Clarification to the Applicability of Emergency Exemptions, 75206-75215 [2022-26506]
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75206
Federal Register / Vol. 87, No. 235 / Thursday, December 8, 2022 / Proposed Rules
(iii) Contracting of call center
functions. An eligible VRS provider
shall not contract with or otherwise
authorize any third party to provide call
center functions (including call
distribution, call routing, call setup,
mapping, call features, billing, and
registration, but not including
interpretation services) on its behalf,
unless that authorized third party also is
an eligible provider. An eligible VRS
provider may contract with third parties
to provide interpretation services for up
to a maximum of the greater of: thirty
percent (30%) of a VRS provider’s total
minutes for which compensation is paid
in that month; or thirty percent (30%)
of the provider’s average projected
monthly conversation minutes for the
calendar year, according to the
projections most recently filed with the
TRS Fund administrator. A VRS
provider that contracts for interpretation
services shall submit a written report
every six months that identifies each
entity with which it contracted for
interpretation services and the number
of conversation minutes handled by
each such contractor. Such reports shall
be submitted on August 1 covering the
six months from January through June
and February 1 covering the six months
from July through December, and shall
be included with the semi-annual call
center reports required by section
64.604(c)(5)(iii)(N)(2) of this chapter.
*
*
*
*
*
[FR Doc. 2022–25341 Filed 12–7–22; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 390
[Docket No. FMCSA–2022–0028]
RIN 2126–AC53
Clarification to the Applicability of
Emergency Exemptions
Federal Motor Carrier Safety
Administration (FMCSA), Department
of Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
FMCSA is proposing to
narrow the scope of regulations from
which relief is provided automatically
for motor carriers providing direct
assistance when an emergency has been
declared. Through the proposed
changes, the Agency would ensure that
the relief granted through emergency
declarations is appropriate and tailored
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SUMMARY:
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to the specifics of the circumstances and
emergency being addressed. The Agency
also proposes revisions to the process
for extending an automatic emergency
exemption where circumstances
warrant.
DATES: Comments must be received on
or before February 6, 2023.
ADDRESSES: You may submit comments
identified by Docket Number FMCSA–
2022–0028 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov/docket/
FMCSA–2022–0028. Follow the online
instructions for submitting comments.
• Mail: Dockets Operations, U.S.
Department of Transportation, 1200
New Jersey Avenue SE, West Building,
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
• Hand Delivery or Courier: Dockets
Operations, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, West Building, Ground
Floor, Room W12–140, Washington, DC
20590–0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. To be sure someone is there to
help you, please call (202) 366–9317 or
(202) 366–9826 before visiting Dockets
Operations.
• Fax: (202) 493–2251.
FOR FURTHER INFORMATION CONTACT: Ms.
Kathryn Sinniger, Regulatory Law
Division, Office of the Chief Counsel,
FMCSA, 1200 New Jersey Avenue SE,
Washington, DC 20590–0001, (202) 570–
8062, Kathryn.Sinniger@dot.gov. If you
have questions on viewing or submitting
material to the docket, call Dockets
Operations at (202) 366–9826.
SUPPLEMENTARY INFORMATION: FMCSA
organizes this NPRM as follows:
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy
D. Comments on the Information
Collection
II. Executive Summary
A. Purpose and Summary of the Regulatory
Action
B. Summary of Major Provisions
C. Costs and Benefits
III. Abbreviations
IV. Legal Basis
V. Background
VI. Discussion of Proposed Rulemaking
VII. Section-by-Section Analysis
IX. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and
Review), E.O. 13563 (Improving
Regulation and Regulatory Review), and
DOT Regulatory Policies and Procedures
B. Congressional Review Act
C. Waiver of Advance Notice of Proposed
Rulemaking
D. Regulatory Flexibility Act (Small
Entities)
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E. Assistance for Small Entities
F. Unfunded Mandates Reform Act of 1995
G. Paperwork Reduction Act (Collection of
Information)
H. E.O. 13132 (Federalism)
I. Privacy
J. E.O. 13175 (Indian Tribal Governments)
K. National Environmental Policy Act of
1969
I. Public Participation and Request for
Comments
A. Submitting Comments
If you submit a comment, please
include the docket number for this
NPRM (FMCSA–2022–0028), indicate
the specific section of this document to
which your comment applies, and
provide a reason for each suggestion or
recommendation. You may submit your
comments and material online or by fax,
mail, or hand delivery, but please use
only one of these means. FMCSA
recommends that you include your
name and a mailing address, an email
address, or a phone number in the body
of your document so FMCSA can
contact you if there are questions
regarding your submission.
To submit your comment online, go to
https://www.regulations.gov/docket/
FMCSA–2022–0028, click on this
NPRM, click ‘‘Comment,’’ and type your
comment into the text box on the
following screen.
If you submit your comments by mail
or hand delivery, submit them in an
unbound format, no larger than 81⁄2 by
11 inches, suitable for copying and
electronic filing. If you submit
comments by mail and would like to
know that they reached the facility,
please enclose a stamped, self-addressed
postcard or envelope.
FMCSA will consider all comments
and material received during the
comment period.
Confidential Business Information (CBI)
CBI is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(5 U.S.C. 552), CBI is exempt from
public disclosure. If your comments
responsive to the NPRM contain
commercial or financial information
that is customarily treated as private,
that you actually treat as private, and
that is relevant or responsive to the
NPRM, it is important that you clearly
designate the submitted comments as
CBI. Please mark each page of your
submission that constitutes CBI as
‘‘PROPIN’’ to indicate it contains
proprietary information. FMCSA will
treat such marked submissions as
confidential under the Freedom of
Information Act, and they will not be
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Federal Register / Vol. 87, No. 235 / Thursday, December 8, 2022 / Proposed Rules
placed in the public docket of the
NPRM. Submissions containing CBI
should be sent to Mr. Brian Dahlin,
Chief, Regulatory Evaluation Division,
Office of Policy, FMCSA, 1200 New
Jersey Avenue SE, Washington, DC
20590–0001. Any comments FMCSA
receives not specifically designated as
CBI will be placed in the public docket
for this rulemaking.
B. Viewing Comments and Documents
To view any documents mentioned as
being available in the docket, go to
https://www.regulations.gov/docket/
FMCSA–2022–0028 and choose the
document to review. To view
comments, click this NPRM, then click
‘‘Browse Comments.’’ If you do not have
access to the internet, you may view the
docket online by visiting Dockets
Operations in Room W12–140 on the
ground floor of the DOT West Building,
1200 New Jersey Avenue SE,
Washington, DC 20590–0001, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays. To be
sure someone is there to help you,
please call (202) 366–9317 or (202) 366–
9826 before visiting Dockets Operations.
C. Privacy
DOT solicits comments from the
public to better inform its regulatory
process, in accordance with 5 U.S.C.
553(c). DOT posts these comments,
without edit, including any personal
information the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL
14—Federal Docket Management
System), which can be reviewed at
https://www.govinfo.gov/content/pkg/
FR-2008-01-17/pdf/E8-785.pdf.
D. Comments on the Information
Collection
Written comments and
recommendations for the information
collection discussed in this NPRM
should be sent within 60 days of
publication to the docket for this
rulemaking, as indicated above in
paragraph A. ‘‘Submitting Comments.’’
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II. Executive Summary
A. Purpose and Summary of the
Regulatory Action
Section 390.23 of title 49, Code of
Federal Regulations (CFR),
automatically creates a 30-day
exemption from 49 CFR parts 390
through 399 when the President, a
Governor, or FMCSA issues a
declaration of an emergency, as defined
in §§ 390.5 and 390.5T, and a motor
carrier or driver provides direct
assistance to supplement State and local
emergency relief efforts in response to
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that emergency, as those terms are
defined in §§ 390.5 and 390.5T.1
Based on Agency subject matter
expertise and input from States, affected
localities, industry groups and others,
FMCSA believes that most emergencies
justify allowing carriers and drivers
providing direct assistance in
responding to the emergency relief from
the normal hours of service (HOS) limits
to deliver critical supplies and services
to the communities in need. However,
other safety regulations, including the
driver qualification requirements of part
391, the vehicle inspection and other
operating requirements such as
prohibitions on operating while ill or
fatigued in part 392, or the parts and
accessories required by part 393 often
have no direct bearing on the motor
carrier’s ability to provide assistance to
the emergency relief efforts.
Safety regulations ensure that
companies, vehicles, and drivers meet
the minimum requirements to operate
safely. While the temporary relief from
some regulations may be necessary
during an emergency, waiving every
regulation in parts 390–399 could
negatively impact the safety of
commercial motor vehicles (CMVs)
operating on the roadways. However,
the Agency has no information that
suggests that past or existing emergency
exemptions have in fact negatively
impacted road safety.2
In order to provide clarity on which
emergency exemptions are necessary
during an emergency, FMCSA proposes
to narrow the automatic applicability of
§ 390.23 to the HOS limits in §§ 395.3
and 395.5. This change would clarify
that carriers and drivers are not
authorized to overlook other important
safety requirements while performing
direct assistance to emergency relief
efforts. By limiting the scope of the
current rule on emergency regulatory
relief, the NPRM would clarify that the
Federal Motor Carrier Safety
Regulations (FMCSRs) not relevant to
most emergency situations remain in
effect while retaining the Agency’s
flexibility to tailor emergency regulatory
relief to the specific circumstances of an
emergency.
1 Section 390.5 of title 49 is currently suspended
and replaced by 49 CFR 390.5T, however the
definitions for the listed terms are identical in both
sections.
2 The Agency recently requested comment on the
extent to which motor carriers are continuing to
rely on the COVID–19 emergency declaration to
deliver certain commodities and whether there has
been any impact on safety. (Sept. 7, 2022, 87 FR
54630) While some commenters noted an overall
increase in truck crash fatalities, there were no
comments linking those fatalities to the emergency
exemption.
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B. Summary of Major Provisions
This NPRM proposes changes to the
definitions in §§ 390.5 and 390.5T. It
would modify the definition for
emergency to clarify that emergency
regulatory relief under § 390.23
generally does not apply to economic
conditions that are caused by market
forces, including shortages of raw
materials or supplies, labor strikes,
driver shortages, inflation, or
fluctuations in freight shipment or
brokerage rates, unless such conditions
or events cause an immediate threat to
human life and result in a declaration of
an emergency. The NPRM would also
remove the definition for emergency
relief as that term would no longer be
used in § 390.23 and would amend the
definition of direct assistance to
incorporate the essential components of
the former emergency relief definition. It
would also move the definition for
residential heating fuel from the text of
§ 390.23 and place it in the definition
sections, §§ 390.5T and 390.5. These
reorganizational changes would
simplify the regulatory text in § 390.23,
without changing the regulation’s
meaning.
This NPRM would revise § 390.23 in
several ways. While Presidential
declarations of emergency would
continue to trigger a 30-day exemption
from all FMCSRs in parts 390 through
399, the proposed rule would limit the
duration and scope of the existing
automatic regulatory relief that takes
effect upon a regional declaration of an
emergency by a Governor, a Governor’s
authorized representative, or FMCSA.
The automatic regulatory relief would
apply for only 5 days, as opposed to 30
days, and would exempt CMV drivers
only from the HOS regulations in
§§ 395.3 and 395.5, as opposed to all
regulations in parts 390 through 399.
This change would both shorten the
time the automatic regulatory relief is in
place as well as limit the scope of relief
provided, ensuring that any impact on
safety continues to be minimized during
the period of the automatic regulatory
relief. FMCSA determined that the
period of 5 days for automatic relief was
appropriate for regional declarations of
emergency, as its experience in
monitoring emergency declarations
demonstrated that in most cases, the
actual emergency (e.g., the specific
weather event or highway accident) is
over within 5 days. Any emergency
relief efforts extending beyond that time
are typically geared to rebuilding and
not to the emergency response scenarios
envisioned when this rule was first
issued.
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Section 390.23 would maintain the
statutory requirement from the Reliable
Home Heating Act (49 U.S.C. 31136
note) that when a Governor declares a
state of emergency due to a shortage of
residential heating fuel, the automatic
regulatory relief lasts for a period of 30
days and exempts any motor carrier or
driver operating a CMV to provide
residential heating fuel in the
geographic area so designated as under
a state of emergency from all regulations
in parts 390 through 399. Consistent
with the statute, the initial automatic
exemption may be extended two times
by the Governor, for a total of 90 days,
if the Governor determines that the
emergency shortage has not ended.
Third, for local emergencies, the
automatic regulatory relief would be
limited to the HOS regulations in
§§ 395.3 and 395.5. This regulatory
relief was already limited to 5 days, thus
no change to the length of the automatic
relief is needed. As with the changes
proposed for regional declarations, this
change would ensure that any impact on
safety continues to be minimized during
the period of the automatic regulatory
relief.
Finally, this NPRM proposes to revise
§ 390.25 to simplify the language
allowing FMCSA to extend and modify
the regulatory relief outlined in
§ 390.23. It would also require that
requests for extensions or modifications
to exemptions be made via email. The
proposal would maintain the provision
allowing FMCSA to establish a new
time limit and place any restrictions
upon the emergency relief and proposes
specifically naming reporting
requirements as one of the restrictions
FMCSA may choose to include. FMCSA
will request approval from the Office of
Information and Regulatory Affairs
(OIRA) in OMB for a collection of
information as part of this rulemaking
process.
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C. Costs and Benefits
The Agency does not expect this
proposed rule to result in substantive
incremental impacts relative to the
baseline established in the FMCSRs.
Most of the changes proposed in this
rule have already been in practice
through modifications to existing
exemptions, including those related to
the Coronavirus Disease 2019 (COVID–
19) emergency. FMCSA presents a
qualitative analysis of the potential
costs and benefits of limiting emergency
exemptions, as there is uncertainty
surrounding the number of motor
carriers and drivers who currently
utilize exemptions beyond HOS
waivers.
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In limiting the exemptions to the HOS
regulations in §§ 395.3 and 395.5, as
opposed to all of 49 CFR parts 390
through 399, this change may result in
costs to certain motor carriers and
drivers using those additional
exemptions. However, as most
emergency exemptions are limited to
HOS requirements, including the
current COVID–19 emergency
exemption, the Agency believes this
change would not result in incremental
costs relative to the baseline.
Because automatic regulatory relief
would decrease from 30 to 5 days for
some non-Presidential declarations of
emergencies, the proposed rule may
result in an increase in the number of
extension requests from motor carriers
and drivers. An increase in the number
of extension requests would increase the
burden on drivers and motor carriers to
prepare and submit extension requests,
as well as the burden on the Agency to
review and respond to them. FMCSA
presents a quantitative analysis of the
impacts of the proposed requirement for
individuals to request extensions or
modifications to exemptions via email.
While the existing FMCSRs offer relief
from safety regulations in parts 390
through 399, FMCSA believes that most
exemptions used during emergencies
have been related to relief from the HOS
requirement. The Agency has no
information that suggests that existing
emergency exemptions have negatively
impacted road safety. This rule would
provide clarity on which exemptions are
necessary during an emergency and
would ensure the public continues to
benefit from the other important safety
requirements in parts 390 through 399.
III. Abbreviations
ANPRM Advance Notice of Proposed
Rulemaking
CBI Confidential Business Information
CE Categorical Exclusion
CFR Code of Federal Regulations
CMV Commercial Motor Vehicle
COVID–19 Coronavirus Disease 19
DOT Department of Transportation
E.O. Executive Order
FHWA Federal Highway Administration
FMCSA Federal Motor Carrier Safety
Administration
FMCSRs Federal Motor Carrier Safety
Regulations
FR Federal Register
HOS Hours of Service
NPRM Notice of Proposed Rulemaking
OIRA Office of Information and Regulatory
Affairs
OMB Office of Management and Budget
PTA Privacy Threshold Assessment
SBA The Small Business Administration
The Secretary The Secretary of
Transportation
UMRA The Unfunded Mandates Reform
Act of 1995
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U.S.C.
United States Code
IV. Legal Basis for the Rulemaking
Under 49 U.S.C. 31136(a)(1), DOT is
required to adopt regulations to ensure
that ‘‘commercial motor vehicles are
maintained, equipped, loaded, and
operated safely,’’ but in accordance with
31136(e) may ‘‘grant in accordance with
section 31315 waivers and exemptions
from, or conduct pilot programs with
respect to, any regulations prescribed
under this section.’’ Section 31315(a) of
49 U.S.C. provides that the Secretary
may grant waivers or exemptions from
compliance in whole or in part with a
regulation issued under section 31136
in certain situations. Section 31502(e) of
49 U.S.C. provides that certain
regulations issued under 49 U.S.C.
31502 or 31136 shall not apply to the
driver of a utility service vehicle during
an emergency period, as declared by an
elected official of one or more State or
local governments having jurisdiction.
Title 49 U.S.C. 31136 note requires
that the Secretary issue the regulations
found within this document as
proposed 49 CFR 390.23(a)(1)(ii)(B).
Finally, 49 U.S.C. 31133 provides that
the Secretary of Transportation may
perform other acts the Secretary
considers appropriate. These
responsibilities and authorities have
been delegated by the Secretary to
FMCSA. (49 U.S.C. 113 and 49 CFR
1.87)
V. Background
For nearly 30 years, FMCSA has cited
49 CFR 390.23 ‘‘Relief from regulations’’
to provide automatic relief to motor
carriers from various regulations. These
relief provisions originated with the July
30, 1992, Federal Register publication
of a final rule (57 FR 33638, 1992 final
rule) by the Federal Highway
Administration (FHWA), which
amended the regulations to exempt
motor carriers and drivers from certain
parts of the regulations when directly
responding to emergencies. This
specific rulemaking constituted the
FHWA’s final action on three proposed
rulemakings, two of which were to
exempt motor carriers and drivers from
most of the regulations when
responding to regional disasters or local
emergency situations, and the third
proposed rule was for certain relief from
the HOS regulations for tow truck
operations and tow truck drivers. As
one other part of this final rule, the
FHWA also made certain technical
amendments to the 49 CFR part 395
HOS regulations with an effective date
of August 31, 1992 (July 30, 1992, 57 FR
33638).
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FHWA undertook this rulemaking to
address emergencies created by regional
disasters. The 1992 final rule exempts
motor carriers and drivers operating in
interstate commerce from the
requirements of parts 390 through 399
of the regulations when providing direct
assistance as part of a disaster relief
effort. To accomplish this, the rule
provided that the exemption would be
utilized only when a disaster had
occurred and the President of the
United States, a Governor of a State, or
his or her authorized representative had
publicly declared that assistance was
needed to supplement State and local
efforts to save lives and property, to
protect public health and safety, or
otherwise to lessen the impact of a
disaster in any part of the U.S. The
exemption would last the length of the
emergency or 30 days from the time of
the initial declaration, whichever was
less, except that a motor carrier could
apply for, and the Agency could
approve, an extension of time prior to
the expiration of the relief exemption.
The Agency believed that the rule’s
definitions of direct assistance;
emergency; and emergency relief
covered most disasters. Those
definitions remain basically unchanged
since their initial establishment in
§ 390.5 of the regulations, as finalized in
the 1992 final rule.
After a disaster has been declared, the
exemption may be used by all motor
carriers providing direct assistance to
the disaster relief effort. The authorized
individual declaring the disaster need
not specify individual motor carriers
allowed to use the exemption; rather, an
individual motor carrier will decide if it
wishes to participate in the relief effort
and operate under the exemption. The
final rule established the 30-day relief
period, however, the time period lasts
only as long as there is direct assistance
being provided to the emergency relief
effort, not to exceed 30 calendar days,
unless extended by the Agency.
In the 1992 final rule, FHWA
included a provision in the rule to deal
with local emergencies by exempting
motor carriers and drivers from parts
390 through 399 after a Federal, State,
or local government official having
authority to declare public emergencies
has made such a declaration. Any motor
carrier or driver providing direct
assistance once a declaration of an
emergency has been made by a
government official may utilize this
exemption. The exemption is effective
for the motor carrier and/or driver as
long as they are providing direct
assistance to the emergency relief effort,
but for no longer than 5 calendar days
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including the initial day of the
emergency.
FHWA included a provision allowing
for extension of the relief from
regulations in § 390.25. This section
provides that the Agency may extend
the 30-day time period of the exemption
contained in § 390.23(a)(1) (regional
emergencies), but not the 5-day time
period contained in § 390.23(a)(2) (local
emergencies) or the 24-hour period
contained in § 390.23(a)(3) (dealing with
tow trucks). Any motor carrier or driver
seeking to extend the 30-day limit shall
obtain approval from the Agency in the
region in which the motor carrier’s
principal place of business is located
before the expiration of the 30-day
period. The motor carrier or driver shall
give full details of the additional relief
requested. The Agency shall determine
if such relief is necessary, taking into
account both the severity of the ongoing
emergency and the nature of the relief
services to be provided by the carrier or
driver. If the Agency approves an
extension of the exemption, it shall
establish a new time limit and place on
the motor carrier or driver any other
restrictions deemed necessary. In the
1992 final rule, FHWA stated that it did
not believe that motor carriers and
drivers should be allowed an extension
of a local emergency or tow truck
exemption in the absence of a declared
regional emergency.
In the 1992 final rule, FHWA argued
that emergencies are events that require
immediate action to protect human life
and the public welfare, and that the
final rule removed regulatory
requirements that could slow emergency
response efforts by drivers and motor
carriers. There have been technical
amendments to §§ 390.23 and 390.25
published since the 1992 final rule,
including revisions to reflect the
transfer of authority for the regulations
from FHWA to FMCSA; however, these
amendments did not substantively
amend either section.
On March 13, 2020, the President
issued an emergency declaration in light
of the COVID–19 pandemic. On the
same date, FMCSA issued a regional
declaration of emergency. Both
declarations automatically triggered
relief from all regulations in 49 CFR
parts 390 through 399 for a period of 30
days in accordance with § 390.23(a).
FMCSA has continually extended the
emergency declaration since then in
accordance with § 390.25(a). In its
extensions of the COVID–19 emergency
declaration,3 FMCSA modified the
emergency relief granted by the
3 The
emergency declaration is available online at
https://www.fmcsa.dot.gov/emergency-declarations.
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emergency exemption as the
circumstances of the emergency
changed, eventually limiting the relief
provided by the emergency exemption
to the HOS rules in §§ 395.3 and 395.5,
relying upon the authority in § 390.25 to
restrict blanket exemptions from parts
390 through 399. The unprecedented
time-period and geographical breadth of
that emergency exemption brought into
focus the need to ensure that the
regulatory relief granted under
emergency exemptions is appropriate
and tailored to the specific
circumstances being addressed.
Some Agency stakeholders have
raised concerns in this regard. In
October 2020, for example, the
Commercial Vehicle Safety Alliance
submitted a petition for a rulemaking
asking FMCSA to revise §§ 390.23 and
390.25, and noting the potential safety
risks posed by the blanket exemption
provision:
For example, while it may be appropriate
that during an emergency, all, or portions of,
the hours-of-service regulations be waived to
expedite the delivery of emergency supplies,
there are many other critical safety
components and driver requirements that are
necessary to safely operate a commercial
motor vehicle. Waiving Part 392, for
example, which contains drug and alcohol
requirements, as well as safe driving
practices for a commercial motor vehicle,
does nothing to expedite the delivery of
emergency products or services, but may
have a serious negative impact on highway
safety.
Letter dated October 7, 2020, from
Collin Mooney, Executive Director,
CVSA, to Wiley Deck, then FMCSA
Deputy Administrator. (A copy of the
CVSA letter has been added to the
docket (FMCSA–2022–0028).) The
Agency has met with other groups in the
past 18 months that have expressed
similar concerns. Additionally, the
Agency recently requested comment on
the extent to which motor carriers are
continuing to rely on the COVID–19
emergency declaration to deliver certain
commodities and whether there has
been any impact on safety (Sept. 7,
2022, 87 FR 54630), and received over
three hundred comments.4
FMCSA agrees that blanket relief from
all the FMCSRs in all emergencies is not
appropriate and that motor carriers and
drivers of CMVs generally need relief
only from the HOS regulations found in
§§ 395.3 and 395.5 in order to provide
direct assistance to emergency relief
efforts. FMCSA initiated this
rulemaking to ensure that any impact on
safety would continue to be minimized
4 The Agency is currently reviewing those
comments and determining its next steps with
regard to the COVID–19 emergency declaration.
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during the period of the automatic
regulatory relief.
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VI. Discussion of Proposed Rulemaking
As noted above, FMCSA believes that
the automatic emergency regulatory
relief authorized by § 390.23 is
unnecessarily broad for the intended
purpose, as the primary, immediate
constraint that drivers and carriers face
when providing direct assistance during
an emergency is the HOS limits.
FMCSA proposes to revise, remove,
and add definitions to reflect changes
made to the emergency exemption rules.
These changes include removing an
obsolete term, moving the definition of
one term to the definition section, and
revising two definitions (as discussed
below in the ‘‘section-by-section’’
portion of this NPRM).
FMCSA also proposes to shorten the
duration and limit the scope of the
initial, automatic regulatory relief
triggered by an emergency declaration
in certain situations. The scope of relief
would be limited to specific provisions
of the HOS regulations unless the
emergency declaration is made by the
President under the authority of 42
U.S.C. 5191(b). The relief would also be
limited to a period of 5 days unless the
emergency declaration is made by the
President under the authority of 42
U.S.C. 5191(b). Presidential declarations
will continue to trigger a 30-day
exemption from all FMCSRs in parts
390 through 399.
Any party, including a State or local
official, who believes an extension of
the HOS relief or broader regulatory
relief is necessary, would be required to
request relief and/or an extension from
FMCSA. The Agency would evaluate
any such request and could approve,
modify, or deny the request, as
appropriate. FMCSA would also have
independent authority to extend or
modify the emergency relief. No formal
request or form would be required to
request relief. Requests would be
submitted to FMCSA’s emergency
declaration email inbox
(FMCSAdeclaration@dot.gov).
More sharply focused regulatory relief
will continue to authorize emergency
transportation in the public interest
while allowing the Agency to better
tailor regulatory relief to specific needs
in emergencies. It will also avoid
automatic suspension of the rest of the
FMCSRs in 49 CFR parts 390 through
399, which pose no serious obstacles to
drivers and carriers providing direct
assistance to emergency relief efforts but
could encourage an unwelcome
indifference to compliance with safety
regulations.
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49 CFR 390.5/49 CFR 390.5T
This NPRM proposes changes to the
definitions found in §§ 390.5 and
390.5T. The definition for emergency
relief would be removed, as this term
would no longer appear in § 390.23 or
§ 390.25. FMCSA would add a
definition for residential heating fuel,
which currently appears in § 390.23. It
would be moved to the definitions
section, § 390.5, to make proposed
§ 390.23 easier to read, and to ensure all
definitions appear in one section. The
definition would also be modified to
include additional common shipping
names for petroleum, Liquefied
Petroleum Gas or Petroleum Gas
Liquified.
The definition for direct assistance
would be revised to incorporate the
definition of emergency relief. In turn,
the separate definition of emergency
relief would be deleted. The definition
of emergency would be revised to clarify
what does and does not qualify as an
emergency that could trigger the
automatic exemptions of § 390.23.
declaration of emergency is limited to
those situations where a President
‘‘determines that an emergency exists
for which the primary responsibility for
response rests with the United States
because the emergency involves a
subject area for which, under the
Constitution or laws of the United
States, the United States exercises
exclusive or preeminent responsibility
and authority.’’ In addition, this change
clarifies the relevant time periods for
emergency regulatory relief and
eliminates overlapping and potentially
conflicting periods where a Presidential
disaster or emergency declaration is
issued in response to a request from a
State when the State has already
declared an emergency resulting in
relief from certain Federal motor carrier
safety regulations. Paragraph (b) of
§ 390.23 would be used for the
emergency declaration scenarios laid
out in 42 U.S.C. 5191(a) and (c), where
the Presidential declaration is based on
an underlying State or Indian Tribal
request.
Paragraph (c) would cover local
emergencies, whether declared by a
Federal, State, or local government
official with authority to declare an
emergency. The automatic regulatory
relief in this case would be limited to a
period of 5 days or for the period of
assistance (whichever is less) and
provide relief only from the HOS
requirements in §§ 395.3 and 395.5.
Paragraph (d) of proposed § 390.23
carries forward the special provision for
tow trucks from existing paragraph
(a)(3). The emergency regulatory relief
provided in this paragraph applies only
to the HOS regulations in § 395.3 and
lasts for no more than 24 hours. No
substantive changes are proposed.
Paragraph (e) would carry forward the
provisions in existing paragraph (b),
outlining the details of when direct
assistance to an emergency effort
terminates, and the impact of that
termination on the terms of the
emergency regulatory relief. Changes to
this paragraph are made only to clarify
the rule; no substantive changes are
proposed.
49 CFR 390.23
This NPRM proposes several revisions
to § 390.23. Paragraph (a) would be
clarified to include only those
Presidential declarations of emergency
issued under 42 U.S.C. 5191(b). These
declarations would continue to trigger
automatic regulatory relief from parts
390 through 399 for the duration of the
emergency, or 30 days from the
declaration, whichever is less. This
change is being made to ensure that the
broader relief triggered by a Presidential
49 CFR 390.25
FMCSA is proposing to change the
section heading to indicate that the
section applies not only to extensions of
emergency relief, but also to their
modification. The section would be
divided into two paragraphs. Proposed
paragraph (a) of § 390.25 would provide
that FMCSA may extend or modify any
of the emergency regulatory relief issued
under § 390.23 on its own initiative, or
upon request by an interested party who
provides a detailed explanation of the
Beginning with the extension effective
in September 2021, FMCSA included a
reporting requirement as part of the
COVID–19 emergency exemption,
requiring motor carriers or drivers to
inform FMCSA on how often they relied
upon the emergency relief from the HOS
regulations in the previous month. This
data is used to determine whether the
emergency regulatory relief should
continue to be extended.
The usefulness of this data prompted
FMCSA to propose adding language to
§ 390.25 to expressly note that one of
the conditions FMCSA may include
when extending an emergency
exemption is to collect information from
those carriers and drivers relying upon
the regulatory relief. Information on the
burden of such a collection of
information may be found later in this
NPRM.
VIII. Section-by-Section Analysis
This section-by-section analysis
describes the proposed changes in
numerical order.
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need for an extension through the
FMCSA emergency declarations email
address (FMCSAdeclaration@dot.gov).
This would not be a change to the
current regulation. Proposed paragraph
(b) would carry forward the existing
language requiring that the FMCSA
official issuing or approving an
extension or modification must set a
new expiration date for the emergency
regulatory relief. It would also continue
to allow the FMCSA official to include
any other restriction deemed necessary
but would be revised to allow FMCSA
to include reporting requirements as a
restriction.
IX. Regulatory Analyses
A. Executive Order (E.O.) 12866
(Regulatory Planning and Review), E.O.
13563 (Improving Regulation and
Regulatory Review), and DOT
Regulatory Policies and Procedures
FMCSA has considered the impact of
this NPRM under E.O. 12866 (58 FR
51735, Oct. 4, 1993), Regulatory
Planning and Review, E.O. 13563 (76 FR
3821, Jan. 21, 2011), Improving
Regulation and Regulatory Review, and
DOT’s regulatory policies and
procedures. OIRA within OMB
determined that this notice of proposed
rulemaking is not a significant
regulatory action under section 3(f) of
E.O. 12866, as supplemented by E.O.
13563, and does not require an
assessment of potential costs and
benefits under section 6(a)(3) of that
Order. Accordingly, OMB has not
reviewed it under that order.
As described above, the changes
proposed in this NPRM would exempt
CMV drivers and motor carriers only
from the HOS regulations in §§ 395.3
and 395.5, as opposed to all regulations
in 49 CFR parts 390 through 399,
following a regional or local declaration
of emergency. In addition, when a
regional declaration of emergency is
triggered, the automatic regulatory relief
would apply for only 5 days, as opposed
to the current 30-day standard. The
proposed rule would retain the existing
automatic regulatory relief of 30 days
under Presidential and 5 days under
local declarations of emergencies.
lotter on DSK11XQN23PROD with PROPOSALS1
Baseline for This Analysis
We do not expect this proposed rule
to result in substantive incremental
impacts relative to the baseline
established in the FMCSRs. Most of the
changes proposed in this rule have
already been in practice through
modifications to existing exemptions,
including the COVID–19 emergency
exemption.
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Since the publication of the 1992 final
rule, the FMCSRs have provided the
option for motor carriers and drivers to
be exempt from the requirements in
parts 390 through 399 following a
declaration of a Presidential, regional, or
local emergency. Beginning in 2020, the
COVID–19 related emergency
exemption has been utilized to aid with
supply chain shortages during the
pandemic, as well as with distributing
medical products for dealing with
COVID–19 (such as tests, treatments,
and vaccines). The unprecedented need
to continually extend an emergency
exemption prompted FMCSA to
reevaluate the rule for exemptions
issued in response to an emergency
declaration.
In September 2021, FMCSA modified
the COVID–19 exemption to narrow the
issued relief to just the HOS
requirements in §§ 395.3 and 395.5.
Based on Agency experience and
expertise, FMCSA believes the HOS
limits are the primary, immediate
constraints drivers and carriers face
when providing direct assistance during
an emergency. As such, any driver
currently operating under the COVID–
19 exemption is already afforded only
HOS-related exemptions and not a
broad exemption from all requirements
of parts 390 through 399.
Need for the Proposed Rule
The need for practical and effective
exemptions has been highlighted since
the COVID–19 pandemic of 2020. The
NPRM emphasizes the need for ensuring
that relief granted by emergency
declarations is appropriate and tailored
to the specifics of the circumstances and
emergency being addressed. FMCSA
believes that a blanket relief from all
FMCSRs in parts 390 through 399 is not
necessary. Most often, motor carriers
and drivers of CMVs need relief from
only the HOS regulations in §§ 395.3
and 395.5 in order to provide direct
assistance to emergency relief efforts.
Uncertainties
FMCSA presents a qualitative analysis
of the potential costs and benefits of
limiting emergency exemptions to HOS
waivers. There is uncertainty
surrounding the number of motor
carriers and drivers who currently
utilize exemptions beyond the HOS
regulations in §§ 395.3 and 395.5
because FMCSA has not previously
collected data on the use of the
exemptions, and therefore cannot
quantitively inform the potential
impacts of limiting emergency
exemptions. While the Agency did
begin collecting data on COVID–19
exemption use in September of 2021,
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this data is insufficient to quantitatively
estimate these impacts. It provides
FMCSA with a basis for the number of
respondents to potential data collections
on extensions of emergency exemptions,
but it does not provide insight into the
use of exemptions beyond HOS
exemptions. In order to quantify these
impacts, the Agency would need
historical data on how many motor
carriers and drivers operating during
emergency declarations use exemptions
from the requirements in parts 390
through 399, excluding the HOS
regulations in §§ 395.3 and 395.5, as
well as data on how many trips drivers
make during those periods.
Comprehensive and verifiable data in
this area are likely unavailable.
Costs
In narrowing the exemptions to the
HOS regulations in §§ 395.3 and 395.5,
as opposed to all of parts 390 through
399, this proposed rule may result in
costs to certain motor carriers and
drivers using those additional
exemptions. As mentioned above,
FMCSA does not have data to indicate
how many carriers and drivers are using
emergency-related exemptions beyond
the HOS exemptions. However, most
emergency exemptions are limited to
HOS requirements, including the
COVID–19 emergency exemption;
therefore, the Agency believes this
change would not result in incremental
costs relative to the baseline.
As discussed in the Paperwork
Reduction Act (PRA) section below,
FMCSA estimates that there could be
477 monthly respondents if the Agency
adds a reporting requirement to an
extension or modification of an
exemption. This estimate is based on
the average number of responses the
Agency received from the COVID–19
emergency exemption data collection.
This would represent an upper-bound
estimate for how many motor carriers
the Agency expects would be required
to report their use of an extension and
thus be subject to an information
collection. The costs of this proposed
rule are associated with the cost of
compliance to all parts of 390 through
399 except the HOS regulations in
§§ 395.3 and 395.5, whereas the 477
respondents denoted below represent all
individuals using extensions of
emergency exemptions which include a
reporting requirement. The number of
individuals who may incur costs to
comply with parts 390 through 399
would be a subset of the individuals
using extensions of emergency
exemptions. As such, the number of
affected entities would likely be fewer
than 477 individuals. The Agency does
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not have a means of inferring how many
individuals would be affected by the
changes proposed in this rulemaking
and, therefore, does not use the estimate
of 477 respondents as a basis for a
quantitative analysis.
The proposed rule may result in an
increase in the number of extension
requests from motor carriers and
drivers, as exemption periods resulting
from non-Presidential emergency
declarations would be reduced from 30
to 5 days. This rule would require
individuals to request extensions or
modifications to exemptions via email
whenever they seek such action from
FMCSA. These requests are currently
made to local FMCSA offices, but they
may be made by any means.
A requirement for drivers and motor
carriers to submit extension requests
would increase the burden on drivers
and motor carriers to prepare and
submit such requests, as well as the
burden on the Agency to review and
respond to them. As mentioned in the
PRA section below, the Agency
estimates that 50 individuals 5 would
submit requests for extensions per year.
These extension requests would take 15
minutes to complete and total to 12.5
hours of labor (50 respondents × 15
minutes). The Agency assumes a motor
carrier employee equivalent to General
and Operations Managers with a loaded
hourly wage of $83.79 would submit the
extension request.6 As such, there
would be a total annual cost of
$1,047.39 ($83.79 × 12.5 hours) to
submit extension requests.
The Agency estimates that requests
for extensions would take 15 minutes
each to review. The requests would be
reviewed by a GS–13, step 5 in the
Washington, DC area with a loaded
hourly wage of $117.69. The total
annual cost to review these extension
requests is $1,471.10 ($117.69 × 12.5
hours).7
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5 The
Agency is estimating 50 requests per year
based on the expertise of the FMCSA Crisis
Management Center.
6 The loaded hourly wage is a product of the
median hourly wage of a General and Operations
multiplied by the fringe benefits rate of 50 percent
and overhead costs of 27 percent. The median
hourly wage of a General and Operations Manager
is $47.10. A General Operations Manager falls
under Bureau of Labor Statistics [BLS] Occupation
Code 11–1021.
7 The hourly wage for a GS–13 Step 5 in the
Washington, DC region was multiplied by the
federal government fringe benefits rate of 45 percent
and the federal government overhead rate of 64
percent to arrive at the loaded hourly wage. The
hourly wage denoted in the OPM schedule for a
GS–15 step 5 is $56.31. https://www.opm.gov/
policy-data-oversight/pay-leave/salaries-wages/
salary-tables/pdf/2021/DCB_h.pdf.
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Benefits
While the existing FMCSRs offer relief
from safety regulations in parts 390
through 399, FMCSA believes that most
exemptions used during emergencies
have been related to HOS requirement
relief. The Agency has no information
that suggests that existing emergency
exemptions have negatively impacted
road safety. This rule would provide
clarity on which exemptions are
necessary during an emergency and
would ensure the public continues to
benefit from the other important safety
requirements in parts 390 through 399.
In addition, in requiring that
individuals request extensions or
modifications to exemptions via email,
the Agency would be able to more
efficiently track exemption requests.
B. Congressional Review Act
Pursuant to the Congressional Review
Act (5 U.S.C. 801–808), OIRA
designated this rule as not a major rule.8
C. Advance Notice of Proposed
Rulemaking
Under 49 U.S.C. 31136(g), FMCSA is
required to publish an advance notice of
proposed rulemaking (ANPRM) or
proceed with a negotiated rulemaking, if
a proposed rule is likely to lead to the
promulgation of a major rule. As this
proposed rule is not likely to result in
the promulgation of a major rule, the
Agency is not required to issue an
ANPRM or to proceed with a negotiated
rulemaking.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) (RFA), as amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996,9
requires Federal agencies to consider
the effects of the regulatory action on
small business and other small entities
and to minimize any significant
economic impact. The term small
entities comprises small businesses and
not-for-profit organizations that are
independently owned and operated and
are not dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000 (5 U.S.C.
601(6)). Accordingly, DOT policy
8 A major rule means any rule that the OMB finds
has resulted in or is likely to result in (a) an annual
effect on the economy of $100 million or more; (b)
a major increase in costs or prices for consumers,
individual industries, geographic regions, Federal,
State, or local government agencies; or (c)
significant adverse effects on competition,
employment, investment, productivity, innovation,
or on the ability of United States-based enterprises
to compete with foreign-based enterprises in
domestic and export markets (49 CFR 389.3).
9 Public Law 104–121, 110 Stat. 857 (Mar. 29,
1996).
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requires an analysis of the impact of all
regulations on small entities, and
mandates that agencies strive to lessen
any adverse effects on these businesses.
The proposed rule would affect motor
carriers and drivers. Drivers are not
considered small entities because they
do not meet the definition of a small
entity in section 601 of the RFA.
Specifically, drivers are considered
neither a small business under section
601(3) of the RFA, nor are they
considered a small organization under
section 601(4) of the RFA. The Small
Business Administration’s (SBA) size
standard for a small entity (13 CFR
121.201) differs by industry code. The
entities affected by this rule fall into
many different industry codes. In order
to determine if this rule would have an
impact on a significant number of small
entities, FMCSA examined the 2017
Economic Census data 10 for two
different industries; truck transportation
(Subsector 484) and transit and ground
transportation (Subsector 485).
According to the 2017 Economic
Census, approximately 99.4 percent of
truck transportation firms, and
approximately 99.2 percent of transit
and ground transportation firms, had
annual revenue less than the SBA’s
revenue thresholds of $30 million and
$16.5 million, respectively, to be
defined as a small entity. Therefore,
FMCSA has determined that this rule
would impact a substantial number of
small entities. However, as emergencies
are generally infrequent and the primary
impact of the rule would be to
marginally limit the breadth of the
automatic exemptions that apply after a
regional or local emergency declaration,
FMCSA has determined that this rule
would not have a significant impact on
the affected entities.
Consequently, I certify that the
proposed action would not have a
significant economic impact on a
substantial number of small entities.
E. Assistance for Small Entities
In accordance with section 213(a) of
the Small Business Regulatory
Enforcement Fairness Act of 1996,11
FMCSA wants to assist small entities in
understanding this proposed rule so
they can better evaluate its effects on
themselves and participate in the
rulemaking initiative. If the proposed
10 U.S. Census Bureau, 2017 US Economic
Census. Available at: https://data.census.gov/
cedsci/table?q=United%20States&t=Value%
20of%20Sales,%20Receipts,%20Revenue,%20
or%20Shipments&n=484&tid=ECNSIZE2017.
EC1700SIZEREVEST&hidePreview=true (last
accessed Oct. 29, 2021).
11 Public Law 104–121, 110 Stat. 857 (Mar. 29,
1996).
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rule would affect your small business,
organization, or governmental
jurisdiction and you have questions
concerning its provisions or options for
compliance, please consult the person
listed under FOR FURTHER INFORMATION
CONTACT.
Small businesses may send comments
on the actions of Federal employees
who enforce or otherwise determine
compliance with Federal regulations to
the Small Business Administration’s
Small Business and Agriculture
Regulatory Enforcement Ombudsman
(Office of the National Ombudsman, see
https://www.sba.gov/about-sba/
oversight-advocacy/office-nationalombudsman) and the Regional Small
Business Regulatory Fairness Boards.
The Ombudsman evaluates these
actions annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of FMCSA, call 1–888–REG–
FAIR (1–888–734–3247). DOT has a
policy regarding the rights of small
entities to regulatory enforcement
fairness and an explicit policy against
retaliation for exercising these rights.
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F. Unfunded Mandates Reform Act of
1995
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) (UMRA)
requires Federal agencies to assess the
effects of their discretionary regulatory
actions. The Act addresses actions that
may result in the expenditure by a State,
local, or Tribal government, in the
aggregate, or by the private sector of
$178 million (which is the value
equivalent of $100 million in 1995,
adjusted for inflation to 2021 levels) or
more in any 1 year. Though this NPRM
would not result in such an
expenditure, and the analytical
requirements of UMRA do not apply as
a result, the Agency discusses the effects
of this rule elsewhere in this preamble.
G. Paperwork Reduction Act
This NPRM contains information
collection requirements under the
Paperwork Reduction Act of 1995 (44
U.S.C. 3501–3520). As defined in 5 CFR
1320.3(c), collection of information
comprises reporting, recordkeeping,
monitoring, posting, labeling, and other
similar actions. The title and
description of the information
collection, a description of those who
must collect the information, and an
estimate of the total annual burden
follow. The estimate covers the time for
reviewing instructions, searching
existing sources of data, gathering and
maintaining the data needed, and
completing and reviewing the
collection.
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Title: Emergency Declaration
Exemption Reporting under 49 CFR
390.25.
OMB Control Number: [2126–NEW].
Summary of the Information
Collection: Proposed 49 CFR 390.25
would allow FMCSA to add a reporting
requirement to an extension of an
emergency exemption, requiring motor
carriers operating under the extension’s
terms to report their continued use of
and reliance on the exemption. It would
also require that individuals request
extensions or modifications to
exemptions via an email whenever they
seek such action from FMCSA.
Need for Information: The collection
of information is necessary for FMCSA
to determine the extent to which motor
carriers continue to rely upon an
extended emergency exemption.
Proposed Use of Information: FMCSA
would use the information collected as
one piece of data to determine whether
or not to extend or modify emergency
exemptions under 49 CFR 390.25.
Description of the Respondents: Motor
carriers that operate under the terms of
an extended emergency exemption,
originally triggered by a declaration of
emergency. Individuals who want to
request an extension or modification of
an emergency exemption.
Number of Respondents: 477 per
month for reporting requirements; 50
per year for requests for extension or
modification of exemptions.
Frequency of Response: Monthly for
reporting requirements; as necessary for
requests for extension or modification of
exemptions.
Burden of Response: 15 minutes per
response for reporting requirements and
for requests for extension or
modification of exemptions.
Estimate of Total Annual Burden: The
public burden for this information
collection is estimated to average 1,444
hours per year (1,431 for reporting + 13
for requests for extension or
modification).
As required by the Paperwork
Reduction Act of 1995, FMCSA will
submit a copy of this NPRM to OMB for
review.
You are asked to comment on any
aspect of this information collection,
including: (1) Whether the proposed
collection is necessary for FMCSA to
perform its functions; (2) the accuracy of
the estimated burden; (3) ways for
FMCSA to enhance the quality,
usefulness, and clarity of the collected
information; and (4) ways that the
burden could be minimized without
reducing the quality of the collected
information.
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H. E.O. 13132 (Federalism)
A rule has implications for federalism
under section 1(a) of E.O. 13132 if it has
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
FMCSA has determined that this rule
would not have substantial direct costs
on or for States, nor would it limit the
policymaking discretion of States.
Nothing in this document preempts any
State law or regulation. Therefore, this
rule does not have sufficient federalism
implications to warrant the preparation
of a Federalism Impact Statement.
I. Privacy
The Consolidated Appropriations Act,
2005,12 requires the Agency to assess
the privacy impact of a regulation that
will affect the privacy of individuals.
This NPRM would not require the
collection of personally identifiable
information.
The Privacy Act (5 U.S.C. 552a)
applies only to Federal agencies and any
non-Federal agency that receives
records contained in a system of records
from a Federal agency for use in a
matching program.
The E-Government Act of 2002,13
requires Federal agencies to conduct a
Privacy Impact Assessment (PIA) for
new or substantially changed
technology that collects, maintains, or
disseminates information in an
identifiable form.
No new or substantially changed
technology would collect, maintain, or
disseminate information as a result of
this proposed rule. Accordingly,
FMCSA has not conducted a PIA.
In addition, the Agency submitted a
Privacy Threshold Assessment (PTA) to
evaluate the risks and effects the
proposed rulemaking might have on
collecting, storing, and sharing
personally identifiable information. The
PTA has been submitted to FMCSA’s
Privacy Officer for review and
preliminary adjudication and to DOT’s
Privacy Officer for review and final
adjudication.
J. E.O. 13175 (Indian Tribal
Governments)
This rule does not have Tribal
implications under E.O. 13175,
Consultation and Coordination with
Indian Tribal Governments, because it
does not have a substantial direct effect
12 Public Law 108–447, 118 Stat. 2809, 3268, note
following 5 U.S.C. 552a (Dec. 4, 2014).
13 Public Law 107–347, sec. 208, 116 Stat. 2899,
2921 (Dec. 17, 2002).
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on one or more Indian Tribes, on the
relationship between the Federal
Government and Indian Tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
K. National Environmental Policy Act of
1969
FMCSA analyzed this proposed rule
pursuant to the National Environmental
Policy Act of 1969 (42 U.S.C. 4321 et
seq.) and determined this action is
categorically excluded from further
analysis and documentation in an
environmental assessment or
environmental impact statement under
FMCSA Order 5610.1 (69 FR 9680),
Appendix 2, paragraph 6.y(4). The
categorical exclusion (CE) in paragraph
6.y(4). covers relief during regional and
local emergencies. The proposed
requirements in this rule are covered by
this CE.
List of Subjects in 49 CFR Part 390
Highway safety, Intermodal
transportation, Motor carriers, Motor
vehicle safety, Reporting and
recordkeeping requirements.
For the reasons set forth in the
preamble, FMCSA proposes to amend
49 CFR part 390 as follows:
PART 390—FEDERAL MOTOR
CARRIER SAFETY REGULATIONS;
GENERAL
1. The authority citation continues to
read as follows:
■
Authority: 49 U.S.C. 113, 504, 508, 31132,
31133, 31134, 31136, 31137, 31144, 31149,
31151, 31502; sec. 114, Pub. L. 103–311, 108
Stat. 1673, 1677; secs. 212 and 217, Pub. L.
106–159, 113 Stat. 1748, 1766, 1767; sec. 229,
Pub. L. 106–159 (as added and transferred by
sec. 4115 and amended by secs. 4130–4132,
Pub. L. 109–59, 119 Stat. 1144, 1726, 1743,
1744), 113 Stat. 1748, 1773; sec. 4136, Pub.
L. 109–59, 119 Stat. 1144, 1745; secs.
32101(d) and 32934, Pub. L. 112–141, 126
Stat. 405, 778, 830; sec. 2, Pub. L. 113–125,
128 Stat. 1388; secs. 5403, 5518, and 5524,
Pub. L. 114–94, 129 Stat. 1312, 1548, 1558,
1560; sec. 2, Pub. L. 115–105, 131 Stat. 2263;
and 49 CFR 1.81, 1.81a, 1.87.
2. Amend § 390.5 as follows:
a. Lift the suspension of the section;
b. Revise the definitions of ‘‘Direct
assistance’’ and ‘‘Emergency’’;
■ c. Remove the definition of
‘‘Emergency relief’’;
■ d. Add, in alphabetical order, a
definition of ‘‘Residential heating fuel’’;
and
■ e. Suspend the section indefinitely.
The revisions and addition read as
follows:
lotter on DSK11XQN23PROD with PROPOSALS1
■
■
■
§ 390.5
*
*
Definitions.
*
VerDate Sep<11>2014
*
*
16:17 Dec 07, 2022
Jkt 259001
Direct assistance means
transportation operations in which a
motor carrier or driver of a commercial
motor vehicle (CMV) is supplementing
State and local efforts and capabilities to
save lives or property or to protect
public health and safety as a result of an
emergency as defined in this section
involving transportation and other relief
services provided by a motor carrier or
its driver(s) incident to the immediate
restoration of essential services (e.g.,
electricity, medical care, sewer, water,
telecommunications, and
telecommunication transmissions) or
essential supplies (e.g., food and fuel).
It does not include transportation
related to long-term rehabilitation of
damaged physical infrastructure or
routine commercial deliveries after the
initial threat to life and property has
passed.
*
*
*
*
*
Emergency means any hurricane,
tornado, storm (e.g., thunderstorm,
snowstorm, ice storm, blizzard,
sandstorm, etc.), high water, winddriven water, tidal wave, tsunami,
earthquake, volcanic eruption, mud
slide, drought, forest fire, explosion,
blackout, or other occurrence, natural or
man-made, which interrupts the
delivery of essential services (e.g.,
electricity, medical care, sewer, water,
telecommunications, and
telecommunication transmissions) or
essential supplies (e.g., food and fuel) or
otherwise immediately threatens human
life or public welfare, provided such
hurricane, tornado, or other event
results in a declaration of an emergency
by the President of the United States,
the Governor of a State, or their
authorized representatives having
authority to declare emergencies; by the
Federal Motor Carrier Safety
Administration (FMCSA); or by other
Federal, State, or local government
officials having authority to declare
emergencies; or a request by a police
officer for tow trucks to move wrecked
or disabled motor vehicles. Emergency
does not include events from economic
conditions that are caused by market
forces, including price increases,
shortages of raw materials or labor
strikes, (e.g., driver shortages, other
supply chain issues) unless such event
causes an immediate threat to human
life and results in a declaration of an
emergency by the President of the
United States; the Governor of a State,
or their authorized representatives
having authority to declare emergencies;
FMCSA; or other Federal, State, or local
government officials having authority to
declare emergencies.
*
*
*
*
*
PO 00000
Frm 00036
Fmt 4702
Sfmt 4702
Residential heating fuel includes
heating oil, natural gas, and propane
(also known as Liquefied Petroleum Gas
or Petroleum Gas Liquified).
*
*
*
*
*
■ 3. Amend § 390.5T as follows:
■ a. Revise the definitions of ‘‘Direct
assistance’’ and ‘‘Emergency’’;
■ b. Remove the definition of
‘‘Emergency relief’’; and
■ c. Add, in alphabetical order, a
definition of ‘‘Residential heating fuel’’.
The revisions and addition read as
follows:
§ 390.5T
Definitions.
*
*
*
*
*
Direct assistance means
transportation operations in which a
motor carrier or driver of a commercial
motor vehicle (CMV) is supplementing
State and local efforts and capabilities to
save lives or property or to protect
public health and safety as a result of an
emergency as defined in this section
involving transportation and other relief
services provided by a motor carrier or
its driver(s) incident to the immediate
restoration of essential services (e.g.,
electricity, medical care, sewer, water,
telecommunications, and
telecommunication transmissions) or
essential supplies (e.g., food and fuel).
It does not include transportation
related to long-term rehabilitation of
damaged physical infrastructure or
routine commercial deliveries after the
initial threat to life and property has
passed.
*
*
*
*
*
Emergency means any hurricane,
tornado, storm (e.g., thunderstorm,
snowstorm, ice storm, blizzard,
sandstorm, etc.), high water, winddriven water, tidal wave, tsunami,
earthquake, volcanic eruption, mud
slide, drought, forest fire, explosion,
blackout, or other occurrence, natural or
man-made, which interrupts the
delivery of essential services (e.g.,
electricity, medical care, sewer, water,
telecommunications, and
telecommunication transmissions) or
essential supplies (e.g., food and fuel) or
otherwise immediately threatens human
life or public welfare, provided such
hurricane, tornado, or other event
results in a declaration of an emergency
by the President of the United States,
the Governor of a State, or their
authorized representatives having
authority to declare emergencies; by the
Federal Motor Carrier Safety
Administration (FMCSA); or by other
Federal, State, or local government
officials having authority to declare
emergencies; or a request by a police
officer for tow trucks to move wrecked
E:\FR\FM\08DEP1.SGM
08DEP1
Federal Register / Vol. 87, No. 235 / Thursday, December 8, 2022 / Proposed Rules
or disabled motor vehicles. Emergency
does not include events from economic
conditions that are caused by market
forces, including shortage of raw
materials or labor strikes, (e.g., driver
shortages, computer chip shortages,
other supply chain issues) unless such
event causes an immediate threat to
human life and results in a declaration
of an emergency by the President of the
United States, the Governor of a State,
or their authorized representatives
having authority to declare emergencies;
by FMCSA; or by other Federal, State,
or local government officials having
authority to declare emergencies.
*
*
*
*
*
Residential heating fuel includes
heating oil, natural gas, and propane
also known as Liquefied Petroleum Gas
or Petroleum Gas Liquified.
*
*
*
*
*
■ 4. Revise § 390.23 to read as follows:
§ 390.23 Automatic relief from regulations
in this chapter.
lotter on DSK11XQN23PROD with PROPOSALS1
(a) Presidential declaration of
emergency. During an emergency
declared by the President of the United
States pursuant to 42 U.S.C. 5191(b) or
for 30 days from the date of the initial
declaration of the emergency, whichever
is less, parts 390 through 399 of this
chapter shall not apply to any motor
carrier or driver operating a commercial
motor vehicle, so long as the motor
carrier or driver is providing direct
assistance.
(b) Regional declarations of
emergency. Except as provided in
paragraph (b)(1) of this section, §§ 395.3
and 395.5 of this chapter shall not apply
to a motor carrier or driver operating a
commercial motor vehicle so long as the
motor carrier or driver is providing
direct assistance during an emergency
declared by the Governor of a State,
their authorized representative, or
FMCSA during the emergency period or
5 days from the date of the initial
declaration of emergency, whichever is
less.
(1) Residential heating fuel shortages.
Parts 390 through 399 of this chapter
shall not apply to a motor carrier or
driver operating a commercial motor
vehicle to provide residential heating
fuel in the geographic area designated in
an emergency declaration issued by the
VerDate Sep<11>2014
16:17 Dec 07, 2022
Jkt 259001
Governor of a State. If the Governor of
a State declares an emergency caused by
a shortage of residential heating fuel
and, at the conclusion of the 30-day
period immediately following the
declaration, determines that the
emergency shortage has not ended, and
extends the declaration of an emergency
for up to two additional 30-day periods,
this regulatory relief shall remain in
effect up to the end of such additional
periods. The total length of the
emergency shall not exceed 90 days.
(2) [Reserved]
(c) Local emergencies. Sections 395.3
and 395.5 of this chapter shall not apply
to a motor carrier or driver operating a
commercial motor vehicle so long as the
motor carrier or driver is providing
direct assistance during an emergency
declared by a Federal, State, or local
government official having authority to
declare an emergency for the period of
such assistance or 5 days from the date
of the initial declaration of emergency,
whichever is less.
(d) Tow trucks responding to
emergencies. Section 395.3 of this
chapter shall not apply to a motor
carrier or driver operating a commercial
motor vehicle so long as the motor
carrier or driver is providing direct
assistance during an emergency when a
request has been made by a Federal,
State, or local police officer for tow
trucks to move wrecked or disabled
motor vehicles. This regulatory relief
shall not exceed the length of the motor
carrier’s or driver’s direct assistance in
providing emergency relief or 24 hours
from the time of the initial request for
assistance by the Federal, State, or local
police officer, whichever is less.
(e) Termination of regulatory relief.
(1) Upon termination of direct
assistance to the emergency relief effort,
the motor carrier or driver is subject to
all previously exempted sections with
the following exception: A driver may
return empty to the motor carrier’s
terminal or the driver’s normal work
reporting location without complying
with the previously exempted sections.
However, a driver who informs the
motor carrier that he or she needs
immediate rest must be permitted at
least 10 consecutive hours off duty
before the driver is required to return to
such terminal or location. Having
PO 00000
Frm 00037
Fmt 4702
Sfmt 9990
75215
returned to the terminal or other
location, the driver must be relieved of
all duty and responsibilities.
(2) Direct assistance terminates when
a driver or commercial motor vehicle is
used in interstate commerce to transport
cargo not destined for the emergency
relief effort, or when the motor carrier
dispatches such driver or commercial
motor vehicle to another location to
begin operations in commerce.
(3) When the driver has been relieved
of all duty and responsibilities upon
termination of direct assistance to an
emergency relief effort, no motor carrier
shall permit or require any driver used
by it to drive nor shall any such driver
drive in commerce until the driver has
met the requirements of §§ 395.3(a) and
(c) and 395.5(a) of this chapter.
■ 5. Revise § 390.25 to read as follows:
§ 390.25 Extension or modification of relief
from regulations in this chapter—
emergencies.
(a) FMCSA may extend the period of
the regulatory relief or modify the scope
of emergency relief contained in
§ 390.23. Interested parties may also
request an extension or modification by
providing a detailed explanation of the
need for an extension or modification of
the relief. Any interested party seeking
to extend the period of regulatory relief
shall send its request to the FMCSA
emergency declarations mailbox,
FMCSAdeclaration@dot.gov, before the
expiration of the period of relief.
FMCSA will determine if such relief is
necessary by evaluating the
circumstances of the ongoing
emergency, the need for relief, and the
nature of the relief to be provided.
(b) If FMCSA initiates or approves an
extension of the regulatory relief, it shall
establish a new time limit and may
place terms and conditions on motor
carriers or drivers relying upon the
continued or modified relief. These
terms and conditions may include
reporting requirements concerning
operations under the exemption.
Issued under authority delegated in 49 CFR
1.87.
Robin Hutcheson,
Administrator.
[FR Doc. 2022–26506 Filed 12–7–22; 8:45 am]
BILLING CODE 4910–EX–P
E:\FR\FM\08DEP1.SGM
08DEP1
Agencies
[Federal Register Volume 87, Number 235 (Thursday, December 8, 2022)]
[Proposed Rules]
[Pages 75206-75215]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-26506]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 390
[Docket No. FMCSA-2022-0028]
RIN 2126-AC53
Clarification to the Applicability of Emergency Exemptions
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), Department
of Transportation (DOT).
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: FMCSA is proposing to narrow the scope of regulations from
which relief is provided automatically for motor carriers providing
direct assistance when an emergency has been declared. Through the
proposed changes, the Agency would ensure that the relief granted
through emergency declarations is appropriate and tailored to the
specifics of the circumstances and emergency being addressed. The
Agency also proposes revisions to the process for extending an
automatic emergency exemption where circumstances warrant.
DATES: Comments must be received on or before February 6, 2023.
ADDRESSES: You may submit comments identified by Docket Number FMCSA-
2022-0028 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov/docket/ FMCSA-2022-0028. Follow the online
instructions for submitting comments.
Mail: Dockets Operations, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, West Building, Ground Floor,
Room W12-140, Washington, DC 20590-0001.
Hand Delivery or Courier: Dockets Operations, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, West Building,
Ground Floor, Room W12-140, Washington, DC 20590-0001, between 9 a.m.
and 5 p.m., Monday through Friday, except Federal holidays. To be sure
someone is there to help you, please call (202) 366-9317 or (202) 366-
9826 before visiting Dockets Operations.
Fax: (202) 493-2251.
FOR FURTHER INFORMATION CONTACT: Ms. Kathryn Sinniger, Regulatory Law
Division, Office of the Chief Counsel, FMCSA, 1200 New Jersey Avenue
SE, Washington, DC 20590-0001, (202) 570-8062,
[email protected]. If you have questions on viewing or
submitting material to the docket, call Dockets Operations at (202)
366-9826.
SUPPLEMENTARY INFORMATION: FMCSA organizes this NPRM as follows:
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy
D. Comments on the Information Collection
II. Executive Summary
A. Purpose and Summary of the Regulatory Action
B. Summary of Major Provisions
C. Costs and Benefits
III. Abbreviations
IV. Legal Basis
V. Background
VI. Discussion of Proposed Rulemaking
VII. Section-by-Section Analysis
IX. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and Review), E.O. 13563
(Improving Regulation and Regulatory Review), and DOT Regulatory
Policies and Procedures
B. Congressional Review Act
C. Waiver of Advance Notice of Proposed Rulemaking
D. Regulatory Flexibility Act (Small Entities)
E. Assistance for Small Entities
F. Unfunded Mandates Reform Act of 1995
G. Paperwork Reduction Act (Collection of Information)
H. E.O. 13132 (Federalism)
I. Privacy
J. E.O. 13175 (Indian Tribal Governments)
K. National Environmental Policy Act of 1969
I. Public Participation and Request for Comments
A. Submitting Comments
If you submit a comment, please include the docket number for this
NPRM (FMCSA-2022-0028), indicate the specific section of this document
to which your comment applies, and provide a reason for each suggestion
or recommendation. You may submit your comments and material online or
by fax, mail, or hand delivery, but please use only one of these means.
FMCSA recommends that you include your name and a mailing address, an
email address, or a phone number in the body of your document so FMCSA
can contact you if there are questions regarding your submission.
To submit your comment online, go to https://www.regulations.gov/docket/ FMCSA-2022-0028, click on this NPRM, click ``Comment,'' and
type your comment into the text box on the following screen.
If you submit your comments by mail or hand delivery, submit them
in an unbound format, no larger than 8\1/2\ by 11 inches, suitable for
copying and electronic filing. If you submit comments by mail and would
like to know that they reached the facility, please enclose a stamped,
self-addressed postcard or envelope.
FMCSA will consider all comments and material received during the
comment period.
Confidential Business Information (CBI)
CBI is commercial or financial information that is both customarily
and actually treated as private by its owner. Under the Freedom of
Information Act (5 U.S.C. 552), CBI is exempt from public disclosure.
If your comments responsive to the NPRM contain commercial or financial
information that is customarily treated as private, that you actually
treat as private, and that is relevant or responsive to the NPRM, it is
important that you clearly designate the submitted comments as CBI.
Please mark each page of your submission that constitutes CBI as
``PROPIN'' to indicate it contains proprietary information. FMCSA will
treat such marked submissions as confidential under the Freedom of
Information Act, and they will not be
[[Page 75207]]
placed in the public docket of the NPRM. Submissions containing CBI
should be sent to Mr. Brian Dahlin, Chief, Regulatory Evaluation
Division, Office of Policy, FMCSA, 1200 New Jersey Avenue SE,
Washington, DC 20590-0001. Any comments FMCSA receives not specifically
designated as CBI will be placed in the public docket for this
rulemaking.
B. Viewing Comments and Documents
To view any documents mentioned as being available in the docket,
go to https://www.regulations.gov/docket/ FMCSA-2022-0028 and choose
the document to review. To view comments, click this NPRM, then click
``Browse Comments.'' If you do not have access to the internet, you may
view the docket online by visiting Dockets Operations in Room W12-140
on the ground floor of the DOT West Building, 1200 New Jersey Avenue
SE, Washington, DC 20590-0001, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays. To be sure someone is there to
help you, please call (202) 366-9317 or (202) 366-9826 before visiting
Dockets Operations.
C. Privacy
DOT solicits comments from the public to better inform its
regulatory process, in accordance with 5 U.S.C. 553(c). DOT posts these
comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL 14--Federal Docket Management System), which
can be reviewed at https://www.govinfo.gov/content/pkg/FR-2008-01-17/pdf/E8-785.pdf.
D. Comments on the Information Collection
Written comments and recommendations for the information collection
discussed in this NPRM should be sent within 60 days of publication to
the docket for this rulemaking, as indicated above in paragraph A.
``Submitting Comments.''
II. Executive Summary
A. Purpose and Summary of the Regulatory Action
Section 390.23 of title 49, Code of Federal Regulations (CFR),
automatically creates a 30-day exemption from 49 CFR parts 390 through
399 when the President, a Governor, or FMCSA issues a declaration of an
emergency, as defined in Sec. Sec. 390.5 and 390.5T, and a motor
carrier or driver provides direct assistance to supplement State and
local emergency relief efforts in response to that emergency, as those
terms are defined in Sec. Sec. 390.5 and 390.5T.\1\
---------------------------------------------------------------------------
\1\ Section 390.5 of title 49 is currently suspended and
replaced by 49 CFR 390.5T, however the definitions for the listed
terms are identical in both sections.
---------------------------------------------------------------------------
Based on Agency subject matter expertise and input from States,
affected localities, industry groups and others, FMCSA believes that
most emergencies justify allowing carriers and drivers providing direct
assistance in responding to the emergency relief from the normal hours
of service (HOS) limits to deliver critical supplies and services to
the communities in need. However, other safety regulations, including
the driver qualification requirements of part 391, the vehicle
inspection and other operating requirements such as prohibitions on
operating while ill or fatigued in part 392, or the parts and
accessories required by part 393 often have no direct bearing on the
motor carrier's ability to provide assistance to the emergency relief
efforts.
Safety regulations ensure that companies, vehicles, and drivers
meet the minimum requirements to operate safely. While the temporary
relief from some regulations may be necessary during an emergency,
waiving every regulation in parts 390-399 could negatively impact the
safety of commercial motor vehicles (CMVs) operating on the roadways.
However, the Agency has no information that suggests that past or
existing emergency exemptions have in fact negatively impacted road
safety.\2\
---------------------------------------------------------------------------
\2\ The Agency recently requested comment on the extent to which
motor carriers are continuing to rely on the COVID-19 emergency
declaration to deliver certain commodities and whether there has
been any impact on safety. (Sept. 7, 2022, 87 FR 54630) While some
commenters noted an overall increase in truck crash fatalities,
there were no comments linking those fatalities to the emergency
exemption.
---------------------------------------------------------------------------
In order to provide clarity on which emergency exemptions are
necessary during an emergency, FMCSA proposes to narrow the automatic
applicability of Sec. 390.23 to the HOS limits in Sec. Sec. 395.3 and
395.5. This change would clarify that carriers and drivers are not
authorized to overlook other important safety requirements while
performing direct assistance to emergency relief efforts. By limiting
the scope of the current rule on emergency regulatory relief, the NPRM
would clarify that the Federal Motor Carrier Safety Regulations
(FMCSRs) not relevant to most emergency situations remain in effect
while retaining the Agency's flexibility to tailor emergency regulatory
relief to the specific circumstances of an emergency.
B. Summary of Major Provisions
This NPRM proposes changes to the definitions in Sec. Sec. 390.5
and 390.5T. It would modify the definition for emergency to clarify
that emergency regulatory relief under Sec. 390.23 generally does not
apply to economic conditions that are caused by market forces,
including shortages of raw materials or supplies, labor strikes, driver
shortages, inflation, or fluctuations in freight shipment or brokerage
rates, unless such conditions or events cause an immediate threat to
human life and result in a declaration of an emergency. The NPRM would
also remove the definition for emergency relief as that term would no
longer be used in Sec. 390.23 and would amend the definition of direct
assistance to incorporate the essential components of the former
emergency relief definition. It would also move the definition for
residential heating fuel from the text of Sec. 390.23 and place it in
the definition sections, Sec. Sec. 390.5T and 390.5. These
reorganizational changes would simplify the regulatory text in Sec.
390.23, without changing the regulation's meaning.
This NPRM would revise Sec. 390.23 in several ways. While
Presidential declarations of emergency would continue to trigger a 30-
day exemption from all FMCSRs in parts 390 through 399, the proposed
rule would limit the duration and scope of the existing automatic
regulatory relief that takes effect upon a regional declaration of an
emergency by a Governor, a Governor's authorized representative, or
FMCSA. The automatic regulatory relief would apply for only 5 days, as
opposed to 30 days, and would exempt CMV drivers only from the HOS
regulations in Sec. Sec. 395.3 and 395.5, as opposed to all
regulations in parts 390 through 399. This change would both shorten
the time the automatic regulatory relief is in place as well as limit
the scope of relief provided, ensuring that any impact on safety
continues to be minimized during the period of the automatic regulatory
relief. FMCSA determined that the period of 5 days for automatic relief
was appropriate for regional declarations of emergency, as its
experience in monitoring emergency declarations demonstrated that in
most cases, the actual emergency (e.g., the specific weather event or
highway accident) is over within 5 days. Any emergency relief efforts
extending beyond that time are typically geared to rebuilding and not
to the emergency response scenarios envisioned when this rule was first
issued.
[[Page 75208]]
Section 390.23 would maintain the statutory requirement from the
Reliable Home Heating Act (49 U.S.C. 31136 note) that when a Governor
declares a state of emergency due to a shortage of residential heating
fuel, the automatic regulatory relief lasts for a period of 30 days and
exempts any motor carrier or driver operating a CMV to provide
residential heating fuel in the geographic area so designated as under
a state of emergency from all regulations in parts 390 through 399.
Consistent with the statute, the initial automatic exemption may be
extended two times by the Governor, for a total of 90 days, if the
Governor determines that the emergency shortage has not ended.
Third, for local emergencies, the automatic regulatory relief would
be limited to the HOS regulations in Sec. Sec. 395.3 and 395.5. This
regulatory relief was already limited to 5 days, thus no change to the
length of the automatic relief is needed. As with the changes proposed
for regional declarations, this change would ensure that any impact on
safety continues to be minimized during the period of the automatic
regulatory relief.
Finally, this NPRM proposes to revise Sec. 390.25 to simplify the
language allowing FMCSA to extend and modify the regulatory relief
outlined in Sec. 390.23. It would also require that requests for
extensions or modifications to exemptions be made via email. The
proposal would maintain the provision allowing FMCSA to establish a new
time limit and place any restrictions upon the emergency relief and
proposes specifically naming reporting requirements as one of the
restrictions FMCSA may choose to include. FMCSA will request approval
from the Office of Information and Regulatory Affairs (OIRA) in OMB for
a collection of information as part of this rulemaking process.
C. Costs and Benefits
The Agency does not expect this proposed rule to result in
substantive incremental impacts relative to the baseline established in
the FMCSRs. Most of the changes proposed in this rule have already been
in practice through modifications to existing exemptions, including
those related to the Coronavirus Disease 2019 (COVID-19) emergency.
FMCSA presents a qualitative analysis of the potential costs and
benefits of limiting emergency exemptions, as there is uncertainty
surrounding the number of motor carriers and drivers who currently
utilize exemptions beyond HOS waivers.
In limiting the exemptions to the HOS regulations in Sec. Sec.
395.3 and 395.5, as opposed to all of 49 CFR parts 390 through 399,
this change may result in costs to certain motor carriers and drivers
using those additional exemptions. However, as most emergency
exemptions are limited to HOS requirements, including the current
COVID-19 emergency exemption, the Agency believes this change would not
result in incremental costs relative to the baseline.
Because automatic regulatory relief would decrease from 30 to 5
days for some non-Presidential declarations of emergencies, the
proposed rule may result in an increase in the number of extension
requests from motor carriers and drivers. An increase in the number of
extension requests would increase the burden on drivers and motor
carriers to prepare and submit extension requests, as well as the
burden on the Agency to review and respond to them. FMCSA presents a
quantitative analysis of the impacts of the proposed requirement for
individuals to request extensions or modifications to exemptions via
email.
While the existing FMCSRs offer relief from safety regulations in
parts 390 through 399, FMCSA believes that most exemptions used during
emergencies have been related to relief from the HOS requirement. The
Agency has no information that suggests that existing emergency
exemptions have negatively impacted road safety. This rule would
provide clarity on which exemptions are necessary during an emergency
and would ensure the public continues to benefit from the other
important safety requirements in parts 390 through 399.
III. Abbreviations
ANPRM Advance Notice of Proposed Rulemaking
CBI Confidential Business Information
CE Categorical Exclusion
CFR Code of Federal Regulations
CMV Commercial Motor Vehicle
COVID-19 Coronavirus Disease 19
DOT Department of Transportation
E.O. Executive Order
FHWA Federal Highway Administration
FMCSA Federal Motor Carrier Safety Administration
FMCSRs Federal Motor Carrier Safety Regulations
FR Federal Register
HOS Hours of Service
NPRM Notice of Proposed Rulemaking
OIRA Office of Information and Regulatory Affairs
OMB Office of Management and Budget
PTA Privacy Threshold Assessment
SBA The Small Business Administration
The Secretary The Secretary of Transportation
UMRA The Unfunded Mandates Reform Act of 1995
U.S.C. United States Code
IV. Legal Basis for the Rulemaking
Under 49 U.S.C. 31136(a)(1), DOT is required to adopt regulations
to ensure that ``commercial motor vehicles are maintained, equipped,
loaded, and operated safely,'' but in accordance with 31136(e) may
``grant in accordance with section 31315 waivers and exemptions from,
or conduct pilot programs with respect to, any regulations prescribed
under this section.'' Section 31315(a) of 49 U.S.C. provides that the
Secretary may grant waivers or exemptions from compliance in whole or
in part with a regulation issued under section 31136 in certain
situations. Section 31502(e) of 49 U.S.C. provides that certain
regulations issued under 49 U.S.C. 31502 or 31136 shall not apply to
the driver of a utility service vehicle during an emergency period, as
declared by an elected official of one or more State or local
governments having jurisdiction.
Title 49 U.S.C. 31136 note requires that the Secretary issue the
regulations found within this document as proposed 49 CFR
390.23(a)(1)(ii)(B).
Finally, 49 U.S.C. 31133 provides that the Secretary of
Transportation may perform other acts the Secretary considers
appropriate. These responsibilities and authorities have been delegated
by the Secretary to FMCSA. (49 U.S.C. 113 and 49 CFR 1.87)
V. Background
For nearly 30 years, FMCSA has cited 49 CFR 390.23 ``Relief from
regulations'' to provide automatic relief to motor carriers from
various regulations. These relief provisions originated with the July
30, 1992, Federal Register publication of a final rule (57 FR 33638,
1992 final rule) by the Federal Highway Administration (FHWA), which
amended the regulations to exempt motor carriers and drivers from
certain parts of the regulations when directly responding to
emergencies. This specific rulemaking constituted the FHWA's final
action on three proposed rulemakings, two of which were to exempt motor
carriers and drivers from most of the regulations when responding to
regional disasters or local emergency situations, and the third
proposed rule was for certain relief from the HOS regulations for tow
truck operations and tow truck drivers. As one other part of this final
rule, the FHWA also made certain technical amendments to the 49 CFR
part 395 HOS regulations with an effective date of August 31, 1992
(July 30, 1992, 57 FR 33638).
[[Page 75209]]
FHWA undertook this rulemaking to address emergencies created by
regional disasters. The 1992 final rule exempts motor carriers and
drivers operating in interstate commerce from the requirements of parts
390 through 399 of the regulations when providing direct assistance as
part of a disaster relief effort. To accomplish this, the rule provided
that the exemption would be utilized only when a disaster had occurred
and the President of the United States, a Governor of a State, or his
or her authorized representative had publicly declared that assistance
was needed to supplement State and local efforts to save lives and
property, to protect public health and safety, or otherwise to lessen
the impact of a disaster in any part of the U.S. The exemption would
last the length of the emergency or 30 days from the time of the
initial declaration, whichever was less, except that a motor carrier
could apply for, and the Agency could approve, an extension of time
prior to the expiration of the relief exemption. The Agency believed
that the rule's definitions of direct assistance; emergency; and
emergency relief covered most disasters. Those definitions remain
basically unchanged since their initial establishment in Sec. 390.5 of
the regulations, as finalized in the 1992 final rule.
After a disaster has been declared, the exemption may be used by
all motor carriers providing direct assistance to the disaster relief
effort. The authorized individual declaring the disaster need not
specify individual motor carriers allowed to use the exemption; rather,
an individual motor carrier will decide if it wishes to participate in
the relief effort and operate under the exemption. The final rule
established the 30-day relief period, however, the time period lasts
only as long as there is direct assistance being provided to the
emergency relief effort, not to exceed 30 calendar days, unless
extended by the Agency.
In the 1992 final rule, FHWA included a provision in the rule to
deal with local emergencies by exempting motor carriers and drivers
from parts 390 through 399 after a Federal, State, or local government
official having authority to declare public emergencies has made such a
declaration. Any motor carrier or driver providing direct assistance
once a declaration of an emergency has been made by a government
official may utilize this exemption. The exemption is effective for the
motor carrier and/or driver as long as they are providing direct
assistance to the emergency relief effort, but for no longer than 5
calendar days including the initial day of the emergency.
FHWA included a provision allowing for extension of the relief from
regulations in Sec. 390.25. This section provides that the Agency may
extend the 30-day time period of the exemption contained in Sec.
390.23(a)(1) (regional emergencies), but not the 5-day time period
contained in Sec. 390.23(a)(2) (local emergencies) or the 24-hour
period contained in Sec. 390.23(a)(3) (dealing with tow trucks). Any
motor carrier or driver seeking to extend the 30-day limit shall obtain
approval from the Agency in the region in which the motor carrier's
principal place of business is located before the expiration of the 30-
day period. The motor carrier or driver shall give full details of the
additional relief requested. The Agency shall determine if such relief
is necessary, taking into account both the severity of the ongoing
emergency and the nature of the relief services to be provided by the
carrier or driver. If the Agency approves an extension of the
exemption, it shall establish a new time limit and place on the motor
carrier or driver any other restrictions deemed necessary. In the 1992
final rule, FHWA stated that it did not believe that motor carriers and
drivers should be allowed an extension of a local emergency or tow
truck exemption in the absence of a declared regional emergency.
In the 1992 final rule, FHWA argued that emergencies are events
that require immediate action to protect human life and the public
welfare, and that the final rule removed regulatory requirements that
could slow emergency response efforts by drivers and motor carriers.
There have been technical amendments to Sec. Sec. 390.23 and 390.25
published since the 1992 final rule, including revisions to reflect the
transfer of authority for the regulations from FHWA to FMCSA; however,
these amendments did not substantively amend either section.
On March 13, 2020, the President issued an emergency declaration in
light of the COVID-19 pandemic. On the same date, FMCSA issued a
regional declaration of emergency. Both declarations automatically
triggered relief from all regulations in 49 CFR parts 390 through 399
for a period of 30 days in accordance with Sec. 390.23(a). FMCSA has
continually extended the emergency declaration since then in accordance
with Sec. 390.25(a). In its extensions of the COVID-19 emergency
declaration,\3\ FMCSA modified the emergency relief granted by the
emergency exemption as the circumstances of the emergency changed,
eventually limiting the relief provided by the emergency exemption to
the HOS rules in Sec. Sec. 395.3 and 395.5, relying upon the authority
in Sec. 390.25 to restrict blanket exemptions from parts 390 through
399. The unprecedented time-period and geographical breadth of that
emergency exemption brought into focus the need to ensure that the
regulatory relief granted under emergency exemptions is appropriate and
tailored to the specific circumstances being addressed.
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\3\ The emergency declaration is available online at https://www.fmcsa.dot.gov/emergency-declarations.
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Some Agency stakeholders have raised concerns in this regard. In
October 2020, for example, the Commercial Vehicle Safety Alliance
submitted a petition for a rulemaking asking FMCSA to revise Sec. Sec.
390.23 and 390.25, and noting the potential safety risks posed by the
blanket exemption provision:
For example, while it may be appropriate that during an
emergency, all, or portions of, the hours-of-service regulations be
waived to expedite the delivery of emergency supplies, there are
many other critical safety components and driver requirements that
are necessary to safely operate a commercial motor vehicle. Waiving
Part 392, for example, which contains drug and alcohol requirements,
as well as safe driving practices for a commercial motor vehicle,
does nothing to expedite the delivery of emergency products or
services, but may have a serious negative impact on highway safety.
Letter dated October 7, 2020, from Collin Mooney, Executive
Director, CVSA, to Wiley Deck, then FMCSA Deputy Administrator. (A copy
of the CVSA letter has been added to the docket (FMCSA-2022-0028).) The
Agency has met with other groups in the past 18 months that have
expressed similar concerns. Additionally, the Agency recently requested
comment on the extent to which motor carriers are continuing to rely on
the COVID-19 emergency declaration to deliver certain commodities and
whether there has been any impact on safety (Sept. 7, 2022, 87 FR
54630), and received over three hundred comments.\4\
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\4\ The Agency is currently reviewing those comments and
determining its next steps with regard to the COVID-19 emergency
declaration.
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FMCSA agrees that blanket relief from all the FMCSRs in all
emergencies is not appropriate and that motor carriers and drivers of
CMVs generally need relief only from the HOS regulations found in
Sec. Sec. 395.3 and 395.5 in order to provide direct assistance to
emergency relief efforts. FMCSA initiated this rulemaking to ensure
that any impact on safety would continue to be minimized
[[Page 75210]]
during the period of the automatic regulatory relief.
VI. Discussion of Proposed Rulemaking
As noted above, FMCSA believes that the automatic emergency
regulatory relief authorized by Sec. 390.23 is unnecessarily broad for
the intended purpose, as the primary, immediate constraint that drivers
and carriers face when providing direct assistance during an emergency
is the HOS limits.
FMCSA proposes to revise, remove, and add definitions to reflect
changes made to the emergency exemption rules. These changes include
removing an obsolete term, moving the definition of one term to the
definition section, and revising two definitions (as discussed below in
the ``section-by-section'' portion of this NPRM).
FMCSA also proposes to shorten the duration and limit the scope of
the initial, automatic regulatory relief triggered by an emergency
declaration in certain situations. The scope of relief would be limited
to specific provisions of the HOS regulations unless the emergency
declaration is made by the President under the authority of 42 U.S.C.
5191(b). The relief would also be limited to a period of 5 days unless
the emergency declaration is made by the President under the authority
of 42 U.S.C. 5191(b). Presidential declarations will continue to
trigger a 30-day exemption from all FMCSRs in parts 390 through 399.
Any party, including a State or local official, who believes an
extension of the HOS relief or broader regulatory relief is necessary,
would be required to request relief and/or an extension from FMCSA. The
Agency would evaluate any such request and could approve, modify, or
deny the request, as appropriate. FMCSA would also have independent
authority to extend or modify the emergency relief. No formal request
or form would be required to request relief. Requests would be
submitted to FMCSA's emergency declaration email inbox
([email protected]).
More sharply focused regulatory relief will continue to authorize
emergency transportation in the public interest while allowing the
Agency to better tailor regulatory relief to specific needs in
emergencies. It will also avoid automatic suspension of the rest of the
FMCSRs in 49 CFR parts 390 through 399, which pose no serious obstacles
to drivers and carriers providing direct assistance to emergency relief
efforts but could encourage an unwelcome indifference to compliance
with safety regulations.
Beginning with the extension effective in September 2021, FMCSA
included a reporting requirement as part of the COVID-19 emergency
exemption, requiring motor carriers or drivers to inform FMCSA on how
often they relied upon the emergency relief from the HOS regulations in
the previous month. This data is used to determine whether the
emergency regulatory relief should continue to be extended.
The usefulness of this data prompted FMCSA to propose adding
language to Sec. 390.25 to expressly note that one of the conditions
FMCSA may include when extending an emergency exemption is to collect
information from those carriers and drivers relying upon the regulatory
relief. Information on the burden of such a collection of information
may be found later in this NPRM.
VIII. Section-by-Section Analysis
This section-by-section analysis describes the proposed changes in
numerical order.
49 CFR 390.5/49 CFR 390.5T
This NPRM proposes changes to the definitions found in Sec. Sec.
390.5 and 390.5T. The definition for emergency relief would be removed,
as this term would no longer appear in Sec. 390.23 or Sec. 390.25.
FMCSA would add a definition for residential heating fuel, which
currently appears in Sec. 390.23. It would be moved to the definitions
section, Sec. 390.5, to make proposed Sec. 390.23 easier to read, and
to ensure all definitions appear in one section. The definition would
also be modified to include additional common shipping names for
petroleum, Liquefied Petroleum Gas or Petroleum Gas Liquified.
The definition for direct assistance would be revised to
incorporate the definition of emergency relief. In turn, the separate
definition of emergency relief would be deleted. The definition of
emergency would be revised to clarify what does and does not qualify as
an emergency that could trigger the automatic exemptions of Sec.
390.23.
49 CFR 390.23
This NPRM proposes several revisions to Sec. 390.23. Paragraph (a)
would be clarified to include only those Presidential declarations of
emergency issued under 42 U.S.C. 5191(b). These declarations would
continue to trigger automatic regulatory relief from parts 390 through
399 for the duration of the emergency, or 30 days from the declaration,
whichever is less. This change is being made to ensure that the broader
relief triggered by a Presidential declaration of emergency is limited
to those situations where a President ``determines that an emergency
exists for which the primary responsibility for response rests with the
United States because the emergency involves a subject area for which,
under the Constitution or laws of the United States, the United States
exercises exclusive or preeminent responsibility and authority.'' In
addition, this change clarifies the relevant time periods for emergency
regulatory relief and eliminates overlapping and potentially
conflicting periods where a Presidential disaster or emergency
declaration is issued in response to a request from a State when the
State has already declared an emergency resulting in relief from
certain Federal motor carrier safety regulations. Paragraph (b) of
Sec. 390.23 would be used for the emergency declaration scenarios laid
out in 42 U.S.C. 5191(a) and (c), where the Presidential declaration is
based on an underlying State or Indian Tribal request.
Paragraph (c) would cover local emergencies, whether declared by a
Federal, State, or local government official with authority to declare
an emergency. The automatic regulatory relief in this case would be
limited to a period of 5 days or for the period of assistance
(whichever is less) and provide relief only from the HOS requirements
in Sec. Sec. 395.3 and 395.5.
Paragraph (d) of proposed Sec. 390.23 carries forward the special
provision for tow trucks from existing paragraph (a)(3). The emergency
regulatory relief provided in this paragraph applies only to the HOS
regulations in Sec. 395.3 and lasts for no more than 24 hours. No
substantive changes are proposed.
Paragraph (e) would carry forward the provisions in existing
paragraph (b), outlining the details of when direct assistance to an
emergency effort terminates, and the impact of that termination on the
terms of the emergency regulatory relief. Changes to this paragraph are
made only to clarify the rule; no substantive changes are proposed.
49 CFR 390.25
FMCSA is proposing to change the section heading to indicate that
the section applies not only to extensions of emergency relief, but
also to their modification. The section would be divided into two
paragraphs. Proposed paragraph (a) of Sec. 390.25 would provide that
FMCSA may extend or modify any of the emergency regulatory relief
issued under Sec. 390.23 on its own initiative, or upon request by an
interested party who provides a detailed explanation of the
[[Page 75211]]
need for an extension through the FMCSA emergency declarations email
address ([email protected]). This would not be a change to the
current regulation. Proposed paragraph (b) would carry forward the
existing language requiring that the FMCSA official issuing or
approving an extension or modification must set a new expiration date
for the emergency regulatory relief. It would also continue to allow
the FMCSA official to include any other restriction deemed necessary
but would be revised to allow FMCSA to include reporting requirements
as a restriction.
IX. Regulatory Analyses
A. Executive Order (E.O.) 12866 (Regulatory Planning and Review), E.O.
13563 (Improving Regulation and Regulatory Review), and DOT Regulatory
Policies and Procedures
FMCSA has considered the impact of this NPRM under E.O. 12866 (58
FR 51735, Oct. 4, 1993), Regulatory Planning and Review, E.O. 13563 (76
FR 3821, Jan. 21, 2011), Improving Regulation and Regulatory Review,
and DOT's regulatory policies and procedures. OIRA within OMB
determined that this notice of proposed rulemaking is not a significant
regulatory action under section 3(f) of E.O. 12866, as supplemented by
E.O. 13563, and does not require an assessment of potential costs and
benefits under section 6(a)(3) of that Order. Accordingly, OMB has not
reviewed it under that order.
As described above, the changes proposed in this NPRM would exempt
CMV drivers and motor carriers only from the HOS regulations in
Sec. Sec. 395.3 and 395.5, as opposed to all regulations in 49 CFR
parts 390 through 399, following a regional or local declaration of
emergency. In addition, when a regional declaration of emergency is
triggered, the automatic regulatory relief would apply for only 5 days,
as opposed to the current 30-day standard. The proposed rule would
retain the existing automatic regulatory relief of 30 days under
Presidential and 5 days under local declarations of emergencies.
Baseline for This Analysis
We do not expect this proposed rule to result in substantive
incremental impacts relative to the baseline established in the FMCSRs.
Most of the changes proposed in this rule have already been in practice
through modifications to existing exemptions, including the COVID-19
emergency exemption.
Since the publication of the 1992 final rule, the FMCSRs have
provided the option for motor carriers and drivers to be exempt from
the requirements in parts 390 through 399 following a declaration of a
Presidential, regional, or local emergency. Beginning in 2020, the
COVID-19 related emergency exemption has been utilized to aid with
supply chain shortages during the pandemic, as well as with
distributing medical products for dealing with COVID-19 (such as tests,
treatments, and vaccines). The unprecedented need to continually extend
an emergency exemption prompted FMCSA to reevaluate the rule for
exemptions issued in response to an emergency declaration.
In September 2021, FMCSA modified the COVID-19 exemption to narrow
the issued relief to just the HOS requirements in Sec. Sec. 395.3 and
395.5. Based on Agency experience and expertise, FMCSA believes the HOS
limits are the primary, immediate constraints drivers and carriers face
when providing direct assistance during an emergency. As such, any
driver currently operating under the COVID-19 exemption is already
afforded only HOS-related exemptions and not a broad exemption from all
requirements of parts 390 through 399.
Need for the Proposed Rule
The need for practical and effective exemptions has been
highlighted since the COVID-19 pandemic of 2020. The NPRM emphasizes
the need for ensuring that relief granted by emergency declarations is
appropriate and tailored to the specifics of the circumstances and
emergency being addressed. FMCSA believes that a blanket relief from
all FMCSRs in parts 390 through 399 is not necessary. Most often, motor
carriers and drivers of CMVs need relief from only the HOS regulations
in Sec. Sec. 395.3 and 395.5 in order to provide direct assistance to
emergency relief efforts.
Uncertainties
FMCSA presents a qualitative analysis of the potential costs and
benefits of limiting emergency exemptions to HOS waivers. There is
uncertainty surrounding the number of motor carriers and drivers who
currently utilize exemptions beyond the HOS regulations in Sec. Sec.
395.3 and 395.5 because FMCSA has not previously collected data on the
use of the exemptions, and therefore cannot quantitively inform the
potential impacts of limiting emergency exemptions. While the Agency
did begin collecting data on COVID-19 exemption use in September of
2021, this data is insufficient to quantitatively estimate these
impacts. It provides FMCSA with a basis for the number of respondents
to potential data collections on extensions of emergency exemptions,
but it does not provide insight into the use of exemptions beyond HOS
exemptions. In order to quantify these impacts, the Agency would need
historical data on how many motor carriers and drivers operating during
emergency declarations use exemptions from the requirements in parts
390 through 399, excluding the HOS regulations in Sec. Sec. 395.3 and
395.5, as well as data on how many trips drivers make during those
periods. Comprehensive and verifiable data in this area are likely
unavailable.
Costs
In narrowing the exemptions to the HOS regulations in Sec. Sec.
395.3 and 395.5, as opposed to all of parts 390 through 399, this
proposed rule may result in costs to certain motor carriers and drivers
using those additional exemptions. As mentioned above, FMCSA does not
have data to indicate how many carriers and drivers are using
emergency-related exemptions beyond the HOS exemptions. However, most
emergency exemptions are limited to HOS requirements, including the
COVID-19 emergency exemption; therefore, the Agency believes this
change would not result in incremental costs relative to the baseline.
As discussed in the Paperwork Reduction Act (PRA) section below,
FMCSA estimates that there could be 477 monthly respondents if the
Agency adds a reporting requirement to an extension or modification of
an exemption. This estimate is based on the average number of responses
the Agency received from the COVID-19 emergency exemption data
collection. This would represent an upper-bound estimate for how many
motor carriers the Agency expects would be required to report their use
of an extension and thus be subject to an information collection. The
costs of this proposed rule are associated with the cost of compliance
to all parts of 390 through 399 except the HOS regulations in
Sec. Sec. 395.3 and 395.5, whereas the 477 respondents denoted below
represent all individuals using extensions of emergency exemptions
which include a reporting requirement. The number of individuals who
may incur costs to comply with parts 390 through 399 would be a subset
of the individuals using extensions of emergency exemptions. As such,
the number of affected entities would likely be fewer than 477
individuals. The Agency does
[[Page 75212]]
not have a means of inferring how many individuals would be affected by
the changes proposed in this rulemaking and, therefore, does not use
the estimate of 477 respondents as a basis for a quantitative analysis.
The proposed rule may result in an increase in the number of
extension requests from motor carriers and drivers, as exemption
periods resulting from non-Presidential emergency declarations would be
reduced from 30 to 5 days. This rule would require individuals to
request extensions or modifications to exemptions via email whenever
they seek such action from FMCSA. These requests are currently made to
local FMCSA offices, but they may be made by any means.
A requirement for drivers and motor carriers to submit extension
requests would increase the burden on drivers and motor carriers to
prepare and submit such requests, as well as the burden on the Agency
to review and respond to them. As mentioned in the PRA section below,
the Agency estimates that 50 individuals \5\ would submit requests for
extensions per year. These extension requests would take 15 minutes to
complete and total to 12.5 hours of labor (50 respondents x 15
minutes). The Agency assumes a motor carrier employee equivalent to
General and Operations Managers with a loaded hourly wage of $83.79
would submit the extension request.\6\ As such, there would be a total
annual cost of $1,047.39 ($83.79 x 12.5 hours) to submit extension
requests.
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\5\ The Agency is estimating 50 requests per year based on the
expertise of the FMCSA Crisis Management Center.
\6\ The loaded hourly wage is a product of the median hourly
wage of a General and Operations multiplied by the fringe benefits
rate of 50 percent and overhead costs of 27 percent. The median
hourly wage of a General and Operations Manager is $47.10. A General
Operations Manager falls under Bureau of Labor Statistics [BLS]
Occupation Code 11-1021.
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The Agency estimates that requests for extensions would take 15
minutes each to review. The requests would be reviewed by a GS-13, step
5 in the Washington, DC area with a loaded hourly wage of $117.69. The
total annual cost to review these extension requests is $1,471.10
($117.69 x 12.5 hours).\7\
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\7\ The hourly wage for a GS-13 Step 5 in the Washington, DC
region was multiplied by the federal government fringe benefits rate
of 45 percent and the federal government overhead rate of 64 percent
to arrive at the loaded hourly wage. The hourly wage denoted in the
OPM schedule for a GS-15 step 5 is $56.31. https://www.opm.gov/policy-data-oversight/pay-leave/salaries-wages/salary-tables/pdf/2021/DCB_h.pdf.
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Benefits
While the existing FMCSRs offer relief from safety regulations in
parts 390 through 399, FMCSA believes that most exemptions used during
emergencies have been related to HOS requirement relief. The Agency has
no information that suggests that existing emergency exemptions have
negatively impacted road safety. This rule would provide clarity on
which exemptions are necessary during an emergency and would ensure the
public continues to benefit from the other important safety
requirements in parts 390 through 399. In addition, in requiring that
individuals request extensions or modifications to exemptions via
email, the Agency would be able to more efficiently track exemption
requests.
B. Congressional Review Act
Pursuant to the Congressional Review Act (5 U.S.C. 801-808), OIRA
designated this rule as not a major rule.\8\
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\8\ A major rule means any rule that the OMB finds has resulted
in or is likely to result in (a) an annual effect on the economy of
$100 million or more; (b) a major increase in costs or prices for
consumers, individual industries, geographic regions, Federal,
State, or local government agencies; or (c) significant adverse
effects on competition, employment, investment, productivity,
innovation, or on the ability of United States-based enterprises to
compete with foreign-based enterprises in domestic and export
markets (49 CFR 389.3).
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C. Advance Notice of Proposed Rulemaking
Under 49 U.S.C. 31136(g), FMCSA is required to publish an advance
notice of proposed rulemaking (ANPRM) or proceed with a negotiated
rulemaking, if a proposed rule is likely to lead to the promulgation of
a major rule. As this proposed rule is not likely to result in the
promulgation of a major rule, the Agency is not required to issue an
ANPRM or to proceed with a negotiated rulemaking.
D. Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) (RFA), as
amended by the Small Business Regulatory Enforcement Fairness Act of
1996,\9\ requires Federal agencies to consider the effects of the
regulatory action on small business and other small entities and to
minimize any significant economic impact. The term small entities
comprises small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000 (5
U.S.C. 601(6)). Accordingly, DOT policy requires an analysis of the
impact of all regulations on small entities, and mandates that agencies
strive to lessen any adverse effects on these businesses.
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\9\ Public Law 104-121, 110 Stat. 857 (Mar. 29, 1996).
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The proposed rule would affect motor carriers and drivers. Drivers
are not considered small entities because they do not meet the
definition of a small entity in section 601 of the RFA. Specifically,
drivers are considered neither a small business under section 601(3) of
the RFA, nor are they considered a small organization under section
601(4) of the RFA. The Small Business Administration's (SBA) size
standard for a small entity (13 CFR 121.201) differs by industry code.
The entities affected by this rule fall into many different industry
codes. In order to determine if this rule would have an impact on a
significant number of small entities, FMCSA examined the 2017 Economic
Census data \10\ for two different industries; truck transportation
(Subsector 484) and transit and ground transportation (Subsector 485).
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\10\ U.S. Census Bureau, 2017 US Economic Census. Available at:
https://data.census.gov/cedsci/table?q=United%20States&t=Value%20of%20Sales,%20Receipts,%20Revenue,%20or%20Shipments&n=484&tid=ECNSIZE2017.EC1700SIZEREVEST&hidePreview=true (last accessed Oct. 29, 2021).
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According to the 2017 Economic Census, approximately 99.4 percent
of truck transportation firms, and approximately 99.2 percent of
transit and ground transportation firms, had annual revenue less than
the SBA's revenue thresholds of $30 million and $16.5 million,
respectively, to be defined as a small entity. Therefore, FMCSA has
determined that this rule would impact a substantial number of small
entities. However, as emergencies are generally infrequent and the
primary impact of the rule would be to marginally limit the breadth of
the automatic exemptions that apply after a regional or local emergency
declaration, FMCSA has determined that this rule would not have a
significant impact on the affected entities.
Consequently, I certify that the proposed action would not have a
significant economic impact on a substantial number of small entities.
E. Assistance for Small Entities
In accordance with section 213(a) of the Small Business Regulatory
Enforcement Fairness Act of 1996,\11\ FMCSA wants to assist small
entities in understanding this proposed rule so they can better
evaluate its effects on themselves and participate in the rulemaking
initiative. If the proposed
[[Page 75213]]
rule would affect your small business, organization, or governmental
jurisdiction and you have questions concerning its provisions or
options for compliance, please consult the person listed under FOR
FURTHER INFORMATION CONTACT.
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\11\ Public Law 104-121, 110 Stat. 857 (Mar. 29, 1996).
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Small businesses may send comments on the actions of Federal
employees who enforce or otherwise determine compliance with Federal
regulations to the Small Business Administration's Small Business and
Agriculture Regulatory Enforcement Ombudsman (Office of the National
Ombudsman, see https://www.sba.gov/about-sba/oversight-advocacy/office-national-ombudsman) and the Regional Small Business Regulatory Fairness
Boards. The Ombudsman evaluates these actions annually and rates each
agency's responsiveness to small business. If you wish to comment on
actions by employees of FMCSA, call 1-888-REG-FAIR (1-888-734-3247).
DOT has a policy regarding the rights of small entities to regulatory
enforcement fairness and an explicit policy against retaliation for
exercising these rights.
F. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
(UMRA) requires Federal agencies to assess the effects of their
discretionary regulatory actions. The Act addresses actions that may
result in the expenditure by a State, local, or Tribal government, in
the aggregate, or by the private sector of $178 million (which is the
value equivalent of $100 million in 1995, adjusted for inflation to
2021 levels) or more in any 1 year. Though this NPRM would not result
in such an expenditure, and the analytical requirements of UMRA do not
apply as a result, the Agency discusses the effects of this rule
elsewhere in this preamble.
G. Paperwork Reduction Act
This NPRM contains information collection requirements under the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3520). As defined in 5
CFR 1320.3(c), collection of information comprises reporting,
recordkeeping, monitoring, posting, labeling, and other similar
actions. The title and description of the information collection, a
description of those who must collect the information, and an estimate
of the total annual burden follow. The estimate covers the time for
reviewing instructions, searching existing sources of data, gathering
and maintaining the data needed, and completing and reviewing the
collection.
Title: Emergency Declaration Exemption Reporting under 49 CFR
390.25.
OMB Control Number: [2126-NEW].
Summary of the Information Collection: Proposed 49 CFR 390.25 would
allow FMCSA to add a reporting requirement to an extension of an
emergency exemption, requiring motor carriers operating under the
extension's terms to report their continued use of and reliance on the
exemption. It would also require that individuals request extensions or
modifications to exemptions via an email whenever they seek such action
from FMCSA.
Need for Information: The collection of information is necessary
for FMCSA to determine the extent to which motor carriers continue to
rely upon an extended emergency exemption.
Proposed Use of Information: FMCSA would use the information
collected as one piece of data to determine whether or not to extend or
modify emergency exemptions under 49 CFR 390.25.
Description of the Respondents: Motor carriers that operate under
the terms of an extended emergency exemption, originally triggered by a
declaration of emergency. Individuals who want to request an extension
or modification of an emergency exemption.
Number of Respondents: 477 per month for reporting requirements; 50
per year for requests for extension or modification of exemptions.
Frequency of Response: Monthly for reporting requirements; as
necessary for requests for extension or modification of exemptions.
Burden of Response: 15 minutes per response for reporting
requirements and for requests for extension or modification of
exemptions.
Estimate of Total Annual Burden: The public burden for this
information collection is estimated to average 1,444 hours per year
(1,431 for reporting + 13 for requests for extension or modification).
As required by the Paperwork Reduction Act of 1995, FMCSA will
submit a copy of this NPRM to OMB for review.
You are asked to comment on any aspect of this information
collection, including: (1) Whether the proposed collection is necessary
for FMCSA to perform its functions; (2) the accuracy of the estimated
burden; (3) ways for FMCSA to enhance the quality, usefulness, and
clarity of the collected information; and (4) ways that the burden
could be minimized without reducing the quality of the collected
information.
H. E.O. 13132 (Federalism)
A rule has implications for federalism under section 1(a) of E.O.
13132 if it has ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.''
FMCSA has determined that this rule would not have substantial
direct costs on or for States, nor would it limit the policymaking
discretion of States. Nothing in this document preempts any State law
or regulation. Therefore, this rule does not have sufficient federalism
implications to warrant the preparation of a Federalism Impact
Statement.
I. Privacy
The Consolidated Appropriations Act, 2005,\12\ requires the Agency
to assess the privacy impact of a regulation that will affect the
privacy of individuals. This NPRM would not require the collection of
personally identifiable information.
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\12\ Public Law 108-447, 118 Stat. 2809, 3268, note following 5
U.S.C. 552a (Dec. 4, 2014).
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The Privacy Act (5 U.S.C. 552a) applies only to Federal agencies
and any non-Federal agency that receives records contained in a system
of records from a Federal agency for use in a matching program.
The E-Government Act of 2002,\13\ requires Federal agencies to
conduct a Privacy Impact Assessment (PIA) for new or substantially
changed technology that collects, maintains, or disseminates
information in an identifiable form.
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\13\ Public Law 107-347, sec. 208, 116 Stat. 2899, 2921 (Dec.
17, 2002).
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No new or substantially changed technology would collect, maintain,
or disseminate information as a result of this proposed rule.
Accordingly, FMCSA has not conducted a PIA.
In addition, the Agency submitted a Privacy Threshold Assessment
(PTA) to evaluate the risks and effects the proposed rulemaking might
have on collecting, storing, and sharing personally identifiable
information. The PTA has been submitted to FMCSA's Privacy Officer for
review and preliminary adjudication and to DOT's Privacy Officer for
review and final adjudication.
J. E.O. 13175 (Indian Tribal Governments)
This rule does not have Tribal implications under E.O. 13175,
Consultation and Coordination with Indian Tribal Governments, because
it does not have a substantial direct effect
[[Page 75214]]
on one or more Indian Tribes, on the relationship between the Federal
Government and Indian Tribes, or on the distribution of power and
responsibilities between the Federal Government and Indian Tribes.
K. National Environmental Policy Act of 1969
FMCSA analyzed this proposed rule pursuant to the National
Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and
determined this action is categorically excluded from further analysis
and documentation in an environmental assessment or environmental
impact statement under FMCSA Order 5610.1 (69 FR 9680), Appendix 2,
paragraph 6.y(4). The categorical exclusion (CE) in paragraph 6.y(4).
covers relief during regional and local emergencies. The proposed
requirements in this rule are covered by this CE.
List of Subjects in 49 CFR Part 390
Highway safety, Intermodal transportation, Motor carriers, Motor
vehicle safety, Reporting and recordkeeping requirements.
For the reasons set forth in the preamble, FMCSA proposes to amend
49 CFR part 390 as follows:
PART 390--FEDERAL MOTOR CARRIER SAFETY REGULATIONS; GENERAL
0
1. The authority citation continues to read as follows:
Authority: 49 U.S.C. 113, 504, 508, 31132, 31133, 31134, 31136,
31137, 31144, 31149, 31151, 31502; sec. 114, Pub. L. 103-311, 108
Stat. 1673, 1677; secs. 212 and 217, Pub. L. 106-159, 113 Stat.
1748, 1766, 1767; sec. 229, Pub. L. 106-159 (as added and
transferred by sec. 4115 and amended by secs. 4130-4132, Pub. L.
109-59, 119 Stat. 1144, 1726, 1743, 1744), 113 Stat. 1748, 1773;
sec. 4136, Pub. L. 109-59, 119 Stat. 1144, 1745; secs. 32101(d) and
32934, Pub. L. 112-141, 126 Stat. 405, 778, 830; sec. 2, Pub. L.
113-125, 128 Stat. 1388; secs. 5403, 5518, and 5524, Pub. L. 114-94,
129 Stat. 1312, 1548, 1558, 1560; sec. 2, Pub. L. 115-105, 131 Stat.
2263; and 49 CFR 1.81, 1.81a, 1.87.
0
2. Amend Sec. 390.5 as follows:
0
a. Lift the suspension of the section;
0
b. Revise the definitions of ``Direct assistance'' and ``Emergency'';
0
c. Remove the definition of ``Emergency relief'';
0
d. Add, in alphabetical order, a definition of ``Residential heating
fuel''; and
0
e. Suspend the section indefinitely.
The revisions and addition read as follows:
Sec. 390.5 Definitions.
* * * * *
Direct assistance means transportation operations in which a motor
carrier or driver of a commercial motor vehicle (CMV) is supplementing
State and local efforts and capabilities to save lives or property or
to protect public health and safety as a result of an emergency as
defined in this section involving transportation and other relief
services provided by a motor carrier or its driver(s) incident to the
immediate restoration of essential services (e.g., electricity, medical
care, sewer, water, telecommunications, and telecommunication
transmissions) or essential supplies (e.g., food and fuel). It does not
include transportation related to long-term rehabilitation of damaged
physical infrastructure or routine commercial deliveries after the
initial threat to life and property has passed.
* * * * *
Emergency means any hurricane, tornado, storm (e.g., thunderstorm,
snowstorm, ice storm, blizzard, sandstorm, etc.), high water, wind-
driven water, tidal wave, tsunami, earthquake, volcanic eruption, mud
slide, drought, forest fire, explosion, blackout, or other occurrence,
natural or man-made, which interrupts the delivery of essential
services (e.g., electricity, medical care, sewer, water,
telecommunications, and telecommunication transmissions) or essential
supplies (e.g., food and fuel) or otherwise immediately threatens human
life or public welfare, provided such hurricane, tornado, or other
event results in a declaration of an emergency by the President of the
United States, the Governor of a State, or their authorized
representatives having authority to declare emergencies; by the Federal
Motor Carrier Safety Administration (FMCSA); or by other Federal,
State, or local government officials having authority to declare
emergencies; or a request by a police officer for tow trucks to move
wrecked or disabled motor vehicles. Emergency does not include events
from economic conditions that are caused by market forces, including
price increases, shortages of raw materials or labor strikes, (e.g.,
driver shortages, other supply chain issues) unless such event causes
an immediate threat to human life and results in a declaration of an
emergency by the President of the United States; the Governor of a
State, or their authorized representatives having authority to declare
emergencies; FMCSA; or other Federal, State, or local government
officials having authority to declare emergencies.
* * * * *
Residential heating fuel includes heating oil, natural gas, and
propane (also known as Liquefied Petroleum Gas or Petroleum Gas
Liquified).
* * * * *
0
3. Amend Sec. 390.5T as follows:
0
a. Revise the definitions of ``Direct assistance'' and ``Emergency'';
0
b. Remove the definition of ``Emergency relief''; and
0
c. Add, in alphabetical order, a definition of ``Residential heating
fuel''.
The revisions and addition read as follows:
Sec. 390.5T Definitions.
* * * * *
Direct assistance means transportation operations in which a motor
carrier or driver of a commercial motor vehicle (CMV) is supplementing
State and local efforts and capabilities to save lives or property or
to protect public health and safety as a result of an emergency as
defined in this section involving transportation and other relief
services provided by a motor carrier or its driver(s) incident to the
immediate restoration of essential services (e.g., electricity, medical
care, sewer, water, telecommunications, and telecommunication
transmissions) or essential supplies (e.g., food and fuel). It does not
include transportation related to long-term rehabilitation of damaged
physical infrastructure or routine commercial deliveries after the
initial threat to life and property has passed.
* * * * *
Emergency means any hurricane, tornado, storm (e.g., thunderstorm,
snowstorm, ice storm, blizzard, sandstorm, etc.), high water, wind-
driven water, tidal wave, tsunami, earthquake, volcanic eruption, mud
slide, drought, forest fire, explosion, blackout, or other occurrence,
natural or man-made, which interrupts the delivery of essential
services (e.g., electricity, medical care, sewer, water,
telecommunications, and telecommunication transmissions) or essential
supplies (e.g., food and fuel) or otherwise immediately threatens human
life or public welfare, provided such hurricane, tornado, or other
event results in a declaration of an emergency by the President of the
United States, the Governor of a State, or their authorized
representatives having authority to declare emergencies; by the Federal
Motor Carrier Safety Administration (FMCSA); or by other Federal,
State, or local government officials having authority to declare
emergencies; or a request by a police officer for tow trucks to move
wrecked
[[Page 75215]]
or disabled motor vehicles. Emergency does not include events from
economic conditions that are caused by market forces, including
shortage of raw materials or labor strikes, (e.g., driver shortages,
computer chip shortages, other supply chain issues) unless such event
causes an immediate threat to human life and results in a declaration
of an emergency by the President of the United States, the Governor of
a State, or their authorized representatives having authority to
declare emergencies; by FMCSA; or by other Federal, State, or local
government officials having authority to declare emergencies.
* * * * *
Residential heating fuel includes heating oil, natural gas, and
propane also known as Liquefied Petroleum Gas or Petroleum Gas
Liquified.
* * * * *
0
4. Revise Sec. 390.23 to read as follows:
Sec. 390.23 Automatic relief from regulations in this chapter.
(a) Presidential declaration of emergency. During an emergency
declared by the President of the United States pursuant to 42 U.S.C.
5191(b) or for 30 days from the date of the initial declaration of the
emergency, whichever is less, parts 390 through 399 of this chapter
shall not apply to any motor carrier or driver operating a commercial
motor vehicle, so long as the motor carrier or driver is providing
direct assistance.
(b) Regional declarations of emergency. Except as provided in
paragraph (b)(1) of this section, Sec. Sec. 395.3 and 395.5 of this
chapter shall not apply to a motor carrier or driver operating a
commercial motor vehicle so long as the motor carrier or driver is
providing direct assistance during an emergency declared by the
Governor of a State, their authorized representative, or FMCSA during
the emergency period or 5 days from the date of the initial declaration
of emergency, whichever is less.
(1) Residential heating fuel shortages. Parts 390 through 399 of
this chapter shall not apply to a motor carrier or driver operating a
commercial motor vehicle to provide residential heating fuel in the
geographic area designated in an emergency declaration issued by the
Governor of a State. If the Governor of a State declares an emergency
caused by a shortage of residential heating fuel and, at the conclusion
of the 30-day period immediately following the declaration, determines
that the emergency shortage has not ended, and extends the declaration
of an emergency for up to two additional 30-day periods, this
regulatory relief shall remain in effect up to the end of such
additional periods. The total length of the emergency shall not exceed
90 days.
(2) [Reserved]
(c) Local emergencies. Sections 395.3 and 395.5 of this chapter
shall not apply to a motor carrier or driver operating a commercial
motor vehicle so long as the motor carrier or driver is providing
direct assistance during an emergency declared by a Federal, State, or
local government official having authority to declare an emergency for
the period of such assistance or 5 days from the date of the initial
declaration of emergency, whichever is less.
(d) Tow trucks responding to emergencies. Section 395.3 of this
chapter shall not apply to a motor carrier or driver operating a
commercial motor vehicle so long as the motor carrier or driver is
providing direct assistance during an emergency when a request has been
made by a Federal, State, or local police officer for tow trucks to
move wrecked or disabled motor vehicles. This regulatory relief shall
not exceed the length of the motor carrier's or driver's direct
assistance in providing emergency relief or 24 hours from the time of
the initial request for assistance by the Federal, State, or local
police officer, whichever is less.
(e) Termination of regulatory relief. (1) Upon termination of
direct assistance to the emergency relief effort, the motor carrier or
driver is subject to all previously exempted sections with the
following exception: A driver may return empty to the motor carrier's
terminal or the driver's normal work reporting location without
complying with the previously exempted sections. However, a driver who
informs the motor carrier that he or she needs immediate rest must be
permitted at least 10 consecutive hours off duty before the driver is
required to return to such terminal or location. Having returned to the
terminal or other location, the driver must be relieved of all duty and
responsibilities.
(2) Direct assistance terminates when a driver or commercial motor
vehicle is used in interstate commerce to transport cargo not destined
for the emergency relief effort, or when the motor carrier dispatches
such driver or commercial motor vehicle to another location to begin
operations in commerce.
(3) When the driver has been relieved of all duty and
responsibilities upon termination of direct assistance to an emergency
relief effort, no motor carrier shall permit or require any driver used
by it to drive nor shall any such driver drive in commerce until the
driver has met the requirements of Sec. Sec. 395.3(a) and (c) and
395.5(a) of this chapter.
0
5. Revise Sec. 390.25 to read as follows:
Sec. 390.25 Extension or modification of relief from regulations in
this chapter--emergencies.
(a) FMCSA may extend the period of the regulatory relief or modify
the scope of emergency relief contained in Sec. 390.23. Interested
parties may also request an extension or modification by providing a
detailed explanation of the need for an extension or modification of
the relief. Any interested party seeking to extend the period of
regulatory relief shall send its request to the FMCSA emergency
declarations mailbox, [email protected], before the expiration
of the period of relief. FMCSA will determine if such relief is
necessary by evaluating the circumstances of the ongoing emergency, the
need for relief, and the nature of the relief to be provided.
(b) If FMCSA initiates or approves an extension of the regulatory
relief, it shall establish a new time limit and may place terms and
conditions on motor carriers or drivers relying upon the continued or
modified relief. These terms and conditions may include reporting
requirements concerning operations under the exemption.
Issued under authority delegated in 49 CFR 1.87.
Robin Hutcheson,
Administrator.
[FR Doc. 2022-26506 Filed 12-7-22; 8:45 am]
BILLING CODE 4910-EX-P