Chlorpyrifos; Final Order Denying Objections, Requests for Hearings, and Requests for a Stay of the August 2021 Tolerance Final Rule, 11222-11273 [2022-04139]
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Federal Register / Vol. 87, No. 39 / Monday, February 28, 2022 / Rules and Regulations
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
[EPA–HQ–OPP–2021–0523; 5993–05–
OCSPP]
Chlorpyrifos; Final Order Denying
Objections, Requests for Hearings,
and Requests for a Stay of the August
2021 Tolerance Final Rule
Environmental Protection
Agency (EPA).
ACTION: Order.
AGENCY:
In response to EPA’s August
2021 final rule revoking all tolerances
for the insecticide chlorpyrifos under
the Federal Food, Drug, and Cosmetic
Act (FFDCA), several objections, hearing
requests, and requests for stay were filed
by numerous parties representing a
wide variety of growers and pesticide
users. In this Order, EPA denies all
objections to, requests for hearing on
those objections, as well as requests for
stay of the final rule.
DATES: The Order is effective February
28, 2022.
ADDRESSES: The docket for this action,
identified by docket identification (ID)
number EPA–HQ–OPP–2021–0523, is
available at https://www.regulations.gov
or at the Office of Pesticide Programs
Regulatory Public Docket (OPP Docket)
in the Environmental Protection Agency
Docket Center (EPA/DC), West William
Jefferson Clinton Bldg., Rm. 3334, 1301
Constitution Ave. NW, Washington, DC
20460–0001.
Due to public health concerns related
to COVID–19, the EPA/DC and Reading
Room is open to visitors by appointment
only. For the latest status information
on EPA/DC services and docket access,
visit https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT:
Elissa Reaves, Pesticide Re-Evaluation
Division (7508P), Office of Pesticide
Programs, Environmental Protection
Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460–0001; telephone
number: 202–566–0700; email address:
OPPChlorpyrifosInquiries@epa.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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I. Executive Summary
A. Does this action apply to me?
In this document, EPA denies all
objections to, requests for hearing on
those objections, and requests for stay of
EPA’s August 2021 final rule (Ref. 1)
revoking all tolerances for the
insecticide chlorpyrifos under section
408(d) of the Federal Food, Drug, and
Cosmetic Act (FFDCA), 21 U.S.C.
346(d). This action may be of interest to
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all parties filing objections, requests for
hearing on those objections, and
requests for stay. This action may also
be of interest to agricultural producers,
food manufacturers or pesticide
manufacturers, and others interested in
food safety issues generally. The
following list of North American
Industrial Classification System
(NAICS) codes is not intended to be
exhaustive, but rather provides a guide
to help readers determine whether this
document applies to them. Potentially
affected entities may include:
• Crop production (NAICS code 111).
• Animal production (NAICS code
112).
• Food manufacturing (NAICS code
311).
• Pesticide manufacturing (NAICS
code 32532).
Other types of entities not listed in
this unit could also be affected. The
NAICS codes have been provided to
assist you and others in determining
whether this action might apply to
certain entities. If you have any
questions regarding the applicability of
this action to a particular entity, consult
the contact listed under FOR FURTHER
INFORMATION CONTACT.
B. What action is the Agency taking?
In this Order, EPA denies all
objections to, requests for hearing on
those objections, as well as requests for
stay of the August 2021 final rule (Ref.
1). This Order is issued under FFDCA
section 408(g)(2)(C), 21 U.S.C.
346a(g)(2)(C)).
Based on information available as of
August 20, 2021—the date by which the
U.S. Court of Appeals for the Ninth
Circuit (Ninth Circuit) ordered EPA to
issue a final rule concerning
chlorpyrifos tolerances—EPA was
unable to conclude that the tolerances
for chlorpyrifos residues were safe in
accordance with the FFDCA safety
standard. In other words, EPA could not
determine that there was a reasonable
certainty that no harm would result
from aggregate exposure to the pesticide
chemical residue, including all
anticipated dietary exposures and all
other exposures for which there is
reliable information. The Agency’s
analysis indicated that aggregate
exposures (i.e., exposures from food,
drinking water, and residential
exposures), resulting from currently
registered uses, exceeded safe levels.
This decision relied on the wellestablished 10% red blood cell
acetylcholinesterase (RBC AChE)
inhibition as an endpoint for risk
assessment and included the default
Food Quality Protection Act (FQPA)
tenfold (10X) margin of safety to
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account for uncertainties related to the
potential for neurodevelopmental effects
to infants, children, and fetuses.
Accordingly, EPA issued a final rule
revoking all tolerances for chlorpyrifos
contained in 40 CFR 180.342. (See 86
FR 48315, Aug. 30, 2021) The
prepublication of the final rule was
issued on August 18, 2021, the final rule
was published in the Federal Register
on August 30, 2021, and the final rule
became effective on October 29, 2021.
Pursuant to the procedures set forth in
FFDCA section 408(g)(2), objections to,
requests for evidentiary hearings on
those objections, and/or requests for
stays of, the final rule were filed by the
persons listed in Unit V. (each, an
Objector, and collectively, the
Objectors) on or before the close of the
objections period on October 29, 2021.
(Ref. 1) The Objectors raised challenges
to the final rule, including, for example,
objections relating to the scope of the
revocations in the final rule, retention of
the additional FQPA Safety Factor, and
use of the 2016 drinking water
assessment, as well as raising
procedural or other irrelevant concerns
that do not change the basis for the final
rule itself.
Four Objectors requested a hearing on
their objections. The American Soybean
Association, American Sugarbeet
Growers Association and U.S. Beet
Sugar Association (collectively,
‘‘Sugarbeet Associations’’), and Cherry
Marketing Institute each submitted
requests for evidentiary hearings to
dispute EPA’s revocation of tolerances
for the 11 ‘‘high-benefit’’ uses identified
in the ‘‘Proposed Interim Decision for
the Registration Review of Chlorpyrifos’’
(2020 PID) (Ref. 31)—including soybean
uses, sugarbeet uses, and the Michigan
tart cherry industry’s use. Gharda also
submitted a request for an evidentiary
hearing on an issue related to the
assessment of chlorpyrifos oxon in
EPA’s aggregate assessment.
Finally, EPA received several written
requests for EPA to stay the effective
date of the final rule due to impacts on
the agricultural industry and in order to
provide more time for EPA to fully
consider the objections filed.
This Order denies all of the
objections, requests for evidentiary
hearings on those objections, and
requests for stays of the final rule. EPA
has undertaken a comprehensive
analysis of the merits of each of the
Objectors’ objections, hearing requests,
and requests for stay. That analysis
shows, as set out in Units VI., VII., and
VIII. of this document, respectively, that
none of the Objectors’ objections
support the claims raised, none of the
Objectors’ requests for hearing meet the
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regulatory standard for granting a
hearing, and none of the Objectors’
requests for stay warrant staying the
effective date of the final rule. There are
numerous reasons for EPA’s
conclusions, for which additional detail
is provided in Units VI., VII., and VIII.
of this document.
C. What is the Agency’s authority for
taking this action?
The procedure for filing objections
and requests for hearings thereon to
EPA’s final rule and EPA’s authority for
acting on such objections is contained
in FFDCA section 408(g)(2) (21 U.S.C.
346a(g)(2)) and EPA’s regulations at 40
CFR part 178.
II. Statutory and Regulatory
Background
In this Unit, EPA provides
background on the relevant statutes and
regulations governing pesticides and
tolerances, objections, requests for
hearing, and requests for a stay, as well
as on pertinent Agency policies and
practices.
Unit II.A. summarizes the
requirements and procedures in FFDCA
section 408 and applicable regulations
pertaining to pesticide tolerances,
including the procedures for objecting
to EPA tolerance actions and the
substantive standards for evaluating the
safety of pesticide tolerances. This unit
also discusses the closely-related statute
under which EPA regulates the sale,
distribution, and use of pesticides, the
Federal Insecticide, Fungicide, and
Rodenticide Act (FIFRA) (7 U.S.C. 136
et seq.).
Unit II.B. provides an overview of
EPA’s Office of Pesticide Programs
(OPP) risk assessment process. It
contains an explanation of how EPA
identifies the hazards posed by
pesticides, how EPA determines the
level of exposure to pesticides that pose
a concern (level of concern), how EPA
measures human exposure to pesticides,
and how hazard, level of concern
conclusions, and human exposure
estimates are combined to evaluate risk.
Further, this unit presents background
information on the Agency’s policy on
the FQPA safety factor and
acetylcholinesterase (AChE) inhibition.
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A. FFDCA/FIFRA and Applicable
Regulations
1. General
EPA establishes, modifies, or revokes
tolerances for pesticide residues in food
under FFDCA section 408. (21 U.S.C.
346a) A ‘‘tolerance’’ represents the
maximum level for residues of pesticide
chemicals legally allowed in or on raw
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agricultural commodities and processed
foods. Without a tolerance or
exemption, pesticide residues in or on
food are considered unsafe (21 U.S.C.
346a(a)(1)), and such food, which is
then rendered ‘‘adulterated’’ under
FFDCA section 402(a) (21 U.S.C. 342(a)),
may not be distributed in interstate
commerce. (21 U.S.C. 331(a))
Monitoring and enforcement of
pesticide tolerances are carried out by
the U.S. Food and Drug Administration
(FDA) and the U.S. Department of
Agriculture (USDA). FFDCA section 408
was substantially rewritten by the Food
Quality Protection Act of 1996 (FQPA),
which added the provisions establishing
a detailed safety standard for pesticides
and additional protections for infants
and children, among other things. (Pub.
L. 104–170, 110 Stat. 1489 (1996))
EPA also regulates pesticides under
FIFRA. (7 U.S.C. 136 et seq.) While
FFDCA authorizes the establishment of
legal limits for pesticide residues in
food, FIFRA requires the approval of
pesticides prior to their sale and
distribution (Id. at section 136a(a)), and
establishes a registration regime for
regulating the use of pesticides. In order
for a pesticide to be registered, EPA
must determine that a pesticide ‘‘will
not generally cause unreasonable
adverse effects on the environment’’,
among other things. (Id. at section
136a(c)(5)) The term ‘‘unreasonable
adverse effects on the environment’’ is
defined to include ‘‘a human dietary
risk from residues that results from a
use of a pesticide in or on any food
inconsistent with the standard under
section 346a of Title 21.’’ (Id. at section
136(bb)) The FFDCA safety standard
was integrated into the FIFRA
registration standard in the FQPA,
which also directed that EPA
coordinate, to the extent practicable,
revocations of tolerances with pesticide
cancellations under FIFRA. (21 U.S.C.
346a(l)(1))
Also under FIFRA, EPA is required to
re-evaluate existing registered pesticides
every 15 years in a process called
‘‘registration review.’’ (7 U.S.C.
136(a)(g)) The purpose of registration
review is ‘‘to ensure that each pesticide
registration continues to satisfy the
FIFRA standard for registration,’’ (40
CFR 155.40(a)(1)) taking into account
changes that have occurred since the
last registration decision, including any
new relevant scientific information and
any changes to risk-assessment
procedures, methods, and data
requirements. (40 CFR 155.53(a)) To
ensure that a pesticide continues to
meet the standard for registration, EPA
must determine, based on the available
data, including any additional
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information that has become available
since the pesticide was originally
registered or re-evaluated, that the
pesticide does not cause ‘‘unreasonable
adverse effects on the environment.’’ (7
U.S.C. 136a(c)(1), (5); see also 40 CFR
152.50)
2. Safety Standard for Pesticide
Tolerances
FFDCA section 408(b)(2) directs that
EPA may establish or leave in effect a
tolerance for a pesticide only if it finds
that the tolerance is safe and that EPA
must revoke or modify tolerances
determined to be unsafe. (21 U.S.C.
346a(b)(2)(A)(i)) FFDCA section
408(b)(2)(A)(ii) defines ‘‘safe’’ to mean
that ‘‘there is a reasonable certainty that
no harm will result from aggregate
exposure to the pesticide chemical
residue, including all anticipated
dietary exposures and all other
exposures for which there is reliable
information.’’ (Id. At section
346a(b)(2)(A)(ii)) FFDCA section
408(b)(2)(D) directs EPA, in making a
safety determination, to consider,
among other relevant factors ‘‘available
information concerning the aggregate
exposure levels of consumers (and
major identifiable subgroups of
consumers) to the pesticide chemical
residue and to other related substances,
including dietary exposure under the
tolerance and all other tolerances in
effect for the pesticide chemical residue,
and exposure from other nonoccupational sources.’’ (Id. at section
346a(b)(2)(D)(vi)) As the language
indicates, this includes exposure
through food, drinking water, and all
non-occupational exposures (e.g., in
residential settings), but does not
include occupational exposures to
workers (i.e., occupational).
Risks to infants and children are given
special consideration. Specifically,
pursuant to FFDCA section 408(b)(2)(C),
EPA must assess the risk of the pesticide
chemical based on ‘‘available
information concerning the special
susceptibility of infants and children to
the pesticide chemical residues,
including neurological differences
between infants and children and
adults, and effects of in utero exposure
to pesticide chemicals’’; and available
information concerning the cumulative
effects on infants and children of such
residues and other substances that have
a common mechanism of toxicity. (21
U.S.C. 346a(b)(2)(C)(i)(II) and (III))
This provision also creates a
presumption that EPA will use an
additional safety factor for the
protection of infants and children.
Specifically, it directs that ‘‘in the case
of threshold effects, ... an additional
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tenfold margin of safety for the pesticide
chemical residue and other sources of
exposure shall be applied for infants
and children to take into account
potential pre- and postnatal toxicity and
completeness of the data with respect to
exposure and toxicity to infants and
children.’’ (21 U.S.C. 346a(b)(2)(C)) EPA
is permitted to ‘‘use a different margin
of safety for the pesticide chemical
residue only if, on the basis of reliable
data, such margin will be safe for infants
and children.’’ (Id.) Due to Congress’s
focus on both pre- and postnatal
toxicity, EPA has interpreted this
additional safety factor as pertaining to
risks to infants and children that arise
due to prenatal exposure as well as to
exposure during childhood years. This
section providing for the special
consideration of infants and children in
section 408(b)(2)(C) was added to the
FFDCA by the FQPA in 1996; therefore,
this additional margin of safety is
referred to throughout this Order as the
‘‘FQPA safety factor (SF)’’.
3. Procedures for Establishing,
Amending, or Revoking Tolerances
Tolerances are established, amended,
or revoked by rulemaking under the
unique procedural framework set forth
in FFDCA. Generally, a tolerance
rulemaking is initiated by the party
seeking to establish, amend, or revoke a
tolerance by means of filing a petition
with EPA. (See 21 U.S.C. 346a(d)(1))
EPA publishes in the Federal Register a
notice announcing the filing of a
petition filing and requesting public
comment. (Id. at section 346a(d)(3))
After reviewing the petition, and any
comments received on it, EPA may issue
a final rule establishing, amending, or
revoking the tolerance; issue a proposed
rule subject to public comments and
then finalize a rule to do the same; or
deny the petition. (Id. at section
346a(d)(4))
Once EPA takes final action on the
petition by either establishing,
amending, or revoking the tolerance or
denying the petition, any person may
file objections with EPA and seek an
evidentiary hearing on those objections.
(21 U.S.C. 346a(g)(2)) Objections and
hearing requests must be filed within 60
days after EPA takes that action. (Id.)
The statute provides that EPA shall
‘‘hold a public evidentiary hearing if
and to the extent the Administrator
determines that such a public hearing is
necessary to receive factual evidence
relevant to material issues of fact raised
by the objections.’’ (Id. at section
346a(g)(2)(B)) EPA regulations make
clear that hearings will only be granted
where it is shown that there is ‘‘a
genuine and substantial issue of fact,’’
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1. The Safety Determination—Risk
Assessment
To assess risk of a pesticide tolerance,
EPA combines information on pesticide
toxicity with information regarding the
route, magnitude, and duration of
exposure to the pesticide. The risk
assessment process involves four
distinct steps, which are discussed in
further detail in this section: (1)
Identification of the toxicological
hazards posed by a pesticide; (2)
determination of the ‘‘level of concern’’
with respect to human exposure to the
pesticide, which includes choosing a
point of departure (PoD) that reflects the
adverse health endpoint that is most
sensitive to the pesticide and
uncertainty factors; (3) estimation of
human exposure to the pesticide
through all applicable routes; and (4)
characterization of risk posed to humans
by the pesticide based on comparison of
human exposure to the level of concern.
For tolerances, characterization of risk
involves determining whether the
tolerances are safe; if aggregate exposure
to humans is greater than the Agency’s
determined level of concern, the
Agency’s determination is that the
tolerances are not safe.
typically from studies with laboratory
animals, to identify any adverse effects
on the test subjects. Where available and
appropriate, EPA will also take into
account studies involving humans,
including human epidemiological
studies. For most pesticides, the animal
toxicity database usually consists of
studies investigating a broad range of
endpoints including potential for
carcinogenicity, mutagenicity,
developmental and reproductive
toxicity, and neurotoxicity. These
studies include gross and microscopic
effects on organs and tissues; functional
effects on bodily organs and systems;
effects on blood parameters (such as red
blood cell count, hemoglobin
concentration, hematocrit, and a
measure of clotting potential); effects on
the concentrations of normal blood
chemicals (including glucose, total
cholesterol, urea nitrogen, creatinine,
total protein, total bilirubin, albumin,
hormones, and enzymes such as
alkaline phosphatase, alanine
aminotransferase, and cholinesterases);
and behavioral or other gross effects
identified through clinical observation
and measurement. EPA examines
whether adverse effects are caused by
different durations of exposure ranging
from short-term (acute) to long-term
(chronic) pesticide exposure and
different routes of exposure (oral,
dermal, inhalation). For chlorpyrifos,
the Agency examined acute and steadystate durations because of the potential
to cause adverse effects based on acute
(single day, 24 hours) and steady-state
(21-day) exposures. The latter duration
is based on the observation in the
available studies for organophosphates
(OPs) indicating a consistent pattern of
AChE inhibition that reaches a steadystate (or comes to an equilibrium)
around 2–3 weeks and does not change
in studies of longer duration. (Ref. 2 at
pg. 7) Further, EPA evaluates potential
adverse effects in different age groups
(adults as well as fetuses and juveniles).
(Ref. 3 at pgs. 8 through 10)
EPA also considers whether the
adverse effect has a threshold—a level
below which exposure has no
appreciable chance of causing the
adverse effect. For effects that have no
threshold, EPA assumes that any
exposure to the substance increases the
risk that the adverse effect may occur.
a. Hazard Identification
Any risk assessment begins with an
evaluation of a chemical’s potential to
cause adverse effects, and whether those
properties have the potential to cause
adverse effects (i.e., a hazard
identification). In evaluating toxicity or
hazard, EPA reviews toxicity data,
b. Level of Concern/Dose-Response
Analysis
Once a pesticide’s potential hazards
are identified, EPA determines a
toxicological level of concern for
evaluating the risk posed by human
exposure to the pesticide. In this step of
the risk assessment process, EPA
the requestor has identified evidence
‘‘which, if established, resolve one or
more of such issues in favor of the
requestor,’’ and the issue is
‘‘determinative’’ with regard to the relief
requested. (40 CFR 178.32(b)) EPA’s
final Order on the objections and
requests for hearing is subject to judicial
review. (21 U.S.C. 346a(h)(1)) The
statute directs that tolerance regulations
shall take effect upon publication unless
EPA specifies otherwise. (Id. at section
346a(g)(1)) EPA is authorized to stay the
effectiveness of the tolerance if
objections are filed. (Id.) Because EPA
does not have its own regulations
governing stay requests, EPA typically
evaluates requests for stay under the
criteria set out in FDA’s regulations at
21 CFR 10.35(e) due to the fact that the
FFDCA provisions governing EPA’s
objections and hearings process were
adapted from the similar parallel
statutory process governing FDA
objections and hearings.
B. EPA Risk Assessment—Policy and
Practice
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essentially evaluates the levels of
exposure to the pesticide at which
effects might occur. An important aspect
of this determination is assessing the
relationship between exposure (dose)
and response (often referred to as the
dose-response analysis). EPA follows
differing approaches to identifying a
level of concern for threshold and nonthreshold hazards.
i. Threshold effects. In examining the
dose-response relationship for a
pesticide’s threshold effects, EPA
evaluates an array of toxicity studies on
the pesticide. In each of these studies,
EPA attempts to identify the lowest
observed adverse effect level (LOAEL)
and the no observed adverse effect level
(NOAEL), which by definition is the
next lower tested dose level below the
LOAEL. Generally, EPA will use a
NOAEL from the available studies as a
starting point (called ‘‘the Point of
Departure’’ or ‘‘PoD’’) in estimating the
level of concern for humans. At times,
however, EPA will use a LOAEL from a
study as the Point of Departure when no
NOAEL is identified in that study and
the LOAEL is close to, or lower than,
other relevant NOAELs. PoDs are
selected to be protective of the most
sensitive adverse toxic effect for each
exposure scenario and are chosen from
toxicity studies that show clearly
defined NOAELs or LOAELs and doseresponse relationships. The Point of
Departure is, in turn, used in choosing
a level of concern. EPA will make
separate determinations as to the Points
of Departure, and corresponding levels
of concern, for both short and long
exposure periods as well as for the
different routes of exposure (oral,
dermal, and inhalation).
EPA has also used other approaches
for choosing the Point of Departure. One
approach, called a benchmark dose, or
BMD, estimates a point along a doseresponse curve that corresponds to a
specific response level. (Ref. 4) For
example, a BMD10 represents a 10%
change from the background or typical
value for the response of concern. In
contrast to the NOAEL/LOAEL
approach, a BMD is calculated using a
range of dose-response data and thus
better accounts for the variability and
uncertainty in the experimental results
due to characteristics of the study
design, such as dose selection, dose
spacing, and sample size. In addition to
a BMD, EPA generally also calculates a
‘‘confidence limit’’ in the BMD.
Confidence limits express the
uncertainty in a BMD that may be due
to sampling and/or experimental error.
The lower confidence limit on the dose
used as the BMD is termed the BMDL,
which the Agency often uses as the PoD.
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Use of the BMDL for deriving the PoD
rewards better experimental design and
procedures that provide more precise
estimates of the BMD, resulting in
tighter confidence intervals. It also
provides a health protective
conservative estimate of the safe dose.
Numerous scientific peer review panels
have supported the Agency’s
application of the BMD approach as a
scientifically supportable method for
deriving PoDs in human health risk
assessment, and as an improvement
over the historically applied approach
of using NOAELs or LOAELs. (Refs. 5
and 6)
Another approach for deriving Points
of Departure uses a sophisticated model
called a physiologically based
pharmacokinetic-pharmacodynamic
(PBPK–PD) model. PBPK models are
mathematical descriptions of how a
chemical enters the body (e.g.,
breathing, drinking, eating); the amount
of chemical that gets into the blood;
how the chemical moves between body
tissues (e.g., fat, brain) and the blood;
and how the body alters (i.e.,
metabolizes) and eliminates the
chemical (e.g., via urine, feces). PBPK
models incorporate information about
the body’s anatomical and physiological
structure as well as biochemical
processes into the model structure. EPA
uses PBPK models to better translate
animal toxicity data to potential human
risks (i.e., extrapolation). A PBPK model
that describes a chemical in a laboratory
animal species can be used for humans
by changing the physiological
parameters. In the case of chlorpyrifos
assessment, the PBPK–PD model is used
to derive age-, duration-, and routespecific PoDs that would have resulted
in a maximum RBC AChE inhibition
level at 10% in humans. Rather than
converting an animal BMDL to derive a
human POD, the PBPK–PD modeling
approach accounts for human
physiology, biochemistry, life-stage, and
exposure scenarios to derive human
PODs based on predicted AChE
inhibition in humans. (Ref. 7) Numerous
Federal Advisory Committees and
external review panels have encouraged
the use of such a modeling approach to
reduce inherent uncertainty in the risk
assessment and facilitate more
scientifically sound extrapolations
across studies, species, routes, and dose
levels. The PBPK–PD model for
chlorpyrifos has undergone extensive
peer review by various individual and
groups, including the FIFRA Scientific
Advisory Panel (SAP) (discussed in Unit
III.A.3.) Significant improvements have
been made to the model over the years
in response to recommendations from
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the 2008, 2011, and 2012 FIFRA SAPs
and comments from both internal and
external peer reviewers. (Ref. 2 at pg.
20)
In estimating and describing the level
of concern, the Point of Departure is at
times used differently depending on
whether the risk assessment addresses
dietary or non-dietary exposures. For
dietary risks, EPA uses the PoD to
calculate an acceptable level of
exposure or reference dose (RfD). The
RfD is calculated by dividing the PoD by
all applicable safety or uncertainty
factors. Typically, EPA uses a baseline
safety/uncertainty factor of 100X in
assessing pesticide risk. That value
includes a factor of 10 (10X) where EPA
is using data from laboratory animals to
account for the possibility that humans
potentially have greater sensitivity to
the pesticide than animals (also known
as the ‘‘inter-species factor’’ or ‘‘interspecies extrapolation factor’’) and
another factor of 10X to account for
potential variations in sensitivity among
members of the human population (also
known as the ‘‘intra-species factor’’ or
‘‘intra-species extrapolation factor’’).
These factors may vary if data is
available to indicate that another
extrapolation factor would be
appropriate and protective. For
example, where a PBPK–PD model
using human parameters is used for
deriving Points of Departure, there is no
need for an interspecies factor since the
model directly predicts human Points of
Departure based on human physiology
and biochemistry, rather than animal
studies. Moreover, because the PBPK–
PD model used for assessing
chlorpyrifos accounts for differences in
metabolism and toxicity response across
the human population for some age
groups and some subpopulations, the
intraspecies extrapolation factor can be
refined in accordance with EPA’s 2014
Guidance for Applying Quantitative
Data to Develop Data-Derived
Extrapolation Factors for Interspecies
and Intraspecies Extrapolation. (Ref. 8)
Additional safety factors may be
added to address data deficiencies or
concerns raised by the existing data.
Under the FQPA, an additional safety
factor of 10X is presumptively applied
to protect infants and children, unless
reliable data support selection of a
different factor. This FQPA additional
safety factor largely replaces EPA’s preFQPA practice regarding additional
safety factors (e.g., LOAEL to NOAEL
factor or database uncertainty factor),
but it might also account for residual
concerns related to pre- and postnatal
toxicity or exposure. (Ref. 9 at pgs. 4
through 11)
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In implementing FFDCA section 408,
EPA’s Office of Pesticide Programs, also
calculates a variant of the RfD referred
to as a Population Adjusted Dose (PAD).
A PAD is the RfD divided by the FQPA
safety factor. (Id. at pgs. 13 through 16)
RfDs and PADs are generally calculated
for both acute and chronic dietary risks.
Throughout this document, general
references to OPP’s calculated safe dose
are denoted as an RfD/PAD.
For non-dietary, and combined
dietary and non-dietary, risk
assessments of threshold effects, the
toxicological level of concern is not
expressed as an RfD/PAD but rather in
terms of an acceptable (or target) margin
of exposure (MOE) between human
exposure and the Point of Departure.
The ‘‘margin’’ of interest is the ratio
between human exposure and the Point
of Departure, which is calculated by
dividing human exposure into the Point
of Departure. An acceptable MOE is
generally considered to be a margin at
least as high as the product of all
applicable safety factors for a pesticide.
For example, if a pesticide needs a 10X
factor to account for potential interspecies differences, 10X factor for
potential intra-species differences, and
10X factor for the FQPA children’s
safety provision, the safe or target MOE
would be an MOE of at least 1,000.
What that means is that for the pesticide
in the example to meet the safety
standard, human exposure to the
pesticide would generally have to be at
least 1,000 times smaller than the Point
of Departure. Like RfD/PADs, specific
target MOEs are selected for exposures
of different durations. For non-dietary
exposures, EPA typically examines
short-term, intermediate-term, and longterm exposures. Additionally, target
MOEs may be selected based on both
the duration of exposure and the various
routes of non-dietary exposure—dermal,
inhalation, and oral.
ii. Non-threshold effects. For risk
assessments for non-threshold effects,
EPA does not use the RfD/PAD or MOE
approach to choose a level of concern if
quantification of the risk is deemed
appropriate. Rather, EPA calculates the
slope of the dose-response curve for the
non-threshold effects from relevant
studies frequently using a linear, lowdose extrapolation model that assumes
that any amount of exposure will lead
to some degree of risk. This doseresponse analysis will be used in the
risk characterization stage to estimate
the risk to humans of the non-threshold
effect.
c. Estimating Human Exposure
Risk is a function of both hazard and
exposure. Thus, equally important to
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the risk assessment process as
determining the hazards posed by a
pesticide and the toxicological level of
concern for those hazards is estimating
human exposure. Under FFDCA section
408, EPA must evaluate the aggregate
exposure to a pesticide chemical
residue. This means that EPA is
concerned not only with exposure to
pesticide residues in food but also
exposure resulting from pesticide
contamination of drinking water
supplies and from use of pesticides in
the home or other non-occupational
settings. (See 21 U.S.C.
346a(b)(2)(D)(vi)) This statutory
requirement specifically clarifies that
the assessment of dietary exposures
includes exposure under the tolerances
at issue, as well as ‘‘all other tolerances
in effect for the pesticide chemical
residue’’. (Id.) Additionally, EPA must
take into account exposure from ‘‘other
related substances.’’ (Id.)
i. Exposure from food. There are two
critical variables in estimating exposure
in food: (1) The types and amount of
food that is consumed and (2) the
residue level in that food. Consumption
is estimated by EPA based on scientific
surveys of individuals’ food
consumption in the United States
conducted by the USDA. (Ref. 3 at pg.
12) Information on residue values comes
from a range of sources including crop
field trials, data on pesticide reduction
(or concentration) due to processing,
cooking, and other practices,
information on the extent of usage of the
pesticide, and monitoring of the food
supply. (Ref. 3 at pg. 17)
In assessing exposure from pesticide
residues in food, EPA, for efficiency’s
sake, follows a tiered approach in which
it, in the first instance, assesses
exposure using the worst-case
assumptions that 100% of the crop or
commodity in question is treated with,
or exposed to, the pesticide and 100%
of the food from that crop or commodity
contains pesticide residues at the
tolerance level. (Ref. 3 at pg. 11) When
such an assessment shows no risks of
concern, a more refined risk assessment
is unnecessary. By using worst-case
assumptions as a starting point for risk
assessment, EPA’s resources are
conserved, and regulated parties are
spared the cost of any additional studies
that may be needed. The risk
assessments produced using the worstcase assumptions yield conservative and
health-protective outcomes; however, if
a first-tier assessment suggests there
could be a risk of concern, EPA then
attempts to refine its exposure
assumptions to yield a more realistic
picture of residue values through use of
data on the percent of the crop or
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commodity actually treated with, or
exposed to, the pesticide and data on
the level of residues that may be present
on the treated crop or commodity. These
latter data are used to estimate what has
been traditionally referred to by EPA as
‘‘anticipated residues’’.
Use of percent crop/commodity
treated data and anticipated residue
information is appropriate because
EPA’s worst-case assumptions of 100%
treatment and residues at tolerance
value significantly overstate residue
values. There are several reasons why
this is true. First, all growers of a
particular crop would rarely choose to
apply the same pesticide to that crop
(some may apply no pesticide; some
may apply an alternative pesticide);
generally, the proportion of the crop
treated with a particular pesticide is
significantly below 100%. (70 FR 46706,
46731, August 10, 2005) (FRL–7727–4)
Second, the tolerance value represents a
high-end or worst-case value. Tolerance
values are chosen only after EPA has
evaluated data from experimental trials
in which the pesticide has been used in
a manner, consistent with the draft
FIFRA label, that is likely to produce
the highest residue in the crop or food
in question (e.g., maximum application
rate, maximum number of applications,
minimum pre-harvest interval between
last pesticide application and harvest).
(Refs. 3 and 10) These experimental
trials are generally conducted in several
locations and involve multiple samples.
(Ref. 10 at pgs. 5 and 7 and Tables 1 and
5) The results from such experimental
trials invariably show that the residue
levels for a given pesticide use will vary
from as low as non-detectable to
measurable values in the parts per
million (ppm) range with the majority of
the values falling at the lower part of the
range. (70 FR 46706 at 46731) EPA uses
a statistical procedure to analyze the
experimental trial results and identify
the upper bound of expected residue
values. This upper bound value is
typically used as the tolerance value.
There may be some commodities for
which pesticide residues come close to
the tolerance value where the maximum
label rates are followed, but most
generally fall significantly below the
tolerance value. If less than the
maximum legal rate is applied, residues
will be even lower. Third, residue
values measured at the time of treatment
do not take into account the lowering of
residue values that frequently occurs as
a result of degradation over time and
through food processing and cooking.
EPA uses several techniques to refine
residue value estimates. (Ref. 3 at pgs.
17 through 28) First, where appropriate,
EPA will take into account all the
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residue values reported in the
experimental trials, either through an
average of all the field trials or
consideration of individual field trials.
Second, EPA will consider data showing
what portion of the crop or commodity
is not treated with, or exposed to, the
pesticide. Third, data can be produced
showing pesticide degradation and
decline over time, and the effect of
commercial and consumer food
handling and processing practices.
Finally, EPA can consult monitoring
data gathered by the FDA, the USDA, or
pesticide registrants, on pesticide levels
in food at points in the food distribution
chain distant from the farm, including
retail food establishments. Monitoring
data, including data gathered by USDA’s
Pesticide Data Program (PDP), generally
provide a characterization of pesticide
residues in or on foods consumed by the
U.S. population that closely
approximates real-world exposures
because they are sampled closer to the
point of consumption in the chain of
commerce than field trial data, which
are generated to establish the maximum
level of legal residues that could result
from maximum permissible use of the
pesticide immediately after harvest.
Another critical component of the
exposure assessment is how data on
consumption patterns are combined
with data on pesticide residue levels in
food. Traditionally, EPA has calculated
exposure by simply multiplying average
consumption by average residue values
for estimating chronic risks and highend consumption by maximum residue
values for estimating acute risks. Using
average residues is a realistic approach
for chronic risk assessment due to the
fact that variations in residue levels and
consumption amounts average out over
time, especially given the nationwide
market for food in the United States.
Using average values is inappropriate
for acute risk assessments, however,
because in assessing acute exposure
situations it matters how much of each
treated food a given consumer eats in
the short-term and what the residue
levels are in the particular foods
consumed. Yet, using maximum residue
values for acute risk assessment tends to
greatly overstate exposure because it is
unlikely that a person would consume
at a single meal multiple food
components bearing high-end residues.
To take into account the variations in
short-term consumption patterns and
food residue values for acute risk
assessments, EPA uses probabilistic
modeling techniques for estimating
exposure when more simplistic models
appear to show risks of concerns.
In practice, EPA uses a computer
program known as the Dietary Exposure
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Evaluation Model and Calendex
software with the Food Commodity
Intake Database (DEEM–FCID version
3.16/Calendex) to estimate dietary
exposure from pesticide residues in
food by combining data on human
consumption amounts with residue
values in food commodities. The model
used for assessment of chlorpyrifos in
the 2020 human health risk assessment
(HHRA) incorporated 2003–2008
consumption data from USDA’s
National Health and Nutrition
Examination Survey/What We Eat in
America database (NHANES/WWEIA).
The data are based on the reported
consumption of more than 20,000
individuals over two non-consecutive
survey days. Foods ‘‘as consumed’’ (e.g.,
apple pie) are linked to EPA-defined
food commodities (e.g., apples, peeled
fruit—cooked; fresh or N/S (Not
Specified); baked; or wheat flour—
cooked; fresh or N/S, baked) using
publicly available recipe translation
files developed jointly by USDA
Agricultural Research Service (ARS) and
EPA. For chronic exposure assessment
(or in the case of chlorpyrifos, for
steady-state exposure assessment),
consumption data are averaged for the
entire U.S. population and within
population subgroups; however, for
acute exposure assessment,
consumption data are retained as
individual consumption events. Using
this consumption information and
residue data, the exposure estimates are
calculated for the general U.S.
population and specific subgroups
based on age, sex, ethnicity, and region.
All of these refinements to the
exposure assessment process, from use
of food monitoring data through
probabilistic modeling, can have
dramatic effects on the level of exposure
predicted, typically reducing worst-case
estimates by at least 1 or 2 orders of
magnitude. (Ref. 11 at pgs. 16 through
17; 70 FR 46706 at 46732)
For chlorpyrifos, EPA has calculated
potential risk by using probabilistic
techniques to combine distributions of
potential exposures in sentinel
populations. The resulting probabilistic
assessments present a range of dietary
exposure/risk estimates. Because
probabilistic assessments generally
present a realistic range of residue
values to which the population may be
exposed, EPA’s starting point for
estimating exposure and risk for such
assessments is the 99.9th percentile of
the population under evaluation. When
using a probabilistic method of
estimating acute dietary exposure, EPA
typically assumes that, when the 99.9th
percentile of acute exposure is equal to
or less than the acute PAD (aPAD), the
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level of concern for acute risk has not
been exceeded. By contrast, where the
analysis indicates that estimated
exposure at the 99.9th percentile
exceeds the aPAD, EPA would generally
conduct one or more sensitivity
analyses to determine the extent to
which the estimated exposures at the
high-end percentiles may be affected by
unusually high food consumption or
residue values. (The same assumptions
apply to estimates for steady-state
dietary exposure and the steady-state
PAD (ssPAD).) To the extent that one or
a few values seem to ‘‘drive’’ the
exposure estimates at the high-end of
exposure, EPA would consider whether
these values are reasonable and should
be used as the primary basis for
regulatory decision making. (Ref. 11)
ii. Exposure from water. (a) Modeling
and monitoring data. EPA may use
either or both field monitoring data and
mathematical water exposure models to
generate pesticide exposure estimates in
drinking water. Monitoring and
modeling are both important tools for
estimating pesticide concentrations in
water and can provide different types of
information. Monitoring data can
provide estimates of pesticide
concentrations in water that are
representative of specific agricultural or
residential pesticide practices and
under environmental conditions
associated with a sampling design.
Although monitoring data can provide a
direct measure of the concentration of a
pesticide in water, it does not always
provide a reliable estimate of exposure
because sampling may not occur in
areas with the highest pesticide use,
and/or the sampling may not occur
when the pesticides are being used.
When monitoring data meet certain data
quantity criteria, EPA has tools available
to quantify the uncertainty in available
monitoring data such that it can be used
quantitively to estimate pesticide
concentrations in drinking water. (Ref.
12) Furthermore, monitoring data can be
used in a weight of evidence (WOE)
approach with model estimated
concentrations to increase confidence in
the conclusions of a drinking water
assessment.
Due often to the limitations in many
monitoring studies, EPA uses
mathematical water exposure models to
estimate pesticide exposure levels in
drinking water. EPA’s models are based
on extensive monitoring data and
detailed information on soil properties,
crop characteristics, and weather
patterns to estimate water
concentrations in vulnerable locations
where the pesticide could be used
according to its label. (Ref. 13 at pgs. 27
and 28) (See also 69 FR 30042, 30058
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through 30065, May 26, 2004) (FRL–
7355–7) These models calculate
estimated environmental concentrations
of pesticides using laboratory data that
describe how fast the pesticide breaks
down to other chemicals and how it
moves in the environment. The
modeling provides an estimate of
pesticide concentrations in ground
water and surface water. Depending on
the modeling algorithm (e.g., surface
water modeling scenarios), daily
concentrations can be estimated
continuously over long periods of time,
and for places that are of most interest
for any particular pesticide. Modeling is
a useful tool for characterizing
vulnerable sites and can be used to
estimate peak concentrations from
infrequent, large rain events.
EPA relies on models it has developed
for estimating pesticide concentrations
in both surface water and groundwater.
The most common model used to
conduct drinking water assessments is
the Pesticide in Water Calculator (PWC).
PWC couples the Pesticide Root Zone
Model (PRZM) and Variable Volume
Water Model (VVWM) together to
simulate pesticide fate and transport
from the field of application to an
adjacent reservoir. (Ref. 13 at pgs. 27
and 28) The PWC estimates pesticide
concentrations for an index reservoir
that is modeled for site-specific
scenarios (i.e., weather and soil data) in
different areas of the country. A detailed
description of the models routinely used
for exposure assessment is available
from the EPA OPP Aquatic Models
website: https://www.epa.gov/pesticidescience-and-assessing-pesticide-risks/
models-pesticide-riskassessment#aquatic.
In modeling potential surface water
concentrations, EPA attempts to model
areas of the country that are vulnerable
to surface water contamination rather
than simply model ‘‘typical’’
concentrations occurring across the
nation. EPA models exposures occurring
in small highly agricultural watersheds
in different growing areas throughout
the country, over a 30-year period. The
scenarios are designed to capture
residue levels in drinking water from
reservoirs with small watersheds with a
large percentage of land use in
agricultural production. EPA believes
these assessments are likely reflective of
a small subset of the watersheds across
the country that maintain drinking
water reservoirs, representing a drinking
water source generally considered to be
more vulnerable to frequent high
concentrations of pesticides than most
locations that could be used for crop
production.
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(b) Drinking Water Level of
Comparison (DWLOC). The drinking
water level of comparison (DWLOC) is
an estimate of the maximum
concentration of the pesticide (and other
residues of concern) that may be in
drinking water without triggering a risk
concern for human health. (Ref. 13 at
pg. 10) The DWLOC is a benchmark that
can be used to guide refinements of the
drinking water assessment (DWA). This
value relates to the concept of the ‘‘risk
cup,’’ which EPA developed to facilitate
risk refinement when considering
aggregate human health risk to a
pesticide. (Ref. 14) The risk cup is the
total exposure allowed for a pesticide
considering its toxicity and required
safety factors. The risk cup is equal to
the maximum safe exposure for the
duration and population being
considered. Exposures exceeding the
risk cup are of potential concern. There
are risk cups for each pertinent duration
of exposure (e.g., acute, short-term,
chronic). The exposure durations most
commonly of interest for acute or shortterm pesticide exposure risk
assessments are 1-day, 4-day, and 21day averages. For example, the relevant
exposure duration for AChE reversible
inhibition from exposure to N-methyl
carbamate insecticides is 1-day, while
AChE irreversible inhibition resulting
from exposure to OP insecticides is
usually 21-days based on steady-state
kinetics. (Ref. 5)
When using the DWLOC approach,
EPA calculates the total exposure from
food consumption and residential (or
other non-occupational) exposures and
subtracts this value from the maximum
safe exposure level. The resulting value
is the allowable remaining exposure
without the potential for adverse health
effect, and this allowable remaining
exposure becomes the remaining space
in the ‘‘risk cup’’ for pesticide exposures
in drinking water. Knowing this
allowable remaining exposure and the
water consumption for each population
subgroup (e.g., infants), the Agency can
calculate the DWLOC, which is the
estimate of safe concentrations of
pesticides in drinking water. Using this
process of DWLOC calculation allows
EPA to determine a target maximum
safe drinking water concentration,
which makes it easier to identify
instances where drinking water
estimates require refinement. (Ref. 13 at
pgs. 19 and 20)
(c) Scale of drinking water
assessment. Although food is
distributed nationally, and residue
values are therefore not expected to vary
substantially throughout the country,
drinking water is locally derived and
concentrations of pesticides in source
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water fluctuate over time and location
for a variety of reasons. Pesticide
residues in water fluctuate daily,
seasonally, and yearly because of the
timing of the pesticide application, the
vulnerability of the water supply to
pesticide loading through runoff, spray
drift and/or leaching, and changes in the
weather. Concentrations are also
affected by the method of application,
the location, characteristics of the sites
where a pesticide is used, the climate,
and the type and degree of pest
pressure, which influences the
application timing, rate used, and
number of treatments in a crop
production cycle.
EPA may conduct a drinking water
assessment (DWA) for a national scale
depending on the pesticide use under
evaluation. A national-scale DWA may
use a single upper-end pesticide
concentration as a starting point for
assessing whether additional
refinements are needed or estimated
pesticide concentrations for certain sitespecific scenarios that are associated
with locations in the United States
vulnerable to pesticide contamination
based on pesticide use patterns. (Ref. 13
at pg. 22)
EPA may also conduct a regionalscale DWA to focus on areas where
pesticide concentrations may be higher
than the DWLOC. Under this type of
assessment, EPA estimates pesticide
concentrations across different regions
in the United States that correspond
with specific hydrologic units identified
by a unique hydrologic unit code (HUC).
For purposes of assessing chlorpyrifos,
EPA evaluated concentrations in the 21
major geographic areas (or regions) used
that comprise the United States. These
areas contain either the drainage area of
a major river or a combined drainage of
a series of rivers. This information can
be found at: https://water.usgs.gov/GIS/
huc.html. Estimated pesticide
concentrations under this approach
would be associated with a vulnerable
pesticide use area somewhere within
the evaluated region. (Ref. 13 at pg. 23)
(d) Refinements to drinking water
assessments. Much like the tiered
approach used for assessing exposures
of pesticides in food, EPA has defined
four tiers for drinking water
assessments. Lower-tiered assessments
are more conservative based on the
defaults or upper bound assumptions
and may compound conservatisms,
while higher tiers integrate more
available data and provide more
realistic estimates of environmental
pesticide concentrations.
These four tiers are generally based on
the level of effort, the amount of data
considered, the spatial scale, and the
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certainty in the estimated pesticide
concentration. Each successive tier
integrates more focused pesticide,
spatial, temporal, agronomic, and cropspecific information. Tier 1 requires the
least amount of effort and the least
amount of data, whereas Tier 4 is
resource intensive, considers a wide
range of sources and types of data, and
is spatially explicit. The order in which
refinements are considered (i.e., the
order in which the assessment is
refined) is pesticide-specific and
depends on the nature and quality of the
available data used to support the
refinement. Additional information on
the conduct of drinking water
assessments can be found in EPA’s
‘‘Framework for Conducting Pesticide
Drinking Water Assessment for Surface
Water’’ (Drinking Water Framework)
(Ref. 13).
As discussed in the Drinking Water
Framework, EPA can incorporate
several refinements in higher tiered
modeling. Two such refinements are the
percent cropped area (PCA) and the
percent crop treated (PCT). The PCA
refers to the amount of area in a
particular community water system that
is planted with the crop of interest (e.g.,
the default assumption is that the entire
watershed is planted with a crop of
interest). The PCT refers to the amount
of the cropped area that is treated with
the pesticide of interest (e.g., the default
is that the entire cropped area is treated
with the pesticide of interest). With
additional use and usage data, EPA can
refine assumptions about the
application rate and PCT for use in
modeling to generate estimated drinking
water concentrations (EDWCs) that are
appropriate for human health risk
assessment and more accurately account
for the contribution from individual use
patterns in the estimation of drinking
water concentrations. The goal of the
PCA and PCT refinements are to
generate EDWCs that are appropriate for
human health risk assessment that
reduce the magnitude of overestimation
due to variability in crops and actual
pesticide usage. (Ref. 15)
iii. Non-occupational (Residential)
exposures. Residential assessments
examine exposure to pesticides in nonoccupational or residential settings (e.g.,
homes, parks, schools, athletic fields, or
any other areas frequented by the
general public), based on registered uses
of the pesticide. Exposures to pesticides
may occur to persons who apply
pesticides (which is referred to as
residential handler exposure) or to
persons who enter areas previously
treated with pesticides (which is
referred to as post-application
exposure). Such exposures may occur
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through oral, inhalation, or dermal
routes and may occur over different
exposure durations (e.g., short-term,
intermediate-term, long-term),
depending on the type of pesticide and
particular use pattern.
Residential assessments are
conducted through examination of
significant exposure scenarios (e.g.,
children playing on treated lawns or
homeowners spraying their gardens)
using a combination of generic and
pesticide-specific data. To standardize
this process, EPA has prepared Standard
Operating Procedures (SOPs) for
conducting residential assessments on a
wide array of scenarios that are
intended to address all major possible
means by which individuals could be
exposed to pesticides in a nonoccupational environment. (Ref. 16)
SOPs have been developed for many
common exposure scenarios including
pesticide treatment of lawns, garden
plants, trees, swimming pools, pets, and
indoor surfaces including crack-andcrevice treatments.
The SOPs identify relevant generic
data and construct algorithms for
calculating application and postapplication exposures in a residential or
non-occupational setting using these
generic data in combination with
pesticide-specific information. The
generic data typically involve survey
data on behavior patterns (e.g., activities
conducted on turf and time spent on
these activities) and transfer coefficient
data (i.e., data measuring the amount of
pesticide that transfers from the
environment to humans during some
activity). Specific information on
pesticides can include information on
residue levels as well as information on
environmental fate such as degradation
data.
Once EPA assesses all the potential
exposures from all applicable
residential exposure scenarios, EPA
selects the highest exposure scenario for
each exposed population to calculate
representative risk estimates for use in
the aggregate exposure assessment.
Those specific exposure values are then
combined with the life-stage appropriate
exposure values provided for food and
drinking water to determine whether a
safety finding can be made.
iv. Aggregate exposures. The aggregate
exposure assessment process considers
exposure through multiple pathways or
routes of exposure (e.g., food, water, and
residential) for different subpopulations (e.g., infants, children ages
1 through 6) and exposure duration or
types of effects (e.g., acute noncancer
effects (single dose), chronic noncancer
effects, and cancer). The aggregated
exposure assessments can be
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deterministic (levels of exposure for
each pathway are point estimates),
probabilistic (levels of exposure are a
distribution for a given population), or
a combination of the two and are
dependent on the level of refinement or
assessment tier.
EPA evaluates aggregate exposure by
comparing combined exposure from all
relevant sources to the safe level. Where
exposures exceed the safe level, those
levels exceed the risk cup and are of
potential concern. There are risk cups
for each pertinent duration of exposure
for a pesticide because the amount of
exposure that can be incurred without
adverse health effects will vary by
duration (e.g., acute, short-term,
chronic, steady-state). The size of the
risk cup is dependent on the maximum
safe exposure for the different relevant
durations (e.g., acute, short-term,
intermediate-term, long-term, steadystate).
d. Risk Characterization
The final step in the risk assessment
is risk characterization. In this step, EPA
combines information from the first
three steps (hazard identification, level
of concern/dose-response analysis, and
human exposure assessment) to
quantitatively estimate the risks posed
by a pesticide. Separate
characterizations of risk are conducted
for different durations of exposure.
Additionally, separate and, where
appropriate, aggregate characterizations
of risk are conducted for the different
routes of exposure (dietary and nondietary).
Whether exposures will exceed the
available space in the risk cup (i.e.,
whether exposures are expected to
exceed safe levels) is expressed
differently, depending on the type of
level of concern (i.e., RfD/PAD or MOE)
the Agency has identified. For dietary
assessments for which EPA calculates
an RfD/PAD, the risk is expressed as a
percentage of the acceptable dose (i.e.,
the dose which EPA has concluded will
be ‘‘safe’’). Dietary exposures greater
than 100% of the percentage of the
acceptable dose are generally cause for
concern and would be considered
‘‘unsafe’’ within the meaning of FFDCA
section 408(b)(2)(B). For non-dietary
(and combined dietary and non-dietary)
risk assessments of threshold effects, the
toxicological level of concern is
typically not expressed as an RfD/PAD,
but rather in terms of an acceptable (or
target) Margin of Exposure (MOE)
between human exposure and the PoD.
Non-dietary (and combined) exposures
that result in an MOE equal to or
exceeding the product of all applicable
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safety factors would not generally be of
concern.
As a conceptual matter, the RfD/PAD
and MOE approaches are fundamentally
equivalent. For a given risk and given
exposure of a pesticide, if exposure to
a pesticide were found to be acceptable
under an RfD/PAD analysis it would
also pass under the MOE approach, and
vice-versa. However, for any specific
pesticide, risk assessments for different
exposure durations or routes may yield
different results. This is a function not
of the choice of the RfD/PAD or MOE
approach but of the fact that the levels
of concern and the levels of exposure
may differ depending on the duration
and route of exposure.
Where EPA has calculated a DWLOC,
the Agency can assess risk by comparing
estimated pesticide concentrations in
drinking water to the DWLOC. As noted
previously, an aggregate DWLOC
represents the amount of maximum safe
residues of pesticide in drinking water
because it represents the room
remaining in the risk cup for drinking
water exposures, after accounting for the
food and residential exposures. When
the EDWC is less than the DWLOC,
there are no risk concerns for aggregate
exposures because the Agency can
conclude that the contribution from
drinking water, when aggregated with
food and non-occupational exposures,
will not exceed safe levels of exposure.
Conversely, an EDWC at or exceeding
the DWLOC would indicate a risk of
concern, as pesticide exposures in
drinking water, when aggregated with
exposures from food and residential
exposures, would exceed safe levels of
exposure. (Ref. 14)
For non-threshold risks (generally,
cancer risks), EPA uses the slope of the
dose-response curve for a pesticide in
conjunction with an estimation of
human exposure to that pesticide to
estimate the probability of occurrence of
additional adverse effects. Under
FFDCA section 408, for non-threshold
cancer risks, EPA generally considers
cancer risk to be negligible if the
probability of increased cancer cases
falls within the range of 1 in 1 million.
EPA describes this quantitative standard
as a ‘‘range’’ because it does not want to
impart a false precision to numerical
cancer risk estimates. EPA seeks to
identify risks differing significantly
from a 1 in 1 million risk, and that
involves both a quantitative as well as
qualitative assessment of what a risk
estimate represents.
2. EPA Policy on the FQPA Children’s
Safety Factor
As the summary of EPA’s risk
assessment practice indicates, the use of
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safety factors plays a critical role in the
process. This is true for traditional
safety factors to account for potential
differences between animals and
humans when relying on studies in
animals (inter-species factor) and
potential differences among humans
(intra-species factor), as well as the
FQPA’s additional 10X children’s safety
factor.
In implementing the children’s safety
factor provision, EPA has interpreted it
as imposing a presumption in favor of
applying a 10X safety factor, in addition
to the traditional safety factors for interand intra-species extrapolation. (Ref. 9
at pgs. 4 and 11) Thus, EPA generally
refers to the FQPA 10X factor as a
presumptive or default 10X factor. EPA
has also made clear, however, that this
presumption or default in favor of the
FQPA 10X safety factor is only a
presumption. The presumption can be
overcome if reliable data demonstrate
that a different factor is safe for
children. (Id.) In determining whether a
different factor is safe for children, EPA
focuses on the three factors listed in
section 408(b)(2)(C) of the FFDCA—the
completeness of the toxicity database,
the completeness of the exposure
database, and potential pre- and
postnatal toxicity. In examining these
factors, EPA strives to make sure that its
choice of a safety factor, based on a
WOE evaluation, does not understate
the risk to children. (Id. at pgs. 24
through 25 and 35)
3. Acetylcholinesterase Inhibition
Acetylcholinesterase (AChE)
inhibition is a disruption of the normal
process in the body by which the
nervous system chemically
communicates with muscles and glands.
Communication between nerve cells
and a target cell (i.e., another nerve cell,
a muscle fiber, or a gland) is facilitated
by the chemical, acetylcholine. When a
nerve cell is stimulated, it releases
acetylcholine into the synapse (or space)
between the nerve cell and the target
cell. The released acetylcholine binds to
receptors in the target cell, stimulating
the target cell in turn. As EPA has
explained, ‘‘the end result of the
stimulation of cholinergic pathway(s)
includes, for example, the contraction of
smooth (e.g., in the gastrointestinal
tract) or skeletal muscle, changes in
heart rate or glandular secretion (e.g.,
sweat glands) or communication
between nerve cells in the brain or in
the autonomic ganglia of the peripheral
nervous system.’’ (Ref. 17 at pg. 10)
AChE is an enzyme that breaks down
acetylcholine and terminates its
stimulating action in the synapse
between nerve cells and target cells.
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When AChE is inhibited, acetylcholine
builds up prolonging the stimulation of
the target cell. This excessive
stimulation potentially results in a
broad range of adverse effects on many
bodily functions including muscle
cramping or paralysis, excessive
glandular secretions, or effects on
learning, memory, or other behavioral
parameters. Depending on the degree of
inhibition, these effects can be serious
or even fatal.
EPA’s cholinesterase inhibition policy
statement explains EPA’s approach to
evaluating the risks posed by AChEinhibiting pesticides such as
chlorpyrifos. (Id.) The policy focuses on
three types of effects associated with
AChE-inhibiting pesticides that may be
assessed in animal and human
toxicological studies: (1) Physiological
and behavioral/functional effects; (2)
AChE inhibition in the central and
peripheral nervous system; and (3)
AChE inhibition in red blood cells and
blood plasma. The policy discusses how
such data should be integrated in
deriving an acceptable dose (e.g., RfD/
PAD) for an AChE-inhibiting pesticide.
After clinical signs or symptoms,
AChE inhibition in the nervous system
provides the next most important
endpoint for evaluating AChE-inhibiting
pesticides. Although AChE inhibition in
the nervous system is not itself regarded
as a direct adverse effect, it is ‘‘generally
accepted as a key component of the
mechanism of toxicity leading to
adverse cholinergic effects.’’ (Id. at pg.
25) As such, the policy states that it
should be treated as ‘‘direct evidence of
potential adverse effects’’ and ‘‘data
showing this response provide valuable
information in assessing potential
hazards posed by anticholinesterase
pesticides.’’ (Id.) Unfortunately, useful
data measuring AChE inhibition in the
peripheral nervous system tissues has
only been relatively rarely captured by
standard toxicology testing. For central
nervous system effects, however, more
recent neurotoxicity studies ‘‘have
sought to characterize the time course of
inhibition in * * * [the] brain,
including brain regions, after acute and
90-day exposures.’’ (Id. at pg. 27)
AChE inhibition in the blood is one
step further removed from the direct
harmful consequences of AChEinhibiting pesticides. According to the
policy, inhibition of blood AChEs ‘‘is
not an adverse effect, but may indicate
a potential for adverse effects on the
nervous system.’’ (Id. at pg. 28) The
policy states that ‘‘[a]s a matter of
science policy, blood cholinesterase
data are considered appropriate
surrogate measures of potential effects
on peripheral nervous system
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acetylcholinesterase activity in animals,
for CNS [central nervous system]
acetylcholinesterase activity in animals
when CNS data are lacking and for both
peripheral and central nervous system
acetylcholinesterase in humans.’’ (Id. at
pg. 29) The policy notes that ‘‘there is
often a direct relationship between a
greater magnitude of exposure [to an
AChE-inhibiting pesticide] and an
increase in incidence and severity of
clinical signs and symptoms as well as
blood cholinesterase inhibition.’’ (Id. at
pg. 30) Thus, the policy regards blood
AChE data as ‘‘appropriate endpoints
for derivation of reference doses or
concentrations when considered in a
weight-of-the-evidence analysis of the
entire database * * *.’’ (Id. at pg. 29)
Between AChE inhibition measured in
red blood cell (‘‘RBC’’) or blood plasma,
the policy states a preference for
reliance on RBC AChE measurements
because plasma cholinesterase is
composed of a mixture of
acetylcholinesterase and
butyrylcholinesterase, and inhibition of
the latter is less clearly tied to inhibition
of acetylcholinesterase in the nervous
system. (Id. at pgs. 29 and 32)
In the Agency’s analysis for
chlorpyrifos, EPA used a response level
of 10% RBC AChE inhibition; this value
represents the estimated dose where
AChE is inhibited by 10%, compared to
untreated animals. For the last several
years EPA has used the 10% value to
regulate AChE-inhibiting pesticides,
including other organophosphorous
pesticides. For a variety of toxicological
and statistical reasons, EPA chose 10%
RBC AChE inhibition as the response
level for use in its PBPK–PD modeling.
(Ref. 2 at pg. 7) EPA analyses have
demonstrated that 10% is a level that
can be reliably measured in the majority
of rat toxicity studies; is generally at or
near the limit of sensitivity for
discerning a statistically significant
decrease in AChE activity across the
brain compartment; and is a response
level close to the background.
III. Chlorpyrifos Background
A. Regulatory Background
1. General
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a. Chlorpyrifos Uses
Chlorpyrifos (0,0-diethyl-0–3,5,6trichloro-2-pyridyl phosphorothioate) is
a broad-spectrum, chlorinated
organophosphate (OP) insecticide that
has been registered for use in the United
States since 1965. (The OPs are a group
of closely related pesticides that affect
functioning of the nervous system.)
Pesticide products containing
chlorpyrifos are registered for use on
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many agricultural crops, including, but
not limited to, corn, soybeans, alfalfa,
oranges, wheat, and walnuts.
Additionally, chlorpyrifos products are
registered for use on nonfood sites such
as ornamental plants in nurseries, golf
course turf, and as wood treatment.
There are also public health uses
including aerial and ground-based
mosquito adulticide fogger treatments,
use as fire ant control in nursery stock
grown in USDA-designated quarantine
areas, and for some tick species that
may transmit diseases such as Lyme
disease. The majority of uses in
residential settings were voluntarily
canceled over two decades ago (e.g., 65
FR 76233, December 6, 2000 (FRL–
6758–2); 66 FR 47481, September 12,
2001 (FRL–6799–7)).
b. Chlorpyrifos Risks
i. Acetylcholinesterase (AChE)
inhibition. Chlorpyrifos, like other OP
pesticides, affects the nervous system by
inhibiting AChE, an enzyme necessary
for the proper functioning of the
nervous system, and ultimately leading
to signs of neurotoxicity. This mode of
action, in which AChE inhibition leads
to neurotoxicity, is well-established,
and thus has been used as basis for the
PoD for OP human health risk
assessments, including chlorpyrifos.
This science policy is based on decades
of work, which shows that AChE
inhibition is the initial event in the
pathway to acute cholinergic
neurotoxicity. (Ref. 17 at pg. 14)
The Agency has conducted a
comprehensive review of the available
data and public literature regarding this
adverse effect from chlorpyrifos. (Ref. 18
at pgs. 25 through 27) There are many
chlorpyrifos studies evaluating RBC
AChE inhibition or the brain in multiple
lifestages (gestational, fetal, postnatal,
and non-pregnant adult); multiple
species (rat, mouse, rabbit, dog, human);
methods of oral administration (oral
gavage with corn oil, dietary, gavage via
milk); and routes of exposure (oral,
dermal, inhalation via vapor and via
aerosol). In addition, chlorpyrifos is
unique in the availability of AChE data
from peripheral tissues in some studies
(e.g., heart, lung, liver). There are also
literature studies comparing the in vitro
AChE response to a variety of tissues
that show similar sensitivity and
intrinsic activity. Across the database,
brain AChE tends to be less sensitive
than RBC AChE or peripheral AChE. In
oral studies, RBC AChE inhibition is
generally similar in response to
peripheral tissues. Thus, the in vitro
data and oral studies combined support
the continued use of RBC AChE
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inhibition as the critical effect for
quantitative dose-response assessment.
Female rats tend to be more sensitive
than males to these AChE effects. For
chlorpyrifos, there are data from
multiple studies which provide robust
RBC AChE data in pregnant, lactating,
and non-pregnant female rats from oral
exposure (e.g., developmental
neurotoxicity (DNT), reproductive, and
subchronic data).
In addition, studies are available in
juvenile pups that show age-dependent
differences, particularly following acute
exposures, in sensitivity to chlorpyrifos
and its oxon metabolite. This sensitivity
is not derived from differences in the
AChE enzyme itself but instead are
derived largely from the immature
metabolic clearance capacity in the
juveniles.
ii. Neurodevelopmental toxicity. In
addition to information on the effects of
chlorpyrifos on AChE, there is an
extensive body of information (in the
form of laboratory animal studies,
epidemiological studies, and
mechanistic studies) studying the
potential effects on neurodevelopment
in infants and children following
exposure to OPs, including chlorpyrifos.
There are numerous laboratory animal
studies on chlorpyrifos in the literature
that have evaluated the impact of
chlorpyrifos exposure in pre- and
postnatal dosing on the developing
brain. These studies vary substantially
in their study design, but all involve
gestational and/or early postnatal dosing
with behavioral evaluation from
adolescence to adulthood. The data
provide qualitative support for
chlorpyrifos to potentially impact the
developing mammalian brain with
adverse outcomes in several
neurological domains including
cognitive, anxiety and emotion, social
interactions, and neuromotor function.
It is, however, important to note that
there is little consistency in patterns of
effects across studies. In addition, most
of these studies use doses that far
exceed EPA’s 10% benchmark response
level for RBC AChE inhibition. There
are only a few studies with doses at or
near the 10% brain or RBC AChE
inhibition levels; among these only
studies from Carr laboratory at
Mississippi State University are
considered by EPA to be high quality.
EPA has concluded that the laboratory
animal studies on neurodevelopmental
outcomes are not sufficient for
quantitatively establishing a PoD. (Ref. 2
at pgs. 88 and 89)
EPA evaluated numerous
epidemiological studies on chlorpyrifos
and other OP pesticides in accordance
with the Agency’s ‘‘Framework for
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Incorporating Human Epidemiologic &
Incident Data in Health Risk
Assessment’’ (‘‘Epidemiologic
Framework’’). (Ref. 19) The most robust
epidemiologic research comes from
three prospective birth cohort studies.
These include: (1) The Mothers and
Newborn Study of North Manhattan and
South Bronx performed by the Columbia
Children’s Center for Environmental
Health (CCCEH) at Columbia University
(‘‘CCCEH study’’); (2) the Mount Sinai
Inner-City Toxicants, Child Growth and
Development Study (‘‘Mt. Sinai study’’);
and (3) the Center for Health
Assessment of Mothers and Children of
Salinas Valley (CHAMACOS) conducted
by researchers at University of
California Berkeley (‘‘CHAMACOS
study’’). (Ref. 20 at pgs. 32 through 43)
In the case of the CCCEH study,
which specifically evaluated the
possible connections between
chlorpyrifos levels in cord blood and
neurodevelopmental outcomes on a
specific cohort, there are a number of
notable associations. (Id. at pgs. 35
through 38) Regarding infant and
toddler neurodevelopment, the CCCEH
study authors reported statistically
significant deficits of 6.5 points on the
Psychomotor Development Index at
three years of age when comparing high
to low exposure groups. Notably, these
decrements persist even after
adjustment for group and individual
level socioeconomic variables. These
investigators also observed increased
odds of mental delay and psychomotor
delay at age three when comparing high
to low exposure groups. The CCCEH
study authors also report strong,
consistent evidence of a positive
association for attention disorders,
attention deficit hyperactivity disorder
(ADHD), and pervasive development
disorder (PDD) when comparing high to
low chlorpyrifos exposure groups.
Moreover, it was reported that for
children in the CCCEH study cohort at
age seven for each standard deviation
increase in chlorpyrifos cord blood
exposure, there is a 1.4% reduction in
Full-Scale IQ and a 2.8% reduction in
Working Memory. In addition, the
CCCEH study authors evaluated the
relationship between prenatal
chlorpyrifos exposure and motor
development/movement and reported
elevated risks of arm tremor in children
around 11 years of age in the CCCEH
cohort.
Notwithstanding the observed
associations, EPA and the 2012 and
2016 FIFRA SAPs identified multiple
uncertainties in the CCCEH
epidemiology studies. (Refs. 21 and 22)
Some of these include the relatively
modest sample sizes, which limited the
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statistical power; exposure at one point
in prenatal time with no additional
information regarding postnatal
exposures; representativeness of a
single-point exposure where timevarying exposures or the ability to
define cumulative exposures would be
preferable; lack of specificity of a
critical window of effect and the
potential for misclassification of
individual exposure measures; and lack
of availability of the raw data from the
studies that would allow verification of
study conclusions.
One of the notable uncertainties in the
CCCEH epidemiology studies identified
by EPA and the 2016 FIFRA SAP is the
lack of specific exposure information on
the timing, frequency, and magnitude of
chlorpyrifos application(s) in the
apartments of the women in the study.
Despite extensive effort by EPA to
obtain or infer this exposure
information from various sources, the
lack of specific exposure data remains a
critical uncertainty. EPA made efforts in
2014 and 2016 to develop dose
reconstruction of the exposures to these
women. These dose reconstruction
activities represent the best available
information and tools but are highly
uncertain. In addition, the pregnant
women and children in the CCCEH
studies were exposed to multiple
chemicals, including multiple potent
AChE inhibiting OPs and N-methyl
carbamates. Moreover, using EPA’s dose
reconstruction methods from 2014
suggest that the pregnant women likely
did not exhibit RBC AChE inhibition
above 10%. The 2012 and 2016 FIFRA
SAP reports expressed concern that it is
likely that the CCCEH findings occurred
at exposure levels below those that
result in 10% RBC AChE inhibition.
(Refs. 21 and 22) However, given the
available CCCEH exposure information
and the exposures to multiple potent
AChE inhibiting pesticides, EPA cannot
definitively attribute all AChE
inhibition to chlorpyrifos. EPA remains
unable to make a causal linkage between
chlorpyrifos exposure and the outcomes
reported by CCCEH investigators. (Ref.
20 at pg. 43) Moreover, given the
uncertainties, particularly in the
exposure information available from
CCCEH (single timepoints, lack of time
varying exposure, lack of knowledge
about application timing), uncertainties
remain about the dose-response
relationships from the epidemiology
studies.
Finally, there are several lines of
evidence for actions of chlorpyrifos
distinct from the classical mode of
action of AChE inhibition. This
information has been generated from
model systems representing different
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levels of biological organization and
provide support for molecular initiating
events (binding to the morphogenic site
of AChE, muscarinic receptors, or
tubulin), cellular responses (alterations
in neuronal proliferation,
differentiation, neurite growth, or
intracellular signaling), and responses at
the level of the intact nervous system
(serotonergic tone, axonal transport).
Among the many in vitro studies on
endpoints relevant to the developing
brain available for chlorpyrifos, only
three have identified outcomes in
picomole concentrations, including
concentrations lower than those that
elicit AChE inhibition in vitro.
However, as is the case for many other
developmental neurotoxicants, most of
these studies have not been designed
with the specific goal of construction or
testing an adverse outcome pathway.
Thus, there are not sufficient data
available to test rigorously the causal
relationship between effects of
chlorpyrifos at the different levels of
biological organization in the nervous
system. (Id. at pgs. 27 through 31)
Due to the complexity of nervous
system development involving the
interplay of many different cell types
and developmental timelines, it is
generally accepted that no single in vitro
screening assay can recapitulate all the
critical processes of neurodevelopment.
As a result, there has been an
international effort to develop a battery
of new approach methodologies (NAMs)
to inform the DNT potential for
individual chemicals. This DNT NAM
battery is comprised of in vitro assays
that assess critical processes of
neurodevelopment, including neural
network formation and function, cell
proliferation, apoptosis, neurite
outgrowth, synaptogenesis, migration,
and differentiation. In combination the
assays in this battery provide a
mechanistic understanding of the
underlying biological processes that
may be vulnerable to chemicallyinduced disruption. It is noteworthy,
however, that the quantitative
relationship between alterations in these
neurodevelopmental processes and
adverse health outcomes has, to date,
not been fully elucidated. Moreover,
additional assays evaluating other
critical neurodevelopmental processes
such as myelination are still being
developed. (Ref. 23)
In September 2020, EPA convened a
FIFRA SAP on developing and
implementing NAMs using methods
such as in vitro techniques and
computational approaches. Included in
that consideration was use of the DNT
NAM battery to evaluate OP compounds
as a case study. These methods
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presented to the 2020 FIFRA SAP
provide a more systematic approach to
evaluating pharmacodynamic effects on
the developing brain compared to the
existing literature studies. Initial data
from the NAM battery were presented to
the SAP for 27 OP compounds,
including chlorpyrifos and its
metabolite, chlorpyrifos-oxon, and,
when possible, compared to in vivo
results (by using in vitro to in vivo
extrapolation). On December 21, 2020,
the SAP released its final report and
recommendations on EPA’s proposed
use of the NAMs data. (Ref. 24) The
advice of the SAP is currently being
taken into consideration as EPA
develops a path forward on NAMs. The
Agency is continuing to explore the use
of NAMs for the OPs, including
chlorpyrifos, and intends to make its
findings available as soon as it
completes this work.
2. Reregistration and Registration
Review
In 2006, EPA completed FIFRA
section 4 (7 U.S.C. 136a–1)
reregistration (a program under which
EPA reregisters older pesticides that
continue to meet the standard for
registration) and FFDCA tolerance
reassessment (21 U.S.C. 346a(q)) for
chlorpyrifos and the OP class of
pesticides. EPA concluded that process
by determining that those tolerances
were safe and should be left in effect.
That decision relied on an endpoint
based on 10% RBC AChE inhibition.
(Ref. 25)
Given ongoing scientific
developments in the study of the OPs
generally, in March 2009 EPA
announced its decision to prioritize the
FIFRA section 3(g) (7 U.S.C. 136a(g))
registration review of chlorpyrifos by
opening a public docket and releasing a
preliminary work plan to complete the
chlorpyrifos registration review by 2015.
Despite the ambitions of that original
work plan, the registration review of
chlorpyrifos has proven to be far more
complex than originally anticipated,
and thus, chlorpyrifos is currently still
undergoing registration review, which
must be completed by October 1, 2022.
(7 U.S.C. 136a(g)(1)(A)(iv)) For
information about the ongoing
registration review process for
chlorpyrifos, see https://
www.regulations.gov/docket/EPA-HQOPP-2008-0850.
Reflecting that complexity, the
Agency has engaged in extensive and
ongoing analyses of the available
science since initiating registration
review in 2009, including multiple
human health risk assessments and
drinking water assessments,
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development of a new model for
deriving points of departure to assess
risks of chlorpyrifos, development of a
framework for incorporating human
epidemiology information into risk
assessments as well as conducting an indepth epidemiology and literature
review, and in the process convening
the FIFRA SAP at least six times. The
following lays out the major milestones
of the chlorpyrifos registration review
process.
In 2011, EPA released its preliminary
human health risk assessment (2011
HHRA) for the registration review of
chlorpyrifos. (Ref. 18) The 2011 HHRA
used 10% RBC AChE inhibition from
laboratory rats as the critical effect (or
PoD) for extrapolating risk. It also used
the default 10X uncertainty factors for
inter- and intra-species extrapolation.
The 10X FQPA safety factor was
reduced to 1X with a note to the public
that a WOE analysis evaluating available
epidemiological studies would be
forthcoming. Also, in 2011, EPA
released its Revised Chlorpyrifos
Preliminary Registration Review
Drinking Water Assessment. (Ref. 26)
This assessment provided estimated
drinking water concentrations (EDWCs)
based on Tier I groundwater and Tier II
surface water model simulations for
registered uses of chlorpyrifos and
considered monitoring data from several
different programs. Based on data
demonstrating the impacts of drinking
water treatment on chlorpyrifos, EPA
concluded that chlorpyrifos in drinking
water would convert to chlorpyrifosoxon, a metabolite, when going through
chlorinated drinking water treatment
systems. Based on modeling results,
EDWCs for chlorpyrifos and
chlorpyrifos-oxon generated from
surface water sources provided higher
estimates of the potential exposure to
either of these chemicals in drinking
water than those from groundwater.
In 2014, following the development of
the PBPK–PD model and 2012 SAP’s
review of EPA’s epidemiology review,
EPA released a revised human health
risk assessment (2014 HHRA). (Ref. 20)
Using the chlorpyrifos PBPK–PD model
for deriving human PoDs for RBC AChE
inhibition, which obviated the need for
the inter-species extrapolation factor
and allowed for data-derived intraspecies extrapolation factors (as
described in Unit II.B.1.b.i.), the revised
risk assessment identified highly refined
PoDs that accounted for gender, age,
duration and route-specific exposure
considerations. In addition, the revised
risk assessment retained the 10X FQPA
SF, based on EPA’s WOE analysis
concerning the potential for
neurodevelopmental outcomes that
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followed a draft of EPA’s Epidemiologic
Framework (Ref. 19), and incorporated
recommendations from the 2012 SAP.
Also in 2014, EPA released its Updated
Drinking Water Assessment for
Registration Review (‘‘2014 DWA’’).
(Ref. 27) As an update to the 2011 DWA,
the 2014 DWA included several
additional analyses focusing on: (1)
Clarifying labeled uses, (2) evaluating
volatility and spray drift, (3) revising
aquatic modeling input values, (4)
comparing aquatic modeling and
monitoring data, (5) summarizing the
effects of drinking water treatment, and
(6) updating model simulations using
current exposure tools. The additional
analyses did not change the exposure
assessment conclusions reported in the
preliminary DWA. The 2014 HHRA,
taken together with the Agency’s
drinking water assessment, identified
estimated aggregate risks exceeding the
level of concern for chlorpyrifos.
In 2016 EPA issued a revised human
health risk assessment using a dosereconstruction approach to derive the
PoD based on the neurodevelopmental
effects observed in the CCCEH study
based on advice from the 2016 SAP.
(Ref. 28) Although the 2016 HHRA
found that risks from food alone
exceeded the safe level for chlorpyrifos,
EPA also issued a revised drinking
water assessment (2016 DWA). (Ref. 29)
This refined drinking water assessment
served to combine, update, and
complete the work presented in the
2011 and 2014 drinking water
assessments for chlorpyrifos as part of
the registration review process. Even
with the additional refinements, the
results were consistent and suggested
potential exposure to chlorpyrifos or
chlorpyrifos-oxon in finished drinking
water based on labeled uses. The
assessment noted that depending on the
drinking water level of concern,
measured concentrations of chlorpyrifos
and chlorpyrifos-oxon may exceed the
level of concern in some locations
across the country, which warranted
comparison of EDWCs to the established
drinking water level of concern. EPA
issued a Notice of Data Availability
seeking public comment on the 2016
HHRA and 2016 DWA. (81 FR 81049,
November 17, 2016) (FRL–9954–65)
In September 2020, EPA issued the
‘‘Chlorpyrifos: Third Revised Human
Health Risk Assessment for Registration
Review’’ (2020 HHRA) (Ref. 2) and the
‘‘Updated Chlorpyrifos Refined
Drinking Water Assessment for
Registration Review’’ (2020 DWA) (Ref.
30). In the 2020 HHRA, EPA utilizes the
same endpoint and PoDs as those used
in the 2014 HHRA. This was done
because the Agency concluded that the
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unresolved nature of the science
addressing neurodevelopmental effects
warranted further evaluation of the
science during the remaining time for
completion of registration review. Due
to the uncertainties concerning
neurodevelopmental effects, the 2020
HHRA retained the default 10X FQPA
safety factor; the 2020 HHRA also
presented potential risk estimates at a
reduced 1X FQPA safety factor to reflect
the range of estimates possible, although
it did not adopt or explain why the 1X
FQPA safety factor would be safe for
infants and children. While in the 2020
HHRA the Agency determined that risks
from exposures to chlorpyrifos residues
in food combined with residential
exposures were not of concern, drinking
water exposures significantly add to
those risks. The 2020 DWA built upon
the analysis in the 2016 DWA but
focused on a subset of currently
registered chlorpyrifos uses for high
benefit crops to growers in specific areas
of the country, i.e., alfalfa, apple,
asparagus, cherry, citrus, cotton, peach,
soybean, sugar beet, strawberry, and
wheat. This assessment utilized new
surface water model scenarios (i.e., soil,
weather, and crop data), integrated the
entire distribution of community water
system percent cropped area (PCA)
adjustment factors and state-level
percent crop treated (PCT) data, and
considered the quantitative use of
available surface water monitoring data.
The 2020 DWA noted that
concentrations of chlorpyrifos and
chlorpyrifos-oxon in drinking water
were not likely to exceed the drinking
water level of comparison (DWLOC)
even with the retention of the 10X
FQPA safety factor for the subset of uses
considered; however, that assessment
noted that adding additional uses could
change estimated drinking water
concentrations, which could ultimately
result in changes to the risk conclusion
relative to the drinking water level of
comparison(s).
In December 2020, EPA released the
‘‘Proposed Interim Decision for the
Registration Review of Chlorpyrifos’’
(2020 PID) for a 60-day public comment
period (85 FR 78849, December 7, 2020)
(FRL–10017–1). The 2020 PID
concluded that ‘‘[w]hen considering all
currently registered agricultural and
non-agricultural uses of chlorpyrifos,
aggregate exposures are of concern.’’
(Ref. 31 at pg. 19) However, the 2020
PID also noted that if one considered
only the uses that result in EDWCs
below the DWLOC, then aggregate
exposures would not be of concern. (Id.)
Accordingly, the 2020 PID proposed to
limit applications of chlorpyrifos in this
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country to only 11 uses in certain
regions of the United States; EPA had
focused its review on those 11
geographically limited uses due to
potential benefits from those uses and
concluded that the EDWCs for those
uses alone were below the DWLOC.
This proposed path forward was
intended to offer to stakeholders a way
to mitigate the aggregate risk from
chlorpyrifos, although as a proposal, it
was not a final Agency determination
and could be subject to change
following public comment and
stakeholder interest, perhaps in an
Agency determination on a different
subset of uses. Along with comments on
the 2020 PID, EPA invited comments on
the benefits assessments, the 2020
HHRA, draft ecological risk assessment,
and 2020 DWA. EPA extended the 60day comment period by 30 days, which
then closed on March 7, 2021. EPA is
currently reviewing public input and
will respond to comments prior to
issuing an interim decision.
3. Scientific Issues and SAPs
As noted previously, the registration
review of chlorpyrifos has proven to be
far more complex than originally
anticipated. The OPs have presented
EPA with numerous novel scientific
issues that the Agency has taken to
multiple FIFRA Scientific Advisory
Panel (SAP) meetings since the
completion of reregistration in 2006.
(Note: The SAP is a federal advisory
committee created by FIFRA section
25(d), 7 U.S.C. 136w(d), and serves as
EPA’s primary source of peer review for
significant regulatory and policy matters
involving pesticides. EPA may convene
an SAP meeting to present significant
regulatory, science, or policy matters
involving pesticides and request that the
SAP provide comments, evaluations,
and recommendations on the matters
submitted for its review.)
These FIFRA SAP meetings, which
have included the review of new worker
and non-occupational exposure
methods, experimental toxicology and
epidemiology, and the evaluation of a
chlorpyrifos-specific PBPK–PD model,
have resulted in significant
developments in EPA’s risk assessments
generally, and, more specifically, in the
study of chlorpyrifos’s effects. In
particular, and partly in response to
issues raised in the 2007 Petition
(discussed in Unit III.B. of this
document), EPA has conducted
extensive reviews of available data to
evaluate the possible connection
between chlorpyrifos and adverse
neurodevelopmental effects and to
assess whether the neurodevelopmental
effects could be used to determine PoDs
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for assessing chlorpyrifos. On this
particular topic, EPA has convened
multiple FIFRA SAP meetings.
In 2008, the Agency presented to the
FIFRA SAP a preliminary review of
available literature and research on
epidemiology in mothers and children
following exposures to chlorpyrifos and
other OPs, laboratory studies on animal
behavior and cognition, AChE
inhibition, and mechanisms of action.
(Ref. 32) The 2008 FIFRA SAP
recommended that AChE inhibition
remain as the source of data for the
PoDs but noted that despite some
uncertainties, the CCCEH epidemiologic
studies ‘‘is epidemiologically sound’’
and ‘‘provided extremely valuable
information’’ for evaluating the
potential neurodevelopmental effects of
chlorpyrifos.
The 2010 FIFRA SAP favorably
reviewed EPA’s 2010 draft
epidemiology framework. (Ref. 33) This
draft framework, titled ‘‘Framework for
Incorporating Human Epidemiologic &
Incident Data in Risk Assessments in
Pesticides,’’ (‘‘Epidemiologic
Framework’’) described the use of the
Bradford Hill Criteria as modified in the
Mode of Action Framework to integrate
epidemiology information with other
lines of evidence. As suggested by the
2010 FIFRA SAP, EPA did not
immediately finalize the draft
framework but instead used it in several
pesticide evaluations prior to making
revisions and finalizing it. EPA’s Office
of Pesticide Program’s (OPP) finalized
this Epidemiologic Framework in
December 2016. (Ref. 19)
In 2012, the Agency convened another
meeting of the FIFRA SAP to review the
latest experimental data related to RBC
AChE inhibition, cholinergic and noncholinergic adverse outcomes, including
neurodevelopmental studies on
behavior and cognition effects. The
Agency also performed an in-depth
analysis of the available chlorpyrifos
biomonitoring data and of the available
epidemiologic studies from three major
children’s health cohort studies in the
United States, including those from the
CCCEH, Mount Sinai, and University of
California, Berkeley. The Agency
explored plausible hypotheses on mode
of actions/adverse outcome pathways
(MOAs/AOPs) leading to
neurodevelopmental outcomes seen in
the biomonitoring and epidemiology
studies.
The 2012 FIFRA SAP described the
Agency’s epidemiology review as ‘‘very
clearly written, accurate’’ and a ‘‘very
thorough review.’’ (Ref. 21 at pgs. 50–
52, 53) It went further to note that it
‘‘believes that the [Agency’s]
epidemiology review appropriately
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concludes that the studies show some
consistent associations relating
exposure measures to abnormal reflexes
in the newborn, pervasive development
disorder at 24 or 36 months, mental
development at 7 through 9 years, and
attention and behavior problems at 3
and 5 years of age. . . .’’ The 2012
FIFRA SAP concluded that the RBC
AChE inhibition remained the most
robust dose-response data, though
expressed concerns about the degree to
which 10% RBC AChE inhibition is
protective for neurodevelopmental
effects, pointing to evidence from
epidemiology, in vivo animal studies,
and in vitro mechanistic studies, and
urged the EPA to find ways to use the
CCCEH data.
Taking that recommendation into
consideration, the Agency prepared a
proposal for using cord blood data from
the CCCEH epidemiology studies as the
source of data for the PoDs, which it
presented to the FIFRA SAP in April
2016. The 2016 SAP did not support the
‘‘direct use’’ of the cord blood and
working memory data for deriving the
regulatory endpoint, due in part to
insufficient information about timing
and magnitude of chlorpyrifos
applications in relation to cord blood
concentrations at the time of birth,
uncertainties about the prenatal
window(s) of exposure linked to
reported effects, lack of a second
laboratory to reproduce the analytical
blood concentrations, and lack of raw
data from the epidemiology study. (Ref.
22) Despite its critiques of uncertainties
in the CCCEH studies, the 2016 FIFRA
SAP stated that it ‘‘agrees that both
epidemiology and toxicology studies
suggest there is evidence for adverse
health outcomes associated with
chlorpyrifos exposures below levels that
result in 10% RBC AChE inhibition (i.e.,
toxicity at lower doses).’’ (Id. at pg. 18)
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B. FFDCA Petition and Associated
Litigation
1. 2007 Petition Seeking Revocation of
Chlorpyrifos Tolerances
As described previously, in 2006, EPA
issued the Reregistration Eligibility
Decision (RED) for chlorpyrifos, which
concluded that chlorpyrifos was eligible
for reregistration as it continued to meet
the FIFRA standard for registration. In
September 2007, Pesticide Action
Network North America (PANNA) and
Natural Resources Defense Council
(NRDC) (collectively, the Petitioners)
submitted to EPA a petition (the
Petition) seeking revocation of all
chlorpyrifos tolerances under FFDCA
section 408 and cancellation of all
chlorpyrifos pesticide product
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registrations under FIFRA. (Ref. 34)
That Petition raised several claims
regarding EPA’s 2006 FIFRA
reregistration decision for chlorpyrifos
and the active registrations in support of
the request for tolerance revocations and
product cancellations. Those claims are
described in detail in EPA’s earlier
Order denying the Petition (82 FR
16581, April 5, 2017) (FRL–9960–77).
2. Agency Responses and 2017 Order
Denying Petition
Ultimately, EPA denied the Petition
in full on March 29, 2017 (82 FR 16581,
April 5, 2017) (FRL–9960–77). Prior to
issuing that Order, however, EPA issued
two interim responses and a proposed
rule in response to the Petition.
EPA provided the Petitioners with
two interim responses on July 16, 2012,
and July 15, 2014, which denied six of
the Petition’s claims. EPA made clear in
both the 2012 and 2014 responses that,
absent a request from Petitioners, EPA’s
denial of those six claims would not be
made final until EPA finalized its
response to the entire Petition.
Petitioners made no such request, and
EPA therefore finalized its response to
those claims in the March 29, 2017
Order Denying Petition.
As background, three of the Petition’s
claims all related to the same issue:
Whether the potential exists for
chlorpyrifos to cause
neurodevelopmental effects in children
at exposure levels below EPA’s existing
regulatory standard (10% RBC AChE
inhibition). Because the claims relating
to the potential for neurodevelopmental
effects in children raised novel, highly
complex scientific issues, EPA
originally decided it would be
appropriate to address these issues in
connection with the registration review
of chlorpyrifos under FIFRA section 3(g)
and decided to expedite that review,
intending to finalize it in 2015, well in
advance of the October 1, 2022
registration review deadline. (Ref. 35)
EPA decided as a policy matter that it
would address the Petition claims
regarding these matters on a similar
timeframe. (82 FR 16581 at 16583)
As noted earlier in this Unit, the
complexity of these scientific issues
precluded EPA from finishing its review
according to EPA’s original timeline,
and the Petitioners brought legal action
in the Ninth Circuit Court of Appeals to
compel EPA to either issue an Order
denying the Petition or to grant the
Petition by initiating the tolerance
revocation process. The result of that
litigation was that on August 10, 2015,
the Court ordered EPA to ‘‘issue either
a proposed or final revocation rule or a
full and final response to the
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administrative [P]etition by October 31,
2015.’’ (In re Pesticide Action Network
N. Am., 798 F.3d 809, 815 (9th Cir.
2015))
In response to that Court’s order, EPA
issued a proposed rule in 2015 to revoke
all tolerances for chlorpyrifos (80 FR
69080, November 6, 2015) (FRL–9935–
92) (2015 proposed rule), based on its
unfinished registration review risk
assessment. EPA acknowledged that it
had had insufficient time to complete its
drinking water assessment and its
review of data addressing the potential
for neurodevelopmental effects.
Although EPA noted that further
evaluation might enable more tailored
risk mitigation, EPA was unable to
conclude, based on the information
before EPA at the time, that the
tolerances were safe, since the aggregate
exposure to chlorpyrifos exceeded safe
levels.
On December 10, 2015, the Ninth
Circuit issued a further order, in
response to additional legal challenge
by Petitioners, requiring EPA to take
final action on its proposed revocation
rule and issue its final response to the
Petition by December 30, 2016. In re
Pesticide Action Network N. Am., 808
F.3d 402 (9th Cir. 2015). In response to
EPA’s request for an extension of the
deadline in order to be able to fully
consider the July 2016 FIFRA SAP
report regarding chlorpyrifos toxicology,
the Ninth Circuit ordered EPA to
complete its final action by March 31,
2017. In re Pesticide Action Network of
North America v. EPA, 840 F.3d 1014
(9th Cir. 2016). Following that Court’s
order, EPA published a Notice of Data
Availability (NODA), seeking comment
on EPA’s revised risk assessment and
water assessment and reopening the
comment period on the proposal to
revoke tolerances. (81 FR 81049,
November 17, 2016) (FRL–9954–65)
On March 29, 2017, the EPA issued
the 2017 Order Denying Petition. (82 FR
16581, April 5, 2017) (FRL–9960–77)
The specific responses are described in
full in that 2017 Order Denying Petition
(and summarized again in the Agency’s
denial of objections. (84 FR 35555, July
24, 2019) (FRL–9997–06) EPA’s 2017
Order Denying Petition did not contain
a determination concerning the safety of
chlorpyrifos. Rather, EPA concluded
that, despite several years of study, the
science addressing neurodevelopmental
effects remained unresolved and that
further evaluation of the science on this
issue during the remaining time for
completion of registration review was
warranted. EPA therefore denied the
remaining Petition claims, concluding
that it was not required to complete—
and would not complete—the human
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health portion of the registration review
or any associated tolerance revocation of
chlorpyrifos without resolution of those
issues during the ongoing FIFRA
registration review of chlorpyrifos.
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3. Objections and EPA’s Denial of
Objections
In June 2017, several public interest
groups and states filed objections to the
2017 Order Denying Petition pursuant
to the procedures in FFDCA section
408(g)(2). Specifically, Earthjustice
submitted objections on behalf of the
following 12 public interest groups:
Petitioners PANNA and NRDC, United
Farm Workers, California Rural Legal
Assistance Foundation, Farmworker
Association of Florida, Farmworker
Justice, GreenLatinos, Labor Council for
Latin American Advancement, League
of United Latin American Citizens
(LULAC), Learning Disabilities
Association of America, National
Hispanic Medical Association and
Pineros y Campesinos Unidos del
Noroeste. Another public interest group,
the North Coast River Alliance,
submitted separate objections. With
respect to the states, New York,
Washington, California, Massachusetts,
Maine, Maryland, and Vermont
submitted a joint set of objections. (Ref.
34), These objectors asserted that EPA
erred in not making the requisite safety
finding in denying the Petition and that
EPA should revoke all tolerances
because the available record supported
a conclusion that the tolerances were
unsafe.
On July 18, 2019, EPA issued a final
Order denying all objections to the 2017
Order Denying Petition and thereby
completing EPA’s administrative denial
of the petition (2019 Order Denying
Objections to Petition Denial) (84 FR
35555, July 27, 2019) (FRL–9997–06).
Again, the 2019 Order Denying
Objections to Petition Denial did not
issue a determination concerning the
safety of chlorpyrifos. Rather, EPA
denied the objections on the grounds
that the data concerning
neurodevelopmental toxicity were not
sufficiently valid, complete, and reliable
to meet the Petitioners’ burden to
present evidence supporting the request
for revocation.
4. Judicial Challenge to 2019 Order
Denying Objections To Petition Denial
and 2021 Ninth Circuit Order
On August 7, 2019, the objectors
(LULAC Petitioners) and States
petitioned the Ninth Circuit for review
of the 2017 Order Denying Petition and
the 2019 Order Denying Objections to
Petition Denial. The LULAC Petitioners
and States argued that EPA was
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compelled to grant the 2007 Petition
and revoke chlorpyrifos tolerances
because: (1) EPA lacked authority to
maintain chlorpyrifos tolerances
without an affirmative finding that
chlorpyrifos is safe; (2) EPA’s findings
that chlorpyrifos is unsafe in the
Agency’s 2014 and 2016 risk
assessments compel revocation of the
chlorpyrifos tolerances; and (3) The
Petition provided a sufficient basis for
EPA to reconsider the question of
chlorpyrifos’s safety and was not
required to prove that a pesticide is
unsafe.
On April 29, 2021, the Ninth Circuit
issued its decision, finding that when
EPA denied the 2007 Petition to revoke
chlorpyrifos tolerances, it was
essentially leaving those chlorpyrifos
tolerances in effect, which, the Court
noted, the FFDCA only permits if EPA
has made an affirmative determination
that such tolerances were safe. (League
of United Latin Am. Citizens (LULAC) v.
Regan, 996 F.3d. 673 (9th Cir. 2021))
Although EPA argued that it was not
compelled to reconsider its safety
determination because the 2007 Petition
had failed to meet the threshold
requirement of providing reliable
evidence that the tolerances were
unsafe, the Court found that the Petition
provided the necessary ‘‘reasonable
grounds,’’ which triggered EPA’s duty to
ensure the tolerances were safe. (Id. at
pg. 695) Since the 2017 Order Denying
Petition and 2019 Order Denying
Objections to Petition Denial failed to
make any safety determinations for
chlorpyrifos, the Court concluded that
EPA violated the FFDCA by leaving
those tolerances in place without the
requisite safety findings. (Id. at pgs. 678,
695 and 696 (declaring that EPA’s action
was a ‘‘total abdication of EPA’s
statutory duty under the FFDCA’’))
Moreover, in light of the record before
the Court, including the 2016 HHRA
indicating that the current chlorpyrifos
tolerances were not safe, the Court
found EPA’s denial of the 2007 Petition
to be arbitrary and capricious. (Id. at pg.
697) Based on the available record, the
Court concluded that EPA must grant
the Petition and issue a final rule
modifying or revoking the tolerances
under FFDCA section 408(d)(4)(A)(i).
(Id. at pg.701)
The Court recognized that, since the
litigation had commenced, EPA had
been continuing to evaluate chlorpyrifos
in registration review and had issued
the 2020 PID and convened another
FIFRA SAP; the Court noted that such
information could be relevant to a safety
determination. (Id. at pg. 703) The Court
allowed that if the new information
could support a safety determination,
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EPA might issue a final rule modifying
chlorpyrifos tolerances rather than
revoking them. But the Court warned
that EPA was to act ‘‘immediately’’ and
not engage in ‘‘further factfinding.’’ (Id.)
The Court chided that taking ‘‘nearly 14
years to publish a legally sufficient
response to the 2007 Petition’’ was an
‘‘egregious delay’’ and ‘‘EPA’s time is [ ]
up.’’ (Id.) As a result, the Court ordered
EPA to: (1) Grant the 2007 Petition; (2)
Issue a final rule within 60 days of the
issuance of the mandate that either
revokes all chlorpyrifos tolerances or
modifies chlorpyrifos tolerances,
provided that such modification is
supported by a safety finding, and (3)
Modify or cancel related FIFRA
registrations for food use in a timely
fashion. (Id. at 703 and 704) Since the
mandate was issued on June 21, 2021,
the deadline for issuing the final rule
was August 20, 2021, less than four
months from the date the Court issued
its decision.
IV. The Final Rule
As noted in the previous Unit, the
Ninth Circuit directed EPA to act on the
2007 Petition by granting it and issuing
a final rule concerning the chlorpyrifos
tolerances. The Court allowed that that
rule could either revoke all tolerances or
modify tolerances, as long as EPA
issued, concurrently with such
modification, a determination that such
modified tolerances were safe. The
Court, impatient with EPA’s failure to
comply with the FFDCA when it left
chlorpyrifos tolerances in place without
the requisite safety finding, directed
EPA to issue that final rule very quickly,
i.e., 60 days after the issuance of the
mandate.
Given the limited window for issuing
the rule and the Court’s directive not to
engage in additional fact-finding or
further delay, the Agency focused in its
rulemaking on the data and completed
assessments available at the time and
whether they were adequate to support
a safety finding for the chlorpyrifos
tolerances. EPA did not conduct
additional analyses or engage in any
additional fact-finding or scientific
review, due to the limited time. Thus,
the rule was based on available
information that EPA had already
reviewed and incorporated into risk
assessments and/or regulatory
documents.
The most recent risk assessments and
regulatory documents were the 2020
HHRA (Ref. 2), 2020 DWA (Ref. 30), and
the 2020 PID (Ref. 31). These documents
were not in the record before the Ninth
Circuit, although as noted previously,
the Court allowed that the new
information could be used in support of
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a safety finding as appropriate. Thus,
the Agency considered, in addition to
other previously developed documents
on chlorpyrifos as cited in the final rule
(Ref. 1), whether the 2020 documents
would support a safety finding for the
chlorpyrifos tolerances.
EPA’s final rule follows the Agency’s
practice of assessing risk described in
Unit II.B. of this document. Relying on
the Agency’s existing analyses on
chlorpyrifos, EPA examined the
toxicological profile of chlorpyrifos to
identify potential hazards and identify
PoDs for assessing risk. The Agency
considered the appropriate uncertainty
factors, including the appropriate FQPA
safety factor, for setting the level of
concern. EPA also examined potential
exposures of chlorpyrifos in food and
drinking water, as well as from uses that
might result in exposure to residues in
residential settings. Finally, EPA
aggregated all anticipated exposures to
determine if the existing tolerances
would meet the safety standard of the
FFDCA. The rest of this Unit
summarizes the analysis and
conclusions of the 2021 final rule. For
further detail, see Ref. 1.
In the 2021 final rule, EPA described
the two primary toxicological effects
associated with chlorpyrifos:
Acetylcholinesterase inhibition and
neurodevelopmental effects. These
effects are discussed in greater detail in
Unit III.A.1.b. of this document. As EPA
noted, the mode of action of
chlorpyrifos of affecting the nervous
system through inhibition of AChE is
well-established, as well as its use as the
basis for PoD for assessing risks from
chlorpyrifos as well as other OPs. In
addition, EPA acknowledged and
addressed the extensive body of
information studying the potential
effects on neurodevelopment in infants
and children following exposure to OPs,
including chlorpyrifos. EPA recognized
that available data provide qualitative
support for chlorpyrifos to potentially
impact the developing mammalian brain
and acknowledged the observed
associations between prenatal
chlorpyrifos exposure and
neurodevelopmental outcomes in the
epidemiological data. But EPA also
noted that due to uncertainties in the
data, including the lack of specific
exposure information, EPA was
precluded from being able to make a
causal linkage between chlorpyrifos
exposure and the outcomes found in the
epidemiological studies. As a result,
while there is a lot of information about
the potential association between
chlorpyrifos and neurodevelopmental
outcomes in infants and children, there
was insufficient information at the time
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of the final rule to draw conclusions
about the dose-response relationship
between chlorpyrifos and those
outcomes.
As a result, EPA relied on the RBC
AChE inhibition results from laboratory
animals to derive PoD, consistent with
the 2006 chlorpyrifos RED, the 2006 OP
cumulative risk assessment, and other
single chemical OP risk assessments. To
account for the unresolved scientific
uncertainties associated with the
potential for neurodevelopmental
effects—and to be protective of those
effects—the Agency retained the default
10X FQPA safety factor. As noted
earlier, EPA is required to apply this
tenfold margin of safety to account for
potential pre- and postnatal toxicity,
unless it has reliable data to support a
determination that a different margin of
safety would be protective. (21 U.S.C.
346a(b)(2)(C)) EPA explained that the
Agency’s WOE analysis indicates there
is qualitative evidence of a potential
effect on the developing brain
associated with chlorpyrifos exposures;
however, uncertainties remain about the
levels at which those
neurodevelopmental outcomes may
occur. Therefore, EPA retained the 10X
FQPA safety factor in recognition of the
fact that despite extensive analysis of
the available data, the science
concerning neurodevelopmental effects
remains unresolved and thus presents
an uncertainty concerning the potential
pre- and postnatal toxicity. EPA did not
believe it had sufficient reliable data to
determine that a lower safety factor
would be protective of infants and
children.
To assess risk, EPA estimated
exposures to chlorpyrifos from
approved uses. As the FFDCA requires,
EPA examined exposures for
chlorpyrifos uses that resulted in
residues of chlorpyrifos in or on food,
in drinking water, and in residential (or
non-occupational) settings. EPA’s
assessment of dietary (food only)
exposures relied on the Agency’s
Dietary Exposure Evaluation Model and
Calendex software with the Food
Commodity Intake Database (DEEM–
FCID version 3.16/Calendex) to estimate
exposure by combining data on human
consumption amounts with residue
values in food commodities. These foodonly exposure assessments were highly
refined, based both on field trial data
and monitoring data.
In drinking water, EPA estimated
exposures of chlorpyrifos and
chlorpyrifos-oxon, a metabolite of
chlorpyrifos. The most recent drinking
water assessment that examined all
approved uses of chlorpyrifos was
conducted in 2016; thus, the Agency
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11237
relied on that assessment in evaluating
the safety of the chlorpyrifos tolerances.
While a more recent drinking water
assessment had been conducted in 2020,
that newer assessment only evaluated a
subset of the approved uses and thus
was incomplete for purposes of
assessing the aggregate exposures of
chlorpyrifos. Based on the 2016
drinking water assessment then, EPA
evaluated estimated concentrations of
chlorpyrifos and chlorpyrifos-oxon in
drinking water resulting from approved
uses of chlorpyrifos.
There are few remaining uses of
chlorpyrifos that result in residential or
non-occupational exposures. EPA
evaluated those uses and used estimated
exposures from use on golf courses in
the overall aggregate risk assessment
since golf course uses result in the
highest estimated exposures among
remaining residential (nonoccupational) uses.
In accordance with the requirements
of the FFDCA, EPA considered aggregate
exposures of chlorpyrifos in all food,
drinking water, and residential settings.
EPA used a DWLOC approach, in which
EPA compared estimated drinking water
exposures to a DWLOC, i.e., a value
corresponding to the maximum amount
of chlorpyrifos exposures that may be
present in drinking water without
resulting in aggregate exposures of
chlorpyrifos that would result in unsafe
exposures. Where the estimated
drinking water concentrations for
chlorpyrifos exceed the DWLOC, the
Agency concluded that aggregate
exposures would be unsafe because the
chlorpyrifos residues in drinking water,
when combined with food and
residential exposures, would exceed
safe levels of chlorpyrifos exposure. For
chlorpyrifos and chlorpyrifos-oxon, the
Agency calculated DWLOCs for acute
and steady-state exposures for several
population subgroups. (Ref. 2 at pgs. 15,
and 44 through 47)
As noted in the final rule, EPA’s
assessment concluded that exposures to
chlorpyrifos from food and residential
exposures individually or together did
not exceed EPA’s levels of concern.
However, the Agency found that when
combined with the exposures in
drinking water from all registered uses
of chlorpyrifos, the aggregate exposure
to chlorpyrifos exceeded safe levels. The
estimated drinking water concentrations
calculated in the 2016 drinking water
assessment exceeded the DWLOC. The
Agency recognized that the 2020 PID
proposed a subset of uses that might
result in exposures below the Agency’s
level of concern if uses were eliminated
and significant changes to the labels
were made, including use cancellations
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and geographic limitations, among
others. However, as no registration or
label changes had been effectuated such
that EPA could rely on them at the time
of the final rule, EPA assessed aggregate
exposures expected from all registered
uses.
Ultimately, EPA concluded that,
based on the information before the
Agency and taking into consideration all
the registered uses for chlorpyrifos at
the time, it was unable to determine that
the chlorpyrifos tolerances were safe,
since aggregate exposures to
chlorpyrifos exceeded safe levels.
Therefore, EPA issued a final rule
revoking all tolerances for chlorpyrifos
contained in 40 CFR 180.342. The
prepublication copy of the final rule
was posted on the EPA website on
August 18, 2021, and the final rule
published in the Federal Register on
August 30, 2021 (Ref. 1). The final rule
became effective on October 29, 2021.
EPA provided a grace period of six
months to ease the transition for
growers and accommodate international
trade considerations, by setting an
expiration date for the chlorpyrifos
tolerances of February 28, 2022.
The final rule provided that, pursuant
to FFDCA section 408(g), 21 U.S.C.
346a, any person could file an objection
to any aspect of the regulation, request
a hearing on those objections, and
requests for stay of the final rule. The
objections, requests for hearing, and
requests for stay received are
summarized in Units V. and VI. of this
document.
V. Objections, Requests for Hearing,
and Requests for Stay
The Agency received several filings of
objections, four requests for hearing on
those objections, and several requests
seeking a stay or extension of the rule.
EPA briefly summarizes the objections,
hearing requests, and stay requests, and
responds to them in the next three units
of this document.
Individual objections were filed by
the following: The Amalgamated Sugar
Company; the American Crystal Sugar
Company; the American Farm Bureau
Federation; the American Soybean
Association; the California Citrus
Quality Council; the Cherry Marketing
Institute; the Coalition of
Organophosphate (OP) Registrants;
Gharda Chemicals International, Inc.;
the Michigan Vegetable Council. Inc.;
the Minor Crop Farmer Alliance; the
Republic of Colombia; the Southern
Minnesota Beet Sugar Cooperative; and
99 independent growers of soybean,
corn, wheat, cotton, rice, alfalfa, and
sugarbeet. Several entities also filed
objections jointly in response to the
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final rule as follows: American
Sugarbeet Growers Association and U.S.
Beet Sugar Association (collectively,
Sugarbeet Associations) CropLife
America (CLA) and Responsible
Industry for a Sound Environment
(RISE) (collectively, CLA/RISE); two
sugarbeet farmers filed a joint objection;
numerous growers, retailers, co-ops,
applicators, refiners, crop consultants,
and other agricultural stakeholders
signed on to a set of objections
(collectively, the Agricultural Retailers
Association, et al.).
The Agency has grouped the
objections submitted into the following
five categories:
(i) Objections to the scope of EPA’s
final rule revoking tolerances. Several
Objectors objected to the final rule
revoking all chlorpyrifos tolerances.
Rather than revoke all tolerances, the
Objectors assert that EPA should have
modified tolerances by retaining the
tolerances for those 11 high-benefit
crops identified in the 2020 PID. Some
of those objectors also argued that EPA
had an obligation to harmonize its
tolerance revocations with action under
FIFRA (e.g., canceling uses) in order to
allow for the retention of the 11
tolerances identified in the PID. Finally,
a number of Objectors requested that
EPA retain ‘‘import tolerances’’ for
chlorpyrifos commodities, on the
grounds that those tolerances would not
contribute to drinking water exposures,
which are driving risks.
(ii) Retention of the 10X FQPA safety
factor. Several objectors assert that EPA
should not have retained the 10X FQPA
safety factor due to scientific
uncertainties tied to epidemiological
data that objectors believe is invalid,
incomplete, and unreliable. Objectors
argue that EPA should have reduced the
FQPA safety factor to 1X based on the
rest of the available data for assessing
the toxicity of chlorpyrifos.
(iii) Objections related to drinking
water. Several objectors assert that EPA
erred in relying on the 2016 Drinking
Water Assessment (DWA), instead of the
more refined 2020 DWA for assessing
drinking water exposures. Objectors
believe the Agency’s approach is highly
conservative and inaccurate. In
addition, Gharda asserts that the Agency
erred in assessing chlorpyrifos-oxon in
the aggregate assessment of chlorpyrifos.
(iv) Procedural considerations. A
number of objectors argue that EPA has
failed to provide adequate due process
by not addressing comments submitted
on the 2015 proposed rule to revoke
chlorpyrifos tolerances, and in the
chlorpyrifos registration review process.
Moreover, an objector raised due
process concerns with the delayed
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opening of the Agency’s Federal
eRulemaking Portal for submitting
objections electronically. Finally, some
objectors argued that the Agency failed
to provide meaningful opportunity for
interagency input under Executive
Order 12866.
(v) Objections that, as a matter of law,
do not provide a basis for leaving the
tolerances in place. Several Objectors
requested that EPA rescind the final rule
due to the impacts on growers and the
environment from the loss of the
pesticide. One objector believes that
EPA improperly considered
occupational exposure in the final rule
based on an Agency press statement.
Other objectors assert that the final rule
is improper because it deviates from an
unspecified Codex Alimentarius
international standard of 0.05 mg/kg for
chlorpyrifos. Some objectors assert that
the implementation timeline specified
by EPA was too short and that the final
rule should have provided guidance for
chlorpyrifos products in the channels of
trade and considered the implications
for existing stocks of chlorpyrifos.
Finally, Gharda objects that the final
rule violates their substantive due
process rights.
Four objectors also included requests
for evidentiary hearings. Three of these
requesters—the American Soybean
Association, the Sugarbeet Associations,
and the Cherry Marketing Institute—
each request evidentiary hearings to
demonstrate that the best available
science, including the 2020 PID,
supports a finding that chlorpyrifos
tolerances can remain in effect for
soybeans, sugarbeets, and Michigan tart
cherries, respectively. Gharda submitted
the fourth request for an evidentiary
hearing on its objection that the
chlorpyrifos-oxon was not relevant to
the Agency’s aggregate risk assessment.
While Gharda believes the Agency has
all the evidence necessary to make this
determination, it still requests a hearing
‘‘[t]o the extent that EPA believes that a
fact issue is presented by this data.’’
Finally, EPA received written requests
to stay the effective date of the final rule
from several objectors. The Sugarbeet
Associations and Gharda both argue that
the criteria set out in the FDA’s
regulations regarding stays of
administrative proceedings at 21 CFR
10.35 require that EPA stay the
effectiveness of the final rule.
Specifically, these Objectors argue that
they will suffer irreparable injury absent
a stay, that their objections are not
frivolous and are undertaken in good
faith, that the public interest favors a
stay, and the delay caused by a stay is
not outweighed by the public health or
public interest. Several other Objectors
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do not specifically address the
regulatory criteria set forth at 21 CFR
10.35, but request that EPA stay the
effectiveness of the final rule until EPA
can address the issues raised in their
various objections. Some objectors
simply request an extension of the
timeframe for implementation of the
rule.
VI. Response to Requests for Hearing
EPA denies each of the four requests
for evidentiary hearing on objections.
Three objectors requested an evidentiary
hearing on their objection that EPA
should have retained tolerances for
certain crops based on the conclusions
of the 2020 PID; these requests are
denied for failure to make a sufficient
evidentiary proffer. Gharda also
requested a hearing on its objection to
EPA’s assessment of chlorpyrifos-oxon
exposures in drinking water; this
request is denied as unnecessary for the
purpose of receiving evidence and
because the likely factual issue has no
material impact on Agency’s decision to
revoke tolerances. EPA’s substantive
responses to the underlying objections
follow in the next Unit, i.e., Unit
VII.C.1. and VII.C.3.b., respectively.
Under EPA’s regulations, EPA may treat
these objections as a group and rule on
them only after ruling on the request for
an evidentiary hearing on that objection.
40 CFR 178.30(c)(2) Therefore, EPA is
addressing these hearing requests before
responding to objections in the next
Unit.
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A. The Standard for Granting an
Evidentiary Hearing
EPA has established regulations
governing objections to tolerance
rulemakings and tolerance petition
denials and requests for hearings on
those objections. (40 CFR part 178; 55
FR 50282, December 5, 1990) (FRL–
3688–4)) Those regulations prescribe
both the form and content of hearing
requests and the standard under which
EPA is to evaluate requests for an
evidentiary hearing.
As to the form and content of a
hearing request, the regulations specify
that a hearing request must include: (1)
A statement of the factual issues on
which a hearing is requested and the
requestor’s contentions on those issues;
(2) A copy of any report, article, or other
written document ‘‘upon which the
objector relies to justify an evidentiary
hearing;’’ (3) A summary of any other
evidence relied upon to justify a
hearing; and (4) A discussion of the
relationship between the factual issues
and the relief requested by the
objection. (40 CFR 178.27)
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The standard for granting a hearing
request is set forth in 40 CFR 178.32.
That section provides that a hearing will
be granted if EPA determines that the
‘‘material submitted’’ shows all of the
following:
(1) There is a genuine and substantial
issue of fact for resolution at a hearing.
An evidentiary hearing will not be
granted on issues of policy or law.
(2) There is a reasonable possibility
that available evidence identified by the
requestor would, if established, resolve
one or more of such issues in favor of
the requestor, taking into account
uncontested claims or facts to the
contrary. An evidentiary hearing will
not be granted on the basis of mere
allegations, denials, or general
descriptions of positions and
contentions, nor if the Administrator
concludes that the data and information
submitted, even if accurate, would be
insufficient to justify the factual
determination urged.
(3) Resolution of the factual issue(s) in
the manner sought by the person
requesting the hearing would be
adequate to justify the action requested.
An evidentiary hearing will not be
granted on factual issues that are not
determinative with respect to the action
requested. For example, a hearing will
not be granted if the Administrator
concludes that the action would be the
same even if the factual issue were
resolved in the manner sought. (40 CFR
178.32(b))
This provision essentially imposes
four requirements upon a hearing
requestor. First, the requestor must
show it is raising a question of fact, not
one of law or policy. Hearings are for
resolving factual issues, not for debating
law or policy questions. Second, the
requestor must demonstrate that there is
a genuine dispute as to the issue of fact.
If the facts are undisputed or the record
is clear that no genuine dispute exists,
there is no need for a hearing. Third, the
requestor must show that the disputed
factual question is material, i.e., that it
is outcome determinative with regard to
the relief requested in the objections.
Finally, the requestor must make a
sufficient evidentiary proffer to
demonstrate that there is a reasonable
possibility that the issue could be
resolved in favor of the requestor.
Hearings are for the purpose of
providing objectors with an opportunity
to present evidence supporting their
objections as the regulation states,
hearings will not be granted on the basis
of ‘‘mere allegations, denials, or general
descriptions of positions or
contentions.’’ (40 CFR 178.32(b)(2))
The Court in National Corn Growers
Ass’n v. EPA noted that the FFDCA and
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11239
EPA’s regulations ‘‘establish a
‘summary-judgment type’ standard for
determining whether to hold a hearing:
The EPA must hold a hearing if it
determines an objection raises a
material issue of fact.’’ (613 F.2d 266,
271 (DC Cir. 2010)) In addition, the
Court applied a ‘‘necessarily
deferential’’ standard of review in
determining whether an issue was
material, looking to whether the agency
‘‘has given adequate consideration to all
relevant evidence in the record.’’ (Id. at
pgs. 271 and 272) ‘‘Mere difference in
the weight or credence given to
particular scientific studies . . . are
insufficient’’ to overturn an agency
conclusion regarding whether an
objection raises a material issue of fact.
(Id. at pg. 271)
EPA’s hearing request requirements
are based heavily on FDA regulations
establishing similar requirements for
hearing requests filed under other
provisions of the FFDCA (53 FR 41126,
41129, October 19, 1988) (FRL–8372–5).
FDA pioneered the use of summary
judgment-type procedures to limit
hearings to disputed material factual
issues and thereby conserve agency
resources. FDA’s use of such procedures
was upheld by the Supreme Court in
1972, (Weinberger v. Hynson, Westcott
& Dunning, Inc., 412 U.S. 609 (1973)),
and, in 1975, FDA promulgated generic
regulations establishing the standard for
evaluating hearing requests (40 FR
22950, May 27, 1975). It is these
regulations upon which EPA relied in
promulgating its hearing regulations in
1990.
Unlike EPA, FDA has had numerous
occasions to apply its regulations on
hearing requests. FDA’s summary of the
thrust of its regulations, which has been
repeatedly published in the Federal
Register in Orders ruling on hearing
requests over the last 24 years, is
instructive on the proper interpretation
of the regulatory requirements. That
summary states:
A party seeking a hearing is required to
meet a threshold burden of tendering
evidence suggesting the need for a hearing.’
[ ] An allegation that a hearing is necessary
to sharpen the issues’ or fully develop the
facts’ does not meet this test. If a hearing
request fails to identify any evidence that
would be the subject of a hearing, there is no
point in holding one.
A hearing request must not only contain
evidence, but that evidence should raise a
material issue of fact concerning which a
meaningful hearing might be held. [ ] FDA
need not grant a hearing in each case where
an objection submits additional information
or posits a novel interpretation of existing
information. [ ] Stated another way, a hearing
is justified only if the objections are made in
good faith and if they ‘draw in question in
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a material way the underpinnings of the
regulation at issue.’ Finally, courts have
uniformly recognized that a hearing need not
be held to resolve questions of law or policy.
(49 FR 6672 at 6673, February 22, 1984;
72 FR 39557 at 39558, July 19, 2007
(citations omitted) EPA has been guided
by FDA’s application of its regulations
in this proceeding.
Congress confirmed EPA’s authority
to use summary judgment-type
procedures with hearing requests when
it amended FFDCA section 408 in 1996.
Although the statute had been silent on
this issue previously, the FQPA added
language specifying that when a hearing
is requested, EPA ‘‘shall . . . hold a
public evidentiary hearing if and to the
extent the Administrator determines
that such a public hearing is necessary
to receive factual evidence relevant to
material issues of fact raised by the
objections’’ (21 U.S.C. 346a(g)(2)(B)).
This language grants EPA broad
discretion to determine whether a
hearing is ‘‘necessary to receive factual
evidence’’ to objections (H.R. Rep. No.
104–669, at pg. 49 (1996)).
B. American Soybean Association,
Sugarbeet Associations, and Cherry
Marketing Institute Hearing Requests
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1. Summary of Hearing Request
Three Objectors—the American
Soybean Association, the Sugarbeet
Associations, and the Cherry Marketing
Institute—requested evidentiary
hearings based on their objections that
EPA erred in revoking tolerances
covering chlorpyrifos residues for their
particular commodity, i.e., soybean,
sugarbeet, and cherry, respectively.
(Refs. 36 through 38) These Objectors
root this claim in statements made in
the 2020 PID, in which EPA proposed
a subset of 11 registered uses for
retention as an option to mitigate
dietary risks from uses of chlorpyrifos.
The 2020 PID noted that if uses were
limited in accordance with that
proposal, EPA would be able to
determine that such uses would ‘‘not
pose potential risks of concern.’’
Because, at the time of the final rule,
uses were not so limited, EPA revoked
all tolerances. These Objectors assert
that such a conclusion was inconsistent
with the conclusions in the 2020 PID
and thus not supported by factual
evidence. As a result, these Objectors
request a hearing on that objection to
dispute the underlying factual basis for
EPA’s decision to revoke all tolerances
and, in particular, for their tolerance of
interest.
Specifically, the American Soybean
Association notes that soybeans were
included among the 11 high-benefit
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crop uses of chlorpyrifos that the 2020
PID described as ‘‘not pos[ing] potential
risks of concern with a Food Quality
Protection Act (FQPA) safety factor of
10X.’’ (Ref. 36 at pg. 4) In addition, the
American Soybean Association asserts
that EPA has determined ‘‘elsewhere in
its administrative record’’ that it is
reasonably certain soybean uses will not
pose harm from aggregate dietary
exposures. (Id.) Therefore, the American
Soybean Association challenges EPA’s
determination in the final rule that
soybean uses of chlorpyrifos might pose
dietary risks of concern as factually
inaccurate and contrary to the finding in
the 2020 PID, and requests an
evidentiary hearing ‘‘to dispute this
underlying factual inaccuracy.’’ (Id.)
Similarly, the Sugarbeet Associations
argue that EPA’s decision to revoke
tolerances for the 11 high-benefit crop
uses of chlorpyrifos identified in the
2020 PID is arbitrary and capricious and
request an evidentiary hearing ‘‘to
demonstrate that the best available
science, including the 2020 PID,
supports a finding that tolerances for
sugarbeets can remain in effect.’’ (Ref.
37 at pg. 6) Lastly, the Cherry Marketing
Institute argues that EPA’s decision to
revoke tolerances for chlorpyrifos in the
Michigan tart cherry industry due to
dietary risks is factually inaccurate, in
light of EPA’s identification of tart
cherries among the 11 high-benefit crop
uses of chlorpyrifos identified in the
2020 PID. (Ref. 38 at pg. 2) The Cherry
Marketing Institute allege that an
unspecified ‘‘drinking water assessment
and a dietary assessment’’ provide that
the Michigan tart cherry industry’s use
of chlorpyrifos meets FFDCA safety
standards. (Id. at pg. 1) The Cherry
Marketing Institute therefore requests an
evidentiary hearing ‘‘to further convey
[its] concerns with EPA’s
determination’’ to revoke chlorpyrifos
tolerances. (Id. at pg. 2)
2. Denial of Hearing Request
The evidentiary hearing requests
submitted by the American Soybean
Association, the Sugarbeet Associations,
and the Cherry Marketing Institute do
not meet the regulatory standard for
granting an evidentiary hearing request
set forth in 40 CFR 178.32 and are
therefore denied.
As noted previously, the purpose for
holding hearings is ‘‘to receive factual
evidence.’’ (21 U.S.C. 346a(g)(2)(B); 53
FR 41126 at 41129 (‘‘Hearings are for the
purpose of gathering evidence on
disputed factual issues . . . .’’))
Therefore, at a bare minimum, a
requestor must identify evidence relied
upon to justify a hearing and either
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submit copies of that evidence or
summarize it. (40 CFR 178.27)
None of these Objectors proffers any
factual evidence to support their request
for an evidentiary hearing. Other than
offering that the Agency’s
determinations in the final rule were
inconsistent with the 2020 PID, these
Objectors refer to a hearing as an
opportunity to dispute the Agency’s
factual conclusions regarding the risks
posed by the use of chlorpyrifos on their
particular commodity. As noted
previously, ‘‘[a]n allegation that a
hearing is necessary to sharpen the
issues’ or fully develop the facts’ does
not meet this test. If a hearing request
fails to identify any evidence that would
be the subject of a hearing, there is no
point in holding one.’’ (49 FR 6672 at
6673, February 22, 1984; 72 FR 39557 at
39558, July 19, 2007) (citing Georgia
Pacific Corp v. EPA, 671 F.2d 1235,
1241 (9th Cir. 1982)) The statute
requires that the objector identify actual
evidence; however, the Objectors point
to no additional factual evidence that
they would offer for review in this
evidentiary hearing. Failing to identify
any factual evidence that the Objectors
would like to be considered in a
hearing, the Objectors’ hearing request
fails to proffer the requisite evidence.
Even viewed in the most favorable
light, these Objectors merely proffer the
Agency’s own statements in its risk
assessments and the 2020 PID and
unspecified references to statements
‘‘elsewhere in the administrative
record.’’ As a result, EPA concludes that
this submission is sufficiently lacking to
be considered an evidentiary proffer.
Given that the purpose of a hearing is
to gather or receive evidence, proffering
evidence already considered and relied
upon by EPA is not grounds for holding
a hearing. Furthermore, EPA has already
considered and found inadequate the
evidence in the record to support
retaining individual tolerances without
a change in registrations, and it is
difficult to understand, how, as a matter
of law, this same evidence would justify
the opposite conclusion, given the same
underlying facts. At bottom, these
objectors’ proffer fails to ‘‘identify’’
evidence which would, if established,
resolve an issue in the objectors’ favor.
Moreover, the American Soybean
Association, the Sugarbeet Associations,
and the Cherry Marketing Institute have
all failed to demonstrate that there is a
‘‘genuine and substantial issue of fact
for resolution at a hearing.’’ (40 CFR
178.32(b)(1)) Whether EPA was arbitrary
and capricious in revoking the soybean,
sugarbeet, and cherry tolerances is a
question of law, not of fact. Contrary to
what these objectors assert, EPA does
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not assess safety of tolerances based
upon the risks posed by use on a single
commodity. Under the FFDCA, EPA is
required to assess aggregate exposures,
i.e., exposure to the pesticide from use
on that particular commodity, as well as
use on all other commodities,
contributions to drinking water from all
registered uses, and exposures in nonoccupational settings. Furthermore, to
the extent there is a factual question
here, it is not in dispute. EPA does not
dispute its own scientific conclusions
and findings in the 2020 PID that the
Agency could support a safety
determination for the very limited and
specific subset of uses identified in that
document. The problem is that at the
time of the final rule, the Agency did
not have a basis for assuming that uses
would be limited in accordance with the
2020 PID mitigation proposal. Thus, as
a legal matter, EPA could not rely on
those scientific findings to support
leaving the tolerances in place at the
time of the final rule. Ultimately, this
issue comes down to whether EPA
properly interpreted its obligation under
the FFDCA in assessing aggregate
exposure to chlorpyrifos, and that is
ultimately a question of law and not one
of fact. Hearings are not granted on legal
questions. (40 CFR 178.32(b)(1))
Accordingly, the hearing requests of the
American Soybean Association, the
Sugarbeet Associations, and the Cherry
Marketing Institute are denied.
EPA responds to the objection
concerning whether EPA was justified
in revoking all chlorpyrifos tolerances
in Unit VII.C.1.a. of this document.
C. Gharda Chemicals International, Inc.
Hearing Request
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1. Summary of Hearing Request
In a footnote in a section of its
objections alleging that EPA failed to
adequately consider certain relevant
scientific information, Gharda says,
‘‘Gharda respectfully submits that EPA
has all of the scientific data at its
disposal to find that chlorpyrifos oxon
is not relevant to EPA’s aggregate
exposure assessment under the FFDCA.
To the extent that EPA believes that a
fact issue is presented by this data,
Gharda respectfully requests a hearing.’’
(Ref. 39 at pg. 34) Although the first
sentence of Gharda’s footnote indicates
that Gharda does not believe that a
hearing is necessary, which should
settle the matter, the second sentence
introduces some ambiguity that compels
a response as a matter of completeness.
So, as discussed later in this document,
EPA considers whether an evidentiary
hearing on Gharda’s objection to EPA’s
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assessment of chlorpyrifos-oxon is
warranted and determines that it is not.
On its face, Gharda’s request for a
hearing fails to proffer any evidence that
Gharda believes warrants an evidentiary
hearing. The specific request refers
simply to ‘‘scientific data’’, which is so
vague as to not be an evidentiary proffer
at all. Nevertheless, taking into
consideration the whole of Gharda’s
objection concerning the assessment of
chlorpyrifos-oxon, EPA notes that
Gharda references two documents: (i) A
drinking water study submitted to EPA
by Corteva in December 2020 (Study of
Cholinesterase Inhibition in Peripheral
Tissues in Sprague Dawley Rats
Following Exposure to Chlorpyrifos
Oxon in Drinking Water for 21 Days
(MRID 51392601) (‘‘Corteva Oxon
Study’’)) and (ii) A Declaration of Dr.
Richard Reiss, dated October 21, 2021
and included as an exhibit attached to
Gharda’s Objections to the final rule,
offering opinions on the meaning of the
Corteva Oxon Study (‘‘Reiss
Declaration’’). (Id. at pg. 32) Also
mentioned within the same section of
Gharda’s submission as its objection
relating to chlorpyrifos-oxon are two
other documents: (i) Comments filed by
Dow AgroSciences LLC (DAS) (now
doing business as Corteva Agriscience)
on January 17, 2017 on the Chlorpyrifos:
Tolerance Revocations; Notice of Data
Availability and Request for Comment
(81 FR 81049) and its accompanying
assessments, including the 2016 DWA;
and (ii) A Response to Objections
document filed by DAS on April 18,
2019 regarding objections submitted by
PANNA, NRDC, and others to EPA’s
March 29, 2017 Order denying the 2007
Petition. (Id. at 31) Because Gharda
refers to these documents only in the
context of challenging the Agency’s use
of the 2016 DWA in general and not
with regard to the chlorpyrifos-oxon
objection specifically, EPA concludes
that Gharda is not proffering those
documents in support of its objection on
the assessment of chlorpyrifos-oxon.
Gharda points to the Corteva Oxon
Study as support for its objection that
the chlorpyrifos-oxon was not relevant
to, and should not have been included
in, EPA’s aggregate risk assessment.
Gharda asserts, quoting from the Reiss
Declaration, that the Corteva Oxon
Study found ‘‘(a) no detectable
circulating chlorpyrifos oxon in blood,
(b) no statistically significant AChE
inhibition in either RBC or brain, and (c)
an absence of clinical signs of toxicity
or markers of exposure,’’ and therefore
nullified EPA’s assumption in the 2020
DWA ‘‘that chlorpyrifos oxon is more
toxic that the parent chlorpyrifos for
drinking water exposure purposes.’’ (Id.
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at pg. 32) As a result, Gharda argues that
this study shows that ‘‘drinking water
risks associated with the oxon are not a
risk concern for any agricultural uses of
chlorpyrifos and should not be part of
the EPA’s aggregate risk assessment or
serve as a basis for limiting uses of
chlorpyrifos.’’ (Id. at pgs. 32 and 33)
According to Gharda, EPA has received
this study but has failed to review it.
Gharda argues that EPA’s failure to
consider this study means that the final
rule rests on incomplete information
and is arbitrary and capricious. (Id. at
pgs. 33 through 34) Therefore, giving
Gharda the benefit of the doubt, EPA
finds that the Corteva Oxon Study is
being proffered by Gharda for the
Agency’s consideration in determining
whether a factual issue is raised that
warrants an evidentiary hearing.
Similarly, because Gharda relies heavily
on the Reiss Declaration for its
allegations concerning the Corteva Oxon
Study, EPA finds that Gharda is
proffering that declaration as evidence
as well.
2. Denial of Hearing Request
EPA denies Gharda’s hearing request
under both its broad discretionary
authority found in FFDCA section
408(g)(2) and under the regulatory
standard in 40 CFR 178.32. As an initial
matter, the equivocating and vague
nature of Gharda’s hearing request
makes it difficult to discern whether
Gharda has submitted a request for an
evidentiary hearing that meets even the
basic form and content criteria of EPA’s
regulations. (40 CFR 178.27) First, EPA’s
regulations require a specific request for
an evidentiary hearing and a statement
of the factual issue on which the hearing
is requested. (40 CFR 178.27(a) and (b))
While Gharda ‘‘respectfully requests a
hearing,’’ it is only to the extent EPA
finds a factual issue warranting one.
(Ref. 39 at pg. 34) Gharda asserts many
things in this particular objection
concerning what Gharda believes is
EPA’s failure to consider relevant
scientific data, including failure to
consider the Corteva Oxon Study, which
Gharda asserts would support a
conclusion that chlorpyrifos-oxon in
drinking water is not relevant for
chlorpyrifos risk assessment purposes.
That is not a clear statement of the
factual issue on which EPA should
evaluate the request for a hearing. (40
CFR 178.27(b)) Moreover, as discussed
previously, it is difficult to discern
exactly what evidence Gharda is
proffering—‘‘all scientific data’’ in
EPA’s files or just the Corteva Oxon
Study. (40 CFR 178.27(c)) Finally,
Gharda makes no attempt to ‘‘include a
discussion of the relationship between
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the factual issues and the relief
requested by the objection.’’ (40 CFR
178.27(e)) Gharda seems to be arguing
that if the chlorpyrifos-oxon was not
relevant to the Agency’s assessment, it
would somehow change the outcome of
the final rule, but Gharda fails to
explain how consideration of that study
would ultimately impact the Agency’s
conclusions concerning the safety of
chlorpyrifos. In order to evaluate this
‘‘hearing request’’, EPA has had to
discern from context what the factual
issue is and what Gharda specifically
hopes to accomplish with this evidence.
This is contrary to EPA’s regulations,
which place the burden of presenting
evidence upon which the objector relies
to justify an evidentiary hearing on the
objector, not on EPA. (40 CFR 178.27(c)
and (d)) It appears that Gharda in its
comment is trying to flip the burden for
demonstrating whether an evidentiary
hearing is necessary onto EPA; as such
EPA believes that Gharda has failed to
meet a threshold burden of submitting
a hearing request that meets the basic
criteria for such submissions under 40
CFR 178.27.
Significantly, by its own terms,
Gharda does not believe that a hearing
is necessary for the Agency to receive
factual evidence, since the Agency
already ‘‘has all of the scientific data at
its disposal’’ to evaluate this objection.
(Ref. 39 at pg. 34) As noted previously,
FFDCA directs EPA to ‘‘hold a public
evidentiary hearing if and to the extent
the Administrator determines that such
a public hearing is necessary to receive
factual evidence relevant to material
issues of fact raised by the objections’’
(21 U.S.C. 346a(g)(2)(B)) This language
was added to the FFDCA by the FQPA
in 1996, after EPA promulgated its
evidentiary hearing regulations, and
EPA views it as providing broad
discretion to evaluate whether a hearing
is necessary, even if the requirements in
40 CFR 178.32 are met. EPA does not
interpret this language as requiring it to
hold a hearing in any instance where
factual evidence relevant to a material
issue of fact is proffered (essentially the
standard set forth in 40 CFR 178.32);
rather, EPA construes the statutory
language as requiring it to hold a
hearing only where it determines a
hearing is necessary to receive such
proffered evidence. In other words, a
party wishing to obtain a hearing must
not only satisfy the requirements of 40
CFR 178.32, it must also show that an
evidentiary hearing is necessary for the
presentation of proffered evidence to the
Agency.
In this particular instance, Gharda
states that EPA already has all the
scientific data necessary to evaluate this
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issue and thus does not believe that a
hearing is necessary to address the
relevance of the oxon issue. EPA agrees.
Because EPA already has the Corteva
Oxon Study in its files, EPA has
determined that a hearing is not
necessary to receive that evidence. This
conclusion is bolstered by EPA’s
determination that ultimately,
consideration of this study would not
materially impact EPA’s conclusions
regarding the safety of chlorpyrifos,
since (as discussed later in this unit)
EPA could not support a safety finding
for chlorpyrifos based on consideration
of only the chlorpyrifos (and not the
oxon) concentrations in drinking water.
Moreover, in examining the
evidentiary proffer of the Reiss
Declaration, EPA concludes that a
hearing would not be appropriate for
receiving that evidence. ‘‘An evidentiary
hearing will not be granted on the basis
of mere allegations . . . or general
descriptions of positions and
contentions. . . .’’ (40 CFR 178.32(b)(2))
The Reiss Declaration contains a
composite of conclusory statements of
interpretation of the Corteva Oxon
Study, with no elucidation of how Dr.
Reiss arrived at those conclusions. (Ref.
39 at pgs. 113 through 132) One
paragraph simply refers to a ‘‘prior
study’’ to illustrate an example of the
oxon causing lower levels of brain AChE
inhibition than chlorpyrifos, but no
citation to that study is provided. (Id. at
pg. 120, paragraph 26) Paragraph 27,
which Gharda quotes for its objections,
concludes that the Corteva Oxon Study
‘‘found (a) no detectable circulating
chlorpyrifos oxon in blood, (b) no
statistically significant AChE inhibition
in either RBC or brain, and (c) an
absence of clinical signs of toxicity or
markers of exposure.’’ (Id. at pg. 121,
paragraph 27) But that is it. There is no
explanation of how Dr. Reiss came to
those conclusions based on the study or
what information provided in the study
that supports these conclusions.
Therefore, with regard to the Corteva
Oxon Study, EPA finds that a hearing is
not warranted to receive the Reiss
Declaration, since the statements
contained therein appear to contain
mere allegations and conclusions.
In applying the criteria for granting a
hearing, EPA looks first to the question
of whether there is a genuine and
substantial issue of fact. (40 CFR
178.32(b)(1)) As noted previously,
Gharda has failed to provide a clear
statement of the factual issue to be
resolved at an evidentiary hearing.
However, EPA recognizes Gharda’s
assertion that chlorpyrifos-oxon is not
relevant for risk assessment purposes
due to the lack of toxicity allegedly
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demonstrated in the Corteva Oxon
Study is at odds with EPA’s assessment
of chlorpyrifos-oxon residues in
drinking water and in the aggregate risk
assessment. Whether there is valid
scientific data supporting a different
conclusion about the toxicity of
chlorpyrifos-oxon is likely to be a
factual question, rather than one of law
or policy.
Nevertheless, EPA’s hearing
regulations also require that the
‘‘[r]esolution of the factual issue(s) in
the manner sought by the person
requesting the hearing would be
adequate to justify the action request.’’
(40 CFR 178.32(b)(3)) Under this prong,
Gharda’s request for a hearing fails. As
noted previously, Gharda has failed to
provide a discussion of how resolution
of this factual issue would assist in
granting the relief of their objection. For
that matter, Gharda has not even
clarified how their objection (i.e., failure
to consider relevant scientific
information) supports a change to the
Agency’s safety determination in the
final rule.
Assuming arguendo that Gharda (and
Dr. Reiss) has correctly interpreted the
Corteva Oxon Study and assuming also
that chlorpyrifos-oxon is less toxic than
chlorpyrifos and is not therefore the
relevant exposure measurement for
assessing risks of chlorpyrifos in
drinking water as EPA had assumed,
Gharda’s request for an evidentiary
hearing still fails. This is because this
assumption would not ultimately
change the outcome of the final rule;
EPA would still be unable to conclude
that the chlorpyrifos tolerances were
safe because the estimated
concentrations of chlorpyrifos itself
(rather than chlorpyrifos-oxon) in
drinking water still exceed the relevant
DWLOC.
In the 2020 PID, EPA calculated a
DWLOC for both chlorpyrifos and
chlorpyrifos-oxon. The DWLOCs used
for comparison to residues of
chlorpyrifos in drinking water in the
final rule were associated with
chlorpyrifos-oxon, as that was
considered the residue of concern: 4.0
ppb for steady-state exposures and 23
ppb for acute exposures. Based on the
2016 DWA, EPA determined that there
were likely to be estimated
concentrations of chlorpyrifos-oxon in
drinking water that exceeded those
DWLOCs. As indicated in Unit II.B.1.d.,
where the concentrations of pesticide in
drinking water exceed the DWLOC, the
Agency concludes that the aggregate
exposures are not safe. If, as Gharda
asserts, the chlorpyrifos-oxon residues
are not relevant, there would still be
exposures to chlorpyrifos in drinking
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water, and EPA would need to consider
whether those exposures to chlorpyrifos
would be safe. The DWLOCs calculated
for chlorpyrifos were 17 ppb for steadystate exposures and 100 ppb for acute
exposures. (Ref. 31 at pg. 15) Relative to
the DWLOCs for chlorpyrifos-oxon, the
DWLOCs for chlorpyrifos are larger,
providing slightly more room in the risk
cup for residues of chlorpyrifos, relative
to chlorpyrifos-oxon. Nevertheless, the
2016 DWA indicates that for the
majority of HUC regions assessed, the
estimated concentrations of chlorpyrifos
alone in drinking water still exceed the
higher DWLOC of 17 ppb, i.e., Table 25
of the 2016 DWA indicates that the
range of chlorpyrifos concentrations in
drinking water have the potential to
exceed the DWLOC for all HUC regions
except one (HUC 16b). (Ref. 29 at pgs.
73–74) As long as there are certain
vulnerable watersheds where the
concentrations of chlorpyrifos exceed
the maximum amount allowed for
residues in drinking water to ensure that
aggregate chlorpyrifos exposures stay
below safe levels, the Agency cannot
make a safety finding to support the
chlorpyrifos tolerances. Thus, Gharda
has failed to raise a material factual
issue for which an evidentiary hearing
would be appropriate. ‘‘An evidentiary
hearing will not be granted on factual
issues that are not determinative with
respect to the action requested. For
example, a hearing will not be granted
if the Administrator concludes that the
action would be the same even if the
factual issue were resolved in the
manner sought.’’ (40 CFR 178.32(b)(3))
The absence of a material issue of fact
here is fatal to Gharda’s request for a
hearing. As noted previously, the
Corteva Oxon Study, even if it
supported Gharda’s assertion that
chlorpyrifos-oxon residues were not
relevant for EPA’s risk assessment, does
not ultimately support a finding that the
chlorpyrifos tolerances are safe.
Therefore, EPA concludes that a hearing
is not justified to receive that evidence
for the purposes of evaluating Gharda’s
claim concerning the consideration of
chlorpyrifos-oxon in the Agency’s risk
assessment. This conclusion also
reinforces EPA’s earlier determination
that a hearing is not necessary to receive
the evidence since the study is already
in the Agency’s files. Furthermore,
because the Reiss Declaration offers
nothing more than conclusory
statements about how to interpret the
Corteva Oxon Study, it also fails to
provide a basis for determining that the
chlorpyrifos tolerances are safe and
changing the final rule. Conclusory
statements indicating a potential
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difference of scientific interpretation of
a study that, even in the most favorable
light, is not outcome determinative,
does not create a material issue of fact.
(See National Corn Growers Ass’n, 613
F.3d at 274 (finding that ‘‘[m]ere
differences in the weight or credence
given to particular scientific studies’’
would not be a sufficient basis to
overturn an Agency conclusion that
there is no material issue of fact))
Therefore, EPA has determined that
Gharda has failed to proffer evidence
warranting an evidentiary hearing on its
objection concerning the Agency’s
assessment of chlorpyrifos-oxon.
D. Summary of Reasons for Denial of
Hearing Requests
EPA is denying the requests for
evidentiary hearing submitted by the
American Soybean Association, the
Sugarbeet Associations, and the Cherry
Marketing Institute because those
entities failed to proffer any evidence
for which a hearing would be
appropriate. The statute clearly states
that a hearing is appropriate when
‘‘necessary to receive material
evidence.’’ (21 U.S.C. 346a(g)(2)(B))
Moreover, these Objectors ultimately
disagree with EPA’s application of the
FFDCA statutory standard for assessing
exposures, which is a legal question,
rather than a factual one, and thus not
appropriate for a hearing. (40 CFR
178.32(b)(1))
EPA is denying Gharda’s request for
an evidentiary hearing for lack of
necessity since, as Gharda concedes,
EPA already has the evidence proffered
and for lack of materiality, since even if
Gharda’s factual assertions are correct
and supported by the evidence
proffered, those issues are not
determinative with regard to the
Agency’s conclusions in the final rule,
i.e., they would not provide a basis for
leaving the chlorpyrifos tolerances in
place at this time.
VII. Response to Objections
A. Overview
EPA denies each of the objections to
the final rule. As noted in Unit V. of this
document, EPA received several
objections from many different entities,
including trade associations, farm
bureaus, individual growers, and
registrants. EPA has grouped these
objections into five different categories,
which are described later in this unit.
After a brief description of each
objection or objection subissue, EPA
responds to each in this unit.
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11243
B. Denial of Objections Not Properly
Filed
As a preliminary matter, EPA notes
that several parties submitted
documents to the Federal eRulemaking
Portal that are styled as objections but
that do not comply with the
requirements of 40 CFR 178.25. As EPA
noted in the final rule—and as required
in EPA’s regulations—objections must
be submitted in writing and filed with
the Office of the Hearing Clerk in
accordance with the procedures in 40
CFR 178.25. While the regulations
specify that objections are to be mailed
or hand-delivered to the Hearing Clerk,
due to the pandemic the Office of
Administrative Law Judges (OALJ),
where the Office of the Hearing Clerk is
housed, is directing parties to file
electronically. (Ref. 40) The final rule
provided instructions for filing online as
well as what to do in the event that
online filing was not available. (Ref. 1
at pgs. 48315–16)
The following parties did not submit
their objections to the Office of the
Hearing Clerk either through the OALJ
e-filing system or through mail or hand
delivery as required by 40 CFR
178.25(b): The Colombia Ministry of
Trade, Industry and Tourism; Drexel
Chemical Company; the International
Pepper Community; Oregonians for
Food and Shelter; and the Republic of
Ecuador. (Refs. 41 through 45) EPA also
notes that the National Association of
Wheat Growers submitted two sets of
objections: One as a standalone
document, which was not properly filed
with the Office of the Hearing Clerk
(Ref. 46), and one as a signatory to
objections submitted by numerous
growers, retailers, co-ops, applicators,
refiners, crop consultants, and other
agricultural stakeholders (which EPA is
referring to as the Agricultural Retailers
Association, et al. objections (Ref. 47)),
which was properly filed with the
Office of the Hearing Clerk. EPA’s
regulations require EPA to deny each
objection that is found not to conform
with 40 CFR 178.25. (40 CFR
178.30(a)(1)) As a result, EPA denies the
previously-described objections that
were not submitted to the Office of the
Hearing Clerk and will not be
considering them in this Order.
C. Responses to Specific Issues Raised
in Objections
1. Objections to the Scope of EPA’s
Final Rule Revoking Tolerances
One theme running through several
objections was an assertion that EPA’s
revocation of all chlorpyrifos tolerances
was unlawful and unnecessary. Some
Objectors argued that EPA should have
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retained some of the chlorpyrifos
tolerances, rather than revoking them
all, based on EPA’s mitigation proposal
in the 2020 PID to limit uses to 11 highbenefit crops in certain geographic
locations. Relatedly, some Objectors
believed that EPA should have
coordinated the tolerance revocations
with actions under FIFRA to cancel uses
in order to avoid revoking all tolerances.
Finally, some Objectors asserted that
EPA should have retained import
tolerances since imported commodities
would not contribute to drinking water
exposures, which were driving risk
concerns. These objections and EPA’s
responses are discussed in further detail
in this sub-unit.
a. EPA’s Proposal for Limiting Uses to
11 High-Benefit Crops in the 2020
Proposed Interim Decision (PID) for
Chlorpyrifos
i. Objection. Nearly all Objectors
assert that revoking all chlorpyrifos
tolerances was unlawful and
unnecessary based on statements in the
2020 PID where EPA proposed a subset
of chlorpyrifos tolerances for retention,
provided certain restrictions were
implemented. (The objections, requests
for hearing on objections, and stay
requests submitted in response to the
final rule are available at https://
www.regulations.gov in docket ID
number EPA–HQ–OPP–2021–0523.)
Some Objectors’ claims are general,
asserting that EPA should have retained
all 11 tolerances, and some are specific
to their own commodity of interest (e.g.,
the American Soybean Association
focuses on EPA’s determination in the
2020 PID as it relates to soybeans,
specifically). (Ref. 36 at pg. 4) In each
case, however, these Objectors rely on
EPA’s proposed finding in the 2020 PID
to demonstrate that EPA’s record
contains sufficient information to
determine that at least some tolerances
and uses satisfy the FFDCA safety
standard. The objectors conclude that,
therefore, revocation of all tolerances
was inconsistent with the FFDCA
requirement to consider aggregate
exposure from all ‘‘anticipated dietary
exposures’’.
The Objectors point to the Ninth
Circuit’s April 29, 2021, decision for
support that EPA was not required to
revoke all chlorpyrifos tolerances. The
Objectors note that the Court gave EPA
the option to ‘‘either revoke all
chlorpyrifos tolerances or modify
chlorpyrifos tolerances,’’ as long as the
modification was supported by a safety
determination, as well as a direction to
‘‘modify or cancel related FIFRA
registrations for food use in a timely
fashion consistent with the
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requirements of [FFDCA 408(a)].’’
(LULAC, 996 F.3d at 703–04)
Consequently, the Objectors assert that
EPA should have modified tolerances by
retaining the 11 uses rather than
revoking all.
ii. Denial of objection. EPA denies this
objection. The Objectors’ claim is
primarily based on a misunderstanding
of the FFDCA’s requirement to consider
aggregate exposure, a misreading of the
2020 PID, and a disregard of the facts at
the time of the final rule. When one
corrects for each of those factors, it is
clear that EPA’s revocation of all
chlorpyrifos tolerances was entirely
consistent with the Agency’s obligations
under the FFDCA.
Before diving into the rationale for
why the Objectors’ argument is legally
flawed, it is worth providing context for
the PID, or proposed registration review
decision. Under EPA’s regulations, a
proposed (interim) registration review
decision lays out the Agency’s proposed
findings, identifies proposed risk
mitigation measures or other remedies
as needed, identifies any missing or
needed data, specifies proposed labeling
changes, and identifies any anticipated
deadlines. (See 40 CFR 155.58(b)) EPA
publishes notice of the availability of
this proposed decision and provides for
at least a 60-day comment period. (40
CFR 155.58(a)) After consideration of
those comments, EPA will issue an
interim or final registration review
decision, which can be very similar to
the proposed decision or incorporates
changes based on those comments. (40
CFR 155.58(c)) As noted in Unit II.A.,
the purpose of registration review is to
determine whether the registered
pesticide continues to meet the standard
for registration. Where EPA identifies
potential unreasonable risks from use of
a pesticide, EPA considers whether
there are any options or measures for
reducing or mitigating those risks that
would enable the pesticide to meet the
standard for registration. Where such
mitigation measures are available, EPA
will propose those in the proposed
registration review decision in
conformance with its regulations. But
consistent with the nature of any
proposal, the findings in the proposed
decision are just proposals and subject
to change based upon public comment
or other developments that may occur
before the final decision is issued.
For the 2020 PID for chlorpyrifos,
EPA followed the process laid out in its
regulations. EPA summarized the
findings of its aggregate risk assessment
and concluded that ‘‘[w]hen considering
all currently registered agricultural and
non-agricultural uses of chlorpyrifos,
aggregate exposures are of concern. If
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considering only the uses that results in
DWLOCs below the EDWCs, aggregate
exposures are not of concern.’’ (Ref. 31
at pg. 19 (emphases added)) In other
words, EPA found that the universe of
currently registered chlorpyrifos uses
presented aggregate exposures that
exceeded the Agency’s determined safe
level of exposure. As a result, EPA
proposed mitigation to address the
dietary and aggregate risks of concern
that were posed by use of chlorpyrifos
as currently registered. (Id. at pg. 40)
To mitigate these risks, EPA proposed
that chlorpyrifos applications be limited
to the following 11 specific uses in only
those specific geographic areas where
the estimated concentrations of
chlorpyrifos in drinking water from
those uses were lower than the DWLOC,
i.e., the maximum amount of
chlorpyrifos residues that could be
present in water and still ensure that
aggregate exposures would be safe:
Alfalfa, apple, asparagus, tart cherry,
citrus, cotton, peach, soybean,
strawberry, sugar beet, and spring and
winter wheat. (Id. at pgs. 40 and 41) For
this mitigation proposal to reduce
aggregate exposures to safe levels, all
other existing uses of chlorpyrifos that
contribute to aggregate exposures (i.e.,
food, drinking water, and residential
exposures) would need to be cancelled
and the labels for products containing
the identified subset of uses would need
to be amended to ensure that
applications would be limited to those
specifically identified geographic areas.
Moreover, some revisions to labeled
application rates would also be required
since the conclusions in the 2020 PID
that drinking water contributions were
safe in these areas from these uses was
based on usage data rather than
maximum labeled application rates. It is
also important to emphasize that the act
of proposing to limit chlorpyrifos
applications to this subset of uses did
not, in fact, automatically result in the
elimination of all uses beyond those
identified uses; that would require
separate actions under FIFRA to cancel
uses and to amend labels, which has not
occurred.
EPA proposed this particular list of
uses as critical and high-benefit uses of
those uses currently registered for
chlorpyrifos. (Ref. 30, Attachment 2)
Although the ‘‘reasonable certainty of
no harm’’ standard in the FFDCA,
which is strictly a risk-based standard,
allows no consideration of benefits,
except in one very limited circumstance
not relevant here (see 21 U.S.C.
346a(b)(2)(B)), FIFRA’s ‘‘unreasonable
adverse effects’’ standard incorporates a
consideration of economic costs or
benefits, which EPA took into
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consideration when identifying this
proposed list of retainable uses as part
of the FIFRA registration review
process. But this is likely not the only
combination of uses that could have
resulted in safe levels of aggregate
exposure. To conserve resources (and
because previous analyses had indicated
risks of concern when considering all
chlorpyrifos uses), EPA’s 2020 DWA
focused solely on the areas where these
particular crops were grown that had
the highest benefit to growers to
determine if there were areas where the
EDWCs were below the DWLOC; it is
possible that a different set of crops and
a different range of geographic areas
could also result in safe aggregate
exposures. The Agency expressly noted
that it would ‘‘consider registrant and
stakeholder input on the subset of crops
and regions from the public comment
period and may conduct further analysis
to determine if any other limited uses
may be retained.’’ (Ref. 31 at pg. 40) The
2020 PID was made available for public
comment, and the Agency did, in fact,
receive hundreds of comments,
although none committed to making
changes to the chlorpyrifos registrations
necessary to implement the 2020 PID as
proposed, nor were any requests for
voluntary cancellation of registered uses
submitted under FIFRA in response to
the 2020 PID.
Turning now to the legal standard, as
noted in Unit II.A., FFDCA section
408(b)(2)(A)(i) permits EPA to leave
tolerances in place only if the Agency
can determine that the tolerance is safe.
If the Agency determines that the
tolerances, which must be based on
aggregate exposures, are not safe (or
cannot determine that tolerances are
safe), the Agency must modify or revoke
them. (21 U.S.C. 346a(b)(2)(A)(i); see
also LULAC, 996 F.3d at pgs. 693–94
(concluding that when EPA receives a
petition raising substantive questions
concerning safety, FFDCA provides no
middle ground in which EPA can leave
tolerances in place if EPA is unwilling
or unable to make a safety finding)) The
FFDCA also defines safe as requiring
EPA to determine that ‘‘there is a
reasonable certainty that no harm will
result from aggregate exposure to the
pesticide chemical residue, including
all anticipated dietary exposures and all
other exposures for which there is
reliable information.’’ (21 U.S.C.
346a(b)(2)(A)(ii) (emphases added))
Congress understood the phrase
‘‘aggregate exposure’’ to include dietary
exposures under all tolerances for the
pesticide chemical residue, H.R. Rep.
104–669(II) at 1279, and codified that
understanding among the factors EPA
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must consider when establishing,
modifying, leaving in effect, or revoking
tolerances. (21 U.S.C. 346a(b)(2)(D)(vi))
In FFDCA section 408(b)(2)(D)(vi), EPA
must consider ‘‘available information
concerning the aggregate exposure
levels of consumers (and major
identifiable subgroups of consumers) to
the pesticide chemical residue and to
other related substances, including
dietary exposure under the tolerance
and all other tolerances in effect for the
pesticide chemical residue, and
exposure from other non-occupational
sources.’’ (Id. (emphasis added))
The requirement to consider
‘‘aggregate exposure’’ was added to the
FFDCA through the FQPA amendments
in 1996. (Food Quality Protection Act of
1996, Pub. L. 104–170) Prior to the
enactment of the FQPA, when assessing
risk, EPA treated exposures from
different pathways as independent
events and made no concerted effort to
evaluate potential exposures
simultaneously. In reality, however,
exposures to pesticides do not occur as
single, isolated events, but rather as a
series of sequential or concurrent events
that may overlap or be linked in time
and space. Congress, in enacting the
FQPA, was concerned with ensuring
that the Agency’s assessments under the
FFDCA would be strictly healthprotective and risk-based, and as a
result, made a number of significant
amendments to the FFDCA, including
the new risk-only safety standard, the
FQPA children’s safety factor, and, of
most relevance here, a new requirement
for EPA to consider exposures in the
aggregate rather than independently.
Following the enactment of the FQPA,
EPA developed guidance on how to
conduct aggregate exposure and risk
assessment. (Ref. 14) That guidance
describes the aggregate exposure and
risk assessment as involving ‘‘the
analysis of exposure to a single
chemical by multiple pathways [food,
drinking water, residential] and routes
of exposure [oral, dermal, inhalation]
. . . . All potential, relevant routes of
exposure are analyzed with an aggregate
exposure assessment.’’ (Id. at pg. 4) That
guidance also defines aggregate risk as
‘‘[t]he likelihood of the occurrence of an
adverse health effect resulting from all
routes of exposure to a single
substance.’’ (Id. at pg. 72) In describing
how EPA intends to conduct such
aggregate risk assessments, EPA states
that ‘‘[t]he starting point for identifying
the exposure scenarios for inclusion in
an aggregate exposure assessment is the
universe of proposed and approved uses
for the pesticide,’’ which are determined
by looking to labeled allowable use
patterns. (Id. at pgs. 24, 44 and 45)
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Moreover, the guidance directs that
aggregate exposure and risk should be
estimated for major identifiable
subgroups of the population, which the
Agency typically does through
considerations of demographics (e.g.,
age, gender, racial/ethnic background)
and temporal (season) and spatial
(geographics) characteristics of
potentially exposed individuals. (Id. at
pgs. 12, 24)
The Aggregate Exposure Guidance
describes an approach for assessing
aggregate exposures that recognizes
such exposures to hypothetical
individuals in the population: ‘‘(1) may
occur by more than one route (i.e., oral,
dermal and/or inhalation); (2) may
originate from more than one source
and/or pathway (i.e., food, drinking
water, and residential); (3) may occur
within a time-frame that corresponds to
the period of exposure required in an
appropriately designed toxicity study to
elicit an adverse toxicological effect; (4)
should occur at a spatially relevant set
of locations that correspond to an
individual’s potential exposure; and (5)
should be consistent with the
individual’s demographic and
behavioral attributes.’’ (Id. at pg. 26) In
practice, this means that the Agency
might consider whether different
populations of individuals are more or
less likely to eat different kinds of food
over different time periods; whether
pesticide concentrations in drinking
water vary temporally due to the
growing season calendar or spatially
due to the nature of applications
generally being localized or regional;
and/or whether different populations
are likely to use or be exposed to
pesticides in non-occupational settings.
Generally, EPA would utilize upper-end
estimates to ensure protection for the
most vulnerable populations, unless
other factors warranted a different
approach.
From there, the Agency assesses the
aggregate exposure through relevant
routes of exposure for hypothetical
individuals among these major
identifiable subgroups (including food,
drinking water, and residential
exposures to which that individual is
likely exposed), taking into
consideration the various factors for cooccurrence of exposures in the various
exposure pathways. (Id. at pg. 26)
Where risks from aggregate exposures
exceed safe levels, EPA will examine
whether refinements can be made to the
assessment. (Id. at pg. 13)
In the final rule, EPA assessed
aggregate exposure based on all
currently registered uses of chlorpyrifos
as required by the FFDCA and
consistent with its guidance. That
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assessment considered exposure
through oral, dermal, and inhalation
routes of exposure that could result
from exposures in food, drinking water,
and residential uses. Taking into
consideration the registered use patterns
for chlorpyrifos, EPA assessed the
universe of potential exposures from all
currently approved uses of chlorpyrifos
because no formal steps had been taken
to limit those uses.
In demanding that EPA retain
tolerances for the 11 uses, the Objectors
essentially argue that EPA should have
presumed that individuals would only
be exposed to chlorpyrifos from the 11
uses because EPA proposed those 11
uses as an option for mitigation in the
2020 PID proposal. However, that
argument ignores the premise in the PID
that the safety finding for those uses is
contingent on all other uses being
cancelled and the remaining 11 uses
being restricted both geographically and
with lowered use rates. Exposures from
those uses alone could not reasonably
be considered as ‘‘anticipated’’ since
they did not yet (nor did EPA have
reason to believe that they would)
reflect the exposures people would be
exposed to in the real world. The
FFDCA requires EPA to determine
whether tolerances are safe, requiring
consideration of aggregate exposures,
including ‘‘anticipated dietary
exposures’’; it does not allow EPA to
leave tolerances in place if they would
be safe at some unspecified time in the
future based on certain mitigation that
may not be implemented.
At the time of the final rule, no
concrete steps had been taken by
registrants under FIFRA to implement
the PID proposal: No uses had been
cancelled, nor had any labels been
revised to geographically limit
applications or limit maximum
application rates. Although there were
discussions with registrants and
indications of a willingness to mitigate
uses (see discussion in next sub-unit),
the Agency had not received prior to the
issuance of the final rule from
registrants any formal requests under
FIFRA for voluntary cancellation or
applications to amend labels, to which
the Agency could point as directionally
supportive for a conclusion that
exposures would at some future time be
limited to that subset of chlorpyrifos
applications. Until such uses cease—or
at least until EPA has a reasonable basis
to believe that they will cease—the
Agency could not ignore the exposures
from those uses. In sum, the 2020 PID
proposal, without more, is just a
proposal; it does not support an EPA
assumption that aggregate exposures
would be limited to that subset of uses
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instead of an assessment based on the
actual registered uses and ongoing realworld applications of chlorpyrifos.
While the Objectors claim that EPA
could have modified tolerances, as per
the Court’s order, by leaving in place
only those identified in the 2020 PID,
doing so, without accompanying
registration actions under FIFRA, would
have put EPA in the position of picking
‘‘winners and losers’’ among the
tolerances. While, under FIFRA, EPA
might be able to make an argument that
some uses contribute relatively lower
risks or higher benefits than other uses
and thus meet the FIFRA standard of no
unreasonable adverse effects on the
environment whereas others may not,
considerations of those relative benefits
is not a factor for consideration under
the FFDCA when determining which
tolerances are safe or not. As noted
previously, the 2020 PID proposal
reflected one possible subset of uses that
might warrant retention based on
economic considerations. In
circumstances where aggregate
exposures exceed safe levels, there are
potentially multiple variations of the
potential subset of tolerances that might
meet the safety standard and that EPA
did not analyze. As such, EPA’s general
policy is to defer to the pesticide
registrant and the public to determine
which of the various subsets of
tolerances are of sufficient importance
to warrant retentions since not all
parties might agree on the particular
combination that should be retained.
For example, one comment submitted
on the 2020 PID requested that EPA
retain tolerances on cranberries (Ref.
48), which was not listed among the 11
uses in the PID. Without some
reasonable basis to believe that the uses
would be limited as had been proposed,
EPA did not have a basis to assume
anticipated exposures would be limited
to that particular subset of uses for
purposes of modifying the tolerances.
Some Objectors made this same
argument but focused more specifically
on their crop of interest (e.g., cherry,
citrus, soybean, sugarbeet). These
objectors assert that EPA could not have
revoked the specific commodity
tolerance because that crop was
included in the list of crops EPA
proposed to retain and thus EPA did not
have a basis for concluding that those
tolerances themselves were unsafe.
However, the Agency does not assess
tolerances for each crop in a vacuum;
whether one tolerance is safe depends
on whether aggregate exposure from that
tolerance and all other tolerances in
effect are safe. (21 U.S.C.
346a(b)(2)(D)(vi)) The consequence of
the FFDCA requirement for EPA to
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assess the safety of tolerances as an
aggregate is that, when one tolerance is
unsafe, all tolerances are equally unsafe
until aggregate exposures have been
reduced to acceptable levels. At the time
the final rule was issued, there were
over 80 tolerances in effect, which the
Agency was required to consider in its
aggregate exposure assessment, unless
there had been a reasonable basis to
exclude exposures from those
tolerances. The list in the 2020 PID was
only a proposed mitigation measure,
necessary because the aggregate
exposures from chlorpyrifos, which
included exposures from use of
chlorpyrifos on these three
commodities, exceeded safe levels.
It is also worth noting that tolerances
themselves are broadly applicable rules
that regulate the amount of pesticide
residues on a food commodity. As such,
they are not limited in geographic
scope, and the Agency must be able to
determine that all aggregate exposures
from any registered uses (including all
relevant geographic areas) that would be
covered by a particular tolerance would
be safe. For example, the tolerance
covering residues of chlorpyrifos on
cherry applies to the pesticide residues
on the crop regardless of the location of
application. In practice, this means that
EPA needs to be able to determine that
use of chlorpyrifos in any place
permitted by the FIFRA label would be
safe. For cherries, EPA’s 2020 PID
proposal only concluded that use on
cherry could be safe in Michigan, if the
other aforementioned mitigation
measures were implemented; whether
cherry use could be safe in other areas
was not assessed. In order to conclude
that cherry use was safe based on the
2020 PID proposal, the labels would
need to restrict chlorpyrifos use to
cherries only in Michigan. Since the
uses on cherry were not so restricted
under FIFRA at the time of the final
rule, EPA could not assume that
chlorpyrifos would be used only in the
limited geographical regions without
some progress being made on the label
revisions.
In conclusion, while the 2020 PID
proposed that there is at least one subset
of chlorpyrifos uses that could be safe
if additional restrictions were adopted
and all other uses contributing to
aggregate exposures were cancelled
under FIFRA, that is not a basis for
maintaining tolerances when the
Agency does not have a reasonable basis
to believe that the registrations would
be so amended. Based on the factual
realities at the time of the final rule,
EPA was required to consider aggregate
exposures resulting from approved
labelling and all currently registered
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uses. The Objectors’ claim incorrectly
relies on the proposal in the 2020 PID
as a basis for limiting the aggregate
exposure assessment, and the request to
limit EPA’s safety assessment to a subset
of actual exposures based on a proposal
would reflect an incorrect application of
the statutory standard under the
FFDCA. EPA recognizes that the
practice of identifying mitigation
measures to address risks of concern in
the proposed or interim decisions in
registration review is common, and the
expectation is that registrants will make
adjustments to retain registrations.
However, this is not always the case;
some registrants may suggest alternative
means of mitigating risks, which the
Agency then needs to evaluate, or may
refuse due to a disagreement with the
Agency’s underlying rationale for its
decision. When mitigation measures are
not implemented (or it is unclear that
such risks will be mitigated), the risks
that EPA initially identified remain.
Therefore, the objection is denied.
b. Coordination With FIFRA Under
FFDCA Section 408(l)(1)
i. Objection. Objectors assert that the
revocation of tolerances should not have
been undertaken without coordination
of use cancellations under FIFRA. The
Sugarbeet Associations and Gharda
argue that EPA had a statutory duty
under section 408(l)(1) of the FFDCA to
harmonize the chlorpyrifos tolerance
revocation with necessary actions under
FIFRA. (Refs. 37 and 39) They argue that
EPA offers no explanation for why it
was not practicable for EPA to cancel
the FIFRA registrations and revoke
tolerances for the food uses for which
EPA would be unable to make a safety
finding while maintaining the
registrations and tolerances that the
2020 PID proposed for retention. The
Sugarbeet Associations also argue that
because the Ninth Circuit also ordered
EPA to ‘‘correspondingly modify or
cancel related FIFRA registrations for
food use in a timely fashion,’’ EPA’s
failure to harmonize its revocations with
FIFRA actions is therefore also
inconsistent with the Court’s order. (Ref.
37 at pg. 7) Gharda acknowledges that
EPA did engage in negotiations with
registrants to attempt this
harmonization but alleges that EPA was
acting in bad faith in those negotiations
and disregarded Gharda’s commitment
to modify its registration. (Ref. 39 at pgs.
28 through 31) The Minor Crop Farmers
Alliance notes that EPA did not follow
‘‘its traditional FIFRA/FQPA sequencing
of taking the necessary tolerance actions
only after first finalizing its decision in
a cancellation action under Section 6 of
FIFRA.’’ (Ref. 49 at pg. 4) Finally, CLA/
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RISE requests guidance on how EPA
intends to harmonize the tolerance
revocation under FIFRA to reduce
confusion among growers and industry.
(Ref. 50)
ii. Denial of objection. EPA denies this
objection on the following legal and
factual grounds. FFDCA 408(l)(1) states
that ‘‘[t]o the extent practicable . . . , in
issuing a final rule under this
subsection that suspends or revokes a
tolerance or exemption for a pesticide
chemical residue in or on food, the
Administrator shall coordinate such
action with any related necessary action
under [FIFRA].’’ (21 U.S.C. 346a(l)(1))
While the statutory language includes
the word ‘‘shall,’’ this provision clearly
contemplates that there may be
circumstances in which coordination is
not practicable and thus such
coordination is not required. Even when
such coordination would be practicable,
the statute does not require that this
coordination be concurrent or occur in
any predetermined order.
EPA has previously opined on this
provision in a final rule revoking
carbofuran tolerances in which this
same comment was raised. (See 74 FR
23046, 23069–70, May 15, 2009 (FRL–
8413–3)) In that rule, EPA found that
the requirement to ‘‘coordinate’’ is a
direction to ensure that the substance of
actions taken under FIFRA and the
FFDCA are consistent, and that the
Agency make a determination as to the
proper order of action under the two
statutes. It cannot be read as a
requirement that actions under FIFRA
precede actions under the FFDCA, or
that any particular order for EPA actions
is necessarily required. Accordingly,
there is no support for the notion that,
as a matter of law, the Agency lacks the
legal authority to revoke pesticide
tolerances under the FFDCA that do not
meet the safety standard of that statute
unless the Agency has first canceled—
or simultaneously cancels—associated
pesticide registrations under FIFRA.
In this instance, the Ninth Circuit
itself prioritized EPA’s taking action on
the chlorpyrifos tolerances above the
action necessary under FIFRA, when it
set a very short and specific deadline for
addressing pesticide tolerances (i.e.,
within 60 days of the issuance of the
mandate) and allowed flexibility for
EPA to ‘‘modify or cancel related FIFRA
registrations for food use in a timely
fashion.’’ (LULAC, 996 F.3d at 703–04)
Under the Court’s timeframe, it was not
practicable for EPA to take action under
FIFRA to cancel registered food uses of
chlorpyrifos concurrently with the final
rule. Cancellation of uses under FIFRA
section 6(b) requires several steps,
including drafting a notice of intent to
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cancel, interagency coordination and
SAP review, as well as possible
administrative hearings, and can take
several years to complete. (See 7 U.S.C.
136d(b)) Even the process to obtain and
act on voluntary cancellation requests
can be a time-consuming process with
statutorily set comment periods before a
cancellation can be ordered. (7 U.S.C.
136d(f))
In any event, in this particular
instance, EPA did attempt to harmonize
its tolerance revocation actions with
cancellation actions under FIFRA. As
the Minor Crop Farmer Alliance pointed
out, EPA traditionally, as part of the
registration review process, identifies
the relative risks and benefits of
particular uses and works with
registrants to eliminate uses that no
longer meet the FIFRA standard,
including for safety risks. Under that
approach, EPA and the registrant(s) can
mutually agree on terms for the smooth
phase-out of the product, and the
product or use cancellations can be
coordinated with tolerance revocations
under the FFDCA. After the Ninth
Circuit’s decision was issued, EPA
engaged in discussions with the four
registrants of technical chlorpyrifos
products (i.e., those that are used to
manufacture the chlorpyrifos pesticide
products sold to end users) to discuss
possible voluntary use cancellations and
label restrictions, although EPA did not
initiate any discussions with the dozens
of registrants of end-use products. (Ref.
51) Despite the progress made in those
discussions, no registrant submitted
under FIFRA a request for voluntary
cancellation of any uses or application
to amend existing chlorpyrifos labels to
reduce application rates and
geographically limit uses. One of those
registrants, Gharda, asserts that EPA
acted in bad faith in the negotiations
with Gharda and disregarded a
commitment from Gharda to modify its
registration. EPA disagrees with
Gharda’s characterization of the
negotiations.
Prior to the issuance of the final rule,
EPA entered into discussions with
Gharda, as well as several other
registrants, in a good-faith effort to
determine if the safety issues identified
in EPA’s record on chlorpyrifos by the
Ninth Circuit could be resolved in a
sufficient and timely manner to allow
for the modification of tolerances by the
Court’s imposed timeline. EPA held
several meetings with each of the
technical registrants, including Gharda,
to discuss their interests and concerns
as EPA considered its response to the
Court’s directive to issue a final rule.
(Id.) The meetings with Gharda occurred
on May 27, June 3, June 17, June 24, July
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14, and August 16, 2021. As Gharda’s
objection filing indicates, there was an
extensive amount of back-and-forth
between EPA and Gharda concerning
restrictions to the current registrations
and an attempt to work out mutually
agreeable terms (e.g., uses to be retained,
geographic limitations on uses,
retention of import tolerances, timing
for phase-out of existing uses) to
provide a reasonable basis for assuming
aggregate exposures could be limited to
the 11 uses proposed for retention in the
2020 PID.
Gharda asserts, in its objection, that
EPA disregarded a written commitment
to voluntarily cancel uses and therefore,
the Agency’s decision to revoke all
tolerances was arbitrary and capricious.
(Ref. 39 at pgs. 28 and 29) EPA
acknowledges that Gharda submitted
two such letters to the Agency; however,
the question is whether those letters
provided a legal basis for any EPA
regulatory determination, e.g., whether
to retain tolerances for the 11 uses
assessed in the PID. EPA concludes that
they did not.
On their face, Gharda’s letters fall far
short of actually requesting voluntary
cancellation of their registered uses.
Gharda’s first letter says that it is
‘‘willing to work with EPA to negotiate
the voluntary cancellation of many
currently approved uses of chlorpyrifos
on mutually acceptable terms and in a
manner that minimizes disruption on
growers and other users.’’ Gharda
requests that any agreement with EPA to
voluntarily cancel uses include several
key terms, including further discussion
of the geographic restrictions set forth in
the PID as to the 11 crops, allowing use
on crops in addition to the 11 uses in
the PID, phase-out schedules that would
allow some uses to continue until 2026
(5 years after the Court ordered EPA to
issue a final rule revoking or modifying
tolerances), additional existing stocks
orders that would allow additional time
for phase-out, retention of all import
tolerances, etc. (Ref. 39 at Exhibit B to
Gharda’s objection, Letter from Gharda
to EPA (May 12, 2021)) Gharda’s second
letter states that ‘‘Gharda commits to
voluntarily cancel all currently
approved agricultural uses of
chlorpyrifos other than uses for the 11
high-benefit agricultural crops in select
regions that the Agency has identified
[in the PID] . . . . subject to [several]
conditions.’’ Those conditions included
allowing use on cotton in Texas (which
the Agency had not determined would
be safe under the limited conditions
presented in the 2020 PID), existing
stocks terms that allowed for sale of all
finished Gharda technical product in
the United States and overseas to be
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processed and sold until stocks were
exhausted, retention of all ‘‘import
tolerances,’’ and allowing food treated
with chlorpyrifos to clear the channels
of trade. (Id. at Exhibit C, Letter from
Gharda to EPA (June 7, 2021)) As
Gharda’s objection filing indicates, there
were several other emails exchanged in
which terms continued to be negotiated,
and Gharda continued to seek
agreement on various terms prior to
submission of a voluntary cancellation
request. (Id. at Exhibits D through J)
Contrary to Gharda’s assertions, a
conditional proposal does not provide a
sufficient basis for EPA to conclude that
uses will be cancelled and exposures
will be reduced. By their terms the
letters simply indicate an intent to keep
discussing the issue and a willingness to
initiate the process to cancel uses
provided other conditions can be agreed
upon. The implication in Gharda’s letter
was that if agreement could not be
reached on the other conditions, then no
such voluntary cancelation request
would be forthcoming. And as indicated
previously, Gharda’s proposal was
initially contingent upon EPA allowing
use on crops beyond the 11 identified in
the PID, which EPA had not assessed
and proposed to find safe if other
conditions were met. Although Gharda’s
subsequent email traffic indicated a
willingness to drop those additional
uses, given the Agency’s safety concerns
with the tolerances, EPA continued to
express a concern about whether an
extended existing stocks period would
be considered consistent with the Ninth
Circuit’s order.
Typically, a formal request for
voluntary cancellation of a pesticide
registration or registered uses would
involve the submission of a letter
requesting cancelation of a product or
uses and would also, in the case of
deletions of certain uses, need to be
accompanied with applications to
amend relevant labels. (See https://
www.epa.gov/pesticide-registration/
voluntary-cancellation-pesticideproduct-or-use) While Gharda’s letters
indicate a willingness to continue
negotiations with EPA, they do not
constitute an actual request to cancel
uses and thus do not provide a
sufficient basis for EPA to conclude that
aggregate exposures to chlorpyrifos
would be limited to the 11
geographically limited uses identified in
the 2020 PID proposal.
It should also be noted that Gharda’s
voluntary cancellation request alone
would not be sufficient to support a
conclusion that all registered uses
would be cancelled since other products
are registered for those uses as well.
Other registrants would have also
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needed to submit voluntary cancellation
requests and label amendments, and as
indicated previously, that has not
happened.
Unlike negotiations that are typically
conducted as part of registration review,
this situation involved a tight deadline
for a final Agency rulemaking and thus
a very short period of time to resolve
differences and allow EPA to develop a
final rule that incorporated any such
resolution. In light of the Ninth Circuit’s
impending deadline for issuing a final
rule and the lack of a mutually agreeable
resolution to the remaining issues in a
timely manner, it simply was not
practicable for EPA to continue
negotiating these terms.
While it is understandable for Gharda
to be disappointed, Gharda erroneously
asserts now, based on the lack of
resolution in time for the final rule to be
completed by the Court’s deadline, that
EPA’s rule is arbitrary and capricious.
This simply is not true. Whether a rule
revoking tolerances is legally valid is
strictly dependent on whether EPA had
substantial evidence to support its
conclusion that the tolerances were not
safe; how negotiations proceed
regarding use cancellations and label
amendments under FIFRA is irrelevant
to that safety question. As noted in the
denial of the previous objection, EPA
determined that the tolerances were not
safe, based on the assessments EPA had
completed at the time and aggregate
exposures resulting from the uses in
place at the time of the final rule.
It is worth noting that, although the
Agency/registrant negotiations prior to
the final rule ended without resulting in
use cancellations or label amendments
under FIFRA, any registrant is
authorized at any time, without prior
EPA consent, to take initiative and
submit a request to voluntarily cancel
uses on its registration or to submit an
application seeking amendments to its
label to restrict uses. Upon submission
of such a request, EPA would consider
that request and publish a notice of
receipt of a voluntary cancellation
request, and for situations like
chlorpyrifos, take into consideration
whether that request would have an
impact on the Agency’s ability to
support a safety finding, in light of uses
remaining on other registered products.
For chlorpyrifos, however, no such
submissions were submitted to with the
Agency prior to the issuance of the final
rule. While there were communications
from Gharda indicating an intent to
amend registrations and cancel uses,
with an extended existing stocks period
to allow for continued sale and
distribution of their chlorpyrifos
inventory, no formal steps were taken
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under FIFRA to put those processes in
action.
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c. Import Tolerances
i. Objection. Gharda, the Agricultural
Retailers Association, et al., and CLA/
RISE argue that EPA should have
retained import tolerances (i.e.,
tolerances covering pesticide residues
for commodities that are imported into
the United States) for chlorpyrifos
commodities. (Refs. 39, 47 and 50)
These Objectors assert that because
EPA’s final rule noted that food
exposures and non-occupational
exposures do not exceed levels of
concern—rather, risks are driven by
exposures to chlorpyrifos in drinking
water—EPA could conclude that import
tolerances, which would not contribute
to drinking water exposures, would be
safe. The Objectors assert that there is
no science-based reason to revoke
tolerances as they apply to food
imported with chlorpyrifos residues.
CLA/RISE cites to EPA’s guidance
entitled, ‘‘Pesticides; Guidance on
Import Tolerances & Residue Data for
Imported Food’’ ((65 FR 35069, June 1,
2000) (FRL–6559–3)), and legal
precedent for support for the retention
of import tolerances. (Ref. 50)
ii. Denial of objection. This objection
is denied because, as a matter of law,
where aggregate exposures from
pesticide use exceed safe levels, EPA
cannot leave tolerances in place, even if
those tolerances just cover residues in
imported foods.
As a legal matter, tolerances
established under the FFDCA apply to
pesticide residues in or on food moving
through interstate commerce, regardless
of whether those residues came from
use of a domestically registered
pesticide or from application of a
pesticide overseas to a food that is then
imported into the United States. As a
matter of law, EPA does not separately
establish ‘‘import tolerances’’ that apply
exclusively to imported commodities.
The term ‘‘import tolerance’’ is a term
of convenience that refers to tolerances
for pesticide residues in an imported
food where there is no corresponding
U.S. registration for that pesticide on
that particular commodity; however,
there is no statutory or regulatory
distinction between a tolerance covering
pesticide residues in imported
commodities and tolerances covering
pesticide residues from use of a
pesticide product registered in the
United States. Once established, that
tolerance would cover pesticide
residues in that particular commodity,
regardless of how residues came to be
present in the food.
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It is correct that imported food treated
with a pesticide would only contribute
to aggregate exposures through the
residues that are present on the
imported commodity. Imported foods
do not result in additional drinking
water and residential contributions to
exposure because the pesticides are
used overseas, not domestically.
Nevertheless, the pesticide residues on
the imported food must be aggregated
with all the other food, drinking water,
and residential exposures to that
pesticide that occur in the United
States, as part of the safety
determination and consideration of
aggregate exposures for that pesticide. If
the domestic uses of that particular
pesticide already exceed safe levels,
EPA would not be able to approve the
new import tolerance, even if the
relative contributions from the imported
commodities was very minor because
the safety assessment of that tolerance
requires a consideration of ‘‘aggregate
exposures’’ from all other tolerances in
effect.
For chlorpyrifos, since domestic use
of chlorpyrifos in accordance with
currently approved labeling results in
aggregate exposures that exceed safe
levels, due to drinking water concerns,
all tolerances, including those covering
imported commodities, are unsafe and
must be revoked. Until domestic use
ceases—or EPA has a reasonable basis to
believe that it will cease—the risks from
drinking water need to be assessed in
EPA’s risk assessment. Once domestic
uses are cancelled and aggregate
exposures are reduced below the
Agency’s levels of concern for safety,
EPA could consider whether risks from
exposures in or on imported food would
be safe. Again, this is a consequence of
the requirement under the FFDCA to
consider aggregate exposures from all
uses; when one tolerance is unsafe, all
are equally unsafe until aggregate
exposures have been reduced to levels
that are below the Agency’s level of
concern.
CLA/RISE cite EPA’s Guidance on
Import Tolerances to encourage EPA to
consider and approve requests to retain
import tolerances. This guidance,
however, does not provide a legal basis
for retaining import tolerances under
the current circumstances. Rather the
guidance document describes how EPA
may consider requests for modifying or
maintaining tolerances to allow the
continue import of food treated with a
pesticide, where ‘‘domestic uses are
canceled . . . for any other reason
(other than dietary risk)’’ as long as EPA
can make the required safety finding.
(65 FR at 35072) For chlorpyrifos, no
domestic uses have been cancelled to
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11249
date, which precludes EPA from making
the required safety finding.
CLA/RISE also point to the D.C.
Circuit Court’s decision in National
Corn Growers Ass’n v. EPA, 613 F.3d
266, as instructive here. In that case, the
Court ordered EPA to reinstate import
tolerances for the pesticide carbofuran
because the Agency had received
requests for retaining those tolerances
and because EPA had concluded that
exposure from imported foods alone
was safe. (Id. at pg. 275)
This present case is distinguishable in
that for the carbofuran situation, the
import tolerances at issue had no
domestic registrations for the
commodities covered by those
tolerances. This fact was specifically
identified by footnotes to the tolerances
for those commodities. For chlorpyrifos,
there are no specifically designated
import tolerances, although the Agency
notes that there is a tolerance for
chlorpyrifos on banana, for which there
are no U.S. registrations. To the extent
there were requests for retention of
import tolerances prior to the issuance
of the final rule, such requests were to
leave all current tolerances in place, in
order to accommodate chlorpyrifos use
in other countries on any of the
commodities for which tolerances were
set. Because those uses would overlap
with domestic uses, the Agency could
not exclude other non-food exposures
associated with those uses until those
domestic uses were cancelled.
EPA recognizes that the Republic of
Colombia, in its objections, requested
the retention of the banana tolerance;
however, EPA denies that request since
EPA is unable, at this time with the
existing domestic uses still being
registered, to make a safety finding for
the banana tolerance. While after
National Corn Growers Ass’n was
decided, the import tolerances were
reinstated for commodities that had no
domestic uses, that reinstatement
occurred after the other domestic uses
that had resulted in unsafe aggregate
exposure levels had been cancelled,
thus obviating the need to tackle a
potential aggregate exposure issue
involving residues from both domestic
and imported food. (See Carbofuran;
Product Cancellation Order ((74 FR
11551, March 18, 2009) (FRL–8403–6))
(announcing FMC Corporation’s
voluntary cancelation of its carbofuran
registrations for all but six crops);
Carbofuran; Reinstatement of Specific
Tolerances and Removal of Expired
Tolerances ((80 FR 21187, Apr. 17,
2015) (FRL–9925–70)) (EPA
reinstatement of import tolerances for
carbofuran for banana; coffee, bean,
green; rice, grain; and sugarcane, cane))
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Here, all registrations of chlorpyrifos
remain intact and uses in accordance
with the labels are still contributing to
drinking water concentrations that
result in aggregate exposures exceeding
safe levels. Therefore, for chlorpyrifos,
the Agency cannot make the safety
finding for leaving tolerances in place to
accommodate imports until sufficient
uses are cancelled that reduce aggregate
exposures to acceptable levels.
2. Retention of the 10X Food Quality
Protection Act (FQPA) Safety Factor
a. Objection
Several Objectors (Sugarbeet
Associations, Gharda, the Agricultural
Retailers Association, et al., Minor Crop
Farmer Alliance, California Citrus
Quality Council, and Coalition of OP
Registrants) claim that EPA acted
unlawfully in retaining the 10X FQPA
safety factor based on the epidemiology
data. (Refs. 37, 39, 47, 49, 52 and 53)
Objectors assert that the epidemiological
data was invalid and unreliable and
should not been considered nor should
it have been relied upon to introduce
‘‘scientific uncertainties’’ into the
Agency’s assessment of chlorpyrifos. In
light of the alleged defects with the
epidemiological studies, the Objectors
assert EPA had no basis to retain the
10X FQPA safety factor, given the
balance of toxicity data on chlorpyrifos.
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b. Denial of Objection
As an initial matter, EPA points out
that the Objectors have failed to identify
an issue that supports a retention of the
chlorpyrifos tolerances or changing the
EPA’s final rule, even if what the
objectors assert is correct. Even if the
Agency agreed that the epidemiological
data should not have been considered
by the Agency or that available data
support a reduction of the FQPA safety
factor to 1X, as indicated in the 2020
PID, EPA would not have been able to
determine that chlorpyrifos tolerances
were safe without some uses being
cancelled and other uses being
modified.
The 2020 PID provided estimates of
potential risks based on retention of the
10X FQPA safety factor and on a
reduced FQPA safety factor of 1X. The
previous sub-unit discussed the need to
cancel all uses besides the 11 uses
identified for retention and the need for
label amendments to geographically
restrict applications and to reduce
maximum application rates, if EPA
retained the 10X FQPA safety factor. For
the 1X scenario, EPA concluded that
‘‘the majority of labeled chlorpyrifos
uses result in drinking water
concentrations below the DWLOC.’’
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(Ref. 31 at pg. 41) The ‘‘majority,’’
however, is not all, and thus, EPA noted
that three uses still resulted in EDWCs
above the DWLOC (peppers, trash
storage bins, and wood treatment), and
six uses would need to be restricted to
certain states and application rates
adjusted consistent with assessed usage
data in order to ensure that
concentrations of chlorpyrifos in
drinking water did not exceed safe
levels. (Id.) In other words, uses as
registered at the time EPA issued the
2020 PID—and at the time of the final
rule—still resulted in aggregate
exposures that were not safe under a
scenario in which EPA applied a 1X
FQPA safety factor. Since some uses
would result in exposures of
chlorpyrifos that exceeded the Agency’s
safe levels, EPA would not have been
able to determine that the tolerances
were safe, even with the FQPA safety
factor being reduced to 1X. If EPA had
had a reasonable basis to assume that
such uses resulting in exceedances
would cease, EPA may have been able
to aggregate only those uses that were
expected to continue. As there was no
such basis at the time the final rule was
issued—and, indeed at this time, there
is still no such basis, EPA was required
to look at aggregate exposures from all
currently registered uses, as those
exposures were anticipated to continue.
Therefore, since the Objectors have
failed to state a claim upon which the
relief they seek (leaving the tolerances
in place) can be granted, this objection
is denied.
Notwithstanding this denial, EPA
disagrees with the assertions made by
Objectors with regard to the Agency’s
decisions to rely on the epidemiological
data and retain the 10X FQPA safety
factor as discussed in this unit. For ease
of addressing this claim, EPA is
breaking this objection into two
subissues: (1) Whether it was reasonable
for EPA to use the epidemiology data as
part of its weight-of-the evidence
analysis for assessing the potential preand postnatal toxicity relating to
neurodevelopmental effects and (2)
Whether EPA had ‘‘reliable data’’ to
support a different margin of safety to
protect infants and children based on
the available record.
c. Background
Before responding to these objections,
it is helpful to provide some background
on the FQPA safety factor EPA used in
the final rule to clarify the statutory
standard, and to provide some
background on EPA’s FQPA safety
factor policy.
i. Final rule. In the final rule, EPA
retained the 10X FQPA safety factor due
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to uncertainty around the levels at
which potential neurodevelopmental
outcomes may occur in infants and
children exposed to chlorpyrifos. The
decision was based on the Agency’s
weight-of-evidence (WOE) analysis,
which took into consideration the
totality of available information on the
toxicity of chlorpyrifos and the potential
for neurodevelopmental outcomes
associated with chlorpyrifos exposure.
That information included laboratory
animal studies, epidemiological studies,
and available mechanistic data, as
described in Unit III.A.1.b. of this
document.
In essence, the WOE analysis
concluded that there was qualitative
evidence of a potential effect on the
developing brain; however, due to
insufficient clarity on the levels at
which these neurodevelopmental
outcomes occur relative to levels at
which cholinesterase inhibition occurs,
the science addressing
neurodevelopmental outcomes
remained unresolved in a manner
sufficient to quantify these effects. Due
to the remaining uncertainties, EPA was
unable to conclude at the time of the
final rule that a different safety factor
would be sufficient to protect infants
and children from potential pre- and
postnatal toxicity related to
neurodevelopmental effects. (Ref. 1 at
pg. 48327)
ii. FFDCA section 408(b)(2)(C) and
EPA’s FQPA safety factor policy.
Through the FQPA, Congress
significantly amended the FFDCA, to
establish a new stringent health-based
standard (‘‘reasonable certainty of no
harm’’) and add a new provision
providing heightened protections for
infants and children. (21 U.S.C.
346a(b)(2)(C)) That provision directs
EPA to consider available data on,
among other things, the ‘‘special
susceptibility of infants and children to
the pesticide chemical residues,
including neurological differences
between infants and children and
adults, and effects of in utero exposure
to pesticide chemicals.’’ (21 U.S.C.
346a(b)(2)(C)(i)(II)) Moreover, EPA is
required to ensure that there is a
reasonable certainty that no harm will
result to infants and children from
aggregate exposure to the pesticide. (21
U.S.C. 346a(b)(2)(C)(ii)(I)) When making
that safety determination for infants and
children, EPA is required to apply, in
the case of threshold effects, an
additional tenfold margin of safety ‘‘to
take into account potential pre- and
post-natal toxicity and completeness of
the data with respect to exposure and
toxicity to infants and children.’’ (21
U.S.C. 346a(b)(2)(C)) This provision
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permits a different margin of safety
‘‘only if, on the basis of reliable data,
such margin will be safe for infants and
children.’’ (Id.) Thus, EPA interprets
this provision as establishing a
presumption in favor of applying the
default 10X safety factor, which can be
departed from only if reliable evidence
show that a different factor would be
protective of infants and children.
In 2002, EPA issued guidance on how
OPP intends to make determinations
regarding the FQPA safety factor when
developing risk assessments for
pesticides (‘‘FQPA Policy Paper’’) (Ref.
9) While not binding, that document
provides helpful background and
clarification on the process for
determining the appropriate FQPA
safety factor. Ultimately, the decision to
retain the default 10X FQPA safety
factor or use a different factor depends
on level of confidence in the risk
assessment and the degree of concern
for any susceptibility or residual
uncertainties in the toxicity and
exposure databases. (Id. at 50) A lower
level of confidence and a higher degree
of concern will support retention of the
default 10X FQPA safety factor. Because
the chlorpyrifos 10X FQPA safety factor
decision relates primarily to the concern
for potential pre- and postnatal toxicity,
this discussion focuses on those aspects
of the guidance, although it also covers
concerns related to the completeness of
the toxicity and exposure databases.
Before making any determination on
the FQPA safety factor, OPP will review
all available and relevant toxicological
data and determine whether the
chemical has any potential to cause
adverse effects in infants and children,
i.e., potential pre- and postnatal toxicity
or special susceptibility. (Id. at pg. 8)
The FQPA Policy Paper states, ‘‘In
general terms, there is increased
susceptibility or sensitivity when data
demonstrate unique effects (e.g., a
different pattern of effects of concern) or
adverse effects in the young that are of
a type similar to those seen in adults,
but occur either at doses lower than
those causing effects in adults, occur
more quickly, or occur with greater
severity or duration than in adults.’’ (Id.
at pg. 30) If the toxicity data indicate no
concern for pre- and postnatal toxicity
or special susceptibility, then the
presumption for the 10X factor should
be treated as obviated with respect to
the potential for pre- and postnatal
toxicity. In contrast, if the toxicity data
indicate pre- and postnatal toxicity,
then OPP will assess the level or degree
of concern for the potential for those
effects, taking into consideration the
degree to which the traditional
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uncertainty factors provide protection
for infants and children. (Id. at pg. 29)
EPA typically uses a WOE approach
for making judgments about the degree
of concern for potential pre- and
postnatal toxicity, in the context of the
entire database, taking into
consideration the quality and adequacy
of the data, and the consistency of
responses induced by the chemical
across different studies. (Id. at pg. 30)
The FQPA Policy Paper notes that this
integrative approach is important
because ‘‘for example, positive animal
findings may be diminished by other
key data (e.g., toxicokinetic or
mechanism of toxicity information), or
likewise, a weak association found in
epidemiological studies may be
bolstered by experimental findings in
animal studies.’’ (Id. at pg. 31)
Moreover, it is important to consider
other factors concerning the biological
responses observed in the young relative
to the adult effects, such as
‘‘progression, severity, recovery time or
persistence, and dose-response . . . .
For example, there would be greater
concern for effects that were irreversible
and of a greater potential consequence
to the young compared to observed
effects in adults that are of a transient
and minimal nature, even when they
occur at the same dose.’’ (Id. at pg. 33)
The FQPA Policy Paper notes that
‘‘[w]hen sufficient human data are
available to judge that an adverse
developmental outcome is related to
exposure, the degree of concern
increases,’’ although ‘‘sufficient human
evidence is very difficult to obtain.’’
(Id.) Another factor influencing the
degree of concern is the relationship
between dose and response. Where the
dose-response relationship is wellcharacterized, there is a lower degree of
concern, whereas in cases where the
opposite is the case, the degree of
concern may increase. (Id. at pg. 34)
Finally, mechanistic data can be helpful
in evaluating the degree of concern. (Id.)
In some cases, concerns regarding preand postnatal toxicity can be addressed
by calculating a protective reference
dose or margin of exposure based on
relevant endpoints in the offspring or
through the use of traditional
uncertainty factors. (Id. at pg. 35) OPP
risk assessors will consider whether the
developmental and offspring effects are
well-characterized in the toxicity
database and if other appropriate
uncertainty factors are already applied
for calculating a protective RfD; if so,
then ‘‘there would normally be no need
for an additional FQPA safety factor to
address potential pre- and postnatal
toxicity.’’ (Id.) However, in some
instances, ‘‘data may raise uncertainties
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or a high concern for infants or children
which cannot be addressed in the
derivation of an RfD or MOE’’. (Id. at pg.
iv) If so, ‘‘those residual concerns or
uncertainties should be addressed
through retention of the default FQPA
safety factor . . . .’’ (Id. at pg. 35)
If there is a high level of confidence
that the combination of the hazard and
exposure assessments is adequately
protective of infants and children, then
the presumption in favor of the
additional 10X default FQPA safety
factor would be obviated and the risk
assessor should recommend that a
different FQPA safety factor be applied
. . . . Conversely, if the risk assessor
finds evidence of pre- or postnatal
toxicity or problems with the
completeness of the toxicity or exposure
databases and these uncertainties have
not been adequately dealt with in the
toxicity and/or exposure assessments
(through use of traditional uncertainty
factors or conservative exposure
assumptions), then the default
additional 10X safety factor should be
retained.’’ (Id. at pgs. 51 and 52)
If the degree of concern for the
potential pre- or postnatal uncertainty is
high, the default 10X FQPA safety factor
will typically be retained, unless there
is ‘‘reliable data’’ to account for and
describe the level of uncertainty
regarding the potential for pre- or
postnatal toxicity. (Id. at pg. 30) ‘‘If the
uncertainty can be addressed by reliable
data, the risk assessor should
recommend use of a different FQPA
safety factor . . . to protect the safety of
infants and children.’’ (Id.) In the FQPA
Policy Paper, EPA explains that
‘‘reliable data’’ must ‘‘be sufficiently
sound such that OPP could routinely
rely on such information in taking
regulatory action.’’ (Id. at pg. A–5) As
part of determining whether a different
margin of safety would be safe, the
paper indicates that the risk assessment
should focus on whether the
‘‘combination of data and reasonable
scientific judgment,’’ taking into
account relevant information and data,
would lead to a conclusion that the
‘‘hazard or exposure . . . will not be
underestimated.’’ (Id. at pg. A–8)
d. Reliance on Epidemiological Data
i. Objection subissue. The Objectors
assert that EPA’s retention of the 10X
FQPA safety factor to account for
scientific uncertainties in the
epidemiological data was unlawful.
Citing the lack of underlying data and
EPA’s inability to reproduce or verify
the conclusions of the studies, the
Objectors claim that the epidemiological
data are incomplete, invalid, and
unreliable. As a result, Objectors argue
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that the ‘‘scientific uncertainties’’ in
those epidemiological data cannot be
used to justify retention of the 10X
FQPA safety factor. Gharda also asserts
that the FFDCA does not allow
application of the 10X FQPA safety
factor based on unreliable
epidemiological studies, ‘‘particularly
where a 10X safety factor results in the
elimination of many important crop
uses.’’ (Ref. 39 at pg. 48) In essence, the
Objectors are arguing that EPA acted
arbitrarily and capriciously in
considering the epidemiological studies
in its WOE analysis.
ii. Denial of objection subissue. To the
extent the Objectors are arguing that
EPA cannot, as a matter of law, rely on
epidemiological studies where the
underlying raw data is unavailable or
EPA cannot independently verify or
reproduce the studies’ conclusions, that
objection is denied. There is no
requirement for epidemiological studies
to be supported by the raw data before
the Agency can rely on them. On the
contrary, a rule promulgated in January
2021, which would have required EPA
to give heightened consideration to
studies for which underlying data were
publicly available, was judicially
vacated one month after its issuance.
(EDF v. EPA, 515 F. Supp. 3d 1135 (D.
Mt. Jan. 27, 2021); 86 FR 29515, June 2,
2021 (FRL–10024–32–ORD) (removal of
regulatory provisions from Code of
Federal Regulations))
Significantly, the idea that these
epidemiological studies are unreliable
without the raw data was soundly
rejected by the Ninth Circuit as applied
to the chlorpyrifos studies. In a
departure from its previous statements
about the epidemiological studies, in
the 2019 Denial Order and in the
attendant litigation, EPA argued that the
epidemiological data was invalid,
incomplete, and unreliable due to the
lack of underlying data and thus should
not be considered by the Agency in
assessing chlorpyrifos. The Ninth
Circuit rejected EPA’s reasoning as
follows:
‘‘[W]hile the EPA might reasonably
conclude that divergences from
international protocols and lack of
access to raw data might affect the
weight the EPA accords to these studies,
they are nowhere near enough to show
that the studies are entirely unreliable.
The FFDCA requires the EPA to
consider the ‘‘information’’ that is
‘‘available’’ and to make a safety
determination based on that
information. In this case, live animal
studies showing sex-linked, neurotoxic
harms from in utero chlorpyrifos
exposure are available—even if such
studies are supposedly not perfectly
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aligned with (unspecified) international
standards. And peer-reviewed cohort
studies showing harms to infants’
neurological development following
their mothers’ exposure to chlorpyrifos
are available—even if the underlying
data is not. The EPA speculates that it
might find an error if the unspecified
international standards were applied to
the animal studies or if the data from
the Human Cohort Studies were
available. But that is all it is:
Speculation. Such speculation ‘‘runs
counter to the evidence before the
agency,’’ so it cannot form the basis for
denying the 2007 Petition.’’ (Id. pgs. 699
and 700 (citations excluded))
Moreover, in its recent framework
document concerning the use of
epidemiology studies, EPA recognizes
that it is quite common and understood
that certain information may be
unavailable in epidemiology studies or
suffer some limitations that may impede
their use in quantitative risk assessment.
(Ref. 19 at pgs. 10 and 16) That does not
mean EPA cannot rely on these studies
or use them to inform risk assessment.
Often, such studies can ‘‘provide insight
into the effects cause by actual chemical
exposures in humans and thus can
contribute to problem formulation and
hazard/risk characterization.’’ In
addition, epidemiological data ‘‘can
guide additional analyses or data
generations . . . , identify potentially
susceptible populations, identify new
health effects, or confirm the existing
toxicological observations.’’ (Id. at pg. 4)
Epidemiology studies ‘‘have the
potential to help inform multiple
components of the risk assessment’’,
e.g., qualitative comparisons between
outcomes in epidemiologic studies to
those in in vitro and animal studies to
evaluate the human relevance of animal
findings or assessing the biological
plausibility of epidemiologic outcomes.
(Id. at pg. 16)
Turning to the epidemiology studies
themselves, there is extensive evidence
in the record to support EPA’s scientific
decision to include those studies as part
of its WOE analysis. Until its statements
in the 2019 Denial Order and attendant
litigation, which was rejected by the
Ninth Circuit, EPA had concluded that
the three prospective cohort studies
(CCCEH, Mt. Sinai, and CHAMACOS, as
described in Unit III.A.1.b.ii. of this
document) were ‘‘strong studies which
support a conclusion that chlorpyrifos
likely played a role in these
[neurodevelopmental] outcomes.’’ (Ref.
20 at pg. 33) Having considered the
strengths and limitations of the studies,
EPA concluded that the observed
positive associations between in utero
chlorpyrifos exposures and adverse
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neurodevelopmental effects were
unlikely the result of errors in the
design of the study. (Id.) While EPA did
identify limitations in the studies,
overall, EPA found the studies to be
sound and worthy of consideration as
part of a WOE analysis of available data
concerning the potential pre- and
postnatal toxicity of chlorpyrifos.
Under EPA’s Epidemiologic
Framework, ‘‘human health
characterizations involve the
consideration of all available and
relevant data, including but not limited
to human studies/epidemiology . . . .’’
(Ref. 19 at pg. 12) In evaluating
epidemiology studies for use in
pesticide risk assessment, EPA
considers the ‘‘quality of epidemiologic
research, sufficiency of documentation
of the study (study design and results),
and relevance to risk assessment.’’ (Id.
at pg. 21) EPA will take into
consideration various aspects of the
study, including, but not limited to,
adequacy of the exposure assessment,
sample population and statistical power
of the study, reliability of identifying
affected individuals, adequacy of
method for identifying confounding
variables, characterization of systematic
biases, among others. (Id. at pgs. 22
through 36)
For the epidemiology studies
incorporated into EPA’s WOE analysis,
EPA fully evaluated and characterized
the strengths and limitations of those
studies consistent with its Framework
Document. (Ref. 20 at pgs. 32–49)
Despite limitations in the studies, EPA
found ‘‘considerable strengths in study
design, conduct, and analyses
demonstrated’’ in the three cohort
studies, including using prospective
birth cohorts as a strong study design;
using several methods for measuring
pesticide exposure; using wellestablished, validated analytical tools
for ascertaining developmental
outcomes; measuring, analyzing, and
adjusting for potentially confounding
variables. Balancing those strengths
against the limitations (one-time
measure of exposure to assess prenatal
exposure, lack of assessment of
influence of mixtures, and small sample
size, as well as lack of understanding of
a critical window of exposure), EPA
concluded that ‘‘these data present an
informative body of evidence with some
notable consistencies across studies.’’
(Id. at pg. 34)
Therefore, there is no merit to the
Objectors’ claim that it was unlawful for
EPA to rely on the epidemiological
studies in its assessment of chlorpyrifos.
There is no requirement for the
underlying data to be made available
before EPA can rely on these studies,
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and EPA had a rational scientific basis
for including such data in its review in
order to satisfy its statutory obligation to
consider all data concerning the special
susceptibility of infants and children.
e. Whether There Are ‘‘reliable data’’
Supporting a Different FQPA Safety
Factor
i. Objection subissue. By objecting to
the retention of the 10X FQPA safety
factor, the Objectors appear to assert
that EPA had ‘‘reliable data’’ to support
a different margin of safety than the
default 10X FQPA safety factor.
However, most Objectors (Sugarbeet
Associations, Gharda, Minor Crop
Farmer Alliance) argue that because the
epidemiological data is allegedly
unreliable, the data should not be
utilized. (Refs. 37, 39, and 49) Thus,
removing the epidemiological data from
consideration erases ‘‘uncertainties’’
and removes the need to retain the
default safety factor. As EPA has
demonstrated, the epidemiological
studies have been evaluated and have
been determined to support the
conclusion of a potential effect on the
developing brain associated with
chlorpyrifos exposure.
The Coalition of OP Registrants assert
that the toxicological profile of
chlorpyrifos and other OPs indicates
that the acetylcholinesterase inhibition
endpoint is protective of the
neurodevelopmental effects and thus
the 10X FQPA safety factor was
unnecessary to protect infants and
children. (Ref. 53) Moreover, although
noting that work concerning the New
Approach Methodologies (NAMs) is
ongoing, the Coalition of OP Registrants
and the Agricultural Retailers
Association, et al., assert that NAMs
would also support the position that the
acetylcholinesterase inhibition endpoint
would be protective of adverse
neurodevelopmental effects. (Refs. 47
and 53)
ii. Denial of objection subissue. As
noted previously, the FQPA amended
the FFDCA to include an additional
tenfold margin of safety to ensure the
protection of infants and children. EPA
may use a different margin of safety
‘‘only if, on the basis of reliable data,
such margin will be safe for infants and
children.’’ (21 U.S.C. 346a(b)(2)(C))
Thus, the presumption is to retain the
10X FQPA safety factor, unless there are
reliable data to support a conclusion
that a different safety factor will protect
infants and children, taking into
consideration potential pre- and
postnatal toxicity and any residual
uncertainties in the toxicity and
exposure databases. Rather than
requiring EPA to justify why the default
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factor is retained, the statute puts the
burden on EPA to ensure that there are
‘‘reliable data’’ supporting a conclusion
that a different safety margin would be
protective for infants and children.
Contrary to Gharda’s implication, the
FFDCA provides no flexibility for EPA
to consider impacts on registrants or
users of a pesticide when determining
whether the available data is sufficiently
reliable; this determination, much like
the ‘‘reasonable certainty of no harm’’
standard is a purely risk-only standard,
intended to ensure protection of infants
and children from the harmful impacts
of a pesticide.
As discussed in the FQPA Policy
Paper, where there is a high degree of
concern for potential pre- and postnatal
toxicity, where data raise uncertainties
or a high concern for infants or children
that cannot be addressed through
traditional uncertainty factors or other
tools, those residual concerns or
uncertainties should be addressed
through retention of the default FQPA
safety factor. (Ref. 9 at pg. 35) If there
are ‘‘reliable data’’ that can account for
the uncertainty regarding the potential
for pre- or postnatal toxicity, a different
FQPA safety factor may be appropriate.
(Id. at pg. 30) As noted previously,
‘‘reliable data’’ must ‘‘be sufficiently
sound such that OPP could routinely
rely on such information in taking
regulatory action’’ and would lead to a
conclusion that the ‘‘hazard or exposure
. . . will not be underestimated.’’ (Id. at
pgs. A–5 and A–8)
As noted previously and in the final
rule, acetylcholinesterase inhibition
remains the most robust quantitative
dose-response data in the chlorpyrifos
toxicity database and thus, has been and
continues to be the critical effect for
quantitative risk assessment. Based on
its historic experience and confirmation
from the 2008 and 2012 SAPs, EPA used
acetylcholinesterase inhibition as the
endpoint for assessing chlorpyrifos
risks. Despite the robustness of that
dataset, the Agency’s WOE analysis
indicates that there is qualitative
evidence of an association with
potential effects on the developing brain
and chlorpyrifos exposure. As EPA
noted in the final rule and in the 2020
PID, despite several years of study, the
science addressing neurodevelopmental
effects remained unresolved. In the face
of that uncertainty, and given the
potential concerns for
neurodevelopmental effects in infants
and children, the Agency could not
conclude that a different margin of
safety would be safe to infants and
children. The data considered at the
time of the final rule did not resolve the
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uncertainty about the levels at which
these effects may occur.
The purpose of the FQPA safety factor
is to ensure the protection of infants and
children against special susceptibilities
identified in the toxicological database,
including the potential for
neurodevelopmental effects and effects
occurring in utero. While the Agency’s
extensive database on the impacts of
chlorpyrifos on acetylcholinesterase is
well-established, the additional data—
including animal studies, mechanistic
studies, as well as epidemiological
studies—concerning the special
susceptibility of infants and children
and the potential for
neurodevelopmental effects raised
additional questions, and residual
uncertainties remain about the levels at
which those effects may occur. Those
uncertainties could not be ignored. In
the face of unresolved uncertainties,
EPA cannot determine that a different
safety factor would ensure the safety of
infants and children with regard to
these effects. At the time of the final
rule, EPA did not have sufficient
‘‘reliable data’’ to identify a different
safety factor that would assure
protection of infants and children.
At the time of the final rule, EPA
acknowledged that ongoing work to
develop NAMs may inform the
assessment of the developmental
neurotoxicity potential for chemicals,
including chlorpyrifos and other OPs.
EPA noted that it had convened a FIFRA
SAP in September 2020 regarding the
use of NAMs, and the SAP released its
report and recommendations on EPA’s
proposed use of the NAMs data in
December 2020. (Refs. 23 and 24) In the
final rule, EPA stated that the advice of
the SAP was being taken into
consideration and thus ‘‘analysis and
implementation of NAMs for risk
assessment of chlorpyrifos is in progress
and was unable to be completed in time
for use in this rulemaking.’’ (Ref. 1 at pg.
48325) For purposes of the final rule
then, EPA did not consider the NAMs
data among the information available to
inform its decision on the safety of
chlorpyrifos.
As noted previously, the FFDCA
permits the use of a different safety
factor only if EPA has ‘‘reliable data’’ to
support a determination that a different
factor would be safe for infants and
children. (21 U.S.C. 346a(b)(2)(C)) At
the time of the final rule, under pressure
to finalize a rule by a tight court-ordered
deadline from a court that found EPA’s
delays to be ‘‘egregious’’ and a ‘‘total
abdication’’ of its statutory duty, EPA
relied heavily on data already reviewed.
EPA did not conduct any new risk
assessments for chlorpyrifos or
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incorporate any new data after the
Court’s decision was issued.
Courts have recognized that courtimposed deadlines can become a
‘‘substantive constraint on what an
agency can reasonably do.’’ (San Luis &
Delta-Mendota Water Authority v.
Jewell, 747 F.3d 581, 606 (9th Cir. 2014);
see also Am. Iron and Steel Inst. v. EPA,
115 F.3d 979, 1006–07 (D.C. Cir. 1997)
(recognizing that EPA was not required
to stop process due to new evidence;
‘‘mentioning the new evidence’’ in the
guidance and subsequently announcing
use of that new evidence satisfied the
requirement to deal with the new
evidence ‘‘in some reasonable fashion’’))
In this case, EPA did recognize the
NAMs data and its relevance, but
because the Agency’s path for
incorporating NAMs into risk
assessments was not finalized by the
Court’s deadline, EPA did not consider
the NAMs data in the context of
chlorpyrifos nor incorporate that data
into any of its risk assessments or risk
management decisions.
Although the Objectors suggest that
the NAMs data may support the
conclusion that the AChE endpoint is
protective of the potential for
neurodevelopmental effects in infants
and children and thus obviate the need
to retain the 10X FQPA safety factor, at
this time, such conclusions are merely
speculative. EPA’s work on responding
to the SAP report and developing a path
forward for incorporation of the NAMs
data into risk assessment is ongoing;
EPA has not yet finalized its approach.
When EPA’s analysis is complete, EPA
will proceed, as appropriate, with its
use of the NAMs data in accordance
with that evaluation.
f. Conclusion
In summary, EPA’s inclusion of the
epidemiological studies in its WOE was
reasonable and consistent with sound
science and its FQPA Policy Paper and
Epidemiological Framework. Moreover,
given the uncertainties surrounding the
potential for neurodevelopmental
effects, EPA’s retention of the default
10X FQPA safety factor was consistent
with the standard to apply the 10X
margin of safety unless there is reliable
data demonstrating that a different
margin would be safe for infants and
children. In any event, as EPA
explained at the beginning of this
section addressing the objection
concerning the retention of the 10X
FQPA safety factor, the question of what
FQPA safety factor to apply is
ultimately not outcome determinative in
light of aggregate chlorpyrifos exposures
resulting from registered uses. Even if
EPA were to reduce the FQPA safety
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factor to 1X, the currently registered
uses still result in aggregate risks of
concern, and thus would not change the
Agency’s determination that the
tolerances were unsafe and needed to be
revoked. Therefore, this objection is
denied.
3. Objections Related to EPA’s
Assessment of Drinking Water
Exposures
The Sugarbeet Associations, Gharda,
and the Agricultural Retailers
Association, et al., submitted objections
concerning EPA’s assessment of
drinking water exposures. (Refs. 37, 39,
and 47) Essentially, there were two
objections related to drinking water: (1)
Whether EPA had a rational basis for
relying on the April 14, 2016,
Chlorpyrifos Refined Drinking Water
Assessment for Registration Review
(2016 DWA) (Ref. 29) in the final rule
instead of the September 15, 2020
Updated Chlorpyrifos Refined Drinking
Water Assessment for Registration
Review (2020 DWA) (Ref. 30) and (2)
whether it was reasonable for EPA to
assess exposures to chlorpyrifos-oxon, a
metabolite of chlorpyrifos that forms in
drinking water, in its drinking water
assessment. Both of these objections are
denied for the reasons discussed in the
following unit.
a. Reliance on 2016 DWA
i. Objection. For the objection
concerning reliance on the 2016 DWA,
the Objectors claim that because EPA
had conducted a more updated and
refined drinking water assessment in
2020, the Agency could no longer rely
on the 2016 DWA, which the Objectors
allege no longer reflected the ‘‘best
available science.’’ (Ref. 37 at pg. 10)
The Objectors identify no substantive
problems with the analysis of the 2016
DWA itself but believe that it fails solely
because it did not incorporate the
following refinements that were used in
the 2020 DWA: (a) New surface water
modeling scenarios, (b) Presentation of
the entire distribution of community
water systems percent cropped area
(PCA) adjustment factors and
integration of state-level crop-treated
data using percent crop treated (PCT)
factors, and (c) Quantitative use of
surface water monitoring data. (Ref. 47
at pg. 7) Gharda further claims that EPA
could not rely on the 2016 DWA
because EPA has failed to take into
consideration comments submitted in
response to the 2016 DWA. (Ref. 39 at
pgs. 31 and 32) Gharda cites Dow
AgroSciences LLC’s Comments on the
2016 Notice of Data Availability,
Revised Human Health Risk assessment
and Refined Drinking Water Assessment
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for Chlorpyrifos and Dow AgroSciences
LLC’s Response to Objections to EPA’s
Denial of Petition to Revoke All
Tolerances and Cancel All Registrations
for Chlorpyrifos (Ref. 39). Again, Gharda
points to no specific deficiencies about
the 2016 DWA identified in the Dow
comments on the 2016 DWA and Dow
Response to Objections; rather, Gharda
simply summarizes the Dow
submissions as commenting that the
2016 DWA is ‘‘an overly conservative,
screening-level estimate that far overestimates real world exposures and
ignores science-based refinements
submitted by’’ Dow (now Corteva) and
asserting that the 2016 DWA was
‘‘incomplete and unrefined.’’ (Id. at pgs.
31 and 32) In addition, Gharda states
that there were ‘‘significant limitations’’
in the 2016 DWA, although those
limitations seem, again, tied to the
absence of the refinements in the 2020
DWA. (Id. at pg. 32)
ii. Background. As described in Unit
II.B.1.c.ii.(d), EPA takes a tiered
approach to assessing drinking water.
Lower tiered assessments are more
conservative based on the defaults or
upper-bound assumptions and may
compound conservatisms, while higher
tiers integrate more available data and
provide more realistic estimates of
environmental pesticide concentrations.
(Ref. 13)
Over the years, EPA has conducted
several drinking water assessments for
chlorpyrifos and refined those
assessments as new information and
tools became available. In 2011, EPA
completed a preliminary DWA. (Ref. 26)
That assessment recommended use of
surface water estimated drinking water
concentrations (EDWCs) derived from
modeling and concluded that a range of
agricultural uses could lead to high
levels of chlorpyrifos in surface water
that could potentially be used by
community water systems to supply
drinking water. That assessment
discussed the effects of drinking water
treatment on chlorpyrifos and
concluded that during the chlorination
disinfection processes, chlorpyrifos can
be readily converted to chlorpyrifosoxon. Therefore, chlorpyrifos and its
oxon were considered residues of
concern in the preliminary assessment.
Taking into consideration public
comments on the 2011 preliminary
DWA, EPA updated that assessment in
a 2014 DWA to include additional
analyses focused on clarifying labeled
uses, evaluating volatility and spray
drift, revising aquatic modeling input
values, comparing aquatic modeling and
monitoring data, summarizing effects of
drinking water treatment, updating
model simulations, and proposing a
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strategy to refine the assessment using
community water system-specific
drinking water intake percent cropped
area (PCA) adjustment factors. (Ref. 27)
This 2014 DWA confirmed the findings
of the 2011 preliminary DWA,
concluding that there were a number of
uses that may result in exposures to
chlorpyrifos-oxon in drinking water at
unsafe levels, although the 2014 DWA
also noted that additional analyses
would be needed in order to finish
identifying specific geographical areas
where exposures may be of concern. (Id.
at pgs. 8 and 9)
In 2016, EPA conducted a refined
drinking water assessment that
estimated drinking water concentrations
based on modeling of all registered uses,
as well as all available surface water
monitoring data. That assessment
considered several refinement strategies
in a two-step process to derive exposure
estimates for chlorpyrifos and
chlorpyrifos oxon across the country.
The first step was an assessment of
potential exposure based on the current
maximum label rates at a national level.
This indicated that the EDWCs could be
above the DWLOC. The second step
considered model estimates, as well as
measured concentrations, at a more
localized level and more typical use
scenarios. This built on the approach
presented in the 2014 DWA for deriving
more regionally specific estimated
drinking water exposure concentrations
for chlorpyrifos and chlorpyrifos-oxon.
The results of this second-step analysis
also concluded that there were high
levels of chlorpyrifos and chlorpyrifosoxon in drinking water. (Ref. 29)
Following the completion of the 2016
DWA, EPA developed refinement
strategies to examine those estimated
regional/watershed drinking water
concentrations to pinpoint community
drinking water systems where exposure
to chlorpyrifos oxon as a result of
chlorpyrifos applications may pose an
exposure concern. At that time, EPA
was anticipating that a more refined
drinking water assessment might allow
EPA to better identify where at-risk
watersheds are located throughout the
country for the purpose of supporting
more targeted risk mitigation through
the registration review process. The
refinements better account for
variability in the use area treated within
a watershed that may contribute to a
drinking water intake (referred to as
PCA or percent use area when
considering non-agricultural uses) and
incorporate data on the amount of a
pesticide that is historically applied
based on user surveys within a
watershed for agricultural uses (referred
to as PCT). These refinement
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approaches underwent external peer
review and were issued for public
comment in January 2020. (Ref. 54) In
addition, EPA used average application
rates, average numbers of annual
applications for specific crops, and
estimated typical application timing at
the state-level based on pesticide usage
data derived from Kynetec, a
statistically reliable private market
survey database; publicly available
survey data collected by the USDA; and
state-specific scientific literature from
crop extension experts.
The recently developed refinements
were integrated into the 2020 DWA.
(Ref. 30) Because of how high the
estimated drinking water concentrations
were in the 2016 DWA, it was not
expected that the exposures for all uses
could be refined to a safe level;
therefore, the Agency decided to focus
its refinements for the 2020 updated
drinking water assessment on a subset
of uses in specific regions of the United
States. The purpose of the focus on this
subset of uses was to determine
whether, if these were the only uses
permitted on the label, the resulting
estimated drinking water concentrations
would be below the DWLOC. The subset
of uses assessed were selected because
they were identified as critical uses by
a registrant or high-benefit uses to
growers by EPA. That subset of
currently registered uses included
alfalfa, apple, asparagus, cherry, citrus,
cotton, peach, soybean, sugar beet,
strawberry, and wheat, confined to
specific areas of the country. (Id. at
Appendix A) The updated assessment
applied the new methods for
considering the entire distribution of
community water systems PCA
adjustment factors, integrated state level
PCT data, and included quantitative use
of surface water monitoring data in
addition to considering state level usage
rate and data information. The results of
this analysis indicated that the EDWCs
from this subset of uses limited to
certain regions would be below the
DWLOC. (Id. at pgs. 16 and 17)
It is important to emphasize that the
2020 DWA ‘‘focuse[d] on a subset of
currently registered chlorpyrifos
uses. . . . The exposure estimates
reported in [the 2020 DWA] and
associated conclusions drawn are solely
for those uses. . . . Adding additional
uses would require reassessment and
could change estimated drinking water
concentrations and thus, exposure
conclusions, and ultimately the risk
conclusion relative to the drinking
water level of comparison(s).’’ (Id. at
cover memo) In other words, EPA
recognized that the subset of assessed
uses was only one combination of
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possible subsets that might be safe.
Recognizing that in response to the
Agency’s proposal in the 2020 PID,
registrants or growers could have
advocated for a different subset of uses
or to add different uses or geographic
regions, EPA noted that additional
analyses would need to be completed to
determine the contributions to drinking
water in those impacted regions and
whether such uses would be safe.
iii. Denial of objection. The Objectors’
primary argument is that EPA could not
rely on the 2016 DWA (Ref. 29) because
the subsequently developed refinements
used in the 2020 DWA (Ref. 30) meant
that the 2016 DWA, having been
conducted without those refinements,
did not represent the best available
science. As EPA acknowledges in the
background discussion, the 2020 DWA
incorporated several refinements,
including updated surface water
scenarios, new methods for considering
the entire distribution of community
water systems PCA adjustment factors,
integrated state-level PCT data, and a
quantitative use of surface water
monitoring data. (Ref. 30) The 2020
DWA represents one of, if not, the
highest tiered, most refined drinking
water assessment EPA has conducted to
date. Nevertheless, the availability of
the more refined 2020 DWA does not
make it unlawful for EPA to rely on the
2016 DWA in the final rule, particularly
where the 2020 DWA was confined to
a scenario that did not exist at the time
of the final rule.
In denying this objection, EPA finds
the scope of the 2020 DWA to be
determinative. As noted previously and
in the final rule, the 2020 DWA
evaluated only a subset of the currently
registered uses. Specifically, the 2020
DWA evaluated only 11 of the over 50
agricultural use sites and nonagricultural use sites currently
registered for chlorpyrifos. Moreover,
those 11 uses were assessed only in
specific geographic regions (not all
geographic regions in which the
pesticide is currently being used) based
on typical use rates rather than
maximum labeled application rates. The
underlying presumption of the 2020
DWA was that chlorpyrifos would not
be labeled for any other uses, including
non-food uses, besides that limited
subset. As such, it presented a highly
refined evaluation of a particular subset
of predicted uses only; it was not a
complete and full assessment of the
approved uses of chlorpyrifos and thus
did not provide an accurate picture of
aggregate exposures from all currently
registered use patterns. Although the
Sugarbeet Associations assert that EPA
could have relied on the 2020 DWA
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since it tracks the proposal in the 2020
PID, that argument fails for all the same
reasons why EPA could not rely on the
conclusions in the 2020 PID to retain
the 11 uses, as explained in Unit
VIII.C.1. Since the FFDCA, in requiring
consideration of aggregate exposure,
required EPA to evaluate food, drinking
water, and residential exposures from
all registered uses, EPA could not rely
on the partial assessment of registered
chlorpyrifos uses for estimated drinking
water concentrations, unless all other
uses were canceled. Doing so would
have presented an incomplete picture of
potential drinking water contributions
from currently registered uses. Thus, the
2016 DWA, which is the most recent
EPA assessment of contributions to
drinking water from all registered uses
of chlorpyrifos—and not the 2020
DWA—represented the most recent,
most robust ‘‘best available science’’ for
use by the Agency for the uses on
current labels.
EPA also disagrees with the Objectors’
implication that the mere existence of
new refinement methodologies
somehow impacts the reliability of the
2016 DWA. At the time the 2016 DWA
was issued, it represented the most
refined drinking water assessment
EPA’s OPP had conducted. It applied all
available refinement techniques
available at that time, including, as
discussed previously, using modeled
estimates and measured concentrations
to drill down to drinking water
contributions on a regionally specific
level. The subsequent development of
additional tools to refine drinking water
assessments that show risks of concern
does not render the 2016 DWA overly
conservative or otherwise scientifically
invalid and unreliable. The Agency
simply has additional tools and
methods that can be applied to refine
drinking water assessments where
appropriate. The Agency’s Drinking
Water Framework notes that moving to
the higher tiers that were used in the
2020 DWA ‘‘requires a large amount of
resources and adds a great amount of
complexity to the assessment.’’
Therefore, rather than moving to the
higher tiers automatically,
‘‘advancement to Tier 4 should be done
in consultation with the interdivisional
chemical team.’’ (Ref. 13 at pg. 51)
The question then is whether it was
reasonable for EPA not to apply the
2020 refinements to all the uses
assessed in the 2016 DWA; EPA
concludes that it was. Following the
issuance of the 2016 DWA, in which
EPA identified EDWCs from registered
chlorpyrifos uses that exceeded safe
levels, EPA met with representatives of
Corteva, a chlorpyrifos registrant, about
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whether additional information about
critical uses to growers could be used to
refine the 2016 DWA as part of the
ongoing work in registration review to
assess uses of chlorpyrifos. (Ref. 51)
Given the large number of uses and high
estimates across various vulnerable
watersheds throughout the country, EPA
focused its resources to apply the
refinement strategies on assessing
whether a subset of uses that were
identified by Corteva as critical and
considered by EPA to present high
benefits to chlorpyrifos users could
result in EDWCs lower than the
DWLOC.
Once EPA determined the appropriate
subset of uses to evaluate, EPA
dedicated extensive resources to apply
the newly developed methodologies,
including gathering PCT data from
states in which the specific crops to be
retained were grown, to those uses to
determine if the resulting uses would
result in estimated drinking water
concentrations of chlorpyrifos below the
Agency’s relevant level of concern, i.e.,
the DWLOC. This approach is consistent
with the Agency’s standard practice
during registration review; for pesticides
that pose risks of concern, EPA will
typically consider whether any
mitigation is available that would allow
the pesticide to meet the registration
standard, including the FFDCA safety
standard. (See 40 CFR 155.53 and
155.56) For chlorpyrifos, for which the
Agency had identified high levels of risk
in 2016, EPA decided to focus on
whether there was a mitigation package
that would allow some uses of
chlorpyrifos to be considered safe.
Starting with a hypothetical ‘‘blank
label’’ with no registered uses and
adding back just the 11 geographically
and application rate limited uses, i.e.,
assuming all other current uses did not
exist, EPA assessed the subset of
aforementioned uses applying the new
refinement techniques. That analysis
resulted in estimates of chlorpyrifos
concentrations in drinking water below
the DWLOC, which provided a basis for
EPA to propose that subset of uses for
mitigation of risk in the 2020 PID. For
some areas, the estimated drinking
water concentrations from combinations
of those 11 uses were close to the
DWLOC, so there was not much room in
the risk cup for adding more uses. For
example, EPA concluded that use of
chlorpyrifos on alfalfa, sugarbeet, and
soybean in the Upper Mississippi region
(HUC–07) or on alfalfa, sugar beet,
soybean, and spring and winter wheat
in the Souris-Red-Rainy region (HUC–
09), the estimated drinking water
concentrations were 3.2 ppb and 3.3
ppb, respectively; for comparison, a
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concentration of 4.0 ppb or above would
exceed safe levels of chlorpyrifos in
those areas. (Ref. 31 at pg. 16) Because
EPA was trying to evaluate a specific
subset of uses for purposes of providing
a mitigation option in the proposed
registration review decision and because
that evaluation indicated that that
subset alone would not pose risks of
concern, EPA did not engage in further
refinements of other uses from the 2016
DWA to determine if other hypothetical
uses could be safe. EPA, however,
recognized the possibility that
additional or different uses might be
requested following that proposal and
cautioned that, if so, additional
assessment would need to be conducted
to support risk management decisions
for those other uses.
Thus, at the time the 2020 DWA was
conducted, it was reasonable that EPA
did not expand the application of
refinements beyond the 11 uses
assessed. It was also reasonable that
EPA did not engage in refinements of
the rest of the uses in the 2016 DWA in
preparation of the final rule. As EPA has
indicated throughout this Order, given
the time constraints imposed on the
Agency by the court-ordered deadline,
EPA did not conduct any new risk
assessments, including any new
drinking water assessments to further
refine the 2016 DWA for all registered
uses. To apply the refinements to all
currently registered uses would have
required an extraordinary investment of
resources and time, which EPA did not
have in light of the Court’s deadline.
Consequently, EPA relied on the best
available science it had available to
assess the currently registered uses as
required at the time of the final rule—
the 2016 DWA. This objection is denied.
b. Assessing Chlorpyrifos-Oxon
In addition to opposing the use of the
2016 DWA in the final rule, the
Agricultural Retailers Association, et al.,
and Gharda assert that EPA’s assessment
of aggregate exposure should not have
considered chlorpyrifos-oxon, a
metabolite of chlorpyrifos.
i. Objection regarding lack of
exposure. (A) Objection. The
Agricultural Retailers Association, et al.
note that the 2016 DWA stated that
there were ‘‘no detections of
chlorpyrifos-oxon degradates in any
finished drinking water samples that
people actually consume.’’ (Ref. 47 at
pg. 7) Thus, the Agricultural Retailers
Association, et al. argue that it was
arbitrary and capricious for EPA to
assess the exposures of chlorpyrifos
oxon in drinking water.
(B) Denial of objection. EPA has
extensive reliable data supporting its
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conclusion that chlorpyrifos-oxon will
be present in at least some drinking
water. It is well understood that
chlorpyrifos rapidly oxidizes to form
chlorpyrifos-oxon almost quantitatively
(i.e., nearly 100% conversion of
chlorpyrifos into equal quantities of
chlorpyrifos-oxon) during drinking
water treatment with chlorination.
While chlorination is the most common
drinking water treatment, there are some
areas that use different disinfection
processes, such as those using
chloramines, which are less effective at
converting chlorpyrifos to its oxon, so,
the resulting drinking water may
contain combination of residues of
chlorpyrifos and its oxon.
Currently, there are no data available
on the removal efficiency of
chlorpyrifos prior to chlorination or the
removal efficiency of chlorpyrifos-oxon
after formation. Stability studies
indicate that once chlorpyrifos-oxon
forms, little transformation is likely to
occur between water treatment and
consumption of the drinking water; the
chlorpyrifos-oxon has been shown to be
relatively stable following drinking
water treatment (i.e., with a half-life of
12 days). While some drinking water
treatment procedures, such as granular
activated carbon filtration and water
softening, may reduce the amount of
chlorpyrifos-oxon in drinking water, it
is unlikely that these treatment
processes completely remove
chlorpyrifos-oxon from drinking water.
In addition, these treatment methods are
not typical practices across the country
for surface water. For these reasons, it
is reasonable for EPA to assume that
drinking water will contain
chlorpyrifos-oxon residues as a result of
water treatment systems. (Ref. 26 at pgs.
2, 22 and 23)
The Agricultural Retailers
Association, et al. point out that the
2016 DWA states that there have been
no detections of chlorpyrifos oxon in
finished water samples. (Ref. 47 at pg.
7; Ref. 29 at pg. 111) While it is correct
that the 2016 DWA contains this
statement, the lack of detections in
finished water does not mean that
chlorpyrifos-oxon is not present in some
drinking water. There were several
detections in the monitoring data of
both chlorpyrifos and oxon in filtered
and unfiltered surface water, and in
surface water with known particulates
(Ref. 29 at pgs. 97 through 113), so it is
clear that chlorpyrifos and its oxon are
present in at least some drinking water.
Chlorpyrifos found in surface water that
enters a drinking water treatment plant
will be converted in most instances, as
indicated previously, into chlorpyrifosoxon before it leaves the plant and
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travels to consumers. There are several
reasons why chlorpyrifos and
chlorpyrifos-oxon may not have been
detected in finished drinking water,
including sample site location, sampling
frequency, as well as drinking water
treatment not involving chlorination
that may lead to less oxon formation.
There is insufficient data available to
determine if the community water
systems sampled for chlorpyrifos to date
are located in watersheds vulnerable to
chlorpyrifos contamination. (Ref. 29 at
pg. 10) Due to the limitations of
monitoring data, EPA cannot
conclusively determine that
chlorpyrifos-oxon will not be present in
some drinking water, in light of the
available science demonstrating
conversion of chlorpyrifos to its oxon
during chlorination, which occurs in the
vast majority of major drinking water
treatment systems throughout this
country.
ii. Objection regarding lack of toxicity.
(A) Objection. Gharda objects to EPA’s
assessment of chlorpyrifos-oxon
residues in drinking water because
Gharda believes that the ‘‘drinking
water risks associated with the oxon are
not a risk concern for any agricultural
uses of chlorpyrifos and should not be
part of the EPA’s aggregate risk
assessment or serve as a basis for
limiting uses of chlorpyrifos.’’ (Ref. 39
at pgs. 32 and 33) Gharda bases this
conclusion on its interpretation of the
Corteva Oxon Study, which Gharda
asserts found ‘‘(a) no detectable
circulating chlorpyrifos oxon in blood,
(b) no statistically significant AChE
inhibition in either RBC or brain, and (c)
an absence of clinical signs of toxicity
or markers of exposure,’’ and therefore
nullified EPA’s assumption in the 2020
DWA ‘‘that chlorpyrifos oxon is more
toxic than the parent chlorpyrifos for
drinking water exposure purposes.’’ (Id.
at pg. 32) Gharda argues that EPA’s
failure to consider this study makes
EPA’s final rule arbitrary and
capricious.
(B) Denial of objection. As noted
throughout this document, in light of
the time constraints imposed on EPA by
the Court and the direction to avoid
further delay and fact-finding 14 years
after the petition to revoke the
tolerances had been filed, EPA focused
on information already assessed to
determine whether the chlorpyrifos
tolerances were safe. The Agency did
not conduct any additional analyses of
other data, including review of the
Corteva Oxon Study, due to the time
constraints that were imposed on the
Agency by the Ninth Circuit’s deadline.
That study had not been incorporated
into any Agency’s risk assessments at
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the time of the final rule, given that this
study was submitted to EPA in
December 2020, after the Agency’s risk
assessments on chlorpyrifos had been
finalized (in September 2020). Due to
the ongoing status of registration review,
the Agency has not yet determined
whether—and if so, how—to integrate
this study into any risk assessment.
Therefore, the final rule was not
arbitrary and capricious for failure to
incorporate this study into the
completed risk assessments.
In any event, as EPA indicated in Unit
VII.C.2., Gharda has failed to
demonstrate how EPA could conclude
that the tolerances are safe, even if EPA
were able to incorporate this study into
its assessment and agreed that the oxon
was not relevant for risk assessment
purposes. Also as discussed in Unit
VII.C.2., EPA has concluded that even
assuming that chlorpyrifos-oxon is not
more toxic than chlorpyrifos and thus
should not be the residue of concern for
evaluating exposures in drinking water,
the concentrations of the parent
compound, chlorpyrifos, in drinking
water would still result in exposures
that were unsafe. Based on a
comparison of 2016 DWA estimates of
chlorpyrifos residues in drinking water
to the chlorpyrifos DWLOC, registered
uses of chlorpyrifos result in levels of
chlorpyrifos in drinking water that
would exceed safe levels of chlorpyrifos
exposure. Therefore, this objection is
denied for failure to demonstrate that
using the Corteva Oxon Study would
have a material impact on the Agency’s
safety finding.
4. Procedural Considerations
A number of objections were filed
raising a variety of process claims:
Failure to consider public comments on
the Agency’s 2015 proposal to revoke
chlorpyrifos tolerances in response to
the 2007 Petition and on the 2020 PID;
delayed opening of the portal for
submission of objections; and failure to
comply with requirements for
interagency coordination under
Executive Order 12866. These
objections are denied for the reasons
discussed in this unit.
a. Prior Comments
i. Objection. The Sugarbeet
Associations and CLA/RISE assert that
the failure to consider and respond to
the more than 90,000 comments on the
2015 proposed rule and the comments
submitted in response to the 2020 PID
is inconsistent with the principles of
due process and transparency. (Refs. 37
and 50)
ii. Denial of objection. EPA denies this
objection for lack of specificity and
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relevance. EPA’s regulations require that
an objection ‘‘[s]pecify with
particularity the provision(s) of the . . .
regulation . . . objected to, the basis for
the objection(s), and the relief sought.’’
(40 CFR 178.25(a)(2)) The objection
claiming that EPA must consider the
90,000 comments on a prior proposed
rule fails to meet this test. Other than
objecting to EPA’s not having
considered those prior comments, the
objections do not specify a particular
aspect of the final rule that is
problematic. Neither do the objectors
point to anything specifically raised in
the comments on the 2015 proposed
rule that would support a particular
objection they have to the rule. Without
something specific to address, these
comments as a general matter are not
relevant to the Agency’s final rule, for
the reasons articulated directly
following this discussion in this
document. For this reason, this
objection is denied as not conforming to
the required form of objections. (40 CFR
178.30(a)(1))
Moreover, EPA does not believe that
responses to the comments submitted
on the 2015 proposed rule are required
before proceeding with this final action,
due to the unique regulatory structure
provided under the FFDCA. The FFDCA
sets up three options for EPA in
responding to a petition seeking
revocation of tolerances: (1) To issue a
final rule establishing, modifying or
revoking a tolerance; (2) to issue a
proposed rule subject to public
comment and thereafter issue a final
rule; or (3) to issue an Order denying the
petition. (21 U.S.C. 346a(d)(4)(A)(i), (ii),
(iii)) The 2015 proposed rule was issued
in response to the 2007 Petition under
the second option provided in the
statute. (21 U.S.C. 346a(d)(4)(A)(ii))
Based on comments submitted in
response to that proposed rule, EPA
conducted additional risk assessments,
which were also released for public
comment. (See Chlorpyrifos; Tolerance
Revocations; Notice of Data Availability
and Request for Comment (81 FR 81049,
November 17, 2016) (FRL–9954–65)) No
formal responses to those comments
were ever finalized, as soon thereafter,
EPA abandoned the proposed rule and
issued the 2017 Order Denying Petition
under the third option provided in the
statute. (21 U.S.C. 346a(d)(4)(A)(iii))
EPA’s final rule was issued under the
first option provided by the statute—to
issue a final rule establishing,
modifying, or revoking a tolerance
without public comment. In sum, the
statute provides EPA with choices on
how to act and does not constrain EPA’s
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ability to follow any of the statutory
paths.
After EPA denied objections to the
2017 Order Denying Petition in 2019, a
lawsuit was filed, and the Ninth Circuit
vacated the 2017 and 2019 Orders and
directed EPA to ‘‘publish a legally
sufficient final response to the 2007
Petition within 60 days of the issuance
of the mandate.’’ (LULAC, 996 F.3d at
pg. 703) Notably, the court also
specifically ordered EPA to issue a final
rule either revoking or modifying
chlorpyrifos tolerances under the first
option provided in the statute, which
provides for the issuance of a final rule
‘‘without further notice and without
further period for public comment.’’ (21
U.S.C. 346a(d)(4)(A)(i)) Since the Court
directed EPA to proceed with a final
rule without directing EPA to finalize
the 2015 proposed rule, EPA interpreted
the Court’s mandate as requiring an
independent final rule based on
available information, not a finalization
of the prior rule. The Court’s strict
deadline for finalizing the rule further
suggests that the Court did not expect
EPA to formalize responses to a large
number of potentially stale comments.
As such, EPA is not obligated to
respond to comments on a rule that was
never finalized.
With regard to the comments
submitted in response to the 2020 PID,
those comments were submitted in
response to the separate registration
review action. As a separate action, EPA
is also not obligated to respond to those
comments as part of its final rule. That
registration review process for
chlorpyrifos is ongoing, and EPA is still
reviewing the comments received in
connection with that process and was
not in a position at the time of the final
rule to have finalized its responses to
those comments. It is also worth noting
that, as alluded to earlier in Unit
VIII.C.1.a. of this document, the scope of
the registration review differs from that
of the final rule, i.e., registration review
under FIFRA also includes
consideration of environmental risks
and benefits information that are not
relevant to the Agency’s final rule
decision. As a result, several of the
comments are not likely to be relevant
to the final rule.
Finally, to the extent any objector
believes that a comment on the 2015
proposed rule or the 2020 PID raises
specific substantive challenges that
should have been considered in the
final rule, the FFDCA affords the exact
due process they seek. Under the special
administrative procedures provided in
FFDCA section 408(g), ‘‘any person may
file objections thereto with the
Administrator, specifying with
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particularity the provisions of the
regulation or Order deemed
objectionable and stating reasonable
grounds therefor.’’ (21 U.S.C. 346a(g)(1))
Any objector can take advantage of the
due process allowed by the FFDCA and
submit any specific comments for
Agency consideration as an objection to
the final rule. Because of the
opportunity to provide such objections
directly to EPA as part of the objections
process, there is no due process
violation for not responding to
comments on a proposed rule that was
never finalized or to comments
submitted on a separate regulatory
action that remains ongoing.
b. Objections Portal
i. Objection. The American Soybean
Association argues that the final rule
failed to provide adequate procedural
due process as a result of technical
delays in opening the Federal
eRulemaking Portal for submission of
objections. (Ref. 36 at pgs. 3 and 4) The
American Soybean Association states
that on October 12, 2021, its staff
discovered that the docket for the final
rule was not open to accepting
comments. The American Soybean
Association speculates that having the
objections portal disabled for any
portion of the objections period could
have prevented individual growers from
being able to submit objections, thus
denying them the right to object to the
final rule.
ii. Denial of objection. EPA denies this
objection. EPA’s regulations require that
objections be filed with the Hearing
Clerk no later than 60 days following
publication of the final rule in the
Federal Register in accordance with
EPA’s regulations in 40 CFR part 178.
(See 40 CFR 178.25(a)(6) and (7)) This
mandatory requirement, including the
direction to submit filings through the
Office of Administrative Law Judges’
electronic filing system, was clearly laid
out in EPA’s final rule, as the American
Soybean Association notes. In addition
to the mandatory filing of objections
with the Hearing Clerk, EPA also
requests that objectors submit their filed
objections online (redacting any
Confidential Business Information
(CBI)) ‘‘for inclusion in the public
docket’’. This additional step allows
submitters to ensure the protection of
any sensitive information in what is
uploaded as part of the public docket for
the action. This additional request does
not include a deadline for submissions.
The American Soybean Association
objects only to the delayed opening of
this latter online public docket.
While EPA concedes that there were
technical issues with the opening of the
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Federal eRulemaking Portal, this
appears to be a harmless error as there
is no legal consequence from the delay,
and there is no indication that anyone
was deprived of the opportunity to
submit objections. Promptly upon
receiving notice that the docket for the
final rule was not open to accepting
comments, and well before the close of
the objection period on October 15,
2021, this issue was resolved by EPA.
The American Soybean Association and
over 100 other Objectors were able to
submit their objections, hearing
requests, and requests for stay without
issue. While the American Soybean
Association speculates that individual
growers seeking to object might not have
had the opportunity to do so, EPA did
not receive any information suggesting
that might be the case. On the contrary,
EPA received dozens of submissions to
the Federal eRulemaking Portal from
individual growers, which were filed as
both standalone objections (see the
objections filed by individual growers
Chris Hill, Willard Jack, Steve Kelley,
Andrew Lance, Alan Meadows, and Joel
Schreuers, Ref. 1) and included in a
transmittal of 93 independent comment
letters submitted by the Sugarbeet
Associations (Ref. 37, Attachment 4).
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c. Interagency Review Process
i. Objection. The Sugarbeet
Associations, Gharda, and the
Agricultural Retailers Association argue
that EPA failed to comply with
Executive Order 12866, Regulatory
Planning and Review (58 FR 51735,
October 4, 1993), and thus deprived
other federal agencies an opportunity to
provide feedback on the final rule. (Refs.
37, 39, and 47) The Objectors argue that
the final rule is a ‘‘significant regulatory
action’’ as defined in the Executive
order, noting that EPA estimated a highend annual economic benefit of
chlorpyrifos of $130 million, based on
higher-cost alternatives and pest
damage. (Ref. 56 at pg. 39) The
Agricultural Retailers Association, et al.
and Gharda both argue in the alternative
that the final rule meets the definition
of a significant regulatory action in that
it is ‘‘likely to adversely affect the entire
agricultural economy, jobs,
productivity, and our environment.’’
(Ref. 39 at pgs. 47 and 48; Ref. 47 at pg.
4) In addition, Gharda and the Sugarbeet
Associations assert that tolerance
revocations are not covered by Office of
Management and Budget’s (OMB)
guidance on Executive Order 12866,
which excepts tolerance actions from
OMB review, because that guidance
excludes from the exemption only
‘‘those [tolerance actions] that make an
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existing tolerance more stringent.’’ (Ref.
39 at pg. 47; Ref. 47 at pg. 12)
ii. Background. Executive Order
12866 provides that ‘‘significant
regulatory actions’’ must be submitted
for review to the Office of Information
and Regulatory Affairs in OMB. A
significant regulatory action is generally
any regulatory action that is likely to
result in a rule that might, among other
things, have an annual effect on the
economy of $100 million or more or
adversely affect in a material way the
economy, a sector of the economy,
productivity, competition, jobs, the
environment, public health or safety, or
State, local, or tribal governments or
communities. After the issuance of
Executive Order 12866, OMB issued
Guidance for Implementing E.O. 12866,
which exempted tolerance actions
under the FFDCA from Executive Order
12866 review, ‘‘except those that make
an existing tolerance more stringent.’’
(Ref. 55)
iii. Denial of Objection. As an initial
matter, EPA notes that Executive Order
12866—like most, if not all, executive
orders—explicitly says that it ‘‘does not
create any right or benefit, substantive
or procedural, enforceable at law or
equity by a party against the United
States, its agencies or instrumentalities,
its officers or employees, or any other
person.’’ (58 FR 51744) Thus, not
submitting the final rule to OMB cannot
constitute a violation of any law, such
that a reviewing court could reasonably
be expected to find that EPA’s action
was ‘‘not in accordance with law’’ under
5 U.S.C. 706(2)(A) or ‘‘without
observance of procedure required by
law’’ under 5 U.S.C. 706(2)(D).
Therefore, this is not a judicially
reviewable issue. Moreover, EPA notes
that resolution of this particular
objection has no bearing on any
substantive issues with the final rule
that are raised separately in other
objections. Thus, this objection is
denied.
In any event, EPA disagrees that the
final rule revoking chlorpyrifos
tolerances triggers the Executive Order
12866 interagency review requirements.
EPA believes the OMB guidance
regarding Executive Order 12866 and its
application to pesticide tolerance
actions can be interpreted to mean that
a pesticide tolerance is made ‘‘more
stringent,’’ and thus subject to Executive
Order 12866 requirements, when EPA
does not make accommodations for
affected parties to adjust to the impacts
of the rule. With respect to the
revocation of tolerances for chlorpyrifos,
however, the final rule provided a
meaningful period of time for affected
parties to adjust to the rule’s impact, in
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light of the identified safety concerns.
Specifically, EPA provided six months
between the publication of the final rule
and its effective date, which far exceeds
the 30-day effective date requirement
contained in the Administrative
Procedure Act. In addition, this
approach is both consistent with the
Agency’s obligations under the World
Trade Organization Agreement on the
Application of Sanitary and
Phytosanitary Measures and, in the
Agency’s view, generous in light of the
Agency’s conclusion that chlorpyrifos
tolerances were not safe. Finally, this
approach is consistent with the
Agency’s approach for other pesticide
tolerance revocations that EPA
determined were not subject to
Executive Order 12866; see, e.g., EPA’s
revocations of tolerances for carbofuran
in 2009 (74 FR 23045), butylate,
clethodim, dichlorvos, dicofol, and
isopropyl carbanilate, et al. in 2012 (77
FR 59120), and tebufenozide in 2017 (82
FR 53423).
For all the foregoing reasons, the
objection regarding Executive Order
12866 and interagency review is denied.
5. Objections That, As a Matter of Law,
Do Not Provide a Basis for Leaving
Tolerances in Place
Many Objectors suggested that EPA’s
final rule was inappropriate on grounds
that are immaterial to the question of
whether tolerances can be maintained
under the FFDCA. The FFDCA and
EPA’s regulations require that objections
identify a particular aspect of the final
rule deemed objectionable and specify
with particularity the provision of the
regulation objected to and the relief
sought. (21 U.S.C. 346a(g)(2), 40 CFR
178.25(a)(2)) In addition, the objection
must seek relief that is consistent with
the FFDCA. (40 CFR 178.30(a)(2))
Objections that do not meet these
conditions will be denied. The
objections discussed in this sub-unit
provide no reliable information
pertaining to the FFDCA safety standard
in section 408(b)(2) that could support
leaving the tolerances in place. Because
these complaints are meritless on their
face, these objections are denied. EPA
provides further discussion in this unit.
a. Economic and Environmental Impacts
i. Objection. A majority of Objectors,
including the Agricultural Retailers
Association, et al., the Sugarbeet
Associations, American Soybean
Association, Cherry Marketing Institute,
and 93 sugarbeet growers as part of a
mass mailer, allege that the revocation
of chlorpyrifos tolerances will have
detrimental impacts on their crops due
to increased pest pressure, force growers
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to use more expensive and less
efficacious alternatives, and result in
harmful effects on the environment.
(Ref. 1)
ii. Denial of objection. EPA
appreciates that the revocation of
chlorpyrifos tolerances will have an
impact on growers who use the
pesticide and the agricultural industry.
Chlorpyrifos is a widely used pesticide
that has been registered for many uses
since 1965. As part of the registration
review process under FIFRA, the
Agency did evaluate the benefits of
chlorpyrifos to growers by crop. (Ref.
56) EPA is aware that IPM and
resistance management are critical pest
management benefits of many
pesticides, and where benefits
considerations are permitted by law, the
Agency takes these aspects into serious
consideration. However, consideration
of information on pesticidal benefits to
growers or impacts on the environment
from loss of a pesticide, while relevant
considerations under FIFRA (see 7
U.S.C. 136(bb)), are not factors for
consideration under the FFDCA, with
one exception not applicable here. (See
21 U.S.C. 346a(b)(2)(B))
The safety standard under the FFDCA
is strictly a human-health risk-based
standard, which does not permit
consideration of benefits or
environmental information, in
determining whether a tolerance is safe.
Invariably, FFDCA section 408 directs
EPA to consider factors relevant to the
safety of the pesticide residue in food
(aggregated with other sources of
exposure to the pesticide residue),
placing particular emphasis on human
dietary risk. (See, e.g., 21 U.S.C.
346a(b)(2)(B) (addressing an exception
to the safety standard for pesticide
residues as to which EPA ‘‘is not able
to identify a level of exposure to the
residue at which the residue will not
cause or contribute to a known or
anticipated harm to human health’’); 21
U.S.C. 346a(b)(2)(C) (requiring special
safety findings as to ‘‘infants and
children’’ regarding their
‘‘disproportionately high consumption
of foods’’ and their ‘‘special
susceptibility * * * to pesticide
chemical residues’’); 21 U.S.C.
346a(b)(2)(D)(iii) (requiring
consideration of the relationship
between toxic effects found in pesticide
studies and human risk); 21 U.S.C.
346a(b)(2)(D)(iv), (vi), and (vii)
(requiring consideration of available
information on ‘‘dietary consumption
patterns of consumers,’’ ‘‘aggregate
exposure levels of consumers,’’ and the
‘‘variability of the sensitivities of major
identifiable subgroups of consumers’’);
21 U.S.C. 346a(b)(2)(D)(vi) (requiring
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consideration of ‘‘non-occupational’’
sources of exposure); 21 U.S.C.
346a(b)(2)(D)(viii) (requiring
consideration of information bearing on
whether a pesticide ‘‘may have an effect
in humans that is similar to an effect
produced by a naturally occurring
estrogen or other endocrine effects’’); 21
U.S.C. 346a(l)(2) and (3) (requiring
revocation or suspension of tolerances
where associated FIFRA registration is
canceled or suspended ‘‘due in whole or
in part to dietary risks to humans posed
by residues of that pesticide chemical
on that food’’)) Thus, under section 408,
EPA has no discretion to insert
economic or environmental
considerations into its decisions on the
chlorpyrifos tolerances.
Therefore, objections that EPA should
have taken economic and environmental
impacts into consideration in issuing
the final rule are denied, as EPA has no
authority to do so as part of its safety
evaluation under the FFDCA.
b. Consideration of Occupational
Exposure by EPA
i. Objection. Gharda and the Sugarbeet
Associations assert that EPA unlawfully
considered occupational exposures as a
reason for revoking the tolerances. In
support of this objection, they point to
an EPA press release regarding the final
rule dated August 18, 2021, which
mentioned that the tolerance revocation
will result in protections for
farmworkers. (Ref. 37 at 13; Ref. 39 at
33)
ii. Denial of Objection. The August 18,
2021 press release announcing the
publication of the final rule included
statements that EPA was stopping the
use of chlorpyrifos on food ‘‘to better
protect human health, particularly that
of children and farmworkers,’’ and that
ending the use of chlorpyrifos on food
‘‘will help to ensure children,
farmworkers, and all people are
protected’’ from potentially dangerous
consequences of chlorpyrifos. (Ref. 57)
Based on these statements alone, the
Objectors argue that these references to
farmworkers suggest that EPA
impermissibly considered occupational
exposures in its decision to revoke
chlorpyrifos tolerances. However, the
Objectors’ arguments are not supported
by the final rule itself, which
specifically affirms that the FFDCA
standard does not include occupational
exposures to workers and which
explicitly and repeatedly emphasizes
that EPA’s review included food,
drinking water, and all nonoccupational exposures (e.g., in
residential settings), but did not include
occupational exposures to workers.
(See, e.g., Ref. 1 at pgs. 48318, 48332
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through 48333) The fact that the press
release cited by the Sugarbeet
Associations discusses the potential for
incidental benefits to farmworkers from
the final rule does not mean that such
potential benefits were considered by
EPA in the final rule. The Objectors’
claim is meritless and is denied.
c. Compliance With Relevant
International Standards
i. Objection. The Republic of
Colombia objects to the final rule on the
basis that the final rule’s revocation of
chlorpyrifos tolerances deviates from
the Codex Alimentarius (Codex)
international standard of 0.05 mg/kg for
chlorpyrifos. (Ref. 58) Colombia
requests that EPA reconsider the final
rule’s revocation of chlorpyrifos
tolerances in light of the Codex MRL for
chlorpyrifos, which it alleges is based
on conclusive scientific evidence,
although Columbia does not provide
that scientific evidence with its
objection for EPA to consider. In
addition, Colombia requests that EPA
consider, in its assessment of
chlorpyrifos tolerances, the factors
identified for consideration under
Article 5, paragraphs 2 and 3 of the
World Trade Organization Agreement
on the Application of Sanitary and
Phytosanitary Measures (SPS
Agreement). Those paragraphs require
Members to the SPS Agreement to ‘‘take
into account available scientific
evidence; relevant processes and
production methods; relevant
inspection, sampling and testing
methods; prevalence of specific diseases
or pests; existence of pest—or disease—
free areas; relevant ecological and
environmental conditions; and
quarantine or other treatment’’ and
‘‘relevant economic factors.’’ (Ref. 59 at
art. 5, paragraphs 2, 3)
ii. Denial of objection. The Codex is
a collection of internationally adopted
food standards and related texts
published by the Codex Alimentarius
Commission, an international
organization formed to promote the
coordination of international food
standards. (See https://www.fao.org/faowho-codexalimentarius/en/) The Codex
Committee on Pesticide Residues, a
committee within the Codex
Alimentarius Commission, establishes
Codex Maximum Residue Limits (MRLs)
for pesticide products, which are similar
to tolerances in that they set the limit
for allowable pesticide residues in food.
Although the Objector seems to be
referring to a single universal Codex
MRL of 0.05 mg/kg for chlorpyrifos
residues, in actuality, Codex has
promulgated several MRLs ranging from
0.01 mg/kg to 20 mg/kg for chlorpyrifos
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residues on a variety of commodities.
(Ref. 60) It is unclear why Colombia is
pointing the Agency to a generic MRL
of 0.05 mg/kg.
The FFDCA requires consideration of
Codex MRLs when EPA is making a
decision to establish a tolerance. (21
U.S.C. 346a(b)(4)) Notably, the statute
does not require the same consideration
in revoking tolerances. That is because
revocation is required when a tolerance
is unsafe, (21 U.S.C. 346a(b)(2)(A)(i)),
regardless of whether another
international body, including Codex, is
maintaining the same determination. In
the final rule, EPA determined that
current tolerances for chlorpyrifos are
not safe under FFDCA and must
therefore be revoked. Columbia has not
provided any reliable information to
support a reconsideration of that
conclusion.
As far as the request to consider the
factors under Article 5, paragraph 2 of
the SPS Agreement is concerned, EPA
reiterates its earlier arguments, that it is
bound by its domestic statute, which
requires that unsafe tolerances be
revoked (21 U.S.C. 346a(b)(2)(A)(i)) and
which does not permit consideration of
environmental or economic factors. (See
Unit VIII.C.5.a.) EPA does not have
discretion to retain tolerances, based on
consideration of the factors listed in SPS
Agreement, where the Agency has
determined those tolerances do not meet
the FFDCA safety standard. For these
reasons, the Republic of Colombia’s
objection with respect to the Codex
MRLs and the SPS Agreement is denied.
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d. Implementation Timeframe
i. Objection. While EPA received
many requests for an extension of the
phase-out period, this section address
the single objection asserting that the
Agency’s six-month expiration date for
the tolerances was unlawful. The
requests EPA received for extensions of
the tolerance expiration date are
addressed in Unit IX, along with other
requests seeking a stay of the final rule.
Seeking a ‘‘gradual, multi-year phaseout of crop uses’’ to mitigate economic
injury to itself and growers, Gharda
argues that EPA’s selection of a sixmonth grace period was arbitrary and
capricious because it did not provide for
use in another growing season nor
sufficient time for Gharda, distributors,
or growers to phase out their inventories
and exhaust existing stocks of
chlorpyrifos. (Ref. 39 at 40) Nor, Gharda
alleges, does the SPS Agreement
requirement for a ‘‘reasonable interval
between the publication of a sanitary or
phytosanitary regulation and its entry
into force’’ mandate that EPA select six
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months as the reasonable interval. (Id. at
38)
ii. Denial of objection. Section
408(g)(1) of the FFDCA states that a rule
issued under section 408(d)(4) of the
FFDCA, which the final rule revoking
chlorpyrifos tolerances was, ‘‘shall take
effect upon publication’’, unless
otherwise specified in the rule. (21
U.S.C. 346a(g)(1)) The Agency’s
authority to specify a different effective
date or to set an expiration date for the
tolerances is entirely discretionary.
Moreover, there is no requirement in the
FFDCA for EPA to accommodate,
through delays in the effective date or
any other way, economic hardships and
transitions away from a pesticide that
the Agency has found to be unsafe and
for which tolerances must be revoked.
Indeed, the FFDCA is entirely focused
on whether the tolerance is safe, and so
it would subvert the intent of the statute
to allow all tolerances the Agency has
deemed unsafe to remain effective for
significant periods of time.
As stated in the final rule, EPA set a
six-month expiration date for the
chlorpyrifos tolerances, rather than
requiring revocation immediately, to
accommodate the SPS Agreement
requirement to ‘‘allow a reasonable
interval between the publication of a
sanitary or phytosanitary regulation and
its entry into force.’’ (Ref. 59 at Annex
B, paragraph 2) The World Trade
Organization (WTO) has interpreted the
phrase ‘‘reasonable interval’’ to mean
normally a period of not less than six
months, although shorter durations
could be justified under ‘‘urgent
circumstances.’’ (Ref. 61 at paragraph
3.2) In the SPS Agreement, there are
some procedural exceptions allow for
urgent health concerns. (Ref. 59 at
Annex B, paragraph 5; see also
Appellate Body Report, United States—
Measures Affecting the Production and
Sale of Clove Cigarettes, WTO Doc, WT/
DS406/AB/R (April 4, 2012) (finding
that deviations from the TBT Agreement
requirement to provide ‘‘reasonable
interval’’ may be justified in cases of
urgent safety or health concerns))
In light of EPA’s inability to conclude
that chlorpyrifos tolerances meet the
FFDCA safety standard, the Agency
determined that a six-month expiration
date for the chlorpyrifos tolerances
would provide a reasonable interval for
importers and growers to adapt to the
change in regulation. EPA also notes
that the Ninth Circuit’s decision
directed EPA to act ‘‘immediately,’’ and
chastised EPA for its ‘‘egregious delay’’
in publishing a sufficient response to
the 2007 Petition, which ‘‘exposed a
generation of American children to
unsafe levels of chlorpyrifos.’’ (LULAC,
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996 F.3d. at 703) It simply was not
tenuous to leave tolerances in place to
allow for additional growing season(s),
given the Agency’s lack of a safety
finding for the chlorpyrifos tolerances in
light of the Ninth Circuit’s expressed
impatience with EPA’s delay in acting
on the 2007 Petition and the accelerated
timeframe provided by the Ninth Circuit
for the issuance of the final rule.
Consequently, EPA determined that six
months was a reasonable period to
accommodate growers and importers
while minimizing any continued harm.
For these reasons, Gharda’s objection
with respect to the implementation
timeframe of the final rule is denied.
e. Existing Stocks
i. Objection. The following Objectors
argue that the final rule should have
addressed the treatment of existing
stocks of chlorpyrifos products and seek
additional clarification on how existing
stocks will be addressed: The Sugarbeet
Associations, Gharda, the Agricultural
Retailers Association, et al., CLA/RISE,
and the Michigan Vegetable Council.
(Refs. 37, 39, 47, 50, and 62) These
Objectors allege that the revocation of
the tolerances is likely to leave millions
of gallons of chlorpyrifos in the hands
of growers or in storage in the United
States and that the lack of clarity from
EPA regarding the use and/or disposal
of these existing stocks of chlorpyrifos
places a financial and logistical burden
on users and retailers and could
inadvertently lead to inappropriate
disposal of chlorpyrifos products.
Several Objectors argue that guidance
published by EPA on its website after
publication of the final rule titled
‘‘Frequent Questions about the
Chlorpyrifos 2021 Final Rule’’ (Ref. 63),
fails to clarify this issue, and that the
legal status of products with labels and
registrations that contain both food and
non-food uses remains unclear.
Gharda also argues that EPA, in
issuing the final rule without
concurrently addressing existing stocks
in the final rule or issuing an existing
stocks order pursuant to FIFRA section
6(a)(1) (7 U.S.C. 136d(a)(1)), has
abdicated its responsibility under
FIFRA to ensure the safe, lawful, and
orderly phase-out and disposal of
chlorpyrifos products. (Refs. 39 at 41
through 45) Gharda asserts that an
existing stocks order is necessary to
allow end users and others wishing to
return existing stocks to the
manufacturers or pursue other safe
disposal options to avoid violating
FIFRA. Gharda also asserts that because
the practical effect of the final rule is to
render previously registered products
unregistered, EPA would have no
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enforcement authority over misuse of
those pesticides.
ii. Denial of objection. As an initial
matter, EPA notes that while the
Objectors use the term ‘‘existing stocks,’’
existing stocks is a FIFRA term that
applies to products that have been
released for shipment upon cancellation
of a registered pesticide. (See Existing
Stocks of Pesticide Products; Statement
of Policy, 56 FR 29362, June 26, 1991
(FRL–3846–4)) Since the final rule does
not cancel any pesticide registrations, it
has not created any ‘‘existing stocks’’
under FIFRA.
Nevertheless, EPA reads the majority
of objections on this particular issue to
be seeking clarity and guidance for users
of chlorpyrifos on what to do with
chlorpyrifos products that have been
purchased but cannot be used on food
crops following the expiration of the
tolerances. As such, these objections are
more akin to comments and requests
concerning implementation of the final
rule, than objections to the final rule
itself; thus, they are denied as objections
for failure to raise particular concerns
with the final rule that can be resolved
under the FFDCA. Nevertheless, EPA
recognizes the confusion among the
agricultural industry as a result of the
final rule and the fact that tolerances
will be revoked before any registrations
for chlorpyrifos products are cancelled
under FIFRA. Consequently, EPA will
continue to update the FAQ page to
provide guidance to assist growers and
the agricultural industry with the
implementation of this final rule.
Turning to Gharda’s objection next,
EPA denies that it has somehow
abdicated its responsibilities under
FIFRA by taking action to revoke unsafe
tolerances under the FFDCA. EPA finds
that Gharda is essentially making the
same argument that EPA rejected in
Unit VIII.C.1.b. Gharda’s argument boils
down to an assertion that EPA was
required to take action concurrent with
the final rule to cancel chlorpyrifos
registrations under FIFRA, to provide
for the use and disposition of existing
stocks in that cancellation order, and
then to revoke tolerances consistent
with the existing stocks provisions of
that cancellation order; thus, for the
same reasons articulated in that
previous Unit, Gharda’s objection is
denied. As noted previously, nothing in
the FFDCA compels EPA to take action
under FIFRA to cancel pesticide
registrations and provide for existing
stocks concurrently with or prior to
revoking tolerances for that same
chemical. Moreover, there is no
requirement in the FFDCA, when
revoking a tolerance, to resolve
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questions regarding existing stocks in
the final rule itself.
Gharda appears to conflate the EPA’s
issuance of a rule revoking tolerances
under the FFDCA with EPA’s
cancellation of registered pesticides
under FIFRA. Gharda argues that
because EPA’s revocation of the
tolerances under the FFDCA essentially
renders the product unregistered, EPA
was obligated to address the issue of
existing stocks under FIFRA. However,
Gharda misstates the effect of the final
rule. The revocation of tolerances does
not have the effect of rendering the
chlorpyrifos products unregistered.
Registered products only become
unregistered once they are cancelled
under FIFRA section 6. (7 U.S.C. 136d)
EPA has no authority to issue a
cancellation order under the FFDCA,
only under FIFRA, and as discussed in
Unit VIII.C.1.b., EPA is not required to
cancel pesticides under FIFRA prior to
taking action to revoke tolerances under
the FFDCA. Because the actual remedy
Gharda is seeking with this objection—
a cancellation order with instructions
on how to handle existing stocks—is
only available under FIFRA, this is not
a proper objection to the final rule.
f. Channels of Trade
i. Objection. The American Soybean
Association and Willard Jack (an
individual grower) submitted objections
arguing that the final rule fails to
provide adequate guidance for food or
feed treated with chlorpyrifos that is or
will be in the channels of trade when
the tolerances are set to expire on
February 28, 2022. (Refs. 36 and 64) The
Objectors express concern that growers
will be adversely impacted by this rule
due to a lack of guidance and the
potential of having adulterated food
seized by the FDA.
ii. Denial of objection. To the extent
this objection asserts that lack of
guidance is a fatal flaw with the final
rule, this objection is denied. This issue
does not provide a basis for reversing
the Agency’s position on the safety of
chlorpyrifos and changing the final rule.
Nevertheless, EPA recognizes the need
for guidance for farmers and food
processors following the revocation of
the chlorpyrifos tolerances. As EPA
indicated in the final rule, section
408(l)(5) of the FFDCA governs
commodities treated with pesticides and
in the channels of trade following the
tolerance revocations. Under that
provision, chlorpyrifos residues in or on
food in the absence of a tolerance will
not render that food adulterated, as long
as it is shown to the satisfaction of the
U.S. Food and Drug Administration
that:
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1. The residue is present as the result
of an application or use of the pesticide
at a time and in a manner that was
lawful under FIFRA, and
2. The residue does not exceed the
level that was authorized at the time of
the application or use to be present on
the food under a tolerance or exemption
from tolerance that was in effect at the
time of the application. (21 U.S.C.
346a(l)(5))
The FDA, which is responsible for
enforcing tolerances and implementing
this provision, has developed guidance
for growers and food processors for
foods treated with chlorpyrifos. (Ref. 65)
That guidance, which covers residues of
chlorpyrifos in human food
commodities, clarifies the FDA’s
planned enforcement concerning those
foods containing chlorpyrifos residues
after the tolerances expire. Animal feed
items, which are regulated by FDA’s
Center for Veterinary Medicine, and
various livestock commodities, which
are regulated by USDA, are not covered
by this guidance. EPA intends to work
with those other agencies to assist with
questions of compliance as they arise.
g. Substantive Due Process Concerns
i. Objection. Gharda argues that it and
other registrants have a fundamental
property right in their chlorpyrifos
registrations, which is protected by the
substantive due process doctrine
provided for under the U.S.
Constitution. (Ref. 39 at 36 through 37)
Gharda claims that the economic value
of its chlorpyrifos registration for food
use crops is dependent on having
tolerances for chlorpyrifos in place.
Gharda argues that because the Agency
revoked those tolerances ‘‘without a
reasoned explanation or valid scientific
basis, and in disregard of scientific
data,’’ the Agency improperly deprived
Gharda of economic value of its
registration and violated its substantive
due process rights.
ii. Denial of objection. Whether
Gharda has a substantive due process
right to its registrations and the
revocation of tolerances somehow
infringes that right is immaterial to the
question EPA must answer when
leaving a tolerance in place—whether
the tolerance is safe. The FFDCA is
clear: When a tolerance is not safe, it
must be modified or revoked. Whether
the revocation of that rule has
implications for registrants of products
or growers of crops is outside the scope
of considerations in the FFDCA. Since
nothing about this objection provides
information bearing on the safety of
chlorpyrifos, this objection is denied.
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In any event, EPA disagrees with
Gharda’s claim that the final rule has
infringed substantive due process rights.
‘‘To state a substantive due process
claim, a plaintiff must allege: (1) That it
had property or a property interest; (2)
the government deprived it of that
property interest; and (3) the
government’s actions fall so far beyond
the outer limits of legitimate
governmental action that no process
could cure the deficiency. . . .
[S]ubstantive due process concerns
governmental action which is so
arbitrary and irrational, so unjustified
by any circumstance or governmental
interest, as to be literally incapable of
avoidance by any pre-deprivation
procedural protections or of adequate
rectification by any post-deprivation
. . . remedies. . . . Thus, a substantive
due process claim is warranted only
where no process could cure the
deficiencies in the governmental
action.’’ (Syngenta Crop Protection, Inc.
v. EPA, 444 F.Supp.2d 435, 447
(M.D.N.C. 2006) (internal citations and
quotations omitted)) EPA disagrees that
Gharda has a property interest in the
food uses here since ‘‘there is no
property interest in using property in a
manner that is harmful to the general
public.’’ (American Vanguard Corp. v.
United States, 142 Fed. Cl. 320, 328
(Jan. 28, 2019) (citing Mitchell Arms,
Inc. v. United States, 7 F.3d 212 (Fed.
Cir. 1993))) Moreover, Gharda has failed
to allege any activity by EPA that would
implicate the ‘‘outer limits of legitimate
governmental action’’ or that is ‘‘so
arbitrary and irrational, so unjustified
by any circumstance or governmental
interest,’’ as to be incapable of remedy.
Gharda alleges no activity that is ‘‘so
arbitrary or irrational’’ other than a
general claim that the final rule is
‘‘without a reasoned explanation or
valid scientific basis, and in disregard of
scientific data.’’
EPA notes that the final rule includes
significant explanation for its finding
that EPA is unable to determine that
there is a reasonable certainty that no
harm will result from aggregate
exposures to chlorpyrifos residues for
which there is reliable information. For
example, the final rule includes, among
other key information, an overview of
the numerous human health risk
assessments EPA has conducted and
FIFRA SAPs that were convened to
discuss chlorpyrifos, a detailed
summary of EPA’s risk assessment for
chlorpyrifos, EPA’s hazard assessment
of chlorpyrifos, EPA’s exposure
assessment for chlorpyrifos, and EPA’s
process for assessing aggregate risk
based on the aforementioned
assessments. To the extent that this
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assertion is intended to refer to or
incorporate Gharda’s other objections—
such as Gharda’s argument that EPA’s
explanation for not retaining the eleven
uses proposed for retention in the 2020
PID or fails to consider the Corteva oxon
study—EPA has already provided
responses to those more detailed
objections elsewhere in this Order.
In any event, it cannot be said that
EPA taking action to revoke an unsafe
tolerance under its statutory mandate to
ensure that pesticide residues in food
are safe for public consumption is
outside the bounds of a legitimate
governmental action. Congress tasked
EPA specifically with the responsibility
to ensure that tolerances are only left in
place if they are safe and to revoke or
modify tolerances if they are not. (See
21 U.S.C. 346a(b)(2)(A)) Upon
concluding that aggregate exposures
were not safe, EPA revoked the
tolerances in accordance with the
statutory mandate, which is clearly
within the bounds of a legitimate
government action to ensure that
residues of pesticides in or on food are
safe for consumption. It is necessarily
the case that when EPA revokes a
tolerance on the basis of dietary risks for
pesticides that are registered under
FIFRA, there are going to be impacts to
the registrants of those pesticides.
Leaving tolerances in place to avoid
impacts to pesticide registrants would
be inconsistent with the FFDCA.
Finally, Gharda is not without process
for curing any deficiencies in EPA’s
actions, including procedures afforded
by FIFRA, the APA, and judicial review.
Therefore, Gharda’s claim that its
substantive due process rights have
been infringed by EPA’s final rule fails.
D. Summary of Reasons for Denying
Objections
EPA is denying the objections
submitted by the Objectors for several
reasons. EPA is denying the objections
of the Colombia Ministry of Trade,
Industry and Tourism; Drexel Chemical
Company; the International Pepper
Community; Oregonians for Food and
Shelter; and the Republic of Ecuador,
because these parties did not submit
their objections to the Office of the
Hearing Clerk, as required by 40 CFR
178.25(b). As discussed in Unit VIII.A.
of this document, EPA grouped the
other Objectors’ objections into five
different substantive categories and
addressed each in turn.
Regarding the first category—
objections to the scope of the final
rule—EPA is denying the objections
asserting that revoking all chlorpyrifos
tolerances was unlawful and
unnecessary in light of the proposal in
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the 2020 PID for limiting uses to 11
high-benefit crops, because the FFDCA
requires that EPA assess aggregate
exposure based on all currently
registered uses of chlorpyrifos, not on a
hypothetical subset of those uses. EPA
also denies the objections arguing that
the revocation of tolerances should not
have been undertaken without
coordination of use cancellations under
FIFRA, because FFDCA 408(l)(1) does
not require that actions under FIFRA
precede or occur concurrently with
actions under the FFDCA, and because
in any event it was not practicable for
EPA to first modify of cancel any
registrations in light of the Ninth
Circuit’s deadline for issuing a final
rule. Lastly, EPA denies the objections
arguing that EPA should retain import
tolerances for chlorpyrifos commodities,
because EPA is unable to make the
safety finding for leaving in place
tolerances for imports until enough uses
are canceled to reduce aggregate
exposures to acceptable levels.
Regarding the second category—
objections to the retention of the 10X
FQPA safety factor—EPA is denying the
objections that EPA’s final rule was
arbitrary and capricious for retaining the
10X FQPA safety factor. As an initial
matter, EPA has determined that
whether the Agency retains the 10X
FQPA safety factor or uses a different
margin of safety does not ultimately
have a determinative impact on the
Agency’s conclusions regarding the
safety of chlorpyrifos in the final rule;
therefore, this objection is denied for
lack of materiality. Nonetheless, EPA
concludes that its consideration of the
epidemiological studies was reasonable
and consistent with EPA’s policy for
consideration of all available data. EPA
notes there is no requirement that the
underlying data must be made available
before EPA can rely on these studies,
and EPA had a rational scientific basis
for including such data in its review in
order to satisfy its statutory obligation to
consider all data concerning the special
susceptibility of infants and children.
Furthermore, given the uncertainties
surrounding the potential for
neurodevelopmental effects at the time
of the final rule, EPA’s retention of the
default 10X FQPA safety factor was
consistent with the statutory standard to
apply the 10X margin of safety unless
there is reliable data demonstrating that
a different margin would be safe for
infants and children.
Regarding the third category—
objections relating to EPA’s assessment
of drinking water exposures—EPA is
denying the objections that EPA did not
have a rational basis for relying on the
2016 DWA, because, unlike the 2020
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DWA, the 2016 DWA considered
contributions from all registered uses of
chlorpyrifos, and so represented the
most recent and robust ‘‘best available
science’’ for use by the Agency in its
final rule. EPA is also denying the
objections that it was unreasonable for
EPA to assess exposures to chlorpyrifosoxon in its drinking water assessment,
because EPA has reliable data that
chlorpyrifos-oxon will be present in at
least some drinking water, and because
EPA concluded that even assuming
chlorpyrifos-oxon is not more toxic and
should not be the residue of concern for
evaluating exposures in drinking water,
the concentrations of the parent
compound, chlorpyrifos, in drinking
water would still result in exposures
that were unsafe.
Regarding the fourth category—
objections relating to procedural
matters—EPA is denying the objections
that EPA acted inconsistently with the
principles of due process and
transparency in failing to consider and
respond to comments previously
submitted on the 2015 proposed rule
and in response to the 2020 PID. EPA
notes that these objections do not
identify a specific element of the final
rule that is problematic, and so do not
conform to the required form of an
objection per 40 CFR 178.30(a)(1). EPA
also notes that EPA is not obligated to
respond to comments on a rule that was
never finalized (i.e., the 2015 proposed
rule), or on separate albeit parallel
regulatory activities (i.e., the 2020 PID).
EPA is also denying the American
Soybean Association’s objection that the
final rule failed to provide adequate
procedural due process due to technical
delays in opening the Federal
eRulemaking Portal, because EPA’s
regulations only require that objections
be filed with the Hearing Clerk, with the
Portal serving as an additional means of
protecting any CBI, and because the
delayed opening of the Portal is
harmless error. Lastly, EPA is denying
the objections that EPA failed to comply
with Executive Order 12866, because
this is not a judicially reviewable issue
and resolution of these objections has
no bearing on any substantive issues
with the final rule that could be raised
separately.
Regarding the fifth and final
category—objections that, as a matter of
law, do not provide a basis for leaving
tolerances in place—EPA is denying
these assorted objections because they
provide no reliable information
pertaining to the FFDCA safety standard
that could support leaving chlorpyrifos
tolerances in place.
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VIII. Response to Requests for Stay
A. The Standard for Granting a Stay
FFDCA section 408 provides that a
regulation issued under subsection
408(d)(4) shall take effect upon
publication in the Federal Register
unless the regulation specifies
otherwise. (21 U.S.C. 346(g)(1)) The
effective date of the final rule was
October 29, 2021, and tolerances for
residues of chlorpyrifos on all
commodities expire on February 28,
2022. However, section 408 also grants
the Administrator the discretion to stay
the effectiveness of a regulation if
objections are filed. (21 U.S.C.
346a(g)(1))
The statute is silent on the standard
to apply in granting a stay. The FFDCA
gives EPA unlimited discretion to
determine when it might be appropriate
to issue a stay, requiring only that
objections be filed before EPA may
exercise that authority. EPA believes the
discretionary nature of this authority
gives EPA flexibility in any given case
to determine whether and how to stay
a rule or order issued under FFDCA
section 408(d). EPA has indicated that it
will consider the criteria set out in
FDA’s regulations regarding stays of
administrative proceedings at 21 CFR
10.35, in determining whether to grant
a stay. (See, e.g., Carbofuran; Final
Tolerance Revocations, 74 FR 23045,
May 15, 2009; cf. Sulfuryl Fluoride;
Proposed Order Granting Objections to
Tolerances and Denying Request for a
Stay, 76 FR 3422, Jan. 19, 2011
(evaluating stay request based on an
amalgam of the 21 CFR 10.35 factors
and a judicial stay factors)) Under 21
CFR 10.35, a stay shall be granted if all
of the following apply: (1) The
petitioner will otherwise suffer
irreparable injury; (2) the petitioner’s
case is not frivolous and is being
pursued in good faith; (3) the petitioner
has demonstrated sound public policy
grounds supporting the stay; and (4) the
delay resulting from the stay is not
outweighed by public health or other
public interests. (21 CFR 10.35(e))
B. Requests for Stay and EPA Responses
1. Summary of Requests for Stay
EPA received written requests for EPA
to either stay the effective date of the
final rule or allow for a longer phase-out
period from the following objectors:
Amalgamated Sugar Company,
American Crystal Sugar Company, the
American Soybean Association, the
Sugarbeet Associations, the California
Citrus Quality Council, the Cherry
Marketing Institute, CLA/RISE, Gharda,
the Minor Crop Farmer Alliance, the
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Agricultural Retailers Association, et al.,
the Republic of Colombia, and several
independent sugarbeet growers. (These
written requests are available in the
final rule docket at https://
www.regulations.gov in docket ID
number EPA–HQ–OPP–2021–0523.)
The requests for stay of the final rule
can be sorted into three groups based on
the form of the requests and the
duration of the stay requested. The first
group consists of the requests submitted
by the Sugarbeet Associations and
Gharda, both of which apply the criteria
set out in 21 CFR 10.35 to argue that
EPA is required to stay the effectiveness
of the final rule. Specifically, these
Objectors argue that they will suffer
irreparable injury absent a stay, that
their objections are not frivolous and are
undertaken in good faith, that the public
interest favors a stay, and the delay
caused by a stay is not outweighed by
the public health or public interest. The
Sugarbeet Associations and Gharda also
request a stay ‘‘until a final resolution,
including potential judicial review, is
reached on all of the . . . issues raised
in [our] objections.’’ (Refs. 66 and 67)
The second group consists solely of the
Republic of Colombia. Colombia
requests a period of at least 12 months
before chlorpyrifos tolerances expire so
that it can ‘‘make the necessary
adjustments in the production of [its]
crops to ensure compliance.’’ (Ref. 58)
While Colombia does not explicitly
frame its request as a request for a stay
of the final rule, and does not reference
the criteria at 21 CFR 10.35, EPA’s
interpretation is that this is best
understood and assessed by EPA as a
request for stay. Finally, the third group
consists of the remaining stay requests.
These Objectors do not specifically
address the regulatory criteria set forth
at 21 CFR 10.35; they simply request
that EPA stay the final rule until EPA
can address the issues raised in their
various objections.
2. Denial of Requests for Stay
As noted previously, only the
Sugarbeet Associations and Gharda
frame their requests for stay by reference
to the regulatory criteria at 21 CFR
10.35, and until ‘‘a final resolution’’ can
be obtained with respect to the issues
raised in their objections. The other stay
requests do not reference the regulatory
criteria. The sole rationale provided by
Colombia for its request for an
additional 12-month period before
tolerances expire is to enable
unspecified parties to ‘‘make the
necessary adjustments’’ to ensure
compliance. Colombia does not include
any information regarding any potential
injury (irreparable or otherwise) that
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might otherwise be suffered, showing
that their case is not frivolous and is
being made in good faith, demonstrating
sound public policy supporting a 12month delay, or arguing that their
desired 12-month delay is not
outweighed by public health or other
interests. EPA declines to speculate as
to the bases for Colombia’s request and
denies Colombia’s stay request due to
the lack of supporting information. The
other stay requests simply ask EPA to
stay the effectiveness of the final rule
until EPA can address the issues raised
in their various objections. These
Objectors appear to contemplate a
scenario in which EPA delays
addressing their objections until well
after the February 28, 2022, expiration
date for chlorpyrifos tolerances
specified in the final rule. Because EPA
has addressed these objections via this
Order, by the plain meaning of these
stay requests, there is no longer any
need to stay the final rule. As a result,
EPA denies those requests for stay
submitted by Objectors other than the
Sugarbeet Associations and Gharda.
With respect to the requests for stay
submitted by the Sugarbeet Associations
and Gharda, EPA examines these
parties’ arguments in light of the four
factors set forth in at 21 CFR 10.35.
a. Will the Sugarbeet Associations and
Gharda suffer irreparable injury without
the stay?
i. Summary of arguments concerning
injury. The Sugarbeet Associations and
Gharda each argue that they will suffer
irreparable injury in the form of
economic losses and reputational
impacts due to the final rule, and
Gharda also argues that the deprivation
of its chlorpyrifos registration under
FIFRA is a due process violation that
constitutes irreparable harm. (Refs. 66
and 67) With respect to economic
losses, the Sugarbeet Associations argue
that due to the lack of similarly effective
alternatives to chlorpyrifos, reduced
crop yields could cause the sugarbeet
industry significant economic harm.
(Ref. 66 at pgs. 2 through 4) Similarly,
Gharda claims that it could face
significant economic losses if, due to the
final rule, it is unable to formulate,
distribute, and sell the significant
volume of raw materials and U.S.labeled product it has in inventory. (Ref.
67 at pgs. 6 and 7) With respect to
reputational impacts, the Sugarbeet
Associations argue that the sugarbeet
industry is likely to suffer reputational
harm as a result of the final rule and the
August 18, 2021, press release
announcing the final rule, including the
potential for ill will against the
sugarbeet industry from customers and
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the public that could affect the
industry’s ability to sell its products.
(Ref. 66 at pgs. 4 and 5) Similarly,
Gharda argues that it has suffered and
will continue to suffer reputational
harm, and that the final rule has
strained and will continue to strain
Gharda’s relationships with its
customers, who might not use Gharda
products moving forward. (Ref. 67 at
pgs. 6 through 8)
As described in more detail in this
unit, EPA disagrees that any injuries to
the Sugarbeet Associations and/or
Gharda are in fact irreparable.
ii. Response to the Sugarbeet
Associations’ and Gharda’s economic
injury arguments. EPA disagrees that the
Sugarbeet Associations and Gharda have
established that they—or, in the case of
the Sugarbeet Associations, the farmerowners and beet sugar manufacturers
they represent—will be irreparably
harmed without a stay. As Gharda
correctly notes, to establish irreparable
harm, ‘‘injury must be both certain and
great; it must be actual and not
theoretical and of such imminence that
there is clear and present need for
equitable relief.’’ (Olu-Cole v. E.L.
Haynes Pub. Charter Sch., 930 F.3d 519,
529 (D.C. Cir. 2019) (internal quotation
marks and citations omitted)) However,
this already high ‘‘barrier to proving
irreparable injury is higher still’’ for the
economic losses asserted by the
Sugarbeet Associations and Gharda, ‘‘for
it is well settled that economic loss does
not, in and of itself, constitute
irreparable harm.’’ (Mexichem Specialty
Resins, Inc. v. EPA, 787 F.3d 544, 555
(D.C. Cir. 2015)) ‘‘Mere injuries,
however substantial, in terms of money,
time, and energy necessarily expended
in the absence of a stay are not enough.’’
(Wisconsin Gas Co. v. FERC, 758 F.2d
669, 674 (D.C. Cir. 1985)) Instead,
‘‘recoverable monetary loss may
constitute irreparable harm only where
the loss threatens the very existence’’ of
a company. (Id.)
The Sugarbeet Associations and
Gharda include identical statements
arguing that ‘‘[l]osses for which an
aggrieved party has no recourse, such as
those caused by a governmental entity
immune from suit for monetary relief,
are ‘irreparable per se.’ ’’ (Ref. 66 at pg.
3 and Ref. 67 at pgs. 5 and 6,
respectively (each citing Feinerman v.
Bernardi, 558 F. Supp. 2d 36, 51 (D.D.C.
2008))) However, the Sugarbeet
Associations and Gharda fail to note
that subsequent caselaw expressly
disagrees with that principle. In
ConverDyn v. Moniz, the District Court
for the District of Columbia
acknowledges that while in Feinerman
it ‘‘characterized economic damages that
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11265
are unrecoverable due to sovereign
immunity as ‘irreparable per se’ . . .
that characterization goes too far and the
inability to recover economic losses can
more accurately be considered as a
factor in determining whether the
movant has shown irreparable harm.’’
(68 F. Supp. 3d 34, 49 (D.D.C. 2014)
(internal citations omitted)) The Court
observed that ‘‘[o]therwise, a litigant
seeking injunctive relief against the
government would always satisfy the
irreparable injury prong, nullifying that
requirement in such cases.’’ (Id.; see
also N. Air Cargo v. U.S. Postal Serv.,
756 F. Supp. 2d 116, 125 (D.D.C. 2010)
(‘‘this Court is of the opinion that a
party asserting such a loss is not
relieved of its obligation to demonstrate
that its harm will be great . . .
[otherwise] prospective injunctive relief
would often cease to be an extraordinary
remedy in cases involving government
defendants’’) (internal quotation marks
and citations omitted))
EPA finds that neither the Sugarbeet
Associations nor Gharda have
demonstrated that they or their member
entities will suffer irreparable economic
harm in the absence of a stay of the final
rule. The Sugarbeet Associations
provide a handful of statistics regarding
the estimated financial impacts that
they allege will result from the
revocation of chlorpyrifos tolerances,
and argue that because EPA estimated in
the 2020 PID that the benefits of
chlorpyrifos for sugarbeets in North
Dakota and Minnesota could be up to
$500 per acre, and there are over
140,000 acres of sugarbeets at risk from
sugarbeet root maggots, the sugarbeet
industry ‘‘would face tens of millions of
dollars in irreparable damages
annually’’ absent a stay. (Ref. 66 at pg.
4) EPA notes, however, that the
Sugarbeet Associations omit key details,
and that their conclusion is highly
speculative.
The Agency included sugarbeets in its
detailed economic analysis of
agricultural uses of chlorpyrifos, which
was conducted in 2020 to support the
preliminary interim registration review
decision. The analysis utilized
proprietary pesticide usage surveys as
well as publicly available pest
management recommendations from
extension crop experts. (Ref. 56) This
analysis indicated that for most
sugarbeet pests targeted with
chlorpyrifos, several effective
alternatives are available. The Agency
found that for regions in the upper
Midwest where populations of sugarbeet
root maggot are very high, yield losses
of up to 45% could occur without
chlorpyrifos. The impacts of such yield
losses are estimated at $498 per acre in
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North Dakota and Minnesota, where an
average of 61,200 acres were estimated
to be affected. While EPA acknowledges
that growers in these areas will be
impacted, these areas represent about
20% of the sugarbeet acreage in
Minnesota and 10% of the acreage in
North Dakota. For purposes of
comparison, the total national harvested
sugarbeet acreage is approximately 1.1
million acres. Furthermore, effective
alternatives to chlorpyrifos are available
in other areas of the country. Thus,
while there are likely to be impacts to
some growers, EPA does not agree that
the loss of chlorpyrifos will cause an
irreparable injury to the sugarbeet
industry overall.
EPA also notes that the Sugarbeet
Associations fail to provide any context
for the economic injuries they claim that
they and their members will incur as a
result of the final rule. As discussed
previously, EPA acknowledges that
sugarbeet yields in certain production
areas could be reduced, and that some
sugarbeet growers and/or beet sugar
manufacturers may lose some portion of
their revenue due to the final rule.
However, even assuming that the figures
provided by the Sugarbeet Associations
are accurate, it is not clear to EPA what
the specific implications of these figures
might be for the Sugarbeet Associations
or the growers and/or manufacturers
they represent, and nowhere in their
stay request do the Sugarbeet
Associations assert that the failure to
stay the final rule will threaten their or
their member entities’ very existence.
Finally, EPA notes that for many
crops—including sugarbeets, as the
Sugarbeet Associations acknowledge in
their request for stay—alternatives to
pesticides are readily available. While
these alternatives may be more
expensive than chlorpyrifos, or perhaps
less effective than chlorpyrifos, the
availability of alternatives to
chlorpyrifos indicates that it is unlikely
that sugarbeets will be left completely
unprotected. This in turn suggests that
any injury is likely to be temporary and
reparable.
EPA also disagrees with Gharda’s
arguments regarding irreparable
economic injury. Although EPA
acknowledges that the revocation of
tolerances will necessarily impact any
registrant of chlorpyrifos products, EPA
is not convinced that the economic
injuries alleged by Gharda are in fact
irreparable. Gharda argues that it will
suffer certain economic losses due to the
inability to formulate, distribute, and
sell chlorpyrifos products, including a
loss of future sales of chlorpyrifos
products, and that Gharda and its
customers will face a loss of their
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investments in chlorpyrifos. EPA finds
that Gharda’s claims regarding the loss
of future sales of chlorpyrifos products
are too speculative to satisfy the
requirement that injury ‘‘must be actual
and not theoretical.’’ (Olu-Cole, 930
F.3d at 529) Gharda does not provide
any basis for its assumptions regarding
future revenues from chlorpyrifos other
than a declaration from its president
that contains an identical assertion as in
the stay request and offers no further
evidence. To provide but a few
examples, these assumptions regarding
future revenues could be undercut by
changes in customer preferences, supply
chain complications, and/or price
fluctuations. Crucially, and in any
event, Gharda does not claim that a
failure to stay the final rule will threaten
either its or its customers’ very
existences.
EPA notes that the 2020 PID proposed
a subset of chlorpyrifos uses that might
result in exposures below the Agency’s
level of concern if significant changes to
the labels were made, including use
cancellations and geographic
limitations, among others. EPA also
notes that the final rule does not
foreclose Gharda’s ability to sell or
distribute its products outside of the
United States for food applications in
other jurisdictions, provided any such
treated products are not imported into
the United States in a manner
inconsistent with FDA’s channels of
trade guidance. These possibilities
undermine Gharda’s assertion that any
and all economic harms it has suffered
or might suffer are irreparable.
EPA also notes that any potential
economic injury suffered by Gharda has
been significantly exacerbated by
Gharda’s independent business
decisions. Gharda notes that in 2021 it
increased production to meet demand
for chlorpyrifos after Corteva exited the
market, and that it now stands to incur
certain losses due to its inability to
formulate, distribute, and sell
chlorpyrifos products. However, Gharda
should have recognized that there was
some risk to expanding production in
light of the Agency’s proposed findings
in the 2020 PID (which indicated that
some changes to existing registered
products would likely be required,
including some potentially significant
changes), and following the issuance of
the Ninth Circuit’s decision in April of
2021.
More generally, pursuant to the
Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., EPA conducted a
small business analysis to assess the
economic impact of the final rule on
small entities. (Ref. 68) That analysis
was prepared consistent with other
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analyses that are prepared for rules
subject to notice and comment pursuant
to the RFA, which requires an agency to
consider the economic impacts that
rules subject to notice and comment
rulemaking will have on small entities.
Since the final rule was not subject to
notice and comment, the analysis was
not required, but it was prepared to
present information on the potential
impact to small farms and possible job
losses for industry as a result of the
revocation of chlorpyrifos tolerances.
Based on the analysis in the 2021 SBA
memo, EPA concluded that there was
not likely to be a significant impact on
a substantial number of small entities
and that there are unlikely to be
significant job losses as a result of the
revocation of the rule. Of the
approximately 2 million farms currently
in the United States, only an estimated
43,430 farms are using chlorpyrifos each
year. For about 25,100 affected farms,
the impacts of tolerance revocation are
less than 1% of gross revenue. Up to
10,500 small farms could see impacts of
between 1 and 3% of gross revenue per
acre for affected crops. This is less than
1% of all small crop farms. An
estimated 1,900 farms would see peracre impacts of greater than 3%, about
0.13% of small farms producing crops.
(Ref. 68 at pg. 2)
iii. Response to the Sugarbeet
Associations’ and Gharda’s reputational
arguments. EPA also disagrees with the
Sugarbeet Associations’ and Gharda’s
arguments regarding irreparable
reputational injury. With respect to
Gharda’s arguments, EPA notes as a
preliminary matter that Gharda claims
that it ‘‘has suffered’’ reputational harm
as a result of the final rule, and that
EPA’s revocation of the chlorpyrifos
tolerances ‘‘has . . . strain[ed]’’
Gharda’s customer relationships. (Ref.
67 at pg. 7) Even if EPA were to concede
that Gharda has incurred such
reputational injuries, staying the final
rule would not resolve injuries that have
allegedly already occurred. As a result,
EPA will not further evaluate any
reputational injuries Gharda alleges that
it has already incurred for purposes of
this first factor.
EPA will take the Sugarbeet
Associations’ and Gharda’s remaining
reputational arguments in turn. First,
Gharda argues that by revoking
chlorpyrifos tolerances, ‘‘EPA has
directly attacked the safety of
chlorpyrifos . . . and the credibility of
Gharda in selling and distributing
chlorpyrifos products.’’ (Id.) While EPA
has determined that aggregate exposures
to chlorpyrifos from currently registered
uses are not safe, EPA categorically
rejects Gharda’s claim that EPA directly
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attacked Gharda’s credibility. EPA finds
it noteworthy that Gharda is unable to
cite to a single source for this claim,
other than a declaration from its
president that simply contains a
verbatim assertion as in the stay request
and offers no further evidence. EPA also
notes that the final rule did not single
out Gharda’s registered chlorpyrifos
products. The final rule itself did not
address any specific chlorpyrifos
registered products or registrants; rather,
the final rule revoked chlorpyrifos
tolerances due to safety concerns with
the chemical, not concerns with any
specific registered product or individual
company. Therefore, EPA finds no basis
whatsoever for Gharda’s claim that EPA
attacked its credibility and thereby
injured Gharda’s reputation.
Second, Gharda asserts that because
the final rule disregarded written
commitments by Gharda prior to the
final rule to modify Gharda’s label
consistent with EPA’s proposal in the
2020 PID, and because ‘‘Gharda assured
its customers that it was working
cooperatively with EPA to reach
agreement that would allow for many
continued agricultural uses,’’ Gharda
suffered reputational injury and a loss of
customer goodwill. (Id. at pgs. 7 and 8)
As already discussed in Unit
VII.C.1.b.ii. of this Order, EPA entered
into such discussions with Gharda in a
good-faith effort to determine if the
safety issues identified in EPA’s record
on chlorpyrifos by the Ninth Circuit
could be resolved in a sufficient and
timely manner to allow for the
modification of tolerances by the Court’s
imposed timeline. However, it simply
was not practicable for EPA to complete
any modifications or voluntary
cancelations in time to inform the final
rule and meet the Ninth Circuit’s
deadline. Furthermore, at no point
during its discussions with Gharda did
EPA make a binding commitment to
modify chlorpyrifos tolerances instead
of revoking them altogether. To the
extent that Gharda informed its
customers that EPA would modify
chlorpyrifos tolerances instead of
revoking them, that was an independent
business decision made entirely by
Gharda, and EPA cannot be held
accountable for any consequences of
that decision. Any reputational injuries
suffered by Gharda as a result of
assurances they provided their
customers that EPA would modify
chlorpyrifos tolerances are wholly
attributable to Gharda.
Third, Gharda argues that in light of
the scientific record for chlorpyrifos,
neither Gharda nor its customers
expected EPA to revoke all tolerances,
and that EPA’s decision to do so ‘‘has
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cast doubt on Gharda’s credibility and
resulted in a loss of customer goodwill.’’
(Id.) EPA’s review of the scientific
record is already extensively detailed in
the final rule and elsewhere in this
Order, and EPA has made clear that
based on its review of that record, it is
unable to conclude that chlorpyrifos
tolerances are safe due to the extent of
currently registered uses. EPA also notes
that chlorpyrifos has been subject to
regulatory scrutiny since at least the
2007 Petition, and that on October 28,
2015 ((80 FR 69080, November 6, 2015)
(FRL–9954–65)), EPA issued a proposed
rule to revoke all tolerances for
chlorpyrifos. EPA also reiterates that the
2020 PID made clear that while
chlorpyrifos applications could
potentially be limited to 11 specific uses
in specific geographic areas to reduce
aggregate exposures to safe levels, all
other existing uses of chlorpyrifos
would need to be cancelled under that
proposed scenario. Finally, EPA notes
that the Ninth Circuit rejected EPA’s
previous attempt to leave tolerances in
place based on an argument that the
petitioners had failed to provide
sufficient data to support revoking the
tolerances and found that the burden
was on EPA to demonstrate that the
tolerances were safe in order to leave
them in place. The Court ordered EPA
to act on the 2007 Petition by granting
it and issuing a final rule concerning
chlorpyrifos tolerances, and therefore, a
realistic potential outcome of this order
was that EPA might revoke some or all
of the chlorpyrifos tolerances. As a
result, Gharda had fair warning that
EPA might revoke tolerances for
chlorpyrifos via the final rule. Also, as
noted in the preceding paragraph, any
injury arising from Gharda’s speculative
discussions with its customers is an
injury of Gharda’s own making and not
EPA’s rule.
Fourth, Gharda argues that the final
rule could result in long-term harm to
Gharda due to ‘‘the stigma attached to
the unfounded public statements by
EPA that its action was taken ‘to ensure
children, farmworkers, and all people
are protected from the potentially
dangerous consequences of
[chlorpyrifos],’ and ‘follow[s] the
science and put[s] health and safety
first.’ ’’ (Id. at pg. 8, citing Ref. 57) The
Sugarbeet Associations make a similar
argument, claiming that because the
final rule revoked chlorpyrifos
tolerances despite the proposal in the
2020 PID concerning the 11 uses of
chlorpyrifos identified by EPA, the
sugarbeet industry is likely to suffer
reputational harm in the form of ‘‘illwill . . . from customers and the
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public.’’ It is not clear to EPA why that
would be the case. The final rule makes
no mention of Gharda or the Sugarbeet
Associations at all and includes only a
single reference to sugarbeets in its
discussion of the 2020 DWA. (See Ref.
1 at pg. 48331) Nowhere in the final rule
does EPA disparage sugarbeets, or single
out chlorpyrifos applications on
sugarbeets as presenting a unique risk to
the public. Quite the opposite: EPA
revoked all chlorpyrifos tolerances due
to its inability to conclude that aggregate
exposures from all chlorpyrifos uses
would be safe. Additionally, while it is
not established that Gharda’s, the
Sugarbeet Associations’ or the sugarbeet
industry’s reputations will suffer as a
result of the final rule, EPA’s view is
that a stay might in fact lead to the
reputational harm the Sugarbeet
Associations and Gharda are seeking to
avoid. As described in the final rule and
reiterated throughout this Order, EPA is
unable to conclude that chlorpyrifos
tolerances are safe for purposes of the
FFDCA, and as of February 28, 2022,
those tolerances will no longer be in
effect. Assuming the Sugarbeet
Associations and their member entities
and Gharda comply with the revocation
and abide by the guidance issued by the
FDA and USDA, EPA sees no reason
why customers or the public should
have any ill will toward these entities
for simply complying with the FFDCA.
On the other hand, if EPA were to stay
the final rule after concluding that
tolerances are unsafe, customers and the
public might have concerns about the
safety of chlorpyrifos residues on food
products, and Gharda’s and the
Sugarbeet Associations’ members’ roles
in making these products available to
the public. Therefore, EPA disagrees
with Gharda and the Sugarbeet
Associations that they and/or the
sugarbeet industry will suffer
irreparable reputational injury due to
the final rule.
iv. Response to Gharda’s due process
argument. Finally, EPA disagrees with
Gharda that EPA has infringed its due
process rights via the final rule. As a
preliminary matter, EPA notes that
Gharda’s stay request omits a key
element of the due process analysis.
Gharda’s request characterizes ‘‘the
deprivation of a legally protectable
property right (i.e., pesticide
registration)’’ as a due process violation.
However, as Gharda itself makes clear in
its Objections to the final rule, any such
deprivation must also be ‘‘unreasonable,
arbitrary or capricious.’’ (Ref. 67 at pg.
37 (citing Nebbia v. New York, 291 U.S.
502, 525 (1934))) As EPA explains in
more detail in Unit VII.C.5.g. of this
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Order, Gharda has failed to provide
information sufficient to establish that
the final rule unfairly or arbitrarily
revoked chlorpyrifos tolerances. EPA
also notes that as a legal matter, the final
rule does not in fact effectuate a
cancellation of Gharda’s registrations.
Instead, the final rule simply revokes
chlorpyrifos tolerances. As a result, it
cannot be said that the final rule
infringed Gharda’s substantive due
process rights and thereby caused
Gharda irreparable harm.
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b. Were the Sugarbeet Associations’ and
Gharda’s cases for a stay frivolous, and
not pursued in good faith?
EPA generally believes that the
Sugarbeet Associations’ and Gharda’s
requests for a stay were made in good
faith and reflect their concern about the
potential implications of the final rule
for their and their represented entities’
business interests and/or ability to
produce food (as the case may be).
Chlorpyrifos has been an available
insecticide for decades, and EPA
recognizes that many growers have
come to rely on it as a tool for
controlling insect pests. Nor is there any
indication in their requests for stay that
the Sugarbeet Associations or Gharda
are making frivolous arguments; EPA’s
impression is that the Sugarbeet
Associations’ and Gharda’s requests for
stay appear to reflect their good-faith
interpretation of 21 CFR 10.35. As
discussed in Unit VIII.B.2.a.iii., EPA
note that chlorpyrifos has been subject
to regulatory scrutiny since at least the
2007 Petition, and that in 2015 EPA
issued a proposed rule to revoke all
tolerances for chlorpyrifos. The 2020
PID also made clear that while
chlorpyrifos applications could
potentially be limited to 11 specific uses
in specific geographic areas to reduce
aggregate exposures to safe levels, all
other existing uses of chlorpyrifos
would need to be cancelled. Finally, the
Ninth Circuit ordered EPA to act on the
2007 Petition by granting it and issuing
a final rule concerning chlorpyrifos
tolerances, and that a realistic potential
outcome of this order was that EPA
might revoke some or all of the
chlorpyrifos tolerances. As a result, the
Sugarbeet Associations and Gharda had
fair warning that EPA might revoke
tolerances for chlorpyrifos via the final
rule. Notwithstanding this fair warning,
however, EPA generally agrees with
these Objectors that their cases for a stay
are not frivolous and are being pursued
in good faith.
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c. Have the Sugarbeet Associations and
Gharda demonstrated sound public
policy grounds supporting a stay?
The Sugarbeet Associations and
Gharda each argue that public policy
grounds support their stay requests,
though EPA notes that the Sugarbeet
Associations combined this factor and
the fourth factor into a single
discussion. Both of these Objectors’
arguments on this point incorporate
several of the arguments raised in their
objections, which were submitted under
separate cover: That good public policy
does not support regulatory decisions
that are at odds with EPA’s ‘‘best
available science’’ and the 2020 PID;
that EPA issued the final rule in a
process that was fundamentally unfair
and marked by bad faith; that EPA
disregarded cancelation procedures,
prior public comments, and interagency
review processes, and abdicated its
responsibility to oversee a lawful and
orderly phase-out of chlorpyrifos
products; and that the final rule will
result in economic harms to U.S.
growers and environmental harms from
increased application of chlorpyrifos
alternatives. Gharda also argues that the
timeframe imposed by the final rule
‘‘will result [in] the needless waste of
safe and wholesome food,’’ (Ref. 67 at
pg. 11) and the Sugarbeet Associations
include a general assertion that
chlorpyrifos ‘‘is used only when and
only as much as necessary.’’ (Ref. 66 at
pg. 9)
EPA finds that the Sugarbeet
Associations and Gharda have failed to
demonstrate sound public policy
grounds supporting a stay of the final
rule. First, EPA notes that most of the
arguments marshaled by the Sugarbeet
Associations and Gharda on this point
are simply restatements of their
objections to the final rule, and that
these Objectors frequently fail to explain
how exactly any particular public policy
is furthered by these objections. For
example, the Sugarbeet Associations
argue that EPA’s alleged failure to
consider relevant scientific information,
as indicated by its decision to revoke
chlorpyrifos despite the 2020 PID, is
itself a reason that the public interest
supports a stay. However, the Sugarbeet
Associations do not elaborate on how or
why that alleged failure relates to sound
public policy or furthers the public
interest or in this particular case,
supports a conclusion that EPA erred in
concluding that chlorpyrifos tolerances
were unsafe. Similarly, Gharda argues
that the final rule will cause significant
hardship to U.S. growers who might
need to rely on more expensive and/or
less effective alternatives to chlorpyrifos
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but does not explain in its stay request
why that is a matter of public interest,
rather than an issue of concern
particular to those growers.
Second, EPA notes by requesting a
stay ‘‘until a final resolution, including
potential judicial review, is reached on
all of the . . . issues raised in [our]
objections,’’ while failing to define what
exactly constitutes a ‘‘final resolution,’’
the Sugarbeet Associations and Gharda
are essentially asking for the final rule
to be stayed indefinitely. Even if EPA
interprets ‘‘final resolution’’ as being
limited to the conclusion of judicial
review of the final rule—which EPA
notes is a much narrower interpretation
than the plain language of these
Objectors’ request—it is extremely
unlikely that this matter would be fully
and finally resolved by the courts for at
least two or three years. FFDCA section
408(h)(1) provides that any person who
will be adversely affected by the final
rule may obtain judicial review in the
relevant U.S. Court of Appeals. Review
in the Court of Appeals may, by itself,
take several years; for example, over a
year and a half elapsed between the
LULAC Petitioners’ and States’ August
7, 2019, petition in the Ninth Circuit for
review of the Denial Order and Final
Order and the Ninth Circuit’s decision
on April 29, 2021. However, the process
could take still longer, since FFDCA
section 408(h)(4) provides that the
judgment of the court affirming or
setting aside the final rule is subject to
review by the Supreme Court of the
United States. Even if the Supreme
Court denies certiorari, significant time
will have elapsed before it could
reasonably be said that there has been
a ‘‘final resolution’’ in terms of judicial
review of the final rule. Furthermore,
EPA is confident in its legal and
scientific analyses, and sees no
compelling policy rationale for staying
the final rule and leaving chlorpyrifos
tolerances in place pending judicial
review. Doing so would only perpetuate
the public’s exposure to the unsafe
levels of chlorpyrifos that the Agency
identified based on its review of the
science and the aggregation of relevant
exposures from all currently registered
uses, all to mitigate the potential for
impacts to Gharda and/or the sugarbeet
industry. EPA’s position is that there are
no sound public policy grounds
supporting such a course of action.
It is also clear to EPA that the
Sugarbeet Associations’ and Gharda’s
ultimate goal with respect to their stay
requests is the rescission or revocation
of the final rule. This is evident from the
fact that the Sugarbeet Associations and
Gharda incorporate many of the
arguments made in their objections,
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which request that the final rule be
immediately or summarily reversed, and
from Gharda’s stay request, which
discusses the economic losses Gharda
will allegedly face if the final rule is not
‘‘reversed or rescinded.’’ To the extent
the Sugarbeet Associations and Gharda
are seeking to utilize the stay process to
rescind the final rule, EPA notes that
there is no need for EPA to stay the final
rule simply to give the Sugarbeet
Associations and Gharda more time to
file litigation seeking rescission. EPA
has outlined the relevant judicial review
process in the preceding paragraph, and
notes that there is no barrier to the
Sugarbeet Associations and Gharda
deciding to pursue judicial review of the
final rule through a challenge to this
Order. Nor does EPA believe that any
public policy interest is furthered by
such a course of action.
In light of the foregoing, EPA has
significant concerns that the Sugarbeet
Associations and Gharda are seeking to
use the stay process to compel the
consideration of factors not permitted
by the FFDCA, thereby keeping
chlorpyrifos tolerances in place despite
EPA’s inability to make the safety
finding required by the FFDCA and the
Ninth Circuit. By arguing that public
policy grounds favor an effectively
indefinite stay of the final rule due to
the potential for economic harm, the
Sugarbeet Associations and Gharda are
asking EPA to keep chlorpyrifos
tolerances in place despite EPA’s
inability to make a statutorily required
safety finding for these tolerances and
despite the fact that the FFDCA safety
standard does not permit consideration
of economic costs or benefits. This is a
significant request, and EPA expects any
party making such a request to
demonstrate in detail how it furthers the
public interest. However, as noted in the
preceding paragraph, the Sugarbeet
Associations and Gharda fail to
sufficiently explain how the stay request
is in the public interest at all, much less
how any such public interest warrants
deviating from the plain language of the
FFDCA. EPA’s position is that there are
in fact overwhelming public policy
grounds supporting EPA’s reliance on
the plain language of the FFDCA,
particularly given the public health
concerns underlying that statute.
Specifically, there is a significant
public policy argument in favor of the
Agency fulfilling its statutory obligation
to follow the law as it was enacted by
Congress. As enacted by Congress,
section 408 of the FFDCA is clear that
in order to leave tolerances in place,
EPA must determine that there is a
reasonable certainty that no harm will
result from aggregate exposures to
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chlorpyrifos, including all anticipated
dietary exposures and all other
exposures for which there is reliable
information. If the tolerances are not
safe, EPA must modify or revoke them;
any tolerances so modified, however,
must also be safe. As discussed
throughout this document, the FFDCA
does not permit consideration of
economic factors in the Agency’s
determination of safety. There is a
compelling public policy argument that
EPA must act in accordance with
Congress’ intent, as evidenced by the
plain language of the statute. As a result,
EPA’s analysis in the final rule was
necessarily limited to an assessment of
aggregate exposures, including dietary,
residential, and drinking water
exposures, as instructed by the statute.
Because EPA could not determine that
such aggregate exposures were safe, EPA
revoked tolerances for chlorpyrifos.
Furthermore, EPA notes that to
disregard the clear statutory language
would also entail turning a blind eye to
EPA’s inability to find that chlorpyrifos
tolerances are safe. That is, EPA taking
action in direct contravention of the
FFDCA is not only poor public policy
from an administrative law standpoint,
but also from a public health
perspective. EPA considers the
protection of public health to be a
matter of overwhelming importance and
is not inclined to so readily disregard its
own inability to conclude that
chlorpyrifos tolerances are safe.
Notwithstanding, EPA is not saying
that it is precluded from ever delaying
an effective date of a tolerance
revocation rule. In a proposed order
granting objections to revoke sulfuryl
fluoride tolerances, EPA proposed to
phase-out tolerances over varying
periods of time due to lack of
alternatives and the relatively low
contribution of harm coming directly
from the use of the pesticide itself as
opposed to naturally occurring fluoride.
(See Sulfuryl Fluoride; Proposed Order
Granting Objections to Tolerances and
Denying Request for a Stay (76 FR 3422,
January 19, 2011 (FRL–8867–9))) But
that is not the case here: For
chlorpyrifos, the use of the pesticide
itself is directly contributing to harmful
aggregate exposures, there are some
alternatives, and EPA has already
delayed the expiration of the revoked
tolerances. Therefore, EPA concludes
that there are not compelling public
policy grounds to further delay in light
of the Agency’s finding that the
chlorpyrifos tolerances are not safe.
With respect to Gharda’s argument
that the final rule will ‘‘result [in] the
needless waste of safe and wholesome
food,’’ EPA notes that Gharda is
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incorrect. FFDCA section 408(l)(5)
provides for the continued distribution
of food treated with chlorpyrifos as long
as the conditions in that provision are
met. Moreover, FDA has developed
guidance describing how FDA intends
to monitor any foods containing
chlorpyrifos residues and detailing
intentions concerning enforcement.
(Ref. 65) As a general matter,
implementation of the FDA guidance
will not result in the ‘‘needless waste’’
of food since foods treated with
chlorpyrifos prior to the expiration of
the tolerances on February 28, 2022,
will continue to move through the
channels of trade for the next few years
consistent with the terms of section
408(l)(5) and the guidance. Therefore, as
implemented, EPA does not anticipate
that the final rule will result in the
disposal of massive amounts of foods
treated with chlorpyrifos, or in any
‘‘needless waste.’’
Finally, while the Sugarbeet
Associations include a general assertion
that chlorpyrifos ‘‘is used only when
and only as much as necessary,’’ EPA
again notes that the Sugarbeet
Associations fail to demonstrate how
that assertion supports a determination
that sound public policy grounds
support a stay of the final rule. EPA has
provided significant detail in the final
rule and in this Order describing the
analysis supporting its revocation of
revoking chlorpyrifos tolerances, which
analysis included consideration of
estimated exposures from all approved
uses of chlorpyrifos.
d. Is the delay resulting from the stay
outweighed by public health concerns
or other public interests?
The Sugarbeet Associations and
Gharda each argue that the delay
resulting from a stay is not outweighed
by public health concerns or other
public interests, though as noted the
Sugarbeet Associations combined this
factor and the third factor into a single
discussion. Gharda’s arguments in
support of this factor are brief and
conclusory. Gharda argues that ‘‘[t]here
are no public health or other public
interests that will be adversely impacted
by granting a stay,’’ referencing back to
its arguments that the final rule is at
odds with the 2020 PID, that EPA
incorrectly applied the 10X FQPA safety
factor, and that the final rule will result
in economic and environmental harms.
(Ref. 67 at pg. 11) Similarly, the
Sugarbeet Associations state that the
‘‘weighing of the public interest
supports a stay’’ based on the potential
economic harm to growers if no stay is
granted, as well as ‘‘the corresponding
lack of public health or public interest
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counseling against a stay.’’ (Ref. 66 at
pg. 9)
EPA disagrees with the Sugarbeet
Associations and Gharda and finds that
the delay resulting from an effectively
indefinite stay of the final rule is
outweighed by public health concerns
and other public interests. First, EPA
strongly disagrees with the Sugarbeet
Associations and Gharda that there are
no public health concerns or other
public interests counseling against a
stay. Most obviously, EPA is unable to
conclude that chlorpyrifos tolerances
are safe for purposes of the FFDCA.
Continued use of chlorpyrifos on food
in accordance with the current labels
will continue to cause aggregate
exposures that are not safe. While
FFDCA section 408(l)(5) and the FDA’s
Channels of Trade guidance will
continue to allow some foods treated
with chlorpyrifos to move through the
channels of trade, the revocation and
expiration of the tolerances will ensure
that no chlorpyrifos is used on food
after the expiration, thus, limiting the
ultimate universe of foods that may
contain chlorpyrifos residues to less
than what would be available if EPA
stayed the rule. Moreover, the final
rule’s revocation of chlorpyrifos
tolerances, which precludes continued
application to food crops, would also
prevent additional contributions of
chlorpyrifos from ending up in drinking
water due to its use on food. EPA does
not take lightly the FFDCA’s clear
mandate that tolerances may only be left
in place if they are safe and views the
safety of pesticide chemical residues on
food as a significant public health
concern and a matter of overwhelming
public interest.
Nor have the Sugarbeet Associations
or Gharda presented any persuasive
evidence in support of this position.
The Sugarbeet Associations simply state
that there is a ‘‘lack of public health or
public interest counseling against a
stay,’’ and provide no support
whatsoever for this proposition. Gharda
makes a similar assertion, and then
includes a few sentences briefly
referencing arguments made in its
objections. However, Gharda does not
identify how these points, which appear
to be made almost in passing, support
their argument that there is a complete
absence of public health or other public
interests that will be adversely impacted
by granting a stay.
Second, EPA is unsettled by the openended nature of the Sugarbeet
Associations’ and Gharda’s stay
requests, which ask EPA to stay the final
rule ‘‘until a final resolution, including
potential judicial review, is reached on
all of the . . . issues raised in [our]
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objections.’’ EPA notes that neither
Objector defines or otherwise limits
what exactly might constitute such a
‘‘final resolution,’’ particularly since
their requests include, but are not
limited to, potential judicial review. As
a result, EPA views Objectors’ request as
at best an indefinite stay of the final
rule, and at worst as an attempt to
effectively rescind the final rule via the
stay process—all in direct contravention
of a statutory mandate that requires EPA
to determine that tolerances are safe in
order to leave them in place. While EPA
does not necessarily require requests for
stays to include a specific timeframe for
the duration of the requested stay, EPA
does not believe that the public interest
is served by granting a stay with such
ill-defined parameters. This is
particularly true where, as is the case
here, the subject matter bears directly on
public health concerns. If EPA were to
indulge Objectors’ requests and stay the
final rule on this basis, and after several
years Objectors exhaust their judicial
avenues for challenging the final rule,
Objectors could nonetheless continue to
assert that any or all of the specific
issues raised in their objections have not
been fully resolved and that the stay
should continue. As a result, EPA
would necessarily have to agree to a
definable endpoint for the stay. EPA
cannot agree to this indefinite
postponement, particularly in light of its
inability to conclude that chlorpyrifos
tolerances are safe.
Finally, EPA recognizes that the
Sugarbeet Associations’ and Gharda’s
requests ask EPA to continue relying on
the precise approach for which EPA was
so recently and explicitly chastised by
the Ninth Circuit. That is, EPA is asked
to set aside the final rule in order to
engage in ‘‘further factfinding after
thirteen years of interminable delay,’’
which the Ninth Circuit stated, ‘‘would
make a mockery, not just of this Court’s
prior rulings and determinations, but of
the rule of law itself.’’ (LULAC, 996 F.3d
at pg. 702) In light of the Ninth Circuit’s
clear frustration with EPA for its long
delay, EPA is unwilling to return to an
approach that would result in further
delay for more study of chlorpyrifos
tolerances, all in pursuit of an
amorphous ‘‘final resolution’’ of the
Sugarbeet Associations’ and Gharda’s
various concerns. As reiterated several
times herein, EPA is unable to conclude
that chlorpyrifos tolerances are safe. The
statute does not permit EPA to leave
tolerances in place when it cannot
conclude that they are safe. As a result,
EPA refuses to further delay revoking
chlorpyrifos tolerances.
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e. Denial of the Sugarbeet Associations’
and Gharda’s Stay Requests
As stated in the regulation, the
Agency shall grant a stay if all four of
the criteria in 21 CFR 10.35(e) are
satisfied. As explained previously, EPA
find that the Sugarbeet Associations and
Gharda have failed to satisfy three of the
four criteria in 21 CFR 10.35(e).
Consequently, EPA denies the Sugarbeet
Associations’ and Gharda’s requests for
a stay of the final rule.
IX. Earthjustice Feedback and
Comments
A. Overview
On October 28, 2021, prior to the
close of the objections period,
Earthjustice submitted a document
titled LULAC Petitioners’ Feedback on
the Environmental Protection Agency’s
Chlorpyrifos Tolerance Revocation Rule
and Comments on Growers’ Objections
on behalf of the following 12 public
interest groups: League of United Latin
American Citizens, NRDC, PANNA,
California Rural Legal Assistance
Foundation, Farmworker Association of
Florida, Farmworker Justice,
GreenLatinos, Labor Council for Latin
American Advancement, Learning
Disabilities Association of America,
National Hispanic Medical Association,
Pineros y Campesinos Unidos del
Noroeste, and United Farm Workers.
(Ref. 69) Earthjustice previously
submitted objections to the 2017 Order
Denying Petition on behalf of these
same 12 public interest groups in June
2017. Earthjustice also represented these
12 public interest groups in their
lawsuit challenging the 2017 Order
Denying Petition and the 2019 Order
Denying Objections to Petition Denial
before the Ninth Circuit Court of
Appeals, in which they sought to have
the chlorpyrifos tolerances revoked.
Notably, Earthjustice does not object
to the final rule’s revocation of
tolerances for chlorpyrifos. On the
contrary Earthjustice’s submission says
that ‘‘[t]he LULAC petitioners . . .
celebrate EPA’s action.’’ (Id. at pg. 1)
Rather, these comments are primarily
focused on arguments that Earthjustice
(on behalf of the advocacy groups)
believes the Agency must consider and
address in the event that chlorpyrifos
tolerances would be retained or
reinstated at a future time. For the most
part, Earthjustice reiterates arguments
that it has made previously in its
objections to the 2017 Order Denying
Petition, including that use of 10%
cholinesterase inhibition as the
regulatory endpoint, which EPA used in
the final rule, is underprotective, even
with the retention of the 10X FQPA
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safety factor, and should not be used as
precedent in future registration review
actions for non-food uses of chlorpyrifos
or for other organophosphate pesticides.
Earthjustice asserts that, as a scientific
and legal matter, EPA is unable to make
a finding of reasonable certainty of no
harm using 10% cholinesterase
inhibition as the regulatory endpoint.
Earthjustice alleges that not only does
the science support the conclusion that
neurodevelopmental harms occur below
levels of this regulatory endpoint, but
the record and the Ninth Circuit’s
decision in LULAC foreclosed EPA from
making such a finding. Earthjustice also
takes issues with certain EPA statements
in the final rule, which Earthjustice
argues are intended to ‘‘disparage’’ the
causal link between chlorpyrifos
exposure and neurodevelopmental harm
to children. Earthjustice believes that
these statements are at odds with the
record and unsupported. Finally,
Earthjustice reiterates arguments made
previously in response to EPA’s 2017
Order Denying Petition that the final
rule’s retention of the 10X FQPA safety
factor is not sufficient to ensure
reasonable certainty of no harm to
children.
B. Response to Earthjustice’s Feedback
and Comments
Because EPA is leaving the final rule
in place as promulgated in August 2021
and not leaving any tolerances in place,
EPA does not believe the Earthjustice
comments necessitate a response at this
time. While the comments might be
relevant in the event that tolerances
were retained or in any future action in
which EPA considers petitions to
establish chlorpyrifos tolerances, they
are not relevant to a final rule that
revokes tolerances. EPA does not need
to address any of these comments as
part of this Order, as they are not ripe
for consideration at this time.
X. Conclusion
For all of the reasons specified in Unit
VI., VII., and VIII. of this document,
EPA denies, in full, the objections and
requests for hearing on those objections
and requests for stay, respectively.
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XI. Regulatory Assessment
Requirements
As indicated previously, this action
announces the Agency’s order denying
objections filed under the FFDCA
section 408. As such, this action is an
adjudication and not a rule. The
regulatory assessment requirements
imposed on rulemaking do not,
therefore, apply to this action.
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XII. Congressional Review Act (CRA)
The CRA, 5 U.S.C. 801 et seq., does
not apply to this Order because this
action is not a rule for purposes of 5
U.S.C. 804(3).
XIII. References
The following is a listing of the
documents that are specifically
referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket, even if the referenced
document is not physically located in
the docket. For assistance in locating
these other documents, please consult
the person listed under FOR FURTHER
INFORMATION CONTACT.
1. U.S. EPA. Chlorpyrifos; Tolerance
Revocations; Final Rule. Federal
Register. 86 FR 48315, August 30, 2021
(FRL–5993–04–OSCPP).
2. U.S. EPA (2020). Chlorpyrifos: Third
Revised Human Health Risk Assessment
for Registration Review. September 22,
2020. Available at https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0944.
3. U.S. EPA (2000). Available Information on
Assessing Exposure From Pesticides In
Food: A User’s Guide. June 21, 2000.
Available at https://www.doh.wa.gov/
Portals/1/Documents/4000/PASW_
exposurefood.pdf.
4. U.S. EPA, Office of Research and
Development (2000). Benchmark Dose
Technical Guidance Document. External
Review Draft. October 2000. EPA
Document ID. No. EPA/630/R–00/001.
5. FIFRA Science Advisory Panel (2002).
Methods Used to Conduct a Preliminary
Cumulative Risk Assessment for
Organophosphate Pesticides. Final
Report from the FIFRA Scientific
Advisory Panel Meeting of February 5–
7, 2002. Report dated March 19, 2002.
Available at https://archive.epa.gov/
scipoly/sap/meetings/web/pdf/final4.pdf.
6. FIFRA Science Advisory Panel (2005).
Final Report on Preliminary N-Methyl
Carbamate Cumulative Risk Assessment.
Final Report from the FIFRA Scientific
Advisory Panel Meeting of August 23–
25, 2005. Report dated October 13, 2005.
Available at: https://www.epa.gov/
scipoly/sap/2005/august/minutes.pdf.
7. U.S. EPA (2018). Science in Action:
Physiologically-Based Pharmacokinetic
(PBPK) Models. February 2018.
Available at https://www.epa.gov/sites/
default/files/2018-02/documents/pbpk_
factsheet_feb2018_0.pdf.
8. U.S. EPA (2014). Guidance for Applying
Quantitative Data to Develop DataDerived Extrapolation Factors for
Interspecies and Intraspecies
Extrapolation. September 2014. EPA
Document ID No. EPA/100/R–14/002F.
Available at: https://www.epa.gov/sites/
default/files/2015-01/documents/ddeffinal.pdf.
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9. U.S. EPA (2002). Determination of the
Appropriate FQPA Safety Factor(s) For
Use in the Tolerance Assessment.
February 28, 2002. Available at: https://
www.epa.gov/sites/default/files/2015-07/
documents/determ.pdf.
10. U.S. EPA (1996). Residue Chemistry Test
Guidelines: OPPTS 860.1500 Crop Field
Trials. August 1996. EPA Document ID
No. 712–C–96–183. Available at: https://
www.regulations.gov/document/EPAHQ-OPPT-2009-0155-0013.
11. U.S. EPA (2000). Choosing a Percentile of
Acute Dietary Exposure as a Threshold
of Regulatory Concern. March 16, 2000.
Available at: https://www.epa.gov/
pesticide-science-and-assessingpesticide-risks/choosing-percentileacute-dietary-exposure.
12. FIFRA Scientific Advisory Panel (2020).
Approaches for Quantitative Use of
Surface Water Monitoring Data in
Pesticide Drinking Water Assessments.
Final Report from the FIFRA Scientific
Advisory Panel Meeting of November
19–21, 2019. Report dated February 18,
2020. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2019-0417-0019.
13. U.S. EPA (2020). Framework for
Conducting Pesticide Drinking Water
Assessments for Surface Water.
September 2020. Available at: https://
www.epa.gov/sites/default/files/2020-09/
documents/framework-conductingpesticide-dw-sw.pdf.
14. U.S. EPA (2001). General Principles for
Performing Aggregate Exposure and Risk
Assessments. November 28, 2001.
Available at: https://www.epa.gov/sites/
default/files/2015-07/documents/
aggregate.pdf.
15. U.S. EPA (2020). Appendix B. Case Study
for Integrating a Distributional Approach
to Using Percent Crop Area (PCA) and
Percent Crop Treated (PCT) into
Drinking Water Assessment. June 2020.
Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2020-0279-0002.
16. U.S. EPA (2012). Standard Operating
Procedures for Residential Pesticide
Exposure Assessment. October 2012.
Available at: https://www.epa.gov/sites/
default/files/2015-08/documents/usepaopp-hed_residential_sops_oct2012.pdf.
17. U.S. EPA (2000). Office of Pesticide
Programs Science Policy on: The Use of
Data on Cholinesterase Inhibition for
Risk Assessments of Organophosphorous
and Carbamate Pesticides. August 18,
2000. Available at: https://www.epa.gov/
sites/default/files/2015-07/documents/
cholin.pdf.
18. U.S. EPA (2011). Chlorpyrifos:
Preliminary Human Health Risk
Assessment for Registration Review. June
30, 2011. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0025.
19. U.S. EPA (2016). Office of Pesticide
Programs’ Framework for Incorporating
Human Epidemiologic & Incident Data in
Risk Assessments for Pesticides.
December 28, 2016. Available at: https://
www3.epa.gov/pesticides/EPA-HQ-OPP2008-0316-DRAFT-0075.pdf.
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20. U.S. EPA (2014). Chlorpyrifos: Revised
Human Health Risk Assessment for
Registration Review. December 29, 2014.
Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0195.
21. FIFRA Scientific Advisory Panel (2012).
Scientific Issues Associated with
Chlorpyrifos. Final Report from the
FIFRA Scientific Advisory Panel Meeting
of April 10–12, 2012. Report dated July
11, 2012. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2012-0040-0029.
22. FIFRA Scientific Advisory Panel (2016).
Analysis of Biomonitoring Data. Final
Report from the FIFRA Scientific
Advisory Panel Meeting of April 19–21,
2016. Report dated July 20, 2016.
Available at: https://www.epa.gov/sites/
default/files/2016-07/documents/
chlorpyrifos_sap_april_2016_final_
minutes.pdf.
23. U.S. EPA (2020). The Use of New
Approach Methodologies (NAMs) to
Derive Extrapolation Factors and
Evaluate Developmental Neurotoxicity
for Human Health Risk Assessment.
August 25, 2020. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2020-0263-0033.
24. FIFRA Scientific Advisory Panel (2020).
Peer Review of the Use of New Approach
Methodologies (NAMs) to Derive
Extrapolation Factors and Evaluate
Developmental Neurotoxicity for Human
Health Risk Assessment. Final Report
from the FIFRA Scientific Advisory
Panel Meeting of September 15–18, 2020.
Report dated December 15, 2020.
Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2020-0263-0054.
25. U.S. EPA (2006). Reregistration Eligibility
Decision for Chlorpyrifos. July 31, 2006.
Available at: https://www3.epa.gov/
pesticides/chem_search/reg_actions/
reregistration/red_PC-059101_1-Jul06.pdf.
26. U.S. EPA (2011). Revised Chlorpyrifos
Preliminary Registration Review
Drinking Water Assessment. June 20,
2011. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0026.
27. U.S. EPA (2014). Updated Drinking Water
Assessment for Registration Review.
December 23. 2014. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0198.
28. U.S. EPA (2016). Chlorpyrifos: Revised
Human Health Risk Assessment for
Registration Review. November 3, 2016.
Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2015-0653-0454.
29. U.S. EPA (2016). Chlorpyrifos Refined
Drinking Water Assessment for
Registration Review. April 14, 2016.
https://www.regulations.gov/document/
EPA-HQ-OPP-2015-0653-0437.
30. U.S. EPA (2020). Updated Chlorpyrifos
Refined Drinking Water Assessment for
Registration Review. September 15,
2020. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0941.
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31. U.S. EPA (2020). Chlorpyrifos Proposed
Interim Registration Review Decision.
December 3, 2020. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2008-0850-0971.
32. FIFRA Scientific Advisory Panel (2008).
The Agency’s Evaluation of the Toxicity
Profile of Chlorpyrifos. Final Report from
the FIFRA Scientific Advisory Panel
Meeting of September 16–18, 2008.
Report dated December 17, 2008.
Available at: https://
www.regulations.gov/docket/EPA-HQOPP-2008-0274-0064.
33. FIFRA Scientific Advisory Panel (2010).
Draft Framework and Case Studies on
Atrazine, Human Incidents, and the
Agricultural Health Study: Incorporation
of Epidemiology and Human Incident
Data into Human Health Risk
Assessment. Final Report from the
FIFRA Scientific Advisory Panel Meeting
of February 2–4, 2010. Report dated
April 22, 2010. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2009-0851-0059.
34. The Petition from NRDC and PANNA,
EPA’s various responses to it, and the
objections submitted on the Petition
denial are available in docket number
EPA–HQ–OPP–2007–1005 at https://
www.regulations.gov.
35. U.S. EPA (2009). Chlorpyrifos Final Work
Plan. September 25, 2009. Available at:
https://www.regulations.gov/document/
EPA-HQ-OPP-2008-0850-0020.
36. American Soybean Association.
Objections, Request for Evidentiary
Hearing, Request to Stay Tolerance
Revocations. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0022.
37. American Sugarbeet Growers Association,
U.S. Beet Sugar Association. Objections
to Decision Revoking All Chlorpyrifos
Tolerances. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0029.
38. Cherry Marketing Institute. Formal
Written Objections and Request for
Evidentiary Hearing for Chlorpyrifos
Tolerance Revocation. Available at:
https://www.regulations.gov/comment/
EPA-HQ-OPP-2021-0523-0024.
39. Gharda Chemicals International, Inc.’s
Objections to the Final Rule Revoking
All Tolerances for Chlorpyrifos.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0028.
40. U.S. EPA, Administrative Law Judge
(2020). Order Urging Electronic Service
and Filing. April 10, 2020. Available at:
https://www.epa.gov/sites/production/
files/2020-05/documents/2020-04-10_-_
order_urging_electronic_service_and_
filing.pdf.
41. Columbia Ministry of Trade, Industry and
Tourism. Comment. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0027.
42. Drexel Chemical Company. Objections,
Request for Stay, Request for Product
Phase Out. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0021.
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43. International Pepper Community.
Comment. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0014.
44. Oregonians for Food & Shelter. Formal
Objections and Request to Stay
Tolerance Revocation of Chlorpyrifos.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0023.
45. Republic of Ecuador. Comments on
Chlorpyrifos: Tolerance Revocations
Rule by the EPA. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0026.
46. National Association of Wheat Growers.
Comment. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0016.
47. Agricultural Retailers Association et al.
Formal Written Objections and Request
to Stay Tolerance Revocations:
Chlorpyrifos. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0007.
48. Cranberry Industry comments on EPA’s
Pesticide Registration Review: Proposed
Interim Decision for Chlorpyrifos.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2008-0850-1075.
49. Minor Crop Farmer Alliance. Objections
to the Revocation of Chlorpyrifos
Tolerances Final Rule. Available at:
https://www.regulations.gov/comment/
EPA-HQ-OPP-2021-0523-0018.
50. CropLife America and Responsible
Industry for a Sound Environment.
Objections, Request for Stay, Request for
Guidance. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0004.
51. U.S. EPA (2021). List of External
Meetings Between EPA and Chlorpyrifos
Stakeholders. Available at: https://
www.regulations.gov/document/EPAHQ-OPP-2021-0523-0002.
52. California Citrus Quality Council.
Objections to the Revocation of
Chlorpyrifos Tolerances Final Rule.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0019.
53. Coalition of Organophosphate (OP)
Registrants. Written Objection on
Chlorpyrifos Tolerance Revocation Final
Rule. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0003.
54. U.S. EPA (2020). EPA Requests
Comments on New Methodologies to
Estimate Pesticide Concentrations in
Surface Waters. January 15, 2020. See
announcement at: https://www.epa.gov/
pesticides/epa-requests-comments-newmethodologies-estimate-pesticideconcentrations-surface-waters.
55. Office of Information and Regulatory
Affairs, Office of Management and
Budget (OMB) (1993). Guidance for
Implementing E.O. 12866. October 12,
1993. Available at: https://
obamawhitehouse.archives.gov/sites/
default/files/omb/assets/inforeg/
eo12866_implementation_guidance.pdf.
56. U.S. EPA (2020). Revised Benefits of
Agricultural Uses of Chlorpyrifos s (PC#
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059101). November 18, 2020. Available
at: https://www.regulations.gov/
document/EPA-HQ-OPP-2008-08500969.
57. U.S. EPA (2021). EPA Takes Action to
Address Risk from Chlorpyrifos and
Protect Children’s Health.
Announcement. August 18, 2021.
Available at: https://www.epa.gov/
newsreleases/epa-takes-action-addressrisk-chlorpyrifos-and-protect-childrenshealth.
58. Republic of Columbia. Comment.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0020.
59. World Trade Organization (WTO). The
WTO Agreement on the Application of
Sanitary and Phytosanitary Measures.
Available at: https://www.wto.org/
english/tratop_e/sps_e/spsagr_e.htm.
60. The Codex website contains a listing of
current chlorpyrifos MRLs. (Last viewed
February 13, 2022). Available at: https://
www.fao.org/fao-whocodexalimentarius/codex-texts/dbs/
pestres/pesticide-detail/en/?p_id=17.
61. WTO (2001). Doha Decision on
Implementation-Related Issues and
Concerns. WT/MIN(01)/17 (2001).
62. Michigan Vegetable Council. Formal
Written Objections and Request to Stay
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Tolerance Revocations: Chlorpyrifos.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0005.
63. U.S. EPA (2022). Frequent Questions
about the Chlorpyrifos 2021 Final Rule.
(Last viewed February 13, 2022).
Available at: https://www.epa.gov/
ingredients-used-pesticide-products/
frequent-questions-about-chlorpyrifos2021-final-rule#question-10.
64. Willard Jack. Formal Written Objections
and Request to Stay Tolerance
Revocations: Chlorpyrifos. Available at:
https://www.regulations.gov/comment/
EPA-HQ-OPP-2021-0523-0013.
65. U.S. FDA (2022). Guidance for Industry:
Questions and Answers Regarding
Channels of Trade Policy for Human
Food Commodities with Chlorpyrifos
Residues. February 2022. Available at:
https://www.fda.gov/regulatoryinformation/search-fda-guidancedocuments/guidance-industry-questionsand-answers-regarding-channels-tradepolicy-human-food-commodities.
66. Sugarbeet Associations. Request for Stay
of Decision Revoking All Chlorpyrifos
Tolerances. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0029.
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67. Gharda. Petition to Stay the Effective Date
of the Revocation of All Tolerances for
Chlorpyrifos. Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0028.
68. U.S. EPA (2021). Chlorpyrifos Revocation
Small Business and Employment
Analysis. August 12, 2021. Available at:
https://www.regulations.gov/docket/
EPA-HQ-OPP-2021-0523.
69. Earthjustice. LULAC Petitioners’
Feedback on the Environmental
Protection Agency’s Chlorpyrifos
Tolerance Revocation Rule and
Comments on Growers’ Objections.
Available at: https://
www.regulations.gov/comment/EPA-HQOPP-2021-0523-0017.
List of Subjects in 40 CFR Part 180
Environmental protection,
Administrative practice and procedure,
Agricultural commodities, Pesticides
and pests, Reporting and recordkeeping
requirements.
Michal Freedhoff,
Assistant Administrator, Office of Chemical
Safety and Pollution Prevention.
[FR Doc. 2022–04139 Filed 2–25–22; 8:45 am]
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[Federal Register Volume 87, Number 39 (Monday, February 28, 2022)]
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[FR Doc No: 2022-04139]
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Vol. 87
Monday,
No. 39
February 28, 2022
Part IV
Environmental Protection Agency
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40 CFR Part 180
Chlorpyrifos; Final Order Denying Objections, Requests for Hearings,
and Requests for a Stay of the August 2021 Tolerance Final Rule; Final
Rule
Federal Register / Vol. 87 , No. 39 / Monday, February 28, 2022 /
Rules and Regulations
[[Page 11222]]
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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 180
[EPA-HQ-OPP-2021-0523; 5993-05-OCSPP]
Chlorpyrifos; Final Order Denying Objections, Requests for
Hearings, and Requests for a Stay of the August 2021 Tolerance Final
Rule
AGENCY: Environmental Protection Agency (EPA).
ACTION: Order.
-----------------------------------------------------------------------
SUMMARY: In response to EPA's August 2021 final rule revoking all
tolerances for the insecticide chlorpyrifos under the Federal Food,
Drug, and Cosmetic Act (FFDCA), several objections, hearing requests,
and requests for stay were filed by numerous parties representing a
wide variety of growers and pesticide users. In this Order, EPA denies
all objections to, requests for hearing on those objections, as well as
requests for stay of the final rule.
DATES: The Order is effective February 28, 2022.
ADDRESSES: The docket for this action, identified by docket
identification (ID) number EPA-HQ-OPP-2021-0523, is available at
https://www.regulations.gov or at the Office of Pesticide Programs
Regulatory Public Docket (OPP Docket) in the Environmental Protection
Agency Docket Center (EPA/DC), West William Jefferson Clinton Bldg.,
Rm. 3334, 1301 Constitution Ave. NW, Washington, DC 20460-0001.
Due to public health concerns related to COVID-19, the EPA/DC and
Reading Room is open to visitors by appointment only. For the latest
status information on EPA/DC services and docket access, visit https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: Elissa Reaves, Pesticide Re-Evaluation
Division (7508P), Office of Pesticide Programs, Environmental
Protection Agency, 1200 Pennsylvania Ave. NW, Washington, DC 20460-
0001; telephone number: 202-566-0700; email address:
[email protected].
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Does this action apply to me?
In this document, EPA denies all objections to, requests for
hearing on those objections, and requests for stay of EPA's August 2021
final rule (Ref. 1) revoking all tolerances for the insecticide
chlorpyrifos under section 408(d) of the Federal Food, Drug, and
Cosmetic Act (FFDCA), 21 U.S.C. 346(d). This action may be of interest
to all parties filing objections, requests for hearing on those
objections, and requests for stay. This action may also be of interest
to agricultural producers, food manufacturers or pesticide
manufacturers, and others interested in food safety issues generally.
The following list of North American Industrial Classification System
(NAICS) codes is not intended to be exhaustive, but rather provides a
guide to help readers determine whether this document applies to them.
Potentially affected entities may include:
Crop production (NAICS code 111).
Animal production (NAICS code 112).
Food manufacturing (NAICS code 311).
Pesticide manufacturing (NAICS code 32532).
Other types of entities not listed in this unit could also be
affected. The NAICS codes have been provided to assist you and others
in determining whether this action might apply to certain entities. If
you have any questions regarding the applicability of this action to a
particular entity, consult the contact listed under FOR FURTHER
INFORMATION CONTACT.
B. What action is the Agency taking?
In this Order, EPA denies all objections to, requests for hearing
on those objections, as well as requests for stay of the August 2021
final rule (Ref. 1). This Order is issued under FFDCA section
408(g)(2)(C), 21 U.S.C. 346a(g)(2)(C)).
Based on information available as of August 20, 2021--the date by
which the U.S. Court of Appeals for the Ninth Circuit (Ninth Circuit)
ordered EPA to issue a final rule concerning chlorpyrifos tolerances--
EPA was unable to conclude that the tolerances for chlorpyrifos
residues were safe in accordance with the FFDCA safety standard. In
other words, EPA could not determine that there was a reasonable
certainty that no harm would result from aggregate exposure to the
pesticide chemical residue, including all anticipated dietary exposures
and all other exposures for which there is reliable information. The
Agency's analysis indicated that aggregate exposures (i.e., exposures
from food, drinking water, and residential exposures), resulting from
currently registered uses, exceeded safe levels. This decision relied
on the well-established 10% red blood cell acetylcholinesterase (RBC
AChE) inhibition as an endpoint for risk assessment and included the
default Food Quality Protection Act (FQPA) tenfold (10X) margin of
safety to account for uncertainties related to the potential for
neurodevelopmental effects to infants, children, and fetuses.
Accordingly, EPA issued a final rule revoking all tolerances for
chlorpyrifos contained in 40 CFR 180.342. (See 86 FR 48315, Aug. 30,
2021) The prepublication of the final rule was issued on August 18,
2021, the final rule was published in the Federal Register on August
30, 2021, and the final rule became effective on October 29, 2021.
Pursuant to the procedures set forth in FFDCA section 408(g)(2),
objections to, requests for evidentiary hearings on those objections,
and/or requests for stays of, the final rule were filed by the persons
listed in Unit V. (each, an Objector, and collectively, the Objectors)
on or before the close of the objections period on October 29, 2021.
(Ref. 1) The Objectors raised challenges to the final rule, including,
for example, objections relating to the scope of the revocations in the
final rule, retention of the additional FQPA Safety Factor, and use of
the 2016 drinking water assessment, as well as raising procedural or
other irrelevant concerns that do not change the basis for the final
rule itself.
Four Objectors requested a hearing on their objections. The
American Soybean Association, American Sugarbeet Growers Association
and U.S. Beet Sugar Association (collectively, ``Sugarbeet
Associations''), and Cherry Marketing Institute each submitted requests
for evidentiary hearings to dispute EPA's revocation of tolerances for
the 11 ``high-benefit'' uses identified in the ``Proposed Interim
Decision for the Registration Review of Chlorpyrifos'' (2020 PID) (Ref.
31)--including soybean uses, sugarbeet uses, and the Michigan tart
cherry industry's use. Gharda also submitted a request for an
evidentiary hearing on an issue related to the assessment of
chlorpyrifos oxon in EPA's aggregate assessment.
Finally, EPA received several written requests for EPA to stay the
effective date of the final rule due to impacts on the agricultural
industry and in order to provide more time for EPA to fully consider
the objections filed.
This Order denies all of the objections, requests for evidentiary
hearings on those objections, and requests for stays of the final rule.
EPA has undertaken a comprehensive analysis of the merits of each of
the Objectors' objections, hearing requests, and requests for stay.
That analysis shows, as set out in Units VI., VII., and VIII. of this
document, respectively, that none of the Objectors' objections support
the claims raised, none of the Objectors' requests for hearing meet the
[[Page 11223]]
regulatory standard for granting a hearing, and none of the Objectors'
requests for stay warrant staying the effective date of the final rule.
There are numerous reasons for EPA's conclusions, for which additional
detail is provided in Units VI., VII., and VIII. of this document.
C. What is the Agency's authority for taking this action?
The procedure for filing objections and requests for hearings
thereon to EPA's final rule and EPA's authority for acting on such
objections is contained in FFDCA section 408(g)(2) (21 U.S.C.
346a(g)(2)) and EPA's regulations at 40 CFR part 178.
II. Statutory and Regulatory Background
In this Unit, EPA provides background on the relevant statutes and
regulations governing pesticides and tolerances, objections, requests
for hearing, and requests for a stay, as well as on pertinent Agency
policies and practices.
Unit II.A. summarizes the requirements and procedures in FFDCA
section 408 and applicable regulations pertaining to pesticide
tolerances, including the procedures for objecting to EPA tolerance
actions and the substantive standards for evaluating the safety of
pesticide tolerances. This unit also discusses the closely-related
statute under which EPA regulates the sale, distribution, and use of
pesticides, the Federal Insecticide, Fungicide, and Rodenticide Act
(FIFRA) (7 U.S.C. 136 et seq.).
Unit II.B. provides an overview of EPA's Office of Pesticide
Programs (OPP) risk assessment process. It contains an explanation of
how EPA identifies the hazards posed by pesticides, how EPA determines
the level of exposure to pesticides that pose a concern (level of
concern), how EPA measures human exposure to pesticides, and how
hazard, level of concern conclusions, and human exposure estimates are
combined to evaluate risk. Further, this unit presents background
information on the Agency's policy on the FQPA safety factor and
acetylcholinesterase (AChE) inhibition.
A. FFDCA/FIFRA and Applicable Regulations
1. General
EPA establishes, modifies, or revokes tolerances for pesticide
residues in food under FFDCA section 408. (21 U.S.C. 346a) A
``tolerance'' represents the maximum level for residues of pesticide
chemicals legally allowed in or on raw agricultural commodities and
processed foods. Without a tolerance or exemption, pesticide residues
in or on food are considered unsafe (21 U.S.C. 346a(a)(1)), and such
food, which is then rendered ``adulterated'' under FFDCA section 402(a)
(21 U.S.C. 342(a)), may not be distributed in interstate commerce. (21
U.S.C. 331(a)) Monitoring and enforcement of pesticide tolerances are
carried out by the U.S. Food and Drug Administration (FDA) and the U.S.
Department of Agriculture (USDA). FFDCA section 408 was substantially
rewritten by the Food Quality Protection Act of 1996 (FQPA), which
added the provisions establishing a detailed safety standard for
pesticides and additional protections for infants and children, among
other things. (Pub. L. 104-170, 110 Stat. 1489 (1996))
EPA also regulates pesticides under FIFRA. (7 U.S.C. 136 et seq.)
While FFDCA authorizes the establishment of legal limits for pesticide
residues in food, FIFRA requires the approval of pesticides prior to
their sale and distribution (Id. at section 136a(a)), and establishes a
registration regime for regulating the use of pesticides. In order for
a pesticide to be registered, EPA must determine that a pesticide
``will not generally cause unreasonable adverse effects on the
environment'', among other things. (Id. at section 136a(c)(5)) The term
``unreasonable adverse effects on the environment'' is defined to
include ``a human dietary risk from residues that results from a use of
a pesticide in or on any food inconsistent with the standard under
section 346a of Title 21.'' (Id. at section 136(bb)) The FFDCA safety
standard was integrated into the FIFRA registration standard in the
FQPA, which also directed that EPA coordinate, to the extent
practicable, revocations of tolerances with pesticide cancellations
under FIFRA. (21 U.S.C. 346a(l)(1))
Also under FIFRA, EPA is required to re-evaluate existing
registered pesticides every 15 years in a process called ``registration
review.'' (7 U.S.C. 136(a)(g)) The purpose of registration review is
``to ensure that each pesticide registration continues to satisfy the
FIFRA standard for registration,'' (40 CFR 155.40(a)(1)) taking into
account changes that have occurred since the last registration
decision, including any new relevant scientific information and any
changes to risk-assessment procedures, methods, and data requirements.
(40 CFR 155.53(a)) To ensure that a pesticide continues to meet the
standard for registration, EPA must determine, based on the available
data, including any additional information that has become available
since the pesticide was originally registered or re-evaluated, that the
pesticide does not cause ``unreasonable adverse effects on the
environment.'' (7 U.S.C. 136a(c)(1), (5); see also 40 CFR 152.50)
2. Safety Standard for Pesticide Tolerances
FFDCA section 408(b)(2) directs that EPA may establish or leave in
effect a tolerance for a pesticide only if it finds that the tolerance
is safe and that EPA must revoke or modify tolerances determined to be
unsafe. (21 U.S.C. 346a(b)(2)(A)(i)) FFDCA section 408(b)(2)(A)(ii)
defines ``safe'' to mean that ``there is a reasonable certainty that no
harm will result from aggregate exposure to the pesticide chemical
residue, including all anticipated dietary exposures and all other
exposures for which there is reliable information.'' (Id. At section
346a(b)(2)(A)(ii)) FFDCA section 408(b)(2)(D) directs EPA, in making a
safety determination, to consider, among other relevant factors
``available information concerning the aggregate exposure levels of
consumers (and major identifiable subgroups of consumers) to the
pesticide chemical residue and to other related substances, including
dietary exposure under the tolerance and all other tolerances in effect
for the pesticide chemical residue, and exposure from other non-
occupational sources.'' (Id. at section 346a(b)(2)(D)(vi)) As the
language indicates, this includes exposure through food, drinking
water, and all non-occupational exposures (e.g., in residential
settings), but does not include occupational exposures to workers
(i.e., occupational).
Risks to infants and children are given special consideration.
Specifically, pursuant to FFDCA section 408(b)(2)(C), EPA must assess
the risk of the pesticide chemical based on ``available information
concerning the special susceptibility of infants and children to the
pesticide chemical residues, including neurological differences between
infants and children and adults, and effects of in utero exposure to
pesticide chemicals''; and available information concerning the
cumulative effects on infants and children of such residues and other
substances that have a common mechanism of toxicity. (21 U.S.C.
346a(b)(2)(C)(i)(II) and (III))
This provision also creates a presumption that EPA will use an
additional safety factor for the protection of infants and children.
Specifically, it directs that ``in the case of threshold effects, ...
an additional
[[Page 11224]]
tenfold margin of safety for the pesticide chemical residue and other
sources of exposure shall be applied for infants and children to take
into account potential pre- and postnatal toxicity and completeness of
the data with respect to exposure and toxicity to infants and
children.'' (21 U.S.C. 346a(b)(2)(C)) EPA is permitted to ``use a
different margin of safety for the pesticide chemical residue only if,
on the basis of reliable data, such margin will be safe for infants and
children.'' (Id.) Due to Congress's focus on both pre- and postnatal
toxicity, EPA has interpreted this additional safety factor as
pertaining to risks to infants and children that arise due to prenatal
exposure as well as to exposure during childhood years. This section
providing for the special consideration of infants and children in
section 408(b)(2)(C) was added to the FFDCA by the FQPA in 1996;
therefore, this additional margin of safety is referred to throughout
this Order as the ``FQPA safety factor (SF)''.
3. Procedures for Establishing, Amending, or Revoking Tolerances
Tolerances are established, amended, or revoked by rulemaking under
the unique procedural framework set forth in FFDCA. Generally, a
tolerance rulemaking is initiated by the party seeking to establish,
amend, or revoke a tolerance by means of filing a petition with EPA.
(See 21 U.S.C. 346a(d)(1)) EPA publishes in the Federal Register a
notice announcing the filing of a petition filing and requesting public
comment. (Id. at section 346a(d)(3)) After reviewing the petition, and
any comments received on it, EPA may issue a final rule establishing,
amending, or revoking the tolerance; issue a proposed rule subject to
public comments and then finalize a rule to do the same; or deny the
petition. (Id. at section 346a(d)(4))
Once EPA takes final action on the petition by either establishing,
amending, or revoking the tolerance or denying the petition, any person
may file objections with EPA and seek an evidentiary hearing on those
objections. (21 U.S.C. 346a(g)(2)) Objections and hearing requests must
be filed within 60 days after EPA takes that action. (Id.) The statute
provides that EPA shall ``hold a public evidentiary hearing if and to
the extent the Administrator determines that such a public hearing is
necessary to receive factual evidence relevant to material issues of
fact raised by the objections.'' (Id. at section 346a(g)(2)(B)) EPA
regulations make clear that hearings will only be granted where it is
shown that there is ``a genuine and substantial issue of fact,'' the
requestor has identified evidence ``which, if established, resolve one
or more of such issues in favor of the requestor,'' and the issue is
``determinative'' with regard to the relief requested. (40 CFR
178.32(b)) EPA's final Order on the objections and requests for hearing
is subject to judicial review. (21 U.S.C. 346a(h)(1)) The statute
directs that tolerance regulations shall take effect upon publication
unless EPA specifies otherwise. (Id. at section 346a(g)(1)) EPA is
authorized to stay the effectiveness of the tolerance if objections are
filed. (Id.) Because EPA does not have its own regulations governing
stay requests, EPA typically evaluates requests for stay under the
criteria set out in FDA's regulations at 21 CFR 10.35(e) due to the
fact that the FFDCA provisions governing EPA's objections and hearings
process were adapted from the similar parallel statutory process
governing FDA objections and hearings.
B. EPA Risk Assessment--Policy and Practice
1. The Safety Determination--Risk Assessment
To assess risk of a pesticide tolerance, EPA combines information
on pesticide toxicity with information regarding the route, magnitude,
and duration of exposure to the pesticide. The risk assessment process
involves four distinct steps, which are discussed in further detail in
this section: (1) Identification of the toxicological hazards posed by
a pesticide; (2) determination of the ``level of concern'' with respect
to human exposure to the pesticide, which includes choosing a point of
departure (PoD) that reflects the adverse health endpoint that is most
sensitive to the pesticide and uncertainty factors; (3) estimation of
human exposure to the pesticide through all applicable routes; and (4)
characterization of risk posed to humans by the pesticide based on
comparison of human exposure to the level of concern. For tolerances,
characterization of risk involves determining whether the tolerances
are safe; if aggregate exposure to humans is greater than the Agency's
determined level of concern, the Agency's determination is that the
tolerances are not safe.
a. Hazard Identification
Any risk assessment begins with an evaluation of a chemical's
potential to cause adverse effects, and whether those properties have
the potential to cause adverse effects (i.e., a hazard identification).
In evaluating toxicity or hazard, EPA reviews toxicity data, typically
from studies with laboratory animals, to identify any adverse effects
on the test subjects. Where available and appropriate, EPA will also
take into account studies involving humans, including human
epidemiological studies. For most pesticides, the animal toxicity
database usually consists of studies investigating a broad range of
endpoints including potential for carcinogenicity, mutagenicity,
developmental and reproductive toxicity, and neurotoxicity. These
studies include gross and microscopic effects on organs and tissues;
functional effects on bodily organs and systems; effects on blood
parameters (such as red blood cell count, hemoglobin concentration,
hematocrit, and a measure of clotting potential); effects on the
concentrations of normal blood chemicals (including glucose, total
cholesterol, urea nitrogen, creatinine, total protein, total bilirubin,
albumin, hormones, and enzymes such as alkaline phosphatase, alanine
aminotransferase, and cholinesterases); and behavioral or other gross
effects identified through clinical observation and measurement. EPA
examines whether adverse effects are caused by different durations of
exposure ranging from short-term (acute) to long-term (chronic)
pesticide exposure and different routes of exposure (oral, dermal,
inhalation). For chlorpyrifos, the Agency examined acute and steady-
state durations because of the potential to cause adverse effects based
on acute (single day, 24 hours) and steady-state (21-day) exposures.
The latter duration is based on the observation in the available
studies for organophosphates (OPs) indicating a consistent pattern of
AChE inhibition that reaches a steady-state (or comes to an
equilibrium) around 2-3 weeks and does not change in studies of longer
duration. (Ref. 2 at pg. 7) Further, EPA evaluates potential adverse
effects in different age groups (adults as well as fetuses and
juveniles). (Ref. 3 at pgs. 8 through 10)
EPA also considers whether the adverse effect has a threshold--a
level below which exposure has no appreciable chance of causing the
adverse effect. For effects that have no threshold, EPA assumes that
any exposure to the substance increases the risk that the adverse
effect may occur.
b. Level of Concern/Dose-Response Analysis
Once a pesticide's potential hazards are identified, EPA determines
a toxicological level of concern for evaluating the risk posed by human
exposure to the pesticide. In this step of the risk assessment process,
EPA
[[Page 11225]]
essentially evaluates the levels of exposure to the pesticide at which
effects might occur. An important aspect of this determination is
assessing the relationship between exposure (dose) and response (often
referred to as the dose-response analysis). EPA follows differing
approaches to identifying a level of concern for threshold and non-
threshold hazards.
i. Threshold effects. In examining the dose-response relationship
for a pesticide's threshold effects, EPA evaluates an array of toxicity
studies on the pesticide. In each of these studies, EPA attempts to
identify the lowest observed adverse effect level (LOAEL) and the no
observed adverse effect level (NOAEL), which by definition is the next
lower tested dose level below the LOAEL. Generally, EPA will use a
NOAEL from the available studies as a starting point (called ``the
Point of Departure'' or ``PoD'') in estimating the level of concern for
humans. At times, however, EPA will use a LOAEL from a study as the
Point of Departure when no NOAEL is identified in that study and the
LOAEL is close to, or lower than, other relevant NOAELs. PoDs are
selected to be protective of the most sensitive adverse toxic effect
for each exposure scenario and are chosen from toxicity studies that
show clearly defined NOAELs or LOAELs and dose-response relationships.
The Point of Departure is, in turn, used in choosing a level of
concern. EPA will make separate determinations as to the Points of
Departure, and corresponding levels of concern, for both short and long
exposure periods as well as for the different routes of exposure (oral,
dermal, and inhalation).
EPA has also used other approaches for choosing the Point of
Departure. One approach, called a benchmark dose, or BMD, estimates a
point along a dose-response curve that corresponds to a specific
response level. (Ref. 4) For example, a BMD10 represents a
10% change from the background or typical value for the response of
concern. In contrast to the NOAEL/LOAEL approach, a BMD is calculated
using a range of dose-response data and thus better accounts for the
variability and uncertainty in the experimental results due to
characteristics of the study design, such as dose selection, dose
spacing, and sample size. In addition to a BMD, EPA generally also
calculates a ``confidence limit'' in the BMD. Confidence limits express
the uncertainty in a BMD that may be due to sampling and/or
experimental error. The lower confidence limit on the dose used as the
BMD is termed the BMDL, which the Agency often uses as the PoD. Use of
the BMDL for deriving the PoD rewards better experimental design and
procedures that provide more precise estimates of the BMD, resulting in
tighter confidence intervals. It also provides a health protective
conservative estimate of the safe dose. Numerous scientific peer review
panels have supported the Agency's application of the BMD approach as a
scientifically supportable method for deriving PoDs in human health
risk assessment, and as an improvement over the historically applied
approach of using NOAELs or LOAELs. (Refs. 5 and 6)
Another approach for deriving Points of Departure uses a
sophisticated model called a physiologically based pharmacokinetic-
pharmacodynamic (PBPK-PD) model. PBPK models are mathematical
descriptions of how a chemical enters the body (e.g., breathing,
drinking, eating); the amount of chemical that gets into the blood; how
the chemical moves between body tissues (e.g., fat, brain) and the
blood; and how the body alters (i.e., metabolizes) and eliminates the
chemical (e.g., via urine, feces). PBPK models incorporate information
about the body's anatomical and physiological structure as well as
biochemical processes into the model structure. EPA uses PBPK models to
better translate animal toxicity data to potential human risks (i.e.,
extrapolation). A PBPK model that describes a chemical in a laboratory
animal species can be used for humans by changing the physiological
parameters. In the case of chlorpyrifos assessment, the PBPK-PD model
is used to derive age-, duration-, and route-specific PoDs that would
have resulted in a maximum RBC AChE inhibition level at 10% in humans.
Rather than converting an animal BMDL to derive a human POD, the PBPK-
PD modeling approach accounts for human physiology, biochemistry, life-
stage, and exposure scenarios to derive human PODs based on predicted
AChE inhibition in humans. (Ref. 7) Numerous Federal Advisory
Committees and external review panels have encouraged the use of such a
modeling approach to reduce inherent uncertainty in the risk assessment
and facilitate more scientifically sound extrapolations across studies,
species, routes, and dose levels. The PBPK-PD model for chlorpyrifos
has undergone extensive peer review by various individual and groups,
including the FIFRA Scientific Advisory Panel (SAP) (discussed in Unit
III.A.3.) Significant improvements have been made to the model over the
years in response to recommendations from the 2008, 2011, and 2012
FIFRA SAPs and comments from both internal and external peer reviewers.
(Ref. 2 at pg. 20)
In estimating and describing the level of concern, the Point of
Departure is at times used differently depending on whether the risk
assessment addresses dietary or non-dietary exposures. For dietary
risks, EPA uses the PoD to calculate an acceptable level of exposure or
reference dose (RfD). The RfD is calculated by dividing the PoD by all
applicable safety or uncertainty factors. Typically, EPA uses a
baseline safety/uncertainty factor of 100X in assessing pesticide risk.
That value includes a factor of 10 (10X) where EPA is using data from
laboratory animals to account for the possibility that humans
potentially have greater sensitivity to the pesticide than animals
(also known as the ``inter-species factor'' or ``inter-species
extrapolation factor'') and another factor of 10X to account for
potential variations in sensitivity among members of the human
population (also known as the ``intra-species factor'' or ``intra-
species extrapolation factor''). These factors may vary if data is
available to indicate that another extrapolation factor would be
appropriate and protective. For example, where a PBPK-PD model using
human parameters is used for deriving Points of Departure, there is no
need for an interspecies factor since the model directly predicts human
Points of Departure based on human physiology and biochemistry, rather
than animal studies. Moreover, because the PBPK-PD model used for
assessing chlorpyrifos accounts for differences in metabolism and
toxicity response across the human population for some age groups and
some subpopulations, the intraspecies extrapolation factor can be
refined in accordance with EPA's 2014 Guidance for Applying
Quantitative Data to Develop Data-Derived Extrapolation Factors for
Interspecies and Intraspecies Extrapolation. (Ref. 8)
Additional safety factors may be added to address data deficiencies
or concerns raised by the existing data. Under the FQPA, an additional
safety factor of 10X is presumptively applied to protect infants and
children, unless reliable data support selection of a different factor.
This FQPA additional safety factor largely replaces EPA's pre-FQPA
practice regarding additional safety factors (e.g., LOAEL to NOAEL
factor or database uncertainty factor), but it might also account for
residual concerns related to pre- and postnatal toxicity or exposure.
(Ref. 9 at pgs. 4 through 11)
[[Page 11226]]
In implementing FFDCA section 408, EPA's Office of Pesticide
Programs, also calculates a variant of the RfD referred to as a
Population Adjusted Dose (PAD). A PAD is the RfD divided by the FQPA
safety factor. (Id. at pgs. 13 through 16) RfDs and PADs are generally
calculated for both acute and chronic dietary risks. Throughout this
document, general references to OPP's calculated safe dose are denoted
as an RfD/PAD.
For non-dietary, and combined dietary and non-dietary, risk
assessments of threshold effects, the toxicological level of concern is
not expressed as an RfD/PAD but rather in terms of an acceptable (or
target) margin of exposure (MOE) between human exposure and the Point
of Departure. The ``margin'' of interest is the ratio between human
exposure and the Point of Departure, which is calculated by dividing
human exposure into the Point of Departure. An acceptable MOE is
generally considered to be a margin at least as high as the product of
all applicable safety factors for a pesticide. For example, if a
pesticide needs a 10X factor to account for potential inter-species
differences, 10X factor for potential intra-species differences, and
10X factor for the FQPA children's safety provision, the safe or target
MOE would be an MOE of at least 1,000. What that means is that for the
pesticide in the example to meet the safety standard, human exposure to
the pesticide would generally have to be at least 1,000 times smaller
than the Point of Departure. Like RfD/PADs, specific target MOEs are
selected for exposures of different durations. For non-dietary
exposures, EPA typically examines short-term, intermediate-term, and
long-term exposures. Additionally, target MOEs may be selected based on
both the duration of exposure and the various routes of non-dietary
exposure--dermal, inhalation, and oral.
ii. Non-threshold effects. For risk assessments for non-threshold
effects, EPA does not use the RfD/PAD or MOE approach to choose a level
of concern if quantification of the risk is deemed appropriate. Rather,
EPA calculates the slope of the dose-response curve for the non-
threshold effects from relevant studies frequently using a linear, low-
dose extrapolation model that assumes that any amount of exposure will
lead to some degree of risk. This dose-response analysis will be used
in the risk characterization stage to estimate the risk to humans of
the non-threshold effect.
c. Estimating Human Exposure
Risk is a function of both hazard and exposure. Thus, equally
important to the risk assessment process as determining the hazards
posed by a pesticide and the toxicological level of concern for those
hazards is estimating human exposure. Under FFDCA section 408, EPA must
evaluate the aggregate exposure to a pesticide chemical residue. This
means that EPA is concerned not only with exposure to pesticide
residues in food but also exposure resulting from pesticide
contamination of drinking water supplies and from use of pesticides in
the home or other non-occupational settings. (See 21 U.S.C.
346a(b)(2)(D)(vi)) This statutory requirement specifically clarifies
that the assessment of dietary exposures includes exposure under the
tolerances at issue, as well as ``all other tolerances in effect for
the pesticide chemical residue''. (Id.) Additionally, EPA must take
into account exposure from ``other related substances.'' (Id.)
i. Exposure from food. There are two critical variables in
estimating exposure in food: (1) The types and amount of food that is
consumed and (2) the residue level in that food. Consumption is
estimated by EPA based on scientific surveys of individuals' food
consumption in the United States conducted by the USDA. (Ref. 3 at pg.
12) Information on residue values comes from a range of sources
including crop field trials, data on pesticide reduction (or
concentration) due to processing, cooking, and other practices,
information on the extent of usage of the pesticide, and monitoring of
the food supply. (Ref. 3 at pg. 17)
In assessing exposure from pesticide residues in food, EPA, for
efficiency's sake, follows a tiered approach in which it, in the first
instance, assesses exposure using the worst-case assumptions that 100%
of the crop or commodity in question is treated with, or exposed to,
the pesticide and 100% of the food from that crop or commodity contains
pesticide residues at the tolerance level. (Ref. 3 at pg. 11) When such
an assessment shows no risks of concern, a more refined risk assessment
is unnecessary. By using worst-case assumptions as a starting point for
risk assessment, EPA's resources are conserved, and regulated parties
are spared the cost of any additional studies that may be needed. The
risk assessments produced using the worst-case assumptions yield
conservative and health-protective outcomes; however, if a first-tier
assessment suggests there could be a risk of concern, EPA then attempts
to refine its exposure assumptions to yield a more realistic picture of
residue values through use of data on the percent of the crop or
commodity actually treated with, or exposed to, the pesticide and data
on the level of residues that may be present on the treated crop or
commodity. These latter data are used to estimate what has been
traditionally referred to by EPA as ``anticipated residues''.
Use of percent crop/commodity treated data and anticipated residue
information is appropriate because EPA's worst-case assumptions of 100%
treatment and residues at tolerance value significantly overstate
residue values. There are several reasons why this is true. First, all
growers of a particular crop would rarely choose to apply the same
pesticide to that crop (some may apply no pesticide; some may apply an
alternative pesticide); generally, the proportion of the crop treated
with a particular pesticide is significantly below 100%. (70 FR 46706,
46731, August 10, 2005) (FRL-7727-4) Second, the tolerance value
represents a high-end or worst-case value. Tolerance values are chosen
only after EPA has evaluated data from experimental trials in which the
pesticide has been used in a manner, consistent with the draft FIFRA
label, that is likely to produce the highest residue in the crop or
food in question (e.g., maximum application rate, maximum number of
applications, minimum pre-harvest interval between last pesticide
application and harvest). (Refs. 3 and 10) These experimental trials
are generally conducted in several locations and involve multiple
samples. (Ref. 10 at pgs. 5 and 7 and Tables 1 and 5) The results from
such experimental trials invariably show that the residue levels for a
given pesticide use will vary from as low as non-detectable to
measurable values in the parts per million (ppm) range with the
majority of the values falling at the lower part of the range. (70 FR
46706 at 46731) EPA uses a statistical procedure to analyze the
experimental trial results and identify the upper bound of expected
residue values. This upper bound value is typically used as the
tolerance value. There may be some commodities for which pesticide
residues come close to the tolerance value where the maximum label
rates are followed, but most generally fall significantly below the
tolerance value. If less than the maximum legal rate is applied,
residues will be even lower. Third, residue values measured at the time
of treatment do not take into account the lowering of residue values
that frequently occurs as a result of degradation over time and through
food processing and cooking.
EPA uses several techniques to refine residue value estimates.
(Ref. 3 at pgs. 17 through 28) First, where appropriate, EPA will take
into account all the
[[Page 11227]]
residue values reported in the experimental trials, either through an
average of all the field trials or consideration of individual field
trials. Second, EPA will consider data showing what portion of the crop
or commodity is not treated with, or exposed to, the pesticide. Third,
data can be produced showing pesticide degradation and decline over
time, and the effect of commercial and consumer food handling and
processing practices. Finally, EPA can consult monitoring data gathered
by the FDA, the USDA, or pesticide registrants, on pesticide levels in
food at points in the food distribution chain distant from the farm,
including retail food establishments. Monitoring data, including data
gathered by USDA's Pesticide Data Program (PDP), generally provide a
characterization of pesticide residues in or on foods consumed by the
U.S. population that closely approximates real-world exposures because
they are sampled closer to the point of consumption in the chain of
commerce than field trial data, which are generated to establish the
maximum level of legal residues that could result from maximum
permissible use of the pesticide immediately after harvest.
Another critical component of the exposure assessment is how data
on consumption patterns are combined with data on pesticide residue
levels in food. Traditionally, EPA has calculated exposure by simply
multiplying average consumption by average residue values for
estimating chronic risks and high-end consumption by maximum residue
values for estimating acute risks. Using average residues is a
realistic approach for chronic risk assessment due to the fact that
variations in residue levels and consumption amounts average out over
time, especially given the nationwide market for food in the United
States. Using average values is inappropriate for acute risk
assessments, however, because in assessing acute exposure situations it
matters how much of each treated food a given consumer eats in the
short-term and what the residue levels are in the particular foods
consumed. Yet, using maximum residue values for acute risk assessment
tends to greatly overstate exposure because it is unlikely that a
person would consume at a single meal multiple food components bearing
high-end residues. To take into account the variations in short-term
consumption patterns and food residue values for acute risk
assessments, EPA uses probabilistic modeling techniques for estimating
exposure when more simplistic models appear to show risks of concerns.
In practice, EPA uses a computer program known as the Dietary
Exposure Evaluation Model and Calendex software with the Food Commodity
Intake Database (DEEM-FCID version 3.16/Calendex) to estimate dietary
exposure from pesticide residues in food by combining data on human
consumption amounts with residue values in food commodities. The model
used for assessment of chlorpyrifos in the 2020 human health risk
assessment (HHRA) incorporated 2003-2008 consumption data from USDA's
National Health and Nutrition Examination Survey/What We Eat in America
database (NHANES/WWEIA). The data are based on the reported consumption
of more than 20,000 individuals over two non-consecutive survey days.
Foods ``as consumed'' (e.g., apple pie) are linked to EPA-defined food
commodities (e.g., apples, peeled fruit--cooked; fresh or N/S (Not
Specified); baked; or wheat flour--cooked; fresh or N/S, baked) using
publicly available recipe translation files developed jointly by USDA
Agricultural Research Service (ARS) and EPA. For chronic exposure
assessment (or in the case of chlorpyrifos, for steady-state exposure
assessment), consumption data are averaged for the entire U.S.
population and within population subgroups; however, for acute exposure
assessment, consumption data are retained as individual consumption
events. Using this consumption information and residue data, the
exposure estimates are calculated for the general U.S. population and
specific subgroups based on age, sex, ethnicity, and region.
All of these refinements to the exposure assessment process, from
use of food monitoring data through probabilistic modeling, can have
dramatic effects on the level of exposure predicted, typically reducing
worst-case estimates by at least 1 or 2 orders of magnitude. (Ref. 11
at pgs. 16 through 17; 70 FR 46706 at 46732)
For chlorpyrifos, EPA has calculated potential risk by using
probabilistic techniques to combine distributions of potential
exposures in sentinel populations. The resulting probabilistic
assessments present a range of dietary exposure/risk estimates. Because
probabilistic assessments generally present a realistic range of
residue values to which the population may be exposed, EPA's starting
point for estimating exposure and risk for such assessments is the
99.9th percentile of the population under evaluation. When using a
probabilistic method of estimating acute dietary exposure, EPA
typically assumes that, when the 99.9th percentile of acute exposure is
equal to or less than the acute PAD (aPAD), the level of concern for
acute risk has not been exceeded. By contrast, where the analysis
indicates that estimated exposure at the 99.9th percentile exceeds the
aPAD, EPA would generally conduct one or more sensitivity analyses to
determine the extent to which the estimated exposures at the high-end
percentiles may be affected by unusually high food consumption or
residue values. (The same assumptions apply to estimates for steady-
state dietary exposure and the steady-state PAD (ssPAD).) To the extent
that one or a few values seem to ``drive'' the exposure estimates at
the high-end of exposure, EPA would consider whether these values are
reasonable and should be used as the primary basis for regulatory
decision making. (Ref. 11)
ii. Exposure from water. (a) Modeling and monitoring data. EPA may
use either or both field monitoring data and mathematical water
exposure models to generate pesticide exposure estimates in drinking
water. Monitoring and modeling are both important tools for estimating
pesticide concentrations in water and can provide different types of
information. Monitoring data can provide estimates of pesticide
concentrations in water that are representative of specific
agricultural or residential pesticide practices and under environmental
conditions associated with a sampling design. Although monitoring data
can provide a direct measure of the concentration of a pesticide in
water, it does not always provide a reliable estimate of exposure
because sampling may not occur in areas with the highest pesticide use,
and/or the sampling may not occur when the pesticides are being used.
When monitoring data meet certain data quantity criteria, EPA has tools
available to quantify the uncertainty in available monitoring data such
that it can be used quantitively to estimate pesticide concentrations
in drinking water. (Ref. 12) Furthermore, monitoring data can be used
in a weight of evidence (WOE) approach with model estimated
concentrations to increase confidence in the conclusions of a drinking
water assessment.
Due often to the limitations in many monitoring studies, EPA uses
mathematical water exposure models to estimate pesticide exposure
levels in drinking water. EPA's models are based on extensive
monitoring data and detailed information on soil properties, crop
characteristics, and weather patterns to estimate water concentrations
in vulnerable locations where the pesticide could be used according to
its label. (Ref. 13 at pgs. 27 and 28) (See also 69 FR 30042, 30058
[[Page 11228]]
through 30065, May 26, 2004) (FRL-7355-7) These models calculate
estimated environmental concentrations of pesticides using laboratory
data that describe how fast the pesticide breaks down to other
chemicals and how it moves in the environment. The modeling provides an
estimate of pesticide concentrations in ground water and surface water.
Depending on the modeling algorithm (e.g., surface water modeling
scenarios), daily concentrations can be estimated continuously over
long periods of time, and for places that are of most interest for any
particular pesticide. Modeling is a useful tool for characterizing
vulnerable sites and can be used to estimate peak concentrations from
infrequent, large rain events.
EPA relies on models it has developed for estimating pesticide
concentrations in both surface water and groundwater. The most common
model used to conduct drinking water assessments is the Pesticide in
Water Calculator (PWC). PWC couples the Pesticide Root Zone Model
(PRZM) and Variable Volume Water Model (VVWM) together to simulate
pesticide fate and transport from the field of application to an
adjacent reservoir. (Ref. 13 at pgs. 27 and 28) The PWC estimates
pesticide concentrations for an index reservoir that is modeled for
site-specific scenarios (i.e., weather and soil data) in different
areas of the country. A detailed description of the models routinely
used for exposure assessment is available from the EPA OPP Aquatic
Models website: https://www.epa.gov/pesticide-science-and-assessing-pesticide-risks/models-pesticide-risk-assessment#aquatic.
In modeling potential surface water concentrations, EPA attempts to
model areas of the country that are vulnerable to surface water
contamination rather than simply model ``typical'' concentrations
occurring across the nation. EPA models exposures occurring in small
highly agricultural watersheds in different growing areas throughout
the country, over a 30-year period. The scenarios are designed to
capture residue levels in drinking water from reservoirs with small
watersheds with a large percentage of land use in agricultural
production. EPA believes these assessments are likely reflective of a
small subset of the watersheds across the country that maintain
drinking water reservoirs, representing a drinking water source
generally considered to be more vulnerable to frequent high
concentrations of pesticides than most locations that could be used for
crop production.
(b) Drinking Water Level of Comparison (DWLOC). The drinking water
level of comparison (DWLOC) is an estimate of the maximum concentration
of the pesticide (and other residues of concern) that may be in
drinking water without triggering a risk concern for human health.
(Ref. 13 at pg. 10) The DWLOC is a benchmark that can be used to guide
refinements of the drinking water assessment (DWA). This value relates
to the concept of the ``risk cup,'' which EPA developed to facilitate
risk refinement when considering aggregate human health risk to a
pesticide. (Ref. 14) The risk cup is the total exposure allowed for a
pesticide considering its toxicity and required safety factors. The
risk cup is equal to the maximum safe exposure for the duration and
population being considered. Exposures exceeding the risk cup are of
potential concern. There are risk cups for each pertinent duration of
exposure (e.g., acute, short-term, chronic). The exposure durations
most commonly of interest for acute or short-term pesticide exposure
risk assessments are 1-day, 4-day, and 21-day averages. For example,
the relevant exposure duration for AChE reversible inhibition from
exposure to N-methyl carbamate insecticides is 1-day, while AChE
irreversible inhibition resulting from exposure to OP insecticides is
usually 21-days based on steady-state kinetics. (Ref. 5)
When using the DWLOC approach, EPA calculates the total exposure
from food consumption and residential (or other non-occupational)
exposures and subtracts this value from the maximum safe exposure
level. The resulting value is the allowable remaining exposure without
the potential for adverse health effect, and this allowable remaining
exposure becomes the remaining space in the ``risk cup'' for pesticide
exposures in drinking water. Knowing this allowable remaining exposure
and the water consumption for each population subgroup (e.g., infants),
the Agency can calculate the DWLOC, which is the estimate of safe
concentrations of pesticides in drinking water. Using this process of
DWLOC calculation allows EPA to determine a target maximum safe
drinking water concentration, which makes it easier to identify
instances where drinking water estimates require refinement. (Ref. 13
at pgs. 19 and 20)
(c) Scale of drinking water assessment. Although food is
distributed nationally, and residue values are therefore not expected
to vary substantially throughout the country, drinking water is locally
derived and concentrations of pesticides in source water fluctuate over
time and location for a variety of reasons. Pesticide residues in water
fluctuate daily, seasonally, and yearly because of the timing of the
pesticide application, the vulnerability of the water supply to
pesticide loading through runoff, spray drift and/or leaching, and
changes in the weather. Concentrations are also affected by the method
of application, the location, characteristics of the sites where a
pesticide is used, the climate, and the type and degree of pest
pressure, which influences the application timing, rate used, and
number of treatments in a crop production cycle.
EPA may conduct a drinking water assessment (DWA) for a national
scale depending on the pesticide use under evaluation. A national-scale
DWA may use a single upper-end pesticide concentration as a starting
point for assessing whether additional refinements are needed or
estimated pesticide concentrations for certain site-specific scenarios
that are associated with locations in the United States vulnerable to
pesticide contamination based on pesticide use patterns. (Ref. 13 at
pg. 22)
EPA may also conduct a regional-scale DWA to focus on areas where
pesticide concentrations may be higher than the DWLOC. Under this type
of assessment, EPA estimates pesticide concentrations across different
regions in the United States that correspond with specific hydrologic
units identified by a unique hydrologic unit code (HUC). For purposes
of assessing chlorpyrifos, EPA evaluated concentrations in the 21 major
geographic areas (or regions) used that comprise the United States.
These areas contain either the drainage area of a major river or a
combined drainage of a series of rivers. This information can be found
at: https://water.usgs.gov/GIS/huc.html. Estimated pesticide
concentrations under this approach would be associated with a
vulnerable pesticide use area somewhere within the evaluated region.
(Ref. 13 at pg. 23)
(d) Refinements to drinking water assessments. Much like the tiered
approach used for assessing exposures of pesticides in food, EPA has
defined four tiers for drinking water assessments. Lower-tiered
assessments are more conservative based on the defaults or upper bound
assumptions and may compound conservatisms, while higher tiers
integrate more available data and provide more realistic estimates of
environmental pesticide concentrations.
These four tiers are generally based on the level of effort, the
amount of data considered, the spatial scale, and the
[[Page 11229]]
certainty in the estimated pesticide concentration. Each successive
tier integrates more focused pesticide, spatial, temporal, agronomic,
and crop-specific information. Tier 1 requires the least amount of
effort and the least amount of data, whereas Tier 4 is resource
intensive, considers a wide range of sources and types of data, and is
spatially explicit. The order in which refinements are considered
(i.e., the order in which the assessment is refined) is pesticide-
specific and depends on the nature and quality of the available data
used to support the refinement. Additional information on the conduct
of drinking water assessments can be found in EPA's ``Framework for
Conducting Pesticide Drinking Water Assessment for Surface Water''
(Drinking Water Framework) (Ref. 13).
As discussed in the Drinking Water Framework, EPA can incorporate
several refinements in higher tiered modeling. Two such refinements are
the percent cropped area (PCA) and the percent crop treated (PCT). The
PCA refers to the amount of area in a particular community water system
that is planted with the crop of interest (e.g., the default assumption
is that the entire watershed is planted with a crop of interest). The
PCT refers to the amount of the cropped area that is treated with the
pesticide of interest (e.g., the default is that the entire cropped
area is treated with the pesticide of interest). With additional use
and usage data, EPA can refine assumptions about the application rate
and PCT for use in modeling to generate estimated drinking water
concentrations (EDWCs) that are appropriate for human health risk
assessment and more accurately account for the contribution from
individual use patterns in the estimation of drinking water
concentrations. The goal of the PCA and PCT refinements are to generate
EDWCs that are appropriate for human health risk assessment that reduce
the magnitude of overestimation due to variability in crops and actual
pesticide usage. (Ref. 15)
iii. Non-occupational (Residential) exposures. Residential
assessments examine exposure to pesticides in non-occupational or
residential settings (e.g., homes, parks, schools, athletic fields, or
any other areas frequented by the general public), based on registered
uses of the pesticide. Exposures to pesticides may occur to persons who
apply pesticides (which is referred to as residential handler exposure)
or to persons who enter areas previously treated with pesticides (which
is referred to as post-application exposure). Such exposures may occur
through oral, inhalation, or dermal routes and may occur over different
exposure durations (e.g., short-term, intermediate-term, long-term),
depending on the type of pesticide and particular use pattern.
Residential assessments are conducted through examination of
significant exposure scenarios (e.g., children playing on treated lawns
or homeowners spraying their gardens) using a combination of generic
and pesticide-specific data. To standardize this process, EPA has
prepared Standard Operating Procedures (SOPs) for conducting
residential assessments on a wide array of scenarios that are intended
to address all major possible means by which individuals could be
exposed to pesticides in a non-occupational environment. (Ref. 16) SOPs
have been developed for many common exposure scenarios including
pesticide treatment of lawns, garden plants, trees, swimming pools,
pets, and indoor surfaces including crack-and-crevice treatments.
The SOPs identify relevant generic data and construct algorithms
for calculating application and post-application exposures in a
residential or non-occupational setting using these generic data in
combination with pesticide-specific information. The generic data
typically involve survey data on behavior patterns (e.g., activities
conducted on turf and time spent on these activities) and transfer
coefficient data (i.e., data measuring the amount of pesticide that
transfers from the environment to humans during some activity).
Specific information on pesticides can include information on residue
levels as well as information on environmental fate such as degradation
data.
Once EPA assesses all the potential exposures from all applicable
residential exposure scenarios, EPA selects the highest exposure
scenario for each exposed population to calculate representative risk
estimates for use in the aggregate exposure assessment. Those specific
exposure values are then combined with the life-stage appropriate
exposure values provided for food and drinking water to determine
whether a safety finding can be made.
iv. Aggregate exposures. The aggregate exposure assessment process
considers exposure through multiple pathways or routes of exposure
(e.g., food, water, and residential) for different sub-populations
(e.g., infants, children ages 1 through 6) and exposure duration or
types of effects (e.g., acute noncancer effects (single dose), chronic
noncancer effects, and cancer). The aggregated exposure assessments can
be deterministic (levels of exposure for each pathway are point
estimates), probabilistic (levels of exposure are a distribution for a
given population), or a combination of the two and are dependent on the
level of refinement or assessment tier.
EPA evaluates aggregate exposure by comparing combined exposure
from all relevant sources to the safe level. Where exposures exceed the
safe level, those levels exceed the risk cup and are of potential
concern. There are risk cups for each pertinent duration of exposure
for a pesticide because the amount of exposure that can be incurred
without adverse health effects will vary by duration (e.g., acute,
short-term, chronic, steady-state). The size of the risk cup is
dependent on the maximum safe exposure for the different relevant
durations (e.g., acute, short-term, intermediate-term, long-term,
steady-state).
d. Risk Characterization
The final step in the risk assessment is risk characterization. In
this step, EPA combines information from the first three steps (hazard
identification, level of concern/dose-response analysis, and human
exposure assessment) to quantitatively estimate the risks posed by a
pesticide. Separate characterizations of risk are conducted for
different durations of exposure. Additionally, separate and, where
appropriate, aggregate characterizations of risk are conducted for the
different routes of exposure (dietary and non-dietary).
Whether exposures will exceed the available space in the risk cup
(i.e., whether exposures are expected to exceed safe levels) is
expressed differently, depending on the type of level of concern (i.e.,
RfD/PAD or MOE) the Agency has identified. For dietary assessments for
which EPA calculates an RfD/PAD, the risk is expressed as a percentage
of the acceptable dose (i.e., the dose which EPA has concluded will be
``safe''). Dietary exposures greater than 100% of the percentage of the
acceptable dose are generally cause for concern and would be considered
``unsafe'' within the meaning of FFDCA section 408(b)(2)(B). For non-
dietary (and combined dietary and non-dietary) risk assessments of
threshold effects, the toxicological level of concern is typically not
expressed as an RfD/PAD, but rather in terms of an acceptable (or
target) Margin of Exposure (MOE) between human exposure and the PoD.
Non-dietary (and combined) exposures that result in an MOE equal to or
exceeding the product of all applicable
[[Page 11230]]
safety factors would not generally be of concern.
As a conceptual matter, the RfD/PAD and MOE approaches are
fundamentally equivalent. For a given risk and given exposure of a
pesticide, if exposure to a pesticide were found to be acceptable under
an RfD/PAD analysis it would also pass under the MOE approach, and
vice-versa. However, for any specific pesticide, risk assessments for
different exposure durations or routes may yield different results.
This is a function not of the choice of the RfD/PAD or MOE approach but
of the fact that the levels of concern and the levels of exposure may
differ depending on the duration and route of exposure.
Where EPA has calculated a DWLOC, the Agency can assess risk by
comparing estimated pesticide concentrations in drinking water to the
DWLOC. As noted previously, an aggregate DWLOC represents the amount of
maximum safe residues of pesticide in drinking water because it
represents the room remaining in the risk cup for drinking water
exposures, after accounting for the food and residential exposures.
When the EDWC is less than the DWLOC, there are no risk concerns for
aggregate exposures because the Agency can conclude that the
contribution from drinking water, when aggregated with food and non-
occupational exposures, will not exceed safe levels of exposure.
Conversely, an EDWC at or exceeding the DWLOC would indicate a risk of
concern, as pesticide exposures in drinking water, when aggregated with
exposures from food and residential exposures, would exceed safe levels
of exposure. (Ref. 14)
For non-threshold risks (generally, cancer risks), EPA uses the
slope of the dose-response curve for a pesticide in conjunction with an
estimation of human exposure to that pesticide to estimate the
probability of occurrence of additional adverse effects. Under FFDCA
section 408, for non-threshold cancer risks, EPA generally considers
cancer risk to be negligible if the probability of increased cancer
cases falls within the range of 1 in 1 million. EPA describes this
quantitative standard as a ``range'' because it does not want to impart
a false precision to numerical cancer risk estimates. EPA seeks to
identify risks differing significantly from a 1 in 1 million risk, and
that involves both a quantitative as well as qualitative assessment of
what a risk estimate represents.
2. EPA Policy on the FQPA Children's Safety Factor
As the summary of EPA's risk assessment practice indicates, the use
of safety factors plays a critical role in the process. This is true
for traditional safety factors to account for potential differences
between animals and humans when relying on studies in animals (inter-
species factor) and potential differences among humans (intra-species
factor), as well as the FQPA's additional 10X children's safety factor.
In implementing the children's safety factor provision, EPA has
interpreted it as imposing a presumption in favor of applying a 10X
safety factor, in addition to the traditional safety factors for inter-
and intra-species extrapolation. (Ref. 9 at pgs. 4 and 11) Thus, EPA
generally refers to the FQPA 10X factor as a presumptive or default 10X
factor. EPA has also made clear, however, that this presumption or
default in favor of the FQPA 10X safety factor is only a presumption.
The presumption can be overcome if reliable data demonstrate that a
different factor is safe for children. (Id.) In determining whether a
different factor is safe for children, EPA focuses on the three factors
listed in section 408(b)(2)(C) of the FFDCA--the completeness of the
toxicity database, the completeness of the exposure database, and
potential pre- and postnatal toxicity. In examining these factors, EPA
strives to make sure that its choice of a safety factor, based on a WOE
evaluation, does not understate the risk to children. (Id. at pgs. 24
through 25 and 35)
3. Acetylcholinesterase Inhibition
Acetylcholinesterase (AChE) inhibition is a disruption of the
normal process in the body by which the nervous system chemically
communicates with muscles and glands. Communication between nerve cells
and a target cell (i.e., another nerve cell, a muscle fiber, or a
gland) is facilitated by the chemical, acetylcholine. When a nerve cell
is stimulated, it releases acetylcholine into the synapse (or space)
between the nerve cell and the target cell. The released acetylcholine
binds to receptors in the target cell, stimulating the target cell in
turn. As EPA has explained, ``the end result of the stimulation of
cholinergic pathway(s) includes, for example, the contraction of smooth
(e.g., in the gastrointestinal tract) or skeletal muscle, changes in
heart rate or glandular secretion (e.g., sweat glands) or communication
between nerve cells in the brain or in the autonomic ganglia of the
peripheral nervous system.'' (Ref. 17 at pg. 10)
AChE is an enzyme that breaks down acetylcholine and terminates its
stimulating action in the synapse between nerve cells and target cells.
When AChE is inhibited, acetylcholine builds up prolonging the
stimulation of the target cell. This excessive stimulation potentially
results in a broad range of adverse effects on many bodily functions
including muscle cramping or paralysis, excessive glandular secretions,
or effects on learning, memory, or other behavioral parameters.
Depending on the degree of inhibition, these effects can be serious or
even fatal.
EPA's cholinesterase inhibition policy statement explains EPA's
approach to evaluating the risks posed by AChE-inhibiting pesticides
such as chlorpyrifos. (Id.) The policy focuses on three types of
effects associated with AChE-inhibiting pesticides that may be assessed
in animal and human toxicological studies: (1) Physiological and
behavioral/functional effects; (2) AChE inhibition in the central and
peripheral nervous system; and (3) AChE inhibition in red blood cells
and blood plasma. The policy discusses how such data should be
integrated in deriving an acceptable dose (e.g., RfD/PAD) for an AChE-
inhibiting pesticide.
After clinical signs or symptoms, AChE inhibition in the nervous
system provides the next most important endpoint for evaluating AChE-
inhibiting pesticides. Although AChE inhibition in the nervous system
is not itself regarded as a direct adverse effect, it is ``generally
accepted as a key component of the mechanism of toxicity leading to
adverse cholinergic effects.'' (Id. at pg. 25) As such, the policy
states that it should be treated as ``direct evidence of potential
adverse effects'' and ``data showing this response provide valuable
information in assessing potential hazards posed by anticholinesterase
pesticides.'' (Id.) Unfortunately, useful data measuring AChE
inhibition in the peripheral nervous system tissues has only been
relatively rarely captured by standard toxicology testing. For central
nervous system effects, however, more recent neurotoxicity studies
``have sought to characterize the time course of inhibition in * * *
[the] brain, including brain regions, after acute and 90-day
exposures.'' (Id. at pg. 27)
AChE inhibition in the blood is one step further removed from the
direct harmful consequences of AChE-inhibiting pesticides. According to
the policy, inhibition of blood AChEs ``is not an adverse effect, but
may indicate a potential for adverse effects on the nervous system.''
(Id. at pg. 28) The policy states that ``[a]s a matter of science
policy, blood cholinesterase data are considered appropriate surrogate
measures of potential effects on peripheral nervous system
[[Page 11231]]
acetylcholinesterase activity in animals, for CNS [central nervous
system] acetylcholinesterase activity in animals when CNS data are
lacking and for both peripheral and central nervous system
acetylcholinesterase in humans.'' (Id. at pg. 29) The policy notes that
``there is often a direct relationship between a greater magnitude of
exposure [to an AChE-inhibiting pesticide] and an increase in incidence
and severity of clinical signs and symptoms as well as blood
cholinesterase inhibition.'' (Id. at pg. 30) Thus, the policy regards
blood AChE data as ``appropriate endpoints for derivation of reference
doses or concentrations when considered in a weight-of-the-evidence
analysis of the entire database * * *.'' (Id. at pg. 29) Between AChE
inhibition measured in red blood cell (``RBC'') or blood plasma, the
policy states a preference for reliance on RBC AChE measurements
because plasma cholinesterase is composed of a mixture of
acetylcholinesterase and butyrylcholinesterase, and inhibition of the
latter is less clearly tied to inhibition of acetylcholinesterase in
the nervous system. (Id. at pgs. 29 and 32)
In the Agency's analysis for chlorpyrifos, EPA used a response
level of 10% RBC AChE inhibition; this value represents the estimated
dose where AChE is inhibited by 10%, compared to untreated animals. For
the last several years EPA has used the 10% value to regulate AChE-
inhibiting pesticides, including other organophosphorous pesticides.
For a variety of toxicological and statistical reasons, EPA chose 10%
RBC AChE inhibition as the response level for use in its PBPK-PD
modeling. (Ref. 2 at pg. 7) EPA analyses have demonstrated that 10% is
a level that can be reliably measured in the majority of rat toxicity
studies; is generally at or near the limit of sensitivity for
discerning a statistically significant decrease in AChE activity across
the brain compartment; and is a response level close to the background.
III. Chlorpyrifos Background
A. Regulatory Background
1. General
a. Chlorpyrifos Uses
Chlorpyrifos (0,0-diethyl-0-3,5,6-trichloro-2-pyridyl
phosphorothioate) is a broad-spectrum, chlorinated organophosphate (OP)
insecticide that has been registered for use in the United States since
1965. (The OPs are a group of closely related pesticides that affect
functioning of the nervous system.) Pesticide products containing
chlorpyrifos are registered for use on many agricultural crops,
including, but not limited to, corn, soybeans, alfalfa, oranges, wheat,
and walnuts. Additionally, chlorpyrifos products are registered for use
on nonfood sites such as ornamental plants in nurseries, golf course
turf, and as wood treatment. There are also public health uses
including aerial and ground-based mosquito adulticide fogger
treatments, use as fire ant control in nursery stock grown in USDA-
designated quarantine areas, and for some tick species that may
transmit diseases such as Lyme disease. The majority of uses in
residential settings were voluntarily canceled over two decades ago
(e.g., 65 FR 76233, December 6, 2000 (FRL-6758-2); 66 FR 47481,
September 12, 2001 (FRL-6799-7)).
b. Chlorpyrifos Risks
i. Acetylcholinesterase (AChE) inhibition. Chlorpyrifos, like other
OP pesticides, affects the nervous system by inhibiting AChE, an enzyme
necessary for the proper functioning of the nervous system, and
ultimately leading to signs of neurotoxicity. This mode of action, in
which AChE inhibition leads to neurotoxicity, is well-established, and
thus has been used as basis for the PoD for OP human health risk
assessments, including chlorpyrifos. This science policy is based on
decades of work, which shows that AChE inhibition is the initial event
in the pathway to acute cholinergic neurotoxicity. (Ref. 17 at pg. 14)
The Agency has conducted a comprehensive review of the available
data and public literature regarding this adverse effect from
chlorpyrifos. (Ref. 18 at pgs. 25 through 27) There are many
chlorpyrifos studies evaluating RBC AChE inhibition or the brain in
multiple lifestages (gestational, fetal, postnatal, and non-pregnant
adult); multiple species (rat, mouse, rabbit, dog, human); methods of
oral administration (oral gavage with corn oil, dietary, gavage via
milk); and routes of exposure (oral, dermal, inhalation via vapor and
via aerosol). In addition, chlorpyrifos is unique in the availability
of AChE data from peripheral tissues in some studies (e.g., heart,
lung, liver). There are also literature studies comparing the in vitro
AChE response to a variety of tissues that show similar sensitivity and
intrinsic activity. Across the database, brain AChE tends to be less
sensitive than RBC AChE or peripheral AChE. In oral studies, RBC AChE
inhibition is generally similar in response to peripheral tissues.
Thus, the in vitro data and oral studies combined support the continued
use of RBC AChE inhibition as the critical effect for quantitative
dose-response assessment.
Female rats tend to be more sensitive than males to these AChE
effects. For chlorpyrifos, there are data from multiple studies which
provide robust RBC AChE data in pregnant, lactating, and non-pregnant
female rats from oral exposure (e.g., developmental neurotoxicity
(DNT), reproductive, and subchronic data).
In addition, studies are available in juvenile pups that show age-
dependent differences, particularly following acute exposures, in
sensitivity to chlorpyrifos and its oxon metabolite. This sensitivity
is not derived from differences in the AChE enzyme itself but instead
are derived largely from the immature metabolic clearance capacity in
the juveniles.
ii. Neurodevelopmental toxicity. In addition to information on the
effects of chlorpyrifos on AChE, there is an extensive body of
information (in the form of laboratory animal studies, epidemiological
studies, and mechanistic studies) studying the potential effects on
neurodevelopment in infants and children following exposure to OPs,
including chlorpyrifos.
There are numerous laboratory animal studies on chlorpyrifos in the
literature that have evaluated the impact of chlorpyrifos exposure in
pre- and postnatal dosing on the developing brain. These studies vary
substantially in their study design, but all involve gestational and/or
early postnatal dosing with behavioral evaluation from adolescence to
adulthood. The data provide qualitative support for chlorpyrifos to
potentially impact the developing mammalian brain with adverse outcomes
in several neurological domains including cognitive, anxiety and
emotion, social interactions, and neuromotor function. It is, however,
important to note that there is little consistency in patterns of
effects across studies. In addition, most of these studies use doses
that far exceed EPA's 10% benchmark response level for RBC AChE
inhibition. There are only a few studies with doses at or near the 10%
brain or RBC AChE inhibition levels; among these only studies from Carr
laboratory at Mississippi State University are considered by EPA to be
high quality. EPA has concluded that the laboratory animal studies on
neurodevelopmental outcomes are not sufficient for quantitatively
establishing a PoD. (Ref. 2 at pgs. 88 and 89)
EPA evaluated numerous epidemiological studies on chlorpyrifos and
other OP pesticides in accordance with the Agency's ``Framework for
[[Page 11232]]
Incorporating Human Epidemiologic & Incident Data in Health Risk
Assessment'' (``Epidemiologic Framework''). (Ref. 19) The most robust
epidemiologic research comes from three prospective birth cohort
studies. These include: (1) The Mothers and Newborn Study of North
Manhattan and South Bronx performed by the Columbia Children's Center
for Environmental Health (CCCEH) at Columbia University (``CCCEH
study''); (2) the Mount Sinai Inner-City Toxicants, Child Growth and
Development Study (``Mt. Sinai study''); and (3) the Center for Health
Assessment of Mothers and Children of Salinas Valley (CHAMACOS)
conducted by researchers at University of California Berkeley
(``CHAMACOS study''). (Ref. 20 at pgs. 32 through 43)
In the case of the CCCEH study, which specifically evaluated the
possible connections between chlorpyrifos levels in cord blood and
neurodevelopmental outcomes on a specific cohort, there are a number of
notable associations. (Id. at pgs. 35 through 38) Regarding infant and
toddler neurodevelopment, the CCCEH study authors reported
statistically significant deficits of 6.5 points on the Psychomotor
Development Index at three years of age when comparing high to low
exposure groups. Notably, these decrements persist even after
adjustment for group and individual level socioeconomic variables.
These investigators also observed increased odds of mental delay and
psychomotor delay at age three when comparing high to low exposure
groups. The CCCEH study authors also report strong, consistent evidence
of a positive association for attention disorders, attention deficit
hyperactivity disorder (ADHD), and pervasive development disorder (PDD)
when comparing high to low chlorpyrifos exposure groups. Moreover, it
was reported that for children in the CCCEH study cohort at age seven
for each standard deviation increase in chlorpyrifos cord blood
exposure, there is a 1.4% reduction in Full-Scale IQ and a 2.8%
reduction in Working Memory. In addition, the CCCEH study authors
evaluated the relationship between prenatal chlorpyrifos exposure and
motor development/movement and reported elevated risks of arm tremor in
children around 11 years of age in the CCCEH cohort.
Notwithstanding the observed associations, EPA and the 2012 and
2016 FIFRA SAPs identified multiple uncertainties in the CCCEH
epidemiology studies. (Refs. 21 and 22) Some of these include the
relatively modest sample sizes, which limited the statistical power;
exposure at one point in prenatal time with no additional information
regarding postnatal exposures; representativeness of a single-point
exposure where time-varying exposures or the ability to define
cumulative exposures would be preferable; lack of specificity of a
critical window of effect and the potential for misclassification of
individual exposure measures; and lack of availability of the raw data
from the studies that would allow verification of study conclusions.
One of the notable uncertainties in the CCCEH epidemiology studies
identified by EPA and the 2016 FIFRA SAP is the lack of specific
exposure information on the timing, frequency, and magnitude of
chlorpyrifos application(s) in the apartments of the women in the
study. Despite extensive effort by EPA to obtain or infer this exposure
information from various sources, the lack of specific exposure data
remains a critical uncertainty. EPA made efforts in 2014 and 2016 to
develop dose reconstruction of the exposures to these women. These dose
reconstruction activities represent the best available information and
tools but are highly uncertain. In addition, the pregnant women and
children in the CCCEH studies were exposed to multiple chemicals,
including multiple potent AChE inhibiting OPs and N-methyl carbamates.
Moreover, using EPA's dose reconstruction methods from 2014 suggest
that the pregnant women likely did not exhibit RBC AChE inhibition
above 10%. The 2012 and 2016 FIFRA SAP reports expressed concern that
it is likely that the CCCEH findings occurred at exposure levels below
those that result in 10% RBC AChE inhibition. (Refs. 21 and 22)
However, given the available CCCEH exposure information and the
exposures to multiple potent AChE inhibiting pesticides, EPA cannot
definitively attribute all AChE inhibition to chlorpyrifos. EPA remains
unable to make a causal linkage between chlorpyrifos exposure and the
outcomes reported by CCCEH investigators. (Ref. 20 at pg. 43) Moreover,
given the uncertainties, particularly in the exposure information
available from CCCEH (single timepoints, lack of time varying exposure,
lack of knowledge about application timing), uncertainties remain about
the dose-response relationships from the epidemiology studies.
Finally, there are several lines of evidence for actions of
chlorpyrifos distinct from the classical mode of action of AChE
inhibition. This information has been generated from model systems
representing different levels of biological organization and provide
support for molecular initiating events (binding to the morphogenic
site of AChE, muscarinic receptors, or tubulin), cellular responses
(alterations in neuronal proliferation, differentiation, neurite
growth, or intracellular signaling), and responses at the level of the
intact nervous system (serotonergic tone, axonal transport). Among the
many in vitro studies on endpoints relevant to the developing brain
available for chlorpyrifos, only three have identified outcomes in
picomole concentrations, including concentrations lower than those that
elicit AChE inhibition in vitro. However, as is the case for many other
developmental neurotoxicants, most of these studies have not been
designed with the specific goal of construction or testing an adverse
outcome pathway. Thus, there are not sufficient data available to test
rigorously the causal relationship between effects of chlorpyrifos at
the different levels of biological organization in the nervous system.
(Id. at pgs. 27 through 31)
Due to the complexity of nervous system development involving the
interplay of many different cell types and developmental timelines, it
is generally accepted that no single in vitro screening assay can
recapitulate all the critical processes of neurodevelopment. As a
result, there has been an international effort to develop a battery of
new approach methodologies (NAMs) to inform the DNT potential for
individual chemicals. This DNT NAM battery is comprised of in vitro
assays that assess critical processes of neurodevelopment, including
neural network formation and function, cell proliferation, apoptosis,
neurite outgrowth, synaptogenesis, migration, and differentiation. In
combination the assays in this battery provide a mechanistic
understanding of the underlying biological processes that may be
vulnerable to chemically-induced disruption. It is noteworthy, however,
that the quantitative relationship between alterations in these
neurodevelopmental processes and adverse health outcomes has, to date,
not been fully elucidated. Moreover, additional assays evaluating other
critical neurodevelopmental processes such as myelination are still
being developed. (Ref. 23)
In September 2020, EPA convened a FIFRA SAP on developing and
implementing NAMs using methods such as in vitro techniques and
computational approaches. Included in that consideration was use of the
DNT NAM battery to evaluate OP compounds as a case study. These methods
[[Page 11233]]
presented to the 2020 FIFRA SAP provide a more systematic approach to
evaluating pharmacodynamic effects on the developing brain compared to
the existing literature studies. Initial data from the NAM battery were
presented to the SAP for 27 OP compounds, including chlorpyrifos and
its metabolite, chlorpyrifos-oxon, and, when possible, compared to in
vivo results (by using in vitro to in vivo extrapolation). On December
21, 2020, the SAP released its final report and recommendations on
EPA's proposed use of the NAMs data. (Ref. 24) The advice of the SAP is
currently being taken into consideration as EPA develops a path forward
on NAMs. The Agency is continuing to explore the use of NAMs for the
OPs, including chlorpyrifos, and intends to make its findings available
as soon as it completes this work.
2. Reregistration and Registration Review
In 2006, EPA completed FIFRA section 4 (7 U.S.C. 136a-1)
reregistration (a program under which EPA reregisters older pesticides
that continue to meet the standard for registration) and FFDCA
tolerance reassessment (21 U.S.C. 346a(q)) for chlorpyrifos and the OP
class of pesticides. EPA concluded that process by determining that
those tolerances were safe and should be left in effect. That decision
relied on an endpoint based on 10% RBC AChE inhibition. (Ref. 25)
Given ongoing scientific developments in the study of the OPs
generally, in March 2009 EPA announced its decision to prioritize the
FIFRA section 3(g) (7 U.S.C. 136a(g)) registration review of
chlorpyrifos by opening a public docket and releasing a preliminary
work plan to complete the chlorpyrifos registration review by 2015.
Despite the ambitions of that original work plan, the registration
review of chlorpyrifos has proven to be far more complex than
originally anticipated, and thus, chlorpyrifos is currently still
undergoing registration review, which must be completed by October 1,
2022. (7 U.S.C. 136a(g)(1)(A)(iv)) For information about the ongoing
registration review process for chlorpyrifos, see https://www.regulations.gov/docket/EPA-HQ-OPP-2008-0850.
Reflecting that complexity, the Agency has engaged in extensive and
ongoing analyses of the available science since initiating registration
review in 2009, including multiple human health risk assessments and
drinking water assessments, development of a new model for deriving
points of departure to assess risks of chlorpyrifos, development of a
framework for incorporating human epidemiology information into risk
assessments as well as conducting an in-depth epidemiology and
literature review, and in the process convening the FIFRA SAP at least
six times. The following lays out the major milestones of the
chlorpyrifos registration review process.
In 2011, EPA released its preliminary human health risk assessment
(2011 HHRA) for the registration review of chlorpyrifos. (Ref. 18) The
2011 HHRA used 10% RBC AChE inhibition from laboratory rats as the
critical effect (or PoD) for extrapolating risk. It also used the
default 10X uncertainty factors for inter- and intra-species
extrapolation. The 10X FQPA safety factor was reduced to 1X with a note
to the public that a WOE analysis evaluating available epidemiological
studies would be forthcoming. Also, in 2011, EPA released its Revised
Chlorpyrifos Preliminary Registration Review Drinking Water Assessment.
(Ref. 26) This assessment provided estimated drinking water
concentrations (EDWCs) based on Tier I groundwater and Tier II surface
water model simulations for registered uses of chlorpyrifos and
considered monitoring data from several different programs. Based on
data demonstrating the impacts of drinking water treatment on
chlorpyrifos, EPA concluded that chlorpyrifos in drinking water would
convert to chlorpyrifos-oxon, a metabolite, when going through
chlorinated drinking water treatment systems. Based on modeling
results, EDWCs for chlorpyrifos and chlorpyrifos-oxon generated from
surface water sources provided higher estimates of the potential
exposure to either of these chemicals in drinking water than those from
groundwater.
In 2014, following the development of the PBPK-PD model and 2012
SAP's review of EPA's epidemiology review, EPA released a revised human
health risk assessment (2014 HHRA). (Ref. 20) Using the chlorpyrifos
PBPK-PD model for deriving human PoDs for RBC AChE inhibition, which
obviated the need for the inter-species extrapolation factor and
allowed for data-derived intra-species extrapolation factors (as
described in Unit II.B.1.b.i.), the revised risk assessment identified
highly refined PoDs that accounted for gender, age, duration and route-
specific exposure considerations. In addition, the revised risk
assessment retained the 10X FQPA SF, based on EPA's WOE analysis
concerning the potential for neurodevelopmental outcomes that followed
a draft of EPA's Epidemiologic Framework (Ref. 19), and incorporated
recommendations from the 2012 SAP. Also in 2014, EPA released its
Updated Drinking Water Assessment for Registration Review (``2014
DWA''). (Ref. 27) As an update to the 2011 DWA, the 2014 DWA included
several additional analyses focusing on: (1) Clarifying labeled uses,
(2) evaluating volatility and spray drift, (3) revising aquatic
modeling input values, (4) comparing aquatic modeling and monitoring
data, (5) summarizing the effects of drinking water treatment, and (6)
updating model simulations using current exposure tools. The additional
analyses did not change the exposure assessment conclusions reported in
the preliminary DWA. The 2014 HHRA, taken together with the Agency's
drinking water assessment, identified estimated aggregate risks
exceeding the level of concern for chlorpyrifos.
In 2016 EPA issued a revised human health risk assessment using a
dose-reconstruction approach to derive the PoD based on the
neurodevelopmental effects observed in the CCCEH study based on advice
from the 2016 SAP. (Ref. 28) Although the 2016 HHRA found that risks
from food alone exceeded the safe level for chlorpyrifos, EPA also
issued a revised drinking water assessment (2016 DWA). (Ref. 29) This
refined drinking water assessment served to combine, update, and
complete the work presented in the 2011 and 2014 drinking water
assessments for chlorpyrifos as part of the registration review
process. Even with the additional refinements, the results were
consistent and suggested potential exposure to chlorpyrifos or
chlorpyrifos[hyphen]oxon in finished drinking water based on labeled
uses. The assessment noted that depending on the drinking water level
of concern, measured concentrations of chlorpyrifos and
chlorpyrifos[hyphen]oxon may exceed the level of concern in some
locations across the country, which warranted comparison of EDWCs to
the established drinking water level of concern. EPA issued a Notice of
Data Availability seeking public comment on the 2016 HHRA and 2016 DWA.
(81 FR 81049, November 17, 2016) (FRL-9954-65)
In September 2020, EPA issued the ``Chlorpyrifos: Third Revised
Human Health Risk Assessment for Registration Review'' (2020 HHRA)
(Ref. 2) and the ``Updated Chlorpyrifos Refined Drinking Water
Assessment for Registration Review'' (2020 DWA) (Ref. 30). In the 2020
HHRA, EPA utilizes the same endpoint and PoDs as those used in the 2014
HHRA. This was done because the Agency concluded that the
[[Page 11234]]
unresolved nature of the science addressing neurodevelopmental effects
warranted further evaluation of the science during the remaining time
for completion of registration review. Due to the uncertainties
concerning neurodevelopmental effects, the 2020 HHRA retained the
default 10X FQPA safety factor; the 2020 HHRA also presented potential
risk estimates at a reduced 1X FQPA safety factor to reflect the range
of estimates possible, although it did not adopt or explain why the 1X
FQPA safety factor would be safe for infants and children. While in the
2020 HHRA the Agency determined that risks from exposures to
chlorpyrifos residues in food combined with residential exposures were
not of concern, drinking water exposures significantly add to those
risks. The 2020 DWA built upon the analysis in the 2016 DWA but focused
on a subset of currently registered chlorpyrifos uses for high benefit
crops to growers in specific areas of the country, i.e., alfalfa,
apple, asparagus, cherry, citrus, cotton, peach, soybean, sugar beet,
strawberry, and wheat. This assessment utilized new surface water model
scenarios (i.e., soil, weather, and crop data), integrated the entire
distribution of community water system percent cropped area (PCA)
adjustment factors and state[hyphen]level percent crop treated (PCT)
data, and considered the quantitative use of available surface water
monitoring data. The 2020 DWA noted that concentrations of chlorpyrifos
and chlorpyrifos[hyphen]oxon in drinking water were not likely to
exceed the drinking water level of comparison (DWLOC) even with the
retention of the 10X FQPA safety factor for the subset of uses
considered; however, that assessment noted that adding additional uses
could change estimated drinking water concentrations, which could
ultimately result in changes to the risk conclusion relative to the
drinking water level of comparison(s).
In December 2020, EPA released the ``Proposed Interim Decision for
the Registration Review of Chlorpyrifos'' (2020 PID) for a 60-day
public comment period (85 FR 78849, December 7, 2020) (FRL-10017-1).
The 2020 PID concluded that ``[w]hen considering all currently
registered agricultural and non-agricultural uses of chlorpyrifos,
aggregate exposures are of concern.'' (Ref. 31 at pg. 19) However, the
2020 PID also noted that if one considered only the uses that result in
EDWCs below the DWLOC, then aggregate exposures would not be of
concern. (Id.) Accordingly, the 2020 PID proposed to limit applications
of chlorpyrifos in this country to only 11 uses in certain regions of
the United States; EPA had focused its review on those 11
geographically limited uses due to potential benefits from those uses
and concluded that the EDWCs for those uses alone were below the DWLOC.
This proposed path forward was intended to offer to stakeholders a way
to mitigate the aggregate risk from chlorpyrifos, although as a
proposal, it was not a final Agency determination and could be subject
to change following public comment and stakeholder interest, perhaps in
an Agency determination on a different subset of uses. Along with
comments on the 2020 PID, EPA invited comments on the benefits
assessments, the 2020 HHRA, draft ecological risk assessment, and 2020
DWA. EPA extended the 60-day comment period by 30 days, which then
closed on March 7, 2021. EPA is currently reviewing public input and
will respond to comments prior to issuing an interim decision.
3. Scientific Issues and SAPs
As noted previously, the registration review of chlorpyrifos has
proven to be far more complex than originally anticipated. The OPs have
presented EPA with numerous novel scientific issues that the Agency has
taken to multiple FIFRA Scientific Advisory Panel (SAP) meetings since
the completion of reregistration in 2006. (Note: The SAP is a federal
advisory committee created by FIFRA section 25(d), 7 U.S.C. 136w(d),
and serves as EPA's primary source of peer review for significant
regulatory and policy matters involving pesticides. EPA may convene an
SAP meeting to present significant regulatory, science, or policy
matters involving pesticides and request that the SAP provide comments,
evaluations, and recommendations on the matters submitted for its
review.)
These FIFRA SAP meetings, which have included the review of new
worker and non-occupational exposure methods, experimental toxicology
and epidemiology, and the evaluation of a chlorpyrifos-specific PBPK-PD
model, have resulted in significant developments in EPA's risk
assessments generally, and, more specifically, in the study of
chlorpyrifos's effects. In particular, and partly in response to issues
raised in the 2007 Petition (discussed in Unit III.B. of this
document), EPA has conducted extensive reviews of available data to
evaluate the possible connection between chlorpyrifos and adverse
neurodevelopmental effects and to assess whether the neurodevelopmental
effects could be used to determine PoDs for assessing chlorpyrifos. On
this particular topic, EPA has convened multiple FIFRA SAP meetings.
In 2008, the Agency presented to the FIFRA SAP a preliminary review
of available literature and research on epidemiology in mothers and
children following exposures to chlorpyrifos and other OPs, laboratory
studies on animal behavior and cognition, AChE inhibition, and
mechanisms of action. (Ref. 32) The 2008 FIFRA SAP recommended that
AChE inhibition remain as the source of data for the PoDs but noted
that despite some uncertainties, the CCCEH epidemiologic studies ``is
epidemiologically sound'' and ``provided extremely valuable
information'' for evaluating the potential neurodevelopmental effects
of chlorpyrifos.
The 2010 FIFRA SAP favorably reviewed EPA's 2010 draft epidemiology
framework. (Ref. 33) This draft framework, titled ``Framework for
Incorporating Human Epidemiologic & Incident Data in Risk Assessments
in Pesticides,'' (``Epidemiologic Framework'') described the use of the
Bradford Hill Criteria as modified in the Mode of Action Framework to
integrate epidemiology information with other lines of evidence. As
suggested by the 2010 FIFRA SAP, EPA did not immediately finalize the
draft framework but instead used it in several pesticide evaluations
prior to making revisions and finalizing it. EPA's Office of Pesticide
Program's (OPP) finalized this Epidemiologic Framework in December
2016. (Ref. 19)
In 2012, the Agency convened another meeting of the FIFRA SAP to
review the latest experimental data related to RBC AChE inhibition,
cholinergic and non-cholinergic adverse outcomes, including
neurodevelopmental studies on behavior and cognition effects. The
Agency also performed an in-depth analysis of the available
chlorpyrifos biomonitoring data and of the available epidemiologic
studies from three major children's health cohort studies in the United
States, including those from the CCCEH, Mount Sinai, and University of
California, Berkeley. The Agency explored plausible hypotheses on mode
of actions/adverse outcome pathways (MOAs/AOPs) leading to
neurodevelopmental outcomes seen in the biomonitoring and epidemiology
studies.
The 2012 FIFRA SAP described the Agency's epidemiology review as
``very clearly written, accurate'' and a ``very thorough review.''
(Ref. 21 at pgs. 50-52, 53) It went further to note that it ``believes
that the [Agency's] epidemiology review appropriately
[[Page 11235]]
concludes that the studies show some consistent associations relating
exposure measures to abnormal reflexes in the newborn, pervasive
development disorder at 24 or 36 months, mental development at 7
through 9 years, and attention and behavior problems at 3 and 5 years
of age. . . .'' The 2012 FIFRA SAP concluded that the RBC AChE
inhibition remained the most robust dose-response data, though
expressed concerns about the degree to which 10% RBC AChE inhibition is
protective for neurodevelopmental effects, pointing to evidence from
epidemiology, in vivo animal studies, and in vitro mechanistic studies,
and urged the EPA to find ways to use the CCCEH data.
Taking that recommendation into consideration, the Agency prepared
a proposal for using cord blood data from the CCCEH epidemiology
studies as the source of data for the PoDs, which it presented to the
FIFRA SAP in April 2016. The 2016 SAP did not support the ``direct
use'' of the cord blood and working memory data for deriving the
regulatory endpoint, due in part to insufficient information about
timing and magnitude of chlorpyrifos applications in relation to cord
blood concentrations at the time of birth, uncertainties about the
prenatal window(s) of exposure linked to reported effects, lack of a
second laboratory to reproduce the analytical blood concentrations, and
lack of raw data from the epidemiology study. (Ref. 22) Despite its
critiques of uncertainties in the CCCEH studies, the 2016 FIFRA SAP
stated that it ``agrees that both epidemiology and toxicology studies
suggest there is evidence for adverse health outcomes associated with
chlorpyrifos exposures below levels that result in 10% RBC AChE
inhibition (i.e., toxicity at lower doses).'' (Id. at pg. 18)
B. FFDCA Petition and Associated Litigation
1. 2007 Petition Seeking Revocation of Chlorpyrifos Tolerances
As described previously, in 2006, EPA issued the Reregistration
Eligibility Decision (RED) for chlorpyrifos, which concluded that
chlorpyrifos was eligible for reregistration as it continued to meet
the FIFRA standard for registration. In September 2007, Pesticide
Action Network North America (PANNA) and Natural Resources Defense
Council (NRDC) (collectively, the Petitioners) submitted to EPA a
petition (the Petition) seeking revocation of all chlorpyrifos
tolerances under FFDCA section 408 and cancellation of all chlorpyrifos
pesticide product registrations under FIFRA. (Ref. 34) That Petition
raised several claims regarding EPA's 2006 FIFRA reregistration
decision for chlorpyrifos and the active registrations in support of
the request for tolerance revocations and product cancellations. Those
claims are described in detail in EPA's earlier Order denying the
Petition (82 FR 16581, April 5, 2017) (FRL-9960-77).
2. Agency Responses and 2017 Order Denying Petition
Ultimately, EPA denied the Petition in full on March 29, 2017 (82
FR 16581, April 5, 2017) (FRL-9960-77). Prior to issuing that Order,
however, EPA issued two interim responses and a proposed rule in
response to the Petition.
EPA provided the Petitioners with two interim responses on July 16,
2012, and July 15, 2014, which denied six of the Petition's claims. EPA
made clear in both the 2012 and 2014 responses that, absent a request
from Petitioners, EPA's denial of those six claims would not be made
final until EPA finalized its response to the entire Petition.
Petitioners made no such request, and EPA therefore finalized its
response to those claims in the March 29, 2017 Order Denying Petition.
As background, three of the Petition's claims all related to the
same issue: Whether the potential exists for chlorpyrifos to cause
neurodevelopmental effects in children at exposure levels below EPA's
existing regulatory standard (10% RBC AChE inhibition). Because the
claims relating to the potential for neurodevelopmental effects in
children raised novel, highly complex scientific issues, EPA originally
decided it would be appropriate to address these issues in connection
with the registration review of chlorpyrifos under FIFRA section 3(g)
and decided to expedite that review, intending to finalize it in 2015,
well in advance of the October 1, 2022 registration review deadline.
(Ref. 35) EPA decided as a policy matter that it would address the
Petition claims regarding these matters on a similar timeframe. (82 FR
16581 at 16583)
As noted earlier in this Unit, the complexity of these scientific
issues precluded EPA from finishing its review according to EPA's
original timeline, and the Petitioners brought legal action in the
Ninth Circuit Court of Appeals to compel EPA to either issue an Order
denying the Petition or to grant the Petition by initiating the
tolerance revocation process. The result of that litigation was that on
August 10, 2015, the Court ordered EPA to ``issue either a proposed or
final revocation rule or a full and final response to the
administrative [P]etition by October 31, 2015.'' (In re Pesticide
Action Network N. Am., 798 F.3d 809, 815 (9th Cir. 2015))
In response to that Court's order, EPA issued a proposed rule in
2015 to revoke all tolerances for chlorpyrifos (80 FR 69080, November
6, 2015) (FRL-9935-92) (2015 proposed rule), based on its unfinished
registration review risk assessment. EPA acknowledged that it had had
insufficient time to complete its drinking water assessment and its
review of data addressing the potential for neurodevelopmental effects.
Although EPA noted that further evaluation might enable more tailored
risk mitigation, EPA was unable to conclude, based on the information
before EPA at the time, that the tolerances were safe, since the
aggregate exposure to chlorpyrifos exceeded safe levels.
On December 10, 2015, the Ninth Circuit issued a further order, in
response to additional legal challenge by Petitioners, requiring EPA to
take final action on its proposed revocation rule and issue its final
response to the Petition by December 30, 2016. In re Pesticide Action
Network N. Am., 808 F.3d 402 (9th Cir. 2015). In response to EPA's
request for an extension of the deadline in order to be able to fully
consider the July 2016 FIFRA SAP report regarding chlorpyrifos
toxicology, the Ninth Circuit ordered EPA to complete its final action
by March 31, 2017. In re Pesticide Action Network of North America v.
EPA, 840 F.3d 1014 (9th Cir. 2016). Following that Court's order, EPA
published a Notice of Data Availability (NODA), seeking comment on
EPA's revised risk assessment and water assessment and reopening the
comment period on the proposal to revoke tolerances. (81 FR 81049,
November 17, 2016) (FRL-9954-65)
On March 29, 2017, the EPA issued the 2017 Order Denying Petition.
(82 FR 16581, April 5, 2017) (FRL-9960-77) The specific responses are
described in full in that 2017 Order Denying Petition (and summarized
again in the Agency's denial of objections. (84 FR 35555, July 24,
2019) (FRL-9997-06) EPA's 2017 Order Denying Petition did not contain a
determination concerning the safety of chlorpyrifos. Rather, EPA
concluded that, despite several years of study, the science addressing
neurodevelopmental effects remained unresolved and that further
evaluation of the science on this issue during the remaining time for
completion of registration review was warranted. EPA therefore denied
the remaining Petition claims, concluding that it was not required to
complete--and would not complete--the human
[[Page 11236]]
health portion of the registration review or any associated tolerance
revocation of chlorpyrifos without resolution of those issues during
the ongoing FIFRA registration review of chlorpyrifos.
3. Objections and EPA's Denial of Objections
In June 2017, several public interest groups and states filed
objections to the 2017 Order Denying Petition pursuant to the
procedures in FFDCA section 408(g)(2). Specifically, Earthjustice
submitted objections on behalf of the following 12 public interest
groups: Petitioners PANNA and NRDC, United Farm Workers, California
Rural Legal Assistance Foundation, Farmworker Association of Florida,
Farmworker Justice, GreenLatinos, Labor Council for Latin American
Advancement, League of United Latin American Citizens (LULAC), Learning
Disabilities Association of America, National Hispanic Medical
Association and Pineros y Campesinos Unidos del Noroeste. Another
public interest group, the North Coast River Alliance, submitted
separate objections. With respect to the states, New York, Washington,
California, Massachusetts, Maine, Maryland, and Vermont submitted a
joint set of objections. (Ref. 34), These objectors asserted that EPA
erred in not making the requisite safety finding in denying the
Petition and that EPA should revoke all tolerances because the
available record supported a conclusion that the tolerances were
unsafe.
On July 18, 2019, EPA issued a final Order denying all objections
to the 2017 Order Denying Petition and thereby completing EPA's
administrative denial of the petition (2019 Order Denying Objections to
Petition Denial) (84 FR 35555, July 27, 2019) (FRL-9997-06). Again, the
2019 Order Denying Objections to Petition Denial did not issue a
determination concerning the safety of chlorpyrifos. Rather, EPA denied
the objections on the grounds that the data concerning
neurodevelopmental toxicity were not sufficiently valid, complete, and
reliable to meet the Petitioners' burden to present evidence supporting
the request for revocation.
4. Judicial Challenge to 2019 Order Denying Objections To Petition
Denial and 2021 Ninth Circuit Order
On August 7, 2019, the objectors (LULAC Petitioners) and States
petitioned the Ninth Circuit for review of the 2017 Order Denying
Petition and the 2019 Order Denying Objections to Petition Denial. The
LULAC Petitioners and States argued that EPA was compelled to grant the
2007 Petition and revoke chlorpyrifos tolerances because: (1) EPA
lacked authority to maintain chlorpyrifos tolerances without an
affirmative finding that chlorpyrifos is safe; (2) EPA's findings that
chlorpyrifos is unsafe in the Agency's 2014 and 2016 risk assessments
compel revocation of the chlorpyrifos tolerances; and (3) The Petition
provided a sufficient basis for EPA to reconsider the question of
chlorpyrifos's safety and was not required to prove that a pesticide is
unsafe.
On April 29, 2021, the Ninth Circuit issued its decision, finding
that when EPA denied the 2007 Petition to revoke chlorpyrifos
tolerances, it was essentially leaving those chlorpyrifos tolerances in
effect, which, the Court noted, the FFDCA only permits if EPA has made
an affirmative determination that such tolerances were safe. (League of
United Latin Am. Citizens (LULAC) v. Regan, 996 F.3d. 673 (9th Cir.
2021)) Although EPA argued that it was not compelled to reconsider its
safety determination because the 2007 Petition had failed to meet the
threshold requirement of providing reliable evidence that the
tolerances were unsafe, the Court found that the Petition provided the
necessary ``reasonable grounds,'' which triggered EPA's duty to ensure
the tolerances were safe. (Id. at pg. 695) Since the 2017 Order Denying
Petition and 2019 Order Denying Objections to Petition Denial failed to
make any safety determinations for chlorpyrifos, the Court concluded
that EPA violated the FFDCA by leaving those tolerances in place
without the requisite safety findings. (Id. at pgs. 678, 695 and 696
(declaring that EPA's action was a ``total abdication of EPA's
statutory duty under the FFDCA'')) Moreover, in light of the record
before the Court, including the 2016 HHRA indicating that the current
chlorpyrifos tolerances were not safe, the Court found EPA's denial of
the 2007 Petition to be arbitrary and capricious. (Id. at pg. 697)
Based on the available record, the Court concluded that EPA must grant
the Petition and issue a final rule modifying or revoking the
tolerances under FFDCA section 408(d)(4)(A)(i). (Id. at pg.701)
The Court recognized that, since the litigation had commenced, EPA
had been continuing to evaluate chlorpyrifos in registration review and
had issued the 2020 PID and convened another FIFRA SAP; the Court noted
that such information could be relevant to a safety determination. (Id.
at pg. 703) The Court allowed that if the new information could support
a safety determination, EPA might issue a final rule modifying
chlorpyrifos tolerances rather than revoking them. But the Court warned
that EPA was to act ``immediately'' and not engage in ``further
factfinding.'' (Id.) The Court chided that taking ``nearly 14 years to
publish a legally sufficient response to the 2007 Petition'' was an
``egregious delay'' and ``EPA's time is [ ] up.'' (Id.) As a result,
the Court ordered EPA to: (1) Grant the 2007 Petition; (2) Issue a
final rule within 60 days of the issuance of the mandate that either
revokes all chlorpyrifos tolerances or modifies chlorpyrifos
tolerances, provided that such modification is supported by a safety
finding, and (3) Modify or cancel related FIFRA registrations for food
use in a timely fashion. (Id. at 703 and 704) Since the mandate was
issued on June 21, 2021, the deadline for issuing the final rule was
August 20, 2021, less than four months from the date the Court issued
its decision.
IV. The Final Rule
As noted in the previous Unit, the Ninth Circuit directed EPA to
act on the 2007 Petition by granting it and issuing a final rule
concerning the chlorpyrifos tolerances. The Court allowed that that
rule could either revoke all tolerances or modify tolerances, as long
as EPA issued, concurrently with such modification, a determination
that such modified tolerances were safe. The Court, impatient with
EPA's failure to comply with the FFDCA when it left chlorpyrifos
tolerances in place without the requisite safety finding, directed EPA
to issue that final rule very quickly, i.e., 60 days after the issuance
of the mandate.
Given the limited window for issuing the rule and the Court's
directive not to engage in additional fact-finding or further delay,
the Agency focused in its rulemaking on the data and completed
assessments available at the time and whether they were adequate to
support a safety finding for the chlorpyrifos tolerances. EPA did not
conduct additional analyses or engage in any additional fact-finding or
scientific review, due to the limited time. Thus, the rule was based on
available information that EPA had already reviewed and incorporated
into risk assessments and/or regulatory documents.
The most recent risk assessments and regulatory documents were the
2020 HHRA (Ref. 2), 2020 DWA (Ref. 30), and the 2020 PID (Ref. 31).
These documents were not in the record before the Ninth Circuit,
although as noted previously, the Court allowed that the new
information could be used in support of
[[Page 11237]]
a safety finding as appropriate. Thus, the Agency considered, in
addition to other previously developed documents on chlorpyrifos as
cited in the final rule (Ref. 1), whether the 2020 documents would
support a safety finding for the chlorpyrifos tolerances.
EPA's final rule follows the Agency's practice of assessing risk
described in Unit II.B. of this document. Relying on the Agency's
existing analyses on chlorpyrifos, EPA examined the toxicological
profile of chlorpyrifos to identify potential hazards and identify PoDs
for assessing risk. The Agency considered the appropriate uncertainty
factors, including the appropriate FQPA safety factor, for setting the
level of concern. EPA also examined potential exposures of chlorpyrifos
in food and drinking water, as well as from uses that might result in
exposure to residues in residential settings. Finally, EPA aggregated
all anticipated exposures to determine if the existing tolerances would
meet the safety standard of the FFDCA. The rest of this Unit summarizes
the analysis and conclusions of the 2021 final rule. For further
detail, see Ref. 1.
In the 2021 final rule, EPA described the two primary toxicological
effects associated with chlorpyrifos: Acetylcholinesterase inhibition
and neurodevelopmental effects. These effects are discussed in greater
detail in Unit III.A.1.b. of this document. As EPA noted, the mode of
action of chlorpyrifos of affecting the nervous system through
inhibition of AChE is well-established, as well as its use as the basis
for PoD for assessing risks from chlorpyrifos as well as other OPs. In
addition, EPA acknowledged and addressed the extensive body of
information studying the potential effects on neurodevelopment in
infants and children following exposure to OPs, including chlorpyrifos.
EPA recognized that available data provide qualitative support for
chlorpyrifos to potentially impact the developing mammalian brain and
acknowledged the observed associations between prenatal chlorpyrifos
exposure and neurodevelopmental outcomes in the epidemiological data.
But EPA also noted that due to uncertainties in the data, including the
lack of specific exposure information, EPA was precluded from being
able to make a causal linkage between chlorpyrifos exposure and the
outcomes found in the epidemiological studies. As a result, while there
is a lot of information about the potential association between
chlorpyrifos and neurodevelopmental outcomes in infants and children,
there was insufficient information at the time of the final rule to
draw conclusions about the dose-response relationship between
chlorpyrifos and those outcomes.
As a result, EPA relied on the RBC AChE inhibition results from
laboratory animals to derive PoD, consistent with the 2006 chlorpyrifos
RED, the 2006 OP cumulative risk assessment, and other single chemical
OP risk assessments. To account for the unresolved scientific
uncertainties associated with the potential for neurodevelopmental
effects--and to be protective of those effects--the Agency retained the
default 10X FQPA safety factor. As noted earlier, EPA is required to
apply this tenfold margin of safety to account for potential pre- and
postnatal toxicity, unless it has reliable data to support a
determination that a different margin of safety would be protective.
(21 U.S.C. 346a(b)(2)(C)) EPA explained that the Agency's WOE analysis
indicates there is qualitative evidence of a potential effect on the
developing brain associated with chlorpyrifos exposures; however,
uncertainties remain about the levels at which those neurodevelopmental
outcomes may occur. Therefore, EPA retained the 10X FQPA safety factor
in recognition of the fact that despite extensive analysis of the
available data, the science concerning neurodevelopmental effects
remains unresolved and thus presents an uncertainty concerning the
potential pre- and postnatal toxicity. EPA did not believe it had
sufficient reliable data to determine that a lower safety factor would
be protective of infants and children.
To assess risk, EPA estimated exposures to chlorpyrifos from
approved uses. As the FFDCA requires, EPA examined exposures for
chlorpyrifos uses that resulted in residues of chlorpyrifos in or on
food, in drinking water, and in residential (or non-occupational)
settings. EPA's assessment of dietary (food only) exposures relied on
the Agency's Dietary Exposure Evaluation Model and Calendex software
with the Food Commodity Intake Database (DEEM-FCID version 3.16/
Calendex) to estimate exposure by combining data on human consumption
amounts with residue values in food commodities. These food-only
exposure assessments were highly refined, based both on field trial
data and monitoring data.
In drinking water, EPA estimated exposures of chlorpyrifos and
chlorpyrifos-oxon, a metabolite of chlorpyrifos. The most recent
drinking water assessment that examined all approved uses of
chlorpyrifos was conducted in 2016; thus, the Agency relied on that
assessment in evaluating the safety of the chlorpyrifos tolerances.
While a more recent drinking water assessment had been conducted in
2020, that newer assessment only evaluated a subset of the approved
uses and thus was incomplete for purposes of assessing the aggregate
exposures of chlorpyrifos. Based on the 2016 drinking water assessment
then, EPA evaluated estimated concentrations of chlorpyrifos and
chlorpyrifos-oxon in drinking water resulting from approved uses of
chlorpyrifos.
There are few remaining uses of chlorpyrifos that result in
residential or non-occupational exposures. EPA evaluated those uses and
used estimated exposures from use on golf courses in the overall
aggregate risk assessment since golf course uses result in the highest
estimated exposures among remaining residential (non-occupational)
uses.
In accordance with the requirements of the FFDCA, EPA considered
aggregate exposures of chlorpyrifos in all food, drinking water, and
residential settings. EPA used a DWLOC approach, in which EPA compared
estimated drinking water exposures to a DWLOC, i.e., a value
corresponding to the maximum amount of chlorpyrifos exposures that may
be present in drinking water without resulting in aggregate exposures
of chlorpyrifos that would result in unsafe exposures. Where the
estimated drinking water concentrations for chlorpyrifos exceed the
DWLOC, the Agency concluded that aggregate exposures would be unsafe
because the chlorpyrifos residues in drinking water, when combined with
food and residential exposures, would exceed safe levels of
chlorpyrifos exposure. For chlorpyrifos and chlorpyrifos-oxon, the
Agency calculated DWLOCs for acute and steady-state exposures for
several population subgroups. (Ref. 2 at pgs. 15, and 44 through 47)
As noted in the final rule, EPA's assessment concluded that
exposures to chlorpyrifos from food and residential exposures
individually or together did not exceed EPA's levels of concern.
However, the Agency found that when combined with the exposures in
drinking water from all registered uses of chlorpyrifos, the aggregate
exposure to chlorpyrifos exceeded safe levels. The estimated drinking
water concentrations calculated in the 2016 drinking water assessment
exceeded the DWLOC. The Agency recognized that the 2020 PID proposed a
subset of uses that might result in exposures below the Agency's level
of concern if uses were eliminated and significant changes to the
labels were made, including use cancellations
[[Page 11238]]
and geographic limitations, among others. However, as no registration
or label changes had been effectuated such that EPA could rely on them
at the time of the final rule, EPA assessed aggregate exposures
expected from all registered uses.
Ultimately, EPA concluded that, based on the information before the
Agency and taking into consideration all the registered uses for
chlorpyrifos at the time, it was unable to determine that the
chlorpyrifos tolerances were safe, since aggregate exposures to
chlorpyrifos exceeded safe levels. Therefore, EPA issued a final rule
revoking all tolerances for chlorpyrifos contained in 40 CFR 180.342.
The prepublication copy of the final rule was posted on the EPA website
on August 18, 2021, and the final rule published in the Federal
Register on August 30, 2021 (Ref. 1). The final rule became effective
on October 29, 2021. EPA provided a grace period of six months to ease
the transition for growers and accommodate international trade
considerations, by setting an expiration date for the chlorpyrifos
tolerances of February 28, 2022.
The final rule provided that, pursuant to FFDCA section 408(g), 21
U.S.C. 346a, any person could file an objection to any aspect of the
regulation, request a hearing on those objections, and requests for
stay of the final rule. The objections, requests for hearing, and
requests for stay received are summarized in Units V. and VI. of this
document.
V. Objections, Requests for Hearing, and Requests for Stay
The Agency received several filings of objections, four requests
for hearing on those objections, and several requests seeking a stay or
extension of the rule. EPA briefly summarizes the objections, hearing
requests, and stay requests, and responds to them in the next three
units of this document.
Individual objections were filed by the following: The Amalgamated
Sugar Company; the American Crystal Sugar Company; the American Farm
Bureau Federation; the American Soybean Association; the California
Citrus Quality Council; the Cherry Marketing Institute; the Coalition
of Organophosphate (OP) Registrants; Gharda Chemicals International,
Inc.; the Michigan Vegetable Council. Inc.; the Minor Crop Farmer
Alliance; the Republic of Colombia; the Southern Minnesota Beet Sugar
Cooperative; and 99 independent growers of soybean, corn, wheat,
cotton, rice, alfalfa, and sugarbeet. Several entities also filed
objections jointly in response to the final rule as follows: American
Sugarbeet Growers Association and U.S. Beet Sugar Association
(collectively, Sugarbeet Associations) CropLife America (CLA) and
Responsible Industry for a Sound Environment (RISE) (collectively, CLA/
RISE); two sugarbeet farmers filed a joint objection; numerous growers,
retailers, co-ops, applicators, refiners, crop consultants, and other
agricultural stakeholders signed on to a set of objections
(collectively, the Agricultural Retailers Association, et al.).
The Agency has grouped the objections submitted into the following
five categories:
(i) Objections to the scope of EPA's final rule revoking
tolerances. Several Objectors objected to the final rule revoking all
chlorpyrifos tolerances. Rather than revoke all tolerances, the
Objectors assert that EPA should have modified tolerances by retaining
the tolerances for those 11 high-benefit crops identified in the 2020
PID. Some of those objectors also argued that EPA had an obligation to
harmonize its tolerance revocations with action under FIFRA (e.g.,
canceling uses) in order to allow for the retention of the 11
tolerances identified in the PID. Finally, a number of Objectors
requested that EPA retain ``import tolerances'' for chlorpyrifos
commodities, on the grounds that those tolerances would not contribute
to drinking water exposures, which are driving risks.
(ii) Retention of the 10X FQPA safety factor. Several objectors
assert that EPA should not have retained the 10X FQPA safety factor due
to scientific uncertainties tied to epidemiological data that objectors
believe is invalid, incomplete, and unreliable. Objectors argue that
EPA should have reduced the FQPA safety factor to 1X based on the rest
of the available data for assessing the toxicity of chlorpyrifos.
(iii) Objections related to drinking water. Several objectors
assert that EPA erred in relying on the 2016 Drinking Water Assessment
(DWA), instead of the more refined 2020 DWA for assessing drinking
water exposures. Objectors believe the Agency's approach is highly
conservative and inaccurate. In addition, Gharda asserts that the
Agency erred in assessing chlorpyrifos-oxon in the aggregate assessment
of chlorpyrifos.
(iv) Procedural considerations. A number of objectors argue that
EPA has failed to provide adequate due process by not addressing
comments submitted on the 2015 proposed rule to revoke chlorpyrifos
tolerances, and in the chlorpyrifos registration review process.
Moreover, an objector raised due process concerns with the delayed
opening of the Agency's Federal eRulemaking Portal for submitting
objections electronically. Finally, some objectors argued that the
Agency failed to provide meaningful opportunity for interagency input
under Executive Order 12866.
(v) Objections that, as a matter of law, do not provide a basis for
leaving the tolerances in place. Several Objectors requested that EPA
rescind the final rule due to the impacts on growers and the
environment from the loss of the pesticide. One objector believes that
EPA improperly considered occupational exposure in the final rule based
on an Agency press statement. Other objectors assert that the final
rule is improper because it deviates from an unspecified Codex
Alimentarius international standard of 0.05 mg/kg for chlorpyrifos.
Some objectors assert that the implementation timeline specified by EPA
was too short and that the final rule should have provided guidance for
chlorpyrifos products in the channels of trade and considered the
implications for existing stocks of chlorpyrifos. Finally, Gharda
objects that the final rule violates their substantive due process
rights.
Four objectors also included requests for evidentiary hearings.
Three of these requesters--the American Soybean Association, the
Sugarbeet Associations, and the Cherry Marketing Institute--each
request evidentiary hearings to demonstrate that the best available
science, including the 2020 PID, supports a finding that chlorpyrifos
tolerances can remain in effect for soybeans, sugarbeets, and Michigan
tart cherries, respectively. Gharda submitted the fourth request for an
evidentiary hearing on its objection that the chlorpyrifos-oxon was not
relevant to the Agency's aggregate risk assessment. While Gharda
believes the Agency has all the evidence necessary to make this
determination, it still requests a hearing ``[t]o the extent that EPA
believes that a fact issue is presented by this data.''
Finally, EPA received written requests to stay the effective date
of the final rule from several objectors. The Sugarbeet Associations
and Gharda both argue that the criteria set out in the FDA's
regulations regarding stays of administrative proceedings at 21 CFR
10.35 require that EPA stay the effectiveness of the final rule.
Specifically, these Objectors argue that they will suffer irreparable
injury absent a stay, that their objections are not frivolous and are
undertaken in good faith, that the public interest favors a stay, and
the delay caused by a stay is not outweighed by the public health or
public interest. Several other Objectors
[[Page 11239]]
do not specifically address the regulatory criteria set forth at 21 CFR
10.35, but request that EPA stay the effectiveness of the final rule
until EPA can address the issues raised in their various objections.
Some objectors simply request an extension of the timeframe for
implementation of the rule.
VI. Response to Requests for Hearing
EPA denies each of the four requests for evidentiary hearing on
objections. Three objectors requested an evidentiary hearing on their
objection that EPA should have retained tolerances for certain crops
based on the conclusions of the 2020 PID; these requests are denied for
failure to make a sufficient evidentiary proffer. Gharda also requested
a hearing on its objection to EPA's assessment of chlorpyrifos-oxon
exposures in drinking water; this request is denied as unnecessary for
the purpose of receiving evidence and because the likely factual issue
has no material impact on Agency's decision to revoke tolerances. EPA's
substantive responses to the underlying objections follow in the next
Unit, i.e., Unit VII.C.1. and VII.C.3.b., respectively. Under EPA's
regulations, EPA may treat these objections as a group and rule on them
only after ruling on the request for an evidentiary hearing on that
objection. 40 CFR 178.30(c)(2) Therefore, EPA is addressing these
hearing requests before responding to objections in the next Unit.
A. The Standard for Granting an Evidentiary Hearing
EPA has established regulations governing objections to tolerance
rulemakings and tolerance petition denials and requests for hearings on
those objections. (40 CFR part 178; 55 FR 50282, December 5, 1990)
(FRL-3688-4)) Those regulations prescribe both the form and content of
hearing requests and the standard under which EPA is to evaluate
requests for an evidentiary hearing.
As to the form and content of a hearing request, the regulations
specify that a hearing request must include: (1) A statement of the
factual issues on which a hearing is requested and the requestor's
contentions on those issues; (2) A copy of any report, article, or
other written document ``upon which the objector relies to justify an
evidentiary hearing;'' (3) A summary of any other evidence relied upon
to justify a hearing; and (4) A discussion of the relationship between
the factual issues and the relief requested by the objection. (40 CFR
178.27)
The standard for granting a hearing request is set forth in 40 CFR
178.32. That section provides that a hearing will be granted if EPA
determines that the ``material submitted'' shows all of the following:
(1) There is a genuine and substantial issue of fact for resolution
at a hearing. An evidentiary hearing will not be granted on issues of
policy or law.
(2) There is a reasonable possibility that available evidence
identified by the requestor would, if established, resolve one or more
of such issues in favor of the requestor, taking into account
uncontested claims or facts to the contrary. An evidentiary hearing
will not be granted on the basis of mere allegations, denials, or
general descriptions of positions and contentions, nor if the
Administrator concludes that the data and information submitted, even
if accurate, would be insufficient to justify the factual determination
urged.
(3) Resolution of the factual issue(s) in the manner sought by the
person requesting the hearing would be adequate to justify the action
requested. An evidentiary hearing will not be granted on factual issues
that are not determinative with respect to the action requested. For
example, a hearing will not be granted if the Administrator concludes
that the action would be the same even if the factual issue were
resolved in the manner sought. (40 CFR 178.32(b))
This provision essentially imposes four requirements upon a hearing
requestor. First, the requestor must show it is raising a question of
fact, not one of law or policy. Hearings are for resolving factual
issues, not for debating law or policy questions. Second, the requestor
must demonstrate that there is a genuine dispute as to the issue of
fact. If the facts are undisputed or the record is clear that no
genuine dispute exists, there is no need for a hearing. Third, the
requestor must show that the disputed factual question is material,
i.e., that it is outcome determinative with regard to the relief
requested in the objections. Finally, the requestor must make a
sufficient evidentiary proffer to demonstrate that there is a
reasonable possibility that the issue could be resolved in favor of the
requestor. Hearings are for the purpose of providing objectors with an
opportunity to present evidence supporting their objections as the
regulation states, hearings will not be granted on the basis of ``mere
allegations, denials, or general descriptions of positions or
contentions.'' (40 CFR 178.32(b)(2))
The Court in National Corn Growers Ass'n v. EPA noted that the
FFDCA and EPA's regulations ``establish a `summary-judgment type'
standard for determining whether to hold a hearing: The EPA must hold a
hearing if it determines an objection raises a material issue of
fact.'' (613 F.2d 266, 271 (DC Cir. 2010)) In addition, the Court
applied a ``necessarily deferential'' standard of review in determining
whether an issue was material, looking to whether the agency ``has
given adequate consideration to all relevant evidence in the record.''
(Id. at pgs. 271 and 272) ``Mere difference in the weight or credence
given to particular scientific studies . . . are insufficient'' to
overturn an agency conclusion regarding whether an objection raises a
material issue of fact. (Id. at pg. 271)
EPA's hearing request requirements are based heavily on FDA
regulations establishing similar requirements for hearing requests
filed under other provisions of the FFDCA (53 FR 41126, 41129, October
19, 1988) (FRL-8372-5). FDA pioneered the use of summary judgment-type
procedures to limit hearings to disputed material factual issues and
thereby conserve agency resources. FDA's use of such procedures was
upheld by the Supreme Court in 1972, (Weinberger v. Hynson, Westcott &
Dunning, Inc., 412 U.S. 609 (1973)), and, in 1975, FDA promulgated
generic regulations establishing the standard for evaluating hearing
requests (40 FR 22950, May 27, 1975). It is these regulations upon
which EPA relied in promulgating its hearing regulations in 1990.
Unlike EPA, FDA has had numerous occasions to apply its regulations
on hearing requests. FDA's summary of the thrust of its regulations,
which has been repeatedly published in the Federal Register in Orders
ruling on hearing requests over the last 24 years, is instructive on
the proper interpretation of the regulatory requirements. That summary
states:
A party seeking a hearing is required to meet a threshold burden
of tendering evidence suggesting the need for a hearing.' [ ] An
allegation that a hearing is necessary to sharpen the issues' or
fully develop the facts' does not meet this test. If a hearing
request fails to identify any evidence that would be the subject of
a hearing, there is no point in holding one.
A hearing request must not only contain evidence, but that
evidence should raise a material issue of fact concerning which a
meaningful hearing might be held. [ ] FDA need not grant a hearing
in each case where an objection submits additional information or
posits a novel interpretation of existing information. [ ] Stated
another way, a hearing is justified only if the objections are made
in good faith and if they `draw in question in
[[Page 11240]]
a material way the underpinnings of the regulation at issue.'
Finally, courts have uniformly recognized that a hearing need not be
held to resolve questions of law or policy.
(49 FR 6672 at 6673, February 22, 1984; 72 FR 39557 at 39558, July 19,
2007 (citations omitted) EPA has been guided by FDA's application of
its regulations in this proceeding.
Congress confirmed EPA's authority to use summary judgment-type
procedures with hearing requests when it amended FFDCA section 408 in
1996. Although the statute had been silent on this issue previously,
the FQPA added language specifying that when a hearing is requested,
EPA ``shall . . . hold a public evidentiary hearing if and to the
extent the Administrator determines that such a public hearing is
necessary to receive factual evidence relevant to material issues of
fact raised by the objections'' (21 U.S.C. 346a(g)(2)(B)). This
language grants EPA broad discretion to determine whether a hearing is
``necessary to receive factual evidence'' to objections (H.R. Rep. No.
104-669, at pg. 49 (1996)).
B. American Soybean Association, Sugarbeet Associations, and Cherry
Marketing Institute Hearing Requests
1. Summary of Hearing Request
Three Objectors--the American Soybean Association, the Sugarbeet
Associations, and the Cherry Marketing Institute--requested evidentiary
hearings based on their objections that EPA erred in revoking
tolerances covering chlorpyrifos residues for their particular
commodity, i.e., soybean, sugarbeet, and cherry, respectively. (Refs.
36 through 38) These Objectors root this claim in statements made in
the 2020 PID, in which EPA proposed a subset of 11 registered uses for
retention as an option to mitigate dietary risks from uses of
chlorpyrifos. The 2020 PID noted that if uses were limited in
accordance with that proposal, EPA would be able to determine that such
uses would ``not pose potential risks of concern.'' Because, at the
time of the final rule, uses were not so limited, EPA revoked all
tolerances. These Objectors assert that such a conclusion was
inconsistent with the conclusions in the 2020 PID and thus not
supported by factual evidence. As a result, these Objectors request a
hearing on that objection to dispute the underlying factual basis for
EPA's decision to revoke all tolerances and, in particular, for their
tolerance of interest.
Specifically, the American Soybean Association notes that soybeans
were included among the 11 high-benefit crop uses of chlorpyrifos that
the 2020 PID described as ``not pos[ing] potential risks of concern
with a Food Quality Protection Act (FQPA) safety factor of 10X.'' (Ref.
36 at pg. 4) In addition, the American Soybean Association asserts that
EPA has determined ``elsewhere in its administrative record'' that it
is reasonably certain soybean uses will not pose harm from aggregate
dietary exposures. (Id.) Therefore, the American Soybean Association
challenges EPA's determination in the final rule that soybean uses of
chlorpyrifos might pose dietary risks of concern as factually
inaccurate and contrary to the finding in the 2020 PID, and requests an
evidentiary hearing ``to dispute this underlying factual inaccuracy.''
(Id.) Similarly, the Sugarbeet Associations argue that EPA's decision
to revoke tolerances for the 11 high-benefit crop uses of chlorpyrifos
identified in the 2020 PID is arbitrary and capricious and request an
evidentiary hearing ``to demonstrate that the best available science,
including the 2020 PID, supports a finding that tolerances for
sugarbeets can remain in effect.'' (Ref. 37 at pg. 6) Lastly, the
Cherry Marketing Institute argues that EPA's decision to revoke
tolerances for chlorpyrifos in the Michigan tart cherry industry due to
dietary risks is factually inaccurate, in light of EPA's identification
of tart cherries among the 11 high-benefit crop uses of chlorpyrifos
identified in the 2020 PID. (Ref. 38 at pg. 2) The Cherry Marketing
Institute allege that an unspecified ``drinking water assessment and a
dietary assessment'' provide that the Michigan tart cherry industry's
use of chlorpyrifos meets FFDCA safety standards. (Id. at pg. 1) The
Cherry Marketing Institute therefore requests an evidentiary hearing
``to further convey [its] concerns with EPA's determination'' to revoke
chlorpyrifos tolerances. (Id. at pg. 2)
2. Denial of Hearing Request
The evidentiary hearing requests submitted by the American Soybean
Association, the Sugarbeet Associations, and the Cherry Marketing
Institute do not meet the regulatory standard for granting an
evidentiary hearing request set forth in 40 CFR 178.32 and are
therefore denied.
As noted previously, the purpose for holding hearings is ``to
receive factual evidence.'' (21 U.S.C. 346a(g)(2)(B); 53 FR 41126 at
41129 (``Hearings are for the purpose of gathering evidence on disputed
factual issues . . . .'')) Therefore, at a bare minimum, a requestor
must identify evidence relied upon to justify a hearing and either
submit copies of that evidence or summarize it. (40 CFR 178.27)
None of these Objectors proffers any factual evidence to support
their request for an evidentiary hearing. Other than offering that the
Agency's determinations in the final rule were inconsistent with the
2020 PID, these Objectors refer to a hearing as an opportunity to
dispute the Agency's factual conclusions regarding the risks posed by
the use of chlorpyrifos on their particular commodity. As noted
previously, ``[a]n allegation that a hearing is necessary to sharpen
the issues' or fully develop the facts' does not meet this test. If a
hearing request fails to identify any evidence that would be the
subject of a hearing, there is no point in holding one.'' (49 FR 6672
at 6673, February 22, 1984; 72 FR 39557 at 39558, July 19, 2007)
(citing Georgia Pacific Corp v. EPA, 671 F.2d 1235, 1241 (9th Cir.
1982)) The statute requires that the objector identify actual evidence;
however, the Objectors point to no additional factual evidence that
they would offer for review in this evidentiary hearing. Failing to
identify any factual evidence that the Objectors would like to be
considered in a hearing, the Objectors' hearing request fails to
proffer the requisite evidence.
Even viewed in the most favorable light, these Objectors merely
proffer the Agency's own statements in its risk assessments and the
2020 PID and unspecified references to statements ``elsewhere in the
administrative record.'' As a result, EPA concludes that this
submission is sufficiently lacking to be considered an evidentiary
proffer. Given that the purpose of a hearing is to gather or receive
evidence, proffering evidence already considered and relied upon by EPA
is not grounds for holding a hearing. Furthermore, EPA has already
considered and found inadequate the evidence in the record to support
retaining individual tolerances without a change in registrations, and
it is difficult to understand, how, as a matter of law, this same
evidence would justify the opposite conclusion, given the same
underlying facts. At bottom, these objectors' proffer fails to
``identify'' evidence which would, if established, resolve an issue in
the objectors' favor.
Moreover, the American Soybean Association, the Sugarbeet
Associations, and the Cherry Marketing Institute have all failed to
demonstrate that there is a ``genuine and substantial issue of fact for
resolution at a hearing.'' (40 CFR 178.32(b)(1)) Whether EPA was
arbitrary and capricious in revoking the soybean, sugarbeet, and cherry
tolerances is a question of law, not of fact. Contrary to what these
objectors assert, EPA does
[[Page 11241]]
not assess safety of tolerances based upon the risks posed by use on a
single commodity. Under the FFDCA, EPA is required to assess aggregate
exposures, i.e., exposure to the pesticide from use on that particular
commodity, as well as use on all other commodities, contributions to
drinking water from all registered uses, and exposures in non-
occupational settings. Furthermore, to the extent there is a factual
question here, it is not in dispute. EPA does not dispute its own
scientific conclusions and findings in the 2020 PID that the Agency
could support a safety determination for the very limited and specific
subset of uses identified in that document. The problem is that at the
time of the final rule, the Agency did not have a basis for assuming
that uses would be limited in accordance with the 2020 PID mitigation
proposal. Thus, as a legal matter, EPA could not rely on those
scientific findings to support leaving the tolerances in place at the
time of the final rule. Ultimately, this issue comes down to whether
EPA properly interpreted its obligation under the FFDCA in assessing
aggregate exposure to chlorpyrifos, and that is ultimately a question
of law and not one of fact. Hearings are not granted on legal
questions. (40 CFR 178.32(b)(1)) Accordingly, the hearing requests of
the American Soybean Association, the Sugarbeet Associations, and the
Cherry Marketing Institute are denied.
EPA responds to the objection concerning whether EPA was justified
in revoking all chlorpyrifos tolerances in Unit VII.C.1.a. of this
document.
C. Gharda Chemicals International, Inc. Hearing Request
1. Summary of Hearing Request
In a footnote in a section of its objections alleging that EPA
failed to adequately consider certain relevant scientific information,
Gharda says, ``Gharda respectfully submits that EPA has all of the
scientific data at its disposal to find that chlorpyrifos oxon is not
relevant to EPA's aggregate exposure assessment under the FFDCA. To the
extent that EPA believes that a fact issue is presented by this data,
Gharda respectfully requests a hearing.'' (Ref. 39 at pg. 34) Although
the first sentence of Gharda's footnote indicates that Gharda does not
believe that a hearing is necessary, which should settle the matter,
the second sentence introduces some ambiguity that compels a response
as a matter of completeness. So, as discussed later in this document,
EPA considers whether an evidentiary hearing on Gharda's objection to
EPA's assessment of chlorpyrifos-oxon is warranted and determines that
it is not.
On its face, Gharda's request for a hearing fails to proffer any
evidence that Gharda believes warrants an evidentiary hearing. The
specific request refers simply to ``scientific data'', which is so
vague as to not be an evidentiary proffer at all. Nevertheless, taking
into consideration the whole of Gharda's objection concerning the
assessment of chlorpyrifos-oxon, EPA notes that Gharda references two
documents: (i) A drinking water study submitted to EPA by Corteva in
December 2020 (Study of Cholinesterase Inhibition in Peripheral Tissues
in Sprague Dawley Rats Following Exposure to Chlorpyrifos Oxon in
Drinking Water for 21 Days (MRID 51392601) (``Corteva Oxon Study''))
and (ii) A Declaration of Dr. Richard Reiss, dated October 21, 2021 and
included as an exhibit attached to Gharda's Objections to the final
rule, offering opinions on the meaning of the Corteva Oxon Study
(``Reiss Declaration''). (Id. at pg. 32) Also mentioned within the same
section of Gharda's submission as its objection relating to
chlorpyrifos-oxon are two other documents: (i) Comments filed by Dow
AgroSciences LLC (DAS) (now doing business as Corteva Agriscience) on
January 17, 2017 on the Chlorpyrifos: Tolerance Revocations; Notice of
Data Availability and Request for Comment (81 FR 81049) and its
accompanying assessments, including the 2016 DWA; and (ii) A Response
to Objections document filed by DAS on April 18, 2019 regarding
objections submitted by PANNA, NRDC, and others to EPA's March 29, 2017
Order denying the 2007 Petition. (Id. at 31) Because Gharda refers to
these documents only in the context of challenging the Agency's use of
the 2016 DWA in general and not with regard to the chlorpyrifos-oxon
objection specifically, EPA concludes that Gharda is not proffering
those documents in support of its objection on the assessment of
chlorpyrifos-oxon.
Gharda points to the Corteva Oxon Study as support for its
objection that the chlorpyrifos-oxon was not relevant to, and should
not have been included in, EPA's aggregate risk assessment. Gharda
asserts, quoting from the Reiss Declaration, that the Corteva Oxon
Study found ``(a) no detectable circulating chlorpyrifos oxon in blood,
(b) no statistically significant AChE inhibition in either RBC or
brain, and (c) an absence of clinical signs of toxicity or markers of
exposure,'' and therefore nullified EPA's assumption in the 2020 DWA
``that chlorpyrifos oxon is more toxic that the parent chlorpyrifos for
drinking water exposure purposes.'' (Id. at pg. 32) As a result, Gharda
argues that this study shows that ``drinking water risks associated
with the oxon are not a risk concern for any agricultural uses of
chlorpyrifos and should not be part of the EPA's aggregate risk
assessment or serve as a basis for limiting uses of chlorpyrifos.''
(Id. at pgs. 32 and 33) According to Gharda, EPA has received this
study but has failed to review it. Gharda argues that EPA's failure to
consider this study means that the final rule rests on incomplete
information and is arbitrary and capricious. (Id. at pgs. 33 through
34) Therefore, giving Gharda the benefit of the doubt, EPA finds that
the Corteva Oxon Study is being proffered by Gharda for the Agency's
consideration in determining whether a factual issue is raised that
warrants an evidentiary hearing. Similarly, because Gharda relies
heavily on the Reiss Declaration for its allegations concerning the
Corteva Oxon Study, EPA finds that Gharda is proffering that
declaration as evidence as well.
2. Denial of Hearing Request
EPA denies Gharda's hearing request under both its broad
discretionary authority found in FFDCA section 408(g)(2) and under the
regulatory standard in 40 CFR 178.32. As an initial matter, the
equivocating and vague nature of Gharda's hearing request makes it
difficult to discern whether Gharda has submitted a request for an
evidentiary hearing that meets even the basic form and content criteria
of EPA's regulations. (40 CFR 178.27) First, EPA's regulations require
a specific request for an evidentiary hearing and a statement of the
factual issue on which the hearing is requested. (40 CFR 178.27(a) and
(b)) While Gharda ``respectfully requests a hearing,'' it is only to
the extent EPA finds a factual issue warranting one. (Ref. 39 at pg.
34) Gharda asserts many things in this particular objection concerning
what Gharda believes is EPA's failure to consider relevant scientific
data, including failure to consider the Corteva Oxon Study, which
Gharda asserts would support a conclusion that chlorpyrifos-oxon in
drinking water is not relevant for chlorpyrifos risk assessment
purposes. That is not a clear statement of the factual issue on which
EPA should evaluate the request for a hearing. (40 CFR 178.27(b))
Moreover, as discussed previously, it is difficult to discern exactly
what evidence Gharda is proffering--``all scientific data'' in EPA's
files or just the Corteva Oxon Study. (40 CFR 178.27(c)) Finally,
Gharda makes no attempt to ``include a discussion of the relationship
between
[[Page 11242]]
the factual issues and the relief requested by the objection.'' (40 CFR
178.27(e)) Gharda seems to be arguing that if the chlorpyrifos-oxon was
not relevant to the Agency's assessment, it would somehow change the
outcome of the final rule, but Gharda fails to explain how
consideration of that study would ultimately impact the Agency's
conclusions concerning the safety of chlorpyrifos. In order to evaluate
this ``hearing request'', EPA has had to discern from context what the
factual issue is and what Gharda specifically hopes to accomplish with
this evidence. This is contrary to EPA's regulations, which place the
burden of presenting evidence upon which the objector relies to justify
an evidentiary hearing on the objector, not on EPA. (40 CFR 178.27(c)
and (d)) It appears that Gharda in its comment is trying to flip the
burden for demonstrating whether an evidentiary hearing is necessary
onto EPA; as such EPA believes that Gharda has failed to meet a
threshold burden of submitting a hearing request that meets the basic
criteria for such submissions under 40 CFR 178.27.
Significantly, by its own terms, Gharda does not believe that a
hearing is necessary for the Agency to receive factual evidence, since
the Agency already ``has all of the scientific data at its disposal''
to evaluate this objection. (Ref. 39 at pg. 34) As noted previously,
FFDCA directs EPA to ``hold a public evidentiary hearing if and to the
extent the Administrator determines that such a public hearing is
necessary to receive factual evidence relevant to material issues of
fact raised by the objections'' (21 U.S.C. 346a(g)(2)(B)) This language
was added to the FFDCA by the FQPA in 1996, after EPA promulgated its
evidentiary hearing regulations, and EPA views it as providing broad
discretion to evaluate whether a hearing is necessary, even if the
requirements in 40 CFR 178.32 are met. EPA does not interpret this
language as requiring it to hold a hearing in any instance where
factual evidence relevant to a material issue of fact is proffered
(essentially the standard set forth in 40 CFR 178.32); rather, EPA
construes the statutory language as requiring it to hold a hearing only
where it determines a hearing is necessary to receive such proffered
evidence. In other words, a party wishing to obtain a hearing must not
only satisfy the requirements of 40 CFR 178.32, it must also show that
an evidentiary hearing is necessary for the presentation of proffered
evidence to the Agency.
In this particular instance, Gharda states that EPA already has all
the scientific data necessary to evaluate this issue and thus does not
believe that a hearing is necessary to address the relevance of the
oxon issue. EPA agrees. Because EPA already has the Corteva Oxon Study
in its files, EPA has determined that a hearing is not necessary to
receive that evidence. This conclusion is bolstered by EPA's
determination that ultimately, consideration of this study would not
materially impact EPA's conclusions regarding the safety of
chlorpyrifos, since (as discussed later in this unit) EPA could not
support a safety finding for chlorpyrifos based on consideration of
only the chlorpyrifos (and not the oxon) concentrations in drinking
water.
Moreover, in examining the evidentiary proffer of the Reiss
Declaration, EPA concludes that a hearing would not be appropriate for
receiving that evidence. ``An evidentiary hearing will not be granted
on the basis of mere allegations . . . or general descriptions of
positions and contentions. . . .'' (40 CFR 178.32(b)(2)) The Reiss
Declaration contains a composite of conclusory statements of
interpretation of the Corteva Oxon Study, with no elucidation of how
Dr. Reiss arrived at those conclusions. (Ref. 39 at pgs. 113 through
132) One paragraph simply refers to a ``prior study'' to illustrate an
example of the oxon causing lower levels of brain AChE inhibition than
chlorpyrifos, but no citation to that study is provided. (Id. at pg.
120, paragraph 26) Paragraph 27, which Gharda quotes for its
objections, concludes that the Corteva Oxon Study ``found (a) no
detectable circulating chlorpyrifos oxon in blood, (b) no statistically
significant AChE inhibition in either RBC or brain, and (c) an absence
of clinical signs of toxicity or markers of exposure.'' (Id. at pg.
121, paragraph 27) But that is it. There is no explanation of how Dr.
Reiss came to those conclusions based on the study or what information
provided in the study that supports these conclusions. Therefore, with
regard to the Corteva Oxon Study, EPA finds that a hearing is not
warranted to receive the Reiss Declaration, since the statements
contained therein appear to contain mere allegations and conclusions.
In applying the criteria for granting a hearing, EPA looks first to
the question of whether there is a genuine and substantial issue of
fact. (40 CFR 178.32(b)(1)) As noted previously, Gharda has failed to
provide a clear statement of the factual issue to be resolved at an
evidentiary hearing. However, EPA recognizes Gharda's assertion that
chlorpyrifos-oxon is not relevant for risk assessment purposes due to
the lack of toxicity allegedly demonstrated in the Corteva Oxon Study
is at odds with EPA's assessment of chlorpyrifos-oxon residues in
drinking water and in the aggregate risk assessment. Whether there is
valid scientific data supporting a different conclusion about the
toxicity of chlorpyrifos-oxon is likely to be a factual question,
rather than one of law or policy.
Nevertheless, EPA's hearing regulations also require that the
``[r]esolution of the factual issue(s) in the manner sought by the
person requesting the hearing would be adequate to justify the action
request.'' (40 CFR 178.32(b)(3)) Under this prong, Gharda's request for
a hearing fails. As noted previously, Gharda has failed to provide a
discussion of how resolution of this factual issue would assist in
granting the relief of their objection. For that matter, Gharda has not
even clarified how their objection (i.e., failure to consider relevant
scientific information) supports a change to the Agency's safety
determination in the final rule.
Assuming arguendo that Gharda (and Dr. Reiss) has correctly
interpreted the Corteva Oxon Study and assuming also that chlorpyrifos-
oxon is less toxic than chlorpyrifos and is not therefore the relevant
exposure measurement for assessing risks of chlorpyrifos in drinking
water as EPA had assumed, Gharda's request for an evidentiary hearing
still fails. This is because this assumption would not ultimately
change the outcome of the final rule; EPA would still be unable to
conclude that the chlorpyrifos tolerances were safe because the
estimated concentrations of chlorpyrifos itself (rather than
chlorpyrifos-oxon) in drinking water still exceed the relevant DWLOC.
In the 2020 PID, EPA calculated a DWLOC for both chlorpyrifos and
chlorpyrifos-oxon. The DWLOCs used for comparison to residues of
chlorpyrifos in drinking water in the final rule were associated with
chlorpyrifos-oxon, as that was considered the residue of concern: 4.0
ppb for steady-state exposures and 23 ppb for acute exposures. Based on
the 2016 DWA, EPA determined that there were likely to be estimated
concentrations of chlorpyrifos-oxon in drinking water that exceeded
those DWLOCs. As indicated in Unit II.B.1.d., where the concentrations
of pesticide in drinking water exceed the DWLOC, the Agency concludes
that the aggregate exposures are not safe. If, as Gharda asserts, the
chlorpyrifos-oxon residues are not relevant, there would still be
exposures to chlorpyrifos in drinking
[[Page 11243]]
water, and EPA would need to consider whether those exposures to
chlorpyrifos would be safe. The DWLOCs calculated for chlorpyrifos were
17 ppb for steady-state exposures and 100 ppb for acute exposures.
(Ref. 31 at pg. 15) Relative to the DWLOCs for chlorpyrifos-oxon, the
DWLOCs for chlorpyrifos are larger, providing slightly more room in the
risk cup for residues of chlorpyrifos, relative to chlorpyrifos-oxon.
Nevertheless, the 2016 DWA indicates that for the majority of HUC
regions assessed, the estimated concentrations of chlorpyrifos alone in
drinking water still exceed the higher DWLOC of 17 ppb, i.e., Table 25
of the 2016 DWA indicates that the range of chlorpyrifos concentrations
in drinking water have the potential to exceed the DWLOC for all HUC
regions except one (HUC 16b). (Ref. 29 at pgs. 73-74) As long as there
are certain vulnerable watersheds where the concentrations of
chlorpyrifos exceed the maximum amount allowed for residues in drinking
water to ensure that aggregate chlorpyrifos exposures stay below safe
levels, the Agency cannot make a safety finding to support the
chlorpyrifos tolerances. Thus, Gharda has failed to raise a material
factual issue for which an evidentiary hearing would be appropriate.
``An evidentiary hearing will not be granted on factual issues that are
not determinative with respect to the action requested. For example, a
hearing will not be granted if the Administrator concludes that the
action would be the same even if the factual issue were resolved in the
manner sought.'' (40 CFR 178.32(b)(3))
The absence of a material issue of fact here is fatal to Gharda's
request for a hearing. As noted previously, the Corteva Oxon Study,
even if it supported Gharda's assertion that chlorpyrifos-oxon residues
were not relevant for EPA's risk assessment, does not ultimately
support a finding that the chlorpyrifos tolerances are safe. Therefore,
EPA concludes that a hearing is not justified to receive that evidence
for the purposes of evaluating Gharda's claim concerning the
consideration of chlorpyrifos-oxon in the Agency's risk assessment.
This conclusion also reinforces EPA's earlier determination that a
hearing is not necessary to receive the evidence since the study is
already in the Agency's files. Furthermore, because the Reiss
Declaration offers nothing more than conclusory statements about how to
interpret the Corteva Oxon Study, it also fails to provide a basis for
determining that the chlorpyrifos tolerances are safe and changing the
final rule. Conclusory statements indicating a potential difference of
scientific interpretation of a study that, even in the most favorable
light, is not outcome determinative, does not create a material issue
of fact. (See National Corn Growers Ass'n, 613 F.3d at 274 (finding
that ``[m]ere differences in the weight or credence given to particular
scientific studies'' would not be a sufficient basis to overturn an
Agency conclusion that there is no material issue of fact)) Therefore,
EPA has determined that Gharda has failed to proffer evidence
warranting an evidentiary hearing on its objection concerning the
Agency's assessment of chlorpyrifos-oxon.
D. Summary of Reasons for Denial of Hearing Requests
EPA is denying the requests for evidentiary hearing submitted by
the American Soybean Association, the Sugarbeet Associations, and the
Cherry Marketing Institute because those entities failed to proffer any
evidence for which a hearing would be appropriate. The statute clearly
states that a hearing is appropriate when ``necessary to receive
material evidence.'' (21 U.S.C. 346a(g)(2)(B)) Moreover, these
Objectors ultimately disagree with EPA's application of the FFDCA
statutory standard for assessing exposures, which is a legal question,
rather than a factual one, and thus not appropriate for a hearing. (40
CFR 178.32(b)(1))
EPA is denying Gharda's request for an evidentiary hearing for lack
of necessity since, as Gharda concedes, EPA already has the evidence
proffered and for lack of materiality, since even if Gharda's factual
assertions are correct and supported by the evidence proffered, those
issues are not determinative with regard to the Agency's conclusions in
the final rule, i.e., they would not provide a basis for leaving the
chlorpyrifos tolerances in place at this time.
VII. Response to Objections
A. Overview
EPA denies each of the objections to the final rule. As noted in
Unit V. of this document, EPA received several objections from many
different entities, including trade associations, farm bureaus,
individual growers, and registrants. EPA has grouped these objections
into five different categories, which are described later in this unit.
After a brief description of each objection or objection subissue, EPA
responds to each in this unit.
B. Denial of Objections Not Properly Filed
As a preliminary matter, EPA notes that several parties submitted
documents to the Federal eRulemaking Portal that are styled as
objections but that do not comply with the requirements of 40 CFR
178.25. As EPA noted in the final rule--and as required in EPA's
regulations--objections must be submitted in writing and filed with the
Office of the Hearing Clerk in accordance with the procedures in 40 CFR
178.25. While the regulations specify that objections are to be mailed
or hand-delivered to the Hearing Clerk, due to the pandemic the Office
of Administrative Law Judges (OALJ), where the Office of the Hearing
Clerk is housed, is directing parties to file electronically. (Ref. 40)
The final rule provided instructions for filing online as well as what
to do in the event that online filing was not available. (Ref. 1 at
pgs. 48315-16)
The following parties did not submit their objections to the Office
of the Hearing Clerk either through the OALJ e-filing system or through
mail or hand delivery as required by 40 CFR 178.25(b): The Colombia
Ministry of Trade, Industry and Tourism; Drexel Chemical Company; the
International Pepper Community; Oregonians for Food and Shelter; and
the Republic of Ecuador. (Refs. 41 through 45) EPA also notes that the
National Association of Wheat Growers submitted two sets of objections:
One as a standalone document, which was not properly filed with the
Office of the Hearing Clerk (Ref. 46), and one as a signatory to
objections submitted by numerous growers, retailers, co-ops,
applicators, refiners, crop consultants, and other agricultural
stakeholders (which EPA is referring to as the Agricultural Retailers
Association, et al. objections (Ref. 47)), which was properly filed
with the Office of the Hearing Clerk. EPA's regulations require EPA to
deny each objection that is found not to conform with 40 CFR 178.25.
(40 CFR 178.30(a)(1)) As a result, EPA denies the previously-described
objections that were not submitted to the Office of the Hearing Clerk
and will not be considering them in this Order.
C. Responses to Specific Issues Raised in Objections
1. Objections to the Scope of EPA's Final Rule Revoking Tolerances
One theme running through several objections was an assertion that
EPA's revocation of all chlorpyrifos tolerances was unlawful and
unnecessary. Some Objectors argued that EPA should have
[[Page 11244]]
retained some of the chlorpyrifos tolerances, rather than revoking them
all, based on EPA's mitigation proposal in the 2020 PID to limit uses
to 11 high-benefit crops in certain geographic locations. Relatedly,
some Objectors believed that EPA should have coordinated the tolerance
revocations with actions under FIFRA to cancel uses in order to avoid
revoking all tolerances. Finally, some Objectors asserted that EPA
should have retained import tolerances since imported commodities would
not contribute to drinking water exposures, which were driving risk
concerns. These objections and EPA's responses are discussed in further
detail in this sub-unit.
a. EPA's Proposal for Limiting Uses to 11 High-Benefit Crops in the
2020 Proposed Interim Decision (PID) for Chlorpyrifos
i. Objection. Nearly all Objectors assert that revoking all
chlorpyrifos tolerances was unlawful and unnecessary based on
statements in the 2020 PID where EPA proposed a subset of chlorpyrifos
tolerances for retention, provided certain restrictions were
implemented. (The objections, requests for hearing on objections, and
stay requests submitted in response to the final rule are available at
https://www.regulations.gov in docket ID number EPA-HQ-OPP-2021-0523.)
Some Objectors' claims are general, asserting that EPA should have
retained all 11 tolerances, and some are specific to their own
commodity of interest (e.g., the American Soybean Association focuses
on EPA's determination in the 2020 PID as it relates to soybeans,
specifically). (Ref. 36 at pg. 4) In each case, however, these
Objectors rely on EPA's proposed finding in the 2020 PID to demonstrate
that EPA's record contains sufficient information to determine that at
least some tolerances and uses satisfy the FFDCA safety standard. The
objectors conclude that, therefore, revocation of all tolerances was
inconsistent with the FFDCA requirement to consider aggregate exposure
from all ``anticipated dietary exposures''.
The Objectors point to the Ninth Circuit's April 29, 2021, decision
for support that EPA was not required to revoke all chlorpyrifos
tolerances. The Objectors note that the Court gave EPA the option to
``either revoke all chlorpyrifos tolerances or modify chlorpyrifos
tolerances,'' as long as the modification was supported by a safety
determination, as well as a direction to ``modify or cancel related
FIFRA registrations for food use in a timely fashion consistent with
the requirements of [FFDCA 408(a)].'' (LULAC, 996 F.3d at 703-04)
Consequently, the Objectors assert that EPA should have modified
tolerances by retaining the 11 uses rather than revoking all.
ii. Denial of objection. EPA denies this objection. The Objectors'
claim is primarily based on a misunderstanding of the FFDCA's
requirement to consider aggregate exposure, a misreading of the 2020
PID, and a disregard of the facts at the time of the final rule. When
one corrects for each of those factors, it is clear that EPA's
revocation of all chlorpyrifos tolerances was entirely consistent with
the Agency's obligations under the FFDCA.
Before diving into the rationale for why the Objectors' argument is
legally flawed, it is worth providing context for the PID, or proposed
registration review decision. Under EPA's regulations, a proposed
(interim) registration review decision lays out the Agency's proposed
findings, identifies proposed risk mitigation measures or other
remedies as needed, identifies any missing or needed data, specifies
proposed labeling changes, and identifies any anticipated deadlines.
(See 40 CFR 155.58(b)) EPA publishes notice of the availability of this
proposed decision and provides for at least a 60-day comment period.
(40 CFR 155.58(a)) After consideration of those comments, EPA will
issue an interim or final registration review decision, which can be
very similar to the proposed decision or incorporates changes based on
those comments. (40 CFR 155.58(c)) As noted in Unit II.A., the purpose
of registration review is to determine whether the registered pesticide
continues to meet the standard for registration. Where EPA identifies
potential unreasonable risks from use of a pesticide, EPA considers
whether there are any options or measures for reducing or mitigating
those risks that would enable the pesticide to meet the standard for
registration. Where such mitigation measures are available, EPA will
propose those in the proposed registration review decision in
conformance with its regulations. But consistent with the nature of any
proposal, the findings in the proposed decision are just proposals and
subject to change based upon public comment or other developments that
may occur before the final decision is issued.
For the 2020 PID for chlorpyrifos, EPA followed the process laid
out in its regulations. EPA summarized the findings of its aggregate
risk assessment and concluded that ``[w]hen considering all currently
registered agricultural and non-agricultural uses of chlorpyrifos,
aggregate exposures are of concern. If considering only the uses that
results in DWLOCs below the EDWCs, aggregate exposures are not of
concern.'' (Ref. 31 at pg. 19 (emphases added)) In other words, EPA
found that the universe of currently registered chlorpyrifos uses
presented aggregate exposures that exceeded the Agency's determined
safe level of exposure. As a result, EPA proposed mitigation to address
the dietary and aggregate risks of concern that were posed by use of
chlorpyrifos as currently registered. (Id. at pg. 40)
To mitigate these risks, EPA proposed that chlorpyrifos
applications be limited to the following 11 specific uses in only those
specific geographic areas where the estimated concentrations of
chlorpyrifos in drinking water from those uses were lower than the
DWLOC, i.e., the maximum amount of chlorpyrifos residues that could be
present in water and still ensure that aggregate exposures would be
safe: Alfalfa, apple, asparagus, tart cherry, citrus, cotton, peach,
soybean, strawberry, sugar beet, and spring and winter wheat. (Id. at
pgs. 40 and 41) For this mitigation proposal to reduce aggregate
exposures to safe levels, all other existing uses of chlorpyrifos that
contribute to aggregate exposures (i.e., food, drinking water, and
residential exposures) would need to be cancelled and the labels for
products containing the identified subset of uses would need to be
amended to ensure that applications would be limited to those
specifically identified geographic areas. Moreover, some revisions to
labeled application rates would also be required since the conclusions
in the 2020 PID that drinking water contributions were safe in these
areas from these uses was based on usage data rather than maximum
labeled application rates. It is also important to emphasize that the
act of proposing to limit chlorpyrifos applications to this subset of
uses did not, in fact, automatically result in the elimination of all
uses beyond those identified uses; that would require separate actions
under FIFRA to cancel uses and to amend labels, which has not occurred.
EPA proposed this particular list of uses as critical and high-
benefit uses of those uses currently registered for chlorpyrifos. (Ref.
30, Attachment 2) Although the ``reasonable certainty of no harm''
standard in the FFDCA, which is strictly a risk-based standard, allows
no consideration of benefits, except in one very limited circumstance
not relevant here (see 21 U.S.C. 346a(b)(2)(B)), FIFRA's ``unreasonable
adverse effects'' standard incorporates a consideration of economic
costs or benefits, which EPA took into
[[Page 11245]]
consideration when identifying this proposed list of retainable uses as
part of the FIFRA registration review process. But this is likely not
the only combination of uses that could have resulted in safe levels of
aggregate exposure. To conserve resources (and because previous
analyses had indicated risks of concern when considering all
chlorpyrifos uses), EPA's 2020 DWA focused solely on the areas where
these particular crops were grown that had the highest benefit to
growers to determine if there were areas where the EDWCs were below the
DWLOC; it is possible that a different set of crops and a different
range of geographic areas could also result in safe aggregate
exposures. The Agency expressly noted that it would ``consider
registrant and stakeholder input on the subset of crops and regions
from the public comment period and may conduct further analysis to
determine if any other limited uses may be retained.'' (Ref. 31 at pg.
40) The 2020 PID was made available for public comment, and the Agency
did, in fact, receive hundreds of comments, although none committed to
making changes to the chlorpyrifos registrations necessary to implement
the 2020 PID as proposed, nor were any requests for voluntary
cancellation of registered uses submitted under FIFRA in response to
the 2020 PID.
Turning now to the legal standard, as noted in Unit II.A., FFDCA
section 408(b)(2)(A)(i) permits EPA to leave tolerances in place only
if the Agency can determine that the tolerance is safe. If the Agency
determines that the tolerances, which must be based on aggregate
exposures, are not safe (or cannot determine that tolerances are safe),
the Agency must modify or revoke them. (21 U.S.C. 346a(b)(2)(A)(i); see
also LULAC, 996 F.3d at pgs. 693-94 (concluding that when EPA receives
a petition raising substantive questions concerning safety, FFDCA
provides no middle ground in which EPA can leave tolerances in place if
EPA is unwilling or unable to make a safety finding)) The FFDCA also
defines safe as requiring EPA to determine that ``there is a reasonable
certainty that no harm will result from aggregate exposure to the
pesticide chemical residue, including all anticipated dietary exposures
and all other exposures for which there is reliable information.'' (21
U.S.C. 346a(b)(2)(A)(ii) (emphases added)) Congress understood the
phrase ``aggregate exposure'' to include dietary exposures under all
tolerances for the pesticide chemical residue, H.R. Rep. 104-669(II) at
1279, and codified that understanding among the factors EPA must
consider when establishing, modifying, leaving in effect, or revoking
tolerances. (21 U.S.C. 346a(b)(2)(D)(vi)) In FFDCA section
408(b)(2)(D)(vi), EPA must consider ``available information concerning
the aggregate exposure levels of consumers (and major identifiable
subgroups of consumers) to the pesticide chemical residue and to other
related substances, including dietary exposure under the tolerance and
all other tolerances in effect for the pesticide chemical residue, and
exposure from other non-occupational sources.'' (Id. (emphasis added))
The requirement to consider ``aggregate exposure'' was added to the
FFDCA through the FQPA amendments in 1996. (Food Quality Protection Act
of 1996, Pub. L. 104-170) Prior to the enactment of the FQPA, when
assessing risk, EPA treated exposures from different pathways as
independent events and made no concerted effort to evaluate potential
exposures simultaneously. In reality, however, exposures to pesticides
do not occur as single, isolated events, but rather as a series of
sequential or concurrent events that may overlap or be linked in time
and space. Congress, in enacting the FQPA, was concerned with ensuring
that the Agency's assessments under the FFDCA would be strictly health-
protective and risk-based, and as a result, made a number of
significant amendments to the FFDCA, including the new risk-only safety
standard, the FQPA children's safety factor, and, of most relevance
here, a new requirement for EPA to consider exposures in the aggregate
rather than independently.
Following the enactment of the FQPA, EPA developed guidance on how
to conduct aggregate exposure and risk assessment. (Ref. 14) That
guidance describes the aggregate exposure and risk assessment as
involving ``the analysis of exposure to a single chemical by multiple
pathways [food, drinking water, residential] and routes of exposure
[oral, dermal, inhalation] . . . . All potential, relevant routes of
exposure are analyzed with an aggregate exposure assessment.'' (Id. at
pg. 4) That guidance also defines aggregate risk as ``[t]he likelihood
of the occurrence of an adverse health effect resulting from all routes
of exposure to a single substance.'' (Id. at pg. 72) In describing how
EPA intends to conduct such aggregate risk assessments, EPA states that
``[t]he starting point for identifying the exposure scenarios for
inclusion in an aggregate exposure assessment is the universe of
proposed and approved uses for the pesticide,'' which are determined by
looking to labeled allowable use patterns. (Id. at pgs. 24, 44 and 45)
Moreover, the guidance directs that aggregate exposure and risk should
be estimated for major identifiable subgroups of the population, which
the Agency typically does through considerations of demographics (e.g.,
age, gender, racial/ethnic background) and temporal (season) and
spatial (geographics) characteristics of potentially exposed
individuals. (Id. at pgs. 12, 24)
The Aggregate Exposure Guidance describes an approach for assessing
aggregate exposures that recognizes such exposures to hypothetical
individuals in the population: ``(1) may occur by more than one route
(i.e., oral, dermal and/or inhalation); (2) may originate from more
than one source and/or pathway (i.e., food, drinking water, and
residential); (3) may occur within a time-frame that corresponds to the
period of exposure required in an appropriately designed toxicity study
to elicit an adverse toxicological effect; (4) should occur at a
spatially relevant set of locations that correspond to an individual's
potential exposure; and (5) should be consistent with the individual's
demographic and behavioral attributes.'' (Id. at pg. 26) In practice,
this means that the Agency might consider whether different populations
of individuals are more or less likely to eat different kinds of food
over different time periods; whether pesticide concentrations in
drinking water vary temporally due to the growing season calendar or
spatially due to the nature of applications generally being localized
or regional; and/or whether different populations are likely to use or
be exposed to pesticides in non-occupational settings. Generally, EPA
would utilize upper-end estimates to ensure protection for the most
vulnerable populations, unless other factors warranted a different
approach.
From there, the Agency assesses the aggregate exposure through
relevant routes of exposure for hypothetical individuals among these
major identifiable subgroups (including food, drinking water, and
residential exposures to which that individual is likely exposed),
taking into consideration the various factors for co-occurrence of
exposures in the various exposure pathways. (Id. at pg. 26) Where risks
from aggregate exposures exceed safe levels, EPA will examine whether
refinements can be made to the assessment. (Id. at pg. 13)
In the final rule, EPA assessed aggregate exposure based on all
currently registered uses of chlorpyrifos as required by the FFDCA and
consistent with its guidance. That
[[Page 11246]]
assessment considered exposure through oral, dermal, and inhalation
routes of exposure that could result from exposures in food, drinking
water, and residential uses. Taking into consideration the registered
use patterns for chlorpyrifos, EPA assessed the universe of potential
exposures from all currently approved uses of chlorpyrifos because no
formal steps had been taken to limit those uses.
In demanding that EPA retain tolerances for the 11 uses, the
Objectors essentially argue that EPA should have presumed that
individuals would only be exposed to chlorpyrifos from the 11 uses
because EPA proposed those 11 uses as an option for mitigation in the
2020 PID proposal. However, that argument ignores the premise in the
PID that the safety finding for those uses is contingent on all other
uses being cancelled and the remaining 11 uses being restricted both
geographically and with lowered use rates. Exposures from those uses
alone could not reasonably be considered as ``anticipated'' since they
did not yet (nor did EPA have reason to believe that they would)
reflect the exposures people would be exposed to in the real world. The
FFDCA requires EPA to determine whether tolerances are safe, requiring
consideration of aggregate exposures, including ``anticipated dietary
exposures''; it does not allow EPA to leave tolerances in place if they
would be safe at some unspecified time in the future based on certain
mitigation that may not be implemented.
At the time of the final rule, no concrete steps had been taken by
registrants under FIFRA to implement the PID proposal: No uses had been
cancelled, nor had any labels been revised to geographically limit
applications or limit maximum application rates. Although there were
discussions with registrants and indications of a willingness to
mitigate uses (see discussion in next sub-unit), the Agency had not
received prior to the issuance of the final rule from registrants any
formal requests under FIFRA for voluntary cancellation or applications
to amend labels, to which the Agency could point as directionally
supportive for a conclusion that exposures would at some future time be
limited to that subset of chlorpyrifos applications. Until such uses
cease--or at least until EPA has a reasonable basis to believe that
they will cease--the Agency could not ignore the exposures from those
uses. In sum, the 2020 PID proposal, without more, is just a proposal;
it does not support an EPA assumption that aggregate exposures would be
limited to that subset of uses instead of an assessment based on the
actual registered uses and ongoing real-world applications of
chlorpyrifos.
While the Objectors claim that EPA could have modified tolerances,
as per the Court's order, by leaving in place only those identified in
the 2020 PID, doing so, without accompanying registration actions under
FIFRA, would have put EPA in the position of picking ``winners and
losers'' among the tolerances. While, under FIFRA, EPA might be able to
make an argument that some uses contribute relatively lower risks or
higher benefits than other uses and thus meet the FIFRA standard of no
unreasonable adverse effects on the environment whereas others may not,
considerations of those relative benefits is not a factor for
consideration under the FFDCA when determining which tolerances are
safe or not. As noted previously, the 2020 PID proposal reflected one
possible subset of uses that might warrant retention based on economic
considerations. In circumstances where aggregate exposures exceed safe
levels, there are potentially multiple variations of the potential
subset of tolerances that might meet the safety standard and that EPA
did not analyze. As such, EPA's general policy is to defer to the
pesticide registrant and the public to determine which of the various
subsets of tolerances are of sufficient importance to warrant
retentions since not all parties might agree on the particular
combination that should be retained. For example, one comment submitted
on the 2020 PID requested that EPA retain tolerances on cranberries
(Ref. 48), which was not listed among the 11 uses in the PID. Without
some reasonable basis to believe that the uses would be limited as had
been proposed, EPA did not have a basis to assume anticipated exposures
would be limited to that particular subset of uses for purposes of
modifying the tolerances.
Some Objectors made this same argument but focused more
specifically on their crop of interest (e.g., cherry, citrus, soybean,
sugarbeet). These objectors assert that EPA could not have revoked the
specific commodity tolerance because that crop was included in the list
of crops EPA proposed to retain and thus EPA did not have a basis for
concluding that those tolerances themselves were unsafe. However, the
Agency does not assess tolerances for each crop in a vacuum; whether
one tolerance is safe depends on whether aggregate exposure from that
tolerance and all other tolerances in effect are safe. (21 U.S.C.
346a(b)(2)(D)(vi)) The consequence of the FFDCA requirement for EPA to
assess the safety of tolerances as an aggregate is that, when one
tolerance is unsafe, all tolerances are equally unsafe until aggregate
exposures have been reduced to acceptable levels. At the time the final
rule was issued, there were over 80 tolerances in effect, which the
Agency was required to consider in its aggregate exposure assessment,
unless there had been a reasonable basis to exclude exposures from
those tolerances. The list in the 2020 PID was only a proposed
mitigation measure, necessary because the aggregate exposures from
chlorpyrifos, which included exposures from use of chlorpyrifos on
these three commodities, exceeded safe levels.
It is also worth noting that tolerances themselves are broadly
applicable rules that regulate the amount of pesticide residues on a
food commodity. As such, they are not limited in geographic scope, and
the Agency must be able to determine that all aggregate exposures from
any registered uses (including all relevant geographic areas) that
would be covered by a particular tolerance would be safe. For example,
the tolerance covering residues of chlorpyrifos on cherry applies to
the pesticide residues on the crop regardless of the location of
application. In practice, this means that EPA needs to be able to
determine that use of chlorpyrifos in any place permitted by the FIFRA
label would be safe. For cherries, EPA's 2020 PID proposal only
concluded that use on cherry could be safe in Michigan, if the other
aforementioned mitigation measures were implemented; whether cherry use
could be safe in other areas was not assessed. In order to conclude
that cherry use was safe based on the 2020 PID proposal, the labels
would need to restrict chlorpyrifos use to cherries only in Michigan.
Since the uses on cherry were not so restricted under FIFRA at the time
of the final rule, EPA could not assume that chlorpyrifos would be used
only in the limited geographical regions without some progress being
made on the label revisions.
In conclusion, while the 2020 PID proposed that there is at least
one subset of chlorpyrifos uses that could be safe if additional
restrictions were adopted and all other uses contributing to aggregate
exposures were cancelled under FIFRA, that is not a basis for
maintaining tolerances when the Agency does not have a reasonable basis
to believe that the registrations would be so amended. Based on the
factual realities at the time of the final rule, EPA was required to
consider aggregate exposures resulting from approved labelling and all
currently registered
[[Page 11247]]
uses. The Objectors' claim incorrectly relies on the proposal in the
2020 PID as a basis for limiting the aggregate exposure assessment, and
the request to limit EPA's safety assessment to a subset of actual
exposures based on a proposal would reflect an incorrect application of
the statutory standard under the FFDCA. EPA recognizes that the
practice of identifying mitigation measures to address risks of concern
in the proposed or interim decisions in registration review is common,
and the expectation is that registrants will make adjustments to retain
registrations. However, this is not always the case; some registrants
may suggest alternative means of mitigating risks, which the Agency
then needs to evaluate, or may refuse due to a disagreement with the
Agency's underlying rationale for its decision. When mitigation
measures are not implemented (or it is unclear that such risks will be
mitigated), the risks that EPA initially identified remain. Therefore,
the objection is denied.
b. Coordination With FIFRA Under FFDCA Section 408(l)(1)
i. Objection. Objectors assert that the revocation of tolerances
should not have been undertaken without coordination of use
cancellations under FIFRA. The Sugarbeet Associations and Gharda argue
that EPA had a statutory duty under section 408(l)(1) of the FFDCA to
harmonize the chlorpyrifos tolerance revocation with necessary actions
under FIFRA. (Refs. 37 and 39) They argue that EPA offers no
explanation for why it was not practicable for EPA to cancel the FIFRA
registrations and revoke tolerances for the food uses for which EPA
would be unable to make a safety finding while maintaining the
registrations and tolerances that the 2020 PID proposed for retention.
The Sugarbeet Associations also argue that because the Ninth Circuit
also ordered EPA to ``correspondingly modify or cancel related FIFRA
registrations for food use in a timely fashion,'' EPA's failure to
harmonize its revocations with FIFRA actions is therefore also
inconsistent with the Court's order. (Ref. 37 at pg. 7) Gharda
acknowledges that EPA did engage in negotiations with registrants to
attempt this harmonization but alleges that EPA was acting in bad faith
in those negotiations and disregarded Gharda's commitment to modify its
registration. (Ref. 39 at pgs. 28 through 31) The Minor Crop Farmers
Alliance notes that EPA did not follow ``its traditional FIFRA/FQPA
sequencing of taking the necessary tolerance actions only after first
finalizing its decision in a cancellation action under Section 6 of
FIFRA.'' (Ref. 49 at pg. 4) Finally, CLA/RISE requests guidance on how
EPA intends to harmonize the tolerance revocation under FIFRA to reduce
confusion among growers and industry. (Ref. 50)
ii. Denial of objection. EPA denies this objection on the following
legal and factual grounds. FFDCA 408(l)(1) states that ``[t]o the
extent practicable . . . , in issuing a final rule under this
subsection that suspends or revokes a tolerance or exemption for a
pesticide chemical residue in or on food, the Administrator shall
coordinate such action with any related necessary action under
[FIFRA].'' (21 U.S.C. 346a(l)(1)) While the statutory language includes
the word ``shall,'' this provision clearly contemplates that there may
be circumstances in which coordination is not practicable and thus such
coordination is not required. Even when such coordination would be
practicable, the statute does not require that this coordination be
concurrent or occur in any predetermined order.
EPA has previously opined on this provision in a final rule
revoking carbofuran tolerances in which this same comment was raised.
(See 74 FR 23046, 23069-70, May 15, 2009 (FRL-8413-3)) In that rule,
EPA found that the requirement to ``coordinate'' is a direction to
ensure that the substance of actions taken under FIFRA and the FFDCA
are consistent, and that the Agency make a determination as to the
proper order of action under the two statutes. It cannot be read as a
requirement that actions under FIFRA precede actions under the FFDCA,
or that any particular order for EPA actions is necessarily required.
Accordingly, there is no support for the notion that, as a matter of
law, the Agency lacks the legal authority to revoke pesticide
tolerances under the FFDCA that do not meet the safety standard of that
statute unless the Agency has first canceled--or simultaneously
cancels--associated pesticide registrations under FIFRA.
In this instance, the Ninth Circuit itself prioritized EPA's taking
action on the chlorpyrifos tolerances above the action necessary under
FIFRA, when it set a very short and specific deadline for addressing
pesticide tolerances (i.e., within 60 days of the issuance of the
mandate) and allowed flexibility for EPA to ``modify or cancel related
FIFRA registrations for food use in a timely fashion.'' (LULAC, 996
F.3d at 703-04) Under the Court's timeframe, it was not practicable for
EPA to take action under FIFRA to cancel registered food uses of
chlorpyrifos concurrently with the final rule. Cancellation of uses
under FIFRA section 6(b) requires several steps, including drafting a
notice of intent to cancel, interagency coordination and SAP review, as
well as possible administrative hearings, and can take several years to
complete. (See 7 U.S.C. 136d(b)) Even the process to obtain and act on
voluntary cancellation requests can be a time-consuming process with
statutorily set comment periods before a cancellation can be ordered.
(7 U.S.C. 136d(f))
In any event, in this particular instance, EPA did attempt to
harmonize its tolerance revocation actions with cancellation actions
under FIFRA. As the Minor Crop Farmer Alliance pointed out, EPA
traditionally, as part of the registration review process, identifies
the relative risks and benefits of particular uses and works with
registrants to eliminate uses that no longer meet the FIFRA standard,
including for safety risks. Under that approach, EPA and the
registrant(s) can mutually agree on terms for the smooth phase-out of
the product, and the product or use cancellations can be coordinated
with tolerance revocations under the FFDCA. After the Ninth Circuit's
decision was issued, EPA engaged in discussions with the four
registrants of technical chlorpyrifos products (i.e., those that are
used to manufacture the chlorpyrifos pesticide products sold to end
users) to discuss possible voluntary use cancellations and label
restrictions, although EPA did not initiate any discussions with the
dozens of registrants of end-use products. (Ref. 51) Despite the
progress made in those discussions, no registrant submitted under FIFRA
a request for voluntary cancellation of any uses or application to
amend existing chlorpyrifos labels to reduce application rates and
geographically limit uses. One of those registrants, Gharda, asserts
that EPA acted in bad faith in the negotiations with Gharda and
disregarded a commitment from Gharda to modify its registration. EPA
disagrees with Gharda's characterization of the negotiations.
Prior to the issuance of the final rule, EPA entered into
discussions with Gharda, as well as several other registrants, in a
good-faith effort to determine if the safety issues identified in EPA's
record on chlorpyrifos by the Ninth Circuit could be resolved in a
sufficient and timely manner to allow for the modification of
tolerances by the Court's imposed timeline. EPA held several meetings
with each of the technical registrants, including Gharda, to discuss
their interests and concerns as EPA considered its response to the
Court's directive to issue a final rule. (Id.) The meetings with Gharda
occurred on May 27, June 3, June 17, June 24, July
[[Page 11248]]
14, and August 16, 2021. As Gharda's objection filing indicates, there
was an extensive amount of back-and-forth between EPA and Gharda
concerning restrictions to the current registrations and an attempt to
work out mutually agreeable terms (e.g., uses to be retained,
geographic limitations on uses, retention of import tolerances, timing
for phase-out of existing uses) to provide a reasonable basis for
assuming aggregate exposures could be limited to the 11 uses proposed
for retention in the 2020 PID.
Gharda asserts, in its objection, that EPA disregarded a written
commitment to voluntarily cancel uses and therefore, the Agency's
decision to revoke all tolerances was arbitrary and capricious. (Ref.
39 at pgs. 28 and 29) EPA acknowledges that Gharda submitted two such
letters to the Agency; however, the question is whether those letters
provided a legal basis for any EPA regulatory determination, e.g.,
whether to retain tolerances for the 11 uses assessed in the PID. EPA
concludes that they did not.
On their face, Gharda's letters fall far short of actually
requesting voluntary cancellation of their registered uses. Gharda's
first letter says that it is ``willing to work with EPA to negotiate
the voluntary cancellation of many currently approved uses of
chlorpyrifos on mutually acceptable terms and in a manner that
minimizes disruption on growers and other users.'' Gharda requests that
any agreement with EPA to voluntarily cancel uses include several key
terms, including further discussion of the geographic restrictions set
forth in the PID as to the 11 crops, allowing use on crops in addition
to the 11 uses in the PID, phase-out schedules that would allow some
uses to continue until 2026 (5 years after the Court ordered EPA to
issue a final rule revoking or modifying tolerances), additional
existing stocks orders that would allow additional time for phase-out,
retention of all import tolerances, etc. (Ref. 39 at Exhibit B to
Gharda's objection, Letter from Gharda to EPA (May 12, 2021)) Gharda's
second letter states that ``Gharda commits to voluntarily cancel all
currently approved agricultural uses of chlorpyrifos other than uses
for the 11 high-benefit agricultural crops in select regions that the
Agency has identified [in the PID] . . . . subject to [several]
conditions.'' Those conditions included allowing use on cotton in Texas
(which the Agency had not determined would be safe under the limited
conditions presented in the 2020 PID), existing stocks terms that
allowed for sale of all finished Gharda technical product in the United
States and overseas to be processed and sold until stocks were
exhausted, retention of all ``import tolerances,'' and allowing food
treated with chlorpyrifos to clear the channels of trade. (Id. at
Exhibit C, Letter from Gharda to EPA (June 7, 2021)) As Gharda's
objection filing indicates, there were several other emails exchanged
in which terms continued to be negotiated, and Gharda continued to seek
agreement on various terms prior to submission of a voluntary
cancellation request. (Id. at Exhibits D through J)
Contrary to Gharda's assertions, a conditional proposal does not
provide a sufficient basis for EPA to conclude that uses will be
cancelled and exposures will be reduced. By their terms the letters
simply indicate an intent to keep discussing the issue and a
willingness to initiate the process to cancel uses provided other
conditions can be agreed upon. The implication in Gharda's letter was
that if agreement could not be reached on the other conditions, then no
such voluntary cancelation request would be forthcoming. And as
indicated previously, Gharda's proposal was initially contingent upon
EPA allowing use on crops beyond the 11 identified in the PID, which
EPA had not assessed and proposed to find safe if other conditions were
met. Although Gharda's subsequent email traffic indicated a willingness
to drop those additional uses, given the Agency's safety concerns with
the tolerances, EPA continued to express a concern about whether an
extended existing stocks period would be considered consistent with the
Ninth Circuit's order.
Typically, a formal request for voluntary cancellation of a
pesticide registration or registered uses would involve the submission
of a letter requesting cancelation of a product or uses and would also,
in the case of deletions of certain uses, need to be accompanied with
applications to amend relevant labels. (See https://www.epa.gov/pesticide-registration/voluntary-cancellation-pesticide-product-or-use)
While Gharda's letters indicate a willingness to continue negotiations
with EPA, they do not constitute an actual request to cancel uses and
thus do not provide a sufficient basis for EPA to conclude that
aggregate exposures to chlorpyrifos would be limited to the 11
geographically limited uses identified in the 2020 PID proposal.
It should also be noted that Gharda's voluntary cancellation
request alone would not be sufficient to support a conclusion that all
registered uses would be cancelled since other products are registered
for those uses as well. Other registrants would have also needed to
submit voluntary cancellation requests and label amendments, and as
indicated previously, that has not happened.
Unlike negotiations that are typically conducted as part of
registration review, this situation involved a tight deadline for a
final Agency rulemaking and thus a very short period of time to resolve
differences and allow EPA to develop a final rule that incorporated any
such resolution. In light of the Ninth Circuit's impending deadline for
issuing a final rule and the lack of a mutually agreeable resolution to
the remaining issues in a timely manner, it simply was not practicable
for EPA to continue negotiating these terms.
While it is understandable for Gharda to be disappointed, Gharda
erroneously asserts now, based on the lack of resolution in time for
the final rule to be completed by the Court's deadline, that EPA's rule
is arbitrary and capricious. This simply is not true. Whether a rule
revoking tolerances is legally valid is strictly dependent on whether
EPA had substantial evidence to support its conclusion that the
tolerances were not safe; how negotiations proceed regarding use
cancellations and label amendments under FIFRA is irrelevant to that
safety question. As noted in the denial of the previous objection, EPA
determined that the tolerances were not safe, based on the assessments
EPA had completed at the time and aggregate exposures resulting from
the uses in place at the time of the final rule.
It is worth noting that, although the Agency/registrant
negotiations prior to the final rule ended without resulting in use
cancellations or label amendments under FIFRA, any registrant is
authorized at any time, without prior EPA consent, to take initiative
and submit a request to voluntarily cancel uses on its registration or
to submit an application seeking amendments to its label to restrict
uses. Upon submission of such a request, EPA would consider that
request and publish a notice of receipt of a voluntary cancellation
request, and for situations like chlorpyrifos, take into consideration
whether that request would have an impact on the Agency's ability to
support a safety finding, in light of uses remaining on other
registered products. For chlorpyrifos, however, no such submissions
were submitted to with the Agency prior to the issuance of the final
rule. While there were communications from Gharda indicating an intent
to amend registrations and cancel uses, with an extended existing
stocks period to allow for continued sale and distribution of their
chlorpyrifos inventory, no formal steps were taken
[[Page 11249]]
under FIFRA to put those processes in action.
c. Import Tolerances
i. Objection. Gharda, the Agricultural Retailers Association, et
al., and CLA/RISE argue that EPA should have retained import tolerances
(i.e., tolerances covering pesticide residues for commodities that are
imported into the United States) for chlorpyrifos commodities. (Refs.
39, 47 and 50) These Objectors assert that because EPA's final rule
noted that food exposures and non-occupational exposures do not exceed
levels of concern--rather, risks are driven by exposures to
chlorpyrifos in drinking water--EPA could conclude that import
tolerances, which would not contribute to drinking water exposures,
would be safe. The Objectors assert that there is no science-based
reason to revoke tolerances as they apply to food imported with
chlorpyrifos residues. CLA/RISE cites to EPA's guidance entitled,
``Pesticides; Guidance on Import Tolerances & Residue Data for Imported
Food'' ((65 FR 35069, June 1, 2000) (FRL-6559-3)), and legal precedent
for support for the retention of import tolerances. (Ref. 50)
ii. Denial of objection. This objection is denied because, as a
matter of law, where aggregate exposures from pesticide use exceed safe
levels, EPA cannot leave tolerances in place, even if those tolerances
just cover residues in imported foods.
As a legal matter, tolerances established under the FFDCA apply to
pesticide residues in or on food moving through interstate commerce,
regardless of whether those residues came from use of a domestically
registered pesticide or from application of a pesticide overseas to a
food that is then imported into the United States. As a matter of law,
EPA does not separately establish ``import tolerances'' that apply
exclusively to imported commodities. The term ``import tolerance'' is a
term of convenience that refers to tolerances for pesticide residues in
an imported food where there is no corresponding U.S. registration for
that pesticide on that particular commodity; however, there is no
statutory or regulatory distinction between a tolerance covering
pesticide residues in imported commodities and tolerances covering
pesticide residues from use of a pesticide product registered in the
United States. Once established, that tolerance would cover pesticide
residues in that particular commodity, regardless of how residues came
to be present in the food.
It is correct that imported food treated with a pesticide would
only contribute to aggregate exposures through the residues that are
present on the imported commodity. Imported foods do not result in
additional drinking water and residential contributions to exposure
because the pesticides are used overseas, not domestically.
Nevertheless, the pesticide residues on the imported food must be
aggregated with all the other food, drinking water, and residential
exposures to that pesticide that occur in the United States, as part of
the safety determination and consideration of aggregate exposures for
that pesticide. If the domestic uses of that particular pesticide
already exceed safe levels, EPA would not be able to approve the new
import tolerance, even if the relative contributions from the imported
commodities was very minor because the safety assessment of that
tolerance requires a consideration of ``aggregate exposures'' from all
other tolerances in effect.
For chlorpyrifos, since domestic use of chlorpyrifos in accordance
with currently approved labeling results in aggregate exposures that
exceed safe levels, due to drinking water concerns, all tolerances,
including those covering imported commodities, are unsafe and must be
revoked. Until domestic use ceases--or EPA has a reasonable basis to
believe that it will cease--the risks from drinking water need to be
assessed in EPA's risk assessment. Once domestic uses are cancelled and
aggregate exposures are reduced below the Agency's levels of concern
for safety, EPA could consider whether risks from exposures in or on
imported food would be safe. Again, this is a consequence of the
requirement under the FFDCA to consider aggregate exposures from all
uses; when one tolerance is unsafe, all are equally unsafe until
aggregate exposures have been reduced to levels that are below the
Agency's level of concern.
CLA/RISE cite EPA's Guidance on Import Tolerances to encourage EPA
to consider and approve requests to retain import tolerances. This
guidance, however, does not provide a legal basis for retaining import
tolerances under the current circumstances. Rather the guidance
document describes how EPA may consider requests for modifying or
maintaining tolerances to allow the continue import of food treated
with a pesticide, where ``domestic uses are canceled . . . for any
other reason (other than dietary risk)'' as long as EPA can make the
required safety finding. (65 FR at 35072) For chlorpyrifos, no domestic
uses have been cancelled to date, which precludes EPA from making the
required safety finding.
CLA/RISE also point to the D.C. Circuit Court's decision in
National Corn Growers Ass'n v. EPA, 613 F.3d 266, as instructive here.
In that case, the Court ordered EPA to reinstate import tolerances for
the pesticide carbofuran because the Agency had received requests for
retaining those tolerances and because EPA had concluded that exposure
from imported foods alone was safe. (Id. at pg. 275)
This present case is distinguishable in that for the carbofuran
situation, the import tolerances at issue had no domestic registrations
for the commodities covered by those tolerances. This fact was
specifically identified by footnotes to the tolerances for those
commodities. For chlorpyrifos, there are no specifically designated
import tolerances, although the Agency notes that there is a tolerance
for chlorpyrifos on banana, for which there are no U.S. registrations.
To the extent there were requests for retention of import tolerances
prior to the issuance of the final rule, such requests were to leave
all current tolerances in place, in order to accommodate chlorpyrifos
use in other countries on any of the commodities for which tolerances
were set. Because those uses would overlap with domestic uses, the
Agency could not exclude other non-food exposures associated with those
uses until those domestic uses were cancelled.
EPA recognizes that the Republic of Colombia, in its objections,
requested the retention of the banana tolerance; however, EPA denies
that request since EPA is unable, at this time with the existing
domestic uses still being registered, to make a safety finding for the
banana tolerance. While after National Corn Growers Ass'n was decided,
the import tolerances were reinstated for commodities that had no
domestic uses, that reinstatement occurred after the other domestic
uses that had resulted in unsafe aggregate exposure levels had been
cancelled, thus obviating the need to tackle a potential aggregate
exposure issue involving residues from both domestic and imported food.
(See Carbofuran; Product Cancellation Order ((74 FR 11551, March 18,
2009) (FRL-8403-6)) (announcing FMC Corporation's voluntary cancelation
of its carbofuran registrations for all but six crops); Carbofuran;
Reinstatement of Specific Tolerances and Removal of Expired Tolerances
((80 FR 21187, Apr. 17, 2015) (FRL-9925-70)) (EPA reinstatement of
import tolerances for carbofuran for banana; coffee, bean, green; rice,
grain; and sugarcane, cane))
[[Page 11250]]
Here, all registrations of chlorpyrifos remain intact and uses in
accordance with the labels are still contributing to drinking water
concentrations that result in aggregate exposures exceeding safe
levels. Therefore, for chlorpyrifos, the Agency cannot make the safety
finding for leaving tolerances in place to accommodate imports until
sufficient uses are cancelled that reduce aggregate exposures to
acceptable levels.
2. Retention of the 10X Food Quality Protection Act (FQPA) Safety
Factor
a. Objection
Several Objectors (Sugarbeet Associations, Gharda, the Agricultural
Retailers Association, et al., Minor Crop Farmer Alliance, California
Citrus Quality Council, and Coalition of OP Registrants) claim that EPA
acted unlawfully in retaining the 10X FQPA safety factor based on the
epidemiology data. (Refs. 37, 39, 47, 49, 52 and 53) Objectors assert
that the epidemiological data was invalid and unreliable and should not
been considered nor should it have been relied upon to introduce
``scientific uncertainties'' into the Agency's assessment of
chlorpyrifos. In light of the alleged defects with the epidemiological
studies, the Objectors assert EPA had no basis to retain the 10X FQPA
safety factor, given the balance of toxicity data on chlorpyrifos.
b. Denial of Objection
As an initial matter, EPA points out that the Objectors have failed
to identify an issue that supports a retention of the chlorpyrifos
tolerances or changing the EPA's final rule, even if what the objectors
assert is correct. Even if the Agency agreed that the epidemiological
data should not have been considered by the Agency or that available
data support a reduction of the FQPA safety factor to 1X, as indicated
in the 2020 PID, EPA would not have been able to determine that
chlorpyrifos tolerances were safe without some uses being cancelled and
other uses being modified.
The 2020 PID provided estimates of potential risks based on
retention of the 10X FQPA safety factor and on a reduced FQPA safety
factor of 1X. The previous sub-unit discussed the need to cancel all
uses besides the 11 uses identified for retention and the need for
label amendments to geographically restrict applications and to reduce
maximum application rates, if EPA retained the 10X FQPA safety factor.
For the 1X scenario, EPA concluded that ``the majority of labeled
chlorpyrifos uses result in drinking water concentrations below the
DWLOC.'' (Ref. 31 at pg. 41) The ``majority,'' however, is not all, and
thus, EPA noted that three uses still resulted in EDWCs above the DWLOC
(peppers, trash storage bins, and wood treatment), and six uses would
need to be restricted to certain states and application rates adjusted
consistent with assessed usage data in order to ensure that
concentrations of chlorpyrifos in drinking water did not exceed safe
levels. (Id.) In other words, uses as registered at the time EPA issued
the 2020 PID--and at the time of the final rule--still resulted in
aggregate exposures that were not safe under a scenario in which EPA
applied a 1X FQPA safety factor. Since some uses would result in
exposures of chlorpyrifos that exceeded the Agency's safe levels, EPA
would not have been able to determine that the tolerances were safe,
even with the FQPA safety factor being reduced to 1X. If EPA had had a
reasonable basis to assume that such uses resulting in exceedances
would cease, EPA may have been able to aggregate only those uses that
were expected to continue. As there was no such basis at the time the
final rule was issued--and, indeed at this time, there is still no such
basis, EPA was required to look at aggregate exposures from all
currently registered uses, as those exposures were anticipated to
continue. Therefore, since the Objectors have failed to state a claim
upon which the relief they seek (leaving the tolerances in place) can
be granted, this objection is denied.
Notwithstanding this denial, EPA disagrees with the assertions made
by Objectors with regard to the Agency's decisions to rely on the
epidemiological data and retain the 10X FQPA safety factor as discussed
in this unit. For ease of addressing this claim, EPA is breaking this
objection into two subissues: (1) Whether it was reasonable for EPA to
use the epidemiology data as part of its weight-of-the evidence
analysis for assessing the potential pre- and postnatal toxicity
relating to neurodevelopmental effects and (2) Whether EPA had
``reliable data'' to support a different margin of safety to protect
infants and children based on the available record.
c. Background
Before responding to these objections, it is helpful to provide
some background on the FQPA safety factor EPA used in the final rule to
clarify the statutory standard, and to provide some background on EPA's
FQPA safety factor policy.
i. Final rule. In the final rule, EPA retained the 10X FQPA safety
factor due to uncertainty around the levels at which potential
neurodevelopmental outcomes may occur in infants and children exposed
to chlorpyrifos. The decision was based on the Agency's weight-of-
evidence (WOE) analysis, which took into consideration the totality of
available information on the toxicity of chlorpyrifos and the potential
for neurodevelopmental outcomes associated with chlorpyrifos exposure.
That information included laboratory animal studies, epidemiological
studies, and available mechanistic data, as described in Unit
III.A.1.b. of this document.
In essence, the WOE analysis concluded that there was qualitative
evidence of a potential effect on the developing brain; however, due to
insufficient clarity on the levels at which these neurodevelopmental
outcomes occur relative to levels at which cholinesterase inhibition
occurs, the science addressing neurodevelopmental outcomes remained
unresolved in a manner sufficient to quantify these effects. Due to the
remaining uncertainties, EPA was unable to conclude at the time of the
final rule that a different safety factor would be sufficient to
protect infants and children from potential pre- and postnatal toxicity
related to neurodevelopmental effects. (Ref. 1 at pg. 48327)
ii. FFDCA section 408(b)(2)(C) and EPA's FQPA safety factor policy.
Through the FQPA, Congress significantly amended the FFDCA, to
establish a new stringent health-based standard (``reasonable certainty
of no harm'') and add a new provision providing heightened protections
for infants and children. (21 U.S.C. 346a(b)(2)(C)) That provision
directs EPA to consider available data on, among other things, the
``special susceptibility of infants and children to the pesticide
chemical residues, including neurological differences between infants
and children and adults, and effects of in utero exposure to pesticide
chemicals.'' (21 U.S.C. 346a(b)(2)(C)(i)(II)) Moreover, EPA is required
to ensure that there is a reasonable certainty that no harm will result
to infants and children from aggregate exposure to the pesticide. (21
U.S.C. 346a(b)(2)(C)(ii)(I)) When making that safety determination for
infants and children, EPA is required to apply, in the case of
threshold effects, an additional tenfold margin of safety ``to take
into account potential pre- and post-natal toxicity and completeness of
the data with respect to exposure and toxicity to infants and
children.'' (21 U.S.C. 346a(b)(2)(C)) This provision
[[Page 11251]]
permits a different margin of safety ``only if, on the basis of
reliable data, such margin will be safe for infants and children.''
(Id.) Thus, EPA interprets this provision as establishing a presumption
in favor of applying the default 10X safety factor, which can be
departed from only if reliable evidence show that a different factor
would be protective of infants and children.
In 2002, EPA issued guidance on how OPP intends to make
determinations regarding the FQPA safety factor when developing risk
assessments for pesticides (``FQPA Policy Paper'') (Ref. 9) While not
binding, that document provides helpful background and clarification on
the process for determining the appropriate FQPA safety factor.
Ultimately, the decision to retain the default 10X FQPA safety factor
or use a different factor depends on level of confidence in the risk
assessment and the degree of concern for any susceptibility or residual
uncertainties in the toxicity and exposure databases. (Id. at 50) A
lower level of confidence and a higher degree of concern will support
retention of the default 10X FQPA safety factor. Because the
chlorpyrifos 10X FQPA safety factor decision relates primarily to the
concern for potential pre- and postnatal toxicity, this discussion
focuses on those aspects of the guidance, although it also covers
concerns related to the completeness of the toxicity and exposure
databases.
Before making any determination on the FQPA safety factor, OPP will
review all available and relevant toxicological data and determine
whether the chemical has any potential to cause adverse effects in
infants and children, i.e., potential pre- and postnatal toxicity or
special susceptibility. (Id. at pg. 8) The FQPA Policy Paper states,
``In general terms, there is increased susceptibility or sensitivity
when data demonstrate unique effects (e.g., a different pattern of
effects of concern) or adverse effects in the young that are of a type
similar to those seen in adults, but occur either at doses lower than
those causing effects in adults, occur more quickly, or occur with
greater severity or duration than in adults.'' (Id. at pg. 30) If the
toxicity data indicate no concern for pre- and postnatal toxicity or
special susceptibility, then the presumption for the 10X factor should
be treated as obviated with respect to the potential for pre- and
postnatal toxicity. In contrast, if the toxicity data indicate pre- and
postnatal toxicity, then OPP will assess the level or degree of concern
for the potential for those effects, taking into consideration the
degree to which the traditional uncertainty factors provide protection
for infants and children. (Id. at pg. 29)
EPA typically uses a WOE approach for making judgments about the
degree of concern for potential pre- and postnatal toxicity, in the
context of the entire database, taking into consideration the quality
and adequacy of the data, and the consistency of responses induced by
the chemical across different studies. (Id. at pg. 30) The FQPA Policy
Paper notes that this integrative approach is important because ``for
example, positive animal findings may be diminished by other key data
(e.g., toxicokinetic or mechanism of toxicity information), or
likewise, a weak association found in epidemiological studies may be
bolstered by experimental findings in animal studies.'' (Id. at pg. 31)
Moreover, it is important to consider other factors concerning the
biological responses observed in the young relative to the adult
effects, such as ``progression, severity, recovery time or persistence,
and dose-response . . . . For example, there would be greater concern
for effects that were irreversible and of a greater potential
consequence to the young compared to observed effects in adults that
are of a transient and minimal nature, even when they occur at the same
dose.'' (Id. at pg. 33) The FQPA Policy Paper notes that ``[w]hen
sufficient human data are available to judge that an adverse
developmental outcome is related to exposure, the degree of concern
increases,'' although ``sufficient human evidence is very difficult to
obtain.'' (Id.) Another factor influencing the degree of concern is the
relationship between dose and response. Where the dose-response
relationship is well-characterized, there is a lower degree of concern,
whereas in cases where the opposite is the case, the degree of concern
may increase. (Id. at pg. 34) Finally, mechanistic data can be helpful
in evaluating the degree of concern. (Id.)
In some cases, concerns regarding pre- and postnatal toxicity can
be addressed by calculating a protective reference dose or margin of
exposure based on relevant endpoints in the offspring or through the
use of traditional uncertainty factors. (Id. at pg. 35) OPP risk
assessors will consider whether the developmental and offspring effects
are well-characterized in the toxicity database and if other
appropriate uncertainty factors are already applied for calculating a
protective RfD; if so, then ``there would normally be no need for an
additional FQPA safety factor to address potential pre- and postnatal
toxicity.'' (Id.) However, in some instances, ``data may raise
uncertainties or a high concern for infants or children which cannot be
addressed in the derivation of an RfD or MOE''. (Id. at pg. iv) If so,
``those residual concerns or uncertainties should be addressed through
retention of the default FQPA safety factor . . . .'' (Id. at pg. 35)
If there is a high level of confidence that the combination of the
hazard and exposure assessments is adequately protective of infants and
children, then the presumption in favor of the additional 10X default
FQPA safety factor would be obviated and the risk assessor should
recommend that a different FQPA safety factor be applied . . . .
Conversely, if the risk assessor finds evidence of pre- or postnatal
toxicity or problems with the completeness of the toxicity or exposure
databases and these uncertainties have not been adequately dealt with
in the toxicity and/or exposure assessments (through use of traditional
uncertainty factors or conservative exposure assumptions), then the
default additional 10X safety factor should be retained.'' (Id. at pgs.
51 and 52)
If the degree of concern for the potential pre- or postnatal
uncertainty is high, the default 10X FQPA safety factor will typically
be retained, unless there is ``reliable data'' to account for and
describe the level of uncertainty regarding the potential for pre- or
postnatal toxicity. (Id. at pg. 30) ``If the uncertainty can be
addressed by reliable data, the risk assessor should recommend use of a
different FQPA safety factor . . . to protect the safety of infants and
children.'' (Id.) In the FQPA Policy Paper, EPA explains that
``reliable data'' must ``be sufficiently sound such that OPP could
routinely rely on such information in taking regulatory action.'' (Id.
at pg. A-5) As part of determining whether a different margin of safety
would be safe, the paper indicates that the risk assessment should
focus on whether the ``combination of data and reasonable scientific
judgment,'' taking into account relevant information and data, would
lead to a conclusion that the ``hazard or exposure . . . will not be
underestimated.'' (Id. at pg. A-8)
d. Reliance on Epidemiological Data
i. Objection subissue. The Objectors assert that EPA's retention of
the 10X FQPA safety factor to account for scientific uncertainties in
the epidemiological data was unlawful. Citing the lack of underlying
data and EPA's inability to reproduce or verify the conclusions of the
studies, the Objectors claim that the epidemiological data are
incomplete, invalid, and unreliable. As a result, Objectors argue
[[Page 11252]]
that the ``scientific uncertainties'' in those epidemiological data
cannot be used to justify retention of the 10X FQPA safety factor.
Gharda also asserts that the FFDCA does not allow application of the
10X FQPA safety factor based on unreliable epidemiological studies,
``particularly where a 10X safety factor results in the elimination of
many important crop uses.'' (Ref. 39 at pg. 48) In essence, the
Objectors are arguing that EPA acted arbitrarily and capriciously in
considering the epidemiological studies in its WOE analysis.
ii. Denial of objection subissue. To the extent the Objectors are
arguing that EPA cannot, as a matter of law, rely on epidemiological
studies where the underlying raw data is unavailable or EPA cannot
independently verify or reproduce the studies' conclusions, that
objection is denied. There is no requirement for epidemiological
studies to be supported by the raw data before the Agency can rely on
them. On the contrary, a rule promulgated in January 2021, which would
have required EPA to give heightened consideration to studies for which
underlying data were publicly available, was judicially vacated one
month after its issuance. (EDF v. EPA, 515 F. Supp. 3d 1135 (D. Mt.
Jan. 27, 2021); 86 FR 29515, June 2, 2021 (FRL-10024-32-ORD) (removal
of regulatory provisions from Code of Federal Regulations))
Significantly, the idea that these epidemiological studies are
unreliable without the raw data was soundly rejected by the Ninth
Circuit as applied to the chlorpyrifos studies. In a departure from its
previous statements about the epidemiological studies, in the 2019
Denial Order and in the attendant litigation, EPA argued that the
epidemiological data was invalid, incomplete, and unreliable due to the
lack of underlying data and thus should not be considered by the Agency
in assessing chlorpyrifos. The Ninth Circuit rejected EPA's reasoning
as follows:
``[W]hile the EPA might reasonably conclude that divergences from
international protocols and lack of access to raw data might affect the
weight the EPA accords to these studies, they are nowhere near enough
to show that the studies are entirely unreliable. The FFDCA requires
the EPA to consider the ``information'' that is ``available'' and to
make a safety determination based on that information. In this case,
live animal studies showing sex-linked, neurotoxic harms from in utero
chlorpyrifos exposure are available--even if such studies are
supposedly not perfectly aligned with (unspecified) international
standards. And peer-reviewed cohort studies showing harms to infants'
neurological development following their mothers' exposure to
chlorpyrifos are available--even if the underlying data is not. The EPA
speculates that it might find an error if the unspecified international
standards were applied to the animal studies or if the data from the
Human Cohort Studies were available. But that is all it is:
Speculation. Such speculation ``runs counter to the evidence before the
agency,'' so it cannot form the basis for denying the 2007 Petition.''
(Id. pgs. 699 and 700 (citations excluded))
Moreover, in its recent framework document concerning the use of
epidemiology studies, EPA recognizes that it is quite common and
understood that certain information may be unavailable in epidemiology
studies or suffer some limitations that may impede their use in
quantitative risk assessment. (Ref. 19 at pgs. 10 and 16) That does not
mean EPA cannot rely on these studies or use them to inform risk
assessment. Often, such studies can ``provide insight into the effects
cause by actual chemical exposures in humans and thus can contribute to
problem formulation and hazard/risk characterization.'' In addition,
epidemiological data ``can guide additional analyses or data
generations . . . , identify potentially susceptible populations,
identify new health effects, or confirm the existing toxicological
observations.'' (Id. at pg. 4) Epidemiology studies ``have the
potential to help inform multiple components of the risk assessment'',
e.g., qualitative comparisons between outcomes in epidemiologic studies
to those in in vitro and animal studies to evaluate the human relevance
of animal findings or assessing the biological plausibility of
epidemiologic outcomes. (Id. at pg. 16)
Turning to the epidemiology studies themselves, there is extensive
evidence in the record to support EPA's scientific decision to include
those studies as part of its WOE analysis. Until its statements in the
2019 Denial Order and attendant litigation, which was rejected by the
Ninth Circuit, EPA had concluded that the three prospective cohort
studies (CCCEH, Mt. Sinai, and CHAMACOS, as described in Unit
III.A.1.b.ii. of this document) were ``strong studies which support a
conclusion that chlorpyrifos likely played a role in these
[neurodevelopmental] outcomes.'' (Ref. 20 at pg. 33) Having considered
the strengths and limitations of the studies, EPA concluded that the
observed positive associations between in utero chlorpyrifos exposures
and adverse neurodevelopmental effects were unlikely the result of
errors in the design of the study. (Id.) While EPA did identify
limitations in the studies, overall, EPA found the studies to be sound
and worthy of consideration as part of a WOE analysis of available data
concerning the potential pre- and postnatal toxicity of chlorpyrifos.
Under EPA's Epidemiologic Framework, ``human health
characterizations involve the consideration of all available and
relevant data, including but not limited to human studies/epidemiology
. . . .'' (Ref. 19 at pg. 12) In evaluating epidemiology studies for
use in pesticide risk assessment, EPA considers the ``quality of
epidemiologic research, sufficiency of documentation of the study
(study design and results), and relevance to risk assessment.'' (Id. at
pg. 21) EPA will take into consideration various aspects of the study,
including, but not limited to, adequacy of the exposure assessment,
sample population and statistical power of the study, reliability of
identifying affected individuals, adequacy of method for identifying
confounding variables, characterization of systematic biases, among
others. (Id. at pgs. 22 through 36)
For the epidemiology studies incorporated into EPA's WOE analysis,
EPA fully evaluated and characterized the strengths and limitations of
those studies consistent with its Framework Document. (Ref. 20 at pgs.
32-49) Despite limitations in the studies, EPA found ``considerable
strengths in study design, conduct, and analyses demonstrated'' in the
three cohort studies, including using prospective birth cohorts as a
strong study design; using several methods for measuring pesticide
exposure; using well-established, validated analytical tools for
ascertaining developmental outcomes; measuring, analyzing, and
adjusting for potentially confounding variables. Balancing those
strengths against the limitations (one-time measure of exposure to
assess prenatal exposure, lack of assessment of influence of mixtures,
and small sample size, as well as lack of understanding of a critical
window of exposure), EPA concluded that ``these data present an
informative body of evidence with some notable consistencies across
studies.'' (Id. at pg. 34)
Therefore, there is no merit to the Objectors' claim that it was
unlawful for EPA to rely on the epidemiological studies in its
assessment of chlorpyrifos. There is no requirement for the underlying
data to be made available before EPA can rely on these studies,
[[Page 11253]]
and EPA had a rational scientific basis for including such data in its
review in order to satisfy its statutory obligation to consider all
data concerning the special susceptibility of infants and children.
e. Whether There Are ``reliable data'' Supporting a Different FQPA
Safety Factor
i. Objection subissue. By objecting to the retention of the 10X
FQPA safety factor, the Objectors appear to assert that EPA had
``reliable data'' to support a different margin of safety than the
default 10X FQPA safety factor. However, most Objectors (Sugarbeet
Associations, Gharda, Minor Crop Farmer Alliance) argue that because
the epidemiological data is allegedly unreliable, the data should not
be utilized. (Refs. 37, 39, and 49) Thus, removing the epidemiological
data from consideration erases ``uncertainties'' and removes the need
to retain the default safety factor. As EPA has demonstrated, the
epidemiological studies have been evaluated and have been determined to
support the conclusion of a potential effect on the developing brain
associated with chlorpyrifos exposure.
The Coalition of OP Registrants assert that the toxicological
profile of chlorpyrifos and other OPs indicates that the
acetylcholinesterase inhibition endpoint is protective of the
neurodevelopmental effects and thus the 10X FQPA safety factor was
unnecessary to protect infants and children. (Ref. 53) Moreover,
although noting that work concerning the New Approach Methodologies
(NAMs) is ongoing, the Coalition of OP Registrants and the Agricultural
Retailers Association, et al., assert that NAMs would also support the
position that the acetylcholinesterase inhibition endpoint would be
protective of adverse neurodevelopmental effects. (Refs. 47 and 53)
ii. Denial of objection subissue. As noted previously, the FQPA
amended the FFDCA to include an additional tenfold margin of safety to
ensure the protection of infants and children. EPA may use a different
margin of safety ``only if, on the basis of reliable data, such margin
will be safe for infants and children.'' (21 U.S.C. 346a(b)(2)(C))
Thus, the presumption is to retain the 10X FQPA safety factor, unless
there are reliable data to support a conclusion that a different safety
factor will protect infants and children, taking into consideration
potential pre- and postnatal toxicity and any residual uncertainties in
the toxicity and exposure databases. Rather than requiring EPA to
justify why the default factor is retained, the statute puts the burden
on EPA to ensure that there are ``reliable data'' supporting a
conclusion that a different safety margin would be protective for
infants and children. Contrary to Gharda's implication, the FFDCA
provides no flexibility for EPA to consider impacts on registrants or
users of a pesticide when determining whether the available data is
sufficiently reliable; this determination, much like the ``reasonable
certainty of no harm'' standard is a purely risk-only standard,
intended to ensure protection of infants and children from the harmful
impacts of a pesticide.
As discussed in the FQPA Policy Paper, where there is a high degree
of concern for potential pre- and postnatal toxicity, where data raise
uncertainties or a high concern for infants or children that cannot be
addressed through traditional uncertainty factors or other tools, those
residual concerns or uncertainties should be addressed through
retention of the default FQPA safety factor. (Ref. 9 at pg. 35) If
there are ``reliable data'' that can account for the uncertainty
regarding the potential for pre- or postnatal toxicity, a different
FQPA safety factor may be appropriate. (Id. at pg. 30) As noted
previously, ``reliable data'' must ``be sufficiently sound such that
OPP could routinely rely on such information in taking regulatory
action'' and would lead to a conclusion that the ``hazard or exposure .
. . will not be underestimated.'' (Id. at pgs. A-5 and A-8)
As noted previously and in the final rule, acetylcholinesterase
inhibition remains the most robust quantitative dose-response data in
the chlorpyrifos toxicity database and thus, has been and continues to
be the critical effect for quantitative risk assessment. Based on its
historic experience and confirmation from the 2008 and 2012 SAPs, EPA
used acetylcholinesterase inhibition as the endpoint for assessing
chlorpyrifos risks. Despite the robustness of that dataset, the
Agency's WOE analysis indicates that there is qualitative evidence of
an association with potential effects on the developing brain and
chlorpyrifos exposure. As EPA noted in the final rule and in the 2020
PID, despite several years of study, the science addressing
neurodevelopmental effects remained unresolved. In the face of that
uncertainty, and given the potential concerns for neurodevelopmental
effects in infants and children, the Agency could not conclude that a
different margin of safety would be safe to infants and children. The
data considered at the time of the final rule did not resolve the
uncertainty about the levels at which these effects may occur.
The purpose of the FQPA safety factor is to ensure the protection
of infants and children against special susceptibilities identified in
the toxicological database, including the potential for
neurodevelopmental effects and effects occurring in utero. While the
Agency's extensive database on the impacts of chlorpyrifos on
acetylcholinesterase is well-established, the additional data--
including animal studies, mechanistic studies, as well as
epidemiological studies--concerning the special susceptibility of
infants and children and the potential for neurodevelopmental effects
raised additional questions, and residual uncertainties remain about
the levels at which those effects may occur. Those uncertainties could
not be ignored. In the face of unresolved uncertainties, EPA cannot
determine that a different safety factor would ensure the safety of
infants and children with regard to these effects. At the time of the
final rule, EPA did not have sufficient ``reliable data'' to identify a
different safety factor that would assure protection of infants and
children.
At the time of the final rule, EPA acknowledged that ongoing work
to develop NAMs may inform the assessment of the developmental
neurotoxicity potential for chemicals, including chlorpyrifos and other
OPs. EPA noted that it had convened a FIFRA SAP in September 2020
regarding the use of NAMs, and the SAP released its report and
recommendations on EPA's proposed use of the NAMs data in December
2020. (Refs. 23 and 24) In the final rule, EPA stated that the advice
of the SAP was being taken into consideration and thus ``analysis and
implementation of NAMs for risk assessment of chlorpyrifos is in
progress and was unable to be completed in time for use in this
rulemaking.'' (Ref. 1 at pg. 48325) For purposes of the final rule
then, EPA did not consider the NAMs data among the information
available to inform its decision on the safety of chlorpyrifos.
As noted previously, the FFDCA permits the use of a different
safety factor only if EPA has ``reliable data'' to support a
determination that a different factor would be safe for infants and
children. (21 U.S.C. 346a(b)(2)(C)) At the time of the final rule,
under pressure to finalize a rule by a tight court-ordered deadline
from a court that found EPA's delays to be ``egregious'' and a ``total
abdication'' of its statutory duty, EPA relied heavily on data already
reviewed. EPA did not conduct any new risk assessments for chlorpyrifos
or
[[Page 11254]]
incorporate any new data after the Court's decision was issued.
Courts have recognized that court-imposed deadlines can become a
``substantive constraint on what an agency can reasonably do.'' (San
Luis & Delta-Mendota Water Authority v. Jewell, 747 F.3d 581, 606 (9th
Cir. 2014); see also Am. Iron and Steel Inst. v. EPA, 115 F.3d 979,
1006-07 (D.C. Cir. 1997) (recognizing that EPA was not required to stop
process due to new evidence; ``mentioning the new evidence'' in the
guidance and subsequently announcing use of that new evidence satisfied
the requirement to deal with the new evidence ``in some reasonable
fashion'')) In this case, EPA did recognize the NAMs data and its
relevance, but because the Agency's path for incorporating NAMs into
risk assessments was not finalized by the Court's deadline, EPA did not
consider the NAMs data in the context of chlorpyrifos nor incorporate
that data into any of its risk assessments or risk management
decisions.
Although the Objectors suggest that the NAMs data may support the
conclusion that the AChE endpoint is protective of the potential for
neurodevelopmental effects in infants and children and thus obviate the
need to retain the 10X FQPA safety factor, at this time, such
conclusions are merely speculative. EPA's work on responding to the SAP
report and developing a path forward for incorporation of the NAMs data
into risk assessment is ongoing; EPA has not yet finalized its
approach. When EPA's analysis is complete, EPA will proceed, as
appropriate, with its use of the NAMs data in accordance with that
evaluation.
f. Conclusion
In summary, EPA's inclusion of the epidemiological studies in its
WOE was reasonable and consistent with sound science and its FQPA
Policy Paper and Epidemiological Framework. Moreover, given the
uncertainties surrounding the potential for neurodevelopmental effects,
EPA's retention of the default 10X FQPA safety factor was consistent
with the standard to apply the 10X margin of safety unless there is
reliable data demonstrating that a different margin would be safe for
infants and children. In any event, as EPA explained at the beginning
of this section addressing the objection concerning the retention of
the 10X FQPA safety factor, the question of what FQPA safety factor to
apply is ultimately not outcome determinative in light of aggregate
chlorpyrifos exposures resulting from registered uses. Even if EPA were
to reduce the FQPA safety factor to 1X, the currently registered uses
still result in aggregate risks of concern, and thus would not change
the Agency's determination that the tolerances were unsafe and needed
to be revoked. Therefore, this objection is denied.
3. Objections Related to EPA's Assessment of Drinking Water Exposures
The Sugarbeet Associations, Gharda, and the Agricultural Retailers
Association, et al., submitted objections concerning EPA's assessment
of drinking water exposures. (Refs. 37, 39, and 47) Essentially, there
were two objections related to drinking water: (1) Whether EPA had a
rational basis for relying on the April 14, 2016, Chlorpyrifos Refined
Drinking Water Assessment for Registration Review (2016 DWA) (Ref. 29)
in the final rule instead of the September 15, 2020 Updated
Chlorpyrifos Refined Drinking Water Assessment for Registration Review
(2020 DWA) (Ref. 30) and (2) whether it was reasonable for EPA to
assess exposures to chlorpyrifos-oxon, a metabolite of chlorpyrifos
that forms in drinking water, in its drinking water assessment. Both of
these objections are denied for the reasons discussed in the following
unit.
a. Reliance on 2016 DWA
i. Objection. For the objection concerning reliance on the 2016
DWA, the Objectors claim that because EPA had conducted a more updated
and refined drinking water assessment in 2020, the Agency could no
longer rely on the 2016 DWA, which the Objectors allege no longer
reflected the ``best available science.'' (Ref. 37 at pg. 10) The
Objectors identify no substantive problems with the analysis of the
2016 DWA itself but believe that it fails solely because it did not
incorporate the following refinements that were used in the 2020 DWA:
(a) New surface water modeling scenarios, (b) Presentation of the
entire distribution of community water systems percent cropped area
(PCA) adjustment factors and integration of state-level crop-treated
data using percent crop treated (PCT) factors, and (c) Quantitative use
of surface water monitoring data. (Ref. 47 at pg. 7) Gharda further
claims that EPA could not rely on the 2016 DWA because EPA has failed
to take into consideration comments submitted in response to the 2016
DWA. (Ref. 39 at pgs. 31 and 32) Gharda cites Dow AgroSciences LLC's
Comments on the 2016 Notice of Data Availability, Revised Human Health
Risk assessment and Refined Drinking Water Assessment for Chlorpyrifos
and Dow AgroSciences LLC's Response to Objections to EPA's Denial of
Petition to Revoke All Tolerances and Cancel All Registrations for
Chlorpyrifos (Ref. 39). Again, Gharda points to no specific
deficiencies about the 2016 DWA identified in the Dow comments on the
2016 DWA and Dow Response to Objections; rather, Gharda simply
summarizes the Dow submissions as commenting that the 2016 DWA is ``an
overly conservative, screening-level estimate that far over-estimates
real world exposures and ignores science-based refinements submitted
by'' Dow (now Corteva) and asserting that the 2016 DWA was ``incomplete
and unrefined.'' (Id. at pgs. 31 and 32) In addition, Gharda states
that there were ``significant limitations'' in the 2016 DWA, although
those limitations seem, again, tied to the absence of the refinements
in the 2020 DWA. (Id. at pg. 32)
ii. Background. As described in Unit II.B.1.c.ii.(d), EPA takes a
tiered approach to assessing drinking water. Lower tiered assessments
are more conservative based on the defaults or upper-bound assumptions
and may compound conservatisms, while higher tiers integrate more
available data and provide more realistic estimates of environmental
pesticide concentrations. (Ref. 13)
Over the years, EPA has conducted several drinking water
assessments for chlorpyrifos and refined those assessments as new
information and tools became available. In 2011, EPA completed a
preliminary DWA. (Ref. 26) That assessment recommended use of surface
water estimated drinking water concentrations (EDWCs) derived from
modeling and concluded that a range of agricultural uses could lead to
high levels of chlorpyrifos in surface water that could potentially be
used by community water systems to supply drinking water. That
assessment discussed the effects of drinking water treatment on
chlorpyrifos and concluded that during the chlorination disinfection
processes, chlorpyrifos can be readily converted to chlorpyrifos-oxon.
Therefore, chlorpyrifos and its oxon were considered residues of
concern in the preliminary assessment.
Taking into consideration public comments on the 2011 preliminary
DWA, EPA updated that assessment in a 2014 DWA to include additional
analyses focused on clarifying labeled uses, evaluating volatility and
spray drift, revising aquatic modeling input values, comparing aquatic
modeling and monitoring data, summarizing effects of drinking water
treatment, updating model simulations, and proposing a
[[Page 11255]]
strategy to refine the assessment using community water system-specific
drinking water intake percent cropped area (PCA) adjustment factors.
(Ref. 27) This 2014 DWA confirmed the findings of the 2011 preliminary
DWA, concluding that there were a number of uses that may result in
exposures to chlorpyrifos-oxon in drinking water at unsafe levels,
although the 2014 DWA also noted that additional analyses would be
needed in order to finish identifying specific geographical areas where
exposures may be of concern. (Id. at pgs. 8 and 9)
In 2016, EPA conducted a refined drinking water assessment that
estimated drinking water concentrations based on modeling of all
registered uses, as well as all available surface water monitoring
data. That assessment considered several refinement strategies in a
two-step process to derive exposure estimates for chlorpyrifos and
chlorpyrifos oxon across the country. The first step was an assessment
of potential exposure based on the current maximum label rates at a
national level. This indicated that the EDWCs could be above the DWLOC.
The second step considered model estimates, as well as measured
concentrations, at a more localized level and more typical use
scenarios. This built on the approach presented in the 2014 DWA for
deriving more regionally specific estimated drinking water exposure
concentrations for chlorpyrifos and chlorpyrifos-oxon. The results of
this second-step analysis also concluded that there were high levels of
chlorpyrifos and chlorpyrifos-oxon in drinking water. (Ref. 29)
Following the completion of the 2016 DWA, EPA developed refinement
strategies to examine those estimated regional/watershed drinking water
concentrations to pinpoint community drinking water systems where
exposure to chlorpyrifos oxon as a result of chlorpyrifos applications
may pose an exposure concern. At that time, EPA was anticipating that a
more refined drinking water assessment might allow EPA to better
identify where at-risk watersheds are located throughout the country
for the purpose of supporting more targeted risk mitigation through the
registration review process. The refinements better account for
variability in the use area treated within a watershed that may
contribute to a drinking water intake (referred to as PCA or percent
use area when considering non-agricultural uses) and incorporate data
on the amount of a pesticide that is historically applied based on user
surveys within a watershed for agricultural uses (referred to as PCT).
These refinement approaches underwent external peer review and were
issued for public comment in January 2020. (Ref. 54) In addition, EPA
used average application rates, average numbers of annual applications
for specific crops, and estimated typical application timing at the
state-level based on pesticide usage data derived from Kynetec, a
statistically reliable private market survey database; publicly
available survey data collected by the USDA; and state-specific
scientific literature from crop extension experts.
The recently developed refinements were integrated into the 2020
DWA. (Ref. 30) Because of how high the estimated drinking water
concentrations were in the 2016 DWA, it was not expected that the
exposures for all uses could be refined to a safe level; therefore, the
Agency decided to focus its refinements for the 2020 updated drinking
water assessment on a subset of uses in specific regions of the United
States. The purpose of the focus on this subset of uses was to
determine whether, if these were the only uses permitted on the label,
the resulting estimated drinking water concentrations would be below
the DWLOC. The subset of uses assessed were selected because they were
identified as critical uses by a registrant or high-benefit uses to
growers by EPA. That subset of currently registered uses included
alfalfa, apple, asparagus, cherry, citrus, cotton, peach, soybean,
sugar beet, strawberry, and wheat, confined to specific areas of the
country. (Id. at Appendix A) The updated assessment applied the new
methods for considering the entire distribution of community water
systems PCA adjustment factors, integrated state level PCT data, and
included quantitative use of surface water monitoring data in addition
to considering state level usage rate and data information. The results
of this analysis indicated that the EDWCs from this subset of uses
limited to certain regions would be below the DWLOC. (Id. at pgs. 16
and 17)
It is important to emphasize that the 2020 DWA ``focuse[d] on a
subset of currently registered chlorpyrifos uses. . . . The exposure
estimates reported in [the 2020 DWA] and associated conclusions drawn
are solely for those uses. . . . Adding additional uses would require
reassessment and could change estimated drinking water concentrations
and thus, exposure conclusions, and ultimately the risk conclusion
relative to the drinking water level of comparison(s).'' (Id. at cover
memo) In other words, EPA recognized that the subset of assessed uses
was only one combination of possible subsets that might be safe.
Recognizing that in response to the Agency's proposal in the 2020 PID,
registrants or growers could have advocated for a different subset of
uses or to add different uses or geographic regions, EPA noted that
additional analyses would need to be completed to determine the
contributions to drinking water in those impacted regions and whether
such uses would be safe.
iii. Denial of objection. The Objectors' primary argument is that
EPA could not rely on the 2016 DWA (Ref. 29) because the subsequently
developed refinements used in the 2020 DWA (Ref. 30) meant that the
2016 DWA, having been conducted without those refinements, did not
represent the best available science. As EPA acknowledges in the
background discussion, the 2020 DWA incorporated several refinements,
including updated surface water scenarios, new methods for considering
the entire distribution of community water systems PCA adjustment
factors, integrated state-level PCT data, and a quantitative use of
surface water monitoring data. (Ref. 30) The 2020 DWA represents one
of, if not, the highest tiered, most refined drinking water assessment
EPA has conducted to date. Nevertheless, the availability of the more
refined 2020 DWA does not make it unlawful for EPA to rely on the 2016
DWA in the final rule, particularly where the 2020 DWA was confined to
a scenario that did not exist at the time of the final rule.
In denying this objection, EPA finds the scope of the 2020 DWA to
be determinative. As noted previously and in the final rule, the 2020
DWA evaluated only a subset of the currently registered uses.
Specifically, the 2020 DWA evaluated only 11 of the over 50
agricultural use sites and non-agricultural use sites currently
registered for chlorpyrifos. Moreover, those 11 uses were assessed only
in specific geographic regions (not all geographic regions in which the
pesticide is currently being used) based on typical use rates rather
than maximum labeled application rates. The underlying presumption of
the 2020 DWA was that chlorpyrifos would not be labeled for any other
uses, including non-food uses, besides that limited subset. As such, it
presented a highly refined evaluation of a particular subset of
predicted uses only; it was not a complete and full assessment of the
approved uses of chlorpyrifos and thus did not provide an accurate
picture of aggregate exposures from all currently registered use
patterns. Although the Sugarbeet Associations assert that EPA could
have relied on the 2020 DWA
[[Page 11256]]
since it tracks the proposal in the 2020 PID, that argument fails for
all the same reasons why EPA could not rely on the conclusions in the
2020 PID to retain the 11 uses, as explained in Unit VIII.C.1. Since
the FFDCA, in requiring consideration of aggregate exposure, required
EPA to evaluate food, drinking water, and residential exposures from
all registered uses, EPA could not rely on the partial assessment of
registered chlorpyrifos uses for estimated drinking water
concentrations, unless all other uses were canceled. Doing so would
have presented an incomplete picture of potential drinking water
contributions from currently registered uses. Thus, the 2016 DWA, which
is the most recent EPA assessment of contributions to drinking water
from all registered uses of chlorpyrifos--and not the 2020 DWA--
represented the most recent, most robust ``best available science'' for
use by the Agency for the uses on current labels.
EPA also disagrees with the Objectors' implication that the mere
existence of new refinement methodologies somehow impacts the
reliability of the 2016 DWA. At the time the 2016 DWA was issued, it
represented the most refined drinking water assessment EPA's OPP had
conducted. It applied all available refinement techniques available at
that time, including, as discussed previously, using modeled estimates
and measured concentrations to drill down to drinking water
contributions on a regionally specific level. The subsequent
development of additional tools to refine drinking water assessments
that show risks of concern does not render the 2016 DWA overly
conservative or otherwise scientifically invalid and unreliable. The
Agency simply has additional tools and methods that can be applied to
refine drinking water assessments where appropriate. The Agency's
Drinking Water Framework notes that moving to the higher tiers that
were used in the 2020 DWA ``requires a large amount of resources and
adds a great amount of complexity to the assessment.'' Therefore,
rather than moving to the higher tiers automatically, ``advancement to
Tier 4 should be done in consultation with the interdivisional chemical
team.'' (Ref. 13 at pg. 51)
The question then is whether it was reasonable for EPA not to apply
the 2020 refinements to all the uses assessed in the 2016 DWA; EPA
concludes that it was. Following the issuance of the 2016 DWA, in which
EPA identified EDWCs from registered chlorpyrifos uses that exceeded
safe levels, EPA met with representatives of Corteva, a chlorpyrifos
registrant, about whether additional information about critical uses to
growers could be used to refine the 2016 DWA as part of the ongoing
work in registration review to assess uses of chlorpyrifos. (Ref. 51)
Given the large number of uses and high estimates across various
vulnerable watersheds throughout the country, EPA focused its resources
to apply the refinement strategies on assessing whether a subset of
uses that were identified by Corteva as critical and considered by EPA
to present high benefits to chlorpyrifos users could result in EDWCs
lower than the DWLOC.
Once EPA determined the appropriate subset of uses to evaluate, EPA
dedicated extensive resources to apply the newly developed
methodologies, including gathering PCT data from states in which the
specific crops to be retained were grown, to those uses to determine if
the resulting uses would result in estimated drinking water
concentrations of chlorpyrifos below the Agency's relevant level of
concern, i.e., the DWLOC. This approach is consistent with the Agency's
standard practice during registration review; for pesticides that pose
risks of concern, EPA will typically consider whether any mitigation is
available that would allow the pesticide to meet the registration
standard, including the FFDCA safety standard. (See 40 CFR 155.53 and
155.56) For chlorpyrifos, for which the Agency had identified high
levels of risk in 2016, EPA decided to focus on whether there was a
mitigation package that would allow some uses of chlorpyrifos to be
considered safe.
Starting with a hypothetical ``blank label'' with no registered
uses and adding back just the 11 geographically and application rate
limited uses, i.e., assuming all other current uses did not exist, EPA
assessed the subset of aforementioned uses applying the new refinement
techniques. That analysis resulted in estimates of chlorpyrifos
concentrations in drinking water below the DWLOC, which provided a
basis for EPA to propose that subset of uses for mitigation of risk in
the 2020 PID. For some areas, the estimated drinking water
concentrations from combinations of those 11 uses were close to the
DWLOC, so there was not much room in the risk cup for adding more uses.
For example, EPA concluded that use of chlorpyrifos on alfalfa,
sugarbeet, and soybean in the Upper Mississippi region (HUC-07) or on
alfalfa, sugar beet, soybean, and spring and winter wheat in the
Souris-Red-Rainy region (HUC-09), the estimated drinking water
concentrations were 3.2 ppb and 3.3 ppb, respectively; for comparison,
a concentration of 4.0 ppb or above would exceed safe levels of
chlorpyrifos in those areas. (Ref. 31 at pg. 16) Because EPA was trying
to evaluate a specific subset of uses for purposes of providing a
mitigation option in the proposed registration review decision and
because that evaluation indicated that that subset alone would not pose
risks of concern, EPA did not engage in further refinements of other
uses from the 2016 DWA to determine if other hypothetical uses could be
safe. EPA, however, recognized the possibility that additional or
different uses might be requested following that proposal and cautioned
that, if so, additional assessment would need to be conducted to
support risk management decisions for those other uses.
Thus, at the time the 2020 DWA was conducted, it was reasonable
that EPA did not expand the application of refinements beyond the 11
uses assessed. It was also reasonable that EPA did not engage in
refinements of the rest of the uses in the 2016 DWA in preparation of
the final rule. As EPA has indicated throughout this Order, given the
time constraints imposed on the Agency by the court-ordered deadline,
EPA did not conduct any new risk assessments, including any new
drinking water assessments to further refine the 2016 DWA for all
registered uses. To apply the refinements to all currently registered
uses would have required an extraordinary investment of resources and
time, which EPA did not have in light of the Court's deadline.
Consequently, EPA relied on the best available science it had available
to assess the currently registered uses as required at the time of the
final rule--the 2016 DWA. This objection is denied.
b. Assessing Chlorpyrifos-Oxon
In addition to opposing the use of the 2016 DWA in the final rule,
the Agricultural Retailers Association, et al., and Gharda assert that
EPA's assessment of aggregate exposure should not have considered
chlorpyrifos-oxon, a metabolite of chlorpyrifos.
i. Objection regarding lack of exposure. (A) Objection. The
Agricultural Retailers Association, et al. note that the 2016 DWA
stated that there were ``no detections of chlorpyrifos-oxon degradates
in any finished drinking water samples that people actually consume.''
(Ref. 47 at pg. 7) Thus, the Agricultural Retailers Association, et al.
argue that it was arbitrary and capricious for EPA to assess the
exposures of chlorpyrifos oxon in drinking water.
(B) Denial of objection. EPA has extensive reliable data supporting
its
[[Page 11257]]
conclusion that chlorpyrifos-oxon will be present in at least some
drinking water. It is well understood that chlorpyrifos rapidly
oxidizes to form chlorpyrifos-oxon almost quantitatively (i.e., nearly
100% conversion of chlorpyrifos into equal quantities of chlorpyrifos-
oxon) during drinking water treatment with chlorination. While
chlorination is the most common drinking water treatment, there are
some areas that use different disinfection processes, such as those
using chloramines, which are less effective at converting chlorpyrifos
to its oxon, so, the resulting drinking water may contain combination
of residues of chlorpyrifos and its oxon.
Currently, there are no data available on the removal efficiency of
chlorpyrifos prior to chlorination or the removal efficiency of
chlorpyrifos-oxon after formation. Stability studies indicate that once
chlorpyrifos-oxon forms, little transformation is likely to occur
between water treatment and consumption of the drinking water; the
chlorpyrifos-oxon has been shown to be relatively stable following
drinking water treatment (i.e., with a half-life of 12 days). While
some drinking water treatment procedures, such as granular activated
carbon filtration and water softening, may reduce the amount of
chlorpyrifos-oxon in drinking water, it is unlikely that these
treatment processes completely remove chlorpyrifos-oxon from drinking
water. In addition, these treatment methods are not typical practices
across the country for surface water. For these reasons, it is
reasonable for EPA to assume that drinking water will contain
chlorpyrifos-oxon residues as a result of water treatment systems.
(Ref. 26 at pgs. 2, 22 and 23)
The Agricultural Retailers Association, et al. point out that the
2016 DWA states that there have been no detections of chlorpyrifos oxon
in finished water samples. (Ref. 47 at pg. 7; Ref. 29 at pg. 111) While
it is correct that the 2016 DWA contains this statement, the lack of
detections in finished water does not mean that chlorpyrifos-oxon is
not present in some drinking water. There were several detections in
the monitoring data of both chlorpyrifos and oxon in filtered and
unfiltered surface water, and in surface water with known particulates
(Ref. 29 at pgs. 97 through 113), so it is clear that chlorpyrifos and
its oxon are present in at least some drinking water. Chlorpyrifos
found in surface water that enters a drinking water treatment plant
will be converted in most instances, as indicated previously, into
chlorpyrifos-oxon before it leaves the plant and travels to consumers.
There are several reasons why chlorpyrifos and chlorpyrifos[hyphen]oxon
may not have been detected in finished drinking water, including sample
site location, sampling frequency, as well as drinking water treatment
not involving chlorination that may lead to less oxon formation. There
is insufficient data available to determine if the community water
systems sampled for chlorpyrifos to date are located in watersheds
vulnerable to chlorpyrifos contamination. (Ref. 29 at pg. 10) Due to
the limitations of monitoring data, EPA cannot conclusively determine
that chlorpyrifos-oxon will not be present in some drinking water, in
light of the available science demonstrating conversion of chlorpyrifos
to its oxon during chlorination, which occurs in the vast majority of
major drinking water treatment systems throughout this country.
ii. Objection regarding lack of toxicity. (A) Objection. Gharda
objects to EPA's assessment of chlorpyrifos-oxon residues in drinking
water because Gharda believes that the ``drinking water risks
associated with the oxon are not a risk concern for any agricultural
uses of chlorpyrifos and should not be part of the EPA's aggregate risk
assessment or serve as a basis for limiting uses of chlorpyrifos.''
(Ref. 39 at pgs. 32 and 33) Gharda bases this conclusion on its
interpretation of the Corteva Oxon Study, which Gharda asserts found
``(a) no detectable circulating chlorpyrifos oxon in blood, (b) no
statistically significant AChE inhibition in either RBC or brain, and
(c) an absence of clinical signs of toxicity or markers of exposure,''
and therefore nullified EPA's assumption in the 2020 DWA ``that
chlorpyrifos oxon is more toxic than the parent chlorpyrifos for
drinking water exposure purposes.'' (Id. at pg. 32) Gharda argues that
EPA's failure to consider this study makes EPA's final rule arbitrary
and capricious.
(B) Denial of objection. As noted throughout this document, in
light of the time constraints imposed on EPA by the Court and the
direction to avoid further delay and fact-finding 14 years after the
petition to revoke the tolerances had been filed, EPA focused on
information already assessed to determine whether the chlorpyrifos
tolerances were safe. The Agency did not conduct any additional
analyses of other data, including review of the Corteva Oxon Study, due
to the time constraints that were imposed on the Agency by the Ninth
Circuit's deadline. That study had not been incorporated into any
Agency's risk assessments at the time of the final rule, given that
this study was submitted to EPA in December 2020, after the Agency's
risk assessments on chlorpyrifos had been finalized (in September
2020). Due to the ongoing status of registration review, the Agency has
not yet determined whether--and if so, how--to integrate this study
into any risk assessment. Therefore, the final rule was not arbitrary
and capricious for failure to incorporate this study into the completed
risk assessments.
In any event, as EPA indicated in Unit VII.C.2., Gharda has failed
to demonstrate how EPA could conclude that the tolerances are safe,
even if EPA were able to incorporate this study into its assessment and
agreed that the oxon was not relevant for risk assessment purposes.
Also as discussed in Unit VII.C.2., EPA has concluded that even
assuming that chlorpyrifos-oxon is not more toxic than chlorpyrifos and
thus should not be the residue of concern for evaluating exposures in
drinking water, the concentrations of the parent compound,
chlorpyrifos, in drinking water would still result in exposures that
were unsafe. Based on a comparison of 2016 DWA estimates of
chlorpyrifos residues in drinking water to the chlorpyrifos DWLOC,
registered uses of chlorpyrifos result in levels of chlorpyrifos in
drinking water that would exceed safe levels of chlorpyrifos exposure.
Therefore, this objection is denied for failure to demonstrate that
using the Corteva Oxon Study would have a material impact on the
Agency's safety finding.
4. Procedural Considerations
A number of objections were filed raising a variety of process
claims: Failure to consider public comments on the Agency's 2015
proposal to revoke chlorpyrifos tolerances in response to the 2007
Petition and on the 2020 PID; delayed opening of the portal for
submission of objections; and failure to comply with requirements for
interagency coordination under Executive Order 12866. These objections
are denied for the reasons discussed in this unit.
a. Prior Comments
i. Objection. The Sugarbeet Associations and CLA/RISE assert that
the failure to consider and respond to the more than 90,000 comments on
the 2015 proposed rule and the comments submitted in response to the
2020 PID is inconsistent with the principles of due process and
transparency. (Refs. 37 and 50)
ii. Denial of objection. EPA denies this objection for lack of
specificity and
[[Page 11258]]
relevance. EPA's regulations require that an objection ``[s]pecify with
particularity the provision(s) of the . . . regulation . . . objected
to, the basis for the objection(s), and the relief sought.'' (40 CFR
178.25(a)(2)) The objection claiming that EPA must consider the 90,000
comments on a prior proposed rule fails to meet this test. Other than
objecting to EPA's not having considered those prior comments, the
objections do not specify a particular aspect of the final rule that is
problematic. Neither do the objectors point to anything specifically
raised in the comments on the 2015 proposed rule that would support a
particular objection they have to the rule. Without something specific
to address, these comments as a general matter are not relevant to the
Agency's final rule, for the reasons articulated directly following
this discussion in this document. For this reason, this objection is
denied as not conforming to the required form of objections. (40 CFR
178.30(a)(1))
Moreover, EPA does not believe that responses to the comments
submitted on the 2015 proposed rule are required before proceeding with
this final action, due to the unique regulatory structure provided
under the FFDCA. The FFDCA sets up three options for EPA in responding
to a petition seeking revocation of tolerances: (1) To issue a final
rule establishing, modifying or revoking a tolerance; (2) to issue a
proposed rule subject to public comment and thereafter issue a final
rule; or (3) to issue an Order denying the petition. (21 U.S.C.
346a(d)(4)(A)(i), (ii), (iii)) The 2015 proposed rule was issued in
response to the 2007 Petition under the second option provided in the
statute. (21 U.S.C. 346a(d)(4)(A)(ii)) Based on comments submitted in
response to that proposed rule, EPA conducted additional risk
assessments, which were also released for public comment. (See
Chlorpyrifos; Tolerance Revocations; Notice of Data Availability and
Request for Comment (81 FR 81049, November 17, 2016) (FRL-9954-65)) No
formal responses to those comments were ever finalized, as soon
thereafter, EPA abandoned the proposed rule and issued the 2017 Order
Denying Petition under the third option provided in the statute. (21
U.S.C. 346a(d)(4)(A)(iii)) EPA's final rule was issued under the first
option provided by the statute--to issue a final rule establishing,
modifying, or revoking a tolerance without public comment. In sum, the
statute provides EPA with choices on how to act and does not constrain
EPA's ability to follow any of the statutory paths.
After EPA denied objections to the 2017 Order Denying Petition in
2019, a lawsuit was filed, and the Ninth Circuit vacated the 2017 and
2019 Orders and directed EPA to ``publish a legally sufficient final
response to the 2007 Petition within 60 days of the issuance of the
mandate.'' (LULAC, 996 F.3d at pg. 703) Notably, the court also
specifically ordered EPA to issue a final rule either revoking or
modifying chlorpyrifos tolerances under the first option provided in
the statute, which provides for the issuance of a final rule ``without
further notice and without further period for public comment.'' (21
U.S.C. 346a(d)(4)(A)(i)) Since the Court directed EPA to proceed with a
final rule without directing EPA to finalize the 2015 proposed rule,
EPA interpreted the Court's mandate as requiring an independent final
rule based on available information, not a finalization of the prior
rule. The Court's strict deadline for finalizing the rule further
suggests that the Court did not expect EPA to formalize responses to a
large number of potentially stale comments. As such, EPA is not
obligated to respond to comments on a rule that was never finalized.
With regard to the comments submitted in response to the 2020 PID,
those comments were submitted in response to the separate registration
review action. As a separate action, EPA is also not obligated to
respond to those comments as part of its final rule. That registration
review process for chlorpyrifos is ongoing, and EPA is still reviewing
the comments received in connection with that process and was not in a
position at the time of the final rule to have finalized its responses
to those comments. It is also worth noting that, as alluded to earlier
in Unit VIII.C.1.a. of this document, the scope of the registration
review differs from that of the final rule, i.e., registration review
under FIFRA also includes consideration of environmental risks and
benefits information that are not relevant to the Agency's final rule
decision. As a result, several of the comments are not likely to be
relevant to the final rule.
Finally, to the extent any objector believes that a comment on the
2015 proposed rule or the 2020 PID raises specific substantive
challenges that should have been considered in the final rule, the
FFDCA affords the exact due process they seek. Under the special
administrative procedures provided in FFDCA section 408(g), ``any
person may file objections thereto with the Administrator, specifying
with particularity the provisions of the regulation or Order deemed
objectionable and stating reasonable grounds therefor.'' (21 U.S.C.
346a(g)(1)) Any objector can take advantage of the due process allowed
by the FFDCA and submit any specific comments for Agency consideration
as an objection to the final rule. Because of the opportunity to
provide such objections directly to EPA as part of the objections
process, there is no due process violation for not responding to
comments on a proposed rule that was never finalized or to comments
submitted on a separate regulatory action that remains ongoing.
b. Objections Portal
i. Objection. The American Soybean Association argues that the
final rule failed to provide adequate procedural due process as a
result of technical delays in opening the Federal eRulemaking Portal
for submission of objections. (Ref. 36 at pgs. 3 and 4) The American
Soybean Association states that on October 12, 2021, its staff
discovered that the docket for the final rule was not open to accepting
comments. The American Soybean Association speculates that having the
objections portal disabled for any portion of the objections period
could have prevented individual growers from being able to submit
objections, thus denying them the right to object to the final rule.
ii. Denial of objection. EPA denies this objection. EPA's
regulations require that objections be filed with the Hearing Clerk no
later than 60 days following publication of the final rule in the
Federal Register in accordance with EPA's regulations in 40 CFR part
178. (See 40 CFR 178.25(a)(6) and (7)) This mandatory requirement,
including the direction to submit filings through the Office of
Administrative Law Judges' electronic filing system, was clearly laid
out in EPA's final rule, as the American Soybean Association notes. In
addition to the mandatory filing of objections with the Hearing Clerk,
EPA also requests that objectors submit their filed objections online
(redacting any Confidential Business Information (CBI)) ``for inclusion
in the public docket''. This additional step allows submitters to
ensure the protection of any sensitive information in what is uploaded
as part of the public docket for the action. This additional request
does not include a deadline for submissions. The American Soybean
Association objects only to the delayed opening of this latter online
public docket.
While EPA concedes that there were technical issues with the
opening of the
[[Page 11259]]
Federal eRulemaking Portal, this appears to be a harmless error as
there is no legal consequence from the delay, and there is no
indication that anyone was deprived of the opportunity to submit
objections. Promptly upon receiving notice that the docket for the
final rule was not open to accepting comments, and well before the
close of the objection period on October 15, 2021, this issue was
resolved by EPA. The American Soybean Association and over 100 other
Objectors were able to submit their objections, hearing requests, and
requests for stay without issue. While the American Soybean Association
speculates that individual growers seeking to object might not have had
the opportunity to do so, EPA did not receive any information
suggesting that might be the case. On the contrary, EPA received dozens
of submissions to the Federal eRulemaking Portal from individual
growers, which were filed as both standalone objections (see the
objections filed by individual growers Chris Hill, Willard Jack, Steve
Kelley, Andrew Lance, Alan Meadows, and Joel Schreuers, Ref. 1) and
included in a transmittal of 93 independent comment letters submitted
by the Sugarbeet Associations (Ref. 37, Attachment 4).
c. Interagency Review Process
i. Objection. The Sugarbeet Associations, Gharda, and the
Agricultural Retailers Association argue that EPA failed to comply with
Executive Order 12866, Regulatory Planning and Review (58 FR 51735,
October 4, 1993), and thus deprived other federal agencies an
opportunity to provide feedback on the final rule. (Refs. 37, 39, and
47) The Objectors argue that the final rule is a ``significant
regulatory action'' as defined in the Executive order, noting that EPA
estimated a high-end annual economic benefit of chlorpyrifos of $130
million, based on higher-cost alternatives and pest damage. (Ref. 56 at
pg. 39) The Agricultural Retailers Association, et al. and Gharda both
argue in the alternative that the final rule meets the definition of a
significant regulatory action in that it is ``likely to adversely
affect the entire agricultural economy, jobs, productivity, and our
environment.'' (Ref. 39 at pgs. 47 and 48; Ref. 47 at pg. 4) In
addition, Gharda and the Sugarbeet Associations assert that tolerance
revocations are not covered by Office of Management and Budget's (OMB)
guidance on Executive Order 12866, which excepts tolerance actions from
OMB review, because that guidance excludes from the exemption only
``those [tolerance actions] that make an existing tolerance more
stringent.'' (Ref. 39 at pg. 47; Ref. 47 at pg. 12)
ii. Background. Executive Order 12866 provides that ``significant
regulatory actions'' must be submitted for review to the Office of
Information and Regulatory Affairs in OMB. A significant regulatory
action is generally any regulatory action that is likely to result in a
rule that might, among other things, have an annual effect on the
economy of $100 million or more or adversely affect in a material way
the economy, a sector of the economy, productivity, competition, jobs,
the environment, public health or safety, or State, local, or tribal
governments or communities. After the issuance of Executive Order
12866, OMB issued Guidance for Implementing E.O. 12866, which exempted
tolerance actions under the FFDCA from Executive Order 12866 review,
``except those that make an existing tolerance more stringent.'' (Ref.
55)
iii. Denial of Objection. As an initial matter, EPA notes that
Executive Order 12866--like most, if not all, executive orders--
explicitly says that it ``does not create any right or benefit,
substantive or procedural, enforceable at law or equity by a party
against the United States, its agencies or instrumentalities, its
officers or employees, or any other person.'' (58 FR 51744) Thus, not
submitting the final rule to OMB cannot constitute a violation of any
law, such that a reviewing court could reasonably be expected to find
that EPA's action was ``not in accordance with law'' under 5 U.S.C.
706(2)(A) or ``without observance of procedure required by law'' under
5 U.S.C. 706(2)(D). Therefore, this is not a judicially reviewable
issue. Moreover, EPA notes that resolution of this particular objection
has no bearing on any substantive issues with the final rule that are
raised separately in other objections. Thus, this objection is denied.
In any event, EPA disagrees that the final rule revoking
chlorpyrifos tolerances triggers the Executive Order 12866 interagency
review requirements. EPA believes the OMB guidance regarding Executive
Order 12866 and its application to pesticide tolerance actions can be
interpreted to mean that a pesticide tolerance is made ``more
stringent,'' and thus subject to Executive Order 12866 requirements,
when EPA does not make accommodations for affected parties to adjust to
the impacts of the rule. With respect to the revocation of tolerances
for chlorpyrifos, however, the final rule provided a meaningful period
of time for affected parties to adjust to the rule's impact, in light
of the identified safety concerns. Specifically, EPA provided six
months between the publication of the final rule and its effective
date, which far exceeds the 30-day effective date requirement contained
in the Administrative Procedure Act. In addition, this approach is both
consistent with the Agency's obligations under the World Trade
Organization Agreement on the Application of Sanitary and Phytosanitary
Measures and, in the Agency's view, generous in light of the Agency's
conclusion that chlorpyrifos tolerances were not safe. Finally, this
approach is consistent with the Agency's approach for other pesticide
tolerance revocations that EPA determined were not subject to Executive
Order 12866; see, e.g., EPA's revocations of tolerances for carbofuran
in 2009 (74 FR 23045), butylate, clethodim, dichlorvos, dicofol, and
isopropyl carbanilate, et al. in 2012 (77 FR 59120), and tebufenozide
in 2017 (82 FR 53423).
For all the foregoing reasons, the objection regarding Executive
Order 12866 and interagency review is denied.
5. Objections That, As a Matter of Law, Do Not Provide a Basis for
Leaving Tolerances in Place
Many Objectors suggested that EPA's final rule was inappropriate on
grounds that are immaterial to the question of whether tolerances can
be maintained under the FFDCA. The FFDCA and EPA's regulations require
that objections identify a particular aspect of the final rule deemed
objectionable and specify with particularity the provision of the
regulation objected to and the relief sought. (21 U.S.C. 346a(g)(2), 40
CFR 178.25(a)(2)) In addition, the objection must seek relief that is
consistent with the FFDCA. (40 CFR 178.30(a)(2)) Objections that do not
meet these conditions will be denied. The objections discussed in this
sub-unit provide no reliable information pertaining to the FFDCA safety
standard in section 408(b)(2) that could support leaving the tolerances
in place. Because these complaints are meritless on their face, these
objections are denied. EPA provides further discussion in this unit.
a. Economic and Environmental Impacts
i. Objection. A majority of Objectors, including the Agricultural
Retailers Association, et al., the Sugarbeet Associations, American
Soybean Association, Cherry Marketing Institute, and 93 sugarbeet
growers as part of a mass mailer, allege that the revocation of
chlorpyrifos tolerances will have detrimental impacts on their crops
due to increased pest pressure, force growers
[[Page 11260]]
to use more expensive and less efficacious alternatives, and result in
harmful effects on the environment. (Ref. 1)
ii. Denial of objection. EPA appreciates that the revocation of
chlorpyrifos tolerances will have an impact on growers who use the
pesticide and the agricultural industry. Chlorpyrifos is a widely used
pesticide that has been registered for many uses since 1965. As part of
the registration review process under FIFRA, the Agency did evaluate
the benefits of chlorpyrifos to growers by crop. (Ref. 56) EPA is aware
that IPM and resistance management are critical pest management
benefits of many pesticides, and where benefits considerations are
permitted by law, the Agency takes these aspects into serious
consideration. However, consideration of information on pesticidal
benefits to growers or impacts on the environment from loss of a
pesticide, while relevant considerations under FIFRA (see 7 U.S.C.
136(bb)), are not factors for consideration under the FFDCA, with one
exception not applicable here. (See 21 U.S.C. 346a(b)(2)(B))
The safety standard under the FFDCA is strictly a human-health
risk-based standard, which does not permit consideration of benefits or
environmental information, in determining whether a tolerance is safe.
Invariably, FFDCA section 408 directs EPA to consider factors relevant
to the safety of the pesticide residue in food (aggregated with other
sources of exposure to the pesticide residue), placing particular
emphasis on human dietary risk. (See, e.g., 21 U.S.C. 346a(b)(2)(B)
(addressing an exception to the safety standard for pesticide residues
as to which EPA ``is not able to identify a level of exposure to the
residue at which the residue will not cause or contribute to a known or
anticipated harm to human health''); 21 U.S.C. 346a(b)(2)(C) (requiring
special safety findings as to ``infants and children'' regarding their
``disproportionately high consumption of foods'' and their ``special
susceptibility * * * to pesticide chemical residues''); 21 U.S.C.
346a(b)(2)(D)(iii) (requiring consideration of the relationship between
toxic effects found in pesticide studies and human risk); 21 U.S.C.
346a(b)(2)(D)(iv), (vi), and (vii) (requiring consideration of
available information on ``dietary consumption patterns of consumers,''
``aggregate exposure levels of consumers,'' and the ``variability of
the sensitivities of major identifiable subgroups of consumers''); 21
U.S.C. 346a(b)(2)(D)(vi) (requiring consideration of ``non-
occupational'' sources of exposure); 21 U.S.C. 346a(b)(2)(D)(viii)
(requiring consideration of information bearing on whether a pesticide
``may have an effect in humans that is similar to an effect produced by
a naturally occurring estrogen or other endocrine effects''); 21 U.S.C.
346a(l)(2) and (3) (requiring revocation or suspension of tolerances
where associated FIFRA registration is canceled or suspended ``due in
whole or in part to dietary risks to humans posed by residues of that
pesticide chemical on that food'')) Thus, under section 408, EPA has no
discretion to insert economic or environmental considerations into its
decisions on the chlorpyrifos tolerances.
Therefore, objections that EPA should have taken economic and
environmental impacts into consideration in issuing the final rule are
denied, as EPA has no authority to do so as part of its safety
evaluation under the FFDCA.
b. Consideration of Occupational Exposure by EPA
i. Objection. Gharda and the Sugarbeet Associations assert that EPA
unlawfully considered occupational exposures as a reason for revoking
the tolerances. In support of this objection, they point to an EPA
press release regarding the final rule dated August 18, 2021, which
mentioned that the tolerance revocation will result in protections for
farmworkers. (Ref. 37 at 13; Ref. 39 at 33)
ii. Denial of Objection. The August 18, 2021 press release
announcing the publication of the final rule included statements that
EPA was stopping the use of chlorpyrifos on food ``to better protect
human health, particularly that of children and farmworkers,'' and that
ending the use of chlorpyrifos on food ``will help to ensure children,
farmworkers, and all people are protected'' from potentially dangerous
consequences of chlorpyrifos. (Ref. 57) Based on these statements
alone, the Objectors argue that these references to farmworkers suggest
that EPA impermissibly considered occupational exposures in its
decision to revoke chlorpyrifos tolerances. However, the Objectors'
arguments are not supported by the final rule itself, which
specifically affirms that the FFDCA standard does not include
occupational exposures to workers and which explicitly and repeatedly
emphasizes that EPA's review included food, drinking water, and all
non-occupational exposures (e.g., in residential settings), but did not
include occupational exposures to workers. (See, e.g., Ref. 1 at pgs.
48318, 48332 through 48333) The fact that the press release cited by
the Sugarbeet Associations discusses the potential for incidental
benefits to farmworkers from the final rule does not mean that such
potential benefits were considered by EPA in the final rule. The
Objectors' claim is meritless and is denied.
c. Compliance With Relevant International Standards
i. Objection. The Republic of Colombia objects to the final rule on
the basis that the final rule's revocation of chlorpyrifos tolerances
deviates from the Codex Alimentarius (Codex) international standard of
0.05 mg/kg for chlorpyrifos. (Ref. 58) Colombia requests that EPA
reconsider the final rule's revocation of chlorpyrifos tolerances in
light of the Codex MRL for chlorpyrifos, which it alleges is based on
conclusive scientific evidence, although Columbia does not provide that
scientific evidence with its objection for EPA to consider. In
addition, Colombia requests that EPA consider, in its assessment of
chlorpyrifos tolerances, the factors identified for consideration under
Article 5, paragraphs 2 and 3 of the World Trade Organization Agreement
on the Application of Sanitary and Phytosanitary Measures (SPS
Agreement). Those paragraphs require Members to the SPS Agreement to
``take into account available scientific evidence; relevant processes
and production methods; relevant inspection, sampling and testing
methods; prevalence of specific diseases or pests; existence of pest--
or disease--free areas; relevant ecological and environmental
conditions; and quarantine or other treatment'' and ``relevant economic
factors.'' (Ref. 59 at art. 5, paragraphs 2, 3)
ii. Denial of objection. The Codex is a collection of
internationally adopted food standards and related texts published by
the Codex Alimentarius Commission, an international organization formed
to promote the coordination of international food standards. (See
https://www.fao.org/fao-who-codexalimentarius/en/) The Codex Committee
on Pesticide Residues, a committee within the Codex Alimentarius
Commission, establishes Codex Maximum Residue Limits (MRLs) for
pesticide products, which are similar to tolerances in that they set
the limit for allowable pesticide residues in food. Although the
Objector seems to be referring to a single universal Codex MRL of 0.05
mg/kg for chlorpyrifos residues, in actuality, Codex has promulgated
several MRLs ranging from 0.01 mg/kg to 20 mg/kg for chlorpyrifos
[[Page 11261]]
residues on a variety of commodities. (Ref. 60) It is unclear why
Colombia is pointing the Agency to a generic MRL of 0.05 mg/kg.
The FFDCA requires consideration of Codex MRLs when EPA is making a
decision to establish a tolerance. (21 U.S.C. 346a(b)(4)) Notably, the
statute does not require the same consideration in revoking tolerances.
That is because revocation is required when a tolerance is unsafe, (21
U.S.C. 346a(b)(2)(A)(i)), regardless of whether another international
body, including Codex, is maintaining the same determination. In the
final rule, EPA determined that current tolerances for chlorpyrifos are
not safe under FFDCA and must therefore be revoked. Columbia has not
provided any reliable information to support a reconsideration of that
conclusion.
As far as the request to consider the factors under Article 5,
paragraph 2 of the SPS Agreement is concerned, EPA reiterates its
earlier arguments, that it is bound by its domestic statute, which
requires that unsafe tolerances be revoked (21 U.S.C. 346a(b)(2)(A)(i))
and which does not permit consideration of environmental or economic
factors. (See Unit VIII.C.5.a.) EPA does not have discretion to retain
tolerances, based on consideration of the factors listed in SPS
Agreement, where the Agency has determined those tolerances do not meet
the FFDCA safety standard. For these reasons, the Republic of
Colombia's objection with respect to the Codex MRLs and the SPS
Agreement is denied.
d. Implementation Timeframe
i. Objection. While EPA received many requests for an extension of
the phase-out period, this section address the single objection
asserting that the Agency's six-month expiration date for the
tolerances was unlawful. The requests EPA received for extensions of
the tolerance expiration date are addressed in Unit IX, along with
other requests seeking a stay of the final rule.
Seeking a ``gradual, multi-year phase-out of crop uses'' to
mitigate economic injury to itself and growers, Gharda argues that
EPA's selection of a six-month grace period was arbitrary and
capricious because it did not provide for use in another growing season
nor sufficient time for Gharda, distributors, or growers to phase out
their inventories and exhaust existing stocks of chlorpyrifos. (Ref. 39
at 40) Nor, Gharda alleges, does the SPS Agreement requirement for a
``reasonable interval between the publication of a sanitary or
phytosanitary regulation and its entry into force'' mandate that EPA
select six months as the reasonable interval. (Id. at 38)
ii. Denial of objection. Section 408(g)(1) of the FFDCA states that
a rule issued under section 408(d)(4) of the FFDCA, which the final
rule revoking chlorpyrifos tolerances was, ``shall take effect upon
publication'', unless otherwise specified in the rule. (21 U.S.C.
346a(g)(1)) The Agency's authority to specify a different effective
date or to set an expiration date for the tolerances is entirely
discretionary. Moreover, there is no requirement in the FFDCA for EPA
to accommodate, through delays in the effective date or any other way,
economic hardships and transitions away from a pesticide that the
Agency has found to be unsafe and for which tolerances must be revoked.
Indeed, the FFDCA is entirely focused on whether the tolerance is safe,
and so it would subvert the intent of the statute to allow all
tolerances the Agency has deemed unsafe to remain effective for
significant periods of time.
As stated in the final rule, EPA set a six-month expiration date
for the chlorpyrifos tolerances, rather than requiring revocation
immediately, to accommodate the SPS Agreement requirement to ``allow a
reasonable interval between the publication of a sanitary or
phytosanitary regulation and its entry into force.'' (Ref. 59 at Annex
B, paragraph 2) The World Trade Organization (WTO) has interpreted the
phrase ``reasonable interval'' to mean normally a period of not less
than six months, although shorter durations could be justified under
``urgent circumstances.'' (Ref. 61 at paragraph 3.2) In the SPS
Agreement, there are some procedural exceptions allow for urgent health
concerns. (Ref. 59 at Annex B, paragraph 5; see also Appellate Body
Report, United States--Measures Affecting the Production and Sale of
Clove Cigarettes, WTO Doc, WT/DS406/AB/R (April 4, 2012) (finding that
deviations from the TBT Agreement requirement to provide ``reasonable
interval'' may be justified in cases of urgent safety or health
concerns))
In light of EPA's inability to conclude that chlorpyrifos
tolerances meet the FFDCA safety standard, the Agency determined that a
six-month expiration date for the chlorpyrifos tolerances would provide
a reasonable interval for importers and growers to adapt to the change
in regulation. EPA also notes that the Ninth Circuit's decision
directed EPA to act ``immediately,'' and chastised EPA for its
``egregious delay'' in publishing a sufficient response to the 2007
Petition, which ``exposed a generation of American children to unsafe
levels of chlorpyrifos.'' (LULAC, 996 F.3d. at 703) It simply was not
tenuous to leave tolerances in place to allow for additional growing
season(s), given the Agency's lack of a safety finding for the
chlorpyrifos tolerances in light of the Ninth Circuit's expressed
impatience with EPA's delay in acting on the 2007 Petition and the
accelerated timeframe provided by the Ninth Circuit for the issuance of
the final rule. Consequently, EPA determined that six months was a
reasonable period to accommodate growers and importers while minimizing
any continued harm.
For these reasons, Gharda's objection with respect to the
implementation timeframe of the final rule is denied.
e. Existing Stocks
i. Objection. The following Objectors argue that the final rule
should have addressed the treatment of existing stocks of chlorpyrifos
products and seek additional clarification on how existing stocks will
be addressed: The Sugarbeet Associations, Gharda, the Agricultural
Retailers Association, et al., CLA/RISE, and the Michigan Vegetable
Council. (Refs. 37, 39, 47, 50, and 62) These Objectors allege that the
revocation of the tolerances is likely to leave millions of gallons of
chlorpyrifos in the hands of growers or in storage in the United States
and that the lack of clarity from EPA regarding the use and/or disposal
of these existing stocks of chlorpyrifos places a financial and
logistical burden on users and retailers and could inadvertently lead
to inappropriate disposal of chlorpyrifos products. Several Objectors
argue that guidance published by EPA on its website after publication
of the final rule titled ``Frequent Questions about the Chlorpyrifos
2021 Final Rule'' (Ref. 63), fails to clarify this issue, and that the
legal status of products with labels and registrations that contain
both food and non-food uses remains unclear.
Gharda also argues that EPA, in issuing the final rule without
concurrently addressing existing stocks in the final rule or issuing an
existing stocks order pursuant to FIFRA section 6(a)(1) (7 U.S.C.
136d(a)(1)), has abdicated its responsibility under FIFRA to ensure the
safe, lawful, and orderly phase-out and disposal of chlorpyrifos
products. (Refs. 39 at 41 through 45) Gharda asserts that an existing
stocks order is necessary to allow end users and others wishing to
return existing stocks to the manufacturers or pursue other safe
disposal options to avoid violating FIFRA. Gharda also asserts that
because the practical effect of the final rule is to render previously
registered products unregistered, EPA would have no
[[Page 11262]]
enforcement authority over misuse of those pesticides.
ii. Denial of objection. As an initial matter, EPA notes that while
the Objectors use the term ``existing stocks,'' existing stocks is a
FIFRA term that applies to products that have been released for
shipment upon cancellation of a registered pesticide. (See Existing
Stocks of Pesticide Products; Statement of Policy, 56 FR 29362, June
26, 1991 (FRL-3846-4)) Since the final rule does not cancel any
pesticide registrations, it has not created any ``existing stocks''
under FIFRA.
Nevertheless, EPA reads the majority of objections on this
particular issue to be seeking clarity and guidance for users of
chlorpyrifos on what to do with chlorpyrifos products that have been
purchased but cannot be used on food crops following the expiration of
the tolerances. As such, these objections are more akin to comments and
requests concerning implementation of the final rule, than objections
to the final rule itself; thus, they are denied as objections for
failure to raise particular concerns with the final rule that can be
resolved under the FFDCA. Nevertheless, EPA recognizes the confusion
among the agricultural industry as a result of the final rule and the
fact that tolerances will be revoked before any registrations for
chlorpyrifos products are cancelled under FIFRA. Consequently, EPA will
continue to update the FAQ page to provide guidance to assist growers
and the agricultural industry with the implementation of this final
rule.
Turning to Gharda's objection next, EPA denies that it has somehow
abdicated its responsibilities under FIFRA by taking action to revoke
unsafe tolerances under the FFDCA. EPA finds that Gharda is essentially
making the same argument that EPA rejected in Unit VIII.C.1.b. Gharda's
argument boils down to an assertion that EPA was required to take
action concurrent with the final rule to cancel chlorpyrifos
registrations under FIFRA, to provide for the use and disposition of
existing stocks in that cancellation order, and then to revoke
tolerances consistent with the existing stocks provisions of that
cancellation order; thus, for the same reasons articulated in that
previous Unit, Gharda's objection is denied. As noted previously,
nothing in the FFDCA compels EPA to take action under FIFRA to cancel
pesticide registrations and provide for existing stocks concurrently
with or prior to revoking tolerances for that same chemical. Moreover,
there is no requirement in the FFDCA, when revoking a tolerance, to
resolve questions regarding existing stocks in the final rule itself.
Gharda appears to conflate the EPA's issuance of a rule revoking
tolerances under the FFDCA with EPA's cancellation of registered
pesticides under FIFRA. Gharda argues that because EPA's revocation of
the tolerances under the FFDCA essentially renders the product
unregistered, EPA was obligated to address the issue of existing stocks
under FIFRA. However, Gharda misstates the effect of the final rule.
The revocation of tolerances does not have the effect of rendering the
chlorpyrifos products unregistered. Registered products only become
unregistered once they are cancelled under FIFRA section 6. (7 U.S.C.
136d) EPA has no authority to issue a cancellation order under the
FFDCA, only under FIFRA, and as discussed in Unit VIII.C.1.b., EPA is
not required to cancel pesticides under FIFRA prior to taking action to
revoke tolerances under the FFDCA. Because the actual remedy Gharda is
seeking with this objection--a cancellation order with instructions on
how to handle existing stocks--is only available under FIFRA, this is
not a proper objection to the final rule.
f. Channels of Trade
i. Objection. The American Soybean Association and Willard Jack (an
individual grower) submitted objections arguing that the final rule
fails to provide adequate guidance for food or feed treated with
chlorpyrifos that is or will be in the channels of trade when the
tolerances are set to expire on February 28, 2022. (Refs. 36 and 64)
The Objectors express concern that growers will be adversely impacted
by this rule due to a lack of guidance and the potential of having
adulterated food seized by the FDA.
ii. Denial of objection. To the extent this objection asserts that
lack of guidance is a fatal flaw with the final rule, this objection is
denied. This issue does not provide a basis for reversing the Agency's
position on the safety of chlorpyrifos and changing the final rule.
Nevertheless, EPA recognizes the need for guidance for farmers and food
processors following the revocation of the chlorpyrifos tolerances. As
EPA indicated in the final rule, section 408(l)(5) of the FFDCA governs
commodities treated with pesticides and in the channels of trade
following the tolerance revocations. Under that provision, chlorpyrifos
residues in or on food in the absence of a tolerance will not render
that food adulterated, as long as it is shown to the satisfaction of
the U.S. Food and Drug Administration that:
1. The residue is present as the result of an application or use of
the pesticide at a time and in a manner that was lawful under FIFRA,
and
2. The residue does not exceed the level that was authorized at the
time of the application or use to be present on the food under a
tolerance or exemption from tolerance that was in effect at the time of
the application. (21 U.S.C. 346a(l)(5))
The FDA, which is responsible for enforcing tolerances and
implementing this provision, has developed guidance for growers and
food processors for foods treated with chlorpyrifos. (Ref. 65) That
guidance, which covers residues of chlorpyrifos in human food
commodities, clarifies the FDA's planned enforcement concerning those
foods containing chlorpyrifos residues after the tolerances expire.
Animal feed items, which are regulated by FDA's Center for Veterinary
Medicine, and various livestock commodities, which are regulated by
USDA, are not covered by this guidance. EPA intends to work with those
other agencies to assist with questions of compliance as they arise.
g. Substantive Due Process Concerns
i. Objection. Gharda argues that it and other registrants have a
fundamental property right in their chlorpyrifos registrations, which
is protected by the substantive due process doctrine provided for under
the U.S. Constitution. (Ref. 39 at 36 through 37) Gharda claims that
the economic value of its chlorpyrifos registration for food use crops
is dependent on having tolerances for chlorpyrifos in place. Gharda
argues that because the Agency revoked those tolerances ``without a
reasoned explanation or valid scientific basis, and in disregard of
scientific data,'' the Agency improperly deprived Gharda of economic
value of its registration and violated its substantive due process
rights.
ii. Denial of objection. Whether Gharda has a substantive due
process right to its registrations and the revocation of tolerances
somehow infringes that right is immaterial to the question EPA must
answer when leaving a tolerance in place--whether the tolerance is
safe. The FFDCA is clear: When a tolerance is not safe, it must be
modified or revoked. Whether the revocation of that rule has
implications for registrants of products or growers of crops is outside
the scope of considerations in the FFDCA. Since nothing about this
objection provides information bearing on the safety of chlorpyrifos,
this objection is denied.
[[Page 11263]]
In any event, EPA disagrees with Gharda's claim that the final rule
has infringed substantive due process rights.
``To state a substantive due process claim, a plaintiff must
allege: (1) That it had property or a property interest; (2) the
government deprived it of that property interest; and (3) the
government's actions fall so far beyond the outer limits of legitimate
governmental action that no process could cure the deficiency. . . .
[S]ubstantive due process concerns governmental action which is so
arbitrary and irrational, so unjustified by any circumstance or
governmental interest, as to be literally incapable of avoidance by any
pre-deprivation procedural protections or of adequate rectification by
any post-deprivation . . . remedies. . . . Thus, a substantive due
process claim is warranted only where no process could cure the
deficiencies in the governmental action.'' (Syngenta Crop Protection,
Inc. v. EPA, 444 F.Supp.2d 435, 447 (M.D.N.C. 2006) (internal citations
and quotations omitted)) EPA disagrees that Gharda has a property
interest in the food uses here since ``there is no property interest in
using property in a manner that is harmful to the general public.''
(American Vanguard Corp. v. United States, 142 Fed. Cl. 320, 328 (Jan.
28, 2019) (citing Mitchell Arms, Inc. v. United States, 7 F.3d 212
(Fed. Cir. 1993))) Moreover, Gharda has failed to allege any activity
by EPA that would implicate the ``outer limits of legitimate
governmental action'' or that is ``so arbitrary and irrational, so
unjustified by any circumstance or governmental interest,'' as to be
incapable of remedy. Gharda alleges no activity that is ``so arbitrary
or irrational'' other than a general claim that the final rule is
``without a reasoned explanation or valid scientific basis, and in
disregard of scientific data.''
EPA notes that the final rule includes significant explanation for
its finding that EPA is unable to determine that there is a reasonable
certainty that no harm will result from aggregate exposures to
chlorpyrifos residues for which there is reliable information. For
example, the final rule includes, among other key information, an
overview of the numerous human health risk assessments EPA has
conducted and FIFRA SAPs that were convened to discuss chlorpyrifos, a
detailed summary of EPA's risk assessment for chlorpyrifos, EPA's
hazard assessment of chlorpyrifos, EPA's exposure assessment for
chlorpyrifos, and EPA's process for assessing aggregate risk based on
the aforementioned assessments. To the extent that this assertion is
intended to refer to or incorporate Gharda's other objections--such as
Gharda's argument that EPA's explanation for not retaining the eleven
uses proposed for retention in the 2020 PID or fails to consider the
Corteva oxon study--EPA has already provided responses to those more
detailed objections elsewhere in this Order.
In any event, it cannot be said that EPA taking action to revoke an
unsafe tolerance under its statutory mandate to ensure that pesticide
residues in food are safe for public consumption is outside the bounds
of a legitimate governmental action. Congress tasked EPA specifically
with the responsibility to ensure that tolerances are only left in
place if they are safe and to revoke or modify tolerances if they are
not. (See 21 U.S.C. 346a(b)(2)(A)) Upon concluding that aggregate
exposures were not safe, EPA revoked the tolerances in accordance with
the statutory mandate, which is clearly within the bounds of a
legitimate government action to ensure that residues of pesticides in
or on food are safe for consumption. It is necessarily the case that
when EPA revokes a tolerance on the basis of dietary risks for
pesticides that are registered under FIFRA, there are going to be
impacts to the registrants of those pesticides. Leaving tolerances in
place to avoid impacts to pesticide registrants would be inconsistent
with the FFDCA. Finally, Gharda is not without process for curing any
deficiencies in EPA's actions, including procedures afforded by FIFRA,
the APA, and judicial review. Therefore, Gharda's claim that its
substantive due process rights have been infringed by EPA's final rule
fails.
D. Summary of Reasons for Denying Objections
EPA is denying the objections submitted by the Objectors for
several reasons. EPA is denying the objections of the Colombia Ministry
of Trade, Industry and Tourism; Drexel Chemical Company; the
International Pepper Community; Oregonians for Food and Shelter; and
the Republic of Ecuador, because these parties did not submit their
objections to the Office of the Hearing Clerk, as required by 40 CFR
178.25(b). As discussed in Unit VIII.A. of this document, EPA grouped
the other Objectors' objections into five different substantive
categories and addressed each in turn.
Regarding the first category--objections to the scope of the final
rule--EPA is denying the objections asserting that revoking all
chlorpyrifos tolerances was unlawful and unnecessary in light of the
proposal in the 2020 PID for limiting uses to 11 high-benefit crops,
because the FFDCA requires that EPA assess aggregate exposure based on
all currently registered uses of chlorpyrifos, not on a hypothetical
subset of those uses. EPA also denies the objections arguing that the
revocation of tolerances should not have been undertaken without
coordination of use cancellations under FIFRA, because FFDCA 408(l)(1)
does not require that actions under FIFRA precede or occur concurrently
with actions under the FFDCA, and because in any event it was not
practicable for EPA to first modify of cancel any registrations in
light of the Ninth Circuit's deadline for issuing a final rule. Lastly,
EPA denies the objections arguing that EPA should retain import
tolerances for chlorpyrifos commodities, because EPA is unable to make
the safety finding for leaving in place tolerances for imports until
enough uses are canceled to reduce aggregate exposures to acceptable
levels.
Regarding the second category--objections to the retention of the
10X FQPA safety factor--EPA is denying the objections that EPA's final
rule was arbitrary and capricious for retaining the 10X FQPA safety
factor. As an initial matter, EPA has determined that whether the
Agency retains the 10X FQPA safety factor or uses a different margin of
safety does not ultimately have a determinative impact on the Agency's
conclusions regarding the safety of chlorpyrifos in the final rule;
therefore, this objection is denied for lack of materiality.
Nonetheless, EPA concludes that its consideration of the
epidemiological studies was reasonable and consistent with EPA's policy
for consideration of all available data. EPA notes there is no
requirement that the underlying data must be made available before EPA
can rely on these studies, and EPA had a rational scientific basis for
including such data in its review in order to satisfy its statutory
obligation to consider all data concerning the special susceptibility
of infants and children. Furthermore, given the uncertainties
surrounding the potential for neurodevelopmental effects at the time of
the final rule, EPA's retention of the default 10X FQPA safety factor
was consistent with the statutory standard to apply the 10X margin of
safety unless there is reliable data demonstrating that a different
margin would be safe for infants and children.
Regarding the third category--objections relating to EPA's
assessment of drinking water exposures--EPA is denying the objections
that EPA did not have a rational basis for relying on the 2016 DWA,
because, unlike the 2020
[[Page 11264]]
DWA, the 2016 DWA considered contributions from all registered uses of
chlorpyrifos, and so represented the most recent and robust ``best
available science'' for use by the Agency in its final rule. EPA is
also denying the objections that it was unreasonable for EPA to assess
exposures to chlorpyrifos-oxon in its drinking water assessment,
because EPA has reliable data that chlorpyrifos-oxon will be present in
at least some drinking water, and because EPA concluded that even
assuming chlorpyrifos-oxon is not more toxic and should not be the
residue of concern for evaluating exposures in drinking water, the
concentrations of the parent compound, chlorpyrifos, in drinking water
would still result in exposures that were unsafe.
Regarding the fourth category--objections relating to procedural
matters--EPA is denying the objections that EPA acted inconsistently
with the principles of due process and transparency in failing to
consider and respond to comments previously submitted on the 2015
proposed rule and in response to the 2020 PID. EPA notes that these
objections do not identify a specific element of the final rule that is
problematic, and so do not conform to the required form of an objection
per 40 CFR 178.30(a)(1). EPA also notes that EPA is not obligated to
respond to comments on a rule that was never finalized (i.e., the 2015
proposed rule), or on separate albeit parallel regulatory activities
(i.e., the 2020 PID). EPA is also denying the American Soybean
Association's objection that the final rule failed to provide adequate
procedural due process due to technical delays in opening the Federal
eRulemaking Portal, because EPA's regulations only require that
objections be filed with the Hearing Clerk, with the Portal serving as
an additional means of protecting any CBI, and because the delayed
opening of the Portal is harmless error. Lastly, EPA is denying the
objections that EPA failed to comply with Executive Order 12866,
because this is not a judicially reviewable issue and resolution of
these objections has no bearing on any substantive issues with the
final rule that could be raised separately.
Regarding the fifth and final category--objections that, as a
matter of law, do not provide a basis for leaving tolerances in place--
EPA is denying these assorted objections because they provide no
reliable information pertaining to the FFDCA safety standard that could
support leaving chlorpyrifos tolerances in place.
VIII. Response to Requests for Stay
A. The Standard for Granting a Stay
FFDCA section 408 provides that a regulation issued under
subsection 408(d)(4) shall take effect upon publication in the Federal
Register unless the regulation specifies otherwise. (21 U.S.C.
346(g)(1)) The effective date of the final rule was October 29, 2021,
and tolerances for residues of chlorpyrifos on all commodities expire
on February 28, 2022. However, section 408 also grants the
Administrator the discretion to stay the effectiveness of a regulation
if objections are filed. (21 U.S.C. 346a(g)(1))
The statute is silent on the standard to apply in granting a stay.
The FFDCA gives EPA unlimited discretion to determine when it might be
appropriate to issue a stay, requiring only that objections be filed
before EPA may exercise that authority. EPA believes the discretionary
nature of this authority gives EPA flexibility in any given case to
determine whether and how to stay a rule or order issued under FFDCA
section 408(d). EPA has indicated that it will consider the criteria
set out in FDA's regulations regarding stays of administrative
proceedings at 21 CFR 10.35, in determining whether to grant a stay.
(See, e.g., Carbofuran; Final Tolerance Revocations, 74 FR 23045, May
15, 2009; cf. Sulfuryl Fluoride; Proposed Order Granting Objections to
Tolerances and Denying Request for a Stay, 76 FR 3422, Jan. 19, 2011
(evaluating stay request based on an amalgam of the 21 CFR 10.35
factors and a judicial stay factors)) Under 21 CFR 10.35, a stay shall
be granted if all of the following apply: (1) The petitioner will
otherwise suffer irreparable injury; (2) the petitioner's case is not
frivolous and is being pursued in good faith; (3) the petitioner has
demonstrated sound public policy grounds supporting the stay; and (4)
the delay resulting from the stay is not outweighed by public health or
other public interests. (21 CFR 10.35(e))
B. Requests for Stay and EPA Responses
1. Summary of Requests for Stay
EPA received written requests for EPA to either stay the effective
date of the final rule or allow for a longer phase-out period from the
following objectors: Amalgamated Sugar Company, American Crystal Sugar
Company, the American Soybean Association, the Sugarbeet Associations,
the California Citrus Quality Council, the Cherry Marketing Institute,
CLA/RISE, Gharda, the Minor Crop Farmer Alliance, the Agricultural
Retailers Association, et al., the Republic of Colombia, and several
independent sugarbeet growers. (These written requests are available in
the final rule docket at https://www.regulations.gov in docket ID
number EPA-HQ-OPP-2021-0523.)
The requests for stay of the final rule can be sorted into three
groups based on the form of the requests and the duration of the stay
requested. The first group consists of the requests submitted by the
Sugarbeet Associations and Gharda, both of which apply the criteria set
out in 21 CFR 10.35 to argue that EPA is required to stay the
effectiveness of the final rule. Specifically, these Objectors argue
that they will suffer irreparable injury absent a stay, that their
objections are not frivolous and are undertaken in good faith, that the
public interest favors a stay, and the delay caused by a stay is not
outweighed by the public health or public interest. The Sugarbeet
Associations and Gharda also request a stay ``until a final resolution,
including potential judicial review, is reached on all of the . . .
issues raised in [our] objections.'' (Refs. 66 and 67) The second group
consists solely of the Republic of Colombia. Colombia requests a period
of at least 12 months before chlorpyrifos tolerances expire so that it
can ``make the necessary adjustments in the production of [its] crops
to ensure compliance.'' (Ref. 58) While Colombia does not explicitly
frame its request as a request for a stay of the final rule, and does
not reference the criteria at 21 CFR 10.35, EPA's interpretation is
that this is best understood and assessed by EPA as a request for stay.
Finally, the third group consists of the remaining stay requests. These
Objectors do not specifically address the regulatory criteria set forth
at 21 CFR 10.35; they simply request that EPA stay the final rule until
EPA can address the issues raised in their various objections.
2. Denial of Requests for Stay
As noted previously, only the Sugarbeet Associations and Gharda
frame their requests for stay by reference to the regulatory criteria
at 21 CFR 10.35, and until ``a final resolution'' can be obtained with
respect to the issues raised in their objections. The other stay
requests do not reference the regulatory criteria. The sole rationale
provided by Colombia for its request for an additional 12-month period
before tolerances expire is to enable unspecified parties to ``make the
necessary adjustments'' to ensure compliance. Colombia does not include
any information regarding any potential injury (irreparable or
otherwise) that
[[Page 11265]]
might otherwise be suffered, showing that their case is not frivolous
and is being made in good faith, demonstrating sound public policy
supporting a 12-month delay, or arguing that their desired 12-month
delay is not outweighed by public health or other interests. EPA
declines to speculate as to the bases for Colombia's request and denies
Colombia's stay request due to the lack of supporting information. The
other stay requests simply ask EPA to stay the effectiveness of the
final rule until EPA can address the issues raised in their various
objections. These Objectors appear to contemplate a scenario in which
EPA delays addressing their objections until well after the February
28, 2022, expiration date for chlorpyrifos tolerances specified in the
final rule. Because EPA has addressed these objections via this Order,
by the plain meaning of these stay requests, there is no longer any
need to stay the final rule. As a result, EPA denies those requests for
stay submitted by Objectors other than the Sugarbeet Associations and
Gharda.
With respect to the requests for stay submitted by the Sugarbeet
Associations and Gharda, EPA examines these parties' arguments in light
of the four factors set forth in at 21 CFR 10.35.
a. Will the Sugarbeet Associations and Gharda suffer irreparable injury
without the stay?
i. Summary of arguments concerning injury. The Sugarbeet
Associations and Gharda each argue that they will suffer irreparable
injury in the form of economic losses and reputational impacts due to
the final rule, and Gharda also argues that the deprivation of its
chlorpyrifos registration under FIFRA is a due process violation that
constitutes irreparable harm. (Refs. 66 and 67) With respect to
economic losses, the Sugarbeet Associations argue that due to the lack
of similarly effective alternatives to chlorpyrifos, reduced crop
yields could cause the sugarbeet industry significant economic harm.
(Ref. 66 at pgs. 2 through 4) Similarly, Gharda claims that it could
face significant economic losses if, due to the final rule, it is
unable to formulate, distribute, and sell the significant volume of raw
materials and U.S.-labeled product it has in inventory. (Ref. 67 at
pgs. 6 and 7) With respect to reputational impacts, the Sugarbeet
Associations argue that the sugarbeet industry is likely to suffer
reputational harm as a result of the final rule and the August 18,
2021, press release announcing the final rule, including the potential
for ill will against the sugarbeet industry from customers and the
public that could affect the industry's ability to sell its products.
(Ref. 66 at pgs. 4 and 5) Similarly, Gharda argues that it has suffered
and will continue to suffer reputational harm, and that the final rule
has strained and will continue to strain Gharda's relationships with
its customers, who might not use Gharda products moving forward. (Ref.
67 at pgs. 6 through 8)
As described in more detail in this unit, EPA disagrees that any
injuries to the Sugarbeet Associations and/or Gharda are in fact
irreparable.
ii. Response to the Sugarbeet Associations' and Gharda's economic
injury arguments. EPA disagrees that the Sugarbeet Associations and
Gharda have established that they--or, in the case of the Sugarbeet
Associations, the farmer-owners and beet sugar manufacturers they
represent--will be irreparably harmed without a stay. As Gharda
correctly notes, to establish irreparable harm, ``injury must be both
certain and great; it must be actual and not theoretical and of such
imminence that there is clear and present need for equitable relief.''
(Olu-Cole v. E.L. Haynes Pub. Charter Sch., 930 F.3d 519, 529 (D.C.
Cir. 2019) (internal quotation marks and citations omitted)) However,
this already high ``barrier to proving irreparable injury is higher
still'' for the economic losses asserted by the Sugarbeet Associations
and Gharda, ``for it is well settled that economic loss does not, in
and of itself, constitute irreparable harm.'' (Mexichem Specialty
Resins, Inc. v. EPA, 787 F.3d 544, 555 (D.C. Cir. 2015)) ``Mere
injuries, however substantial, in terms of money, time, and energy
necessarily expended in the absence of a stay are not enough.''
(Wisconsin Gas Co. v. FERC, 758 F.2d 669, 674 (D.C. Cir. 1985))
Instead, ``recoverable monetary loss may constitute irreparable harm
only where the loss threatens the very existence'' of a company. (Id.)
The Sugarbeet Associations and Gharda include identical statements
arguing that ``[l]osses for which an aggrieved party has no recourse,
such as those caused by a governmental entity immune from suit for
monetary relief, are `irreparable per se.' '' (Ref. 66 at pg. 3 and
Ref. 67 at pgs. 5 and 6, respectively (each citing Feinerman v.
Bernardi, 558 F. Supp. 2d 36, 51 (D.D.C. 2008))) However, the Sugarbeet
Associations and Gharda fail to note that subsequent caselaw expressly
disagrees with that principle. In ConverDyn v. Moniz, the District
Court for the District of Columbia acknowledges that while in Feinerman
it ``characterized economic damages that are unrecoverable due to
sovereign immunity as `irreparable per se' . . . that characterization
goes too far and the inability to recover economic losses can more
accurately be considered as a factor in determining whether the movant
has shown irreparable harm.'' (68 F. Supp. 3d 34, 49 (D.D.C. 2014)
(internal citations omitted)) The Court observed that ``[o]therwise, a
litigant seeking injunctive relief against the government would always
satisfy the irreparable injury prong, nullifying that requirement in
such cases.'' (Id.; see also N. Air Cargo v. U.S. Postal Serv., 756 F.
Supp. 2d 116, 125 (D.D.C. 2010) (``this Court is of the opinion that a
party asserting such a loss is not relieved of its obligation to
demonstrate that its harm will be great . . . [otherwise] prospective
injunctive relief would often cease to be an extraordinary remedy in
cases involving government defendants'') (internal quotation marks and
citations omitted))
EPA finds that neither the Sugarbeet Associations nor Gharda have
demonstrated that they or their member entities will suffer irreparable
economic harm in the absence of a stay of the final rule. The Sugarbeet
Associations provide a handful of statistics regarding the estimated
financial impacts that they allege will result from the revocation of
chlorpyrifos tolerances, and argue that because EPA estimated in the
2020 PID that the benefits of chlorpyrifos for sugarbeets in North
Dakota and Minnesota could be up to $500 per acre, and there are over
140,000 acres of sugarbeets at risk from sugarbeet root maggots, the
sugarbeet industry ``would face tens of millions of dollars in
irreparable damages annually'' absent a stay. (Ref. 66 at pg. 4) EPA
notes, however, that the Sugarbeet Associations omit key details, and
that their conclusion is highly speculative.
The Agency included sugarbeets in its detailed economic analysis of
agricultural uses of chlorpyrifos, which was conducted in 2020 to
support the preliminary interim registration review decision. The
analysis utilized proprietary pesticide usage surveys as well as
publicly available pest management recommendations from extension crop
experts. (Ref. 56) This analysis indicated that for most sugarbeet
pests targeted with chlorpyrifos, several effective alternatives are
available. The Agency found that for regions in the upper Midwest where
populations of sugarbeet root maggot are very high, yield losses of up
to 45% could occur without chlorpyrifos. The impacts of such yield
losses are estimated at $498 per acre in
[[Page 11266]]
North Dakota and Minnesota, where an average of 61,200 acres were
estimated to be affected. While EPA acknowledges that growers in these
areas will be impacted, these areas represent about 20% of the
sugarbeet acreage in Minnesota and 10% of the acreage in North Dakota.
For purposes of comparison, the total national harvested sugarbeet
acreage is approximately 1.1 million acres. Furthermore, effective
alternatives to chlorpyrifos are available in other areas of the
country. Thus, while there are likely to be impacts to some growers,
EPA does not agree that the loss of chlorpyrifos will cause an
irreparable injury to the sugarbeet industry overall.
EPA also notes that the Sugarbeet Associations fail to provide any
context for the economic injuries they claim that they and their
members will incur as a result of the final rule. As discussed
previously, EPA acknowledges that sugarbeet yields in certain
production areas could be reduced, and that some sugarbeet growers and/
or beet sugar manufacturers may lose some portion of their revenue due
to the final rule. However, even assuming that the figures provided by
the Sugarbeet Associations are accurate, it is not clear to EPA what
the specific implications of these figures might be for the Sugarbeet
Associations or the growers and/or manufacturers they represent, and
nowhere in their stay request do the Sugarbeet Associations assert that
the failure to stay the final rule will threaten their or their member
entities' very existence.
Finally, EPA notes that for many crops--including sugarbeets, as
the Sugarbeet Associations acknowledge in their request for stay--
alternatives to pesticides are readily available. While these
alternatives may be more expensive than chlorpyrifos, or perhaps less
effective than chlorpyrifos, the availability of alternatives to
chlorpyrifos indicates that it is unlikely that sugarbeets will be left
completely unprotected. This in turn suggests that any injury is likely
to be temporary and reparable.
EPA also disagrees with Gharda's arguments regarding irreparable
economic injury. Although EPA acknowledges that the revocation of
tolerances will necessarily impact any registrant of chlorpyrifos
products, EPA is not convinced that the economic injuries alleged by
Gharda are in fact irreparable. Gharda argues that it will suffer
certain economic losses due to the inability to formulate, distribute,
and sell chlorpyrifos products, including a loss of future sales of
chlorpyrifos products, and that Gharda and its customers will face a
loss of their investments in chlorpyrifos. EPA finds that Gharda's
claims regarding the loss of future sales of chlorpyrifos products are
too speculative to satisfy the requirement that injury ``must be actual
and not theoretical.'' (Olu-Cole, 930 F.3d at 529) Gharda does not
provide any basis for its assumptions regarding future revenues from
chlorpyrifos other than a declaration from its president that contains
an identical assertion as in the stay request and offers no further
evidence. To provide but a few examples, these assumptions regarding
future revenues could be undercut by changes in customer preferences,
supply chain complications, and/or price fluctuations. Crucially, and
in any event, Gharda does not claim that a failure to stay the final
rule will threaten either its or its customers' very existences.
EPA notes that the 2020 PID proposed a subset of chlorpyrifos uses
that might result in exposures below the Agency's level of concern if
significant changes to the labels were made, including use
cancellations and geographic limitations, among others. EPA also notes
that the final rule does not foreclose Gharda's ability to sell or
distribute its products outside of the United States for food
applications in other jurisdictions, provided any such treated products
are not imported into the United States in a manner inconsistent with
FDA's channels of trade guidance. These possibilities undermine
Gharda's assertion that any and all economic harms it has suffered or
might suffer are irreparable.
EPA also notes that any potential economic injury suffered by
Gharda has been significantly exacerbated by Gharda's independent
business decisions. Gharda notes that in 2021 it increased production
to meet demand for chlorpyrifos after Corteva exited the market, and
that it now stands to incur certain losses due to its inability to
formulate, distribute, and sell chlorpyrifos products. However, Gharda
should have recognized that there was some risk to expanding production
in light of the Agency's proposed findings in the 2020 PID (which
indicated that some changes to existing registered products would
likely be required, including some potentially significant changes),
and following the issuance of the Ninth Circuit's decision in April of
2021.
More generally, pursuant to the Regulatory Flexibility Act (RFA), 5
U.S.C. 601 et seq., EPA conducted a small business analysis to assess
the economic impact of the final rule on small entities. (Ref. 68) That
analysis was prepared consistent with other analyses that are prepared
for rules subject to notice and comment pursuant to the RFA, which
requires an agency to consider the economic impacts that rules subject
to notice and comment rulemaking will have on small entities. Since the
final rule was not subject to notice and comment, the analysis was not
required, but it was prepared to present information on the potential
impact to small farms and possible job losses for industry as a result
of the revocation of chlorpyrifos tolerances. Based on the analysis in
the 2021 SBA memo, EPA concluded that there was not likely to be a
significant impact on a substantial number of small entities and that
there are unlikely to be significant job losses as a result of the
revocation of the rule. Of the approximately 2 million farms currently
in the United States, only an estimated 43,430 farms are using
chlorpyrifos each year. For about 25,100 affected farms, the impacts of
tolerance revocation are less than 1% of gross revenue. Up to 10,500
small farms could see impacts of between 1 and 3% of gross revenue per
acre for affected crops. This is less than 1% of all small crop farms.
An estimated 1,900 farms would see per-acre impacts of greater than 3%,
about 0.13% of small farms producing crops. (Ref. 68 at pg. 2)
iii. Response to the Sugarbeet Associations' and Gharda's
reputational arguments. EPA also disagrees with the Sugarbeet
Associations' and Gharda's arguments regarding irreparable reputational
injury. With respect to Gharda's arguments, EPA notes as a preliminary
matter that Gharda claims that it ``has suffered'' reputational harm as
a result of the final rule, and that EPA's revocation of the
chlorpyrifos tolerances ``has . . . strain[ed]'' Gharda's customer
relationships. (Ref. 67 at pg. 7) Even if EPA were to concede that
Gharda has incurred such reputational injuries, staying the final rule
would not resolve injuries that have allegedly already occurred. As a
result, EPA will not further evaluate any reputational injuries Gharda
alleges that it has already incurred for purposes of this first factor.
EPA will take the Sugarbeet Associations' and Gharda's remaining
reputational arguments in turn. First, Gharda argues that by revoking
chlorpyrifos tolerances, ``EPA has directly attacked the safety of
chlorpyrifos . . . and the credibility of Gharda in selling and
distributing chlorpyrifos products.'' (Id.) While EPA has determined
that aggregate exposures to chlorpyrifos from currently registered uses
are not safe, EPA categorically rejects Gharda's claim that EPA
directly
[[Page 11267]]
attacked Gharda's credibility. EPA finds it noteworthy that Gharda is
unable to cite to a single source for this claim, other than a
declaration from its president that simply contains a verbatim
assertion as in the stay request and offers no further evidence. EPA
also notes that the final rule did not single out Gharda's registered
chlorpyrifos products. The final rule itself did not address any
specific chlorpyrifos registered products or registrants; rather, the
final rule revoked chlorpyrifos tolerances due to safety concerns with
the chemical, not concerns with any specific registered product or
individual company. Therefore, EPA finds no basis whatsoever for
Gharda's claim that EPA attacked its credibility and thereby injured
Gharda's reputation.
Second, Gharda asserts that because the final rule disregarded
written commitments by Gharda prior to the final rule to modify
Gharda's label consistent with EPA's proposal in the 2020 PID, and
because ``Gharda assured its customers that it was working
cooperatively with EPA to reach agreement that would allow for many
continued agricultural uses,'' Gharda suffered reputational injury and
a loss of customer goodwill. (Id. at pgs. 7 and 8) As already discussed
in Unit VII.C.1.b.ii. of this Order, EPA entered into such discussions
with Gharda in a good-faith effort to determine if the safety issues
identified in EPA's record on chlorpyrifos by the Ninth Circuit could
be resolved in a sufficient and timely manner to allow for the
modification of tolerances by the Court's imposed timeline. However, it
simply was not practicable for EPA to complete any modifications or
voluntary cancelations in time to inform the final rule and meet the
Ninth Circuit's deadline. Furthermore, at no point during its
discussions with Gharda did EPA make a binding commitment to modify
chlorpyrifos tolerances instead of revoking them altogether. To the
extent that Gharda informed its customers that EPA would modify
chlorpyrifos tolerances instead of revoking them, that was an
independent business decision made entirely by Gharda, and EPA cannot
be held accountable for any consequences of that decision. Any
reputational injuries suffered by Gharda as a result of assurances they
provided their customers that EPA would modify chlorpyrifos tolerances
are wholly attributable to Gharda.
Third, Gharda argues that in light of the scientific record for
chlorpyrifos, neither Gharda nor its customers expected EPA to revoke
all tolerances, and that EPA's decision to do so ``has cast doubt on
Gharda's credibility and resulted in a loss of customer goodwill.''
(Id.) EPA's review of the scientific record is already extensively
detailed in the final rule and elsewhere in this Order, and EPA has
made clear that based on its review of that record, it is unable to
conclude that chlorpyrifos tolerances are safe due to the extent of
currently registered uses. EPA also notes that chlorpyrifos has been
subject to regulatory scrutiny since at least the 2007 Petition, and
that on October 28, 2015 ((80 FR 69080, November 6, 2015) (FRL-9954-
65)), EPA issued a proposed rule to revoke all tolerances for
chlorpyrifos. EPA also reiterates that the 2020 PID made clear that
while chlorpyrifos applications could potentially be limited to 11
specific uses in specific geographic areas to reduce aggregate
exposures to safe levels, all other existing uses of chlorpyrifos would
need to be cancelled under that proposed scenario. Finally, EPA notes
that the Ninth Circuit rejected EPA's previous attempt to leave
tolerances in place based on an argument that the petitioners had
failed to provide sufficient data to support revoking the tolerances
and found that the burden was on EPA to demonstrate that the tolerances
were safe in order to leave them in place. The Court ordered EPA to act
on the 2007 Petition by granting it and issuing a final rule concerning
chlorpyrifos tolerances, and therefore, a realistic potential outcome
of this order was that EPA might revoke some or all of the chlorpyrifos
tolerances. As a result, Gharda had fair warning that EPA might revoke
tolerances for chlorpyrifos via the final rule. Also, as noted in the
preceding paragraph, any injury arising from Gharda's speculative
discussions with its customers is an injury of Gharda's own making and
not EPA's rule.
Fourth, Gharda argues that the final rule could result in long-term
harm to Gharda due to ``the stigma attached to the unfounded public
statements by EPA that its action was taken `to ensure children,
farmworkers, and all people are protected from the potentially
dangerous consequences of [chlorpyrifos],' and `follow[s] the science
and put[s] health and safety first.' '' (Id. at pg. 8, citing Ref. 57)
The Sugarbeet Associations make a similar argument, claiming that
because the final rule revoked chlorpyrifos tolerances despite the
proposal in the 2020 PID concerning the 11 uses of chlorpyrifos
identified by EPA, the sugarbeet industry is likely to suffer
reputational harm in the form of ``ill-will . . . from customers and
the public.'' It is not clear to EPA why that would be the case. The
final rule makes no mention of Gharda or the Sugarbeet Associations at
all and includes only a single reference to sugarbeets in its
discussion of the 2020 DWA. (See Ref. 1 at pg. 48331) Nowhere in the
final rule does EPA disparage sugarbeets, or single out chlorpyrifos
applications on sugarbeets as presenting a unique risk to the public.
Quite the opposite: EPA revoked all chlorpyrifos tolerances due to its
inability to conclude that aggregate exposures from all chlorpyrifos
uses would be safe. Additionally, while it is not established that
Gharda's, the Sugarbeet Associations' or the sugarbeet industry's
reputations will suffer as a result of the final rule, EPA's view is
that a stay might in fact lead to the reputational harm the Sugarbeet
Associations and Gharda are seeking to avoid. As described in the final
rule and reiterated throughout this Order, EPA is unable to conclude
that chlorpyrifos tolerances are safe for purposes of the FFDCA, and as
of February 28, 2022, those tolerances will no longer be in effect.
Assuming the Sugarbeet Associations and their member entities and
Gharda comply with the revocation and abide by the guidance issued by
the FDA and USDA, EPA sees no reason why customers or the public should
have any ill will toward these entities for simply complying with the
FFDCA. On the other hand, if EPA were to stay the final rule after
concluding that tolerances are unsafe, customers and the public might
have concerns about the safety of chlorpyrifos residues on food
products, and Gharda's and the Sugarbeet Associations' members' roles
in making these products available to the public. Therefore, EPA
disagrees with Gharda and the Sugarbeet Associations that they and/or
the sugarbeet industry will suffer irreparable reputational injury due
to the final rule.
iv. Response to Gharda's due process argument. Finally, EPA
disagrees with Gharda that EPA has infringed its due process rights via
the final rule. As a preliminary matter, EPA notes that Gharda's stay
request omits a key element of the due process analysis. Gharda's
request characterizes ``the deprivation of a legally protectable
property right (i.e., pesticide registration)'' as a due process
violation. However, as Gharda itself makes clear in its Objections to
the final rule, any such deprivation must also be ``unreasonable,
arbitrary or capricious.'' (Ref. 67 at pg. 37 (citing Nebbia v. New
York, 291 U.S. 502, 525 (1934))) As EPA explains in more detail in Unit
VII.C.5.g. of this
[[Page 11268]]
Order, Gharda has failed to provide information sufficient to establish
that the final rule unfairly or arbitrarily revoked chlorpyrifos
tolerances. EPA also notes that as a legal matter, the final rule does
not in fact effectuate a cancellation of Gharda's registrations.
Instead, the final rule simply revokes chlorpyrifos tolerances. As a
result, it cannot be said that the final rule infringed Gharda's
substantive due process rights and thereby caused Gharda irreparable
harm.
b. Were the Sugarbeet Associations' and Gharda's cases for a stay
frivolous, and not pursued in good faith?
EPA generally believes that the Sugarbeet Associations' and
Gharda's requests for a stay were made in good faith and reflect their
concern about the potential implications of the final rule for their
and their represented entities' business interests and/or ability to
produce food (as the case may be). Chlorpyrifos has been an available
insecticide for decades, and EPA recognizes that many growers have come
to rely on it as a tool for controlling insect pests. Nor is there any
indication in their requests for stay that the Sugarbeet Associations
or Gharda are making frivolous arguments; EPA's impression is that the
Sugarbeet Associations' and Gharda's requests for stay appear to
reflect their good-faith interpretation of 21 CFR 10.35. As discussed
in Unit VIII.B.2.a.iii., EPA note that chlorpyrifos has been subject to
regulatory scrutiny since at least the 2007 Petition, and that in 2015
EPA issued a proposed rule to revoke all tolerances for chlorpyrifos.
The 2020 PID also made clear that while chlorpyrifos applications could
potentially be limited to 11 specific uses in specific geographic areas
to reduce aggregate exposures to safe levels, all other existing uses
of chlorpyrifos would need to be cancelled. Finally, the Ninth Circuit
ordered EPA to act on the 2007 Petition by granting it and issuing a
final rule concerning chlorpyrifos tolerances, and that a realistic
potential outcome of this order was that EPA might revoke some or all
of the chlorpyrifos tolerances. As a result, the Sugarbeet Associations
and Gharda had fair warning that EPA might revoke tolerances for
chlorpyrifos via the final rule. Notwithstanding this fair warning,
however, EPA generally agrees with these Objectors that their cases for
a stay are not frivolous and are being pursued in good faith.
c. Have the Sugarbeet Associations and Gharda demonstrated sound public
policy grounds supporting a stay?
The Sugarbeet Associations and Gharda each argue that public policy
grounds support their stay requests, though EPA notes that the
Sugarbeet Associations combined this factor and the fourth factor into
a single discussion. Both of these Objectors' arguments on this point
incorporate several of the arguments raised in their objections, which
were submitted under separate cover: That good public policy does not
support regulatory decisions that are at odds with EPA's ``best
available science'' and the 2020 PID; that EPA issued the final rule in
a process that was fundamentally unfair and marked by bad faith; that
EPA disregarded cancelation procedures, prior public comments, and
interagency review processes, and abdicated its responsibility to
oversee a lawful and orderly phase-out of chlorpyrifos products; and
that the final rule will result in economic harms to U.S. growers and
environmental harms from increased application of chlorpyrifos
alternatives. Gharda also argues that the timeframe imposed by the
final rule ``will result [in] the needless waste of safe and wholesome
food,'' (Ref. 67 at pg. 11) and the Sugarbeet Associations include a
general assertion that chlorpyrifos ``is used only when and only as
much as necessary.'' (Ref. 66 at pg. 9)
EPA finds that the Sugarbeet Associations and Gharda have failed to
demonstrate sound public policy grounds supporting a stay of the final
rule. First, EPA notes that most of the arguments marshaled by the
Sugarbeet Associations and Gharda on this point are simply restatements
of their objections to the final rule, and that these Objectors
frequently fail to explain how exactly any particular public policy is
furthered by these objections. For example, the Sugarbeet Associations
argue that EPA's alleged failure to consider relevant scientific
information, as indicated by its decision to revoke chlorpyrifos
despite the 2020 PID, is itself a reason that the public interest
supports a stay. However, the Sugarbeet Associations do not elaborate
on how or why that alleged failure relates to sound public policy or
furthers the public interest or in this particular case, supports a
conclusion that EPA erred in concluding that chlorpyrifos tolerances
were unsafe. Similarly, Gharda argues that the final rule will cause
significant hardship to U.S. growers who might need to rely on more
expensive and/or less effective alternatives to chlorpyrifos but does
not explain in its stay request why that is a matter of public
interest, rather than an issue of concern particular to those growers.
Second, EPA notes by requesting a stay ``until a final resolution,
including potential judicial review, is reached on all of the . . .
issues raised in [our] objections,'' while failing to define what
exactly constitutes a ``final resolution,'' the Sugarbeet Associations
and Gharda are essentially asking for the final rule to be stayed
indefinitely. Even if EPA interprets ``final resolution'' as being
limited to the conclusion of judicial review of the final rule--which
EPA notes is a much narrower interpretation than the plain language of
these Objectors' request--it is extremely unlikely that this matter
would be fully and finally resolved by the courts for at least two or
three years. FFDCA section 408(h)(1) provides that any person who will
be adversely affected by the final rule may obtain judicial review in
the relevant U.S. Court of Appeals. Review in the Court of Appeals may,
by itself, take several years; for example, over a year and a half
elapsed between the LULAC Petitioners' and States' August 7, 2019,
petition in the Ninth Circuit for review of the Denial Order and Final
Order and the Ninth Circuit's decision on April 29, 2021. However, the
process could take still longer, since FFDCA section 408(h)(4) provides
that the judgment of the court affirming or setting aside the final
rule is subject to review by the Supreme Court of the United States.
Even if the Supreme Court denies certiorari, significant time will have
elapsed before it could reasonably be said that there has been a
``final resolution'' in terms of judicial review of the final rule.
Furthermore, EPA is confident in its legal and scientific analyses, and
sees no compelling policy rationale for staying the final rule and
leaving chlorpyrifos tolerances in place pending judicial review. Doing
so would only perpetuate the public's exposure to the unsafe levels of
chlorpyrifos that the Agency identified based on its review of the
science and the aggregation of relevant exposures from all currently
registered uses, all to mitigate the potential for impacts to Gharda
and/or the sugarbeet industry. EPA's position is that there are no
sound public policy grounds supporting such a course of action.
It is also clear to EPA that the Sugarbeet Associations' and
Gharda's ultimate goal with respect to their stay requests is the
rescission or revocation of the final rule. This is evident from the
fact that the Sugarbeet Associations and Gharda incorporate many of the
arguments made in their objections,
[[Page 11269]]
which request that the final rule be immediately or summarily reversed,
and from Gharda's stay request, which discusses the economic losses
Gharda will allegedly face if the final rule is not ``reversed or
rescinded.'' To the extent the Sugarbeet Associations and Gharda are
seeking to utilize the stay process to rescind the final rule, EPA
notes that there is no need for EPA to stay the final rule simply to
give the Sugarbeet Associations and Gharda more time to file litigation
seeking rescission. EPA has outlined the relevant judicial review
process in the preceding paragraph, and notes that there is no barrier
to the Sugarbeet Associations and Gharda deciding to pursue judicial
review of the final rule through a challenge to this Order. Nor does
EPA believe that any public policy interest is furthered by such a
course of action.
In light of the foregoing, EPA has significant concerns that the
Sugarbeet Associations and Gharda are seeking to use the stay process
to compel the consideration of factors not permitted by the FFDCA,
thereby keeping chlorpyrifos tolerances in place despite EPA's
inability to make the safety finding required by the FFDCA and the
Ninth Circuit. By arguing that public policy grounds favor an
effectively indefinite stay of the final rule due to the potential for
economic harm, the Sugarbeet Associations and Gharda are asking EPA to
keep chlorpyrifos tolerances in place despite EPA's inability to make a
statutorily required safety finding for these tolerances and despite
the fact that the FFDCA safety standard does not permit consideration
of economic costs or benefits. This is a significant request, and EPA
expects any party making such a request to demonstrate in detail how it
furthers the public interest. However, as noted in the preceding
paragraph, the Sugarbeet Associations and Gharda fail to sufficiently
explain how the stay request is in the public interest at all, much
less how any such public interest warrants deviating from the plain
language of the FFDCA. EPA's position is that there are in fact
overwhelming public policy grounds supporting EPA's reliance on the
plain language of the FFDCA, particularly given the public health
concerns underlying that statute.
Specifically, there is a significant public policy argument in
favor of the Agency fulfilling its statutory obligation to follow the
law as it was enacted by Congress. As enacted by Congress, section 408
of the FFDCA is clear that in order to leave tolerances in place, EPA
must determine that there is a reasonable certainty that no harm will
result from aggregate exposures to chlorpyrifos, including all
anticipated dietary exposures and all other exposures for which there
is reliable information. If the tolerances are not safe, EPA must
modify or revoke them; any tolerances so modified, however, must also
be safe. As discussed throughout this document, the FFDCA does not
permit consideration of economic factors in the Agency's determination
of safety. There is a compelling public policy argument that EPA must
act in accordance with Congress' intent, as evidenced by the plain
language of the statute. As a result, EPA's analysis in the final rule
was necessarily limited to an assessment of aggregate exposures,
including dietary, residential, and drinking water exposures, as
instructed by the statute. Because EPA could not determine that such
aggregate exposures were safe, EPA revoked tolerances for chlorpyrifos.
Furthermore, EPA notes that to disregard the clear statutory language
would also entail turning a blind eye to EPA's inability to find that
chlorpyrifos tolerances are safe. That is, EPA taking action in direct
contravention of the FFDCA is not only poor public policy from an
administrative law standpoint, but also from a public health
perspective. EPA considers the protection of public health to be a
matter of overwhelming importance and is not inclined to so readily
disregard its own inability to conclude that chlorpyrifos tolerances
are safe.
Notwithstanding, EPA is not saying that it is precluded from ever
delaying an effective date of a tolerance revocation rule. In a
proposed order granting objections to revoke sulfuryl fluoride
tolerances, EPA proposed to phase-out tolerances over varying periods
of time due to lack of alternatives and the relatively low contribution
of harm coming directly from the use of the pesticide itself as opposed
to naturally occurring fluoride. (See Sulfuryl Fluoride; Proposed Order
Granting Objections to Tolerances and Denying Request for a Stay (76 FR
3422, January 19, 2011 (FRL-8867-9))) But that is not the case here:
For chlorpyrifos, the use of the pesticide itself is directly
contributing to harmful aggregate exposures, there are some
alternatives, and EPA has already delayed the expiration of the revoked
tolerances. Therefore, EPA concludes that there are not compelling
public policy grounds to further delay in light of the Agency's finding
that the chlorpyrifos tolerances are not safe.
With respect to Gharda's argument that the final rule will ``result
[in] the needless waste of safe and wholesome food,'' EPA notes that
Gharda is incorrect. FFDCA section 408(l)(5) provides for the continued
distribution of food treated with chlorpyrifos as long as the
conditions in that provision are met. Moreover, FDA has developed
guidance describing how FDA intends to monitor any foods containing
chlorpyrifos residues and detailing intentions concerning enforcement.
(Ref. 65) As a general matter, implementation of the FDA guidance will
not result in the ``needless waste'' of food since foods treated with
chlorpyrifos prior to the expiration of the tolerances on February 28,
2022, will continue to move through the channels of trade for the next
few years consistent with the terms of section 408(l)(5) and the
guidance. Therefore, as implemented, EPA does not anticipate that the
final rule will result in the disposal of massive amounts of foods
treated with chlorpyrifos, or in any ``needless waste.''
Finally, while the Sugarbeet Associations include a general
assertion that chlorpyrifos ``is used only when and only as much as
necessary,'' EPA again notes that the Sugarbeet Associations fail to
demonstrate how that assertion supports a determination that sound
public policy grounds support a stay of the final rule. EPA has
provided significant detail in the final rule and in this Order
describing the analysis supporting its revocation of revoking
chlorpyrifos tolerances, which analysis included consideration of
estimated exposures from all approved uses of chlorpyrifos.
d. Is the delay resulting from the stay outweighed by public health
concerns or other public interests?
The Sugarbeet Associations and Gharda each argue that the delay
resulting from a stay is not outweighed by public health concerns or
other public interests, though as noted the Sugarbeet Associations
combined this factor and the third factor into a single discussion.
Gharda's arguments in support of this factor are brief and conclusory.
Gharda argues that ``[t]here are no public health or other public
interests that will be adversely impacted by granting a stay,''
referencing back to its arguments that the final rule is at odds with
the 2020 PID, that EPA incorrectly applied the 10X FQPA safety factor,
and that the final rule will result in economic and environmental
harms. (Ref. 67 at pg. 11) Similarly, the Sugarbeet Associations state
that the ``weighing of the public interest supports a stay'' based on
the potential economic harm to growers if no stay is granted, as well
as ``the corresponding lack of public health or public interest
[[Page 11270]]
counseling against a stay.'' (Ref. 66 at pg. 9)
EPA disagrees with the Sugarbeet Associations and Gharda and finds
that the delay resulting from an effectively indefinite stay of the
final rule is outweighed by public health concerns and other public
interests. First, EPA strongly disagrees with the Sugarbeet
Associations and Gharda that there are no public health concerns or
other public interests counseling against a stay. Most obviously, EPA
is unable to conclude that chlorpyrifos tolerances are safe for
purposes of the FFDCA. Continued use of chlorpyrifos on food in
accordance with the current labels will continue to cause aggregate
exposures that are not safe. While FFDCA section 408(l)(5) and the
FDA's Channels of Trade guidance will continue to allow some foods
treated with chlorpyrifos to move through the channels of trade, the
revocation and expiration of the tolerances will ensure that no
chlorpyrifos is used on food after the expiration, thus, limiting the
ultimate universe of foods that may contain chlorpyrifos residues to
less than what would be available if EPA stayed the rule. Moreover, the
final rule's revocation of chlorpyrifos tolerances, which precludes
continued application to food crops, would also prevent additional
contributions of chlorpyrifos from ending up in drinking water due to
its use on food. EPA does not take lightly the FFDCA's clear mandate
that tolerances may only be left in place if they are safe and views
the safety of pesticide chemical residues on food as a significant
public health concern and a matter of overwhelming public interest.
Nor have the Sugarbeet Associations or Gharda presented any
persuasive evidence in support of this position. The Sugarbeet
Associations simply state that there is a ``lack of public health or
public interest counseling against a stay,'' and provide no support
whatsoever for this proposition. Gharda makes a similar assertion, and
then includes a few sentences briefly referencing arguments made in its
objections. However, Gharda does not identify how these points, which
appear to be made almost in passing, support their argument that there
is a complete absence of public health or other public interests that
will be adversely impacted by granting a stay.
Second, EPA is unsettled by the open-ended nature of the Sugarbeet
Associations' and Gharda's stay requests, which ask EPA to stay the
final rule ``until a final resolution, including potential judicial
review, is reached on all of the . . . issues raised in [our]
objections.'' EPA notes that neither Objector defines or otherwise
limits what exactly might constitute such a ``final resolution,''
particularly since their requests include, but are not limited to,
potential judicial review. As a result, EPA views Objectors' request as
at best an indefinite stay of the final rule, and at worst as an
attempt to effectively rescind the final rule via the stay process--all
in direct contravention of a statutory mandate that requires EPA to
determine that tolerances are safe in order to leave them in place.
While EPA does not necessarily require requests for stays to include a
specific timeframe for the duration of the requested stay, EPA does not
believe that the public interest is served by granting a stay with such
ill-defined parameters. This is particularly true where, as is the case
here, the subject matter bears directly on public health concerns. If
EPA were to indulge Objectors' requests and stay the final rule on this
basis, and after several years Objectors exhaust their judicial avenues
for challenging the final rule, Objectors could nonetheless continue to
assert that any or all of the specific issues raised in their
objections have not been fully resolved and that the stay should
continue. As a result, EPA would necessarily have to agree to a
definable endpoint for the stay. EPA cannot agree to this indefinite
postponement, particularly in light of its inability to conclude that
chlorpyrifos tolerances are safe.
Finally, EPA recognizes that the Sugarbeet Associations' and
Gharda's requests ask EPA to continue relying on the precise approach
for which EPA was so recently and explicitly chastised by the Ninth
Circuit. That is, EPA is asked to set aside the final rule in order to
engage in ``further factfinding after thirteen years of interminable
delay,'' which the Ninth Circuit stated, ``would make a mockery, not
just of this Court's prior rulings and determinations, but of the rule
of law itself.'' (LULAC, 996 F.3d at pg. 702) In light of the Ninth
Circuit's clear frustration with EPA for its long delay, EPA is
unwilling to return to an approach that would result in further delay
for more study of chlorpyrifos tolerances, all in pursuit of an
amorphous ``final resolution'' of the Sugarbeet Associations' and
Gharda's various concerns. As reiterated several times herein, EPA is
unable to conclude that chlorpyrifos tolerances are safe. The statute
does not permit EPA to leave tolerances in place when it cannot
conclude that they are safe. As a result, EPA refuses to further delay
revoking chlorpyrifos tolerances.
e. Denial of the Sugarbeet Associations' and Gharda's Stay Requests
As stated in the regulation, the Agency shall grant a stay if all
four of the criteria in 21 CFR 10.35(e) are satisfied. As explained
previously, EPA find that the Sugarbeet Associations and Gharda have
failed to satisfy three of the four criteria in 21 CFR 10.35(e).
Consequently, EPA denies the Sugarbeet Associations' and Gharda's
requests for a stay of the final rule.
IX. Earthjustice Feedback and Comments
A. Overview
On October 28, 2021, prior to the close of the objections period,
Earthjustice submitted a document titled LULAC Petitioners' Feedback on
the Environmental Protection Agency's Chlorpyrifos Tolerance Revocation
Rule and Comments on Growers' Objections on behalf of the following 12
public interest groups: League of United Latin American Citizens, NRDC,
PANNA, California Rural Legal Assistance Foundation, Farmworker
Association of Florida, Farmworker Justice, GreenLatinos, Labor Council
for Latin American Advancement, Learning Disabilities Association of
America, National Hispanic Medical Association, Pineros y Campesinos
Unidos del Noroeste, and United Farm Workers. (Ref. 69) Earthjustice
previously submitted objections to the 2017 Order Denying Petition on
behalf of these same 12 public interest groups in June 2017.
Earthjustice also represented these 12 public interest groups in their
lawsuit challenging the 2017 Order Denying Petition and the 2019 Order
Denying Objections to Petition Denial before the Ninth Circuit Court of
Appeals, in which they sought to have the chlorpyrifos tolerances
revoked.
Notably, Earthjustice does not object to the final rule's
revocation of tolerances for chlorpyrifos. On the contrary
Earthjustice's submission says that ``[t]he LULAC petitioners . . .
celebrate EPA's action.'' (Id. at pg. 1) Rather, these comments are
primarily focused on arguments that Earthjustice (on behalf of the
advocacy groups) believes the Agency must consider and address in the
event that chlorpyrifos tolerances would be retained or reinstated at a
future time. For the most part, Earthjustice reiterates arguments that
it has made previously in its objections to the 2017 Order Denying
Petition, including that use of 10% cholinesterase inhibition as the
regulatory endpoint, which EPA used in the final rule, is
underprotective, even with the retention of the 10X FQPA
[[Page 11271]]
safety factor, and should not be used as precedent in future
registration review actions for non-food uses of chlorpyrifos or for
other organophosphate pesticides.
Earthjustice asserts that, as a scientific and legal matter, EPA is
unable to make a finding of reasonable certainty of no harm using 10%
cholinesterase inhibition as the regulatory endpoint. Earthjustice
alleges that not only does the science support the conclusion that
neurodevelopmental harms occur below levels of this regulatory
endpoint, but the record and the Ninth Circuit's decision in LULAC
foreclosed EPA from making such a finding. Earthjustice also takes
issues with certain EPA statements in the final rule, which
Earthjustice argues are intended to ``disparage'' the causal link
between chlorpyrifos exposure and neurodevelopmental harm to children.
Earthjustice believes that these statements are at odds with the record
and unsupported. Finally, Earthjustice reiterates arguments made
previously in response to EPA's 2017 Order Denying Petition that the
final rule's retention of the 10X FQPA safety factor is not sufficient
to ensure reasonable certainty of no harm to children.
B. Response to Earthjustice's Feedback and Comments
Because EPA is leaving the final rule in place as promulgated in
August 2021 and not leaving any tolerances in place, EPA does not
believe the Earthjustice comments necessitate a response at this time.
While the comments might be relevant in the event that tolerances were
retained or in any future action in which EPA considers petitions to
establish chlorpyrifos tolerances, they are not relevant to a final
rule that revokes tolerances. EPA does not need to address any of these
comments as part of this Order, as they are not ripe for consideration
at this time.
X. Conclusion
For all of the reasons specified in Unit VI., VII., and VIII. of
this document, EPA denies, in full, the objections and requests for
hearing on those objections and requests for stay, respectively.
XI. Regulatory Assessment Requirements
As indicated previously, this action announces the Agency's order
denying objections filed under the FFDCA section 408. As such, this
action is an adjudication and not a rule. The regulatory assessment
requirements imposed on rulemaking do not, therefore, apply to this
action.
XII. Congressional Review Act (CRA)
The CRA, 5 U.S.C. 801 et seq., does not apply to this Order because
this action is not a rule for purposes of 5 U.S.C. 804(3).
XIII. References
The following is a listing of the documents that are specifically
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are included in the docket, even
if the referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the person
listed under FOR FURTHER INFORMATION CONTACT.
1. U.S. EPA. Chlorpyrifos; Tolerance Revocations; Final Rule.
Federal Register. 86 FR 48315, August 30, 2021 (FRL-5993-04-OSCPP).
2. U.S. EPA (2020). Chlorpyrifos: Third Revised Human Health Risk
Assessment for Registration Review. September 22, 2020. Available at
https://www.regulations.gov/document/EPA-HQ-OPP-2008-0850-0944.
3. U.S. EPA (2000). Available Information on Assessing Exposure From
Pesticides In Food: A User's Guide. June 21, 2000. Available at
https://www.doh.wa.gov/Portals/1/Documents/4000/PASW_exposurefood.pdf.
4. U.S. EPA, Office of Research and Development (2000). Benchmark
Dose Technical Guidance Document. External Review Draft. October
2000. EPA Document ID. No. EPA/630/R-00/001.
5. FIFRA Science Advisory Panel (2002). Methods Used to Conduct a
Preliminary Cumulative Risk Assessment for Organophosphate
Pesticides. Final Report from the FIFRA Scientific Advisory Panel
Meeting of February 5-7, 2002. Report dated March 19, 2002.
Available at https://archive.epa.gov/scipoly/sap/meetings/web/pdf/final-4.pdf.
6. FIFRA Science Advisory Panel (2005). Final Report on Preliminary
N-Methyl Carbamate Cumulative Risk Assessment. Final Report from the
FIFRA Scientific Advisory Panel Meeting of August 23-25, 2005.
Report dated October 13, 2005. Available at: https://www.epa.gov/scipoly/sap/2005/august/minutes.pdf.
7. U.S. EPA (2018). Science in Action: Physiologically-Based
Pharmacokinetic (PBPK) Models. February 2018. Available at https://www.epa.gov/sites/default/files/2018-02/documents/pbpk_factsheet_feb2018_0.pdf.
8. U.S. EPA (2014). Guidance for Applying Quantitative Data to
Develop Data-Derived Extrapolation Factors for Interspecies and
Intraspecies Extrapolation. September 2014. EPA Document ID No. EPA/
100/R-14/002F. Available at: https://www.epa.gov/sites/default/files/2015-01/documents/ddef-final.pdf.
9. U.S. EPA (2002). Determination of the Appropriate FQPA Safety
Factor(s) For Use in the Tolerance Assessment. February 28, 2002.
Available at: https://www.epa.gov/sites/default/files/2015-07/documents/determ.pdf.
10. U.S. EPA (1996). Residue Chemistry Test Guidelines: OPPTS
860.1500 Crop Field Trials. August 1996. EPA Document ID No. 712-C-
96-183. Available at: https://www.regulations.gov/document/EPA-HQ-OPPT-2009-0155-0013.
11. U.S. EPA (2000). Choosing a Percentile of Acute Dietary Exposure
as a Threshold of Regulatory Concern. March 16, 2000. Available at:
https://www.epa.gov/pesticide-science-and-assessing-pesticide-risks/choosing-percentile-acute-dietary-exposure.
12. FIFRA Scientific Advisory Panel (2020). Approaches for
Quantitative Use of Surface Water Monitoring Data in Pesticide
Drinking Water Assessments. Final Report from the FIFRA Scientific
Advisory Panel Meeting of November 19-21, 2019. Report dated
February 18, 2020. Available at: https://www.regulations.gov/document/EPA-HQ-OPP-2019-0417-0019.
13. U.S. EPA (2020). Framework for Conducting Pesticide Drinking
Water Assessments for Surface Water. September 2020. Available at:
https://www.epa.gov/sites/default/files/2020-09/documents/framework-conducting-pesticide-dw-sw.pdf.
14. U.S. EPA (2001). General Principles for Performing Aggregate
Exposure and Risk Assessments. November 28, 2001. Available at:
https://www.epa.gov/sites/default/files/2015-07/documents/aggregate.pdf.
15. U.S. EPA (2020). Appendix B. Case Study for Integrating a
Distributional Approach to Using Percent Crop Area (PCA) and Percent
Crop Treated (PCT) into Drinking Water Assessment. June 2020.
Available at: https://www.regulations.gov/document/EPA-HQ-OPP-2020-0279-0002.
16. U.S. EPA (2012). Standard Operating Procedures for Residential
Pesticide Exposure Assessment. October 2012. Available at: https://www.epa.gov/sites/default/files/2015-08/documents/usepa-opp-hed_residential_sops_oct2012.pdf.
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18. U.S. EPA (2011). Chlorpyrifos: Preliminary Human Health Risk
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19. U.S. EPA (2016). Office of Pesticide Programs' Framework for
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21. FIFRA Scientific Advisory Panel (2012). Scientific Issues
Associated with Chlorpyrifos. Final Report from the FIFRA Scientific
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2012. Available at: https://www.regulations.gov/document/EPA-HQ-OPP-2012-0040-0029.
22. FIFRA Scientific Advisory Panel (2016). Analysis of
Biomonitoring Data. Final Report from the FIFRA Scientific Advisory
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Available at: https://www.epa.gov/sites/default/files/2016-07/documents/chlorpyrifos_sap_april_2016_final_minutes.pdf.
23. U.S. EPA (2020). The Use of New Approach Methodologies (NAMs) to
Derive Extrapolation Factors and Evaluate Developmental
Neurotoxicity for Human Health Risk Assessment. August 25, 2020.
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24. FIFRA Scientific Advisory Panel (2020). Peer Review of the Use
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26. U.S. EPA (2011). Revised Chlorpyrifos Preliminary Registration
Review Drinking Water Assessment. June 20, 2011. Available at:
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27. U.S. EPA (2014). Updated Drinking Water Assessment for
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28. U.S. EPA (2016). Chlorpyrifos: Revised Human Health Risk
Assessment for Registration Review. November 3, 2016. Available at:
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29. U.S. EPA (2016). Chlorpyrifos Refined Drinking Water Assessment
for Registration Review. April 14, 2016. https://www.regulations.gov/document/EPA-HQ-OPP-2015-0653-0437.
30. U.S. EPA (2020). Updated Chlorpyrifos Refined Drinking Water
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at: https://www.regulations.gov/document/EPA-HQ-OPP-2008-0850-0941.
31. U.S. EPA (2020). Chlorpyrifos Proposed Interim Registration
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32. FIFRA Scientific Advisory Panel (2008). The Agency's Evaluation
of the Toxicity Profile of Chlorpyrifos. Final Report from the FIFRA
Scientific Advisory Panel Meeting of September 16-18, 2008. Report
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33. FIFRA Scientific Advisory Panel (2010). Draft Framework and Case
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2010. Available at: https://www.regulations.gov/document/EPA-HQ-OPP-2009-0851-0059.
34. The Petition from NRDC and PANNA, EPA's various responses to it,
and the objections submitted on the Petition denial are available in
docket number EPA-HQ-OPP-2007-1005 at https://www.regulations.gov.
35. U.S. EPA (2009). Chlorpyrifos Final Work Plan. September 25,
2009. Available at: https://www.regulations.gov/document/EPA-HQ-OPP-2008-0850-0020.
36. American Soybean Association. Objections, Request for
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Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0022.
37. American Sugarbeet Growers Association, U.S. Beet Sugar
Association. Objections to Decision Revoking All Chlorpyrifos
Tolerances. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0029.
38. Cherry Marketing Institute. Formal Written Objections and
Request for Evidentiary Hearing for Chlorpyrifos Tolerance
Revocation. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0024.
39. Gharda Chemicals International, Inc.'s Objections to the Final
Rule Revoking All Tolerances for Chlorpyrifos. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0028.
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41. Columbia Ministry of Trade, Industry and Tourism. Comment.
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42. Drexel Chemical Company. Objections, Request for Stay, Request
for Product Phase Out. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0021.
43. International Pepper Community. Comment. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0014.
44. Oregonians for Food & Shelter. Formal Objections and Request to
Stay Tolerance Revocation of Chlorpyrifos. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0023.
45. Republic of Ecuador. Comments on Chlorpyrifos: Tolerance
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46. National Association of Wheat Growers. Comment. Available at:
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47. Agricultural Retailers Association et al. Formal Written
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48. Cranberry Industry comments on EPA's Pesticide Registration
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50. CropLife America and Responsible Industry for a Sound
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51. U.S. EPA (2021). List of External Meetings Between EPA and
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52. California Citrus Quality Council. Objections to the Revocation
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53. Coalition of Organophosphate (OP) Registrants. Written Objection
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61. WTO (2001). Doha Decision on Implementation-Related Issues and
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62. Michigan Vegetable Council. Formal Written Objections and
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https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0005.
63. U.S. EPA (2022). Frequent Questions about the Chlorpyrifos 2021
Final Rule. (Last viewed February 13, 2022). Available at: https://www.epa.gov/ingredients-used-pesticide-products/frequent-questions-about-chlorpyrifos-2021-final-rule#question-10.
64. Willard Jack. Formal Written Objections and Request to Stay
Tolerance Revocations: Chlorpyrifos. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0013.
65. U.S. FDA (2022). Guidance for Industry: Questions and Answers
Regarding Channels of Trade Policy for Human Food Commodities with
Chlorpyrifos Residues. February 2022. Available at: https://www.fda.gov/regulatory-information/search-fda-guidance-documents/guidance-industry-questions-and-answers-regarding-channels-trade-policy-human-food-commodities.
66. Sugarbeet Associations. Request for Stay of Decision Revoking
All Chlorpyrifos Tolerances. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0029.
67. Gharda. Petition to Stay the Effective Date of the Revocation of
All Tolerances for Chlorpyrifos. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0028.
68. U.S. EPA (2021). Chlorpyrifos Revocation Small Business and
Employment Analysis. August 12, 2021. Available at: https://www.regulations.gov/docket/EPA-HQ-OPP-2021-0523.
69. Earthjustice. LULAC Petitioners' Feedback on the Environmental
Protection Agency's Chlorpyrifos Tolerance Revocation Rule and
Comments on Growers' Objections. Available at: https://www.regulations.gov/comment/EPA-HQ-OPP-2021-0523-0017.
List of Subjects in 40 CFR Part 180
Environmental protection, Administrative practice and procedure,
Agricultural commodities, Pesticides and pests, Reporting and
recordkeeping requirements.
Michal Freedhoff,
Assistant Administrator, Office of Chemical Safety and Pollution
Prevention.
[FR Doc. 2022-04139 Filed 2-25-22; 8:45 am]
BILLING CODE 6560-50-P