Instruction of the Secretary and General Policy Statement on the Administration of Benefits for Particular Same-Sex Surviving Spouses, 68904-68908 [2022-24865]
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Federal Register / Vol. 87, No. 221 / Thursday, November 17, 2022 / Rules and Regulations
PART 1—RULES OF PRACTICE IN
PATENT CASES
Eastern Daylight Time in the United
States, as appropriate.
1. The authority citation for 37 CFR
part 1 continues to read as follows:
Katherine K. Vidal,
Under Secretary of Commerce for Intellectual
Property and Director of the United States
Patent and Trademark Office.
■
Authority: 35 U.S.C. 2(b)(2), unless
otherwise noted.
[FR Doc. 2022–24335 Filed 11–16–22; 8:45 am]
2. In 37 CFR part 1, remove ‘‘Office’s
electronic filing system’’ and ‘‘Office
electronic filing system’’ wherever they
appear and add in their place ‘‘USPTO
patent electronic filing system.’’
■
3. Section 1.1 is amended by revising
paragraph (a) introductory text to read
as follows:
BILLING CODE 3510–16–P
DEPARTMENT OF VETERANS
AFFAIRS
■
§ 1.1 Addresses for non-trademark
correspondence with the United States
Patent and Trademark Office.
(a) In general. Except for
correspondence submitted via the U.S.
Patent and Trademark Office (USPTO)
patent electronic filing system in
accordance with § 1.6(a)(4), all
correspondence intended for the USPTO
must be addressed to either ‘‘Director of
the United States Patent and Trademark
Office, P.O. Box 1450, Alexandria,
Virginia 22313–1450’’ or to specific
areas within the Office as provided in
this section. When appropriate,
correspondence should also be marked
for the attention of a particular office or
individual.
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4. Section 1.6 is amended by revising
paragraph (a)(4) to read as follows:
■
§ 1.6
Receipt of correspondence.
(a) * * *
(4) Correspondence may be submitted
using the USPTO patent electronic filing
system only in accordance with the
USPTO patent electronic filing system
requirements. Correspondence officially
submitted to the Office by way of the
USPTO patent electronic filing system
will be accorded a receipt date, which
is the date in Eastern Time when the
correspondence is received in the
Office, regardless of whether that date is
a Saturday, Sunday, or Federal holiday
within the District of Columbia.
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(o) Eastern Time as used in this
chapter means Eastern Standard Time or
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AGENCY:
ACTION:
Department of Veterans Affairs.
General policy statement.
The Department of Veterans
Affairs (VA) announces that the
Secretary of Veterans Affairs issued
Instruction 01–22 on October 11, 2022,
which addresses the legal impediment
that exists for certain same sexsurviving spouses to qualify for
Survivors Pension or Dependency and
Indemnity Compensation (DIC) benefits
due to not meeting the duration of
marriage requirements for those benefits
because they were prevented from
marrying at an earlier date by reason of
laws that have been found to be
unconstitutional. Additionally, VA
announces Pension and Fiduciary
Service’s general policy statement on
the administration of Veterans Benefits
Administration (VBA) benefits for
particular same-sex surviving spouses.
SUMMARY:
The Pension and Fiduciary
Service’s general policy statement is
effective November 17, 2022.
DATES:
FOR FURTHER INFORMATION CONTACT:
Kevin Baresich, Program Analyst,
Pension and Fiduciary Service, Veterans
Benefits Administration, Department of
Veterans Affairs, 810 Vermont Avenue
NW, Washington, DC 20420, 202–632–
8863. (This is not a toll-free number.)
Instruction of the Secretary 01–22
Definitions.
*
Instruction of the Secretary and
General Policy Statement on the
Administration of Benefits for
Particular Same-Sex Surviving
Spouses
SUPPLEMENTARY INFORMATION:
5. Section 1.9 is amended by:
■ a. Adding paragraph (o); and
■ b. Removing the parenthetical
authority citation at the end of the
section.
The revision reads as follows:
■
§ 1.9
38 CFR Part 3
Notice is given that the Secretary of
Veterans Affairs issued Instruction of
the Secretary 01–22—Instructions for
Determining Whether Same-Sex
Surviving Spouses Satisfy Duration of
Marriage Requirements, on October 11,
2022. The text of Instruction 01–22
appears at the end of this Federal
Register document.
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Background
On June 26, 2015, the Supreme Court
held in Obergefell v. Hodges that the
Fourteenth Amendment of the U.S.
Constitution requires a state to license a
marriage between two people of the
same sex and to recognize a marriage
between two people of the same sex
when their marriage was lawfully
licensed and performed out-of-state.
Accordingly, on October 16, 2015, VBA
issued VBA Letter 20–15–16 which
recognized that same-sex marriages will
be accepted in benefit determinations
without regard to a Veteran’s state of
residence. This guidance remains in
effect.
VBA administers benefits and
programs for the surviving spouse of a
Veteran which incorporate evaluations
to determine the legality and duration of
a marriage. Determining the duration of
a marriage is required to establish
entitlement to Survivors Pension, DIC,
or the higher rate of DIC benefits under
38 U.S.C. 1311(a)(2) (heretofore referred
to as the 8x8 allowance). The rules in 38
U.S.C. 1541(f)(2), 1304(2), and
1318(c)(1) are the foundational statutory
sources providing 1-year duration of
marriage requirements for a surviving
spouse to qualify for Survivors Pension
and DIC. The requirement for the 8x8
allowance under 38 U.S.C. 1311(a)(2)
further stipulates that a surviving
spouse must have been married to a
Veteran for at least a continuous 8-year
period immediately preceding the
Veteran’s death during which a Veteran
was rated totally disabled for a serviceconnected disability. This increase for
DIC benefits originated from section 102
of Public Law 102–568 passed on
October 29, 1992, and the governing
statute has maintained the same 8-year
duration requirement since that time.
As a result, under statutory
requirements currently in effect, a samesex surviving spouse who was only able
to marry after the Supreme Court’s
decision in Obergefell would be unable
to meet the 1-year marriage duration
requirement until June 26, 2016, for
Survivors Pension and DIC benefits, and
would similarly be unable to satisfy the
8-year marriage duration requirement
for the 8x8 allowance until June 26,
2023, at the earliest. This results in
potential disparate treatment for samesex surviving spouses who may have
otherwise qualified for Survivors
Pension, DIC, or the additional 8x8
allowance if they were not prevented
from marrying at an earlier date by
reason of laws that have been found to
be unconstitutional.
As provided within VBA Letter 20–
15–16, VBA updated procedures on
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processing benefit claims involving
same-sex marriages following the June
26, 2015, Supreme Court decision in
Obergefell v. Hodges. Since that time,
entitlement to VBA benefits has been
granted based on the legal authorization
of same-sex marriages. However, in
some cases, there is a legal impediment
for a same-sex surviving spouse to
qualify for Survivors Pension or DIC
benefits due to not meeting the
corresponding marriage duration
requirements. A more pronounced
impediment exists for the higher rate of
DIC benefits for the 8x8 allowance due
to a marriage duration requirement that
is currently wholly unattainable for
those individuals who were unable to
marry prior to Obergefell. In Instruction
01–22, issued on October 11, 2022, the
Secretary instructed the Department to
interpret the laws governing duration of
marriage requirements in a manner that
avoids unfairness to certain same-sex
claimants by not giving effect to State
laws that have been determined to be
unconstitutional. The Instruction
explained that while 38 U.S.C. 103
directs VA to look to State law, the
Secretary presumes that Congress did
not intend VA to apply those laws that
have been determined to be
unconstitutional to a survivor’s
detriment. Therefore, based on the
Instruction, VBA is establishing this
general policy statement, which
provides instructions and procedures
for processing Survivors Pension, DIC,
or the 8x8 allowance determinations for
particular same-sex surviving spouses.
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Instructions for Determining Whether
Same-Sex Surviving Spouses Satisfy
Duration of Marriage Requirements
Under 38 U.S.C. 5124(a), VBA may
accept the written statement of a
claimant’s marriage to another
individual as proof of the existence of
the relationship. This statute is
implemented under 38 CFR 3.204(a). To
establish marriage under § 3.204(a),
VBA requires only a statement by the
claimant that includes the date and
place of marriage and the name and
social security number of the person the
claimant has identified as their spouse.
The only instances when VBA will
not accept a claimant’s statement that
they are married as being sufficient
evidence to establish the claimant’s
marriage is when the claimant’s
statement on its face raises a question of
validity, the claimant’s statement
conflicts with other evidence in the
record, or there is a reasonable
indication of fraud or misrepresentation.
In these instances, VBA requires more
information, per 38 CFR 3.204(a)(2).
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As previously stated, the Supreme
Court’s decision in Obergefell, which
allowed VBA to provide spousal
benefits to same-sex couples, has
impacted survivor benefit claims.
Therefore, for survivors claims, current
VBA policy allows the acceptance of a
written statement asserting the marital
relationship but requires a
determination on whether the same-sex
marriage satisfies the requirements of 38
CFR 3.50(b)(1) and (2) and 3.54. Proof of
marriage requirements can also be
satisfied by including the types of
evidence outlined in 38 CFR 3.205(a).
Thus, in keeping with these regulatory
provisions, VBA will first determine
eligibility for benefits by determining
the existence of a marriage pursuant to
38 CFR 3.204, and then, as described in
more detail below, by calculating the
duration of a same-sex marriage in a
liberal manner, including the
application of 38 CFR 3.205(a)(6) and
(7).
Qualifying for Survivors Pension, DIC,
or the 8x8 Allowance
The acceptance of a valid marriage for
a same-sex surviving spouse is currently
not an obstacle to establishing basic
entitlement for benefits. In accordance
with the instructions provided in
Instruction 01–22, this general policy
statement addresses the marriage
duration legal impediment for a samesex surviving spouse seeking Survivors
Pension, DIC, or the 8x8 allowance
which exists due to now
unconstitutional laws within U.S. states
and territories that prevented an earlier
marriage. In particular, a same-sex
surviving spouse may be unable to meet
the duration requirement of being
married to a Veteran for 1 year or more
prior to the Veteran’s death under 38
CFR 3.54 to qualify for Survivors
Pension or DIC benefits; or may be
unable to fulfill 38 U.S.C. 1311(a)(2) for
the 8x8 allowance due to the inability
of establishing a marriage for a
consecutive 8-year time period. U.S.
states and territories maintained varying
same-sex marriage provisions prior to
Obergefell. In seeking an approach that
prevents disparate impact and enables a
consistent and equitable application,
VBA will utilize the date for the
precedential Obergefell decision, June
26, 2015, as the general delimiting date
for policy determinations for particular
same-sex marriage duration situations.
VBA also acknowledges that it may have
been impracticable for same-sex couples
to have entered a marriage immediately
after Obergefell was decided. As such,
VBA will apply these policy
considerations in the case of any samesex surviving spouse who married a
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Veteran within two years of Obergefell,
i.e., by June 26, 2017.
The Secretary signed Instruction 01–
22 to address the concerns noted above,
while ensuring maximum consistency
with the statutory requirement regarding
duration of marriage, by requiring VBA
to consider a marriage duration
requirement to be satisfied when there
is satisfactory evidence that a same-sex
surviving spouse was effectively in a
marital relationship for the specified
period, supporting a conclusion that
they would have been legally married
for that period but for the
unconstitutional laws of U.S. states or
territories.
In applying the standard set by the
Instruction, VBA’s general policy
statement will follow the same
evidentiary rules applicable in
establishing any marital relationship. A
same-sex surviving spouse will be
required to provide verification that
they were legally married to the Veteran
at the time of the Veteran’s death; that
they held themselves out to the public
as being in a committed relationship
akin to that of marriage; and that they
cohabitated, as evidenced through
statements of persons in the community
who knew the parties as akin to spouses
and documents which show that the
parties represented themselves as being
in a committed relationship akin to that
of marriage (see evidence requirements
in 38 CFR 3.205(a)), for a minimum of
1 year prior to the Veteran’s death for
Survivors Pension and DIC entitlement.
The Secretary’s instructions will
similarly be applied in the general
policy statement by awarding the 8x8
allowance if the surviving spouse is able
to provide the same verification for a
period of 8 consecutive years prior to
the Veteran’s death during which time
the Veteran was rated totally disabled
for a service-connected disability. The
Instruction outlines that verification of
the status of the relationship to establish
entitlement to Survivors Pension, DIC,
or the 8x8 allowance will utilize
pertinent existing procedural
requirements for establishing the
validity of a marriage relationship.
Under those procedures, VA requires
the claimant to provide the following:
• VA Form 21–4170,
• Two copies of VA Form 21P–4171
to be completed by two persons who
know, as the result of personal
observation, the relationship that
existed between the parties, and
• Document(s) which show that the
parties represented themselves as in a
relationship akin to that of marriage.
The verification requirements decreed
by the Secretary in Instruction 01–22,
which serves as the basis for this general
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policy statement, afford a relaxed
application of the standard within 38
U.S.C. 1541(f)(1), 1304(2), and
1318(c)(1), as well as 38 CFR 3.54 used
to grant Survivors Pension and DIC will
be applicable for same-sex marriages
which occurred up through June 26,
2017. This same principle will be
applied to 38 U.S.C. 1311(a)(2) to grant
the 8x8 allowance, and thus the
liberalized standard with respect to
claims under that provision based on
deaths occurring on or before June 26,
2025, will be applied.
In some cases, such as those involving
domestic partnerships or civil unions,
VBA cannot recognize a marriage in a
survivor’s claim under 38 U.S.C. 103(c),
but the case may raise the question of
whether the marriage may be considered
a ‘‘deemed valid’’ marriage under 38
U.S.C. 103(a). VBA will apply the same
rules stated in the general policy
statement for determining whether a
marital relationship satisfies the
duration requirements for Survivors
Pension, DIC, or the 8x8 allowance for
a same-sex domestic partnership or civil
union if it was considered a ‘‘deemed
valid’’ marriage under 38 U.S.C. 103(a).
In a similar treatment, if the surviving
spouse indicates that their same-sex
marriage is a common-law marriage,
claims processors must determine
whether the same-sex relationship
qualifies as a common-law marriage. See
evidence requirements in 38 CFR
3.205(a). Claims processors may seek
guidance from district counsel as
needed. VBA will apply the same rules
stated in the general policy statement
for determining whether a marital
relationship satisfies the duration
requirements for Survivors Pension,
DIC, or the 8x8 allowance for a same-sex
common-law marriage that meets the
verification requirements identified
within 38 CFR 3.205(a).
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Text of Instruction of the Secretary 01–
22
Subject: Instructions for Determining
Whether Same-Sex Surviving Spouses
Satisfy Duration of Marriage
Requirements
Purpose
1. In some cases, there is a legal
impediment for a same-sex surviving
spouse to qualify for Survivors Pension
or Dependency and Indemnity
Compensation (DIC) benefits due to not
meeting the corresponding marriage
duration requirements. A more
pronounced impediment exists for the
higher rate of DIC benefits under 38
U.S.C. 1311(a)(2) (hereinafter referred to
as the 8x8 allowance) due to a marriage
duration requirement that is wholly
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unattainable for some individuals who
were unable to marry prior to the United
States Supreme Court’s decision in
Obergefell v. Hodges. Recognizing that
certain same-sex surviving spouses were
prevented from marrying at an earlier
date by reason of laws that have been
found to be unconstitutional, I am
instructing Department of Veterans
Affairs (VA or the Department)
employees to adjudicate claims in a
manner that will avoid unfairness to
those individuals by not giving effect to
those unconstitutional laws. This
Instruction provides directions and
procedures for making Survivors
Pension, DIC, or the 8x8 allowance
determinations for particular same-sex
surviving spouses.
Background
2. On September 4, 2013, the United
States Attorney General announced that
the President had directed the Executive
Branch to cease enforcement of 38
U.S.C. 101(3) and 101(31), which
defined the terms ‘‘surviving spouse’’
and ‘‘spouse’’ for purposes of Veterans
benefits as referring only to a person of
the opposite sex, to the extent they
precluded provision of Veterans’
benefits to same-sex married couples.
Accordingly, VA ceased to enforce 38
U.S.C. 101(3) and 101(31) and the
implementing regulation (38 CFR 3.50),
to the extent that they precluded
provision of Veterans’ benefits to samesex married couples. The Attorney
General’s announcement allowed VA to
administer spousal and survivors’
benefits to same-sex married couples,
provided their marriages otherwise met
the requirements of 38 U.S.C. 103(c).
3. On June 26, 2015, the Supreme
Court held in Obergefell v. Hodges that
the Fourteenth Amendment of the U.S.
Constitution requires a state to license a
marriage between two people of the
same sex and to recognize a marriage
between two people of the same sex
when their marriage was lawfully
licensed and performed out-of-state.
Accordingly, on October 16, 2015, the
Veterans Benefits Administration (VBA)
issued VBA Letter 20–15–16 which
updated procedures on processing
benefit claims involving same-sex
marriages and recognized that same-sex
marriages will be accepted in benefit
determinations without regard to a
Veteran’s state of residence. This
guidance remains in effect.
4. VA administers benefits and
programs for the surviving spouse of a
Veteran which incorporate evaluations
to determine the legality and duration of
a marriage. VA must determine the
duration of a marriage in order to
establish entitlement to Survivors
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Pension, DIC, or the 8x8 allowance. 38
U.S.C. 1541(f)(2), 1304(2), and
1318(c)(1) are the foundational statutory
sources containing one-year duration of
marriage requirements for a surviving
spouse to qualify for Survivors Pension
and DIC. The requirement for the 8x8
allowance under 38 U.S.C. 1311(a)(2)
further stipulates that a surviving
spouse must have been married to a
Veteran for at least a continuous eightyear period immediately preceding the
Veteran’s death during which a Veteran
was rated totally disabled for a serviceconnected disability.
5. As a result, under statutory
requirements currently in effect, a samesex surviving spouse who was only able
to marry after the Supreme Court’s
decision in Obergefell would have been
unable to meet the one-year marriage
duration requirement until June 26,
2016, for Survivors Pension and DIC
benefits, and would similarly have been
unable to satisfy the eight-year marriage
duration requirement for the 8x8
allowance until June 26, 2023, at the
earliest. This results in potential
disparate treatment for same-sex
surviving spouses who may have
otherwise qualified for Survivors
Pension, DIC, or the additional 8x8
allowance if they were not prevented
from marrying at an earlier date by
reason of laws that have been found to
be unconstitutional.
6. Under 38 U.S.C. 103(c), ‘‘[i]n
determining whether or not a person is
or was the spouse of a veteran, the
marriage shall be proven as valid for the
purposes of all laws administered by the
Secretary according to the law of the
place where the parties resided at the
time of the marriage or the law of the
place where the parties resided when
the right to benefits accrued.’’ While the
statute refers to two specific points in
time for determining whether the parties
attained married status, it is unclear
how it should be applied in determining
the duration of a marriage over a period
of time, particularly when the laws of
the relevant place (e.g., a State) have
been found to have been
unconstitutional for a portion of such
period.
7. The Supreme Court has stated that
‘‘where an otherwise acceptable
construction of a statute would raise
serious constitutional problems, the
Court will construe the statute to avoid
such problems unless such construction
is plainly contrary to the intent of
Congress.’’ Edward J. DeBartolo Corp. v.
Fla. Gulf Coast Bldg. & Constr. Trades
Council, 485 U.S. 568, 575 (1988). VA
will follow that approach in interpreting
and applying section 103(c) to durationof-marriage determinations in cases
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where unconstitutional State laws
potentially could affect such
determinations.
8. After consulting with the
Department of Justice, through this
Instruction, I am instructing the
Department not to give effect to
unconstitutional laws that prevented
same-sex couples from marrying when
adjudicating duration of marriage issues
for purposes of Survivors Pension and
DIC benefits, including the 8x8
allowance. This Instruction addresses
the legal impediment which a same-sex
couple may face in fulfilling the
marriage duration requirement under 38
U.S.C. 1541(f)(2), 1304(2), 1318(c)(1),
and 1311(a)(2) as well as 38 CFR 3.10(c)
and (f)(1) and 3.54. In doing so, the
Department will interpret the statutes
governing duration of marriage issues
based on the inference that Congress did
not intend VA to apply unconstitutional
laws to Veterans’ detriment. Thus, this
Instruction will align policy and
procedures applying to particular samesex surviving spouses’ situations for
Survivors Pension, DIC, or the 8x8
allowance to better conform with the
Supreme Court decision in Obergefell
and to adjudicate claims in a manner
that will avoid unfairness to those
individuals.
Qualifying for Survivors Pension, DIC,
or 8x8 Allowance
9. The issue this Instruction addresses
is the legal impediment which exists for
a same-sex surviving spouse seeking
Survivors Pension, DIC, or the 8x8
allowance while being unable to meet
marriage duration requirements due to a
legal impediment that existed under
laws now recognized as
unconstitutional within U.S. states and
territories. In particular, a same-sex
surviving spouse may be unable to meet
the duration requirement of being
married to a Veteran for one year or
more prior to the Veteran’s death under
38 CFR 3.54 to qualify for Survivors
Pension or DIC benefits, or a same-sex
surviving spouse may be unable to
fulfill 38 U.S.C. 1311(a)(2) for the 8x8
allowance due to the inability to
establish a marriage for a consecutive
eight-year time period. Recognizing that
U.S. states and territories maintained
varying same-sex marriage provisions
prior to Obergefell and seeking an
approach that prevents disparate impact
and enables a consistent and equitable
application, I have decided to utilize the
date of the precedential Obergefell
decision, June 26, 2015, as the general
date that same-sex couples were no
longer prevented from marrying for
purposes of this Instruction. VA also
acknowledges that it may have been
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impracticable for same-sex couples to
have entered a marriage immediately
after Obergefell was decided. As such, I
am instructing VA to similarly apply
this Instruction in the case of any samesex surviving spouse who married a
Veteran up through two years after
Obergefell, i.e., by June 26, 2017.
10. To address the concerns noted
above, while ensuring maximum
consistency with the statutory
requirements regarding duration of
marriage, VA will consider a marriage
duration requirement to be satisfied
when there is satisfactory evidence that
a same-sex surviving spouse was
effectively in a marital relationship for
the specified period, supporting a
conclusion that they would have been
legally married for that period but for
the unconstitutional state laws. In
applying this standard, VA generally
will follow the same evidentiary rules
applicable in establishing any marital
relationship. A same-sex surviving
spouse will be required to provide
verification that they were legally
married to the Veteran at the time of the
Veteran’s death; that they held
themselves out to the public as being in
a committed relationship akin to that of
marriage; and that they cohabitated, as
evidenced through statements of
persons in the community who knew
the parties as akin to spouses and
documents which show that the parties
represented themselves as being in a
committed relationship akin to that of
marriage (see evidence requirements in
38 CFR 3.205(a)), for a minimum of one
year prior to the Veteran’s death for
Survivors Pension and DIC. This
Instruction will similarly be applied for
awarding the 8x8 allowance if the
surviving spouse is able to provide the
same verification for a period of eight
consecutive years prior to the Veteran’s
death during which time the Veteran
was rated totally disabled for a serviceconnected disability.
11. The verification requirements in
this Instruction to afford a relaxed
application of the standard within 38
U.S.C. 1541(f)(1), 1304(2), and
1318(c)(1), as well as 38 CFR 3.54 used
to grant Survivors Pension and DIC, will
be applicable for same-sex marriages
which occurred up through June 26,
2017. This same principle will be
applied to 38 U.S.C. 1311(a)(2) for
purposes of the 8x8 allowance, and thus
the Instruction will be applied with
respect to claims under that provision
based on deaths occurring on or before
June 26, 2025.
Applicability
12. This Instruction applies to all
claims that are pending and nonfinal on
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68907
the date of this instruction, and any
original, supplemental, or other claims
filed on or after the date of this
Instruction, in which a same-sex
surviving spouse seeks Survivors
Pension and DIC based upon a marriage
occurring no later than June 26, 2017.
This same principle applies to a samesex surviving spouse who seeks the
additional 8x8 allowance based on
deaths occurring on or before June 26,
2025.
Effective Dates
13. Effective dates for VA benefits are
governed by 38 U.S.C. 5110. Benefits
generally are paid from the date of the
claim. However, pursuant to 38 U.S.C.
5110(g), the effective date of an award
based upon a liberalizing
‘‘administrative issue’’ may be up to one
year prior to the date of the claim, but
in no event prior to the effective date of
the administrative issue. With respect to
the marriage duration requirements of
38 U.S.C. 1541(f)(2), 1304(2), 1318(c)(1),
and 1311(a)(2) for same-sex surviving
spouses who were married to the
Veteran and fulfill the relationship
verification standards for establishing
that they were effectively in a marital
relationship, this Instruction may be
characterized as a liberalizing
administrative issue, such that
associated effective dates may be
governed by 38 U.S.C. 5110(g).
14. Therefore, the effective date to
grant Survivors Pension, DIC, or the 8x8
allowance for a same-sex surviving
spouse who married the Veteran and
met the verification requirements
outlined within this Instruction should
be assigned as follows:
a. If the claim was pending and
nonfinal on October 11, 2022, VA will
apply 38 U.S.C. 5110(g) and 38 CFR
3.114 to assign an effective date, fixed
in accordance with the facts found, as
early as October 11, 2022.
b. If the claim was received after
October 11, 2022, VA will apply 38
U.S.C. 5110(g) and 38 CFR 3.114 to
assign an effective date, fixed in
accordance with the facts found, as
early as October 11, 2022, if the
claimant files a claim within one year of
the date of this Instruction. However,
the effective date may not be retroactive
for more than one year from the date of
receipt of the claim. To be entitled to
benefits for up to one year prior to the
date of the claim under 38 CFR 3.114,
the claimant must have met all
eligibility criteria on the date of the
liberalizing change in law or liberalizing
issue. For these purposes, the date of the
liberalizing change in law is October 11,
2022, and a claimant may be considered
to have met the basic entitlement to
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Federal Register / Vol. 87, No. 221 / Thursday, November 17, 2022 / Rules and Regulations
Survivors Pension or DIC or the
additional 8x8 allowance eligibility
criteria on that date if they fulfill the
relationship verification standards for
establishing that they were effectively in
a marital relationship.
c. If a claim was previously and
finally decided prior to October 11,
2022, and the claimant was either
denied benefits or a DIC benefit was
awarded without the additional 8x8
allowance which would have been
granted under the procedures identified
within this Instruction, then the
surviving spouse is required to file a
new claim in a timely manner to satisfy
the effective date requirements under 38
CFR 3.114, as noted above. In such
cases, apply the effective date
guidelines identified in paragraph b.
above.
Signing Authority
Denis McDonough, Secretary of
Veterans Affairs, approved this
document on November 3, 2022, and
authorized the undersigned to sign and
submit the document to the Office of the
Federal Register for publication
electronically as an official document of
the Department of Veterans Affairs.
Luvenia Potts,
Regulation Development Coordinator, Office
of Regulation Policy & Management, Office
of General Counsel, Department of Veterans
Affairs.
[FR Doc. 2022–24865 Filed 11–16–22; 8:45 am]
POSTAL SERVICE
39 CFR Parts 3 and 6
39 CFR Part 6
Meetings (Article VI).
For the reasons stated in the
preamble, the Postal Service amends 39
CFR chapter I as set forth below:
PART 3—BOARD OF GOVERNORS
(ARTICLE III)
1. The authority citation for part 3 is
revised to read as follows:
■
2. Amend § 3.4 by:
a. Revising paragraph (i) to read as
follows:
(i) Appointment and removal (in
conjunction with Commissioners of the
Postal Regulatory Commission) of the
Inspector General under 39 U.S.C.
202(e).
■ b. Adding paragraphs (o) and (p) to
read as follows:
(o) Consideration and potential
adjustment of the funding requested in
the Postal Regulatory Commission’s
budget for the succeeding fiscal year as
required by 39 U.S.C. 504(d).
(p) Approval of any program
established under 39 U.S.C. 3703 to
enter into agreements with agencies of
state, local or tribal governments to
provide property or non-postal services
to the public on behalf of such agencies
for non-commercial purposes.
■
This document includes
several amendments to the Bylaws of
the Board of Governors. Additions have
been made to conform the Bylaws to
existing law. Technical edits have also
been made to clarify the language of the
Bylaws. Amendments include the
addition of decisions to be made by the
Board of Governors and changes to the
voting and quorum requirements for
actions to be taken by the Board of
Governors.
SUMMARY:
lotter on DSK11XQN23PROD with RULES1
Board of Governors (Article III).
■
Postal ServiceTM.
ACTION: Final rule.
AGENCY:
Effective date: November 17,
2022.
FOR FURTHER INFORMATION CONTACT:
Michael J. Elston, Secretary of the Board
of Governors, michael.j.elston@
usps.gov, 202–268–7432.
16:17 Nov 16, 2022
39 CFR Part 3
§ 3.4 Matters reserved for decision by the
Governors.
Bylaws of the Board of Governors of
the United States Postal Service
VerDate Sep<11>2014
List of Subjects
Authority: 39 U.S.C. 202, 203, 205, 401 (2),
(10), 402, 404(b), 414, 416, 504, 1003, 2005,
2011, 2802–2804, 3013, 3622, 3632, 3642,
3652, 3654, 3691, 3703; 5 U.S.C. 552b(g), (j);
5 U.S.C. App.; Pub. L. 107–67, 115 Stat. 514
(2001).
BILLING CODE 8320–01–P
DATES:
On
October 4, 2022, the Board of Governors
approved amendments to its Bylaws to
address a variety of issues. Additions
have been made to conform the Bylaws
to existing law. Technical edits have
been made to clarify the language of the
Bylaws. The amendments include the
addition of decisions that are reserved
for the Board of Governors including
consideration of and potential
adjustment of funding requested in the
Postal Regulatory Commission’s budget
for succeeding fiscal years as well as
approval of programs established under
39 U.S.C. 3703. Amendments also
include edits to clarify and expand
upon the quorum and voting
requirements for the Board of
Governors.
SUPPLEMENTARY INFORMATION:
Jkt 259001
PO 00000
Frm 00022
Fmt 4700
Sfmt 9990
PART 6—MEETINGS (ARTICLE VI)
1. The authority citation for part 6 is
revised to read as follows:
■
Authority: 39 U.S.C. 202, 205, 401(2), (10),
504, 1003, 3622, 3632, 3703; 5 U.S.C. 552b(e),
(g).
§ 6.6.
Quorum and voting.
2. Amend § 6.6 by:
a. Revising the introductory text to
read as follows:
Except for matters considered through
the notation voting process described in
§ 6.7, the Board acts by resolution upon
a vote of those members who attend a
meeting in accordance with § 6.4. No
proxies are allowed in any vote of the
members of the Board. As provided by
39 U.S.C. 205(c), any six (6) members
constitute a quorum for the transaction
of business by the Board, and a
resolution requires a favorable vote of a
majority of those members who are
present, except as follows:
■ b. Removing the semicolons at the end
of paragraphs (a), (b), and (c) and adding
a period in their respective places.
■ c. Removing ‘‘and;’’ at the end of
paragraph (d) and adding a period in its
place.
■ d. Revising paragraph (g) to read as
follows:
(g) In the appointment of the
Inspector General, 39 U.S.C. 202(e)
requires a favorable vote of a majority of
the Governors then in office and of a
majority of the Commissioners of the
Postal Regulatory Commission then in
office.
■ e. Adding paragraphs (h), (i), and (j) to
read as follows:
(h) In removing the Inspector General
for cause, 39 U.S.C. 202(e) requires the
written concurrence of at least 7
Governors and 3 Commissioners of the
Postal Regulatory Commission.
(i) In adjusting the funding requested
in the Postal Regulatory Commission’s
budget for the succeeding fiscal year, 39
U.S.C. 504(d) requires a unanimous
written decision of the Governors then
holding office, issued no later than 30
days after receiving the budget.
(j) In approving a program established
under 39 U.S.C. 3703 to enter into
agreements with agencies of state, local
or tribal governments to provide
property or non-postal services to the
public on such agencies’ behalf, 39
U.S.C. 3703(c) requires a recorded and
publicly available vote of a majority of
the Governors then holding office.
■
■
Michael J. Elston,
Secretary of the Board of Governors.
[FR Doc. 2022–24285 Filed 11–16–22; 8:45 am]
BILLING CODE 7710–12–P
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Agencies
[Federal Register Volume 87, Number 221 (Thursday, November 17, 2022)]
[Rules and Regulations]
[Pages 68904-68908]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-24865]
=======================================================================
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DEPARTMENT OF VETERANS AFFAIRS
38 CFR Part 3
Instruction of the Secretary and General Policy Statement on the
Administration of Benefits for Particular Same-Sex Surviving Spouses
AGENCY: Department of Veterans Affairs.
ACTION: General policy statement.
-----------------------------------------------------------------------
SUMMARY: The Department of Veterans Affairs (VA) announces that the
Secretary of Veterans Affairs issued Instruction 01-22 on October 11,
2022, which addresses the legal impediment that exists for certain same
sex-surviving spouses to qualify for Survivors Pension or Dependency
and Indemnity Compensation (DIC) benefits due to not meeting the
duration of marriage requirements for those benefits because they were
prevented from marrying at an earlier date by reason of laws that have
been found to be unconstitutional. Additionally, VA announces Pension
and Fiduciary Service's general policy statement on the administration
of Veterans Benefits Administration (VBA) benefits for particular same-
sex surviving spouses.
DATES: The Pension and Fiduciary Service's general policy statement is
effective November 17, 2022.
FOR FURTHER INFORMATION CONTACT: Kevin Baresich, Program Analyst,
Pension and Fiduciary Service, Veterans Benefits Administration,
Department of Veterans Affairs, 810 Vermont Avenue NW, Washington, DC
20420, 202-632-8863. (This is not a toll-free number.)
SUPPLEMENTARY INFORMATION:
Instruction of the Secretary 01-22
Notice is given that the Secretary of Veterans Affairs issued
Instruction of the Secretary 01-22--Instructions for Determining
Whether Same-Sex Surviving Spouses Satisfy Duration of Marriage
Requirements, on October 11, 2022. The text of Instruction 01-22
appears at the end of this Federal Register document.
Background
On June 26, 2015, the Supreme Court held in Obergefell v. Hodges
that the Fourteenth Amendment of the U.S. Constitution requires a state
to license a marriage between two people of the same sex and to
recognize a marriage between two people of the same sex when their
marriage was lawfully licensed and performed out-of-state. Accordingly,
on October 16, 2015, VBA issued VBA Letter 20-15-16 which recognized
that same-sex marriages will be accepted in benefit determinations
without regard to a Veteran's state of residence. This guidance remains
in effect.
VBA administers benefits and programs for the surviving spouse of a
Veteran which incorporate evaluations to determine the legality and
duration of a marriage. Determining the duration of a marriage is
required to establish entitlement to Survivors Pension, DIC, or the
higher rate of DIC benefits under 38 U.S.C. 1311(a)(2) (heretofore
referred to as the 8x8 allowance). The rules in 38 U.S.C. 1541(f)(2),
1304(2), and 1318(c)(1) are the foundational statutory sources
providing 1-year duration of marriage requirements for a surviving
spouse to qualify for Survivors Pension and DIC. The requirement for
the 8x8 allowance under 38 U.S.C. 1311(a)(2) further stipulates that a
surviving spouse must have been married to a Veteran for at least a
continuous 8-year period immediately preceding the Veteran's death
during which a Veteran was rated totally disabled for a service-
connected disability. This increase for DIC benefits originated from
section 102 of Public Law 102-568 passed on October 29, 1992, and the
governing statute has maintained the same 8-year duration requirement
since that time.
As a result, under statutory requirements currently in effect, a
same-sex surviving spouse who was only able to marry after the Supreme
Court's decision in Obergefell would be unable to meet the 1-year
marriage duration requirement until June 26, 2016, for Survivors
Pension and DIC benefits, and would similarly be unable to satisfy the
8-year marriage duration requirement for the 8x8 allowance until June
26, 2023, at the earliest. This results in potential disparate
treatment for same-sex surviving spouses who may have otherwise
qualified for Survivors Pension, DIC, or the additional 8x8 allowance
if they were not prevented from marrying at an earlier date by reason
of laws that have been found to be unconstitutional.
As provided within VBA Letter 20-15-16, VBA updated procedures on
[[Page 68905]]
processing benefit claims involving same-sex marriages following the
June 26, 2015, Supreme Court decision in Obergefell v. Hodges. Since
that time, entitlement to VBA benefits has been granted based on the
legal authorization of same-sex marriages. However, in some cases,
there is a legal impediment for a same-sex surviving spouse to qualify
for Survivors Pension or DIC benefits due to not meeting the
corresponding marriage duration requirements. A more pronounced
impediment exists for the higher rate of DIC benefits for the 8x8
allowance due to a marriage duration requirement that is currently
wholly unattainable for those individuals who were unable to marry
prior to Obergefell. In Instruction 01-22, issued on October 11, 2022,
the Secretary instructed the Department to interpret the laws governing
duration of marriage requirements in a manner that avoids unfairness to
certain same-sex claimants by not giving effect to State laws that have
been determined to be unconstitutional. The Instruction explained that
while 38 U.S.C. 103 directs VA to look to State law, the Secretary
presumes that Congress did not intend VA to apply those laws that have
been determined to be unconstitutional to a survivor's detriment.
Therefore, based on the Instruction, VBA is establishing this general
policy statement, which provides instructions and procedures for
processing Survivors Pension, DIC, or the 8x8 allowance determinations
for particular same-sex surviving spouses.
Instructions for Determining Whether Same-Sex Surviving Spouses Satisfy
Duration of Marriage Requirements
Under 38 U.S.C. 5124(a), VBA may accept the written statement of a
claimant's marriage to another individual as proof of the existence of
the relationship. This statute is implemented under 38 CFR 3.204(a). To
establish marriage under Sec. 3.204(a), VBA requires only a statement
by the claimant that includes the date and place of marriage and the
name and social security number of the person the claimant has
identified as their spouse.
The only instances when VBA will not accept a claimant's statement
that they are married as being sufficient evidence to establish the
claimant's marriage is when the claimant's statement on its face raises
a question of validity, the claimant's statement conflicts with other
evidence in the record, or there is a reasonable indication of fraud or
misrepresentation. In these instances, VBA requires more information,
per 38 CFR 3.204(a)(2).
As previously stated, the Supreme Court's decision in Obergefell,
which allowed VBA to provide spousal benefits to same-sex couples, has
impacted survivor benefit claims. Therefore, for survivors claims,
current VBA policy allows the acceptance of a written statement
asserting the marital relationship but requires a determination on
whether the same-sex marriage satisfies the requirements of 38 CFR
3.50(b)(1) and (2) and 3.54. Proof of marriage requirements can also be
satisfied by including the types of evidence outlined in 38 CFR
3.205(a). Thus, in keeping with these regulatory provisions, VBA will
first determine eligibility for benefits by determining the existence
of a marriage pursuant to 38 CFR 3.204, and then, as described in more
detail below, by calculating the duration of a same-sex marriage in a
liberal manner, including the application of 38 CFR 3.205(a)(6) and
(7).
Qualifying for Survivors Pension, DIC, or the 8x8 Allowance
The acceptance of a valid marriage for a same-sex surviving spouse
is currently not an obstacle to establishing basic entitlement for
benefits. In accordance with the instructions provided in Instruction
01-22, this general policy statement addresses the marriage duration
legal impediment for a same-sex surviving spouse seeking Survivors
Pension, DIC, or the 8x8 allowance which exists due to now
unconstitutional laws within U.S. states and territories that prevented
an earlier marriage. In particular, a same-sex surviving spouse may be
unable to meet the duration requirement of being married to a Veteran
for 1 year or more prior to the Veteran's death under 38 CFR 3.54 to
qualify for Survivors Pension or DIC benefits; or may be unable to
fulfill 38 U.S.C. 1311(a)(2) for the 8x8 allowance due to the inability
of establishing a marriage for a consecutive 8-year time period. U.S.
states and territories maintained varying same-sex marriage provisions
prior to Obergefell. In seeking an approach that prevents disparate
impact and enables a consistent and equitable application, VBA will
utilize the date for the precedential Obergefell decision, June 26,
2015, as the general delimiting date for policy determinations for
particular same-sex marriage duration situations. VBA also acknowledges
that it may have been impracticable for same-sex couples to have
entered a marriage immediately after Obergefell was decided. As such,
VBA will apply these policy considerations in the case of any same-sex
surviving spouse who married a Veteran within two years of Obergefell,
i.e., by June 26, 2017.
The Secretary signed Instruction 01-22 to address the concerns
noted above, while ensuring maximum consistency with the statutory
requirement regarding duration of marriage, by requiring VBA to
consider a marriage duration requirement to be satisfied when there is
satisfactory evidence that a same-sex surviving spouse was effectively
in a marital relationship for the specified period, supporting a
conclusion that they would have been legally married for that period
but for the unconstitutional laws of U.S. states or territories.
In applying the standard set by the Instruction, VBA's general
policy statement will follow the same evidentiary rules applicable in
establishing any marital relationship. A same-sex surviving spouse will
be required to provide verification that they were legally married to
the Veteran at the time of the Veteran's death; that they held
themselves out to the public as being in a committed relationship akin
to that of marriage; and that they cohabitated, as evidenced through
statements of persons in the community who knew the parties as akin to
spouses and documents which show that the parties represented
themselves as being in a committed relationship akin to that of
marriage (see evidence requirements in 38 CFR 3.205(a)), for a minimum
of 1 year prior to the Veteran's death for Survivors Pension and DIC
entitlement.
The Secretary's instructions will similarly be applied in the
general policy statement by awarding the 8x8 allowance if the surviving
spouse is able to provide the same verification for a period of 8
consecutive years prior to the Veteran's death during which time the
Veteran was rated totally disabled for a service-connected disability.
The Instruction outlines that verification of the status of the
relationship to establish entitlement to Survivors Pension, DIC, or the
8x8 allowance will utilize pertinent existing procedural requirements
for establishing the validity of a marriage relationship. Under those
procedures, VA requires the claimant to provide the following:
VA Form 21-4170,
Two copies of VA Form 21P-4171 to be completed by two
persons who know, as the result of personal observation, the
relationship that existed between the parties, and
Document(s) which show that the parties represented
themselves as in a relationship akin to that of marriage.
The verification requirements decreed by the Secretary in
Instruction 01-22, which serves as the basis for this general
[[Page 68906]]
policy statement, afford a relaxed application of the standard within
38 U.S.C. 1541(f)(1), 1304(2), and 1318(c)(1), as well as 38 CFR 3.54
used to grant Survivors Pension and DIC will be applicable for same-sex
marriages which occurred up through June 26, 2017. This same principle
will be applied to 38 U.S.C. 1311(a)(2) to grant the 8x8 allowance, and
thus the liberalized standard with respect to claims under that
provision based on deaths occurring on or before June 26, 2025, will be
applied.
In some cases, such as those involving domestic partnerships or
civil unions, VBA cannot recognize a marriage in a survivor's claim
under 38 U.S.C. 103(c), but the case may raise the question of whether
the marriage may be considered a ``deemed valid'' marriage under 38
U.S.C. 103(a). VBA will apply the same rules stated in the general
policy statement for determining whether a marital relationship
satisfies the duration requirements for Survivors Pension, DIC, or the
8x8 allowance for a same-sex domestic partnership or civil union if it
was considered a ``deemed valid'' marriage under 38 U.S.C. 103(a).
In a similar treatment, if the surviving spouse indicates that
their same-sex marriage is a common-law marriage, claims processors
must determine whether the same-sex relationship qualifies as a common-
law marriage. See evidence requirements in 38 CFR 3.205(a). Claims
processors may seek guidance from district counsel as needed. VBA will
apply the same rules stated in the general policy statement for
determining whether a marital relationship satisfies the duration
requirements for Survivors Pension, DIC, or the 8x8 allowance for a
same-sex common-law marriage that meets the verification requirements
identified within 38 CFR 3.205(a).
Text of Instruction of the Secretary 01-22
Subject: Instructions for Determining Whether Same-Sex Surviving
Spouses Satisfy Duration of Marriage Requirements
Purpose
1. In some cases, there is a legal impediment for a same-sex
surviving spouse to qualify for Survivors Pension or Dependency and
Indemnity Compensation (DIC) benefits due to not meeting the
corresponding marriage duration requirements. A more pronounced
impediment exists for the higher rate of DIC benefits under 38 U.S.C.
1311(a)(2) (hereinafter referred to as the 8x8 allowance) due to a
marriage duration requirement that is wholly unattainable for some
individuals who were unable to marry prior to the United States Supreme
Court's decision in Obergefell v. Hodges. Recognizing that certain
same-sex surviving spouses were prevented from marrying at an earlier
date by reason of laws that have been found to be unconstitutional, I
am instructing Department of Veterans Affairs (VA or the Department)
employees to adjudicate claims in a manner that will avoid unfairness
to those individuals by not giving effect to those unconstitutional
laws. This Instruction provides directions and procedures for making
Survivors Pension, DIC, or the 8x8 allowance determinations for
particular same-sex surviving spouses.
Background
2. On September 4, 2013, the United States Attorney General
announced that the President had directed the Executive Branch to cease
enforcement of 38 U.S.C. 101(3) and 101(31), which defined the terms
``surviving spouse'' and ``spouse'' for purposes of Veterans benefits
as referring only to a person of the opposite sex, to the extent they
precluded provision of Veterans' benefits to same-sex married couples.
Accordingly, VA ceased to enforce 38 U.S.C. 101(3) and 101(31) and the
implementing regulation (38 CFR 3.50), to the extent that they
precluded provision of Veterans' benefits to same-sex married couples.
The Attorney General's announcement allowed VA to administer spousal
and survivors' benefits to same-sex married couples, provided their
marriages otherwise met the requirements of 38 U.S.C. 103(c).
3. On June 26, 2015, the Supreme Court held in Obergefell v. Hodges
that the Fourteenth Amendment of the U.S. Constitution requires a state
to license a marriage between two people of the same sex and to
recognize a marriage between two people of the same sex when their
marriage was lawfully licensed and performed out-of-state. Accordingly,
on October 16, 2015, the Veterans Benefits Administration (VBA) issued
VBA Letter 20-15-16 which updated procedures on processing benefit
claims involving same-sex marriages and recognized that same-sex
marriages will be accepted in benefit determinations without regard to
a Veteran's state of residence. This guidance remains in effect.
4. VA administers benefits and programs for the surviving spouse of
a Veteran which incorporate evaluations to determine the legality and
duration of a marriage. VA must determine the duration of a marriage in
order to establish entitlement to Survivors Pension, DIC, or the 8x8
allowance. 38 U.S.C. 1541(f)(2), 1304(2), and 1318(c)(1) are the
foundational statutory sources containing one-year duration of marriage
requirements for a surviving spouse to qualify for Survivors Pension
and DIC. The requirement for the 8x8 allowance under 38 U.S.C.
1311(a)(2) further stipulates that a surviving spouse must have been
married to a Veteran for at least a continuous eight-year period
immediately preceding the Veteran's death during which a Veteran was
rated totally disabled for a service-connected disability.
5. As a result, under statutory requirements currently in effect, a
same-sex surviving spouse who was only able to marry after the Supreme
Court's decision in Obergefell would have been unable to meet the one-
year marriage duration requirement until June 26, 2016, for Survivors
Pension and DIC benefits, and would similarly have been unable to
satisfy the eight-year marriage duration requirement for the 8x8
allowance until June 26, 2023, at the earliest. This results in
potential disparate treatment for same-sex surviving spouses who may
have otherwise qualified for Survivors Pension, DIC, or the additional
8x8 allowance if they were not prevented from marrying at an earlier
date by reason of laws that have been found to be unconstitutional.
6. Under 38 U.S.C. 103(c), ``[i]n determining whether or not a
person is or was the spouse of a veteran, the marriage shall be proven
as valid for the purposes of all laws administered by the Secretary
according to the law of the place where the parties resided at the time
of the marriage or the law of the place where the parties resided when
the right to benefits accrued.'' While the statute refers to two
specific points in time for determining whether the parties attained
married status, it is unclear how it should be applied in determining
the duration of a marriage over a period of time, particularly when the
laws of the relevant place (e.g., a State) have been found to have been
unconstitutional for a portion of such period.
7. The Supreme Court has stated that ``where an otherwise
acceptable construction of a statute would raise serious constitutional
problems, the Court will construe the statute to avoid such problems
unless such construction is plainly contrary to the intent of
Congress.'' Edward J. DeBartolo Corp. v. Fla. Gulf Coast Bldg. &
Constr. Trades Council, 485 U.S. 568, 575 (1988). VA will follow that
approach in interpreting and applying section 103(c) to duration-of-
marriage determinations in cases
[[Page 68907]]
where unconstitutional State laws potentially could affect such
determinations.
8. After consulting with the Department of Justice, through this
Instruction, I am instructing the Department not to give effect to
unconstitutional laws that prevented same-sex couples from marrying
when adjudicating duration of marriage issues for purposes of Survivors
Pension and DIC benefits, including the 8x8 allowance. This Instruction
addresses the legal impediment which a same-sex couple may face in
fulfilling the marriage duration requirement under 38 U.S.C.
1541(f)(2), 1304(2), 1318(c)(1), and 1311(a)(2) as well as 38 CFR
3.10(c) and (f)(1) and 3.54. In doing so, the Department will interpret
the statutes governing duration of marriage issues based on the
inference that Congress did not intend VA to apply unconstitutional
laws to Veterans' detriment. Thus, this Instruction will align policy
and procedures applying to particular same-sex surviving spouses'
situations for Survivors Pension, DIC, or the 8x8 allowance to better
conform with the Supreme Court decision in Obergefell and to adjudicate
claims in a manner that will avoid unfairness to those individuals.
Qualifying for Survivors Pension, DIC, or 8x8 Allowance
9. The issue this Instruction addresses is the legal impediment
which exists for a same-sex surviving spouse seeking Survivors Pension,
DIC, or the 8x8 allowance while being unable to meet marriage duration
requirements due to a legal impediment that existed under laws now
recognized as unconstitutional within U.S. states and territories. In
particular, a same-sex surviving spouse may be unable to meet the
duration requirement of being married to a Veteran for one year or more
prior to the Veteran's death under 38 CFR 3.54 to qualify for Survivors
Pension or DIC benefits, or a same-sex surviving spouse may be unable
to fulfill 38 U.S.C. 1311(a)(2) for the 8x8 allowance due to the
inability to establish a marriage for a consecutive eight-year time
period. Recognizing that U.S. states and territories maintained varying
same-sex marriage provisions prior to Obergefell and seeking an
approach that prevents disparate impact and enables a consistent and
equitable application, I have decided to utilize the date of the
precedential Obergefell decision, June 26, 2015, as the general date
that same-sex couples were no longer prevented from marrying for
purposes of this Instruction. VA also acknowledges that it may have
been impracticable for same-sex couples to have entered a marriage
immediately after Obergefell was decided. As such, I am instructing VA
to similarly apply this Instruction in the case of any same-sex
surviving spouse who married a Veteran up through two years after
Obergefell, i.e., by June 26, 2017.
10. To address the concerns noted above, while ensuring maximum
consistency with the statutory requirements regarding duration of
marriage, VA will consider a marriage duration requirement to be
satisfied when there is satisfactory evidence that a same-sex surviving
spouse was effectively in a marital relationship for the specified
period, supporting a conclusion that they would have been legally
married for that period but for the unconstitutional state laws. In
applying this standard, VA generally will follow the same evidentiary
rules applicable in establishing any marital relationship. A same-sex
surviving spouse will be required to provide verification that they
were legally married to the Veteran at the time of the Veteran's death;
that they held themselves out to the public as being in a committed
relationship akin to that of marriage; and that they cohabitated, as
evidenced through statements of persons in the community who knew the
parties as akin to spouses and documents which show that the parties
represented themselves as being in a committed relationship akin to
that of marriage (see evidence requirements in 38 CFR 3.205(a)), for a
minimum of one year prior to the Veteran's death for Survivors Pension
and DIC. This Instruction will similarly be applied for awarding the
8x8 allowance if the surviving spouse is able to provide the same
verification for a period of eight consecutive years prior to the
Veteran's death during which time the Veteran was rated totally
disabled for a service-connected disability.
11. The verification requirements in this Instruction to afford a
relaxed application of the standard within 38 U.S.C. 1541(f)(1),
1304(2), and 1318(c)(1), as well as 38 CFR 3.54 used to grant Survivors
Pension and DIC, will be applicable for same-sex marriages which
occurred up through June 26, 2017. This same principle will be applied
to 38 U.S.C. 1311(a)(2) for purposes of the 8x8 allowance, and thus the
Instruction will be applied with respect to claims under that provision
based on deaths occurring on or before June 26, 2025.
Applicability
12. This Instruction applies to all claims that are pending and
nonfinal on the date of this instruction, and any original,
supplemental, or other claims filed on or after the date of this
Instruction, in which a same-sex surviving spouse seeks Survivors
Pension and DIC based upon a marriage occurring no later than June 26,
2017. This same principle applies to a same-sex surviving spouse who
seeks the additional 8x8 allowance based on deaths occurring on or
before June 26, 2025.
Effective Dates
13. Effective dates for VA benefits are governed by 38 U.S.C. 5110.
Benefits generally are paid from the date of the claim. However,
pursuant to 38 U.S.C. 5110(g), the effective date of an award based
upon a liberalizing ``administrative issue'' may be up to one year
prior to the date of the claim, but in no event prior to the effective
date of the administrative issue. With respect to the marriage duration
requirements of 38 U.S.C. 1541(f)(2), 1304(2), 1318(c)(1), and
1311(a)(2) for same-sex surviving spouses who were married to the
Veteran and fulfill the relationship verification standards for
establishing that they were effectively in a marital relationship, this
Instruction may be characterized as a liberalizing administrative
issue, such that associated effective dates may be governed by 38
U.S.C. 5110(g).
14. Therefore, the effective date to grant Survivors Pension, DIC,
or the 8x8 allowance for a same-sex surviving spouse who married the
Veteran and met the verification requirements outlined within this
Instruction should be assigned as follows:
a. If the claim was pending and nonfinal on October 11, 2022, VA
will apply 38 U.S.C. 5110(g) and 38 CFR 3.114 to assign an effective
date, fixed in accordance with the facts found, as early as October 11,
2022.
b. If the claim was received after October 11, 2022, VA will apply
38 U.S.C. 5110(g) and 38 CFR 3.114 to assign an effective date, fixed
in accordance with the facts found, as early as October 11, 2022, if
the claimant files a claim within one year of the date of this
Instruction. However, the effective date may not be retroactive for
more than one year from the date of receipt of the claim. To be
entitled to benefits for up to one year prior to the date of the claim
under 38 CFR 3.114, the claimant must have met all eligibility criteria
on the date of the liberalizing change in law or liberalizing issue.
For these purposes, the date of the liberalizing change in law is
October 11, 2022, and a claimant may be considered to have met the
basic entitlement to
[[Page 68908]]
Survivors Pension or DIC or the additional 8x8 allowance eligibility
criteria on that date if they fulfill the relationship verification
standards for establishing that they were effectively in a marital
relationship.
c. If a claim was previously and finally decided prior to October
11, 2022, and the claimant was either denied benefits or a DIC benefit
was awarded without the additional 8x8 allowance which would have been
granted under the procedures identified within this Instruction, then
the surviving spouse is required to file a new claim in a timely manner
to satisfy the effective date requirements under 38 CFR 3.114, as noted
above. In such cases, apply the effective date guidelines identified in
paragraph b. above.
Signing Authority
Denis McDonough, Secretary of Veterans Affairs, approved this
document on November 3, 2022, and authorized the undersigned to sign
and submit the document to the Office of the Federal Register for
publication electronically as an official document of the Department of
Veterans Affairs.
Luvenia Potts,
Regulation Development Coordinator, Office of Regulation Policy &
Management, Office of General Counsel, Department of Veterans Affairs.
[FR Doc. 2022-24865 Filed 11-16-22; 8:45 am]
BILLING CODE 8320-01-P