Updating References to Standards Related to the Commission's Equipment Authorization Program, 15180-15190 [2022-05190]
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15180
Federal Register / Vol. 87, No. 52 / Thursday, March 17, 2022 / Proposed Rules
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other people?
I. Public Participation
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comments?
Your comments must be written in
English. To ensure that your comments
are correctly filed in the docket, please
include the docket number of this
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under ADDRESSES. Please include the
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document. Only non-confidential and
public versions of confidential
comments should be submitted by
email.
How do I submit confidential business
information?
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The Commission will provide
confidential treatment for identified
confidential information to the extent
allowed by law. If your comments
contain confidential information, you
must submit the following by email to
the address listed above under
ADDRESSES:
• A transmittal letter requesting
confidential treatment that identifies the
specific information in the comments
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• A confidential copy of your
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mail.
• A public version of your comments
with the confidential information
excluded. The public version must state
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excluded’’ on the cover page and on
each affected page and must clearly
indicate any information withheld. You
may submit the public version to the
Commission by email or mail.
Will the Commission consider late
comments?
The Commission will consider all
comments received before the close of
business on the comment closing date
indicated above under DATES. To the
extent possible, we will also consider
comments received after that date.
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You may read the comments received
by the Commission at the Commission’s
Electronic Reading Room or the Docket
Activity Library at the addresses listed
above under ADDRESSES.
II. Discussion
On February 15, 2022, the
Commission issued an Advance Notice
of Proposed Rulemaking (ANPRM) on
demurrage and detention billing
requirements. 87 FR 8506. The ANPRM
seeks comments on whether the
Commission should require common
carriers and marine terminal operators
to include certain minimum information
on or with demurrage and detention
billings. Also, the Commission is
interested in receiving comments on
whether it should require common
carriers and marine terminal operators
to adhere to certain practices regarding
the timing of demurrage and detention
billings.
On March 3, 2022, the Commission
received a letter, attached, signed by 44
associations requesting that the
Commission extend the comment period
by an additional 30 days. The
associations stated that they ‘‘are in the
process of surveying respective member
companies to gather their experiences
and document them in a manner that is
most helpful to the FMC.’’ The letter
furthers says that the extension would
facilitate the associations’ efforts to
collect information regarding the impact
of demurrage and detention billing
practices.
This notice grants the request for an
extension of the 30-day comment period
by an additional 30 days. The comment
period now expires on April 16, 2022.
By the Commission.
William Cody,
Secretary.
[FR Doc. 2022–05572 Filed 3–16–22; 8:45 am]
BILLING CODE 6730–02–P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 2, 15, 68, and 73
[ET Docket Nos. 21–363 and 19–48; FCC
22–3; FR ID 75329]
Updating References to Standards
Related to the Commission’s
Equipment Authorization Program
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
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In this document, the Federal
Communications Commission
(Commission) proposes targeted updates
to its rules to incorporate new and
updated standards that are integral to
the testing of equipment and
accreditation of laboratories that test RF
devices.
DATES: Comments are due on or before
April 18, 2022. Reply comments are due
on or before May 16, 2022. Written
comments on the Paperwork Reduction
Act proposed information collection
requirements must be submitted by the
public, Office of Management and
Budget (OMB), and other interested
parties on or before May 16, 2022.
ADDRESSES: You may submit comments,
identified by ET Docket No. 21–363, by
any of the following methods:
• Electronic Filers: Comments may be
filed electronically using the internet by
accessing the ECFS: https://apps.fcc.gov/
ecfs/.
• Paper Filers: Parties who choose to
file by paper must file an original and
one copy of each filing.
Filings can be sent by commercial
overnight courier, or by first-class or
overnight U.S. Postal Service mail. All
filings must be addressed to the
Commission’s Secretary, Office of the
Secretary, Federal Communications
Commission.
• Commercial overnight mail (other
than U.S. Postal Service Express Mail
and Priority Mail) must be sent to 9050
Junction Drive, Annapolis Junction, MD
20701.
• U.S. Postal Service first-class,
Express, and Priority mail must be
addressed to 45 L Street NE,
Washington, DC 20554.
• Effective March 19, 2020, and until
further notice, the Commission no
longer accepts any hand or messenger
delivered filings. This is a temporary
measure taken to help protect the health
and safety of individuals, and to
mitigate the transmission of COVID–19.
See FCC Announces Closure of FCC
Headquarters Open Window and
Change in Hand-Delivery Policy, Public
Notice, DA 20–304 (March 19, 2020).
https://www.fcc.gov/document/fcccloses-headquarters-open-window-andchanges-hand-delivery-policy.
People With Disabilities: To request
materials in accessible formats for
people with disabilities (braille, large
print, electronic files, audio format),
send an email to fcc504@fcc.gov or call
the Consumer & Governmental Affairs
Bureau at 202–418–0530 (voice), 202–
418–0432 (TTY).
FOR FURTHER INFORMATION CONTACT:
Brian Butler, Office of Engineering and
Technology, 202–418–2702,
SUMMARY:
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Federal Register / Vol. 87, No. 52 / Thursday, March 17, 2022 / Proposed Rules
Brian.Butler@fcc.gov. For information
regarding the PRA information
collection requirements contained in
this PRA, contact Nicole Ongele, Office
of Managing Director, at (202) 418–2991
or Nicole.Ongele@fcc.gov.
SUPPLEMENTARY INFORMATION: This is a
summary of the Commission’s Notice of
Proposed Rulemaking (NPRM), ET
Docket No. 21–363, ET Docket No. 19–
48, FCC 22–3, adopted on January 24,
2022 and released on January 25, 2022.
The full text of this document is
available by downloading the text from
the Commission’s website at: https://
www.fcc.gov/document/fcc-proposesupdates-standards-used-equipmentauthorization. When the FCC
Headquarters reopens to the public, the
full text of this document will also be
available for public inspection and
copying during regular business hours
in the FCC Reference Center, 45 L Street
NE, Washington, DC 20554. Alternative
formats are available for people with
disabilities (braille, large print,
electronic files, audio format), by
sending an email to fcc504@fcc.gov or
calling the Consumer and Governmental
Affairs Bureau at 202–418–0530 (voice),
202–418–0432 (TTY).
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Comment Filing Procedures
Pursuant to §§ 1.415 and 1.419 of the
Commission’s rules, 47 CFR 1.415,
1.419, interested parties may file
comments and reply comments on or
before the dates indicated on the first
page of this document. Comments may
be filed using the Commission’s
Electronic Comment Filing System
(ECFS). See Electronic Filing of
Documents in Rulemaking Proceedings,
63 FR 24121 (1998).
Initial Paperwork Reduction Act of
1995 Analysis
This document contains proposed
modified information collection
requirements. The Commission, as part
of its continuing effort to reduce
paperwork burdens, invites the general
public and the Office of Management
and Budget (OMB) to comment on the
information collection requirements
contained in this document, as required
by the Paperwork Reduction Act of
1995, Public Law 104–13. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
we seek specific comment on how we
might further reduce the information
collection burden for small business
concerns with fewer than 25 employees.
Ex Parte Rules—Permit-But-Disclose
The proceeding this proposed rule
initiates shall be treated as a ‘‘permit-
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but-disclose’’ proceeding in accordance
with the Commission’s ex parte rules,
47 CFR 1.1200 et seq. Persons making ex
parte presentations must file a copy of
any written presentation or a
memorandum summarizing any oral
presentation within two business days
after the presentation (unless a different
deadline applicable to the Sunshine
period applies). Persons making oral ex
parte presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda, or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
Synopsis
I. Background
The Commission’s proposals are
limited to the incorporation by reference
of standards that are associated with
equipment authorization and the
recognition of Telecommunication
Certification Bodies (TCBs).
Incorporation by reference is the process
that Federal agencies use when referring
to materials published elsewhere to give
those materials the same force and effect
of law in the Code of Federal
Regulations as if the materials’ text had
actually been published in the Federal
Register. 5 U.S.C. 552(a)(1) and Office of
the Federal Register, IBR Handbook 1
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(July 2018), available at https://
www.archives.gov/files/federal-register/
write/handbook/ibr.pdf. By using
incorporation by reference, the
Commission gives effect to technical
instructions, testing methodologies, and
other process documents that are
developed and owned by standards
development organizations. Referencing
these documents in the Commission’s
rules substantially reduces the volume
of material that would otherwise be
published in the Federal Register and
the Code of Federal Regulations. It also
permits the Commission to more
efficiently implement future standards
updates. Once the Commission
completes any necessary notice-andcomment rulemaking proceedings and
applies agency expertise to ensure that
any standards adopted are sound and
appropriate, the Commission need only
update the references to the standards in
its rules.
A. Equipment Authorization
Section 302 of the Communications
Act of 1934, as amended (the Act), 47
U.S.C. 302a(a), authorizes the
Commission to make reasonable
regulations governing the interference
potential of devices that emit RF energy
and can cause harmful interference to
radio communications. The Commission
generally implements this authority by
establishing technical rules for RF
devices. Examples may be found in 47
CFR parts 15, 22, 24, 27, and 90. One
of the primary ways in which the
Commission ensures compliance with
the technical rules is through the
equipment authorization program for RF
devices, procedures for which are
codified in part 2 of its rules. 47 CFR
part 2 subpart J. The Office of
Engineering and Technology (OET)
administers the day-to-day operation of
the equipment authorization program
under authority delegated by the
Commission. 47 CFR 0.241(b).
Part 2 of the Commission’s rules
provides two different approval
procedures for RF devices subject to
equipment authorization—certification
and Supplier’s Declaration of
Conformity (SDoC). 47 CFR 2.901.
Certification is a more rigorous approval
process for RF devices with the greatest
potential to cause harmful interference
to other radio operations. A grant of
certification is an equipment
authorization issued by an FCCrecognized TCB based on an evaluation
of the supporting documentation and
test data submitted to the TCB. 47 CFR
2.907. SDoC allows a device to be
marketed on the basis of testing
performed in accordance with a
Commission-approved methodology by
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the manufacturer, assembler, importer,
or seller itself without the need to
submit an application to a TCB. 47 CFR
2.906. While both processes involve
laboratory testing to demonstrate
compliance with Commission
requirements, testing associated with
certification must be performed by an
FCC-recognized accredited testing
laboratory. 47 CFR 2.948(a).
Additionally, part 68 of the
Commission’s rules sets forth
requirements to ensure that terminal
equipment can be connected to the
telephone network without harming its
functioning and for the compatibility of
hearing aids and land-line telephones so
as to ensure that, to the fullest extent
made possible by technology and
medical science, people with hearing
loss have equal access to
communications services. In furtherance
of these goals, part 68 includes unique,
but similar rules related to equipment
approval, TCB review, and laboratory
testing. 47 CFR part 68 subpart D.
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Standards
The Commission’s equipment
authorization rules, for example 47 CFR
2.910, 2.950, and 15.38, incorporate by
reference various standards that have
been established by standards-setting
bodies including, but not limited to, the
American National Standards Institute,
Accredited Standards Committee (ASC)
C63, a standards organization that is
responsible for developing
electromagnetic compatibility (EMC)
measurement standards and testing
procedures; the International
Organization for Standardization (ISO),
an independent, non-governmental
international organization that develops
voluntary international standards; and
the International Electrotechnical
Commission (IEC) which develops
international standards for all electrical,
electronic, and related technologies.
Incorporating external standards within
the Commission’s rules has been a
longstanding practice that reflects the
Commission’s desire, where
appropriate, to harmonize its rules with
international standards and aligns the
Commission’s rules with general federal
agency guidance which urges
government agencies to use industry
developed standards rather than
develop their own. OMB Circular A–
119, Federal Participation in the
Development and Use of Voluntary
Consensus Standards and in Conformity
Assessment Activities (updated Jan. 27,
2016), available at https://
www.whitehouse.gov/omb/informationfor-agencies/circulars/.
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1. Measurement Standards and
Laboratory Testing Procedures.
Compliance testing is central to the
equipment authorization program.
Section 2.947 of the Commission’s rules
requires test data be measured in
accordance with one of three types of
standards and measurement procedures,
including those acceptable to the
Commission and published by national
engineering societies such as the
Electronic Industries Association, the
Institute of Electrical and Electronics
Engineers, Inc., and the American
National Standards Institute. 47 CFR
2.947(a)(2). Accordingly, the
Commission has incorporated by
reference such standards into its rules
when appropriate; use of these
standards is intended to ensure the
integrity of the measurement data
associated with an equipment
authorization. For example, certification
applications for unlicensed part 15
intentional radiators (47 CFR 15.3(o))
must include compliance measurement
data that was obtained in accordance
with the procedures specified in ANSI
C63.10—2013, ‘‘American National
Standard of Procedures for Compliance
Testing of Unlicensed Wireless Devices’’
(C63.10). 47 CFR 2.1041(a) and
15.31(a)(3). Other part 15 devices that
are not designed to purposely transmit
RF energy, unintentional radiators (47
CFR 15.3(z)), must be tested under
procedures specified in ANSI C63.4—
2014: ‘‘American National Standard for
Methods of Measurement of RadioNoise Emissions from Low-Voltage
Electrical and Electronic Equipment in
the Range of 9 kHz to 40 GHz’’ (C63.4).
47 CFR 2.1041(a) and 15.31(a)(4). In
addition to measurement procedures,
portions of C63.4 specify particular
requirements for the characteristics of
test sites that are referenced in the
Commission’s rules. 47 CFR 2.910(c)(1)
and 2.948(d). Specifically, these ‘‘test
site validation’’ requirements are
premised on the assumption that an
open area test site provides the best
conditions for field strength
measurements of radiated emissions and
test sites other than open area sites may
be employed if they are properly
calibrated so that the measurement
results correspond to what would be
obtained from an open area test site. 47
CFR 15.31(d).
2. Accreditation Standards
Compliance testing data associated
with an application for certification
must be obtained from a testing
laboratory that has been accredited in
accordance with the Commission’s
rules. 47 CFR 2.948(a). Accreditation of
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test laboratories is currently based on
the International Organization for
Standardization/International
Electrotechnical Commission (ISO/IEC)
Standard 17025:2005(E), ‘‘General
requirements for the competence of
testing and calibration laboratories’’
(ISO 17025), and on the FCC
requirements. 47 CFR 2.948(e). It is the
responsibility of the accreditation body
to review the qualifications of a test
laboratory’s personnel, management
systems, and record keeping and
reporting practices; to send recognized
experts to observe testing at the
laboratory; and to verify the testing
laboratory’s competence to perform tests
in accordance with FCC-related
measurement procedures. Section 2.949
of the Commission’s rules sets forth the
requirements for the recognition of
laboratory accreditation bodies. An
entity seeking to be recognized by the
Commission as an accreditation body
for test laboratories must demonstrate
that it complies with applicable ISO and
IEC standards for recognizing such
bodies and that it is competent in
assessing test laboratories to perform
measurements in support of the
applicable FCC technical regulations. 47
CFR 2.949. The ISO/IEC standard
currently used for recognizing
accreditation bodies is ISO/IEC
17011:2004(E), ‘‘Conformity
assessment—General requirements for
accreditation bodies accrediting
conformity assessment bodies’’
(ISO:17011). 47 CFR 2.949(b)(1) and
2.910(d)(1).
II. Discussion
In response to advancements in
technologies and measurement
capabilities, standards bodies
periodically update their standards or
adopt new standards to reflect best
practices. The Commission’s proposals
here are based on such developments, as
further informed by petitions for
rulemaking filed with the Commission.
Specifically, the Commission addresses
two petitions filed by ASC C63: One
seeking to incorporate by reference into
its rules a new standard pertaining to
test site validation; and one proposing
to incorporate by reference a newer
version of a currently referenced
standard that addresses a variety of
compliance testing requirements. The
Commission also clarifies the status of
two standards on which OET previously
sought comment. Office of Engineering
and Technology Seeks Comment on
Modifying the Equipment Authorization
Rules to Reflect the Updated Versions of
the Currently Referenced ANSI C63.4
and ISO/IEC 17025 Standards, Public
Notice, ET Docket No. 19–48, 34 FCC
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Rcd 1904, 84 FR 20088 (May 8, 2019)
(Standards Update Notice). The four
standards subject to the NPRM
proposals are briefly summarized in the
table below.
Proposed
affected rule
sections
Standard
Standard being
replaced
C63.25.1—2018 .....................................
N/A ........................
New standard
2.910
2.948
C63.10—2020 ........................................
C63.10—2013 .......
ISO/IEC 17011:2017 ..............................
17011:2004 ...........
15.31
15.38
2.910
17025:2005 ...........
2.948
2.949
2.950
2.960
68.160
2.910
ISO/IEC 17025:2017 ..............................
15183
Summary of rationale for proposed change
Consolidates qualification and validation procedures for radiated test sites intended for use over various frequency
ranges. The C63.25.1 standard included in this proposal covers 1 to 18 GHz.
Addresses changes in technology.
Provides more comprehensive requirements for accreditation
bodies.
Provides more comprehensive requirements for testing and
calibration labs.
2.948
2.949
2.962
68.162
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A. ‘‘American National Standard
Validation Methods for Radiated
Emission Test Sites; 1 GHz to 18 GHz’’
(C63.25.1)
On March 6, 2020, ASC C63 filed a
petition for rulemaking requesting that
the Commission incorporate by
reference into the test site validation
requirements of § 2.948(d) of the
Commission’s rules the ANSI
C63.25.1—2018 standard, titled
‘‘American National Standard
Validation Methods for Radiated
Emission Test Sites; 1 GHz to 18 GHz’’
(C63.25.1). Petition of the American
National Standards Institute, Accredited
Standards Committee, C63 Requesting
adoption of ANSI C63.25.1—2018 into
the Commission’s part 2 rules for EMC
test site validation from 1 GHz–18 GHz
(filed March 6, 2020) https://
www.fcc.gov/ecfs/filing/
10306816406385 (C63.25.1 Petition).
Under the Commission’s current rules,
measurement facilities used to make
radiated emission measurements from
30 MHz to 1 GHz must comply with the
site validation requirements in ANSI
C63.4—2014 (clause 5.4.4), and, for
radiated emission measurements from 1
GHz to 40 GHz the site validation
requirements in ANSI C63.4—2014
(clause 5.5.1 a) 1)) apply. 47 CFR
2.948(d). In the C63.25.1 Petition, ASC
C63 asks the Commission to adopt the
C63.25.1 standard as an additional
option for test site validation of radiated
emission measurements from 1 GHz to
18 GHz.
ASC C63 describes how the C63.25.1
standard consolidates guidance from
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existing standards to provide test site
validation procedures from 1 GHz to 18
GHz while providing an additional
testing methodology and states that it
expects that future iterations of the
standard will cover additional
frequencies. For example, the C63.25.1
standard includes a CISPR 16 technique
known as the site voltage standing wave
ratio (SVSWR) approach to validate test
sites for frequencies above 1 GHz, which
measures responses between antennas
while varying their distances. C63.25.1
also introduces the option of using a
new effective test validation method
called time domain site validation
(TDSV), which ASC C63 says is not yet
available or recognized in comparable
international standards. ASC C63 states
that while TDSV is similar to SVSWR,
in that both measure responses between
antennas, varying the distance between
antennas is not necessary; thus, it
asserts, the TDSV method provides a
reduction in the sensitivity of test
results caused by small test setup
changes at higher frequencies where the
associated wavelengths are relatively
short. Overall, ASC C63 asserts that
TDSV improves measurement
repeatability, provides additional
information on the test site, and
‘‘reduces the sensitivity of the test
results caused by small test setup
changes due to statistical post
processing incorporated in the TDSV
method,’’ while requiring less time to
perform the validation. In short, ASC
C63 has described reasons why, even
though both SVSWR and TDSV use the
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same acceptance criterion, parties might
want to use the TDSV method.
In consideration of ASC C63’s request,
the Commission proposes to incorporate
ANSI C63.25.1—2018 into its rules, and
to allow this standard to be used for test
site validation of radiated emission
measurements from 1 GHz to 18 GHz.
The Commission tentatively concludes
that the availability of this additional
option would provide useful options
and potential benefits in site validation
testing, particularly considering that
parties could continue to use the
procedures currently described in the
Commission’s rules if they chose to do
so. If the Commission adopts this
proposal, it tentatively concludes that it
is appropriate to incorporate the entire
standard by reference. However, the
Commission asks whether any
procedures or techniques included in
ANSI C63.25.1—2018 would not be
appropriate for use in the context of
demonstrating compliance with the
Commission’s equipment authorization
rules. Commenters in this regard should
provide details of their concerns and
specifically cite any rule sections for
which the new standard may be
problematic. Additionally, for which
other Commission rules would a
reference to ANSI C63.25.1—2018 be
appropriate? Because the Commission is
proposing to incorporate ANSI
C63.25.1—2018 as an option to an
already existing requirement, the
Commission tentatively concludes that
there is no need to designate a transition
period. The Commission seeks comment
on these tentative conclusions.
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B. ‘‘American National Standard of
Procedures for Compliance Testing of
Unlicensed Wireless Devices’’ (ANSI
C63.10)
On February 4, 2021, the Commission
received a petition from ASC C63
requesting that it incorporate by
reference ANSI C63.10—2020
‘‘American National Standard of
Procedures for Compliance Testing of
Unlicensed Wireless Devices’’ into the
rules. Petition of the American National
Standards Institute, Accredited
Standards Committee, C63 Requesting
adoption of ANSI C63.10—2020 into the
parts 2 and 15 Rules for Compliance
Testing Of Unlicensed Radio Devices
(filed February 4, 2021). https://
www.fcc.gov/ecfs/filing/
10204284915782 (C63.10 Petition). This
standard, which was approved by ANSI
on September 10, 2020, updates the
measurement procedures set forth in
ANSI C63.10—2013, which is currently
referenced in 47 CFR 2.910(c)(2),
2.950(g), and 15.38(g)(3). The standard
addresses ‘‘the procedures for testing
the compliance of a wide variety of
unlicensed wireless transmitters . . .
including, but not limited to, remote
control and security unlicensed wireless
devices, frequency hopping and direct
sequence spread spectrum devices, antipilferage devices, cordless telephones,
medical unlicensed wireless devices,
[U–NII] devices, intrusion detectors,
unlicensed wireless devices operating
on frequencies below 30 MHz,
automatic vehicle identification
systems, and other unlicensed wireless
devices authorized by a radio regulatory
authority.’’ Daniel Hoolihan, The
American National Standards
Committee on EMC—C63®—An Update
on Recent Standards Development
Activities (June 30, 2021), https://
incompliancemag.com/article/theamerican-national-standardscommittee-on-emc-c63/.
Specifically, this recent version of the
standard includes the following changes
and updates:
• Frequency hopping spread
spectrum procedures were updated to
ensure complete on and off times are
correctly considered;
• Digital transmission system (DTS)
and unlicensed national information
infrastructure (U–NII) device procedures
were updated to align with the latest
FCC KDB guidance;
• Millimeter wave measurement
procedures were updated;
• TV White Space test methods were
added to the standard;
• Pulse desensitization
considerations for frequency-modulated
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continuous wave (FMCW) type signals
are now addressed by the standard;
• Procedures were added for wireless
power transfer (WPT) devices that
transmit information on the charging
frequency;
• Measurement procedures were
generally updated to allow for more
accurate analyzer sweep time settings
where ‘‘auto’’ was previously required;
• Editorial corrections/updates were
made;
• Requirements for including spectral
plots were added; and
• An informative annex was included
to provide an overview of dynamic
frequency selection (DFS) for U–NII
devices.
In light of ASC C63’s request, the
Commission proposes to incorporate
ANSI C63.10—2020 into its rules to
replace existing references to ANSI
C63.10—2013. The Commission
tentatively concludes that it is
appropriate to simply replace the
existing standard references with
references to the new standard, subject
to an appropriate transition period. Are
there any procedures or techniques
included in ANSI C63.10—2020 that
would not be appropriate for use in the
context of demonstrating compliance
with the Commission’s equipment
authorization rules? Commenters in this
regard should provide details of their
concerns and specifically cite any rule
sections for which the new standard
may be problematic. Would a transition
period during which either version of
ANSI C63.10 could be used remedy
these concerns? If so, what time period
would be appropriate, and should it
generally apply to all rules affected by
the new reference? Noting that testing
laboratories are re-accredited every two
years per 47 CFR 2.948(e), would a twoyear transition be appropriate or would
a shorter period be sufficient?
Additionally, which, if any, of the
Commission rules that do not currently
reference ANSI C63.10—2013 should
reference ANSI C63.10—2020?
C. ‘‘Conformity assessment—
Requirements for accreditation bodies
accrediting conformity assessment
bodies’’ (ISO/IEC 17011)
Applications for RF devices that are
subject to the certification requirements
of part 2 of the Commission’s rules must
be filed with, and approved by, an
accredited TCB. 47 CFR 2.907, 2.960(b).
Additionally, terminal equipment
intended for connection to the public
switched telephone network must be
subject to certification by a TCB or the
Supplier’s Declaration of Conformity
procedures as set forth in part 68 of the
Commission’s rules. 47 CFR
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68.201.Testing laboratories that provide
compliance measurement data
associated with part 2 certification
applications also must be accredited. 47
CFR 2.948(a). In these instances, TCBs
and testing laboratories are accredited
by a ‘‘conformity assessment body,’’ that
meets the requirements and conditions
of ISO/IEC 17011:2004 ‘‘Conformity
assessment—Requirements for
accreditation bodies accrediting
conformity assessment bodies.’’ 47 CFR
2.960 and 2.949. ISO/IEC 17011:2004
was incorporated into the Commission’s
rules in 2014. See FCC Modifies
Equipment Authorization Rules, ET
Docket No. 13–44, Report and Order, 29
FCC Rcd 16335, 16356–58, paras. 50–53;
80 FR 33425, 33430–31 (June 12, 2015).
A new version of this standard, ISO/IEC
17011:2017, was published in
November 2017. The revisions to the
standard incorporate changes related to
alignment with the International
Organization for Standardization’s
Committee on Conformity Assessment
(CASCO) common structure for
standards and incorporation of CASCO
common elements in clauses on
impartiality, confidentiality, complaints
and appeal, and management system;
recognition of proficiency testing as an
accreditation activity; addition of new
definitions; introduction of the concept
of risk; and incorporation of competence
criteria in the document, including an
informative annex on knowledge and
skills. See International Organization for
Standardization, ISO/IEC
17011:2004(E): Conformity
assessment—General requirements for
accreditation bodies accrediting
conformity assessment bodies, First
Edition, (September 2004); International
Organization for Standardization, ISO/
IEC 17011:2017: Conformity
assessment—Requirements for
accreditation bodies accrediting
conformity assessment bodies, Second
Edition (November 2017). The
Commission proposes to replace the
references to ISO/IEC 17011:2004(E) in
47 CFR 2.910, 2.948, 2.949, 2.950, 2.960,
and 68.160 with references to ISO/IEC
17011:2017(E), subject to a reasonable
transition period. Commenters with
concerns related to updating any of
these references should specifically cite
any rule sections for which the updated
standard may be problematic or portions
of ISO/IEC 17011:2017(E) that should be
excluded from the updated
incorporation by reference and provide
alternatives or a detailed explanation of
their concerns. To ensure adequate time
for the transition, the Commission
proposes a two-year transition period
during which both versions of ISO/IEC
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17011 could be used. Is this time period
sufficient and, if not, what would be an
appropriate timeframe?
D. Other Standards
1. 2019 Public Notice
In April of 2019, OET sought
comment on updating the Commission’s
rules to reflect recent changes to two
standards: ISO/IEC 17025:2017(E)
‘‘General requirements for the
competence of testing and calibration
laboratories’’ and ANSI C63.4a—2017
‘‘American National Standard for
Methods of Measurement of RadioNoise Emissions from Low-Voltage
Electrical and Electronic Equipment in
the Range of 9 kHz to 40 GHz,
Amendment 1: Test Site Validation.’’ In
opening up the instant docket, we seek
a fresh record on these matters, as set
forth in the proposals that we lay out in
detail below. Accordingly, we are
terminating the docket that the
Standards Update Notice had opened
(i.e., ET Docket No. 19–48).
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a. ‘‘General Requirements for the
Competence of Testing and Calibration
Laboratories’’ (ISO/IEC 17025)
Measurement data intended to
demonstrate compliance with certain
Commission requirements must be
obtained from an accredited testing
laboratory. 47 CFR 2.948(a). Currently,
47 CFR 2.910, 2.948, 2.949, 2.962, and
68.162 reference ISO/IEC 17025:2005(E)
for the requirements related to test
laboratory accreditation. Laboratory
accreditation bodies assess a variety of
aspects of a laboratory, including the
technical competence of staff; the
validity and appropriateness of test
methods; traceability of measurements
and calibration to national standards;
suitability, calibration, and maintenance
of the testing environment; sampling,
handling, and transportation of test
items; and quality assurance of test and
calibration data. In November 2017,
ISO/IEC published ISO/IEC
17025:2017(E)—a new version of the
test laboratory accreditation standard
currently referenced in the
Commission’s rules. In addition to
adding a definition of ‘‘laboratory,’’ the
new version replaces certain
prescriptive requirements with
performance-based requirements and
allows for greater flexibility in satisfying
the standard’s requirements for
processes, procedures, documented
information, and organizational
responsibilities.
Standards Update Notice, 34 FCC Rcd
at 1905 and n.8 (citing ISO/IEC 17025
General requirements for the
competence of testing and calibration
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laboratories, ISO (2017), available at
https://www.ukas.com/download/
brochures/ISO-17025-Brochure_EN_
FINAL.pdf).
In the Standards Update Notice, OET
proposed to update the Commission’s
rules by replacing references to ISO/IEC
17025:2005(E) with references to ISO/
IEC 17025:2017(E). All comments
received were supportive of this
updated reference. ANSI ASC C63,
while supportive, stated that ‘‘ASC C63
also supports the transition period (two
years are remaining) to the mandatory
use of ISO/IEC 17025:2017; provided
however, that the FCC only accept test
lab accreditations for labs that meet the
requirements of Clause 8.1—Option A of
the standard, and that such
accreditations explicitly state that the
test lab is accredited only in accordance
with Option A.’’ Reply Comments of
ASC C63, ET Docket No. 19–48, at 2.
The Commission proposes to
incorporate by reference into its rules
ISO/IEC 17025:2017 in its entirety,
including Clause 8.1—Option A and
Option B and update 47 CFR
68.162(d)(1) to correct typographical
errors in the reference of two standards:
ISO/IEC 17065 and ISO/IEC 17025. No
other party has raised concerns with the
availability of two options and ASC C63
did not provide detailed rationale to
support their request to incorporate only
Option A. In fact, Annex B of ISO/IEC
17025:2017 states that ‘‘[b]oth options
are intended to achieve the same result
in the performance of the management
system and compliance with clauses 4
to 7.’’ It is the Commission’s
understanding that Option B would
allow laboratories to operate a quality
management system that conforms to a
certain standard from the International
Organization for Standardization (i.e.,
ISO 9001) and that Option A of ISO/IEC
17025:2017 incorporates relevant
requirements of that same standard.
OET believes that Option A is more
commonly used but Option B is
available because some organizations
have implemented an ISO 9001 system
and would not need to take additional
actions to demonstrate compliance.
International Organization for
Standardization, ISO/IEC 17025:2017:
General requirements for the
competence of testing and calibration
laboratories at Appendix B, Third
Edition (November 2017). Accordingly,
the Commission tentatively concludes
that the flexibility of both options
would enable entities who have already
implemented a quality management
system that would satisfy Option B to
avoid the need to take further steps to
demonstrate compliance and it seeks
comment on this tentative conclusion
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and on any concerns with providing
both options.
While both ISO/IEC 17025:2005(E)
and ISO/IEC 17025:2017(E) were
considered valid during the transition
period in effect at the time of the
Standards Update PN, accreditations to
ISO/IEC 17025:2005(E) became invalid
after June 1, 2021. In the Standards
Update PN, OET proposed to adopt a
three-year transition period for use of
the proposed updated standard. In
consideration of the time that has
passed since publication of the
Standards Update PN, combined with
the facts that the Commission’s rules
require test laboratories to complete the
accreditation process every two years
(47 CFR 2.948(e)) and that the prior
standard has since become invalid
within the standards body, the
Commission proposes a two-year
transition period for compliance with
ISO/IEC 17025:2017(E). The
Commission seeks comment on the
duration of this proposed transition
period and how it should be reflected in
any transition plans that it adopts.
b. ‘‘Addendum to the American
National Standard for Methods of
Measurement of Radio-Noise Emissions
from Low-Voltage Electrical and
Electronic Equipment in the Range of 9
kHz to 40 GHz, Amendment 1: Test Site
Validation’’ (ANSI C63.4a—2017)
In late 2017, ASC C63 published
ANSI C63.4a—2017 ‘‘Addendum to the
American National Standard for
Methods of Measurement of RadioNoise Emissions from Low-Voltage
Electrical and Electronic Equipment in
the Range of 9 kHz to 40 GHz,
Amendment 1: Test Site Validation’’
(ANSI C63.4a—2017). ASC C63
requested that we incorporate by
reference in the Commission’s rules
ANSI C63.4a—2017 to replace the
existing ANSI C63.4—2014: ‘‘American
National Standard for Methods of
Measurement of Radio-Noise Emissions
from Low-Voltage Electrical and
Electronic Equipment in the Range of 9
kHz to 40 GHz’’ (ANSI C63.4). ASC C63
originally filed comments in ET Docket
No. 15–170, which were subsequently
moved into ET Docket No 19–48. The
Commission’s rules reference ANSI 63.4
as an electromagnetic compatibility
(EMC) measurement standard for
unintentional radiators. 47 CFR 2.910,
2.948, 2.950, 15.31, 15.35, and 15.38. As
described in ASC C63’s filing, the
standard was updated to resolve certain
normalized site attenuation issues
(including the measurement of
equipment under test that exceeds 2
meters in height) and make a variety of
corrections, clarifications, and
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modifications. In the Standards Update
Notice, OET sought comment on
incorporating by reference ANSI
C63.4a—2017 in the appropriate rules.
Standards Update Notice at 1904–05.
Some commenters supported
incorporation of the amended standard.
However, the Commission received
several negative comments, generally
citing costs associated with the
procedure and stating that there were no
problems with existing procedures that
warrant adopting an alternative
procedure. Further, the Commission
indicates its understanding that ASC
C63 has made substantial progress
toward addressing these and other
controversial issues in a pending
modification. Based on the comments
received and the potential development
of an additional modification to the
standard, the Commission tentatively
concludes that ANSI C63.4 continues to
sufficiently address current needs and
that incorporation by reference of ANSI
C63.4a—2017 into its rules is not
warranted at this time. The Commission
seeks comment on this tentative
conclusion.
2. Additional Updates: ‘‘Calibration and
Testing Laboratory Accreditation
Systems—General Requirements for
Operation and Recognition’’ (ISO/IEC
Guide 58:1993(E)); ‘‘General
Requirements for Assessment and
Accreditation of Certification/
Registration Bodies’’ (ISO/IEC Guide
61:1996(E)); and ‘‘General Requirements
for Bodies Operating Product
Certification Systems’’ (ISO/IEC Guide
65:1996(E))
The Commission notes that its part 2
rules incorporate several references that
have become outdated as a result of
prior updates to standards that were
phased in over specific transition
periods. 47 CFR 2.910 and 2.950. Once
the transition period passed, the newer
standards became the only valid
procedure for compliance with the
Commission’s rules, rendering the prior
references no longer relevant.
Accordingly, the Commission proposes
to delete from § 2.910 of the
Commission’s rules references to: ISO/
IEC Guide 58:1993(E), ‘‘Calibration and
testing laboratory accreditation
systems—General requirements for
operation and recognition,’’ First
Edition 1993; ISO/IEC Guide 61:1996(E),
‘‘General requirements for assessment
and accreditation of certification/
registration bodies,’’ First Edition 1996;
and (6) ISO/IEC Guide 65:1996(E),
‘‘General requirements for bodies
operating product certification
systems.’’ The Commission also
proposes to delete the related transition
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periods provided in § 2.950. 47 CFR
2.910(d)4 through 6 and 47 CFR 2.950
(b), (c) and (d). Additionally, the
Commission also proposes to make
administrative changes to its rules to
reflect any necessary changes to rule
cross references that would result from
the proposed rule changes.
The Commission seeks comment on
whether there are additional conforming
or administrative updates to its t rules
that should be considered. Additionally,
the Commission asks what other rule
modifications, including updating other
standards currently referenced in the
rules or incorporating by reference
additional standards not currently
referenced in the rules, would be
necessary to give full effect to its
proposals? Because the standardssetting process is marked by ongoing
work to create, review, and update
standards, the Commission recognizes
that the proposals are part of a larger
and continuing effort to ensure that its
rules incorporate appropriate standards
and reflect relevant standards updates.
Commission staff actively monitor the
work of standards development
organizations, and the Commission is
aware that additional standards relevant
to the telecommunications sector are in
various stages of drafting, voting, and
publication. While such developments
may warrant the Commission’s
consideration in the future, it is not
seeking comment on such standards
within this Notice of Proposed
Rulemaking.
III. Incorporation by Reference
Sections 2.910 and 2.948 of the
proposed rules provide for an additional
standard (‘‘American National Standard
Validation Methods for Radiated
Emission Test Sites; 1 GHz to 18 GHz’’
(ANSI C63.25.1)) that would be used for
test site validation of radiated emission
measurements from 1 GHz to 18 GHz.
Sections 15.31 and 15.38 of the
proposed rules provide for a standard
(‘‘American National Standard of
Procedures for Compliance Testing of
Unlicensed Wireless Devices’’ (ANSI
C63.10)) that would update existing
procedures for testing the compliance of
a wide variety of unlicensed wireless
transmitters. Sections 2.910, 2.948,
2.949, 2.950, 2.960, and 68.160 provide
for a standard (‘‘Conformity
assessment—Requirements for
accreditation bodies accrediting
conformity assessment bodies’’ (ISO/IEC
17011)) that would update requirements
and conditions for conformity
assessment bodies that accredit TCBs
and testing laboratories. Sections 2.910,
2.948, 2.949, 2.962, and 68.62 provide a
standard (‘‘General requirements for the
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competence of testing and calibration
laboratories’’ (ISO/IEC 17025)) that
would replace certain prescriptive
requirements with performance-based
requirements for test laboratory
accreditation. The OFR has regulations
concerning incorporation by reference. 1
CFR part 51. These regulations require
that, for a proposed rule, agencies must
discuss in the preamble to the proposed
rule the way in which materials that the
agency incorporates by reference are
reasonably available to interested
parties, and how interested parties can
obtain the materials. Additionally, the
preamble to the proposed rule must
summarize the material. 1 CFR 51.5(a).
In accordance with the OFR’s
requirements, the discussion in section
II.A. of this preamble summarizes the
provisions of ANSI C63.25.1—2018.
Interested persons may purchase a copy
of ANSI C63.25.1 from the sources
provided in 47 CFR 2.910. A copy of the
standard may also be inspected at the
FCC’s main office. The discussion in
section II.B. of this preamble
summarizes the provisions of ANSI
C63.10—2020. Interested persons may
purchase a copy of ANSI C63.10—2018
from the sources provided in 47 CFR
2.910. A copy of the standard may also
be inspected at the FCC’s main office.
The discussion in section II.C. of this
preamble summarizes the provisions of
ISO/IEC 17011:2017(E). Interested
persons may purchase a copy of ISO/IEC
17011:2017(E) from the sources
provided in 47 CFR 2.910. A copy of the
standard may also be inspected at the
FCC’s main office. The discussion in
sections I.A.1. and II.D.1.a of this
preamble summarizes the provisions of
ISO/IEC 17025:2005(E). Interested
persons may purchase a copy of ISO/IEC
17025:2005(E) from the sources
provided in 47 CFR 2.910. A copy of the
standard may also be inspected at the
FCC’s main office. The discussion in
section II.D.1.a. of this preamble
summarizes the provisions of ISO/IEC
17025:2017(E). Interested persons may
purchase a copy of ISO/IEC
17011:2017(E) from the sources
provided in 47 CFR 2.910. A copy of the
standard may also be inspected at the
FCC’s main office.
IV. Procedural Matters
Initial Regulatory Flexibility Analysis.
As required by the Regulatory
Flexibility Act of 1980 (RFA) (see 5
U.S.C. 603), as amended (RFA), the
Commission has prepared an Initial
Regulatory Flexibility Analysis (IRFA)
of the possible significant economic
impact on a substantial number of small
entities of the proposals addressed in
this Notice of Proposed Rulemaking.
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The IRFA is found in Appendix B.
Written public comments are requested
on the IRFA. These comments must be
filed in accordance with the same filing
deadlines for comments on the Notice of
Proposed Rulemaking, and they should
have a separate and distinct heading
designating them as responses to the
IRFA. The Commission’s Consumer and
Governmental Affairs Bureau, Reference
Information Center, will send a copy of
this Notice of Proposed Rulemaking,
including the IRFA, to the Chief
Counsel for Advocacy of the Small
Business Administration, in accordance
with the RFA. See 5 U.S.C. 603(a).
Paperwork Reduction Act. This
document contains proposed modified
information collection requirements.
The Commission, as part of its
continuing effort to reduce paperwork
burdens, invites the general public and
the Office of Management and Budget
(OMB) to comment on the information
collection requirements contained in
this document, as required by the
Paperwork Reduction Act of 1995,
Public Law 104–13. In addition,
pursuant to the Small Business
Paperwork Relief Act of 2002, Public
Law 107–198, see 44 U.S.C. 3506(c)(4),
we seek specific comment on how we
might further reduce the information
collection burden for small business
concerns with fewer than 25 employees.
Ex Parte Rules—Permit but Disclose.
Pursuant to § 1.1200(a) of the
Commission’s rules, (47 CFR 1.1200(a))
this Notice of Proposed Rulemaking
shall be treated as a ‘‘permit-butdisclose’’ proceeding in accordance
with the Commission’s ex parte rules.
47 CFR 1.1200 et seq. Persons making ex
parte presentations must file a copy of
any written presentation or a
memorandum summarizing any oral
presentation within two business days
after the presentation (unless a different
deadline applicable to the Sunshine
period applies). Persons making oral ex
parte presentations are reminded that
memoranda summarizing the
presentation must (1) list all persons
attending or otherwise participating in
the meeting at which the ex parte
presentation was made, and (2)
summarize all data presented and
arguments made during the
presentation. If the presentation
consisted in whole or in part of the
presentation of data or arguments
already reflected in the presenter’s
written comments, memoranda or other
filings in the proceeding, the presenter
may provide citations to such data or
arguments in his or her prior comments,
memoranda, or other filings (specifying
the relevant page and/or paragraph
numbers where such data or arguments
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can be found) in lieu of summarizing
them in the memorandum. Documents
shown or given to Commission staff
during ex parte meetings are deemed to
be written ex parte presentations and
must be filed consistent with rule
1.1206(b). In proceedings governed by
rule 1.49(f) or for which the
Commission has made available a
method of electronic filing, written ex
parte presentations and memoranda
summarizing oral ex parte
presentations, and all attachments
thereto, must be filed through the
electronic comment filing system
available for that proceeding, and must
be filed in their native format (e.g., .doc,
.xml, .ppt, searchable .pdf). Participants
in this proceeding should familiarize
themselves with the Commission’s ex
parte rules.
List of Subjects
47 CFR Parts 2, and 68
Communications equipment,
Incorporation by reference, Reporting
and recordkeeping requirements,
Telecommunications.
47 CFR Part 15
Communications equipment,
Incorporation by reference, Reporting
and recordkeeping requirements.
47 CFR Part 73
Communications equipment,
Reporting and recordkeeping
requirements, Telecommunications.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer.
Proposed Rules
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
parts 2, 15, 68, and 73 as follows:
PART 2—FREQUENCY ALLOCATIONS
AND RADIO TREATY MATTERS;
GENERAL RULES AND REGULATIONS
1. The authority citation for part 2
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, and
336.
■
2. Revise § 2.910 to read as follows:
§ 2.910
Incorporation by Reference.
Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. To enforce
any edition other than that specified in
this section, the Federal
Communications Commission (FCC)
must publish a document in the Federal
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Register and the material must be
available to the public. All approved
material is available for inspection at
the FCC and at the National Archives
and Records Administration (NARA).
Contact FCC at the address indicated in
47 CFR 0.401(a), tel: (202) 418–0270.
For information on the availability of
this material at NARA, email:
fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/
ibr-locations.html. The material may be
obtained from the following source(s):
(a) International Electrotechnical
Commission (IEC), IEC Central Office, 3,
rue de Varembe, CH–1211 Geneva 20,
Switzerland; email: inmail@iec.ch;
website: www.iec.ch.
(1) CISPR 16–1–4:2010–04:
‘‘Specification for radio disturbance and
immunity measuring apparatus and
methods—Part 1–4: Radio disturbance
and immunity measuring apparatus—
Antennas and test sites for radiated
disturbance measurements’’, Edition
3.0, 2010–04; IBR approved for
§ 2.948(d).
(2) [Reserved]
(b) Institute of Electrical and
Electronic Engineers (IEEE), 2001 L
Street NW, Suite 700, Washington, DC
20036–4910, tel: +1 800 701 IEEE (USA
and Canada), +1 732 981 0060
(Worldwide), email: stds-info@ieee.org;
website: www.ieee.org.
(1) ANSI C63.4—2014: ‘‘American
National Standard for Methods of
Measurement of Radio-Noise Emissions
from Low-Voltage Electrical and
Electronic Equipment in the Range of 9
kHz to 40 GHz’’, ANSI approved June
13, 2014 ; IBR approved for § 2.948(d).
(2) ANSI C63.25.1—2018, ‘‘American
National Standard Validation Methods
for Radiated Emission Test Sites, 1 GHz
to 18 GHz’’, ANSI approved December
17, 2018; IBR approved for § 2.948(d).
(3) ANSI C63.26—2015, ‘‘American
National Standard of Procedures for
Compliance Testing of Transmitters
Used in Licensed Radio Services’’, ANSI
approved December 11, 2015, IBR
approved for § 2.1041(b).
(c) International Organization for
Standardization (ISO), 1, ch. De la VoieCreuse, CP 56, CH–1211, Geneva 20,
Switzerland; tel.: + 41 22 749 01 11; fax:
+ 41 22 733 34 30; email: central@
iso.org; website: www.iso.org.
(1) ISO/IEC 17011:2004(E),
‘‘Conformity assessment—General
requirements for accreditation bodies
accrediting conformity assessment
bodies’’, First Edition, 2004–09–01; IBR
approved for §§ 2.948(e); 2.949(b);
2.950(a); 2.960(c).
(2) ISO/IEC 17011:2017(E),
‘‘Conformity assessment—Requirements
for accreditation bodies accrediting
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conformity assessment bodies’’, Second
Edition, November 2017; IBR approved
for §§ 2.948(e); 2.949(b); 2.950(a);
2.960(c).
(3) ISO/IEC 17025:2005(E), ‘‘General
requirements for the competence of
testing and calibration laboratories’’,
Second Edition, 2005–05–15; IBR
approved for §§ 2.948(e); 2.949(b);
2.950(b); 2.962(c) and (d).
(4) ISO/IEC 17025:2017, ‘‘General
requirements for the competence of
testing and calibration laboratories’’,
Third Edition, November 2017; IBR
approved for §§ 2.948(e); 2.949(b);
2.950(b); 2.962(c) and (d).
(5) ISO/IEC 17065:2012(E),
‘‘Conformity assessment—Requirements
for bodies certifying products, processes
and services’’, First Edition, 2012–09–
15; IBR approved for §§ 2.960(b);
2.962(b), (c), (d), (f), and (g).
Note 1 to § 2.910: The standard(s) listed in
paragraph (b) of this section may also be
obtained through the IEEE Standards
Association Standards Store: P.O. Box 95715,
Chicago, IL 60694–5715; website:
www.techstreet.com/ieee.
Note 2 to § 2.910: The standard(s) listed in
paragraphs (b) and (c) of this section may
also be obtained from the American National
Standards Institute (ANSI) through its NSSN
operation (www.nssn.org), at Customer
Service, American National Standards
Institute, 25 West 43rd Street, New York, NY
10036, phone: (212) 642–4900.
3. Amend § 2.948 by revising
paragraph (d) to read as follows:
■
§ 2.948
Measurement facilities.
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*
*
*
*
*
(d) When the measurement method
used requires the testing of radiated
emissions on a validated test site, the
site attenuation must comply with the
requirements of sections 5.4.4 through
5.5 of the following procedure: ANSI
C63.4 (incorporated by reference, see
§ 2.910). Measurement facilities used to
make radiated emission measurements
from 30 MHz to 1 GHz must comply
with the site validation requirements in
ANSI C63.4 (clause 5.4.4); for radiated
emission measurements from 1 GHz to
18 GHz must comply with either the site
validation requirement of ANSI
C63.25.1 or ANSI C63.4 (clause 5.5.1 a)
1)), such that the site validation criteria
called out in CISPR 16–1–4
(incorporated by reference, see § 2.910)
is met; for radiated emission
measurements from 18 GHz to 40 GHz
must comply with the site validation
requirement of ANSI C63.4 (clause 5.5.1
a) 1)), such that the site validation
criteria called out in CISPR 16–1–4
(incorporated by reference, see § 2.910)
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is met. Test site revalidation must occur
on an interval not to exceed three years.
*
*
*
*
*
■ 4. Revise § 2.950 to read as follows:
■
§ 2.950
*
Transition periods.
(a) Prior to [DATE 2 YEARS AFTER
EFFECTIVE DATE OF FINAL RULE], an
organization accrediting the prospective
accredited testing laboratory must be
capable of meeting the requirements and
conditions of ISO/IEC 17011:2004
(incorporated by reference, see § 2.910)
or ISO/IEC 17011:2017 (incorporated by
reference, see § 2.910). On or after
[DATE 2 YEARS AFTER EFFECTIVE
DATE OF FINAL RULE], an
organization accrediting the prospective
accredited testing laboratory must be
capable of meeting the requirements and
conditions of ISO/IEC 17011:2017
(incorporated by reference, see § 2.910).
(b) Prior to [DATE 2 YEARS AFTER
EFFECTIVE DATE OF FINAL RULE], an
organization accrediting the prospective
accredited testing laboratory must be
capable of meeting the requirements and
conditions of ISO/IEC 17025:2005
(incorporated by reference, see § 2.910)
or ISO/IEC 17025:2017 (incorporated by
reference, see § 2.910). On or after
[DATE 2 YEARS AFTER EFFECTIVE
DATE OF FINAL RULE], an
organization accrediting the prospective
accredited testing laboratory must be
capable of meeting the requirements and
conditions of ISO/IEC 17025:2017
(incorporated by reference, see § 2.910).
(c) All radio frequency devices that
were authorized under the verification
or Declaration of Conformity procedures
prior to November 2, 2017, must
continue to meet all requirements
associated with the applicable
procedure that were in effect
immediately prior to November 2, 2017.
If any changes are made to such devices
after November 2, 2018, the
requirements associated with the
Supplier’s Declaration of Conformity
apply.
PART 15—RADIO FREQUENCY
DEVICES
5. The authority citation for part 15
continues to read as follows:
■
Authority: 47 U.S.C. 154, 302a, 303, 304,
307, 336, 544a, and 549.
6. Amend § 15.31 by revising
paragraph (a)(3) to read as follows:
■
§ 15.31
Measurement standards.
(a) * * *
(3) Other intentional radiators must be
measured for compliance using the
following procedure: ANSI C63.10
(incorporated by reference, see § 15.38).
*
*
*
*
*
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Fmt 4702
Sfmt 4702
7. Amend § 15.37 by adding paragraph
(r) to read as follows:
§ 15.37 Transition provisions for
compliance with this part.
*
*
*
*
(r) Prior to [DATE 2 YEARS AFTER
EFFECTIVE DATE OF FINAL RULE],
measurements for intentional radiators
subject to § 15.31(a)(3) must be made
using the procedures in ANSI C63.10—
2013 or ANSI C63.10—2020
(incorporated by reference, see
§ 15.31(a)(3)). On or after [DATE 2
YEARS AFTER EFFECTIVE DATE OF
FINAL RULE], measurements for
intentional radiators subject to this part
15 must be made using the procedures
in ANSI C63.10—2020 (incorporated by
reference, see § 15.31(a)(3)).
■ 8. Amend § 15.38 as follows:
■ a. Throughout the section,
■ i. By removing the text ‘‘The following
documents are available from the
following address:’’ wherever it appears;
■ ii. By removing the text ‘‘The
following document is available from
the’’ in paragraph (e); and
■ iii. By removing the text ‘‘The
following documents are available from
the following address:’’ in paragraph (h);
■ b. By revising paragraphs (a) and (g).
The revisions read as follows:
§ 15.38
Incorporation by Reference.
(a) Certain material is incorporated by
reference into this part with the
approval of the Director of the Federal
Register in accordance with 5 U.S.C.
552(a) and 1 CFR part 51. To enforce
any edition other than that specified in
this section, the Federal
Communications Commission (FCC)
must publish a document in the Federal
Register and the material must be
available to the public. All approved
material is available for inspection at
the FCC and at the National Archives
and Records Administration (NARA).
Contact FCC at the address indicated in
47 CFR 0.401(a), Tel: (202) 418–0270.
For information on the availability of
this material at NARA, email:
fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/
ibr-locations.html. The material may be
obtained from the source(s) in the
following paragraph(s) of this section.
*
*
*
*
*
(g) Institute of Electrical and
Electronic Engineers (IEEE), 2001 L
Street NW, Suite 700, Washington, DC
20036–4910, tel: +1 800 701 IEEE (USA
and Canada), +1 732 981 0060
(Worldwide), email: stds-info@ieee.org;
website: www.ieee.org.
(1) ANSI C63.4—2014: ‘‘American
National Standard for Methods of
Measurement of Radio-Noise Emissions
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from Low-Voltage Electrical and
Electronic Equipment in the Range of 9
kHz to 40 GHz’’ ’ ANSI approved June
13, 2014; IBR approved for §§ 15.31(a);
15.35(a).
(2) ANSI C63.10—2013, ‘‘American
National Standard of Procedures for
Compliance Testing of Unlicensed
Wireless Devices’’, ANSI approved June
27, 2013; IBR approved for §§ 15.31(a);
15.37(r) .
(3) ANSI C63.10—2020, ‘‘American
National Standard of Procedures for
Compliance Testing of Unlicensed
Wireless Devices’’, ANSI approved
January 29, 2021; IBR approved for
§§ 15.31(a); 15.37(r).
*
*
*
*
*
Note 1 to § 15.38: The standard(s) listed in
paragraph (g) of this section may also be
obtained through IEEE Standards Association
Store: P.O. Box 95715, Chicago, IL 60694–
5715; website: www.techstreet.com/ieee.
PART 68—CONNECTION OF
TERMINAL EQUIPMENT TO THE
TELEPHONE NETWORK
9. The authority citation for part 68
continues to read as follows:
■
Authority: 47 U.S.C. 154, 303, and 610.
10. Amend § 68.160 by revising
paragraphs (c)(1) and (d) to read as
follows:
■
§ 68.160 Designation of
Telecommunication Certification Bodies
(TCBs).
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*
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*
*
(c) * * *
(1) Prior to [DATE 2 YEARS AFTER
EFFECTIVE DATE OF FINAL RULE],
the organization accrediting the
prospective telecommunication
certification body must be capable of
meeting the requirements and
conditions of ISO/IEC 17011:2014 or
ISO/IEC 17011:2017. On or after [DATE
2 YEARS AFTER EFFECTIVE DATE OF
FINAL RULE], the organization
accrediting the prospective
telecommunication certification body
must be capable of meeting the
requirements and conditions of ISO/IEC
17011:2017.
*
*
*
*
*
(d) Incorporation by reference. The
material listed in this paragraph (d) is
incorporated by reference into this
section with the approval of the Director
of the Federal Register in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51.
To enforce any edition other than that
specified in this section, the Federal
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17:08 Mar 16, 2022
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Communications Commission (FCC)
must publish a document in the Federal
Register and the material must be
available to the public. All approved
material is available for inspection at
the FCC and at the National Archives
and Records Administration (NARA).
Contact FCC at the address indicated in
47 CFR 0.401(a), Tel: (202) 418–0270.
For information on the availability of
this material at NARA, email:
fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/
ibr-locations.html. The material may be
obtained from the following source(s) in
this paragraph (d):
(1) International Organization for
Standardization (ISO), 1, ch. De la VoieCreuse, CP 56, CH–1211, Geneva 20,
Switzerland; www.iso.org; Tel.: + 41 22
749 01 11; Fax: + 41 22 733 34 30;
email: central@iso.org.
(i) ISO/IEC 17011:2004(E),
‘‘Conformity assessment—General
requirements for accreditation bodies
accrediting conformity assessment
bodies,’’ First Edition, 2004–09–01.
(ii) ISO/IEC 17011:2017(E),
‘‘Conformity assessment—Requirements
for accreditation bodies accrediting
conformity assessment bodies,’’ Second
Edition, November 2017.
(iii) ISO/IEC 17065:2012(E),
‘‘Conformity assessment—Requirements
for bodies certifying products, processes
and services,’’ First Edition, 2012–09–
15.
(2) [Reserved]
Note 1 to paragraph (d): The standard(s)
listed in paragraph (d)(1) of this section are
also available from {1} International
Electrotechnical Commission (IEC) Central
Office, 3, rue de Varembe, CH–1211 Geneva
20, Switzerland; email: inmail@iec.ch;
website: www.iec.ch; and {2} American
National Standards Institute (ANSI) through
its NSSN operation (www.nssn.org),
Customer Service, American National
Standards Institute, 25 West 43rd Street, New
York, NY 10036; telephone: (212) 642–4900.
11. Amend § 68.162 by revising
paragraphs (d)(1) and (i) to read as
follows:
■
§ 68.162 Requirements for
Telecommunication Certification Bodies.
*
*
*
*
*
(d) * * *
(1) In accordance with the provisions
of ISO/IEC 17065 the evaluation of a
product, or a portion thereof, may be
performed by bodies that meet the
applicable requirements of ISO/IEC
17025 and ISO/IEC 17065, in
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Frm 00042
Fmt 4702
Sfmt 4702
15189
accordance with the applicable
provisions of ISO/IEC 17065, for
external resources (outsourcing) and
other relevant standards. Evaluation is
the selection of applicable requirements
and the determination that those
requirements are met. Evaluation may
be performed by using internal TCB
resources or external (outsourced)
resources.
*
*
*
*
*
(i) Incorporation by reference. The
material listed in this paragraph (i) is
incorporated by reference into this
section with the approval of the Director
of the Federal Register in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51.
To enforce any edition other than that
specified in this section, the Federal
Communications Commission (FCC)
must publish a document in the Federal
Register and the material must be
available to the public. All approved
material is available for inspection at
the FCC and at the National Archives
and Records Administration (NARA).
Contact FCC at the address indicated in
47 CFR 0.401(a), Tel: (202) 418–0270.
For information on the availability of
this material at NARA, email:
fr.inspection@nara.gov, or go to:
www.archives.gov/federal-register/cfr/
ibr-locations.html. The material may be
obtained from the following source(s) in
this paragraph (i):
(1) International Organization for
Standardization (ISO), 1, ch. De la VoieCreuse, CP 56, CH–1211, Geneva 20,
Switzerland; www.iso.org; Tel.: + 41 22
749 01 11; Fax: + 41 22 733 34 30;
email: central@iso.org.
(i) ISO/IEC 17025:2017, ‘‘General
requirements for the competence of
testing and calibration laboratories,’’
Third Edition, November 2017.
(ii) ISO/IEC 17065:2012(E),
‘‘Conformity assessment—Requirements
for bodies certifying products, processes
and services,’’ First Edition, 2012–09–
15.
(2) [Reserved]
Note 1 to paragraph (i): The standard(s)
listed in paragraph (i)(1) of this section are
also available from {1} International
Electrotechnical Commission (IEC) Central
Office, 3, rue de Varembe, CH–1211 Geneva
20, Switzerland; email: inmail@iec.ch;
website: www.iec.ch; and {2} American
National Standards Institute (ANSI) through
its NSSN operation (www.nssn.org),
Customer Service, American National
Standards Institute, 25 West 43rd Street, New
York, NY 10036; telephone: (212) 642–4900.
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Federal Register / Vol. 87, No. 52 / Thursday, March 17, 2022 / Proposed Rules
PART 73—RADIO BROADCAST
SERVICES
12. The authority citation for part 73
continues to read as follows:
■
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Authority: 47 U.S.C. 154, 155, 301, 303,
307, 309, 310, 334, 336, 339.
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13. Amend § 73.1660 by revising Note
1 to paragraph (a)(1) to read as follows:
■
§ 73.1660 Acceptability of broadcast
transmitters.
*
*
*
*
*
*
Note 1 to paragraph (a)(1): The verification
procedure has been replaced by Supplier’s
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Declaration of Conformity. AM, FM, and TV
transmitters previously authorized under
subpart J of part 2 of this chapter may remain
in use. See § 2.950 of this chapter.
*
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[FR Doc. 2022–05190 Filed 3–16–22; 8:45 am]
BILLING CODE 6712–01–P
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Agencies
[Federal Register Volume 87, Number 52 (Thursday, March 17, 2022)]
[Proposed Rules]
[Pages 15180-15190]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-05190]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
47 CFR Parts 2, 15, 68, and 73
[ET Docket Nos. 21-363 and 19-48; FCC 22-3; FR ID 75329]
Updating References to Standards Related to the Commission's
Equipment Authorization Program
AGENCY: Federal Communications Commission.
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: In this document, the Federal Communications Commission
(Commission) proposes targeted updates to its rules to incorporate new
and updated standards that are integral to the testing of equipment and
accreditation of laboratories that test RF devices.
DATES: Comments are due on or before April 18, 2022. Reply comments are
due on or before May 16, 2022. Written comments on the Paperwork
Reduction Act proposed information collection requirements must be
submitted by the public, Office of Management and Budget (OMB), and
other interested parties on or before May 16, 2022.
ADDRESSES: You may submit comments, identified by ET Docket No. 21-363,
by any of the following methods:
Electronic Filers: Comments may be filed electronically
using the internet by accessing the ECFS: https://apps.fcc.gov/ecfs/.
Paper Filers: Parties who choose to file by paper must
file an original and one copy of each filing.
Filings can be sent by commercial overnight courier, or by first-
class or overnight U.S. Postal Service mail. All filings must be
addressed to the Commission's Secretary, Office of the Secretary,
Federal Communications Commission.
Commercial overnight mail (other than U.S. Postal Service
Express Mail and Priority Mail) must be sent to 9050 Junction Drive,
Annapolis Junction, MD 20701.
U.S. Postal Service first-class, Express, and Priority
mail must be addressed to 45 L Street NE, Washington, DC 20554.
Effective March 19, 2020, and until further notice, the
Commission no longer accepts any hand or messenger delivered filings.
This is a temporary measure taken to help protect the health and safety
of individuals, and to mitigate the transmission of COVID-19. See FCC
Announces Closure of FCC Headquarters Open Window and Change in Hand-
Delivery Policy, Public Notice, DA 20-304 (March 19, 2020). https://www.fcc.gov/document/fcc-closes-headquarters-open-window-and-changes-hand-delivery-policy.
People With Disabilities: To request materials in accessible
formats for people with disabilities (braille, large print, electronic
files, audio format), send an email to [email protected] or call the
Consumer & Governmental Affairs Bureau at 202-418-0530 (voice), 202-
418-0432 (TTY).
FOR FURTHER INFORMATION CONTACT: Brian Butler, Office of Engineering
and Technology, 202-418-2702,
[[Page 15181]]
[email protected]. For information regarding the PRA information
collection requirements contained in this PRA, contact Nicole Ongele,
Office of Managing Director, at (202) 418-2991 or
[email protected].
SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice
of Proposed Rulemaking (NPRM), ET Docket No. 21-363, ET Docket No. 19-
48, FCC 22-3, adopted on January 24, 2022 and released on January 25,
2022. The full text of this document is available by downloading the
text from the Commission's website at: https://www.fcc.gov/document/fcc-proposes-updates-standards-used-equipment-authorization. When the
FCC Headquarters reopens to the public, the full text of this document
will also be available for public inspection and copying during regular
business hours in the FCC Reference Center, 45 L Street NE, Washington,
DC 20554. Alternative formats are available for people with
disabilities (braille, large print, electronic files, audio format), by
sending an email to [email protected] or calling the Consumer and
Governmental Affairs Bureau at 202-418-0530 (voice), 202-418-0432
(TTY).
Comment Filing Procedures
Pursuant to Sec. Sec. 1.415 and 1.419 of the Commission's rules,
47 CFR 1.415, 1.419, interested parties may file comments and reply
comments on or before the dates indicated on the first page of this
document. Comments may be filed using the Commission's Electronic
Comment Filing System (ECFS). See Electronic Filing of Documents in
Rulemaking Proceedings, 63 FR 24121 (1998).
Initial Paperwork Reduction Act of 1995 Analysis
This document contains proposed modified information collection
requirements. The Commission, as part of its continuing effort to
reduce paperwork burdens, invites the general public and the Office of
Management and Budget (OMB) to comment on the information collection
requirements contained in this document, as required by the Paperwork
Reduction Act of 1995, Public Law 104-13. In addition, pursuant to the
Small Business Paperwork Relief Act of 2002, Public Law 107-198, see 44
U.S.C. 3506(c)(4), we seek specific comment on how we might further
reduce the information collection burden for small business concerns
with fewer than 25 employees.
Ex Parte Rules--Permit-But-Disclose
The proceeding this proposed rule initiates shall be treated as a
``permit-but-disclose'' proceeding in accordance with the Commission's
ex parte rules, 47 CFR 1.1200 et seq. Persons making ex parte
presentations must file a copy of any written presentation or a
memorandum summarizing any oral presentation within two business days
after the presentation (unless a different deadline applicable to the
Sunshine period applies). Persons making oral ex parte presentations
are reminded that memoranda summarizing the presentation must (1) list
all persons attending or otherwise participating in the meeting at
which the ex parte presentation was made, and (2) summarize all data
presented and arguments made during the presentation. If the
presentation consisted in whole or in part of the presentation of data
or arguments already reflected in the presenter's written comments,
memoranda, or other filings in the proceeding, the presenter may
provide citations to such data or arguments in his or her prior
comments, memoranda, or other filings (specifying the relevant page
and/or paragraph numbers where such data or arguments can be found) in
lieu of summarizing them in the memorandum. Documents shown or given to
Commission staff during ex parte meetings are deemed to be written ex
parte presentations and must be filed consistent with rule 1.1206(b).
In proceedings governed by rule 1.49(f) or for which the Commission has
made available a method of electronic filing, written ex parte
presentations and memoranda summarizing oral ex parte presentations,
and all attachments thereto, must be filed through the electronic
comment filing system available for that proceeding, and must be filed
in their native format (e.g., .doc, .xml, .ppt, searchable .pdf).
Participants in this proceeding should familiarize themselves with the
Commission's ex parte rules.
Synopsis
I. Background
The Commission's proposals are limited to the incorporation by
reference of standards that are associated with equipment authorization
and the recognition of Telecommunication Certification Bodies (TCBs).
Incorporation by reference is the process that Federal agencies use
when referring to materials published elsewhere to give those materials
the same force and effect of law in the Code of Federal Regulations as
if the materials' text had actually been published in the Federal
Register. 5 U.S.C. 552(a)(1) and Office of the Federal Register, IBR
Handbook 1 (July 2018), available at https://www.archives.gov/files/federal-register/write/handbook/ibr.pdf. By using incorporation by
reference, the Commission gives effect to technical instructions,
testing methodologies, and other process documents that are developed
and owned by standards development organizations. Referencing these
documents in the Commission's rules substantially reduces the volume of
material that would otherwise be published in the Federal Register and
the Code of Federal Regulations. It also permits the Commission to more
efficiently implement future standards updates. Once the Commission
completes any necessary notice-and-comment rulemaking proceedings and
applies agency expertise to ensure that any standards adopted are sound
and appropriate, the Commission need only update the references to the
standards in its rules.
A. Equipment Authorization
Section 302 of the Communications Act of 1934, as amended (the
Act), 47 U.S.C. 302a(a), authorizes the Commission to make reasonable
regulations governing the interference potential of devices that emit
RF energy and can cause harmful interference to radio communications.
The Commission generally implements this authority by establishing
technical rules for RF devices. Examples may be found in 47 CFR parts
15, 22, 24, 27, and 90. One of the primary ways in which the Commission
ensures compliance with the technical rules is through the equipment
authorization program for RF devices, procedures for which are codified
in part 2 of its rules. 47 CFR part 2 subpart J. The Office of
Engineering and Technology (OET) administers the day-to-day operation
of the equipment authorization program under authority delegated by the
Commission. 47 CFR 0.241(b).
Part 2 of the Commission's rules provides two different approval
procedures for RF devices subject to equipment authorization--
certification and Supplier's Declaration of Conformity (SDoC). 47 CFR
2.901. Certification is a more rigorous approval process for RF devices
with the greatest potential to cause harmful interference to other
radio operations. A grant of certification is an equipment
authorization issued by an FCC-recognized TCB based on an evaluation of
the supporting documentation and test data submitted to the TCB. 47 CFR
2.907. SDoC allows a device to be marketed on the basis of testing
performed in accordance with a Commission-approved methodology by
[[Page 15182]]
the manufacturer, assembler, importer, or seller itself without the
need to submit an application to a TCB. 47 CFR 2.906. While both
processes involve laboratory testing to demonstrate compliance with
Commission requirements, testing associated with certification must be
performed by an FCC-recognized accredited testing laboratory. 47 CFR
2.948(a).
Additionally, part 68 of the Commission's rules sets forth
requirements to ensure that terminal equipment can be connected to the
telephone network without harming its functioning and for the
compatibility of hearing aids and land-line telephones so as to ensure
that, to the fullest extent made possible by technology and medical
science, people with hearing loss have equal access to communications
services. In furtherance of these goals, part 68 includes unique, but
similar rules related to equipment approval, TCB review, and laboratory
testing. 47 CFR part 68 subpart D.
Standards
The Commission's equipment authorization rules, for example 47 CFR
2.910, 2.950, and 15.38, incorporate by reference various standards
that have been established by standards-setting bodies including, but
not limited to, the American National Standards Institute, Accredited
Standards Committee (ASC) C63, a standards organization that is
responsible for developing electromagnetic compatibility (EMC)
measurement standards and testing procedures; the International
Organization for Standardization (ISO), an independent, non-
governmental international organization that develops voluntary
international standards; and the International Electrotechnical
Commission (IEC) which develops international standards for all
electrical, electronic, and related technologies. Incorporating
external standards within the Commission's rules has been a
longstanding practice that reflects the Commission's desire, where
appropriate, to harmonize its rules with international standards and
aligns the Commission's rules with general federal agency guidance
which urges government agencies to use industry developed standards
rather than develop their own. OMB Circular A-119, Federal
Participation in the Development and Use of Voluntary Consensus
Standards and in Conformity Assessment Activities (updated Jan. 27,
2016), available at https://www.whitehouse.gov/omb/information-for-agencies/circulars/.
1. Measurement Standards and Laboratory Testing Procedures.
Compliance testing is central to the equipment authorization
program. Section 2.947 of the Commission's rules requires test data be
measured in accordance with one of three types of standards and
measurement procedures, including those acceptable to the Commission
and published by national engineering societies such as the Electronic
Industries Association, the Institute of Electrical and Electronics
Engineers, Inc., and the American National Standards Institute. 47 CFR
2.947(a)(2). Accordingly, the Commission has incorporated by reference
such standards into its rules when appropriate; use of these standards
is intended to ensure the integrity of the measurement data associated
with an equipment authorization. For example, certification
applications for unlicensed part 15 intentional radiators (47 CFR
15.3(o)) must include compliance measurement data that was obtained in
accordance with the procedures specified in ANSI C63.10--2013,
``American National Standard of Procedures for Compliance Testing of
Unlicensed Wireless Devices'' (C63.10). 47 CFR 2.1041(a) and
15.31(a)(3). Other part 15 devices that are not designed to purposely
transmit RF energy, unintentional radiators (47 CFR 15.3(z)), must be
tested under procedures specified in ANSI C63.4--2014: ``American
National Standard for Methods of Measurement of Radio-Noise Emissions
from Low-Voltage Electrical and Electronic Equipment in the Range of 9
kHz to 40 GHz'' (C63.4). 47 CFR 2.1041(a) and 15.31(a)(4). In addition
to measurement procedures, portions of C63.4 specify particular
requirements for the characteristics of test sites that are referenced
in the Commission's rules. 47 CFR 2.910(c)(1) and 2.948(d).
Specifically, these ``test site validation'' requirements are premised
on the assumption that an open area test site provides the best
conditions for field strength measurements of radiated emissions and
test sites other than open area sites may be employed if they are
properly calibrated so that the measurement results correspond to what
would be obtained from an open area test site. 47 CFR 15.31(d).
2. Accreditation Standards
Compliance testing data associated with an application for
certification must be obtained from a testing laboratory that has been
accredited in accordance with the Commission's rules. 47 CFR 2.948(a).
Accreditation of test laboratories is currently based on the
International Organization for Standardization/International
Electrotechnical Commission (ISO/IEC) Standard 17025:2005(E), ``General
requirements for the competence of testing and calibration
laboratories'' (ISO 17025), and on the FCC requirements. 47 CFR
2.948(e). It is the responsibility of the accreditation body to review
the qualifications of a test laboratory's personnel, management
systems, and record keeping and reporting practices; to send recognized
experts to observe testing at the laboratory; and to verify the testing
laboratory's competence to perform tests in accordance with FCC-related
measurement procedures. Section 2.949 of the Commission's rules sets
forth the requirements for the recognition of laboratory accreditation
bodies. An entity seeking to be recognized by the Commission as an
accreditation body for test laboratories must demonstrate that it
complies with applicable ISO and IEC standards for recognizing such
bodies and that it is competent in assessing test laboratories to
perform measurements in support of the applicable FCC technical
regulations. 47 CFR 2.949. The ISO/IEC standard currently used for
recognizing accreditation bodies is ISO/IEC 17011:2004(E), ``Conformity
assessment--General requirements for accreditation bodies accrediting
conformity assessment bodies'' (ISO:17011). 47 CFR 2.949(b)(1) and
2.910(d)(1).
II. Discussion
In response to advancements in technologies and measurement
capabilities, standards bodies periodically update their standards or
adopt new standards to reflect best practices. The Commission's
proposals here are based on such developments, as further informed by
petitions for rulemaking filed with the Commission. Specifically, the
Commission addresses two petitions filed by ASC C63: One seeking to
incorporate by reference into its rules a new standard pertaining to
test site validation; and one proposing to incorporate by reference a
newer version of a currently referenced standard that addresses a
variety of compliance testing requirements. The Commission also
clarifies the status of two standards on which OET previously sought
comment. Office of Engineering and Technology Seeks Comment on
Modifying the Equipment Authorization Rules to Reflect the Updated
Versions of the Currently Referenced ANSI C63.4 and ISO/IEC 17025
Standards, Public Notice, ET Docket No. 19-48, 34 FCC
[[Page 15183]]
Rcd 1904, 84 FR 20088 (May 8, 2019) (Standards Update Notice). The four
standards subject to the NPRM proposals are briefly summarized in the
table below.
----------------------------------------------------------------------------------------------------------------
Proposed
Standard Standard being affected rule Summary of rationale for proposed
replaced sections change
----------------------------------------------------------------------------------------------------------------
C63.25.1--2018.................... N/A.................. 2.910 Consolidates qualification and
New standard......... 2.948 validation procedures for radiated
test sites intended for use over
various frequency ranges. The
C63.25.1 standard included in this
proposal covers 1 to 18 GHz.
C63.10--2020...................... C63.10--2013......... 15.31 Addresses changes in technology.
15.38
ISO/IEC 17011:2017................ 17011:2004........... 2.910 Provides more comprehensive
requirements for accreditation
bodies.
2.948 .....................................
2.949 .....................................
2.950 .....................................
2.960 .....................................
68.160 .....................................
ISO/IEC 17025:2017................ 17025:2005........... 2.910 Provides more comprehensive
requirements for testing and
calibration labs.
2.948 .....................................
2.949 .....................................
2.962 .....................................
68.162 .....................................
----------------------------------------------------------------------------------------------------------------
A. ``American National Standard Validation Methods for Radiated
Emission Test Sites; 1 GHz to 18 GHz'' (C63.25.1)
On March 6, 2020, ASC C63 filed a petition for rulemaking
requesting that the Commission incorporate by reference into the test
site validation requirements of Sec. 2.948(d) of the Commission's
rules the ANSI C63.25.1--2018 standard, titled ``American National
Standard Validation Methods for Radiated Emission Test Sites; 1 GHz to
18 GHz'' (C63.25.1). Petition of the American National Standards
Institute, Accredited Standards Committee, C63 Requesting adoption of
ANSI C63.25.1--2018 into the Commission's part 2 rules for EMC test
site validation from 1 GHz-18 GHz (filed March 6, 2020) https://www.fcc.gov/ecfs/filing/10306816406385 (C63.25.1 Petition). Under the
Commission's current rules, measurement facilities used to make
radiated emission measurements from 30 MHz to 1 GHz must comply with
the site validation requirements in ANSI C63.4--2014 (clause 5.4.4),
and, for radiated emission measurements from 1 GHz to 40 GHz the site
validation requirements in ANSI C63.4--2014 (clause 5.5.1 a) 1)) apply.
47 CFR 2.948(d). In the C63.25.1 Petition, ASC C63 asks the Commission
to adopt the C63.25.1 standard as an additional option for test site
validation of radiated emission measurements from 1 GHz to 18 GHz.
ASC C63 describes how the C63.25.1 standard consolidates guidance
from existing standards to provide test site validation procedures from
1 GHz to 18 GHz while providing an additional testing methodology and
states that it expects that future iterations of the standard will
cover additional frequencies. For example, the C63.25.1 standard
includes a CISPR 16 technique known as the site voltage standing wave
ratio (SVSWR) approach to validate test sites for frequencies above 1
GHz, which measures responses between antennas while varying their
distances. C63.25.1 also introduces the option of using a new effective
test validation method called time domain site validation (TDSV), which
ASC C63 says is not yet available or recognized in comparable
international standards. ASC C63 states that while TDSV is similar to
SVSWR, in that both measure responses between antennas, varying the
distance between antennas is not necessary; thus, it asserts, the TDSV
method provides a reduction in the sensitivity of test results caused
by small test setup changes at higher frequencies where the associated
wavelengths are relatively short. Overall, ASC C63 asserts that TDSV
improves measurement repeatability, provides additional information on
the test site, and ``reduces the sensitivity of the test results caused
by small test setup changes due to statistical post processing
incorporated in the TDSV method,'' while requiring less time to perform
the validation. In short, ASC C63 has described reasons why, even
though both SVSWR and TDSV use the same acceptance criterion, parties
might want to use the TDSV method.
In consideration of ASC C63's request, the Commission proposes to
incorporate ANSI C63.25.1--2018 into its rules, and to allow this
standard to be used for test site validation of radiated emission
measurements from 1 GHz to 18 GHz. The Commission tentatively concludes
that the availability of this additional option would provide useful
options and potential benefits in site validation testing, particularly
considering that parties could continue to use the procedures currently
described in the Commission's rules if they chose to do so. If the
Commission adopts this proposal, it tentatively concludes that it is
appropriate to incorporate the entire standard by reference. However,
the Commission asks whether any procedures or techniques included in
ANSI C63.25.1--2018 would not be appropriate for use in the context of
demonstrating compliance with the Commission's equipment authorization
rules. Commenters in this regard should provide details of their
concerns and specifically cite any rule sections for which the new
standard may be problematic. Additionally, for which other Commission
rules would a reference to ANSI C63.25.1--2018 be appropriate? Because
the Commission is proposing to incorporate ANSI C63.25.1--2018 as an
option to an already existing requirement, the Commission tentatively
concludes that there is no need to designate a transition period. The
Commission seeks comment on these tentative conclusions.
[[Page 15184]]
B. ``American National Standard of Procedures for Compliance Testing of
Unlicensed Wireless Devices'' (ANSI C63.10)
On February 4, 2021, the Commission received a petition from ASC
C63 requesting that it incorporate by reference ANSI C63.10--2020
``American National Standard of Procedures for Compliance Testing of
Unlicensed Wireless Devices'' into the rules. Petition of the American
National Standards Institute, Accredited Standards Committee, C63
Requesting adoption of ANSI C63.10--2020 into the parts 2 and 15 Rules
for Compliance Testing Of Unlicensed Radio Devices (filed February 4,
2021). https://www.fcc.gov/ecfs/filing/10204284915782 (C63.10
Petition). This standard, which was approved by ANSI on September 10,
2020, updates the measurement procedures set forth in ANSI C63.10--
2013, which is currently referenced in 47 CFR 2.910(c)(2), 2.950(g),
and 15.38(g)(3). The standard addresses ``the procedures for testing
the compliance of a wide variety of unlicensed wireless transmitters .
. . including, but not limited to, remote control and security
unlicensed wireless devices, frequency hopping and direct sequence
spread spectrum devices, anti-pilferage devices, cordless telephones,
medical unlicensed wireless devices, [U-NII] devices, intrusion
detectors, unlicensed wireless devices operating on frequencies below
30 MHz, automatic vehicle identification systems, and other unlicensed
wireless devices authorized by a radio regulatory authority.'' Daniel
Hoolihan, The American National Standards Committee on EMC--
C63[supreg]--An Update on Recent Standards Development Activities (June
30, 2021), https://incompliancemag.com/article/the-american-national-standards-committee-on-emc-c63/.
Specifically, this recent version of the standard includes the
following changes and updates:
Frequency hopping spread spectrum procedures were updated
to ensure complete on and off times are correctly considered;
Digital transmission system (DTS) and unlicensed national
information infrastructure (U-NII) device procedures were updated to
align with the latest FCC KDB guidance;
Millimeter wave measurement procedures were updated;
TV White Space test methods were added to the standard;
Pulse desensitization considerations for frequency-
modulated continuous wave (FMCW) type signals are now addressed by the
standard;
Procedures were added for wireless power transfer (WPT)
devices that transmit information on the charging frequency;
Measurement procedures were generally updated to allow for
more accurate analyzer sweep time settings where ``auto'' was
previously required;
Editorial corrections/updates were made;
Requirements for including spectral plots were added; and
An informative annex was included to provide an overview
of dynamic frequency selection (DFS) for U-NII devices.
In light of ASC C63's request, the Commission proposes to
incorporate ANSI C63.10--2020 into its rules to replace existing
references to ANSI C63.10--2013. The Commission tentatively concludes
that it is appropriate to simply replace the existing standard
references with references to the new standard, subject to an
appropriate transition period. Are there any procedures or techniques
included in ANSI C63.10--2020 that would not be appropriate for use in
the context of demonstrating compliance with the Commission's equipment
authorization rules? Commenters in this regard should provide details
of their concerns and specifically cite any rule sections for which the
new standard may be problematic. Would a transition period during which
either version of ANSI C63.10 could be used remedy these concerns? If
so, what time period would be appropriate, and should it generally
apply to all rules affected by the new reference? Noting that testing
laboratories are re-accredited every two years per 47 CFR 2.948(e),
would a two-year transition be appropriate or would a shorter period be
sufficient? Additionally, which, if any, of the Commission rules that
do not currently reference ANSI C63.10--2013 should reference ANSI
C63.10--2020?
C. ``Conformity assessment--Requirements for accreditation bodies
accrediting conformity assessment bodies'' (ISO/IEC 17011)
Applications for RF devices that are subject to the certification
requirements of part 2 of the Commission's rules must be filed with,
and approved by, an accredited TCB. 47 CFR 2.907, 2.960(b).
Additionally, terminal equipment intended for connection to the public
switched telephone network must be subject to certification by a TCB or
the Supplier's Declaration of Conformity procedures as set forth in
part 68 of the Commission's rules. 47 CFR 68.201.Testing laboratories
that provide compliance measurement data associated with part 2
certification applications also must be accredited. 47 CFR 2.948(a). In
these instances, TCBs and testing laboratories are accredited by a
``conformity assessment body,'' that meets the requirements and
conditions of ISO/IEC 17011:2004 ``Conformity assessment--Requirements
for accreditation bodies accrediting conformity assessment bodies.'' 47
CFR 2.960 and 2.949. ISO/IEC 17011:2004 was incorporated into the
Commission's rules in 2014. See FCC Modifies Equipment Authorization
Rules, ET Docket No. 13-44, Report and Order, 29 FCC Rcd 16335, 16356-
58, paras. 50-53; 80 FR 33425, 33430-31 (June 12, 2015). A new version
of this standard, ISO/IEC 17011:2017, was published in November 2017.
The revisions to the standard incorporate changes related to alignment
with the International Organization for Standardization's Committee on
Conformity Assessment (CASCO) common structure for standards and
incorporation of CASCO common elements in clauses on impartiality,
confidentiality, complaints and appeal, and management system;
recognition of proficiency testing as an accreditation activity;
addition of new definitions; introduction of the concept of risk; and
incorporation of competence criteria in the document, including an
informative annex on knowledge and skills. See International
Organization for Standardization, ISO/IEC 17011:2004(E): Conformity
assessment--General requirements for accreditation bodies accrediting
conformity assessment bodies, First Edition, (September 2004);
International Organization for Standardization, ISO/IEC 17011:2017:
Conformity assessment--Requirements for accreditation bodies
accrediting conformity assessment bodies, Second Edition (November
2017). The Commission proposes to replace the references to ISO/IEC
17011:2004(E) in 47 CFR 2.910, 2.948, 2.949, 2.950, 2.960, and 68.160
with references to ISO/IEC 17011:2017(E), subject to a reasonable
transition period. Commenters with concerns related to updating any of
these references should specifically cite any rule sections for which
the updated standard may be problematic or portions of ISO/IEC
17011:2017(E) that should be excluded from the updated incorporation by
reference and provide alternatives or a detailed explanation of their
concerns. To ensure adequate time for the transition, the Commission
proposes a two-year transition period during which both versions of
ISO/IEC
[[Page 15185]]
17011 could be used. Is this time period sufficient and, if not, what
would be an appropriate timeframe?
D. Other Standards
1. 2019 Public Notice
In April of 2019, OET sought comment on updating the Commission's
rules to reflect recent changes to two standards: ISO/IEC 17025:2017(E)
``General requirements for the competence of testing and calibration
laboratories'' and ANSI C63.4a--2017 ``American National Standard for
Methods of Measurement of Radio-Noise Emissions from Low-Voltage
Electrical and Electronic Equipment in the Range of 9 kHz to 40 GHz,
Amendment 1: Test Site Validation.'' In opening up the instant docket,
we seek a fresh record on these matters, as set forth in the proposals
that we lay out in detail below. Accordingly, we are terminating the
docket that the Standards Update Notice had opened (i.e., ET Docket No.
19-48).
a. ``General Requirements for the Competence of Testing and Calibration
Laboratories'' (ISO/IEC 17025)
Measurement data intended to demonstrate compliance with certain
Commission requirements must be obtained from an accredited testing
laboratory. 47 CFR 2.948(a). Currently, 47 CFR 2.910, 2.948, 2.949,
2.962, and 68.162 reference ISO/IEC 17025:2005(E) for the requirements
related to test laboratory accreditation. Laboratory accreditation
bodies assess a variety of aspects of a laboratory, including the
technical competence of staff; the validity and appropriateness of test
methods; traceability of measurements and calibration to national
standards; suitability, calibration, and maintenance of the testing
environment; sampling, handling, and transportation of test items; and
quality assurance of test and calibration data. In November 2017, ISO/
IEC published ISO/IEC 17025:2017(E)--a new version of the test
laboratory accreditation standard currently referenced in the
Commission's rules. In addition to adding a definition of
``laboratory,'' the new version replaces certain prescriptive
requirements with performance-based requirements and allows for greater
flexibility in satisfying the standard's requirements for processes,
procedures, documented information, and organizational
responsibilities.
Standards Update Notice, 34 FCC Rcd at 1905 and n.8 (citing ISO/IEC
17025 General requirements for the competence of testing and
calibration laboratories, ISO (2017), available at https://www.ukas.com/download/brochures/ISO-17025-Brochure_EN_FINAL.pdf).
In the Standards Update Notice, OET proposed to update the
Commission's rules by replacing references to ISO/IEC 17025:2005(E)
with references to ISO/IEC 17025:2017(E). All comments received were
supportive of this updated reference. ANSI ASC C63, while supportive,
stated that ``ASC C63 also supports the transition period (two years
are remaining) to the mandatory use of ISO/IEC 17025:2017; provided
however, that the FCC only accept test lab accreditations for labs that
meet the requirements of Clause 8.1--Option A of the standard, and that
such accreditations explicitly state that the test lab is accredited
only in accordance with Option A.'' Reply Comments of ASC C63, ET
Docket No. 19-48, at 2.
The Commission proposes to incorporate by reference into its rules
ISO/IEC 17025:2017 in its entirety, including Clause 8.1--Option A and
Option B and update 47 CFR 68.162(d)(1) to correct typographical errors
in the reference of two standards: ISO/IEC 17065 and ISO/IEC 17025. No
other party has raised concerns with the availability of two options
and ASC C63 did not provide detailed rationale to support their request
to incorporate only Option A. In fact, Annex B of ISO/IEC 17025:2017
states that ``[b]oth options are intended to achieve the same result in
the performance of the management system and compliance with clauses 4
to 7.'' It is the Commission's understanding that Option B would allow
laboratories to operate a quality management system that conforms to a
certain standard from the International Organization for
Standardization (i.e., ISO 9001) and that Option A of ISO/IEC
17025:2017 incorporates relevant requirements of that same standard.
OET believes that Option A is more commonly used but Option B is
available because some organizations have implemented an ISO 9001
system and would not need to take additional actions to demonstrate
compliance. International Organization for Standardization, ISO/IEC
17025:2017: General requirements for the competence of testing and
calibration laboratories at Appendix B, Third Edition (November 2017).
Accordingly, the Commission tentatively concludes that the flexibility
of both options would enable entities who have already implemented a
quality management system that would satisfy Option B to avoid the need
to take further steps to demonstrate compliance and it seeks comment on
this tentative conclusion and on any concerns with providing both
options.
While both ISO/IEC 17025:2005(E) and ISO/IEC 17025:2017(E) were
considered valid during the transition period in effect at the time of
the Standards Update PN, accreditations to ISO/IEC 17025:2005(E) became
invalid after June 1, 2021. In the Standards Update PN, OET proposed to
adopt a three-year transition period for use of the proposed updated
standard. In consideration of the time that has passed since
publication of the Standards Update PN, combined with the facts that
the Commission's rules require test laboratories to complete the
accreditation process every two years (47 CFR 2.948(e)) and that the
prior standard has since become invalid within the standards body, the
Commission proposes a two-year transition period for compliance with
ISO/IEC 17025:2017(E). The Commission seeks comment on the duration of
this proposed transition period and how it should be reflected in any
transition plans that it adopts.
b. ``Addendum to the American National Standard for Methods of
Measurement of Radio-Noise Emissions from Low-Voltage Electrical and
Electronic Equipment in the Range of 9 kHz to 40 GHz, Amendment 1: Test
Site Validation'' (ANSI C63.4a--2017)
In late 2017, ASC C63 published ANSI C63.4a--2017 ``Addendum to the
American National Standard for Methods of Measurement of Radio-Noise
Emissions from Low-Voltage Electrical and Electronic Equipment in the
Range of 9 kHz to 40 GHz, Amendment 1: Test Site Validation'' (ANSI
C63.4a--2017). ASC C63 requested that we incorporate by reference in
the Commission's rules ANSI C63.4a--2017 to replace the existing ANSI
C63.4--2014: ``American National Standard for Methods of Measurement of
Radio-Noise Emissions from Low-Voltage Electrical and Electronic
Equipment in the Range of 9 kHz to 40 GHz'' (ANSI C63.4). ASC C63
originally filed comments in ET Docket No. 15-170, which were
subsequently moved into ET Docket No 19-48. The Commission's rules
reference ANSI 63.4 as an electromagnetic compatibility (EMC)
measurement standard for unintentional radiators. 47 CFR 2.910, 2.948,
2.950, 15.31, 15.35, and 15.38. As described in ASC C63's filing, the
standard was updated to resolve certain normalized site attenuation
issues (including the measurement of equipment under test that exceeds
2 meters in height) and make a variety of corrections, clarifications,
and
[[Page 15186]]
modifications. In the Standards Update Notice, OET sought comment on
incorporating by reference ANSI C63.4a--2017 in the appropriate rules.
Standards Update Notice at 1904-05. Some commenters supported
incorporation of the amended standard. However, the Commission received
several negative comments, generally citing costs associated with the
procedure and stating that there were no problems with existing
procedures that warrant adopting an alternative procedure. Further, the
Commission indicates its understanding that ASC C63 has made
substantial progress toward addressing these and other controversial
issues in a pending modification. Based on the comments received and
the potential development of an additional modification to the
standard, the Commission tentatively concludes that ANSI C63.4
continues to sufficiently address current needs and that incorporation
by reference of ANSI C63.4a--2017 into its rules is not warranted at
this time. The Commission seeks comment on this tentative conclusion.
2. Additional Updates: ``Calibration and Testing Laboratory
Accreditation Systems--General Requirements for Operation and
Recognition'' (ISO/IEC Guide 58:1993(E)); ``General Requirements for
Assessment and Accreditation of Certification/Registration Bodies''
(ISO/IEC Guide 61:1996(E)); and ``General Requirements for Bodies
Operating Product Certification Systems'' (ISO/IEC Guide 65:1996(E))
The Commission notes that its part 2 rules incorporate several
references that have become outdated as a result of prior updates to
standards that were phased in over specific transition periods. 47 CFR
2.910 and 2.950. Once the transition period passed, the newer standards
became the only valid procedure for compliance with the Commission's
rules, rendering the prior references no longer relevant. Accordingly,
the Commission proposes to delete from Sec. 2.910 of the Commission's
rules references to: ISO/IEC Guide 58:1993(E), ``Calibration and
testing laboratory accreditation systems--General requirements for
operation and recognition,'' First Edition 1993; ISO/IEC Guide
61:1996(E), ``General requirements for assessment and accreditation of
certification/registration bodies,'' First Edition 1996; and (6) ISO/
IEC Guide 65:1996(E), ``General requirements for bodies operating
product certification systems.'' The Commission also proposes to delete
the related transition periods provided in Sec. 2.950. 47 CFR
2.910(d)4 through 6 and 47 CFR 2.950 (b), (c) and (d). Additionally,
the Commission also proposes to make administrative changes to its
rules to reflect any necessary changes to rule cross references that
would result from the proposed rule changes.
The Commission seeks comment on whether there are additional
conforming or administrative updates to its t rules that should be
considered. Additionally, the Commission asks what other rule
modifications, including updating other standards currently referenced
in the rules or incorporating by reference additional standards not
currently referenced in the rules, would be necessary to give full
effect to its proposals? Because the standards-setting process is
marked by ongoing work to create, review, and update standards, the
Commission recognizes that the proposals are part of a larger and
continuing effort to ensure that its rules incorporate appropriate
standards and reflect relevant standards updates. Commission staff
actively monitor the work of standards development organizations, and
the Commission is aware that additional standards relevant to the
telecommunications sector are in various stages of drafting, voting,
and publication. While such developments may warrant the Commission's
consideration in the future, it is not seeking comment on such
standards within this Notice of Proposed Rulemaking.
III. Incorporation by Reference
Sections 2.910 and 2.948 of the proposed rules provide for an
additional standard (``American National Standard Validation Methods
for Radiated Emission Test Sites; 1 GHz to 18 GHz'' (ANSI C63.25.1))
that would be used for test site validation of radiated emission
measurements from 1 GHz to 18 GHz. Sections 15.31 and 15.38 of the
proposed rules provide for a standard (``American National Standard of
Procedures for Compliance Testing of Unlicensed Wireless Devices''
(ANSI C63.10)) that would update existing procedures for testing the
compliance of a wide variety of unlicensed wireless transmitters.
Sections 2.910, 2.948, 2.949, 2.950, 2.960, and 68.160 provide for a
standard (``Conformity assessment--Requirements for accreditation
bodies accrediting conformity assessment bodies'' (ISO/IEC 17011)) that
would update requirements and conditions for conformity assessment
bodies that accredit TCBs and testing laboratories. Sections 2.910,
2.948, 2.949, 2.962, and 68.62 provide a standard (``General
requirements for the competence of testing and calibration
laboratories'' (ISO/IEC 17025)) that would replace certain prescriptive
requirements with performance-based requirements for test laboratory
accreditation. The OFR has regulations concerning incorporation by
reference. 1 CFR part 51. These regulations require that, for a
proposed rule, agencies must discuss in the preamble to the proposed
rule the way in which materials that the agency incorporates by
reference are reasonably available to interested parties, and how
interested parties can obtain the materials. Additionally, the preamble
to the proposed rule must summarize the material. 1 CFR 51.5(a).
In accordance with the OFR's requirements, the discussion in
section II.A. of this preamble summarizes the provisions of ANSI
C63.25.1--2018. Interested persons may purchase a copy of ANSI C63.25.1
from the sources provided in 47 CFR 2.910. A copy of the standard may
also be inspected at the FCC's main office. The discussion in section
II.B. of this preamble summarizes the provisions of ANSI C63.10--2020.
Interested persons may purchase a copy of ANSI C63.10--2018 from the
sources provided in 47 CFR 2.910. A copy of the standard may also be
inspected at the FCC's main office. The discussion in section II.C. of
this preamble summarizes the provisions of ISO/IEC 17011:2017(E).
Interested persons may purchase a copy of ISO/IEC 17011:2017(E) from
the sources provided in 47 CFR 2.910. A copy of the standard may also
be inspected at the FCC's main office. The discussion in sections
I.A.1. and II.D.1.a of this preamble summarizes the provisions of ISO/
IEC 17025:2005(E). Interested persons may purchase a copy of ISO/IEC
17025:2005(E) from the sources provided in 47 CFR 2.910. A copy of the
standard may also be inspected at the FCC's main office. The discussion
in section II.D.1.a. of this preamble summarizes the provisions of ISO/
IEC 17025:2017(E). Interested persons may purchase a copy of ISO/IEC
17011:2017(E) from the sources provided in 47 CFR 2.910. A copy of the
standard may also be inspected at the FCC's main office.
IV. Procedural Matters
Initial Regulatory Flexibility Analysis. As required by the
Regulatory Flexibility Act of 1980 (RFA) (see 5 U.S.C. 603), as amended
(RFA), the Commission has prepared an Initial Regulatory Flexibility
Analysis (IRFA) of the possible significant economic impact on a
substantial number of small entities of the proposals addressed in this
Notice of Proposed Rulemaking.
[[Page 15187]]
The IRFA is found in Appendix B. Written public comments are requested
on the IRFA. These comments must be filed in accordance with the same
filing deadlines for comments on the Notice of Proposed Rulemaking, and
they should have a separate and distinct heading designating them as
responses to the IRFA. The Commission's Consumer and Governmental
Affairs Bureau, Reference Information Center, will send a copy of this
Notice of Proposed Rulemaking, including the IRFA, to the Chief Counsel
for Advocacy of the Small Business Administration, in accordance with
the RFA. See 5 U.S.C. 603(a).
Paperwork Reduction Act. This document contains proposed modified
information collection requirements. The Commission, as part of its
continuing effort to reduce paperwork burdens, invites the general
public and the Office of Management and Budget (OMB) to comment on the
information collection requirements contained in this document, as
required by the Paperwork Reduction Act of 1995, Public Law 104-13. In
addition, pursuant to the Small Business Paperwork Relief Act of 2002,
Public Law 107-198, see 44 U.S.C. 3506(c)(4), we seek specific comment
on how we might further reduce the information collection burden for
small business concerns with fewer than 25 employees.
Ex Parte Rules--Permit but Disclose. Pursuant to Sec. 1.1200(a) of
the Commission's rules, (47 CFR 1.1200(a)) this Notice of Proposed
Rulemaking shall be treated as a ``permit-but-disclose'' proceeding in
accordance with the Commission's ex parte rules. 47 CFR 1.1200 et seq.
Persons making ex parte presentations must file a copy of any written
presentation or a memorandum summarizing any oral presentation within
two business days after the presentation (unless a different deadline
applicable to the Sunshine period applies). Persons making oral ex
parte presentations are reminded that memoranda summarizing the
presentation must (1) list all persons attending or otherwise
participating in the meeting at which the ex parte presentation was
made, and (2) summarize all data presented and arguments made during
the presentation. If the presentation consisted in whole or in part of
the presentation of data or arguments already reflected in the
presenter's written comments, memoranda or other filings in the
proceeding, the presenter may provide citations to such data or
arguments in his or her prior comments, memoranda, or other filings
(specifying the relevant page and/or paragraph numbers where such data
or arguments can be found) in lieu of summarizing them in the
memorandum. Documents shown or given to Commission staff during ex
parte meetings are deemed to be written ex parte presentations and must
be filed consistent with rule 1.1206(b). In proceedings governed by
rule 1.49(f) or for which the Commission has made available a method of
electronic filing, written ex parte presentations and memoranda
summarizing oral ex parte presentations, and all attachments thereto,
must be filed through the electronic comment filing system available
for that proceeding, and must be filed in their native format (e.g.,
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding
should familiarize themselves with the Commission's ex parte rules.
List of Subjects
47 CFR Parts 2, and 68
Communications equipment, Incorporation by reference, Reporting and
recordkeeping requirements, Telecommunications.
47 CFR Part 15
Communications equipment, Incorporation by reference, Reporting and
recordkeeping requirements.
47 CFR Part 73
Communications equipment, Reporting and recordkeeping requirements,
Telecommunications.
Federal Communications Commission.
Katura Jackson,
Federal Register Liaison Officer.
Proposed Rules
For the reasons discussed in the preamble, the Federal
Communications Commission proposes to amend 47 CFR parts 2, 15, 68, and
73 as follows:
PART 2--FREQUENCY ALLOCATIONS AND RADIO TREATY MATTERS; GENERAL
RULES AND REGULATIONS
0
1. The authority citation for part 2 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, and 336.
0
2. Revise Sec. 2.910 to read as follows:
Sec. 2.910 Incorporation by Reference.
Certain material is incorporated by reference into this part with
the approval of the Director of the Federal Register in accordance with
5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than
that specified in this section, the Federal Communications Commission
(FCC) must publish a document in the Federal Register and the material
must be available to the public. All approved material is available for
inspection at the FCC and at the National Archives and Records
Administration (NARA). Contact FCC at the address indicated in 47 CFR
0.401(a), tel: (202) 418-0270. For information on the availability of
this material at NARA, email: [email protected], or go to:
www.archives.gov/federal-register/cfr/ibr-locations.html. The material
may be obtained from the following source(s):
(a) International Electrotechnical Commission (IEC), IEC Central
Office, 3, rue de Varembe, CH-1211 Geneva 20, Switzerland; email:
[email protected]; website: www.iec.ch.
(1) CISPR 16-1-4:2010-04: ``Specification for radio disturbance and
immunity measuring apparatus and methods--Part 1-4: Radio disturbance
and immunity measuring apparatus--Antennas and test sites for radiated
disturbance measurements'', Edition 3.0, 2010-04; IBR approved for
Sec. 2.948(d).
(2) [Reserved]
(b) Institute of Electrical and Electronic Engineers (IEEE), 2001 L
Street NW, Suite 700, Washington, DC 20036-4910, tel: +1 800 701 IEEE
(USA and Canada), +1 732 981 0060 (Worldwide), email: [email protected]; website: www.ieee.org.
(1) ANSI C63.4--2014: ``American National Standard for Methods of
Measurement of Radio-Noise Emissions from Low-Voltage Electrical and
Electronic Equipment in the Range of 9 kHz to 40 GHz'', ANSI approved
June 13, 2014 ; IBR approved for Sec. 2.948(d).
(2) ANSI C63.25.1--2018, ``American National Standard Validation
Methods for Radiated Emission Test Sites, 1 GHz to 18 GHz'', ANSI
approved December 17, 2018; IBR approved for Sec. 2.948(d).
(3) ANSI C63.26--2015, ``American National Standard of Procedures
for Compliance Testing of Transmitters Used in Licensed Radio
Services'', ANSI approved December 11, 2015, IBR approved for Sec.
2.1041(b).
(c) International Organization for Standardization (ISO), 1, ch. De
la Voie-Creuse, CP 56, CH-1211, Geneva 20, Switzerland; tel.: + 41 22
749 01 11; fax: + 41 22 733 34 30; email: [email protected]; website:
www.iso.org.
(1) ISO/IEC 17011:2004(E), ``Conformity assessment--General
requirements for accreditation bodies accrediting conformity assessment
bodies'', First Edition, 2004-09-01; IBR approved for Sec. Sec.
2.948(e); 2.949(b); 2.950(a); 2.960(c).
(2) ISO/IEC 17011:2017(E), ``Conformity assessment--Requirements
for accreditation bodies accrediting
[[Page 15188]]
conformity assessment bodies'', Second Edition, November 2017; IBR
approved for Sec. Sec. 2.948(e); 2.949(b); 2.950(a); 2.960(c).
(3) ISO/IEC 17025:2005(E), ``General requirements for the
competence of testing and calibration laboratories'', Second Edition,
2005-05-15; IBR approved for Sec. Sec. 2.948(e); 2.949(b); 2.950(b);
2.962(c) and (d).
(4) ISO/IEC 17025:2017, ``General requirements for the competence
of testing and calibration laboratories'', Third Edition, November
2017; IBR approved for Sec. Sec. 2.948(e); 2.949(b); 2.950(b);
2.962(c) and (d).
(5) ISO/IEC 17065:2012(E), ``Conformity assessment--Requirements
for bodies certifying products, processes and services'', First
Edition, 2012-09-15; IBR approved for Sec. Sec. 2.960(b); 2.962(b),
(c), (d), (f), and (g).
Note 1 to Sec. 2.910: The standard(s) listed in paragraph (b)
of this section may also be obtained through the IEEE Standards
Association Standards Store: P.O. Box 95715, Chicago, IL 60694-5715;
website: www.techstreet.com/ieee.
Note 2 to Sec. 2.910: The standard(s) listed in paragraphs (b)
and (c) of this section may also be obtained from the American
National Standards Institute (ANSI) through its NSSN operation
(www.nssn.org), at Customer Service, American National Standards
Institute, 25 West 43rd Street, New York, NY 10036, phone: (212)
642-4900.
0
3. Amend Sec. 2.948 by revising paragraph (d) to read as follows:
Sec. 2.948 Measurement facilities.
* * * * *
(d) When the measurement method used requires the testing of
radiated emissions on a validated test site, the site attenuation must
comply with the requirements of sections 5.4.4 through 5.5 of the
following procedure: ANSI C63.4 (incorporated by reference, see Sec.
2.910). Measurement facilities used to make radiated emission
measurements from 30 MHz to 1 GHz must comply with the site validation
requirements in ANSI C63.4 (clause 5.4.4); for radiated emission
measurements from 1 GHz to 18 GHz must comply with either the site
validation requirement of ANSI C63.25.1 or ANSI C63.4 (clause 5.5.1 a)
1)), such that the site validation criteria called out in CISPR 16-1-4
(incorporated by reference, see Sec. 2.910) is met; for radiated
emission measurements from 18 GHz to 40 GHz must comply with the site
validation requirement of ANSI C63.4 (clause 5.5.1 a) 1)), such that
the site validation criteria called out in CISPR 16-1-4 (incorporated
by reference, see Sec. 2.910) is met. Test site revalidation must
occur on an interval not to exceed three years.
* * * * *
0
4. Revise Sec. 2.950 to read as follows:
Sec. 2.950 Transition periods.
(a) Prior to [DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], an
organization accrediting the prospective accredited testing laboratory
must be capable of meeting the requirements and conditions of ISO/IEC
17011:2004 (incorporated by reference, see Sec. 2.910) or ISO/IEC
17011:2017 (incorporated by reference, see Sec. 2.910). On or after
[DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], an organization
accrediting the prospective accredited testing laboratory must be
capable of meeting the requirements and conditions of ISO/IEC
17011:2017 (incorporated by reference, see Sec. 2.910).
(b) Prior to [DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], an
organization accrediting the prospective accredited testing laboratory
must be capable of meeting the requirements and conditions of ISO/IEC
17025:2005 (incorporated by reference, see Sec. 2.910) or ISO/IEC
17025:2017 (incorporated by reference, see Sec. 2.910). On or after
[DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], an organization
accrediting the prospective accredited testing laboratory must be
capable of meeting the requirements and conditions of ISO/IEC
17025:2017 (incorporated by reference, see Sec. 2.910).
(c) All radio frequency devices that were authorized under the
verification or Declaration of Conformity procedures prior to November
2, 2017, must continue to meet all requirements associated with the
applicable procedure that were in effect immediately prior to November
2, 2017. If any changes are made to such devices after November 2,
2018, the requirements associated with the Supplier's Declaration of
Conformity apply.
PART 15--RADIO FREQUENCY DEVICES
0
5. The authority citation for part 15 continues to read as follows:
Authority: 47 U.S.C. 154, 302a, 303, 304, 307, 336, 544a, and
549.
0
6. Amend Sec. 15.31 by revising paragraph (a)(3) to read as follows:
Sec. 15.31 Measurement standards.
(a) * * *
(3) Other intentional radiators must be measured for compliance
using the following procedure: ANSI C63.10 (incorporated by reference,
see Sec. 15.38).
* * * * *
0
7. Amend Sec. 15.37 by adding paragraph (r) to read as follows:
Sec. 15.37 Transition provisions for compliance with this part.
* * * * *
(r) Prior to [DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE],
measurements for intentional radiators subject to Sec. 15.31(a)(3)
must be made using the procedures in ANSI C63.10--2013 or ANSI C63.10--
2020 (incorporated by reference, see Sec. 15.31(a)(3)). On or after
[DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], measurements for
intentional radiators subject to this part 15 must be made using the
procedures in ANSI C63.10--2020 (incorporated by reference, see Sec.
15.31(a)(3)).
0
8. Amend Sec. 15.38 as follows:
0
a. Throughout the section,
0
i. By removing the text ``The following documents are available from
the following address:'' wherever it appears;
0
ii. By removing the text ``The following document is available from
the'' in paragraph (e); and
0
iii. By removing the text ``The following documents are available from
the following address:'' in paragraph (h);
0
b. By revising paragraphs (a) and (g).
The revisions read as follows:
Sec. 15.38 Incorporation by Reference.
(a) Certain material is incorporated by reference into this part
with the approval of the Director of the Federal Register in accordance
with 5 U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other
than that specified in this section, the Federal Communications
Commission (FCC) must publish a document in the Federal Register and
the material must be available to the public. All approved material is
available for inspection at the FCC and at the National Archives and
Records Administration (NARA). Contact FCC at the address indicated in
47 CFR 0.401(a), Tel: (202) 418-0270. For information on the
availability of this material at NARA, email: [email protected],
or go to: www.archives.gov/federal-register/cfr/ibr-locations.html. The
material may be obtained from the source(s) in the following
paragraph(s) of this section.
* * * * *
(g) Institute of Electrical and Electronic Engineers (IEEE), 2001 L
Street NW, Suite 700, Washington, DC 20036-4910, tel: +1 800 701 IEEE
(USA and Canada), +1 732 981 0060 (Worldwide), email: [email protected]; website: www.ieee.org.
(1) ANSI C63.4--2014: ``American National Standard for Methods of
Measurement of Radio-Noise Emissions
[[Page 15189]]
from Low-Voltage Electrical and Electronic Equipment in the Range of 9
kHz to 40 GHz'' ' ANSI approved June 13, 2014; IBR approved for
Sec. Sec. 15.31(a); 15.35(a).
(2) ANSI C63.10--2013, ``American National Standard of Procedures
for Compliance Testing of Unlicensed Wireless Devices'', ANSI approved
June 27, 2013; IBR approved for Sec. Sec. 15.31(a); 15.37(r) .
(3) ANSI C63.10--2020, ``American National Standard of Procedures
for Compliance Testing of Unlicensed Wireless Devices'', ANSI approved
January 29, 2021; IBR approved for Sec. Sec. 15.31(a); 15.37(r).
* * * * *
Note 1 to Sec. 15.38: The standard(s) listed in paragraph (g)
of this section may also be obtained through IEEE Standards
Association Store: P.O. Box 95715, Chicago, IL 60694-5715; website:
www.techstreet.com/ieee.
PART 68--CONNECTION OF TERMINAL EQUIPMENT TO THE TELEPHONE NETWORK
0
9. The authority citation for part 68 continues to read as follows:
Authority: 47 U.S.C. 154, 303, and 610.
0
10. Amend Sec. 68.160 by revising paragraphs (c)(1) and (d) to read as
follows:
Sec. 68.160 Designation of Telecommunication Certification Bodies
(TCBs).
* * * * *
(c) * * *
(1) Prior to [DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], the
organization accrediting the prospective telecommunication
certification body must be capable of meeting the requirements and
conditions of ISO/IEC 17011:2014 or ISO/IEC 17011:2017. On or after
[DATE 2 YEARS AFTER EFFECTIVE DATE OF FINAL RULE], the organization
accrediting the prospective telecommunication certification body must
be capable of meeting the requirements and conditions of ISO/IEC
17011:2017.
* * * * *
(d) Incorporation by reference. The material listed in this
paragraph (d) is incorporated by reference into this section with the
approval of the Director of the Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that
specified in this section, the Federal Communications Commission (FCC)
must publish a document in the Federal Register and the material must
be available to the public. All approved material is available for
inspection at the FCC and at the National Archives and Records
Administration (NARA). Contact FCC at the address indicated in 47 CFR
0.401(a), Tel: (202) 418-0270. For information on the availability of
this material at NARA, email: [email protected], or go to:
www.archives.gov/federal-register/cfr/ibr-locations.html. The material
may be obtained from the following source(s) in this paragraph (d):
(1) International Organization for Standardization (ISO), 1, ch. De
la Voie-Creuse, CP 56, CH-1211, Geneva 20, Switzerland; www.iso.org;
Tel.: + 41 22 749 01 11; Fax: + 41 22 733 34 30; email:
[email protected].
(i) ISO/IEC 17011:2004(E), ``Conformity assessment--General
requirements for accreditation bodies accrediting conformity assessment
bodies,'' First Edition, 2004-09-01.
(ii) ISO/IEC 17011:2017(E), ``Conformity assessment--Requirements
for accreditation bodies accrediting conformity assessment bodies,''
Second Edition, November 2017.
(iii) ISO/IEC 17065:2012(E), ``Conformity assessment--Requirements
for bodies certifying products, processes and services,'' First
Edition, 2012-09-15.
(2) [Reserved]
Note 1 to paragraph (d): The standard(s) listed in paragraph
(d)(1) of this section are also available from {1{time}
International Electrotechnical Commission (IEC) Central Office, 3,
rue de Varembe, CH-1211 Geneva 20, Switzerland; email:
[email protected]; website: www.iec.ch; and {2{time} American National
Standards Institute (ANSI) through its NSSN operation
(www.nssn.org), Customer Service, American National Standards
Institute, 25 West 43rd Street, New York, NY 10036; telephone: (212)
642-4900.
0
11. Amend Sec. 68.162 by revising paragraphs (d)(1) and (i) to read as
follows:
Sec. 68.162 Requirements for Telecommunication Certification Bodies.
* * * * *
(d) * * *
(1) In accordance with the provisions of ISO/IEC 17065 the
evaluation of a product, or a portion thereof, may be performed by
bodies that meet the applicable requirements of ISO/IEC 17025 and ISO/
IEC 17065, in accordance with the applicable provisions of ISO/IEC
17065, for external resources (outsourcing) and other relevant
standards. Evaluation is the selection of applicable requirements and
the determination that those requirements are met. Evaluation may be
performed by using internal TCB resources or external (outsourced)
resources.
* * * * *
(i) Incorporation by reference. The material listed in this
paragraph (i) is incorporated by reference into this section with the
approval of the Director of the Federal Register in accordance with 5
U.S.C. 552(a) and 1 CFR part 51. To enforce any edition other than that
specified in this section, the Federal Communications Commission (FCC)
must publish a document in the Federal Register and the material must
be available to the public. All approved material is available for
inspection at the FCC and at the National Archives and Records
Administration (NARA). Contact FCC at the address indicated in 47 CFR
0.401(a), Tel: (202) 418-0270. For information on the availability of
this material at NARA, email: [email protected], or go to:
www.archives.gov/federal-register/cfr/ibr-locations.html. The material
may be obtained from the following source(s) in this paragraph (i):
(1) International Organization for Standardization (ISO), 1, ch. De
la Voie-Creuse, CP 56, CH-1211, Geneva 20, Switzerland; www.iso.org;
Tel.: + 41 22 749 01 11; Fax: + 41 22 733 34 30; email:
[email protected].
(i) ISO/IEC 17025:2017, ``General requirements for the competence
of testing and calibration laboratories,'' Third Edition, November
2017.
(ii) ISO/IEC 17065:2012(E), ``Conformity assessment--Requirements
for bodies certifying products, processes and services,'' First
Edition, 2012-09-15.
(2) [Reserved]
Note 1 to paragraph (i): The standard(s) listed in paragraph
(i)(1) of this section are also available from {1{time}
International Electrotechnical Commission (IEC) Central Office, 3,
rue de Varembe, CH-1211 Geneva 20, Switzerland; email:
[email protected]; website: www.iec.ch; and {2{time} American National
Standards Institute (ANSI) through its NSSN operation
(www.nssn.org), Customer Service, American National Standards
Institute, 25 West 43rd Street, New York, NY 10036; telephone: (212)
642-4900.
[[Page 15190]]
PART 73--RADIO BROADCAST SERVICES
0
12. The authority citation for part 73 continues to read as follows:
Authority: 47 U.S.C. 154, 155, 301, 303, 307, 309, 310, 334,
336, 339.
0
13. Amend Sec. 73.1660 by revising Note 1 to paragraph (a)(1) to read
as follows:
Sec. 73.1660 Acceptability of broadcast transmitters.
* * * * *
Note 1 to paragraph (a)(1): The verification procedure has been
replaced by Supplier's Declaration of Conformity. AM, FM, and TV
transmitters previously authorized under subpart J of part 2 of this
chapter may remain in use. See Sec. 2.950 of this chapter.
* * * * *
[FR Doc. 2022-05190 Filed 3-16-22; 8:45 am]
BILLING CODE 6712-01-P