Response to Clean Air Act Section 176A Petition From Maine; Final Action on Petition, 7734-7746 [2022-02653]
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FOR FURTHER INFORMATION CONTACT:
ENVIRONMENTAL PROTECTION
AGENCY
[EPA–HQ–OAR–2020–0310; FRL–8007–03–
OAR]
40 CFR Part 81
Response to Clean Air Act Section
176A Petition From Maine; Final Action
on Petition
Environmental Protection
Agency (EPA).
ACTION: Notice of final action on
petition.
AGENCY:
The Environmental Protection
Agency (EPA) is granting a Clean Air
Act (CAA) section 176A petition
submitted by the state of Maine on
February 24, 2020. The petition
requested that the EPA remove a portion
of Maine from the Ozone Transport
Region (OTR) based on that area’s
continued attainment with ozone
National Ambient Air Quality Standards
(NAAQS) and technical analyses
demonstrating that further control of
emissions from that portion of Maine
will not significantly contribute to the
attainment of any ozone standard in any
area of the OTR.
DATES: This final action is effective
March 14, 2022.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OAR–2020–0310. All
documents in the docket are listed and
publicly available at https://
www.regulations.gov. Publicly available
docket materials are also available in
hard copy at the Air and Radiation
Docket and Information Center, EPA/
DC, EPA William Jefferson Clinton West
Building, Room 3334, 1301 Constitution
Avenue NW, Washington, DC. Out of an
abundance of caution, the EPA Docket
Center and Reading Room was closed to
public visitors on March 31, 2020, to
reduce the risk of transmitting COVID–
19. The EPA Docket Center and Reading
Room has since started the reopening
process. Visitors will be considered on
an exception basis and allowed entrance
by appointment only. Docket Center
staff will continue to provide remote
customer service via email, phone, and
webform. For further information on
EPA Docket Center services and the
current status, please visit https://
www.epa.gov/dockets. In addition to
being available in the docket, an
electronic copy of this document will be
posted at https://www.epa.gov/ozonepollution/ozone-national-ambient-airquality-standards-section-176a-petitionmaine.
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SUMMARY:
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Questions concerning this final notice
should be directed to Holly DeJong, U.S.
Environmental Protection Agency,
Office of Air Quality Planning and
Standards, Air Quality Policy Division,
Mail code C539–01, Research Triangle
Park, NC 27711, telephone (919) 541–
4353; email at dejong.holly@epa.gov.
SUPPLEMENTARY INFORMATION:
Throughout this document wherever
‘‘we,’’ ‘‘us,’’ or ‘‘our’’ is used, we mean
the U.S. EPA. The information in this
SUPPLEMENTARY INFORMATION section of
this preamble is organized as follows:
I. Executive Summary
II. Background and Legal Authority
A. Ozone Formation and Impacts
B. Sections 176A and 184 of the CAA and
the OTR Process
C. Legal Standard for This Action
D. Previous Actions
E. The CAA Section 176A Petition From
Maine
III. The EPA’s Final Response to the CAA
Section 176A Petition From Maine
A. The EPA’s Assessment of Maine’s CAA
Section 176A Petition
B. Public Comments
IV. Final Action To Grant Maine’s CAA
Section 176A Petition
V. Judicial Review and Determinations Under
Sections 307(b)(1) and 307(d) of the CAA
VI. Statutory Authority
I. Executive Summary
The EPA is finalizing approval of a
Clean Air Act (CAA) section 176A
petition submitted by the state of Maine
on February 24, 2020. In the petition,
Maine requested that the EPA remove
the state of Maine from the Ozone
Transport Region (OTR) except for 111
towns and cities comprising the
Androscoggin Valley,1 Down East 2 and
Metropolitan Portland 3 Air Quality
Control Regions, commonly referred to
as the ‘‘Portland and Midcoast Ozone
Areas.’’ Maine contended that emissions
from northern and eastern Maine do not
significantly contribute to ozone
nonattainment in other states nor do
they interfere with maintenance of the
ozone National Ambient Air Quality
1 40 CFR 81.90 defines the Androscoggin Valley
Interstate Air Quality Control Region as
Androscoggin County, Kennebec County, Knox
County, Lincoln County, Waldo County and parts
of Franklin County, Oxford County, Somerset
County. Androscoggin Valley also includes Cass
County in the State of New Hampshire. Cass County
is not included in the scope of this petition and will
remain in the OTR.
2 40 CFR 81.181 defines the Down East Intrastate
Air Quality Control Region as Hancock County,
Washington County and parts of Penobscot County
and Piscataquis County.
3 40 CFR 81.78 defines the Metropolitan Portland
Intrastate Air Quality Control Region as
Cumberland County, Sagadahoc County, York
County, and the towns of Brownfield, Denmark,
Fryeburg, Hiram, and Porter.
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Standards (NAAQS) in those Maine
municipalities that would remain in the
OTR. Therefore, the state asserted that
removing these areas from the OTR
would not degrade the air quality in
Maine or in any other state. The petition
included monitoring data and technical
analyses to support a demonstration that
the areas requested to be removed from
the OTR are in attainment with the
ozone NAAQS and that emissions from
these areas do not significantly
contribute to ozone nonattainment in
any area of the OTR. For the reasons
detailed in this notice, the EPA is
finalizing approval of the petition on the
basis that the portion of the state
requested to be removed from the OTR
does not contribute to a violation of any
ozone standard in any area of the OTR,
and that further control of emissions
from that portion of Maine will not
significantly contribute to the
attainment of any ozone standard in any
area of the OTR.
Section 176A(a) of the CAA provides
the Administrator with the authority to
develop transport regions for particular
pollutants where the Administrator
determines that interstate transport of
air pollutants from one or more states
contributes significantly to violations of
air quality standards in one or more
other states. In the 1990 CAA
Amendments, Congress created the OTR
by statute under CAA section 184(a) to
address the interstate transport of ozone
pollution in the Northeast and MidAtlantic regions of the United States
(U.S.).
The creation of an interstate transport
region requires establishing a transport
commission with representatives from
each state who make recommendations
to mitigate interstate pollution. Model
rules and programs designed through
the OTC (Ozone Transport Commission)
may be adopted by the individual states
through their own rulemaking
processes. Under CAA section 184(c),
the OTC may petition the EPA to
approve additional control measures to
be applied within all or part of the
transport region. Maine seeks to remove
portions of the state from the OTR,
thereby releasing those areas from OTC
recommendations and applicable
control requirements established under
CAA section 184, effective 30 days after
the date of publication of this notice.4
Section 176A(a)(1) of the CAA
provides the Administrator with
authority to ‘‘add any state or portion of
4 Existing State Implementation Plan (SIP)approved controls that were adopted by Maine due
to its inclusion in the OTR will remain in place
unless and until Maine submits, and the EPA
approves, a SIP revision which includes a CAA
section 110(1) demonstration.
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a state to any [transport] region . . .
whenever the Administrator has reason
to believe that the interstate transport of
air pollutants from such state
significantly contributes to a violation of
the standard in the transport region.’’
Conversely, CAA section 176A(a)(2)
allows the Administrator to ‘‘remove
any state or portion of a state from [a
transport] region whenever the
Administrator has reason to believe that
the control of emissions in that state or
portion of the state . . . will not
significantly contribute to the
attainment of the standard in any area
in the region.’’
In making this final decision, the EPA
reviewed the petition from Maine, the
public comments received, the relevant
statutory authorities and other relevant
materials. Accordingly, the EPA grants
the CAA section 176A petition from
Maine.
II. Background and Legal Authority
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A. Ozone Formation and Impacts
Ground-level ozone causes a variety
of negative effects on human health,
vegetation, and ecosystems. In humans,
acute and chronic exposure to ozone is
associated with premature mortality and
several morbidity effects, such as
asthma exacerbation. In ecosystems,
ozone exposure may cause visible foliar
injury, decrease plant growth, and affect
ecological community composition.
Ground-level ozone is not emitted
directly into the air. Rather, it is a
secondary air pollutant created by
chemical reactions between nitrogen
oxides (NOX) and volatile organic
compounds (VOCs) in the presence of
sunlight. These precursor emissions can
be transported downwind directly or,
after transformation in the atmosphere,
as ozone. As a result, ozone formation,
atmospheric residence, and transport
can occur on a regional scale (i.e.,
hundreds of miles).
The EPA has regulated ozone
pollution and the precursor emissions
that contribute to ozone for the last five
decades.5 Currently, there are two
NAAQS in effect for ozone.6 On March
5 Primary and secondary NAAQS were first
established for photochemical oxidants in 1971. 36
FR 8186 (April 30, 1971). In 1979, the EPA revised
the NAAQS to change the indicator from
photochemical oxidants to O3 and to revise the
primary and secondary standards. 44 FR 8202
(February 8, 1979). In 2005, the 1-Hour Ozone
NAAQS was revoked for all areas except the 8-Hour
Ozone nonattainment Early Action Compact (EAC)
areas. 70 FR 44470 (June 15, 2005). In 1997, the
EPA once again revised the primary and secondary
standards for ozone NAAQS. 62 FR 38856 (July 18,
1997). In 2015, the 1997 ozone NAAQS were
revoked. 80 FR 12264 (March 6, 2015).
6 The 1997 ozone NAAQS were revoked in 2015.
80 FR 12264 (March 6, 2015).
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12, 2008, the EPA promulgated a
revision to the ozone NAAQS, lowering
both the primary and secondary
standards to 75 parts per billion (ppb).7
On October 1, 2015, the EPA lowered
the primary and secondary standards to
70 ppb.8
In accordance with CAA section
107(d), the EPA designates areas as
‘‘attainment’’ (meeting the standard),
‘‘nonattainment’’ (not meeting the
standard) or ‘‘unclassifiable’’
(insufficient data to classify). States
with areas designated as nonattainment
must develop and submit SIPs to the
EPA with the goal of attaining and
maintaining the level of the NAAQS by
the applicable attainment deadline. In
this way, the EPA and states work
collaboratively to establish and
implement nonattainment area planning
requirements that are designed to bring
areas into attainment of the NAAQS by
the applicable attainment deadline. A
key step in ensuring that areas attain
and maintain ozone NAAQS is to assess
and understand the potential for ozone
source formation in a given area,
including the potential for upwind
states’ emissions to impact ozone
formation in downwind states.
B. Sections 176A and 184 of the CAA
and the OTR Process
Subpart 1 of part D of title I of the
CAA provides the general plan
requirements for designated
nonattainment areas. This subpart
includes provisions governing the
development of transport regions to
address the interstate transport of
pollutants that contribute to NAAQS
violations. In particular, section 176A(a)
of the CAA provides that, on the EPA’s
own motion or by a petition from the
Governor of any state, whenever the
EPA has reason to believe that the
interstate transport of air pollutants
from one or more states contributes
significantly to a violation of the
NAAQS in one or more other states, the
EPA may establish, by rule, a transport
region for such pollutant that includes
such states. The provision further
provides that the EPA may add any state
or portion of a state to any transport
region whenever the Administrator has
reason to believe that the interstate
transport of air pollutants from such
state significantly contributes to a
violation of the standard in the transport
region.
Section 176A(b) of the CAA provides
that when the EPA establishes a
7 See National Ambient Air Quality Standards for
Ozone, Final Rule, 73 FR 16436 (March 27, 2008).
8 See National Ambient Air Quality Standards for
Ozone, Final Rule, 80 FR 65292 (October 26, 2015).
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transport region, the Administrator shall
establish an associated transport
commission, comprised of (at a
minimum) the following: The Governor
or her or his designee of each covered
state, the EPA Administrator or a
designee, the Regional EPA
Administrator or a designee, and an air
pollution control official appointed by
the Governor of each state. The purpose
of the transport commission is to assess
the degree of interstate transport
throughout the transport region and
assess and recommend control strategies
to the EPA to mitigate such interstate
transport.
Subpart 2 of part D of title I of the
CAA provides plan requirements
specific to the ozone NAAQS.
Consistent with CAA section 176A,
found in subpart 1, subpart 2 includes
specific provisions focused on the
interstate transport of ozone. CAA
section 184(a) establishes a single
transport region for ozone—the OTR—
comprising the states of Connecticut,
Delaware, Maine, Maryland,
Massachusetts, New Hampshire, New
Jersey, New York, Pennsylvania, Rhode
Island, Vermont, and the Consolidated
Metropolitan Statistical Area for the
District of Columbia, which includes
certain portions of northern Virginia.
The Virginia counties and cities
included in the OTR are Arlington
County, Fairfax County, Loudoun
County, Prince William County, Stafford
County, Alexandria City, Fairfax City,
Falls Church City, Manassas City, and
Manassas Park City.
Section 184(b) of the CAA establishes
specific control requirements that each
state in the OTR is required to
implement within the state, including
certain controls on sources of NOX and
VOCs. These control requirements are
required to be implemented statewide in
any state included within the OTR,
regardless of ozone attainment status.9
Under CAA section 184(b)(1)(A), OTR
states must include enhanced vehicle
emissions inspection and maintenance
(I/M) programs in their SIPs.10 Under
CAA section 184(b)(2), major stationary
sources of VOCs in the OTR are subject
to the same requirements that apply to
major sources in designated ozone
nonattainment areas classified as
Moderate.11 Thus, the state must adopt
9 We note that one exception to the statewide
applicability of these control requirements applies
to Virginia, as only a portion of that state is
included within the OTR.
10 In the OTR, enhanced vehicle inspection and
maintenance programs are required in metropolitan
statistical areas with a 1990 Census population of
100,000 or more.
11 Section 184(b)(2) of the CAA provides that, for
purposes of implementing these requirements, a
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rules to apply nonattainment new
source review (NNSR) and reasonably
available control technology (RACT)
(pursuant to CAA section 182(b)(2))
provisions for major VOC sources.
Under CAA section 184(b)(2) states
must also implement Stage II gasoline
refueling vapor recovery programs,
incremental to vehicle Onboard
Refueling Vapor Recovery
achievements, or measures that achieve
comparable emissions reductions for
both attainment and nonattainment
areas.12
Section 182(f) of the CAA requires
states to apply the same requirements to
major stationary sources of NOX as are
applied to major stationary sources of
VOCs under subpart 2. Thus, the same
NNSR and RACT requirements that
apply to major stationary sources of
VOC in the OTR also apply to major
stationary sources of NOX.13 CAA
section 182(f) provides for a NOX
waiver, or an exemption to the NOX
requirements, where the Administrator
determines that such NOX reductions
would not contribute to the attainment
of the NAAQS in an area. Areas granted
a NOX waiver under CAA section 182(f)
may be exempt from certain
requirements of the EPA’s motor vehicle
I/M program regulations and from
certain federal requirements of general
and transportation conformity.14
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C. Legal Standard for This Action
The EPA proposed to interpret the key
terms in CAA section 176A(a)(2) (i.e.,
‘‘control of emissions . . . will not
significantly contribute to the
attainment of the standard’’ and ‘‘in any
area in the region’’) within the context
of and consistently with other parts of
the CAA that govern the interstate
transport of ozone pollution, taking into
account relevant facts and
circumstances and the EPA’s past
approaches to addressing interstate
ozone transport. Specifically, because of
CAA section 176A(a)(2)’s use of the
phrase ‘‘significantly contribute to [ ]
attainment,’’ the EPA proposed to look
to its prior interpretations of the
interstate pollution transport provision,
major stationary source shall be defined as any
source that emits or has the potential to emit at least
50 tons per year of VOCs.
12 See 72 FR 28772, May 16, 2012, Air Quality:
Widespread Use for Onboard Refueling Vapor
Recovery and Stage II Waiver.
13 See 57 FR 55622 (Nitrogen Oxides Supplement
to the General Preamble, published November 25,
1992).
14 As stated in the EPA’s I/M (November 5, 1992;
57 FR 52950) and conformity rules (60 FR 57179
for transportation rules and 58 FR 63214 for general
rules), certain NOX requirements in those rules do
not apply where the EPA grants an areawide
exemption under CAA section 182(f).
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often referred to as the ‘‘good neighbor’’
provision, at section 110(a)(2)(D)(i)(I) of
the CAA, and the 4-step interstate
transport framework the Agency has
applied to analyze significant
contributions under that provision in
various regional interstate transport
rules, to guide the Agency’s analysis in
determining whether Maine had met the
necessary condition for removal from
the OTR.15 86 FR 23312–13.
As such, we proposed to interpret the
inquiry under CAA section 176A(a)(2)
as permitting the EPA to remove a state
or a portion of a state from a transport
region whenever the Administrator has
reason to believe that the state’s
continued inclusion in the transport
region will not be required for
attainment in the transport region, i.e.,
that the petitioning state is not
significantly contributing to air quality
problems in the region and will not so
contribute if the state is removed from
the OTR. We received no adverse
comments on this aspect of our
interpretation, and we are therefore
retaining this interpretation for
purposes of the final approval.
We also proposed an interpretation of
the phrase ‘‘control of emissions in that
state or portion of that state pursuant to
this section.’’ The EPA proposed that
‘‘controls’’ refers to new controls that
would be required under CAA section
184(b) if the state or portion of the state
were to remain in the OTR, as opposed
to controls that the state has already
adopted as required by the CAA due to
its inclusion in the OTR. We stated that
interpreting ‘‘controls’’ in this manner
gives effect to the forward-looking
nature of the provision, which asks the
Administrator to analyze whether
removal of the state or portion of the
state from the OTR ‘‘will’’ have the
effect of contributing to air quality
problems in any area in the OTR. We are
finalizing this interpretation.16
We proposed to interpret CAA section
176A(a)(2)’s use of the phrase ‘‘any area
in the region,’’ which we used to
establish the geographic scope of our
15 We note that we received a comment alleging
that CAA section 176A(a)(2) applies to Maine’s
petition by virtue of the reference to that section in
CAA section 184(a). We address that comment
below in the Responses to Comment section.
16 One commenter asserted that the technical
bases relied upon by the Agency in its proposal
were ‘‘inadequate to the task’’ of analyzing Maine’s
petition, because those bases assumed the
continued application of existing OTR controls. We
address that comment in section III.B of this notice
and in the Response to Comments (RTC) document
for this action. Another commenter asserted that the
EPA’s interpretation of controls required us to
articulate how CAA section 110(l) demonstrations
would be analyzed in the future. We address that
comment in Section III.B of this notice and the RTC
document for this action.
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significant contribution analysis, to
mean all existing areas in the OTR,
including areas within the petitioning
state. We also took comment on an
alternative interpretation wherein our
analysis would be limited to interstate
impacts, as opposed to impacts within
a state’s own borders. We received two
comments supporting the broader
interpretation, i.e., that the phrase
should be read to mean all areas in the
existing OTR. The EPA will continue to
assume for purposes of our final
analysis that the phrase ‘‘any area in the
region’’ includes any areas within the
State of Maine in addition to areas of the
OTR beyond Maine’s borders. Because
our analysis is that Maine’s emissions
will not significantly contribute to any
nonattainment receptors in the OTR,
including within its own borders, at this
time we need not decide whether it
would be appropriate to adopt a
narrower interpretation of the phrase as
limited to areas beyond the home state’s
borders.
In summary, we proposed to interpret
CAA section 176A(a)(2) in a manner
consistent with the EPA’s 4-step
interstate transport framework, and we
retain that proposed interpretation for
purposes of this final action. Applying
that framework to the question
presented by CAA section 176A(a)(2),
we proposed to interpret the inquiry as
requiring the Administrator to identify
whether there are ambient air
monitoring sites in the OTR that either
are projected to be in nonattainment
based on modeling data, or potentially
struggle with maintenance or are
currently violating the NAAQS based on
monitored data, and whether the area
petitioned to be removed from the
transport region contributes below one
percent of the NAAQS to those
monitors. We retain that interpretation
for purposes of this final rule.
D. Previous Actions
Consistent with the 1990 CAA
Amendments, nine Maine counties were
designated as nonattainment of the nowrevoked 1979 1-hour NAAQS (0.12 parts
per million (ppm)). York, Cumberland,
Sagadahoc, Androscoggin, Kennebec,
Knox, and Lincoln Counties were
classified as Moderate nonattainment
areas. Waldo and Hancock Counties
were classified as Marginal
nonattainment areas.
Maine had two nonattainment areas
under the now-revoked 1997 8-hour
ozone standard. The Portland Ozone
Nonattainment area consisted of 56
cities and towns in York, Cumberland,
and Sagadahoc Counties, along with the
town of Durham in Androscoggin
County, and was classified as Marginal
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for the 1997 ozone standard. The
Hancock, Knox, Lincoln, and Waldo
Counties Ozone Nonattainment Area
(also known as the Midcoast area)
consisted of 55 coastal towns and
islands in Hancock, Knox, Lincoln, and
Waldo counties and was designated as
nonattainment under Subpart 1 for the
8-hour ozone standard. Maine was
designated ‘‘Attainment/Unclassifiable’’
statewide for both the 2008 and 2015 8hour ozone standards of 0.075 ppm and
0.070 ppm, respectively.
As previously discussed, Section
184(b) of the CAA established certain
control requirements that each state in
the OTR is required to implement
within the state. Section 182(f) of the
CAA Amendments allows for the
suspension of the OTR stationary source
NOX requirements based on a
demonstration that additional NOX
reductions would not produce net ozone
air quality benefits in the OTR. Maine
has petitioned for and has been granted
the following CAA section 182(f) NOX
waivers.
On December 26, 1995 (60 FR 66748),
the EPA approved an exemption request
for the Northern Maine area from CAA
section 182(f) NOX requirements. This
action exempted the Oxford, Franklin,
Somerset, Piscataquis, Penobscot,
Washington, Aroostook, Hancock and
Waldo counties from the requirements
to implement NOX control measures for
existing stationary sources, NNSR for
new sources and modifications that are
major for NOX, NOX RACT
requirements, the NOX-related general
conformity provisions, and the NOXrelated transportation conformity
provisions now contained in 40 CFR
93.119.17
On February 3, 2006 (71 FR 5791), the
EPA approved a request for an
exemption for a similar area in northern
Maine (specifically Aroostook, Franklin,
Oxford, Penobscot, Piscataquis,
Somerset, Washington, and portions of
Hancock and Waldo Counties) under the
1997 ozone standard.
On July 29, 2014 (78 FR 43945), the
EPA approved the state of Maine’s
request for an exemption from the NOX
requirements contained in section 182(f)
of the CAA for the entire state of Maine
for the 2008 ozone standard. The CAA
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does not provide a similar VOC waiver
process, and major stationary sources of
VOC remain subject to NNSR and RACT
requirements throughout the entire state
of Maine.
In addition to the NOX waivers under
CAA section 182(f), Maine requested
and was granted an OTR restructuring
with respect to enhanced I/M
requirements.18 (66 FR 1873; January
10, 2001) While the Maine I/M rule did
not meet all requirements of the EPA’s
final rule for enhanced I/M, the EPA
determined that the implementation of
an enhanced I/M program in Maine in
place of the approved Maine I/M rule
would not significantly contribute to
attainment in any other state in the
OTR.
E. The CAA Section 176A Petition From
Maine
On February 24, 2020, the state of
Maine petitioned the EPA pursuant to
CAA section 176A(a)(2) for the removal
of the state of Maine from the OTR with
the exception of the 111 towns and
cities listed in Table 1 comprising the
Portland and Midcoast Ozone Areas.
TABLE 1—MAINE TOWNS AND CITIES TO REMAIN IN THE OZONE TRANSPORT REGION
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Androscoggin County (includes only the following town): Durham.
Cumberland County (includes only the following towns and cities): Brunswick, Cape Elizabeth, Casco, Cumberland, Falmouth, Freeport, Frye Island, Gorham, Gray, Harpswell, Long Island, New Gloucester, North Yarmouth, Portland, Pownal, Raymond, Scarborough, South Portland,
Standish, Westbrook, Windham, and Yarmouth.
Hancock County (includes only the following towns and cities): Bar Harbor, Blue Hill, Brooklin, Brooksville, Cranberry Isles, Deer Isle,
Frenchboro, Gouldsboro, Hancock, Lamoine, Mount Desert, Sedwick, Sorrento, Southwest Harbor, Stonington, Sullivan, Surry, Swans Island,
Tremont, Trenton, and Winter Harbor.
Knox County (includes only the following towns and cities): Camden, Criehaven, Cushing, Friendship, Isle au Haut, Matinicus Isle, Muscle Ridge
Shoals, North Haven, Owls Head, Rockland, Rockport, St. George, South Thomaston, Thomaston, Vinalhaven, and Warren.
Lincoln County (includes only the following towns and cities): Alna, Boothbay, Boothbay Harbor, Breman, Bristol, Damariscotta, Dresden,
Edgecomb, Monhegan, Newcastle, Nobleboro, South Bristol, Southport, Waldoboro, Westport, and Wiscasset.
Sagadahoc County (includes all towns and cities).
Waldo County (includes only the following town): Islesboro.
York County (includes only the following towns and cities): Alfred, Arundel, Berwick, Biddeford, Buxton, Dayton, Eliot, Hollis, Kennebunk,
Kennebunkport, Kittery, Limington, Lyman, North Berwick, Ogunquit, Old Orchard Beach, Saco, Sanford, South Berwick, Wells, and York.
The Maine Department of
Environmental Protection provided an
analysis purporting to demonstrate that
Maine’s emissions have an insignificant
effect on nonattainment for the 8-hour
ozone NAAQS in other states and in
those areas in Maine that will remain in
the OTR. Maine’s analysis consisted of
modeling ‘‘back trajectories’’ for ozone
exceedance days in the 2016–2018
period recorded at monitoring locations
in southern New England and in Maine,
the EPA’s source-apportionment
modeling results and emissions-
inventory data for Maine and the OTR.19
A more detailed description of the
technical analysis included in Maine’s
petition can be found in Section V.A of
the proposal.
17 Transportation and general conformity
requirements only apply in nonattainment areas
and areas redesignated to attainment with an
approved CAA section 175A maintenance plan. See
CAA section 176(c)(5). Transportation and general
conformity do not apply in attainment areas in the
OTR.
18 The EPA’s I/M rule was established on
November 5, 1992 (57 FR 52950). The EPA made
significant revisions to the I/M rule on September
18, 1995 (60 FR 48035) and on July 25, 1996 (61
FR 39036). Maine is subject to the requirements of
the CAA for an I/M program in the Portland, Maine
area.
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III. The EPA’s Final Response to the
CAA Section 176A Petition From Maine
A. The EPA’s Assessment of Maine’s
CAA Section 176A Petition
On May 3, 2021, the EPA proposed to
grant the CAA section 176A petition
from Maine (86 FR 23309). The EPA
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considered monitoring data, technical
demonstrations, and impacts to air
quality control regimes in the areas to be
removed and proposed to grant Maine’s
petition on the basis that the portion of
the state requested to be removed from
the OTR does not contribute to a
violation of any ozone standard in any
area of the OTR, and that further control
of emissions from that portion of Maine
under CAA section 184 will not
significantly contribute to the
attainment of any ozone standard in any
area of the OTR. The EPA’s basis for this
19 Back trajectory analyses use interpolated
measured or modeled meteorological fields to
estimate the most likely central path over
geographical areas that an air parcel travels before
reaching a specific location at a given time.
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final action to grant Maine’s petition has
not fundamentally changed from the
proposal. The EPA continues to believe
that the portion of the state requested to
be removed from the OTR does not
contribute to a violation of any ozone
standard in any area of the OTR, and
that further control of emissions from
that portion of Maine will not
significantly contribute to the
attainment of any ozone standard in any
area of the OTR.
In support of the EPA’s decision to
grant the petition, the EPA has
determined that all areas of the state
proposed for removal from the OTR
have been designated in attainment of
the ozone NAAQS since 2004, and the
entire state of Maine has been
designated as in attainment with the
ozone NAAQS since 2007. Additionally,
technical demonstrations from Maine’s
Hybrid Single-Particle Lagrangian
Integrated Trajectory (HYSPLIT) back
trajectory analysis, the EPA’s ozone
source apportionment modeling, and
emissions trends all indicate that
emissions from the areas requested to be
removed from the OTR will not
significantly contribute to
nonattainment or maintenance problems
in any area in the OTR, either within or
outside the state of Maine, in the
foreseeable future. Furthermore,
removing those areas from the OTR will
not result in unchecked relaxation of
existing NOX and VOC controls
included in Maine’s SIP or revoke
permitted emissions limits at existing
facilities. For these reasons, the EPA
believes that a substantial increase in
ozone precursor emissions resulting
from this action is highly unlikely in
any area of Maine or the OTR. A full
description of the EPA’s technical
assessment can be found in Section V.B.
of the proposal. The EPA’s full
assessment of the provisions that will be
impacted as a result of granting the
petition can be found in Section IV.B of
the proposal.
B. Public Comments
The EPA received 11 comments
during the public comment period on
the EPA’s proposal to grant Maine’s
petition. This section addresses
significant comments received regarding
the need for future ozone monitoring in
the areas to be removed from the OTR,
the potential for final approval of the
petition to increase ozone levels in the
OTR, and potential adverse impacts that
could result if removing part of Maine
from the OTR were to increase ozone
levels. The remaining comments are
addressed in a separate Response to
Comments (RTC) document found in the
docket for this action.
I. Comments Regarding Future
Monitoring
Comment: Several commenters note
that there are no future plans to monitor
for ozone in the areas to be removed
from the OTR, and that if the decision
to approve the petition is finalized, the
EPA should require future monitoring in
those areas. One commenter asserts that
the Agency should require quarterly or
bi-annual monitoring, particularly in
areas where there could be more
industry development. Another
commenter asserts that the EPA should
establish an assessment plan to be
carried out every few years to ensure
that the ozone stays within the
acceptable range. One commenter notes
that currently there is limited
monitoring in the areas to be removed
from the OTR and that weakening
requirements for ozone precursor
pollution controls in these areas without
ensuring that there is a monitoring
system in place to track changes in
ozone formation resulting from that
decision leaves the EPA no way to
determine what the impacts of this
decision are.
Response: The EPA disagrees with
commenters that there are no plans for
future ozone monitoring in the areas to
be removed from the OTR and disagrees
that the monitoring system currently in
place is insufficient to inform the
Agency’s decision making on this
petition. Maine’s ozone monitoring
obligations as set out in 40 CFR part 58
are not impacted by whether portions of
the state are removed from the OTR.
Minimum monitoring requirements for
ozone are based on Metropolitan
Statistical Areas/Consolidated
Metropolitan Statistical Areas (MSA/
CMSA) population, and how close an
area’s design value concentrations of a
pollutant are to the NAAQS. In
addition, every state is required to have
at least one NCore site that must
measure ozone year-round. Currently,
there are 14 ozone monitoring sites
operating in Maine with eight
monitoring sites located in the portion
of the state proposed to be removed
from the OTR. Of these eight monitoring
sites, one is operated by the EPA’s
CASTNET program, and two are
operated by independent tribal nations.
For these three monitoring sites, it is not
within the state’s purview to consider
discontinuation. Although Maine’s
current ozone monitoring network
already exceeds the minimum
regulatory requirements set out in 40
CFR part 58, according to 40 CFR part
58.10, any modifications to Maine’s
current ozone monitoring network must
be proposed by Maine and approved by
the EPA Regional Administrator. In
addition, every 5 years, Maine is
required to submit an assessment to the
EPA to determine if its current
monitoring network ‘‘meets the
monitoring objectives defined in
appendix D to this part, whether new
sites are needed, whether existing sites
are no longer needed and can be
terminated, and whether new
technologies are appropriate for
incorporation into the ambient air
monitoring network.’’ If, as commenters
postulate, emissions of ozone precursors
were to increase substantially as a result
of the approval of this petition in an
area that is not currently monitored, the
location and magnitude of new
emissions sources could be evaluated at
that 5-year interval to determine
whether their existence warrants
additional ozone monitors or any other
modifications to the ozone monitoring
network.
The EPA also notes that all ozone
monitoring data in locations for which
the petition requests be removed from
the OTR have 2020 design values
substantially below the current ozone
NAAQS of 0.070 ppm. The highest
design value among these ozone
monitors is 0.057 ppm. There is no
indication, and commenters have not
cited evidence, that ozone levels in
areas of Maine away from the
monitoring locations differ substantially
from those at the locations of the
monitors.
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TABLE 2—TABLE OF 2018, 2019, AND 2020 DVs FOR MONITORING SITES IN ME WITH NON-ZERO DVs
2016–2018
DV
AQS site ID
County name
CBSA name
Local site name
230010014 ........
230031100 ........
230039991 ........
Androscoggin ..........
Aroostook ...............
Aroostook ...............
Lewiston-Auburn .....
.................................
.................................
Durham Fire Station
Micmac Health Dept
Ashland ...................
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2017–2019
DV
59
51
52
E:\FR\FM\10FER1.SGM
57
51
53
10FER1
2018–2020
DV
53
51
53
Removed
from
OTR?
N
Y
Y
Federal Register / Vol. 87, No. 28 / Thursday, February 10, 2022 / Rules and Regulations
7739
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TABLE 2—TABLE OF 2018, 2019, AND 2020 DVs FOR MONITORING SITES IN ME WITH NON-ZERO DVs—Continued
2016–2018
DV
AQS site ID
County name
CBSA name
Local site name
230052003 ........
Cumberland ............
Portland ..................
230090102 ........
Hancock ..................
.................................
230090103 ........
230112001 ........
230130004 ........
Hancock ..................
Kennebec ...............
Knox .......................
.................................
Augusta-Waterville
.................................
230173002 ........
Oxford .....................
.................................
230194008 ........
Penobscot ...............
Bangor ....................
230290019 ........
Washington .............
.................................
230310038 ........
York ........................
Portland ..................
230310040 ........
230312002 ........
York ........................
York ........................
Portland ..................
Portland ..................
Cape Elizabeth Two
Lights.
Top of Cadillac
Mountain.
McFarland Hill ........
Gardiner HS ...........
Marshall Point Lighthouse.
Bethel Smith Farm
Road.
Summit of Rider
Bluff.
Jonesport Public
Landing.
West Buxton Fire
Dept.
Shapleigh Ball Park
Kennebunkport .......
II. Comments Regarding the Potential for
This Action To Increase Ozone Levels in
the OTR, and Potential Adverse Impacts
That Could Result if Removing Part of
Maine From the OTR Were To Increase
Ozone Levels in the OTR
Comment: One commenter asserts
that Maine’s petition does not establish
a ‘‘reason to believe’’ that all areas
currently within the OTR in Maine will
not see significant additional ozone
precursor emissions due to the EPA’s
approval of Maine’s request. The
commenter contends that the analyses
relied on by Maine and the EPA are all
based on the continued application of
existing OTR controls, including the
nonattainment new source review
(NNSR) requirements and offsets. The
commenter states that the petition offers
no information about expected
additional new or expanded existing
sources in the area of Maine to be
removed from the OTR, nor does the
petition assess what emissions increases
or ozone levels would be expected from
allowing new or expanded existing
stationary sources without requiring
Lowest Achievable Emissions Rate for
NOX and VOC emissions, and providing
offsets of at least 1.15:1. The commenter
claims that the EPA’s failure to consider
the consequences of approving Maine’s
petition (i.e., the likely increase in new
and modified industrial sources in
inland Maine and the accompanying
increase in ozone precursor emissions
and in ozone concentrations) constitutes
an abuse of the EPA’s discretion.
The commenter notes that, should
Maine’s ozone precursor emissions
increase, the state may experience
nonattainment of the current 70 ppb
standard or of a more stringent standard.
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The commenter further asserts that if
ozone levels increase enough to trigger
nonattainment status (under the current
standard or future standards), that
would require all nonattainment
provisions to be reinstated, including
OTR requirements that have been
waived on the basis that much of the
state is in attainment and create
regulatory uncertainty for industry.
Furthermore, the commenter asserts that
removing parts of the state from the
OTR will cause Maine to lose the mantle
of ‘‘clean hands.’’ The commenter states
that Maine’s longstanding status in the
OTR has shown that the state ‘‘did its
part to ensure that areas within the State
and downwind are also clean’’ but that
leaving the OTR will ‘‘eliminate that
good neighbor behavior’’ and ultimately
be unfair to other states in the OTR and
their neighbors in Canada. The
commenter also points to maximum 8hour average concentrations recorded
during the June 6–7, 2021, high ozone
event in Maine and asserts that climate
change will exacerbate the problem of
high ozone throughout the Mid-Atlantic
and Northeast states, and further
contribute to high ozone levels in
Maine.
Multiple commenters also note that
the proposal, if finalized, could be
harmful to health and the environment
if emissions were to increase as a result
of approving the petition. One
commenter notes that some of the
counties and cities that would be
removed include farmland and asserts
that prolonged exposure to ozone would
decrease the growth and production of
crops and lead to economic instability
for farmers in those areas. Another
commenter states that the EPA failed to
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2017–2019
DV
2018–2020
DV
Removed
from
OTR?
65
64
62
N
70
69
65
N
63
62
63
64
60
61
60
55
60
N
Y
N
0
57
54
Y
57
56
55
Y
61
60
57
Y
59
57
53
N
61
66
60
64
56
64
Y
N
address potential adverse effects of its
action on plant and animal life in parks,
National Wildlife Refuges, and
Wilderness Areas in Maine, and asserts
that the current secondary ozone
standard is not sufficiently protective of
plants (including crops), trees, and
animals. The commenter also cites the
adverse effects of ozone exposure on the
black cherry tree in Maine and on
wilderness area ecosystems, which the
commenter cites as important for the
carbon storage and other climate
benefits these areas provide. The
commenter further asserts that the EPA
has failed to consider possible
implications of its action on air quality
and regional haze at the coastal
Moosehorn Baring and Moosehorn
Edmunds Wilderness Areas in
Washington County, or in the
downwind Roosevelt-Campobello
International Park, all U.S. Class I areas.
Response: The EPA does not agree
that there is insufficient information to
finalize the approval of Maine’s request.
The analytical information described in
the proposal first identified air quality
monitors located in the OTR that either
measured elevated ozone concentrations
or were projected to have design values
that violated the NAAQS or struggled to
maintain the NAAQS. The analyses then
used a HYSPLIT trajectory model and
photochemical source apportionment
modeling to identify whether Maine
contributed to those problem monitors.
We acknowledge that this information
did not attempt to speculate what
sources might locate in Maine or make
modifications based on the regulatory
changes that would result from this final
action (in particular, as raised by
commenter, the change from NNSR
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requirements to prevention of
significant deterioration (PSD)
requirements). However, other
information in the record, including
current ozone concentrations in the
state and projected emissions trends,
informs the EPA’s determination that
the portion of the state requested to be
removed from the OTR does not
contribute to a violation of any ozone
standard in any area of the OTR, and
that further control of emissions from
that portion of Maine will not
significantly contribute to the
attainment of any ozone standard in any
area of the OTR. All areas of the state
proposed for removal from the OTR
have been designated in attainment of
the ozone NAAQS since 2004, and the
entire state of Maine has been
designated as in attainment with the
ozone NAAQS since 2007. Our
evaluation of emissions trends and
applicability of other existing regulatory
control programs that would still apply
to the areas removed from the OTR,
discussed in more detail below, indicate
that a substantial increase in ozone
precursor emissions resulting from this
action is highly unlikely.
To begin, the projected emissions in
Maine indicate steep declines in
emissions of ozone precursors
associated with on-the-books emissions
controls, including mobile source
controls that will continue to provide
emissions reductions throughout the
entire State regardless of whether
portions of the state remain in the OTR
or are removed from the OTR. Emissions
trends of ozone season NOX and VOC in
the counties to be fully removed from
the OTR are provided in Table 3.20 21
The data indicate that NOX and VOC
emissions will continue to trend
downward in these counties, primarily
due to reductions in onroad mobile
sources. For the counties to be fully
removed from the OTR, the emissions of
ozone season NOX from onroad mobile
sources are projected to decline by 70
percent from 2016 to 2032, as compared
to 22 percent for other anthropogenic
source sectors. Emissions of VOCs from
onroad mobile sources in the counties to
be fully removed from the OTR are
projected to decline by 53 percent from
2016 to 2032, as compared to 34 percent
for other anthropogenic source sectors.
TABLE 3—OZONE SEASON NOX AND VOC EMISSIONS IN COUNTIES TO BE FULLY REMOVED FROM THE OTR
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2016
2023
2032
NOX:
Onroad Mobile ......................................................................................................................
Other Sectors .......................................................................................................................
3,318
6,712
1,581
5,525
990
5,212
Total ...............................................................................................................................
10,030
7,106
6,202
VOC:
Onroad Mobile ......................................................................................................................
Other Sectors .......................................................................................................................
1,058
7,439
670
5,527
499
4,883
Total ...............................................................................................................................
8,498
6,197
5,381
On the books mobile source controls
include: Control of Air Pollution From
Motor Vehicles: Tier 3 Motor Vehicle
Emission and Fuel Standards (See 79 FR
23414, April 28, 2014); Control of Air
Pollution from New Motor Vehicles:
Heavy-Duty Engine and Vehicle
Standards and Highway Diesel Fuel
Sulfur Control Requirements (See 66 FR
5002, January 18, 2001); and Control of
Emissions of Air Pollution From
Nonroad Diesel Engines and Fuel (See
69 FR 38958, June 29, 2004). If
additional national mobile source rules
are adopted and implemented in the
future, those will also provide emissions
reductions throughout the entire state
regardless of OTR status.
As noted at proposal, Maine’s current
modeled contributions to nonattainment
or maintenance issues anywhere in the
OTR are also relevant. The state’s
highest modeled contribution to any
receptor in the OTR that is expected to
struggle with attainment or maintenance
of the 2015 ozone NAAQS is only 0.01
ppb, i.e., 0.01 percent of the 70 ppb
standard. This suggests that the ozone
contribution from anthropogenic ozone
precursor emissions in Maine would
have to increase by a factor of 70 for
Maine to potentially contribute above
the one percent threshold to an existing
or projected nonattainment or
maintenance problem in the OTR. This
observation is made merely to provide
an indication of the general magnitude
of emissions increases from Maine that
would be needed for existing trends in
improving air quality to be halted and
reversed to the extent that such an
increase may create new air quality
problems closer to, or within, Maine.
We cannot predict what emissions
increases or ozone levels would be
expected based on regulatory changes
associated with the EPA’s approval of
Maine’s request. But the existing
baseline of our analysis of Maine’s
emissions to other states informs our
judgment that it is not reasonable to
expect emissions increases on this scale
or anything like it.
As also discussed in the proposal, we
recognize that by approving Maine’s
request there would be consequent
changes to the New Source Review
(NSR) preconstruction permitting
program in the state. However, while
commenter is correct that lowest
achievable emission rate (LAER) and the
1.15:1 emissions offset requirements
would no longer apply to new major
stationary sources and major
modifications in the areas of the state
being removed from the OTR, it is not
the case these new and modified
sources could construct without any
regulatory safeguards in place.
Specifically, the areas being removed
from the OTR will be subject to Maine’s
PSD and minor NSR permitting
requirements for ozone precursors, NOX
and VOC. Both the PSD and minor NSR
permitting programs require that
permitting authorities assess the impact
of the proposed emissions increases
from new and modified sources on the
applicable NAAQS, as required by CAA
sections 165(a)(3)(B) and 110(a)(2)(C),
prior to construction. The PSD program,
which will apply to major stationary
sources and major modifications in the
areas removed from the OTR, requires a
20 Trends in NO and VOC for individual source
X
sectors for each county in Maine can be found in
the docket for this rule.
21 The development of emissions data for 2016,
2023, and 2032 is described in the 2016v2 North
American Emissions Modeling Platform, https://
www.epa.gov/air-emissions-modeling/2016v2platform.
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control technology review, called Best
Available Control Technology (BACT),
and an air quality analysis to
demonstrate that the proposed new or
modified emissions source will not
cause or contribute to a violation of any
NAAQS or PSD increment. Like LAER,
BACT is a case-by-case decision for the
facility and examines state-of-the-art
pollution controls, although for BACT,
the permitting authority considers the
energy, environmental, and economic
impacts and other costs, that are not
considered in LAER determinations.
However, depending on the type of
facility and the cost effectiveness of
controls, or other factors, there may not
always be significant differences
between the level of control that would
be required under BACT versus LAER.
Moreover, for much of the area being
removed from the OTR in Maine, the
change from LAER to BACT for NOX for
new and modified sources is not new.
As discussed in the proposal, Maine has
applied for and obtained NOX waivers
under CAA section 182(f) for nearly
every ozone standard (all except the
most recent 2015 ozone NAAQS). See
86 FR 23315. Consequently, for the 1979
1-hour, 1997 8-hour, and 2008 8-hour
ozone NAAQS, many of the counties at
issue in this action were exempt from
requirements to implement NNSR for
new sources and modifications that are
major for NOX, NOX RACT
requirements, the NOX-related general
conformity provisions, and the NOXrelated transportation conformity
provisions. Id. With these waivers in
place, with respect to NSR, new sources
and modifications were therefore
already subject to BACT for NOX
control, as they will be with finalization
of this rule. For minor NSR sources and
modifications in areas being removed
from the OTR, the permitting
requirements also will not change.
These smaller new sources and
modifications will continue to be
subject to Maine’s minor NSR
permitting program, which does not
have different requirements based on a
location’s attainment status. An
important feature of Maine’s minor NSR
program is that its control technology
standard is also BACT, so it applies the
same control review that Maine requires
for larger sources that are subject to
PSD. (This is more stringent than federal
requirements, since neither the CAA nor
the EPA’s regulations specify a
minimum control requirement for minor
NSR permits.) In addition, Maine’s
minor NSR program requires air quality
impact analyses for new minor sources
and minor modifications if their
emissions exceed 50 tons per year of
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NOX, and Maine can require air quality
analyses even for permits under 50 tons
per year of NOX. Finally, granting
Maine’s petition does not materially
alter opportunities for public
involvement in the permitting process,
as Maine’s permitting regulations
contain procedures for the opportunity
for public participation for permitting
actions for both major and minor
stationary sources under their minor
NSR, PSD, and NNSR permitting
regulations.
Consequently, it is not the case that
the changes associated with NSR
requirements resulting from the removal
of the areas from the OTR are as drastic
as commenter suggests. For VOCs,
NNSR requirements will be replaced by
PSD for sources subject to major NSR,
and the PSD program has already long
been the primary set of controls for new
or modified sources for NOX in much or
all of Maine under the state’s CAA
section 182(f) NOX waivers for every
ozone standard except the 2015 ozone
NAAQS. Furthermore, the minor NSR
program will continue to apply BACT
and, in many cases, an air quality
assessment to smaller sources seeking
permits to construct. Therefore, even
though we cannot precisely predict
whether and to what extent emissions
will increase as a result of sources
choosing to construct or modify in the
area to be removed from the OTR, the
information we have does not indicate
that emissions will drastically increase,
as they would likely need to do in order
to have significant impacts on
nonattainment in any area of the OTR.
The projected ongoing downward
emissions trends are due primarily to
national mobile source measures that
will continue to take effect, and new
and modified stationary sources will be
subject to PSD BACT for NOX controls,
which has already been the primary
regulatory regime for much of the area
being removed from the OTR for
decades.
Because the EPA does not agree that
it is reasonable to assume drastic
emissions increases as a result of the
final action, we also do not think it is
reasonable to assume that the health,
environmental, and relational 22
consequences raised by commenters
would come to pass. As indicated in
Table 2, all air quality monitors in the
22 With respect to commenter’s concern that
Maine’s partial removal from the OTR would
interfere with its ‘‘clean hands’’ reputation or its
relationship to other states and Canada, we note
that under the cooperative federalism structure of
the Act, that is a consideration for the state rather
than the EPA. Under CAA section 176A(a), the
Governor of a State may submit a petition to be
removed or partially removed from a transport
region, and the EPA must act on it.
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7741
areas of Maine that are being removed
from the OTR are not only meeting the
current 70 ppb 2015 ozone NAAQS;
these monitors are all 10 or more ppb
below the 70 ppb NAAQS. Further,
health and environmental effects of air
pollution are addressed in the NAAQS
setting and revision process rather than
in the implementation of the NAAQS.
CAA section 109 requires the EPA to set
the primary NAAQS at a level to protect
the public health with an adequate
margin of safety, and the secondary
NAAQS at a level to protect public
welfare from any known or anticipated
adverse effects. In assessing impacts to
public welfare, the EPA looks at damage
to trees and crops. Given the level of
Maine’s contributions to any
nonattainment or maintenance problems
in the OTR and given the current air
quality at the monitors located in the
portions of the state to be removed from
the OTR, it is not necessary to
separately analyze in the first instance
each of the potential public health and
welfare consequences commenters raise
concerns about. These concerns are not
enumerated as factors the Agency must
consider under CAA section 176A(a)(2),
and all are premised on commenters’
speculation—with which we disagree—
that ozone precursor emissions in Maine
will drastically increase as a result of
the regulatory changes associated with
this action.
In addition to the factual
circumstances above that support the
EPA’s determination that emissions are
not likely to increase drastically as a
result of this action, we also note that
the CAA’s other structural requirements
and protections will continue to apply
in Maine. Any revisions to Maine’s SIP
would be subject to CAA section 110(l)
anti-backsliding requirements.23 If the
EPA revises the ozone standard in the
future, any area determined to be
violating that standard will be
designated nonattainment with the
attendant CAA requirements associated
with that designation. Similarly, the
issuance of any new NAAQS will also
trigger Maine’s obligation to submit a
SIP addressing its significant
contributions to nonattainment or
interference with maintenance in any
other state under CAA section
110(a)(2)(D)(i)(I). And finally, CAA
section 184 and CAA section 176A
clearly provide that the EPA retains its
authority to revise membership of the
OTR whenever the EPA has ‘‘reason to
believe’’ a state or portion of a state is
23 The granting of this petition is not itself a
revision to Maine’s SIP, and all EPA-approved
elements of the state’s SIP remain in place and
enforceable.
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significantly contributing to
nonattainment.
III. Comments Regarding Consistency
With CAA Section 184
Comment: One commenter asserts
that the EPA misapplies the Chevron
doctrine in its statutory interpretation
by failing to discuss CAA section 184(a),
which applies the removal and addition
procedures of CAA section 176(a)(1) and
(a)(2) to the OTR, ‘‘except to the extent
inconsistent with the provisions of this
section.’’ The commenter claims that the
proposal to remove portions of Maine is
inconsistent with CAA section
184(b)(1)(B), which it interprets to
require state-wide implementation of
RACT for sources covered by a CTG,
regardless of whether that portion of the
state is in the OTR, because if the EPA’s
proposal were finalized, Maine would
only be required to have CTG RACT for
those sources in the portions of the state
remaining in the OTR. The commenter
also claims that the proposal is
inconsistent with CAA section 184(d),
because that provision instructed the
EPA to promulgate criteria for purposes
of determining the contribution of
sources in one area to concentrations of
ozone in other areas that are
nonattainment for ozone. The
commenter asserts that because the EPA
never promulgated such criteria, the
EPA cannot grant Maine’s petition.
Moreover, the commenter argues that
the EPA cannot claim that it used the
best available air quality modeling
techniques and best available data in its
proposal, because ‘‘[t]he determination
here does not use OSAT/APCA. Instead,
it relies on weaker analyses: HYSPLIT
back-trajectories and emissions trends.’’
With respect to air quality monitoring,
the commenter states that it is
‘‘implausible’’ that the EPA’s
promulgated air quality monitoring
network requirements satisfy the
requirement in section 184(d) to use the
‘‘best available’’ air quality monitoring
techniques. Finally, the commenter
states that the EPA cannot claim that it
is using the ‘‘best available’’ monitoring
data for its proposal because more
current data for all OTR states are
available and argues that the EPA has
provided no basis in its record that the
ozone monitoring network criteria have
been met.
Response: The commenter is correct
that CAA section 176A(a)(2) governs the
Agency’s action on Maine’s request to
remove part of its state from the OTR by
virtue of CAA section 184(a)’s
application of 176A(a)(2) to states in the
OTR. However, we disagree with the
commenter that granting Maine’s
request is ‘‘inconsistent with the
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provisions of’’ CAA section 184. We
respond to each of the commenter’s
assertions on this point in turn.
The commenter contends that to be
‘‘consistent’’ with CAA section 184,
whenever approving the removal of any
portion of a state from the OTR under
CAA section 176A(a)(2), the EPA would
need to clearly require the state to
prepare SIP submissions and require
implementation of RACT for all sources
of VOCs covered by a CTG throughout
the entire state, regardless of whether
those sources are located in the portions
of the state located in the OTR. The
commenter claims that ‘‘the plain
language of section 184(b)(1)(B)’’
requires this by virtue of the reference
in that provision to the ‘‘state’’ rather
than to the area of the state in the OTR.
We do not agree. We think the statutory
context and legislative history support
the EPA’s longstanding interpretation
that the CAA section 184(b) SIP
requirements for the OTR apply only
within the OTR, and not in the portions
of a state that are outside the region. We
recognize that CAA section 184(b)(1)(B)
could be read, as the commenter
suggests, to impose VOC CTG RACT
requirements statewide, even for
sources that are not in the portions of
states that are in the OTR. But we do not
think this is the only, or even a better,
reading of the statute.
First, the vast majority of the
jurisdictions comprising the OTR are
entire states—of the 13 entities that
make up the OTR (including the District
of Columbia), 12 have their entire
jurisdiction in the region. Only Virginia,
of which a very small portion of the
state is in the ‘‘Consolidated
Metropolitan Statistical Area that
includes the District of Columbia,’’ did
not have its entire state boundary
included in the OTR. It is therefore not
surprising that in CAA section
184(b)(1)(B), the statute would use the
term ‘‘all sources . . . in the State’’ to
describe the extent of the VOC RACT
requirement even if what was intended
was that the OTR requirements would
apply only within the OTR.
Second, the last sentence of CAA
section 184(b) defines the threshold for
major stationary sources ‘‘[f]or purposes
of this section’’ and states that such
sources are subject to the requirements
that would apply ‘‘if the area’’ was
classified as a Moderate ozone
nonattainment area (emphasis added).
This requirement, which imposes
Moderate area requirements—including
NOX RACT for major stationary
sources—applies only to those areas of
a state which are in the OTR.
Commenter’s interpretation would
therefore mean that Congress imposed a
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system of OTR controls that required
statewide stationary source obligations
for VOC CTG RACT but OTR-specific
obligations for all other major stationary
source requirements and I/M. We think
it very unlikely that Congress would
have set up a bifurcated approach in
which stationary sources would be
subject to some OTR requirements but
not others, with no explanation in the
legislative history (see below).
Third, as the commenter notes, the
EPA has been interpreting the OTR
requirements in CAA section 184(b) to
apply only to areas within the OTR
since the 1990 Amendments were
passed, and in the intervening 30 years,
Congress has never indicated that the
Agency’s interpretation was incorrect.
See 57 FR 13527, n.10 (April 16, 1992)
(‘‘Each state in a transport region must
adopt VOC RACT regulations for
sources located within that portion of
the State included in a transport
region[.]’’); id. (‘‘EPA interprets section
176A as establishing a process whereby
a portion of a State can be removed from
the region and exempted from the
requirements[.]’’).
Fourth, we do not agree with the
commenter that a comparison of the
drafting of CAA sections 184(b)(1)(A)
and (B) demonstrates that statewide
CTG RACT is compelled regardless of
OTR boundaries. The commenter
emphasizes the statute’s use of the term
‘‘areas’’ in CAA section 184(b)(1)(A) to
assert that Congress could have used the
term ‘‘areas’’ in CAA section
184(b)(1)(B) had it intended to limit
CTG RACT requirements to only those
areas of a state that are within the OTR.
But there is a more natural reason for
the use of the term ‘‘areas’’ in CAA
section 184(b)(1)(A)—that provision on
its face is a requirement designed
specifically for urban areas that
experience relatively higher volumes of
mobile sources. The provision states
‘‘that each area in such State that is in
an ozone transport region, and that is a
metropolitan statistical area or part
thereof with a population of 100,000 or
more . . .’’ are subject to enhanced
vehicle inspection and maintenance
requirements. The use of the term
‘‘area’’ in that provision naturally flows
from the fact that this requirement is
limited to metropolitan areas and
linguistically fits with the second clause
of the sentence—‘‘and that is a
metropolitan statistical area.’’ This
reason for the use of the term ‘‘area’’ in
CAA section 184(b)(1)(A) is at least as
plausible as the reasoning commenter
puts forth. Commenter’s argument
would have it that Congress intended—
without any other indication in the
statute or legislative history—to require
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just one of the OTR requirements to
apply statewide, regardless of OTR
status, while all other requirements in
CAA section 184(b) are limited only to
that area of the state in the OTR.
Fifth, adopting commenter’s
interpretation would also undercut the
purpose of the authority granted to the
EPA in CAA section 176A(a)(1) and (2)
to add or remove portions of a state to
the OTR. If one of the major, substantive
OTR requirements applies statewide,
without regard to which portions of that
state were in the OTR or not, there
would be little purpose to providing the
Agency with the authority to tailor the
boundaries of the OTR not to include
entire states. While commenter may
view the authority to tailor transport
region boundaries as somehow
‘‘inconsistent’’ with CAA section 184,
Congress did just that when it included
only the northern portion of Virginia in
the OTR by statute, in CAA section 184.
We also do not think the legislative
history supports commenter’s
interpretation. Nothing in the House
Report accompanying the Amendments
suggests Congress intended OTR
requirements to be imposed outside of
the OTR (e.g., application of VOC CTG
RACT in the entire state of Virginia, as
opposed to the portion of the state
within the OTR). That would have been
a drastic departure from the overall
structure of CAA sections 176A and 184
about which we do not think Congress
would have been silent. There are also
two amendments Congress considered
that may shed light on whether
Congress was contemplating a state’s
inclusion in the OTR as being the
operative condition (commenter’s
interpretation) or whether the actual
inclusion of an area in the OTR was the
operative condition for imposing OTR
requirements (the EPA’s interpretation).
During the development of the 1990
Amendments, Congress considered
creating a special permit program for
small sources. In delineating the small
sources that would need such a
program, Congress identified those
‘‘located within a nonattainment area,
ozone transport area, or subject to a
standard under section 112 consistent
with the other provisions of this title.’’
H.R. Rep. 101–490 (May 17, 1990) (see
Sec. 407) (emphasis added). Similarly,
in drafting a version of the NOX waiver
provision that was ultimately adopted
in CAA section 182(f), Congress
contemplated two types of
determinations under which major
stationary source plan provisions would
not apply for major stationary sources of
NOX—one type of determination for
non-OTR areas and a different type of
determination for OTR areas. While
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these provisions were not ultimately
adopted in the 1990 Amendments, they
shed light on what the legislative
drafters considered to be the operative
trigger for the application of
requirements: In neither of these
provisions does the drafted language
suggest that a source’s location within a
state that was in the OTR to be the
trigger; instead, both drafts suggest an
intent that being in the OTR was the
condition upon which the difference in
the waiver requirements would hinge.
Finally, commenter does not offer any
coherent policy rationale for its
interpretation of CAA section
184(a)(1)(B). As explained previously,
under this interpretation, RACT for
sources of VOCs covered by a CTG
would apply statewide for any state if
any portion of that state is in the OTR.
But under the last sentence of CAA
section 184(b), RACT for major
stationary sources of NOX only applies
in the areas of a state within the OTR.
The EPA has previously explained that
‘‘authoritative assessments of ozone
control approaches have concluded that
VOC reductions are generally most
effective for addressing ozone locally,
including in dense urbanized areas and
‘immediately downwind.’ ’’ 82 FR
51238, 51248 (November 3, 2017) (citing
82 FR 6517; 76 FR 48222; and 63 FR
57381). Further,
The EPA continues to believe that NOX
emission reductions strategies are more
effective than VOC reductions in lowering
ozone concentrations over longer distances.
The EPA believes that regional ozone
formation is primarily due to NOX, but VOCs
are also important because VOCs influence
how efficiently ozone is produced by NOX,
particularly in dense urban areas. Reductions
in anthropogenic VOC emissions will
typically have less of an impact on the longrange transport of ozone, although these
emissions reductions can be effective in
reducing ozone in nearby urban areas where
ozone production may be limited by the
availability of VOCs. Therefore, a
combination of localized VOC reductions in
urban areas with additional NOX reductions
across a larger region will help to reduce
ozone and precursors in nonattainment areas,
as well as downwind transport across the
eastern U.S. 82 FR 51238.
Commenter’s interpretation thus runs
contrary to the EPA’s longstanding
understanding of how to most
effectively reduce ozone levels: If any
ozone precursor should be reduced on
a broader geographic scale, it should
arguably be NOX, not VOCs. But
commenter’s rendering of the statute
would produce the opposite result,
imposing VOC-reduction requirements
on a broad geographic scale beyond the
borders of the OTR, while NOX RACT is
limited to the OTR itself.
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7743
We also do not agree with the
commenter’s assertion that granting
Maine’s petition would not be
‘‘consistent’’ with CAA section 184
because the EPA did not promulgate
criteria precisely according to CAA
section 184(d). We do not think this is
a reasonable way to read the
intersection of the statutory provisions
at issue, particularly because, contrary
to commenter’s assertion, the EPA has
substantively satisfied Congress’ aims in
CAA section 184(d), both in general,
and with respect to its analysis of
Maine’s request. CAA section 184(d)
required the EPA, not later than 6
months after November 15, 1990, to
‘‘promulgate criteria for purposes of
determining the contribution of sources
in one area to concentrations of ozone
in another area which is a
nonattainment area for ozone. Such
criteria will require that the best
available air quality monitoring and
modeling techniques be used for
purposes of making such
determinations.’’
The EPA may not have issued a rule
expressly addressing CAA section
184(d) by June 1991, but it is simply not
the case that the Agency has not issued
and continually updated criteria for the
purposes of determining how upwind
contributions affect downwind ozone
air quality. The EPA has issued multiple
rules related to the interstate transport
of ozone under CAA section
110(a)(2)(D)(i)(I), and for each of these
rules, the Agency has put forth its
criteria for determining linkages and
contributions between upwind areas
and downwind air quality problems
(both for areas in nonattainment, per
CAA section 184(d), but also for areas
that may be meeting the NAAQS but
could face problems maintaining the
standards). In each of these transport
rules, the Agency has used qualityassured, certified air quality monitoring
data and state-of-the-science air quality
modeling.24
24 See, e.g., Air Quality Modeling Technical
Support Document for the NOX SIP Call, September
23, 1998 (explaining the EPA’s use of two types of
modeling to assess interstate contributions—stateby-state zero-out modeling using UAM–V and stateby-state source apportionment modeling using
CAMx APCA), available at https://www.epa.gov/
sites/default/files/2020-10/documents/nox_sip.pdf;
Air Quality Modeling Final Rule Technical Support
Document, June 2011 (setting forth the EPA’s use
of source apportionment techniques in CAMx air
quality modeling to quantify interstate
contributions), available at https://www.epa.gov/
sites/default/files/2017-06/documents/epa-hq-oar2009-0491-4140.pdf; Air Quality Modeling
Technical Support Document for the Final Revised
Cross-State Air Pollution Rule Update, March 2020
(reiterating the EPA’s use of the OSAT/APCA
technique in CAMx air quality modeling), available
at https://www.epa.gov/sites/default/files/2021-03/
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The commenter acknowledges the
body of work the EPA has developed
with respect to assessing interstate
contributions using air quality modeling
in these transport rules, but erroneously
claims that those techniques and
expertise were not used in the proposed
action. Agreeing that the Ozone Source
Apportionment Technology (OSAT)/
Anthropogenic Precursor Culpability
Assessment (APCA) technique in the
CAMx air quality model is an
‘‘available’’ tool and noting that the EPA
has previously identified this technique
to be an appropriate tool for quantifying
interstate air quality contributions, the
commenter states, ‘‘The [proposed]
determination does not use OSAT/
APCA. Instead, it relies on weaker
analyses: HYSPLIT back-trajectories and
emissions trends.’’ This is simply
incorrect. In its proposal analyzing
Maine’s request, the EPA used the same
source apportionment modeling
techniques employed by all of the
transport rules. The EPA additionally
looked at back trajectories under
HYSPLIT and analyzed relevant
emissions inventory data. We also do
not agree with the commenter’s
contention that the EPA’s proposal
cannot move forward because it relied
on ‘‘stale’’ monitoring data, which it
claims cannot be the ‘‘best available.’’
We note that CAA section 184(d)
requires the use of ‘‘the best available
air quality monitoring and modeling
techniques’’ (emphasis added). We do
not read this provision to prohibit the
Agency from moving forward with an
action if newer data became available or
certified shortly before issuance of that
action; and in any case, the Agency
considered up-to-date monitoring data
in the context of its proposal and for
this final action.
IV. Comments Regarding Exempting an
Area of the OTR From OTR
Requirements for Future Ozone
Standards
Comment: One commenter asserts
that the EPA cannot exempt an OTR
area from OTR requirements for future
ozone standards. The commenter states
that under the plain text of CAA section
176A(a), the establishment of a transport
region as well as the addition and
removal of a state or portion of a state
from that region is based on a
demonstration with respect to a
particular standard (emphasizing the
statute’s use of the term ‘‘the standard’’).
The commenter further argues that even
if the statute is ambiguous, that it is
arbitrary and capricious to remove a
documents/air_quality_modeling_tsd_final_
revised_csapr_update.pdf.
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state from the OTR with respect to a
future standard when the EPA does not
know when that standard will be
promulgated, what its level will be, and
whether the subject area will exceed the
contribution threshold for that standard.
The commenter states that because the
EPA’s assessment of nonattainment and
maintenance issues is tied to particular
ozone standards, the EPA may not
exempt areas from future ozone
standards.
Response: The EPA does not agree
with the commenter that CAA section
176A(a)(1) and (2)’s reference to ‘‘the
standard’’ requires a reading of the Act
such that the EPA’s addition or removal
of a state or portion of a state from the
OTR must be specific only to one ozone
standard. Such a reading is contrary to
the larger statutory context and design,
and is not compelled by the language of
the Act. The EPA has interpreted the
establishment of ozone transport
regions, including the Congressionally
created OTR in CAA section 184(a), to
endure across updates to the NAAQS.
We have never interpreted the Act to
require a new reconstitution of an OTR
specific to each NAAQS. Implementing
the Act in the way that commenter
suggests is required would mean that
states would be added or removed, but
only as to specific standards, and so a
region could be a patchwork of states
subject to different requirements
depending on whether they were added
or removed as to certain NAAQS for that
CAA.
The commenter ignores the other
references to the NAAQS present in
CAA section 176A and section 184,
which as the commenter notes, crossreferences section 176A and governs the
substantive requirements that apply to
OTR states and other states designated
in an ozone transport region. In CAA
section 176A(a), the statute provides
that ‘‘whenever . . . the Administrator
has reason to believe’’ that interstate
transport of pollutants contributes
significantly to a violation of ‘‘a national
ambient air quality standard,’’ the
Administrator may establish a transport
region for ‘‘such pollutant’’ that
includes the involved states (emphasis
added). The language governing the
timing of an establishment of an OTR is
therefore not tied to the promulgation of
a NAAQS (unlike, for example, states’
obligations to update their SIPs to
address CAA section 110(a)(2)(D)(i)(I)
interstate transport obligations within 3
years of the promulgation of a standard).
Further, the basis for creating a
transport region is the Administrator’s
belief that there is significant
contribution to a violation of ‘‘a’’
NAAQS, not one particular NAAQS.
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That section also makes clear that the
establishment of the transport region is
for ‘‘such pollutant,’’ not such standard.
The statutory language and structure
comports with the EPA’s longstanding
interpretation of a transport region being
established and existing across updates
to a standard. Section 184 similarly
references the establishment of transport
regions ‘‘for ozone’’ (see, e.g., CAA
section 184(a), section 184(b)(1), section
184(c)(1)).
We do not agree that it is arbitrary and
capricious to remove a state or portion
of a state from general transport region
obligations when they have met the
required showing under CAA section
176A(a)(2) based on the NAAQS in
effect at the time of the action. If, under
a future ozone standard the EPA finds
that there is significant contribution
from Maine or other states to a violation
of that standard, CAA section 176A(a)(1)
clearly provides authority for the EPA to
add such state or portion of a state to a
transport region. Further, commenter’s
argument on this point would reduce
CAA section 176A(a)(2) to a nullity.
Effectively, no state or portion of a state
could ever be removed from a transport
region because there is always the
hypothetical chance that the Agency
will promulgate some more stringent
NAAQS in the future and would be
unable to evaluate transport without
knowing what that standard is. The
Congress that enacted CAA section
176A(a)(2) could not have intended this
result.
V. Comments Regarding Environmental
Justice
Comment: Two commenters contend
that the EPA failed to consider
environmental justice. One commenter
contends that the EPA failed to consider
Executive Order 12898 and notes that
the EPA’s EJSCREEN tool shows that
there are potentially impacted
environmental justice communities in
Maine and other nearby states. The
commenter contends that the counties
where the EPA proposes to allow more
emissions are also home to low-income
households, and, in some instances, also
tribal communities. The commenter
points out that the areas the EPA
proposes to remove from the OTR
include populations that are sensitive to
ozone pollution (the elderly, children
and adults active outdoors, and people
with asthma and other respiratory
diseases). In particular, the commenter
notes that Maine has a higher incidence
of asthma among adults (11.2 percent)
compared to the national average (7.7
percent), and that certain counties such
as Androscoggin County, most of which
is to be removed from the OTR, has an
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even higher incidence (14 percent of all
county residents between 2011–2014).
Another commenter suggests that the
EPA’s action may contravene the CAA’s
purpose, set out in CAA section
101(b)(1), to assure that air quality is
protected and enhanced while
supporting the productive capacity of
all regions in the country.
Response: Under Executive Order
(E.O.) 12898, the EPA is directed, to the
greatest extent practicable and
permitted by law, to make
environmental justice (EJ) part of its
mission by identifying and addressing,
as appropriate, disproportionately high
and adverse human health or
environmental effects of its programs,
policies, and activities on minority
populations and low-income
populations. Consistent with E.O. 12898
and the Presidential Memorandum that
accompanies it, the EPA’s EJ policies
promote justice by focusing attention
and efforts on addressing the types of EJ
harms and risks that are prevalent
among minority, low-income, and
indigenous populations. E.O. 12898 and
the EPA’s EJ policies do not mandate
particular outcomes from an action, but
they require that decisions involving the
action be informed by a consideration of
EJ issues. With respect to this petition,
the EPA determined that removing the
requested areas from the OTR will not
significantly contribute to
nonattainment or interfere with
maintenance of any ozone NAAQS in
any area of the OTR, including areas
where there are minority and lowincome populations.
The EPA acknowledges that the area
to be removed from the OTR includes
areas with minority populations and
low-income populations. Of the
approximately 737,000 people who live
in the area to be removed from the OTR,
approximately 5.7 percent identify as
people of color, and approximately 35
percent are identified as low income.25
Maine has four federally recognized
tribes: The Passamaquoddy, Penobscot,
Maliseet and Micmac tribes. All four
tribes include populations that live in
the area to be removed from the OTR.
Additionally, there are populations in
the area to be removed from the OTR
that could be sensitive to ozone,
including children and those with preexisting health conditions like asthma
and chronic obstructive pulmonary
25 U.S.
EPA Environmental Justice Screening and
Mapping Tool (EJSCREEN), which utilizes U.S.
Census Bureau American Community Survey (ACS)
data from 2014–2018. The American Community
Survey information and data is available at https://
www.census.gov/programs-surveys/acs. The
EJSCREEN tool is available at https://
ejscreen.epa.gov/mapper/.
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disease (COPD). Maine has one of the
highest rates of adult asthma in the
United States.26 Asthma is a chronic
lung disease with symptoms including
wheezing, coughing, chest tightness,
and shortness of breath. A wide range of
indoor and outdoor allergens and
irritants can trigger or exacerbate
asthma, including tobacco smoke,
pollen, pet dander, mites, mold, and air
pollution from stationary and mobile
sources.27 Pollutants including ozone,
nitrogen dioxide, sulphur dioxide, and
PM2.5 have been shown to trigger or
exacerbate asthma symptoms.
In 2019, the adult asthma rate in
Maine was 11.8 percent, as compared to
8.0 percent for the United States.28
While higher than the adult asthma rate
in the United States, the adult asthma
rate in Maine does not necessarily
correlate with high ozone levels. For
example, of the ozone monitoring sites
in Maine located in areas that will be
removed from the OTR, the monitor
with the highest 2020 ozone design
value of 57 ppb (and historically having
higher design values) is located in
Washington County, a county with one
of the lowest rates of adult asthma in
Maine.29 30 Further, other factors, such
as the state’s dense forests, high pollen
levels, and heavy reliance on wood
burning stoves for home heating,
contribute to the high rate of asthma in
Maine.31
The EPA has identified minority, lowincome, and other at-risk populations
that could be impacted by this action
and considered whether removal of the
requested part of Maine from the OTR
26 ‘‘Current Asthma Demographics’’ Current
Adult Asthma by State. American Lung Association.
Data from Centers for Disease Control and
Prevention, Behavioral Risk Factor Surveillance
System 2011–2018. Analysis by the American Lung
Association Epidemiology and Statistics Unit.
https://www.lung.org/research/trends-in-lungdisease/asthma-trends-brief/current-demographics.
27 ‘‘Common Asthma Triggers’’ Centers for
Disease Control and Prevention. https://
www.cdc.gov/asthma/triggers.html.
28 ‘‘Most Recent Asthma State or Territory Data’’
State or Territory Adult Current Asthma Prevalence
by State or Territory (2019). Centers for Disease
Control and Prevention. https://www.cdc.gov/
asthma/most_recent_data_states.htm.
29 See Table 2 for current design values and the
ozone design value spreadsheet located in the
docket for this action for historical design values.
30 For asthma data, see information provided in
the Maine Environmental Public Health Tracking
Program using data provided by the Maine
Behavioral Risk Factor Surveillance System and
analyzed by the Chronic Disease & Maternal & Child
Health Epidemiology Team. Available at https://
data.mainepublichealth.gov/tracking/data-topics/
asthma-content.
31 ‘‘Asthma in Maine’’ Maine Center for Disease
Control and Prevention Division of Disease
Prevention. Maine Department of Health and
Human Services. https://www.maine.gov/dhhs/
mecdc/population-health/mat/asthma-information/
asthma-in-maine.shtml.
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7745
could have disproportionately high and
adverse human health or environmental
effects on those populations. As
explained above in the response to
comments about a potential increase in
ozone precursor emissions, the EPA
believes that a substantial increase in
ozone precursor emissions resulting
from this action is highly unlikely in
any area of Maine or the OTR. Thus, the
EPA does not expect the action to result
in disproportionally high and adverse
human health or environmental effects
on any population in Maine or the OTR,
including minority, low-income, and atrisk populations.
IV. Final Action To Grant Maine’s CAA
Section 176A Petition
Based on the considerations outlined
at proposal, consideration of all public
comments, and for the reasons
described in this notice, the EPA finds
that the portion of the state requested to
be removed from the OTR does not
contribute to a violation of any ozone
standard in any area of the OTR, and
that further control of emissions from
that portion of Maine will not
significantly contribute to the
attainment of any ozone standard in any
area of the OTR. Thus, the EPA is
granting Maine’s CAA section 176A
petition to remove a portion of the state
from the OTR.
V. Judicial Review and Determinations
Under Sections 307(b)(1) and 307(d) of
the CAA
Under section 307(b)(1) of the CAA,
petitions for judicial review of this
action must be filed in the United States
Court of Appeals for the appropriate
circuit within 60 days of publication of
any final action. Filing a petition for
reconsideration by the Administrator of
this rule will not affect the finality of
the rule for the purposes of judicial
review nor will it extend the time
within which a petition for judicial
review may be filed and shall not
postpone the effectiveness of such rule
or action. The Administrator of the EPA,
hereby, determines that this action is
subject to CAA section 307(d), as
authorized by CAA section 307(d)(1)(V).
VI. Statutory Authority
42 U.S.C. 7401 et seq.
List of Subjects in 40 CFR Part 81
Environmental protection, Air
pollution control, Carbon oxides,
Greenhouse gases, Intergovernmental
relations, Lead, National parks, Nitrogen
oxides, Ozone, Reporting and
recordkeeping requirements, Sulfur
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Federal Register / Vol. 87, No. 28 / Thursday, February 10, 2022 / Rules and Regulations
oxides, Volatile organic compounds,
Wilderness areas.
■
2. Subpart E, consisting of §§ 81.455
and 81.457, is added to read as follows:
Michael Regan,
Administrator.
Subpart E—Identification of Interstate
Transport Regions
For the reasons stated in the
preamble, title 40, chapter I of the Code
of Federal Regulations is amended as
follows:
§ 81.455
PART 81—DESIGNATIONS OF AREAS
FOR AIR QUALITY PLANNING
PURPOSES
Scope.
This subpart identifies interstate
transport regions established for
national ambient air quality standards
pursuant to section 184 or section 176A
of the Clean Air Act.
§ 81.457
Ozone Transport Region.
Except as provided in paragraph (a),
the Ozone Transport Region is
comprised of the areas identified by
Congress under 42 U.S.C. 7511c(a).
1. The authority citation for part 81
continues to read as follows:
■
Authority: 42 U.S.C. 7401, et. seq.
(a) Ozone Transport Region boundary.
As of March 14, 2022, the boundary for
the Ozone Transport Region consists of
the entire States of Connecticut,
Delaware, Maryland, Massachusetts,
New Hampshire, New Jersey, New York,
Pennsylvania, Rhode Island, and
Vermont; portions of Maine identified
in this section under Table 1; and the
Consolidated Metropolitan Statistical
Area that includes the District of
Columbia and the following counties
and cities in Virginia: Arlington County,
Fairfax County, Loudoun County, Prince
William County, Strafford County,
Alexandria City, Fairfax City, Falls
Church City, Manassas City, and
Manassas Park City.
TABLE 1 TO PARAGRAPH (a)—MAINE TOWNS AND CITIES IN THE OZONE TRANSPORT REGION
Maine towns and cities in the ozone transport region
Androscoggin County (only the following town): Durham.
Cumberland County (only the following towns and cities): Brunswick, Cape Elizabeth, Casco, Cumberland, Falmouth, Freeport, Frye Island,
Gorham, Gray, Harpswell, Long Island, New Gloucester, North Yarmouth, Portland, Pownal, Raymond, Scarborough, South Portland, Standish, Westbrook, Windham, and Yarmouth.
Hancock County (only the following towns and cities): Bar Harbor, Blue Hill, Brooklin, Brooksville, Cranberry Isles, Deer Isle, Frenchboro,
Gouldsboro, Hancock, Lamoine, Mount Desert, Sedwick, Sorrento, Southwest Harbor, Stonington, Sullivan, Surry, Swans Island, Tremont,
Trenton, and Winter Harbor.
Knox County (only the following towns and cities): Camden, Criehaven, Cushing, Friendship, Isle au Haut, Matinicus Isle, Muscle Ridge Shoals,
North Haven, Owls Head, Rockland, Rockport, St. George, South Thomaston, Thomaston, Vinalhaven, and Warren.
Lincoln County (only the following towns and cities): Alna, Boothbay, Boothbay Harbor, Breman, Bristol, Damariscotta, Dresden, Edgecomb,
Monhegan, Newcastle, Nobleboro, South Bristol, Southport, Waldoboro, Westport, and Wiscasset.
Sagadahoc County (all towns and cities).
Waldo County (only the following town): Islesboro.
York County (only the following towns and cities): Alfred, Arundel, Berwick, Biddeford, Buxton, Dayton, Eliot, Hollis, Kennebunk, Kennebunkport,
Kittery, Limington, Lyman, North Berwick, Ogunquit, Old Orchard Beach, Saco, Sanford, South Berwick, Wells, and York.
(b) Applicability. As of March 14,
2022, the provisions of 42 U.S.C. 7511c
will no longer be applicable in the
following areas of Maine: The State of
Maine, with the exception of the towns
and cities listed in this section under
table 1 to paragraph (a).
[FR Doc. 2022–02653 Filed 2–9–22; 8:45 am]
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
42 CFR Parts 403, 405, 410, 411, 414,
415, 423, 424, and 425
[CMS–1751–F2]
BILLING CODE 6560–50–P
RIN–0938–AU42
Medicare Program; CY 2022 Payment
Policies Under the Physician Fee
Schedule and Other Changes to Part B
Payment Policies; Medicare Shared
Savings Program Requirements;
Provider Enrollment Regulation
Updates; Provider and Supplier
Prepayment and Post-Payment Medical
Review Requirements; Corrections
Centers for Medicare &
Medicaid Services (CMS), Department
of Health and Human Services (HHS).
ACTION: Final rule; correction and
correcting amendment.
jspears on DSK121TN23PROD with RULES1
AGENCY:
In the November 19, 2021
issue of the Federal Register, we
published a final rule entitled
SUMMARY:
VerDate Sep<11>2014
16:22 Feb 09, 2022
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‘‘Medicare Program; CY 2022 Payment
Policies Under the Physician Fee
Schedule and Other Changes to Part B
Payment Policies; Medicare Shared
Savings Program Requirements;
Provider Enrollment Regulation
Updates; and Provider and Supplier
Prepayment and Post-Payment Medical
Review Requirements’’ (referred to
hereafter as the ‘‘CY 2022 PFS final
rule’’). The effective date was January 1,
2022. This document corrects a limited
number of technical and typographical
errors identified in the November 19,
2021 final rule.
DATES: This document is effective
February 10, 2022, and is applicable
beginning January 1, 2022.
FOR FURTHER INFORMATION CONTACT:
Terri Plumb, (410) 786–4481, Gaysha
Brooks, (410) 786–9649, or Annette
Brewer (410) 786 6580.
SUPPLEMENTARY INFORMATION:
I. Background
In FR Doc. 2021–23972 of November
19, 2021, the CY 2022 PFS final rule (86
FR 64996), there were technical errors
that are identified and corrected in this
E:\FR\FM\10FER1.SGM
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Agencies
[Federal Register Volume 87, Number 28 (Thursday, February 10, 2022)]
[Rules and Regulations]
[Pages 7734-7746]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-02653]
[[Page 7734]]
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ENVIRONMENTAL PROTECTION AGENCY
[EPA-HQ-OAR-2020-0310; FRL-8007-03-OAR]
40 CFR Part 81
Response to Clean Air Act Section 176A Petition From Maine; Final
Action on Petition
AGENCY: Environmental Protection Agency (EPA).
ACTION: Notice of final action on petition.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is granting a Clean
Air Act (CAA) section 176A petition submitted by the state of Maine on
February 24, 2020. The petition requested that the EPA remove a portion
of Maine from the Ozone Transport Region (OTR) based on that area's
continued attainment with ozone National Ambient Air Quality Standards
(NAAQS) and technical analyses demonstrating that further control of
emissions from that portion of Maine will not significantly contribute
to the attainment of any ozone standard in any area of the OTR.
DATES: This final action is effective March 14, 2022.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-HQ-OAR-2020-0310. All documents in the docket are
listed and publicly available at https://www.regulations.gov. Publicly
available docket materials are also available in hard copy at the Air
and Radiation Docket and Information Center, EPA/DC, EPA William
Jefferson Clinton West Building, Room 3334, 1301 Constitution Avenue
NW, Washington, DC. Out of an abundance of caution, the EPA Docket
Center and Reading Room was closed to public visitors on March 31,
2020, to reduce the risk of transmitting COVID-19. The EPA Docket
Center and Reading Room has since started the reopening process.
Visitors will be considered on an exception basis and allowed entrance
by appointment only. Docket Center staff will continue to provide
remote customer service via email, phone, and webform. For further
information on EPA Docket Center services and the current status,
please visit https://www.epa.gov/dockets. In addition to being
available in the docket, an electronic copy of this document will be
posted at https://www.epa.gov/ozone-pollution/ozone-national-ambient-air-quality-standards-section-176a-petition-maine.
FOR FURTHER INFORMATION CONTACT: Questions concerning this final notice
should be directed to Holly DeJong, U.S. Environmental Protection
Agency, Office of Air Quality Planning and Standards, Air Quality
Policy Division, Mail code C539-01, Research Triangle Park, NC 27711,
telephone (919) 541-4353; email at [email protected].
SUPPLEMENTARY INFORMATION: Throughout this document wherever ``we,''
``us,'' or ``our'' is used, we mean the U.S. EPA. The information in
this SUPPLEMENTARY INFORMATION section of this preamble is organized as
follows:
I. Executive Summary
II. Background and Legal Authority
A. Ozone Formation and Impacts
B. Sections 176A and 184 of the CAA and the OTR Process
C. Legal Standard for This Action
D. Previous Actions
E. The CAA Section 176A Petition From Maine
III. The EPA's Final Response to the CAA Section 176A Petition From
Maine
A. The EPA's Assessment of Maine's CAA Section 176A Petition
B. Public Comments
IV. Final Action To Grant Maine's CAA Section 176A Petition
V. Judicial Review and Determinations Under Sections 307(b)(1) and
307(d) of the CAA
VI. Statutory Authority
I. Executive Summary
The EPA is finalizing approval of a Clean Air Act (CAA) section
176A petition submitted by the state of Maine on February 24, 2020. In
the petition, Maine requested that the EPA remove the state of Maine
from the Ozone Transport Region (OTR) except for 111 towns and cities
comprising the Androscoggin Valley,\1\ Down East \2\ and Metropolitan
Portland \3\ Air Quality Control Regions, commonly referred to as the
``Portland and Midcoast Ozone Areas.'' Maine contended that emissions
from northern and eastern Maine do not significantly contribute to
ozone nonattainment in other states nor do they interfere with
maintenance of the ozone National Ambient Air Quality Standards (NAAQS)
in those Maine municipalities that would remain in the OTR. Therefore,
the state asserted that removing these areas from the OTR would not
degrade the air quality in Maine or in any other state. The petition
included monitoring data and technical analyses to support a
demonstration that the areas requested to be removed from the OTR are
in attainment with the ozone NAAQS and that emissions from these areas
do not significantly contribute to ozone nonattainment in any area of
the OTR. For the reasons detailed in this notice, the EPA is finalizing
approval of the petition on the basis that the portion of the state
requested to be removed from the OTR does not contribute to a violation
of any ozone standard in any area of the OTR, and that further control
of emissions from that portion of Maine will not significantly
contribute to the attainment of any ozone standard in any area of the
OTR.
---------------------------------------------------------------------------
\1\ 40 CFR 81.90 defines the Androscoggin Valley Interstate Air
Quality Control Region as Androscoggin County, Kennebec County, Knox
County, Lincoln County, Waldo County and parts of Franklin County,
Oxford County, Somerset County. Androscoggin Valley also includes
Cass County in the State of New Hampshire. Cass County is not
included in the scope of this petition and will remain in the OTR.
\2\ 40 CFR 81.181 defines the Down East Intrastate Air Quality
Control Region as Hancock County, Washington County and parts of
Penobscot County and Piscataquis County.
\3\ 40 CFR 81.78 defines the Metropolitan Portland Intrastate
Air Quality Control Region as Cumberland County, Sagadahoc County,
York County, and the towns of Brownfield, Denmark, Fryeburg, Hiram,
and Porter.
---------------------------------------------------------------------------
Section 176A(a) of the CAA provides the Administrator with the
authority to develop transport regions for particular pollutants where
the Administrator determines that interstate transport of air
pollutants from one or more states contributes significantly to
violations of air quality standards in one or more other states. In the
1990 CAA Amendments, Congress created the OTR by statute under CAA
section 184(a) to address the interstate transport of ozone pollution
in the Northeast and Mid-Atlantic regions of the United States (U.S.).
The creation of an interstate transport region requires
establishing a transport commission with representatives from each
state who make recommendations to mitigate interstate pollution. Model
rules and programs designed through the OTC (Ozone Transport
Commission) may be adopted by the individual states through their own
rulemaking processes. Under CAA section 184(c), the OTC may petition
the EPA to approve additional control measures to be applied within all
or part of the transport region. Maine seeks to remove portions of the
state from the OTR, thereby releasing those areas from OTC
recommendations and applicable control requirements established under
CAA section 184, effective 30 days after the date of publication of
this notice.\4\
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\4\ Existing State Implementation Plan (SIP)-approved controls
that were adopted by Maine due to its inclusion in the OTR will
remain in place unless and until Maine submits, and the EPA
approves, a SIP revision which includes a CAA section 110(1)
demonstration.
---------------------------------------------------------------------------
Section 176A(a)(1) of the CAA provides the Administrator with
authority to ``add any state or portion of
[[Page 7735]]
a state to any [transport] region . . . whenever the Administrator has
reason to believe that the interstate transport of air pollutants from
such state significantly contributes to a violation of the standard in
the transport region.'' Conversely, CAA section 176A(a)(2) allows the
Administrator to ``remove any state or portion of a state from [a
transport] region whenever the Administrator has reason to believe that
the control of emissions in that state or portion of the state . . .
will not significantly contribute to the attainment of the standard in
any area in the region.''
In making this final decision, the EPA reviewed the petition from
Maine, the public comments received, the relevant statutory authorities
and other relevant materials. Accordingly, the EPA grants the CAA
section 176A petition from Maine.
II. Background and Legal Authority
A. Ozone Formation and Impacts
Ground-level ozone causes a variety of negative effects on human
health, vegetation, and ecosystems. In humans, acute and chronic
exposure to ozone is associated with premature mortality and several
morbidity effects, such as asthma exacerbation. In ecosystems, ozone
exposure may cause visible foliar injury, decrease plant growth, and
affect ecological community composition. Ground-level ozone is not
emitted directly into the air. Rather, it is a secondary air pollutant
created by chemical reactions between nitrogen oxides (NOX)
and volatile organic compounds (VOCs) in the presence of sunlight.
These precursor emissions can be transported downwind directly or,
after transformation in the atmosphere, as ozone. As a result, ozone
formation, atmospheric residence, and transport can occur on a regional
scale (i.e., hundreds of miles).
The EPA has regulated ozone pollution and the precursor emissions
that contribute to ozone for the last five decades.\5\ Currently, there
are two NAAQS in effect for ozone.\6\ On March 12, 2008, the EPA
promulgated a revision to the ozone NAAQS, lowering both the primary
and secondary standards to 75 parts per billion (ppb).\7\ On October 1,
2015, the EPA lowered the primary and secondary standards to 70 ppb.\8\
---------------------------------------------------------------------------
\5\ Primary and secondary NAAQS were first established for
photochemical oxidants in 1971. 36 FR 8186 (April 30, 1971). In
1979, the EPA revised the NAAQS to change the indicator from
photochemical oxidants to O3 and to revise the primary
and secondary standards. 44 FR 8202 (February 8, 1979). In 2005, the
1-Hour Ozone NAAQS was revoked for all areas except the 8-Hour Ozone
nonattainment Early Action Compact (EAC) areas. 70 FR 44470 (June
15, 2005). In 1997, the EPA once again revised the primary and
secondary standards for ozone NAAQS. 62 FR 38856 (July 18, 1997). In
2015, the 1997 ozone NAAQS were revoked. 80 FR 12264 (March 6,
2015).
\6\ The 1997 ozone NAAQS were revoked in 2015. 80 FR 12264
(March 6, 2015).
\7\ See National Ambient Air Quality Standards for Ozone, Final
Rule, 73 FR 16436 (March 27, 2008).
\8\ See National Ambient Air Quality Standards for Ozone, Final
Rule, 80 FR 65292 (October 26, 2015).
---------------------------------------------------------------------------
In accordance with CAA section 107(d), the EPA designates areas as
``attainment'' (meeting the standard), ``nonattainment'' (not meeting
the standard) or ``unclassifiable'' (insufficient data to classify).
States with areas designated as nonattainment must develop and submit
SIPs to the EPA with the goal of attaining and maintaining the level of
the NAAQS by the applicable attainment deadline. In this way, the EPA
and states work collaboratively to establish and implement
nonattainment area planning requirements that are designed to bring
areas into attainment of the NAAQS by the applicable attainment
deadline. A key step in ensuring that areas attain and maintain ozone
NAAQS is to assess and understand the potential for ozone source
formation in a given area, including the potential for upwind states'
emissions to impact ozone formation in downwind states.
B. Sections 176A and 184 of the CAA and the OTR Process
Subpart 1 of part D of title I of the CAA provides the general plan
requirements for designated nonattainment areas. This subpart includes
provisions governing the development of transport regions to address
the interstate transport of pollutants that contribute to NAAQS
violations. In particular, section 176A(a) of the CAA provides that, on
the EPA's own motion or by a petition from the Governor of any state,
whenever the EPA has reason to believe that the interstate transport of
air pollutants from one or more states contributes significantly to a
violation of the NAAQS in one or more other states, the EPA may
establish, by rule, a transport region for such pollutant that includes
such states. The provision further provides that the EPA may add any
state or portion of a state to any transport region whenever the
Administrator has reason to believe that the interstate transport of
air pollutants from such state significantly contributes to a violation
of the standard in the transport region.
Section 176A(b) of the CAA provides that when the EPA establishes a
transport region, the Administrator shall establish an associated
transport commission, comprised of (at a minimum) the following: The
Governor or her or his designee of each covered state, the EPA
Administrator or a designee, the Regional EPA Administrator or a
designee, and an air pollution control official appointed by the
Governor of each state. The purpose of the transport commission is to
assess the degree of interstate transport throughout the transport
region and assess and recommend control strategies to the EPA to
mitigate such interstate transport.
Subpart 2 of part D of title I of the CAA provides plan
requirements specific to the ozone NAAQS. Consistent with CAA section
176A, found in subpart 1, subpart 2 includes specific provisions
focused on the interstate transport of ozone. CAA section 184(a)
establishes a single transport region for ozone--the OTR--comprising
the states of Connecticut, Delaware, Maine, Maryland, Massachusetts,
New Hampshire, New Jersey, New York, Pennsylvania, Rhode Island,
Vermont, and the Consolidated Metropolitan Statistical Area for the
District of Columbia, which includes certain portions of northern
Virginia. The Virginia counties and cities included in the OTR are
Arlington County, Fairfax County, Loudoun County, Prince William
County, Stafford County, Alexandria City, Fairfax City, Falls Church
City, Manassas City, and Manassas Park City.
Section 184(b) of the CAA establishes specific control requirements
that each state in the OTR is required to implement within the state,
including certain controls on sources of NOX and VOCs. These
control requirements are required to be implemented statewide in any
state included within the OTR, regardless of ozone attainment
status.\9\ Under CAA section 184(b)(1)(A), OTR states must include
enhanced vehicle emissions inspection and maintenance (I/M) programs in
their SIPs.\10\ Under CAA section 184(b)(2), major stationary sources
of VOCs in the OTR are subject to the same requirements that apply to
major sources in designated ozone nonattainment areas classified as
Moderate.\11\ Thus, the state must adopt
[[Page 7736]]
rules to apply nonattainment new source review (NNSR) and reasonably
available control technology (RACT) (pursuant to CAA section 182(b)(2))
provisions for major VOC sources. Under CAA section 184(b)(2) states
must also implement Stage II gasoline refueling vapor recovery
programs, incremental to vehicle Onboard Refueling Vapor Recovery
achievements, or measures that achieve comparable emissions reductions
for both attainment and nonattainment areas.\12\
---------------------------------------------------------------------------
\9\ We note that one exception to the statewide applicability of
these control requirements applies to Virginia, as only a portion of
that state is included within the OTR.
\10\ In the OTR, enhanced vehicle inspection and maintenance
programs are required in metropolitan statistical areas with a 1990
Census population of 100,000 or more.
\11\ Section 184(b)(2) of the CAA provides that, for purposes of
implementing these requirements, a major stationary source shall be
defined as any source that emits or has the potential to emit at
least 50 tons per year of VOCs.
\12\ See 72 FR 28772, May 16, 2012, Air Quality: Widespread Use
for Onboard Refueling Vapor Recovery and Stage II Waiver.
---------------------------------------------------------------------------
Section 182(f) of the CAA requires states to apply the same
requirements to major stationary sources of NOX as are
applied to major stationary sources of VOCs under subpart 2. Thus, the
same NNSR and RACT requirements that apply to major stationary sources
of VOC in the OTR also apply to major stationary sources of
NOX.\13\ CAA section 182(f) provides for a NOX
waiver, or an exemption to the NOX requirements, where the
Administrator determines that such NOX reductions would not
contribute to the attainment of the NAAQS in an area. Areas granted a
NOX waiver under CAA section 182(f) may be exempt from
certain requirements of the EPA's motor vehicle I/M program regulations
and from certain federal requirements of general and transportation
conformity.\14\
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\13\ See 57 FR 55622 (Nitrogen Oxides Supplement to the General
Preamble, published November 25, 1992).
\14\ As stated in the EPA's I/M (November 5, 1992; 57 FR 52950)
and conformity rules (60 FR 57179 for transportation rules and 58 FR
63214 for general rules), certain NOX requirements in
those rules do not apply where the EPA grants an areawide exemption
under CAA section 182(f).
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C. Legal Standard for This Action
The EPA proposed to interpret the key terms in CAA section
176A(a)(2) (i.e., ``control of emissions . . . will not significantly
contribute to the attainment of the standard'' and ``in any area in the
region'') within the context of and consistently with other parts of
the CAA that govern the interstate transport of ozone pollution, taking
into account relevant facts and circumstances and the EPA's past
approaches to addressing interstate ozone transport. Specifically,
because of CAA section 176A(a)(2)'s use of the phrase ``significantly
contribute to [ ] attainment,'' the EPA proposed to look to its prior
interpretations of the interstate pollution transport provision, often
referred to as the ``good neighbor'' provision, at section
110(a)(2)(D)(i)(I) of the CAA, and the 4-step interstate transport
framework the Agency has applied to analyze significant contributions
under that provision in various regional interstate transport rules, to
guide the Agency's analysis in determining whether Maine had met the
necessary condition for removal from the OTR.\15\ 86 FR 23312-13.
---------------------------------------------------------------------------
\15\ We note that we received a comment alleging that CAA
section 176A(a)(2) applies to Maine's petition by virtue of the
reference to that section in CAA section 184(a). We address that
comment below in the Responses to Comment section.
---------------------------------------------------------------------------
As such, we proposed to interpret the inquiry under CAA section
176A(a)(2) as permitting the EPA to remove a state or a portion of a
state from a transport region whenever the Administrator has reason to
believe that the state's continued inclusion in the transport region
will not be required for attainment in the transport region, i.e., that
the petitioning state is not significantly contributing to air quality
problems in the region and will not so contribute if the state is
removed from the OTR. We received no adverse comments on this aspect of
our interpretation, and we are therefore retaining this interpretation
for purposes of the final approval.
We also proposed an interpretation of the phrase ``control of
emissions in that state or portion of that state pursuant to this
section.'' The EPA proposed that ``controls'' refers to new controls
that would be required under CAA section 184(b) if the state or portion
of the state were to remain in the OTR, as opposed to controls that the
state has already adopted as required by the CAA due to its inclusion
in the OTR. We stated that interpreting ``controls'' in this manner
gives effect to the forward-looking nature of the provision, which asks
the Administrator to analyze whether removal of the state or portion of
the state from the OTR ``will'' have the effect of contributing to air
quality problems in any area in the OTR. We are finalizing this
interpretation.\16\
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\16\ One commenter asserted that the technical bases relied upon
by the Agency in its proposal were ``inadequate to the task'' of
analyzing Maine's petition, because those bases assumed the
continued application of existing OTR controls. We address that
comment in section III.B of this notice and in the Response to
Comments (RTC) document for this action. Another commenter asserted
that the EPA's interpretation of controls required us to articulate
how CAA section 110(l) demonstrations would be analyzed in the
future. We address that comment in Section III.B of this notice and
the RTC document for this action.
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We proposed to interpret CAA section 176A(a)(2)'s use of the phrase
``any area in the region,'' which we used to establish the geographic
scope of our significant contribution analysis, to mean all existing
areas in the OTR, including areas within the petitioning state. We also
took comment on an alternative interpretation wherein our analysis
would be limited to interstate impacts, as opposed to impacts within a
state's own borders. We received two comments supporting the broader
interpretation, i.e., that the phrase should be read to mean all areas
in the existing OTR. The EPA will continue to assume for purposes of
our final analysis that the phrase ``any area in the region'' includes
any areas within the State of Maine in addition to areas of the OTR
beyond Maine's borders. Because our analysis is that Maine's emissions
will not significantly contribute to any nonattainment receptors in the
OTR, including within its own borders, at this time we need not decide
whether it would be appropriate to adopt a narrower interpretation of
the phrase as limited to areas beyond the home state's borders.
In summary, we proposed to interpret CAA section 176A(a)(2) in a
manner consistent with the EPA's 4-step interstate transport framework,
and we retain that proposed interpretation for purposes of this final
action. Applying that framework to the question presented by CAA
section 176A(a)(2), we proposed to interpret the inquiry as requiring
the Administrator to identify whether there are ambient air monitoring
sites in the OTR that either are projected to be in nonattainment based
on modeling data, or potentially struggle with maintenance or are
currently violating the NAAQS based on monitored data, and whether the
area petitioned to be removed from the transport region contributes
below one percent of the NAAQS to those monitors. We retain that
interpretation for purposes of this final rule.
D. Previous Actions
Consistent with the 1990 CAA Amendments, nine Maine counties were
designated as nonattainment of the now-revoked 1979 1-hour NAAQS (0.12
parts per million (ppm)). York, Cumberland, Sagadahoc, Androscoggin,
Kennebec, Knox, and Lincoln Counties were classified as Moderate
nonattainment areas. Waldo and Hancock Counties were classified as
Marginal nonattainment areas.
Maine had two nonattainment areas under the now-revoked 1997 8-hour
ozone standard. The Portland Ozone Nonattainment area consisted of 56
cities and towns in York, Cumberland, and Sagadahoc Counties, along
with the town of Durham in Androscoggin County, and was classified as
Marginal
[[Page 7737]]
for the 1997 ozone standard. The Hancock, Knox, Lincoln, and Waldo
Counties Ozone Nonattainment Area (also known as the Midcoast area)
consisted of 55 coastal towns and islands in Hancock, Knox, Lincoln,
and Waldo counties and was designated as nonattainment under Subpart 1
for the 8-hour ozone standard. Maine was designated ``Attainment/
Unclassifiable'' statewide for both the 2008 and 2015 8-hour ozone
standards of 0.075 ppm and 0.070 ppm, respectively.
As previously discussed, Section 184(b) of the CAA established
certain control requirements that each state in the OTR is required to
implement within the state. Section 182(f) of the CAA Amendments allows
for the suspension of the OTR stationary source NOX
requirements based on a demonstration that additional NOX
reductions would not produce net ozone air quality benefits in the OTR.
Maine has petitioned for and has been granted the following CAA section
182(f) NOX waivers.
On December 26, 1995 (60 FR 66748), the EPA approved an exemption
request for the Northern Maine area from CAA section 182(f)
NOX requirements. This action exempted the Oxford, Franklin,
Somerset, Piscataquis, Penobscot, Washington, Aroostook, Hancock and
Waldo counties from the requirements to implement NOX
control measures for existing stationary sources, NNSR for new sources
and modifications that are major for NOX, NOX
RACT requirements, the NOX-related general conformity
provisions, and the NOX-related transportation conformity
provisions now contained in 40 CFR 93.119.\17\
---------------------------------------------------------------------------
\17\ Transportation and general conformity requirements only
apply in nonattainment areas and areas redesignated to attainment
with an approved CAA section 175A maintenance plan. See CAA section
176(c)(5). Transportation and general conformity do not apply in
attainment areas in the OTR.
---------------------------------------------------------------------------
On February 3, 2006 (71 FR 5791), the EPA approved a request for an
exemption for a similar area in northern Maine (specifically Aroostook,
Franklin, Oxford, Penobscot, Piscataquis, Somerset, Washington, and
portions of Hancock and Waldo Counties) under the 1997 ozone standard.
On July 29, 2014 (78 FR 43945), the EPA approved the state of
Maine's request for an exemption from the NOX requirements
contained in section 182(f) of the CAA for the entire state of Maine
for the 2008 ozone standard. The CAA does not provide a similar VOC
waiver process, and major stationary sources of VOC remain subject to
NNSR and RACT requirements throughout the entire state of Maine.
In addition to the NOX waivers under CAA section 182(f),
Maine requested and was granted an OTR restructuring with respect to
enhanced I/M requirements.\18\ (66 FR 1873; January 10, 2001) While the
Maine I/M rule did not meet all requirements of the EPA's final rule
for enhanced I/M, the EPA determined that the implementation of an
enhanced I/M program in Maine in place of the approved Maine I/M rule
would not significantly contribute to attainment in any other state in
the OTR.
---------------------------------------------------------------------------
\18\ The EPA's I/M rule was established on November 5, 1992 (57
FR 52950). The EPA made significant revisions to the I/M rule on
September 18, 1995 (60 FR 48035) and on July 25, 1996 (61 FR 39036).
Maine is subject to the requirements of the CAA for an I/M program
in the Portland, Maine area.
---------------------------------------------------------------------------
E. The CAA Section 176A Petition From Maine
On February 24, 2020, the state of Maine petitioned the EPA
pursuant to CAA section 176A(a)(2) for the removal of the state of
Maine from the OTR with the exception of the 111 towns and cities
listed in Table 1 comprising the Portland and Midcoast Ozone Areas.
Table 1--Maine Towns and Cities To Remain in the Ozone Transport Region
------------------------------------------------------------------------
-------------------------------------------------------------------------
Androscoggin County (includes only the following town): Durham.
Cumberland County (includes only the following towns and cities):
Brunswick, Cape Elizabeth, Casco, Cumberland, Falmouth, Freeport, Frye
Island, Gorham, Gray, Harpswell, Long Island, New Gloucester, North
Yarmouth, Portland, Pownal, Raymond, Scarborough, South Portland,
Standish, Westbrook, Windham, and Yarmouth.
Hancock County (includes only the following towns and cities): Bar
Harbor, Blue Hill, Brooklin, Brooksville, Cranberry Isles, Deer Isle,
Frenchboro, Gouldsboro, Hancock, Lamoine, Mount Desert, Sedwick,
Sorrento, Southwest Harbor, Stonington, Sullivan, Surry, Swans Island,
Tremont, Trenton, and Winter Harbor.
Knox County (includes only the following towns and cities): Camden,
Criehaven, Cushing, Friendship, Isle au Haut, Matinicus Isle, Muscle
Ridge Shoals, North Haven, Owls Head, Rockland, Rockport, St. George,
South Thomaston, Thomaston, Vinalhaven, and Warren.
Lincoln County (includes only the following towns and cities): Alna,
Boothbay, Boothbay Harbor, Breman, Bristol, Damariscotta, Dresden,
Edgecomb, Monhegan, Newcastle, Nobleboro, South Bristol, Southport,
Waldoboro, Westport, and Wiscasset.
Sagadahoc County (includes all towns and cities).
Waldo County (includes only the following town): Islesboro.
York County (includes only the following towns and cities): Alfred,
Arundel, Berwick, Biddeford, Buxton, Dayton, Eliot, Hollis, Kennebunk,
Kennebunkport, Kittery, Limington, Lyman, North Berwick, Ogunquit, Old
Orchard Beach, Saco, Sanford, South Berwick, Wells, and York.
------------------------------------------------------------------------
The Maine Department of Environmental Protection provided an
analysis purporting to demonstrate that Maine's emissions have an
insignificant effect on nonattainment for the 8-hour ozone NAAQS in
other states and in those areas in Maine that will remain in the OTR.
Maine's analysis consisted of modeling ``back trajectories'' for ozone
exceedance days in the 2016-2018 period recorded at monitoring
locations in southern New England and in Maine, the EPA's source-
apportionment modeling results and emissions-inventory data for Maine
and the OTR.\19\ A more detailed description of the technical analysis
included in Maine's petition can be found in Section V.A of the
proposal.
---------------------------------------------------------------------------
\19\ Back trajectory analyses use interpolated measured or
modeled meteorological fields to estimate the most likely central
path over geographical areas that an air parcel travels before
reaching a specific location at a given time.
---------------------------------------------------------------------------
III. The EPA's Final Response to the CAA Section 176A Petition From
Maine
A. The EPA's Assessment of Maine's CAA Section 176A Petition
On May 3, 2021, the EPA proposed to grant the CAA section 176A
petition from Maine (86 FR 23309). The EPA considered monitoring data,
technical demonstrations, and impacts to air quality control regimes in
the areas to be removed and proposed to grant Maine's petition on the
basis that the portion of the state requested to be removed from the
OTR does not contribute to a violation of any ozone standard in any
area of the OTR, and that further control of emissions from that
portion of Maine under CAA section 184 will not significantly
contribute to the attainment of any ozone standard in any area of the
OTR. The EPA's basis for this
[[Page 7738]]
final action to grant Maine's petition has not fundamentally changed
from the proposal. The EPA continues to believe that the portion of the
state requested to be removed from the OTR does not contribute to a
violation of any ozone standard in any area of the OTR, and that
further control of emissions from that portion of Maine will not
significantly contribute to the attainment of any ozone standard in any
area of the OTR.
In support of the EPA's decision to grant the petition, the EPA has
determined that all areas of the state proposed for removal from the
OTR have been designated in attainment of the ozone NAAQS since 2004,
and the entire state of Maine has been designated as in attainment with
the ozone NAAQS since 2007. Additionally, technical demonstrations from
Maine's Hybrid Single-Particle Lagrangian Integrated Trajectory
(HYSPLIT) back trajectory analysis, the EPA's ozone source
apportionment modeling, and emissions trends all indicate that
emissions from the areas requested to be removed from the OTR will not
significantly contribute to nonattainment or maintenance problems in
any area in the OTR, either within or outside the state of Maine, in
the foreseeable future. Furthermore, removing those areas from the OTR
will not result in unchecked relaxation of existing NOX and
VOC controls included in Maine's SIP or revoke permitted emissions
limits at existing facilities. For these reasons, the EPA believes that
a substantial increase in ozone precursor emissions resulting from this
action is highly unlikely in any area of Maine or the OTR. A full
description of the EPA's technical assessment can be found in Section
V.B. of the proposal. The EPA's full assessment of the provisions that
will be impacted as a result of granting the petition can be found in
Section IV.B of the proposal.
B. Public Comments
The EPA received 11 comments during the public comment period on
the EPA's proposal to grant Maine's petition. This section addresses
significant comments received regarding the need for future ozone
monitoring in the areas to be removed from the OTR, the potential for
final approval of the petition to increase ozone levels in the OTR, and
potential adverse impacts that could result if removing part of Maine
from the OTR were to increase ozone levels. The remaining comments are
addressed in a separate Response to Comments (RTC) document found in
the docket for this action.
I. Comments Regarding Future Monitoring
Comment: Several commenters note that there are no future plans to
monitor for ozone in the areas to be removed from the OTR, and that if
the decision to approve the petition is finalized, the EPA should
require future monitoring in those areas. One commenter asserts that
the Agency should require quarterly or bi-annual monitoring,
particularly in areas where there could be more industry development.
Another commenter asserts that the EPA should establish an assessment
plan to be carried out every few years to ensure that the ozone stays
within the acceptable range. One commenter notes that currently there
is limited monitoring in the areas to be removed from the OTR and that
weakening requirements for ozone precursor pollution controls in these
areas without ensuring that there is a monitoring system in place to
track changes in ozone formation resulting from that decision leaves
the EPA no way to determine what the impacts of this decision are.
Response: The EPA disagrees with commenters that there are no plans
for future ozone monitoring in the areas to be removed from the OTR and
disagrees that the monitoring system currently in place is insufficient
to inform the Agency's decision making on this petition. Maine's ozone
monitoring obligations as set out in 40 CFR part 58 are not impacted by
whether portions of the state are removed from the OTR. Minimum
monitoring requirements for ozone are based on Metropolitan Statistical
Areas/Consolidated Metropolitan Statistical Areas (MSA/CMSA)
population, and how close an area's design value concentrations of a
pollutant are to the NAAQS. In addition, every state is required to
have at least one NCore site that must measure ozone year-round.
Currently, there are 14 ozone monitoring sites operating in Maine with
eight monitoring sites located in the portion of the state proposed to
be removed from the OTR. Of these eight monitoring sites, one is
operated by the EPA's CASTNET program, and two are operated by
independent tribal nations. For these three monitoring sites, it is not
within the state's purview to consider discontinuation. Although
Maine's current ozone monitoring network already exceeds the minimum
regulatory requirements set out in 40 CFR part 58, according to 40 CFR
part 58.10, any modifications to Maine's current ozone monitoring
network must be proposed by Maine and approved by the EPA Regional
Administrator. In addition, every 5 years, Maine is required to submit
an assessment to the EPA to determine if its current monitoring network
``meets the monitoring objectives defined in appendix D to this part,
whether new sites are needed, whether existing sites are no longer
needed and can be terminated, and whether new technologies are
appropriate for incorporation into the ambient air monitoring
network.'' If, as commenters postulate, emissions of ozone precursors
were to increase substantially as a result of the approval of this
petition in an area that is not currently monitored, the location and
magnitude of new emissions sources could be evaluated at that 5-year
interval to determine whether their existence warrants additional ozone
monitors or any other modifications to the ozone monitoring network.
The EPA also notes that all ozone monitoring data in locations for
which the petition requests be removed from the OTR have 2020 design
values substantially below the current ozone NAAQS of 0.070 ppm. The
highest design value among these ozone monitors is 0.057 ppm. There is
no indication, and commenters have not cited evidence, that ozone
levels in areas of Maine away from the monitoring locations differ
substantially from those at the locations of the monitors.
Table 2--Table of 2018, 2019, and 2020 DVs for Monitoring Sites in ME With Non-Zero DVs
--------------------------------------------------------------------------------------------------------------------------------------------------------
2016-2018 2017-2019 2018-2020 Removed from
AQS site ID County name CBSA name Local site name DV DV DV OTR?
--------------------------------------------------------------------------------------------------------------------------------------------------------
230010014.................. Androscoggin.......... Lewiston-Auburn....... Durham Fire Station... 59 57 53 N
230031100.................. Aroostook............. ...................... Micmac Health Dept.... 51 51 51 Y
230039991.................. Aroostook............. ...................... Ashland............... 52 53 53 Y
[[Page 7739]]
230052003.................. Cumberland............ Portland.............. Cape Elizabeth Two 65 64 62 N
Lights.
230090102.................. Hancock............... ...................... Top of Cadillac 70 69 65 N
Mountain.
230090103.................. Hancock............... ...................... McFarland Hill........ 63 64 60 N
230112001.................. Kennebec.............. Augusta-Waterville.... Gardiner HS........... 62 60 55 Y
230130004.................. Knox.................. ...................... Marshall Point 63 61 60 N
Lighthouse.
230173002.................. Oxford................ ...................... Bethel Smith Farm Road 0 57 54 Y
230194008.................. Penobscot............. Bangor................ Summit of Rider Bluff. 57 56 55 Y
230290019.................. Washington............ ...................... Jonesport Public 61 60 57 Y
Landing.
230310038.................. York.................. Portland.............. West Buxton Fire Dept. 59 57 53 N
230310040.................. York.................. Portland.............. Shapleigh Ball Park... 61 60 56 Y
230312002.................. York.................. Portland.............. Kennebunkport......... 66 64 64 N
--------------------------------------------------------------------------------------------------------------------------------------------------------
II. Comments Regarding the Potential for This Action To Increase Ozone
Levels in the OTR, and Potential Adverse Impacts That Could Result if
Removing Part of Maine From the OTR Were To Increase Ozone Levels in
the OTR
Comment: One commenter asserts that Maine's petition does not
establish a ``reason to believe'' that all areas currently within the
OTR in Maine will not see significant additional ozone precursor
emissions due to the EPA's approval of Maine's request. The commenter
contends that the analyses relied on by Maine and the EPA are all based
on the continued application of existing OTR controls, including the
nonattainment new source review (NNSR) requirements and offsets. The
commenter states that the petition offers no information about expected
additional new or expanded existing sources in the area of Maine to be
removed from the OTR, nor does the petition assess what emissions
increases or ozone levels would be expected from allowing new or
expanded existing stationary sources without requiring Lowest
Achievable Emissions Rate for NOX and VOC emissions, and
providing offsets of at least 1.15:1. The commenter claims that the
EPA's failure to consider the consequences of approving Maine's
petition (i.e., the likely increase in new and modified industrial
sources in inland Maine and the accompanying increase in ozone
precursor emissions and in ozone concentrations) constitutes an abuse
of the EPA's discretion.
The commenter notes that, should Maine's ozone precursor emissions
increase, the state may experience nonattainment of the current 70 ppb
standard or of a more stringent standard. The commenter further asserts
that if ozone levels increase enough to trigger nonattainment status
(under the current standard or future standards), that would require
all nonattainment provisions to be reinstated, including OTR
requirements that have been waived on the basis that much of the state
is in attainment and create regulatory uncertainty for industry.
Furthermore, the commenter asserts that removing parts of the state
from the OTR will cause Maine to lose the mantle of ``clean hands.''
The commenter states that Maine's longstanding status in the OTR has
shown that the state ``did its part to ensure that areas within the
State and downwind are also clean'' but that leaving the OTR will
``eliminate that good neighbor behavior'' and ultimately be unfair to
other states in the OTR and their neighbors in Canada. The commenter
also points to maximum 8-hour average concentrations recorded during
the June 6-7, 2021, high ozone event in Maine and asserts that climate
change will exacerbate the problem of high ozone throughout the Mid-
Atlantic and Northeast states, and further contribute to high ozone
levels in Maine.
Multiple commenters also note that the proposal, if finalized,
could be harmful to health and the environment if emissions were to
increase as a result of approving the petition. One commenter notes
that some of the counties and cities that would be removed include
farmland and asserts that prolonged exposure to ozone would decrease
the growth and production of crops and lead to economic instability for
farmers in those areas. Another commenter states that the EPA failed to
address potential adverse effects of its action on plant and animal
life in parks, National Wildlife Refuges, and Wilderness Areas in
Maine, and asserts that the current secondary ozone standard is not
sufficiently protective of plants (including crops), trees, and
animals. The commenter also cites the adverse effects of ozone exposure
on the black cherry tree in Maine and on wilderness area ecosystems,
which the commenter cites as important for the carbon storage and other
climate benefits these areas provide. The commenter further asserts
that the EPA has failed to consider possible implications of its action
on air quality and regional haze at the coastal Moosehorn Baring and
Moosehorn Edmunds Wilderness Areas in Washington County, or in the
downwind Roosevelt-Campobello International Park, all U.S. Class I
areas.
Response: The EPA does not agree that there is insufficient
information to finalize the approval of Maine's request. The analytical
information described in the proposal first identified air quality
monitors located in the OTR that either measured elevated ozone
concentrations or were projected to have design values that violated
the NAAQS or struggled to maintain the NAAQS. The analyses then used a
HYSPLIT trajectory model and photochemical source apportionment
modeling to identify whether Maine contributed to those problem
monitors. We acknowledge that this information did not attempt to
speculate what sources might locate in Maine or make modifications
based on the regulatory changes that would result from this final
action (in particular, as raised by commenter, the change from NNSR
[[Page 7740]]
requirements to prevention of significant deterioration (PSD)
requirements). However, other information in the record, including
current ozone concentrations in the state and projected emissions
trends, informs the EPA's determination that the portion of the state
requested to be removed from the OTR does not contribute to a violation
of any ozone standard in any area of the OTR, and that further control
of emissions from that portion of Maine will not significantly
contribute to the attainment of any ozone standard in any area of the
OTR. All areas of the state proposed for removal from the OTR have been
designated in attainment of the ozone NAAQS since 2004, and the entire
state of Maine has been designated as in attainment with the ozone
NAAQS since 2007. Our evaluation of emissions trends and applicability
of other existing regulatory control programs that would still apply to
the areas removed from the OTR, discussed in more detail below,
indicate that a substantial increase in ozone precursor emissions
resulting from this action is highly unlikely.
To begin, the projected emissions in Maine indicate steep declines
in emissions of ozone precursors associated with on-the-books emissions
controls, including mobile source controls that will continue to
provide emissions reductions throughout the entire State regardless of
whether portions of the state remain in the OTR or are removed from the
OTR. Emissions trends of ozone season NOX and VOC in the
counties to be fully removed from the OTR are provided in Table
3.20 21 The data indicate that NOX and VOC
emissions will continue to trend downward in these counties, primarily
due to reductions in onroad mobile sources. For the counties to be
fully removed from the OTR, the emissions of ozone season
NOX from onroad mobile sources are projected to decline by
70 percent from 2016 to 2032, as compared to 22 percent for other
anthropogenic source sectors. Emissions of VOCs from onroad mobile
sources in the counties to be fully removed from the OTR are projected
to decline by 53 percent from 2016 to 2032, as compared to 34 percent
for other anthropogenic source sectors.
---------------------------------------------------------------------------
\20\ Trends in NOX and VOC for individual source
sectors for each county in Maine can be found in the docket for this
rule.
\21\ The development of emissions data for 2016, 2023, and 2032
is described in the 2016v2 North American Emissions Modeling
Platform, https://www.epa.gov/air-emissions-modeling/2016v2-platform.
Table 3--Ozone Season NOX and VOC Emissions in Counties To Be Fully Removed From the OTR
----------------------------------------------------------------------------------------------------------------
2016 2023 2032
----------------------------------------------------------------------------------------------------------------
NOX:
Onroad Mobile............................................... 3,318 1,581 990
Other Sectors............................................... 6,712 5,525 5,212
-----------------------------------------------
Total................................................... 10,030 7,106 6,202
----------------------------------------------------------------------------------------------------------------
VOC:
Onroad Mobile............................................... 1,058 670 499
Other Sectors............................................... 7,439 5,527 4,883
-----------------------------------------------
Total................................................... 8,498 6,197 5,381
----------------------------------------------------------------------------------------------------------------
On the books mobile source controls include: Control of Air
Pollution From Motor Vehicles: Tier 3 Motor Vehicle Emission and Fuel
Standards (See 79 FR 23414, April 28, 2014); Control of Air Pollution
from New Motor Vehicles: Heavy-Duty Engine and Vehicle Standards and
Highway Diesel Fuel Sulfur Control Requirements (See 66 FR 5002,
January 18, 2001); and Control of Emissions of Air Pollution From
Nonroad Diesel Engines and Fuel (See 69 FR 38958, June 29, 2004). If
additional national mobile source rules are adopted and implemented in
the future, those will also provide emissions reductions throughout the
entire state regardless of OTR status.
As noted at proposal, Maine's current modeled contributions to
nonattainment or maintenance issues anywhere in the OTR are also
relevant. The state's highest modeled contribution to any receptor in
the OTR that is expected to struggle with attainment or maintenance of
the 2015 ozone NAAQS is only 0.01 ppb, i.e., 0.01 percent of the 70 ppb
standard. This suggests that the ozone contribution from anthropogenic
ozone precursor emissions in Maine would have to increase by a factor
of 70 for Maine to potentially contribute above the one percent
threshold to an existing or projected nonattainment or maintenance
problem in the OTR. This observation is made merely to provide an
indication of the general magnitude of emissions increases from Maine
that would be needed for existing trends in improving air quality to be
halted and reversed to the extent that such an increase may create new
air quality problems closer to, or within, Maine. We cannot predict
what emissions increases or ozone levels would be expected based on
regulatory changes associated with the EPA's approval of Maine's
request. But the existing baseline of our analysis of Maine's emissions
to other states informs our judgment that it is not reasonable to
expect emissions increases on this scale or anything like it.
As also discussed in the proposal, we recognize that by approving
Maine's request there would be consequent changes to the New Source
Review (NSR) preconstruction permitting program in the state. However,
while commenter is correct that lowest achievable emission rate (LAER)
and the 1.15:1 emissions offset requirements would no longer apply to
new major stationary sources and major modifications in the areas of
the state being removed from the OTR, it is not the case these new and
modified sources could construct without any regulatory safeguards in
place.
Specifically, the areas being removed from the OTR will be subject
to Maine's PSD and minor NSR permitting requirements for ozone
precursors, NOX and VOC. Both the PSD and minor NSR
permitting programs require that permitting authorities assess the
impact of the proposed emissions increases from new and modified
sources on the applicable NAAQS, as required by CAA sections
165(a)(3)(B) and 110(a)(2)(C), prior to construction. The PSD program,
which will apply to major stationary sources and major modifications in
the areas removed from the OTR, requires a
[[Page 7741]]
control technology review, called Best Available Control Technology
(BACT), and an air quality analysis to demonstrate that the proposed
new or modified emissions source will not cause or contribute to a
violation of any NAAQS or PSD increment. Like LAER, BACT is a case-by-
case decision for the facility and examines state-of-the-art pollution
controls, although for BACT, the permitting authority considers the
energy, environmental, and economic impacts and other costs, that are
not considered in LAER determinations. However, depending on the type
of facility and the cost effectiveness of controls, or other factors,
there may not always be significant differences between the level of
control that would be required under BACT versus LAER.
Moreover, for much of the area being removed from the OTR in Maine,
the change from LAER to BACT for NOX for new and modified
sources is not new. As discussed in the proposal, Maine has applied for
and obtained NOX waivers under CAA section 182(f) for nearly
every ozone standard (all except the most recent 2015 ozone NAAQS). See
86 FR 23315. Consequently, for the 1979 1-hour, 1997 8-hour, and 2008
8-hour ozone NAAQS, many of the counties at issue in this action were
exempt from requirements to implement NNSR for new sources and
modifications that are major for NOX, NOX RACT
requirements, the NOX-related general conformity provisions,
and the NOX-related transportation conformity provisions.
Id. With these waivers in place, with respect to NSR, new sources and
modifications were therefore already subject to BACT for NOX
control, as they will be with finalization of this rule. For minor NSR
sources and modifications in areas being removed from the OTR, the
permitting requirements also will not change. These smaller new sources
and modifications will continue to be subject to Maine's minor NSR
permitting program, which does not have different requirements based on
a location's attainment status. An important feature of Maine's minor
NSR program is that its control technology standard is also BACT, so it
applies the same control review that Maine requires for larger sources
that are subject to PSD. (This is more stringent than federal
requirements, since neither the CAA nor the EPA's regulations specify a
minimum control requirement for minor NSR permits.) In addition,
Maine's minor NSR program requires air quality impact analyses for new
minor sources and minor modifications if their emissions exceed 50 tons
per year of NOX, and Maine can require air quality analyses
even for permits under 50 tons per year of NOX. Finally,
granting Maine's petition does not materially alter opportunities for
public involvement in the permitting process, as Maine's permitting
regulations contain procedures for the opportunity for public
participation for permitting actions for both major and minor
stationary sources under their minor NSR, PSD, and NNSR permitting
regulations.
Consequently, it is not the case that the changes associated with
NSR requirements resulting from the removal of the areas from the OTR
are as drastic as commenter suggests. For VOCs, NNSR requirements will
be replaced by PSD for sources subject to major NSR, and the PSD
program has already long been the primary set of controls for new or
modified sources for NOX in much or all of Maine under the
state's CAA section 182(f) NOX waivers for every ozone
standard except the 2015 ozone NAAQS. Furthermore, the minor NSR
program will continue to apply BACT and, in many cases, an air quality
assessment to smaller sources seeking permits to construct. Therefore,
even though we cannot precisely predict whether and to what extent
emissions will increase as a result of sources choosing to construct or
modify in the area to be removed from the OTR, the information we have
does not indicate that emissions will drastically increase, as they
would likely need to do in order to have significant impacts on
nonattainment in any area of the OTR. The projected ongoing downward
emissions trends are due primarily to national mobile source measures
that will continue to take effect, and new and modified stationary
sources will be subject to PSD BACT for NOX controls, which
has already been the primary regulatory regime for much of the area
being removed from the OTR for decades.
Because the EPA does not agree that it is reasonable to assume
drastic emissions increases as a result of the final action, we also do
not think it is reasonable to assume that the health, environmental,
and relational \22\ consequences raised by commenters would come to
pass. As indicated in Table 2, all air quality monitors in the areas of
Maine that are being removed from the OTR are not only meeting the
current 70 ppb 2015 ozone NAAQS; these monitors are all 10 or more ppb
below the 70 ppb NAAQS. Further, health and environmental effects of
air pollution are addressed in the NAAQS setting and revision process
rather than in the implementation of the NAAQS. CAA section 109
requires the EPA to set the primary NAAQS at a level to protect the
public health with an adequate margin of safety, and the secondary
NAAQS at a level to protect public welfare from any known or
anticipated adverse effects. In assessing impacts to public welfare,
the EPA looks at damage to trees and crops. Given the level of Maine's
contributions to any nonattainment or maintenance problems in the OTR
and given the current air quality at the monitors located in the
portions of the state to be removed from the OTR, it is not necessary
to separately analyze in the first instance each of the potential
public health and welfare consequences commenters raise concerns about.
These concerns are not enumerated as factors the Agency must consider
under CAA section 176A(a)(2), and all are premised on commenters'
speculation--with which we disagree--that ozone precursor emissions in
Maine will drastically increase as a result of the regulatory changes
associated with this action.
---------------------------------------------------------------------------
\22\ With respect to commenter's concern that Maine's partial
removal from the OTR would interfere with its ``clean hands''
reputation or its relationship to other states and Canada, we note
that under the cooperative federalism structure of the Act, that is
a consideration for the state rather than the EPA. Under CAA section
176A(a), the Governor of a State may submit a petition to be removed
or partially removed from a transport region, and the EPA must act
on it.
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In addition to the factual circumstances above that support the
EPA's determination that emissions are not likely to increase
drastically as a result of this action, we also note that the CAA's
other structural requirements and protections will continue to apply in
Maine. Any revisions to Maine's SIP would be subject to CAA section
110(l) anti-backsliding requirements.\23\ If the EPA revises the ozone
standard in the future, any area determined to be violating that
standard will be designated nonattainment with the attendant CAA
requirements associated with that designation. Similarly, the issuance
of any new NAAQS will also trigger Maine's obligation to submit a SIP
addressing its significant contributions to nonattainment or
interference with maintenance in any other state under CAA section
110(a)(2)(D)(i)(I). And finally, CAA section 184 and CAA section 176A
clearly provide that the EPA retains its authority to revise membership
of the OTR whenever the EPA has ``reason to believe'' a state or
portion of a state is
[[Page 7742]]
significantly contributing to nonattainment.
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\23\ The granting of this petition is not itself a revision to
Maine's SIP, and all EPA-approved elements of the state's SIP remain
in place and enforceable.
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III. Comments Regarding Consistency With CAA Section 184
Comment: One commenter asserts that the EPA misapplies the Chevron
doctrine in its statutory interpretation by failing to discuss CAA
section 184(a), which applies the removal and addition procedures of
CAA section 176(a)(1) and (a)(2) to the OTR, ``except to the extent
inconsistent with the provisions of this section.'' The commenter
claims that the proposal to remove portions of Maine is inconsistent
with CAA section 184(b)(1)(B), which it interprets to require state-
wide implementation of RACT for sources covered by a CTG, regardless of
whether that portion of the state is in the OTR, because if the EPA's
proposal were finalized, Maine would only be required to have CTG RACT
for those sources in the portions of the state remaining in the OTR.
The commenter also claims that the proposal is inconsistent with CAA
section 184(d), because that provision instructed the EPA to promulgate
criteria for purposes of determining the contribution of sources in one
area to concentrations of ozone in other areas that are nonattainment
for ozone. The commenter asserts that because the EPA never promulgated
such criteria, the EPA cannot grant Maine's petition. Moreover, the
commenter argues that the EPA cannot claim that it used the best
available air quality modeling techniques and best available data in
its proposal, because ``[t]he determination here does not use OSAT/
APCA. Instead, it relies on weaker analyses: HYSPLIT back-trajectories
and emissions trends.'' With respect to air quality monitoring, the
commenter states that it is ``implausible'' that the EPA's promulgated
air quality monitoring network requirements satisfy the requirement in
section 184(d) to use the ``best available'' air quality monitoring
techniques. Finally, the commenter states that the EPA cannot claim
that it is using the ``best available'' monitoring data for its
proposal because more current data for all OTR states are available and
argues that the EPA has provided no basis in its record that the ozone
monitoring network criteria have been met.
Response: The commenter is correct that CAA section 176A(a)(2)
governs the Agency's action on Maine's request to remove part of its
state from the OTR by virtue of CAA section 184(a)'s application of
176A(a)(2) to states in the OTR. However, we disagree with the
commenter that granting Maine's request is ``inconsistent with the
provisions of'' CAA section 184. We respond to each of the commenter's
assertions on this point in turn.
The commenter contends that to be ``consistent'' with CAA section
184, whenever approving the removal of any portion of a state from the
OTR under CAA section 176A(a)(2), the EPA would need to clearly require
the state to prepare SIP submissions and require implementation of RACT
for all sources of VOCs covered by a CTG throughout the entire state,
regardless of whether those sources are located in the portions of the
state located in the OTR. The commenter claims that ``the plain
language of section 184(b)(1)(B)'' requires this by virtue of the
reference in that provision to the ``state'' rather than to the area of
the state in the OTR. We do not agree. We think the statutory context
and legislative history support the EPA's longstanding interpretation
that the CAA section 184(b) SIP requirements for the OTR apply only
within the OTR, and not in the portions of a state that are outside the
region. We recognize that CAA section 184(b)(1)(B) could be read, as
the commenter suggests, to impose VOC CTG RACT requirements statewide,
even for sources that are not in the portions of states that are in the
OTR. But we do not think this is the only, or even a better, reading of
the statute.
First, the vast majority of the jurisdictions comprising the OTR
are entire states--of the 13 entities that make up the OTR (including
the District of Columbia), 12 have their entire jurisdiction in the
region. Only Virginia, of which a very small portion of the state is in
the ``Consolidated Metropolitan Statistical Area that includes the
District of Columbia,'' did not have its entire state boundary included
in the OTR. It is therefore not surprising that in CAA section
184(b)(1)(B), the statute would use the term ``all sources . . . in the
State'' to describe the extent of the VOC RACT requirement even if what
was intended was that the OTR requirements would apply only within the
OTR.
Second, the last sentence of CAA section 184(b) defines the
threshold for major stationary sources ``[f]or purposes of this
section'' and states that such sources are subject to the requirements
that would apply ``if the area'' was classified as a Moderate ozone
nonattainment area (emphasis added). This requirement, which imposes
Moderate area requirements--including NOX RACT for major
stationary sources--applies only to those areas of a state which are in
the OTR. Commenter's interpretation would therefore mean that Congress
imposed a system of OTR controls that required statewide stationary
source obligations for VOC CTG RACT but OTR-specific obligations for
all other major stationary source requirements and I/M. We think it
very unlikely that Congress would have set up a bifurcated approach in
which stationary sources would be subject to some OTR requirements but
not others, with no explanation in the legislative history (see below).
Third, as the commenter notes, the EPA has been interpreting the
OTR requirements in CAA section 184(b) to apply only to areas within
the OTR since the 1990 Amendments were passed, and in the intervening
30 years, Congress has never indicated that the Agency's interpretation
was incorrect. See 57 FR 13527, n.10 (April 16, 1992) (``Each state in
a transport region must adopt VOC RACT regulations for sources located
within that portion of the State included in a transport region[.]'');
id. (``EPA interprets section 176A as establishing a process whereby a
portion of a State can be removed from the region and exempted from the
requirements[.]'').
Fourth, we do not agree with the commenter that a comparison of the
drafting of CAA sections 184(b)(1)(A) and (B) demonstrates that
statewide CTG RACT is compelled regardless of OTR boundaries. The
commenter emphasizes the statute's use of the term ``areas'' in CAA
section 184(b)(1)(A) to assert that Congress could have used the term
``areas'' in CAA section 184(b)(1)(B) had it intended to limit CTG RACT
requirements to only those areas of a state that are within the OTR.
But there is a more natural reason for the use of the term ``areas'' in
CAA section 184(b)(1)(A)--that provision on its face is a requirement
designed specifically for urban areas that experience relatively higher
volumes of mobile sources. The provision states ``that each area in
such State that is in an ozone transport region, and that is a
metropolitan statistical area or part thereof with a population of
100,000 or more . . .'' are subject to enhanced vehicle inspection and
maintenance requirements. The use of the term ``area'' in that
provision naturally flows from the fact that this requirement is
limited to metropolitan areas and linguistically fits with the second
clause of the sentence--``and that is a metropolitan statistical
area.'' This reason for the use of the term ``area'' in CAA section
184(b)(1)(A) is at least as plausible as the reasoning commenter puts
forth. Commenter's argument would have it that Congress intended--
without any other indication in the statute or legislative history--to
require
[[Page 7743]]
just one of the OTR requirements to apply statewide, regardless of OTR
status, while all other requirements in CAA section 184(b) are limited
only to that area of the state in the OTR.
Fifth, adopting commenter's interpretation would also undercut the
purpose of the authority granted to the EPA in CAA section 176A(a)(1)
and (2) to add or remove portions of a state to the OTR. If one of the
major, substantive OTR requirements applies statewide, without regard
to which portions of that state were in the OTR or not, there would be
little purpose to providing the Agency with the authority to tailor the
boundaries of the OTR not to include entire states. While commenter may
view the authority to tailor transport region boundaries as somehow
``inconsistent'' with CAA section 184, Congress did just that when it
included only the northern portion of Virginia in the OTR by statute,
in CAA section 184.
We also do not think the legislative history supports commenter's
interpretation. Nothing in the House Report accompanying the Amendments
suggests Congress intended OTR requirements to be imposed outside of
the OTR (e.g., application of VOC CTG RACT in the entire state of
Virginia, as opposed to the portion of the state within the OTR). That
would have been a drastic departure from the overall structure of CAA
sections 176A and 184 about which we do not think Congress would have
been silent. There are also two amendments Congress considered that may
shed light on whether Congress was contemplating a state's inclusion in
the OTR as being the operative condition (commenter's interpretation)
or whether the actual inclusion of an area in the OTR was the operative
condition for imposing OTR requirements (the EPA's interpretation).
During the development of the 1990 Amendments, Congress considered
creating a special permit program for small sources. In delineating the
small sources that would need such a program, Congress identified those
``located within a nonattainment area, ozone transport area, or subject
to a standard under section 112 consistent with the other provisions of
this title.'' H.R. Rep. 101-490 (May 17, 1990) (see Sec. 407) (emphasis
added). Similarly, in drafting a version of the NOX waiver
provision that was ultimately adopted in CAA section 182(f), Congress
contemplated two types of determinations under which major stationary
source plan provisions would not apply for major stationary sources of
NOX--one type of determination for non-OTR areas and a
different type of determination for OTR areas. While these provisions
were not ultimately adopted in the 1990 Amendments, they shed light on
what the legislative drafters considered to be the operative trigger
for the application of requirements: In neither of these provisions
does the drafted language suggest that a source's location within a
state that was in the OTR to be the trigger; instead, both drafts
suggest an intent that being in the OTR was the condition upon which
the difference in the waiver requirements would hinge.
Finally, commenter does not offer any coherent policy rationale for
its interpretation of CAA section 184(a)(1)(B). As explained
previously, under this interpretation, RACT for sources of VOCs covered
by a CTG would apply statewide for any state if any portion of that
state is in the OTR. But under the last sentence of CAA section 184(b),
RACT for major stationary sources of NOX only applies in the
areas of a state within the OTR. The EPA has previously explained that
``authoritative assessments of ozone control approaches have concluded
that VOC reductions are generally most effective for addressing ozone
locally, including in dense urbanized areas and `immediately downwind.'
'' 82 FR 51238, 51248 (November 3, 2017) (citing 82 FR 6517; 76 FR
48222; and 63 FR 57381). Further,
The EPA continues to believe that NOX emission
reductions strategies are more effective than VOC reductions in
lowering ozone concentrations over longer distances. The EPA
believes that regional ozone formation is primarily due to
NOX, but VOCs are also important because VOCs influence
how efficiently ozone is produced by NOX, particularly in
dense urban areas. Reductions in anthropogenic VOC emissions will
typically have less of an impact on the long-range transport of
ozone, although these emissions reductions can be effective in
reducing ozone in nearby urban areas where ozone production may be
limited by the availability of VOCs. Therefore, a combination of
localized VOC reductions in urban areas with additional
NOX reductions across a larger region will help to reduce
ozone and precursors in nonattainment areas, as well as downwind
transport across the eastern U.S. 82 FR 51238.
Commenter's interpretation thus runs contrary to the EPA's
longstanding understanding of how to most effectively reduce ozone
levels: If any ozone precursor should be reduced on a broader
geographic scale, it should arguably be NOX, not VOCs. But
commenter's rendering of the statute would produce the opposite result,
imposing VOC-reduction requirements on a broad geographic scale beyond
the borders of the OTR, while NOX RACT is limited to the OTR
itself.
We also do not agree with the commenter's assertion that granting
Maine's petition would not be ``consistent'' with CAA section 184
because the EPA did not promulgate criteria precisely according to CAA
section 184(d). We do not think this is a reasonable way to read the
intersection of the statutory provisions at issue, particularly
because, contrary to commenter's assertion, the EPA has substantively
satisfied Congress' aims in CAA section 184(d), both in general, and
with respect to its analysis of Maine's request. CAA section 184(d)
required the EPA, not later than 6 months after November 15, 1990, to
``promulgate criteria for purposes of determining the contribution of
sources in one area to concentrations of ozone in another area which is
a nonattainment area for ozone. Such criteria will require that the
best available air quality monitoring and modeling techniques be used
for purposes of making such determinations.''
The EPA may not have issued a rule expressly addressing CAA section
184(d) by June 1991, but it is simply not the case that the Agency has
not issued and continually updated criteria for the purposes of
determining how upwind contributions affect downwind ozone air quality.
The EPA has issued multiple rules related to the interstate transport
of ozone under CAA section 110(a)(2)(D)(i)(I), and for each of these
rules, the Agency has put forth its criteria for determining linkages
and contributions between upwind areas and downwind air quality
problems (both for areas in nonattainment, per CAA section 184(d), but
also for areas that may be meeting the NAAQS but could face problems
maintaining the standards). In each of these transport rules, the
Agency has used quality-assured, certified air quality monitoring data
and state-of-the-science air quality modeling.\24\
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\24\ See, e.g., Air Quality Modeling Technical Support Document
for the NOX SIP Call, September 23, 1998 (explaining the
EPA's use of two types of modeling to assess interstate
contributions--state-by-state zero-out modeling using UAM-V and
state-by-state source apportionment modeling using CAMx APCA),
available at https://www.epa.gov/sites/default/files/2020-10/documents/nox_sip.pdf; Air Quality Modeling Final Rule Technical
Support Document, June 2011 (setting forth the EPA's use of source
apportionment techniques in CAMx air quality modeling to quantify
interstate contributions), available at https://www.epa.gov/sites/default/files/2017-06/documents/epa-hq-oar-2009-0491-4140.pdf; Air
Quality Modeling Technical Support Document for the Final Revised
Cross-State Air Pollution Rule Update, March 2020 (reiterating the
EPA's use of the OSAT/APCA technique in CAMx air quality modeling),
available at https://www.epa.gov/sites/default/files/2021-03/documents/air_quality_modeling_tsd_final_revised_csapr_update.pdf.
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[[Page 7744]]
The commenter acknowledges the body of work the EPA has developed
with respect to assessing interstate contributions using air quality
modeling in these transport rules, but erroneously claims that those
techniques and expertise were not used in the proposed action. Agreeing
that the Ozone Source Apportionment Technology (OSAT)/Anthropogenic
Precursor Culpability Assessment (APCA) technique in the CAMx air
quality model is an ``available'' tool and noting that the EPA has
previously identified this technique to be an appropriate tool for
quantifying interstate air quality contributions, the commenter states,
``The [proposed] determination does not use OSAT/APCA. Instead, it
relies on weaker analyses: HYSPLIT back-trajectories and emissions
trends.'' This is simply incorrect. In its proposal analyzing Maine's
request, the EPA used the same source apportionment modeling techniques
employed by all of the transport rules. The EPA additionally looked at
back trajectories under HYSPLIT and analyzed relevant emissions
inventory data. We also do not agree with the commenter's contention
that the EPA's proposal cannot move forward because it relied on
``stale'' monitoring data, which it claims cannot be the ``best
available.'' We note that CAA section 184(d) requires the use of ``the
best available air quality monitoring and modeling techniques''
(emphasis added). We do not read this provision to prohibit the Agency
from moving forward with an action if newer data became available or
certified shortly before issuance of that action; and in any case, the
Agency considered up-to-date monitoring data in the context of its
proposal and for this final action.
IV. Comments Regarding Exempting an Area of the OTR From OTR
Requirements for Future Ozone Standards
Comment: One commenter asserts that the EPA cannot exempt an OTR
area from OTR requirements for future ozone standards. The commenter
states that under the plain text of CAA section 176A(a), the
establishment of a transport region as well as the addition and removal
of a state or portion of a state from that region is based on a
demonstration with respect to a particular standard (emphasizing the
statute's use of the term ``the standard''). The commenter further
argues that even if the statute is ambiguous, that it is arbitrary and
capricious to remove a state from the OTR with respect to a future
standard when the EPA does not know when that standard will be
promulgated, what its level will be, and whether the subject area will
exceed the contribution threshold for that standard. The commenter
states that because the EPA's assessment of nonattainment and
maintenance issues is tied to particular ozone standards, the EPA may
not exempt areas from future ozone standards.
Response: The EPA does not agree with the commenter that CAA
section 176A(a)(1) and (2)'s reference to ``the standard'' requires a
reading of the Act such that the EPA's addition or removal of a state
or portion of a state from the OTR must be specific only to one ozone
standard. Such a reading is contrary to the larger statutory context
and design, and is not compelled by the language of the Act. The EPA
has interpreted the establishment of ozone transport regions, including
the Congressionally created OTR in CAA section 184(a), to endure across
updates to the NAAQS. We have never interpreted the Act to require a
new reconstitution of an OTR specific to each NAAQS. Implementing the
Act in the way that commenter suggests is required would mean that
states would be added or removed, but only as to specific standards,
and so a region could be a patchwork of states subject to different
requirements depending on whether they were added or removed as to
certain NAAQS for that CAA.
The commenter ignores the other references to the NAAQS present in
CAA section 176A and section 184, which as the commenter notes, cross-
references section 176A and governs the substantive requirements that
apply to OTR states and other states designated in an ozone transport
region. In CAA section 176A(a), the statute provides that ``whenever .
. . the Administrator has reason to believe'' that interstate transport
of pollutants contributes significantly to a violation of ``a national
ambient air quality standard,'' the Administrator may establish a
transport region for ``such pollutant'' that includes the involved
states (emphasis added). The language governing the timing of an
establishment of an OTR is therefore not tied to the promulgation of a
NAAQS (unlike, for example, states' obligations to update their SIPs to
address CAA section 110(a)(2)(D)(i)(I) interstate transport obligations
within 3 years of the promulgation of a standard). Further, the basis
for creating a transport region is the Administrator's belief that
there is significant contribution to a violation of ``a'' NAAQS, not
one particular NAAQS. That section also makes clear that the
establishment of the transport region is for ``such pollutant,'' not
such standard. The statutory language and structure comports with the
EPA's longstanding interpretation of a transport region being
established and existing across updates to a standard. Section 184
similarly references the establishment of transport regions ``for
ozone'' (see, e.g., CAA section 184(a), section 184(b)(1), section
184(c)(1)).
We do not agree that it is arbitrary and capricious to remove a
state or portion of a state from general transport region obligations
when they have met the required showing under CAA section 176A(a)(2)
based on the NAAQS in effect at the time of the action. If, under a
future ozone standard the EPA finds that there is significant
contribution from Maine or other states to a violation of that
standard, CAA section 176A(a)(1) clearly provides authority for the EPA
to add such state or portion of a state to a transport region. Further,
commenter's argument on this point would reduce CAA section 176A(a)(2)
to a nullity. Effectively, no state or portion of a state could ever be
removed from a transport region because there is always the
hypothetical chance that the Agency will promulgate some more stringent
NAAQS in the future and would be unable to evaluate transport without
knowing what that standard is. The Congress that enacted CAA section
176A(a)(2) could not have intended this result.
V. Comments Regarding Environmental Justice
Comment: Two commenters contend that the EPA failed to consider
environmental justice. One commenter contends that the EPA failed to
consider Executive Order 12898 and notes that the EPA's EJSCREEN tool
shows that there are potentially impacted environmental justice
communities in Maine and other nearby states. The commenter contends
that the counties where the EPA proposes to allow more emissions are
also home to low-income households, and, in some instances, also tribal
communities. The commenter points out that the areas the EPA proposes
to remove from the OTR include populations that are sensitive to ozone
pollution (the elderly, children and adults active outdoors, and people
with asthma and other respiratory diseases). In particular, the
commenter notes that Maine has a higher incidence of asthma among
adults (11.2 percent) compared to the national average (7.7 percent),
and that certain counties such as Androscoggin County, most of which is
to be removed from the OTR, has an
[[Page 7745]]
even higher incidence (14 percent of all county residents between 2011-
2014). Another commenter suggests that the EPA's action may contravene
the CAA's purpose, set out in CAA section 101(b)(1), to assure that air
quality is protected and enhanced while supporting the productive
capacity of all regions in the country.
Response: Under Executive Order (E.O.) 12898, the EPA is directed,
to the greatest extent practicable and permitted by law, to make
environmental justice (EJ) part of its mission by identifying and
addressing, as appropriate, disproportionately high and adverse human
health or environmental effects of its programs, policies, and
activities on minority populations and low-income populations.
Consistent with E.O. 12898 and the Presidential Memorandum that
accompanies it, the EPA's EJ policies promote justice by focusing
attention and efforts on addressing the types of EJ harms and risks
that are prevalent among minority, low-income, and indigenous
populations. E.O. 12898 and the EPA's EJ policies do not mandate
particular outcomes from an action, but they require that decisions
involving the action be informed by a consideration of EJ issues. With
respect to this petition, the EPA determined that removing the
requested areas from the OTR will not significantly contribute to
nonattainment or interfere with maintenance of any ozone NAAQS in any
area of the OTR, including areas where there are minority and low-
income populations.
The EPA acknowledges that the area to be removed from the OTR
includes areas with minority populations and low-income populations. Of
the approximately 737,000 people who live in the area to be removed
from the OTR, approximately 5.7 percent identify as people of color,
and approximately 35 percent are identified as low income.\25\ Maine
has four federally recognized tribes: The Passamaquoddy, Penobscot,
Maliseet and Micmac tribes. All four tribes include populations that
live in the area to be removed from the OTR. Additionally, there are
populations in the area to be removed from the OTR that could be
sensitive to ozone, including children and those with pre-existing
health conditions like asthma and chronic obstructive pulmonary disease
(COPD). Maine has one of the highest rates of adult asthma in the
United States.\26\ Asthma is a chronic lung disease with symptoms
including wheezing, coughing, chest tightness, and shortness of breath.
A wide range of indoor and outdoor allergens and irritants can trigger
or exacerbate asthma, including tobacco smoke, pollen, pet dander,
mites, mold, and air pollution from stationary and mobile sources.\27\
Pollutants including ozone, nitrogen dioxide, sulphur dioxide, and
PM2.5 have been shown to trigger or exacerbate asthma
symptoms.
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\25\ U.S. EPA Environmental Justice Screening and Mapping Tool
(EJSCREEN), which utilizes U.S. Census Bureau American Community
Survey (ACS) data from 2014-2018. The American Community Survey
information and data is available at https://www.census.gov/programs-surveys/acs. The EJSCREEN tool is available at https://ejscreen.epa.gov/mapper/.
\26\ ``Current Asthma Demographics'' Current Adult Asthma by
State. American Lung Association. Data from Centers for Disease
Control and Prevention, Behavioral Risk Factor Surveillance System
2011-2018. Analysis by the American Lung Association Epidemiology
and Statistics Unit. https://www.lung.org/research/trends-in-lung-disease/asthma-trends-brief/current-demographics.
\27\ ``Common Asthma Triggers'' Centers for Disease Control and
Prevention. https://www.cdc.gov/asthma/triggers.html.
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In 2019, the adult asthma rate in Maine was 11.8 percent, as
compared to 8.0 percent for the United States.\28\ While higher than
the adult asthma rate in the United States, the adult asthma rate in
Maine does not necessarily correlate with high ozone levels. For
example, of the ozone monitoring sites in Maine located in areas that
will be removed from the OTR, the monitor with the highest 2020 ozone
design value of 57 ppb (and historically having higher design values)
is located in Washington County, a county with one of the lowest rates
of adult asthma in Maine.29 30 Further, other factors, such
as the state's dense forests, high pollen levels, and heavy reliance on
wood burning stoves for home heating, contribute to the high rate of
asthma in Maine.\31\
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\28\ ``Most Recent Asthma State or Territory Data'' State or
Territory Adult Current Asthma Prevalence by State or Territory
(2019). Centers for Disease Control and Prevention. https://www.cdc.gov/asthma/most_recent_data_states.htm.
\29\ See Table 2 for current design values and the ozone design
value spreadsheet located in the docket for this action for
historical design values.
\30\ For asthma data, see information provided in the Maine
Environmental Public Health Tracking Program using data provided by
the Maine Behavioral Risk Factor Surveillance System and analyzed by
the Chronic Disease & Maternal & Child Health Epidemiology Team.
Available at https://data.mainepublichealth.gov/tracking/data-topics/asthma-content.
\31\ ``Asthma in Maine'' Maine Center for Disease Control and
Prevention Division of Disease Prevention. Maine Department of
Health and Human Services. https://www.maine.gov/dhhs/mecdc/population-health/mat/asthma-information/asthma-in-maine.shtml.
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The EPA has identified minority, low-income, and other at-risk
populations that could be impacted by this action and considered
whether removal of the requested part of Maine from the OTR could have
disproportionately high and adverse human health or environmental
effects on those populations. As explained above in the response to
comments about a potential increase in ozone precursor emissions, the
EPA believes that a substantial increase in ozone precursor emissions
resulting from this action is highly unlikely in any area of Maine or
the OTR. Thus, the EPA does not expect the action to result in
disproportionally high and adverse human health or environmental
effects on any population in Maine or the OTR, including minority, low-
income, and at-risk populations.
IV. Final Action To Grant Maine's CAA Section 176A Petition
Based on the considerations outlined at proposal, consideration of
all public comments, and for the reasons described in this notice, the
EPA finds that the portion of the state requested to be removed from
the OTR does not contribute to a violation of any ozone standard in any
area of the OTR, and that further control of emissions from that
portion of Maine will not significantly contribute to the attainment of
any ozone standard in any area of the OTR. Thus, the EPA is granting
Maine's CAA section 176A petition to remove a portion of the state from
the OTR.
V. Judicial Review and Determinations Under Sections 307(b)(1) and
307(d) of the CAA
Under section 307(b)(1) of the CAA, petitions for judicial review
of this action must be filed in the United States Court of Appeals for
the appropriate circuit within 60 days of publication of any final
action. Filing a petition for reconsideration by the Administrator of
this rule will not affect the finality of the rule for the purposes of
judicial review nor will it extend the time within which a petition for
judicial review may be filed and shall not postpone the effectiveness
of such rule or action. The Administrator of the EPA, hereby,
determines that this action is subject to CAA section 307(d), as
authorized by CAA section 307(d)(1)(V).
VI. Statutory Authority
42 U.S.C. 7401 et seq.
List of Subjects in 40 CFR Part 81
Environmental protection, Air pollution control, Carbon oxides,
Greenhouse gases, Intergovernmental relations, Lead, National parks,
Nitrogen oxides, Ozone, Reporting and recordkeeping requirements,
Sulfur
[[Page 7746]]
oxides, Volatile organic compounds, Wilderness areas.
Michael Regan,
Administrator.
For the reasons stated in the preamble, title 40, chapter I of the
Code of Federal Regulations is amended as follows:
PART 81--DESIGNATIONS OF AREAS FOR AIR QUALITY PLANNING PURPOSES
0
1. The authority citation for part 81 continues to read as follows:
Authority: 42 U.S.C. 7401, et. seq.
0
2. Subpart E, consisting of Sec. Sec. 81.455 and 81.457, is added to
read as follows:
Subpart E--Identification of Interstate Transport Regions
Sec. 81.455 Scope.
This subpart identifies interstate transport regions established
for national ambient air quality standards pursuant to section 184 or
section 176A of the Clean Air Act.
Sec. 81.457 Ozone Transport Region.
Except as provided in paragraph (a), the Ozone Transport Region is
comprised of the areas identified by Congress under 42 U.S.C. 7511c(a).
(a) Ozone Transport Region boundary. As of March 14, 2022, the
boundary for the Ozone Transport Region consists of the entire States
of Connecticut, Delaware, Maryland, Massachusetts, New Hampshire, New
Jersey, New York, Pennsylvania, Rhode Island, and Vermont; portions of
Maine identified in this section under Table 1; and the Consolidated
Metropolitan Statistical Area that includes the District of Columbia
and the following counties and cities in Virginia: Arlington County,
Fairfax County, Loudoun County, Prince William County, Strafford
County, Alexandria City, Fairfax City, Falls Church City, Manassas
City, and Manassas Park City.
Table 1 to Paragraph (a)--Maine Towns and Cities in the Ozone Transport
Region
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Maine towns and cities in the ozone transport region
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Androscoggin County (only the following town): Durham.
Cumberland County (only the following towns and cities): Brunswick, Cape
Elizabeth, Casco, Cumberland, Falmouth, Freeport, Frye Island, Gorham,
Gray, Harpswell, Long Island, New Gloucester, North Yarmouth, Portland,
Pownal, Raymond, Scarborough, South Portland, Standish, Westbrook,
Windham, and Yarmouth.
Hancock County (only the following towns and cities): Bar Harbor, Blue
Hill, Brooklin, Brooksville, Cranberry Isles, Deer Isle, Frenchboro,
Gouldsboro, Hancock, Lamoine, Mount Desert, Sedwick, Sorrento,
Southwest Harbor, Stonington, Sullivan, Surry, Swans Island, Tremont,
Trenton, and Winter Harbor.
Knox County (only the following towns and cities): Camden, Criehaven,
Cushing, Friendship, Isle au Haut, Matinicus Isle, Muscle Ridge Shoals,
North Haven, Owls Head, Rockland, Rockport, St. George, South
Thomaston, Thomaston, Vinalhaven, and Warren.
Lincoln County (only the following towns and cities): Alna, Boothbay,
Boothbay Harbor, Breman, Bristol, Damariscotta, Dresden, Edgecomb,
Monhegan, Newcastle, Nobleboro, South Bristol, Southport, Waldoboro,
Westport, and Wiscasset.
Sagadahoc County (all towns and cities).
Waldo County (only the following town): Islesboro.
York County (only the following towns and cities): Alfred, Arundel,
Berwick, Biddeford, Buxton, Dayton, Eliot, Hollis, Kennebunk,
Kennebunkport, Kittery, Limington, Lyman, North Berwick, Ogunquit, Old
Orchard Beach, Saco, Sanford, South Berwick, Wells, and York.
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(b) Applicability. As of March 14, 2022, the provisions of 42
U.S.C. 7511c will no longer be applicable in the following areas of
Maine: The State of Maine, with the exception of the towns and cities
listed in this section under table 1 to paragraph (a).
[FR Doc. 2022-02653 Filed 2-9-22; 8:45 am]
BILLING CODE 6560-50-P