Endangered and Threatened Wildlife and Plants; Threatened Species Status With Section 4(d) Rule for Sickle Darter, 67380-67396 [2022-23618]
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Federal Register / Vol. 87, No. 215 / Tuesday, November 8, 2022 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R4–ES–2020–0094;
FF09E21000 FXES11110900000 234]
RIN 1018–BE89
Endangered and Threatened Wildlife
and Plants; Threatened Species Status
With Section 4(d) Rule for Sickle Darter
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), determine
threatened status under the Endangered
Species Act of 1973 (Act), as amended,
for the sickle darter (Percina williamsi),
a fish species from the upper Tennessee
River drainage in North Carolina,
Tennessee, and Virginia. This rule adds
the species to the List of Endangered
and Threatened Wildlife. We also
finalize a rule under the authority of
section 4(d) of the Act that provides
measures that are necessary and
advisable to provide for the
conservation of the sickle darter.
DATES: This rule is effective December 8,
2022.
ADDRESSES: This final rule is available
on the internet at https://
www.regulations.gov. Comments and
materials we received are available for
public inspection at https://
www.regulations.gov at Docket No.
FWS–R4–ES–2020–0094. Supporting
materials we used in preparing this rule,
such as the species status assessment
report, are available on the Service’s
website at https://www.fws.gov/
tennessee-ecological-services/library, at
https://regulations.gov at Docket No.
FWS–R4–ES–2020–0094 or both.
FOR FURTHER INFORMATION CONTACT:
Daniel Elbert, Field Supervisor, U.S.
Fish and Wildlife Service, Tennessee
Ecological Services Field Office, 446
Neal Street, Cookeville, TN 38501;
telephone 913–528–6481. Individuals in
the United States who are deaf,
deafblind, hard of hearing, or have a
speech disability may dial 711 (TTY,
TDD, or TeleBraille) to access
telecommunications relay services.
Individuals outside the United States
should use the relay services offered
within their country to make
international calls to the point-ofcontact in the United States.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
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Executive Summary
Why we need to publish a rule. Under
the Act, if we determine that a species
is an endangered or threatened species
throughout all or a significant portion of
its range, we are required to promptly
publish a proposal in the Federal
Register and make a determination on
our proposal within one year. Whenever
any species is listed as a threatened
species, the Secretary shall issue such
regulations as she deems necessary and
advisable to provide for the
conservation of such species. In
addition, the Secretary may by
regulation prohibit with respect to any
threatened species any act prohibited
under section 9(a)(1) of the Act for
endangered species. Listing a species as
an endangered or threatened species
and designation of critical habitat can
only be completed by issuing a
rulemaking.
What this document does. This final
rule lists the sickle darter as a
threatened species and adopts a rule
issued under section 4(d) of the Act for
the species.
The basis for our action. Under the
Act, we may determine that a species is
an endangered or threatened species
because of any of five factors: (A) The
present or threatened destruction,
modification, or curtailment of its
habitat or range; (B) overutilization for
commercial, recreational, scientific, or
educational purposes; (C) disease or
predation; (D) the inadequacy of
existing regulatory mechanisms; or (E)
other natural or manmade factors
affecting its continued existence. We
have determined that threats to the
sickle darter include habitat loss or
degradation stemming from hydrologic
alteration by impoundments, including
dams and other barriers; land
development that does not incorporate
best management practices (BMPs); and
diminished water quality from point
and non-point source pollution and
siltation (Factor A). These threats
contribute to the negative effects
associated with the species’ reduced
range and potential effects of climate
change (Factor E).
We are not designating critical habitat
for the sickle darter at this time. To the
maximum extent prudent and
determinable, we must designate critical
habitat for any species that we
determine to be an endangered or
threatened species under the Act. A
careful assessment of the economic
impacts that may occur due to a critical
habitat designation is still ongoing, and
we are in the process of working with
States and other partners in acquiring
the complex information needed to
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perform that assessment. We will
propose critical habitat once we have
completed our economic assessment.
Previous Federal Actions
Please refer to the sickle darter’s
proposed listing rule (85 FR 71859;
November 12, 2020) for a detailed
description of previous Federal actions
concerning this species.
Peer Review
A species status assessment (SSA)
team prepared an SSA report for the
sickle darter. The SSA team was
composed of Service biologists, in
consultation with other species experts.
The SSA report represents a
compilation of the best scientific and
commercial data available concerning
the status of the species, including the
impacts of past, present, and future
factors (both negative and beneficial)
affecting the species.
In accordance with our joint policy on
peer review published in the Federal
Register on July 1, 1994 (59 FR 34270),
and our August 22, 2016, memorandum
updating and clarifying the role of peer
review of listing actions under the Act,
we solicited independent scientific
review of the information contained in
the sickle darter SSA report. As
discussed in the proposed rule, we sent
the SSA report to five independent peer
reviewers and received four responses.
The peer reviews can be found at
https://www.regulations.gov under
Docket No. FWS–R4–ES–2020–0094. In
preparing the proposed rule, we
incorporated the results of these
reviews, as appropriate, into the SSA
report, which was the foundation for the
proposed rule and this final rule.
Summary of Changes From the
Proposed Rule
This final rule incorporates several
changes to our proposed rule (85 FR
71859; November 12, 2020) based on the
comments we received. These changes
are summarized below and discussed
further under Summary of Comments
and Recommendations. Minor,
nonsubstantive changes and corrections
are made throughout this rule in
response to comments. However, the
information we received during the
public comment period on the proposed
rule did not change our determination
that the sickle darter is a threatened
species.
We received substantive comments on
the proposed rule issued under section
4(d) of the Act (‘‘4(d) rule’’) for the
sickle darter. We have made changes to
this rule as a result of the public
comments we received. In summary, we
modified the language for four
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exceptions to incidental take
prohibitions in the sickle darter 4(d)
rule.
• We modified the exception to the
incidental take prohibition for bank
stabilization projects to add a
requirement that appropriate ‘‘native’’
vegetation, including woody and
herbaceous species appropriate for the
region and habitat, be used for
stabilization.
• We modified the exception to the
incidental take prohibition for
transportation projects to include
actions that avoid the sickle darter
spawning period to protect the fish
during the sensitive life stage of
spawning. Transportation projects that
take place between April 1 and January
31 (outside the spawning period) are
consistent with the timing of other
exceptions to take prohibitions for
sickle darter.
• We modified the exception to the
incidental take prohibition for
silviculture and forest management
activities to apply throughout the year
(i.e., we removed the spawning period
consideration from this exception based
on implemented silvicultural BMPs as
long as those activities implement Stateapproved BMPs and meet the conditions
specified in the 4(d) rule. We modified
the exception to the incidental take
prohibition for silviculture and forest
management activities to reflect
language consistent with final 4(d) rules
for species with similar habitat
requirements (see (6) Comment under
Summary of Comments and
Recommendations, below).
I. Final Listing Determination
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Background
Sickle Darter
A thorough review of the taxonomy,
life history, and ecology of the sickle
darter is presented in the SSA report
(Service 2020a, pp. 9–30). The
biological information for the sickle
darter in the SSA report is summarized
below.
The sickle darter is a small fish native
to the upper Tennessee River drainage
in North Carolina, Tennessee, and
Virginia. The species currently has a
disjunct distribution, with populations
in the Emory River, Little River,
Sequatchie River, and Emory River
systems in Tennessee, and in the upper
Clinch River, North Fork Holston River,
and Middle Fork Holston River systems
in Virginia. Populations within the
French Broad River system in North
Carolina and Tennessee, and within the
South Fork Holston River, Powell River,
and Watauga River systems in
Tennessee are extirpated. A thorough
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review of the taxonomy, life history, and
ecology of the sickle darter is presented
in the SSA report (Service 2020a, pp. 9–
13).
The sickle darter has a long, slender
body reaching up to 120 millimeters
(mm) (4.7 inches (in)) in length and an
elongated, pointed snout. The upper
body color is brown to olive with a
white to pale yellow lower body.
Spawning occurs in late winter
(February to March), and the species has
a maximum lifespan of 3 to 4 years.
Sickle darters typically occupy flowing
pools over rocky, sandy, or silty
substrates in clear creeks or small rivers.
Occupied streams tend to have good
water quality, with low turbidity and
negligible siltation (Etnier and Starnes
1993, p. 576; Alford 2019, p. 9). In these
habitats, the species is most often
associated with clean sand-detritus or
gravel-cobble-boulder substrates, stands
of American water willow (Justicia
americana), or woody debris piles at
water depths ranging from 0.4 to 1.0
meter (m) (1.3 to 3.3 feet (ft)) (Etnier and
Starnes 1993, p. 576; Page and Near
2007, p. 609; Alford 2019, p. 8). Streams
supporting sickle darters range from 9 to
33 m (29 to 108 ft) wide, and streamside
tree canopy cover in these streams
ranges from open to nearly closed
(Alford 2019, p. 8). The species spends
most of its time in the water column,
often hovering a few inches above the
stream or river bottom (Etnier and
Starnes 1993, p. 576).
In winter, sickle darters have been
observed in deep pools (depths of up to
3 m (10 ft)) or in slow-flowing, shallow
pools in close proximity to cover (Etnier
and Starnes 1993, p. 576; Service 2020b,
p. 1). The species migrates from the
deepest areas of pools to shallow, gravel
shoals (riffles) in late winter or early
spring (February to March) to spawn
(Etnier and Starnes 1993, p. 576).
Spawning begins when stream water
temperatures reach 10 to 16 Celsius (°C)
(50 to 60 Fahrenheit (°F)) (Petty et al.
2017, p. 3). Sexual maturity of males
occurs at the end of the first year of life,
while sexual maturity of females occurs
at the end of their second year of life
(Page 1978, p. 663; Petty et al. 2017, p.
3). Females produce up to 355 eggs per
clutch, which hatch in 21 days at an
average stream temperature of 10 °C
(50 °F) (Etnier and Starnes 1993, p. 576).
The incubation period is likely shorter
(about 2 weeks) when stream
temperatures are higher (Service 2020b,
p. 1). The larvae move up and down in
the water column and presumably feed
on zooplankton and other small
macroinvertebrates after depleting yolk
sac nutrients (Etnier and Starnes 1993,
p. 576; Petty et al. 2017, p. 3). After
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about 30 days, the larvae move to the
stream bottom where they mature (Petty
et al. 2017, p. 3). Except for their late
winter movements from pools to riffles
for spawning, no information is
available on the movement behavior of
the sickle darter. However, studies of
two closely related species in the genus
Percina (longhead darter and
frecklebelly darter) indicate that the
sickle darter likely exhibits seasonal
upstream and downstream movements
(Eisenhour et al. 2011, p. 15; Eisenhour
and Washburn 2016, pp. 19–24).
Sickle darters feed primarily on larval
mayflies and midges; minor prey items
include riffle beetles, caddisflies,
dragonflies, and several other groups of
aquatic macroinvertebrates (Page and
Near 2007, pp. 609–610; Alford 2019, p.
10). Crayfish have been reported as a
common food item for the closely
related longhead darter (Page 1978, p.
663), but have not been observed in the
sickle darter’s diet (Alford 2019, p. 10).
Regulatory and Analytical Framework
Regulatory Framework
Section 4 of the Act (16 U.S.C. 1533)
and the implementing regulations in
title 50 of the Code of Federal
Regulations set forth the procedures for
determining whether a species is an
endangered species or a threatened
species, issuing protective regulations
for threatened species, and designating
critical habitat for threatened and
endangered species. In 2019, jointly
with the National Marine Fisheries
Service, the Service issued final rules
that revised the regulations in 50 CFR
parts 17 and 424 regarding how we add,
remove, and reclassify threatened and
endangered species and the criteria for
designating listed species’ critical
habitat (84 FR 45020 and 84 FR 44752;
August 27, 2019). At the same time the
Service also issued final regulations
that, for species listed as threatened
species after September 26, 2019,
eliminated the Service’s general
protective regulations automatically
applying to threatened species the
prohibitions that section 9 of the Act
applies to endangered species
(collectively, the 2019 regulations).
As with the proposed rule, we are
applying the 2019 regulations for this
final rule because the 2019 regulations
are the governing law just as they were
when we completed the proposed rule.
Although there was a period in the
interim—between July 5, 2022, and
September 21, 2022—when the 2019
regulations became vacated and the pre2019 regulations therefore governed, the
2019 regulations are now in effect and
govern listing and critical habitat
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decisions (see Center for Biological
Diversity v. Haaland, No. 4:19–cv–
05206–JST, Doc. 168 (N.D. Cal. July 5,
2022) (CBD v. Haaland) (vacating the
2019 regulations and thereby reinstating
the pre-2019 regulations)) and In re:
Cattlemen’s Ass’n, No. 22–70194 (9th
Cir. Sept. 21, 2022) (staying the vacatur
of the 2019 regulations and thereby
reinstating the 2019 regulations until a
pending motion for reconsideration
before the district court is resolved)).
The Act defines an ‘‘endangered
species’’ as a species that is in danger
of extinction throughout all or a
significant portion of its range, and a
‘‘threatened species’’ as a species that is
likely to become an endangered species
within the foreseeable future throughout
all or a significant portion of its range.
The Act requires that we determine
whether any species is an ‘‘endangered
species’’ or a ‘‘threatened species’’
because of any of the following factors:
(A) The present or threatened
destruction, modification, or
curtailment of its habitat or range;
(B) Overutilization for commercial,
recreational, scientific, or educational
purposes;
(C) Disease or predation;
(D) The inadequacy of existing
regulatory mechanisms; or
(E) Other natural or manmade factors
affecting its continued existence.
These factors represent broad
categories of natural or human-caused
actions or conditions that could have an
effect on a species’ continued existence.
In evaluating these actions and
conditions, we look for those that may
have a negative effect on individuals of
the species, as well as other actions or
conditions that may ameliorate any
negative effects or may have positive
effects.
We use the term ‘‘threat’’ to refer in
general to actions or conditions that are
known to or are reasonably likely to
negatively affect individuals of a
species. The term ‘‘threat’’ includes
actions or conditions that have a direct
impact on individuals (direct impacts),
as well as those that affect individuals
through alteration of their habitat or
required resources (stressors). The term
‘‘threat’’ may encompass—either
together or separately—the source of the
action or condition or the action or
condition itself.
However, the mere identification of
any threat(s) does not necessarily mean
that the species meets the statutory
definition of an ‘‘endangered species’’ or
a ‘‘threatened species.’’ In determining
whether a species meets either
definition, we must evaluate all
identified threats by considering the
expected response by the species, and
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the effects of the threats—in light of
those actions and conditions that will
ameliorate the threats—on an
individual, population, and species
level. We evaluate each threat and its
expected effects on the species, then
analyze the cumulative effect of all of
the threats on the species as a whole.
We also consider the cumulative effect
of the threats in light of those actions
and conditions that will have positive
effects on the species, such as any
existing regulatory mechanisms or
conservation efforts. The Secretary
determines whether the species meets
the definition of an ‘‘endangered
species’’ or a ‘‘threatened species’’ only
after conducting this cumulative
analysis and describing the expected
effect on the species now and in the
foreseeable future.
The Act does not define the term
‘‘foreseeable future,’’ which appears in
the statutory definition of ‘‘threatened
species.’’ Our implementing regulations
at 50 CFR 424.11(d) set forth a
framework for evaluating the foreseeable
future on a case-by-case basis. The term
‘‘foreseeable future’’ extends only so far
into the future as the Services can
reasonably determine that both the
future threats and the species’ responses
to those threats are likely. In other
words, the foreseeable future is the
period of time in which we can make
reliable predictions. ‘‘Reliable’’ does not
mean ‘‘certain’’; it means sufficient to
provide a reasonable degree of
confidence in the prediction. Thus, a
prediction is reliable if it is reasonable
to depend on it when making decisions.
It is not always possible or necessary
to define foreseeable future as a
particular number of years. Analysis of
the foreseeable future uses the best
scientific and commercial data available
and should consider the timeframes
applicable to the relevant threats and to
the species’ likely responses to those
threats in view of its life-history
characteristics. Data that are typically
relevant to assessing the species’
biological response include speciesspecific factors such as lifespan,
reproductive rates or productivity,
certain behaviors, and other
demographic factors.
the Act. However, it does provide the
scientific basis that informs our
regulatory decisions, which involve the
further application of standards within
the Act and its implementing
regulations and policies.
To assess sickle darter viability, we
used the three conservation biology
principles of resiliency, redundancy,
and representation (Shaffer and Stein
2000, pp. 306–310). Briefly, resiliency
supports the ability of the species to
withstand environmental and
demographic stochasticity (for example,
wet or dry, warm or cold years),
redundancy supports the ability of the
species to withstand catastrophic events
(for example, droughts, large pollution
events), and representation supports the
ability of the species to adapt to both
near-term and long-term changes in the
environment (for example, climate
conditions, pathogen). In general,
species viability will increase with
increases in resiliency, redundancy, and
representation. Using these principles,
we identified the species’ ecological
requirements for survival and
reproduction at the individual,
population, and species levels, and
described the beneficial and risk factors
influencing the species’ viability.
The SSA process can be categorized
into three sequential stages. During the
first stage, we evaluated the individual
species’ life-history needs. The next
stage involved an assessment of the
historical and current condition of the
species’ demographics and habitat
characteristics, including an
explanation of how the species arrived
at its current condition. The final stage
of the SSA process involved making
predictions about the species’ responses
to positive and negative environmental
and anthropogenic influences.
Throughout all of these stages, we used
the best available information to
characterize viability as the ability of a
species to sustain populations in the
wild over time. We use this information
to inform our regulatory decision. The
following is a summary of the key
results and conclusions from the SSA
report; the full SSA report can be found
at Docket No. FWS–R4–ES–2020–0094
and on https://www.regulations.gov.
Analytical Framework
The SSA report documents the results
of our comprehensive biological review
of the best scientific and commercial
data available regarding the status of the
species, including an assessment of the
potential threats to the species. The SSA
report does not represent a decision by
the Service on whether the species
should be proposed for listing as an
endangered or threatened species under
Summary of Biological Status and
Threats
In this discussion, we review the
biological condition of the species and
its resources, and the threats that
influence the species’ current and future
condition, in order to assess the species’
overall viability and the risks to that
viability. For sickle darter populations
to be resilient, the needs of individuals
(slow-flowing pools, substrate, food
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availability, water quality, and aquatic
vegetation or large woody debris) must
be met at a larger scale. Stream reaches
with suitable habitat must be large
enough to support an appropriate
number of individuals to avoid negative
effects associated with small population
size, such as inbreeding depression and
the Allee effect (whereby low
population density reduces the
probability of encountering mates for
spawning). Connectivity of stream
reaches allows for immigration and
emigration between populations and
increases the likelihood of
recolonization should a population be
lost. At the species level, the sickle
darter needs a sufficient number and
distribution of healthy populations to
withstand environmental stochasticity
(resiliency) and catastrophes
(redundancy) and adapt to biological
and physical changes in its environment
(representation). To evaluate the current
and future viability of the sickle darter,
we assessed a range of conditions to
allow us to consider the species’
resiliency, representation, and
redundancy.
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Factors Influencing Viability of Sickle
Darter
Habitat loss and degradation resulting
from siltation, water quality
degradation, and impoundments pose
the largest risk to the current and future
viability of the sickle darter and are the
primary contributors to the species’
reduced range, population
fragmentation, and population loss. The
effects of population fragmentation and
isolation may exacerbate the effects of
other threats on the sickle darter.
Climate change is a potential stressor
that may impact the sickle darter in the
future. We found the species does not
face significant threats from
overutilization, disease, predation, or
invasive species. States provide some
protections for the sickle darter and we
found that inadequacy of regulatory
mechanisms is not a threat to the
species. A brief summary of relevant
stressors is presented below; for a full
description, refer to chapter 3 of the
SSA report and the proposed rule
(Service 2020a, entire; 85 FR 71864–
71866).
Siltation can affect fishes through
abrasion of gill tissues, suffocation of
eggs or larvae, reductions in disease
tolerance, degradation of spawning
habitats, modification of migration
patterns, and reductions in food
availability (Berkman and Rabeni 1987,
pp. 285–294; Waters 1995, pp. 5–7;
Wood and Armitage 1997, pp. 211–212;
Meyer and Sutherland 2005, pp. 2–3).
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A variety of pollutants that may
impact the sickle darter continue to
degrade stream water quality within the
upper Tennessee River drainage (Locke
et al. 2006, pp. 197, 202–203; TDEC
2010, pp. 42–48; TDEC 2014, pp. 47–53;
Zipper et al. 2016, p. 604; TDEC 2017,
pp. 51–106; VDEQ 2020 (appendix 5),
pp. 2387–2617). Major pollutants within
the upper Tennessee River drainage
include pathogens, domestic sewage,
animal waste, nutrients, metals, and
toxic organic compounds.
Impoundments have significantly
influenced the species’ current
distribution within the upper Tennessee
River drainage through physical,
chemical, and biological changes to
these systems (Etnier and Starnes 1993,
p. 576; Jenkins and Burkhead 1994, pp.
101–106; Service 2020a, p. 3).
Sickle darter populations are
localized and geographically isolated
from one another due to impoundments
and other habitat degradation, leaving
them vulnerable to localized extinctions
from toxic chemical spills, habitat
modification, progressive degradation
from runoff (non-point source
pollutants), natural catastrophic changes
to their habitat (e.g., flood scour,
drought), other stochastic disturbances,
and decreased fitness from reduced
genetic diversity.
Changing climate conditions can
influence sickle darter viability through
changes in water temperature and
precipitation patterns that result in
increased flooding, prolonged droughts,
or reduced stream flows (McLaughlin et
al. 2002, pp. 6060–6074; Cook et al.
2004, pp. 1015–1018; Thomas et al.
2004, pp. 145–148; IPCC 2014, pp. 58–
83). The species’ early spawning period
(February to March) makes it vulnerable
to warming temperatures and higher
flows—conditions that could interrupt
or prevent successful spawning in a
given year (Service 2020b, p. 3).
Synergistic Effects
In addition to individually impacting
the species, it is likely that several of the
above summarized risk factors are acting
synergistically or additively on the
sickle darter. The combined impact of
multiple stressors is likely more harmful
than a single stressor acting alone. For
example, impoundments in the upper
Tennessee River drainage cause changes
in riverine habitats, including increased
sediment deposition (siltation).
Additionally, sediment particles in
urban and agricultural runoff carry
bound nutrients (phosphorus and
nitrogen) and other stream pollutants
into streams and rivers.
We note that, by using the SSA
framework to guide our analysis of the
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scientific information documented in
the SSA report, we have not only
analyzed individual effects on the
species but have also analyzed their
potential cumulative effects. We
incorporate the cumulative effects into
our SSA analysis when we characterize
the current and future condition of the
species. To assess the current and future
condition of the species, we undertake
an iterative analysis that encompasses
and incorporates the threats
individually and then accumulates and
evaluates the effects of all the factors
that may be influencing the species,
including threats and conservation
efforts. Because the SSA framework
considers not just the presence of the
factors, but to what degree they
collectively influence risk to the entire
species, our assessment integrates the
cumulative effects of the factors and
replaces a standalone cumulative effects
analysis.
We delineated analytical units
(populations) using the tributary
systems the sickle darter historically
occupied. Each population represents
demographically linked interbreeding
individuals; however, these populations
are currently separated by long
distances or isolated by impoundments.
We identified 10 historical populations
across the range of the sickle darter:
Emory River, Clinch River, Powell
River, Little River, French Broad River,
North Fork Holston River, Middle Fork
Holston River, South Fork Holston
River, Watauga River, and Sequatchie
River.
To assess resiliency, we evaluated six
components that broadly relate to the
species’ physical environment or its
population demography. Each
population’s physical environment was
assessed by averaging three components
determined to have the most influence
on the species: physical habitat quality,
connectivity, and water quality. The
three components describing population
demography were reproduction,
occurrence extent (total length of
occupied streams compared to historical
range), and occupied stream length.
Parameters for each component’s
condition category were established by
evaluating the range of existing data and
separating those data into categories
based on our understanding of the
species’ demographics and habitat.
Using the demographic and habitat
parameters, we then categorized the
overall condition of each population.
We weighted each of the six
components equally and determined the
average score to describe each
population’s current condition (see table
1, below).
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Due to a limited amount of speciesspecific genetic information for the
sickle darter, we based our evaluation of
the species’ representation on the extent
and variability of environmental
diversity (habitat diversity) across the
species’ geographical range.
Additionally, we assessed sickle darter
redundancy (ability of species to
withstand catastrophic events) by
evaluating the number and distribution
of resilient populations throughout the
species’ range. Highly resilient
populations, coupled with a relatively
broad distribution, have a positive
relationship to species-level
redundancy.
TABLE 1—COMPONENT CONDITIONS USED TO ASSESS RESILIENCY FOR SICKLE DARTER POPULATIONS
Condition
Component
High
Moderate
Low
Physical Habitat ........
Slow-flowing pools abundant
(ample cover in pools); silt
deposition low; no extensive
or significant habitat alteration such as recent channelization or riparian clearing; >75% of available habitat suitable for the species.
Slow-flowing pools scarce (few
pools with cover); silt deposition extensive; habitat severely altered and recognized as impacting the species; <25% of habitats suitable for the species.
Connectivity ..............
High immigration potential between populations (no dams
or other barriers separating
populations).
Water Quality ............
Minimal or no known water
quality issues (i.e., no
303(d) streams* impacting
the species, area sparsely
populated, few roads).
Reproduction .............
Clear evidence of reproduction, with multiple age classes present.
Occurrence Extent ....
<10% decline from historical
range.
≥22.5 km (≥14 mi) ...................
Slow-flowing pools present but
not abundant (some pools
with cover); silt deposition
moderate; habitat alteration
at moderate level such that
channelization or other habitat disturbance more widespread; 25–75% of available
habitat suitable for the species.
Moderate immigration potential
between populations (populations separated by one
low-head dam, and other
partial barriers, such as narrow culverts, may be
present).
Water quality issues recognized that may impact species (i.e., some 303(d)
streams*, unpaved roads
more common, moderate
levels of developed land
use).
Clear evidence of reproduction, juveniles present, but
multiple age classes not detected.
10–50% decline from historical
range.
11.3–22.5 km (7–14 mi) ..........
Occupied Stream
Length (Continuity).
0
Habitat unsuitable.
Low immigration potential beNo connectivity
tween populations (popu(populations isolations separated by ≥2 lowlated; no immigrahead dams or other barriers).
tion potential due
to the presence of
large reservoirs).
Water quality issues prevalent
within system, likely impacting populations (i.e., numerous 303(d) streams *).
Water quality unsuitable.
No direct evidence of reproExtirpated.
duction (only adults present).
>50% decline from historical
range.
<11.3 km (<7 mi) .....................
Extirpated.
Extirpated.
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* A 303(d) stream is a stream listed under section 303(d) of the Clean Water Act of 1972 (33 U.S.C. 1251 et seq.) as a water body impaired by
pollutants.
Current Condition of Sickle Darter
Historically, the sickle darter was
known from 10 river system in
Tennessee, Virginia, and North
Carolina. Of these 10, sickle darter
populations have been extirpated from
the Powell River, French Broad River,
South Fork Holston River, and Watauga
River systems, including the species’
only population within the Blue Ridge
ecoregion. Currently, the sickle darter is
known from six tributary systems in the
upper Tennessee River drainage: Emory
River, Little River, Clinch River, North
Fork Holston River, Middle Fork
Holston River, and Sequatchie River.
The Sequatchie River population was
discovered in 2014; the other 5 river
systems were historically occupied.
Impoundments and water pollution in
the upper Tennessee River drainage
were major factors in the decline of the
sickle darter and several other fishes
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during the early to mid-20th century
(Etnier and Starnes 1993, pp. 15, 576).
Current factors affecting the condition of
sickle darter populations include habitat
and water quality degradation, low
connectivity, and small population size
(e.g., Clinch River). As shown in table
2, below, the Emory River and Little
River populations exhibit moderate
resiliency, as evidenced by the species’
persistence within these systems for
over 45 years, recent and repeated
evidence of reproduction and
recruitment, a relatively long occupied
reach in each system (more than 22.5
kilometers (km) (14 miles (mi))), and the
physical habitat condition and water
quality in both systems. The remaining
four populations exhibit low resiliency.
They are represented by fewer
documented occurrences, no evidence
of recruitment, and shorter occupied
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reaches, and they occur in areas with
limited habitat and water quality.
The species’ adaptive potential
(representation) is low because of its
reduced range (and presumably
associated reduction in genetic
diversity), and the loss of connectivity
caused by dam construction. The sickle
darter occupies only two of three
Environmental Protection Agency (EPA)
Level III ecoregions, where it
historically occurred the Ridge and
Valley and the Southwestern
Appalachians. The species has not been
observed from the Blue Ridge ecoregion
(French Broad River, North Carolina)
since the 1940s. This reduction in the
extent and variability of environmental
diversity (habitat diversity) has likely
reduced the sickle darter’s ability to
adapt to changing environmental
conditions over time. Species isolation
due to multiple large impoundments
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also reduces the opportunities for or
preventing the exchange of novel or
beneficial adaptations and reducing the
species’ ability to migrate to more
suitable habitats when necessary.
We assessed the number and
distribution of resilient populations
across the sickle darter’s range as a
measure of its redundancy. Construction
of dams across the upper Tennessee
River drainage has eliminated
connectivity between extant
populations. However, within the
currently occupied streams, large
barriers are absent, although some small
barriers that hamper movement are
present (e.g., defunct low-head mill
dams, low-water bridges, narrow or
partially blocked culverts). As such,
there is connectivity within each
occupied stream and opportunity for
movement of individuals, decreasing
the effect of localized stochastic events.
Four of ten historical sickle darter
populations have been extirpated,
leading to reduced redundancy from
historical levels. Overall, the sickle
darter exhibits a low degree of
redundancy based on the number of
moderately resilient populations across
the range, and the lack of connectivity
between occupied streams, increasing
the species’ vulnerability to catastrophic
events.
Future Scenarios
For details regarding the predicted
future condition for the sickle darter
under each scenario, see chapter 5 of the
SSA report (Service 2020a, pp. 54–68).
In our SSA report, we defined viability
as the ability of the species to sustain
populations in the wild over time. To
help address uncertainty associated
with the degree and extent of potential
future stressors and their impacts on the
species’ needs, the concepts of
resiliency, redundancy, and
representation were assessed using three
plausible future scenarios. We devised
these scenarios by identifying
information on the following primary
threats anticipated to affect sickle darter
in the future: land cover, urbanization,
climate change, and conservation
activity. The three scenarios capture the
range of uncertainty in the changing
landscape and how sickle darter will
respond to the changing conditions (see
table 2, below). We used the best
available data and models to project 50
years into the future (i.e., 2070), a
timeframe in which we were reasonably
certain we could forecast the patterns in
land use change, urbanization, and
climate models (future threats) in the
species’ range and the sickle darter’s
response to those threats, given the
species’ life span.
Under Scenario 1 (continuation of
current trend), no significant increases
or decreases are expected with respect
to land cover, urbanization, or habitat
conditions, and habitat restoration
efforts (e.g., livestock fencing, riparian
plantings, streambank restoration) by
the Service and its partners are
projected to continue at current levels.
In addition, climate change would track
representative concentration pathway
(RCP) 4.5. Three of six extant sickle
darter populations, Emory River, Little
River, and Sequatchie River, are
projected to maintain their resiliency
categories at current levels. The other
three extant populations, Clinch River,
Middle Fork Holston River, and North
Fork Holston River are projected to
become extirpated within 30 years. The
species’ redundancy and representation
are expected to remain at low levels.
Under Scenario 2 (improving trend),
habitat conditions throughout the upper
Tennessee River drainage are projected
to improve due to increased
67385
conservation efforts and improving land
use practices (e.g., greater forest cover
and reduced agricultural and
development effects). Based on these
factors, resiliency of all extant
populations would remain at current
levels or increase, and the species may
be rediscovered or will be reintroduced
into portions of the Powell River system
and French Broad River system. The
species has been successfully
propagated in captivity and has been
reintroduced in one location, although
monitoring at the site has not occurred.
If reintroduction efforts occur as
projected under Scenario 2, the species’
redundancy would increase the current
level because populations will occur in
two additional (historically occupied)
river systems, increasing the number of
extant populations from 6 to 8. In spite
of the two added populations,
representation would remain low
because individuals would have the
same genetic composition of parental
stock in the rivers from which they were
sourced, or will be founded from very
small, previously undetected
populations.
Under Scenario 3 (worsening trend),
habitat conditions are projected to
decline within the upper Tennessee
River drainage due to reductions in
forest cover, increased urbanization and
agricultural activities, and a climate
trend that tracks RCP 8.5. Combined
with reduced conservation efforts, these
factors will have a negative effect on
population resiliency, with projected
extirpations of the Clinch River, North
Fork Holston River, Middle Fork
Holston River, and Sequatchie River
populations. Loss of these populations
would reduce redundancy and
representation, with overall species’
redundancy and representation
remaining at low levels.
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TABLE 2—FUTURE CONDITION OF THE SICKLE DARTER BY THE YEAR 2070 UNDER THREE FUTURE SCENARIOS
Analytical unit (population)
Current condition
Scenario 1:
current trend
Scenario 2:
improving trend
Emory River ...................................................
Clinch River ....................................................
Powell River ...................................................
Little River ......................................................
French Broad River ........................................
Middle Fork Holston River .............................
North Fork Holston River ...............................
South Fork Holston River ...............................
Sequatchie River ............................................
Watauga .........................................................
Moderate ....................
Low ............................
Extirpated ...................
Moderate ....................
Extirpated ...................
Low ............................
Low ............................
Extirpated ...................
Low ............................
Extirpated ...................
Moderate ....................
Likely Extirpated ........
Likely Extirpated ........
Low ............................
Likely Extirpated ........
Likely Extirpated ........
Likely Extirpated ........
Likely Extirpated ........
Low ............................
Likely Extirpated ........
Moderate ....................
Low ............................
Low * ..........................
Moderate ....................
Low * ..........................
Low ............................
Low ............................
Likely Extirpated ........
Low ............................
Likely Extirpated ........
* Scenario 2 anticipates successful reintroduction or rediscovery of the species in two river systems.
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Scenario 3:
worsening trend
Low.
Likely
Likely
Low.
Likely
Likely
Likely
Likely
Likely
Likely
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
Extirpated.
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Federal Register / Vol. 87, No. 215 / Tuesday, November 8, 2022 / Rules and Regulations
Conservation Efforts and Regulatory
Mechanisms
The sickle darter is listed as
threatened by Tennessee (Tennessee
Wildlife Resources Commission (TWRC)
2016, p. 3) and Virginia (Virginia
Department of Game and Inland
Fisheries (VDGIF) 2018, p. 1), making it
unlawful to take the species or damage
its habitat without a State permit.
Additionally, the sickle darter is
identified as a species of greatest
conservation need in the Tennessee and
Virginia Wildlife Action Plans, which
outline actions to promote species
conservation. A propagation effort for
the sickle darter was initiated in 2015,
producing 25 juveniles that were
released to the wild. The status of the
released fish is unknown, but the effort
demonstrates that propagation may be a
useful conservation tool to augment
sickle darter populations or reintroduce
the species to historical localities in the
future.
The sickle darter and its habitats are
afforded some protection from water
quality and habitat degradation under
the Clean Water Act, the Surface Mining
Control and Reclamation Act,
Tennessee’s Nongame and Endangered
or Threatened Wildlife Species
Conservation Act of 1974 (Tennessee
Code Annotated (T.C.A.), section 70–8–
101 et seq.), Tennessee’s Water Quality
Control Act of 1977 (T.C.A., section 69–
3–101 et seq.), Virginia’s State Water
Control Act (Virginia Code, section
62.1–44.2 et seq.), and additional
Tennessee and Virginia statutes and
regulations regarding natural resources
and environmental protection. While it
is clear that the protections afforded by
these statutes and regulations have not
prevented the degradation of some
habitats used by the sickle darter, the
species has undoubtedly benefited from
improvements in water quality and
habitat conditions stemming from these
regulatory mechanisms.
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Summary of Comments and
Recommendations
In the proposed rule published on
November 12, 2020 (85 FR 71859), we
requested that all interested parties
submit written comments on the
proposal. We also contacted appropriate
Federal and State agencies, scientific
experts and organizations, and other
interested parties and invited them to
comment on the proposal. Newspaper
notices inviting general public comment
were published in the Asheville CitizenTimes on November 18, 2020, and in the
Knoxville Daily Sun on November 22,
2020. We did not receive any requests
for a public hearing. All substantive
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information provided during the
comment period has either been
incorporated directly into this final
determination or is addressed below.
Peer Reviewer Comments
In accordance with our joint policy on
peer review published in the Federal
Register on July 1, 1994 (59 FR 34270),
and our August 22, 2016, memorandum
updating and clarifying the role of peer
review of listing actions under the Act,
we sought peer review of the SSA
report. We sent the sickle darter SSA
report to five independent peer
reviewers; all peer reviewers had
expertise that included familiarity with
sickle darter and its habitats, biological
needs, and threats. We received
responses from four peer reviewers for
the sickle darter SSA report.
We reviewed all comments we
received from the peer reviewers for
substantive issues and new information
regarding the information contained in
the SSA report. The peer reviewers
generally concurred with our methods
and conclusions, and provided
additional information, clarifications,
and suggestions to improve the final
SSA report. Peer reviewer comments are
addressed in the following summary
and were incorporated into the SSA
report as appropriate.
(1) Comment: One peer reviewer
noted that a recent study of the
frecklebelly darter (Percina stictogaster),
an ecologically and morphologically
similar species to the sickle darter,
documented frequent upstream and
downstream movements, and the
reviewer hypothesized a relationship to
the pelagic nature of the frecklebelly
darter. The reviewer postulated this
information supports the relatively
‘‘migratory’’ nature of the sickle darter.
Our Response: We reviewed the
information provided by the reviewer
and included the information in the
SSA report. Specifically, we recognize
the similarities of the sickle darter with
congeneric species, including the
frecklebelly darter, and describe the
behavior of the sickle darter and
frecklebelly darter as pelagic (i.e.,
inhabiting the water column) in the SSA
report (Service 2020a, pp. 12–13). We
also describe the potential for similar
upstream and downstream movements
of the two species in the SSA report
under Reproduction and Life History
(Service 2020a, pp. 12–13). We note that
the pelagic behavior of sickle darter
juveniles and adults supports the
hypothesis that sickle darters have some
ability to disperse and/or move within
a stream system. Additionally, we
describe the movement behavior of the
longhead darter (Percina macrocephala)
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and frecklebelly darter in chapter 2 of
the SSA report.
(2) Comment: One peer reviewer
noted that survey sampling
methodology may vary, and population
estimates should note if all habitat types
were sampled or only the run habitat
likely to harbor sickle darter.
Our Response: Darter survey
methodologies can vary in site selection,
study design, equipment or gear used, or
other factors. For the SSA report, we
used population estimates based on
snorkeling survey data (total abundance
of sickle darters in each reach) collected
at several survey reaches in each system
(Alford 2019, pp. 24–33). Reaches were
selected based on historical occurrence
records and additional river reaches that
included pool and riffle-run
macrohabitat in the Emory, Little,
Sequatchie, and Middle Fork Holston
rivers and Little Rock Creek. This study
employed multiple sampling methods
including backpack or boat
electrofishing and seines followed by
snorkeling. Surveyors searched all
habitat (entire channel width) in the
selected river reach.
Our population estimates in the SSA
report for the Emory River and Little
River populations were based on an
approach to estimate population size for
the congeneric longhead darter, a
species with similar life-history and
biological needs in Kinniconick Creek,
Kentucky (Eisenhour et al. 2011, p. 15).
Based on the methodology in the
longhead darter study, we expected that
20 to 50 percent of sickle darters were
observed in each survey reach, and we
extrapolated from the total survey reach
length to the occupied reach length in
each system to arrive at our population
estimates. Population estimates were
not calculated for other systems due to
the low abundance in those systems
(fewer than 10 individuals observed
since 2005). We revised the SSA report
to more clearly explain the population
estimate process and the survey
methodology (Service 2020a, p. 67).
Public Comments
During the comment period, we
received 22 public comments on the
proposed rule. A majority of the
comments supported the listing
determination, none opposed the
determination, and some included
suggestions on how we could refine or
improve the 4(d) rule for the sickle
darter. All substantive information
provided to us during the comment
period has been incorporated directly
into this final rule or is addressed
below.
(3) Comment: One commenter stated
that the sickle darter should be listed as
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endangered because of the threat of
climate change.
Our Response: As described in
Determination of Sickle Darter Status,
below, we considered whether the
sickle darter is presently in danger of
extinction throughout all or a significant
portion of its range and determined that
the species does warrant listing as an
endangered species in all or a
significant portion of its range. The
current conditions as assessed in the
SSA report show that the species occurs
in six different populations (river
systems) over a majority (67 percent) of
the species’ historical range. The sickle
darter currently exhibits representation
across two of the three historical
physiographic regions, and extant
populations remain across the range. In
addition, the best available science does
not indicate that climate change is
currently affecting status of the sickle
darter. Our analysis reveals that climate
change is a factor that is likely to affect
the status of the sickle darter in the
foreseeable future, which is consistent
with our determination of threatened
status for the species. In short, while the
primary threats are currently acting on
the species and many of those threats,
as well as climate change, are expected
to impact the species’ viability in the
future, we did not find that the species
is currently in danger of extinction
throughout all or a significant portion of
its range.
(4) Comment: Another commenter
requested the Service provide additional
information regarding the impact of
climate change on the sickle darter and
the expected time those impacts will be
experienced by the species.
Our Response: In the SSA report, we
describe the expected impacts of climate
change on the sickle darter (Service
2020a, pp. 27–28). Briefly, increases in
water temperatures and higher flows
during the spawning period and an
increase in the frequency, duration, and
intensity of droughts are expected to
negatively affect the resiliency and
viability of the sickle darter, although
the best available science does not
provide insight regarding the extent and
timing of those effects. We based our
analysis of future condition on
projections from available models for
urbanization, land use, and climate
change, threats that are projected to
affect the viability of the species (see 85
FR 71859, November 12, 2020, at pp.
71866–71867). For the SSA, we
developed three plausible future
scenarios that included varying levels of
climate change impacts. Based on these
projections, we determined the species
will be impacted by the effects of
climate change within the next 50 years.
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(5) Comment: We received several
comments stating that the proposed 4(d)
rule’s language referring to ‘‘higheststandard best management practices’’
was too vague or confusing. The
commenters recommended removing
the phrase ‘‘highest-standard best
management practices’’ from the
exception for incidental take associated
with certain activities. They suggested
replacing it with language referring to
existing State BMPs that are based on
the best available scientific and
commercial information where species
occur in similar habitats and have
similar life-history and are affected by
similar threats.
Our Response: In the proposed rule,
rather than specifying a particular set of
best management practices currently in
existence, we used ‘‘highest-standard
best management practices’’ to refer to
the most stringent ones available at the
time of project implementation. Our
intent was for this language to
encompass changes made to BMPs as
new information became available.
We carefully considered the issues
raised by the commenters and addressed
them by revising the 4(d) rule to specify
the habitat management goals necessary
to provide for the breeding, feeding, and
sheltering needs of the sickle darter,
rather than prescribing a particular
management practice (e.g., specified
streamside management zone widths,
logging road grade, timing of water bar
installation, etc.) with which to achieve
necessary habitat protection. In doing
so, we revised the phrase ‘‘higheststandard best management practices’’ in
the 4(d) rule (see III. Final Rule Issued
Under Section 4(d) of the Act for the
Sickle Darter, below, for more
information). To clarify the terminology,
we removed the term ‘‘higheststandard’’ from 4(d) rule and now refer
to these practices (the most stringent
ones currently available) as ‘‘Stateapproved’’ best management practices,
which we intend to encompass changes
made to BMPs as new information
becomes available and informs those
practices. We also added language to the
exception to specify the factors that the
BMPs must address for those BMPs to
qualify under this exception.
Accordingly, while the language of the
exception has changed, our intent in the
scope of this exception has not.
(6) Comment: Several commenters
highlighted language in published
proposed and final listing, 4(d), and
critical habitat rules for other aquatic
species that describe the BMPs the
Service has referred to in those rules.
They asked us to consider incorporating
similar standardized language in the
4(d) rule for the sickle darter and other
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67387
species as appropriate. The commenters
suggested the Service use similar
language for species with comparable
needs when existing State-approved
forestry BMPs are sufficient for
protection of a species (i.e., these BMPs
appear as an exception to the incidental
take prohibition) in a 4(d) rule. They
indicated this language should apply to
the 4(d) rule for sickle darter.
Our Response: A 4(d) rule for a
threatened species is intended to
establish species-specific regulations to
provide for the conservation of the
species. Where appropriate, they may
also incentivize beneficial actions for
the species and reduce the regulatory
burden on forms of take that are
compatible with the conservation of the
species. The species-specific nature of
4(d) rules indicates that they do not set
an example, template, or precedent for
other species; however, it may be
practical to consider how 4(d) rules are
implemented for species that may be
similar or have overlapping geographic
ranges and habitat needs. Our
regulations at 50 CFR 17.31(c) state that
the species-specific 4(d) rule will
contain all the applicable prohibitions
and exceptions for the protection of the
species.
Standardizing language across 4(d)
rules, when appropriate, can be helpful
for public understanding and
implementation. We have revised the
language pertaining to silvicultural and
forest management BMPs in the 4(d)
rule for the sickle darter to be consistent
with other 4(d) rules published in the
Federal Register that include the same
provisions (see Provisions of the 4(d)
Rule, below) for species with similar
life-history requirements, habitat
requirements, and threats. However,
4(d) rules are species-specific, and
language applicable to one species may
not be applicable to another, so
standardized language can only be
applied when it is appropriate to a given
species. Several of the comments
referenced language in listing, 4(d), and
critical habitat rules for other aquatic
species that have life-history
characteristics requirements, threats,
and habitat condition needs that differ
from those of the sickle darter. Due to
these differences, we have carefully
reviewed the language the commenters
describe, and have developed the
species-specific 4(d) rule for the sickle
darter based on what is necessary and
advisable to provide for the
conservation this particular species.
Additionally, the species-specific
nature of 4(d) rules is inherently
resistant to standardization, because the
Service must consider the needs of the
species being listed as threatened and
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Federal Register / Vol. 87, No. 215 / Tuesday, November 8, 2022 / Rules and Regulations
issue regulations deemed necessary and
advisable to provide for the
conservation of that species. The 4(d)
rule for the sickle darter does not
prescribe management restrictions;
rather, it outlines prohibitions (e.g.,
take) to ensure the species and its
habitat are not adversely affected, and
exceptions to those prohibitions for
incidental take resulting from activities
that are not expected to adversely affect
the species and that may provide
conservation benefits. The 4(d) rule’s
exceptions provide specific information
on the conditions required for actions
excepted from incidental take; they do
not prohibit other forms of silvicultural
or forestry management activities. Those
activities not falling within the stated
exceptions simply would require
consultation with the Service under
section 7, or a conservation agreement
under section 10, of the Act. The 4(d)
rule’s exceptions, including the
conditions necessary to meet those
exceptions, are intended to provide
some relief from regulatory burden,
while avoiding adverse impacts to the
species and adverse modification of the
species’ habitat.
(7) Comment: Four commenters stated
that State BMPs are sufficient for the
protection of the sickle darter yearround because BMP implementation
rates are high for silviculture and
forestry management activities in North
Carolina, Tennessee, and Virginia. Some
commenters also stated their views that
assessments of water quality using
aquatic insects (benthic
macroinvertebrates) as indicators
confirm that BMPs are protective of
water quality and habitat for aquatic
species; therefore, BMPs are sufficient
for protecting the sickle darter as well.
The commenters requested we provide
an exception for incidental take for all
State-approved BMPs and asked that we
do not exclude from that exception
forestry practices during the spawning
period that adhere to the BMPs from
this exception in the 4(d) rule.
Response: As discussed above under
Summary of Biological Status and
Threats, sediment is one of the most
frequently cited water quality concerns
and is one of the top causes of river and
stream impairment in the United States.
Sedimentation is one of the primary
stressors to the sickle darter and one of
the primary stressors of streams in the
upper Tennessee River drainage
(Service 2020a, chapter 3). However, we
agree with commenters that when used
and properly implemented, BMPs can
offer a substantial improvement to water
quality through reduced sedimentation,
siltation, runoff, and erosion compared
to forestry operations where BMPs are
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not properly implemented. We
recognize that silvicultural operations
and forestry activities are widely
implemented in accordance with Stateapproved BMPs (as reviewed by Cristan
et al. 2018, entire), and the adherence to
these BMPs broadly protects water
quality, particularly related to
sedimentation (as reviewed by Cristan et
al. 2016; Warrington et al. 2017, entire;
and Schilling et al. 2021, entire). While
we note that forest management is not
completely risk-free for wildlife or water
quality, we understand that the
development and refinement of BMPs
have resulted in substantial
improvements to forestry’s impacts on
water quality in recent decades and
have created a culture of water
stewardship in the forest landowner
community, making this stakeholder
group an important ally in the
conservation of imperiled species. In
consideration of the comments received,
we determined that the reduced risks to
water quality resulting from adherence
to State-approved BMPs justify the
Service’s inclusion of an exception for
incidental take associated with these
forestry BMPs in the 4(d) rule for the
sickle darter.
Much of the literature shared by
commenters on the effectiveness of
BMPs for protecting aquatic species and
their habitats relies on aquatic
macroinvertebrate assessments, mostly
of aquatic insects. While aquatic insects
are a commonly used in rapid field
assessments for monitoring or
measuring water quality, there is a gap
in the best available science about how
that such results relate to vertebrates,
such as fish (e.g., sickle darter). Most
aquatic insects are not rare species, and
immigration by aquatic insects back into
an affected stream reach may be
facilitated by downstream drift or other
mechanisms, including the adult
winged flight stage, which allows
immigration from other nearby
waterbodies or from downstream
reaches. Although we have concerns
about the applicability of aquatic
macroinvertebrate assessment in our
analysis, in the absence of more precise
measures, we incorporated aquatic
insect community and other water
quality measures in determining the
protective effects of implemented BMPs
on the sickle darter and its habitat.
In this final rule, we have revised the
4(d) rule to except incidental take
resulting from silvicultural practices
and forest management activities that
implement State-approved BMPs, for
the entire year, including the spawning
period. When considering this revision,
in addition to assessing the effectiveness
of silviculture BMPs, we noted the life-
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history characteristics of the species,
including that sickle darters inhabit
larger upland streams and small to
medium rivers in Tennessee and
Virginia. The effects of sedimentation
and siltation, while detrimental to
aquatic organisms including the sickle
darter, are expected to be somewhat
reduced in those larger streams and
small to medium rivers when compared
to their effects on small headwater
streams with the same sediment input
(Johansen 2021, pers. comm.). On a
landscape scale in the range of the
species, we expect many silvicultural
and forest management activities will
occur outside the riparian area adjacent
to occupied reaches of sickle darter
habitat. The long, occupied reaches of
sickle darter habitat provide space for
individual fish to disperse from areas of
temporarily unsuitable conditions to
suitable habitat. Although some
sedimentation may occur as a result of
forestry activities, we have determined
that the overall outcome of the excepted
silviculture and forestry activities is
necessary and advisable to provide for
the conservation of the species.
Therefore, as we state above, this final
4(d) rule excepts incidental take
resulting from silvicultural practices
and forest management activities that
implement State-approved BMPs, for
the entire year, including the spawning
period.
(8) Comment: Several commenters
referenced the exception of silvicultural
practices under section 404 of the Clean
Water Act as long as 15 baseline
conditions are met, including the
required protection of threatened and
endangered species and critical habitat
(see 33 CFR 323.4(a)(6)(i)–(xv)).
Similarly, one commenter noted that the
Environmental Protection Agency (EPA)
does not regulate stormwater discharges
from forest roads under section
402(p)(6) of the Clean Water Act, in part
due to existing State, Federal, regional,
and private sector programs that address
water quality issues caused by
discharges from forest roads (see 81 FR
43492; July 5, 2016). Commenters
concluded that existing silvicultural
BMPs developed to meet the conditions
of the Clean Water Act exemptions are
sufficient to protect the sickle darter
throughout the year, including during
the February and March spawning
period when the proposed exception to
the incidental take prohibition would
not apply. Commenters requested that
we revise the final rule to include an
exception to incidental take
prohibitions for silviculture and forest
management activities for the entire
year.
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Our Response: Under section 404(f)(1)
of the Clean Water Act (CWA) and its
implementing regulations at 33 CFR
323.4(a)(1), established (ongoing)
farming, ranching, and silvicultural
activities such as plowing, seeding,
cultivating, minor drainage, harvesting
for the production of food, fiber, and
forest products, or upland soil and
water conservation practices are not
prohibited by or otherwise subject to
regulation under section 404 of the
CWA. Silvicultural activities that
represent a new use of water or that
would result in reach or impairment
flow or circulation of waters of the
United States would not qualify for this
exemption. This exemption also does
not apply to any activity within a
navigable water of the United States for
which a permit is required under
section 10 of the Rivers and Harbors Act
of 1899 (33 U.S.C. 403). In addition,
BMPs related to road construction or
maintenance must be met to meet the
exemption criteria under section
404(f)(1) of the CWA (see 33 CFR
323.4(a)(6)). These BMPs are intended to
assure the flow and circulation patterns
and chemical and biological
characteristics of waters of the United
States are not impaired. The provision
of 33 CFR 323.4(a)(6)(ix) noted in the
comments states that the discharge shall
not take, or jeopardize the continued
existence of, a threatened or endangered
species as defined under the
Endangered Species Act, or adversely
modify or destroy the critical habitat of
such species.
In the 2016 decision not to regulate
forest road discharges under the CWA
(see 81 FR 43492; July 5, 2016), the EPA
recognized that discharges from forest
roads have significant impacts on water
quality in many parts of the country;
however, the agency concluded the
most effective way to make further
progress in addressing these issues was
to support existing programs. The EPA
also noted that some programs will
necessarily be more rigorous than others
and the variability was considered, but
EPA determined the challenges of
implementation outweighed the benefits
of nationwide consistency.
The sickle darter and its habitats are
afforded some protection from water
quality and habitat degradation under
the CWA, the Surface Mining Control
and Reclamation Act, Tennessee’s
Nongame and Endangered or
Threatened Wildlife Species
Conservation Act of 1974, Tennessee’s
Water Quality Control Act of 1977,
Virginia’s State Water Control Act, and
additional Tennessee and Virginia
statutes and regulations regarding
natural resources and environmental
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protection. While it is clear that the
protections afforded by these statutes
and regulations have not prevented the
degradation of some habitats used by
the sickle darter, sickle darter spawning
has not been precluded by the changes
in habitat condition. In addition, the
species has undoubtedly benefited from
improvements in water quality and
habitat conditions stemming from these
regulatory mechanisms. We recognize
the water quality and habitat protections
afforded the sickle darter through the
CWA and also note the implementation
of BMPs (see our response to (7)
Comment). These measures offer
protection of water quality in sickle
darter habitat throughout the year and
these protections are adequate during
the spawning period as well. We have
revised the 4(d) rule to except incidental
take resulting from silvicultural
practices and forest management
activities that implement Stateapproved BMPs, for the entire year,
including the spawning period.
(9) Comment: Two commenters
expressed concern that the spawning
period exclusion in the exception from
incidental take for silvicultural practices
and forest management activities in the
proposed 4(d) rule for sickle darter
would act as a moratorium, and that this
would set a precedent in limiting a
landowner’s financial interest in lands
in silviculture and forestry management.
One commenter asked about areas
where the 4(d) rule would apply,
including questions about States or river
basins where the species is extirpated,
critical habitat, and analytical units
(used to assess populations in the SSA).
The commenter also requested
information about how a landowner
could determine if their property
contains or is adjacent to sickle darter
spawning habitat and another requested
information about specific forest
management practices that would fall
under the 4(d) rule.
Response: As discussed above in our
responses to (7) Comment and (8)
Comment, we have revised the 4(d) rule
to except incidental take resulting from
silvicultural practices and forest
management activities that implement
State-approved BMPs, for the entire
year, including during the spawning
period. Therefore, a number of concerns
regarding the 4(d) rule presented by
commenters are no longer applicable.
However, the comments and questions
presented here indicate that there may
be some misunderstanding about the
function and purpose of the 4(d) rule,
the exceptions to the Act’s section 9
take prohibitions, the definitions of
analytical units and critical habitat, and
how a landowner can determine the
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presence of endangered or threatened
species on or near their property.
Therefore, although some of the
commenters’ concerns have been
already addressed, we offer clarification
and explanation below to address the
other issues and questions raised.
The proposed 4(d) rule did not
establish a moratorium on forestry
management and silviculture activities.
Section 4(d) of the Act directs the
Service to issue regulations deemed
necessary and advisable to provide for
the conservation of threatened species.
It allows the Service to promulgate
species-specific rules for species listed
as threatened (not endangered) that
provide flexibility in implementing the
Act. We use 4(d) rules to, among other
things, extend take prohibitions where it
is necessary to conserve the species.
This targeted approach can allow take
associated with some activities that do
not substantially harm the species,
while focusing our efforts on the take
associated with those activities that
threaten the species and that make a
difference to the species’ recovery.
Activities that may involve take of a
threatened species where the take is not
excepted from the Act’s section 9 take
prohibitions by a 4(d) rule can still
occur as long as there is consultation
with the Service under section 7 of the
Act or a permit is issued under section
10 of the Act. Accordingly, not
excepting take associated with a certain
activity in a 4(d) rule does not constitute
a moratorium on that activity.
On and following the effective date of
this rule (see DATES, above), the 4(d) rule
applies to the listed species wherever it
is found. Accordingly, the current range
of the species is described in the SSA
report (Service 2020a, pp. 16–19), the
proposed rule (85 FR 71859; November
12, 2020), and this final rule. However,
range information changes over time.
Therefore, information regarding the
sickle darter, including range
information, may be found on the
species profile page in the Service’s
Environmental Conservation Online
System (ECOS) at https://ecos.fws.gov/
ecp/species/9866. In addition, a
landowner or project proponent can use
the Service’s Information for Planning
and Consultation (IPaC) online system
(https://ecos.fws.gov/ipac/) to assist in
project planning within the range of the
sickle darter or contact their local
Ecological Services Field Office for
more information and assistance.
Analytical units were delineated and
described in the SSA report for the
purpose of analyzing the resiliency of
sickle darter populations and the
viability of the species. These units do
not have a regulatory function. In
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addition, this rule does not propose or
designate critical habitat. We have
determined that designation of critical
habitat is prudent, but not determinable
because we lacked specific information
on the impacts of our designation (85 FR
71864). A careful assessment of the
economic impacts that may occur due to
a critical habitat designation is still
ongoing, and we are in the process of
working with States and other partners
in acquiring the complex information
needed to perform that assessment. A
proposed rule to designate critical
habitat will be published once we have
the required information.
We understand that there may be
confusion and concern about the effect
of this listing and 4(d) rule and future
critical habitat designation for the sickle
darter. We encourage any landowners
with an endangered or threatened
species present on their properties and
who think they carry out activities that
may negatively impact that endangered
or threatened species to work with the
Service (see FOR FURTHER INFORMATION
CONTACT). We can help those
landowners determine whether a habitat
conservation plan (HCP) or safe harbor
agreement (SHA) may be appropriate for
their needs. These plans or agreements
provide for the conservation of the
endangered or threatened species while
providing the landowner with a permit
for incidental take of the species during
the course of otherwise lawful activities.
We have found that restrictions alone
are neither an effective nor a desirable
means for achieving the conservation of
endangered and threatened species. We
prefer to work collaboratively with
private landowners, and strongly
encourage individuals with listed
species on their property to work with
us to develop incentive-based measures
such as SHAs or HCPs, which have the
potential to provide conservation
measures that effect positive results for
the species and its habitat while
providing regulatory relief for
landowners. The conservation and
recovery of endangered and threatened
species, and the ecosystems upon which
they depend, is the ultimate objective of
the Act, and the Service recognizes the
vital importance of voluntary,
nonregulatory conservation measures
that provide incentives for landowners
in achieving that objective. In addition,
as discussed under Provisions of the
4(d) Rule, below, we may issue permits
to carry out otherwise prohibited
activities involving threatened wildlife
under certain circumstances, including
economic hardship. Regulations
governing permits are codified at 50
CFR 17.32.
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Determination of Sickle Darter Status
Section 4 of the Act (16 U.S.C. 1533)
and its implementing regulations (50
CFR part 424) set forth the procedures
for determining whether a species meets
the definition of an endangered species
or a threatened species. The Act defines
an ‘‘endangered species’’ as a species in
danger of extinction throughout all or a
significant portion of its range, and a
‘‘threatened species’’ as a species likely
to become an endangered species within
the foreseeable future throughout all or
a significant portion of its range. The
Act requires that we determine whether
a species meets the definition of an
endangered species or a threatened
species because of any of the following
factors: (A) The present or threatened
destruction, modification, or
curtailment of its habitat or range; (B)
overutilization for commercial,
recreational, scientific, or educational
purposes; (C) disease or predation; (D)
the inadequacy of existing regulatory
mechanisms; or (E) other natural or
manmade factors affecting its continued
existence.
Status Throughout All of Its Range
The current conditions as assessed in
the sickle darter SSA report show that
the species exists in six populations, in
six tributary systems within two
ecoregions. Two populations, Little
River and Emory River, have moderate
resiliency, and four populations have
low resiliency. Although there are six
separate populations distributed within
the upper Tennessee River drainage,
redundancy is low because four
populations have low resiliency.
Representation is currently low because
genetic variation has likely been
reduced over time as populations
became disconnected, isolated, and
reduced in size. Further, representation
has been diminished with the loss of the
species from the Blue Ridge ecoregion.
However, it is unlikely that the sickle
darter is in danger of extinction from a
near-term catastrophic event. The
species’ occurrence in separate rivers of
two populations, which are both in
moderate condition and regularly
recruiting new age classes (generations),
greatly diminishes the possibility that
such an event would simultaneously
cause extirpation of the two
populations, nor is it likely that such an
event would simultaneously have the
same level of impact on the other four
populations in low condition.
After evaluating threats to the species
and assessing the cumulative effect of
the threats under the Act’s section
4(a)(1) factors, we conclude that the risk
factors acting on the sickle darter and its
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habitat, either singly or in combination,
are not of sufficient imminence,
intensity, or magnitude to indicate that
the species is in danger of extinction
now (an endangered species) throughout
all of its range. Current and ongoing
threats to the sickle darter include
habitat loss or degradation stemming
from hydrologic alteration by
impoundments, including dams and
other barriers; land development that
does not incorporate best management
practices (BMPs); and diminished water
quality from point and non-point source
pollution and siltation (Factor A).
Neither overutilization, disease or
predation appear to be a significant
threat to the sickle darter. Habitatrelated threats contribute to the negative
effects associated with the species’
reduced range and potential effects of
climate change (Factor E). Although the
species is State-listed throughout its
current range, this protection and the
existing regulatory mechanisms are not
adequate to address the threats of
habitat modification and climate change
such that the species does not warrant
listing.
Our analysis of the sickle darter’s
future conditions shows that the
population and habitat factors used to
determine resiliency, representation,
and redundancy will continue to
decline. The primary threats are
currently acting on the species and are
likely to continue into the future. We
selected 50 years as the foreseeable
future to assess the sickle darter’s future
condition because this timeframe
includes projections from available
models for urbanization, land use, and
climate change, threats which will affect
the status of the species over that
timeframe. We selected this timeframe
because over this period we can reliably
predict both the threats to the species as
well as the species’ response to those
threats.
The range of plausible future
scenarios of the sickle darter’s habitat
conditions and water quality factors
portend reduced viability into the
future. Under the current trend scenario,
resiliency is moderate in one population
and low in two populations, and three
populations are likely extirpated so that
redundancy and representation are
reduced. Under the worsening trend
scenario, resiliency is low in two
populations, and four populations are
likely extirpated so that redundancy and
representation are substantially
reduced. This expected reduction in
both the number and distribution of
resilient populations is likely to make
the species vulnerable to catastrophic
disturbance. Thus, after assessing the
best available information, we conclude
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that the sickle darter is not currently in
danger of extinction but is likely to
become in danger of extinction within
the foreseeable future throughout all of
its range.
Status Throughout a Significant Portion
of Its Range
Under the Act and our implementing
regulations, a species may warrant
listing if it is in danger of extinction or
likely to become so in the foreseeable
future throughout all or a significant
portion of its range. The court in Center
for Biological Diversity v. Everson, 435
F. Supp. 3d 69 (D.D.C. 2020) (Everson),
vacated the aspect of the Final Policy on
Interpretation of the Phrase ‘‘Significant
Portion of Its Range’’ in the Endangered
Species Act’s Definitions of
‘‘Endangered Species’’ and ‘‘Threatened
Species’’ (Final Policy; 79 FR 37578;
July 1, 2014) that provided that the
Service does not undertake an analysis
of significant portions of a species’
range if the species warrants listing as
threatened throughout all of its range.
Therefore, we proceed to evaluate
whether the species is endangered in
any significant portion of its range—that
is, whether there is any portion of the
species’ range for which both (1) the
portion is significant; and (2) the species
is in danger of extinction in that
portion. Depending on the case, it might
be more efficient for us to address the
‘‘significance’’ question or the ‘‘status’’
question first. We can choose to address
either question first. Regardless of
which question we address first, if we
reach a negative answer with respect to
the first question that we address, we do
not need to evaluate the other question
for that portion of the species’ range.
Following the court’s holding in
Everson, we now consider whether there
are any significant portions of the
species’ range where the species is in
danger of extinction now (i.e.,
endangered). In undertaking this
analysis for the sickle darter, we choose
to address the status question first—we
consider information pertaining to the
geographic distribution of both the
species and the threats that the species
faces to identify any portions of the
range where the species is endangered.
For the sickle darter, we considered
the species viability in various portions,
including whether threats are
geographically concentrated in any
portion of the species’ range at a
biologically meaningful scale, which
may indicate a portion is likely to have
a different status. We examined the
following current threats in the context
of the species’ viability: Habitat loss and
degradation through siltation; water
quality degradation; and
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impoundments, their effects, and the
associated effects of the species’
reduced range. We also examined the
cumulative effects of these threats. Our
analysis revealed that these threats are
likely to continue into the foreseeable
future, or approximately 50 years.
Siltation and water quality degradation
resulting from nutrients, pathogens,
municipal and residential development,
agriculture, and logging are present in
all watersheds where the sickle darter
occurs. Land use changes associated
with extraction of energy resources
(coal, oil, and gas) are restricted to the
Clinch (including Emory River) and
Powell River systems, but the stressors
associated with these activities,
including sedimentation and water
quality degradation, also come from
sources (e.g., urbanization, grazing,
logging) that are common to all
watersheds where the species occurs.
Isolation as a result of habitat
fragmentation affects all sickle darter
populations similarly, and all
populations experience the effects of
changing climate conditions similarly.
Additionally, resiliency of the
remaining populations would decline,
as our continuing trends and worsening
trends future scenarios respectively
project three or four of the six extant
populations will become extirpated. The
Little River watershed has the highest
amount of land affected by urbanization
(development) currently, and that is
projected to continue in the future
(Service 2020a, pp. 86–87). However,
current land use and future rates of land
use change are not substantially
different among the watersheds
occupied by the six populations.
The populations in the North Fork
Holston, Middle Fork Holston, Clinch,
and Sequatchie rivers exhibit low
current resiliency, and the cumulative
effects of the other identified threats
may impact those populations to a
greater extent than more resilient
populations. However, although the
species occurs in a reduced area in these
rivers from its historical condition and
the Middle Fork Holston, Clinch, and
Sequatchie rivers occupy a limited
stream length, none of the four
populations has physical habitat and
water quality in low condition, and the
habitat conditions in those areas are
such that the sickle darter’s
requirements are presently being met.
Overall, the current threats are acting
on the species and its habitat similarly
across its range. After assessing the best
available information, we found no
portions of the species’ range where the
species is likely to have a different
status from its rangewide status.
Therefore, no portion of the species’
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range provides a basis for determining
that the species is in danger of
extinction in a significant portion of its
range, and we determine that the
species is likely to become in danger of
extinction within the foreseeable future
throughout all of its range. This does not
conflict with the courts’ holdings in
Desert Survivors v. Department of the
Interior, 321 F. Supp. 3d 1011, 1070–74
(N.D. Cal. 2018) and Center for
Biological Diversity v. Jewell, 248 F.
Supp. 3d, 946, 959 (D. Ariz. 2017)
because, in reaching this conclusion, we
did not apply the aspects of the Final
Policy, including the definition of
‘‘significant’’ that those court decisions
held to be invalid.
Determination of Status
Our review of the best available
scientific and commercial information
indicates that the sickle darter meets the
definition of a threatened species.
Therefore, we are listing the sickle
darter as a threatened species in
accordance with sections 3(20) and
4(a)(1) of the Act.
Available Conservation Measures
Conservation measures provided to
species listed as endangered or
threatened species under the Act
include recognition, recovery actions,
requirements for Federal protection, and
prohibitions against certain practices.
Recognition through listing results in
public awareness, and conservation by
Federal, State, Tribal, and local
agencies; private organizations; and
individuals. The Act encourages
cooperation with the States and other
countries and calls for recovery actions
to be carried out for listed species. The
protection required by Federal agencies
and the prohibitions against certain
activities are discussed, in part, below.
The primary purpose of the Act is the
conservation of endangered and
threatened species and the ecosystems
upon which they depend. The ultimate
goal of such conservation efforts is the
recovery of these listed species, so that
they no longer need the protective
measures of the Act. Section 4(f) of the
Act calls for the Service to develop and
implement recovery plans for the
conservation of endangered and
threatened species. The recovery
planning process involves the
identification of actions that are
necessary to halt or reverse the species’
decline by addressing the threats to its
survival and recovery. The goal of this
process is to restore listed species to a
point where they are secure, selfsustaining, and functioning components
of their ecosystems.
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Recovery planning includes the
development of a recovery outline
shortly after a species is listed and
preparation of a draft and final recovery
plan. The recovery outline guides the
immediate implementation of urgent
recovery actions and describes the
process to be used to develop a recovery
plan. Revisions of the plan may be done
to address continuing or new threats to
the species, as new substantive
information becomes available. The
recovery plan identifies recovery criteria
for review of when a species may be
ready for reclassification from
endangered to threatened
(‘‘downlisting’’) or removal from
protected status (‘‘delisting’’), and
methods for monitoring recovery
progress. Recovery plans also establish
a framework for agencies to coordinate
their recovery efforts and provide
estimates of the cost of implementing
recovery tasks. Recovery teams
(composed of species experts, Federal
and State agencies, nongovernmental
organizations, and stakeholders) are
often established to develop recovery
plans. When completed, the recovery
outline, draft recovery plan, and the
final recovery plan will be available on
our website (https://ecos.fws.gov/ecp/
species/9866, or from our Tennessee
Ecological Services Field Office (see FOR
FURTHER INFORMATION CONTACT).
Implementation of recovery actions
generally requires the participation of a
broad range of partners, including other
Federal agencies, States, Tribes,
nongovernmental organizations,
businesses, and private landowners.
Examples of recovery actions include
habitat restoration (e.g., restoration of
native vegetation), research, captive
propagation and reintroduction, and
outreach and education. The recovery of
many listed species cannot be
accomplished solely on Federal lands
because their ranges may occur
primarily or solely on non-Federal
lands. To achieve recovery of these
species requires cooperative
conservation efforts on private, State,
and Tribal lands.
Once this species is listed, funding for
recovery actions will be available from
a variety of sources, including Federal
budgets, State programs, and cost-share
grants for non-Federal landowners, the
academic community, and
nongovernmental organizations. In
addition, pursuant to section 6 of the
Act, North Carolina, Tennessee, and
Virginia will be eligible for Federal
funds to implement management
actions that promote the protection or
recovery of the sickle darter.
Information on our grant programs that
are available to aid species recovery can
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be found at: https://www.fws.gov/
service/financial-assistance.
Please let us know if you are
interested in participating in recovery
efforts for the sickle darter.
Additionally, we invite you to submit
any new information on this species
whenever it becomes available and any
information you may have for recovery
planning purposes (see FOR FURTHER
INFORMATION CONTACT).
Section 7(a) of the Act requires
Federal agencies to evaluate their
actions with respect to any species that
is listed as an endangered or threatened
species and with respect to its critical
habitat, if any is designated. Regulations
implementing this interagency
cooperation provision of the Act are
codified at 50 CFR part 402. Section
7(a)(2) of the Act requires Federal
agencies to ensure that activities they
authorize, fund, or carry out are not
likely to jeopardize the continued
existence of any endangered or
threatened species or destroy or
adversely modify its critical habitat. If a
Federal action may affect a listed
species or its critical habitat, the
responsible Federal agency must enter
into consultation with the Service.
Federal agency actions within the
species’ habitat that may require
conference or consultation or both as
described in the preceding paragraph
may include, but are not limited to,
management and any other landscapealtering activities on Federal lands
administered, or on private lands
seeking funding, by Federal agencies,
which may include, but are not limited
to, the Tennessee Valley Authority, U.S.
Department of Agriculture (USDA) U.S.
Forest Service, USDA Farm Service
Agency, USDA Natural Resources
Conservation Service, and Federal
Emergency Management Agency;
issuance of section 404 Clean Water Act
(33 U.S.C. 1251 et seq.) permits by the
U.S. Army Corps of Engineers; and
construction and maintenance of roads
or highways by the Federal Highway
Administration.
It is our policy, as published in the
Federal Register on July 1, 1994 (59 FR
34272), to identify to the maximum
extent practicable at the time a species
is listed, those activities that would or
would not constitute a violation of
section 9 of the Act. The intent of this
policy is to increase public awareness of
the effect of a listing on proposed and
ongoing activities within the range of a
listed species. The discussion below
regarding protective regulations under
section 4(d) of the Act complies with
our policy.
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II. Critical Habitat
Prudency Determination
As described in the proposed listing
rule, we have determined that
designation of critical habitat for the
sickle darter is prudent, but not
determinable at this time (85 FR 71869–
71870). There is currently no imminent
threat of collection or vandalism
identified under Factor B for this
species, and identification and mapping
of critical habitat is not expected to
initiate any such threat. In our SSA
report and proposed listing
determination for the sickle darter, we
determined that the present or
threatened destruction, modification, or
curtailment of habitat or range is a
threat to the sickle darter and that those
threats in some way can be addressed by
the Act’s section 7(a)(2) consultation
measures. The species occurs wholly
within the jurisdiction of the United
States, and we are able to identify areas
that meet the definition of critical
habitat. Therefore, because none of the
circumstances enumerated in our
regulations at 50 CFR 424.12(a)(1) have
been met and because there are no other
circumstances the Secretary has
identified for which this designation of
critical habitat would be not prudent,
we have determined that the
designation of critical habitat is prudent
for the sickle darter.
Critical Habitat Determinability
Having determined that designation is
prudent, under section 4(a)(3) of the Act
we must find whether critical habitat for
the sickle darter is determinable. Our
regulations at 50 CFR 424.12(a)(2) state
that critical habitat is not determinable
when one or both of the following
situations exist:
(i) Data sufficient to perform required
analyses are lacking, or
(ii) The biological needs of the species
are not sufficiently well known to
identify any area that meets the
definition of ‘‘critical habitat.’’
When critical habitat is not
determinable, the Act allows the Service
an additional year to publish a critical
habitat designation (16 U.S.C.
1533(b)(6)(C)(ii)).
For the sickle darter, the species’
needs are sufficiently well known, but
a careful assessment of the economic
impacts that may occur due to a critical
habitat designation is ongoing. Until
these efforts are complete, information
sufficient to perform a required analysis
of the impacts of the designation is
lacking, and, therefore, we find
designation of critical habitat for the
sickle darter to be not determinable at
this time. In the future, we plan to
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publish a proposed rule to designate
critical habitat for the sickle darter
concurrent with the availability of a
draft economic analysis of the proposed
designation.
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III. Final Rule Issued Under Section
4(d) of the Act for the Sickle Darter
Background
Section 4(d) of the Act contains two
sentences. The first sentence states that
the Secretary shall issue such
regulations as she deems necessary and
advisable to provide for the
conservation of species listed as
threatened. The U.S. Supreme Court has
noted that statutory language like
‘‘necessary and advisable’’ demonstrates
a large degree of deference to the agency
(see Webster v. Doe, 486 U.S. 592
(1988)). Conservation is defined in the
Act to mean the use of all methods and
procedures which are necessary to bring
any endangered species or threatened
species to the point at which the
measures provided pursuant to the Act
are no longer necessary. Additionally,
the second sentence of section 4(d) of
the Act states that the Secretary may by
regulation prohibit with respect to any
threatened species any act prohibited
under section 9(a)(1), in the case of fish
or wildlife, or section 9(a)(2), in the case
of plants. Thus, the combination of the
two sentences of section 4(d) provides
the Secretary with wide latitude of
discretion to select and promulgate
appropriate regulations tailored to the
specific conservation needs of the
threatened species. The second sentence
grants particularly broad discretion to
the Service when adopting the
prohibitions under section 9.
The courts have recognized the extent
of the Secretary’s discretion under this
standard to develop rules that are
appropriate for the conservation of a
species. For example, courts have
upheld rules developed under section
4(d) as a valid exercise of agency
authority where they prohibited take of
threatened wildlife or include a limited
taking prohibition (see Alsea Valley
Alliance v. Lautenbacher, 2007 U.S.
Dist. Lexis 60203 (D. Or. 2007);
Washington Environmental Council v.
National Marine Fisheries Service, 2002
U.S. Dist. Lexis 5432 (W.D. Wash.
2002)). Courts have also upheld 4(d)
rules that do not address all of the
threats a species faces (see State of
Louisiana v. Verity, 853 F.2d 322 (5th
Cir. 1988)). As noted in the legislative
history when the Act was initially
enacted, ‘‘once an animal is on the
threatened list, the Secretary has an
almost infinite number of options
available to [her] with regard to the
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permitted activities for those species.
[She] may, for example, permit taking,
but not importation of such species, or
[she] may choose to forbid both taking
and importation but allow the
transportation of such species’’ (H.R.
Rep. No. 412, 93rd Cong., 1st Sess.
1973).
Exercising our authority under section
4(d) of the Act, we have developed a
rule that is designed to address the
sickle darter’s specific threats and
conservation needs. Although the
statute does not require the Service to
make a ‘‘necessary and advisable’’
finding with respect to the adoption of
specific prohibitions under section 9,
we find that this rule as a whole satisfies
the requirement in section 4(d) of the
Act to issue regulations deemed
necessary and advisable to provide for
the conservation of the sickle darter. As
discussed above under Summary of
Biological Status and Threats, we have
concluded that the sickle darter is likely
to become in danger of extinction
within the foreseeable future primarily
due to habitat degradation or loss
stemming from hydrologic alterations by
impoundments, including dams and
other barriers; land development that
does not incorporate BMPs; and
diminished water quality from point
and nonpoint source pollution and
siltation. These threats contribute to the
negative effects associated with the
species’ reduced range and the potential
effects of climate change. The
provisions of this 4(d) rule will promote
conservation of the sickle darter by
encouraging management of the
landscape in ways that meet both
watershed and riparian management
considerations and the species’
conservation needs. The provisions of
this rule are one of many tools that the
Service will use to promote the
conservation of the sickle darter.
Section 7(a)(2) of the Act requires
Federal agencies, including the Service,
to ensure that any action they fund,
authorize, or carry out is not likely to
jeopardize the continued existence of
any endangered species or threatened
species or result in the destruction or
adverse modification of designated
critical habitat of such species.
If a Federal action may affect a listed
species or its critical habitat, the
responsible Federal agency (action
agency) must enter into consultation
with us. Examples of actions that are
subject to the section 7 consultation
process are actions on State, Tribal,
local, or private lands that require a
Federal permit (such as a permit from
the U.S. Army Corps of Engineers under
section 404 of the Clean Water Act (33
U.S.C. 1251 et seq.) or a permit from the
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67393
Service under section 10 of the Act) or
that involve some other Federal action
(such as funding from the Federal
Highway Administration, Federal
Aviation Administration, or the Federal
Emergency Management Agency).
Federal actions not affecting listed
species or critical habitat—and actions
on State, Tribal, local, or private lands
that are not federally funded,
authorized, or carried out by a Federal
agency—do not require section 7
consultation.
This obligation does not change in
any way for a threatened species with a
species-specific 4(d) rule. Actions that
result in a determination by a Federal
agency of ‘‘not likely to adversely
affect’’ continue to require the Service’s
written concurrence and actions that are
‘‘likely to adversely affect’’ a species
require formal consultation and the
formulation of a biological opinion.
Provisions of the 4(d) Rule
This 4(d) rule will provide for the
conservation of the sickle darter by
extending to the species the following
prohibitions and provisions of section
9(a)(1) of the Act, except as otherwise
authorized or permitted: Import or
export; take; possession and other acts
with unlawfully taken specimens;
delivery, receipt, transport, or shipment
in interstate or foreign commerce in the
course of commercial activity; or sale or
offer for sale in interstate or foreign
commerce.
Threats to the species are noted above
and described in detail under Summary
of Biological Status and Threats. The
most significant threat expected to affect
the species in the foreseeable future is
loss and fragmentation of habitat from
siltation, water quality degradation, and
impoundments. A range of activities
have the potential to affect the sickle
darter, including commercial activities,
agriculture, resource extraction, and
land development. Regulating take
associated with these activities will help
preserve the sickle darter’s remaining
populations, slow the rate of population
decline, and decrease synergistic,
negative effects from other stressors.
Therefore, regulating take associated
with activities that increase siltation,
diminish water quality, alter stream
flow, or reduce fish passage will help
preserve and potentially provide for
expansion of remaining populations and
decrease synergistic, negative effects
from other threats.
Under the Act, ‘‘take’’ means to
harass, harm, pursue, hunt, shoot,
wound, kill, trap, capture, or collect, or
to attempt to engage in any such
conduct. Some of these provisions have
been further defined in regulations at 50
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CFR 17.3. Take can result knowingly or
otherwise, by direct and indirect
impacts, intentionally or incidentally.
Regulating intentional and incidental
take will help preserve the species’
remaining populations, slow their rate
of decline, and decrease synergistic,
negative effects from other threats.
Protecting the sickle darter from direct
forms of take, such as physical injury or
killing, whether incidental or
intentional, will help preserve and
recover the species. Therefore, we
prohibit intentional take of sickle darter,
including, but not limited to, capturing,
handling, trapping, collecting, or other
activities. Also, as discussed above
under Summary of Biological Status and
Threats, habitat loss and degradation
from stressors including impoundments,
siltation, and water quality degradation
are affecting the status of the sickle
darter. Across the species’ range, stream
and water quality have been degraded
physically by siltation; pollution and
contaminants; stream channelization;
removal of riparian vegetation; and
impoundments due to development;
agricultural practices; land conversion;
forest activities not following BMPs;
dams and barriers; and energy
production and mining. Therefore, we
prohibit incidental take of the sickle
darter by destroying, altering, or
degrading the habitat in any of the
manners described above. Regulating
incidental take associated with these
activities will help preserve sickle
darter populations, slow the rate of
population decline, and decrease
synergistic, negative effects from other
stressors.
During the proposed rule’s public
comment period, we received comments
on the exception for incidental take
resulting from silvicultural practices
and forest management activities and
the proposed exclusion from that
exception for activities occurring during
the spawning period (see Summary of
Comments and Recommendations,
above). State-approved BMPs, when
properly implemented, protect water
quality and help conserve aquatic
species, including the sickle darter.
Forest landowners who properly
implement those BMPs are helping
conserve the darter, and this 4(d) rule is
an incentive for all landowners to
properly implement them to avoid any
take implications. Further, those forest
landowners who are third-partycertified (attesting to the sustainable
management of a working forest) to a
credible forest management standard are
providing audited certainty that BMP
implementation is taking place across
the landscape.
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To address any uncertainty regarding
which silvicultural and forest
management BMPs will satisfy this
exception for incidental take resulting
from silvicultural practices and forest
management activities, our regulations
specify the conditions that must be met.
We revised our section 4(d) language to
clarify that the BMPs must result in
protection of the habitat features that
provide for the breeding, feeding,
sheltering, and dispersal needs of the
sickle darter, which will provide for the
conservation of the species. In
waterbodies that support listed aquatic
species, wider streamside management
zones (SMZs) and modern BMPs are
more effective at reducing
sedimentation and maintaining lower
water temperatures through shading
(Fraser et al. 2012, p. 652). Sickle
darters require good water quality,
including low turbidity and negligible
siltation in slow-flowing pools and
riffles with a clean stream bottom
substrate with stands of water willow or
woody debris piles (Service 2020a, p.
14). A lack of these features limits the
sickle darter’s population abundance,
growth, and dispersal of individuals.
Aquatic habitat and suitable water
quality can be maintained even during
logging operations when streamside
vegetation is left intact (Virginia
Department of Forestry (VDOF) 2011, p.
37). The exception for incidental take
associated with these activities seeks to
ensure these characteristics are
maintained for the conservation of the
sickle darter.
Under this final 4(d) rule, all
prohibitions and provisions of section
9(a)(1) of the Act apply to the sickle
darter, except that incidental take
resulting from the following actions will
not be prohibited:
(1) Channel restoration projects that
create natural, physically stable,
ecologically functioning streams (or
stream and wetland systems) and that
take place between April 1 and January
31. These projects can be accomplished
using a variety of methods, but the
desired outcome is a natural channel
with low shear stress (force of water
moving against the channel); bank
heights that enable reconnection to the
floodplain; a reconnection of surface
and groundwater systems, resulting in
perennial flows in the channel; riffles
and pools composed of existing soil,
rock, and wood instead of large
imported materials; low compaction of
soils within adjacent riparian areas; and
inclusion of riparian wetlands.
(2) Bank stabilization projects that use
bioengineering methods to replace preexisting, bare, eroding stream banks
with vegetated, stable stream banks,
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thereby reducing bank erosion and
instream sedimentation and improving
habitat conditions for the species and
that take place between April 1 and
January 31. Following these
bioengineering methods, stream banks
may be stabilized using native species
live stakes (live, vegetative cuttings
inserted or tamped into the ground in a
manner that allows the stake to take root
and grow), native species live fascines
(live branch cuttings, usually willows,
bound together into long, cigar shaped
bundles), or native species brush
layering (cuttings or branches of easily
rooted tree species layered between
successive lifts of soil fill). Native
species vegetation includes woody and
herbaceous species appropriate for the
region and habitat conditions. These
methods will not include the sole use of
quarried rock (riprap) or the use of rock
baskets or gabion structures.
(3) Bridge and culvert replacement/
removal projects or low head dam
removal projects that remove migration
barriers or generally allow for improved
upstream and downstream movements
of sickle darters while maintaining
normal stream flows, preventing bed
and bank erosion, and improving habitat
conditions for the species and that take
place between April 1 and January 31.
(4) Transportation projects that
provide for fish passage at stream
crossings and that take place between
April 1 and January 31.
(5) Silvicultural practices and forest
management activities that implement
State-approved BMPs. In order for this
exception to apply to forestry-related
activities, these BMPs must achieve all
of the following:
(a) Establish a streamside
management zone alongside the margins
of each waterway.
(b) Restrain visible sedimentation
caused by the forestry-related activity
from entering the waterway.
(c) Maintain native groundcover
within the streamside management zone
of the waterway, and promptly reestablish native groundcover if
disturbed.
(d) Limit installation of vehicle or
equipment crossings of the waterway to
only where necessary for the forestryrelated activity. Such crossings must:
• Have erosion and sedimentation
control measures installed to divert
surface runoff away and restrain visible
sediment from entering the waterway;
• Allow for movement of aquatic
organisms within the waterway; and
• Have native groundcover applied
and maintained through completion of
the forestry-related activity.
(e) Prohibit the use of tracked or
wheeled vehicles for reforestation site
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preparation within the streamside
management zone of the waterway.
(f) Prohibit locating log decks, skid
trails, new roads, and portable mill sites
in the streamside management zone of
the waterway.
(g) Prohibit obstruction and
impediment of the flow of water within
the waterway that is caused by direct
deposition of debris or soil by the
forestry-related activity.
(h) Maintain shade over the waterway
similar to that observed prior to the
forestry-related activity.
(i) Prohibit discharge of any solid
waste, petroleum, pesticide, fertilizer, or
other chemical into the waterway.
Habitat restoration actions excepted
by the 4(d) rule may result in some
minimal level of harm or temporary
disturbance to the sickle darter. For
example, a culvert replacement project
would likely elevate suspended
sediments for several hours and the
darters would need to move out of the
sediment plume to resume normal
feeding behavior. Overall, habitat
restoration activities and silvicultural
activities that implement Stateapproved BMPs benefit the species by
expanding suitable habitat and reducing
within-population fragmentation,
contributing to conservation and
recovery, and are expected to have a net
benefit. Across the species’ range,
instream habitats have been degraded
physically by sedimentation and by
direct channel disturbance. The
activities in the 4(d) rule will correct
some of these problems, creating more
favorable habitat conditions for the
species.
This 4(d) rule also contains certain
standard exceptions to the prohibitions.
We may issue permits to carry out
otherwise prohibited activities,
including those described above,
involving threatened wildlife under
certain circumstances. Regulations
governing permits are codified at 50
CFR 17.32. With regard to threatened
wildlife, a permit may be issued for the
following purposes: For scientific
purposes, to enhance propagation or
survival, for economic hardship, for
zoological exhibition, for educational
purposes, for incidental taking, or for
special purposes consistent with the
purposes of the Act. The statute also
contains certain exemptions from the
prohibitions, which are found in
sections 9 and 10 of the Act.
We recognize the special and unique
relationship with our State natural
resource agency partners in contributing
to conservation of listed species. State
agencies often possess scientific data
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and valuable expertise on the status and
distribution of endangered, threatened,
candidate, and at-risk species of wildlife
and plants. State agencies, because of
their authorities and their close working
relationships with local governments
and landowners, are in a unique
position to assist the Service in
implementing all aspects of the Act. In
this regard, section 6 of the Act provides
that the Service shall cooperate to the
maximum extent practicable with the
States in carrying out programs
authorized by the Act. Therefore, any
qualified employee or agent of a State
conservation agency that is a party to a
cooperative agreement with the Service
in accordance with section 6(c) of the
Act, who is designated by his or her
agency for such purposes, will be able
to conduct activities designed to
conserve the sickle darter that may
result in otherwise prohibited take
without additional authorization.
Nothing in this 4(d) rule will change
in any way the recovery planning
provisions of section 4(f) of the Act, the
consultation requirements under section
7 of the Act, or the ability of the Service
to enter into partnerships for the
management and protection of the sickle
darter. However, interagency
cooperation may be further streamlined
through planned programmatic
consultations for the species between
Federal agencies and the Service.
Required Determinations
National Environmental Policy Act (42
U.S.C. 4321 et seq.)
It is our position that, outside the
jurisdiction of the U.S. Court of Appeals
for the Tenth Circuit, we do not need to
prepare environmental analyses
pursuant to the National Environmental
Policy Act in connection with listing
species and designating critical habitat
under the Act. We published a notice
outlining our reasons for this
determination in the Federal Register
on October 25, 1983 (48 FR 49244). This
position was upheld by the U.S. Court
of Appeals for the Ninth Circuit
(Douglas County v. Babbitt, 48 F.3d
1495 (9th Cir. 1995), cert. denied 516
U.S. 1042 (1996)).
In accordance with the President’s
memorandum of April 29, 1994
(Government-to-Government Relations
with Native American Tribal
Governments; 59 FR 22951), Executive
Order 13175 (Consultation and
Coordination With Indian Tribal
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Governments), and the Department of
the Interior’s manual at 512 DM 2, we
readily acknowledge our responsibility
to communicate meaningfully with
recognized Federal Tribes on a
government-to-government basis. In
accordance with Secretarial Order 3206
of June 5, 1997 (American Indian Tribal
Rights, Federal-Tribal Trust
Responsibilities, and the Endangered
Species Act), we readily acknowledge
our responsibilities to work directly
with Tribes in developing programs for
healthy ecosystems, to acknowledge that
Tribal lands are not subject to the same
controls as Federal public lands, to
remain sensitive to Indian culture, and
to make information available to Tribes.
We have identified no Tribal interests
that will be affected by this rule.
References Cited
A complete list of references cited in
this rule is available on the internet at
https://www.regulations.gov and upon
request from the Tennessee Ecological
Services Field Office (see FOR FURTHER
INFORMATION CONTACT).
Authors
The primary authors of this rule are
the staff members of the U.S. Fish and
Wildlife Service’s Species Assessment
Team and the Tennessee Ecological
Services Field Office.
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Plants, Reporting and
recordkeeping requirements,
Transportation, Wildlife.
Regulation Promulgation
Accordingly, we amend part 17,
subchapter B of chapter I, title 50 of the
Code of Federal Regulations, as set forth
below:
PART 17—ENDANGERED AND
THREATENED WILDLIFE AND PLANTS
1. The authority citation for part 17
continues to read as follows:
■
Authority: 16 U.S.C. 1361–1407; 1531–
1544; and 4201–4245, unless otherwise
noted.
2. Amend § 17.11, in paragraph (h), by
adding an entry for ‘‘Darter, sickle’’ in
alphabetical order under FISHES to the
List of Endangered and Threatened
Wildlife to read as follows:
■
Government-to-Government
Relationship With Tribes
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§ 17.11 Endangered and threatened
wildlife.
*
*
*
(h) * * *
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*
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Common name
*
FISHES
*
Darter, sickle ...................
*
Scientific name
*
*
*
*
Percina williamsi .............
*
3. Amend § 17.44 by adding paragraph
(ee) to read as follows:
Special rules—fishes.
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*
*
*
*
*
(ee) Sickle darter (Percina williamsi).
(1) Prohibitions. The following
prohibitions that apply to endangered
wildlife also apply to the sickle darter.
Except as provided under paragraphs
(ee)(2) and (3) of this section and §§ 17.4
and 17.5, it is unlawful for any person
subject to the jurisdiction of the United
States to commit, to attempt to commit,
to solicit another to commit, or cause to
be committed, any of the following acts
in regard to this species:
(i) Import or export, as set forth at
§ 17.21(b) for endangered wildlife.
(ii) Take, as set forth at § 17.21(c)(1)
for endangered wildlife.
(iii) Possession and other acts with
unlawfully taken specimens, as set forth
at § 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in
the course of commercial activity, as set
forth at § 17.21(e) for endangered
wildlife.
(v) Sale or offer for sale, as set forth
at § 17.21(f) for endangered wildlife.
(2) General exceptions from
prohibitions. In regard to this species,
you may:
(i) Conduct activities as authorized by
a permit under § 17.32.
(ii) Take, as set forth at § 17.21(c)(2)
through (4) for endangered wildlife.
(iii) Take, as set forth at § 17.31(b).
(iv) Possess and engage in other acts
with unlawfully taken wildlife, as set
forth at § 17.21(d)(2) for endangered
wildlife.
(3) Exceptions from prohibitions for
specific types of incidental take. You
may take sickle darter while carrying
out the following legally conducted
activities in accordance with this
paragraph (ee)(3):
(i) Channel restoration projects that
create natural, physically stable,
ecologically functioning streams (or
stream and wetland systems) and that
take place between April 1 and January
31. These projects can be accomplished
using a variety of methods, but the
VerDate Sep<11>2014
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Listing citations and applicable rules
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Wherever found ..............
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§ 17.44
Where listed
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87 FR [INSERT FEDERAL REGISTER PAGE
WHERE THE DOCUMENT BEGINS], 11/8/
2022;
50 CFR 17.44(ee).4d
*
desired outcome is a natural channel
with low shear stress (force of water
moving against the channel); bank
heights that enable reconnection to the
floodplain; a reconnection of surface
and groundwater systems, resulting in
perennial flows in the channel; riffles
and pools composed of existing soil,
rock, and wood instead of large
imported materials; low compaction of
soils within adjacent riparian areas; and
inclusion of riparian wetlands.
(ii) Bank stabilization projects that use
bioengineering methods to replace preexisting, bare, eroding stream banks
with vegetated, stable stream banks,
thereby reducing bank erosion and
instream sedimentation and improving
habitat conditions for the species and
that take place between April 1 and
January 31. Following these
bioengineering methods, stream banks
may be stabilized using native species
live stakes (live, vegetative cuttings
inserted or tamped into the ground in a
manner that allows the stake to take root
and grow), native species live fascines
(live branch cuttings, usually willows,
bound together into long, cigar shaped
bundles), or native species brush
layering (cuttings or branches of easily
rooted tree species layered between
successive lifts of soil fill). Native
species vegetation includes woody and
herbaceous species appropriate for the
region and habitat conditions. These
methods will not include the sole use of
quarried rock (riprap) or the use of rock
baskets or gabion structures.
(iii) Bridge and culvert replacement/
removal projects or low head dam
removal projects that remove migration
barriers or generally allow for improved
upstream and downstream movements
of sickle darters while maintaining
normal stream flows, preventing bed
and bank erosion, and improving habitat
conditions for the species and that take
place between April 1 and January 31.
(iv) Transportation projects that
provide for fish passage at stream
crossings and that take place between
April 1 and January 31.
PO 00000
Frm 00046
Fmt 4700
Sfmt 9990
*
*
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(v) Silvicultural practices and forest
management activities that implement
State-approved best management
practices. In order for this exception to
apply to forestry-related activities, these
best management practices must achieve
all of the following:
(A) Establish a streamside
management zone alongside the margins
of each waterway.
(B) Restrain visible sedimentation
caused by the forestry-related activity
from entering the waterway.
(C) Maintain native groundcover
within the streamside management zone
of the waterway, and promptly reestablish native groundcover if
disturbed.
(D) Limit installation of vehicle or
equipment crossings of the waterway to
only where necessary for the forestryrelated activity. Such crossings must:
(1) Have erosion and sedimentation
control measures installed to divert
surface runoff away and restrain visible
sediment from entering the waterway;
(2) Allow for movement of aquatic
organisms within the waterway; and
(3) Have native groundcover applied
and maintained through completion of
the forestry-related activity.
(E) Prohibit the use of tracked or
wheeled vehicles for reforestation site
preparation within the streamside
management zone of the waterway.
(F) Prohibit locating log decks, skid
trails, new roads, and portable mill sites
in the streamside management zone of
the waterway.
(G) Prohibit obstruction and
impediment of the flow of water within
the waterway that is caused by direct
deposition of debris or soil by the
forestry-related activity.
(H) Maintain shade over the waterway
similar to that observed prior to the
forestry-related activity.
(I) Prohibit discharge of any solid
waste, petroleum, pesticide, fertilizer, or
other chemical into the waterway.
Martha Williams,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2022–23618 Filed 11–7–22; 8:45 am]
BILLING CODE 4333–15–P
E:\FR\FM\08NOR1.SGM
08NOR1
Agencies
[Federal Register Volume 87, Number 215 (Tuesday, November 8, 2022)]
[Rules and Regulations]
[Pages 67380-67396]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-23618]
[[Page 67380]]
=======================================================================
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DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R4-ES-2020-0094; FF09E21000 FXES11110900000 234]
RIN 1018-BE89
Endangered and Threatened Wildlife and Plants; Threatened Species
Status With Section 4(d) Rule for Sickle Darter
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), determine
threatened status under the Endangered Species Act of 1973 (Act), as
amended, for the sickle darter (Percina williamsi), a fish species from
the upper Tennessee River drainage in North Carolina, Tennessee, and
Virginia. This rule adds the species to the List of Endangered and
Threatened Wildlife. We also finalize a rule under the authority of
section 4(d) of the Act that provides measures that are necessary and
advisable to provide for the conservation of the sickle darter.
DATES: This rule is effective December 8, 2022.
ADDRESSES: This final rule is available on the internet at https://www.regulations.gov. Comments and materials we received are available
for public inspection at https://www.regulations.gov at Docket No. FWS-
R4-ES-2020-0094. Supporting materials we used in preparing this rule,
such as the species status assessment report, are available on the
Service's website at https://www.fws.gov/tennessee-ecological-services/library, at https://regulations.gov at Docket No. FWS-R4-ES-2020-0094
or both.
FOR FURTHER INFORMATION CONTACT: Daniel Elbert, Field Supervisor, U.S.
Fish and Wildlife Service, Tennessee Ecological Services Field Office,
446 Neal Street, Cookeville, TN 38501; telephone 913-528-6481.
Individuals in the United States who are deaf, deafblind, hard of
hearing, or have a speech disability may dial 711 (TTY, TDD, or
TeleBraille) to access telecommunications relay services. Individuals
outside the United States should use the relay services offered within
their country to make international calls to the point-of-contact in
the United States.
SUPPLEMENTARY INFORMATION:
Executive Summary
Why we need to publish a rule. Under the Act, if we determine that
a species is an endangered or threatened species throughout all or a
significant portion of its range, we are required to promptly publish a
proposal in the Federal Register and make a determination on our
proposal within one year. Whenever any species is listed as a
threatened species, the Secretary shall issue such regulations as she
deems necessary and advisable to provide for the conservation of such
species. In addition, the Secretary may by regulation prohibit with
respect to any threatened species any act prohibited under section
9(a)(1) of the Act for endangered species. Listing a species as an
endangered or threatened species and designation of critical habitat
can only be completed by issuing a rulemaking.
What this document does. This final rule lists the sickle darter as
a threatened species and adopts a rule issued under section 4(d) of the
Act for the species.
The basis for our action. Under the Act, we may determine that a
species is an endangered or threatened species because of any of five
factors: (A) The present or threatened destruction, modification, or
curtailment of its habitat or range; (B) overutilization for
commercial, recreational, scientific, or educational purposes; (C)
disease or predation; (D) the inadequacy of existing regulatory
mechanisms; or (E) other natural or manmade factors affecting its
continued existence. We have determined that threats to the sickle
darter include habitat loss or degradation stemming from hydrologic
alteration by impoundments, including dams and other barriers; land
development that does not incorporate best management practices (BMPs);
and diminished water quality from point and non-point source pollution
and siltation (Factor A). These threats contribute to the negative
effects associated with the species' reduced range and potential
effects of climate change (Factor E).
We are not designating critical habitat for the sickle darter at
this time. To the maximum extent prudent and determinable, we must
designate critical habitat for any species that we determine to be an
endangered or threatened species under the Act. A careful assessment of
the economic impacts that may occur due to a critical habitat
designation is still ongoing, and we are in the process of working with
States and other partners in acquiring the complex information needed
to perform that assessment. We will propose critical habitat once we
have completed our economic assessment.
Previous Federal Actions
Please refer to the sickle darter's proposed listing rule (85 FR
71859; November 12, 2020) for a detailed description of previous
Federal actions concerning this species.
Peer Review
A species status assessment (SSA) team prepared an SSA report for
the sickle darter. The SSA team was composed of Service biologists, in
consultation with other species experts. The SSA report represents a
compilation of the best scientific and commercial data available
concerning the status of the species, including the impacts of past,
present, and future factors (both negative and beneficial) affecting
the species.
In accordance with our joint policy on peer review published in the
Federal Register on July 1, 1994 (59 FR 34270), and our August 22,
2016, memorandum updating and clarifying the role of peer review of
listing actions under the Act, we solicited independent scientific
review of the information contained in the sickle darter SSA report. As
discussed in the proposed rule, we sent the SSA report to five
independent peer reviewers and received four responses. The peer
reviews can be found at https://www.regulations.gov under Docket No.
FWS-R4-ES-2020-0094. In preparing the proposed rule, we incorporated
the results of these reviews, as appropriate, into the SSA report,
which was the foundation for the proposed rule and this final rule.
Summary of Changes From the Proposed Rule
This final rule incorporates several changes to our proposed rule
(85 FR 71859; November 12, 2020) based on the comments we received.
These changes are summarized below and discussed further under Summary
of Comments and Recommendations. Minor, nonsubstantive changes and
corrections are made throughout this rule in response to comments.
However, the information we received during the public comment period
on the proposed rule did not change our determination that the sickle
darter is a threatened species.
We received substantive comments on the proposed rule issued under
section 4(d) of the Act (``4(d) rule'') for the sickle darter. We have
made changes to this rule as a result of the public comments we
received. In summary, we modified the language for four
[[Page 67381]]
exceptions to incidental take prohibitions in the sickle darter 4(d)
rule.
We modified the exception to the incidental take
prohibition for bank stabilization projects to add a requirement that
appropriate ``native'' vegetation, including woody and herbaceous
species appropriate for the region and habitat, be used for
stabilization.
We modified the exception to the incidental take
prohibition for transportation projects to include actions that avoid
the sickle darter spawning period to protect the fish during the
sensitive life stage of spawning. Transportation projects that take
place between April 1 and January 31 (outside the spawning period) are
consistent with the timing of other exceptions to take prohibitions for
sickle darter.
We modified the exception to the incidental take
prohibition for silviculture and forest management activities to apply
throughout the year (i.e., we removed the spawning period consideration
from this exception based on implemented silvicultural BMPs as long as
those activities implement State-approved BMPs and meet the conditions
specified in the 4(d) rule. We modified the exception to the incidental
take prohibition for silviculture and forest management activities to
reflect language consistent with final 4(d) rules for species with
similar habitat requirements (see (6) Comment under Summary of Comments
and Recommendations, below).
I. Final Listing Determination
Background
Sickle Darter
A thorough review of the taxonomy, life history, and ecology of the
sickle darter is presented in the SSA report (Service 2020a, pp. 9-30).
The biological information for the sickle darter in the SSA report is
summarized below.
The sickle darter is a small fish native to the upper Tennessee
River drainage in North Carolina, Tennessee, and Virginia. The species
currently has a disjunct distribution, with populations in the Emory
River, Little River, Sequatchie River, and Emory River systems in
Tennessee, and in the upper Clinch River, North Fork Holston River, and
Middle Fork Holston River systems in Virginia. Populations within the
French Broad River system in North Carolina and Tennessee, and within
the South Fork Holston River, Powell River, and Watauga River systems
in Tennessee are extirpated. A thorough review of the taxonomy, life
history, and ecology of the sickle darter is presented in the SSA
report (Service 2020a, pp. 9-13).
The sickle darter has a long, slender body reaching up to 120
millimeters (mm) (4.7 inches (in)) in length and an elongated, pointed
snout. The upper body color is brown to olive with a white to pale
yellow lower body. Spawning occurs in late winter (February to March),
and the species has a maximum lifespan of 3 to 4 years. Sickle darters
typically occupy flowing pools over rocky, sandy, or silty substrates
in clear creeks or small rivers. Occupied streams tend to have good
water quality, with low turbidity and negligible siltation (Etnier and
Starnes 1993, p. 576; Alford 2019, p. 9). In these habitats, the
species is most often associated with clean sand-detritus or gravel-
cobble-boulder substrates, stands of American water willow (Justicia
americana), or woody debris piles at water depths ranging from 0.4 to
1.0 meter (m) (1.3 to 3.3 feet (ft)) (Etnier and Starnes 1993, p. 576;
Page and Near 2007, p. 609; Alford 2019, p. 8). Streams supporting
sickle darters range from 9 to 33 m (29 to 108 ft) wide, and streamside
tree canopy cover in these streams ranges from open to nearly closed
(Alford 2019, p. 8). The species spends most of its time in the water
column, often hovering a few inches above the stream or river bottom
(Etnier and Starnes 1993, p. 576).
In winter, sickle darters have been observed in deep pools (depths
of up to 3 m (10 ft)) or in slow-flowing, shallow pools in close
proximity to cover (Etnier and Starnes 1993, p. 576; Service 2020b, p.
1). The species migrates from the deepest areas of pools to shallow,
gravel shoals (riffles) in late winter or early spring (February to
March) to spawn (Etnier and Starnes 1993, p. 576). Spawning begins when
stream water temperatures reach 10 to 16 Celsius ([deg]C) (50 to 60
Fahrenheit ([deg]F)) (Petty et al. 2017, p. 3). Sexual maturity of
males occurs at the end of the first year of life, while sexual
maturity of females occurs at the end of their second year of life
(Page 1978, p. 663; Petty et al. 2017, p. 3). Females produce up to 355
eggs per clutch, which hatch in 21 days at an average stream
temperature of 10 [deg]C (50 [deg]F) (Etnier and Starnes 1993, p. 576).
The incubation period is likely shorter (about 2 weeks) when stream
temperatures are higher (Service 2020b, p. 1). The larvae move up and
down in the water column and presumably feed on zooplankton and other
small macroinvertebrates after depleting yolk sac nutrients (Etnier and
Starnes 1993, p. 576; Petty et al. 2017, p. 3). After about 30 days,
the larvae move to the stream bottom where they mature (Petty et al.
2017, p. 3). Except for their late winter movements from pools to
riffles for spawning, no information is available on the movement
behavior of the sickle darter. However, studies of two closely related
species in the genus Percina (longhead darter and frecklebelly darter)
indicate that the sickle darter likely exhibits seasonal upstream and
downstream movements (Eisenhour et al. 2011, p. 15; Eisenhour and
Washburn 2016, pp. 19-24).
Sickle darters feed primarily on larval mayflies and midges; minor
prey items include riffle beetles, caddisflies, dragonflies, and
several other groups of aquatic macroinvertebrates (Page and Near 2007,
pp. 609-610; Alford 2019, p. 10). Crayfish have been reported as a
common food item for the closely related longhead darter (Page 1978, p.
663), but have not been observed in the sickle darter's diet (Alford
2019, p. 10).
Regulatory and Analytical Framework
Regulatory Framework
Section 4 of the Act (16 U.S.C. 1533) and the implementing
regulations in title 50 of the Code of Federal Regulations set forth
the procedures for determining whether a species is an endangered
species or a threatened species, issuing protective regulations for
threatened species, and designating critical habitat for threatened and
endangered species. In 2019, jointly with the National Marine Fisheries
Service, the Service issued final rules that revised the regulations in
50 CFR parts 17 and 424 regarding how we add, remove, and reclassify
threatened and endangered species and the criteria for designating
listed species' critical habitat (84 FR 45020 and 84 FR 44752; August
27, 2019). At the same time the Service also issued final regulations
that, for species listed as threatened species after September 26,
2019, eliminated the Service's general protective regulations
automatically applying to threatened species the prohibitions that
section 9 of the Act applies to endangered species (collectively, the
2019 regulations).
As with the proposed rule, we are applying the 2019 regulations for
this final rule because the 2019 regulations are the governing law just
as they were when we completed the proposed rule. Although there was a
period in the interim--between July 5, 2022, and September 21, 2022--
when the 2019 regulations became vacated and the pre-2019 regulations
therefore governed, the 2019 regulations are now in effect and govern
listing and critical habitat
[[Page 67382]]
decisions (see Center for Biological Diversity v. Haaland, No. 4:19-cv-
05206-JST, Doc. 168 (N.D. Cal. July 5, 2022) (CBD v. Haaland) (vacating
the 2019 regulations and thereby reinstating the pre-2019 regulations))
and In re: Cattlemen's Ass'n, No. 22-70194 (9th Cir. Sept. 21, 2022)
(staying the vacatur of the 2019 regulations and thereby reinstating
the 2019 regulations until a pending motion for reconsideration before
the district court is resolved)).
The Act defines an ``endangered species'' as a species that is in
danger of extinction throughout all or a significant portion of its
range, and a ``threatened species'' as a species that is likely to
become an endangered species within the foreseeable future throughout
all or a significant portion of its range. The Act requires that we
determine whether any species is an ``endangered species'' or a
``threatened species'' because of any of the following factors:
(A) The present or threatened destruction, modification, or
curtailment of its habitat or range;
(B) Overutilization for commercial, recreational, scientific, or
educational purposes;
(C) Disease or predation;
(D) The inadequacy of existing regulatory mechanisms; or
(E) Other natural or manmade factors affecting its continued
existence.
These factors represent broad categories of natural or human-caused
actions or conditions that could have an effect on a species' continued
existence. In evaluating these actions and conditions, we look for
those that may have a negative effect on individuals of the species, as
well as other actions or conditions that may ameliorate any negative
effects or may have positive effects.
We use the term ``threat'' to refer in general to actions or
conditions that are known to or are reasonably likely to negatively
affect individuals of a species. The term ``threat'' includes actions
or conditions that have a direct impact on individuals (direct
impacts), as well as those that affect individuals through alteration
of their habitat or required resources (stressors). The term ``threat''
may encompass--either together or separately--the source of the action
or condition or the action or condition itself.
However, the mere identification of any threat(s) does not
necessarily mean that the species meets the statutory definition of an
``endangered species'' or a ``threatened species.'' In determining
whether a species meets either definition, we must evaluate all
identified threats by considering the expected response by the species,
and the effects of the threats--in light of those actions and
conditions that will ameliorate the threats--on an individual,
population, and species level. We evaluate each threat and its expected
effects on the species, then analyze the cumulative effect of all of
the threats on the species as a whole. We also consider the cumulative
effect of the threats in light of those actions and conditions that
will have positive effects on the species, such as any existing
regulatory mechanisms or conservation efforts. The Secretary determines
whether the species meets the definition of an ``endangered species''
or a ``threatened species'' only after conducting this cumulative
analysis and describing the expected effect on the species now and in
the foreseeable future.
The Act does not define the term ``foreseeable future,'' which
appears in the statutory definition of ``threatened species.'' Our
implementing regulations at 50 CFR 424.11(d) set forth a framework for
evaluating the foreseeable future on a case-by-case basis. The term
``foreseeable future'' extends only so far into the future as the
Services can reasonably determine that both the future threats and the
species' responses to those threats are likely. In other words, the
foreseeable future is the period of time in which we can make reliable
predictions. ``Reliable'' does not mean ``certain''; it means
sufficient to provide a reasonable degree of confidence in the
prediction. Thus, a prediction is reliable if it is reasonable to
depend on it when making decisions.
It is not always possible or necessary to define foreseeable future
as a particular number of years. Analysis of the foreseeable future
uses the best scientific and commercial data available and should
consider the timeframes applicable to the relevant threats and to the
species' likely responses to those threats in view of its life-history
characteristics. Data that are typically relevant to assessing the
species' biological response include species-specific factors such as
lifespan, reproductive rates or productivity, certain behaviors, and
other demographic factors.
Analytical Framework
The SSA report documents the results of our comprehensive
biological review of the best scientific and commercial data available
regarding the status of the species, including an assessment of the
potential threats to the species. The SSA report does not represent a
decision by the Service on whether the species should be proposed for
listing as an endangered or threatened species under the Act. However,
it does provide the scientific basis that informs our regulatory
decisions, which involve the further application of standards within
the Act and its implementing regulations and policies.
To assess sickle darter viability, we used the three conservation
biology principles of resiliency, redundancy, and representation
(Shaffer and Stein 2000, pp. 306-310). Briefly, resiliency supports the
ability of the species to withstand environmental and demographic
stochasticity (for example, wet or dry, warm or cold years), redundancy
supports the ability of the species to withstand catastrophic events
(for example, droughts, large pollution events), and representation
supports the ability of the species to adapt to both near-term and
long-term changes in the environment (for example, climate conditions,
pathogen). In general, species viability will increase with increases
in resiliency, redundancy, and representation. Using these principles,
we identified the species' ecological requirements for survival and
reproduction at the individual, population, and species levels, and
described the beneficial and risk factors influencing the species'
viability.
The SSA process can be categorized into three sequential stages.
During the first stage, we evaluated the individual species' life-
history needs. The next stage involved an assessment of the historical
and current condition of the species' demographics and habitat
characteristics, including an explanation of how the species arrived at
its current condition. The final stage of the SSA process involved
making predictions about the species' responses to positive and
negative environmental and anthropogenic influences. Throughout all of
these stages, we used the best available information to characterize
viability as the ability of a species to sustain populations in the
wild over time. We use this information to inform our regulatory
decision. The following is a summary of the key results and conclusions
from the SSA report; the full SSA report can be found at Docket No.
FWS-R4-ES-2020-0094 and on https://www.regulations.gov.
Summary of Biological Status and Threats
In this discussion, we review the biological condition of the
species and its resources, and the threats that influence the species'
current and future condition, in order to assess the species' overall
viability and the risks to that viability. For sickle darter
populations to be resilient, the needs of individuals (slow-flowing
pools, substrate, food
[[Page 67383]]
availability, water quality, and aquatic vegetation or large woody
debris) must be met at a larger scale. Stream reaches with suitable
habitat must be large enough to support an appropriate number of
individuals to avoid negative effects associated with small population
size, such as inbreeding depression and the Allee effect (whereby low
population density reduces the probability of encountering mates for
spawning). Connectivity of stream reaches allows for immigration and
emigration between populations and increases the likelihood of
recolonization should a population be lost. At the species level, the
sickle darter needs a sufficient number and distribution of healthy
populations to withstand environmental stochasticity (resiliency) and
catastrophes (redundancy) and adapt to biological and physical changes
in its environment (representation). To evaluate the current and future
viability of the sickle darter, we assessed a range of conditions to
allow us to consider the species' resiliency, representation, and
redundancy.
Factors Influencing Viability of Sickle Darter
Habitat loss and degradation resulting from siltation, water
quality degradation, and impoundments pose the largest risk to the
current and future viability of the sickle darter and are the primary
contributors to the species' reduced range, population fragmentation,
and population loss. The effects of population fragmentation and
isolation may exacerbate the effects of other threats on the sickle
darter. Climate change is a potential stressor that may impact the
sickle darter in the future. We found the species does not face
significant threats from overutilization, disease, predation, or
invasive species. States provide some protections for the sickle darter
and we found that inadequacy of regulatory mechanisms is not a threat
to the species. A brief summary of relevant stressors is presented
below; for a full description, refer to chapter 3 of the SSA report and
the proposed rule (Service 2020a, entire; 85 FR 71864-71866).
Siltation can affect fishes through abrasion of gill tissues,
suffocation of eggs or larvae, reductions in disease tolerance,
degradation of spawning habitats, modification of migration patterns,
and reductions in food availability (Berkman and Rabeni 1987, pp. 285-
294; Waters 1995, pp. 5-7; Wood and Armitage 1997, pp. 211-212; Meyer
and Sutherland 2005, pp. 2-3).
A variety of pollutants that may impact the sickle darter continue
to degrade stream water quality within the upper Tennessee River
drainage (Locke et al. 2006, pp. 197, 202-203; TDEC 2010, pp. 42-48;
TDEC 2014, pp. 47-53; Zipper et al. 2016, p. 604; TDEC 2017, pp. 51-
106; VDEQ 2020 (appendix 5), pp. 2387-2617). Major pollutants within
the upper Tennessee River drainage include pathogens, domestic sewage,
animal waste, nutrients, metals, and toxic organic compounds.
Impoundments have significantly influenced the species' current
distribution within the upper Tennessee River drainage through
physical, chemical, and biological changes to these systems (Etnier and
Starnes 1993, p. 576; Jenkins and Burkhead 1994, pp. 101-106; Service
2020a, p. 3).
Sickle darter populations are localized and geographically isolated
from one another due to impoundments and other habitat degradation,
leaving them vulnerable to localized extinctions from toxic chemical
spills, habitat modification, progressive degradation from runoff (non-
point source pollutants), natural catastrophic changes to their habitat
(e.g., flood scour, drought), other stochastic disturbances, and
decreased fitness from reduced genetic diversity.
Changing climate conditions can influence sickle darter viability
through changes in water temperature and precipitation patterns that
result in increased flooding, prolonged droughts, or reduced stream
flows (McLaughlin et al. 2002, pp. 6060-6074; Cook et al. 2004, pp.
1015-1018; Thomas et al. 2004, pp. 145-148; IPCC 2014, pp. 58-83). The
species' early spawning period (February to March) makes it vulnerable
to warming temperatures and higher flows--conditions that could
interrupt or prevent successful spawning in a given year (Service
2020b, p. 3).
Synergistic Effects
In addition to individually impacting the species, it is likely
that several of the above summarized risk factors are acting
synergistically or additively on the sickle darter. The combined impact
of multiple stressors is likely more harmful than a single stressor
acting alone. For example, impoundments in the upper Tennessee River
drainage cause changes in riverine habitats, including increased
sediment deposition (siltation). Additionally, sediment particles in
urban and agricultural runoff carry bound nutrients (phosphorus and
nitrogen) and other stream pollutants into streams and rivers.
We note that, by using the SSA framework to guide our analysis of
the scientific information documented in the SSA report, we have not
only analyzed individual effects on the species but have also analyzed
their potential cumulative effects. We incorporate the cumulative
effects into our SSA analysis when we characterize the current and
future condition of the species. To assess the current and future
condition of the species, we undertake an iterative analysis that
encompasses and incorporates the threats individually and then
accumulates and evaluates the effects of all the factors that may be
influencing the species, including threats and conservation efforts.
Because the SSA framework considers not just the presence of the
factors, but to what degree they collectively influence risk to the
entire species, our assessment integrates the cumulative effects of the
factors and replaces a standalone cumulative effects analysis.
We delineated analytical units (populations) using the tributary
systems the sickle darter historically occupied. Each population
represents demographically linked interbreeding individuals; however,
these populations are currently separated by long distances or isolated
by impoundments. We identified 10 historical populations across the
range of the sickle darter: Emory River, Clinch River, Powell River,
Little River, French Broad River, North Fork Holston River, Middle Fork
Holston River, South Fork Holston River, Watauga River, and Sequatchie
River.
To assess resiliency, we evaluated six components that broadly
relate to the species' physical environment or its population
demography. Each population's physical environment was assessed by
averaging three components determined to have the most influence on the
species: physical habitat quality, connectivity, and water quality. The
three components describing population demography were reproduction,
occurrence extent (total length of occupied streams compared to
historical range), and occupied stream length. Parameters for each
component's condition category were established by evaluating the range
of existing data and separating those data into categories based on our
understanding of the species' demographics and habitat. Using the
demographic and habitat parameters, we then categorized the overall
condition of each population. We weighted each of the six components
equally and determined the average score to describe each population's
current condition (see table 1, below).
[[Page 67384]]
Due to a limited amount of species-specific genetic information for
the sickle darter, we based our evaluation of the species'
representation on the extent and variability of environmental diversity
(habitat diversity) across the species' geographical range.
Additionally, we assessed sickle darter redundancy (ability of species
to withstand catastrophic events) by evaluating the number and
distribution of resilient populations throughout the species' range.
Highly resilient populations, coupled with a relatively broad
distribution, have a positive relationship to species-level redundancy.
Table 1--Component Conditions Used To Assess Resiliency for Sickle Darter Populations
----------------------------------------------------------------------------------------------------------------
Condition
Component -------------------------------------------------------------------------------
High Moderate Low 0
----------------------------------------------------------------------------------------------------------------
Physical Habitat................ Slow-flowing pools Slow-flowing pools Slow-flowing pools Habitat
abundant (ample present but not scarce (few pools unsuitable.
cover in pools); abundant (some with cover); silt
silt deposition pools with deposition
low; no extensive cover); silt extensive;
or significant deposition habitat severely
habitat moderate; habitat altered and
alteration such alteration at recognized as
as recent moderate level impacting the
channelization or such that species; <25% of
riparian channelization or habitats suitable
clearing; >75% of other habitat for the species.
available habitat disturbance more
suitable for the widespread; 25-
species. 75% of available
habitat suitable
for the species.
Connectivity.................... High immigration Moderate Low immigration No connectivity
potential between immigration potential between (populations
populations (no potential between populations isolated; no
dams or other populations (populations immigration
barriers (populations separated by >=2 potential due to
separating separated by one low-head dams or the presence of
populations). low-head dam, and other barriers). large
other partial reservoirs).
barriers, such as
narrow culverts,
may be present).
Water Quality................... Minimal or no Water quality Water quality Water quality
known water issues recognized issues prevalent unsuitable.
quality issues that may impact within system,
(i.e., no 303(d) species (i.e., likely impacting
streams* some 303(d) populations
impacting the streams*, unpaved (i.e., numerous
species, area roads more 303(d) streams *).
sparsely common, moderate
populated, few levels of
roads). developed land
use).
Reproduction.................... Clear evidence of Clear evidence of No direct evidence Extirpated.
reproduction, reproduction, of reproduction
with multiple age juveniles (only adults
classes present. present, but present).
multiple age
classes not
detected.
Occurrence Extent............... <10% decline from 10-50% decline >50% decline from Extirpated.
historical range. from historical historical range.
range.
Occupied Stream Length >=22.5 km (>=14 11.3-22.5 km (7-14 <11.3 km (<7 mi).. Extirpated.
(Continuity). mi). mi).
----------------------------------------------------------------------------------------------------------------
* A 303(d) stream is a stream listed under section 303(d) of the Clean Water Act of 1972 (33 U.S.C. 1251 et
seq.) as a water body impaired by pollutants.
Current Condition of Sickle Darter
Historically, the sickle darter was known from 10 river system in
Tennessee, Virginia, and North Carolina. Of these 10, sickle darter
populations have been extirpated from the Powell River, French Broad
River, South Fork Holston River, and Watauga River systems, including
the species' only population within the Blue Ridge ecoregion.
Currently, the sickle darter is known from six tributary systems in the
upper Tennessee River drainage: Emory River, Little River, Clinch
River, North Fork Holston River, Middle Fork Holston River, and
Sequatchie River. The Sequatchie River population was discovered in
2014; the other 5 river systems were historically occupied.
Impoundments and water pollution in the upper Tennessee River drainage
were major factors in the decline of the sickle darter and several
other fishes during the early to mid-20th century (Etnier and Starnes
1993, pp. 15, 576). Current factors affecting the condition of sickle
darter populations include habitat and water quality degradation, low
connectivity, and small population size (e.g., Clinch River). As shown
in table 2, below, the Emory River and Little River populations exhibit
moderate resiliency, as evidenced by the species' persistence within
these systems for over 45 years, recent and repeated evidence of
reproduction and recruitment, a relatively long occupied reach in each
system (more than 22.5 kilometers (km) (14 miles (mi))), and the
physical habitat condition and water quality in both systems. The
remaining four populations exhibit low resiliency. They are represented
by fewer documented occurrences, no evidence of recruitment, and
shorter occupied reaches, and they occur in areas with limited habitat
and water quality.
The species' adaptive potential (representation) is low because of
its reduced range (and presumably associated reduction in genetic
diversity), and the loss of connectivity caused by dam construction.
The sickle darter occupies only two of three Environmental Protection
Agency (EPA) Level III ecoregions, where it historically occurred the
Ridge and Valley and the Southwestern Appalachians. The species has not
been observed from the Blue Ridge ecoregion (French Broad River, North
Carolina) since the 1940s. This reduction in the extent and variability
of environmental diversity (habitat diversity) has likely reduced the
sickle darter's ability to adapt to changing environmental conditions
over time. Species isolation due to multiple large impoundments
[[Page 67385]]
also reduces the opportunities for or preventing the exchange of novel
or beneficial adaptations and reducing the species' ability to migrate
to more suitable habitats when necessary.
We assessed the number and distribution of resilient populations
across the sickle darter's range as a measure of its redundancy.
Construction of dams across the upper Tennessee River drainage has
eliminated connectivity between extant populations. However, within the
currently occupied streams, large barriers are absent, although some
small barriers that hamper movement are present (e.g., defunct low-head
mill dams, low-water bridges, narrow or partially blocked culverts). As
such, there is connectivity within each occupied stream and opportunity
for movement of individuals, decreasing the effect of localized
stochastic events. Four of ten historical sickle darter populations
have been extirpated, leading to reduced redundancy from historical
levels. Overall, the sickle darter exhibits a low degree of redundancy
based on the number of moderately resilient populations across the
range, and the lack of connectivity between occupied streams,
increasing the species' vulnerability to catastrophic events.
Future Scenarios
For details regarding the predicted future condition for the sickle
darter under each scenario, see chapter 5 of the SSA report (Service
2020a, pp. 54-68). In our SSA report, we defined viability as the
ability of the species to sustain populations in the wild over time. To
help address uncertainty associated with the degree and extent of
potential future stressors and their impacts on the species' needs, the
concepts of resiliency, redundancy, and representation were assessed
using three plausible future scenarios. We devised these scenarios by
identifying information on the following primary threats anticipated to
affect sickle darter in the future: land cover, urbanization, climate
change, and conservation activity. The three scenarios capture the
range of uncertainty in the changing landscape and how sickle darter
will respond to the changing conditions (see table 2, below). We used
the best available data and models to project 50 years into the future
(i.e., 2070), a timeframe in which we were reasonably certain we could
forecast the patterns in land use change, urbanization, and climate
models (future threats) in the species' range and the sickle darter's
response to those threats, given the species' life span.
Under Scenario 1 (continuation of current trend), no significant
increases or decreases are expected with respect to land cover,
urbanization, or habitat conditions, and habitat restoration efforts
(e.g., livestock fencing, riparian plantings, streambank restoration)
by the Service and its partners are projected to continue at current
levels. In addition, climate change would track representative
concentration pathway (RCP) 4.5. Three of six extant sickle darter
populations, Emory River, Little River, and Sequatchie River, are
projected to maintain their resiliency categories at current levels.
The other three extant populations, Clinch River, Middle Fork Holston
River, and North Fork Holston River are projected to become extirpated
within 30 years. The species' redundancy and representation are
expected to remain at low levels.
Under Scenario 2 (improving trend), habitat conditions throughout
the upper Tennessee River drainage are projected to improve due to
increased conservation efforts and improving land use practices (e.g.,
greater forest cover and reduced agricultural and development effects).
Based on these factors, resiliency of all extant populations would
remain at current levels or increase, and the species may be
rediscovered or will be reintroduced into portions of the Powell River
system and French Broad River system. The species has been successfully
propagated in captivity and has been reintroduced in one location,
although monitoring at the site has not occurred. If reintroduction
efforts occur as projected under Scenario 2, the species' redundancy
would increase the current level because populations will occur in two
additional (historically occupied) river systems, increasing the number
of extant populations from 6 to 8. In spite of the two added
populations, representation would remain low because individuals would
have the same genetic composition of parental stock in the rivers from
which they were sourced, or will be founded from very small, previously
undetected populations.
Under Scenario 3 (worsening trend), habitat conditions are
projected to decline within the upper Tennessee River drainage due to
reductions in forest cover, increased urbanization and agricultural
activities, and a climate trend that tracks RCP 8.5. Combined with
reduced conservation efforts, these factors will have a negative effect
on population resiliency, with projected extirpations of the Clinch
River, North Fork Holston River, Middle Fork Holston River, and
Sequatchie River populations. Loss of these populations would reduce
redundancy and representation, with overall species' redundancy and
representation remaining at low levels.
Table 2--Future Condition of the Sickle Darter by the Year 2070 Under Three Future Scenarios
----------------------------------------------------------------------------------------------------------------
Scenario 1: Scenario 2: Scenario 3:
Analytical unit (population) Current condition current trend improving trend worsening trend
----------------------------------------------------------------------------------------------------------------
Emory River..................... Moderate.......... Moderate.......... Moderate.......... Low.
Clinch River.................... Low............... Likely Extirpated. Low............... Likely Extirpated.
Powell River.................... Extirpated........ Likely Extirpated. Low *............. Likely Extirpated.
Little River.................... Moderate.......... Low............... Moderate.......... Low.
French Broad River.............. Extirpated........ Likely Extirpated. Low *............. Likely Extirpated.
Middle Fork Holston River....... Low............... Likely Extirpated. Low............... Likely Extirpated.
North Fork Holston River........ Low............... Likely Extirpated. Low............... Likely Extirpated.
South Fork Holston River........ Extirpated........ Likely Extirpated. Likely Extirpated. Likely Extirpated.
Sequatchie River................ Low............... Low............... Low............... Likely Extirpated.
Watauga......................... Extirpated........ Likely Extirpated. Likely Extirpated. Likely Extirpated.
----------------------------------------------------------------------------------------------------------------
* Scenario 2 anticipates successful reintroduction or rediscovery of the species in two river systems.
[[Page 67386]]
Conservation Efforts and Regulatory Mechanisms
The sickle darter is listed as threatened by Tennessee (Tennessee
Wildlife Resources Commission (TWRC) 2016, p. 3) and Virginia (Virginia
Department of Game and Inland Fisheries (VDGIF) 2018, p. 1), making it
unlawful to take the species or damage its habitat without a State
permit. Additionally, the sickle darter is identified as a species of
greatest conservation need in the Tennessee and Virginia Wildlife
Action Plans, which outline actions to promote species conservation. A
propagation effort for the sickle darter was initiated in 2015,
producing 25 juveniles that were released to the wild. The status of
the released fish is unknown, but the effort demonstrates that
propagation may be a useful conservation tool to augment sickle darter
populations or reintroduce the species to historical localities in the
future.
The sickle darter and its habitats are afforded some protection
from water quality and habitat degradation under the Clean Water Act,
the Surface Mining Control and Reclamation Act, Tennessee's Nongame and
Endangered or Threatened Wildlife Species Conservation Act of 1974
(Tennessee Code Annotated (T.C.A.), section 70-8-101 et seq.),
Tennessee's Water Quality Control Act of 1977 (T.C.A., section 69-3-101
et seq.), Virginia's State Water Control Act (Virginia Code, section
62.1-44.2 et seq.), and additional Tennessee and Virginia statutes and
regulations regarding natural resources and environmental protection.
While it is clear that the protections afforded by these statutes and
regulations have not prevented the degradation of some habitats used by
the sickle darter, the species has undoubtedly benefited from
improvements in water quality and habitat conditions stemming from
these regulatory mechanisms.
Summary of Comments and Recommendations
In the proposed rule published on November 12, 2020 (85 FR 71859),
we requested that all interested parties submit written comments on the
proposal. We also contacted appropriate Federal and State agencies,
scientific experts and organizations, and other interested parties and
invited them to comment on the proposal. Newspaper notices inviting
general public comment were published in the Asheville Citizen-Times on
November 18, 2020, and in the Knoxville Daily Sun on November 22, 2020.
We did not receive any requests for a public hearing. All substantive
information provided during the comment period has either been
incorporated directly into this final determination or is addressed
below.
Peer Reviewer Comments
In accordance with our joint policy on peer review published in the
Federal Register on July 1, 1994 (59 FR 34270), and our August 22,
2016, memorandum updating and clarifying the role of peer review of
listing actions under the Act, we sought peer review of the SSA report.
We sent the sickle darter SSA report to five independent peer
reviewers; all peer reviewers had expertise that included familiarity
with sickle darter and its habitats, biological needs, and threats. We
received responses from four peer reviewers for the sickle darter SSA
report.
We reviewed all comments we received from the peer reviewers for
substantive issues and new information regarding the information
contained in the SSA report. The peer reviewers generally concurred
with our methods and conclusions, and provided additional information,
clarifications, and suggestions to improve the final SSA report. Peer
reviewer comments are addressed in the following summary and were
incorporated into the SSA report as appropriate.
(1) Comment: One peer reviewer noted that a recent study of the
frecklebelly darter (Percina stictogaster), an ecologically and
morphologically similar species to the sickle darter, documented
frequent upstream and downstream movements, and the reviewer
hypothesized a relationship to the pelagic nature of the frecklebelly
darter. The reviewer postulated this information supports the
relatively ``migratory'' nature of the sickle darter.
Our Response: We reviewed the information provided by the reviewer
and included the information in the SSA report. Specifically, we
recognize the similarities of the sickle darter with congeneric
species, including the frecklebelly darter, and describe the behavior
of the sickle darter and frecklebelly darter as pelagic (i.e.,
inhabiting the water column) in the SSA report (Service 2020a, pp. 12-
13). We also describe the potential for similar upstream and downstream
movements of the two species in the SSA report under Reproduction and
Life History (Service 2020a, pp. 12-13). We note that the pelagic
behavior of sickle darter juveniles and adults supports the hypothesis
that sickle darters have some ability to disperse and/or move within a
stream system. Additionally, we describe the movement behavior of the
longhead darter (Percina macrocephala) and frecklebelly darter in
chapter 2 of the SSA report.
(2) Comment: One peer reviewer noted that survey sampling
methodology may vary, and population estimates should note if all
habitat types were sampled or only the run habitat likely to harbor
sickle darter.
Our Response: Darter survey methodologies can vary in site
selection, study design, equipment or gear used, or other factors. For
the SSA report, we used population estimates based on snorkeling survey
data (total abundance of sickle darters in each reach) collected at
several survey reaches in each system (Alford 2019, pp. 24-33). Reaches
were selected based on historical occurrence records and additional
river reaches that included pool and riffle-run macrohabitat in the
Emory, Little, Sequatchie, and Middle Fork Holston rivers and Little
Rock Creek. This study employed multiple sampling methods including
backpack or boat electrofishing and seines followed by snorkeling.
Surveyors searched all habitat (entire channel width) in the selected
river reach.
Our population estimates in the SSA report for the Emory River and
Little River populations were based on an approach to estimate
population size for the congeneric longhead darter, a species with
similar life-history and biological needs in Kinniconick Creek,
Kentucky (Eisenhour et al. 2011, p. 15). Based on the methodology in
the longhead darter study, we expected that 20 to 50 percent of sickle
darters were observed in each survey reach, and we extrapolated from
the total survey reach length to the occupied reach length in each
system to arrive at our population estimates. Population estimates were
not calculated for other systems due to the low abundance in those
systems (fewer than 10 individuals observed since 2005). We revised the
SSA report to more clearly explain the population estimate process and
the survey methodology (Service 2020a, p. 67).
Public Comments
During the comment period, we received 22 public comments on the
proposed rule. A majority of the comments supported the listing
determination, none opposed the determination, and some included
suggestions on how we could refine or improve the 4(d) rule for the
sickle darter. All substantive information provided to us during the
comment period has been incorporated directly into this final rule or
is addressed below.
(3) Comment: One commenter stated that the sickle darter should be
listed as
[[Page 67387]]
endangered because of the threat of climate change.
Our Response: As described in Determination of Sickle Darter
Status, below, we considered whether the sickle darter is presently in
danger of extinction throughout all or a significant portion of its
range and determined that the species does warrant listing as an
endangered species in all or a significant portion of its range. The
current conditions as assessed in the SSA report show that the species
occurs in six different populations (river systems) over a majority (67
percent) of the species' historical range. The sickle darter currently
exhibits representation across two of the three historical
physiographic regions, and extant populations remain across the range.
In addition, the best available science does not indicate that climate
change is currently affecting status of the sickle darter. Our analysis
reveals that climate change is a factor that is likely to affect the
status of the sickle darter in the foreseeable future, which is
consistent with our determination of threatened status for the species.
In short, while the primary threats are currently acting on the species
and many of those threats, as well as climate change, are expected to
impact the species' viability in the future, we did not find that the
species is currently in danger of extinction throughout all or a
significant portion of its range.
(4) Comment: Another commenter requested the Service provide
additional information regarding the impact of climate change on the
sickle darter and the expected time those impacts will be experienced
by the species.
Our Response: In the SSA report, we describe the expected impacts
of climate change on the sickle darter (Service 2020a, pp. 27-28).
Briefly, increases in water temperatures and higher flows during the
spawning period and an increase in the frequency, duration, and
intensity of droughts are expected to negatively affect the resiliency
and viability of the sickle darter, although the best available science
does not provide insight regarding the extent and timing of those
effects. We based our analysis of future condition on projections from
available models for urbanization, land use, and climate change,
threats that are projected to affect the viability of the species (see
85 FR 71859, November 12, 2020, at pp. 71866-71867). For the SSA, we
developed three plausible future scenarios that included varying levels
of climate change impacts. Based on these projections, we determined
the species will be impacted by the effects of climate change within
the next 50 years.
(5) Comment: We received several comments stating that the proposed
4(d) rule's language referring to ``highest-standard best management
practices'' was too vague or confusing. The commenters recommended
removing the phrase ``highest-standard best management practices'' from
the exception for incidental take associated with certain activities.
They suggested replacing it with language referring to existing State
BMPs that are based on the best available scientific and commercial
information where species occur in similar habitats and have similar
life-history and are affected by similar threats.
Our Response: In the proposed rule, rather than specifying a
particular set of best management practices currently in existence, we
used ``highest-standard best management practices'' to refer to the
most stringent ones available at the time of project implementation.
Our intent was for this language to encompass changes made to BMPs as
new information became available.
We carefully considered the issues raised by the commenters and
addressed them by revising the 4(d) rule to specify the habitat
management goals necessary to provide for the breeding, feeding, and
sheltering needs of the sickle darter, rather than prescribing a
particular management practice (e.g., specified streamside management
zone widths, logging road grade, timing of water bar installation,
etc.) with which to achieve necessary habitat protection. In doing so,
we revised the phrase ``highest-standard best management practices'' in
the 4(d) rule (see III. Final Rule Issued Under Section 4(d) of the Act
for the Sickle Darter, below, for more information). To clarify the
terminology, we removed the term ``highest-standard'' from 4(d) rule
and now refer to these practices (the most stringent ones currently
available) as ``State-approved'' best management practices, which we
intend to encompass changes made to BMPs as new information becomes
available and informs those practices. We also added language to the
exception to specify the factors that the BMPs must address for those
BMPs to qualify under this exception. Accordingly, while the language
of the exception has changed, our intent in the scope of this exception
has not.
(6) Comment: Several commenters highlighted language in published
proposed and final listing, 4(d), and critical habitat rules for other
aquatic species that describe the BMPs the Service has referred to in
those rules. They asked us to consider incorporating similar
standardized language in the 4(d) rule for the sickle darter and other
species as appropriate. The commenters suggested the Service use
similar language for species with comparable needs when existing State-
approved forestry BMPs are sufficient for protection of a species
(i.e., these BMPs appear as an exception to the incidental take
prohibition) in a 4(d) rule. They indicated this language should apply
to the 4(d) rule for sickle darter.
Our Response: A 4(d) rule for a threatened species is intended to
establish species-specific regulations to provide for the conservation
of the species. Where appropriate, they may also incentivize beneficial
actions for the species and reduce the regulatory burden on forms of
take that are compatible with the conservation of the species. The
species-specific nature of 4(d) rules indicates that they do not set an
example, template, or precedent for other species; however, it may be
practical to consider how 4(d) rules are implemented for species that
may be similar or have overlapping geographic ranges and habitat needs.
Our regulations at 50 CFR 17.31(c) state that the species-specific 4(d)
rule will contain all the applicable prohibitions and exceptions for
the protection of the species.
Standardizing language across 4(d) rules, when appropriate, can be
helpful for public understanding and implementation. We have revised
the language pertaining to silvicultural and forest management BMPs in
the 4(d) rule for the sickle darter to be consistent with other 4(d)
rules published in the Federal Register that include the same
provisions (see Provisions of the 4(d) Rule, below) for species with
similar life-history requirements, habitat requirements, and threats.
However, 4(d) rules are species-specific, and language applicable to
one species may not be applicable to another, so standardized language
can only be applied when it is appropriate to a given species. Several
of the comments referenced language in listing, 4(d), and critical
habitat rules for other aquatic species that have life-history
characteristics requirements, threats, and habitat condition needs that
differ from those of the sickle darter. Due to these differences, we
have carefully reviewed the language the commenters describe, and have
developed the species-specific 4(d) rule for the sickle darter based on
what is necessary and advisable to provide for the conservation this
particular species.
Additionally, the species-specific nature of 4(d) rules is
inherently resistant to standardization, because the Service must
consider the needs of the species being listed as threatened and
[[Page 67388]]
issue regulations deemed necessary and advisable to provide for the
conservation of that species. The 4(d) rule for the sickle darter does
not prescribe management restrictions; rather, it outlines prohibitions
(e.g., take) to ensure the species and its habitat are not adversely
affected, and exceptions to those prohibitions for incidental take
resulting from activities that are not expected to adversely affect the
species and that may provide conservation benefits. The 4(d) rule's
exceptions provide specific information on the conditions required for
actions excepted from incidental take; they do not prohibit other forms
of silvicultural or forestry management activities. Those activities
not falling within the stated exceptions simply would require
consultation with the Service under section 7, or a conservation
agreement under section 10, of the Act. The 4(d) rule's exceptions,
including the conditions necessary to meet those exceptions, are
intended to provide some relief from regulatory burden, while avoiding
adverse impacts to the species and adverse modification of the species'
habitat.
(7) Comment: Four commenters stated that State BMPs are sufficient
for the protection of the sickle darter year-round because BMP
implementation rates are high for silviculture and forestry management
activities in North Carolina, Tennessee, and Virginia. Some commenters
also stated their views that assessments of water quality using aquatic
insects (benthic macroinvertebrates) as indicators confirm that BMPs
are protective of water quality and habitat for aquatic species;
therefore, BMPs are sufficient for protecting the sickle darter as
well. The commenters requested we provide an exception for incidental
take for all State-approved BMPs and asked that we do not exclude from
that exception forestry practices during the spawning period that
adhere to the BMPs from this exception in the 4(d) rule.
Response: As discussed above under Summary of Biological Status and
Threats, sediment is one of the most frequently cited water quality
concerns and is one of the top causes of river and stream impairment in
the United States. Sedimentation is one of the primary stressors to the
sickle darter and one of the primary stressors of streams in the upper
Tennessee River drainage (Service 2020a, chapter 3). However, we agree
with commenters that when used and properly implemented, BMPs can offer
a substantial improvement to water quality through reduced
sedimentation, siltation, runoff, and erosion compared to forestry
operations where BMPs are not properly implemented. We recognize that
silvicultural operations and forestry activities are widely implemented
in accordance with State-approved BMPs (as reviewed by Cristan et al.
2018, entire), and the adherence to these BMPs broadly protects water
quality, particularly related to sedimentation (as reviewed by Cristan
et al. 2016; Warrington et al. 2017, entire; and Schilling et al. 2021,
entire). While we note that forest management is not completely risk-
free for wildlife or water quality, we understand that the development
and refinement of BMPs have resulted in substantial improvements to
forestry's impacts on water quality in recent decades and have created
a culture of water stewardship in the forest landowner community,
making this stakeholder group an important ally in the conservation of
imperiled species. In consideration of the comments received, we
determined that the reduced risks to water quality resulting from
adherence to State-approved BMPs justify the Service's inclusion of an
exception for incidental take associated with these forestry BMPs in
the 4(d) rule for the sickle darter.
Much of the literature shared by commenters on the effectiveness of
BMPs for protecting aquatic species and their habitats relies on
aquatic macroinvertebrate assessments, mostly of aquatic insects. While
aquatic insects are a commonly used in rapid field assessments for
monitoring