Extension of the Prohibition Against Certain Flights in the Tehran Flight Information Region (FIR) (OIIX), 57379-57384 [2022-20316]
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Federal Register / Vol. 87, No. 181 / Tuesday, September 20, 2022 / Rules and Regulations
Issued on August 29, 2022.
Ross Landes,
Deputy Director for Regulatory Operations,
Compliance & Airworthiness Division,
Aircraft Certification Service.
[FR Doc. 2022–20289 Filed 9–19–22; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 71
[Docket No. FAA–2022–0827; Airspace
Docket No. 21–AEA–12]
RIN 2120–AA66
Amendment and Revocation of Air
Traffic Service (ATS) Routes; Eastern
United States
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule; correction.
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AGENCY:
SUMMARY: This action corrects a final
rule published by the FAA in the
Federal Register on September 8, 2022,
that amended jet routes J–14, J–24, J–52,
and J–68; and removed jet routes J–165,
J–207, J–506, J–561, J–563, J–573, J–582,
and J–585. The final rule inadvertently
re-inserted a segment in J–52 that had
been removed by a previous rulemaking
action. This action makes an editorial
correction to the description of J–52 to
remove the incorrect route segment.
DATES: Effective date 0901 UTC,
November 3, 2022. The Director of the
Federal Register approves this
incorporation by reference action under
1 CFR part 51, subject to the annual
revision of FAA Order 7400.11 and
publication of conforming amendments.
ADDRESSES: FAA Order 7400.11G,
Airspace Designations and Reporting
Points, and subsequent amendments can
be viewed online at www.faa.gov/air_
traffic/publications/. For further
information, you can contact the Rules
and Regulations Group, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone: (202) 267–8783.
FOR FURTHER INFORMATION CONTACT: Paul
Gallant, Rules and Regulations Group,
Office of Policy, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591;
telephone: (202) 267–8783.
SUPPLEMENTARY INFORMATION:
History
The FAA published a final rule (87 FR
54880; September 8, 2022) effective on
November 3, 2022, that included an
amendment of jet route J–52. The rule
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16:25 Sep 19, 2022
Jkt 256001
inadvertently re-inserted the route
segment ‘‘Liberal, KS, INT Liberal 137°
and Ardmore, OK 309° radials’’ in the
J–52 description that had been removed
as published in an earlier action (87 FR
38916; June 30, 2022) which became
effective on September 8, 2022.
This rule corrects that error by
removing the route segment and editing
the J–52 route description accordingly.
Jet routes are published in paragraph
2004 of FAA Order JO 7400.11G, dated
August 19, 2022, and effective
September 15, 2022 which is
incorporated by reference in 14 CFR
71.1. The ATS route listed in this
document will be published
subsequently in FAA Order JO 7400.11.
Correction to Final Rule
Accordingly, pursuant to the
authority delegated to me, the
description of jet route J–52, published
in the Federal Register of September 8,
2022 (87 FR 54880), FR Doc. 2022–
19287, is corrected as follows:
■ 1. On page 54882, in the first column,
correct the description of J–52 to read as
follows:
J–52 [Corrected]
From Vancouver, BC, Canada; via Spokane,
WA; Salmon, ID; Dubois, ID; Rock Springs,
WY; Falcon, CO; Hugo, CO; to Lamar, CO.
From Ardmore, OK; Texarkana, AR; to Sidon,
MS. The portion within Canada is excluded.
Issued in Washington, DC, on September
13, 2022.
Scott M. Rosenbloom,
Manager, Airspace Rules and Regulations.
[FR Doc. 2022–20202 Filed 9–19–22; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA–2020–0874; Amdt. No. 91–
359A]
57379
certificate issued by the FAA, except
when such persons are operating U.S.registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
The FAA finds this action to be
necessary to address continuing hazards
to persons and aircraft engaged in such
flight operations. The FAA also
republishes, with minor administrative
revisions, the approval process and
exemption information for this Special
Federal Aviation Regulation (SFAR),
consistent with other recently published
flight prohibition SFARs.
DATES: This final rule is effective on
September 20, 2022.
FOR FURTHER INFORMATION CONTACT: Bill
Petrak, Flight Standards Service,
Federal Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591; telephone 202–267–8166;
email: bill.petrak@faa.gov.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action extends the expiration
date of Special Federal Aviation
Regulation (SFAR) No. 117, title 14
Code of Federal Regulations (CFR),
91.1617, from October 31, 2022, until
October 31, 2024. SFAR No. 117, 14
CFR 91.1617, prohibits certain flight
operations in the Tehran FIR (OIIX) by
all: U.S. air carriers; U.S. commercial
operators; persons exercising the
privileges of an airman certificate issued
by the FAA, except when such persons
are operating U.S.-registered aircraft for
a foreign air carrier; and operators of
U.S.-registered civil aircraft, except
when the operator of such aircraft is a
foreign air carrier. Consistent with other
recently published flight prohibition
SFARs, this action also republishes,
with minor administrative revisions, the
approval process and exemption
information for this SFAR for
consistency with other recentlypublished flight prohibition SFARs.
RIN 2120–AL75
II. Authority and Good Cause
Extension of the Prohibition Against
Certain Flights in the Tehran Flight
Information Region (FIR) (OIIX)
A. Authority
The FAA is responsible for the safety
of flight in the U.S. and for the safety
of U.S. civil operators, U.S.-registered
civil aircraft, and U.S.-certificated
airmen throughout the world. Sections
106(f) and (g) of title 49, U.S. Code
(U.S.C.), subtitle I, establish the FAA
Administrator’s authority to issue rules
on aviation safety. Subtitle VII of title
49, Aviation Programs, describes in
more detail the scope of the agency’s
authority. Section 40101(d)(1) provides
that the Administrator shall consider in
the public interest, among other matters,
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
SUMMARY: This action extends, for an
additional two years, the prohibition
against certain flight operations in the
Tehran Flight Information Region (FIR)
(OIIX) by all: U.S. air carriers; U.S.
commercial operators; persons
exercising the privileges of an airman
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assigning, maintaining, and enhancing
safety and security as the highest
priorities in air commerce. Section
40105(b)(1)(A) requires the
Administrator to exercise this authority
consistently with the obligations of the
U.S. Government under international
agreements.
The FAA is promulgating this rule
under the authority described in 49
U.S.C. 44701, General requirements.
Under that section, the FAA is charged
broadly with promoting safe flight of
civil aircraft in air commerce by
prescribing, among other things,
regulations and minimum standards for
practices, methods, and procedures that
the Administrator finds necessary for
safety in air commerce and national
security. This regulation is within the
scope of the FAA’s authority because it
continues to prohibit the persons
described in paragraph (a) of SFAR No.
117, § 91.1617, from conducting flight
operations in the Tehran FIR (OIIX) due
to the continuing hazards to the safety
of U.S. civil flight operations, as
described in the preamble to this final
rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S.
Code, authorizes agencies to dispense
with notice and comment procedures
for rules when the agency for ‘‘good
cause’’ finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Also, section
553(d) permits agencies, upon a finding
of good cause, to issue rules with an
effective date less than 30 days from the
date of publication. In this instance, the
FAA finds good cause to forgo notice
and comment because notice and
comment would be impracticable and
contrary to the public interest. In
addition, it is contrary to the public
interest to allow this SFAR to expire.
The risk environment for U.S. civil
aviation in airspace managed by other
countries with respect to safety of flight
is fluid in circumstances involving
weapons capable of targeting or
otherwise negatively affecting U.S. civil
aviation, as well as other hazards to U.S.
civil aviation associated with fighting,
extremist or militant activity, or
heightened tensions. This fluidity and
the need for the FAA to rely upon
classified information in assessing these
risks makes providing notice and
opportunity to comment impracticable
and contrary to the public interest. The
potential for rapid changes in the risks
to U.S. civil aviation significantly limits
how far in advance of a new or amended
flight prohibition the FAA can usefully
assess the risk environment.
Furthermore, to the extent that these
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rules and any amendments are based
upon classified information, the FAA
cannot share such information with the
general public. As a result, engaging in
notice and comment would be
impracticable.
Additionally, it is crucial that the
FAA’s flight prohibitions, and any
amendments thereto, reflect the
agency’s current understanding of the
risk environment for U.S. civil aviation.
This allows the FAA to protect the
safety of U.S. operators’ aircraft and the
lives of their passengers and crews
without over-restricting U.S. operators’
routing options. The delay that would
be occasioned by providing an
opportunity to comment on this action
would mean that the resulting final
action would not be based on the latest
information about aviation risk in a
fluid environment.
As described in the preamble to this
rule, extending the flight prohibition for
U.S. civil aviation operations in the
Tehran FIR (OIIX) is necessary due to
continuing safety-of-flight hazards
associated with the ongoing risk of
misidentification of civil aircraft in an
environment of continued heightened
tensions in the region, as well as the
risks to civil aircraft from unannounced
military activities, including ballistic
missile launches and unmanned aircraft
systems (UAS) operations, in the region.
Accordingly, the FAA finds good
cause exists to forgo notice and
comment and any delay in the effective
date for this rule.
III. Background and Discussion of the
Final Rule
The FAA originally issued SFAR No.
117, 14 CFR 91.1617, after Iran
conducted retaliatory ballistic missile
strikes targeting U.S. air bases in Iraq on
January 7, 2020, following the death of
Iranian Revolutionary Guard Corps
(IRGC) Quds Force Commander Qassem
Soleimani in a U.S. airstrike.1 Due to the
heightened military activities in the
region at that time, including the
heightened alert status of Iranian
military forces, and elevated political
tensions in the Middle East, which
included the potential for further
escalation, the FAA determined an
unacceptable risk to U.S. civil aviation
existed in the Baghdad FIR (ORBB), the
Tehran FIR (OIIX), and the overwater
areas of the Persian Gulf and the Gulf of
Oman due to the potential for
miscalculation or misidentification.
To address these immediate safety-offlight hazards, on January 7, 2020, UTC,
the FAA issued Notices-to-Airmen
(NOTAMs) KICZ A0001/20, A0002/20,
and A0003/20, which prohibited U.S.
civil flight operations in the Baghdad
FIR (ORBB), the Tehran FIR (OIIX), and
the overwater airspace above the Persian
Gulf and the Gulf of Oman,
respectively.2 Unfortunately, within
hours after the FAA issued NOTAM
KICZ A0002/20, Iranian air defense
forces accidentally shot down Ukraine
International Airlines Flight 752 (PS
752), shortly after its departure from
Tehran Imam Khomeini International
Airport (OIIE). These forces apparently
misidentified the aircraft, which was
conducting a regularly scheduled
passenger flight, as a missile threat.
There were no survivors out of the 176
passengers and crew.
Following this tragedy, there was
uncertainty about how long the hazards
to civil aviation in the Tehran FIR
(OIIX) would persist; whether Iran
would be transparent in its investigation
into the downing of PS 752; and
whether Iran would implement changes
in its air defense command and control
procedures, airspace de-confliction
processes, and rules of engagement for
air defense engagements to reduce the
risk of further tragedies sufficiently to
allow for safe U.S. civil aviation
operations in the Tehran FIR (OIIX).
The FAA continues to assess the
situation in the Tehran FIR (OIIX) as
presenting an unacceptable risk to the
safety of U.S. civil aviation. Heightened
regional tensions remain. The FAA has
received no information indicating that
Iran has implemented changes to its air
defense command and control
procedures, airspace de-confliction
procedures, and rules of engagement
that sufficiently diminish the risk of
another accidental shoot down of a civil
aircraft by Iranian air defense units in
the Tehran FIR (OIIX) during the current
or future periods of heightened tensions
for U.S. civil aviation operations to
resume safely.
Additionally, when the FAA initially
issued SFAR No. 117, § 91.1617, the
agency was also concerned about the
wide array of military activities
occurring in, emanating from, or
transiting the Tehran FIR (OIIX), in an
environment of heightened regional
tensions. There was the potential for
Iranian ballistic missile fire from
western Iran targeting Islamic State of
Iraq and ash-Sham (ISIS) and Kurdish
opposition groups located in the region,
as had occurred in September 2018 and
June 2017. Iran had also conducted
1 See Prohibition Against Certain Flights in the
Tehran Flight Information Region (FIR) (OIIX) final
rule, 85 FR 68435, Oct. 29, 2020.
2 SFAR No. 117, 14 CFR 91.1617, and this
rulemaking action are limited in scope to the
Tehran FIR (OIIX).
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multiple ballistic missile test launches
in the Tehran FIR (OIIX). To the FAA’s
knowledge, Iran had not issued a
NOTAM or other aeronautical
information to warn civil aircraft
operators of the potential hazard to their
operations prior to these missile
launches. Additionally, the FAA
assessed a potential inadvertent risk to
U.S. civil aviation operations in the
Tehran FIR (OIIX) from Iranian-fielded
Global Positioning System (GPS) and
communication jammers continued to
exist. These circumstances further
contributed to the unacceptable risk
environment for U.S. civil aviation in
the Tehran FIR (OIIX).
The FAA has continued concerns
regarding the potential for unannounced
Iranian ballistic missile fire, as well as
UAS activity, originating from western
Iran and targeting sites in the region.
Such activity presents safety-of-flight
hazards to civil aviation and airspace
de-confliction challenges. On March 12,
2022, up to twelve Fateh-110 surface-tosurface ballistic missiles launched from
western Iran and impacted near the
construction site of the new U.S.
consulate in Erbil, Iraq, and Erbil
International Airport (ORER). Iranian
officials claimed responsibility for the
ballistic missile attack, allegedly carried
out in response to the loss of two IRGC
officials in an alleged third-party
airstrike in Syria. Nearly 48 hours after
the March 12, 2022 missile strikes on
targets in Erbil, Iran issued a NOTAM,
OIIX A0961/22, which stated ‘‘All
military activity will perform with close
cooperation by civil authorities and
according to risk analysis results, the
launch site and its related activities are
clear and with the safe distance from all
ATS route, CTR, TMA and CTA.’’ 3 The
timing of this NOTAM, following
closely after the missile launches, raises
concerns that its issuance may have
been an attempt to allay the safety
concerns of the international civil
aviation community and may not
accurately reflect Iran’s processes and
procedures for safeguarding civil
aviation operations during military
activities, such as missile launches.
Therefore, as a result of the
significant, continuing risks to the safety
of U.S. civil aviation operations in the
Tehran FIR (OIIX), the FAA extends the
expiration date of SFAR No. 117,
3 The
following acronyms used in the Iranian
NOTAM are common International Civil Aviation
Organization (ICAO) acronyms that refer to aspects
of airspace structure:
‘‘ATS’’ means ‘‘air traffic service,’’
‘‘CTR’’ means ‘‘control traffic region,’’
‘‘TMA’’ means ‘‘traffic management area,’’ and
‘‘CTA’’ means ‘‘control area.’’
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§ 91.1617, from October 31, 2022, until
October 31, 2024.
Further amendments to SFAR No.
117, § 91.1617, might be appropriate if
the risk to U.S. civil aviation safety and
security changes. In this regard, the
FAA will continue to monitor the
situation and evaluate the extent to
which persons described in paragraph
(a) of SFAR No. 117, § 91.1617, might be
able to operate safely in the Tehran FIR
(OIIX).
The FAA also republishes the details
concerning the approval and exemption
processes in Sections IV and V of this
preamble, consistent with other recently
published flight prohibition SFARs, to
enable interested persons to refer to this
final rule for comprehensive
information about requesting relief from
the FAA from the provisions of SFAR
No. 117, § 91.1617.
IV. Approval Process Based on a
Request From a Department, Agency, or
Instrumentality of the United States
Government
A. Approval Process Based on an
Authorization Request From a
Department, Agency, or Instrumentality
of the United States Government
In some instances, U.S. Government
departments, agencies, or
instrumentalities may need to engage
U.S. civil aviation to support their
activities in the Tehran FIR (OIIX). If a
department, agency, or instrumentality
of the U.S. Government determines that
it has a critical need to engage any
person described in paragraph (a) of
SFAR No. 117, § 91.1617, including a
U.S. air carrier or commercial operator,
to transport civilian or military
passengers or cargo or conduct other
operations in the Tehran FIR (OIIX), that
department, agency, or instrumentality
may request the FAA to approve
persons described in paragraph (a) of
SFAR No. 117, § 91.1617, to conduct
such operations.
The requesting U.S. Government
department, agency, or instrumentality
must submit the request for approval to
the FAA’s Associate Administrator for
Aviation Safety in a letter signed by an
appropriate senior official of the
requesting department, agency, or
instrumentality.4 The FAA will not
accept or consider requests for approval
4 This approval procedure applies to U.S.
Government departments, agencies, or
instrumentalities; it does not apply to the public.
The FAA describes this procedure in the interest of
providing transparency with respect to the FAA’s
process for interacting with U.S. Government
departments, agencies, or instrumentalities that
seek to engage U.S. civil aviation to operate in the
area in which this SFAR would prohibit their
operations in the absence of specific FAA approval.
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from anyone other than the requesting
U.S. Government department, agency, or
instrumentality. In addition, the senior
official signing the letter requesting
FAA approval must be sufficiently
positioned within the requesting
department, agency, or instrumentality
to demonstrate that the organization’s
senior leadership supports the request
for approval and is committed to taking
all necessary steps to minimize aviation
safety and security risks to the proposed
flights. The senior official must also be
in a position to: (1) attest to the accuracy
of all representations made to the FAA
in the request for approval, and (2)
ensure that any support from the
requesting U.S. Government
department, agency, or instrumentality
described in the request for approval is
in fact brought to bear and is maintained
over time. Unless justified by exigent
circumstances, requesting U.S.
Government departments, agencies, or
instrumentalities must submit requests
for approval to the FAA no less than 30
calendar days before the date on which
the requesting department, agency, or
instrumentality wishes the operator(s) to
commence the proposed operation(s).
The requestor must send the request
to the Associate Administrator for
Aviation Safety, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591.
Electronic submissions are acceptable,
and the requesting entity may request
that the FAA notify it electronically as
to whether the FAA grants the request
for approval. If a requestor wishes to
make an electronic submission to the
FAA, the requestor should contact the
Air Transportation Division, Flight
Standards Service, at (202) 267–8166, to
obtain the appropriate email address. A
single letter may request approval from
the FAA for multiple persons described
in SFAR No. 117, § 91.1617, or for
multiple flight operations. To the extent
known, the letter must identify the
person(s) the requester expects the
SFAR to cover on whose behalf the U.S.
Government department, agency, or
instrumentality seeks FAA approval,
and it must describe—
• The proposed operation(s),
including the nature of the mission
being supported;
• The service the person(s) covered
by the SFAR will provide;
• To the extent known, the specific
locations in the Tehran FIR (OIIX)
where the proposed operation(s) will
occur, including, but not limited to, the
flight path and altitude of the aircraft
while it is operating in the Tehran FIR
(OIIX) and the airports, airfields, or
landing zones at which the aircraft will
take off and land; and
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• The method by which the
requesting department, agency, or
instrumentality will provide, or how the
operator will otherwise obtain, current
threat information and an explanation of
how the operator will integrate this
information into all phases of the
proposed operations (i.e., the premission planning and briefing, in-flight,
and post-flight phases).
The request for approval must also
include a list of operators with whom
the U.S. Government department,
agency, or instrumentality requesting
FAA approval has a current contract(s),
grant(s), or cooperative agreement(s) (or
its prime contractor has a
subcontract(s)) for specific flight
operations in the Tehran FIR (OIIX). The
requestor may identify additional
operators to the FAA at any time after
the FAA issues its approval. Neither the
operators listed in the original request,
nor any operators the requestor
subsequently seeks to add to the
approval, may commence operations
under the approval until the FAA issues
them an Operations Specification
(OpSpec) or Letter of Authorization
(LOA), as appropriate, for operations in
the Tehran FIR (OIIX). The approval
conditions discussed below apply to all
operators. Requestors should send
updated lists to the email address they
obtain from the Air Transportation
Division by calling (202) 267–8166.
If an approval request includes
classified information, requestors may
contact Aviation Safety Inspector Bill
Petrak for instructions on submitting it
to the FAA. His contact information
appears in the FOR FURTHER INFORMATION
CONTACT section of this final rule.
FAA approval of an operation under
SFAR No. 117, § 91.1617, does not
relieve persons subject to this SFAR of
the responsibility to comply with all
other applicable FAA rules and
regulations. Operators of civil aircraft
must comply with the conditions of
their certificates, OpSpecs, and LOAs,
as applicable. Operators must also
comply with all rules and regulations of
other U.S. Government departments,
agencies, or instrumentalities that may
apply to the proposed operation(s),
including, but not limited to,
regulations issued by the Transportation
Security Administration.
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B. Approval Conditions
If the FAA approves the request, the
FAA’s Aviation Safety organization will
send an approval letter to the requesting
U.S. Government department, agency, or
instrumentality informing it that the
FAA’s approval is subject to all of the
following conditions:
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(1) The approval will stipulate those
procedures and conditions that limit, to
the greatest degree possible, the risk to
the operator, while still allowing the
operator to achieve its operational
objectives.
(2) Before any approval takes effect,
the operator must submit to the FAA:
(a) A written release of the U.S.
Government from all damages, claims,
and liabilities, including without
limitation legal fees and expenses,
relating to any event arising out of or
related to the approved operations in
the Tehran FIR (OIIX); and
(b) The operator’s written agreement
to indemnify the U.S. Government with
respect to any and all third-party
damages, claims, and liabilities,
including without limitation legal fees
and expenses, relating to any event
arising out of or related to the approved
operations in the Tehran FIR (OIIX).
(3) Other conditions the FAA may
specify, including those the FAA might
impose in OpSpecs or LOAs, as
applicable.
The release and agreement to
indemnify do not preclude an operator
from raising a claim under an applicable
non-premium war risk insurance policy
the FAA issues under chapter 443 of
title 49, U.S. Code.
If the FAA approves the proposed
operation(s), the FAA will issue an
OpSpec or LOA, as applicable, to the
operator(s) identified in the original
request and any operators the requestor
subsequently adds to the approval,
authorizing them to conduct the
approved operation(s). In addition, as
stated in paragraph (3) of this section
IV.B, the FAA notes that it may include
additional conditions beyond those
contained in the approval letter in any
OpSpec or LOA associated with a
particular operator operating under this
approval, as necessary in the interests of
aviation safety. U.S. Government
departments, agencies, and
instrumentalities requesting FAA
approval on behalf of entities with
which they have a contract or
subcontract, grant, or cooperative
agreement should request a copy of the
relevant OpSpec or LOA directly from
the entity with which they have any of
the foregoing types of arrangements, if
desired.
V. Information Regarding Petitions for
Exemption
Any operations not conducted under
an approval the FAA issues through the
approval process set forth previously
may only occur in accordance with an
exemption from SFAR No. 117,
§ 91.1617. A petition for exemption
must comply with 14 CFR part 11. The
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FAA will consider whether exceptional
circumstances exist beyond those
described in the approval process in the
previous section. To determine whether
a petition for exemption from the
prohibition this SFAR establishes
fulfills the standard of 14 CFR 11.81, the
FAA consistently finds necessary the
following information:
• The proposed operation(s),
including the nature of the operation;
• The service the person(s) covered
by the SFAR will provide;
• The specific locations in the Tehran
FIR (OIIX) where the proposed
operation(s) will occur, including, but
not limited to, the flight path and
altitude of the aircraft while it is
operating in the Tehran FIR (OIIX) and
the airports, airfields, or landing zones
at which the aircraft will take off and
land;
• The method by which the operator
will obtain current threat information
and an explanation of how the operator
will integrate this information into all
phases of its proposed operations (i.e.,
the pre-mission planning and briefing,
in-flight, and post-flight phases); and
• The plans and procedures the
operator will use to minimize the risks
identified in this preamble to the
proposed operations, to support the
relief sought and demonstrate that
granting such relief would not adversely
affect safety or would provide a level of
safety at least equal to that provided by
this SFAR. The FAA has found
comprehensive, organized plans and
procedures of this nature to be helpful
in facilitating the agency’s safety
evaluation of petitions for exemption
from flight prohibition SFARs.
The FAA includes, as a condition of
each such exemption it issues, a release
and agreement to indemnify, as
described previously.
The FAA recognizes that, with the
support of the U.S. Government, the
governments of other countries could
plan operations that may be affected by
SFAR No. 117, § 91.1617. While the
FAA will not permit these operations
through the approval process, the FAA
will consider exemption requests for
such operations on an expedited basis
and in accordance with the order of
preference set forth in paragraph (c) of
SFAR No. 117, § 91.1617.
If a petition for exemption includes
information that is sensitive for security
reasons or proprietary information,
requestors may contact Aviation Safety
Inspector Bill Petrak for instructions on
submitting it to the FAA. His contact
information is listed in the FOR FURTHER
INFORMATION CONTACT section of this
final rule.
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VI. Regulatory Notices and Analyses
Federal agencies consider impacts of
regulatory actions under a variety of
executive orders and other
requirements. First, Executive Orders
12866 and 13563 direct that each
Federal agency shall propose or adopt a
regulation only upon a reasoned
determination that the benefits of the
intended regulation justify its costs.
Second, the Regulatory Flexibility Act
of 1980 (Pub. L. 96–354), as codified in
5 U.S.C. 603 et seq., requires agencies to
analyze the economic impact of
regulatory changes on small entities.
Third, the Trade Agreements Act of
1979 (Pub. L. 96–39), as codified in 19
U.S.C. Chapter 13, prohibits agencies
from setting standards that create
unnecessary obstacles to the foreign
commerce of the United States. In
developing U.S. standards, the Trade
Agreements Act requires agencies to
consider international standards and,
where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded
Mandates Reform Act of 1995 (Pub. L.
104–4), as codified in 2 U.S.C. Chapter
25, requires agencies to prepare a
written assessment of the costs, benefits,
and other effects of proposed or final
rules that include a Federal mandate
likely to result in the expenditure by
State, local, or tribal governments, in the
aggregate, or by the private sector, of
$100 million or more annually (adjusted
for inflation with base year of 1995).
This portion of the preamble
summarizes the FAA’s analysis of the
economic impacts of this final rule.
In conducting these analyses, the FAA
has determined this final rule has
benefits that justify its costs. This rule
is a significant regulatory action, as
defined in section 3(f) of Executive
Order 12866, as it raises novel policy
issues contemplated under that
Executive order. As 5 U.S.C. 553 does
not require notice and comment for this
final rule, 5 U.S.C. 603 and 604 do not
require regulatory flexibility analyses
regarding impacts on small entities.
This rule will not create unnecessary
obstacles to the foreign commerce of the
United States. This rule will not impose
an unfunded mandate on State, local, or
tribal governments, or on the private
sector, by exceeding the threshold
identified previously.
lotter on DSK11XQN23PROD with RULES1
A. Regulatory Evaluation
This rule prohibits U.S. civil flights in
the Tehran FIR (OIIX) due to the
significant hazards to U.S. civil aviation
described in this preamble. The
alternative flight routes result in some
additional fuel and operations costs to
the operators, as well as some costs
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attributed to passenger time.
Accordingly, the incremental costs of
the extension of this SFAR are minimal.
By continuing to prohibit unsafe flights,
the benefits of this rule will exceed the
minimal flight deviation costs.
Therefore, the FAA finds that the
incremental costs of extending SFAR
No. 117, 14 CFR 91.1617, will be
minimal and are exceeded by the
benefits of avoided risk of deaths,
injuries, and property damage that
could occur if a U.S. operator’s aircraft
were shot down (or otherwise damaged)
while operating in the Tehran FIR
(OIIX).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA),
in 5 U.S.C. 603, requires an agency to
prepare an initial regulatory flexibility
analysis describing impacts on small
entities whenever 5 U.S.C. 553 or any
other law requires an agency to publish
a general notice of proposed rulemaking
for any proposed rule. Similarly, 5
U.S.C. 604 requires an agency to prepare
a final regulatory flexibility analysis
when an agency issues a final rule
under 5 U.S.C. 553 after that section or
any other law requires publication of a
general notice of proposed rulemaking.
The FAA concludes good cause exists to
forgo notice and comment and to not
delay the effective date for this rule. As
5 U.S.C. 553 does not require notice and
comment in this situation, 5 U.S.C. 603
and 604 similarly do not require
regulatory flexibility analyses.
C. International Trade Impact
Assessment
The Trade Agreements Act of 1979
(Pub. L. 96–39) prohibits Federal
agencies from establishing standards or
engaging in related activities that create
unnecessary obstacles to the foreign
commerce of the United States.
Pursuant to this Act, the establishment
of standards is not considered an
unnecessary obstacle to the foreign
commerce of the United States, so long
as the standard has a legitimate
domestic objective, such as the
protection of safety, and does not
operate in a manner that excludes
imports that meet this objective. The
statute also requires consideration of
international standards and, where
appropriate, that they be the basis for
U.S. standards.
The FAA has assessed the potential
effect of this final rule and determined
that its purpose is to protect the safety
of U.S. civil aviation from risks to their
operations in the Tehran FIR (OIIX), a
location outside the U.S. Therefore, the
rule complies with the Trade
Agreements Act of 1979.
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57383
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates
Reform Act of 1995 (Pub. L. 104–4)
requires each Federal agency to prepare
a written statement assessing the effects
of any Federal mandate in a proposed or
final agency rule that may result in an
expenditure of $100 million or more (in
1995 dollars) in any one year by State,
local, and tribal governments, in the
aggregate, or by the private sector; such
a mandate is deemed to be a ‘‘significant
regulatory action.’’ The FAA currently
uses an inflation-adjusted value of $165
million in lieu of $100 million.
This final rule does not contain such
a mandate. Therefore, the requirements
of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995
(44 U.S.C. 3507(d)) requires the FAA to
consider the impact of paperwork and
other information collection burdens it
imposes on the public. The FAA has
determined no new requirement for
information collection is associated
with this final rule.
F. International Compatibility and
Cooperation
In keeping with U.S. obligations
under the Convention on International
Civil Aviation, the FAA’s policy is to
conform to International Civil Aviation
Organization (ICAO) Standards and
Recommended Practices to the
maximum extent practicable. The FAA
has determined no ICAO Standards and
Recommended Practices correspond to
this regulation. The FAA finds this
action is fully consistent with the
obligations under 49 U.S.C.
40105(b)(1)(A) to ensure the FAA
exercises its duties consistently with the
obligations of the United States under
international agreements.
While the FAA’s flight prohibition
does not apply to foreign air carriers,
DOT codeshare authorizations prohibit
foreign air carriers from carrying a U.S.
codeshare partner’s code on a flight
segment that operates in airspace for
which the FAA has issued a flight
prohibition for U.S. civil aviation. In
addition, foreign air carriers and other
foreign operators may choose to avoid,
or be advised or directed by their civil
aviation authorities to avoid, airspace
for which the FAA has issued a flight
prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action
under Executive Order 12114,
Environmental Effects Abroad of Major
Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order
12114 requires the FAA to be informed
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57384
Federal Register / Vol. 87, No. 181 / Tuesday, September 20, 2022 / Rules and Regulations
of environmental considerations and
take those considerations into account
when making decisions on major
Federal actions that could have
environmental impacts anywhere
beyond the borders of the United States.
The FAA has determined this action is
exempt pursuant to Section 2–5(a)(i) of
Executive Order 12114 because it does
not have the potential for a significant
effect on the environment outside the
United States.
In accordance with FAA Order
1050.1F, Environmental Impacts:
Policies and Procedures, paragraph 8–
6(c), the FAA has prepared a
memorandum for the record stating the
reason(s) for this determination and has
placed it in the docket for this
rulemaking.
VII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under
the principles and criteria of Executive
Order 13132. The agency has
determined this action will not have a
substantial direct effect on the States, or
the relationship between the Federal
Government and the States, or on the
distribution of power and
responsibilities among the various
levels of government. Therefore, this
rule will not have federalism
implications.
lotter on DSK11XQN23PROD with RULES1
B. Executive Order 13211, Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
The FAA analyzed this rule under
Executive Order 13211. The agency has
determined it is not a ‘‘significant
energy action’’ under the executive
order and will not be likely to have a
significant adverse effect on the supply,
distribution, or use of energy.
C. Executive Order 13609, Promoting
International Regulatory Cooperation
Executive Order 13609 promotes
international regulatory cooperation to
meet shared challenges involving
health, safety, labor, security,
environmental, and other issues and to
reduce, eliminate, or prevent
unnecessary differences in regulatory
requirements. The FAA has analyzed
this action under the policies and
agency responsibilities of Executive
Order 13609 and has determined that
this action will have no effect on
international regulatory cooperation.
economic analyses and technical
reports, may be accessed from the
internet through the docket for this
rulemaking.
Those documents may be viewed
online at https://www.regulations.gov
using the docket number listed above. A
copy of this rule will be placed in the
docket. Electronic retrieval help and
guidelines are available on the website.
It is available 24 hours each day, 365
days each year. An electronic copy of
this document may also be downloaded
from the Office of the Federal Register’s
website at https://
www.federalregister.gov and the
Government Publishing Office’s website
at https://www.govinfo.gov. A copy may
also be found at the FAA’s Regulations
and Policies website at https://
www.faa.gov/regulations_policies.
Copies may also be obtained by
sending a request to the Federal
Aviation Administration, Office of
Rulemaking, ARM–1, 800 Independence
Avenue SW, Washington, DC 20591, or
by calling (202) 267–9677. Interested
persons must identify the docket or
amendment number of this rulemaking.
47531, 47534, Pub. L. 114–190, 130 Stat. 615
(49 U.S.C. 44703 note); articles 12 and 29 of
the Convention on International Civil
Aviation (61 Stat. 1180), (126 Stat. 11).
B. Small Business Regulatory
Enforcement Fairness Act
14 CFR Part 91
The Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104–121) (set forth as
a note to 5 U.S.C. 601) requires FAA to
comply with small entity requests for
information or advice about compliance
with statutes and regulations within its
jurisdiction. A small entity with
questions regarding this document may
contact its local FAA official, or the
persons listed under the FOR FURTHER
INFORMATION CONTACT heading at the
beginning of the preamble. To find out
more about SBREFA on the internet,
visit https://www.faa.gov/regulations_
policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen,
Airports, Aviation safety, Freight, Iran.
The Amendment
In consideration of the foregoing, the
Federal Aviation Administration
amends chapter I of title 14, Code of
Federal Regulations, as follows:
PART 91—GENERAL OPERATING AND
FLIGHT RULES
VIII. Additional Information
1. The authority citation for part 91
continues to read as follows:
A. Electronic Access
Except for classified material, all
documents the FAA considered in
developing this rule, including
Authority: 49 U.S.C. 106(f), 106(g), 40101,
40103, 40105, 40113, 40120, 44101, 44111,
44701, 44704, 44709, 44711, 44712, 44715,
44716, 44717, 44722, 46306, 46315, 46316,
46504, 46506–46507, 47122, 47508, 47528–
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Jkt 256001
■
PO 00000
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Fmt 4700
Sfmt 4700
2. Amend § 91.1617 by revising
paragraph (e) to read as follows:
■
§ 91.1617 Special Federal Aviation
Regulation No. 117—Prohibition Against
Certain Flights in the Tehran Flight
Information Region (FIR) (OIIX).
*
*
*
*
*
(e) Expiration. This SFAR will remain
in effect until October 31, 2024. The
FAA may amend, rescind, or extend this
SFAR, as necessary.
Issued in Washington, DC, under the
authority of 49 U.S.C. 106(f) and (g),
40101(d)(1), 40105(b)(1)(A), and 44701(a)(5),
on or about September 19, 2022.
Billy Nolen,
Acting Administrator.
[FR Doc. 2022–20316 Filed 9–19–22; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
[Docket No. FAA–2018–0927; Amdt. No. 91–
353B]
RIN 2120–AL76
Extension of the Prohibition Against
Certain Flights in the Baghdad Flight
Information Region (FIR) (ORBB)
Federal Aviation
Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
AGENCY:
SUMMARY: This action extends, for an
additional two years, the prohibition
against certain flight operations in the
Baghdad FIR (ORBB) at altitudes below
Flight Level 320 (FL320) by all: U.S. air
carriers; U.S. commercial operators;
persons exercising the privileges of an
airman certificate issued by the FAA,
except when such persons are operating
U.S.-registered aircraft for a foreign air
carrier; and operators of U.S.-registered
civil aircraft, except when the operator
of such aircraft is a foreign air carrier.
The FAA finds this action necessary to
address continuing hazards to persons
and aircraft engaged in such flight
operations due to the complex security
environment that currently exists in the
Baghdad FIR (ORBB) and the associated
safety-of-flight hazards, as described in
the preamble to this final rule. The FAA
also republishes, with minor
administrative revisions, the approval
process and exemption information for
this Special Federal Aviation Regulation
E:\FR\FM\20SER1.SGM
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Agencies
[Federal Register Volume 87, Number 181 (Tuesday, September 20, 2022)]
[Rules and Regulations]
[Pages 57379-57384]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-20316]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 91
[Docket No. FAA-2020-0874; Amdt. No. 91-359A]
RIN 2120-AL75
Extension of the Prohibition Against Certain Flights in the
Tehran Flight Information Region (FIR) (OIIX)
AGENCY: Federal Aviation Administration (FAA), Department of
Transportation (DOT).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action extends, for an additional two years, the
prohibition against certain flight operations in the Tehran Flight
Information Region (FIR) (OIIX) by all: U.S. air carriers; U.S.
commercial operators; persons exercising the privileges of an airman
certificate issued by the FAA, except when such persons are operating
U.S.-registered aircraft for a foreign air carrier; and operators of
U.S.-registered civil aircraft, except when the operator of such
aircraft is a foreign air carrier. The FAA finds this action to be
necessary to address continuing hazards to persons and aircraft engaged
in such flight operations. The FAA also republishes, with minor
administrative revisions, the approval process and exemption
information for this Special Federal Aviation Regulation (SFAR),
consistent with other recently published flight prohibition SFARs.
DATES: This final rule is effective on September 20, 2022.
FOR FURTHER INFORMATION CONTACT: Bill Petrak, Flight Standards Service,
Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591; telephone 202-267-8166; email:
[email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
This action extends the expiration date of Special Federal Aviation
Regulation (SFAR) No. 117, title 14 Code of Federal Regulations (CFR),
91.1617, from October 31, 2022, until October 31, 2024. SFAR No. 117,
14 CFR 91.1617, prohibits certain flight operations in the Tehran FIR
(OIIX) by all: U.S. air carriers; U.S. commercial operators; persons
exercising the privileges of an airman certificate issued by the FAA,
except when such persons are operating U.S.-registered aircraft for a
foreign air carrier; and operators of U.S.-registered civil aircraft,
except when the operator of such aircraft is a foreign air carrier.
Consistent with other recently published flight prohibition SFARs, this
action also republishes, with minor administrative revisions, the
approval process and exemption information for this SFAR for
consistency with other recently-published flight prohibition SFARs.
II. Authority and Good Cause
A. Authority
The FAA is responsible for the safety of flight in the U.S. and for
the safety of U.S. civil operators, U.S.-registered civil aircraft, and
U.S.-certificated airmen throughout the world. Sections 106(f) and (g)
of title 49, U.S. Code (U.S.C.), subtitle I, establish the FAA
Administrator's authority to issue rules on aviation safety. Subtitle
VII of title 49, Aviation Programs, describes in more detail the scope
of the agency's authority. Section 40101(d)(1) provides that the
Administrator shall consider in the public interest, among other
matters,
[[Page 57380]]
assigning, maintaining, and enhancing safety and security as the
highest priorities in air commerce. Section 40105(b)(1)(A) requires the
Administrator to exercise this authority consistently with the
obligations of the U.S. Government under international agreements.
The FAA is promulgating this rule under the authority described in
49 U.S.C. 44701, General requirements. Under that section, the FAA is
charged broadly with promoting safe flight of civil aircraft in air
commerce by prescribing, among other things, regulations and minimum
standards for practices, methods, and procedures that the Administrator
finds necessary for safety in air commerce and national security. This
regulation is within the scope of the FAA's authority because it
continues to prohibit the persons described in paragraph (a) of SFAR
No. 117, Sec. 91.1617, from conducting flight operations in the Tehran
FIR (OIIX) due to the continuing hazards to the safety of U.S. civil
flight operations, as described in the preamble to this final rule.
B. Good Cause for Immediate Adoption
Section 553(b)(3)(B) of title 5, U.S. Code, authorizes agencies to
dispense with notice and comment procedures for rules when the agency
for ``good cause'' finds that those procedures are ``impracticable,
unnecessary, or contrary to the public interest.'' Also, section 553(d)
permits agencies, upon a finding of good cause, to issue rules with an
effective date less than 30 days from the date of publication. In this
instance, the FAA finds good cause to forgo notice and comment because
notice and comment would be impracticable and contrary to the public
interest. In addition, it is contrary to the public interest to allow
this SFAR to expire.
The risk environment for U.S. civil aviation in airspace managed by
other countries with respect to safety of flight is fluid in
circumstances involving weapons capable of targeting or otherwise
negatively affecting U.S. civil aviation, as well as other hazards to
U.S. civil aviation associated with fighting, extremist or militant
activity, or heightened tensions. This fluidity and the need for the
FAA to rely upon classified information in assessing these risks makes
providing notice and opportunity to comment impracticable and contrary
to the public interest. The potential for rapid changes in the risks to
U.S. civil aviation significantly limits how far in advance of a new or
amended flight prohibition the FAA can usefully assess the risk
environment. Furthermore, to the extent that these rules and any
amendments are based upon classified information, the FAA cannot share
such information with the general public. As a result, engaging in
notice and comment would be impracticable.
Additionally, it is crucial that the FAA's flight prohibitions, and
any amendments thereto, reflect the agency's current understanding of
the risk environment for U.S. civil aviation. This allows the FAA to
protect the safety of U.S. operators' aircraft and the lives of their
passengers and crews without over-restricting U.S. operators' routing
options. The delay that would be occasioned by providing an opportunity
to comment on this action would mean that the resulting final action
would not be based on the latest information about aviation risk in a
fluid environment.
As described in the preamble to this rule, extending the flight
prohibition for U.S. civil aviation operations in the Tehran FIR (OIIX)
is necessary due to continuing safety-of-flight hazards associated with
the ongoing risk of misidentification of civil aircraft in an
environment of continued heightened tensions in the region, as well as
the risks to civil aircraft from unannounced military activities,
including ballistic missile launches and unmanned aircraft systems
(UAS) operations, in the region.
Accordingly, the FAA finds good cause exists to forgo notice and
comment and any delay in the effective date for this rule.
III. Background and Discussion of the Final Rule
The FAA originally issued SFAR No. 117, 14 CFR 91.1617, after Iran
conducted retaliatory ballistic missile strikes targeting U.S. air
bases in Iraq on January 7, 2020, following the death of Iranian
Revolutionary Guard Corps (IRGC) Quds Force Commander Qassem Soleimani
in a U.S. airstrike.\1\ Due to the heightened military activities in
the region at that time, including the heightened alert status of
Iranian military forces, and elevated political tensions in the Middle
East, which included the potential for further escalation, the FAA
determined an unacceptable risk to U.S. civil aviation existed in the
Baghdad FIR (ORBB), the Tehran FIR (OIIX), and the overwater areas of
the Persian Gulf and the Gulf of Oman due to the potential for
miscalculation or misidentification.
---------------------------------------------------------------------------
\1\ See Prohibition Against Certain Flights in the Tehran Flight
Information Region (FIR) (OIIX) final rule, 85 FR 68435, Oct. 29,
2020.
---------------------------------------------------------------------------
To address these immediate safety-of-flight hazards, on January 7,
2020, UTC, the FAA issued Notices-to-Airmen (NOTAMs) KICZ A0001/20,
A0002/20, and A0003/20, which prohibited U.S. civil flight operations
in the Baghdad FIR (ORBB), the Tehran FIR (OIIX), and the overwater
airspace above the Persian Gulf and the Gulf of Oman, respectively.\2\
Unfortunately, within hours after the FAA issued NOTAM KICZ A0002/20,
Iranian air defense forces accidentally shot down Ukraine International
Airlines Flight 752 (PS 752), shortly after its departure from Tehran
Imam Khomeini International Airport (OIIE). These forces apparently
misidentified the aircraft, which was conducting a regularly scheduled
passenger flight, as a missile threat. There were no survivors out of
the 176 passengers and crew.
---------------------------------------------------------------------------
\2\ SFAR No. 117, 14 CFR 91.1617, and this rulemaking action are
limited in scope to the Tehran FIR (OIIX).
---------------------------------------------------------------------------
Following this tragedy, there was uncertainty about how long the
hazards to civil aviation in the Tehran FIR (OIIX) would persist;
whether Iran would be transparent in its investigation into the downing
of PS 752; and whether Iran would implement changes in its air defense
command and control procedures, airspace de-confliction processes, and
rules of engagement for air defense engagements to reduce the risk of
further tragedies sufficiently to allow for safe U.S. civil aviation
operations in the Tehran FIR (OIIX).
The FAA continues to assess the situation in the Tehran FIR (OIIX)
as presenting an unacceptable risk to the safety of U.S. civil
aviation. Heightened regional tensions remain. The FAA has received no
information indicating that Iran has implemented changes to its air
defense command and control procedures, airspace de-confliction
procedures, and rules of engagement that sufficiently diminish the risk
of another accidental shoot down of a civil aircraft by Iranian air
defense units in the Tehran FIR (OIIX) during the current or future
periods of heightened tensions for U.S. civil aviation operations to
resume safely.
Additionally, when the FAA initially issued SFAR No. 117, Sec.
91.1617, the agency was also concerned about the wide array of military
activities occurring in, emanating from, or transiting the Tehran FIR
(OIIX), in an environment of heightened regional tensions. There was
the potential for Iranian ballistic missile fire from western Iran
targeting Islamic State of Iraq and ash-Sham (ISIS) and Kurdish
opposition groups located in the region, as had occurred in September
2018 and June 2017. Iran had also conducted
[[Page 57381]]
multiple ballistic missile test launches in the Tehran FIR (OIIX). To
the FAA's knowledge, Iran had not issued a NOTAM or other aeronautical
information to warn civil aircraft operators of the potential hazard to
their operations prior to these missile launches. Additionally, the FAA
assessed a potential inadvertent risk to U.S. civil aviation operations
in the Tehran FIR (OIIX) from Iranian-fielded Global Positioning System
(GPS) and communication jammers continued to exist. These circumstances
further contributed to the unacceptable risk environment for U.S. civil
aviation in the Tehran FIR (OIIX).
The FAA has continued concerns regarding the potential for
unannounced Iranian ballistic missile fire, as well as UAS activity,
originating from western Iran and targeting sites in the region. Such
activity presents safety-of-flight hazards to civil aviation and
airspace de-confliction challenges. On March 12, 2022, up to twelve
Fateh-110 surface-to-surface ballistic missiles launched from western
Iran and impacted near the construction site of the new U.S. consulate
in Erbil, Iraq, and Erbil International Airport (ORER). Iranian
officials claimed responsibility for the ballistic missile attack,
allegedly carried out in response to the loss of two IRGC officials in
an alleged third-party airstrike in Syria. Nearly 48 hours after the
March 12, 2022 missile strikes on targets in Erbil, Iran issued a
NOTAM, OIIX A0961/22, which stated ``All military activity will perform
with close cooperation by civil authorities and according to risk
analysis results, the launch site and its related activities are clear
and with the safe distance from all ATS route, CTR, TMA and CTA.'' \3\
The timing of this NOTAM, following closely after the missile launches,
raises concerns that its issuance may have been an attempt to allay the
safety concerns of the international civil aviation community and may
not accurately reflect Iran's processes and procedures for safeguarding
civil aviation operations during military activities, such as missile
launches.
---------------------------------------------------------------------------
\3\ The following acronyms used in the Iranian NOTAM are common
International Civil Aviation Organization (ICAO) acronyms that refer
to aspects of airspace structure:
``ATS'' means ``air traffic service,''
``CTR'' means ``control traffic region,''
``TMA'' means ``traffic management area,'' and
``CTA'' means ``control area.''
---------------------------------------------------------------------------
Therefore, as a result of the significant, continuing risks to the
safety of U.S. civil aviation operations in the Tehran FIR (OIIX), the
FAA extends the expiration date of SFAR No. 117, Sec. 91.1617, from
October 31, 2022, until October 31, 2024.
Further amendments to SFAR No. 117, Sec. 91.1617, might be
appropriate if the risk to U.S. civil aviation safety and security
changes. In this regard, the FAA will continue to monitor the situation
and evaluate the extent to which persons described in paragraph (a) of
SFAR No. 117, Sec. 91.1617, might be able to operate safely in the
Tehran FIR (OIIX).
The FAA also republishes the details concerning the approval and
exemption processes in Sections IV and V of this preamble, consistent
with other recently published flight prohibition SFARs, to enable
interested persons to refer to this final rule for comprehensive
information about requesting relief from the FAA from the provisions of
SFAR No. 117, Sec. 91.1617.
IV. Approval Process Based on a Request From a Department, Agency, or
Instrumentality of the United States Government
A. Approval Process Based on an Authorization Request From a
Department, Agency, or Instrumentality of the United States Government
In some instances, U.S. Government departments, agencies, or
instrumentalities may need to engage U.S. civil aviation to support
their activities in the Tehran FIR (OIIX). If a department, agency, or
instrumentality of the U.S. Government determines that it has a
critical need to engage any person described in paragraph (a) of SFAR
No. 117, Sec. 91.1617, including a U.S. air carrier or commercial
operator, to transport civilian or military passengers or cargo or
conduct other operations in the Tehran FIR (OIIX), that department,
agency, or instrumentality may request the FAA to approve persons
described in paragraph (a) of SFAR No. 117, Sec. 91.1617, to conduct
such operations.
The requesting U.S. Government department, agency, or
instrumentality must submit the request for approval to the FAA's
Associate Administrator for Aviation Safety in a letter signed by an
appropriate senior official of the requesting department, agency, or
instrumentality.\4\ The FAA will not accept or consider requests for
approval from anyone other than the requesting U.S. Government
department, agency, or instrumentality. In addition, the senior
official signing the letter requesting FAA approval must be
sufficiently positioned within the requesting department, agency, or
instrumentality to demonstrate that the organization's senior
leadership supports the request for approval and is committed to taking
all necessary steps to minimize aviation safety and security risks to
the proposed flights. The senior official must also be in a position
to: (1) attest to the accuracy of all representations made to the FAA
in the request for approval, and (2) ensure that any support from the
requesting U.S. Government department, agency, or instrumentality
described in the request for approval is in fact brought to bear and is
maintained over time. Unless justified by exigent circumstances,
requesting U.S. Government departments, agencies, or instrumentalities
must submit requests for approval to the FAA no less than 30 calendar
days before the date on which the requesting department, agency, or
instrumentality wishes the operator(s) to commence the proposed
operation(s).
---------------------------------------------------------------------------
\4\ This approval procedure applies to U.S. Government
departments, agencies, or instrumentalities; it does not apply to
the public. The FAA describes this procedure in the interest of
providing transparency with respect to the FAA's process for
interacting with U.S. Government departments, agencies, or
instrumentalities that seek to engage U.S. civil aviation to operate
in the area in which this SFAR would prohibit their operations in
the absence of specific FAA approval.
---------------------------------------------------------------------------
The requestor must send the request to the Associate Administrator
for Aviation Safety, Federal Aviation Administration, 800 Independence
Avenue SW, Washington, DC 20591. Electronic submissions are acceptable,
and the requesting entity may request that the FAA notify it
electronically as to whether the FAA grants the request for approval.
If a requestor wishes to make an electronic submission to the FAA, the
requestor should contact the Air Transportation Division, Flight
Standards Service, at (202) 267-8166, to obtain the appropriate email
address. A single letter may request approval from the FAA for multiple
persons described in SFAR No. 117, Sec. 91.1617, or for multiple
flight operations. To the extent known, the letter must identify the
person(s) the requester expects the SFAR to cover on whose behalf the
U.S. Government department, agency, or instrumentality seeks FAA
approval, and it must describe--
The proposed operation(s), including the nature of the
mission being supported;
The service the person(s) covered by the SFAR will
provide;
To the extent known, the specific locations in the Tehran
FIR (OIIX) where the proposed operation(s) will occur, including, but
not limited to, the flight path and altitude of the aircraft while it
is operating in the Tehran FIR (OIIX) and the airports, airfields, or
landing zones at which the aircraft will take off and land; and
[[Page 57382]]
The method by which the requesting department, agency, or
instrumentality will provide, or how the operator will otherwise
obtain, current threat information and an explanation of how the
operator will integrate this information into all phases of the
proposed operations (i.e., the pre-mission planning and briefing, in-
flight, and post-flight phases).
The request for approval must also include a list of operators with
whom the U.S. Government department, agency, or instrumentality
requesting FAA approval has a current contract(s), grant(s), or
cooperative agreement(s) (or its prime contractor has a subcontract(s))
for specific flight operations in the Tehran FIR (OIIX). The requestor
may identify additional operators to the FAA at any time after the FAA
issues its approval. Neither the operators listed in the original
request, nor any operators the requestor subsequently seeks to add to
the approval, may commence operations under the approval until the FAA
issues them an Operations Specification (OpSpec) or Letter of
Authorization (LOA), as appropriate, for operations in the Tehran FIR
(OIIX). The approval conditions discussed below apply to all operators.
Requestors should send updated lists to the email address they obtain
from the Air Transportation Division by calling (202) 267-8166.
If an approval request includes classified information, requestors
may contact Aviation Safety Inspector Bill Petrak for instructions on
submitting it to the FAA. His contact information appears in the FOR
FURTHER INFORMATION CONTACT section of this final rule.
FAA approval of an operation under SFAR No. 117, Sec. 91.1617,
does not relieve persons subject to this SFAR of the responsibility to
comply with all other applicable FAA rules and regulations. Operators
of civil aircraft must comply with the conditions of their
certificates, OpSpecs, and LOAs, as applicable. Operators must also
comply with all rules and regulations of other U.S. Government
departments, agencies, or instrumentalities that may apply to the
proposed operation(s), including, but not limited to, regulations
issued by the Transportation Security Administration.
B. Approval Conditions
If the FAA approves the request, the FAA's Aviation Safety
organization will send an approval letter to the requesting U.S.
Government department, agency, or instrumentality informing it that the
FAA's approval is subject to all of the following conditions:
(1) The approval will stipulate those procedures and conditions
that limit, to the greatest degree possible, the risk to the operator,
while still allowing the operator to achieve its operational
objectives.
(2) Before any approval takes effect, the operator must submit to
the FAA:
(a) A written release of the U.S. Government from all damages,
claims, and liabilities, including without limitation legal fees and
expenses, relating to any event arising out of or related to the
approved operations in the Tehran FIR (OIIX); and
(b) The operator's written agreement to indemnify the U.S.
Government with respect to any and all third-party damages, claims, and
liabilities, including without limitation legal fees and expenses,
relating to any event arising out of or related to the approved
operations in the Tehran FIR (OIIX).
(3) Other conditions the FAA may specify, including those the FAA
might impose in OpSpecs or LOAs, as applicable.
The release and agreement to indemnify do not preclude an operator
from raising a claim under an applicable non-premium war risk insurance
policy the FAA issues under chapter 443 of title 49, U.S. Code.
If the FAA approves the proposed operation(s), the FAA will issue
an OpSpec or LOA, as applicable, to the operator(s) identified in the
original request and any operators the requestor subsequently adds to
the approval, authorizing them to conduct the approved operation(s). In
addition, as stated in paragraph (3) of this section IV.B, the FAA
notes that it may include additional conditions beyond those contained
in the approval letter in any OpSpec or LOA associated with a
particular operator operating under this approval, as necessary in the
interests of aviation safety. U.S. Government departments, agencies,
and instrumentalities requesting FAA approval on behalf of entities
with which they have a contract or subcontract, grant, or cooperative
agreement should request a copy of the relevant OpSpec or LOA directly
from the entity with which they have any of the foregoing types of
arrangements, if desired.
V. Information Regarding Petitions for Exemption
Any operations not conducted under an approval the FAA issues
through the approval process set forth previously may only occur in
accordance with an exemption from SFAR No. 117, Sec. 91.1617. A
petition for exemption must comply with 14 CFR part 11. The FAA will
consider whether exceptional circumstances exist beyond those described
in the approval process in the previous section. To determine whether a
petition for exemption from the prohibition this SFAR establishes
fulfills the standard of 14 CFR 11.81, the FAA consistently finds
necessary the following information:
The proposed operation(s), including the nature of the
operation;
The service the person(s) covered by the SFAR will
provide;
The specific locations in the Tehran FIR (OIIX) where the
proposed operation(s) will occur, including, but not limited to, the
flight path and altitude of the aircraft while it is operating in the
Tehran FIR (OIIX) and the airports, airfields, or landing zones at
which the aircraft will take off and land;
The method by which the operator will obtain current
threat information and an explanation of how the operator will
integrate this information into all phases of its proposed operations
(i.e., the pre-mission planning and briefing, in-flight, and post-
flight phases); and
The plans and procedures the operator will use to minimize
the risks identified in this preamble to the proposed operations, to
support the relief sought and demonstrate that granting such relief
would not adversely affect safety or would provide a level of safety at
least equal to that provided by this SFAR. The FAA has found
comprehensive, organized plans and procedures of this nature to be
helpful in facilitating the agency's safety evaluation of petitions for
exemption from flight prohibition SFARs.
The FAA includes, as a condition of each such exemption it issues,
a release and agreement to indemnify, as described previously.
The FAA recognizes that, with the support of the U.S. Government,
the governments of other countries could plan operations that may be
affected by SFAR No. 117, Sec. 91.1617. While the FAA will not permit
these operations through the approval process, the FAA will consider
exemption requests for such operations on an expedited basis and in
accordance with the order of preference set forth in paragraph (c) of
SFAR No. 117, Sec. 91.1617.
If a petition for exemption includes information that is sensitive
for security reasons or proprietary information, requestors may contact
Aviation Safety Inspector Bill Petrak for instructions on submitting it
to the FAA. His contact information is listed in the FOR FURTHER
INFORMATION CONTACT section of this final rule.
[[Page 57383]]
VI. Regulatory Notices and Analyses
Federal agencies consider impacts of regulatory actions under a
variety of executive orders and other requirements. First, Executive
Orders 12866 and 13563 direct that each Federal agency shall propose or
adopt a regulation only upon a reasoned determination that the benefits
of the intended regulation justify its costs. Second, the Regulatory
Flexibility Act of 1980 (Pub. L. 96-354), as codified in 5 U.S.C. 603
et seq., requires agencies to analyze the economic impact of regulatory
changes on small entities. Third, the Trade Agreements Act of 1979
(Pub. L. 96-39), as codified in 19 U.S.C. Chapter 13, prohibits
agencies from setting standards that create unnecessary obstacles to
the foreign commerce of the United States. In developing U.S.
standards, the Trade Agreements Act requires agencies to consider
international standards and, where appropriate, that they be the basis
of U.S. standards. Fourth, the Unfunded Mandates Reform Act of 1995
(Pub. L. 104-4), as codified in 2 U.S.C. Chapter 25, requires agencies
to prepare a written assessment of the costs, benefits, and other
effects of proposed or final rules that include a Federal mandate
likely to result in the expenditure by State, local, or tribal
governments, in the aggregate, or by the private sector, of $100
million or more annually (adjusted for inflation with base year of
1995). This portion of the preamble summarizes the FAA's analysis of
the economic impacts of this final rule.
In conducting these analyses, the FAA has determined this final
rule has benefits that justify its costs. This rule is a significant
regulatory action, as defined in section 3(f) of Executive Order 12866,
as it raises novel policy issues contemplated under that Executive
order. As 5 U.S.C. 553 does not require notice and comment for this
final rule, 5 U.S.C. 603 and 604 do not require regulatory flexibility
analyses regarding impacts on small entities. This rule will not create
unnecessary obstacles to the foreign commerce of the United States.
This rule will not impose an unfunded mandate on State, local, or
tribal governments, or on the private sector, by exceeding the
threshold identified previously.
A. Regulatory Evaluation
This rule prohibits U.S. civil flights in the Tehran FIR (OIIX) due
to the significant hazards to U.S. civil aviation described in this
preamble. The alternative flight routes result in some additional fuel
and operations costs to the operators, as well as some costs attributed
to passenger time. Accordingly, the incremental costs of the extension
of this SFAR are minimal. By continuing to prohibit unsafe flights, the
benefits of this rule will exceed the minimal flight deviation costs.
Therefore, the FAA finds that the incremental costs of extending SFAR
No. 117, 14 CFR 91.1617, will be minimal and are exceeded by the
benefits of avoided risk of deaths, injuries, and property damage that
could occur if a U.S. operator's aircraft were shot down (or otherwise
damaged) while operating in the Tehran FIR (OIIX).
B. Regulatory Flexibility Act
The Regulatory Flexibility Act (RFA), in 5 U.S.C. 603, requires an
agency to prepare an initial regulatory flexibility analysis describing
impacts on small entities whenever 5 U.S.C. 553 or any other law
requires an agency to publish a general notice of proposed rulemaking
for any proposed rule. Similarly, 5 U.S.C. 604 requires an agency to
prepare a final regulatory flexibility analysis when an agency issues a
final rule under 5 U.S.C. 553 after that section or any other law
requires publication of a general notice of proposed rulemaking. The
FAA concludes good cause exists to forgo notice and comment and to not
delay the effective date for this rule. As 5 U.S.C. 553 does not
require notice and comment in this situation, 5 U.S.C. 603 and 604
similarly do not require regulatory flexibility analyses.
C. International Trade Impact Assessment
The Trade Agreements Act of 1979 (Pub. L. 96-39) prohibits Federal
agencies from establishing standards or engaging in related activities
that create unnecessary obstacles to the foreign commerce of the United
States. Pursuant to this Act, the establishment of standards is not
considered an unnecessary obstacle to the foreign commerce of the
United States, so long as the standard has a legitimate domestic
objective, such as the protection of safety, and does not operate in a
manner that excludes imports that meet this objective. The statute also
requires consideration of international standards and, where
appropriate, that they be the basis for U.S. standards.
The FAA has assessed the potential effect of this final rule and
determined that its purpose is to protect the safety of U.S. civil
aviation from risks to their operations in the Tehran FIR (OIIX), a
location outside the U.S. Therefore, the rule complies with the Trade
Agreements Act of 1979.
D. Unfunded Mandates Assessment
Title II of the Unfunded Mandates Reform Act of 1995 (Pub. L. 104-
4) requires each Federal agency to prepare a written statement
assessing the effects of any Federal mandate in a proposed or final
agency rule that may result in an expenditure of $100 million or more
(in 1995 dollars) in any one year by State, local, and tribal
governments, in the aggregate, or by the private sector; such a mandate
is deemed to be a ``significant regulatory action.'' The FAA currently
uses an inflation-adjusted value of $165 million in lieu of $100
million.
This final rule does not contain such a mandate. Therefore, the
requirements of Title II of the Act do not apply.
E. Paperwork Reduction Act
The Paperwork Reduction Act of 1995 (44 U.S.C. 3507(d)) requires
the FAA to consider the impact of paperwork and other information
collection burdens it imposes on the public. The FAA has determined no
new requirement for information collection is associated with this
final rule.
F. International Compatibility and Cooperation
In keeping with U.S. obligations under the Convention on
International Civil Aviation, the FAA's policy is to conform to
International Civil Aviation Organization (ICAO) Standards and
Recommended Practices to the maximum extent practicable. The FAA has
determined no ICAO Standards and Recommended Practices correspond to
this regulation. The FAA finds this action is fully consistent with the
obligations under 49 U.S.C. 40105(b)(1)(A) to ensure the FAA exercises
its duties consistently with the obligations of the United States under
international agreements.
While the FAA's flight prohibition does not apply to foreign air
carriers, DOT codeshare authorizations prohibit foreign air carriers
from carrying a U.S. codeshare partner's code on a flight segment that
operates in airspace for which the FAA has issued a flight prohibition
for U.S. civil aviation. In addition, foreign air carriers and other
foreign operators may choose to avoid, or be advised or directed by
their civil aviation authorities to avoid, airspace for which the FAA
has issued a flight prohibition for U.S. civil aviation.
G. Environmental Analysis
The FAA has analyzed this action under Executive Order 12114,
Environmental Effects Abroad of Major Federal Actions, and DOT Order
5610.1C, Paragraph 16. Executive Order 12114 requires the FAA to be
informed
[[Page 57384]]
of environmental considerations and take those considerations into
account when making decisions on major Federal actions that could have
environmental impacts anywhere beyond the borders of the United States.
The FAA has determined this action is exempt pursuant to Section 2-
5(a)(i) of Executive Order 12114 because it does not have the potential
for a significant effect on the environment outside the United States.
In accordance with FAA Order 1050.1F, Environmental Impacts:
Policies and Procedures, paragraph 8-6(c), the FAA has prepared a
memorandum for the record stating the reason(s) for this determination
and has placed it in the docket for this rulemaking.
VII. Executive Order Determinations
A. Executive Order 13132, Federalism
The FAA has analyzed this rule under the principles and criteria of
Executive Order 13132. The agency has determined this action will not
have a substantial direct effect on the States, or the relationship
between the Federal Government and the States, or on the distribution
of power and responsibilities among the various levels of government.
Therefore, this rule will not have federalism implications.
B. Executive Order 13211, Regulations That Significantly Affect Energy
Supply, Distribution, or Use
The FAA analyzed this rule under Executive Order 13211. The agency
has determined it is not a ``significant energy action'' under the
executive order and will not be likely to have a significant adverse
effect on the supply, distribution, or use of energy.
C. Executive Order 13609, Promoting International Regulatory
Cooperation
Executive Order 13609 promotes international regulatory cooperation
to meet shared challenges involving health, safety, labor, security,
environmental, and other issues and to reduce, eliminate, or prevent
unnecessary differences in regulatory requirements. The FAA has
analyzed this action under the policies and agency responsibilities of
Executive Order 13609 and has determined that this action will have no
effect on international regulatory cooperation.
VIII. Additional Information
A. Electronic Access
Except for classified material, all documents the FAA considered in
developing this rule, including economic analyses and technical
reports, may be accessed from the internet through the docket for this
rulemaking.
Those documents may be viewed online at https://www.regulations.gov
using the docket number listed above. A copy of this rule will be
placed in the docket. Electronic retrieval help and guidelines are
available on the website. It is available 24 hours each day, 365 days
each year. An electronic copy of this document may also be downloaded
from the Office of the Federal Register's website at https://www.federalregister.gov and the Government Publishing Office's website
at https://www.govinfo.gov. A copy may also be found at the FAA's
Regulations and Policies website at https://www.faa.gov/regulations_policies.
Copies may also be obtained by sending a request to the Federal
Aviation Administration, Office of Rulemaking, ARM-1, 800 Independence
Avenue SW, Washington, DC 20591, or by calling (202) 267-9677.
Interested persons must identify the docket or amendment number of this
rulemaking.
B. Small Business Regulatory Enforcement Fairness Act
The Small Business Regulatory Enforcement Fairness Act of 1996
(SBREFA) (Pub. L. 104-121) (set forth as a note to 5 U.S.C. 601)
requires FAA to comply with small entity requests for information or
advice about compliance with statutes and regulations within its
jurisdiction. A small entity with questions regarding this document may
contact its local FAA official, or the persons listed under the FOR
FURTHER INFORMATION CONTACT heading at the beginning of the preamble.
To find out more about SBREFA on the internet, visit https://www.faa.gov/regulations_policies/rulemaking/sbre_act/.
List of Subjects in 14 CFR Part 91
Air traffic control, Aircraft, Airmen, Airports, Aviation safety,
Freight, Iran.
The Amendment
In consideration of the foregoing, the Federal Aviation
Administration amends chapter I of title 14, Code of Federal
Regulations, as follows:
PART 91--GENERAL OPERATING AND FLIGHT RULES
0
1. The authority citation for part 91 continues to read as follows:
Authority: 49 U.S.C. 106(f), 106(g), 40101, 40103, 40105,
40113, 40120, 44101, 44111, 44701, 44704, 44709, 44711, 44712,
44715, 44716, 44717, 44722, 46306, 46315, 46316, 46504, 46506-46507,
47122, 47508, 47528-47531, 47534, Pub. L. 114-190, 130 Stat. 615 (49
U.S.C. 44703 note); articles 12 and 29 of the Convention on
International Civil Aviation (61 Stat. 1180), (126 Stat. 11).
0
2. Amend Sec. 91.1617 by revising paragraph (e) to read as follows:
Sec. 91.1617 Special Federal Aviation Regulation No. 117--Prohibition
Against Certain Flights in the Tehran Flight Information Region (FIR)
(OIIX).
* * * * *
(e) Expiration. This SFAR will remain in effect until October 31,
2024. The FAA may amend, rescind, or extend this SFAR, as necessary.
Issued in Washington, DC, under the authority of 49 U.S.C.
106(f) and (g), 40101(d)(1), 40105(b)(1)(A), and 44701(a)(5), on or
about September 19, 2022.
Billy Nolen,
Acting Administrator.
[FR Doc. 2022-20316 Filed 9-19-22; 8:45 am]
BILLING CODE 4910-13-P