Update to Air Carrier Definitions, 74995-75020 [2022-25711]
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Federal Register / Vol. 87, No. 234 / Wednesday, December 7, 2022 / Proposed Rules
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 91, 110, 119, 121, 125,
136
[Docket No. FAA–2022–1563; Notice No. 23–
03]
RIN 2120–AL80
Update to Air Carrier Definitions
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
The FAA proposes to amend
the regulatory definitions of certain air
carrier and commercial operations. This
proposed rule would add powered-lift
to these definitions to ensure the
appropriate sets of rules apply to air
carriers’ and certain commercial
operators’ operations of aircraft that
FAA regulations define as powered-lift.
The FAA also proposes to update
certain basic requirements that apply to
air carrier oversight, such as the
contents of operations specifications
and the qualifications applicable to
certain management personnel. In
addition, this proposed rule would
apply the rules for commercial air tours
to powered-lift. This proposed rule is an
important step in the FAA’s integration
of new entrant aircraft in the National
Airspace System (NAS).
DATES: Send comments on or before
February 6, 2023.
ADDRESSES: Send comments identified
by docket number FAA–2022–1563
using any of the following methods:
Federal eRulemaking Portal: Go to
https://www.regulations.gov and follow
the online instructions for sending your
comments electronically.
Mail: Send comments to Docket
Operations, M–30; U.S. Department of
Transportation (DOT), 1200 New Jersey
Avenue SE, Room W12–140, West
Building Ground Floor, Washington, DC
20590–0001.
Hand Delivery or Courier: Take
comments to Docket Operations in
Room W12–140 of the West Building
Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Fax: Fax comments to Docket
Operations at 202–493–2251.
Privacy: In accordance with 5 U.S.C.
553(c), Department of Transportation
solicits comments from the public to
better inform its rulemaking process.
DOT posts these comments, without
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SUMMARY:
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edit, including any personal information
the commenter provides, to https://
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
https://www.dot.gov/privacy.
Docket: Background documents or
comments received may be read at
https://www.regulations.gov at any time.
Follow the online instructions for
accessing the docket or go to the Docket
Operations in Room W12–140 of the
West Building Ground Floor at 1200
New Jersey Avenue SE, Washington,
DC, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays.
FOR FURTHER INFORMATION CONTACT:
Jackie Clow, Aviation Safety Inspector,
Air Transportation Division, Flight
Standards Service, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591;
telephone: 202–267–8166; email:
jackie.a.clow@faa.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Legal Authority
III. Discussion of the Proposed Rule
A. Powered-Lift in Air Carrier Operations
B. Commercial Air Tours and Flights for
the Benefit of Charitable, Nonprofit, or
Community Events
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Determination
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility and
Cooperation
G. Environmental Analysis
V. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
C. Executive Order 13609, Promoting
International Regulatory Cooperation
VI. Additional Information
A. Comments Invited
B. Confidential Business Information
C. Electronic Access and Filing
I. Executive Summary
FAA regulations that apply to air
carrier operations define five kinds of
air carrier operations. The terms the
FAA uses for air carrier operations are
found in the applicability provisions for
the appropriate set of operating rules.
With this proposed rule, the FAA
incorporates powered-lift into the
definitions of five kinds of air carrier
operations—commuter, domestic, flag,
on-demand, and supplemental. The
current air carrier definitions, as well as
certain regulations that apply to other
commercial operations of aircraft, only
refer to ‘‘airplanes’’ and ‘‘rotorcraft.’’ To
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enable air carrier operations with
powered-lift, the FAA proposes adding
powered-lift to the definitions in § 110.2
of Title 14 of the Code of Federal
Regulations (14 CFR). This proposed
rule would also extend the applicability
of certain operating rules to poweredlift, such as the rules that apply to large
aircraft operations that are not common
carrier operations and rules that apply
to commercial air tours.
The FAA also proposes to update
various provisions within 14 CFR part
119 (Certification: Air Carriers and
Commercial Operators) to address air
carriers’ operations of powered-lift. This
proposed rule would amend certain
aircraft-specific provisions in § 119.1,
which outline the applicability of and
exceptions from part 119. This proposed
rule would add sight-seeing flights in
gliders to the exclusions from part 119.
Furthermore, this proposed rule would
amend the qualification requirements
for personnel in certain management
positions for air carriers, to ensure they
have appropriate experience in
powered-lift operations. This proposed
rule would make various technical
amendments to part 119 for clarity and
revise reflect current FAA practice
pertaining to the information included
in operations specifications. In addition,
the proposed rule will revise certain
recordkeeping requirements.
II. Legal Authority
The FAA’s authority to issue rules on
aviation safety is codified throughout
Title 49 of the United States Code. The
FAA issues this proposed rule under the
authority in section 106. Section 106(f)
establishes that the Administrator may
promulgate regulations and rules.
Subtitle VII, Aviation Programs,
describes in more detail the scope of the
agency’s authority. Furthermore, section
44701(a)(5) requires the Administrator
to promote safe flight of civil aircraft in
air commerce by prescribing regulations
and setting minimum standards for
other practices, methods, and
procedures necessary for safety in air
commerce and national security.
Section 44702 provides express
authority to the Administrator to issue
certificates under and oversee aviation
safety. In addition, section
44701(d)(1)(A) specifically states the
Administrator, when prescribing safety
regulations, must consider ‘‘the duty of
an air carrier to provide service with the
highest possible degree of safety in the
public interest.’’ Similarly, section
44705 requires the Administrator to
prescribe regulations for the issuance of
air carrier operating certificates when
the Administrator finds, after
investigation, that the holder of the
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certificate is properly and adequately
equipped and able to operate safely.
The FAA also proposes this rule in
accordance with sections 44711 and
44713. Section 44711(a)(4) prohibits a
person from operating as an air carrier
without an air carrier operating
certificate or in violation of a term of the
certificate. Similarly, section 44711(a)(5)
prohibits a person from operating
aircraft in air commerce in violation of
a regulation prescribed or a certificate
that the FAA issues under section
44701(a) or (b) or under sections 44702–
44716. In addition, section 44713
requires air carriers to hold and comply
with air carrier operating certificates
and make, or cause to be made,
inspections, repairs, or maintenance
used in air transportation. Such
regulations apply to operators by the
provisions of 14 CFR parts 110 and 119,
which this proposed rule would amend.
III. Discussion of the Proposed Rule
This proposed rule would apply part
121 (Operating Requirements: Domestic,
Flag, and Supplemental Operations),
part 125 (Certification and Operations:
Airplanes Having a Seating Capacity of
20 or More Passengers or a Maximum
Payload Capacity of 6,000 Pounds or
More; and Rules Governing Persons
Onboard Such Aircraft), part 135
(Operating Requirements: Commuter
and On Demand Operations and Rules
Governing Persons Onboard Such
Aircraft) and part 136 (Commercial Air
Tours and National Parks Air Tour
Management) to certain types of
operations in powered-lift. This
proposed rule would also amend
§ 91.146 (Passenger-carrying flights for
the benefit of a charitable, nonprofit, or
community event) and § 91.147
(Passenger carrying flights for
compensation or hire) to enable
powered-lift into these types of
operations. To use consistent aircraft
terms throughout parts 110 and 119, the
FAA is also proposing to change the
term helicopter to rotorcraft within
§§ 91.146, 91.147 and part 136.
Therefore, all applicability regulations
used in commercial service will use the
same aircraft terms.
The FAA is engaging in a multi-step
process of updating the regulations that
apply to aircraft that traditionally have
not operated under these parts. Overall,
the FAA maintains a risk-based
approach to the integration of new
entrant aircraft into the national
airspace system. When operations
present a higher level of risk, based on
volume of passengers carried and
frequency of operation, the FAA will
subject such operations to a regulatory
framework designed to mitigate those
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risks. In addition to this rulemaking, the
FAA is proposing a Special Federal
Aviation Regulation (SFAR),
‘‘Integration of Powered-Lift: Pilot
Certification and Operations’’ (RIN
2120–AL72), to establish temporary
operating and airman certification
regulations for powered-lift. The SFAR
will enable industry to begin operating
powered-lift while FAA gathers data to
develop permanent regulations through
a future rulemaking. The FAA plans to
use the information gathered in this
interim process to update its regulations
to address powered-lift operations
broadly.
A. Powered-Lift in Air Carrier
Operations
Title 14 CFR 1.1 defines powered-lift
as ‘‘a heavier-than-air aircraft capable of
vertical takeoff, vertical landing, and
low speed flight that depends
principally on engine-driven lift devices
or engine thrust for lift during these
flight regimes and on nonrotating
airfoil(s) for lift during horizontal
flight.’’ This low airspeed capability
could result from aircraft configuration
changes such as tilt-wing, tiltrotor, or
tilt-propeller; thrust vectoring; direct-lift
engines; or other means. In addition, the
FAA has previously described poweredlift as being useful for civil applications,
as these types of aircraft have ‘‘vertical
take-off and landing and hovering
capability like helicopters,’’ and are able
to ‘‘fly at higher airspeeds like
airplanes.’’ 1
At present, various manufacturers are
developing powered-lift for civilian use.
These aircraft vary in size and
passenger-seating configurations and
employ both new and traditional kinds
of propulsion systems. The operations
conceptualized include vertical takeoff
and landing capability, transition from
low airspeed to high-speed horizontal
flight, and sustained level forward
flight.
Operations with powered-lift could
offer many benefits over traditional
rotorcraft. For example, some poweredlift may be capable of transporting
heavier loads at higher altitudes and
faster cruise speeds than a rotorcraft,
while maintaining vertical takeoff and
landing capability. Such capability may
increase efficiency in transporting crew
and material to remote locations such as
offshore oil rigs. Operators may also
seek to use powered-lift for transporting
passenger’s point-to-point; for example,
such transportation could occur from a
heliport and proceed at turboprop
1 Pilot, Flight Instructor, Ground Instructor, and
Pilot School Certificate Rules, 60 FR 41160, 41165
(Aug. 11, 1995).
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airspeeds and ranges. Other
opportunities may also exist in
concentrated urban environments,
where short point-to-point distances
coupled with vertical capability may
allow for more efficient transportation
of passengers or cargo than existing
ground transportation methods.
Application of the appropriate set of
rules for powered-lift in a range of
certificate holders’ operations would
serve as both a risk mitigation measure
and a framework for FAA oversight, as
necessary to achieve the requisite level
of safety.
The requirements of part 119 apply
both to air carriers and other
commercial operators. Part 119 provides
the process for obtaining and
maintaining an operating certificate.
This proposed rule would apply the
appropriate requirements of part 119 to
powered-lift operations.
1. Applicability of Operating Rules
This proposed rule would amend the
following definitions in § 110.2 to
include powered-lift: commuter
operation, domestic operation, flag
operation, on-demand operation, and
supplemental operation. Therefore, the
rules and applicability sections in 14
CFR chapter 1, subchapter G would
include use of powered-lift in the kinds
of operations. Amending these
definitions along with other provisions
of part 119 would enable powered-lift to
engage in operations consistent with the
applicable statutory framework that
applies to air carrier and commercial
operations.
i. Operations Under Parts 121 and 135
Part 121 applies to three distinct
kinds of operations of air carriers:
domestic, flag, and supplemental. Both
domestic and flag operations under part
121 currently consist of any scheduled
flight operation 2 using turbojet powered
airplanes, or airplanes that have a
passenger-seat configuration of more
than 9 passenger seats,3 or that have a
payload capacity of more than 7,500
2 For purposes of determining which types of
operations are ‘‘scheduled,’’ the FAA uses its
definition at § 110.2, which provides, ‘‘[s]cheduled
operation means any common carriage passengercarrying operation for compensation or hire
conducted by an air carrier or commercial operator
for which the certificate holder or its representative
offers in advance the departure location, departure
time, and arrival location. It does not include any
passenger-carrying operation that is conducted as a
public charter operation under part 380 of this
chapter.’’
3 Throughout this description of the kinds of
operations, each use of the term ‘‘passenger-seat
configuration’’ for numerical thresholds and
limitations excludes the number of crewmember
seats. This is consistent with the existing text of
each definition.
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pounds. Domestic operations occur
between any points within the 48
contiguous states of the United States or
the District of Columbia or solely within
any state, territory, or possession of the
United States. Unlike domestic
operations, flag operations are those that
occur between any point within the
State of Alaska, the State of Hawaii, or
any territory or possession of the United
States, and any point outside the State
of Alaska or the State of Hawaii or any
territory or possession of the United
States, respectively. Flag operations also
include scheduled operations in
airplanes that occur between any point
within the 48 contiguous States of the
United States or the District of Columbia
and any point outside the 48 contiguous
States of the United States and the
District of Columbia, as well as those
that occur between any point outside
the United States and another point
outside the United States.
Supplemental operations under part
121 include any common carriage
operation for compensation or hire
using airplanes that have a passengerseat configuration of more than 30 seats
or that have a payload capacity of more
than 7,500 pounds. Supplemental
operations also include those in which
the airplane is also used in domestic or
flag operations and is listed in the
operations specifications for such
operations when the airplane is either
propeller-powered and has more than 9
and less than 31 passenger seats, or
turbojet-powered and has 1 or more and
less than 31 passenger seats. The
definition of ‘‘supplemental operation’’
also specifies that the operations are
either all-cargo operations, passengercarrying public charter operations under
part 380, or operations for which the
departure time and location, as well as
the arrival location, are specifically
negotiated.
Part 135 applies to two kinds of
operations: on-demand and commuter.
On-demand operations are those
either conducted as a public charter
under part 380 or any operations in
which the departure time and location
and arrival location are specifically
negotiated with the customer and are: in
rotorcraft; common carriage operations
with airplanes (including turbojetpowered airplanes) that have a
passenger-seat configuration of 30 seats
or fewer and a payload capacity of 7,500
pounds or less; or noncommon or
private carriage operations conducted
with airplanes having a passenger-seat
configuration of less than 20 seats and
a payload capacity of less than 6,000
pounds. On-demand operations also
include scheduled passenger-carrying
operations that consist of less than five
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round-trips per week on at least one
route between two or more points
according to its published flight
schedules in airplanes (other than
turbojet-powered airplanes) that have a
maximum passenger-seat configuration
of 9 seats or less and a maximum
payload capacity of 7,500 pounds or
less, or in any rotorcraft. Finally, ondemand operations also include allcargo operations conducted with
airplanes having a payload capacity of
7,500 pounds or less, or with rotorcraft.4
Commuter operations are scheduled
operations 5 conducted by any person
operating airplanes (other than turbojetpowered airplanes) that have a
maximum passenger-seat configuration 6
of 9 seats or less and a maximum
payload capacity of 7,500 pounds or
less, as well as all rotorcraft, when such
operations conduct at least five round
trips per week on at least one route
between two or more points according
to its published flight schedules.
Part 121 currently applies to any
turbojet-powered airplane with one or
more passenger seats used for scheduled
operations. Scheduled operations under
part 135 that are generally ‘‘commuter’’
operations are limited to 9 seats or fewer
and cannot occur in turbojet airplanes.
The FAA previously determined that
the operations of small turbojets, which
are used for operations such as
transoceanic, long range and
international, are like the operations of
large air carriers.7 To ensure safety of
passengers carried in those kinds of
operations, the provisions of part 121
apply to scheduled operations of
turbojet airplanes. This proposed rule
would include turbojet-powered
powered-lift alongside the term
‘‘turbojet powered airplane’’ to ensure
consistency in applying the appropriate
risk mitigation measures for operations
of turbojet-powered aircraft.
Under this proposed rule, part 121
would apply to operations that air
carriers conduct with powered-lift when
they fulfill the criteria of the definitions
of domestic, flag, and supplemental
operations, while part 135 would apply
to operations that certificate holders
conduct with powered-lift that meet the
4 As noted above, ‘‘all-cargo air transportation’’
means ‘‘the transportation by aircraft in interstate
air transportation of only property or only mail, or
both.’’ 49 U.S.C. 40102(a)(10).
5 The definition of ‘‘scheduled operation’’ is
codified at 14 CFR 110.2.
6 Throughout this description of the kinds of
operations, each use of the term ‘‘passenger-seat
configuration’’ for numerical thresholds and
limitations excludes crewmember seats. This is
consistent with the existing text of each definition.
7 Commuter Operations and General Certification
and Operations Requirements, 60 FR 65832, 65838
(Dec. 20, 1995).
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criteria of commuter and on-demand
operations. Many of the requirements in
part 121 are distinct from the
requirements that apply to operations
under part 135. In this regard, the
aircraft passenger-seat configuration and
payload capacity maximums that
differentiate applicability of parts 121
and 135, are longstanding, regulatory
distinctions with which certificate
holders are familiar and are appropriate
for applying to powered-lift.8 The FAA
has crafted operating rules designed to
mitigate the risks of operations of
aircraft operating under parts 121 and
135. As a result, the scaled approach of
risk mitigations in both parts remains
appropriate because powered-lift that
are large and carry passengers in
scheduled operations generally present
a higher level of risk.
a. 121 Applicability
Section 121.1 establishes the
applicability of part 121, which
prescribes the rules governing air carrier
operations conducted under domestic,
flag, or supplemental operations.
Section 121.1(g) currently states, ‘‘This
part also establishes requirements for
operators to take actions to support the
continued airworthiness of each
airplane.’’ Section 121.1(g) is the only
paragraph in section 121.1 that
currently uses the term ‘‘airplane.’’ The
FAA proposes to revise paragraph (g) to
apply to ‘‘aircraft’’ instead of ‘‘airplane.’’
This change in section 121.1 is
necessary to correspond to the changes
in parts 110 and 119 to extend the
applicability of these parts to poweredlift.
The FAA also proposes to make a
technical correction to section 121.1(c)
by removing ‘‘SFAR No. 58’’ and
replacing it with ‘‘subpart Y’’ which was
codified on September 16, 2005.
b. Certain Flight Time Limitations and
Rest Requirements Under Part 121
With regard to flight time limitations
and rest requirements, this proposed
rule would amend §§ 121.470, 121.480,
and 121.500 to replace the word
‘‘airplanes’’ with the term ‘‘aircraft.’’
Section 121.470 applies the provisions
of part 121, subpart Q to domestic allcargo operations; § 121.480 applies the
provisions of part 121, subpart R to flag
all-cargo operations; and § 121.500
applies the provisions of part 121,
8 In Commuter Operations and General
Certification and Operations Requirements, the
FAA cited its 1953 rulemaking in which the FAA
set forth the requirement that airplanes with a
maximum certificated takeoff weight of 12,500
pounds or less would be permitted to carry fewer
than 10 passengers in on-demand air taxi service.
60 FR 65832, 65835 (Dec. 20, 1995).
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subpart S to supplemental all-cargo
operations. These sections all contain an
exception that is available for certificate
holders conducting operations with
airplanes having a passenger-seat
configuration of 30 seats or fewer
(excluding each crewmember seat) and
a payload capacity of 7,500 pounds or
less: in such airplanes, certificate
holders may opt to comply with the
requirements of §§ 135.261 through
135.273, rather than the provisions in
subparts Q, R, or S of part 121.
Permitting this option for powered-lift
that conduct operations in aircraft with
a seat configuration of 30 seats or fewer
(excluding each crewmember seat and a
payload capacity of 7,500 pounds or less
is appropriate because the FAA has
previously determined that specific
flight time limitations and rest
requirements of §§ 135.261 through
135.273 adequately address the risk
associated with lack of rest in such
operations.9
In addition, § 121.470 contains an
exception for operations conducted
entirely within Alaska or Hawaii with
airplanes having a passenger-seat
configuration of more than 30 seats
(excluding each crewmember seat) or a
payload capacity of more than 7,500
pounds: these airplanes may comply
with subpart R of part 121 instead
(pertaining to flag all-cargo
operations).10 Permitting this option for
powered-lift that conduct such
operations entirely within the States of
Alaska or Hawaii is appropriate for the
same reasons the FAA permits this
exception for similarly sized airplanes.
Thus, for such operations, the specific
flight time limitations and rest
requirements of subpart R adequately
address the risk associated with lack of
rest.11
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ii. Operations Under Part 125
As with the applicability of parts 121
and 135 to distinct types of air carrier
9 The FAA states in the preamble to the 2012 final
rule, Flightcrew Member Duty and Rest
Requirements, that it attempted to impose the least
possible burden on air carriers, consistent with the
need to improve safety. Consequently, the rule
imposes stringent limits in safety-critical areas and
less stringent limits in other areas. For example, the
FAA recognizes that the costs for all-cargo
operations to comply with more stringent duty and
rest requirements would ‘‘significantly exceed the
quantified societal benefits.’’ See Flightcrew
Member Duty and Rest Requirements, 77 FR 330,
332 (Jan. 4, 2012).
10 The FAA allows all-cargo operations conducted
entirely within the States of Alaska or Hawaii to
comply with the flight time limitations under
subpart R—pertaining to flag operations—because
those operations are included under the definition
of ‘‘flag operation’’ in 14 CFR 110.2.
11 Flightcrew Member Duty and Rest
Requirements, 77 FR 330, 331 (Jan. 4, 2012); 78 FR
69287 (Nov. 19, 2013).
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operations, part 119 states that operators
conducting noncommon carriage are
subject to the rules of either part 125 or
part 135.
When noncommon carriage occurs in
an airplane having a passenger seat
configuration of less than 20 seats,
excluding crewmember seats, and a
payload capacity of less than 6,000
pounds, § 119.23(b) requires those
operations to be conducted under part
135 as on-demand operations. When
noncommon carriage occurs in an
airplane having a seating configuration
of 20 or more passengers or a maximum
payload capacity of 6,000 pounds or
more, part 125 applies. This proposed
rule would amend the applicability
provisions relevant to noncommon or
private carriage operations such that
those provisions would include
powered-lift. This proposed rule would
amend paragraphs (a), (b), (c), and (e) of
§ 125.1, to add the term ‘‘powered-lift’’
or, where appropriate, ‘‘aircraft.’’ These
amendments incorporate powered-lift
into the statements regarding
applicability of part 125 requirements.
Large powered-lift, due to their size,
weight, and passenger capacity, present
a level of risk that part 125 mitigates.
Requiring large powered-lift conducting
noncommon carriage operations to
comply with part 125 would ensure an
appropriate level of safety. These
requirements and standards mitigate
safety risks of large aircraft operating
under part 125; extending them to
noncommon carriage operations of large
powered-lift is consistent with the
FAA’s strategy for mitigating risks. The
FAA’s proposed amendments to
§§ 119.23 and 125.1 would clarify that
operators that conduct noncommon
carriage operations in powered-lift
would do so under the rules of part 125,
provided they fall within the scope
outlined in § 119.23(a). This proposed
rule would also change the term from
‘‘airplane’’ to ‘‘aircraft’’ in the title of
part 125 and amend § 125.23 to change
the word ‘‘airplane’’ to ‘‘aircraft,’’ as
§ 125.23 generally addresses
applicability of certain rules and
standards concerning operations.
2. Requirements and Applicability of
Part 119
Part 119 contains basic requirements
that apply to each person that operates
or intends to operate a civil aircraft as
an air carrier or commercial operator, or
both, in air commerce. These
requirements, which include the
obligation to maintain current
operations specifications and employ
management personnel who are
sufficiently qualified to oversee certain
aspects of the certificate holder’s
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operation, are a critical means by which
the FAA oversees air carrier and
commercial operations. This proposed
rule would amend provisions
concerning the applicability of other
rules, management personnel
qualifications, and exceptions from the
applicability of part 119. The
incorporation of powered-lift into such
provisions would provide consistency
in FAA oversight of air carrier and
commercial operations.
The FAA also proposes to revise
§ 119.1(a) to apply part 119 to airplanes
and powered lift conducting
noncommon carriage or private carriage
operations for compensation or hire
with a passenger-seat configuration of
less than 20 seats and a payload
capacity of less than 6,000 pounds. This
proposed amendment is consistent with
the existing § 119.23, which requires
airplanes meeting those specifications to
comply with certain certification,
operations, and operations
specifications requirements.
Similarly, the FAA also proposes to
amend § 119.5(c) to include powered-lift
operations in the description of which
persons will be issued an Operating
Certificate for operations when common
carriage is not involved. The FAA also
proposes to amend §§ 119.21 and 119.23
to apply appropriate requirements to
powered-lift operations of commercial
operators engaged in intrastate common
carriage or operations when common
carriage is not involved, respectively.
The existing types of operations
excluded from part 119 are: student
instruction; aerial work operations;
nonstop commercial air tours that fulfill
certain criteria; ferry or training flights;
sightseeing flights in hot air balloons;
nonstop flights conducted within 25
statute miles of the airport of takeoff
that are for the purpose of intentional
parachute operations; helicopter flights
conducted within a 25 statute-mileradius of the airport of takeoff that fulfill
certain limiting criteria; operations that
occur under part 133 (Rotorcraft
External-Load Operations) or part 375
(Navigation of Foreign Civil Aircraft
Within the United States); emergency
mail service operations; operations
conducted under § 91.321 (Carriage of
candidates in elections); and small
unmanned aircraft systems operations
conducted under part 107 (Small
unmanned aircraft systems).
Many operations subject to exclusion
do not specify the type of aircraft
eligible for the exclusion; however,
some exclusions apply only to
helicopters or only to airplanes and
helicopters. Specifically, a subset of the
exclusion for operations used in
construction or repair work currently
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applies only to helicopter flights. In
addition, the exclusion that covers
nonstop commercial air tours is specific
to operations in either airplanes or
helicopters. An exclusion also exists for
helicopter flights conducted within a
25-statute-mile radius of the airport of
takeoff that meet certain, specific
criteria. This proposed rule would
broaden each of these exclusions to
cover operations conducted in both
powered-lift and rotorcraft.
The proposed use of the term
‘‘rotorcraft’’ 12 throughout § 119.1 will
ensure consistency with other
applicability provisions of part 119. For
example, § 119.25 states that each
person that conducts rotorcraft
operations for compensation or hire
must do so in accordance with the
applicable rules of part 135. In addition,
the definitions of ‘‘commuter’’ and ‘‘ondemand’’ codified in § 110.2 use only
the term ‘‘rotorcraft.’’ Accordingly,
using the term ‘‘rotorcraft,’’ as defined
in § 1.1, consistently throughout part
119, rather than the term ‘‘helicopter,’’
is appropriate.
The proposed rule would replace
‘‘helicopter’’ with ‘‘rotorcraft’’ and add
‘‘powered-lift’’ to the exclusion
described at § 119.1(e)(4)(v). Section
119.1(e)(4) lists six specific types of
aerial work operations to which part 119
does not apply. These operations
include crop dusting, banner towing,
aerial photography or surveying,
firefighting, construction and repair
work, and powerline and pipeline
patrol. The existing regulatory text that
excludes operations for construction
and repair work under § 119.1(e)(4)(v)
specifically applies only when the
operator uses helicopters. Examples of
aerial work operations that fulfill the
exception criteria of § 119.1(e)(4)(v)
include replacing air conditioners in
large buildings; work on photovoltaic
cells, cellular towers, and other types of
towers; and performing construction in
buildings in which the movement of
heavy construction loads up several
levels via rotorcraft saves energy and
time. The FAA anticipates powered-lift
would perform functions in aerial work
in much the same manner as rotorcraft
currently do. Moreover, the vertical
takeoff and landing options powered-lift
offer, their ability to hover, and the
capability of some powered-lift to carry
heavier loads than many rotorcraft may
prompt operators to use them for
construction or repair work. Allowing
powered-lift to operate under this
exception poses low risk to the general
public. Typically, operators conduct
aerial work operations in limited areas
with low exposure to the public, or, if
conducted in metropolitan areas, in
areas that are appropriately cordoned
off. Moreover, the risk to the general
public remains low due to the limitation
of the work; its infrequent nature; and
the containment practices operators use
to limit such risk.
The FAA also proposes to broaden the
exclusion in § 119.1(e)(7) to permit
those flights to occur using powered-lift
or rotorcraft, rather than only
helicopters. Section 119.1(e)(7) excludes
from the applicability of part 119
helicopter flights conducted within a
25-statute-mile radius of the airport of
takeoff if no more than two passengers
are carried; each flight occurs under day
visual flight rules (VFR) conditions; the
helicopter used is certificated with a
standard airworthiness certificate and
complies with certain inspection
requirements; the operator notifies a
certain FAA office prior to the
operation; the total number of flights
does not exceed six per year; the
Administrator has approved each flight;
and the flight does not carry any cargo.
The FAA historically excluded the
helicopter flights described in
§ 119.1(e)(7) based on the conclusion
that such operations do not warrant the
level of oversight that part 119 requires.
In addition, this proposed rule would
add operations conducted in gliders to
the exception that applies to sightseeing
flights. Currently, the text of
§ 119.1(e)(5) only excludes from the
applicability of part 119 sightseeing
flights conducted in hot air balloons.
The proposed addition of gliders to this
exception will ensure the regulatory text
of § 119.1(e)(5) reflects the FAA’s
current practices of permitting glider
operations under this exception from
part 119 and is consistent with the level
of risk mitigation necessary for such
operations.
Lastly, this proposed rule will add
powered-lift to § 119.1(e)(2), which
currently excludes certain nonstop
commercial air tour flights conducted in
either an airplane or helicopter from the
applicability of part 119.
12 With respect to aircraft certification, rotorcraft
are a ‘‘class’’ of aircraft as defined in § 1.1, while
helicopters are a kind of rotorcraft. Section 1.1
defines ‘‘class’’ as ‘‘a broad grouping of aircraft
having similar characteristics of propulsion, flight,
or landing. Examples include: airplane, rotorcraft,
glider . . . .’’ Section 1.1 defines ‘‘helicopter’’ as ‘‘a
rotorcraft that, for its horizontal motion, depends
principally on its engine-driven rotors.’’
i. Records Regarding Operations
Each certificate holder subject to part
119 must maintain operations
specifications. The FAA approves all
operations specifications, which must
include a variety of information, such as
the types of aircraft, routes, and airports
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the certificate holder uses, among other
items.
This proposed rule would narrow the
current requirement in § 119.49. The
existing text of § 119.49(a)(12), (b)(12),
and (c)(11) requires operations
specifications to contain ‘‘[a]ny
authorized deviation and exemption’’
issued under 14 CFR chapter 1. By its
plain language, the aforementioned
paragraphs broadly require operations
specifications to contain copies of all
deviations and exemptions granted from
any requirement under chapter 1.
The FAA has determined this
requirement is too broad, as it obligates
certificate holders to ensure their
operations specifications contain
exemptions and deviations that also
apply to the aircraft the certificate
holder uses. Such a requirement is
unnecessary because information
concerning design standards and other
airworthiness aspects that apply to an
aircraft are available in other records.
Operators of the aircraft are aware of
deviations and exemptions from design
standards because the paperwork that
accompanies the aircraft contains
adequate information. For example, the
aircraft’s type certificate data sheet
refers to applicable exemptions.13 In
such cases, it is unnecessary for the
certificate holder’s operations
specifications to contain deviations or
exemptions if those deviations or
exemptions apply to the aircraft and do
not have a corresponding operating rule.
The FAA is mindful of the fact that
many rules that address aircraft
equipage and functionality, however,
include both an aircraft and operating
component. To obtain relief from such
a rule, the operator would need to
receive exemption or permission to
deviate from aircraft-specific
requirements, and operations
specifications would need to contain
records of such exemptions or
deviations from such rules. For
example, § 91.203(d) prohibits any
person from operating a civil airplane
(domestic or foreign) into or out of an
airport in the United States unless it
complies with the fuel venting and
exhaust emissions requirements of 14
CFR part 34. As a result, while under
this proposed rule operations
specifications would not need to
contain any exemption from a
requirement of part 34 as this exemption
would be identified in the aircraft
records; however, they would need to
13 See 14 CFR 21.41 (‘‘Type certificate’’), which
states each type certificate includes the type design,
operating limitations, certificate data sheet, the
applicable regulations with which the FAA records
compliance, and any other conditions or limitations
prescribed for the product in part 21, subpart B.
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note the existence of an exemption from
§ 91.203(d) because this relief would not
otherwise be noted in any record
associated with the operation itself.
Similar rules exist throughout subpart C
of part 91, as well as subparts J and K
of part 121 and subpart C of part 135.
This proposed rule would require that
operations specifications contain only
exemptions and deviations the FAA has
granted that apply to the certificate
holder.
Similar to this proposed rule’s
amendments to § 119.49(a)(12), (b)(12),
and (c)(11), this proposed rule would
also revise § 91.1015(a)(9) in a similar
manner. Section 91.1015(a)(9) applies to
management specifications that persons
who participate in a fractional
ownership program under part 91,
subpart K, maintain. Currently,
§ 91.1015(a)(9) requires each set of
management specifications to contain
each deviation or exemption that the
participant receives for any requirement
of 14 CFR chapter 1. Requiring a listing
or copies of exemptions that apply to
the aircraft rather than the operator is
unnecessary for the FAA’s oversight of
participants’ operations under part 91,
subpart K.
ii. Management of Operation
This proposed rule would amend the
qualification and experience
requirements by changing the term
airplane to aircraft as appropriate. For
certificate holders that conduct
operations under part 121, this rule
would also require at least one Chief
Pilot for each category of aircraft that
each certificate holder uses, when the
certificate holder uses both airplanes
and powered-lift.
Sections 119.65 through 119.71 set
forth management personnel
requirements that certificate holders
must fulfill to ensure the highest degree
of safety in their operations. In requiring
qualified personnel hold certain
management positions, the FAA
emphasized that certificate holders’
employment of management personnel
who are experienced and committed to
ensuring safety is an important means of
ensuring compliance with the rules that
apply to the operations.14
Section 119.69 contains requirements
for certificate holders who conduct
operations under part 135. Section
119.69(a) states certificate holders must
have a Director of Operations, Chief
Pilot, and Director of Maintenance.
Section 119.71 sets forth the specific
qualification standards that each person
14 Commuter Operations and General
Certification and Operations Requirements, 60 FR
65832, 65885–86 (Dec. 20, 1995).
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who holds any of these positions must
meet. This proposed rule would not
amend the qualification standards listed
at § 119.71 because they are not specific
to any particular type of aircraft. As a
result, they need not change to ensure
management personnel have adequate
experience when managing regulatory
compliance with certificate holders’
operations about airplanes, rotorcraft, or
powered-lift.
Under § 119.65(a), which lists
management positions that certificate
holders conducting operations under
part 121 must maintain, each certificate
holder must have a Director of Safety,
Director of Operations, Chief Pilot,
Director of Maintenance, and Chief
Inspector. With the exception of the
Director of Safety position, each person
who holds any of the positions
identified in § 119.65 must meet specific
qualification standards set forth in
§ 119.67.
In some cases, candidates who seek to
hold a management personnel position
listed at § 119.65 might not fulfill the
experience requirements but could be
qualified in another manner. In such
cases, § 119.67(e) provides the FAA’s
Flight Standards Service the discretion
to issue a deviation. Such deviations are
based on Flight Standards finding that
the candidate can fulfill the duties of
the position that he or she seeks to hold.
This proposed rule would also
remove the routing codes from the
regulatory text of § 119.67(e), as the
FAA no longer uses such codes in its
regulations.
Furthermore, § 119.65(b) provides the
FAA with discretion to approve
positions or numbers of positions other
than those listed in § 119.65(a) if the
certificate holder shows it can perform
the operation with the highest degree of
safety under the direction of fewer or
different categories of management
personnel. In making such a
determination, the FAA considers the
kind of operation involved, the number
and types of airplanes used, and the
area of operations.
This proposed rule would amend the
qualification and experience
requirements applicable to Directors of
Operations, Chief Pilots, Directors of
Maintenance, and Chief Inspectors for
certificate holders that conduct
operations under part 121 because these
qualification standards are currently
specific to airplanes. Incorporating
certain powered-lift operations into the
requirements of part 121 requires
amending these qualification
requirements applicable to management
personnel who supervise a certificate
holder’s operations.
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a. Director of Operations
Currently, § 119.67(a)(2) (Management
personnel: Qualifications for operations
conducted under part 121 of this
chapter) specifically requires Directors
of Operations to have experience in
‘‘airplanes.’’ To broaden this section to
cover Directors of Operations for
certificate holders that use powered-lift,
this proposed rule would use the
general term ‘‘aircraft’’ in that
paragraph. Therefore, for certificate
holders that conduct operations under
part 121, this proposed rule would
require the Director of Operations to
have at least 3 years of supervisory or
managerial experience within the last 6
years in a position that exercised
operational control over any operations
conducted with large aircraft under part
121 or part 135. In the alternative, if the
certificate holder uses only small
aircraft in its operations, then the
Director of Operations may obtain this
experience in large or small aircraft. The
proposed references to ‘‘large aircraft’’
and ‘‘small aircraft’’ would have the
same meanings as defined in § 1.1:
‘‘Large aircraft means aircraft of more
than 12,500 pounds, maximum
certificated takeoff weight,’’ and ‘‘Small
aircraft means aircraft of 12,500 pounds
or less, maximum certificated takeoff
weight.’’
Section 119.67(a)(3) also currently
requires anyone who serves in a
Director of Operations role for a
certificate holder that conducts
operations under part 121 to have at
least three years of experience as pilotin-command of a large airplane, if the
certificate holder uses large airplanes. If
the certificate holder uses small
airplanes, then experience in either
large or small airplanes will satisfy this
requirement. If the person is serving as
a Director of Operations for the first
time ever, then this experience must
have occurred within the prior six years.
Under this proposed rule, a person who
would serve as Director of Operations
would need to have experience as pilotin-command in at least one of the
categories of ‘‘aircraft’’ the certificate
holder uses in its operations. In using
the term ‘‘category’’ in this context, this
proposed rule would mean the broad
classification of aircraft regarding the
certification, ratings, privileges, and
limitations of airmen. Such categories
include airplane, rotorcraft, and
powered-lift, among others, as listed at
§ 61.5(b)(1). In addition, the term ‘‘uses’’
refers to the types of aircraft that are
listed on the certificate holder’s
operations specifications, pursuant to
§ 119.49(a)(4), (b)(4), and (c)(5).
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b. Chief Pilot
This proposed rule would amend the
existing regulatory text that contains
Chief Pilot qualification requirements
such that the text would include the
term ‘‘aircraft,’’ where appropriate. In
addition, the FAA proposes
amendments to the Chief Pilot
requirements that will ensure the Chief
Pilot’s qualifications are commensurate
to the aircraft category the certificate
holder is operating. In proposing these
amendments, the FAA intends to ensure
the management personnel team
remains adequately prepared and
qualified to address risks that operations
of each category of aircraft may present.
To be qualified to serve as a Chief
Pilot, a person must meet the
qualifications of § 119.67(b). These
qualifications include holding an airline
transport pilot (ATP) certificate with
appropriate ratings for at least one of the
airplanes the certificate holder uses. The
term ‘‘appropriate ratings’’ means the
ratings a pilot must hold to serve as a
pilot-in-command of an airplane in the
certificate holder’s operations.
This proposed rule would require the
Chief Pilot for powered-lift to hold an
ATP certificate and be appropriately
rated in at least one of the powered-lift
the certificate holder uses. This
requirement is important because the
Chief Pilot must maintain a detailed
level of understanding of the particular
aircraft the certificate holder operates to
communicate effectively with the pilots
who serve in a certificate holder’s
operations while performing his or her
oversight duties.
The FAA is aware that such
‘‘appropriate ratings’’ may vary
considerably. For example, pilot type
ratings or class ratings for certain
powered-lift might not yet exist. In such
cases, the requirement for the Chief
Pilot to have an ATP certificate with
appropriate ratings means the Chief
Pilot would need to hold an ATP
certificate in the appropriate category of
aircraft, as well as the appropriate class
or type rating for the aircraft the
certificate holder uses in conducting
operations under part 121. If both a
class and type rating exist for the
aircraft, then the Chief Pilot must have
both ratings.
This proposed rule would also clarify
that the ATP certificate with appropriate
ratings must be for an aircraft the
certificate holder uses in operations
‘‘under part 121.’’ This clarification
would ensure certificate holders who
may hold authority to conduct
operations under both part 121 and part
135 know that they must have a Chief
Pilot who holds an ATP certificate with
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appropriate ratings for an aircraft used
in part 121 operations. In the interest of
ensuring clarity, this proposed rule
would add the phrase ‘‘under part 121’’
to § 119.67(b).
Currently, a candidate who seeks to
become a Chief Pilot must have a
minimum of three years’ experience as
pilot-in-command of a large airplane
operated under either part 121 or part
135, if the certificate holder operates
large airplanes. If the certificate holder
uses only small airplanes, then the Chief
Pilot’s experience as pilot-in-command
may be in either small or large
airplanes. As with the Director of
Operations qualifications discussed
previously, this proposed rule would
amend ‘‘large airplane[s]’’ and ‘‘small
airplane[s]’’ to ‘‘large aircraft’’ and
‘‘small aircraft.’’ These terms are
defined at 14 CFR 1.1.
This proposed rule would require the
Chief Pilot to have pilot-in-command
experience in the category of aircraft for
which he or she will exercise
responsibility. In addition, the three
years of experience as pilot-in-command
must have occurred under either part
121 or part 135 and must have occurred
within the past six years if the Chief
Pilot candidate has not previously
served as a Chief Pilot.
The FAA proposes to amend
§ 119.65(a)(3) to require one Chief Pilot
for each category of aircraft because the
Chief Pilot must have a detailed
understanding of the particular aircraft
the certificate holder operates. This
level of expertise is a key component of
the FAA’s rationale for proposing one
Chief Pilot for each category of aircraft
the certificate holder uses; in this
regard, the Chief Pilot’s duties and
responsibilities generally arise from the
specific kind of aircraft with which the
certificate holder provides air
transportation services. The agency has
long emphasized that it adopted the
Chief Pilot experience requirements to
ensure familiarity with operations of a
certificate holder, and that such
familiarity is critical to attain prior to
assuming the responsibilities of Chief
Pilot.15
Chief Pilots often oversee the
development of policy in addition to
holding individual pilots accountable
for adherence to the certificate holder’s
manual and procedures. Operations of
airplanes and powered-lift will likely be
subject to provisions in the manuals that
are distinct. For example, provisions in
manuals concerning dispatch and flight
release, flight operations, ground
15 See Provision for Deviations from
Qualifications Requirements for Chief Pilots, 34 FR
7175 (Apr. 30, 1969).
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services and loading of the aircraft,
fueling, deicing, ramp procedures, and
various other critical aspects of
operation within the manuals will
require the Chief Pilot to have
specialized knowledge relevant to the
category of aircraft. Chief Pilots must
also be able to communicate effectively
with the pilots they supervise,
especially concerning the certificate
holder’s training program for pilots. In
this regard, training for powered-lift
proficiency will be distinct from
training for airplanes. Furthermore,
Chief Pilots are involved in planning
future routes and contracts for new
aircraft, as well as overseeing
compliance with flight and duty
limitations that apply to the certificate
holder. In addition, risk mitigation
measures that certificate holders
implement are distinct between
categories of aircraft: A Chief Pilot who
only has experience in airplanes may
not have the skills to evaluate risk
mitigation strategies necessary for
powered-lift to operate safely.
In summary, having a Chief Pilot who
is specifically qualified in the category
of aircraft the certificate holder uses
would ensure the certificate holder
fulfills the standard of providing air
transportation with the highest possible
degree of safety. In proposing to amend
part 119 to apply to operations of
powered-lift, the FAA has also remained
mindful of the discretion that
§ 119.65(b) provides, which allows the
FAA to approve positions or numbers of
positions other than those listed in
§ 119.65(a).
c. Director of Maintenance
Section 119.65 requires each
certificate holder that conducts
operations under part 121 to have a
Director of Maintenance and § 119.67(c)
provides the qualifications to serve as
Director of Maintenance. This proposed
rule would replace the term ‘‘airplane’’
in § 119.67(c) with ‘‘aircraft.’’
Under § 119.67(c) each Director of
Maintenance must hold a mechanic
certificate with airframe and powerplant
ratings, have one year of experience in
a position responsible for returning
airplanes to service, have at least one
year of supervisory experience of a
certain type in a role of maintaining the
same category and class of airplane as
the certificate holder uses, and have
three years’ experience within the
preceding six years in maintaining or
repairing airplanes. These requirements
further specify that the experience with
‘‘maintaining large airplanes’’ must
occur for large airplanes with 10 or
more passenger seats in the same
category and class of airplane the
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certificate holder uses. As an alternative
to maintaining large airplanes, the
Director of Maintenance may have
experience repairing airplanes in a
certificated airframe repair station that
is rated to maintain airplanes in the
same category and class of airplane that
the certificate holder uses.
This proposed change, therefore,
would require the minimum one year of
supervisory experience with either
maintaining or repairing at least one of
the aircraft in the same category and
class of aircraft the certificate holder
uses. Under this proposed rule, the
Director of Maintenance would need to
have accumulated three years of
experience within the past six years in
maintaining or repairing aircraft in the
same category and class of aircraft the
certificate holder uses. The term
‘‘category’’ in this context (i.e.,
qualifications for Directors of
Maintenance), would mean the grouping
of aircraft based upon intended use or
operating limitations.16 The definition
in 14 CFR 1.1 cites as examples: f
transport, normal, utility, acrobatic,
limited, restricted, and provisional.
Similarly, the use of the term ‘‘class’’ in
the context of § 119.67(c), means a broad
grouping of aircraft having similar
characteristics of propulsion, flight, or
landing.17 The definition cites the
following as examples of class: balloon,
glider, landplane, rotorcraft, and
seaplane.
These experience and qualification
requirements within 119.67(c) are key
components of ensuring the Director of
Maintenance is adequately qualified to
serve in the role of overseeing other
mechanics and personnel performing
maintenance. Aircraft that are
configured with 10 or more passenger
seats generally must comply with
additional maintenance requirements.18
Familiarity with these specific
maintenance requirements, in addition
to the generally applicable maintenance
regulations and the certificate holder’s
operations, as required by § 119.65(d), is
important in ensuring safety. In
addition, experience maintaining or
repairing aircraft in the same category
and class will ensure the Director of
Maintenance is knowledgeable about
aspects of the specific aircraft that the
certificate holder uses such as
airworthiness standards, provisions in
manuals, and general manufacturing
practices. Directors of Maintenance
generally oversee activities that involve
such aircraft-specific aspects. The FAA
believes experience with aircraft of the
16 14
CFR 1.1.
CFR 1.1.
18 14 CFR 135.411(a)(2); see also § 121.367.
17 14
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same category and class of aircraft the
certificate holder uses would achieve
the FAA’s objective of ensuring the
Director of Maintenance has appropriate
experience with adhering to procedures
and ensuring compliance with rules and
programs relevant to maintenance.
d. Chief Inspector
Currently, a person who serves as a
Chief Inspector must hold a mechanic
certificate with both airframe and
powerplant ratings, which he or she has
held for at least 3 years. Chief Inspectors
must also have at least three years of
experience with maintenance on
different types of large airplanes with 10
or more passenger seats with a
certificate holder or certificated repair
station, one year of which must have
been as a maintenance inspector and
have at least one year of experience in
a supervisory capacity maintaining the
same category and class of aircraft as the
certificate holder uses. Chief Inspectors
have direct authority and responsibility
over people performing the requisite
inspections for the certificate holder.
This proposed rule would amend the
section that sets forth qualifications for
Chief Inspectors for certificate holders
that conduct operations under part 121.
The proposed amendment would permit
the three years of maintenance
experience to occur on different types of
large aircraft with 10 or more passenger
seats, rather than only large airplanes.
This proposed amendment would be
consistent with the other proposed
changes of this rule that assist in
incorporating powered-lift into the
framework of part 121. As with the
Director of Maintenance qualifications,
this retention of the 10-seat threshold
ensures the Chief Inspector will have
experience with a maintenance program
the certificate holder has developed and
with which the certificate holder
complies.19 In addition, the use of the
term ‘‘large aircraft’’ in this requirement
refers to those aircraft that are more than
12,500 pounds at their maximum
certificated takeoff weight.20
B. Commercial Air Tours and Flights for
the Benefit of Charitable, Nonprofit, or
Community Events
Commercial air tours are flights
conducted for compensation or hire in
an airplane or helicopter in which the
purpose of the flight is sightseeing.21
19 14
CFR 135.411(a)(2); see also § 121.367.
14 CFR 1.1 (definition of ‘‘large aircraft’’).
21 14 CFR 110.2 and 136.1(d). Some flights that
are commercial air tours under part 136 or § 91.147
may also be subject to other requirements. For
example, the requirements of 49 U.S.C. 40128
(‘‘Overflights of national parks’’) or 14 CFR part 93,
subpart U (‘‘Special Flight Rules in the Vicinity of
20 See
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Passenger-carrying flights may also be
conducted without compensation or
hire for certain charitable, nonprofit,
and community events. The FAA
intends to incorporate powered-lift for
commercial air tours and flights for the
benefit of charitable, nonprofit or
community events, and to revise the
necessary provisions to address
‘‘rotorcraft’’ instead of ‘‘helicopter’’.
This will ensure consistency with the
changes made to the definition of
commercial air tour in part 110, as well
as the change made to nonstop
commercial air tours within § 119.1.
1. Regulatory Framework for
Commercial Air Tours
The FAA regulates commercial air
tours under part 136 and § 91.147. Part
136, subpart A, ‘‘National Air Tour
Safety Standards,’’ currently applies to
‘‘each person operating or intending to
operate a commercial air tour in an
airplane or helicopter’’ as well as all
occupants of the airplane or helicopter
engaged in the air tour.22 Part 136,
subpart A, applies to part 121 or 135
operators conducting commercial air
tours and holding a part 119 certificate.
Section 91.147 applies to commercial
air tour operators that do not hold a
certificate under part 119.
Only operators certificated under part
119 may conduct commercial air tours
that: occur beyond 25 miles of the
departure airport; start and end at
different airports; occur in airplanes or
helicopters configured to have more
than 30 seats or payload capacity in
excess of 7,500 pounds; or, subject to a
limited exception, commercial air tours
that occur over a unit of the national
park system.23 As a result, such
commercial air tours must operate in
accordance with either part 121,
Operating Requirements: Domestic,
Flag, and Supplemental Operations, or
part 135, Operating Requirements:
Commuter and On Demand Operations
and Rules Governing Persons on Board
Such Aircraft. As summarized above in
section III.A.1 of this preamble, parts
121 and 135 contain various provisions
applicable to certificate holders’
Grand Canyon National Park, AZ’’) refer to certain
types of commercial air tours in ‘‘powered aircraft.’’
This proposed rule would not affect the
applicability of any such requirements.
22 Id. Section 136.1(a).
23 Section 136.37(g) permits commercial air tour
operations over a national park to occur under the
general operating rules of part 91 if (1) the air tour
activity is permitted under part 119; (2) the operator
secures a letter of agreement from the Administrator
and the Superintendent for that park describing the
conditions under which the operations will be
conducted; and (3) the number of flights that occur
under this exception does not exceed a total of 5
by all operators in a 30-day period over a particular
park.
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operations, such as requirements and
restrictions relevant to operations,
safety, and training.
Section 91.147, Passenger Carrying
Flights for Compensation or Hire,
applies to air tour operators that take off
and land at the same airport and stay
within 25 miles of that airport.24 Section
91.147(a) defines ‘‘operator’’ for
purposes of § 91.147 and for purposes of
drug and alcohol testing 25 as any person
who conducts non-stop passengercarrying flights in an airplane or
helicopter for compensation or hire in
accordance with §§ 119.1(e)(2),
135.1(a)(5), or 121.1(d) when flights
begin and end at the same airport and
are conducted within a 25-statute mile
radius of that airport. Under
§ 119.1(e)(2), nonstop commercial air
tours are exempt from the applicability
of part 119 as long as they are
conducted in an airplane or helicopter
having a standard airworthiness
certificate and passenger-seat
configuration of 30 seats or fewer and a
maximum payload capacity of 7,500
pounds and meet the operational
criteria described previously.
ddrumheller on DSK6VXHR33PROD with PROPOSALS
2. Incorporation of New Types of
Aircraft
Section 91.147 and the requirements
of part 136, subpart A, are currently
limited in applicability to airplanes and
helicopters. The FAA has determined
this scope is too narrow, as
manufacturers may design and produce
other rotorcraft and powered-lift that
operators could use for commercial air
tours. Consequently, the FAA is
proposing to expand the applicability of
part 136 by changing the term
‘‘helicopter’’ to ‘‘rotorcraft’’ and adding
‘‘powered-lift’’ to the applicability in
§ 136.1. Additionally, this proposed rule
would replace ‘‘helicopter’’ with the
term ‘‘rotorcraft’’ and add ‘‘poweredlift’’ to the relevant applicability
provisions of § 91.147 to ensure the
appropriate safety risk mitigations apply
to all commercial air tours.
The FAA is proposing to change the
term ‘‘helicopter’’ to ‘‘rotorcraft’’
24 Section 119.1(e)(2) also states part 119 applies
to commercial air tours that an operator conducts
in accordance with part 136, subpart B, National
Parks Air Tour Management, unless § 136.37(g)(2)
excludes the operation from applicability. Section
119.1(e)(2) further provides separate applicability
provisions for commercial air tours conducted in
the vicinity of the Grand Canyon National Park,
Arizona. None of these additional applicability
provisions specify that they are limited to airplanes,
helicopters, or any other specific type of aircraft.
The FAA does not propose amendments to
§ 136.37(g)(2).
25 14 CFR 120.1(a) states, in part, that the
requirements of part 120, Drug and Alcohol Testing
Program, apply to all operators as defined in
§ 91.147.
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throughout part 136 in order to ensure
these safety standards of part 136 apply
to other rotorcraft and not only
helicopters.26 Part 136 was promulgated
to help prevent accidents and incidents
that occur during commercial air tour
operations and should therefore apply
to more than just airplanes and
helicopters.27 In fact, these safety risk
mitigations found within part 136 have
proven to reduce incidents and
accidents.28 If the FAA does not expand
part 136 to include ‘‘rotorcraft’’, then
the more stringent safety risk
mitigations afforded in that part would
not apply to the rotorcraft that currently
conduct air tours under part 135.
Applying the requirements of part 136
to airplanes, powered-lift, and rotorcraft
that conduct commercial air tours is an
appropriate step in ensuring safe
integration of new types of aircraft.
The proposed use of the term
‘‘rotorcraft’’ will also ensure consistency
with other applicability provisions
found within some sections of parts 110,
119 and 135. Consistent with the
approach described previously, the FAA
will address operational requirements
for powered-lift in the SFAR: Integration
of Powered-Lift.
i. Suitable Landing Area for
Emergencies
This proposed rule would amend the
definition of the term ‘‘suitable landing
area for helicopters,’’ codified at § 136.1.
The current definition states such an
area is one that provides the operator
reasonable capability to land without
damage to equipment or injury to
persons. It further provides that such
areas must be site-specific, designated
26 Rotorcraft means ‘‘a heavier-than-air aircraft
that depends principally for its support in flight on
the lift generated by one or more rotors.’’ With
respect to aircraft certification, rotorcraft are a
‘‘class’’ of aircraft as defined in § 1.1, while
helicopters are a kind of rotorcraft. Section 1.1
defines ‘‘class’’ as ‘‘a broad grouping of aircraft
having similar characteristics of propulsion, flight,
or landing. Examples include: airplane, rotorcraft,
glider, balloons, land plane, and seaplane.’’ Section
1.1 defines ‘‘helicopter’’ as ‘‘a rotorcraft that, for its
horizontal motion, depends principally on its
engine-driven rotors.’’ Helicopters and rotorcraft
both depend principally on the rotors to provide lift
to stay airborne.
27 The FAA acknowledges that gyroplanes are a
kind of rotorcraft. This proposed rule would retain
the language of § 136.1(c) that excludes gyroplanes
from the applicability of part 136. Historically,
gyroplanes have not been issued a standard
airworthiness certificate, so the FAA still believes
excluding those types of rotorcraft would be
appropriate.
28 In the preamble to part 136, the FAA explained
that the commercial air tour regulations had a
positive impact on safety for these operations. ‘‘We
believe there is a relationship between the
imposition of a minimum, mandatory safety
standard and the decrease in accidents.’’ 72 FR
6884, 6889 (Feb. 13, 2007).
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by the operator, and accepted by the
FAA. The definition states that the
purpose of the area is to provide an
emergency landing area for a singleengine helicopter or a multiengine
helicopter that does not have the
capability to reach a safe landing area
after an engine power loss. While no
regulation within part 136 uses the
term, operators may include the practice
of designating suitable landing areas in
their manuals.
As previously stated, the FAA
believes manufacturers may design and
produce other rotorcraft that could be
used in commercial air tour operations.
Therefore, this proposed rule would
broaden the applicability to incorporate
rotorcraft to ensure they are subject to
the safety standards of part 136.
The FAA’s purpose in providing the
definition is to ensure operators
designate potential landing areas in
advance of an operation, as such
designation reduces the risk of a major
accident because the pilot-in-command
is aware of potential sites for emergency
landings. Given this focus on
emergencies, the FAA has determined
reference to ‘‘damage to equipment’’ in
the current text of the definition is
neither practical nor appropriate. The
use of the term in the definition is not
consistent with the purpose of the
definition, which is to apply to the
occurrence of emergency situations. The
FAA expects operators to be able to
designate a site-specific landing area
that, when used, would not cause
serious injury to persons, irrespective of
aircraft damage. Accordingly, the FAA
proposes to remove the phrase ‘‘damage
to equipment’’ from the definition of
‘‘suitable landing area,’’ and add
‘‘serious’’ before ‘‘injury.’’ It is
impracticable to expect that an
emergency landing will never result in
some degree of injury, even minor,
should the aircraft have to land in a
suitable landing area. Therefore, the
FAA intends that suitable landing areas
are appropriate for rotorcraft to land
without causing serious injury to
persons.
The FAA further proposes to remove
the last sentence of the definition that
states the purpose of the definition is to
provide an emergency landing area for
helicopters that would not have the
capability to reach a safe landing area
after an engine power loss. The FAA has
determined this sentence is too narrow.
Removing this sentence allows
operators to identify landing areas that
could be used in any emergency not
only in the case of an engine power loss.
The new definition would include the
phrase ‘‘in an emergency’’ to describe
the context for which the FAA would
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land areas unsuitable for landing, such
as vertical cliffs or land intermittently
under water during flight. When a
ii. Rotorcraft Floats for Over Water
commercial air tour proceeds over water
Section 136.11 currently permits
beyond the shoreline, flotation systems
single-engine helicopters in commercial must be armed because flotation
air tours to operate over water beyond
systems increase the chance of survival
the shoreline only when they are
if a rotorcraft must ditch in the water
equipped with fixed floats or an
and keeping a flotation system armed
inflatable flotation system adequate to
ensures an appropriate level of
accomplish a safe emergency ditching.
preparedness. Requiring that the
Similarly, multiengine helicopters that
flotation system is armed and that the
cannot be operated with the critical
activation switch is located on one of
engine inoperative at a weight that will
allow it to climb at least 50 feet a minute the primary flight controls is in
response to a National Transportation
at an altitude of 1,000 feet above the
Safety Board report that investigated the
surface with the critical engine
29
inoperative as provided in the Rotorcraft air tour industry. The NTSB stated
that the opportunity for a successful
Flight Manual (RFM) also must be
ditching is reduced if the pilot must
equipped with fixed floats or an
interrupt maneuvering of the helicopter
inflatable flotation system. Those
during the critical final phase of an
helicopters that are equipped with
emergency water landing.30 ‘‘The
flotation systems must have an
problem can be resolved by requiring
activation switch for the flotation
that helicopters operated over water
system on one of the primary flight
with flotation equipment installed be
controls and the system must be armed
equipped with activation systems
when the helicopter is over water and
located on primary flight controls.’’ 31
flying at a speed that does not exceed
For the foregoing reasons, the FAA’s
the maximum speed prescribed in the
proposed updates to this section would
RFM. These requirements, however, do
not apply to operations over water only
apply these requirements to rotorcraft to
during the takeoff and landing portions
require flotation systems remain armed
of flight or to operations within the
at the appropriate time.
power-off gliding distance to the
iii. Performance Plans
shoreline for the duration of the flight
and when each occupant is wearing a
This proposed rule would amend
life preserver from before takeoff until
§ 136.13(a) by changing the term
the aircraft is no longer over water.
helicopter to rotorcraft for the reasons
Extending the aforementioned
already cited. This proposed rule would
requirements to rotorcraft operations
amend the text in § 136.13(a) to require
that occur under part 136 would
operators to base performance plans on
mitigate the risks associated with
information derived from the ‘‘approved
emergency water landings as the risks
aircraft flight manual for that aircraft’’.
that are present in commercial air tours
that occur in helicopters are the same as Using this term is consistent with the
reference to aircraft flight manual in
other rotorcraft in such scenarios. The
§ 135.81.
FAA identified this mitigation when
Section 136.13(a) currently requires
promulgating § 135.168. The overwater
safety equipment requirements of
commercial air tour operators to
§ 135.168 apply to rotorcraft when they
complete helicopter performance plans
are operated beyond the autorotational
before each operation that will occur
distance from the shoreline. Therefore,
under part 136.32 The pilot-in-command
the FAA proposes to broaden the
of the operation must review the plan
applicability of § 136.11 to include
for accuracy and comply with it for each
rotorcraft.
flight. Such performance plans are a key
Additionally, § 136.11(b)(2), does not
component of mitigating the risk of
include a reference to ‘‘beyond the
commercial air tour operations, as they
shoreline’’. The FAA proposes to add
require the pilot-in-command to be
this reference to clarify the requirement prepared to respond to unforeseen
to have the flotation system armed when events.
the aircraft is over water beyond the
shoreline. Part 136 already contains a
29 See NTSB, Safety of the Air Tour Industry in
definition of ‘‘shoreline,’’ codified at
the United States, NTSB/SIR/–95/01 (Jun. 1, 1995).
30 Id. at 3.
§ 136.1; the use of this term in § 136.11
31 Id.
is appropriate because it broadly
32 This requirement also applies to operations that
includes any area of land adjacent to
under § 91.146 (‘‘Passenger-carrying flights
water of an ocean, sea, lake, pond, river, occur
for the benefit of a charitable, non-profit, or
or tidal basin that is above the highcommunity event’’) and § 91.147 (‘‘Passenger
carrying flights for compensation or hire’’).
water mark. The definition excludes
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areas for rotorcraft.
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iv. Commercial Air Tours in Hawaii
Appendix A to part 136 applies to
airplane and helicopter tours in Hawaii.
The safety standards in part 136 are
specific to commercial air tours and
provide additional risk mitigations for
those operations. As stated in the
National Air Tour Safety Standards
final rule, FAA believes that minimum,
mandatory safety standards directly
relate to a decrease in the occurrence of
accidents.33 Therefore, subjecting
powered-lift and rotorcraft to these
safety standards is appropriate, to
ensure air tour operations would not
pose additional safety risks.
Appendix A previously existed as
Special Federal Aviation Regulation
(SFAR) No. 71.34 As explained in the
part 136 discussion above, in 2007,
when the FAA last amended part 136,
the FAA explained that many air tour
operations occur in Hawaii and the
Grand Canyon, and that the rules of
SFAR No. 71 had improved safety.35
The FAA explained more restrictive
altitude standards apply to air tours in
Hawaii because a large number of
commercial air tour flights occur ‘‘in a
relatively small amount of airspace’’ and
other demonstrated hazards exist.36 As
one commenter noted, many Hawaiian
operations occur over large bodies of
water and water conditions in Hawaii
are ‘‘rough, unlike the conditions in
other parts of the country’’ in which
operators conduct air tours.37 The
appendix A requirements are equally
important for air tour operations in
aircraft other than helicopters. The
FAA’s rationale for extending the
requirements and provisions of
appendix A to aircraft other than
helicopters remains consistent with the
rationale the FAA expressed in its 2007
rule.
Section 1 of appendix A
(‘‘Applicability’’) currently states,
‘‘[t]his appendix prescribes operating
rules for airplane and helicopter visual
flight rules air tour flights conducted in
the State of Hawaii under 14 CFR parts
91, 121, and 135.’’ 38 The appendix also
defines ‘‘air tour’’ as ‘‘any sightseeing
flight conducted under visual flight
33 72
FR 6883, at 6889.
Tour Operators in the State of Hawaii, 59
FR 49138 (1994).
35 72 FR at 6889 (acknowledging that while
multiple reasons existed for the accident rate
improvement in Hawaii and other parts of the
country, the provisions of SFAR No. 71 had a
positive impact on safety).
36 Id. at 6891.
37 Id. at 6903.
38 The section includes a paragraph that
specifically excludes from its applicability ‘‘[f]lights
conducted in gliders or hot air balloons.’’ 14 CFR
part 136, App. A. at § 1(b).
34 Air
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rules in an airplane or helicopter for
compensation or hire.’’ 39 Based on the
uses of the specific terms ‘‘airplane’’
and ‘‘helicopter,’’ the appendix does not
apply to other types of aircraft, such as
powered-lift and rotorcraft that are not
helicopters.
Amending the applicability of
appendix A to incorporate powered-lift
and rotorcraft would apply the
minimum flight altitude limitations to
other categories of aircraft seeking to
conduct air tours in Hawaii. As with the
applicability of part 136, subpart A, and
§ 91.147, the FAA has determined the
existing criteria and requirements for
helicopters of appendix A, section 1(a)
remain appropriate for powered-lift and
rotorcraft. In this regard, the FAA has
determined it is reasonable to continue
to exclude any aircraft that has a
passenger-seat configuration of more
than 30 seats or a payload capacity that
exceeds 7,500 pounds, as part 121
would govern such operations. As
described previously, the SFAR:
Integration of Powered-Lift will include
proposals for applying specific
operating rules to powered-lift in
accordance with this appendix.
This proposed rule would also amend
the references to RFMs currently within
section 4 of the subpart. As with the
amendment to § 136.13, described above
in section III.B.2.iii of this preamble,
using this term is consistent with the
reference to Aircraft Flight Manual in
§ 135.81. Accordingly, the FAA
proposes to include the term ‘‘aircraft
flight manual’’ in the regulatory text.
Finally, the FAA proposes to amend
part 136 by re-codifying appendix A as
a new subpart and applying the
requirements to operations of poweredlift and rotorcraft.
3. Flights for the Benefit of Charitable,
Nonprofit, or Community Events
Operators that conduct passengercarrying flights for certain charitable,
nonprofit, and community events are
conducted in accordance with § 91.146.
Similar to § 91.147, the terms of § 91.146
require flights conducted under § 91.146
be nonstop and begin and end at the
same airport, not proceed further than a
25-statute-mile radius of that airport,
utilize only a public airport adequate for
the aircraft used in the operation, have
no more than 30 seats (excluding
crewmember seats) and a maximum
payload capacity of 7,500 pounds, not
be an aerobatic or formation flight, hold
a standard airworthiness certificate,
occur only in day visual flight rules
conditions, and fulfill other criteria.
Section 91.146 excludes these flights
39 Id.
§ 2.
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from the applicability of part 119 and
requires each flight conducted under
§ 91.146 occur in accordance with the
safety provisions of part 136, subpart A.
Moreover, passenger-carrying flights or
series of flights cannot exceed four
charitable events or non-profit events
per year.
The FAA proposes amending § 91.146
in a manner similar to the amendments
the FAA proposes to make to § 91.147.
The FAA’s oversight of such flights is
generally consistent with the level of
oversight the FAA applies to
commercial air tour flights under
§ 91.147. As with the proposed
amendment to § 91.147, the FAA
expects that expanding the scope of
§ 91.146 to allow for powered-lift and
rotorcraft flights in furtherance of
charitable, nonprofit, and community
events will enable innovative, efficient
options while ensuring safety.
IV. Regulatory Notices and Analyses
Federal agencies consider impacts of
regulatory actions under a variety of
executive orders and other
requirements. First, Executive Order
12866 and Executive Order 13563 direct
that each Federal agency shall propose
or adopt a regulation only upon a
reasoned determination that the benefits
of the intended regulation justify its
costs. Second, the Regulatory Flexibility
Act of 1980 (Pub. L. 96–354) requires
agencies to analyze the economic
impact of regulatory changes on small
entities. Third, the Trade Agreements
Act (Pub. L. 96–39) prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. Fourth,
the Unfunded Mandates Reform Act of
1995 (Pub. L. 104–4) requires agencies
to prepare a written assessment of the
costs, benefits, and other effects of
proposed or final rules that include a
Federal mandate that may result in the
expenditure by State, local, or tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
annually (adjusted for inflation with
base year of 1995). The current
threshold after adjustment for inflation
is $165 million using the most current
(2021) Implicit Price Deflator for the
Gross Domestic Product. This portion of
the preamble summarizes the FAA’s
analysis of the economic impacts of this
proposed rule.
In conducting these analyses, the FAA
has determined that this proposed rule
(1) will have benefits that justify its
costs, (2) will not be an economically
‘‘significant regulatory action’’ as
defined in section 3(f) of Executive
Order 12866, (3) will not be
‘‘significant’’ as defined in DOT’s
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Regulatory Policies and Procedures; (4)
will not have a significant economic
impact on a substantial number of small
entities; (5) will not create unnecessary
obstacles to the foreign commerce of the
United States; and (6) will not impose
an unfunded mandate on State, local, or
tribal governments, or on the private
sector by exceeding the threshold
identified above.
A. Regulatory Evaluation
This proposed rule would enable
operations of powered-lift to occur in
accordance with 49 U.S.C. 44701(d),
44705, and 44711. Currently, the FAA’s
rules governing certificate holders’
operations only apply to airplanes and
rotorcraft, and do not mention poweredlift. The proposed rule would amend the
definitions for the five kinds of
operations codified at § 110.2—
commuter, domestic, flag, on-demand,
and supplemental—to ensure the
operations occur in accordance with the
statutory mandates, and to apply the
appropriate set of operating rules to
operations in powered-lift. The
proposed rule would also amend the
appropriate applicability of sections
within part 119 to enable powered-lift,
subject to applicable exemptions, to
conduct air carrier and certain other
commercial operations, commercial air
tours, and noncommon carriage
operations.
The proposed rule would also amend
certain aircraft-specific exceptions from
the applicability of part 119.
Furthermore, this proposed rule would
alter the requirements for management
personnel in certain certificate holder
management positions to ensure
personnel have appropriate experience.
This proposed rule would extend the
applicability of certain operating rules
that apply to commercial air tours such
that they would apply to operators that
conduct flights in powered-lift and
rotorcraft. Finally, this proposed rule
would make various additional
amendments in the interest of ensuring
clarity. By including powered-lift in the
existing operational framework, the
proposed rule would not result in a
reduction in safety because it maintains
the risk-based approach to safety. When
operations present a higher level of risk,
based on volume and frequency, the
FAA subjects such operations to a
regulatory framework that mitigates
those risks.
The current parameters for
determining whether a certificate holder
is conducting operations under parts
121, 125, or 135 would be identical for
certificate holders using powered-lift in
their operations under this proposed
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rule. These parameters are shown
below.
Passenger
Cargo
Parameter
Scheduled
Part 135
Passenger Seating ........
Scheduled/
nonscheduled
Nonscheduled
<= 9 seats .........................................
Maximum Payload .........
Non-common carriage
Operating Rules *
<= 30 seats ...................
<= 7,500 lbs.
NA .................................
< 20 seats.
<= 7,500 lbs ..................
< 6,000 lbs.
Kind of Operation ...........
Pt 135 Commuter if 5 or more
roundtrips/week; otherwise, Pt 135
On Demand.
Pt 135 On Demand .......
Pt 135 On Demand .......
Pt 135 On Demand.
Aircraft Type ..................
NonTurbojet ......................................
Includes Turbojet ..........
Includes Turbojet ..........
Includes Turbojet.
Part 121
Passenger Seating ........
> 9 seats ...........................................
Maximum Payload .........
Kind of Operation ...........
Operating Rules
Part 125
> 30 seats .....................
> 7,500 lbs.
Part 121 Domestic if flown within the
48 contiguous United States or
DC; otherwise, Part 121 Flag.
Aircraft Type ..................
Part 121 Supplemental
Includes Turbojet
NA .................................
>= 20 seats.
> 7,500 lbs ....................
>= 6,000 lbs.
Part 121 Supplemental
Part 125.
Includes Turbojet ..........
Includes Turbojet.
* All Rotorcraft Operations are conducted under Part 135.
NA= Not applicable.
The table below lists the proposed
amendments. The first column
identifies the part and section the FAA
proposes to amend while the second
column describes the change from the
current state. The third column briefly
Section
describes the proposed change as either
enabling, relieving, constraining, or as a
technical amendment.
Proposed change
Impact
PART 91—GENERAL OPERATING AND FLIGHT RULES
Subpart B—Flight Rules
§ 91.146 Passenger-carrying flights for
the benefit of a charitable, nonprofit,
or community event.
§ 91.147 Passenger-carrying flights for
compensation or hire.
The proposed regulatory text would be revised to allow
passenger-carrying flights for the benefit of a charitable,
nonprofit, or community event to be conducted with powered-lift. The section would also be amended to replace
the term ‘‘helicopters’’ with ‘‘rotorcraft’’.
The proposed regulatory text would be revised to allow
passenger-carrying flights for compensation or hire to be
conducted with powered-lift. The section would also be
amended to replace the term ‘‘helicopters’’ with ‘‘rotorcraft’’.
Enabling.
Enabling.
PART 91—GENERAL OPERATING AND FLIGHT RULES
Subpart K—Fractional Ownership Operation
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§ 91.1015
Management specifications
The proposed regulatory text would replace the requirement for operations specifications to contain copies of all
deviations and exemptions (including those applicable to
a specific aircraft) with a requirement to include deviations and exemptions applicable only to the operator or
airmen.
Relieving.
PART 110—GENERAL REQUIREMENTS
§ 110.2
Definitions ................................
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Certain definitions in this section would be revised to enable powered lift to conduct the kinds of air carrier operations.
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Section
Proposed change
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Impact
PART 119—CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart A—General
§ 119.1
Applicability ..............................
§ 119.5 Certifications, authorizations,
and prohibitions.
Section 119.1(a) would be revised to incorporate poweredlift with seating for 20 or more passengers or a maximum
payload capacity of 6,000 pounds or more, of certificate
holders when common carriage is not involved.
Section 119.1(e) would include powered-lift and rotorcraft in
the list of certain, specific types of operations that are excluded from the applicability of part 119.
Section § 119.1(a) would be corrected to include certain airplanes and powered-lift with a passenger-seat configuration of less than 20 seats and a payload capacity of less
than 6,000 pounds to be consistent with the existing
§ 119.23.
Section 119.5 would be revised to incorporate powered-lift
with seating for 20 or more passengers or a maximum
payload capacity of 6,000 pounds or more, into the aircraft types authorized by the Administrator to be issued
an operating certificate for conducting operations when
common carriage is not involved.
Enabling.
Technical amendment.
Enabling.
PART 119—CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart B—Applicability of Operating Requirements to Different Kinds of Operations Under Part 121, 125, and 135 of This Chapter
§ 119.21 Commercial operators engaged in intrastate common carriage
and direct air carriers.
§ 119.23 Operators engaged in passenger-carrying operations, cargo operations, or both with airplanes when
common carriage is not involved.
§ 119.49 Contents of operations specifications.
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§ 119.65 Management personnel required for operations conducted under
part 121 of this chapter.
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Section 119.21(a) would be revised to require commercial
operators of powered-lift that are engaged in intrastate
common carriage of persons or property for compensation or hire, or as a direct air carrier, to comply with either
part 121 or part 135 depending on the kind of operation
they conduct. Domestic, flag, and supplemental operations are to be conducted under part 121. Commuter
and on-demand operations are to be conducted under
part 135.
Section 119.23(a) would be revised to require commercial
operators of powered-lift when common carriage is not
involved to comply in accordance with requirements in either part 125 or part 135. Aircraft size in terms of number
of seats and payload capacity determines which part is
applicable to the operator.
The proposed regulatory text would replace the requirement for a certificate holder’s operations specifications to
contain copies of all deviations and exemptions (including
those applicable to a specific aircraft) with a requirement
to include deviations and exemptions applicable only to
the operator or airmen.
The proposed rule would require certificate holders have a
Chief Pilot, as qualified under § 119.67, for each category
of aircraft the certificate holder uses. The proposed rule
would continue to permit the Administrator to approve positions or numbers of positions other than those described in the regulation, based in part on the number
and type of aircraft used.
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Imposes requirements on certain operators of powered-lift that are equivalent to the requirements currently imposed on similar operators. No additional regulatory cost.
Imposes requirements on certain operators of powered-lift that are equivalent to the requirements currently imposed on similar operators. No additional regulatory cost.
Relieving.
Potential cost only if a certificate holder
uses both powered-lift and airplanes.
Amendment requires a part 121 certificate holder to have a Chief Pilot
for each category of aircraft in the
certificate holder’s fleet. The proposed rule’s reference to ‘‘category’’
would mean a broad classification of
aircraft such as airplane and powered-lift.
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Section
Proposed change
Impact
§ 119.67 Management personnel:
Qualifications for operations conducted under part 121 of this chapter.
Director of Operations: The proposed regulatory text for the
Part 121 certificate holder Director of Operations management position is restructured for clarity. It also replaces the term ‘‘airplane’’ with ‘‘aircraft’’.
Chief Pilot: The proposed regulatory text is restructured for
clarity and replaces ‘‘airplanes’’ with ‘‘aircraft,’’ which
could encompass airplanes and powered-lift. The amendment also requires the holder(s) of the Chief Pilot position for a Part 121 certificate holder to have an airline
transport pilot (ATP) certificate, with appropriate ratings,
for at least one of the aircraft within each category of the
certificate holder’s fleet. Similarly, the Chief Pilot will
need the Pilot in Command time as the current regulation
states.
Director of Maintenance: The proposed regulatory text replaces ‘‘airplanes’’ with ‘‘aircraft,’’ which could encompass airplanes and powered-lift.
Chief Inspector: The proposed regulatory text is restructured for clarity and replaces ‘‘airplanes’’ with ‘‘aircraft,’’
which could encompass airplanes and powered-lift.
Imposes requirements on operators of
powered-lift that are equivalent to the
requirements currently imposed on
certificate holders that use airplanes.
No additional regulatory cost.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart A—General
§ 121.1
Applicability ..............................
§ 121.1(c)
Applicability ..........................
The proposed regulatory text replaces ‘‘airplanes’’ with
‘‘aircraft’’ that certificate holders would take actions to
support continued airworthiness of each aircraft, which
includes powered-lift used in domestic, flag, or supplemental operations as defined in § 110.2.
The proposed regulatory text makes a technical correction
to section 121.1(c) by removing ‘‘SFAR No. 58’’ and replacing it with ‘‘subpart Y’’ which was codified on September 16, 2005.
Imposes requirements on operators of
powered-lift that are equivalent to the
requirements currently imposed on
certificate holders that use airplanes.
No additional regulatory cost.
No impact—technical amendment.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart Q—Flight Time Limitations and Rest Requirements: Domestic Operations
§ 121.470
Applicability ..........................
The proposed regulatory text of paragraph (a) would reProvides options to certificate holders
place ‘‘airplanes’’ with ‘‘aircraft’’ to permit certificate holdusing powered-lift in operations under
ers using powered-lift in domestic, all-cargo operations of
part 121 that are equivalent to the
a certain size, to adhere to the requirements of
options currently allowed. No addi§§ 135.261 through 135.272. These requirements set
tional regulatory cost.
forth flight time limitations and rest requirements. In addition, paragraph (b) would permit certificate holders that
conduct scheduled operations entirely within Alaska or
Hawaii using specific size aircraft to have the option of
complying with subpart R of part 121 for those operations.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart R—Flight Time Limitations and Rest Requirements: Flag Operations
§ 121.480
Applicability ..........................
The proposed regulatory text would replace ‘‘airplanes’’
with ‘‘aircraft’’ to permit certificate holders using poweredlift in flag, all-cargo operations, and operations of a certain size to adhere to the requirements of §§ 135.261
through 135.273. These requirements set forth flight time
limitations and rest requirements.
Provides options to certificate holders
using powered-lift in operations under
part 121 that are equivalent to the
options currently allowed. No additional regulatory cost.
PART 121—OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL OPERATIONS
Subpart S—Flight Time Limitations and Rest Requirements: Supplemental Operations
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§ 121.500
Applicability ..........................
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The proposed regulatory text would replace ‘‘airplanes’’
with ‘‘aircraft’’ to permit certificate holders using poweredlift in supplemental, all-cargo operations, of a certain
size, to adhere to the requirements of §§ 135.261 through
135.273. These requirements set forth flight time limitations and rest requirements.
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Provides options to certificate holders
using powered-lift in operations under
part 121 that are equivalent to the
options currently allowed. No additional regulatory cost.
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Section
Proposed change
75009
Impact
PART 125—CERTIFICATION AND OPERATIONS: AIRCRAFT HAVING A SEATING CAPACITY OF 20 OR MORE PASSENGERS OR A
MAXIMUM PAYLOAD CAPACITY OF 6,000 POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
§ 125.1
Applicability ..............................
§ 125.23 Rules applicable to operations subject to this part.
Part 125 applies only to noncommon carriage operations
conducted with airplanes that have a seating configuration of 20 or more passengers or a maximum payload capacity of 6,000 pounds or more. Noncommon carriage
operations are those that occur for compensation or hire
‘‘that does not involve a holding out to others.’’ Operators
that conduct noncommon carriage do not exhibit a willingness to transport people or property indiscriminately.
As a result, they do not advertise, sell seats on a
planned flight, or negotiate trip details. The proposed rule
would amend § 125.1 to incorporate powered lift into the
statements regarding applicability of part 125.
This proposed rule would also amend § 125.23 to change
the word ‘‘airplane’’ to ‘‘aircraft,’’ as § 125.23 generally
addresses applicability of certain rules and standards
concerning operations.
Imposes requirements on operators of
powered-lift that are equivalent to the
requirements currently imposed on
certificate holders that use airplanes.
No additional regulatory cost.
Imposes requirements on operators of
powered-lift that are equivalent to the
requirements currently imposed on
certificate holders that use airplanes.
No additional regulatory cost.
PART 136—COMMERCIAL AIR TOURS AND NATIONAL PARKS AIR TOUR MANAGEMENT
Subpart A—National Air Tour Safety Standards
§ 136.1
Applicability and definitions .....
§ 136.3
Letters of Authorization ............
§ 136.5 Additional requirements for Hawaii.
§ 136.9 Life preservers for operations
over water.
§ 136.11
water.
Rotorcraft floats for over
§ 136.13 Performance plan and operations.
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Subpart D—Special Operating Rules for
Air Tour Operators in the State of Hawaii.
The proposed change incorporates powered-lift and rotorcraft alongside airplanes for applicability of Part 136—
Commercial Air Tours and National Parks Air Tour Management—Subpart A.
The proposed change would be a technical amendment
that changes the phrase ‘‘14 CFR 119.51’’ to ‘‘§ 119.51
of this chapter’’.
The proposed amendment would be updated to reflect the
recodification of Appendix A as Subpart D.
The proposed amendment to § 136.9 ensures the safety of
each occupant for operations over water by requiring a
multi-engine aircraft to be operated at a weight as provided in the approved aircraft flight manual for that aircraft.
The section title and this section would be revised to extend to other rotorcraft, the requirements for helicopter
floats for operations that occur overwater beyond the
shoreline.
The section title and this section would be revised to extend requirements for helicopter performance plans to
rotorcraft. The performance plan must be based on information in the approved Aircraft Flight Manual for that aircraft.
This amendment recodifies ‘‘Appendix A’’ as ‘‘Subpart D’’
and extends the applicability of operating rules for Air
Tour Operators in the State of Hawaii to include operations conducted with powered-lift and rotorcraft.
1. Benefits
This proposed rule would enable air
carrier and other commercial operations
of powered-lift to occur by extending
the applicability of the appropriate set
of operating rules that would apply both
risk mitigation measures and a
framework for FAA oversight, as
necessary to ensure safety.
Operations that occur with poweredlift could offer many benefits. For
example, some powered-lift may be
capable of transporting heavier loads at
higher altitudes and faster cruise speeds
than helicopters, yet they maintain the
capability of taking off and landing
vertically. The faster cruise speeds and
range could also improve response
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times by as much as 50 percent for
search and rescue operations and allow
a higher level of life-saving care during
transport because of a smoother flight
profile compared to helicopters.40 In
addition powered-lift operations could
increase the efficiency of crew transport
to oil rigs as they move further from
land, or other offshore locations with
smaller landing areas. Certificate
holders may also seek to use poweredlift for transporting passengers point-topoint; for example, transportation could
occur from a heliport and proceed at
40 Military, GLOBALSECURITY.ORG (last visited
August 22, 2022), available at https://
www.globalsecurity.org/military/world/europe/
aw609.htm.
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Enabling.
No impact—technical amendment.
No impact—technical amendment.
Enabling—no impact over and above
current requirements.
Enabling—no impact over and above
current requirements.
Enabling—no impact over and above
current requirements.
Enabling—no impact over and above
current requirements.
turbo-prop airspeeds and ranges. Using
powered-lift for transport of passengers
could increase the capacity of the NAS
and reduce delays without requiring
additional infrastructure.41
Powered-lift projects exist that are
either in certification, design, proof of
concept, or prototype phases of design
refinement. One project underway is a
9-passenger tilt-rotor turboshaft design.
This manufacturer is also in the
conceptual design phase of a 2041 Costa, Guillermo J., Conceptual Design of a
150-Passenger Civil Tiltrotor, NASA Ames Research
Center—Aeromechanics Branch (Aug. 2012), (last
visited August 22, 2022) available at https://
rotorcraft.arc.nasa.gov/Publications/files/
Guillermo_Costa_TR150_Paper.pdf.
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passenger powered-lift. Another
powered-lift project underway is
seeking to become the first certificated
electric Vertical Takeoff and Landing
(eVTOL) operator under part 119 to
carry passengers in the United States.
2. Costs and Costs Savings
Cost Savings—Operations Specifications
The FAA proposes to amend
provisions in §§ 119.49(a)(12), (b)(12),
(c)(11) and 91.1015(b)(9) as the FAA has
determined they are broad and unduly
burdensome. Currently, these provisions
require a certificate holder’s operations
specifications to contain a list of
exemptions and deviations issued under
14 CFR chapter 1 that are applicable to
the aircraft, the operator, and airmen.
The proposed rule would require only
exemptions and deviations that apply to
the certificate holder (rather than to the
aircraft) to be retained in operations
specifications. Although the amendment
to these provisions is relieving, the costs
savings are minimal because the
operations specifications are maintained
electronically.
ddrumheller on DSK6VXHR33PROD with PROPOSALS
Costs—Part 121 Certificate Holder
Chief Pilot Management Position
As a result of applying the rules of
part 121 to certificate holders that
operate powered-lift and fulfill the
terms of either domestic, flag, or
supplemental operations, this proposed
rulemaking expands the part 119
certificate holder requirements for the
part 121 management position of Chief
Pilot (§ 119.65). As amended, the
certificate holder would be required to
have a Chief Pilot for each category of
aircraft used by the certificate holder to
conduct operations. Currently, the Chief
Pilot is only required to have an ATP
certificate, with appropriate ratings, for
at least one of the airplanes used in the
certificate holder’s operations. One
person may be able to meet the
requirements of the Chief Pilot. This
person would have to be dual qualified
in both airplanes and powered-lift. A
certificate holder’s cost may increase if
more than one Chief Pilot is hired to
meet the qualification requirements.
Although the definitional changes to
§ 110.2 would enable part 121 certificate
holders to have a fleet mix of more than
one category of aircraft, the FAA is
unaware of whether such certificate
holders would choose to do so.
However, if a part 121 certificate holder
chooses to conduct operations with
aircraft other than airplanes, the
certificate holder’s cost of retaining a
Chief Pilot would be minimal because
the individual filling this position could
be acting in the position of Chief Pilot
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while also serving as a line pilot.
Should Part 121 certificate holders
choose to conduct operations with a
mixed aircraft fleet, it is expected that
they would do so only if the expected
benefits exceeded its costs.
Subsequently, the economic impact of
the proposed amendments for the
qualifications of Chief Pilot will be
minimal. The FAA seeks comment on
whether the proposed change that
would require a part 121 certificate
holder to have a Chief Pilot for each
category of aircraft used to conduct
operations would be minimal cost to the
certificate holder.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980
(RFA) established the purpose of the
RFA was to ensure agencies, in issuing
regulations, ‘‘endeavor, consistent with
the objectives of the rule and of
applicable statutes, to fit regulatory and
informational requirements to the scale
of the businesses, organizations, and
governmental jurisdictions subject to
regulation.’’ 42 The RFA further directs
agencies as follows: ‘‘[t]o achieve this
principle, agencies are required to
solicit and consider flexible regulatory
proposals and to explain the rationale
for their actions to assure that such
proposals are given serious
consideration.’’ 43
The RFA covers a wide range of small
entities, including small businesses,
not-for-profit organizations, and small
governmental jurisdictions. Agencies
must perform a review to determine
whether a rule will have a significant
economic impact on a substantial
number of small entities. If the agency
determines that it will, the agency must
prepare a regulatory flexibility analysis
as described in the RFA.
However, if an agency determines that
a rule is not expected to have a
significant economic impact on a
substantial number of small entities,
section 605(b) of the RFA provides that
the head of the agency may so certify,
and a regulatory flexibility analysis is
not required. The certification must
include a statement providing the
factual basis for this determination, and
the reasoning should be clear.
The proposed rule may impact small
entities but would have a minimal
economic impact as the proposed rule is
enabling while imposing minimal costs.
First and foremost, the proposed rule
changes definitions contained in § 110.2
and the appropriate applicability of
sections within part 119 to enable
42 Public Law 96–354 sec. 2(b), 94 Stat. 1164
(Sept. 19, 1980).
43 Id.
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powered-lift to conduct air carrier and
other certain commercial operations,
commercial air tours and noncommon
carriage operations. Absent the
proposed rule, an air carrier desiring to
conduct operations using powered-lift
would not be able to comply with the
requirements of 49 U.S.C. 44701(d) or
44705. Such operations, therefore,
would be prohibited in the absence of
this proposed rule.
Secondly, the proposed rule would
remove the requirement for a certificate
holder to maintain a list of exemptions
and deviations related to aircraft in its
fleet as required by §§ 119.49(a)(12),
(b)(12), (c)(11) and 91.1015(a)(9). The
impact could provide minimal relief for
certificate holders by reducing the
volume of records certificate holders
must retain in their operations
specifications.
Lastly, due to a change in the
definitions contained in 14 CFR 110.2,
this proposed rule would enable part
121 certificate holders to conduct
operations using powered-lift. As a
result, the proposed rule would revise
part 121 certificate holder management
qualifications for the Chief Pilot.
Current regulations require Chief Pilots
to have an ATP certificate for at least
one of the airplanes used in a certificate
holder’s operations. As proposed, the
regulations would require the certificate
holder to have a Chief Pilot qualified for
each category of aircraft that the
certificate holder uses.
The FAA determines that the
expansion of the qualifications for the
position of Chief Pilot resulting from
enabling additional aircraft categories to
conduct part 121 operations would
impose a minimal economic impact for
part 121 certificate holders. Considering
that this rulemaking is enabling, a part
121 certificate holder will voluntarily
choose to operate a fleet of more than
one aircraft category only if the
expected benefits of doing so exceed the
costs. The FAA seeks comment on
whether the proposed change that
requires a part 121 certificate holder to
have a Chief Pilot for each category of
aircraft used to conduct operations
would be minimal cost to the operator.
The Small Business Administration
(SBA) defines small businesses that
operate a scheduled or nonscheduled
airline to be 1,500 employees or less.44
At the end of calendar year 2021,
employment data was available for each
of the 59 carriers reporting employment
44 U.S. Small Business Administration Table of
Small Business Size Standards Matched to North
American Industry Classification System Codes
U.S. Small Business Admin., available at https://
www.sba.gov/sites/default/files/files/Size_
Standards_Table.pdf.
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Federal Register / Vol. 87, No. 234 / Wednesday, December 7, 2022 / Proposed Rules
data to the U.S. Department of
Transportation.45 This data reveals that
23 of the 59 reporting carriers are large
entities and 36 are small entities. This
proposed rule would also affect over
2,600 additional entities for which
employment data is sparse.46 While
some of these entities may be large, a
majority are anticipated to be small.
If an agency determines that a
rulemaking would not result in a
significant economic impact on a
substantial number of small entities, the
head of the agency may so certify under
section 605(b) of the RFA. Therefore, as
provided in section 605(b), the head of
the FAA certifies that this rulemaking
would not result in a significant
economic impact on a substantial
number of small entities. The FAA
requests comments on this
determination.
C. International Trade Impact
Assessment
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The Trade Agreements Act of 1979
(Pub. L. 96–39), as amended by the
Uruguay Round Agreements Act (Pub.
L. 103–465), prohibits Federal agencies
from establishing standards or engaging
in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to these Acts, the
establishment of standards is not
considered an unnecessary obstacle to
the foreign commerce of the United
States, so long as the standard has a
legitimate domestic objective, such as
the protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has analyzed this proposed
rule in conjunction with the
requirements of the Trade Agreements
Act of 1979, as amended by the Uruguay
Round Agreements Act. The FAA has
determined the proposed rule would not
present any obstacle to foreign
commerce of the United States. In
addition, the proposed rule is not
contrary to international standards.
45 Airline Employment Data by Month, Bureau of
Transp. Statistics, available at https://
www.transtats.bts.gov/Employment/. Information
reported is from filings for December 2021.
46 FAA Internal Data as of July 2022 shows the
approximate number of certificate holders to be as
follows: part 121—58; part 135—1,877; part 121 and
135—6; § 91.147 Air Tour Operators—957 (252 of
§ 91.147 operators also hold a part 135 certificate);
part 125—38; part 91K Fractional Ownerships—10.
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D. Unfunded Mandates Assessment
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) governs
the issuance of Federal regulations that
require unfunded mandates. An
unfunded mandate is a regulation that
requires a State, local, or tribal
government or the private sector to
incur direct costs without the Federal
government having first provided the
funds to pay those costs. The FAA
determined that the proposed rule will
not result in the expenditure of $165
million or more by State, local, or tribal
governments, in the aggregate, or the
private sector, in any one year.
This rule does not contain such a
mandate. Therefore, the requirements of
Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires the FAA
consider the impact of paperwork and
other information collection burdens
imposed on the public. According to the
regulations that implement the Act,
codified at 5 CFR 1320.8(b)(2)(vi), an
agency may not collect or sponsor the
collection of information, nor may it
impose an information collection
requirement, unless it displays a
currently valid Office of Management
and Budget (OMB) control number.
This action contains the following
proposed revisions to existing
information collection requests. As
required by the Paperwork Reduction
Act of 1995 (44 U.S.C. 3507(d)), the
FAA has submitted these proposed
information collection request revisions
to OMB for its review.
None of the information collection
instruments would change for this
proposed rule; the FAA would continue
to collect the necessary information in
the same manner that the FAA
described in its prior notices concerning
the information collections. The Office
of Management and Budget has
approved the FAA’s collection of
information for purposes of such
compliance.47 However, this NPRM
proposes to increase the potential
number of respondents to whom the
information collection requirements
apply.
Each section below identifies the
information collections affected by this
NPRM. The FAA has estimated the
increase in the existing burden based on
four-part 119 certificate holders
47 Certification: Air Carriers and Commercial
Operators, Supporting Statement: Information
Collection Request Reference No. 2120–0593 (April
19, 2021), available at https://www.reginfo.gov/
public/do/PRAViewICR?ref_nbr=202011-2120-001.
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75011
beginning part 135 operations with
powered-lift by the end of the third year
following publication of the final rule.48
While this NPRM would permit part
119 certificate holders to conduct
operations under part 121, the FAA
does not believe that any such
certificate holders would do so in the
first three years following finalization of
this NPRM. Therefore, the FAA has not
estimated any burden increase for
existing information collection 2120–
0008, Part 121 Operating Requirements:
Domestic, Flag, and Supplemental
Operations, at this time. Further, the
FAA does not believe that any such
certificate holders would conduct
operations under part 125 in the first
three years following finalization of this
NPRM. Therefore, the FAA has not
estimated any burden increase for
existing information collection 2120–
0085. The FAA seeks comment
regarding these assumptions.
1. Revision of Existing Information
Collection 2120–0593: Federal Aviation
Regulation Part 119—Certification: Air
Carriers and Commercial Operators 49
This proposed rule would extend the
requirements of part 119 to certificate
holders that conduct operations with
powered-lift.
Abstract: Organizations that desire to
become or remain certified as air
carriers or commercial operators are
mandated to report information to the
FAA. The information collected reflects
requirements necessary under parts 135,
121, and 125 to conform to 14 CFR part
119—Certification: Air Carriers and
Commercial Operators. The FAA will
use the information it collects and
reviews to ensure compliance and
adherence to regulations and, if
applicable, to take enforcement action
on violators of the regulations.
The FAA has estimated the increase
in the existing burden based on four
certificate holders beginning poweredlift operations by the end of the third
48 Official FAA forecasts related to the operation
of powered-lift in the National Airspace System
(NAS) have yet to be developed. As of July 2022,
approximately 10 applicants were undergoing type
certification at FAA for powered-lift projects. Two
of these projects have progressed further through
the approval process and could be issued a type
certificate as early as 2024. For purposes of
estimating the increase in the existing information
collection, it is determined four part 119 certificate
holders will begin part 135 operations with
powered-lift by the end of the third year following
finalization of this proposed rule. Publicly available
data was used to forecast the powered-lift fleet.
Forecasts for airmen and departures were
developed based on utilization of the fleet (i.e.,
hours flown).
49 Ibid.
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year following finalization of this
NPRM.50 Note that not all information
collection requirements are proposed to
have a burden increase because of the
proposed revision to this information
collection.
TABLE 3—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0593 CERTIFICATION: AIR CARRIERS
AND COMMERCIAL OPERATORS
Section
Section title
119.33c .........
119.35 ...........
Proving Test Plan .........
Certificate Application
Reqts—all Operators.
Certificate Application
Reqts for Commercial
Operators.
Amending a Certificate
Management Personnel
Required, Pt 135.
Management Personnel
Qualifications, Pt 135.
119.36 ...........
119.41c .........
119.69e3 .......
119.71f ..........
Number of
respondents
Number of
responses
Total
responses
Time per
response—
technical
($32.21/hr)
Time per
response—
admin. asst.
($24.51/hr)
Total
burden
(hours)
Total
burden
(cost)
4
4
1
1
4
4
2.0
80.0
1.0
16.0
12
384
$356
11,876
4
1
4
2.0
4.0
24
650
1
4
1
1
1
4
0.5
1.0
0.1
0.5
0.6
6
19
178
4
1
4
1.0
0.5
6
178
....................
....................
....................
....................
....................
433
13,256
Note: Column and row totals may not sum due to rounding.
2. Revision of Existing Information
Collection 2120–0607: Pilot Records
Improvement Act of 1996/Pilot Records
Database 51
Abstract: With the exception of Form
8060–14 and –15, an operator utilizes
the various 8060 forms to report a
request for the applicable records of all
applicants for the position of pilot with
their company as needed under PRIA.
The information collected on these
forms will be used only to facilitate
search and retrieval of the requested
records, and submission is mandatory
until PRIA sunsets. Operators then
‘‘may use such records only to assess
the qualification of the individual in
deciding whether or not to hire the
individual as a pilot.’’ (49 U.S.C.
44703(h)(11)). For purposes of this
incremental information collection the
FAA expects pilots to access the pilot
records database web-based application
to release records to operators for review
and to update employment history. In
turn, the hiring operator uses the
information to help them perform a
comprehensive assessment of the pilot
prior to making a hiring decision, as
required by the Act.
The FAA has estimated the increase
in the existing burden for this collection
based on four-part 119 certificate
holders employing 129 commercial
pilots holding an airmen’s certificate in
the powered-lift category by the end of
the third year following finalization of
this proposed rule. Note that not all
information collection requirements are
proposed to have a burden increase as
a result of the proposed revision to this
information collection.
TABLE 6—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0607 52 PILOT RECORDS DATABASE
Year 1
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New Pilots ........................................................................................................
Cumulative Pilots .............................................................................................
50 This burden is based on work performed by
technical specialists and/or administrative
assistants. The fully-burdened hourly wage used to
estimate costs includes the base hourly wage for
each job category plus an increase to account for
fringe benefits and overhead. The base hourly wage
for the technical specialist and administrative
assistant is estimated to be $20.95 and $15.95,
respectively (source: https://www.payscale.com/
research/US/Job=Technical_Specialist/Salary;
https://www.payscale.com/research/US/
Job=Administrative_Assistant/Hourly_Rate). The
base wage is increased by a multiplier of 34.1
percent for fringe benefits (source: https://
www.bls.gov/news.release/ecec.nr0.htm) and 17.0
percent for overhead (source) Cody Rice, U.S.
Environmental Protection Agency, ‘‘Wage Rates for
Economic Analyses of the Toxics Release Inventory
Program’’ June 10, 2002, https://
www.regulations.gov/document?D=EPA-HQ-OPPT2014-0650-0005). Summing together the base hourly
wage, fringe benefits, and overhead results in a
VerDate Sep<11>2014
19:36 Dec 06, 2022
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Year 2
0
0
fully-loaded hourly wage of $32.21 for a technical
specialist and $24.51 for an administrative
assistant.
51 Official FAA forecasts related to the operation
of powered-lift in the National Airspace System
(NAS) have yet to be developed. Thus, forecasts for
operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the
cost of the information collections affiliated with
this proposed rule, and developed using publicly
available data related to orders and options for
powered-lift. FAA notes that none of the orders for
the multitude of powered-lift aircraft models being
developed are firm as of the time of this writing,
with the exception of one model. Using the fleet
forecast and an assumption for fleet utilization (i.e.
hours flown), forecasts for airmen and departures
were also developed to estimate costs of the
paperwork burden.
52 Occupational Employment and Wages, May
2019, 11–3121 Human Resources Managers, Bureau
of Labor Statistics, Mean Hourly Wage Rate
PO 00000
Frm 00019
Fmt 4702
Sfmt 4702
Year 3
44
44
Total
85
129
129
........................
($62.29). https://www.bls.gov/oes/2019/may/
oes113121.htm. The fully-burdened wage rate is
$91.33 and includes employee compensation that is
related to fringe benefits and is estimated to be 31.8
percent of the fully-burdened wage. Source: Bureau
of Labor Statistics, Employer Costs for Employee
Compensation (https://www.bls.gov/news.release/
pdf/ecec.pdf; data provided in news release vary
slightly by month). The FAA used a ground
instructor base hourly wage rate ($31.56) as a proxy
for the pilot non-flying base hourly wage rate
(source: Bureau of Labor Statistics (BLS)
Occupational Employment Statistics for Air
Transportation Industry. https://www.bls.gov/oes/
2019/may/oes131151.htm: Training and
Development Specialists (13–1151). The fullyburdened wage rate is $46.28 and includes
employee compensation related to benefits that is
estimated to be 31.8 percent of the fully-burdened
wage. (Source: Bureau of Labor Statistics, Employer
Costs for Employee Compensation.)
E:\FR\FM\07DEP1.SGM
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Federal Register / Vol. 87, No. 234 / Wednesday, December 7, 2022 / Proposed Rules
Events per
year
Pilot activity—by event
Hrs per event
Year 1
(hrs)
Year 2
(hrs)
Year 3
(hrs)
75013
Total
(hrs)
Database Registration—New Pilots .........
Input Employment History—New Pilots ...
1.0
1.0
0.33
0.03
0
0
14.5
1.3
28.1
2.6
42.6
3.9
Total Time (Hours) ............................
........................
........................
0.0
15.8
30.7
46.5
Pilot activity—by cost
Cost per hr
Year 1
Year 2
Year 3
Total
Database Registration—New Pilots .....................................
Input Employment History—New Pilots ...............................
$46.28
46.28
$0
0
$671
60
$1,301
120
$1,972
181
Total Cost .....................................................................
........................
0
731
1,421
2,152
Events per
year
Operator activity—by event
Hrs per event
Year 1
(hrs)
Year 2
(hrs)
Year 3
(hrs)
Total
(hrs)
Training/checking events—Cumul. Pilots
Ground training events—Cumul. Pilots ...
Verification of NDR * Search—New Pilots
Initial train/check—New Pilots .................
2.7
1.0
0.5
1.0
0.07
0.07
0.01
0.07
0
0
0
0
8.3
3.1
0.2
3.1
24.4
9.0
0.4
6.0
32.7
12.1
0.6
9.1
Total Time (Hours) ............................
........................
........................
0
14.7
39.8
54.5
Operator events—by cost
Cost per hr
Year 1
Year 2
Year 3
Total
Training/checking events—Cumul. Pilots ............................
Ground training events—Cumul. Pilots ...............................
Verification of NDR * Search—New Pilots ...........................
Initial train/check—New Pilots .............................................
$91.33
91.33
91.33
91.33
$0
0
0
0
$758
283
18
283
$2,228
822
37
548
$2,986
1,105
55
4,146
Total Cost .....................................................................
........................
0
1,343
3,635
8,293
Note: Row and column totals may not sum due to rounding.
3. Revision of Existing Information
Collection 2120–0535: Anti-Drug
Program for Personnel Engaged in
Specified Aviation Activities 53
Abstract: Part 119 certificate holders
with the authority to operate under part
121 and 135, air tour operators as
defined in 14 CFR 91.147, non-FAA or
Military Air Traffic Control Facilities,
contractors, or repair stations under 14
CFR part 145 that conduct drug and
alcohol testing programs are mandated
to report information to this collection.
The FAA uses this information for
determining program compliance or
non-compliance of regulated aviation
employers, oversight planning,
determining who must provide a
mandatory annual Management
Information System (MIS) testing
information, and communicating with
entities subject to the program
regulations. In addition, the information
is used to ensure that appropriate action
is taken regarding crewmembers and
other safety-sensitive employees who
have tested positive for drugs or alcohol
or have refused to submit to testing. The
collection includes reporting,
recordkeeping, and disclosure
information. Using the information
reported on the annual MIS allows the
FAA Administrator to determine the
random testing rates for the following
year, which is published in the Federal
Register.
The FAA has estimated the
incremental increase in the existing
burden for this collection based on four
powered-lift operators entering service
by the end of the third year following
finalization of this proposed rule. Below
are the reporting requirements for this
information collection. Note that not all
information collection requirements are
proposed to have a burden increase
because of the proposed revision to this
information collection.
TABLE 8—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0535 ANTI-DRUG PROGRAM FOR
PERSONNEL ENGAGED IN SPECIFIED AVIATION ACTIVITIES
Responses
(three years)
ddrumheller on DSK6VXHR33PROD with PROPOSALS
PRA task item
Promulgate Policy ................................................................
Registration (New or Amended) ..........................................
Supervisory Drug and Alcohol Training ...............................
Employee Training Documentation ......................................
Reasonable Cause/Suspicion Documentation ....................
Voluntary Disclosure ............................................................
Emergency Maintenance .....................................................
53 Official FAA forecasts related to the operation
of powered-lift in the National Airspace System
(NAS) have yet to be developed. Thus, forecasts for
operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the
cost of the information collections affiliated with
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19:36 Dec 06, 2022
Jkt 259001
Time per
response
(hours)
4
4
6
129
1.5
1.0
1
16.00
1.00
0.25
0.25
2.00
40.00
1.25
this proposed rule, and developed using publicly
available data related to orders and options for
powered-lift. FAA notes that none of the orders for
the multitude of powered-lift aircraft models being
developed are firm as of the time of this writing,
with the exception of one model. Using the fleet
PO 00000
Frm 00020
Fmt 4702
Sfmt 4702
Total 3-yr
burden
(hours)
64.0
4.0
1.6
32.3
3.0
40.0
1.3
Fully-burdened
hourly wage
($25.33)
$25.33
25.33
25.33
25.33
25.33
25.33
25.33
Total 3-yr
burden
($)
$1,621
101
41
817
76
1,013
32
forecast and an assumption for fleet utilization (i.e.
hours flown), forecasts for airmen and departures
were also developed to estimate costs of the
paperwork burden.
E:\FR\FM\07DEP1.SGM
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Federal Register / Vol. 87, No. 234 / Wednesday, December 7, 2022 / Proposed Rules
TABLE 8—THREE-YEAR BURDEN ESTIMATE FOR INFORMATION COLLECTION 2120–0535 ANTI-DRUG PROGRAM FOR
PERSONNEL ENGAGED IN SPECIFIED AVIATION ACTIVITIES—Continued
Responses
(three years)
PRA task item
Time per
response
(hours)
Total 3-yr
burden
(hours)
Fully-burdened
hourly wage
($25.33)
Total 3-yr
burden
($)
Scientifically Valid Random Testing Process ......................
Medical Review Officer Recordkeeping Provision ...............
83
4
1.00
0.25
82.8
1.0
25.33
25.33
2,097
25
Total Incremental Change for OMB 2120–0535 ..........
234
........................
229.9
........................
5,823
Note: Row and column totals may not sum due to rounding.
ddrumheller on DSK6VXHR33PROD with PROPOSALS
The FAA is soliciting comments to—
(1) Evaluate whether the proposed
information requirement is necessary for
the proper performance of the functions
of the FAA, including whether the
information will have practical utility;
(2) Evaluate the accuracy of the FAA’s
estimate of the burden;
(3) Enhance the quality, utility, and
clarity of the information to be
collected; and
(4) Minimize the burden of collecting
information on those who are to
respond, including by using appropriate
automated, electronic, mechanical, or
other technological collection
techniques or other forms of information
technology.
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA has submitted these
updated estimates to OMB for its
review. Individuals and organizations
may send comments on the information
collection requirement to the address
listed in the ADDRESSES section at the
beginning of this preamble by February
6, 2023. Comments also should be
submitted to the Office of Management
and Budget, Office of Information and
Regulatory Affairs, Attention: Desk
Officer for FAA, New Executive Office
Building, Room 10202, 725 17th Street
NW, Washington, DC 20053.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, it is FAA policy to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has reviewed the corresponding ICAO
Standards and Recommended Practices
and has identified no differences with
these standards and recommended
practices.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA
actions that are categorically excluded
from preparation of an environmental
assessment or environmental impact
statement under the National
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19:36 Dec 06, 2022
Jkt 259001
Environmental Policy Act in the
absence of extraordinary circumstances.
The FAA has determined this
rulemaking action qualifies for the
categorical exclusion identified in
paragraph 5–6.6f for regulations and
involves no extraordinary
circumstances.
V. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed
rule under the principles and criteria of
Executive Order 13132, Federalism
(Aug. 4, 1999). The agency has
determined this action would not have
a substantial, direct effect on the States,
or the relationship between the Federal
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. As a result, this
proposed rule would not have
federalism implications.
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this proposed rule
under Executive Order 13211, Actions
Concerning Regulations that
Significantly Affect Energy Supply,
Distribution, or Use. The agency has
determined that it would not be a
‘‘significant energy action’’ under the
executive order and would not be likely
to have a significant adverse effect on
the supply, distribution, or use of
energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609, Promoting
International Regulatory Cooperation
promotes international regulatory
cooperation to meet shared challenges
involving health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609, and has determined that
PO 00000
Frm 00021
Fmt 4702
Sfmt 4702
this action would have no effect on
international regulatory cooperation.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to
participate in this rulemaking by
submitting written comments, data, or
views. The agency also invites
comments relating to the economic,
environmental, energy, or federalism
impacts that might result from adopting
the proposals in this document. The
most helpful comments reference a
specific portion of the proposal, explain
the reason for any recommended
change, and include supporting data. To
ensure the docket does not contain
duplicate comments, commenters
should send only one copy of written
comments, or if comments are filed
electronically, commenters should
submit only one time.
The FAA will file in the docket all
comments it receives, as well as a report
summarizing each substantive public
contact with FAA personnel concerning
this proposed rulemaking. Before acting
on this proposal, the FAA will consider
all comments it receives on or before the
closing date for comments. The agency
may change this proposal in light of the
comments it receives.
B. Confidential Business Information
Confidential Business Information
(CBI) is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(FOIA) (5 U.S.C. 552), CBI is exempt
from public disclosure. If your
comments responsive to this NPRM
contain commercial or financial
information that is customarily treated
as private, that you actually treat as
private, and that is relevant or
responsive to this NPRM, it is important
that you clearly designate the submitted
comments as CBI. Please mark each
page of your submission containing CBI
as ‘‘PROPIN.’’ The FAA will treat such
marked submissions as confidential
under the FOIA, and they will not be
placed in the public docket of this
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Federal Register / Vol. 87, No. 234 / Wednesday, December 7, 2022 / Proposed Rules
NPRM. Submissions containing CBI
should be sent to the person in the FOR
FURTHER INFORMATION CONTACT section of
this document. Any commentary that
the FAA receives which is not
specifically designated as CBI will be
placed in the public docket for this
rulemaking.
C. Electronic Access and Filing
A copy of this NPRM, all comments
received, any final rule, and all
background material may be viewed
online at https://www.regulations.gov
using the docket number listed above. A
copy of this proposed rule will be
placed in the docket. Electronic retrieval
help and guidelines are available on the
website. It is available 24 hours each
day, 365 days each year. An electronic
copy of this document may also be
downloaded from the Office of the
Federal Register’s website at https://
www.federalregister.gov and the
Government Publishing Office’s website
at https://www.govinfo.gov. A copy may
also be found at the FAA’s Regulations
and Policies website at https://
www.faa.gov/regulations_policies.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW, Washington, DC 20591, or
by calling (202) 267–9677. Commenters
must identify the docket or notice
number of this rulemaking.
All documents the FAA considered in
developing this proposed rule,
including economic analyses and
technical reports, may be accessed in
the electronic docket for this
rulemaking.
List of Subjects
14 CFR Part 91
Air carrier, Air taxis, Air traffic
control, Aircraft, Airmen, Airports,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements, Transportation.
ddrumheller on DSK6VXHR33PROD with PROPOSALS
14 CFR Part 110
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 119
Administrative practice and
procedure, Air carriers, Aircraft,
Aviation safety, Charter flights,
Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen,
Aviation safety, Charter flights,
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19:36 Dec 06, 2022
Jkt 259001
Reporting and recordkeeping
requirements, Safety, Transportation.
14 CFR Part 125
Aircraft, Airmen, Aviation safety,
Reporting and recordkeeping
requirements.
14 CFR Part 136
Air transportation, Aircraft, Aviation
safety, National parks, Recreation and
recreation areas, Reporting and
recordkeeping requirements.
In consideration of the foregoing, the
Federal Aviation Administration
proposes to amend chapter I of title 14,
Code of Federal Regulations as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
1. The authority citation for part 91
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506–46507, 47122, 47508, 47528–
47531, 47534, Pub. L. 114–190, 130 Stat. 615
(49 U.S.C. 44703 note); articles 12 and 29 of
the Convention on International Aviation (61
Stat. 1180), (126 Stat. 11).
2. Amend § 91.146 by revising the
introductory text of paragraph (b) and
paragraphs (b)(2), (b)(3), (b)(5), and
(b)(7) to read as follows:
■
§ 91.146 Passenger-carrying flights for the
benefit of a charitable, nonprofit, or
community event.
*
*
*
*
*
(b) Passenger-carrying flights in
airplanes, powered-lift, or rotorcraft for
the benefit of a charitable, nonprofit, or
community event identified in
paragraph (c) of this section are not
subject to the certification requirements
of part 119 or the drug and alcohol
testing requirements in part 120 of this
chapter, provided the following
conditions are satisfied and the
limitations in paragraphs (c) and (d) of
this section are not exceeded:
*
*
*
*
*
(2) The flight is conducted from a
public airport that is adequate for the
aircraft used, or from another location
the FAA approves for the operation;
(3) The aircraft has a maximum of 30
seats, excluding each crewmember seat,
and a maximum payload capacity of
7,500 pounds;
*
*
*
*
*
(5) Each aircraft holds a standard
airworthiness certificate, is airworthy,
and is operated in compliance with the
applicable requirements of subpart E of
this part;
*
*
*
*
*
PO 00000
Frm 00022
Fmt 4702
Sfmt 4702
75015
(7) Reimbursement of the operator of
the aircraft is limited to that portion of
the passenger payment for the flight that
does not exceed the pro rata cost of
owning, operating, and maintaining the
aircraft for that flight, which may
include fuel, oil, airport expenditures,
and rental fees;
*
*
*
*
*
■ 3. Amend § 91.147 by revising
paragraph (a) to read as follows:
§ 91.147 Passenger-carrying flights for
compensation or hire.
*
*
*
*
*
(a) For the purposes of this section
and for drug and alcohol testing,
Operator means any person conducting
nonstop passenger-carrying flights in an
airplane, powered-lift, or rotorcraft for
compensation or hire in accordance
with § 119.1(e)(2), § 135.1(a)(5), or
§ 121.1(d) of this chapter that begin and
end at the same airport and are
conducted within a 25-statute mile
radius of that airport.
*
*
*
*
*
■ 4. Amend § 91.1015 by revising
paragraph (a)(9) to read as follows:
§ 91.1015
Management specifications.
(a) * * *
(9) Any authorized deviation and
exemption that applies to the person
conducting operations under this
subpart; and
*
*
*
*
*
PART 110—GENERAL
REQUIREMENTS
5. The authority citation for part 110
is revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40102, 40103, 40113, 44105, 44106, 44111,
44701–44717, 44722, 44901, 44903, 44904,
44906, 44912, 44914, 44936, 44938, 46103,
46105.
6. Amend § 110.2 by revising the
introductory text of the definition of
‘‘commercial air tour’’, the definitions of
‘‘commuter operation’’, ‘‘domestic
operation’’, ‘‘flag operation’’, ‘‘ondemand operation’’, and ‘‘supplemental
operation’’ to read as follows:
■
§ 110.2
Definitions.
*
*
*
*
*
Commercial air tour means a flight
conducted for compensation or hire in
an airplane, powered-lift, or rotorcraft
where a purpose of the flight is
sightseeing. The FAA may consider the
following factors in determining
whether a flight is a commercial air
tour:
*
*
*
*
*
Commuter operation means any
scheduled operation conducted by any
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ddrumheller on DSK6VXHR33PROD with PROPOSALS
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Federal Register / Vol. 87, No. 234 / Wednesday, December 7, 2022 / Proposed Rules
person operating one of the following
types of aircraft with a frequency of
operations of at least five round trips
per week on at least one route between
two or more points according to the
published flight schedules:
(1) Rotorcraft; or
(2) Airplanes or powered-lift that:
(i) Are not turbojet-powered;
(ii) Have a maximum passenger-seat
configuration of 9 seats or less,
excluding each crewmember seat; and
(iii) Have a maximum payload
capacity of 7,500 pounds or less.
*
*
*
*
*
Domestic operation means any
scheduled operation conducted by any
person operating any aircraft described
in paragraph (1) of this definition at
locations described in paragraph (2) of
this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat
configuration of more than 9 passenger
seats, excluding each crewmember seat;
or
(iii) Have a payload capacity of more
than 7,500 pounds.
(2) Locations:
(i) Between any points within the 48
contiguous States of the United States or
the District of Columbia; or
(ii) Operations solely within the 48
contiguous States of the United States or
the District of Columbia; or
(iii) Operations entirely within any
State, territory, or possession of the
United States; or
(iv) When specifically authorized by
the Administrator, operations between
any point within the 48 contiguous
States of the United States or the District
of Columbia and any specifically
authorized point located outside the 48
contiguous States of the United States or
the District of Columbia.
*
*
*
*
*
Flag operation means any scheduled
operation conducted by any person
operating any aircraft described in
paragraph (1) of this definition at
locations described in paragraph (2) of
this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat
configuration of more than 9 passenger
seats, excluding each crewmember seat;
or
(iii) Have a payload capacity of more
than 7,500 pounds.
(2) Locations:
(i) Between any point within the State
of Alaska or the State of Hawaii or any
territory or possession of the United
States and any point outside the State of
Alaska or the State of Hawaii or any
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19:36 Dec 06, 2022
Jkt 259001
territory or possession of the United
States, respectively; or
(ii) Between any point within the 48
contiguous States of the United States or
the District of Columbia and any point
outside the 48 contiguous States of the
United States and the District of
Columbia; or
(iii) Between any point outside the
U.S. and another point outside the U.S.
*
*
*
*
*
On-demand operation means any
operation for compensation or hire that
is one of the following:
(1) Passenger-carrying operations
conducted as a public charter under part
380 of this chapter or any operations in
which the departure time, departure
location, and arrival location are
specifically negotiated with the
customer or the customer’s
representative that are any of the
following types of operations:
(i) Common carriage operations
conducted with airplanes or poweredlift, including any that are turbojetpowered, having a passenger-seat
configuration of 30 seats or fewer,
excluding each crewmember seat, and a
payload capacity of 7,500 pounds or
less. The operations described in this
paragraph do not include operations
using a specific airplane or powered-lift
that is also used in domestic or flag
operations and that is so listed in the
operations specifications as required by
§ 119.49(a)(4) of this chapter, for those
operations are considered supplemental
operations;
(ii) Noncommon or private carriage
operations conducted with airplanes or
powered-lift having a passenger-seat
configuration of less than 20 seats,
excluding each crewmember seat, and a
payload capacity of less than 6,000
pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying
operations conducted with one of the
following types of aircraft, other than
turbojet-powered aircraft, with a
frequency of operations of less than five
round trips per week on at least one
route between two or more points
according to the published flight
schedules:
(i) Airplanes or powered-lift having a
maximum passenger-seat configuration
of 9 seats or less, excluding each
crewmember seat, and a maximum
payload capacity of 7,500 pounds or
less; or
(ii) Rotorcraft.
(3) All-cargo operations conducted
with airplanes or powered-lift having a
payload capacity of 7,500 pounds or
less, or with rotorcraft.
*
*
*
*
*
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Supplemental operation means any
common carriage operation for
compensation or hire conducted with
any aircraft described in paragraph (1)
of this definition that is a type of
operation described in paragraph (2) of
this definition:
(1) Airplanes or powered-lift that:
(i) Have a passenger-seat
configuration of more than 30 seats,
excluding each crewmember seat.
(ii) Have a payload capacity of more
than 7,500 pounds.
(iii) Are propeller-powered and:
(A) Have a passenger-seat
configuration of more than 9 seats and
less than 31 seats, excluding each
crewmember seat; and
(B) Are used in domestic or flag
operations but are so listed in the
operations specifications as required by
§ 119.49(a)(4) of this chapter for such
operations.
(iv) Are turbojet-powered and:
(A) Have a passenger seat
configuration of 1 or more but less than
31 seats, excluding each crewmember
seat; and
(B) Are used in domestic or flag
operations and are so listed in the
operations specifications as required by
§ 119.49(a)(4) of this chapter for such
operations.
(2) Types of operation:
(i) Operations for which the departure
time, departure location, and arrival
location are specifically negotiated with
the customer or the customer’s
representative.
(ii) All-cargo operations.
(iii) Passenger-carrying public charter
operations conducted under part 380 of
this chapter.
*
*
*
*
*
PART 119—CERTIFICATION: AIR
CARRIERS AND COMMERCIAL
OPERATORS
7. The authority citation for part 119
is revised to read as follows:
■
Authority: Pub. L. 111–216, sec. 215
(August 1, 2010); 49 U.S.C. 106(f), 106(g),
40101, 40102, 40103, 40113, 44105, 44106,
44111, 44701–44717, 44722, 44901, 44903,
44904, 44906, 44912, 44914, 44936, 44938,
46103, 46105.
8. Amend § 119.1 by revising
paragraph (a)(2), adding paragraph
(a)(3), and revising the introductory text
of paragraph (e), paragraphs (e)(2),
(e)(4)(v), (e)(5), the introductory text of
paragraph (e)(7), paragraphs (e)(7)(i),
(e)(7)(iii), and (e)(7)(vii), to read as
follows:
■
§ 119.1
Applicability.
(a) * * *
(2) When common carriage is not
involved, in operations of any U.S.-
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registered civil airplane or powered-lift
with a seat configuration of 20 or more
passengers, or a maximum payload
capacity of 6,000 pounds or more; or
(3) When noncommon carriage is
involved, except as provided in
§ 91.501(b) of this chapter, or in private
carriage for compensation or hire, in
operations of any U.S.-registered civil
airplane or powered-lift with a
passenger-seat configuration of less than
20 seats and a payload capacity of less
than 6,000 pounds.
*
*
*
*
*
(e) Except for operations when
common carriage is not involved
conducted with any airplane or
powered-lift having a passenger-seat
configuration of 20 seats or more,
excluding any required crewmember
seat, or a payload capacity of 6,000
pounds or more, this part does not
apply to—
*
*
*
*
*
(2) Nonstop Commercial Air Tours
that occur in an airplane, powered-lift,
or rotorcraft having a standard
airworthiness certificate and passengerseat configuration of 30 seats or fewer
and a maximum payload capacity of
7,500 pounds or less that begin and end
at the same airport, and are conducted
within a 25-statute mile radius of that
airport, in compliance with the Letter of
Authorization issued under § 91.147 of
this chapter. For nonstop Commercial
Air Tours conducted in accordance with
part 136, subpart B of this chapter,
National Parks Air Tour Management,
the requirements of this part apply
unless excepted in § 136.37(g)(2). For
Nonstop Commercial Air Tours
conducted in the vicinity of the Grand
Canyon National Park, Arizona, the
requirements of SFAR 50–2, part 93,
subpart U, and this part, as applicable,
apply.
*
*
*
*
*
(4) * * *
(v) Powered-lift or rotorcraft
operations in construction or repair
work (but this exception does apply to
transportation to and from the site of
operations); and
*
*
*
*
*
(5) Sightseeing flights conducted in
hot air balloons or gliders;
*
*
*
*
*
(7) Powered-lift or rotorcraft flights
conducted within a 25 statute mile
radius of the airport of takeoff if—
(i) Not more than two passengers are
carried in the aircraft in addition to the
required flightcrew;
*
*
*
*
*
(iii) The aircraft used is certificated in
the standard category and complies with
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the 100-hour inspection requirements of
part 91 of this chapter;
*
*
*
*
*
(vii) Cargo is not carried in or on the
aircraft;
*
*
*
*
*
■ 9. Amend § 119.5 by revising
paragraphs (b) and (c) to read as follows:
§ 119.5 Certifications, authorizations, and
prohibitions.
*
*
*
*
*
(b) A person not authorized to
conduct direct air carrier operations, but
authorized by the Administrator to
conduct operations as a U.S.
commercial operator, will be issued an
Operating Certificate.
(c) A person not authorized to
conduct direct air carrier operations, but
authorized by the Administrator to
conduct operations when common
carriage is not involved as an operator
of any U.S.-registered civil airplane or
powered-lift with a seat configuration of
20 or more passengers, or a maximum
payload capacity of 6,000 pounds or
more, will be issued an Operating
Certificate.
*
*
*
*
*
■ 10. Amend § 119.21 by revising the
introductory text of paragraph (a) to
read as follows:
§ 119.21 Commercial operators engaged in
intrastate common carriage and direct air
carriers.
(a) Each person who conducts
airplane or powered-lift operations as a
commercial operator engaged in
intrastate common carriage of persons or
property for compensation or hire in air
commerce, or as a direct air carrier,
shall comply with the certification and
operations specifications requirements
in subpart C of this part, and shall
conduct its:
*
*
*
*
*
■ 11. Amend § 119.23 by revising the
section heading, paragraphs (a)
introductory text, (a)(2), and the
introductory text of paragraph (b) to
read as follows:
§ 119.23 Operators engaged in passengercarrying operations, cargo operations, or
both with airplanes or powered-lift when
common carriage is not involved.
(a) Each person who conducts
operations when common carriage is not
involved with any airplane or poweredlift having a passenger-seat
configuration of 20 seats or more,
excluding each crewmember seat, or a
payload capacity of 6,000 pounds or
more, must, unless deviation authority
is issued—
*
*
*
*
*
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75017
(2) Conduct its operations in
accordance with the requirements of
part 125 of this chapter; and
*
*
*
*
*
(b) Each person who conducts
noncommon carriage (except as
provided in § 91.501(b) of this chapter)
or private carriage operations for
compensation or hire with any airplane
or powered-lift having a passenger-seat
configuration of less than 20 seats,
excluding each crewmember seat, and a
payload capacity of less than 6,000
pounds, must—
*
*
*
*
*
■ 12. Amend § 119.49 by revising
paragraphs (a)(12), (b)(12), and (c)(11) to
read as follows:
§ 119.49 Contents of operations
specifications.
(a) * * *
(12) Any authorized deviation or
exemption from any requirement of this
chapter that applies to the certificate
holder.
*
*
*
*
*
(b) * * *
(12) Any authorized deviation or
exemption from any requirement of this
chapter that applies to the certificate
holder.
*
*
*
*
*
(c) * * *
(11) Any authorized deviation or
exemption from any requirement of this
chapter that applies to the certificate
holder.
*
*
*
*
*
■ 13. Amend § 119.65 by revising
paragraphs (a)(3) and (b)(2) to read as
follows:
§ 119.65 Management personnel required
for operations conducted under part 121 of
this chapter.
(a) * * *
(3) Chief Pilot for each category of
aircraft the certificate holder uses, as
listed in § 61.5(b)(1) of this chapter.
*
*
*
*
*
(b) * * *
(2) The number and type of aircraft
used; and
*
*
*
*
*
■ 14. Revise § 119.67 to read as follows:
§ 119.67 Management personnel:
Qualifications for operations conducted
under part 121 of this chapter.
(a) Director of Operations. To serve as
Director of Operations under
§ 119.65(a), a person must hold an
airline transport pilot certificate and—
(1) If the certificate holder uses large
aircraft, at least 3 years of supervisory
or managerial experience within the last
6 years in large aircraft, in a position
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that exercised operational control over
any operations conducted under parts
121 or 135 of this chapter.
(2) If the certificate holder uses large
aircraft, at least 3 years of experience as
pilot in command under parts 121 or
135 of this chapter in large aircraft in at
least one of the categories of aircraft the
certificate holder uses, as listed in
§ 61.5(b)(1) of this chapter. In the case
of a person becoming Director of
Operations for the first time, he or she
must have accumulated this experience
as pilot in command within the past 6
years.
(3) If the certificate holder uses only
small aircraft in its operations, the
experience required in paragraphs (a)(1)
and (2) of this section may be obtained
in either large or small aircraft.
(b) Chief Pilot. To serve as Chief Pilot
under § 119.65(a), a person must:
(1) Hold an airline transport pilot
certificate with appropriate ratings in
the category of aircraft that the
certificate holder uses in its operations
under part 121 and over which the Chief
Pilot exercises responsibility; and
(2) Have at least 3 years of experience
as pilot in command in the same
category of aircraft that the certificate
holder uses, as listed in § 61.5(b). The
experience as pilot in command
described in this paragraph (b)(2) must:
(i) Have occurred within the past 6
years, in the case of a person becoming
a Chief Pilot for the first time.
(ii) Have occurred in large aircraft
operated under parts 121 or 135 of this
chapter. If the certificate holder uses
only small aircraft in its operation, this
experience may be obtained in either
large or small aircraft.
(iii) Be in the same category of aircraft
over which the Chief Pilot exercises
responsibility.
(c) Director of Maintenance. To serve
as Director of Maintenance under
§ 119.65(a), a person must:
(1) Hold a mechanic certificate with
airframe and powerplant ratings;
(2) Have 1 year of experience in a
position responsible for returning
aircraft to service;
(3) Have at least 1 year of experience
in a supervisory capacity under either
paragraph (c)(4)(i) or (ii) of this section
maintaining the same category and class
of aircraft as the certificate holder uses;
and
(4) Have 3 years of experience within
the past 6 years in one or a combination
of the following—
(i) Maintaining large aircraft with 10
or more passenger seats, including, at
the time of appointment as Director of
Maintenance, experience in maintaining
the same category and class of aircraft
as the certificate holder uses; or
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(ii) Repairing aircraft in a certificated
airframe repair station that is rated to
maintain aircraft in the same category
and class of aircraft as the certificate
holder uses.
(d) Chief Inspector. To serve as Chief
Inspector under § 119.65(a), a person
must:
(1) Hold a mechanic certificate with
both airframe and powerplant ratings,
and have held these ratings for at least
3 years;
(2) Have at least 3 years of
maintenance experience on different
types of large aircraft with 10 or more
passenger seats with an air carrier or
certificated repair station, 1 year of
which must have been as maintenance
inspector; and
(3) Have at least 1 year of experience
in a supervisory capacity maintaining
the same category and class of aircraft
as the certificate holder uses.
(e) Deviation. A certificate holder may
request a deviation to employ a person
who does not meet the appropriate
airman experience, managerial
experience, or supervisory experience
requirements of this section if the
Manager of the Air Transportation
Division or the Manager of the Aircraft
Maintenance Division, as appropriate,
finds that the person has comparable
experience and can effectively perform
the functions associated with the
position in accordance with the
requirements of this chapter and the
procedures outlined in the certificate
holder’s manual. Deviations under this
paragraph may be granted after
consideration of the size and scope of
the operation and the qualifications of
the intended personnel. The
Administrator may, at any time,
terminate any grant of deviation
authority issued under this paragraph
(e).
PART 121—OPERATING
REQUIREMENTS: DOMESTIC, FLAG,
AND SUPPLEMENTAL OPERATIONS
15. The authority citation for part 121
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40103,
40113, 40119, 41706, 42301 preceding note
added by Pub. L. 112–95, sec. 412, 126 Stat.
89, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44729,
44732; 46105; Pub. L. 111–216, 124 Stat.
2348 (49 U.S.C. 44701 note); Pub. L. 112–95
126 Stat 62 (49 U.S.C. 44732 note).
16. Amend § 121.1 by revising
paragraphs (c) and (g) to read as follows:
■
§ 121.1
Applicability.
*
*
*
*
*
(c) Each person who applies for
provisional approval of an Advanced
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Qualification Program curriculum,
curriculum segment, or portion of a
curriculum segment under subpart Y of
this part, and each person employed or
used by an air carrier or commercial
operator under this part to perform
training, qualification, or evaluation
functions under an Advanced
Qualification Program under subpart Y
of this part.
*
*
*
*
*
(g) This part also establishes
requirements for operators to take
actions to support the continued
airworthiness of each aircraft.
§ 121.470
[Amended]
18. Amend § 121.470 in paragraphs (a)
and (b) by removing the word
‘‘airplanes’’ and adding, in its place, the
word ‘‘aircraft’’.
■
§ 121.480
[Amended]
19. Amend § 121.480 in paragraph (a)
by removing the word ‘‘airplanes’’ and
adding, in its place, the word ‘‘aircraft’’.
■
§ 121.500
[Amended]
20. Amend § 121.500 in paragraph (a)
by removing the word ‘‘airplanes’’ and
adding, in its place, the word ‘‘aircraft’’.
■
PART 125—[Amended]
PART 125—CERTIFICATION AND
OPERATIONS: AIRCRAFT HAVING A
SEATING CAPACITY OF 20 OR MORE
PASSENGERS OR A MAXIMUM
PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES
GOVERNING PERSONS ON BOARD
SUCH AIRCRAFT
21. The authority citation for part 125
continues to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
44701–44702, 44705, 44710–44711, 44713,
44716–44717, 44722.
22. The heading for part 125 is revised
as set forth above.
■ 23. Amend § 125.1 by revising
paragraph (a), the introductory text of
paragraph (b), paragraphs (b)(4), (c), and
(e) to read as follows:
■
§ 125.1
Applicability.
(a) Except as provided in paragraphs
(b) through (d) of this section, this part
prescribes rules governing the
operations of U.S.-registered civil
airplanes and powered-lift, when those
aircraft have a seating configuration of
20 or more passengers or a maximum
payload capacity of 6,000 pounds or
more when common carriage is not
involved.
(b) The rules of this part do not apply
to the operations of aircraft specified in
paragraph (a) of this section, when—
*
*
*
*
*
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(4) They are being operated under part
91 by an operator certificated to operate
those aircraft under the rules of parts
121, 135, or 137 of this chapter, they are
being operated under the applicable
rules of part 121 or 135 of this chapter
by an applicant for a certificate under
part 119 of this chapter, or they are
being operated by a foreign air carrier or
a foreign person engaged in common
carriage solely outside the United States
under part 91 of this chapter;
*
*
*
*
*
(c) This part, except § 125.247, does
not apply to the operation of aircraft
specified in paragraph (a) of this section
when they are operated outside the
United States by a person who is not a
citizen of the United States.
*
*
*
*
*
(e) This part also establishes
requirements for operators to take
actions to support the continued
airworthiness of each aircraft.
■ 24. Revise the introductory text of
§ 125.23 to read as follows:
§ 125.23 Rules applicable to operations
subject to this part.
Each person operating an aircraft in
operations under this part shall—
*
*
*
*
*
§ 136.3
PART 136—COMMERCIAL AIR TOURS
AND NATIONAL PARKS AIR TOUR
MANAGEMENT
25. The authority citation for part 136
is revised to read as follows:
■
Authority: 49 U.S.C. 106(f), 106(g), 40113,
40119, 44101, 44701–44702, 44705, 44709–
44711, 44713, 44716–44717, 44722, 44901,
44903–44904, 44912, 46105.
26. Amend § 136.1:
a. By revising paragraph (a), the
introductory text of paragraph (b), and
paragraph (c); and
■ b. In paragraph (d):
■ i. By revising the introductory text of
the definition of ‘‘commercial air tour’’;
■ ii. By removing the definition of
‘‘suitable landing area for helicopters’’;
and
■ iii. By adding the definition of
‘‘suitable landing area for rotorcraft’’
The revisions and addition read as
follows:
■
■
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§ 136.1
Applicability and definitions.
(a) This subpart applies to each
person operating or intending to operate
a commercial air tour in an airplane,
powered-lift, or rotorcraft and, when
applicable, to all occupants of those
aircraft engaged in a commercial air
tour. When any requirement of this
subpart is more stringent than any other
requirement of this chapter, the person
operating the commercial air tour must
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comply with the requirement in this
subpart.
(b) This subpart applies to:
*
*
*
*
*
(c) This subpart does not apply to
operations conducted in balloons,
gliders (powered and un-powered),
parachutes (powered and un-powered),
gyroplanes, or airships.
(d) * * *
Commercial Air Tour means a flight
conducted for compensation or hire in
an airplane, powered-lift, or rotorcraft
where a purpose of the flight is
sightseeing. The FAA may consider the
following factors in determining
whether a flight is a commercial air tour
for purposes of this subpart:
*
*
*
*
*
Suitable landing area for rotorcraft
means an area that provides the operator
reasonable capability to land in an
emergency without causing serious
injury to persons. This suitable landing
area must be site-specific, designated by
the operator, and accepted by the FAA.
*
*
*
*
*
■ 27. Revise § 136.3 to read as follows:
Letters of Authorization.
Operators subject to this subpart who
have Letters of Authorization may use
the procedures described in § 119.51 of
this chapter to amend or have the FAA
reconsider those Letters of
Authorization.
■ 28. Revise § 136.5 to read as follows:
§ 136.5 Additional requirements for
Hawaii.
Any operator subject to this subpart
who meets the criteria of § 136.71 must
comply with the additional
requirements and restrictions in subpart
D of this part.
■ 29. In § 136.9, revise the section
heading and paragraphs (b)(1) through
(b)(3) to read as follows:
§ 136.9
water.
Life preservers for operations over
*
*
*
*
*
(b) * * *
(1) The aircraft is equipped with
floats;
(2) The airplane is within power-off
gliding distance to the shoreline for the
duration of the time that the flight is
over water; or
(3) The aircraft is a multiengine that
can be operated with the critical engine
inoperative at a weight that will allow
it to climb, at least 50 feet a minute, at
an altitude of 1,000 feet above the
surface, as provided in the approved
aircraft flight manual for that aircraft.
*
*
*
*
*
■ 30. Revise § 136.11 to read as follows:
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§ 136.11
75019
Rotorcraft floats for over water.
(a) A rotorcraft used in commercial air
tours over water beyond the shoreline
must be equipped with fixed floats or an
inflatable flotation system adequate to
accomplish a safe emergency ditching,
if—
(1) It is a single-engine rotorcraft; or
(2) It is a multi-engine rotorcraft that
cannot be operated with the critical
engine inoperative at a weight that will
allow it to climb, at least 50 feet a
minute, at an altitude of 1,000 feet
above the surface, as provided in the
approved aircraft flight manual for that
aircraft.
(b) Each rotorcraft that is required to
be equipped with an inflatable flotation
system under this section must have:
(1) The activation switch for the
flotation system on one of the primary
flight controls; and
(2) The flotation system armed when
the rotorcraft is over water beyond the
shoreline and is flying at a speed that
does not exceed the maximum speed
prescribed in the approved aircraft flight
manual for flying with the flotation
system armed.
(c) Neither fixed floats nor an
inflatable flotation system is required
for a rotorcraft under this section when
that rotorcraft is:
(1) Over water only during the takeoff
or landing portion of the flight; or
(2) Operated within power-off gliding
distance to the shoreline for the
duration of the flight and each occupant
is wearing a life preserver from before
takeoff until the aircraft is no longer
over water.
■ 31. Revise § 136.13 to read as follows:
§ 136.13
Performance plan.
(a) Each operator that uses a rotorcraft
must complete a performance plan
before each commercial air tour or flight
operated under §§ 91.146 or 91.147 of
this chapter. The pilot in command
must review for accuracy and comply
with the performance plan on the day
the flight occurs. The performance plan
must be based on information in the
approved aircraft flight manual for that
aircraft taking into consideration the
maximum density altitude for which the
operation is planned, in order to
determine:
(1) Maximum gross weight and center
of gravity (CG) limitations for hovering
in ground effect;
(2) Maximum gross weight and CG
limitations for hovering out of ground
effect; and
(3) Maximum combination of weight,
altitude, and temperature for which
height/velocity information in the
approved aircraft flight manual is valid.
(b) Except for the approach to and
transition from a hover for the purpose
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of takeoff and landing, or during takeoff
and landing, the pilot in command must
make a reasonable plan to operate the
rotorcraft outside of the caution/
warning/avoid area of the limiting
height/velocity diagram.
(c) Except for the approach to and
transition from a hover for the purpose
of takeoff and landing, during takeoff
and landing, or when necessary for
safety of flight, the pilot in command
must operate the rotorcraft in
compliance with the plan described in
paragraph (b) of this section.
Appendix A to Part 136—[Removed]
32. Remove Appendix A to part 136.
■ 33. Add new subpart D to part 136 to
read as follows:
■
Subpart D—Special Operating Rules for Air
Tour Operators in the State of Hawaii
Sec.
136.71 Applicability.
136.73 Definitions.
136.75 Equipment and requirements.
Subpart D—Special Operating Rules
for Air Tour Operators in the State of
Hawaii
§ 136.71
Applicability.
(a) Except as provided in paragraph
(b) of this section, this subpart
prescribes operating rules for air tour
flights conducted in airplanes, poweredlift, or rotorcraft under visual flight
rules in the State of Hawaii pursuant to
parts 91, 121, and 135 of this chapter.
(b) This subpart does not apply to:
(1) Operations conducted under part
121 of this chapter in airplanes with a
passenger seating configuration of more
than 30 seats or a payload capacity of
more than 7,500 pounds.
(2) Flights conducted in gliders or hot
air balloons.
§ 136.73
Definitions.
For the purposes of this subpart:
Air tour means any sightseeing flight
conducted under visual flight rules in
an airplane, powered-lift, or rotorcraft
for compensation or hire.
Air tour operator means any person
who conducts an air tour.
ddrumheller on DSK6VXHR33PROD with PROPOSALS
§ 136.75
Equipment and requirements.
(a) Flotation equipment. No person
may conduct an air tour in Hawaii in a
rotorcraft beyond the shore of any
island, regardless of whether the
rotorcraft is within gliding distance of
the shore, unless:
(1) The rotorcraft is amphibious or is
equipped with floats adequate to
accomplish a safe emergency ditching
and approved flotation gear is easily
accessible for each occupant; or
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(2) Each person on board the
rotorcraft is wearing approved flotation
gear.
(b) Performance plan. Each operator
must complete a performance plan that
meets the requirements of this
paragraph (b) before each air tour flight
conducted in a rotorcraft.
(1) The performance plan must be
based on information from the current
approved aircraft flight manual for that
aircraft, considering the maximum
density altitude for which the operation
is planned to determine the following:
(i) Maximum gross weight and center
of gravity (CG) limitations for hovering
in ground effect;
(ii) Maximum gross weight and CG
limitations for hovering out of ground
effect; and
(iii) Maximum combination of weight,
altitude, and temperature for which
height-velocity information from the
performance data is valid.
(2) The pilot in command (PIC) must
comply with the performance plan.
(c) Operating limitations. Except for
approach to and transition from a hover,
and except for the purpose of takeoff
and landing, the PIC of a rotorcraft may
only operate such aircraft at a
combination of height and forward
speed (including hover) that would
permit a safe landing in event of engine
power loss, in accordance with the
height-speed envelope for that rotorcraft
under current weight and aircraft
altitude.
(d) Minimum flight altitudes. Except
when necessary for takeoff and landing,
or operating in compliance with an air
traffic control clearance, or as otherwise
authorized by the Administrator, no
person may conduct an air tour in
Hawaii:
(1) Below an altitude of 1,500 feet
above the surface over all areas of the
State of Hawaii;
(2) Closer than 1,500 feet to any
person or property; or
(3) Below any altitude prescribed by
federal statute or regulation.
(e) Passenger briefing. Before takeoff,
each PIC of an air tour flight of Hawaii
with a flight segment beyond the ocean
shore of any island shall ensure that
each passenger has been briefed on the
following, in addition to requirements
set forth in §§ 91.107, 121.571, or
135.117 of this chapter:
(1) Water ditching procedures;
(2) Use of required flotation
equipment; and
(3) Emergency egress from the aircraft
in event of a water landing.
PO 00000
Frm 00027
Fmt 4702
Sfmt 4702
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and 44701(a), on
November 21, 2022.
Jodi L. Baker,
Deputy Associate Administrator, Aviation
Safety.
[FR Doc. 2022–25711 Filed 12–6–22; 8:45 am]
BILLING CODE 4910–13–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 271
[EPA–R03–RCRA–2022–0280; FRL–9951–
01–R3]
Delaware: Final Authorization of State
Hazardous Waste Management
Program Revisions
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The State of Delaware has
applied to Environmental Protection
Agency (EPA) for final authorization of
revisions to its hazardous waste
program under the Resource
Conservation and Recovery Act (RCRA).
By this action, EPA proposes to grant
final authorization to Delaware. In the
‘‘Rules and Regulations’’ section of this
Federal Register, EPA is authorizing the
revisions by a direct final rule. EPA did
not make a proposal prior to the direct
final rule because EPA believes this
action is not controversial and does not
expect comments that oppose it. EPA
has explained the reasons for this
authorization in the preamble to the
direct final rule. Unless EPA receives
written adverse comments pertaining to
this State revision during the comment
period, the direct final rule will become
effective on the date it establishes, and
EPA will not take further action on this
proposed rulemaking. However, if EPA
receives adverse comments pertaining to
this State revision, EPA will publish a
timely withdrawal in the Federal
Register, and this direct final rule will
not take effect. EPA will then respond
to public comments in a later final rule
based on this proposed rulemaking. You
may not have another opportunity for
comment. If you want to comment on
this action, you must do so at this time.
DATES: Send written comments by
January 6, 2023.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R03–
RCRA–2022–0351, at
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from
SUMMARY:
E:\FR\FM\07DEP1.SGM
07DEP1
Agencies
[Federal Register Volume 87, Number 234 (Wednesday, December 7, 2022)]
[Proposed Rules]
[Pages 74995-75020]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-25711]
[[Page 74995]]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Parts 91, 110, 119, 121, 125, 136
[Docket No. FAA-2022-1563; Notice No. 23-03]
RIN 2120-AL80
Update to Air Carrier Definitions
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Notice of proposed rulemaking (NPRM).
-----------------------------------------------------------------------
SUMMARY: The FAA proposes to amend the regulatory definitions of
certain air carrier and commercial operations. This proposed rule would
add powered-lift to these definitions to ensure the appropriate sets of
rules apply to air carriers' and certain commercial operators'
operations of aircraft that FAA regulations define as powered-lift. The
FAA also proposes to update certain basic requirements that apply to
air carrier oversight, such as the contents of operations
specifications and the qualifications applicable to certain management
personnel. In addition, this proposed rule would apply the rules for
commercial air tours to powered-lift. This proposed rule is an
important step in the FAA's integration of new entrant aircraft in the
National Airspace System (NAS).
DATES: Send comments on or before February 6, 2023.
ADDRESSES: Send comments identified by docket number FAA-2022-1563
using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov and
follow the online instructions for sending your comments
electronically.
Mail: Send comments to Docket Operations, M-30; U.S. Department of
Transportation (DOT), 1200 New Jersey Avenue SE, Room W12-140, West
Building Ground Floor, Washington, DC 20590-0001.
Hand Delivery or Courier: Take comments to Docket Operations in
Room W12-140 of the West Building Ground Floor at 1200 New Jersey
Avenue SE, Washington, DC, between 9 a.m. and 5 p.m., Monday through
Friday, except Federal holidays.
Fax: Fax comments to Docket Operations at 202-493-2251.
Privacy: In accordance with 5 U.S.C. 553(c), Department of
Transportation solicits comments from the public to better inform its
rulemaking process. DOT posts these comments, without edit, including
any personal information the commenter provides, to https://www.regulations.gov, as described in the system of records notice (DOT/
ALL-14 FDMS), which can be reviewed at https://www.dot.gov/privacy.
Docket: Background documents or comments received may be read at
https://www.regulations.gov at any time. Follow the online instructions
for accessing the docket or go to the Docket Operations in Room W12-140
of the West Building Ground Floor at 1200 New Jersey Avenue SE,
Washington, DC, between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays.
FOR FURTHER INFORMATION CONTACT: Jackie Clow, Aviation Safety
Inspector, Air Transportation Division, Flight Standards Service,
Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591; telephone: 202-267-8166; email:
[email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Executive Summary
II. Legal Authority
III. Discussion of the Proposed Rule
A. Powered-Lift in Air Carrier Operations
B. Commercial Air Tours and Flights for the Benefit of
Charitable, Nonprofit, or Community Events
IV. Regulatory Notices and Analyses
A. Regulatory Evaluation
B. Regulatory Flexibility Determination
C. International Trade Impact Assessment
D. Unfunded Mandates Assessment
E. Paperwork Reduction Act
F. International Compatibility and Cooperation
G. Environmental Analysis
V. Executive Order Determinations
A. Executive Order 13132, Federalism
B. Executive Order 13211, Regulations That Significantly Affect
Energy Supply, Distribution, or Use
C. Executive Order 13609, Promoting International Regulatory
Cooperation
VI. Additional Information
A. Comments Invited
B. Confidential Business Information
C. Electronic Access and Filing
I. Executive Summary
FAA regulations that apply to air carrier operations define five
kinds of air carrier operations. The terms the FAA uses for air carrier
operations are found in the applicability provisions for the
appropriate set of operating rules. With this proposed rule, the FAA
incorporates powered-lift into the definitions of five kinds of air
carrier operations--commuter, domestic, flag, on-demand, and
supplemental. The current air carrier definitions, as well as certain
regulations that apply to other commercial operations of aircraft, only
refer to ``airplanes'' and ``rotorcraft.'' To enable air carrier
operations with powered-lift, the FAA proposes adding powered-lift to
the definitions in Sec. 110.2 of Title 14 of the Code of Federal
Regulations (14 CFR). This proposed rule would also extend the
applicability of certain operating rules to powered-lift, such as the
rules that apply to large aircraft operations that are not common
carrier operations and rules that apply to commercial air tours.
The FAA also proposes to update various provisions within 14 CFR
part 119 (Certification: Air Carriers and Commercial Operators) to
address air carriers' operations of powered-lift. This proposed rule
would amend certain aircraft-specific provisions in Sec. 119.1, which
outline the applicability of and exceptions from part 119. This
proposed rule would add sight-seeing flights in gliders to the
exclusions from part 119. Furthermore, this proposed rule would amend
the qualification requirements for personnel in certain management
positions for air carriers, to ensure they have appropriate experience
in powered-lift operations. This proposed rule would make various
technical amendments to part 119 for clarity and revise reflect current
FAA practice pertaining to the information included in operations
specifications. In addition, the proposed rule will revise certain
recordkeeping requirements.
II. Legal Authority
The FAA's authority to issue rules on aviation safety is codified
throughout Title 49 of the United States Code. The FAA issues this
proposed rule under the authority in section 106. Section 106(f)
establishes that the Administrator may promulgate regulations and
rules. Subtitle VII, Aviation Programs, describes in more detail the
scope of the agency's authority. Furthermore, section 44701(a)(5)
requires the Administrator to promote safe flight of civil aircraft in
air commerce by prescribing regulations and setting minimum standards
for other practices, methods, and procedures necessary for safety in
air commerce and national security. Section 44702 provides express
authority to the Administrator to issue certificates under and oversee
aviation safety. In addition, section 44701(d)(1)(A) specifically
states the Administrator, when prescribing safety regulations, must
consider ``the duty of an air carrier to provide service with the
highest possible degree of safety in the public interest.'' Similarly,
section 44705 requires the Administrator to prescribe regulations for
the issuance of air carrier operating certificates when the
Administrator finds, after investigation, that the holder of the
[[Page 74996]]
certificate is properly and adequately equipped and able to operate
safely.
The FAA also proposes this rule in accordance with sections 44711
and 44713. Section 44711(a)(4) prohibits a person from operating as an
air carrier without an air carrier operating certificate or in
violation of a term of the certificate. Similarly, section 44711(a)(5)
prohibits a person from operating aircraft in air commerce in violation
of a regulation prescribed or a certificate that the FAA issues under
section 44701(a) or (b) or under sections 44702-44716. In addition,
section 44713 requires air carriers to hold and comply with air carrier
operating certificates and make, or cause to be made, inspections,
repairs, or maintenance used in air transportation. Such regulations
apply to operators by the provisions of 14 CFR parts 110 and 119, which
this proposed rule would amend.
III. Discussion of the Proposed Rule
This proposed rule would apply part 121 (Operating Requirements:
Domestic, Flag, and Supplemental Operations), part 125 (Certification
and Operations: Airplanes Having a Seating Capacity of 20 or More
Passengers or a Maximum Payload Capacity of 6,000 Pounds or More; and
Rules Governing Persons Onboard Such Aircraft), part 135 (Operating
Requirements: Commuter and On Demand Operations and Rules Governing
Persons Onboard Such Aircraft) and part 136 (Commercial Air Tours and
National Parks Air Tour Management) to certain types of operations in
powered-lift. This proposed rule would also amend Sec. 91.146
(Passenger-carrying flights for the benefit of a charitable, nonprofit,
or community event) and Sec. 91.147 (Passenger carrying flights for
compensation or hire) to enable powered-lift into these types of
operations. To use consistent aircraft terms throughout parts 110 and
119, the FAA is also proposing to change the term helicopter to
rotorcraft within Sec. Sec. 91.146, 91.147 and part 136. Therefore,
all applicability regulations used in commercial service will use the
same aircraft terms.
The FAA is engaging in a multi-step process of updating the
regulations that apply to aircraft that traditionally have not operated
under these parts. Overall, the FAA maintains a risk-based approach to
the integration of new entrant aircraft into the national airspace
system. When operations present a higher level of risk, based on volume
of passengers carried and frequency of operation, the FAA will subject
such operations to a regulatory framework designed to mitigate those
risks. In addition to this rulemaking, the FAA is proposing a Special
Federal Aviation Regulation (SFAR), ``Integration of Powered-Lift:
Pilot Certification and Operations'' (RIN 2120-AL72), to establish
temporary operating and airman certification regulations for powered-
lift. The SFAR will enable industry to begin operating powered-lift
while FAA gathers data to develop permanent regulations through a
future rulemaking. The FAA plans to use the information gathered in
this interim process to update its regulations to address powered-lift
operations broadly.
A. Powered-Lift in Air Carrier Operations
Title 14 CFR 1.1 defines powered-lift as ``a heavier-than-air
aircraft capable of vertical takeoff, vertical landing, and low speed
flight that depends principally on engine-driven lift devices or engine
thrust for lift during these flight regimes and on nonrotating
airfoil(s) for lift during horizontal flight.'' This low airspeed
capability could result from aircraft configuration changes such as
tilt-wing, tiltrotor, or tilt-propeller; thrust vectoring; direct-lift
engines; or other means. In addition, the FAA has previously described
powered-lift as being useful for civil applications, as these types of
aircraft have ``vertical take-off and landing and hovering capability
like helicopters,'' and are able to ``fly at higher airspeeds like
airplanes.'' \1\
---------------------------------------------------------------------------
\1\ Pilot, Flight Instructor, Ground Instructor, and Pilot
School Certificate Rules, 60 FR 41160, 41165 (Aug. 11, 1995).
---------------------------------------------------------------------------
At present, various manufacturers are developing powered-lift for
civilian use. These aircraft vary in size and passenger-seating
configurations and employ both new and traditional kinds of propulsion
systems. The operations conceptualized include vertical takeoff and
landing capability, transition from low airspeed to high-speed
horizontal flight, and sustained level forward flight.
Operations with powered-lift could offer many benefits over
traditional rotorcraft. For example, some powered-lift may be capable
of transporting heavier loads at higher altitudes and faster cruise
speeds than a rotorcraft, while maintaining vertical takeoff and
landing capability. Such capability may increase efficiency in
transporting crew and material to remote locations such as offshore oil
rigs. Operators may also seek to use powered-lift for transporting
passenger's point-to-point; for example, such transportation could
occur from a heliport and proceed at turboprop airspeeds and ranges.
Other opportunities may also exist in concentrated urban environments,
where short point-to-point distances coupled with vertical capability
may allow for more efficient transportation of passengers or cargo than
existing ground transportation methods. Application of the appropriate
set of rules for powered-lift in a range of certificate holders'
operations would serve as both a risk mitigation measure and a
framework for FAA oversight, as necessary to achieve the requisite
level of safety.
The requirements of part 119 apply both to air carriers and other
commercial operators. Part 119 provides the process for obtaining and
maintaining an operating certificate. This proposed rule would apply
the appropriate requirements of part 119 to powered-lift operations.
1. Applicability of Operating Rules
This proposed rule would amend the following definitions in Sec.
110.2 to include powered-lift: commuter operation, domestic operation,
flag operation, on-demand operation, and supplemental operation.
Therefore, the rules and applicability sections in 14 CFR chapter 1,
subchapter G would include use of powered-lift in the kinds of
operations. Amending these definitions along with other provisions of
part 119 would enable powered-lift to engage in operations consistent
with the applicable statutory framework that applies to air carrier and
commercial operations.
i. Operations Under Parts 121 and 135
Part 121 applies to three distinct kinds of operations of air
carriers: domestic, flag, and supplemental. Both domestic and flag
operations under part 121 currently consist of any scheduled flight
operation \2\ using turbojet powered airplanes, or airplanes that have
a passenger-seat configuration of more than 9 passenger seats,\3\ or
that have a payload capacity of more than 7,500
[[Page 74997]]
pounds. Domestic operations occur between any points within the 48
contiguous states of the United States or the District of Columbia or
solely within any state, territory, or possession of the United States.
Unlike domestic operations, flag operations are those that occur
between any point within the State of Alaska, the State of Hawaii, or
any territory or possession of the United States, and any point outside
the State of Alaska or the State of Hawaii or any territory or
possession of the United States, respectively. Flag operations also
include scheduled operations in airplanes that occur between any point
within the 48 contiguous States of the United States or the District of
Columbia and any point outside the 48 contiguous States of the United
States and the District of Columbia, as well as those that occur
between any point outside the United States and another point outside
the United States.
---------------------------------------------------------------------------
\2\ For purposes of determining which types of operations are
``scheduled,'' the FAA uses its definition at Sec. 110.2, which
provides, ``[s]cheduled operation means any common carriage
passenger-carrying operation for compensation or hire conducted by
an air carrier or commercial operator for which the certificate
holder or its representative offers in advance the departure
location, departure time, and arrival location. It does not include
any passenger-carrying operation that is conducted as a public
charter operation under part 380 of this chapter.''
\3\ Throughout this description of the kinds of operations, each
use of the term ``passenger-seat configuration'' for numerical
thresholds and limitations excludes the number of crewmember seats.
This is consistent with the existing text of each definition.
---------------------------------------------------------------------------
Supplemental operations under part 121 include any common carriage
operation for compensation or hire using airplanes that have a
passenger-seat configuration of more than 30 seats or that have a
payload capacity of more than 7,500 pounds. Supplemental operations
also include those in which the airplane is also used in domestic or
flag operations and is listed in the operations specifications for such
operations when the airplane is either propeller-powered and has more
than 9 and less than 31 passenger seats, or turbojet-powered and has 1
or more and less than 31 passenger seats. The definition of
``supplemental operation'' also specifies that the operations are
either all-cargo operations, passenger-carrying public charter
operations under part 380, or operations for which the departure time
and location, as well as the arrival location, are specifically
negotiated.
Part 135 applies to two kinds of operations: on-demand and
commuter.
On-demand operations are those either conducted as a public charter
under part 380 or any operations in which the departure time and
location and arrival location are specifically negotiated with the
customer and are: in rotorcraft; common carriage operations with
airplanes (including turbojet-powered airplanes) that have a passenger-
seat configuration of 30 seats or fewer and a payload capacity of 7,500
pounds or less; or noncommon or private carriage operations conducted
with airplanes having a passenger-seat configuration of less than 20
seats and a payload capacity of less than 6,000 pounds. On-demand
operations also include scheduled passenger-carrying operations that
consist of less than five round-trips per week on at least one route
between two or more points according to its published flight schedules
in airplanes (other than turbojet-powered airplanes) that have a
maximum passenger-seat configuration of 9 seats or less and a maximum
payload capacity of 7,500 pounds or less, or in any rotorcraft.
Finally, on-demand operations also include all-cargo operations
conducted with airplanes having a payload capacity of 7,500 pounds or
less, or with rotorcraft.\4\
---------------------------------------------------------------------------
\4\ As noted above, ``all-cargo air transportation'' means ``the
transportation by aircraft in interstate air transportation of only
property or only mail, or both.'' 49 U.S.C. 40102(a)(10).
---------------------------------------------------------------------------
Commuter operations are scheduled operations \5\ conducted by any
person operating airplanes (other than turbojet-powered airplanes) that
have a maximum passenger-seat configuration \6\ of 9 seats or less and
a maximum payload capacity of 7,500 pounds or less, as well as all
rotorcraft, when such operations conduct at least five round trips per
week on at least one route between two or more points according to its
published flight schedules.
---------------------------------------------------------------------------
\5\ The definition of ``scheduled operation'' is codified at 14
CFR 110.2.
\6\ Throughout this description of the kinds of operations, each
use of the term ``passenger-seat configuration'' for numerical
thresholds and limitations excludes crewmember seats. This is
consistent with the existing text of each definition.
---------------------------------------------------------------------------
Part 121 currently applies to any turbojet-powered airplane with
one or more passenger seats used for scheduled operations. Scheduled
operations under part 135 that are generally ``commuter'' operations
are limited to 9 seats or fewer and cannot occur in turbojet airplanes.
The FAA previously determined that the operations of small turbojets,
which are used for operations such as transoceanic, long range and
international, are like the operations of large air carriers.\7\ To
ensure safety of passengers carried in those kinds of operations, the
provisions of part 121 apply to scheduled operations of turbojet
airplanes. This proposed rule would include turbojet-powered powered-
lift alongside the term ``turbojet powered airplane'' to ensure
consistency in applying the appropriate risk mitigation measures for
operations of turbojet-powered aircraft.
---------------------------------------------------------------------------
\7\ Commuter Operations and General Certification and Operations
Requirements, 60 FR 65832, 65838 (Dec. 20, 1995).
---------------------------------------------------------------------------
Under this proposed rule, part 121 would apply to operations that
air carriers conduct with powered-lift when they fulfill the criteria
of the definitions of domestic, flag, and supplemental operations,
while part 135 would apply to operations that certificate holders
conduct with powered-lift that meet the criteria of commuter and on-
demand operations. Many of the requirements in part 121 are distinct
from the requirements that apply to operations under part 135. In this
regard, the aircraft passenger-seat configuration and payload capacity
maximums that differentiate applicability of parts 121 and 135, are
longstanding, regulatory distinctions with which certificate holders
are familiar and are appropriate for applying to powered-lift.\8\ The
FAA has crafted operating rules designed to mitigate the risks of
operations of aircraft operating under parts 121 and 135. As a result,
the scaled approach of risk mitigations in both parts remains
appropriate because powered-lift that are large and carry passengers in
scheduled operations generally present a higher level of risk.
---------------------------------------------------------------------------
\8\ In Commuter Operations and General Certification and
Operations Requirements, the FAA cited its 1953 rulemaking in which
the FAA set forth the requirement that airplanes with a maximum
certificated takeoff weight of 12,500 pounds or less would be
permitted to carry fewer than 10 passengers in on-demand air taxi
service. 60 FR 65832, 65835 (Dec. 20, 1995).
---------------------------------------------------------------------------
a. 121 Applicability
Section 121.1 establishes the applicability of part 121, which
prescribes the rules governing air carrier operations conducted under
domestic, flag, or supplemental operations. Section 121.1(g) currently
states, ``This part also establishes requirements for operators to take
actions to support the continued airworthiness of each airplane.''
Section 121.1(g) is the only paragraph in section 121.1 that currently
uses the term ``airplane.'' The FAA proposes to revise paragraph (g) to
apply to ``aircraft'' instead of ``airplane.'' This change in section
121.1 is necessary to correspond to the changes in parts 110 and 119 to
extend the applicability of these parts to powered-lift.
The FAA also proposes to make a technical correction to section
121.1(c) by removing ``SFAR No. 58'' and replacing it with ``subpart
Y'' which was codified on September 16, 2005.
b. Certain Flight Time Limitations and Rest Requirements Under Part 121
With regard to flight time limitations and rest requirements, this
proposed rule would amend Sec. Sec. 121.470, 121.480, and 121.500 to
replace the word ``airplanes'' with the term ``aircraft.'' Section
121.470 applies the provisions of part 121, subpart Q to domestic all-
cargo operations; Sec. 121.480 applies the provisions of part 121,
subpart R to flag all-cargo operations; and Sec. 121.500 applies the
provisions of part 121,
[[Page 74998]]
subpart S to supplemental all-cargo operations. These sections all
contain an exception that is available for certificate holders
conducting operations with airplanes having a passenger-seat
configuration of 30 seats or fewer (excluding each crewmember seat) and
a payload capacity of 7,500 pounds or less: in such airplanes,
certificate holders may opt to comply with the requirements of
Sec. Sec. 135.261 through 135.273, rather than the provisions in
subparts Q, R, or S of part 121. Permitting this option for powered-
lift that conduct operations in aircraft with a seat configuration of
30 seats or fewer (excluding each crewmember seat and a payload
capacity of 7,500 pounds or less is appropriate because the FAA has
previously determined that specific flight time limitations and rest
requirements of Sec. Sec. 135.261 through 135.273 adequately address
the risk associated with lack of rest in such operations.\9\
---------------------------------------------------------------------------
\9\ The FAA states in the preamble to the 2012 final rule,
Flightcrew Member Duty and Rest Requirements, that it attempted to
impose the least possible burden on air carriers, consistent with
the need to improve safety. Consequently, the rule imposes stringent
limits in safety-critical areas and less stringent limits in other
areas. For example, the FAA recognizes that the costs for all-cargo
operations to comply with more stringent duty and rest requirements
would ``significantly exceed the quantified societal benefits.'' See
Flightcrew Member Duty and Rest Requirements, 77 FR 330, 332 (Jan.
4, 2012).
---------------------------------------------------------------------------
In addition, Sec. 121.470 contains an exception for operations
conducted entirely within Alaska or Hawaii with airplanes having a
passenger-seat configuration of more than 30 seats (excluding each
crewmember seat) or a payload capacity of more than 7,500 pounds: these
airplanes may comply with subpart R of part 121 instead (pertaining to
flag all-cargo operations).\10\ Permitting this option for powered-lift
that conduct such operations entirely within the States of Alaska or
Hawaii is appropriate for the same reasons the FAA permits this
exception for similarly sized airplanes. Thus, for such operations, the
specific flight time limitations and rest requirements of subpart R
adequately address the risk associated with lack of rest.\11\
---------------------------------------------------------------------------
\10\ The FAA allows all-cargo operations conducted entirely
within the States of Alaska or Hawaii to comply with the flight time
limitations under subpart R--pertaining to flag operations--because
those operations are included under the definition of ``flag
operation'' in 14 CFR 110.2.
\11\ Flightcrew Member Duty and Rest Requirements, 77 FR 330,
331 (Jan. 4, 2012); 78 FR 69287 (Nov. 19, 2013).
---------------------------------------------------------------------------
ii. Operations Under Part 125
As with the applicability of parts 121 and 135 to distinct types of
air carrier operations, part 119 states that operators conducting
noncommon carriage are subject to the rules of either part 125 or part
135.
When noncommon carriage occurs in an airplane having a passenger
seat configuration of less than 20 seats, excluding crewmember seats,
and a payload capacity of less than 6,000 pounds, Sec. 119.23(b)
requires those operations to be conducted under part 135 as on-demand
operations. When noncommon carriage occurs in an airplane having a
seating configuration of 20 or more passengers or a maximum payload
capacity of 6,000 pounds or more, part 125 applies. This proposed rule
would amend the applicability provisions relevant to noncommon or
private carriage operations such that those provisions would include
powered-lift. This proposed rule would amend paragraphs (a), (b), (c),
and (e) of Sec. 125.1, to add the term ``powered-lift'' or, where
appropriate, ``aircraft.'' These amendments incorporate powered-lift
into the statements regarding applicability of part 125 requirements.
Large powered-lift, due to their size, weight, and passenger
capacity, present a level of risk that part 125 mitigates. Requiring
large powered-lift conducting noncommon carriage operations to comply
with part 125 would ensure an appropriate level of safety. These
requirements and standards mitigate safety risks of large aircraft
operating under part 125; extending them to noncommon carriage
operations of large powered-lift is consistent with the FAA's strategy
for mitigating risks. The FAA's proposed amendments to Sec. Sec.
119.23 and 125.1 would clarify that operators that conduct noncommon
carriage operations in powered-lift would do so under the rules of part
125, provided they fall within the scope outlined in Sec. 119.23(a).
This proposed rule would also change the term from ``airplane'' to
``aircraft'' in the title of part 125 and amend Sec. 125.23 to change
the word ``airplane'' to ``aircraft,'' as Sec. 125.23 generally
addresses applicability of certain rules and standards concerning
operations.
2. Requirements and Applicability of Part 119
Part 119 contains basic requirements that apply to each person that
operates or intends to operate a civil aircraft as an air carrier or
commercial operator, or both, in air commerce. These requirements,
which include the obligation to maintain current operations
specifications and employ management personnel who are sufficiently
qualified to oversee certain aspects of the certificate holder's
operation, are a critical means by which the FAA oversees air carrier
and commercial operations. This proposed rule would amend provisions
concerning the applicability of other rules, management personnel
qualifications, and exceptions from the applicability of part 119. The
incorporation of powered-lift into such provisions would provide
consistency in FAA oversight of air carrier and commercial operations.
The FAA also proposes to revise Sec. 119.1(a) to apply part 119 to
airplanes and powered lift conducting noncommon carriage or private
carriage operations for compensation or hire with a passenger-seat
configuration of less than 20 seats and a payload capacity of less than
6,000 pounds. This proposed amendment is consistent with the existing
Sec. 119.23, which requires airplanes meeting those specifications to
comply with certain certification, operations, and operations
specifications requirements.
Similarly, the FAA also proposes to amend Sec. 119.5(c) to include
powered-lift operations in the description of which persons will be
issued an Operating Certificate for operations when common carriage is
not involved. The FAA also proposes to amend Sec. Sec. 119.21 and
119.23 to apply appropriate requirements to powered-lift operations of
commercial operators engaged in intrastate common carriage or
operations when common carriage is not involved, respectively.
The existing types of operations excluded from part 119 are:
student instruction; aerial work operations; nonstop commercial air
tours that fulfill certain criteria; ferry or training flights;
sightseeing flights in hot air balloons; nonstop flights conducted
within 25 statute miles of the airport of takeoff that are for the
purpose of intentional parachute operations; helicopter flights
conducted within a 25 statute-mile-radius of the airport of takeoff
that fulfill certain limiting criteria; operations that occur under
part 133 (Rotorcraft External-Load Operations) or part 375 (Navigation
of Foreign Civil Aircraft Within the United States); emergency mail
service operations; operations conducted under Sec. 91.321 (Carriage
of candidates in elections); and small unmanned aircraft systems
operations conducted under part 107 (Small unmanned aircraft systems).
Many operations subject to exclusion do not specify the type of
aircraft eligible for the exclusion; however, some exclusions apply
only to helicopters or only to airplanes and helicopters. Specifically,
a subset of the exclusion for operations used in construction or repair
work currently
[[Page 74999]]
applies only to helicopter flights. In addition, the exclusion that
covers nonstop commercial air tours is specific to operations in either
airplanes or helicopters. An exclusion also exists for helicopter
flights conducted within a 25-statute-mile radius of the airport of
takeoff that meet certain, specific criteria. This proposed rule would
broaden each of these exclusions to cover operations conducted in both
powered-lift and rotorcraft.
The proposed use of the term ``rotorcraft'' \12\ throughout Sec.
119.1 will ensure consistency with other applicability provisions of
part 119. For example, Sec. 119.25 states that each person that
conducts rotorcraft operations for compensation or hire must do so in
accordance with the applicable rules of part 135. In addition, the
definitions of ``commuter'' and ``on-demand'' codified in Sec. 110.2
use only the term ``rotorcraft.'' Accordingly, using the term
``rotorcraft,'' as defined in Sec. 1.1, consistently throughout part
119, rather than the term ``helicopter,'' is appropriate.
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\12\ With respect to aircraft certification, rotorcraft are a
``class'' of aircraft as defined in Sec. 1.1, while helicopters are
a kind of rotorcraft. Section 1.1 defines ``class'' as ``a broad
grouping of aircraft having similar characteristics of propulsion,
flight, or landing. Examples include: airplane, rotorcraft, glider .
. . .'' Section 1.1 defines ``helicopter'' as ``a rotorcraft that,
for its horizontal motion, depends principally on its engine-driven
rotors.''
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The proposed rule would replace ``helicopter'' with ``rotorcraft''
and add ``powered-lift'' to the exclusion described at Sec.
119.1(e)(4)(v). Section 119.1(e)(4) lists six specific types of aerial
work operations to which part 119 does not apply. These operations
include crop dusting, banner towing, aerial photography or surveying,
firefighting, construction and repair work, and powerline and pipeline
patrol. The existing regulatory text that excludes operations for
construction and repair work under Sec. 119.1(e)(4)(v) specifically
applies only when the operator uses helicopters. Examples of aerial
work operations that fulfill the exception criteria of Sec.
119.1(e)(4)(v) include replacing air conditioners in large buildings;
work on photovoltaic cells, cellular towers, and other types of towers;
and performing construction in buildings in which the movement of heavy
construction loads up several levels via rotorcraft saves energy and
time. The FAA anticipates powered-lift would perform functions in
aerial work in much the same manner as rotorcraft currently do.
Moreover, the vertical takeoff and landing options powered-lift offer,
their ability to hover, and the capability of some powered-lift to
carry heavier loads than many rotorcraft may prompt operators to use
them for construction or repair work. Allowing powered-lift to operate
under this exception poses low risk to the general public. Typically,
operators conduct aerial work operations in limited areas with low
exposure to the public, or, if conducted in metropolitan areas, in
areas that are appropriately cordoned off. Moreover, the risk to the
general public remains low due to the limitation of the work; its
infrequent nature; and the containment practices operators use to limit
such risk.
The FAA also proposes to broaden the exclusion in Sec. 119.1(e)(7)
to permit those flights to occur using powered-lift or rotorcraft,
rather than only helicopters. Section 119.1(e)(7) excludes from the
applicability of part 119 helicopter flights conducted within a 25-
statute-mile radius of the airport of takeoff if no more than two
passengers are carried; each flight occurs under day visual flight
rules (VFR) conditions; the helicopter used is certificated with a
standard airworthiness certificate and complies with certain inspection
requirements; the operator notifies a certain FAA office prior to the
operation; the total number of flights does not exceed six per year;
the Administrator has approved each flight; and the flight does not
carry any cargo. The FAA historically excluded the helicopter flights
described in Sec. 119.1(e)(7) based on the conclusion that such
operations do not warrant the level of oversight that part 119
requires.
In addition, this proposed rule would add operations conducted in
gliders to the exception that applies to sightseeing flights.
Currently, the text of Sec. 119.1(e)(5) only excludes from the
applicability of part 119 sightseeing flights conducted in hot air
balloons. The proposed addition of gliders to this exception will
ensure the regulatory text of Sec. 119.1(e)(5) reflects the FAA's
current practices of permitting glider operations under this exception
from part 119 and is consistent with the level of risk mitigation
necessary for such operations.
Lastly, this proposed rule will add powered-lift to Sec.
119.1(e)(2), which currently excludes certain nonstop commercial air
tour flights conducted in either an airplane or helicopter from the
applicability of part 119.
i. Records Regarding Operations
Each certificate holder subject to part 119 must maintain
operations specifications. The FAA approves all operations
specifications, which must include a variety of information, such as
the types of aircraft, routes, and airports the certificate holder
uses, among other items.
This proposed rule would narrow the current requirement in Sec.
119.49. The existing text of Sec. 119.49(a)(12), (b)(12), and (c)(11)
requires operations specifications to contain ``[a]ny authorized
deviation and exemption'' issued under 14 CFR chapter 1. By its plain
language, the aforementioned paragraphs broadly require operations
specifications to contain copies of all deviations and exemptions
granted from any requirement under chapter 1.
The FAA has determined this requirement is too broad, as it
obligates certificate holders to ensure their operations specifications
contain exemptions and deviations that also apply to the aircraft the
certificate holder uses. Such a requirement is unnecessary because
information concerning design standards and other airworthiness aspects
that apply to an aircraft are available in other records. Operators of
the aircraft are aware of deviations and exemptions from design
standards because the paperwork that accompanies the aircraft contains
adequate information. For example, the aircraft's type certificate data
sheet refers to applicable exemptions.\13\ In such cases, it is
unnecessary for the certificate holder's operations specifications to
contain deviations or exemptions if those deviations or exemptions
apply to the aircraft and do not have a corresponding operating rule.
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\13\ See 14 CFR 21.41 (``Type certificate''), which states each
type certificate includes the type design, operating limitations,
certificate data sheet, the applicable regulations with which the
FAA records compliance, and any other conditions or limitations
prescribed for the product in part 21, subpart B.
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The FAA is mindful of the fact that many rules that address
aircraft equipage and functionality, however, include both an aircraft
and operating component. To obtain relief from such a rule, the
operator would need to receive exemption or permission to deviate from
aircraft-specific requirements, and operations specifications would
need to contain records of such exemptions or deviations from such
rules. For example, Sec. 91.203(d) prohibits any person from operating
a civil airplane (domestic or foreign) into or out of an airport in the
United States unless it complies with the fuel venting and exhaust
emissions requirements of 14 CFR part 34. As a result, while under this
proposed rule operations specifications would not need to contain any
exemption from a requirement of part 34 as this exemption would be
identified in the aircraft records; however, they would need to
[[Page 75000]]
note the existence of an exemption from Sec. 91.203(d) because this
relief would not otherwise be noted in any record associated with the
operation itself. Similar rules exist throughout subpart C of part 91,
as well as subparts J and K of part 121 and subpart C of part 135. This
proposed rule would require that operations specifications contain only
exemptions and deviations the FAA has granted that apply to the
certificate holder.
Similar to this proposed rule's amendments to Sec. 119.49(a)(12),
(b)(12), and (c)(11), this proposed rule would also revise Sec.
91.1015(a)(9) in a similar manner. Section 91.1015(a)(9) applies to
management specifications that persons who participate in a fractional
ownership program under part 91, subpart K, maintain. Currently, Sec.
91.1015(a)(9) requires each set of management specifications to contain
each deviation or exemption that the participant receives for any
requirement of 14 CFR chapter 1. Requiring a listing or copies of
exemptions that apply to the aircraft rather than the operator is
unnecessary for the FAA's oversight of participants' operations under
part 91, subpart K.
ii. Management of Operation
This proposed rule would amend the qualification and experience
requirements by changing the term airplane to aircraft as appropriate.
For certificate holders that conduct operations under part 121, this
rule would also require at least one Chief Pilot for each category of
aircraft that each certificate holder uses, when the certificate holder
uses both airplanes and powered-lift.
Sections 119.65 through 119.71 set forth management personnel
requirements that certificate holders must fulfill to ensure the
highest degree of safety in their operations. In requiring qualified
personnel hold certain management positions, the FAA emphasized that
certificate holders' employment of management personnel who are
experienced and committed to ensuring safety is an important means of
ensuring compliance with the rules that apply to the operations.\14\
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\14\ Commuter Operations and General Certification and
Operations Requirements, 60 FR 65832, 65885-86 (Dec. 20, 1995).
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Section 119.69 contains requirements for certificate holders who
conduct operations under part 135. Section 119.69(a) states certificate
holders must have a Director of Operations, Chief Pilot, and Director
of Maintenance. Section 119.71 sets forth the specific qualification
standards that each person who holds any of these positions must meet.
This proposed rule would not amend the qualification standards listed
at Sec. 119.71 because they are not specific to any particular type of
aircraft. As a result, they need not change to ensure management
personnel have adequate experience when managing regulatory compliance
with certificate holders' operations about airplanes, rotorcraft, or
powered-lift.
Under Sec. 119.65(a), which lists management positions that
certificate holders conducting operations under part 121 must maintain,
each certificate holder must have a Director of Safety, Director of
Operations, Chief Pilot, Director of Maintenance, and Chief Inspector.
With the exception of the Director of Safety position, each person who
holds any of the positions identified in Sec. 119.65 must meet
specific qualification standards set forth in Sec. 119.67.
In some cases, candidates who seek to hold a management personnel
position listed at Sec. 119.65 might not fulfill the experience
requirements but could be qualified in another manner. In such cases,
Sec. 119.67(e) provides the FAA's Flight Standards Service the
discretion to issue a deviation. Such deviations are based on Flight
Standards finding that the candidate can fulfill the duties of the
position that he or she seeks to hold.
This proposed rule would also remove the routing codes from the
regulatory text of Sec. 119.67(e), as the FAA no longer uses such
codes in its regulations.
Furthermore, Sec. 119.65(b) provides the FAA with discretion to
approve positions or numbers of positions other than those listed in
Sec. 119.65(a) if the certificate holder shows it can perform the
operation with the highest degree of safety under the direction of
fewer or different categories of management personnel. In making such a
determination, the FAA considers the kind of operation involved, the
number and types of airplanes used, and the area of operations.
This proposed rule would amend the qualification and experience
requirements applicable to Directors of Operations, Chief Pilots,
Directors of Maintenance, and Chief Inspectors for certificate holders
that conduct operations under part 121 because these qualification
standards are currently specific to airplanes. Incorporating certain
powered-lift operations into the requirements of part 121 requires
amending these qualification requirements applicable to management
personnel who supervise a certificate holder's operations.
a. Director of Operations
Currently, Sec. 119.67(a)(2) (Management personnel: Qualifications
for operations conducted under part 121 of this chapter) specifically
requires Directors of Operations to have experience in ``airplanes.''
To broaden this section to cover Directors of Operations for
certificate holders that use powered-lift, this proposed rule would use
the general term ``aircraft'' in that paragraph. Therefore, for
certificate holders that conduct operations under part 121, this
proposed rule would require the Director of Operations to have at least
3 years of supervisory or managerial experience within the last 6 years
in a position that exercised operational control over any operations
conducted with large aircraft under part 121 or part 135. In the
alternative, if the certificate holder uses only small aircraft in its
operations, then the Director of Operations may obtain this experience
in large or small aircraft. The proposed references to ``large
aircraft'' and ``small aircraft'' would have the same meanings as
defined in Sec. 1.1: ``Large aircraft means aircraft of more than
12,500 pounds, maximum certificated takeoff weight,'' and ``Small
aircraft means aircraft of 12,500 pounds or less, maximum certificated
takeoff weight.''
Section 119.67(a)(3) also currently requires anyone who serves in a
Director of Operations role for a certificate holder that conducts
operations under part 121 to have at least three years of experience as
pilot-in-command of a large airplane, if the certificate holder uses
large airplanes. If the certificate holder uses small airplanes, then
experience in either large or small airplanes will satisfy this
requirement. If the person is serving as a Director of Operations for
the first time ever, then this experience must have occurred within the
prior six years. Under this proposed rule, a person who would serve as
Director of Operations would need to have experience as pilot-in-
command in at least one of the categories of ``aircraft'' the
certificate holder uses in its operations. In using the term
``category'' in this context, this proposed rule would mean the broad
classification of aircraft regarding the certification, ratings,
privileges, and limitations of airmen. Such categories include
airplane, rotorcraft, and powered-lift, among others, as listed at
Sec. 61.5(b)(1). In addition, the term ``uses'' refers to the types of
aircraft that are listed on the certificate holder's operations
specifications, pursuant to Sec. 119.49(a)(4), (b)(4), and (c)(5).
[[Page 75001]]
b. Chief Pilot
This proposed rule would amend the existing regulatory text that
contains Chief Pilot qualification requirements such that the text
would include the term ``aircraft,'' where appropriate. In addition,
the FAA proposes amendments to the Chief Pilot requirements that will
ensure the Chief Pilot's qualifications are commensurate to the
aircraft category the certificate holder is operating. In proposing
these amendments, the FAA intends to ensure the management personnel
team remains adequately prepared and qualified to address risks that
operations of each category of aircraft may present.
To be qualified to serve as a Chief Pilot, a person must meet the
qualifications of Sec. 119.67(b). These qualifications include holding
an airline transport pilot (ATP) certificate with appropriate ratings
for at least one of the airplanes the certificate holder uses. The term
``appropriate ratings'' means the ratings a pilot must hold to serve as
a pilot-in-command of an airplane in the certificate holder's
operations.
This proposed rule would require the Chief Pilot for powered-lift
to hold an ATP certificate and be appropriately rated in at least one
of the powered-lift the certificate holder uses. This requirement is
important because the Chief Pilot must maintain a detailed level of
understanding of the particular aircraft the certificate holder
operates to communicate effectively with the pilots who serve in a
certificate holder's operations while performing his or her oversight
duties.
The FAA is aware that such ``appropriate ratings'' may vary
considerably. For example, pilot type ratings or class ratings for
certain powered-lift might not yet exist. In such cases, the
requirement for the Chief Pilot to have an ATP certificate with
appropriate ratings means the Chief Pilot would need to hold an ATP
certificate in the appropriate category of aircraft, as well as the
appropriate class or type rating for the aircraft the certificate
holder uses in conducting operations under part 121. If both a class
and type rating exist for the aircraft, then the Chief Pilot must have
both ratings.
This proposed rule would also clarify that the ATP certificate with
appropriate ratings must be for an aircraft the certificate holder uses
in operations ``under part 121.'' This clarification would ensure
certificate holders who may hold authority to conduct operations under
both part 121 and part 135 know that they must have a Chief Pilot who
holds an ATP certificate with appropriate ratings for an aircraft used
in part 121 operations. In the interest of ensuring clarity, this
proposed rule would add the phrase ``under part 121'' to Sec.
119.67(b).
Currently, a candidate who seeks to become a Chief Pilot must have
a minimum of three years' experience as pilot-in-command of a large
airplane operated under either part 121 or part 135, if the certificate
holder operates large airplanes. If the certificate holder uses only
small airplanes, then the Chief Pilot's experience as pilot-in-command
may be in either small or large airplanes. As with the Director of
Operations qualifications discussed previously, this proposed rule
would amend ``large airplane[s]'' and ``small airplane[s]'' to ``large
aircraft'' and ``small aircraft.'' These terms are defined at 14 CFR
1.1.
This proposed rule would require the Chief Pilot to have pilot-in-
command experience in the category of aircraft for which he or she will
exercise responsibility. In addition, the three years of experience as
pilot-in-command must have occurred under either part 121 or part 135
and must have occurred within the past six years if the Chief Pilot
candidate has not previously served as a Chief Pilot.
The FAA proposes to amend Sec. 119.65(a)(3) to require one Chief
Pilot for each category of aircraft because the Chief Pilot must have a
detailed understanding of the particular aircraft the certificate
holder operates. This level of expertise is a key component of the
FAA's rationale for proposing one Chief Pilot for each category of
aircraft the certificate holder uses; in this regard, the Chief Pilot's
duties and responsibilities generally arise from the specific kind of
aircraft with which the certificate holder provides air transportation
services. The agency has long emphasized that it adopted the Chief
Pilot experience requirements to ensure familiarity with operations of
a certificate holder, and that such familiarity is critical to attain
prior to assuming the responsibilities of Chief Pilot.\15\
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\15\ See Provision for Deviations from Qualifications
Requirements for Chief Pilots, 34 FR 7175 (Apr. 30, 1969).
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Chief Pilots often oversee the development of policy in addition to
holding individual pilots accountable for adherence to the certificate
holder's manual and procedures. Operations of airplanes and powered-
lift will likely be subject to provisions in the manuals that are
distinct. For example, provisions in manuals concerning dispatch and
flight release, flight operations, ground services and loading of the
aircraft, fueling, deicing, ramp procedures, and various other critical
aspects of operation within the manuals will require the Chief Pilot to
have specialized knowledge relevant to the category of aircraft. Chief
Pilots must also be able to communicate effectively with the pilots
they supervise, especially concerning the certificate holder's training
program for pilots. In this regard, training for powered-lift
proficiency will be distinct from training for airplanes. Furthermore,
Chief Pilots are involved in planning future routes and contracts for
new aircraft, as well as overseeing compliance with flight and duty
limitations that apply to the certificate holder. In addition, risk
mitigation measures that certificate holders implement are distinct
between categories of aircraft: A Chief Pilot who only has experience
in airplanes may not have the skills to evaluate risk mitigation
strategies necessary for powered-lift to operate safely.
In summary, having a Chief Pilot who is specifically qualified in
the category of aircraft the certificate holder uses would ensure the
certificate holder fulfills the standard of providing air
transportation with the highest possible degree of safety. In proposing
to amend part 119 to apply to operations of powered-lift, the FAA has
also remained mindful of the discretion that Sec. 119.65(b) provides,
which allows the FAA to approve positions or numbers of positions other
than those listed in Sec. 119.65(a).
c. Director of Maintenance
Section 119.65 requires each certificate holder that conducts
operations under part 121 to have a Director of Maintenance and Sec.
119.67(c) provides the qualifications to serve as Director of
Maintenance. This proposed rule would replace the term ``airplane'' in
Sec. 119.67(c) with ``aircraft.''
Under Sec. 119.67(c) each Director of Maintenance must hold a
mechanic certificate with airframe and powerplant ratings, have one
year of experience in a position responsible for returning airplanes to
service, have at least one year of supervisory experience of a certain
type in a role of maintaining the same category and class of airplane
as the certificate holder uses, and have three years' experience within
the preceding six years in maintaining or repairing airplanes. These
requirements further specify that the experience with ``maintaining
large airplanes'' must occur for large airplanes with 10 or more
passenger seats in the same category and class of airplane the
[[Page 75002]]
certificate holder uses. As an alternative to maintaining large
airplanes, the Director of Maintenance may have experience repairing
airplanes in a certificated airframe repair station that is rated to
maintain airplanes in the same category and class of airplane that the
certificate holder uses.
This proposed change, therefore, would require the minimum one year
of supervisory experience with either maintaining or repairing at least
one of the aircraft in the same category and class of aircraft the
certificate holder uses. Under this proposed rule, the Director of
Maintenance would need to have accumulated three years of experience
within the past six years in maintaining or repairing aircraft in the
same category and class of aircraft the certificate holder uses. The
term ``category'' in this context (i.e., qualifications for Directors
of Maintenance), would mean the grouping of aircraft based upon
intended use or operating limitations.\16\ The definition in 14 CFR 1.1
cites as examples: f transport, normal, utility, acrobatic, limited,
restricted, and provisional. Similarly, the use of the term ``class''
in the context of Sec. 119.67(c), means a broad grouping of aircraft
having similar characteristics of propulsion, flight, or landing.\17\
The definition cites the following as examples of class: balloon,
glider, landplane, rotorcraft, and seaplane.
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\16\ 14 CFR 1.1.
\17\ 14 CFR 1.1.
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These experience and qualification requirements within 119.67(c)
are key components of ensuring the Director of Maintenance is
adequately qualified to serve in the role of overseeing other mechanics
and personnel performing maintenance. Aircraft that are configured with
10 or more passenger seats generally must comply with additional
maintenance requirements.\18\ Familiarity with these specific
maintenance requirements, in addition to the generally applicable
maintenance regulations and the certificate holder's operations, as
required by Sec. 119.65(d), is important in ensuring safety. In
addition, experience maintaining or repairing aircraft in the same
category and class will ensure the Director of Maintenance is
knowledgeable about aspects of the specific aircraft that the
certificate holder uses such as airworthiness standards, provisions in
manuals, and general manufacturing practices. Directors of Maintenance
generally oversee activities that involve such aircraft-specific
aspects. The FAA believes experience with aircraft of the same category
and class of aircraft the certificate holder uses would achieve the
FAA's objective of ensuring the Director of Maintenance has appropriate
experience with adhering to procedures and ensuring compliance with
rules and programs relevant to maintenance.
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\18\ 14 CFR 135.411(a)(2); see also Sec. 121.367.
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d. Chief Inspector
Currently, a person who serves as a Chief Inspector must hold a
mechanic certificate with both airframe and powerplant ratings, which
he or she has held for at least 3 years. Chief Inspectors must also
have at least three years of experience with maintenance on different
types of large airplanes with 10 or more passenger seats with a
certificate holder or certificated repair station, one year of which
must have been as a maintenance inspector and have at least one year of
experience in a supervisory capacity maintaining the same category and
class of aircraft as the certificate holder uses. Chief Inspectors have
direct authority and responsibility over people performing the
requisite inspections for the certificate holder.
This proposed rule would amend the section that sets forth
qualifications for Chief Inspectors for certificate holders that
conduct operations under part 121. The proposed amendment would permit
the three years of maintenance experience to occur on different types
of large aircraft with 10 or more passenger seats, rather than only
large airplanes. This proposed amendment would be consistent with the
other proposed changes of this rule that assist in incorporating
powered-lift into the framework of part 121. As with the Director of
Maintenance qualifications, this retention of the 10-seat threshold
ensures the Chief Inspector will have experience with a maintenance
program the certificate holder has developed and with which the
certificate holder complies.\19\ In addition, the use of the term
``large aircraft'' in this requirement refers to those aircraft that
are more than 12,500 pounds at their maximum certificated takeoff
weight.\20\
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\19\ 14 CFR 135.411(a)(2); see also Sec. 121.367.
\20\ See 14 CFR 1.1 (definition of ``large aircraft'').
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B. Commercial Air Tours and Flights for the Benefit of Charitable,
Nonprofit, or Community Events
Commercial air tours are flights conducted for compensation or hire
in an airplane or helicopter in which the purpose of the flight is
sightseeing.\21\ Passenger-carrying flights may also be conducted
without compensation or hire for certain charitable, nonprofit, and
community events. The FAA intends to incorporate powered-lift for
commercial air tours and flights for the benefit of charitable,
nonprofit or community events, and to revise the necessary provisions
to address ``rotorcraft'' instead of ``helicopter''. This will ensure
consistency with the changes made to the definition of commercial air
tour in part 110, as well as the change made to nonstop commercial air
tours within Sec. 119.1.
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\21\ 14 CFR 110.2 and 136.1(d). Some flights that are commercial
air tours under part 136 or Sec. 91.147 may also be subject to
other requirements. For example, the requirements of 49 U.S.C. 40128
(``Overflights of national parks'') or 14 CFR part 93, subpart U
(``Special Flight Rules in the Vicinity of Grand Canyon National
Park, AZ'') refer to certain types of commercial air tours in
``powered aircraft.'' This proposed rule would not affect the
applicability of any such requirements.
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1. Regulatory Framework for Commercial Air Tours
The FAA regulates commercial air tours under part 136 and Sec.
91.147. Part 136, subpart A, ``National Air Tour Safety Standards,''
currently applies to ``each person operating or intending to operate a
commercial air tour in an airplane or helicopter'' as well as all
occupants of the airplane or helicopter engaged in the air tour.\22\
Part 136, subpart A, applies to part 121 or 135 operators conducting
commercial air tours and holding a part 119 certificate. Section 91.147
applies to commercial air tour operators that do not hold a certificate
under part 119.
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\22\ Id. Section 136.1(a).
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Only operators certificated under part 119 may conduct commercial
air tours that: occur beyond 25 miles of the departure airport; start
and end at different airports; occur in airplanes or helicopters
configured to have more than 30 seats or payload capacity in excess of
7,500 pounds; or, subject to a limited exception, commercial air tours
that occur over a unit of the national park system.\23\ As a result,
such commercial air tours must operate in accordance with either part
121, Operating Requirements: Domestic, Flag, and Supplemental
Operations, or part 135, Operating Requirements: Commuter and On Demand
Operations and Rules Governing Persons on Board Such Aircraft. As
summarized above in section III.A.1 of this preamble, parts 121 and 135
contain various provisions applicable to certificate holders'
[[Page 75003]]
operations, such as requirements and restrictions relevant to
operations, safety, and training.
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\23\ Section 136.37(g) permits commercial air tour operations
over a national park to occur under the general operating rules of
part 91 if (1) the air tour activity is permitted under part 119;
(2) the operator secures a letter of agreement from the
Administrator and the Superintendent for that park describing the
conditions under which the operations will be conducted; and (3) the
number of flights that occur under this exception does not exceed a
total of 5 by all operators in a 30-day period over a particular
park.
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Section 91.147, Passenger Carrying Flights for Compensation or
Hire, applies to air tour operators that take off and land at the same
airport and stay within 25 miles of that airport.\24\ Section 91.147(a)
defines ``operator'' for purposes of Sec. 91.147 and for purposes of
drug and alcohol testing \25\ as any person who conducts non-stop
passenger-carrying flights in an airplane or helicopter for
compensation or hire in accordance with Sec. Sec. 119.1(e)(2),
135.1(a)(5), or 121.1(d) when flights begin and end at the same airport
and are conducted within a 25-statute mile radius of that airport.
Under Sec. 119.1(e)(2), nonstop commercial air tours are exempt from
the applicability of part 119 as long as they are conducted in an
airplane or helicopter having a standard airworthiness certificate and
passenger-seat configuration of 30 seats or fewer and a maximum payload
capacity of 7,500 pounds and meet the operational criteria described
previously.
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\24\ Section 119.1(e)(2) also states part 119 applies to
commercial air tours that an operator conducts in accordance with
part 136, subpart B, National Parks Air Tour Management, unless
Sec. 136.37(g)(2) excludes the operation from applicability.
Section 119.1(e)(2) further provides separate applicability
provisions for commercial air tours conducted in the vicinity of the
Grand Canyon National Park, Arizona. None of these additional
applicability provisions specify that they are limited to airplanes,
helicopters, or any other specific type of aircraft. The FAA does
not propose amendments to Sec. 136.37(g)(2).
\25\ 14 CFR 120.1(a) states, in part, that the requirements of
part 120, Drug and Alcohol Testing Program, apply to all operators
as defined in Sec. 91.147.
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2. Incorporation of New Types of Aircraft
Section 91.147 and the requirements of part 136, subpart A, are
currently limited in applicability to airplanes and helicopters. The
FAA has determined this scope is too narrow, as manufacturers may
design and produce other rotorcraft and powered-lift that operators
could use for commercial air tours. Consequently, the FAA is proposing
to expand the applicability of part 136 by changing the term
``helicopter'' to ``rotorcraft'' and adding ``powered-lift'' to the
applicability in Sec. 136.1. Additionally, this proposed rule would
replace ``helicopter'' with the term ``rotorcraft'' and add ``powered-
lift'' to the relevant applicability provisions of Sec. 91.147 to
ensure the appropriate safety risk mitigations apply to all commercial
air tours.
The FAA is proposing to change the term ``helicopter'' to
``rotorcraft'' throughout part 136 in order to ensure these safety
standards of part 136 apply to other rotorcraft and not only
helicopters.\26\ Part 136 was promulgated to help prevent accidents and
incidents that occur during commercial air tour operations and should
therefore apply to more than just airplanes and helicopters.\27\ In
fact, these safety risk mitigations found within part 136 have proven
to reduce incidents and accidents.\28\ If the FAA does not expand part
136 to include ``rotorcraft'', then the more stringent safety risk
mitigations afforded in that part would not apply to the rotorcraft
that currently conduct air tours under part 135. Applying the
requirements of part 136 to airplanes, powered-lift, and rotorcraft
that conduct commercial air tours is an appropriate step in ensuring
safe integration of new types of aircraft.
---------------------------------------------------------------------------
\26\ Rotorcraft means ``a heavier-than-air aircraft that depends
principally for its support in flight on the lift generated by one
or more rotors.'' With respect to aircraft certification, rotorcraft
are a ``class'' of aircraft as defined in Sec. 1.1, while
helicopters are a kind of rotorcraft. Section 1.1 defines ``class''
as ``a broad grouping of aircraft having similar characteristics of
propulsion, flight, or landing. Examples include: airplane,
rotorcraft, glider, balloons, land plane, and seaplane.'' Section
1.1 defines ``helicopter'' as ``a rotorcraft that, for its
horizontal motion, depends principally on its engine-driven
rotors.'' Helicopters and rotorcraft both depend principally on the
rotors to provide lift to stay airborne.
\27\ The FAA acknowledges that gyroplanes are a kind of
rotorcraft. This proposed rule would retain the language of Sec.
136.1(c) that excludes gyroplanes from the applicability of part
136. Historically, gyroplanes have not been issued a standard
airworthiness certificate, so the FAA still believes excluding those
types of rotorcraft would be appropriate.
\28\ In the preamble to part 136, the FAA explained that the
commercial air tour regulations had a positive impact on safety for
these operations. ``We believe there is a relationship between the
imposition of a minimum, mandatory safety standard and the decrease
in accidents.'' 72 FR 6884, 6889 (Feb. 13, 2007).
---------------------------------------------------------------------------
The proposed use of the term ``rotorcraft'' will also ensure
consistency with other applicability provisions found within some
sections of parts 110, 119 and 135. Consistent with the approach
described previously, the FAA will address operational requirements for
powered-lift in the SFAR: Integration of Powered-Lift.
i. Suitable Landing Area for Emergencies
This proposed rule would amend the definition of the term
``suitable landing area for helicopters,'' codified at Sec. 136.1. The
current definition states such an area is one that provides the
operator reasonable capability to land without damage to equipment or
injury to persons. It further provides that such areas must be site-
specific, designated by the operator, and accepted by the FAA. The
definition states that the purpose of the area is to provide an
emergency landing area for a single-engine helicopter or a multiengine
helicopter that does not have the capability to reach a safe landing
area after an engine power loss. While no regulation within part 136
uses the term, operators may include the practice of designating
suitable landing areas in their manuals.
As previously stated, the FAA believes manufacturers may design and
produce other rotorcraft that could be used in commercial air tour
operations. Therefore, this proposed rule would broaden the
applicability to incorporate rotorcraft to ensure they are subject to
the safety standards of part 136.
The FAA's purpose in providing the definition is to ensure
operators designate potential landing areas in advance of an operation,
as such designation reduces the risk of a major accident because the
pilot-in-command is aware of potential sites for emergency landings.
Given this focus on emergencies, the FAA has determined reference to
``damage to equipment'' in the current text of the definition is
neither practical nor appropriate. The use of the term in the
definition is not consistent with the purpose of the definition, which
is to apply to the occurrence of emergency situations. The FAA expects
operators to be able to designate a site-specific landing area that,
when used, would not cause serious injury to persons, irrespective of
aircraft damage. Accordingly, the FAA proposes to remove the phrase
``damage to equipment'' from the definition of ``suitable landing
area,'' and add ``serious'' before ``injury.'' It is impracticable to
expect that an emergency landing will never result in some degree of
injury, even minor, should the aircraft have to land in a suitable
landing area. Therefore, the FAA intends that suitable landing areas
are appropriate for rotorcraft to land without causing serious injury
to persons.
The FAA further proposes to remove the last sentence of the
definition that states the purpose of the definition is to provide an
emergency landing area for helicopters that would not have the
capability to reach a safe landing area after an engine power loss. The
FAA has determined this sentence is too narrow. Removing this sentence
allows operators to identify landing areas that could be used in any
emergency not only in the case of an engine power loss. The new
definition would include the phrase ``in an emergency'' to describe the
context for which the FAA would
[[Page 75004]]
accept site-specific, designated landing areas for rotorcraft.
ii. Rotorcraft Floats for Over Water
Section 136.11 currently permits single-engine helicopters in
commercial air tours to operate over water beyond the shoreline only
when they are equipped with fixed floats or an inflatable flotation
system adequate to accomplish a safe emergency ditching. Similarly,
multiengine helicopters that cannot be operated with the critical
engine inoperative at a weight that will allow it to climb at least 50
feet a minute at an altitude of 1,000 feet above the surface with the
critical engine inoperative as provided in the Rotorcraft Flight Manual
(RFM) also must be equipped with fixed floats or an inflatable
flotation system. Those helicopters that are equipped with flotation
systems must have an activation switch for the flotation system on one
of the primary flight controls and the system must be armed when the
helicopter is over water and flying at a speed that does not exceed the
maximum speed prescribed in the RFM. These requirements, however, do
not apply to operations over water only during the takeoff and landing
portions of flight or to operations within the power-off gliding
distance to the shoreline for the duration of the flight and when each
occupant is wearing a life preserver from before takeoff until the
aircraft is no longer over water.
Extending the aforementioned requirements to rotorcraft operations
that occur under part 136 would mitigate the risks associated with
emergency water landings as the risks that are present in commercial
air tours that occur in helicopters are the same as other rotorcraft in
such scenarios. The FAA identified this mitigation when promulgating
Sec. 135.168. The overwater safety equipment requirements of Sec.
135.168 apply to rotorcraft when they are operated beyond the
autorotational distance from the shoreline. Therefore, the FAA proposes
to broaden the applicability of Sec. 136.11 to include rotorcraft.
Additionally, Sec. 136.11(b)(2), does not include a reference to
``beyond the shoreline''. The FAA proposes to add this reference to
clarify the requirement to have the flotation system armed when the
aircraft is over water beyond the shoreline. Part 136 already contains
a definition of ``shoreline,'' codified at Sec. 136.1; the use of this
term in Sec. 136.11 is appropriate because it broadly includes any
area of land adjacent to water of an ocean, sea, lake, pond, river, or
tidal basin that is above the high-water mark. The definition excludes
land areas unsuitable for landing, such as vertical cliffs or land
intermittently under water during flight. When a commercial air tour
proceeds over water beyond the shoreline, flotation systems must be
armed because flotation systems increase the chance of survival if a
rotorcraft must ditch in the water and keeping a flotation system armed
ensures an appropriate level of preparedness. Requiring that the
flotation system is armed and that the activation switch is located on
one of the primary flight controls is in response to a National
Transportation Safety Board report that investigated the air tour
industry.\29\ The NTSB stated that the opportunity for a successful
ditching is reduced if the pilot must interrupt maneuvering of the
helicopter during the critical final phase of an emergency water
landing.\30\ ``The problem can be resolved by requiring that
helicopters operated over water with flotation equipment installed be
equipped with activation systems located on primary flight controls.''
\31\ For the foregoing reasons, the FAA's proposed updates to this
section would apply these requirements to rotorcraft to require
flotation systems remain armed at the appropriate time.
---------------------------------------------------------------------------
\29\ See NTSB, Safety of the Air Tour Industry in the United
States, NTSB/SIR/-95/01 (Jun. 1, 1995).
\30\ Id. at 3.
\31\ Id.
---------------------------------------------------------------------------
iii. Performance Plans
This proposed rule would amend Sec. 136.13(a) by changing the term
helicopter to rotorcraft for the reasons already cited. This proposed
rule would amend the text in Sec. 136.13(a) to require operators to
base performance plans on information derived from the ``approved
aircraft flight manual for that aircraft''. Using this term is
consistent with the reference to aircraft flight manual in Sec.
135.81.
Section 136.13(a) currently requires commercial air tour operators
to complete helicopter performance plans before each operation that
will occur under part 136.\32\ The pilot-in-command of the operation
must review the plan for accuracy and comply with it for each flight.
Such performance plans are a key component of mitigating the risk of
commercial air tour operations, as they require the pilot-in-command to
be prepared to respond to unforeseen events.
---------------------------------------------------------------------------
\32\ This requirement also applies to operations that occur
under Sec. 91.146 (``Passenger-carrying flights for the benefit of
a charitable, non-profit, or community event'') and Sec. 91.147
(``Passenger carrying flights for compensation or hire'').
---------------------------------------------------------------------------
iv. Commercial Air Tours in Hawaii
Appendix A to part 136 applies to airplane and helicopter tours in
Hawaii. The safety standards in part 136 are specific to commercial air
tours and provide additional risk mitigations for those operations. As
stated in the National Air Tour Safety Standards final rule, FAA
believes that minimum, mandatory safety standards directly relate to a
decrease in the occurrence of accidents.\33\ Therefore, subjecting
powered-lift and rotorcraft to these safety standards is appropriate,
to ensure air tour operations would not pose additional safety risks.
---------------------------------------------------------------------------
\33\ 72 FR 6883, at 6889.
---------------------------------------------------------------------------
Appendix A previously existed as Special Federal Aviation
Regulation (SFAR) No. 71.\34\ As explained in the part 136 discussion
above, in 2007, when the FAA last amended part 136, the FAA explained
that many air tour operations occur in Hawaii and the Grand Canyon, and
that the rules of SFAR No. 71 had improved safety.\35\ The FAA
explained more restrictive altitude standards apply to air tours in
Hawaii because a large number of commercial air tour flights occur ``in
a relatively small amount of airspace'' and other demonstrated hazards
exist.\36\ As one commenter noted, many Hawaiian operations occur over
large bodies of water and water conditions in Hawaii are ``rough,
unlike the conditions in other parts of the country'' in which
operators conduct air tours.\37\ The appendix A requirements are
equally important for air tour operations in aircraft other than
helicopters. The FAA's rationale for extending the requirements and
provisions of appendix A to aircraft other than helicopters remains
consistent with the rationale the FAA expressed in its 2007 rule.
---------------------------------------------------------------------------
\34\ Air Tour Operators in the State of Hawaii, 59 FR 49138
(1994).
\35\ 72 FR at 6889 (acknowledging that while multiple reasons
existed for the accident rate improvement in Hawaii and other parts
of the country, the provisions of SFAR No. 71 had a positive impact
on safety).
\36\ Id. at 6891.
\37\ Id. at 6903.
---------------------------------------------------------------------------
Section 1 of appendix A (``Applicability'') currently states,
``[t]his appendix prescribes operating rules for airplane and
helicopter visual flight rules air tour flights conducted in the State
of Hawaii under 14 CFR parts 91, 121, and 135.'' \38\ The appendix also
defines ``air tour'' as ``any sightseeing flight conducted under visual
flight
[[Page 75005]]
rules in an airplane or helicopter for compensation or hire.'' \39\
Based on the uses of the specific terms ``airplane'' and
``helicopter,'' the appendix does not apply to other types of aircraft,
such as powered-lift and rotorcraft that are not helicopters.
---------------------------------------------------------------------------
\38\ The section includes a paragraph that specifically excludes
from its applicability ``[f]lights conducted in gliders or hot air
balloons.'' 14 CFR part 136, App. A. at Sec. 1(b).
\39\ Id. Sec. 2.
---------------------------------------------------------------------------
Amending the applicability of appendix A to incorporate powered-
lift and rotorcraft would apply the minimum flight altitude limitations
to other categories of aircraft seeking to conduct air tours in Hawaii.
As with the applicability of part 136, subpart A, and Sec. 91.147, the
FAA has determined the existing criteria and requirements for
helicopters of appendix A, section 1(a) remain appropriate for powered-
lift and rotorcraft. In this regard, the FAA has determined it is
reasonable to continue to exclude any aircraft that has a passenger-
seat configuration of more than 30 seats or a payload capacity that
exceeds 7,500 pounds, as part 121 would govern such operations. As
described previously, the SFAR: Integration of Powered-Lift will
include proposals for applying specific operating rules to powered-lift
in accordance with this appendix.
This proposed rule would also amend the references to RFMs
currently within section 4 of the subpart. As with the amendment to
Sec. 136.13, described above in section III.B.2.iii of this preamble,
using this term is consistent with the reference to Aircraft Flight
Manual in Sec. 135.81. Accordingly, the FAA proposes to include the
term ``aircraft flight manual'' in the regulatory text.
Finally, the FAA proposes to amend part 136 by re-codifying
appendix A as a new subpart and applying the requirements to operations
of powered-lift and rotorcraft.
3. Flights for the Benefit of Charitable, Nonprofit, or Community
Events
Operators that conduct passenger-carrying flights for certain
charitable, nonprofit, and community events are conducted in accordance
with Sec. 91.146. Similar to Sec. 91.147, the terms of Sec. 91.146
require flights conducted under Sec. 91.146 be nonstop and begin and
end at the same airport, not proceed further than a 25-statute-mile
radius of that airport, utilize only a public airport adequate for the
aircraft used in the operation, have no more than 30 seats (excluding
crewmember seats) and a maximum payload capacity of 7,500 pounds, not
be an aerobatic or formation flight, hold a standard airworthiness
certificate, occur only in day visual flight rules conditions, and
fulfill other criteria. Section 91.146 excludes these flights from the
applicability of part 119 and requires each flight conducted under
Sec. 91.146 occur in accordance with the safety provisions of part
136, subpart A. Moreover, passenger-carrying flights or series of
flights cannot exceed four charitable events or non-profit events per
year.
The FAA proposes amending Sec. 91.146 in a manner similar to the
amendments the FAA proposes to make to Sec. 91.147. The FAA's
oversight of such flights is generally consistent with the level of
oversight the FAA applies to commercial air tour flights under Sec.
91.147. As with the proposed amendment to Sec. 91.147, the FAA expects
that expanding the scope of Sec. 91.146 to allow for powered-lift and
rotorcraft flights in furtherance of charitable, nonprofit, and
community events will enable innovative, efficient options while
ensuring safety.
IV. Regulatory Notices and Analyses
Federal agencies consider impacts of regulatory actions under a
variety of executive orders and other requirements. First, Executive
Order 12866 and Executive Order 13563 direct that each Federal agency
shall propose or adopt a regulation only upon a reasoned determination
that the benefits of the intended regulation justify its costs. Second,
the Regulatory Flexibility Act of 1980 (Pub. L. 96-354) requires
agencies to analyze the economic impact of regulatory changes on small
entities. Third, the Trade Agreements Act (Pub. L. 96-39) prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L. 104-4) requires agencies to
prepare a written assessment of the costs, benefits, and other effects
of proposed or final rules that include a Federal mandate that may
result in the expenditure by State, local, or tribal governments, in
the aggregate, or by the private sector, of $100 million or more
annually (adjusted for inflation with base year of 1995). The current
threshold after adjustment for inflation is $165 million using the most
current (2021) Implicit Price Deflator for the Gross Domestic Product.
This portion of the preamble summarizes the FAA's analysis of the
economic impacts of this proposed rule.
In conducting these analyses, the FAA has determined that this
proposed rule (1) will have benefits that justify its costs, (2) will
not be an economically ``significant regulatory action'' as defined in
section 3(f) of Executive Order 12866, (3) will not be ``significant''
as defined in DOT's Regulatory Policies and Procedures; (4) will not
have a significant economic impact on a substantial number of small
entities; (5) will not create unnecessary obstacles to the foreign
commerce of the United States; and (6) will not impose an unfunded
mandate on State, local, or tribal governments, or on the private
sector by exceeding the threshold identified above.
A. Regulatory Evaluation
This proposed rule would enable operations of powered-lift to occur
in accordance with 49 U.S.C. 44701(d), 44705, and 44711. Currently, the
FAA's rules governing certificate holders' operations only apply to
airplanes and rotorcraft, and do not mention powered-lift. The proposed
rule would amend the definitions for the five kinds of operations
codified at Sec. 110.2--commuter, domestic, flag, on-demand, and
supplemental--to ensure the operations occur in accordance with the
statutory mandates, and to apply the appropriate set of operating rules
to operations in powered-lift. The proposed rule would also amend the
appropriate applicability of sections within part 119 to enable
powered-lift, subject to applicable exemptions, to conduct air carrier
and certain other commercial operations, commercial air tours, and
noncommon carriage operations.
The proposed rule would also amend certain aircraft-specific
exceptions from the applicability of part 119. Furthermore, this
proposed rule would alter the requirements for management personnel in
certain certificate holder management positions to ensure personnel
have appropriate experience. This proposed rule would extend the
applicability of certain operating rules that apply to commercial air
tours such that they would apply to operators that conduct flights in
powered-lift and rotorcraft. Finally, this proposed rule would make
various additional amendments in the interest of ensuring clarity. By
including powered-lift in the existing operational framework, the
proposed rule would not result in a reduction in safety because it
maintains the risk-based approach to safety. When operations present a
higher level of risk, based on volume and frequency, the FAA subjects
such operations to a regulatory framework that mitigates those risks.
The current parameters for determining whether a certificate holder
is conducting operations under parts 121, 125, or 135 would be
identical for certificate holders using powered-lift in their
operations under this proposed
[[Page 75006]]
rule. These parameters are shown below.
----------------------------------------------------------------------------------------------------------------
Passenger Cargo
------------------------------------------------------------ Non-common
Parameter Scheduled/ carriage
Scheduled Nonscheduled nonscheduled
----------------------------------------------------------------------------------------------------------------
Part 135 Operating Rules *
----------------------------------------------------------------------------------------------------------------
Passenger Seating............... <= 9 seats........ <= 30 seats....... NA................ < 20 seats.
----------------------------------------------------------------------------------------------------------------
Maximum Payload................. <= 7,500 lbs. <= 7,500 lbs...... < 6,000 lbs.
----------------------------------------------------------------------------------------------------------------
Kind of Operation............... Pt 135 Commuter if Pt 135 On Demand.. Pt 135 On Demand.. Pt 135 On Demand.
5 or more
roundtrips/week;
otherwise, Pt 135
On Demand.
----------------------------------------------------------------------------------------------------------------
Aircraft Type................... NonTurbojet....... Includes Turbojet. Includes Turbojet. Includes Turbojet.
----------------------------------------------------------------------------------------------------------------
Part 121 Operating Rules Part 125
----------------------------------------------------------------------------------------------------------------
Passenger Seating............... > 9 seats......... > 30 seats........ NA................ >= 20 seats.
----------------------------------------------------------------------------------------------------------------
Maximum Payload................. > 7,500 lbs. > 7,500 lbs....... >= 6,000 lbs.
----------------------------------------------------------------------------------------------------------------
Kind of Operation............... Part 121 Domestic Part 121 Part 121 Part 125.
if flown within Supplemental. Supplemental.
the 48 contiguous
United States or
DC; otherwise,
Part 121 Flag.
----------------------------------------------------------------------------------------------------------------
Aircraft Type................... Includes Turbojet Includes Turbojet. Includes Turbojet.
----------------------------------------------------------------------------------------------------------------
* All Rotorcraft Operations are conducted under Part 135.
NA= Not applicable.
The table below lists the proposed amendments. The first column
identifies the part and section the FAA proposes to amend while the
second column describes the change from the current state. The third
column briefly describes the proposed change as either enabling,
relieving, constraining, or as a technical amendment.
------------------------------------------------------------------------
Section Proposed change Impact
------------------------------------------------------------------------
PART 91--GENERAL OPERATING AND FLIGHT RULES
Subpart B--Flight Rules
------------------------------------------------------------------------
Sec. 91.146 Passenger-carrying The proposed Enabling.
flights for the benefit of a regulatory text
charitable, nonprofit, or would be revised
community event. to allow
passenger-
carrying flights
for the benefit
of a charitable,
nonprofit, or
community event
to be conducted
with powered-
lift. The section
would also be
amended to
replace the term
``helicopters''
with
``rotorcraft''.
Sec. 91.147 Passenger-carrying The proposed Enabling.
flights for compensation or regulatory text
hire. would be revised
to allow
passenger-
carrying flights
for compensation
or hire to be
conducted with
powered-lift. The
section would
also be amended
to replace the
term
``helicopters''
with
``rotorcraft''.
------------------------------------------------------------------------
PART 91--GENERAL OPERATING AND FLIGHT RULES
Subpart K--Fractional Ownership Operation
------------------------------------------------------------------------
Sec. 91.1015 Management The proposed Relieving.
specifications. regulatory text
would replace the
requirement for
operations
specifications to
contain copies of
all deviations
and exemptions
(including those
applicable to a
specific
aircraft) with a
requirement to
include
deviations and
exemptions
applicable only
to the operator
or airmen.
------------------------------------------------------------------------
PART 110--GENERAL REQUIREMENTS
------------------------------------------------------------------------
Sec. 110.2 Definitions........ Certain Enabling.
definitions in
this section
would be revised
to enable powered
lift to conduct
the kinds of air
carrier
operations.
------------------------------------------------------------------------
[[Page 75007]]
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart A--General
------------------------------------------------------------------------
Sec. 119.1 Applicability...... Section 119.1(a) Enabling.
would be revised
to incorporate
powered-lift with
seating for 20 or
more passengers
or a maximum
payload capacity
of 6,000 pounds
or more, of
certificate
holders when
common carriage
is not involved.
Section 119.1(e)
would include
powered-lift and
rotorcraft in the
list of certain,
specific types of
operations that
are excluded from
the applicability
of part 119.
Section Sec. Technical
119.1(a) would be amendment.
corrected to
include certain
airplanes and
powered-lift with
a passenger-seat
configuration of
less than 20
seats and a
payload capacity
of less than
6,000 pounds to
be consistent
with the existing
Sec. 119.23.
Sec. 119.5 Certifications, Section 119.5 Enabling.
authorizations, and would be revised
prohibitions. to incorporate
powered-lift with
seating for 20 or
more passengers
or a maximum
payload capacity
of 6,000 pounds
or more, into the
aircraft types
authorized by the
Administrator to
be issued an
operating
certificate for
conducting
operations when
common carriage
is not involved.
------------------------------------------------------------------------
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
Subpart B--Applicability of Operating Requirements to Different Kinds of
Operations Under Part 121, 125, and 135 of This Chapter
------------------------------------------------------------------------
Sec. 119.21 Commercial Section 119.21(a) Imposes
operators engaged in intrastate would be revised requirements on
common carriage and direct air to require certain operators
carriers. commercial of powered-lift
operators of that are
powered-lift that equivalent to the
are engaged in requirements
intrastate common currently imposed
carriage of on similar
persons or operators. No
property for additional
compensation or regulatory cost.
hire, or as a
direct air
carrier, to
comply with
either part 121
or part 135
depending on the
kind of operation
they conduct.
Domestic, flag,
and supplemental
operations are to
be conducted
under part 121.
Commuter and on-
demand operations
are to be
conducted under
part 135.
Sec. 119.23 Operators engaged Section 119.23(a) Imposes
in passenger-carrying would be revised requirements on
operations, cargo operations, to require certain operators
or both with airplanes when commercial of powered-lift
common carriage is not involved. operators of that are
powered-lift when equivalent to the
common carriage requirements
is not involved currently imposed
to comply in on similar
accordance with operators. No
requirements in additional
either part 125 regulatory cost.
or part 135.
Aircraft size in
terms of number
of seats and
payload capacity
determines which
part is
applicable to the
operator.
Sec. 119.49 Contents of The proposed Relieving.
operations specifications. regulatory text
would replace the
requirement for a
certificate
holder's
operations
specifications to
contain copies of
all deviations
and exemptions
(including those
applicable to a
specific
aircraft) with a
requirement to
include
deviations and
exemptions
applicable only
to the operator
or airmen.
Sec. 119.65 Management The proposed rule Potential cost
personnel required for would require only if a
operations conducted under part certificate certificate
121 of this chapter. holders have a holder uses both
Chief Pilot, as powered-lift and
qualified under airplanes.
Sec. 119.67, Amendment
for each category requires a part
of aircraft the 121 certificate
certificate holder to have a
holder uses. The Chief Pilot for
proposed rule each category of
would continue to aircraft in the
permit the certificate
Administrator to holder's fleet.
approve positions The proposed
or numbers of rule's reference
positions other to ``category''
than those would mean a
described in the broad
regulation, based classification of
in part on the aircraft such as
number and type airplane and
of aircraft used. powered-lift.
[[Page 75008]]
Sec. 119.67 Management Director of Imposes
personnel: Qualifications for Operations: The requirements on
operations conducted under part proposed operators of
121 of this chapter. regulatory text powered-lift that
for the Part 121 are equivalent to
certificate the requirements
holder Director currently imposed
of Operations on certificate
management holders that use
position is airplanes. No
restructured for additional
clarity. It also regulatory cost.
replaces the term
``airplane'' with
``aircraft''.
Chief Pilot: The
proposed
regulatory text
is restructured
for clarity and
replaces
``airplanes''
with
``aircraft,''
which could
encompass
airplanes and
powered-lift. The
amendment also
requires the
holder(s) of the
Chief Pilot
position for a
Part 121
certificate
holder to have an
airline transport
pilot (ATP)
certificate, with
appropriate
ratings, for at
least one of the
aircraft within
each category of
the certificate
holder's fleet.
Similarly, the
Chief Pilot will
need the Pilot in
Command time as
the current
regulation states.
Director of
Maintenance: The
proposed
regulatory text
replaces
``airplanes''
with
``aircraft,''
which could
encompass
airplanes and
powered-lift.
Chief Inspector:
The proposed
regulatory text
is restructured
for clarity and
replaces
``airplanes''
with
``aircraft,''
which could
encompass
airplanes and
powered-lift.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart A--General
------------------------------------------------------------------------
Sec. 121.1 Applicability...... The proposed Imposes
regulatory text requirements on
replaces operators of
``airplanes'' powered-lift that
with ``aircraft'' are equivalent to
that certificate the requirements
holders would currently imposed
take actions to on certificate
support continued holders that use
airworthiness of airplanes. No
each aircraft, additional
which includes regulatory cost.
powered-lift used
in domestic,
flag, or
supplemental
operations as
defined in Sec.
110.2.
Sec. 121.1(c) Applicability... The proposed No impact--
regulatory text technical
makes a technical amendment.
correction to
section 121.1(c)
by removing
``SFAR No. 58''
and replacing it
with ``subpart
Y'' which was
codified on
September 16,
2005.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart Q--Flight Time Limitations and Rest Requirements: Domestic
Operations
------------------------------------------------------------------------
Sec. 121.470 Applicability.... The proposed Provides options
regulatory text to certificate
of paragraph (a) holders using
would replace powered-lift in
``airplanes'' operations under
with ``aircraft'' part 121 that are
to permit equivalent to the
certificate options currently
holders using allowed. No
powered-lift in additional
domestic, all- regulatory cost.
cargo operations
of a certain
size, to adhere
to the
requirements of
Sec. Sec.
135.261 through
135.272. These
requirements set
forth flight time
limitations and
rest
requirements. In
addition,
paragraph (b)
would permit
certificate
holders that
conduct scheduled
operations
entirely within
Alaska or Hawaii
using specific
size aircraft to
have the option
of complying with
subpart R of part
121 for those
operations.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart R--Flight Time Limitations and Rest Requirements: Flag
Operations
------------------------------------------------------------------------
Sec. 121.480 Applicability.... The proposed Provides options
regulatory text to certificate
would replace holders using
``airplanes'' powered-lift in
with ``aircraft'' operations under
to permit part 121 that are
certificate equivalent to the
holders using options currently
powered-lift in allowed. No
flag, all-cargo additional
operations, and regulatory cost.
operations of a
certain size to
adhere to the
requirements of
Sec. Sec.
135.261 through
135.273. These
requirements set
forth flight time
limitations and
rest requirements.
------------------------------------------------------------------------
PART 121--OPERATING REQUIREMENTS; DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
Subpart S--Flight Time Limitations and Rest Requirements: Supplemental
Operations
------------------------------------------------------------------------
Sec. 121.500 Applicability.... The proposed Provides options
regulatory text to certificate
would replace holders using
``airplanes'' powered-lift in
with ``aircraft'' operations under
to permit part 121 that are
certificate equivalent to the
holders using options currently
powered-lift in allowed. No
supplemental, all- additional
cargo operations, regulatory cost.
of a certain
size, to adhere
to the
requirements of
Sec. Sec.
135.261 through
135.273. These
requirements set
forth flight time
limitations and
rest requirements.
------------------------------------------------------------------------
[[Page 75009]]
PART 125--CERTIFICATION AND OPERATIONS: AIRCRAFT HAVING A SEATING
CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF 6,000
POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH AIRCRAFT
------------------------------------------------------------------------
Sec. 125.1 Applicability...... Part 125 applies Imposes
only to noncommon requirements on
carriage operators of
operations powered-lift that
conducted with are equivalent to
airplanes that the requirements
have a seating currently imposed
configuration of on certificate
20 or more holders that use
passengers or a airplanes. No
maximum payload additional
capacity of 6,000 regulatory cost.
pounds or more.
Noncommon
carriage
operations are
those that occur
for compensation
or hire ``that
does not involve
a holding out to
others.''
Operators that
conduct noncommon
carriage do not
exhibit a
willingness to
transport people
or property
indiscriminately.
As a result, they
do not advertise,
sell seats on a
planned flight,
or negotiate trip
details. The
proposed rule
would amend Sec.
125.1 to
incorporate
powered lift into
the statements
regarding
applicability of
part 125.
Sec. 125.23 Rules applicable This proposed rule Imposes
to operations subject to this would also amend requirements on
part. Sec. 125.23 to operators of
change the word powered-lift that
``airplane'' to are equivalent to
``aircraft,'' as the requirements
Sec. 125.23 currently imposed
generally on certificate
addresses holders that use
applicability of airplanes. No
certain rules and additional
standards regulatory cost.
concerning
operations.
------------------------------------------------------------------------
PART 136--COMMERCIAL AIR TOURS AND NATIONAL PARKS AIR TOUR MANAGEMENT
Subpart A--National Air Tour Safety Standards
------------------------------------------------------------------------
Sec. 136.1 Applicability and The proposed Enabling.
definitions. change
incorporates
powered-lift and
rotorcraft
alongside
airplanes for
applicability of
Part 136--
Commercial Air
Tours and
National Parks
Air Tour
Management--Subpa
rt A.
Sec. 136.3 Letters of The proposed No impact--
Authorization. change would be a technical
technical amendment.
amendment that
changes the
phrase ``14 CFR
119.51'' to
``Sec. 119.51
of this chapter''.
Sec. 136.5 Additional The proposed No impact--
requirements for Hawaii. amendment would technical
be updated to amendment.
reflect the
recodification of
Appendix A as
Subpart D.
Sec. 136.9 Life preservers for The proposed Enabling--no
operations over water. amendment to Sec. impact over and
136.9 ensures above current
the safety of requirements.
each occupant for
operations over
water by
requiring a multi-
engine aircraft
to be operated at
a weight as
provided in the
approved aircraft
flight manual for
that aircraft.
Sec. 136.11 Rotorcraft floats The section title Enabling--no
for over water. and this section impact over and
would be revised above current
to extend to requirements.
other rotorcraft,
the requirements
for helicopter
floats for
operations that
occur overwater
beyond the
shoreline.
Sec. 136.13 Performance plan The section title Enabling--no
and operations. and this section impact over and
would be revised above current
to extend requirements.
requirements for
helicopter
performance plans
to rotorcraft.
The performance
plan must be
based on
information in
the approved
Aircraft Flight
Manual for that
aircraft.
Subpart D--Special Operating This amendment Enabling--no
Rules for Air Tour Operators in recodifies impact over and
the State of Hawaii. ``Appendix A'' as above current
``Subpart D'' and requirements.
extends the
applicability of
operating rules
for Air Tour
Operators in the
State of Hawaii
to include
operations
conducted with
powered-lift and
rotorcraft.
------------------------------------------------------------------------
1. Benefits
This proposed rule would enable air carrier and other commercial
operations of powered-lift to occur by extending the applicability of
the appropriate set of operating rules that would apply both risk
mitigation measures and a framework for FAA oversight, as necessary to
ensure safety.
Operations that occur with powered-lift could offer many benefits.
For example, some powered-lift may be capable of transporting heavier
loads at higher altitudes and faster cruise speeds than helicopters,
yet they maintain the capability of taking off and landing vertically.
The faster cruise speeds and range could also improve response times by
as much as 50 percent for search and rescue operations and allow a
higher level of life-saving care during transport because of a smoother
flight profile compared to helicopters.\40\ In addition powered-lift
operations could increase the efficiency of crew transport to oil rigs
as they move further from land, or other offshore locations with
smaller landing areas. Certificate holders may also seek to use
powered-lift for transporting passengers point-to-point; for example,
transportation could occur from a heliport and proceed at turbo-prop
airspeeds and ranges. Using powered-lift for transport of passengers
could increase the capacity of the NAS and reduce delays without
requiring additional infrastructure.\41\
---------------------------------------------------------------------------
\40\ Military, GLOBALSECURITY.ORG (last visited August 22,
2022), available at https://www.globalsecurity.org/military/world/europe/aw609.htm.
\41\ Costa, Guillermo J., Conceptual Design of a 150-Passenger
Civil Tiltrotor, NASA Ames Research Center--Aeromechanics Branch
(Aug. 2012), (last visited August 22, 2022) available at https://rotorcraft.arc.nasa.gov/Publications/files/Guillermo_Costa_TR150_Paper.pdf.
---------------------------------------------------------------------------
Powered-lift projects exist that are either in certification,
design, proof of concept, or prototype phases of design refinement. One
project underway is a 9-passenger tilt-rotor turboshaft design. This
manufacturer is also in the conceptual design phase of a 20-
[[Page 75010]]
passenger powered-lift. Another powered-lift project underway is
seeking to become the first certificated electric Vertical Takeoff and
Landing (eVTOL) operator under part 119 to carry passengers in the
United States.
2. Costs and Costs Savings
Cost Savings--Operations Specifications
The FAA proposes to amend provisions in Sec. Sec. 119.49(a)(12),
(b)(12), (c)(11) and 91.1015(b)(9) as the FAA has determined they are
broad and unduly burdensome. Currently, these provisions require a
certificate holder's operations specifications to contain a list of
exemptions and deviations issued under 14 CFR chapter 1 that are
applicable to the aircraft, the operator, and airmen. The proposed rule
would require only exemptions and deviations that apply to the
certificate holder (rather than to the aircraft) to be retained in
operations specifications. Although the amendment to these provisions
is relieving, the costs savings are minimal because the operations
specifications are maintained electronically.
Costs--Part 121 Certificate Holder Chief Pilot Management Position
As a result of applying the rules of part 121 to certificate
holders that operate powered-lift and fulfill the terms of either
domestic, flag, or supplemental operations, this proposed rulemaking
expands the part 119 certificate holder requirements for the part 121
management position of Chief Pilot (Sec. 119.65). As amended, the
certificate holder would be required to have a Chief Pilot for each
category of aircraft used by the certificate holder to conduct
operations. Currently, the Chief Pilot is only required to have an ATP
certificate, with appropriate ratings, for at least one of the
airplanes used in the certificate holder's operations. One person may
be able to meet the requirements of the Chief Pilot. This person would
have to be dual qualified in both airplanes and powered-lift. A
certificate holder's cost may increase if more than one Chief Pilot is
hired to meet the qualification requirements.
Although the definitional changes to Sec. 110.2 would enable part
121 certificate holders to have a fleet mix of more than one category
of aircraft, the FAA is unaware of whether such certificate holders
would choose to do so. However, if a part 121 certificate holder
chooses to conduct operations with aircraft other than airplanes, the
certificate holder's cost of retaining a Chief Pilot would be minimal
because the individual filling this position could be acting in the
position of Chief Pilot while also serving as a line pilot. Should Part
121 certificate holders choose to conduct operations with a mixed
aircraft fleet, it is expected that they would do so only if the
expected benefits exceeded its costs. Subsequently, the economic impact
of the proposed amendments for the qualifications of Chief Pilot will
be minimal. The FAA seeks comment on whether the proposed change that
would require a part 121 certificate holder to have a Chief Pilot for
each category of aircraft used to conduct operations would be minimal
cost to the certificate holder.
B. Regulatory Flexibility Determination
The Regulatory Flexibility Act of 1980 (RFA) established the
purpose of the RFA was to ensure agencies, in issuing regulations,
``endeavor, consistent with the objectives of the rule and of
applicable statutes, to fit regulatory and informational requirements
to the scale of the businesses, organizations, and governmental
jurisdictions subject to regulation.'' \42\ The RFA further directs
agencies as follows: ``[t]o achieve this principle, agencies are
required to solicit and consider flexible regulatory proposals and to
explain the rationale for their actions to assure that such proposals
are given serious consideration.'' \43\
---------------------------------------------------------------------------
\42\ Public Law 96-354 sec. 2(b), 94 Stat. 1164 (Sept. 19,
1980).
\43\ Id.
---------------------------------------------------------------------------
The RFA covers a wide range of small entities, including small
businesses, not-for-profit organizations, and small governmental
jurisdictions. Agencies must perform a review to determine whether a
rule will have a significant economic impact on a substantial number of
small entities. If the agency determines that it will, the agency must
prepare a regulatory flexibility analysis as described in the RFA.
However, if an agency determines that a rule is not expected to
have a significant economic impact on a substantial number of small
entities, section 605(b) of the RFA provides that the head of the
agency may so certify, and a regulatory flexibility analysis is not
required. The certification must include a statement providing the
factual basis for this determination, and the reasoning should be
clear.
The proposed rule may impact small entities but would have a
minimal economic impact as the proposed rule is enabling while imposing
minimal costs. First and foremost, the proposed rule changes
definitions contained in Sec. 110.2 and the appropriate applicability
of sections within part 119 to enable powered-lift to conduct air
carrier and other certain commercial operations, commercial air tours
and noncommon carriage operations. Absent the proposed rule, an air
carrier desiring to conduct operations using powered-lift would not be
able to comply with the requirements of 49 U.S.C. 44701(d) or 44705.
Such operations, therefore, would be prohibited in the absence of this
proposed rule.
Secondly, the proposed rule would remove the requirement for a
certificate holder to maintain a list of exemptions and deviations
related to aircraft in its fleet as required by Sec. Sec.
119.49(a)(12), (b)(12), (c)(11) and 91.1015(a)(9). The impact could
provide minimal relief for certificate holders by reducing the volume
of records certificate holders must retain in their operations
specifications.
Lastly, due to a change in the definitions contained in 14 CFR
110.2, this proposed rule would enable part 121 certificate holders to
conduct operations using powered-lift. As a result, the proposed rule
would revise part 121 certificate holder management qualifications for
the Chief Pilot. Current regulations require Chief Pilots to have an
ATP certificate for at least one of the airplanes used in a certificate
holder's operations. As proposed, the regulations would require the
certificate holder to have a Chief Pilot qualified for each category of
aircraft that the certificate holder uses.
The FAA determines that the expansion of the qualifications for the
position of Chief Pilot resulting from enabling additional aircraft
categories to conduct part 121 operations would impose a minimal
economic impact for part 121 certificate holders. Considering that this
rulemaking is enabling, a part 121 certificate holder will voluntarily
choose to operate a fleet of more than one aircraft category only if
the expected benefits of doing so exceed the costs. The FAA seeks
comment on whether the proposed change that requires a part 121
certificate holder to have a Chief Pilot for each category of aircraft
used to conduct operations would be minimal cost to the operator.
The Small Business Administration (SBA) defines small businesses
that operate a scheduled or nonscheduled airline to be 1,500 employees
or less.\44\ At the end of calendar year 2021, employment data was
available for each of the 59 carriers reporting employment
[[Page 75011]]
data to the U.S. Department of Transportation.\45\ This data reveals
that 23 of the 59 reporting carriers are large entities and 36 are
small entities. This proposed rule would also affect over 2,600
additional entities for which employment data is sparse.\46\ While some
of these entities may be large, a majority are anticipated to be small.
---------------------------------------------------------------------------
\44\ U.S. Small Business Administration Table of Small Business
Size Standards Matched to North American Industry Classification
System Codes U.S. Small Business Admin., available at https://www.sba.gov/sites/default/files/files/Size_Standards_Table.pdf.
\45\ Airline Employment Data by Month, Bureau of Transp.
Statistics, available at https://www.transtats.bts.gov/Employment/.
Information reported is from filings for December 2021.
\46\ FAA Internal Data as of July 2022 shows the approximate
number of certificate holders to be as follows: part 121--58; part
135--1,877; part 121 and 135--6; Sec. 91.147 Air Tour Operators--
957 (252 of Sec. 91.147 operators also hold a part 135
certificate); part 125--38; part 91K Fractional Ownerships--10.
---------------------------------------------------------------------------
If an agency determines that a rulemaking would not result in a
significant economic impact on a substantial number of small entities,
the head of the agency may so certify under section 605(b) of the RFA.
Therefore, as provided in section 605(b), the head of the FAA certifies
that this rulemaking would not result in a significant economic impact
on a substantial number of small entities. The FAA requests comments on
this determination.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39), as amended by the
Uruguay Round Agreements Act (Pub. L. 103-465), prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to these Acts, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has analyzed this proposed rule in conjunction with the
requirements of the Trade Agreements Act of 1979, as amended by the
Uruguay Round Agreements Act. The FAA has determined the proposed rule
would not present any obstacle to foreign commerce of the United
States. In addition, the proposed rule is not contrary to international
standards.
D. Unfunded Mandates Assessment
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
governs the issuance of Federal regulations that require unfunded
mandates. An unfunded mandate is a regulation that requires a State,
local, or tribal government or the private sector to incur direct costs
without the Federal government having first provided the funds to pay
those costs. The FAA determined that the proposed rule will not result
in the expenditure of $165 million or more by State, local, or tribal
governments, in the aggregate, or the private sector, in any one year.
This rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
the FAA consider the impact of paperwork and other information
collection burdens imposed on the public. According to the regulations
that implement the Act, codified at 5 CFR 1320.8(b)(2)(vi), an agency
may not collect or sponsor the collection of information, nor may it
impose an information collection requirement, unless it displays a
currently valid Office of Management and Budget (OMB) control number.
This action contains the following proposed revisions to existing
information collection requests. As required by the Paperwork Reduction
Act of 1995 (44 U.S.C. 3507(d)), the FAA has submitted these proposed
information collection request revisions to OMB for its review.
None of the information collection instruments would change for
this proposed rule; the FAA would continue to collect the necessary
information in the same manner that the FAA described in its prior
notices concerning the information collections. The Office of
Management and Budget has approved the FAA's collection of information
for purposes of such compliance.\47\ However, this NPRM proposes to
increase the potential number of respondents to whom the information
collection requirements apply.
---------------------------------------------------------------------------
\47\ Certification: Air Carriers and Commercial Operators,
Supporting Statement: Information Collection Request Reference No.
2120-0593 (April 19, 2021), available at https://www.reginfo.gov/public/do/PRAViewICR?ref_nbr=202011-2120-001.
---------------------------------------------------------------------------
Each section below identifies the information collections affected
by this NPRM. The FAA has estimated the increase in the existing burden
based on four-part 119 certificate holders beginning part 135
operations with powered-lift by the end of the third year following
publication of the final rule.\48\
---------------------------------------------------------------------------
\48\ Official FAA forecasts related to the operation of powered-
lift in the National Airspace System (NAS) have yet to be developed.
As of July 2022, approximately 10 applicants were undergoing type
certification at FAA for powered-lift projects. Two of these
projects have progressed further through the approval process and
could be issued a type certificate as early as 2024. For purposes of
estimating the increase in the existing information collection, it
is determined four part 119 certificate holders will begin part 135
operations with powered-lift by the end of the third year following
finalization of this proposed rule. Publicly available data was used
to forecast the powered-lift fleet. Forecasts for airmen and
departures were developed based on utilization of the fleet (i.e.,
hours flown).
---------------------------------------------------------------------------
While this NPRM would permit part 119 certificate holders to
conduct operations under part 121, the FAA does not believe that any
such certificate holders would do so in the first three years following
finalization of this NPRM. Therefore, the FAA has not estimated any
burden increase for existing information collection 2120-0008, Part 121
Operating Requirements: Domestic, Flag, and Supplemental Operations, at
this time. Further, the FAA does not believe that any such certificate
holders would conduct operations under part 125 in the first three
years following finalization of this NPRM. Therefore, the FAA has not
estimated any burden increase for existing information collection 2120-
0085. The FAA seeks comment regarding these assumptions.
1. Revision of Existing Information Collection 2120-0593: Federal
Aviation Regulation Part 119--Certification: Air Carriers and
Commercial Operators 49
---------------------------------------------------------------------------
\49\ Ibid.
---------------------------------------------------------------------------
This proposed rule would extend the requirements of part 119 to
certificate holders that conduct operations with powered-lift.
Abstract: Organizations that desire to become or remain certified
as air carriers or commercial operators are mandated to report
information to the FAA. The information collected reflects requirements
necessary under parts 135, 121, and 125 to conform to 14 CFR part 119--
Certification: Air Carriers and Commercial Operators. The FAA will use
the information it collects and reviews to ensure compliance and
adherence to regulations and, if applicable, to take enforcement action
on violators of the regulations.
The FAA has estimated the increase in the existing burden based on
four certificate holders beginning powered-lift operations by the end
of the third
[[Page 75012]]
year following finalization of this NPRM.\50\ Note that not all
information collection requirements are proposed to have a burden
increase because of the proposed revision to this information
collection.
---------------------------------------------------------------------------
\50\ This burden is based on work performed by technical
specialists and/or administrative assistants. The fully-burdened
hourly wage used to estimate costs includes the base hourly wage for
each job category plus an increase to account for fringe benefits
and overhead. The base hourly wage for the technical specialist and
administrative assistant is estimated to be $20.95 and $15.95,
respectively (source: https://www.payscale.com/research/US/Job=Technical_Specialist/Salary; https://www.payscale.com/research/US/Job=Administrative_Assistant/Hourly_Rate). The base wage is
increased by a multiplier of 34.1 percent for fringe benefits
(source: https://www.bls.gov/news.release/ecec.nr0.htm) and 17.0
percent for overhead (source) Cody Rice, U.S. Environmental
Protection Agency, ``Wage Rates for Economic Analyses of the Toxics
Release Inventory Program'' June 10, 2002, https://www.regulations.gov/document?D=EPA-HQ-OPPT-2014-0650-0005). Summing
together the base hourly wage, fringe benefits, and overhead results
in a fully-loaded hourly wage of $32.21 for a technical specialist
and $24.51 for an administrative assistant.
Table 3--Three-Year Burden Estimate for Information Collection 2120-0593 Certification: Air Carriers and Commercial Operators
--------------------------------------------------------------------------------------------------------------------------------------------------------
Time per
Time per response-- Total Total
Section Section title Number of Number of Total response-- admin. burden burden
respondents responses responses technical asst. (hours) (cost)
($32.21/hr) ($24.51/hr)
--------------------------------------------------------------------------------------------------------------------------------------------------------
119.33c............................. Proving Test Plan...... 4 1 4 2.0 1.0 12 $356
119.35.............................. Certificate Application 4 1 4 80.0 16.0 384 11,876
Reqts--all Operators.
119.36.............................. Certificate Application 4 1 4 2.0 4.0 24 650
Reqts for Commercial
Operators.
119.41c............................. Amending a Certificate. 1 1 1 0.5 0.1 0.6 19
119.69e3............................ Management Personnel 4 1 4 1.0 0.5 6 178
Required, Pt 135.
119.71f............................. Management Personnel 4 1 4 1.0 0.5 6 178
Qualifications, Pt 135.
------------------------------------------------------------------------------------------
........... ........... ........... ........... ........... 433 13,256
--------------------------------------------------------------------------------------------------------------------------------------------------------
Note: Column and row totals may not sum due to rounding.
2. Revision of Existing Information Collection 2120-0607: Pilot Records
Improvement Act of 1996/Pilot Records Database 51
---------------------------------------------------------------------------
\51\ Official FAA forecasts related to the operation of powered-
lift in the National Airspace System (NAS) have yet to be developed.
Thus, forecasts for operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the cost of the
information collections affiliated with this proposed rule, and
developed using publicly available data related to orders and
options for powered-lift. FAA notes that none of the orders for the
multitude of powered-lift aircraft models being developed are firm
as of the time of this writing, with the exception of one model.
Using the fleet forecast and an assumption for fleet utilization
(i.e. hours flown), forecasts for airmen and departures were also
developed to estimate costs of the paperwork burden.
---------------------------------------------------------------------------
Abstract: With the exception of Form 8060-14 and -15, an operator
utilizes the various 8060 forms to report a request for the applicable
records of all applicants for the position of pilot with their company
as needed under PRIA. The information collected on these forms will be
used only to facilitate search and retrieval of the requested records,
and submission is mandatory until PRIA sunsets. Operators then ``may
use such records only to assess the qualification of the individual in
deciding whether or not to hire the individual as a pilot.'' (49 U.S.C.
44703(h)(11)). For purposes of this incremental information collection
the FAA expects pilots to access the pilot records database web-based
application to release records to operators for review and to update
employment history. In turn, the hiring operator uses the information
to help them perform a comprehensive assessment of the pilot prior to
making a hiring decision, as required by the Act.
The FAA has estimated the increase in the existing burden for this
collection based on four-part 119 certificate holders employing 129
commercial pilots holding an airmen's certificate in the powered-lift
category by the end of the third year following finalization of this
proposed rule. Note that not all information collection requirements
are proposed to have a burden increase as a result of the proposed
revision to this information collection.
---------------------------------------------------------------------------
\52\ Occupational Employment and Wages, May 2019, 11-3121 Human
Resources Managers, Bureau of Labor Statistics, Mean Hourly Wage
Rate ($62.29). https://www.bls.gov/oes/2019/may/oes113121.htm. The
fully-burdened wage rate is $91.33 and includes employee
compensation that is related to fringe benefits and is estimated to
be 31.8 percent of the fully-burdened wage. Source: Bureau of Labor
Statistics, Employer Costs for Employee Compensation (https://www.bls.gov/news.release/pdf/ecec.pdf; data provided in news release
vary slightly by month). The FAA used a ground instructor base
hourly wage rate ($31.56) as a proxy for the pilot non-flying base
hourly wage rate (source: Bureau of Labor Statistics (BLS)
Occupational Employment Statistics for Air Transportation Industry.
https://www.bls.gov/oes/2019/may/oes131151.htm: Training and
Development Specialists (13-1151). The fully-burdened wage rate is
$46.28 and includes employee compensation related to benefits that
is estimated to be 31.8 percent of the fully-burdened wage. (Source:
Bureau of Labor Statistics, Employer Costs for Employee
Compensation.)
Table 6--Three-Year Burden Estimate for Information Collection 2120-0607 \52\ Pilot Records Database
----------------------------------------------------------------------------------------------------------------
Year 1 Year 2 Year 3 Total
----------------------------------------------------------------------------------------------------------------
New Pilots...................................... 0 44 85 129
Cumulative Pilots............................... 0 44 129 ..............
----------------------------------------------------------------------------------------------------------------
[[Page 75013]]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Events per
Pilot activity--by event year Hrs per event Year 1 (hrs) Year 2 (hrs) Year 3 (hrs) Total (hrs)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Database Registration--New Pilots....................... 1.0 0.33 0 14.5 28.1 42.6
Input Employment History--New Pilots.................... 1.0 0.03 0 1.3 2.6 3.9
-----------------------------------------------------------------------------------------------
Total Time (Hours).................................. .............. .............. 0.0 15.8 30.7 46.5
--------------------------------------------------------------------------------------------------------------------------------------------------------
Pilot activity--by cost Cost per hr Year 1 Year 2 Year 3 Total
----------------------------------------------------------------------------------------------------------------
Database Registration--New $46.28 $0 $671 $1,301 $1,972
Pilots.........................
Input Employment History--New 46.28 0 60 120 181
Pilots.........................
-------------------------------------------------------------------------------
Total Cost.................. .............. 0 731 1,421 2,152
----------------------------------------------------------------------------------------------------------------
Events per
Operator activity--by event year Hrs per event Year 1 (hrs) Year 2 (hrs) Year 3 (hrs) Total (hrs)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Training/checking events--Cumul. Pilots................. 2.7 0.07 0 8.3 24.4 32.7
Ground training events--Cumul. Pilots................... 1.0 0.07 0 3.1 9.0 12.1
Verification of NDR * Search--New Pilots................ 0.5 0.01 0 0.2 0.4 0.6
Initial train/check--New Pilots......................... 1.0 0.07 0 3.1 6.0 9.1
-----------------------------------------------------------------------------------------------
Total Time (Hours).................................. .............. .............. 0 14.7 39.8 54.5
--------------------------------------------------------------------------------------------------------------------------------------------------------
Operator events--by cost Cost per hr Year 1 Year 2 Year 3 Total
----------------------------------------------------------------------------------------------------------------
Training/checking events--Cumul. $91.33 $0 $758 $2,228 $2,986
Pilots.........................
Ground training events--Cumul. 91.33 0 283 822 1,105
Pilots.........................
Verification of NDR * Search-- 91.33 0 18 37 55
New Pilots.....................
Initial train/check--New Pilots. 91.33 0 283 548 4,146
-------------------------------------------------------------------------------
Total Cost.................. .............. 0 1,343 3,635 8,293
----------------------------------------------------------------------------------------------------------------
Note: Row and column totals may not sum due to rounding.
3. Revision of Existing Information Collection 2120-0535: Anti-Drug
Program for Personnel Engaged in Specified Aviation Activities
53
---------------------------------------------------------------------------
\53\ Official FAA forecasts related to the operation of powered-
lift in the National Airspace System (NAS) have yet to be developed.
Thus, forecasts for operators of part 135 aircraft and fleet were
prepared solely for the purpose of estimating the cost of the
information collections affiliated with this proposed rule, and
developed using publicly available data related to orders and
options for powered-lift. FAA notes that none of the orders for the
multitude of powered-lift aircraft models being developed are firm
as of the time of this writing, with the exception of one model.
Using the fleet forecast and an assumption for fleet utilization
(i.e. hours flown), forecasts for airmen and departures were also
developed to estimate costs of the paperwork burden.
---------------------------------------------------------------------------
Abstract: Part 119 certificate holders with the authority to
operate under part 121 and 135, air tour operators as defined in 14 CFR
91.147, non-FAA or Military Air Traffic Control Facilities,
contractors, or repair stations under 14 CFR part 145 that conduct drug
and alcohol testing programs are mandated to report information to this
collection. The FAA uses this information for determining program
compliance or non-compliance of regulated aviation employers, oversight
planning, determining who must provide a mandatory annual Management
Information System (MIS) testing information, and communicating with
entities subject to the program regulations. In addition, the
information is used to ensure that appropriate action is taken
regarding crewmembers and other safety-sensitive employees who have
tested positive for drugs or alcohol or have refused to submit to
testing. The collection includes reporting, recordkeeping, and
disclosure information. Using the information reported on the annual
MIS allows the FAA Administrator to determine the random testing rates
for the following year, which is published in the Federal Register.
The FAA has estimated the incremental increase in the existing
burden for this collection based on four powered-lift operators
entering service by the end of the third year following finalization of
this proposed rule. Below are the reporting requirements for this
information collection. Note that not all information collection
requirements are proposed to have a burden increase because of the
proposed revision to this information collection.
Table 8--Three-Year Burden Estimate for Information Collection 2120-0535 Anti-Drug Program for Personnel Engaged
in Specified Aviation Activities
----------------------------------------------------------------------------------------------------------------
Time per Fully-burdened
PRA task item Responses response Total 3-yr hourly wage Total 3-yr
(three years) (hours) burden (hours) ($25.33) burden ($)
----------------------------------------------------------------------------------------------------------------
Promulgate Policy............... 4 16.00 64.0 $25.33 $1,621
Registration (New or Amended)... 4 1.00 4.0 25.33 101
Supervisory Drug and Alcohol 6 0.25 1.6 25.33 41
Training.......................
Employee Training Documentation. 129 0.25 32.3 25.33 817
Reasonable Cause/Suspicion 1.5 2.00 3.0 25.33 76
Documentation..................
Voluntary Disclosure............ 1.0 40.00 40.0 25.33 1,013
Emergency Maintenance........... 1 1.25 1.3 25.33 32
[[Page 75014]]
Scientifically Valid Random 83 1.00 82.8 25.33 2,097
Testing Process................
Medical Review Officer 4 0.25 1.0 25.33 25
Recordkeeping Provision........
-------------------------------------------------------------------------------
Total Incremental Change for 234 .............. 229.9 .............. 5,823
OMB 2120-0535..............
----------------------------------------------------------------------------------------------------------------
Note: Row and column totals may not sum due to rounding.
The FAA is soliciting comments to--
(1) Evaluate whether the proposed information requirement is
necessary for the proper performance of the functions of the FAA,
including whether the information will have practical utility;
(2) Evaluate the accuracy of the FAA's estimate of the burden;
(3) Enhance the quality, utility, and clarity of the information to
be collected; and
(4) Minimize the burden of collecting information on those who are
to respond, including by using appropriate automated, electronic,
mechanical, or other technological collection techniques or other forms
of information technology.
As required by the Paperwork Reduction Act of 1995 (44 U.S.C.
3507(d)), the FAA has submitted these updated estimates to OMB for its
review. Individuals and organizations may send comments on the
information collection requirement to the address listed in the
ADDRESSES section at the beginning of this preamble by February 6,
2023. Comments also should be submitted to the Office of Management and
Budget, Office of Information and Regulatory Affairs, Attention: Desk
Officer for FAA, New Executive Office Building, Room 10202, 725 17th
Street NW, Washington, DC 20053.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, it is FAA policy to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
reviewed the corresponding ICAO Standards and Recommended Practices and
has identified no differences with these standards and recommended
practices.
G. Environmental Analysis
FAA Order 1050.1F identifies FAA actions that are categorically
excluded from preparation of an environmental assessment or
environmental impact statement under the National Environmental Policy
Act in the absence of extraordinary circumstances. The FAA has
determined this rulemaking action qualifies for the categorical
exclusion identified in paragraph 5-6.6f for regulations and involves
no extraordinary circumstances.
V. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this proposed rule under the principles and
criteria of Executive Order 13132, Federalism (Aug. 4, 1999). The
agency has determined this action would not have a substantial, direct
effect on the States, or the relationship between the Federal
Government and the States, or on the distribution of power and
responsibilities among the various levels of government. As a result,
this proposed rule would not have federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this proposed rule under Executive Order 13211,
Actions Concerning Regulations that Significantly Affect Energy Supply,
Distribution, or Use. The agency has determined that it would not be a
``significant energy action'' under the executive order and would not
be likely to have a significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609, Promoting International Regulatory
Cooperation promotes international regulatory cooperation to meet
shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609, and has determined that this action would have
no effect on international regulatory cooperation.
VI. Additional Information
A. Comments Invited
The FAA invites interested persons to participate in this
rulemaking by submitting written comments, data, or views. The agency
also invites comments relating to the economic, environmental, energy,
or federalism impacts that might result from adopting the proposals in
this document. The most helpful comments reference a specific portion
of the proposal, explain the reason for any recommended change, and
include supporting data. To ensure the docket does not contain
duplicate comments, commenters should send only one copy of written
comments, or if comments are filed electronically, commenters should
submit only one time.
The FAA will file in the docket all comments it receives, as well
as a report summarizing each substantive public contact with FAA
personnel concerning this proposed rulemaking. Before acting on this
proposal, the FAA will consider all comments it receives on or before
the closing date for comments. The agency may change this proposal in
light of the comments it receives.
B. Confidential Business Information
Confidential Business Information (CBI) is commercial or financial
information that is both customarily and actually treated as private by
its owner. Under the Freedom of Information Act (FOIA) (5 U.S.C. 552),
CBI is exempt from public disclosure. If your comments responsive to
this NPRM contain commercial or financial information that is
customarily treated as private, that you actually treat as private, and
that is relevant or responsive to this NPRM, it is important that you
clearly designate the submitted comments as CBI. Please mark each page
of your submission containing CBI as ``PROPIN.'' The FAA will treat
such marked submissions as confidential under the FOIA, and they will
not be placed in the public docket of this
[[Page 75015]]
NPRM. Submissions containing CBI should be sent to the person in the
FOR FURTHER INFORMATION CONTACT section of this document. Any
commentary that the FAA receives which is not specifically designated
as CBI will be placed in the public docket for this rulemaking.
C. Electronic Access and Filing
A copy of this NPRM, all comments received, any final rule, and all
background material may be viewed online at https://www.regulations.gov
using the docket number listed above. A copy of this proposed rule will
be placed in the docket. Electronic retrieval help and guidelines are
available on the website. It is available 24 hours each day, 365 days
each year. An electronic copy of this document may also be downloaded
from the Office of the Federal Register's website at https://www.federalregister.gov and the Government Publishing Office's website
at https://www.govinfo.gov. A copy may also be found at the FAA's
Regulations and Policies website at https://www.faa.gov/regulations_policies.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW, Washington, DC 20591, or by calling (202) 267-9677.
Commenters must identify the docket or notice number of this
rulemaking.
All documents the FAA considered in developing this proposed rule,
including economic analyses and technical reports, may be accessed in
the electronic docket for this rulemaking.
List of Subjects
14 CFR Part 91
Air carrier, Air taxis, Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Charter flights, Reporting and recordkeeping
requirements, Transportation.
14 CFR Part 110
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 119
Administrative practice and procedure, Air carriers, Aircraft,
Aviation safety, Charter flights, Reporting and recordkeeping
requirements.
14 CFR Part 121
Air carriers, Aircraft, Airmen, Aviation safety, Charter flights,
Reporting and recordkeeping requirements, Safety, Transportation.
14 CFR Part 125
Aircraft, Airmen, Aviation safety, Reporting and recordkeeping
requirements.
14 CFR Part 136
Air transportation, Aircraft, Aviation safety, National parks,
Recreation and recreation areas, Reporting and recordkeeping
requirements.
In consideration of the foregoing, the Federal Aviation
Administration proposes to amend chapter I of title 14, Code of Federal
Regulations as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105, 40113,
40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507, 47122,
47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49 U.S.C.
44703 note); articles 12 and 29 of the Convention on International
Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Amend Sec. 91.146 by revising the introductory text of paragraph
(b) and paragraphs (b)(2), (b)(3), (b)(5), and (b)(7) to read as
follows:
Sec. 91.146 Passenger-carrying flights for the benefit of a
charitable, nonprofit, or community event.
* * * * *
(b) Passenger-carrying flights in airplanes, powered-lift, or
rotorcraft for the benefit of a charitable, nonprofit, or community
event identified in paragraph (c) of this section are not subject to
the certification requirements of part 119 or the drug and alcohol
testing requirements in part 120 of this chapter, provided the
following conditions are satisfied and the limitations in paragraphs
(c) and (d) of this section are not exceeded:
* * * * *
(2) The flight is conducted from a public airport that is adequate
for the aircraft used, or from another location the FAA approves for
the operation;
(3) The aircraft has a maximum of 30 seats, excluding each
crewmember seat, and a maximum payload capacity of 7,500 pounds;
* * * * *
(5) Each aircraft holds a standard airworthiness certificate, is
airworthy, and is operated in compliance with the applicable
requirements of subpart E of this part;
* * * * *
(7) Reimbursement of the operator of the aircraft is limited to
that portion of the passenger payment for the flight that does not
exceed the pro rata cost of owning, operating, and maintaining the
aircraft for that flight, which may include fuel, oil, airport
expenditures, and rental fees;
* * * * *
0
3. Amend Sec. 91.147 by revising paragraph (a) to read as follows:
Sec. 91.147 Passenger-carrying flights for compensation or hire.
* * * * *
(a) For the purposes of this section and for drug and alcohol
testing, Operator means any person conducting nonstop passenger-
carrying flights in an airplane, powered-lift, or rotorcraft for
compensation or hire in accordance with Sec. 119.1(e)(2), Sec.
135.1(a)(5), or Sec. 121.1(d) of this chapter that begin and end at
the same airport and are conducted within a 25-statute mile radius of
that airport.
* * * * *
0
4. Amend Sec. 91.1015 by revising paragraph (a)(9) to read as follows:
Sec. 91.1015 Management specifications.
(a) * * *
(9) Any authorized deviation and exemption that applies to the
person conducting operations under this subpart; and
* * * * *
PART 110--GENERAL REQUIREMENTS
0
5. The authority citation for part 110 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40102, 40103, 40113,
44105, 44106, 44111, 44701-44717, 44722, 44901, 44903, 44904, 44906,
44912, 44914, 44936, 44938, 46103, 46105.
0
6. Amend Sec. 110.2 by revising the introductory text of the
definition of ``commercial air tour'', the definitions of ``commuter
operation'', ``domestic operation'', ``flag operation'', ``on-demand
operation'', and ``supplemental operation'' to read as follows:
Sec. 110.2 Definitions.
* * * * *
Commercial air tour means a flight conducted for compensation or
hire in an airplane, powered-lift, or rotorcraft where a purpose of the
flight is sightseeing. The FAA may consider the following factors in
determining whether a flight is a commercial air tour:
* * * * *
Commuter operation means any scheduled operation conducted by any
[[Page 75016]]
person operating one of the following types of aircraft with a
frequency of operations of at least five round trips per week on at
least one route between two or more points according to the published
flight schedules:
(1) Rotorcraft; or
(2) Airplanes or powered-lift that:
(i) Are not turbojet-powered;
(ii) Have a maximum passenger-seat configuration of 9 seats or
less, excluding each crewmember seat; and
(iii) Have a maximum payload capacity of 7,500 pounds or less.
* * * * *
Domestic operation means any scheduled operation conducted by any
person operating any aircraft described in paragraph (1) of this
definition at locations described in paragraph (2) of this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat configuration of more than 9 passenger
seats, excluding each crewmember seat; or
(iii) Have a payload capacity of more than 7,500 pounds.
(2) Locations:
(i) Between any points within the 48 contiguous States of the
United States or the District of Columbia; or
(ii) Operations solely within the 48 contiguous States of the
United States or the District of Columbia; or
(iii) Operations entirely within any State, territory, or
possession of the United States; or
(iv) When specifically authorized by the Administrator, operations
between any point within the 48 contiguous States of the United States
or the District of Columbia and any specifically authorized point
located outside the 48 contiguous States of the United States or the
District of Columbia.
* * * * *
Flag operation means any scheduled operation conducted by any
person operating any aircraft described in paragraph (1) of this
definition at locations described in paragraph (2) of this definition:
(1) Airplanes or powered-lift that:
(i) Are turbojet-powered;
(ii) Have a passenger-seat configuration of more than 9 passenger
seats, excluding each crewmember seat; or
(iii) Have a payload capacity of more than 7,500 pounds.
(2) Locations:
(i) Between any point within the State of Alaska or the State of
Hawaii or any territory or possession of the United States and any
point outside the State of Alaska or the State of Hawaii or any
territory or possession of the United States, respectively; or
(ii) Between any point within the 48 contiguous States of the
United States or the District of Columbia and any point outside the 48
contiguous States of the United States and the District of Columbia; or
(iii) Between any point outside the U.S. and another point outside
the U.S.
* * * * *
On-demand operation means any operation for compensation or hire
that is one of the following:
(1) Passenger-carrying operations conducted as a public charter
under part 380 of this chapter or any operations in which the departure
time, departure location, and arrival location are specifically
negotiated with the customer or the customer's representative that are
any of the following types of operations:
(i) Common carriage operations conducted with airplanes or powered-
lift, including any that are turbojet-powered, having a passenger-seat
configuration of 30 seats or fewer, excluding each crewmember seat, and
a payload capacity of 7,500 pounds or less. The operations described in
this paragraph do not include operations using a specific airplane or
powered-lift that is also used in domestic or flag operations and that
is so listed in the operations specifications as required by Sec.
119.49(a)(4) of this chapter, for those operations are considered
supplemental operations;
(ii) Noncommon or private carriage operations conducted with
airplanes or powered-lift having a passenger-seat configuration of less
than 20 seats, excluding each crewmember seat, and a payload capacity
of less than 6,000 pounds; or
(iii) Any rotorcraft operation.
(2) Scheduled passenger-carrying operations conducted with one of
the following types of aircraft, other than turbojet-powered aircraft,
with a frequency of operations of less than five round trips per week
on at least one route between two or more points according to the
published flight schedules:
(i) Airplanes or powered-lift having a maximum passenger-seat
configuration of 9 seats or less, excluding each crewmember seat, and a
maximum payload capacity of 7,500 pounds or less; or
(ii) Rotorcraft.
(3) All-cargo operations conducted with airplanes or powered-lift
having a payload capacity of 7,500 pounds or less, or with rotorcraft.
* * * * *
Supplemental operation means any common carriage operation for
compensation or hire conducted with any aircraft described in paragraph
(1) of this definition that is a type of operation described in
paragraph (2) of this definition:
(1) Airplanes or powered-lift that:
(i) Have a passenger-seat configuration of more than 30 seats,
excluding each crewmember seat.
(ii) Have a payload capacity of more than 7,500 pounds.
(iii) Are propeller-powered and:
(A) Have a passenger-seat configuration of more than 9 seats and
less than 31 seats, excluding each crewmember seat; and
(B) Are used in domestic or flag operations but are so listed in
the operations specifications as required by Sec. 119.49(a)(4) of this
chapter for such operations.
(iv) Are turbojet-powered and:
(A) Have a passenger seat configuration of 1 or more but less than
31 seats, excluding each crewmember seat; and
(B) Are used in domestic or flag operations and are so listed in
the operations specifications as required by Sec. 119.49(a)(4) of this
chapter for such operations.
(2) Types of operation:
(i) Operations for which the departure time, departure location,
and arrival location are specifically negotiated with the customer or
the customer's representative.
(ii) All-cargo operations.
(iii) Passenger-carrying public charter operations conducted under
part 380 of this chapter.
* * * * *
PART 119--CERTIFICATION: AIR CARRIERS AND COMMERCIAL OPERATORS
0
7. The authority citation for part 119 is revised to read as follows:
Authority: Pub. L. 111-216, sec. 215 (August 1, 2010); 49 U.S.C.
106(f), 106(g), 40101, 40102, 40103, 40113, 44105, 44106, 44111,
44701-44717, 44722, 44901, 44903, 44904, 44906, 44912, 44914, 44936,
44938, 46103, 46105.
0
8. Amend Sec. 119.1 by revising paragraph (a)(2), adding paragraph
(a)(3), and revising the introductory text of paragraph (e), paragraphs
(e)(2), (e)(4)(v), (e)(5), the introductory text of paragraph (e)(7),
paragraphs (e)(7)(i), (e)(7)(iii), and (e)(7)(vii), to read as follows:
Sec. 119.1 Applicability.
(a) * * *
(2) When common carriage is not involved, in operations of any
U.S.-
[[Page 75017]]
registered civil airplane or powered-lift with a seat configuration of
20 or more passengers, or a maximum payload capacity of 6,000 pounds or
more; or
(3) When noncommon carriage is involved, except as provided in
Sec. 91.501(b) of this chapter, or in private carriage for
compensation or hire, in operations of any U.S.-registered civil
airplane or powered-lift with a passenger-seat configuration of less
than 20 seats and a payload capacity of less than 6,000 pounds.
* * * * *
(e) Except for operations when common carriage is not involved
conducted with any airplane or powered-lift having a passenger-seat
configuration of 20 seats or more, excluding any required crewmember
seat, or a payload capacity of 6,000 pounds or more, this part does not
apply to--
* * * * *
(2) Nonstop Commercial Air Tours that occur in an airplane,
powered-lift, or rotorcraft having a standard airworthiness certificate
and passenger-seat configuration of 30 seats or fewer and a maximum
payload capacity of 7,500 pounds or less that begin and end at the same
airport, and are conducted within a 25-statute mile radius of that
airport, in compliance with the Letter of Authorization issued under
Sec. 91.147 of this chapter. For nonstop Commercial Air Tours
conducted in accordance with part 136, subpart B of this chapter,
National Parks Air Tour Management, the requirements of this part apply
unless excepted in Sec. 136.37(g)(2). For Nonstop Commercial Air Tours
conducted in the vicinity of the Grand Canyon National Park, Arizona,
the requirements of SFAR 50-2, part 93, subpart U, and this part, as
applicable, apply.
* * * * *
(4) * * *
(v) Powered-lift or rotorcraft operations in construction or repair
work (but this exception does apply to transportation to and from the
site of operations); and
* * * * *
(5) Sightseeing flights conducted in hot air balloons or gliders;
* * * * *
(7) Powered-lift or rotorcraft flights conducted within a 25
statute mile radius of the airport of takeoff if--
(i) Not more than two passengers are carried in the aircraft in
addition to the required flightcrew;
* * * * *
(iii) The aircraft used is certificated in the standard category
and complies with the 100-hour inspection requirements of part 91 of
this chapter;
* * * * *
(vii) Cargo is not carried in or on the aircraft;
* * * * *
0
9. Amend Sec. 119.5 by revising paragraphs (b) and (c) to read as
follows:
Sec. 119.5 Certifications, authorizations, and prohibitions.
* * * * *
(b) A person not authorized to conduct direct air carrier
operations, but authorized by the Administrator to conduct operations
as a U.S. commercial operator, will be issued an Operating Certificate.
(c) A person not authorized to conduct direct air carrier
operations, but authorized by the Administrator to conduct operations
when common carriage is not involved as an operator of any U.S.-
registered civil airplane or powered-lift with a seat configuration of
20 or more passengers, or a maximum payload capacity of 6,000 pounds or
more, will be issued an Operating Certificate.
* * * * *
0
10. Amend Sec. 119.21 by revising the introductory text of paragraph
(a) to read as follows:
Sec. 119.21 Commercial operators engaged in intrastate common
carriage and direct air carriers.
(a) Each person who conducts airplane or powered-lift operations as
a commercial operator engaged in intrastate common carriage of persons
or property for compensation or hire in air commerce, or as a direct
air carrier, shall comply with the certification and operations
specifications requirements in subpart C of this part, and shall
conduct its:
* * * * *
0
11. Amend Sec. 119.23 by revising the section heading, paragraphs (a)
introductory text, (a)(2), and the introductory text of paragraph (b)
to read as follows:
Sec. 119.23 Operators engaged in passenger-carrying operations, cargo
operations, or both with airplanes or powered-lift when common carriage
is not involved.
(a) Each person who conducts operations when common carriage is not
involved with any airplane or powered-lift having a passenger-seat
configuration of 20 seats or more, excluding each crewmember seat, or a
payload capacity of 6,000 pounds or more, must, unless deviation
authority is issued--
* * * * *
(2) Conduct its operations in accordance with the requirements of
part 125 of this chapter; and
* * * * *
(b) Each person who conducts noncommon carriage (except as provided
in Sec. 91.501(b) of this chapter) or private carriage operations for
compensation or hire with any airplane or powered-lift having a
passenger-seat configuration of less than 20 seats, excluding each
crewmember seat, and a payload capacity of less than 6,000 pounds,
must--
* * * * *
0
12. Amend Sec. 119.49 by revising paragraphs (a)(12), (b)(12), and
(c)(11) to read as follows:
Sec. 119.49 Contents of operations specifications.
(a) * * *
(12) Any authorized deviation or exemption from any requirement of
this chapter that applies to the certificate holder.
* * * * *
(b) * * *
(12) Any authorized deviation or exemption from any requirement of
this chapter that applies to the certificate holder.
* * * * *
(c) * * *
(11) Any authorized deviation or exemption from any requirement of
this chapter that applies to the certificate holder.
* * * * *
0
13. Amend Sec. 119.65 by revising paragraphs (a)(3) and (b)(2) to read
as follows:
Sec. 119.65 Management personnel required for operations conducted
under part 121 of this chapter.
(a) * * *
(3) Chief Pilot for each category of aircraft the certificate
holder uses, as listed in Sec. 61.5(b)(1) of this chapter.
* * * * *
(b) * * *
(2) The number and type of aircraft used; and
* * * * *
0
14. Revise Sec. 119.67 to read as follows:
Sec. 119.67 Management personnel: Qualifications for operations
conducted under part 121 of this chapter.
(a) Director of Operations. To serve as Director of Operations
under Sec. 119.65(a), a person must hold an airline transport pilot
certificate and--
(1) If the certificate holder uses large aircraft, at least 3 years
of supervisory or managerial experience within the last 6 years in
large aircraft, in a position
[[Page 75018]]
that exercised operational control over any operations conducted under
parts 121 or 135 of this chapter.
(2) If the certificate holder uses large aircraft, at least 3 years
of experience as pilot in command under parts 121 or 135 of this
chapter in large aircraft in at least one of the categories of aircraft
the certificate holder uses, as listed in Sec. 61.5(b)(1) of this
chapter. In the case of a person becoming Director of Operations for
the first time, he or she must have accumulated this experience as
pilot in command within the past 6 years.
(3) If the certificate holder uses only small aircraft in its
operations, the experience required in paragraphs (a)(1) and (2) of
this section may be obtained in either large or small aircraft.
(b) Chief Pilot. To serve as Chief Pilot under Sec. 119.65(a), a
person must:
(1) Hold an airline transport pilot certificate with appropriate
ratings in the category of aircraft that the certificate holder uses in
its operations under part 121 and over which the Chief Pilot exercises
responsibility; and
(2) Have at least 3 years of experience as pilot in command in the
same category of aircraft that the certificate holder uses, as listed
in Sec. 61.5(b). The experience as pilot in command described in this
paragraph (b)(2) must:
(i) Have occurred within the past 6 years, in the case of a person
becoming a Chief Pilot for the first time.
(ii) Have occurred in large aircraft operated under parts 121 or
135 of this chapter. If the certificate holder uses only small aircraft
in its operation, this experience may be obtained in either large or
small aircraft.
(iii) Be in the same category of aircraft over which the Chief
Pilot exercises responsibility.
(c) Director of Maintenance. To serve as Director of Maintenance
under Sec. 119.65(a), a person must:
(1) Hold a mechanic certificate with airframe and powerplant
ratings;
(2) Have 1 year of experience in a position responsible for
returning aircraft to service;
(3) Have at least 1 year of experience in a supervisory capacity
under either paragraph (c)(4)(i) or (ii) of this section maintaining
the same category and class of aircraft as the certificate holder uses;
and
(4) Have 3 years of experience within the past 6 years in one or a
combination of the following--
(i) Maintaining large aircraft with 10 or more passenger seats,
including, at the time of appointment as Director of Maintenance,
experience in maintaining the same category and class of aircraft as
the certificate holder uses; or
(ii) Repairing aircraft in a certificated airframe repair station
that is rated to maintain aircraft in the same category and class of
aircraft as the certificate holder uses.
(d) Chief Inspector. To serve as Chief Inspector under Sec.
119.65(a), a person must:
(1) Hold a mechanic certificate with both airframe and powerplant
ratings, and have held these ratings for at least 3 years;
(2) Have at least 3 years of maintenance experience on different
types of large aircraft with 10 or more passenger seats with an air
carrier or certificated repair station, 1 year of which must have been
as maintenance inspector; and
(3) Have at least 1 year of experience in a supervisory capacity
maintaining the same category and class of aircraft as the certificate
holder uses.
(e) Deviation. A certificate holder may request a deviation to
employ a person who does not meet the appropriate airman experience,
managerial experience, or supervisory experience requirements of this
section if the Manager of the Air Transportation Division or the
Manager of the Aircraft Maintenance Division, as appropriate, finds
that the person has comparable experience and can effectively perform
the functions associated with the position in accordance with the
requirements of this chapter and the procedures outlined in the
certificate holder's manual. Deviations under this paragraph may be
granted after consideration of the size and scope of the operation and
the qualifications of the intended personnel. The Administrator may, at
any time, terminate any grant of deviation authority issued under this
paragraph (e).
PART 121--OPERATING REQUIREMENTS: DOMESTIC, FLAG, AND SUPPLEMENTAL
OPERATIONS
0
15. The authority citation for part 121 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40103, 40113, 40119, 41706,
42301 preceding note added by Pub. L. 112-95, sec. 412, 126 Stat.
89, 44101, 44701-44702, 44705, 44709-44711, 44713, 44716-44717,
44722, 44729, 44732; 46105; Pub. L. 111-216, 124 Stat. 2348 (49
U.S.C. 44701 note); Pub. L. 112-95 126 Stat 62 (49 U.S.C. 44732
note).
0
16. Amend Sec. 121.1 by revising paragraphs (c) and (g) to read as
follows:
Sec. 121.1 Applicability.
* * * * *
(c) Each person who applies for provisional approval of an Advanced
Qualification Program curriculum, curriculum segment, or portion of a
curriculum segment under subpart Y of this part, and each person
employed or used by an air carrier or commercial operator under this
part to perform training, qualification, or evaluation functions under
an Advanced Qualification Program under subpart Y of this part.
* * * * *
(g) This part also establishes requirements for operators to take
actions to support the continued airworthiness of each aircraft.
Sec. 121.470 [Amended]
0
18. Amend Sec. 121.470 in paragraphs (a) and (b) by removing the word
``airplanes'' and adding, in its place, the word ``aircraft''.
Sec. 121.480 [Amended]
0
19. Amend Sec. 121.480 in paragraph (a) by removing the word
``airplanes'' and adding, in its place, the word ``aircraft''.
Sec. 121.500 [Amended]
0
20. Amend Sec. 121.500 in paragraph (a) by removing the word
``airplanes'' and adding, in its place, the word ``aircraft''.
PART 125--[Amended]
PART 125--CERTIFICATION AND OPERATIONS: AIRCRAFT HAVING A SEATING
CAPACITY OF 20 OR MORE PASSENGERS OR A MAXIMUM PAYLOAD CAPACITY OF
6,000 POUNDS OR MORE; AND RULES GOVERNING PERSONS ON BOARD SUCH
AIRCRAFT
0
21. The authority citation for part 125 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 44701-44702, 44705,
44710-44711, 44713, 44716-44717, 44722.
0
22. The heading for part 125 is revised as set forth above.
0
23. Amend Sec. 125.1 by revising paragraph (a), the introductory text
of paragraph (b), paragraphs (b)(4), (c), and (e) to read as follows:
Sec. 125.1 Applicability.
(a) Except as provided in paragraphs (b) through (d) of this
section, this part prescribes rules governing the operations of U.S.-
registered civil airplanes and powered-lift, when those aircraft have a
seating configuration of 20 or more passengers or a maximum payload
capacity of 6,000 pounds or more when common carriage is not involved.
(b) The rules of this part do not apply to the operations of
aircraft specified in paragraph (a) of this section, when--
* * * * *
[[Page 75019]]
(4) They are being operated under part 91 by an operator
certificated to operate those aircraft under the rules of parts 121,
135, or 137 of this chapter, they are being operated under the
applicable rules of part 121 or 135 of this chapter by an applicant for
a certificate under part 119 of this chapter, or they are being
operated by a foreign air carrier or a foreign person engaged in common
carriage solely outside the United States under part 91 of this
chapter;
* * * * *
(c) This part, except Sec. 125.247, does not apply to the
operation of aircraft specified in paragraph (a) of this section when
they are operated outside the United States by a person who is not a
citizen of the United States.
* * * * *
(e) This part also establishes requirements for operators to take
actions to support the continued airworthiness of each aircraft.
0
24. Revise the introductory text of Sec. 125.23 to read as follows:
Sec. 125.23 Rules applicable to operations subject to this part.
Each person operating an aircraft in operations under this part
shall--
* * * * *
PART 136--COMMERCIAL AIR TOURS AND NATIONAL PARKS AIR TOUR
MANAGEMENT
0
25. The authority citation for part 136 is revised to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40113, 40119, 44101, 44701-
44702, 44705, 44709-44711, 44713, 44716-44717, 44722, 44901, 44903-
44904, 44912, 46105.
0
26. Amend Sec. 136.1:
0
a. By revising paragraph (a), the introductory text of paragraph (b),
and paragraph (c); and
0
b. In paragraph (d):
0
i. By revising the introductory text of the definition of ``commercial
air tour'';
0
ii. By removing the definition of ``suitable landing area for
helicopters''; and
0
iii. By adding the definition of ``suitable landing area for
rotorcraft''
The revisions and addition read as follows:
Sec. 136.1 Applicability and definitions.
(a) This subpart applies to each person operating or intending to
operate a commercial air tour in an airplane, powered-lift, or
rotorcraft and, when applicable, to all occupants of those aircraft
engaged in a commercial air tour. When any requirement of this subpart
is more stringent than any other requirement of this chapter, the
person operating the commercial air tour must comply with the
requirement in this subpart.
(b) This subpart applies to:
* * * * *
(c) This subpart does not apply to operations conducted in
balloons, gliders (powered and un-powered), parachutes (powered and un-
powered), gyroplanes, or airships.
(d) * * *
Commercial Air Tour means a flight conducted for compensation or
hire in an airplane, powered-lift, or rotorcraft where a purpose of the
flight is sightseeing. The FAA may consider the following factors in
determining whether a flight is a commercial air tour for purposes of
this subpart:
* * * * *
Suitable landing area for rotorcraft means an area that provides
the operator reasonable capability to land in an emergency without
causing serious injury to persons. This suitable landing area must be
site-specific, designated by the operator, and accepted by the FAA.
* * * * *
0
27. Revise Sec. 136.3 to read as follows:
Sec. 136.3 Letters of Authorization.
Operators subject to this subpart who have Letters of Authorization
may use the procedures described in Sec. 119.51 of this chapter to
amend or have the FAA reconsider those Letters of Authorization.
0
28. Revise Sec. 136.5 to read as follows:
Sec. 136.5 Additional requirements for Hawaii.
Any operator subject to this subpart who meets the criteria of
Sec. 136.71 must comply with the additional requirements and
restrictions in subpart D of this part.
0
29. In Sec. 136.9, revise the section heading and paragraphs (b)(1)
through (b)(3) to read as follows:
Sec. 136.9 Life preservers for operations over water.
* * * * *
(b) * * *
(1) The aircraft is equipped with floats;
(2) The airplane is within power-off gliding distance to the
shoreline for the duration of the time that the flight is over water;
or
(3) The aircraft is a multiengine that can be operated with the
critical engine inoperative at a weight that will allow it to climb, at
least 50 feet a minute, at an altitude of 1,000 feet above the surface,
as provided in the approved aircraft flight manual for that aircraft.
* * * * *
0
30. Revise Sec. 136.11 to read as follows:
Sec. 136.11 Rotorcraft floats for over water.
(a) A rotorcraft used in commercial air tours over water beyond the
shoreline must be equipped with fixed floats or an inflatable flotation
system adequate to accomplish a safe emergency ditching, if--
(1) It is a single-engine rotorcraft; or
(2) It is a multi-engine rotorcraft that cannot be operated with
the critical engine inoperative at a weight that will allow it to
climb, at least 50 feet a minute, at an altitude of 1,000 feet above
the surface, as provided in the approved aircraft flight manual for
that aircraft.
(b) Each rotorcraft that is required to be equipped with an
inflatable flotation system under this section must have:
(1) The activation switch for the flotation system on one of the
primary flight controls; and
(2) The flotation system armed when the rotorcraft is over water
beyond the shoreline and is flying at a speed that does not exceed the
maximum speed prescribed in the approved aircraft flight manual for
flying with the flotation system armed.
(c) Neither fixed floats nor an inflatable flotation system is
required for a rotorcraft under this section when that rotorcraft is:
(1) Over water only during the takeoff or landing portion of the
flight; or
(2) Operated within power-off gliding distance to the shoreline for
the duration of the flight and each occupant is wearing a life
preserver from before takeoff until the aircraft is no longer over
water.
0
31. Revise Sec. 136.13 to read as follows:
Sec. 136.13 Performance plan.
(a) Each operator that uses a rotorcraft must complete a
performance plan before each commercial air tour or flight operated
under Sec. Sec. 91.146 or 91.147 of this chapter. The pilot in command
must review for accuracy and comply with the performance plan on the
day the flight occurs. The performance plan must be based on
information in the approved aircraft flight manual for that aircraft
taking into consideration the maximum density altitude for which the
operation is planned, in order to determine:
(1) Maximum gross weight and center of gravity (CG) limitations for
hovering in ground effect;
(2) Maximum gross weight and CG limitations for hovering out of
ground effect; and
(3) Maximum combination of weight, altitude, and temperature for
which height/velocity information in the approved aircraft flight
manual is valid.
(b) Except for the approach to and transition from a hover for the
purpose
[[Page 75020]]
of takeoff and landing, or during takeoff and landing, the pilot in
command must make a reasonable plan to operate the rotorcraft outside
of the caution/warning/avoid area of the limiting height/velocity
diagram.
(c) Except for the approach to and transition from a hover for the
purpose of takeoff and landing, during takeoff and landing, or when
necessary for safety of flight, the pilot in command must operate the
rotorcraft in compliance with the plan described in paragraph (b) of
this section.
Appendix A to Part 136--[Removed]
0
32. Remove Appendix A to part 136.
0
33. Add new subpart D to part 136 to read as follows:
Subpart D--Special Operating Rules for Air Tour Operators in the State
of Hawaii
Sec.
136.71 Applicability.
136.73 Definitions.
136.75 Equipment and requirements.
Subpart D--Special Operating Rules for Air Tour Operators in the
State of Hawaii
Sec. 136.71 Applicability.
(a) Except as provided in paragraph (b) of this section, this
subpart prescribes operating rules for air tour flights conducted in
airplanes, powered-lift, or rotorcraft under visual flight rules in the
State of Hawaii pursuant to parts 91, 121, and 135 of this chapter.
(b) This subpart does not apply to:
(1) Operations conducted under part 121 of this chapter in
airplanes with a passenger seating configuration of more than 30 seats
or a payload capacity of more than 7,500 pounds.
(2) Flights conducted in gliders or hot air balloons.
Sec. 136.73 Definitions.
For the purposes of this subpart:
Air tour means any sightseeing flight conducted under visual flight
rules in an airplane, powered-lift, or rotorcraft for compensation or
hire.
Air tour operator means any person who conducts an air tour.
Sec. 136.75 Equipment and requirements.
(a) Flotation equipment. No person may conduct an air tour in
Hawaii in a rotorcraft beyond the shore of any island, regardless of
whether the rotorcraft is within gliding distance of the shore, unless:
(1) The rotorcraft is amphibious or is equipped with floats
adequate to accomplish a safe emergency ditching and approved flotation
gear is easily accessible for each occupant; or
(2) Each person on board the rotorcraft is wearing approved
flotation gear.
(b) Performance plan. Each operator must complete a performance
plan that meets the requirements of this paragraph (b) before each air
tour flight conducted in a rotorcraft.
(1) The performance plan must be based on information from the
current approved aircraft flight manual for that aircraft, considering
the maximum density altitude for which the operation is planned to
determine the following:
(i) Maximum gross weight and center of gravity (CG) limitations for
hovering in ground effect;
(ii) Maximum gross weight and CG limitations for hovering out of
ground effect; and
(iii) Maximum combination of weight, altitude, and temperature for
which height-velocity information from the performance data is valid.
(2) The pilot in command (PIC) must comply with the performance
plan.
(c) Operating limitations. Except for approach to and transition
from a hover, and except for the purpose of takeoff and landing, the
PIC of a rotorcraft may only operate such aircraft at a combination of
height and forward speed (including hover) that would permit a safe
landing in event of engine power loss, in accordance with the height-
speed envelope for that rotorcraft under current weight and aircraft
altitude.
(d) Minimum flight altitudes. Except when necessary for takeoff and
landing, or operating in compliance with an air traffic control
clearance, or as otherwise authorized by the Administrator, no person
may conduct an air tour in Hawaii:
(1) Below an altitude of 1,500 feet above the surface over all
areas of the State of Hawaii;
(2) Closer than 1,500 feet to any person or property; or
(3) Below any altitude prescribed by federal statute or regulation.
(e) Passenger briefing. Before takeoff, each PIC of an air tour
flight of Hawaii with a flight segment beyond the ocean shore of any
island shall ensure that each passenger has been briefed on the
following, in addition to requirements set forth in Sec. Sec. 91.107,
121.571, or 135.117 of this chapter:
(1) Water ditching procedures;
(2) Use of required flotation equipment; and
(3) Emergency egress from the aircraft in event of a water landing.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f) and 44701(a), on November 21, 2022.
Jodi L. Baker,
Deputy Associate Administrator, Aviation Safety.
[FR Doc. 2022-25711 Filed 12-6-22; 8:45 am]
BILLING CODE 4910-13-P