Atlantic Highly Migratory Species; Atlantic Bluefin Tuna Fisheries Management, 59966-60008 [2022-21167]
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Federal Register / Vol. 87, No. 190 / Monday, October 3, 2022 / Rules and Regulations
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Parts 600 and 635
[Docket No. 220919–0193]
RIN 0648–BI08
Atlantic Highly Migratory Species;
Atlantic Bluefin Tuna Fisheries
Management
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
This final action will modify
Atlantic highly migratory species (HMS)
bluefin tuna (bluefin) management
measures applicable to the incidental
and directed bluefin fisheries through
an amendment to the 2006 Consolidated
Atlantic HMS Fishery Management Plan
(2006 Consolidated HMS FMP).
Specifically, this rule will change
several aspects of the Individual Bluefin
Quota (IBQ) Program, including the
distribution of IBQ shares to active
vessels only, implementation of a cap
on IBQ shares that may be held by an
entity, and implementation of a cost
recovery program. This rule will also
modify bluefin fisheries by
discontinuing the Purse Seine category
and reallocating that bluefin quota to all
of the other bluefin quota categories;
capping Harpoon category daily bluefin
landings; modifying the recreational
trophy bluefin areas and subquotas;
modifying regulations regarding
electronic monitoring of the pelagic
longline fishery as well as green-stick
use; and modifying the regulation
regarding permit category changes.
DATES: This final rule is effective on
January 1, 2023.
ADDRESSES: Copies of the supporting
documents, including the final
environmental impact statement (FEIS),
Regulatory Impact Review (RIR), Final
Regulatory Flexibility Analysis (FRFA),
the Three-Year Review of the IBQ
Program, and the 2006 Consolidated
HMS FMP and amendments are
available from the HMS website at
https://www.fisheries.noaa.gov/topic/
atlantic-highly-migratory-species.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this final rule
may be submitted to the HMS
Management Division and to
www.reginfo.gov/public/do/PRAMain.
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collections by selecting ‘‘Currently
under 30-day Review—Open for Public
Comments’’ or by using the search
function.
FOR FURTHER INFORMATION CONTACT: Tom
Warren—(978) 281–9260
(Thomas.Warren@noaa.gov); Larry
Redd—(301) 427–8503 (Larry.Redd@
noaa.gov); Ian Miller—(301) 427–8503
(Ian.Miller@noaa.gov); or Karyl
Brewster-Geisz—(301) 427–8503
(Karyl.Brewster-Geisz@noaa.gov).
SUPPLEMENTARY INFORMATION:
Background
The Atlantic bluefin fisheries are
managed under the authority of the
Magnuson-Stevens Fishery
Conservation and Management Act
(Magnuson-Stevens Act) (16 U.S.C. 1801
et seq.) and the Atlantic Tunas
Convention Act (ATCA) (16 U.S.C. 971
et seq.). The 2006 Consolidated HMS
FMP and its amendments are
implemented by regulations at 50 CFR
part 635. This final rule implements
changes to the bluefin fishery under
Amendment 13 to the 2006
Consolidated HMS FMP (Amendment
13). Additional information regarding
bluefin management can be found in the
Final Amendment 13 (which includes
an FEIS, RIR and FRFA); Draft
Amendment 13 (which includes a draft
environmental impact statement (DEIS),
draft RIR, and Initial Regulatory
Flexibility Analysis (IRFA)) and
proposed rule (86 FR 27686; May 21,
2021); the 2006 Consolidated HMS FMP
and its amendments; the annual HMS
Stock Assessment and Fishery
Evaluation (SAFE) Reports, and online
at: https://www.fisheries.noaa.gov/
topic/atlantic-highly-migratory-species.
In 2015, NMFS published a final rule
implementing Amendment 7 to the 2006
Consolidated HMS FMP (Amendment 7)
(79 FR 71510; December 2, 2014). That
final rule implemented substantial
changes to the regulation of bluefin
fisheries including the creation of the
IBQ Program. In 2019, NMFS completed
its Three-Year Review of the IBQ
Program (referred to hereafter as the
‘‘Three-Year Review’’). The Three-Year
Review found that the IBQ Program was
successful in limiting bluefin incidental
catch in the pelagic longline fishery,
and providing flexibility in the IBQ
system; however, it is likely that the IBQ
Program also contributed to reduced
revenue and fishing effort during 2015
to 2017. Further, the Three-Year Review
noted that a different method of IBQ
share distribution may warrant
consideration. After releasing the ThreeYear Review and considering other
changes throughout the fishery, NMFS
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conducted scoping to consider addition
changes to the bluefin fishery (84 FR
23020, May 21, 2019).
On May 21, 2021, NMFS published a
proposed rule (86 FR 27686) and
released Draft Amendment 13, which
included a Draft Environmental Impact
Statement (DEIS), and the
Environmental Protection Agency (EPA)
published a Notice of Availability of the
DEIS (86 FR 27593). The proposed rule
and Draft Amendment 13 contain
background information on the potential
changes to the fishery that are not
repeated here. The original comment
period on the proposed rule ended on
July 20, 2021. Based on public requests,
the comment period was extended until
September 20, 2021 (86 FR 38262, July
20, 2021). NMFS held three public
hearing webinars between June 8 and
July 14, 2021 (86 FR 3087, June 7, 2021),
and briefed the Gulf of Mexico, MidAtlantic, and New England Fishery
Management Councils. NMFS held two
discussions on Amendment 13 with the
HMS Advisory Panel (May 25, 2021 and
September 9, 2021). During the
comment period, NMFS received 47
written comments from individual
members of the public and a variety of
entities including industry associations,
environmental organizations, and states.
A summary of these comments and
NMFS’ responses are found below.
Taking into consideration public
comment, NMFS prepared Final
Amendment 13, which included an
FEIS, RIR, and FRFA, and which
analyzed the anticipated environmental,
social, and economic impacts of a range
of alternatives. NMFS considered 29
alternatives and is implementing 21
measures in this final rule. A summary
of the preferred alternatives is provided
below. The full list of alternatives and
their analyses are provided in Final
Amendment 13 and are not repeated
here.
Overall, the objectives of this final
rule and Amendment 13 are to: (1)
Evaluate and optimize the allocation of
U.S. bluefin quota among bluefin quota
categories considering historical
allocations and use, and recent fishery
characteristics and trends, to provide
U.S. fishing vessels with a reasonable
opportunity to harvest the U.S. quota
established by ICCAT, facilitate the
ability for active HMS directed permit
categories to harvest their full bluefin
quota allocations, and facilitate directed
fishing for species other than bluefin in
the pelagic longline fishery while
accounting for incidental bluefin catch;
(2) Maintain flexibility of the
regulations to account for the highly
variable nature of the bluefin fisheries,
and maintain fairness among permit/
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quota categories; (3) Continue to manage
the Atlantic pelagic longline fishery
consistent with the IBQ Program
objectives in Amendment 7 and
consistent with the conservation and
management objectives of the 2006
Consolidated HMS FMP and its
amendments, and consistent with all
applicable laws; and (4) Modify the
management of the pelagic longline
fishery in response to the Three-Year
Review and in response to important
relevant prevailing trends (e.g.,
declining fishing effort and revenue for
target species). This final rule
implements the preferred alternatives
identified in the Final Amendment 13/
FEIS.
In developing the final measures,
NMFS considered these objectives,
public comments on the proposed rule
and Draft Amendment 13 (which
included a DEIS, draft RIR, and IRFA);
input from the HMS Advisory Panel;
and the FEIS, RIR and FRFA analyses.
In response to public comment on the
proposed rule and Draft Amendment
13/DEIS, NMFS made numerous
changes from the proposed rule in the
final rule. The first change implements
a dynamic determination of IBQ shares
based upon each individual permitted
vessel’s fishing effort using the number
of pelagic longline sets, relative to the
total amount of pelagic longline sets
fishery-wide, as the measure of fishing
effort. A second change is the
authorization of a potential, future setaside of a de minimis amount of bluefin
quota for new entrants as part of the IBQ
Program. A third change includes a low
‘‘Gulf of Mexico’’ (GOM) designated IBQ
share threshold of five percent. A fourth
change is the requirement for vessel
owners to pay for the cost of boom
installation because funds are not
available from the Agency. A fifth
change is the reallocation of the Purse
Seine category quota proportionally to
all of the other bluefin categories,
including Reserve, Longline, and Trap.
A sixth change is the adoption of a
slightly different Harpoon category daily
retention limit measure than was in the
proposed rule. A seventh change is a
regulatory clarification: adding to the
prohibition section an existing
requirement that vessels with pelagic
longline gear on board are required to
retain and land all dead large medium
or giant bluefin. All other proposed
measures, as well as the proposed
abbreviations for curved fork length,
Northeast Distant Area, bluefin tuna,
electronic monitoring and individual
bluefin tuna program, definitions for
‘‘vessel monitoring plan’’ and ‘‘curved
fork length’’, and elimination of the
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minimum 3-day period between filing a
BFT inseason action with the Office of
Federal Register and the effective date of
the action (50 CFR 635.23(a)(4), (b)(3))
did not change between the proposed
and final rules. Measures that are
different from the proposed rule are
described in detail in the section titled,
‘‘Changes from the Proposed Rule.’’
NMFS has determined that
Amendment 13 and its final rule will
not have new or different effects on
Endangered Species Act (ESA)-listed
endangered or threatened species or
designated critical habitat beyond those
analyzed in the May 2020 Biological
Opinion on the Operation of the
Atlantic Highly Migratory Species
(HMS) Fisheries Excluding Pelagic
Longline and the May 2020 Biological
Opinion on the Atlantic HMS Pelagic
Longline Fishery. However, in July
2022, NMFSNOAA Fisheries, requested
reinitiation of consultation on the
effects of the Atlantic HMS pelagic
longline fishery due to new information
on mortality of giant manta ray that
exceeded the mortality anticipated in
the 2020 Biological Opinion on that
fishery. The anticipated consultation
will consider the effects of the 2006
Consolidated HMS FMP and relevant
amendments, including Amendment 13,
and relevant implementing regulations.
Pending completion of consultation, the
fishery continues to operate consistent
with the Reasonable and Prudent
Measures (RPMs) and Terms and
Conditions specified in the May 2020
Biological Opinion, and NMFSNOAA
Fisheries will continue to monitor any
take of giant manta rays in the fishery.
Actions within the scope of the May
2020 Biological Opinion and consistent
with the RPMs and Terms and
Conditions are not likely to jeopardize
the species during consultation,
consistent with section 7(a)(2) of the
ESA. Giant manta ray interactions with
the Atlantic HMS pelagic longline
fishery are low, with total takes
estimated to be well below the levels of
takes authorized under the incidental
take statement in the 2020 Biological
Opinion. In addition, the species is not
thought to be in peril in the Atlantic, the
level of potential mortalities is
considered to be low, and extrapolated
mortalities may overstate the fishery’s
effects on the species. In accordance
with section 7(d) of the ESA, NMFS has
determined that, during consultation,
pelagic longline fishery activity
consistent with the existing May 2020
Biological Opinion will not result in an
irretrievable or irreversible commitment
of resources which would have the
effect of foreclosing the formulation or
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implementation of any reasonable and
prudent alternative measures and that
continued compliance with the RPMs
and Terms and Conditions in that
biological opinion will avoid jeopardy
to ESA-listed species, consistent with
section 7(a)(2) of the ESA.
Final Management Measures
Below is a short description of the
final management measures. More
information can be found in Final
Amendment 13/FEIS.
Pelagic Longline Fishery
Annual IBQ Share Determination
NMFS is changing from a static to a
dynamic system for determining IBQ
shares (expressed as percentages).
Annually, using best available data from
a recent 36-month period (three years),
NMFS will determine IBQ shareholders’
shares based upon each permitted,
eligible vessel’s number of pelagic
longline sets legally made, relative to
the total amount of pelagic longline sets
legally made by all IBQ shareholders’
vessels over that same period. For an
IBQ shareholder’s vessel to be
considered ‘‘eligible,’’ it must have been
issued a valid Atlantic Tunas Longline
category limited access permit (LAP)
when sets occurred during the relevant
36-month period. Based on public
comment, this measure was modified
from the proposed rule, which would
have used landings of designated
species and four percentile (tiers) for
establishing IBQ shares. As described in
§ 635.15(c), best available data as
determined by NMFS may include
vessel monitoring system (VMS) reports,
and may also include logbook,
electronic monitoring (EM), or permit
data. NMFS will only count one pelagic
longline set per day, in order to
discourage deployment of short sets for
the purpose of influencing IBQ share
determinations. Vessels may deploy as
many sets per day as they wish, but only
one set per day would count toward the
IBQ share determination. After
determining IBQ shares, NMFS will
distribute IBQ allocations, but only to
IBQ shareholders that have vessels with
current, valid permits at the time of the
annual distribution of IBQ allocation.
Under this measure, during the last
quarter of each year, NMFS will notify
Atlantic Tunas Longline permit holders
via electronic methods (such as email)
and/or letter to inform them of their IBQ
shares, their IBQ allocations, and the
regional designations of those shares
and allocations for the subsequent
fishing year; whether adjustments were
made to GOM-designated shares due to
the GOM shares cap; and whether the
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low GOM-designated share threshold
has been triggered. This notification will
represent the initial administrative
determination (IAD) of the permit
holder’s IBQ share and allocation. An
Atlantic Tunas Longline category permit
holder may submit a written petition of
appeal of the following aspects of the
IAD: (1) eligibility for quota shares
based on ownership of an active vessel
with a valid Atlantic Tunas Longline
category permit; (2) IBQ share
percentage; and (3) IBQ allocations. A
permit holder may also appeal NMFS’
determination of the number of pelagic
longline sets legally made by its
permitted vessel. However, an
adjustment of GOM shares
(§ 635.15(c)(3)(ii)) or inseason quota
adjustment (§ 635.15(e)(3)) is not subject
to appeal. Appeals must be filed with
the National Appeals Office (NAO)
within 45 days after the date the IAD is
issued, and will be governed by NAO
rules of procedures at 15 CFR part 906.
Appeals based on permit history
would be based on NMFS permit
records. NMFS will only use the
relevant 36 months of data described in
§ 635.15(c) to determine the numbers of
pelagic longline sets made. No other
proof of sets or permit history will be
considered. Copies of written
documents will be acceptable; NMFS
may request the originals at a later date.
NMFS may refer any submitted
materials that are of questionable
authenticity to the NMFS Office of Law
Enforcement for investigation. Appeals
based on hardship factors will not be
considered. Consistent with most
limited effort and catch share programs,
hardship will not be a valid basis for
appeal due to the multitude of potential
definitions of hardship and the
difficulty and complexity of
administering such criteria in a fair
manner. NMFS may utilize some bluefin
quota from the Reserve category to
accommodate permitted vessels that are
deemed eligible for shares through the
appeals process, to provide a permitted
vessel an increased quota share.
As described in Amendment 13, this
measure provides separate
consideration to participants in the
Deepwater Horizon Oceanic Fish
Restoration Project (OFRP) as
appropriate. The Deepwater Horizon
OFRP is a program conducted as a
partnership between NMFS, the
National Fish and Wildlife Foundation,
and pelagic longline fishermen to
restore damage caused by the Deepwater
Horizon oil spill. The OFRP program
began after Amendment 7, and was
therefore not a consideration in the
determination of IBQ shares in
Amendment 7. More information about
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the Deepwater Horizon OFRP may be
found at https://www.nfwf.org/
programs/deepwater-horizon-oceanicfish-restoration-project.
Based on public comment,
Amendment 13 also adds to the
framework provisions of the 2006
Consolidated HMS FMP the authority to
set aside a de minimis amount of bluefin
quota from the Longline category quota
prior to calculating the annual IBQ
allocations (based on the annual share
determinations described above), and
the final rule makes a parallel edit to 50
CFR 635.34(b) (framework procedures).
NMFS is not implementing a set aside
through the final rule, thus at this time,
the provision will have no effect on the
amount of Longline quota allocated to
Longline category vessels. As needed,
NMFS would conduct future
rulemaking and associated analyses to
set the precise amount of set aside, and
the requirements, process, and
conditions associated with distributing
IBQ allocation to new entrants.
Regional Designations of IBQ Shares
In conjunction with the dynamic IBQ
share and allocation measures, this final
rule also modifies the regional Gulf of
Mexico and Atlantic designations, while
maintaining a cap on allowable bluefin
catch from the Gulf of Mexico.
Currently, IBQ shares and resultant
allocations are designated as either
GOM or ‘‘Atlantic’’ (ATL) based on the
geographic location of sets used in the
determination of those shares and
allocations. Existing regulations provide
that only GOM IBQ allocation may be
used to account for bluefin incidentally
caught in the Gulf of Mexico, while
either ATL or GOM IBQ allocation may
be used to account for bluefin in the
Atlantic. Per Amendment 7, 35 percent
of the total Longline category quota is
designated as GOM, and 65 percent
designated as ATL. This final rule
continues to cap the amount of quota
that can be designated as GOM at 35
percent and retain the accounting rules
for regional IBQ allocations, but as
explained below, provides for authority
to reduce the 35-percent GOM cap,
annual adjustment of regional
designations, and a low GOM designed
shares threshold. Under these
regulations, if a vessel does not receive
GOM designated IBQ shares and
resulting allocation (because the vessel
had no pelagic longline sets in the Gulf
of Mexico during the relevant 36 month
period), but wishes to fish in the Gulf
of Mexico, they would need to lease
GOM designated IBQ allocation
initially. If the vessel fished in the Gulf
of Mexico (using leased GOM IBQ
allocation) it would subsequently be
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eligible for GOM designated IBQ shares
(and allocation) the following year
based on the number of sets fished in
the Gulf of Mexico.
The final rule includes a regulatory
mechanism for reducing the 35-percent
default GOM cap, as needed to achieve
conservation and management
objectives. A determination to lower the
cap would be based upon consideration
of the existing determination criteria
used in making inseason or annual
adjustments to quota, which include a
wide range of considerations including
consistency with the FMP objectives
(§ 635.27(a)(8)). A cap reduction may be
for all of a calendar year, or a portion
of it, as appropriate. NMFS would notify
the public of changes to the 35-percent
default cap and publish any
modification to the cap in the Federal
Register.
Annually, NMFS will determine the
total amount of IBQ shares and resultant
allocations for each region based on the
geographic location of sets used in the
determination of those shares and
allocations. NMFS will use the relevant
36 months of best available data
described above under Annual IBQ
Share Determination. GOM-designated
shares thus could be less than the
default 35-percent GOM share cap. If
NMFS calculates that the amount of
GOM designated IBQ shares (based on
sets) will be greater than the GOM share
cap (i.e., 35 percent (or lower if
adjusted)), NMFS will reduce the GOM
designated IBQ shares to equal the GOM
share cap in effect. The reduction in
total GOM share percentage would be
achieved through equal proportional
reductions among IBQ shareholders
with GOM designated IBQ shares across
the four share percentages. The ATL
shares would be increased in an
analogous manner, so that the total
share percentages add up to 100
percent. NMFS will notify affected
permit holders of any reductions in
their IBQ share percentage resulting
from this adjustment. This adjustment
would not be subject to appeal, because
it is not a determination based on the
data associated with an individual
shareholder, but based upon the need to
reduce the total amount of IBQ shares
across all shareholders, consistent with
the applicable GOM share cap.
Another change since the proposed
rule is the addition of a low GOM
designated share threshold, in response
to a concern that potential, future
declines in effort in the Gulf of Mexico
could result in a very low percentage of
GOM-designated shares in some years
and severely limit operation of the
fishery. See comment 8 summary under
Response to Comments below. NMFS
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agrees that such a situation could result
in poor functioning or disruption of the
IBQ Program, result in further declines
in fishing effort or participation in the
fishery, or prevent utilization of
available IBQ allocation. See response to
comment 8 below. In response, the final
rule provides: if the total amount of
GOM-designated IBQ shares is 5 percent
or less of the total IBQ shares (ATL plus
GOM shares), NMFS will file an action
with the Office of Federal Register for
publication that suspends for that year
the requirements to account for bluefin
caught in the Gulf of Mexico with GOM
IBQ shares and resultant allocations and
to use GOM IBQ allocation to satisfy the
minimum GOM IBQ allocation
requirement. The maximum allowable
bluefin catch from the Gulf of Mexico
will be the weight of bluefin associated
with the cap on GOM designated shares
(i.e., the default level of 35 percent, or
lower if modified). If this level of catch
were reached or projected to be reached,
NMFS would prohibit vessels from
fishing with pelagic longline gear in the
Gulf of Mexico for the remainder of that
year. When determining the percentage
of IBQ shares, NMFS will use the
relevant 36 months of best available
data described above under Annual IBQ
Share Determination. If this threshold is
triggered, any vessels fishing in the Gulf
of Mexico would still need to account
for bluefin catch (landings or dead
discards) and have the minimum IBQ
allocation of 0.25 mt ww (551 lb ww)
before departing on the first fishing trip
in a calendar year quarter. However,
they may use either GOM or ATL shares
and resultant allocations, received
through the dynamic allocation process
or leasing. NMFS will notify vessel
owners if the threshold is triggered
when NMFS notifies them of their
annual IBQ shares and allocations.
Cap on IBQ Shares Held or Acquired
This final rule caps the percentage of
IBQ shares that an entity may hold or
acquire at 25 percent of the total IBQ
shares and the corresponding amount of
IBQ allocation associated with the IBQ
shares. The 25-percent cap applies
whether the shares were accrued by an
entity through the ownership of
multiple Atlantic Tunas Longline
permits and/or high fishing effort. The
cap will apply to the sum of shares or
IBQ allocations an entity controls,
whether the entity is associated with a
single or multiple Atlantic Tunas
longline permits. The cap is not
intended to restrict the use of IBQ
allocation to account for bluefin catch or
leasing of IBQ allocation. NMFS will
implement this restriction based on the
best available information such as data
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submitted in support of permit and IBQ
Program requirements.
IBQ Program Dealer Reporting
Requirements
This final rule modifies two aspects of
the dealer reporting requirements for the
IBQ Program. First, this measure will
eliminate the reporting of bluefin dead
discard information by the dealer. The
dealer will continue to be required to
enter the data on bluefin landings into
the Catch Shares On-line System via the
dealer account.
Second, this measure will eliminate
the current requirement that vessel
operators/owners confirm the landing
information entered into the Catch
Shares On-line System by the dealer is
accurate by entering the personal
identification number (PIN) associated
with the vessel account. This measure
will be combined with a new email
notification by NMFS via the Catch
Shares On-line System (or a message
within the System) that will inform the
vessel owner when a dealer conducts a
bluefin landings transaction with that
vessel’s IBQ account. This notification
will provide a means of vessel owner
oversight of dealer transactions with
their IBQ vessel account.
Measures Related to Electronic
Monitoring (EM)
This final rule requires that the vessel
operator mail the electronic monitoring
system’s hard drive(s) within 48 hours
after the completion of every other trip
(every second trip), instead of after each
pelagic longline fishing trip. An
exception to this requirement is that if
the hard drive is at capacity (full) after
one trip, as indicated by the EM system,
the vessel operator must mail the hard
drive at the end of that trip. And, vessel
operators must ensure that hard drives
have the capacity to record the full trip
before departing on a trip. This final
rule clarifies and expands the
regulations to require installation of
semi-permanent hardware, if necessary,
to mount and install video cameras at
locations on vessels to obtain optimal
views. NMFS or its designees, working
in conjunction with the vessel owner/
operator, may require relatively minor
modifications to the vessel structure to
mount cameras in locations that provide
views required under existing
regulations of the vessel and adjacent
areas (50 CFR 635.9(c)). In some cases,
NMFS or its designees may require the
installation of the rail camera in a
particular location on the vessel’s
structure, or installation of hardware
such as a boom on a structure near the
vessel’s rail for the purpose of obtaining
a different camera angle with the side of
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59969
the vessel to optimize the view of the
area of the water surface and seaward of
the rail, down to the water surface,
where the gear and fish are hauled out
of the water. A boom will likely be a
customized piece of hardware that is
fixed or movable (e.g., extended or
lowered prior to fishing activities
starting). The details of any camera
installation requirement or protocols
will be recorded in the vessel’s Vessel
Monitoring Plan.
The cost associated with the
installation of booms would be paid by
vessel owners (approximately $1,000 or
less). The Draft Amendment 13/DEIS
stated that NMFS would pay the costs
of boom installation, as funds are
available. In the Final Amendment 13/
FEIS, NMFS analyzed the impacts and
determined that boom installation
should be paid for by individual vessel
owners, given that appropriated funds
are not available for this purpose. This
approach to industry-funded
implementation is consistent with
NMFS Service Procedure 04–115–02:
Cost Allocation in Electronic
Monitoring Programs for Federally
Managed U.S. Fisheries, which
generally specifies the transition of
certain costs to the fishing industry.
The third change made to the
electronic monitoring program by this
final rule is a requirement for specific
fish handling procedures and the
installation/placement of a measuring
grid on deck, in view of one of the
cameras. As instructed and specified by
NMFS, the vessel crew will be required
to place retained fish on a mat or carpet
with grid lines or a grid painted on deck
in view of the processing camera, so the
video recording included images of the
fish on the grid. The grid may be
customized to an individual vessel
while also having lines of standard
intervals. The specifications of the
measuring grid will be provided in each
individual vessel’s Vessel Monitoring
Plan (VMP). During the year following
the effective date of this rule, NMFS or
the NMFS-approved contractor will
work with the vessel owner of each
vessel to update the VMP. Once the
VMP is approved and signed by NMFS
or the NMFS-approved contractor, the
vessel owner will have six months to
install the measuring grid as specified in
the VMP. The flexibility of the timing of
the full implementation of this measure
will provide time for NMFS and the
NMFS-approved contractor to complete
more detailed standardized
specifications and the printing of
measuring mats/carpets or customized
painting.
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Cost Recovery Program
The Magnuson-Stevens Act provides
NMFS the authority for recovering fees
paid by limited access privilege holders
of up to three percent of the ex-vessel
value of fish harvested under the
limited access privilege program to
cover the incremental costs (incurred by
NMFS) directly related to and in
support of management, data collection
and analysis, and enforcement activities
for the program (e.g., the IBQ Program).
This final rule implements a flexible
cost recovery program. No fees will be
charged if the costs of collecting the fees
exceed estimated fees to be recovered.
Annually, NMFS will estimate its
incremental costs associated with the
IBQ Program (including costs associated
with administering the cost recovery
program) and the total ex-vessel value of
bluefin sold from the pelagic longline
fishery (including bluefin caught with
green-stick gear). NMFS will notify the
public whether a cost recovery fee will
be charged for the year. If NMFS
determines the annual cost recovery fee
is warranted, NMFS will notify the
permit holders that landed bluefin
under the IBQ Program, including those
caught with green-stick gear (based on
dealer landings data), of any fees to be
charged. Permit holders will be billed
based on the ex-vessel value of the
bluefin sold. Permit holders would pay
the cost recovery fee through the Catch
Shares On-line System website and the
associated pay.gov link.
Modification of Bluefin Quota Category
Allocation Percentages
This final rule changes the
mathematical method used in the
annual quota allocation process to
achieve a similar result through simpler
means. Under current regulations, each
quota category (including the Longline
category) is annually allocated a
percentage of the U.S. bluefin quota
after 68 mt (i.e., the historical 68-mt
dead discard allowance, as described in
Amendment 7) is subtracted from the
baseline quota and allocated to the
Longline category. This process was
intended to have all bluefin quota
categories contribute proportionally to
the 68 mt provided to the Longline
category annually. This final rule
replaces the two-step process of
subtracting the 68 mt from the U.S.
baseline quota and then applying the
category percentages, with a one-step
process applying slightly revised
category allocation percentages.
Purse Seine Category
This final rule discontinues the Purse
Seine category and redistributes Purse
Seine category quota. NMFS is removing
purse seine from the list of authorized
gears and removing other references in
the regulations to the purse seine
fishery, including references to Purse
Seine category quota, permits, nets, sets,
vessels, and participants. In the
proposed rule, the Longline and Trap
categories were not reallocated any
Purse Seine quota. Based on public
comment and a refined analysis, NMFS
determined that these incidental quota
categories should be reallocated Purse
Seine quota. See response to comment
22 under Response to Comments
(including Longline category in
reallocation due to change in IBQ
leasing market as a result of
discontinuation of Purse Seine category
and also including Trap category). As
such, the Purse Seine category quota
(18.6 percent of the total U.S. baseline
bluefin quota, under current
regulations) will be reallocated
proportionally to all of the other bluefin
quota categories (General, Angling,
Harpoon, Longline, Trap, and the
Reserve) (Table 1). The quota allocations
associated with the revised percentages
will be based on the bluefin quota
implemented June 1, 2022 (87 FR
33049).
TABLE 1—BLUEFIN QUOTA CATEGORIES, CURRENT AND AMENDMENT 13 PERCENTAGES, AND 2023 ALLOCATIONS
[mt]
Current
percentage
Bluefin quota category
Amendment
13 percentage
2023 Allocations
(mt)
General ......................................................................................................................
Angling .......................................................................................................................
Harpoon .....................................................................................................................
Longline .....................................................................................................................
Trap ............................................................................................................................
Reserve ......................................................................................................................
47.1
19.7
3.9
8.1
0.1
2.5
54
22.6
4.5
15.9
0.1
2.9
710.7
297.4
59.2
209.3
1.3
38.2
Total U.S. Baseline Quota ..................................................................................
..............................
..............................
1,316.14
Table 2 shows the subquotas for the
General and Angling categories for 2023
based on this final rule and bluefin
quota rule (87 FR 33049, June 1, 2022).
TABLE 2—BLUEFIN SUBQUOTAS FOR THE GENERAL AND ANGLING CATEGORIES FOR 2023
Category
Subquotas
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General ............
Angling .............
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..........................................................................
January–March ................................................
June–August ....................................................
September .......................................................
October–November .........................................
December ........................................................
..........................................................................
School ..............................................................
..........................................................................
..........................................................................
..........................................................................
Large School/Small Medium ...........................
..........................................................................
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710.7
........................
........................
........................
........................
........................
297.4
134.1
........................
........................
........................
154.1
........................
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37.7.
355.4.
188.3.
92.4.
37.0.
Reserve ...........................................................
North of 39° 18′ N. lat .....................................
South of 39° 18′ N. lat .....................................
24.8
51.6
57.7
North of 39° 18′ N. lat .....................................
72.7
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59971
TABLE 2—BLUEFIN SUBQUOTAS FOR THE GENERAL AND ANGLING CATEGORIES FOR 2023—Continued
Category
..........................................................................
Trophy ..............................................................
..........................................................................
..........................................................................
..........................................................................
..........................................................................
........................
9.2
........................
........................
........................
........................
South of 39° 18′ N. lat .....................................
81.4
Gulf of Maine Trophy Area ..............................
Southern New England ...................................
Trophy South ...................................................
Gulf of Mexico .................................................
2.3
2.3
2.3
2.3
* Due to rounding, the sum of the General category sub-quota period values do not equal 710.7.
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Angling Category
This final rule modifies the current
Angling category Trophy North
subquota areas and allocations specified
at 50 CFR 635.27(a)(1), by dividing the
northern area into two zones: north and
south of 42° N. lat. (off Chatham, MA).
These newly-formed areas are named
the Gulf of Maine trophy area and the
Southern New England trophy area,
respectively. The net result is that the
Trophy quota is divided among four
geographic areas (in the Atlantic and
Gulf of Mexico) and each area will
receive an equal amount of quota (i.e.,
the Angling category Trophy quota
would be divided equally four ways).
To create the new trophy
suballocation for the Gulf of Maine
trophy area, NMFS is increasing the
allocation for trophy bluefin. Because
the amount of school bluefin (27″– <47″)
is limited in the codified regulations,
and in compliance with the ICCAT
bluefin recommendation to limit take to
no more than 10 percent of the annual
U.S. bluefin quota, any increase to the
trophy subquota will need to be
balanced with an equivalent reduction
of the subquota for large school/small
medium bluefin subquota (47″– <73″),
which is the remainder of the Angling
category quota once the school bluefin
subquota and trophy subquotas are
subtracted. For example, referring to the
current Angling category quota
regulations, NMFS will increase the
portion of the Angling category quota
allocated for trophy bluefin from 2.3
percent to 3.1 percent. This results in a
minor decrease in the amount of
allocation for large school/small
medium bluefin (measuring 47″– <73″).
Creation of a Gulf of Maine area and an
allocation equivalent to the allocations
for the existing areas will provide
additional opportunities for anglers
fishing north of 42° N. lat. where bluefin
are available in summer and fall,
including those fishing on HMS
Charter/Headboat-permitted vessels. In
recent years the northern trophy area
has closed between late May and early
August, with the quota largely filled
with bluefin caught off the states of New
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York and New Jersey, south of 42° N.
lat.
Harpoon Category
This final rule implements a default
overall Harpoon category daily retention
limit of 10 commercial-sized bluefin per
day or trip (i.e., the combined limit of
large medium (73″¥<81″) and giant (81″
or greater) would be 10 fish). In
addition, this final rule allows NMFS to
adjust the combined daily retention
limit between 5 to 10 fish, based on
consideration of the determination
criteria at 50 CFR 635.27(a)(8), in order
to avoid closing the fishery. This final
rule maintains the current regulations
regarding retention of large medium
bluefin (73″¥<81″) (i.e., the range of
two (default) to four fish, adjustable
through inseason action). For example,
if the combined limit were 10 fish, and
2 large medium fish were retained, then
the number of allowable giant bluefin
would be 8.
Permit Category Change Restrictions
This final rule allows Atlantic Tunas
permit holders in the General, Harpoon,
or Trap category, or Atlantic HMS
permit holders in the Angling or
Charter/Headboat category, to change
permit categories any time during the
fishing year, provided the vessel has not
landed a bluefin.
Green-Stick Gear by Pelagic Longline
Vessels
This final rule clarifies retention and
reporting requirements for bluefin
caught with green-stick gear by vessels
with valid Atlantic Tunas Longline
category permits. Such a vessel is
allowed the retention of one bluefin per
trip (73″ or greater CFL) taken
incidentally by green-stick gear while
fishing for other target species. Vessels
are required to submit a VMS set report
for each green-stick retrieval that
interacts with bluefin and report
information on the location of the set
and numbers and length of bluefin
within 12 hours (in addition to the VMS
reports for pelagic longline sets). This
VMS requirement differs from the VMS
requirement associated with the use of
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pelagic longline gear, which requires
submission of a report after each pelagic
longline set. Regardless of whether sets
are made with green-stick gear or
pelagic longline gear, vessels are
required to comply with HMS logbook
requirements and comply with the IBQ
Program requirements regarding
accounting for bluefin using IBQ
allocation, quarterly accountability, and
other applicable regulations. The use of
EM Systems is not required for haulback
with green-stick gear or to record an
image of a bluefin caught with greenstick gear. This measure supports the
minimization of dead discards by
allowing the incidental retention of one
green-stick caught bluefin per trip (73″
or greater CFL).
Other Regulatory Changes
As described below and in the
proposed rule, Amendment 13
implements other regulatory changes
that will improve the administration
and enforcement of HMS regulations
and that will not have any
environmental, economic or social
impacts. The corrections, clarifications,
changes in definitions, and
modifications to remove obsolete crossreferences are consistent with the intent
of previously analyzed and approved
management measures.
Under 50 CFR 635.2, Definitions,
abbreviations were added for curved
fork length, northeast distant area,
bluefin tuna, electronic monitoring and
Individual bluefin tuna program. A
definition for vessel monitoring plan is
added, and the definition of curved fork
length is clarified.
Under 50 CFR 635.23(a)(4) and (b)(3),
which address the process for inseason
changes to the bluefin retention limits,
the minimum 3-day period between
filing an action with the Office of
Federal Register and the effective date of
the action is eliminated to provide for
additional flexibility, as warranted and
supported. The 3-day period has been in
regulations since at least 1999. This rule
removes that minimum period to
provide for greater flexibility in
management response for the General
category. The General category is very
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Comment 1
Response
NMFS agrees that a dynamic
determination of active shareholders
will improve the distribution of shares
among Atlantic Tunas Longline permit
holders by more effectively putting
shares where allocation is likely to be
used. NMFS also agrees that the current
share system may be overly restrictive,
and the distribution of allocations may
not be aligned with the need for quota.
Allocating catch shares based on
historical catch, which is typical of
many catch share programs, may have
disadvantages or limited relevance
when implemented in the context of a
catch share program for incidentally
caught species such as bluefin. In
contrast, a dynamic share
determination, which adapts to changes
in fishery participation over time, will
better align shares with the need for IBQ
allocation, will be perceived as fair, and
will continue to provide incentives to
reduce incidental catch of bluefin. The
relatively small amount of IBQ
allocation that shareholders will be
distributed and the requirement that all
bluefin landings and dead discards be
accounted for using IBQ allocation, will
continue to provide strong incentives
for vessels to modify their fishing
behavior to avoid and reduce
interactions with bluefin. Based in part
on public comment, NMFS has
determined that a dynamic
determination of shares based on sets
would address the objective of
providing shares only to vessels that
have recently fished. NMFS’ response to
comments regarding the elements and
details of a dynamic system are
contained in the responses to comments
2 through 5.
NMFS received many comments
supporting the preferred alternative of
replacing the current system of 136
shareholders with a dynamic system
where, annually, permit holders of
active vessels would be defined as
shareholders. Pelagic longline industry
groups that represent pelagic longline
vessels supported dynamic allocation,
but had different opinions on whether
pelagic longline sets or designated
species landings should be the basis for
IBQ shares. One commenter stated that
the current shareholder system in place
was punitive in that it provided more
bluefin to vessels that had no
interactions with bluefin and did not
need bluefin quota. One commenter
supported a dynamic system of
determining shares, but was in favor of
distributing IBQ shares and their
associated allocations in equal amounts
to active vessels.
Comment 2
Some commenters supported the use
of designated species landings in
general, but wanted to include
dolphinfish (dolphin) as one of the
species that count toward IBQ share
determination, because of the
importance of dolphin revenue,
especially during May. Other
commenters noted the exclusion of
dolphin as one of the various reasons
they did not support the use of
designated species landings as the
relevant metric upon which to base IBQ
shares. They also commented that any
species landed by the fleet should be
considered as a designated species in
the method of share determination. For
example it was noted that traditionally,
shortfin mako sharks have been a target
species and therefore the landings
should be credited to fishermen. Some
commenters noted the importance of all
dynamic: fish may swim from
Massachusetts to Virginia in three days,
there is limited quota and seasonal
allocations, and there are high and
variable levels of fishing pressure. Given
all of this, NMFS may need flexibility to
more swiftly implement an inseason
action that may provide additional
opportunity (in the case of an increased
trip limit), or one to slow a catch rate
(in the case of a lowered retention
limit). NMFS will continue to consider
each adjustment on a fact-specific basis,
consistent with Administrative
Procedure Act requirements and
providing for as much notice as
possible.
Under 50 CFR 635.27, the subquota
period previously referred to as the
‘‘January’’ subquota period will be
changed to ‘‘January through March’’
subquota period to reflect the actual
duration of the January subquota period,
which is not changing.
Response to Comments
NMFS received 47 written comments
from individual members of the public,
and a variety of entities including
industry associations, environmental
organizations, and states. All written
comments can be found at https://
regulations.gov/ by searching for ‘‘0648–
BI08’’. NMFS also received comments
during the webinars and HMS AP
meetings. Responses to those comments
are below. Comments are organized
according to subject.
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‘A’ Alternatives: Modifications to
Individual Bluefin Quota (IBQ) Share
Eligibility, Distribution and Allocation
Methods
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species landed to the economic viability
of the fishery, given the variable nature
of species available to the fishery.
Response
NMFS agrees that dolphin is an
economically important component of
pelagic longline fishery landings,
especially during certain time periods.
NMFS did not propose inclusion of
dolphin in the list of designated species
(for the purpose of share determination)
because dolphin comprises a relatively
low portion of the total pelagic longline
landings. Additionally, because of
differences in management and data
reporting due to the fact that dolphin is
not managed under the 2006
Consolidated HMS FMP, it would be
difficult for NMFS to compile and
analyze the dolphin data annually in an
accurate and timely manner. As
explained further in the response to
comment 3, NMFS is no longer
preferring basing shares on designated
species landings. In defining designated
species, NMFS intended to create a
standardized list of a limited number of
target species that would be used as a
metric of fishing effort in the annual
determination of IBQ shares, and as
such the availability and timeliness of
data was a relevant factor. NMFS agrees
that the pelagic longline fishery is a
fishery that relies on many species for
its revenue, due to the diversity of the
fleet and the dynamic, migratory nature
of the species it lands.
Comment 3
NMFS received a number of
comments regarding the best method of
determining shares (i.e., based on hooks,
sets, landing, or equal shares). An
organization representing pelagic
longline businesses stated that
determining IBQ shares using
designated species landings would
incentivize vessels to retain smaller fish
or juvenile fish, which they currently
release, to enhance the total weight of
landings. Vessels would be incentivized
to land all swordfish or tunas that come
to the vessel, rather than releasing lower
quality fish or lower value small fish.
Further they stated that landings are not
a standardized metric due to differences
among pelagic longline vessels in
fishing strategy and skill level, and due
to landings being driven by prices and
dealer demands. A different
organization representing pelagic
longline businesses supported using
designated species landings as
reasonable because of the logical
relationship between fishing effort,
amount of landings and need for IBQ
allocation. One commenter stated that
basing shares on landings is not fair
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because vessels have varied capacities
for holding fish. NMFS received
multiple comments stating that NMFS
should prefer dynamic determination of
IBQ shares based on pelagic longline
sets because sets are a more reliable
measure of the need for IBQ shares.
Some commenters supported the use of
sets, but suggested that only one set per
day be allowed to count toward the
determination of shares, because vessels
might set multiple sets per day for the
sole purpose of influencing their IBQ
share percentage. Two commenters
stated that hooks are harder to verify
than sets. One commenter supported
dividing up shares equally among active
vessels. NMFS received multiple
comments that the method used to
determine IBQ shares is not a
conservation issue and that NMFS
should follow the industry’s
recommendations for efficient IBQ share
distribution.
Response
NMFS acknowledges that each of the
methods analyzed for determining IBQ
shares annually (hooks, sets, landings,
or equal shares) has strengths and
weaknesses. Given the diversity of the
fleet and the highly variable and
migratory nature of bluefin, it is difficult
to precisely align the distribution of IBQ
shares among vessels with the need for
IBQ shares. Although a commenter
supported the use of equal shares as a
method of distributing shares among
active vessels, most commenters
supported basing shares on a metric that
reflects fishing effort. NMFS agrees with
using fishing effort as the basis for
determining IBQ shares, given that
bluefin is an incidentally caught
species, and there is a relationship
between the amount of fishing effort and
the number of bluefin a vessel is likely
to encounter (and the need to account
for bluefin using IBQ allocation). While
NMFS proposed using designated
species landings to determine IBQ
shares, in this final rule NMFS is
implementing regulations to determine
IBQ shares based on the number of
pelagic longline sets. The pelagic
longline fleet is geographically diverse
and includes a range of vessel sizes and
fishing strategies. Using a metric of one
set (a single deployment and retrieval of
pelagic longline gear) per day provides
a standardized, uniform method of
determining IBQ shares and addresses
the concern that a vessel operator might
deploy speculative, short sets for the
purpose of inflating the IBQ share
determination. NMFS can determine the
number of sets annually, in a timely
manner, using a single data source
(VMS or logbooks) and, if necessary,
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20:13 Sep 30, 2022
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verify the accuracy of the reported data
using EM data. A majority of active
shareholders would have a larger share
percentage under dynamic
determination of shares based on sets
than they would under the current
system (No Action). In selecting the
final preferred alternative, NMFS took
into consideration public comments,
which included different industry
recommendations on the method to be
applied; how the method of share
distribution will influence various
aspects of the IBQ Program, such as the
IBQ allocation leasing market, vessel
incentives to avoid bluefin, and the
ability for vessels to account for bluefin
catch; and ecological, economic and
social impacts. NMFS believes that the
preferred alternative is reasonably
calculated to promote conservation,
because it encourages a rational, wellmanaged use of fishery resources
through a reasonable a balanced
allocation approach.
Comment 4
NMFS received multiple comments
that quartiles or tiers should not be used
to determine IBQ shares, and instead
custom IBQ share percentages should be
given based on vessel fishing effort. As
proposed, some shareholders would
have shares that are either larger or
smaller than the shares percentage
corresponding directly to the number of
sets. Commenters stated that due to the
differences in the share percentage
between adjacent tiers, vessel operators
may increase fishing effort for the sole
reason of subsequently being put in the
next higher tier and increasing their
share percentage. They stated that a
small amount of additional effort can
have a disproportionate impact on the
IBQ share a vessel receives, since
moving from one quartile to the next
higher quartile (tier) results in a large
increase in IBQ allocation received (in
lb). Commenters also stated that the
quartile system is unnecessarily
complex. NMFS received comments in
support of providing each active vessel
at least a minimum amount of IBQ share
that would allow them to depart on a
fishing trip.
Response
NMFS agrees that tiers based on
quartiles (which was proposed), should
not be included in the share
determination methods for the reasons
noted by the commenters, and will
instead implement ‘customized’ shares
based on the number of pelagic longline
sets in proportion to the total number of
sets fleet-wide. Basically, this eliminates
a step in the process and shares would
correspond more directly to effort.
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59973
Although NMFS proposed using tiers in
order to eliminate shares with either a
very high or very low percentage, NMFS
agrees that ‘customized’ shares are
simpler and more equitable than the use
of tiers. Using customized shares, no
shareholder would receive a share larger
or smaller than that which corresponds
directly to the number of sets made by
the vessel (during the relevant threeyear period). NMFS disagrees that each
active vessel should receive a minimum
percentage that would allow them to
depart on a fishing trip. Under the
current regulations, before departing on
the first fishing trip in a calendar year
quarter, a vessel with an eligible
Atlantic Tunas Longline category permit
that fishes with or has pelagic longline
gear onboard must have the minimum
IBQ allocation for either the Gulf of
Mexico or Atlantic, depending on
fishing location. Under a customized
share determination method, vessels
with a low number of sets may receive
a share percentage that results in an IBQ
allocation of less than the minimum IBQ
allocation required to depart on a
fishing trip. While understanding the
logic of the commenter’s suggestions to
implement a minimum share, NMFS
disagrees that it is warranted because it
would complicate the determination of
shares and would be inconsistent with
the reasons for implementing
customized shares. Adjustment of the
lowest shares upward would erode the
equitable nature of customized share
determination. The shares that are
adjusted upward would no longer
represent the vessels’ number of sets
and all of the other shares would need
to be adjusted downward slightly to
derive the shares used to increase the
size of the smallest shares. Vessels that
receive a share that is smaller than the
minimum IBQ allocation required can
lease additional allocation in order to
fish.
Comment 5
NMFS received a comment that the
location and time of year of fishing
activity should be taken into account
when determining IBQ shares. The
commenter stated that some fishing
locations and times are not associated
with interacting with bluefin, for
example, in the Carolinas during August
and September or in the Caribbean
throughout the year. Two commenters
supported maintaining the current
regulations that include any data
associated with fishing in the northeast
distant gear restricted area (NED) as part
of formulas that determine IBQ shares,
and maintaining the current IBQ catch
accounting rules for fishing in the NED.
One commenter did not support
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Federal Register / Vol. 87, No. 190 / Monday, October 3, 2022 / Rules and Regulations
inclusion of trips in the NED, but
suggested instead a complex system of
rules for how such trips would factor
into the determination of IBQ shares.
Another commenter suggested that
NMFS analyze the impact of dynamic
determination of IBQ shares based upon
designated species landings as the
measure of fishing effort on leasing of
IBQ allocation.
Comment 6
NMFS received multiple comments
expressing concern that the preferred
alternative for determining IBQ shares
would not facilitate new entrants
joining the pelagic longline fishery, as it
would be difficult for new entrants to
lease IBQ allocation from active vessels
and to increase that amount of IBQ
share over time.
Response
Response
NMFS has concluded that the
determination of IBQ shares based on
vessel sets will enhance the continued
success of the IBQ allocation leasing
market, and therefore IBQ allocation
will be available to new entrants to the
fishery that do not have IBQ shares at
the time of entry into the fishery. Under
dynamic share determination, a new
entrant to the fishery would need to
lease IBQ allocation during the first year
of their participation in the pelagic
longline fishery. During the second year
of participation, the vessel’s share
percentage would be based on the
number of pelagic longline sets relative
to the total fishery (during the previous
three years). Since 2015 there have been
participants in the fishery that were not
shareholders, who have relied on leased
IBQ allocations from shareholders in
order to fish and account for bluefin
catch. In light of public comment
though, this final rule adds to the
framework provisions of the 2006
Consolidated HMS FMP the authority to
set aside a de minimis amount of bluefin
quota for new entrants. Neither the
Amendment 13 DEIS nor the FEIS
analyzes a full set-aside program. This
final rule simply provides for the
potential development of such a
program in the future, if necessary,
should the dynamic allocation
provisions finalized in this action not
facilitate new entrants. In that case,
NMFS would conduct rulemaking to set
the precise amount of set-aside, and the
requirements, process, and conditions
associated with distributing IBQ
allocation to new entrants.
NMFS disagrees that the location and
time of year of fishing activity should be
taken into account when determining
IBQ shares. Although the abundance
and distribution of bluefin are
associated with particular geographic
regions and seasons, taking into account
patterns of bluefin availability would
increase the complexity of the share
determination, and may not result in a
distribution of shares among vessels that
aligns with the need for bluefin
allocation. The pelagic longline fishery
is dynamic, mobile, and adaptive, with
some vessels opportunistically targeting
multiple species over wide geographic
areas. Inclusion of all fishing activity as
the basis of allocation formulas
increases fishing opportunity and
flexibility for vessels to fish in multiple
areas, as conditions warrant. The NED
fishery is an intermittent fishery with
only a few participating vessels and
does not warrant the development of
different allocation rules. NED
accounting rules take into account the
fact that a binding ICCAT
recommendation specifies a separate 25mt bluefin quota to account for bycatch
from the NED. Exclusion of NED fishing
activity from data used to determine
shares may affect profitability of vessel
operations or incentives to fish in the
NED, and affect fishing for target
species. Unless clearly warranted,
constraints on fishing for target species
are not desirable. Under current
regulations, any pelagic longline vessel
may fish in the NED. NMFS analyzed
the impacts of dynamic determination
of IBQ shares and concluded it would
enhance the continued success of the
IBQ allocation leasing program by the
distribution of shares to active vessels.
All active vessels would receive IBQ
allocation, and the leasing market is
likely to continue to function well, with
a price similar to or lower than recent
prices, because most vessel allocations
would increase. Sixty-one of the 91
active vessels would have larger IBQ
allocations than they would under the
current static determination of IBQ
shares.
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‘B’ Alternatives: Modifications to Rules
Closely Linked to IBQ Allocations
Comment 7
NMFS received comments in support
of the preferred alternative to determine
regional designations of IBQ shares and
allocations on an annual basis as part of
the annual dynamic allocation process.
They indicated that the preferred
alternative would allow more flexibility
for vessels to fish in the Gulf of Mexico
without needing to lease GOM IBQ
allocation. The need to lease IBQ
allocation was particularly frustrating
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when vessels had to lease from vessels
that were not actively fishing, but
simply leasing their IBQ allocation to
active vessels.
Response
NMFS agrees that the preferred
alternative, which modifies the regional
designations so that they are dynamic,
would provide additional flexibility for
vessels that are interested in fishing in
the Gulf of Mexico. A vessel without
any GOM IBQ shares during a particular
year would need to lease GOM IBQ
allocation to fish in the Gulf of Mexico
that year, but in the subsequent year, in
the context of the dynamic
determination of IBQ shares, the vessels
would have GOM IBQ shares in
proportion to the number of pelagic
longline sets in the Gulf of Mexico.
Comment 8
NMFS received a number of
comments that did not support the
preferred alternative to determine
regional designations of IBQ shares and
allocations on an annual basis as part of
the annual dynamic allocation process.
One commenter instead supported
Alternative B2, which would remove
regional designations altogether but
retain the catch cap. Another
commenter stated that the regional
designations are an unnecessary barrier,
an unjustified cost, and an impediment
to attaining optimum yield in the
fishery. Further, they stated that the
preferred alternative did not provide a
reasonable opportunity to catch the
quota. A commenter stated that
constraints in the Gulf of Mexico are not
needed because the IBQ Program
constrains the impacts of the fishery on
bluefin. One commenter was concerned
that, in the context of dynamic shares
and regional designations, the potential
for declining effort in the Gulf of Mexico
could result in a low percentage of GOM
IBQ shares that could severely limit the
operation of the fishery. For example, a
reduction in either the number of
vessels fishing in the Gulf of Mexico, or
reduction in the amount of fishing effort
per vessel (or both) would result in a
reduction in the amount of GOM
designated shares (and IBQ allocation).
Response
NMFS disagrees that the preferred
alternative for regional designations
would represent an unwarranted barrier
or cost to fishing, or that IBQ Program
constraints for the Gulf of Mexico are
unnecessary. The regional designation
rules provide a balance between the
need to cap bluefin catch in the Gulf of
Mexico, provide equitable fishing
opportunities, and modulate pelagic
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longline fishing effort in the Gulf of
Mexico. The Amendment 7 IBQ
Program rules as modified by
Amendment 13 are intended to address
the fact that the Gulf of Mexico is the
recognized spawning ground for
western Atlantic bluefin tuna. Under
this Amendment 13 final rule, a vessel
without GOM designated IBQ shares,
but fishing in the Gulf of Mexico would
be required to lease GOM IBQ allocation
during the first year of fishing in the
Gulf of Mexico. However, in the
following year the vessel would have
GOM designated IBQ shares in
proportion to the number of pelagic
longline sets in the Gulf of Mexico. Over
time, a vessel with increasing levels of
fishing effort in the Gulf of Mexico
would receive an increasing percentage
of GOM designated IBQ shares. This
method is a reasonable means of
providing opportunities to fish in the
Gulf of Mexico, while supporting the
objectives of the regional designations.
NMFS agrees that under dynamic
determination of shares and regional
designations, there could be a situation
of reduced fishing effort and low GOM
designated shares. Under conditions of
low GOM shares and allocation, vessels
with GOM IBQ shares may be reluctant
to lease IBQ allocation to others. If
unable to lease GOM IBQ allocation,
prospective new entrants to the fishery
(without any shares), or vessels with
only Atlantic (ATL) designated shares,
would be unable to meet the minimum
IBQ allocation requirement, and thus be
unable to fish in the Gulf of Mexico.
Similarly, vessels with GOM designated
IBQ shares may be unable to account for
bluefin catch. Such serious constraints
could result in poor function or
disruption of the IBQ Program, and
result in further declines in fishing
effort or participation in the pelagic
longline fishery, or prevent increases in
fishing effort or participation. To
address this, this final rule includes a
GOM designated share percentage
threshold. If the total amount of IBQ
shares designated as GOM is five
percent or less of the total IBQ
allocations (ATL plus GOM designated
shares), the requirement to account for
bluefin caught in the Gulf of Mexico
with GOM IBQ allocation, and use GOM
IBQ allocation to satisfy the minimum
IBQ allocation requirement would not
apply. In other words, any vessel would
be able to use GOM IBQ or ATL IBQ
allocation to either account for bluefin
catch (landings or dead discards) or
satisfy the minimum requirements for
IBQ allocation in the Gulf of Mexico.
When this low share threshold
provision is in effect, the maximum
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allowable bluefin catch from the Gulf of
Mexico will be the weight of bluefin
associated with the cap on GOM
designated shares (i.e., the default level
of 35 percent, or lower if modified). If
this level of bluefin catch (landings and
dead discards) were reached in the Gulf
of Mexico, NMFS would prohibit
vessels from fishing with pelagic
longline gear in the Gulf of Mexico for
the remainder of that year.
Comment 9
NMFS received comments inquiring
whether modifications to regional IBQ
share designations would impact catch
rates of bluefin in the Gulf of Mexico or
impact the bluefin stock since spawning
adults are found in the Gulf of Mexico.
Response
Amendment 7 established the 35percent GOM/65-percent ATL regional
designation approach for IBQ shares and
allocations, in light of the fact that the
Gulf of Mexico is recognized as the
primary spawning ground for the
western Atlantic bluefin tuna stock.
Given the annual, dynamic
determination of IBQ shares under
Amendment 13 and inherent variability
in the pelagic longline fishery (see
response to comment 5), NMFS
anticipates that catch rates of bluefin in
the Gulf of Mexico could vary from year
to year. However, NMFS does not
anticipate that the regional designation
approach, as modified under
Amendment 13, will result in an
increase in incidental catch of bluefin in
the Gulf of Mexico above levels of such
catch since 2015. To ensure continued
protections in the spawning grounds,
this final rule establishes a default cap
(35 percent of total IBQ shares) on the
maximum amount of bluefin that may
be caught in the Gulf of Mexico, which
could be adjusted downward to achieve
conservation and management
objectives per the criteria under
§ 635.27(a)(8). See response to comment
10 for further explanation. Further,
when the low GOM share threshold
provision is in effect, the maximum
allowable bluefin catch from the Gulf of
Mexico will be the weight of bluefin
associated with the cap on GOM
designated shares (i.e., the default level
of 35 percent, or lower if NMFS
modifies the level consistent with other
provisions in this Amendment). If this
level of bluefin catch (landings and
dead discards) were reached in the Gulf
of Mexico, NMFS would prohibit
vessels from fishing with pelagic
longline gear in the Gulf of Mexico for
the remainder of that year. The net
ecological impact of the Amendment 13
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measures on bluefin in the Gulf of
Mexico is thus neutral.
Comment 10
NMFS received comments suggesting
reduction of the cap on bluefin catch
from the Gulf of Mexico from 35 percent
to 25 percent due to the regulations not
allowing targeted fishing for bluefin in
the Gulf of Mexico. Another commenter
suggested allowing the use of ATL
designated IBQ allocation during the
second half of the year.
Response
NMFS does not believe that a 25percent cap on GOM-designated IBQ
shares is needed to protect bluefin in
the Gulf of Mexico. Under the measures
implemented by this Amendment 13
final rule, the amount of bluefin
incidental catch in the Gulf of Mexico
would continue to be capped at a
default level of 35 percent of total
pelagic longline bluefin catch. The total
amount of GOM-designated IBQ shares
could be even less than 35 percent, as
NMFS will annually calculate the total
amount (not to exceed 35 percent) based
on the percentage of pelagic longline
sets in the GOM compared to total sets
(using the most recent, three-year period
for which NMFS has information).
Moreover, if NMFS determines that a
downward adjustment is needed to
achieve conservation and management
objectives, it may reduce the maximum
amount of bluefin that can be caught in
the Gulf of Mexico, based on the
determination criteria at § 635.27(a)(8).
There has not been a change in the
status of the stock (no overfishing,
overfished status unknown), and based
on a 2021 stock assessment, ICCAT
adopted a moderate increase in the
western Atlantic bluefin total allowable
catch. See 87 FR 33049, June 1, 2022
(final rule on Atlantic Bluefin Tuna and
Northern Albacore Tuna Quotas). In
addition, there has been no increase in
fishing effort in the Gulf of Mexico, no
increase in catch of bluefin from the
Gulf of Mexico, nor other change in the
fishery that would support
consideration of a more conservative
default cap level. As noted above, this
final rule authorizes NMFS to reduce
the cap, if necessary, for conservation
and management reasons. NMFS
disagrees that allowing the use of ATL
designated IBQ allocation during the
second half of the year is a practical
means of providing flexibility in the
fishery. The regional designation rules
provide adequate flexibility and a
reasonable opportunity to fish in the
Gulf of Mexico, while limiting the
amount of potential bluefin incidental
catch. Furthermore, a mid-year change
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to accounting rules would be
impractical to administer in the Catch
Shares Online System, the database
accessible by dealers and vessel owners,
which tracks bluefin catch and
implements the relevant accounting
rules.
‘C’ Alternatives: Sale of IBQ Shares
Comment 11
NMFS received several comments in
support of the preferred No Action
alternative, under which the sale of IBQ
shares would continue to be prohibited.
Response
NMFS agrees that the sale of IBQ
shares should continue to be prohibited.
NMFS has not observed a need for
Atlantic Tunas Longline permit holders
to accumulate IBQ shares through
purchase. For most shareholders, annual
allocations combined with a minimal
amount of leasing is likely to be
sufficient for them to account for
incidental bluefin catch. Additional
rationale for preferring this alternative is
in Chapter 2 of the Amendment 13 FEIS.
‘D’ Alternatives: Cap on IBQ
Shareholder Percentage or IBQ
Allocation Use
Comment 12
NMFS received several comments in
support of the preferred alternative to
cap the accumulated sum of IBQ shares
at 25 percent.
Response
NMFS agrees that it is appropriate to
cap the amount of shares an entity may
hold or acquire at 25 percent of the total
shares. The Magnuson-Stevens Act
requires that NMFS must ensure that
limited access privilege permit holders
do not acquire an excessive share of the
total limited access privileges.
Comment 13
A pelagic longline association
supported the preferred alternative to
maintain the current regulations that do
not limit the amount of IBQ allocation
a vessel may lease, based on the
rationale in the DEIS.
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Response
NMFS agrees that there should be no
cap on the amount of IBQ allocation a
vessel may lease. Long-term control of
IBQ allocation by a single entity through
leasing is not possible, because leasing
of IBQ allocation occurs on an annual
basis and expires at the end of each
calendar year. The most likely reason a
vessel might need to lease a large
amount of IBQ allocation would be to
account for an unusually large
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incidental catch of bluefin, which is
consistent with the objectives of the IBQ
Program. The limited amount of IBQ
allocation available through annual
distribution to shareholders, and the
limited amount of IBQ allocation
available via leasing (as well as the
associated costs), provide strong
incentives to avoid bluefin.
Furthermore, there are other potential
challenges associated with the
incidental catch of bluefin by pelagic
longline vessels including bluefin
weighing down longline gear (which
typically catch lighter species) and
bluefin market limitations and
volatility. Provided the IBQ Program
continues to function in a manner
consistent with its objectives, with
individual vessel accountability for
bluefin catch and incentives to reduce
interactions with bluefin, there is no
need for a cap on the amount of IBQ
allocation that may be leased. During
development of Final Amendment 13,
NMFS became aware of concerns
regarding recent, high bluefin landings
by a small number of vessels. NMFS
considers this to be an unusual event
and not reflective of how the IBQ
Program has functioned overall. A high
bluefin landings event is unusual, and
the risk of such an event will likely
continue to be rare under Amendment
13.
Comment 14
Several commenters supported
simplification of the dealer reporting
requirements for the IBQ Program. A
pelagic longline association stated that
removal of the bluefin dead discard
reporting and personal identification
number (PIN) requirements would lead
to more timely reporting and better data.
One commenter expressed the opinion
that the passwords associated with the
Catch Shares Online System were too
complex and had to be changed too
often.
Response
NMFS agrees that the removal of the
bluefin dead discard reporting and PIN
requirements will streamline the dealer
reporting requirements. NMFS did not
propose or analyze any changes to the
password requirements associated with
the Catch Shares Online System.
Passwords are required elements of
computer systems to maintain a high
level of data integrity and security.
‘E’ Alternatives: Adjustments to Other
Aspects of the IBQ Program
Comment 15
NMFS received comments in support
of the preferred alternative that would
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require vessels to mail in their EM hard
drives after every two trips instead of
after each trip, because it would reduce
the burdens associated with the
requirement to mail hard drives. NMFS
received a comment stating that NMFS
should implement flexibility in the EM
regulations regarding the method of
transferring data to the Agency, in order
to allow the EM Program to evolve with
changing technology without needing
further rulemaking.
Response
NMFS agrees that this requirement to
reduce the frequency of mailing hard
drives to the third-party contractor
would reduce the amount of time and
costs required of vessel operators as
associated with the EM Program. NMFS
continually seeks to make its regulations
more efficient and flexible, consistent
with statutory requirements.
Comment 16
NMFS received comments that
regulations for installation of EM
cameras should not be expanded due to
safety concerns with the installation of
booms. Some commenters expressed
support or conditional support for
mounting one of the video cameras on
a boom or telescoping device to obtain
a better view of bycatch events as gear
is removed from the water. Some
commenters said that deployment of
booms could be done in a manner that
addresses safety concerns, provided
NMFS works closely with the
individual vessel owners/operators to
minimize the chances of the boom
interfering with any of the vessel
operations. Two commenters supported
revising EM regulations to improve
vessel-level accountability by making
the EM Program more robust.
Response
In 2015, the final rule for Amendment
7 authorized NMFS to ‘‘require vessel
owners to make minor modifications to
vessel equipment to facilitate
installation and operation of the EM
system,’’ including ‘‘a mounting
structure(s) for installation of the
camera(s)’’ (§ 635.9(b)(2)). This final rule
clarifies that NMFS may require vessel
owners to install permanent or semipermanent hardware (e.g., booms), if
necessary, in order to mount and install
video cameras at locations on vessels to
obtain optimal views of fish and
improve the accuracy of the resulting
data. Not all vessels may need
additional hardware. If needed, NMFS
would coordinate closely with vessel
operators to address any vessel
operation or safety concerns, taking into
consideration the unique layout and
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operation of each vessel. A description
of the boom configuration would be
included in each vessel’s Vessel
Monitoring Plan, which is a customized
description of the specifics of the EM
components on each vessel. In addition
to the safety aspect of installation, the
vessel owner would have substantial
input regarding the type and amount of
materials used, because they would be
paying for the installation. In Draft
Amendment 13, NMFS stated that it
would pay the costs of boom installation
as funds are available. At this time,
appropriated funds are not available,
thus, if additional hardware is needed,
vessel owners would be required to
cover the costs of the hardware and
installation. The video camera position
will need to provide an optimal view of
the area of the water surface and
seaward of the rail, down to the water
surface, where the gear and fish are
hauled out of the water, while
minimizing potential safety hazards and
interference with vessel operations. The
process of boom installation will
include discussion with vessel owners/
operators and looking at current or
historical video footage of the views
provided by the video camera. NMFS
agrees that improvement of the elements
of the EM Program may contribute to the
continued success of the IBQ Program
and vessel-level accountability.
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Comment 17
NMFS received comments that
additional fish handling protocols for
EM should not be specified and that a
measuring grid on the deck of the vessel
is not needed. Some commenters were
concerned that a measuring mat would
be hazardous or difficult to secure, or
that a painted grid would be impractical
because decks are routinely resurfaced.
Two commenters, including the EPA,
supported the proposed expansion of
EM requirements to improve vessellevel accountability. Two commenters
supported the preferred alternative
provided the grids accommodate
individual vessel configurations and
maintain safety.
Response
NMFS believes that additional fish
handling protocols that incorporate a
measuring grid are necessary in order to
improve the data quality. The vessel
crew will be required to place retained
fish on a mat with grid lines or a grid
painted on the deck in view of the
processing camera, so the video
recording includes images of the fish.
The use of a standardized grid will
enable the video analyst to have a size
reference to aid in the estimation of fish
size and determination of fish species.
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For example, the total length of a fish
and the relative size of the pectoral fin
are some of the characteristics used in
species identification. With the use of a
reference grid, size estimation would be
less affected by camera placement and
angle, and the estimation of size and
species identification may be improved.
Further, a standardized reference grid
may facilitate the development and use
of computer algorithms and automation
of video analysis. NMFS or a NMFSapproved contractor will work with
vessel owners/operators to specify a
measuring grid that, to the extent
practicable, accommodates the unique
layout and operations of each fishing
vessel. A description of the measuring
grid will be included in each vessel’s
VMP, which is a customized description
of the specifics of the EM components
on each vessel. The vessel owner will
have six months after the VMP is
approved to install the measure grid
specified in the VMP. NMFS changed its
approach from Draft Amendment 13/
DEIS, which stated that NMFS would
pay the costs of grid installation as
funds are available. At this time,
appropriated funds are not available and
NMFS is now requiring vessel owners to
cover the cost of grid installation.
Comment 18
NMFS received a comment about the
reasons for the proposed changes to the
EM Program, and questioning whether
the Program has been successful in
corroborating the set-based selfreporting of bluefin catch.
Response
Under the EM Program, NMFS has
been successful in corroborating setbased self-reported bluefin catch. NMFS
released the Three-Year Review of the
IBQ Program in 2019, which provides
detailed information on the EM
Program. VMS and EM data from 2015
through 2018 indicated that a high
percentage of sets with bluefin catch
reported via VMS that were audited by
review of EM footage were confirmed.
Likewise, a high percentage of sets that
did not report bluefin catch via VMS
did not show bluefin catch in audited
EM footage. (Table 6.35 in Three-Year
Review of the IBQ Program).
Unpublished data from 2019 show a
similarly high level of agreement
between VMS reports and EM footage.
Thus, there is high confidence in EM
data on the number of retained fish
when compared to VMS data; however,
the EM data have relatively high
variability in size estimation compared
to self-reported data. In addition, the
EM data on bluefin discards are less
likely to match the VMS data due to
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discard events that occur outside the
camera’s field of view. Thus, NMFS is
implementing regulations to improve
data quality, as explained in response to
comments 16 and 17.
Comment 19
NMFS received a comment
questioning whether the proposed cost
recovery program is consistent with
other cost recovery programs
administered by NMFS. Another
commenter did not support
implementation of a cost recovery
program, because of the numerous
reporting and monitoring costs that the
pelagic longline fishery already incurs,
and stated that Congress, in the
Magnuson-Stevens Act, did not envision
cost recovery for an incidental species.
Response
NMFS developed the IBQ cost
recovery program in consultation with
NMFS staff from other regions with cost
recovery programs for limited access
privilege programs (LAPP). Differences
among cost recovery programs reflect
the unique aspects of each fishery
managed under a LAPP, consistent with
relevant Magnuson-Stevens Act
provisions (16 U.S.C. 1853a(e) and
1854(d)(2)). Recognizing that the IBQ
Program is unique because bluefin is an
incidental catch and not a targeted
species, NMFS believes cost recovery
for this program is consistent with the
aforementioned provisions. As with
other cost recovery programs, in the IBQ
program, a fee would not exceed three
percent of the ex-vessel value of fish
harvested under the LAPP (bluefin). See
id. § 1854(d)(2)(B). Because bluefin is an
incidental species in the pelagic
longline fishery, and the IBQ Program
provides incentives to reduce
interactions with bluefin, landings of
bluefin are likely to remain low relative
to targeted species. Given the relatively
small total ex-vessel value of bluefin
incidentally caught and landed by
pelagic longline vessels, and the
substantial incremental costs to NMFS
associated with the IBQ Program, NMFS
anticipates that the likely cost recovery
fee would be three percent of the exvessel value of bluefin sold (or less). As
such, three percent of the ex-vessel
value of bluefin will likely be a small
amount of recoverable costs compared
to other cost recovery programs.
Therefore, this final rule implements a
flexible cost recovery program, under
which NMFS would make an annual
determination whether a cost recovery
fee paid by permit holders participating
in the IBQ Program is warranted. If the
total fees that could be collected are
similar to or less than the administrative
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costs of the cost recovery program, no
cost recovery fee would be collected.
‘F’ Alternatives: Purse Seine Category
and Quota Allocation Process
Comment 20
Several commenters supported the
preferred alternative to change the
method of allocating bluefin quota
among the quota categories to simplify
the process. Two of the commenters
stated that the proposed measure would
not result in any net gains for the fishery
and one commenter noted it was
procedural in nature.
Response
NMFS agrees that the preferred
alternative to change the mathematical
method used in the annual quota
allocation process to achieve a similar
result through a simpler means is
procedural in nature and would not
meaningfully impact the net amount of
bluefin quota allocated to the quota
categories. Instead of a two-step process
of subtracting the 68 mt from the U.S.
baseline quota and then applying the
category allocation percentages, there
will be a one-step process applying
slightly revised category allocation
percentages.
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Comment 21
NMFS received many comments in
support of the preferred alternative to
discontinue the Purse Seine category
and reallocate the bluefin quota upon
implementation of Amendment 13.
Commenters were in agreement with the
underlying logic that the purse seine
fishery has not been active for many
years and that bluefin quota is needed
by the other bluefin quota categories
that are actively fishing. Furthermore,
commenters thought that Purse Seine
category participants who are not
fishing should not be able to continue
to profit by leasing bluefin quota to
Atlantic Tunas Longline permit holders.
Response
NMFS agrees that the discontinuation
of the Purse Seine category is warranted.
The Purse Seine category has been
allocated 18.6 percent of the U.S.
baseline bluefin quota. Discontinuation
of the Purse Seine category and
reallocation of its quota will provide
additional quota to active fishing
categories that are, at times, quotalimited, and increase the likelihood that
more of the U.S. quota will be utilized.
Bluefin quota allocated to the Purse
Seine category has not been used in
many years to harvest bluefin using
purse seine gear, and a meaningful
amount of that quota has not been
leased to pelagic longline vessels. See
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response to comment 24 for further
details. Quota that is allocated to Purse
Seine category participants and then not
used is a source of concern to
participants of both the directed and
incidental bluefin fisheries, who, as a
result, may forego potential fishing
opportunities. Reallocation of the Purse
Seine category quota will also reduce
various types of uncertainty that result
from the inactive status of the Purse
Seine category (see comment 23).
Comment 22
NMFS received comments opposed to
the preferred alternative, because it does
not reallocate Purse Seine category
bluefin quota to the Longline category
and would affect IBQ leasing.
Commenters noted that pelagic longline
vessels have depended on leasing
currently available Purse Seine category
quota to account for bluefin catch under
the IBQ Program, and that Purse Seine
category quota provides a safety net in
case of unexpected bluefin catch. A
pelagic longline association
representative stressed the reliance of
pelagic longline fishermen on leasing
Purse Seine category quota, and stated
that the IBQ Program would cease to
function without that leasing
opportunity. The representative stated
that, in recent years, the agency has
consistently reallocated 75 percent of
the Purse Seine category quota to other
categories, leaving 25 percent (4.4
percent of the U.S. baseline quota)
available for leasing. Given that, 25
percent of the Purse Seine category
quota should be reallocated to the
Longline category. The State of
Maryland’s Department of Natural
Resources supported including the
Longline category in the reallocation
due to their reliance on such quota for
leasing. Another commenter stated that
the increased IBQ allocation to many
active pelagic longline vessels under the
preferred IBQ share alternative would
not make up for the loss of quota
currently available from the Purse Seine
category. Other commenters did not
think that excluding the Longline
category from the proposed reallocation
was fair and equitable. One commenter
said that an adequate amount of bluefin
quota for pelagic longline vessels was
very important due to a decrease in the
bluefin market and revenue and the
relative increase in the cost of leasing
bluefin quota.
Response
NMFS agrees that pelagic longline
vessels have depended on bluefin quota
that they lease from Purse Seine
category participants to fish under the
restrictions of the IBQ Program. IBQ
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Program participants require adequate
IBQ allocation in order to meet the
accounting requirements, participate in
the leasing market, and mitigate risk.
Adequate IBQ allocation is important to
achieve a balance between incentives to
reduce bluefin interactions and the
ability to fish for target species to
maintain profitability and supply the
seafood market. In the reallocation
method described in the proposed rule,
NMFS did not reallocate bluefin quota
from the Purse Seine category to the
Longline category. After considering
public comment, NMFS re-analyzed
data regarding the leasing program and
concluded that the Longline category
should receive reallocated Purse Seine
category quota in order to increase the
likelihood of maintaining a successful
IBQ allocation leasing market in the
future, including new entrants. As
described in the Final Amendment 13/
FEIS, pelagic longline vessels have been
increasingly reliant on both the
available Purse Seine category quota
and inactive pelagic longline vessels as
sources for bluefin quota leases. Because
the incidental Trap category has a de
minimis amount of quota and rare
bluefin landings, NMFS is including the
category in the reallocation too, to
simplify the overall reallocation.
Therefore, this final rule implements
bluefin quota percentages that
incorporate reallocation of the Purse
Seine category quota to all of the other
bluefin quota categories, including the
Longline and Trap categories, in
proportion to their baseline allocation
percentages.
Reallocation of the Purse Seine
category quota facilitates directed
fishing by the Longline category while
accounting for incidental bluefin catch
and facilitates the ability for active HMS
directed permit categories to catch their
full bluefin allocations. Based on the
current U.S. baseline quota, the
Longline category will receive more
quota (34.9 mt) under this final rule
than the average amount of Purse Seine
leases from 2016 through 2019 (23.9
mt). Given recent lease amounts, NMFS
does not believe that reallocation of 25
percent of the Purse Seine category
quota (54.88 mt) to the Longline
category is needed in order to promote
the effective functioning of the IBQ
program. Moreover, leasing was not the
reason Amendment 7 adopted the
annual quota allocation mechanism that
guaranteed that a minimum of 25
percent of the Purse Seine category
quota would be available to the five
historical participants. See response to
comment 24 for more on the
mechanism. Under Amendment 7 rules,
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annual allocations to the Purse Seine
category are not based on IBQ leasing,
but on the previous year’s bluefin catch
by each individual purse seine vessel, as
the intent of the mechanism is to
encourage purse seine vessels to catch
rather than lease quota. See Final
Amendment 7 to the 2006 Consolidated
HMS FMP at pp. 23–24 (explaining
preferred Alternative A3a: Annual
Reallocation of Bluefin Quota from
Purse Seine Category).
Comment 23
NMFS received comments that
supported maintaining the current
status of the Purse Seine category and
the associated quota rules under which,
in recent years, 75 percent of the Purse
Seine category quota has been
reallocated annually to the Reserve
category, and subsequently reallocated
to the directed bluefin fishing quota
categories. The commenters’ view was
that the current system of annual
redistribution, which relies on the
inactive status of the purse seine
fishery, works well to meet the needs of
the directed bluefin fisheries.
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Response
NMFS agrees that there have been
benefits for the directed categories due
to the lack of purse seine vessels fishing
activity and the annual Purse Seine
category quota allocation mechanism
under the Amendment 7 regulations.
Notwithstanding these benefits, there
has also been uncertainty each year
about the amount of quota that will be
in the Reserve category, the amount of
quota that NMFS may transfer inseason
from the Reserve category to other quota
categories, and the timing of such
potential transfers. These sources of
uncertainty make it difficult for vessel
owners to plan their fishing season and
may create market uncertainty. Lastly,
there is an administrative burden for
NMFS associated with conducting
inseason transfers. Reallocation of
bluefin quota from the Purse Seine
category would result in increases in the
relative sizes of all of the remaining
quota categories, larger baseline quotas,
reduced uncertainties, and efficiencies
in the management process by reducing
the number of inseason actions.
Comment 24
NMFS received comments from a
business that currently owns vessels
that previously fished in the purse seine
fishery that they do not support
discontinuation of the Purse Seine
category because the revenue from
leasing bluefin quota contributes to the
financial well-being of their company.
They consider the business entities that
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lease Purse Seine category quota to
pelagic longline vessels to be ‘active’,
and stated that the proposed measures
would render their vessels and permits
worthless. One commenter felt that the
purse seine fishery should be able to
become active again if it wishes,
because the purse seine fishery is
currently inactive due to high regulatory
burdens.
Response
The business that submitted the
comments summarized above is not one
of the five historical participants in the
Purse Seine category. Since 1982, the
Purse Seine category has been managed
with non-transferrable limited entry
permits, and limited to five participants
who historically were financially
dependent on the fishery. None of those
participants uses purse seine gear any
longer, nor have they recently. Although
they continue to receive quota and may
lease it, the current framework has
inhibited maintaining and achieving, on
a continuing basis, optimum yield in the
fishery as a whole. Since Amendment 7
was implemented in 2015, 75 percent of
Purse Seine category quota annually
continues to not be used for bluefin
fishing by purse seine vessels or not be
available for leasing under the IBQ
Program, and large amounts of quota are
ultimately transferred to the Reserve
category through an annual process. As
a result, there is uncertainty each year
about the timing and amount of quota to
be transferred between the Purse Seine
and Reserve and other categories,
administrative burden on NMFS to
administer the process, and uncertainty
about the amount and price of bluefin
quota that might be leased by Purse
Seine category participants.
Limited entry was initiated due to the
large harvesting capacity of purse seine
gear and its ability to exceed U.S. quotas
in very short periods of time. Limited
entry was implemented with the intent
of ensuring that only those persons who
had depended on this fishery for all or
part of their livelihood were allowed
access and this approach was practical
given the small pool of ownership in
this sector of the fishery. Under this
limited entry system, the use of purse
seine gear was authorized, and equal
baseline quotas of bluefin were assigned
to five individual vessel owners. This
enabled owners to replace older vessels
they owned with newer ones. Thus,
NMFS limited the Purse Seine category
to only the five participants who
historically were financially dependent
on the fishery and their five purse seine
vessels. Although new entrants are
prohibited, an owner of a vessel with an
Atlantic Tunas permit in the Purse
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Seine category may transfer the permit
to another purse seine vessel that he or
she owns per 50 CFR 635.4(d)(5).
NMFS does not consider the Purse
Seine category to be currently active,
even though some of the historical
permit holders have been leasing
bluefin quota to pelagic longline vessels
as allowed under the Amendment 7
regulations. Promoting commercial and
recreational fishing under sound
conservation and management
principles and achieving, on a
continuing basis, optimum yield from a
fishery are key purposes of the
Magnuson-Stevens Act. From 2005
through 2012, there was no purse seine
fishing activity. From 2013 through
2015, only one Purse Seine category
participant fished, making only a few
sets, and accounting for only a small
percentage of total annual bluefin
landings each year (six, five, and four
percent in 2013, 2014, and 2015,
respectively). Recognizing that there
had been low (to no) fishing and
consistent underutilization of the Purse
Seine category quota, Amendment 7
established the annual allocation
mechanism to, among other things,
optimize the ability for all permit
categories to harvest their full bluefin
quota allocations. Under this
mechanism, based on their prior year’s
catch, each of the five historical
participants would receive a minimum
of 25 percent of 1⁄5th of the Purse Seine
category quota, even if they did not fish,
and up to 100 percent. The goal was to
assure some level of fishing opportunity
and create incentives for purse seine
vessels to remain active in the fishery.
See Final Amendment 7 to the 2006
Consolidated HMS FMP at pp. 23–24.
Since 2015, there has been no purse
seine fishing activity. The historical
participants sold the vessels that they
used to fish for bluefin to new owners
that are not historical participants.
Currently, there is no entity that fishes
for bluefin with purse seine gear.
Vessels sold by the historical permit
holders have been or may be earning
revenue in fisheries for species other
than bluefin, and NMFS did not receive
public comment that indicates
otherwise or that provides specific
information related to impacts on
permit values. With regard to leasing, it
is unclear whether the commenter has
in fact been leasing Purse Seine quota,
and if so, how. The commenter is not
one of the five historical participants
and accounts used for leasing are issued
to the historical participants. In any
event, NMFS did analyze the effect of
the amendment on harvesting privileges
by estimating potential revenue loss
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from leasing bluefin quota and from
potential future fishing/landings, and
did not receive any public comments or
new information since Draft
Amendment 13/DEIS that is relevant to,
or warrants a change in, these estimates.
Even assuming the historical
participants no longer obtain the
financial benefits of leasing their quota,
they have no property interest or other
right to an ongoing income stream from
those permits. Purse seine permits may
not be assigned and are not transferable
outside of the historical Purse Seine
category participants, and like any
limited access privilege may be
modified, suspended or revoked. In this
instance, NMFS has concluded that, in
view of the long-term absence of active
fishing, the elimination of the Purse
Seine category will best contribute to
achieving optimum yield and ensuring
the greatest overall benefit to the nation.
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Comment 25
NMFS received comments suggesting
changes to the proposed distribution of
reallocated Purse Seine category quota,
including that no quota should be
reallocated to the Angling category,
additional quota going to the General
category should be allocated to
particular subquota periods, and more
quota should be reallocated to the
Harpoon category. One commenter was
concerned about the potential ecological
impacts of reallocation of Purse Seine
category quota to the Angling category,
due to the impression that it would
represent a shift in the size range of fish
caught, from large bluefin to smaller
bluefin.
Response
Quota categories are tightly associated
with authorized gears and permit types.
This structure based on gear and permit
type remains a valid way to align quota
distribution among diverse fisheries.
Modifications to the relative size of the
allocations (i.e., the percentages for each
quota category) in order to further
optimize the use of the bluefin resource
should address specific concerns or
trends in the fishery. There is no new
scientific information or fishery trends
that warranted fundamental
reconsideration of the entire allocation
structure beyond the alternatives
examined in this Amendment. This
Amendment 13 final rule includes
modifications to the relative size of the
category allocations (i.e., the
percentages for each quota category) in
order to streamline the allocation
system, and further optimize the use of
the bluefin resource through elimination
of the Purse Seine category with
redistribution to other categories. The
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fundamental sizes of the different quota
categories in relation to each other was
neither analyzed, nor changed. The
scope and rationale for the allocation
changes implemented by this final rule
are consistent with NMFS Procedural
Directive 01–119–01 ‘‘Criteria for
Initiating Fisheries Allocation
Reviews’’, and the 2006 Consolidated
HMS FMP. Additionally, NMFS
implemented Amendment 12 to the
2006 Consolidated HMS FMP (86 FR
46836, August 20, 2021), an amendment
that, among other things, addresses the
2016 revised National Standard
guidelines and the 2017 Fisheries
Allocation Review Policy Directive 01–
119. Amendment 12 established triggers
for the review of allocations for quotamanaged HMS species, and these factors
were appropriately considered within
the examined alternatives. NMFS
decided there was no need in
Amendment 13 to consider fundamental
changes to the baseline quota
percentages (see Section 2.10.6), thus
reallocating Purse Seine category quota
in proportion to those percentages also
seems reasonable.
Although the suggestions that the
additional quota being reallocated from
the Purse Seine category to the General
category should be allocated to
particular subquota periods was not
within the scope of the action, the
justifications cited by commenters for
favoring one subquota period or another
provided useful information for NMFS’
consideration of modifications to the
General category subquota periods.
Comments pertaining to the General
category subquota periods or methods of
allocating quota among the General
category subquota periods are addressed
in Comments 26 and 27. Regarding the
potential ecological impacts of
reallocation of quota from the Purse
Seine category to the Angling category,
NMFS has determined that the
ecological impacts will be neutral.
Although NMFS understands the
commenter’s concern, which is based on
the premise that the harvest of bluefin
of different size classes may have
different ecological impact, the increase
in the size of the Angling category quota
is relatively small (from 19.7 to 22.6
percent of the bluefin quota).
‘G’ Alternatives: Modifications to
General Category Subquota Periods
and/or Allocations
Comment 26
NMFS received comments that
opposed, or asked what the justification
was for the preferred No Action
alternative to maintain the current
structure of the General category fishery
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time periods and associated subquotas.
One commenter stated that current
management of the General category
favors participants early in the season
versus the fall participants over the last
several years. They further elaborated
that the current fishery has evolved into
a part-time fishery with many less
experienced recent entrants to the
fishery, and noted specific concerns
such as poor quality fish landed. They
suggested various requirements
including: that General category vessels
be required to show tax proof of their
commercial status and abide by the
relevant safety regulations; and that
HMS Charter/Headboat vessels fishing
under the General category quota verify
that they take charter trips.
Response
NMFS agrees that the General
category fishery has changed over time.
Handgear fisheries that target bluefin
have consistently been very active, and
the number of permit holders remains
high. Increases in landings from the
handgear fisheries that began prior to
2015 have continued. With such
increases, there has been renewed
public interest in the optimal and fair
and equitable allocation of bluefin quota
among seasons and geographic areas.
These occurrences are the reason NMFS
considered changes to the General
category fishery in this amendment.
Notwithstanding these changes to the
fishery, based on the analyses in Draft
Amendment 13/DEIS and the Final
Amendment 13/FEIS (see Section 4.7.4),
NMFS determined that the current
structure of the fishery provides
equitable fishing opportunities, as
explained further in the response to
Comment 27, is not modifying the
General category regulations in the final
rule. The open access permit categories
that allow the use of handgear to target
bluefin commercially are intended to
provide opportunities for a variety of
participants. NMFS acknowledges that
among those participants there is likely
to be a range in levels of experience and
dependence upon the income derived
from the fishery. There are licensing and
safety regulations in place currently for
the HMS Charter/Headboat and General
category permitted vessels fishing
commercially that do not apply to
recreational vessels issued an HMS
Angling permit.
Comment 27
NMFS received comments expressing
concern with one or more of the
alternatives analyzed but not preferred.
A commenter stated that the alternative
that would allocate the General category
quota equally among 12 monthly
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subquota periods would benefit
southern participants, but adversely
affect finances and participation of
northern participants. Commenters who
are participants in the January through
March fishery expressed interest in a
larger January through March subquota
to have more opportunity earlier in the
season. A commenter did not support
providing additional quota to the
January through March subquota period
because it would mean taking away
quota from the June through and August
subquota period, during the time when
there is the highest level of participation
by fishermen north of Cape Cod.
Similarly a commenter was concerned
that the alternative that would extend
the January through March subquota
period through the end of April would
represent a shift in catch and
opportunity from north to south, and
believed that it would result in negative
economic consequences later in the
year. A commenter was concerned about
the alternative that would increase the
September and October through
November subquotas, with a
corresponding decrease in the June
through August subquota. They stated
that the quota for the June through
August subquota period has been
exceeded in recent years and the fishery
has been closed prior to August 31.
They explained that the greatest fishing
effort in terms of man-hours is during
the June through August period, and
that reducing the quota during this time
period would represent a significant
adverse impact on fishing opportunity.
One commenter suggested that NMFS
should prioritize August General
category fishing by creating a separate
August subquota in order to maximize
fishing opportunity and number of
participants. The commenter stated that
during August the greatest amount of
bluefin availability coincides with the
greatest amount of fishing effort. Other
commenters who are participants in the
October through November period or
December period fisheries expressed
concerns regarding the uncertainty of
whether General category quota would
remain for the times when commercialsized bluefin are available in their areas.
Some commenters preferred to see more
opportunities available when market
prices are generally higher, such as in
the fall months. Several commenters
noted that fall bluefin are the most
valuable due to higher fat content and
that providing more quota to June
through August would increase landings
of lower quality and lower value fish.
Several commenters stated that
commercial fishermen on Cape Cod and
the islands of Martha’s Vineyard and
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Nantucket depend on quality fish in the
late fall. Allocating the additional quota
for the fall would ensure that bluefin
quota would last into the fall. Several
commenters were concerned that, in
recent years, some of the subquotas have
been reached and the General category
has been closed while fishing
opportunities (i.e., fish availability)
remained and meanwhile other
subquotas are not reached. One
commenter stated that NMFS should
create a separate November subquota
period.
Response
NMFS acknowledges that there are
varied views on how the General
category could be modified. As noted by
commenters, there are potential tradeoffs associated with each of the
alternatives analyzed, including the
preferred alternative, depending upon
the time of year or location being
considered. The bluefin fishery is highly
dynamic because bluefin are highly
mobile, with a distribution that changes
seasonally and annually. Fishing
permits are open access, thus permit
holders may fish in any geographic
location they choose. Price fluctuations
do not show a strong pattern during the
year, despite perceptions that prices are
higher in the fall. However, there are
also predictable patterns in bluefin
distribution that are reflected in the
current structure of the General category
subquota time periods. The larger quota
associated with some subquota periods
reflects the general seasonality,
historical availability, and relative sizes
of the historical seasonal fisheries for
bluefin. NMFS analyzed various
quantitative metrics in Draft
Amendment 13/DEIS and the Final
Amendment 13/FEIS to enable
standardized comparisons among the
different subquota periods and
alternatives (e.g., Tables 4.32 through
4.40). Standardized metrics are used to
compare among quota periods because
the quota periods are allocated different
amounts of bluefin, and are of different
duration. After considering information
from recent years, NMFS believes that
the subquotas continue to be
appropriate, given fish availability,
fishing effort, and bluefin landings
during the different subquota time
periods, and thus provide fair and
equitable fishing opportunities. It is
important to note that the subquotas
work in concert with several regulatory
mechanisms that provide flexibility in
how the amount of quota is divided
among the subquota periods. NMFS may
transfer unused quota from one
subquota period to a subsequent
subquota period in the year such that
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the quota allocated to subquota periods
may increase. Unused quota may, if
remaining unused as the year
progresses, all be transferred into the
December subquota period. NMFS may
allocate quota from the December
subquota period to the January through
March subquota period, may allocate
additional quota from the Reserve
category, or may utilize changes in
retention limits to modify the rate of
catch to facilitate the attainment of
subquotas and the annual quota.
In 2021, NMFS resumed the use of
restricted-fishing days to further
facilitate the attainment of subquotas,
and a schedule of restricted-fishing days
was finalized for 2022 (87 FR 33056,
June 1, 2022). The data from recent
years suggest that the flexibility in the
quota system provided by these
regulatory mechanisms is working.
Landings (as a percentage of quota) have
been increasing in recent years.
Subquota periods that have lower
percentage allocations have not
necessarily been limited by them. For
example, during 2018 and 2019,
landings during the January through
March subquota period were 8 percent
and 13 percent (respectively) of the total
General category bluefin landings,
despite that period having an initial
allocation of 5.3 percent of the General
category quota. Similarly, during 2018
and 2019, landings during the October
through November subquota period
were 18 percent and 22 percent of the
total General category bluefin landings,
despite that period having an initial
allocation of 13 percent (Figure 3.3).
Although the amount of bluefin quota in
the Reserve category will be reduced
under Amendment 13 as a result of the
removal of the Purse Seine category, and
the associated flexibility to transfer
quota from the Reserve to the General
category will be reduced, the General
category will be allocated a larger
portion of the U.S. bluefin quota. NMFS
will continue to monitor the General
category carefully and make inseason
adjustments per its regulations to
facilitate a well-managed fishery that,
among other things, provides equitable
fishing opportunities.
‘H’ Alternatives: Modifications to the
Angling Category Trophy Fishery
Comment 28
NMFS received comments in support
of the proposed measure to modify the
current Angling category Trophy North
subquota area by dividing the area into
two zones (north and south of 42° N lat.,
off Chatham, MA) and modify the
allocation percentages to provide
opportunities for anglers fishing off New
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England and make the trophy fishery
more equitable. One commenter noted
that the Angling category boosts local
economies through angler expenditures
on boat fuel and fishing tackle. Two
commenters were concerned that in
order to create the new trophy
suballocation for the Gulf of Maine
trophy area, NMFS would increase the
Trophy bluefin allocation through an
equivalent reduction of the subquota for
large school/small medium bluefin
subquota (bluefin that measure from 47
inches to less than 73 inches curved
fork length (CFL)). They noted that the
large school/small medium size class is
an important component of the fishery.
There were suggestions that NMFS
increase the quota allocation to the
Angling category and to the trophy
subquotas, particularly for New England
and for the New York Bight.
Response
NMFS agrees that dividing the current
Trophy North subquota area into two
zones and providing allocation to the
new area (Gulf of Maine) will make the
fishery more equitable by providing a
modest amount of trophy quota to
anglers north of 42° N lat. NMFS agrees
that the recreational HMS fishery is an
important contributor to the economy.
Through this final rule NMFS will
increase the portion of the Angling
category quota allocated for trophy
bluefin from 2.3 percent to 3.1 percent
to provide quota to the new area. The
source of that additional quota will be
from the large school/small medium
size range. Because the amount of
school bluefin (27″¥<47″) that can be
caught each year is limited in the
codified regulations, and in compliance
with ICCAT’s binding western Atlantic
bluefin recommendation, to no more
than 10 percent of the annual U.S.
bluefin quota, any increase to the trophy
subquota (73″ or greater) will need to be
balanced with an equivalent reduction
of the subquota for large school/small
medium bluefin subquota (47″¥<73″).
NMFS disagrees that the reduction in
the relative amount of large school/
small medium fish allocated will be
problematic. There will be only a minor
decrease in the amount of allocation for
large school/small medium bluefin; the
subquota will represent approximately
52 percent of the Angling category
quota. In recent years, Angling category
landings overall have averaged less than
the Angling category quota, and in many
years, landings of large school/small
medium bluefin have averaged less than
the available quota for those size
classes. NMFS disagrees that more quota
should be allocated to the Angling
category. In determining the scope of
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alternatives analyzed in Amendment 13,
NMFS decided not to consider making
fundamental changes to the structure of
the bluefin quota category allocations,
as explained in response to Comment
25. The change to the structure of the
Angling category trophy fishery is a
relatively minor aspect of the
recreational bluefin fishery. The
primary intent of the recreational trophy
allocation is to reduce discards of
trophy bluefin, and not to support a
directed fishery.
Comment 29
NMFS received several suggestions
regarding the current geographic areas
associated with the trophy fishery.
There were suggestions to move the
current Trophy North/South line from
its current location in southern New
Jersey (off Great Egg Inlet) southward to
Ocean City, Maryland, to create more
opportunity for Maryland anglers, and
to consider alternating the location of
the line every other year. The Maryland
Department of Natural Resources
elaborated that they did not support any
of the ‘H’ alternatives because they
would continue to be inequitable to
those fishing out of Ocean City,
Maryland. They stated that Maryland is
within the Trophy South area, but does
not have access to the fish because the
quota is caught (in areas to the south of
Maryland) before the fish are accessible
to Maryland. For this reason they felt
the alternatives were not fair to anglers
off of Maryland, Delaware, or southern
New Jersey and, therefore, suggested
moving the southern boundary of the
Trophy North area southward to include
Ocean City, Maryland. Another
commenter suggested creation of
another trophy geographic area and
associated trophy subquota within the
current Trophy South area, because the
subquota is often filled off North
Carolina and Virginia Beach, Virginia.
Response
NMFS disagrees that Amendment 13
should modify the southern boundary of
the Trophy North area or create a new
southern trophy area. In the past, the
southern boundary of the Trophy North
area was further to the south, and
fishermen requested that NMFS move
the line to the north. Specifically, NMFS
implemented the boundary change from
off Ocean City, Maryland to off Great
Egg Inlet, New Jersey in a 2001 final
rule, based on public comments, to
reduce confusion regarding fishing areas
and catch limits and to reduce the
likelihood of vessels being excluded
from participating in the trophy bluefin
fishery (66 FR 42801, August 15, 2001).
Given the highly dynamic nature of the
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fishery, there may be times during
which a particular geographic area has
less opportunity for trophy bluefin
landings than during other times. Permit
holders may fish for bluefin in any
geographic location they choose, as long
as they are fishing in an area that is
open.
I Alternatives—Modifications to Other
Handgear Fishery Regulations
Comment 30:
Two commenters supported the
alternative that would allow the use of
harpoon gear by vessels issued an HMS
Charter/Headboat permit, in order to
provide flexibility and fishing
opportunity. To address safety concerns,
commenters suggested allowing only the
vessel captain and crew—and not
passengers—to use harpoon gear.
Alternatively, the use of harpoon gear
could be allowed on non-for-hire
commercial trips only. Several
commenters did not support prohibiting
vessels with General category permits
from using harpoon gear because
landings in that permit category by
harpoon gear were relatively low and
therefore not a concern. Those
commenters further noted that a
prohibition on harpoon gear use by
vessels in the General category would
force vessels to obtain Harpoon category
permits instead.
Response:
NMFS disagrees that vessels fishing
for bluefin issued an HMS Charter/
Headboat permit should be allowed to
fish with harpoon gear. In the 2008 rule
on this subject, there were public
concerns about safety and the liability
associated with allowing the use of
harpoon gear on ‘‘for-hire-trips’’ (trips
on which there are paying passengers
aboard a vessel issued a Charter/
Headboat permit, fishing under
recreational rules). NMFS does not
believe that safety and liability concerns
would be adequately addressed by
limiting harpoon use to only the vessel
captain and crew because such a
restriction would be difficult to enforce,
and charter clients are likely to include
a variety of levels of boating and fishing
experience. NMFS also does not prefer
allowing harpoon use by Charter/
Headboat permit holders on non-for-hire
commercial trips, as there is adequate
opportunity for vessels fishing
commercially to utilize harpoon gear
under the General or Harpoon category
permits. NMFS agrees that prohibiting
General category permit holders from
using harpoon gear is not necessary.
Currently, both the General and
Harpoon categories are authorized to
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use the gear, and bluefin landings by
vessels using harpoon gear fishing in the
General category comprise a relatively
low percentage of the General category
landings.
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Comment 31:
Several commenters did not support
the proposed measure to implement a
retention limit for the Harpoon category.
These commenters stated that it is
important for Harpoon category
participants to maintain the ability to
land as many fish per day as they can
and that a retention limit would hamper
their ability to take advantage of the
limited opportunities to catch bluefin
during the window of time when
bluefin are available to harpoon gear on
the water’s surface. The specific reasons
the commenters did not support a
retention limit varied and included:
reliance by some participants on the
fishery to make a living, the importance
of being able to capitalize on good
weather days to their overall business
success, climate change reducing good
weather fishing opportunities, and the
need for the flexibility to catch many
bluefin on a particular trip because on
some days they will catch no fish. Some
commenters stated that Harpoon
category fishermen have shown the
willingness and ability to voluntarily
control catch based on market demand.
One commenter said that the analysis
should not rely on data from 2019 due
to atypical high landings that year.
Response:
NMFS agrees that some vessel owners
rely on revenue from the Harpoon
category fishery as part of their annual
income, and that the opportunities to
target bluefin using harpoon gear are
limited by fish availability and weather.
However, NMFS disagrees that
implementation of a retention limit on
the total number of bluefin retained by
vessels fishing in the Harpoon category
will be problematic. A default trip limit
set at 10 fish will likely constrain only
a small percentage of trips, with the
potential economic benefits of a longer
season and/or associated extension of
fishing opportunities to a greater
number of Harpoon category
participants. Furthermore, this measure
will allow NMFS the ability to adjust
the retention limit via inseason action to
avoid closing the fishery. NMFS closed
the 2019 Harpoon category fishery
effective August 8, 2019, when the
adjusted quota of 91 mt was met;
Harpoon landings for 2019 totaled
approximately 102 mt (84 FR 39208,
August 9, 2019). The determination that
the retention limit is warranted does not
rely solely on the presumption of high
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total landings (such as during 2019).
The retention limit will be a useful
management tool due to the dynamic
and diverse nature of the fishery. A
retention limit of 10 bluefin may
prevent a few vessels landing large
numbers of bluefin from having a
disproportionate impact on the rate of
harvest of the limited quota, and reduce
potential market issues associated with
high landings during a short period of
time.
Comment 32:
Several commenters did not support
the preferred No Action alternative that
will maintain the current Harpoon
category start date of June 1, but instead
supported the alternative that would
move the start date earlier to May 1.
They explained that bluefin, a cold
water species, are no longer available at
the surface to the harpoon fishery once
surface waters warm during the
summer. They state that in the past,
bluefin remained at the surface in
September and October, but recently are
no longer on the surface by mid-August,
and that given warmer surface
temperatures associated with climate
change, the harpoon category season
needs an earlier start date. Commenters
indicated that bluefin migrate through
southern New England in May and that
a May 1 start date would allow
opportunities for Harpoon category
participants while minimizing potential
gear conflicts or market competition
with the General category. Some
commenters supported the preferred No
Action alternative to maintain the
current June 1 Harpoon category fishery
start date. They were concerned that an
earlier opening date would result in
earlier closure. They also noted
concerns about equitable access to the
fishery among different geographic
regions (i.e., that an earlier start date
would benefit participants in Southern
New England to the detriment of
northern participants, especially the
traditional participants in Maine). One
commenter also expressed concern
about potential baiting activity behind
fishing vessels using bottom trawls or
dredges and the effect on early season
surface accumulations of bluefin.
Response:
NMFS disagrees that the current start
of the Harpoon fishery should be moved
from June 1 to May 1. Maintaining the
current start date of June 1 for the
Harpoon category, which coincides with
the start date for the General category
fishery, will facilitate enforcement and
business planning, and provide greater
certainty to participants regarding
fishing opportunities and market
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conditions. Given the dynamic nature,
geographic range, and diverse
participants of the commercial handgear
fishery for bluefin, maintaining the June
1 start date is likely to result in
equitable fishing opportunities.
Comment 33:
Two commenters supported
extending the ability for permit holders
with an Atlantic Tunas permit in the
General, Harpoon, or Trap category, or
Atlantic HMS permit in the Angling or
Charter/Headboat category, to change
permit categories from within 45 days of
purchase to the end of the fishing year
as long as the vessel has not landed a
bluefin.
Response:
NMFS agrees that allowing applicants
to change permit types as long as they
had not landed a bluefin will give vessel
owners more opportunity to change
their permit type, and provide flexibility
to account for mistakes made by permit
applicants when choosing the permit
type. Because vessels are not allowed to
land bluefin in two quota categories
within a fishing year, the restriction will
still preclude vessels from gaining any
sort of an advantage over vessels fishing
under a single permit type within a
fishing year.
General Comments on the IBQ Program
and Pelagic Longline Fishery
Comment 34:
NMFS received general comments
regarding the current status of the
pelagic longline fishery, as it relates to
Amendment 13. The common themes of
such comments were that the fishery is
struggling and that it is very important
to: maintain the viability of the fishery;
fully utilize the U.S. swordfish quota;
maintain domestic food production to
decrease dependence on imports for
national security; and have the United
States continue to serve as a strong
example internationally of a wellmanaged fishery. Commenters stated
specifically that NMFS needs to
preserve the viability of the pelagic
longline fishery by preserving its
flexibility and allocating an adequate
amount of IBQ allocation in order to
account for sets with high bluefin catch
and maintain opportunity to fish for
swordfish and other target species.
Commenters noted diverse challenges
facing the industry including
competition from imports, closed areas,
declining participation, challenges for
new entrants, the high cost of fishing
gear, the cost of leasing IBQ allocation,
a deterioration of the bluefin market,
and difficulty in finding experienced,
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quality crew. One commenter stated that
the proposed measures do not minimize
the disadvantage to U.S. fishermen in
relation to foreign competitors and do
not minimize adverse social and
economic impacts to the pelagic
longline industry.
Response:
NMFS agrees that the pelagic longline
fishery faces numerous and serious
challenges. The elements of
Amendment 13 pertaining to the pelagic
longline fishery focus on modifications
to the IBQ Program to address some of
the challenges. Amendment 13 will
implement changes to the IBQ Program
that provide additional flexibility for the
majority of pelagic longline vessels,
including dynamic determination of
IBQ shares, a more flexible means of
regional designation of IBQ shares, and
a low-share threshold in the Gulf of
Mexico; an increase in the Longline
category quota to 15.9 percent of the
U.S. bluefin quota; and relaxation of the
requirement for mailing EM hard drives.
Amendment 13 will also authorize the
future development of a bluefin quota
set-aside, if needed, for the pelagic
longline fishery. The selection of the
specific measures being implemented
from among the alternatives analyzed in
the FEIS minimize the adverse social
and economic impacts to the pelagic
longline industry. NMFS is open to
future consideration of regulatory
changes that would address other issues
in the fishery, such as obtaining data
from spatial management areas, and
considering modifications to such areas
to optimize the balance of protection of
bycatch species and access to target
species.
Comment 35:
NMFS received a comment from an
environmental group that the reduction
in bluefin bycatch under the IBQ
Program has been a compelling success
story, and that, since its
implementation, the pelagic longline
fishery has not exceeded its bluefin
quota. One commenter stated that
Amendment 13 would increase
sustainability and transparency, and one
commenter expressed appreciation for
NMFS’ efforts to improve the pelagic
longline fishery regulations.
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Response:
NMFS agrees that the IBQ Program
has successfully reduced the incidental
catch of bluefin substantially compared
to previous levels, and agrees that
Amendment 13 will further improve the
IBQ Program.
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General Comments on Amendment 13
Comment 36:
NMFS received comments that the
comment period was open during a
busy fishing season and requesting that
the comment period be extended a
second time to March 2022, and the date
of implementation postponed, so that
the commenters would have time to
read the Amendment 13 documents.
They also stated that such extension of
the comment period would provide
NMFS time to look into the issue of
fishermen baiting and harpooning
bluefin behind fishing vessels using
bottom trawls or dredges. NMFS
received comments that the Agency did
not address suggestions from some
pelagic longline representatives
regarding the Amendment 13 scoping
document. One commenter expressed
concern that the impacts of these
management measures would force the
species into extinction, and that the
quota for bluefin should be zero. The
EPA commented that they support
efforts to reduce bluefin dead discards
and that preventing wasteful bycatch
will become increasingly important as
various impacts of climate change on
the ocean intensify impacts on marine
resources.
Response:
The original comment period on the
proposed rule was from May 21, 2021
through July 20, 2021, and then
extended through September 20, 2021
(86 FR 38262, July 20, 2021). The fourmonth duration of the comment period
provided reasonable opportunity for the
public to comment on the proposed
management measures. Amendment 13
did not analyze alternatives to address
concerns about new fishing strategies in
the harpoon fishery, but could consider
this topic for future discussions at the
HMS Advisory Panel. NMFS did not
analyze all of the suggestions for
management measures that it received
during the scoping phase of the
development of Amendment 13, but did
consider input from scoping and
analyzed a reasonable range of
alternatives. Measures implemented by
this final rule do not alter, and are
consistent with, the ICCAT-adopted
western Atlantic bluefin quota and U.S.
portion of the quota and the best
scientific information available.
Currently, the stock is not experiencing
overfishing. NMFS agrees that bycatch
reduction will continue to be important
in the context of future climate change
impacts on marine resources.
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Management Options Considered but
Not Further Analyzed
Comment 37:
NMFS received comments on
management options that were
considered but not analyzed. There
were multiple comments in support of
annual accountability for quota debt
under the IBQ Program. Commenters
stated that the flexibility of annual
accountability is needed to facilitate
leasing of IBQ allocation throughout the
year, which is particularly important if
the Longline category does not receive
any bluefin quota from the Purse Seine
category quota reallocation.
Commenters also stated that the current
quarterly accountability is not needed
because there are adequate deterrents
with the IBQ Program to prevent
targeting bluefin.
Response:
NMFS disagrees that annual
accountability should have been an
alternative that was analyzed or
preferred. Vessels have successfully
accounted for bluefin catch under the
quarterly accountability rules. Although
annual accountability would provide
substantial flexibility for vessel owners,
this method of accountability may result
in higher prices for IBQ allocation
leases, a compressed market for IBQ
allocation at the end of the year, and
reduced incentive to avoid bluefin. The
timing of quarterly accountability is
likely to maintain incentives for vessels
to utilize fishing strategies that
minimize the likelihood of interactions
with bluefin, and reduce the ability for
vessels to accrue large amounts of quota
debt. For example, a vessel that is not
able to avoid bluefin catch and accrues
quota debt would be constrained on a
quarterly basis. A vessel with quota debt
at the beginning of the quarter would
not be able to lawfully fish with pelagic
longline gear until it leased sufficient
IBQ allocation to ‘pay’ for the quota
debt. This requirement provides strong
incentives to avoid catch of bluefin and
could prevent the vessel from pelagic
longline fishing if the vessel owner is
not able to find affordable IBQ
allocation to lease from another permit
holder. In contrast, under annual
accountability, a vessel would be able to
accrue quota debt throughout the year,
and therefore incentives to use a fishing
strategy that avoids bluefin are weaker.
Quarterly accountability provides a
more appropriate balance between
accountability and flexibility than
annual accountability would. While
leasing from the Purse Seine category
will no longer be available, as explained
in response to comment 22, Amendment
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13 addresses leasing concerns by
reallocating a portion of the Purse Seine
category quota to the Longline category.
Changes From the Proposed Rule (86
FR 27686; May 21, 2021)
This section explains the changes in
the regulatory text from the proposed
rule to the final rule. Changes were
made in response to public comment,
refined analyses, or clarification of text
for the final rule. Therefore, where
relevant, the description of measures
implemented by this final rule include
any changes from the measures in the
proposed rule and Draft Amendment
13/DEIS. Where NMFS modified the
proposed measures or adopted a
different alternative that was not
proposed, such alternatives fell within
the scope of, or are a logical outgrowth
of, the alternatives in the proposed rule
and DEIS. The changes from the
proposed rule include changes to the
method of determining quota shares in
the IBQ Program; IBQ regional
designation rules; Purse Seine category
reallocations; Harpoon category
retention limits; and changes to the
electronic monitoring program impacts.
The changes from the proposed rule text
in the final rule are described below.
1. Section 635.9, paragraphs (c) and
(e). Modification to the standardized
reference grid and VMP.
NMFS received a number of
comments on Draft Amendment 13 and
the proposed rule regarding the
measuring grid, including
accommodating individual vessel
configurations and maintaining safety.
See comment 17 under Responses to
Comments. After reviewing these
comments, NMFS determined that it is
important to provide time for a
measuring grid to be adapted for each
vessel and for each vessel to install and
begin using that grid. The final rule thus
provides that, over the next year, NMFS
or a NMFS-approved contractor will
work with vessel owners/operators to
specify a measuring grid that, to the
extent practicable, accommodates the
unique layout and operations of each
fishing vessel. A description of the
measuring grid will be included in each
vessel’s VMP, and a vessel owner will
have six months after the VMP is
approved to install the grid specified in
the VMP. See response to comment 17
for further explanation. Additionally,
because appropriated funds are not
available, the final rule requires vessel
owners to cover the cost of grid
installation, which is a change from the
proposed rule.
2. Section 635.15, paragraphs (b), (c),
and (e), § 635.28, paragraph (a), and
§ 635.34, paragraph (b). Modification to
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the IBQ share eligibility, distribution,
and allocation methods.
The proposed rule determined IBQ
shares based upon landings of
designated species (swordfish, and
yellowfin, bigeye tuna, albacore, and
skipjack tunas) as the measure of fishing
effort and four percentile tiers (SubAlternative A2c). Public comments
noted concerns regarding the species
included as designated species (see
comment 2); potential factors that may
affect a vessel’s fishing strategy, which
species are fished, and what is landed
(see comment 3); disproportionate
impacts the tiers may have on IBQ
shares (see comment 4); and different
views on the best methods for
determining IBQ shares (see comment
3). After considering public comments,
NMFS decided to change the final rule
to determine IBQ shares annually based
on sets as the measure of fishing effort
and eliminate tiers, instead providing
each eligible vessel with a ‘‘customized’’
share. NMFS will only count one set (a
single deployment and retrieval of
pelagic longline gear) per day towards
the determination of IBQ shares. See
Pelagic Longline Fishery: Annual IBQ
Share Determination above for further
details. This provides a standardized,
uniform method for determining IBQ
shares for a geographically diverse fleet
with a range of vessel sizes and fishing
strategies. In addition, it addresses a
concern raised about short sets being
deployed for the purpose of influencing
IBQ share determinations, and is
simpler for NMFS to implement. See
responses to comments 2–4 for further
explanation.
Pursuant to existing authority at
§ 635.27(a), NMFS may increase or
decrease the baseline Longline quota
through inseason or annual adjustments.
When doing so, NMFS would apply
each IBQ shareholder’s share percentage
to the amount of quota increase (subject
to the applicable GOM cap) or decrease,
and will notify shareholders of any
resulting changes in their IBQ
allocations.
After considering a concern raised
about potential, future declines in effort
in the Gulf of Mexico resulting in a very
low percentage of GOM-designated
shares in some years and severely
limiting operation of the fishery, NMFS
conducted further analyses and decided
to add a low GOM designated share
threshold (5 percent or less) to the final
rule. See comment 8 and response
under Response to Comments for further
explanation. If the threshold is
triggered, either GOM or ATL shares
and resultant allocations may be used to
account for BFT caught in the Gulf of
Mexico and to satisfy the minimum IBQ
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59985
requirement. Other existing regional
accounting rules would continue to
apply, and there would be a cap on BFT
incidental catch in the Gulf of Mexico
(weight of bluefin associated with 35percent or lower cap on GOM
designated shares). See Pelagic Longline
Fishery: Regional Designations for IBQ
Shares and Resultant Allocations above
for further details.
Lastly, based on public comment
about new entrants (see comment 6),
NMFS adds to the framework provisions
of the 2006 Consolidated HMS FMP and
associated regulations authority for a de
minimis amount of bluefin quota from
the Longline category quota prior to
calculating the annual IBQ allocations.
This lays the groundwork for potential,
future rulemaking, if needed. No set
aside is being established at this time.
3. Section 635.19, paragraph (b).
Correction and clarifications to Atlantic
tunas primary gears.
The proposed rule incorrectly listed
bandit gear and green-stick gear as
primary gears for the Angling category
for BAYS. The final rule deletes those
gear types. In addition, consistent with
an existing prohibition that refers to
fishing for, catching, retaining, or
possessing bluefin tuna, the final rule
adds ‘‘catching’’ or ‘‘catches’’ in several
places where the other terms appear in
paragraph (b).
4. Section 635.23, paragraph (d).
Modification regarding Atlantic Tunas
Harpoon category permit holders
retention limits for bluefin.
The proposed rule maintains the
current Harpoon category retention limit
(range) of large medium bluefin, but sets
a combined daily retention limit on the
total number of large medium and giant
bluefin at 10 fish. These aspects are
unchanged in the final rule. The final
rule adds inseason authority to adjust
the combined daily retention limit
between 5 to 10 fish, in order to avoid
closing the fishery. See Harpoon
category section and comment 31 and
response, above, for further details and
explanation.
5. Section 635.27, paragraph (a) and
subparagraph (a)(3). Modification to the
commercial and recreational quotas for
bluefin.
The proposed rule would have
reallocated Purse Seine category quota
proportionally to the directed bluefin
quota categories (General, Angling,
Harpoon, and Reserve categories)
(preferred Alternative F4). The final rule
adds Longline and Trap, and reallocates
the Purse Seine category quota to all
categories by revising each category’s
percentage proportionally. NMFS made
this change in light of public comments
expressing concern about impacts on
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the IBQ leasing market as a result of
discontinuation of the Purse Seine
category, further analyses on the source
of pelagic longline IBQ leases, and the
agency’s conclusion that the Longline
category should be included in the
reallocation to increase the likelihood of
a successful leasing market. See Purse
Seine section and comment 22 and
response above for further details.
The final rule also amends
§ 635.27(a)(3) to add: ‘‘For purposes of
§ 635.28(a)(1), regional IBQ allocations
under § 635.15(c)(3) and the BFT catch
cap for fishing in the Gulf of Mexico
(§ 635.15(c)(3)(iii)) are considered
quotas.’’ Section 635.28(a)(1) provides
for closure authority. Adding the BFT
catch cap here ensures that, if the low
GOM designated shares threshold is
triggered, NMFS can take action if the
catch cap is reached or projected to be
reached. Section 635.28(a)(1) already
authorizes closure action for regional
IBQ allocations; deleting reference there
to regional IBQ allocations and adding
the reference to § 635.27(a)(3) merely
simplifies the regulatory text.
6. Section 635.28, paragraph (a).
Modification to fishery closures.
Consistent with the edit to
§ 635.27(a)(3) discussed above, the final
rule deletes reference to regional IBQ
allocations here.
7. Section 635.34, paragraph (b).
Adjustment of management measures.
As explained above, NMFS has added
to the framework provisions of the 2006
Consolidated HMS FMP authority for a
de minimis set aside of bluefin quota
from the Longline category. The final
rule makes a parallel edit to § 635.34.
8. Section 635.71 and other sections
throughout the rule. Technical
adjustments.
In addition to the primary changes
described above, additional technical
changes were made throughout the rule
to improve upon clarity (e.g., change in
punctuation, reordering phrases or
sentences, adding additional
information or cross-references), correct
capitalizations, or correct crossreferences for paragraphs that are
changing. In section 635.71, the final
rule adds a prohibition corresponding to
an existing requirement at § 635.23(f)(2),
which requires vessels with pelagic
longline gear on board to retain all dead
large medium or giant bluefin. The final
rule clarifies that both apply to retaining
‘‘and land[ing]’’ bluefin, and instead of
specifying a size for the fish, uses ‘‘large
medium or giant’’ BFT, which are
defined terms under § 635.2. Other
changes in § 635.71 correct crossreferences based on the changes in this
final rule. A number of other technical
changes can be found throughout the
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rule and do not affect the intent of the
final rule. Rather, these changes are
editorial in nature or clarifications to
existing regulatory text.
Classification
The NMFS Assistant Administrator
has determined that this final rule is
consistent with the 2006 Consolidated
HMS FMP and its amendments, the
Magnuson-Stevens Act, ATCA, and
other applicable law.
As described above, NMFS prepared
an FEIS for Amendment 13. The Notice
of Availability for the FEIS was
published in the Federal Register on
May 13, 2022 (87 FR 29310). In
approving Amendment 13, NMFS
issued a Record of Decision (ROD)
identifying the selected alternatives. A
copy of the ROD and the FEIS, which
includes detailed analyses of a
reasonable range of alternatives to meet
rulemaking objectives, is available from
NMFS (see ADDRESSES).
This final rule has been determined to
be not significant for purposes of
Executive Order 12866.
NMFS requested reinitiation of
consultation under the Endangered
Species Act (ESA) in July 2022, on the
effects of the Atlantic HMS pelagic
longline fishery due to new information
on mortality of giant manta ray that
exceeded the mortality anticipated in
the May 2020 Biological Opinion on
that fishery. As explained in the
Background section, in accordance with
section 7(d) of the ESA, NMFS has
determined that, during consultation,
pelagic longline fishery activity
consistent with the 2020 Biological
Opinion will not result in an
irretrievable or irreversible commitment
of resources which would have the
effect of foreclosing the formulation or
implementation of any reasonable and
prudent alternative measures and that
continued compliance with the
Reasonable and Prudent Measures and
Terms and Conditions in that biological
opinion will avoid jeopardy to ESAlisted species, consistent with section
7(a)(2) of the ESA.
A final regulatory flexibility analysis
(FRFA) was prepared. The FRFA
incorporates the initial regulatory
flexibility analysis (IRFA), a summary of
the significant issues raised by the
public comments in response to the
IRFA, NMFS responses to those
comments, and a summary of the
analyses completed to support the
action. A summary of the FRFA, which
must address each of the requirements
in 5 U.S.C. 604(a)(1)–(5), is below. The
entire FRFA is included in the FEIS and
is available from NMFS (see
ADDRESSES).
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Section 604(a)(1) of the RFA requires
Agencies to state the objective of, and
legal basis for, the action. The objectives
of, and legal basis for, this final rule are
set forth in the Background section
above.
Sections 604(a)(2) and (3) of the RFA
require that a FRFA include a summary
of significant issues raised by public
comment or by the Chief Counsel for
Advocacy of the Small Business
Administration in response to the IRFA
and proposed rule, a summary of the
assessment of the Agency of such issues,
and a statement of any changes made in
the rule as a result of such comments.
NMFS did not receive any comments on
the proposed rule from the Chief
Counsel for Advocacy of the Small
Business Administration. Additionally,
NMFS did not receive any public
comments specifically on the IRFA,
however the Agency did receive some
comments regarding the anticipated or
perceived economic impact of the rule.
The comments and responses included
below are those that pertain specifically
to such economic impacts. A summary
of all of the comments received and the
Agency’s responses are provided above.
Comment 2 noted that dolphin fish
provide up to 30 percent of the revenue
for a pelagic longline vessel, thus it
should be included as a designated
species under the proposed, dynamic
allocations of IBQ shares. While NMFS
agrees that dolphin fish is an
economically important component of
the pelagic longline fishery, based on
other public comments and additional
analyses, NMFS decided to use pelagic
longline sets, not designated species, for
the allocations.
Comment 4 noted that the use of tiers
in the proposed, dynamic allocation
alternatives has the effect of
disadvantaging some vessels, as it
would assign IBQ shares based on four
distinct percentages. Some vessels could
receive less IBQ shares and may have to
spend more money to lease additional
shares from other vessels, or lose
potential income from additional shares
that could have leased to other vessels.
NMFS agrees that there were negative
implications for individual vessels
associated with the use of tiers. After
consideration of public comments,
NMFS determined that the beneficial
aspects of the use of tiers did not
outweigh these negative aspects, and,
therefore NMFS will base dynamic
allocation of IBQ shares on customized
share percentages for each vessel, not
tiers.
Comment 8 noted that the combined
effect of the proposed IBQ measures that
focus on the Gulf of Mexico—that is the
Gulf of Mexico designation of IBQ and
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the associated rules—would not
function when there is very low fishing
effort in the Gulf of Mexico. The specific
concern stated was that vessels may
have insufficient IBQ allocations to
satisfy the minimum IBQ requirements
as well as account for any bluefin catch,
and that vessels would not lease IBQ
allocation to other vessels. A severely
constrained or non-functioning IBQ
program in the Gulf of Mexico would
directly impact the ability for vessels to
fish and earn income. NMFS agrees that
under conditions of very low fishing
effort in the Gulf of Mexico, the IBQ
Program may not function as designed.
Therefore, NMFS has modified the final
rule to include a low share threshold
that enables temporary relaxation of
certain GOM-specific accounting rules,
while maintaining an overall cap on
catch in the Gulf.
Comment 6 noted that a bluefin quota
‘set-aside’ should be created to provide
a source of IBQ shares and allocations
for vessels that are new entrants to the
fishery. In response, NMFS has added to
the 2006 Consolidated HMS FMP
framework provisions and related
regulations the authority to establish
such a set aside, if needed, through a
future rulemaking.
Comment 22 noted that that the
Longline category should be included in
the reallocation of Purse Seine quota,
because pelagic longline vessels rely on
Purse Seine category quota for leasing
under the IBQ Program and would be
impacted by decreased availability of
IBQ allocation to lease with elimination
of the Purse Seine category. A
commenter stated that increased IBQ
allocations to active pelagic longline
vessels under the proposed IBQ share
alternative will not make up for the loss
of quota currently available from the
Purse Seine category. NMFS agrees with
this statement, having confirmed it
through additional analyses for the
Final Amendment 13/FEIS. Based on
this and other considerations, the final
rule includes the Longline and Trap
categories in the reallocation of Purse
Seine category quota.
Comment 27 noted public concerns
about some of the General category
subquota alternatives that were not
preferred, varied views on how to
modify the subquotas. For example, one
commenter noted that modification of
the current subquota periods into 12
equal subquota periods (Alternative
G2a), would adversely affect the
participation and finances of vessels,
depending upon the location of the
vessels. Another commenter did not
support extending the January through
March subquota period until the end of
April (Alternative G2b) because such a
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change would result in negative
economic consequences later in the
year. NMFS acknowledges that there are
potential trade-offs associated with each
of the alternatives analyzed, but notes
that the bluefin fishery is highly
dynamic, fishing permits are open
access, and price fluctuations do not
show a strong pattern during the year.
After considering public comment and
information from recent years, NMFS
believes that existing General category
subquota periods continue to be
appropriate, given fish availability,
fishing effort, and bluefin landings
during the different subquota time
periods, and thus provide fair and
equitable fishing opportunities. Thus,
the final rule makes no changes to those
subquota periods.
Comment 31 noted that the
implementation of the proposed
retention limit of 10 bluefin for the
Harpoon category, which applies to
large medium and giant fish (combined),
would result in lost fishing opportunity
and unharvested bluefin quota, and that
therefore NMFS should not implement
the measure. NMFS disagrees that the
harpoon retention limit would result in
lost fishing opportunity. Based on past
data, the retention limit would affect
relatively few vessels. In 2019 only 2
percent of Harpoon category trips
landed 10 or more bluefin. NMFS has
added to the final rule the ability to
adjust the limit inseason to between 5
and 10 fish, in order to provide a means
with which to influence rates of catch,
lengthen the fishing season, and
optimize fishing opportunities and
resultant revenues.
Section 604(a)(4) of the RFA requires
Agencies to provide an estimate of the
number of small entities to which the
rule would apply. For RFA compliance
purposes, NMFS established a small
business size standard of $11 million in
annual gross receipts for all businesses
in the commercial fishing industry
(NAICS code 11411). SBA has
established size standards for all other
major industry sectors in the United
States, including the scenic and
sightseeing transportation (water) sector
(NAICS code 487210, for-hire), which
includes charter/party boat entities.
SBA has defined a small charter/party
boat entity as one with average annual
receipts (revenue) of less than $8.0
million. NMFS considers all HMS
permit holders to be small entities
because average annual receipts are less
than $11 million for commercial fishing
or $8 million for charter/party boat
entities. Regarding those entities that
would be directly affected by the
measures implemented by this final
rule, the average annual revenue per
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active pelagic longline vessel in 2017 is
estimated to be $307,422 based on 88
active vessels, which is well below the
NMFS small business size standard for
commercial fishing businesses of $11
million. In 2019, there were 280
Atlantic Tunas Longline category
permits, and 67 vessels were actively
fishing based on logbook records. In
examining the trends of overall fleetwide revenues in The Three-Year
Review, NMFS found that the average
annual revenue per vessel has been
relatively stable. Thus, while Final
Amendment 13 does not update the
revenue estimate for 2019, based on
information that NMFS has on the
fishery, revenue per vessel in 2019
would have been well below $11
million.
Other non-pelagic longline HMS
commercial fishing vessels typically
earn less revenue than pelagic longline
vessels, and each HMS Charter/
Headboat typically earns much less than
$8 million annually. Thus, all of these
vessels would also be considered small
entities. The other (non-Atlantic Tunas
Longline) commercial measures
implemented by this final rule apply to
2,721 General category permit holders,
3,769 Charter/Headboat permit holders,
20 Harpoon category permit holders,
and 34 seafood dealers that purchase
bluefin (based on 2019 data).
NMFS has determined that the final
rule measures will not likely directly
affect any small organizations or small
government jurisdictions defined under
the RFA, nor will there be
disproportionate economic impacts
between large and small entities.
Section 604(a)(5) of the RFA requires
Agencies to describe any new reporting,
record-keeping and other compliance
requirements. This final rule contains
revised or new collection-of-information
requirements subject to review and
approval by the Office of Management
and Budget (OMB) under the Paperwork
Reduction Act (PRA). See FRFA in Final
Amendment 13 at section 7.4 for further
details. Public reporting burden for
these collections of information,
including the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information,
are estimated below (see Paperwork
Reduction Act).
Under section 604(a)(6) of the RFA,
Agencies must describe the steps to
minimize the significant economic
impact on small entities consistent with
the stated objectives of applicable
statutes, including a statement of the
factual, policy, and legal reasons for
selecting the measures adopted in the
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final rule and why the agency rejected
each one of the other significant
alternatives to the rule considered by
the agency which affect the impact on
small entities. These elements are
summarized below. The full text of the
Final Regulatory Flexibility analysis is
contained in the Final Amendment 13/
FEIS, Chapter 7.
Modifications to IBQ Share Eligibility,
Distribution and Allocation Methods
Alternative A1, the No Action
Alternative, would make no changes to
the current method of determining IBQ
share eligibility, and the distribution of
IBQ allocations, including regional
designations. Although this alternative
would not result in any changes in the
economic impacts to small entities
associated with the IBQ Program under
Amendment 7, the costs and
inefficiencies associated with the
current method of share determination
would continue. Specifically, there
would continue to be the inefficiency
associated with annual IBQ allocations
that are neither used to account for
bluefin catch, nor leased to other
shareholders. Alternative A1 would not
meet objective 4 of this Amendment.
For these reasons, this alternative was
rejected.
Alternative A2 is composed of four
sub-alternatives with annual, dynamic
determination methods for allocating
IBQ shares based on different criteria for
defining the pool of recently active
vessels. In making annual
determinations, NMFS would use a
recent 36-month period of relevant, best
available data. Public comments
supported use of a measure of fishing
effort, rather than equal shares, because
the pelagic longline fleet is very diverse
in terms of fishing effort. The current
IBQ Program has 136 shareholders.
Under the sub-alternatives, there would
be 91 defined shareholders based on the
total number of vessels that submitted
VMS bluefin reports from 2017 through
2019. The sub-alternatives would
reduce dissatisfaction among active
fishery participants that results from the
current IBQ Program, under which a
relatively large number of permit
holders who are not active receive
annual IBQ allocations. While the FRFA
estimates numbers of vessels that would
have larger or smaller IBQ share
percentages, any changes in IBQ shares
are short term, as IBQ shares will be
determined annually using the most
recent three years of relevant, available
data. Economic costs associated with
reduced allocations would only be
realized if shareholders need to lease
IBQ allocation to account for bluefin
catch in excess of their allocations.
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Shareholders may have a slightly
reduced ability for business planning
due to the potential annual variability in
share percentages. However, they would
be aware that a substantive change in
their amount of fishing effort may result
in slight changes in the share percentage
in the following year. Any adverse
impacts on a shareholder could be
partially mitigated through leasing IBQ
allocation, recognizing that there are
costs associated with leasing. The FRFA
anticipates that the leasing market is
likely to continue to function well, with
a price similar to or lower than recent
prices, because under the subalternatives, most vessel allocations
would increase.
Sub-Alternative A2a would define
IBQ shareholders annually based on the
relative number of hooks fished as the
measure of fishing effort. The FEIS
estimates that sixty-five vessels would
have larger share percentages and
twenty-six would have smaller share
percentages compared to the No Action
Alternative. Under dynamic
determination of shares based on hooks,
active vessels generally would be
distributed more IBQ allocation per
vessel than under the No Action
Alternative (with the exception of
shareholders in the first quartile).
However, public comment strongly
supported the use of sets instead of
hooks or designated species landings,
and it is more difficult to quantify the
number of hooks than the number of
sets. Therefore, this alternative was
rejected.
Sub-Alternative A2b (preferred in
Final Amendment 13 and implemented
in final rule) defines IBQ shareholders
based on the relative number of pelagic
longline sets as the measure of fishing
effort. For valid participants in the
Deepwater Horizon Oceanic Fish
Restoration Project, a proxy amount of
sets will be added to a vessel’s history
during the period of its participation in
the Project, in order to ensure there are
no negative impacts associated with
their voluntary participation in that
project. The proxy will be based upon
the average number of sets made by IBQ
shareholders’ vessels that did not
participate in the Project during the
period that participants fished under the
Project. For most active IBQ
shareholders, who are small business
entities, the overall economic impacts of
Sub-Alternative A2b would be minor
and beneficial. The FRFA estimates that
sixty-one vessels would have larger
share percentages and thirty vessels
would have smaller share percentages
compared to the No Action Alternative.
Overall there would be a net increase in
IBQ allocation value. Sixty-one vessels
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would be in a better economic position
with respect to the amount of IBQ
allocation distributed to them in
association with their IBQ share
(expressed in terms of potential lease
costs avoided, or leasing benefits
accrued). The average pounds of IBQ
allocation gained would be 2,696 with
a range of between 43 and 7,490
pounds. Using a weighted average cost
per pound of leased IBQ allocation from
2017 through 2019 of $1.70, the average
lease value of IBQ allocation gained
would be approximately $4,582 per
shareholder with a range of $74 to
$12,732. For the thirty vessels with
smaller IBQ allocations, the average
lease value of IBQ allocation lost would
be approximately $3,492 per
shareholder with a range of $87 to
$7,302. Under dynamic allocation based
on sets, vessels are generally distributed
more IBQ allocation than under the No
Action Alternative (with the exception
of shareholders in the first quartile).
There were public comments supporting
this alternative. NMFS prefers this
alternative as it provides a standardized,
uniform method for determining IBQ
shares for a geographically diverse fleet
with a range of vessel sizes and fishing
strategies. In addition, NMFS can
determine the number of sets annually,
in a timely manner, using a single data
source.
Sub-Alternative A2c (preferred in
Draft Amendment 13) would define IBQ
shareholders based upon the total
amount by weight of each individual
permitted vessel’s designated species
landings relative to the total amount of
designated species landings by pelagic
longline fleet, as the measure of fishing
effort. Participants in the Deepwater
Horizon Oceanic Fish Restoration
Project would have their fishing effort
represented by the use of a proxy
amount of landings used in the
calculation of their IBQ shares, in order
to ensure that there are no negative
impacts associated with their voluntary
participation in that project. For most
active IBQ shareholders, who are small
business entities, the economic impact
of this alternative would be positive,
and the overall economic impacts
would be minor beneficial. The FRFA
estimates that 56 vessels would have
would have larger share percentages and
thirty-five vessels would have smaller
share percentages when compared to the
No Action Alternative. Overall, there
would be a net increase in IBQ
allocation value. Public comments
noted concern with not including
certain species as designated species
and noted that there is diversity in the
pelagic longline fleet with regard to
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fishing strategy and species fished and
landed. The exclusion of dolphin and
wahoo from the list of designated
species affected the IBQ share
percentages of eight vessels in the
analyses. Compared to the IBQ share
percentages that they would have
received if dolphin and wahoo were
included, four vessels increased in share
percentage and four vessels decreased.
Under dynamic allocation based on
designated species landings, vessels
generally would be distributed more
IBQ allocation than under the No Action
Alternative (with the exception of
shareholders in the first quartile).
However, given variations in fishing
effort within the fleet, concern about
creating incentives to capture lower
value fish and potentially increasing
waste of fish, complexities of
administering this approach, and other
public comments, this alternative was
rejected.
Alternative A3 would have
distributed IBQ allocation using the
same formula used in Amendment 7,
but instead of using data during the
period from 2006 through 2012, the
alternative would define eligible vessels
as those that reported making at least
one set using pelagic longline gear
(based on logbook data, as in
Amendment 7) from 2016 through 2018,
and the relevant catch data used to
designate IBQ shareholders to one of
three tiers would also be based on 2016
through 2018. The number of tiers
(three) would remain the same (high,
medium, and low), but the IBQ share
percentages would be higher for all
tiers. The net result under this
alternative would be some permit
holders would have a larger IBQ share
percentage and other permit holders
would have a smaller IBQ share
percentage when compared to the No
Action Alternative. The number of IBQ
shareholders would be reduced from
136 to 99, and reduce dissatisfaction
among fishery participants that results
from the current regulations under
which a relatively large number of
permit holders who are not active,
receive an annual IBQ allocation
because they are IBQ shareholders (with
a permitted vessel). This alternative was
rejected as the preferred alternative
because it would only partially achieve
the objective that IBQ shares distributed
to inactive shareholders be redistributed
to active vessels, because the share
determination is static (i.e., a one-time
determination). Because the alternative
is not dynamic, over time the
distribution of IBQ shares and
subsequent IBQ allocation among
vessels may not be aligned with the
active vessels.
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Modifications to Rules Closely Linked to
IBQ Allocations
Alternative B1, the No Action
Alternative regarding Gulf of Mexico
(GOM) and Atlantic (ATL) designated
share determination, would result in the
continuation of the current IBQ
shareholders, associated share
percentages, and regional designations
(35 percent of the total Longline
category quota designated as GOM, and
65 percent designated as ATL). Vessels
that currently do not have GOM
designated IBQ allocation but would
like to fish in the Gulf of Mexico would
need to lease GOM IBQ allocation. The
costs associated with vessels leasing
GOM designated IBQ allocation would
continue. Vessels that do not have any
shares of GOM designated IBQ would
not gain any additional flexibility, and
the alternative would not provide the
authority for NMFS to reduce the cap on
GOM designated IBQ. For these reasons,
this alternative was not preferred.
Alternative B2 would eliminate
regional designations in conjunction
with maintaining a maximum amount of
bluefin catch from the Gulf of Mexico
(35 percent of the Longline category
quota). The alternative would facilitate
fishing opportunities in the Gulf of
Mexico for vessels currently with only
ATL designated IBQ, and may result in
increased revenue for such vessels. For
vessels that already fish exclusively in
the Gulf of Mexico, with all or most of
their IBQ allocation designated as GOM,
this alternative may have adverse
economic impacts. Such vessels that
currently have GOM designated IBQ
allocation may face increased
competition for fishing grounds or
markets due to any increased fishing
effort in the Gulf of Mexico, or face a
smaller market for leasing their GOM
allocation to other vessels. Elimination
of the regional designations would
likely result in increased uncertainty in
the fishery. The alternative would not
provide the authority for NMFS to
reduce the cap on GOM designated IBQ.
For the above reasons, this alternative
was not selected as the preferred
alternative.
Alternative B3, implemented by this
final rule, will annually modify regional
GOM and ATL designations as part of
the dynamic allocation of IBQ shares;
cap bluefin catch from the Gulf of
Mexico (35 percent of Longline category
quota or IBQ shares and resultant
allocations); allow for reduction of the
cap based on established criteria used
for inseason and annual adjustments to
quota; and maintain existing accounting
rules for regional IBQ allocations unless
a GOM low shares threshold is
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triggered. Regional designations
annually would be based on the location
of vessels’ pelagic longline fishing
activity using a recent 36-month period
of relevant, best available data, and
thus, GOM designated shares could be
lower than the GOM cap (35 percent
default or lower). Regarding the
potential for NMFS to decrease the
maximum percentage of GOM
designated IBQ shares, if the maximum
amount of GOM designated IBQ shares
were reduced compared to the No
Action level (e.g., down to between 27
percent and 33 percent of the total IBQ
shares), there would likely be no
practical impact because the recent
levels of catch of bluefin from the Gulf
of Mexico have been very low. This
alternative would provide a reasonable
amount of flexibility for vessels to fish
in the Gulf of Mexico.
The final rule adds a low GOM
designated shares threshold. A public
comment expressed the concern that the
potential for declining effort in the Gulf
of Mexico could result in a total
percentage share and allocation of GOM
IBQ so low that it improperly constrains
the fishery. In order to prevent serious
constraints in the functioning of the IBQ
Program in the Gulf of Mexico under
conditions of very low fishing effort,
this final rule provides: if the total
amount of IBQ shares that are
designated as GOM are 5 percent or less
of the total IBQ allocations (ATL plus
GOM designated shares), NMFS will
suspend the requirement to account for
bluefin caught in the Gulf with GOM
IBQ allocation, and use GOM IBQ
allocation to satisfy the minimum IBQ
requirement under the quarterly
accountability rules. If the threshold is
triggered, overall, the economic impacts
are expected to be minor and beneficial,
due to the increased flexibility for
vessels currently without GOM
designated IBQ shares and subsequent
allocation. More specifically, there
could be several types of impacts on
small entities as a result of
implementing the threshold provision:
Those associated with vessel owners
that have ATL designated IBQ shares
(likely with home ports in the Atlantic);
impacts on vessel owners with GOM
designated IBQ shares (likely with home
ports in the Gulf of Mexico), and those
impacts that may result from a reduced
percentage of total IBQ shares that are
designated as GOM (if the amount of
GOM designated shares, based on
location of fishing effort (landings)
exceeds the level of the cap). If
triggered, this measure will provide
increased flexibility for vessels that
currently have ATL designated IBQ
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shares because the dynamic annual
definition of shares and regional
designations would enable a vessel to
receive annual shares with a GOM
regional designation as a result of
fishing with pelagic longline gear in the
Gulf of Mexico during the previous year
(instead of needing to lease GOM
designated IBQ allocation annually).
Historical fishery participants in the
Gulf of Mexico will continue to receive
GOM designated IBQ shares based on
their level of activity (in the Gulf of
Mexico). If the number of vessels fishing
in the Gulf of Mexico increased, there
may be minor short-term adverse
economic impacts to those entities due
to increased competition. However,
based on the few vessels with home
ports in the Atlantic that have fished in
the Gulf of Mexico during the past few
years, the potential for any adverse
economic impact on vessels with home
ports in the Gulf of Mexico is very low.
Preferred Alternative B4 is the No
Action Alternative with respect to the
Northeast Distant Gear Restricted Area
(NED) rules. The economic impacts of
the preferred alternative with respect to
the NED rules will be neutral because
there will no changes to the relevant
rules. Data associated with vessels
fishing in the NED will be included as
part of the formula defining IBQ shares,
and vessels fishing in the NED do not
have to use IBQ allocation to account for
bluefin catch until after the 25-mt NED
quota is utilized. Vessels that fish in the
NED would continue to be able to fish
there with no impact on the associated
IBQ shares.
Alternative B5 would not include
NED fishing activity as part of the data
used in calculating IBQ Allocations.
This alternative would have minor
adverse economic impacts on vessels
that fish in the NED because their
fishing effort in the NED would not be
reflected in their IBQ share percentage.
Depending upon the specific amount of
fishing effort, a vessel may receive a
lower IBQ share percentage if tiers are
used to assign IBQ shares. Nine vessels
fished in the NED during 2016 through
2018. The NED fishery is unique and
highly variable, and therefore only a few
vessels fish there intermittently. If a
vessel fished in the NED during a
particular year, their share percentage
may be reduced during subsequent
years as a result, whether or not any
bluefin were caught during that year,
and whether or not the vessel choses to
fish in the NED during subsequent
years. If NED fishers receive a lower IBQ
share percentage relative to their total
fishing effort than other vessels, this
may put them at a competitive
disadvantage. Disadvantaging vessels
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that fish in the NED may alter the costs
and incentives for vessels to fish in the
NED, and have an adverse long-term
impact on the fishery as a whole due to
the underutilization of swordfish.
Therefore, this alternative was not
selected as the preferred alternative.
Sale of IBQ Shares
Preferred Alternative C1 would
continue the current regulations under
which no sale of IBQ shares is allowed.
This alternative is expected to have
minor beneficial economic impacts.
There is little need for Atlantic Tunas
Longline category permit holders to
accumulate additional IBQ shares,
because for most permit holders, annual
allocations combined with a minimal
amount of leasing is likely to be
sufficient for permit holders to account
for bluefin catch. Continued prohibition
on sale of IBQ shares would reduce
uncertainty in the IBQ allocation leasing
market in both the short term and long
term, which would be beneficial to the
IBQ Program overall.
Alternative C2 would allow sale of
IBQ shares and have some beneficial
and some adverse impacts, with the net
socioeconomic impacts being minor
adverse. Sale of IBQ shares provides
Atlantic Tunas Longline category permit
holders an alternative means of
participating in the IBQ leasing market
that enables management of their IBQ
allocation and business planning on a
longer time scale than a single year.
Permit holders may be able to save
money through a single IBQ share
transaction instead of via annual IBQ
allocation lease transactions, a
beneficial impact. On the other hand,
allowing sale of IBQ shares would
introduce uncertainty in the IBQ
allocation leasing market, which is
otherwise robust as described in the
Three-Year Review, and could have an
adverse impact on the IBQ Program
overall. There is no demonstrated need
for Atlantic Tunas Longline category
permit holders to accumulate additional
IBQ shares over multiple years, because
for most permit holders, annual
allocations combined with a minimal
amount of leasing is likely to be
sufficient for permit holders to account
for bluefin catch. Furthermore, allowing
sale and accumulation of IBQ shares
beyond a single year would not be
consistent with the dynamic allocation
alternatives, as it would remove the
ability for NMFS to allocate shares
annually among active vessels based on
recent fishing effort. Therefore, this
alternative was not selected as the
preferred alternative.
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Cap on IBQ Shareholder Percentage or
IBQ Allocation Use
Sub-Alternative D1a, the No Action
Alternative, would not place a cap on
the amount of IBQ shares owned. This
alternative is expected to have neutral
economic impacts on small entities. The
IBQ Program has been functioning
under these regulations since 2015, and
there have been no reported or observed
issues relating to excessive
accumulation of IBQ shares. In 2015
through 2019, the highest level of IBQ
share ownership by one entity was
between five and six percent of total
IBQ shares, and this percentage
remained the same throughout that time
period. However, it is possible that
future conditions in the fishery will
change. Regardless of the likelihood of
accumulation of IBQ shares, this
alternative would not prevent future
accumulations of shares by entities and
was therefore not selected as the
preferred alternative.
Sub-Alternative D1b, which would
cap the accumulated sum of IBQ shares
owned by a single entity at seven
percent, is expected to have minor
adverse economic impacts on small
entities. Under the allocation method
described in the preferred ‘A’
alternatives, the maximum amount of
IBQ shares that a single entity would
own on an annual basis would be
between six and seven percent of total
shares. However, there is the possibility
that entities could have business plans
to acquire additional shares or purchase
additional permits to increase their IBQ
shares in the short-term that would be
above a seven-percent cap, in which
case there could be short-term minor
adverse economic impacts. If an entity
owned many vessels and had a
relatively large amount of fishing effort
(under the dynamic allocation
alternatives), it is possible that a seven
percent share cap would result in a
disproportionately low percentage share
of bluefin that could affect their ability
to fish for their target species, and
prevent increases in lawful fishing
activity. By limiting the number of
Atlantic Tunas Longline category
permits an entity could own (outside of
the limit discussed above at
§ 635.4(l)(2)(iii)), or limiting the amount
of annual IBQ shares an entity could
receive (or buy, under Alternative C2),
the seven-percent cap could in turn
limit the amount of fishing activity and
target species landings of vessel or
business, potentially preventing that
business from increasing activity. For
these reasons, Sub-Alternative D1b
could have long-term adverse economic
impacts. For the reasons stated, this
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alternative was not selected as the
preferred alternative.
Preferred Sub-Alternative D1c,
implemented by this final rule, will cap
the amount of IBQ shares owned at 25
percent, and is expected to have neutral
economic impacts. In 2015 through
2019, the highest level of IBQ share
ownership by one entity was between
five and six percent of total IBQ shares,
and this percentage remained the same
throughout that time period. Under the
allocation method described in the
preferred ‘A’ alternatives, the maximum
amount of IBQ shares that a single entity
would own on an annual basis would be
between six and seven percent of total
shares. If this trend continues where the
maximum percent ownership remains
stable over time, implementing a cap at
25 percent would not impact the fleet.
This cap level would allow flexibility in
entities’ business planning to acquire
more shares, by acquiring additional
Atlantic Tunas Longline category
permits. Implementing a 25-percent cap
to prevent acquisition of excessive IBQ
shares would prevent a single entity
from controlling an excessive portion of
the market, would address potential
concerns among vessel owners, and
accumulation of shares by a single
entity and reduce any associated
uncertainty, which would be a minor,
beneficial socioeconomic impact.
Sub-Alternative D1d would cap the
amount of IBQ shares owned at 50
percent, and is expected to have neutral
economic impacts in the short term.
Although this cap level would allow
flexibility in entities’ business planning
to acquire more shares, by acquiring
additional Atlantic Tunas Longline
category permits, in the long term, SubAlternative D1a could have direct minor
adverse economic impacts, if the high
cap level of 50 percent is insufficient to
prevent acquisition of excessive IBQ
shares, allowing a single entity to
control an excessive portion of the
market. Therefore, this alternative was
not selected as the preferred alternative.
Sub-Alternative D2a (No Action),
which would not cap the amount of IBQ
allocation leased or used, is expected to
have neutral economic impacts on small
entities. The IBQ Program has been
functioning under these regulations
since 2015, and there have been no
reported or observed issues relating to
excessive accumulation of IBQ
allocation. The highest amount of IBQ
allocation that a single entity held in a
given year, including leased allocation,
was 6.5 percent, 12.3 percent, and 8.8
percent of the total annual allocation
(i.e., the Longline category bluefin
quota) in 2015, 2017, and 2019,
respectively. During the development of
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Amendment 13 in spring 2022, NMFS
became aware of concerns regarding
recent, high bluefin landings in a
portion of the pelagic longline fishery.
NMFS considers this to be an unusual
event and not reflective of how the IBQ
Program has functioned overall. The
IBQ Program was designed to provide
ample flexibility for vessel owners to
lease IBQ allocation in the amounts that
they need to account for bluefin catch,
maintain an IBQ allocation balance that
satisfies the minimum IBQ allocation
requirements, and maintain an IBQ
allocation balance that addresses the
potential risk/need to account for future
catch of bluefin. Furthermore, another
measure implemented by this final rule,
which sets a cap on IBQ share
ownership at 25 percent (SubAlternative D1c) will prevent an
excessive accumulation of IBQ shares
over time. Leasing of IBQ allocation
occurs on an annual basis and expires
at the end of each calendar year,
therefore there is no long-term concern
about excessive accumulation of
allocation via leasing. In addition, the
preferred alternatives under the IBQ
allocation alternatives (A alternatives)
are designed to update and more closely
align the distribution of IBQ shares and
resulting allocation with the current
fishing activity and need for IBQ
allocation of the pelagic longline fleet,
which could reduce the likelihood that
entities would seek to lease additional
allocation.
Sub-Alternative D2b would establish
a cap on the amount of IBQ allocation
an entity may lease or use at 25 percent.
Although the level of this cap would be
larger than the highest amount of IBQ
allocation that a single entity held in a
given year, it is possible that it would
constrain the ability of a vessel to
account for bluefin catch. A limit on
how much IBQ allocation an entity can
lease could cause some permit holders
to become needlessly risk averse and
decrease their fishing activity and,
consequently, target species landings.
Concerns about targeting bluefin may be
better addressed through another
regulatory mechanism. For these
reasons, this alternative was not
selected as the preferred alternative.
Adjustments to Other Aspects of the IBQ
Program
Sub-Alternative E1a (No Action),
which would make no changes to the
dealer reporting requirements
implemented by Amendment 7, would
have direct, minor adverse economic
impacts because it requires vessel
operators and dealers to collaborate in
submitting information that is also
supplied independently by the vessel
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operators by way of VMS. The
requirement to verify information by
submitting it in two different reporting
systems can be frustrating for fishermen.
During the time-period collecting two
data streams, NMFS was able to verify
information that was collected and
determine that VMS was the best
approach for submitting a single stream
of dead discard data. The requirement
for fishermen to submit a personal
identification number (PIN) when
dealers entered landings data was also
frustrating and time consuming for
fishermen and dealers alike since
fishermen were frequently either not
available when dealers entered the data,
or did not have access to their PIN.
Fishermen chose to provide their PIN to
dealers which allowed the data to be
entered, but did not provide the data
verification that was the objective of the
original requirement. Therefore, this
alternative was not selected as the
preferred alternative.
Preferred Sub-Alternative E1b
implemented by this final rule modifies
dealer reporting requirements for IBQ
Program, and will have minor,
beneficial economic impacts for dealers
since they will be relieved of a reporting
requirement (dead discards) and are no
longer required to collaborate with
fishermen for landings data entry. The
removal of the PIN collaboration will
reduce frustration for both fishermen
and dealers and thus reduce labor costs
with this task. Instead of being required
to coordinate with the dealer to provide
a PIN in conjunction with a bluefin
landing, a pelagic longline fisherman
will be informed via an automated email
from the Catch Shares Online System
when dealers enter a landing transaction
into the computer system and a landing
is accounted for in their vessel’s
account.
Sub-Alternative E2a, regarding
electronic monitoring (EM) (the No
Action Alternative), would continue the
current requirement that EM hard drives
be submitted after each trip using
pelagic longline gear. This alternative
would maintain the current
requirements for shipping hard drives.
Currently vessel owners or operators
must mail hard drives to NMFS after
each fishing trip. When compared to the
preferred alternative, this would
maintain a higher cost burden by
requiring transactions after each trip.
This would also maintain a higher
burden in terms of time. Operators
would have to spend time pulling,
packaging, and shipping hard drives
after each trip, instead of after every
other trip. Therefore, this alternative
was not selected as the preferred
alternative.
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Preferred Sub-Alternative E2b
implemented by this final rule will
require that the vessel operator mail the
hard drives at the completion of every
two trips, instead of after each pelagic
longline fishing trip. This alternative
will have a minor beneficial economic
impact by reducing the costs and time
associated with mailing EM hard drives.
This measure will reduce the frequency
of hard drive shipments and reduce the
number of transactions by half.
Considering the high transaction
average of 34 shipments per year, this
would reduce the high average to 17
shipments. Each active vessel would
still ship at least 1 hard drive per year,
as NMFS would require any data
recorded in a given year be submitted to
NMFS prior to the next fishing year.
Assuming a shipping cost of $20 per
transaction, this reduction in shipping
frequency would save operators an
average of $120 per year. Reducing
shipping frequency also saves vessel
operators additional time and logistics,
by only having to pull, package, and
ship hard drives after every other trip.
The time savings provided by this
alternative are difficult to quantify, as
vessel operators’ shipping methods will
influence the amount of time saved,
however this would provide a minor
beneficial impact by providing timesavings to the vessel operators. For these
reasons, this alternative was selected as
the preferred alternative.
Sub-Alternative E3a, regarding the EM
Program (the No Action Alternative),
would not clarify the current procedures
regarding EM camera installation and
would not provide NMFS with any
additional authority regarding
installation of hardware on vessels.
Vessel operators would continue to
operate as they have since
implementation of the EM program,
thus economic impacts are neutral. This
alternative was rejected because it
would not facilitate improvements in
the accuracy of the EM data, and would
have indirect, minor and adverse
ecological impacts.
Through this final rule (Preferred SubAlternative E3b), NMFS clarifies that it
may require installation of permanent or
semi-permanent hardware (boom or
telescoping device) in order to mount
and install EM video cameras at
locations on vessels as necessary to
obtain optimal views, and that NMFS,
working in conjunction with the vessel
owner/operator, may make relatively
minor modifications to the vessel
structure to mount cameras in locations
that provide required views of the vessel
and adjacent areas. If installation of
hardware is needed, the economic
impacts of modifying the camera
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installation and placement would be
minor adverse for the affected, small
entities, due to the estimated cost of
approximately $1,000 per vessel, unless
agency funding were to be available.
Vessel crew would be required to
extend, lower, or raise the boom
mounted camera during fishing
activities if needed. Additional logistics
required may represent an increased
time burden and a slight increase in the
complexity of their fishing operation.
Overall however, this time burden
would only be a couple of minutes to
extend, lower, or raise at the start and
end of each fishing trip. Crew may also
be required to access the camera during
the trip in order to clean the lens. The
process of cleaning the lens may be
more difficult if the camera is mounted
on a boom. Although this alternative has
associated costs as described above, it
would also increase the likelihood of
improved data collection, and have
indirect, minor, and beneficial
ecological impacts. Data that is more
robust is likely to provide ecological
benefits in the long-term. Therefore, this
alternative was selected as the preferred
alternative.
Sub-Alternative E4a, the No Action
Alternative (no additional fish handling
protocols or requirements for measuring
grids) for electronic monitoring, would
have neutral economic impacts and no
labor or equipment costs to vessel
operators. This alternative was not
selected as the preferred alternative
because it would not facilitate improved
data collection and would have minor
adverse ecological impacts.
Preferred Sub-Alternative E4b
implemented by this final rule will
require more specific fish handling
procedures and the installation/
placement of a measuring grid on deck,
in view of one of the cameras. This
alternative will have minor adverse
impacts as it would slightly increase
costs in terms of the time required to
process fish, or costs associated with a
measurement tool such as a printed
processing carpet or painted grid on the
deck. The crew will need to modify
their fish handling procedures to place
all fish on the grid. Although there will
be minor costs associated with this
alternative, there will be an associated
increase in the likelihood of improved
data collection and long-term minor
ecological benefits.
Sub-Alternative E5a (No Action)
would make no changes to the current
regulations, under which there is no
cost recovery for the IBQ Program, and
would therefore have a neutral
economic impact. This alternative was
not selected as the preferred alternative,
because the Magnuson-Stevens Act
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requires a cost recovery program for a
limited access privilege program.
Sub-Alternative E5b, implemented by
this final rule, is preferred because it is
consistent with the Magnuson-Stevens
Act requirement to have a cost recovery
program. Under this alternative, NMFS
would not charge a fee in years where
the collection program costs exceed
estimated recovered costs. When a fee is
charged, permit holders would incur up
to a three-percent fee on any sale of
bluefin caught by pelagic longline gear
under the IBQ Program. This would
have minor, adverse economic impacts
on Atlantic Tunas Longline category
permit holders that land bluefin.
Modifications to the Purse Seine
Category Management Measures and
Other Category Quota Allocations
Sub-Alternative F1a (No Action)
would maintain the current
mathematical method of subtracting 68
mt from the U.S. baseline quota to
account for Longline category then
applying codified allocation percentages
for the bluefin categories. The economic
impacts would be neutral. This
alternative was not selected, because it
would maintain the current complex
method of calculating quota allocations.
In contrast, Sub-Alternative F1b was
selected to be implemented by this final
rule because it will simplify the process:
it revises the category allocation
percentages to reflect the annual 68-mt
allocation to the Longline category. SubAlternative F1b is expected to have
neutral economic impacts. However, if
the U.S. quota were to increase in the
future, there may be minor, positive
long-term socioeconomic impacts for
Longline category participants because
the category would be allocated slightly
more quota than under the No Action
alternative. In the event of a decrease in
U.S. quota, the socioeconomic impacts
would be minor negative for the
Longline category. For other categories,
socioeconomic impacts would be minor
negative if there is a U.S. quota increase,
and minor positive if there is a quota
decrease.
Alternative F2 would eliminate the
Purse Seine category and redistribute
that category’s quota to other quota
categories under a variety of options
(sub-alternatives). Sub-Alternative 2a
(No Action Alternative) would maintain
all aspects of the current quota
allocation (with the exception of other
quota allocation alternatives considered
in Sections G, H, and I, regarding the
General and Harpoon categories) and
Purse Seine category regulations. The
Purse Seine category would continue to
receive quota based on activity level,
and could either fish or trade that quota
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via the IBQ system. There would likely
continue to be a large annual shift of
Purse Seine category quota to the
Reserve category (required under the
regulations), that could be redistributed
via inseason action. The economic
impacts of this alternative would be
neutral. This alternative was not
selected because the uncertainty and
unused quota associated with the
current regulations would continue.
Sub-Alternative F2b, being
implemented by this final rule, will
discontinue the Purse Seine category
and reallocate quota upon
implementation. This sub-alternative,
and Sub-Alternatives F2c1 and F2c2,
only address the timing of
discontinuation of the Purse Seine
category. Impacts associated with quota
reallocation are discussed under the F3
reallocation alternatives of which SubAlternative F3a, discussed below, is the
preferred alternative. The impacts from
the set of alternatives for discontinuance
and reallocation (e.g., F2b and F3a) are
considered additive.
Sub-Alternative F2b will have
moderate adverse direct economic
impacts to Purse seine category
participants compared to the status quo.
Under this measure implemented by
this final rule, quota allocations will no
longer be distributed to Purse Seine
category participants, so neither fishing
for bluefin nor leasing via the IBQ
system will be allowed after the
effective date of this Amendment 13
final rule. The economic impacts are
estimated based on the loss of potential
revenue from these two activities. Purse
Seine category participants last landed
fish from 2013 through 2015, are not
currently economically dependent upon
bluefin landings, and not expected to
engage in fishing for bluefin in the
future. Using leasing data from 2013–
2019, NMFS estimates a loss of $38,391
per year category-wide or $7,678 per
participant from this sub-alternative.
This sub-alternative was selected
because elimination of the inactive
Purse Seine category immediately
would provide immediate benefits to
the active bluefin categories. Although
there would be a loss in potential
income from leasing IBQ allocation,
NMFS has concluded that, in view of
the long-term absence of active fishing
(despite trying to create incentives
under Amendment 7 for purse seine
vessels to remain active in the fishery),
the elimination of the Purse Seine
category will best contribute to
achieving optimum yield and ensuring
the greatest overall benefit to the nation.
Promoting commercial and recreational
fishing under sound conservation and
management principles and achieving,
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on a continuing basis, optimum yield
from a fishery are key purposes of the
Magnuson-Stevens Act. See comment
and response 24 for further explanation.
Sub-Alternative F2c would
discontinue the Purse Seine category
and reallocate quota at a future (sunset)
date, i.e., the end of Year 2 after
Amendment 13 is implemented. SubAlternative F2c1 would allow leasing
and fishing until the sunset date, while
Sub-Alternative F2c2 would only allow
leasing. Economic impacts for both subalternatives would be moderate and
adverse, but in addition, SubAlternative F2c2 would result in
potential, lost opportunity to fish for
bluefin and associated potential revenue
losses. The most reasonably likely
estimate of Purse Seine category future
fishing activity is 0 mt landings since
the category has not fished since 2015.
This alternative was not selected
because there is no justification to delay
the benefits associated with
discontinuation of the Purse Seine
category.
Alternative F3 would reallocate the
Purse Seine category quota
proportionally to all other quota
categories. The preferred SubAlternative F3a would apply Longline
category increase to all areas, while SubAlternative F3b would only allow the
Longline category increase to be fished
in the Atlantic (not the Gulf of Mexico).
Economic impacts for Sub-Alternative
F3a, which is implemented by this final
rule, will be moderate and beneficial
with estimated increases in revenue for
the commercial quota categories that
will receive the redistributed quota after
the Purse Seine category is terminated.
The Draft Amendment 13/DEIS did not
prefer including the Longline category
in the reallocation. After considering
public comment and conducting
additional analyses, NMFS decided to
include the Longline category, given
impacts to the IBQ leasing market as a
result of elimination of Purse Seine
category quota and inactive pelagic
longline vessels (due to annual dynamic
allocations) as sources for leasing
bluefin quota. Active vessels in the IBQ
program in the past have relied, in a
large part, on Purse Seine category
bluefin quota as the source for leasing
IBQ. Including the Longline category in
the reallocation increases the likelihood
of maintaining a successful IBQ leasing
market in the future (including new
entrants). The Longline category will
continue to benefit from a robust IBQ
leasing market resulting from additional
IBQ. Annual revenue increases for other
categories resulting from SubAlternative F3a are estimated as follows:
$1,689,758 for the General category,
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59993
$131,548 for the Harpoon category, and
$93,204 for the Reserve category,
resulting in a combined total of
$1,914,510. The incidental Trap
category is unlikely to see any annual
revenue increase given the total amount
in its quota is de minimis and any
landings are rare. Total revenue was
also estimated for the Reserve category,
because quota from that category could
be used to augment one of the
commercial categories via inseason
action, at some point during the fishing
year.
When Sub-Alternative F3a is
combined with Sub-Alternative F2b
(immediate disbursement), there will be
moderately beneficial economic impacts
on fishery participants due to increased
bluefin quota and associated revenue.
Net impacts (i.e., economic impacts to
all categories combined) are also
beneficial, since the estimated annual
revenue loss to the Purse Seine category
for leasing would be $0.15 million
annually, which equals a net increase in
revenue of approximately $2.15 million
annually. Revenue loss associated with
purse seine leasing rather than fishing
was used to calculate net value because
a leasing only scenario is the most likely
scenario that would occur, since Purse
Seine category participants have not
fished since 2015, but have been
actively leasing quota through 2019.
This sub-alternative was selected
because it will provide economic
benefits to the active bluefin categories.
Economic impacts for Sub-Alternative
F3b (reallocation to all categories but
Longline category could not use
additional bluefin quota in the Gulf of
Mexico) would be moderate and
beneficial, and include estimated
increases in revenue for the directed
quota categories that received the
redistributed quota. When combined
with Sub-Alternative F2b (immediate
disbursement), economic impacts for
Sub-Alternative F3b would be
moderately beneficial for participants in
all quota categories, except for pelagic
longline vessels that fish in the Gulf of
Mexico. As explained above under
Alternative F3, the final rule includes
the Longline category in the reallocation
because of impacts of eliminating the
Purse Seine category on the IBQ leasing
market. Longline category vessels
fishing in the Gulf of Mexico have relied
in part on leasing Purse Seine IBQ
quota, so allowing use of reallocated
quota there is needed in order to
address IBQ leasing market changes.
Thus, Sub-Alternative F3b is not
selected. When Sub-Alternative F3b is
combined with Sub-Alternative F2c
(reallocate the Purse Seine category
quota after a 2-year sunset period), short
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term economic impacts would be
neutral. Combining F3b with F2c, which
would delay reallocation, was not
selected because there is no justification
to delay the benefits associated with
discontinuation of the Purse Seine
category.
Alternative F4 would redistribute
Purse Seine category quota to the
directed categories only. Economic
impacts for Alternative F4 would be
moderate and beneficial for directed
categories, and moderate and negative
for incidental categories. The beneficial
impacts include increases in revenue for
the commercial quota categories that
receive the redistributed quota after the
Purse Seine category is terminated.
However, impacts on the Longline
category would be moderate and
negative because bluefin quota from the
Purse Seine category would be neither
reallocated to the Longline category, nor
available for leasing. As explained
above under Alternative F3, active
vessels in the IBQ program in the past
have relied, in a large part, on Purse
Seine category bluefin quota as the
source for leasing IBQ. When combined
with Alternative F2b (immediate
disbursement) (Preferred), economic
impacts for Alternative F4 would be
moderately beneficial for directed
category participants receiving quota.
Revenue for leasing rather than fishing
was used to calculate net value because
it is the most likely scenario, since
Purse Seine category participants have
not fished since 2015, but have been
actively leasing quota through 2019. It is
difficult to quantify the negative aspects
of the impact of this alternative on the
IBQ Program. The costs associated with
leasing are likely to increase, and if
fishing behavior is constrained by a
poorly functioning IBQ leasing market,
there could be reductions in target
species landings. This alternative was
not selected given the IBQ leasing
market concern.
When combined with Sub-Alternative
F2c (1 and 2), which would reallocate
the Purse Seine category quota after a 2year sunset period, Alternative F4’s
short term economic impacts would be
neutral. The long-term impacts would
be moderate and beneficial. There
would be economic gains for the
categories receiving quota when the
sunset of the Purse Seine category
occurs after two years, and losses for the
Purse Seine category at that time. This
alternative was not selected given the
IBQ leasing market concern and because
there is no justification to delay the
benefits associated with discontinuation
of the Purse Seine category.
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Modifications to General Category
Subquota Periods and/or Allocations
Alternative G1, the preferred No
Action Alternative, will not make any
modifications to the General category
subquota periods and/or allocations and
thus has neutral economic impacts. The
status quo subquotas assigned to the
time periods generally reflect the
historical catch patterns from the 1980s
and 1990s as well as formalization of
the winter fishery. Recent annual
bluefin landings under the General
category quota have approached or
exceeded the base and adjusted General
category quotas (i.e., they were 149 and
101 percent of base and adjusted quotas,
respectively, for 2017; 168 and 96
percent of base and adjusted quotas for
2018; and 147 and 104 percent base and
adjusted quotas for 2019). Exceedances
of base quotas reflect inseason quota
transfers from the Reserve and Harpoon
categories. Although ex-vessel prices
have been variable over the last several
years, high landings relative to quota
have led to a modest total increase in
ex-vessel gross revenues in 2016
through 2019. Revenues for the General
category were $9.7 million in 2016 and
2018, at the highest level since 2002.
While NMFS agrees that the General
category fishery has changed over time,
NMFS determined, based on analyses in
Draft Amendment 13/DEIS and the
Final Amendment 13/FEIS (see Section
4.7.4), that the current structure of the
fishery continues to provide equitable
fishing opportunities, as explained
further in the response to Comment 27.
This alternative was selected because
the current subquota periods and
allocations, in combination with NMFS’
authority for inseason management of
the fishery, facilitate the catch of bluefin
quota and provide equitable
opportunities for participation and
catch of bluefin. The current regulations
are achieving the objectives of the
fishery management plan as explained
in the FEIS Section 4.7.4.
Sub-Alternatives G2a, G2b, G3a, G3b,
and G3c analyzed modifications to the
subquota periods or size of the subquota
percentages. Sub-Alternative G2a would
modify the General category time
periods to 12 equal months. SubAlternative G2b would modify General
category time periods to extend the
January through March subquota time
period through April 30. SubAlternative G3a would modify the
General category allocation percentage
to increase the January through March
amount. Sub-Alternative G3b would
modify General category allocation
percentages and increase the September
and the October through November
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amounts and decrease the June through
August amount. Sub-Alternative G3c
would modify the General category
allocation percentages, and is directly
associated with Alternatives F5 and F6
(discontinue Purse Seine category
fishery and reallocate quota). Any
increases of General category quota
resulting from Alternatives F5 and F6
would be applied to the September and
the October through November subquota
periods. For all of these sub-alternatives,
based upon the changes in subquota
amounts, changes in revenue were
estimated using changes in potential
landings and the price associated with
those landings.
For these General category fishery
sub-alternatives there would be some
increases in revenue for some subquota
periods and declines in revenue for
other subquota periods. Overall, the
impacts were expected to be moderate,
and beneficial or adverse, depending on
quota and fish prices in the various time
periods. The changes in revenues in
these General category subquota
allocation alternatives are strongly
subject to availability of fish and fishing
conditions during the subquota time
periods. Further, the potential gross
revenue estimates are based on price
assumptions and market dynamics that
are uncertain. Lastly, unused quota may
be adjusted (added) within a calendar
year from one period to the next, any
unused quota from the adjusted January
through March period would return to
the June through August period and
onward if not used completely during
that period. These sub-alternatives were
not selected, because they would not
meaningfully increase the equity of the
fishery among participants or optimize
bluefin landings. In the context of the
highly variable bluefin fishery and the
current regulatory structure, the
analyses do not demonstrate the benefits
of any of these alternatives over the
preferred alternative.
Modifications to the Angling Category
Trophy Fishery
The impacts of Alternative H1, the No
Action Alternative, would be neutral,
but continue the current structure
(defined trophy areas and associated
quotas) of the trophy fishery. The RFA
is not applicable to anglers as they are
not ‘‘small entities’’ (i.e., small
businesses, organizations or
governmental jurisdictions) for RFA
purposes. There is no sale of tunas by
Angling category participants, thus no
economic costs or impacts with this
alternative. For charter vessels, which
sell fishing trips to recreational
fishermen, for those north of the
northern mid-Atlantic states, including
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New England states, the perceived lower
opportunity to land a trophy bluefin
would continue. Therefore, this
alternative was not selected.
Preferred Alternative H2,
implemented by this final rule, will
modify the current Angling category
northern trophy subquota areas and
allocations specified at § 635.27(a)(1), by
dividing the northern area into two
zones: north and south of 42° N. lat. (off
Chatham, MA); these newly-formed
areas will be named the Gulf of Maine
trophy area and the Southern New
England trophy area, respectively, as
shown in the FEIS. The net result will
be that the Trophy quota will be divided
among four geographic areas (in the
Atlantic and Gulf of Mexico) and each
area would receive the same amount of
quota (i.e., the Angling category trophy
quota would be divided equally four
ways). There will be minor, beneficial
social impacts (and economic impacts
for charter vessels) to a small number of
vessels in the new zone north of 42° N.
lat. (the Gulf of Maine trophy area)
resulting from the small amount of fish
that would be allowed to be landed. The
perception of greater fairness among
northern area participants also
represents beneficial, social impacts.
HMS Charter/Headboat permitted vessel
owners and operators have commented
over the years that the ability to attract
customers with the opportunity to retain
a trophy bluefin is important, even if
few are ultimately landed. NMFS also
received comments about the
importance of trophy opportunities for
tournaments as well. For these reasons,
this alternative was selected.
Modifications to Other Handgear
Fishery Regulations
Preferred Sub-Alternative I1a (No
Action) will maintain the current
authorized gears applicable to the
Atlantic Tunas permit categories, and
make no changes to the relevant gear
regulations. For example, participants in
the HMS Charter/Headboat category will
still be authorized to use rod and reel,
handline, bandit gear, and green-stick,
as well as speargun for recreational
catch of non-bluefin tunas only, and the
General category will be authorized to
use harpoon, rod and reel, handline,
bandit gear, and green-stick. This
alternative was selected because there is
currently equitable flexibility to use
various gear types among the open
access bluefin permit categories.
Sub-Alternative I1b would add
harpoon gear as an authorized gear for
the HMS Charter/Headboat category
vessels. The addition of this gear would
only apply to vessels with the ability to
carry six or fewer passengers for hire.
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Harpoon gear could be used on
commercial trips by Charter/Headboat
permitted vessels with the commercial
sale endorsement. This alternative
would have minor, beneficial economic
impacts for those vessels that have
success in harpooning bluefin that may
be available at the water’s surface. This
alternative was not selected, because it
would have relatively minor benefits,
and public comments expressed
concerns about the safety of the
alternative. Further, although the
Charter/Headboat category may not fish
with harpoon gear, the permit category
has the flexibility to fish under
commercial or recreational HMS
regulations, which is not allowed under
other permit categories.
Sub-Alternative I1c would eliminate
harpoon as gear authorized for use by
General category permitted vessels. This
alternative was not selected because it
would result in minor, adverse impacts:
it would reduce opportunity for vessels
with General category permits that fish
with harpoon gear and reduce flexibility
and efficiency in catching the General
category quota. Further, the use of
harpoon gear by General category
permitted vessels does not significantly
reduce fishing opportunities for rod and
reel fishermen.
Sub-Alternative I2a (No Action)
would maintain the current Harpoon
category retention limit regulations: an
unlimited number of giant bluefin per
day (measuring 81″ curved fork length
or greater), and two large medium
bluefin (73″¥<81″) per vessel per day
unless the large medium bluefin
retention limit is increased by NMFS
through an inseason adjustment to a
maximum of four per vessel per day.
This alternative was not selected
because it would not optimize the use
of the harpoon category quota by
limiting retention of high numbers of
bluefin on a single trip.
Sub-Alternative I2b would set an
overall Harpoon category daily retention
limit of 10 commercial-sized bluefin per
day or trip (i.e., the combined limit of
large medium (73″¥<81″) and giant (81″
or greater) would be 10 fish), and would
maintain the current regulations
regarding retention of large medium
bluefin (73″¥<81″) (i.e., the range of
two (default) to four fish, adjustable
through inseason action). This
alternative was not selected because,
although it would optimize the use of
the harpoon category quota by limiting
retention of high numbers of bluefin on
a single trip, it would not provide parity
with most of the other bluefin
regulations regarding retention limits.
Specifically, there would be no
authority for NMFS to reduce the 10 fish
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retention limit to address changing
conditions or circumstances in the
fishery.
Sub-Alternative I2c, implemented by
this final rule, will set a default overall
daily limit of 10 commercial-sized
bluefin per day or trip (i.e., the
combination of large medium
(73″¥<81″) and giant (81″ or greater)
would be 10 fish). Secondly, this
measure will authorize NMFS to set the
combined daily retention limit over a
range of 5 to 10 fish (adjustable through
inseason action). For example, if NMFS
were to set the Harpoon category limit
of combined large medium and giant
bluefin to nine (via inseason action)
(and a limit of two large medium fish
were in effect), then no more than seven
giant bluefin could be kept in that same
day or trip, such that the total does not
exceed nine fish. This alternative was
selected because it will optimize the use
of the Harpoon category quota by
limiting retention of high numbers of
bluefin on a single trip, and provide a
mechanism to lower the retention limit
inseason to respond to changing
conditions or circumstances in the
fishery.
Sub-Alternative I3a (No Action) will
maintain the June 1 start date and
November 15 closure date for the
Harpoon category season. A June 1 start
date for the Harpoon category means
that the Harpoon and General category
seasons start at the same time. The
Harpoon and General category seasons
starting together will facilitate
enforcement and business planning, and
provide greater certainty to participants
regarding opportunities, participation/
effort, and potential impact on market
prices. Participants will continue to
have the potential to catch the same
percentage of the quota and earn the
equivalent share of total ex-vessel
revenues. To the extent that bluefin may
be available to harpoon gear prior to
June 1, opportunities to harpoon fish
may be lost, both from the catch of the
fish and the potential for better exvessel prices when there may be fewer
fish on the market, particularly from the
General category, which will not begin
until June 1. To the extent that
opportunities could extend deeper into
the summer, more Harpoon category
participants could benefit. For these
reasons, this alternative was selected.
Sub-Alternative I3b would lengthen
the season for the Harpoon category by
implementing an earlier start date of
May 1 for the fishery instead of the
current start date of June 1. The
November 15 closure date would remain
the same. The overall impacts would be
both minor adverse and beneficial. The
relative magnitudes of the adverse and
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beneficial impacts are unknown.
Starting the Harpoon category season in
advance of the General category season
(which would remain at June 1) would
result in an adverse impact due to
increased uncertainty for enforcement
and business planning, and reduced
certainty to General category
participants regarding opportunities,
participation/effort, and potential
impact on market prices. A beneficial
impact would accrue to Harpoon
category vessels. This alternative would
increase the likelihood of Harpoon
category participants being able to catch
the full Harpoon category quota and
thus would be minor, and beneficial. An
increase in optimum yield may result
from a potential increase in the
geographic and temporal distribution of
landings. Increases in positive economic
impacts would depend on the
availability of bluefin to the fishery from
the beginning of May until the Harpoon
category quota (base or adjusted, as
applicable) is reached. This alternative
was not selected because of the adverse
impacts anticipated and the relative
magnitudes of the adverse and
beneficial impacts are unknown.
Sub-Alternative I4a (No Action)
would maintain the current requirement
that gives permit holders 45 days to
change their Atlantic Tunas or HMS
permit category as long as they have not
landed a bluefin. This alternative was
rejected because continuation of the
administrative restriction without a
clear corresponding benefit is not
warranted.
Sub-Alternative I4b, implemented by
this final rule, will extend the ability to
change permit categories from 45 days
to the full fishing year as long as the
vessel has not landed a bluefin. For a
subset of the impacted permit holders,
this alternative will be very beneficial,
if an incorrect permit is obtained that
prohibits a commercial fisherman from
selling fish or a charter/headboat
fisherman from taking paying
passengers (e.g., HMS Angling permit).
This alternative was selected because it
will provide additional flexibility for
permit applicants to correct mistakes,
while maintaining the condition that no
bluefin have been landed (and therefore
precluding misuse of such flexibility).
Sub-Alternative I5a (No Action)
would make no changes to the current
regulations concerning green-stick gear.
Vessels authorized to fish with pelagic
longline gear would not be permitted to
retain bluefin caught with green-stick
gear. The economic impacts of the No
Action Alternatives would be minor and
adverse, as a result of maintaining the
current regulations that preclude a
pelagic longline vessel from retaining
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bluefin caught on green-stick gear. This
alternative was not selected because it
would not allow a pelagic longline
vessel to retain bluefin incidentally
caught by greenstick gear, and therefore
not minimize discarding.
Sub-Alternative I5b, would amend
retention and reporting requirements for
bluefin caught with green-stick gear by
vessels with Atlantic Tunas Longline
category permits, to allow the retention
of one bluefin per trip (73″ or greater
CFL), provided that pelagic longline
gear is not on board, and that vessels
comply with additional regulations (i.e.,
VMS set reports, HMS logbook
requirements, IBQ program
requirements) applying to such trips.
This alternative was rejected because
although it would allow retention of a
bluefin caught by green-stick gear, the
restriction that green-stick gear cannot
be used if pelagic longline gear is
onboard may limit the flexibility for
fishermen to adapt fishing strategies to
the conditions on a particular trip, and
reduce the ability of those vessels to
maximize their opportunity to catch
yellowfin. Green-stick gear selection by
fishermen targeting yellowfin could
maximize economic returns and
efficiency, or reflect adherence to
specific requirements if fishing under
the DWH OFRP in the Gulf of Mexico.
Sub-Alternative I5c, implemented by
this final rule, amends retention and
reporting requirements for bluefin
caught with green-stick gear (by vessels
with Longline category permits), to
allow the retention of one bluefin per
trip (of 73″ or greater) and with
additional regulations (i.e., VMS set
reports, HMS logbook requirements, IBQ
program requirements) applying to such
trips. This measure allows both greenstick and pelagic longline gear on the
vessel at the same time. In comparison
to the No Action Alternative, this
measure will have minor, beneficial
economic impacts because a vessel
would be able to retain a legal-sized
bluefin that may otherwise be discarded
dead due to a de facto prohibition on
bluefin retention. Retention of such fish
would reduce waste, augment revenue,
and reduce the frustration associated
with regulatory discarding. Allowing
the use of green-stick gear while pelagic
longline gear is on board is intended to
provide vessel operators flexibility to
employ fishing strategies with multiple
gear types to optimize their business in
a highly dynamic fishery. Green-stick
gear selection by fishermen targeting
yellowfin could maximize economic
returns and efficiency, or reflect
adherence to specific requirements if
fishing under the DWH OFRP in the
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Gulf of Mexico. For these reasons, this
alternative was selected.
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a FRFA, the agency
shall publish one or more guides to
assist small entities in complying with
the rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. As part of this
rulemaking process, a small entity
compliance guide (the guide) was
prepared, and posted to the Amendment
13 website. Copies of this final rule are
available from the Office of Sustainable
Fisheries, and the guide is available
upon request (see ADDRESSES).
This final rule contains collection-ofinformation requirements subject to
review and approval by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) (PRA).
As part of Amendment 13, this final
rule contains measures that eliminate or
modify existing reporting, recordkeeping, or other compliance
requirements that require PRA filing, as
described below. This final rule will
change the existing requirements for
collection-of-information under OMB
Control Number 0648–0372 by
modifying the VMS reporting
requirement for vessels issued an
Atlantic Tunas Longline permit that are
fishing with green-stick gear. Such
vessels will be required to submit a
VMS set report for each green-stick
retrieval that interacts with bluefin and
report information on the location and
the numbers, length range, and
disposition of bluefin within 12 hours
(caught using green-stick gear, in
addition to the VMS reports for pelagic
longline sets). This requirement is
expected to increase the number of
responses by only 18 per year, because
of the low number of vessels expected
to use green-stick gear (up to 3 vessels),
and the low rate of bluefin incidental
catch. This requirement will not change
the total number of respondents and
would have a de minimis impact on
total costs. The public reporting burden
for bluefin catch and effort is estimated
to average 5 minutes per individual
response, including the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information.
This final rule will also modify other
existing requirements for the collection
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of information under OMB Control
Number 0648–0372. The requirement
for vessels fishing with purse seine gear
to report bluefin information through
VMS is eliminated, because this final
rule eliminates the provisions that allow
fishing with purse seine gear. The
removal of this requirement will reduce
the total burden by six hours and reduce
the estimated burden cost by two
thousand dollars. The final rule changes
the existing EM requirements for pelagic
longline vessels by requiring vessel
owners to pay for specific required EM
system modifications: hardware for the
installation of rail video cameras and
installation of a measuring grid on deck.
These payment requirements will not
affect the reporting burden hours for
vessel operators. Finally, the final rule
changes the existing EM requirements
for pelagic longline vessels by requiring
vessel owners to mail in their EM hard
drives after every other trip, unless the
hard drive is at full capacity after the
first trip, as opposed to the current
requirement to do so after ever trip.
This final rule revises the existing
requirements for collection-ofinformation under OMB Control
Number 0648–0040 by removing two
aspects of the dealer reporting
requirements for the IBQ Program. First,
this final rule eliminates the current
requirement that vessel operators or
owners confirm that the landing report
information entered into the IBQ system
by the dealer is accurate, by entering the
PIN associated with the vessel account.
Secondly, this final rule removes the
requirement that any pelagic longline
vessel owner or operator who discarded
dead bluefin is required to also enter
dead discard information from the trip
by coordinating with the dealer and
entering that trip’s dead discard
information into the online IBQ system
via the dealer account. The vessel
operator will continue to be required to
report dead discard information via
VMS while at sea. NMFS estimates that
the number of small entities subject to
these requirements includes
participants in the Longline category. As
of March 2020, a total of 280 Atlantic
Tunas Longline category limited access
permits were issued. It is likely that the
number of vessels that will actually be
affected by these requirements would
not be larger than 60 vessels. Since
2017, no more than 58 different pelagic
longline vessels have landed bluefin.
This final rule changes the existing
requirements for the collection-ofinformation under OMB Control
Number 0648–0677 by adding cost
recovery requirements for Atlantic
Tunas Longline permit holders that land
bluefin. Annually, NMFS will estimate
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its incremental costs associated with the
IBQ Program (including costs associated
with the cost recovery program) and the
total ex-vessel value of bluefin
harvested under the Program, and notify
the public whether a cost recovery fee
will be charged for the year. If NMFS
determines an annual cost recovery fee
is warranted, NMFS will send bills to
permit holders that sold bluefin to
dealers. Permit holders would be billed
based on the ex-vessel value of the
bluefin sold by that vessel, and would
pay the cost recovery fee through the
Catch Shares On-line Program website
and the associated pay.gov link. NMFS
estimates that the number of small
entities subject to new cost recovery
requirements will include all Atlantic
Tuna Longline permit holders than
landed bluefin, which is not likely to
exceed 60 vessels, based on 2017
through 2019 IBQ Program data. The
public reporting burden for cost
recovery is estimated to average 15
minutes per individual response,
including the time for logging onto the
relevant online website, reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
The total burden is estimated to be 15
hours.
NMFS invites the general public and
other Federal agencies to comment on
proposed and continuing information
collections, which helps us assess the
impact of our information collection
requirements and minimize the public’s
reporting burden. Written comments
and recommendations for this
information collection should be
submitted on the following website:
www.reginfo.gov/public/do/PRAMain.
Find these particular information
collections by using the search function
and entering either the title of the
collection or the OMB Control Number
0648–0372, 0648–0040, 0648–0677.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
List of Subjects
50 CFR Part 600
General provisions for domestic
fisheries, Magnuson-Stevens Act
provisions, National standards, Regional
fishery management councils.
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59997
50 CFR Part 635
Fisheries, Fishing, Fishing vessels,
Foreign relations, Imports, Penalties,
Reporting and recordkeeping
requirements, Statistics, Treaties.
Dated: September 23, 2022.
Samuel D. Rauch, III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR parts 600 and 635 are
amended as follows:
PART 600—MAGNUSON-STEVENS
ACT PROVISIONS
1. The authority citation for part 600
continues to read as follows:
■
Authority: 5 U.S.C. 561 and 16 U.S.C. 1801
et seq.
§ 600.725
[Amended]
2. In § 600.725, amend the table in
paragraph (v), under the heading ‘‘IX.
Secretary of Commerce,’’ by removing
and reserving the entry 1.H.
■
PART 635—ATLANTIC HIGHLY
MIGRATORY SPECIES
3. The authority citation for part 635
continues to read as follows:
■
Authority: 16 U.S.C. 971 et seq.; 16 U.S.C.
1801 et seq.
4. In § 635.2:
a. Add in alphabetical order a
definition for ‘‘BFT’’;
■ b. Revise the definition of ‘‘CFL’’;
■ c. Add in alphabetical order
definitions for ‘‘Electronic Monitoring
(EM) system’’ and ‘‘IBQ (individual
bluefin quota)’’;
■ d. Revise the definition of ‘‘Northeast
Distant gear restricted area’’; and
■ e. Add in alphabetical order a
definition for ‘‘Vessel Monitoring Plan
(VMP)’’.
The additions and revisions read as
follows:
■
■
§ 635.2
Definitions.
*
*
*
*
*
BFT means Atlantic bluefin tuna as
defined in § 600.10 of this chapter.
*
*
*
*
*
CFL (curved fork length) means the
length of a fish measured from the tip
of the upper jaw to the fork of the tail
along the contour of the body in a line
that runs along the top of the pectoral
fin and the top of the caudal keel (i.e.,
in dorsal direction above caudal keel).
*
*
*
*
*
Electronic monitoring (EM) system
means a system of video cameras and
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recording and other related equipment
installed on a vessel.
*
*
*
*
*
IBQ (individual bluefin quota) refers
to limited access privileges under the
IBQ Program (§ 635.15), implemented
for the management of Atlantic BFT
incidentally caught by Atlantic Tunas
Longline category LAP holders.
*
*
*
*
*
Northeast Distant gear restricted area
(NED) means the Atlantic Ocean area
bounded by straight lines connecting
the following coordinates in the order
stated: 35°00′ N. lat., 60°00′ W. long.;
55°00′ N. lat., 60°00′ W. long.; 55°00′ N.
lat., 20°00′ W. long.; 35°00′ N. lat.,
20°00′ W. long.; 35°00′ N. lat., 60°00′ W.
long.
*
*
*
*
*
Vessel monitoring plan (VMP) means
an on-board, EM system reference
document required by § 635.9(e)(1).
*
*
*
*
*
■ 5. In § 635.4, revise paragraphs (d)(1)
and (2), remove paragraph (d)(5), and
revise paragraph (j)(3).
The revisions read as follows:
§ 635.4
Permits and fees.
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*
*
*
*
*
(d) * * *
(1) The owner of each vessel used to
fish for or take Atlantic tunas
commercially or on which Atlantic
tunas are retained or possessed with the
intention of sale must obtain an HMS
Charter/Headboat permit with a
commercial sale endorsement issued
under paragraph (b) of this section, an
HMS Commercial Caribbean Small Boat
permit issued under paragraph (o) of
this section, or an Atlantic tunas permit
in one, and only one, of the following
categories: General, Harpoon, Longline,
or Trap.
(2) Persons aboard a vessel with a
valid Atlantic Tunas, HMS Angling,
HMS Charter/Headboat, or an HMS
Commercial Caribbean Small Boat
permit may fish for, take, retain, or
possess Atlantic tunas, but only in
compliance with the quotas, catch
limits, size classes, and gear applicable
to the permit or permit category of the
vessel from which he or she is fishing.
Persons may sell Atlantic tunas only if
the harvesting vessel has a valid permit
in the General, Harpoon, Longline, or
Trap category of the Atlantic Tunas
permit, a valid HMS Charter/Headboat
permit with a commercial sale
endorsement, or an HMS Commercial
Caribbean Small Boat permit.
*
*
*
*
*
(j) * * *
(3) A vessel owner issued an Atlantic
Tunas permit in the General, Harpoon,
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or Trap category or an Atlantic HMS
permit in the Angling or Charter/
Headboat category under paragraph (b),
(c), or (d) of this section may change the
category of the vessel permit at any time
during the fishing year, provided the
vessel has not landed BFT during that
fishing year as verified by NMFS via
landings data.
*
*
*
*
*
■ 6. In § 635.5, revise paragraphs (a)(3)
and (6) and (b)(2)(i)(A) to read as
follows:
§ 635.5
Recordkeeping and reporting.
*
*
*
*
*
(a) * * *
(3) BFT landed by a commercial
vessel and not sold. If a person who
catches and lands a large medium or
giant BFT from a vessel issued a permit
in any of the commercial categories for
Atlantic tunas does not sell or otherwise
transfer the BFT to a dealer who has a
dealer permit for Atlantic tunas, the
person must contact a NMFS
enforcement agent, as instructed by
NMFS, immediately upon landing such
BFT, provide the information needed for
the reports required under paragraph
(b)(2)(i) of this section, and, if requested,
make the tuna available so that a NMFS
enforcement agent or authorized officer
may inspect the fish and attach a tag to
it. Alternatively, such reporting
requirement may be fulfilled if a dealer
who has a dealer permit for Atlantic
tunas affixes a dealer tag as required
under paragraph (b)(2)(ii) of this section
and reports the BFT as being landed but
not sold on the reports required under
paragraph (b)(2)(i) of this section. If a
vessel is placed on a trailer, the person
must contact a NMFS enforcement
agent, or the BFT must have a dealer tag
affixed to it by a permitted Atlantic
tunas dealer, immediately upon the
vessel being removed from the water.
All BFT landed but not sold will be
accounted against the quota category
according to the permit category of the
vessel from which it was landed.
*
*
*
*
*
(6) Atlantic Tunas Longline category
permitted vessels. The owner or
operator of a vessel issued, or that
should have been issued, an Atlantic
Tunas Longline category permit is
subject to the VMS reporting
requirements under § 635.69(e)(4) and
the applicable IBQ Program and/or
leasing requirements under § 635.15.
*
*
*
*
*
(b) * * *
(2) * * *
(i) * * *
(A) Landing reports. Each dealer with
a valid Atlantic Tunas dealer permit
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issued under § 635.4 must submit the
landing reports to NMFS for each BFT
received from a U.S. fishing vessel.
Such reports must be submitted as
instructed by NMFS not later than 24
hours after receipt of the BFT. Landing
reports must include the name and
permit number of the vessel that landed
the BFT and other information regarding
the catch as instructed by NMFS. When
purchasing BFT from eligible IBQ
Program participants, permitted Atlantic
Tunas dealers must enter landing
reports into the Catch Shares Online
System established under § 635.15, not
later than 24 hours after receipt of the
BFT. The dealer must inspect the
vessel’s permit to verify that it is a
commercial category, that the required
vessel name and permit number as
listed on the permit are correctly
recorded in the landing report, and that
the vessel permit has not expired.
*
*
*
*
*
■ 7. In § 635.9, revise paragraphs (a),
(b)(2) introductory text, (c)(1)(ii), and
(c)(6), add paragraph (c)(7), and revise
paragraph (e) to read as follows:
§ 635.9
Electronic monitoring.
(a) Applicability. An owner and/or
operator of a commercial vessel
permitted or required to be permitted in
the Atlantic Tunas Longline category
under § 635.4, and that has pelagic
longline gear on board, are required to
have installed and maintain at all times
during fishing trips, a fully operational
EM system on the vessel, as specified in
this section. Vessel owners and/or
operators can contact NMFS or a NMFSapproved contractor for more details on
procuring an EM system.
(b) * * *
(2) Vessel owners and/or operators, as
instructed by NMFS, may be required to
coordinate with NMFS or a NMFS
approved contractor to schedule a date
or range of dates, and/or may be
required to steam to a designated port
for EM work on specific NMFSdetermined dates. Such EM work may
include, but is not limited to EM system
installation, repair, or modifications;
modifications to vessel equipment to
facilitate installation or operation of EM
systems, such as installation of a fitting
for the pressure-side of the line of the
drum hydraulic system; installation,
repair or modification to a power supply
or power switches/connections for the
EM system; installation of additional
lighting; or installation of mounting
structure(s) for the camera(s) to provide
views of areas and fish consistent with
paragraphs (c)(1)(i) through (ii) of this
section.
*
*
*
*
*
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(c) * * *
(1) * * *
(ii) Video camera(s) must be in
sufficient numbers (a minimum of two
and up to four), with sufficient
resolution (no less than 720p (1280 ×
720)) for NMFS, the USCG, and their
authorized officers and designees, or
any individual authorized by NMFS to
determine the number and species of
fish harvested. To obtain the views
required in paragraph (c)(1)(i) of this
section, at least one camera must be
mounted to record close-up images of
fish being retained on the deck at the
haulback station, and at least one
camera must be mounted to provide
views of the area from the rail to the
water surface, where the gear and fish
are hauled out of the water. NMFS or
the NMFS-approved contractor will
determine the number and placement of
cameras needed to achieve the required
views, based on the operation and
physical layout of the vessel.
*
*
*
*
*
(6) EM software. The EM system must
have software that enables the system to
be tested for functionality and that
records the outcome of the tests.
(7) Standardized reference grid. The
vessel must have a standardized grid on
deck in view of the haulback station
camera(s) in such a way that the video
recording includes an image of each fish
on the grid in order to provide a size
reference. The standardized grid may be
on a removable mat or carpet that is
placed on the deck before the fish are
brought on board, or may be painted
directly on the deck. The standardized
reference grid must have accurate
dimensions and grid line intervals as
instructed and specified in the vessel’s
VMP by NMFS or the NMFS-approved
contractor. The vessel owner and/or
operator is responsible for ensuring
compliance with the provided
instructions and specifications and for
ensuring accurate, straight, clear and
complete grid lines with no missing,
incomplete, blurry or smudged lines.
*
*
*
*
*
(e) Operation. Unless otherwise
authorized by NMFS in writing, a vessel
described in paragraph (a) of this
section must collect video and sensor
data in accordance with the
requirements in this section, in order to
fish with pelagic longline gear.
(1) Vessel monitoring plan. The vessel
owner and/or operator must have
available onboard a written VMP for its
system. At a minimum, the VMP must
include: information on the locations of
EM system components (including any
customized camera mounting structure);
contact information for technical
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support; instructions on how to conduct
a pre-trip system test; instructions on
how to verify proper system functions;
location(s) on deck where fish retrieval
should occur to remain in view of the
cameras; specifications and other
relevant information regarding the
dimensions and grid line intervals for
the standardized reference grid;
procedures for how to manage EM
system hard drives; catch handling
procedures; periodic checks of the
monitor during the retrieval of gear to
verify proper functioning; and reporting
procedures. The VMP will be updated,
revised, and approved periodically by
NMFS or the NMFS-approved
contractor, and will include both
signature and date indicating when the
VMP was approved by NMFS or the
NMFS-approved contractor. The VMP
should minimize to the extent
practicable any impact of the EM
systems on the current operating
procedures of the vessel, and should
help ensure the safety of the crew. The
vessel owner and/or operator must
implement, and ensure that the vessel
complies with, all of the requirements,
specifications and protocols outlined in
the VMP no later than 6 months after
the date of approval of the VMP.
(2) Handling of fish and duties of
care. The vessel owner and/or operator
must ensure that all fish that are caught,
even those that are released, are handled
in a manner that enables the video
system to record such fish, and must
ensure that all handling and retention of
BFT occurs in accordance with relevant
regulations and the operational
procedures outlined in the VMP. The
vessel owner or operator must ensure
that each retained fish is placed on the
standardized reference grid in view of
cameras in accordance with the
operational procedures outlined in the
VMP.
(3) Additional duties of care. The
vessel owner and/or operator is
responsible for ensuring the proper
continuous functioning of all aspects of
the EM system, including that the EM
system must remain powered on for the
duration of each fishing trip from the
time of departure to time of return;
cameras must be functioning and
cleaned routinely; the hydraulic and
gear sensors must be operational; the
GPS signal must be functioning; and EM
system components must not be
tampered with.
(4) Completion of trip(s). Except when
at capacity after one trip or otherwise
stated by NMFS in writing, EM hard
drives may be used to record up to two
trips. Within 48 hours of completing a
second fishing trip, or within 48 hours
of completing one trip in the case where
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59999
the hard drive does not have sufficient
capacity for a second trip, the vessel
owner and/or operator must mail the
removable EM system hard drive(s)
containing all data to NMFS or NMFSapproved contractor, according to
instructions provided by NMFS. The
vessel owner and/or operator is
responsible for using shipping materials
suitable to protect the hard drives (e.g.,
bubble wrap), tracking the package, and
including a self-addressed mailing label
for the next port of call so replacement
hard drives can be mailed back to the
sender. Prior to departing on any trip,
the vessel owner and/or operator must
ensure an EM system hard drive(s) is
installed that has the capacity needed to
enable data collection and video
recording for the entire trip. The vessel
owner and/or operator is responsible for
contacting NMFS or NMFS-approved
contractor if they have requested but not
received a replacement hard drive(s)
and for informing NMFS or NMFSapproved contractor of any lapse in the
hard drive management procedures
described in the VMP.
*
*
*
*
*
■ 8. Revise § 635.15 to read as follows:
§ 635.15
(IBQs).
Individual bluefin tuna quotas
(a) General. This section describes the
IBQ Program. As described below,
under the IBQ Program, NMFS will
assign eligible Atlantic Tunas Longline
category LAP holders annual IBQ shares
and resulting allocations. IBQ
allocations are required for vessels with
Atlantic Tunas Longline category
permits to fish with pelagic longline or
green-stick gear. IBQ allocations may be
leased by IBQ shareholders and Atlantic
Tunas Longline category LAP holders
using the Catch Shares Online System.
(b) Eligibility—(1) IBQ shareholder.
An Atlantic Tunas Longline category
LAP holder that fished using pelagic
longline gear on at least one set (i.e.,
deployment and retrieval) during a
recent 36 month period is eligible to
receive an annual IBQ share in
accordance with paragraph (c) of this
section and is considered an IBQ
shareholder. In determining IBQ
shareholders, NMFS will use data as
described in paragraph (c) of this
section. For an IBQ shareholder’s vessel
to be considered an ‘‘eligible vessel,’’
the vessel must have been issued a valid
Atlantic Tunas Longline category LAP
when set(s) occurred during the relevant
36 month period. In circumstances
where a LAP is transferred from one
vessel to another during the relevant 36
month period, the eligible vessel(s) is
that which deployed the pelagic
longline sets.
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(2) New entrants. New entrants to the
fishery need to obtain an Atlantic Tunas
Longline category LAP, as well as other
required LAPs, as described under
§ 635.4(l), and would need to lease IBQ
allocations per paragraph (e) of this
section if the Atlantic Tunas Longline
category LAP acquired was not eligible
for an annual IBQ share.
(c) Annual IBQ share determination.
During the last quarter of each year,
NMFS will review the relevant 36
months of best available data to
determine eligible IBQ shareholders and
the number of pelagic longline sets
legally made by each permitted, eligible
vessel, and assign IBQ shares based on
the criteria below. The 36 month time
period is a rolling period that changes
annually, and is selected by NMFS
based on the availability of recent data
and time required by NMFS to conduct
determinations under paragraphs (b)
and (c) of this section. NMFS intends to
include data from the majority of the
year prior to the year for which shares
are applied and the IBQ allocation
distributed. The best available data as
determined by NMFS may be a single
data source such as VMS data, for which
there is a relatively short time period
from the time it is submitted by the
vessel operator, and the time it can be
used by NMFS; or the best available
data may include other available data
such as logbook, EM, or permit data, in
order to accurately determine a vessel’s
eligibility status and shares. An IBQ
shareholder does not need a valid LAP
when NMFS makes annual IBQ share
determinations, but NMFS will only
distribute IBQ allocations to permitted
vessels.
(1) IBQ share calculations. Annually,
NMFS will calculate IBQ shares for each
IBQ shareholder based upon the total
number of each eligible vessel’s pelagic
longline sets during the relevant 36
month period, and the relative amount
(as a percentage) those pelagic longline
sets represent compared to the total
number of pelagic longline sets made by
all IBQ shareholders’ eligible vessels.
NMFS will only count one set per
calendar day toward a vessel’s total
number of pelagic longline sets, and
will only count a set if a vessel was
issued a valid Atlantic Tunas Longline
category LAP when the set occurred.
The annual IBQ share percentage is
used to calculate the annual IBQ
allocation (see paragraph (d) of this
section).
(2) Proxy calculation for Deepwater
Horizon Oceanic Fish Restoration
Project participants. For valid
participants in this Project, the annual
IBQ shares will be calculated as
described in paragraph (c)(1) of this
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section, but in addition, a proxy amount
of sets will be added to a vessel’s history
during the period of its participation in
the Project. The proxy will be based
upon the average number of sets made
by IBQ shareholders’ vessels that did
not participate in the Project during the
period that participants fished under the
Project.
(3) Regional designations of IBQ
shares. Annually, IBQ shares and
resultant allocations will be designated
as either ‘‘GOM’’ (Gulf of Mexico) or
‘‘ATL’’ (Atlantic), based upon the
location (i.e., in the Gulf of Mexico or
Atlantic region) of sets included in the
calculation under paragraph (c)(1) of
this section. Subject to the GOM share
cap described below, each region’s total
shares and resultant allocations for the
year will be based on the percentage of
sets designated for the region compared
to total sets. Per § 635.28(a)(1), NMFS
will file a closure action when a region’s
IBQ allocations have been reached or
are projected to be reached. For the
purposes of this section, the Gulf of
Mexico region includes all waters of the
U.S. EEZ west and north of the
boundary stipulated at § 600.105(c) of
this chapter, and the Atlantic region
includes all other waters of the Atlantic
Ocean including fishing taking place in
the NED defined at § 635.2. If an IBQ
shareholder’s vessel had fishing history
in both the Gulf of Mexico and Atlantic
region, it could receive both GOM and
ATL shares.
(i) GOM share cap. The maximum
amount of designated GOM IBQ shares
among all IBQ shareholders is capped at
35 percent of the baseline Longline
category quota. Based on the criteria and
process under § 635.27(a)(7), NMFS may
make an inseason or annual adjustment
to reduce the default 35-percent cap for
all or the remainder of a calendar year.
(ii) Adjustment of GOM shares to
match the GOM share cap. If NMFS
determines that the total amount of
GOM-designated IBQ shares would be
greater than the GOM share cap (default
or adjusted), NMFS will reduce the total
amount of GOM shares in order to equal
the GOM share cap. The reduction in
total GOM shares will be achieved
through equal proportional reductions
among all GOM shareholders. The ATL
shares will be increased in an analogous
manner, so that the total share
percentages for the two regions add up
to 100 percent. NMFS will notify
affected shareholders of any reductions
in their GOM shares or increases in ATL
shares resulting from this adjustment.
This adjustment is not subject to appeal
under paragraph (e)(1)(i) of this section.
(iii) Low GOM-designated share
threshold. If NMFS determines that the
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total amount of GOM-designated IBQ
shares is 5 percent or less of the total
IBQ shares, NMFS will file an action
with the Office of the Federal Register
for publication that suspends for that
year the requirement to account for BFT
caught in the Gulf of Mexico with GOMdesignated shares and resultant
allocations (paragraph (f)(1) of this
section) and the minimum GOM IBQ
allocation requirement (paragraph (f)(2)
of this section). NMFS will also notify
IBQ shareholders of such action per
paragraph (e) of this section. In this
situation, IBQ shareholders’ vessels
could fish in the Gulf of Mexico during
that year using ATL-designated IBQ
allocations. Any vessels fishing in the
Gulf of Mexico would still need to
account for BFT catch and have the
minimum IBQ allocation of 0.25 mt ww
(551 lb ww) before departing on the first
fishing trip in a calendar year quarter.
Those vessels that fish in the Gulf of
Mexico may be issued GOM IBQ shares
in the following year per the regional
designation of shares process described
in paragraph (c)(3) of this section. BFT
catch (landings and dead discards) from
the Gulf of Mexico by pelagic longline
vessels will be capped at the weight of
BFT equivalent to the GOM share cap
(see paragraph (c)(3)(i) of this section) in
the applicable year. If this level of catch
is reached, or projected to be reached,
NMFS will prohibit fishing with pelagic
longline gear in the Gulf of Mexico for
the rest of the year pursuant to
§ 635.28(a)(1).
(d) Annual IBQ allocations. An
annual IBQ allocation is the amount of
BFT (whole weight) in metric tons
corresponding to an IBQ shareholder’s
share percentage, distributed to their
vessel to account for incidental landings
and dead discards of BFT during a
specified calendar year. NMFS will only
distribute IBQ allocations when there is
a valid Atlantic Tunas Longline category
LAP associated with a vessel. Unless
otherwise required under paragraph
(f)(4) of this section, an IBQ allocation
is derived by multiplying the IBQ share
percentage (calculated under paragraph
(c)(1) of this section) by the baseline
Longline category quota for that year. If
the baseline quota is adjusted during the
fishing year, the annual IBQ allocation
may also be adjusted as specified in
paragraph (e)(2) of this section.
(e) Notification of IBQ shares and
allocations, appeals, and adjustments.
During the last quarter of each year,
NMFS will notify Atlantic Tunas
Longline permit holders via electronic
methods (such as an email) and/or letter
to inform them of their IBQ shares, their
IBQ allocations, and the regional
designations of those shares and
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allocations for the subsequent fishing
year; whether adjustments were made to
GOM-designated shares due to the GOM
shares cap; and whether the low GOMdesignated share threshold has been
triggered. This notification represents
the initial administrative determination
(IAD) for the permit holder’s IBQ share
and allocation. NMFS will also notify
permit holders of any existing quota
debt, and provide instructions for
appealing the IAD. As of December 31,
if an IBQ shareholder does not have a
valid Atlantic Tunas Longline category
LAP associated with a vessel due to a
permit renewal or transfer, NMFS will
issue IBQ allocation for the relevant
fishing year if/when the permit renewal
or transfer is completed and a valid LAP
is associated with a vessel. IBQ shares,
allocations, and regional designations
may change as a result of the following
circumstances, in which case NMFS
will notify eligible IBQ recipients.
(1) Appeals. Appeals will be governed
by the regulations and policies of the
National Appeals Office at 15 CFR part
906. Per those regulations, Atlantic
Tunas Longline Permit holders may
appeal the IAD by submitting a written
request for an appeal to the National
Appeals Office within 45 days after the
date the IAD is issued. NMFS will
provide further instructions on how to
submit a request for an appeal when it
issues the IAD.
(i) Items subject to appeal and
adjustment. A permit holder may appeal
their: eligibility for IBQ shares based on
ownership of an active vessel with a
valid Atlantic Tunas Longline category
permit; IBQ share percentage; IBQ
allocations; and regional designations of
shares and allocations. A permit holder
may also appeal NMFS’ determination
of the number of pelagic longline sets
legally made by its permitted vessel.
However, an adjustment of GOM shares
under paragraph (c)(3)(ii) of this section
or inseason quota adjustment under
paragraph (e)(3) of this section is not
subject to appeal. Appeals based on
hardship factors will not be considered.
Consistent with most limited effort and
catch share programs, hardship is not a
valid basis for appeal due to the
multitude of potential definitions of
hardship and the difficulty and
complexity of administering such
criteria in a fair manner. NMFS may
utilize BFT quota from the Reserve
category for any adjustment needed due
to an appeal.
(ii) Supporting documentation for
appeals. NMFS permit records would be
the sole basis for determining permit
transfers, permit renewals, and the
validity of permits. NMFS will only use
the relevant 36 months of data described
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under paragraph (c) of this section to
determine the numbers of pelagic
longline sets made. NMFS will count
only pelagic longline sets legally made
when the permit holder had a valid
permit. No other proof of sets or permit
history will be considered. Photocopies
of written documents are acceptable;
NMFS may request originals at a later
date. NMFS may refer any submitted
materials that are of questionable
authenticity to the NMFS Office of Law
Enforcement for investigation into
potential violations of Federal law.
(2) Inseason quota transfers. NMFS
may transfer additional quota to the
Longline category inseason as
authorized under § 635.27(a), and in
accordance with § 635.27(a)(7) and (8).
NMFS may distribute the quota that is
transferred inseason to the Longline
category either to all IBQ shareholders
or to all permitted Atlantic Tunas
Longline category LAP vessels that are
determined by NMFS to have any recent
fishing activity in the pelagic longline
fishery. In making this decision, NMFS
will consider factors for the subject and
previous year such as the number of
BFT landings and dead discards, the
number of IBQ lease transactions, the
average amount of IBQ leased, the
average amount of quota debt, the
annual amount of IBQ allocation, any
previous inseason allocations of IBQ
allocation, the amount of BFT quota in
the Reserve category (at
§ 635.27(a)(6)(i)), the percentage of BFT
quota harvested by the other quota
categories, the remaining number of
days in the year, the number of active
vessels fishing not associated with IBQ
share, and the number of vessels that
have incurred quota debt or that have
low levels of IBQ allocation. NMFS will
determine if a vessel has any recent
fishing activity based upon the best
available information for the subject and
previous year, such as logbook, vessel
monitoring system, or electronic
monitoring data. Any distribution of
quota transferred inseason will be equal
among eligible IBQ shareholders or
active vessels, and include regional
designations of IBQ allocations (see
paragraph (c)(3) of this section).
(3) Inseason quota adjustments.
NMFS may increase or decrease the
baseline Longline quota on an inseason
basis as authorized under § 635.27(a).
When doing so, NMFS would apply
each IBQ shareholder’s share percentage
to the amount of quota increase or
decrease, and will notify IBQ
shareholders of any resulting changes in
their IBQ allocations. This adjustment is
not subject to appeal under paragraph
(e)(1)(i) of this section. Regional
designations described in paragraph
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60001
(c)(3) of this section will be applied to
inseason quota distributed to IBQ
shareholders, and subject to the
applicable cap and other provisions
under paragraph (c)(3) of this section.
(f) Using IBQ shares and allocations.
Unless specified otherwise, IBQ shares
and resultant allocations will be
available for use at the start of each
fishing year and expire at the end of
each fishing year. IBQ shares and
allocations issued under this section are
valid for the relevant fishing year unless
revoked, suspended, or modified or
unless the Atlantic Tunas Longline
category quota is closed per § 635.28(a).
(1) Usage of GOM and ATL shares and
allocations. GOM shares and resultant
allocations can be used to satisfy
minimum IBQ allocation requirements
under paragraph (f)(2) of this section, or
to account for BFT caught with pelagic
longline gear in either the Gulf of
Mexico or the Atlantic regions. ATL
shares and resultant allocations can
only be used to satisfy minimum IBQ
allocation requirements under
paragraph (f)(2) of this section, or to
account for BFT caught with pelagic
longline gear in the Atlantic region,
unless the provisions of paragraph
(c)(3)(iii) of this section are in effect. For
the purposes of this section, the Gulf of
Mexico region includes all waters of the
U.S. EEZ west and north of the
boundary stipulated at § 600.105(c) of
this chapter, and the Atlantic region
includes all other waters of the Atlantic
Ocean including fishing taking place in
the NED defined at § 635.2.
(2) Minimum IBQ allocation. For
purposes of this section, calendar year
quarters start on January 1, April 1, July
1, and October 1.
(i) First fishing trip in a calendar year
quarter. Before departing on the first
fishing trip in a calendar year quarter,
a vessel with a valid Atlantic Tunas
Longline category LAP that fishes with
or has pelagic longline or green-stick
gear onboard must have the minimum
IBQ allocation for either the Gulf of
Mexico or Atlantic, depending on
fishing location. The minimum GOM
allocation for a vessel fishing in the Gulf
of Mexico, or departing for a fishing trip
in the Gulf of Mexico, is 0.25 mt ww
(551 lb ww). The minimum ATL or
GOM allocation for a vessel fishing in
the Atlantic or departing for a fishing
trip in the Atlantic is 0.125 mt ww (276
lb ww). A vessel owner or operator may
not declare into or depart on the first
fishing trip in a calendar year quarter
with pelagic longline gear onboard
unless the vessel has the relevant
required minimum IBQ allocation for
the region in which the fishing activity
will occur.
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(ii) Subsequent fishing trips in a
calendar year quarter. Subsequent to the
first fishing trip in a calendar year
quarter, a vessel owner or operator may
declare into or depart on other fishing
trips with pelagic longline gear onboard
with less than the relevant minimum
IBQ allocation for the region in which
the fishing activity will occur, but only
within that same calendar year quarter.
(3) Accounting for BFT that were
landed or discarded dead. The
following requirements apply to
Atlantic Tunas Longline permit holders
fishing with pelagic longline or greenstick gear regarding accounting for all
BFT landings and dead discards from a
vessel’s IBQ allocation.
(i) Catch deduction from IBQ
allocations. Except as provided under
paragraph (f)(6)(i) of this section, for
vessels fishing in the NED, all BFT
landings must be deducted from the
vessel’s IBQ allocation at the end of
each trip by providing information to,
and coordinating with the dealer. Dead
discards will be deducted from the
vessel’s IBQ allocation by the Catch
Shares Online System, when the vessel
operator reports dead discards through
VMS as required under § 635.69(e)(4)(i).
(ii) IBQ allocation balances. If the
amount of BFT landed and discarded
dead on a particular trip exceeds the
amount of the vessel’s IBQ allocation or
results in an IBQ balance less than the
minimum amount described in
paragraph (f)(2) of this section, the
vessel may continue to fish, complete
the trip, and depart on subsequent trips
within the same calendar year quarter.
The vessel must resolve any quota debt
(see paragraph (f)(4) of this section)
before declaring into or departing on a
fishing trip with pelagic longline gear
onboard in a subsequent calendar year
quarter by acquiring adequate IBQ
allocation to resolve the debt and
acquire the needed minimum allocation
through leasing, as described in
paragraph (g) of this section.
(iii) End-of-year IBQ transactions by
dealers. Federal Atlantic Tunas Dealer
permit holders must comply with
reporting requirements at
§ 635.5(b)(2)(i)(A). No IBQ transactions
will be processed between 6 p.m.
eastern time on December 31 and 2 p.m.
Eastern Time on January 1 of each year
to provide NMFS time to reconcile IBQ
accounts and update IBQ shares and
allocations for the upcoming fishing
year.
(4) Exceeding an available allocation.
If the amount of BFT landed or
discarded dead for a particular trip (as
defined in § 600.10 of this chapter)
exceeds the amount of IBQ allocation
available to the vessel, the permitted
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vessel is considered to have a ‘‘quota
debt’’ equal to the difference between
the catch and the allocation.
(i) Quarter-level quota debt. A vessel
with quota debt incurred in a given
calendar year quarter cannot depart on
a trip with pelagic longline gear onboard
in a subsequent calendar year quarter
until the vessel leases allocation or
receives additional allocation (see
paragraphs (e) and (g) of this section),
and applies allocation for the
appropriate region to settle the quota
debt such that the vessel has the
relevant minimum quota allocation
required to fish for the region in which
the fishing activity will occur (see
paragraph (f)(2) of this section). For
example, a vessel with quota debt
incurred during January through March
may not depart on a trip with pelagic
longline gear onboard during April
through June (or subsequent quarters)
until the quota debt has been resolved
such that the vessel has the relevant
minimum quota allocation required to
fish for the region in which the fishing
activity will occur.
(ii) Annual-level quota debt. If, by the
end of the fishing year, a permit holder
does not have adequate IBQ allocation
to settle its vessel’s quota debt through
leasing or additional allocation (see
paragraphs (e) and (g) of this section),
the vessel’s allocation will be reduced
in the amount equal to the quota debt
in the subsequent year or years until the
quota debt is fully accounted for. A
vessel may not depart on any pelagic
longline trips if it has outstanding quota
debt from a previous fishing year.
(iii) Association with permit. Quota
debt is associated with the vessel’s
Atlantic Tunas Longline permit, and
remains associated with the permit if/
when the permit is transferred or sold.
At the end of the year, if an owner with
multiple permitted vessels has a quota
debt associated with one or more vessels
owned, the IBQ system will apply any
remaining unused IBQ allocation
associated with that owner’s other
vessels to resolve the quota debt.
(5) Unused IBQ allocation. Any IBQ
allocation that is unused at the end of
the fishing year may not be carried
forward by a permit-holder to the
following year, but would remain
associated with the Longline category as
a whole, and subject to the quota
regulations under § 635.27, including
annual quota adjustments.
(6) The IBQ Program and the NED.
The following restrictions apply to
vessels fishing with pelagic longline
gear in the NED:
(i) When NED BFT quota is available.
Permitted vessels fishing with pelagic
longline or green-stick gear may fish in
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the NED, and any BFT catch will count
toward the ICCAT-allocated separate
NED quota, and will not be subject to
the BFT accounting requirements of
paragraph (f)(3) of this section, until the
NED quota has been filled. Permitted
vessels fishing in the NED must still fish
in accordance with all other IBQ
Program requirements, including the
relevant minimum IBQ allocation
requirements specified under paragraph
(f)(2) of this section to depart on a trip
using pelagic longline or green-stick
gear.
(ii) When NED BFT quota is filled.
Permitted vessels fishing with pelagic
longline or green-stick gear may fish in
the NED after the ICCAT-allocated,
separate NED quota has been filled and
must abide by all IBQ Program
requirements. Notably, when the NED
BFT quota is filled, the BFT accounting
requirement of paragraph (f)(3) of this
section is applicable. BFT catch must be
accounted for using the vessel’s ATL or
GOM IBQ allocation, as described under
paragraph (f)(1) of this section.
(g) IBQ allocation leasing—(1)
Eligibility. The permit holders of vessels
issued valid Atlantic Tunas Longline
category LAPs are eligible to lease IBQ
allocation to and/or from each other. A
person who holds an Atlantic Tunas
Longline category LAP that is not
associated with a vessel may not lease
IBQ allocation.
(2) Application to lease—(i)
Application information requirements.
All IBQ allocation leases must occur
electronically through the Catch Shares
Online System, and include all
information required by NMFS.
(ii) Approval of lease application.
Unless NMFS denies an application to
lease IBQ allocation according to
paragraph (g)(2)(iii) of this section, the
Catch Shares Online System will
provide an approval code to the IBQ
lessee confirming the transaction.
(iii) Denial of lease application.
NMFS may deny an application to lease
IBQ allocation for any reason, including,
but not limited to: The application is
incomplete; the IBQ lessor or IBQ lessee
is not eligible to lease per paragraph
(g)(1) of this section; the IBQ lessor or
IBQ lessee permits is sanctioned
pursuant to an enforcement proceeding;
or the IBQ lessor has an insufficient IBQ
allocation available to lease (i.e., the
requested amount of lease may not
exceed the amount of IBQ allocation
associated with the lessor). As the Catch
Shares Online System is automated, if
any of the criteria above are applicable,
the lease transaction will not be allowed
to proceed. The decision by NMFS is
the final agency decision; there is no
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opportunity for an administrative
appeal.
(3) Conditions and restrictions of
leased IBQ allocation—(i) Subleasing. In
a fishing year, an IBQ allocation may be
leased numerous times following the
process specified in paragraph (g)(2) of
this section.
(ii) History of leased IBQ allocation
use. The fishing history associated with
the catch of BFT will be associated with
the vessel that caught the BFT,
regardless of how the vessel acquired
the IBQ allocation (e.g., through annual
allocation or lease), for the purpose of
any potential, future relevant
regulations based upon BFT catch.
(iii) Duration of IBQ allocation lease.
IBQ allocations expire at the end of each
calendar year. Thus, an IBQ lessee may
only use the leased IBQ allocation
during the fishing year in which the IBQ
allocation is applicable.
(iv) Temporary prohibition on leasing
IBQ allocation. No leasing of IBQ
allocation is permitted between 6 p.m.
eastern time on December 31 of one year
and 2 p.m. eastern time on January 1 of
the next year. This period is necessary
to provide NMFS time to reconcile IBQ
accounts, and update IBQ shares and
allocations for the upcoming fishing
year.
(h) Sale of IBQ shares. Sale of IBQ
shares is not permitted.
(i) Changes in vessel and permit
ownership. In accordance with the
regulations specified under § 635.4(l), a
vessel owner that has an annual IBQ
share may transfer their Atlantic Tunas
Longline category LAP to another vessel
that he or she owns or transfer the
permit to another person. The IBQ share
as described under this section would
transfer with the permit to the new
vessel, and remain associated with that
permit for the remainder of that fishing
year. Within a fishing year, when an
Atlantic Tunas Longline category LAP
transfer occurs (from one vessel to
another), the associated IBQ shares are
transferred with the permit, however
IBQ allocation is not, unless the IBQ
allocation is also transferred through a
separate transaction within the Catch
Shares Online System. A person that
holds an Atlantic Tunas Longline
category LAP that is not associated with
a vessel may not receive or lease IBQ
allocation.
(j) Evaluation. NMFS will conduct
evaluations of the IBQ Program in
accordance with Magnuson-Stevens Act
requirements for Limited Access
Privilege Programs (Section
303(c)(1)(G)).
(k) Property rights. IBQ shares and
resultant allocations issued pursuant to
this part may be revoked, limited,
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modified or suspended at any time
subject to the requirements of the
Magnuson-Stevens Act, ATCA, or other
applicable law. Such IBQ shares and
resultant allocations do not confer any
right to compensation and do not create
any right, title, or interest in any BFT
until it is landed or discarded dead.
(l) Enforcement and monitoring.
NMFS will enforce and monitor the IBQ
Program through the use of the reporting
and record keeping requirements
described under § 635.5, the monitoring
requirements under §§ 635.9 and
635.69, enforcement of the prohibitions
in § 635.71, and its authority to close the
pelagic longline fishery specified under
§ 635.28.
(m) Cost recovery program. This
program of fees is intended to cover
costs of management, data collection
and analysis, and enforcement activities
directly related to and in support of the
IBQ Program. This program applies to
vessels issued an Atlantic Tunas
Longline category LAP that harvested
BFT under the IBQ Program. NMFS will
undertake the process described in
paragraphs (m)(1) through (5) of this
section, on an annual basis.
(1) Estimation of incremental cost.
NMFS will calculate the estimated
incremental cost of the IBQ Program
(e.g., oversight, customer service,
database/computer maintenance and
other costs, electronic monitoring
program, data monitoring, preparation
of fleet communications, providing
status reports to the HMS Advisory
Panel, preparation of Federal Register
documents, and enforcement related
activities), including an estimate of the
administrative and operational cost of
implementing the cost recovery
program.
(2) Estimation of ex-vessel value of
catch share species. NMFS will
calculate the ex-vessel value of BFT
harvested under the IBQ Program using
dealer data on the estimated average exvessel value price per pound (paid by
the dealer to the vessel) and the total
dressed weight of BFT sold to dealers.
(3) Determination of fees. NMFS will
compare its incremental cost under
paragraph (m)(1) of this section to the
estimate of BFT ex-vessel value under
paragraph (m)(2) of this section to
determine the total amount of fees that
may be recovered. Fees shall not exceed
3 percent of the BFT ex-vessel value
estimated under paragraph (m)(2) of this
section. NMFS will determine the fee
associated with each vessel that
harvested BFT, based on the total
dressed weight of BFT sold to dealers by
a vessel, and the total amount of fees
that may be recovered (fishery-wide).
NMFS will not assess fees, if the amount
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of fees that may be recovered is similar
to or less than the estimated cost of
implementing the cost recovery
program.
(4) Notification of fees. NMFS will file
with the Office of the Federal Register
for publication a notification of its
determination on fees, and notify
Atlantic Tunas Longline permit holders,
specifying the fee amount owed, and
instructions for payment through the
Catch Shares Online System or other
Federal payment system. Federally
permitted vessels (Atlantic Tunas
Longline permit holders) that sold BFT
that do not pay the fee or are delinquent
in payment would be subject to relevant
enforcement penalties, including permit
revocation.
(5) Annual report. NMFS will prepare
a brief annual report, made available to
the public, which summarizes relevant
information including the estimation of
recoverable costs, estimation of exvessel value of BFT, and determination
of the cost recovery fee.
(n) IBQ shares cap. An individual,
partnership, corporation or other entity
(collectively, ‘‘entity’’ for purposes of
this paragraph) that holds an Atlantic
Tunas Longline category LAP may not
hold or acquire more than 25 percent of
the total IBQ shares or resultant IBQ
allocations annually. The cap applies to
the sum of IBQ shares or associated IBQ
allocations an entity holds, regardless of
whether the entity is associated with a
single or multiple Atlantic Tunas
Longline category permits.
■ 9. In § 635.19, revise paragraph (b) to
read as follows:
§ 635.19
Authorized gears.
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(b) Atlantic tunas. Primary gears are
the gears specifically authorized in this
section for fishing for, catching,
retaining, or possessing Atlantic BFT
and BAYS.
(1) Atlantic BFT. A person that fishes
for, catches, retains, or possesses an
Atlantic BFT may not have on board a
vessel or use on board a vessel any
primary gear other than those
authorized for the specific permit
category issued (Atlantic tunas or HMS
permit categories) and listed here:
(i) Angling category. Rod and reel
(including downriggers) and handline.
(ii) Charter/headboat category. Rod
and reel (including downriggers), bandit
gear, handline, and green-stick gear.
(iii) General category. Rod and reel
(including downriggers), handline,
harpoon, bandit gear, and green-stick
gear.
(iv) Harpoon category. Harpoon.
(v) Trap category. Pound net and fish
weir.
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(vi) Longline category. Longline and
green-stick gear.
(2) BAYS. Subject to paragraph (b)(1)
of this section that applies to possession
or retention of BFT or fishing for or
catching BFT, a person may otherwise
use the primary gears authorized for the
Atlantic Tunas or HMS permit
categories and listed here to fish for,
catch, retain, or possess BAYS:
(i) Angling category. Speargun, rod
and reel (including downriggers), and
handline.
(ii) Charter/Headboat category. Rod
and reel (including downriggers), bandit
gear, handline, and green-stick gear are
authorized for all recreational and
commercial Atlantic tuna fisheries.
Speargun is authorized for recreational
Atlantic BAYS tuna fisheries only.
(iii) General category. Rod and reel
(including downriggers), handline,
harpoon, bandit gear, and green-stick
gear.
(iv) Harpoon category. Harpoon.
(v) Longline category. Longline and
green-stick gear.
(3) HMS Commercial Caribbean Small
Boat Permit. A person issued an HMS
Commercial Caribbean Small Boat
permit may use handline, harpoon, rod
and reel, bandit gear, green-stick gear,
and buoy gear to fish for, retain, or
possess BAYS tunas in the U.S.
Caribbean, as defined at § 622.2.
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■ 10. In § 635.21:
■ a. Revise paragraphs (c)(2)(iv)
introductory text, (c)(5)(iii)(B), and
(c)(5)(iii)(C) introductory text; and
■ b. Remove paragraph (e) and
redesignate paragraphs (f) through (k) as
paragraphs (e) through (j).
The revisions read as follows:
§ 635.21 Gear operation and deployment
restrictions.
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(c) * * *
(2) * * *
(iv) In the NED at any time, unless
persons onboard the vessel comply with
the following:
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(5) * * *
(iii) * * *
(B) Bait. Vessels fishing outside of the
NED, as defined at § 635.2, that have
pelagic longline gear on board, and that
have been issued or are required to be
issued a LAP under this part, are
limited, at all times, to possessing on
board and/or using only whole finfish
and/or squid bait except that if greenstick gear is also on board, artificial bait
may be possessed, but may be used only
with green-stick gear.
(C) Hook size and type. Vessels
fishing outside of the NED, as defined
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at § 635.2, that have pelagic longline
gear on board, and that have been issued
or are required to be issued a LAP under
this part are limited, at all times, to
possessing on board and/or using only
16/0 or larger non-offset circle hooks or
18/0 or larger circle hooks with an offset
not to exceed 10°. These hooks must
meet the criteria listed in paragraphs
(c)(5)(iii)(C)(1) through (3) of this
section. A limited exception for the
possession and use of J-hooks when
green-stick gear is on board is described
in paragraph (c)(5)(iii)(C)(4) of this
section.
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■ 11. In § 635.22, revise paragraph (c)(1)
to read as follows:
§ 635.22
Recreational retention limits.
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(c) * * *
(1) The recreational retention limit for
sharks applies to any person who fishes
in any manner on a vessel that has been
issued or is required to have been issued
a permit with a shark endorsement,
except as noted in paragraph (c)(7) of
this section. The retention limit can
change depending on the species being
caught and the size limit under which
they are being caught as specified under
§ 635.20(e). A person on board a vessel
that has been issued or is required to be
issued a permit with a shark
endorsement under § 635.4 is required
to use non-offset, corrodible circle
hooks as specified in § 635.21(e) and (j)
in order to retain sharks per the
retention limits specified in this section.
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■ 12. In § 635.23:
■ a. Revise paragraphs (a)(4), (b)(3), and
(d);
■ b. Remove paragraph (e);
■ c. Redesignate paragraphs (f) and (g)
as paragraphs (e) and (f);
■ d. Revise newly redesignated
paragraphs (e) introductory text and
(e)(2); and
■ e. Add paragraph (e)(3).
The revisions and additions read as
follows:
§ 635.23
Retention limits for bluefin tuna.
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(a) * * *
(4) To provide for maximum
utilization of the quota for BFT, and as
allowed under paragraph (a)(2) of this
section, NMFS may increase or decrease
the daily retention limit of large
medium and giant BFT over a range
from zero (on RFDs) to a maximum of
five per vessel. Such increase or
decrease will be based on the criteria
provided under § 635.27(a)(7). NMFS
will adjust the daily retention limit by
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filing an adjustment with the Office of
the Federal Register for publication.
Previously designated RFDs may be
waived effective upon closure of the
General category fishery so that persons
aboard vessels permitted in the General
category may conduct tag-and-release
fishing for BFT under § 635.26(a).
(b) * * *
(3) Changes to retention limits. To
provide for maximum utilization of the
quota for BFT over the longest period of
time, NMFS may increase or decrease
the retention limit for any size class of
BFT, or change a vessel trip limit to an
angler trip limit and vice versa. Such
increase or decrease in retention limit
will be based on the criteria provided
under § 635.27(a)(7). The retention
limits may be adjusted separately for
persons aboard a specific vessel type,
such as private vessels, headboats, or
charter boats. NMFS will adjust the
daily retention limit specified in
paragraph (b)(2) of this section by filing
an adjustment with the Office of the
Federal Register for publication.
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(d) Harpoon category. (1) Persons
aboard a vessel permitted in the Atlantic
Tunas Harpoon category may retain,
possess, or land no more than 10 large
medium and giant BFT, combined, per
vessel per day. The incidental catch of
large medium BFT is limited as
specified in paragraph (d)(2) of this
section. NMFS may increase or decrease
the overall daily retention limit of large
medium and giant BFT, combined, per
vessel per day over a range of 5 to a
maximum of 10 fish per vessel per day.
Such increase or decrease will be based
upon the criteria under § 635.27(a)(7).
NMFS will adjust the daily retention
limit by filing an adjustment with the
Office of the Federal Register for
publication.
(2) Persons aboard a vessel permitted
in the Atlantic Tunas Harpoon category
may retain, possess, or land an
incidental catch of no more than two
large medium BFT per vessel per day,
unless adjusted. NMFS may increase or
decrease the incidental daily catch limit
through an inseason adjustment over a
range of two to a maximum of four, large
medium BFT per vessel per day, based
upon the criteria under § 635.27(a)(7).
(3) Regardless of the length of a trip,
no more than a single day’s retention
limit of large medium or giant BFT may
be possessed or retained aboard a vessel
that has an Atlantic Tunas Harpoon
category permit.
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(e) Longline category. Persons aboard
a vessel permitted in the Atlantic Tunas
Longline category are subject to the BFT
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retention restrictions in paragraphs
(e)(1) through (e)(3) of this section.
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(2) A vessel with pelagic longline gear
onboard must retain and land all dead
large medium or giant BFT.
(3) A vessel permitted in the Atlantic
Tunas Longline LAP category may
retain, possess, land, and sell one large
medium or giant BFT incidentally
caught with green-stick gear per trip, if
the vessel is in compliance with all the
IBQ requirements of § 635.15, including
the VMS set report requirement
(§ 635.69(e)(4)), and IBQ allocation and
usage requirements (§ 635.15(b)).
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■ 13. In § 635.24, revise paragraphs
(a)(4)(i) and (iii) to read as follows:
§ 635.24 Commercial retention limits for
sharks, swordfish, and BAYS tunas.
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(a) * * *
(4) * * *
(i) Except as provided in
§ 635.22(c)(7), a person who owns or
operates a vessel that has been issued a
directed shark LAP may retain, possess,
land, or sell pelagic sharks if the pelagic
shark fishery is open per §§ 635.27 and
635.28. Shortfin mako sharks may be
retained by persons aboard vessels using
pelagic longline, bottom longline, or
gillnet gear only if NMFS has adjusted
the commercial retention limit above
zero pursuant to paragraph (a)(4)(v) of
this section and only if the shark is dead
at the time of haulback and consistent
with the provisions of §§ 635.21(c)(1),
(d)(5), and (f)(6) and 635.22(c)(7).
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(iii) Consistent with paragraph
(a)(4)(ii) of this section, a person who
owns or operates a vessel that has been
issued an incidental shark LAP may
retain, possess, land, or sell no more
than 16 SCS and pelagic sharks,
combined, per vessel per trip, if the
respective fishery is open per §§ 635.27
and 635.28. Of those 16 SCS and pelagic
sharks per vessel per trip, no more than
8 shall be blacknose sharks. Shortfin
mako sharks may only be retained under
the commercial retention limits by
persons using pelagic longline, bottom
longline, or gillnet gear only if NMFS
has adjusted the commercial retention
limit above zero pursuant to paragraph
(a)(4)(v) of this section and only if the
shark is dead at the time of haulback
and consistent with the provisions at
§ 635.21(c)(1), (d)(5), and (f)(6). If the
vessel has also been issued a permit
with a shark endorsement and retains a
shortfin mako shark, recreational
retention limits apply to all sharks
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retained and none may be sold, per
§ 635.22(c)(7).
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■ 14. In § 635.27:
■ a. Revise paragraphs (a) introductory
text, (a)(1)(i) and (ii), and (a)(2) and (3);
■ b. Remove paragraph (a)(4) and
redesignate paragraphs (a)(5) through
(a)(10) as paragraphs (a)(4) through
(a)(9); and
■ c. Revise newly redesignated
paragraphs (a)(4) and (5), (a)(6)(i) and
(ii), (a)(8), and (a)(9)(i), (ii), and (v).
The revisions read as follows:
§ 635.27
Quotas.
(a) BFT. Consistent with ICCAT
recommendations, and with paragraph
(a)(9)(iv) of this section, NMFS may
subtract the most recent, complete, and
available estimate of dead discards from
the annual U.S. BFT quota, and make
the remainder available to be retained,
possessed, or landed by persons and
vessels subject to U.S. jurisdiction. The
remaining baseline annual U.S. BFT
quota will be allocated among the
General, Angling, Harpoon, Longline,
Trap, and Reserve categories, as
described in this section. BFT quotas are
specified in whole weight. The baseline
annual U.S. BFT quota is 1,316.14 mt,
not including an additional annual 25mt allocation provided in paragraph
(a)(3) of this section. This baseline BFT
quota is divided among the categories
according to the following percentages:
General—54 percent (710.7 mt);
Angling—22.6 percent (297.4 mt),
which includes the school BFT held in
reserve as described under paragraph
(a)(6)(ii) of this section; Longline—15.9
percent (209.3 mt) (i.e., total not
including the 25-mt allocation from
paragraph (a)(3) of this section);
Harpoon—4.5 percent (59.2 mt); Trap—
0.1 percent (1.3 mt); and Reserve—2.9
percent (38.2 mt). NMFS may make
inseason and annual adjustments to
quotas as specified in paragraphs (a)(8)
and (9) of this section.
(1) * * *
(i) Catches from vessels for which
Atlantic Tunas General category permits
have been issued and certain catches
from vessels for which an HMS Charter/
Headboat permit has been issued are
counted against the General category
quota in accordance with § 635.23(c)(3).
Pursuant to paragraph (a) of this section,
the amount of large medium and giant
BFT that may be caught, retained,
possessed, landed, or sold under the
General category quota is 710.7 mt, and
is apportioned as follows, unless
modified as described under paragraph
(a)(1)(ii) of this section:
(A) January 1 through March 31—5.3
percent;
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60005
(B) June 1 through August 31—50
percent;
(C) September 1 through September
30—26.5 percent;
(D) October 1 through November 30—
13 percent; and
(E) December 1 through December
31—5.2 percent.
(ii) NMFS may adjust each period’s
apportionment based on overharvest or
underharvest in the prior period, and
may transfer subquota from one time
period to another time period, earlier in
the year, through inseason action or
annual specifications. For example,
subquota could be transferred from the
December 1 through December 31 time
period to the January 1 through March
31 time period; or from the October 1
through November 30 time period to the
September 1 through September 30 time
period. This inseason adjustment may
occur prior to the start of that year. In
other words, although subject to the
inseason criteria under paragraph (a)(7)
of this section, the adjustment could
occur prior to the start of the fishing
year. For example, an inseason action
transferring the 2016 December 1
through December 31 time period
subquota to the 2016 January 1 through
March 31 time period subquota could be
filed in 2015.
*
*
*
*
*
(2) Angling category quota. In
accordance with the framework
procedures as described under § 635.34,
prior to each fishing year, or as early as
feasible, NMFS will establish the
Angling category daily retention limits.
In accordance with paragraph (a) of this
section, the total amount of BFT that
may be caught, retained, possessed, and
landed by anglers aboard vessels for
which an HMS Angling permit or an
HMS Charter/Headboat permit has been
issued is 297.4 mt. No more than 3.1
percent of the annual Angling category
quota may be large medium or giant
BFT. In addition, no more than 10
percent of the baseline annual U.S. BFT
quota, inclusive of the allocation
specified in paragraph (a)(3) of this
section, may be school BFT. The
Angling category quota includes the
amount of school BFT held in reserve
under paragraph (a)(6)(ii) of this section.
The size class subquotas for BFT are
further subdivided as follows:
(i) After adjustment for the school
BFT quota held in reserve (under
paragraph (a)(6)(ii) of this section), 52.8
percent of the school BFT Angling
category quota may be caught, retained,
possessed, or landed south of 39°18′ N.
lat. The remaining school BFT Angling
category quota may be caught, retained,
possessed or landed north of 39°18′ N.
lat.
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(ii) After adjustment (Angling
category quota minus school and large
medium/giant subquotas), resulting in a
large school/small medium subquota of
154.1 mt, an amount equal to 52.8
percent may be caught, retained,
possessed, or landed south of 39°18′ N.
lat. The remaining large school/small
medium BFT Angling category quota
may be caught, retained, possessed, or
landed north of 39°18′ N. lat.
(iii) One fourth of the large medium
and giant BFT Angling category quota
may be caught retained, possessed, or
landed, in each of the four following
geographic areas: North of 42° N. lat.;
south of 42° N. lat. and north of 39°18′
N. lat.; south of 39°18′ N. lat., and
outside of the Gulf of Mexico; and in the
Gulf of Mexico region. For the purposes
of this section, the Gulf of Mexico
region includes all waters of the U.S.
EEZ west and north of the boundary
stipulated at § 600.105(c) of this chapter.
(3) Longline category quota. Pursuant
to paragraph (a) of this section, the total
amount of large medium and giant BFT
that may be caught, discarded dead, or
retained, possessed, or landed by
vessels that possess Atlantic Tunas
Longline category permits is 209.3 mt.
In addition, 25 mt shall be allocated for
incidental catch by pelagic longline
vessels fishing in the NED, and subject
to the restrictions under § 635.15(b)(6).
For purposes of the closure authority
under § 635.28(a)(1), regional IBQ
allocations under § 635.15(c)(3) and the
BFT catch cap for fishing in the Gulf of
Mexico (§ 635.15(c)(3)(iii)) are
considered quotas.
(4) Harpoon category quota. The total
amount of large medium and giant BFT
that may be caught, retained, possessed,
landed, or sold by vessels that possess
Atlantic Tunas Harpoon category
permits is 59.2 mt. The Harpoon
category fishery commences on June 1
of each year, and closes on November 15
of each year.
(5) Trap category quota. The total
amount of large medium and giant BFT,
that may be caught, retained, possessed,
or landed by vessels that possess
Atlantic Tunas Trap category permits is
1.3 mt.
(6) * * *
(i) The total amount of BFT that is
held in reserve is 38.2 mt, which may
be augmented by allowable
underharvest from the previous year.
Consistent with paragraphs (a)(7)
through (a)(9) of this section, NMFS
may allocate any portion of the Reserve
category quota for inseason or annual
adjustments to any fishing category
quota. NMFS may also use any portion
of the Reserve category quota for
adjustments to, or appeals of, IBQ
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allocations (see § 635.15(e)(1)(i)) and
research using quota or subquotas (see
§ 635.32).
(ii) The total amount of school BFT
that is held in reserve for inseason or
annual adjustments and fisheryindependent research is 18.5 percent of
the total school BFT Angling category
quota as described under paragraph
(a)(2) of this section. This amount is in
addition to the amounts specified in
paragraph (a)(6)(i) of this section.
Consistent with paragraph (a)(7) of this
section, NMFS may allocate any portion
of the school BFT Angling category
quota held in reserve for inseason or
annual adjustments to the Angling
category.
*
*
*
*
*
(8) Inseason adjustments. To be
effective for all, or part of a fishing year,
NMFS may transfer quotas specified
under this section, among fishing
categories or, as appropriate,
subcategories, based on the criteria in
paragraph (a)(7) of this section.
(9) * * *
(i) Adjustments to category quotas
specified under paragraphs (a)(1)
through (a)(6) of this section may be
made in accordance with the
restrictions of this paragraph and ICCAT
recommendations. Based on landing,
catch statistics, other available
information, and in consideration of the
criteria in paragraph (a)(7) of this
section, if NMFS determines that a BFT
quota for any category or, as
appropriate, subcategory has been
exceeded (overharvest), NMFS may
subtract all or a portion of the
overharvest from that quota category or
subcategory for the following fishing
year. If NMFS determines that a BFT
quota for any category or, as
appropriate, subcategory has not been
reached (underharvest), NMFS may add
all or a portion of the underharvest to,
that quota category or subcategory, and/
or the Reserve category for the following
fishing year. The underharvest that is
carried forward may not exceed 100
percent of each category’s baseline
allocation specified in paragraph (a) of
this section, and the total of the adjusted
fishing category quotas and the Reserve
category quota must be consistent with
ICCAT recommendations. Although
quota may be carried over for the
Longline category as a whole, IBQ
shares and IBQ allocations may not be
carried over from one year to the next,
as specified under § 635.15(f).
(ii) NMFS may allocate any quota
remaining in the Reserve category at the
end of a fishing year to any fishing
category, provided such allocation is
consistent with the determination
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Sfmt 4700
criteria specified in paragraph (a)(7) of
this section.
*
*
*
*
*
(v) NMFS will file any annual
adjustment with the Office of the
Federal Register for publication and
specify the basis for any quota reduction
or increases made pursuant to this
paragraph (a)(9).
*
*
*
*
*
■ 15. In § 635.28, revise paragraphs
(a)(1) and (2) to read as follows:
§ 635.28
Fishery closures.
(a) * * *
(1) When a BFT quota specified in
§ 635.27(a) has been reached, or
projected to be reached, NMFS will file
a closure action with the Office of the
Federal Register for publication. On and
after the effective date and time of such
action, for the remainder of the fishing
year or for a specified period as
indicated in the notice, fishing for,
retaining, possessing, or landing BFT
under that quota is prohibited until the
opening of the subsequent quota period
or until such date as specified in the
notice.
(2) If NMFS determines that variations
in seasonal distribution, abundance, or
migration patterns of BFT, or the catch
rate in one area, precludes participants
in another area from a reasonable
opportunity to harvest any allocated
domestic category quota, as stated in
§ 635.27(a), NMFS may close all or part
of the fishery under that category.
NMFS may reopen the fishery at a later
date if NMFS determines that
reasonable fishing opportunities are
available, e.g., BFT have migrated into
the area or weather is conducive for
fishing. In determining the need for any
such interim closure or area closure,
NMFS will also take into consideration
the criteria specified in § 635.27(a)(7).
*
*
*
*
*
§ 635.29
[Amended]
16. In § 635.29, remove paragraph (c).
■ 17. In § 635.31, revise paragraph (a)(1)
to read as follows:
■
§ 635.31 Restrictions on sale and
purchase.
(a) * * *
(1) A person that owns or operates a
vessel from which an Atlantic tuna is
landed or offloaded may sell such
Atlantic tuna only if that vessel has a
valid HMS Charter/Headboat permit
with a commercial sale endorsement; a
valid Atlantic Tunas General, Harpoon,
Longline, or Trap category permit; or a
valid HMS Commercial Caribbean Small
Boat permit issued under this part, and
the appropriate category has not been
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closed, as specified at § 635.28(a).
However, no person may sell a BFT
smaller than the large medium size
class. Also, no large medium or giant
BFT taken by a person aboard a vessel
with an Atlantic HMS Charter/Headboat
permit fishing in the Gulf of Mexico at
any time, or fishing outside the Gulf of
Mexico when the fishery under the
General category has been closed, may
be sold (see § 635.23(c)). A person may
sell Atlantic BFT only to a dealer that
has a valid permit for purchasing
Atlantic BFT issued under this part. A
person may not sell or purchase Atlantic
tunas harvested with speargun fishing
gear.
*
*
*
*
*
18. In § 635.34, revise paragraph (b) to
read as follows:
■
§ 635.34 Adjustment of management
measures.
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*
*
*
*
*
(b) In accordance with the framework
procedures in the 2006 Consolidated
HMS FMP, NMFS may establish or
modify for species or species groups of
Atlantic HMS the following
management measures: Maximum
sustainable yield or optimum yield
based on the latest stock assessment or
updates in the SAFE report; domestic
quotas; recreational and commercial
retention limits, including target catch
requirements; size limits; fishing years
or fishing seasons; shark fishing regions,
or regional and/or sub-regional quotas;
species in the management unit and the
specification of the species groups to
which they belong; species in the
prohibited shark species group;
classification system within shark
species groups; permitting and reporting
requirements; workshop requirements;
the IBQ shares or resultant allocations
for BFT; administration of the IBQ
program (including but not limited to
requirements pertaining to leasing of
IBQ allocations, regional or minimum
IBQ share requirements, IBQ share caps
(individual or by category), permanent
sale of shares, NED IBQ rules, etc.); de
minimis BFT quota set-aside for new
entrants and associated requirements,
process and conditions; time/area
restrictions; allocations among user
groups; gear prohibitions, modifications,
or use restriction; effort restrictions;
observer coverage requirements; EM
requirements; essential fish habitat; and
actions to implement ICCAT
recommendations, as appropriate.
*
*
*
*
*
19. In § 635.69, revise paragraphs (a)
introductory text and (a)(1) and (4), add
paragraph (a)(5), and revise paragraphs
■
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(e)(4) introductory text and (e)(4)(ii) to
read as follows:
§ 635.69
Vessel monitoring systems.
(a) Applicability. To facilitate
enforcement of time/area and fishery
closures, enhance reporting, and
support the IBQ Program (§ 635.15), an
owner or operator of a commercial
vessel that has been issued or is
required to be issued an Atlantic Tunas
Longline category LAP or a vessel that
is permitted, or required to be
permitted, to fish for Atlantic HMS
under § 635.4 and that fishes with
pelagic or bottom longline or gillnet gear
is required to install a NMFS-approved
enhanced mobile transmitting unit (E–
MTU) vessel monitoring system (VMS)
on board the vessel and operate the
VMS unit under the circumstances
listed in paragraphs (a)(1) through (a)(5)
of this section. For purposes of this
section, a NMFS-approved E–MTU VMS
is one that has been approved by NMFS
as satisfying its type approval listing for
E–MTU VMS units. Those requirements
are published in the Federal Register
and may be updated periodically.
(1) Whenever the vessel has pelagic
longline gear on board;
*
*
*
*
*
(4) A vessel is considered to have
pelagic or bottom longline gear on
board, for the purposes of this section,
when the gear components as specified
at § 635.2 are on board. A vessel is
considered to have gillnet gear on board,
for the purposes of this section, when
gillnet, as defined in § 600.10 of this
chapter, is on board a vessel that has
been issued a shark LAP.
(5) Whenever a vessel issued an
Atlantic Tunas Longline permit has
green-stick gear on board.
*
*
*
*
*
(e) * * *
(4) BFT and fishing effort reporting
requirements for vessels fishing with
pelagic longline gear or vessels issued
an Atlantic Tunas Longline category
LAP fishing with green-stick gear.
*
*
*
*
*
(ii) Green-stick gear. The owner or
operator of a vessel with an Atlantic
Tunas Longline permit that is fishing
with green-stick gear must report to
NMFS using the attached VMS terminal,
or using an alternative method specified
by NMFS as follows: For each greenstick set that interacts with BFT, as
instructed by NMFS, the date and area
of the set, the length of BFT retained
(actual), and the numbers and lengths of
all BFT discarded dead or alive
(approximate), must be reported within
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60007
12 hours of the completion of the
retrieval of each set.
*
*
*
*
*
■ 20. In § 635.71:
■ a. Revise paragraphs (a)(14) and (37)
and (b)(3), (8) through (10), and (17);
■ b. Remove and reserve paragraphs
(b)(18) and (20) through (22).
■ c. Revise paragraphs (b)(30), (31), and
(33) through (36), (39) through (41), (46)
through (59), (c)(7), (d)(13), (22), (23),
(25), and (28), and (e)(11) and (17).
The revisions and additions read as
follows:
§ 635.71
Prohibitions.
*
*
*
*
*
(a) * * *
(14) Fail to install, activate, repair, or
replace a NMFS-approved E–MTU
vessel monitoring system prior to
leaving port with pelagic longline gear,
bottom longline gear, or gillnet gear on
board the vessel, or with green-stick
gear on board a vessel issued an Atlantic
Tunas Longline category permit as
specified in § 635.69.
*
*
*
*
*
(37) Fail to report to NMFS, at the
number designated by NMFS, the
incidental capture of listed whales with
shark gillnet gear as required by
§ 635.21(f)(1).
(b) * * *
(3) Fish for, catch, retain, or possess
a BFT less than the large medium size
class by a person aboard a vessel other
than one that has on board a valid HMS
Angling or Charter/Headboat permit as
authorized under § 635.23(b) and (c).
*
*
*
*
*
(8) Fail to pay cost recovery fees as
instructed by NMFS, as specified at
§ 635.15(m)(4).
(9) Hold or acquire more than 25
percent of the total IBQ shares or
associated allocations annually as
specified under § 635.15(n).
(10) Fail to retain and land all dead
large medium or giant BFT when
pelagic longline gear is on board a
vessel, as specified in § 635.23(e)(2).
*
*
*
*
*
(17) Fish for, catch, retain, or possess
BAYS tunas with gear not authorized for
the category permit issued to the vessel,
as specified in § 635.19(b).
*
*
*
*
*
(30) Fish for any HMS, other than
Atlantic BAYS tunas, with speargun
fishing gear, as specified at § 635.21(h).
(31) Harvest or fish for BAYS tunas
using speargun gear with powerheads,
or any other explosive devices, as
specified in § 635.21(h).
*
*
*
*
*
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(33) Fire or discharge speargun gear
without being physically in the water,
as specified at § 635.21(h).
(34) Use speargun gear to harvest a
BAYS tuna restricted by fishing lines or
other means, as specified at § 635.21(h).
(35) Use speargun gear to fish for
BAYS tunas from a vessel that does not
possess either a valid HMS Angling or
HMS Charter/Headboat category permit,
as specified at § 635.21(h).
(36) Possess J-hooks onboard a vessel
that has pelagic longline gear on board,
and that has been issued or required to
be issued a LAP under this part, except
when green-stick gear is on board, as
specified at § 635.21(c)(2)(iv) and
(c)(5)(iii)(C).
*
*
*
*
*
(39) Use or deploy more than 10
hooks at one time on any individual
green-stick gear, as specified in
§ 635.21(c)(2)(iv), (c)(5)(iii)(C), or (i).
(40) Possess, use, or deploy J-hooks
smaller than 1.5 inch (38.1 mm), when
measured in a straight line over the
longest distance from the eye to any part
of the hook, when fishing with or
possessing green-stick gear on board a
vessel that has been issued or required
to be issued a LAP under this part, as
specified at § 635.21(c)(2)(iv) or
(c)(5)(iii)(C).
(41) Fail to report BFT catch by
pelagic longline, through VMS as
specified at § 635.69(e)(4).
*
*
*
*
*
(46) Deploy or fish with any fishing
gear from a vessel with a pelagic
longline on board that does not have an
approved and fully operational, working
EM system as specified in § 635.9;
tamper with, or fail to install, operate or
maintain one or more components of the
EM system; obstruct the view of the
camera(s); or fail to handle BFT in a
manner that allows the camera to record
the fish as specified in § 635.9; or fail to
comply with the standardized reference
grid, hard drive, vessel monitoring plan
and other requirements under § 635.9.
(47) Depart on a fishing trip or deploy
or fish with any fishing gear from a
vessel with a pelagic longline on board
without a minimum amount of IBQ
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allocation available for that vessel, as
specified in § 635.15(f)(2), as applicable.
(48) Depart on a fishing trip or deploy
or fish with any fishing gear from a
vessel with a pelagic longline on board
without accounting for BFT as specified
in § 635.15(f)(3).
(49) Lease BFT quota allocation to or
from the owner of a vessel not issued a
valid Atlantic Tunas Longline permit as
specified under § 635.15(g)(1).
(50) Fish in the Gulf of Mexico with
pelagic longline gear on board if the
vessel has only designated Atlantic IBQ
allocation, as specified under
§ 635.15(c)(3).
(51) Depart on a fishing trip or deploy
or fish with any fishing gear from a
vessel with a pelagic longline on board
in the Gulf of Mexico, without a
minimum amount of designated GOM
IBQ allocation available for that vessel,
as specified in § 635.15(f)(2).
(52) If leasing IBQ allocation, fail to
provide all required information on the
application, as specified under
§ 635.15(g)(2).
(53) Lease IBQ allocation in an
amount that exceeds the amount of IBQ
allocation associated with the lessor, as
specified under § 635.15(g)(2).
(54) Sell quota share, as specified
under § 635.15(h).
(55) Fail to provide BFT landings and
dead discard information as specified at
§ 635.15(f)(3)(iii).
(56) Fish with or have pelagic
longline gear on board if any quota debt
associated with the permit from a
preceding calendar year quarter has not
been settled as specified in
§ 635.15(f)(4)(i).
(57) Lease IBQ allocation during the
period from 6 p.m. December 31 to 2
p.m. January 1 (Eastern Time) as
specified at § 635.15(g)(3)(iv).
(58) Lease IBQ allocation if the
conditions of § 635.15(g)(2) are not met.
(59) Fish with or have pelagic
longline gear on board if any annual
level quota debt associated with the
vessel from a preceding year has not
been settled, as specified at
§ 635.15(f)(4)(ii).
(c) * * *
(7) Deploy a J-hook or an offset circle
hook in combination with natural bait
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or a natural bait/artificial lure
combination when participating in a
tournament for, or including, Atlantic
billfish, as specified in § 635.21(e).
*
*
*
*
*
(d) * * *
(13) Fish for Atlantic sharks with a
gillnet or possess Atlantic sharks on
board a vessel with a gillnet on board,
except as specified in § 635.21(f).
*
*
*
*
*
(22) Except when fishing only with
flies or artificial lures, fish for, retain,
possess, or land sharks without
deploying non-offset, corrodible circle
hooks when fishing at a registered
recreational HMS fishing tournament
that has awards or prizes for sharks, as
specified in § 635.21(e) and (j).
(23) Except when fishing only with
flies or artificial lures, fish for, retain,
possess, or land sharks without
deploying non-offset, corrodible circle
hooks when issued an Atlantic HMS
Angling permit or HMS Charter/
Headboat category permit with a shark
endorsement, as specified in § 635.21(e)
and (j).
*
*
*
*
*
(25) Fail to follow the fleet
communication and relocation protocol
for dusky sharks as specified at
§ 635.21(c)(6), (d)(2), and (f)(5).
*
*
*
*
*
(28) Retain, land, or possess a shortfin
mako shark that was caught with pelagic
longline, bottom longline, or gillnet gear
and was alive at haulback as specified
at § 635.21(c)(1), (d)(5), and (f)(6).
*
*
*
*
*
(e) * * *
(11) Possess or deploy more than 35
individual floatation devices, to deploy
more than 35 individual buoy gears per
vessel, or to deploy buoy gear without
affixed monitoring equipment, as
specified at § 635.21(g).
*
*
*
*
*
(17) Fail to construct, deploy, or
retrieve buoy gear as specified at
§ 635.21(g).
*
*
*
*
*
[FR Doc. 2022–21167 Filed 9–30–22; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 87, Number 190 (Monday, October 3, 2022)]
[Rules and Regulations]
[Pages 59966-60008]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-21167]
[[Page 59965]]
Vol. 87
Monday,
No. 190
October 3, 2022
Part III
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Parts 600 and 635
Atlantic Highly Migratory Species; Atlantic Bluefin Tuna Fisheries
Management; Final Rule
Federal Register / Vol. 87 , No. 190 / Monday, October 3, 2022 /
Rules and Regulations
[[Page 59966]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Parts 600 and 635
[Docket No. 220919-0193]
RIN 0648-BI08
Atlantic Highly Migratory Species; Atlantic Bluefin Tuna
Fisheries Management
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final action will modify Atlantic highly migratory
species (HMS) bluefin tuna (bluefin) management measures applicable to
the incidental and directed bluefin fisheries through an amendment to
the 2006 Consolidated Atlantic HMS Fishery Management Plan (2006
Consolidated HMS FMP). Specifically, this rule will change several
aspects of the Individual Bluefin Quota (IBQ) Program, including the
distribution of IBQ shares to active vessels only, implementation of a
cap on IBQ shares that may be held by an entity, and implementation of
a cost recovery program. This rule will also modify bluefin fisheries
by discontinuing the Purse Seine category and reallocating that bluefin
quota to all of the other bluefin quota categories; capping Harpoon
category daily bluefin landings; modifying the recreational trophy
bluefin areas and subquotas; modifying regulations regarding electronic
monitoring of the pelagic longline fishery as well as green-stick use;
and modifying the regulation regarding permit category changes.
DATES: This final rule is effective on January 1, 2023.
ADDRESSES: Copies of the supporting documents, including the final
environmental impact statement (FEIS), Regulatory Impact Review (RIR),
Final Regulatory Flexibility Analysis (FRFA), the Three-Year Review of
the IBQ Program, and the 2006 Consolidated HMS FMP and amendments are
available from the HMS website at https://www.fisheries.noaa.gov/topic/atlantic-highly-migratory-species.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
final rule may be submitted to the HMS Management Division and to
www.reginfo.gov/public/do/PRAMain. Find these particular information
collections by selecting ``Currently under 30-day Review--Open for
Public Comments'' or by using the search function.
FOR FURTHER INFORMATION CONTACT: Tom Warren--(978) 281-9260
([email protected]); Larry Redd--(301) 427-8503
([email protected]); Ian Miller--(301) 427-8503
([email protected]); or Karyl Brewster-Geisz--(301) 427-8503
([email protected]).
SUPPLEMENTARY INFORMATION:
Background
The Atlantic bluefin fisheries are managed under the authority of
the Magnuson-Stevens Fishery Conservation and Management Act (Magnuson-
Stevens Act) (16 U.S.C. 1801 et seq.) and the Atlantic Tunas Convention
Act (ATCA) (16 U.S.C. 971 et seq.). The 2006 Consolidated HMS FMP and
its amendments are implemented by regulations at 50 CFR part 635. This
final rule implements changes to the bluefin fishery under Amendment 13
to the 2006 Consolidated HMS FMP (Amendment 13). Additional information
regarding bluefin management can be found in the Final Amendment 13
(which includes an FEIS, RIR and FRFA); Draft Amendment 13 (which
includes a draft environmental impact statement (DEIS), draft RIR, and
Initial Regulatory Flexibility Analysis (IRFA)) and proposed rule (86
FR 27686; May 21, 2021); the 2006 Consolidated HMS FMP and its
amendments; the annual HMS Stock Assessment and Fishery Evaluation
(SAFE) Reports, and online at: https://www.fisheries.noaa.gov/topic/atlantic-highly-migratory-species.
In 2015, NMFS published a final rule implementing Amendment 7 to
the 2006 Consolidated HMS FMP (Amendment 7) (79 FR 71510; December 2,
2014). That final rule implemented substantial changes to the
regulation of bluefin fisheries including the creation of the IBQ
Program. In 2019, NMFS completed its Three-Year Review of the IBQ
Program (referred to hereafter as the ``Three-Year Review''). The
Three-Year Review found that the IBQ Program was successful in limiting
bluefin incidental catch in the pelagic longline fishery, and providing
flexibility in the IBQ system; however, it is likely that the IBQ
Program also contributed to reduced revenue and fishing effort during
2015 to 2017. Further, the Three-Year Review noted that a different
method of IBQ share distribution may warrant consideration. After
releasing the Three-Year Review and considering other changes
throughout the fishery, NMFS conducted scoping to consider addition
changes to the bluefin fishery (84 FR 23020, May 21, 2019).
On May 21, 2021, NMFS published a proposed rule (86 FR 27686) and
released Draft Amendment 13, which included a Draft Environmental
Impact Statement (DEIS), and the Environmental Protection Agency (EPA)
published a Notice of Availability of the DEIS (86 FR 27593). The
proposed rule and Draft Amendment 13 contain background information on
the potential changes to the fishery that are not repeated here. The
original comment period on the proposed rule ended on July 20, 2021.
Based on public requests, the comment period was extended until
September 20, 2021 (86 FR 38262, July 20, 2021). NMFS held three public
hearing webinars between June 8 and July 14, 2021 (86 FR 3087, June 7,
2021), and briefed the Gulf of Mexico, Mid-Atlantic, and New England
Fishery Management Councils. NMFS held two discussions on Amendment 13
with the HMS Advisory Panel (May 25, 2021 and September 9, 2021).
During the comment period, NMFS received 47 written comments from
individual members of the public and a variety of entities including
industry associations, environmental organizations, and states. A
summary of these comments and NMFS' responses are found below.
Taking into consideration public comment, NMFS prepared Final
Amendment 13, which included an FEIS, RIR, and FRFA, and which analyzed
the anticipated environmental, social, and economic impacts of a range
of alternatives. NMFS considered 29 alternatives and is implementing 21
measures in this final rule. A summary of the preferred alternatives is
provided below. The full list of alternatives and their analyses are
provided in Final Amendment 13 and are not repeated here.
Overall, the objectives of this final rule and Amendment 13 are to:
(1) Evaluate and optimize the allocation of U.S. bluefin quota among
bluefin quota categories considering historical allocations and use,
and recent fishery characteristics and trends, to provide U.S. fishing
vessels with a reasonable opportunity to harvest the U.S. quota
established by ICCAT, facilitate the ability for active HMS directed
permit categories to harvest their full bluefin quota allocations, and
facilitate directed fishing for species other than bluefin in the
pelagic longline fishery while accounting for incidental bluefin catch;
(2) Maintain flexibility of the regulations to account for the highly
variable nature of the bluefin fisheries, and maintain fairness among
permit/
[[Page 59967]]
quota categories; (3) Continue to manage the Atlantic pelagic longline
fishery consistent with the IBQ Program objectives in Amendment 7 and
consistent with the conservation and management objectives of the 2006
Consolidated HMS FMP and its amendments, and consistent with all
applicable laws; and (4) Modify the management of the pelagic longline
fishery in response to the Three-Year Review and in response to
important relevant prevailing trends (e.g., declining fishing effort
and revenue for target species). This final rule implements the
preferred alternatives identified in the Final Amendment 13/FEIS.
In developing the final measures, NMFS considered these objectives,
public comments on the proposed rule and Draft Amendment 13 (which
included a DEIS, draft RIR, and IRFA); input from the HMS Advisory
Panel; and the FEIS, RIR and FRFA analyses. In response to public
comment on the proposed rule and Draft Amendment 13/DEIS, NMFS made
numerous changes from the proposed rule in the final rule. The first
change implements a dynamic determination of IBQ shares based upon each
individual permitted vessel's fishing effort using the number of
pelagic longline sets, relative to the total amount of pelagic longline
sets fishery-wide, as the measure of fishing effort. A second change is
the authorization of a potential, future set-aside of a de minimis
amount of bluefin quota for new entrants as part of the IBQ Program. A
third change includes a low ``Gulf of Mexico'' (GOM) designated IBQ
share threshold of five percent. A fourth change is the requirement for
vessel owners to pay for the cost of boom installation because funds
are not available from the Agency. A fifth change is the reallocation
of the Purse Seine category quota proportionally to all of the other
bluefin categories, including Reserve, Longline, and Trap. A sixth
change is the adoption of a slightly different Harpoon category daily
retention limit measure than was in the proposed rule. A seventh change
is a regulatory clarification: adding to the prohibition section an
existing requirement that vessels with pelagic longline gear on board
are required to retain and land all dead large medium or giant bluefin.
All other proposed measures, as well as the proposed abbreviations for
curved fork length, Northeast Distant Area, bluefin tuna, electronic
monitoring and individual bluefin tuna program, definitions for
``vessel monitoring plan'' and ``curved fork length'', and elimination
of the minimum 3-day period between filing a BFT inseason action with
the Office of Federal Register and the effective date of the action (50
CFR 635.23(a)(4), (b)(3)) did not change between the proposed and final
rules. Measures that are different from the proposed rule are described
in detail in the section titled, ``Changes from the Proposed Rule.''
NMFS has determined that Amendment 13 and its final rule will not
have new or different effects on Endangered Species Act (ESA)-listed
endangered or threatened species or designated critical habitat beyond
those analyzed in the May 2020 Biological Opinion on the Operation of
the Atlantic Highly Migratory Species (HMS) Fisheries Excluding Pelagic
Longline and the May 2020 Biological Opinion on the Atlantic HMS
Pelagic Longline Fishery. However, in July 2022, NMFSNOAA Fisheries,
requested reinitiation of consultation on the effects of the Atlantic
HMS pelagic longline fishery due to new information on mortality of
giant manta ray that exceeded the mortality anticipated in the 2020
Biological Opinion on that fishery. The anticipated consultation will
consider the effects of the 2006 Consolidated HMS FMP and relevant
amendments, including Amendment 13, and relevant implementing
regulations. Pending completion of consultation, the fishery continues
to operate consistent with the Reasonable and Prudent Measures (RPMs)
and Terms and Conditions specified in the May 2020 Biological Opinion,
and NMFSNOAA Fisheries will continue to monitor any take of giant manta
rays in the fishery. Actions within the scope of the May 2020
Biological Opinion and consistent with the RPMs and Terms and
Conditions are not likely to jeopardize the species during
consultation, consistent with section 7(a)(2) of the ESA. Giant manta
ray interactions with the Atlantic HMS pelagic longline fishery are
low, with total takes estimated to be well below the levels of takes
authorized under the incidental take statement in the 2020 Biological
Opinion. In addition, the species is not thought to be in peril in the
Atlantic, the level of potential mortalities is considered to be low,
and extrapolated mortalities may overstate the fishery's effects on the
species. In accordance with section 7(d) of the ESA, NMFS has
determined that, during consultation, pelagic longline fishery activity
consistent with the existing May 2020 Biological Opinion will not
result in an irretrievable or irreversible commitment of resources
which would have the effect of foreclosing the formulation or
implementation of any reasonable and prudent alternative measures and
that continued compliance with the RPMs and Terms and Conditions in
that biological opinion will avoid jeopardy to ESA-listed species,
consistent with section 7(a)(2) of the ESA.
Final Management Measures
Below is a short description of the final management measures. More
information can be found in Final Amendment 13/FEIS.
Pelagic Longline Fishery
Annual IBQ Share Determination
NMFS is changing from a static to a dynamic system for determining
IBQ shares (expressed as percentages). Annually, using best available
data from a recent 36-month period (three years), NMFS will determine
IBQ shareholders' shares based upon each permitted, eligible vessel's
number of pelagic longline sets legally made, relative to the total
amount of pelagic longline sets legally made by all IBQ shareholders'
vessels over that same period. For an IBQ shareholder's vessel to be
considered ``eligible,'' it must have been issued a valid Atlantic
Tunas Longline category limited access permit (LAP) when sets occurred
during the relevant 36-month period. Based on public comment, this
measure was modified from the proposed rule, which would have used
landings of designated species and four percentile (tiers) for
establishing IBQ shares. As described in Sec. 635.15(c), best
available data as determined by NMFS may include vessel monitoring
system (VMS) reports, and may also include logbook, electronic
monitoring (EM), or permit data. NMFS will only count one pelagic
longline set per day, in order to discourage deployment of short sets
for the purpose of influencing IBQ share determinations. Vessels may
deploy as many sets per day as they wish, but only one set per day
would count toward the IBQ share determination. After determining IBQ
shares, NMFS will distribute IBQ allocations, but only to IBQ
shareholders that have vessels with current, valid permits at the time
of the annual distribution of IBQ allocation.
Under this measure, during the last quarter of each year, NMFS will
notify Atlantic Tunas Longline permit holders via electronic methods
(such as email) and/or letter to inform them of their IBQ shares, their
IBQ allocations, and the regional designations of those shares and
allocations for the subsequent fishing year; whether adjustments were
made to GOM-designated shares due to the GOM shares cap; and whether
the
[[Page 59968]]
low GOM-designated share threshold has been triggered. This
notification will represent the initial administrative determination
(IAD) of the permit holder's IBQ share and allocation. An Atlantic
Tunas Longline category permit holder may submit a written petition of
appeal of the following aspects of the IAD: (1) eligibility for quota
shares based on ownership of an active vessel with a valid Atlantic
Tunas Longline category permit; (2) IBQ share percentage; and (3) IBQ
allocations. A permit holder may also appeal NMFS' determination of the
number of pelagic longline sets legally made by its permitted vessel.
However, an adjustment of GOM shares (Sec. 635.15(c)(3)(ii)) or
inseason quota adjustment (Sec. 635.15(e)(3)) is not subject to
appeal. Appeals must be filed with the National Appeals Office (NAO)
within 45 days after the date the IAD is issued, and will be governed
by NAO rules of procedures at 15 CFR part 906.
Appeals based on permit history would be based on NMFS permit
records. NMFS will only use the relevant 36 months of data described in
Sec. 635.15(c) to determine the numbers of pelagic longline sets made.
No other proof of sets or permit history will be considered. Copies of
written documents will be acceptable; NMFS may request the originals at
a later date. NMFS may refer any submitted materials that are of
questionable authenticity to the NMFS Office of Law Enforcement for
investigation. Appeals based on hardship factors will not be
considered. Consistent with most limited effort and catch share
programs, hardship will not be a valid basis for appeal due to the
multitude of potential definitions of hardship and the difficulty and
complexity of administering such criteria in a fair manner. NMFS may
utilize some bluefin quota from the Reserve category to accommodate
permitted vessels that are deemed eligible for shares through the
appeals process, to provide a permitted vessel an increased quota
share.
As described in Amendment 13, this measure provides separate
consideration to participants in the Deepwater Horizon Oceanic Fish
Restoration Project (OFRP) as appropriate. The Deepwater Horizon OFRP
is a program conducted as a partnership between NMFS, the National Fish
and Wildlife Foundation, and pelagic longline fishermen to restore
damage caused by the Deepwater Horizon oil spill. The OFRP program
began after Amendment 7, and was therefore not a consideration in the
determination of IBQ shares in Amendment 7. More information about the
Deepwater Horizon OFRP may be found at https://www.nfwf.org/programs/deepwater-horizon-oceanic-fish-restoration-project.
Based on public comment, Amendment 13 also adds to the framework
provisions of the 2006 Consolidated HMS FMP the authority to set aside
a de minimis amount of bluefin quota from the Longline category quota
prior to calculating the annual IBQ allocations (based on the annual
share determinations described above), and the final rule makes a
parallel edit to 50 CFR 635.34(b) (framework procedures). NMFS is not
implementing a set aside through the final rule, thus at this time, the
provision will have no effect on the amount of Longline quota allocated
to Longline category vessels. As needed, NMFS would conduct future
rulemaking and associated analyses to set the precise amount of set
aside, and the requirements, process, and conditions associated with
distributing IBQ allocation to new entrants.
Regional Designations of IBQ Shares
In conjunction with the dynamic IBQ share and allocation measures,
this final rule also modifies the regional Gulf of Mexico and Atlantic
designations, while maintaining a cap on allowable bluefin catch from
the Gulf of Mexico. Currently, IBQ shares and resultant allocations are
designated as either GOM or ``Atlantic'' (ATL) based on the geographic
location of sets used in the determination of those shares and
allocations. Existing regulations provide that only GOM IBQ allocation
may be used to account for bluefin incidentally caught in the Gulf of
Mexico, while either ATL or GOM IBQ allocation may be used to account
for bluefin in the Atlantic. Per Amendment 7, 35 percent of the total
Longline category quota is designated as GOM, and 65 percent designated
as ATL. This final rule continues to cap the amount of quota that can
be designated as GOM at 35 percent and retain the accounting rules for
regional IBQ allocations, but as explained below, provides for
authority to reduce the 35-percent GOM cap, annual adjustment of
regional designations, and a low GOM designed shares threshold. Under
these regulations, if a vessel does not receive GOM designated IBQ
shares and resulting allocation (because the vessel had no pelagic
longline sets in the Gulf of Mexico during the relevant 36 month
period), but wishes to fish in the Gulf of Mexico, they would need to
lease GOM designated IBQ allocation initially. If the vessel fished in
the Gulf of Mexico (using leased GOM IBQ allocation) it would
subsequently be eligible for GOM designated IBQ shares (and allocation)
the following year based on the number of sets fished in the Gulf of
Mexico.
The final rule includes a regulatory mechanism for reducing the 35-
percent default GOM cap, as needed to achieve conservation and
management objectives. A determination to lower the cap would be based
upon consideration of the existing determination criteria used in
making inseason or annual adjustments to quota, which include a wide
range of considerations including consistency with the FMP objectives
(Sec. 635.27(a)(8)). A cap reduction may be for all of a calendar
year, or a portion of it, as appropriate. NMFS would notify the public
of changes to the 35-percent default cap and publish any modification
to the cap in the Federal Register.
Annually, NMFS will determine the total amount of IBQ shares and
resultant allocations for each region based on the geographic location
of sets used in the determination of those shares and allocations. NMFS
will use the relevant 36 months of best available data described above
under Annual IBQ Share Determination. GOM-designated shares thus could
be less than the default 35-percent GOM share cap. If NMFS calculates
that the amount of GOM designated IBQ shares (based on sets) will be
greater than the GOM share cap (i.e., 35 percent (or lower if
adjusted)), NMFS will reduce the GOM designated IBQ shares to equal the
GOM share cap in effect. The reduction in total GOM share percentage
would be achieved through equal proportional reductions among IBQ
shareholders with GOM designated IBQ shares across the four share
percentages. The ATL shares would be increased in an analogous manner,
so that the total share percentages add up to 100 percent. NMFS will
notify affected permit holders of any reductions in their IBQ share
percentage resulting from this adjustment. This adjustment would not be
subject to appeal, because it is not a determination based on the data
associated with an individual shareholder, but based upon the need to
reduce the total amount of IBQ shares across all shareholders,
consistent with the applicable GOM share cap.
Another change since the proposed rule is the addition of a low GOM
designated share threshold, in response to a concern that potential,
future declines in effort in the Gulf of Mexico could result in a very
low percentage of GOM-designated shares in some years and severely
limit operation of the fishery. See comment 8 summary under Response to
Comments below. NMFS
[[Page 59969]]
agrees that such a situation could result in poor functioning or
disruption of the IBQ Program, result in further declines in fishing
effort or participation in the fishery, or prevent utilization of
available IBQ allocation. See response to comment 8 below. In response,
the final rule provides: if the total amount of GOM-designated IBQ
shares is 5 percent or less of the total IBQ shares (ATL plus GOM
shares), NMFS will file an action with the Office of Federal Register
for publication that suspends for that year the requirements to account
for bluefin caught in the Gulf of Mexico with GOM IBQ shares and
resultant allocations and to use GOM IBQ allocation to satisfy the
minimum GOM IBQ allocation requirement. The maximum allowable bluefin
catch from the Gulf of Mexico will be the weight of bluefin associated
with the cap on GOM designated shares (i.e., the default level of 35
percent, or lower if modified). If this level of catch were reached or
projected to be reached, NMFS would prohibit vessels from fishing with
pelagic longline gear in the Gulf of Mexico for the remainder of that
year. When determining the percentage of IBQ shares, NMFS will use the
relevant 36 months of best available data described above under Annual
IBQ Share Determination. If this threshold is triggered, any vessels
fishing in the Gulf of Mexico would still need to account for bluefin
catch (landings or dead discards) and have the minimum IBQ allocation
of 0.25 mt ww (551 lb ww) before departing on the first fishing trip in
a calendar year quarter. However, they may use either GOM or ATL shares
and resultant allocations, received through the dynamic allocation
process or leasing. NMFS will notify vessel owners if the threshold is
triggered when NMFS notifies them of their annual IBQ shares and
allocations.
Cap on IBQ Shares Held or Acquired
This final rule caps the percentage of IBQ shares that an entity
may hold or acquire at 25 percent of the total IBQ shares and the
corresponding amount of IBQ allocation associated with the IBQ shares.
The 25-percent cap applies whether the shares were accrued by an entity
through the ownership of multiple Atlantic Tunas Longline permits and/
or high fishing effort. The cap will apply to the sum of shares or IBQ
allocations an entity controls, whether the entity is associated with a
single or multiple Atlantic Tunas longline permits. The cap is not
intended to restrict the use of IBQ allocation to account for bluefin
catch or leasing of IBQ allocation. NMFS will implement this
restriction based on the best available information such as data
submitted in support of permit and IBQ Program requirements.
IBQ Program Dealer Reporting Requirements
This final rule modifies two aspects of the dealer reporting
requirements for the IBQ Program. First, this measure will eliminate
the reporting of bluefin dead discard information by the dealer. The
dealer will continue to be required to enter the data on bluefin
landings into the Catch Shares On-line System via the dealer account.
Second, this measure will eliminate the current requirement that
vessel operators/owners confirm the landing information entered into
the Catch Shares On-line System by the dealer is accurate by entering
the personal identification number (PIN) associated with the vessel
account. This measure will be combined with a new email notification by
NMFS via the Catch Shares On-line System (or a message within the
System) that will inform the vessel owner when a dealer conducts a
bluefin landings transaction with that vessel's IBQ account. This
notification will provide a means of vessel owner oversight of dealer
transactions with their IBQ vessel account.
Measures Related to Electronic Monitoring (EM)
This final rule requires that the vessel operator mail the
electronic monitoring system's hard drive(s) within 48 hours after the
completion of every other trip (every second trip), instead of after
each pelagic longline fishing trip. An exception to this requirement is
that if the hard drive is at capacity (full) after one trip, as
indicated by the EM system, the vessel operator must mail the hard
drive at the end of that trip. And, vessel operators must ensure that
hard drives have the capacity to record the full trip before departing
on a trip. This final rule clarifies and expands the regulations to
require installation of semi-permanent hardware, if necessary, to mount
and install video cameras at locations on vessels to obtain optimal
views. NMFS or its designees, working in conjunction with the vessel
owner/operator, may require relatively minor modifications to the
vessel structure to mount cameras in locations that provide views
required under existing regulations of the vessel and adjacent areas
(50 CFR 635.9(c)). In some cases, NMFS or its designees may require the
installation of the rail camera in a particular location on the
vessel's structure, or installation of hardware such as a boom on a
structure near the vessel's rail for the purpose of obtaining a
different camera angle with the side of the vessel to optimize the view
of the area of the water surface and seaward of the rail, down to the
water surface, where the gear and fish are hauled out of the water. A
boom will likely be a customized piece of hardware that is fixed or
movable (e.g., extended or lowered prior to fishing activities
starting). The details of any camera installation requirement or
protocols will be recorded in the vessel's Vessel Monitoring Plan.
The cost associated with the installation of booms would be paid by
vessel owners (approximately $1,000 or less). The Draft Amendment 13/
DEIS stated that NMFS would pay the costs of boom installation, as
funds are available. In the Final Amendment 13/FEIS, NMFS analyzed the
impacts and determined that boom installation should be paid for by
individual vessel owners, given that appropriated funds are not
available for this purpose. This approach to industry-funded
implementation is consistent with NMFS Service Procedure 04-115-02:
Cost Allocation in Electronic Monitoring Programs for Federally Managed
U.S. Fisheries, which generally specifies the transition of certain
costs to the fishing industry.
The third change made to the electronic monitoring program by this
final rule is a requirement for specific fish handling procedures and
the installation/placement of a measuring grid on deck, in view of one
of the cameras. As instructed and specified by NMFS, the vessel crew
will be required to place retained fish on a mat or carpet with grid
lines or a grid painted on deck in view of the processing camera, so
the video recording included images of the fish on the grid. The grid
may be customized to an individual vessel while also having lines of
standard intervals. The specifications of the measuring grid will be
provided in each individual vessel's Vessel Monitoring Plan (VMP).
During the year following the effective date of this rule, NMFS or the
NMFS-approved contractor will work with the vessel owner of each vessel
to update the VMP. Once the VMP is approved and signed by NMFS or the
NMFS-approved contractor, the vessel owner will have six months to
install the measuring grid as specified in the VMP. The flexibility of
the timing of the full implementation of this measure will provide time
for NMFS and the NMFS-approved contractor to complete more detailed
standardized specifications and the printing of measuring mats/carpets
or customized painting.
[[Page 59970]]
Cost Recovery Program
The Magnuson-Stevens Act provides NMFS the authority for recovering
fees paid by limited access privilege holders of up to three percent of
the ex-vessel value of fish harvested under the limited access
privilege program to cover the incremental costs (incurred by NMFS)
directly related to and in support of management, data collection and
analysis, and enforcement activities for the program (e.g., the IBQ
Program). This final rule implements a flexible cost recovery program.
No fees will be charged if the costs of collecting the fees exceed
estimated fees to be recovered. Annually, NMFS will estimate its
incremental costs associated with the IBQ Program (including costs
associated with administering the cost recovery program) and the total
ex-vessel value of bluefin sold from the pelagic longline fishery
(including bluefin caught with green-stick gear). NMFS will notify the
public whether a cost recovery fee will be charged for the year. If
NMFS determines the annual cost recovery fee is warranted, NMFS will
notify the permit holders that landed bluefin under the IBQ Program,
including those caught with green-stick gear (based on dealer landings
data), of any fees to be charged. Permit holders will be billed based
on the ex-vessel value of the bluefin sold. Permit holders would pay
the cost recovery fee through the Catch Shares On-line System website
and the associated pay.gov link.
Modification of Bluefin Quota Category Allocation Percentages
This final rule changes the mathematical method used in the annual
quota allocation process to achieve a similar result through simpler
means. Under current regulations, each quota category (including the
Longline category) is annually allocated a percentage of the U.S.
bluefin quota after 68 mt (i.e., the historical 68-mt dead discard
allowance, as described in Amendment 7) is subtracted from the baseline
quota and allocated to the Longline category. This process was intended
to have all bluefin quota categories contribute proportionally to the
68 mt provided to the Longline category annually. This final rule
replaces the two-step process of subtracting the 68 mt from the U.S.
baseline quota and then applying the category percentages, with a one-
step process applying slightly revised category allocation percentages.
Purse Seine Category
This final rule discontinues the Purse Seine category and
redistributes Purse Seine category quota. NMFS is removing purse seine
from the list of authorized gears and removing other references in the
regulations to the purse seine fishery, including references to Purse
Seine category quota, permits, nets, sets, vessels, and participants.
In the proposed rule, the Longline and Trap categories were not
reallocated any Purse Seine quota. Based on public comment and a
refined analysis, NMFS determined that these incidental quota
categories should be reallocated Purse Seine quota. See response to
comment 22 under Response to Comments (including Longline category in
reallocation due to change in IBQ leasing market as a result of
discontinuation of Purse Seine category and also including Trap
category). As such, the Purse Seine category quota (18.6 percent of the
total U.S. baseline bluefin quota, under current regulations) will be
reallocated proportionally to all of the other bluefin quota categories
(General, Angling, Harpoon, Longline, Trap, and the Reserve) (Table 1).
The quota allocations associated with the revised percentages will be
based on the bluefin quota implemented June 1, 2022 (87 FR 33049).
Table 1--Bluefin Quota Categories, Current and Amendment 13 Percentages, and 2023 Allocations
[mt]
----------------------------------------------------------------------------------------------------------------
Current Amendment 13 2023 Allocations
Bluefin quota category percentage percentage (mt)
----------------------------------------------------------------------------------------------------------------
General................................................ 47.1 54 710.7
Angling................................................ 19.7 22.6 297.4
Harpoon................................................ 3.9 4.5 59.2
Longline............................................... 8.1 15.9 209.3
Trap................................................... 0.1 0.1 1.3
Reserve................................................ 2.5 2.9 38.2
--------------------------------------------------------
Total U.S. Baseline Quota.......................... ................. ................. 1,316.14
----------------------------------------------------------------------------------------------------------------
Table 2 shows the subquotas for the General and Angling categories
for 2023 based on this final rule and bluefin quota rule (87 FR 33049,
June 1, 2022).
Table 2--Bluefin Subquotas for the General and Angling Categories for 2023
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Category Subquotas
----------------------------------------------------------------------------------------------------------------
General............................ ...................... 710.7
January-March......... .............. 37.7..................
June-August........... .............. 355.4.................
September............. .............. 188.3.................
October-November...... .............. 92.4..................
December.............. .............. 37.0..................
Angling............................ ...................... 297.4
School................ 134.1
...................... .............. Reserve............... 24.8
...................... .............. North of 39[deg] 18' 51.6
N. lat.
...................... .............. South of 39[deg] 18' 57.7
N. lat.
Large School/Small 154.1
Medium.
...................... .............. North of 39[deg] 18' 72.7
N. lat.
[[Page 59971]]
...................... .............. South of 39[deg] 18' 81.4
N. lat.
Trophy................ 9.2
...................... .............. Gulf of Maine Trophy 2.3
Area.
...................... .............. Southern New England.. 2.3
...................... .............. Trophy South.......... 2.3
...................... .............. Gulf of Mexico........ 2.3
----------------------------------------------------------------------------------------------------------------
* Due to rounding, the sum of the General category sub-quota period values do not equal 710.7.
Angling Category
This final rule modifies the current Angling category Trophy North
subquota areas and allocations specified at 50 CFR 635.27(a)(1), by
dividing the northern area into two zones: north and south of 42[deg]
N. lat. (off Chatham, MA). These newly-formed areas are named the Gulf
of Maine trophy area and the Southern New England trophy area,
respectively. The net result is that the Trophy quota is divided among
four geographic areas (in the Atlantic and Gulf of Mexico) and each
area will receive an equal amount of quota (i.e., the Angling category
Trophy quota would be divided equally four ways).
To create the new trophy suballocation for the Gulf of Maine trophy
area, NMFS is increasing the allocation for trophy bluefin. Because the
amount of school bluefin (27''- <47'') is limited in the codified
regulations, and in compliance with the ICCAT bluefin recommendation to
limit take to no more than 10 percent of the annual U.S. bluefin quota,
any increase to the trophy subquota will need to be balanced with an
equivalent reduction of the subquota for large school/small medium
bluefin subquota (47''- <73''), which is the remainder of the Angling
category quota once the school bluefin subquota and trophy subquotas
are subtracted. For example, referring to the current Angling category
quota regulations, NMFS will increase the portion of the Angling
category quota allocated for trophy bluefin from 2.3 percent to 3.1
percent. This results in a minor decrease in the amount of allocation
for large school/small medium bluefin (measuring 47''- <73''). Creation
of a Gulf of Maine area and an allocation equivalent to the allocations
for the existing areas will provide additional opportunities for
anglers fishing north of 42[deg] N. lat. where bluefin are available in
summer and fall, including those fishing on HMS Charter/Headboat-
permitted vessels. In recent years the northern trophy area has closed
between late May and early August, with the quota largely filled with
bluefin caught off the states of New York and New Jersey, south of
42[deg] N. lat.
Harpoon Category
This final rule implements a default overall Harpoon category daily
retention limit of 10 commercial-sized bluefin per day or trip (i.e.,
the combined limit of large medium (73''-<81'') and giant (81'' or
greater) would be 10 fish). In addition, this final rule allows NMFS to
adjust the combined daily retention limit between 5 to 10 fish, based
on consideration of the determination criteria at 50 CFR 635.27(a)(8),
in order to avoid closing the fishery. This final rule maintains the
current regulations regarding retention of large medium bluefin (73''-
<81'') (i.e., the range of two (default) to four fish, adjustable
through inseason action). For example, if the combined limit were 10
fish, and 2 large medium fish were retained, then the number of
allowable giant bluefin would be 8.
Permit Category Change Restrictions
This final rule allows Atlantic Tunas permit holders in the
General, Harpoon, or Trap category, or Atlantic HMS permit holders in
the Angling or Charter/Headboat category, to change permit categories
any time during the fishing year, provided the vessel has not landed a
bluefin.
Green-Stick Gear by Pelagic Longline Vessels
This final rule clarifies retention and reporting requirements for
bluefin caught with green-stick gear by vessels with valid Atlantic
Tunas Longline category permits. Such a vessel is allowed the retention
of one bluefin per trip (73'' or greater CFL) taken incidentally by
green-stick gear while fishing for other target species. Vessels are
required to submit a VMS set report for each green-stick retrieval that
interacts with bluefin and report information on the location of the
set and numbers and length of bluefin within 12 hours (in addition to
the VMS reports for pelagic longline sets). This VMS requirement
differs from the VMS requirement associated with the use of pelagic
longline gear, which requires submission of a report after each pelagic
longline set. Regardless of whether sets are made with green-stick gear
or pelagic longline gear, vessels are required to comply with HMS
logbook requirements and comply with the IBQ Program requirements
regarding accounting for bluefin using IBQ allocation, quarterly
accountability, and other applicable regulations. The use of EM Systems
is not required for haulback with green-stick gear or to record an
image of a bluefin caught with green-stick gear. This measure supports
the minimization of dead discards by allowing the incidental retention
of one green-stick caught bluefin per trip (73'' or greater CFL).
Other Regulatory Changes
As described below and in the proposed rule, Amendment 13
implements other regulatory changes that will improve the
administration and enforcement of HMS regulations and that will not
have any environmental, economic or social impacts. The corrections,
clarifications, changes in definitions, and modifications to remove
obsolete cross-references are consistent with the intent of previously
analyzed and approved management measures.
Under 50 CFR 635.2, Definitions, abbreviations were added for
curved fork length, northeast distant area, bluefin tuna, electronic
monitoring and Individual bluefin tuna program. A definition for vessel
monitoring plan is added, and the definition of curved fork length is
clarified.
Under 50 CFR 635.23(a)(4) and (b)(3), which address the process for
inseason changes to the bluefin retention limits, the minimum 3-day
period between filing an action with the Office of Federal Register and
the effective date of the action is eliminated to provide for
additional flexibility, as warranted and supported. The 3-day period
has been in regulations since at least 1999. This rule removes that
minimum period to provide for greater flexibility in management
response for the General category. The General category is very
[[Page 59972]]
dynamic: fish may swim from Massachusetts to Virginia in three days,
there is limited quota and seasonal allocations, and there are high and
variable levels of fishing pressure. Given all of this, NMFS may need
flexibility to more swiftly implement an inseason action that may
provide additional opportunity (in the case of an increased trip
limit), or one to slow a catch rate (in the case of a lowered retention
limit). NMFS will continue to consider each adjustment on a fact-
specific basis, consistent with Administrative Procedure Act
requirements and providing for as much notice as possible.
Under 50 CFR 635.27, the subquota period previously referred to as
the ``January'' subquota period will be changed to ``January through
March'' subquota period to reflect the actual duration of the January
subquota period, which is not changing.
Response to Comments
NMFS received 47 written comments from individual members of the
public, and a variety of entities including industry associations,
environmental organizations, and states. All written comments can be
found at https://regulations.gov/ by searching for ``0648-BI08''. NMFS
also received comments during the webinars and HMS AP meetings.
Responses to those comments are below. Comments are organized according
to subject.
`A' Alternatives: Modifications to Individual Bluefin Quota (IBQ) Share
Eligibility, Distribution and Allocation Methods
Comment 1
NMFS received many comments supporting the preferred alternative of
replacing the current system of 136 shareholders with a dynamic system
where, annually, permit holders of active vessels would be defined as
shareholders. Pelagic longline industry groups that represent pelagic
longline vessels supported dynamic allocation, but had different
opinions on whether pelagic longline sets or designated species
landings should be the basis for IBQ shares. One commenter stated that
the current shareholder system in place was punitive in that it
provided more bluefin to vessels that had no interactions with bluefin
and did not need bluefin quota. One commenter supported a dynamic
system of determining shares, but was in favor of distributing IBQ
shares and their associated allocations in equal amounts to active
vessels.
Response
NMFS agrees that a dynamic determination of active shareholders
will improve the distribution of shares among Atlantic Tunas Longline
permit holders by more effectively putting shares where allocation is
likely to be used. NMFS also agrees that the current share system may
be overly restrictive, and the distribution of allocations may not be
aligned with the need for quota. Allocating catch shares based on
historical catch, which is typical of many catch share programs, may
have disadvantages or limited relevance when implemented in the context
of a catch share program for incidentally caught species such as
bluefin. In contrast, a dynamic share determination, which adapts to
changes in fishery participation over time, will better align shares
with the need for IBQ allocation, will be perceived as fair, and will
continue to provide incentives to reduce incidental catch of bluefin.
The relatively small amount of IBQ allocation that shareholders will be
distributed and the requirement that all bluefin landings and dead
discards be accounted for using IBQ allocation, will continue to
provide strong incentives for vessels to modify their fishing behavior
to avoid and reduce interactions with bluefin. Based in part on public
comment, NMFS has determined that a dynamic determination of shares
based on sets would address the objective of providing shares only to
vessels that have recently fished. NMFS' response to comments regarding
the elements and details of a dynamic system are contained in the
responses to comments 2 through 5.
Comment 2
Some commenters supported the use of designated species landings in
general, but wanted to include dolphinfish (dolphin) as one of the
species that count toward IBQ share determination, because of the
importance of dolphin revenue, especially during May. Other commenters
noted the exclusion of dolphin as one of the various reasons they did
not support the use of designated species landings as the relevant
metric upon which to base IBQ shares. They also commented that any
species landed by the fleet should be considered as a designated
species in the method of share determination. For example it was noted
that traditionally, shortfin mako sharks have been a target species and
therefore the landings should be credited to fishermen. Some commenters
noted the importance of all species landed to the economic viability of
the fishery, given the variable nature of species available to the
fishery.
Response
NMFS agrees that dolphin is an economically important component of
pelagic longline fishery landings, especially during certain time
periods. NMFS did not propose inclusion of dolphin in the list of
designated species (for the purpose of share determination) because
dolphin comprises a relatively low portion of the total pelagic
longline landings. Additionally, because of differences in management
and data reporting due to the fact that dolphin is not managed under
the 2006 Consolidated HMS FMP, it would be difficult for NMFS to
compile and analyze the dolphin data annually in an accurate and timely
manner. As explained further in the response to comment 3, NMFS is no
longer preferring basing shares on designated species landings. In
defining designated species, NMFS intended to create a standardized
list of a limited number of target species that would be used as a
metric of fishing effort in the annual determination of IBQ shares, and
as such the availability and timeliness of data was a relevant factor.
NMFS agrees that the pelagic longline fishery is a fishery that relies
on many species for its revenue, due to the diversity of the fleet and
the dynamic, migratory nature of the species it lands.
Comment 3
NMFS received a number of comments regarding the best method of
determining shares (i.e., based on hooks, sets, landing, or equal
shares). An organization representing pelagic longline businesses
stated that determining IBQ shares using designated species landings
would incentivize vessels to retain smaller fish or juvenile fish,
which they currently release, to enhance the total weight of landings.
Vessels would be incentivized to land all swordfish or tunas that come
to the vessel, rather than releasing lower quality fish or lower value
small fish. Further they stated that landings are not a standardized
metric due to differences among pelagic longline vessels in fishing
strategy and skill level, and due to landings being driven by prices
and dealer demands. A different organization representing pelagic
longline businesses supported using designated species landings as
reasonable because of the logical relationship between fishing effort,
amount of landings and need for IBQ allocation. One commenter stated
that basing shares on landings is not fair
[[Page 59973]]
because vessels have varied capacities for holding fish. NMFS received
multiple comments stating that NMFS should prefer dynamic determination
of IBQ shares based on pelagic longline sets because sets are a more
reliable measure of the need for IBQ shares. Some commenters supported
the use of sets, but suggested that only one set per day be allowed to
count toward the determination of shares, because vessels might set
multiple sets per day for the sole purpose of influencing their IBQ
share percentage. Two commenters stated that hooks are harder to verify
than sets. One commenter supported dividing up shares equally among
active vessels. NMFS received multiple comments that the method used to
determine IBQ shares is not a conservation issue and that NMFS should
follow the industry's recommendations for efficient IBQ share
distribution.
Response
NMFS acknowledges that each of the methods analyzed for determining
IBQ shares annually (hooks, sets, landings, or equal shares) has
strengths and weaknesses. Given the diversity of the fleet and the
highly variable and migratory nature of bluefin, it is difficult to
precisely align the distribution of IBQ shares among vessels with the
need for IBQ shares. Although a commenter supported the use of equal
shares as a method of distributing shares among active vessels, most
commenters supported basing shares on a metric that reflects fishing
effort. NMFS agrees with using fishing effort as the basis for
determining IBQ shares, given that bluefin is an incidentally caught
species, and there is a relationship between the amount of fishing
effort and the number of bluefin a vessel is likely to encounter (and
the need to account for bluefin using IBQ allocation). While NMFS
proposed using designated species landings to determine IBQ shares, in
this final rule NMFS is implementing regulations to determine IBQ
shares based on the number of pelagic longline sets. The pelagic
longline fleet is geographically diverse and includes a range of vessel
sizes and fishing strategies. Using a metric of one set (a single
deployment and retrieval of pelagic longline gear) per day provides a
standardized, uniform method of determining IBQ shares and addresses
the concern that a vessel operator might deploy speculative, short sets
for the purpose of inflating the IBQ share determination. NMFS can
determine the number of sets annually, in a timely manner, using a
single data source (VMS or logbooks) and, if necessary, verify the
accuracy of the reported data using EM data. A majority of active
shareholders would have a larger share percentage under dynamic
determination of shares based on sets than they would under the current
system (No Action). In selecting the final preferred alternative, NMFS
took into consideration public comments, which included different
industry recommendations on the method to be applied; how the method of
share distribution will influence various aspects of the IBQ Program,
such as the IBQ allocation leasing market, vessel incentives to avoid
bluefin, and the ability for vessels to account for bluefin catch; and
ecological, economic and social impacts. NMFS believes that the
preferred alternative is reasonably calculated to promote conservation,
because it encourages a rational, well-managed use of fishery resources
through a reasonable a balanced allocation approach.
Comment 4
NMFS received multiple comments that quartiles or tiers should not
be used to determine IBQ shares, and instead custom IBQ share
percentages should be given based on vessel fishing effort. As
proposed, some shareholders would have shares that are either larger or
smaller than the shares percentage corresponding directly to the number
of sets. Commenters stated that due to the differences in the share
percentage between adjacent tiers, vessel operators may increase
fishing effort for the sole reason of subsequently being put in the
next higher tier and increasing their share percentage. They stated
that a small amount of additional effort can have a disproportionate
impact on the IBQ share a vessel receives, since moving from one
quartile to the next higher quartile (tier) results in a large increase
in IBQ allocation received (in lb). Commenters also stated that the
quartile system is unnecessarily complex. NMFS received comments in
support of providing each active vessel at least a minimum amount of
IBQ share that would allow them to depart on a fishing trip.
Response
NMFS agrees that tiers based on quartiles (which was proposed),
should not be included in the share determination methods for the
reasons noted by the commenters, and will instead implement
`customized' shares based on the number of pelagic longline sets in
proportion to the total number of sets fleet-wide. Basically, this
eliminates a step in the process and shares would correspond more
directly to effort. Although NMFS proposed using tiers in order to
eliminate shares with either a very high or very low percentage, NMFS
agrees that `customized' shares are simpler and more equitable than the
use of tiers. Using customized shares, no shareholder would receive a
share larger or smaller than that which corresponds directly to the
number of sets made by the vessel (during the relevant three-year
period). NMFS disagrees that each active vessel should receive a
minimum percentage that would allow them to depart on a fishing trip.
Under the current regulations, before departing on the first fishing
trip in a calendar year quarter, a vessel with an eligible Atlantic
Tunas Longline category permit that fishes with or has pelagic longline
gear onboard must have the minimum IBQ allocation for either the Gulf
of Mexico or Atlantic, depending on fishing location. Under a
customized share determination method, vessels with a low number of
sets may receive a share percentage that results in an IBQ allocation
of less than the minimum IBQ allocation required to depart on a fishing
trip. While understanding the logic of the commenter's suggestions to
implement a minimum share, NMFS disagrees that it is warranted because
it would complicate the determination of shares and would be
inconsistent with the reasons for implementing customized shares.
Adjustment of the lowest shares upward would erode the equitable nature
of customized share determination. The shares that are adjusted upward
would no longer represent the vessels' number of sets and all of the
other shares would need to be adjusted downward slightly to derive the
shares used to increase the size of the smallest shares. Vessels that
receive a share that is smaller than the minimum IBQ allocation
required can lease additional allocation in order to fish.
Comment 5
NMFS received a comment that the location and time of year of
fishing activity should be taken into account when determining IBQ
shares. The commenter stated that some fishing locations and times are
not associated with interacting with bluefin, for example, in the
Carolinas during August and September or in the Caribbean throughout
the year. Two commenters supported maintaining the current regulations
that include any data associated with fishing in the northeast distant
gear restricted area (NED) as part of formulas that determine IBQ
shares, and maintaining the current IBQ catch accounting rules for
fishing in the NED. One commenter did not support
[[Page 59974]]
inclusion of trips in the NED, but suggested instead a complex system
of rules for how such trips would factor into the determination of IBQ
shares. Another commenter suggested that NMFS analyze the impact of
dynamic determination of IBQ shares based upon designated species
landings as the measure of fishing effort on leasing of IBQ allocation.
Response
NMFS disagrees that the location and time of year of fishing
activity should be taken into account when determining IBQ shares.
Although the abundance and distribution of bluefin are associated with
particular geographic regions and seasons, taking into account patterns
of bluefin availability would increase the complexity of the share
determination, and may not result in a distribution of shares among
vessels that aligns with the need for bluefin allocation. The pelagic
longline fishery is dynamic, mobile, and adaptive, with some vessels
opportunistically targeting multiple species over wide geographic
areas. Inclusion of all fishing activity as the basis of allocation
formulas increases fishing opportunity and flexibility for vessels to
fish in multiple areas, as conditions warrant. The NED fishery is an
intermittent fishery with only a few participating vessels and does not
warrant the development of different allocation rules. NED accounting
rules take into account the fact that a binding ICCAT recommendation
specifies a separate 25-mt bluefin quota to account for bycatch from
the NED. Exclusion of NED fishing activity from data used to determine
shares may affect profitability of vessel operations or incentives to
fish in the NED, and affect fishing for target species. Unless clearly
warranted, constraints on fishing for target species are not desirable.
Under current regulations, any pelagic longline vessel may fish in the
NED. NMFS analyzed the impacts of dynamic determination of IBQ shares
and concluded it would enhance the continued success of the IBQ
allocation leasing program by the distribution of shares to active
vessels. All active vessels would receive IBQ allocation, and the
leasing market is likely to continue to function well, with a price
similar to or lower than recent prices, because most vessel allocations
would increase. Sixty-one of the 91 active vessels would have larger
IBQ allocations than they would under the current static determination
of IBQ shares.
Comment 6
NMFS received multiple comments expressing concern that the
preferred alternative for determining IBQ shares would not facilitate
new entrants joining the pelagic longline fishery, as it would be
difficult for new entrants to lease IBQ allocation from active vessels
and to increase that amount of IBQ share over time.
Response
NMFS has concluded that the determination of IBQ shares based on
vessel sets will enhance the continued success of the IBQ allocation
leasing market, and therefore IBQ allocation will be available to new
entrants to the fishery that do not have IBQ shares at the time of
entry into the fishery. Under dynamic share determination, a new
entrant to the fishery would need to lease IBQ allocation during the
first year of their participation in the pelagic longline fishery.
During the second year of participation, the vessel's share percentage
would be based on the number of pelagic longline sets relative to the
total fishery (during the previous three years). Since 2015 there have
been participants in the fishery that were not shareholders, who have
relied on leased IBQ allocations from shareholders in order to fish and
account for bluefin catch. In light of public comment though, this
final rule adds to the framework provisions of the 2006 Consolidated
HMS FMP the authority to set aside a de minimis amount of bluefin quota
for new entrants. Neither the Amendment 13 DEIS nor the FEIS analyzes a
full set-aside program. This final rule simply provides for the
potential development of such a program in the future, if necessary,
should the dynamic allocation provisions finalized in this action not
facilitate new entrants. In that case, NMFS would conduct rulemaking to
set the precise amount of set-aside, and the requirements, process, and
conditions associated with distributing IBQ allocation to new entrants.
`B' Alternatives: Modifications to Rules Closely Linked to IBQ
Allocations
Comment 7
NMFS received comments in support of the preferred alternative to
determine regional designations of IBQ shares and allocations on an
annual basis as part of the annual dynamic allocation process. They
indicated that the preferred alternative would allow more flexibility
for vessels to fish in the Gulf of Mexico without needing to lease GOM
IBQ allocation. The need to lease IBQ allocation was particularly
frustrating when vessels had to lease from vessels that were not
actively fishing, but simply leasing their IBQ allocation to active
vessels.
Response
NMFS agrees that the preferred alternative, which modifies the
regional designations so that they are dynamic, would provide
additional flexibility for vessels that are interested in fishing in
the Gulf of Mexico. A vessel without any GOM IBQ shares during a
particular year would need to lease GOM IBQ allocation to fish in the
Gulf of Mexico that year, but in the subsequent year, in the context of
the dynamic determination of IBQ shares, the vessels would have GOM IBQ
shares in proportion to the number of pelagic longline sets in the Gulf
of Mexico.
Comment 8
NMFS received a number of comments that did not support the
preferred alternative to determine regional designations of IBQ shares
and allocations on an annual basis as part of the annual dynamic
allocation process. One commenter instead supported Alternative B2,
which would remove regional designations altogether but retain the
catch cap. Another commenter stated that the regional designations are
an unnecessary barrier, an unjustified cost, and an impediment to
attaining optimum yield in the fishery. Further, they stated that the
preferred alternative did not provide a reasonable opportunity to catch
the quota. A commenter stated that constraints in the Gulf of Mexico
are not needed because the IBQ Program constrains the impacts of the
fishery on bluefin. One commenter was concerned that, in the context of
dynamic shares and regional designations, the potential for declining
effort in the Gulf of Mexico could result in a low percentage of GOM
IBQ shares that could severely limit the operation of the fishery. For
example, a reduction in either the number of vessels fishing in the
Gulf of Mexico, or reduction in the amount of fishing effort per vessel
(or both) would result in a reduction in the amount of GOM designated
shares (and IBQ allocation).
Response
NMFS disagrees that the preferred alternative for regional
designations would represent an unwarranted barrier or cost to fishing,
or that IBQ Program constraints for the Gulf of Mexico are unnecessary.
The regional designation rules provide a balance between the need to
cap bluefin catch in the Gulf of Mexico, provide equitable fishing
opportunities, and modulate pelagic
[[Page 59975]]
longline fishing effort in the Gulf of Mexico. The Amendment 7 IBQ
Program rules as modified by Amendment 13 are intended to address the
fact that the Gulf of Mexico is the recognized spawning ground for
western Atlantic bluefin tuna. Under this Amendment 13 final rule, a
vessel without GOM designated IBQ shares, but fishing in the Gulf of
Mexico would be required to lease GOM IBQ allocation during the first
year of fishing in the Gulf of Mexico. However, in the following year
the vessel would have GOM designated IBQ shares in proportion to the
number of pelagic longline sets in the Gulf of Mexico. Over time, a
vessel with increasing levels of fishing effort in the Gulf of Mexico
would receive an increasing percentage of GOM designated IBQ shares.
This method is a reasonable means of providing opportunities to fish in
the Gulf of Mexico, while supporting the objectives of the regional
designations. NMFS agrees that under dynamic determination of shares
and regional designations, there could be a situation of reduced
fishing effort and low GOM designated shares. Under conditions of low
GOM shares and allocation, vessels with GOM IBQ shares may be reluctant
to lease IBQ allocation to others. If unable to lease GOM IBQ
allocation, prospective new entrants to the fishery (without any
shares), or vessels with only Atlantic (ATL) designated shares, would
be unable to meet the minimum IBQ allocation requirement, and thus be
unable to fish in the Gulf of Mexico. Similarly, vessels with GOM
designated IBQ shares may be unable to account for bluefin catch. Such
serious constraints could result in poor function or disruption of the
IBQ Program, and result in further declines in fishing effort or
participation in the pelagic longline fishery, or prevent increases in
fishing effort or participation. To address this, this final rule
includes a GOM designated share percentage threshold. If the total
amount of IBQ shares designated as GOM is five percent or less of the
total IBQ allocations (ATL plus GOM designated shares), the requirement
to account for bluefin caught in the Gulf of Mexico with GOM IBQ
allocation, and use GOM IBQ allocation to satisfy the minimum IBQ
allocation requirement would not apply. In other words, any vessel
would be able to use GOM IBQ or ATL IBQ allocation to either account
for bluefin catch (landings or dead discards) or satisfy the minimum
requirements for IBQ allocation in the Gulf of Mexico. When this low
share threshold provision is in effect, the maximum allowable bluefin
catch from the Gulf of Mexico will be the weight of bluefin associated
with the cap on GOM designated shares (i.e., the default level of 35
percent, or lower if modified). If this level of bluefin catch
(landings and dead discards) were reached in the Gulf of Mexico, NMFS
would prohibit vessels from fishing with pelagic longline gear in the
Gulf of Mexico for the remainder of that year.
Comment 9
NMFS received comments inquiring whether modifications to regional
IBQ share designations would impact catch rates of bluefin in the Gulf
of Mexico or impact the bluefin stock since spawning adults are found
in the Gulf of Mexico.
Response
Amendment 7 established the 35-percent GOM/65-percent ATL regional
designation approach for IBQ shares and allocations, in light of the
fact that the Gulf of Mexico is recognized as the primary spawning
ground for the western Atlantic bluefin tuna stock. Given the annual,
dynamic determination of IBQ shares under Amendment 13 and inherent
variability in the pelagic longline fishery (see response to comment
5), NMFS anticipates that catch rates of bluefin in the Gulf of Mexico
could vary from year to year. However, NMFS does not anticipate that
the regional designation approach, as modified under Amendment 13, will
result in an increase in incidental catch of bluefin in the Gulf of
Mexico above levels of such catch since 2015. To ensure continued
protections in the spawning grounds, this final rule establishes a
default cap (35 percent of total IBQ shares) on the maximum amount of
bluefin that may be caught in the Gulf of Mexico, which could be
adjusted downward to achieve conservation and management objectives per
the criteria under Sec. 635.27(a)(8). See response to comment 10 for
further explanation. Further, when the low GOM share threshold
provision is in effect, the maximum allowable bluefin catch from the
Gulf of Mexico will be the weight of bluefin associated with the cap on
GOM designated shares (i.e., the default level of 35 percent, or lower
if NMFS modifies the level consistent with other provisions in this
Amendment). If this level of bluefin catch (landings and dead discards)
were reached in the Gulf of Mexico, NMFS would prohibit vessels from
fishing with pelagic longline gear in the Gulf of Mexico for the
remainder of that year. The net ecological impact of the Amendment 13
measures on bluefin in the Gulf of Mexico is thus neutral.
Comment 10
NMFS received comments suggesting reduction of the cap on bluefin
catch from the Gulf of Mexico from 35 percent to 25 percent due to the
regulations not allowing targeted fishing for bluefin in the Gulf of
Mexico. Another commenter suggested allowing the use of ATL designated
IBQ allocation during the second half of the year.
Response
NMFS does not believe that a 25-percent cap on GOM-designated IBQ
shares is needed to protect bluefin in the Gulf of Mexico. Under the
measures implemented by this Amendment 13 final rule, the amount of
bluefin incidental catch in the Gulf of Mexico would continue to be
capped at a default level of 35 percent of total pelagic longline
bluefin catch. The total amount of GOM-designated IBQ shares could be
even less than 35 percent, as NMFS will annually calculate the total
amount (not to exceed 35 percent) based on the percentage of pelagic
longline sets in the GOM compared to total sets (using the most recent,
three-year period for which NMFS has information). Moreover, if NMFS
determines that a downward adjustment is needed to achieve conservation
and management objectives, it may reduce the maximum amount of bluefin
that can be caught in the Gulf of Mexico, based on the determination
criteria at Sec. 635.27(a)(8). There has not been a change in the
status of the stock (no overfishing, overfished status unknown), and
based on a 2021 stock assessment, ICCAT adopted a moderate increase in
the western Atlantic bluefin total allowable catch. See 87 FR 33049,
June 1, 2022 (final rule on Atlantic Bluefin Tuna and Northern Albacore
Tuna Quotas). In addition, there has been no increase in fishing effort
in the Gulf of Mexico, no increase in catch of bluefin from the Gulf of
Mexico, nor other change in the fishery that would support
consideration of a more conservative default cap level. As noted above,
this final rule authorizes NMFS to reduce the cap, if necessary, for
conservation and management reasons. NMFS disagrees that allowing the
use of ATL designated IBQ allocation during the second half of the year
is a practical means of providing flexibility in the fishery. The
regional designation rules provide adequate flexibility and a
reasonable opportunity to fish in the Gulf of Mexico, while limiting
the amount of potential bluefin incidental catch. Furthermore, a mid-
year change
[[Page 59976]]
to accounting rules would be impractical to administer in the Catch
Shares Online System, the database accessible by dealers and vessel
owners, which tracks bluefin catch and implements the relevant
accounting rules.
`C' Alternatives: Sale of IBQ Shares
Comment 11
NMFS received several comments in support of the preferred No
Action alternative, under which the sale of IBQ shares would continue
to be prohibited.
Response
NMFS agrees that the sale of IBQ shares should continue to be
prohibited. NMFS has not observed a need for Atlantic Tunas Longline
permit holders to accumulate IBQ shares through purchase. For most
shareholders, annual allocations combined with a minimal amount of
leasing is likely to be sufficient for them to account for incidental
bluefin catch. Additional rationale for preferring this alternative is
in Chapter 2 of the Amendment 13 FEIS.
`D' Alternatives: Cap on IBQ Shareholder Percentage or IBQ Allocation
Use
Comment 12
NMFS received several comments in support of the preferred
alternative to cap the accumulated sum of IBQ shares at 25 percent.
Response
NMFS agrees that it is appropriate to cap the amount of shares an
entity may hold or acquire at 25 percent of the total shares. The
Magnuson-Stevens Act requires that NMFS must ensure that limited access
privilege permit holders do not acquire an excessive share of the total
limited access privileges.
Comment 13
A pelagic longline association supported the preferred alternative
to maintain the current regulations that do not limit the amount of IBQ
allocation a vessel may lease, based on the rationale in the DEIS.
Response
NMFS agrees that there should be no cap on the amount of IBQ
allocation a vessel may lease. Long-term control of IBQ allocation by a
single entity through leasing is not possible, because leasing of IBQ
allocation occurs on an annual basis and expires at the end of each
calendar year. The most likely reason a vessel might need to lease a
large amount of IBQ allocation would be to account for an unusually
large incidental catch of bluefin, which is consistent with the
objectives of the IBQ Program. The limited amount of IBQ allocation
available through annual distribution to shareholders, and the limited
amount of IBQ allocation available via leasing (as well as the
associated costs), provide strong incentives to avoid bluefin.
Furthermore, there are other potential challenges associated with the
incidental catch of bluefin by pelagic longline vessels including
bluefin weighing down longline gear (which typically catch lighter
species) and bluefin market limitations and volatility. Provided the
IBQ Program continues to function in a manner consistent with its
objectives, with individual vessel accountability for bluefin catch and
incentives to reduce interactions with bluefin, there is no need for a
cap on the amount of IBQ allocation that may be leased. During
development of Final Amendment 13, NMFS became aware of concerns
regarding recent, high bluefin landings by a small number of vessels.
NMFS considers this to be an unusual event and not reflective of how
the IBQ Program has functioned overall. A high bluefin landings event
is unusual, and the risk of such an event will likely continue to be
rare under Amendment 13.
Comment 14
Several commenters supported simplification of the dealer reporting
requirements for the IBQ Program. A pelagic longline association stated
that removal of the bluefin dead discard reporting and personal
identification number (PIN) requirements would lead to more timely
reporting and better data. One commenter expressed the opinion that the
passwords associated with the Catch Shares Online System were too
complex and had to be changed too often.
Response
NMFS agrees that the removal of the bluefin dead discard reporting
and PIN requirements will streamline the dealer reporting requirements.
NMFS did not propose or analyze any changes to the password
requirements associated with the Catch Shares Online System. Passwords
are required elements of computer systems to maintain a high level of
data integrity and security.
`E' Alternatives: Adjustments to Other Aspects of the IBQ Program
Comment 15
NMFS received comments in support of the preferred alternative that
would require vessels to mail in their EM hard drives after every two
trips instead of after each trip, because it would reduce the burdens
associated with the requirement to mail hard drives. NMFS received a
comment stating that NMFS should implement flexibility in the EM
regulations regarding the method of transferring data to the Agency, in
order to allow the EM Program to evolve with changing technology
without needing further rulemaking.
Response
NMFS agrees that this requirement to reduce the frequency of
mailing hard drives to the third-party contractor would reduce the
amount of time and costs required of vessel operators as associated
with the EM Program. NMFS continually seeks to make its regulations
more efficient and flexible, consistent with statutory requirements.
Comment 16
NMFS received comments that regulations for installation of EM
cameras should not be expanded due to safety concerns with the
installation of booms. Some commenters expressed support or conditional
support for mounting one of the video cameras on a boom or telescoping
device to obtain a better view of bycatch events as gear is removed
from the water. Some commenters said that deployment of booms could be
done in a manner that addresses safety concerns, provided NMFS works
closely with the individual vessel owners/operators to minimize the
chances of the boom interfering with any of the vessel operations. Two
commenters supported revising EM regulations to improve vessel-level
accountability by making the EM Program more robust.
Response
In 2015, the final rule for Amendment 7 authorized NMFS to
``require vessel owners to make minor modifications to vessel equipment
to facilitate installation and operation of the EM system,'' including
``a mounting structure(s) for installation of the camera(s)'' (Sec.
635.9(b)(2)). This final rule clarifies that NMFS may require vessel
owners to install permanent or semi-permanent hardware (e.g., booms),
if necessary, in order to mount and install video cameras at locations
on vessels to obtain optimal views of fish and improve the accuracy of
the resulting data. Not all vessels may need additional hardware. If
needed, NMFS would coordinate closely with vessel operators to address
any vessel operation or safety concerns, taking into consideration the
unique layout and
[[Page 59977]]
operation of each vessel. A description of the boom configuration would
be included in each vessel's Vessel Monitoring Plan, which is a
customized description of the specifics of the EM components on each
vessel. In addition to the safety aspect of installation, the vessel
owner would have substantial input regarding the type and amount of
materials used, because they would be paying for the installation. In
Draft Amendment 13, NMFS stated that it would pay the costs of boom
installation as funds are available. At this time, appropriated funds
are not available, thus, if additional hardware is needed, vessel
owners would be required to cover the costs of the hardware and
installation. The video camera position will need to provide an optimal
view of the area of the water surface and seaward of the rail, down to
the water surface, where the gear and fish are hauled out of the water,
while minimizing potential safety hazards and interference with vessel
operations. The process of boom installation will include discussion
with vessel owners/operators and looking at current or historical video
footage of the views provided by the video camera. NMFS agrees that
improvement of the elements of the EM Program may contribute to the
continued success of the IBQ Program and vessel-level accountability.
Comment 17
NMFS received comments that additional fish handling protocols for
EM should not be specified and that a measuring grid on the deck of the
vessel is not needed. Some commenters were concerned that a measuring
mat would be hazardous or difficult to secure, or that a painted grid
would be impractical because decks are routinely resurfaced. Two
commenters, including the EPA, supported the proposed expansion of EM
requirements to improve vessel-level accountability. Two commenters
supported the preferred alternative provided the grids accommodate
individual vessel configurations and maintain safety.
Response
NMFS believes that additional fish handling protocols that
incorporate a measuring grid are necessary in order to improve the data
quality. The vessel crew will be required to place retained fish on a
mat with grid lines or a grid painted on the deck in view of the
processing camera, so the video recording includes images of the fish.
The use of a standardized grid will enable the video analyst to have a
size reference to aid in the estimation of fish size and determination
of fish species. For example, the total length of a fish and the
relative size of the pectoral fin are some of the characteristics used
in species identification. With the use of a reference grid, size
estimation would be less affected by camera placement and angle, and
the estimation of size and species identification may be improved.
Further, a standardized reference grid may facilitate the development
and use of computer algorithms and automation of video analysis. NMFS
or a NMFS-approved contractor will work with vessel owners/operators to
specify a measuring grid that, to the extent practicable, accommodates
the unique layout and operations of each fishing vessel. A description
of the measuring grid will be included in each vessel's VMP, which is a
customized description of the specifics of the EM components on each
vessel. The vessel owner will have six months after the VMP is approved
to install the measure grid specified in the VMP. NMFS changed its
approach from Draft Amendment 13/DEIS, which stated that NMFS would pay
the costs of grid installation as funds are available. At this time,
appropriated funds are not available and NMFS is now requiring vessel
owners to cover the cost of grid installation.
Comment 18
NMFS received a comment about the reasons for the proposed changes
to the EM Program, and questioning whether the Program has been
successful in corroborating the set-based self-reporting of bluefin
catch.
Response
Under the EM Program, NMFS has been successful in corroborating
set-based self-reported bluefin catch. NMFS released the Three-Year
Review of the IBQ Program in 2019, which provides detailed information
on the EM Program. VMS and EM data from 2015 through 2018 indicated
that a high percentage of sets with bluefin catch reported via VMS that
were audited by review of EM footage were confirmed. Likewise, a high
percentage of sets that did not report bluefin catch via VMS did not
show bluefin catch in audited EM footage. (Table 6.35 in Three-Year
Review of the IBQ Program). Unpublished data from 2019 show a similarly
high level of agreement between VMS reports and EM footage. Thus, there
is high confidence in EM data on the number of retained fish when
compared to VMS data; however, the EM data have relatively high
variability in size estimation compared to self-reported data. In
addition, the EM data on bluefin discards are less likely to match the
VMS data due to discard events that occur outside the camera's field of
view. Thus, NMFS is implementing regulations to improve data quality,
as explained in response to comments 16 and 17.
Comment 19
NMFS received a comment questioning whether the proposed cost
recovery program is consistent with other cost recovery programs
administered by NMFS. Another commenter did not support implementation
of a cost recovery program, because of the numerous reporting and
monitoring costs that the pelagic longline fishery already incurs, and
stated that Congress, in the Magnuson-Stevens Act, did not envision
cost recovery for an incidental species.
Response
NMFS developed the IBQ cost recovery program in consultation with
NMFS staff from other regions with cost recovery programs for limited
access privilege programs (LAPP). Differences among cost recovery
programs reflect the unique aspects of each fishery managed under a
LAPP, consistent with relevant Magnuson-Stevens Act provisions (16
U.S.C. 1853a(e) and 1854(d)(2)). Recognizing that the IBQ Program is
unique because bluefin is an incidental catch and not a targeted
species, NMFS believes cost recovery for this program is consistent
with the aforementioned provisions. As with other cost recovery
programs, in the IBQ program, a fee would not exceed three percent of
the ex-vessel value of fish harvested under the LAPP (bluefin). See id.
Sec. 1854(d)(2)(B). Because bluefin is an incidental species in the
pelagic longline fishery, and the IBQ Program provides incentives to
reduce interactions with bluefin, landings of bluefin are likely to
remain low relative to targeted species. Given the relatively small
total ex-vessel value of bluefin incidentally caught and landed by
pelagic longline vessels, and the substantial incremental costs to NMFS
associated with the IBQ Program, NMFS anticipates that the likely cost
recovery fee would be three percent of the ex-vessel value of bluefin
sold (or less). As such, three percent of the ex-vessel value of
bluefin will likely be a small amount of recoverable costs compared to
other cost recovery programs. Therefore, this final rule implements a
flexible cost recovery program, under which NMFS would make an annual
determination whether a cost recovery fee paid by permit holders
participating in the IBQ Program is warranted. If the total fees that
could be collected are similar to or less than the administrative
[[Page 59978]]
costs of the cost recovery program, no cost recovery fee would be
collected.
`F' Alternatives: Purse Seine Category and Quota Allocation Process
Comment 20
Several commenters supported the preferred alternative to change
the method of allocating bluefin quota among the quota categories to
simplify the process. Two of the commenters stated that the proposed
measure would not result in any net gains for the fishery and one
commenter noted it was procedural in nature.
Response
NMFS agrees that the preferred alternative to change the
mathematical method used in the annual quota allocation process to
achieve a similar result through a simpler means is procedural in
nature and would not meaningfully impact the net amount of bluefin
quota allocated to the quota categories. Instead of a two-step process
of subtracting the 68 mt from the U.S. baseline quota and then applying
the category allocation percentages, there will be a one-step process
applying slightly revised category allocation percentages.
Comment 21
NMFS received many comments in support of the preferred alternative
to discontinue the Purse Seine category and reallocate the bluefin
quota upon implementation of Amendment 13. Commenters were in agreement
with the underlying logic that the purse seine fishery has not been
active for many years and that bluefin quota is needed by the other
bluefin quota categories that are actively fishing. Furthermore,
commenters thought that Purse Seine category participants who are not
fishing should not be able to continue to profit by leasing bluefin
quota to Atlantic Tunas Longline permit holders.
Response
NMFS agrees that the discontinuation of the Purse Seine category is
warranted. The Purse Seine category has been allocated 18.6 percent of
the U.S. baseline bluefin quota. Discontinuation of the Purse Seine
category and reallocation of its quota will provide additional quota to
active fishing categories that are, at times, quota-limited, and
increase the likelihood that more of the U.S. quota will be utilized.
Bluefin quota allocated to the Purse Seine category has not been used
in many years to harvest bluefin using purse seine gear, and a
meaningful amount of that quota has not been leased to pelagic longline
vessels. See response to comment 24 for further details. Quota that is
allocated to Purse Seine category participants and then not used is a
source of concern to participants of both the directed and incidental
bluefin fisheries, who, as a result, may forego potential fishing
opportunities. Reallocation of the Purse Seine category quota will also
reduce various types of uncertainty that result from the inactive
status of the Purse Seine category (see comment 23).
Comment 22
NMFS received comments opposed to the preferred alternative,
because it does not reallocate Purse Seine category bluefin quota to
the Longline category and would affect IBQ leasing. Commenters noted
that pelagic longline vessels have depended on leasing currently
available Purse Seine category quota to account for bluefin catch under
the IBQ Program, and that Purse Seine category quota provides a safety
net in case of unexpected bluefin catch. A pelagic longline association
representative stressed the reliance of pelagic longline fishermen on
leasing Purse Seine category quota, and stated that the IBQ Program
would cease to function without that leasing opportunity. The
representative stated that, in recent years, the agency has
consistently reallocated 75 percent of the Purse Seine category quota
to other categories, leaving 25 percent (4.4 percent of the U.S.
baseline quota) available for leasing. Given that, 25 percent of the
Purse Seine category quota should be reallocated to the Longline
category. The State of Maryland's Department of Natural Resources
supported including the Longline category in the reallocation due to
their reliance on such quota for leasing. Another commenter stated that
the increased IBQ allocation to many active pelagic longline vessels
under the preferred IBQ share alternative would not make up for the
loss of quota currently available from the Purse Seine category. Other
commenters did not think that excluding the Longline category from the
proposed reallocation was fair and equitable. One commenter said that
an adequate amount of bluefin quota for pelagic longline vessels was
very important due to a decrease in the bluefin market and revenue and
the relative increase in the cost of leasing bluefin quota.
Response
NMFS agrees that pelagic longline vessels have depended on bluefin
quota that they lease from Purse Seine category participants to fish
under the restrictions of the IBQ Program. IBQ Program participants
require adequate IBQ allocation in order to meet the accounting
requirements, participate in the leasing market, and mitigate risk.
Adequate IBQ allocation is important to achieve a balance between
incentives to reduce bluefin interactions and the ability to fish for
target species to maintain profitability and supply the seafood market.
In the reallocation method described in the proposed rule, NMFS did not
reallocate bluefin quota from the Purse Seine category to the Longline
category. After considering public comment, NMFS re-analyzed data
regarding the leasing program and concluded that the Longline category
should receive reallocated Purse Seine category quota in order to
increase the likelihood of maintaining a successful IBQ allocation
leasing market in the future, including new entrants. As described in
the Final Amendment 13/FEIS, pelagic longline vessels have been
increasingly reliant on both the available Purse Seine category quota
and inactive pelagic longline vessels as sources for bluefin quota
leases. Because the incidental Trap category has a de minimis amount of
quota and rare bluefin landings, NMFS is including the category in the
reallocation too, to simplify the overall reallocation. Therefore, this
final rule implements bluefin quota percentages that incorporate
reallocation of the Purse Seine category quota to all of the other
bluefin quota categories, including the Longline and Trap categories,
in proportion to their baseline allocation percentages.
Reallocation of the Purse Seine category quota facilitates directed
fishing by the Longline category while accounting for incidental
bluefin catch and facilitates the ability for active HMS directed
permit categories to catch their full bluefin allocations. Based on the
current U.S. baseline quota, the Longline category will receive more
quota (34.9 mt) under this final rule than the average amount of Purse
Seine leases from 2016 through 2019 (23.9 mt). Given recent lease
amounts, NMFS does not believe that reallocation of 25 percent of the
Purse Seine category quota (54.88 mt) to the Longline category is
needed in order to promote the effective functioning of the IBQ
program. Moreover, leasing was not the reason Amendment 7 adopted the
annual quota allocation mechanism that guaranteed that a minimum of 25
percent of the Purse Seine category quota would be available to the
five historical participants. See response to comment 24 for more on
the mechanism. Under Amendment 7 rules,
[[Page 59979]]
annual allocations to the Purse Seine category are not based on IBQ
leasing, but on the previous year's bluefin catch by each individual
purse seine vessel, as the intent of the mechanism is to encourage
purse seine vessels to catch rather than lease quota. See Final
Amendment 7 to the 2006 Consolidated HMS FMP at pp. 23-24 (explaining
preferred Alternative A3a: Annual Reallocation of Bluefin Quota from
Purse Seine Category).
Comment 23
NMFS received comments that supported maintaining the current
status of the Purse Seine category and the associated quota rules under
which, in recent years, 75 percent of the Purse Seine category quota
has been reallocated annually to the Reserve category, and subsequently
reallocated to the directed bluefin fishing quota categories. The
commenters' view was that the current system of annual redistribution,
which relies on the inactive status of the purse seine fishery, works
well to meet the needs of the directed bluefin fisheries.
Response
NMFS agrees that there have been benefits for the directed
categories due to the lack of purse seine vessels fishing activity and
the annual Purse Seine category quota allocation mechanism under the
Amendment 7 regulations. Notwithstanding these benefits, there has also
been uncertainty each year about the amount of quota that will be in
the Reserve category, the amount of quota that NMFS may transfer
inseason from the Reserve category to other quota categories, and the
timing of such potential transfers. These sources of uncertainty make
it difficult for vessel owners to plan their fishing season and may
create market uncertainty. Lastly, there is an administrative burden
for NMFS associated with conducting inseason transfers. Reallocation of
bluefin quota from the Purse Seine category would result in increases
in the relative sizes of all of the remaining quota categories, larger
baseline quotas, reduced uncertainties, and efficiencies in the
management process by reducing the number of inseason actions.
Comment 24
NMFS received comments from a business that currently owns vessels
that previously fished in the purse seine fishery that they do not
support discontinuation of the Purse Seine category because the revenue
from leasing bluefin quota contributes to the financial well-being of
their company. They consider the business entities that lease Purse
Seine category quota to pelagic longline vessels to be `active', and
stated that the proposed measures would render their vessels and
permits worthless. One commenter felt that the purse seine fishery
should be able to become active again if it wishes, because the purse
seine fishery is currently inactive due to high regulatory burdens.
Response
The business that submitted the comments summarized above is not
one of the five historical participants in the Purse Seine category.
Since 1982, the Purse Seine category has been managed with non-
transferrable limited entry permits, and limited to five participants
who historically were financially dependent on the fishery. None of
those participants uses purse seine gear any longer, nor have they
recently. Although they continue to receive quota and may lease it, the
current framework has inhibited maintaining and achieving, on a
continuing basis, optimum yield in the fishery as a whole. Since
Amendment 7 was implemented in 2015, 75 percent of Purse Seine category
quota annually continues to not be used for bluefin fishing by purse
seine vessels or not be available for leasing under the IBQ Program,
and large amounts of quota are ultimately transferred to the Reserve
category through an annual process. As a result, there is uncertainty
each year about the timing and amount of quota to be transferred
between the Purse Seine and Reserve and other categories,
administrative burden on NMFS to administer the process, and
uncertainty about the amount and price of bluefin quota that might be
leased by Purse Seine category participants.
Limited entry was initiated due to the large harvesting capacity of
purse seine gear and its ability to exceed U.S. quotas in very short
periods of time. Limited entry was implemented with the intent of
ensuring that only those persons who had depended on this fishery for
all or part of their livelihood were allowed access and this approach
was practical given the small pool of ownership in this sector of the
fishery. Under this limited entry system, the use of purse seine gear
was authorized, and equal baseline quotas of bluefin were assigned to
five individual vessel owners. This enabled owners to replace older
vessels they owned with newer ones. Thus, NMFS limited the Purse Seine
category to only the five participants who historically were
financially dependent on the fishery and their five purse seine
vessels. Although new entrants are prohibited, an owner of a vessel
with an Atlantic Tunas permit in the Purse Seine category may transfer
the permit to another purse seine vessel that he or she owns per 50 CFR
635.4(d)(5).
NMFS does not consider the Purse Seine category to be currently
active, even though some of the historical permit holders have been
leasing bluefin quota to pelagic longline vessels as allowed under the
Amendment 7 regulations. Promoting commercial and recreational fishing
under sound conservation and management principles and achieving, on a
continuing basis, optimum yield from a fishery are key purposes of the
Magnuson-Stevens Act. From 2005 through 2012, there was no purse seine
fishing activity. From 2013 through 2015, only one Purse Seine category
participant fished, making only a few sets, and accounting for only a
small percentage of total annual bluefin landings each year (six, five,
and four percent in 2013, 2014, and 2015, respectively). Recognizing
that there had been low (to no) fishing and consistent underutilization
of the Purse Seine category quota, Amendment 7 established the annual
allocation mechanism to, among other things, optimize the ability for
all permit categories to harvest their full bluefin quota allocations.
Under this mechanism, based on their prior year's catch, each of the
five historical participants would receive a minimum of 25 percent of
\1/5\th of the Purse Seine category quota, even if they did not fish,
and up to 100 percent. The goal was to assure some level of fishing
opportunity and create incentives for purse seine vessels to remain
active in the fishery. See Final Amendment 7 to the 2006 Consolidated
HMS FMP at pp. 23-24. Since 2015, there has been no purse seine fishing
activity. The historical participants sold the vessels that they used
to fish for bluefin to new owners that are not historical participants.
Currently, there is no entity that fishes for bluefin with purse seine
gear. Vessels sold by the historical permit holders have been or may be
earning revenue in fisheries for species other than bluefin, and NMFS
did not receive public comment that indicates otherwise or that
provides specific information related to impacts on permit values. With
regard to leasing, it is unclear whether the commenter has in fact been
leasing Purse Seine quota, and if so, how. The commenter is not one of
the five historical participants and accounts used for leasing are
issued to the historical participants. In any event, NMFS did analyze
the effect of the amendment on harvesting privileges by estimating
potential revenue loss
[[Page 59980]]
from leasing bluefin quota and from potential future fishing/landings,
and did not receive any public comments or new information since Draft
Amendment 13/DEIS that is relevant to, or warrants a change in, these
estimates. Even assuming the historical participants no longer obtain
the financial benefits of leasing their quota, they have no property
interest or other right to an ongoing income stream from those permits.
Purse seine permits may not be assigned and are not transferable
outside of the historical Purse Seine category participants, and like
any limited access privilege may be modified, suspended or revoked. In
this instance, NMFS has concluded that, in view of the long-term
absence of active fishing, the elimination of the Purse Seine category
will best contribute to achieving optimum yield and ensuring the
greatest overall benefit to the nation.
Comment 25
NMFS received comments suggesting changes to the proposed
distribution of reallocated Purse Seine category quota, including that
no quota should be reallocated to the Angling category, additional
quota going to the General category should be allocated to particular
subquota periods, and more quota should be reallocated to the Harpoon
category. One commenter was concerned about the potential ecological
impacts of reallocation of Purse Seine category quota to the Angling
category, due to the impression that it would represent a shift in the
size range of fish caught, from large bluefin to smaller bluefin.
Response
Quota categories are tightly associated with authorized gears and
permit types. This structure based on gear and permit type remains a
valid way to align quota distribution among diverse fisheries.
Modifications to the relative size of the allocations (i.e., the
percentages for each quota category) in order to further optimize the
use of the bluefin resource should address specific concerns or trends
in the fishery. There is no new scientific information or fishery
trends that warranted fundamental reconsideration of the entire
allocation structure beyond the alternatives examined in this
Amendment. This Amendment 13 final rule includes modifications to the
relative size of the category allocations (i.e., the percentages for
each quota category) in order to streamline the allocation system, and
further optimize the use of the bluefin resource through elimination of
the Purse Seine category with redistribution to other categories. The
fundamental sizes of the different quota categories in relation to each
other was neither analyzed, nor changed. The scope and rationale for
the allocation changes implemented by this final rule are consistent
with NMFS Procedural Directive 01-119-01 ``Criteria for Initiating
Fisheries Allocation Reviews'', and the 2006 Consolidated HMS FMP.
Additionally, NMFS implemented Amendment 12 to the 2006 Consolidated
HMS FMP (86 FR 46836, August 20, 2021), an amendment that, among other
things, addresses the 2016 revised National Standard guidelines and the
2017 Fisheries Allocation Review Policy Directive 01-119. Amendment 12
established triggers for the review of allocations for quota-managed
HMS species, and these factors were appropriately considered within the
examined alternatives. NMFS decided there was no need in Amendment 13
to consider fundamental changes to the baseline quota percentages (see
Section 2.10.6), thus reallocating Purse Seine category quota in
proportion to those percentages also seems reasonable.
Although the suggestions that the additional quota being
reallocated from the Purse Seine category to the General category
should be allocated to particular subquota periods was not within the
scope of the action, the justifications cited by commenters for
favoring one subquota period or another provided useful information for
NMFS' consideration of modifications to the General category subquota
periods. Comments pertaining to the General category subquota periods
or methods of allocating quota among the General category subquota
periods are addressed in Comments 26 and 27. Regarding the potential
ecological impacts of reallocation of quota from the Purse Seine
category to the Angling category, NMFS has determined that the
ecological impacts will be neutral. Although NMFS understands the
commenter's concern, which is based on the premise that the harvest of
bluefin of different size classes may have different ecological impact,
the increase in the size of the Angling category quota is relatively
small (from 19.7 to 22.6 percent of the bluefin quota).
`G' Alternatives: Modifications to General Category Subquota Periods
and/or Allocations
Comment 26
NMFS received comments that opposed, or asked what the
justification was for the preferred No Action alternative to maintain
the current structure of the General category fishery time periods and
associated subquotas. One commenter stated that current management of
the General category favors participants early in the season versus the
fall participants over the last several years. They further elaborated
that the current fishery has evolved into a part-time fishery with many
less experienced recent entrants to the fishery, and noted specific
concerns such as poor quality fish landed. They suggested various
requirements including: that General category vessels be required to
show tax proof of their commercial status and abide by the relevant
safety regulations; and that HMS Charter/Headboat vessels fishing under
the General category quota verify that they take charter trips.
Response
NMFS agrees that the General category fishery has changed over
time. Handgear fisheries that target bluefin have consistently been
very active, and the number of permit holders remains high. Increases
in landings from the handgear fisheries that began prior to 2015 have
continued. With such increases, there has been renewed public interest
in the optimal and fair and equitable allocation of bluefin quota among
seasons and geographic areas. These occurrences are the reason NMFS
considered changes to the General category fishery in this amendment.
Notwithstanding these changes to the fishery, based on the analyses in
Draft Amendment 13/DEIS and the Final Amendment 13/FEIS (see Section
4.7.4), NMFS determined that the current structure of the fishery
provides equitable fishing opportunities, as explained further in the
response to Comment 27, is not modifying the General category
regulations in the final rule. The open access permit categories that
allow the use of handgear to target bluefin commercially are intended
to provide opportunities for a variety of participants. NMFS
acknowledges that among those participants there is likely to be a
range in levels of experience and dependence upon the income derived
from the fishery. There are licensing and safety regulations in place
currently for the HMS Charter/Headboat and General category permitted
vessels fishing commercially that do not apply to recreational vessels
issued an HMS Angling permit.
Comment 27
NMFS received comments expressing concern with one or more of the
alternatives analyzed but not preferred. A commenter stated that the
alternative that would allocate the General category quota equally
among 12 monthly
[[Page 59981]]
subquota periods would benefit southern participants, but adversely
affect finances and participation of northern participants. Commenters
who are participants in the January through March fishery expressed
interest in a larger January through March subquota to have more
opportunity earlier in the season. A commenter did not support
providing additional quota to the January through March subquota period
because it would mean taking away quota from the June through and
August subquota period, during the time when there is the highest level
of participation by fishermen north of Cape Cod. Similarly a commenter
was concerned that the alternative that would extend the January
through March subquota period through the end of April would represent
a shift in catch and opportunity from north to south, and believed that
it would result in negative economic consequences later in the year. A
commenter was concerned about the alternative that would increase the
September and October through November subquotas, with a corresponding
decrease in the June through August subquota. They stated that the
quota for the June through August subquota period has been exceeded in
recent years and the fishery has been closed prior to August 31. They
explained that the greatest fishing effort in terms of man-hours is
during the June through August period, and that reducing the quota
during this time period would represent a significant adverse impact on
fishing opportunity. One commenter suggested that NMFS should
prioritize August General category fishing by creating a separate
August subquota in order to maximize fishing opportunity and number of
participants. The commenter stated that during August the greatest
amount of bluefin availability coincides with the greatest amount of
fishing effort. Other commenters who are participants in the October
through November period or December period fisheries expressed concerns
regarding the uncertainty of whether General category quota would
remain for the times when commercial-sized bluefin are available in
their areas. Some commenters preferred to see more opportunities
available when market prices are generally higher, such as in the fall
months. Several commenters noted that fall bluefin are the most
valuable due to higher fat content and that providing more quota to
June through August would increase landings of lower quality and lower
value fish. Several commenters stated that commercial fishermen on Cape
Cod and the islands of Martha's Vineyard and Nantucket depend on
quality fish in the late fall. Allocating the additional quota for the
fall would ensure that bluefin quota would last into the fall. Several
commenters were concerned that, in recent years, some of the subquotas
have been reached and the General category has been closed while
fishing opportunities (i.e., fish availability) remained and meanwhile
other subquotas are not reached. One commenter stated that NMFS should
create a separate November subquota period.
Response
NMFS acknowledges that there are varied views on how the General
category could be modified. As noted by commenters, there are potential
trade-offs associated with each of the alternatives analyzed, including
the preferred alternative, depending upon the time of year or location
being considered. The bluefin fishery is highly dynamic because bluefin
are highly mobile, with a distribution that changes seasonally and
annually. Fishing permits are open access, thus permit holders may fish
in any geographic location they choose. Price fluctuations do not show
a strong pattern during the year, despite perceptions that prices are
higher in the fall. However, there are also predictable patterns in
bluefin distribution that are reflected in the current structure of the
General category subquota time periods. The larger quota associated
with some subquota periods reflects the general seasonality, historical
availability, and relative sizes of the historical seasonal fisheries
for bluefin. NMFS analyzed various quantitative metrics in Draft
Amendment 13/DEIS and the Final Amendment 13/FEIS to enable
standardized comparisons among the different subquota periods and
alternatives (e.g., Tables 4.32 through 4.40). Standardized metrics are
used to compare among quota periods because the quota periods are
allocated different amounts of bluefin, and are of different duration.
After considering information from recent years, NMFS believes that the
subquotas continue to be appropriate, given fish availability, fishing
effort, and bluefin landings during the different subquota time
periods, and thus provide fair and equitable fishing opportunities. It
is important to note that the subquotas work in concert with several
regulatory mechanisms that provide flexibility in how the amount of
quota is divided among the subquota periods. NMFS may transfer unused
quota from one subquota period to a subsequent subquota period in the
year such that the quota allocated to subquota periods may increase.
Unused quota may, if remaining unused as the year progresses, all be
transferred into the December subquota period. NMFS may allocate quota
from the December subquota period to the January through March subquota
period, may allocate additional quota from the Reserve category, or may
utilize changes in retention limits to modify the rate of catch to
facilitate the attainment of subquotas and the annual quota.
In 2021, NMFS resumed the use of restricted-fishing days to further
facilitate the attainment of subquotas, and a schedule of restricted-
fishing days was finalized for 2022 (87 FR 33056, June 1, 2022). The
data from recent years suggest that the flexibility in the quota system
provided by these regulatory mechanisms is working. Landings (as a
percentage of quota) have been increasing in recent years. Subquota
periods that have lower percentage allocations have not necessarily
been limited by them. For example, during 2018 and 2019, landings
during the January through March subquota period were 8 percent and 13
percent (respectively) of the total General category bluefin landings,
despite that period having an initial allocation of 5.3 percent of the
General category quota. Similarly, during 2018 and 2019, landings
during the October through November subquota period were 18 percent and
22 percent of the total General category bluefin landings, despite that
period having an initial allocation of 13 percent (Figure 3.3).
Although the amount of bluefin quota in the Reserve category will be
reduced under Amendment 13 as a result of the removal of the Purse
Seine category, and the associated flexibility to transfer quota from
the Reserve to the General category will be reduced, the General
category will be allocated a larger portion of the U.S. bluefin quota.
NMFS will continue to monitor the General category carefully and make
inseason adjustments per its regulations to facilitate a well-managed
fishery that, among other things, provides equitable fishing
opportunities.
`H' Alternatives: Modifications to the Angling Category Trophy Fishery
Comment 28
NMFS received comments in support of the proposed measure to modify
the current Angling category Trophy North subquota area by dividing the
area into two zones (north and south of 42[deg] N lat., off Chatham,
MA) and modify the allocation percentages to provide opportunities for
anglers fishing off New
[[Page 59982]]
England and make the trophy fishery more equitable. One commenter noted
that the Angling category boosts local economies through angler
expenditures on boat fuel and fishing tackle. Two commenters were
concerned that in order to create the new trophy suballocation for the
Gulf of Maine trophy area, NMFS would increase the Trophy bluefin
allocation through an equivalent reduction of the subquota for large
school/small medium bluefin subquota (bluefin that measure from 47
inches to less than 73 inches curved fork length (CFL)). They noted
that the large school/small medium size class is an important component
of the fishery. There were suggestions that NMFS increase the quota
allocation to the Angling category and to the trophy subquotas,
particularly for New England and for the New York Bight.
Response
NMFS agrees that dividing the current Trophy North subquota area
into two zones and providing allocation to the new area (Gulf of Maine)
will make the fishery more equitable by providing a modest amount of
trophy quota to anglers north of 42[deg] N lat. NMFS agrees that the
recreational HMS fishery is an important contributor to the economy.
Through this final rule NMFS will increase the portion of the Angling
category quota allocated for trophy bluefin from 2.3 percent to 3.1
percent to provide quota to the new area. The source of that additional
quota will be from the large school/small medium size range. Because
the amount of school bluefin (27''-<47'') that can be caught each year
is limited in the codified regulations, and in compliance with ICCAT's
binding western Atlantic bluefin recommendation, to no more than 10
percent of the annual U.S. bluefin quota, any increase to the trophy
subquota (73'' or greater) will need to be balanced with an equivalent
reduction of the subquota for large school/small medium bluefin
subquota (47''-<73''). NMFS disagrees that the reduction in the
relative amount of large school/small medium fish allocated will be
problematic. There will be only a minor decrease in the amount of
allocation for large school/small medium bluefin; the subquota will
represent approximately 52 percent of the Angling category quota. In
recent years, Angling category landings overall have averaged less than
the Angling category quota, and in many years, landings of large
school/small medium bluefin have averaged less than the available quota
for those size classes. NMFS disagrees that more quota should be
allocated to the Angling category. In determining the scope of
alternatives analyzed in Amendment 13, NMFS decided not to consider
making fundamental changes to the structure of the bluefin quota
category allocations, as explained in response to Comment 25. The
change to the structure of the Angling category trophy fishery is a
relatively minor aspect of the recreational bluefin fishery. The
primary intent of the recreational trophy allocation is to reduce
discards of trophy bluefin, and not to support a directed fishery.
Comment 29
NMFS received several suggestions regarding the current geographic
areas associated with the trophy fishery. There were suggestions to
move the current Trophy North/South line from its current location in
southern New Jersey (off Great Egg Inlet) southward to Ocean City,
Maryland, to create more opportunity for Maryland anglers, and to
consider alternating the location of the line every other year. The
Maryland Department of Natural Resources elaborated that they did not
support any of the `H' alternatives because they would continue to be
inequitable to those fishing out of Ocean City, Maryland. They stated
that Maryland is within the Trophy South area, but does not have access
to the fish because the quota is caught (in areas to the south of
Maryland) before the fish are accessible to Maryland. For this reason
they felt the alternatives were not fair to anglers off of Maryland,
Delaware, or southern New Jersey and, therefore, suggested moving the
southern boundary of the Trophy North area southward to include Ocean
City, Maryland. Another commenter suggested creation of another trophy
geographic area and associated trophy subquota within the current
Trophy South area, because the subquota is often filled off North
Carolina and Virginia Beach, Virginia.
Response
NMFS disagrees that Amendment 13 should modify the southern
boundary of the Trophy North area or create a new southern trophy area.
In the past, the southern boundary of the Trophy North area was further
to the south, and fishermen requested that NMFS move the line to the
north. Specifically, NMFS implemented the boundary change from off
Ocean City, Maryland to off Great Egg Inlet, New Jersey in a 2001 final
rule, based on public comments, to reduce confusion regarding fishing
areas and catch limits and to reduce the likelihood of vessels being
excluded from participating in the trophy bluefin fishery (66 FR 42801,
August 15, 2001). Given the highly dynamic nature of the fishery, there
may be times during which a particular geographic area has less
opportunity for trophy bluefin landings than during other times. Permit
holders may fish for bluefin in any geographic location they choose, as
long as they are fishing in an area that is open.
I Alternatives--Modifications to Other Handgear Fishery Regulations
Comment 30:
Two commenters supported the alternative that would allow the use
of harpoon gear by vessels issued an HMS Charter/Headboat permit, in
order to provide flexibility and fishing opportunity. To address safety
concerns, commenters suggested allowing only the vessel captain and
crew--and not passengers--to use harpoon gear. Alternatively, the use
of harpoon gear could be allowed on non-for-hire commercial trips only.
Several commenters did not support prohibiting vessels with General
category permits from using harpoon gear because landings in that
permit category by harpoon gear were relatively low and therefore not a
concern. Those commenters further noted that a prohibition on harpoon
gear use by vessels in the General category would force vessels to
obtain Harpoon category permits instead.
Response:
NMFS disagrees that vessels fishing for bluefin issued an HMS
Charter/Headboat permit should be allowed to fish with harpoon gear. In
the 2008 rule on this subject, there were public concerns about safety
and the liability associated with allowing the use of harpoon gear on
``for-hire-trips'' (trips on which there are paying passengers aboard a
vessel issued a Charter/Headboat permit, fishing under recreational
rules). NMFS does not believe that safety and liability concerns would
be adequately addressed by limiting harpoon use to only the vessel
captain and crew because such a restriction would be difficult to
enforce, and charter clients are likely to include a variety of levels
of boating and fishing experience. NMFS also does not prefer allowing
harpoon use by Charter/Headboat permit holders on non-for-hire
commercial trips, as there is adequate opportunity for vessels fishing
commercially to utilize harpoon gear under the General or Harpoon
category permits. NMFS agrees that prohibiting General category permit
holders from using harpoon gear is not necessary. Currently, both the
General and Harpoon categories are authorized to
[[Page 59983]]
use the gear, and bluefin landings by vessels using harpoon gear
fishing in the General category comprise a relatively low percentage of
the General category landings.
Comment 31:
Several commenters did not support the proposed measure to
implement a retention limit for the Harpoon category. These commenters
stated that it is important for Harpoon category participants to
maintain the ability to land as many fish per day as they can and that
a retention limit would hamper their ability to take advantage of the
limited opportunities to catch bluefin during the window of time when
bluefin are available to harpoon gear on the water's surface. The
specific reasons the commenters did not support a retention limit
varied and included: reliance by some participants on the fishery to
make a living, the importance of being able to capitalize on good
weather days to their overall business success, climate change reducing
good weather fishing opportunities, and the need for the flexibility to
catch many bluefin on a particular trip because on some days they will
catch no fish. Some commenters stated that Harpoon category fishermen
have shown the willingness and ability to voluntarily control catch
based on market demand. One commenter said that the analysis should not
rely on data from 2019 due to atypical high landings that year.
Response:
NMFS agrees that some vessel owners rely on revenue from the
Harpoon category fishery as part of their annual income, and that the
opportunities to target bluefin using harpoon gear are limited by fish
availability and weather. However, NMFS disagrees that implementation
of a retention limit on the total number of bluefin retained by vessels
fishing in the Harpoon category will be problematic. A default trip
limit set at 10 fish will likely constrain only a small percentage of
trips, with the potential economic benefits of a longer season and/or
associated extension of fishing opportunities to a greater number of
Harpoon category participants. Furthermore, this measure will allow
NMFS the ability to adjust the retention limit via inseason action to
avoid closing the fishery. NMFS closed the 2019 Harpoon category
fishery effective August 8, 2019, when the adjusted quota of 91 mt was
met; Harpoon landings for 2019 totaled approximately 102 mt (84 FR
39208, August 9, 2019). The determination that the retention limit is
warranted does not rely solely on the presumption of high total
landings (such as during 2019). The retention limit will be a useful
management tool due to the dynamic and diverse nature of the fishery. A
retention limit of 10 bluefin may prevent a few vessels landing large
numbers of bluefin from having a disproportionate impact on the rate of
harvest of the limited quota, and reduce potential market issues
associated with high landings during a short period of time.
Comment 32:
Several commenters did not support the preferred No Action
alternative that will maintain the current Harpoon category start date
of June 1, but instead supported the alternative that would move the
start date earlier to May 1. They explained that bluefin, a cold water
species, are no longer available at the surface to the harpoon fishery
once surface waters warm during the summer. They state that in the
past, bluefin remained at the surface in September and October, but
recently are no longer on the surface by mid-August, and that given
warmer surface temperatures associated with climate change, the harpoon
category season needs an earlier start date. Commenters indicated that
bluefin migrate through southern New England in May and that a May 1
start date would allow opportunities for Harpoon category participants
while minimizing potential gear conflicts or market competition with
the General category. Some commenters supported the preferred No Action
alternative to maintain the current June 1 Harpoon category fishery
start date. They were concerned that an earlier opening date would
result in earlier closure. They also noted concerns about equitable
access to the fishery among different geographic regions (i.e., that an
earlier start date would benefit participants in Southern New England
to the detriment of northern participants, especially the traditional
participants in Maine). One commenter also expressed concern about
potential baiting activity behind fishing vessels using bottom trawls
or dredges and the effect on early season surface accumulations of
bluefin.
Response:
NMFS disagrees that the current start of the Harpoon fishery should
be moved from June 1 to May 1. Maintaining the current start date of
June 1 for the Harpoon category, which coincides with the start date
for the General category fishery, will facilitate enforcement and
business planning, and provide greater certainty to participants
regarding fishing opportunities and market conditions. Given the
dynamic nature, geographic range, and diverse participants of the
commercial handgear fishery for bluefin, maintaining the June 1 start
date is likely to result in equitable fishing opportunities.
Comment 33:
Two commenters supported extending the ability for permit holders
with an Atlantic Tunas permit in the General, Harpoon, or Trap
category, or Atlantic HMS permit in the Angling or Charter/Headboat
category, to change permit categories from within 45 days of purchase
to the end of the fishing year as long as the vessel has not landed a
bluefin.
Response:
NMFS agrees that allowing applicants to change permit types as long
as they had not landed a bluefin will give vessel owners more
opportunity to change their permit type, and provide flexibility to
account for mistakes made by permit applicants when choosing the permit
type. Because vessels are not allowed to land bluefin in two quota
categories within a fishing year, the restriction will still preclude
vessels from gaining any sort of an advantage over vessels fishing
under a single permit type within a fishing year.
General Comments on the IBQ Program and Pelagic Longline Fishery
Comment 34:
NMFS received general comments regarding the current status of the
pelagic longline fishery, as it relates to Amendment 13. The common
themes of such comments were that the fishery is struggling and that it
is very important to: maintain the viability of the fishery; fully
utilize the U.S. swordfish quota; maintain domestic food production to
decrease dependence on imports for national security; and have the
United States continue to serve as a strong example internationally of
a well-managed fishery. Commenters stated specifically that NMFS needs
to preserve the viability of the pelagic longline fishery by preserving
its flexibility and allocating an adequate amount of IBQ allocation in
order to account for sets with high bluefin catch and maintain
opportunity to fish for swordfish and other target species. Commenters
noted diverse challenges facing the industry including competition from
imports, closed areas, declining participation, challenges for new
entrants, the high cost of fishing gear, the cost of leasing IBQ
allocation, a deterioration of the bluefin market, and difficulty in
finding experienced,
[[Page 59984]]
quality crew. One commenter stated that the proposed measures do not
minimize the disadvantage to U.S. fishermen in relation to foreign
competitors and do not minimize adverse social and economic impacts to
the pelagic longline industry.
Response:
NMFS agrees that the pelagic longline fishery faces numerous and
serious challenges. The elements of Amendment 13 pertaining to the
pelagic longline fishery focus on modifications to the IBQ Program to
address some of the challenges. Amendment 13 will implement changes to
the IBQ Program that provide additional flexibility for the majority of
pelagic longline vessels, including dynamic determination of IBQ
shares, a more flexible means of regional designation of IBQ shares,
and a low-share threshold in the Gulf of Mexico; an increase in the
Longline category quota to 15.9 percent of the U.S. bluefin quota; and
relaxation of the requirement for mailing EM hard drives. Amendment 13
will also authorize the future development of a bluefin quota set-
aside, if needed, for the pelagic longline fishery. The selection of
the specific measures being implemented from among the alternatives
analyzed in the FEIS minimize the adverse social and economic impacts
to the pelagic longline industry. NMFS is open to future consideration
of regulatory changes that would address other issues in the fishery,
such as obtaining data from spatial management areas, and considering
modifications to such areas to optimize the balance of protection of
bycatch species and access to target species.
Comment 35:
NMFS received a comment from an environmental group that the
reduction in bluefin bycatch under the IBQ Program has been a
compelling success story, and that, since its implementation, the
pelagic longline fishery has not exceeded its bluefin quota. One
commenter stated that Amendment 13 would increase sustainability and
transparency, and one commenter expressed appreciation for NMFS'
efforts to improve the pelagic longline fishery regulations.
Response:
NMFS agrees that the IBQ Program has successfully reduced the
incidental catch of bluefin substantially compared to previous levels,
and agrees that Amendment 13 will further improve the IBQ Program.
General Comments on Amendment 13
Comment 36:
NMFS received comments that the comment period was open during a
busy fishing season and requesting that the comment period be extended
a second time to March 2022, and the date of implementation postponed,
so that the commenters would have time to read the Amendment 13
documents. They also stated that such extension of the comment period
would provide NMFS time to look into the issue of fishermen baiting and
harpooning bluefin behind fishing vessels using bottom trawls or
dredges. NMFS received comments that the Agency did not address
suggestions from some pelagic longline representatives regarding the
Amendment 13 scoping document. One commenter expressed concern that the
impacts of these management measures would force the species into
extinction, and that the quota for bluefin should be zero. The EPA
commented that they support efforts to reduce bluefin dead discards and
that preventing wasteful bycatch will become increasingly important as
various impacts of climate change on the ocean intensify impacts on
marine resources.
Response:
The original comment period on the proposed rule was from May 21,
2021 through July 20, 2021, and then extended through September 20,
2021 (86 FR 38262, July 20, 2021). The four-month duration of the
comment period provided reasonable opportunity for the public to
comment on the proposed management measures. Amendment 13 did not
analyze alternatives to address concerns about new fishing strategies
in the harpoon fishery, but could consider this topic for future
discussions at the HMS Advisory Panel. NMFS did not analyze all of the
suggestions for management measures that it received during the scoping
phase of the development of Amendment 13, but did consider input from
scoping and analyzed a reasonable range of alternatives. Measures
implemented by this final rule do not alter, and are consistent with,
the ICCAT-adopted western Atlantic bluefin quota and U.S. portion of
the quota and the best scientific information available. Currently, the
stock is not experiencing overfishing. NMFS agrees that bycatch
reduction will continue to be important in the context of future
climate change impacts on marine resources.
Management Options Considered but Not Further Analyzed
Comment 37:
NMFS received comments on management options that were considered
but not analyzed. There were multiple comments in support of annual
accountability for quota debt under the IBQ Program. Commenters stated
that the flexibility of annual accountability is needed to facilitate
leasing of IBQ allocation throughout the year, which is particularly
important if the Longline category does not receive any bluefin quota
from the Purse Seine category quota reallocation. Commenters also
stated that the current quarterly accountability is not needed because
there are adequate deterrents with the IBQ Program to prevent targeting
bluefin.
Response:
NMFS disagrees that annual accountability should have been an
alternative that was analyzed or preferred. Vessels have successfully
accounted for bluefin catch under the quarterly accountability rules.
Although annual accountability would provide substantial flexibility
for vessel owners, this method of accountability may result in higher
prices for IBQ allocation leases, a compressed market for IBQ
allocation at the end of the year, and reduced incentive to avoid
bluefin. The timing of quarterly accountability is likely to maintain
incentives for vessels to utilize fishing strategies that minimize the
likelihood of interactions with bluefin, and reduce the ability for
vessels to accrue large amounts of quota debt. For example, a vessel
that is not able to avoid bluefin catch and accrues quota debt would be
constrained on a quarterly basis. A vessel with quota debt at the
beginning of the quarter would not be able to lawfully fish with
pelagic longline gear until it leased sufficient IBQ allocation to
`pay' for the quota debt. This requirement provides strong incentives
to avoid catch of bluefin and could prevent the vessel from pelagic
longline fishing if the vessel owner is not able to find affordable IBQ
allocation to lease from another permit holder. In contrast, under
annual accountability, a vessel would be able to accrue quota debt
throughout the year, and therefore incentives to use a fishing strategy
that avoids bluefin are weaker. Quarterly accountability provides a
more appropriate balance between accountability and flexibility than
annual accountability would. While leasing from the Purse Seine
category will no longer be available, as explained in response to
comment 22, Amendment
[[Page 59985]]
13 addresses leasing concerns by reallocating a portion of the Purse
Seine category quota to the Longline category.
Changes From the Proposed Rule (86 FR 27686; May 21, 2021)
This section explains the changes in the regulatory text from the
proposed rule to the final rule. Changes were made in response to
public comment, refined analyses, or clarification of text for the
final rule. Therefore, where relevant, the description of measures
implemented by this final rule include any changes from the measures in
the proposed rule and Draft Amendment 13/DEIS. Where NMFS modified the
proposed measures or adopted a different alternative that was not
proposed, such alternatives fell within the scope of, or are a logical
outgrowth of, the alternatives in the proposed rule and DEIS. The
changes from the proposed rule include changes to the method of
determining quota shares in the IBQ Program; IBQ regional designation
rules; Purse Seine category reallocations; Harpoon category retention
limits; and changes to the electronic monitoring program impacts. The
changes from the proposed rule text in the final rule are described
below.
1. Section 635.9, paragraphs (c) and (e). Modification to the
standardized reference grid and VMP.
NMFS received a number of comments on Draft Amendment 13 and the
proposed rule regarding the measuring grid, including accommodating
individual vessel configurations and maintaining safety. See comment 17
under Responses to Comments. After reviewing these comments, NMFS
determined that it is important to provide time for a measuring grid to
be adapted for each vessel and for each vessel to install and begin
using that grid. The final rule thus provides that, over the next year,
NMFS or a NMFS-approved contractor will work with vessel owners/
operators to specify a measuring grid that, to the extent practicable,
accommodates the unique layout and operations of each fishing vessel. A
description of the measuring grid will be included in each vessel's
VMP, and a vessel owner will have six months after the VMP is approved
to install the grid specified in the VMP. See response to comment 17
for further explanation. Additionally, because appropriated funds are
not available, the final rule requires vessel owners to cover the cost
of grid installation, which is a change from the proposed rule.
2. Section 635.15, paragraphs (b), (c), and (e), Sec. 635.28,
paragraph (a), and Sec. 635.34, paragraph (b). Modification to the IBQ
share eligibility, distribution, and allocation methods.
The proposed rule determined IBQ shares based upon landings of
designated species (swordfish, and yellowfin, bigeye tuna, albacore,
and skipjack tunas) as the measure of fishing effort and four
percentile tiers (Sub-Alternative A2c). Public comments noted concerns
regarding the species included as designated species (see comment 2);
potential factors that may affect a vessel's fishing strategy, which
species are fished, and what is landed (see comment 3);
disproportionate impacts the tiers may have on IBQ shares (see comment
4); and different views on the best methods for determining IBQ shares
(see comment 3). After considering public comments, NMFS decided to
change the final rule to determine IBQ shares annually based on sets as
the measure of fishing effort and eliminate tiers, instead providing
each eligible vessel with a ``customized'' share. NMFS will only count
one set (a single deployment and retrieval of pelagic longline gear)
per day towards the determination of IBQ shares. See Pelagic Longline
Fishery: Annual IBQ Share Determination above for further details. This
provides a standardized, uniform method for determining IBQ shares for
a geographically diverse fleet with a range of vessel sizes and fishing
strategies. In addition, it addresses a concern raised about short sets
being deployed for the purpose of influencing IBQ share determinations,
and is simpler for NMFS to implement. See responses to comments 2-4 for
further explanation.
Pursuant to existing authority at Sec. 635.27(a), NMFS may
increase or decrease the baseline Longline quota through inseason or
annual adjustments. When doing so, NMFS would apply each IBQ
shareholder's share percentage to the amount of quota increase (subject
to the applicable GOM cap) or decrease, and will notify shareholders of
any resulting changes in their IBQ allocations.
After considering a concern raised about potential, future declines
in effort in the Gulf of Mexico resulting in a very low percentage of
GOM-designated shares in some years and severely limiting operation of
the fishery, NMFS conducted further analyses and decided to add a low
GOM designated share threshold (5 percent or less) to the final rule.
See comment 8 and response under Response to Comments for further
explanation. If the threshold is triggered, either GOM or ATL shares
and resultant allocations may be used to account for BFT caught in the
Gulf of Mexico and to satisfy the minimum IBQ requirement. Other
existing regional accounting rules would continue to apply, and there
would be a cap on BFT incidental catch in the Gulf of Mexico (weight of
bluefin associated with 35-percent or lower cap on GOM designated
shares). See Pelagic Longline Fishery: Regional Designations for IBQ
Shares and Resultant Allocations above for further details.
Lastly, based on public comment about new entrants (see comment 6),
NMFS adds to the framework provisions of the 2006 Consolidated HMS FMP
and associated regulations authority for a de minimis amount of bluefin
quota from the Longline category quota prior to calculating the annual
IBQ allocations. This lays the groundwork for potential, future
rulemaking, if needed. No set aside is being established at this time.
3. Section 635.19, paragraph (b). Correction and clarifications to
Atlantic tunas primary gears.
The proposed rule incorrectly listed bandit gear and green-stick
gear as primary gears for the Angling category for BAYS. The final rule
deletes those gear types. In addition, consistent with an existing
prohibition that refers to fishing for, catching, retaining, or
possessing bluefin tuna, the final rule adds ``catching'' or
``catches'' in several places where the other terms appear in paragraph
(b).
4. Section 635.23, paragraph (d). Modification regarding Atlantic
Tunas Harpoon category permit holders retention limits for bluefin.
The proposed rule maintains the current Harpoon category retention
limit (range) of large medium bluefin, but sets a combined daily
retention limit on the total number of large medium and giant bluefin
at 10 fish. These aspects are unchanged in the final rule. The final
rule adds inseason authority to adjust the combined daily retention
limit between 5 to 10 fish, in order to avoid closing the fishery. See
Harpoon category section and comment 31 and response, above, for
further details and explanation.
5. Section 635.27, paragraph (a) and subparagraph (a)(3).
Modification to the commercial and recreational quotas for bluefin.
The proposed rule would have reallocated Purse Seine category quota
proportionally to the directed bluefin quota categories (General,
Angling, Harpoon, and Reserve categories) (preferred Alternative F4).
The final rule adds Longline and Trap, and reallocates the Purse Seine
category quota to all categories by revising each category's percentage
proportionally. NMFS made this change in light of public comments
expressing concern about impacts on
[[Page 59986]]
the IBQ leasing market as a result of discontinuation of the Purse
Seine category, further analyses on the source of pelagic longline IBQ
leases, and the agency's conclusion that the Longline category should
be included in the reallocation to increase the likelihood of a
successful leasing market. See Purse Seine section and comment 22 and
response above for further details.
The final rule also amends Sec. 635.27(a)(3) to add: ``For
purposes of Sec. 635.28(a)(1), regional IBQ allocations under Sec.
635.15(c)(3) and the BFT catch cap for fishing in the Gulf of Mexico
(Sec. 635.15(c)(3)(iii)) are considered quotas.'' Section 635.28(a)(1)
provides for closure authority. Adding the BFT catch cap here ensures
that, if the low GOM designated shares threshold is triggered, NMFS can
take action if the catch cap is reached or projected to be reached.
Section 635.28(a)(1) already authorizes closure action for regional IBQ
allocations; deleting reference there to regional IBQ allocations and
adding the reference to Sec. 635.27(a)(3) merely simplifies the
regulatory text.
6. Section 635.28, paragraph (a). Modification to fishery closures.
Consistent with the edit to Sec. 635.27(a)(3) discussed above, the
final rule deletes reference to regional IBQ allocations here.
7. Section 635.34, paragraph (b). Adjustment of management
measures.
As explained above, NMFS has added to the framework provisions of
the 2006 Consolidated HMS FMP authority for a de minimis set aside of
bluefin quota from the Longline category. The final rule makes a
parallel edit to Sec. 635.34.
8. Section 635.71 and other sections throughout the rule. Technical
adjustments.
In addition to the primary changes described above, additional
technical changes were made throughout the rule to improve upon clarity
(e.g., change in punctuation, reordering phrases or sentences, adding
additional information or cross-references), correct capitalizations,
or correct cross-references for paragraphs that are changing. In
section 635.71, the final rule adds a prohibition corresponding to an
existing requirement at Sec. 635.23(f)(2), which requires vessels with
pelagic longline gear on board to retain all dead large medium or giant
bluefin. The final rule clarifies that both apply to retaining ``and
land[ing]'' bluefin, and instead of specifying a size for the fish,
uses ``large medium or giant'' BFT, which are defined terms under Sec.
635.2. Other changes in Sec. 635.71 correct cross-references based on
the changes in this final rule. A number of other technical changes can
be found throughout the rule and do not affect the intent of the final
rule. Rather, these changes are editorial in nature or clarifications
to existing regulatory text.
Classification
The NMFS Assistant Administrator has determined that this final
rule is consistent with the 2006 Consolidated HMS FMP and its
amendments, the Magnuson-Stevens Act, ATCA, and other applicable law.
As described above, NMFS prepared an FEIS for Amendment 13. The
Notice of Availability for the FEIS was published in the Federal
Register on May 13, 2022 (87 FR 29310). In approving Amendment 13, NMFS
issued a Record of Decision (ROD) identifying the selected
alternatives. A copy of the ROD and the FEIS, which includes detailed
analyses of a reasonable range of alternatives to meet rulemaking
objectives, is available from NMFS (see ADDRESSES).
This final rule has been determined to be not significant for
purposes of Executive Order 12866.
NMFS requested reinitiation of consultation under the Endangered
Species Act (ESA) in July 2022, on the effects of the Atlantic HMS
pelagic longline fishery due to new information on mortality of giant
manta ray that exceeded the mortality anticipated in the May 2020
Biological Opinion on that fishery. As explained in the Background
section, in accordance with section 7(d) of the ESA, NMFS has
determined that, during consultation, pelagic longline fishery activity
consistent with the 2020 Biological Opinion will not result in an
irretrievable or irreversible commitment of resources which would have
the effect of foreclosing the formulation or implementation of any
reasonable and prudent alternative measures and that continued
compliance with the Reasonable and Prudent Measures and Terms and
Conditions in that biological opinion will avoid jeopardy to ESA-listed
species, consistent with section 7(a)(2) of the ESA.
A final regulatory flexibility analysis (FRFA) was prepared. The
FRFA incorporates the initial regulatory flexibility analysis (IRFA), a
summary of the significant issues raised by the public comments in
response to the IRFA, NMFS responses to those comments, and a summary
of the analyses completed to support the action. A summary of the FRFA,
which must address each of the requirements in 5 U.S.C. 604(a)(1)-(5),
is below. The entire FRFA is included in the FEIS and is available from
NMFS (see ADDRESSES).
Section 604(a)(1) of the RFA requires Agencies to state the
objective of, and legal basis for, the action. The objectives of, and
legal basis for, this final rule are set forth in the Background
section above.
Sections 604(a)(2) and (3) of the RFA require that a FRFA include a
summary of significant issues raised by public comment or by the Chief
Counsel for Advocacy of the Small Business Administration in response
to the IRFA and proposed rule, a summary of the assessment of the
Agency of such issues, and a statement of any changes made in the rule
as a result of such comments. NMFS did not receive any comments on the
proposed rule from the Chief Counsel for Advocacy of the Small Business
Administration. Additionally, NMFS did not receive any public comments
specifically on the IRFA, however the Agency did receive some comments
regarding the anticipated or perceived economic impact of the rule. The
comments and responses included below are those that pertain
specifically to such economic impacts. A summary of all of the comments
received and the Agency's responses are provided above.
Comment 2 noted that dolphin fish provide up to 30 percent of the
revenue for a pelagic longline vessel, thus it should be included as a
designated species under the proposed, dynamic allocations of IBQ
shares. While NMFS agrees that dolphin fish is an economically
important component of the pelagic longline fishery, based on other
public comments and additional analyses, NMFS decided to use pelagic
longline sets, not designated species, for the allocations.
Comment 4 noted that the use of tiers in the proposed, dynamic
allocation alternatives has the effect of disadvantaging some vessels,
as it would assign IBQ shares based on four distinct percentages. Some
vessels could receive less IBQ shares and may have to spend more money
to lease additional shares from other vessels, or lose potential income
from additional shares that could have leased to other vessels. NMFS
agrees that there were negative implications for individual vessels
associated with the use of tiers. After consideration of public
comments, NMFS determined that the beneficial aspects of the use of
tiers did not outweigh these negative aspects, and, therefore NMFS will
base dynamic allocation of IBQ shares on customized share percentages
for each vessel, not tiers.
Comment 8 noted that the combined effect of the proposed IBQ
measures that focus on the Gulf of Mexico--that is the Gulf of Mexico
designation of IBQ and
[[Page 59987]]
the associated rules--would not function when there is very low fishing
effort in the Gulf of Mexico. The specific concern stated was that
vessels may have insufficient IBQ allocations to satisfy the minimum
IBQ requirements as well as account for any bluefin catch, and that
vessels would not lease IBQ allocation to other vessels. A severely
constrained or non-functioning IBQ program in the Gulf of Mexico would
directly impact the ability for vessels to fish and earn income. NMFS
agrees that under conditions of very low fishing effort in the Gulf of
Mexico, the IBQ Program may not function as designed. Therefore, NMFS
has modified the final rule to include a low share threshold that
enables temporary relaxation of certain GOM-specific accounting rules,
while maintaining an overall cap on catch in the Gulf.
Comment 6 noted that a bluefin quota `set-aside' should be created
to provide a source of IBQ shares and allocations for vessels that are
new entrants to the fishery. In response, NMFS has added to the 2006
Consolidated HMS FMP framework provisions and related regulations the
authority to establish such a set aside, if needed, through a future
rulemaking.
Comment 22 noted that that the Longline category should be included
in the reallocation of Purse Seine quota, because pelagic longline
vessels rely on Purse Seine category quota for leasing under the IBQ
Program and would be impacted by decreased availability of IBQ
allocation to lease with elimination of the Purse Seine category. A
commenter stated that increased IBQ allocations to active pelagic
longline vessels under the proposed IBQ share alternative will not make
up for the loss of quota currently available from the Purse Seine
category. NMFS agrees with this statement, having confirmed it through
additional analyses for the Final Amendment 13/FEIS. Based on this and
other considerations, the final rule includes the Longline and Trap
categories in the reallocation of Purse Seine category quota.
Comment 27 noted public concerns about some of the General category
subquota alternatives that were not preferred, varied views on how to
modify the subquotas. For example, one commenter noted that
modification of the current subquota periods into 12 equal subquota
periods (Alternative G2a), would adversely affect the participation and
finances of vessels, depending upon the location of the vessels.
Another commenter did not support extending the January through March
subquota period until the end of April (Alternative G2b) because such a
change would result in negative economic consequences later in the
year. NMFS acknowledges that there are potential trade-offs associated
with each of the alternatives analyzed, but notes that the bluefin
fishery is highly dynamic, fishing permits are open access, and price
fluctuations do not show a strong pattern during the year. After
considering public comment and information from recent years, NMFS
believes that existing General category subquota periods continue to be
appropriate, given fish availability, fishing effort, and bluefin
landings during the different subquota time periods, and thus provide
fair and equitable fishing opportunities. Thus, the final rule makes no
changes to those subquota periods.
Comment 31 noted that the implementation of the proposed retention
limit of 10 bluefin for the Harpoon category, which applies to large
medium and giant fish (combined), would result in lost fishing
opportunity and unharvested bluefin quota, and that therefore NMFS
should not implement the measure. NMFS disagrees that the harpoon
retention limit would result in lost fishing opportunity. Based on past
data, the retention limit would affect relatively few vessels. In 2019
only 2 percent of Harpoon category trips landed 10 or more bluefin.
NMFS has added to the final rule the ability to adjust the limit
inseason to between 5 and 10 fish, in order to provide a means with
which to influence rates of catch, lengthen the fishing season, and
optimize fishing opportunities and resultant revenues.
Section 604(a)(4) of the RFA requires Agencies to provide an
estimate of the number of small entities to which the rule would apply.
For RFA compliance purposes, NMFS established a small business size
standard of $11 million in annual gross receipts for all businesses in
the commercial fishing industry (NAICS code 11411). SBA has established
size standards for all other major industry sectors in the United
States, including the scenic and sightseeing transportation (water)
sector (NAICS code 487210, for-hire), which includes charter/party boat
entities. SBA has defined a small charter/party boat entity as one with
average annual receipts (revenue) of less than $8.0 million. NMFS
considers all HMS permit holders to be small entities because average
annual receipts are less than $11 million for commercial fishing or $8
million for charter/party boat entities. Regarding those entities that
would be directly affected by the measures implemented by this final
rule, the average annual revenue per active pelagic longline vessel in
2017 is estimated to be $307,422 based on 88 active vessels, which is
well below the NMFS small business size standard for commercial fishing
businesses of $11 million. In 2019, there were 280 Atlantic Tunas
Longline category permits, and 67 vessels were actively fishing based
on logbook records. In examining the trends of overall fleet-wide
revenues in The Three-Year Review, NMFS found that the average annual
revenue per vessel has been relatively stable. Thus, while Final
Amendment 13 does not update the revenue estimate for 2019, based on
information that NMFS has on the fishery, revenue per vessel in 2019
would have been well below $11 million.
Other non-pelagic longline HMS commercial fishing vessels typically
earn less revenue than pelagic longline vessels, and each HMS Charter/
Headboat typically earns much less than $8 million annually. Thus, all
of these vessels would also be considered small entities. The other
(non-Atlantic Tunas Longline) commercial measures implemented by this
final rule apply to 2,721 General category permit holders, 3,769
Charter/Headboat permit holders, 20 Harpoon category permit holders,
and 34 seafood dealers that purchase bluefin (based on 2019 data).
NMFS has determined that the final rule measures will not likely
directly affect any small organizations or small government
jurisdictions defined under the RFA, nor will there be disproportionate
economic impacts between large and small entities.
Section 604(a)(5) of the RFA requires Agencies to describe any new
reporting, record-keeping and other compliance requirements. This final
rule contains revised or new collection-of-information requirements
subject to review and approval by the Office of Management and Budget
(OMB) under the Paperwork Reduction Act (PRA). See FRFA in Final
Amendment 13 at section 7.4 for further details. Public reporting
burden for these collections of information, including the time for
reviewing instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection of information, are estimated below (see Paperwork Reduction
Act).
Under section 604(a)(6) of the RFA, Agencies must describe the
steps to minimize the significant economic impact on small entities
consistent with the stated objectives of applicable statutes, including
a statement of the factual, policy, and legal reasons for selecting the
measures adopted in the
[[Page 59988]]
final rule and why the agency rejected each one of the other
significant alternatives to the rule considered by the agency which
affect the impact on small entities. These elements are summarized
below. The full text of the Final Regulatory Flexibility analysis is
contained in the Final Amendment 13/FEIS, Chapter 7.
Modifications to IBQ Share Eligibility, Distribution and Allocation
Methods
Alternative A1, the No Action Alternative, would make no changes to
the current method of determining IBQ share eligibility, and the
distribution of IBQ allocations, including regional designations.
Although this alternative would not result in any changes in the
economic impacts to small entities associated with the IBQ Program
under Amendment 7, the costs and inefficiencies associated with the
current method of share determination would continue. Specifically,
there would continue to be the inefficiency associated with annual IBQ
allocations that are neither used to account for bluefin catch, nor
leased to other shareholders. Alternative A1 would not meet objective 4
of this Amendment. For these reasons, this alternative was rejected.
Alternative A2 is composed of four sub-alternatives with annual,
dynamic determination methods for allocating IBQ shares based on
different criteria for defining the pool of recently active vessels. In
making annual determinations, NMFS would use a recent 36-month period
of relevant, best available data. Public comments supported use of a
measure of fishing effort, rather than equal shares, because the
pelagic longline fleet is very diverse in terms of fishing effort. The
current IBQ Program has 136 shareholders. Under the sub-alternatives,
there would be 91 defined shareholders based on the total number of
vessels that submitted VMS bluefin reports from 2017 through 2019. The
sub-alternatives would reduce dissatisfaction among active fishery
participants that results from the current IBQ Program, under which a
relatively large number of permit holders who are not active receive
annual IBQ allocations. While the FRFA estimates numbers of vessels
that would have larger or smaller IBQ share percentages, any changes in
IBQ shares are short term, as IBQ shares will be determined annually
using the most recent three years of relevant, available data. Economic
costs associated with reduced allocations would only be realized if
shareholders need to lease IBQ allocation to account for bluefin catch
in excess of their allocations. Shareholders may have a slightly
reduced ability for business planning due to the potential annual
variability in share percentages. However, they would be aware that a
substantive change in their amount of fishing effort may result in
slight changes in the share percentage in the following year. Any
adverse impacts on a shareholder could be partially mitigated through
leasing IBQ allocation, recognizing that there are costs associated
with leasing. The FRFA anticipates that the leasing market is likely to
continue to function well, with a price similar to or lower than recent
prices, because under the sub-alternatives, most vessel allocations
would increase.
Sub-Alternative A2a would define IBQ shareholders annually based on
the relative number of hooks fished as the measure of fishing effort.
The FEIS estimates that sixty-five vessels would have larger share
percentages and twenty-six would have smaller share percentages
compared to the No Action Alternative. Under dynamic determination of
shares based on hooks, active vessels generally would be distributed
more IBQ allocation per vessel than under the No Action Alternative
(with the exception of shareholders in the first quartile). However,
public comment strongly supported the use of sets instead of hooks or
designated species landings, and it is more difficult to quantify the
number of hooks than the number of sets. Therefore, this alternative
was rejected.
Sub-Alternative A2b (preferred in Final Amendment 13 and
implemented in final rule) defines IBQ shareholders based on the
relative number of pelagic longline sets as the measure of fishing
effort. For valid participants in the Deepwater Horizon Oceanic Fish
Restoration Project, a proxy amount of sets will be added to a vessel's
history during the period of its participation in the Project, in order
to ensure there are no negative impacts associated with their voluntary
participation in that project. The proxy will be based upon the average
number of sets made by IBQ shareholders' vessels that did not
participate in the Project during the period that participants fished
under the Project. For most active IBQ shareholders, who are small
business entities, the overall economic impacts of Sub-Alternative A2b
would be minor and beneficial. The FRFA estimates that sixty-one
vessels would have larger share percentages and thirty vessels would
have smaller share percentages compared to the No Action Alternative.
Overall there would be a net increase in IBQ allocation value. Sixty-
one vessels would be in a better economic position with respect to the
amount of IBQ allocation distributed to them in association with their
IBQ share (expressed in terms of potential lease costs avoided, or
leasing benefits accrued). The average pounds of IBQ allocation gained
would be 2,696 with a range of between 43 and 7,490 pounds. Using a
weighted average cost per pound of leased IBQ allocation from 2017
through 2019 of $1.70, the average lease value of IBQ allocation gained
would be approximately $4,582 per shareholder with a range of $74 to
$12,732. For the thirty vessels with smaller IBQ allocations, the
average lease value of IBQ allocation lost would be approximately
$3,492 per shareholder with a range of $87 to $7,302. Under dynamic
allocation based on sets, vessels are generally distributed more IBQ
allocation than under the No Action Alternative (with the exception of
shareholders in the first quartile). There were public comments
supporting this alternative. NMFS prefers this alternative as it
provides a standardized, uniform method for determining IBQ shares for
a geographically diverse fleet with a range of vessel sizes and fishing
strategies. In addition, NMFS can determine the number of sets
annually, in a timely manner, using a single data source.
Sub-Alternative A2c (preferred in Draft Amendment 13) would define
IBQ shareholders based upon the total amount by weight of each
individual permitted vessel's designated species landings relative to
the total amount of designated species landings by pelagic longline
fleet, as the measure of fishing effort. Participants in the Deepwater
Horizon Oceanic Fish Restoration Project would have their fishing
effort represented by the use of a proxy amount of landings used in the
calculation of their IBQ shares, in order to ensure that there are no
negative impacts associated with their voluntary participation in that
project. For most active IBQ shareholders, who are small business
entities, the economic impact of this alternative would be positive,
and the overall economic impacts would be minor beneficial. The FRFA
estimates that 56 vessels would have would have larger share
percentages and thirty-five vessels would have smaller share
percentages when compared to the No Action Alternative. Overall, there
would be a net increase in IBQ allocation value. Public comments noted
concern with not including certain species as designated species and
noted that there is diversity in the pelagic longline fleet with regard
to
[[Page 59989]]
fishing strategy and species fished and landed. The exclusion of
dolphin and wahoo from the list of designated species affected the IBQ
share percentages of eight vessels in the analyses. Compared to the IBQ
share percentages that they would have received if dolphin and wahoo
were included, four vessels increased in share percentage and four
vessels decreased.
Under dynamic allocation based on designated species landings,
vessels generally would be distributed more IBQ allocation than under
the No Action Alternative (with the exception of shareholders in the
first quartile). However, given variations in fishing effort within the
fleet, concern about creating incentives to capture lower value fish
and potentially increasing waste of fish, complexities of administering
this approach, and other public comments, this alternative was
rejected.
Alternative A3 would have distributed IBQ allocation using the same
formula used in Amendment 7, but instead of using data during the
period from 2006 through 2012, the alternative would define eligible
vessels as those that reported making at least one set using pelagic
longline gear (based on logbook data, as in Amendment 7) from 2016
through 2018, and the relevant catch data used to designate IBQ
shareholders to one of three tiers would also be based on 2016 through
2018. The number of tiers (three) would remain the same (high, medium,
and low), but the IBQ share percentages would be higher for all tiers.
The net result under this alternative would be some permit holders
would have a larger IBQ share percentage and other permit holders would
have a smaller IBQ share percentage when compared to the No Action
Alternative. The number of IBQ shareholders would be reduced from 136
to 99, and reduce dissatisfaction among fishery participants that
results from the current regulations under which a relatively large
number of permit holders who are not active, receive an annual IBQ
allocation because they are IBQ shareholders (with a permitted vessel).
This alternative was rejected as the preferred alternative because it
would only partially achieve the objective that IBQ shares distributed
to inactive shareholders be redistributed to active vessels, because
the share determination is static (i.e., a one-time determination).
Because the alternative is not dynamic, over time the distribution of
IBQ shares and subsequent IBQ allocation among vessels may not be
aligned with the active vessels.
Modifications to Rules Closely Linked to IBQ Allocations
Alternative B1, the No Action Alternative regarding Gulf of Mexico
(GOM) and Atlantic (ATL) designated share determination, would result
in the continuation of the current IBQ shareholders, associated share
percentages, and regional designations (35 percent of the total
Longline category quota designated as GOM, and 65 percent designated as
ATL). Vessels that currently do not have GOM designated IBQ allocation
but would like to fish in the Gulf of Mexico would need to lease GOM
IBQ allocation. The costs associated with vessels leasing GOM
designated IBQ allocation would continue. Vessels that do not have any
shares of GOM designated IBQ would not gain any additional flexibility,
and the alternative would not provide the authority for NMFS to reduce
the cap on GOM designated IBQ. For these reasons, this alternative was
not preferred.
Alternative B2 would eliminate regional designations in conjunction
with maintaining a maximum amount of bluefin catch from the Gulf of
Mexico (35 percent of the Longline category quota). The alternative
would facilitate fishing opportunities in the Gulf of Mexico for
vessels currently with only ATL designated IBQ, and may result in
increased revenue for such vessels. For vessels that already fish
exclusively in the Gulf of Mexico, with all or most of their IBQ
allocation designated as GOM, this alternative may have adverse
economic impacts. Such vessels that currently have GOM designated IBQ
allocation may face increased competition for fishing grounds or
markets due to any increased fishing effort in the Gulf of Mexico, or
face a smaller market for leasing their GOM allocation to other
vessels. Elimination of the regional designations would likely result
in increased uncertainty in the fishery. The alternative would not
provide the authority for NMFS to reduce the cap on GOM designated IBQ.
For the above reasons, this alternative was not selected as the
preferred alternative.
Alternative B3, implemented by this final rule, will annually
modify regional GOM and ATL designations as part of the dynamic
allocation of IBQ shares; cap bluefin catch from the Gulf of Mexico (35
percent of Longline category quota or IBQ shares and resultant
allocations); allow for reduction of the cap based on established
criteria used for inseason and annual adjustments to quota; and
maintain existing accounting rules for regional IBQ allocations unless
a GOM low shares threshold is triggered. Regional designations annually
would be based on the location of vessels' pelagic longline fishing
activity using a recent 36-month period of relevant, best available
data, and thus, GOM designated shares could be lower than the GOM cap
(35 percent default or lower). Regarding the potential for NMFS to
decrease the maximum percentage of GOM designated IBQ shares, if the
maximum amount of GOM designated IBQ shares were reduced compared to
the No Action level (e.g., down to between 27 percent and 33 percent of
the total IBQ shares), there would likely be no practical impact
because the recent levels of catch of bluefin from the Gulf of Mexico
have been very low. This alternative would provide a reasonable amount
of flexibility for vessels to fish in the Gulf of Mexico.
The final rule adds a low GOM designated shares threshold. A public
comment expressed the concern that the potential for declining effort
in the Gulf of Mexico could result in a total percentage share and
allocation of GOM IBQ so low that it improperly constrains the fishery.
In order to prevent serious constraints in the functioning of the IBQ
Program in the Gulf of Mexico under conditions of very low fishing
effort, this final rule provides: if the total amount of IBQ shares
that are designated as GOM are 5 percent or less of the total IBQ
allocations (ATL plus GOM designated shares), NMFS will suspend the
requirement to account for bluefin caught in the Gulf with GOM IBQ
allocation, and use GOM IBQ allocation to satisfy the minimum IBQ
requirement under the quarterly accountability rules. If the threshold
is triggered, overall, the economic impacts are expected to be minor
and beneficial, due to the increased flexibility for vessels currently
without GOM designated IBQ shares and subsequent allocation. More
specifically, there could be several types of impacts on small entities
as a result of implementing the threshold provision: Those associated
with vessel owners that have ATL designated IBQ shares (likely with
home ports in the Atlantic); impacts on vessel owners with GOM
designated IBQ shares (likely with home ports in the Gulf of Mexico),
and those impacts that may result from a reduced percentage of total
IBQ shares that are designated as GOM (if the amount of GOM designated
shares, based on location of fishing effort (landings) exceeds the
level of the cap). If triggered, this measure will provide increased
flexibility for vessels that currently have ATL designated IBQ
[[Page 59990]]
shares because the dynamic annual definition of shares and regional
designations would enable a vessel to receive annual shares with a GOM
regional designation as a result of fishing with pelagic longline gear
in the Gulf of Mexico during the previous year (instead of needing to
lease GOM designated IBQ allocation annually). Historical fishery
participants in the Gulf of Mexico will continue to receive GOM
designated IBQ shares based on their level of activity (in the Gulf of
Mexico). If the number of vessels fishing in the Gulf of Mexico
increased, there may be minor short-term adverse economic impacts to
those entities due to increased competition. However, based on the few
vessels with home ports in the Atlantic that have fished in the Gulf of
Mexico during the past few years, the potential for any adverse
economic impact on vessels with home ports in the Gulf of Mexico is
very low.
Preferred Alternative B4 is the No Action Alternative with respect
to the Northeast Distant Gear Restricted Area (NED) rules. The economic
impacts of the preferred alternative with respect to the NED rules will
be neutral because there will no changes to the relevant rules. Data
associated with vessels fishing in the NED will be included as part of
the formula defining IBQ shares, and vessels fishing in the NED do not
have to use IBQ allocation to account for bluefin catch until after the
25-mt NED quota is utilized. Vessels that fish in the NED would
continue to be able to fish there with no impact on the associated IBQ
shares.
Alternative B5 would not include NED fishing activity as part of
the data used in calculating IBQ Allocations. This alternative would
have minor adverse economic impacts on vessels that fish in the NED
because their fishing effort in the NED would not be reflected in their
IBQ share percentage. Depending upon the specific amount of fishing
effort, a vessel may receive a lower IBQ share percentage if tiers are
used to assign IBQ shares. Nine vessels fished in the NED during 2016
through 2018. The NED fishery is unique and highly variable, and
therefore only a few vessels fish there intermittently. If a vessel
fished in the NED during a particular year, their share percentage may
be reduced during subsequent years as a result, whether or not any
bluefin were caught during that year, and whether or not the vessel
choses to fish in the NED during subsequent years. If NED fishers
receive a lower IBQ share percentage relative to their total fishing
effort than other vessels, this may put them at a competitive
disadvantage. Disadvantaging vessels that fish in the NED may alter the
costs and incentives for vessels to fish in the NED, and have an
adverse long-term impact on the fishery as a whole due to the
underutilization of swordfish. Therefore, this alternative was not
selected as the preferred alternative.
Sale of IBQ Shares
Preferred Alternative C1 would continue the current regulations
under which no sale of IBQ shares is allowed. This alternative is
expected to have minor beneficial economic impacts. There is little
need for Atlantic Tunas Longline category permit holders to accumulate
additional IBQ shares, because for most permit holders, annual
allocations combined with a minimal amount of leasing is likely to be
sufficient for permit holders to account for bluefin catch. Continued
prohibition on sale of IBQ shares would reduce uncertainty in the IBQ
allocation leasing market in both the short term and long term, which
would be beneficial to the IBQ Program overall.
Alternative C2 would allow sale of IBQ shares and have some
beneficial and some adverse impacts, with the net socioeconomic impacts
being minor adverse. Sale of IBQ shares provides Atlantic Tunas
Longline category permit holders an alternative means of participating
in the IBQ leasing market that enables management of their IBQ
allocation and business planning on a longer time scale than a single
year. Permit holders may be able to save money through a single IBQ
share transaction instead of via annual IBQ allocation lease
transactions, a beneficial impact. On the other hand, allowing sale of
IBQ shares would introduce uncertainty in the IBQ allocation leasing
market, which is otherwise robust as described in the Three-Year
Review, and could have an adverse impact on the IBQ Program overall.
There is no demonstrated need for Atlantic Tunas Longline category
permit holders to accumulate additional IBQ shares over multiple years,
because for most permit holders, annual allocations combined with a
minimal amount of leasing is likely to be sufficient for permit holders
to account for bluefin catch. Furthermore, allowing sale and
accumulation of IBQ shares beyond a single year would not be consistent
with the dynamic allocation alternatives, as it would remove the
ability for NMFS to allocate shares annually among active vessels based
on recent fishing effort. Therefore, this alternative was not selected
as the preferred alternative.
Cap on IBQ Shareholder Percentage or IBQ Allocation Use
Sub-Alternative D1a, the No Action Alternative, would not place a
cap on the amount of IBQ shares owned. This alternative is expected to
have neutral economic impacts on small entities. The IBQ Program has
been functioning under these regulations since 2015, and there have
been no reported or observed issues relating to excessive accumulation
of IBQ shares. In 2015 through 2019, the highest level of IBQ share
ownership by one entity was between five and six percent of total IBQ
shares, and this percentage remained the same throughout that time
period. However, it is possible that future conditions in the fishery
will change. Regardless of the likelihood of accumulation of IBQ
shares, this alternative would not prevent future accumulations of
shares by entities and was therefore not selected as the preferred
alternative.
Sub-Alternative D1b, which would cap the accumulated sum of IBQ
shares owned by a single entity at seven percent, is expected to have
minor adverse economic impacts on small entities. Under the allocation
method described in the preferred `A' alternatives, the maximum amount
of IBQ shares that a single entity would own on an annual basis would
be between six and seven percent of total shares. However, there is the
possibility that entities could have business plans to acquire
additional shares or purchase additional permits to increase their IBQ
shares in the short-term that would be above a seven-percent cap, in
which case there could be short-term minor adverse economic impacts. If
an entity owned many vessels and had a relatively large amount of
fishing effort (under the dynamic allocation alternatives), it is
possible that a seven percent share cap would result in a
disproportionately low percentage share of bluefin that could affect
their ability to fish for their target species, and prevent increases
in lawful fishing activity. By limiting the number of Atlantic Tunas
Longline category permits an entity could own (outside of the limit
discussed above at Sec. 635.4(l)(2)(iii)), or limiting the amount of
annual IBQ shares an entity could receive (or buy, under Alternative
C2), the seven-percent cap could in turn limit the amount of fishing
activity and target species landings of vessel or business, potentially
preventing that business from increasing activity. For these reasons,
Sub-Alternative D1b could have long-term adverse economic impacts. For
the reasons stated, this
[[Page 59991]]
alternative was not selected as the preferred alternative.
Preferred Sub-Alternative D1c, implemented by this final rule, will
cap the amount of IBQ shares owned at 25 percent, and is expected to
have neutral economic impacts. In 2015 through 2019, the highest level
of IBQ share ownership by one entity was between five and six percent
of total IBQ shares, and this percentage remained the same throughout
that time period. Under the allocation method described in the
preferred `A' alternatives, the maximum amount of IBQ shares that a
single entity would own on an annual basis would be between six and
seven percent of total shares. If this trend continues where the
maximum percent ownership remains stable over time, implementing a cap
at 25 percent would not impact the fleet. This cap level would allow
flexibility in entities' business planning to acquire more shares, by
acquiring additional Atlantic Tunas Longline category permits.
Implementing a 25-percent cap to prevent acquisition of excessive IBQ
shares would prevent a single entity from controlling an excessive
portion of the market, would address potential concerns among vessel
owners, and accumulation of shares by a single entity and reduce any
associated uncertainty, which would be a minor, beneficial
socioeconomic impact.
Sub-Alternative D1d would cap the amount of IBQ shares owned at 50
percent, and is expected to have neutral economic impacts in the short
term. Although this cap level would allow flexibility in entities'
business planning to acquire more shares, by acquiring additional
Atlantic Tunas Longline category permits, in the long term, Sub-
Alternative D1a could have direct minor adverse economic impacts, if
the high cap level of 50 percent is insufficient to prevent acquisition
of excessive IBQ shares, allowing a single entity to control an
excessive portion of the market. Therefore, this alternative was not
selected as the preferred alternative.
Sub-Alternative D2a (No Action), which would not cap the amount of
IBQ allocation leased or used, is expected to have neutral economic
impacts on small entities. The IBQ Program has been functioning under
these regulations since 2015, and there have been no reported or
observed issues relating to excessive accumulation of IBQ allocation.
The highest amount of IBQ allocation that a single entity held in a
given year, including leased allocation, was 6.5 percent, 12.3 percent,
and 8.8 percent of the total annual allocation (i.e., the Longline
category bluefin quota) in 2015, 2017, and 2019, respectively. During
the development of Amendment 13 in spring 2022, NMFS became aware of
concerns regarding recent, high bluefin landings in a portion of the
pelagic longline fishery. NMFS considers this to be an unusual event
and not reflective of how the IBQ Program has functioned overall. The
IBQ Program was designed to provide ample flexibility for vessel owners
to lease IBQ allocation in the amounts that they need to account for
bluefin catch, maintain an IBQ allocation balance that satisfies the
minimum IBQ allocation requirements, and maintain an IBQ allocation
balance that addresses the potential risk/need to account for future
catch of bluefin. Furthermore, another measure implemented by this
final rule, which sets a cap on IBQ share ownership at 25 percent (Sub-
Alternative D1c) will prevent an excessive accumulation of IBQ shares
over time. Leasing of IBQ allocation occurs on an annual basis and
expires at the end of each calendar year, therefore there is no long-
term concern about excessive accumulation of allocation via leasing. In
addition, the preferred alternatives under the IBQ allocation
alternatives (A alternatives) are designed to update and more closely
align the distribution of IBQ shares and resulting allocation with the
current fishing activity and need for IBQ allocation of the pelagic
longline fleet, which could reduce the likelihood that entities would
seek to lease additional allocation.
Sub-Alternative D2b would establish a cap on the amount of IBQ
allocation an entity may lease or use at 25 percent. Although the level
of this cap would be larger than the highest amount of IBQ allocation
that a single entity held in a given year, it is possible that it would
constrain the ability of a vessel to account for bluefin catch. A limit
on how much IBQ allocation an entity can lease could cause some permit
holders to become needlessly risk averse and decrease their fishing
activity and, consequently, target species landings. Concerns about
targeting bluefin may be better addressed through another regulatory
mechanism. For these reasons, this alternative was not selected as the
preferred alternative.
Adjustments to Other Aspects of the IBQ Program
Sub-Alternative E1a (No Action), which would make no changes to the
dealer reporting requirements implemented by Amendment 7, would have
direct, minor adverse economic impacts because it requires vessel
operators and dealers to collaborate in submitting information that is
also supplied independently by the vessel operators by way of VMS. The
requirement to verify information by submitting it in two different
reporting systems can be frustrating for fishermen. During the time-
period collecting two data streams, NMFS was able to verify information
that was collected and determine that VMS was the best approach for
submitting a single stream of dead discard data. The requirement for
fishermen to submit a personal identification number (PIN) when dealers
entered landings data was also frustrating and time consuming for
fishermen and dealers alike since fishermen were frequently either not
available when dealers entered the data, or did not have access to
their PIN. Fishermen chose to provide their PIN to dealers which
allowed the data to be entered, but did not provide the data
verification that was the objective of the original requirement.
Therefore, this alternative was not selected as the preferred
alternative.
Preferred Sub-Alternative E1b implemented by this final rule
modifies dealer reporting requirements for IBQ Program, and will have
minor, beneficial economic impacts for dealers since they will be
relieved of a reporting requirement (dead discards) and are no longer
required to collaborate with fishermen for landings data entry. The
removal of the PIN collaboration will reduce frustration for both
fishermen and dealers and thus reduce labor costs with this task.
Instead of being required to coordinate with the dealer to provide a
PIN in conjunction with a bluefin landing, a pelagic longline fisherman
will be informed via an automated email from the Catch Shares Online
System when dealers enter a landing transaction into the computer
system and a landing is accounted for in their vessel's account.
Sub-Alternative E2a, regarding electronic monitoring (EM) (the No
Action Alternative), would continue the current requirement that EM
hard drives be submitted after each trip using pelagic longline gear.
This alternative would maintain the current requirements for shipping
hard drives. Currently vessel owners or operators must mail hard drives
to NMFS after each fishing trip. When compared to the preferred
alternative, this would maintain a higher cost burden by requiring
transactions after each trip. This would also maintain a higher burden
in terms of time. Operators would have to spend time pulling,
packaging, and shipping hard drives after each trip, instead of after
every other trip. Therefore, this alternative was not selected as the
preferred alternative.
[[Page 59992]]
Preferred Sub-Alternative E2b implemented by this final rule will
require that the vessel operator mail the hard drives at the completion
of every two trips, instead of after each pelagic longline fishing
trip. This alternative will have a minor beneficial economic impact by
reducing the costs and time associated with mailing EM hard drives.
This measure will reduce the frequency of hard drive shipments and
reduce the number of transactions by half. Considering the high
transaction average of 34 shipments per year, this would reduce the
high average to 17 shipments. Each active vessel would still ship at
least 1 hard drive per year, as NMFS would require any data recorded in
a given year be submitted to NMFS prior to the next fishing year.
Assuming a shipping cost of $20 per transaction, this reduction in
shipping frequency would save operators an average of $120 per year.
Reducing shipping frequency also saves vessel operators additional time
and logistics, by only having to pull, package, and ship hard drives
after every other trip. The time savings provided by this alternative
are difficult to quantify, as vessel operators' shipping methods will
influence the amount of time saved, however this would provide a minor
beneficial impact by providing time-savings to the vessel operators.
For these reasons, this alternative was selected as the preferred
alternative.
Sub-Alternative E3a, regarding the EM Program (the No Action
Alternative), would not clarify the current procedures regarding EM
camera installation and would not provide NMFS with any additional
authority regarding installation of hardware on vessels. Vessel
operators would continue to operate as they have since implementation
of the EM program, thus economic impacts are neutral. This alternative
was rejected because it would not facilitate improvements in the
accuracy of the EM data, and would have indirect, minor and adverse
ecological impacts.
Through this final rule (Preferred Sub-Alternative E3b), NMFS
clarifies that it may require installation of permanent or semi-
permanent hardware (boom or telescoping device) in order to mount and
install EM video cameras at locations on vessels as necessary to obtain
optimal views, and that NMFS, working in conjunction with the vessel
owner/operator, may make relatively minor modifications to the vessel
structure to mount cameras in locations that provide required views of
the vessel and adjacent areas. If installation of hardware is needed,
the economic impacts of modifying the camera installation and placement
would be minor adverse for the affected, small entities, due to the
estimated cost of approximately $1,000 per vessel, unless agency
funding were to be available. Vessel crew would be required to extend,
lower, or raise the boom mounted camera during fishing activities if
needed. Additional logistics required may represent an increased time
burden and a slight increase in the complexity of their fishing
operation. Overall however, this time burden would only be a couple of
minutes to extend, lower, or raise at the start and end of each fishing
trip. Crew may also be required to access the camera during the trip in
order to clean the lens. The process of cleaning the lens may be more
difficult if the camera is mounted on a boom. Although this alternative
has associated costs as described above, it would also increase the
likelihood of improved data collection, and have indirect, minor, and
beneficial ecological impacts. Data that is more robust is likely to
provide ecological benefits in the long-term. Therefore, this
alternative was selected as the preferred alternative.
Sub-Alternative E4a, the No Action Alternative (no additional fish
handling protocols or requirements for measuring grids) for electronic
monitoring, would have neutral economic impacts and no labor or
equipment costs to vessel operators. This alternative was not selected
as the preferred alternative because it would not facilitate improved
data collection and would have minor adverse ecological impacts.
Preferred Sub-Alternative E4b implemented by this final rule will
require more specific fish handling procedures and the installation/
placement of a measuring grid on deck, in view of one of the cameras.
This alternative will have minor adverse impacts as it would slightly
increase costs in terms of the time required to process fish, or costs
associated with a measurement tool such as a printed processing carpet
or painted grid on the deck. The crew will need to modify their fish
handling procedures to place all fish on the grid. Although there will
be minor costs associated with this alternative, there will be an
associated increase in the likelihood of improved data collection and
long-term minor ecological benefits.
Sub-Alternative E5a (No Action) would make no changes to the
current regulations, under which there is no cost recovery for the IBQ
Program, and would therefore have a neutral economic impact. This
alternative was not selected as the preferred alternative, because the
Magnuson-Stevens Act requires a cost recovery program for a limited
access privilege program.
Sub-Alternative E5b, implemented by this final rule, is preferred
because it is consistent with the Magnuson-Stevens Act requirement to
have a cost recovery program. Under this alternative, NMFS would not
charge a fee in years where the collection program costs exceed
estimated recovered costs. When a fee is charged, permit holders would
incur up to a three-percent fee on any sale of bluefin caught by
pelagic longline gear under the IBQ Program. This would have minor,
adverse economic impacts on Atlantic Tunas Longline category permit
holders that land bluefin.
Modifications to the Purse Seine Category Management Measures and Other
Category Quota Allocations
Sub-Alternative F1a (No Action) would maintain the current
mathematical method of subtracting 68 mt from the U.S. baseline quota
to account for Longline category then applying codified allocation
percentages for the bluefin categories. The economic impacts would be
neutral. This alternative was not selected, because it would maintain
the current complex method of calculating quota allocations. In
contrast, Sub-Alternative F1b was selected to be implemented by this
final rule because it will simplify the process: it revises the
category allocation percentages to reflect the annual 68-mt allocation
to the Longline category. Sub-Alternative F1b is expected to have
neutral economic impacts. However, if the U.S. quota were to increase
in the future, there may be minor, positive long-term socioeconomic
impacts for Longline category participants because the category would
be allocated slightly more quota than under the No Action alternative.
In the event of a decrease in U.S. quota, the socioeconomic impacts
would be minor negative for the Longline category. For other
categories, socioeconomic impacts would be minor negative if there is a
U.S. quota increase, and minor positive if there is a quota decrease.
Alternative F2 would eliminate the Purse Seine category and
redistribute that category's quota to other quota categories under a
variety of options (sub-alternatives). Sub-Alternative 2a (No Action
Alternative) would maintain all aspects of the current quota allocation
(with the exception of other quota allocation alternatives considered
in Sections G, H, and I, regarding the General and Harpoon categories)
and Purse Seine category regulations. The Purse Seine category would
continue to receive quota based on activity level, and could either
fish or trade that quota
[[Page 59993]]
via the IBQ system. There would likely continue to be a large annual
shift of Purse Seine category quota to the Reserve category (required
under the regulations), that could be redistributed via inseason
action. The economic impacts of this alternative would be neutral. This
alternative was not selected because the uncertainty and unused quota
associated with the current regulations would continue.
Sub-Alternative F2b, being implemented by this final rule, will
discontinue the Purse Seine category and reallocate quota upon
implementation. This sub-alternative, and Sub-Alternatives F2c1 and
F2c2, only address the timing of discontinuation of the Purse Seine
category. Impacts associated with quota reallocation are discussed
under the F3 reallocation alternatives of which Sub-Alternative F3a,
discussed below, is the preferred alternative. The impacts from the set
of alternatives for discontinuance and reallocation (e.g., F2b and F3a)
are considered additive.
Sub-Alternative F2b will have moderate adverse direct economic
impacts to Purse seine category participants compared to the status
quo. Under this measure implemented by this final rule, quota
allocations will no longer be distributed to Purse Seine category
participants, so neither fishing for bluefin nor leasing via the IBQ
system will be allowed after the effective date of this Amendment 13
final rule. The economic impacts are estimated based on the loss of
potential revenue from these two activities. Purse Seine category
participants last landed fish from 2013 through 2015, are not currently
economically dependent upon bluefin landings, and not expected to
engage in fishing for bluefin in the future. Using leasing data from
2013-2019, NMFS estimates a loss of $38,391 per year category-wide or
$7,678 per participant from this sub-alternative. This sub-alternative
was selected because elimination of the inactive Purse Seine category
immediately would provide immediate benefits to the active bluefin
categories. Although there would be a loss in potential income from
leasing IBQ allocation, NMFS has concluded that, in view of the long-
term absence of active fishing (despite trying to create incentives
under Amendment 7 for purse seine vessels to remain active in the
fishery), the elimination of the Purse Seine category will best
contribute to achieving optimum yield and ensuring the greatest overall
benefit to the nation. Promoting commercial and recreational fishing
under sound conservation and management principles and achieving, on a
continuing basis, optimum yield from a fishery are key purposes of the
Magnuson-Stevens Act. See comment and response 24 for further
explanation.
Sub-Alternative F2c would discontinue the Purse Seine category and
reallocate quota at a future (sunset) date, i.e., the end of Year 2
after Amendment 13 is implemented. Sub-Alternative F2c1 would allow
leasing and fishing until the sunset date, while Sub-Alternative F2c2
would only allow leasing. Economic impacts for both sub-alternatives
would be moderate and adverse, but in addition, Sub-Alternative F2c2
would result in potential, lost opportunity to fish for bluefin and
associated potential revenue losses. The most reasonably likely
estimate of Purse Seine category future fishing activity is 0 mt
landings since the category has not fished since 2015. This alternative
was not selected because there is no justification to delay the
benefits associated with discontinuation of the Purse Seine category.
Alternative F3 would reallocate the Purse Seine category quota
proportionally to all other quota categories. The preferred Sub-
Alternative F3a would apply Longline category increase to all areas,
while Sub-Alternative F3b would only allow the Longline category
increase to be fished in the Atlantic (not the Gulf of Mexico).
Economic impacts for Sub-Alternative F3a, which is implemented by this
final rule, will be moderate and beneficial with estimated increases in
revenue for the commercial quota categories that will receive the
redistributed quota after the Purse Seine category is terminated. The
Draft Amendment 13/DEIS did not prefer including the Longline category
in the reallocation. After considering public comment and conducting
additional analyses, NMFS decided to include the Longline category,
given impacts to the IBQ leasing market as a result of elimination of
Purse Seine category quota and inactive pelagic longline vessels (due
to annual dynamic allocations) as sources for leasing bluefin quota.
Active vessels in the IBQ program in the past have relied, in a large
part, on Purse Seine category bluefin quota as the source for leasing
IBQ. Including the Longline category in the reallocation increases the
likelihood of maintaining a successful IBQ leasing market in the future
(including new entrants). The Longline category will continue to
benefit from a robust IBQ leasing market resulting from additional IBQ.
Annual revenue increases for other categories resulting from Sub-
Alternative F3a are estimated as follows: $1,689,758 for the General
category, $131,548 for the Harpoon category, and $93,204 for the
Reserve category, resulting in a combined total of $1,914,510. The
incidental Trap category is unlikely to see any annual revenue increase
given the total amount in its quota is de minimis and any landings are
rare. Total revenue was also estimated for the Reserve category,
because quota from that category could be used to augment one of the
commercial categories via inseason action, at some point during the
fishing year.
When Sub-Alternative F3a is combined with Sub-Alternative F2b
(immediate disbursement), there will be moderately beneficial economic
impacts on fishery participants due to increased bluefin quota and
associated revenue. Net impacts (i.e., economic impacts to all
categories combined) are also beneficial, since the estimated annual
revenue loss to the Purse Seine category for leasing would be $0.15
million annually, which equals a net increase in revenue of
approximately $2.15 million annually. Revenue loss associated with
purse seine leasing rather than fishing was used to calculate net value
because a leasing only scenario is the most likely scenario that would
occur, since Purse Seine category participants have not fished since
2015, but have been actively leasing quota through 2019. This sub-
alternative was selected because it will provide economic benefits to
the active bluefin categories.
Economic impacts for Sub-Alternative F3b (reallocation to all
categories but Longline category could not use additional bluefin quota
in the Gulf of Mexico) would be moderate and beneficial, and include
estimated increases in revenue for the directed quota categories that
received the redistributed quota. When combined with Sub-Alternative
F2b (immediate disbursement), economic impacts for Sub-Alternative F3b
would be moderately beneficial for participants in all quota
categories, except for pelagic longline vessels that fish in the Gulf
of Mexico. As explained above under Alternative F3, the final rule
includes the Longline category in the reallocation because of impacts
of eliminating the Purse Seine category on the IBQ leasing market.
Longline category vessels fishing in the Gulf of Mexico have relied in
part on leasing Purse Seine IBQ quota, so allowing use of reallocated
quota there is needed in order to address IBQ leasing market changes.
Thus, Sub-Alternative F3b is not selected. When Sub-Alternative F3b is
combined with Sub-Alternative F2c (reallocate the Purse Seine category
quota after a 2-year sunset period), short
[[Page 59994]]
term economic impacts would be neutral. Combining F3b with F2c, which
would delay reallocation, was not selected because there is no
justification to delay the benefits associated with discontinuation of
the Purse Seine category.
Alternative F4 would redistribute Purse Seine category quota to the
directed categories only. Economic impacts for Alternative F4 would be
moderate and beneficial for directed categories, and moderate and
negative for incidental categories. The beneficial impacts include
increases in revenue for the commercial quota categories that receive
the redistributed quota after the Purse Seine category is terminated.
However, impacts on the Longline category would be moderate and
negative because bluefin quota from the Purse Seine category would be
neither reallocated to the Longline category, nor available for
leasing. As explained above under Alternative F3, active vessels in the
IBQ program in the past have relied, in a large part, on Purse Seine
category bluefin quota as the source for leasing IBQ. When combined
with Alternative F2b (immediate disbursement) (Preferred), economic
impacts for Alternative F4 would be moderately beneficial for directed
category participants receiving quota. Revenue for leasing rather than
fishing was used to calculate net value because it is the most likely
scenario, since Purse Seine category participants have not fished since
2015, but have been actively leasing quota through 2019. It is
difficult to quantify the negative aspects of the impact of this
alternative on the IBQ Program. The costs associated with leasing are
likely to increase, and if fishing behavior is constrained by a poorly
functioning IBQ leasing market, there could be reductions in target
species landings. This alternative was not selected given the IBQ
leasing market concern.
When combined with Sub-Alternative F2c (1 and 2), which would
reallocate the Purse Seine category quota after a 2-year sunset period,
Alternative F4's short term economic impacts would be neutral. The
long-term impacts would be moderate and beneficial. There would be
economic gains for the categories receiving quota when the sunset of
the Purse Seine category occurs after two years, and losses for the
Purse Seine category at that time. This alternative was not selected
given the IBQ leasing market concern and because there is no
justification to delay the benefits associated with discontinuation of
the Purse Seine category.
Modifications to General Category Subquota Periods and/or Allocations
Alternative G1, the preferred No Action Alternative, will not make
any modifications to the General category subquota periods and/or
allocations and thus has neutral economic impacts. The status quo
subquotas assigned to the time periods generally reflect the historical
catch patterns from the 1980s and 1990s as well as formalization of the
winter fishery. Recent annual bluefin landings under the General
category quota have approached or exceeded the base and adjusted
General category quotas (i.e., they were 149 and 101 percent of base
and adjusted quotas, respectively, for 2017; 168 and 96 percent of base
and adjusted quotas for 2018; and 147 and 104 percent base and adjusted
quotas for 2019). Exceedances of base quotas reflect inseason quota
transfers from the Reserve and Harpoon categories. Although ex-vessel
prices have been variable over the last several years, high landings
relative to quota have led to a modest total increase in ex-vessel
gross revenues in 2016 through 2019. Revenues for the General category
were $9.7 million in 2016 and 2018, at the highest level since 2002.
While NMFS agrees that the General category fishery has changed over
time, NMFS determined, based on analyses in Draft Amendment 13/DEIS and
the Final Amendment 13/FEIS (see Section 4.7.4), that the current
structure of the fishery continues to provide equitable fishing
opportunities, as explained further in the response to Comment 27. This
alternative was selected because the current subquota periods and
allocations, in combination with NMFS' authority for inseason
management of the fishery, facilitate the catch of bluefin quota and
provide equitable opportunities for participation and catch of bluefin.
The current regulations are achieving the objectives of the fishery
management plan as explained in the FEIS Section 4.7.4.
Sub-Alternatives G2a, G2b, G3a, G3b, and G3c analyzed modifications
to the subquota periods or size of the subquota percentages. Sub-
Alternative G2a would modify the General category time periods to 12
equal months. Sub-Alternative G2b would modify General category time
periods to extend the January through March subquota time period
through April 30. Sub-Alternative G3a would modify the General category
allocation percentage to increase the January through March amount.
Sub-Alternative G3b would modify General category allocation
percentages and increase the September and the October through November
amounts and decrease the June through August amount. Sub-Alternative
G3c would modify the General category allocation percentages, and is
directly associated with Alternatives F5 and F6 (discontinue Purse
Seine category fishery and reallocate quota). Any increases of General
category quota resulting from Alternatives F5 and F6 would be applied
to the September and the October through November subquota periods. For
all of these sub-alternatives, based upon the changes in subquota
amounts, changes in revenue were estimated using changes in potential
landings and the price associated with those landings.
For these General category fishery sub-alternatives there would be
some increases in revenue for some subquota periods and declines in
revenue for other subquota periods. Overall, the impacts were expected
to be moderate, and beneficial or adverse, depending on quota and fish
prices in the various time periods. The changes in revenues in these
General category subquota allocation alternatives are strongly subject
to availability of fish and fishing conditions during the subquota time
periods. Further, the potential gross revenue estimates are based on
price assumptions and market dynamics that are uncertain. Lastly,
unused quota may be adjusted (added) within a calendar year from one
period to the next, any unused quota from the adjusted January through
March period would return to the June through August period and onward
if not used completely during that period. These sub-alternatives were
not selected, because they would not meaningfully increase the equity
of the fishery among participants or optimize bluefin landings. In the
context of the highly variable bluefin fishery and the current
regulatory structure, the analyses do not demonstrate the benefits of
any of these alternatives over the preferred alternative.
Modifications to the Angling Category Trophy Fishery
The impacts of Alternative H1, the No Action Alternative, would be
neutral, but continue the current structure (defined trophy areas and
associated quotas) of the trophy fishery. The RFA is not applicable to
anglers as they are not ``small entities'' (i.e., small businesses,
organizations or governmental jurisdictions) for RFA purposes. There is
no sale of tunas by Angling category participants, thus no economic
costs or impacts with this alternative. For charter vessels, which sell
fishing trips to recreational fishermen, for those north of the
northern mid-Atlantic states, including
[[Page 59995]]
New England states, the perceived lower opportunity to land a trophy
bluefin would continue. Therefore, this alternative was not selected.
Preferred Alternative H2, implemented by this final rule, will
modify the current Angling category northern trophy subquota areas and
allocations specified at Sec. 635.27(a)(1), by dividing the northern
area into two zones: north and south of 42[deg] N. lat. (off Chatham,
MA); these newly-formed areas will be named the Gulf of Maine trophy
area and the Southern New England trophy area, respectively, as shown
in the FEIS. The net result will be that the Trophy quota will be
divided among four geographic areas (in the Atlantic and Gulf of
Mexico) and each area would receive the same amount of quota (i.e., the
Angling category trophy quota would be divided equally four ways).
There will be minor, beneficial social impacts (and economic impacts
for charter vessels) to a small number of vessels in the new zone north
of 42[deg] N. lat. (the Gulf of Maine trophy area) resulting from the
small amount of fish that would be allowed to be landed. The perception
of greater fairness among northern area participants also represents
beneficial, social impacts. HMS Charter/Headboat permitted vessel
owners and operators have commented over the years that the ability to
attract customers with the opportunity to retain a trophy bluefin is
important, even if few are ultimately landed. NMFS also received
comments about the importance of trophy opportunities for tournaments
as well. For these reasons, this alternative was selected.
Modifications to Other Handgear Fishery Regulations
Preferred Sub-Alternative I1a (No Action) will maintain the current
authorized gears applicable to the Atlantic Tunas permit categories,
and make no changes to the relevant gear regulations. For example,
participants in the HMS Charter/Headboat category will still be
authorized to use rod and reel, handline, bandit gear, and green-stick,
as well as speargun for recreational catch of non-bluefin tunas only,
and the General category will be authorized to use harpoon, rod and
reel, handline, bandit gear, and green-stick. This alternative was
selected because there is currently equitable flexibility to use
various gear types among the open access bluefin permit categories.
Sub-Alternative I1b would add harpoon gear as an authorized gear
for the HMS Charter/Headboat category vessels. The addition of this
gear would only apply to vessels with the ability to carry six or fewer
passengers for hire. Harpoon gear could be used on commercial trips by
Charter/Headboat permitted vessels with the commercial sale
endorsement. This alternative would have minor, beneficial economic
impacts for those vessels that have success in harpooning bluefin that
may be available at the water's surface. This alternative was not
selected, because it would have relatively minor benefits, and public
comments expressed concerns about the safety of the alternative.
Further, although the Charter/Headboat category may not fish with
harpoon gear, the permit category has the flexibility to fish under
commercial or recreational HMS regulations, which is not allowed under
other permit categories.
Sub-Alternative I1c would eliminate harpoon as gear authorized for
use by General category permitted vessels. This alternative was not
selected because it would result in minor, adverse impacts: it would
reduce opportunity for vessels with General category permits that fish
with harpoon gear and reduce flexibility and efficiency in catching the
General category quota. Further, the use of harpoon gear by General
category permitted vessels does not significantly reduce fishing
opportunities for rod and reel fishermen.
Sub-Alternative I2a (No Action) would maintain the current Harpoon
category retention limit regulations: an unlimited number of giant
bluefin per day (measuring 81'' curved fork length or greater), and two
large medium bluefin (73''-<81'') per vessel per day unless the large
medium bluefin retention limit is increased by NMFS through an inseason
adjustment to a maximum of four per vessel per day. This alternative
was not selected because it would not optimize the use of the harpoon
category quota by limiting retention of high numbers of bluefin on a
single trip.
Sub-Alternative I2b would set an overall Harpoon category daily
retention limit of 10 commercial-sized bluefin per day or trip (i.e.,
the combined limit of large medium (73''-<81'') and giant (81'' or
greater) would be 10 fish), and would maintain the current regulations
regarding retention of large medium bluefin (73''-<81'') (i.e., the
range of two (default) to four fish, adjustable through inseason
action). This alternative was not selected because, although it would
optimize the use of the harpoon category quota by limiting retention of
high numbers of bluefin on a single trip, it would not provide parity
with most of the other bluefin regulations regarding retention limits.
Specifically, there would be no authority for NMFS to reduce the 10
fish retention limit to address changing conditions or circumstances in
the fishery.
Sub-Alternative I2c, implemented by this final rule, will set a
default overall daily limit of 10 commercial-sized bluefin per day or
trip (i.e., the combination of large medium (73''-<81'') and giant
(81'' or greater) would be 10 fish). Secondly, this measure will
authorize NMFS to set the combined daily retention limit over a range
of 5 to 10 fish (adjustable through inseason action). For example, if
NMFS were to set the Harpoon category limit of combined large medium
and giant bluefin to nine (via inseason action) (and a limit of two
large medium fish were in effect), then no more than seven giant
bluefin could be kept in that same day or trip, such that the total
does not exceed nine fish. This alternative was selected because it
will optimize the use of the Harpoon category quota by limiting
retention of high numbers of bluefin on a single trip, and provide a
mechanism to lower the retention limit inseason to respond to changing
conditions or circumstances in the fishery.
Sub-Alternative I3a (No Action) will maintain the June 1 start date
and November 15 closure date for the Harpoon category season. A June 1
start date for the Harpoon category means that the Harpoon and General
category seasons start at the same time. The Harpoon and General
category seasons starting together will facilitate enforcement and
business planning, and provide greater certainty to participants
regarding opportunities, participation/effort, and potential impact on
market prices. Participants will continue to have the potential to
catch the same percentage of the quota and earn the equivalent share of
total ex-vessel revenues. To the extent that bluefin may be available
to harpoon gear prior to June 1, opportunities to harpoon fish may be
lost, both from the catch of the fish and the potential for better ex-
vessel prices when there may be fewer fish on the market, particularly
from the General category, which will not begin until June 1. To the
extent that opportunities could extend deeper into the summer, more
Harpoon category participants could benefit. For these reasons, this
alternative was selected.
Sub-Alternative I3b would lengthen the season for the Harpoon
category by implementing an earlier start date of May 1 for the fishery
instead of the current start date of June 1. The November 15 closure
date would remain the same. The overall impacts would be both minor
adverse and beneficial. The relative magnitudes of the adverse and
[[Page 59996]]
beneficial impacts are unknown. Starting the Harpoon category season in
advance of the General category season (which would remain at June 1)
would result in an adverse impact due to increased uncertainty for
enforcement and business planning, and reduced certainty to General
category participants regarding opportunities, participation/effort,
and potential impact on market prices. A beneficial impact would accrue
to Harpoon category vessels. This alternative would increase the
likelihood of Harpoon category participants being able to catch the
full Harpoon category quota and thus would be minor, and beneficial. An
increase in optimum yield may result from a potential increase in the
geographic and temporal distribution of landings. Increases in positive
economic impacts would depend on the availability of bluefin to the
fishery from the beginning of May until the Harpoon category quota
(base or adjusted, as applicable) is reached. This alternative was not
selected because of the adverse impacts anticipated and the relative
magnitudes of the adverse and beneficial impacts are unknown.
Sub-Alternative I4a (No Action) would maintain the current
requirement that gives permit holders 45 days to change their Atlantic
Tunas or HMS permit category as long as they have not landed a bluefin.
This alternative was rejected because continuation of the
administrative restriction without a clear corresponding benefit is not
warranted.
Sub-Alternative I4b, implemented by this final rule, will extend
the ability to change permit categories from 45 days to the full
fishing year as long as the vessel has not landed a bluefin. For a
subset of the impacted permit holders, this alternative will be very
beneficial, if an incorrect permit is obtained that prohibits a
commercial fisherman from selling fish or a charter/headboat fisherman
from taking paying passengers (e.g., HMS Angling permit). This
alternative was selected because it will provide additional flexibility
for permit applicants to correct mistakes, while maintaining the
condition that no bluefin have been landed (and therefore precluding
misuse of such flexibility).
Sub-Alternative I5a (No Action) would make no changes to the
current regulations concerning green-stick gear. Vessels authorized to
fish with pelagic longline gear would not be permitted to retain
bluefin caught with green-stick gear. The economic impacts of the No
Action Alternatives would be minor and adverse, as a result of
maintaining the current regulations that preclude a pelagic longline
vessel from retaining bluefin caught on green-stick gear. This
alternative was not selected because it would not allow a pelagic
longline vessel to retain bluefin incidentally caught by greenstick
gear, and therefore not minimize discarding.
Sub-Alternative I5b, would amend retention and reporting
requirements for bluefin caught with green-stick gear by vessels with
Atlantic Tunas Longline category permits, to allow the retention of one
bluefin per trip (73'' or greater CFL), provided that pelagic longline
gear is not on board, and that vessels comply with additional
regulations (i.e., VMS set reports, HMS logbook requirements, IBQ
program requirements) applying to such trips. This alternative was
rejected because although it would allow retention of a bluefin caught
by green-stick gear, the restriction that green-stick gear cannot be
used if pelagic longline gear is onboard may limit the flexibility for
fishermen to adapt fishing strategies to the conditions on a particular
trip, and reduce the ability of those vessels to maximize their
opportunity to catch yellowfin. Green-stick gear selection by fishermen
targeting yellowfin could maximize economic returns and efficiency, or
reflect adherence to specific requirements if fishing under the DWH
OFRP in the Gulf of Mexico.
Sub-Alternative I5c, implemented by this final rule, amends
retention and reporting requirements for bluefin caught with green-
stick gear (by vessels with Longline category permits), to allow the
retention of one bluefin per trip (of 73'' or greater) and with
additional regulations (i.e., VMS set reports, HMS logbook
requirements, IBQ program requirements) applying to such trips. This
measure allows both green-stick and pelagic longline gear on the vessel
at the same time. In comparison to the No Action Alternative, this
measure will have minor, beneficial economic impacts because a vessel
would be able to retain a legal-sized bluefin that may otherwise be
discarded dead due to a de facto prohibition on bluefin retention.
Retention of such fish would reduce waste, augment revenue, and reduce
the frustration associated with regulatory discarding. Allowing the use
of green-stick gear while pelagic longline gear is on board is intended
to provide vessel operators flexibility to employ fishing strategies
with multiple gear types to optimize their business in a highly dynamic
fishery. Green-stick gear selection by fishermen targeting yellowfin
could maximize economic returns and efficiency, or reflect adherence to
specific requirements if fishing under the DWH OFRP in the Gulf of
Mexico. For these reasons, this alternative was selected.
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a FRFA, the agency shall publish
one or more guides to assist small entities in complying with the rule,
and shall designate such publications as ``small entity compliance
guides.'' The agency shall explain the actions a small entity is
required to take to comply with a rule or group of rules. As part of
this rulemaking process, a small entity compliance guide (the guide)
was prepared, and posted to the Amendment 13 website. Copies of this
final rule are available from the Office of Sustainable Fisheries, and
the guide is available upon request (see ADDRESSES).
This final rule contains collection-of-information requirements
subject to review and approval by the Office of Management and Budget
(OMB) under the Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d))
(PRA).
As part of Amendment 13, this final rule contains measures that
eliminate or modify existing reporting, record-keeping, or other
compliance requirements that require PRA filing, as described below.
This final rule will change the existing requirements for collection-
of-information under OMB Control Number 0648-0372 by modifying the VMS
reporting requirement for vessels issued an Atlantic Tunas Longline
permit that are fishing with green-stick gear. Such vessels will be
required to submit a VMS set report for each green-stick retrieval that
interacts with bluefin and report information on the location and the
numbers, length range, and disposition of bluefin within 12 hours
(caught using green-stick gear, in addition to the VMS reports for
pelagic longline sets). This requirement is expected to increase the
number of responses by only 18 per year, because of the low number of
vessels expected to use green-stick gear (up to 3 vessels), and the low
rate of bluefin incidental catch. This requirement will not change the
total number of respondents and would have a de minimis impact on total
costs. The public reporting burden for bluefin catch and effort is
estimated to average 5 minutes per individual response, including the
time for reviewing instructions, searching existing data sources,
gathering and maintaining the data needed, and completing and reviewing
the collection of information.
This final rule will also modify other existing requirements for
the collection
[[Page 59997]]
of information under OMB Control Number 0648-0372. The requirement for
vessels fishing with purse seine gear to report bluefin information
through VMS is eliminated, because this final rule eliminates the
provisions that allow fishing with purse seine gear. The removal of
this requirement will reduce the total burden by six hours and reduce
the estimated burden cost by two thousand dollars. The final rule
changes the existing EM requirements for pelagic longline vessels by
requiring vessel owners to pay for specific required EM system
modifications: hardware for the installation of rail video cameras and
installation of a measuring grid on deck. These payment requirements
will not affect the reporting burden hours for vessel operators.
Finally, the final rule changes the existing EM requirements for
pelagic longline vessels by requiring vessel owners to mail in their EM
hard drives after every other trip, unless the hard drive is at full
capacity after the first trip, as opposed to the current requirement to
do so after ever trip.
This final rule revises the existing requirements for collection-
of-information under OMB Control Number 0648-0040 by removing two
aspects of the dealer reporting requirements for the IBQ Program.
First, this final rule eliminates the current requirement that vessel
operators or owners confirm that the landing report information entered
into the IBQ system by the dealer is accurate, by entering the PIN
associated with the vessel account. Secondly, this final rule removes
the requirement that any pelagic longline vessel owner or operator who
discarded dead bluefin is required to also enter dead discard
information from the trip by coordinating with the dealer and entering
that trip's dead discard information into the online IBQ system via the
dealer account. The vessel operator will continue to be required to
report dead discard information via VMS while at sea. NMFS estimates
that the number of small entities subject to these requirements
includes participants in the Longline category. As of March 2020, a
total of 280 Atlantic Tunas Longline category limited access permits
were issued. It is likely that the number of vessels that will actually
be affected by these requirements would not be larger than 60 vessels.
Since 2017, no more than 58 different pelagic longline vessels have
landed bluefin.
This final rule changes the existing requirements for the
collection-of-information under OMB Control Number 0648-0677 by adding
cost recovery requirements for Atlantic Tunas Longline permit holders
that land bluefin. Annually, NMFS will estimate its incremental costs
associated with the IBQ Program (including costs associated with the
cost recovery program) and the total ex-vessel value of bluefin
harvested under the Program, and notify the public whether a cost
recovery fee will be charged for the year. If NMFS determines an annual
cost recovery fee is warranted, NMFS will send bills to permit holders
that sold bluefin to dealers. Permit holders would be billed based on
the ex-vessel value of the bluefin sold by that vessel, and would pay
the cost recovery fee through the Catch Shares On-line Program website
and the associated pay.gov link. NMFS estimates that the number of
small entities subject to new cost recovery requirements will include
all Atlantic Tuna Longline permit holders than landed bluefin, which is
not likely to exceed 60 vessels, based on 2017 through 2019 IBQ Program
data. The public reporting burden for cost recovery is estimated to
average 15 minutes per individual response, including the time for
logging onto the relevant online website, reviewing instructions,
searching existing data sources, gathering and maintaining the data
needed, and completing and reviewing the collection of information. The
total burden is estimated to be 15 hours.
NMFS invites the general public and other Federal agencies to
comment on proposed and continuing information collections, which helps
us assess the impact of our information collection requirements and
minimize the public's reporting burden. Written comments and
recommendations for this information collection should be submitted on
the following website: www.reginfo.gov/public/do/PRAMain. Find these
particular information collections by using the search function and
entering either the title of the collection or the OMB Control Number
0648-0372, 0648-0040, 0648-0677.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
List of Subjects
50 CFR Part 600
General provisions for domestic fisheries, Magnuson-Stevens Act
provisions, National standards, Regional fishery management councils.
50 CFR Part 635
Fisheries, Fishing, Fishing vessels, Foreign relations, Imports,
Penalties, Reporting and recordkeeping requirements, Statistics,
Treaties.
Dated: September 23, 2022.
Samuel D. Rauch, III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR parts 600 and 635
are amended as follows:
PART 600--MAGNUSON-STEVENS ACT PROVISIONS
0
1. The authority citation for part 600 continues to read as follows:
Authority: 5 U.S.C. 561 and 16 U.S.C. 1801 et seq.
Sec. 600.725 [Amended]
0
2. In Sec. 600.725, amend the table in paragraph (v), under the
heading ``IX. Secretary of Commerce,'' by removing and reserving the
entry 1.H.
PART 635--ATLANTIC HIGHLY MIGRATORY SPECIES
0
3. The authority citation for part 635 continues to read as follows:
Authority: 16 U.S.C. 971 et seq.; 16 U.S.C. 1801 et seq.
0
4. In Sec. 635.2:
0
a. Add in alphabetical order a definition for ``BFT'';
0
b. Revise the definition of ``CFL'';
0
c. Add in alphabetical order definitions for ``Electronic Monitoring
(EM) system'' and ``IBQ (individual bluefin quota)'';
0
d. Revise the definition of ``Northeast Distant gear restricted area'';
and
0
e. Add in alphabetical order a definition for ``Vessel Monitoring Plan
(VMP)''.
The additions and revisions read as follows:
Sec. 635.2 Definitions.
* * * * *
BFT means Atlantic bluefin tuna as defined in Sec. 600.10 of this
chapter.
* * * * *
CFL (curved fork length) means the length of a fish measured from
the tip of the upper jaw to the fork of the tail along the contour of
the body in a line that runs along the top of the pectoral fin and the
top of the caudal keel (i.e., in dorsal direction above caudal keel).
* * * * *
Electronic monitoring (EM) system means a system of video cameras
and
[[Page 59998]]
recording and other related equipment installed on a vessel.
* * * * *
IBQ (individual bluefin quota) refers to limited access privileges
under the IBQ Program (Sec. 635.15), implemented for the management of
Atlantic BFT incidentally caught by Atlantic Tunas Longline category
LAP holders.
* * * * *
Northeast Distant gear restricted area (NED) means the Atlantic
Ocean area bounded by straight lines connecting the following
coordinates in the order stated: 35[deg]00' N. lat., 60[deg]00' W.
long.; 55[deg]00' N. lat., 60[deg]00' W. long.; 55[deg]00' N. lat.,
20[deg]00' W. long.; 35[deg]00' N. lat., 20[deg]00' W. long.;
35[deg]00' N. lat., 60[deg]00' W. long.
* * * * *
Vessel monitoring plan (VMP) means an on-board, EM system reference
document required by Sec. 635.9(e)(1).
* * * * *
0
5. In Sec. 635.4, revise paragraphs (d)(1) and (2), remove paragraph
(d)(5), and revise paragraph (j)(3).
The revisions read as follows:
Sec. 635.4 Permits and fees.
* * * * *
(d) * * *
(1) The owner of each vessel used to fish for or take Atlantic
tunas commercially or on which Atlantic tunas are retained or possessed
with the intention of sale must obtain an HMS Charter/Headboat permit
with a commercial sale endorsement issued under paragraph (b) of this
section, an HMS Commercial Caribbean Small Boat permit issued under
paragraph (o) of this section, or an Atlantic tunas permit in one, and
only one, of the following categories: General, Harpoon, Longline, or
Trap.
(2) Persons aboard a vessel with a valid Atlantic Tunas, HMS
Angling, HMS Charter/Headboat, or an HMS Commercial Caribbean Small
Boat permit may fish for, take, retain, or possess Atlantic tunas, but
only in compliance with the quotas, catch limits, size classes, and
gear applicable to the permit or permit category of the vessel from
which he or she is fishing. Persons may sell Atlantic tunas only if the
harvesting vessel has a valid permit in the General, Harpoon, Longline,
or Trap category of the Atlantic Tunas permit, a valid HMS Charter/
Headboat permit with a commercial sale endorsement, or an HMS
Commercial Caribbean Small Boat permit.
* * * * *
(j) * * *
(3) A vessel owner issued an Atlantic Tunas permit in the General,
Harpoon, or Trap category or an Atlantic HMS permit in the Angling or
Charter/Headboat category under paragraph (b), (c), or (d) of this
section may change the category of the vessel permit at any time during
the fishing year, provided the vessel has not landed BFT during that
fishing year as verified by NMFS via landings data.
* * * * *
0
6. In Sec. 635.5, revise paragraphs (a)(3) and (6) and (b)(2)(i)(A) to
read as follows:
Sec. 635.5 Recordkeeping and reporting.
* * * * *
(a) * * *
(3) BFT landed by a commercial vessel and not sold. If a person who
catches and lands a large medium or giant BFT from a vessel issued a
permit in any of the commercial categories for Atlantic tunas does not
sell or otherwise transfer the BFT to a dealer who has a dealer permit
for Atlantic tunas, the person must contact a NMFS enforcement agent,
as instructed by NMFS, immediately upon landing such BFT, provide the
information needed for the reports required under paragraph (b)(2)(i)
of this section, and, if requested, make the tuna available so that a
NMFS enforcement agent or authorized officer may inspect the fish and
attach a tag to it. Alternatively, such reporting requirement may be
fulfilled if a dealer who has a dealer permit for Atlantic tunas
affixes a dealer tag as required under paragraph (b)(2)(ii) of this
section and reports the BFT as being landed but not sold on the reports
required under paragraph (b)(2)(i) of this section. If a vessel is
placed on a trailer, the person must contact a NMFS enforcement agent,
or the BFT must have a dealer tag affixed to it by a permitted Atlantic
tunas dealer, immediately upon the vessel being removed from the water.
All BFT landed but not sold will be accounted against the quota
category according to the permit category of the vessel from which it
was landed.
* * * * *
(6) Atlantic Tunas Longline category permitted vessels. The owner
or operator of a vessel issued, or that should have been issued, an
Atlantic Tunas Longline category permit is subject to the VMS reporting
requirements under Sec. 635.69(e)(4) and the applicable IBQ Program
and/or leasing requirements under Sec. 635.15.
* * * * *
(b) * * *
(2) * * *
(i) * * *
(A) Landing reports. Each dealer with a valid Atlantic Tunas dealer
permit issued under Sec. 635.4 must submit the landing reports to NMFS
for each BFT received from a U.S. fishing vessel. Such reports must be
submitted as instructed by NMFS not later than 24 hours after receipt
of the BFT. Landing reports must include the name and permit number of
the vessel that landed the BFT and other information regarding the
catch as instructed by NMFS. When purchasing BFT from eligible IBQ
Program participants, permitted Atlantic Tunas dealers must enter
landing reports into the Catch Shares Online System established under
Sec. 635.15, not later than 24 hours after receipt of the BFT. The
dealer must inspect the vessel's permit to verify that it is a
commercial category, that the required vessel name and permit number as
listed on the permit are correctly recorded in the landing report, and
that the vessel permit has not expired.
* * * * *
0
7. In Sec. 635.9, revise paragraphs (a), (b)(2) introductory text,
(c)(1)(ii), and (c)(6), add paragraph (c)(7), and revise paragraph (e)
to read as follows:
Sec. 635.9 Electronic monitoring.
(a) Applicability. An owner and/or operator of a commercial vessel
permitted or required to be permitted in the Atlantic Tunas Longline
category under Sec. 635.4, and that has pelagic longline gear on
board, are required to have installed and maintain at all times during
fishing trips, a fully operational EM system on the vessel, as
specified in this section. Vessel owners and/or operators can contact
NMFS or a NMFS-approved contractor for more details on procuring an EM
system.
(b) * * *
(2) Vessel owners and/or operators, as instructed by NMFS, may be
required to coordinate with NMFS or a NMFS approved contractor to
schedule a date or range of dates, and/or may be required to steam to a
designated port for EM work on specific NMFS-determined dates. Such EM
work may include, but is not limited to EM system installation, repair,
or modifications; modifications to vessel equipment to facilitate
installation or operation of EM systems, such as installation of a
fitting for the pressure-side of the line of the drum hydraulic system;
installation, repair or modification to a power supply or power
switches/connections for the EM system; installation of additional
lighting; or installation of mounting structure(s) for the camera(s) to
provide views of areas and fish consistent with paragraphs (c)(1)(i)
through (ii) of this section.
* * * * *
[[Page 59999]]
(c) * * *
(1) * * *
(ii) Video camera(s) must be in sufficient numbers (a minimum of
two and up to four), with sufficient resolution (no less than 720p
(1280 x 720)) for NMFS, the USCG, and their authorized officers and
designees, or any individual authorized by NMFS to determine the number
and species of fish harvested. To obtain the views required in
paragraph (c)(1)(i) of this section, at least one camera must be
mounted to record close-up images of fish being retained on the deck at
the haulback station, and at least one camera must be mounted to
provide views of the area from the rail to the water surface, where the
gear and fish are hauled out of the water. NMFS or the NMFS-approved
contractor will determine the number and placement of cameras needed to
achieve the required views, based on the operation and physical layout
of the vessel.
* * * * *
(6) EM software. The EM system must have software that enables the
system to be tested for functionality and that records the outcome of
the tests.
(7) Standardized reference grid. The vessel must have a
standardized grid on deck in view of the haulback station camera(s) in
such a way that the video recording includes an image of each fish on
the grid in order to provide a size reference. The standardized grid
may be on a removable mat or carpet that is placed on the deck before
the fish are brought on board, or may be painted directly on the deck.
The standardized reference grid must have accurate dimensions and grid
line intervals as instructed and specified in the vessel's VMP by NMFS
or the NMFS-approved contractor. The vessel owner and/or operator is
responsible for ensuring compliance with the provided instructions and
specifications and for ensuring accurate, straight, clear and complete
grid lines with no missing, incomplete, blurry or smudged lines.
* * * * *
(e) Operation. Unless otherwise authorized by NMFS in writing, a
vessel described in paragraph (a) of this section must collect video
and sensor data in accordance with the requirements in this section, in
order to fish with pelagic longline gear.
(1) Vessel monitoring plan. The vessel owner and/or operator must
have available onboard a written VMP for its system. At a minimum, the
VMP must include: information on the locations of EM system components
(including any customized camera mounting structure); contact
information for technical support; instructions on how to conduct a
pre-trip system test; instructions on how to verify proper system
functions; location(s) on deck where fish retrieval should occur to
remain in view of the cameras; specifications and other relevant
information regarding the dimensions and grid line intervals for the
standardized reference grid; procedures for how to manage EM system
hard drives; catch handling procedures; periodic checks of the monitor
during the retrieval of gear to verify proper functioning; and
reporting procedures. The VMP will be updated, revised, and approved
periodically by NMFS or the NMFS-approved contractor, and will include
both signature and date indicating when the VMP was approved by NMFS or
the NMFS-approved contractor. The VMP should minimize to the extent
practicable any impact of the EM systems on the current operating
procedures of the vessel, and should help ensure the safety of the
crew. The vessel owner and/or operator must implement, and ensure that
the vessel complies with, all of the requirements, specifications and
protocols outlined in the VMP no later than 6 months after the date of
approval of the VMP.
(2) Handling of fish and duties of care. The vessel owner and/or
operator must ensure that all fish that are caught, even those that are
released, are handled in a manner that enables the video system to
record such fish, and must ensure that all handling and retention of
BFT occurs in accordance with relevant regulations and the operational
procedures outlined in the VMP. The vessel owner or operator must
ensure that each retained fish is placed on the standardized reference
grid in view of cameras in accordance with the operational procedures
outlined in the VMP.
(3) Additional duties of care. The vessel owner and/or operator is
responsible for ensuring the proper continuous functioning of all
aspects of the EM system, including that the EM system must remain
powered on for the duration of each fishing trip from the time of
departure to time of return; cameras must be functioning and cleaned
routinely; the hydraulic and gear sensors must be operational; the GPS
signal must be functioning; and EM system components must not be
tampered with.
(4) Completion of trip(s). Except when at capacity after one trip
or otherwise stated by NMFS in writing, EM hard drives may be used to
record up to two trips. Within 48 hours of completing a second fishing
trip, or within 48 hours of completing one trip in the case where the
hard drive does not have sufficient capacity for a second trip, the
vessel owner and/or operator must mail the removable EM system hard
drive(s) containing all data to NMFS or NMFS-approved contractor,
according to instructions provided by NMFS. The vessel owner and/or
operator is responsible for using shipping materials suitable to
protect the hard drives (e.g., bubble wrap), tracking the package, and
including a self-addressed mailing label for the next port of call so
replacement hard drives can be mailed back to the sender. Prior to
departing on any trip, the vessel owner and/or operator must ensure an
EM system hard drive(s) is installed that has the capacity needed to
enable data collection and video recording for the entire trip. The
vessel owner and/or operator is responsible for contacting NMFS or
NMFS-approved contractor if they have requested but not received a
replacement hard drive(s) and for informing NMFS or NMFS-approved
contractor of any lapse in the hard drive management procedures
described in the VMP.
* * * * *
0
8. Revise Sec. 635.15 to read as follows:
Sec. 635.15 Individual bluefin tuna quotas (IBQs).
(a) General. This section describes the IBQ Program. As described
below, under the IBQ Program, NMFS will assign eligible Atlantic Tunas
Longline category LAP holders annual IBQ shares and resulting
allocations. IBQ allocations are required for vessels with Atlantic
Tunas Longline category permits to fish with pelagic longline or green-
stick gear. IBQ allocations may be leased by IBQ shareholders and
Atlantic Tunas Longline category LAP holders using the Catch Shares
Online System.
(b) Eligibility--(1) IBQ shareholder. An Atlantic Tunas Longline
category LAP holder that fished using pelagic longline gear on at least
one set (i.e., deployment and retrieval) during a recent 36 month
period is eligible to receive an annual IBQ share in accordance with
paragraph (c) of this section and is considered an IBQ shareholder. In
determining IBQ shareholders, NMFS will use data as described in
paragraph (c) of this section. For an IBQ shareholder's vessel to be
considered an ``eligible vessel,'' the vessel must have been issued a
valid Atlantic Tunas Longline category LAP when set(s) occurred during
the relevant 36 month period. In circumstances where a LAP is
transferred from one vessel to another during the relevant 36 month
period, the eligible vessel(s) is that which deployed the pelagic
longline sets.
[[Page 60000]]
(2) New entrants. New entrants to the fishery need to obtain an
Atlantic Tunas Longline category LAP, as well as other required LAPs,
as described under Sec. 635.4(l), and would need to lease IBQ
allocations per paragraph (e) of this section if the Atlantic Tunas
Longline category LAP acquired was not eligible for an annual IBQ
share.
(c) Annual IBQ share determination. During the last quarter of each
year, NMFS will review the relevant 36 months of best available data to
determine eligible IBQ shareholders and the number of pelagic longline
sets legally made by each permitted, eligible vessel, and assign IBQ
shares based on the criteria below. The 36 month time period is a
rolling period that changes annually, and is selected by NMFS based on
the availability of recent data and time required by NMFS to conduct
determinations under paragraphs (b) and (c) of this section. NMFS
intends to include data from the majority of the year prior to the year
for which shares are applied and the IBQ allocation distributed. The
best available data as determined by NMFS may be a single data source
such as VMS data, for which there is a relatively short time period
from the time it is submitted by the vessel operator, and the time it
can be used by NMFS; or the best available data may include other
available data such as logbook, EM, or permit data, in order to
accurately determine a vessel's eligibility status and shares. An IBQ
shareholder does not need a valid LAP when NMFS makes annual IBQ share
determinations, but NMFS will only distribute IBQ allocations to
permitted vessels.
(1) IBQ share calculations. Annually, NMFS will calculate IBQ
shares for each IBQ shareholder based upon the total number of each
eligible vessel's pelagic longline sets during the relevant 36 month
period, and the relative amount (as a percentage) those pelagic
longline sets represent compared to the total number of pelagic
longline sets made by all IBQ shareholders' eligible vessels. NMFS will
only count one set per calendar day toward a vessel's total number of
pelagic longline sets, and will only count a set if a vessel was issued
a valid Atlantic Tunas Longline category LAP when the set occurred. The
annual IBQ share percentage is used to calculate the annual IBQ
allocation (see paragraph (d) of this section).
(2) Proxy calculation for Deepwater Horizon Oceanic Fish
Restoration Project participants. For valid participants in this
Project, the annual IBQ shares will be calculated as described in
paragraph (c)(1) of this section, but in addition, a proxy amount of
sets will be added to a vessel's history during the period of its
participation in the Project. The proxy will be based upon the average
number of sets made by IBQ shareholders' vessels that did not
participate in the Project during the period that participants fished
under the Project.
(3) Regional designations of IBQ shares. Annually, IBQ shares and
resultant allocations will be designated as either ``GOM'' (Gulf of
Mexico) or ``ATL'' (Atlantic), based upon the location (i.e., in the
Gulf of Mexico or Atlantic region) of sets included in the calculation
under paragraph (c)(1) of this section. Subject to the GOM share cap
described below, each region's total shares and resultant allocations
for the year will be based on the percentage of sets designated for the
region compared to total sets. Per Sec. 635.28(a)(1), NMFS will file a
closure action when a region's IBQ allocations have been reached or are
projected to be reached. For the purposes of this section, the Gulf of
Mexico region includes all waters of the U.S. EEZ west and north of the
boundary stipulated at Sec. 600.105(c) of this chapter, and the
Atlantic region includes all other waters of the Atlantic Ocean
including fishing taking place in the NED defined at Sec. 635.2. If an
IBQ shareholder's vessel had fishing history in both the Gulf of Mexico
and Atlantic region, it could receive both GOM and ATL shares.
(i) GOM share cap. The maximum amount of designated GOM IBQ shares
among all IBQ shareholders is capped at 35 percent of the baseline
Longline category quota. Based on the criteria and process under Sec.
635.27(a)(7), NMFS may make an inseason or annual adjustment to reduce
the default 35-percent cap for all or the remainder of a calendar year.
(ii) Adjustment of GOM shares to match the GOM share cap. If NMFS
determines that the total amount of GOM-designated IBQ shares would be
greater than the GOM share cap (default or adjusted), NMFS will reduce
the total amount of GOM shares in order to equal the GOM share cap. The
reduction in total GOM shares will be achieved through equal
proportional reductions among all GOM shareholders. The ATL shares will
be increased in an analogous manner, so that the total share
percentages for the two regions add up to 100 percent. NMFS will notify
affected shareholders of any reductions in their GOM shares or
increases in ATL shares resulting from this adjustment. This adjustment
is not subject to appeal under paragraph (e)(1)(i) of this section.
(iii) Low GOM-designated share threshold. If NMFS determines that
the total amount of GOM-designated IBQ shares is 5 percent or less of
the total IBQ shares, NMFS will file an action with the Office of the
Federal Register for publication that suspends for that year the
requirement to account for BFT caught in the Gulf of Mexico with GOM-
designated shares and resultant allocations (paragraph (f)(1) of this
section) and the minimum GOM IBQ allocation requirement (paragraph
(f)(2) of this section). NMFS will also notify IBQ shareholders of such
action per paragraph (e) of this section. In this situation, IBQ
shareholders' vessels could fish in the Gulf of Mexico during that year
using ATL-designated IBQ allocations. Any vessels fishing in the Gulf
of Mexico would still need to account for BFT catch and have the
minimum IBQ allocation of 0.25 mt ww (551 lb ww) before departing on
the first fishing trip in a calendar year quarter. Those vessels that
fish in the Gulf of Mexico may be issued GOM IBQ shares in the
following year per the regional designation of shares process described
in paragraph (c)(3) of this section. BFT catch (landings and dead
discards) from the Gulf of Mexico by pelagic longline vessels will be
capped at the weight of BFT equivalent to the GOM share cap (see
paragraph (c)(3)(i) of this section) in the applicable year. If this
level of catch is reached, or projected to be reached, NMFS will
prohibit fishing with pelagic longline gear in the Gulf of Mexico for
the rest of the year pursuant to Sec. 635.28(a)(1).
(d) Annual IBQ allocations. An annual IBQ allocation is the amount
of BFT (whole weight) in metric tons corresponding to an IBQ
shareholder's share percentage, distributed to their vessel to account
for incidental landings and dead discards of BFT during a specified
calendar year. NMFS will only distribute IBQ allocations when there is
a valid Atlantic Tunas Longline category LAP associated with a vessel.
Unless otherwise required under paragraph (f)(4) of this section, an
IBQ allocation is derived by multiplying the IBQ share percentage
(calculated under paragraph (c)(1) of this section) by the baseline
Longline category quota for that year. If the baseline quota is
adjusted during the fishing year, the annual IBQ allocation may also be
adjusted as specified in paragraph (e)(2) of this section.
(e) Notification of IBQ shares and allocations, appeals, and
adjustments. During the last quarter of each year, NMFS will notify
Atlantic Tunas Longline permit holders via electronic methods (such as
an email) and/or letter to inform them of their IBQ shares, their IBQ
allocations, and the regional designations of those shares and
[[Page 60001]]
allocations for the subsequent fishing year; whether adjustments were
made to GOM-designated shares due to the GOM shares cap; and whether
the low GOM-designated share threshold has been triggered. This
notification represents the initial administrative determination (IAD)
for the permit holder's IBQ share and allocation. NMFS will also notify
permit holders of any existing quota debt, and provide instructions for
appealing the IAD. As of December 31, if an IBQ shareholder does not
have a valid Atlantic Tunas Longline category LAP associated with a
vessel due to a permit renewal or transfer, NMFS will issue IBQ
allocation for the relevant fishing year if/when the permit renewal or
transfer is completed and a valid LAP is associated with a vessel. IBQ
shares, allocations, and regional designations may change as a result
of the following circumstances, in which case NMFS will notify eligible
IBQ recipients.
(1) Appeals. Appeals will be governed by the regulations and
policies of the National Appeals Office at 15 CFR part 906. Per those
regulations, Atlantic Tunas Longline Permit holders may appeal the IAD
by submitting a written request for an appeal to the National Appeals
Office within 45 days after the date the IAD is issued. NMFS will
provide further instructions on how to submit a request for an appeal
when it issues the IAD.
(i) Items subject to appeal and adjustment. A permit holder may
appeal their: eligibility for IBQ shares based on ownership of an
active vessel with a valid Atlantic Tunas Longline category permit; IBQ
share percentage; IBQ allocations; and regional designations of shares
and allocations. A permit holder may also appeal NMFS' determination of
the number of pelagic longline sets legally made by its permitted
vessel. However, an adjustment of GOM shares under paragraph (c)(3)(ii)
of this section or inseason quota adjustment under paragraph (e)(3) of
this section is not subject to appeal. Appeals based on hardship
factors will not be considered. Consistent with most limited effort and
catch share programs, hardship is not a valid basis for appeal due to
the multitude of potential definitions of hardship and the difficulty
and complexity of administering such criteria in a fair manner. NMFS
may utilize BFT quota from the Reserve category for any adjustment
needed due to an appeal.
(ii) Supporting documentation for appeals. NMFS permit records
would be the sole basis for determining permit transfers, permit
renewals, and the validity of permits. NMFS will only use the relevant
36 months of data described under paragraph (c) of this section to
determine the numbers of pelagic longline sets made. NMFS will count
only pelagic longline sets legally made when the permit holder had a
valid permit. No other proof of sets or permit history will be
considered. Photocopies of written documents are acceptable; NMFS may
request originals at a later date. NMFS may refer any submitted
materials that are of questionable authenticity to the NMFS Office of
Law Enforcement for investigation into potential violations of Federal
law.
(2) Inseason quota transfers. NMFS may transfer additional quota to
the Longline category inseason as authorized under Sec. 635.27(a), and
in accordance with Sec. 635.27(a)(7) and (8). NMFS may distribute the
quota that is transferred inseason to the Longline category either to
all IBQ shareholders or to all permitted Atlantic Tunas Longline
category LAP vessels that are determined by NMFS to have any recent
fishing activity in the pelagic longline fishery. In making this
decision, NMFS will consider factors for the subject and previous year
such as the number of BFT landings and dead discards, the number of IBQ
lease transactions, the average amount of IBQ leased, the average
amount of quota debt, the annual amount of IBQ allocation, any previous
inseason allocations of IBQ allocation, the amount of BFT quota in the
Reserve category (at Sec. 635.27(a)(6)(i)), the percentage of BFT
quota harvested by the other quota categories, the remaining number of
days in the year, the number of active vessels fishing not associated
with IBQ share, and the number of vessels that have incurred quota debt
or that have low levels of IBQ allocation. NMFS will determine if a
vessel has any recent fishing activity based upon the best available
information for the subject and previous year, such as logbook, vessel
monitoring system, or electronic monitoring data. Any distribution of
quota transferred inseason will be equal among eligible IBQ
shareholders or active vessels, and include regional designations of
IBQ allocations (see paragraph (c)(3) of this section).
(3) Inseason quota adjustments. NMFS may increase or decrease the
baseline Longline quota on an inseason basis as authorized under Sec.
635.27(a). When doing so, NMFS would apply each IBQ shareholder's share
percentage to the amount of quota increase or decrease, and will notify
IBQ shareholders of any resulting changes in their IBQ allocations.
This adjustment is not subject to appeal under paragraph (e)(1)(i) of
this section. Regional designations described in paragraph (c)(3) of
this section will be applied to inseason quota distributed to IBQ
shareholders, and subject to the applicable cap and other provisions
under paragraph (c)(3) of this section.
(f) Using IBQ shares and allocations. Unless specified otherwise,
IBQ shares and resultant allocations will be available for use at the
start of each fishing year and expire at the end of each fishing year.
IBQ shares and allocations issued under this section are valid for the
relevant fishing year unless revoked, suspended, or modified or unless
the Atlantic Tunas Longline category quota is closed per Sec.
635.28(a).
(1) Usage of GOM and ATL shares and allocations. GOM shares and
resultant allocations can be used to satisfy minimum IBQ allocation
requirements under paragraph (f)(2) of this section, or to account for
BFT caught with pelagic longline gear in either the Gulf of Mexico or
the Atlantic regions. ATL shares and resultant allocations can only be
used to satisfy minimum IBQ allocation requirements under paragraph
(f)(2) of this section, or to account for BFT caught with pelagic
longline gear in the Atlantic region, unless the provisions of
paragraph (c)(3)(iii) of this section are in effect. For the purposes
of this section, the Gulf of Mexico region includes all waters of the
U.S. EEZ west and north of the boundary stipulated at Sec. 600.105(c)
of this chapter, and the Atlantic region includes all other waters of
the Atlantic Ocean including fishing taking place in the NED defined at
Sec. 635.2.
(2) Minimum IBQ allocation. For purposes of this section, calendar
year quarters start on January 1, April 1, July 1, and October 1.
(i) First fishing trip in a calendar year quarter. Before departing
on the first fishing trip in a calendar year quarter, a vessel with a
valid Atlantic Tunas Longline category LAP that fishes with or has
pelagic longline or green-stick gear onboard must have the minimum IBQ
allocation for either the Gulf of Mexico or Atlantic, depending on
fishing location. The minimum GOM allocation for a vessel fishing in
the Gulf of Mexico, or departing for a fishing trip in the Gulf of
Mexico, is 0.25 mt ww (551 lb ww). The minimum ATL or GOM allocation
for a vessel fishing in the Atlantic or departing for a fishing trip in
the Atlantic is 0.125 mt ww (276 lb ww). A vessel owner or operator may
not declare into or depart on the first fishing trip in a calendar year
quarter with pelagic longline gear onboard unless the vessel has the
relevant required minimum IBQ allocation for the region in which the
fishing activity will occur.
[[Page 60002]]
(ii) Subsequent fishing trips in a calendar year quarter.
Subsequent to the first fishing trip in a calendar year quarter, a
vessel owner or operator may declare into or depart on other fishing
trips with pelagic longline gear onboard with less than the relevant
minimum IBQ allocation for the region in which the fishing activity
will occur, but only within that same calendar year quarter.
(3) Accounting for BFT that were landed or discarded dead. The
following requirements apply to Atlantic Tunas Longline permit holders
fishing with pelagic longline or green-stick gear regarding accounting
for all BFT landings and dead discards from a vessel's IBQ allocation.
(i) Catch deduction from IBQ allocations. Except as provided under
paragraph (f)(6)(i) of this section, for vessels fishing in the NED,
all BFT landings must be deducted from the vessel's IBQ allocation at
the end of each trip by providing information to, and coordinating with
the dealer. Dead discards will be deducted from the vessel's IBQ
allocation by the Catch Shares Online System, when the vessel operator
reports dead discards through VMS as required under Sec.
635.69(e)(4)(i).
(ii) IBQ allocation balances. If the amount of BFT landed and
discarded dead on a particular trip exceeds the amount of the vessel's
IBQ allocation or results in an IBQ balance less than the minimum
amount described in paragraph (f)(2) of this section, the vessel may
continue to fish, complete the trip, and depart on subsequent trips
within the same calendar year quarter. The vessel must resolve any
quota debt (see paragraph (f)(4) of this section) before declaring into
or departing on a fishing trip with pelagic longline gear onboard in a
subsequent calendar year quarter by acquiring adequate IBQ allocation
to resolve the debt and acquire the needed minimum allocation through
leasing, as described in paragraph (g) of this section.
(iii) End-of-year IBQ transactions by dealers. Federal Atlantic
Tunas Dealer permit holders must comply with reporting requirements at
Sec. 635.5(b)(2)(i)(A). No IBQ transactions will be processed between
6 p.m. eastern time on December 31 and 2 p.m. Eastern Time on January 1
of each year to provide NMFS time to reconcile IBQ accounts and update
IBQ shares and allocations for the upcoming fishing year.
(4) Exceeding an available allocation. If the amount of BFT landed
or discarded dead for a particular trip (as defined in Sec. 600.10 of
this chapter) exceeds the amount of IBQ allocation available to the
vessel, the permitted vessel is considered to have a ``quota debt''
equal to the difference between the catch and the allocation.
(i) Quarter-level quota debt. A vessel with quota debt incurred in
a given calendar year quarter cannot depart on a trip with pelagic
longline gear onboard in a subsequent calendar year quarter until the
vessel leases allocation or receives additional allocation (see
paragraphs (e) and (g) of this section), and applies allocation for the
appropriate region to settle the quota debt such that the vessel has
the relevant minimum quota allocation required to fish for the region
in which the fishing activity will occur (see paragraph (f)(2) of this
section). For example, a vessel with quota debt incurred during January
through March may not depart on a trip with pelagic longline gear
onboard during April through June (or subsequent quarters) until the
quota debt has been resolved such that the vessel has the relevant
minimum quota allocation required to fish for the region in which the
fishing activity will occur.
(ii) Annual-level quota debt. If, by the end of the fishing year, a
permit holder does not have adequate IBQ allocation to settle its
vessel's quota debt through leasing or additional allocation (see
paragraphs (e) and (g) of this section), the vessel's allocation will
be reduced in the amount equal to the quota debt in the subsequent year
or years until the quota debt is fully accounted for. A vessel may not
depart on any pelagic longline trips if it has outstanding quota debt
from a previous fishing year.
(iii) Association with permit. Quota debt is associated with the
vessel's Atlantic Tunas Longline permit, and remains associated with
the permit if/when the permit is transferred or sold. At the end of the
year, if an owner with multiple permitted vessels has a quota debt
associated with one or more vessels owned, the IBQ system will apply
any remaining unused IBQ allocation associated with that owner's other
vessels to resolve the quota debt.
(5) Unused IBQ allocation. Any IBQ allocation that is unused at the
end of the fishing year may not be carried forward by a permit-holder
to the following year, but would remain associated with the Longline
category as a whole, and subject to the quota regulations under Sec.
635.27, including annual quota adjustments.
(6) The IBQ Program and the NED. The following restrictions apply
to vessels fishing with pelagic longline gear in the NED:
(i) When NED BFT quota is available. Permitted vessels fishing with
pelagic longline or green-stick gear may fish in the NED, and any BFT
catch will count toward the ICCAT-allocated separate NED quota, and
will not be subject to the BFT accounting requirements of paragraph
(f)(3) of this section, until the NED quota has been filled. Permitted
vessels fishing in the NED must still fish in accordance with all other
IBQ Program requirements, including the relevant minimum IBQ allocation
requirements specified under paragraph (f)(2) of this section to depart
on a trip using pelagic longline or green-stick gear.
(ii) When NED BFT quota is filled. Permitted vessels fishing with
pelagic longline or green-stick gear may fish in the NED after the
ICCAT-allocated, separate NED quota has been filled and must abide by
all IBQ Program requirements. Notably, when the NED BFT quota is
filled, the BFT accounting requirement of paragraph (f)(3) of this
section is applicable. BFT catch must be accounted for using the
vessel's ATL or GOM IBQ allocation, as described under paragraph (f)(1)
of this section.
(g) IBQ allocation leasing--(1) Eligibility. The permit holders of
vessels issued valid Atlantic Tunas Longline category LAPs are eligible
to lease IBQ allocation to and/or from each other. A person who holds
an Atlantic Tunas Longline category LAP that is not associated with a
vessel may not lease IBQ allocation.
(2) Application to lease--(i) Application information requirements.
All IBQ allocation leases must occur electronically through the Catch
Shares Online System, and include all information required by NMFS.
(ii) Approval of lease application. Unless NMFS denies an
application to lease IBQ allocation according to paragraph (g)(2)(iii)
of this section, the Catch Shares Online System will provide an
approval code to the IBQ lessee confirming the transaction.
(iii) Denial of lease application. NMFS may deny an application to
lease IBQ allocation for any reason, including, but not limited to: The
application is incomplete; the IBQ lessor or IBQ lessee is not eligible
to lease per paragraph (g)(1) of this section; the IBQ lessor or IBQ
lessee permits is sanctioned pursuant to an enforcement proceeding; or
the IBQ lessor has an insufficient IBQ allocation available to lease
(i.e., the requested amount of lease may not exceed the amount of IBQ
allocation associated with the lessor). As the Catch Shares Online
System is automated, if any of the criteria above are applicable, the
lease transaction will not be allowed to proceed. The decision by NMFS
is the final agency decision; there is no
[[Page 60003]]
opportunity for an administrative appeal.
(3) Conditions and restrictions of leased IBQ allocation--(i)
Subleasing. In a fishing year, an IBQ allocation may be leased numerous
times following the process specified in paragraph (g)(2) of this
section.
(ii) History of leased IBQ allocation use. The fishing history
associated with the catch of BFT will be associated with the vessel
that caught the BFT, regardless of how the vessel acquired the IBQ
allocation (e.g., through annual allocation or lease), for the purpose
of any potential, future relevant regulations based upon BFT catch.
(iii) Duration of IBQ allocation lease. IBQ allocations expire at
the end of each calendar year. Thus, an IBQ lessee may only use the
leased IBQ allocation during the fishing year in which the IBQ
allocation is applicable.
(iv) Temporary prohibition on leasing IBQ allocation. No leasing of
IBQ allocation is permitted between 6 p.m. eastern time on December 31
of one year and 2 p.m. eastern time on January 1 of the next year. This
period is necessary to provide NMFS time to reconcile IBQ accounts, and
update IBQ shares and allocations for the upcoming fishing year.
(h) Sale of IBQ shares. Sale of IBQ shares is not permitted.
(i) Changes in vessel and permit ownership. In accordance with the
regulations specified under Sec. 635.4(l), a vessel owner that has an
annual IBQ share may transfer their Atlantic Tunas Longline category
LAP to another vessel that he or she owns or transfer the permit to
another person. The IBQ share as described under this section would
transfer with the permit to the new vessel, and remain associated with
that permit for the remainder of that fishing year. Within a fishing
year, when an Atlantic Tunas Longline category LAP transfer occurs
(from one vessel to another), the associated IBQ shares are transferred
with the permit, however IBQ allocation is not, unless the IBQ
allocation is also transferred through a separate transaction within
the Catch Shares Online System. A person that holds an Atlantic Tunas
Longline category LAP that is not associated with a vessel may not
receive or lease IBQ allocation.
(j) Evaluation. NMFS will conduct evaluations of the IBQ Program in
accordance with Magnuson-Stevens Act requirements for Limited Access
Privilege Programs (Section 303(c)(1)(G)).
(k) Property rights. IBQ shares and resultant allocations issued
pursuant to this part may be revoked, limited, modified or suspended at
any time subject to the requirements of the Magnuson-Stevens Act, ATCA,
or other applicable law. Such IBQ shares and resultant allocations do
not confer any right to compensation and do not create any right,
title, or interest in any BFT until it is landed or discarded dead.
(l) Enforcement and monitoring. NMFS will enforce and monitor the
IBQ Program through the use of the reporting and record keeping
requirements described under Sec. 635.5, the monitoring requirements
under Sec. Sec. 635.9 and 635.69, enforcement of the prohibitions in
Sec. 635.71, and its authority to close the pelagic longline fishery
specified under Sec. 635.28.
(m) Cost recovery program. This program of fees is intended to
cover costs of management, data collection and analysis, and
enforcement activities directly related to and in support of the IBQ
Program. This program applies to vessels issued an Atlantic Tunas
Longline category LAP that harvested BFT under the IBQ Program. NMFS
will undertake the process described in paragraphs (m)(1) through (5)
of this section, on an annual basis.
(1) Estimation of incremental cost. NMFS will calculate the
estimated incremental cost of the IBQ Program (e.g., oversight,
customer service, database/computer maintenance and other costs,
electronic monitoring program, data monitoring, preparation of fleet
communications, providing status reports to the HMS Advisory Panel,
preparation of Federal Register documents, and enforcement related
activities), including an estimate of the administrative and
operational cost of implementing the cost recovery program.
(2) Estimation of ex-vessel value of catch share species. NMFS will
calculate the ex-vessel value of BFT harvested under the IBQ Program
using dealer data on the estimated average ex-vessel value price per
pound (paid by the dealer to the vessel) and the total dressed weight
of BFT sold to dealers.
(3) Determination of fees. NMFS will compare its incremental cost
under paragraph (m)(1) of this section to the estimate of BFT ex-vessel
value under paragraph (m)(2) of this section to determine the total
amount of fees that may be recovered. Fees shall not exceed 3 percent
of the BFT ex-vessel value estimated under paragraph (m)(2) of this
section. NMFS will determine the fee associated with each vessel that
harvested BFT, based on the total dressed weight of BFT sold to dealers
by a vessel, and the total amount of fees that may be recovered
(fishery-wide). NMFS will not assess fees, if the amount of fees that
may be recovered is similar to or less than the estimated cost of
implementing the cost recovery program.
(4) Notification of fees. NMFS will file with the Office of the
Federal Register for publication a notification of its determination on
fees, and notify Atlantic Tunas Longline permit holders, specifying the
fee amount owed, and instructions for payment through the Catch Shares
Online System or other Federal payment system. Federally permitted
vessels (Atlantic Tunas Longline permit holders) that sold BFT that do
not pay the fee or are delinquent in payment would be subject to
relevant enforcement penalties, including permit revocation.
(5) Annual report. NMFS will prepare a brief annual report, made
available to the public, which summarizes relevant information
including the estimation of recoverable costs, estimation of ex-vessel
value of BFT, and determination of the cost recovery fee.
(n) IBQ shares cap. An individual, partnership, corporation or
other entity (collectively, ``entity'' for purposes of this paragraph)
that holds an Atlantic Tunas Longline category LAP may not hold or
acquire more than 25 percent of the total IBQ shares or resultant IBQ
allocations annually. The cap applies to the sum of IBQ shares or
associated IBQ allocations an entity holds, regardless of whether the
entity is associated with a single or multiple Atlantic Tunas Longline
category permits.
0
9. In Sec. 635.19, revise paragraph (b) to read as follows:
Sec. 635.19 Authorized gears.
* * * * *
(b) Atlantic tunas. Primary gears are the gears specifically
authorized in this section for fishing for, catching, retaining, or
possessing Atlantic BFT and BAYS.
(1) Atlantic BFT. A person that fishes for, catches, retains, or
possesses an Atlantic BFT may not have on board a vessel or use on
board a vessel any primary gear other than those authorized for the
specific permit category issued (Atlantic tunas or HMS permit
categories) and listed here:
(i) Angling category. Rod and reel (including downriggers) and
handline.
(ii) Charter/headboat category. Rod and reel (including
downriggers), bandit gear, handline, and green-stick gear.
(iii) General category. Rod and reel (including downriggers),
handline, harpoon, bandit gear, and green-stick gear.
(iv) Harpoon category. Harpoon.
(v) Trap category. Pound net and fish weir.
[[Page 60004]]
(vi) Longline category. Longline and green-stick gear.
(2) BAYS. Subject to paragraph (b)(1) of this section that applies
to possession or retention of BFT or fishing for or catching BFT, a
person may otherwise use the primary gears authorized for the Atlantic
Tunas or HMS permit categories and listed here to fish for, catch,
retain, or possess BAYS:
(i) Angling category. Speargun, rod and reel (including
downriggers), and handline.
(ii) Charter/Headboat category. Rod and reel (including
downriggers), bandit gear, handline, and green-stick gear are
authorized for all recreational and commercial Atlantic tuna fisheries.
Speargun is authorized for recreational Atlantic BAYS tuna fisheries
only.
(iii) General category. Rod and reel (including downriggers),
handline, harpoon, bandit gear, and green-stick gear.
(iv) Harpoon category. Harpoon.
(v) Longline category. Longline and green-stick gear.
(3) HMS Commercial Caribbean Small Boat Permit. A person issued an
HMS Commercial Caribbean Small Boat permit may use handline, harpoon,
rod and reel, bandit gear, green-stick gear, and buoy gear to fish for,
retain, or possess BAYS tunas in the U.S. Caribbean, as defined at
Sec. 622.2.
* * * * *
0
10. In Sec. 635.21:
0
a. Revise paragraphs (c)(2)(iv) introductory text, (c)(5)(iii)(B), and
(c)(5)(iii)(C) introductory text; and
0
b. Remove paragraph (e) and redesignate paragraphs (f) through (k) as
paragraphs (e) through (j).
The revisions read as follows:
Sec. 635.21 Gear operation and deployment restrictions.
* * * * *
(c) * * *
(2) * * *
(iv) In the NED at any time, unless persons onboard the vessel
comply with the following:
* * * * *
(5) * * *
(iii) * * *
(B) Bait. Vessels fishing outside of the NED, as defined at Sec.
635.2, that have pelagic longline gear on board, and that have been
issued or are required to be issued a LAP under this part, are limited,
at all times, to possessing on board and/or using only whole finfish
and/or squid bait except that if green-stick gear is also on board,
artificial bait may be possessed, but may be used only with green-stick
gear.
(C) Hook size and type. Vessels fishing outside of the NED, as
defined at Sec. 635.2, that have pelagic longline gear on board, and
that have been issued or are required to be issued a LAP under this
part are limited, at all times, to possessing on board and/or using
only 16/0 or larger non-offset circle hooks or 18/0 or larger circle
hooks with an offset not to exceed 10[deg]. These hooks must meet the
criteria listed in paragraphs (c)(5)(iii)(C)(1) through (3) of this
section. A limited exception for the possession and use of J-hooks when
green-stick gear is on board is described in paragraph
(c)(5)(iii)(C)(4) of this section.
* * * * *
0
11. In Sec. 635.22, revise paragraph (c)(1) to read as follows:
Sec. 635.22 Recreational retention limits.
* * * * *
(c) * * *
(1) The recreational retention limit for sharks applies to any
person who fishes in any manner on a vessel that has been issued or is
required to have been issued a permit with a shark endorsement, except
as noted in paragraph (c)(7) of this section. The retention limit can
change depending on the species being caught and the size limit under
which they are being caught as specified under Sec. 635.20(e). A
person on board a vessel that has been issued or is required to be
issued a permit with a shark endorsement under Sec. 635.4 is required
to use non-offset, corrodible circle hooks as specified in Sec.
635.21(e) and (j) in order to retain sharks per the retention limits
specified in this section.
* * * * *
0
12. In Sec. 635.23:
0
a. Revise paragraphs (a)(4), (b)(3), and (d);
0
b. Remove paragraph (e);
0
c. Redesignate paragraphs (f) and (g) as paragraphs (e) and (f);
0
d. Revise newly redesignated paragraphs (e) introductory text and
(e)(2); and
0
e. Add paragraph (e)(3).
The revisions and additions read as follows:
Sec. 635.23 Retention limits for bluefin tuna.
* * * * *
(a) * * *
(4) To provide for maximum utilization of the quota for BFT, and as
allowed under paragraph (a)(2) of this section, NMFS may increase or
decrease the daily retention limit of large medium and giant BFT over a
range from zero (on RFDs) to a maximum of five per vessel. Such
increase or decrease will be based on the criteria provided under Sec.
635.27(a)(7). NMFS will adjust the daily retention limit by filing an
adjustment with the Office of the Federal Register for publication.
Previously designated RFDs may be waived effective upon closure of the
General category fishery so that persons aboard vessels permitted in
the General category may conduct tag-and-release fishing for BFT under
Sec. 635.26(a).
(b) * * *
(3) Changes to retention limits. To provide for maximum utilization
of the quota for BFT over the longest period of time, NMFS may increase
or decrease the retention limit for any size class of BFT, or change a
vessel trip limit to an angler trip limit and vice versa. Such increase
or decrease in retention limit will be based on the criteria provided
under Sec. 635.27(a)(7). The retention limits may be adjusted
separately for persons aboard a specific vessel type, such as private
vessels, headboats, or charter boats. NMFS will adjust the daily
retention limit specified in paragraph (b)(2) of this section by filing
an adjustment with the Office of the Federal Register for publication.
* * * * *
(d) Harpoon category. (1) Persons aboard a vessel permitted in the
Atlantic Tunas Harpoon category may retain, possess, or land no more
than 10 large medium and giant BFT, combined, per vessel per day. The
incidental catch of large medium BFT is limited as specified in
paragraph (d)(2) of this section. NMFS may increase or decrease the
overall daily retention limit of large medium and giant BFT, combined,
per vessel per day over a range of 5 to a maximum of 10 fish per vessel
per day. Such increase or decrease will be based upon the criteria
under Sec. 635.27(a)(7). NMFS will adjust the daily retention limit by
filing an adjustment with the Office of the Federal Register for
publication.
(2) Persons aboard a vessel permitted in the Atlantic Tunas Harpoon
category may retain, possess, or land an incidental catch of no more
than two large medium BFT per vessel per day, unless adjusted. NMFS may
increase or decrease the incidental daily catch limit through an
inseason adjustment over a range of two to a maximum of four, large
medium BFT per vessel per day, based upon the criteria under Sec.
635.27(a)(7).
(3) Regardless of the length of a trip, no more than a single day's
retention limit of large medium or giant BFT may be possessed or
retained aboard a vessel that has an Atlantic Tunas Harpoon category
permit.
* * * * *
(e) Longline category. Persons aboard a vessel permitted in the
Atlantic Tunas Longline category are subject to the BFT
[[Page 60005]]
retention restrictions in paragraphs (e)(1) through (e)(3) of this
section.
* * * * *
(2) A vessel with pelagic longline gear onboard must retain and
land all dead large medium or giant BFT.
(3) A vessel permitted in the Atlantic Tunas Longline LAP category
may retain, possess, land, and sell one large medium or giant BFT
incidentally caught with green-stick gear per trip, if the vessel is in
compliance with all the IBQ requirements of Sec. 635.15, including the
VMS set report requirement (Sec. 635.69(e)(4)), and IBQ allocation and
usage requirements (Sec. 635.15(b)).
* * * * *
0
13. In Sec. 635.24, revise paragraphs (a)(4)(i) and (iii) to read as
follows:
Sec. 635.24 Commercial retention limits for sharks, swordfish, and
BAYS tunas.
* * * * *
(a) * * *
(4) * * *
(i) Except as provided in Sec. 635.22(c)(7), a person who owns or
operates a vessel that has been issued a directed shark LAP may retain,
possess, land, or sell pelagic sharks if the pelagic shark fishery is
open per Sec. Sec. 635.27 and 635.28. Shortfin mako sharks may be
retained by persons aboard vessels using pelagic longline, bottom
longline, or gillnet gear only if NMFS has adjusted the commercial
retention limit above zero pursuant to paragraph (a)(4)(v) of this
section and only if the shark is dead at the time of haulback and
consistent with the provisions of Sec. Sec. 635.21(c)(1), (d)(5), and
(f)(6) and 635.22(c)(7).
* * * * *
(iii) Consistent with paragraph (a)(4)(ii) of this section, a
person who owns or operates a vessel that has been issued an incidental
shark LAP may retain, possess, land, or sell no more than 16 SCS and
pelagic sharks, combined, per vessel per trip, if the respective
fishery is open per Sec. Sec. 635.27 and 635.28. Of those 16 SCS and
pelagic sharks per vessel per trip, no more than 8 shall be blacknose
sharks. Shortfin mako sharks may only be retained under the commercial
retention limits by persons using pelagic longline, bottom longline, or
gillnet gear only if NMFS has adjusted the commercial retention limit
above zero pursuant to paragraph (a)(4)(v) of this section and only if
the shark is dead at the time of haulback and consistent with the
provisions at Sec. 635.21(c)(1), (d)(5), and (f)(6). If the vessel has
also been issued a permit with a shark endorsement and retains a
shortfin mako shark, recreational retention limits apply to all sharks
retained and none may be sold, per Sec. 635.22(c)(7).
* * * * *
0
14. In Sec. 635.27:
0
a. Revise paragraphs (a) introductory text, (a)(1)(i) and (ii), and
(a)(2) and (3);
0
b. Remove paragraph (a)(4) and redesignate paragraphs (a)(5) through
(a)(10) as paragraphs (a)(4) through (a)(9); and
0
c. Revise newly redesignated paragraphs (a)(4) and (5), (a)(6)(i) and
(ii), (a)(8), and (a)(9)(i), (ii), and (v).
The revisions read as follows:
Sec. 635.27 Quotas.
(a) BFT. Consistent with ICCAT recommendations, and with paragraph
(a)(9)(iv) of this section, NMFS may subtract the most recent,
complete, and available estimate of dead discards from the annual U.S.
BFT quota, and make the remainder available to be retained, possessed,
or landed by persons and vessels subject to U.S. jurisdiction. The
remaining baseline annual U.S. BFT quota will be allocated among the
General, Angling, Harpoon, Longline, Trap, and Reserve categories, as
described in this section. BFT quotas are specified in whole weight.
The baseline annual U.S. BFT quota is 1,316.14 mt, not including an
additional annual 25-mt allocation provided in paragraph (a)(3) of this
section. This baseline BFT quota is divided among the categories
according to the following percentages: General--54 percent (710.7 mt);
Angling--22.6 percent (297.4 mt), which includes the school BFT held in
reserve as described under paragraph (a)(6)(ii) of this section;
Longline--15.9 percent (209.3 mt) (i.e., total not including the 25-mt
allocation from paragraph (a)(3) of this section); Harpoon--4.5 percent
(59.2 mt); Trap--0.1 percent (1.3 mt); and Reserve--2.9 percent (38.2
mt). NMFS may make inseason and annual adjustments to quotas as
specified in paragraphs (a)(8) and (9) of this section.
(1) * * *
(i) Catches from vessels for which Atlantic Tunas General category
permits have been issued and certain catches from vessels for which an
HMS Charter/Headboat permit has been issued are counted against the
General category quota in accordance with Sec. 635.23(c)(3). Pursuant
to paragraph (a) of this section, the amount of large medium and giant
BFT that may be caught, retained, possessed, landed, or sold under the
General category quota is 710.7 mt, and is apportioned as follows,
unless modified as described under paragraph (a)(1)(ii) of this
section:
(A) January 1 through March 31--5.3 percent;
(B) June 1 through August 31--50 percent;
(C) September 1 through September 30--26.5 percent;
(D) October 1 through November 30--13 percent; and
(E) December 1 through December 31--5.2 percent.
(ii) NMFS may adjust each period's apportionment based on
overharvest or underharvest in the prior period, and may transfer
subquota from one time period to another time period, earlier in the
year, through inseason action or annual specifications. For example,
subquota could be transferred from the December 1 through December 31
time period to the January 1 through March 31 time period; or from the
October 1 through November 30 time period to the September 1 through
September 30 time period. This inseason adjustment may occur prior to
the start of that year. In other words, although subject to the
inseason criteria under paragraph (a)(7) of this section, the
adjustment could occur prior to the start of the fishing year. For
example, an inseason action transferring the 2016 December 1 through
December 31 time period subquota to the 2016 January 1 through March 31
time period subquota could be filed in 2015.
* * * * *
(2) Angling category quota. In accordance with the framework
procedures as described under Sec. 635.34, prior to each fishing year,
or as early as feasible, NMFS will establish the Angling category daily
retention limits. In accordance with paragraph (a) of this section, the
total amount of BFT that may be caught, retained, possessed, and landed
by anglers aboard vessels for which an HMS Angling permit or an HMS
Charter/Headboat permit has been issued is 297.4 mt. No more than 3.1
percent of the annual Angling category quota may be large medium or
giant BFT. In addition, no more than 10 percent of the baseline annual
U.S. BFT quota, inclusive of the allocation specified in paragraph
(a)(3) of this section, may be school BFT. The Angling category quota
includes the amount of school BFT held in reserve under paragraph
(a)(6)(ii) of this section. The size class subquotas for BFT are
further subdivided as follows:
(i) After adjustment for the school BFT quota held in reserve
(under paragraph (a)(6)(ii) of this section), 52.8 percent of the
school BFT Angling category quota may be caught, retained, possessed,
or landed south of 39[deg]18' N. lat. The remaining school BFT Angling
category quota may be caught, retained, possessed or landed north of
39[deg]18' N. lat.
[[Page 60006]]
(ii) After adjustment (Angling category quota minus school and
large medium/giant subquotas), resulting in a large school/small medium
subquota of 154.1 mt, an amount equal to 52.8 percent may be caught,
retained, possessed, or landed south of 39[deg]18' N. lat. The
remaining large school/small medium BFT Angling category quota may be
caught, retained, possessed, or landed north of 39[deg]18' N. lat.
(iii) One fourth of the large medium and giant BFT Angling category
quota may be caught retained, possessed, or landed, in each of the four
following geographic areas: North of 42[deg] N. lat.; south of 42[deg]
N. lat. and north of 39[deg]18' N. lat.; south of 39[deg]18' N. lat.,
and outside of the Gulf of Mexico; and in the Gulf of Mexico region.
For the purposes of this section, the Gulf of Mexico region includes
all waters of the U.S. EEZ west and north of the boundary stipulated at
Sec. 600.105(c) of this chapter.
(3) Longline category quota. Pursuant to paragraph (a) of this
section, the total amount of large medium and giant BFT that may be
caught, discarded dead, or retained, possessed, or landed by vessels
that possess Atlantic Tunas Longline category permits is 209.3 mt. In
addition, 25 mt shall be allocated for incidental catch by pelagic
longline vessels fishing in the NED, and subject to the restrictions
under Sec. 635.15(b)(6). For purposes of the closure authority under
Sec. 635.28(a)(1), regional IBQ allocations under Sec. 635.15(c)(3)
and the BFT catch cap for fishing in the Gulf of Mexico (Sec.
635.15(c)(3)(iii)) are considered quotas.
(4) Harpoon category quota. The total amount of large medium and
giant BFT that may be caught, retained, possessed, landed, or sold by
vessels that possess Atlantic Tunas Harpoon category permits is 59.2
mt. The Harpoon category fishery commences on June 1 of each year, and
closes on November 15 of each year.
(5) Trap category quota. The total amount of large medium and giant
BFT, that may be caught, retained, possessed, or landed by vessels that
possess Atlantic Tunas Trap category permits is 1.3 mt.
(6) * * *
(i) The total amount of BFT that is held in reserve is 38.2 mt,
which may be augmented by allowable underharvest from the previous
year. Consistent with paragraphs (a)(7) through (a)(9) of this section,
NMFS may allocate any portion of the Reserve category quota for
inseason or annual adjustments to any fishing category quota. NMFS may
also use any portion of the Reserve category quota for adjustments to,
or appeals of, IBQ allocations (see Sec. 635.15(e)(1)(i)) and research
using quota or subquotas (see Sec. 635.32).
(ii) The total amount of school BFT that is held in reserve for
inseason or annual adjustments and fishery-independent research is 18.5
percent of the total school BFT Angling category quota as described
under paragraph (a)(2) of this section. This amount is in addition to
the amounts specified in paragraph (a)(6)(i) of this section.
Consistent with paragraph (a)(7) of this section, NMFS may allocate any
portion of the school BFT Angling category quota held in reserve for
inseason or annual adjustments to the Angling category.
* * * * *
(8) Inseason adjustments. To be effective for all, or part of a
fishing year, NMFS may transfer quotas specified under this section,
among fishing categories or, as appropriate, subcategories, based on
the criteria in paragraph (a)(7) of this section.
(9) * * *
(i) Adjustments to category quotas specified under paragraphs
(a)(1) through (a)(6) of this section may be made in accordance with
the restrictions of this paragraph and ICCAT recommendations. Based on
landing, catch statistics, other available information, and in
consideration of the criteria in paragraph (a)(7) of this section, if
NMFS determines that a BFT quota for any category or, as appropriate,
subcategory has been exceeded (overharvest), NMFS may subtract all or a
portion of the overharvest from that quota category or subcategory for
the following fishing year. If NMFS determines that a BFT quota for any
category or, as appropriate, subcategory has not been reached
(underharvest), NMFS may add all or a portion of the underharvest to,
that quota category or subcategory, and/or the Reserve category for the
following fishing year. The underharvest that is carried forward may
not exceed 100 percent of each category's baseline allocation specified
in paragraph (a) of this section, and the total of the adjusted fishing
category quotas and the Reserve category quota must be consistent with
ICCAT recommendations. Although quota may be carried over for the
Longline category as a whole, IBQ shares and IBQ allocations may not be
carried over from one year to the next, as specified under Sec.
635.15(f).
(ii) NMFS may allocate any quota remaining in the Reserve category
at the end of a fishing year to any fishing category, provided such
allocation is consistent with the determination criteria specified in
paragraph (a)(7) of this section.
* * * * *
(v) NMFS will file any annual adjustment with the Office of the
Federal Register for publication and specify the basis for any quota
reduction or increases made pursuant to this paragraph (a)(9).
* * * * *
0
15. In Sec. 635.28, revise paragraphs (a)(1) and (2) to read as
follows:
Sec. 635.28 Fishery closures.
(a) * * *
(1) When a BFT quota specified in Sec. 635.27(a) has been reached,
or projected to be reached, NMFS will file a closure action with the
Office of the Federal Register for publication. On and after the
effective date and time of such action, for the remainder of the
fishing year or for a specified period as indicated in the notice,
fishing for, retaining, possessing, or landing BFT under that quota is
prohibited until the opening of the subsequent quota period or until
such date as specified in the notice.
(2) If NMFS determines that variations in seasonal distribution,
abundance, or migration patterns of BFT, or the catch rate in one area,
precludes participants in another area from a reasonable opportunity to
harvest any allocated domestic category quota, as stated in Sec.
635.27(a), NMFS may close all or part of the fishery under that
category. NMFS may reopen the fishery at a later date if NMFS
determines that reasonable fishing opportunities are available, e.g.,
BFT have migrated into the area or weather is conducive for fishing. In
determining the need for any such interim closure or area closure, NMFS
will also take into consideration the criteria specified in Sec.
635.27(a)(7).
* * * * *
Sec. 635.29 [Amended]
0
16. In Sec. 635.29, remove paragraph (c).
0
17. In Sec. 635.31, revise paragraph (a)(1) to read as follows:
Sec. 635.31 Restrictions on sale and purchase.
(a) * * *
(1) A person that owns or operates a vessel from which an Atlantic
tuna is landed or offloaded may sell such Atlantic tuna only if that
vessel has a valid HMS Charter/Headboat permit with a commercial sale
endorsement; a valid Atlantic Tunas General, Harpoon, Longline, or Trap
category permit; or a valid HMS Commercial Caribbean Small Boat permit
issued under this part, and the appropriate category has not been
[[Page 60007]]
closed, as specified at Sec. 635.28(a). However, no person may sell a
BFT smaller than the large medium size class. Also, no large medium or
giant BFT taken by a person aboard a vessel with an Atlantic HMS
Charter/Headboat permit fishing in the Gulf of Mexico at any time, or
fishing outside the Gulf of Mexico when the fishery under the General
category has been closed, may be sold (see Sec. 635.23(c)). A person
may sell Atlantic BFT only to a dealer that has a valid permit for
purchasing Atlantic BFT issued under this part. A person may not sell
or purchase Atlantic tunas harvested with speargun fishing gear.
* * * * *
0
18. In Sec. 635.34, revise paragraph (b) to read as follows:
Sec. 635.34 Adjustment of management measures.
* * * * *
(b) In accordance with the framework procedures in the 2006
Consolidated HMS FMP, NMFS may establish or modify for species or
species groups of Atlantic HMS the following management measures:
Maximum sustainable yield or optimum yield based on the latest stock
assessment or updates in the SAFE report; domestic quotas; recreational
and commercial retention limits, including target catch requirements;
size limits; fishing years or fishing seasons; shark fishing regions,
or regional and/or sub-regional quotas; species in the management unit
and the specification of the species groups to which they belong;
species in the prohibited shark species group; classification system
within shark species groups; permitting and reporting requirements;
workshop requirements; the IBQ shares or resultant allocations for BFT;
administration of the IBQ program (including but not limited to
requirements pertaining to leasing of IBQ allocations, regional or
minimum IBQ share requirements, IBQ share caps (individual or by
category), permanent sale of shares, NED IBQ rules, etc.); de minimis
BFT quota set-aside for new entrants and associated requirements,
process and conditions; time/area restrictions; allocations among user
groups; gear prohibitions, modifications, or use restriction; effort
restrictions; observer coverage requirements; EM requirements;
essential fish habitat; and actions to implement ICCAT recommendations,
as appropriate.
* * * * *
0
19. In Sec. 635.69, revise paragraphs (a) introductory text and (a)(1)
and (4), add paragraph (a)(5), and revise paragraphs (e)(4)
introductory text and (e)(4)(ii) to read as follows:
Sec. 635.69 Vessel monitoring systems.
(a) Applicability. To facilitate enforcement of time/area and
fishery closures, enhance reporting, and support the IBQ Program (Sec.
635.15), an owner or operator of a commercial vessel that has been
issued or is required to be issued an Atlantic Tunas Longline category
LAP or a vessel that is permitted, or required to be permitted, to fish
for Atlantic HMS under Sec. 635.4 and that fishes with pelagic or
bottom longline or gillnet gear is required to install a NMFS-approved
enhanced mobile transmitting unit (E-MTU) vessel monitoring system
(VMS) on board the vessel and operate the VMS unit under the
circumstances listed in paragraphs (a)(1) through (a)(5) of this
section. For purposes of this section, a NMFS-approved E-MTU VMS is one
that has been approved by NMFS as satisfying its type approval listing
for E-MTU VMS units. Those requirements are published in the Federal
Register and may be updated periodically.
(1) Whenever the vessel has pelagic longline gear on board;
* * * * *
(4) A vessel is considered to have pelagic or bottom longline gear
on board, for the purposes of this section, when the gear components as
specified at Sec. 635.2 are on board. A vessel is considered to have
gillnet gear on board, for the purposes of this section, when gillnet,
as defined in Sec. 600.10 of this chapter, is on board a vessel that
has been issued a shark LAP.
(5) Whenever a vessel issued an Atlantic Tunas Longline permit has
green-stick gear on board.
* * * * *
(e) * * *
(4) BFT and fishing effort reporting requirements for vessels
fishing with pelagic longline gear or vessels issued an Atlantic Tunas
Longline category LAP fishing with green-stick gear.
* * * * *
(ii) Green-stick gear. The owner or operator of a vessel with an
Atlantic Tunas Longline permit that is fishing with green-stick gear
must report to NMFS using the attached VMS terminal, or using an
alternative method specified by NMFS as follows: For each green-stick
set that interacts with BFT, as instructed by NMFS, the date and area
of the set, the length of BFT retained (actual), and the numbers and
lengths of all BFT discarded dead or alive (approximate), must be
reported within 12 hours of the completion of the retrieval of each
set.
* * * * *
0
20. In Sec. 635.71:
0
a. Revise paragraphs (a)(14) and (37) and (b)(3), (8) through (10), and
(17);
0
b. Remove and reserve paragraphs (b)(18) and (20) through (22).
0
c. Revise paragraphs (b)(30), (31), and (33) through (36), (39) through
(41), (46) through (59), (c)(7), (d)(13), (22), (23), (25), and (28),
and (e)(11) and (17).
The revisions and additions read as follows:
Sec. 635.71 Prohibitions.
* * * * *
(a) * * *
(14) Fail to install, activate, repair, or replace a NMFS-approved
E-MTU vessel monitoring system prior to leaving port with pelagic
longline gear, bottom longline gear, or gillnet gear on board the
vessel, or with green-stick gear on board a vessel issued an Atlantic
Tunas Longline category permit as specified in Sec. 635.69.
* * * * *
(37) Fail to report to NMFS, at the number designated by NMFS, the
incidental capture of listed whales with shark gillnet gear as required
by Sec. 635.21(f)(1).
(b) * * *
(3) Fish for, catch, retain, or possess a BFT less than the large
medium size class by a person aboard a vessel other than one that has
on board a valid HMS Angling or Charter/Headboat permit as authorized
under Sec. 635.23(b) and (c).
* * * * *
(8) Fail to pay cost recovery fees as instructed by NMFS, as
specified at Sec. 635.15(m)(4).
(9) Hold or acquire more than 25 percent of the total IBQ shares or
associated allocations annually as specified under Sec. 635.15(n).
(10) Fail to retain and land all dead large medium or giant BFT
when pelagic longline gear is on board a vessel, as specified in Sec.
635.23(e)(2).
* * * * *
(17) Fish for, catch, retain, or possess BAYS tunas with gear not
authorized for the category permit issued to the vessel, as specified
in Sec. 635.19(b).
* * * * *
(30) Fish for any HMS, other than Atlantic BAYS tunas, with
speargun fishing gear, as specified at Sec. 635.21(h).
(31) Harvest or fish for BAYS tunas using speargun gear with
powerheads, or any other explosive devices, as specified in Sec.
635.21(h).
* * * * *
[[Page 60008]]
(33) Fire or discharge speargun gear without being physically in
the water, as specified at Sec. 635.21(h).
(34) Use speargun gear to harvest a BAYS tuna restricted by fishing
lines or other means, as specified at Sec. 635.21(h).
(35) Use speargun gear to fish for BAYS tunas from a vessel that
does not possess either a valid HMS Angling or HMS Charter/Headboat
category permit, as specified at Sec. 635.21(h).
(36) Possess J-hooks onboard a vessel that has pelagic longline
gear on board, and that has been issued or required to be issued a LAP
under this part, except when green-stick gear is on board, as specified
at Sec. 635.21(c)(2)(iv) and (c)(5)(iii)(C).
* * * * *
(39) Use or deploy more than 10 hooks at one time on any individual
green-stick gear, as specified in Sec. 635.21(c)(2)(iv),
(c)(5)(iii)(C), or (i).
(40) Possess, use, or deploy J-hooks smaller than 1.5 inch (38.1
mm), when measured in a straight line over the longest distance from
the eye to any part of the hook, when fishing with or possessing green-
stick gear on board a vessel that has been issued or required to be
issued a LAP under this part, as specified at Sec. 635.21(c)(2)(iv) or
(c)(5)(iii)(C).
(41) Fail to report BFT catch by pelagic longline, through VMS as
specified at Sec. 635.69(e)(4).
* * * * *
(46) Deploy or fish with any fishing gear from a vessel with a
pelagic longline on board that does not have an approved and fully
operational, working EM system as specified in Sec. 635.9; tamper
with, or fail to install, operate or maintain one or more components of
the EM system; obstruct the view of the camera(s); or fail to handle
BFT in a manner that allows the camera to record the fish as specified
in Sec. 635.9; or fail to comply with the standardized reference grid,
hard drive, vessel monitoring plan and other requirements under Sec.
635.9.
(47) Depart on a fishing trip or deploy or fish with any fishing
gear from a vessel with a pelagic longline on board without a minimum
amount of IBQ allocation available for that vessel, as specified in
Sec. 635.15(f)(2), as applicable.
(48) Depart on a fishing trip or deploy or fish with any fishing
gear from a vessel with a pelagic longline on board without accounting
for BFT as specified in Sec. 635.15(f)(3).
(49) Lease BFT quota allocation to or from the owner of a vessel
not issued a valid Atlantic Tunas Longline permit as specified under
Sec. 635.15(g)(1).
(50) Fish in the Gulf of Mexico with pelagic longline gear on board
if the vessel has only designated Atlantic IBQ allocation, as specified
under Sec. 635.15(c)(3).
(51) Depart on a fishing trip or deploy or fish with any fishing
gear from a vessel with a pelagic longline on board in the Gulf of
Mexico, without a minimum amount of designated GOM IBQ allocation
available for that vessel, as specified in Sec. 635.15(f)(2).
(52) If leasing IBQ allocation, fail to provide all required
information on the application, as specified under Sec. 635.15(g)(2).
(53) Lease IBQ allocation in an amount that exceeds the amount of
IBQ allocation associated with the lessor, as specified under Sec.
635.15(g)(2).
(54) Sell quota share, as specified under Sec. 635.15(h).
(55) Fail to provide BFT landings and dead discard information as
specified at Sec. 635.15(f)(3)(iii).
(56) Fish with or have pelagic longline gear on board if any quota
debt associated with the permit from a preceding calendar year quarter
has not been settled as specified in Sec. 635.15(f)(4)(i).
(57) Lease IBQ allocation during the period from 6 p.m. December 31
to 2 p.m. January 1 (Eastern Time) as specified at Sec.
635.15(g)(3)(iv).
(58) Lease IBQ allocation if the conditions of Sec. 635.15(g)(2)
are not met.
(59) Fish with or have pelagic longline gear on board if any annual
level quota debt associated with the vessel from a preceding year has
not been settled, as specified at Sec. 635.15(f)(4)(ii).
(c) * * *
(7) Deploy a J-hook or an offset circle hook in combination with
natural bait or a natural bait/artificial lure combination when
participating in a tournament for, or including, Atlantic billfish, as
specified in Sec. 635.21(e).
* * * * *
(d) * * *
(13) Fish for Atlantic sharks with a gillnet or possess Atlantic
sharks on board a vessel with a gillnet on board, except as specified
in Sec. 635.21(f).
* * * * *
(22) Except when fishing only with flies or artificial lures, fish
for, retain, possess, or land sharks without deploying non-offset,
corrodible circle hooks when fishing at a registered recreational HMS
fishing tournament that has awards or prizes for sharks, as specified
in Sec. 635.21(e) and (j).
(23) Except when fishing only with flies or artificial lures, fish
for, retain, possess, or land sharks without deploying non-offset,
corrodible circle hooks when issued an Atlantic HMS Angling permit or
HMS Charter/Headboat category permit with a shark endorsement, as
specified in Sec. 635.21(e) and (j).
* * * * *
(25) Fail to follow the fleet communication and relocation protocol
for dusky sharks as specified at Sec. 635.21(c)(6), (d)(2), and
(f)(5).
* * * * *
(28) Retain, land, or possess a shortfin mako shark that was caught
with pelagic longline, bottom longline, or gillnet gear and was alive
at haulback as specified at Sec. 635.21(c)(1), (d)(5), and (f)(6).
* * * * *
(e) * * *
(11) Possess or deploy more than 35 individual floatation devices,
to deploy more than 35 individual buoy gears per vessel, or to deploy
buoy gear without affixed monitoring equipment, as specified at Sec.
635.21(g).
* * * * *
(17) Fail to construct, deploy, or retrieve buoy gear as specified
at Sec. 635.21(g).
* * * * *
[FR Doc. 2022-21167 Filed 9-30-22; 8:45 am]
BILLING CODE 3510-22-P