility to enhance fleet viability.
Amendment 23 measures were developed to provide the balance that this
goal seeks. It provides alternative means of monitoring that have
differing costs and a sector may choose the combination of human ASM,
audit EM, and MREM that best suits the operations of the sector and its
member vessels. It seeks to minimize those costs when Federal funding
is unavailable. It includes an evaluation that is expected to provide
an opportunity to assess the effects on bias, fleet operations, and the
benefits or costs of this program that does not exclude an assessment
of fleet viability.
As discussed above, the economic analyses in the EIS consider the
effects of increased monitoring, with and without government subsidies,
at the vessel, port, and sector level. The analyses forecasted that
less-profitable fishing operations would lease quota to more-profitable
operations with a net result of increasing gross revenues for the
fishery. The FMP goals include managing the stocks at a sustainable
level and creating a management system that supports a fleet capacity
commensurate with resource status, as well as an objective to maintain,
to the extent possible, a diverse groundfish fishery, including
different gear types, vessel sizes, geographic locations, and levels of
participation. Amendment 23 maintained these goals and focused on goal
1 of the groundfish monitoring program: Improve documentation of catch.
Amendment 23 looked at a range of options that adjust the current
monitoring program to improve accounting and accuracy of collected
catch data. The range included variable and fixed target coverage
levels based on catch or trips, human ASM, two types of EM, and
flexibility to allow sectors to choose the tools used to meet the
sector monitoring requirement. Ultimately, the Council chose a fixed
coverage target as high as could be achieved at zero cost to industry
to form the basis of an analysis to further evaluate the fishery and
its monitoring program. The Council also set a new lower cap on the
coverage target that will be set when industry is paying for
monitoring, as well as approving two EM models that sectors could
choose to use to provide for sustained participation and minimize
adverse economic impacts on communities to the extent practicable.
NS 10 Comments
Comment 9: NSC commented regarding NS 10 that the safety
implications and incentives of the various alternatives were not
compared and stated that vessels may choose to fish in dangerous
weather to minimize monitoring costs associated with waiting out
weather.
Response: We disagree that Amendment 23 is inconsistent with NS 10.
NS 10 states, ``Conservation and management measures shall, to the
extent practicable, promote the safety of human life at sea.'' NS 10
requires
[[Page 75860]]
management actions include measures, to the extent practicable, that
avoid situations that may create pressures for fishermen to fish under
conditions they would otherwise avoid due to safety. For
practicability, measures must be consistent with the legal and
practical requirements of conservation and management of the resource.
Amendment 23 includes an ASM coverage target that is conditioned on the
availability of Federal funding for NMFS' and industry costs. It
provides for the use of human ASM and EM as an alternative to ensure
catch accountability and affordability, to the extent practicable. In
the event that reduced Federal funding leads to industry paying for its
costs, the Council's preferred alternative caps the level of ASM
coverage industry would pay for at 40 percent. Fishing is an inherently
dangerous occupation where not all hazardous situations can be foreseen
or avoided. NSC commented that vessels carrying an observer might
choose to continue fishing in bad weather to earn revenue to pay for
monitoring costs when Federal funding is not available. Importantly,
vessels may also choose to postpone a trip, or can end a trip in
progress at any time, if safety is a concern. Vessels may also choose
to adopt EM and eliminate the costs associated with having a human at-
sea monitor aboard during a weather layover.
Comments on the ASM Coverage Target
Comment 10: NSC commented that NMFS had previously argued in court
that the incremental biological benefits of 100-percent monitoring did
not justify the costs and that EM was not a viable option, and asked
why 100-percent monitoring was now economically viable and beneficial.
Response: In Oceana, Inc. v. Ross, 275 F.Supp.3d 270, 290-91
(D.D.C. 2017) (Oceana), NMFS argued that EM was, at that time, not
sufficiently developed or suitable to be a viable replacement for human
at-sea observers for the purpose of the standardized bycatch reporting
methodology (SBRM). The SBRM is distinct from the groundfish sector
monitoring program as it applies universally to all federally managed
fisheries in the Greater Atlantic region rather than just to groundfish
sector vessels. The data collected by SBRM observers include
information (such as weights of fish, scales, and otoliths, among other
things) that cannot effectively be collected via EM systems. Because of
this, even groundfish sector vessels electing to use EM as an
alternative to human ASM must still carry an SBRM observer when
selected. Continued development of EM specifically for the groundfish
sector fleet since the time of that case has resulted in two EM models
that we have deemed suitable as alternatives to human ASM for the
groundfish sector monitoring program. Specifically, the audit model
requires fishermen that choose the model to place all discards on a
measuring board in view of the camera to allow capture of length
information while MREM prohibits discards of allocated groundfish
stocks and is coupled with DSM to capture information not obtainable by
cameras. Further, this rule does not require any vessel to use EM, but
implements the Amendment 23 provision allowing a sector to choose the
combination of human ASM, audit EM, and MREM that best suits the
operations of the sector and its member vessels.
In addition, since the lawsuit, new information and analysis raised
questions and concerns about the efficacy of the groundfish sector
monitoring program. Most importantly, bias analyses conducted by the
PDT demonstrated differences both in discarding behavior and in fishing
behavior between observed and unobserved trips at fleet-wide coverage
levels that were generally below 35 percent. The analyses suggest that
discard estimates from observed trips should not be used to estimate
discards from unobserved trips when coverage rates are at low levels.
The Council is revising the groundfish sector monitoring program,
including increasing the ASM coverage target up to 100 percent of
trips, to address bias and inform future action.
Comment 11: NSC commented that the EIS did not provide evidence to
support a conclusion that substantially increased levels of monitoring
would meet the stated goals of the action to improve groundfish stock
assessments and management of the fishery, or that unmonitored fishing
activity was negatively affecting resource conservation.
Response: We disagree that the ASM coverage target implemented by
Amendment 23 is inconsistent with the stated purpose and need.
Amendment 23 states the purpose of the action is to ``. . . adjust the
current monitoring program to improve accounting and accuracy of
collected catch data. It is the Council's intent that the catch
reporting requirements are fair and equitable for all commercial
groundfish fishermen, while maximizing the value of collected catch
data, and minimizing costs for the fishing industry and the National
Marine Fisheries Service.'' Amendment 23 states the need is ``. . . to
implement measures to improve the reliability and accountability of
catch reporting in the commercial groundfish fishery to ensure there is
precise and accurate representation of catch (landings and discards).
Accurate catch data are necessary to ensure that catch limits are set
at levels that prevent overfishing and to determine when catch limits
are exceeded.''
Amendment 23 maintains the current goals and objectives of the
groundfish monitoring program, but addresses Goal 1 to improve
documentation of catch, described as ``improved catch accounting''
during the scoping process. The objectives associated with that goal
are: (1) determine total catch and effort, for each sector and the
common pool, of target or regulated species; and (2) achieve coverage
level sufficient to minimize effects of potential monitoring bias to
the extent possible while maintaining as much flexibility as possible
to enhance fleet viability. Amendment 23 adopts the highest ASM
coverage target practicable, and provides for the use of EM, to inform
future changes to the monitoring program and ensure catch
accountability while balancing the effects of monitoring costs on the
fishery. As discussed above, the Council chose a fixed coverage target
as high as could be achieved at zero cost to industry to reliably and
accurately estimate catch and to form the basis of an analysis to
further evaluate the fishery and its monitoring program. The Council
also set a new lower cap on the coverage target that will be set when
industry is paying for monitoring, as well as approving two EM models
that sectors could choose to use to provide for sustained participation
and minimize adverse economic impacts on communities to the extent
practicable.
Amendment 23 measures are meant to improve the long-term management
of the fishery, including collecting more accurate and precise
information to improve our ability to prevent overfishing and achieve
optimum yield on a continuing basis. As discussed above, analyses of
bias suggest that discard estimates from observed trips at low coverage
levels should not be used to estimate discards from unobserved trips.
Thus, when observer coverage levels are low, catch from unmonitored
fishing cannot be reliably estimated from observed trips. NS 1
guidelines require the setting of status determination criteria, and
accurately setting these determination criteria relies on the improved
information that Amendment 23 will provide.
Comment 12: The Cape Cod Commercial Fishermen's Alliance
[[Page 75861]]
(CCCFA) supported the increased monitoring required under Amendment 23
and asserted that uncertainty over accurate and precise catch
information and an inconsistent survey have combined to make management
of the Northeast multispecies complex unable to rebuild key stocks. The
Nature Conservancy (TNC) supported replacing the current method for
determining the ASM coverage target for deploying human at-sea monitors
with a fixed coverage target and setting the ASM coverage target at 100
percent for 4 years, but opposed setting the ASM coverage target based
on funding and argued that target coverage rates should be based on the
level of monitoring needed to achieve the goals and objectives of
Amendment 23. The Environmental Defense Fund (EDF) and the Conservation
Law Foundation (CLF) supported the 100-percent coverage target, but
opposed defaulting to 40-percent coverage in the absence of Federal
funding. CLF also submitted a comment on behalf of 1,251 members who
had individually signed a letter supporting the 100-percent monitoring
target. EDF highlighted that the final EIS stated that statistical
analyses ``cannot quantify the differences between observed and
unobserved trips in a way that allows for either a mathematical
correction to the data or a survey design that resolves bias.'' EDF
went on to interpret this to mean there is no mechanism to account for
observer coverage bias except to eliminate it. Oceana supported the
coverage target, but commented that 100-percent coverage would not
completely remove bias due to unobserved tows or hauls. NSC opposed the
coverage target based on issues related to NEPA and the National
Standards (see above) and raised a concern that if the target coverage
is not achieved there is no defined plan to ensure the monitoring
program provides unbiased data.
Response: We agree that sector monitoring programs must ensure that
monitoring coverage is sufficient for monitoring catch and discards,
and that the current method for determining the ASM coverage target
based on a CV analysis should be replaced for total catch accounting
under the sector program. Analyses included in the final EIS documented
that using a 30-percent CV was an insufficient basis for determining
the necessary at-sea monitoring coverage target, without modification,
because observer bias resulted in observed trips not being
representative of unobserved trips. This differs from using a CV to
determine review rates for EM programs where cameras are on and catch
handling protocols are followed on 100 percent of groundfish trips; and
from the SBRM program where there is limited incentive for vessels to
fish differently on trips carrying an observer than on trips when
without an observer. Using a method based on a CV to determine ASM
target coverage levels is not effective to estimate total catch because
observed trips at low levels of coverage are not representative of
unobserved trips and there is an incentive for vessels to fish
differently when carrying an at-sea monitor than on trips without an
at-sea monitor. Because the catch data collected from low coverage
levels are not representative of the entirety of the sector fishery, we
cannot calculate an ASM coverage target that we can be reasonably
confident would eliminate or minimize bias sufficiently to ensure catch
accountability. The Council chose a fixed ASM coverage target of up to
100 percent to address bias by establishing a baseline of accurate and
precise catch information for the fishery. The ASM coverage targets are
coupled with a review process to evaluate the monitoring program once
two full years of data are available. The preferred alternative adopts
the highest level of ASM practicable, while balancing the effects of
monitoring costs on the fishery, to inform future changes to the
monitoring program and ensure catch accountability.
We disagree that the ASM coverage target should be 100 percent of
trips regardless of Federal funding and that the 40-percent default
coverage target should be disapproved. Monitoring coverage targets
should be designed to achieve their stated purpose, ensuring catch
accountability in as cost-effective manner as practicable. We have
learned that setting ASM coverage targets based on coefficients of
variation does not account for bias. The Council approved a new manner
of determining ASM coverage targets designed to provide sufficient data
to ensure catch accountability and determine what targets might be
suitable under 100 percent.
Monitoring is always dependent on the availability of Federal
funds, because even under industry-funded monitoring programs, NMFS
incurs costs associated with administering monitoring programs. The
coverage target in Amendment 23 is 100 percent of trips, so long as
NMFS and industry costs for that coverage are funded with Federal
appropriations. The 40-percent default coverage target in years 1-4 is
the point at which available Federal funding would be solely applied to
NMFS' costs in the event that a lack of funding would otherwise result
in less than 40-percent coverage. ASM coverage targets of at least 40
percent on a consistent basis would be an increase from attained
coverage levels to date.
Importantly, EM is available as an alternative to human ASM to
ensure catch accountability. Sector monitoring programs must be
satisfactory for monitoring catch and discards. This includes the
potential use of EM as an alternative or if determined to be necessary
as part of a future evaluation.
Comment 13: CCCFA supported NMFS covering industry costs when
Federal funding is available because the industry is struggling
economically and needs to minimize costs until groundfish stocks are
rebuilt. One fisherman commented that basing the ASM coverage target on
Federal funding creates an incentive for the industry to try to reduce
funding for NMFS so that coverage levels will decrease. The commenter
suggested the Council should establish an affordable level of industry
monitoring costs, similar to the model used in the scallop fishery, to
obtain the long-term benefits of accountability.
Response: We agree that the Federal funds appropriated for industry
costs will facilitate industry transitioning to comprehensive
monitoring. Making the coverage target contingent on Federal funding
for industry costs balances the need for improved monitoring with the
economic effects to the fishery. Combined with the option for vessels
to use EM and removing the management uncertainty buffers from the
sector portion of the ACL, the increased cost to industry is reduced.
ASM coverage targets of at least 40-percent on a consistent basis would
be an increase from attained coverage levels to date. Higher ASM
coverage, even for a limited time, along with data from EM, could
improve the cost-effectiveness of the monitoring system by providing a
baseline of accurate and precise catch information for the evaluation
of the program. Amendment 23 includes a requirement to evaluate the
efficacy of sector monitoring coverage rates, to occur once two full
fishing years of data is available. The intent of that review is
evaluation of whether the monitoring program is meeting the goal of
improved accuracy of catch data, while maximizing value and minimizing
costs of the program through a future action. The Council wants to be
sure enhanced levels of monitoring data are working as intended and the
increased costs to industry are providing expected benefits from
improved accuracy and reduced potential for bias in catch data. The
Council could choose to reevaluate the
[[Page 75862]]
funding structure of the groundfish sector monitoring program as part
of that review.
Comment 14: Oceana commented that any assumptions of completely
removing bias by at-sea monitors observing 100 percent of trips is
flawed and should be amended. Oceana specified that no observer can
observe every tow or haul, and noted unobserved fishing happens on
trips carrying observers, particularly on multi-day trips where
observers are limited in the number of hours that they can work.
Response: We agree that requiring a single human at-sea monitor on
100-percent of trips does not assure every tow or haul is observed.
However, we disagree that the language of the final EIS and amendment
needs to be revised. The amount of catch and discards that an at-sea
monitor may miss for various reasons (e.g., fish being discarded while
the at-sea monitor is not looking or is below deck) does not
necessarily introduce bias because it does not change where and how
vessels fish. Also, only some trips (33 percent in 2021) occur over
multiple days where a human at-sea monitor will sleep or otherwise does
not observe catch or discards. Further, some vessels, including a
portion of vessels taking trips over multiple days, will be using EM
rather than human at-sea monitors. All vessels using EM are required to
have the camera system operational for the entirety of all sector
groundfish trips. In particular, because all sector vessels are subject
to human observer coverage as part of the SBRM, there may be
opportunities to evaluate the possible effect by comparing EM and
observer data on trips where a human at-sea monitor does not observe
all tows. While 100-percent monitoring coverage might not completely
remove the possibility for unobserved catch and discards, it does meet
the Council's goal ``. . . to achieve a monitoring coverage level that
ensures precise and accurate catch (landings and discards) estimation
and minimizes the potential for biases in the estimates.''
Comment 15: NSC commented in opposition to the 40-percent ASM
coverage target in the absence of Federal funding and argued that there
was no basis to conclude that industry could afford to pay for 40-
percent coverage. NEFS XII commented that the sector could not afford
the current cost of monitoring without the subsidy provided by Federal
appropriations, and that the sector's contracted ASM cost equates to a
standardized daily cost of 13 to 18 percent of gross revenue on every
trip.
Response: The Council selected a minimum ASM coverage target of 40
percent in the event that Federal funds are not available in a given
year to ensure accurate catch information is still provided while
addressing concerns about industry costs. The minimum target level of
40 percent will be funded by either sectors (if no Federal funds are
available) or a combination of sectors and Federal funds. Making the
coverage target contingent on Federal funding for industry costs
balances the need for improved monitoring with the economic effects to
the fishery. In years with a 40-percent ASM coverage target, Federal
funding would be used to first pay NMFS costs for administering the
monitoring programs and then support as much of industry costs as
possible. Combined with the option for vessels to use EM, the increased
cost to industry is mitigated to the extent practicable. Further, this
change from the current maximum possible industry-funded ASM coverage
target of 99 percent represents a reduction in the maximum monitoring
costs that industry could have to pay. Further, all human observer
coverage assigned to sector trips under the SBRM counts towards
achieving the human ASM coverage target and this coverage is Federally
funded.
A 40-percent ASM coverage target is an improvement from the average
ASM coverage target from fishing years 2010-2017, which was 22 percent.
The effects of 40-percent coverage on regulated groundfish would fall
somewhere between the impacts of 25-percent coverage and 50-percent
coverage, which were analyzed in the EIS. Thus, 40-percent coverage
would have neutral to low positive effects on groundfish stocks,
relative to No Action, because this target coverage level would
represent an increase from the average realized coverage. However, with
40-percent coverage, there may be sources of unaccounted mortality in
the fishery and an incentive to discard fish illegally when not
monitored.
Comment 16: NSC commented that the proposed action is inconsistent
with the regulatory requirements for an industry-funded monitoring
program because the EIS did not analyze whether individual participants
or ports could afford the industry costs associated with a 40-percent
coverage target, and that not all participants could pay for the
monitoring while remaining profitable. In particular, NSC alleged that
Amendment 23 threatens the continued existence of the fishery and will
diminish the net benefits to the nation.
Response: The industry-funded monitoring regulations at 50 CFR
648.11(g) apply to the development of new industry-funded monitoring
programs by the Council. These regulations were implemented after the
implementation of the groundfish sector monitoring program.
Nevertheless, the groundfish sector monitoring program is consistent
with the industry-funded monitoring provisions.
The groundfish sector monitoring program is necessary to monitor
catch, discards, and utilization of sector annual catch entitlement
(ACE). It helps ensure catch accountability and prevent overfishing as
required by the Magnuson-Stevens Act. Objective design criteria are
enumerated in Sec. 648.11(l). As discussed above, the EIS includes a
cost efficiency analysis that examines the most efficient way to
achieve the levels of monitoring considered in Amendment 23 for
ensuring catch accountability, and the impacts on the groundfish
fishery participants. Further, the Council's preferred alternative caps
the level of coverage industry would pay for at 40 percent, which
minimizes the economic impacts on vessels while still meeting the
critical need for monitoring to improve conservation and management of
the groundfish fishery. Additionally, when the selected coverage target
is combined with other measures in Amendment 23 (specifically EM and
removal of management uncertainty buffers), the increased costs to
industry are minimized. We will continue to grant waivers from the
monitoring requirement for logistical reasons and in the event that
coverage is not available due to a lack of Federal funding for NMFS'
costs. The sector monitoring program requires sectors to directly
contract with monitoring service providers rather than establishing a
cost collection. Standards for monitoring providers are enumerated at
Sec. 648.11(h) and (l)(10)(ii). Additional implementation measures are
also specified in Sec. 648.11(l). Last, the groundfish sector
monitoring program revised by Amendment 23 applies only to vessels
participating in the voluntary sector catch share program. Each year,
each vessel issued a limited access Northeast multispecies permit may
opt to fish as part of a sector or to fish as part of the common pool
fishery that is managed with a combination of effort controls and does
not have an industry-funded monitoring requirement.
Comment 17: NSC commented that the impacts of the new coverage
target are unclear because the status of Federal funding for later
years is unknown.
Response: We agree that it is not possible to predict precisely the
exact costs of the coverage target in future
[[Page 75863]]
years because the coverage may fluctuate for the industry as a whole
and individual sectors or vessels; however, the EIS explicitly
discusses that the economic effects of the coverage target depend on
the availability of Federal funds to reimburse sectors for monitoring
costs and the actual coverage targets set in each year. If there is no
Federal funding to subsidize industry monitoring costs, then industry
would be responsible for the full costs of a 40-percent coverage
target, except for any observer coverage provided under the SBRM. The
EIS uses both a linear model and a dynamic model to estimate costs to
industry in this scenario. If full subsidy continues at any coverage
target, then the effects would be neutral relative to status quo,
because in past years most monitoring costs were reimbursed. While
direct economic effects may be offset by any subsidy available for
monitoring, indirect negative effects may also occur, if monitoring
creates additional tasks or delays in at-sea operations. Overall, if
there is no subsidy, fleet-wide ASM costs are estimated to be
approximately $2.09 million per year, a negative impact relative to No
Action ($0.9 million), due to the increase in the coverage target from
the average coverage target in recent fishing years. Economic effects
may be positive relative to No Action if there is more than $1.2
million available for monitoring, since if any less is available, then
the No Action would be less expensive. The costs of monitoring of up to
40 percent coverage will not be uniformly borne by the fleet because
those fishing more will generally pay more. There are also differences
in how much of the total coverage will be accounted for by SBRM
observer coverage on a sector and individual vessel level. In general,
those fishing less also earn less on groundfish trips and groundfish
trips may represent a higher proportion of total groundfish revenue as
compared to higher grossing vessels. In general, vessels with low
engagement in the fishery tend to be smaller and are also less reliant
on groundfish fishery revenue, so effects from increases in monitoring
coverage may mean those vessels are more likely to shift into other
fisheries and lease their share of sector quota to active participants.
Costs by homeport, engagement level, vessel size, and sector were
estimated and included in the EIS. These are thorough estimates that
inform the public sufficiently of potential costs and benefits of the
action.
Comment 18: NSC alleges that there is no analysis or acknowledgment
in the EIS that the increased monitoring will drive many current
participants permanently out of the fishery with corresponding impacts
on small coastal fishing communities with limited opportunities for
alternate employment.
Response: We disagree. As NSC points out elsewhere in its comments,
the EIS states that coverage levels based on a percentage of trips may
have effects that are ``disproportionately negative for commercial
groundfish sector program day boat participants, typically those
operating smaller vessels or vessels contributing relatively small
proportions to overall groundfish landings.'' Costs by homeport,
engagement level, vessel size, and sector were estimated and included
in the EIS. The EIS specifically highlights the ports that may have
relatively greater negative social impacts as a result of monitoring
coverage on a higher percentage of trips.
Comment 19: CCCFA commented that NMFS must ensure that there is
increased observer capacity in order to minimize waivers and meet human
ASM targets to achieve a robust monitoring program. NEFS V and XI
commented that achieved ASM coverage levels will not reach or approach
100 percent due to existing logistical issues and ASM staffing.
Response: We agree that we must increase observer capacity and that
in certain circumstances we may not meet a monitoring coverage target,
particularly in the first year as we ramp up coverage and may face
logistical complications. We have increased the number of at-sea
monitor training sessions and contracted out training to increase the
number of certified at-sea monitors available to support the increased
ASM coverage target. Currently, there are 83 trained at-sea monitors,
we have the potential this year to train 80 additional new at-sea
monitors, and the potential to cross train an additional 40 observers
or industry-funded scallop observers to be at-sea monitors. We will
continue to issue waivers from ASM for selected trips in specific
circumstances, including logistical reasons such as a late observer,
safety, or if an observer or at-sea monitor is not available to cover
the trip, consistent with current practice.
The Council chose a fixed ASM coverage target of up to 100 percent
to address bias by establishing a baseline of accurate and precise
catch information for the fishery, but the Council designed the
groundfish sector monitoring program to have an ASM coverage target,
and to allow waivers to be issued, because it did not wish to create a
requirement that could prevent vessels from participating in the
groundfish fishery if monitoring coverage was not available. The ASM
coverage target will be set at the maximum level for which there are
sufficient Federal funds to support all NMFS and industry costs. ASM
coverage targets of at least 40-percent on a consistent basis would be
an increase from attained coverage levels to date. Higher ASM coverage,
even for a limited time, along with data from EM, could improve the
cost-effectiveness of the monitoring system by providing a baseline of
accurate and precise catch information to be used in the evaluation of
the program that is planned.
The availability of EM also provides a potential option for sector
monitoring programs to meet their obligation to develop and implement
an ASM or EM program that is satisfactory to, and approved by, NMFS for
monitoring catch and discards and utilization of sector ACE
sufficiently to ensure catch accountability.
Comment 20: NEFS V and XI commented that higher ASM coverage
targets are necessary, but suggested that a 100-percent coverage target
would change the landscape of the Northeast groundfish fishery
permanently. They noted that, during the development of Amendment 23,
discussion centered on bias of observed versus unobserved groundfish
trips, but that there was no detailed discussion on the specifics of
which vessels were involved, when bias occurred, where bias occurred,
or the magnitude of the bias. Further, they commented that not all
vessels alter fishing practices on observed trips and, therefore,
should not pay a price for the behavior of others. They concluded that
further discussion of the magnitude of the problem would have resulted
in the development of a more robust, efficient, and cost effective
monitoring program.
Response: We agree it is possible that the increased monitoring
coverage in Amendment 23 may change the fishery, but disagree that the
development of Amendment 23 lacked thorough discussion of the issues
around bias. The Council chose a fixed ASM coverage target of up to 100
percent to address bias by establishing a baseline of accurate and
precise catch information for the fishery because the current biased
catch data makes it impossible, at this time, to calculate an ASM
coverage target less than 100 percent that would eliminate or minimize
bias sufficiently to ensure catch accountability. Increased ASM
coverage targets, up to 100 percent, would increase the accuracy of
catch
[[Page 75864]]
estimates and reduce the potential for bias more than any other
coverage target considered. Setting the coverage target up to 100
percent also simplifies compliance and enforceability of the monitoring
program by removing a complex system of stratified random sampling.
Higher ASM coverage, even for a limited time, along with data from EM,
could improve the cost-effectiveness of the monitoring system by
providing a baseline of accurate and precise catch information to be
used in the evaluation of the program that is planned.
Comment 21: NEFS V and XI commented that an ASM coverage target of
100 percent would result in a significant portion of fishermen leaving
the groundfish fishery to retire or focus on other fisheries. They
clarified that the exodus would not be because monitoring would require
behavioral changes affecting fishing activity, but because industry
members feel the monitoring is a burden imposed because of the
activities of a small number of dishonest fishermen.
Response: We disagree with the assertion that Amendment 23 is
focused on the activities of dishonest fishermen. In January 2016, the
Council first tasked its Groundfish PDT to evaluate the current ASM
program against the goals and objectives for the program as clarified
in Framework Adjustment 55. In November 2016, the Council initiated
Amendment 23. The Council engaged in a rigorous scoping process,
including consideration of all comments before determining the purpose
and need of the action. The purpose and need are focused on reliable
and accurate catch accounting to support the conservation and
management requirements of the FMP. Analyses conducted for Amendment 23
determined that observer bias is a problem in the sector monitoring
program. One objective of the program is to achieve a coverage level
sufficient to minimize effects of potential monitoring bias to the
extent possible while maintaining as much flexibility as possible to
enhance fleet viability, but the monitoring program and Amendment 23
are not enforcement tools. Vessels that find the groundfish sector
monitoring program burdensome may opt to fish as part of the common
pool in which case they are not required to participate in, or pay for,
the groundfish sector monitoring program. Amendment 23 also approves
two types of EM as alternatives to provide flexibility for sectors to
determine the monitoring tools that best fit their operations.
Comments on EM
Comment 22: Three members of the public, one industry member,
CCCFA, EDF, CLF, and Oceana commented in general support of EM. CLF
noted that making EM available in addition to ASM can reduce costs and
also submitted a comment on behalf of 1,251 members who had
individually signed nearly identical comment letters that supported EM.
One member of the public argued that EM is a cost-effective alternate
to human ASM and may be of particular value to larger vessels.
Response: We agree EM should be approved. We previously implemented
the audit model of EM, and through this final rule, we are implementing
the MREM model for the reasons given in the proposed rule.
Amendment 23 provides an additional EM choice that sector
monitoring plans may include so that individual vessels may choose
whether to use human at-sea monitors, the audit model, or MREM for a
fishing year. EM allows flexibility for those individual vessels to
determine which monitoring tool is the best option to ensure catch
accountability based on economics, individual fishing operations, and
personal preference. Amendment 23 does not require any business to
adopt EM, however.
Amendment 23 does not remove the requirement for sectors to develop
and implement an ASM or EM program that is satisfactory to, and
approved by, NMFS for monitoring catch and discards and utilization of
sector ACE. It is conceivable that a future monitoring program review
may find that EM is necessary in some circumstances to ensure catch
accountability. The Amendment 23 approval of MREM as an option does not
prevent a future Council from requiring EM as necessary to address such
a finding. Amendment 23 also does not prevent the Regional
Administrator from approving EM as a requirement if found necessary to
ensure that sector monitoring programs are satisfactory for monitoring
catch, discards, and utilization of sector ACE. On April 2, 2021, we
announced our policy for EM cost reimbursement that includes purchase
and installation of EM equipment in addition to video review and
technical support costs.
Comment 23: One individual commented that we should not approve EM
as an option to use in lieu of human at-sea monitors unless adequate
research has determined the efficacy of EM. This individual also
commented that while EM is offered as a cost-effective replacement for
human at-sea monitors, EM could eliminate jobs and may be expensive to
maintain and repair over time. A group of law students commented in
opposition to Amendment 23 based on a misunderstanding that EM would be
required of all vessels, asserted that the costs were too great for
industry to bear, particularly small businesses, and argued we should
implement EM only when Federal funding is available to defray industry
costs.
Response: We have worked collaboratively with industry members and
other partners since 2010 to develop the audit and MREM models. The
analyses included in the EIS document the estimated costs of EM,
including installation, operation, maintenance, and periodic
replacement. Further, the economic analyses compare the costs of EM and
human at-sea monitors across the fishery as a whole and at a vessel
level. The blended approach to monitoring allows individual fishing
businesses to choose whether to use human at-sea monitors, the audit
model, or MREM. EM allows flexibility for those businesses to determine
which monitoring tool is the best option to ensure catch accountability
based on economics, individual fishing operations, and personal
preference. EM costs are highest in the first year, due to the need to
purchase and install equipment, and decline in following years.
However, Federal funds are available now to reimburse the full costs of
purchasing and installing EM equipment, in addition to on-going
operational costs for EM and human ASM. These funds are limited,
however, and we cannot guarantee their availability in the future.
Comment 24: NSC commented that EM is not a viable option for
commercial operations. Specifically, NSC claimed that the costs of
catch foregone to allow storage of unmarketable fish on MREM vessels
were not considered in the EIS; the analyses failed to consider the
various components and costs associated with DSM; the complete costs of
EM are not known, may escalate over time, and may not be cheaper than
human at-sea monitors; and that EM data will not make a meaningful
contribution to improving estimates of stock abundance.
Response: We disagree. We previously approved the audit EM model
for use by sectors for fishing year 2021 and this action approves MREM
for use by sectors. Analyses in the EIS include total costs of each of
the EM and ASM options, including the scenario where EM equipment and
installation costs are subsidized, as they are now with funds
[[Page 75865]]
appropriated by Congress. Monitoring costs by homeport, engagement
level, vessel size, and sector were estimated and included in the EIS.
The cost analyses do not explicitly estimate the cost of potential
catch foregone by an MREM vessel to accommodate the requirement to land
all allocated groundfish, including unmarketable fish. To date, vessels
participating in the MREM program have not identified this issue as
affecting their fishing operations, or choice to use MREM. This may be
at least in part because MREM vessels have landed only small amounts of
unmarketable fish. Individual vessel fishing practices and physical
configurations can differ substantially, along with actual costs and
opportunity costs. Each fishing business would need to determine
whether potential foregone catch would make the MREM program too costly
in relation to ASM or the EM audit model.
Cost estimates for MREM in the final EIS include DSM costs. These
estimates use information developed in the detailed analysis of the
alternatives for a mandatory dockside monitoring program for the
fishery (sectors and common pool). The Council chose not to implement a
mandatory DSM program for the entire fishery, but the economic
estimates remain informative and were used in estimating overall costs
for MREM.
Counter to NSC's assertion that EM costs may escalate over time, we
anticipate that EM costs are likely to decline over time for multiple
reasons. First, costs of technology, including hardware, transmission
costs, and data storage costs, have continuously declined over time.
Second, review rates for EM vessel trips are not static and could be
reduced or increased in response to an individual vessel's performance
with EM.
Comment 25: In its comment, the Council requested an update on the
requirement for MREM vessels to discard any red hake in excess of the
possession limit, the inability of current EM systems to distinguish
red hake from white hake using cameras, and how this issue is being
addressed under the MREM exempted fishing permit (EFP). CCCFA commented
that the Council should consider this issue as part of its review of
Amendment 23 and suggested that the approach used in the audit model
could be used in the interim.
Response: A percentage of MREM trips taken under the EFP carry at-
sea monitors to estimate discards of non-allocated groundfish stocks.
Data from those trips are used to create discard ratios in order to
calculate discards for non-allocated stocks that are applied to MREM
trips without at-sea monitors. Under the EFP, participating MREM
vessels are required to retain all red hake. After further reviewing
this practice and available data, we have developed a different
approach that is implemented by this rule for the operational MREM
program. MREM vessels will be required to comply with the red hake trip
limits, meaning they will be required to discard red hake over the
applicable possession limit. A portion of MREM trips will carry a NEFOP
observer. Discards of non-allocated stocks (including red hake) from
MREM trips that carry an observer will be calculated based on the
observer data. Discards of non-allocated stocks on MREM trips, and
discards of unallocated stocks on trips where the EM system fails or
footage is not usable, will be calculated, by stratum, based on MREM
and other trips that carry an observer.
Allocated stocks are assigned a discard rate of zero on unmonitored
trips, including white hake (for which there is no minimum size). Thus,
sector vessels are required to land all white hake, and discards of
hake on MREM trips will not be counted as white hake. Rather, we will
presume all discarded hake are not white hake, unless there is
sufficient information (e.g., observer data, clear video of discarded
hake larger than red hake and spotted hake) to suggest otherwise, and
that all discarded hake are red hake or spotted hake. We intend to
collect data on hake discards in the first year(s) of the operational
MREM program, including comparing catch of hake on NEFOP observed trips
to MREM trips, to better understand the volume and nature of discards
and will share that information with the Council for use in its review
of Amendment 23.
Comment 26: Teem Fish and CCCFA commented that discards of
allocated groundfish that occur on MREM trips should be considered
operational discards, and recorded as such during EM review, when they
fall within the example situations noted in the proposed rule (fish
that drop out of the gear into the ocean, fish taken by birds) because
these are extenuating circumstances that are mostly outside the control
of the vessel.
Response: Some discards of allocated groundfish may at times occur
on any observed or monitored trips. NEFOP, ASM, MREM, and audit EM
trips may include operational discards (fish that drop out of the gear
into the ocean, fish taken by birds), accidental discards, or
intentional discards. These discards cannot always be estimated using
current EM technology. We agree that operational discards should be
annotated during review of EM footage, should not count against sector
allocations, and should not trigger enforcement action. The EM reviewer
guidance will be updated to treat MREM and audit model trips the same.
However, the Council should consider how to account for all discards on
EM trips in the overall management of the fishery.
Comment 27: CCCFA and Teem Fish commented that we should revise the
requirement for a vessel owner or operator to ``make the electronic
monitoring system, associated equipment, electronic monitoring data, or
vessel monitoring plan available to NMFS for inspection, upon
request,'' to state explicitly that the service provider of the EM
system should be included in NMFS' request and allowed to be present
for the requested inspection.
Response: We disagree and have approved the regulatory requirement
as proposed. This is an existing regulatory requirement that was
previously codified at 50 CFR 648.87(b)(5)(iii)(A)(3)(v) and is only
moved by this rule to Sec. 648.11(l)(10)(i)(B)(5) as part of a
reorganization of the regulations, but was not proposed to be changed.
This requirement applies to all EM vessels at all times, including when
boarded at sea. Requiring inclusion of EM service providers in the
request for the opportunity to be present could hamper real-time
enforcement and present problems for documenting the chain of custody
if the EM system, equipment, data, and vessel monitoring plan were not
immediately turned over upon request. The regulatory requirement does
not prevent a vessel from requesting their EM service provider's
assistance.
Comment 28: CCCFA and Teem Fish requested that we clarify the
specific facilitation requirement proposed as part of the implementing
regulations at Sec. 648.11(l)(5)(vii)(P)(1). Specifically, each asked
about the roles of EM providers and NMFS, and whether we intend for the
role of troubleshooting and system issue resolution to be handed over
to NMFS.
Response: The implementing regulations at Sec.
648.11(l)(5)(vii)(P)(1) require monitoring service providers to
facilitate fully functioning EM systems by providing to NMFS, upon
request, ``Assistance in electronic monitoring system operations,
diagnosing/resolving technical issues, and recovering lost or corrupted
data.'' The intent of this requirement is administrative. EM
[[Page 75866]]
service providers are best positioned to provide NMFS with information
or guidance for resolving technical issues relating to NMFS' access to
and use of the EM providers' systems or systems' data. At this time,
there is no intention for NMFS to take on the role of troubleshooting
or resolving an EM provider's or vessel's EM system issues. A workable
EM system is essential to an effective EM program. An EM service
provider must be able to provide for the successful provision of data
on a vessel's behalf to help ensure the vessel is able to comply with
EM requirements and provide NMFS with all required information.
Comment 29: CCCFA and Teem Fish requested that we define
``electronic monitoring data'' to clarify the data retention
requirements and download requirements so that all parties would be
aware of the exact attributes, relative amount of data that must be
retained, and what must be provided to NMFS upon request.
Response: The term ``electronic monitoring data'' is defined in
Sec. 648.2 as ``the data that are created in the collection of
fishery-dependent data by electronic monitoring systems during fishing
operations, including the video, images, and other sensor data, as well
as the metadata that provides information (e.g., trip sail date, vessel
information) about the raw data.'' The metadata do not include the data
sets that are delivered to the software application using the
application programming interface (API). An EM provider may choose to
keep a copy of any submitted reports for their own records, but this is
not a vessel requirement.
Comment 30: CCCFA and Teem Fish highlighted that the preamble
discussion of the audit model incorrectly stated that ``The EM data are
compared to verify the eVTR-reported catch and discards.'' Each noted
that the audit program uses EM to verify only discards and not kept
catch.
Response: We agree. The preamble discussion is incorrect. The
definition of electronic monitoring audit model at Sec. 648.2
correctly states that ``. . . electronic monitoring data are compared
to the area fished, regulated species and ocean pout discards, and
other information reported on the vessel trip report on a subset of
trips for validation.'' The audit model is designed to verify discards,
not catch.
Comment 31: Teem Fish and CCCFA commented that we should revise the
proposed requirement for a pre-trip EM system check because captains
should not be expected to know the exact amount of data needed for
their fishing trip and should conduct checks only to ensure system
functionality and recording availability.
Response: We agree that it may be difficult for a vessel owner or
operator to estimate the amount of data storage necessary for each
trip. In this final rule we have revised the proposed implementing
regulation text at Sec. 648.11(l)(10)(i)(A)(2) to remove the
requirement for a vessel owner or operator using EM to determine that
there is sufficient video storage capacity to retain the recording of
the entire fishing trip. We will monitor this issue and may propose
changes in future if it is determined this issue undermines the
effectiveness of the EM program. It remains the responsibility of
vessel owners and operators to ensure that the EM system is
operational, recording, and retaining the recording for the entire
trip. Because a failure to comply with the requirement to record and
retain data for entire EM trips may result in an enforcement action,
vessel operators or owners conducting system checks and actively
managing EM systems to ensure proper operation for an entire trip
should be part of a vessel's regular operations notwithstanding our
revision.
Comment 32: The Gulf of Maine Research Institute (GMRI) urged us to
develop VMP guidance that allows for minor modifications without
requiring the resubmission and approval of VMPs through NMFS. GMRI
noted that it has found that instituting small changes to improve
performance, such as slight adjustments to camera angles or discard
points, can be cumbersome (implying that such changes should be able to
be more easily incorporated into VMPs without in depth NMFS review and
approval). GMRI suggested that allowing minor modifications to VMPs
through NMFS' Vessel Management Application (VMAN) would lead to
greater efficiencies and save time for industry, NMFS, and service
providers.
Response: In this final rule we have revised the regulatory text at
Sec. 648.11(l)(10)(i)(B). The new text requires that ``Vessels must
submit vessel monitoring plans and revisions to vessel monitoring plans
for NMFS review and approval, as instructed by the Regional
Administrator.'' This language requires submitting substantial VMP
changes for review and approval, but allows the Regional Administrator
to identify in our written VMP guidance the scope of changes that would
require resubmission and approval of the VMP.
Comment 33: The Council supported the proposal to require EM
vessels to have their EM turned on for 100-percent of trips, including
trips west of 71[deg] 30' W. Longitude. The Council highlighted that
the EIS identified that the proposed EM options minimize the potential
for bias in the catch estimates because EM operates on 100 percent of
trips and that proposed monitoring tools are intended to meet or exceed
the selected monitoring coverage target. NEFS V commented that trips
that would be excluded from the human ASM requirement should also be
excluded from EM.
Response: We agree that vessels using EM should follow their VMP on
all trips and have approved the measure as proposed for the reasons
explained in the proposed rule. Throughout the development of EM, we
have found that vessels are most successful at complying with their VMP
when it is followed on all groundfish trips. Vessels that are
interested in fishing in ways that would be excluded from ASM may
choose to use ASM, rather than adopting EM, and be excluded from the
sector monitoring requirement on trips excluded from the human ASM
requirement.
Comment 34: CCCFA and GMRI opposed the requirement for monitoring
service providers to submit EM reports within 10 business days of a
trip being selected for video review, as proposed at Sec.
648.11(l)(10)(ii)(B). GMRI explained that it is challenging and
expensive for EM providers to file a report on a multi-day trip within
10 days. GMRI requested that the deadline for filing electronic
monitoring reports be removed from the rule and handled in the
electronic monitoring reviewer guidance. CCCFA stated that the 10-day
window makes sense for the audit model, but might not make sense for
MREM, where trips may be longer than seven days. CCCFA noted that
additional flexibility in the timing of EM report submission should be
acceptable because the data in the EM report for MREM vessels is not
used by sector managers for catch accounting. CCCFA concluded that
review deadlines should be tied to the amount of video being reviewed.
Response: We agree that a 10-day window for submitting EM reports
for MREM trips may not be necessary or practical, for the reasons
stated by GMRI and CCCFA. However, setting a deadline is necessary for
the efficient operation of the program. The proposed regulatory text
stated that EM reports must be submitted to NMFS within 10 business
days of a trip being selected for video review ``or as otherwise
instructed by the Regional Administrator.'' This allows flexibility for
us to change the timing requirement through the EM reviewer guidance
document. We will continue to work with sectors and monitoring service
providers to develop an appropriate window. Accordingly,
[[Page 75867]]
we have approved the regulatory requirement as proposed.
Comment 35: GMRI opposed the portion of the proposed implementing
regulations at Sec. 648.11(l)(10)(iv), requiring dealers to facilitate
DSM, that states dealers must make all fish from MREM vessels available
to dockside monitors for ``the collection of age structures such as
otoliths or scales.'' GMRI argued that these age structures could be
collected by NEFOP observers deployed on MREM vessels or by the NMFS
portside biosampling program. GMRI suggested that making this a
requirement of dockside monitors would greatly increase the costs of
the program and require that dockside monitors have additional training
and qualifications that are not needed to meet the underlying catch
accounting goal of the program.
Response: We disagree and have approved the regulatory requirements
at Sec. 648.11(l)(10)(iv) as proposed. While it is possible that some
age structures could be obtained through the portside biosampling
program, the current program is not designed to handle the volume or
the needs of MREM trips. To prevent duplication of effort, the portside
biosampling program will exclude landings from MREM trips. However, we
intend to continue operating the NMFS-based DSM program during fishing
years 2022 and 2023, and will be working with GMRI to run a pilot study
to develop requirements for a third-party industry-funded DSM program
to replace the NMFS-operated DSM program. We intend to test alternative
protocols to develop efficiencies and potential cost-savings during the
pilot program. Amendment 23 and its implementing regulations include a
process for NMFS to revise the at-sea and electronic monitoring
operations standards, if we identify improvements to the regulations
implemented by this final rule.
Comment 36: GMRI opposed the proposed implementing regulation that
would require Federally permitted Northeast multispecies dealers to
first offload from MREM vessels all fish below the minimum size
specified at Sec. 648.83 before other fish that meet the minimum size.
GMRI noted that offloading the undersized fish last could be more cost
effective by allowing for a single DSM to witness an offload rather
than the multiple monitors that are frequently deployed under the
current program. GMRI suggested that operational details be specified
in dockside monitoring guidance developed during the pilot project.
Response: We agree and have revised the regulation at Sec.
648.11(l)(10)(iv)(B)(1) to remove the requirement for dealers to
offload fish below the minimum size before other fish. Our intent is to
allow MREM vessels and dealers to determine the most efficient way to
offload MREM trips. This will also facilitate having a third party DSM
program in the future where DSM providers may negotiate the offload
process with sectors.
Comment 37: GMRI supported the proposed measure for dealers
offloading MREM vessels, at Sec. 648.11(l)(10)(iv)(B)(2), to allow
redfish, haddock, and pollock below the minimum size specified at Sec.
648.83 to be mixed with the same species of fish in the smallest market
category. GMRI also requested the provision be expanded to all
allocated groundfish species landed by MREM vessels. GMRI also
suggested the proposed regulatory text be further modified to state,
``fish treated in this manner must be available for a monitor to
sample.'' rather than the proposed language stating, ``provide the
dockside monitor access to those at the safe sampling station.''
Response: We disagree. This final rule revises the regulation at
Sec. 648.11(l)(10)(iv)(B)(2) to require dealers to separate, by
species, all fish below the minimum size specified at Sec. 648.83.
This change removes the option for a dealer to report a mix of fish
below the minimum size specified at Sec. 648.83 along with fish of the
smallest market size meeting the minimum size. This change requires
dealers to separately report all fish below the minimum size, by
species. Under the current EFP, reporting a mix of fish below the
minimum size and the smallest market category has been permitted, but
dealers have stopped using the mixed category in reporting because
there was an economic benefit to separating fish below the minimum size
from larger fish. Further, continued work to implement Amendment 23 has
determined that the catch accounting process required to implement the
MREM program requires reporting fish below the minimum size separately
from other categories of fish of the same species to facilitate the
inclusion of MREM trips in the SBRM program. MREM vessels will not be a
unique fleet in SBRM, and therefore NMFS must be able to delineate the
catch of fish below the minimum size on MREM trips to incorporate those
trips into the existing SBRM fleets. As discussed above, the
implementing regulations include a process for NMFS to revise the at-
sea and electronic monitoring operations standards, if we identify
improvements to the regulations implemented by this final rule.
Comment 38: CCCFA and one fisherman commented that a formal process
is necessary to compare DSM data, ASM data, and EM data to vessel trip
report (VTR) data and dealer data to accurately account for catch. The
fisherman suggested that the audit EM model should be updated to
include a broad estimate or characterization of the catch by the EM
video reviewer.
Response: We agree with the importance of eliminating or minimizing
to the extent possible the potential for misreporting. Existing data
protocols will continue, and we plan to implement an automated
comparison of DSM data and dealer data as part of the MREM program to
meet the Council's intent for MREM to ensure compliance with the
requirement to land all allocated groundfish and verify dealer-reported
catch.
We disagree that the proposed regulations for the audit model must
be changed to sufficiently address that potential. We will continue to
evaluate EM operations to look for opportunities to ensure full and
accurate reporting. The goal of Amendment 23 is to improve catch
accounting with two objectives: 1. Determine total catch and effort for
each sector and the common pool; and 2. Achieve a coverage level
sufficient to minimize bias to the extent possible while maintaining as
much flexibility as possible to enhance fleet viability. While it is
likely that increased monitoring will lead to increased compliance with
at-sea reporting requirements, in addition to increasing the accuracy
and precision of catch information, Amendment 23 is not revising the
sector monitoring program as a whole to be an enforcement tool. NOAA's
Office of Law Enforcement will continue to enforce all regulations and
investigate potential violations.
Comment 39: The Council commented that it is unclear what we
intended to address with the proposed requirements for dealers to
clearly mark all containers containing sublegal catch to facilitate
tracking and to provide settlement documents to the DSM program for any
allocated groundfish forwarded to secondary dealers. The Council asked
how far down the supply chain the requirement would apply, and asked us
to define `secondary dealers.'
Response: This final rule implements the MREM model. Vessels
participating in MREM are required to land all fish from allocated
groundfish stocks, including fish below the minimum sizes specified in
the regulations at Sec. 648.83. As part of implementing Amendment 23,
the regulations authorize only
[[Page 75868]]
Federally permitted Northeast dealers to purchase, possess, and/or
receive undersized fish that are landed by MREM vessels. Non-MREM
vessels are prohibited from landing fish below the minimum sizes. We
proposed the requirement for federally permitted dealers to identify,
mark, or label all containers containing fish below the minimum size to
provide a means for federally permitted dealers who purchase fish from
MREM vessels to demonstrate compliance with the minimum size
requirements by ensuring all small fish can be traced to the landing
MREM vessel.
The definition of dealer at Sec. 648.2 refers to the person who
receives fish, for a commercial purpose (other than solely for
transport on land), from the owner or operator of a vessel. Any
federally permitted dealer may only possess undersized fish from
federally permitted vessels if the fish is from an MREM vessel. The
reference to ``secondary dealers'' was a shorthand reference to any
Northeast multispecies federally permitted dealer that receives
Northeast multispecies from another federally permitted dealer, rather
than directly from a vessel. For example, if dealer A offloads and
purchases catch from an MREM vessel, sorts and keeps the haddock,
pollock, and redfish for sale to retailers or the public, but sells all
other groundfish species to dealer B, then dealer B is a secondary
purchaser of the fish landed and purchased by dealer A from the MREM
vessel. To show that the fish purchased from dealer A is legally
possessed, federally permitted dealer B must have any container with
fish below the minimum size labeled or tagged as described in the
regulations. This container identification allows federally permitted
dealers to demonstrate compliance and to legally possess undersized
fish that were originally landed by MREM vessels and sold to a
federally permitted dealer. Only entities issued a Federal dealer
permit are subject to the requirement to identify containers with small
fish. Other entities without a Federal dealer permit for Northeast
multispecies who purchase from a federally permitted dealer rather than
purchasing or receiving from MREM vessels, such as wholesalers and
retailers, are not subject to the labeling requirement. In this final
rule, we have revised the proposed regulatory text to clarify these
issues. The permit holder bulletin for Amendment 23 contains guidance
for dealers.
Comment 40: The Northeast Sector Services Network (NESSN) commented
that the EM implementation issues we highlighted in the proposed rule
for comment were known during the development of Amendment 23. NESSN
questioned why these items, along with other comments and questions
raised during the draft EIS public comment period, were ignored by the
Council.
Response: We disagree that the Council failed to properly address
comments on the draft EIS or that the Council ignored implementation
issues. The process for Amendment 23 was consistent with the policies,
procedures, and applicable laws that apply to developing actions. The
Council discussed comments on the draft EIS at its September 2020
meeting. Many changes and additions were made to the final EIS to
improve the draft EIS, as discussed in the responses to other comments.
The Council considered a number of different alternatives prior to
selecting the preferred alternatives. The Council's Groundfish PDT
developed, and analyzed in the EIS, the alternatives selected by the
Council for inclusion in Amendment 23. Implementation questions
sometimes arise subsequent to selecting preferred alternatives. NMFS is
responsible for implementing all approved measures, including
developing systems and processes consistent with existing and future
systems. Final implementation work by NMFS sometimes uncovers
unforeseen administrative issues.
In the proposed rule, we highlighted implementation issues for
comment by the Council and the public prior to finalizing the
implementing regulations. NMFS approved Amendment 23 in full, and this
final rule contains the necessary implementing regulations. As
discussed in this preamble, the changes from the proposed rule improve
implementation and are consistent with NMFS' responsibility to carry
out fishery management plan amendments. The implementation issues
highlighted in the proposed rule are worth monitoring and evaluating,
consistent with the Council's intent to evaluate the groundfish sector
monitoring program changes in Amendment 23 through a future action.
Comment 41: In its comments, CCCFA asked whether the proposed
requirement for monitoring service providers to have an availability
report available and accessible to NMFS electronically 24 hours a day,
7 days a week, applies to electronic monitoring review.
Response: The proposed implementing regulation at Sec.
648.11(h)(5)(vii)(E) states ``The monitoring service provider must
report to NMFS any inability to respond to an industry request for
observer or monitor coverage due to the lack of available observers or
monitors as soon as practicable. Availability report must be available
and accessible to NMFS electronically 24 hours a day, 7 days a week.''
This is an existing requirement and the intent is for ASM providers to
have an availability report that is accessible to NMFS. This
requirement does not apply to the availability of EM reviewers because
EM reviewer availability is not dependent on the timing of the fishing
trip.
Comments on Determining Monitoring Coverage at a Time Certain
Comment 42: NESSN, NEFS V, and NEFS XI supported having the ASM
coverage target announced at a time certain before the annual sector
enrollment deadline. NESSN requested that, in years when Federal
funding information was not available to set the ASM coverage target
ahead of the enrollment deadline, NMFS provide estimated industry costs
prior to the sector enrollment deadline. NEFS V and NEFS XI commented
that NMFS should always prioritize and complete the funding-based
determination of the ASM coverage target before the sector enrollment
deadline.
Response: We agree the ASM coverage target should be announced at a
time certain before the annual sector enrollment deadline. As stated
previously, NMFS will announce the ASM coverage target at least 3 weeks
before the annual sector enrollment deadline set by NMFS. NMFS will use
all Federal funding information available at the time it makes its
determination, including any remaining funding from previous
appropriations, to determine the ASM coverage target for the following
fishing year. For example, if Congress has not approved a final budget
for the fiscal year when NMFS makes its determination of the coverage
target for the next fishing year, NMFS will use the Federal funding
status at that time to set the target coverage level for the upcoming
year. NMFS will adjust the coverage level as necessary and appropriate
based on final Federal funding and appropriations to NMFS. If Federal
funding for ASM and EM coverage is insufficient to pay for industry
costs, the ASM coverage target will be 40 percent of all sector
groundfish trips.
Comment 43: CLF commented that the EM video review rate should be
100 percent during the first year to account for the vessel learning
curve for EM. NEFS V and NEFX XII commented that the EM video review
rate should start at 50 percent and reflect the captain's ability to
estimate discards accurately. EDF commented that human review of
[[Page 75869]]
EM video could be one of the most significant costs of an EM program.
EDF highlighted that an EM video review rate of 10-20 percent is common
in EM programs to balance costs and accuracy goals. Further, EDF raised
concerns about our secondary review of EM video and suggested we
implement the lowest secondary EM video review rate necessary to
adequately audit monitoring service providers.
Response: On June 14, 2022, we notified the Council that the
fishing year 2022 video review rate for the audit model electronic
monitoring program is 35 percent of trips for experienced vessels and
50 percent of trips for newer vessels. Experienced vessels are defined
as those that participated in the EM program while it operated under an
exempted fishing permit and took a minimum of one sector trip in the
operational audit model program in fishing year 2021. Experienced
vessels typically have multiple years of experience with EM and the
associated catch handling and reporting requirements. Vessels that are
newer to the audit model will remain at the 50-percent video review
rate to allow more opportunities for feedback on their catch handling
and reporting performance. The fishing year 2022 video review rate for
MREM vessels is 50 percent of trips, as announced in the Draft Fishing
Year 2022 Sector Operations Plan, Contract, and Environmental
Assessment Requirements.
Our video review rate determination is based on an analysis of past
performance to provide a reasonable expectation of achieving a CV of 30
percent, or better, precision level for each groundfish species. Using
a CV analysis for determining video review rates is suitable because a
vessel is uncertain of which trips are reviewed, and thus there is not
the same bias as experienced with ASM. Based on the results of the
analysis, the minimum review rate required to achieve a 30-percent CV
for all groundfish species in fishing year 2020 was 35 percent of
sector trips. While we used a 30-percent CV standard to select video
review rates for fishing year 2022, we are not required to use this
standard and may employ a different approach in future fishing years
based on data collected and evaluated under an operational program. We
will continue to explore metrics for evaluating and categorizing vessel
performance to inform video review rates in future fishing years.
Comments on the Review Process for Monitoring Coverage Targets
Comment 44: CLF, CCCFA, EDF, Oceana, TNC, NEFS V, and NEFS XI
supported the review process for monitoring coverage targets. CCCFA
commented that regular Council review is necessary to refine ASM
coverage targets, determining uncertainty buffers, and address issues
raised in the proposed rule. Oceana urged that the review take place
once two full years of data are available, regardless of the coverage
targets.
Response: We agree and have approved the measure as proposed for
the reasons explained in the proposed rule.
Comment 45: CCCFA commented that NMFS and the Council should
monitor realized coverage and waivers in the first year to refine the
program for the second year.
Response: We monitor achieved coverage and waivers in real time,
and meet with monitoring providers monthly to improve the likelihood of
achieving monitoring coverage targets.
Comment 46: CLF and Oceana commented that Amendment 23 should
specify the terms of reference for the review. CCCFA supported leaving
the review metrics out of Amendment 23, but suggested several metrics
that should be used, including the number of waivers issued, overall
industry and NMFS costs, and changes in groundfish fleet composition.
NEFS V suggested the review compare and contrast the groundfish discard
estimates generated by all components of the approved monitoring
program (NEFOP, ASM, audit EM, and MREM), and include an analysis of
costs per trip or sea day between ASM, audit EM, and MREM.
Response: We disagree that the review metrics should be specified
in Amendment 23 or the implementing regulations. The Groundfish
Committee and PDT are currently developing the review metrics through
the Council's inclusive public process.
Comments on Waivers From Monitoring Requirements
Comment 47: NEFS V and NEFS XI supported granting waivers when
funding is not available for NMFS' costs. CCCFA commented in support of
waivers for logistical challenges, but raised concern that too many
waivers would undermine the goal of the monitoring program, suggested
EM as an alternative to issuing waivers from ASM, and urged that NMFS
track waivers in real time to prevent abuse of waivers to avoid
monitoring. One fisherman commented in support of waivers, but
suggested waivers be phased out after the first year. One law student
stated that waivers should not be issued to EM vessels on the basis of
cost.
Response: We agree that monitoring waivers should be considered for
vessels if NMFS is unable to fund some of its own costs associated with
the sector monitoring program. If NMFS cannot pay for any of its costs
to administer the groundfish sector monitoring program, the program
cannot operate. In this unlikely situation, we would waive all sector
trips from the requirements for ASM, EM, and DSM until such time as we
had funding to administer the groundfish sector monitoring program. If
NMFS waives monitoring requirements due to insufficient funding, as
part of the review of the changes to the monitoring program, the
Council and NMFS will consider whether changes to the FMP are necessary
to ensure effective management if the ASM coverage target is less than
40 percent. We have approved the measure as proposed for the reasons
explained in the proposed rule. Monitoring is always dependent on the
availability of Federal funds, because even under industry-funded
monitoring programs, NMFS incurs costs associated with administering
monitoring programs. Therefore, we disagree that waivers should be
phased out after the first year.
NMFS may also issue waivers from the human ASM and EM requirements
for other reasons. These can be administrative waivers, safety waivers,
and logistical waivers. For example, we may waive the requirement to
carry an observer or monitor if the facilities on a vessel for housing
the observer or monitor, or for carrying out observer or monitor
functions, are so inadequate or unsafe that the health or safety of the
observer or monitor, or the safe operation of the vessel, would be
jeopardized. We have a policy where we may waive the human ASM
requirement for a trip if the observer or monitor fails to arrive at
the vessel at the confirmed sail time. We also may issue waivers from
the ASM requirement for logistical reasons, such as a lack of available
human at-sea monitors or from the EM requirement in limited
circumstances related to equipment issues. If observer requirements are
waived, NMFS monitors fishing effort and catch data, and other relevant
information, to ensure that there are no significant adverse
environmental consequences and consider alternative fishery management
measures should such consequences arise.
[[Page 75870]]
Comments on Exclusion From Monitoring Requirements for Certain Vessels
Under Certain Conditions
Comment 48: CLF and Oceana opposed removing human ASM coverage for
trips occurring exclusively west of 71[deg]30' W Longitude. The
commenters argued that accurate and precise catch information is not
available to justify the exemption.
Response: We disagree and have approved the measure as proposed for
the reasons explained in the proposed rule. The Council included this
provision to minimize the costs of the overall increase in monitoring
because the majority of groundfish are caught in waters east of this
boundary. This measure may create some degree of uncertainty in discard
estimates for the affected stocks, as discussed in the biological
effects section of the EIS, but the effect is expected to be small
given the low percentage of catch from this area. If negative effects
are found during the Council's review, this exclusion from monitoring
could be adjusted in a future action. The Council will consider
uncertainty from this measure when evaluating the need for a management
uncertainty buffer for sector sub-ACLs as part of each specification
action. Amendment 23 includes a review for vessels excluded from the
ASM requirement that provides a formal process to evaluate the effects
of excluding some trips from ASM and could support future action to
address issues, if necessary.
Comment 49: The Council commented that the proposed measure to
remove human ASM coverage for trips fishing exclusively west of
71[deg]30' W Longitude includes a VMS declaration requirement and
suggested that the declaration of these trips should make it possible
to create discard strata for these trips, similar to discard strata for
different gear types. The Council noted this would complicate the
process for estimating discards, but suggested its consideration for
addressing discard estimation in the area. The Council also noted that
Amendment 23 includes a review process for the measures that remove
monitoring coverage for a portion of the fleet that is intended to
verify whether the intent of the measures (e.g., that the catch
composition has little to no groundfish) is being met, and that should
the review indicate otherwise, the Council could consider addressing
this in a future action.
Response: We are not creating a new VMS declaration to identify
trips excluded from the ASM requirement, consistent with the Regional
Administrator's authority to streamline sector reporting. Creating VMS
declarations specific to sector trips excluded from the ASM requirement
would not provide advance notice to us for the selection or waiving of
trips and would significantly complicate the VMS system by
substantially increasing the number of potential VMS codes. Sector
vessels are required to use the PTNS to notify NMFS at least 48 hours
in advance of all groundfish trips. We use the PTNS to select trips for
NEFOP observer coverage as well as ASM coverage. When notifying us of a
trip in the PTNS, users will be asked whether the trip will fish
exclusively west of 71[deg]30' W Longitude. We will use the PTNS
notification to determine trips that are excluded from the sector human
ASM requirement for the purpose of assigning at-sea monitors. Data from
the PTNS is available to other systems for efficient collection,
storage, and transmission; and may be used to identify ASM-excluded
sector trips in our systems. In addition, we will require sector
vessels on trips excluded from the ASM requirement to submit a trip-
start hail (TSH) through their VMS to confirm the trip will fish in
compliance with the ASM waiver granted. Some statistical areas are
entirely west of 71[deg]30' W Longitude (e.g., 611, 613), and we can
use VTRs to stratify these. Other statistical areas (e.g., 533, 537,
539) are bisected by 71[deg]30' W Longitude, which prevents us from
using the VTR for stratification and catch accounting. Therefore, a TSH
is necessary for NMFS to stratify the trip and assign discards for
catch accounting. It also provides the added benefit of reaffirming the
operator's PTNS notification to ensure they are fishing in the manner
for which they notified.
The TSH, in combination with the VTR, will allow identification of
trips excluded from the ASM requirement to support stratification of
these trips. Developing discard rates for these new strata will be
challenging because there will be limited NEFOP coverage of ASM-
excluded trips to form the basis of the discard rates. Stratification
is necessary for the affected stocks to prevent catch on monitored
trips from overwhelming catch from unmonitored trips. We agree that the
review will provide a formal process to evaluate the effects of
excluding some trips from ASM and could support future action to
address issues, if necessary. As discussed in the biological effects
section of the EIS, this will create additional uncertainty in discard
estimates for the affected stocks that will be considered when
evaluating the need for a management uncertainty buffer for sector sub-
ACLs as part of each specification action.
Comment 50: NEFS 5 recommended simplifying this exemption by
including the whole of statistical areas 533 and 539 to make it easier
for vessels to notify NMFS of their intent of where they expect to fish
with respect to this exemption and to facilitate the monitoring of
compliance with is exemption by sector vessels.
Response: We disagree and have approved the measure as proposed for
the reasons explained in the proposed rule. NMFS may only approve,
partially approve, or disapprove Amendment 23. The ability to partially
disapprove Amendment 23 is limited and does not allow us to approve
only pieces of individual alternatives or to select an alternative not
selected by the Council. Thus, we cannot expand this exemption to the
whole of statistical areas 533 and 539 nor limit the geographic area of
this exemption to align with stock areas.
Comments on Review Process for Vessels Excluded From Commercial
Groundfish Monitoring Program Requirements
Comment 51: CLF commented in support of reviewing all exclusions
from that ASM requirement for sector groundfish trips.
Response: We agree and have approved this provision for the reasons
given in the proposed rule.
Comments on Increased Monitoring Coverage if Federal Funds Are
Available
Comment 52: CCCFA supported allowing us to increase ASM coverage in
year 5 and beyond, when Federal funding is available to support NMFS'
and industry costs.
Response: We agree and have approved this provision for the reasons
given in the proposed rule.
Comments on Elimination of Management Uncertainty Buffer for Sector
ACLs
Comment 53: The Council commented on the issue of removing the
uncertainty buffer for all stocks when the ASM coverage target is 100
percent, while trips fishing exclusively west of 71[deg] 30' W
Longitude are excluded from the ASM requirement. The Council noted that
while eliminating ASM coverage in this geographic area may increase the
uncertainty about catches of these stocks, it would have a small effect
on the overall catch estimate. The Council highlighted that, for
southern New England yellowtail flounder and winter flounder, southern
windowpane flounder, and ocean pout, catch west of
[[Page 75871]]
71[deg] 30' W Longitude has been over 25 percent of total catch of
those stocks in some recent years, but that total catch of these stocks
by sector vessels was roughly half or less of the sub-ACL in fishing
year 2020. The Council argued that this means that the portion of the
ACL caught west of the boundary was at most 12.5 percent of the sub-ACL
and pointed out that these trips are still subject to NEFOP coverage.
The Council concluded that removing the uncertainty buffer is not
likely to increase the risk of exceeding the ABC for these stocks,
unless the catches increase significantly from recent years. The
Council also noted that Amendment 23 includes a review process for the
measures that remove monitoring coverage for a portion of the fleet
that is intended to verify if the intent of the measures (e.g., that
the catch composition has little to no groundfish) is still being met,
and that should the review indicate otherwise, the Council could
consider addressing this in a future action. The Council reiterated
that this alternative was selected to minimize the costs of increased
monitoring overall, and balanced monitoring costs with limited
potential impacts on total groundfish catch.
Response: As discussed above in responses to comments on excluding
certain vessels from the ASM requirements under certain conditions,
NMFS data systems will allow identification of trips excluded from the
ASM requirement to support stratification of these trips, but
developing discard rates for these new strata will be challenging. This
will create additional uncertainty in discard estimates for the
affected stocks that the Council will consider when evaluating the need
for a management uncertainty buffer for sector sub-ACLs as part of each
specification action.
Comment 54: CLF and Oceana opposed the provision allowing us to
revise the management uncertainty buffer for the sector portion of the
ACL for each allocated groundfish stock to be set to zero in years in
which the ASM coverage target is 100 percent. CLF and Oceana argued
that uncertainty would remain due to unobserved fishing and other
factors. CLF also argued that increasing monitoring coverage to 100
percent only addresses three of the five elements included in the
management uncertainty buffer (monitoring adequacy, precision, and
enforceability), and suggested that issues raised in the proposed rule
demonstrate that management uncertainty could never be reduced to zero.
NEFS V and XI commented that retaining the management uncertainty
buffers would allow us to focus on developing a solution to the buffer
concern for vessels exempted from ASM and remove the need to address
changes to sector ACE carryover. NESSN, NEFS V, and NEFS XI commented
that the increased allocations resulting from removing the management
uncertainty buffer would not be a meaningful increase and would not
offset the significant additional costs of increased monitoring.
CLF, TNC, and two members of the public commented that we should
remove the management uncertainty buffers only when the realized
monitoring coverage is 100 percent, rather than when the ASM coverage
target is 100 percent. Further, they requested we explain the process
and criteria we would use to adjust the management uncertainty buffer
if realized coverage rates are lower than the target coverage rates.
CCCFA encouraged NMFS to eliminate the uncertainty buffer only once
certain criteria are met, including over 90 percent of trips have an
observer or working EM cameras.
Response: We disagree that the uncertainty buffer should only be
removed when the fishery achieves 100-percent monitoring coverage
because that determination cannot be made until the end of the fishing
year, thus eliminating the benefit to the fishery of removing the
buffers to allow additional harvest. Further information may also show
a level of coverage below 100 percent that still allows for removal of
the uncertainty buffer. We are actively increasing monitoring coverage
to achieve high levels of coverage in fishing year 2022, and we are not
removing the uncertainty buffer for fishing year 2022 because the ASM
coverage target will be 80 percent of trips.
We agree that removing uncertainty from catch data is important to
improving management of the fishery. However, this measure does not
remove the uncertainty buffer when it is not warranted. This provision
allows for the removal of the uncertainty buffer when the ASM coverage
target is 100 percent and when available information indicates this is
appropriate and warranted. Achieving an ASM coverage target of 100
percent will minimize bias in fishery-dependent data. As discussed in
the proposed rule, the management uncertainty buffer accounts for the
possibility that management measures will result in a level of catch
greater than expected. The revised management uncertainty buffers would
apply only to sectors, and not to the common pool component of the
fishery, or other sub-ACLs or subcomponents for any stocks, which means
a certain level of uncertainty buffer will continue to exist for each
ACL and sub-ACL. The process by which the Council evaluates and sets
management uncertainty buffers for each fishery component in
specification actions remains unchanged, and the Council could adjust
management uncertainty buffers in future actions. The Council is still
required to review whether the removal is warranted in each action that
sets specifications, which may include consideration of concerns
identified by the commenters. As discussed below (see Changes from
Proposed Rule), we have revised the proposed implementing regulations
to clarify the uncertainty buffer will not default to zero if the
Council specifies a different management uncertainty buffer is
warranted to help ensure catch does not exceed a sector sub-annual
catch limit.
We agree that the increased revenues associated with removing the
uncertainty buffers will not fund industry costs of monitoring because
the buffers may only be removed in years where the ASM coverage target
is 100 percent. In any year that industry pays a portion of its at-sea
monitoring costs, the ASM coverage target will be set at 40 percent.
Therefore, in any year that industry pays a portion of its at-sea
monitoring costs, the buffers will remain in place. However, combined
with options to use EM, capping the ASM coverage target at 40 percent
when Federal funds do not subsidize industry costs, and incorporating
SBRM observer coverage, Amendment 23 reduces the potential increase in
costs to industry through a range of considerations and factors.
Comment 55: CCCFA suggested the Council and NMFS should reconsider
the removal of the uncertainty buffer for groundfish trips occurring in
statistical areas 533, 537, and 539, because these areas will have ASM
coverage east of 71[deg] 30' W Longitude, but no ASM coverage west of
the line.
Response: We disagree. Uncertainty buffers are not applied at the
trip level, and this was not contemplated or considered in this action.
As discussed above, a certain level of uncertainty buffer will continue
to exist for each ACL and the process by which the Council evaluates
and sets management uncertainty buffers remains unchanged. The Council
is still required to review whether the removal is warranted in each
action that sets specifications and the Council could adjust management
uncertainty buffers in future actions, if it is deemed necessary.
Further, NMFS may only approve, partially approve, or
[[Page 75872]]
disapprove Amendment 23. The ability to partially disapprove Amendment
23 is limited and does not allow us to approve only pieces of
individual alternatives or to select an alternative not selected by the
Council. Thus, we could not approve the measure allowing removal of the
uncertainty buffer and disapprove that measure only for trips occurring
in certain areas because the Council did not choose such a measure.
Comments on Sector Reporting Streamlining
Comment 56: One member of the public commented that Amendment 23's
process for the Regional Administrator to make changes to the sector
monitoring and reporting requirements in the regulations does not
comply with the requirements set forth by the APA. The commenter
expressed concern that Amendment 23 would allow for the Regional
Administrator to modify the sector monitoring and reporting
requirements without specifying exactly how the objective of preventing
overfishing would be met. TNC, NEFS V, and NEFS XI commented in support
of authority for the Regional Administrator to streamline sector
reporting requirements. NEFS V and XI also noted in their comments that
a sector has a reporting responsibility to its members, as well as to
NMFS; highlighted that comparing NMFS data sets to sector data sets is
an effective data reconciliation process; and stated that having sector
managers searching for data errors blindly would not streamline the
process.
Response: We disagree that Amendment 23 does not comply with the
APA. Any future changes to the sector monitoring and reporting
requirements in the regulations would be made consistent with the
requirements of the APA. In the proposed rule, we solicited comment
regarding using the Regional Administrator's authority to require audit
model vessels to report discards at the sub-trip level, rather than the
haul level. In addition, as discussed above, we are not creating a new
VMS declaration to identify trips excluded from the ASM requirement,
consistent with the Regional Administrator's authority.
We agree that the Regional Administrator should use the authority
to revise sector monitoring and reporting requirements to streamline
reporting, under section 305(d) of the Magnuson-Stevens Act, if
alternative methods can be found to satisfy the requirements. As
discussed in the proposed rule, any changes to streamline reporting are
limited to meeting the primary goal of the sector monitoring program to
verify area fished, as well as catch and discards by species and gear
type, in the most cost-effective means practicable.
Comment 57: CCCFA, Teem Fish, NEFS V, NEFS XI, and the Council
supported our proposal to allow vessels using the audit EM model to
continue reporting discards at the sub-trip level, rather than the haul
level, using the Regional Administrator's authority to modify sector
monitoring requirements to streamline the sector reporting process. The
Council also recommended that we approve the ``electronic monitoring
audit model'' definition language requiring haul-level eVTR reporting
so that if it is determined that haul-level information is needed in
the future, the requirement can be implemented.
Response: We agree that sub-trip level reporting is sufficient for
audit model EM vessels. We disagree that the electronic monitoring
audit model definition should specify that vessels must submit eVTRs at
the haul level. Using the authority granted to the Regional
Administrator to streamline sector reporting requirements requires we
comply with the Administrative Procedure Act when making changes. Thus,
leaving the requirement for haul-level eVTRs in the regulatory
definition would not offer an advantage in restoring the requirement in
future, if it that were deemed necessary. Further, having the
requirement codified in the regulations, but not in effect, could
create confusion. Accordingly, we have modified the proposed regulatory
definition of electronic monitoring audit model to eliminate the
requirement for audit EM vessels to report haul-level eVTRs in this
final rule.
Comments On Additions to the List Of Framework Items
Comment 58: CLF commented in support of approving additional
monitoring tools through a framework if the tools can achieve 100
percent monitoring coverage. CCCFA supported adding the Amendment 23
measures to the list of items that can be addressed through a framework
if the changes to the measures are preceded by the Council framework
review process.
Response: We agree and have approved the measure as proposed for
the reasons explained in the proposed rule.
Changes From the Proposed Action
In this final rule, we have made a number of changes to the
proposed implementing regulations. Some of the changes correct errors,
address inconsistencies, or clarify the proposed regulatory text. Other
changes to the proposed implementing regulations are in response to
further consideration of implementation needs and public comments. In
this final rule, we make the following changes to the proposed
implementing regulations:
Revise the proposed definition at Sec. 648.2 for
electronic monitoring audit model to remove the requirement to report
discards at the haul level. This change from the proposed regulatory
text streamlines the eVTR reporting requirement for EM audit model
vessels and is consistent with how sectors are operating under the
current operational audit model program. During development of this
model under an exempted fishing permit, we determined trip-level
reporting was sufficient and reduced the burden on vessels.
Revise proposed text at Sec. 648.11(h)(5)(vii)(I) to
apply to all EM staff rather than only video reviewers. This provides
NMFS with the opportunity to request a copy of valid contracts between
monitoring service providers and all their staff to ensure a service
provider meets all performance requirements, rather than limiting that
opportunity to only video reviewers.
Revise proposed text at Sec. 648.11(h)(7)(v) to add video
reviewers to the list of monitoring provider staff whose
decertification may be considered by NMFS when determining whether to
remove a monitoring service provider from the list of approved service
providers.
Revise proposed text at Sec. 648.11(l)(2) to remove
vessel monitoring plans from the list of items required to be approved
as part of sector operations plans to be consistent with current
practice and other proposed regulatory text. The proposed text was
inconsistent with current practice and the other proposed EM
requirements.
Revise proposed text at Sec. 648.11(l)(4) to clarify EM
vessels cannot leave the dock without a functioning EM system, unless
granted a waiver. The proposed text was inconsistent with current
practice and the other proposed EM requirements.
Revise proposed text at Sec. 648.11(l)(5)(i) to clarify
that NMFS will determine, and announce, EM video review rates
separately from the ASM coverage target.
Revise the proposed text at Sec. 648.11(l)(10)(i)(A)(2)
to remove the proposed requirement for vessel owners/operators to
determine during their pre-trip electronic monitoring system check that
the system has sufficient storage space available for the
[[Page 75873]]
entire trip. Rather, vessels must perform a pre-trip system check to
ensure the electronic monitoring system is operational prior to
departing on a fishing trip. This change is being made in response to
comments, as discussed above (see Comments and Responses above).
Revise proposed text at Sec. 648.11(l)(10)(i)(B) to
clarify the proposed vessel monitoring plan approval process. The
revised regulation clarifies that all changes to a VMP must be
submitted to NMFS for review.
Revise proposed text at Sec. 648.11(l)(10)(i)(B)(7) to
correct the internal citation to Sec. 648.11(l)(10)(i)(A) and (B) to
encompass electronic monitoring system requirements and vessel
monitoring plan requirements for EM vessels.
Revise proposed text at Sec. 648.11(l)(10)(i)(C) to
correct internal regulatory citations to regulations moved as part of
this final rule.
Added new text at Sec. 648.11(l)(10)(i)(D)(1) to require
a dockside monitor to be present before the vessel operator or crew
begins offloading an MREM vessel, unless NMFS has issued the trip a
waiver from the DSM program. This requirement was listed in the
preamble of the proposed rule, but was inadvertently left out of the
proposed regulations.
Added new text at Sec. 648.11(l)(10)(i)(D)(2) to require
a vessel operator and crew to allow the dockside monitor access to the
fish hold immediately following the offload in order to confirm all
allocated groundfish were offloaded unless NMFS has issued the trip a
waiver from the dockside monitoring program. This requirement was
listed in the preamble of the proposed rule, but was inadvertently left
out of the proposed regulations.
Revise proposed text at Sec. 648.11(l)(10)(iv)(B)(1) to
remove the proposed requirement that dealers offload fish below the
minimum size from maximized retention electronic monitoring vessels
before offloading other fish. This change is being made in response to
comments (see Comments and Responses above) to allow industry members
to determine the most efficient way to offload.
Revise the proposed text at Sec. 648.11(l)(10)(iv)(B)(2)
to remove the proposed provision that allows dealers to report a mix of
fish below the minimum size and the smallest market category of fish
meeting the minimum size rather than reporting all fish below the
minimum size as a separate market category. Elimination of this mixed
reporting category is necessary to implement MREM as an operational
program in our existing data systems. Further, dealers participating in
the MREM EFP have opted to separate fish below the minimum size for
market reasons.
Revise the proposed prohibition at Sec. 648.14(e)(3) to
correct grammar.
Revise the proposed prohibition at Sec. 648.14(k)(2)(vii)
to clarify that it is unlawful for any person to fish in a manner
inconsistent with the requirements for vessels granted a waiver from
the at-sea monitoring requirement on trips that are excluded from the
at-sea monitoring requirement. This change is consistent with the
Council's intent to exclude from the human ASM requirement only trips
fishing in compliance with all requirements and is designed to help
facilitate enforcement.
Move the prohibition proposed to be codified at Sec.
648.14(k)(2)(vii) to Sec. 648.14(k)(14)(xvi) to keep prohibitions
related to the sector program grouped together.
Revise proposed text at Sec. 648.14(k)(3)(iii) to remove
ocean pout from the list of species dealers may receive from MREM
vessels. This change is consistent with the Council's intent for MREM
vessels to discard zero possession stocks for which possession is
prohibited (i.e., zero-possession stocks) and is designed to help
facilitate enforcement.
Revise proposed text at Sec. 648.14(k)(3)(v) to correct a
typographical error.
Added new text at Sec. 648.14(k)(14)(xiv) and (xv) to add
prohibitions complementing the new Sec. 648.11(l)(10)(i)(D)(1) and
(2). Those requirements were listed in the preamble of the proposed
rule, but were inadvertently left out of the proposed regulations.
Revise the proposed text at Sec. 648.90(a)(4)(i)(B) to
clarify that the management uncertainty buffer for the sector portion
of the ACL for each allocated groundfish stock will default to zero in
years in which the at-sea monitoring coverage target is 100 percent
unless the Council determines a different management uncertainty buffer
is warranted to help ensure catch does not exceed a sector sub-annual
catch limit. This change clarifies the interaction between the default
management uncertainty buffer and the Council process for setting
management uncertainty buffers.
Classification
NMFS is issuing this rule pursuant to sections 304(b)(3) and 305(d)
of the Magnuson-Stevens Act, which provide specific authority for
implementing this action. Pursuant to Magnuson-Stevens Act section
305(d), this action is necessary to carry out the Northeast
Multispecies FMP, through administrative changes revising the existing
implementing regulations for the groundfish sector monitoring program
to be consistent with the industry-funded monitoring program
regulations, moving the groundfish monitoring program implementing
regulations to the same chapter as other industry-funded monitoring
programs, and improving the clarity of the existing regulations. The
NMFS Assistant Administrator has determined that this final rule is
consistent with the Northeast Multispecies FMP, other provisions of the
Magnuson-Stevens Act, and other applicable law.
Because this rule relieves a restriction by allowing sector
groundfish trips fishing exclusively west of 71[deg]30' W Longitude to
fish without carrying an at-sea monitor, that measure is not subject to
the 30-day delayed effectiveness requirement of the Administrative
Procedure Act, pursuant to 5 U.S.C. 553(d)(1). Currently, all
groundfish trips by sector vessels are subject to the at-sea monitoring
requirement and restricted from fishing without an at-sea monitor
without a waiver, except those exclusively fishing using gillnets with
a mesh size of 10 inches (25.4 cm) or greater in either the Inshore
Georges Bank Stock Area, as defined at Sec. 648.10(k)(3)(ii), and/or
the Southern New England Broad Stock Area, as defined at Sec.
648.10(k)(3)(iv). As explained in the EIS, monitoring places burdens of
fishing vessels. The burdens include logistical planning; changing
vessel operations to ensure safety of a human at-sea monitor;
physically accommodating and feeding a human at-sea monitor; and the
cost of hiring an at-sea monitor. Implementing the geographic exclusion
from the at-sea monitoring program at Sec. 648.11(l)(5)(iii) relieves
the restriction against fishing without an at-sea monitor, thereby
allowing vessels fishing exclusively west of 71[deg]30' W Longitude to
fish without hiring a human at-sea monitor, and thus relieves vessels
of the at-sea monitoring burdens. Fishing behavior in recent years
provides insight into the benefit of relieving this restriction. In
fishing years 2016 through 2021, the number of groundfish vessels that
would have benefited from relieving this restriction ranged from 19 to
30 vessels annually. During those years, 181 to 488 trips per year
would have been excluded from the human ASM requirement. As of July 27,
2022, 9 vessels would have been excluded from
[[Page 75874]]
the human ASM requirement on 51 groundfish trips during the current
fishing year that began on May 1, 2022. Therefore, there is good cause
under 5 U.S.C. 553(d)(1) to establish an effective date less than 30
days after date of publication to exclude sector groundfish trips
fishing exclusively west of 71[deg]30' W Longitude from the requirement
to carry an at-sea monitor.
The New England Fishery Management Council prepared a final EIS for
Amendment 23 to the Northeast Multispecies FMP. The FEIS was filed with
the Environmental Protection Agency on January 10, 2022; a notice of
availability was published on January 21, 2022 (87 FR 3298). In
approving Amendment 23 on April 12, 2022, NMFS issued a record of
decision (ROD) identifying the selected alternatives. A copy of the ROD
is available from NMFS (see ADDRESSES). A brief summary of the impacts
follows.
A human ASM target coverage of up to 100 percent, higher than past
and current coverage levels, will be in place, if sufficient Federal
funds are available, which should result in more accurate information
on catch (landings and discards) of target and non-target species, and
fully account for discard mortality. In the short term, improved catch
accounting is expected to reduce fishing effort and fishing mortality,
which in the long term should allow for rebuilding of overfished
stocks. In the longer-term, analytical assessments should improve with
better catch data. If the increased human ASM coverage target results
in reduced groundfish fishing activity, then it may provide some minor
short-term benefits to habitat. Over the long term, if achieving higher
human ASM coverage contributes to higher catch limits, fishing effort
could increase in the future, which could have negative impacts to
habitat. The modifications in management measures may indirectly affect
protected resources, but are not expected to have substantial impacts
on protected resources. This action is expected to have a range of
potential socioeconomic impacts, depending on the availability of
Federal funding for monitoring and the ultimate at-sea monitoring
coverage target. A target at-sea monitoring coverage rate of up to 100
percent will be in place, if sufficient Federal funds are available,
which will result in relatively neutral impacts on operating costs
compared to those under past and current coverage levels. However, if
no Federal funding were available to support industry costs, the ASM
coverage rate target would be 40 percent, which would increase fleet
wide operating costs by an estimated $2.09 million per year. Economic
effects could be lower if any subsidy is available to offset the cost
of monitoring, or depending on the number of vessels that use EM in
lieu of human at-sea monitors. Initial costs of installing and
purchasing EM equipment may be high, which may have negative impacts in
the short term, if not subsidized, but over the long term, EM may be
more cost effective than human at-sea monitors. EM is expected to be
more cost effective for vessels who fish more in the groundfish fishery
(i.e., more than 20 days per year). The human ASM coverage target for
fishing year 2022 is 80 percent of sector groundfish trips subject to
the monitoring requirement. NMFS will continue to reimburse sectors for
100 percent of their ASM and EM costs in fishing year 2022 through the
Atlantic States Marine Fisheries Commission. In addition, increased
monitoring coverage may be seen as overly burdensome by fishing
communities. However, increased monitoring coverage, up to 100-percent
monitoring coverage, improves the enforceability of the FMP and reduces
the risk of non-compliance, which should improve the fairness and
equitability of management measures. In the short term, economic
impacts of increased monitoring coverage on human communities would be
reduced while Federal reimbursements for monitoring costs are
available. Impacts over the long term will vary depending on whether
Federal reimbursements of monitoring costs continue into the future.
This rule has been determined to be not significant for purposes of
Executive Order 12866.
A final regulatory flexibility analysis (FRFA) was prepared. The
FRFA incorporates the initial regulatory flexibility analysis (IRFA),
including all the analyses in the final EIS, the IRFA summary in the
proposed rule, a summary of the significant issues raised by the public
comments in response to the IRFA, our responses to those comments, and
the information below. A copy of the IRFA, contained in the
Environmental Impact Statement, is available from the Council (see
ADDRESSES). A description of the action, statement of the necessity for
the action, and the objectives of this action, are contained in
Amendment 23, the IRFA, the beginning of this section in the preamble,
and in the SUMMARY section of the preamble. No relevant Federal rules
duplicate, overlap, or conflict with this rule. A summary of the
analysis follows.
A Summary of the Significant Issues Raised by the Public in Response to
the IRFA, a Summary of the Agency's Assessment of Such Issues, and a
Statement of Any Changes Made in the Final Rule as a Result of Such
Comments
We received several comments expressing concern about the economic
effects of this action and we have summarized these comments in the
comments and responses section of this rule. None of these comments
were directly related to the IRFA, or provided information that changed
the conclusions of the IRFA. The Chief Counsel for the Office of
Advocacy of the Small Business Administration (SBA) did not file any
comments. We made no changes to the proposed rule measures in response
to those comments.
Description and Estimate of the Number of Small Entities to Which This
Rule Would Apply
This action would regulate all commercial fishing businesses issued
a Federal limited access Northeast multispecies vessel permit and/or a
Northeast multispecies dealer permit. As of June 1, 2020, NMFS had
issued 828 commercial limited access groundfish permits associated with
vessels and 148 permits associated with dealers. Therefore, 976 permits
are regulated by this action. Each vessel or dealer may be individually
owned or part of a larger corporate ownership structure, and for RFA
purposes, it is the ownership entity that ultimately would be regulated
by the action. Ownership entities are identified on June 1 of each
year, based on the list of all permit numbers, for the most recent
complete calendar year, that have applied for any type of Northeast
Federal fishing permit. The current ownership data set is based on
calendar year 2019 permits and contains gross sales associated with
those permits for calendar years 2017 through 2019.
For RFA purposes only, NMFS has established a small business size
standard for businesses, including their affiliates, whose primary
industry is commercial fishing (see 50 CFR 200.2). A business primarily
engaged in commercial fishing (North American Industry Classification
System (NAICS) code 11411) is classified as a small business if it is
independently owned and operated, is not dominant in its field of
operation (including its affiliates), and has combined annual receipts
not in excess of $11 million for all its affiliated operations
worldwide. The determination as to whether the
[[Page 75875]]
entity is large or small is based on the average annual revenue for the
three years from 2017 through 2019. Ownership data collected from
vessel permit holders indicate that there are 667 distinct business
entities that hold at least one vessel permit regulated by the action.
Of these, all are engaged primarily in commercial fishing, and 80 did
not have any revenues (were inactive) in 2019. Of these distinct
business entities, 661 are categorized as small entities and 6 are
categorized as large entities, per the NMFS guidelines. Ownership data
collected from dealer permit holders indicate there are 148 distinct
business entities that hold at least one dealer permit regulated by
this action. Of these, 135 distinct businesses are categorized as small
entities and 13 are categorized as large entities, per the NMFS
guidelines.
Description of the Steps the Agency Has Taken To Minimize the
Significant Economic Impact on Small Entities Consistent With the
Stated Objectives of Applicable Statutes
The New England Fishery Management Council selected all
alternatives that met the objectives of the action, and minimized
costs, to provide regulated businesses the ability to choose the
monitoring options that best suit their operations while meeting the
catch accounting requirements.
The implementing regulations in this final rule:
Replace the current process for calculating an annual ASM
coverage target with a fixed monitoring coverage target as a percentage
of trips, dependent on Federal funding.
Approve additional EM technologies as an alternative to
human at-sea monitors;
Exclude from the monitoring requirement all trips in
geographic areas with expected low groundfish catch;
Require periodic evaluation of the monitoring program and
exclusions from the monitoring requirement;
Remove the management uncertainty buffer from the portion
of the ABC allocated to the sector catch share, if warranted, when the
monitoring coverage target is 100 percent; and
Grant authority to the Northeast Regional Administrator to
revise sector reporting requirements to streamline reporting for the
industry.
Amendment 23 examined a range of options that adjust the current
monitoring program to improve accounting and accuracy of collected
catch data. The range included variable and fixed target coverage
levels (25, 50, 75, and 100 percent) based on catch or trips, human
ASM, two types of EM, and flexibility to allow sectors to choose the
tools used to meet the sector monitoring requirement. Ultimately, the
Council chose a fixed coverage target as high as could be achieved at
zero cost to industry to reliably estimate catch and to form the basis
of a future analysis to further evaluate the fishery and its monitoring
program. In years that the ASM coverage target is set at 100 percent,
the management uncertainty buffer will default to zero for the sector
sub-ACL for allocated stocks, and will remain at zero if warranted,
thereby increasing sector quotas and potential revenues. The Council
also set a new lower cap on the coverage target that will be set when
industry is paying for monitoring, as well as approving two EM models
that sectors could choose to use to provide for sustained participation
and minimize adverse economic impacts on communities to the extent
practicable. Amendment 23 excludes sector fishing trips fished in their
entirety west of 71[deg] 30' W Longitude from the ASM requirement.
The effects of this action depend on available Federal funding to
defray industry costs and the number of vessels that use EM in lieu of
human at-sea monitors. EM is predicted to be substantially more cost
effective, particularly for the subset of most active vessels in the
groundfish fishery (those fishing more than 30-50 days per year).
However, combined with options to use EM, capping the ASM coverage
target at 40 percent when Federal funds do not subsidize industry
costs, and incorporating SBRM observer coverage, Amendment 23 reduces
the potential increase in costs to industry through a range of
considerations and factors.
If industry costs are fully subsidized and the ASM coverage target
is 100 percent, the fishery is predicted to generate approximately $5
million in additional revenues compared to the status quo (estimated
$51.3 million operational profit for the fleet in 2018), primarily due
to the removal of the management uncertainty buffer from the sector
quotas. These additional revenues are predicted to increase profits by
approximately $4.9 million because the industry would not pay for its
monitoring costs. At all coverage levels less than 100 percent, the
management uncertainty buffers are not removed.
This action implements a minimum ASM coverage target of 40 percent,
which applies in years 5 and later, or in years 1-4 if Federal funds
cannot fully subsidize industry costs for a higher coverage target and
industry is required to pay for its monitoring costs. Under the
scenario where the coverage target is 40 percent and industry is
required to pay for its full monitoring costs because of an absence of
Federal funding to defray any industry costs, the fleet is predicted to
generate between $1.5-2.0 million less profit than under the status
quo, or about a 4-percent reduction.
Vessels that opt to make fishing trips exclusively west of 71[deg]
30' W Longitude are excluded from the ASM requirement. This may
increase profits if the minimum coverage target of 40 percent is
implemented due to a lack of Federal subsidies for industry monitoring
costs. Similarly, when the ASM coverage target is set higher than 40
percent, vessels opting to fish in this geographic area will reduce
monitoring costs subsidized by Federal funds, allowing Federal funding
to cover monitoring for a longer duration or at a higher coverage
target.
Description of the Projected Reporting, Record-Keeping, and Other
Compliance Requirements of This Rule
A description of the projected reporting, recordkeeping, and other
compliance requirements of this action, including an estimate of the
classes of small entities that will be subject to the requirements is
contained in the Information Collection List for 0648-0800 available on
the Office of Information and Regulatory Affairs (OIRA) website at
reginfo.gov and summarized below.
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides. The agency shall explain the actions a small entity is required
to take to comply with a rule or group of rules. As part of this
rulemaking process, a letter to permit holders that also serves as
small entity compliance guide (the guide) was prepared. Copies of this
final rule are available from the Greater Atlantic Regional Fisheries
Office (see ADDRESSES), and the guide, i.e., permit holder letter, will
be sent to all holders of permits for the fishery. The guide and this
final rule will be available upon request.
This final rule contains a new temporary collection-of-information
requirement subject to review and approval by the Office of Management
and Budget (OMB) under the Paperwork Reduction Act (PRA) control number
0648-0800. This temporary information collection was created due to
timing
[[Page 75876]]
conflicts with OMB Control Number 0648-0605, Northeast Multispecies
Amendment 16, which is currently up for renewal. Once 0648-0605 is
renewed and this final rule temporary collection is approved, NOAA will
submit a request to merge this temporary collection (0648-0800) into
0648-0605. This rule creates two new requirements related to the new
maximized retention electronic monitoring model. The first requirement
is for maximized retention electronic monitoring vessels to have
dockside monitoring and includes notifications, database requirements,
and the costs of monitoring. The second requirement is for monitoring
and reporting service providers to apply to NMFS for approval to
provide dockside monitoring service to groundfish sectors, including
responding to any denial of an application. The estimated average
public reporting burden for the requirements, including the time for
reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection of information is presented in the table below.
------------------------------------------------------------------------
Requirement Responses Hours Dollars
------------------------------------------------------------------------
Dockside Monitoring 49,200 16,236 2,805,876
Notifications, Database
Requirements, and Monitoring
Costs........................
Service Provider Application 4 40 12
and Response to Denial.......
-----------------------------------------
Total..................... 49,204 16,276 2,805,888
------------------------------------------------------------------------
We invite the general public and other Federal agencies to comment
on proposed and continuing information collections, which helps us
assess the impact of our information collection requirements and
minimize the public's reporting burden. Written comments and
recommendations for this information collection should be submitted on
the following website: www.reginfo.gov/public/do/PRAMain. Find this
particular information collection by selecting ``Currently under
Review'' or by using the search function and entering the title of the
collection.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person by subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
List of Subjects in 50 CFR part 648Fisheries, Fishing, Reporting
and recordkeeping requirements.
Dated: November 29, 2022.
Samuel D. Rauch, III
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, NMFS amends 50 CFR part
648 as follows:
PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES
0
1. The authority citation for part 648 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. Effective January 9, 2023, amend Sec. 648.2 by:
0
a. Revising the definition for ``Electronic monitoring'';
0
b. Adding the definitions for ``Electronic monitoring audit model'',
``Electronic monitoring maximized retention model'', and ``Electronic
monitoring provider staff'' in alphabetical order;
0
c. Revising the definition for ``Observer or monitor'';
0
d. Removing the definition for ``Observer/sea sampler'';
0
e. Republishing in alphabetical order the definition of ``Ocean
quahog'';
0
f. Revising the definition for ``Slippage in the Atlantic herring
fishery'' and placing the definition into alphabetical order;
0
g. Revising the definition for ``Slip(s) or slipping catch in the
Atlantic herring fishery''; and
0
h. Revising the definition for ``Video reviewer''.
The revisions, additions, and republication read as follows:
Sec. 648.2 Definitions.
* * * * *
Electronic monitoring means a network of equipment that uses a
software operating system connected to one or more technology
components, including, but not limited to, cameras and recording
devices to collect data on catch and vessel operations. With respect to
the groundfish sector monitoring program, electronic monitoring means
any equipment that is used to meet sector monitoring requirements in
Sec. 648.11 in lieu of at-sea monitors as part of an approved sector
at-sea monitoring program, including the audit model and maximized
retention model.
Electronic monitoring audit model with respect to the groundfish
sector monitoring program means a program in which all eligible trips
must be electronically monitored; fish must be handled in view of
cameras; allowed discarding must occur at controlled points in view of
cameras; species identification and length must be collected for
regulated species and ocean pout discards for catch estimation;
discards are reported at the sub-trip level; and electronic monitoring
data are compared to the area fished, regulated species and ocean pout
discards, and other information reported on the vessel trip report on a
subset of trips for validation.
* * * * *
Electronic monitoring maximized retention model with respect to the
groundfish sector monitoring program, means a program in which all
eligible trips are electronically monitored; fish must be handled in
view of cameras; allowed discarding must occur at controlled points in
view of cameras; all allocated regulated species stocks must be
retained; electronic monitoring is used to verify compliance; and
offloads are subject to observation by dockside monitors.
Electronic monitoring provider staff means any video reviewer, or
any person employed or contracted by an electronic monitoring service
provider to provide electronic monitoring services to vessels.
* * * * *
Observer or monitor means any person authorized by NMFS to collect
observer information, operational fishing data, biological data, or
economic data for conservation and management purposes on or from
fishing vessels or federally permitted dealers as required by the
regulations, including, but not limited to, observers, at-sea monitors,
observer/sea samplers, portside samplers, or dockside monitors.
Ocean quahog means the species Arctica islandica.
* * * * *
Slippage in the Atlantic herring fishery means discarded catch from
a
[[Page 75877]]
vessel issued an Atlantic herring permit that is carrying an observer
or monitor prior to the catch being brought on board or prior to the
catch being made available for sampling and inspection by an observer
or monitor after the catch is on board. Slippage also means any catch
that is discarded during a trip prior to it being sampled portside by a
portside sampler on a trip selected for portside sampling coverage by
NMFS. Slippage includes releasing catch from a codend or seine prior to
the completion of pumping the catch aboard and the release of catch
from a codend or seine while the codend or seine is in the water. Fish
that cannot be pumped and remain in the codend or seine at the end of
pumping operations are not considered slippage. Discards that occur
after the catch is brought on board and made available for sampling and
inspection by an observer or monitor are also not considered slippage.
Slip(s) or slipping catch in the Atlantic herring fishery means
discarded catch from a vessel issued an Atlantic herring permit that is
carrying an observer or monitor prior to the catch being brought on
board or prior to the catch being made available for sampling and
inspection by an observer or monitor after the catch is on board.
Slip(s) or slipping catch also means any catch that is discarded during
a trip prior to it being sampled portside by a portside sampler on a
trip selected for portside sampling coverage by NMFS. Slip(s) or
slipping catch includes releasing fish from a codend or seine prior to
the completion of pumping the fish on board and the release of fish
from a codend or seine while the codend or seine is in the water.
Slippage or slipped catch refers to fish that are slipped. Slippage or
slipped catch does not include operational discards, discards that
occur after the catch is brought on board and made available for
sampling and inspection by an observer or monitor, or fish that
inadvertently fall out of or off fishing gear as gear is being brought
on board the vessel.
* * * * *
Video reviewer means any electronic monitoring service provider
staff approved/certified or training to be approved/certified by NMFS
for providing electronic monitoring video review services consistent
with electronic monitoring program requirements.
* * * * *
0
3. Effective January 9, 2023, amend Sec. 648.10 by revising paragraph
(f)(4)(i) to read as follows:
Sec. 648.10 VMS and DAS requirements for vessel owners/operators.
* * * * *
(f) * * *
(4) * * *
(i) For trips greater than 24 hours, the owner or operator of a
limited access or LAGC scallop vessel with an IFQ permit that fishes
for, possesses, or retains scallops, and is not fishing under a
Northeast Multispecies DAS or sector allocation, must submit reports
through the VMS, in accordance with instructions to be provided by the
Regional Administrator, for each day fished, including open area trips,
access area trips as described in Sec. 648.59(b)(9), Northern Gulf of
Maine research set-aside (RSA) trips, and trips accompanied by an
observer. The reports must be submitted for each day (beginning at 0000
hr and ending at 2400 hr) and not later than 0900 hr of the following
day. Such reports must include the following information:
(A) Vessel trip report (VTR) serial number;
(B) Date fish were caught;
(C) Total pounds of scallop meats kept; and
(D) Total pounds of all fish kept.
* * * * *
0
4. Effective December 15, 2022, amend Sec. 648.11 by adding reserved
paragraph (l)(4) and paragraph (l)(5) to read as follows:
Sec. 648.11 Monitoring coverage.
* * * * *
(l) * * *
(4) [Reserved]
(5) Sector monitoring coverage levels. (i) through (ii) [Reserved]
(iii) Geographic exclusion from the at-sea monitoring program.
Vessels fishing exclusively west of 71[deg]30' W Longitude on a sector
trip are excluded from the requirement to carry an at-sea monitor.
Vessels on a trip excluded from the at-sea monitoring requirement under
this paragraph (l)(5)(iii) must comply with the VMS declaration
requirements at Sec. 648.10(g)(3), and the transiting requirements at
Sec. 648.81(e) when east of 71[deg]30' W Longitude. Vessels using
electronic monitoring to satisfy the sector monitoring requirement in
this section must have their system turned on and comply with their
vessel monitoring plan on all trips, including trips fishing
exclusively west of 71[deg]30' W Longitude.
* * * * *
0
5. Effective January 9, 2023, further amend Sec. 648.11 by:
0
a. Revising paragraphs (a), (b), (d), (h)(1), (h)(3)(vii), and
(h)(3)(ix) and (x);
0
b. Adding introductory text to paragraph (h)(5);
0
c. Revising paragraphs (h)(5)(i) through (iv), (vi), and (vii), (h)(7),
(i) heading, (i)(1) and (2), (i)(3)(i), (i)(4)(ii), and (i)(5) and (6);
0
d. Adding paragraph (i)(7); and
0
e. Revising paragraphs (j), (k)(4)(i) and (ii), (l), (m)(1)(i)
introductory text, (m)(1)(v), (m)(2)(iii)(A), (m)(4)(i), (m)(6)
introductory text, and (n)(2) introductory text.
The revisions and additions read as follows:
Sec. 648.11 Monitoring coverage.
(a) Coverage. The Regional Administrator may request any vessel
holding a permit for Atlantic sea scallops, Northeast multispecies,
monkfish, skates, Atlantic mackerel, squid, butterfish, scup, black sea
bass, bluefish, spiny dogfish, Atlantic herring, tilefish, Atlantic
surfclam, ocean quahog, or Atlantic deep-sea red crab; or a moratorium
permit for summer flounder; to carry a fisheries observer. A vessel
holding a permit for Atlantic sea scallops is subject to the additional
requirements specific in paragraph (g) of this section. Also, any
vessel or vessel owner/operator that fishes for, catches or lands
hagfish, or intends to fish for, catch, or land hagfish in or from the
exclusive economic zone must carry a fisheries observer when requested
by the Regional Administrator in accordance with the requirements of
this section. The requirements of this section do not apply to vessels
with only a Federal private recreational tilefish permit.
(b) Facilitating coverage. If requested by the Regional
Administrator or their designees, including observers, monitors, and
NMFS staff, to be sampled by an observer or monitor, it is the
responsibility of the vessel owner or vessel operator to arrange for
and facilitate observer or monitor placement. Owners or operators of
vessels selected for observer or monitor coverage must notify the
appropriate monitoring service provider before commencing any fishing
trip that may result in the harvest of resources of the respective
fishery. Notification procedures will be specified in selection letters
to vessel owners or permit holder letters.
* * * * *
(d) Vessel requirements associated with coverage. An owner or
operator of a vessel on which an observer or monitor is embarked must:
(1) Provide accommodations and food that are equivalent to those
provided to the crew.
(2) Allow the observer or monitor access to and use of the vessel's
communications equipment and personnel upon request for the
[[Page 75878]]
transmission and receipt of messages related to the observer's or
monitor's duties.
(3) Provide true vessel locations, by latitude and longitude or
loran coordinates, as requested by the observer or monitor, and allow
the observer or monitor access to and use of the vessel's navigation
equipment and personnel upon request to determine the vessel's
position.
(4) Notify the observer or monitor in a timely fashion of when
fishing operations are to begin and end.
(5) Allow for the embarking and debarking of the observer or
monitor, as specified by the Regional Administrator, ensuring that
transfers of observers or monitors at sea are accomplished in a safe
manner, via small boat or raft, during daylight hours as weather and
sea conditions allow, and with the agreement of the observers or
monitors involved.
(6) Allow the observer or monitor free and unobstructed access to
the vessel's bridge, working decks, holding bins, weight scales, holds,
and any other space used to hold, process, weigh, or store fish.
(7) Allow the observer or monitor to inspect and copy any the
vessel's log, communications log, and records associated with the catch
and distribution of fish for that trip.
* * * * *
(h) * * *
(1) General. An entity seeking to provide monitoring services,
including services for IFM Programs described in paragraph (g) of this
section, must apply for and obtain approval from NMFS following
submission of a complete application. Monitoring services include
providing observers, monitors (at-sea monitors and portside samplers),
and/or electronic monitoring. A list of approved monitoring service
providers shall be distributed to vessel owners and shall be posted on
the NMFS Fisheries Sampling Branch (FSB) website: https://www.fisheries.noaa.gov/resource/data/observer-providers-northeast-and-mid-atlantic-programs.
* * * * *
(3) * * *
(vii) Evidence of holding adequate insurance to cover injury,
liability, and accidental death for any observers, monitors (at-sea or
dockside/roving monitors), or electronic monitoring provider staff who
provide electronic monitoring services onboard vessels, whether
contracted or directly employed by the service provider, during their
period of employment (including during training).
(A) A monitoring service provider must hold Workers' Compensation
and Maritime Employer's Liability for observers, monitors, vessel
owners, and their operations. The minimum combined coverage required is
$5 million.
(B) An electronic monitoring service provider must hold Worker's
Compensation and commercial general liability coverage for electronic
monitoring provider staff. The minimum combined coverage required is $1
million.
(C) Upon request by a vessel owner, operator, or vessel manager, a
monitoring service provider must provide a certificate of insurance, or
other evidence, that demonstrates they have the required coverages
under paragraphs (h)(3)(vii)(A) and (B) of this section as appropriate.
* * * * *
(ix) The names of its fully equipped certified observers, monitors,
or video reviewers on staff; or a list of its training candidates (with
resumes) and a request for an appropriate NMFS-certified training
class. All training classes have a minimum class size of eight
individuals, which may be split among multiple vendors requesting
training. Requests for training classes with fewer than eight
individuals will be delayed until further requests make up the full
training class size.
(x) An Emergency Action Plan (EAP) describing its response to an
emergency with an observer, monitor, or electronic monitoring provider
staff on a vessel at sea or in port, including, but not limited to,
personal injury, death, harassment, or intimidation. The EAP shall
include communications protocol and appropriate contact information in
an emergency.
* * * * *
(5) Responsibilities of monitoring service providers. To maintain
an approved monitoring service provider status, a monitoring service
provider, including electronic monitoring service providers, must
demonstrate an ability to provide or support the following monitoring
services:
(i) Certified observers or monitors. Provide observers or monitors
that have passed a NMFS-certified Observer or Monitor Training class
pursuant to paragraph (i) of this section for deployment in a fishery
when contacted and contracted by the owner, operator, or vessel manager
of a fishing vessel, unless the monitoring service provider refuses to
deploy an observer or monitor on a requesting vessel for any of the
reasons specified at paragraph (h)(5)(viii) of this section.
(ii) Support for observers, monitors, or electronic monitoring
provider staff. Ensure that each of its observers, monitors, or
electronic monitoring provider staff procures or is provided with the
following:
(A) All necessary transportation, lodging costs and support for
arrangements and logistics of travel for observers, monitors, or
electronic monitoring provider staff to and from the initial location
of deployment, to all subsequent vessel assignments, to any debriefing
locations, and for appearances in Court for monitoring-related trials
as necessary;
(B) Lodging, per diem, and any other services necessary for
observers, monitors, or electronic monitoring provider staff assigned
to a fishing vessel or to attend an appropriate NMFS training class;
(C) The required observer, monitor, or electronic monitoring
equipment, in accordance with equipment requirements, prior to any
deployment and/or prior to certification training; and
(D) Individually assigned communication equipment, in working
order, such as a mobile phone, for all necessary communication. A
monitoring service provider may alternatively compensate observers or
monitors for the use of the observer's or monitor's personal mobile
phone, or other device, for communications made in support of, or
necessary for, the observer's or monitor's duties.
(iii) Deployment logistics. (A) Assign an available observer or
monitor to a vessel upon request. For service providers contracted to
meet the requirements of the Northeast multispecies monitoring program
in paragraph (l) of this section, assign available at-sea monitors,
electronic monitoring provider staff, and other approved at-sea
monitoring mechanisms fairly and equitably in a manner that represents
fishing activities within each sector throughout the fishing year
without regard to any sector manager or vessel representative
preference.
(B) Enable an owner, operator, or manager of a vessel to secure
monitoring coverage or electronic monitoring technical support when
requested, 24 hours per day, 7 days per week via a telephone or other
notification system that is monitored a minimum of four times daily to
ensure rapid response to industry requests.
(iv) Observer deployment limitations. (A) A candidate observer's
first several deployments and the resulting data shall be immediately
edited and approved after each trip by NMFS prior to any further
deployments by that observer. If data quality is considered
[[Page 75879]]
acceptable, the observer would be certified.
(B) For the purpose of coverage to meet SBRM requirements in Sec.
648.18, unless alternative arrangements are approved by NMFS, a
monitoring service provider must not deploy any observer on the same
vessel for more than two consecutive multi-day trips, and not more than
twice in any given month for multi-day deployments.
(C) For the purpose of coverage to meet IFM requirements in this
section, a monitoring service provider may deploy any observer or
monitor on the same vessel for more than two consecutive multi-day
trips and more than twice in any given month for multi-day deployments.
* * * * *
(vi) Observer and monitor training requirements. Ensure all
observers and monitors attend and complete a NMFS-certified Observer or
Monitor Training class. Requests for training must be submitted to NMFS
45 calendar days in advance of the requested training. The following
information must be submitted to NMFS at least 15 business days prior
to the beginning of the proposed training: A list of observer or
monitor candidates; candidate resumes, cover letters and academic
transcripts; and a statement signed by the candidate, under penalty of
perjury, that discloses the candidate's criminal convictions, if any. A
medical report certified by a physician for each candidate is required
7 business days prior to the first day of training. CPR/First Aid
certificates and a final list of training candidates with candidate
contact information (email, phone, number, mailing address and
emergency contact information) are due 7 business days prior to the
first day of training. NMFS may reject a candidate for training if the
candidate does not meet the minimum qualification requirements as
outlined by NMFS minimum eligibility standards for observers or
monitors as described on the National Observer Program website: https://www.fisheries.noaa.gov/topic/fishery-observers#become-an-observer.
(vii) Reports and requirements--(A) Deployment reports. (1) Report
to NMFS when, where, to whom, and to what vessel an observer or monitor
has been deployed, as soon as practicable, and according to
requirements outlined by NMFS. The deployment report must be available
and accessible to NMFS electronically 24 hours a day, 7 days a week.
(2) Ensure that the raw (unedited) data collected by the observer
or monitor is provided to NMFS at the specified time per program.
Electronic data submission protocols will be outlined in training and
may include accessing Government websites via personal computers/
devices or submitting data through Government issued electronics.
(B) Safety refusals. Report to NMFS any trip or landing that has
been refused due to safety issues (e.g., failure to hold a valid U.S.
Coast Guard (USCG) Commercial Fishing Vessel Safety Examination Decal
or to meet the safety requirements of the observer's or monitor's
safety checklist) within 12 hours of the refusal.
(C) Biological samples. Ensure that biological samples, including
whole marine mammals, sea turtles, sea birds, and fin clips or other
DNA samples, are stored/handled properly and transported to NMFS within
5 days of landing. If transport to NMFS Observer Training Facility is
not immediately available then whole animals requiring freezing shall
be received by the nearest NMFS freezer facility within 24 hours of
vessel landing.
(D) Debriefing. Ensure that the observer, monitor, or electronic
monitoring provider staff remains available to NMFS, either in-person
or via phone, at NMFS' discretion, including NMFS Office of Law
Enforcement, for debriefing for at least 2 weeks following any
monitored trip/offload or electronic monitoring trip report submission.
If requested by NMFS, an observer or monitor that is at sea during the
2-week period must contact NMFS upon his or her return. Monitoring
service providers must pay for travel and land hours for any requested
debriefings.
(E) Availability report. The monitoring service provider must
report to NMFS any inability to respond to an industry request for
observer or monitor coverage due to the lack of available observers or
monitors as soon as practicable. Availability report must be available
and accessible to NMFS electronically 24 hours a day, 7 days a week.
(F) Incident reports. Report possible observer, monitor, or
electronic monitoring provider staff harassment, discrimination,
concerns about vessel safety, or marine casualty; concerns with
possible electronic monitoring system tampering, data loss, or catch
handling protocols; or observer or monitor illness or injury; or other
events as specified by the Regional Administrator; and any information,
allegations, or reports regarding observer, monitor, or electronic
monitoring provider staff conflict of interest or breach of the
standards of behavior, to NMFS within 12 hours of the event or within
12 hours of learning of the event.
(G) Status report. (1) Provide NMFS with an updated list of contact
information for all observers or monitors that includes the
identification number, name, mailing address, email address, phone
numbers, homeports or fisheries/trip types assigned, and must include
whether or not the observer or monitor is ``in service,'' indicating
when the observer or monitor has requested leave and/or is not
currently working for an industry-funded program.
(2) Place any federally contracted observer not actively deployed
on a vessel for 30 days on Leave of Absence (LOA) status (or as
specified by NMFS) according to most recent Information Technology
Security Guidelines.
(3) Ensure federally contracted observers on LOA for 90 days or
more conduct an exit interview with NMFS and return any NMFS issued
gear and Common Access Card (CAC), unless alternative arrangements are
approved by NMFS. NMFS requires 2-week advance notification when a
federally contracted observer is leaving the program so that an exit
interview may be arranged and gear returned.
(H) Vessel contract. Submit to NMFS, if requested, a copy of each
type of signed and valid contract (including all attachments,
appendices, addendums, and exhibits incorporated into the contract)
between the monitoring service provider and those entities requiring
monitoring services.
(I) Observer, monitor, or electronic monitoring provider staff
contract. Submit to NMFS, if requested, a copy of each type of signed
and valid contract (including all attachments, appendices, addendums,
and exhibits incorporated into the contract) between the monitoring
service provider and specific observers, monitors, or electronic
monitoring provider staff.
(J) Additional information. Submit to NMFS, if requested, copies of
any information developed and/or used by the monitoring service
provider and distributed to vessels, observers, monitors, or electronic
monitoring provider staff such as informational pamphlets, payment
notification, daily rate of monitoring or review services, description
of observer or monitor duties, etc.
(K) Discard estimates. Estimate discards for each trip and provide
such information to the sector manager and NMFS when providing
monitoring services to meet catch estimation and/or at-sea or
electronic monitoring service requirements in paragraph (l) of this
section.
[[Page 75880]]
(L) Data system. If contracted to meet the requirements of the
groundfish sector monitoring program in paragraph (l) of this section,
maintain an electronic monitoring system to record, retain, and
distribute to NMFS upon request for a minimum of 12 months after
receiving notice from NMFS that catch data are finalized for the
fishing year, the following information:
(1) The number of at-sea monitor deployments and other approved
monitoring equipment deployments or video reviews, including any
refusal to provide service when requested and reasons for such
refusals;
(2) Incident/non-compliance reports (e.g., failure to offload
catch);
(3) Vessel hail reports and landings records;
(4) Electronic monitoring data and reports; and
(5) A means to protect the confidentiality and privacy of data
submitted by vessels, as required by the Magnuson-Stevens Act.
(M) Data retention. Ensure that electronic monitoring data and
reports are retained for a minimum of 12 months after catch data are
finalized for the fishing year. NMFS will notify monitoring service
providers of the catch data finalization date each year. The electronic
monitoring service provider must provide NMFS access to electronic
monitoring data or reports upon request.
(N) Software requirements. Provide NMFS with all software necessary
for accessing, viewing, and interpreting the data generated by the
electronic monitoring system, including submitting the agency's
secondary review data to the application programming interface and
maintenance releases to correct errors in the software or enhance
software functionality. The software must:
(1) Support a ``dual user'' system that allows NMFS to complete and
submit secondary reviews to the application programming interface.
(2) Allow for the export or download of electronic monitoring data
in order for the agency to make a copy if necessary.
(O) Software training. Provide software training for NMFS staff.
(P) Facilitation. Provide the following to NMFS upon request:
(1) Assistance in electronic monitoring system operations,
diagnosing/resolving technical issues, and recovering lost or corrupted
data;
(2) Responses to inquiries related to data summaries, analyses,
reports, and operational issues; and
(3) Access to video reviewers for debriefing sessions.
(Q) Litigation support. Provide technical and expert information
substantiating electronic monitoring system data, testing procedures,
error rates, peer review or other issues raised in litigation,
including but not limited to, a brief summary of the litigation and any
court findings on the reliability of the technology.
* * * * *
(7) Removal of monitoring service provider from the list of
approved service providers. A monitoring service provider that fails to
meet the requirements, conditions, and responsibilities specified in
paragraphs (h)(5) and (6) of this section shall be notified by NMFS, in
writing, that it is subject to removal from the list of approved
monitoring service providers. Such notification shall specify the
reasons for the pending removal. A monitoring service provider that has
received notification that it is subject to removal from the list of
approved monitoring service providers may submit written information to
rebut the reasons for removal from the list. Such rebuttal must be
submitted within 30 days of notification received by the monitoring
service provider that the monitoring service provider is subject to
removal and must be accompanied by written evidence rebutting the basis
for removal. NMFS shall review information rebutting the pending
removal and shall notify the monitoring service provider within 15 days
of receipt of the rebuttal whether or not the removal is warranted. If
no response to a pending removal is received by NMFS, the monitoring
service provider shall be automatically removed from the list of
approved monitoring service providers. The decision to remove the
monitoring service provider from the list, either after reviewing a
rebuttal, or if no rebuttal is submitted, shall be the final decision
of NMFS and the Department of Commerce. Removal from the list of
approved monitoring service providers does not necessarily prevent such
monitoring service provider from obtaining an approval in the future if
a new application is submitted that demonstrates that the reasons for
removal are remedied. Observers and monitors under contract with
observer monitoring service provider that has been removed from the
list of approved service providers must complete their assigned duties
for any fishing trips on which the observers or monitors are deployed
at the time the monitoring service provider is removed from the list of
approved monitoring service providers. A monitoring service provider
removed from the list of approved monitoring service providers is
responsible for providing NMFS with the information required in
paragraph (h)(5)(vii) of this section following completion of the trip.
NMFS may consider, but is not limited to, the following in determining
if a monitoring service provider may remain on the list of approved
monitoring service providers:
(i) Failure to meet the requirements, conditions, and
responsibilities of monitoring service providers specified in
paragraphs (h)(5) and (6) of this section;
(ii) Evidence of conflict of interest as defined under paragraph
(h)(6) of this section;
(iii) Evidence of criminal convictions related to:
(A) Embezzlement, theft, forgery, bribery, falsification or
destruction of records, making false statements, or receiving stolen
property; or
(B) The commission of any other crimes of dishonesty, as defined by
state law or Federal law, that would seriously and directly affect the
fitness of an applicant in providing monitoring services under this
section; and
(iv) Unsatisfactory performance ratings on any Federal contracts
held by the applicant; and
(v) Evidence of any history of decertification as either an
observer, monitor, video reviewer, or monitoring service provider.
(i) Observer, monitor, or video reviewer certification--(1)
Requirements. To be certified as an observer, or monitor, or video
reviewer, a monitoring service provider employee or contractor must
meet the criteria in paragraphs (i)(1) through (3) of this section for
observers, or paragraphs (i)(1), (2), and (4) of this section for
monitors, and paragraphs (i)(1), (2), and (5) of this section for video
reviewers, respectively. Observers are deemed to have satisfied the
basic minimum eligibility requirements if they meet the NMFS National
Minimum Eligibility Standards for observers specified at the National
Observer Program website: https://www.fisheries.noaa.gov/topic/fishery-observers#become-an-observer.
(2) Training. In order to provide observer or monitor services and
be deployed on any fishing vessel, a candidate observer or monitor must
have passed an appropriate NMFS-certified Observer or Monitor Training
course and must adhere to all NMFS program standards and policies. In
order to perform electronic monitoring video review, a candidate video
reviewer must have passed an appropriate NMFS-certified Video Review
Training course and must adhere to all NMFS program
[[Page 75881]]
standards and policies. NMFS will immediately notify any candidate that
fails training and the monitoring service provider. Observer or monitor
training may include an observer training trip, as part of the
observer's training, aboard a fishing vessel with a trainer. Contact
NMFS for the required number of program specific observer and monitor
training certification trips for full certification following training.
(3) * * *
(i) Have a valid NMFS fisheries observer certification pursuant to
paragraph (i)(1) of this section;
* * * * *
(4) * * *
(ii) Have a valid NMFS certification pursuant to paragraph (i)(1)
of this section;
* * * * *
(5) Video reviewer requirements. All video reviewers must:
(i) Hold a high school diploma or legal equivalent;
(ii) Have a valid NMFS certification pursuant to paragraph (i)(1)
of this section; and
(iii) Accurately record sampling data, write complete reports, and
report accurately any observations relevant to conservation of marine
resources or their environment.
(6) Probation and decertification. NMFS may review observer,
monitor, and video reviewer certifications and issue observer, monitor,
and video reviewer certification probations and/or decertifications as
described in NMFS policy.
(7) Issuance of decertification. Upon determination that
decertification is warranted under paragraph (i)(6) of this section,
NMFS shall issue a written decision to decertify the observer, monitor,
or video reviewer to the observer, monitor, or video reviewer and
approved monitoring service provider via certified mail at the
observer's, monitor's, or video reviewer's most current address
provided to NMFS. The decision shall identify whether a certification
is revoked and shall identify the specific reasons for the action
taken. Decertification is effective immediately as of the date of
issuance, unless the decertification official notes a compelling reason
for maintaining certification for a specified period and under
specified conditions. Decertification is the final decision of NMFS and
the Department of Commerce and may not be appealed.
(j) Coverage. In the event that a vessel is requested by the
Regional Administrator to carry a fisheries observer pursuant to
paragraph (a) of this section and is also selected to carry an at-sea
monitor as part of an approved sector at-sea monitoring program
specified in paragraph (l) of this section for the same trip, only the
fisheries observer is required to go on that particular trip. Vessels
using electronic monitoring to satisfy the groundfish sector monitoring
program requirement must comply with their vessel monitoring plan on
all trips, including a trip that has been selected to carry, or a trip
that carries, a fisheries observer.
(k) * * *
(4) * * *
(i) An owner of a scallop vessel required to carry an observer
under paragraph (k)(3) of this section must arrange for carrying an
observer that has passed a NMFS-certified Observer Training class
certified by NMFS from an observer service provider approved by NMFS
under paragraph (h) of this section. The owner, operator, or vessel
manager of a vessel selected to carry an observer must contact the
observer service provider and must provide at least 48-hr notice in
advance of the fishing trip for the provider to arrange for observer
deployment for the specified trip. The observer service provider will
notify the vessel owner, operator, or manager within 18 hr whether they
have an available observer. A list of approved observer service
providers shall be posted on the NMFS/FSB website: https://www.fisheries.noaa.gov/resource/data/observer-providers-northeast-and-mid-atlantic-programs. The observer service provider may take up to 48
hr to arrange for observer deployment for the specified scallop trip.
(ii) An owner, operator, or vessel manager of a vessel that cannot
procure an observer within 48 hr of the advance notification to the
provider due to the unavailability of an observer may request a waiver
from NMFS from the requirement for observer coverage for that trip, but
only if the owner, operator, or vessel manager has contacted all of the
available observer service providers to secure observer coverage and no
observer is available. NMFS shall issue such a waiver within 24 hr, if
the conditions of this paragraph (k)(4)(ii) are met. A vessel may not
begin the trip without being issued a waiver.
* * * * *
(l) NE multispecies observer coverage--(1) Groundfish sector
monitoring program goals and objectives. The primary goal of the at-
sea/electronic monitoring program is to verify area fished, as well as
catch and discards by species and gear type, in the most cost-effective
means practicable. The following goals and objectives of groundfish
monitoring programs are equally-weighted secondary goals by which
monitoring programs established for the NE multispecies are to be
designed to be consistent with:
(i) Improve documentation of catch:
(A) Determine total catch and effort, for each sector and common
pool, of target or regulated species and ocean pout; and
(B) Achieve coverage level sufficient to minimize effects of
potential monitoring bias to the extent possible while maintaining as
much flexibility as possible to enhance fleet viability.
(ii) Reduce the cost of monitoring:
(A) Streamline data management and eliminate redundancy;
(B) Explore options for cost-sharing and deferment of cost to
industry; and
(C) Recognize opportunity costs of insufficient monitoring.
(iii) Incentivize reducing discards:
(A) Determine discard rate by smallest possible strata while
maintaining cost-effectiveness; and
(B) Collect information by gear type to accurately calculate
discard rates.
(iv) Provide additional data streams for stock assessments:
(A) Reduce management and/or biological uncertainty; and
(B) Perform biological sampling if it may be used to enhance
accuracy of mortality or recruitment calculations.
(v) Enhance safety of monitoring program.
(vi) Perform periodic review of monitoring program for
effectiveness.
(2) Sector monitoring programs. A sector must develop and implement
an at-sea and/or electronic monitoring program that may be approved by
NMFS as both sufficient to monitor catch, discards, and use of sector
ACE; and as consistent with the sector monitoring program goals and
objectives. The details of any at-sea or electronic monitoring program
must be specified in the sector's operations plan, pursuant to Sec.
648.87(b)(2)(xi), and must meet the operational standards specified in
paragraph (l)(10) of this section. Maximized retention electronic
monitoring and audit electronic monitoring models, meeting the
requirements in paragraph (l)(10) of this section, may be used in place
of at-sea monitoring to ensure a sector's monitoring programs may be
approved. Other types of electronic monitoring may be used in place of
at-sea monitors if the technology is deemed sufficient by NMFS, in a
manner consistent with the Administrative Procedure Act, for a specific
trip type based on gear type and area fished. The Regional
Administrator will approve or disapprove at-sea/
[[Page 75882]]
electronic programs as part of a sector's operations plans in a manner
consistent with the Administrative Procedure Act.
(3) Pre-trip notification. For the purpose of selecting vessels for
observer or at-sea monitor deployment, as instructed by the Regional
Administrator, the owner, operator, or manager of a vessel (i.e.,
vessel manager or sector manager) issued a limited access NE
multispecies permit that is fishing under a NE multispecies DAS or on a
sector trip, as defined in this part, must provide advance notice to
NMFS at least 48 hr prior to departing port on any trip declared into
the NE multispecies fishery pursuant to Sec. 648.10 or Sec. 648.85 of
the following: The vessel name, permit number, and sector to which the
vessel belongs, if applicable; contact name and telephone number for
coordination of observer or at-sea monitor deployment; date, time, and
port of departure; and the vessel's trip plan, including area to be
fished, whether a monkfish DAS will be used, and gear type to be used,
unless otherwise specified in this paragraph (l) or notified by the
Regional Administrator. For trips lasting 48 hr or less in duration
from the time the vessel leaves port to begin a fishing trip until the
time the vessel returns to port upon the completion of the fishing
trip, the vessel owner, operator, or manager may make a weekly
notification rather than trip-by-trip calls. For weekly pre-trip
notification, a vessel must notify NMFS by 0001 hr of the Friday
preceding the week (Sunday through Saturday) that it intends to
complete at least one NE multispecies DAS or sector trip during the
following week and provide the vessel's trip-plans for that week,
including each trip's date, time, port of departure, area to be fished,
whether a monkfish DAS will be used, and gear type to be used. Pre-trip
notification calls must be made no more than 10 days in advance of each
fishing trip. The vessel owner, operator, or manager must notify NMFS
of any trip plan changes at least 24 hr prior to vessel departure from
port. A vessel may not begin the trip without being issued either an
observer notification, an at-sea monitor notification, or a waiver by
NMFS.
(4) Vessel selection for observer or at-sea monitor coverage. NMFS
shall notify the vessel owner, operator, or manager whether the vessel
must carry an observer or at-sea monitor for the specified trip within
24 hr of the vessel owner's, operator's or manager's pre-trip
notification of the prospective trip, as specified in paragraph (l)(2)
of this section. All pre-trip notifications shall be issued a unique
confirmation number. A vessel may not fish on a NE multispecies DAS or
sector trip with an observer waiver confirmation number that does not
match the vessel's trip plan that was called in to NMFS. Confirmation
numbers and the vessel's observer or observer waiver status for pre-
trip notification calls remain valid for 48 hr from the intended sail
date. After a trip begins, that trip's confirmation number and observer
or observer waiver status remains valid until the trip ends. If a trip
is interrupted and the vessel returns to port due to bad weather or
other circumstance beyond the operator's control, the vessel's observer
or observer waiver status and confirmation number for the interrupted
trip remains the same if the vessel departs within 48 hr from the
vessel's return to port. If the layover time is greater than 48 hr, the
vessel owner, operator, or manager must provide a new pre-trip
notification. If an observer or at-sea monitor is assigned to a
particular trip, a vessel may not leave port without the at-sea monitor
on board, unless NMFS issues a waiver. If a vessel is using electronic
monitoring to comply with the monitoring requirements of this part, it
may not leave port without an operational electronic monitoring system
on board, unless NMFS issues a waiver.
(5) Sector monitoring coverage levels. Coverage levels for an at-
sea or electronic monitoring program, including video review
requirements, shall be specified by NMFS, pursuant to paragraph
(l)(5)(i) of this section.
(i) At-sea monitoring coverage target. The at-sea monitoring
coverage target for the sector monitoring program will be set as a
percentage of all eligible sector trips based on available Federal
funding for NMFS and industry cost responsibilities as defined in
paragraph (g)(3) of this section. Sectors are responsible for industry
costs for at-sea monitoring coverage up to the coverage target for all
trips not observed by a Northeast Fishery Observer Program observer. In
fishing years 2022, 2023, 2024, and 2025, the at-sea monitoring (ASM)
coverage target will be set at the highest level that available Federal
funding for NMFS and industry cost responsibilities supports, up to 100
percent of trips. Beginning in fishing year 2026, the target coverage
will be set at 40 percent of trips, unless replaced by the New England
Fishery Management Council after a review, as detailed in paragraph
(l)(5)(v) of this section. In the absence of available Federal funds
sufficient to fund both NMFS costs and industry costs associated with a
coverage target of at least 40 percent of all sector trips, sectors
must pay the industry's costs for coverage necessary to achieve a 40-
percent coverage target. As an example, if, after paying NMFS costs,
available Federal funding is sufficient only to fund industry costs for
15-percent coverage, sectors must pay the industry costs for the
remaining 25-percent coverage to achieve a 40-percent coverage target.
Any coverage provided by the Northeast Fisheries Observer Program
through deployment of an observer would be deducted from the industry's
cost responsibility. To ensure coverage is both sufficient to monitor
sector catch, discards, and sector ACE; and consistent with sector
monitoring goals and objectives, at-sea monitoring coverage may be
higher than the at-sea monitoring coverage target, up to 100 percent of
all eligible trips, if available Federal funding is sufficient for NMFS
and industry cost responsibilities, respectively. NMFS will announce
the coverage target at least 3 weeks before the annual sector
enrollment deadline set by NMFS, if Federal funding information is
available. NMFS will determine, and announce, EM video review rates
separately from the ASM coverage target. NMFS may evaluate and modify
video review rates on a regular basis.
(ii) Gear-based exclusion from the at-sea monitoring program. A
sector vessel that notifies NMFS of its intent to exclusively fish
using gillnets with a mesh size of 10-inch (25.4-cm) or greater in
either the Inshore Georges Bank (GB) Stock Area, as defined at Sec.
648.10(k)(3)(ii), and/or the Southern New England (SNE) Broad Stock
Area, as defined at Sec. 648.10(k)(3)(iv), is not subject to the
coverage level for at-sea monitoring specified in paragraph (l)(5)(i)
of this section provided that the trip is limited to the Inshore GB
and/or SNE Broad Stock Areas and that the vessel only uses gillnets
with a mesh size of 10-inches (25.4-cm) or greater. When on such a
trip, other gear may be on board provided that it is stowed and not
available for immediate use as defined in Sec. 648.2. A sector trip
fishing with 10-inch (25.4-cm) mesh or larger gillnets will still be
subject to at-sea monitoring coverage if the trip declares its intent
to fish in any part of the trip in the Gulf of Maine (GOM) Stock area,
as defined at Sec. 648.10(k)(3)(i), or the Offshore GB Stock Area, as
defined at Sec. 648.10(k)(3)(iii). Vessels using electronic monitoring
to satisfy the sector monitoring requirement in this section must have
their system turned on and comply with their vessel monitoring plan on
all trips, including a trip that is limited to the Inshore GB and/or
SNE Broad Stock Areas where
[[Page 75883]]
the vessel only uses gillnets with a mesh size of 10-inches (25.4-cm)
or greater.
(iii) Geographic exclusion from the at-sea monitoring program.
Vessels fishing exclusively west of 71[deg]30' W Longitude on a sector
trip are excluded from the requirement to carry an at-sea monitor.
Vessels on a trip excluded from the at-sea monitoring requirement under
this paragraph (l)(5)(iii) must comply with the VMS declaration
requirements at Sec. 648.10(g)(3), and the transiting requirements at
Sec. 648.81(e) when east of 71[deg]30' W Longitude. Vessels using
electronic monitoring to satisfy the sector monitoring requirement in
this section must have their system turned on and comply with their
vessel monitoring plan on all trips, including trips fishing
exclusively west of 71[deg]30' W Longitude.
(iv) Waivers. In addition to the safety waivers in paragraph (c) of
this section, NMFS may issue a waiver for a sector trip exempting the
vessel from the sector monitoring program coverage requirements for the
following reasons.
(A) Funding waivers. NMFS will issue a waiver for a sector trip
exempting the vessel from the sector monitoring program coverage
requirements if coverage is unavailable due to insufficient funding for
NMFS cost responsibilities as defined in paragraph (g)(3) of this
section.
(B) Logistics waivers. NMFS may issue a waiver for a sector trip
exempting the vessel from the sector monitoring program coverage
requirements in this section for logistical and technical reasons,
including, but not limited to: No monitor is available; the assigned
observer is unable to make the trip; the trip will have no fishing
effort; and electronic monitoring system technical problems.
(C) Set-only trip waivers. Vessels on a set-only trip, as defined
at Sec. 648.2, are excluded from the groundfish sector monitoring
program requirements in paragraph (l) of this section. If a vessel is
using electronic monitoring to comply with the monitoring requirements
of this part, that vessel may turn off its cameras on a set-only trip.
(v) Review of exclusions from the at-sea monitoring program. A New
England Fishery Management Council review of the exclusions from the
at-sea monitoring program in paragraphs (l)(5)(ii) and (iii) of this
section will evaluate whether the exclusions continue to meet the
intent of the New England Fishery Management Council to exclude trips
with little catch of regulated species and ocean pout. The review will
be conducted using complete data from 2 fishing years once the data are
available (fishing years 2022 and 2023) and every 3 years after the
initial review.
(6) Groundfish sector monitoring program review. A New England
Fishery Management Council review of the NE multispecies monitoring
program will evaluate whether the monitoring program is meeting the
goal of improved accuracy of catch data, while maximizing value and
minimizing costs of the program, using complete data from 2 fishing
years once the data are available (fishing years 2022 and 2023) and
periodically after the initial review. The review process should be
flexible and general, and include establishing metrics and indicators
of how well the monitoring program improved accuracy while maximizing
value and minimizing costs.
(7) Hail reports. For the purposes of the monitoring requirements
specified in paragraph (l)(2) of this section, sector vessels must
submit all hail reports for a sector trip in which the NE multispecies
catch applies against the ACE allocated to a sector, as specified in
this part, to their respective contracted monitoring service providers.
The mechanism and timing of the transmission of such hail reports must
be consistent with instructions provided by the Regional Administrator
for any at-sea or electronic monitoring program required by paragraph
(l)(2) of this section, or specified in the annual sector operations
plan, consistent with Sec. 648.87(b)(5).
(8) Notification of monitoring service provider change. If, for any
reason, a sector decides to change approved service providers used to
provide at-sea or electronic monitoring services required in paragraph
(l)(2) of this section, the sector manager must first inform NMFS in
writing in advance of the effective date of the change in approved
monitoring service providers in conjunction with the submission of the
next weekly sector catch report specified in Sec. 648.87(b)(1)(v)(B).
A sector may use more than one monitoring service provider at any time,
provided any monitoring service provider employed by or contracted with
a sector meets the standards specified in paragraph (b)(4) of this
section.
(9) Discards. A sector vessel may not discard any legal-sized
regulated species or ocean pout allocated to sectors pursuant to Sec.
648.87(b)(1)(i), unless otherwise required pursuant to Sec. 648.86(l).
Discards of undersized regulated species or ocean pout by a sector
vessel must be reported to NMFS consistent with the reporting
requirements specified in Sec. 648.87(b)(1)(v). Discards shall not be
included in the information used to calculate a vessel's PSC, as
described in Sec. 648.87(b)(1)(i)(E), but shall be counted against a
sector's ACE for each regulated species allocated to a sector.
(10) Sector monitoring program operational standards. In addition
to the monitoring service provider standards specified in paragraph
(h)(5) of this section, any at-sea/electronic monitoring program
developed as part of a sector's yearly operations plan pursuant to
paragraph (l)(2) of this section must meet the following operational
standards to be approved by NMFS:
(i) Vessel requirements--(A) Electronic monitoring system
requirements. A vessel owner or operator using electronic monitoring to
meet sector monitoring requirements in this section must do the
following:
(1) Ensure that the electronic monitoring system is fully
operational for every sector trip, which means it is operating,
recording, and retaining the recording for the duration of every trip.
A vessel may not fish without a fully operational electronic monitoring
system, unless issued a waiver by NMFS for that trip;
(2) Conduct a system check of the electronic monitoring system
prior to departing on a fishing trip. An electronic monitoring system
check must show that the electronic monitoring system is fully
operational and the amount of video storage space available to record
the fishing trip;
(3) Maintain clear and unobstructed camera views at all times.
Ensure lighting is sufficient in all circumstances to illuminate catch
so that catch and discards are visible and may be identified and
quantified as required; and
(4) Ensure no person tampers with, disconnects, or destroys any
part of the electronic monitoring system, associated equipment, or
recorded data.
(B) Vessel monitoring plan requirements for electronic monitoring
vessels. A vessel must have a NMFS-approved vessel monitoring plan to
use electronic monitoring to meet sector monitoring requirements in
this section. NMFS will approve a vessel monitoring plan that
sufficiently describes how the electronic monitoring system is
configured on a particular vessel applying for approval and how the
fishing and monitoring operations will be conducted in a manner to
effectively monitor catch in accordance with the EM program
requirements and standards in this section. Vessels must submit vessel
monitoring plans and revisions to vessel monitoring plans for NMFS
review and approval, as
[[Page 75884]]
instructed by the Regional Administrator.
(1) The vessel monitoring plan must be onboard the vessel at all
times.
(2) The vessel owner, operator and crew must comply with all catch
handling protocols and other requirements described in the vessel
monitoring plan, including sorting catch and processing any discards
within view of the cameras and consistent with the vessel monitoring
plan.
(3) Modifications to any vessel monitoring plan must be approved by
NMFS prior to such vessel fishing under the conditions of the new
vessel monitoring plan.
(4) A vessel owner or operator using electronic monitoring to meet
sector monitoring requirements in this section must submit all
electronic monitoring data to the monitoring service provider in
accordance with the electronic monitoring program requirements in this
section, or as otherwise instructed by the Regional Administrator.
(5) A vessel owner or operator must make the electronic monitoring
system, associated equipment, electronic monitoring data, or vessel
monitoring plan available to NMFS for inspection, upon request.
(6) A vessel owner or operator using electronic monitoring to meet
sector monitoring requirements in this section must turn on its camera
for 100 percent of sector trips.
(7) A vessel owner or operator using electronic monitoring to meet
sector monitoring requirements in this section must comply with the
requirements in paragraphs (l)(10)(i)(A) and (B) of this section or the
Regional Administrator may withdraw approval for the vessel to use
electronic monitoring.
(8) The Regional Administrator may revise vessel monitoring plan
requirements and approval standards in this section consistent with the
Administrative Procedure Act. Any revisions will be published on the
agency's website.
(C) Safety hazards. The operator of a sector vessel must detail and
identify any safety hazards to any at-sea monitor assigned pursuant to
paragraph (l)(2) of this section prior to leaving port. A vessel may
not begin a trip if it has failed a review of safety issues pursuant to
paragraph (l)(10)(ii)(D) of this section, until the identified safety
deficiency has been resolved, pursuant to Sec. 600.746(i) of this
chapter.
(D) Dockside monitoring. Vessels using maximized retention
electronic monitoring must participate in either an independent third
party dockside monitoring program approved by NMFS, or the dockside
monitoring program operated by NMFS, as instructed by NMFS.
(1) The vessel operator and crew may not begin offloading unless a
dockside monitor is present or NMFS has issued the trip a waiver from
the dockside monitoring program.
(2) The vessel operator and crew must allow the dockside monitor
access to the fish hold immediately following the offload in order to
confirm all allocated groundfish were offloaded unless NMFS has issued
the trip a waiver from the dockside monitoring program.
(E) Retention of fish. Vessels using maximized retention electronic
monitoring must retain all fish from each allocated regulated species,
regardless of length.
(ii) Sector monitoring plan monitoring service provider
requirements. In addition to the monitoring service provider standards
in paragraph (h) of this section, sector monitoring plans must include
the following operational requirements for any monitoring provider
contracted to meet sector monitoring program requirements in this
paragraph (l):
(A) At-sea monitoring report. Within 48 hours of the completion of
a trip, or as otherwise instructed by the Regional Administrator,
electronic submission to NMFS and the sector a report detailing the
area fished and the amount of each species kept and discarded. A
standard format for submission shall be specified by NMFS and
distributed to all monitoring service providers and sectors. NMFS will
accept only monitoring data that passes automated NMFS data quality
checks.
(B) Electronic monitoring report. A report detailing area fished
and the amount of each species discarded must be submitted
electronically in a standard acceptable form to the appropriate sector
and NMFS within 10 business days of a trip being selected for video
review, or as otherwise instructed by the Regional Administrator. The
format for submission shall be specified by NMFS and distributed to all
monitoring service providers and sectors. NMFS will accept only
monitoring data that passes automated NMFS data quality checks.
(C) Vessel feedback report. A report must be submitted to the
vessel owner following a trip with detailed feedback on the vessel
operator's and crew's catch handling, camera maintenance, and vessel
monitoring plan compliance. A copy must be submitted to NMFS upon
request.
(D) Safety hazards. Completion by an at-sea monitor of a pre-trip
vessel safety checklist provided by NMFS before an at-sea monitor can
leave port onboard a vessel on a sector trip. If the vessel fails a
review of safety issues pursuant to this paragraph (l)(10)(ii)(D), an
at-sea monitor cannot be deployed on that vessel for that trip.
(E) Gear. Provision of all equipment specified by the Northeast
Fisheries Science Center to each at-sea monitor before the at-sea
monitor may be deployed on a vessel. A list of such equipment is
available from the Northeast Fisheries Science Center upon request.
This gear shall be inspected by NMFS upon the completion of training
required pursuant to paragraph (i)(2) of this section.
(F) Adjustment to service provider requirements and approval
standards. The Regional Administrator may revise monitoring service
provider requirements and approval standards in this section consistent
with the Administrative Procedure Act.
(iii) Sector requirements. Each sector shall monitor catch by
participating sector vessels to ensure that ACEs are not exceeded
during the fishing year, as specified in this paragraph (l)(10)(iii).
The sector shall summarize trips validated by dealer reports; oversee
the use of electronic monitoring equipment and review of associated
data; maintain a database of VTR, dealer, observer, and electronic
monitoring reports; determine all species landings by stock areas;
apply discard estimates to landings; deduct catch from ACEs allocated
to sectors; and report sector catch on a weekly basis to NMFS, as
required in paragraph (b)(1)(v) of this section. Unless otherwise
specified in this paragraph (l)(10), all catches of stocks allocated to
sectors by vessels on a sector trip shall be deducted from the sector's
ACE for each regulated species stock regardless of the fishery the
vessel was participating in when the fish was caught. For the purposes
of this paragraph (l)(10), any regulated species or ocean pout caught
using gear capable of catching NE multispecies (i.e., gear not listed
as exempted gear under this part) would be deducted from a sector's ACE
if such catch contributed to the specification of PSC, as described in
Sec. 648.87(b)(1)(i)(E), and would not apply to another ACL sub-
component pursuant to Sec. 648.90(a)(4). For example, any regulated
species or ocean pout landed while fishing for or catching skates or
monkfish pursuant to the regulations in this chapter for those
fisheries would be deducted from the sector's ACE for each stock
because such regulated species or ocean pout were caught while also
operating under a NE multispecies DAS. However, for example, if a
sector vessel is issued a limited access General Category Atlantic
[[Page 75885]]
Sea Scallop permit and fishes for scallops under the provisions
specific to that permit, any yellowtail flounder caught by the vessel
on such trips would be deducted from the appropriate non-groundfish
component, such as the other sub-component or the appropriate
yellowtail flounder stock's ACL specified for the Atlantic Sea Scallop
fishery and not from the yellowtail flounder ACE for the sector.
(iv) Dealer requirements. Federally permitted NE multispecies
dealers must allow dockside monitors access to their premises, scales,
and any fish received from vessels participating in the maximized
retention electronic monitoring program for the purpose of collecting
fish species and weights of fish received by the dealer, fish length
measurements, and the collection of age structures such as otoliths or
scales.
(A) Facilitation. Federally permitted NE multispecies dealers must
facilitate dockside monitoring for vessels participating in a maximized
retention electronic monitoring program, including, but not limited to,
the following requirements:
(1) Provide a safe sampling station, including shelter from
weather, for dockside monitors to conduct their duties and process
catch, that is equivalent to the accommodations provided to the
dealer's staff.
(2) Allow dockside monitors access to bathrooms equivalent to the
accommodations provided to the dealer's staff.
(3) Allow dockside monitors access to any facilities for washing
equipment with fresh water that are provided to the dealer's staff.
(B) Processing, sorting, labeling, and reporting. Federally
permitted NE multispecies dealers must process, and may possess, fish
for vessels participating in a maximized retention electronic
monitoring program consistent with and including, but not limited to,
the following requirements:
(1) Offload from vessels participating in the maximized retention
monitoring program all fish below the minimum size specified at Sec.
648.83, report fish below the minimum size specified at Sec. 648.83 by
species, and provide the dockside monitor access to those fish below
the minimum size at the safe sampling station.
(2) Sort by species all unmarketable fish from other fish, when
identifiable to species.
(3) Clearly identify, mark, or label all containers with fish below
the minimum size specified in Sec. 648.83 as containing undersized
fish, the fishing vessel from which they were offloaded, and the date
of offloading.
(4) Report all fish below the minimum size specified in Sec.
648.83, and all unmarketable fish, as instructed by NMFS.
(v) Adjustment to operational standards. The at-sea/electronic
monitoring operational standards specified in paragraph (l)(10) of this
section may be revised by the Regional Administrator in a manner
consistent with the Administrative Procedure Act.
(m) * * *
(1) * * *
(i) In addition to the requirement for any vessel holding an
Atlantic herring permit to carry an observer described in paragraph (a)
of this section, vessels issued a Category A or B Herring Permit are
subject to industry-funded monitoring (IFM) requirements in this
section on declared Atlantic herring trips, unless the vessel is
carrying an observer to fulfill Standard Bycatch Reporting Methodology
requirements in Sec. 648.18. An owner of a midwater trawl vessel,
required to carry an observer when fishing in Northeast Multispecies
Closed Areas at Sec. 648.202(b), may purchase an IFM high volume
fisheries (HVF) observer to access Closed Areas on a trip-by-trip
basis. General requirements for IFM programs in New England Council
FMPs are specified in paragraph (g) of this section. Possible IFM
monitoring for the Atlantic herring fishery includes observers, at-sea
monitors, and electronic monitoring and portside samplers, as defined
in Sec. 648.2.
* * * * *
(v) To provide the required IFM coverage aboard declared Atlantic
herring trips, observers and monitors must hold a high volume fisheries
certification from NMFS.
(2) * * *
(iii) * * *
(A) For IFM observer coverage aboard vessels fishing with midwater
trawl gear to access the Northeast Multispecies Closed Areas,
consistent with requirements at Sec. 648.202(b), at any point during
the trip;
* * * * *
(4) * * *
(i) An owner of an Atlantic herring vessel required to have
monitoring under paragraph (m)(3) of this section must arrange for
monitoring by an observer from a monitoring service provider approved
by NMFS under paragraph (h) of this section. The owner, operator, or
vessel manager of a vessel selected for monitoring must contact a
monitoring service provider prior to the beginning of the trip and the
monitoring service provider will notify the vessel owner, operator, or
manager whether monitoring is available. A list of approved monitoring
service providers shall be posted on the NMFS website: https://www.fisheries.noaa.gov/resource/data/observer-providers-northeast-and-mid-atlantic-programs.
* * * * *
(6) Sampling requirements for observers and monitors. In addition
to the requirements in paragraphs (d)(1) through (7) of this section,
an owner or operator of a vessel issued a limited access herring permit
on which an observer or monitor is embarked must provide observers or
monitors:
* * * * *
(n) * * *
(2) Sampling requirements for limited access Atlantic mackerel and
longfin squid/butterfish moratorium permit holders. In addition to the
requirements in paragraphs (d)(1) through (7) of this section, an owner
or operator of a vessel issued a limited access Atlantic mackerel or
longfin squid/butterfish moratorium permit on which an observer is
embarked must provide observers:
* * * * *
0
6. Effective January 9, 2023, amend Sec. 648.14 by:
0
a. Revising paragraph (a)(7);
0
b. Removing the heading from paragraph (a)(10);
0
c. Revising paragraphs (e), (i)(1)(ix)(B), (k)(3), and (k)(14)(ix)
through (xiii);
0
d. Adding paragraphs (k)(14)(xiv) through (xvi); and
0
e. Revising paragraph (r)(2)(v).
The revisions and additions read as follows:
Sec. 648.14 Prohibitions.
(a) * * *
(7) Possess, import, export, transfer, land, or have custody or
control of any species of fish regulated pursuant to this part that do
not meet the minimum size provisions in this part, unless such species
were harvested exclusively within state waters by a vessel that does
not hold a valid permit under this part, or are species included in the
NE Multispecies Fishery Management Plan that were either harvested by a
vessel participating in the maximized retention electronic monitoring
program consistent with Sec. 648.11(l)(10)(i)(E) or harvested by a
vessel issued a valid High Seas Fishing Compliance permit that fished
exclusively in the NAFO Regulatory Area.
* * * * *
(e) Observer program. It is unlawful for any person to do any of
the following:
(1) Assault, resist, oppose, impede, harass, intimidate, or
interfere with or bar by command, impediment, threat, or
[[Page 75886]]
coercion any observer or monitor conducting his or her duties; any
electronic monitoring provider staff who collects data required under
this part; any authorized officer conducting any search, inspection,
investigation, or seizure in connection with enforcement of this part;
any official designee of the Regional Administrator conducting his or
her duties, including those duties authorized in Sec. Sec. 648.7(g)
and 648.11(l)(10)(v).
(2) Refuse monitoring coverage by an observer or monitor if
selected for monitoring coverage by the Regional Administrator or the
Regional Administrator's designee.
(3) Fail to provide information, notification, accommodations,
access, or reasonable assistance to an observer, monitor, or electronic
monitoring provider staff conducting his or her duties as specified in
Sec. 648.11.
(4) Submit false or inaccurate data, statements, or reports.
* * * * *
(i) * * *
(1) * * *
(ix) * * *
(B) Fail to provide information, notification, accommodations,
access, or reasonable assistance to an observer conducting his or her
duties aboard a vessel, as specified in Sec. 648.11.
* * * * *
(k) * * *
(3) Dealer requirements. It is unlawful for any person to:
(i) Purchase, possess, import, export, or receive as a dealer, or
in the capacity of a dealer, allocated regulated species or ocean pout
in excess of the possession limits specified in Sec. 648.82, Sec.
648.85, Sec. 648.86, or Sec. 648.87 applicable to a vessel issued a
NE multispecies permit, unless otherwise specified in Sec. 648.17, or
unless the regulated species or ocean pout are purchased or received
from a vessel that caught them on a sector trip and such species are
exempt from such possession limits in accordance with an approved
sector operations plan, as specified in Sec. 648.87(c).
(ii) Sell or transfer to another person for a commercial purpose,
other than solely for transport on land, any NE multispecies harvested
from the EEZ by a vessel issued a Federal NE multispecies permit,
unless the transferee has a valid NE multispecies dealer permit.
(iii) Purchase, possess, import, export, or receive as a dealer, or
in the capacity of a dealer, allocated regulated species from a vessel
participating in the maximized retention electronic monitoring program
in Sec. 648.11(l) unless the offload of catch was observed by a
dockside monitor or NMFS issued a waiver from dockside monitoring for
the trip.
(iv) Assault, resist, oppose, impede, harass, intimidate, or
interfere with or bar by command, impediment, threat, or coercion any
observer or monitor conducting his or her duties or any electronic
monitoring provider staff who collects data required under this part.
(v) Impede a dockside monitor's access to their premises, scales,
and any fish received from vessels participating in the maximized
retention electronic monitoring program; fail to facilitate dockside
monitoring for vessels participating in a maximized retention
electronic monitoring program; or fail to process, sort, label, and
report fish from vessels participating in the maximized retention
monitoring program, as required in Sec. 648.11(l)(10)(iv).
* * * * *
(14) * * *
(ix) Fail to comply with the reporting requirements specified in
Sec. Sec. 648.11(l)(10)(iii) and 648.87(b)(1)(v).
(x) Leave port to begin a trip before an at-sea monitor has arrived
and boarded the vessel if assigned to carry an at-sea monitor for that
trip, or without an operational electronic monitoring system installed
on board, as specified in Sec. 648.11(l)(3) and (l)(10)(i).
(xi) Leave port to begin a trip if a vessel has failed a review of
safety issues by an at-sea monitor and has not successfully resolved
any identified safety deficiencies, as prohibited by Sec.
648.11(l)(10)(i)(C).
(xii) Fail to comply with the electronic monitoring system
requirements as specified in Sec. 648.11(l)(10)(i)(A), including, but
not limited to: ensuring the electronic monitoring system is fully
operational; conducting a system check of the electronic monitoring
system; ensuring camera views are unobstructed and clear; and ensuring
that no person tampers with the electronic monitoring system.
(xiii) Fail to comply with the vessel monitoring plan requirements
as specified in Sec. 648.11(l)(10)(i)(B), including, but not limited
to: carrying the vessel monitoring plan onboard the vessel at all
times; complying with all catch handling protocols and other
requirements in the vessel monitoring plan; submitting electronic
monitoring data as required; and making the electronic monitoring
system available to NMFS for inspection upon request.
(xiv) Offload fish without a dockside monitor present or without a
waiver issued by NMFS when participating in the maximized retention
electronic monitoring program.
(xv) Resist, oppose, impede, harass, intimidate, or interfere with
or bar by command, impediment, threat, or coercion any dockside monitor
conducting his or her duty to inspect a fish hold after offload.
(xvi) Fish under a waiver from the groundfish sector monitoring
program issued under Sec. 648.11(l)(5)(ii) or (iii) without complying
with the requirements of Sec. 648.11(l)(5)(ii) or (iii), respectively;
the VMS declaration requirements at Sec. 648.10; and the pre-trip
notification requirements at Sec. 648.11(l)(1).
* * * * *
(r) * * *
(2) * * *
(v) Fish with midwater trawl gear in any Northeast Multispecies
Closed Area, as defined in Sec. 648.81(a)(3) through (5) and (c)(3)
and (4), without an observer on board, if the vessel has been issued an
Atlantic herring permit.
* * * * *
0
7. Effective January 9, 2023, amend Sec. 648.51 by revising paragraphs
(c)(4) and (e)(3)(iii) to read as follows:
Sec. 648.51 Gear and crew restrictions.
* * * * *
(c) * * *
(4) An at-sea observer is on board, as required by Sec. 648.11(k).
* * * * *
(e) * * *
(3) * * *
(iii) An at-sea observer is on board, as required by Sec.
648.11(k).
* * * * *
0
8. Effective January 9, 2023, amend Sec. 648.80 by revising paragraphs
(d)(3) and (e)(2)(ii) to read as follows:
Sec. 648.80 NE Multispecies regulated mesh areas and restrictions on
gear and methods of fishing.
* * * * *
(d) * * *
(3) The vessel carries an observer, if requested by the Regional
Administrator;
* * * * *
(e) * * *
(2) * * *
(ii) The vessel carries an observer, if requested by the Regional
Administrator;
* * * * *
0
9. Effective January 9, 2023, amend Sec. 648.83 by revising paragraph
(a)(1) to read as follows:
Sec. 648.83 Multispecies minimum fish sizes.
(a) * * *
(1) Minimum fish sizes for recreational vessels and charter/party
[[Page 75887]]
vessels that are not fishing under a NE multispecies DAS are specified
in Sec. 648.89. Except as provided in Sec. Sec. 648.11(l)(10)(i)(E)
and 648.17, all other vessels are subject to the following minimum fish
sizes, determined by total length (TL):
Table 1 to Paragraph (a)(1)--Minimum Fish Sizes (TL) for Commercial
Vessels
------------------------------------------------------------------------
Species Size in inches
------------------------------------------------------------------------
Cod................................... 19 (48.3 cm).
Haddock............................... 16 (40.6 cm).
Pollock............................... 19 (48.3 cm).
Witch flounder (gray sole)............ 13 (33 cm).
Yellowtail flounder................... 12 (30.5 cm).
American plaice (dab)................. 12 (30.5 cm).
Atlantic halibut...................... 41 (104.1 cm).
Winter flounder (blackback)........... 12 (30.5 cm).
Redfish............................... 7 (17.8 cm).
------------------------------------------------------------------------
* * * * *
0
10. Effective January 9, 2023, amend Sec. 648.85 by revising paragraph
(e)(1)(viii)(C) to read as follows:
Sec. 648.85 Special management programs.
* * * * *
(e) * * *
(1) * * *
(viii) * * *
(C) Administration of thresholds. (1) For the purpose of
determining a sector's monthly redfish landings threshold performance
described in paragraph (e)(1)(viii)(A)(1) of this section and the
annual redfish landings threshold described in paragraph
(e)(1)(viii)(B)(1) of this section, landings of allocated regulated
species by vessels participating in a maximized retention electronic
monitoring program consistent with Sec. 648.11(l), including landings
of allocated stocks below the minimum size at Sec. 648.83(a)(1), will
be counted as landings and not discards.
(2) For the purpose of determining a sector's monthly discards
threshold performance described in paragraph (e)(1)(viii)(A)(2) of this
section, a trip by a vessel participating in a maximized retention
electronic monitoring program consistent with Sec. 648.11(l) will be
excluded from evaluation of the monthly discard threshold.
(3) If a sector fails to meet the monthly redfish landings
threshold or the monthly discards threshold described in paragraphs
(e)(1)(viii)(A)(1) and (2) of this section for four or more months
total, or three or more consecutive months, in a fishing year, the
Regional Administrator shall prohibit all vessels in that sector from
fishing under the provisions of the Redfish Exemption Program for the
remainder of the fishing year, and place the sector and its vessels in
a probationary status for one fishing year beginning the following
fishing year.
(4) If a sector fails to meet the annual redfish landings threshold
described in paragraph (e)(1)(viii)(B)(1) of this section in a fishing
year, the Regional Administrator shall place the sector and its vessels
in a probationary status for one fishing year beginning the following
fishing year.
(5) While in probationary status as described in paragraph
(e)(1)(viii)(C)(3) or (4) of this section, if the sector fails to meet
the monthly redfish landings threshold or the monthly discards
threshold described in paragraphs (e)(1)(viii)(A)(1) and (2) of this
section for four or more months total, or three or more consecutive
months, in that fishing year, the Regional Administrator shall prohibit
all vessels in that sector from fishing under the provisions of the
Redfish Exemption Program for the remainder of the fishing year and the
following fishing year.
(6) If a sector fails to meet the annual redfish landings threshold
in paragraph (e)(1)(viii)(B)(1) of this section for any fishing year
during which the sector is in a probationary status as described in
paragraph (e)(1)(viii)(C)(3) or (4) of this section, the Regional
Administrator shall prohibit all vessels in that sector from fishing
under the provisions of the Redfish Exemption Program for the following
fishing year.
(7) The Regional Administrator may determine a sector has failed to
meet required monthly or annual thresholds described in paragraphs
(e)(1)(viii)(A) and (B) of this section using available information
including, but not limited to, vessel declarations and notifications,
vessel trip reports, dealer reports, and observer and electronic
monitoring records.
(8) The Regional Administrator shall notify a sector of a failure
to meet the required monthly or annual thresholds and the sector's
vessels prohibition or probation status consistent with the provisions
in paragraphs (e)(1)(viii)(C)(1) through (7) of this section. The
Regional Administrator shall also make administrative amendments to the
approved sector operations plan and issue sector vessel letters of
authorization consistent with the provisions in paragraphs
(e)(1)(viii)(C)(1) through (7) of this section. These administrative
amendments may be made during a fishing year or during the sector
operations plan and sector contract approval process.
(9) A sector may request in writing that the Regional Administrator
review and reverse a determination made under the provisions of this
section within 30 days of the date of the Regional Administrator's
determination. Any such request must be based on information showing
the sector complied with the required thresholds, including, but not
limited to, landing, discard, observer or electronic monitoring
records. The Regional Administrator will review and maintain or reverse
the determination and notify the sector of this decision in writing.
Any determination resulting from a review conducted under this
paragraph (e)(1)(viii)(C)(9) is final and may not be reviewed further.
* * * * *
0
11. Effective January 9, 2023, amend Sec. 648.86 by revising the
introductory text and paragraph (a)(3)(ii)(A)(1) to read as follows:
Sec. 648.86 NE Multispecies possession restrictions.
Except as provided in Sec. Sec. 648.11(l) and 648.17, or elsewhere
in this part, the following possession restrictions apply:
(a) * * *
(3) * * *
(ii) * * *
(A) * * *
(1) Haddock incidental catch cap. When the Regional Administrator
has determined that the incidental catch allowance for a given haddock
stock, as specified in Sec. 648.90(a)(4)(iii)(D), has been caught, no
vessel issued an Atlantic herring permit and fishing with midwater
trawl gear in the applicable stock area, i.e., the Herring GOM Haddock
Accountability Measure (AM) Area or Herring GB Haddock AM Area, as
defined in paragraphs (a)(3)(ii)(A)(2) and (3) of this section, may
fish for, possess, or land herring in excess of 2,000 lb (907.2 kg) per
trip in or from that area, unless all herring possessed and landed by
the vessel were caught outside the applicable AM Area and the vessel's
gear is stowed and not available for immediate use as defined in Sec.
648.2 while transiting the AM Area. Upon this determination, the
haddock possession limit is reduced to 0 lb (0 kg) for a vessel issued
a Federal Atlantic herring permit and fishing with midwater trawl gear
or for a vessel issued a Category A or B Herring Permit fishing on a
declared herring trip, regardless of area fished or gear used, in the
applicable AM Area, unless the vessel also possesses a NE multispecies
permit and is operating on a declared (consistent with Sec. 648.10(g))
NE multispecies trip. In making this determination, the Regional
Administrator shall use haddock
[[Page 75888]]
catches observed by observers or monitors by herring vessel trips using
midwater trawl gear in Management Areas 1A, 1B, and/or 3, as defined in
Sec. 648.200(f)(1) and (3), expanded to an estimate of total haddock
catch for all such trips in a given haddock stock area.
* * * * *
0
12. Effective January 9, 2023, amend Sec. 648.87 by:
0
a. Revising paragraph (b)(1) introductory text and (b)(1)(v) through
(viii);
0
b. Removing paragraph (b)(1)(ix);
0
c. Revising paragraph (b)(2) and (3); and
0
d. Removing paragraphs (b)(4) and (5).
The revisions read as follows:
Sec. 648.87 Sector allocation.
* * * * *
(b) * * *
(1) All sectors approved under the provisions of paragraph (a) of
this section must submit the documents specified in paragraphs (a)(1)
and (b)(2) and (3) of this section, comply with the conditions and
restrictions of this paragraph (b)(1), and comply with the groundfish
sector monitoring program in Sec. 648.11(l).
* * * * *
(v) Sector reporting requirements. In addition to the other
reporting/recordkeeping requirements specified in this part, a sector's
vessels must comply with the reporting requirements specified in this
paragraph (b)(1)(v).
(A) VMS declarations and trip-level catch reports. Prior to each
sector trip, a sector vessel must declare into broad stock areas in
which the vessel fishes and submit the VTR serial number associated
with that trip pursuant to Sec. 648.10(k). The sector vessel must also
submit a VMS catch report detailing regulated species and ocean pout
catch by statistical area when fishing in multiple broad stock areas on
the same trip, pursuant to Sec. 648.10(k).
(B) Weekly catch report. Each sector must submit weekly reports to
NMFS stating the remaining balance of ACE allocated to each sector
based upon regulated species and ocean pout landings and discards of
vessels participating in that sector and any compliance/enforcement
concerns. These reports must include at least the following
information, as instructed by the Regional Administrator: Week ending
date; species, stock area, gear, number of trips, reported landings
(landed pounds and live pounds), discards (live pounds), total catch
(live pounds), status of the sector's ACE (pounds remaining and percent
remaining), and whether this is a new or updated record of sector catch
for each regulated species stock allocated to that particular sector;
sector enforcement issues; and a list of vessels landing for that
reporting week. These weekly catch reports must be submitted no later
than 0700 hr on the second Monday after the reporting week, as defined
in this part. The frequency of these reports must be increased to more
than a weekly submission when the balance of remaining ACE is low, as
specified in the sector operations plan and approved by NMFS. If
requested, sectors must provide detailed trip-by-trip catch data to
NMFS for the purposes of auditing sector catch monitoring data based
upon guidance provided by the Regional Administrator.
(C) Year-end report. An approved sector must submit an annual year-
end report to NMFS and the Council, no later than 60 days after the end
of the fishing year, that summarizes the fishing activities of
participating permits/vessels, which must include at least the
following information: Catch, including landings and discards, of all
species by sector vessels; the permit number of each sector vessel that
fished for regulated species or ocean pout; the number of vessels that
fished for non-regulated species or ocean pout; the method used to
estimate discards by sector vessels; the landing port used by sector
vessels; enforcement actions; and other relevant information required
to evaluate the biological, economic, and social impacts of sectors and
their fishing operations consistent with confidentiality requirements
of applicable law.
(D) Streamlining sector reporting requirements. The reporting/
recordkeeping requirements specified in Sec. 648.11(l) and this
paragraph (b)(1)(v) may be revised by the Regional Administrator in a
manner consistent with the Administrative Procedure Act.
(vi) Interaction with other fisheries--(A) Use of DAS. A sector
vessel must comply with all measures specified for another fishery
pursuant to this part, including any requirement to use a NE
multispecies DAS. If the regulations in this part for another fishery
require the use of a NE multispecies DAS, the DAS allocation and
accrual provisions specified in Sec. 648.82(d) and (e), respectively,
apply to each trip by a sector vessel, as applicable. For example, if a
sector vessel is also issued a limited access monkfish Category C
permit and is required to use a NE multispecies DAS concurrent with a
monkfish DAS under this part, any NE multispecies DAS used by the
sector vessel accrues, as specified in Sec. 648.82(e)(1)(ii) based
upon the vessel's NE multispecies DAS allocation calculated pursuant to
Sec. 648.82(d)(1)(iv)(B).
(B) Availability of ACE. Notwithstanding the requirements in
paragraph (b)(1)(vi)(A) of this section, if a sector has not been
allocated or does not acquire sufficient ACE available to cover the
catch of a particular stock of regulated species while participating in
another fishery in which such catch would apply to the ACE allocated to
a sector, vessels participating in that sector cannot participate in
those other fisheries unless NMFS has approved a sector operations plan
that ensures that regulated species or ocean pout will not be caught
while participating in these other fisheries.
(vii) ACE transfers. All or a portion of a sector's ACE for any NE
multispecies stock may be transferred to another sector at any time
during the fishing year and up to 2 weeks into the following fishing
year (i.e., through May 14), unless otherwise instructed by NMFS, to
cover any overages during the previous fishing year. A sector is not
required to transfer ACE to another sector. An ACE transfer only
becomes effective upon approval by NMFS, as specified in paragraph
(b)(1)(vii)(B) of this section.
(A) Application to transfer ACE. ACE may be transferred from one
sector to another through written request to the Regional
Administrator. This request must include the name of the sectors
involved, the amount of each ACE to be transferred, the fishing year in
which the ACE transfer applies, and the amount of compensation received
for any ACE transferred, as instructed by the Regional Administrator.
(B) Approval of an ACE transfer request. NMFS shall approve/
disapprove a request to transfer ACE based upon compliance by each
sector and its participating vessels with the reporting requirements
specified in this part. The Regional Administrator shall inform both
sectors in writing whether the ACE transfer request has been approved
within 2 weeks of the receipt of the ACE transfer request.
(C) Duration of transfer. Notwithstanding ACE carried over into the
next fishing year pursuant to paragraph (b)(1)(i)(C) of this section,
ACE transferred pursuant to this paragraph (b)(1)(vii) is only valid
for the fishing year in which the transfer is approved, with the
exception of ACE transfer requests that are submitted up to 2 weeks
into the subsequent fishing year to address any potential ACE overages
from the previous fishing year, as provided in paragraph (b)(1)(iii) of
[[Page 75889]]
this section, unless otherwise instructed by NMFS.
(viii) Trip limits. With the exception of stocks listed in Sec.
648.86(1) and the Atlantic halibut trip limit at Sec. 648.86(c), a
sector vessel is not limited in the amount of allocated NE multispecies
stocks that can be harvested on a particular fishing trip, unless
otherwise specified in the operations plan.
(2) Operations plan and sector contract. To be approved to operate,
each sector must submit an operations plan and preliminary sector
contract to the Regional Administrator no later than September 1 prior
to the fishing year in which the sector intends to begin operations,
unless otherwise instructed by NMFS. A final roster, sector contract,
and list of Federal and state permits held by participating vessels for
each sector must be submitted by December 1 prior to the fishing year
in which the sector intends to begin operations, unless otherwise
instructed by NMFS. The operations plan may cover a 1- or 2-year
period, provided the analysis required in paragraph (b)(3) of this
section is sufficient to assess the impacts of sector operations during
the 2-year period and that sector membership, or any other parameter
that may affect sector operations during the second year of the
approved operations plan, does not differ to the point where the
impacts analyzed by the supporting National Environmental Policy Act
(NEPA) document are compromised. Each vessel and vessel operator and/or
vessel owner participating in a sector must agree to and comply with
all applicable requirements and conditions of the operations plan
specified in this paragraph (b)(2) and the letter of authorization
issued pursuant to paragraph (c)(2) of this section. It shall be
unlawful to violate any such conditions and requirements unless such
conditions or restrictions are identified in an approved operations
plan as administrative only. If a proposed sector does not comply with
the requirements of this paragraph (b)(2), NMFS may decline to propose
for approval such sector operations plans, even if the Council has
approved such sector. At least the following elements must be contained
in either the final operations plan or sector contract submitted to
NMFS:
(i) A list of all parties, vessels, and vessel owners who will
participate in the sector;
(ii) A list of all Federal and state permits held by persons
participating in the sector, including an indication for each permit
whether it is enrolled and will actively fish in a sector, or will be
subject to the provisions of the common pool;
(iii) A contract signed by all sector participants indicating their
agreement to abide by the operations plan;
(iv) The name of a designated representative or agent of the sector
for service of process;
(v) If applicable, a plan for consolidation or redistribution of
ACE detailing the quantity and duration of such consolidation or
redistribution within the sector;
(vi) A list of the specific management rules the sector
participants will agree to abide by in order to avoid exceeding the
allocated ACE for each stock, including a plan of operations or
cessation of operations once the ACEs of one or more stocks are
harvested and detailed plans for enforcement of the sector rules;
(vii) A plan that defines the procedures by which members of the
sector that do not abide by the rules of the sector will be disciplined
or removed from the sector, and a procedure for notifying NMFS of such
expulsions from the sector;
(viii) If applicable, a plan of how the ACE allocated to the sector
is assigned to each vessel;
(ix) If the operations plan is inconsistent with, or outside the
scope of the NEPA analysis associated with the sector proposal/
framework adjustment as specified in paragraph (a)(1) of this section,
a supplemental NEPA analysis may be required with the operations plan;
(x) Detailed information about overage penalties or other actions
that will be taken if a sector exceeds its ACE for any stock;
(xi) Detailed plans for the monitoring and reporting of landings
and discards by sector participants, including, but not limited to,
detailed information describing the sector's at-sea/electronic
monitoring program for monitoring utilization of ACE allocated to that
sector; identification of the independent third-party service providers
employed by the sector to provide at-sea/electronic monitoring
services; the mechanism and timing of any hail reports; a list of
specific ports where participating vessels will land fish, with
specific exemptions noted for safety, weather, etc., allowed, provided
the sector provides reasonable notification to NMFS concerning a
deviation from the listed ports; and any other information about such a
program required by NMFS;
(xii) ACE thresholds that may trigger revisions to sector
operations to ensure allocated ACE is not exceeded, and details
regarding the sector's plans for notifying NMFS once the specified ACE
threshold has been reached;
(xiii) Identification of any potential redirection of effort into
other fisheries expected as a result of sector operations, and, if
necessary, proposed limitations to eliminate any adverse effects
expected from such redirection of effort;
(xiv) If applicable, description of how regulated species and ocean
pout will be avoided while participating in other fisheries that have a
bycatch of regulated species or ocean pout if the sector does not have
sufficient ACE for stocks of regulated species or ocean pout caught as
bycatch in those fisheries, as specified in paragraph (b)(1)(vi)(B) of
this section; and
(xv) A list of existing regulations in this part that the sector is
requesting exemption from during the following fishing year pursuant to
paragraph (c)(2) of this section.
(3) NEPA analysis. In addition to the documents required by
paragraphs (a)(1) and (b)(2) of this section, before NMFS can approve a
sector to operate during a particular fishing year, each sector must
develop and submit to NMFS, in conjunction with the yearly operations
plan and sector contract, an appropriate NEPA analysis assessing the
impacts of forming the sector and operating under the measures
described in the sector operations plan.
* * * * *
0
13. Effective January 9, 2023, amend Sec. 648.90 by revising
paragraphs (a)(2)(iii) and (iv) and (a)(4)(i)(B) to read as follows:
Sec. 648.90 NE multispecies assessment, framework procedures and
specifications, and flexible area action system.
* * * * *
(a) * * *
(2) * * *
(iii) In addition, the PDT may develop ranges of options for any of
the management measures in the FMP and the following conditions that
may be adjusted through a framework adjustment to achieve FMP goals and
objectives including, but not limited to:
(A) Revisions to DAS measures, including DAS allocations (such as
the distribution of DAS among the four categories of DAS), future uses
for Category C DAS, and DAS baselines, adjustments for steaming time,
etc.;
(B) Accumulation limits due to a permit buyout or buyback;
(C) Modifications to capacity measures, such as changes to the DAS
transfer or DAS leasing measures;
(D) Calculation of area-specific ACLs (including sub-ACLs for
specific stocks and areas (e.g., Gulf of Maine cod)), area management
boundaries, and adoption
[[Page 75890]]
of area-specific management measures including the delineation of
inshore/offshore fishing practices, gear restrictions, declaration time
periods;
(E) Sector allocation requirements and specifications, including
the establishment of a new sector, the disapproval of an existing
sector, the allowable percent of ACL available to a sector through a
sector allocation, an optional sub-ACL specific to Handgear A permitted
vessels, management uncertainty buffers, and the calculation of PSCs;
(F) Sector administration provisions, including at-sea, electronic,
dockside, and other monitoring tools, coverage requirements and
processes, monitoring program review, or other measures; sector
reporting requirements; vessel-specific coverage levels;
(G) State-operated permit bank administrative provisions;
(H) Measures to implement the U.S./Canada Resource Sharing
Understanding, including any specified TACs (hard or target);
(I) Changes to administrative measures;
(J) Additional uses for Regular B DAS;
(K) Reporting requirements;
(L) Declaration requirements pertaining to when and what time
period a vessel must declare into or out of a fishery management area;
(M) The GOM Inshore Conservation and Management Stewardship Plan;
(N) Adjustments to the Handgear A or B permits;
(O) Gear requirements to improve selectivity, reduce bycatch, and/
or reduce impacts of the fishery on EFH;
(P) Special Access Program (SAP) modifications;
(Q) Revisions to the ABC control rule and status determination
criteria, including, but not limited to, changes in the target fishing
mortality rates, minimum biomass thresholds, numerical estimates of
parameter values, and the use of a proxy for biomass may be made either
through a biennial adjustment or framework adjustment;
(R) Changes to the SBRM, including the CV-based performance
standard, the means by which discard data are collected/obtained,
fishery stratification, the process for prioritizing observer sea-day
allocations, reports, and/or industry-funded observers or observer set
aside programs; and
(S) Any other measures currently included in the FMP.
(iv) Based on the review of the most current scientific information
available for the rebuilding plans for GOM cod and American plaice, the
PDT shall determine whether the following conditions are met for either
stock: The total catch limit has not been exceeded during the
rebuilding program; new scientific information indicates that the stock
is below its rebuilding trajectory (i.e., rebuilding has not progressed
as expected); and Frebuild becomes less than 75%
FMSY. If all three of these criteria are met, the PDT, and/
or SSC, shall undertake a rebuilding plan review to provide new catch
advice that includes the following, in priority order: Review of the
biomass reference points and calculation of Frebuild ACLs
based on the review of the biomass reference points and the existing
rebuilding plan.
* * * * *
(4) * * *
(i) * * *
(B) ACL recommendations. The PDT shall develop ACL recommendations
based upon ABCs recommended by the SSC and the pertinent
recommendations of the Transboundary Management Guidance Committee
(TMGC). The ACL recommendations of the PDT shall be specified based
upon total catch for each stock (including both landings and discards),
if that information is available. The PDT shall describe the steps
involved with the calculation of the recommended ACLs and uncertainties
and risks considered when developing these recommendations, including
whether different levels of uncertainties were used for different sub-
components of the fishery and whether ACLs have been exceeded in recent
years. Based upon the ABC recommendations of the SSC and the ACL
recommendations of the PDT, the Council shall adopt ACLs that are equal
to or lower than the ABC recommended by the SSC to account for
management uncertainty in the fishery. In years that the coverage
target for the groundfish sector monitoring program specified in Sec.
648.11(l) is set at 100 percent, the management uncertainty buffer
defaults to zero for the sector sub-ACL for the allocated regulated
species stocks specified at Sec. 648.87(b)(1)(i)(A), unless through an
action the New England Fishery Management Council specifies a different
management uncertainty buffer for a sector sub-ACL to prevent catches
from exceeding an ACL when the coverage target is 100 percent. The need
for a management uncertainty buffer for the sector sub-ACL will
continue to be evaluated as part of each specification action. The PDT
will consider whether the 100-percent monitoring coverage target
supports a zero percent buffer, or any other factor has a significant
potential to result in catches that could exceed ACLs and will
recommend an appropriate management uncertainty buffer if necessary.
* * * * *
0
14. Effective January 9, 2023, amend Sec. 648.202 by revising
paragraph (b)(1) to read as follows:
Sec. 648.202 Season and area restrictions.
* * * * *
(b) * * *
(1) No vessel issued an Atlantic herring permit and fishing with
midwater trawl gear, may fish for, possess or land fish in or from the
Closed Areas, including Cashes Ledge Closure Area, Western GOM Closure
Area, Closed Area I North (February 1-April 15), and Closed Area II, as
defined in Sec. 648.81(a)(3), (4), and (5) and (c)(3) and (4),
respectively, unless it has declared first its intent to fish in the
Closed Areas as required by Sec. 648.11(m)(1), and is carrying onboard
an observer.
* * * * *
[FR Doc. 2022-26350 Filed 12-8-22; 8:45 am]
BILLING CODE 3510-22-P