The Emergency Alert System, 67808-67826 [2022-23408]
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Federal Register / Vol. 87, No. 217 / Thursday, November 10, 2022 / Rules and Regulations
use to identify certain alerts regarding
national emergencies and to announce
EAS tests by eliminating technical
jargon and replacing it with plain
language terms that will be more easily
understood by the public.
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 11
[PS Docket No. 15–94; FCC 22–75; FR ID
110632]
The Emergency Alert System
Federal Communications
Commission.
ACTION: Final rule.
AGENCY:
In this document, the Federal
Communication Commission (the
‘‘FCC’’ or ‘‘Commission’’), implements
changes to its rules governing the
Emergency Alert System (EAS) to
improve the clarity and accessibility of
EAS messages distributed to the public.
DATES: Effective December 12, 2022. The
incorporation by reference of certain
publications listed in the rule was
approved by the Director as of April 23,
2012.
FOR FURTHER INFORMATION CONTACT:
Chris Fedeli, Attorney Advisor, Public
Safety and Homeland Security Bureau at
202–418–1514 or Christopher.Fedeli@
fcc.gov.
SUMMARY:
This is a
summary of the Commission’s Report
and Order (Order) in PS Docket No. 15–
94, FCC 22–75, adopted on September
29, 2022 and released on September 30,
2022. The full text of this document is
available at https://www.fcc.gov/
document/fcc-improves-accessibilityand-clarity-emergency-alerts.
SUPPLEMENTARY INFORMATION:
Accessible Formats
To request materials in accessible
formats for people with disabilities
(Braille, large print, electronic files,
audio format), send an email to fcc504@
fcc.gov or call the Consumer &
Governmental Affairs Bureau at 202–
418–0530 (voice), 202–418–0432 (tty).
Synopsis
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Introduction
1. To improve the clarity and
accessibility of alerts, the Commission
adopts rules to facilitate the increased
use of the internet Protocol-based
Common Alerting Protocol (CAP) format
for certain types of EAS alerts. CAPbased alerts typically provide more
information than the corresponding
alerts delivered in legacy format.
Therefore, in this Report and Order, the
Commission directs EAS Participants to
check whether certain types of alerts are
available in CAP format and, if so, to
transmit the CAP version of the alert
rather than the legacy-formatted version.
The Commission also revises the
prescribed text that EAS Participants
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A. Transmitting More Alert Messages in
CAP Format
2. The Commission’s rules currently
permit, but do not require, EAS
Participants to check for CAP-format
versions of state and local area alerts at
the time they receive legacy EAS-format
alerts and, if the same alert is available
in both formats, to transmit the CAP
version rather than the legacy EAS
version. The Commission is now
requiring EAS Participants, upon
receiving a legacy EAS alert message, to
check whether a CAP version of the
same alert is available on the Federal
Emergency Management Agency’s
(FEMA) internet-based platform known
as the Integrated Public Alert and
Warning System (IPAWS) by polling the
IPAWS feed for CAP-formatted EAS
messages. If a CAP version is available,
the Commission requires EAS
Participants to transmit the CAP version
rather than the legacy version. In
addition, to allow sufficient time for a
CAP version to appear without unduly
delaying transmission of the alert, the
Commission requires EAS Participants
not to transmit an alert in legacy format
until at least 10 seconds after receiving
its header codes unless they confirm by
polling the IPAWS feed that no
matching CAP version of the message is
available. As discussed below, this
requirement applies only to valid alert
messages relating to event categories
and locations for which the EAS
Participant normally transmits such
alerts pursuant to the State EAS Plan,
but does not apply to national
emergency messages, messages
associated with national tests of the
EAS, or required weekly test messages.
3. The Commission requires that, if an
EAS Participant has received both a
legacy EAS version and a CAPformatted version of the same alert, it
must transmit the CAP version, not the
legacy EAS version. In other words, it
must ‘‘prioritize’’ the CAP message.
CAP-formatted alerts can relay much
more data than legacy alerts, which can
relay only an audio message and a
limited amount of encoded data. EAS
Participants may receive legacy and
CAP alerts at different times, however,
and under the current rules, if an EAS
Participant receives the legacy version
of an alert first, it might process that
version and transmit it to the public
even if a CAP version of the same alert
arrives seconds later, leaving the
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potentially expanded content in the
CAP version unused.
4. Requiring EAS Participants to
check for CAP-formatted versions of
alerts and use them, if available, will
increase the proportion of alerts
distributed to the public that include
enhanced information. Several
commenters support mandatory CAP
polling and prioritization for this
reason. The Accessibility Coalition, for
example, comments that ‘‘[g]iven the
greater capability of the CAP-based
alerts, . . . a CAP-based alert should be
checked for and utilized when possible
. . .’’ NCTA agrees that ‘‘[e]xpanding
the use of triggered CAP polling as
proposed is a positive step toward
providing all Americans more reliable
and accessible emergency alerts.’’
Moreover, as Gary Timm points out, the
requirement the Commission is
adopting would ‘‘make good on the
Commission’s promise to the
Commission’s emergency management
partners’’ that CAP-formatted alerts will
‘‘improve the messaging available
through the EAS.’’
5. The Commission is not persuaded
by the arguments of commenters that
oppose mandated CAP polling. For
example, Donald Walker argues that
mandating CAP polling ‘‘would likely
impose significant monetary and time
costs for development on equipment
manufacturers as well as . . . EAS
Participants,’’ especially broadcasters,
and that ‘‘the public safety benefits of
having matching audio and text crawls
[would not] outweigh[ ] the burden that
would be placed on the industry.’’
However, Walker fails to provide any
factual information to support his
assertions regarding the costs or time to
implement mandatory CAP polling and
prioritization, and Section III.E below
explains the Commission’s basis for
finding the costs will likely be relatively
low. Walker also ignores the significant
public safety benefits that the increased
clarity of the CAP-formatted visual
crawl will provide for people who are
deaf and hard of hearing (even if the text
does not precisely match the audio
version of an alert), and he fails to
account for the benefits of more
informative readable text on the screen
for other viewers who may rely on both
the visible scroll and the audible
versions of alert messages to fully
understand them.
6. Similarly, the Commission is not
persuaded by NAB and other parties
who argue against mandatory CAP
polling and prioritization based on the
fact that the National Weather Service
(NWS) does not currently distribute
alerts in CAP format over IPAWS due to
concerns about issuing duplicative
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alerts for the same weather emergency.
NAB contends that ‘‘[a]lthough NAB
appreciates the FCC’s forethought in
seeking to increase the accessibility of
EAS alert crawls, the fact that the
proposed new process will not include
weather-related alerts issued by NWS
may frustrate the realization of this goal
for the foreseeable future.’’ However, the
Communications Security, Reliability,
and Interoperability Council (CSRIC), an
FCC advisory committee, recently
analyzed the concerns about duplicative
alerts that, until now, have led NWS to
refrain from distributing CAP-formatted
alerts, and identified and evaluated
several potential changes that could
ameliorate or resolve those concerns.
The CSRIC recommendations could
provide a basis for NWS to begin issuing
CAP-formatted alerts over IPAWS in the
foreseeable future, in which case the
rule the Commission adopts today
would require EAS Participants to
transmit them.
7. Even if NWS does not change its
approach in the near term, there are
thousands of state and local alert
originators that distribute EAS alerts in
CAP format, covering numerous nonweather emergencies that pose harm to
human health and property. The
Commission does not see the logic of
foreclosing the benefits to public safety
of increased CAP usage for these state
and local alerts just because NWS does
not distribute CAP alerts at present. The
Commission also disagrees with NAB’s
suggestion that mandatory polling might
result in ‘‘unintended consequences’’ or
‘‘confusion caused by only a small
percentage of EAS alerts including
matching visual crawls and audio
messages’’ NAB fails to explain what
types of unintended consequences it is
referring to, and the Commission finds
its assertions about potential confusion
to be entirely speculative. On the
contrary, the Commission concludes
that mandating CAP polling will reduce
the potential for confusion and enhance
public safety by ensuring a seamless
transition at whatever point NWS
decides to begin issuing CAP alerts over
IPAWS.
8. Timing of Mandatory CAP Polling.
In the Accessibility NPRM, the
Commission proposed requiring CAP
polling upon receipt of a state or local
legacy alert, but sought comment on
whether ‘‘EAS Participants [should] be
allowed some minimum time frame, for
example, 5–15 seconds,’’ to account for
delays in the CAP message becoming
available. Based on concerns raised in
the record about the Commission’s
proposal to require polling at the time
the legacy alert is received, the
Commission modifies its proposal to
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include a brief timing delay.
Specifically, the Commission requires
that, when an EAS Participant receives
a legacy-format alert that (i) is valid, (ii)
covers a type of event and a geographic
area for which the EAS Participant
normally transmits alerts to the public
pursuant to its State EAS Plan (but
excluding messages with the EAN, NPT,
or RWT event codes), and (iii) is not a
duplicate of a CAP-formatted message it
has already received, the EAS
Participant must poll the IPAWS feed
for a CAP version of the legacy alert at
least 10 seconds after detection of the
legacy alert’s initial header code. For
this purpose, two EAS messages are
considered ‘‘duplicates’’ or ‘‘versions’’
of the same alert if the originator codes,
event codes, location codes, and datetime codes in the headers of both
messages are all identical, and the valid
time period codes in the headers cover
approximately the same periods of time,
with allowances for the way CAP and
legacy messages express valid time
periods differently. The 10-second
waiting period for CAP polling does not
apply if the EAS Participant has already
acquired the CAP version through
polling the IPAWS feed prior to the 10second threshold. In such instances, the
EAS Participant need not poll IPAWS
again or wait 10 seconds to send the
alert, which must be sent in CAP format.
9. The parties’ comments persuade us
that requiring CAP polling immediately
upon detection of a legacy alert, as the
Commission originally proposed, would
be counterproductive. When an alert
originator sends an alert in both CAP
and legacy formats, the record
establishes that in many cases the CAP
version will not appear on the IPAWS
server until a few seconds after EAS
Participants have received the legacy
alert header code. Accordingly, a rule
requiring immediate polling would fail
to detect many CAP alerts by polling too
early. By delaying the required polling
until at least 10 seconds after receipt of
the legacy alert’s initial header code, the
Commission allows sufficient time for
the CAP version of the alert to appear
and be retrieved, and the Commission
significantly reduces the risk that an
EAS Participant will send a legacy alert
when a CAP version is available.
10. The Commission agrees with the
Accessibility Coalition that, since ‘‘time
is of the essence in emergencies,’’ the
CAP polling rule should not cause
significant delays in transmitting alert
content to the public. The record
indicates that most EAS devices require
at least 15 seconds to process and
transmit a legacy alert after the legacy
header code is first detected. Thus,
requiring EAS participants to wait 10
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seconds before polling does not delay
the normal time sequence for
transmission of a legacy alert if no CAP
version of the alert is available. With
respect to Gary Timm’s suggestion that
we ‘‘set a minimum CAP Prioritization
Seek Time of 5 or 10 seconds . . . ,’’
the Commission finds five seconds to be
unnecessarily short, given that most
EAS devices require at least 15 seconds
to process and transmit a legacy alert
after the legacy header code is first
detected, and could preclude detection
of matching CAP messages in a number
of cases when more time was available
for the CAP alert to become available.
11. The Commission recognizes that
setting a minimum waiting period of
more than 10 seconds would further
‘‘increase the likelihood that a matching
CAP message will be found.’’ However,
the Commission is concerned that
requiring a waiting period longer than
10 seconds risks unduly delaying the
transmission of alerts. At the same time,
the Commission’s rule gives EAS
Participants flexibility to wait longer
than 10 seconds to poll for CAP
messages if they believe their individual
circumstances or usual polling cycle so
warrants. The Commission further
clarify that if an EAS Participant has
detected a CAP alert message
concerning a time-sensitive emergency
and is trying to retrieve it, but it is
taking an unreasonably long time to
finish downloading the full content of
the message from the IPAWS server due
to factors such as internet protocol (IP)
transport latency, the EAS Participant
may proceed to transmit the received
legacy version of the same alert right
away. The Commission leave it to EAS
Participants to decide what a reasonable
amount of time is, given their familiarity
with their IP connections and the timesensitivity of the emergency event in
issue.
12. The Commission disagrees with
Sage and other parties who argue that
the minimum waiting period for CAP
polling should be an option left to each
EAS participant. As explained above,
the Commission concludes that all EAS
participants should be subject to the 10second minimum time limit to ensure
that the vast majority of CAP messages
will be detected and used. However, by
allowing EAS participants to poll after
more than 10 seconds, the rule provides
flexibility to address Sage’s concern that
a uniform, ‘‘one-size-fits-all’’ CAP
polling and prioritization requirement
would fail to account for unique factors
affecting particular EAS Participants.
The CAP prioritization mandate only
sets the earliest time at which polling
could occur and lets EAS Participants,
based on their familiarity with their IP
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transport links and other factors, adopt
a longer CAP polling interval if that
works best for their systems.
13. The 10-second minimum also
accounts for the concerns that
equipment manufacturer DAS raises in
its comments opposing any minimum
delay time. DAS contends that, in the
version of CAP polling and
prioritization it has already
implemented, ‘‘the polling [for] and
processing [of CAP messages] . . . will
not take longer’’ than the time required
‘‘to process the audio portion of a legacy
EAS message that arrives first.’’ The
Commission’s rule accommodates this
situation; it does not preclude EAS
Participants from sending out a CAP
message before the matching legacy
message is ready to be transmitted.
Similarly, the rule does not compel EAS
Participants to transmit the CAP version
(if one is available) any later than it
would have transmitted the legacy
version. Thus, the basic requirement to
poll for the CAP version of a received
legacy alert with the timing adopted
here will not materially delay or
otherwise hamper the relay of the
received legacy version to the public.
14. Application of the CAP Priority
Mandate. The Commission’s new rules
requiring EAS Participants to poll for
and prioritize CAP-formatted messages
will apply to all EAS alert categories
except for alerts with the Emergency
Action Notification (EAN), National
Periodic Test (NPT), or Required
Weekly Test (RWT) event codes. As
discussed below, with respect to these
three codes, the Commission concludes
that requiring CAP polling and
prioritization would be
counterproductive.
15. The Commission exclude National
Emergency Messages using the EAN
code (i.e., Presidential alerts) because
the expectation is that any Presidential
alert announcing a national emergency
would contain live audio, and the
record confirms that IPAWS is not
presently capable of reliably carrying
live audio messages in CAP format in
real time. Moreover, the EAS–CAP
Industry Group (ECIG) Implementation
Guide contains no technical guidelines
that would support such live
transmissions over IPAWS. Because
IPAWS cannot currently support live
streaming of a Presidential alert, the
Commission concludes the CAP polling
mandate should not apply to EAN
messages at the present time.
16. With respect to national test
messages issued using the NPT code,
the Commission does not require CAP
polling or prioritization because it
would undermine the objectives of
testing. In some instances, the national
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EAS test conducted by FEMA is limited
to testing EAS in the legacy format, i.e.,
the purpose of the test is to assess EAS’s
capacity to disseminate a legacy
nationwide EAN alert. Because the
Commission does not require EAS
Participants to poll for a CAP version of
an actual nationwide legacy EAN alert,
there is no reason to require CAP
polling when testing the system’s
capacity to transmit such an alert.
Commenters concur that, for these
reasons, requiring CAP polling of NPT
alerts is unnecessary and potentially
counterproductive. The same principle
applies to instances where FEMA uses
the NPT code to conduct a nationwide
test of EAS in both legacy and CAP
formats to compare the relative speed
and propagation patterns for each
format. In such instances, requiring EAS
Participants to poll for and prioritize the
CAP version of the message could skew
the comparative test results by causing
EAS Participants to rebroadcast (and
further propagate over the daisy chain)
the CAP version rather than the legacy
version they received. Accordingly, the
Commission declines to require CAP
priority polling for the NPT at this time.
17. Finally, the Commission does not
require polling for RWT alerts because
they typically consist solely of tones,
contain no audio or visual messages,
and are used merely to ensure that the
EAS equipment is functioning. Under
these circumstances, the Commission
agrees with commenters that there is no
appreciable benefit to requiring CAP
polling for RWT messages. With respect
to the Required Monthly Test (RMT)
alerts, however, the Commission agrees
with commenting parties that the CAP
polling requirement should apply.
Because RMT alerts, unlike RWT alerts,
are audible (and readable as visible text)
to the general public, CAP polling and
prioritization will enable the public to
benefit from the superior quality of the
text of CAP messages for those alerts.
18. The Commission declines to grant
an exception from the CAP
prioritization mandate for radio
broadcasters, as advocated by NAB.
NAB contends that ‘‘there seems to be
no reason to force radio stations to
upgrade equipment or otherwise change
their current practices’’ since ‘‘the entire
[Accessibility NPRM] is framed in terms
of enhancing the accessibility of EAS
alerts for persons who are deaf or hard
of hearing through the dissemination of
more alerts with matching visual crawls
and audio messages.’’ The Commission
disagrees. While the Accessibility NPRM
emphasized matching of visual with
audio messages, there are ample reasons
why radio broadcasters, like video
service EAS Participants, should be
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required to distribute CAP messages
rather than legacy-formatted messages
wherever possible. First, some digital
radio broadcasters transmit visual alerts
to digital radio receivers. Further, as
discussed above, the audio generated
from a CAP alert, whether from text-tospeech or from airing a CAP audio file,
typically is superior in clarity and
quality to that contained in a legacy
alert. Use of text-to-speech has been
standardized in EAS equipment and
systems for over 12 years, and it is
routinely used and supported today.
Requiring radio broadcasters to
prioritize CAP alerts over legacy alerts
should result in optimizing the audio
quality of the alert messages they
broadcast, including rendering audio
messages comprehensible that might
otherwise be less intelligible had the
legacy audio been broadcast instead.
The Commission finds improving the
audio quality of alerts to be an
important public interest benefit, and
the Commission therefore declines to
exempt radio broadcasters from the CAP
prioritization requirements adopted in
this item.
19. Finally, the Commission
concludes that it would not serve the
public interest to require all EAS
Participants to transmit both the legacy
version of an alert message and a
subsequently-acquired CAP message, as
the Accessibility Coalition suggests.
Such a requirement would result in the
airing of duplicate alerts, which have
historically been prohibited in the EAS
rules because they can cause congestion
in the alerting process, create public
confusion, and cause additional
preemption of programming that might
cause broadcasters to abandon carriage
of state and local alerts. In any case, the
Commission expects the 10-second
minimum polling requirement will be
sufficient to capture any available CAP
version of a received legacy alert in the
vast majority of cases without causing
significant delay in transmitting the
alerts.
B. Revising the Alert Text for Certain
National EAS Codes
20. Consistent with the proposals in
the NDAA NPRM and the Accessibility
NPRM, the Commission amends its
rules prescribing the language to be
used in audible and viewable messages
generated from three national EAS alert
codes: EAN (Emergency Action
Notification), NPT (National Periodic
Test), and PEP (Primary Entry Point). In
each case, the Commission adopts
simpler, more straightforward terms that
will enable the public to understand the
origin and purpose of these alerts more
easily and, in particular, will enable
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people who are deaf or hard of hearing
to receive and comprehend the critical
informational elements of the alerts. The
revised text set forth below will be used
in the messages displayed as text on the
screens of viewers’ devices. In addition,
for alerts issued in CAP format with no
audio message included, the EAS
equipment will generate audio messages
that include the revised text. The
Commission also prescribes a scripted
visual message that EAS Participants
must display when FEMA conducts
nationwide tests of the alert system in
legacy EAS-only format. In conjunction
with these changes, the Commission
adopts certain conforming edits to the
Commission’s implementing rules. The
Commission discusses these changes
below.
21. The Commission revises the
prescribed text associated with two
event codes (EAN and NPT) and one
originator code (PEP) listed in its rules.
The Commission changes the text for
the EAN event code from ‘‘Emergency
Action Notification’’ to ‘‘National
Emergency Message,’’ changes the text
for the NPT event code from ‘‘National
Periodic Test’’ to ‘‘Nationwide Test of
the Emergency Alert System,’’ and
changes the text for the PEP originator
code from ‘‘Primary Entry Code System’’
to ‘‘United States Government.’’ The
Commission agrees with the
Accessibility Coalition that these
changes to the alert text displayed to the
public for these three codes will make
the EAS more accessible to people who
are deaf or hard of hearing. The
Commission also agrees with FEMA,
NWS, and many other commenters that
these changes will make these national
alerts easier for all members of the
public to understand and will more
effectively inform people of emergency
situations. For consistency, the
Commission also revises its rules to use
the term ‘‘National Emergency
Messages’’ instead of ‘‘Emergency
Action Notification’’ wherever that term
appears.
22. The improvements brought about
by these text changes are evident when
comparing the alert header seen or
heard by the public under the
preexisting rules and under the
Commission’s new rules. Under the
preexisting rules, an alert using the PEP
and EAN codes would read, in relevant
part, ‘‘The Primary Entry Point system
has issued an Emergency Action
Notification. . . .’’ The new version of
this alert will read, ‘‘The United States
Government has issued a National
Emergency Message. . . .’’ Similarly,
for nationwide test alert messages
initiated by FEMA in CAP format, the
existing header text reads ‘‘the Primary
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Entry Point system has issued a
Nationwide Periodic Test.’’ Under the
Commission’s new rules, the header text
will read ‘‘the United States
Government has issued a Nationwide
Test of the Emergency Alert
System. . . .’’
23. The Commission finds that these
changes will result in clearer and more
comprehensible alert messages. The
Commission agrees with the
Accessibility Coalition that displaying
clearer text for alerts will make these
messages more accessible to people who
are deaf or hard of hearing. NCTA also
asserts, and NWS, NAB, DAS, and Sage
agree, that such changes ‘‘will provide
the public with clearer, more uniform,
and more readily understandable
information. . . .’’ The Commission
concludes that changing the visual
displays of alerts and related updates to
improve clarity will mitigate the risk of
reduced public response to emergency
messages that the public
misunderstands. The Commission also
finds that clearer description of NPT test
alerts will ‘‘minimize the potential for
consumer confusion and alerting
fatigue’’ and is therefore in the public
interest,’’ even though the NPT is not
warning the public of danger. Further,
the Commission agrees with the
Accessibility Coalition that clarifying
visual alert displays will improve
accessibility of the EAS for people with
hearing-related disabilities. These
changes will benefit the public by
reducing confusion about what alert
messages are communicating in times of
emergency and ‘‘clarif[ying] the critical
informational elements included in
nationwide EAS tests, particularly for
members of the public that cannot
access the audio message.’’
24. There is also ample justification
for the specific wording of the new
labels that the Commission is selecting
for the EAN, PEP, and NPT codes. The
Commission agrees with FEMA that
‘‘National Emergency Message’’ is a
clearer and more accurate label for EAS
alerts using the EAN code than
‘‘Emergency Action Notification,’’
which ‘‘has no meaning or significance
to the public and may create confusion,
delaying the public taking protective
actions to mitigate the impact of the
impending emergency event.’’
25. Similarly, labeling alerts that use
the PEP code as originated by the
‘‘Primary Entry Point system’’ is opaque
to the general public and fails to provide
any meaningful information about who
originated the alert. In the NDAA
NPRM, the Commission proposed to
replace ‘‘Primary Entry Point system’’
with the term ‘‘National Authority.’’
However, the Commission concludes
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that the term ‘‘United States
Government’’ more clearly
communicates the source of such alerts
than ‘‘National Authority,’’ and the
Commission therefore adopts ‘‘United
States Government’’ as the label for
alerts using the PEP code.
26. The Commission also finds that
changing the NPT alert text from
‘‘National Periodic Test’’ to
‘‘Nationwide Test of the Emergency
Alert System,’’ as well as the NPT
legacy script change discussed below,
will make it clearer to the public that
these alerts are only tests. This will
eliminate confusion and will increase
the public’s overall trust in the alerting
system, making it more likely that all
members of the public will heed alert
warnings and follow alert instructions
in the future.
27. The Commission declines to adopt
any other changes to alert code
descriptions or scripts beyond those
adopted today. The Commission agrees
with NWS that other alert code
descriptions received by the public are
already sufficiently clear and convey the
nature of the alert in a concise and
easily understandable way. The
Commission also declines suggestions to
establish a new regional test code and
require EAS Participants to display the
word ‘‘regional’’ instead of ‘‘national’’ or
‘‘nationwide’’ when FEMA geotargets a
test alert. The Commission finds that no
confusion will result from using the
term ‘‘national’’ or ‘‘nationwide’’ even if
a regional test alert is sent, since NPT
alerts are test messages that contain no
emergency instructions to the public. In
addition, the infrequency of regional
NPT tests further persuades us that
creating a separate new code for
regional test alerts is unnecessary.
28. In the NDAA NPRM, the
Commission proposed to change the
three-letter EAN and PEP codes to
match the proposed new text labels for
these codes. On review of the record,
however, the Commission sees no need
to change any of the existing three-letter
codes. Unlike the text labels that are
seen by the public, the three-letter codes
are entirely functional and the public
never sees or hears them. These codes
are automated computer language that
are received and processed with no
human involvement. Even EAS
Participants would rarely see them, if
ever, once the text change for a code is
programmed into EAS equipment with
a one-time update. The only time any
employee of an EAS Participant would
see the codes is if a station engineer
were present on site and looking at the
EAS screen at the moment an alert was
received. The Commission also finds
that no confusion will result from using
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codes that are not acronyms for the
displayed text. This has long been the
case for other codes currently in use
without incident, like the ‘‘WXR’’ code
for ‘‘National Weather Service.’’ Thus,
there is no risk of public confusion from
retaining the existing codes. In addition,
as several commenters point out,
changing these three-letter codes could
be costly to implement and might create
a risk of alert failure, which could
seriously jeopardize public safety. NWS
contends that changes to the existing
three-letter alert codes might cause
NOAA Weather Radios to display
inaccurate or partial visual messages on
radio display screens. No commenter
supported changing the three-letter
codes or identified any benefit to the
public, EAS Participants, or alert
originators of doing so. The Commission
concludes that changing only the text
for these alert codes without modifying
the codes themselves will fully achieve
its public interest objective of more
comprehensible alerts, while avoiding
unnecessary costs or risks.
29. Standard Script Displayed for
Nationwide Test Alerts in Legacy EAS
Format. The Commission adopts its
proposal, discussed in the Accessibility
NPRM, to modify the text display used
in the visual crawl for EAS-based
nationwide test alerts transmitted in
legacy format. Specifically, when a
legacy nationwide test alert is generated
from the PEP and NPT header codes and
uses the ‘‘All-U.S.’’ geographic location
code, the Commission requires video
service EAS Participants to display the
following scripted text: ‘‘This is a
nationwide test of the Emergency Alert
System, issued by the Federal
Emergency Management Agency,
covering the United States from [time]
until [time]. This is only a test. No
action is required by the public.’’ This
new text will be much easier to
understand than the text displayed for
such test alerts under the current rules
(‘‘the Primary Entry Point system has
issued a National Periodic Test . . .’’).
The Commission notes that the revised
text will be displayed only when FEMA
issues a nationwide test alert in legacy
EAS format and therefore cannot use the
enhanced text capabilities of CAP to
explain the alert visually in greater
detail. It is unnecessary to prescribe
such a script for test alerts that FEMA
issues in CAP format, since FEMA can
add explanatory text to CAP-formatted
messages and ensure that the audio
message matches the visual crawl
generated for the alert.
30. The Commission disagrees with
Sage’s and Timm’s arguments that
addition of a script is a departure from
processing of actual EAN alerts that
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would render the testing process less
effective. As the Commission has long
acknowledged, the technical parameters
of NPT test alerts need not be identical
to those of EAN alerts announcing
actual national emergencies to generate
an effective test, especially if a slight
difference will make the test alert
message are more comprehensible and
accessible, including to people who are
deaf or hard of hearing. In this instance,
a slight deviation between the use of a
scripted message for legacy NPT test
messages and the visual crawl that
would be generated for an actual EAN
alert will not significantly diminish the
NPT’s usefulness. The Commission
agrees with Sage, however, that there is
no need to prohibit translations, and
therefore clarifies that EAS equipment
manufacturers may translate the NPT
script adopted today into additional
languages, as some currently do for alert
code text descriptions.
31. The Commission also requires
radio broadcasters to change the text for
the NPT event code from ‘‘National
Periodic Test’’ to ‘‘Nationwide Test of
the Emergency Alert System.’’ The
Commission disagrees with NAB’s
contention that ‘‘it seems inappropriate
to impose the same obligation [to
implement the new NPT text and NPT
script] on audio-only EAS Participants,
at least on the same terms as video
service providers, as they do not
contribute to the visual accessibility of
EAS messages.’’ The Commission also
disagrees with NAB’s suggestion that
the only ‘‘purpose of the CAP related
obligation is to promote the ability of
EAS alerting to provide matching visual
and audio messages, to increase the
clarity of alerts for persons who are deaf
and hard of hearing.’’ While these are
central reasons why we are adopting
these requirements, they are not the
only factors justifying these rule
changes, as discussed above. For
example, some digital radio
broadcasters display visual alerts on the
screens of digital radio receivers.
Moreover, it is important for radio
broadcasters’ NPT alerts to refer to
‘‘Nationwide Test of the Emergency
Alert System’’ in instances when CAPformat text messages do not include any
audio content and the audio alerts must
be generated based on the CAP message
header using text-to-speech
functionality. Otherwise, if FEMA were
to send an NPT alert in CAP format
consisting exclusively of text without
any audio component, or if a
distribution failure resulted in a radio
broadcaster receiving only the text but
not the audio portion of the alert, a
radio broadcaster that had not
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implemented the new NPT text would
air the outdated ‘‘National Periodic
Test’’ language that the Commission has
found to be confusing to the public.
32. While the Commission requires
radio broadcasters to implement the
new NPT header code text, it declines
to require them to update their devices
to accommodate the new prescribed
script for legacy-format NPT messages.
The Commission concludes that
imposing such a requirement on radio
broadcasters would yield only minimal
benefits, because the prescribed NPT
script is to be used only in visual
displays and would not affect audio
messages. Although a few radio
broadcasters might be able to display
the new prescribed script on digital
radio receiver screens, they would
display the clearer NPT label that the
Commission adopts today (‘‘Nationwide
Test of the Emergency Alert Message’’)
even if they were not required to display
the more detailed NPT script; and
imposing that requirement on the large
majority of radio broadcasters would
have no impact on alert clarity. Radio
broadcasters are free to implement this
updated script voluntarily, however,
and the Commission encourages them to
do so if it will improve digital radio
visual displays, or for the sake of
consistency across deployed EAS
decoder devices.
33. Eliminating National Information
Center (NIC) Code. As the Commission
proposed in the NDAA FNPRM, the
Commission is deleting the National
Information Center (NIC) event code
because the federal National
Information Center no longer exists, and
there is thus no reason to maintain this
event code in the rules. Most
commenting parties agree. Deleting the
NIC code will avoid confusion by
preventing any accidental activation of
this obsolete alert and will avert the risk
of rogue alerts that might be caused by
unauthorized parties’ intentional misuse
of the NIC code. Since deletion of the
NIC code can be implemented by a
simple software change that requires
only an update to EAS encoders, the
Commission requires EAS Participants
to implement this change in the same
timeframe as the other EAS encoder
device changes adopted in this order.
This should entail negligible costs since
EAS Participants can implement all
required encoder updates in a single
package update. The Commission also
directs SECCs to remove this code from
state EAS plans and advises FEMA to
remove NIC from its list of codes that
can be accepted from alert originators
and issued via IPAWS.
34. The Commission rejects Sage’s
alternative proposals for preventing
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issuance of NIC-coded alerts without
deleting the NIC code, such as directing
parties to ignore the code and asking
FEMA and alert originators not to use it.
These approaches would be more
complicated to implement than simply
deleting the NIC code, and they would
be far less effective at preventing
potential misuse of a code that is
otherwise obsolete and unnecessary.
The Commission also rejects Donelan’s
suggestion that the NIC code be retained
and repurposed. The Commission
cannot do this except in concert with
FEMA, which has asked to delete the
code.
35. Conforming Changes to
Implementing Rules. Finally, to avoid
potential confusion stemming from
associating the PEP originator code with
the term ‘‘United States Government,’’
the Commission is replacing the term
‘‘Primary Entry Point System’’ in the
rules with the term ‘‘National Public
Warning System.’’ The Commission
notes that FEMA has ceased using
‘‘Primary Entry Point System’’ and has
replaced it with the term ‘‘National
Public Warning System’’ (NPWS), and
the Commission finds that aligning its
terminology with FEMA’s is in the
public interest. While the Commission
did not specifically propose or mention
this rule change in the NDAA NPRM or
the Accessibility NPRM, the
Commission believes it is a logical
outgrowth of the proposal to change the
text associated with the PEP originator
code. Furthermore, to the extent
necessary, the Commission invokes the
exception in the Administrative
Procedure Act that allows agencies to
proceed without notice and comment to
revise rules where notice and comment
is unnecessary. Here, the Commission
believes initiating another notice and
comment proceeding to address this
non-substantive conforming rule change
is unnecessary and that adopting it
without further notice and comment is
in the public interest, because the
change in terminology used to refer to
certain entities in the Commission’s
rules will have no impact on any party’s
rights or obligations. The Commission
also makes minor edits to Part 11 to
update the contact information for the
National Archives and Records
Administration. These updates to
NARA’s contact information do not alter
the substance of parties’ obligations, but
merely the procedures they follow to
obtain required standards from NARA,
and the Commission thus views them as
procedural rule changes for which
notice and comment is not required. To
the extent that these rules were instead
seen as something other than procedural
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rules, the Commission independently
finds good cause to forgo notice and
comment as an alternative basis for its
decision. The Commission finds notice
and comment unnecessary because
regulated entities’ rights and obligations
are not being altered.
C. Compliance Time Frame
36. The Commission requires all EAS
Participants to comply with the rules
adopted in this order no later than one
year from the effective date of the order
(subject to the exceptions discussed
below). The Commission agrees with
commenting parties that all rule changes
requiring software updates to EAS
encoder equipment can be
accomplished on a one-year schedule.
Equipment suppliers DAS and Sage
indicate that changes such as the
revised EAN code text and removal of
the NIC event code ‘‘can be
accomplished via software updates’’ to
EAS equipment in tandem with
‘‘regularly scheduled maintenance
activities’’ involving minimal cost and
effort on the part of EAS manufacturers
and participants and that ‘‘[t]he normal
estimate of a year would apply.’’ These
parties support the same
implementation period for the new CAP
polling and prioritization requirements:
DAS says it has already installed ‘‘a
feature called Triggered CAP PollingTM’’
on EAS devices and ‘‘made [it] available
on every software update since 2018,
while Sage states the feature ‘‘can be
implemented by Sage and installed by
users over a one-year period.’’ This oneyear implementation period is
consistent with past orders requiring
EAS encoder software updates. This
deadline applies to all EAS participants,
including radio broadcasters.
37. REC Networks requests that the
CAP polling implementation deadline
be extended to three years for analog
radio broadcasters, contending that
‘‘[t]here are many smaller broadcast
stations, including LPFM stations,
smaller noncommercial educational
(NCE) stations as well as small ‘mom
and pop’ and other standalone
commercial broadcasters, including
those owned or controlled by minority
groups[,] that do not have the budget or
resources to implement CAP Polling
within the proposed mandated one-year
time frame.’’ The Commission declines
to do so. REC cites vendor costs of less
than $500 for the necessary software
changes, and does not provide any
evidence to suggest that this would be
a financial hardship for small
broadcasters, much less all analog
broadcasters. Any individual entity may
seek a waiver if it can demonstrate that
‘‘special circumstances’’ justify
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deviation from the generally applicable
requirement. The Commission notes
that REC Networks generally disagrees
with its decision to apply the CAP
polling and prioritization requirements
to analog radio broadcast stations, as
discussed above. Those general policy
objections do not justify a special carveout from the generally applicable
compliance timeframe for an entire
industry segment.
38. The Commission disagrees with
NCTA’s and ACA’s argument that cable
operators would need at least two years
to conduct the downstream equipment
testing and modifications needed to
implement timed CAP polling and the
changes to the PEP and NPT code texts
and the NPT script. The EAS changes
the Commission adopts in this Order are
substantially similar to the NPT and
national location code rule changes the
Commission adopted in 2015, when
NCTA agreed that one year was enough
time for even a complex downstream
equipment testing process. Neither
NCTA nor ACA explains why the
downstream equipment testing and
modification process would take longer
now than it did in the past. The
Commission finds that one year is
sufficient time (except in the
circumstances described below) for all
EAS Participants to implement the
changes that the Commission deems
necessary to improve public safety by
making alerts more comprehensible and
accessible, as promptly as practicable.
39. The Commission recognizes,
however, that it may take more than one
year for cable operators to implement
the required change to the EAN text.
Cable industry commenters note that the
text associated with EAN-coded alerts
(unlike text associated with other alert
codes) is sometimes hard-wired into
‘‘downstream’’ equipment in cable
operators’ networks, including set-top
boxes that are controlled by the cable
operator and installed at customers’
premises. Thus, while cable operators
can implement software upgrades in
their EAS encoder/decoder equipment
to transmit the new text for the EAN
code, many downstream set-top boxes
cannot be similarly reprogrammed
through software modifications alone (a
problem that is especially acute for
some older, discontinued models for
which manufacturers no longer provide
software support). As a result,
implementing the new EAN text will
require these set-top boxes to be
replaced. Moreover, NCTA argues
persuasively that wide-scale hardware
replacement at customers’ premises on
a short timeframe would entail
excessively high costs.
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40. Specifically, the Commission
grants cable operators six years from the
effective date of today’s order to
complete the transition to the new EAN
text display of ‘‘National Emergency
Message’’ to the extent that the change
requires replacement of navigation
equipment (i.e., set-top boxes) that
cannot be safely updated via software
upgrades alone, and 15 months from the
effective date of the order in other
instances where implementing the EAN
text change require upgraded software
on set-top boxes and headend
equipment used to control set-top boxes.
The Commission finds these longer
compliance time frames for
implementing the EAN change in this
limited context to be justified, due to
the risk that improperly programmed
equipment might fail to transmit EAN
alerts properly, the need for testing such
software changes to assure a smooth and
effective rollout, and the excessive costs
that immediate replacement of such
equipment would impose. Similarly, to
the extent such changes require
replacement of set-top boxes or other
navigation equipment at customer
premises, the Commission finds that it
would not be in the public interest to
require replacement of all such
equipment in cable networks with the
EAN text change within one year. A sixyear implementation period will avoid
rushed compliance efforts without
testing and verifying the proper
functionality of such equipment, and
will enable cable operators to gradually
replace outdated set-top boxes to the
extent necessary on a schedule closer to
the average lifecycle of this equipment,
resulting in costs that would not
substantially exceed those they would
incur in the ordinary course of business.
41. The Commission’s compliance
timeline of six years is based on
estimates of the average life span for
replacement of cable set-top-boxes and
similar devices that cable industry
representatives have submitted to
government agencies in the past. For
example, NCTA represented in 2017
that the average set-top box lifespan is
five to seven years and that the average
deployment cycle for set-top boxes is six
years. NCTA more recently stated that
‘‘its members estimate that set top boxes
have ‘‘a lifecycle of roughly 10+ years,’’
but it has clarified that this estimate
applies only to ‘‘newer set-top boxes
[that] are designed to have longer
lifespans,’’ not to all deployed set-top
boxes. The six-year replacement
timeline the Commission establishes
today primarily applies to older legacy
set-top boxes that cannot be updated via
software changes. Therefore, it is
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appropriate to rely on the earlier
estimates for purposes of establishing
this timeline. Finally, the Commission
does not adopt ACA Connects’ proposal
to exempt small cable operators from
the set-top box replacement requirement
or to extend the six-year timeline to ten
years. While ACA Connects asserts that
the requirement would be burdensome
to small operators, it provides no
evidence to support this assertion. ACA
Connects states that ‘‘the cable video
business has become increasingly
challenging in recent years, especially
for the smallest operators,’’ and argues
that a mandate to replace set-top boxes
‘‘could prove highly burdensome for
some operators and even encourage exit
from the cable video business,’’
However, ACA Connects provides no
cost data or other evidence that would
support a blanket exemption for all
small operators. To the extent that
individual cable operators can
demonstrate unique hardship or other
special circumstances, they may seek a
waiver pursuant to the Commission’s
rules.
42. NCTA asserts that even where settop boxes need not be replaced,
implementing the EAN text change may
require upgraded software on set-top
boxes and headend equipment used to
control set-top boxes, and it argues that
the Commission should allow 18
months for all required software
upgrades, including the upgrades to
implement the new labels for the NPT
and PEP codes. The Commission
declines to do so. The Commission will
allow cable operators additional time to
comply with the required change to the
text associated with the EAN code only,
but finds that 15 months is more than
adequate to account for these softwarerelated complexities, including any
unexpected difficulties. The additional
time the Commission is allowing for
cable operators to implement the EAN
text change, as discussed above, is
justified by the potentially more
complex activities necessary to
reprogram or replace some set-top boxes
and set-top box controller equipment at
cable headends. No such activities are
needed to implement the other changes
adopted in this order, such as the CAP
polling and prioritization requirements
or the new labels for the NPT and PEP
codes. The Commission also is not
persuaded by NCTA’s argument that
establishing identical deadlines for all
of these changes is needed to reduce the
risk of complications or disruption to
consumers. Like other EAS Participants,
cable operators can implement changes
other than the EAN change by relatively
simple software upgrades on EAS
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encoder/decoder equipment that do not
involve modifying software in set-top
boxes or related equipment in cable
headends and are not disruptive to the
end user.
43. The Commission emphasizes that
cable operators must implement any
necessary EAN software modifications
to their upstream EAS decoder
equipment by the generally applicable
one-year deadline. This will enable at
least those subscribers with updated or
newly replaced set-top boxes to see the
new ‘‘National Emergency Message’’
text for EAN code alerts as soon as
reasonably possible. To ensure that
cable operators continue to successfully
deliver alerts that use the EAN event
code to their subscribers as the rules
currently mandate, the Commission also
requires these software updates to be
implemented in such a way that, for the
interim period of time prior to the date
six years after the effective date of this
Order, any set-top box that cannot
receive a software update will still
process the EAN and will continue to
display the old ‘‘Emergency Action
Notification’’ text upon receiving the
EAN. Commenting parties confirm that
a change to the EAN text only (as
opposed to a change to the three-letter
EAN code) will allow non-updated
downstream processing equipment to
continue to display alert messages.
44. To ensure that people with
disabilities are supported during the
interim equipment replacement period,
the Commission further require that if a
cable operator supplies or leases set-top
boxes or similar navigation devices to
its customers that cannot be updated to
display the new text for EAN messages,
the operator must, upon the request of
any customer who is deaf or hard of
hearing, replace that device with a new
device capable of displaying the new
EAN visual text. The cable operator
must supply and, if necessary, install
such a device within a reasonable time
after receiving such a request, on the
same terms and to the same extent as
provided in 47 CFR 79.108. This rule,
adopted as part of the Commission’s
implementation of the Twenty-First
Century Communications and Video
Accessibility Act of 2010 (CVAA),
involved a nearly identical weighing of
equities requiring cable operators to
provide compliant set-top boxes to
subscribers with disabilities upon
request and within a reasonable time to
ensure accessibility without unduly
burdening cable operators, and is
therefore an appropriate standard here.
The Commission agrees with DeafLink
that increased EAS accessibility for
people who are deaf or hard of hearing
is long overdue, and ‘‘[t]he Deaf
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community has long awaited an
accessible solution . . .’’ While the
Commission is granting cable operators
a six-year compliance window to avoid
imposing excessive short-term costs,
this does not excuse them from their
obligation to promptly meet the needs of
people who are deaf or hard of hearing
for clear visual alerts. Moreover, since
cable operators will need to implement
equipment replacement plans to ensure
that all set-top boxes on their networks
can display the new EAN text by the
end of the six-year period, the
Commission believe it is reasonable to
require that such plans include a
mechanism to supply compliant set-top
boxes at an earlier date to people who
are deaf or hard of hearing who request
them. To ensure that individuals with
hearing disabilities can benefit from
earlier access to new or updated set-top
boxes, the Commission also requires
cable operators to post information on
the availability of such devices on their
official websites as soon as new or
updated devices are available for
distribution to customers and explain
the means for making requests for such
equipment, in the same manner as by
rule 79.108(d)(2). While the
Commission did not explicitly seek
comment on such proposed
requirements, the Commission finds
that these requirements are a logical
outgrowth of the proposal in the NDAA
FNPRM to revise the text of the EAN
alert (if not the three letter code itself),
in tandem with the cable industry’s
comments regarding the difficulty and
time-consumer nature of doing so, as
well the existing requirements that cable
providers provide notice on their
official websites about the availability of
accessible navigation devices.
45. Finally, with respect to cable-card
devices and smart TVs that are not
controlled by cable operators, the
Commission encourages those thirdparty manufacturers to update their
deployed devices to reflect the new
EAN text where possible, and to ensure
future manufactured models reflect the
new EAN text. Cable operators are
required to transmit the EAN message to
their subscribers, and should therefore
take appropriate steps to minimize the
risk that updates to their own facilities
will trigger a downstream failure in
existing third-party customer premise
devices.
D. Persistent Alerts
46. In the NDAA FNPRM, the
Commission discussed a proposal,
originally suggested by FEMA, to update
legacy EAS to facilitate ‘‘persistent
alerts’’—that is, to enable alerts
concerning ‘‘emergencies that require
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immediate public protective actions to
mitigate loss of life’’ to ‘‘persist on EAS
until the alert time has expired or is
cancelled by the alert originator.’’ After
review of the record, the Commission
declines to take further action on this
proposal at this time. The Commission
is not persuaded that implementing this
proposal in legacy EAS would be
technically feasible, and it takes note of
the virtually unanimous opposition to
the proposal by commenting parties,
including alert originators, SECCs, EAS
Participants, and equipment
manufacturers. As one commenter
notes, legacy EAS does not enable alert
originators to retract or alter an alert
once they issue it, and the Commission
is troubled by the possibility that a
persistent alert could become outdated
or even counter-productive if conditions
change as emergency responders
address an incident. For example, a
persistent alert in legacy EAS would
likely block out all subsequent alerts
(except an EAN or NPT) until the valid
time period for the original alert
expired. During that time, the audio
portion of the EAS alert would
continuously play, which would drown
out the audio of regular programming as
well as any emergency news
programming that might provide
updated information related to the
emergency condition not covered in the
original EAS alert audio message.
Similarly, the original visual message
would continuously scroll until the time
period for the alert expired, thus
blocking the display of potential
updated information that the EAS
Participant might be attempting to
broadcast.
47. While the Commission recognizes
that persistent alerts could be feasible
and potentially beneficial in a different
aging system architecture, it does not
see how those benefits could be realized
in legacy EAS’s architecture, which is
designed to provide brief warnings to
the public. Moreover, legacy EAS
already provides a mechanism for
repeatedly reminding the public of an
impending emergency: alert originators
can repeat their alerts if they determine
that such action is warranted. Based on
these considerations, the Commission is
not adopting any new rules or policies
to facilitate persistent alert messages in
legacy EAS at this time.
E. Benefit-Cost Analysis
48. Benefits. As discussed above, the
Commission finds that today’s rule
changes will result in substantial public
interest benefits. Specifically, the rule
changes the Commission is adopting
reduce confusion and make alerts easier
to understand, making recipients more
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likely to trust alerts and respond to
them, and will yield particular benefits
by improving access to alert information
for people with disabilities. The CAP
polling rule change will lead to
increased dissemination of CAPformatted alerts, which provide more
detailed alert information than legacy
alerts to recipients, including better
instructions on protective measures that
the public should take. Similarly, the
Commission’s new rules requiring
clearer identification of the purposes
and origin of alerts increase the
likelihood that the public will pay
attention to them. Eliminating confusion
and building trust in EAS makes it more
likely that the public will follow alert
instructions in the future. The public’s
increased understanding and trust in
alerts improves public safety outcomes
by saving lives and better protecting
property.
49. While it is difficult to quantify the
precise dollar value of improvements to
the public’s safety, life, and health, the
Commission nonetheless concludes that
very substantial public safety benefits
will result from the rules it adopts
today. EAS alerts that convey more
complete information and are easier to
understand by the general public,
especially those with hearing and vision
disabilities, will enable more listeners
and viewers to respond to emergency
situations by taking appropriate
protective actions, such as evacuating or
sheltering-in-place, depending on the
nature of the emergency. As a
consequence, the Commission
anticipates that the rule changes it
adopts today will yield substantial lifesaving benefits in the event of such
emergencies. As discussed above, the
Commission agrees with commenting
parties that the CAP polling and
prioritization requirement will result in
greater display of alerts with clearer and
more informative visual text to better
inform the public, and that changing the
text of certain alert codes will improve
the visual displays of alert messages.
The value of improved public safety in
reducing the risk of avoidable deaths
and injuries by better informing the
public of pending emergencies is
substantial. While the Commission
cannot estimate the precise incremental
dollar value of these changes,
improvements to the EAS that increase
accessibility, enable people to access
and understand alerts more easily and
respond more quickly, and increase
overall confidence in the EAS will
produce large benefits to preservation of
life and property. The Commission
notes that some agencies estimate the
benefits of preservation of life and
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property by considering the value of
reduced mortality risk. If the
Commission were to estimate that the
rule changes it adopts today would
reduce mortality risk sufficiently as to
lead to an expected reduction of one life
lost per year—an expectation the
Commission finds reasonable and
conservative here—the benefits of that
risk reduction would be worth $59
million over the first five years after the
rules take effect (i.e., 5 × $11.8 million).
50. Costs. The measures adopted
today are the most cost-effective ways to
achieve the benefits of making EAS
more comprehensible, and therefore
more effective, as described above. By
declining to adopt proposals to change
the PEP code to NAT or the EAN code
to NEM, the Commission avoids
imposing additional and potentially
excessive costs that its new
requirements could have imposed on
industry. By allowing six years for
complete cable system EAN text change
compliance, the Commission avoids
imposing excessive costs on the cable
industry that would have resulted from
a shorter compliance timeframe. By
exempting radio broadcasters from the
legacy NPT script change, the
Commission is reducing the extent of
decoder software updates made outside
of the normal course of planned
upgrades. Yet, because the Commission
is allowing sufficient time and
flexibility to allow EAS Participants to
make upgrades in tandem with general
software upgrades installed during the
regular course of business, the cost of
the software changes needed due to the
requirements adopted today will not
significantly exceed the costs of
software updates that most EAS
Participants would need to implement
whether or not these rule changes are
adopted. Accordingly, most EAS
Participants will avoid this cost.
51. In the NDAA FNPRM and the
Accessibility NPRM, the Commission
asked for cost estimate submissions
from parties subject to today’s decision.
No party did so. The Commission
believes, however, that the cost of
implementing the EAS decoder
equipment changes adopted in this
order will be roughly in line with the
cost of changes adopted in the 2016
Weather Alerts Order and the 2017 Blue
Alerts Order, which similarly entailed
few costs beyond the reprogramming of
EAS decoder equipment. In the Blue
Alerts Order, for example, the
Commission concluded that the only
cost to EAS Participants for installing
the new EAS software is the labor cost
involved in downloading the software
patches into their devices and
associated clerical work. The
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Commission follows the procedure of
estimating the labor costs of updating
software used in the Weather Alerts
Order and the Blue Alerts Order.
52. To form an upper bound of the
cost, the Commission assumes that the
software update takes 5 hours, which it
expects is substantially longer than the
average time a software update would
take. The Office of Management and
Budget approved an estimate of $25 per
hour of labor cost for an EAS Participant
to fill out the Commission online report
form for EAS National Tests in 2011.
The Commission finds that the real
labor cost of software updates to
implement all of today’s changes would
be similar and adjusts the labor cost
upward to $35 to reflect inflation since
2011. Each device update would then
entail $175 of labor cost, and with
28,555 estimated broadcasters and cable
headends to update, this implies a total
cost of approximately $5 million. The
figure 28,555 is comprised of the sum of
21,149 broadcast stations and 7,136
cable headends.
53. Indeed, the Commission finds that
the software updating cost is likely to be
well below $5 million because, as noted
above, most EAS Participants will have
sufficient time to avoid this labor cost
by downloading the required software
changes together with their general
software upgrades. The Commission
therefore estimates the cost of all
decoder software updates most of which
can be bundled with ‘‘normally
scheduled software releases’’ and
performed at the same time, will not
exceed a total one-time cost of
approximately $5 million for all EAS
participants.
54. According to cable industry
commenters, four of the six changes
(CAP polling, EAN text, NPT text, and
NPT script) also require significant
testing in cable operators’ networks. As
to those testing costs for the cable
industry, the Commission believes that
industry will realize substantial cost
savings from conducting coordinated
testing for all of these changes and can
do so on the same one-year schedule in
tandem with other annual testing. The
Commission expects that this will result
in additional testing cost that, together
with the software downloads, will not
cause total costs to exceed the $5
million cost ceiling discussed above. As
to the added equipment costs in the
cable industry, the Commission expects
that cost to be minimal. The six-year
timeframe it is allowing for the
replacement of set-top boxes will enable
operators in most cases to install new
equipment in consumers’ premises in
the ordinary course of business. The
Commission estimates that the
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additional amount that cable operators
will incur for replacing set-top boxes to
implement the new EAN requirement
over the six-year period will not exceed
$4.4 million as a cost ceiling.
55. Comparison of Costs and Benefits.
The Commission concludes that the lifesaving benefits to the public of
increased comprehensibility and
accessibility of emergency information
from the actions adopted in this Order
will far outweigh the implementation
costs imposed on EAS participants.
Without attempting to quantify the
precise dollar value of improvements to
the public’s safety, life, and health, the
Commission observes that the value of
the benefits of each of today’s six
changes would only have to exceed the
worst-case estimated implementation
costs to outweigh the cost of
compliance. In light of the record
reflecting substantial public safety
improvements from today’s changes, the
Commission finds that the changes will
have a value that greatly exceeds the
$9.4 million overall cost ceiling for
implementing these six changes. Based
on the record, the Commission further
finds that each change has a value that
exceeds its incremental implementation
cost.
Initial Regulatory Flexibility Analysis
56. As required by the Regulatory
Flexibility Act of 1980, as amended
(RFA), an Initial Regulatory Flexibility
Analysis (IRFA) was incorporated in the
Further Notice of Proposed Rulemaking
released in June 2021, and the Notice of
Proposed Rulemaking released in
December 2021 (Notices). The
Commission sought written public
comment on the proposals in the
Notices, including comment on the
IRFAs. The two comments were filed
addressing the IRFAs are discussed
below in Section B. This present Final
Regulatory Flexibility Analysis (FRFA)
conforms to the RFA.
A. Need for, and Objectives of, the Final
Rules
57. In today’s Report and Order
(Order), the Commission adopts rules to
improve the comprehensibility and
accessibility of emergency alerts the
public receives via broadcast, cable, and
satellite radio and television via the
Emergency Alert System (EAS). The
EAS ensures that the public is quickly
informed about emergency alerts issued
by federal, state, local, Tribal, and
territorial governments and delivered
over radio and television. These
announcements keep the public safe
and informed and have increased in
importance in the wake of the
emergencies and disasters experienced
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by Americans in the past few years. The
Commission has determined that these
EAS rule changes are necessary to
improve the comprehensibility and
accessibility of EAS alerts, and to ensure
equal accessibility to emergency alert
information for people with hearing
disabilities. Consistent with the
congressional directives in the
Communications Act, the Commission
amends its rules to ensure that more
people will receive better emergency
alert information from the EAS.
58. Specifically, the Commission
requires EAS Participants, upon
receiving an alert in legacy format, to
poll the Federal Emergency
Management Agency’s (FEMA)
Integrated Public Alert Warning System
(IPAWS) for a version of the alert in the
Common Alerting Protocol (CAP) and, if
available, to distribute the CAP version
of the alert instead. The Commission
also amends its rules to change the
visual text displayed to the public for
three alert codes: the Emergency Action
Notification (EAN), the Primary Entry
Point system (PEP), and the National
Periodic Test (NPT), and to add a fourth
new visual display for when the NPT is
sent in legacy-only format. Finally, the
Commission removes the outdated
National Information Center (NIC) code
from the EAS.
59. The rules adopted in the Order are
intended to improve the clarity and
comprehensibility of visual alert
information for all Americans, and to
ensure alerts are accessible to people
who are deaf or hard of hearing. They
will benefit the public by improving the
quality of emergency information
received, and they will ensure that the
superior visual ‘‘enhanced text’’
capabilities of CAP alerts are more
frequently distributed to the public.
These actions will have the result of
minimizing confusion and disruption
caused by confusing visual alerts, will
increase the public’s trust in the EAS
system, will promote accessibility to
emergency information for people who
are deaf or hard of hearing, and
therefore will improve the system for
distributing vital alert information for
all Americans.
B. Summary of Significant Issues Raised
by Public Comments in Response to the
IRFA
60. Brett Silverman and Jack
Underhill filed comments that
specifically addressed the analysis
presented in the IRFAs. Silverman states
that the Commission’s 2012 order
requiring all EAS Participants to make
significant upgrades to their EAS
equipment to support CAP alerting
‘‘means that many of the smaller
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business entities have already paid to
update their EAS systems,’’ and
therefore the proposed rules ‘‘will not
put a significant effect on smaller
broadcast companies who it may have
been a burden for.’’ Underhill states that
the Commission should minimize costs
for small entity broadcasters by
‘‘grant[ing] governmental subsidies to
fund the software upgrades,’’ or by
‘‘providing a general subsidy for
organizations to fund any kind of
equipment.’’
61. The Commission agrees with
Silverman’s assessment that the rules
the Commission adopts today are, in
large part, extensions of the equipment
upgrades for the transition to CAP
alerting which began in 2012, and
therefore the costs will not significantly
impact small entities. With respect to
Underhill’s comments, the Commission
does not currently have a statutory
funding mechanism in place to make
grants to smaller broadcasters for the
purpose of seeking to comply with the
Commission’s EAS rules or as a general
fund. The Commission encourages small
entities needing funds to seek grants
that may be available from other
funding sources, including the U.S.
Department of Commerce’s National
Telecommunications and Information
Administration or the Corporation for
Public Broadcasting.
C. Response to Comments by the Chief
Counsel for Advocacy of the Small
Business Administration
62. Pursuant to the Small Business
Jobs Act of 2010, which amended the
RFA, the Commission is required to
respond to any comments filed by the
Chief Counsel for Advocacy of the Small
Business Administration (SBA), and to
provide a detailed statement of any
change made to the proposed rules as a
result of those comments.
63. The Chief Counsel did not file any
comments in response to the proposed
rules in this proceeding.
D. Description and Estimate of the
Number of Small Entities to Which the
Rules Will Apply
64. The RFA directs agencies to
provide a description of and, where
feasible, an estimate of, the number of
small entities that may be affected by
the rules, adopted herein. The RFA
generally defines the term ‘‘small
entity’’ as having the same meaning as
the terms ‘‘small business,’’ ‘‘small
organization,’’ and ‘‘small governmental
jurisdiction.’’ In addition, the term
‘‘small business’’ has the same meaning
as the term ‘‘small business concern’’
under the Small Business Act. A ‘‘small
business concern’’ is one which: (1) is
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independently owned and operated; (2)
is not dominant in its field of operation;
and (3) satisfies any additional criteria
established by the SBA.
65. Small entities are among the
current EAS Participants which include
17,521 radio broadcasters and 8,133
other participants, including television
broadcasters, cable operators, satellite
operators, and other businesses in the
industry segments discussed below, that
are impacted by the changes adopted in
today’s Order.
66. Small Businesses, Small
Organizations, and Small Governmental
Jurisdictions. The Commission’s actions
may, over time, affect small entities that
are not easily categorized at present.
The Commission therefore describes
here, at the outset, three broad groups of
small entities that could be directly
affected herein. First, while there are
industry specific size standards for
small businesses that are used in the
regulatory flexibility analysis, according
to data from the SBA’s Office of
Advocacy, in general a small business is
an independent business having fewer
than 500 employees. These types of
small businesses represent 99.9% of all
businesses in the United States which
translates to 32.5 million businesses.
67. Next, the type of small entity
described as a ‘‘small organization’’ is
generally ‘‘any not-for-profit enterprise
which is independently owned and
operated and is not dominant in its
field.’’ Internal Revenue Service (IRS)
uses a revenue benchmark of $50,000 or
less to delineate its annual electronic
filing requirements for small exempt
organizations. Nationwide, for tax year
2020, there were approximately 447,689
small exempt organizations in the U.S.
reporting revenues of $50,000 or less
according to the registration and tax
data for exempt organizations available
from the IRS.
68. Finally, the small entity described
as a ‘‘small governmental jurisdiction’’
is defined generally as ‘‘governments of
cities, counties, towns, townships,
villages, school districts, or special
districts, with a population of less than
fifty thousand.’’ U.S. Census Bureau
data from the 2017 Census of
Governments indicate that there were
90,075 local governmental jurisdictions
consisting of general purpose
governments and special purpose
governments in the United States. Of
this number there were 36,931 General
purpose governments (county,
municipal and town or township) with
populations of less than 50,000 and
12,040 special purpose governments—
independent school districts with
enrollment of less than 50,000.
Accordingly, based on the 2017 U.S.
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Census of Governments data, the
Commission estimates that at least
48,971 entities fall into the category of
‘‘small governmental jurisdictions.’’
69. Radio Stations. This industry is
comprised of ‘‘establishments primarily
engaged in broadcasting aural programs
by radio to the public.’’ Programming
may originate in their own studio, from
an affiliated network, or from external
sources. The SBA small business size
standard for this industry classifies
firms having $41.5 million or less in
annual receipts as small. U.S. Census
Bureau data for 2017 show that 2,963
firms operated in this industry during
that year. Of this number, 1,879 firms
operated with revenue of less than $25
million per year. Based on this data and
the SBA’s small business size standard,
the Commission estimates a majority of
such entities are small entities.
70. The Commission estimates that as
of March 31, 2022, there were 4,508
licensed commercial AM radio stations
and 6,763 licensed commercial FM
radio stations, for a combined total of
11,271 commercial radio stations. Of
this total, 11,269 stations (or 99.98%)
had revenues of $41.5 million or less in
2021, according to Commission staff
review of the BIA Kelsey Inc. Media
Access Pro Database (BIA) on June 1,
2022, and therefore these licensees
qualify as small entities under the SBA
definition. In addition, the Commission
estimates that as of March 2022, there
were 4,119 licensed noncommercial
(NCE) FM radio stations, 2,049 low
power FM (LPFM) stations, and 8,919
FM translators and boosters. The
Commission however does not compile,
and otherwise does not have access to
financial information for these radio
stations that would permit it to
determine how many of these stations
qualify as small entities under the SBA
small business size standard.
Nevertheless, given the SBA’s large
annual receipts threshold for this
industry and the nature of radio station
licensees, the Commission presumes
that all of these entities qualify as small
entities under the above SBA small
business size standard.
71. The Commission notes, however,
that in assessing whether a business
concern qualifies as ‘‘small’’ under the
above definition, business (control)
affiliations must be included. The
Commission’s estimate, therefore, likely
overstates the number of small entities
that might be affected by the
Commission’s action, because the
revenue figure on which it is based does
not include or aggregate revenues from
affiliated companies. In addition,
another element of the definition of
‘‘small business’’ requires that an entity
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not be dominant in its field of operation.
The Commission is unable at this time
to define or quantify the criteria that
would establish whether a specific radio
or television broadcast station is
dominant in its field of operation.
Accordingly, the estimate of small
businesses to which the rules may apply
does not exclude any radio or television
station from the definition of a small
business on this basis and is therefore
possibly over-inclusive. An additional
element of the definition of ‘‘small
business’’ is that the entity must be
independently owned and operated.
Because it is difficult to assess these
criteria in the context of media entities,
the estimate of small businesses to
which the rules may apply does not
exclude any radio or television station
from the definition of a small business
on this basis and similarly may be overinclusive.
72. FM Translator Stations and Low
Power FM Stations. FM translators and
Low Power FM Stations are classified in
the industry for Radio Stations. The
Radio Stations industry comprises
establishments primarily engaged in
broadcasting aural programs by radio to
the public. Programming may originate
in their own studio, from an affiliated
network, or from external sources. The
SBA small business size standard for
this industry classifies firms having
$41.5 million or less in annual receipts
as small. U.S. Census Bureau data for
2017 show that 2,963 firms operated
during that year. Of that number, 1,879
firms operated with revenue of less than
$25 million per year. Therefore, based
on the SBA’s size standard the
Commission concludes that the majority
of FM Translator stations and Low
Power FM Stations are small.
Additionally, according to Commission
data, as of March 31, 2022, there were
8,919 FM Translator Stations and 2,049
Low Power FM licensed broadcast
stations. The Commission however does
not compile and otherwise does not
have access to information on the
revenue of these stations that would
permit it to determine how many of the
stations would qualify as small entities.
For purposes of this regulatory
flexibility analysis, the Commission
presumes the majority of these stations
are small entities.
73. Television Broadcasting. This
industry is comprised of
‘‘establishments primarily engaged in
broadcasting images together with
sound.’’ These establishments operate
television broadcast studios and
facilities for the programming and
transmission of programs to the public.
These establishments also produce or
transmit visual programming to
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affiliated broadcast television stations,
which in turn broadcast the programs to
the public on a predetermined schedule.
Programming may originate in their own
studio, from an affiliated network, or
from external sources. The SBA small
business size standard for this industry
classifies businesses having $41.5
million or less in annual receipts as
small. 2017 U.S. Census Bureau data
indicate that 744 firms in this industry
operated for the entire year. Of that
number, 657 firms had revenue of less
than $25,000,000. Based on this data the
Commission estimates that the majority
of television broadcasters are small
entities under the SBA small business
size standard.
74. The Commission estimates that as
of March 31, 2022, there were 1,373
licensed commercial television stations.
Of this total, 1,280 stations (or 93.2%)
had revenues of $41.5 million or less in
2021, according to Commission staff
review of the BIA Kelsey Inc. Media
Access Pro Television Database (BIA) on
June 1, 2022, and therefore these
licensees qualify as small entities under
the SBA definition. In addition, the
Commission estimates as of March 31,
2022, there were 384 licensed
noncommercial educational (NCE)
television stations, 383 Class A TV
stations, 1,840 LPTV stations and 3,231
TV translator stations. The Commission
however does not compile, and
otherwise does not have access to
financial information for these
television broadcast stations that would
permit it to determine how many of
these stations qualify as small entities
under the SBA small business size
standard. Nevertheless, given the SBA’s
large annual receipts threshold for this
industry and the nature of television
station licensees, the Commission
presumes that all of these entities
qualify as small entities under the above
SBA small business size standard.
75. Cable and Other Subscription
Programming. The U.S. Census Bureau
defines this industry as establishments
primarily engaged in operating studios
and facilities for the broadcasting of
programs on a subscription or fee basis.
The broadcast programming is typically
narrowcast in nature (e.g., limited
format, such as news, sports, education,
or youth-oriented). These
establishments produce programming in
their own facilities or acquire
programming from external sources. The
programming material is usually
delivered to a third party, such as cable
systems or direct-to-home satellite
systems, for transmission to viewers.
The SBA small business size standard
for this industry classifies firms with
annual receipts less than $41.5 million
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as small. Based on U.S. Census Bureau
data for 2017, 378 firms operated in this
industry during that year. Of that
number, 149 firms operated with
revenue of less than $25 million a year
and 44 firms operated with revenue of
$25 million or more. Based on this data,
the Commission estimates that a
majority of firms in this industry are
small.
76. Cable System Operators (Telecom
Act Standard). The Communications
Act of 1934, as amended, contains a size
standard for small cable system
operators, which classifies ‘‘a cable
operator that, directly or through an
affiliate, serves in the aggregate fewer
than one percent of all subscribers in
the United States and is not affiliated
with any entity or entities whose gross
annual revenues in the aggregate exceed
$250,000,000,’’ as small. For purposes of
the Telecom Act Standard, the
Commission determined that a cable
system operator that serves fewer than
677,000 subscribers, either directly or
through affiliates, will meet the
definition of a small cable operator
based on the cable subscriber count
established in a 2001 Public Notice.
Based on industry data, only six cable
system operators have more than
677,000 subscribers. Accordingly, the
Commission estimates that the majority
of cable system operators are small
under this size standard. The
Commission notes however, that the
Commission neither requests nor
collects information on whether cable
system operators are affiliated with
entities whose gross annual revenues
exceed $250 million. Therefore, the
Commission is unable at this time to
estimate with greater precision the
number of cable system operators that
would qualify as small cable operators
under the definition in the
Communications Act.
77. Cable Companies and Systems
(Rate Regulation). The Commission has
developed its own small business size
standard for the purpose of cable rate
regulation. Under the Commission’s
rules, a ‘‘small cable company’’ is one
serving 400,000 or fewer subscribers
nationwide. Based on industry data,
there are about 420 cable companies in
the U.S. Of these, only seven have more
than 400,000 subscribers. In addition,
under the Commission’s rules, a ‘‘small
system’’ is a cable system serving 15,000
or fewer subscribers. Based on industry
data, there are about 4,139 cable systems
(headends) in the U.S. Of these, about
639 have more than 15,000 subscribers.
Accordingly, the Commission estimates
that the majority of cable operators are
small.
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78. Satellite Telecommunications.
This industry comprises firms
‘‘primarily engaged in providing
telecommunications services to other
establishments in the
telecommunications and broadcasting
industries by forwarding and receiving
communications signals via a system of
satellites or reselling satellite
telecommunications.’’ Satellite
telecommunications service providers
include satellite and earth station
operators. The SBA small business size
standard for this industry classifies a
business with $35 million or less in
annual receipts as small. U.S. Census
Bureau data for 2017 show that 275
firms in this industry operated for the
entire year. Of this number, 242 firms
had revenue of less than $25 million.
Additionally, based on Commission
data in the 2021 Universal Service
Monitoring Report, as of December 31,
2020, there were 71 providers that
reported they were engaged in the
provision of satellite
telecommunications services. Of these
providers, the Commission estimates
that approximately 48 providers have
1,500 or fewer employees. Consequently
using the SBA’s small business size
standard, a little more than 80 percent
of these providers can be considered
small entities.
79. All Other Telecommunications.
This industry is comprised of
establishments primarily engaged in
providing specialized
telecommunications services, such as
satellite tracking, communications
telemetry, and radar station operation.
This industry also includes
establishments primarily engaged in
providing satellite terminal stations and
associated facilities connected with one
or more terrestrial systems and capable
of transmitting telecommunications to,
and receiving telecommunications from,
satellite systems. Providers of internet
services (e.g., dial-up ISPs) or voice over
internet protocol (VoIP) services, via
client-supplied telecommunications
connections are also included in this
industry. The SBA small business size
standard for this industry classifies
firms with annual receipts of $35
million or less as small. U.S. Census
Bureau data for 2017 show that there
were 1,079 firms in this industry that
operated for the entire year. Of those
firms, 1,039 had revenue of less than
$25 million. Based on this data, the
Commission estimates that the majority
of ‘‘All Other Telecommunications’’
firms can be considered small.
80. Broadband Radio Service and
Educational Broadband Service.
Broadband Radio Service systems,
previously referred to as Multipoint
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Distribution Service (MDS) and
Multichannel Multipoint Distribution
Service (MMDS) systems, and ‘‘wireless
cable,’’ transmit video programming to
subscribers and provide two-way high
speed data operations using the
microwave frequencies of the
Broadband Radio Service (BRS) and
Educational Broadband Service (EBS)
(previously referred to as the
Instructional Television Fixed Service
(ITFS)). Wireless cable operators that
use spectrum in the BRS often
supplemented with leased channels
from the EBS, provide a competitive
alternative to wired cable and other
multichannel video programming
distributors. Wireless cable
programming to subscribers resembles
cable television, but instead of coaxial
cable, wireless cable uses microwave
channels.
81. In light of the use of wireless
frequencies by BRS and EBS services,
the closest industry with a SBA small
business size standard applicable to
these services is Wireless
Telecommunications Carriers (except
Satellite). The SBA small business size
standard for this industry classifies a
business as small if it has 1,500 or fewer
employees. U.S. Census Bureau data for
2017 show that there were 2,893 firms
that operated in this industry for the
entire year. Of this number, 2,837 firms
employed fewer than 250 employees.
Thus under the SBA size standard, the
Commission estimates that a majority of
licensees in this industry can be
considered small.
82. According to Commission data as
of December 2021, there were
approximately 5,869 active BRS and
EBS licenses. The Commission’s small
business size standards with respect to
BRS involves eligibility for bidding
credits and installment payments in the
auction of licenses for these services.
For the auction of BRS licenses, the
Commission adopted criteria for three
groups of small businesses. A very small
business is an entity that, together with
its affiliates and controlling interests,
has average annual gross revenues
exceed $3 million and did not exceed
$15 million for the preceding three
years, a small business is an entity that,
together with its affiliates and
controlling interests, has average gross
revenues exceed $15 million and did
not exceed $40 million for the preceding
three years, and an entrepreneur is an
entity that, together with its affiliates
and controlling interests, has average
gross revenues not exceeding $3 million
for the preceding three years. Of the ten
winning bidders for BRS licenses, two
bidders claiming the small business
status won 4 licenses, one bidder
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claiming the very small business status
won three licenses and two bidders
claiming entrepreneur status won six
licenses. One of the winning bidders
claiming a small business status
classification in the BRS license auction
has an active license as of December
2021.
83. The Commission’s small business
size standards for EBS define a small
business as an entity that, together with
its affiliates, its controlling interests and
the affiliates of its controlling interests,
has average gross revenues that are not
more than $55 million for the preceding
five (5) years, and a very small business
is an entity that, together with its
affiliates, its controlling interests and
the affiliates of its controlling interests,
has average gross revenues that are not
more than $20 million for the preceding
five (5) years. In frequency bands where
licenses were subject to auction, the
Commission notes that as a general
matter, the number of winning bidders
that qualify as small businesses at the
close of an auction does not necessarily
represent the number of small
businesses currently in service. Further,
the Commission does not generally track
subsequent business size unless, in the
context of assignments or transfers,
unjust enrichment issues are implicated.
Additionally, since the Commission
does not collect data on the number of
employees for licensees providing these
services, at this time the Commission is
not able to estimate the number of
licensees with active licenses that
would qualify as small under the SBA’s
small business size standard.
84. Direct Broadcast Satellite (‘‘DBS’’)
Service. DBS service is a nationally
distributed subscription service that
delivers video and audio programming
via satellite to a small parabolic ‘‘dish’’
antenna at the subscriber’s location.
DBS is included in the Wired
Telecommunications Carriers industry
which comprises establishments
primarily engaged in operating and/or
providing access to transmission
facilities and infrastructure that they
own and/or lease for the transmission of
voice, data, text, sound, and video using
wired telecommunications networks.
Transmission facilities may be based on
a single technology or combination of
technologies. Establishments in this
industry use the wired
telecommunications network facilities
that they operate to provide a variety of
services, such as wired telephony
services, including VoIP services, wired
(cable) audio and video programming
distribution; and wired broadband
internet services. By exception,
establishments providing satellite
television distribution services using
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facilities and infrastructure that they
operate are included in this industry.
85. The SBA small business size
standard for Wired Telecommunications
Carriers classifies firms having 1,500 or
fewer employees as small. U.S. Census
Bureau data for 2017 show that 3,054
firms operated in this industry for the
entire year. Of this number, 2,964 firms
operated with fewer than 250
employees. Based on this data, the
majority of firms in this industry can be
considered small under the SBA small
business size standard. According to
Commission data however, only two
entities provide DBS service—DIRECTV
(owned by AT&T) and DISH Network,
which require a great deal of capital for
operation. DIRECTV and DISH Network
both exceed the SBA size standard for
classification as a small business.
Therefore, the Commission must
conclude based on internally developed
Commission data, in general DBS
service is provided only by large firms.
86. Radio and Television
Broadcasting and Wireless
Communications Equipment
Manufacturing. This industry comprises
establishments primarily engaged in
manufacturing radio and television
broadcast and wireless communications
equipment. Examples of products made
by these establishments are:
transmitting and receiving antennas,
cable television equipment, GPS
equipment, pagers, cellular phones,
mobile communications equipment, and
radio and television studio and
broadcasting equipment. The SBA small
business size standard for this industry
classifies businesses having 1,250
employees or less as small. U.S. Census
Bureau data for 2017 show that there
were 656 firms in this industry that
operated for the entire year. Of this
number, 624 firms had fewer than 250
employees. Thus, under the SBA size
standard, the majority of firms in this
industry can be considered small.
E. Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements for Small Entities
87. The Order does not impose new
and/or additional reporting or record
keeping requirements, however as
proposed in the Notices, the Order
imposes additional compliance
obligations on certain small, as well as
other, entities that distribute EAS alerts
and manufacture EAS equipment that
process such alerts.
88. Specifically, the Commission
adopts a mandatory CAP polling rule
that requires EAS Participants, when
they receive a state or local legacy EAS
alert, to poll the IPAWS CAP EAS server
to confirm whether there is a CAP
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version of that alert and use the CAP
version. EAS Participants must poll the
IPAWS CAP EAS Feed for a CAP
version of the received legacy alert at
least 10 seconds after detection of the
legacy alert’s initial header code for a
legacy state or local alert that, (i) is
valid, (ii) covers a type of event and a
geographic area for which the EAS
Participant normally transmits alerts to
the public and (iii) is not a duplicate of
a CAP-formatted message it has already
received.
89. The Commission also adopts
changes to three EAS code text
descriptions that EAS Participants must
implement within one-year of the
effective date of the Order. These
changes impact for PEP code, EAN code,
and NPT codes, but do not change the
three-letter codes themselves. The Order
changes the PEP code description from
‘‘Primary Entry Point’’ to ‘‘United States
Government,’’ and changes the EAN
code description from ‘‘Emergency
Action Notification’’ to ‘‘National
Emergency Message,’’ and the NPT
event code description from ‘‘National
Periodic Test’’ to ‘‘Nationwide Test of
the Emergency Alert System.’’
Additionally, the Commission requires a
separate, longer prepared visual script
for the NPT during legacy-based
nationwide EAS test alerts. and deletes
the NIC code from the EAS.
90. All of these changes require EAS
equipment manufacturers to develop
software updates in deployed EAS
equipment and EAS equipment in
production. Separately, the CAP polling
change, the NPT code description
change, and the NPT script addition
will each also require EAS participants,
particularly cable operators, to conduct
testing and make modifications to
downstream equipment used to process
alerts, such as set-top boxes. The EAN
code description change will also
require EAS participants, particularly
cable operators, to replace certain
downstream equipment used to process
the EAN, such as set-top boxes. In
addition, since some deployed EAS
encoder equipment might not be
capable of being updated to reflect the
new requirements, those devices will
have to be replaced.
91. The primary costs associated with
the rules the Commission adopts in the
Order involve creating and installing
software into EAS encoder devices,
testing and modifying downstream
network processing equipment, and
replacing certain downstream
processing equipment. In the Notices,
the Commission requested cost
estimates from the parties on the
proposals adopted in today’s proceeding
but did not receive any. Therefore, the
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Commission cannot quantify the cost of
compliance for small entities. The
Commission assesses that small entities
will need to have their EAS decoder
equipment updated by manufacturers to
implement the requirements adopted in
the Order. However, based on past EAS
equipment updates where the
Commission adopted changes adding
new EAS event codes, the Commission
believes the cost of compliance with the
rule changes adopted in the Order for
most affected industries, will not
significantly exceed the costs of
software updates that most EAS
Participants would need to implement
whether or not these rule changes are
adopted. Moreover, the Commission
further believes that the cost of
implementing the required EAS decoder
equipment changes will be roughly in
line with the cost of changes adopted in
the 2016 Weather Alerts Order and the
2017 Blue Alerts Order, which similarly
entailed few costs beyond the
reprogramming of EAS decoder
equipment. Consequently, the
Commission estimates the costs of all
decoder software updates needed to
implement the rule changes adopted in
the Order, most of which according to
commenters in the proceeding can be
bundled with ‘‘normally scheduled
software releases’’ and performed at the
same time, will cost a total of $5 million
for the industry. Additionally, small
entities that have complied with
previous EAS code changes have the
experience, and should have the
processes and procedures in place to
facilitate compliance resulting in
minimal incremental costs to comply
with the changes in the Order.
92. With regard to four of the six
changes cable operators have identified
(CAP polling, EAN text, NPT text, and
NPT script) as requiring testing,
modification, and/or replacement of
downstream equipment in cable
operators’ networks, the Commission
believes small and other cable operators
will realize significant cost savings from
conducting testing and downstream
equipment modification in a
coordinated fashion for all of these
changes on the same one-year schedule,
and these costs are included in the $5
million cost ceiling. Further, since the
Commission has allowed cable
operators the additional time to replace
set-top boxes with new equipment that
no longer have the EAN label hardwired into them which should make it
possible for operators to incorporate
such a specification into the new
devices that will be installed in
consumers’ premises in the ordinary
course of business irrespective of this
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requirement, in most instances, the
Commission estimates the additional
costs that small and other cable
operators will incur to replace set-top
boxes to implement this requirement
over the extended six-year period
following the effective date of this order
should not exceed $4.4 million.
93. The Commission believes these
changes adopted in the Order impose
minor costs for small and other entities,
when compared to the substantial
public safety improvements reflected in
the record. While as a general matter, it
is impossible to quantify the precise
dollar value of improvements to the
public’s safety, life, and health, the
value of these changes are likely to
substantially exceeds the overall cost of
their implementation. Thus, the
Commission further believes that the
value of improved public safety in
reducing risk of avoidable deaths and
injuries by better informing the public
of pending emergencies is substantial,
and outweighs the costs of the EAS
changes adopted in the Order.
F. Steps Taken To Minimize the
Significant Economic Impact on Small
Entities, and Significant Alternatives
Considered
94. The RFA requires an agency to
provide, a description of the steps the
agency has taken to minimize the
significant economic impact on small
entities . . . including a statement of
the factual, policy, and legal reasons for
selecting the alternative adopted in the
final rule and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected.
95. The actions taken by the
Commission in the Order are intended
to be minimally costly and minimally
burdensome for small and other entities
impacted by the rules. As such, the
Commission does not expect the
adopted requirements to have a
significant economic impact on small
entities. Below the Commission
discusses actions the Commission takes
in the Order to minimize any significant
economic impact on small entities and
some alternatives that were considered.
96. Adopting A Mandatory CAP
Polling and CAP Message Prioritizing
Requirement. The Commission
considered but declined to adopt
proposals by commenters not to
implement a CAP polling requirement
and to make CAP message prioritizing
optional within the discretion of each
EAS Participant. These alternatives
were not supported by any factual
information, were not justifiable
because of the current unavailability of
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National Weather Service (NWS) alerts
in CAP format and were premised on an
erroneous assumption that the
Commission would adopt a uniform
polling requirement for all EAS
Participants. The Commission
concluded that the potential benefits to
public safety of increased CAP usage for
non-weather related state and local
emergency alerts should not be
foreclosed because NWS alerts are not
included. Moreover, the Commission
has included sufficient flexibility in its
requirements to account for unique
factors affecting EAS Participants.
97. The Commission also considered
but declined to grant radio broadcasters
an exception from its CAP prioritization
mandate. There are various reasons why
radio broadcasters, like video service
EAS Participants, should be required to
distribute CAP messages rather than
legacy-formatted messages wherever
possible. Indeed, the Commission
identifies various reasons why radio
broadcasters, like video service EAS
Participants, should be required to
distribute CAP messages rather than
legacy-formatted messages wherever
possible, including but not limited to
the fact that there are digital radio
broadcasters that produce visual alerts
to digital radio receivers; the use of textto-speech has been standardized in EAS
equipment and systems for over 12
years and it is routinely used and
supported today and the audio
generated from a CAP alert, whether
from text-to-speech or from airing a CAP
audio file, typically is superior in clarity
and quality to that contained in a legacy
alert.
98. Changing the Three-Letter EAS
Codes. The Commission has declined to
adopt its Notice proposals to change the
three-letter codes for PEP to NAT and
for EAN to NEM, which would have
created both increased decoder costs
and substantial downstream network
equipment replacement costs for small
entities and other EAS Participants.
Similarly, the three-letter event code for
the NPT will remain the same, which
the Commission believes will also
minimize the compliance burdens borne
by EAS Participants. Changing only the
definitions of these codes, as the Order
does, achieves the public benefit of
more comprehensible alerts, whereas
changing the three-letter codes
themselves does not further the goal of
averting public confusion because the
public does not see the three-letter
codes on their screens or hear them
pronounced in audio, and similarly the
three-letter codes are not seen by EAS
participants. Rather, the three-letter
code acronyms are computer code
designed to transmit specific
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instructions for different alerts and to
instruct EAS equipment to generate
different outputs based on the codes. By
leaving the codes as-is, the Order avoids
substantial compliance costs that small
entities would have otherwise faced.
99. Timing of Compliance. The
Commission has adopted a consolidated
compliance schedule allowing a full
year from the effective date of the Order
for entities to comply with all regulatory
changes adopted in the Order, instead of
requiring multiple compliance
timeframes (with two exceptions
discussed in the following paragraph).
This approach is consistent with the
Commission’s past orders requiring EAS
encoder software updates and will save
small entities significant costs, as
production and labor to make the
necessary EAS encoder equipment
changes can be done with a single
software installation instead of multiple
installations in different years and on
different compliance timetables. The
consolidated compliance schedule,
which establishes a single deadline for
compliance with multiple similar
changes, also means that downstream
equipment field testing and
modifications can often be conducted at
the same time, saving small as well as
other entities the cost of scheduling
additional separate field tests and
upgrades at different times in different
years.
100. The exceptions to the one year
compliance requirement provide a six
year compliance deadline for cable
operators to replace downstream
equipment to comply with the EAN
descriptive text change, and fifteen
months for downstream equipment EAN
software updates. These implementation
extensions will substantially reduce
costs for small entities, as set-top boxes
can be replaced in the ordinary course
of business per the normal lifecycle of
this equipment, instead of requiring a
large scale replacement of set-top boxes
for compliance on a nearer term
schedule. Accordingly, the marginal
cost of compliance with the change to
EAN text displayed to the public will be
substantially reduced for small and all
other cable operators entities including
small entities.
101. Legacy Script Change Exemption.
The Commission exempted radio
broadcasters from compliance with the
NPT legacy script change. The
Commission did not find that the
potential marginal benefit of applying
the legacy script requirement to all radio
broadcasters was justified when the vast
majority of radio broadcasters will not
produce increased alert clarity as a
result of such a requirement. This
exemption will reduce costs for small
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and other radio broadcaster entities.
Moreover, since radio broadcasters in
particular make up the largest category
of EAS Participants by number of
entities, lessening costs for this category
of EAS participants should minimize
the economic impact for a substantial
number of small entities.
102. Implementation. The
Commission does not mandate how EAS
equipment must be designed in order to
comply with the rule changes adopted
in the Order and will use performance
standards rather than design standards
to measure compliance. EAS
Participants will be in compliance with
the required changes as long as their
EAS equipment performs the CAP
polling within the specified time frame,
and ensures the new code descriptive
text or script is displayed to the public.
Leaving the equipment modification
decisions up to the industry provides
small and other affected EAS
Participants the flexibility to make
decisions and adopt approaches that are
technically and financially feasible for
their businesses.
103. Persistent Alerts. The
Commission has declined to adopt a
new persistent alerting requirement in
light of the record which establishes
that requiring equipment updates and
network changes necessary to
implement this rule will introduce
excessive costs to EAS Participants that
are difficult to justify given the
complexity and design burdens
associated with their adoption. The
Commission was not persuaded that
implementing persistent alerts would be
technically feasible in the context of the
basic design of the EAS, and note that
there was virtually unanimous
opposition to this proposal by
commenting parties, including alert
originators, SECCs, EAS Participants,
and equipment manufacturers. Further,
adopting a persistent alerting
requirement would have resulted in
substantial equipment modifications or
replacements for all affected small and
other entities, and could have led to
significant problems and disruptions to
the overall EAS system. Such events,
which would result in even greater costs
in the form of fixing later-arising
problems or malfunctions, and would
have further increased costs for all EAS
Participants and been detrimental to
EAS operations and potentially to the
public.
Report to Congress
104. The Commission will send a
copy of the Report and Order, including
this FRFA, in a report to Congress
pursuant to the Congressional Review
Act. In addition, the Commission will
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send a copy of the Report and Order,
including this FRFA, to the Chief
Counsel for Advocacy of the SBA.
Paperwork Reduction Act Analysis
105. This document does not contain
new or modified information collection
requirements subject to the Paperwork
Reduction Act of 1995 (PRA). In
addition, therefore, it does not contain
any new or modified information
collection burden for small business
concerns with fewer than 25 employees,
pursuant to the Small Business
Paperwork Relief Act of 2002.
Congressional Review Act
106. The Commission has determined,
and the Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget,
concurs, that this rule is non-major
under the Congressional Review Act, 5
U.S.C. 804(2). The Commission will
send a copy of this Report and Order to
Congress and the Government
Accountability Office pursuant to 5
U.S.C. 801(a)(1)(A).
Incorporation by Reference
The material referenced in the
regulatory text was approved for
incorporation by reference on April 23,
2012, and no changes are made in this
final rule.
Ordering Clauses
107. Accordingly, it is ordered that,
pursuant to 47 U.S.C. 151, 152, 154(i),
154(o), 301, 303(r), 303(v), 307, 309,
335, 403, 544(g), 606, 613, 1201,
1202(a), (b), (c), (f), 1203, 1204 and
1206, that the foregoing Report and
Order is adopted, and the Commission’s
rules are hereby amended, as set forth
in Appendix A of the Report & Order.
108. It is further ordered that that 47
U.S.C. part 11 is amended, as set forth
below, and that this Report and Order,
including the amended rules, shall be
effective December 12, 2022.
109. It is further ordered that the
Office of the Managing Director,
Performance Evaluation and Records
Management, shall send a copy of this
Report & Order in a report to be sent to
Congress and the Government
Accountability Office pursuant to the
Congressional Review Act, 5 U.S.C.
801(a)(1)(A).
110. It is further ordered that the
Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, shall send a copy of
the Report and Order, including the
Final Regulatory Flexibility Analysis, to
the Chief Counsel for Advocacy of the
Small Business Administration.
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List of Subjects in 47 CFR Part 11
Incorporation by reference, Radio,
Television.
Federal Communications Commission.
Marlene Dortch,
Secretary.
Final Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission amends 47 CFR part 11 as
follows:
PART 11—EMERGENCY ALERT
SYSTEM (EAS)
1. The authority citation for part 11
continues to read as follows:
■
Authority: 47 U.S.C. 151, 154(i) and (o),
303(r), 544(g), 606, 1201, 1206.
2. Amend § 11.2 by revising paragraph
(a) to read as follows:
■
§ 11.2
Definitions.
*
*
*
*
*
(a) National Emergency Message
(EAN). The National Emergency
Message (formerly called the Emergency
Action Notification or Presidential alert
message) is the notice to all EAS
Participants and to the general public
that the EAS has been activated for a
national emergency. EAN messages that
are formatted in the EAS Protocol
(specified in § 11.31) are sent from a
government origination point to
broadcast stations and other entities
participating in the National Public
Warning System, and are subsequently
disseminated via EAS Participants.
Dissemination arrangements for EAN
messages that are formatted in the EAS
Protocol (specified in § 11.31) at the
State and local levels are specified in
the State and Local Area plans (defined
at § 11.21). A national activation of the
EAS for a Presidential National
Emergency Message with the Event code
EAN as specified in § 11.31 must take
priority over any other message and
preempt it if it is in progress.
*
*
*
*
*
■ 3. Amend § 11.16 by revising
paragraph (a) and removing paragraph
(c) to read as follows:
§ 11.16
National Control Point Procedures.
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*
*
*
*
*
(a) National Level EAS Activation.
This section contains the activation and
termination instructions for the National
Emergency Message.
*
*
*
*
*
■ 4. Revise § 11.18 to read as follows:
§ 11.18
EAS Designations.
(a) A Primary Entry Point (PEP) is a
private or commercial radio broadcast
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station that cooperatively participates
with FEMA to provide EAS alerts to the
public. PEPs are the primary source of
initial broadcast for a Presidential Alert.
A PEP is equipped with back-up
communications equipment and power
generators designed to enable it to
continue broadcasting information to
the public during and after disasters of
national significance. The National
Public Warning System (formerly called
the Primary Entry Point System) is a
nationwide network of broadcast
stations and satellite operators used to
distribute EAS alerts formatted in the
EAS Protocol. FEMA is responsible for
designating broadcast stations as PEPs.
(b) A National Primary (NP) is an
entity tasked with the primary
responsibility of receiving the National
Emergency Message from a PEP and
delivering it to an individual state or
portion of a state. In states without a
PEP, the NP is responsible for receiving
the National Emergency Message from
an out-of-state PEP and transmitting it to
the public and other EAS Participants in
the state. Multiple entities may be
charged with primary responsibility for
delivering the National Emergency
Message.
(c) A State Primary (SP) is an entity
tasked with initiating the delivery of
EAS alerts other than the National
Emergency Message.
(d) A State Relay (SR) is an entity not
otherwise designated that is charged
with retransmitting EAS alerts for the
purpose of being monitored by a Local
Primary or Participating National. SRs
must monitor or deliver EAS alerts as
required by the State EAS Plan.
(e) A State Relay Network (SRN) is a
network composed of State Relay (SR)
sources, leased common carrier
communications facilities, or any other
available communication facilities. The
network distributes State EAS messages
originated by the Governor or
designated official. In addition to EAS
monitoring, satellites, microwave, FM
subcarrier, or any other communications
technology may be used to distribute
State emergency messages.
(f) A Local Primary (LP) is an entity
that serves as a monitoring assignment
for other EAS Participants within the
state. LP sources may be assigned
numbers (e.g., LP–1, 2, 3) and are relied
on as monitoring sources by other EAS
Participants in the Local Area. An LP
may monitor any other station,
including another LP, as set forth in the
State EAS Plan, so long as doing so
avoids creating a single point of failure
in the alert distribution hierarchy.
(g) A Participating National (PN) is an
EAS Participant that transmits national,
state, or Local Area EAS messages, and
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67823
is not otherwise designated within the
State EAS Plan. PNs monitor LPs or
other sources as set forth in the State
EAS Plan.
■ 5. Amend § 11.21 by revising
paragraphs (a)(2), (4), and (7) to read as
follows:
§ 11.21 State and Local Area plans and
FCC Mapbook.
*
*
*
*
*
(a) * * *
(2) Procedures for state emergency
management officials, the National
Weather Service, and EAS Participant
personnel to transmit emergency
information to the public during an
emergency via the EAS, including the
extent to which the state’s
dissemination strategy for state and
local emergency alerts differs from its
strategy for the National Emergency
Message;
*
*
*
*
*
(4) A monitoring assignment matrix,
in computer readable form, clearly
showing monitoring assignments and
the specific primary and backup path
for the National Emergency Message
(EAN) from the NPWS to all key EAS
sources (using the uniform designations
specified in § 11.18) and to each station
in the plan, organized by operational
areas within the state. If a state’s
emergency alert system is capable of
initiating EAS messages formatted in the
Common Alerting Protocol (CAP), its
EAS State Plan must include specific
and detailed information describing
how such messages will be aggregated
and distributed to EAS Participants
within the state, including the
monitoring requirements associated
with distributing such messages;
*
*
*
*
*
(7) The SECC governance structure
utilized by the state in order to organize
state and local resources to ensure the
efficient and effective delivery of a
National Emergency Message, including
the duties of the SECC, the membership
selection process utilized by the SECC,
and the administrative structure of the
SECC.
*
*
*
*
*
■ 6. Amend § 11.31 by revising
paragraph (d), and amending paragraph
(e) by revising the entries under the
heading ‘‘National codes (Required)’’ to
read as follows:
§ 11.31
*
EAS protocol.
*
*
*
*
(d)(1) The only originator codes are:
Originator
EAS Participant ................................
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ORG
code
Originator
Civil authorities .................................
National Weather Service ................
United States Government ...............
CIV
WXR
PEP
(2) Use of the previously authorized
NIC originator code (National
Information Center) must be
discontinued by no later than December
12, 2023.
(e) * * *
Event
codes
Nature of activation
National codes (required):
National Emergency Message ......
Nationwide Test of the Emergency
Alert System.
Required Monthly Test ..................
Required Weekly Test ..................
*
*
*
EAN
NPT
RMT
RWT
*
*
*
*
*
*
*
7. Amend § 11.51 by revising
paragraphs (d), (g)(3), (h)(3), (j)(2),
introductory text of paragraph (m),
(m)(2), and (p) to read as follows:
■
§ 11.51 EAS code and Attention Signal
Transmission requirements.
lotter on DSK11XQN23PROD with RULES1
*
*
*
*
*
(d) Analog and digital television
broadcast stations, analog cable systems,
digital cable systems, wireless cable
systems, wireline video systems, and
DBS providers shall transmit a visual
message containing the Originator,
Event, and Location and the valid time
period of an EAS message. Visual
messages derived from CAP-formatted
EAS messages shall contain the
Originator, Event, Location and the
valid time period of the message and
shall be constructed in accordance with
§ 3.6 of the ‘‘ECIG Recommendations for
a CAP EAS Implementation Guide,
Version 1.0’’ (May 17, 2010).
(1) The visual message portion of an
EAS alert, whether video crawl or block
text, must be displayed:
(i) At the top of the television screen
or where it will not interfere with other
visual messages
(ii) In a manner (i.e., font size, color,
contrast, location, and speed) that is
readily readable and understandable,
(iii) In a manner that does not contain
overlapping lines of EAS text or extend
beyond the viewable display (except for
video crawls that intentionally scroll on
and off of the screen), and
(iv) In full at least once during any
EAS message.
(2) The audio portion of an EAS
message must play in full at least once
during any EAS message.
(3) On and after December 12, 2023,
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16:26 Nov 09, 2022
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(i) The portion of the required visual
message corresponding with the
Originator Code shall use the term in
the first column in the table in
§ 11.31(d) corresponding to the ORG
code in the second column of that table.
(ii) The portion of the required visual
message corresponding with the Event
Code shall use the term in the first
column in the table in § 11.31(e)
corresponding to the Event code in the
second column of that table, except as
set forth in paragraphs (d)(3)(iii) and
(d)(5) of this section.
(iii) Notwithstanding paragraphs
(d)(3)(i) and (ii) of this section, if the
header codes of the received EAS
message specify the NPT Event code
and the ‘‘All U.S.’’ location code, and if
the received EAS message is formatted
in the EAS protocol, then the required
visual message shall consist of the
following text instead of replicating the
terms of the Originator, Event, and
Location codes: ‘‘This is a nationwide
test of the Emergency Alert System,
issued by the Federal Emergency
Management Agency, covering the
United States from [time] until [time].
This is only a test. No action is required
by the public.’’ The ‘‘from [time] until
[time]’’ portion of the text required in
the preceding sentence shall be
determined from the alert’s release date/
time and valid time period header codes
specified at § 11.31(c).
(4) Prior to December 12, 2023, the
required visual message shall either
conform to paragraph (d)(3) or, in the
alternative, shall display—
(i) The term ‘‘Emergency Action
Notification’’ as the portion of the visual
message corresponding to the EAN
Event code if the header codes of the
received EAS message specify the EAN
Event code.
(ii) The term ‘‘National Periodic Test’’
as the portion of the visual message
corresponding to the NPT Event code if
the header codes of the received EAS
message specify the NPT Event code.
(iii) The term ‘‘Primary Entry Point’’
as the portion of the visual message
corresponding to the PEP Originator
code if the header codes of the received
EAS message specify the PEP Originator
code.
(5) If the EAS Participant is an analog
or digital cable system subject to
paragraphs (g) or (h) of this section,
then—
(i) If, with respect to a particular
subscriber, the portion of the required
visual message corresponding to the
EAN event code can be altered by means
of software upgrades or other changes
that do not require replacement of the
subscriber’s navigation device, then,
prior to March 12, 2024, the portion of
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Fmt 4700
Sfmt 4700
the required visual message displayed to
the subscriber corresponding to the EAN
Event code shall comply with either
paragraph (d)(3)(ii) or (d)(4)(i) of this
section; after that date, the portion of
the required visual message displayed to
the subscriber corresponding to the EAN
Event code shall comply with paragraph
(d)(3)(ii) of this section.
(ii) If, with respect to a particular
subscriber, no alterations to the portion
of the required visual message
corresponding to the EAN event code
can be implemented unless the
subscriber’s navigation device is
replaced with a device that is capable of
displaying the visual message
corresponding to the EAN event code as
set forth in paragraph (d)(3)(ii) of this
section then, prior to December 12, 2028
or the date when the subscriber’s
navigation device is replaced,
whichever occurs earliest—
(A) The portion of the required visual
message displayed to the subscriber
corresponding to the EAN Event code
shall comply with either paragraph
(d)(3)(ii) or paragraph (d)(4)(i) of this
section; thereafter, the portion of the
required visual message displayed to the
subscriber corresponding to the EAN
Event code shall comply with paragraph
(d)(3)(ii) of this section.
(B) If the operator of the cable system
makes the navigation device available to
the subscriber as ‘‘associated
equipment’’ in connection with a cable
service, as the term ‘‘associated
equipment’’ is used in part 76, subpart
N of this chapter, and a subscriber who
is deaf or hard of hearing requests that
the cable system operator provide a
navigation device that is capable of
displaying a visual message that
complies with paragraph (d)(1) of this
section, to replace a navigation device
that lacks such capability, then the cable
system operator shall provide and, if
necessary, install such replacement
navigation device within a reasonable
period of time, to the same extent
required and on the same terms and
conditions as set forth at § 79.108 of this
chapter. This paragraph (d)(5)(ii)(B)
applies only to subscribers who state
that they are deaf or hard of hearing or
a household member who is deaf or
hard of hearing.
(iii) Prior to December 12, 2028, the
cable system operator must prominently
display on its website information
regarding the availability of replacement
navigation devices to eligible
subscribers as set forth in paragraph
(d)(5)(ii)(B) of this section, in the same
manner as provided at § 79.108(d)(2) of
this chapter.
(iv) For purposes of this paragraph
(d)(5), the term ‘‘navigation device’’
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Federal Register / Vol. 87, No. 217 / Thursday, November 10, 2022 / Rules and Regulations
means equipment that is located at a
subscriber’s premises and satisfies the
definition of ‘‘navigation device’’ in
§ 76.1200(c) of this chapter.
*
*
*
*
*
(g) * * *
(3) Shall transmit a visual EAS
message on at least one channel. The
visual message shall comply with the
requirements in paragraph (d) of this
section.
*
*
*
*
*
(h) * * *
(3) Shall transmit the EAS visual
message on all downstream channels.
The visual message shall comply with
the requirements in paragraph (d) of this
section.
*
*
*
*
*
(j) * * *
(2) The visual message shall comply
with the requirements in paragraph (d)
of this section.
*
*
*
*
*
(m) EAS Participants are required to
transmit all received EAS messages in
which the header code contains the
Event code for National Emergency
Message (EAN), Nationwide Test of the
Emergency Alert System (NPT), or
Required Monthly Test (RMT), and
when the accompanying location codes
include their State or State/county.
These EAS messages shall be
retransmitted unchanged except for the
LLLLLLLL-code which identifies the
EAS Participant retransmitting the
message. See § 11.31(c). If an EAS
source originates an EAS message with
any of the Event codes listed in this
paragraph, it must include the location
codes for the State(s) and counties in its
service area. When transmitting the
required weekly test, EAS Participants
shall use the event code RWT. The
location codes are the state and county
for the broadcast station city of license
or system community or city. Other
location codes may be included upon
approval of station or system
management. EAS messages may be
transmitted automatically or manually.
*
*
*
*
*
(2) Manual interrupt of programming
and transmission of EAS messages may
be used. EAS messages with the
National Emergency Message (EAN)
Event code or the Nationwide Test of
the Emergency Alert System (NPT)
Event code must be transmitted
immediately. Monthly EAS test
messages must be transmitted within 60
minutes. All actions must be logged and
include the minimum information
required for EAS video messages.
*
*
*
*
*
(p) The material listed in this
paragraph (p) is incorporated by
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16:26 Nov 09, 2022
Jkt 259001
reference into this section with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
CFR part 51. To enforce any edition
other than that specified in this section,
the Federal Communications
Commission (FCC) must publish notice
of change in the Federal Register and
the material must be available to the
public. All approved material is
available for inspection at the FCC and
at the National Archives and Records
Administration (NARA). Contact FCC at:
the address indicated in 47 CFR 0.401(a)
of this chapter (Reference Information
Center). For information on the
availability of this material at NARA,
email: fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/
ibr-locations.html. The material may be
obtained from the following source in
this paragraph (p).
*
*
*
*
*
■ 8. Amend § 11.52 by revising
paragraphs (d)(2) and (e) to read as
follows:
§ 11.52 EAS code and Attention Signal
Monitoring requirements.
*
*
*
*
*
(d) * * *
(2) With respect to monitoring EAS
messages formatted in accordance with
the specifications set forth in
§ 11.56(a)(2), EAS Participants’ EAS
equipment must regularly poll the
Federal Emergency Management
Agency’s Integrated Public Alert and
Warning System (IPAWS) EAS alert
distribution channel to detect and
acquire Common Alert Protocol (CAP)formatted alert messages from the
IPAWS system to EAS Participants’ EAS
equipment.
*
*
*
*
*
(e) EAS Participants are required to
interrupt normal programming either
automatically or manually when they
receive an EAS message in which the
header code contains the Event codes
for National Emergency Message (EAN),
the Nationwide Test of the Emergency
Alert System (NPT), or the Required
Monthly Test (RMT) for their State or
State/county location.
*
*
*
*
*
■ 9. Amend § 11.55 by:
■ a. Revising the introductory text of
paragraph (c) and paragraphs (c)(1) and
(2);
■ b. Removing paragraph (c)(3);
■ c. Redesignating paragraph (c)(4) as
paragraph (c)(3) and revising it;
■ d. Redesignating paragraphs (c)(5)
through (8) as paragraphs (c)(4) through
(7), respectively; and
■ e. Revising the introductory text of
paragraph (d) and paragraph (d)(2).
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Fmt 4700
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67825
The revisions read as follows:
§ 11.55 EAS operation during a State or
Local Area emergency.
*
*
*
*
*
(c) An EAS Participant that
participates in the State or Local Area
EAS, upon receipt of a State or Local
Area EAS message that has been
formatted in the EAS Protocol and that
has event and location header codes
indicating that it is a type of message
that the EAS Participant normally
relays, consistent with the procedures in
the State or Local Area EAS Plan, must
do the following:
(1) Prior to December 12, 2023, the
EAS Participant shall follow the
procedures set forth in the State EAS
Plan and paragraphs (c)(3) through(7) of
this section.
(2) On and after December 12, 2023,—
(i) CAP Prioritization. If a message
formatted in the Common Alerting
Protocol is available that is a duplicate
of the received message formatted in the
EAS Protocol, then the EAS Participant
shall not transmit the received message
formatted in the EAS Protocol but shall
follow the procedures in paragraph (d)
of this section to transmit the message
formatted in the Common Alerting
Protocol.
(ii) Polling. At least ten (10) seconds
after detecting the initial header code of
a received message formatted in the EAS
protocol, if the EAS Participant has not
by that time determined that a duplicate
message formatted in the Common
Alerting Protocol is available, it shall
poll the Federal Emergency
Management Agency’s Integrated Public
Alert and Warning System (IPAWS) at
least once to determine whether a
duplicate CAP-formatted alert message
is available.
(A) If a duplicate CAP-formatted alert
message is available, the EAS
Participant shall proceed according to
paragraphs (c)(2)(i) and (d) of this
section.
(B) If no duplicate CAP-formatted
alert message is available, or if the alert
contents, including the audio message,
cannot be acquired within a reasonable
timeframe, the EAS Participant shall
proceed according to paragraphs (c)(3)–
(7) of this section.
(iii) For purposes of this paragraph
(c)(2), two EAS messages are
‘‘duplicates’’ if the originator codes,
event codes, location codes, and datetime codes in the validated headers of
both messages are all identical, and the
valid time-period codes in the headers
of both messages cover approximately
the same periods of time, with
allowances for the different manners in
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Federal Register / Vol. 87, No. 217 / Thursday, November 10, 2022 / Rules and Regulations
lotter on DSK11XQN23PROD with RULES1
which messages in CAP and legacy EAS
formats express valid time periods.
(3) EAS Participants participating in
the State or Local Area EAS must
discontinue normal programming and
follow the procedures in their State and
Local Area Plans. Analog and digital
television broadcast stations must
transmit all EAS announcements
visually and aurally as specified in
§ 11.51(a) through (e) and 73.1250(h) of
this chapter, as applicable; analog cable
systems, digital cable systems, wireless
cable systems, and wireline video
systems must transmit all EAS
announcements visually and aurally as
specified in § 11.51(d), (g), and (h); and
DBS providers must transmit all EAS
announcements visually and aurally as
specified in § 11.51(d) and (j). EAS
Participants providing foreign language
programming should transmit all EAS
announcements in the same language as
the primary language of the EAS
Participant.
*
*
*
*
*
(d) An EAS Participant that
participates in the State or Local Area
EAS, upon receipt of a State or Local
Area EAS message that has been
formatted in the Common Alerting
Protocol and that has event and location
header codes indicating that it is a type
of message that the EAS Participant
normally relays, must do the following:
*
*
*
*
*
(2) Analog and digital television
broadcast stations must transmit all EAS
announcements visually and aurally as
specified in § 11.51(a) through (e) and
73.1250(h) of this chapter, as applicable;
analog cable systems, digital cable
systems, wireless cable systems, and
wireline video systems must transmit all
EAS announcements visually and
aurally as specified in § 11.51(d), (g),
and (h); and DBS providers must
transmit all EAS announcements
visually and aurally as specified in
§ 11.51(d) and (j). EAS Participants
providing foreign language
programming should transmit all EAS
announcements in the same language as
the primary language of the EAS
Participant.
*
*
*
*
*
■ 10. Amend § 11.56 by revising the
introductory text of paragraph (d) to
read as follows:
§ 11.56 Obligation to process CAPformatted EAS messages.
*
*
*
*
*
(d) The material listed in this
paragraph (d) is incorporated by
reference into this section with the
approval of the Director of the Federal
Register under 5 U.S.C. 552(a) and 1
VerDate Sep<11>2014
16:26 Nov 09, 2022
Jkt 259001
CFR part 51. To enforce any edition
other than that specified in this section,
the Federal Communications
Commission (FCC) must publish notice
of change in the Federal Register and
the material must be available to the
public. All approved material is
available for inspection at the FCC and
at the National Archives and Records
Administration (NARA). Contact FCC at:
the address indicated in 47 CFR 0.401(a)
of this chapter (Reference Information
Center). For information on the
availability of this material at NARA,
email: fr.inspection@nara.gov, or go to:
https://www.archives.gov/federalregister/cfr/ibr-locations.html. The
material may be obtained from the
following sources in this paragraph (d).
*
*
*
*
*
■ 11. Amend § 11.61 by adding
paragraph (a)(1)(iv) and revising the
paragraph heading to paragraph (a)(3) to
read as follows:
§ 11.61
Tests of EAS procedures.
(a) * * *
(1) * * *
(iv) Upon receipt of an EAS message
in the EAS Protocol format with the
Required Monthly Test (RMT) event
code, an EAS Participant shall follow
the steps set forth in § 11.55(c)(1)
through(3).
*
*
*
*
*
(3) Nationwide Tests of the
Emergency Alert System (NPT) (national
tests).
*
*
*
*
*
[FR Doc. 2022–23408 Filed 11–9–22; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 64
[EB Docket No. 20–374; FCC 21–75; FR ID
112274]
Pallone-Thune Telephone Robocall
Abuse Criminal Enforcement and
Deterrence Act (TRACED Act)
Federal Communications
Commission.
ACTION: Final rule; announcement of
compliance date.
AGENCY:
In this document, the
Commission announces that the Office
of Management and Budget (OMB) has
approved an information collection
associated with rules governing
Implementing the Pallone-Thune
Telephone Robocall Abuse Criminal
Enforcement and Deterrence Act
(TRACED Act). The Commission also
announces that private entities may
SUMMARY:
PO 00000
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Fmt 4700
Sfmt 4700
begin submitting information in the
Private Entity Robocall Portal. It
removes paragraphs advising that
compliance was not required until OMB
approval was obtained. This document
is consistent with the 2021 Report and
Order, which states the Commission
will publish a document in the Federal
Register announcing a compliance date
for the rule sections and revise the rules
accordingly.
DATES:
Effective date: The amendments are
effective November 10, 2022.
Compliance date: Compliance with 47
CFR 64.1204(a) and 64.1606(a),
published at 86 FR 52840 on September
23, 2021, is required as of November 10,
2022.
FOR FURTHER INFORMATION CONTACT:
Daniel Stepanicich, Enforcement
Bureau, Telecommunications
Consumers Division, at (202) 418–7451
or daniel.stepanicich@fcc.gov.
SUPPLEMENTARY INFORMATION: This
document announces that OMB
approved the information collection
requirements in §§ 64.1204(a) and
64.1606(a) on November 16, 2021.
The Commission publishes this
document as an announcement of the
compliance date of the rules. If you have
any comments on the burden estimates
listed below, or how the Commission
can improve the collections and reduce
any burdens caused thereby, please
contact Nicole Ongele, Federal
Communications Commission, 45 L
Street NE, Washington, DC 20554,
regarding OMB Control Number 3060–
1296. Please include the applicable
OMB Control Number in your
correspondence. The Commission will
also accept your comments via email at
PRA@fcc.gov.
To request materials in accessible
formats for people with disabilities
(Braille, large print, electronic files,
audio format), send an email to fcc504@
fcc.gov or call the Consumer and
Governmental Affairs Bureau at (202)
418–0530 (voice), (202) 418–0432
(TTY).
Synopsis
As required by the Paperwork
Reduction Act of 1995 (44 U.S.C. 3507),
the FCC is notifying the public that it
received final OMB approval on
November 16, 2021, for the information
collection requirements contained in
§§ 64.1204(a) and 64.1606(a). Under 5
CFR part 1320, an agency may not
conduct or sponsor a collection of
information unless it displays a current,
valid OMB Control Number.
No person shall be subject to any
penalty for failing to comply with a
E:\FR\FM\10NOR1.SGM
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Agencies
[Federal Register Volume 87, Number 217 (Thursday, November 10, 2022)]
[Rules and Regulations]
[Pages 67808-67826]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-23408]
[[Page 67808]]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 11
[PS Docket No. 15-94; FCC 22-75; FR ID 110632]
The Emergency Alert System
AGENCY: Federal Communications Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communication Commission (the
``FCC'' or ``Commission''), implements changes to its rules governing
the Emergency Alert System (EAS) to improve the clarity and
accessibility of EAS messages distributed to the public.
DATES: Effective December 12, 2022. The incorporation by reference of
certain publications listed in the rule was approved by the Director as
of April 23, 2012.
FOR FURTHER INFORMATION CONTACT: Chris Fedeli, Attorney Advisor, Public
Safety and Homeland Security Bureau at 202-418-1514 or
[email protected].
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Report
and Order (Order) in PS Docket No. 15-94, FCC 22-75, adopted on
September 29, 2022 and released on September 30, 2022. The full text of
this document is available at https://www.fcc.gov/document/fcc-improves-accessibility-and-clarity-emergency-alerts.
Accessible Formats
To request materials in accessible formats for people with
disabilities (Braille, large print, electronic files, audio format),
send an email to [email protected] or call the Consumer & Governmental
Affairs Bureau at 202-418-0530 (voice), 202-418-0432 (tty).
Synopsis
Introduction
1. To improve the clarity and accessibility of alerts, the
Commission adopts rules to facilitate the increased use of the internet
Protocol-based Common Alerting Protocol (CAP) format for certain types
of EAS alerts. CAP-based alerts typically provide more information than
the corresponding alerts delivered in legacy format. Therefore, in this
Report and Order, the Commission directs EAS Participants to check
whether certain types of alerts are available in CAP format and, if so,
to transmit the CAP version of the alert rather than the legacy-
formatted version. The Commission also revises the prescribed text that
EAS Participants use to identify certain alerts regarding national
emergencies and to announce EAS tests by eliminating technical jargon
and replacing it with plain language terms that will be more easily
understood by the public.
A. Transmitting More Alert Messages in CAP Format
2. The Commission's rules currently permit, but do not require, EAS
Participants to check for CAP-format versions of state and local area
alerts at the time they receive legacy EAS-format alerts and, if the
same alert is available in both formats, to transmit the CAP version
rather than the legacy EAS version. The Commission is now requiring EAS
Participants, upon receiving a legacy EAS alert message, to check
whether a CAP version of the same alert is available on the Federal
Emergency Management Agency's (FEMA) internet-based platform known as
the Integrated Public Alert and Warning System (IPAWS) by polling the
IPAWS feed for CAP-formatted EAS messages. If a CAP version is
available, the Commission requires EAS Participants to transmit the CAP
version rather than the legacy version. In addition, to allow
sufficient time for a CAP version to appear without unduly delaying
transmission of the alert, the Commission requires EAS Participants not
to transmit an alert in legacy format until at least 10 seconds after
receiving its header codes unless they confirm by polling the IPAWS
feed that no matching CAP version of the message is available. As
discussed below, this requirement applies only to valid alert messages
relating to event categories and locations for which the EAS
Participant normally transmits such alerts pursuant to the State EAS
Plan, but does not apply to national emergency messages, messages
associated with national tests of the EAS, or required weekly test
messages.
3. The Commission requires that, if an EAS Participant has received
both a legacy EAS version and a CAP-formatted version of the same
alert, it must transmit the CAP version, not the legacy EAS version. In
other words, it must ``prioritize'' the CAP message. CAP-formatted
alerts can relay much more data than legacy alerts, which can relay
only an audio message and a limited amount of encoded data. EAS
Participants may receive legacy and CAP alerts at different times,
however, and under the current rules, if an EAS Participant receives
the legacy version of an alert first, it might process that version and
transmit it to the public even if a CAP version of the same alert
arrives seconds later, leaving the potentially expanded content in the
CAP version unused.
4. Requiring EAS Participants to check for CAP-formatted versions
of alerts and use them, if available, will increase the proportion of
alerts distributed to the public that include enhanced information.
Several commenters support mandatory CAP polling and prioritization for
this reason. The Accessibility Coalition, for example, comments that
``[g]iven the greater capability of the CAP-based alerts, . . . a CAP-
based alert should be checked for and utilized when possible . . .''
NCTA agrees that ``[e]xpanding the use of triggered CAP polling as
proposed is a positive step toward providing all Americans more
reliable and accessible emergency alerts.'' Moreover, as Gary Timm
points out, the requirement the Commission is adopting would ``make
good on the Commission's promise to the Commission's emergency
management partners'' that CAP-formatted alerts will ``improve the
messaging available through the EAS.''
5. The Commission is not persuaded by the arguments of commenters
that oppose mandated CAP polling. For example, Donald Walker argues
that mandating CAP polling ``would likely impose significant monetary
and time costs for development on equipment manufacturers as well as .
. . EAS Participants,'' especially broadcasters, and that ``the public
safety benefits of having matching audio and text crawls [would not]
outweigh[ ] the burden that would be placed on the industry.'' However,
Walker fails to provide any factual information to support his
assertions regarding the costs or time to implement mandatory CAP
polling and prioritization, and Section III.E below explains the
Commission's basis for finding the costs will likely be relatively low.
Walker also ignores the significant public safety benefits that the
increased clarity of the CAP-formatted visual crawl will provide for
people who are deaf and hard of hearing (even if the text does not
precisely match the audio version of an alert), and he fails to account
for the benefits of more informative readable text on the screen for
other viewers who may rely on both the visible scroll and the audible
versions of alert messages to fully understand them.
6. Similarly, the Commission is not persuaded by NAB and other
parties who argue against mandatory CAP polling and prioritization
based on the fact that the National Weather Service (NWS) does not
currently distribute alerts in CAP format over IPAWS due to concerns
about issuing duplicative
[[Page 67809]]
alerts for the same weather emergency. NAB contends that ``[a]lthough
NAB appreciates the FCC's forethought in seeking to increase the
accessibility of EAS alert crawls, the fact that the proposed new
process will not include weather-related alerts issued by NWS may
frustrate the realization of this goal for the foreseeable future.''
However, the Communications Security, Reliability, and Interoperability
Council (CSRIC), an FCC advisory committee, recently analyzed the
concerns about duplicative alerts that, until now, have led NWS to
refrain from distributing CAP-formatted alerts, and identified and
evaluated several potential changes that could ameliorate or resolve
those concerns. The CSRIC recommendations could provide a basis for NWS
to begin issuing CAP-formatted alerts over IPAWS in the foreseeable
future, in which case the rule the Commission adopts today would
require EAS Participants to transmit them.
7. Even if NWS does not change its approach in the near term, there
are thousands of state and local alert originators that distribute EAS
alerts in CAP format, covering numerous non-weather emergencies that
pose harm to human health and property. The Commission does not see the
logic of foreclosing the benefits to public safety of increased CAP
usage for these state and local alerts just because NWS does not
distribute CAP alerts at present. The Commission also disagrees with
NAB's suggestion that mandatory polling might result in ``unintended
consequences'' or ``confusion caused by only a small percentage of EAS
alerts including matching visual crawls and audio messages'' NAB fails
to explain what types of unintended consequences it is referring to,
and the Commission finds its assertions about potential confusion to be
entirely speculative. On the contrary, the Commission concludes that
mandating CAP polling will reduce the potential for confusion and
enhance public safety by ensuring a seamless transition at whatever
point NWS decides to begin issuing CAP alerts over IPAWS.
8. Timing of Mandatory CAP Polling. In the Accessibility NPRM, the
Commission proposed requiring CAP polling upon receipt of a state or
local legacy alert, but sought comment on whether ``EAS Participants
[should] be allowed some minimum time frame, for example, 5-15
seconds,'' to account for delays in the CAP message becoming available.
Based on concerns raised in the record about the Commission's proposal
to require polling at the time the legacy alert is received, the
Commission modifies its proposal to include a brief timing delay.
Specifically, the Commission requires that, when an EAS Participant
receives a legacy-format alert that (i) is valid, (ii) covers a type of
event and a geographic area for which the EAS Participant normally
transmits alerts to the public pursuant to its State EAS Plan (but
excluding messages with the EAN, NPT, or RWT event codes), and (iii) is
not a duplicate of a CAP-formatted message it has already received, the
EAS Participant must poll the IPAWS feed for a CAP version of the
legacy alert at least 10 seconds after detection of the legacy alert's
initial header code. For this purpose, two EAS messages are considered
``duplicates'' or ``versions'' of the same alert if the originator
codes, event codes, location codes, and date-time codes in the headers
of both messages are all identical, and the valid time period codes in
the headers cover approximately the same periods of time, with
allowances for the way CAP and legacy messages express valid time
periods differently. The 10-second waiting period for CAP polling does
not apply if the EAS Participant has already acquired the CAP version
through polling the IPAWS feed prior to the 10-second threshold. In
such instances, the EAS Participant need not poll IPAWS again or wait
10 seconds to send the alert, which must be sent in CAP format.
9. The parties' comments persuade us that requiring CAP polling
immediately upon detection of a legacy alert, as the Commission
originally proposed, would be counterproductive. When an alert
originator sends an alert in both CAP and legacy formats, the record
establishes that in many cases the CAP version will not appear on the
IPAWS server until a few seconds after EAS Participants have received
the legacy alert header code. Accordingly, a rule requiring immediate
polling would fail to detect many CAP alerts by polling too early. By
delaying the required polling until at least 10 seconds after receipt
of the legacy alert's initial header code, the Commission allows
sufficient time for the CAP version of the alert to appear and be
retrieved, and the Commission significantly reduces the risk that an
EAS Participant will send a legacy alert when a CAP version is
available.
10. The Commission agrees with the Accessibility Coalition that,
since ``time is of the essence in emergencies,'' the CAP polling rule
should not cause significant delays in transmitting alert content to
the public. The record indicates that most EAS devices require at least
15 seconds to process and transmit a legacy alert after the legacy
header code is first detected. Thus, requiring EAS participants to wait
10 seconds before polling does not delay the normal time sequence for
transmission of a legacy alert if no CAP version of the alert is
available. With respect to Gary Timm's suggestion that we ``set a
minimum CAP Prioritization Seek Time of 5 or 10 seconds . . . ,'' the
Commission finds five seconds to be unnecessarily short, given that
most EAS devices require at least 15 seconds to process and transmit a
legacy alert after the legacy header code is first detected, and could
preclude detection of matching CAP messages in a number of cases when
more time was available for the CAP alert to become available.
11. The Commission recognizes that setting a minimum waiting period
of more than 10 seconds would further ``increase the likelihood that a
matching CAP message will be found.'' However, the Commission is
concerned that requiring a waiting period longer than 10 seconds risks
unduly delaying the transmission of alerts. At the same time, the
Commission's rule gives EAS Participants flexibility to wait longer
than 10 seconds to poll for CAP messages if they believe their
individual circumstances or usual polling cycle so warrants. The
Commission further clarify that if an EAS Participant has detected a
CAP alert message concerning a time-sensitive emergency and is trying
to retrieve it, but it is taking an unreasonably long time to finish
downloading the full content of the message from the IPAWS server due
to factors such as internet protocol (IP) transport latency, the EAS
Participant may proceed to transmit the received legacy version of the
same alert right away. The Commission leave it to EAS Participants to
decide what a reasonable amount of time is, given their familiarity
with their IP connections and the time-sensitivity of the emergency
event in issue.
12. The Commission disagrees with Sage and other parties who argue
that the minimum waiting period for CAP polling should be an option
left to each EAS participant. As explained above, the Commission
concludes that all EAS participants should be subject to the 10-second
minimum time limit to ensure that the vast majority of CAP messages
will be detected and used. However, by allowing EAS participants to
poll after more than 10 seconds, the rule provides flexibility to
address Sage's concern that a uniform, ``one-size-fits-all'' CAP
polling and prioritization requirement would fail to account for unique
factors affecting particular EAS Participants. The CAP prioritization
mandate only sets the earliest time at which polling could occur and
lets EAS Participants, based on their familiarity with their IP
[[Page 67810]]
transport links and other factors, adopt a longer CAP polling interval
if that works best for their systems.
13. The 10-second minimum also accounts for the concerns that
equipment manufacturer DAS raises in its comments opposing any minimum
delay time. DAS contends that, in the version of CAP polling and
prioritization it has already implemented, ``the polling [for] and
processing [of CAP messages] . . . will not take longer'' than the time
required ``to process the audio portion of a legacy EAS message that
arrives first.'' The Commission's rule accommodates this situation; it
does not preclude EAS Participants from sending out a CAP message
before the matching legacy message is ready to be transmitted.
Similarly, the rule does not compel EAS Participants to transmit the
CAP version (if one is available) any later than it would have
transmitted the legacy version. Thus, the basic requirement to poll for
the CAP version of a received legacy alert with the timing adopted here
will not materially delay or otherwise hamper the relay of the received
legacy version to the public.
14. Application of the CAP Priority Mandate. The Commission's new
rules requiring EAS Participants to poll for and prioritize CAP-
formatted messages will apply to all EAS alert categories except for
alerts with the Emergency Action Notification (EAN), National Periodic
Test (NPT), or Required Weekly Test (RWT) event codes. As discussed
below, with respect to these three codes, the Commission concludes that
requiring CAP polling and prioritization would be counterproductive.
15. The Commission exclude National Emergency Messages using the
EAN code (i.e., Presidential alerts) because the expectation is that
any Presidential alert announcing a national emergency would contain
live audio, and the record confirms that IPAWS is not presently capable
of reliably carrying live audio messages in CAP format in real time.
Moreover, the EAS-CAP Industry Group (ECIG) Implementation Guide
contains no technical guidelines that would support such live
transmissions over IPAWS. Because IPAWS cannot currently support live
streaming of a Presidential alert, the Commission concludes the CAP
polling mandate should not apply to EAN messages at the present time.
16. With respect to national test messages issued using the NPT
code, the Commission does not require CAP polling or prioritization
because it would undermine the objectives of testing. In some
instances, the national EAS test conducted by FEMA is limited to
testing EAS in the legacy format, i.e., the purpose of the test is to
assess EAS's capacity to disseminate a legacy nationwide EAN alert.
Because the Commission does not require EAS Participants to poll for a
CAP version of an actual nationwide legacy EAN alert, there is no
reason to require CAP polling when testing the system's capacity to
transmit such an alert. Commenters concur that, for these reasons,
requiring CAP polling of NPT alerts is unnecessary and potentially
counterproductive. The same principle applies to instances where FEMA
uses the NPT code to conduct a nationwide test of EAS in both legacy
and CAP formats to compare the relative speed and propagation patterns
for each format. In such instances, requiring EAS Participants to poll
for and prioritize the CAP version of the message could skew the
comparative test results by causing EAS Participants to rebroadcast
(and further propagate over the daisy chain) the CAP version rather
than the legacy version they received. Accordingly, the Commission
declines to require CAP priority polling for the NPT at this time.
17. Finally, the Commission does not require polling for RWT alerts
because they typically consist solely of tones, contain no audio or
visual messages, and are used merely to ensure that the EAS equipment
is functioning. Under these circumstances, the Commission agrees with
commenters that there is no appreciable benefit to requiring CAP
polling for RWT messages. With respect to the Required Monthly Test
(RMT) alerts, however, the Commission agrees with commenting parties
that the CAP polling requirement should apply. Because RMT alerts,
unlike RWT alerts, are audible (and readable as visible text) to the
general public, CAP polling and prioritization will enable the public
to benefit from the superior quality of the text of CAP messages for
those alerts.
18. The Commission declines to grant an exception from the CAP
prioritization mandate for radio broadcasters, as advocated by NAB. NAB
contends that ``there seems to be no reason to force radio stations to
upgrade equipment or otherwise change their current practices'' since
``the entire [Accessibility NPRM] is framed in terms of enhancing the
accessibility of EAS alerts for persons who are deaf or hard of hearing
through the dissemination of more alerts with matching visual crawls
and audio messages.'' The Commission disagrees. While the Accessibility
NPRM emphasized matching of visual with audio messages, there are ample
reasons why radio broadcasters, like video service EAS Participants,
should be required to distribute CAP messages rather than legacy-
formatted messages wherever possible. First, some digital radio
broadcasters transmit visual alerts to digital radio receivers.
Further, as discussed above, the audio generated from a CAP alert,
whether from text-to-speech or from airing a CAP audio file, typically
is superior in clarity and quality to that contained in a legacy alert.
Use of text-to-speech has been standardized in EAS equipment and
systems for over 12 years, and it is routinely used and supported
today. Requiring radio broadcasters to prioritize CAP alerts over
legacy alerts should result in optimizing the audio quality of the
alert messages they broadcast, including rendering audio messages
comprehensible that might otherwise be less intelligible had the legacy
audio been broadcast instead. The Commission finds improving the audio
quality of alerts to be an important public interest benefit, and the
Commission therefore declines to exempt radio broadcasters from the CAP
prioritization requirements adopted in this item.
19. Finally, the Commission concludes that it would not serve the
public interest to require all EAS Participants to transmit both the
legacy version of an alert message and a subsequently-acquired CAP
message, as the Accessibility Coalition suggests. Such a requirement
would result in the airing of duplicate alerts, which have historically
been prohibited in the EAS rules because they can cause congestion in
the alerting process, create public confusion, and cause additional
preemption of programming that might cause broadcasters to abandon
carriage of state and local alerts. In any case, the Commission expects
the 10-second minimum polling requirement will be sufficient to capture
any available CAP version of a received legacy alert in the vast
majority of cases without causing significant delay in transmitting the
alerts.
B. Revising the Alert Text for Certain National EAS Codes
20. Consistent with the proposals in the NDAA NPRM and the
Accessibility NPRM, the Commission amends its rules prescribing the
language to be used in audible and viewable messages generated from
three national EAS alert codes: EAN (Emergency Action Notification),
NPT (National Periodic Test), and PEP (Primary Entry Point). In each
case, the Commission adopts simpler, more straightforward terms that
will enable the public to understand the origin and purpose of these
alerts more easily and, in particular, will enable
[[Page 67811]]
people who are deaf or hard of hearing to receive and comprehend the
critical informational elements of the alerts. The revised text set
forth below will be used in the messages displayed as text on the
screens of viewers' devices. In addition, for alerts issued in CAP
format with no audio message included, the EAS equipment will generate
audio messages that include the revised text. The Commission also
prescribes a scripted visual message that EAS Participants must display
when FEMA conducts nationwide tests of the alert system in legacy EAS-
only format. In conjunction with these changes, the Commission adopts
certain conforming edits to the Commission's implementing rules. The
Commission discusses these changes below.
21. The Commission revises the prescribed text associated with two
event codes (EAN and NPT) and one originator code (PEP) listed in its
rules. The Commission changes the text for the EAN event code from
``Emergency Action Notification'' to ``National Emergency Message,''
changes the text for the NPT event code from ``National Periodic Test''
to ``Nationwide Test of the Emergency Alert System,'' and changes the
text for the PEP originator code from ``Primary Entry Code System'' to
``United States Government.'' The Commission agrees with the
Accessibility Coalition that these changes to the alert text displayed
to the public for these three codes will make the EAS more accessible
to people who are deaf or hard of hearing. The Commission also agrees
with FEMA, NWS, and many other commenters that these changes will make
these national alerts easier for all members of the public to
understand and will more effectively inform people of emergency
situations. For consistency, the Commission also revises its rules to
use the term ``National Emergency Messages'' instead of ``Emergency
Action Notification'' wherever that term appears.
22. The improvements brought about by these text changes are
evident when comparing the alert header seen or heard by the public
under the preexisting rules and under the Commission's new rules. Under
the preexisting rules, an alert using the PEP and EAN codes would read,
in relevant part, ``The Primary Entry Point system has issued an
Emergency Action Notification. . . .'' The new version of this alert
will read, ``The United States Government has issued a National
Emergency Message. . . .'' Similarly, for nationwide test alert
messages initiated by FEMA in CAP format, the existing header text
reads ``the Primary Entry Point system has issued a Nationwide Periodic
Test.'' Under the Commission's new rules, the header text will read
``the United States Government has issued a Nationwide Test of the
Emergency Alert System. . . .''
23. The Commission finds that these changes will result in clearer
and more comprehensible alert messages. The Commission agrees with the
Accessibility Coalition that displaying clearer text for alerts will
make these messages more accessible to people who are deaf or hard of
hearing. NCTA also asserts, and NWS, NAB, DAS, and Sage agree, that
such changes ``will provide the public with clearer, more uniform, and
more readily understandable information. . . .'' The Commission
concludes that changing the visual displays of alerts and related
updates to improve clarity will mitigate the risk of reduced public
response to emergency messages that the public misunderstands. The
Commission also finds that clearer description of NPT test alerts will
``minimize the potential for consumer confusion and alerting fatigue''
and is therefore in the public interest,'' even though the NPT is not
warning the public of danger. Further, the Commission agrees with the
Accessibility Coalition that clarifying visual alert displays will
improve accessibility of the EAS for people with hearing-related
disabilities. These changes will benefit the public by reducing
confusion about what alert messages are communicating in times of
emergency and ``clarif[ying] the critical informational elements
included in nationwide EAS tests, particularly for members of the
public that cannot access the audio message.''
24. There is also ample justification for the specific wording of
the new labels that the Commission is selecting for the EAN, PEP, and
NPT codes. The Commission agrees with FEMA that ``National Emergency
Message'' is a clearer and more accurate label for EAS alerts using the
EAN code than ``Emergency Action Notification,'' which ``has no meaning
or significance to the public and may create confusion, delaying the
public taking protective actions to mitigate the impact of the
impending emergency event.''
25. Similarly, labeling alerts that use the PEP code as originated
by the ``Primary Entry Point system'' is opaque to the general public
and fails to provide any meaningful information about who originated
the alert. In the NDAA NPRM, the Commission proposed to replace
``Primary Entry Point system'' with the term ``National Authority.''
However, the Commission concludes that the term ``United States
Government'' more clearly communicates the source of such alerts than
``National Authority,'' and the Commission therefore adopts ``United
States Government'' as the label for alerts using the PEP code.
26. The Commission also finds that changing the NPT alert text from
``National Periodic Test'' to ``Nationwide Test of the Emergency Alert
System,'' as well as the NPT legacy script change discussed below, will
make it clearer to the public that these alerts are only tests. This
will eliminate confusion and will increase the public's overall trust
in the alerting system, making it more likely that all members of the
public will heed alert warnings and follow alert instructions in the
future.
27. The Commission declines to adopt any other changes to alert
code descriptions or scripts beyond those adopted today. The Commission
agrees with NWS that other alert code descriptions received by the
public are already sufficiently clear and convey the nature of the
alert in a concise and easily understandable way. The Commission also
declines suggestions to establish a new regional test code and require
EAS Participants to display the word ``regional'' instead of
``national'' or ``nationwide'' when FEMA geotargets a test alert. The
Commission finds that no confusion will result from using the term
``national'' or ``nationwide'' even if a regional test alert is sent,
since NPT alerts are test messages that contain no emergency
instructions to the public. In addition, the infrequency of regional
NPT tests further persuades us that creating a separate new code for
regional test alerts is unnecessary.
28. In the NDAA NPRM, the Commission proposed to change the three-
letter EAN and PEP codes to match the proposed new text labels for
these codes. On review of the record, however, the Commission sees no
need to change any of the existing three-letter codes. Unlike the text
labels that are seen by the public, the three-letter codes are entirely
functional and the public never sees or hears them. These codes are
automated computer language that are received and processed with no
human involvement. Even EAS Participants would rarely see them, if
ever, once the text change for a code is programmed into EAS equipment
with a one-time update. The only time any employee of an EAS
Participant would see the codes is if a station engineer were present
on site and looking at the EAS screen at the moment an alert was
received. The Commission also finds that no confusion will result from
using
[[Page 67812]]
codes that are not acronyms for the displayed text. This has long been
the case for other codes currently in use without incident, like the
``WXR'' code for ``National Weather Service.'' Thus, there is no risk
of public confusion from retaining the existing codes. In addition, as
several commenters point out, changing these three-letter codes could
be costly to implement and might create a risk of alert failure, which
could seriously jeopardize public safety. NWS contends that changes to
the existing three-letter alert codes might cause NOAA Weather Radios
to display inaccurate or partial visual messages on radio display
screens. No commenter supported changing the three-letter codes or
identified any benefit to the public, EAS Participants, or alert
originators of doing so. The Commission concludes that changing only
the text for these alert codes without modifying the codes themselves
will fully achieve its public interest objective of more comprehensible
alerts, while avoiding unnecessary costs or risks.
29. Standard Script Displayed for Nationwide Test Alerts in Legacy
EAS Format. The Commission adopts its proposal, discussed in the
Accessibility NPRM, to modify the text display used in the visual crawl
for EAS-based nationwide test alerts transmitted in legacy format.
Specifically, when a legacy nationwide test alert is generated from the
PEP and NPT header codes and uses the ``All-U.S.'' geographic location
code, the Commission requires video service EAS Participants to display
the following scripted text: ``This is a nationwide test of the
Emergency Alert System, issued by the Federal Emergency Management
Agency, covering the United States from [time] until [time]. This is
only a test. No action is required by the public.'' This new text will
be much easier to understand than the text displayed for such test
alerts under the current rules (``the Primary Entry Point system has
issued a National Periodic Test . . .''). The Commission notes that the
revised text will be displayed only when FEMA issues a nationwide test
alert in legacy EAS format and therefore cannot use the enhanced text
capabilities of CAP to explain the alert visually in greater detail. It
is unnecessary to prescribe such a script for test alerts that FEMA
issues in CAP format, since FEMA can add explanatory text to CAP-
formatted messages and ensure that the audio message matches the visual
crawl generated for the alert.
30. The Commission disagrees with Sage's and Timm's arguments that
addition of a script is a departure from processing of actual EAN
alerts that would render the testing process less effective. As the
Commission has long acknowledged, the technical parameters of NPT test
alerts need not be identical to those of EAN alerts announcing actual
national emergencies to generate an effective test, especially if a
slight difference will make the test alert message are more
comprehensible and accessible, including to people who are deaf or hard
of hearing. In this instance, a slight deviation between the use of a
scripted message for legacy NPT test messages and the visual crawl that
would be generated for an actual EAN alert will not significantly
diminish the NPT's usefulness. The Commission agrees with Sage,
however, that there is no need to prohibit translations, and therefore
clarifies that EAS equipment manufacturers may translate the NPT script
adopted today into additional languages, as some currently do for alert
code text descriptions.
31. The Commission also requires radio broadcasters to change the
text for the NPT event code from ``National Periodic Test'' to
``Nationwide Test of the Emergency Alert System.'' The Commission
disagrees with NAB's contention that ``it seems inappropriate to impose
the same obligation [to implement the new NPT text and NPT script] on
audio-only EAS Participants, at least on the same terms as video
service providers, as they do not contribute to the visual
accessibility of EAS messages.'' The Commission also disagrees with
NAB's suggestion that the only ``purpose of the CAP related obligation
is to promote the ability of EAS alerting to provide matching visual
and audio messages, to increase the clarity of alerts for persons who
are deaf and hard of hearing.'' While these are central reasons why we
are adopting these requirements, they are not the only factors
justifying these rule changes, as discussed above. For example, some
digital radio broadcasters display visual alerts on the screens of
digital radio receivers. Moreover, it is important for radio
broadcasters' NPT alerts to refer to ``Nationwide Test of the Emergency
Alert System'' in instances when CAP-format text messages do not
include any audio content and the audio alerts must be generated based
on the CAP message header using text-to-speech functionality.
Otherwise, if FEMA were to send an NPT alert in CAP format consisting
exclusively of text without any audio component, or if a distribution
failure resulted in a radio broadcaster receiving only the text but not
the audio portion of the alert, a radio broadcaster that had not
implemented the new NPT text would air the outdated ``National Periodic
Test'' language that the Commission has found to be confusing to the
public.
32. While the Commission requires radio broadcasters to implement
the new NPT header code text, it declines to require them to update
their devices to accommodate the new prescribed script for legacy-
format NPT messages. The Commission concludes that imposing such a
requirement on radio broadcasters would yield only minimal benefits,
because the prescribed NPT script is to be used only in visual displays
and would not affect audio messages. Although a few radio broadcasters
might be able to display the new prescribed script on digital radio
receiver screens, they would display the clearer NPT label that the
Commission adopts today (``Nationwide Test of the Emergency Alert
Message'') even if they were not required to display the more detailed
NPT script; and imposing that requirement on the large majority of
radio broadcasters would have no impact on alert clarity. Radio
broadcasters are free to implement this updated script voluntarily,
however, and the Commission encourages them to do so if it will improve
digital radio visual displays, or for the sake of consistency across
deployed EAS decoder devices.
33. Eliminating National Information Center (NIC) Code. As the
Commission proposed in the NDAA FNPRM, the Commission is deleting the
National Information Center (NIC) event code because the federal
National Information Center no longer exists, and there is thus no
reason to maintain this event code in the rules. Most commenting
parties agree. Deleting the NIC code will avoid confusion by preventing
any accidental activation of this obsolete alert and will avert the
risk of rogue alerts that might be caused by unauthorized parties'
intentional misuse of the NIC code. Since deletion of the NIC code can
be implemented by a simple software change that requires only an update
to EAS encoders, the Commission requires EAS Participants to implement
this change in the same timeframe as the other EAS encoder device
changes adopted in this order. This should entail negligible costs
since EAS Participants can implement all required encoder updates in a
single package update. The Commission also directs SECCs to remove this
code from state EAS plans and advises FEMA to remove NIC from its list
of codes that can be accepted from alert originators and issued via
IPAWS.
34. The Commission rejects Sage's alternative proposals for
preventing
[[Page 67813]]
issuance of NIC-coded alerts without deleting the NIC code, such as
directing parties to ignore the code and asking FEMA and alert
originators not to use it. These approaches would be more complicated
to implement than simply deleting the NIC code, and they would be far
less effective at preventing potential misuse of a code that is
otherwise obsolete and unnecessary. The Commission also rejects
Donelan's suggestion that the NIC code be retained and repurposed. The
Commission cannot do this except in concert with FEMA, which has asked
to delete the code.
35. Conforming Changes to Implementing Rules. Finally, to avoid
potential confusion stemming from associating the PEP originator code
with the term ``United States Government,'' the Commission is replacing
the term ``Primary Entry Point System'' in the rules with the term
``National Public Warning System.'' The Commission notes that FEMA has
ceased using ``Primary Entry Point System'' and has replaced it with
the term ``National Public Warning System'' (NPWS), and the Commission
finds that aligning its terminology with FEMA's is in the public
interest. While the Commission did not specifically propose or mention
this rule change in the NDAA NPRM or the Accessibility NPRM, the
Commission believes it is a logical outgrowth of the proposal to change
the text associated with the PEP originator code. Furthermore, to the
extent necessary, the Commission invokes the exception in the
Administrative Procedure Act that allows agencies to proceed without
notice and comment to revise rules where notice and comment is
unnecessary. Here, the Commission believes initiating another notice
and comment proceeding to address this non-substantive conforming rule
change is unnecessary and that adopting it without further notice and
comment is in the public interest, because the change in terminology
used to refer to certain entities in the Commission's rules will have
no impact on any party's rights or obligations. The Commission also
makes minor edits to Part 11 to update the contact information for the
National Archives and Records Administration. These updates to NARA's
contact information do not alter the substance of parties' obligations,
but merely the procedures they follow to obtain required standards from
NARA, and the Commission thus views them as procedural rule changes for
which notice and comment is not required. To the extent that these
rules were instead seen as something other than procedural rules, the
Commission independently finds good cause to forgo notice and comment
as an alternative basis for its decision. The Commission finds notice
and comment unnecessary because regulated entities' rights and
obligations are not being altered.
C. Compliance Time Frame
36. The Commission requires all EAS Participants to comply with the
rules adopted in this order no later than one year from the effective
date of the order (subject to the exceptions discussed below). The
Commission agrees with commenting parties that all rule changes
requiring software updates to EAS encoder equipment can be accomplished
on a one-year schedule. Equipment suppliers DAS and Sage indicate that
changes such as the revised EAN code text and removal of the NIC event
code ``can be accomplished via software updates'' to EAS equipment in
tandem with ``regularly scheduled maintenance activities'' involving
minimal cost and effort on the part of EAS manufacturers and
participants and that ``[t]he normal estimate of a year would apply.''
These parties support the same implementation period for the new CAP
polling and prioritization requirements: DAS says it has already
installed ``a feature called Triggered CAP PollingTM'' on
EAS devices and ``made [it] available on every software update since
2018, while Sage states the feature ``can be implemented by Sage and
installed by users over a one-year period.'' This one-year
implementation period is consistent with past orders requiring EAS
encoder software updates. This deadline applies to all EAS
participants, including radio broadcasters.
37. REC Networks requests that the CAP polling implementation
deadline be extended to three years for analog radio broadcasters,
contending that ``[t]here are many smaller broadcast stations,
including LPFM stations, smaller noncommercial educational (NCE)
stations as well as small `mom and pop' and other standalone commercial
broadcasters, including those owned or controlled by minority groups[,]
that do not have the budget or resources to implement CAP Polling
within the proposed mandated one-year time frame.'' The Commission
declines to do so. REC cites vendor costs of less than $500 for the
necessary software changes, and does not provide any evidence to
suggest that this would be a financial hardship for small broadcasters,
much less all analog broadcasters. Any individual entity may seek a
waiver if it can demonstrate that ``special circumstances'' justify
deviation from the generally applicable requirement. The Commission
notes that REC Networks generally disagrees with its decision to apply
the CAP polling and prioritization requirements to analog radio
broadcast stations, as discussed above. Those general policy objections
do not justify a special carve-out from the generally applicable
compliance timeframe for an entire industry segment.
38. The Commission disagrees with NCTA's and ACA's argument that
cable operators would need at least two years to conduct the downstream
equipment testing and modifications needed to implement timed CAP
polling and the changes to the PEP and NPT code texts and the NPT
script. The EAS changes the Commission adopts in this Order are
substantially similar to the NPT and national location code rule
changes the Commission adopted in 2015, when NCTA agreed that one year
was enough time for even a complex downstream equipment testing
process. Neither NCTA nor ACA explains why the downstream equipment
testing and modification process would take longer now than it did in
the past. The Commission finds that one year is sufficient time (except
in the circumstances described below) for all EAS Participants to
implement the changes that the Commission deems necessary to improve
public safety by making alerts more comprehensible and accessible, as
promptly as practicable.
39. The Commission recognizes, however, that it may take more than
one year for cable operators to implement the required change to the
EAN text. Cable industry commenters note that the text associated with
EAN-coded alerts (unlike text associated with other alert codes) is
sometimes hard-wired into ``downstream'' equipment in cable operators'
networks, including set-top boxes that are controlled by the cable
operator and installed at customers' premises. Thus, while cable
operators can implement software upgrades in their EAS encoder/decoder
equipment to transmit the new text for the EAN code, many downstream
set-top boxes cannot be similarly reprogrammed through software
modifications alone (a problem that is especially acute for some older,
discontinued models for which manufacturers no longer provide software
support). As a result, implementing the new EAN text will require these
set-top boxes to be replaced. Moreover, NCTA argues persuasively that
wide-scale hardware replacement at customers' premises on a short
timeframe would entail excessively high costs.
[[Page 67814]]
40. Specifically, the Commission grants cable operators six years
from the effective date of today's order to complete the transition to
the new EAN text display of ``National Emergency Message'' to the
extent that the change requires replacement of navigation equipment
(i.e., set-top boxes) that cannot be safely updated via software
upgrades alone, and 15 months from the effective date of the order in
other instances where implementing the EAN text change require upgraded
software on set-top boxes and headend equipment used to control set-top
boxes. The Commission finds these longer compliance time frames for
implementing the EAN change in this limited context to be justified,
due to the risk that improperly programmed equipment might fail to
transmit EAN alerts properly, the need for testing such software
changes to assure a smooth and effective rollout, and the excessive
costs that immediate replacement of such equipment would impose.
Similarly, to the extent such changes require replacement of set-top
boxes or other navigation equipment at customer premises, the
Commission finds that it would not be in the public interest to require
replacement of all such equipment in cable networks with the EAN text
change within one year. A six-year implementation period will avoid
rushed compliance efforts without testing and verifying the proper
functionality of such equipment, and will enable cable operators to
gradually replace outdated set-top boxes to the extent necessary on a
schedule closer to the average lifecycle of this equipment, resulting
in costs that would not substantially exceed those they would incur in
the ordinary course of business.
41. The Commission's compliance timeline of six years is based on
estimates of the average life span for replacement of cable set-top-
boxes and similar devices that cable industry representatives have
submitted to government agencies in the past. For example, NCTA
represented in 2017 that the average set-top box lifespan is five to
seven years and that the average deployment cycle for set-top boxes is
six years. NCTA more recently stated that ``its members estimate that
set top boxes have ``a lifecycle of roughly 10+ years,'' but it has
clarified that this estimate applies only to ``newer set-top boxes
[that] are designed to have longer lifespans,'' not to all deployed
set-top boxes. The six-year replacement timeline the Commission
establishes today primarily applies to older legacy set-top boxes that
cannot be updated via software changes. Therefore, it is appropriate to
rely on the earlier estimates for purposes of establishing this
timeline. Finally, the Commission does not adopt ACA Connects' proposal
to exempt small cable operators from the set-top box replacement
requirement or to extend the six-year timeline to ten years. While ACA
Connects asserts that the requirement would be burdensome to small
operators, it provides no evidence to support this assertion. ACA
Connects states that ``the cable video business has become increasingly
challenging in recent years, especially for the smallest operators,''
and argues that a mandate to replace set-top boxes ``could prove highly
burdensome for some operators and even encourage exit from the cable
video business,'' However, ACA Connects provides no cost data or other
evidence that would support a blanket exemption for all small
operators. To the extent that individual cable operators can
demonstrate unique hardship or other special circumstances, they may
seek a waiver pursuant to the Commission's rules.
42. NCTA asserts that even where set-top boxes need not be
replaced, implementing the EAN text change may require upgraded
software on set-top boxes and headend equipment used to control set-top
boxes, and it argues that the Commission should allow 18 months for all
required software upgrades, including the upgrades to implement the new
labels for the NPT and PEP codes. The Commission declines to do so. The
Commission will allow cable operators additional time to comply with
the required change to the text associated with the EAN code only, but
finds that 15 months is more than adequate to account for these
software-related complexities, including any unexpected difficulties.
The additional time the Commission is allowing for cable operators to
implement the EAN text change, as discussed above, is justified by the
potentially more complex activities necessary to reprogram or replace
some set-top boxes and set-top box controller equipment at cable
headends. No such activities are needed to implement the other changes
adopted in this order, such as the CAP polling and prioritization
requirements or the new labels for the NPT and PEP codes. The
Commission also is not persuaded by NCTA's argument that establishing
identical deadlines for all of these changes is needed to reduce the
risk of complications or disruption to consumers. Like other EAS
Participants, cable operators can implement changes other than the EAN
change by relatively simple software upgrades on EAS encoder/decoder
equipment that do not involve modifying software in set-top boxes or
related equipment in cable headends and are not disruptive to the end
user.
43. The Commission emphasizes that cable operators must implement
any necessary EAN software modifications to their upstream EAS decoder
equipment by the generally applicable one-year deadline. This will
enable at least those subscribers with updated or newly replaced set-
top boxes to see the new ``National Emergency Message'' text for EAN
code alerts as soon as reasonably possible. To ensure that cable
operators continue to successfully deliver alerts that use the EAN
event code to their subscribers as the rules currently mandate, the
Commission also requires these software updates to be implemented in
such a way that, for the interim period of time prior to the date six
years after the effective date of this Order, any set-top box that
cannot receive a software update will still process the EAN and will
continue to display the old ``Emergency Action Notification'' text upon
receiving the EAN. Commenting parties confirm that a change to the EAN
text only (as opposed to a change to the three-letter EAN code) will
allow non-updated downstream processing equipment to continue to
display alert messages.
44. To ensure that people with disabilities are supported during
the interim equipment replacement period, the Commission further
require that if a cable operator supplies or leases set-top boxes or
similar navigation devices to its customers that cannot be updated to
display the new text for EAN messages, the operator must, upon the
request of any customer who is deaf or hard of hearing, replace that
device with a new device capable of displaying the new EAN visual text.
The cable operator must supply and, if necessary, install such a device
within a reasonable time after receiving such a request, on the same
terms and to the same extent as provided in 47 CFR 79.108. This rule,
adopted as part of the Commission's implementation of the Twenty-First
Century Communications and Video Accessibility Act of 2010 (CVAA),
involved a nearly identical weighing of equities requiring cable
operators to provide compliant set-top boxes to subscribers with
disabilities upon request and within a reasonable time to ensure
accessibility without unduly burdening cable operators, and is
therefore an appropriate standard here. The Commission agrees with
DeafLink that increased EAS accessibility for people who are deaf or
hard of hearing is long overdue, and ``[t]he Deaf
[[Page 67815]]
community has long awaited an accessible solution . . .'' While the
Commission is granting cable operators a six-year compliance window to
avoid imposing excessive short-term costs, this does not excuse them
from their obligation to promptly meet the needs of people who are deaf
or hard of hearing for clear visual alerts. Moreover, since cable
operators will need to implement equipment replacement plans to ensure
that all set-top boxes on their networks can display the new EAN text
by the end of the six-year period, the Commission believe it is
reasonable to require that such plans include a mechanism to supply
compliant set-top boxes at an earlier date to people who are deaf or
hard of hearing who request them. To ensure that individuals with
hearing disabilities can benefit from earlier access to new or updated
set-top boxes, the Commission also requires cable operators to post
information on the availability of such devices on their official
websites as soon as new or updated devices are available for
distribution to customers and explain the means for making requests for
such equipment, in the same manner as by rule 79.108(d)(2). While the
Commission did not explicitly seek comment on such proposed
requirements, the Commission finds that these requirements are a
logical outgrowth of the proposal in the NDAA FNPRM to revise the text
of the EAN alert (if not the three letter code itself), in tandem with
the cable industry's comments regarding the difficulty and time-
consumer nature of doing so, as well the existing requirements that
cable providers provide notice on their official websites about the
availability of accessible navigation devices.
45. Finally, with respect to cable-card devices and smart TVs that
are not controlled by cable operators, the Commission encourages those
third-party manufacturers to update their deployed devices to reflect
the new EAN text where possible, and to ensure future manufactured
models reflect the new EAN text. Cable operators are required to
transmit the EAN message to their subscribers, and should therefore
take appropriate steps to minimize the risk that updates to their own
facilities will trigger a downstream failure in existing third-party
customer premise devices.
D. Persistent Alerts
46. In the NDAA FNPRM, the Commission discussed a proposal,
originally suggested by FEMA, to update legacy EAS to facilitate
``persistent alerts''--that is, to enable alerts concerning
``emergencies that require immediate public protective actions to
mitigate loss of life'' to ``persist on EAS until the alert time has
expired or is cancelled by the alert originator.'' After review of the
record, the Commission declines to take further action on this proposal
at this time. The Commission is not persuaded that implementing this
proposal in legacy EAS would be technically feasible, and it takes note
of the virtually unanimous opposition to the proposal by commenting
parties, including alert originators, SECCs, EAS Participants, and
equipment manufacturers. As one commenter notes, legacy EAS does not
enable alert originators to retract or alter an alert once they issue
it, and the Commission is troubled by the possibility that a persistent
alert could become outdated or even counter-productive if conditions
change as emergency responders address an incident. For example, a
persistent alert in legacy EAS would likely block out all subsequent
alerts (except an EAN or NPT) until the valid time period for the
original alert expired. During that time, the audio portion of the EAS
alert would continuously play, which would drown out the audio of
regular programming as well as any emergency news programming that
might provide updated information related to the emergency condition
not covered in the original EAS alert audio message. Similarly, the
original visual message would continuously scroll until the time period
for the alert expired, thus blocking the display of potential updated
information that the EAS Participant might be attempting to broadcast.
47. While the Commission recognizes that persistent alerts could be
feasible and potentially beneficial in a different aging system
architecture, it does not see how those benefits could be realized in
legacy EAS's architecture, which is designed to provide brief warnings
to the public. Moreover, legacy EAS already provides a mechanism for
repeatedly reminding the public of an impending emergency: alert
originators can repeat their alerts if they determine that such action
is warranted. Based on these considerations, the Commission is not
adopting any new rules or policies to facilitate persistent alert
messages in legacy EAS at this time.
E. Benefit-Cost Analysis
48. Benefits. As discussed above, the Commission finds that today's
rule changes will result in substantial public interest benefits.
Specifically, the rule changes the Commission is adopting reduce
confusion and make alerts easier to understand, making recipients more
likely to trust alerts and respond to them, and will yield particular
benefits by improving access to alert information for people with
disabilities. The CAP polling rule change will lead to increased
dissemination of CAP-formatted alerts, which provide more detailed
alert information than legacy alerts to recipients, including better
instructions on protective measures that the public should take.
Similarly, the Commission's new rules requiring clearer identification
of the purposes and origin of alerts increase the likelihood that the
public will pay attention to them. Eliminating confusion and building
trust in EAS makes it more likely that the public will follow alert
instructions in the future. The public's increased understanding and
trust in alerts improves public safety outcomes by saving lives and
better protecting property.
49. While it is difficult to quantify the precise dollar value of
improvements to the public's safety, life, and health, the Commission
nonetheless concludes that very substantial public safety benefits will
result from the rules it adopts today. EAS alerts that convey more
complete information and are easier to understand by the general
public, especially those with hearing and vision disabilities, will
enable more listeners and viewers to respond to emergency situations by
taking appropriate protective actions, such as evacuating or
sheltering-in-place, depending on the nature of the emergency. As a
consequence, the Commission anticipates that the rule changes it adopts
today will yield substantial life-saving benefits in the event of such
emergencies. As discussed above, the Commission agrees with commenting
parties that the CAP polling and prioritization requirement will result
in greater display of alerts with clearer and more informative visual
text to better inform the public, and that changing the text of certain
alert codes will improve the visual displays of alert messages. The
value of improved public safety in reducing the risk of avoidable
deaths and injuries by better informing the public of pending
emergencies is substantial. While the Commission cannot estimate the
precise incremental dollar value of these changes, improvements to the
EAS that increase accessibility, enable people to access and understand
alerts more easily and respond more quickly, and increase overall
confidence in the EAS will produce large benefits to preservation of
life and property. The Commission notes that some agencies estimate the
benefits of preservation of life and
[[Page 67816]]
property by considering the value of reduced mortality risk. If the
Commission were to estimate that the rule changes it adopts today would
reduce mortality risk sufficiently as to lead to an expected reduction
of one life lost per year--an expectation the Commission finds
reasonable and conservative here--the benefits of that risk reduction
would be worth $59 million over the first five years after the rules
take effect (i.e., 5 x $11.8 million).
50. Costs. The measures adopted today are the most cost-effective
ways to achieve the benefits of making EAS more comprehensible, and
therefore more effective, as described above. By declining to adopt
proposals to change the PEP code to NAT or the EAN code to NEM, the
Commission avoids imposing additional and potentially excessive costs
that its new requirements could have imposed on industry. By allowing
six years for complete cable system EAN text change compliance, the
Commission avoids imposing excessive costs on the cable industry that
would have resulted from a shorter compliance timeframe. By exempting
radio broadcasters from the legacy NPT script change, the Commission is
reducing the extent of decoder software updates made outside of the
normal course of planned upgrades. Yet, because the Commission is
allowing sufficient time and flexibility to allow EAS Participants to
make upgrades in tandem with general software upgrades installed during
the regular course of business, the cost of the software changes needed
due to the requirements adopted today will not significantly exceed the
costs of software updates that most EAS Participants would need to
implement whether or not these rule changes are adopted. Accordingly,
most EAS Participants will avoid this cost.
51. In the NDAA FNPRM and the Accessibility NPRM, the Commission
asked for cost estimate submissions from parties subject to today's
decision. No party did so. The Commission believes, however, that the
cost of implementing the EAS decoder equipment changes adopted in this
order will be roughly in line with the cost of changes adopted in the
2016 Weather Alerts Order and the 2017 Blue Alerts Order, which
similarly entailed few costs beyond the reprogramming of EAS decoder
equipment. In the Blue Alerts Order, for example, the Commission
concluded that the only cost to EAS Participants for installing the new
EAS software is the labor cost involved in downloading the software
patches into their devices and associated clerical work. The Commission
follows the procedure of estimating the labor costs of updating
software used in the Weather Alerts Order and the Blue Alerts Order.
52. To form an upper bound of the cost, the Commission assumes that
the software update takes 5 hours, which it expects is substantially
longer than the average time a software update would take. The Office
of Management and Budget approved an estimate of $25 per hour of labor
cost for an EAS Participant to fill out the Commission online report
form for EAS National Tests in 2011. The Commission finds that the real
labor cost of software updates to implement all of today's changes
would be similar and adjusts the labor cost upward to $35 to reflect
inflation since 2011. Each devi