Natural Disaster Procedures: Preparedness, Response, and Recovery Activities of the Corps of Engineers, 68386-68410 [2022-24543]
Download as PDF
68386
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
undertake revisions to its NEPA
regulations.
Confidential Business Information:
Pursuant to 10 CFR 1004.11, any person
submitting information that he or she
believes to be confidential and exempt
by law from public disclosure should
submit via email two well-marked
copies: one copy of the document
marked ‘‘confidential’’ including all the
information believed to be confidential,
and one copy of the document marked
‘‘non-confidential’’ with the information
believed to be confidential deleted.
Submit these documents via email. DOE
will make its own determination about
the confidential status of the
information and treat it according to its
determination.
Signing Authority
This document of the Department of
Energy was signed on November 8,
2022, by Samuel Walsh, General
Counsel, pursuant to delegated
authority from the Secretary of Energy.
That document with the original
signature and date is maintained by
DOE. For administrative purposes only,
and in compliance with requirements of
the Office of the Federal Register, the
undersigned DOE Federal Register
Liaison Officer has been authorized to
sign and submit the document in
electronic format for publication, as an
official document of the Department of
Energy. This administrative process in
no way alters the legal effect of this
document upon publication in the
Federal Register.
Signed in Washington, DC, on November 9,
2022.
Treena V. Garrett,
Federal Register Liaison Officer, U.S.
Department of Energy.
[FR Doc. 2022–24799 Filed 11–14–22; 8:45 am]
BILLING CODE 6450–01–P
DEPARTMENT OF DEFENSE
Corps of Engineers, Department of the
Army
33 CFR Part 203
[Docket ID: COE–2021–0008]
lotter on DSK11XQN23PROD with PROPOSALS1
RIN 0710–AA78
Natural Disaster Procedures:
Preparedness, Response, and
Recovery Activities of the Corps of
Engineers
U.S. Army Corps of Engineers
(Corps), Department of Defense (DoD).
ACTION: Proposed rule.
AGENCY:
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
The Corps is proposing to
revise its natural disaster procedures
under this part of the Code of Federal
Regulations (CFR), which implements a
section of the Flood Control Act of 1941,
as amended. Revisions will incorporate
advances in risk-informed decisionmaking approaches and disaster
response lessons learned, as well as
recent amendments to this section of the
Flood Control Act of 1941.
DATES: Comments must be received on
or before January 17, 2023.
ADDRESSES: You may submit comments,
identified by docket number COE–
2021–0008, using any of these methods:
1. Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
2. Email: 33CFR203@usace.army.mil
and include the docket number, COE–
2021–0008, in the subject line of the
message.
3. Mail: HQ, U.S. Army Corps of
Engineers, ATTN: 33CFR203/CECW–
HS/3D64, 441 G Street NW,
Washington, DC 20314–1000.
4. Hand Delivery/Courier: Due to
security requirements, we cannot
receive comments by hand delivery or
courier.
Instructions: Direct your comments to
docket number COE–2021–0008. The
public docket will include all comments
exactly as submitted and without
change and may be made available online at https://www.regulations.gov. This
will include any personal information
provided, unless the commenter
indicates that the comment includes
information claimed to be Confidential
Business Information (CBI) or other
information where disclosure is
restricted by statute. Do not submit
information that you consider to be CBI,
or otherwise protected, through
regulations.gov or email. The
regulations.gov website is an
anonymous access system, which means
we will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email directly to the Corps
without going through regulations.gov,
your email address will be
automatically captured and included as
part of the comment placed in the
public docket and made available on the
internet. If you submit an electronic
comment, we recommend that you
include your name and other contact
information in the body of your
comment and with any disk or CD–ROM
you submit. If we cannot read your
comment because of technical
difficulties and cannot contact you for
clarification, we may not be able to
consider your comment. Electronic
SUMMARY:
PO 00000
Frm 00002
Fmt 4702
Sfmt 4702
comments should avoid the use of any
special characters, any form of
encryption, and be free of any defects or
viruses.
Docket: For access to the docket to
read background documents or
comments received, go to https://
www.regulations.gov. All documents in
the docket are listed. Although listed in
the index, some information is not
publicly available, such as CBI or other
information whose disclosure is
restricted by statute. Certain other
material, such as copyrighted material,
is not placed on the internet and will be
publicly available only in hard copy
form.
FOR FURTHER INFORMATION CONTACT: Mr.
Willem H.A. Helms, Office of Homeland
Security, Directorate of Civil Works,
U.S. Army Corps of Engineers, at (202)
761–5909 or willem.h.helms@
usace.army.mil.
SUPPLEMENTARY INFORMATION:
Table of Contents
Background
General Information for the Proposed Rule
Need for Revision
Overview of Proposed Changes
Expected Benefits and Costs of Proposed
Changes
Incorporation of Public Comments
References
Procedural Requirements
Background
Section 5 of the Flood Control Act of
1941, as amended, (33 U.S.C. 701n),
commonly and hereinafter referred to as
‘‘Public Law 84–99’’ authorizes the
Corps to undertake certain emergency
management activities. Specifically,
Public Law 84–99 authorizes an
emergency fund to be expended in
preparation for emergency response to
any natural disaster, in flood fighting
and rescue operations, or in the repair
or restoration of any flood control work
threatened or destroyed by flood. These
activities may include the
strengthening, raising, extending,
realigning, or other modification thereof
as may be necessary in the discretion of
the Chief of Engineers for the adequate
functioning of the work for flood control
and subject to the condition that the
Chief of Engineers may include
modifications to the structure or project,
or in implementation of nonstructural
alternatives to the repair or restoration
of such flood control work if requested
by the non-Federal sponsor. The
emergency fund may also be expended
for use in the emergency protection of
federally authorized hurricane or shore
protection when in the discretion of the
Chief of Engineers such protection is
warranted to protect against imminent
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
and substantial loss to life and property.
In addition, the emergency fund may be
expended for the repair and restoration
of any federally authorized hurricane or
shore protective structure or project
damaged or destroyed by wind, wave, or
water action of other than an ordinary
nature. Such repair and restoration must
be completed to either the pre-storm
level or the design level of risk
reduction, whichever provides greater
protection, when, in the discretion of
the Chief of Engineers, such repair and
restoration is warranted for the adequate
functioning of the structure or project
for hurricane or shore protection,
subject to the condition that the Chief of
Engineers may include modifications to
the structure or project to address major
deficiencies or implement nonstructural
alternatives to the repair or restoration
of the structure if requested by the nonFederal sponsor. The emergency fund
may also be expended for emergency
dredging for restoration of authorized
project depths for Federal navigable
channels and waterways made
necessary by flood, drought, earthquake,
or other natural disasters. In any case in
which the Chief of Engineers is
otherwise performing work under this
section in an area for which the
Governor of the affected State has
requested a determination that an
emergency exists or a declaration that a
major disaster exists under the Disaster
Relief and Emergency Assistance Act
[42 U.S.C. 5121 et seq.], the Chief of
Engineers is further authorized to
perform on public and private lands and
waters for a period of 10 days following
the Governor’s request any emergency
work made necessary by such
emergency or disaster. Such work must
be essential for the preservation of life
and property, including, but not limited
to, channel clearance, emergency shore
protection, clearance and removal of
debris and wreckage endangering public
health and safety, and temporary
restoration of essential public facilities
and services. The Chief of Engineers, in
the exercise of his discretion, is further
authorized to provide emergency
supplies of clean water, on such terms
as he determines to be advisable, to any
locality which he finds is confronted
with a source of contaminated water
causing or likely to cause a substantial
threat to the public health and welfare
of the inhabitants of the locality.
The Corps’ Public Law 84–99 Program
is multi-faceted program that
encompasses disaster preparedness,
response and recovery activities in
support of Federal, State, Tribal, and
local stakeholders. The Corps’ Public
Law 84–99 Rehabilitation Program is a
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
voluntary disaster recovery program that
provides for the rehabilitation (e.g.,
repair) of damage to eligible Federal and
non-Federal flood risk management
projects damaged by flood or coastal
storms.
The Corps and other Federal agencies
can assist communities in assessing,
communicating, and managing their
flood risks and can help them prepare
for and respond to a flood, hurricane, or
other natural disaster. However, State,
Tribal, and local governments, and
those living and working behind a flood
or coastal storm risk management
project have the primary responsibility
and role in this effort. The residual
flood risk associated with their projects
is a result of how those projects are
expected to perform under a range of
potential floods, and the consequences
that would result from their failure
during a flood.
The focus of this rulemaking is the
Public Law 84–99 program. In addition
to Public Law 84–99, the Corps has
other authorities. For example, through
its Planning Assistance to States
program and its Flood Plain
Management Services program, the
Corps is able to assist a community to
identify and evaluate options where the
flood risk is increasing due to climate
change. Similarly, through these
planning and technical assistance
programs, the Corps is able to encourage
and facilitate a collaborative approach
to address complex natural resources
issues and Tribal treaty rights. However,
the Corps generally does not perform
this kind of work through the Public
Law 84–99 program. The Corps also
recognizes the importance of
environmental justice. It applies this
policy both in the Public Law 84–99
program and under its other authorities.
Part 203 of Title 33 of the CFR is the
Corps’ implementing regulation for
Public Law 84–99 and was last
promulgated in 2003 (68 FR 19357,
April 21, 2003). Engineering Regulation
500–1–1 provides internal agencyspecific procedures implementation
guidance for implementing Public Law
84–99.
General Information for the Proposed
Rule
1. Does this action apply to me? This
action is directed to the public in
general, but will be of particular interest
to a variety of organizations, to include
legally constituted non-Federal public
bodies responsible for operating and
maintaining flood and coastal storm risk
management projects (referred to as
‘‘non-Federal sponsors’’ in 33 U.S.C.
701n), State, Tribal, territorial, and local
emergency management agencies, water
PO 00000
Frm 00003
Fmt 4702
Sfmt 4702
68387
resources agencies, environmental
agencies, fish and wildlife management
agencies and organizations, and
floodplain, dam, and levee safety
managers. This proposed rule applies to
many communities nationwide,
including those with environmental
justice interests, and commenters are
encouraged to provide their views and
inputs on environmental justice
strategies related to this rulemaking
effort.
2. What should I consider as I prepare
my comments for submission?
Commenters not familiar with current
policy should review the references
section. These resources are available on
the Federal eRulemaking portal at
https://www.regulations.gov. For ease of
comment review and consideration,
commenters should consider
referencing a specific section or
paragraph of 33 CFR part 203. In
addition to solicitation on the specific
changes being proposed, the Corps
solicits comments in general on other
issues or concerns related to this part
that commenters may wish to raise. For
example, commenters may provide
comments on how best to incorporate
nature-based solutions into this
program. For these comments, the
commenter should state the issue or
concern, provide or reference any
supporting documentation (e.g., reports,
statistical data, and studies), and make
a proposal or recommendation about
how to improve the regulation.
Need for Revision
This rule includes a proposed change
in the focus of the Rehabilitation
Program. The eligibility of a levee
system for consideration for
rehabilitation assistance after a flood
was once based only on inspections
conducted by the Corps. More recently,
the Public Law 84–99 program has been
transitioning to risk-informed eligibility
determinations for projects, which are
based on an evaluation of the nonFederal sponsor’s overall risk
management activities, including
information developed through
inspections. Additional changes are also
proposed to effectively implement
recent amendments to Public Law 84–
99.
Since the last revision in 2003,
significant disasters, including
Hurricane Katrina (2005), Hurricane
Sandy (2012), flooding on the
Mississippi and Missouri Rivers (2008,
2011, and 2013), and Hurricanes
Harvey, Irma, and Maria (2017) have
provided a more detailed understanding
of the nature and severity of the risks
associated with coastal storms and
floods. These significant events
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
68388
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
provided information regarding project
performance and the effects of climate
change that the Corps has considered
when formulating this rule update.
During Hurricane Katrina, the Federal
response was found to be reactive once
State and local governments had
exhausted available response resources,
and was not necessarily anticipatory.
This rule update provides ability to lend
expertise and gain a greater
understanding of State, Tribal, and local
needs and requirements in order to
improve their ability to prepare for,
respond, and recover from natural
disasters. Lessons learned have also
resulted in the ‘‘whole of community’’
principles outlined in the National
Preparedness Goal and supporting
frameworks and which are incorporated
in this rule update.
Additionally, the maturation of riskinformed decision-making approaches
and technological advancements from a
purely standards-based perspective has
influenced the outlook on how Public
Law 84–99 activities should be
implemented, with a shift towards
better alignment with the Corps Levee
Safety and National Flood Risk
Management Programs. Risk-informed
decision making uses an iterative
process to reduce risk over time by
identifying the areas of acceptable risk,
monitoring the acceptable risk, and then
devoting resources to manage the
sources of unacceptable risk in priority
order. The process begins by capturing
activities and efforts within three
overarching categories: risk assessment,
risk management, and risk
communications. Through this process,
the Corps and non-Federal sponsors
assess the flood risk to property,
infrastructure, public safety, and the
environment; and seek to reduce that
risk in stages by addressing the highest
priority flood risk management
deficiencies first, and by working with
elected officials and other risk managers
to identify other priority areas for
investment. Through risk
communication, people living and
working behind flood risk management
projects also can make informed
decisions regarding flood insurance,
evacuation measures, flood proofing,
and relocation. Risk assessment, risk
management, and risk communication
concepts are included in this proposed
update.
Given these developments since the
last revision in 2003, the Corps is
proposing to repeal and replace part
203. The proposed revisions include
updated eligibility criteria for
rehabilitation assistance under Public
Law 84–99. The proposed criteria are
more risk-informed, with the intended
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
result of improved targeting of nonFederal sponsor investments.
In addition to the lessons learned
identified previously and the evolution
of Corps and national policy related to
risk-informed decision making and
disaster risk management, the proposed
revisions reflect the enactment of the
following statutes, which amended or
otherwise affected the Public Law 84–99
program:
1. Subsection 3029(a) of the Water
Resources Reform and Development Act
of 2014 (WRRDA) (Pub. L. 113–121)
grants the Chief of Engineers authority
to restore eligible hurricane or shore
protection works to the design level of
risk reduction and, under certain
circumstances, to make modifications to
flood control and hurricane or shore
protection works damaged during flood
or coastal storms events, as well as the
authority to implement nonstructural
alternatives in the repair and restoration
of hurricane or shore protection works
if requested by the non-Federal sponsor.
2. Section 3011 of WRRDA 2014
mandates that a levee system shall
remain eligible for rehabilitation
assistance under Public Law 84–99 as
long as the system’s non-Federal
sponsors continue to make satisfactory
progress, as determined by the Secretary
of the Army, on an approved system
wide improvement framework or letter
of intent.
3. Section 1176 of the Water
Resources Development Act of 2016
(WRDA) (Pub. L. 114–322, Title I)
provides an express definition of
‘‘nonstructural alternatives,’’ as that
term is used in Public Law 84–99, and
authorizes the Chief of Engineers, under
certain circumstances, to increase the
level of risk reduction of flood control
works when conducting repair or
restoration activities to such works
under Public Law 84–99.
4. Section 1160 of the Water
Resources Development Act of 2018
(WRDA) (Pub. L. 115–270, Title I)
provides the option of realignment to
the kinds of modifications that can be
made to flood control works; and
changes the authorized level of
restoration for coastal storm risk
management (CSRM) projects.
5. Section 1161 of the Water
Resources Development Act of 2018
(WRDA) (Pub. L. 115–270, Title I), as
amended by section 120 of the Water
Resources Development Act of 2020
(Division AA, Pub. L. 116–260),
authorizes the Chief of Engineers to
repair or restore Federal and nonFederal flood risk management (FRM)
projects and federally authorized CSRM
projects when the costs of the repair or
restoration work exceed the benefits, if
PO 00000
Frm 00004
Fmt 4702
Sfmt 4702
the non-Federal sponsor agrees to pay,
in cash or in-kind contributions, all
costs in excess of the benefits of the
repair or restoration work and the
Secretary determines that the damage to
the structure was not a result of
negligent operation or maintenance and
that repair of the project could benefit
another Corps project.
Overview of Proposed Changes
The section titles referred to in this
section of the preamble reflect the titles
in the proposed regulatory text which
may be different than what is reflected
in the currently codified regulatory text.
Rulemaking Alternatives Considered
1. No rule update: In this alternative,
the Corps would follow status quo and
continue to implement all changes
through agency discretion and internal
regulations. This alternative was not
selected because the Public Law 84–99
amendments are very prescriptive and
public rulemaking is necessary to
ensure implementing policy will
achieve its intended purpose as
described in the proposed rule.
2. Repeal and replace only those
provisions that pertain to the Public
Law 84–99 Rehabilitation and
Inspection Program: In this alternative,
the Corps would issue a separate rule
for the Public Law 84–99 Rehabilitation
Program and would repeal the
provisions in the current rule that affect
that program. This alternative was not
selected because it would result in two
published rules for the Public Law 84–
99 program. That could result in
misunderstandings of program activities
and inhibit transparency.
3. Repeal and replace all of the
current rule (selected alternative): In
this selected alternative, the Corps
proposes to incorporate and integrate
the current state of the practice of flood
risk management principles and
concepts through the provision of
agency policy codified in a federal rule.
The intended benefit is to encourage
broader community flood risk
management activities by non-Federal
project sponsors specific to the flood
risk management projects they operate
and maintain and in coordination with
the applicable communities. This rule
alternative also consolidates recent
Public Law 84–99 amendments into one
comprehensive rule, ensuring the public
has a clear understanding of the
responsibilities and requirements.
Proposed Changes to Each Section
Subpart A—Introduction
Section 203.11 General. Minor
editorial changes are proposed for
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
clarity to better describe the purpose of
this section of the regulation and to
reflect the requirements of Public Law
84–99, as amended (33 U.S.C. 701n).
Editorial changes also are proposed for
clarity and accuracy to better reflect the
current authorities and activities of the
Corps under Public Law 84–99, such as
changing ‘‘flood control works’’ to the
more appropriate ‘‘flood risk
management projects.’’ In addition, two
new subsections are proposed for ‘‘Form
of Assistance’’ and ‘‘Availability of
Assistance.’’ The ‘‘Form of Assistance’’
proposed text clarifies that direct
assistance is only provided to
responsible State, Tribal, territorial, and
local interests rather than individuals
and that the Corps generally does not
transfer Federal funds for the nonFederal performance of assistance
activities. The ‘‘Availability of
Assistance’’ subsection proposed text
clarifies that Public Law 84–99
assistance is only provided when
similar assistance is not reasonably
available from other Federal agencies.
Section 203.12 Definitions. To
enhance transparency and common
understanding, new definitions are
proposed for coastal storm risk
management projects; emergency repair,
rehabilitation, and restoration; Federal
coastal storm risk management project;
Federal flood risk management projects;
flood risk management projects; Tribal
Nation; interim risk reduction measures
(IRRM); Lands, Easesment, Right-ofWay, Relocation, and Disposal/Borrow
sites (LERRDs); levee segment; levee
system; maintenance; non-Federal flood
risk management project; nonstructural
alternatives; operation; rehabilitation;
repair; replacement; responsible State,
Tribal, and local interests. In general,
these are terms commonly used by the
Corps. Updated definitions are proposed
for Governor, to clarify that the
Governor is the chief executive of a
State; and non-Federal Sponsor, to
clarify the applicable types of
agreements. The current definition of
Federal project, flood control project,
hurricane shore protection project
(HSPP), non-Federal project, repair and
rehabilitation are proposed to be
removed as the proposed new and
updated definitions would supersede
the content in those existing definitions
to provide added granularity and clarity.
Section 203.13 Federally-recognized
Tribal Nations and the Alaska Native
corporations. Minor changes are
proposed. There is an exception
proposed for tribes regarding emergency
water assistance as the statute defines
such assistance is provided to States.
The proposed exception is required to
ensure emergency water assistance may
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
be provided to tribes, albeit indirectly
through the States. In other Public Law
84–99 assistance areas, the Tribal
Nations may submit requests for
assistance directly to the Corps.
Section 203.14 Exceptions to policy.
An ‘‘exception to policy’’ section is
proposed in order to ensure flexibility
when accomplishing activities,
prescribed in this rule, with complex
and/or unforeseen interdependencies.
Subpart B—Emergency Preparedness
Section 203.21 Emergency
preparedness assistance. A new section
is proposed to clarify the purpose of this
assistance to Federal, State, Tribal, and
local agenciesTribal, which is to help
support their efforts to prepare for a
specific identified storm or forecasted
high water event that may lead to
flooding. It also provides examples of
types of emergency preparedness
activities.
Section 203.22 Emergency
preparedness responsibilities of nonFederal sponsors. This existing section
is being renamed to use ‘‘emergency’’
rather than ‘‘disaster’’ to identify the
broader set of circumstances and
emergency nature of the preparedness
responsibilities of non-Federal sponsors.
It is also being renumbered to
accommodate the new section proposed
above.
Through experience gained in recent
disasters, the Corps has learned that
increased local preparedness capability
is crucial to subsequent natural disaster
response and recovery. Changes are
proposed to improve local capability for
disaster preparedness and planning,
primarily through technical assistance
in support of this goal. Preparedness
planning and training are proposed to
be listed as separate subsections for
clarity and emphasis on the respective
actions under the responsibility of the
non-Federal sponsor. Floodplain
management and interim risk reduction
measures are recognized as a local
reponsibility in this proposed rule. The
current subsection on the Corps
Rehabilitation and Inspection Program
(RIP) is proposed to be replaced by the
‘‘Emergency repair, rehabilitation, and
restoration assistance’’ subsection to
reflect the proposed transition to a riskinformed eligibility determination. The
proposed subsection also clarifies the
actions a non-Federal sponsor must
undertake to maintain eligibility for the
Public Law 84–99 Program.
Subpart C—Emergency Operations
Subpart C is proposed to be
rearranged for clarity and to eliminate
redundancies with the addition of a new
section at § 203.33. Much of the content
PO 00000
Frm 00005
Fmt 4702
Sfmt 4702
68389
remains the same as the current
regulation other than the changes
described below.
Section 203.31 General. The title of
the section is proposed to be modified
from the existing ‘‘Authority’’ to reflect
that the section describes both the
authority of the Corps and the
responsibilities of non-Federal sponsors
for Emergency Operations. Changes are
also proposed in this section to remove
duplicative information already found
in the proposed renumbered §§ 203.32
and 203.33.
Section 203.31(b) is being proposed to
modify the current regulation at
§ 203.31(a), which states that the Corps’
flood response measures are not
appropriate for projects which protect
strictly agricultural lands. The new
subsection allows for the Corps, in some
cases, to provide such measures for an
FRM project that primarily reduces the
flood risk to agricultural lands. This
allows for Corps assistance to be
provided in these limited situations and
reflects the contribution of agricultural
lands to the national economy.
Section 203.31(c) is proposed to
establish the non-Federal sponsor’s role
and responsibilities for certain
Emergency Operations activities. These
are not new responsibilities. Rather, the
propsoed changes serve to ensure
understanding of the role and
responsibilities of the non-Federal
sponsor for those Emergency Operations
activities.
Section 203.32 Flood response
procedures. Language is proposed and
intended to address coordination with
other Federal agencies to ensure there is
appropriate consideration of relevant
statutes related to environmental and
cultural resources taking into account
the exigency of the circumstances. This
proposed addition recognizes that
environmental and cultural resource
protection statutes are applicable to
emergency actions and that
coordination with other agencies at the
time of or in advance of the emergency
response may be necessary. The
proposed language recognizes the
importance of these statutory
requirements and ensures appropriate
compliance and coordination occurs. As
proposed, Corps Districts should
evaluate their emergency response
portfolio in coordination with other
relevant agencies (e.g., the National
Marine Fisheries Service, the U.S. Fish
and Wildlife Service, or the applicable
State Historic Preservation Office) and
their response partners to determine
whether programmatic compliance or
establishment of common standard
operating procedures in advance of any
E:\FR\FM\15NOP1.SGM
15NOP1
68390
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
lotter on DSK11XQN23PROD with PROPOSALS1
emergency response may be
appropriate.
Section 203.33 Post flood response
procedures. Minor changes are proposed
to simplify and clarify post flood
response policy.
Subpart D—Rehabilitation Assistance
for Flood Risk Management Projects
Damaged by Flood
Changes to this subpart title are
proposed to incorporate the more
appropriate title ‘‘flood risk
management projects’’ as opposed to the
formerly used term ‘‘flood control
works.’’ In addition, the coastal storms
have been removed from the title as
coastal storm risk management is now
proposed to be discussed in the revised
Subpart E—Emergency Repair,
Rehabilitation, and Restoration
Assistance for Federal Coastal Storm
Risk Management (CSRM) projects, to
provide clarity in distinguishing
between the FRM and CSRM projects.
Lastly, reference to the Corps’
Rehabilitation and Inspection Program
is proposed to be removed from the title
to reflect the change in focus of the
program from the RIP to the riskinformed determinations.
As discussed previously, this
proposed section introduces revised
criteria for initial and continued
eligibility in the Rehabilitation Program,
modifications to existing flood risk
management projects, and the System
Wide Improvement Framework (SWIF).
By incorporating lessons learned from
recent disasters, the proposed changes
will help non-Federal sponsors improve
their flood risk management. Riskinformed decision making uses an
iterative process to reduce risk over time
by identifying the areas of acceptable
risk, monitoring the acceptable risk, and
then effectively devoting resources to
manage the sources of unacceptable risk
in priority order. The proposed changes
in this subpart will transition from
eligibility criteria for rehabilitation
assistance based on an inspection to a
risk-informed approach, primarily based
on an evaluation of a broader set of nonFederal sponsor’s risk management
activities.
The changes are necessary to
encourage broad flood risk management
actions, including establishing
investment priorities at the local level
based on risk and cost-effectiveness, and
to achieve greater flexibility to protect
and restore natural resources. The
proposed changes also are intended to
promote community discussion and
engagement in a broader set of actions
to help communities manage flood risk;
and to encourage dialogue and problem
solving.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
Section 203.41 General. The current
section is proposed to be completely
replaced. The changes proposed in this
section introduce the reframing of the
current inspection-only program for
eligibility determinations to the updated
risk-informed determinations of the
Rehabilitation Program. It outlines both
the proposed initial and continuing
eligibility criteria for Federal and nonFederal FRM projects to include the
components required and process for
obtaining an eligibility determination.
These proposed changes provide clarity
and transparency to the program.
Section 203.42 Initial eligibility
assessment of non-Federal flood risk
management projects. The current
section is proposed to be retitled and
completely replaced to be consistent
with the proposed risk-informed
approach. Therefore, the proposed
language eliminates the current focus on
an inspection-only approach to support
the initial eligibility assessment (IEA)
for non-Federal FRM projects in favor of
the risk-informed approach based on a
broader assessment. This section
proposes to provide the process for the
IEA and outlines the content of the
required initial eligibility application.
As proposed, IEAs would be primarily
based on an evaluation of a broader set
of non-Federal sponsor’s risk
management activities through an initial
eligibility application package and
assessment for non-Federal Flood Risk
Management Projects, as opposed to
solely through a traditional inspection.
However, the Corps will also conduct a
site inspection as part of the IEA to
supplement the application materials
received. The application as proposed
would require documentation of the
level of risk reduction provided by the
non-Federal FRM project and an
assessment of the expected performance
of the project, as well as documentation
of maintenance status and identification
of any deficiencies of the project. Much
of the information required in the
proposed application was already
included in the current § 203.48
describing the inspection procedures for
the Corps. With the focus now on a
broader set of non-Federal sponsor’s risk
management activities and a riskinformed decision-making approach, it
is appropriate to incorporate these
elements in the proposed application by
a non-Federal sponsor rather than limit
them to the Corps’ inspection
procedures. Once completed, the
assessment is proposed to be provided
to the non-Federal sponsor of the nonFederal FRM project for awareness and
transparency, and a record will also be
maintained by the Corps. The results of
PO 00000
Frm 00006
Fmt 4702
Sfmt 4702
the assessment will determine initial
eligibility for emergency repair,
rehabilitation, and restoration
assistance. The proposed eligibility
criteria would ensure the non-Federal
sponsor has sufficiently demonstrated
its project meets the level of function
necessary for inclusion in the Public
Law 84–99 program, that the project
will essentially function as designed
and intended. The proposed regulation
also provides for the non-Federal
sponsor to provide additional
information and request reconsideration
of an assessment if it does not agree
with the initial eligibility determination.
Federal flood risk management
projects would be automatically granted
initial eligibility in the Rehabilitation
Program under the proposed language,
based upon the provision of notice of
construction completion, similar to the
current initial eligibility pathway.
Section 203.43 Continuing eligibility
assessment of Federal and non-Federal
flood risk management projects. The
current section is proposed to be
completely retitled and replaced to be
consistent with the proposed riskinformed approach, and therefore
eliminates the focus on an inspectiononly approach to support the continuing
eligibility assessment (CEA) for Federal
and non-Federal FRM projects. The
proposed text in this section provides
the procedures and content of required
elements for a CEA. As proposed, the
CEA would assess the non-Federal
sponsor’s risk management activities
through: implementation of its project
Operation, Maintenance, and Inspection
Activities; a review of emergency
preparedness planning; and a review of
public outreach activities accomplished
to share FRM project condition and
performance. Inspection information
would be verified in accordance with
their provided plan. The CEA also
would include a review of the
participation for the non-Federal
sponsor in past inspections and
assessments conducted by themselves or
with the Corps. The CEA would identify
changed project conditions that could
impact project performance. The CEA
would also verify that the criteria
required for the IEA to maintain its
eligibility are being met. The specific
requirements for a favorable CEA
determination would be defined in the
project partnership agreement, O&M
manual, or Levee Owner’s manual for
non-Federal sponsors. The proposed
criteria would demonstrate whether the
non-Federal sponsor has continued to
maintain the project to ensure it will
essentially function as designed and
intended, and also would include
emergency planning and public
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
outreach to ensure it is adequately
prepared for an emergency at the local
level. The Corps believes that improved
local preparedness capabilities are
crucial to ensure natural disaster
preparedness and planning.
A favorable CEA determination under
§ 203.43, or continued progress under
an approved system-wide improvement
framework under § 203.50, would be
required for the non-Federal sponsor to
retain its eligibility for emergency
repair, rehabilitation, and restoration
assistance, which is similar to the
current practice.
Section 203.44 Emergency repair,
rehabilitation, and restoration of Federal
and non-Federal flood risk management
projects. Minor changes are proposed.
The section title is proposed to be
modified for updating to the current
terminology of FRM projects and to
include both Federal and non-Federal
projects. The proposed language
provides the eligibility requirements for
emergency repair, rehabilitation, and
restoration activities, which are the
same for Federal and non-Federal FRM
projects. The proposed regulation
eliminates inspection ratings, which are
no longer proposed to be used to
determine eligibility; instead,
assessments of the previously described
activities would be performed. Also, the
proposed text provides that all
applicable environmental compliance
requirements must be satisfied to make
clear that even these emergency
activities must comply with relevant
environmental statutes. In addition, the
proposed rule describes the non-Federal
sponsor’s responsibility to provide a
share of certain costs. Lastly, a new
subsection is proposed which is moved
from its current location at § 203.46 to
clearly articulate the required economic
justification and minimum threshold for
construction costs for emergency repair,
rehabilitation, and restoration efforts
under the Pubic Law 84–99 program. An
increase is proposed to the minimum
repair cost for the rehabilitation of flood
risk management projects from $15,000
to $50,000 and is necessary to warrant
Federal involvement. Considerations in
setting a minimum damage threshold
include the Corps’ cost to complete
Project Information Reports, experience
with the application of the existing
minimum damage threshold, and
feedback from non-Federal sponsors
regarding their investments in operation
and maintenance activities. These new
clarifications ensure transparency for
the non-Federal sponsor regarding the
cost and economic justifcation
requirements to qualify for
consideration for assistance.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
Section 203.45 Emergency repair,
rehabilitation, and restoration of Federal
flood risk management projects. This
section in the current regulation has
been combined into one section under
proposed § 203.44. In addition, the
exception found in the current
regulation regarding certain conditions
to cooperation agreements for Federal
FRM projects has been relocated to
§ 203.114.
Section 203.46 Restrictions. This
section is largely unchanged. The Corps
will not generally provide emergency
repair, rehabilitation, and restoration
assistance under Public Law 84–99 to
address damages by occurrences other
than floods or coastal storms. However,
other natural disasters may impact the
structural integrity of a FRM project and
trigger an emergency flooding
situations. Those cases are proposed to
be evalauted on a case-by-case basis.
Section 203.47 Modifications to
flood risk management projects during
rehabilitation. Changes are necessary to
implement provisions for the authority
under Subsection 3029(a) of WRRDA
2014 and Section 1176 of WRDA 2016,
which authorize modification to flood
risk management projects under certain
conditions. This section proposes to
prescribe how a non-Federal sponsor
may request modification of an existing
flood risk management project that is
undergoing rehabilitation under Public
Law 84–99 in order to address major
deficiencies or in certain circumstances
to increase the level of risk reduction or
pump station capacity.
The proposed section (a) provides the
criteria for when the Corps would
consider requests for a modification to
address major deficiencies. It also
provides examples of allowable features
of modifications to address major
deficiencies, such as incorporating
features to make the overall levee
system more durable (e.g., low sills,
riprap, and hardening features),
constructing setback levees, or
floodproofing.
The proposed section (b) provides
allowances for consideration of a new
set of modifications to increase the preflood level of risk reduction or pump
station capacity. New criteria are also
proposed for consideration under these
types of modifications.
The proposed criteria in both
subsections would ensure that the
modifications are appropriate to
undertake through the Public Law 84–
99 program. This limitation will ensure
the Corps can give continue to give
priority to short-term emergency repairs
and to the rehabilitation and restoration
of projects that have sustained extensive
damage. Where a non-Federal sponsor
PO 00000
Frm 00007
Fmt 4702
Sfmt 4702
68391
wants to construct major modification of
a flood or coastal storm risk
management project after a flood or
coastal storm, the Corps is able to
provide technical and planning
assistance outside of the Public Law 84–
99 program.
In addition, a new section is proposed
to outline the procedures for a request
for modifications to ensure a consistent
and transparent process. Also, new
sections are proposed to clarify costsharing requirements with the nonFederal sponsor, to provide the
requirement for modifications to be
economically justified, and to clarify
that modifications will not be
undertaken under Public Law 84–99 to
achieve a purpose that is not related to
flood risk management, as those are
outside the bounds of the intent of
Public Law 84–99 program.
Section 203.48 Inspections and risk
assessments for flood risk management
projects. Editorial changes and removal
of duplicative information are proposed.
For example, inspection activities are
now proposed to be prescribed in
§§ 203.42 and 203.43 as a component of
the broad set of non-Federal sponsor’s
risk management activities and
requirements in the IEAs and CEAs and
as such can be removed from this
section. Much of the content as
described in the current inspection
procedures is now included in the IEA
and CEA descriptions as part of the
proposed risk-informed approach for
information to be provided by the nonFederal sponsor.
Section 203.49 Levee Management
Guide. The existing § 203.49
(Rehabilitation of hurricane and shore
protection projects) is proposed to be
removed in its entirety as the contents
are now found in Subpart E. The
existing § 203.50 content on nonstructural alternatives is moved to the
proposed Subpart F. The current
§ 203.51 is now moved and renumbered
as this proposed section. Only minor
changes are proposed for consistency
with the proposed changes herein (e.g.,
referring to eligible projects as opposed
to ‘‘active’’ projects under the
inspection-only RIP).
Section 203.50 System-wide
improvement framework. This proposed
new section implements Section 3011 of
WRRDA 2014, which provides that a
levee system shall remain eligible for
rehabilitation assistance under Public
Law 84–99 as long as the system’s nonFederal sponsor(s) continues to make
satisfactory progress under an approved
system-wide improvement framework
(SWIF). As proposed, a SWIF is a plan
developed by a non-Federal sponsor(s)
and accepted by the Corps to conduct a
E:\FR\FM\15NOP1.SGM
15NOP1
68392
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
series of improvements to a levee
system (or multiple levee systems
within a watershed) to address systemwide deficiencies that are complex or
time-consuming to correct.
The proposed changes ensure
committed non-Federal sponsors have
the opportunity to transition their levees
over time to Corps standards. By using
a SWIF, non-Federal sponsors can
prioritize deficiencies to address the
highest risk first to achieve system-wide
risk reduction. In the requirements for a
SWIF, the proposed rule recognizes that
some non-Federal sponsors may also
need to engage at the Federal, State, and
local levels to address complex levee
system issues in a more long-term,
comprehensive approach to identify
solutions that optimize resources;
prioritize improvements and corrective
actions based on risk; and coordinate
overlapping or competing programs and
requirements. The Corps also is
proposing to expand the use of a SWIF
to maintain the eligibility of these nonFederal sponsors where they are making
progress to correct complex systemwide issues or to address a complex
natural resources issue such as
consultation/mitigation actions for
resources subject to the Endangered
Species Act or Tribal treaty rights.
lotter on DSK11XQN23PROD with PROPOSALS1
Subpart E—Rehabilitation Assistance
for Coastal Storm Risk Management
(CSRM) Projects
Subpart E is proposed to prescribe
Rehabilitation Assistance activities
specific to CSRM projects formerly
found in Subpart D of the 2003 version
of 33 CFR part 203.
Section 203.61 General. Minor
changes are proposed to the current
§ 203.49(a) to update the terminology
from hurricane and shore protection
projects to CSRM projects. In addition,
the proposed language states that the
Corps may include modifications to a
CSRM project to address major
deficiencies and describes the
circumstances where nonstructural
alternatives may be employed.
This proposed revised section
clarifies that emergency repair,
rehabilitation, and restoration assistance
for Federal CSRM projects generally is
limited to the project’s design profile
template. However, at the request of the
non-Federal sponsor, the Corps may
evaluate restoration to a pre-storm
profile as a restoration alternative where
the pre-storm profile is greater than the
design profile template and is deemed
necessary to ensure adequate
functioning of the project. The current
regulation text states that the assistance
is limited to the pre-storm condition
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
that allows for adequate functioning of
the project.
This proposed language implements
Subsection 3029(a) of WRRDA 2014,
under which the Corps would be able to
restore hurricane or shore protection
works to the design level of risk
reduction. As proposed, rehabilitation
assistance for CSRM projects generally
is limited to the project’s design profile,
which is the level of restoration that
will allow for the adequate functioning
of the structure. The proposed language
also implements Subsection 1160 of
WRDA 2018, which allows
consideration of restoration to the prestorm profile, which is the profile that
existed the day prior to the storm. In
some circumstances, the pre-storm
profile may be greater than the design
profile and restoration to the pre-storm
profile may be necessary to ensure
adequate functioning of the project
based on project-specific conditions,
such as greater than anticipated erosion
rates or as a result of climate change.
The proposed language uses the
project’s design profile as the baseline
profile for assistance, and also provides
that the Corps may evaluate
circumstances when the pre-storm
profile may be more appropriate. In
addition, if restoration to the pre-storm
profile is not necessary to ensure
adequate functioning of the project, the
proposed language clarifies that the
Corps may use Public Law 84–99 funds
to restore a beach to its the pre-storm
profile only if the incremental costs
above the costs to restore to the design
profile are subject to the cost-sharing
that would apply for periodic
nourishment and the non-Federal
sponsor requests the Corps to proceed
on that basis. This would ensure the
Corps does not default to and cover the
costs for the restoration to the pre-storm
profile where that exceeds what the
Corps views as required for the adequate
functioning of the project.
The proposed language also clarifies
that an extraordinary storm is the event
which triggers emergency repair,
rehabilitation, and restoration
assistance. A proposed definition for
extraordinary storm is found in
§ 203.63.
The revised language also proposes to
clarify that Federal CSRM projects
would not be eligible for assistance if
the non-Federal sponsor has not
established and maintained adequate
conditions of public use and access.
This language also clarifies the roles and
responsibilities of the non-Federal
sponsor to qualify for Corps assistance
to ensure the Corps is only repairing,
rehabilitating, or restoring. Restoration
activities beyond the authorized design
PO 00000
Frm 00008
Fmt 4702
Sfmt 4702
profile or pre-storm condition (where
determined appropriate) are considered
beyond the scope of the Public Law 84–
99 program.
The proposed language also clarifies
conditions for Corps assistance on
Federal CSRM projects located
completely or partially within a unit of
the Coastal Barrier Resources System,
focusing on whether or not an exception
to a statutory limitation on Federal
expenditures within the System has
been provided.
Section 203.62 Non-Federal sponsor
responsibilities for CSRM projects.
Clarification of non-Federal Sponsor
roles and responsibilities are proposed
in this new proposed section.
Section 203.63 Emergency repair,
rehabilitation, and restoration of Federal
CSRM projects. This proposed section
includes the proposed definition of
‘‘extraordinary storm,’’ which entails
minor modifications to the existing
definition found at § 203.49(b)(6).
Proposed modifications include
removing the specific category of storm
or exceedance frequency required to
meet the term, but retains a finding that
an extraordinary storm event is the
cause of the substantial damage to a
Federal CSRM project, such that it no
longer provides significant risk
reduction benefits. The key terms
further proposed to be defined relate to
the ‘‘duration or severity’’ and the
‘‘substantial damage’’ incurred. The
Corps has found over the 18 years since
the regulation was last promulgated that
limiting the term of ‘‘duration or
severity’’ to specific criteria of a
particular category of storm event, for
example, did not always correlate to the
damage caused. For example, lower
category repetitive storms within a short
period of time may combine to have a
greater effect than a single higher
category storm. In addition, criteria are
proposed for identifying when
‘‘substantial damage’’ has been incurred,
some of which are carried forward from
the current regulation with
modifications to modernize costs. New
criteria are also proposed with respect
to ‘‘substantial damage’’, based on the
Corps’ experience in implementing the
program, such as where only hard
structural features of the project were
damaged. One new subsection is
proposed to be consistent with other
aspects of the program, by including a
requirement for the rehabilitation to be
economically justified. The proposed
rule also clarifies that Corps assistance
under the Public Law 84–99 program is
available for a Federal CSRM project
only if an extraordinary storm
significantly compromised the project’s
ability to provided risk reduction.
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
Section 203.64 Modifications to
CSRM projects undergoing
rehabilitation. The proposed changes
implement Subsection 3029(a) of
WRRDA 2014. This section prescribes
how a non-Federal sponsor may request
modification of an existing coastal storm
risk management project as part of the
emergency repair, rehabilitation, and
restoration of the project under Public
Law 84–99. As proposed, a modification
is a work effort that consists of the
addition of new features, elements,
components, or items, or the upgrading
of existing ones, which would improve
the structural integrity of the project,
but would not increase its level of risk
reduction or have the effect of
expanding the area for which the project
is effective in reducing the coastal storm
risk. The scope of modifications, as
proposed, ensures the Corps can
effectively perform short-term
emergency repairs. This section
maintains consistency, to the extent
practicable, with previous discussions
of modifications to FRM projects.
lotter on DSK11XQN23PROD with PROPOSALS1
Subpart F—Nonstructural Alternatives
to Rehabilitation of Flood Risk
Management and Coastal Storm Risk
Management Projects
The content for this proposed subpart
is currently found in § 203.50 but is
proposed to be included as a separate
subpart for clarity and ease of reference.
The separate subpart also allows for
more focused discussion of the
nonstructural alternatives (NSAs) and
how they may be applied for both FRM
and CSRM projects. This proposed
subpart replaces the current subpart F
for ‘‘Advanced Measures,’’ which is
now proposed in subpart I.
Section 203.71 General. This
proposed section implements
Subsection 3029(a) of WRRDA 2014 and
provides for the consideration of NSAs
in lieu of the repair and restoration of
projects. As proposed, the Corps may
implement nonstructural alternatives to
the rehabilitation, repair, or restoration
of flood or coastal storm risk
management projects at the request of
the non-Federal sponsor, which may
include efforts to restore or protect
natural resources, including streams,
rivers, floodplains, wetlands, or coasts,
if those efforts are related to achieving
a reduction in the flood or coastal storm
risk. The proposed section carries
forward the Corps’ existing policy
regarding NSAs with minor changes.
A requirement for an amendment to
the project partnership agreement (PPA)
is proposed to be included. This ensures
the PPA is updated to reflect the
changes of including NSAs in the
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
project to ensure the PPA is consistent
with the current state of the project.
Another proposed change is to
include more specificity as to when
exceptions to the limitation on Corps
expenditures may be approved. The
current regulation provides that the
limitation may be waived when
compelling reasons exist but does not
provide examples or criteria of what
such compelling reasons may be. The
proposed regulatory text provides
specific criteria for when such
exceptions may be approved for
improved public awareness and
transparency in the process.
Subpart G—Emergency Drinking Water
Assistance: Contaminated Water Source
The content for this proposed subpart
is currently found in subpart E but is
proposed to be moved to this subpart for
organizational purposes as a result of
edits made to other subparts. This
proposed subpart replaces the current
subpart G for ‘‘Local Interests/
Cooperation Agreements,’’ which is now
proposed in subpart J. The subpart title
is proposed to be renamed from the
current ‘‘Emergency Waters Supplies:
Contaminated Water Sources and
Drought Assistance’’ to reflect the
specific focus of this proposed subpart
on the emergency drinking water
assistance. The ‘‘Drought Assistance’’
topic is proposed to be covered in a new
separate subpart at subpart H. This
allows for improved clarity and
discussion on these separate assistance
efforts provided under the Public Law
84–99 program. The proposed subpart G
carries forward the Corps’ existing
policy regarding drinking water
assistance in response to contaminated
water sources with minor changes.
Section 203.81 General. Minor
changes are proposed for improved
readability. The duration of assistance is
now proposed to be included in
§ 203.82 but maintains the current text
with minor changes for clarity.
Section 203.82 Eligibility criteria
and procedures. This proposed section
proposes minor clarifying changes to the
eligibility criteria and procedures
contained in the existing subpart E. For
example, a Tribal official, in addition to
a Governor, may request assistance
under this section. The proposed
section also clarifies that a Cooperation
Agreement (CA), as described in subpart
J, is required for Corps assistance under
this section.
Subpart H—Drought Assistance
The content for this proposed subpart
is currently found in subpart E but is
proposed to be moved to this subpart for
organizational purposes as a result of
PO 00000
Frm 00009
Fmt 4702
Sfmt 4702
68393
edits made to other subparts. This
proposed subpart adds a new subpart to
the CFR. The subpart title is proposed
to be renamed from the current
‘‘Emergency Waters Supplies:
Contaminated Water Sources and
Drought Assistance’’ to reflect the
specific focus of this proposed subpart
on drought assistance. This allows for
improved clarity and discussion on this
distinct assistance effort provided under
the Public Law 84–99 program. The
proposed subpart H carries forward the
Corps’ existing policy regarding drought
assistance with minor changes.
Section 203.91 General. Minor
changes are proposed for readability. In
addition, the proposed language
designates the Corps Deputy
Commanding General for Civil and
Emergency Operations as the official
who designates a drought distressed
area. The definitions included in the
current regulation text at § 203.62 are
proposed to be included in this section.
Section 203.92 Eligibility criteria
and procedures. Editorial and clarifying
changes are proposed. For example, a
Tribal official may request assistance
directly under this section, without a
requirement to make this request
through the Governor of the State in
which the Tribal lands are located, as is
currently provided in the existing
regulation text. This proposed section
also includes the contents of the written
request, which now are provided in
§ 203.62. This section also proposes that
a CA is required for Corps assistance,
which is consistent with CA
requirements proposed for other Corps
assistance efforts provided under this
program. In addition, this section
proposes to provide clarity and
transparency to the responsibilities of
the non-Federal sponsor for drought
assistance under this section.
Subpart I—Advance Measures
The content for this proposed subpart
is currently found in subpart F but is
proposed to be moved to this subpart for
organizational purposes as a result of
edits made to other subparts. This
proposed subpart adds a new subpart to
the CFR. The proposed subpart I carries
forward the Corps’ existing policy
regarding advance measures with minor
changes.
Section 203.101 General. Minor
clarifying changes are proposed. The
primary proposed modification is to
allow a Tribal official, in addition to a
Governor, to request assistance under
this section.
Section 203.102 Eligibility criteria
and procedures. Minor changes are
proposed for clarity and readability.
E:\FR\FM\15NOP1.SGM
15NOP1
68394
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
lotter on DSK11XQN23PROD with PROPOSALS1
Subpart J—Cooperation Agreements
The content for this proposed subpart
is currently found in subpart G but is
proposed to be moved to this subpart for
organizational purposes as a result of
edits made to other subparts. This
proposed subpart adds a new subpart to
the CFR. The proposed subpart J carries
forward the Corps’ existing policy
regarding cooperation agreements with
minor changes. The title is proposed to
be modified from the current, ‘‘Local
Interests/Cooperation Agreements’’ to
only include ‘‘Cooperation Agreements’’
for clarity on the specific focus of this
section on the cooperation agreements
and to eliminate unnecessary text.
Section 203.111 General. Minor
changes and removal of duplicative
information are proposed for improved
readability.
Section 203.112 Non-Federal
sponsor requirements. Minor changes
and additional non-Federal sponsor
requirements are proposed regarding
consideration of the non-Federal
sponsor’s prior performance capability.
In addition, elements of local
cooperation required for asssistance
provided under Subpart C are proposed.
Section 203.113 Funds and cost
sharing. Minor changes are proposed for
improved clarity. In addition and as
proposed, assistance provided under
Subpart I in which ‘‘permanent
construction standards’’ are applied
would be now subject to a 35 percent
non-Federal cost share. Cost share
requirements are also proposed when
accomplishing modification activities to
flood or coastal storm risk management
projects under Subparts D and E. These
proposed changes are consistent with
the cost-sharing for this type of work
under other Corps Civil Works
authorities. The proposed changes also
implement provisions for the authority
under Subsection 1161(a) of WRDA
2018 in which a non-Federal sponsor
may contribute funds for all costs in
excess of benefits and subject to the
conditions outlined in § 203.113 of this
proposed rule. Subsection 1161(b) of
WRDA 2018 is not addressed in this
proposal due to the sunset provision of
that authorization. Instead, the Corps
will continue to implement this
provision through existing guidance
(‘‘Implementation Guidance for Section
1161 of the Water Resources
Development Act of 2018, Cost and
Benefit Feasibility Assessment, dated 12
April 2019.)
Section 203.114 Project partnership
agreements. Minor changes are
proposed for improved clarity and
readability.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
Section 203.115 Procedures and
responsibilities upon completion of
Corps work. Minor changes are
proposed for improved clarity and
reability.
Expected Benefits and Costs of
Proposed Changes
Over time, cities and towns have
developed behind levees and along our
coasts, and the nature of the risk posed
by the movement of water in a flood or
storm in our rivers, lakes, and coasts has
changed due to a variety of factors (e.g.,
more stormwater runoff due to
development, building of upstream
dams, and climate change). As such a
standards-only-based approach (i.e.,
focus on the condition of the levee or
beach only) may not address some of the
sources of unacceptable risk. For a
programmatic perspective, of the nearly
6,600 miles of levees currently in the
Rehabilitation Program, 4,850 miles are
Federal levees (federally authorized and
constructed, but locally owned,
operated, and maintained) and 1,750
miles are non-Federal levees (locally
constructed, and locally owned,
operated, and maintained). Overall, the
changes to this regulation will provide
greater flexibility to the Federal
government and non-Federal sponsors
and improve the effectiveness of Federal
and local investments in riverine and
coastal projects. These proposed
changes take advantage of our increased
understanding of project risks, moving
from an assessment of how the project
is expected to perform to a focus on a
broader set of actions to reduce risk
through effective operation,
maintenance, planning, and execution
actions; and to improve emergency
warning and evacuation, and the ability
of communities and individuals to
understand and manage project-related
risks. Informed by more detailed
understanding of risk for flood risk
management projects, the Federal
government and non-Federal sponsors
are able to apply available resources to
the risk management activities that most
effectively reduce flood risk and avoid
expenditures that have little risk
reduction benefit.
Changes reflected in this proposed
rule are aimed at encouraging and
enabling emergency managers, local
officials, and members of the public to
identify risks where loss of life may
occur, and to prepare for actions when
needed to move people out of harm’s
way. Non-Federal sponsors may see an
initial cost increase associated with
documenting activities necessary for
eligibility for the Rehabilitation
program, however the assessment and
risk management activities are activities
PO 00000
Frm 00010
Fmt 4702
Sfmt 4702
already required as non-Federal
sponsors and will likely result in
efficient use of available resources.
The Corps uses the funds
appropriated in its Flood Control and
Coastal Emergencies account to pay for
most of its costs for the work covered by
this rule. Over a recent 10-year period—
from fiscal year (FY) 2012 through FY
2021—the Corps spent an average of
roughly $307 million per year from this
account on the Public Law 84–99
program. The Corps uses most of this
funding to repair damaged flood and
coastal storm risk management projects.
The Corps also uses funds
appropriated in its Operation and
Maintenance account to pay a portion of
the work used as data for eligibility
determinations, outlined in this
proposed rule. For example, the Corps
spends an average of roughly $30
million per year to inspect locally
owned levee systems that the Congress
has authorized as a Corps project.
We anticipate the costs to the Federal
government to implement this program
to remain roughly the same under the
proposed rule.
Incorporation of Public Comments
The Corps received input from State
and Federal agencies, stakeholders, and
other interested parties through the
issuance of an Advanced Notice of
Proposed Rulemaking (ANPR). The
ANPR was published in the Federal
Register on February 13, 2015 (80 FR
8014; Federal Register Document
#2015–03033) soliciting public
comment on specific policy revision
concepts being considered for this
proposed rulemaking. In response to the
ANPR, we received 267 comments from
47 organizations and individuals. Of the
47 submissions, 23 were from nonFederal sponsors who contributed
almost half (173) of all comments
received. The remaining comments were
received from eight individuals, five
associations, four Tribal nation
organizations, and four State
government agencies. Overall, the
comments were generally supportive of
the policy revision concepts outlined in
the ANPR and recognized the value of
using risk-informed approaches for
decision making. There was widespread
support among commenters for
continuing the System-wide
Improvement Framework (SWIF) policy.
Several commenters indicated some
concerns about the proposed concepts
and how they may impact non-Federal
sponsors. Commenters noted that the
collaboration and flexibility provided by
this framework positively contributed to
good decision making, however several
said that the current two-year timeframe
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
under the current SWIF policy was too
short. There was a perception among
commenters that the Corps would be
deemphasizing the role and use of
inspections for eligibility
determinations and commented that
continuing these inspections was
important. Other Federal agencies
mentioned the need for compliance
with all applicable statutes. We have
carefully considered all of these
comments in developing the proposed
rule.
References
For additional information, see the
following references:
lotter on DSK11XQN23PROD with PROPOSALS1
33 CFR part 203 (68 FR 19359)
Engineer Regulation 500–1–1, ‘‘Civil
Emergency Management Program,’’
September 30, 2001 Engineer Pamphlet
500–1–1, ‘‘Civil Emergency Management
Program Procedures,’’ September 30,
2001
Engineering and Construction Bulletin,
‘‘Interim Risk Reduction Measures
(IRRMs) for Levee Safety,’’ March 5, 2014
Levee Owner’s Manual for Non-Federal
Flood Control Works, March 2006
Memorandum, CECW–HS, 29 November
2011, subject: Policy for Development
and Implementation of System-Wide
Improvement Frameworks (SWIFs)
Memorandum, CECW–HS, 21 March 2014,
subject: Interim Policy for Determining
Eligibility Status of Flood Risk
Management (FRM) Projects for the
Rehabilitation Program Pursuant to
Public Law (P.L.) 84–99
Memorandum, CECW–HS, 30 May, 2017,
Subject: Implementation Guidance for
Section 3029(a)(2) of the Water
Resources Reform and Development Act
(WRRDA) of 2014, Emergency Response
to Natural Disasters; Repair or
Restoration of Coastal Storm Risk
Management Projects to Design Level of
Protection
Procedural Requirements
a. Review under the National
Environmental Policy Act. As required
by the National Environmental Policy
Act (NEPA), the Department of Army
prepares appropriate environmental
analysis for its activities affecting the
quality of the human environment. We
have preliminarily determined that this
proposed revision to the regulation, if
finalized, would not constitute a major
Federal Action significantly affecting
the quality of the human environment
because the part 203 regulations require
that the Corps conduct an actionspecific NEPA analysis before
undertaking any activities that could
potentially affect the quality of the
human environment. The draft
Environmental Assessment to support
this preliminary determination is
available at https://www.regulations.gov
for public comment. The preliminary
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
determination that an Environmental
Impact Statement (EIS) will not be
required for the promulgation of these
regulations will be reviewed in
consideration of the comments received.
b. Unfunded Mandates Reform Act.
The Unfunded Mandates Reform Act
does not apply to this proposed rule
because this rule provides policy for
emergency assistance at the request of
any State, Tribal, local government, or
non-Federal sponsor. The Corps has also
found, under section 203 of the Act, that
small governments will not be
significantly and uniquely affected by
this rulemaking.
c. National Technology Transfer and
Advancement Act. This proposed rule
does not involve technical standards
and as such there is no anticipated
requirements under this Act.
d. Executive Order 12866. Executive
Order 12866 (58 FR 51735, October 4,
1993), defines ‘‘significant regulatory
action’’ as one that is likely to result in
a rule that may:
(1) Have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, Tribal, or local governments or
communities;
(2) Create a serious inconsistency or
otherwise interfere with an action taken
or planned by another agency;
(3) Materially alter the budgetary
impact of entitlements, grants, user fees,
or loan programs or the rights and
obligations of recipients thereof; or
(4) Raise novel legal or policy issues
arising out of legal mandates, the
President’s priorities, or the principles
set forth in the Executive Order.
This rule has been found to be a
significant regulatory action, because it
raises novel policy issues in how the
Corps implements its Natural Disaster
Procedures. Accordingly, the rule was
submitted to the Office of Management
and Budget (OMB) for review.
e. Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.). This proposed
rule does not impose any information
collection requirements for which Office
of Management and Budget (OMB)
approval under the Paperwork
Reduction Act is required.
f. Executive Order 13132: Federalism.
This rule will not have substantial
direct effects on the states, the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
g. Regulatory Flexibility Act. The
Regulatory Flexibility Act (RFA), as
PO 00000
Frm 00011
Fmt 4702
Sfmt 4702
68395
amended (5 U.S.C. 601 et seq.) generally
requires an agency to prepare a
regulatory flexibility analysis of any rule
subject to notice-and-comment
rulemaking requirements under the
Administrative Procedure Act or any
other statute unless the agency certifies
that the rule will not have a significant
economic impact on a substantial
number of small entities. Small entities
include small businesses, small
organizations, and small governmental
jurisdictions. For purposes of assessing
the impacts of the proposed rule on
small entities, a small entity is defined
as: (1) A small business based on SBA
size standards; (2) a small governmental
jurisdiction that is a government of a
city, county, town, school district, or
special district with a population of less
than 50,000; and (3) a small
organization that is any not-for-profit
enterprise which is independently
owned and operated and is not
dominant in its field. The U.S. Army
Corps of Engineers certifies that this
proposed revision to the regulation does
not have a significant economic impact
on a substantial number of small
entities. The proposed modifications to
the regulation, and the regulation as a
whole, do not place any regulatory
burdens on small entities or have a
significant economic impact on such
entities. The regulation merely provides
a construct under which the Corps can
provide limited forms of emergency
assistance and project rehabilitation to
State, local, and Tribal governments
upon request from the same. Although
small entities might benefit from such
emergency assistance—just as large
entities and private individuals might—
the provision of such assistance under
the regulation does not place any
burden on small entities nor does it
entail direct involvement by such
entities.
h. Congressional Review Act (5 U.S.C.
801 et seq.). Pursuant to the
Congressional Review Act, this
proposed rule has not been designated
a major rule, as defined by 5 U.S.C.
804(2). This proposed rule is not a
‘‘major rule’’ as defined by 5 U.S.C.
804(2), because it is not likely to result
in: (1) An annual effect on the economy
of $100,000,000 or more; (2) a major
increase in costs or prices for
consumers, individual industries,
federal, state, or local government
agencies, or geographic regions; or (3)
significant adverse effects on
competition, employment, investment,
productivity, innovation, or on the
ability of the United States-based
enterprises to compete with foreign-
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
68396
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
based enterprises in domestic and
export markets.
i. Executive Order 13175,
Consultation and Coordination with
Indian Tribal Governments. Under
Executive Order 13175, the Federal
government may not issue a regulation
that has substantial, direct effects on
one or more Tribal Nation, on the
relationship between the Federal
government and Tribal Nation, or on the
distribution of powers and
responsibilities between the Federal
government and Tribal Nations, and
imposes substantial direct compliance
costs on those communities, and that is
not required by statute, unless the
Federal government provides the funds
necessary to pay the direct compliance
cost incurred by the Tribal Nation
governments, or we consult with those
governments. If complying by
consulting, Executive Order 13175
requires us to provide the Office of
Management and Budget, in a separately
identified section of the preamble to the
rule, a description of the extent of prior
consultation with representatives of
affected Tribal Nation governments, a
summary of the nature of Tribal Nation
concerns, and a statement supporting
the need to issue the regulation. In
addition, Executive Order 13175
requires that agencies develop an
effective process permitting elected
officials and other representatives of
Tribal Nation governments an
opportunity to provide timely input in
the development of regulatory policies
on matters that significantly or uniquely
affect their communities. This proposed
revision to the regulation, and the
regulation as a whole, do not impose
significant compliance costs on any
Tribal Nation or otherwise have
substantial direct effects on the same.
The regulation merely provides a
construct under which the Corps can
provide limited forms of emergency
assistance and project rehabilitation to
State, Tribal, and local governments
upon request from the same. Whether
the Corps provides emergency
assistance under the regulation is
completely at the discretion of State,
local and Tribal governments. When
requested, and otherwise permissible,
the Corps’ provision of such services
does not affect the distribution of power
or responsibilities between the Federal
government and Tribal Nations. In the
event that Tribal Nations have concerns
with the proposed regulation, they may
submit them through the normal
comment process or to request
government-to-government
consultation.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
List of Subjects in 33 CFR Part 203
Disaster assistance, Flood control,
Intergovernmental relations, Technical
assistance, Water resources.
Approved by:
Michael L. Connor,
Assistant Secretary of the Army (Civil Works).
Accordingly, for the reasons set out in
the preamble, 33 CFR part 203 is
proposed to be revised as follows:
PART 203—NATURAL DISASTER
PROCEDURES: PREPAREDNESS,
RESPONSE, AND RECOVERY
ACTIVITIES OF THE CORPS OF
ENGINEERS
Sec.
Subpart A—Introduction
203.11 General.
203.12 Definitions.
203.13 Federally-recognized Tribal Nations
and the Alaska Native corporations.
203.14 Exceptions to policy.
Subpart B—Emergency Preparedness
203.21 Emergency preparedness assistance.
203.22 Emergency preparedness
responsibilities of non-Federal sponsors.
Subpart C—Emergency Operations
203.31 General.
203.32 Flood response procedures.
203.33 Post flood response procedures.
Subpart D—Emergency Repair,
Rehabilitation, and Restoration Assistance
for Flood Risk Management Projects
Damaged by Flood
203.41 General.
203.42 Initial eligibility assessment of nonFederal flood risk management projects.
203.43 Continuing eligibility assessment of
Federal and non-Federal flood risk
management projects.
203.44 Emergency repair, rehabilitation,
and restoration of Federal and nonFederal flood risk management projects.
203.46 Restrictions.
203.47 Modifications to flood risk
management projects undergoing
emergency repair, rehabilitation, and
restoration.
203.48 Inspections and risk assessments for
flood risk management projects.
203.49 Levee guide.
203.50 System-wide improvement
framework.
Subpart E—Emergency Repair,
Rehabilitation, and Restoration Assistance
for Federal Coastal Storm Risk Management
Projects
203.61 General.
203.62 Non-Federal sponsor responsibilities
for Federal CSRM projects.
203.63 Emergency repair, rehabilitation,
and restoration of Federal CSRM
projects.
203.64 Modifications to Federal CSRM
projects undergoing emergency repair,
rehabilitation, and restoration.
PO 00000
Frm 00012
Fmt 4702
Sfmt 4702
Subpart F—Nonstructural Alternatives to
Emergency Repair, Rehabilitation, and
Restoration of Flood Risk Management and
Federal Coastal Storm Risk Management
Projects
203.71 General.
Subpart G—Emergency Drinking Water
Assistance: Contaminated Water Source
203.81 Authority and policy.
203.82 Eligibility criteria and procedures.
Subpart H—Drought Assistance
203.91 Authority and policy.
203.92 Eligibility criteria and procedures.
Subpart I—Advance Measures
203.101 General.
203.102 Eligibility criteria and procedures.
Subpart J—Local Interests/Cooperation
Agreements
203.111 General.
203.112 Non-Federal sponsor requirements.
203.113 Funds and cost sharing.
203.114 Project partnership agreements.
203.115 Procedures and responsibilities
upon completion of emergency repair,
rehabilitation, and restoration work.
Authority: 33 U.S.C. 701n.
Subpart A—Introduction
§ 203.11
General.
(a) This part prescribes the regulations
implementing the authority of the
United States Army Corps of Engineers
(Corps) to undertake natural disaster
preparedness, response, and recovery
pursuant to Public Law 84–99, as
amended (33 U.S.C. 701n). In
implementing this authority, the Corps
sets priorities on a risk-informed basis.
(b) Section 5 of the Flood Control Act
of 1941, as amended (33 U.S.C. 701n),
commonly and hereinafter referred to as
Public Law 84–99, authorizes an
emergency fund to be expended at the
discretion of the Chief of Engineers for:
preparation for natural disasters; flood
fighting and rescue operations; repair or
restoration of flood risk management
projects threatened, damaged, or
destroyed by flood, and modifications or
nonstructural alternatives thereto;
emergency protection of federally
authorized coastal storm risk
management projects which are
threatened, when such protection is
warranted to protect against imminent
and substantial loss of life and property;
repair and restoration of federally
authorized coastal storm risk
management projects damaged or
destroyed by wind, wave, or water of
other than ordinary nature or
modifications to the structure or project
to address major deficiencies; for
emergency dredging for restoration of
authorized project depths for Federal
navigable channels and waterways
made necessary by flood, drought,
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
earthquake, or other natural disasters;
and, for a period of 10 days subsequent
to the end of a flood event, certain
limited activities which are essential for
the preservation of life and property, or
to protect against significant threats to
public health and welfare. The law also
authorizes the Chief of Engineers to
provide emergency supplies of clean
water when a contaminated source
threatens the public health and welfare
of a locality and authorizes the
Secretary of the Army to construct wells
and transport water to areas determined
to be drought distressed. For the
purposes of provision of emergency
supplies of clean water due to drought,
the Secretary of the Army has delegated
the authority vested in the Secretary
under Public Law through the Assistant
Secretary of the Army for Civil Works to
the Chief of Engineers.
(c) Form of assistance. The Corps
implements the authority provided in
Public Law through the provision of
direct assistance to responsible State,
Tribal, and local interests. Direct
assistance to individual homeowners,
individual property owners, or
individual businesses is not permitted.
Except as provided in § 203.71(l)(9) of
this part, the Corps does not transfer
Federal funds to non-Federal sponsors
or other responsible State, Tribal, or
local interests for the non-Federal
performance of assistance activities
described in this part.
(d) Availability of assistance. Except
as provided in § 203.91(b)(2) of this part,
the provision of Public Law 84–99
assistance is predicated upon a finding
that similar assistance is not reasonably
available to responsible State, Tribal,
and local interests from other Federal
agencies.
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.12
Definitions.
The following definitions are
applicable throughout this part:
Coastal storm. Hurricane and
abnormal tide flooding.
Coastal storm risk management
(CSRM) project. A project designed,
constructed, operated, and maintained
to reduce the risk of damage to property
and public infrastructure, and the risk of
loss of life, from the non-riverine
impacts of a coastal storm. These
impacts generally result from a
combination of wave action, storm
surge, wind, and tidal effects during the
storm. CSRM projects include Coastal
Storm Damage Reduction (CSDR)
projects, Hurricane/Shore Protection
Projects (HSPP’s), shore protection
projects, shore protection structures,
periodic nourishment projects, and
similar terms. A CSRM project may
include both structural measures (e.g.,
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
seawalls and jetties) and natural and
nature-based features (e.g., dunes and
beach berms).
Emergency repair, rehabilitation, and
restoration. Activities to repair,
rehabilitate, rebuild, or replace a project
after it has been damaged by a flood or
coastal storm. Such activities may
include realigning segments of a FRM
project in which substantial crosssectional damage has occurred when the
Corps determines that realignment
would cost less or be more effective
than an in-line repair.
Federal coastal storm risk
management (CSRM) project. A CSRM
project operated and maintained by a
non-Federal sponsor that was designed
and constructed by the Corps or the
non-Federal sponsor under Federal
erosion control or water resources
development authorities. A CSRM
project, or portion of such a project,
constructed by a non-Federal sponsor is
considered a Federal CSRM project only
if the non-Federal sponsor carried out
construction in compliance with
applicable authorities for non-Federal
construction of water resources
development projects, such as section
204 of the Water Resources
Development Act of 1986 (33 U.S.C.
2232) or section 221(a)(4) of the Flood
Control Act of 1970 (42 U.S.C. 1962d–
5b(a)(4)).
Federal flood risk management (FRM)
project. A flood risk management (FRM)
project that was designed and
constructed by the Corps or the nonFederal sponsor under Federal flood
control or water resources development
authorities. A FRM project, or portion of
such a project, constructed by a nonFederal sponsor is considered a Federal
FRM project only if the non-Federal
sponsor carried out construction in
compliance with applicable authorities
for non-Federal construction of water
resources development projects, such as
section 204 of the Water Resources
Development Act of 1986 (33 U.S.C.
2232) or section 221(a)(4) of the Flood
Control Act of 1970 (42 U.S.C. 1962d–
5b(a)(4)).
Flood risk management (FRM) project.
A project designed, constructed,
operated, and maintained to reduce the
risk of damage to property and public
infrastructure, and the risk of loss of
life, from flooding.
Governor. The chief executive of a
State. All references to the ‘‘Governor’’
or ‘‘Governor of a State’’ in this part also
refer to the Governors of United States
commonwealths, territories, and
possessions; and to the Mayor of
Washington, DC.
Tribal Nation (Federally recognized
Indian tribe or Tribal organization). An
PO 00000
Frm 00013
Fmt 4702
Sfmt 4702
68397
Indian or Alaska Native tribe, band,
nation, pueblo, village, or community
that the Secretary of the Interior
acknowledges to exist as an Indian tribe
pursuant to the Federally Recognized
Indian Tribe List Act of 1994, 25 U.S.C.
5130.
Interim risk reduction measure
(IRRM). Actions that can be taken to
reduce flood risks posed by a flood risk
management project while long-term
solutions are being pursued.
Lands, easements, rights-of-way,
relocations, and disposal/borrow sites
(LERRDs). For a project or other
assistance activity, the required lands,
easements, and rights-of-way, including
those required for borrow or disposal of
dredged or excavated material; facility
and utility relocations; and
improvements to land necessary to
enable the disposal of dredged or
excavated material.
Levee segment. A discrete physical
portion of a levee system that is
managed by a single non-Federal
sponsor.
Levee system. A manmade barrier and
ancillary drainage and conveyance
facilities, managed by one or more nonFederal sponsors, that together function
to reduce the risk that flood waters will
inundate the leveed area during flood
events.
Maintenance. Short-term activities,
normally accomplished at least
annually, such as vegetation
management and control of burrowing
animals; and longer-term activities, such
as repair, replacement, or rehabilitation
of the project and its structural
components. All of these activities are
necessary for the proper care and
efficient operation of an FRM or CSRM
project.
Non-Federal flood risk management
(FRM) project. A FRM project that is not
a Federal FRM project. The term may
include a project constructed by the
Works Progress Administration; a
project constructed by, or under a
program administered by, a Federal
agency other than the Corps; or a project
constructed under Federal emergency
disaster authorities, including Public
Law 84–99 or the Robert T. Stafford
Disaster Relief and Emergency
Assistance Act, as amended (42 U.S.C.
5121, et seq.) (hereinafter referred to as
the Stafford Act).
Non-Federal sponsor. A legally
constituted public body with full
authority and capability to perform the
terms of the applicable agreement with
the Corps and to pay damages, if
necessary, in the event of its failure to
perform. For Federal CSRM and Federal
FRM projects, the applicable agreement
is generally the Project Partnership
E:\FR\FM\15NOP1.SGM
15NOP1
68398
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
Agreement required by section 221(a)(1)
of the Flood Control Act of 1970 (42
U.S.C. 1962d–5b(a)(1)). For non-Federal
FRM projects, the applicable agreement
is the Cooperation Agreement for the
provision of Public Law 84–99
assistance detailed in subpart J of this
part. A non-Federal sponsor may be a
State, county, city, town, federally
recognized Tribal Nation or Tribal
organization, Alaska Native corporation,
any political subdivision of a State, or
a group of States.
Nonstructural alternative. A measure
or combination of measures that reduces
human exposure or vulnerability to a
flood or coastal storm without altering
the nature or extent of the flooding. A
nonstructural alternative may include
efforts to restore or protect natural
resources, including streams, rivers,
floodplains, wetlands, or coasts, if those
efforts will also reduce flood risk.
Operation. Activities that are
necessary for the safe and efficient
functioning of a project to produce the
benefits set forth in the project
authorization. Operation includes
exercising closure structures, providing
information about the condition of the
project to the public, and risk
communication efforts.
Rehabilitation. Activities that are
necessary to bring a damaged or
deteriorated project back to its original
condition.
Repair. Activities of a routine or nonroutine nature that are necessary
periodically to maintain a project in a
well-kept condition.
Replacement. Activities undertaken
when the project, or a worn-out feature
or component of the project, is replaced.
Responsible state, tribal, and local
interests. Non-Federal sponsors and
State executive agencies, Tribal
organizations, and offices of political
subdivisions of the State with
responsibility for disaster preparedness
and emergency management within
their respective jurisdictions.
Tribal official. The elected or duly
appointed official of a Tribal Nation that
may request assistance on behalf of the
Tribal Nation.
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.13 Federally-recognized Tribal
Nations and the Alaska Native corporations.
Except as provided in § 203.92(a), all
requests/for Public Law 84–99
assistance on Tribal lands held in trust
by the United States, or on lands of the
Alaska Natives, may be submitted to the
Corps directly by the affected Federally
recognized Tribal Nation or Alaska
Native corporation, or through the
appropriate regional representative of
the Bureau of Indian Affairs, or through
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
the Governor of the State where such
lands are located.
§ 203.14
Exceptions to policy.
Exceptions to any regulation or policy
contained in this part may be requested
by a non-Federal sponsor or responsible
State, Tribal, or local interest.
Exceptions must be requested in writing
and will be reviewed and approved by
the Corps Director, Contingency
Operations and Office of Homeland
Security.
Subpart B—Emergency Preparedness
§ 203.21 Emergency preparedness
assistance.
Public Law 84–99 authorizes an
emergency fund for use in preparedness
for emergency response to any natural
disaster. The Corps may provide
technical assistance to responsible State,
Tribal, and local interests upon request
to help support their efforts to prepare
for a specific identified storm or
forecasted high water event that may
lead to flooding. Generally, the Corps
will provide this technical assistance to
support State, Tribal, and local efforts to
inspect the condition of their FRM or
Federal CSRM projects within their
respective jurisdictions before an
approaching flood or coastal storm to
identify potential areas of vulnerability,
and for related flood fight preparedness
and training activities related to the
expected flooding. Emergency
preparedness activities include
coordination, planning, training and
conducting exercises with other Federal
agencies and responsible State, Tribal,
and local interests. These activities are
to both lend expertise and to gain a
greater understanding of State, Tribal,
and local needs and requirements in
order to mitigate against natural
disasters as well as reduce impacts from
future floods or other identified hazards.
Technical assistance to support
specialized studies or to develop longterm options for managing flood risks is
beyond the scope of this emergency
preparedness assistance.
§ 203.22 Emergency preparedness
responsibilities of non-Federal sponsors.
Assistance under Public Law 84–99 is
intended to supplement the maximum
efforts of responsible State, Tribal, and
local interests. Assistance will not be
provided when responsible State,
Tribal, and local interests have made
insufficient efforts to prepare for the
flood event or other emergency, or when
a request for assistance is based entirely
on a lack of fiscal resources with which
to respond to the flood event or other
emergency. State, Tribal, and local
PO 00000
Frm 00014
Fmt 4702
Sfmt 4702
interests’ responsibilities include the
following:
(a) Operation and maintenance of
FRM and Federal CSRM projects. FRM
and Federal CSRM projects must be
operated and maintained by nonFederal sponsors.
(b) Preparedness planning.
Responsible State, Tribal, and local
interests must ensure that appropriate
and current plans are in place and ready
to be implemented in the event of
disaster. Considerations for these plans
may include emergency operations
procedures, updated contact
information, identification of known
problem areas that may need to be
addressed, and public notification
procedures.
(c) Procurement/stockpiling.
Responsible State, Tribal, and local
interests must procure and stockpile
sandbags, pumps, and other materials or
equipment that might be needed during
flood or coastal storm events. The Corps
will provide assistance when the
resources of responsible State, Tribal,
and local interests are exhausted. Local
interests must request such materials
from State assets prior to seeking Corps
assistance.
(d) Training. Responsible State,
Tribal, and local interests must train
personnel to operate, maintain, and
patrol FRM and Federal CSRM projects
during crisis situations (e.g., floods,
storms, ice jam conditions).
(e) Floodplain management.
Responsible State, Tribal, and local
interests must develop and implement
floodplain management plans that
comply with federal, state, and local
policy for management of activities in
the floodplain intended to reduce loss of
life, injuries, damage to property and
other impacts associated with flooding.
(f) Emergency repair, rehabilitation,
and restoration assistance. To be
eligible for emergency repair,
rehabilitation, and restoration assistance
under Public Law 84–99, non-Federal
sponsors of FRM and Federal CSRM
projects must take those actions
necessary to maintain eligibility
detailed in subparts D and E of this part.
(g) IRRMs. Non-Federal sponsors are
responsible for implementing IRRMs.
Subpart C—Emergency Operations
§ 203.31
General.
(a) Emergency operations assistance
under Public Law 84–99 is intended to
supplement the efforts of responsible
State, Tribal, and local interests.
Assistance is limited to temporary
activities and measures necessary to
meet the immediate threat and to
preserve life and property. Assistance
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
may include Corps assumption of
control over the management and
coordination of emergency operations;
however, legal liability remains with the
responsible State, Tribal, or local
interests. Emergency operations
assistance under Public Law 84–99
consists of direct assistance during the
flood response and post flood response
phases.
(1) Flood response. Flood response
assistance may include the provision of
technical advice and assistance,
performance of flood fighting activities,
the procurement and issuance of flood
fighting supplies and equipment (e.g.,
sandbags, lumber, polyethylene
sheeting, and pumps), the lending of
Federally owned equipment,
performance of rescue operations, and
installation of temporary emergency
measures to strengthen FRM and
Federal CSRM projects where no other
federal emergency flood fighting
authority exists. Assistance may be
provided using emergency contracting
procedures.
(2) Post flood response. Post flood
response assistance may include the
provision of technical advice and
assistance; cleaning of drainage
channels, bridge openings, or structures
blocked by debris deposited during a
flood event, when the immediate threat
of flooding of or damage to public
facilities has not abated; removal of
debris blockages of critical water supply
intakes and sewer outfalls; clearance of
the minimum amounts of debris
necessary to reopen critical
transportation routes or public facilities
and services; and other activities
intended to reduce the risk of imminent
loss of life or significant damage to
public property, or to protect against
significant threats to public health and
welfare. The Corps may use its Public
Law 84–99 authority to furnish post
flood response assistance for a period
not to exceed 10 days from the date of
the request of the Governor or Tribal
official to the Federal Emergency
Management Agency (FEMA) for an
emergency or disaster declaration under
authority of the Stafford Act.
(3) Rescue Operations. The Corps may
assist in rescue operations during flood
response. Any Corps equipment and
personnel used in the operation should
be directed by a local official such as a
law enforcement officer, or Tribal/State/
city/county officials duly appointed to
conduct rescue operations.
(b) Agricultural lands. Emergency
operations assistance may be provided
to a FRM project currently enrolled in
the Rehabilitation Program detailed in
subpart D of this part that primarily
reduces the flood risk to agricultural
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
lands only if the Corps determines that
such assistance is justified based on a
finding that, in the absence of Corps
assistance, the project is likely to
sustain significant damage as a result of
the flood event, and such damage poses
a significant risk to life safety or is likely
to result in significant economic losses.
(c) Non-Federal responsibilities
during emergency operations. (1) During
emergency operations, responsible
State, Tribal, and local interests must
commit their available resources, to
include work force, supplies,
equipment, and funds, to flood response
and post flood response activities.
(2) Non-Federal sponsors must
furnish formal written assurances of
local cooperation and legal liability for
emergency operations assistance related
to FRM and Federal CSRM projects by
entering into Cooperation Agreements
(CAs), as detailed in subpart J of this
part, if such assurances were not
provided in an agreement entered into
under section 221 of the Flood Control
Act of 1970 (42 U.S.C. 1962d–5b).
(3) After the risk of flooding from a
flood event or coastal storm has abated,
the non-Federal sponsor for a FRM or
Federal CSRM project is responsible for
removing temporary improvements
installed by the Corps at the flood
response stage under Public Law 84–99
authority. This includes the removal
and disposal of used sandbags.
(4) Removal of ice jams is a nonFederal responsibility. In ice jam
situations, the Corps may provide
technical advice and assistance with
flood fight operations. The Corps will
not perform or provide advice on ice
jam blasting operations.
(5) Responsible State, Tribal, and
local interests must promptly return any
equipment loaned to such interests by
the Corps immediately after emergency
operations conclude. Responsible State,
Tribal, and local interests must properly
maintain the equipment while it is in
their custody, and fund the cost of any
repairs determined by the Corps to be
necessary upon the equipment’s return
to Federal custody.
(6) Responsible State, Tribal, and
local interests must replace expendable
supplies provided by the Corps or
reimburse the Corps for the value of
such supplies. Unused expendable
supplies must be returned to the Corps
promptly after emergency operations
conclude.
§ 203.32
Flood response procedures.
(a) Requesting flood response
assistance. Requests for Corps flood
response assistance should be in writing
from the responsible State, Tribal, or
local official, or his or her authorized
PO 00000
Frm 00015
Fmt 4702
Sfmt 4702
68399
representative, to the responsible Corps
district commander. When time does
not permit a written request, a verbal
request from the responsible State,
Tribal, or local official will be accepted.
(b) Coordination. The Corps will
coordinate all flood response assistance
with the Tribal or State Emergency
Management Agency or equivalent and
will coordinate with other Federal
agencies on an emergency basis to
ensure there is appropriate
consideration of environmental and
cultural resources considering the
exigency of the circumstances if there
has not been coordination in advance of
the emergency response.
(c) Termination of Corps flood
response assistance. Corps flood
response assistance will be terminated
when the flood waters recede below
bank full or storm surge associated with
a coastal storm has ended, absent a
short-term threat (e.g., a significant
storm front expected to arrive within a
day or two) likely to cause additional
flooding.
(d) Loan or issue of supplies and
equipment and Reimbursement Waiver
Criteria for Issued Expendable Supplies.
Corps supplies issued, or equipment
loaned, to responsible State, Tribal, and
local interests for use in supplementing
their flood response operations must be
hand receipted to the receiving agency.
The responsible Corps district
commander may waive the obligation of
responsible State, Tribal, and local
interests to replace or pay for
expendable supplies if a Stafford Act
Presidential disaster declaration has
been made for the affected locality or
the responsible State, Tribal, or local
interests have issued over 500,000
sandbags from their own supplies in the
applicable calendar year. All unused
expendable supplies will be returned to
the Corps when the operation is
terminated.
§ 203.33
Post flood response procedures.
(a) Requesting post flood response
assistance. A written request to the
responsible Corps district commander
from the Governor or Tribal official, or
authorized representative thereof, is
required to receive Corps post flood
response assistance. The written request
will include verification that the Federal
Emergency Management Agency
(FEMA) has been requested to make an
emergency or disaster declaration; a
statement that the assistance required is
beyond the State’s or Tribal Nation’s
capability; specific damage locations;
and the extent of Corps assistance
required to supplement State or Tribal
Nation efforts.
E:\FR\FM\15NOP1.SGM
15NOP1
68400
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
(b) Coordination. The Corps will
coordinate all post flood response
assistance with the Tribal Nation or
State Emergency Management Agency
or equivalent and will coordinate with
other Federal agencies on an emergency
basis to ensure there is appropriate
consideration of environmental and
cultural resources considering the
exigency of the circumstances if there
has not been coordination in advance of
the emergency response.
(c) Duration of post flood response
assistance. The Corps may furnish post
flood response assistance for a period
not to exceed 10 days (the statutory
limitation) from the date of the
Governor’s request to the Federal
Emergency Management Agency for an
emergency or disaster declaration under
authority of the Stafford Act. After a
request has triggered the 10-day period,
a subsequent request for additional
assistance resulting from the same flood
or coastal storm event will not extend
the 10-day period or trigger a new 10day period.
Subpart D—Emergency Repair,
Rehabilitation, and Restoration
Assistance for Flood Risk Management
Projects Damaged by Flood
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.41
General.
(a) Public Law 84–99 authorizes
emergency repair, rehabilitation, and
restoration of FRM projects damaged in
a flood. The Rehabilitation Program
implements this authority.
(b) The Corps will conduct an Initial
Eligibility Assessment (IEA) of nonFederal FRM projects, and a Continuing
Eligibility Assessment (CEA) of Federal
and non-Federal FRM projects, to
determine eligibility for emergency
repair, rehabilitation, and restoration
assistance.
(c) Initial eligibility criteria. The
following criteria are required for initial
eligibility:
(1) Federal FRM projects. A
completed Federal FRM project, or
completed functional portion thereof, is
granted initial eligibility for emergency
repair, rehabilitation, and restoration
assistance upon the provision of the
written notice of completion of
construction by the responsible Corps
district commander to the non-Federal
sponsor.
(2) Non-Federal FRM projects. The
following initial eligibility requirements
must be met in order for a non-Federal
FRM project to be considered eligible
for emergency repair, rehabilitation, and
restoration assistance:
(i) Project must have a non-Federal
sponsor as defined in § 203.14.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
(ii) Project may not provide exclusive
benefits to an individual homeowner,
property owner, or a business (to
include an individual agricultural
business or farming operation).
(iii) Non-Federal sponsor must
prepare and submit an initial eligibility
application provided by the Corps for
eligibility consideration.
(iv) Project satisfies the initial
eligibility assessment requirements
outlined in § 203.42 to verify and
document the level of risk reduction
provided by the FRM project and the
status of maintenance of the project.
(d) Continuing eligibility criteria. NonFederal sponsors of Federal and nonFederal FRM projects must conduct the
following flood risk management
activities to maintain eligibility for
emergency repair, rehabilitation, and
restoration assistance:
(1) Documentation that outlines the
operation, maintenance, and inspection
activities taken by the non-Federal
sponsor to effectively operate and
maintain the FRM project. The
documentation will include the
following information:
(i) Identification of the project (or
segment of a project). This should
include the name of the project; the
name of the non-Federal sponsor; a brief
description of the project and its
components; a brief discussion of the
population and infrastructure relying on
the project for flood risk reduction; and
a map showing the project alignment
and area benefitted by the project.
(ii) Documentation of inspections
conducted by the non-Federal sponsor
since the last inspection of the project
by the Corps.
(iii) A schedule and summary of
operation and maintenance activities
performed since the last inspection of
the project by the Corps.
(2) Develop, maintain, and exercise an
emergency plan. The non-Federal
sponsor of a FRM project must develop
and exercise an emergency plan that
outlines the planned preparedness
activities and coordination actions taken
by the non-Federal sponsor to
effectively prepare for and manage the
project during flood emergencies. If
there is an existing emergency
preparedness plan for the jurisdiction
that covers the project area, the nonFederal sponsor’s preparedness plan
actions may be incorporated in these
jurisdictional plans. In such cases, a
separate emergency plan developed by
the non-Federal sponsor is not
necessary. The emergency plan will
include the following information:
(i) Roles and responsibilities of the
project personnel as they relate to
preparedness, response, and recovery
PO 00000
Frm 00016
Fmt 4702
Sfmt 4702
associated with the project during
emergency flood operations.
(ii) Levels of emergency activation
and the actions being taken at these
various activation levels to ensure
operations of the project during flood
emergencies.
(iii) Sharing Information.
Communications and notification
procedures to ensure that public
officials and the public impacted by the
projects are aware of FRM project
condition and performance for the
purpose of evacuation planning and
land-use planning.
(iv) Flood activation process to
include notification procedures and
warnings.
(v) Evacuation notification process,
emergency training and exercises.
(vi) Emergency equipment and
supplies that are maintained or required
during flood emergencies.
(3) Develop and implement public
outreach activities to provide
information regarding the FRM project’s
condition and risks to appropriate
public officials and stakeholders of the
project. The non-Federal sponsor’s
activities must ensure that public
officials and decision-makers are aware
of and informed about the condition of
the FRM project and the risks associated
with the project, project inspection and
risk assessment results are available to
appropriate public officials and
stakeholders, and public outreach
activities are included in the Emergency
Preparedness Plan prepared by the nonFederal sponsor under paragraph (d)(2)
of this section.
(4) Actively participate in project
inspections and assessments conducted
by the Corps as outlined in § 203.48.
Non-Federal sponsors of levee segments
and systems must also participate in
Corps Levee Safety Program activities
including, but not limited to, risk
assessments, coordination with FEMA,
and risk communication activities.
(5) Project satisfies the continuing
eligibility assessment requirements
outlined in § 203.43 to determine if the
FRM project maintains minimum
engineering and maintenance criteria for
continued eligibility.
(e) Modifications. Public Law 84–99
provides authority to undertake certain
modifications to FRM projects
undergoing emergency repair,
rehabilitation, and restoration. A
modification is a work effort that is the
addition of new features, elements,
components, or items, or the upgrading
of existing ones. Subject to certain
conditions, the Corps will consider
requests from non-Federal sponsors for
modifications to address major
deficiencies or to increase the design
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
level of risk reduction or pump station
capacity. Policy, procedures, and
requirements for modifications are
described in more detail in § 203.47.
(f) System-wide improvement
framework (SWIF). A SWIF may be
developed to facilitate interagency
collaboration to address complete levee
system deficiencies and encourage the
establishment of interagency teams to
jointly identify and implement
regionally appropriate, science-based
solutions and tools to reduce risk
associated with levees or levee systems
while ensuring compliance with other
Federal laws, such as the Endangered
Species Act, as appropriate. NonFederal sponsors will maintain or regain
eligibility in the Rehabilitation Program
while they are developing and
implementing a SWIF. Policy,
procedures, and requirements for a
SWIF are described in more detail in
§ 203.50.
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.42 Initial eligibility assessment of
non-Federal flood risk management
projects.
(a) The Corps will conduct an Initial
Eligibility Assessment (IEA), including
an onsite inspection, to verify project
information, determine if a project
meets the definition of a non-Federal
FRM project and minimum engineering
and maintenance criteria to ensure that
the project is capable of providing
reliable flood risk reduction, and
determine the Federal interest in future
emergency repair, rehabilitation, and
restoration of the project. A non-Federal
FRM project that is determined to meet
the initial eligibility requirements will
be eligible for rehabilitation assistance
beginning on the date the responsible
Corps district commander notifies the
non-Federal sponsor of the project in
writing of the determination. To be
initially considered for rehabilitation
assistance, the non-Federal sponsor for
a non-Federal FRM project must submit
an initial eligibility application.
(b) Contents. The initial eligibility
application must include:
(1) Documentation of the level of risk
reduction provided by the non-Federal
FRM project that is expressed in terms
of an exceedance frequency (e.g., a 20%
chance of a levee being overtopped in
any given year).
(2) The most recent inspection results
provided by the non-Federal sponsor.
(3) Documentation of the status of
maintenance, to include recent
maintenance activities, and
identification of deficiencies that
compromise the ability of the nonFederal FRM project to provide the
designed level of risk reduction.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
(c) Level of detail. The level of detail
required in the initial eligibility
application and on-site inspection will
be commensurate with the complexity
of the non-Federal FRM project, the
potential for catastrophic failure of the
project to cause significant loss of life,
the potential for significant economic
losses, and other special circumstances
that may apply.
(d) Assessment results. Information on
the results of an IEA will be furnished
in writing to the non-Federal sponsor of
the non-Federal FRM project and will be
maintained in Corps district offices.
(1) The responsible Corps district
commander will inform the non-Federal
sponsor in writing of the IEA
determination. If the project meets the
IEA criteria, the project will be eligible
for emergency repair, rehabilitation, and
restoration assistance. If the project does
not meet the IEA criteria, the project
will not be eligible for emergency repair,
rehabilitation, and restoration
assistance. The Corps will provide a
summary of the IEA criteria that
resulted in the decision.
(2) If the non-Federal sponsor does
not agree with the initial Corps
eligibility assessment, the non-Federal
sponsor may choose, at its own expense,
to provide additional information
relative to the eligibility criteria and
request a reconsideration of the Corps
determination.
§ 203.43 Continuing eligibility assessment
of Federal and non-Federal flood risk
management projects.
(a) Continuing Eligibility Assessments
(CEA) for Federal and non-Federal FRM
projects are conducted periodically to
ensure that projects continue to meet
Corps initial eligibility criteria outlined
in § 203.42 and the continuing
eligibility criteria outlined in this
section. A CEA assesses the non-Federal
sponsor’s implementation of its project
operation, maintenance, and inspection
activities; emergency planning; and
sharing information about FRM project
condition and performance. A CEA also
seeks to detect changed project
conditions that could impact project
performance. An acceptable CEA
determination is required to retain
eligibility for emergency repair,
rehabilitation, and restoration
assistance.
(b) Contents. Continuing eligibility
assessment consists of:
(1) Verification that initial eligibility
criteria outlined in § 203.42 continue to
be met.
(2) A review of the operation,
maintenance, and inspection activities.
The Corps will verify that the nonFederal sponsor is using a risk-informed
PO 00000
Frm 00017
Fmt 4702
Sfmt 4702
68401
approach to prioritizing operation and
maintenance activities and is regularly
inspecting the project. The Corps will
identify changes in project condition
and/or consequences associated with
the non-performance of the project.
(3) A review of emergency plan and
associated activities. The Corps will
verify the emergency plan is regularly
updated and exercised.
(4) A review of information sharing/
outreach activities accomplished about
FRM project condition and
performance.
(5) A review of participation in
project inspections and assessments
conducted by non-Federal sponsor and/
or the Corps.
(c) Assessment Results. Information
on the results of a CEA will be furnished
in writing to the non-Federal sponsor of
the Federal or non-Federal FRM project
and will be maintained in Corps district
offices.
(1) The responsible Corps district
commander will inform the non-Federal
sponsor in writing of the CEA
determination. If the project meets the
CEA criteria the project will retain
eligibility for emergency repair,
rehabilitation, and restoration
assistance. If the project does not meet
the CEA criteria the project will no
longer be eligible for emergency repair,
rehabilitation, and restoration
assistance. The Corps will provide a
summary of the CEA criteria that
resulted in the decision.
(2) The Corps will inform the nonFederal sponsor of the Corps’
determination of the project’s ability to
reliably provide a level of risk reduction
and the maintenance that must be
accomplished to provide that level of
risk reduction for the non-Federal
sponsor’s information and use in
understanding risk and planning future
maintenance activities.
(3) If the results of a Corps eligibility
assessment are not acceptable to the
non-Federal sponsor, the non-Federal
sponsor may choose, at its own expense,
to provide additional information
relative to the eligibility criteria and
request a reconsideration of the Corps
determination.
(d) Regaining eligibility. A Federal or
non-Federal FRM project determined by
the Corps to not meet continuing
eligibility requirements will remain
ineligible for emergency repair,
rehabilitation, and restoration assistance
until such time as the continuing
eligibility criteria are met. Follow-up
inspections can be made by the Corps to
monitor progress in correcting
deficiencies when warranted.
E:\FR\FM\15NOP1.SGM
15NOP1
68402
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.44 Emergency repair, rehabilitation,
and restoration of Federal and non-Federal
flood risk management projects.
(a) Eligibility for emergency repair,
rehabilitation, and restoration
assistance. An FRM project is eligible
for emergency repair, rehabilitation, and
restoration assistance if the project has
received a favorable determination on
the IEA and subsequent CEAs, the
damage was caused by the flood event,
the work is economically justified, and
the work is not otherwise prohibited by
subpart D. The Corps will comply with
all applicable environmental
compliance requirements prior to any
emergency repair, rehabilitation, or
restoration of the project.
(b) Work at non-Federal sponsor
expense. The Rehabilitation Program
will cost share the work required to
restore the non-Federal FRM project to
its pre-flood event condition, as
documented in the most recent
inspection, as well as any costs
necessary to comply with
environmental requirements in
accordance with cost share provisions
in § 203.113. If deficient or deferred
project maintenance is outstanding
when damage to an FRM project occurs,
then the deficient and deferred
maintenance will be accomplished by or
at the expense of the non-Federal
sponsor. At the earliest opportunity
prior to commencement of emergency
repair, rehabilitation, and restoration
work, the responsible Corps district
commander will inform the non-Federal
sponsor in writing of any work that
must be accomplished at non-Federal
sponsor expense.
(c) Nonconforming works. The Corps
will not provide emergency repair,
rehabilitation, and restoration assistance
for any non-Federal FRM project
constructed or modified without the
appropriate Federal, State, Tribal, and
local permits, or waivers thereof.
(d) Cooperation agreements. A
Cooperation Agreement is required in
accordance with subpart J.
(e) Economic justification. Except as
provided in § 203.113(c) of this part, the
emergency repair, rehabilitation, and
restoration effort must be economically
justified and the construction cost of the
work, excluding the cost of LERRDs,
must exceed $50,000. Construction costs
greater than $50,000 do not preclude the
Corps from making a determination that
the required work is a maintenance
responsibility of the non-Federal
sponsor, and not eligible for emergency
repair, rehabilitation, and restoration
assistance.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
§ 203.46
Restrictions.
(a) Eligibility restricted to flood risk
management projects. Structures built
primarily for the purposes of channel
alignment, navigation, recreation, fish
and wildlife enhancement, land
reclamation, habitat restoration,
drainage, bank protection, or erosion
protection, are generally ineligible for
Public Law 84–99 emergency repair,
rehabilitation, and restoration
assistance.
(b) Non-flood related emergency
repair, rehabilitation, and restoration.
The Corps will not generally provide
emergency repair, rehabilitation, and
restoration assistance under Public Law
84–99 to address damages by
occurrences other than floods or coastal
storms. However, there may be
instances when other natural disasters
may impact the structural integrity of a
FRM project. In these instances, the
provision of assistance will be evaluated
on a case-by-case basis.
§ 203.47 Modifications to flood risk
management projects undergoing
emergency repair, rehabilitation, and
restoration.
(a) Modifications to address major
deficiencies. (1) Modifications to
address a major deficiency that also
would increase the level of risk
reduction provided prior to the most
recent flood or floods are beyond the
scope of this subsection and must be
evaluated under paragraph (b) of this
section. Where the modification would
not increase the level of risk reduction
provided prior to the most recent flood
or floods, the Corps will consider
requests by the non-Federal sponsor for
a modification to address major
deficiencies as part of the emergency
repair, rehabilitation, and restoration of
the project under Public Law 84–99
based on one or more of the following
criteria:
(i) The modification is expected to
significantly decrease the risk of loss of
life and property damage.
(ii) The modification is expected to
decrease the risk of loss of life, the risk
of damage to property and public
infrastructure, or the total life-cycle
flood response, post flood response, and
rehabilitation costs for the project.
(iii) The modification is necessary to
preserve the structural integrity or
otherwise reduce the risk of failure of
the existing project in a flood.
(iv) The modification is the most costeffective means of complying with
substantive environmental requirements
such as the Endangered Species Act.
(2) Allowable features of
modifications. Modifications to address
major deficiencies may include:
PO 00000
Frm 00018
Fmt 4702
Sfmt 4702
(i) Incorporating features to make the
overall levee system more durable, such
as low sills, riprap, hardening features,
and similar measures.
(ii) Incorporating landscaping features
that promote safety and/or preserve
natural protective features.
(iii) Constructing set back levees.
(iv) Constructing relief wells, if
deemed an engineering necessity.
(v) Installing cutoff walls and stability
or seepage berms to address seepage
issues.
(vi) Floodproofing or otherwise
reducing the risk of damage to essential
project facilities in a flood.
(b) Modifications to increase the
design level of risk reduction or pump
station capacity. The Corps will
consider requests by the non-Federal
sponsor for modification of a FRM
project to increase the design level of
risk reduction, or to increase pump
station capacity, as part of the
emergency repair, rehabilitation, and
restoration of that project under Public
Law 84–99 if all of the following criteria
are satisfied:
(1) The Corps previously provided
emergency repair, rehabilitation, and
restoration assistance for that FRM
project, or the flood response or post
flood response assistance that the Corps
provided to that area related to that
project, at least twice in any 10-year
period preceding the requested
modification.
(2) The requested modification is
expected to significantly decrease the
risk of loss of life, the risk of damage to
property and public infrastructure, or
the total life-cycle flood response, post
flood response, and rehabilitation costs
for the project.
(3) The Corps has sufficient staffing
and resources to accommodate the
requested modification without
adversely impacting the timeline for the
provision of emergency repair,
rehabilitation, and restoration assistance
for other FRM projects in that Corps
district’s other areas of responsibility.
(4) The requested modification is
unlikely to result in a significant
transfer of flood risk to areas outside the
area protected by the project, and the
non-Federal sponsor agrees to pay all
costs associated with mitigating any
transfer of flood risk determined to
result from the requested modification.
(c) Requests for modifications. The
non-Federal sponsor for a FRM project
must submit a request in writing to the
responsible Corps district commander
for consideration of modifications to
address major deficiencies or to increase
the design level of risk reduction or
pump station capacity. The
modification request must be provided
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
lotter on DSK11XQN23PROD with PROPOSALS1
by the non-Federal sponsor
concurrently with a request to
determine repair eligibility as outlined
in § 203.44 or § 203.45. The request
must describe the modification and its
purpose. Requests for modifications will
require the approval of the Corps
Director, Contingency Operations and
Office of Homeland Security.
(d) Cost sharing for modifications.
The non-Federal sponsor for the FRM
project must fund all costs associated
with a modification that the Corps
determines to exceed the cost of
emergency repair, rehabilitation, and
restoration.
(e) Economic justification. Both the
emergency repair, rehabilitation, and
restoration work and the incremental
cost of the modifications must be
economically justified.
(f) Timeline for modifications.
Requested modifications must be
carried out within three years once the
emergency repair, rehabilitation, and
restoration of the project under Public
Law 84–99 has begun.
(g) Limitations of modifications. The
Corps will not consider modifications of
a FRM project under Public Law 84–99
to improve the condition of the project
beyond its pre-flood condition, or to
achieve a purpose that is not related to
flood risk management. The Corps also
will not consider modifications to a
project under Public Law 84–99 that
would have the effect of extending the
length of a FRM project beyond its
current footprint.
§ 203.49
Levee guide.
(a) Section 202(f) of the Water
Resources Development Act of 1996 (33
U.S.C. 701n(c)) directs the Corps to
provide a levee manual (guide) to the
non-Federal sponsor of any project
determined to be eligible for emergency
repair, rehabilitation, and restoration
assistance.
(b)(1) Eligible non-Federal flood risk
management projects. The Corps will
provide a levee guide to non-Federal
sponsors of non-Federal FRM projects
determined to be eligible for emergency
repair, rehabilitation, and restoration
assistance. The levee guide will include
the criteria that must be met to gain and
maintain eligibility in the rehabilitation
program. Upon written request, the
Corps will also provide a levee guide to
the non-Federal sponsor of a nonFederal FRM project for which
eligibility for assistance has not yet been
evaluated to aid the non-Federal
sponsor in preparing for an initial
eligibility assessment.
(c) Procedural requirements. The
Corps will provide a levee guide to the
non-Federal sponsor of a non-Federal
FRM project during scheduled initial
and continued eligibility assessments,
or upon written request from a nonFederal sponsor to the responsible
Corps district commander.
§ 203.50 System-wide improvement
framework.
(a) A system-wide improvement
framework (SWIF) is a plan developed
by the non-Federal sponsors of a levee
system or systems and accepted by the
§ 203.48 Inspections and risk assessments Corps to maintain eligibility for
for flood risk management projects.
emergency repair, rehabilitation, and
restoration assistance while conducting
The Corps will continue to conduct
a series of improvements to the levee
inspections and risk assessments of all
system (or multiple levee systems
Federal and non-Federal FRM projects
within a watershed) to address systemeligible for emergency repair,
wide deficiencies that are complex or
rehabilitation, and restoration
time-consuming to correct.
assistance. The primary purpose of the
(b) SWIF process. The SWIF process is
inspections and risk assessments is to
available to non-Federal sponsors of
assess and communicate the physical
levee systems facing system-wide
condition of the FRM project based on
deficiencies as a way to facilitate the
observations; to verify the adequacy of
development of solutions to satisfy
operation and maintenance; and to
multiple requirements that apply to
inform the non-Federal sponsors in the
their levee systems while allowing the
development and execution of their
operation, maintenance, and inspection non-Federal sponsors participating in
plan, emergency preparedness plan, and the SWIF process to remain eligible for
public outreach activities. Additionally, emergency repair, rehabilitation, and
restoration assistance while addressing
inspections are performed to verify that
the deficiencies. The SWIF can be used
non-Federal sponsors of Federal FRM
to address deficiencies or issues that
projects are fulfilling their
responsibilities in accordance with Title cannot be addressed through routine
corrective actions, including:
33—Navigation and Navigable Waters;
Chapter II—Corps of Engineers,
(1) A reduction in the level of risk
Department of the Army (33 CFR part
reduction of a FRM project below the
208) requirements and project
minimum basic eligibility criteria due to
partnership/cooperation agreements.
changed conditions.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
PO 00000
Frm 00019
Fmt 4702
Sfmt 4702
68403
(2) Improvements that involve
multiple levee systems.
(3) Additional time or coordination is
needed to adequately address complex
considerations to ensure life safety.
(4) Additional time or coordination is
needed to address a complex natural
resource issue such as consultation/
mitigation actions for resources subject
to the Endangered Species Act.
(5) Additional time or coordination is
needed to observe and protect the rights
of Tribal Nations pursuant to treaty and
statute.
Subpart E—Emergency Repair,
Rehabilitation, and Restoration
Assistance for Federal Coastal Storm
Risk Management Projects
§ 203.61
General.
(a) The Chief of Engineers is
authorized to repair and restore Federal
coastal storm risk management (CSRM)
projects damaged or destroyed by wind,
wave, or water action of other than an
ordinary nature to either the pre-storm
level or to their design profile,
whichever provides greater risk
reduction, when, in the discretion of the
Chief of Engineers, such repair and
restoration is required for the adequate
functioning of the structure or project
for hurricane or shore protection.
Further, the Chief of Engineers may
include modifications to these projects
to address major deficiencies. Finally,
the Chief of Engineers may implement
nonstructural alternatives to the repair
or restoration of the project if requested
by the non-Federal sponsor.
(1) Emergency repair, rehabilitation,
and restoration assistance for Federal
CSRM projects generally is limited to
the project’s design profile, which is the
level of restoration that will allow for
the adequate functioning of the project.
In some circumstances, the pre-storm
profile, which is the profile that existed
the day prior to the storm, may be
greater than the design profile, and
restoration to the pre-storm profile may
be necessary to ensure adequate
functioning of the project based on
project-specific conditions, such as
much greater than anticipated erosion
rates. Accordingly, at the request of the
non-Federal sponsor for a Federal CSRM
project, the responsible Corps district
will evaluate restoration to the prestorm profile as an additional
restoration alternative. If the evaluation
demonstrates that restoration to the prestorm profile is not necessary to ensure
adequate functioning of the project,
restoration to the pre-storm profile may
only proceed if the incremental costs
above the costs to restore to the design
profile are subject to the cost-sharing
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
68404
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
that would apply for periodic
nourishment. In these cases, a cost
allocation between emergency repair,
rehabilitation, and restoration assistance
and periodic nourishment will be based
on the necessary material volumes.
(2) To be considered for emergency
repair, rehabilitation, and restoration
assistance, a Federal CSRM project must
be substantially damaged by wind,
wave, or water action of other than an
ordinary nature, commonly known as an
extraordinary storm. The determination
of whether a storm qualifies as
extraordinary will be made by the Corps
Deputy Commanding General of Civil
and Emergency Operations, who may
delegate this authority to the Corps
Director, Contingency Operations and
Office of Homeland Security. Criteria for
the extraordinary storm and substantial
damage determinations are outlined in
§ 203.63.
(3) For Federal CSRM projects that
include a beach, the Corps will provide
emergency repair, rehabilitation, and
restoration assistance only to the extent
that the non-Federal sponsor has
established and maintained adequate
conditions of public use and access for
the beach. The Corps will undertake
emergency repair, rehabilitation, and
restoration of a segment or reach of a
Federal CSRM project that includes a
beach for which the non-Federal
sponsor has not established or
maintained adequate conditions of
public use and access only if the nonFederal sponsor pays all costs allocated
by the Corps to emergency repair,
rehabilitation, and restoration of the
segment or reach.
(4) For Federal CSRM projects located
completely or partially within a unit of
the Coastal Barrier Resources System,
the Corps will provide emergency
repair, rehabilitation, and restoration
assistance only to the extent that the
project, or segment or reach of the
project located within the System,
qualifies for an exception under section
6 of the Coastal Barrier Resources Act
(16 U.S.C. 3505) from the Act’s
prohibition on federal expenditures
within the System (16 U.S.C. 3504). The
Corps will undertake emergency repair,
rehabilitation, and restoration of a
segment or reach of a project located
within the System that does not qualify
for an exception only if the non-Federal
sponsor pays all costs allocated by the
Corps to emergency repair,
rehabilitation, and restoration of that
segment or reach.
§ 203.62 Non-Federal sponsor
responsibilities for Federal CSRM projects.
The non-Federal sponsor for a Federal
CSRM project is responsible for
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
complying with the Project Partnership
Agreement, Project Cooperation
Agreement (PCA), Local Cooperation
Agreement (LCA), or similar document
including any project specific O&M
manuals. The non-Federal sponsor must
provide to the Corps an accurate beach
survey of the project on at least an
annual basis, unless this survey
requirement is otherwise provided for
by other project authority.
§ 203.63 Emergency repair, rehabilitation,
and restoration of Federal CSRM projects.
(a) Extraordinary storm. Emergency
repair, rehabilitation, and restoration
assistance is only available for Federal
CSRM projects after an extraordinary
storm event. An extraordinary storm is
a storm that, due to duration or severity,
causes substantial damage to a Federal
CSRM project such that it no longer
provides significant risk reduction
benefits. Wave or water action of other
than an ordinary nature caused by a
geological event such as an earthquake,
volcano, or tsunami may be determined
to be an extraordinary storm. A
determination of an extraordinary storm
requires a finding both of ‘‘duration or
severity’’ and of ‘‘significant amount of
damage’’ incurred in accordance with
the following criteria:
(1) Duration or severity. ‘‘Duration or
severity’’ may include but is not limited
to the following characteristics of the
event: storm surge, total water elevation,
significant wave height, significant
wave period, local sustained winds,
wave direction, wave power or storm
duration, which individually or
collectively have exceeded the 90%
cumulative distribution function value,
as determined by analysis of regional
historic storm characteristics for the
project; or a storm that is larger than or
equal to the design storm of the project,
if a design storm has been identified; or
a storm that is larger than or equal to a
comparable standard identified in the
project authority or design documents.
‘‘Duration or severity’’ may include
repetitive storms within a single
hurricane season or over a comparable
short period of time where their
combined effect meet these
characteristics.
(2) Substantial damage. Substantial
damage may have occurred when one or
more of the following criteria are
satisfied:
(i) The cost of the construction effort
to effect repair of the Federal CSRM
project for damages caused by the storm
(exclusive of dredge mobilization and
demobilization costs) exceeds two
million dollars and is greater than 10
percent of the original costs required to
construct the initial CSRM project
PO 00000
Frm 00020
Fmt 4702
Sfmt 4702
template (expressed in current-day
dollars) of the Federal CSRM project.
(ii) The cost of the construction effort
to effect repair of the Federal CSRM
project for damages caused by the storm
(exclusive of dredge mobilization and
demobilization costs) exceeds eight
million dollars.
(iii) More than 50 percent of the
planned or historically placed sand for
nourishment efforts for the Federal
CSRM project is lost in a single season
because of one or more extraordinary
storms, which each meet the criteria for
duration or severity.
(iv) Only hard structural features of
the project are damaged.
(b) Project function compromised.
Emergency repair, rehabilitation, and
restoration assistance is available for a
Federal CSRM project following an
extraordinary storm only if the damage
sustained by the project significantly
compromises the project’s ability to
provide risk reduction.
(c) Work at non-Federal sponsor
expense. The Rehabilitation Program
will cost share the work required to
restore the CSRM project to its design
profile, as documented in the most
recent inspection, as well as any costs
necessary to comply with
environmental requirements in
accordance with cost share provisions
in § 203.113. If deficient or deferred
project maintenance is outstanding
when damage to an CSRM project
occurs, then the deficient and deferred
maintenance will be accomplished by or
at the expense of the non-Federal
sponsor. At the earliest opportunity
prior to commencement of emergency
repair, rehabilitation, and restoration
work, the responsible Corps district
commander will inform the non-Federal
sponsor in writing of any work that
must be accomplished at non-Federal
sponsor expense.
(d) Economic justification. The
rehabilitation of the Federal CSRM
project must be economically justified.
§ 203.64 Modifications to Federal CSRM
projects undergoing emergency repair,
rehabilitation, and restoration.
Public Law 84–99 provides authority
to include modifications to Federal
CSRM projects as part of the emergency
repair, rehabilitation, and restoration
under Public Law 84–99. The Corps will
consider modifications proposed by the
non-Federal sponsor to address a major
deficiency of a Federal CSRM project
that has been damaged by the effects of
wind, wave, or water action of other
than ordinary nature is limited to those
modifications that address major
deficiencies determined necessary to
restore the adequate functioning of the
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
structure. Modifications that expand the
area protected by a project, or that alter
the design profile in a manner that
substantially change the nature or
magnitude of the project’s benefits are
beyond the scope of Public Law 84–99
assistance.
(a) Principal purposes of
modifications. If economically justified,
a Federal CSRM project undergoing
emergency repair, rehabilitation, and
restoration under Public Law 84–99 may
be modified at the request of the nonFederal sponsor. A modification
consists of the addition of new features,
elements, components, or items, or the
upgrading of existing ones, which
would improve the structural integrity
of the project. The Corps will consider
requests for such a modification of a
Federal CSRM project to address major
deficiencies based on one or more of the
following criteria:
(1) The modification is expected to
significantly decrease the risk of loss of
life and property damage without
expanding the area protected or
substantially changing the nature or
magnitude of the project’s benefits (e.g.,
armoring).
(2) The modification is expected to
decrease total Corps life-cycle
rehabilitation costs (to include flood
fight costs) for the project.
(3) The modification is necessary to
preserve the structural integrity of the
existing project.
(4) The modification is the most costeffective means of complying with
substantive environmental requirements
such as the Endangered Species Act.
(b) Allowable features of
modifications. Modifications to address
major deficiencies may include:
(1) Adjusting the project’s sand
volume and distribution within the
authorized profile features (dunes,
storm berm, and beach) to address
project performance deficiencies.
(2) Adjusting nourishment sediment
size and type or sand sources.
(3) Strengthening or improving hard
or hardened features of the project.
(c) Cost sharing of modifications. The
non-Federal sponsor for the Federal
CSRM project must fund all costs
associated with a modification that the
Corps determines to exceed the cost of
emergency repair, rehabilitation, and
restoration. Costs assigned to emergency
repair, rehabilitation, and restoration
will be funded by the Corps. Cost
sharing requirements are described in
more detail in § 203.113.
(d) Requests for modifications. The
non-Federal sponsor for a Federal CSRM
project must submit a request in writing
to the responsible Corps district
commander for consideration of
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
modifications to address major
deficiencies. The modification request
must be submitted by the non-Federal
sponsor concurrently with a request to
determine repair eligibility as outlined
in § 203.63. The request must include a
description of the major deficiencies
that the modification is intended to
correct. Requests for modifications will
require the approval of the Corps
Director, Contingency Operations and
Office of Homeland Security.
(e) Limitations of modifications. The
Corps will not consider modifications of
a Federal CSRM project under Public
Law 84–99 to improve the condition of
the project beyond its pre-storm
condition, or to achieve a purpose that
is not related to coastal storm risk
management.
Subpart F—Nonstructural Alternatives
to Emergency Repair, Rehabilitation,
and Restoration of Flood Risk
Management and Federal Coastal
Storm Risk Management Projects
§ 203.71
General.
(a) Under Public Law 84–99, the Chief
of Engineers is authorized, when
requested by the non-Federal sponsor,
to implement nonstructural alternatives
to the emergency repair, rehabilitation,
and restoration of FRM projects and
Federal CSRM projects damaged by
floods or coastal storms.
(1) The option of implementing a
nonstructural alternative project (NSAP)
in lieu of structural emergency repair,
rehabilitation, and restoration is
available only to non-Federal sponsors
of FRM or Federal CSRM projects
eligible for emergency repair,
rehabilitation, and restoration assistance
in accordance with this part, and only
upon the written request of the nonFederal sponsor.
(2) A sponsor is required for
implementation of an NSAP. The NSAP
sponsor must be either a non-Federal
sponsor, as defined in § 203.14, or
another Federal agency with sufficient
authority to jointly fund
implementation of the NSAP and
assume the responsibilities described in
paragraph (d) of this section.
(3) The Corps shall not be responsible
for the operation, maintenance, or
management of any NSAP implemented
under this section.
(4) Implementation of a nonstructural
alternative for a Federal FRM project or
Federal CSRM project requires an
amendment to the project partnership
agreement for the project. The Corps
Director, Contingency Operations and
Office of Homeland Security, will
approve such amendments.
PO 00000
Frm 00021
Fmt 4702
Sfmt 4702
68405
(5) The criteria for evaluating a
proposed NSAP include:
(i) Reduction of overall risk of loss of
life and future flood damages, including
to areas that may be upstream or
downstream of the project.
(ii) Floodplain restoration.
(iii) Provision or restoration of
floodways.
(iv) Habitat restoration, when
incidental to the principal purpose of
reducing vulnerability to a flood or
coastal storm event.
(6) The Corps may, in its sole
discretion, reject any request for an
NSAP that would:
(i) Increase future Federal costs or
economic damages;
(ii) Have a significant adverse impact
on the integrity, stability, or level of risk
reduction of adjacent or nearby flood
risk management projects; or
(iii) Lead to an increased risk of loss
of life or property during flood events.
(c) Corps expenditures. Exclusive of
the costs of investigation, report
preparation, engineering and design
work, and related costs, Corps
expenditures for implementation of an
NSAP are limited to the lesser of the
Federal share of emergency repair,
rehabilitation, and restoration
construction costs of the project were
the FRM or Federal CSRM project to be
structurally rehabilitated in accordance
with subparts D or E of this part, or the
Federal share of computed benefits
which would be derived from such
structural rehabilitation. The Corps
Director, Contingency Operations and
Office of Homeland Security, may
approve exceptions to the limitations on
Corps expenditures when the following
criteria are met:
(1) The costs of the NSAP are
economically justified.
(2) The costs of the NSAP are
reasonable in comparison to the
estimated total life-cycle Corps flood
response, post flood response, and
rehabilitation costs for the FRM or
Federal CSRM project.
(3) Implementation of the NSAP will
significantly reduce the risk of life loss
and property damage in the area
protected by the FRM or Federal CSRM
project.
(d) Responsibilities of the NSAP
sponsor. Responsibilities of the sponsor
for the NSAP include:
(1) Operate and maintain the NSAP.
(2) Provide, or arrange for and obtain,
all funding required to implement the
NSAP in excess of the limitation
established in paragraph (c) of this
section.
(3) Acquire or provide all LERRDs
required to implement the NSAP or, if
the Corps elects to perform acquisition
E:\FR\FM\15NOP1.SGM
15NOP1
lotter on DSK11XQN23PROD with PROPOSALS1
68406
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
or relocations, accept the transfer of
ownership of, or jurisdiction over, any
lands or interests in land acquired by
the Corps.
(e) Federal agency acting as NSAP
sponsor. If another Federal agency
serves as the NSAP sponsor, an
interagency agreement between the
Corps and the Federal agency serving as
the NSAP sponsor is required, in
accordance with paragraph (l) of this
section.
(f) Responsibilities of the non-Federal
sponsor for a non-Federal flood risk
management project, Federal flood risk
management project, and/or Federal
Coastal Storm Risk Management project
(FRM/CSRM) requesting
implementation of a NSAP.
(1) The non-Federal sponsor for a
FRM or CSRM project must request the
Corps undertake a NSAP in lieu of
emergency repair, rehabilitation, and
restoration of the FRM or CSRM project,
in accordance with the sponsor’s
applicable laws, ordinances, rules, and
regulations.
(2) If not also the NSAP non-Federal
sponsor, the non-Federal sponsor for the
FRM or CSRM project must:
(i) Divest itself of responsibility to
operate and maintain the FRM or CSRM
project involved in the NSAP.
(ii) Provide to the NSAP sponsor such
lands or interests in lands as it may
have which the Corps determines are
necessary to implement the NSAP.
(g) Allowable Public Law 84–99
expenses for NSAPs. Some of the
allowable expenses relative to
implementing a NSAP reflect:
(1) Acquisition of land or interests in
land.
(2) Removal of structures, including
manufactured homes, for salvage or
reuse purposes.
(3) Demolition and removal of
structures, including utility connections
and related items.
(4) Debris removal and debris
reduction.
(5) Removal, protection, and
relocation of highways, roads, utilities,
cemeteries, and railroads.
(6) Construction to promote, enhance,
control, or modify water flows into, out
of, through, or around the nonstructural
project area.
(7) Nonstructural habitat restoration,
to include select planting of native and
desirable plant species, native species
nesting site enhancements, etc.
(8) Total or partial removal or razing
of existing reaches of a levee, to include
removal of bank protection features and/
or riprap.
(9) Flood proofing or otherwise
reducing the risk of flood related
damages to essential public facilities
within the non-structural project area.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
(10) Supervision, administrative, and
contract administration costs of other
expenses allowed in this paragraph.
(h) Time limitation. Corps
participation in development and
implementation of an NSAP may cease,
at the sole discretion of the Corps, three
years after the date of approval of
emergency repair, rehabilitation, and
restoration of the damaged FRM or
CSRM project or the date of receipt of
the non-Federal sponsor’s written
request for an NSAP, whichever is
earlier, if insufficient progress is being
made to develop and implement the
NSAP for reasons beyond the control of
the Corps. In such circumstances, the
Corps may, at its sole discretion, deny
the emergency repair, rehabilitation,
and restoration assistance that the nonFederal sponsor would have received
for the damaged project in the absence
of the proposed NSA.
(i) Participation and involvement of
other Federal, State, Tribal, local, and
private interests. Nothing in this section
shall be construed to limit the
participation of other Federal, State,
Tribal, local, and private interests in the
development, implementation, or future
operation and maintenance of an NSAP
under this section, subject to the
limitations of such participating
interest’s authorities and regulations.
(j) Future assistance. After transfer of
responsibility for all future operation,
maintenance, repair, replacement, and
rehabilitation of a NSAP to the NSAP
non-Federal sponsor or the lead Federal
agency, flood-related assistance
pursuant to Public Law 84–99 will not
be provided for the area for which the
FRM or Federal CSRM project was
effective in reducing the risk of flood or
storm damages, except for rescue
operations provided in accordance with
§ 203.31(a)(3). As an exception, on a
case-by-case basis, levees repaired or set
back as part of the implementation of an
NSAP may be considered for future
flood-related assistance by the Corps
Director, Contingency Operations and
Office of Homeland Security.
(k) Environmental considerations.
NSAPs are subject to the same
environmental requirements,
restrictions, and limitations as are
structural rehabilitation projects.
(l) Requirement for cooperation
agreement (CA) or Interagency
Agreement. (1) In order to clearly define
the obligations of the Corps and of the
non-Federal sponsor of a NSAP, a CA
with the non-Federal sponsor is
required. CA provisions for a NSAP are
addressed in paragraphs (l)(2) through
(l)(9) of this section. When another
Federal agency serves as the NSAP
sponsor, an interagency agreement
PO 00000
Frm 00022
Fmt 4702
Sfmt 4702
between the Corps and the Federal
agency is required. The provisions of
the interagency agency agreement will
be similar to, and consistent with,
requirements detailed in paragraphs
(l)(2) through (l)(9) of this section, with
appropriate modifications based on the
other Federal agency’s authorized
expenditures and programs.
(2) In addition to the responsibilities
described in paragraph (d) of this
section, the CA will require the nonFederal sponsor of the NSAP or, in the
case of a NSAP sponsored by another
Federal agency, the non-Federal sponsor
of the FRM or CSRM project requesting
implementation of the NSAP, to hold
and save the United States free from
damages due to the project, except for
damages due to the fault or negligence
of the United States or its contractor.
(3) The CA will provide that the Corps
will assume up to 100 percent of the
costs of implementing a NSAP, subject
to the limitations set forth in paragraph
(c) of this section.
(4) The CA may allow the non-Federal
sponsor for a NSAP to use funding from
other Federal agencies to fulfill its
sponsor responsibilities, but only if the
Federal agency providing the funding
determines in writing that use of the
funds for such purposes is specifically
authorized by law.
(5) The CA will allow the non-Federal
sponsor for a NSAP to elect to assume
responsibility for a larger percentage of
eligible costs for the NSAP than the
maximum provided for in this section.
(6) The CA will include the
prohibition of future assistance
described in paragraph (j) of this
section.
(7) The CA will include
acknowledgment of, and a statement of
planned adherence to, Executive Order
11988, Floodplain Management, 3 CFR
part 117 (1977 Compilation), or as it
may be revised in the future, by the
NSAP non-Federal sponsor.
(8) The CA will require the nonFederal sponsor for the NSAP to place
legal restrictions on lands formerly
protected by the FRM or Federal CSRM
project that will preclude future use and
development of such lands in a fashion
incompatible with the purposes of the
NSAP.
(9) In the event the Corps does not
elect to perform real property
acquisition for a NSAP, the CA will
provide for reimbursement of the costs
incurred by the non-Federal sponsor to
acquire lands or interests in land that
are required for the NSAP, subject to the
limitations set forth in paragraph (c) of
this section. The Corps will not
reimburse the non-Federal sponsor of a
NSAP for the value of lands or interests
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
in land required for the NSAP that are
publicly owned on the effective date of
the CA, unless the lands or interests in
land were acquired by the non-Federal
sponsor for purposes of implementing a
NSAP after the date of the flood or
coastal storm event that damaged the
eligible FRM or Federal CSRM project.
Subpart G—Emergency Drinking Water
Assistance: Contaminated Water
Source
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.81
Authority and policy.
(a) Authority. The Chief of Engineers
is authorized to provide emergency
supplies of clean water to any locality
confronted with a source of
contaminated water causing, or likely to
cause, a substantial threat to the public
health and welfare of the inhabitants of
the locality.
(b) Policy. (1) Any locality faced with
a threat to public health and welfare
from a contaminated source of drinking
water is eligible for assistance.
(2) Eligibility for assistance will be
based on one or more of the following
factors:
(i) Exceedance of the maximum
contaminant level for a contaminant, as
established by the Environmental
Protection Agency pursuant to the Safe
Drinking Water Act (see 40 CFR part
141).
(ii) The water supply has been
identified as a source of illness by a
Federal, State, or Tribal public health
official. The specific contaminant does
not have to be identified.
(iii) An emergency (e.g., a flood or
chemical spill) has occurred that has
resulted in one of the following:
(A) One or more contaminants
entering the source on a sufficient scale
to endanger health.
(B) Inoperability of the equipment
necessary to remove known
contaminants.
(iv) The presence of a contaminant is
indicated based on other information
available.
(3) Corps assistance will be scaled to
provide the minimum amount of water
required to maintain the health and
welfare requirements of the affected
population. The quantity of water and
the means of distribution will be at the
discretion of the responsible Corps
district commander, who will consider
the needs of the individual situation,
the needs of the affected community,
and the cost-effectiveness of providing
water by various methods.
(4) If a locality has multiple sources
of water, assistance will be furnished
only to the extent that the remaining
sources, with reasonable conservation
measures, cannot provide adequate
supplies of drinking water.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
(5) Loss of water supply is not a basis
for assistance under this authority.
(6) Water will not be furnished for
commercial processes, except as
incidental to the use of existing
distribution systems. This does not
prohibit the furnishing of water for
drinking by employees and on-site
customers. Water for preparing retail
meals and similar personal needs may
be provided to the extent it would be
furnished to individuals.
(7) The permanent restoration of a
safe supply of drinking water is the
responsibility of local interests.
(8) State, Tribal, and local
governments must make full use of their
own resources, including National
Guard capabilities.
§ 203.82
Eligibility criteria and procedures.
(a) Written request. The Governor or
his/her authorized representative or the
responsible Tribal official must submit
a written request for assistance to the
responsible Corps district commander.
Requests must provide the following
information:
(1) Describe the State/Tribal/local
efforts undertaken. Indicate if all
reasonably available resources have
been committed.
(2) Identify the specific needs of the
locality, and what is being requested
from the Corps.
(3) Identify additional commitments
to be accomplished by the State or
Tribal Nation, to include the entity or
agency responsible for development of
the permanent resolution.
(4) Identify the non-Federal project
sponsor.
(b) Cooperation agreement. Corps
assistance requires a non-Federal
sponsor to enter in a Cooperation
Agreement (CA) subject to subpart J of
this part. This agreement must cover
specified services and responsibilities of
each party, and provision of a firm
schedule for the non-Federal sponsor to
provide normal supplies of water.
(c) Duration of assistance. Corps
assistance is generally limited to 30
days. Extension of this 30-day period
requires execution of an amendment to
the CA between the non-Federal
sponsor and the Corps.
(d) Non-Federal sponsor
responsibilities. Non-Federal sponsors
are responsible for:
(1) Restoration of the routine supply
of clean drinking water, including
correcting any situations that cause
contamination.
(2) Adhering to the CA.
(3) Implementation of reasonable
water conservation measures.
(4) Operating, fueling, and
maintaining any leased or loaned
equipment.
PO 00000
Frm 00023
Fmt 4702
Sfmt 4702
68407
(5) Removing and returning leased or
loaned equipment in a fully maintained
condition to the Corps within a
reasonable timeframe after the
assistance period in the CA has expired.
Subpart H—Drought Assistance
§ 203.91
Authority and policy.
(a) Authority. The Chief of Engineers,
acting for the Secretary of the Army, has
the authority under certain conditions
to construct wells for farmers, ranchers,
and political subdivisions, and to
transport water to political subdivisions,
within areas determined to be droughtdistressed.
(b) Policy. (1) Corps assistance to
provide emergency water supplies will
only be considered when eligible
applicants have exhausted reasonable
means for securing necessary water
supplies, including assistance and
support from other Federal agencies.
(2) Before Corps assistance is
considered under this authority, the
applicability of other Federal assistance
authorities must be evaluated. If these
programs cannot provide the needed
assistance, then maximum coordination
should be made with appropriate
agencies in implementing Corps
assistance.
(c) Definitions applicable to this
subpart. (1) Construction. Initial
construction, reconstruction, or repair.
(2) Drought-distressed area. An area
that the Corps Deputy Commanding
General for Civil and Emergency
Operations has determined, due to
drought conditions, to have an
inadequate water supply that is causing,
or is likely to cause, a substantial threat
to the health and welfare of the
inhabitants of the impacted area,
including the threat of damage or loss of
property.
(3) Eligible applicant. Any rancher,
farmer, or political subdivision within a
designated drought-distressed area that
is experiencing an inadequate supply of
water due to drought.
(4) Farmer or rancher. An individual
who realizes at least one-third of his or
her gross annual income from
agricultural sources and is recognized in
the community as a farmer or rancher.
A farming partnership, corporation, or
similar entity engaged in farming or
ranching, which receives its majority
income from such activity, is also
considered to be a farmer or rancher,
and thus an eligible applicant.
(5) Political subdivision. A city, town,
borough, county, parish, district,
association, or other public body created
by, or pursuant to, State law, having
jurisdiction over the water supply of
such public body.
E:\FR\FM\15NOP1.SGM
15NOP1
68408
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
(6) Reasonable cost. In connection
with the Corps construction of a well,
means the lesser of:
(i) The cost of the Corps to construct
a well in accordance with these
regulations, exclusive of:
(A) The cost of transporting
equipment used in the construction of
wells.
(B) The cost of investigation and
report preparation to determine the
suitability to construct a well.
(ii) The cost to a private business of
constructing such a well.
(7) State. Any State, the District of
Columbia, the Commonwealth of Puerto
Rico, the Virgin Islands, Guam,
Northern Marianas Islands, American
Samoa, and the Trust Territory of the
Pacific Islands.
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.92
Eligibility criteria and procedures.
(a) Written request. The Governor or
his/her authorized representative must
submit a request for assistance in
writing to the responsible Corps district
commander. Tribal Nations may request
assistance through the Governor of the
State where affected Tribal lands are
located. Requests must provide the
following information:
(1) Describe the State, Tribal, and
local efforts undertaken. Indicate if all
reasonably available resources have
been committed.
(2) Identify the specific needs of the
locality, and what is being requested
from the Corps.
(3) Identify additional commitments
to be accomplished by the State or
Tribe, to include the entity or agency
responsible for development of the
permanent resolution.
(4) Identify the non-Federal project
sponsor.
(b) Cooperation agreement. Corps
assistance requires a non-Federal
sponsor to enter into a Cooperation
Agreement (CA) subject to subpart J of
this part. This agreement must cover
specified services and responsibilities of
each party, and provision of a firm
schedule for local interests to provide
normal supplies of water.
(c) Duration of assistance. Corps
assistance is generally limited to 90
days. Extension of this 90-day period
requires execution of an amendment to
the CA between the non-Federal
sponsor and the Corps.
(d) Non-Federal sponsor
responsibilities. Non-Federal sponsors
are responsible for:
(1) Adhering to the CA.
(2) Implementation of reasonable
water conservation measures.
(3) Operating, fueling, and
maintaining any leased or loaned
equipment.
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
(4) Removing and returning leased or
loaned equipment in a fully maintained
condition to the Corps within a
reasonable timeframe after the situation
is resolved.
(e) Well construction. Assistance to an
eligible applicant for the construction of
a well may be provided only on a costreimbursable basis. Equipment owned
by the United States will be utilized to
the maximum extent possible in
exercising the authority to drill wells,
but only when commercial firms cannot
provide comparable service within the
time needed to prevent the applicant
from suffering significantly increased
hardships from the effects of an
inadequate water supply. Assistance
may be provided when:
(1) It is in response to a written
request by a farmer, rancher, or political
subdivision for construction of a well
under Public Law 84–99.
(2) The applicant is located within an
area that has been determined to be
drought-distressed.
(3) The determination has been made
that:
(i) The applicant, because of the
drought, has an inadequate supply of
water.
(ii) An adequate supply of water can
be made available to the applicant
through the construction of a well.
(iii) As a result of the drought, a
private business could not construct the
well within a reasonable time.
(4) The applicant has secured the
necessary funding for well construction
from commercial or other sources or has
entered into a contract to pay to the
United States the reasonable cost of
such construction with interest over a
period of years, not to exceed 30, as the
Assistant Secretary of the Army, Civil
Works, deems appropriate.
(5) The applicant has obtained all
necessary Federal, State and local
permits.
(f) Transport of water.
(1) Assistance may be provided when:
(i) It is in response to a written
request by a political subdivision for
transportation of water; and
(ii) The applicant is located within an
area that has been determined to be
drought-distressed.
(2) Transportation of water by
vehicles, small diameter pipeline, or
other means as determined by the Corps
will be at 100-percent Federal cost.
(3) Corps assistance will be provided
only in connection with water needed
for human consumption. Assistance will
not be provided for livestock, irrigation
for crop production, recreation,
commercial, or industrial processing
under this authority.
(4) Corps assistance will not include
the purchase of water, or the cost of
PO 00000
Frm 00024
Fmt 4702
Sfmt 4702
loading or discharging the water into or
from any Government conveyance, to
include Government-leased conveyance.
(5) Equipment owned by the United
States will be utilized to the maximum
extent possible in exercising the
authority to transport water, consistent
with lowest total Federal cost.
Subpart I—Advance Measures
§ 203.101
General.
Advance measures consist of those
activities performed prior to flooding or
flood fighting activities to protect and
mitigate against loss of life and
significant damages to urban areas,
public facilities, flood and coastal storm
risk management systems or critical
infrastructure due to an imminent threat
of unusual flooding.
(a) Emergency work. Emergency work
under this authority will be considered
when requested by the Governor of a
State or a Tribal official confronted with
an imminent threat of unusual flooding.
Corps assistance will be scaled to
complement the maximum efforts of
responsible State, Tribal, and local
interests. Projects will be designed for
the specific threat and temporary in
nature.
(b) Contingency planning. The Corps
will consider providing contingency
planning assistance for advance
measures when requested by the
Governor of a State or Tribal official.
Contingency planning assistance
consists of technical assistance and
contingency planning activities to
supplement responsible State, Tribal,
and local interests in their efforts to
plan for, and protect and mitigate
against, loss of life and significant
damages.
(c) Definitions. (1) Imminent threat. A
subjective statistical evaluation of how
quickly a threat scenario can develop,
and how likely that threat is to develop
in each geographical location. Implicit
in the timing aspect can be
considerations of available time (e.g.,
when the next flood or storm event is
likely to occur), season (e.g., a snowpack
that will melt in the coming spring
runoff), or of known cyclical activities.
An imminent threat does not exist when
a request for advance measures
identifies threats that can be addressed
through the water resources
development project planning process.
(2) Unusual flooding. A subjective
determination that considers the
potential for a flood or coastal storm
event to cause flooding that approaches
an area’s flood of record or is otherwise
catastrophic and that results in
significant damage and disruption of the
E:\FR\FM\15NOP1.SGM
15NOP1
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
normal functioning of a community for
an extended period of time.
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.102 Eligibility criteria and
procedures.
(a) Advance measures assistance. (1)
Qualifying conditions. An imminent
threat of unusual flooding must exist
before the Corps will approve advance
measures. The threat may be established
by National Weather Service
predictions, or by Corps determinations
of a threat unusual flooding due to
specific adverse and unusual
conditions. The threat must be clearly
defined to the extent that it is readily
apparent that damages will be incurred
if preventive action is not taken
immediately.
(2) Written request. The Governor or
Tribal official must submit a request for
advance measures assistance in writing
to the responsible Corps district
commander. All requests must include
the following information:
(i) Describe the efforts undertaken by
non-Federal sponsors and responsible
State, Tribal, and local interests. Verify
that all available resources have been
committed.
(ii) Identify the specific needs and
describe the advance measures
assistance requested to address those
needs.
(iii) Identify additional commitments
to be accomplished by non-Federal
sponsors or responsible State, Tribal,
and local interests.
(iv) Identify the non-Federal sponsor
for the requested advance measures.
(3) Feasibility. Advance measures
must be temporary in nature,
technically feasible, designed to deal
effectively and efficiently with the
specific threat, and capable of
construction in time to prevent
anticipated damages. A permanent
standard of construction may be
considered in certain circumstances in
which a specific threat exists in a multiyear scenario such as wildfire burn scars
and subsequent denuded landscapes
and/or cyclical high lake level events on
the Great Lakes.
(4) Economic justification. Advance
measures must be economically
justified.
(5) Cooperation Agreement. The
requirements of subpart J of this part
apply to the CA for advance measures.
The non-Federal project sponsor must
remove temporary works constructed by
the Corps when the operation is over, at
no cost to the Corps.
(b) Contingency planning efforts for
potential advance measures activities.
Occasionally weather phenomena occur
which produce a much higher than
normal probability or threat of flooding
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
which may be predicted several months
in advance of occurrence or significant
impact. Impacts on specific locations
may be unpredictable, but regional
impacts may have a high likelihood of
occurrence. In such situations, the
Corps may provide technical and
contingency planning assistance to
responsible State, Tribal, and local
interests, commensurate with the
predicted weather phenomena, based on
written requests for assistance from
responsible State, Tribal, and local
interests. Specific proposed advance
measures resulting from such planning
efforts must be addressed as specified in
paragraph (a) of this section.
Subpart J—Local Interests/
Cooperation Agreements
§ 203.111
General.
The Corps and the non-Federal
sponsor will sign a Cooperation
Agreement (CA) whenever assistance
(other than short-term technical
assistance) is furnished. A CA does not
require approval by HQUSACE unless
they contain special or unusual
conditions.
§ 203.112 Non-Federal sponsor
requirements.
It is Corps policy that the provision of
assistance under Public Law 84–99 will,
insofar as feasible, require a non-Federal
sponsor to provide, without cost to the
United States, all LERRDs necessary for
the assistance activities; hold and save
the United States free from damages due
to the assistance activities, exclusive of
damages due to the fault or negligence
of the United States or its contractor;
and operate and maintain, in a manner
satisfactory to the Corps, any works
constructed by the Corps after
completion. If any permanent works are
constructed, then the non-Federal
sponsor is required to operate and
maintain the works in accordance with
requirements determined by the Corps.
In determining whether a non-Federal
sponsor is capable of fulfilling the nonFederal obligations for a project, the
Corps will consider the non-Federal
sponsor’s performance capability, taking
into account any shortcomings in
meeting prior commitments with
Federal entities, including but not
limited to past experiences with the
Corps and any instances when the nonFederal sponsor has been listed as
excluded or disqualified from receiving
Federal assistance.
(a) Provision of LERRDs. This item
requires the non-Federal sponsor to
provide LERRDs by acquiring all
privately owned lands, easements, and
rights-of-way required for the assistance
PO 00000
Frm 00025
Fmt 4702
Sfmt 4702
68409
activities; authorizing the Corps and its
contractors to enter onto all lands,
easements, and rights-of-way required
for the assistance activities for purposes
of carrying out the assistance activities;
performing all facility and utility
relocations required for the assistance
activities; and constructing all
improvements to land required to
enable the disposal of dredged or
excavated material for the assistance
activities. The Corps will not generally
credit the value of LERRDs provided by
the non-Federal sponsor towards any
required non-Federal cash contribution
for an assistance activity. If more
advantageous to the Federal
government, the Corps, at the discretion
of the responsible district commander,
may assume responsibility for the
provision of borrow and disposal areas
required for an assistance activity. The
scope and duration of easements and
rights-of-way required for an assistance
activity will be determined by the
responsible district commander based
on a review of the requirements for the
assistance activity. Requirements that
continue for as long as a non-Federal
FRM project, or other public work
constructed by the Corps or benefited by
an assistance activity, remains
operational generally warrant the
provision of permanent easements and
rights-of-way.
(b) Hold and save clause. This
obligation serves as legal protection for
the United States. Where land required
for an assistance activity is under
tenancy, both the property owner and
the tenant should acknowledge the nonFederal sponsor’s signed CA.
(c) Operate and maintain clause. This
obligation protects the investment of
Federal resources by requiring the nonFederal sponsor for an assistance
activity to operate and maintain nonFederal FRM projects and other public
works constructed by the Corps or
benefited by the provision of assistance
by the Corps. This obligation extends to
all interrelated features of the nonFederal FRM project or other public
work benefited by the provision of
assistance by the Corps.
(d) Removal of temporary works. The
non-Federal sponsor is responsible for
the removal of all temporary flood risk
management structures and similar
works constructed or installed by the
Corps during the provision of flood
response, post flood response, advance
measures, or other assistance. This
includes the removal of sandbags. The
non-Federal sponsor must initiate action
to remove the temporary works within
30 days after the flood threat has passed.
(e) Equipment. The non-Federal
sponsor must operate, fuel, and
E:\FR\FM\15NOP1.SGM
15NOP1
68410
Federal Register / Vol. 87, No. 219 / Tuesday, November 15, 2022 / Proposed Rules
maintain any leased or loaned
equipment, and return the leased or
loaned equipment in a fully maintained
condition to the Corps within a
reasonable timeframe after the
emergency situation is resolved.
(f) Adequacy of local cooperation. In
determining the adequacy of the pledge
of local cooperation, responsible district
commander must consider the nonFederal sponsor’s performance
capability, considering any
shortcomings in meeting prior
commitments. Non-Federal sponsors
should make provisions to establish and
provide resources for a ‘‘Contingency
Fund’’ to meet future maintenance
requirements if apparent inadequacies
of protective works indicate
maintenance costs will be unusually
high. Non-Federal sponsors should
make provisions to establish and
provide resources for a ‘‘Capital
Improvement Fund’’ to meet future
costs of capital improvement projects
such as replacement of culverts in
levees, pump station equipment, etc.
(g) Eligibility under other federal
programs. The CA must be worded to
allow the non-Federal sponsor to accept
funding from other Federal programs to
meet non-Federal obligations. For
example, removal of temporary works
will be without cost to the Corps under
Public Law 84–99 assistance but may
not be at no cost to the United States.
Use of another Federal agency’s funds is
contingent upon that agency providing
the Corps a written determination that
such usage is specifically authorized by
law.
lotter on DSK11XQN23PROD with PROPOSALS1
§ 203.113
Funds and cost sharing.
In addition to the standard nonFederal obligations for an assistance
activity that requires execution of a CA,
non-Federal contributions to the
assistance activity may be in the form of
cash or in-kind contributions. The final
terms agreed upon will be documented
in writing and made a part of the CA
before commencement of the assistance
activity.
(a) Provision of in-kind contributions.
The non-Federal sponsor may minimize
the amount of any required non-Federal
cash contribution for an assistance
activity by providing materials or
services in-kind. In-kind contributions
are generally subject to the requirements
in 2 CFR 200.306, Cost sharing or
matching. In-kind contributions for
assistance activities may be in the form
of labor, equipment, supplies, and/or
services. Only in-kind contributions
identified in a CA and carried out after
execution of a CA are eligible to be
accepted as part of the non-Federal
share of the cost of an assistance
VerDate Sep<11>2014
17:10 Nov 14, 2022
Jkt 259001
activity. In-kind contributions do not
include the provision of LERRDs.
(b) Cost sharing. (1) The Corps may
assume up to 100 percent of eligible
costs for emergency repair,
rehabilitation, and restoration of a
Federal FRM or Federal CSRM project
and up to 80 percent of eligible costs for
emergency repair, rehabilitation, and
restoration of a non-Federal FRM
project.
(2) The non-Federal sponsor may elect
to assume responsibility for a larger
percentage of eligible costs for
emergency repair, rehabilitation, and
restoration of Federal or non-Federal
FRM projects or Federal CSRM projects.
(3) The non-Federal sponsor will fund
the cost to implement modifications of
a FRM or Federal CSRM project. The
cost to implement the modification is
the difference between the cost to repair
the project to it pre-flood event
condition and the cost to repair the
project with the requested modification.
(4) The Corps will normally provide
100 percent of the cost of advance
measures. However, for those projects
where a permanent construction
standard (vice a temporary standard) is
used, the non-Federal sponsor will
normally be required to provide 35
percent of the total project cost.
(5) All costs for LERRDs and costs to
repair, rehabilitate, or replace project
components or features that the Corps
has determined do not meet Corps
guidelines are the responsibility of the
non-Federal sponsor and will not be
accepted as part of any required nonFederal cost share.
(6) The Corps will determine the
dollar value of any in-kind
contributions provided by the nonFederal sponsor.
(c) Payment of Costs in Excess of
Benefits for Emergency Repair,
Rehabilitation, and Restoration
Assistance. The Corps may carry out
emergency repair, rehabilitation, and
restoration of a FRM or Federal CSRM
project that is not economically justified
if the non-Federal sponsor provide
funds or in-kind contributions in an
amount sufficient to result in a benefit
cost ratio of unity or higher for the
emergency repair, rehabilitation, and
restoration activities. All of the
following criteria must be satisfied:
(1) The non-Federal sponsor is willing
to provide the necessary funds or inkind contributions.
(2) Deferred maintenance, deficient
maintenance, or negligent operation did
not contribute to the damage.
(3) The proposed rehabilitation effort
could benefit another water resources
development project constructed by the
Corps.
PO 00000
Frm 00026
Fmt 4702
Sfmt 4702
§ 203.114
Project partnership agreements.
(a) Prior to the provision of assistance
for, or at the location of, a Federal FRM
or Federal CSRM project, the Corps will
review the existing Project Partnership
Agreement (PPA), Project Cooperation
Agreement (PCA) or Local Cooperation
Agreement (LCA) to determine if the
PPA, PCA or LCA sufficiently protects
the interests of the United States and the
non-Federal sponsor.
(b) If the existing PPA, PCA, or LCA
is sufficient, in lieu of executing a CA,
the responsible Corps district
commander will notify the non-Federal
sponsor in writing of the determination.
The notification will identify any
known cost share requirements and the
requirements contained in § 203.112.
The notification will also advise the
non-Federal sponsor that the terms of
the executed PPA, specifically including
the hold and save clause and the
operation, maintenance, repair,
replacement, and rehabilitation
obligation, remain in full effect and
apply as well to the work that will be
undertaken pursuant to Public Law 84–
99. Prior to the provision of assistance,
the non-Federal sponsor must confirm
in writing these responsibilities and
acknowledge that it will be providing all
required LERRDs.
(c) If the responsible Corps district
commander determines that the existing
PPA, PCA, or LCA is insufficient to
protect the interests of the United States
and the non-Federal sponsor, the nonFederal sponsor must execute a CA in
accordance with this subpart.
§ 203.115 Procedures and responsibilities
upon completion of emergency repair,
rehabilitation, and restoration work.
The non-Federal sponsor is
responsible for the future operation,
maintenance, repair, replacement, and
rehabilitation of all emergency repair,
rehabilitation, and restoration work
carried out by the Corps under Public
Law 84–99.
[FR Doc. 2022–24543 Filed 11–14–22; 8:45 am]
BILLING CODE 3720–58–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R09–OAR–2022–0837; FRL–10294–
01–R9]
Air Plan Approval; California; Ventura
County Air Pollution Control District
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
E:\FR\FM\15NOP1.SGM
15NOP1
Agencies
[Federal Register Volume 87, Number 219 (Tuesday, November 15, 2022)]
[Proposed Rules]
[Pages 68386-68410]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-24543]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF DEFENSE
Corps of Engineers, Department of the Army
33 CFR Part 203
[Docket ID: COE-2021-0008]
RIN 0710-AA78
Natural Disaster Procedures: Preparedness, Response, and Recovery
Activities of the Corps of Engineers
AGENCY: U.S. Army Corps of Engineers (Corps), Department of Defense
(DoD).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Corps is proposing to revise its natural disaster
procedures under this part of the Code of Federal Regulations (CFR),
which implements a section of the Flood Control Act of 1941, as
amended. Revisions will incorporate advances in risk-informed decision-
making approaches and disaster response lessons learned, as well as
recent amendments to this section of the Flood Control Act of 1941.
DATES: Comments must be received on or before January 17, 2023.
ADDRESSES: You may submit comments, identified by docket number COE-
2021-0008, using any of these methods:
1. Federal eRulemaking Portal: https://www.regulations.gov. Follow
the instructions for submitting comments.
2. Email: [email protected] and include the docket number,
COE-2021-0008, in the subject line of the message.
3. Mail: HQ, U.S. Army Corps of Engineers, ATTN: 33CFR203/CECW-HS/
3D64, 441 G Street NW, Washington, DC 20314-1000.
4. Hand Delivery/Courier: Due to security requirements, we cannot
receive comments by hand delivery or courier.
Instructions: Direct your comments to docket number COE-2021-0008.
The public docket will include all comments exactly as submitted and
without change and may be made available on-line at https://www.regulations.gov. This will include any personal information
provided, unless the commenter indicates that the comment includes
information claimed to be Confidential Business Information (CBI) or
other information where disclosure is restricted by statute. Do not
submit information that you consider to be CBI, or otherwise protected,
through regulations.gov or email. The regulations.gov website is an
anonymous access system, which means we will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email directly to the Corps without going through
regulations.gov, your email address will be automatically captured and
included as part of the comment placed in the public docket and made
available on the internet. If you submit an electronic comment, we
recommend that you include your name and other contact information in
the body of your comment and with any disk or CD-ROM you submit. If we
cannot read your comment because of technical difficulties and cannot
contact you for clarification, we may not be able to consider your
comment. Electronic comments should avoid the use of any special
characters, any form of encryption, and be free of any defects or
viruses.
Docket: For access to the docket to read background documents or
comments received, go to https://www.regulations.gov. All documents in
the docket are listed. Although listed in the index, some information
is not publicly available, such as CBI or other information whose
disclosure is restricted by statute. Certain other material, such as
copyrighted material, is not placed on the internet and will be
publicly available only in hard copy form.
FOR FURTHER INFORMATION CONTACT: Mr. Willem H.A. Helms, Office of
Homeland Security, Directorate of Civil Works, U.S. Army Corps of
Engineers, at (202) 761-5909 or [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
Background
General Information for the Proposed Rule
Need for Revision
Overview of Proposed Changes
Expected Benefits and Costs of Proposed Changes
Incorporation of Public Comments
References
Procedural Requirements
Background
Section 5 of the Flood Control Act of 1941, as amended, (33 U.S.C.
701n), commonly and hereinafter referred to as ``Public Law 84-99''
authorizes the Corps to undertake certain emergency management
activities. Specifically, Public Law 84-99 authorizes an emergency fund
to be expended in preparation for emergency response to any natural
disaster, in flood fighting and rescue operations, or in the repair or
restoration of any flood control work threatened or destroyed by flood.
These activities may include the strengthening, raising, extending,
realigning, or other modification thereof as may be necessary in the
discretion of the Chief of Engineers for the adequate functioning of
the work for flood control and subject to the condition that the Chief
of Engineers may include modifications to the structure or project, or
in implementation of nonstructural alternatives to the repair or
restoration of such flood control work if requested by the non-Federal
sponsor. The emergency fund may also be expended for use in the
emergency protection of federally authorized hurricane or shore
protection when in the discretion of the Chief of Engineers such
protection is warranted to protect against imminent
[[Page 68387]]
and substantial loss to life and property. In addition, the emergency
fund may be expended for the repair and restoration of any federally
authorized hurricane or shore protective structure or project damaged
or destroyed by wind, wave, or water action of other than an ordinary
nature. Such repair and restoration must be completed to either the
pre-storm level or the design level of risk reduction, whichever
provides greater protection, when, in the discretion of the Chief of
Engineers, such repair and restoration is warranted for the adequate
functioning of the structure or project for hurricane or shore
protection, subject to the condition that the Chief of Engineers may
include modifications to the structure or project to address major
deficiencies or implement nonstructural alternatives to the repair or
restoration of the structure if requested by the non-Federal sponsor.
The emergency fund may also be expended for emergency dredging for
restoration of authorized project depths for Federal navigable channels
and waterways made necessary by flood, drought, earthquake, or other
natural disasters. In any case in which the Chief of Engineers is
otherwise performing work under this section in an area for which the
Governor of the affected State has requested a determination that an
emergency exists or a declaration that a major disaster exists under
the Disaster Relief and Emergency Assistance Act [42 U.S.C. 5121 et
seq.], the Chief of Engineers is further authorized to perform on
public and private lands and waters for a period of 10 days following
the Governor's request any emergency work made necessary by such
emergency or disaster. Such work must be essential for the preservation
of life and property, including, but not limited to, channel clearance,
emergency shore protection, clearance and removal of debris and
wreckage endangering public health and safety, and temporary
restoration of essential public facilities and services. The Chief of
Engineers, in the exercise of his discretion, is further authorized to
provide emergency supplies of clean water, on such terms as he
determines to be advisable, to any locality which he finds is
confronted with a source of contaminated water causing or likely to
cause a substantial threat to the public health and welfare of the
inhabitants of the locality.
The Corps' Public Law 84-99 Program is multi-faceted program that
encompasses disaster preparedness, response and recovery activities in
support of Federal, State, Tribal, and local stakeholders. The Corps'
Public Law 84-99 Rehabilitation Program is a voluntary disaster
recovery program that provides for the rehabilitation (e.g., repair) of
damage to eligible Federal and non-Federal flood risk management
projects damaged by flood or coastal storms.
The Corps and other Federal agencies can assist communities in
assessing, communicating, and managing their flood risks and can help
them prepare for and respond to a flood, hurricane, or other natural
disaster. However, State, Tribal, and local governments, and those
living and working behind a flood or coastal storm risk management
project have the primary responsibility and role in this effort. The
residual flood risk associated with their projects is a result of how
those projects are expected to perform under a range of potential
floods, and the consequences that would result from their failure
during a flood.
The focus of this rulemaking is the Public Law 84-99 program. In
addition to Public Law 84-99, the Corps has other authorities. For
example, through its Planning Assistance to States program and its
Flood Plain Management Services program, the Corps is able to assist a
community to identify and evaluate options where the flood risk is
increasing due to climate change. Similarly, through these planning and
technical assistance programs, the Corps is able to encourage and
facilitate a collaborative approach to address complex natural
resources issues and Tribal treaty rights. However, the Corps generally
does not perform this kind of work through the Public Law 84-99
program. The Corps also recognizes the importance of environmental
justice. It applies this policy both in the Public Law 84-99 program
and under its other authorities.
Part 203 of Title 33 of the CFR is the Corps' implementing
regulation for Public Law 84-99 and was last promulgated in 2003 (68 FR
19357, April 21, 2003). Engineering Regulation 500-1-1 provides
internal agency-specific procedures implementation guidance for
implementing Public Law 84-99.
General Information for the Proposed Rule
1. Does this action apply to me? This action is directed to the
public in general, but will be of particular interest to a variety of
organizations, to include legally constituted non-Federal public bodies
responsible for operating and maintaining flood and coastal storm risk
management projects (referred to as ``non-Federal sponsors'' in 33
U.S.C. 701n), State, Tribal, territorial, and local emergency
management agencies, water resources agencies, environmental agencies,
fish and wildlife management agencies and organizations, and
floodplain, dam, and levee safety managers. This proposed rule applies
to many communities nationwide, including those with environmental
justice interests, and commenters are encouraged to provide their views
and inputs on environmental justice strategies related to this
rulemaking effort.
2. What should I consider as I prepare my comments for submission?
Commenters not familiar with current policy should review the
references section. These resources are available on the Federal
eRulemaking portal at https://www.regulations.gov. For ease of comment
review and consideration, commenters should consider referencing a
specific section or paragraph of 33 CFR part 203. In addition to
solicitation on the specific changes being proposed, the Corps solicits
comments in general on other issues or concerns related to this part
that commenters may wish to raise. For example, commenters may provide
comments on how best to incorporate nature-based solutions into this
program. For these comments, the commenter should state the issue or
concern, provide or reference any supporting documentation (e.g.,
reports, statistical data, and studies), and make a proposal or
recommendation about how to improve the regulation.
Need for Revision
This rule includes a proposed change in the focus of the
Rehabilitation Program. The eligibility of a levee system for
consideration for rehabilitation assistance after a flood was once
based only on inspections conducted by the Corps. More recently, the
Public Law 84-99 program has been transitioning to risk-informed
eligibility determinations for projects, which are based on an
evaluation of the non-Federal sponsor's overall risk management
activities, including information developed through inspections.
Additional changes are also proposed to effectively implement recent
amendments to Public Law 84-99.
Since the last revision in 2003, significant disasters, including
Hurricane Katrina (2005), Hurricane Sandy (2012), flooding on the
Mississippi and Missouri Rivers (2008, 2011, and 2013), and Hurricanes
Harvey, Irma, and Maria (2017) have provided a more detailed
understanding of the nature and severity of the risks associated with
coastal storms and floods. These significant events
[[Page 68388]]
provided information regarding project performance and the effects of
climate change that the Corps has considered when formulating this rule
update.
During Hurricane Katrina, the Federal response was found to be
reactive once State and local governments had exhausted available
response resources, and was not necessarily anticipatory. This rule
update provides ability to lend expertise and gain a greater
understanding of State, Tribal, and local needs and requirements in
order to improve their ability to prepare for, respond, and recover
from natural disasters. Lessons learned have also resulted in the
``whole of community'' principles outlined in the National Preparedness
Goal and supporting frameworks and which are incorporated in this rule
update.
Additionally, the maturation of risk-informed decision-making
approaches and technological advancements from a purely standards-based
perspective has influenced the outlook on how Public Law 84-99
activities should be implemented, with a shift towards better alignment
with the Corps Levee Safety and National Flood Risk Management
Programs. Risk-informed decision making uses an iterative process to
reduce risk over time by identifying the areas of acceptable risk,
monitoring the acceptable risk, and then devoting resources to manage
the sources of unacceptable risk in priority order. The process begins
by capturing activities and efforts within three overarching
categories: risk assessment, risk management, and risk communications.
Through this process, the Corps and non-Federal sponsors assess the
flood risk to property, infrastructure, public safety, and the
environment; and seek to reduce that risk in stages by addressing the
highest priority flood risk management deficiencies first, and by
working with elected officials and other risk managers to identify
other priority areas for investment. Through risk communication, people
living and working behind flood risk management projects also can make
informed decisions regarding flood insurance, evacuation measures,
flood proofing, and relocation. Risk assessment, risk management, and
risk communication concepts are included in this proposed update.
Given these developments since the last revision in 2003, the Corps
is proposing to repeal and replace part 203. The proposed revisions
include updated eligibility criteria for rehabilitation assistance
under Public Law 84-99. The proposed criteria are more risk-informed,
with the intended result of improved targeting of non-Federal sponsor
investments.
In addition to the lessons learned identified previously and the
evolution of Corps and national policy related to risk-informed
decision making and disaster risk management, the proposed revisions
reflect the enactment of the following statutes, which amended or
otherwise affected the Public Law 84-99 program:
1. Subsection 3029(a) of the Water Resources Reform and Development
Act of 2014 (WRRDA) (Pub. L. 113-121) grants the Chief of Engineers
authority to restore eligible hurricane or shore protection works to
the design level of risk reduction and, under certain circumstances, to
make modifications to flood control and hurricane or shore protection
works damaged during flood or coastal storms events, as well as the
authority to implement nonstructural alternatives in the repair and
restoration of hurricane or shore protection works if requested by the
non-Federal sponsor.
2. Section 3011 of WRRDA 2014 mandates that a levee system shall
remain eligible for rehabilitation assistance under Public Law 84-99 as
long as the system's non-Federal sponsors continue to make satisfactory
progress, as determined by the Secretary of the Army, on an approved
system wide improvement framework or letter of intent.
3. Section 1176 of the Water Resources Development Act of 2016
(WRDA) (Pub. L. 114-322, Title I) provides an express definition of
``nonstructural alternatives,'' as that term is used in Public Law 84-
99, and authorizes the Chief of Engineers, under certain circumstances,
to increase the level of risk reduction of flood control works when
conducting repair or restoration activities to such works under Public
Law 84-99.
4. Section 1160 of the Water Resources Development Act of 2018
(WRDA) (Pub. L. 115-270, Title I) provides the option of realignment to
the kinds of modifications that can be made to flood control works; and
changes the authorized level of restoration for coastal storm risk
management (CSRM) projects.
5. Section 1161 of the Water Resources Development Act of 2018
(WRDA) (Pub. L. 115-270, Title I), as amended by section 120 of the
Water Resources Development Act of 2020 (Division AA, Pub. L. 116-260),
authorizes the Chief of Engineers to repair or restore Federal and non-
Federal flood risk management (FRM) projects and federally authorized
CSRM projects when the costs of the repair or restoration work exceed
the benefits, if the non-Federal sponsor agrees to pay, in cash or in-
kind contributions, all costs in excess of the benefits of the repair
or restoration work and the Secretary determines that the damage to the
structure was not a result of negligent operation or maintenance and
that repair of the project could benefit another Corps project.
Overview of Proposed Changes
The section titles referred to in this section of the preamble
reflect the titles in the proposed regulatory text which may be
different than what is reflected in the currently codified regulatory
text.
Rulemaking Alternatives Considered
1. No rule update: In this alternative, the Corps would follow
status quo and continue to implement all changes through agency
discretion and internal regulations. This alternative was not selected
because the Public Law 84-99 amendments are very prescriptive and
public rulemaking is necessary to ensure implementing policy will
achieve its intended purpose as described in the proposed rule.
2. Repeal and replace only those provisions that pertain to the
Public Law 84-99 Rehabilitation and Inspection Program: In this
alternative, the Corps would issue a separate rule for the Public Law
84-99 Rehabilitation Program and would repeal the provisions in the
current rule that affect that program. This alternative was not
selected because it would result in two published rules for the Public
Law 84-99 program. That could result in misunderstandings of program
activities and inhibit transparency.
3. Repeal and replace all of the current rule (selected
alternative): In this selected alternative, the Corps proposes to
incorporate and integrate the current state of the practice of flood
risk management principles and concepts through the provision of agency
policy codified in a federal rule. The intended benefit is to encourage
broader community flood risk management activities by non-Federal
project sponsors specific to the flood risk management projects they
operate and maintain and in coordination with the applicable
communities. This rule alternative also consolidates recent Public Law
84-99 amendments into one comprehensive rule, ensuring the public has a
clear understanding of the responsibilities and requirements.
Proposed Changes to Each Section
Subpart A--Introduction
Section 203.11 General. Minor editorial changes are proposed for
[[Page 68389]]
clarity to better describe the purpose of this section of the
regulation and to reflect the requirements of Public Law 84-99, as
amended (33 U.S.C. 701n). Editorial changes also are proposed for
clarity and accuracy to better reflect the current authorities and
activities of the Corps under Public Law 84-99, such as changing
``flood control works'' to the more appropriate ``flood risk management
projects.'' In addition, two new subsections are proposed for ``Form of
Assistance'' and ``Availability of Assistance.'' The ``Form of
Assistance'' proposed text clarifies that direct assistance is only
provided to responsible State, Tribal, territorial, and local interests
rather than individuals and that the Corps generally does not transfer
Federal funds for the non-Federal performance of assistance activities.
The ``Availability of Assistance'' subsection proposed text clarifies
that Public Law 84-99 assistance is only provided when similar
assistance is not reasonably available from other Federal agencies.
Section 203.12 Definitions. To enhance transparency and common
understanding, new definitions are proposed for coastal storm risk
management projects; emergency repair, rehabilitation, and restoration;
Federal coastal storm risk management project; Federal flood risk
management projects; flood risk management projects; Tribal Nation;
interim risk reduction measures (IRRM); Lands, Easesment, Right-of-Way,
Relocation, and Disposal/Borrow sites (LERRDs); levee segment; levee
system; maintenance; non-Federal flood risk management project;
nonstructural alternatives; operation; rehabilitation; repair;
replacement; responsible State, Tribal, and local interests. In
general, these are terms commonly used by the Corps. Updated
definitions are proposed for Governor, to clarify that the Governor is
the chief executive of a State; and non-Federal Sponsor, to clarify the
applicable types of agreements. The current definition of Federal
project, flood control project, hurricane shore protection project
(HSPP), non-Federal project, repair and rehabilitation are proposed to
be removed as the proposed new and updated definitions would supersede
the content in those existing definitions to provide added granularity
and clarity.
Section 203.13 Federally-recognized Tribal Nations and the Alaska
Native corporations. Minor changes are proposed. There is an exception
proposed for tribes regarding emergency water assistance as the statute
defines such assistance is provided to States. The proposed exception
is required to ensure emergency water assistance may be provided to
tribes, albeit indirectly through the States. In other Public Law 84-99
assistance areas, the Tribal Nations may submit requests for assistance
directly to the Corps.
Section 203.14 Exceptions to policy. An ``exception to policy''
section is proposed in order to ensure flexibility when accomplishing
activities, prescribed in this rule, with complex and/or unforeseen
interdependencies.
Subpart B--Emergency Preparedness
Section 203.21 Emergency preparedness assistance. A new section is
proposed to clarify the purpose of this assistance to Federal, State,
Tribal, and local agenciesTribal, which is to help support their
efforts to prepare for a specific identified storm or forecasted high
water event that may lead to flooding. It also provides examples of
types of emergency preparedness activities.
Section 203.22 Emergency preparedness responsibilities of non-
Federal sponsors. This existing section is being renamed to use
``emergency'' rather than ``disaster'' to identify the broader set of
circumstances and emergency nature of the preparedness responsibilities
of non-Federal sponsors. It is also being renumbered to accommodate the
new section proposed above.
Through experience gained in recent disasters, the Corps has
learned that increased local preparedness capability is crucial to
subsequent natural disaster response and recovery. Changes are proposed
to improve local capability for disaster preparedness and planning,
primarily through technical assistance in support of this goal.
Preparedness planning and training are proposed to be listed as
separate subsections for clarity and emphasis on the respective actions
under the responsibility of the non-Federal sponsor. Floodplain
management and interim risk reduction measures are recognized as a
local reponsibility in this proposed rule. The current subsection on
the Corps Rehabilitation and Inspection Program (RIP) is proposed to be
replaced by the ``Emergency repair, rehabilitation, and restoration
assistance'' subsection to reflect the proposed transition to a risk-
informed eligibility determination. The proposed subsection also
clarifies the actions a non-Federal sponsor must undertake to maintain
eligibility for the Public Law 84-99 Program.
Subpart C--Emergency Operations
Subpart C is proposed to be rearranged for clarity and to eliminate
redundancies with the addition of a new section at Sec. 203.33. Much
of the content remains the same as the current regulation other than
the changes described below.
Section 203.31 General. The title of the section is proposed to be
modified from the existing ``Authority'' to reflect that the section
describes both the authority of the Corps and the responsibilities of
non-Federal sponsors for Emergency Operations. Changes are also
proposed in this section to remove duplicative information already
found in the proposed renumbered Sec. Sec. 203.32 and 203.33.
Section 203.31(b) is being proposed to modify the current
regulation at Sec. 203.31(a), which states that the Corps' flood
response measures are not appropriate for projects which protect
strictly agricultural lands. The new subsection allows for the Corps,
in some cases, to provide such measures for an FRM project that
primarily reduces the flood risk to agricultural lands. This allows for
Corps assistance to be provided in these limited situations and
reflects the contribution of agricultural lands to the national
economy.
Section 203.31(c) is proposed to establish the non-Federal
sponsor's role and responsibilities for certain Emergency Operations
activities. These are not new responsibilities. Rather, the propsoed
changes serve to ensure understanding of the role and responsibilities
of the non-Federal sponsor for those Emergency Operations activities.
Section 203.32 Flood response procedures. Language is proposed and
intended to address coordination with other Federal agencies to ensure
there is appropriate consideration of relevant statutes related to
environmental and cultural resources taking into account the exigency
of the circumstances. This proposed addition recognizes that
environmental and cultural resource protection statutes are applicable
to emergency actions and that coordination with other agencies at the
time of or in advance of the emergency response may be necessary. The
proposed language recognizes the importance of these statutory
requirements and ensures appropriate compliance and coordination
occurs. As proposed, Corps Districts should evaluate their emergency
response portfolio in coordination with other relevant agencies (e.g.,
the National Marine Fisheries Service, the U.S. Fish and Wildlife
Service, or the applicable State Historic Preservation Office) and
their response partners to determine whether programmatic compliance or
establishment of common standard operating procedures in advance of any
[[Page 68390]]
emergency response may be appropriate.
Section 203.33 Post flood response procedures. Minor changes are
proposed to simplify and clarify post flood response policy.
Subpart D--Rehabilitation Assistance for Flood Risk Management Projects
Damaged by Flood
Changes to this subpart title are proposed to incorporate the more
appropriate title ``flood risk management projects'' as opposed to the
formerly used term ``flood control works.'' In addition, the coastal
storms have been removed from the title as coastal storm risk
management is now proposed to be discussed in the revised Subpart E--
Emergency Repair, Rehabilitation, and Restoration Assistance for
Federal Coastal Storm Risk Management (CSRM) projects, to provide
clarity in distinguishing between the FRM and CSRM projects. Lastly,
reference to the Corps' Rehabilitation and Inspection Program is
proposed to be removed from the title to reflect the change in focus of
the program from the RIP to the risk-informed determinations.
As discussed previously, this proposed section introduces revised
criteria for initial and continued eligibility in the Rehabilitation
Program, modifications to existing flood risk management projects, and
the System Wide Improvement Framework (SWIF). By incorporating lessons
learned from recent disasters, the proposed changes will help non-
Federal sponsors improve their flood risk management. Risk-informed
decision making uses an iterative process to reduce risk over time by
identifying the areas of acceptable risk, monitoring the acceptable
risk, and then effectively devoting resources to manage the sources of
unacceptable risk in priority order. The proposed changes in this
subpart will transition from eligibility criteria for rehabilitation
assistance based on an inspection to a risk-informed approach,
primarily based on an evaluation of a broader set of non-Federal
sponsor's risk management activities.
The changes are necessary to encourage broad flood risk management
actions, including establishing investment priorities at the local
level based on risk and cost-effectiveness, and to achieve greater
flexibility to protect and restore natural resources. The proposed
changes also are intended to promote community discussion and
engagement in a broader set of actions to help communities manage flood
risk; and to encourage dialogue and problem solving.
Section 203.41 General. The current section is proposed to be
completely replaced. The changes proposed in this section introduce the
reframing of the current inspection-only program for eligibility
determinations to the updated risk-informed determinations of the
Rehabilitation Program. It outlines both the proposed initial and
continuing eligibility criteria for Federal and non-Federal FRM
projects to include the components required and process for obtaining
an eligibility determination. These proposed changes provide clarity
and transparency to the program.
Section 203.42 Initial eligibility assessment of non-Federal flood
risk management projects. The current section is proposed to be
retitled and completely replaced to be consistent with the proposed
risk-informed approach. Therefore, the proposed language eliminates the
current focus on an inspection-only approach to support the initial
eligibility assessment (IEA) for non-Federal FRM projects in favor of
the risk-informed approach based on a broader assessment. This section
proposes to provide the process for the IEA and outlines the content of
the required initial eligibility application. As proposed, IEAs would
be primarily based on an evaluation of a broader set of non-Federal
sponsor's risk management activities through an initial eligibility
application package and assessment for non-Federal Flood Risk
Management Projects, as opposed to solely through a traditional
inspection. However, the Corps will also conduct a site inspection as
part of the IEA to supplement the application materials received. The
application as proposed would require documentation of the level of
risk reduction provided by the non-Federal FRM project and an
assessment of the expected performance of the project, as well as
documentation of maintenance status and identification of any
deficiencies of the project. Much of the information required in the
proposed application was already included in the current Sec. 203.48
describing the inspection procedures for the Corps. With the focus now
on a broader set of non-Federal sponsor's risk management activities
and a risk-informed decision-making approach, it is appropriate to
incorporate these elements in the proposed application by a non-Federal
sponsor rather than limit them to the Corps' inspection procedures.
Once completed, the assessment is proposed to be provided to the non-
Federal sponsor of the non-Federal FRM project for awareness and
transparency, and a record will also be maintained by the Corps. The
results of the assessment will determine initial eligibility for
emergency repair, rehabilitation, and restoration assistance. The
proposed eligibility criteria would ensure the non-Federal sponsor has
sufficiently demonstrated its project meets the level of function
necessary for inclusion in the Public Law 84-99 program, that the
project will essentially function as designed and intended. The
proposed regulation also provides for the non-Federal sponsor to
provide additional information and request reconsideration of an
assessment if it does not agree with the initial eligibility
determination.
Federal flood risk management projects would be automatically
granted initial eligibility in the Rehabilitation Program under the
proposed language, based upon the provision of notice of construction
completion, similar to the current initial eligibility pathway.
Section 203.43 Continuing eligibility assessment of Federal and
non-Federal flood risk management projects. The current section is
proposed to be completely retitled and replaced to be consistent with
the proposed risk-informed approach, and therefore eliminates the focus
on an inspection-only approach to support the continuing eligibility
assessment (CEA) for Federal and non-Federal FRM projects. The proposed
text in this section provides the procedures and content of required
elements for a CEA. As proposed, the CEA would assess the non-Federal
sponsor's risk management activities through: implementation of its
project Operation, Maintenance, and Inspection Activities; a review of
emergency preparedness planning; and a review of public outreach
activities accomplished to share FRM project condition and performance.
Inspection information would be verified in accordance with their
provided plan. The CEA also would include a review of the participation
for the non-Federal sponsor in past inspections and assessments
conducted by themselves or with the Corps. The CEA would identify
changed project conditions that could impact project performance. The
CEA would also verify that the criteria required for the IEA to
maintain its eligibility are being met. The specific requirements for a
favorable CEA determination would be defined in the project partnership
agreement, O&M manual, or Levee Owner's manual for non-Federal
sponsors. The proposed criteria would demonstrate whether the non-
Federal sponsor has continued to maintain the project to ensure it will
essentially function as designed and intended, and also would include
emergency planning and public
[[Page 68391]]
outreach to ensure it is adequately prepared for an emergency at the
local level. The Corps believes that improved local preparedness
capabilities are crucial to ensure natural disaster preparedness and
planning.
A favorable CEA determination under Sec. 203.43, or continued
progress under an approved system-wide improvement framework under
Sec. 203.50, would be required for the non-Federal sponsor to retain
its eligibility for emergency repair, rehabilitation, and restoration
assistance, which is similar to the current practice.
Section 203.44 Emergency repair, rehabilitation, and restoration of
Federal and non-Federal flood risk management projects. Minor changes
are proposed. The section title is proposed to be modified for updating
to the current terminology of FRM projects and to include both Federal
and non-Federal projects. The proposed language provides the
eligibility requirements for emergency repair, rehabilitation, and
restoration activities, which are the same for Federal and non-Federal
FRM projects. The proposed regulation eliminates inspection ratings,
which are no longer proposed to be used to determine eligibility;
instead, assessments of the previously described activities would be
performed. Also, the proposed text provides that all applicable
environmental compliance requirements must be satisfied to make clear
that even these emergency activities must comply with relevant
environmental statutes. In addition, the proposed rule describes the
non-Federal sponsor's responsibility to provide a share of certain
costs. Lastly, a new subsection is proposed which is moved from its
current location at Sec. 203.46 to clearly articulate the required
economic justification and minimum threshold for construction costs for
emergency repair, rehabilitation, and restoration efforts under the
Pubic Law 84-99 program. An increase is proposed to the minimum repair
cost for the rehabilitation of flood risk management projects from
$15,000 to $50,000 and is necessary to warrant Federal involvement.
Considerations in setting a minimum damage threshold include the Corps'
cost to complete Project Information Reports, experience with the
application of the existing minimum damage threshold, and feedback from
non-Federal sponsors regarding their investments in operation and
maintenance activities. These new clarifications ensure transparency
for the non-Federal sponsor regarding the cost and economic
justifcation requirements to qualify for consideration for assistance.
Section 203.45 Emergency repair, rehabilitation, and restoration of
Federal flood risk management projects. This section in the current
regulation has been combined into one section under proposed Sec.
203.44. In addition, the exception found in the current regulation
regarding certain conditions to cooperation agreements for Federal FRM
projects has been relocated to Sec. 203.114.
Section 203.46 Restrictions. This section is largely unchanged. The
Corps will not generally provide emergency repair, rehabilitation, and
restoration assistance under Public Law 84-99 to address damages by
occurrences other than floods or coastal storms. However, other natural
disasters may impact the structural integrity of a FRM project and
trigger an emergency flooding situations. Those cases are proposed to
be evalauted on a case-by-case basis.
Section 203.47 Modifications to flood risk management projects
during rehabilitation. Changes are necessary to implement provisions
for the authority under Subsection 3029(a) of WRRDA 2014 and Section
1176 of WRDA 2016, which authorize modification to flood risk
management projects under certain conditions. This section proposes to
prescribe how a non-Federal sponsor may request modification of an
existing flood risk management project that is undergoing
rehabilitation under Public Law 84-99 in order to address major
deficiencies or in certain circumstances to increase the level of risk
reduction or pump station capacity.
The proposed section (a) provides the criteria for when the Corps
would consider requests for a modification to address major
deficiencies. It also provides examples of allowable features of
modifications to address major deficiencies, such as incorporating
features to make the overall levee system more durable (e.g., low
sills, riprap, and hardening features), constructing setback levees, or
floodproofing.
The proposed section (b) provides allowances for consideration of a
new set of modifications to increase the pre-flood level of risk
reduction or pump station capacity. New criteria are also proposed for
consideration under these types of modifications.
The proposed criteria in both subsections would ensure that the
modifications are appropriate to undertake through the Public Law 84-99
program. This limitation will ensure the Corps can give continue to
give priority to short-term emergency repairs and to the rehabilitation
and restoration of projects that have sustained extensive damage. Where
a non-Federal sponsor wants to construct major modification of a flood
or coastal storm risk management project after a flood or coastal
storm, the Corps is able to provide technical and planning assistance
outside of the Public Law 84-99 program.
In addition, a new section is proposed to outline the procedures
for a request for modifications to ensure a consistent and transparent
process. Also, new sections are proposed to clarify cost-sharing
requirements with the non-Federal sponsor, to provide the requirement
for modifications to be economically justified, and to clarify that
modifications will not be undertaken under Public Law 84-99 to achieve
a purpose that is not related to flood risk management, as those are
outside the bounds of the intent of Public Law 84-99 program.
Section 203.48 Inspections and risk assessments for flood risk
management projects. Editorial changes and removal of duplicative
information are proposed. For example, inspection activities are now
proposed to be prescribed in Sec. Sec. 203.42 and 203.43 as a
component of the broad set of non-Federal sponsor's risk management
activities and requirements in the IEAs and CEAs and as such can be
removed from this section. Much of the content as described in the
current inspection procedures is now included in the IEA and CEA
descriptions as part of the proposed risk-informed approach for
information to be provided by the non-Federal sponsor.
Section 203.49 Levee Management Guide. The existing Sec. 203.49
(Rehabilitation of hurricane and shore protection projects) is proposed
to be removed in its entirety as the contents are now found in Subpart
E. The existing Sec. 203.50 content on non-structural alternatives is
moved to the proposed Subpart F. The current Sec. 203.51 is now moved
and renumbered as this proposed section. Only minor changes are
proposed for consistency with the proposed changes herein (e.g.,
referring to eligible projects as opposed to ``active'' projects under
the inspection-only RIP).
Section 203.50 System-wide improvement framework. This proposed new
section implements Section 3011 of WRRDA 2014, which provides that a
levee system shall remain eligible for rehabilitation assistance under
Public Law 84-99 as long as the system's non-Federal sponsor(s)
continues to make satisfactory progress under an approved system-wide
improvement framework (SWIF). As proposed, a SWIF is a plan developed
by a non-Federal sponsor(s) and accepted by the Corps to conduct a
[[Page 68392]]
series of improvements to a levee system (or multiple levee systems
within a watershed) to address system-wide deficiencies that are
complex or time-consuming to correct.
The proposed changes ensure committed non-Federal sponsors have the
opportunity to transition their levees over time to Corps standards. By
using a SWIF, non-Federal sponsors can prioritize deficiencies to
address the highest risk first to achieve system-wide risk reduction.
In the requirements for a SWIF, the proposed rule recognizes that some
non-Federal sponsors may also need to engage at the Federal, State, and
local levels to address complex levee system issues in a more long-
term, comprehensive approach to identify solutions that optimize
resources; prioritize improvements and corrective actions based on
risk; and coordinate overlapping or competing programs and
requirements. The Corps also is proposing to expand the use of a SWIF
to maintain the eligibility of these non-Federal sponsors where they
are making progress to correct complex system-wide issues or to address
a complex natural resources issue such as consultation/mitigation
actions for resources subject to the Endangered Species Act or Tribal
treaty rights.
Subpart E--Rehabilitation Assistance for Coastal Storm Risk Management
(CSRM) Projects
Subpart E is proposed to prescribe Rehabilitation Assistance
activities specific to CSRM projects formerly found in Subpart D of the
2003 version of 33 CFR part 203.
Section 203.61 General. Minor changes are proposed to the current
Sec. 203.49(a) to update the terminology from hurricane and shore
protection projects to CSRM projects. In addition, the proposed
language states that the Corps may include modifications to a CSRM
project to address major deficiencies and describes the circumstances
where nonstructural alternatives may be employed.
This proposed revised section clarifies that emergency repair,
rehabilitation, and restoration assistance for Federal CSRM projects
generally is limited to the project's design profile template. However,
at the request of the non-Federal sponsor, the Corps may evaluate
restoration to a pre-storm profile as a restoration alternative where
the pre-storm profile is greater than the design profile template and
is deemed necessary to ensure adequate functioning of the project. The
current regulation text states that the assistance is limited to the
pre-storm condition that allows for adequate functioning of the
project.
This proposed language implements Subsection 3029(a) of WRRDA 2014,
under which the Corps would be able to restore hurricane or shore
protection works to the design level of risk reduction. As proposed,
rehabilitation assistance for CSRM projects generally is limited to the
project's design profile, which is the level of restoration that will
allow for the adequate functioning of the structure. The proposed
language also implements Subsection 1160 of WRDA 2018, which allows
consideration of restoration to the pre-storm profile, which is the
profile that existed the day prior to the storm. In some circumstances,
the pre-storm profile may be greater than the design profile and
restoration to the pre-storm profile may be necessary to ensure
adequate functioning of the project based on project-specific
conditions, such as greater than anticipated erosion rates or as a
result of climate change. The proposed language uses the project's
design profile as the baseline profile for assistance, and also
provides that the Corps may evaluate circumstances when the pre-storm
profile may be more appropriate. In addition, if restoration to the
pre-storm profile is not necessary to ensure adequate functioning of
the project, the proposed language clarifies that the Corps may use
Public Law 84-99 funds to restore a beach to its the pre-storm profile
only if the incremental costs above the costs to restore to the design
profile are subject to the cost-sharing that would apply for periodic
nourishment and the non-Federal sponsor requests the Corps to proceed
on that basis. This would ensure the Corps does not default to and
cover the costs for the restoration to the pre-storm profile where that
exceeds what the Corps views as required for the adequate functioning
of the project.
The proposed language also clarifies that an extraordinary storm is
the event which triggers emergency repair, rehabilitation, and
restoration assistance. A proposed definition for extraordinary storm
is found in Sec. 203.63.
The revised language also proposes to clarify that Federal CSRM
projects would not be eligible for assistance if the non-Federal
sponsor has not established and maintained adequate conditions of
public use and access. This language also clarifies the roles and
responsibilities of the non-Federal sponsor to qualify for Corps
assistance to ensure the Corps is only repairing, rehabilitating, or
restoring. Restoration activities beyond the authorized design profile
or pre-storm condition (where determined appropriate) are considered
beyond the scope of the Public Law 84-99 program.
The proposed language also clarifies conditions for Corps
assistance on Federal CSRM projects located completely or partially
within a unit of the Coastal Barrier Resources System, focusing on
whether or not an exception to a statutory limitation on Federal
expenditures within the System has been provided.
Section 203.62 Non-Federal sponsor responsibilities for CSRM
projects. Clarification of non-Federal Sponsor roles and
responsibilities are proposed in this new proposed section.
Section 203.63 Emergency repair, rehabilitation, and restoration of
Federal CSRM projects. This proposed section includes the proposed
definition of ``extraordinary storm,'' which entails minor
modifications to the existing definition found at Sec. 203.49(b)(6).
Proposed modifications include removing the specific category of storm
or exceedance frequency required to meet the term, but retains a
finding that an extraordinary storm event is the cause of the
substantial damage to a Federal CSRM project, such that it no longer
provides significant risk reduction benefits. The key terms further
proposed to be defined relate to the ``duration or severity'' and the
``substantial damage'' incurred. The Corps has found over the 18 years
since the regulation was last promulgated that limiting the term of
``duration or severity'' to specific criteria of a particular category
of storm event, for example, did not always correlate to the damage
caused. For example, lower category repetitive storms within a short
period of time may combine to have a greater effect than a single
higher category storm. In addition, criteria are proposed for
identifying when ``substantial damage'' has been incurred, some of
which are carried forward from the current regulation with
modifications to modernize costs. New criteria are also proposed with
respect to ``substantial damage'', based on the Corps' experience in
implementing the program, such as where only hard structural features
of the project were damaged. One new subsection is proposed to be
consistent with other aspects of the program, by including a
requirement for the rehabilitation to be economically justified. The
proposed rule also clarifies that Corps assistance under the Public Law
84-99 program is available for a Federal CSRM project only if an
extraordinary storm significantly compromised the project's ability to
provided risk reduction.
[[Page 68393]]
Section 203.64 Modifications to CSRM projects undergoing
rehabilitation. The proposed changes implement Subsection 3029(a) of
WRRDA 2014. This section prescribes how a non-Federal sponsor may
request modification of an existing coastal storm risk management
project as part of the emergency repair, rehabilitation, and
restoration of the project under Public Law 84-99. As proposed, a
modification is a work effort that consists of the addition of new
features, elements, components, or items, or the upgrading of existing
ones, which would improve the structural integrity of the project, but
would not increase its level of risk reduction or have the effect of
expanding the area for which the project is effective in reducing the
coastal storm risk. The scope of modifications, as proposed, ensures
the Corps can effectively perform short-term emergency repairs. This
section maintains consistency, to the extent practicable, with previous
discussions of modifications to FRM projects.
Subpart F--Nonstructural Alternatives to Rehabilitation of Flood Risk
Management and Coastal Storm Risk Management Projects
The content for this proposed subpart is currently found in Sec.
203.50 but is proposed to be included as a separate subpart for clarity
and ease of reference. The separate subpart also allows for more
focused discussion of the nonstructural alternatives (NSAs) and how
they may be applied for both FRM and CSRM projects. This proposed
subpart replaces the current subpart F for ``Advanced Measures,'' which
is now proposed in subpart I.
Section 203.71 General. This proposed section implements Subsection
3029(a) of WRRDA 2014 and provides for the consideration of NSAs in
lieu of the repair and restoration of projects. As proposed, the Corps
may implement nonstructural alternatives to the rehabilitation, repair,
or restoration of flood or coastal storm risk management projects at
the request of the non-Federal sponsor, which may include efforts to
restore or protect natural resources, including streams, rivers,
floodplains, wetlands, or coasts, if those efforts are related to
achieving a reduction in the flood or coastal storm risk. The proposed
section carries forward the Corps' existing policy regarding NSAs with
minor changes.
A requirement for an amendment to the project partnership agreement
(PPA) is proposed to be included. This ensures the PPA is updated to
reflect the changes of including NSAs in the project to ensure the PPA
is consistent with the current state of the project.
Another proposed change is to include more specificity as to when
exceptions to the limitation on Corps expenditures may be approved. The
current regulation provides that the limitation may be waived when
compelling reasons exist but does not provide examples or criteria of
what such compelling reasons may be. The proposed regulatory text
provides specific criteria for when such exceptions may be approved for
improved public awareness and transparency in the process.
Subpart G--Emergency Drinking Water Assistance: Contaminated Water
Source
The content for this proposed subpart is currently found in subpart
E but is proposed to be moved to this subpart for organizational
purposes as a result of edits made to other subparts. This proposed
subpart replaces the current subpart G for ``Local Interests/
Cooperation Agreements,'' which is now proposed in subpart J. The
subpart title is proposed to be renamed from the current ``Emergency
Waters Supplies: Contaminated Water Sources and Drought Assistance'' to
reflect the specific focus of this proposed subpart on the emergency
drinking water assistance. The ``Drought Assistance'' topic is proposed
to be covered in a new separate subpart at subpart H. This allows for
improved clarity and discussion on these separate assistance efforts
provided under the Public Law 84-99 program. The proposed subpart G
carries forward the Corps' existing policy regarding drinking water
assistance in response to contaminated water sources with minor
changes.
Section 203.81 General. Minor changes are proposed for improved
readability. The duration of assistance is now proposed to be included
in Sec. 203.82 but maintains the current text with minor changes for
clarity.
Section 203.82 Eligibility criteria and procedures. This proposed
section proposes minor clarifying changes to the eligibility criteria
and procedures contained in the existing subpart E. For example, a
Tribal official, in addition to a Governor, may request assistance
under this section. The proposed section also clarifies that a
Cooperation Agreement (CA), as described in subpart J, is required for
Corps assistance under this section.
Subpart H--Drought Assistance
The content for this proposed subpart is currently found in subpart
E but is proposed to be moved to this subpart for organizational
purposes as a result of edits made to other subparts. This proposed
subpart adds a new subpart to the CFR. The subpart title is proposed to
be renamed from the current ``Emergency Waters Supplies: Contaminated
Water Sources and Drought Assistance'' to reflect the specific focus of
this proposed subpart on drought assistance. This allows for improved
clarity and discussion on this distinct assistance effort provided
under the Public Law 84-99 program. The proposed subpart H carries
forward the Corps' existing policy regarding drought assistance with
minor changes.
Section 203.91 General. Minor changes are proposed for readability.
In addition, the proposed language designates the Corps Deputy
Commanding General for Civil and Emergency Operations as the official
who designates a drought distressed area. The definitions included in
the current regulation text at Sec. 203.62 are proposed to be included
in this section.
Section 203.92 Eligibility criteria and procedures. Editorial and
clarifying changes are proposed. For example, a Tribal official may
request assistance directly under this section, without a requirement
to make this request through the Governor of the State in which the
Tribal lands are located, as is currently provided in the existing
regulation text. This proposed section also includes the contents of
the written request, which now are provided in Sec. 203.62. This
section also proposes that a CA is required for Corps assistance, which
is consistent with CA requirements proposed for other Corps assistance
efforts provided under this program. In addition, this section proposes
to provide clarity and transparency to the responsibilities of the non-
Federal sponsor for drought assistance under this section.
Subpart I--Advance Measures
The content for this proposed subpart is currently found in subpart
F but is proposed to be moved to this subpart for organizational
purposes as a result of edits made to other subparts. This proposed
subpart adds a new subpart to the CFR. The proposed subpart I carries
forward the Corps' existing policy regarding advance measures with
minor changes.
Section 203.101 General. Minor clarifying changes are proposed. The
primary proposed modification is to allow a Tribal official, in
addition to a Governor, to request assistance under this section.
Section 203.102 Eligibility criteria and procedures. Minor changes
are proposed for clarity and readability.
[[Page 68394]]
Subpart J--Cooperation Agreements
The content for this proposed subpart is currently found in subpart
G but is proposed to be moved to this subpart for organizational
purposes as a result of edits made to other subparts. This proposed
subpart adds a new subpart to the CFR. The proposed subpart J carries
forward the Corps' existing policy regarding cooperation agreements
with minor changes. The title is proposed to be modified from the
current, ``Local Interests/Cooperation Agreements'' to only include
``Cooperation Agreements'' for clarity on the specific focus of this
section on the cooperation agreements and to eliminate unnecessary
text.
Section 203.111 General. Minor changes and removal of duplicative
information are proposed for improved readability.
Section 203.112 Non-Federal sponsor requirements. Minor changes and
additional non-Federal sponsor requirements are proposed regarding
consideration of the non-Federal sponsor's prior performance
capability. In addition, elements of local cooperation required for
asssistance provided under Subpart C are proposed.
Section 203.113 Funds and cost sharing. Minor changes are proposed
for improved clarity. In addition and as proposed, assistance provided
under Subpart I in which ``permanent construction standards'' are
applied would be now subject to a 35 percent non-Federal cost share.
Cost share requirements are also proposed when accomplishing
modification activities to flood or coastal storm risk management
projects under Subparts D and E. These proposed changes are consistent
with the cost-sharing for this type of work under other Corps Civil
Works authorities. The proposed changes also implement provisions for
the authority under Subsection 1161(a) of WRDA 2018 in which a non-
Federal sponsor may contribute funds for all costs in excess of
benefits and subject to the conditions outlined in Sec. 203.113 of
this proposed rule. Subsection 1161(b) of WRDA 2018 is not addressed in
this proposal due to the sunset provision of that authorization.
Instead, the Corps will continue to implement this provision through
existing guidance (``Implementation Guidance for Section 1161 of the
Water Resources Development Act of 2018, Cost and Benefit Feasibility
Assessment, dated 12 April 2019.)
Section 203.114 Project partnership agreements. Minor changes are
proposed for improved clarity and readability.
Section 203.115 Procedures and responsibilities upon completion of
Corps work. Minor changes are proposed for improved clarity and
reability.
Expected Benefits and Costs of Proposed Changes
Over time, cities and towns have developed behind levees and along
our coasts, and the nature of the risk posed by the movement of water
in a flood or storm in our rivers, lakes, and coasts has changed due to
a variety of factors (e.g., more stormwater runoff due to development,
building of upstream dams, and climate change). As such a standards-
only-based approach (i.e., focus on the condition of the levee or beach
only) may not address some of the sources of unacceptable risk. For a
programmatic perspective, of the nearly 6,600 miles of levees currently
in the Rehabilitation Program, 4,850 miles are Federal levees
(federally authorized and constructed, but locally owned, operated, and
maintained) and 1,750 miles are non-Federal levees (locally
constructed, and locally owned, operated, and maintained). Overall, the
changes to this regulation will provide greater flexibility to the
Federal government and non-Federal sponsors and improve the
effectiveness of Federal and local investments in riverine and coastal
projects. These proposed changes take advantage of our increased
understanding of project risks, moving from an assessment of how the
project is expected to perform to a focus on a broader set of actions
to reduce risk through effective operation, maintenance, planning, and
execution actions; and to improve emergency warning and evacuation, and
the ability of communities and individuals to understand and manage
project-related risks. Informed by more detailed understanding of risk
for flood risk management projects, the Federal government and non-
Federal sponsors are able to apply available resources to the risk
management activities that most effectively reduce flood risk and avoid
expenditures that have little risk reduction benefit.
Changes reflected in this proposed rule are aimed at encouraging
and enabling emergency managers, local officials, and members of the
public to identify risks where loss of life may occur, and to prepare
for actions when needed to move people out of harm's way. Non-Federal
sponsors may see an initial cost increase associated with documenting
activities necessary for eligibility for the Rehabilitation program,
however the assessment and risk management activities are activities
already required as non-Federal sponsors and will likely result in
efficient use of available resources.
The Corps uses the funds appropriated in its Flood Control and
Coastal Emergencies account to pay for most of its costs for the work
covered by this rule. Over a recent 10-year period--from fiscal year
(FY) 2012 through FY 2021--the Corps spent an average of roughly $307
million per year from this account on the Public Law 84-99 program. The
Corps uses most of this funding to repair damaged flood and coastal
storm risk management projects.
The Corps also uses funds appropriated in its Operation and
Maintenance account to pay a portion of the work used as data for
eligibility determinations, outlined in this proposed rule. For
example, the Corps spends an average of roughly $30 million per year to
inspect locally owned levee systems that the Congress has authorized as
a Corps project.
We anticipate the costs to the Federal government to implement this
program to remain roughly the same under the proposed rule.
Incorporation of Public Comments
The Corps received input from State and Federal agencies,
stakeholders, and other interested parties through the issuance of an
Advanced Notice of Proposed Rulemaking (ANPR). The ANPR was published
in the Federal Register on February 13, 2015 (80 FR 8014; Federal
Register Document #2015-03033) soliciting public comment on specific
policy revision concepts being considered for this proposed rulemaking.
In response to the ANPR, we received 267 comments from 47 organizations
and individuals. Of the 47 submissions, 23 were from non-Federal
sponsors who contributed almost half (173) of all comments received.
The remaining comments were received from eight individuals, five
associations, four Tribal nation organizations, and four State
government agencies. Overall, the comments were generally supportive of
the policy revision concepts outlined in the ANPR and recognized the
value of using risk-informed approaches for decision making. There was
widespread support among commenters for continuing the System-wide
Improvement Framework (SWIF) policy. Several commenters indicated some
concerns about the proposed concepts and how they may impact non-
Federal sponsors. Commenters noted that the collaboration and
flexibility provided by this framework positively contributed to good
decision making, however several said that the current two-year
timeframe
[[Page 68395]]
under the current SWIF policy was too short. There was a perception
among commenters that the Corps would be deemphasizing the role and use
of inspections for eligibility determinations and commented that
continuing these inspections was important. Other Federal agencies
mentioned the need for compliance with all applicable statutes. We have
carefully considered all of these comments in developing the proposed
rule.
References
For additional information, see the following references:
33 CFR part 203 (68 FR 19359)
Engineer Regulation 500-1-1, ``Civil Emergency Management Program,''
September 30, 2001 Engineer Pamphlet 500-1-1, ``Civil Emergency
Management Program Procedures,'' September 30, 2001
Engineering and Construction Bulletin, ``Interim Risk Reduction
Measures (IRRMs) for Levee Safety,'' March 5, 2014
Levee Owner's Manual for Non-Federal Flood Control Works, March 2006
Memorandum, CECW-HS, 29 November 2011, subject: Policy for
Development and Implementation of System-Wide Improvement Frameworks
(SWIFs)
Memorandum, CECW-HS, 21 March 2014, subject: Interim Policy for
Determining Eligibility Status of Flood Risk Management (FRM)
Projects for the Rehabilitation Program Pursuant to Public Law
(P.L.) 84-99
Memorandum, CECW-HS, 30 May, 2017, Subject: Implementation Guidance
for Section 3029(a)(2) of the Water Resources Reform and Development
Act (WRRDA) of 2014, Emergency Response to Natural Disasters; Repair
or Restoration of Coastal Storm Risk Management Projects to Design
Level of Protection
Procedural Requirements
a. Review under the National Environmental Policy Act. As required
by the National Environmental Policy Act (NEPA), the Department of Army
prepares appropriate environmental analysis for its activities
affecting the quality of the human environment. We have preliminarily
determined that this proposed revision to the regulation, if finalized,
would not constitute a major Federal Action significantly affecting the
quality of the human environment because the part 203 regulations
require that the Corps conduct an action-specific NEPA analysis before
undertaking any activities that could potentially affect the quality of
the human environment. The draft Environmental Assessment to support
this preliminary determination is available at https://www.regulations.gov for public comment. The preliminary determination
that an Environmental Impact Statement (EIS) will not be required for
the promulgation of these regulations will be reviewed in consideration
of the comments received.
b. Unfunded Mandates Reform Act. The Unfunded Mandates Reform Act
does not apply to this proposed rule because this rule provides policy
for emergency assistance at the request of any State, Tribal, local
government, or non-Federal sponsor. The Corps has also found, under
section 203 of the Act, that small governments will not be
significantly and uniquely affected by this rulemaking.
c. National Technology Transfer and Advancement Act. This proposed
rule does not involve technical standards and as such there is no
anticipated requirements under this Act.
d. Executive Order 12866. Executive Order 12866 (58 FR 51735,
October 4, 1993), defines ``significant regulatory action'' as one that
is likely to result in a rule that may:
(1) Have an annual effect on the economy of $100 million or more or
adversely affect in a material way the economy, a sector of the
economy, productivity, competition, jobs, the environment, public
health or safety, or State, Tribal, or local governments or
communities;
(2) Create a serious inconsistency or otherwise interfere with an
action taken or planned by another agency;
(3) Materially alter the budgetary impact of entitlements, grants,
user fees, or loan programs or the rights and obligations of recipients
thereof; or
(4) Raise novel legal or policy issues arising out of legal
mandates, the President's priorities, or the principles set forth in
the Executive Order.
This rule has been found to be a significant regulatory action,
because it raises novel policy issues in how the Corps implements its
Natural Disaster Procedures. Accordingly, the rule was submitted to the
Office of Management and Budget (OMB) for review.
e. Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). This
proposed rule does not impose any information collection requirements
for which Office of Management and Budget (OMB) approval under the
Paperwork Reduction Act is required.
f. Executive Order 13132: Federalism. This rule will not have
substantial direct effects on the states, the relationship between the
national government and the States, or on the distribution of power and
responsibilities among the various levels of government.
g. Regulatory Flexibility Act. The Regulatory Flexibility Act
(RFA), as amended (5 U.S.C. 601 et seq.) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice-and-comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions. For purposes
of assessing the impacts of the proposed rule on small entities, a
small entity is defined as: (1) A small business based on SBA size
standards; (2) a small governmental jurisdiction that is a government
of a city, county, town, school district, or special district with a
population of less than 50,000; and (3) a small organization that is
any not-for-profit enterprise which is independently owned and operated
and is not dominant in its field. The U.S. Army Corps of Engineers
certifies that this proposed revision to the regulation does not have a
significant economic impact on a substantial number of small entities.
The proposed modifications to the regulation, and the regulation as a
whole, do not place any regulatory burdens on small entities or have a
significant economic impact on such entities. The regulation merely
provides a construct under which the Corps can provide limited forms of
emergency assistance and project rehabilitation to State, local, and
Tribal governments upon request from the same. Although small entities
might benefit from such emergency assistance--just as large entities
and private individuals might--the provision of such assistance under
the regulation does not place any burden on small entities nor does it
entail direct involvement by such entities.
h. Congressional Review Act (5 U.S.C. 801 et seq.). Pursuant to the
Congressional Review Act, this proposed rule has not been designated a
major rule, as defined by 5 U.S.C. 804(2). This proposed rule is not a
``major rule'' as defined by 5 U.S.C. 804(2), because it is not likely
to result in: (1) An annual effect on the economy of $100,000,000 or
more; (2) a major increase in costs or prices for consumers, individual
industries, federal, state, or local government agencies, or geographic
regions; or (3) significant adverse effects on competition, employment,
investment, productivity, innovation, or on the ability of the United
States-based enterprises to compete with foreign-
[[Page 68396]]
based enterprises in domestic and export markets.
i. Executive Order 13175, Consultation and Coordination with Indian
Tribal Governments. Under Executive Order 13175, the Federal government
may not issue a regulation that has substantial, direct effects on one
or more Tribal Nation, on the relationship between the Federal
government and Tribal Nation, or on the distribution of powers and
responsibilities between the Federal government and Tribal Nations, and
imposes substantial direct compliance costs on those communities, and
that is not required by statute, unless the Federal government provides
the funds necessary to pay the direct compliance cost incurred by the
Tribal Nation governments, or we consult with those governments. If
complying by consulting, Executive Order 13175 requires us to provide
the Office of Management and Budget, in a separately identified section
of the preamble to the rule, a description of the extent of prior
consultation with representatives of affected Tribal Nation
governments, a summary of the nature of Tribal Nation concerns, and a
statement supporting the need to issue the regulation. In addition,
Executive Order 13175 requires that agencies develop an effective
process permitting elected officials and other representatives of
Tribal Nation governments an opportunity to provide timely input in the
development of regulatory policies on matters that significantly or
uniquely affect their communities. This proposed revision to the
regulation, and the regulation as a whole, do not impose significant
compliance costs on any Tribal Nation or otherwise have substantial
direct effects on the same. The regulation merely provides a construct
under which the Corps can provide limited forms of emergency assistance
and project rehabilitation to State, Tribal, and local governments upon
request from the same. Whether the Corps provides emergency assistance
under the regulation is completely at the discretion of State, local
and Tribal governments. When requested, and otherwise permissible, the
Corps' provision of such services does not affect the distribution of
power or responsibilities between the Federal government and Tribal
Nations. In the event that Tribal Nations have concerns with the
proposed regulation, they may submit them through the normal comment
process or to request government-to-government consultation.
List of Subjects in 33 CFR Part 203
Disaster assistance, Flood control, Intergovernmental relations,
Technical assistance, Water resources.
Approved by:
Michael L. Connor,
Assistant Secretary of the Army (Civil Works).
Accordingly, for the reasons set out in the preamble, 33 CFR part
203 is proposed to be revised as follows:
PART 203--NATURAL DISASTER PROCEDURES: PREPAREDNESS, RESPONSE, AND
RECOVERY ACTIVITIES OF THE CORPS OF ENGINEERS
Sec.
Subpart A--Introduction
203.11 General.
203.12 Definitions.
203.13 Federally-recognized Tribal Nations and the Alaska Native
corporations.
203.14 Exceptions to policy.
Subpart B--Emergency Preparedness
203.21 Emergency preparedness assistance.
203.22 Emergency preparedness responsibilities of non-Federal
sponsors.
Subpart C--Emergency Operations
203.31 General.
203.32 Flood response procedures.
203.33 Post flood response procedures.
Subpart D--Emergency Repair, Rehabilitation, and Restoration Assistance
for Flood Risk Management Projects Damaged by Flood
203.41 General.
203.42 Initial eligibility assessment of non-Federal flood risk
management projects.
203.43 Continuing eligibility assessment of Federal and non-Federal
flood risk management projects.
203.44 Emergency repair, rehabilitation, and restoration of Federal
and non-Federal flood risk management projects.
203.46 Restrictions.
203.47 Modifications to flood risk management projects undergoing
emergency repair, rehabilitation, and restoration.
203.48 Inspections and risk assessments for flood risk management
projects.
203.49 Levee guide.
203.50 System-wide improvement framework.
Subpart E--Emergency Repair, Rehabilitation, and Restoration Assistance
for Federal Coastal Storm Risk Management Projects
203.61 General.
203.62 Non-Federal sponsor responsibilities for Federal CSRM
projects.
203.63 Emergency repair, rehabilitation, and restoration of Federal
CSRM projects.
203.64 Modifications to Federal CSRM projects undergoing emergency
repair, rehabilitation, and restoration.
Subpart F--Nonstructural Alternatives to Emergency Repair,
Rehabilitation, and Restoration of Flood Risk Management and Federal
Coastal Storm Risk Management Projects
203.71 General.
Subpart G--Emergency Drinking Water Assistance: Contaminated Water
Source
203.81 Authority and policy.
203.82 Eligibility criteria and procedures.
Subpart H--Drought Assistance
203.91 Authority and policy.
203.92 Eligibility criteria and procedures.
Subpart I--Advance Measures
203.101 General.
203.102 Eligibility criteria and procedures.
Subpart J--Local Interests/Cooperation Agreements
203.111 General.
203.112 Non-Federal sponsor requirements.
203.113 Funds and cost sharing.
203.114 Project partnership agreements.
203.115 Procedures and responsibilities upon completion of emergency
repair, rehabilitation, and restoration work.
Authority: 33 U.S.C. 701n.
Subpart A--Introduction
Sec. 203.11 General.
(a) This part prescribes the regulations implementing the authority
of the United States Army Corps of Engineers (Corps) to undertake
natural disaster preparedness, response, and recovery pursuant to
Public Law 84-99, as amended (33 U.S.C. 701n). In implementing this
authority, the Corps sets priorities on a risk-informed basis.
(b) Section 5 of the Flood Control Act of 1941, as amended (33
U.S.C. 701n), commonly and hereinafter referred to as Public Law 84-99,
authorizes an emergency fund to be expended at the discretion of the
Chief of Engineers for: preparation for natural disasters; flood
fighting and rescue operations; repair or restoration of flood risk
management projects threatened, damaged, or destroyed by flood, and
modifications or nonstructural alternatives thereto; emergency
protection of federally authorized coastal storm risk management
projects which are threatened, when such protection is warranted to
protect against imminent and substantial loss of life and property;
repair and restoration of federally authorized coastal storm risk
management projects damaged or destroyed by wind, wave, or water of
other than ordinary nature or modifications to the structure or project
to address major deficiencies; for emergency dredging for restoration
of authorized project depths for Federal navigable channels and
waterways made necessary by flood, drought,
[[Page 68397]]
earthquake, or other natural disasters; and, for a period of 10 days
subsequent to the end of a flood event, certain limited activities
which are essential for the preservation of life and property, or to
protect against significant threats to public health and welfare. The
law also authorizes the Chief of Engineers to provide emergency
supplies of clean water when a contaminated source threatens the public
health and welfare of a locality and authorizes the Secretary of the
Army to construct wells and transport water to areas determined to be
drought distressed. For the purposes of provision of emergency supplies
of clean water due to drought, the Secretary of the Army has delegated
the authority vested in the Secretary under Public Law through the
Assistant Secretary of the Army for Civil Works to the Chief of
Engineers.
(c) Form of assistance. The Corps implements the authority provided
in Public Law through the provision of direct assistance to responsible
State, Tribal, and local interests. Direct assistance to individual
homeowners, individual property owners, or individual businesses is not
permitted. Except as provided in Sec. 203.71(l)(9) of this part, the
Corps does not transfer Federal funds to non-Federal sponsors or other
responsible State, Tribal, or local interests for the non-Federal
performance of assistance activities described in this part.
(d) Availability of assistance. Except as provided in Sec.
203.91(b)(2) of this part, the provision of Public Law 84-99 assistance
is predicated upon a finding that similar assistance is not reasonably
available to responsible State, Tribal, and local interests from other
Federal agencies.
Sec. 203.12 Definitions.
The following definitions are applicable throughout this part:
Coastal storm. Hurricane and abnormal tide flooding.
Coastal storm risk management (CSRM) project. A project designed,
constructed, operated, and maintained to reduce the risk of damage to
property and public infrastructure, and the risk of loss of life, from
the non-riverine impacts of a coastal storm. These impacts generally
result from a combination of wave action, storm surge, wind, and tidal
effects during the storm. CSRM projects include Coastal Storm Damage
Reduction (CSDR) projects, Hurricane/Shore Protection Projects
(HSPP's), shore protection projects, shore protection structures,
periodic nourishment projects, and similar terms. A CSRM project may
include both structural measures (e.g., seawalls and jetties) and
natural and nature-based features (e.g., dunes and beach berms).
Emergency repair, rehabilitation, and restoration. Activities to
repair, rehabilitate, rebuild, or replace a project after it has been
damaged by a flood or coastal storm. Such activities may include
realigning segments of a FRM project in which substantial cross-
sectional damage has occurred when the Corps determines that
realignment would cost less or be more effective than an in-line
repair.
Federal coastal storm risk management (CSRM) project. A CSRM
project operated and maintained by a non-Federal sponsor that was
designed and constructed by the Corps or the non-Federal sponsor under
Federal erosion control or water resources development authorities. A
CSRM project, or portion of such a project, constructed by a non-
Federal sponsor is considered a Federal CSRM project only if the non-
Federal sponsor carried out construction in compliance with applicable
authorities for non-Federal construction of water resources development
projects, such as section 204 of the Water Resources Development Act of
1986 (33 U.S.C. 2232) or section 221(a)(4) of the Flood Control Act of
1970 (42 U.S.C. 1962d-5b(a)(4)).
Federal flood risk management (FRM) project. A flood risk
management (FRM) project that was designed and constructed by the Corps
or the non-Federal sponsor under Federal flood control or water
resources development authorities. A FRM project, or portion of such a
project, constructed by a non-Federal sponsor is considered a Federal
FRM project only if the non-Federal sponsor carried out construction in
compliance with applicable authorities for non-Federal construction of
water resources development projects, such as section 204 of the Water
Resources Development Act of 1986 (33 U.S.C. 2232) or section 221(a)(4)
of the Flood Control Act of 1970 (42 U.S.C. 1962d-5b(a)(4)).
Flood risk management (FRM) project. A project designed,
constructed, operated, and maintained to reduce the risk of damage to
property and public infrastructure, and the risk of loss of life, from
flooding.
Governor. The chief executive of a State. All references to the
``Governor'' or ``Governor of a State'' in this part also refer to the
Governors of United States commonwealths, territories, and possessions;
and to the Mayor of Washington, DC.
Tribal Nation (Federally recognized Indian tribe or Tribal
organization). An Indian or Alaska Native tribe, band, nation, pueblo,
village, or community that the Secretary of the Interior acknowledges
to exist as an Indian tribe pursuant to the Federally Recognized Indian
Tribe List Act of 1994, 25 U.S.C. 5130.
Interim risk reduction measure (IRRM). Actions that can be taken to
reduce flood risks posed by a flood risk management project while long-
term solutions are being pursued.
Lands, easements, rights-of-way, relocations, and disposal/borrow
sites (LERRDs). For a project or other assistance activity, the
required lands, easements, and rights-of-way, including those required
for borrow or disposal of dredged or excavated material; facility and
utility relocations; and improvements to land necessary to enable the
disposal of dredged or excavated material.
Levee segment. A discrete physical portion of a levee system that
is managed by a single non-Federal sponsor.
Levee system. A manmade barrier and ancillary drainage and
conveyance facilities, managed by one or more non-Federal sponsors,
that together function to reduce the risk that flood waters will
inundate the leveed area during flood events.
Maintenance. Short-term activities, normally accomplished at least
annually, such as vegetation management and control of burrowing
animals; and longer-term activities, such as repair, replacement, or
rehabilitation of the project and its structural components. All of
these activities are necessary for the proper care and efficient
operation of an FRM or CSRM project.
Non-Federal flood risk management (FRM) project. A FRM project that
is not a Federal FRM project. The term may include a project
constructed by the Works Progress Administration; a project constructed
by, or under a program administered by, a Federal agency other than the
Corps; or a project constructed under Federal emergency disaster
authorities, including Public Law 84-99 or the Robert T. Stafford
Disaster Relief and Emergency Assistance Act, as amended (42 U.S.C.
5121, et seq.) (hereinafter referred to as the Stafford Act).
Non-Federal sponsor. A legally constituted public body with full
authority and capability to perform the terms of the applicable
agreement with the Corps and to pay damages, if necessary, in the event
of its failure to perform. For Federal CSRM and Federal FRM projects,
the applicable agreement is generally the Project Partnership
[[Page 68398]]
Agreement required by section 221(a)(1) of the Flood Control Act of
1970 (42 U.S.C. 1962d-5b(a)(1)). For non-Federal FRM projects, the
applicable agreement is the Cooperation Agreement for the provision of
Public Law 84-99 assistance detailed in subpart J of this part. A non-
Federal sponsor may be a State, county, city, town, federally
recognized Tribal Nation or Tribal organization, Alaska Native
corporation, any political subdivision of a State, or a group of
States.
Nonstructural alternative. A measure or combination of measures
that reduces human exposure or vulnerability to a flood or coastal
storm without altering the nature or extent of the flooding. A
nonstructural alternative may include efforts to restore or protect
natural resources, including streams, rivers, floodplains, wetlands, or
coasts, if those efforts will also reduce flood risk.
Operation. Activities that are necessary for the safe and efficient
functioning of a project to produce the benefits set forth in the
project authorization. Operation includes exercising closure
structures, providing information about the condition of the project to
the public, and risk communication efforts.
Rehabilitation. Activities that are necessary to bring a damaged or
deteriorated project back to its original condition.
Repair. Activities of a routine or non-routine nature that are
necessary periodically to maintain a project in a well-kept condition.
Replacement. Activities undertaken when the project, or a worn-out
feature or component of the project, is replaced.
Responsible state, tribal, and local interests. Non-Federal
sponsors and State executive agencies, Tribal organizations, and
offices of political subdivisions of the State with responsibility for
disaster preparedness and emergency management within their respective
jurisdictions.
Tribal official. The elected or duly appointed official of a Tribal
Nation that may request assistance on behalf of the Tribal Nation.
Sec. 203.13 Federally-recognized Tribal Nations and the Alaska
Native corporations.
Except as provided in Sec. 203.92(a), all requests/for Public Law
84-99 assistance on Tribal lands held in trust by the United States, or
on lands of the Alaska Natives, may be submitted to the Corps directly
by the affected Federally recognized Tribal Nation or Alaska Native
corporation, or through the appropriate regional representative of the
Bureau of Indian Affairs, or through the Governor of the State where
such lands are located.
Sec. 203.14 Exceptions to policy.
Exceptions to any regulation or policy contained in this part may
be requested by a non-Federal sponsor or responsible State, Tribal, or
local interest. Exceptions must be requested in writing and will be
reviewed and approved by the Corps Director, Contingency Operations and
Office of Homeland Security.
Subpart B--Emergency Preparedness
Sec. 203.21 Emergency preparedness assistance.
Public Law 84-99 authorizes an emergency fund for use in
preparedness for emergency response to any natural disaster. The Corps
may provide technical assistance to responsible State, Tribal, and
local interests upon request to help support their efforts to prepare
for a specific identified storm or forecasted high water event that may
lead to flooding. Generally, the Corps will provide this technical
assistance to support State, Tribal, and local efforts to inspect the
condition of their FRM or Federal CSRM projects within their respective
jurisdictions before an approaching flood or coastal storm to identify
potential areas of vulnerability, and for related flood fight
preparedness and training activities related to the expected flooding.
Emergency preparedness activities include coordination, planning,
training and conducting exercises with other Federal agencies and
responsible State, Tribal, and local interests. These activities are to
both lend expertise and to gain a greater understanding of State,
Tribal, and local needs and requirements in order to mitigate against
natural disasters as well as reduce impacts from future floods or other
identified hazards. Technical assistance to support specialized studies
or to develop long-term options for managing flood risks is beyond the
scope of this emergency preparedness assistance.
Sec. 203.22 Emergency preparedness responsibilities of non-Federal
sponsors.
Assistance under Public Law 84-99 is intended to supplement the
maximum efforts of responsible State, Tribal, and local interests.
Assistance will not be provided when responsible State, Tribal, and
local interests have made insufficient efforts to prepare for the flood
event or other emergency, or when a request for assistance is based
entirely on a lack of fiscal resources with which to respond to the
flood event or other emergency. State, Tribal, and local interests'
responsibilities include the following:
(a) Operation and maintenance of FRM and Federal CSRM projects. FRM
and Federal CSRM projects must be operated and maintained by non-
Federal sponsors.
(b) Preparedness planning. Responsible State, Tribal, and local
interests must ensure that appropriate and current plans are in place
and ready to be implemented in the event of disaster. Considerations
for these plans may include emergency operations procedures, updated
contact information, identification of known problem areas that may
need to be addressed, and public notification procedures.
(c) Procurement/stockpiling. Responsible State, Tribal, and local
interests must procure and stockpile sandbags, pumps, and other
materials or equipment that might be needed during flood or coastal
storm events. The Corps will provide assistance when the resources of
responsible State, Tribal, and local interests are exhausted. Local
interests must request such materials from State assets prior to
seeking Corps assistance.
(d) Training. Responsible State, Tribal, and local interests must
train personnel to operate, maintain, and patrol FRM and Federal CSRM
projects during crisis situations (e.g., floods, storms, ice jam
conditions).
(e) Floodplain management. Responsible State, Tribal, and local
interests must develop and implement floodplain management plans that
comply with federal, state, and local policy for management of
activities in the floodplain intended to reduce loss of life, injuries,
damage to property and other impacts associated with flooding.
(f) Emergency repair, rehabilitation, and restoration assistance.
To be eligible for emergency repair, rehabilitation, and restoration
assistance under Public Law 84-99, non-Federal sponsors of FRM and
Federal CSRM projects must take those actions necessary to maintain
eligibility detailed in subparts D and E of this part.
(g) IRRMs. Non-Federal sponsors are responsible for implementing
IRRMs.
Subpart C--Emergency Operations
Sec. 203.31 General.
(a) Emergency operations assistance under Public Law 84-99 is
intended to supplement the efforts of responsible State, Tribal, and
local interests. Assistance is limited to temporary activities and
measures necessary to meet the immediate threat and to preserve life
and property. Assistance
[[Page 68399]]
may include Corps assumption of control over the management and
coordination of emergency operations; however, legal liability remains
with the responsible State, Tribal, or local interests. Emergency
operations assistance under Public Law 84-99 consists of direct
assistance during the flood response and post flood response phases.
(1) Flood response. Flood response assistance may include the
provision of technical advice and assistance, performance of flood
fighting activities, the procurement and issuance of flood fighting
supplies and equipment (e.g., sandbags, lumber, polyethylene sheeting,
and pumps), the lending of Federally owned equipment, performance of
rescue operations, and installation of temporary emergency measures to
strengthen FRM and Federal CSRM projects where no other federal
emergency flood fighting authority exists. Assistance may be provided
using emergency contracting procedures.
(2) Post flood response. Post flood response assistance may include
the provision of technical advice and assistance; cleaning of drainage
channels, bridge openings, or structures blocked by debris deposited
during a flood event, when the immediate threat of flooding of or
damage to public facilities has not abated; removal of debris blockages
of critical water supply intakes and sewer outfalls; clearance of the
minimum amounts of debris necessary to reopen critical transportation
routes or public facilities and services; and other activities intended
to reduce the risk of imminent loss of life or significant damage to
public property, or to protect against significant threats to public
health and welfare. The Corps may use its Public Law 84-99 authority to
furnish post flood response assistance for a period not to exceed 10
days from the date of the request of the Governor or Tribal official to
the Federal Emergency Management Agency (FEMA) for an emergency or
disaster declaration under authority of the Stafford Act.
(3) Rescue Operations. The Corps may assist in rescue operations
during flood response. Any Corps equipment and personnel used in the
operation should be directed by a local official such as a law
enforcement officer, or Tribal/State/city/county officials duly
appointed to conduct rescue operations.
(b) Agricultural lands. Emergency operations assistance may be
provided to a FRM project currently enrolled in the Rehabilitation
Program detailed in subpart D of this part that primarily reduces the
flood risk to agricultural lands only if the Corps determines that such
assistance is justified based on a finding that, in the absence of
Corps assistance, the project is likely to sustain significant damage
as a result of the flood event, and such damage poses a significant
risk to life safety or is likely to result in significant economic
losses.
(c) Non-Federal responsibilities during emergency operations. (1)
During emergency operations, responsible State, Tribal, and local
interests must commit their available resources, to include work force,
supplies, equipment, and funds, to flood response and post flood
response activities.
(2) Non-Federal sponsors must furnish formal written assurances of
local cooperation and legal liability for emergency operations
assistance related to FRM and Federal CSRM projects by entering into
Cooperation Agreements (CAs), as detailed in subpart J of this part, if
such assurances were not provided in an agreement entered into under
section 221 of the Flood Control Act of 1970 (42 U.S.C. 1962d-5b).
(3) After the risk of flooding from a flood event or coastal storm
has abated, the non-Federal sponsor for a FRM or Federal CSRM project
is responsible for removing temporary improvements installed by the
Corps at the flood response stage under Public Law 84-99 authority.
This includes the removal and disposal of used sandbags.
(4) Removal of ice jams is a non-Federal responsibility. In ice jam
situations, the Corps may provide technical advice and assistance with
flood fight operations. The Corps will not perform or provide advice on
ice jam blasting operations.
(5) Responsible State, Tribal, and local interests must promptly
return any equipment loaned to such interests by the Corps immediately
after emergency operations conclude. Responsible State, Tribal, and
local interests must properly maintain the equipment while it is in
their custody, and fund the cost of any repairs determined by the Corps
to be necessary upon the equipment's return to Federal custody.
(6) Responsible State, Tribal, and local interests must replace
expendable supplies provided by the Corps or reimburse the Corps for
the value of such supplies. Unused expendable supplies must be returned
to the Corps promptly after emergency operations conclude.
Sec. 203.32 Flood response procedures.
(a) Requesting flood response assistance. Requests for Corps flood
response assistance should be in writing from the responsible State,
Tribal, or local official, or his or her authorized representative, to
the responsible Corps district commander. When time does not permit a
written request, a verbal request from the responsible State, Tribal,
or local official will be accepted.
(b) Coordination. The Corps will coordinate all flood response
assistance with the Tribal or State Emergency Management Agency or
equivalent and will coordinate with other Federal agencies on an
emergency basis to ensure there is appropriate consideration of
environmental and cultural resources considering the exigency of the
circumstances if there has not been coordination in advance of the
emergency response.
(c) Termination of Corps flood response assistance. Corps flood
response assistance will be terminated when the flood waters recede
below bank full or storm surge associated with a coastal storm has
ended, absent a short-term threat (e.g., a significant storm front
expected to arrive within a day or two) likely to cause additional
flooding.
(d) Loan or issue of supplies and equipment and Reimbursement
Waiver Criteria for Issued Expendable Supplies. Corps supplies issued,
or equipment loaned, to responsible State, Tribal, and local interests
for use in supplementing their flood response operations must be hand
receipted to the receiving agency. The responsible Corps district
commander may waive the obligation of responsible State, Tribal, and
local interests to replace or pay for expendable supplies if a Stafford
Act Presidential disaster declaration has been made for the affected
locality or the responsible State, Tribal, or local interests have
issued over 500,000 sandbags from their own supplies in the applicable
calendar year. All unused expendable supplies will be returned to the
Corps when the operation is terminated.
Sec. 203.33 Post flood response procedures.
(a) Requesting post flood response assistance. A written request to
the responsible Corps district commander from the Governor or Tribal
official, or authorized representative thereof, is required to receive
Corps post flood response assistance. The written request will include
verification that the Federal Emergency Management Agency (FEMA) has
been requested to make an emergency or disaster declaration; a
statement that the assistance required is beyond the State's or Tribal
Nation's capability; specific damage locations; and the extent of Corps
assistance required to supplement State or Tribal Nation efforts.
[[Page 68400]]
(b) Coordination. The Corps will coordinate all post flood response
assistance with the Tribal Nation or State Emergency Management Agency
or equivalent and will coordinate with other Federal agencies on an
emergency basis to ensure there is appropriate consideration of
environmental and cultural resources considering the exigency of the
circumstances if there has not been coordination in advance of the
emergency response.
(c) Duration of post flood response assistance. The Corps may
furnish post flood response assistance for a period not to exceed 10
days (the statutory limitation) from the date of the Governor's request
to the Federal Emergency Management Agency for an emergency or disaster
declaration under authority of the Stafford Act. After a request has
triggered the 10-day period, a subsequent request for additional
assistance resulting from the same flood or coastal storm event will
not extend the 10-day period or trigger a new 10-day period.
Subpart D--Emergency Repair, Rehabilitation, and Restoration
Assistance for Flood Risk Management Projects Damaged by Flood
Sec. 203.41 General.
(a) Public Law 84-99 authorizes emergency repair, rehabilitation,
and restoration of FRM projects damaged in a flood. The Rehabilitation
Program implements this authority.
(b) The Corps will conduct an Initial Eligibility Assessment (IEA)
of non-Federal FRM projects, and a Continuing Eligibility Assessment
(CEA) of Federal and non-Federal FRM projects, to determine eligibility
for emergency repair, rehabilitation, and restoration assistance.
(c) Initial eligibility criteria. The following criteria are
required for initial eligibility:
(1) Federal FRM projects. A completed Federal FRM project, or
completed functional portion thereof, is granted initial eligibility
for emergency repair, rehabilitation, and restoration assistance upon
the provision of the written notice of completion of construction by
the responsible Corps district commander to the non-Federal sponsor.
(2) Non-Federal FRM projects. The following initial eligibility
requirements must be met in order for a non-Federal FRM project to be
considered eligible for emergency repair, rehabilitation, and
restoration assistance:
(i) Project must have a non-Federal sponsor as defined in Sec.
203.14.
(ii) Project may not provide exclusive benefits to an individual
homeowner, property owner, or a business (to include an individual
agricultural business or farming operation).
(iii) Non-Federal sponsor must prepare and submit an initial
eligibility application provided by the Corps for eligibility
consideration.
(iv) Project satisfies the initial eligibility assessment
requirements outlined in Sec. 203.42 to verify and document the level
of risk reduction provided by the FRM project and the status of
maintenance of the project.
(d) Continuing eligibility criteria. Non-Federal sponsors of
Federal and non-Federal FRM projects must conduct the following flood
risk management activities to maintain eligibility for emergency
repair, rehabilitation, and restoration assistance:
(1) Documentation that outlines the operation, maintenance, and
inspection activities taken by the non-Federal sponsor to effectively
operate and maintain the FRM project. The documentation will include
the following information:
(i) Identification of the project (or segment of a project). This
should include the name of the project; the name of the non-Federal
sponsor; a brief description of the project and its components; a brief
discussion of the population and infrastructure relying on the project
for flood risk reduction; and a map showing the project alignment and
area benefitted by the project.
(ii) Documentation of inspections conducted by the non-Federal
sponsor since the last inspection of the project by the Corps.
(iii) A schedule and summary of operation and maintenance
activities performed since the last inspection of the project by the
Corps.
(2) Develop, maintain, and exercise an emergency plan. The non-
Federal sponsor of a FRM project must develop and exercise an emergency
plan that outlines the planned preparedness activities and coordination
actions taken by the non-Federal sponsor to effectively prepare for and
manage the project during flood emergencies. If there is an existing
emergency preparedness plan for the jurisdiction that covers the
project area, the non-Federal sponsor's preparedness plan actions may
be incorporated in these jurisdictional plans. In such cases, a
separate emergency plan developed by the non-Federal sponsor is not
necessary. The emergency plan will include the following information:
(i) Roles and responsibilities of the project personnel as they
relate to preparedness, response, and recovery associated with the
project during emergency flood operations.
(ii) Levels of emergency activation and the actions being taken at
these various activation levels to ensure operations of the project
during flood emergencies.
(iii) Sharing Information. Communications and notification
procedures to ensure that public officials and the public impacted by
the projects are aware of FRM project condition and performance for the
purpose of evacuation planning and land-use planning.
(iv) Flood activation process to include notification procedures
and warnings.
(v) Evacuation notification process, emergency training and
exercises.
(vi) Emergency equipment and supplies that are maintained or
required during flood emergencies.
(3) Develop and implement public outreach activities to provide
information regarding the FRM project's condition and risks to
appropriate public officials and stakeholders of the project. The non-
Federal sponsor's activities must ensure that public officials and
decision-makers are aware of and informed about the condition of the
FRM project and the risks associated with the project, project
inspection and risk assessment results are available to appropriate
public officials and stakeholders, and public outreach activities are
included in the Emergency Preparedness Plan prepared by the non-Federal
sponsor under paragraph (d)(2) of this section.
(4) Actively participate in project inspections and assessments
conducted by the Corps as outlined in Sec. 203.48. Non-Federal
sponsors of levee segments and systems must also participate in Corps
Levee Safety Program activities including, but not limited to, risk
assessments, coordination with FEMA, and risk communication activities.
(5) Project satisfies the continuing eligibility assessment
requirements outlined in Sec. 203.43 to determine if the FRM project
maintains minimum engineering and maintenance criteria for continued
eligibility.
(e) Modifications. Public Law 84-99 provides authority to undertake
certain modifications to FRM projects undergoing emergency repair,
rehabilitation, and restoration. A modification is a work effort that
is the addition of new features, elements, components, or items, or the
upgrading of existing ones. Subject to certain conditions, the Corps
will consider requests from non-Federal sponsors for modifications to
address major deficiencies or to increase the design
[[Page 68401]]
level of risk reduction or pump station capacity. Policy, procedures,
and requirements for modifications are described in more detail in
Sec. 203.47.
(f) System-wide improvement framework (SWIF). A SWIF may be
developed to facilitate interagency collaboration to address complete
levee system deficiencies and encourage the establishment of
interagency teams to jointly identify and implement regionally
appropriate, science-based solutions and tools to reduce risk
associated with levees or levee systems while ensuring compliance with
other Federal laws, such as the Endangered Species Act, as appropriate.
Non-Federal sponsors will maintain or regain eligibility in the
Rehabilitation Program while they are developing and implementing a
SWIF. Policy, procedures, and requirements for a SWIF are described in
more detail in Sec. 203.50.
Sec. 203.42 Initial eligibility assessment of non-Federal flood risk
management projects.
(a) The Corps will conduct an Initial Eligibility Assessment (IEA),
including an onsite inspection, to verify project information,
determine if a project meets the definition of a non-Federal FRM
project and minimum engineering and maintenance criteria to ensure that
the project is capable of providing reliable flood risk reduction, and
determine the Federal interest in future emergency repair,
rehabilitation, and restoration of the project. A non-Federal FRM
project that is determined to meet the initial eligibility requirements
will be eligible for rehabilitation assistance beginning on the date
the responsible Corps district commander notifies the non-Federal
sponsor of the project in writing of the determination. To be initially
considered for rehabilitation assistance, the non-Federal sponsor for a
non-Federal FRM project must submit an initial eligibility application.
(b) Contents. The initial eligibility application must include:
(1) Documentation of the level of risk reduction provided by the
non-Federal FRM project that is expressed in terms of an exceedance
frequency (e.g., a 20% chance of a levee being overtopped in any given
year).
(2) The most recent inspection results provided by the non-Federal
sponsor.
(3) Documentation of the status of maintenance, to include recent
maintenance activities, and identification of deficiencies that
compromise the ability of the non-Federal FRM project to provide the
designed level of risk reduction.
(c) Level of detail. The level of detail required in the initial
eligibility application and on-site inspection will be commensurate
with the complexity of the non-Federal FRM project, the potential for
catastrophic failure of the project to cause significant loss of life,
the potential for significant economic losses, and other special
circumstances that may apply.
(d) Assessment results. Information on the results of an IEA will
be furnished in writing to the non-Federal sponsor of the non-Federal
FRM project and will be maintained in Corps district offices.
(1) The responsible Corps district commander will inform the non-
Federal sponsor in writing of the IEA determination. If the project
meets the IEA criteria, the project will be eligible for emergency
repair, rehabilitation, and restoration assistance. If the project does
not meet the IEA criteria, the project will not be eligible for
emergency repair, rehabilitation, and restoration assistance. The Corps
will provide a summary of the IEA criteria that resulted in the
decision.
(2) If the non-Federal sponsor does not agree with the initial
Corps eligibility assessment, the non-Federal sponsor may choose, at
its own expense, to provide additional information relative to the
eligibility criteria and request a reconsideration of the Corps
determination.
Sec. 203.43 Continuing eligibility assessment of Federal and non-
Federal flood risk management projects.
(a) Continuing Eligibility Assessments (CEA) for Federal and non-
Federal FRM projects are conducted periodically to ensure that projects
continue to meet Corps initial eligibility criteria outlined in Sec.
203.42 and the continuing eligibility criteria outlined in this
section. A CEA assesses the non-Federal sponsor's implementation of its
project operation, maintenance, and inspection activities; emergency
planning; and sharing information about FRM project condition and
performance. A CEA also seeks to detect changed project conditions that
could impact project performance. An acceptable CEA determination is
required to retain eligibility for emergency repair, rehabilitation,
and restoration assistance.
(b) Contents. Continuing eligibility assessment consists of:
(1) Verification that initial eligibility criteria outlined in
Sec. 203.42 continue to be met.
(2) A review of the operation, maintenance, and inspection
activities. The Corps will verify that the non-Federal sponsor is using
a risk-informed approach to prioritizing operation and maintenance
activities and is regularly inspecting the project. The Corps will
identify changes in project condition and/or consequences associated
with the non-performance of the project.
(3) A review of emergency plan and associated activities. The Corps
will verify the emergency plan is regularly updated and exercised.
(4) A review of information sharing/outreach activities
accomplished about FRM project condition and performance.
(5) A review of participation in project inspections and
assessments conducted by non-Federal sponsor and/or the Corps.
(c) Assessment Results. Information on the results of a CEA will be
furnished in writing to the non-Federal sponsor of the Federal or non-
Federal FRM project and will be maintained in Corps district offices.
(1) The responsible Corps district commander will inform the non-
Federal sponsor in writing of the CEA determination. If the project
meets the CEA criteria the project will retain eligibility for
emergency repair, rehabilitation, and restoration assistance. If the
project does not meet the CEA criteria the project will no longer be
eligible for emergency repair, rehabilitation, and restoration
assistance. The Corps will provide a summary of the CEA criteria that
resulted in the decision.
(2) The Corps will inform the non-Federal sponsor of the Corps'
determination of the project's ability to reliably provide a level of
risk reduction and the maintenance that must be accomplished to provide
that level of risk reduction for the non-Federal sponsor's information
and use in understanding risk and planning future maintenance
activities.
(3) If the results of a Corps eligibility assessment are not
acceptable to the non-Federal sponsor, the non-Federal sponsor may
choose, at its own expense, to provide additional information relative
to the eligibility criteria and request a reconsideration of the Corps
determination.
(d) Regaining eligibility. A Federal or non-Federal FRM project
determined by the Corps to not meet continuing eligibility requirements
will remain ineligible for emergency repair, rehabilitation, and
restoration assistance until such time as the continuing eligibility
criteria are met. Follow-up inspections can be made by the Corps to
monitor progress in correcting deficiencies when warranted.
[[Page 68402]]
Sec. 203.44 Emergency repair, rehabilitation, and restoration of
Federal and non-Federal flood risk management projects.
(a) Eligibility for emergency repair, rehabilitation, and
restoration assistance. An FRM project is eligible for emergency
repair, rehabilitation, and restoration assistance if the project has
received a favorable determination on the IEA and subsequent CEAs, the
damage was caused by the flood event, the work is economically
justified, and the work is not otherwise prohibited by subpart D. The
Corps will comply with all applicable environmental compliance
requirements prior to any emergency repair, rehabilitation, or
restoration of the project.
(b) Work at non-Federal sponsor expense. The Rehabilitation Program
will cost share the work required to restore the non-Federal FRM
project to its pre-flood event condition, as documented in the most
recent inspection, as well as any costs necessary to comply with
environmental requirements in accordance with cost share provisions in
Sec. 203.113. If deficient or deferred project maintenance is
outstanding when damage to an FRM project occurs, then the deficient
and deferred maintenance will be accomplished by or at the expense of
the non-Federal sponsor. At the earliest opportunity prior to
commencement of emergency repair, rehabilitation, and restoration work,
the responsible Corps district commander will inform the non-Federal
sponsor in writing of any work that must be accomplished at non-Federal
sponsor expense.
(c) Nonconforming works. The Corps will not provide emergency
repair, rehabilitation, and restoration assistance for any non-Federal
FRM project constructed or modified without the appropriate Federal,
State, Tribal, and local permits, or waivers thereof.
(d) Cooperation agreements. A Cooperation Agreement is required in
accordance with subpart J.
(e) Economic justification. Except as provided in Sec. 203.113(c)
of this part, the emergency repair, rehabilitation, and restoration
effort must be economically justified and the construction cost of the
work, excluding the cost of LERRDs, must exceed $50,000. Construction
costs greater than $50,000 do not preclude the Corps from making a
determination that the required work is a maintenance responsibility of
the non-Federal sponsor, and not eligible for emergency repair,
rehabilitation, and restoration assistance.
Sec. 203.46 Restrictions.
(a) Eligibility restricted to flood risk management projects.
Structures built primarily for the purposes of channel alignment,
navigation, recreation, fish and wildlife enhancement, land
reclamation, habitat restoration, drainage, bank protection, or erosion
protection, are generally ineligible for Public Law 84-99 emergency
repair, rehabilitation, and restoration assistance.
(b) Non-flood related emergency repair, rehabilitation, and
restoration. The Corps will not generally provide emergency repair,
rehabilitation, and restoration assistance under Public Law 84-99 to
address damages by occurrences other than floods or coastal storms.
However, there may be instances when other natural disasters may impact
the structural integrity of a FRM project. In these instances, the
provision of assistance will be evaluated on a case-by-case basis.
Sec. 203.47 Modifications to flood risk management projects
undergoing emergency repair, rehabilitation, and restoration.
(a) Modifications to address major deficiencies. (1) Modifications
to address a major deficiency that also would increase the level of
risk reduction provided prior to the most recent flood or floods are
beyond the scope of this subsection and must be evaluated under
paragraph (b) of this section. Where the modification would not
increase the level of risk reduction provided prior to the most recent
flood or floods, the Corps will consider requests by the non-Federal
sponsor for a modification to address major deficiencies as part of the
emergency repair, rehabilitation, and restoration of the project under
Public Law 84-99 based on one or more of the following criteria:
(i) The modification is expected to significantly decrease the risk
of loss of life and property damage.
(ii) The modification is expected to decrease the risk of loss of
life, the risk of damage to property and public infrastructure, or the
total life-cycle flood response, post flood response, and
rehabilitation costs for the project.
(iii) The modification is necessary to preserve the structural
integrity or otherwise reduce the risk of failure of the existing
project in a flood.
(iv) The modification is the most cost-effective means of complying
with substantive environmental requirements such as the Endangered
Species Act.
(2) Allowable features of modifications. Modifications to address
major deficiencies may include:
(i) Incorporating features to make the overall levee system more
durable, such as low sills, riprap, hardening features, and similar
measures.
(ii) Incorporating landscaping features that promote safety and/or
preserve natural protective features.
(iii) Constructing set back levees.
(iv) Constructing relief wells, if deemed an engineering necessity.
(v) Installing cutoff walls and stability or seepage berms to
address seepage issues.
(vi) Floodproofing or otherwise reducing the risk of damage to
essential project facilities in a flood.
(b) Modifications to increase the design level of risk reduction or
pump station capacity. The Corps will consider requests by the non-
Federal sponsor for modification of a FRM project to increase the
design level of risk reduction, or to increase pump station capacity,
as part of the emergency repair, rehabilitation, and restoration of
that project under Public Law 84-99 if all of the following criteria
are satisfied:
(1) The Corps previously provided emergency repair, rehabilitation,
and restoration assistance for that FRM project, or the flood response
or post flood response assistance that the Corps provided to that area
related to that project, at least twice in any 10-year period preceding
the requested modification.
(2) The requested modification is expected to significantly
decrease the risk of loss of life, the risk of damage to property and
public infrastructure, or the total life-cycle flood response, post
flood response, and rehabilitation costs for the project.
(3) The Corps has sufficient staffing and resources to accommodate
the requested modification without adversely impacting the timeline for
the provision of emergency repair, rehabilitation, and restoration
assistance for other FRM projects in that Corps district's other areas
of responsibility.
(4) The requested modification is unlikely to result in a
significant transfer of flood risk to areas outside the area protected
by the project, and the non-Federal sponsor agrees to pay all costs
associated with mitigating any transfer of flood risk determined to
result from the requested modification.
(c) Requests for modifications. The non-Federal sponsor for a FRM
project must submit a request in writing to the responsible Corps
district commander for consideration of modifications to address major
deficiencies or to increase the design level of risk reduction or pump
station capacity. The modification request must be provided
[[Page 68403]]
by the non-Federal sponsor concurrently with a request to determine
repair eligibility as outlined in Sec. 203.44 or Sec. 203.45. The
request must describe the modification and its purpose. Requests for
modifications will require the approval of the Corps Director,
Contingency Operations and Office of Homeland Security.
(d) Cost sharing for modifications. The non-Federal sponsor for the
FRM project must fund all costs associated with a modification that the
Corps determines to exceed the cost of emergency repair,
rehabilitation, and restoration.
(e) Economic justification. Both the emergency repair,
rehabilitation, and restoration work and the incremental cost of the
modifications must be economically justified.
(f) Timeline for modifications. Requested modifications must be
carried out within three years once the emergency repair,
rehabilitation, and restoration of the project under Public Law 84-99
has begun.
(g) Limitations of modifications. The Corps will not consider
modifications of a FRM project under Public Law 84-99 to improve the
condition of the project beyond its pre-flood condition, or to achieve
a purpose that is not related to flood risk management. The Corps also
will not consider modifications to a project under Public Law 84-99
that would have the effect of extending the length of a FRM project
beyond its current footprint.
Sec. 203.48 Inspections and risk assessments for flood risk
management projects.
The Corps will continue to conduct inspections and risk assessments
of all Federal and non-Federal FRM projects eligible for emergency
repair, rehabilitation, and restoration assistance. The primary purpose
of the inspections and risk assessments is to assess and communicate
the physical condition of the FRM project based on observations; to
verify the adequacy of operation and maintenance; and to inform the
non-Federal sponsors in the development and execution of their
operation, maintenance, and inspection plan, emergency preparedness
plan, and public outreach activities. Additionally, inspections are
performed to verify that non-Federal sponsors of Federal FRM projects
are fulfilling their responsibilities in accordance with Title 33--
Navigation and Navigable Waters; Chapter II--Corps of Engineers,
Department of the Army (33 CFR part 208) requirements and project
partnership/cooperation agreements.
Sec. 203.49 Levee guide.
(a) Section 202(f) of the Water Resources Development Act of 1996
(33 U.S.C. 701n(c)) directs the Corps to provide a levee manual (guide)
to the non-Federal sponsor of any project determined to be eligible for
emergency repair, rehabilitation, and restoration assistance.
(b)(1) Eligible non-Federal flood risk management projects. The
Corps will provide a levee guide to non-Federal sponsors of non-Federal
FRM projects determined to be eligible for emergency repair,
rehabilitation, and restoration assistance. The levee guide will
include the criteria that must be met to gain and maintain eligibility
in the rehabilitation program. Upon written request, the Corps will
also provide a levee guide to the non-Federal sponsor of a non-Federal
FRM project for which eligibility for assistance has not yet been
evaluated to aid the non-Federal sponsor in preparing for an initial
eligibility assessment.
(c) Procedural requirements. The Corps will provide a levee guide
to the non-Federal sponsor of a non-Federal FRM project during
scheduled initial and continued eligibility assessments, or upon
written request from a non-Federal sponsor to the responsible Corps
district commander.
Sec. 203.50 System-wide improvement framework.
(a) A system-wide improvement framework (SWIF) is a plan developed
by the non-Federal sponsors of a levee system or systems and accepted
by the Corps to maintain eligibility for emergency repair,
rehabilitation, and restoration assistance while conducting a series of
improvements to the levee system (or multiple levee systems within a
watershed) to address system-wide deficiencies that are complex or
time-consuming to correct.
(b) SWIF process. The SWIF process is available to non-Federal
sponsors of levee systems facing system-wide deficiencies as a way to
facilitate the development of solutions to satisfy multiple
requirements that apply to their levee systems while allowing the non-
Federal sponsors participating in the SWIF process to remain eligible
for emergency repair, rehabilitation, and restoration assistance while
addressing the deficiencies. The SWIF can be used to address
deficiencies or issues that cannot be addressed through routine
corrective actions, including:
(1) A reduction in the level of risk reduction of a FRM project
below the minimum basic eligibility criteria due to changed conditions.
(2) Improvements that involve multiple levee systems.
(3) Additional time or coordination is needed to adequately address
complex considerations to ensure life safety.
(4) Additional time or coordination is needed to address a complex
natural resource issue such as consultation/mitigation actions for
resources subject to the Endangered Species Act.
(5) Additional time or coordination is needed to observe and
protect the rights of Tribal Nations pursuant to treaty and statute.
Subpart E--Emergency Repair, Rehabilitation, and Restoration
Assistance for Federal Coastal Storm Risk Management Projects
Sec. 203.61 General.
(a) The Chief of Engineers is authorized to repair and restore
Federal coastal storm risk management (CSRM) projects damaged or
destroyed by wind, wave, or water action of other than an ordinary
nature to either the pre-storm level or to their design profile,
whichever provides greater risk reduction, when, in the discretion of
the Chief of Engineers, such repair and restoration is required for the
adequate functioning of the structure or project for hurricane or shore
protection. Further, the Chief of Engineers may include modifications
to these projects to address major deficiencies. Finally, the Chief of
Engineers may implement nonstructural alternatives to the repair or
restoration of the project if requested by the non-Federal sponsor.
(1) Emergency repair, rehabilitation, and restoration assistance
for Federal CSRM projects generally is limited to the project's design
profile, which is the level of restoration that will allow for the
adequate functioning of the project. In some circumstances, the pre-
storm profile, which is the profile that existed the day prior to the
storm, may be greater than the design profile, and restoration to the
pre-storm profile may be necessary to ensure adequate functioning of
the project based on project-specific conditions, such as much greater
than anticipated erosion rates. Accordingly, at the request of the non-
Federal sponsor for a Federal CSRM project, the responsible Corps
district will evaluate restoration to the pre-storm profile as an
additional restoration alternative. If the evaluation demonstrates that
restoration to the pre-storm profile is not necessary to ensure
adequate functioning of the project, restoration to the pre-storm
profile may only proceed if the incremental costs above the costs to
restore to the design profile are subject to the cost-sharing
[[Page 68404]]
that would apply for periodic nourishment. In these cases, a cost
allocation between emergency repair, rehabilitation, and restoration
assistance and periodic nourishment will be based on the necessary
material volumes.
(2) To be considered for emergency repair, rehabilitation, and
restoration assistance, a Federal CSRM project must be substantially
damaged by wind, wave, or water action of other than an ordinary
nature, commonly known as an extraordinary storm. The determination of
whether a storm qualifies as extraordinary will be made by the Corps
Deputy Commanding General of Civil and Emergency Operations, who may
delegate this authority to the Corps Director, Contingency Operations
and Office of Homeland Security. Criteria for the extraordinary storm
and substantial damage determinations are outlined in Sec. 203.63.
(3) For Federal CSRM projects that include a beach, the Corps will
provide emergency repair, rehabilitation, and restoration assistance
only to the extent that the non-Federal sponsor has established and
maintained adequate conditions of public use and access for the beach.
The Corps will undertake emergency repair, rehabilitation, and
restoration of a segment or reach of a Federal CSRM project that
includes a beach for which the non-Federal sponsor has not established
or maintained adequate conditions of public use and access only if the
non-Federal sponsor pays all costs allocated by the Corps to emergency
repair, rehabilitation, and restoration of the segment or reach.
(4) For Federal CSRM projects located completely or partially
within a unit of the Coastal Barrier Resources System, the Corps will
provide emergency repair, rehabilitation, and restoration assistance
only to the extent that the project, or segment or reach of the project
located within the System, qualifies for an exception under section 6
of the Coastal Barrier Resources Act (16 U.S.C. 3505) from the Act's
prohibition on federal expenditures within the System (16 U.S.C. 3504).
The Corps will undertake emergency repair, rehabilitation, and
restoration of a segment or reach of a project located within the
System that does not qualify for an exception only if the non-Federal
sponsor pays all costs allocated by the Corps to emergency repair,
rehabilitation, and restoration of that segment or reach.
Sec. 203.62 Non-Federal sponsor responsibilities for Federal CSRM
projects.
The non-Federal sponsor for a Federal CSRM project is responsible
for complying with the Project Partnership Agreement, Project
Cooperation Agreement (PCA), Local Cooperation Agreement (LCA), or
similar document including any project specific O&M manuals. The non-
Federal sponsor must provide to the Corps an accurate beach survey of
the project on at least an annual basis, unless this survey requirement
is otherwise provided for by other project authority.
Sec. 203.63 Emergency repair, rehabilitation, and restoration of
Federal CSRM projects.
(a) Extraordinary storm. Emergency repair, rehabilitation, and
restoration assistance is only available for Federal CSRM projects
after an extraordinary storm event. An extraordinary storm is a storm
that, due to duration or severity, causes substantial damage to a
Federal CSRM project such that it no longer provides significant risk
reduction benefits. Wave or water action of other than an ordinary
nature caused by a geological event such as an earthquake, volcano, or
tsunami may be determined to be an extraordinary storm. A determination
of an extraordinary storm requires a finding both of ``duration or
severity'' and of ``significant amount of damage'' incurred in
accordance with the following criteria:
(1) Duration or severity. ``Duration or severity'' may include but
is not limited to the following characteristics of the event: storm
surge, total water elevation, significant wave height, significant wave
period, local sustained winds, wave direction, wave power or storm
duration, which individually or collectively have exceeded the 90%
cumulative distribution function value, as determined by analysis of
regional historic storm characteristics for the project; or a storm
that is larger than or equal to the design storm of the project, if a
design storm has been identified; or a storm that is larger than or
equal to a comparable standard identified in the project authority or
design documents. ``Duration or severity'' may include repetitive
storms within a single hurricane season or over a comparable short
period of time where their combined effect meet these characteristics.
(2) Substantial damage. Substantial damage may have occurred when
one or more of the following criteria are satisfied:
(i) The cost of the construction effort to effect repair of the
Federal CSRM project for damages caused by the storm (exclusive of
dredge mobilization and demobilization costs) exceeds two million
dollars and is greater than 10 percent of the original costs required
to construct the initial CSRM project template (expressed in current-
day dollars) of the Federal CSRM project.
(ii) The cost of the construction effort to effect repair of the
Federal CSRM project for damages caused by the storm (exclusive of
dredge mobilization and demobilization costs) exceeds eight million
dollars.
(iii) More than 50 percent of the planned or historically placed
sand for nourishment efforts for the Federal CSRM project is lost in a
single season because of one or more extraordinary storms, which each
meet the criteria for duration or severity.
(iv) Only hard structural features of the project are damaged.
(b) Project function compromised. Emergency repair, rehabilitation,
and restoration assistance is available for a Federal CSRM project
following an extraordinary storm only if the damage sustained by the
project significantly compromises the project's ability to provide risk
reduction.
(c) Work at non-Federal sponsor expense. The Rehabilitation Program
will cost share the work required to restore the CSRM project to its
design profile, as documented in the most recent inspection, as well as
any costs necessary to comply with environmental requirements in
accordance with cost share provisions in Sec. 203.113. If deficient or
deferred project maintenance is outstanding when damage to an CSRM
project occurs, then the deficient and deferred maintenance will be
accomplished by or at the expense of the non-Federal sponsor. At the
earliest opportunity prior to commencement of emergency repair,
rehabilitation, and restoration work, the responsible Corps district
commander will inform the non-Federal sponsor in writing of any work
that must be accomplished at non-Federal sponsor expense.
(d) Economic justification. The rehabilitation of the Federal CSRM
project must be economically justified.
Sec. 203.64 Modifications to Federal CSRM projects undergoing
emergency repair, rehabilitation, and restoration.
Public Law 84-99 provides authority to include modifications to
Federal CSRM projects as part of the emergency repair, rehabilitation,
and restoration under Public Law 84-99. The Corps will consider
modifications proposed by the non-Federal sponsor to address a major
deficiency of a Federal CSRM project that has been damaged by the
effects of wind, wave, or water action of other than ordinary nature is
limited to those modifications that address major deficiencies
determined necessary to restore the adequate functioning of the
[[Page 68405]]
structure. Modifications that expand the area protected by a project,
or that alter the design profile in a manner that substantially change
the nature or magnitude of the project's benefits are beyond the scope
of Public Law 84-99 assistance.
(a) Principal purposes of modifications. If economically justified,
a Federal CSRM project undergoing emergency repair, rehabilitation, and
restoration under Public Law 84-99 may be modified at the request of
the non-Federal sponsor. A modification consists of the addition of new
features, elements, components, or items, or the upgrading of existing
ones, which would improve the structural integrity of the project. The
Corps will consider requests for such a modification of a Federal CSRM
project to address major deficiencies based on one or more of the
following criteria:
(1) The modification is expected to significantly decrease the risk
of loss of life and property damage without expanding the area
protected or substantially changing the nature or magnitude of the
project's benefits (e.g., armoring).
(2) The modification is expected to decrease total Corps life-cycle
rehabilitation costs (to include flood fight costs) for the project.
(3) The modification is necessary to preserve the structural
integrity of the existing project.
(4) The modification is the most cost-effective means of complying
with substantive environmental requirements such as the Endangered
Species Act.
(b) Allowable features of modifications. Modifications to address
major deficiencies may include:
(1) Adjusting the project's sand volume and distribution within the
authorized profile features (dunes, storm berm, and beach) to address
project performance deficiencies.
(2) Adjusting nourishment sediment size and type or sand sources.
(3) Strengthening or improving hard or hardened features of the
project.
(c) Cost sharing of modifications. The non-Federal sponsor for the
Federal CSRM project must fund all costs associated with a modification
that the Corps determines to exceed the cost of emergency repair,
rehabilitation, and restoration. Costs assigned to emergency repair,
rehabilitation, and restoration will be funded by the Corps. Cost
sharing requirements are described in more detail in Sec. 203.113.
(d) Requests for modifications. The non-Federal sponsor for a
Federal CSRM project must submit a request in writing to the
responsible Corps district commander for consideration of modifications
to address major deficiencies. The modification request must be
submitted by the non-Federal sponsor concurrently with a request to
determine repair eligibility as outlined in Sec. 203.63. The request
must include a description of the major deficiencies that the
modification is intended to correct. Requests for modifications will
require the approval of the Corps Director, Contingency Operations and
Office of Homeland Security.
(e) Limitations of modifications. The Corps will not consider
modifications of a Federal CSRM project under Public Law 84-99 to
improve the condition of the project beyond its pre-storm condition, or
to achieve a purpose that is not related to coastal storm risk
management.
Subpart F--Nonstructural Alternatives to Emergency Repair,
Rehabilitation, and Restoration of Flood Risk Management and
Federal Coastal Storm Risk Management Projects
Sec. 203.71 General.
(a) Under Public Law 84-99, the Chief of Engineers is authorized,
when requested by the non-Federal sponsor, to implement nonstructural
alternatives to the emergency repair, rehabilitation, and restoration
of FRM projects and Federal CSRM projects damaged by floods or coastal
storms.
(1) The option of implementing a nonstructural alternative project
(NSAP) in lieu of structural emergency repair, rehabilitation, and
restoration is available only to non-Federal sponsors of FRM or Federal
CSRM projects eligible for emergency repair, rehabilitation, and
restoration assistance in accordance with this part, and only upon the
written request of the non-Federal sponsor.
(2) A sponsor is required for implementation of an NSAP. The NSAP
sponsor must be either a non-Federal sponsor, as defined in Sec.
203.14, or another Federal agency with sufficient authority to jointly
fund implementation of the NSAP and assume the responsibilities
described in paragraph (d) of this section.
(3) The Corps shall not be responsible for the operation,
maintenance, or management of any NSAP implemented under this section.
(4) Implementation of a nonstructural alternative for a Federal FRM
project or Federal CSRM project requires an amendment to the project
partnership agreement for the project. The Corps Director, Contingency
Operations and Office of Homeland Security, will approve such
amendments.
(5) The criteria for evaluating a proposed NSAP include:
(i) Reduction of overall risk of loss of life and future flood
damages, including to areas that may be upstream or downstream of the
project.
(ii) Floodplain restoration.
(iii) Provision or restoration of floodways.
(iv) Habitat restoration, when incidental to the principal purpose
of reducing vulnerability to a flood or coastal storm event.
(6) The Corps may, in its sole discretion, reject any request for
an NSAP that would:
(i) Increase future Federal costs or economic damages;
(ii) Have a significant adverse impact on the integrity, stability,
or level of risk reduction of adjacent or nearby flood risk management
projects; or
(iii) Lead to an increased risk of loss of life or property during
flood events.
(c) Corps expenditures. Exclusive of the costs of investigation,
report preparation, engineering and design work, and related costs,
Corps expenditures for implementation of an NSAP are limited to the
lesser of the Federal share of emergency repair, rehabilitation, and
restoration construction costs of the project were the FRM or Federal
CSRM project to be structurally rehabilitated in accordance with
subparts D or E of this part, or the Federal share of computed benefits
which would be derived from such structural rehabilitation. The Corps
Director, Contingency Operations and Office of Homeland Security, may
approve exceptions to the limitations on Corps expenditures when the
following criteria are met:
(1) The costs of the NSAP are economically justified.
(2) The costs of the NSAP are reasonable in comparison to the
estimated total life-cycle Corps flood response, post flood response,
and rehabilitation costs for the FRM or Federal CSRM project.
(3) Implementation of the NSAP will significantly reduce the risk
of life loss and property damage in the area protected by the FRM or
Federal CSRM project.
(d) Responsibilities of the NSAP sponsor. Responsibilities of the
sponsor for the NSAP include:
(1) Operate and maintain the NSAP.
(2) Provide, or arrange for and obtain, all funding required to
implement the NSAP in excess of the limitation established in paragraph
(c) of this section.
(3) Acquire or provide all LERRDs required to implement the NSAP
or, if the Corps elects to perform acquisition
[[Page 68406]]
or relocations, accept the transfer of ownership of, or jurisdiction
over, any lands or interests in land acquired by the Corps.
(e) Federal agency acting as NSAP sponsor. If another Federal
agency serves as the NSAP sponsor, an interagency agreement between the
Corps and the Federal agency serving as the NSAP sponsor is required,
in accordance with paragraph (l) of this section.
(f) Responsibilities of the non-Federal sponsor for a non-Federal
flood risk management project, Federal flood risk management project,
and/or Federal Coastal Storm Risk Management project (FRM/CSRM)
requesting implementation of a NSAP.
(1) The non-Federal sponsor for a FRM or CSRM project must request
the Corps undertake a NSAP in lieu of emergency repair, rehabilitation,
and restoration of the FRM or CSRM project, in accordance with the
sponsor's applicable laws, ordinances, rules, and regulations.
(2) If not also the NSAP non-Federal sponsor, the non-Federal
sponsor for the FRM or CSRM project must:
(i) Divest itself of responsibility to operate and maintain the FRM
or CSRM project involved in the NSAP.
(ii) Provide to the NSAP sponsor such lands or interests in lands
as it may have which the Corps determines are necessary to implement
the NSAP.
(g) Allowable Public Law 84-99 expenses for NSAPs. Some of the
allowable expenses relative to implementing a NSAP reflect:
(1) Acquisition of land or interests in land.
(2) Removal of structures, including manufactured homes, for
salvage or reuse purposes.
(3) Demolition and removal of structures, including utility
connections and related items.
(4) Debris removal and debris reduction.
(5) Removal, protection, and relocation of highways, roads,
utilities, cemeteries, and railroads.
(6) Construction to promote, enhance, control, or modify water
flows into, out of, through, or around the nonstructural project area.
(7) Nonstructural habitat restoration, to include select planting
of native and desirable plant species, native species nesting site
enhancements, etc.
(8) Total or partial removal or razing of existing reaches of a
levee, to include removal of bank protection features and/or riprap.
(9) Flood proofing or otherwise reducing the risk of flood related
damages to essential public facilities within the non-structural
project area.
(10) Supervision, administrative, and contract administration costs
of other expenses allowed in this paragraph.
(h) Time limitation. Corps participation in development and
implementation of an NSAP may cease, at the sole discretion of the
Corps, three years after the date of approval of emergency repair,
rehabilitation, and restoration of the damaged FRM or CSRM project or
the date of receipt of the non-Federal sponsor's written request for an
NSAP, whichever is earlier, if insufficient progress is being made to
develop and implement the NSAP for reasons beyond the control of the
Corps. In such circumstances, the Corps may, at its sole discretion,
deny the emergency repair, rehabilitation, and restoration assistance
that the non-Federal sponsor would have received for the damaged
project in the absence of the proposed NSA.
(i) Participation and involvement of other Federal, State, Tribal,
local, and private interests. Nothing in this section shall be
construed to limit the participation of other Federal, State, Tribal,
local, and private interests in the development, implementation, or
future operation and maintenance of an NSAP under this section, subject
to the limitations of such participating interest's authorities and
regulations.
(j) Future assistance. After transfer of responsibility for all
future operation, maintenance, repair, replacement, and rehabilitation
of a NSAP to the NSAP non-Federal sponsor or the lead Federal agency,
flood-related assistance pursuant to Public Law 84-99 will not be
provided for the area for which the FRM or Federal CSRM project was
effective in reducing the risk of flood or storm damages, except for
rescue operations provided in accordance with Sec. 203.31(a)(3). As an
exception, on a case-by-case basis, levees repaired or set back as part
of the implementation of an NSAP may be considered for future flood-
related assistance by the Corps Director, Contingency Operations and
Office of Homeland Security.
(k) Environmental considerations. NSAPs are subject to the same
environmental requirements, restrictions, and limitations as are
structural rehabilitation projects.
(l) Requirement for cooperation agreement (CA) or Interagency
Agreement. (1) In order to clearly define the obligations of the Corps
and of the non-Federal sponsor of a NSAP, a CA with the non-Federal
sponsor is required. CA provisions for a NSAP are addressed in
paragraphs (l)(2) through (l)(9) of this section. When another Federal
agency serves as the NSAP sponsor, an interagency agreement between the
Corps and the Federal agency is required. The provisions of the
interagency agency agreement will be similar to, and consistent with,
requirements detailed in paragraphs (l)(2) through (l)(9) of this
section, with appropriate modifications based on the other Federal
agency's authorized expenditures and programs.
(2) In addition to the responsibilities described in paragraph (d)
of this section, the CA will require the non-Federal sponsor of the
NSAP or, in the case of a NSAP sponsored by another Federal agency, the
non-Federal sponsor of the FRM or CSRM project requesting
implementation of the NSAP, to hold and save the United States free
from damages due to the project, except for damages due to the fault or
negligence of the United States or its contractor.
(3) The CA will provide that the Corps will assume up to 100
percent of the costs of implementing a NSAP, subject to the limitations
set forth in paragraph (c) of this section.
(4) The CA may allow the non-Federal sponsor for a NSAP to use
funding from other Federal agencies to fulfill its sponsor
responsibilities, but only if the Federal agency providing the funding
determines in writing that use of the funds for such purposes is
specifically authorized by law.
(5) The CA will allow the non-Federal sponsor for a NSAP to elect
to assume responsibility for a larger percentage of eligible costs for
the NSAP than the maximum provided for in this section.
(6) The CA will include the prohibition of future assistance
described in paragraph (j) of this section.
(7) The CA will include acknowledgment of, and a statement of
planned adherence to, Executive Order 11988, Floodplain Management, 3
CFR part 117 (1977 Compilation), or as it may be revised in the future,
by the NSAP non-Federal sponsor.
(8) The CA will require the non-Federal sponsor for the NSAP to
place legal restrictions on lands formerly protected by the FRM or
Federal CSRM project that will preclude future use and development of
such lands in a fashion incompatible with the purposes of the NSAP.
(9) In the event the Corps does not elect to perform real property
acquisition for a NSAP, the CA will provide for reimbursement of the
costs incurred by the non-Federal sponsor to acquire lands or interests
in land that are required for the NSAP, subject to the limitations set
forth in paragraph (c) of this section. The Corps will not reimburse
the non-Federal sponsor of a NSAP for the value of lands or interests
[[Page 68407]]
in land required for the NSAP that are publicly owned on the effective
date of the CA, unless the lands or interests in land were acquired by
the non-Federal sponsor for purposes of implementing a NSAP after the
date of the flood or coastal storm event that damaged the eligible FRM
or Federal CSRM project.
Subpart G--Emergency Drinking Water Assistance: Contaminated Water
Source
Sec. 203.81 Authority and policy.
(a) Authority. The Chief of Engineers is authorized to provide
emergency supplies of clean water to any locality confronted with a
source of contaminated water causing, or likely to cause, a substantial
threat to the public health and welfare of the inhabitants of the
locality.
(b) Policy. (1) Any locality faced with a threat to public health
and welfare from a contaminated source of drinking water is eligible
for assistance.
(2) Eligibility for assistance will be based on one or more of the
following factors:
(i) Exceedance of the maximum contaminant level for a contaminant,
as established by the Environmental Protection Agency pursuant to the
Safe Drinking Water Act (see 40 CFR part 141).
(ii) The water supply has been identified as a source of illness by
a Federal, State, or Tribal public health official. The specific
contaminant does not have to be identified.
(iii) An emergency (e.g., a flood or chemical spill) has occurred
that has resulted in one of the following:
(A) One or more contaminants entering the source on a sufficient
scale to endanger health.
(B) Inoperability of the equipment necessary to remove known
contaminants.
(iv) The presence of a contaminant is indicated based on other
information available.
(3) Corps assistance will be scaled to provide the minimum amount
of water required to maintain the health and welfare requirements of
the affected population. The quantity of water and the means of
distribution will be at the discretion of the responsible Corps
district commander, who will consider the needs of the individual
situation, the needs of the affected community, and the cost-
effectiveness of providing water by various methods.
(4) If a locality has multiple sources of water, assistance will be
furnished only to the extent that the remaining sources, with
reasonable conservation measures, cannot provide adequate supplies of
drinking water.
(5) Loss of water supply is not a basis for assistance under this
authority.
(6) Water will not be furnished for commercial processes, except as
incidental to the use of existing distribution systems. This does not
prohibit the furnishing of water for drinking by employees and on-site
customers. Water for preparing retail meals and similar personal needs
may be provided to the extent it would be furnished to individuals.
(7) The permanent restoration of a safe supply of drinking water is
the responsibility of local interests.
(8) State, Tribal, and local governments must make full use of
their own resources, including National Guard capabilities.
Sec. 203.82 Eligibility criteria and procedures.
(a) Written request. The Governor or his/her authorized
representative or the responsible Tribal official must submit a written
request for assistance to the responsible Corps district commander.
Requests must provide the following information:
(1) Describe the State/Tribal/local efforts undertaken. Indicate if
all reasonably available resources have been committed.
(2) Identify the specific needs of the locality, and what is being
requested from the Corps.
(3) Identify additional commitments to be accomplished by the State
or Tribal Nation, to include the entity or agency responsible for
development of the permanent resolution.
(4) Identify the non-Federal project sponsor.
(b) Cooperation agreement. Corps assistance requires a non-Federal
sponsor to enter in a Cooperation Agreement (CA) subject to subpart J
of this part. This agreement must cover specified services and
responsibilities of each party, and provision of a firm schedule for
the non-Federal sponsor to provide normal supplies of water.
(c) Duration of assistance. Corps assistance is generally limited
to 30 days. Extension of this 30-day period requires execution of an
amendment to the CA between the non-Federal sponsor and the Corps.
(d) Non-Federal sponsor responsibilities. Non-Federal sponsors are
responsible for:
(1) Restoration of the routine supply of clean drinking water,
including correcting any situations that cause contamination.
(2) Adhering to the CA.
(3) Implementation of reasonable water conservation measures.
(4) Operating, fueling, and maintaining any leased or loaned
equipment.
(5) Removing and returning leased or loaned equipment in a fully
maintained condition to the Corps within a reasonable timeframe after
the assistance period in the CA has expired.
Subpart H--Drought Assistance
Sec. 203.91 Authority and policy.
(a) Authority. The Chief of Engineers, acting for the Secretary of
the Army, has the authority under certain conditions to construct wells
for farmers, ranchers, and political subdivisions, and to transport
water to political subdivisions, within areas determined to be drought-
distressed.
(b) Policy. (1) Corps assistance to provide emergency water
supplies will only be considered when eligible applicants have
exhausted reasonable means for securing necessary water supplies,
including assistance and support from other Federal agencies.
(2) Before Corps assistance is considered under this authority, the
applicability of other Federal assistance authorities must be
evaluated. If these programs cannot provide the needed assistance, then
maximum coordination should be made with appropriate agencies in
implementing Corps assistance.
(c) Definitions applicable to this subpart. (1) Construction.
Initial construction, reconstruction, or repair.
(2) Drought-distressed area. An area that the Corps Deputy
Commanding General for Civil and Emergency Operations has determined,
due to drought conditions, to have an inadequate water supply that is
causing, or is likely to cause, a substantial threat to the health and
welfare of the inhabitants of the impacted area, including the threat
of damage or loss of property.
(3) Eligible applicant. Any rancher, farmer, or political
subdivision within a designated drought-distressed area that is
experiencing an inadequate supply of water due to drought.
(4) Farmer or rancher. An individual who realizes at least one-
third of his or her gross annual income from agricultural sources and
is recognized in the community as a farmer or rancher. A farming
partnership, corporation, or similar entity engaged in farming or
ranching, which receives its majority income from such activity, is
also considered to be a farmer or rancher, and thus an eligible
applicant.
(5) Political subdivision. A city, town, borough, county, parish,
district, association, or other public body created by, or pursuant to,
State law, having jurisdiction over the water supply of such public
body.
[[Page 68408]]
(6) Reasonable cost. In connection with the Corps construction of a
well, means the lesser of:
(i) The cost of the Corps to construct a well in accordance with
these regulations, exclusive of:
(A) The cost of transporting equipment used in the construction of
wells.
(B) The cost of investigation and report preparation to determine
the suitability to construct a well.
(ii) The cost to a private business of constructing such a well.
(7) State. Any State, the District of Columbia, the Commonwealth of
Puerto Rico, the Virgin Islands, Guam, Northern Marianas Islands,
American Samoa, and the Trust Territory of the Pacific Islands.
Sec. 203.92 Eligibility criteria and procedures.
(a) Written request. The Governor or his/her authorized
representative must submit a request for assistance in writing to the
responsible Corps district commander. Tribal Nations may request
assistance through the Governor of the State where affected Tribal
lands are located. Requests must provide the following information:
(1) Describe the State, Tribal, and local efforts undertaken.
Indicate if all reasonably available resources have been committed.
(2) Identify the specific needs of the locality, and what is being
requested from the Corps.
(3) Identify additional commitments to be accomplished by the State
or Tribe, to include the entity or agency responsible for development
of the permanent resolution.
(4) Identify the non-Federal project sponsor.
(b) Cooperation agreement. Corps assistance requires a non-Federal
sponsor to enter into a Cooperation Agreement (CA) subject to subpart J
of this part. This agreement must cover specified services and
responsibilities of each party, and provision of a firm schedule for
local interests to provide normal supplies of water.
(c) Duration of assistance. Corps assistance is generally limited
to 90 days. Extension of this 90-day period requires execution of an
amendment to the CA between the non-Federal sponsor and the Corps.
(d) Non-Federal sponsor responsibilities. Non-Federal sponsors are
responsible for:
(1) Adhering to the CA.
(2) Implementation of reasonable water conservation measures.
(3) Operating, fueling, and maintaining any leased or loaned
equipment.
(4) Removing and returning leased or loaned equipment in a fully
maintained condition to the Corps within a reasonable timeframe after
the situation is resolved.
(e) Well construction. Assistance to an eligible applicant for the
construction of a well may be provided only on a cost-reimbursable
basis. Equipment owned by the United States will be utilized to the
maximum extent possible in exercising the authority to drill wells, but
only when commercial firms cannot provide comparable service within the
time needed to prevent the applicant from suffering significantly
increased hardships from the effects of an inadequate water supply.
Assistance may be provided when:
(1) It is in response to a written request by a farmer, rancher, or
political subdivision for construction of a well under Public Law 84-
99.
(2) The applicant is located within an area that has been
determined to be drought-distressed.
(3) The determination has been made that:
(i) The applicant, because of the drought, has an inadequate supply
of water.
(ii) An adequate supply of water can be made available to the
applicant through the construction of a well.
(iii) As a result of the drought, a private business could not
construct the well within a reasonable time.
(4) The applicant has secured the necessary funding for well
construction from commercial or other sources or has entered into a
contract to pay to the United States the reasonable cost of such
construction with interest over a period of years, not to exceed 30, as
the Assistant Secretary of the Army, Civil Works, deems appropriate.
(5) The applicant has obtained all necessary Federal, State and
local permits.
(f) Transport of water.
(1) Assistance may be provided when:
(i) It is in response to a written request by a political
subdivision for transportation of water; and
(ii) The applicant is located within an area that has been
determined to be drought-distressed.
(2) Transportation of water by vehicles, small diameter pipeline,
or other means as determined by the Corps will be at 100-percent
Federal cost.
(3) Corps assistance will be provided only in connection with water
needed for human consumption. Assistance will not be provided for
livestock, irrigation for crop production, recreation, commercial, or
industrial processing under this authority.
(4) Corps assistance will not include the purchase of water, or the
cost of loading or discharging the water into or from any Government
conveyance, to include Government-leased conveyance.
(5) Equipment owned by the United States will be utilized to the
maximum extent possible in exercising the authority to transport water,
consistent with lowest total Federal cost.
Subpart I--Advance Measures
Sec. 203.101 General.
Advance measures consist of those activities performed prior to
flooding or flood fighting activities to protect and mitigate against
loss of life and significant damages to urban areas, public facilities,
flood and coastal storm risk management systems or critical
infrastructure due to an imminent threat of unusual flooding.
(a) Emergency work. Emergency work under this authority will be
considered when requested by the Governor of a State or a Tribal
official confronted with an imminent threat of unusual flooding. Corps
assistance will be scaled to complement the maximum efforts of
responsible State, Tribal, and local interests. Projects will be
designed for the specific threat and temporary in nature.
(b) Contingency planning. The Corps will consider providing
contingency planning assistance for advance measures when requested by
the Governor of a State or Tribal official. Contingency planning
assistance consists of technical assistance and contingency planning
activities to supplement responsible State, Tribal, and local interests
in their efforts to plan for, and protect and mitigate against, loss of
life and significant damages.
(c) Definitions. (1) Imminent threat. A subjective statistical
evaluation of how quickly a threat scenario can develop, and how likely
that threat is to develop in each geographical location. Implicit in
the timing aspect can be considerations of available time (e.g., when
the next flood or storm event is likely to occur), season (e.g., a
snowpack that will melt in the coming spring runoff), or of known
cyclical activities. An imminent threat does not exist when a request
for advance measures identifies threats that can be addressed through
the water resources development project planning process.
(2) Unusual flooding. A subjective determination that considers the
potential for a flood or coastal storm event to cause flooding that
approaches an area's flood of record or is otherwise catastrophic and
that results in significant damage and disruption of the
[[Page 68409]]
normal functioning of a community for an extended period of time.
Sec. 203.102 Eligibility criteria and procedures.
(a) Advance measures assistance. (1) Qualifying conditions. An
imminent threat of unusual flooding must exist before the Corps will
approve advance measures. The threat may be established by National
Weather Service predictions, or by Corps determinations of a threat
unusual flooding due to specific adverse and unusual conditions. The
threat must be clearly defined to the extent that it is readily
apparent that damages will be incurred if preventive action is not
taken immediately.
(2) Written request. The Governor or Tribal official must submit a
request for advance measures assistance in writing to the responsible
Corps district commander. All requests must include the following
information:
(i) Describe the efforts undertaken by non-Federal sponsors and
responsible State, Tribal, and local interests. Verify that all
available resources have been committed.
(ii) Identify the specific needs and describe the advance measures
assistance requested to address those needs.
(iii) Identify additional commitments to be accomplished by non-
Federal sponsors or responsible State, Tribal, and local interests.
(iv) Identify the non-Federal sponsor for the requested advance
measures.
(3) Feasibility. Advance measures must be temporary in nature,
technically feasible, designed to deal effectively and efficiently with
the specific threat, and capable of construction in time to prevent
anticipated damages. A permanent standard of construction may be
considered in certain circumstances in which a specific threat exists
in a multi-year scenario such as wildfire burn scars and subsequent
denuded landscapes and/or cyclical high lake level events on the Great
Lakes.
(4) Economic justification. Advance measures must be economically
justified.
(5) Cooperation Agreement. The requirements of subpart J of this
part apply to the CA for advance measures. The non-Federal project
sponsor must remove temporary works constructed by the Corps when the
operation is over, at no cost to the Corps.
(b) Contingency planning efforts for potential advance measures
activities. Occasionally weather phenomena occur which produce a much
higher than normal probability or threat of flooding which may be
predicted several months in advance of occurrence or significant
impact. Impacts on specific locations may be unpredictable, but
regional impacts may have a high likelihood of occurrence. In such
situations, the Corps may provide technical and contingency planning
assistance to responsible State, Tribal, and local interests,
commensurate with the predicted weather phenomena, based on written
requests for assistance from responsible State, Tribal, and local
interests. Specific proposed advance measures resulting from such
planning efforts must be addressed as specified in paragraph (a) of
this section.
Subpart J--Local Interests/Cooperation Agreements
Sec. 203.111 General.
The Corps and the non-Federal sponsor will sign a Cooperation
Agreement (CA) whenever assistance (other than short-term technical
assistance) is furnished. A CA does not require approval by HQUSACE
unless they contain special or unusual conditions.
Sec. 203.112 Non-Federal sponsor requirements.
It is Corps policy that the provision of assistance under Public
Law 84-99 will, insofar as feasible, require a non-Federal sponsor to
provide, without cost to the United States, all LERRDs necessary for
the assistance activities; hold and save the United States free from
damages due to the assistance activities, exclusive of damages due to
the fault or negligence of the United States or its contractor; and
operate and maintain, in a manner satisfactory to the Corps, any works
constructed by the Corps after completion. If any permanent works are
constructed, then the non-Federal sponsor is required to operate and
maintain the works in accordance with requirements determined by the
Corps. In determining whether a non-Federal sponsor is capable of
fulfilling the non-Federal obligations for a project, the Corps will
consider the non-Federal sponsor's performance capability, taking into
account any shortcomings in meeting prior commitments with Federal
entities, including but not limited to past experiences with the Corps
and any instances when the non-Federal sponsor has been listed as
excluded or disqualified from receiving Federal assistance.
(a) Provision of LERRDs. This item requires the non-Federal sponsor
to provide LERRDs by acquiring all privately owned lands, easements,
and rights-of-way required for the assistance activities; authorizing
the Corps and its contractors to enter onto all lands, easements, and
rights-of-way required for the assistance activities for purposes of
carrying out the assistance activities; performing all facility and
utility relocations required for the assistance activities; and
constructing all improvements to land required to enable the disposal
of dredged or excavated material for the assistance activities. The
Corps will not generally credit the value of LERRDs provided by the
non-Federal sponsor towards any required non-Federal cash contribution
for an assistance activity. If more advantageous to the Federal
government, the Corps, at the discretion of the responsible district
commander, may assume responsibility for the provision of borrow and
disposal areas required for an assistance activity. The scope and
duration of easements and rights-of-way required for an assistance
activity will be determined by the responsible district commander based
on a review of the requirements for the assistance activity.
Requirements that continue for as long as a non-Federal FRM project, or
other public work constructed by the Corps or benefited by an
assistance activity, remains operational generally warrant the
provision of permanent easements and rights-of-way.
(b) Hold and save clause. This obligation serves as legal
protection for the United States. Where land required for an assistance
activity is under tenancy, both the property owner and the tenant
should acknowledge the non-Federal sponsor's signed CA.
(c) Operate and maintain clause. This obligation protects the
investment of Federal resources by requiring the non-Federal sponsor
for an assistance activity to operate and maintain non-Federal FRM
projects and other public works constructed by the Corps or benefited
by the provision of assistance by the Corps. This obligation extends to
all interrelated features of the non-Federal FRM project or other
public work benefited by the provision of assistance by the Corps.
(d) Removal of temporary works. The non-Federal sponsor is
responsible for the removal of all temporary flood risk management
structures and similar works constructed or installed by the Corps
during the provision of flood response, post flood response, advance
measures, or other assistance. This includes the removal of sandbags.
The non-Federal sponsor must initiate action to remove the temporary
works within 30 days after the flood threat has passed.
(e) Equipment. The non-Federal sponsor must operate, fuel, and
[[Page 68410]]
maintain any leased or loaned equipment, and return the leased or
loaned equipment in a fully maintained condition to the Corps within a
reasonable timeframe after the emergency situation is resolved.
(f) Adequacy of local cooperation. In determining the adequacy of
the pledge of local cooperation, responsible district commander must
consider the non-Federal sponsor's performance capability, considering
any shortcomings in meeting prior commitments. Non-Federal sponsors
should make provisions to establish and provide resources for a
``Contingency Fund'' to meet future maintenance requirements if
apparent inadequacies of protective works indicate maintenance costs
will be unusually high. Non-Federal sponsors should make provisions to
establish and provide resources for a ``Capital Improvement Fund'' to
meet future costs of capital improvement projects such as replacement
of culverts in levees, pump station equipment, etc.
(g) Eligibility under other federal programs. The CA must be worded
to allow the non-Federal sponsor to accept funding from other Federal
programs to meet non-Federal obligations. For example, removal of
temporary works will be without cost to the Corps under Public Law 84-
99 assistance but may not be at no cost to the United States. Use of
another Federal agency's funds is contingent upon that agency providing
the Corps a written determination that such usage is specifically
authorized by law.
Sec. 203.113 Funds and cost sharing.
In addition to the standard non-Federal obligations for an
assistance activity that requires execution of a CA, non-Federal
contributions to the assistance activity may be in the form of cash or
in-kind contributions. The final terms agreed upon will be documented
in writing and made a part of the CA before commencement of the
assistance activity.
(a) Provision of in-kind contributions. The non-Federal sponsor may
minimize the amount of any required non-Federal cash contribution for
an assistance activity by providing materials or services in-kind. In-
kind contributions are generally subject to the requirements in 2 CFR
200.306, Cost sharing or matching. In-kind contributions for assistance
activities may be in the form of labor, equipment, supplies, and/or
services. Only in-kind contributions identified in a CA and carried out
after execution of a CA are eligible to be accepted as part of the non-
Federal share of the cost of an assistance activity. In-kind
contributions do not include the provision of LERRDs.
(b) Cost sharing. (1) The Corps may assume up to 100 percent of
eligible costs for emergency repair, rehabilitation, and restoration of
a Federal FRM or Federal CSRM project and up to 80 percent of eligible
costs for emergency repair, rehabilitation, and restoration of a non-
Federal FRM project.
(2) The non-Federal sponsor may elect to assume responsibility for
a larger percentage of eligible costs for emergency repair,
rehabilitation, and restoration of Federal or non-Federal FRM projects
or Federal CSRM projects.
(3) The non-Federal sponsor will fund the cost to implement
modifications of a FRM or Federal CSRM project. The cost to implement
the modification is the difference between the cost to repair the
project to it pre-flood event condition and the cost to repair the
project with the requested modification.
(4) The Corps will normally provide 100 percent of the cost of
advance measures. However, for those projects where a permanent
construction standard (vice a temporary standard) is used, the non-
Federal sponsor will normally be required to provide 35 percent of the
total project cost.
(5) All costs for LERRDs and costs to repair, rehabilitate, or
replace project components or features that the Corps has determined do
not meet Corps guidelines are the responsibility of the non-Federal
sponsor and will not be accepted as part of any required non-Federal
cost share.
(6) The Corps will determine the dollar value of any in-kind
contributions provided by the non-Federal sponsor.
(c) Payment of Costs in Excess of Benefits for Emergency Repair,
Rehabilitation, and Restoration Assistance. The Corps may carry out
emergency repair, rehabilitation, and restoration of a FRM or Federal
CSRM project that is not economically justified if the non-Federal
sponsor provide funds or in-kind contributions in an amount sufficient
to result in a benefit cost ratio of unity or higher for the emergency
repair, rehabilitation, and restoration activities. All of the
following criteria must be satisfied:
(1) The non-Federal sponsor is willing to provide the necessary
funds or in-kind contributions.
(2) Deferred maintenance, deficient maintenance, or negligent
operation did not contribute to the damage.
(3) The proposed rehabilitation effort could benefit another water
resources development project constructed by the Corps.
Sec. 203.114 Project partnership agreements.
(a) Prior to the provision of assistance for, or at the location
of, a Federal FRM or Federal CSRM project, the Corps will review the
existing Project Partnership Agreement (PPA), Project Cooperation
Agreement (PCA) or Local Cooperation Agreement (LCA) to determine if
the PPA, PCA or LCA sufficiently protects the interests of the United
States and the non-Federal sponsor.
(b) If the existing PPA, PCA, or LCA is sufficient, in lieu of
executing a CA, the responsible Corps district commander will notify
the non-Federal sponsor in writing of the determination. The
notification will identify any known cost share requirements and the
requirements contained in Sec. 203.112. The notification will also
advise the non-Federal sponsor that the terms of the executed PPA,
specifically including the hold and save clause and the operation,
maintenance, repair, replacement, and rehabilitation obligation, remain
in full effect and apply as well to the work that will be undertaken
pursuant to Public Law 84-99. Prior to the provision of assistance, the
non-Federal sponsor must confirm in writing these responsibilities and
acknowledge that it will be providing all required LERRDs.
(c) If the responsible Corps district commander determines that the
existing PPA, PCA, or LCA is insufficient to protect the interests of
the United States and the non-Federal sponsor, the non-Federal sponsor
must execute a CA in accordance with this subpart.
Sec. 203.115 Procedures and responsibilities upon completion of
emergency repair, rehabilitation, and restoration work.
The non-Federal sponsor is responsible for the future operation,
maintenance, repair, replacement, and rehabilitation of all emergency
repair, rehabilitation, and restoration work carried out by the Corps
under Public Law 84-99.
[FR Doc. 2022-24543 Filed 11-14-22; 8:45 am]
BILLING CODE 3720-58-P