Data Protection Review Court, 62303-62308 [2022-22234]
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62303
Rules and Regulations
Federal Register
Vol. 87, No. 198
Friday, October 14, 2022
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
DEPARTMENT OF COMMERCE
Census Bureau
15 CFR Part 30
[Docket Number: 220928–0202]
RIN 0607–XC066
Foreign Trade Regulations (FTR):
Cancellation of the Advanced Export
Information (AEI) Pilot Program
Census Bureau, Department of
Commerce.
ACTION: Announcement for the
cancellation of the Advanced Export
Information (AEI) pilot program.
AGENCY:
In a Solicitation of Pilot
Program Participants in the Federal
Register on January 31, 2014, the
Census Bureau announced the
implementation of the Advanced Export
Information (AEI) pilot program to
evaluate a new filing option in the
Automated Export System and solicited
AEI pilot program participants. The AEI
pilot program filing option allowed
participating exporters to submit a
limited set of Electronic Export
Information (EEI) in accordance with
existing filing deadlines, followed by
the full set of data elements submitted
within five calendar days of the date of
export. This notification announces that
the Census Bureau, in cooperation with
the U.S. Customs and Border Protection
(CBP), has decided to cancel the AEI
pilot program. This decision to
eliminate the AEI pilot program as an
AES filing option was made because the
Census Bureau was unable to conduct
sufficient analysis and evaluation of the
pilot program due to a lack of adequate
participation.
DATES: The Census Bureau cancels the
Advanced Export Information (AEI)
pilot program that was announced in a
Solicitation of Pilot Program
Participants published at 79 FR 5330 on
January 31, 2014, effective December 13,
2022. On and after December 13, 2022,
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SUMMARY:
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the remaining pilot program
participants shall no longer report EEI
through the AEI pilot program and
instead shall report EEI to the
Automated Export System in
accordance with the Foreign Trade
Regulations at 15 CFR 30.4.
FOR FURTHER INFORMATION CONTACT:
Kiesha Downs, Chief, Trade Regulations
Branch, Foreign Trade Division, U.S.
Census Bureau, Washington, DC 20233–
6010, by phone (301) 763–7079, or by
email kiesha.downs@census.gov.
SUPPLEMENTARY INFORMATION:
Background
The Census Bureau is responsible for
collecting, compiling, and publishing
trade statistics for the United States
under the provisions of Title 13, United
States Code (U.S.C.), Chapter 9, Section
301. The Automated Export System
(AES) is the primary instrument used
for collecting export trade data. The
Census Bureau collects Electronic
Export Information (EEI) through the
AES, the electronic equivalent of the
Shipper’s Export Declaration (SED). The
EEI is reported pursuant to the Foreign
Trade Regulations, title 15, Code of
Federal Regulations (CFR), part 30. The
EEI consists of the data elements set
forth in 15 CFR 30.6 for an export
shipment and includes information
such as the exporter’s identifying
information and detailed information
concerning the exported product. Other
agencies use the EEI for the purpose of
enforcing U.S. export laws and
regulations. Prior to the implementation
of the Advanced Export Information
(AEI) pilot program, the Foreign Trade
Regulations allowed two filing options:
predeparture filing and postdeparture
filing. The AEI pilot program was
introduced as a voluntary program in
which selected exporters agreed to
submit a limited set of EEI in
accordance with existing filing
deadlines, followed by the full set of
data elements submitted within five
calendar days of the date of export.
The notification to announce
implementation of the AEI pilot
program and to solicit pilot program
participants, which was published in
the Federal Register on January 31,
2014 (79 FR 5330), attracted only seven
pilot program participants. As of July 1,
2022, the number of pilot participants
dropped to two. Due to low
participation, the Census Bureau was
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unable to conduct sufficient analysis
and evaluation of the pilot program.
Therefore, the Census Bureau, in
cooperation with the U.S. Customs and
Border Protection (CBP), has decided to
cancel the AEI pilot program, thus
eliminating it as an AES filing option.
Thus, on and after the effective date of
the cancellation of the AEI pilot
program, the two remaining pilot
program participants shall no longer
report EEI through the AEI pilot
program, and instead shall report EEI to
the AES in accordance with the
predeparture and postdeparture filing
options as described in the Foreign
Trade Regulations, 15 CFR 30.4.
Robert L. Santos, Director, Census
Bureau, approved the publication of this
notification in the Federal Register.
Dated: September 30, 2022.
Shannon Wink,
Program Analyst, Policy Coordination Office,
U.S. Census Bureau.
[FR Doc. 2022–21748 Filed 10–13–22; 8:45 am]
BILLING CODE 3510–07–P
DEPARTMENT OF JUSTICE
Office of the Attorney General
28 CFR Part 201
[Docket No. NSD 103; Attorney General
Order No. 5517–2022]
RIN 1105–AB68
Data Protection Review Court
Department of Justice.
Final rule.
AGENCY:
ACTION:
As authorized and directed by
the Executive order of October 7, 2022,
‘‘Enhancing Safeguards for United
States Signals Intelligence Activities,’’
this rule amends Department of Justice
regulations to establish within the
Department a Data Protection Review
Court (‘‘DPRC’’). The DPRC will review
determinations made by the Civil
Liberties Protection Officer of the Office
of the Director of National Intelligence
(‘‘ODNI CLPO’’) in response to
qualifying complaints that allege certain
violations of United States law in the
conduct of United States signals
intelligence activities. Applications for
review by the DPRC must be filed by
individuals through the appropriate
public authority in a designated foreign
SUMMARY:
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country or regional economic
integration organization. To facilitate
their independent and impartial review,
DPRC judges will not be subject to the
day-to-day supervision of the Attorney
General and will be subject to removal
protections. DPRC decisions, including
the direction of appropriate remedial
measures to be undertaken by United
States intelligence agencies, will be final
and binding. Individual complainants
will not be informed whether they were
subject to signals intelligence activities,
but instead will receive a standardized
notice that states that the DPRC’s review
has been completed and either did not
identify any covered violations or the
DPRC issued a determination requiring
any appropriate remediation.
DATES: This rule is effective October 14,
2022.
FOR FURTHER INFORMATION CONTACT: J.
Bradford Wiegmann, Deputy Assistant
Attorney General, National Security
Division, United States Department of
Justice, Washington, DC 20530;
telephone: (202) 514–1057.
SUPPLEMENTARY INFORMATION:
As a second level, the complainant or an
element of the Intelligence Community
may seek review by the DPRC of the
ODNI CLPO’s determinations.
The DPRC will be established within
the Department of Justice
(‘‘Department’’), consisting of
individuals chosen from outside the
United States Government, to provide
independent and impartial review of
applications for review. Exercising the
Attorney General’s authority under 28
U.S.C. 511 and 512 to provide his
advice and opinion on questions of law
and the authority delegated to the
Attorney General under the Executive
order of October 7, 2022, as delegated to
the DPRC in this rule by the Attorney
General pursuant to 28 U.S.C. 510, the
DPRC will review whether the ODNI
CLPO’s determination regarding the
occurrence of a covered violation was
legally correct and supported by
substantial evidence and whether, in the
event of a covered violation, the ODNI
CLPO’s determination as to the
appropriate remediation was consistent
with the Executive order of October 7,
2022.
I. Background
Section 3 of the Executive order of
October 7, 2022 authorizes and directs
the Attorney General to issue
regulations to establish a Data
Protection Review Court as the second
level of a two-level redress mechanism.
The redress mechanism will provide for
the review of qualifying complaints by
individuals, filed through appropriate
public authorities in designated foreign
countries or regional economic
integration organizations, alleging
certain violations of United States law
concerning United States signals
intelligence activities. The Executive
order of October 7, 2022 implements
commitments made by the United States
as part of the U.S.-EU Data Privacy
Framework announced in March 2022
to foster trans-Atlantic data flows. The
Framework was developed in response
to a 2020 ruling by the Court of Justice
of the European Union that invalidated
the European Commission’s ‘‘adequacy
decision’’ for the United States, which
was part of the then-existing U.S.-EU
Privacy Shield Framework.
The new redress mechanism
established by the Executive order of
October 7, 2022 will have two levels.
The first level is the investigation,
review, and determination by the Civil
Liberties Protection Officer of the Office
of the Director of National Intelligence
(‘‘ODNI CLPO’’) of whether a covered
violation occurred and, where
necessary, the appropriate remediation
in response to a qualifying complaint.
II. Discussion of Rule
This rule establishes within the
Department a DPRC. The DPRC will
review, upon an application for review,
the ODNI CLPO’s determinations made
in response to a qualifying complaint,
transmitted through the appropriate
public authority in a designated foreign
country or regional economic
integration organization, from an
individual who alleged a covered
violation of United States law in the
conduct of United States signals
intelligence activities that adversely
affected the complainant’s individual
privacy and civil liberties interests.
The DPRC will consist of six or more
judges appointed by the Attorney
General from outside the United States
Government. To facilitate their
independent and impartial review of the
applications for review, the judges will
not be subject to the day-to-day
supervision of the Attorney General and
may not be removed or subjected to
other adverse action arising from their
service on the DPRC, except for
instances of misconduct, malfeasance,
breach of security, neglect of duty, or
incapacity. The DPRC panels will have
access to the classified national security
information they need to conduct their
reviews and make decisions. In
accordance with section 3(d)(ii) and (iv)
of the Executive order of October 7,
2022, those decisions, including the
direction of appropriate remedial
measures, will be final and binding with
respect to the application for review.
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Applications for review may be filed
by an individual complainant after
receiving notification that the ODNI
CLPO has completed its review or by an
element of the Intelligence Community.
Applications for review by
complainants must be filed through the
appropriate public authority in a
‘‘qualifying state,’’ which is defined
under the rule as a country or regional
economic integration organization
designated as a qualifying state by the
Attorney General under section 3(f) of
the Executive order of October 7, 2022.
Each application will be reviewed by
a three-judge panel of the DPRC
convened by the Department’s Office of
Privacy and Civil Liberties (‘‘OPCL’’).
Once convened, the presiding judge on
the DPRC panel will select a Special
Advocate who, in accordance with
section 3(d)(i)(C) of the Executive order
of October 7, 2022, will assist the panel
by advocating regarding the
complainant’s interest in the matter and
by ensuring that the panel is well
informed regarding the issues and the
law. The Special Advocate will not be
the agent of or have an attorney-client
relationship with the complainant and,
in the interest of national security, will
be subject to restrictions on
communications with the complainant
and the complainant’s counsel to ensure
that classified or otherwise privileged or
protected information, including
whether or not the complainant was
subject to United States signals
intelligence activities, is not disclosed.
Each DPRC panel will review the
application before it to determine
whether the ODNI CLPO’s
determination regarding whether a
covered violation occurred was legally
correct under the applicable law and
supported by substantial evidence and
whether any appropriate remediation
was consistent with the Executive order
of October 7, 2022. If the DPRC panel
decides that the CLPO’s determination
does not meet these requirements, the
panel will issue its own determination,
including any appropriate remediation.
In conducting this review, the panel
will interpret the Executive order of
October 7, 2022 exclusively according to
United States law and legal traditions
and, more generally, will be guided by
decisions of the United States Supreme
Court in the same way as a court
established under Article III of the
United States Constitution, including
decisions on the appropriate deference
to be provided relevant determinations
of national security officials.
The panel will conduct its review
based on the record of the ODNI CLPO’s
review, supplemented by any
information or submissions from the
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complainant, the Special Advocate, or
an element of the Intelligence
Community. The DPRC panel may also
request that the ODNI CLPO supplement
the record in response to specific
questions from the panel. The DPRC
panel’s decision will be by majority
vote, and the panel will issue a written
decision setting out its determinations
and the specification of any appropriate
remediation.
The individual complainant will not
be informed whether they were subject
to signals intelligence activities. Instead,
the individual will receive a
standardized notice that states that the
DPRC’s review has been completed,
namely that ‘‘the review either did not
identify any covered violations or the
Data Protection Review Court issued
determinations requiring appropriate
remediation,’’ and that the notification
constitutes final agency action.
OPCL will provide administrative
support to the DPRC and the Special
Advocates.
III. Regulatory Certifications
A. Administrative Procedure Act
This rule involves the foreign affairs
function of the United States, relates to
a matter of agency management or
personnel, and involves a matter
relating to agency organization,
procedure, or practice. As such, this
rule is exempt from the usual
requirements of prior notice and
comment and a 30-day delay in the
effective date. See 5 U.S.C. 553(a)(1),
(a)(2), (b), and (d).
B. Regulatory Flexibility Act
An analysis under the Regulatory
Flexibility Act was not required for this
rule because the Department was not
required to publish a general notice of
proposed rulemaking for this matter.
See 5 U.S.C. 601(2), 604(a).
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C. Unfunded Mandates Reform Act of
1995
This rule will not result in the
expenditure by State, local, and tribal
governments, in the aggregate, or by the
private sector, of $100 million or more
in any one year (adjusted for inflation),
and it will not significantly or uniquely
affect small governments. Therefore, no
actions are necessary under the
provisions of the Unfunded Mandates
Reform Act of 1995, 2 U.S.C 1501 et seq.
D. Congressional Review Act
This rule is not a major rule as
defined by the Congressional Review
Act, 5 U.S.C. 804(2). Further, because it
relates to agency management or
personnel, it is not a ‘‘rule’’ as that term
is used in the Congressional Review
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Act, 5 U.S.C. 804(3)(b), and,
accordingly, the reporting requirements
of 5 U.S.C. 801 do not apply.
E. Paperwork Reduction Act of 1995
This rule does not impose any new
reporting or recordkeeping requirements
under the Paperwork Reduction Act of
1995, 44 U.S.C. 3501 et seq.
201.8 Special Advocates.
201.9 Consideration of applications and
decisions.
201.10 Guiding principles of law.
201.11 Information security and classified
national security information.
201.12 Disclaimer.
Authority: 5 U.S.C. 301; 28 U.S.C. 509,
510–512; Executive order of October 7, 2022.
F. Executive Orders 12866 and 13563—
Regulatory Review
Because the rule involves the foreign
affairs function of the United States, it
is not a ‘‘regulation or rule’’ under
section 3(d) of Executive Order 12866,
‘‘Regulatory Planning and Review,’’ and
the requirements of that order and
Executive Order 13563, ‘‘Improving
Regulation and Regulatory Review,’’
accordingly, do not apply. Nevertheless,
this rule has been drafted and reviewed
in accordance with section 1(b) of
Executive Order 12866 and section 1(b)
of Executive Order 13563.
§ 201.1
G. Executive Order 13132—Federalism
This rule will not have substantial
direct effects on the States, on the
relationship between the National
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, in
accordance with section 6 of Executive
Order 13132, ‘‘Federalism,’’ the
Department has determined that this
rule does not have sufficient federalism
implications to warrant the preparation
of a federalism summary impact
statement.
§ 201.2
H. Executive Order 12988—Civil Justice
Reform
This rule meets the applicable
standards set forth in sections 3(a) and
3(b)(2) of Executive Order 12988, ‘‘Civil
Justice Reform.’’
List of Subjects in 28 CFR Part 201
Claims, Foreign relations, Privacy,
Signals intelligence.
■ Accordingly, for the reasons set forth
in the preamble, the Department of
Justice adds part 201 to chapter I of title
28 of the Code of Federal Regulations to
read as follows:
PART 201—DATA PROTECTION
REVIEW COURT
Sec.
201.1 Purpose.
201.2 Definitions.
201.3 Appointment of judges and rules of
procedure.
201.4 Appointment of Special Advocates.
201.5 Administrative support for the DPRC.
201.6 Applications for review.
201.7 Convening of panels, conduct of
judges, and independence of the DPRC.
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Purpose.
This part establishes an independent
and impartial Data Protection Review
Court (DPRC) to consider, in classified
proceedings, applications for review of
determinations made by the Civil
Liberties Protection Officer of the Office
of the Director of National Intelligence
(ODNI CLPO) in response to qualifying
complaints submitted through the
redress mechanism established pursuant
to section 3 of the Executive order of
October 7, 2022, ‘‘Enhancing Safeguards
for United States Signals Intelligence
Activities.’’
Definitions.
The terms ‘‘appropriate remediation,’’
‘‘covered violation,’’ ‘‘element of the
Intelligence Community,’’ ‘‘Intelligence
Community,’’ ‘‘national security,’’ and
‘‘qualifying complaint’’ shall have the
same meanings as they have in the
Executive order of October 7, 2022. The
term ‘‘qualifying state’’ means a country
or regional economic integration
organization designated as a qualifying
state by the Attorney General pursuant
to section 3(f) of the Executive order of
October 7, 2022.
§ 201.3 Appointment of judges and rules
of procedure.
(a) The Attorney General shall, in
consultation with the Secretary of
Commerce, the Director of National
Intelligence, and the Privacy and Civil
Liberties Oversight Board (PCLOB),
appoint not fewer than six individuals
to serve as judges on the DPRC for fouryear renewable terms, choosing
individuals who at the time of their
initial appointment have not been
employees of the executive branch in
the previous two years.
(b) The Attorney General’s
appointments shall be informed by the
criteria used by the executive branch in
assessing candidates for the Federal
judiciary, giving weight to any prior
judicial experience, and shall be of
individuals with appropriate experience
in the fields of data privacy and national
security law. The Attorney General shall
endeavor to ensure that at least half of
the judges at any given time have prior
judicial experience, and all persons
appointed as judges shall be active
members in good standing of the bar of
a State, Commonwealth, Territory, or
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Possession, or of the District of
Columbia and shall be duly licensed to
practice law.
(c) During their term of appointment
as judges on the DPRC, such judges
shall not have any official duties or
employment within the United States
Government other than their official
duties and employment as judges on the
DPRC.
(d) The DPRC shall review and adopt
by majority vote rules of procedure
consistent with the Executive order of
October 7, 2022 and this part, which
thereafter shall be made publicly
available and applied by each DPRC
panel convened under § 201.7(a). The
rules of procedure may thereafter be
amended at such times and in such
ways as a majority of the judges may
deem necessary and appropriate to
accomplish the work of the DPRC. A
quorum of six judges shall be required
for the initial adoption of and any
amendments to the rules of procedure.
CLPO and receiving from the ODNI
CLPO its record of review;
(4) Receiving and maintaining the
confidentiality of any written
information that a complainant filing an
application for review wishes to provide
to the DPRC and of any responses the
complainant or their counsel provides
to questions from the Special Advocate;
(5) Coordinating with the ODNI CLPO
as needed on matters arising from an
application for review;
(6) Securely maintaining records
pursuant to applicable law;
(7) Making publicly available
information about the DPRC, including
the names of the judges and Special
Advocates, the rules of procedure, and
the process for filing an application for
review, and such other information as
the DPRC in its discretion deems
appropriate for its function; and
(8) Providing other administrative
support to the DPRC, its panels and
judges, and the Special Advocates.
§ 201.4
§ 201.6
Appointment of Special Advocates.
(a) The Attorney General shall, in
consultation with the Secretary of
Commerce, the Director of National
Intelligence, and the PCLOB, appoint no
fewer than two individuals to serve as
Special Advocates for two-year
renewable terms, choosing individuals
who at the time of their initial
appointment have not been employees
of the executive branch in the previous
two years.
(b) All persons appointed as Special
Advocates shall have appropriate
experience in the fields of data privacy
and national security law, shall be
experienced attorneys and active
members in good standing of the bar of
a State, Commonwealth, Territory, or
Possession, or of the District of
Columbia, and shall be duly licensed to
practice law.
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§ 201.5
DPRC.
Administrative support for the
(a) The Office of Privacy and Civil
Liberties of the Department of Justice
(OPCL) shall be responsible for
providing administrative support to the
DPRC and the Special Advocates.
(b) The administrative support
provided by OPCL shall include the
following functions:
(1) Facilitating the Attorney General’s
consultations with other officials
regarding the appointment of judges and
Special Advocates;
(2) Drafting in consultation with
relevant agencies rules of procedure
and, when requested by the DPRC, any
amendments thereto for consideration
by the DPRC;
(3) Receiving applications for review
of determinations made by the ODNI
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Applications for review.
(a) A complainant may apply for
review by the DPRC of a determination
made by the ODNI CLPO in response to
a qualifying complaint submitted by the
complainant by filing an application for
review with the appropriate public
authority in a qualifying state, for
forwarding to OPCL, no later than sixty
(60) days after the date, as reported to
OPCL by the appropriate public
authority in a qualifying state, on which
the complainant receives notification
that the ODNI CLPO has completed its
review.
(b) The complainant shall submit with
the application for review, through the
appropriate authority in a qualifying
state, any information, including
argument on questions of law or the
application of law to the facts, that the
complainant wishes to provide to the
DPRC. The complainant may be
represented by counsel in submitting
this information. OPCL shall maintain
the confidentiality of such information.
(c) An element of the Intelligence
Community may apply for review by the
DPRC of a determination made by the
ODNI CLPO by filing an application for
review with OPCL no later than sixty
(60) days after the date on which the
element of the Intelligence Community
receives notification from the ODNI
CPLO that the ODNI CLPO has
completed its review of the qualifying
complaint. An application for review
filed by an element of the Intelligence
Community may include any
information that the element of the
Intelligence Community wishes to
provide to the DPRC, including
argument on questions of law or the
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application of law to the facts. To
prevent the disclosure of classified or
otherwise privileged or protected
information, the DPRC, Special
Advocates, and OPCL shall not provide
to the complainant any information
relating to the existence, review, or
outcome of any application for review
filed by an element of the Intelligence
Community.
§ 201.7 Convening of panels, conduct of
judges, and independence of the DPRC.
(a) Upon receipt of an application for
review, OPCL shall convene a panel of
the DPRC by selecting three judges on
a rotating basis, while ensuring if
possible that at least one of the judges
selected has prior judicial experience.
(b) The three judges on a DPRC panel
shall select a presiding judge by
unanimous agreement. If agreement is
not reached within five (5) days of the
convening of the DPRC panel, the
presiding judge shall be the judge who
was selected first by OPCL who has
prior judicial experience; if no judge on
the DPRC panel has such experience,
the presiding judge shall be the judge
selected first by OPCL.
(c) Judges on a DPRC panel shall
conduct themselves in accordance with
the Code of Conduct for United States
Judges, except that a judge may
participate in extrajudicial activities,
including business activities, financial
activities, non-profit fundraising
activities, fiduciary activities, and the
practice of law, where such extrajudicial
activities do not interfere with the
impartial performance of the judge’s
duties or the effectiveness or
independence of the DPRC.
(d) A DPRC panel and its judges shall
not be subject to the day-to-day
supervision of the Attorney General.
The Attorney General shall not remove
a judge from a DPRC panel, remove a
judge from the DPRC prior to the end of
the judge’s term of appointment under
§ 201.3(a), or take any other adverse
action against a judge arising from
service on the DPRC, except for
instances of misconduct, malfeasance,
breach of security, neglect of duty, or
incapacity, after taking due account of
the standards in the Rules for JudicialConduct and Judicial-Disability
Proceedings promulgated by the Judicial
Conference of the United States
pursuant to the Judicial Conduct and
Disability Act (28 U.S.C. 351 et seq.).
§ 201.8
Special Advocates.
(a) After a DPRC panel is convened
under § 201.7(a), the presiding judge
shall select a Special Advocate to assist
the panel in the consideration of the
application for review.
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(b) The Special Advocate shall upon
selection receive from OPCL the
application for review and any
information that the complainant
provided under § 201.6(b). The Special
Advocate shall not be the agent of the
complainant, consistent with the rules
of professional responsibility, and there
shall be no attorney-client relationship
between the Special Advocate and the
complainant.
(c) The Special Advocate shall also
have access to the record of the ODNI
CLPO’s review and any information or
submissions provided to the DPRC
panel by an element of the Intelligence
Community.
(d) To prevent the disclosure of
classified or otherwise privileged or
protected information, the Special
Advocate shall adhere to the following
rules on communications with the
complainant or the complainant’s
counsel:
(1) If the complainant did not file an
application for review, the Special
Advocate shall not communicate with
the complainant or the complainant’s
counsel.
(2) If the complainant did file an
application for review, the Special
Advocate may at any stage submit to
OPCL written questions for the
complainant or the complainant’s
counsel. OPCL shall, in consultation
with relevant elements of the
Intelligence Community, review any
such questions to ensure they do not
disclose any classified or otherwise
privileged or protected information and,
subject to that limitation, shall convey
the questions through the appropriate
public authority in a qualifying state to
the complainant or the complainant’s
counsel, with an invitation to provide
written responses to the Special
Advocate through the appropriate
public authority in a qualifying state.
(e) The Special Advocate shall assist
the DPRC panel in its consideration of
the application for review, including by
advocating regarding the complainant’s
interest in the matter and by ensuring
that the DPRC panel is well informed of
the issues and the law with respect to
the matter. Where the complainant has
filed an application for review, the
submissions of the Special Advocate to
the DPRC shall include the
complainant’s application for review
and the information and responses to
questions submitted to the Special
Advocate by the complainant.
(f) Affected elements of the
Intelligence Community shall be
provided an opportunity to respond to
submissions made by the Special
Advocate.
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§ 201.9 Consideration of applications and
decisions.
(a) A DPRC panel shall consider an
application for review in a manner that
is timely, impartial, and consistent with
the Executive order of October 7, 2022
and this part in order to determine
whether a covered violation occurred
and, if so, to determine any appropriate
remediation.
(b) A DPRC panel shall conduct its
review based on the record of the ODNI
CLPO’s review and any information or
submissions provided by the
complainant, the Special Advocate, or
an element of the Intelligence
Community. A DPRC panel may request
that the ODNI CLPO supplement the
record with specific explanatory or
clarifying information and that the
ODNI CLPO make additional factual
findings where necessary to enable the
DPRC panel to conduct its review.
(c) If the DPRC panel finds no
evidence in the record indicating that
signals intelligence activities occurred
involving personal information of or
about the complainant, the DPRC panel
shall render a decision to that effect.
(d) In all other cases, the DPRC panel
shall determine:
(1) Whether, under the applicable law
as set forth in the definition of a covered
violation in the Executive order of
October 7, 2022, the ODNI CLPO’s
determination whether a covered
violation occurred was legally correct
and supported by substantial evidence;
and
(2) Whether, in the event of a covered
violation, the ODNI CLPO’s
determination as to the appropriate
remediation was consistent with the
Executive order of October 7, 2022.
(e) If a DPRC panel decides that a
determination by the ODNI CLPO does
not meet the standard set out in
paragraph (d) of this section, the DPRC
panel shall issue its own determination.
(f) Prior to determining an appropriate
remediation under paragraph (e) of this
section, a DPRC panel shall seek
through the ODNI CLPO the views of
affected elements of the Intelligence
Community regarding the appropriate
remediation, including an assessment of
impacts on the operations of the
Intelligence Community and the
national security of the United States.
The panel shall take due account of
these views as well as customary ways
of addressing a violation of the type
identified.
(g) A DPRC panel shall make its
decision by majority vote. Each DPRC
panel shall issue a written decision
setting out its determinations and the
specification of any appropriate
remediation. The decision of each DPRC
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62307
panel shall be final and binding with
respect to the application for review
before it and shall be controlling only as
to that application for review.
(h) After the issuance of a written
decision under paragraph (g) of this
section, OPCL shall forward the
decision to the ODNI CLPO. If the
complainant submitted an application
for review in the case, OPCL shall notify
the complainant through the
appropriate public authority in a
qualifying state, without confirming or
denying whether the complainant was
subject to signals intelligence activities,
that:
(1) The DPRC completed its review;
(2) The review either did not identify
any covered violations or the Data
Protection Review Court issued a
determination requiring appropriate
remediation; and
(3) The notification to the
complainant constitutes the final agency
action in the matter.
(i) A DPRC panel shall provide a
classified report on information
indicating a violation of any authority
subject to the oversight of the Foreign
Intelligence Surveillance Court to the
Assistant Attorney General for National
Security, who shall report violations to
the Foreign Intelligence Surveillance
Court in accordance with its rules of
procedure.
(j) For each application for review,
OPCL shall maintain a record of the
information reviewed by the DPRC
panel and the decision of the DPRC
panel, which records shall be made
available for consideration as nonbinding precedent to future DPRC
panels considering applications for
review.
§ 201.10
Guiding principles of law.
(a) The Executive order of October 7,
2022 and its terms shall be interpreted
by the DPRC exclusively in light of
United States law and the United States
legal tradition, and not any other source
of law.
(b) In a DPRC panel’s review of an
application under § 201.9, the DPRC
panel shall be guided by relevant
decisions of the United States Supreme
Court in the same way as are courts
established under Article III of the
United States Constitution, including
those decisions regarding appropriate
deference to relevant determinations of
national security officials.
§ 201.11 Information security and
classified national security information.
(a) All proceedings before and other
activities of the DPRC and all activities
of the Special Advocates shall be
governed by Executive Order 13526 of
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December 29, 2009, ‘‘Classified National
Security Information,’’ or any successor
order, and this part.
(b) Judges may serve on a DPRC panel
convened under § 201.7(a), and Special
Advocates may be selected to assist a
DPRC panel under § 201.8(a), only if
they hold the requisite security
clearances to access classified national
security information. The DPRC and
Special Advocates shall have no
authority to declassify or grant any
person access to any classified or
otherwise privileged or protected
information, including the information
reviewed in or information about the
existence or outcome of any proceedings
before the DPRC or any information that
would tend to reveal whether a
complainant was subject to signals
intelligence activities.
(c) The Department of Justice Security
Officer shall be responsible for
establishing security procedures for
proceedings before and other activities
of the DPRC and the Special Advocate,
and for amending those procedures as
necessary.
§ 201.12
Disclaimer.
This part governs the ability to obtain
review of the ODNI CLPO’s
determinations by the DPRC in
accordance with the redress mechanism
established in section 3 of the Executive
order of October 7, 2022. This part is not
intended to, and does not, create any
other entitlement, right, or benefit,
substantive or procedural, enforceable at
law or in equity by any party against the
United States, its departments, agencies,
or entities, its officers, employees, or
agents, or any other person. This part is
not intended to, and does not, modify
the availability or scope of any judicial
review of the decisions rendered
through the redress mechanism, which
is governed by existing law.
Dated: October 7, 2022.
Merrick B. Garland,
Attorney General.
[FR Doc. 2022–22234 Filed 10–13–22; 8:45 am]
Coast Guard
33 CFR Part 100
[Docket Number USCG–2022–0795]
RIN 1625–AA08
Special Local Regulation; Eureka
Concert Spectator Area, Eureka
Channel, Eureka, CA
Coast Guard, Department of
Homeland Security (DHS).
ACTION: Temporary final rule.
AGENCY:
The Coast Guard is
establishing a temporary local
regulation for the navigable waters of
Eureka Channel, in the vicinity of
Woodley Island, in support of an
onshore concert with spectator vessels.
This special local regulation is
necessary to protect the safety of life on
these navigable waters and to ensure the
safety of mariners transiting the area
from the dangers associated with the
large gathering of on water concert
spectators. This special local regulation
will temporarily establish the spectator
area and safe access lane to be used for
transit and emergency response access.
This regulation is necessary to provide
safety of life on the navigable waters
during the event, which will be held on
October 16, 2022.
DATES: This rule is effective on October
16, 2022 from 11 a.m. until 7 p.m.
ADDRESSES: To view documents
mentioned in this preamble as being
available in the docket, go to https://
www.regulations.gov, type USCG 2022–
0795 in the search box and click
‘‘Search.’’ Next, in the Document Type
column, select ‘‘Supporting & Related
Material.’’
SUMMARY:
If
you have questions on this rule, call or
email LT William Harris, Waterways
Management, U.S. Coast Guard;
telephone (415) 399–7440, email
SFWaterways@uscg.mil.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
I. Table of Abbreviations
BILLING CODE 4410–PF–P
jspears on DSK121TN23PROD with RULES
DEPARTMENT OF HOMELAND
SECURITY
CFR Code of Federal Regulations
DHS Department of Homeland Security
FR Federal Register
NPRM Notice of proposed rulemaking
§ Section
U.S.C. United States Code
II. Background Information and
Regulatory History
The Coast Guard is issuing this
temporary rule without prior notice and
opportunity to comment pursuant to
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16:45 Oct 13, 2022
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authority under section 4(a) of the
Administrative Procedure Act (APA) (5
U.S.C. 553(b)). This provision
authorizes an agency to issue a rule
without prior notice and opportunity to
comment when the agency for good
cause finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Under 5 U.S.C.
553(b)(B), the Coast Guard finds that
good cause exists for not publishing a
notice of proposed rulemaking (NPRM)
because it would be impracticable to do
so. This rule must be effective on
October 16, 2022, so we lack sufficient
time to provide a reasonable comment
period and then consider those
comments before issuing this rule.
Under 5 U.S.C. 553(d)(3), the Coast
Guard finds that good cause exists for
making this rule effective less than 30
days after publication in the Federal
Register. Delaying the effective date of
this rule would be contrary to public
interest because the rule must be
effective on October 16, 2022, to ensure
the safety of the participants and vessels
during the Concert Event.
III. Legal Authority and Need for Rule
The Coast Guard is issuing this rule
under authority in 46 U.S.C. 70041
(previously 33 U.S.C. 1233). The
Captain of the Port Sector San Francisco
(COTP) has determined that potential
hazards associated with a large
gathering of on water concert spectators
on October 16, 2022, will be a safety
concern for anyone within the Eureka
Channel. This rule is needed to protect
personnel, vessels, and the marine
environment in the navigable waters
within the special local regulation while
the event is taking place.
IV. Discussion of the Rule
This rule establishes a special local
regulation from 11 a.m. until 7 p.m. on
October 16, 2022. This special local
regulation involves a designated event
anchorage in the vicinity of Woodley
Island Marine. The event anchorage area
will be established from a point along
the southeastern shore of Woodley
Island at 40°48′34.5″ N, 124°9′19.7″ W;
thence along the Samoa Bridge to
40°48′30.3″ N, 124°9′15.7″; thence along
the shore to 40°48′24.2″ N, 124°9′30.6″
W; thence to 40°48′29.4″ N, 124°9′32.8″
W and thence to the point of beginning.
No vessel may moor or anchor within 50
yards of the southernmost shoreline to
allow access for emergency vessels. This
special local regulation also involves a
no loitering zone to reduce congregating
in Eureka Channel during this concert
event from a point along the
southwestern shore or Woodley Island
at 40°48′28.0″ N, 124°10′0.0″ W; thence
E:\FR\FM\14OCR1.SGM
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Agencies
[Federal Register Volume 87, Number 198 (Friday, October 14, 2022)]
[Rules and Regulations]
[Pages 62303-62308]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-22234]
=======================================================================
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DEPARTMENT OF JUSTICE
Office of the Attorney General
28 CFR Part 201
[Docket No. NSD 103; Attorney General Order No. 5517-2022]
RIN 1105-AB68
Data Protection Review Court
AGENCY: Department of Justice.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: As authorized and directed by the Executive order of October
7, 2022, ``Enhancing Safeguards for United States Signals Intelligence
Activities,'' this rule amends Department of Justice regulations to
establish within the Department a Data Protection Review Court
(``DPRC''). The DPRC will review determinations made by the Civil
Liberties Protection Officer of the Office of the Director of National
Intelligence (``ODNI CLPO'') in response to qualifying complaints that
allege certain violations of United States law in the conduct of United
States signals intelligence activities. Applications for review by the
DPRC must be filed by individuals through the appropriate public
authority in a designated foreign
[[Page 62304]]
country or regional economic integration organization. To facilitate
their independent and impartial review, DPRC judges will not be subject
to the day-to-day supervision of the Attorney General and will be
subject to removal protections. DPRC decisions, including the direction
of appropriate remedial measures to be undertaken by United States
intelligence agencies, will be final and binding. Individual
complainants will not be informed whether they were subject to signals
intelligence activities, but instead will receive a standardized notice
that states that the DPRC's review has been completed and either did
not identify any covered violations or the DPRC issued a determination
requiring any appropriate remediation.
DATES: This rule is effective October 14, 2022.
FOR FURTHER INFORMATION CONTACT: J. Bradford Wiegmann, Deputy Assistant
Attorney General, National Security Division, United States Department
of Justice, Washington, DC 20530; telephone: (202) 514-1057.
SUPPLEMENTARY INFORMATION:
I. Background
Section 3 of the Executive order of October 7, 2022 authorizes and
directs the Attorney General to issue regulations to establish a Data
Protection Review Court as the second level of a two-level redress
mechanism. The redress mechanism will provide for the review of
qualifying complaints by individuals, filed through appropriate public
authorities in designated foreign countries or regional economic
integration organizations, alleging certain violations of United States
law concerning United States signals intelligence activities. The
Executive order of October 7, 2022 implements commitments made by the
United States as part of the U.S.-EU Data Privacy Framework announced
in March 2022 to foster trans-Atlantic data flows. The Framework was
developed in response to a 2020 ruling by the Court of Justice of the
European Union that invalidated the European Commission's ``adequacy
decision'' for the United States, which was part of the then-existing
U.S.-EU Privacy Shield Framework.
The new redress mechanism established by the Executive order of
October 7, 2022 will have two levels. The first level is the
investigation, review, and determination by the Civil Liberties
Protection Officer of the Office of the Director of National
Intelligence (``ODNI CLPO'') of whether a covered violation occurred
and, where necessary, the appropriate remediation in response to a
qualifying complaint. As a second level, the complainant or an element
of the Intelligence Community may seek review by the DPRC of the ODNI
CLPO's determinations.
The DPRC will be established within the Department of Justice
(``Department''), consisting of individuals chosen from outside the
United States Government, to provide independent and impartial review
of applications for review. Exercising the Attorney General's authority
under 28 U.S.C. 511 and 512 to provide his advice and opinion on
questions of law and the authority delegated to the Attorney General
under the Executive order of October 7, 2022, as delegated to the DPRC
in this rule by the Attorney General pursuant to 28 U.S.C. 510, the
DPRC will review whether the ODNI CLPO's determination regarding the
occurrence of a covered violation was legally correct and supported by
substantial evidence and whether, in the event of a covered violation,
the ODNI CLPO's determination as to the appropriate remediation was
consistent with the Executive order of October 7, 2022.
II. Discussion of Rule
This rule establishes within the Department a DPRC. The DPRC will
review, upon an application for review, the ODNI CLPO's determinations
made in response to a qualifying complaint, transmitted through the
appropriate public authority in a designated foreign country or
regional economic integration organization, from an individual who
alleged a covered violation of United States law in the conduct of
United States signals intelligence activities that adversely affected
the complainant's individual privacy and civil liberties interests.
The DPRC will consist of six or more judges appointed by the
Attorney General from outside the United States Government. To
facilitate their independent and impartial review of the applications
for review, the judges will not be subject to the day-to-day
supervision of the Attorney General and may not be removed or subjected
to other adverse action arising from their service on the DPRC, except
for instances of misconduct, malfeasance, breach of security, neglect
of duty, or incapacity. The DPRC panels will have access to the
classified national security information they need to conduct their
reviews and make decisions. In accordance with section 3(d)(ii) and
(iv) of the Executive order of October 7, 2022, those decisions,
including the direction of appropriate remedial measures, will be final
and binding with respect to the application for review.
Applications for review may be filed by an individual complainant
after receiving notification that the ODNI CLPO has completed its
review or by an element of the Intelligence Community. Applications for
review by complainants must be filed through the appropriate public
authority in a ``qualifying state,'' which is defined under the rule as
a country or regional economic integration organization designated as a
qualifying state by the Attorney General under section 3(f) of the
Executive order of October 7, 2022.
Each application will be reviewed by a three-judge panel of the
DPRC convened by the Department's Office of Privacy and Civil Liberties
(``OPCL''). Once convened, the presiding judge on the DPRC panel will
select a Special Advocate who, in accordance with section 3(d)(i)(C) of
the Executive order of October 7, 2022, will assist the panel by
advocating regarding the complainant's interest in the matter and by
ensuring that the panel is well informed regarding the issues and the
law. The Special Advocate will not be the agent of or have an attorney-
client relationship with the complainant and, in the interest of
national security, will be subject to restrictions on communications
with the complainant and the complainant's counsel to ensure that
classified or otherwise privileged or protected information, including
whether or not the complainant was subject to United States signals
intelligence activities, is not disclosed.
Each DPRC panel will review the application before it to determine
whether the ODNI CLPO's determination regarding whether a covered
violation occurred was legally correct under the applicable law and
supported by substantial evidence and whether any appropriate
remediation was consistent with the Executive order of October 7, 2022.
If the DPRC panel decides that the CLPO's determination does not meet
these requirements, the panel will issue its own determination,
including any appropriate remediation. In conducting this review, the
panel will interpret the Executive order of October 7, 2022 exclusively
according to United States law and legal traditions and, more
generally, will be guided by decisions of the United States Supreme
Court in the same way as a court established under Article III of the
United States Constitution, including decisions on the appropriate
deference to be provided relevant determinations of national security
officials.
The panel will conduct its review based on the record of the ODNI
CLPO's review, supplemented by any information or submissions from the
[[Page 62305]]
complainant, the Special Advocate, or an element of the Intelligence
Community. The DPRC panel may also request that the ODNI CLPO
supplement the record in response to specific questions from the panel.
The DPRC panel's decision will be by majority vote, and the panel will
issue a written decision setting out its determinations and the
specification of any appropriate remediation.
The individual complainant will not be informed whether they were
subject to signals intelligence activities. Instead, the individual
will receive a standardized notice that states that the DPRC's review
has been completed, namely that ``the review either did not identify
any covered violations or the Data Protection Review Court issued
determinations requiring appropriate remediation,'' and that the
notification constitutes final agency action.
OPCL will provide administrative support to the DPRC and the
Special Advocates.
III. Regulatory Certifications
A. Administrative Procedure Act
This rule involves the foreign affairs function of the United
States, relates to a matter of agency management or personnel, and
involves a matter relating to agency organization, procedure, or
practice. As such, this rule is exempt from the usual requirements of
prior notice and comment and a 30-day delay in the effective date. See
5 U.S.C. 553(a)(1), (a)(2), (b), and (d).
B. Regulatory Flexibility Act
An analysis under the Regulatory Flexibility Act was not required
for this rule because the Department was not required to publish a
general notice of proposed rulemaking for this matter. See 5 U.S.C.
601(2), 604(a).
C. Unfunded Mandates Reform Act of 1995
This rule will not result in the expenditure by State, local, and
tribal governments, in the aggregate, or by the private sector, of $100
million or more in any one year (adjusted for inflation), and it will
not significantly or uniquely affect small governments. Therefore, no
actions are necessary under the provisions of the Unfunded Mandates
Reform Act of 1995, 2 U.S.C 1501 et seq.
D. Congressional Review Act
This rule is not a major rule as defined by the Congressional
Review Act, 5 U.S.C. 804(2). Further, because it relates to agency
management or personnel, it is not a ``rule'' as that term is used in
the Congressional Review Act, 5 U.S.C. 804(3)(b), and, accordingly, the
reporting requirements of 5 U.S.C. 801 do not apply.
E. Paperwork Reduction Act of 1995
This rule does not impose any new reporting or recordkeeping
requirements under the Paperwork Reduction Act of 1995, 44 U.S.C. 3501
et seq.
F. Executive Orders 12866 and 13563--Regulatory Review
Because the rule involves the foreign affairs function of the
United States, it is not a ``regulation or rule'' under section 3(d) of
Executive Order 12866, ``Regulatory Planning and Review,'' and the
requirements of that order and Executive Order 13563, ``Improving
Regulation and Regulatory Review,'' accordingly, do not apply.
Nevertheless, this rule has been drafted and reviewed in accordance
with section 1(b) of Executive Order 12866 and section 1(b) of
Executive Order 13563.
G. Executive Order 13132--Federalism
This rule will not have substantial direct effects on the States,
on the relationship between the National Government and the States, or
on the distribution of power and responsibilities among the various
levels of government. Therefore, in accordance with section 6 of
Executive Order 13132, ``Federalism,'' the Department has determined
that this rule does not have sufficient federalism implications to
warrant the preparation of a federalism summary impact statement.
H. Executive Order 12988--Civil Justice Reform
This rule meets the applicable standards set forth in sections 3(a)
and 3(b)(2) of Executive Order 12988, ``Civil Justice Reform.''
List of Subjects in 28 CFR Part 201
Claims, Foreign relations, Privacy, Signals intelligence.
0
Accordingly, for the reasons set forth in the preamble, the Department
of Justice adds part 201 to chapter I of title 28 of the Code of
Federal Regulations to read as follows:
PART 201--DATA PROTECTION REVIEW COURT
Sec.
201.1 Purpose.
201.2 Definitions.
201.3 Appointment of judges and rules of procedure.
201.4 Appointment of Special Advocates.
201.5 Administrative support for the DPRC.
201.6 Applications for review.
201.7 Convening of panels, conduct of judges, and independence of
the DPRC.
201.8 Special Advocates.
201.9 Consideration of applications and decisions.
201.10 Guiding principles of law.
201.11 Information security and classified national security
information.
201.12 Disclaimer.
Authority: 5 U.S.C. 301; 28 U.S.C. 509, 510-512; Executive
order of October 7, 2022.
Sec. 201.1 Purpose.
This part establishes an independent and impartial Data Protection
Review Court (DPRC) to consider, in classified proceedings,
applications for review of determinations made by the Civil Liberties
Protection Officer of the Office of the Director of National
Intelligence (ODNI CLPO) in response to qualifying complaints submitted
through the redress mechanism established pursuant to section 3 of the
Executive order of October 7, 2022, ``Enhancing Safeguards for United
States Signals Intelligence Activities.''
Sec. 201.2 Definitions.
The terms ``appropriate remediation,'' ``covered violation,''
``element of the Intelligence Community,'' ``Intelligence Community,''
``national security,'' and ``qualifying complaint'' shall have the same
meanings as they have in the Executive order of October 7, 2022. The
term ``qualifying state'' means a country or regional economic
integration organization designated as a qualifying state by the
Attorney General pursuant to section 3(f) of the Executive order of
October 7, 2022.
Sec. 201.3 Appointment of judges and rules of procedure.
(a) The Attorney General shall, in consultation with the Secretary
of Commerce, the Director of National Intelligence, and the Privacy and
Civil Liberties Oversight Board (PCLOB), appoint not fewer than six
individuals to serve as judges on the DPRC for four-year renewable
terms, choosing individuals who at the time of their initial
appointment have not been employees of the executive branch in the
previous two years.
(b) The Attorney General's appointments shall be informed by the
criteria used by the executive branch in assessing candidates for the
Federal judiciary, giving weight to any prior judicial experience, and
shall be of individuals with appropriate experience in the fields of
data privacy and national security law. The Attorney General shall
endeavor to ensure that at least half of the judges at any given time
have prior judicial experience, and all persons appointed as judges
shall be active members in good standing of the bar of a State,
Commonwealth, Territory, or
[[Page 62306]]
Possession, or of the District of Columbia and shall be duly licensed
to practice law.
(c) During their term of appointment as judges on the DPRC, such
judges shall not have any official duties or employment within the
United States Government other than their official duties and
employment as judges on the DPRC.
(d) The DPRC shall review and adopt by majority vote rules of
procedure consistent with the Executive order of October 7, 2022 and
this part, which thereafter shall be made publicly available and
applied by each DPRC panel convened under Sec. 201.7(a). The rules of
procedure may thereafter be amended at such times and in such ways as a
majority of the judges may deem necessary and appropriate to accomplish
the work of the DPRC. A quorum of six judges shall be required for the
initial adoption of and any amendments to the rules of procedure.
Sec. 201.4 Appointment of Special Advocates.
(a) The Attorney General shall, in consultation with the Secretary
of Commerce, the Director of National Intelligence, and the PCLOB,
appoint no fewer than two individuals to serve as Special Advocates for
two-year renewable terms, choosing individuals who at the time of their
initial appointment have not been employees of the executive branch in
the previous two years.
(b) All persons appointed as Special Advocates shall have
appropriate experience in the fields of data privacy and national
security law, shall be experienced attorneys and active members in good
standing of the bar of a State, Commonwealth, Territory, or Possession,
or of the District of Columbia, and shall be duly licensed to practice
law.
Sec. 201.5 Administrative support for the DPRC.
(a) The Office of Privacy and Civil Liberties of the Department of
Justice (OPCL) shall be responsible for providing administrative
support to the DPRC and the Special Advocates.
(b) The administrative support provided by OPCL shall include the
following functions:
(1) Facilitating the Attorney General's consultations with other
officials regarding the appointment of judges and Special Advocates;
(2) Drafting in consultation with relevant agencies rules of
procedure and, when requested by the DPRC, any amendments thereto for
consideration by the DPRC;
(3) Receiving applications for review of determinations made by the
ODNI CLPO and receiving from the ODNI CLPO its record of review;
(4) Receiving and maintaining the confidentiality of any written
information that a complainant filing an application for review wishes
to provide to the DPRC and of any responses the complainant or their
counsel provides to questions from the Special Advocate;
(5) Coordinating with the ODNI CLPO as needed on matters arising
from an application for review;
(6) Securely maintaining records pursuant to applicable law;
(7) Making publicly available information about the DPRC, including
the names of the judges and Special Advocates, the rules of procedure,
and the process for filing an application for review, and such other
information as the DPRC in its discretion deems appropriate for its
function; and
(8) Providing other administrative support to the DPRC, its panels
and judges, and the Special Advocates.
Sec. 201.6 Applications for review.
(a) A complainant may apply for review by the DPRC of a
determination made by the ODNI CLPO in response to a qualifying
complaint submitted by the complainant by filing an application for
review with the appropriate public authority in a qualifying state, for
forwarding to OPCL, no later than sixty (60) days after the date, as
reported to OPCL by the appropriate public authority in a qualifying
state, on which the complainant receives notification that the ODNI
CLPO has completed its review.
(b) The complainant shall submit with the application for review,
through the appropriate authority in a qualifying state, any
information, including argument on questions of law or the application
of law to the facts, that the complainant wishes to provide to the
DPRC. The complainant may be represented by counsel in submitting this
information. OPCL shall maintain the confidentiality of such
information.
(c) An element of the Intelligence Community may apply for review
by the DPRC of a determination made by the ODNI CLPO by filing an
application for review with OPCL no later than sixty (60) days after
the date on which the element of the Intelligence Community receives
notification from the ODNI CPLO that the ODNI CLPO has completed its
review of the qualifying complaint. An application for review filed by
an element of the Intelligence Community may include any information
that the element of the Intelligence Community wishes to provide to the
DPRC, including argument on questions of law or the application of law
to the facts. To prevent the disclosure of classified or otherwise
privileged or protected information, the DPRC, Special Advocates, and
OPCL shall not provide to the complainant any information relating to
the existence, review, or outcome of any application for review filed
by an element of the Intelligence Community.
Sec. 201.7 Convening of panels, conduct of judges, and independence
of the DPRC.
(a) Upon receipt of an application for review, OPCL shall convene a
panel of the DPRC by selecting three judges on a rotating basis, while
ensuring if possible that at least one of the judges selected has prior
judicial experience.
(b) The three judges on a DPRC panel shall select a presiding judge
by unanimous agreement. If agreement is not reached within five (5)
days of the convening of the DPRC panel, the presiding judge shall be
the judge who was selected first by OPCL who has prior judicial
experience; if no judge on the DPRC panel has such experience, the
presiding judge shall be the judge selected first by OPCL.
(c) Judges on a DPRC panel shall conduct themselves in accordance
with the Code of Conduct for United States Judges, except that a judge
may participate in extrajudicial activities, including business
activities, financial activities, non-profit fundraising activities,
fiduciary activities, and the practice of law, where such extrajudicial
activities do not interfere with the impartial performance of the
judge's duties or the effectiveness or independence of the DPRC.
(d) A DPRC panel and its judges shall not be subject to the day-to-
day supervision of the Attorney General. The Attorney General shall not
remove a judge from a DPRC panel, remove a judge from the DPRC prior to
the end of the judge's term of appointment under Sec. 201.3(a), or
take any other adverse action against a judge arising from service on
the DPRC, except for instances of misconduct, malfeasance, breach of
security, neglect of duty, or incapacity, after taking due account of
the standards in the Rules for Judicial-Conduct and Judicial-Disability
Proceedings promulgated by the Judicial Conference of the United States
pursuant to the Judicial Conduct and Disability Act (28 U.S.C. 351 et
seq.).
Sec. 201.8 Special Advocates.
(a) After a DPRC panel is convened under Sec. 201.7(a), the
presiding judge shall select a Special Advocate to assist the panel in
the consideration of the application for review.
[[Page 62307]]
(b) The Special Advocate shall upon selection receive from OPCL the
application for review and any information that the complainant
provided under Sec. 201.6(b). The Special Advocate shall not be the
agent of the complainant, consistent with the rules of professional
responsibility, and there shall be no attorney-client relationship
between the Special Advocate and the complainant.
(c) The Special Advocate shall also have access to the record of
the ODNI CLPO's review and any information or submissions provided to
the DPRC panel by an element of the Intelligence Community.
(d) To prevent the disclosure of classified or otherwise privileged
or protected information, the Special Advocate shall adhere to the
following rules on communications with the complainant or the
complainant's counsel:
(1) If the complainant did not file an application for review, the
Special Advocate shall not communicate with the complainant or the
complainant's counsel.
(2) If the complainant did file an application for review, the
Special Advocate may at any stage submit to OPCL written questions for
the complainant or the complainant's counsel. OPCL shall, in
consultation with relevant elements of the Intelligence Community,
review any such questions to ensure they do not disclose any classified
or otherwise privileged or protected information and, subject to that
limitation, shall convey the questions through the appropriate public
authority in a qualifying state to the complainant or the complainant's
counsel, with an invitation to provide written responses to the Special
Advocate through the appropriate public authority in a qualifying
state.
(e) The Special Advocate shall assist the DPRC panel in its
consideration of the application for review, including by advocating
regarding the complainant's interest in the matter and by ensuring that
the DPRC panel is well informed of the issues and the law with respect
to the matter. Where the complainant has filed an application for
review, the submissions of the Special Advocate to the DPRC shall
include the complainant's application for review and the information
and responses to questions submitted to the Special Advocate by the
complainant.
(f) Affected elements of the Intelligence Community shall be
provided an opportunity to respond to submissions made by the Special
Advocate.
Sec. 201.9 Consideration of applications and decisions.
(a) A DPRC panel shall consider an application for review in a
manner that is timely, impartial, and consistent with the Executive
order of October 7, 2022 and this part in order to determine whether a
covered violation occurred and, if so, to determine any appropriate
remediation.
(b) A DPRC panel shall conduct its review based on the record of
the ODNI CLPO's review and any information or submissions provided by
the complainant, the Special Advocate, or an element of the
Intelligence Community. A DPRC panel may request that the ODNI CLPO
supplement the record with specific explanatory or clarifying
information and that the ODNI CLPO make additional factual findings
where necessary to enable the DPRC panel to conduct its review.
(c) If the DPRC panel finds no evidence in the record indicating
that signals intelligence activities occurred involving personal
information of or about the complainant, the DPRC panel shall render a
decision to that effect.
(d) In all other cases, the DPRC panel shall determine:
(1) Whether, under the applicable law as set forth in the
definition of a covered violation in the Executive order of October 7,
2022, the ODNI CLPO's determination whether a covered violation
occurred was legally correct and supported by substantial evidence; and
(2) Whether, in the event of a covered violation, the ODNI CLPO's
determination as to the appropriate remediation was consistent with the
Executive order of October 7, 2022.
(e) If a DPRC panel decides that a determination by the ODNI CLPO
does not meet the standard set out in paragraph (d) of this section,
the DPRC panel shall issue its own determination.
(f) Prior to determining an appropriate remediation under paragraph
(e) of this section, a DPRC panel shall seek through the ODNI CLPO the
views of affected elements of the Intelligence Community regarding the
appropriate remediation, including an assessment of impacts on the
operations of the Intelligence Community and the national security of
the United States. The panel shall take due account of these views as
well as customary ways of addressing a violation of the type
identified.
(g) A DPRC panel shall make its decision by majority vote. Each
DPRC panel shall issue a written decision setting out its
determinations and the specification of any appropriate remediation.
The decision of each DPRC panel shall be final and binding with respect
to the application for review before it and shall be controlling only
as to that application for review.
(h) After the issuance of a written decision under paragraph (g) of
this section, OPCL shall forward the decision to the ODNI CLPO. If the
complainant submitted an application for review in the case, OPCL shall
notify the complainant through the appropriate public authority in a
qualifying state, without confirming or denying whether the complainant
was subject to signals intelligence activities, that:
(1) The DPRC completed its review;
(2) The review either did not identify any covered violations or
the Data Protection Review Court issued a determination requiring
appropriate remediation; and
(3) The notification to the complainant constitutes the final
agency action in the matter.
(i) A DPRC panel shall provide a classified report on information
indicating a violation of any authority subject to the oversight of the
Foreign Intelligence Surveillance Court to the Assistant Attorney
General for National Security, who shall report violations to the
Foreign Intelligence Surveillance Court in accordance with its rules of
procedure.
(j) For each application for review, OPCL shall maintain a record
of the information reviewed by the DPRC panel and the decision of the
DPRC panel, which records shall be made available for consideration as
non-binding precedent to future DPRC panels considering applications
for review.
Sec. 201.10 Guiding principles of law.
(a) The Executive order of October 7, 2022 and its terms shall be
interpreted by the DPRC exclusively in light of United States law and
the United States legal tradition, and not any other source of law.
(b) In a DPRC panel's review of an application under Sec. 201.9,
the DPRC panel shall be guided by relevant decisions of the United
States Supreme Court in the same way as are courts established under
Article III of the United States Constitution, including those
decisions regarding appropriate deference to relevant determinations of
national security officials.
Sec. 201.11 Information security and classified national security
information.
(a) All proceedings before and other activities of the DPRC and all
activities of the Special Advocates shall be governed by Executive
Order 13526 of
[[Page 62308]]
December 29, 2009, ``Classified National Security Information,'' or any
successor order, and this part.
(b) Judges may serve on a DPRC panel convened under Sec. 201.7(a),
and Special Advocates may be selected to assist a DPRC panel under
Sec. 201.8(a), only if they hold the requisite security clearances to
access classified national security information. The DPRC and Special
Advocates shall have no authority to declassify or grant any person
access to any classified or otherwise privileged or protected
information, including the information reviewed in or information about
the existence or outcome of any proceedings before the DPRC or any
information that would tend to reveal whether a complainant was subject
to signals intelligence activities.
(c) The Department of Justice Security Officer shall be responsible
for establishing security procedures for proceedings before and other
activities of the DPRC and the Special Advocate, and for amending those
procedures as necessary.
Sec. 201.12 Disclaimer.
This part governs the ability to obtain review of the ODNI CLPO's
determinations by the DPRC in accordance with the redress mechanism
established in section 3 of the Executive order of October 7, 2022.
This part is not intended to, and does not, create any other
entitlement, right, or benefit, substantive or procedural, enforceable
at law or in equity by any party against the United States, its
departments, agencies, or entities, its officers, employees, or agents,
or any other person. This part is not intended to, and does not, modify
the availability or scope of any judicial review of the decisions
rendered through the redress mechanism, which is governed by existing
law.
Dated: October 7, 2022.
Merrick B. Garland,
Attorney General.
[FR Doc. 2022-22234 Filed 10-13-22; 8:45 am]
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