Application of The Marion Education Exchange for Renewal of License for Station WWGH-LP, Marion, Ohio, 12697-12702 [2022-04757]
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Federal Register / Vol. 87, No. 44 / Monday, March 7, 2022 / Notices
subsequent phases of the risk evaluation
process.
EPA received six unique submissions
for D4, including comments from
potentially affected businesses or trade
associations, environmental and public
health advocacy groups, and one
member of the general public.
Comments addressed the overall
approach to the risk evaluation process
(e.g., collection, consideration, and
systematic review of relevant
information), the specific elements of
the scope document (e.g., hazard,
exposure, and potentially exposed or
susceptible subpopulations),
information specific to the chemical
substance (e.g., relevant studies,
assessments, degradation products, and
conditions of use), and topics beyond
the draft scope document phase of the
process (e.g., risk management). EPA
considered those comments, as
applicable and appropriate, in
developing the final scope document.
Concurrently with the publication of the
final scope document, EPA is
publishing a response to comments
document that contains a
comprehensive summary of and
response to public comments received
on the D4 draft scope document. The
comprehensive response to comments
document is available in the docket
EPA–HQ–OPPT–2018–0443 (Ref. 3).
IV. References
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The following is a listing of the
documents that are specifically
referenced in this Federal Register
notice. The docket for this action
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket. For assistance in locating
these referenced documents, please
consult the technical person listed
under FOR FURTHER INFORMATION
CONTACT.
1. EPA. Octamethylcyclotetra-Siloxane (D4);
Manufacturer Request for Risk
Evaluation Under the Toxic Substances
Control Act (TSCA); Notice of
Availability and Request for Comments.
Federal Register. (85 FR 36586, June 17,
2020) (FRL–10010–49).
2. EPA. Octamethylcyclotetra-Siloxane (D4);
Draft Scope of the Risk Evaluation to be
Conducted Under the Toxic Substances
Control Act (TSCA); Notice of
Availability and Request for Comments.
Federal Register. (86 FR 50347,
September 8, 2021) (FRL–8850–01–
OCSPP).
3. EPA. EPA Response to Public Comments
Received on the Draft Scope of the Risk
Evaluation for Under the Toxic
Substances Control Act (TSCA) for
Octamethylcyclotetra-siloxane
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(Cyclotetrasiloxane, 2,2,4,4,6,6,8,8octamethyl-) (D4) CASRN 556–67–2
(March 2022).
Authority: 15 U.S.C. 2601 et seq.
Michael S. Regan,
Administrator.
[FR Doc. 2022–04676 Filed 3–4–22; 8:45 am]
BILLING CODE 6560–50–P
FEDERAL COMMUNICATIONS
COMMISSION
[MB Docket No. 22–76; FCC DA 22–187;
FR ID 74348]
Application of The Marion Education
Exchange for Renewal of License for
Station WWGH–LP, Marion, Ohio
Federal Communications
Commission.
ACTION: Notice.
AGENCY:
This Hearing Designation
Order, Notice of Opportunity for
Hearing, and Notice of Apparent
Liability for Forfeiture (Order)
commences a hearing to determine
whether The Marion Education
Exchange (MEE) has committed
violations of the Communications Act of
1934, as amended (Act) and/or the rules
and regulations (Rules) of the Federal
Communications Commission
(Commission), and, as a consequence,
whether MEE’s application (Renewal
Application) to renew the license of low
power FM radio station WWGH–LP,
Marion, Ohio (Station) should be
granted or denied pursuant to section
309(k) of the Act, and whether a
forfeiture should be imposed against
MEE.
DATES: Persons desiring to participate as
parties in the hearing shall file a
petition for leave to intervene not later
than April 6, 2022.
ADDRESSES: File documents with the
Office of the Secretary, Federal
Communications Commission, 45 L
Street NE, Washington, DC 20554, with
a copy mailed to each party to the
proceeding. Each document that is filed
in this proceeding must display on the
front page the docket number of this
hearing, ‘‘MB Docket No. 22–76.’’
FOR FURTHER INFORMATION CONTACT:
Albert Shuldiner, Media Bureau, (202)
418–2721.
SUPPLEMENTARY INFORMATION: This is a
summary of the Hearing Designation
Order, Notice of Opportunity for
Hearing, and Notice of Apparent
Liability for Forfeiture (Order), MB
Docket No. 22–76, FCC DA 22–187,
adopted and released February 23, 2022.
The full text of the Order is available
SUMMARY:
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12697
online by using the search function for
MB Docket No. 22–76 on the
Commission’s ECFS web page at https://
apps.fcc.gov/ecfs/.
Summary of the Order
1. MEE was registered with the State
of Ohio as a non-profit corporation on
May 2, 2019, with Shawn Craft as the
registered agent. On May 9, 2019, MEE
and Marion Midget Football (MMF)—
the Station’s former licensee—filed an
application for Commission consent to
the pro forma assignment of the
Station’s license from MMF to MEE
(Assignment Application). Therein,
MEE indicated that ‘‘[t]here are no
changes in the board members, only the
name of the licensee.’’ MEE listed Patti
Worcester (Worcester), Martha Maniaci
(Maniaci), Mary Ann Stolarczyk
(Stolarczyk), Betty Compton (Compton),
and Marge Hazelett (Hazelett) as its
board members, and indicated each had
20 percent voting rights. We granted the
unopposed Assignment Application on
May 21, 2019. In the course of this
license renewal proceeding, we have
learned that Compton died on
November 7, 2016, more than two years
before MEE filed the Assignment
Application that listed her as one of five
existing and continuing members of
MEE’s board.
2. On May 28, 2019, MEE filed a pro
forma transfer of control application
(Transfer Application). MEE reported
that ‘‘Worcester has decided to retire
and voluntarily transfers her position to
Shawn Craft.’’ We granted the
unopposed Transfer Application on July
11, 2019.
3. On June 6, 2020, MEE filed the
Renewal Application. Spencer Phelps
(Phelps) then filed an Informal
Objection. Phelps alleged that MEE had
misrepresented its board composition in
the Assignment Application. Phelps
stated that the board members of MEE
were ‘‘completely different people’’ than
those MEE listed in the Assignment
Application, and argued that MEE’s
statement in that application that there
were ‘‘no changes in the board
members, only the name of the
licensee’’ was false. To support his
claim, Phelps submitted copies of
corporate materials that MEE had filed
with the State of Ohio. The corporate
materials did not list Worcester,
Maniaci, Stolarczyk, Compton, or
Hazelett, the names listed in the
Assignment Application. Instead, they
listed four different individuals: Shawn
Craft (Craft), Linda Sims (Sims), Glenn
Coble (Coble), and Terry Tackett
(Tackett).
4. MEE did not respond to the
Informal Objection. Accordingly, we
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sent the first of three letters of inquiry
(First LOI) to MEE in December of 2020.
5. The First LOI requested
information regarding MEE’s board, and
its officers and directors, and directed
MEE to submit copies of all corporate
materials related to its board
composition, or the appointment,
resignation or termination of MEE
officers or directors. It also required
MEE to provide an affidavit or
declaration made under penalty of
perjury in support of its response.
6. The LOI directed MEE to respond
no later than January 7, 2021. MEE did
not meet this deadline. Thus, on
February 12, 2021, we dismissed the
Renewal Application, cancelled the
Station’s license, and informed MEE
that its authority to operate the Station
had terminated. On February 16, 2021,
MEE filed a pleading (First LOI
Response) that served as both a petition
for reconsideration of the actions taken
on February 12, 2021, and a response to
the First LOI. Upon receipt of this
pleading, we reinstated the Renewal
Application and reinstated the license.
7. In the First LOI Response, MEE
listed a board that was entirely different
from the board it had identified in the
Assignment Application. MEE stated
that its board consisted of Craft, Sims,
Coble, and Tackett, each of whom MEE
contends had been on the MEE board
from ‘‘2019-Present.’’ MEE indicated
that Craft also had been its President
from ‘‘2019-Present.’’ MEE appeared to
explain away any inconsistencies
between the board it identified in its
Assignment Application and the one it
identified in its First LOI Response by
stating that ‘‘[s]everal of the board
members that left [MMF] in 2019
became ill and have since passed away
such as . . . Maniaci, and . . .
Hazelett.’’ However, MEE failed to
identify specifically each former MEE
board member and the duration of their
tenure on the MEE board. MEE then
obliquely explained that ‘‘there [sic]
positions were filled with members who
knew the radio station and have had its
best interests and that of the community
at heart.’’ MEE did not specify whether
the positions filled were on its or
MMF’s board. Furthermore, despite the
fact that, like Maniaci and Hazelett,
Compton was listed as an MEE board
member in the Assignment Application,
and despite the fact that Compton
preceded Maniaci and Hazelett in death,
MEE did not mention Compton in the
First LOI Response. MEE did not
provide either the documents required
to be produced in response to the First
LOI, or the supporting affidavit or
declaration requested in the First LOI.
Finally, MEE asserted that the Station
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‘‘has fulfilled the education
qualification for LPFM stations very
well’’ and that the Station is ‘‘the last
station in Marion[,] Ohio to provide
local news [and] weather every hour.’’
8. Phelps replied to the First LOI
Response, asserting that it was
incomplete, and repeating his
allegations that MEE had made
misrepresentations to the Commission.
Specifically, Phelps argued that MEE
had lied either in the Assignment
Application, or in the First LOI
Response. He also asserted that MEE
had made additional false statements in
the First LOI Response regarding the
Station being the only station in Marion
offering hourly news and weather.
Finally, Phelps noted that MEE had
continued to operate the Station
between February 12, 2021, and
February 16, 2021, after the cancellation
of the license, and before the
reinstatement.
9. Having noted the inconsistencies
between MEE’s statements in the First
LOI Response and the Assignment
Application, and having identified
deficiencies in the First LOI Response,
we sent a second letter of inquiry in
February of 2021 (Second LOI). The
Second LOI directed MEE to provide the
information, documentation, and
supporting affidavit (or declaration)
missing from the First LOI Response. It
also noted that, based on the
information provided in the First LOI
Response, it appeared MEE had made a
false statement about its board
composition in the Assignment
Application. The Second LOI directed
MEE to explain ‘‘what basis it had’’ for
stating in the Assignment Application
that the MEE and MMF boards were
identical.
10. MEE submitted a response
(Second LOI Response), which included
one document (its Initial Articles of
Incorporation, which are dated April 29,
2019), and a supporting declaration. In
its Second LOI Response, MEE stated
that it was incorporated in 2019 by
Craft, Sims, Coble and Tackett.
According to MEE, at the time the
Assignment Application was filed on
May 9, 2019, ‘‘it was believed and
thought that the [MMF] board members
would be able to continue in the same
capacity.’’ The Second LOI Response
listed Worcester, Maniaci, Stolarczyk,
and Hazelett as ‘‘board members’’ but
did not specify whether they were board
members of MEE, MMF, or both. MEE
indicated that Worcester had set a
resignation/retirement date for late May
2019. It stated that, on May 29, 2019,
MEE’s incorporators held a meeting (5–
29–19 Meeting) at which they ‘‘decided
to form a new board, with Craft serving
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as President, Sims as Secretary, and
Coble and Tackett as board members.
According to MEE, this decision was
made based on the ‘‘health and age of
board members who were coming over
from [MMF].’’ Like the First LOI
Response, the Second LOI Response did
not discuss Compton at all.
11. Phelps replied to the Second LOI
Response, noting that MEE still had not
included all of the information or
documents requested. Phelps also
highlighted inconsistencies in the
information provided by MEE and
questioned certain statements made by
MEE in the Second LOI Response.
12. Because the Second LOI Response
raised more questions than it answered,
we sent a third and final letter of
inquiry in March of 2021 (Third LOI).
The Third LOI again requested that MEE
provide the missing information. It also
directed MEE to clarify statements made
in the Second LOI Response.
13. MEE submitted a response (Third
LOI Response), which purports to list all
current and former MEE board members
(and the specific dates on which each
member served on the MEE board). MEE
also submitted copies of bylaws, a
document recording the appointment of
MEE’s initial board, and meeting
minutes. MEE now indicates that
Worcester sat on its board from April
29, 2019, until May 28, 2019, and
Maniaci, Stolarczyk and Hazelett were
on the board from April 29, 2019, to
May 29, 2019. MEE states that the initial
board was ‘‘chosen by vote of the
incorporators’’ and that, to MEE’s
knowledge, no person served on the
MEE and MMF boards at the same time.
MEE notes that Worcester chose to
resign/retire from MEE on May 28, 2019,
and that Craft took over her position as
President of MEE on that date as set
forth in the MEE bylaws. MEE states
that Maniaci, Stolarczyk, and Hazelett
were invited to participate in the 5–29–
19 Meeting but did not because ‘‘their
health was failing.’’ MEE explains that
they resigned from the MEE board
effective May 29, 2019, because they
‘‘could not attend meetings on a regular
basis.’’ MEE reports that, at the 5–29–19
Meeting, the incorporators ‘‘voted on
who would fill’’ the vacant board seats.
According to MEE, this was done as
specified in its bylaws. In terms of
Compton, MEE explains that she ‘‘had
passed away’’ prior to the 5–29–19
Meeting, but avoids specifying the date
of Compton’s death and does not
address the Third LOI’s question as to
why MEE did not list Compton as an
initial board member in the Second LOI
Response. MEE states that ‘‘her
successor had not been chosen at that
time’’ (apparently meaning after her
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death but prior to the 5–29–19 Meeting).
MEE indicates that, ‘‘when the transfer
was being filed with the FCC
[Compton’s death] was pointed out to an
FCC representative.’’ According to MEE,
the Commission representative
‘‘explained that a certain percentage of
board members had to change for this to
be an issue as it would not [a]ffect the
voting quorum.’’ MEE states that it did
not file a pro forma transfer of control
application regarding the board changes
made at the 5–29–19 Meeting, ‘‘because
we had hoped that some of the original
board members might have been able to
return.’’
14. Phelps replied to the Third LOI
Response, accusing MEE of lying to the
Commission about Compton, and about
the existence of certain corporate
documents like bylaws and meeting
minutes.
15. Section 309(k) of the Act, 47
U.S.C. 309(k), provides that the
Commission shall renew a station’s
license if it finds that during the
previous license term: (a) The station
served the public interest, convenience,
and necessity; (b) there were no serious
violations by the licensee of the Act or
the Rules; and (c) there have been no
other violations by the licensee of the
Act or Rules which, taken together,
would constitute a pattern of abuse. If
a licensee has not met these
requirements, the Commission may
deny the licensee’s application to renew
its station’s license, or grant the
application on such terms and
conditions as are appropriate, including
a short-term renewal. Prior to denying a
renewal application, the Commission
must provide notice and opportunity for
a hearing conducted in accordance with
section 309(e) of the Act, 47 U.S.C.
309(e), and consider whether any
mitigating factors justify the imposition
of lesser sanctions.
16. The Commission and the courts
have recognized that ‘‘[t]he FCC relies
heavily on the honesty and probity of its
licensees in a regulatory system that is
largely self-policing.’’ Full and clear
disclosure of all material facts in every
application (or response to a
Commission request for information) is
essential to the efficient administration
of the Commission’s licensing process,
and the Commission’s proper analysis of
an application is critically dependent on
the accuracy and completeness of
information and data that only the
applicant can provide.
Misrepresentation and lack of candor
raise serious concerns as to the
likelihood that the Commission can rely
on an applicant, permittee, or licensee
to be truthful. Thus, misrepresentation
and lack of candor constitute the types
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of serious violations of the Rules that
may be grounds for denying a license
renewal application.
17. Section 1.17(a)(1) of the Rules, 47
CFR 1.17(a)(1), provides that no person
shall, in any written or oral statement of
fact, ‘‘intentionally provide material
factual information that is incorrect or
intentionally omit material information
that is necessary to prevent any material
factual statement that is being made
from being incorrect or misleading.’’ A
misrepresentation (a false statement of
fact or false certification made with
intent to deceive the Commission) is
within the scope of section 1.17.
Similarly, lack of candor (a
concealment, evasion, or other failure to
be fully informative, accompanied by an
intent to deceive the Commission) is
within the scope of the rule. A
necessary and essential element of both
misrepresentation and lack of candor is
intent to deceive. Intent to deceive can
be found where a licensee or applicant
knowingly makes a false statement (or
false certification), and can also be
found from motive or logical desire to
deceive, or when the surrounding
circumstances clearly show the
existence of intent to deceive.
18. Section 1.17(a)(2) of the Rules, 47
CFR 1.17(a)(2), further requires that no
person may provide, in any written
statement of fact, ‘‘material factual
information that is incorrect or omit
material information that is necessary to
prevent any material factual statement
that is made from being incorrect or
misleading without a reasonable basis
for believing that any such material
factual statement is correct and not
misleading.’’ Thus, even absent an
intent to deceive, an incorrect statement
regarding material factual information
(or an omission of such information)
may constitute an actionable violation
of section 1.17 of the Rules if the
statement (or omission) was made
without a reasonable basis for believing
that the material factual statement was
correct and not misleading.
19. Failure to Submit Full and
Complete Responses to LOIs. We find
there is a substantial and material
question of fact as to whether MEE
violated section 73.1015 of the Rules, 47
CFR 73.1015. That Rule states: ‘‘The
Commission or its representatives may,
in writing, require from any applicant,
permittee, or licensee written statements
of fact relevant to a determination
whether an application should be
granted or denied, or to a determination
whether a license should be revoked, or
to any other matter within the
jurisdiction of the Commission.’’ It is
important that licensees (and applicants
and permittees) fully respond to
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12699
Commission requests for information,
and do so in a timely manner. The
failure to do so impedes the
Commission’s ability to carry out its
responsibilities.
20. The First LOI made a
straightforward request for a list of all
MEE board members and officers,
present and past, and the dates each
person served on the board or as an
officer. Despite the clarity and
simplicity of the request, and despite
the fact that MEE clearly was in
possession of this information, MEE
submitted a list of only its current board
members and officers, and specified
only the year (as opposed to the month,
day, and year) in which these
individuals were installed as board
members and/or officers. Further, MEE
did not submit any documentation
related to its board composition, or the
installation and removal of its board
members and officers. MEE also did not
submit the supporting affidavit or
declaration required by the First LOI.
21. The Second LOI again requested
that MEE identify all individuals who
had served as officers and directors of
MEE since it was first incorporated. It
again specified that MEE ‘‘must also
state the position or positions the
person held, and the dates on which the
person held those positions.’’ In
addition, it offered the guidance that ‘‘if
John Doe was an officer or director of
MEE, [MEE] would list his name and
then identify the position that he held
and when he held it (i.e., Vice President
from January 1, 2019, to December 31,
2020).’’ Even though the Second LOI
included this specific guidance and
even though it noted that, based on the
First LOI Response, it appeared MEE
had made false statements to the
Commission, MEE submitted a Second
LOI Response that contained oblique
and unclear language regarding its board
composition.
22. The Third LOI directed MEE ‘‘to
explain why Compton—who is listed as
an MMF and MEE board member in the
Assignment Application—is not
included in its list’’ of board members
who supported the changes made to the
MEE board membership on May 29,
2019. MEE also was instructed to
‘‘indicate whether Compton was an
MEE board member on May 29, 2019.’’
In the Third LOI Response, MEE stated
that Compton ‘‘had passed away’’ prior
to the 5–29–19 Meeting, but avoided
specifying the date of Compton’s death
and did not explain why MEE did not
list Compton as an initial board member
in the Second LOI Response.
23. There are substantial and material
questions of fact regarding whether MEE
submitted incomplete responses to the
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First, Second, and Third LOIs in willful
and repeated violation of section
73.1015 of the Rules. We therefore
designate appropriate issues to
determine whether MEE submitted
incomplete responses to these three
LOIs in willful and repeated violation of
the Rules.
24. Misrepresentation and/or Lack of
Candor. In addition, we find that there
are substantial and material questions of
fact regarding whether MEE violated
section 1.17(a)(1) (or violated section
1.17(a)(2)) when it listed Worcester,
Maniaci, Stolarczyk, and Hazelett as
MEE’s board members in the
Assignment Application. We note that
the MEE board members listed in the
Assignment Application were not those
listed in the First LOI Response or in the
materials filed with the State of Ohio
upon MEE’s formation, and MEE’s
explanation for this discrepancy has
changed over time. Moreover, as noted
below, questions have arisen regarding
the authenticity of the materials that
MEE submitted to support its claim that
Worcester, Maniaci, Stolarczyk, and
Hazelett were members of the MEE
board in May 2019.
25. We further find that there are
substantial and material questions of
fact regarding whether MEE’s listing of
Compton as a board member in the
Assignment Application constituted a
misrepresentation in violation of section
1.17(a)(1), or a violation of section
1.17(a)(2). We note that, at the time MEE
filed the Assignment Application, MEE
appears to have been aware that
Compton had passed away. We find that
this raises questions as to whether MEE
listed Compton as a board member in
the Assignment Application in order to
deceive the Commission. It also suggests
that, at a minimum, MEE may have
lacked a reasonable basis for believing
that its inclusion of Compton in the list
of MEE board members was correct and
not misleading. We note that, even if, as
MEE claims, it pointed Compton’s death
out to an ‘‘FCC representative,’’ MEE
did not do so prior to filing the
Assignment Application, nor has it
adequately explained why the
Assignment Application nevertheless
listed Compton as a board member of
MMF and MEE.
26. A substantial and material
question of fact also exists regarding
whether MEE lacked candor in violation
of section 1.17(a)(1) (or violated section
1.17(a)(2)) when it failed to disclose
Compton’s death in the First and
Second LOI Responses, and failed to
divulge the date of Compton’s death in
the Third LOI Response. Given that
MEE divulged the deaths of Maniaci and
Hazelett in the First LOI Response and
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indicated they had passed away at some
point after May 29, 2019, it appears
MEE intentionally avoided mentioning
Compton in the First LOI Response and
did so again in the Second LOI
Response. Further evidence of MEE’s
apparent intent to deceive the
Commission can be found in the Third
LOI Response. Therein, despite being
instructed to address Compton’s
involvement with MEE, MEE only
acknowledged Compton’s passing, and
avoided stating when Compton had
passed away or acknowledging that
Compton had never been involved with
MEE. We assume that MEE believed it
was in its interest to mislead the
Commission about Compton’s death
because, by revealing that Compton
passed away in 2016, MEE would have
made clear to the Bureau that it had
engaged in misrepresentation and lack
of candor in the Assignment
Application and its LOI Responses.
27. Moreover, there is a substantial
and material question of fact regarding
whether MEE violated section 1.17(a)(1)
by fabricating the materials it submitted
with the Third LOI Response in a post
hoc attempt to provide evidence
supporting the version of events set
forth therein. We find it suspicious that
MEE did not submit these materials
with its earlier LOI Responses,
particularly the Second LOI Response
(which did include some
documentation). If, as we suspect, the
bylaws and meeting minutes did not
exist at the time MEE submitted its
earlier LOI Responses, that would
explain why MEE did not include them
with those responses, and why, in the
Second LOI Response, MEE stated it had
provided all materials in its possession.
While MEE states in the Third LOI
Response that it omitted these materials
from its earlier responses because it was
‘‘not aware that the FCC wanted to see
them,’’ we find this explanation
unconvincing. The first two LOIs clearly
required such documents to be
produced, and MEE never indicated any
confusion over what was required in its
responses to those LOIs.
28. Finally, there is a substantial and
material question of fact regarding
whether, as Phelps alleges, MEE falsely
stated that the Station is the ‘‘last
station’’ in Marion, Ohio, providing
local news and weather to listeners
every hour. Phelps states that, contrary
to MEE’s statement, another three
stations (WMRN(AM), WMRN–FM, and
WYNT–FM) licensed to the community
of Marion provide local news and
weather every hour, and an additional
two stations (WDIF–LP, and WZMO–LP)
licensed to Marion provide ‘‘weather
every hour and local programming
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throughout their broadcast days.’’ MEE
has offered no evidence demonstrating
that Phelps’ statement is incorrect.
However, we note that WYNT–FM
actually is licensed to Caledonia, Ohio.
The other four stations, though, are
licensed to Marion, and, of those, at
least one (WZMO–LP) provides hourly
news and weather updates.
Accordingly, we conclude that it
appears MEE knowingly provided false
information to the Bureau in order to
bolster its argument that the Station’s
license should be renewed.
29. We note that Phelps made one
additional allegation that MEE had
made a false statement, but find that
Phelps did not raise a substantial and
material question of fact regarding this
allegation. Specifically, Phelps alleged
that MEE made a false statement in the
Transfer Application regarding why
Worcester resigned from the MEE board.
MEE stated that Worcester’s resignation
was voluntary, but Phelps alleged it was
not, citing an Assurance of
Discontinuance that Worcester (and
Spears and MMF) entered into with the
Ohio Attorney General. Because the
Assurance of Discontinuance was
related to Worcester’s involvement with
MMF, not MEE, we find it is not
probative of whether Worcester
voluntarily resigned from the MEE
board. Phelps has submitted no other
information to support his allegation
that Worcester’s resignation from the
MEE board was not voluntary.
Therefore, we find he has not raised a
substantial and material question of fact
that requires further investigation.
30. To summarize, MEE appears to
have misrepresented its board
composition in the Assignment
Application. Then, when we inquired
about its board composition, MEE
offered different and, at times
inconsistent, explanations. This, in turn,
reinforced our initial concern that MEE
knowingly submitted false information
in the Assignment Application, and
engendered additional concerns that, in
an attempt to cover up its original
misrepresentation, MEE made
additional misrepresentations to, or
lacked candor with, the Commission in
the LOI Responses. Our concerns about
whether MEE is capable of honesty in
future dealings with the Commission are
further bolstered by MEE’s apparent
false statement regarding its
programming being unique in its
community of license.
31. Failure to File Required Form. We
find that a question of fact exists
regarding whether MEE intentionally
chose not to notify the Commission that
a pro forma transfer of control of MEE
occurred in May 2019. If, as MEE asserts
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in the LOI Responses, its entire board
turned over between May 28, and May
29, 2019, then MEE should have filed a
pro forma transfer of control application
within 30 days of this event. It did not
do so despite the fact that it was aware
of the need to file such an application
based both on the conversation with an
‘‘FCC representative’’ that it mentions in
the Third LOI Response, and based on
the fact that it filed an unnecessary pro
forma transfer of control application
when Worcester allegedly resigned as
President and board member on May 28,
2019, and Craft allegedly took her place
as President. MEE admits as much in
the Third LOI Response. Thus, a
question of fact exists regarding whether
MEE intentionally chose not to notify
the Commission. We find that this
question of fact is both substantial and
material, and thus should be examined
in the hearing proceeding. We reach this
conclusion because, if MEE
intentionally ignored the notice
requirement set forth in section 73.865,
that would demonstrate a propensity for
ignoring Commission rules and
requirements, and could render serious
a rule violation that might otherwise be
considered minor.
32. Unauthorized Operations. We
reject Phelps’ argument that MEE
violated section 301 of the Act, which
prohibits any person from transmitting
signals by radio ‘‘except under and in
accordance with this chapter and with
a license . . . granted under the
provisions of this chapter.’’ Phelps
argues that MEE violated section 301 of
the Act because it lacked authority to
operate the Station between February
12, 2021 (when we dismissed the
Renewal Application), and February 16,
2021 (when we returned the Renewal
Application to pending status), but kept
the Station on the air. However, Phelps
ignores section 307(c)(3) of the Act, 47
U.S.C. 307(c)(3), which applies to
renewal applications and provides that,
‘‘[p]ending any administrative or
judicial hearing and final decision on
such an application and the disposition
of any petition for rehearing pursuant to
section 405 or section 402 of [the Act],
the Commission shall continue such
license in effect.’’ Because there had
been no final decision regarding the
Renewal Application, the Station’s
license continued in effect, and no
unauthorized operation occurred
between February 12, and 16, 2021.
33. Restricted Proceeding. This
hearing proceeding is a ‘‘restricted’’
proceeding pursuant to section 1.1208
of the Rules, 47 CFR 1.1208, and thus
ex parte presentations to or from
Commission decision-making
personnel, including the presiding
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officer and her staff and Bureau staff, are
prohibited, except as otherwise
provided in the Rules.
34. Electronic Filing of Documents.
All pleadings in this proceeding,
including written submissions such as
letters, discovery requests and
objections and written responses
thereto, excluding confidential and/or
other protected material, must be filed
in MB Docket No. 22–76 using ECFS.
ECFS shall also act as the repository for
records of actions taken in this
proceeding, excluding confidential and/
or other protected material, by the
presiding officer and the Commission.
Documents responsive to any party’s
requests for production of documents
should not be filed on ECFS. Such
responsive documents shall be served
directly on counsel for the party
requesting the documents and produced
either in hard copy or in electronic form
(e.g., hard drive, thumb drive) with files
named in such a way as it is clear how
the documents are organized.
35. Case Caption. The caption of any
pleading filed in this proceeding, as
well as all letters, documents, or other
written submissions including
discovery requests and objections and
responses thereto, shall indicate
whether it is to be acted upon by the
Commission or the presiding officer.
The presiding officer shall be identified
by name.
36. Electronic service on the
Enforcement Bureau shall be made
using the following email address:
EBHearings@fcc.gov.
37. Accordingly, it is ordered that,
pursuant to sections 309(e), and 309(k)
of the Communications Act of 1934, as
amended, and section 1.221(a) of the
Commission’s Rules, 47 CFR 1.221(a),
the captioned application of The Marion
Education Exchange for renewal of
license of station WWGH–LP, Marion,
Ohio, is designated for hearing in a
proceeding before the FCC
Administrative Law Judge, at a time and
place to be specified in a subsequent
order, upon the following issues:
(a) To determine whether The Marion
Education Exchange violated section
73.1015 of the Commission’s rules, 47
CFR 73.1015, by failing to fully and
completely respond to Commission
letters of inquiry.
(b) To determine whether The Marion
Education Exchange violated section
1.17 of the Commission’s rules, 47 CFR
1.17, by making misrepresentations to,
and/or lacking candor with, the
Commission both in the application for
consent to assignment of the license of
WWGH–LP, Marion, Ohio, and in its
responses to letters of inquiry sent by
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12701
the Media Bureau on December 8, 2020,
February 17, 2021, and March 30, 2021.
(c) To determine whether The Marion
Education Exchange violated section
73.865 of the Commission’s rules, 47
CFR 73.865, by failing to notify the
Commission of the pro forma transfer of
control that appears to have occurred on
May 29, 2019, and, if so, whether it did
so intentionally.
(d) To determine, in light of the
evidence adduced pursuant to the
specified issues, if the captioned
application for renewal of license for
station WWGH–LP should be granted.
38. It is further ordered that, in
addition to resolving the foregoing
issues, the hearing shall determine,
pursuant to section 503(b)(1) of the
Communications Act of 1934, as
amended, 47 U.S.C. 503(b)(1), whether
an order of forfeiture should be issued
against The Marion Education Exchange
in an amount not to exceed the statutory
limit of $55,052 for each violation (or
each day of a continuing violation) of
each Commission rule section above for
which the statute of limitations in
section 503(b)(6) of the Communications
Act of 1934, as amended, 47 U.S.C.
503(b)(6), has not lapsed.
39. It is further ordered that, in
connection with the possible forfeiture
liability noted above, this document
constitutes notice pursuant to section
503(b)(4) of the Communications Act of
1934, as amended, 47 U.S.C. 503(b)(4).
40. It is further ordered that, pursuant
to sections 309(e), 309(k), 312(c) of the
Communications Act of 1934, as
amended, 47 U.S.C. 309(e), 309(k),
312(c), and section 1.221(c) of the
Commission’s Rules, 47 CFR 1.221(c), in
order to avail itself of the opportunity to
be heard and the right to present
evidence at a hearing in this proceeding,
The Marion Education Exchange, itself
or by its attorney, shall file with the
Commission, within 20 calendar days of
the mailing of this Hearing Designation
Order, Notice of Opportunity for
Hearing, and Notice of Apparent
Liability for Forfeiture, a written
appearance stating its intention to
appear at the hearing and present
evidence on the issues specified above.
41. It is further ordered that pursuant
to section 1.221(c) of the Commission’s
Rules, if The Marion Education
Exchange fails to file a written
appearance within the time specified
above, or has not filed prior to
expiration of that time a petition to
dismiss without prejudice, or a petition
to accept, for good cause shown, such
written appearance beyond expiration of
said 20 days, the pending application
will be dismissed with prejudice for
failure to prosecute.
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42. It is further ordered that, pursuant
to section 1.221(d) of the Commission’s
rules, 47 CFR 1.221(d), the Chief,
Enforcement Bureau, is made a party to
this proceeding without the need to file
a written appearance.
43. It is further ordered that, in
accordance with section 309(e) of the
Communications Act of 1934, as
amended, 47 U.S.C. 309(e), and section
1.254 of the Commission’s Rules, 47
CFR 1.254, the burden of proceeding
with the introduction of evidence and
the burden of proof with respect to the
issues listed above shall be upon The
Marion Education Exchange.
44. It is further ordered that a copy of
each document filed in this proceeding
subsequent to the date of adoption of
this Hearing Designation Order, Notice
of Opportunity for Hearing, and Notice
of Apparent Liability for Forfeiture shall
be served on the counsel of record
appearing on behalf of the Chief,
Enforcement Bureau. Parties may
inquire as to the identity of such
counsel by calling the Investigations &
Hearings Division of the Enforcement
Bureau at (202) 418–1420. Such service
copy shall be addressed to the named
counsel of record, Investigations &
Hearings Division, Enforcement Bureau,
Federal Communications Commission,
45 L Street NE, Washington, DC 20554.
45. It is further ordered, that The
Marion Education Exchange, pursuant
to section 311(a)(2) of the
Communications Act of 1934, as
amended, 47 U.S.C. 311(a)(2), and
section 73.3594 of the Commission’s
Rules, 47 CFR 73.3594, shall give notice
of the hearing within the time and in the
manner prescribed in such Rule, and
shall advise the Commission of the
publication of such notice as mandated
by section 73.3594 of the Commission’s
Rules.
46. It is further ordered that a copy of
this Hearing Designation Order, Notice
of Opportunity for Hearing, and Notice
of Apparent Liability for Forfeiture shall
be sent via Certified Mail, Return
Receipt Requested, and by regular firstclass mail to The Marion Education
Exchange, PO Box 43302, Marion, OH
43302, and Shawn Craft, 1366 Montego
Drive, Marion, OH 43302.
47. It is further ordered that the
Secretary of the Commission shall cause
to have this Hearing Designation Order,
Notice of Opportunity for Hearing, and
Notice of Apparent Liability for
Forfeiture, or a summary thereof
published in the Federal Register.
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Federal Communications Commission.
Thomas Horan,
Chief of Staff, Media Bureau.
[FR Doc. 2022–04757 Filed 3–4–22; 8:45 am]
BILLING CODE 6712–01–P
FEDERAL COMMUNICATIONS
COMMISSION
[OMB 3060–1185; FR ID 74457]
Information Collection Being Reviewed
by the Federal Communications
Commission Under Delegated
Authority
Federal Communications
Commission.
ACTION: Notice and request for
comments.
AGENCY:
As part of its continuing effort
to reduce paperwork burdens, and as
required by the Paperwork Reduction
Act (PRA), the Federal Communications
Commission (FCC or Commission)
invites the general public and other
Federal agencies to take this
opportunity to comment on the
following information collections.
Comments are requested concerning:
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information shall have practical utility;
the accuracy of the Commission’s
burden estimate; ways to enhance the
quality, utility, and clarity of the
information collected; ways to minimize
the burden of the collection of
information on the respondents,
including the use of automated
collection techniques or other forms of
information technology; and ways to
further reduce the information
collection burden on small business
concerns with fewer than 25 employees.
The FCC may not conduct or sponsor a
collection of information unless it
displays a currently valid Office of
Management and Budget (OMB) control
number. No person shall be subject to
any penalty for failing to comply with
a collection of information subject to the
PRA that does not display a valid OMB
control number.
DATES: Written comments should be
submitted on or before May 6, 2022. If
you anticipate that you will be
submitting comments but find it
difficult to do so within the time period
allowed by this notice, you should
advise the contacts below as soon as
possible.
ADDRESSES: Direct all PRA comments to
Cathy Williams, FCC, via email PRA@
fcc.gov and to Cathy.Williams@fcc.gov.
SUMMARY:
PO 00000
Frm 00047
Fmt 4703
Sfmt 4703
For
additional information about the
information collection, contact Cathy
Williams at (202) 418–2918.
SUPPLEMENTARY INFORMATION:
OMB Control Number: 3060–1184.
Title: Sections 1.946(d), 27.10(d),
27.12, 27.14 and 27.17, Service Rules for
the Advanced Wireless Services H
Block—Implementing Section 6401 of
the Middle Class Tax Relief and Job
Creation Act of 2012 Related to the
1915–1920 MHz and 1995–2000 MHz
Bands—R&O, FCC 13–88.
Form Number: N/A.
Type of Review: Extension of a
currently approved collection.
Respondents: Business or other forprofit entities.
Number of Respondents: 1
respondent; 352 responses.
Estimated Time per Response: 1 hour.
Frequency of Response: On occasion
reporting requirement and at the end of
the license term for incumbent
licensees.
Obligation to Respond: Statutory
authority for this collection are
contained in sections 15 U.S.C. 79 et
seq.; 47 U.S.C. 151, 154(i), 154(j), 155,
157, 225, 227, 303(r), 309, 310, 1404,
and 145.
Total Annual Burden: 352 hours.
Total Annual Cost: No cost.
Needs and Uses: On June 27, 2013,
the FCC adopted: Service Rules for the
Advanced Wireless Services H Block—
Implementing Section 6401 of the
Middle Class Tax Relief and Job
Creation Act of 2012 Related to the
1915–1920 MHz and 1995–2000 MHz
Bands, WT Docket 12–357, Report and
Order, 28 FCC Rcd 9483 (2013) (H Block
R&O). The H Block R&O adopted service
rules for the H Block and makes
available 10 MHz of paired spectrum for
flexible use in accordance with the
Middle Class Tax Relief and Job
Creation Act of 2012. The H Block R&O
contained the following information
collection requirements which have
already been approved by OMB.
For the purpose of this collection, a
winning bidder of H Block spectrum
must comply with each of the following
rule sections:
(a) Section 1.946(d) requires H Block
licensees to file a construction
notification and certify that they have
met the applicable performance
benchmarks.
(b) Section 27.10(d) requires an H
Block licensee to notify the Commission
within 30 days if it changes, or adds to,
the carrier status on its license.
(c) Section 27.12 requires H Block
licensees to comply with certain
eligibility reporting requirements.
FOR FURTHER INFORMATION CONTACT:
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Agencies
[Federal Register Volume 87, Number 44 (Monday, March 7, 2022)]
[Notices]
[Pages 12697-12702]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-04757]
=======================================================================
-----------------------------------------------------------------------
FEDERAL COMMUNICATIONS COMMISSION
[MB Docket No. 22-76; FCC DA 22-187; FR ID 74348]
Application of The Marion Education Exchange for Renewal of
License for Station WWGH-LP, Marion, Ohio
AGENCY: Federal Communications Commission.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: This Hearing Designation Order, Notice of Opportunity for
Hearing, and Notice of Apparent Liability for Forfeiture (Order)
commences a hearing to determine whether The Marion Education Exchange
(MEE) has committed violations of the Communications Act of 1934, as
amended (Act) and/or the rules and regulations (Rules) of the Federal
Communications Commission (Commission), and, as a consequence, whether
MEE's application (Renewal Application) to renew the license of low
power FM radio station WWGH-LP, Marion, Ohio (Station) should be
granted or denied pursuant to section 309(k) of the Act, and whether a
forfeiture should be imposed against MEE.
DATES: Persons desiring to participate as parties in the hearing shall
file a petition for leave to intervene not later than April 6, 2022.
ADDRESSES: File documents with the Office of the Secretary, Federal
Communications Commission, 45 L Street NE, Washington, DC 20554, with a
copy mailed to each party to the proceeding. Each document that is
filed in this proceeding must display on the front page the docket
number of this hearing, ``MB Docket No. 22-76.''
FOR FURTHER INFORMATION CONTACT: Albert Shuldiner, Media Bureau, (202)
418-2721.
SUPPLEMENTARY INFORMATION: This is a summary of the Hearing Designation
Order, Notice of Opportunity for Hearing, and Notice of Apparent
Liability for Forfeiture (Order), MB Docket No. 22-76, FCC DA 22-187,
adopted and released February 23, 2022. The full text of the Order is
available online by using the search function for MB Docket No. 22-76
on the Commission's ECFS web page at https://apps.fcc.gov/ecfs/.
Summary of the Order
1. MEE was registered with the State of Ohio as a non-profit
corporation on May 2, 2019, with Shawn Craft as the registered agent.
On May 9, 2019, MEE and Marion Midget Football (MMF)--the Station's
former licensee--filed an application for Commission consent to the pro
forma assignment of the Station's license from MMF to MEE (Assignment
Application). Therein, MEE indicated that ``[t]here are no changes in
the board members, only the name of the licensee.'' MEE listed Patti
Worcester (Worcester), Martha Maniaci (Maniaci), Mary Ann Stolarczyk
(Stolarczyk), Betty Compton (Compton), and Marge Hazelett (Hazelett) as
its board members, and indicated each had 20 percent voting rights. We
granted the unopposed Assignment Application on May 21, 2019. In the
course of this license renewal proceeding, we have learned that Compton
died on November 7, 2016, more than two years before MEE filed the
Assignment Application that listed her as one of five existing and
continuing members of MEE's board.
2. On May 28, 2019, MEE filed a pro forma transfer of control
application (Transfer Application). MEE reported that ``Worcester has
decided to retire and voluntarily transfers her position to Shawn
Craft.'' We granted the unopposed Transfer Application on July 11,
2019.
3. On June 6, 2020, MEE filed the Renewal Application. Spencer
Phelps (Phelps) then filed an Informal Objection. Phelps alleged that
MEE had misrepresented its board composition in the Assignment
Application. Phelps stated that the board members of MEE were
``completely different people'' than those MEE listed in the Assignment
Application, and argued that MEE's statement in that application that
there were ``no changes in the board members, only the name of the
licensee'' was false. To support his claim, Phelps submitted copies of
corporate materials that MEE had filed with the State of Ohio. The
corporate materials did not list Worcester, Maniaci, Stolarczyk,
Compton, or Hazelett, the names listed in the Assignment Application.
Instead, they listed four different individuals: Shawn Craft (Craft),
Linda Sims (Sims), Glenn Coble (Coble), and Terry Tackett (Tackett).
4. MEE did not respond to the Informal Objection. Accordingly, we
[[Page 12698]]
sent the first of three letters of inquiry (First LOI) to MEE in
December of 2020.
5. The First LOI requested information regarding MEE's board, and
its officers and directors, and directed MEE to submit copies of all
corporate materials related to its board composition, or the
appointment, resignation or termination of MEE officers or directors.
It also required MEE to provide an affidavit or declaration made under
penalty of perjury in support of its response.
6. The LOI directed MEE to respond no later than January 7, 2021.
MEE did not meet this deadline. Thus, on February 12, 2021, we
dismissed the Renewal Application, cancelled the Station's license, and
informed MEE that its authority to operate the Station had terminated.
On February 16, 2021, MEE filed a pleading (First LOI Response) that
served as both a petition for reconsideration of the actions taken on
February 12, 2021, and a response to the First LOI. Upon receipt of
this pleading, we reinstated the Renewal Application and reinstated the
license.
7. In the First LOI Response, MEE listed a board that was entirely
different from the board it had identified in the Assignment
Application. MEE stated that its board consisted of Craft, Sims, Coble,
and Tackett, each of whom MEE contends had been on the MEE board from
``2019-Present.'' MEE indicated that Craft also had been its President
from ``2019-Present.'' MEE appeared to explain away any inconsistencies
between the board it identified in its Assignment Application and the
one it identified in its First LOI Response by stating that ``[s]everal
of the board members that left [MMF] in 2019 became ill and have since
passed away such as . . . Maniaci, and . . . Hazelett.'' However, MEE
failed to identify specifically each former MEE board member and the
duration of their tenure on the MEE board. MEE then obliquely explained
that ``there [sic] positions were filled with members who knew the
radio station and have had its best interests and that of the community
at heart.'' MEE did not specify whether the positions filled were on
its or MMF's board. Furthermore, despite the fact that, like Maniaci
and Hazelett, Compton was listed as an MEE board member in the
Assignment Application, and despite the fact that Compton preceded
Maniaci and Hazelett in death, MEE did not mention Compton in the First
LOI Response. MEE did not provide either the documents required to be
produced in response to the First LOI, or the supporting affidavit or
declaration requested in the First LOI. Finally, MEE asserted that the
Station ``has fulfilled the education qualification for LPFM stations
very well'' and that the Station is ``the last station in Marion[,]
Ohio to provide local news [and] weather every hour.''
8. Phelps replied to the First LOI Response, asserting that it was
incomplete, and repeating his allegations that MEE had made
misrepresentations to the Commission. Specifically, Phelps argued that
MEE had lied either in the Assignment Application, or in the First LOI
Response. He also asserted that MEE had made additional false
statements in the First LOI Response regarding the Station being the
only station in Marion offering hourly news and weather. Finally,
Phelps noted that MEE had continued to operate the Station between
February 12, 2021, and February 16, 2021, after the cancellation of the
license, and before the reinstatement.
9. Having noted the inconsistencies between MEE's statements in the
First LOI Response and the Assignment Application, and having
identified deficiencies in the First LOI Response, we sent a second
letter of inquiry in February of 2021 (Second LOI). The Second LOI
directed MEE to provide the information, documentation, and supporting
affidavit (or declaration) missing from the First LOI Response. It also
noted that, based on the information provided in the First LOI
Response, it appeared MEE had made a false statement about its board
composition in the Assignment Application. The Second LOI directed MEE
to explain ``what basis it had'' for stating in the Assignment
Application that the MEE and MMF boards were identical.
10. MEE submitted a response (Second LOI Response), which included
one document (its Initial Articles of Incorporation, which are dated
April 29, 2019), and a supporting declaration. In its Second LOI
Response, MEE stated that it was incorporated in 2019 by Craft, Sims,
Coble and Tackett. According to MEE, at the time the Assignment
Application was filed on May 9, 2019, ``it was believed and thought
that the [MMF] board members would be able to continue in the same
capacity.'' The Second LOI Response listed Worcester, Maniaci,
Stolarczyk, and Hazelett as ``board members'' but did not specify
whether they were board members of MEE, MMF, or both. MEE indicated
that Worcester had set a resignation/retirement date for late May 2019.
It stated that, on May 29, 2019, MEE's incorporators held a meeting (5-
29-19 Meeting) at which they ``decided to form a new board, with Craft
serving as President, Sims as Secretary, and Coble and Tackett as board
members. According to MEE, this decision was made based on the ``health
and age of board members who were coming over from [MMF].'' Like the
First LOI Response, the Second LOI Response did not discuss Compton at
all.
11. Phelps replied to the Second LOI Response, noting that MEE
still had not included all of the information or documents requested.
Phelps also highlighted inconsistencies in the information provided by
MEE and questioned certain statements made by MEE in the Second LOI
Response.
12. Because the Second LOI Response raised more questions than it
answered, we sent a third and final letter of inquiry in March of 2021
(Third LOI). The Third LOI again requested that MEE provide the missing
information. It also directed MEE to clarify statements made in the
Second LOI Response.
13. MEE submitted a response (Third LOI Response), which purports
to list all current and former MEE board members (and the specific
dates on which each member served on the MEE board). MEE also submitted
copies of bylaws, a document recording the appointment of MEE's initial
board, and meeting minutes. MEE now indicates that Worcester sat on its
board from April 29, 2019, until May 28, 2019, and Maniaci, Stolarczyk
and Hazelett were on the board from April 29, 2019, to May 29, 2019.
MEE states that the initial board was ``chosen by vote of the
incorporators'' and that, to MEE's knowledge, no person served on the
MEE and MMF boards at the same time. MEE notes that Worcester chose to
resign/retire from MEE on May 28, 2019, and that Craft took over her
position as President of MEE on that date as set forth in the MEE
bylaws. MEE states that Maniaci, Stolarczyk, and Hazelett were invited
to participate in the 5-29-19 Meeting but did not because ``their
health was failing.'' MEE explains that they resigned from the MEE
board effective May 29, 2019, because they ``could not attend meetings
on a regular basis.'' MEE reports that, at the 5-29-19 Meeting, the
incorporators ``voted on who would fill'' the vacant board seats.
According to MEE, this was done as specified in its bylaws. In terms of
Compton, MEE explains that she ``had passed away'' prior to the 5-29-19
Meeting, but avoids specifying the date of Compton's death and does not
address the Third LOI's question as to why MEE did not list Compton as
an initial board member in the Second LOI Response. MEE states that
``her successor had not been chosen at that time'' (apparently meaning
after her
[[Page 12699]]
death but prior to the 5-29-19 Meeting). MEE indicates that, ``when the
transfer was being filed with the FCC [Compton's death] was pointed out
to an FCC representative.'' According to MEE, the Commission
representative ``explained that a certain percentage of board members
had to change for this to be an issue as it would not [a]ffect the
voting quorum.'' MEE states that it did not file a pro forma transfer
of control application regarding the board changes made at the 5-29-19
Meeting, ``because we had hoped that some of the original board members
might have been able to return.''
14. Phelps replied to the Third LOI Response, accusing MEE of lying
to the Commission about Compton, and about the existence of certain
corporate documents like bylaws and meeting minutes.
15. Section 309(k) of the Act, 47 U.S.C. 309(k), provides that the
Commission shall renew a station's license if it finds that during the
previous license term: (a) The station served the public interest,
convenience, and necessity; (b) there were no serious violations by the
licensee of the Act or the Rules; and (c) there have been no other
violations by the licensee of the Act or Rules which, taken together,
would constitute a pattern of abuse. If a licensee has not met these
requirements, the Commission may deny the licensee's application to
renew its station's license, or grant the application on such terms and
conditions as are appropriate, including a short-term renewal. Prior to
denying a renewal application, the Commission must provide notice and
opportunity for a hearing conducted in accordance with section 309(e)
of the Act, 47 U.S.C. 309(e), and consider whether any mitigating
factors justify the imposition of lesser sanctions.
16. The Commission and the courts have recognized that ``[t]he FCC
relies heavily on the honesty and probity of its licensees in a
regulatory system that is largely self-policing.'' Full and clear
disclosure of all material facts in every application (or response to a
Commission request for information) is essential to the efficient
administration of the Commission's licensing process, and the
Commission's proper analysis of an application is critically dependent
on the accuracy and completeness of information and data that only the
applicant can provide. Misrepresentation and lack of candor raise
serious concerns as to the likelihood that the Commission can rely on
an applicant, permittee, or licensee to be truthful. Thus,
misrepresentation and lack of candor constitute the types of serious
violations of the Rules that may be grounds for denying a license
renewal application.
17. Section 1.17(a)(1) of the Rules, 47 CFR 1.17(a)(1), provides
that no person shall, in any written or oral statement of fact,
``intentionally provide material factual information that is incorrect
or intentionally omit material information that is necessary to prevent
any material factual statement that is being made from being incorrect
or misleading.'' A misrepresentation (a false statement of fact or
false certification made with intent to deceive the Commission) is
within the scope of section 1.17. Similarly, lack of candor (a
concealment, evasion, or other failure to be fully informative,
accompanied by an intent to deceive the Commission) is within the scope
of the rule. A necessary and essential element of both
misrepresentation and lack of candor is intent to deceive. Intent to
deceive can be found where a licensee or applicant knowingly makes a
false statement (or false certification), and can also be found from
motive or logical desire to deceive, or when the surrounding
circumstances clearly show the existence of intent to deceive.
18. Section 1.17(a)(2) of the Rules, 47 CFR 1.17(a)(2), further
requires that no person may provide, in any written statement of fact,
``material factual information that is incorrect or omit material
information that is necessary to prevent any material factual statement
that is made from being incorrect or misleading without a reasonable
basis for believing that any such material factual statement is correct
and not misleading.'' Thus, even absent an intent to deceive, an
incorrect statement regarding material factual information (or an
omission of such information) may constitute an actionable violation of
section 1.17 of the Rules if the statement (or omission) was made
without a reasonable basis for believing that the material factual
statement was correct and not misleading.
19. Failure to Submit Full and Complete Responses to LOIs. We find
there is a substantial and material question of fact as to whether MEE
violated section 73.1015 of the Rules, 47 CFR 73.1015. That Rule
states: ``The Commission or its representatives may, in writing,
require from any applicant, permittee, or licensee written statements
of fact relevant to a determination whether an application should be
granted or denied, or to a determination whether a license should be
revoked, or to any other matter within the jurisdiction of the
Commission.'' It is important that licensees (and applicants and
permittees) fully respond to Commission requests for information, and
do so in a timely manner. The failure to do so impedes the Commission's
ability to carry out its responsibilities.
20. The First LOI made a straightforward request for a list of all
MEE board members and officers, present and past, and the dates each
person served on the board or as an officer. Despite the clarity and
simplicity of the request, and despite the fact that MEE clearly was in
possession of this information, MEE submitted a list of only its
current board members and officers, and specified only the year (as
opposed to the month, day, and year) in which these individuals were
installed as board members and/or officers. Further, MEE did not submit
any documentation related to its board composition, or the installation
and removal of its board members and officers. MEE also did not submit
the supporting affidavit or declaration required by the First LOI.
21. The Second LOI again requested that MEE identify all
individuals who had served as officers and directors of MEE since it
was first incorporated. It again specified that MEE ``must also state
the position or positions the person held, and the dates on which the
person held those positions.'' In addition, it offered the guidance
that ``if John Doe was an officer or director of MEE, [MEE] would list
his name and then identify the position that he held and when he held
it (i.e., Vice President from January 1, 2019, to December 31, 2020).''
Even though the Second LOI included this specific guidance and even
though it noted that, based on the First LOI Response, it appeared MEE
had made false statements to the Commission, MEE submitted a Second LOI
Response that contained oblique and unclear language regarding its
board composition.
22. The Third LOI directed MEE ``to explain why Compton--who is
listed as an MMF and MEE board member in the Assignment Application--is
not included in its list'' of board members who supported the changes
made to the MEE board membership on May 29, 2019. MEE also was
instructed to ``indicate whether Compton was an MEE board member on May
29, 2019.'' In the Third LOI Response, MEE stated that Compton ``had
passed away'' prior to the 5-29-19 Meeting, but avoided specifying the
date of Compton's death and did not explain why MEE did not list
Compton as an initial board member in the Second LOI Response.
23. There are substantial and material questions of fact regarding
whether MEE submitted incomplete responses to the
[[Page 12700]]
First, Second, and Third LOIs in willful and repeated violation of
section 73.1015 of the Rules. We therefore designate appropriate issues
to determine whether MEE submitted incomplete responses to these three
LOIs in willful and repeated violation of the Rules.
24. Misrepresentation and/or Lack of Candor. In addition, we find
that there are substantial and material questions of fact regarding
whether MEE violated section 1.17(a)(1) (or violated section
1.17(a)(2)) when it listed Worcester, Maniaci, Stolarczyk, and Hazelett
as MEE's board members in the Assignment Application. We note that the
MEE board members listed in the Assignment Application were not those
listed in the First LOI Response or in the materials filed with the
State of Ohio upon MEE's formation, and MEE's explanation for this
discrepancy has changed over time. Moreover, as noted below, questions
have arisen regarding the authenticity of the materials that MEE
submitted to support its claim that Worcester, Maniaci, Stolarczyk, and
Hazelett were members of the MEE board in May 2019.
25. We further find that there are substantial and material
questions of fact regarding whether MEE's listing of Compton as a board
member in the Assignment Application constituted a misrepresentation in
violation of section 1.17(a)(1), or a violation of section 1.17(a)(2).
We note that, at the time MEE filed the Assignment Application, MEE
appears to have been aware that Compton had passed away. We find that
this raises questions as to whether MEE listed Compton as a board
member in the Assignment Application in order to deceive the
Commission. It also suggests that, at a minimum, MEE may have lacked a
reasonable basis for believing that its inclusion of Compton in the
list of MEE board members was correct and not misleading. We note that,
even if, as MEE claims, it pointed Compton's death out to an ``FCC
representative,'' MEE did not do so prior to filing the Assignment
Application, nor has it adequately explained why the Assignment
Application nevertheless listed Compton as a board member of MMF and
MEE.
26. A substantial and material question of fact also exists
regarding whether MEE lacked candor in violation of section 1.17(a)(1)
(or violated section 1.17(a)(2)) when it failed to disclose Compton's
death in the First and Second LOI Responses, and failed to divulge the
date of Compton's death in the Third LOI Response. Given that MEE
divulged the deaths of Maniaci and Hazelett in the First LOI Response
and indicated they had passed away at some point after May 29, 2019, it
appears MEE intentionally avoided mentioning Compton in the First LOI
Response and did so again in the Second LOI Response. Further evidence
of MEE's apparent intent to deceive the Commission can be found in the
Third LOI Response. Therein, despite being instructed to address
Compton's involvement with MEE, MEE only acknowledged Compton's
passing, and avoided stating when Compton had passed away or
acknowledging that Compton had never been involved with MEE. We assume
that MEE believed it was in its interest to mislead the Commission
about Compton's death because, by revealing that Compton passed away in
2016, MEE would have made clear to the Bureau that it had engaged in
misrepresentation and lack of candor in the Assignment Application and
its LOI Responses.
27. Moreover, there is a substantial and material question of fact
regarding whether MEE violated section 1.17(a)(1) by fabricating the
materials it submitted with the Third LOI Response in a post hoc
attempt to provide evidence supporting the version of events set forth
therein. We find it suspicious that MEE did not submit these materials
with its earlier LOI Responses, particularly the Second LOI Response
(which did include some documentation). If, as we suspect, the bylaws
and meeting minutes did not exist at the time MEE submitted its earlier
LOI Responses, that would explain why MEE did not include them with
those responses, and why, in the Second LOI Response, MEE stated it had
provided all materials in its possession. While MEE states in the Third
LOI Response that it omitted these materials from its earlier responses
because it was ``not aware that the FCC wanted to see them,'' we find
this explanation unconvincing. The first two LOIs clearly required such
documents to be produced, and MEE never indicated any confusion over
what was required in its responses to those LOIs.
28. Finally, there is a substantial and material question of fact
regarding whether, as Phelps alleges, MEE falsely stated that the
Station is the ``last station'' in Marion, Ohio, providing local news
and weather to listeners every hour. Phelps states that, contrary to
MEE's statement, another three stations (WMRN(AM), WMRN-FM, and WYNT-
FM) licensed to the community of Marion provide local news and weather
every hour, and an additional two stations (WDIF-LP, and WZMO-LP)
licensed to Marion provide ``weather every hour and local programming
throughout their broadcast days.'' MEE has offered no evidence
demonstrating that Phelps' statement is incorrect. However, we note
that WYNT-FM actually is licensed to Caledonia, Ohio. The other four
stations, though, are licensed to Marion, and, of those, at least one
(WZMO-LP) provides hourly news and weather updates. Accordingly, we
conclude that it appears MEE knowingly provided false information to
the Bureau in order to bolster its argument that the Station's license
should be renewed.
29. We note that Phelps made one additional allegation that MEE had
made a false statement, but find that Phelps did not raise a
substantial and material question of fact regarding this allegation.
Specifically, Phelps alleged that MEE made a false statement in the
Transfer Application regarding why Worcester resigned from the MEE
board. MEE stated that Worcester's resignation was voluntary, but
Phelps alleged it was not, citing an Assurance of Discontinuance that
Worcester (and Spears and MMF) entered into with the Ohio Attorney
General. Because the Assurance of Discontinuance was related to
Worcester's involvement with MMF, not MEE, we find it is not probative
of whether Worcester voluntarily resigned from the MEE board. Phelps
has submitted no other information to support his allegation that
Worcester's resignation from the MEE board was not voluntary.
Therefore, we find he has not raised a substantial and material
question of fact that requires further investigation.
30. To summarize, MEE appears to have misrepresented its board
composition in the Assignment Application. Then, when we inquired about
its board composition, MEE offered different and, at times
inconsistent, explanations. This, in turn, reinforced our initial
concern that MEE knowingly submitted false information in the
Assignment Application, and engendered additional concerns that, in an
attempt to cover up its original misrepresentation, MEE made additional
misrepresentations to, or lacked candor with, the Commission in the LOI
Responses. Our concerns about whether MEE is capable of honesty in
future dealings with the Commission are further bolstered by MEE's
apparent false statement regarding its programming being unique in its
community of license.
31. Failure to File Required Form. We find that a question of fact
exists regarding whether MEE intentionally chose not to notify the
Commission that a pro forma transfer of control of MEE occurred in May
2019. If, as MEE asserts
[[Page 12701]]
in the LOI Responses, its entire board turned over between May 28, and
May 29, 2019, then MEE should have filed a pro forma transfer of
control application within 30 days of this event. It did not do so
despite the fact that it was aware of the need to file such an
application based both on the conversation with an ``FCC
representative'' that it mentions in the Third LOI Response, and based
on the fact that it filed an unnecessary pro forma transfer of control
application when Worcester allegedly resigned as President and board
member on May 28, 2019, and Craft allegedly took her place as
President. MEE admits as much in the Third LOI Response. Thus, a
question of fact exists regarding whether MEE intentionally chose not
to notify the Commission. We find that this question of fact is both
substantial and material, and thus should be examined in the hearing
proceeding. We reach this conclusion because, if MEE intentionally
ignored the notice requirement set forth in section 73.865, that would
demonstrate a propensity for ignoring Commission rules and
requirements, and could render serious a rule violation that might
otherwise be considered minor.
32. Unauthorized Operations. We reject Phelps' argument that MEE
violated section 301 of the Act, which prohibits any person from
transmitting signals by radio ``except under and in accordance with
this chapter and with a license . . . granted under the provisions of
this chapter.'' Phelps argues that MEE violated section 301 of the Act
because it lacked authority to operate the Station between February 12,
2021 (when we dismissed the Renewal Application), and February 16, 2021
(when we returned the Renewal Application to pending status), but kept
the Station on the air. However, Phelps ignores section 307(c)(3) of
the Act, 47 U.S.C. 307(c)(3), which applies to renewal applications and
provides that, ``[p]ending any administrative or judicial hearing and
final decision on such an application and the disposition of any
petition for rehearing pursuant to section 405 or section 402 of [the
Act], the Commission shall continue such license in effect.'' Because
there had been no final decision regarding the Renewal Application, the
Station's license continued in effect, and no unauthorized operation
occurred between February 12, and 16, 2021.
33. Restricted Proceeding. This hearing proceeding is a
``restricted'' proceeding pursuant to section 1.1208 of the Rules, 47
CFR 1.1208, and thus ex parte presentations to or from Commission
decision-making personnel, including the presiding officer and her
staff and Bureau staff, are prohibited, except as otherwise provided in
the Rules.
34. Electronic Filing of Documents. All pleadings in this
proceeding, including written submissions such as letters, discovery
requests and objections and written responses thereto, excluding
confidential and/or other protected material, must be filed in MB
Docket No. 22-76 using ECFS. ECFS shall also act as the repository for
records of actions taken in this proceeding, excluding confidential
and/or other protected material, by the presiding officer and the
Commission. Documents responsive to any party's requests for production
of documents should not be filed on ECFS. Such responsive documents
shall be served directly on counsel for the party requesting the
documents and produced either in hard copy or in electronic form (e.g.,
hard drive, thumb drive) with files named in such a way as it is clear
how the documents are organized.
35. Case Caption. The caption of any pleading filed in this
proceeding, as well as all letters, documents, or other written
submissions including discovery requests and objections and responses
thereto, shall indicate whether it is to be acted upon by the
Commission or the presiding officer. The presiding officer shall be
identified by name.
36. Electronic service on the Enforcement Bureau shall be made
using the following email address: [email protected].
37. Accordingly, it is ordered that, pursuant to sections 309(e),
and 309(k) of the Communications Act of 1934, as amended, and section
1.221(a) of the Commission's Rules, 47 CFR 1.221(a), the captioned
application of The Marion Education Exchange for renewal of license of
station WWGH-LP, Marion, Ohio, is designated for hearing in a
proceeding before the FCC Administrative Law Judge, at a time and place
to be specified in a subsequent order, upon the following issues:
(a) To determine whether The Marion Education Exchange violated
section 73.1015 of the Commission's rules, 47 CFR 73.1015, by failing
to fully and completely respond to Commission letters of inquiry.
(b) To determine whether The Marion Education Exchange violated
section 1.17 of the Commission's rules, 47 CFR 1.17, by making
misrepresentations to, and/or lacking candor with, the Commission both
in the application for consent to assignment of the license of WWGH-LP,
Marion, Ohio, and in its responses to letters of inquiry sent by the
Media Bureau on December 8, 2020, February 17, 2021, and March 30,
2021.
(c) To determine whether The Marion Education Exchange violated
section 73.865 of the Commission's rules, 47 CFR 73.865, by failing to
notify the Commission of the pro forma transfer of control that appears
to have occurred on May 29, 2019, and, if so, whether it did so
intentionally.
(d) To determine, in light of the evidence adduced pursuant to the
specified issues, if the captioned application for renewal of license
for station WWGH-LP should be granted.
38. It is further ordered that, in addition to resolving the
foregoing issues, the hearing shall determine, pursuant to section
503(b)(1) of the Communications Act of 1934, as amended, 47 U.S.C.
503(b)(1), whether an order of forfeiture should be issued against The
Marion Education Exchange in an amount not to exceed the statutory
limit of $55,052 for each violation (or each day of a continuing
violation) of each Commission rule section above for which the statute
of limitations in section 503(b)(6) of the Communications Act of 1934,
as amended, 47 U.S.C. 503(b)(6), has not lapsed.
39. It is further ordered that, in connection with the possible
forfeiture liability noted above, this document constitutes notice
pursuant to section 503(b)(4) of the Communications Act of 1934, as
amended, 47 U.S.C. 503(b)(4).
40. It is further ordered that, pursuant to sections 309(e),
309(k), 312(c) of the Communications Act of 1934, as amended, 47 U.S.C.
309(e), 309(k), 312(c), and section 1.221(c) of the Commission's Rules,
47 CFR 1.221(c), in order to avail itself of the opportunity to be
heard and the right to present evidence at a hearing in this
proceeding, The Marion Education Exchange, itself or by its attorney,
shall file with the Commission, within 20 calendar days of the mailing
of this Hearing Designation Order, Notice of Opportunity for Hearing,
and Notice of Apparent Liability for Forfeiture, a written appearance
stating its intention to appear at the hearing and present evidence on
the issues specified above.
41. It is further ordered that pursuant to section 1.221(c) of the
Commission's Rules, if The Marion Education Exchange fails to file a
written appearance within the time specified above, or has not filed
prior to expiration of that time a petition to dismiss without
prejudice, or a petition to accept, for good cause shown, such written
appearance beyond expiration of said 20 days, the pending application
will be dismissed with prejudice for failure to prosecute.
[[Page 12702]]
42. It is further ordered that, pursuant to section 1.221(d) of the
Commission's rules, 47 CFR 1.221(d), the Chief, Enforcement Bureau, is
made a party to this proceeding without the need to file a written
appearance.
43. It is further ordered that, in accordance with section 309(e)
of the Communications Act of 1934, as amended, 47 U.S.C. 309(e), and
section 1.254 of the Commission's Rules, 47 CFR 1.254, the burden of
proceeding with the introduction of evidence and the burden of proof
with respect to the issues listed above shall be upon The Marion
Education Exchange.
44. It is further ordered that a copy of each document filed in
this proceeding subsequent to the date of adoption of this Hearing
Designation Order, Notice of Opportunity for Hearing, and Notice of
Apparent Liability for Forfeiture shall be served on the counsel of
record appearing on behalf of the Chief, Enforcement Bureau. Parties
may inquire as to the identity of such counsel by calling the
Investigations & Hearings Division of the Enforcement Bureau at (202)
418-1420. Such service copy shall be addressed to the named counsel of
record, Investigations & Hearings Division, Enforcement Bureau, Federal
Communications Commission, 45 L Street NE, Washington, DC 20554.
45. It is further ordered, that The Marion Education Exchange,
pursuant to section 311(a)(2) of the Communications Act of 1934, as
amended, 47 U.S.C. 311(a)(2), and section 73.3594 of the Commission's
Rules, 47 CFR 73.3594, shall give notice of the hearing within the time
and in the manner prescribed in such Rule, and shall advise the
Commission of the publication of such notice as mandated by section
73.3594 of the Commission's Rules.
46. It is further ordered that a copy of this Hearing Designation
Order, Notice of Opportunity for Hearing, and Notice of Apparent
Liability for Forfeiture shall be sent via Certified Mail, Return
Receipt Requested, and by regular first-class mail to The Marion
Education Exchange, PO Box 43302, Marion, OH 43302, and Shawn Craft,
1366 Montego Drive, Marion, OH 43302.
47. It is further ordered that the Secretary of the Commission
shall cause to have this Hearing Designation Order, Notice of
Opportunity for Hearing, and Notice of Apparent Liability for
Forfeiture, or a summary thereof published in the Federal Register.
Federal Communications Commission.
Thomas Horan,
Chief of Staff, Media Bureau.
[FR Doc. 2022-04757 Filed 3-4-22; 8:45 am]
BILLING CODE 6712-01-P