Sunshine Act Meetings, 13022 [2022-05007]
Download as PDF
13022
Federal Register / Vol. 87, No. 45 / Tuesday, March 8, 2022 / Notices
240.17Ad–11), under the Securities
Exchange Act of 1934 (15 U.S.C. 78a et
seq.). The Commission plans to submit
this existing collection of information to
the Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Rule 17Ad–11 requires every
Issued in Washington, DC.
registered recordkeeping transfer agent
Hilary Duke,
to report certain information to issuers
Assistant General Counsel for Regulatory
and its appropriate regulatory agency in
Affairs, Pension Benefit Guaranty
the event that the aggregate market
Corporation.
value of an ‘‘aged record difference’’
[FR Doc. 2022–04784 Filed 3–7–22; 8:45 am]
exceeds certain thresholds. A ‘‘record
BILLING CODE 7709–02–P
difference’’ occurs when the number of
shares or principal dollar amount of
securities in an issuer’s records do not
RAILROAD RETIREMENT BOARD
equal those in the master securityholder
file as indicated, for instance, on
Sunshine Act Meetings
certificates presented to the transfer
agent for purchase, redemption or
TIME AND DATE: 10:00 a.m., March 23,
transfer. An ‘‘aged record difference’’ is
2022.
a record difference that has existed for
PLACE: Members of the public wishing
more than 30 calendar days. In addition,
to attend the meeting must submit a
the rule requires every registered
written request at least 24 hours prior to recordkeeping transfer agent to report
the meeting to receive dial-in
certain information to issuers and its
information. All requests must be sent
appropriate regulatory agency
to SecretarytotheBoard@rrb.gov.
concerning buy-ins of all issues for
STATUS: This meeting will be open to the which it acts as recordkeeping transfer
public.
agent. Further, the rule requires every
registered recordkeeping transfer agent
MATTERS TO BE CONSIDERED:
to report to its appropriate regulatory
(1) Re-Entry Committee Briefing: Reagency when it has failed to post
entry updates, Testing updates
certificate detail to the master
(2) SCOTUS Wisconsin Central Update
securityholder file within five business
CONTACT PERSON FOR MORE INFORMATION:
days of the time required by Rule 17Ad–
Stephanie Hillyard, Secretary to the
10 (17 CFR 240.17Ad–10). Transfer
Board, (312) 751–4920.
agents must also maintain a copy of any
Authority 5 U.S.C. 552b.
report required under Rule 17Ad–11 for
Dated: March 4, 2022.
a period of not less than three years
Stephanie Hillyard,
following the date of the report, the first
Secretary to the Board.
year in an easily accessible place.
Because the information required by
[FR Doc. 2022–05007 Filed 3–4–22; 4:15 pm]
Rule 17Ad–11 is already available to
BILLING CODE 7905–01–P
transfer agents, any collection burden
for small transfer agents is minimal.
Based on a review of the number of Rule
SECURITIES AND EXCHANGE
17Ad–11 reports the Commission, the
COMMISSION
Comptroller of the Currency, the Board
[SEC File No. 270–261, OMB Control No.
of Governors of the Federal Reserve
3235–0274]
System, and the Federal Deposit
Insurance Corporation (collectively, the
Proposed Collection; Comment
‘‘appropriate regulatory agencies’’)
Request
received since 2015, the Commission
Upon Written Request, Copies Available staff estimates that 8 respondents will
file a total of approximately 10 reports
From: Securities and Exchange
Commission, Office of FOIA Services, annually. The Commission staff
estimates that, on average, each report
100 F Street NE, Washington, DC
can be completed in 30 minutes.
20549–2736
Therefore, the total annual time burden
Extension:
for the entire transfer agent industry is
Rule 17Ad–11
approximately 5 hours (0.5 hours × 10
Notice is hereby given that pursuant
reports). Assuming an average hourly
to the Paperwork Reduction Act of 1995 rate of $72 for a compliance staff
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
employee at a transfer agent, the average
Securities and Exchange Commission
total internal cost of compliance for
each report is $36. The total annual
(‘‘Commission’’) is soliciting comments
on the existing collection of information internal cost of compliance for the
estimated 8 respondents is thus
provided for in Rule 17Ad–11 (17 CFR
lotter on DSK11XQN23PROD with NOTICES1
will file initial requests for financial
assistance for 10 plans and will submit
425 non-initial applications for financial
assistance. The estimated annual burden
of the collection of information is 241
hours and $420,400.
VerDate Sep<11>2014
17:25 Mar 07, 2022
Jkt 256001
PO 00000
Frm 00099
Fmt 4703
Sfmt 4703
approximately $360 ($36 per report × 10
reports).
The retention period for the
recordkeeping requirement under Rule
17Ad–11 is not less than three years
following the date of a report prepared
pursuant to the rule. The recordkeeping
requirement under Rule 17Ad–11 is
mandatory to assist the Commission and
other regulatory agencies in monitoring
transfer agents who are not performing
their functions promptly and accurately.
This rule does not involve the collection
of confidential information.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
(b) the accuracy of the Commission’s
estimates of the burden of the proposed
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing by May 9, 2022.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: David Bottom, Director/Chief
Information Officer, Securities and
Exchange Commission, c/o John
Pezzullo, 100 F Street NE, Washington,
DC 20549, or send an email to: PRA_
Mailbox@sec.gov.
Dated: March 2, 2022.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2022–04792 Filed 3–7–22; 8:45 am]
BILLING CODE 8011–01–P
SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–136, OMB Control No.
3235–0157]
Proposed Collection; Comment
Request; Extension: Form N–8F
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
E:\FR\FM\08MRN1.SGM
08MRN1
Agencies
[Federal Register Volume 87, Number 45 (Tuesday, March 8, 2022)]
[Notices]
[Page 13022]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-05007]
=======================================================================
-----------------------------------------------------------------------
RAILROAD RETIREMENT BOARD
Sunshine Act Meetings
TIME AND DATE: 10:00 a.m., March 23, 2022.
PLACE: Members of the public wishing to attend the meeting must submit
a written request at least 24 hours prior to the meeting to receive
dial-in information. All requests must be sent to
[email protected].
STATUS: This meeting will be open to the public.
MATTERS TO BE CONSIDERED:
(1) Re-Entry Committee Briefing: Re-entry updates, Testing updates
(2) SCOTUS Wisconsin Central Update
CONTACT PERSON FOR MORE INFORMATION: Stephanie Hillyard, Secretary to
the Board, (312) 751-4920.
Authority 5 U.S.C. 552b.
Dated: March 4, 2022.
Stephanie Hillyard,
Secretary to the Board.
[FR Doc. 2022-05007 Filed 3-4-22; 4:15 pm]
BILLING CODE 7905-01-P