Rural Community Development Initiative (RCDI) for Fiscal Year 2022, 7084-7094 [2022-02624]
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7084
Notices
Federal Register
Vol. 87, No. 26
Tuesday, February 8, 2022
This section of the FEDERAL REGISTER
contains documents other than rules or
proposed rules that are applicable to the
public. Notices of hearings and investigations,
committee meetings, agency decisions and
rulings, delegations of authority, filing of
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statements of organization and functions are
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section.
DEPARTMENT OF AGRICULTURE
Submission for OMB Review;
Comment Request
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February 3, 2022.
The Department of Agriculture has
submitted the following information
collection requirement(s) to OMB for
review and clearance under the
Paperwork Reduction Act of 1995,
Public Law 104–13. Comments are
requested regarding; whether the
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility; the accuracy of the
agency’s estimate of burden including
the validity of the methodology and
assumptions used; ways to enhance the
quality, utility and clarity of the
information to be collected; and ways to
minimize the burden of the collection of
information on those who are to
respond, including through the use of
appropriate automated, electronic,
mechanical, or other technological
collection techniques or other forms of
information technology.
Comments regarding this information
collection received by March 10, 2022
will be considered. Written comments
and recommendations for the proposed
information collection should be
submitted within 30 days of the
publication of this notice on the
following website www.reginfo.gov/
public/do/PRAMain. Find this
particular information collection by
selecting ‘‘Currently under 30-day
Review—Open for Public Comments’’ or
by using the search function.
An agency may not conduct or
sponsor a collection of information
unless the collection of information
displays a currently valid OMB control
number and the agency informs
potential persons who are to respond to
the collection of information that such
persons are not required to respond to
the collection of information unless it
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displays a currently valid OMB control
number.
Animal and Plant Health Inspection
Service
Title: Qualitative Feedback on Agency
Service Delivery.
OMB Control Number: 0579–0377.
Summary of Collection: Executive
Order 12862 directs Federal agencies to
provide service to the public that
matches or exceeds the best service
available in the private sector. In order
to work continuously to ensure that our
programs are effective and meet our
customers’ needs, the Animal and Plant
Health Inspection Service (hereafter
‘‘APHIS’’) seeks to obtain OMB approval
of a generic clearance to collect
qualitative feedback on its service
delivery. By qualitative feedback APHIS
means information that provides useful
insights on perceptions and opinions,
but are not statistical surveys that yield
quantitative results that can be
generalized to the population of study.
This collection of information is
necessary to enable APHIS to garner
customer and stakeholder feedback in
an efficient, timely manner, in
accordance with its commitment to
improving service delivery. The
information collected from APHIS’s
customers and stakeholders will help
ensure that users have an effective,
efficient, and satisfying experience with
APHIS’s programs. This feedback will
provide insights into customer or
stakeholder perceptions, experiences
and expectations, provide an early
warning of issues with service, or focus
attention on areas where
communication, training or changes in
operations might improve delivery of
products or services. These collections
will allow for ongoing, collaborative and
actionable communications between
APHIS and its customers and
stakeholders. It will also allow feedback
to contribute directly to the
improvement of program management.
Need and Use of the Information:
This information collection activity
provides a means for the Animal and
Plant Health Inspection Service (APHIS)
to garner qualitative customer and
stakeholder feedback in an efficient,
timely manner, in accordance with
APHIS’ commitment to improving
service delivery.
By qualitative feedback, we mean
information that provides useful
insights on perceptions and opinions,
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but not statistical surveys that yield
quantitative results that can be
generalized to the population of study.
This feedback provides insights into
customer or stakeholder perceptions,
experiences, and expectations; provides
an early warning of issues with service;
or focuses attention on areas where
communication, training, or changes in
operations might improve delivery of
products or services. This collection
will allow for ongoing, generic
collaborative and actionable
communications between APHIS and its
customers and stakeholders. It will also
allow feedback to contribute directly to
the improvement of program
management.
The solicitation of feedback will target
areas such as timeliness,
appropriateness, accuracy of
information, courtesy, efficiency of
service delivery, and resolution of
issues with service delivery. Responses
will be assessed to plan and inform
efforts to improve or maintain the
quality of service offered to the public.
If this information is not collected, vital
feedback from customers and
stakeholders on APHIS’ services will be
unavailable.
Description of Respondents:
Individuals and households; businesses
and organizations; State, local, or Tribal
governments; and foreign federal
governments.
Number of Respondents: 70,000.
Frequency of Responses: Reporting:
On occasion.
Total Burden Hours: 17,500.
Levi S. Harrell,
Departmental Information Collection
Clearance Officer.
[FR Doc. 2022–02595 Filed 2–7–22; 8:45 am]
BILLING CODE 3410–34–P
DEPARTMENT OF AGRICULTURE
Rural Housing Service
[Docket No. RHS–21–CF–0023]
Rural Community Development
Initiative (RCDI) for Fiscal Year 2022
Rural Housing Service,
Department of Agriculture.
ACTION: Notice of solicitation of
applications.
AGENCY:
The Rural Housing Service, a
Rural Development agency of the United
SUMMARY:
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States Department of Agriculture
(USDA), announces the acceptance of
applications under the Rural
Community Development Initiative
(RCDI) program for fiscal year (FY)
2022. These grants will be made to
qualified intermediary organizations
that will provide financial and technical
assistance to recipients to develop their
capacity and ability to undertake
projects related to housing, community
facilities, or community and economic
development that will support the
community. The NOSA is being issued
prior to passage of a final appropriations
act for FY 2022 to allow potential
applicants time to submit applications
for financial assistance under the
program and to give the Agency time to
process applications. Once the FY 2022
funding amount is determined, the
Agency will publish it on its website at
https://www.rd.usda.gov/newsroom/
notices-solicitation-applications-nosas.
DATES: Completed applications must be
submitted using one of the following
methods:
• Paper: The Agency must receive a
paper application by 4:00 p.m. local
time, April 25, 2022. Applicants
intending to mail applications must
provide sufficient time to permit
delivery on or before the closing
deadline date and time. Acceptance by
the United States Postal Service or
private mailer does not constitute
delivery. Facsimile (FAX), electronic
mail, and postage due applications will
not be accepted. The application dates
and times are firm. The Agency will not
consider any application received after
the deadline.
• Electronic: Electronic applications
must be submitted via Grants.gov by
11:59 p.m. Eastern time on April 19,
2022. The application dates and times
are firm. The Agency will not consider
any application received after the
deadline.
Applicants wanting to
apply for assistance may download the
application documents and
requirements as stated in this Notice
from the RCDI website: https://
www.rd.usda.gov/programs-services/
community-facilities/rural-communitydevelopment-initiative-grants.
Application information for electronic
submissions may be found at https://
www.grants.gov/.
Applicants may also request paper
application packages from the Rural
Development office in their state. A list
of Rural Development State offices
contacts can be found via https://
www.rd.usda.gov/files/CF_State_Office_
Contacts.pdf.
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ADDRESSES:
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FOR FURTHER INFORMATION CONTACT:
Shirley J. Stevenson, Community
Programs Specialist, Rural
Development, United States Department
of Agriculture, 1400 Independence Ave.
SW, Washington, DC 20250, Phone:
(202) 205–9685, Email:
Shirley.Stevenson@usda.gov.
SUPPLEMENTARY INFORMATION:
Authority
This solicitation is authorized
pursuant by Congress in 1999 (Pub. L.
106–78), amended by the Further
Consolidated Appropriations Act, 2020
(Pub. L. 116–94), and funding continued
under the enactment of the Continuing
Appropriations Act, 2021 (Pub. L. 116–
260).
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Eastern time on April 19, 2022. The
application dates and times are firm.
The Agency will not consider any
application received after the deadline.
Applicants intending to mail
applications must provide sufficient
time to permit delivery on or before the
closing deadline date and time.
Acceptance by the United States Postal
Service or private mailer does not
constitute delivery. Facsimile (FAX),
electronic mail and postage due
applications will not be accepted. Prior
to official submission of applications,
applicants may request technical
assistance or other application guidance
from the Agency, as long as such
requests are made prior to April 14,
2022. Technical assistance is not meant
to be an analysis or assessment of the
quality of the materials submitted, a
substitute for agency review of
completed applications, nor a
determination of eligibility, if such
determination requires in-depth
analysis. The Agency will not solicit or
consider scoring or eligibility
information that is submitted after the
application deadline. The Agency
reserves the right to contact applicants
to seek clarification information on
materials contained in the submitted
application.
Rural Development: Key Priorities
The Agency encourages applicants to
consider projects that will advance the
following key priorities:
• Assisting rural communities recover
economically from the impacts of the
COVID–19 pandemic, particularly
disadvantaged communities;
• Ensuring all rural residents have
equitable access to RD programs and
benefits from RD funded projects; and
• Reducing climate pollution and
increasing resilience to the impacts of
climate change through economic
Items in the Supplementary
support to rural communities.
Information
For further information, visit https://
I. Program Description
www.rd.usda.gov/priority-points.
Overview
Federal Agency: Rural Housing
Service (RHS).
Funding Opportunity Title: Rural
Community Development Initiative.
Announcement Type: Notice of
Solicitation of Applications (NOSA).
Funding Amount: The NOSA is being
issued prior to the passage of a final
appropriations act for Fiscal Year (FY)
2022. Once the funding amount for this
Program has been established by final
appropriations act for FY 2022, the
Agency will publish it on its website at:
https://www.rd.usda.gov/newsroom/
notices-solicitation-applications-nosas.
Assistance Listing (AL) (Formerly the
Catalog of Federal Domestic Assistance
(CFDA)) Number: 10.446.
Funding Opportunity Number:
USDA–RD–HCFP–RCDI–2022.
Due Dates: Applications must be
submitted using one of the following
methods:
• Paper: The deadline for receipt of a
paper application is 4 p.m. local time,
April 25, 2022.
• Electronic: Electronic applications
will be accepted via Grants.gov. The
deadline for receipt of an electronic
applications via Grants.gov is 11:59 p.m.
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II. Federal Award Information
III. Definitions
IV. Eligibility Information
V. Application and Submission Information
VI. Application Review Information
VII. Federal Awarding Administration
Information
VIII. Federal Awarding Agency Contacts
IX. Other Information
I. Program Description
Congress first authorized the RCDI in
1999 pursuant to the Agriculture, Rural
Development, Food and Drug
Administration, and Related Agencies
Appropriations Act 2000 (Pub. L. 106–
78), as amended by the Further
Consolidated Appropriations Act, 2020
(Pub. L. 116–94), and funding continued
under the enactment of the Continuing
Appropriations Act, 2021 (Pub. L. 116–
260). The program is designed to assist
qualified private organizations,
nonprofit organizations, and public
(including tribal) intermediary
organizations, proposing to carry out
financial and technical assistance
programs to improve housing,
community facilities, and community
and economic development projects in
rural areas. The RCDI program requires
the intermediary (grantee) to provide a
program of financial and technical
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assistance to recipients. The recipients
will, in turn, provide programs to their
communities (beneficiaries).
II. Federal Award Information
The Agency will publish the amount
of funding received for FY 2022 on its
website at: https://www.rd.usda.gov/
newsroom/notices-solicitationapplications-nosas.
Qualified private organizations,
nonprofit organizations and public
(including tribal) intermediary
organizations proposing to carry out
financial and technical assistance
programs will be eligible to receive
grant funding.
The intermediary will be required to
provide matching funds in an amount at
least equal to the RCDI grant. In-kind
contributions cannot be used as
matching funds. Partnerships with other
federal, state, local, private, and
nonprofit entities are encouraged.
The respective minimum and
maximum grant amounts per
intermediary are $50,000 and $250,000,
respectively. The intermediary must
provide a program of financial and
technical assistance to recipients to
develop their capacity and ability to
undertake projects related to housing,
community facilities, or community and
economic development that will
support the community.
Grant funds must be utilized within
three years from date of the award.
A grantee that has an outstanding
RCDI grant over three years old, as of
the application due date in this Notice,
is not eligible to apply for this round of
funding.
The intermediary must provide a
program of financial and technical
assistance to one or more of the
following: A private, nonprofit
community-based housing and
development organization, a lowincome rural community or a federally
recognized Tribe. An intermediary
proposing to serve one or more
Federally recognized tribes must
include a resolution of support with its
application from the Tribes it proposes
to serve. If the resolution of support is
not submitted for each Tribe, the Tribe
will be considered ineligible as a
recipient. This requirement is being
added to ensure collaboration during
the application process between
intermediaries and all Tribes that they
propose to serve.
III. Program Definitions
Agency—The Rural Housing Service
or its successor.
Beneficiary—Entities or individuals
that receive benefits from assistance
provided by the recipient.
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Capacity—The ability of a recipient to
implement housing, community
facilities, or community and economic
development projects.
Conflict of interest—A situation in
which a person or entity has competing
personal, professional, or financial
interests that make it difficult for the
person or business to act impartially.
Regarding use of both grant and
matching funds, Federal procurement
standards prohibit transactions that
involve a real or apparent conflict of
interest for owners, employees, officers,
agents, or their immediate family
members having a financial or other
interest in the outcome of the project; or
that restrict open and free competition
for unrestrained trade. Specifically,
project funds may not be used for
services or goods going to, or coming
from, a person or entity with a real or
apparent conflict of interest, including,
but not limited to, owner(s) and their
immediate family members. An example
of conflict of interest occurs when the
grantee’s employees, board of directors,
or the immediate family of either, have
the appearance of a professional or
personal financial interest in the
recipients receiving the benefits or
services of the grant.
Federally recognized Tribes—Tribal
entities recognized and eligible for
funding and services from the Bureau of
Indian Affairs, based on the most recent
notice in the Federal Register published
by the Bureau of Indian Affairs and
Tribes that received federal recognition
after the most recent publication.
Tribally Designated Housing Entities are
eligible RCDI recipients.
Financial assistance—Funds, not to
exceed $10,000 per award, used by the
intermediary to purchase supplies and
equipment to build the recipient’s
capacity.
Funds—The RCDI grant and matching
funds that have been provided by the
Grantee.
Intermediary—A qualified private
organization, nonprofit organization
(including faith-based and community
organizations and philanthropic
organizations), or public (including
tribal) organization that provides
financial and technical assistance to
multiple recipients.
Low-income rural community—An
authority, district, economic
development authority, regional
council, federally recognized Tribe, or
unit of government representing an
incorporated city, town, village, county,
township, parish, Indian reservation or
borough whose income is at or below 80
percent of either the state or national
Median Household Income as measured
by the 2010 Census.
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Matching funds—Cash or confirmed
funding commitments. Matching funds
must be at least equal to the grant
amount and committed for a period of
not less than the grant performance
period.
Recipient—The entity that receives
the financial and technical assistance
from the intermediary. The recipient
must be a nonprofit community-based
housing and development organization,
a low-income rural community or a
federally recognized Tribe.
Rural and rural area—Any area other
than (i) a city or town that has a
population of greater than 50,000
inhabitants and (ii) the urbanized area
contiguous and adjacent to such city or
town.
Technical assistance—Skilled help in
improving the recipient’s abilities in the
areas of housing, community facilities,
or community and economic
development.
IV. Eligibility Information
Applicants must meet all of the
following eligibility requirements by the
application deadline. Applications
which fail to meet any of these
requirements by the application
deadline will be deemed ineligible, will
not be evaluated further, and will not
receive a Federal award.
A. Eligible Applicants
1. Qualified private organizations,
nonprofit organizations (including faithbased organizations in accordance with
7 CFR part 16, and community
organizations and philanthropic
foundations), and public (including
tribal) intermediary organizations are
eligible applicants. Definitions that
describe eligible organizations and other
key terms are listed below.
2. The recipient must be a nonprofit
community-based housing and
development organization, low-income
rural community, or federally
recognized Tribe based on the RCDI
definitions of these groups.
3. Private nonprofit, faith, or
community-based organizations must
provide a certificate of incorporation
and a certificate of good standing from
the Secretary of State of the State of
incorporation, or other similar and valid
documentation of current nonprofit
status. For low-income rural community
recipients, the Agency requires evidence
that the entity is a public body and
census data verifying that the median
household income of the community
where the office receiving the financial
and technical assistance is located is at,
or below, 80 percent of the State or
national median household income,
whichever is higher. For Federally
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recognized tribes, the Agency needs the
page listing their name from the current
Federal Register list of tribal entities
recognized and eligible for funding
services (see the definition of Federally
recognized tribes in this Notice for
details on this list). An intermediary
proposing to serve one or more
Federally recognized Tribes must
include a resolution of support with its
application from the Tribes it proposes
to serve. If the resolution of support is
not submitted for each Tribe, the Tribe
will be considered ineligible as a
recipient. This requirement is being
added to ensure collaboration during
the application process between
intermediaries and all Tribes that they
propose to serve.
4. In prior Fiscal Years any
corporation that had been convicted of
a felony criminal violation under any
Federal law within the preceding 24
months or that had any unpaid Federal
tax liability that had been assessed, for
which all judicial and administrative
remedies had been exhausted or lapsed,
and that was not being paid in a timely
manner pursuant to an agreement with
the authority responsible for collecting
the tax liability, has not been eligible for
financial assistance provided with fullyear appropriated funds in accordance
with prior appropriations acts unless a
Federal agency had considered
suspension or debarment of the
corporation and made a determination
that this further action was not
necessary to protect the interests of the
Government. It is possible that a similar
provision will be included in the FY
appropriations act for FY 2022, once
enacted.
goods and services cannot be used as
matching funds.
Grant funds and matching funds must
be used in equal proportions. This does
not mean funds have to be used equally
by line item.
The request for advance or
reimbursement and supporting
documentation must show that RCDI
fund usage does not exceed the
cumulative amount of matching funds
used.
Grant funds will be disbursed
pursuant to relevant provisions of 2 CFR
parts 200 and 400. See Section V,
Application and Submission
Information, for matching funds
documentation and pre-award
requirements.
The intermediary is responsible for
demonstrating that matching funds are
available and committed for a period of
not less than the grant performance
period to the RCDI proposal. Matching
funds may be provided by the
intermediary or a third party. Other
Federal funds may be used as matching
funds if authorized by statute and the
purpose of the funds is an eligible RCDI
purpose.
RCDI funds will be disbursed on an
advance or reimbursement basis.
Matching funds cannot be expended
prior to execution of the RCDI Grant
Agreement.
Applicants must provide matching
funds in an amount at least equal to the
amount of the Federal grant. Successful
applications will be selected by the
Agency for funding and will be awarded
from funds appropriated for the RCDI
program.
B. Cost Sharing or Matching
Matching funds are required to be
provided in an amount that, at a
minimum, is equal to the amount of the
grant.
If this matching fund requirement is
not met, the application will be deemed
ineligible. See Section V, Application
and Submission Information, for
required pre-award and post award
matching funds documentation
submission.
Matching funds must be in the form
of cash or confirmed funding
commitments that, at a minimum, are
equal to the grant amount. Matching
funds must also be committed for a
period of not less than the grant
performance period. These funds can
only be used for eligible RCDI activities
and must be used to support the overall
purpose of the RCDI program.
In-kind contributions such as salaries,
donated time and effort, real and
nonexpendable personal property, and
C. Other Program Requirements
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1. The recipient and beneficiary, but
not the intermediary, must be located in
an eligible rural area. The physical
location of the recipient’s office that
will be receiving the financial and
technical assistance must be in an
eligible rural area. If the recipient is a
low-income community, the median
household income of the area where the
office is located must be at or below 80
percent of the State or national median
household income, whichever is higher.
The applicable Rural Development State
Office can assist in determining the
eligibility of an area.
A listing of Rural Development State
Office contacts can be found at the
following link: https://
www.rd.usda.gov/files/CF_State_Office_
Contacts.pdf. A map showing eligible
rural areas can be found at the following
link: https://eligibility.sc.egov.usda.gov/
eligibility/welcomeAction.do?
pageAction=RBSmenu.
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2. RCDI grantees that have an
outstanding grant over 3 years old, as of
the application due date in this Notice,
will not be eligible to apply for this
round of funding. Grant and matching
funds must be utilized in a timely
manner to ensure that the goals and
objectives of the program are met.
3. Individuals cannot be recipients.
4. The intermediary must provide a
program of financial and technical
assistance to the recipient.
5. The intermediary organization must
have been legally organized for a
minimum of three years and have at
least three years prior experience
working with private nonprofit
community-based housing and
development organizations, low-income
rural communities, or tribal
organizations in the areas of housing,
community facilities, or community and
economic development.
6. Proposals must be structured to
utilize the grant funds within 3 years
from the date of the award.
7. Each applicant, whether
individually or jointly, may only submit
one application for RCDI funds under
this Notice. This restriction does not
preclude the applicant from providing
matching funds for other applications.
8. Recipients can benefit from more
than one RCDI application; however,
after grant selections are made, the
recipient can only benefit from multiple
RCDI grants if the type of financial and
technical assistance the recipient will
receive is not duplicative. The services
described in multiple RCDI grant
applications must have separate and
identifiable accounts for compliance
purposes.
9. The intermediary and the recipient
cannot be the same entity. The recipient
can be a related entity to the
intermediary, if it meets the definition
of a recipient, provided the relationship
does not create a Conflict of Interest that
cannot be resolved to Rural
Development’s satisfaction.
10. If the recipient is a low-income
rural community, identify the unit of
government to which the financial and
technical assistance will be provided
(e.g., town council or village board). The
financial and technical assistance must
be provided to the organized unit of
government representing that
community, not the community at large.
11. An intermediary proposing to
serve one or more Federally recognized
tribes must include a resolution of
support with its application from the
Tribes it proposes to serve. If the
resolution of support is not submitted
for each Tribe, the Tribe will be
considered ineligible as a recipient. This
requirement is being added to ensure
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collaboration during the application
process between intermediaries and all
Tribes that they propose to serve.
D. Eligible Grant Purposes
Fund uses must be consistent with the
RCDI purpose. Eligible purposes of grant
funds include, but are not limited to, the
following:
1. Provide technical assistance to
develop recipients’ capacity and ability
to undertake projects related to housing,
community facilities, or community and
economic development, (e.g., the
intermediary hires a staff person to
provide technical assistance to the
recipient or the recipient hires a staff
person, under the supervision of the
intermediary, to carry out the technical
assistance provided by the
intermediary).
2. Develop the capacity of recipients
to conduct community development
programs, (e.g., homeownership
education or training for business
entrepreneurs).
3. Develop the capacity of recipients
to conduct development initiatives,
(e.g., programs that support microenterprise and sustainable
development).
4. Develop the capacity of recipients
to increase their leveraging ability and
access to alternative funding sources by
providing training and staffing.
5. Develop the capacity of recipients
to provide the technical assistance
component for essential community
facilities projects.
6. Assist recipients in completing predevelopment requirements for housing,
community facilities, or community and
economic development projects by
providing resources for professional
services, (e.g., architectural,
engineering, or legal).
7. Improve recipient’s organizational
capacity by providing training and
resource material on developing
strategic plans, board operations,
management, financial systems, and
information technology.
8. Purchase of computers, software,
and printers, limited to $10,000 per
award, at the recipient level when
directly related to the technical
assistance program being undertaken by
the intermediary.
9. Provide funds to recipients for
training-related travel costs and training
expenses related to RCDI.
E. Ineligible Fund Uses
The following is a list of ineligible
uses of grant funds:
1. Pass-through grants, and any funds
provided to the recipient in a lump sum that
are not reimbursements.
2. Funding a revolving loan fund (RLF).
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3. Construction (in any form).
4. Salaries for positions involved in
construction, renovations, rehabilitation, and
any oversight of these types of activities.
5. Intermediary preparation of strategic
plans for recipients.
6. Funding prostitution, gambling, or any
illegal activities.
7. Grants to individuals.
8. Funding a grant where there may be a
conflict of interest, or an appearance of a
conflict of interest, involving any action by
the Agency.
9. Paying obligations incurred before the
beginning date without prior Agency
approval or after the ending date of the grant
agreement.
10. Purchasing real estate.
11. Improvement or renovation of the
grantee’s or recipient’s office space or for the
repair or maintenance of privately-owned
vehicles.
12. Any purpose prohibited in 2 CFR part
200 or 400.
13. Using funds for recipient’s general
operating costs.
14. Using grant or matching funds for
Individual Development Accounts.
15. Purchasing vehicles.
F. Program Examples and Restrictions
The following are examples of eligible
and ineligible purposes under the RCDI
program. (These examples are
illustrative and are not meant to limit
the activities proposed in the
application. Activities that meet the
objectives of the RCDI program and
meet the criteria outlined in this Notice
will be considered eligible.)
1. The intermediary must work
directly with the recipient, not the
ultimate beneficiaries. For example:
The intermediary provides training
and technical assistance to the
recipients on developing and updating
materials related to the prevention,
treatment and recovery activities for
opioid use disorder and ensures that
high-quality training is provided to
communities affected by the opioid
epidemic.
2. The intermediary provides training
to the recipient on how to conduct
homeownership education classes. The
recipient then provides ongoing
homeownership education to the
residents of the community—the
ultimate beneficiaries. This ‘‘train the
trainer’’ concept fully meets the intent
of this initiative. The intermediary is
providing technical assistance that will
build the recipient’s capacity by
enabling it to conduct homeownership
education classes for the public.
This is an eligible purpose. However,
if the intermediary directly provided
homeownership education classes to
individuals in the recipient’s service
area, this would not be an eligible
purpose because the recipient would be
bypassed.
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3. If the intermediary is working with
a low-income community as the
recipient, the intermediary must
provide the technical assistance to the
entity that represents the low-income
community and is identified in the
application. Examples of entities
representing a low-income community
are a village board or a town council.
If the intermediary provides technical
assistance to the Board of the lowincome community on how to establish
a cooperative, this would be an eligible
purpose. However, if the intermediary
works directly with individuals from
the community to establish the
cooperative, this is not an eligible
purpose.
The recipient’s capacity is built by
learning skills that will enable it to
support sustainable economic
development in its community on an
ongoing basis.
4. The intermediary may provide
technical assistance to the recipient on
how to create and operate a revolving
loan fund. The intermediary may not
monitor or operate the revolving loan
fund. RCDI funds, including matching
funds, cannot be used to fund revolving
loan funds.
5. The intermediary may work with
recipients to build their capacity to
provide planning and leadership
development training. The recipients of
this training would be expected to
assume leadership roles in the
development and execution of regional
strategic plans. The intermediary would
work with multiple recipients in
helping communities recognize their
connections to the greater regional and
national economies.
6. The intermediary could provide
training and technical assistance to the
recipients on developing emergency
shelter and feeding, short-term housing,
search and rescue, and environmental
accident, prevention, and cleanup
program plans. For longer term disaster
and economic crisis responses, the
intermediary could work with the
recipients to develop job placement and
training programs and develop
coordinated transit systems for
displaced workers.
V. Application and Submission
Information
A. Address To Request Application
Package
Entities wishing to apply for
assistance may download the
application documents and
requirements delineated in this Notice
from the RCDI website: https://
www.rd.usda.gov/programs-services/
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community-facilities/rural-communitydevelopment-initiative-grants.
Application information for electronic
submissions may be found at https://
www.grants.gov.
Applicants may also request paper
application packages from the Rural
Development office in their state. A list
of Rural Development State office
contacts can be found via https://
www.rd.usda.gov/files/CF_State_Office_
Contacts.pdf. You may also obtain a
copy by calling 202–205–9685.
B. Content and Form of Application
Submission
If the applicant is ineligible or the
application is incomplete, the Agency
will inform the applicant in writing of
the decision, reasons therefore, and its
appeal rights and no further evaluation
of the application will occur.
A complete application for RCDI
funds must include the following:
1. A summary page, double-spaced
between items, listing the following:
(This information should not be
presented in narrative form.)
a. Applicant’s name,
b. Applicant’s address,
c. Applicant’s telephone number,
d. Name of applicant’s contact person,
email address and telephone number,
e. County where applicant is located,
f. Congressional district number
where applicant is located,
g. Amount of grant request, and
h. Number of recipients.
2. A detailed Table of Contents
containing page numbers for each
component of the application.
3. A project overview, no longer than
one page, including the following items,
which will also be addressed separately
and in detail under ‘‘Building Capacity
and Expertise’’ of the ‘‘Evaluation
Criteria.’’
a. The type of technical assistance to
be provided to the recipients and how
it will be implemented.
b. How the capacity and ability of the
recipients will be improved.
c. The overall goals to be
accomplished.
d. The benchmarks to be used to
measure the success of the program.
Benchmarks should be specific and
quantifiable.
4. Organizational documents, such as
a certificate of incorporation and a
current good standing certification from
the Secretary of State where the
applicant is incorporated and other
similar and valid documentation of
current status, from the intermediary
that confirms it has been legally
organized for a minimum of three years
as the applicant entity.
5. Verification of source and amount
of matching funds, (e.g., a copy of a
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complete bank statement if matching
funds are in cash or a copy of the
confirmed funding commitment from
the funding source).
The verification must show that
matching funds are available for the
duration of the grant performance
period. The verification of matching
funds must be submitted with the
application, or the application will be
considered incomplete.
The applicant will be contacted by the
Agency prior to grant award to verify
that the matching funds provided with
the application continue to be available.
The applicant will have 15 days from
the date contacted to submit verification
that matching funds continue to be
available.
If the applicant is unable to provide
the verification within that timeframe,
the application will be considered
ineligible. The applicant must maintain
bank statements on file or other
documentation for a period of at least
three years after grant closing except
that the records shall be retained
beyond the three-year period if audit
findings have not been resolved.
6. The following information for each
recipient:
a. Recipient’s entity name,
b. Complete address (mailing and
physical location, if different),
c. County where located,
d. Number of Congressional district
where recipient is located,
e. Contact person’s name, email
address and telephone number and,
f. Form RD 400–4, ‘‘Assurance
Agreement.’’ If the Form RD 400–4 is
not submitted for each recipient, the
recipient will be considered ineligible.
No information pertaining to that
recipient will be included in the income
or population scoring criteria and the
requested funding may be adjusted due
to the deletion of the recipient.
7. Submit evidence that each recipient
entity is eligible. Documentation must
be submitted to verify recipient
eligibility. Acceptable documentation
varies depending on the type of
recipient:
a. Nonprofits—provide a current valid
letter confirming non-profit status from
the Secretary of State of the State of
incorporation, a current good standing
certification from the Secretary of State
of the State of incorporation, or other
valid documentation of current
nonprofit status of each recipient.
A nonprofit recipient must provide
evidence that it is a valid nonprofit
when the intermediary applies for the
RCDI grant. Organizations with pending
requests for nonprofit designations are
not eligible.
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b. Low-income rural community—
provide evidence the entity is a public
body (e.g., copy of Charter, relevant Acts
of Assembly, relevant court orders (if
created judicially) or other valid
documentation), a copy of the 2010
census data to verify the population,
and 2010 American Community Survey
(ACS) 5-year estimates (2006–2010 data
set) data as evidence that the median
household income is at, or below, 80
percent of either the State or national
median household income. We will
only accept data and printouts from
https://data.census.gov/cedsci/.
c. Federally recognized Tribes—
provide the page listing their name from
the Federal Register list of tribal entities
published most recently by the Bureau
of Indian Affairs. The 2021 list is
available at 86 FR 7554, pages 7554—
7558 at the following link: https://
www.govinfo.gov/content/pkg/FR-202101-29/pdf/2021-01606.pdf. For Tribes
that received federal recognition after
the most recent publication, statutory
citations and additional documentation
may suffice.
An intermediary proposing to serve
one or more Federally recognized tribes
must include a resolution of support
with its application from the Tribes it
proposes to serve. If the resolution of
support is not submitted for each Tribe,
the Tribe will be considered ineligible
as a recipient. This requirement is being
added to ensure collaboration during
the application process between
intermediaries and all Tribes that they
propose to serve.
8. Each of the ‘‘Evaluation Criteria’’
must be addressed specifically and
individually by category. Present these
criteria in narrative form. Narrative (not
including attachments) must be limited
to five pages per criterion. The
‘‘Population and Income’’ criteria for
recipient locations can be provided in
the form of a list; however, the source
of the data must be included on the
page(s).
9. A timeline identifying specific
activities and proposed dates for
completion.
10. A detailed project budget that
includes the RCDI grant amount and
matching funds. This should be a lineitem budget, by category. Categories
such as salaries, administrative, other,
and indirect costs that pertain to the
proposed project must be clearly
defined. Supporting documentation
listing the components of these
categories must be included. The budget
should be dated: Year 1, year 2, and year
3, as applicable.
11. The indirect cost category in the
project budget should be used only
when a grant applicant has a federally
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negotiated indirect cost rate. A copy of
the current rate agreement must be
provided with the application. Nonfederal entities that have never received
a negotiated indirect cost rate, except for
those non-Federal entities described in
Appendix VII to Part 200-States and
Local Government and Indian Tribe
Indirect Cost Proposals, paragraph
(d)(1)(B), may use the de minimis rate
of 10 percent of modified total direct
costs (MTDC).
12. Form SF–424, ‘‘Application for
Federal Assistance.’’
(Do not complete Form SF–424A,
‘‘Budget Information.’’ A separate lineitem budget should be presented as
described in Letter (j) of this section.)
13. Certification of Non-Lobbying
Activities.
14. Standard Form LLL, ‘‘Disclosure
of Lobbying Activities,’’ if applicable.
Applicants must collect and maintain
data provided by recipients on race, sex,
and national origin and ensure Ultimate
Recipients collect and maintain this
data. Race and ethnicity data will be
collected in accordance with OMB
Federal Register notice, ‘‘Revisions to
the Standards for the Classification of
Federal Data on Race and Ethnicity’’ (62
FR 58782), October 30, 1997. Sex data
will be collected in accordance with
Title IX of the Education Amendments
of 1972. These items should not be
submitted with the application but
should be available upon request by the
Agency.
The applicant and the recipient must
comply with Title VI of the Civil Rights
Act of 1964, Title IX of the Education
Amendments of 1972, the Americans
with Disabilities Act (ADA), Section 504
of the Rehabilitation Act of 1973, Age
Discrimination Act of 1975, Executive
Order 12250, Executive Order 13166
Limited English Proficiency (LEP), and
7 CFR part 1901, subpart E.
15. Identify and report any association
or relationship with Rural Development
employees. (A statement acknowledging
whether or not a relationship exists is
required.)
C. Unique Entity Identifier (UEI)
(Formerly the Dun and Bradstreet Data
Universal Numbering System (DUNS))
and System for Awards Management
(SAM)
In order to register with System for
Award Management (SAM), your
organization will need an UEI number.
Be sure to complete the Marketing
Partner ID (MPID) and Electronic
Business Primary Point of Contact fields
during the SAM registration process.
Grant applicants must obtain an UEI
number and register in the SAM System
prior to submitting an application
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pursuant to 2 CFR 25.200(b). In
addition, an entity applicant must
maintain registration in SAM at all
times during which it has an active
Federal award or an application or plan
under consideration by the Agency. The
applicant must ensure that the
information in the database is current,
accurate, and complete. Applicants
must ensure they complete the
Financial Assistance General
Certifications and Representations in
SAM. Similarly, all recipients of Federal
financial assistance are required to
report information about first-tier
subawards and executive compensation
in accordance with 2 CFR part 170. So
long as an entity applicant does not
have an exception under 2 CFR
170.110(b), the applicant must have the
necessary processes and systems in
place to comply with the reporting
requirements should the applicant
receive funding. See 2 CFR 170.200(b).
An applicant, unless excepted under
2 CFR 25.110(b), (c), or (d), is required
to:
1. Be registered in SAM before
submitting its application;
2. Provide a valid UEI number in its
application; and
3. Continue to maintain an active
SAM registration with current
information at all times during which it
has an active Federal award or an
application or plan under consideration
by a Federal awarding agency.
The Federal awarding agency (RHS)
may not make a federal award to an
applicant until the applicant has
complied with all applicable UEI and
SAM requirements and, if an applicant
has not fully complied with the
requirements by the time the Federal
awarding agency is ready to make a
Federal award, the Federal awarding
agency may determine that the
applicant is not qualified to receive a
Federal award and use that
determination as a basis for making a
Federal award to another applicant.
As required by the Office of
Management and Budget (OMB), all
grant applications must provide an UEI
number when applying for Federal
grants.
Organizations can receive an UEI
number at no cost by calling the
dedicated toll-free number at 1–866–
705–5711 or via internet at https://
fedgov.dnb.com/webform. Additional
information concerning this
requirement can be obtained on the
Grants.gov website at https://
www.grants.gov. Similarly, applicants
may register for SAM at https://sam.gov
or by calling 1–866–606– 8220.
The applicant must provide
documentation that it is registered in
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SAM and include its UEI number. If the
applicant does not provide
documentation confirming that it is
registered in SAM and its UEI number,
the application will not be considered
for funding. The required forms and
certifications can be downloaded from
the RCDI website at: https://
www.rd.usda.gov/programs-services/
community-facilities/rural-communitydevelopment-initiative-grants.
D. Submission Dates and Times
In order to register with System for
Award Management (SAM), your
organization will need an UEI number.
Be sure to complete the Marketing
Partner ID (MPID) and Electronic
Business Primary Point of Contact fields
during the SAM registration process.
The deadline for receipt of a paper
application is 4 p.m. local time, April
25, 2022. The deadline for electronic
applications via Grants.gov is 11:59 p.m.
Eastern time on April 19, 2022. The
application dates and times are firm.
The Agency will not consider any
application received after the deadline.
You may submit your application in
paper form or electronically through
Grants.gov. Applicants intending to
mail applications must provide
sufficient time to permit delivery on or
before the closing deadline date and
time. Acceptance by the United States
Postal Service or private mailer does not
constitute delivery. Facsimile (FAX),
electronic mail, and postage due
applications will not be accepted.
To submit a paper application, the
original application package must be
submitted to the Rural Development
State Office where the applicant’s
headquarters is located.
A listing of Rural Development State
Offices contacts can be found via .
https://www.rd.usda.gov/files/CF_State_
Office_Contacts.pdf.
Applications will not be accepted via
FAX or electronic mail. Applicants may
file an electronic application at https://
www.grants.gov. Grants.gov contains
full instructions on all required
passwords, credentialing, and software.
Follow the instructions at Grants.gov for
registering and submitting an electronic
application. If a system problem or
technical difficulty occurs with an
electronic application, please use the
customer support resources available at
the Grants.gov website.
Technical difficulties submitting an
application through Grants.gov will not
be a reason to extend the application
deadline. If an application is unable to
be submitted through Grants.gov, a
paper application must be received in
the appropriate Rural Development
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State Office by the deadline noted
previously.
First time Grants.gov users should
carefully read and follow the
registration steps listed on the website.
These steps need to be initiated early in
the application process to avoid delays
in submitting your application online.
There are mandatory fields that are
required when submitting grant
applications through Grants.gov.
Additional application instructions for
submitting an electronic application can
be found by selecting this funding
opportunity on Grants.gov.
E. Funding Restrictions
In accordance with 31 U.S.C. 1345,
‘‘Expenses of Meetings,’’ appropriations
may not be used for travel,
transportation, and subsistence
expenses for a meeting. RCDI grant
funds cannot be used for these meetingrelated expenses. Matching funds may,
however, be used to pay for these
expenses.
RCDI funds may be used to pay for a
speaker as part of a program, equipment
to facilitate the program, and the actual
room that will house the meeting.
RCDI funds cannot be used for
meetings; they can, however, be used for
travel, transportation, or subsistence
expenses for program-related training
and technical assistance purposes. Any
training not delineated in the
application must be approved by the
Agency to verify compliance with 31
U.S.C. 1345. Travel and per diem
expenses (including meals and
incidental expenses) will be allowed in
accordance with 2 CFR parts 200 and
400.
VI. Application Review Information
A. Evaluation Criteria
1. Applications will be evaluated
using the following criteria and weights:
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a. Building Capacity and Expertise—
Maximum 40 Points
The applicant must demonstrate how
they will improve the recipients’
capacity, through a program of financial
and technical assistance, as it relates to
the RCDI purposes.
Capacity-building financial and
technical assistance should provide new
functions to the recipients or expand
existing functions that will enable the
recipients to undertake projects in the
areas of housing, community facilities,
or community and economic
development that will benefit the
community. Capacity-building financial
and technical assistance may include,
but is not limited to: Training to
conduct community development
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programs, (e.g., homeownership
education, or the establishment of
minority business entrepreneurs,
cooperatives, or micro-enterprises);
organizational development, (e.g.,
assistance to develop or improve board
operations, management, and financial
systems); instruction on how to develop
and implement a strategic plan;
instruction on how to access alternative
funding sources to increase leveraging
opportunities; staffing, (e.g., hiring a
person at intermediary or recipient level
to provide technical assistance to
recipients).
The program of financial and
technical assistance that is to be
provided, its delivery, and the
measurability of the program’s
effectiveness will determine the merit of
the application.
All applications will be competitively
ranked with the applications providing
the most improvement in capacity
development and measurable activities
being ranked the highest.
The narrative response must contain
the following items. This list also
contains the points for each item.
(1) Describe the nature of financial
and technical assistance to be provided
to the recipients and the activities that
will be conducted to deliver the
technical assistance (10 Points).
(2) Explain how financial and
technical assistance will develop or
increase the recipient’s capacity.
Indicate whether a new function is
being developed or if existing functions
are being expanded or performed more
effectively (7 Points).
(3) Identify which RCDI purpose areas
will be addressed with this assistance:
Housing, community facilities, or
community and economic development
(3 Points).
(4) Describe how the results of the
technical assistance will be measured.
What benchmarks will be used to
measure effectiveness? Benchmarks
should be specific and quantifiable (5
Points).
(5) Demonstrate that the applicant/
intermediary has conducted programs of
financial and technical assistance and
achieved measurable results in the areas
of housing, community facilities, or
community and economic development
in rural areas (10 Points).
(6) Provide in a chart or excel
spreadsheet, the organization name,
point of contact, address, phone
number, email address, and the type
and amount of the financial and
technical assistance the applicant
organization has provided to the
following for the last 3 years (5 Points).
(a) Nonprofit organizations in rural
areas.
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7091
(b) Low-income communities in rural
areas (also include the type of entity,
e.g., city government, town council, or
village board).
(c) Federally recognized Tribes or any
other culturally diverse organizations.
b. Soundness of Approach—Maximum
15 Points
The applicant can receive up to 15
points for soundness of approach. The
overall proposal will be considered
under this criterion.
The maximum 15 points for this
criterion will be based on the following:
(1) The proposal fits the objectives for
which applications were invited, is
clearly stated, and the applicant has
defined how this proposal will be
implemented (7 Points).
(2) The ability to provide the
proposed financial and technical
assistance based on prior
accomplishments (6 Points).
(3) Cost effectiveness will be
evaluated based on the budget in the
application. The proposed grant amount
and matching funds should be utilized
to maximize capacity building at the
recipient level (2 Points).
c. Population and Income—Maximum
15 Points
Population is based on the average
population from the 2010 census data
for the communities in which the
recipients are located. The physical
address, not mailing address, for each
recipient must be used for this criterion.
Community is defined for scoring
purposes as a city, town, village, county,
parish, borough, Indian reservation or
census-designated place where the
recipient’s office is physically located.
The applicant must submit the census
data from the following website in the
form of a printout to verify the
population figures used for each
recipient. The data can be accessed on
the internet at https://data.census.gov/
cedsci/. Enter location, P1 (i.e., Parma,
Idaho, P1) and click ‘‘search’’; the name
and population data for each recipient
location must be listed in this section.
The average population of the
recipient locations will be used and will
be scored as follows:
Population
10,000
10,001
20,001
30,001
40,001
or less ...............................
to 20,000 ..........................
to 30,000 ..........................
to 40,000 ..........................
to 50,000 ..........................
Scoring
(points)
5
4
3
2
1
The average of the median household
income for the communities where the
recipients are physically located will
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(ii) Equity (up to 3 points); Priority
points may be awarded if the project is
located in or serving a community with
a score of 0.75 or above on the CDC
Social Vulnerability Index. Information
on whether your project qualifies for
priority points can be found at the
following website: https://
www.rd.usda.gov/priority-points.
(iii) Climate Impacts (up to 3 points);
Priority points may be awarded if the
project is located in or serving coal, oil
and gas, and power plant communities
whose economic well-being ranks in the
most distressed tier of the Distressed
Communities Index. Information on
whether your project qualifies for
priority points can be found at the
following website: https://
www.rd.usda.gov/priority-points.
(3) These points may be awarded by
the Rural Development State Director to
any application(s) that benefits their
State regardless of whether the
applicant is headquartered in their
State.
(4) When an intermediary submits an
application that will benefit a State that
is not the same as the State in which the
intermediary is headquartered, it is the
Scoring
Average recipient median income
intermediary’s responsibility to notify
(points)
the State Director of the State which is
Less than or equal to 70 percent
receiving the benefit of its application.
of state or national median
In such cases, State Directors awarding
household income .....................
10 points to applications benefiting their
Greater than 70, but less than or
state must notify the reviewing State in
equal to 80 percent of state or
writing.
national median household in(5) Assignment of any points under
come .........................................
5
this criterion requires a written
In excess of 80 percent of state
justification and must be tied to and
or national median household
income .......................................
0 awarded based on how closely the
application aligns with the Rural
Development State Office’s strategic
d. State Director’s Points Based on
goals.
Project Merit—Maximum 10 Points
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determine the points awarded. The
physical address, not mailing address,
for each recipient must be used for this
criterion. Applicants may compare the
average recipient median household
income to the State median household
income or the national median
household income, whichever yields the
most points. The national median
household income to be used is $51,914.
The applicant must submit the
income data in the form of a printout of
the applicable information from the
following website to verify the income
for each recipient. The data being used
is from the 2010 American Community
Survey (ACS) 5-year estimates (2006–
2010 data set). The data can be accessed
on the internet at https://
data.census.gov/cedsci/; enter location,
S1903 (i.e., Parma, Idaho, S1903), click
on ‘‘Search,’’ click the drop-down
button and select the 2010 ACS–5-year
estimates table the name and income
data for each recipient location must be
listed in this section (use the Household
and Median Income column). Points
will be awarded as follows:
(1) This criterion will be addressed by
the Agency, not the applicant.
(2) The State Director may award up
to 10 discretionary points for the highest
priority project in each state, up to 7
points for the second highest priority
project in each state and up to 5 points
for the third highest priority project.
These points may be awarded to
applicants proposing to advance any or
all of the Agency’s three key funding
priorities, provided that all other
requirements set forth in this notice are
otherwise met. The key priorities are:
(i) COVID–19 Impacts (up to 4 points);
Priority points may be awarded if the
project is located in or serving one of
the top 10% of counties or county
equivalents based upon county risk
score in the United States. Information
on whether your project qualifies for
priority points can be found at the
following website: https://
www.rd.usda.gov/priority-points.
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e. Administrator Discretionary Points—
Maximum 20 Points
The Administrator may award up to
20 discretionary points for projects to
address items such as geographic
distribution of funds, emergency
conditions caused by economic
problems, natural disasters and other
initiatives identified by the Secretary.
The Administrator may also award
points to any application that will
advance the following key priorities:
• COVID–19 Impacts: Priority points
may be awarded if the project is located
in or serving one of the top 10% of
counties or county equivalents based
upon county risk score in the United
States. Information on whether your
project qualifies for priority points can
be found at the following website:
https://www.rd.usda.gov/priority-points.
• Equity: Priority points may be
awarded if the project is located in or
serving a community with score 0.75 or
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above on the CDC Social Vulnerability
Index. Information on whether your
project qualifies for priority points can
be found at the following website:
https://www.rd.usda.gov/priority-points.
and
• Climate Impacts: Priority points
may be awarded if the project is located
in or serving coal, oil and gas, and
power plant communities whose
economic well-being ranks in the most
distressed tier of the Distressed
Communities Index. Information on
whether your project qualifies for
priority points can be found at the
following website: https://
www.rd.usda.gov/priority-points.
B. Review and Selection Process
1. Rating and Ranking
If requests exceed funds available, the
applications will be rated and ranked on
a national basis by a review panel based
on the ‘‘Evaluation Criteria’’ contained
in this Notice.
If there is a tied score after the
applications have been rated and
ranked, the tie will be resolved by
reviewing the scores for ‘‘Building
Capacity and Expertise’’ and the
applicant with the highest score in that
category will receive a higher ranking. If
the scores for ‘‘Building Capacity and
Expertise’’ are the same, the scores will
be compared for the next criterion, in
sequential order, until one highest score
can be determined.
2. Initial Screening
The Agency will screen each
application to determine eligibility
during the period immediately
following the application deadline.
Listed below are examples of reasons for
rejection from previous funding rounds.
The following reasons for rejection are
not all inclusive; however, they
represent the majority of the
applications previously rejected.
a. Recipients were not located in
eligible rural areas based on the
definition in this Notice.
b. Applicants failed to provide
evidence of recipient’s status, i.e.,
documentation supporting nonprofit
evidence of organization.
c. Applicants failed to provide
evidence of committed matching funds
or matching funds were not committed
for a period at least equal to the grant
performance period.
d. Application did not follow the
RCDI structure with an intermediary
and recipients.
e. Recipients were not identified in
the application.
f. Intermediary did not provide
evidence it had been incorporated for at
least three years as the applicant entity.
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g. Applicants failed to address the
‘‘Evaluation Criteria.’’
h. The purpose of the proposal did
not qualify as an eligible RCDI purpose.
i. Inappropriate use of funds (e.g.,
construction or renovations).
j. The applicant proposed providing
financial and technical assistance
directly to individuals.
k. The application package was not
received by closing date and time.
VII. Federal Award Administration
Information
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A. Federal Award Notice
Within the limit of funds available for
such purpose, the awarding official of
the Agency shall make grants in ranked
order to eligible applicants under the
procedures set forth in this Notice.
Successful applicants will receive a
selection letter by mail containing
instructions on requirements necessary
to proceed with execution and
performance of the award. This letter is
not an authorization to begin
performance. In addition, selected
applicants will be requested to verify
that components of the application have
not changed at the time of selection and
on the award obligation date, if
requested by the Agency.
The award is not approved until all
information has been verified, and the
awarding official of the Agency has
signed Form RD 1940–1, ‘‘Request for
Obligation of Funds’’ and the grant
agreement.
Unsuccessful applicants will receive
notification, including notification of
appeal rights, by mail.
B. Administrative and National Policy
Requirements
Grantees will be required to do the
following:
1. Execute a Rural Community
Development Initiative Grant
Agreement.
2. Execute Form RD 1940–1, ‘‘Request
for Obligation of Funds.’’
3. Use Form SF 270, ‘‘Request for
Advance or Reimbursement,’’ to request
reimbursements. Provide receipts for
expenditures, timesheets and any other
documentation to support the request
for reimbursement.
4. Provide financial status and project
performance reports on a quarterly basis
starting with the first full quarter after
the grant award.
5. Maintain a financial management
system that is acceptable to the Agency.
6. Ensure that records are maintained
to document all activities and
expenditures utilizing RCDI grant funds
and matching funds. Receipts for
expenditures will be included in this
documentation.
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7. Provide annual audits or
management reports on Form RD 442–
2, ‘‘Statement of Budget, Income and
Equity,’’ and Form RD 442–3, ‘‘Balance
Sheet,’’ depending on the amount of
Federal funds expended and the
outstanding balance.
8. Collect and maintain data provided
by recipients on race, sex, and national
origin and ensure recipients collect and
maintain the same data on beneficiaries.
Race and ethnicity data will be collected
in accordance with OMB Federal
Register notice, ‘‘Revisions to the
Standards for the Classification of
Federal Data on Race and Ethnicity,’’
(62 FR 58782), October 30, 1997. Sex
data will be collected in accordance
with Title IX of the Education
Amendments of 1972. These items
should not be submitted with the
application but should be available
upon request by the Agency.
9. Provide a final project performance
report.
10. Identify and report any association
or relationship with Rural Development
employees.
11. The intermediary and recipient
must comply with Title VI of the Civil
Rights Act of 1964, Title IX of the
Education Amendments of 1972,
Section 504 of the Rehabilitation Act of
1973, Executive Order 12250, Age Act of
1975, Executive Order 13166 Limited
English Proficiency, and 7 CFR part
1901, subpart E.
12. The grantee must comply with
policies, guidance, and requirements as
described in the following applicable
Code of Federal Regulations, and any
successor regulations:
a. 2 CFR parts 200 and 400 (Uniform
Administrative Requirements, Cost
Principles, and Audit Requirements for
Federal Awards).
b. 2 CFR parts 417 and 180
(Government-wide Debarment and
Suspension (Nonprocurement)).
C. Reporting
After grant approval and through
grant completion, you will be required
to provide the following, as indicated in
the Grant Agreement:
1. SF–425, ‘‘Federal Financial Report’’
and SF–PPR, ‘‘Performance Progress
Report’’ will be required on a quarterly
basis (due 30 working days after each
calendar quarter). The Performance
Progress Report shall include the
elements described in the grant
agreement.
2. Final financial and performance
reports will be due 90 calendar days
after the period of performance end
date.
3. A summary at the end of the final
report with elements as described in the
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7093
grant agreement to assist in
documenting the annual performance
goals of the RCDI program for Congress.
VIII. Federal Awarding Agency Contact
Contact the Rural Development office
in the State where the applicant’s
headquarters is located. A list of Rural
Development State Offices contacts can
be found via https://www.rd.usda.gov/
files/CF_State_Office_Contacts.pdf.
IX. Other Information
No reimbursement will be made for
any funds expended prior to execution
of the RCDI Grant Agreement unless the
intermediary is a non-profit or
educational entity and has requested
and received written Agency approval
of the costs prior to the actual
expenditure.
This exception is applicable for up to
90 days prior to grant closing and only
applies to grantees that have received
written approval but have not executed
the RCDI Grant Agreement.
The Agency cannot retroactively
approve reimbursement for
expenditures prior to execution of the
RCDI Grant Agreement.
Paperwork Reduction Act
The paperwork burden has been
approved by the Office of Management
and Budget (OMB) under OMB Control
Number 0575–0180.
National Environmental Policy Act
In accordance with the National
Environmental Policy Act of 1969,
Public Law 91–190, this funding
announcement has been reviewed in
accordance with 7 CFR part 1970
(‘‘Environmental Policies and
Procedures’’). The Agency has
determined that (i) this action meets the
criteria established in 7 CFR 1970.53(f);
(ii) no extraordinary circumstances
exist; and (iii) the action is not
‘‘connected’’ to other actions with
potentially significant impacts, is not
considered a ‘‘cumulative action’’ and is
not precluded by 40 CFR 1506.1.
Therefore, the Agency has determined
that the action does not have a
significant effect on the human
environment, and therefore neither an
Environmental Assessment nor an
Environmental Impact Statement is
required.
All recipients under this Notice are
subject to the requirements of 7 CFR
part 1970. However, awards for
financial and technical assistance under
this Notice are classified as a Categorical
Exclusion according to 7 CFR
1970.53(b), and usually do not require
any additional documentation.
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Federal Register / Vol. 87, No. 26 / Tuesday, February 8, 2022 / Notices
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Non-Discrimination Statement
DEPARTMENT OF COMMERCE
In accordance with Federal civil
rights laws and U.S. Department of
Agriculture (USDA) civil rights
regulations and policies, the USDA, its
Mission Areas, agencies, staff offices,
employees, and institutions
participating in or administering USDA
programs are prohibited from
discriminating based on race, color,
national origin, religion, sex, gender
identity (including gender expression),
sexual orientation, disability, age,
marital status, family/parental status,
income derived from a public assistance
program, political beliefs, or reprisal or
retaliation for prior civil rights activity,
in any program or activity conducted or
funded by USDA (not all bases apply to
all programs). Remedies and complaint
filing deadlines vary by program or
incident.
Program information may be made
available in languages other than
English. Persons with disabilities who
require alternative means of
communication to obtain program
information (e.g., Braille, large print,
audiotape, American Sign Language)
should contact the responsible Mission
Area, agency, or staff office; the USDA
TARGET Center at (202) 720–2600
(voice and TTY); or the Federal Relay
Service at (800) 877–8339.
To file a program discrimination
complaint, a complainant should
complete a Form AD–3027, USDA
Program Discrimination Complaint
Form, which can be obtained online at
https://www.ocio.usda.gov/document/
ad-3027, from any USDA office, by
calling (866) 632–9992, or by writing a
letter addressed to USDA. The letter
must contain the complainant’s name,
address, telephone number, and a
written description of the alleged
discriminatory action in sufficient detail
to inform the Assistant Secretary for
Civil Rights (ASCR) about the nature
and date of the alleged civil rights
violation. The completed AD–3027 form
or letter must be submitted to USDA by:
1. Mail: U.S. Department of Agriculture,
Office of the Assistant Secretary for
Civil Rights, 1400 Independence
Avenue SW, Washington, DC
20250–9410; or
2. Fax: (833) 256–1665 or (202) 690–
7442; or
3. Email: program.intake@usda.gov
USDA is an equal opportunity
provider, employer, and lender.
Joaquin Altoro,
Administrator, Rural Housing Service.
[FR Doc. 2022–02624 Filed 2–7–22; 8:45 am]
BILLING CODE 3410–XV–P
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Bureau of Industry and Security
Emerging Technology Technical
Advisory Committee; Notice of
Partially Closed Meeting
The Emerging Technology Technical
Advisory Committee (ETTAC) will meet
on February 23, 2022, at 11:00 a.m.,
Eastern Standard Time. The meeting
will be available via teleconference. The
Committee advises the Office of the
Assistant Secretary for Export
Administration on the identification of
emerging and foundational technologies
with potential dual-use applications as
early as possible in their developmental
stages both within the United States and
abroad.
Agenda
Open Session
1. Welcome and Introductions.
2. Introduction by the Bureau of
Industry and Security Leadership.
3. Presentation: Space Telescope and
Society (NASA), Questions and
Answers
4. Public Comments/Announcements
Closed Session
5. Discussion of matters determined to
be exempt from the provisions relating
to public meetings found in 5 U.S.C.
app. 10(a)(1) and 10(a)(3).
The open session will be accessible
via teleconference. To join the
conference, submit inquiries to Ms.
Yvette Springer at Yvette.Springer@
bis.doc.gov no later than February 16,
2022.
To the extent time permits, members
of the public may present oral
statements to the Committee. The public
may submit written statements at any
time before or after the meeting.
However, to facilitate distribution of
public presentation materials to
Committee members, the Committee
suggests that presenters forward the
public presentation materials prior to
the meeting to Ms. Springer via email.
The Assistant Secretary for
Administration, with the concurrence of
the delegate of the General Counsel,
formally determined on February 1,
2022, pursuant to Section 10(d) of the
Federal Advisory Committee Act, as
amended (5 U.S.C. app. 10(d)), that the
portion of the meeting dealing with predecisional changes to the Commerce
Control List and the U.S. export control
policies shall be exempt from the
provisions relating to public meetings
found in 5 U.S.C. app. §§ 10(a)(1) and
10(a)(3). The remaining portions of the
meeting will be open to the public.
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For more information, please contact
Yvette Springer via email.
Yvette Springer,
Committee Liaison Officer.
[FR Doc. 2022–02530 Filed 2–7–22; 8:45 am]
BILLING CODE 3510–JT–P
DEPARTMENT OF COMMERCE
International Trade Administration
[C–533–909]
Barium Chloride From India: Initiation
of Countervailing Duty Investigation
Enforcement and Compliance,
International Trade Administration,
Department of Commerce.
DATES: Applicable February 1, 2022.
FOR FURTHER INFORMATION CONTACT:
Tyler Weinhold at (202) 482–1221 and
Harrison Tanchuck at (202) 482–7301,
AD/CVD Operations, Enforcement and
Compliance, International Trade
Administration, U.S. Department of
Commerce, 1401 Constitution Avenue
NW, Washington, DC 20230.
SUPPLEMENTARY INFORMATION:
AGENCY:
The Petition
On January 12, 2022, the U.S.
Department of Commerce (Commerce)
received a countervailing duty (CVD)
petition concerning imports of barium
chloride from India, filed in proper form
on behalf of Chemical Products
Corporation (the petitioner), a domestic
producer of barium chloride.1 The
Petition was accompanied by an
antidumping duty (AD) petition
concerning imports of barium chloride
from India.2
On January 14 and 19, 2022,
Commerce requested supplemental
information pertaining to certain aspects
of the Petition.3 The petitioner filed
responses to these requests on January
19 and 24, 2022.4
In accordance with section 702(b)(1)
of the Tariff Act of 1930, as amended
1 See Petitioner’s Letter, ‘‘Petitions for the
Imposition of Antidumping and Countervailing
Duties on Barium Chloride from India,’’ dated
January 12, 2022 (the Petition).
2 Id.
3 See Commerce’s Letters, ‘‘Petitions for the
Imposition of Antidumping and Countervailing
Duties on Imports of Barium Chloride from India:
Supplemental Questions,’’ dated January 14, 2022;
and ‘‘Petition for the Imposition of Countervailing
Duties on Imports of Barium Chloride from India:
Supplemental Questions,’’ dated January 19, 2021.
4 See Petitioner’s Letters, ‘‘Barium Chloride from
India: Response to Supplemental Questionnaire on
Volume I of the Petition (General Issues and Injury
Information),’’ dated January 19, 2022 (General
Issues Supplement); and ‘‘Barium Chloride from
India: Response to Supplemental Questions,’’ dated
January 24, 2022.
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Agencies
[Federal Register Volume 87, Number 26 (Tuesday, February 8, 2022)]
[Notices]
[Pages 7084-7094]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-02624]
-----------------------------------------------------------------------
DEPARTMENT OF AGRICULTURE
Rural Housing Service
[Docket No. RHS-21-CF-0023]
Rural Community Development Initiative (RCDI) for Fiscal Year
2022
AGENCY: Rural Housing Service, Department of Agriculture.
ACTION: Notice of solicitation of applications.
-----------------------------------------------------------------------
SUMMARY: The Rural Housing Service, a Rural Development agency of the
United
[[Page 7085]]
States Department of Agriculture (USDA), announces the acceptance of
applications under the Rural Community Development Initiative (RCDI)
program for fiscal year (FY) 2022. These grants will be made to
qualified intermediary organizations that will provide financial and
technical assistance to recipients to develop their capacity and
ability to undertake projects related to housing, community facilities,
or community and economic development that will support the community.
The NOSA is being issued prior to passage of a final appropriations act
for FY 2022 to allow potential applicants time to submit applications
for financial assistance under the program and to give the Agency time
to process applications. Once the FY 2022 funding amount is determined,
the Agency will publish it on its website at https://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas.
DATES: Completed applications must be submitted using one of the
following methods:
Paper: The Agency must receive a paper application by 4:00
p.m. local time, April 25, 2022. Applicants intending to mail
applications must provide sufficient time to permit delivery on or
before the closing deadline date and time. Acceptance by the United
States Postal Service or private mailer does not constitute delivery.
Facsimile (FAX), electronic mail, and postage due applications will not
be accepted. The application dates and times are firm. The Agency will
not consider any application received after the deadline.
Electronic: Electronic applications must be submitted via
Grants.gov by 11:59 p.m. Eastern time on April 19, 2022. The
application dates and times are firm. The Agency will not consider any
application received after the deadline.
ADDRESSES: Applicants wanting to apply for assistance may download the
application documents and requirements as stated in this Notice from
the RCDI website: https://www.rd.usda.gov/programs-services/community-facilities/rural-community-development-initiative-grants.
Application information for electronic submissions may be found at
https://www.grants.gov/.
Applicants may also request paper application packages from the
Rural Development office in their state. A list of Rural Development
State offices contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
FOR FURTHER INFORMATION CONTACT: Shirley J. Stevenson, Community
Programs Specialist, Rural Development, United States Department of
Agriculture, 1400 Independence Ave. SW, Washington, DC 20250, Phone:
(202) 205-9685, Email: [email protected].
SUPPLEMENTARY INFORMATION:
Authority
This solicitation is authorized pursuant by Congress in 1999 (Pub.
L. 106-78), amended by the Further Consolidated Appropriations Act,
2020 (Pub. L. 116-94), and funding continued under the enactment of the
Continuing Appropriations Act, 2021 (Pub. L. 116-260).
Rural Development: Key Priorities
The Agency encourages applicants to consider projects that will
advance the following key priorities:
Assisting rural communities recover economically from the
impacts of the COVID-19 pandemic, particularly disadvantaged
communities;
Ensuring all rural residents have equitable access to RD
programs and benefits from RD funded projects; and
Reducing climate pollution and increasing resilience to
the impacts of climate change through economic support to rural
communities.
For further information, visit https://www.rd.usda.gov/priority-points.
Overview
Federal Agency: Rural Housing Service (RHS).
Funding Opportunity Title: Rural Community Development Initiative.
Announcement Type: Notice of Solicitation of Applications (NOSA).
Funding Amount: The NOSA is being issued prior to the passage of a
final appropriations act for Fiscal Year (FY) 2022. Once the funding
amount for this Program has been established by final appropriations
act for FY 2022, the Agency will publish it on its website at: https://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas.
Assistance Listing (AL) (Formerly the Catalog of Federal Domestic
Assistance (CFDA)) Number: 10.446.
Funding Opportunity Number: USDA-RD-HCFP-RCDI-2022.
Due Dates: Applications must be submitted using one of the
following methods:
Paper: The deadline for receipt of a paper application is
4 p.m. local time, April 25, 2022.
Electronic: Electronic applications will be accepted via
Grants.gov. The deadline for receipt of an electronic applications via
Grants.gov is 11:59 p.m. Eastern time on April 19, 2022. The
application dates and times are firm. The Agency will not consider any
application received after the deadline. Applicants intending to mail
applications must provide sufficient time to permit delivery on or
before the closing deadline date and time. Acceptance by the United
States Postal Service or private mailer does not constitute delivery.
Facsimile (FAX), electronic mail and postage due applications will not
be accepted. Prior to official submission of applications, applicants
may request technical assistance or other application guidance from the
Agency, as long as such requests are made prior to April 14, 2022.
Technical assistance is not meant to be an analysis or assessment of
the quality of the materials submitted, a substitute for agency review
of completed applications, nor a determination of eligibility, if such
determination requires in-depth analysis. The Agency will not solicit
or consider scoring or eligibility information that is submitted after
the application deadline. The Agency reserves the right to contact
applicants to seek clarification information on materials contained in
the submitted application.
Items in the Supplementary Information
I. Program Description
II. Federal Award Information
III. Definitions
IV. Eligibility Information
V. Application and Submission Information
VI. Application Review Information
VII. Federal Awarding Administration Information
VIII. Federal Awarding Agency Contacts
IX. Other Information
I. Program Description
Congress first authorized the RCDI in 1999 pursuant to the
Agriculture, Rural Development, Food and Drug Administration, and
Related Agencies Appropriations Act 2000 (Pub. L. 106-78), as amended
by the Further Consolidated Appropriations Act, 2020 (Pub. L. 116-94),
and funding continued under the enactment of the Continuing
Appropriations Act, 2021 (Pub. L. 116-260). The program is designed to
assist qualified private organizations, nonprofit organizations, and
public (including tribal) intermediary organizations, proposing to
carry out financial and technical assistance programs to improve
housing, community facilities, and community and economic development
projects in rural areas. The RCDI program requires the intermediary
(grantee) to provide a program of financial and technical
[[Page 7086]]
assistance to recipients. The recipients will, in turn, provide
programs to their communities (beneficiaries).
II. Federal Award Information
The Agency will publish the amount of funding received for FY 2022
on its website at: https://www.rd.usda.gov/newsroom/notices-solicitation-applications-nosas.
Qualified private organizations, nonprofit organizations and public
(including tribal) intermediary organizations proposing to carry out
financial and technical assistance programs will be eligible to receive
grant funding.
The intermediary will be required to provide matching funds in an
amount at least equal to the RCDI grant. In-kind contributions cannot
be used as matching funds. Partnerships with other federal, state,
local, private, and nonprofit entities are encouraged.
The respective minimum and maximum grant amounts per intermediary
are $50,000 and $250,000, respectively. The intermediary must provide a
program of financial and technical assistance to recipients to develop
their capacity and ability to undertake projects related to housing,
community facilities, or community and economic development that will
support the community.
Grant funds must be utilized within three years from date of the
award.
A grantee that has an outstanding RCDI grant over three years old,
as of the application due date in this Notice, is not eligible to apply
for this round of funding.
The intermediary must provide a program of financial and technical
assistance to one or more of the following: A private, nonprofit
community-based housing and development organization, a low- income
rural community or a federally recognized Tribe. An intermediary
proposing to serve one or more Federally recognized tribes must include
a resolution of support with its application from the Tribes it
proposes to serve. If the resolution of support is not submitted for
each Tribe, the Tribe will be considered ineligible as a recipient.
This requirement is being added to ensure collaboration during the
application process between intermediaries and all Tribes that they
propose to serve.
III. Program Definitions
Agency--The Rural Housing Service or its successor.
Beneficiary--Entities or individuals that receive benefits from
assistance provided by the recipient.
Capacity--The ability of a recipient to implement housing,
community facilities, or community and economic development projects.
Conflict of interest--A situation in which a person or entity has
competing personal, professional, or financial interests that make it
difficult for the person or business to act impartially. Regarding use
of both grant and matching funds, Federal procurement standards
prohibit transactions that involve a real or apparent conflict of
interest for owners, employees, officers, agents, or their immediate
family members having a financial or other interest in the outcome of
the project; or that restrict open and free competition for
unrestrained trade. Specifically, project funds may not be used for
services or goods going to, or coming from, a person or entity with a
real or apparent conflict of interest, including, but not limited to,
owner(s) and their immediate family members. An example of conflict of
interest occurs when the grantee's employees, board of directors, or
the immediate family of either, have the appearance of a professional
or personal financial interest in the recipients receiving the benefits
or services of the grant.
Federally recognized Tribes--Tribal entities recognized and
eligible for funding and services from the Bureau of Indian Affairs,
based on the most recent notice in the Federal Register published by
the Bureau of Indian Affairs and Tribes that received federal
recognition after the most recent publication. Tribally Designated
Housing Entities are eligible RCDI recipients.
Financial assistance--Funds, not to exceed $10,000 per award, used
by the intermediary to purchase supplies and equipment to build the
recipient's capacity.
Funds--The RCDI grant and matching funds that have been provided by
the Grantee.
Intermediary--A qualified private organization, nonprofit
organization (including faith-based and community organizations and
philanthropic organizations), or public (including tribal) organization
that provides financial and technical assistance to multiple
recipients.
Low-income rural community--An authority, district, economic
development authority, regional council, federally recognized Tribe, or
unit of government representing an incorporated city, town, village,
county, township, parish, Indian reservation or borough whose income is
at or below 80 percent of either the state or national Median Household
Income as measured by the 2010 Census.
Matching funds--Cash or confirmed funding commitments. Matching
funds must be at least equal to the grant amount and committed for a
period of not less than the grant performance period.
Recipient--The entity that receives the financial and technical
assistance from the intermediary. The recipient must be a nonprofit
community-based housing and development organization, a low-income
rural community or a federally recognized Tribe.
Rural and rural area--Any area other than (i) a city or town that
has a population of greater than 50,000 inhabitants and (ii) the
urbanized area contiguous and adjacent to such city or town.
Technical assistance--Skilled help in improving the recipient's
abilities in the areas of housing, community facilities, or community
and economic development.
IV. Eligibility Information
Applicants must meet all of the following eligibility requirements
by the application deadline. Applications which fail to meet any of
these requirements by the application deadline will be deemed
ineligible, will not be evaluated further, and will not receive a
Federal award.
A. Eligible Applicants
1. Qualified private organizations, nonprofit organizations
(including faith- based organizations in accordance with 7 CFR part 16,
and community organizations and philanthropic foundations), and public
(including tribal) intermediary organizations are eligible applicants.
Definitions that describe eligible organizations and other key terms
are listed below.
2. The recipient must be a nonprofit community-based housing and
development organization, low-income rural community, or federally
recognized Tribe based on the RCDI definitions of these groups.
3. Private nonprofit, faith, or community-based organizations must
provide a certificate of incorporation and a certificate of good
standing from the Secretary of State of the State of incorporation, or
other similar and valid documentation of current nonprofit status. For
low-income rural community recipients, the Agency requires evidence
that the entity is a public body and census data verifying that the
median household income of the community where the office receiving the
financial and technical assistance is located is at, or below, 80
percent of the State or national median household income, whichever is
higher. For Federally
[[Page 7087]]
recognized tribes, the Agency needs the page listing their name from
the current Federal Register list of tribal entities recognized and
eligible for funding services (see the definition of Federally
recognized tribes in this Notice for details on this list). An
intermediary proposing to serve one or more Federally recognized Tribes
must include a resolution of support with its application from the
Tribes it proposes to serve. If the resolution of support is not
submitted for each Tribe, the Tribe will be considered ineligible as a
recipient. This requirement is being added to ensure collaboration
during the application process between intermediaries and all Tribes
that they propose to serve.
4. In prior Fiscal Years any corporation that had been convicted of
a felony criminal violation under any Federal law within the preceding
24 months or that had any unpaid Federal tax liability that had been
assessed, for which all judicial and administrative remedies had been
exhausted or lapsed, and that was not being paid in a timely manner
pursuant to an agreement with the authority responsible for collecting
the tax liability, has not been eligible for financial assistance
provided with full-year appropriated funds in accordance with prior
appropriations acts unless a Federal agency had considered suspension
or debarment of the corporation and made a determination that this
further action was not necessary to protect the interests of the
Government. It is possible that a similar provision will be included in
the FY appropriations act for FY 2022, once enacted.
B. Cost Sharing or Matching
Matching funds are required to be provided in an amount that, at a
minimum, is equal to the amount of the grant.
If this matching fund requirement is not met, the application will
be deemed ineligible. See Section V, Application and Submission
Information, for required pre-award and post award matching funds
documentation submission.
Matching funds must be in the form of cash or confirmed funding
commitments that, at a minimum, are equal to the grant amount. Matching
funds must also be committed for a period of not less than the grant
performance period. These funds can only be used for eligible RCDI
activities and must be used to support the overall purpose of the RCDI
program.
In-kind contributions such as salaries, donated time and effort,
real and nonexpendable personal property, and goods and services cannot
be used as matching funds.
Grant funds and matching funds must be used in equal proportions.
This does not mean funds have to be used equally by line item.
The request for advance or reimbursement and supporting
documentation must show that RCDI fund usage does not exceed the
cumulative amount of matching funds used.
Grant funds will be disbursed pursuant to relevant provisions of 2
CFR parts 200 and 400. See Section V, Application and Submission
Information, for matching funds documentation and pre-award
requirements.
The intermediary is responsible for demonstrating that matching
funds are available and committed for a period of not less than the
grant performance period to the RCDI proposal. Matching funds may be
provided by the intermediary or a third party. Other Federal funds may
be used as matching funds if authorized by statute and the purpose of
the funds is an eligible RCDI purpose.
RCDI funds will be disbursed on an advance or reimbursement basis.
Matching funds cannot be expended prior to execution of the RCDI Grant
Agreement.
Applicants must provide matching funds in an amount at least equal
to the amount of the Federal grant. Successful applications will be
selected by the Agency for funding and will be awarded from funds
appropriated for the RCDI program.
C. Other Program Requirements
1. The recipient and beneficiary, but not the intermediary, must be
located in an eligible rural area. The physical location of the
recipient's office that will be receiving the financial and technical
assistance must be in an eligible rural area. If the recipient is a
low-income community, the median household income of the area where the
office is located must be at or below 80 percent of the State or
national median household income, whichever is higher. The applicable
Rural Development State Office can assist in determining the
eligibility of an area.
A listing of Rural Development State Office contacts can be found
at the following link: https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf. A map showing eligible rural areas can be
found at the following link: https://eligibility.sc.egov.usda.gov/eligibility/welcomeAction.do?pageAction=RBSmenu.
2. RCDI grantees that have an outstanding grant over 3 years old,
as of the application due date in this Notice, will not be eligible to
apply for this round of funding. Grant and matching funds must be
utilized in a timely manner to ensure that the goals and objectives of
the program are met.
3. Individuals cannot be recipients.
4. The intermediary must provide a program of financial and
technical assistance to the recipient.
5. The intermediary organization must have been legally organized
for a minimum of three years and have at least three years prior
experience working with private nonprofit community-based housing and
development organizations, low-income rural communities, or tribal
organizations in the areas of housing, community facilities, or
community and economic development.
6. Proposals must be structured to utilize the grant funds within 3
years from the date of the award.
7. Each applicant, whether individually or jointly, may only submit
one application for RCDI funds under this Notice. This restriction does
not preclude the applicant from providing matching funds for other
applications.
8. Recipients can benefit from more than one RCDI application;
however, after grant selections are made, the recipient can only
benefit from multiple RCDI grants if the type of financial and
technical assistance the recipient will receive is not duplicative. The
services described in multiple RCDI grant applications must have
separate and identifiable accounts for compliance purposes.
9. The intermediary and the recipient cannot be the same entity.
The recipient can be a related entity to the intermediary, if it meets
the definition of a recipient, provided the relationship does not
create a Conflict of Interest that cannot be resolved to Rural
Development's satisfaction.
10. If the recipient is a low-income rural community, identify the
unit of government to which the financial and technical assistance will
be provided (e.g., town council or village board). The financial and
technical assistance must be provided to the organized unit of
government representing that community, not the community at large.
11. An intermediary proposing to serve one or more Federally
recognized tribes must include a resolution of support with its
application from the Tribes it proposes to serve. If the resolution of
support is not submitted for each Tribe, the Tribe will be considered
ineligible as a recipient. This requirement is being added to ensure
[[Page 7088]]
collaboration during the application process between intermediaries and
all Tribes that they propose to serve.
D. Eligible Grant Purposes
Fund uses must be consistent with the RCDI purpose. Eligible
purposes of grant funds include, but are not limited to, the following:
1. Provide technical assistance to develop recipients' capacity and
ability to undertake projects related to housing, community facilities,
or community and economic development, (e.g., the intermediary hires a
staff person to provide technical assistance to the recipient or the
recipient hires a staff person, under the supervision of the
intermediary, to carry out the technical assistance provided by the
intermediary).
2. Develop the capacity of recipients to conduct community
development programs, (e.g., homeownership education or training for
business entrepreneurs).
3. Develop the capacity of recipients to conduct development
initiatives, (e.g., programs that support micro-enterprise and
sustainable development).
4. Develop the capacity of recipients to increase their leveraging
ability and access to alternative funding sources by providing training
and staffing.
5. Develop the capacity of recipients to provide the technical
assistance component for essential community facilities projects.
6. Assist recipients in completing pre- development requirements
for housing, community facilities, or community and economic
development projects by providing resources for professional services,
(e.g., architectural, engineering, or legal).
7. Improve recipient's organizational capacity by providing
training and resource material on developing strategic plans, board
operations, management, financial systems, and information technology.
8. Purchase of computers, software, and printers, limited to
$10,000 per award, at the recipient level when directly related to the
technical assistance program being undertaken by the intermediary.
9. Provide funds to recipients for training-related travel costs
and training expenses related to RCDI.
E. Ineligible Fund Uses
The following is a list of ineligible uses of grant funds:
1. Pass-through grants, and any funds provided to the recipient
in a lump sum that are not reimbursements.
2. Funding a revolving loan fund (RLF).
3. Construction (in any form).
4. Salaries for positions involved in construction, renovations,
rehabilitation, and any oversight of these types of activities.
5. Intermediary preparation of strategic plans for recipients.
6. Funding prostitution, gambling, or any illegal activities.
7. Grants to individuals.
8. Funding a grant where there may be a conflict of interest, or
an appearance of a conflict of interest, involving any action by the
Agency.
9. Paying obligations incurred before the beginning date without
prior Agency approval or after the ending date of the grant
agreement.
10. Purchasing real estate.
11. Improvement or renovation of the grantee's or recipient's
office space or for the repair or maintenance of privately-owned
vehicles.
12. Any purpose prohibited in 2 CFR part 200 or 400.
13. Using funds for recipient's general operating costs.
14. Using grant or matching funds for Individual Development
Accounts.
15. Purchasing vehicles.
F. Program Examples and Restrictions
The following are examples of eligible and ineligible purposes
under the RCDI program. (These examples are illustrative and are not
meant to limit the activities proposed in the application. Activities
that meet the objectives of the RCDI program and meet the criteria
outlined in this Notice will be considered eligible.)
1. The intermediary must work directly with the recipient, not the
ultimate beneficiaries. For example:
The intermediary provides training and technical assistance to the
recipients on developing and updating materials related to the
prevention, treatment and recovery activities for opioid use disorder
and ensures that high-quality training is provided to communities
affected by the opioid epidemic.
2. The intermediary provides training to the recipient on how to
conduct homeownership education classes. The recipient then provides
ongoing homeownership education to the residents of the community--the
ultimate beneficiaries. This ``train the trainer'' concept fully meets
the intent of this initiative. The intermediary is providing technical
assistance that will build the recipient's capacity by enabling it to
conduct homeownership education classes for the public.
This is an eligible purpose. However, if the intermediary directly
provided homeownership education classes to individuals in the
recipient's service area, this would not be an eligible purpose because
the recipient would be bypassed.
3. If the intermediary is working with a low-income community as
the recipient, the intermediary must provide the technical assistance
to the entity that represents the low-income community and is
identified in the application. Examples of entities representing a low-
income community are a village board or a town council.
If the intermediary provides technical assistance to the Board of
the low-income community on how to establish a cooperative, this would
be an eligible purpose. However, if the intermediary works directly
with individuals from the community to establish the cooperative, this
is not an eligible purpose.
The recipient's capacity is built by learning skills that will
enable it to support sustainable economic development in its community
on an ongoing basis.
4. The intermediary may provide technical assistance to the
recipient on how to create and operate a revolving loan fund. The
intermediary may not monitor or operate the revolving loan fund. RCDI
funds, including matching funds, cannot be used to fund revolving loan
funds.
5. The intermediary may work with recipients to build their
capacity to provide planning and leadership development training. The
recipients of this training would be expected to assume leadership
roles in the development and execution of regional strategic plans. The
intermediary would work with multiple recipients in helping communities
recognize their connections to the greater regional and national
economies.
6. The intermediary could provide training and technical assistance
to the recipients on developing emergency shelter and feeding, short-
term housing, search and rescue, and environmental accident,
prevention, and cleanup program plans. For longer term disaster and
economic crisis responses, the intermediary could work with the
recipients to develop job placement and training programs and develop
coordinated transit systems for displaced workers.
V. Application and Submission Information
A. Address To Request Application Package
Entities wishing to apply for assistance may download the
application documents and requirements delineated in this Notice from
the RCDI website: https://www.rd.usda.gov/programs-services/
[[Page 7089]]
community-facilities/rural-community-development-initiative-grants.
Application information for electronic submissions may be found at
https://www.grants.gov.
Applicants may also request paper application packages from the
Rural Development office in their state. A list of Rural Development
State office contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf. You may also obtain a copy by calling
202-205-9685.
B. Content and Form of Application Submission
If the applicant is ineligible or the application is incomplete,
the Agency will inform the applicant in writing of the decision,
reasons therefore, and its appeal rights and no further evaluation of
the application will occur.
A complete application for RCDI funds must include the following:
1. A summary page, double-spaced between items, listing the
following: (This information should not be presented in narrative
form.)
a. Applicant's name,
b. Applicant's address,
c. Applicant's telephone number,
d. Name of applicant's contact person, email address and telephone
number,
e. County where applicant is located,
f. Congressional district number where applicant is located,
g. Amount of grant request, and
h. Number of recipients.
2. A detailed Table of Contents containing page numbers for each
component of the application.
3. A project overview, no longer than one page, including the
following items, which will also be addressed separately and in detail
under ``Building Capacity and Expertise'' of the ``Evaluation
Criteria.''
a. The type of technical assistance to be provided to the
recipients and how it will be implemented.
b. How the capacity and ability of the recipients will be improved.
c. The overall goals to be accomplished.
d. The benchmarks to be used to measure the success of the program.
Benchmarks should be specific and quantifiable.
4. Organizational documents, such as a certificate of incorporation
and a current good standing certification from the Secretary of State
where the applicant is incorporated and other similar and valid
documentation of current status, from the intermediary that confirms it
has been legally organized for a minimum of three years as the
applicant entity.
5. Verification of source and amount of matching funds, (e.g., a
copy of a complete bank statement if matching funds are in cash or a
copy of the confirmed funding commitment from the funding source).
The verification must show that matching funds are available for
the duration of the grant performance period. The verification of
matching funds must be submitted with the application, or the
application will be considered incomplete.
The applicant will be contacted by the Agency prior to grant award
to verify that the matching funds provided with the application
continue to be available. The applicant will have 15 days from the date
contacted to submit verification that matching funds continue to be
available.
If the applicant is unable to provide the verification within that
timeframe, the application will be considered ineligible. The applicant
must maintain bank statements on file or other documentation for a
period of at least three years after grant closing except that the
records shall be retained beyond the three-year period if audit
findings have not been resolved.
6. The following information for each recipient:
a. Recipient's entity name,
b. Complete address (mailing and physical location, if different),
c. County where located,
d. Number of Congressional district where recipient is located,
e. Contact person's name, email address and telephone number and,
f. Form RD 400-4, ``Assurance Agreement.'' If the Form RD 400-4 is
not submitted for each recipient, the recipient will be considered
ineligible. No information pertaining to that recipient will be
included in the income or population scoring criteria and the requested
funding may be adjusted due to the deletion of the recipient.
7. Submit evidence that each recipient entity is eligible.
Documentation must be submitted to verify recipient eligibility.
Acceptable documentation varies depending on the type of recipient:
a. Nonprofits--provide a current valid letter confirming non-profit
status from the Secretary of State of the State of incorporation, a
current good standing certification from the Secretary of State of the
State of incorporation, or other valid documentation of current
nonprofit status of each recipient.
A nonprofit recipient must provide evidence that it is a valid
nonprofit when the intermediary applies for the RCDI grant.
Organizations with pending requests for nonprofit designations are not
eligible.
b. Low-income rural community-- provide evidence the entity is a
public body (e.g., copy of Charter, relevant Acts of Assembly, relevant
court orders (if created judicially) or other valid documentation), a
copy of the 2010 census data to verify the population, and 2010
American Community Survey (ACS) 5-year estimates (2006-2010 data set)
data as evidence that the median household income is at, or below, 80
percent of either the State or national median household income. We
will only accept data and printouts from https://data.census.gov/cedsci/.
c. Federally recognized Tribes--provide the page listing their name
from the Federal Register list of tribal entities published most
recently by the Bureau of Indian Affairs. The 2021 list is available at
86 FR 7554, pages 7554--7558 at the following link: https://www.govinfo.gov/content/pkg/FR-2021-01-29/pdf/2021-01606.pdf. For
Tribes that received federal recognition after the most recent
publication, statutory citations and additional documentation may
suffice.
An intermediary proposing to serve one or more Federally recognized
tribes must include a resolution of support with its application from
the Tribes it proposes to serve. If the resolution of support is not
submitted for each Tribe, the Tribe will be considered ineligible as a
recipient. This requirement is being added to ensure collaboration
during the application process between intermediaries and all Tribes
that they propose to serve.
8. Each of the ``Evaluation Criteria'' must be addressed
specifically and individually by category. Present these criteria in
narrative form. Narrative (not including attachments) must be limited
to five pages per criterion. The ``Population and Income'' criteria for
recipient locations can be provided in the form of a list; however, the
source of the data must be included on the page(s).
9. A timeline identifying specific activities and proposed dates
for completion.
10. A detailed project budget that includes the RCDI grant amount
and matching funds. This should be a line-item budget, by category.
Categories such as salaries, administrative, other, and indirect costs
that pertain to the proposed project must be clearly defined.
Supporting documentation listing the components of these categories
must be included. The budget should be dated: Year 1, year 2, and year
3, as applicable.
11. The indirect cost category in the project budget should be used
only when a grant applicant has a federally
[[Page 7090]]
negotiated indirect cost rate. A copy of the current rate agreement
must be provided with the application. Non-federal entities that have
never received a negotiated indirect cost rate, except for those non-
Federal entities described in Appendix VII to Part 200-States and Local
Government and Indian Tribe Indirect Cost Proposals, paragraph
(d)(1)(B), may use the de minimis rate of 10 percent of modified total
direct costs (MTDC).
12. Form SF-424, ``Application for Federal Assistance.''
(Do not complete Form SF-424A, ``Budget Information.'' A separate
line-item budget should be presented as described in Letter (j) of this
section.)
13. Certification of Non-Lobbying Activities.
14. Standard Form LLL, ``Disclosure of Lobbying Activities,'' if
applicable.
Applicants must collect and maintain data provided by recipients on
race, sex, and national origin and ensure Ultimate Recipients collect
and maintain this data. Race and ethnicity data will be collected in
accordance with OMB Federal Register notice, ``Revisions to the
Standards for the Classification of Federal Data on Race and
Ethnicity'' (62 FR 58782), October 30, 1997. Sex data will be collected
in accordance with Title IX of the Education Amendments of 1972. These
items should not be submitted with the application but should be
available upon request by the Agency.
The applicant and the recipient must comply with Title VI of the
Civil Rights Act of 1964, Title IX of the Education Amendments of 1972,
the Americans with Disabilities Act (ADA), Section 504 of the
Rehabilitation Act of 1973, Age Discrimination Act of 1975, Executive
Order 12250, Executive Order 13166 Limited English Proficiency (LEP),
and 7 CFR part 1901, subpart E.
15. Identify and report any association or relationship with Rural
Development employees. (A statement acknowledging whether or not a
relationship exists is required.)
C. Unique Entity Identifier (UEI) (Formerly the Dun and Bradstreet Data
Universal Numbering System (DUNS)) and System for Awards Management
(SAM)
In order to register with System for Award Management (SAM), your
organization will need an UEI number. Be sure to complete the Marketing
Partner ID (MPID) and Electronic Business Primary Point of Contact
fields during the SAM registration process.
Grant applicants must obtain an UEI number and register in the SAM
System prior to submitting an application pursuant to 2 CFR 25.200(b).
In addition, an entity applicant must maintain registration in SAM at
all times during which it has an active Federal award or an application
or plan under consideration by the Agency. The applicant must ensure
that the information in the database is current, accurate, and
complete. Applicants must ensure they complete the Financial Assistance
General Certifications and Representations in SAM. Similarly, all
recipients of Federal financial assistance are required to report
information about first-tier subawards and executive compensation in
accordance with 2 CFR part 170. So long as an entity applicant does not
have an exception under 2 CFR 170.110(b), the applicant must have the
necessary processes and systems in place to comply with the reporting
requirements should the applicant receive funding. See 2 CFR
170.200(b).
An applicant, unless excepted under 2 CFR 25.110(b), (c), or (d),
is required to:
1. Be registered in SAM before
submitting its application;
2. Provide a valid UEI number in its application; and
3. Continue to maintain an active SAM registration with current
information at all times during which it has an active Federal award or
an application or plan under consideration by a Federal awarding
agency.
The Federal awarding agency (RHS) may not make a federal award to
an applicant until the applicant has complied with all applicable UEI
and SAM requirements and, if an applicant has not fully complied with
the requirements by the time the Federal awarding agency is ready to
make a Federal award, the Federal awarding agency may determine that
the applicant is not qualified to receive a Federal award and use that
determination as a basis for making a Federal award to another
applicant.
As required by the Office of Management and Budget (OMB), all grant
applications must provide an UEI number when applying for Federal
grants.
Organizations can receive an UEI number at no cost by calling the
dedicated toll-free number at 1-866- 705-5711 or via internet at
https://fedgov.dnb.com/webform. Additional information concerning this
requirement can be obtained on the Grants.gov website at https://www.grants.gov. Similarly, applicants may register for SAM at https://sam.gov or by calling 1-866-606- 8220.
The applicant must provide documentation that it is registered in
SAM and include its UEI number. If the applicant does not provide
documentation confirming that it is registered in SAM and its UEI
number, the application will not be considered for funding. The
required forms and certifications can be downloaded from the RCDI
website at: https://www.rd.usda.gov/programs-services/community-facilities/rural-community-development-initiative-grants.
D. Submission Dates and Times
In order to register with System for Award Management (SAM), your
organization will need an UEI number. Be sure to complete the Marketing
Partner ID (MPID) and Electronic Business Primary Point of Contact
fields during the SAM registration process.
The deadline for receipt of a paper application is 4 p.m. local
time, April 25, 2022. The deadline for electronic applications via
Grants.gov is 11:59 p.m. Eastern time on April 19, 2022. The
application dates and times are firm. The Agency will not consider any
application received after the deadline. You may submit your
application in paper form or electronically through Grants.gov.
Applicants intending to mail applications must provide sufficient time
to permit delivery on or before the closing deadline date and time.
Acceptance by the United States Postal Service or private mailer does
not constitute delivery. Facsimile (FAX), electronic mail, and postage
due applications will not be accepted.
To submit a paper application, the original application package
must be submitted to the Rural Development State Office where the
applicant's headquarters is located.
A listing of Rural Development State Offices contacts can be found
via . https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
Applications will not be accepted via FAX or electronic mail.
Applicants may file an electronic application at https://www.grants.gov. Grants.gov contains full instructions on all required
passwords, credentialing, and software. Follow the instructions at
Grants.gov for registering and submitting an electronic application. If
a system problem or technical difficulty occurs with an electronic
application, please use the customer support resources available at the
Grants.gov website.
Technical difficulties submitting an application through Grants.gov
will not be a reason to extend the application deadline. If an
application is unable to be submitted through Grants.gov, a paper
application must be received in the appropriate Rural Development
[[Page 7091]]
State Office by the deadline noted previously.
First time Grants.gov users should carefully read and follow the
registration steps listed on the website. These steps need to be
initiated early in the application process to avoid delays in
submitting your application online.
There are mandatory fields that are required when submitting grant
applications through Grants.gov. Additional application instructions
for submitting an electronic application can be found by selecting this
funding opportunity on Grants.gov.
E. Funding Restrictions
In accordance with 31 U.S.C. 1345, ``Expenses of Meetings,''
appropriations may not be used for travel, transportation, and
subsistence expenses for a meeting. RCDI grant funds cannot be used for
these meeting- related expenses. Matching funds may, however, be used
to pay for these expenses.
RCDI funds may be used to pay for a speaker as part of a program,
equipment to facilitate the program, and the actual room that will
house the meeting.
RCDI funds cannot be used for meetings; they can, however, be used
for travel, transportation, or subsistence expenses for program-related
training and technical assistance purposes. Any training not delineated
in the application must be approved by the Agency to verify compliance
with 31 U.S.C. 1345. Travel and per diem expenses (including meals and
incidental expenses) will be allowed in accordance with 2 CFR parts 200
and 400.
VI. Application Review Information
A. Evaluation Criteria
1. Applications will be evaluated using the following criteria and
weights:
a. Building Capacity and Expertise--Maximum 40 Points
The applicant must demonstrate how they will improve the
recipients' capacity, through a program of financial and technical
assistance, as it relates to the RCDI purposes.
Capacity-building financial and technical assistance should provide
new functions to the recipients or expand existing functions that will
enable the recipients to undertake projects in the areas of housing,
community facilities, or community and economic development that will
benefit the community. Capacity-building financial and technical
assistance may include, but is not limited to: Training to conduct
community development programs, (e.g., homeownership education, or the
establishment of minority business entrepreneurs, cooperatives, or
micro-enterprises); organizational development, (e.g., assistance to
develop or improve board operations, management, and financial
systems); instruction on how to develop and implement a strategic plan;
instruction on how to access alternative funding sources to increase
leveraging opportunities; staffing, (e.g., hiring a person at
intermediary or recipient level to provide technical assistance to
recipients).
The program of financial and technical assistance that is to be
provided, its delivery, and the measurability of the program's
effectiveness will determine the merit of the application.
All applications will be competitively ranked with the applications
providing the most improvement in capacity development and measurable
activities being ranked the highest.
The narrative response must contain the following items. This list
also contains the points for each item.
(1) Describe the nature of financial and technical assistance to be
provided to the recipients and the activities that will be conducted to
deliver the technical assistance (10 Points).
(2) Explain how financial and technical assistance will develop or
increase the recipient's capacity. Indicate whether a new function is
being developed or if existing functions are being expanded or
performed more effectively (7 Points).
(3) Identify which RCDI purpose areas will be addressed with this
assistance: Housing, community facilities, or community and economic
development (3 Points).
(4) Describe how the results of the technical assistance will be
measured. What benchmarks will be used to measure effectiveness?
Benchmarks should be specific and quantifiable (5 Points).
(5) Demonstrate that the applicant/intermediary has conducted
programs of financial and technical assistance and achieved measurable
results in the areas of housing, community facilities, or community and
economic development in rural areas (10 Points).
(6) Provide in a chart or excel spreadsheet, the organization name,
point of contact, address, phone number, email address, and the type
and amount of the financial and technical assistance the applicant
organization has provided to the following for the last 3 years (5
Points).
(a) Nonprofit organizations in rural areas.
(b) Low-income communities in rural areas (also include the type of
entity, e.g., city government, town council, or village board).
(c) Federally recognized Tribes or any other culturally diverse
organizations.
b. Soundness of Approach--Maximum 15 Points
The applicant can receive up to 15 points for soundness of
approach. The overall proposal will be considered under this criterion.
The maximum 15 points for this criterion will be based on the
following:
(1) The proposal fits the objectives for which applications were
invited, is clearly stated, and the applicant has defined how this
proposal will be implemented (7 Points).
(2) The ability to provide the proposed financial and technical
assistance based on prior accomplishments (6 Points).
(3) Cost effectiveness will be evaluated based on the budget in the
application. The proposed grant amount and matching funds should be
utilized to maximize capacity building at the recipient level (2
Points).
c. Population and Income--Maximum 15 Points
Population is based on the average population from the 2010 census
data for the communities in which the recipients are located. The
physical address, not mailing address, for each recipient must be used
for this criterion. Community is defined for scoring purposes as a
city, town, village, county, parish, borough, Indian reservation or
census-designated place where the recipient's office is physically
located.
The applicant must submit the census data from the following
website in the form of a printout to verify the population figures used
for each recipient. The data can be accessed on the internet at https://data.census.gov/cedsci/. Enter location, P1 (i.e., Parma, Idaho, P1)
and click ``search''; the name and population data for each recipient
location must be listed in this section.
The average population of the recipient locations will be used and
will be scored as follows:
------------------------------------------------------------------------
Scoring
Population (points)
------------------------------------------------------------------------
10,000 or less............................................... 5
10,001 to 20,000............................................. 4
20,001 to 30,000............................................. 3
30,001 to 40,000............................................. 2
40,001 to 50,000............................................. 1
------------------------------------------------------------------------
The average of the median household income for the communities
where the recipients are physically located will
[[Page 7092]]
determine the points awarded. The physical address, not mailing
address, for each recipient must be used for this criterion. Applicants
may compare the average recipient median household income to the State
median household income or the national median household income,
whichever yields the most points. The national median household income
to be used is $51,914.
The applicant must submit the income data in the form of a printout
of the applicable information from the following website to verify the
income for each recipient. The data being used is from the 2010
American Community Survey (ACS) 5-year estimates (2006-2010 data set).
The data can be accessed on the internet at https://data.census.gov/cedsci/; enter location, S1903 (i.e., Parma, Idaho, S1903), click on
``Search,'' click the drop-down button and select the 2010 ACS-5-year
estimates table the name and income data for each recipient location
must be listed in this section (use the Household and Median Income
column). Points will be awarded as follows:
------------------------------------------------------------------------
Scoring
Average recipient median income (points)
------------------------------------------------------------------------
Less than or equal to 70 percent of state or national median 10
household income............................................
Greater than 70, but less than or equal to 80 percent of 5
state or national median household income...................
In excess of 80 percent of state or national median household 0
income......................................................
------------------------------------------------------------------------
d. State Director's Points Based on Project Merit--Maximum 10 Points
(1) This criterion will be addressed by the Agency, not the
applicant.
(2) The State Director may award up to 10 discretionary points for
the highest priority project in each state, up to 7 points for the
second highest priority project in each state and up to 5 points for
the third highest priority project.
These points may be awarded to applicants proposing to advance any
or all of the Agency's three key funding priorities, provided that all
other requirements set forth in this notice are otherwise met. The key
priorities are:
(i) COVID-19 Impacts (up to 4 points); Priority points may be
awarded if the project is located in or serving one of the top 10% of
counties or county equivalents based upon county risk score in the
United States. Information on whether your project qualifies for
priority points can be found at the following website: https://www.rd.usda.gov/priority-points.
(ii) Equity (up to 3 points); Priority points may be awarded if the
project is located in or serving a community with a score of 0.75 or
above on the CDC Social Vulnerability Index. Information on whether
your project qualifies for priority points can be found at the
following website: https://www.rd.usda.gov/priority-points.
(iii) Climate Impacts (up to 3 points); Priority points may be
awarded if the project is located in or serving coal, oil and gas, and
power plant communities whose economic well-being ranks in the most
distressed tier of the Distressed Communities Index. Information on
whether your project qualifies for priority points can be found at the
following website: https://www.rd.usda.gov/priority-points.
(3) These points may be awarded by the Rural Development State
Director to any application(s) that benefits their State regardless of
whether the applicant is headquartered in their State.
(4) When an intermediary submits an application that will benefit a
State that is not the same as the State in which the intermediary is
headquartered, it is the intermediary's responsibility to notify the
State Director of the State which is receiving the benefit of its
application. In such cases, State Directors awarding points to
applications benefiting their state must notify the reviewing State in
writing.
(5) Assignment of any points under this criterion requires a
written justification and must be tied to and awarded based on how
closely the application aligns with the Rural Development State
Office's strategic goals.
e. Administrator Discretionary Points--Maximum 20 Points
The Administrator may award up to 20 discretionary points for
projects to address items such as geographic distribution of funds,
emergency conditions caused by economic problems, natural disasters and
other initiatives identified by the Secretary. The Administrator may
also award points to any application that will advance the following
key priorities:
COVID-19 Impacts: Priority points may be awarded if the
project is located in or serving one of the top 10% of counties or
county equivalents based upon county risk score in the United States.
Information on whether your project qualifies for priority points can
be found at the following website: https://www.rd.usda.gov/priority-points.
Equity: Priority points may be awarded if the project is
located in or serving a community with score 0.75 or above on the CDC
Social Vulnerability Index. Information on whether your project
qualifies for priority points can be found at the following website:
https://www.rd.usda.gov/priority-points. and
Climate Impacts: Priority points may be awarded if the
project is located in or serving coal, oil and gas, and power plant
communities whose economic well-being ranks in the most distressed tier
of the Distressed Communities Index. Information on whether your
project qualifies for priority points can be found at the following
website: https://www.rd.usda.gov/priority-points.
B. Review and Selection Process
1. Rating and Ranking
If requests exceed funds available, the applications will be rated
and ranked on a national basis by a review panel based on the
``Evaluation Criteria'' contained in this Notice.
If there is a tied score after the applications have been rated and
ranked, the tie will be resolved by reviewing the scores for ``Building
Capacity and Expertise'' and the applicant with the highest score in
that category will receive a higher ranking. If the scores for
``Building Capacity and Expertise'' are the same, the scores will be
compared for the next criterion, in sequential order, until one highest
score can be determined.
2. Initial Screening
The Agency will screen each application to determine eligibility
during the period immediately following the application deadline.
Listed below are examples of reasons for rejection from previous
funding rounds. The following reasons for rejection are not all
inclusive; however, they represent the majority of the applications
previously rejected.
a. Recipients were not located in eligible rural areas based on the
definition in this Notice.
b. Applicants failed to provide evidence of recipient's status,
i.e., documentation supporting nonprofit evidence of organization.
c. Applicants failed to provide evidence of committed matching
funds or matching funds were not committed for a period at least equal
to the grant performance period.
d. Application did not follow the RCDI structure with an
intermediary and recipients.
e. Recipients were not identified in the application.
f. Intermediary did not provide evidence it had been incorporated
for at least three years as the applicant entity.
[[Page 7093]]
g. Applicants failed to address the ``Evaluation Criteria.''
h. The purpose of the proposal did not qualify as an eligible RCDI
purpose.
i. Inappropriate use of funds (e.g., construction or renovations).
j. The applicant proposed providing financial and technical
assistance directly to individuals.
k. The application package was not received by closing date and
time.
VII. Federal Award Administration Information
A. Federal Award Notice
Within the limit of funds available for such purpose, the awarding
official of the Agency shall make grants in ranked order to eligible
applicants under the procedures set forth in this Notice.
Successful applicants will receive a selection letter by mail
containing instructions on requirements necessary to proceed with
execution and performance of the award. This letter is not an
authorization to begin performance. In addition, selected applicants
will be requested to verify that components of the application have not
changed at the time of selection and on the award obligation date, if
requested by the Agency.
The award is not approved until all information has been verified,
and the awarding official of the Agency has signed Form RD 1940-1,
``Request for Obligation of Funds'' and the grant agreement.
Unsuccessful applicants will receive notification, including
notification of appeal rights, by mail.
B. Administrative and National Policy Requirements
Grantees will be required to do the following:
1. Execute a Rural Community Development Initiative Grant
Agreement.
2. Execute Form RD 1940-1, ``Request for Obligation of Funds.''
3. Use Form SF 270, ``Request for Advance or Reimbursement,'' to
request reimbursements. Provide receipts for expenditures, timesheets
and any other documentation to support the request for reimbursement.
4. Provide financial status and project performance reports on a
quarterly basis starting with the first full quarter after the grant
award.
5. Maintain a financial management system that is acceptable to the
Agency.
6. Ensure that records are maintained to document all activities
and expenditures utilizing RCDI grant funds and matching funds.
Receipts for expenditures will be included in this documentation.
7. Provide annual audits or management reports on Form RD 442- 2,
``Statement of Budget, Income and Equity,'' and Form RD 442-3,
``Balance Sheet,'' depending on the amount of Federal funds expended
and the outstanding balance.
8. Collect and maintain data provided by recipients on race, sex,
and national origin and ensure recipients collect and maintain the same
data on beneficiaries. Race and ethnicity data will be collected in
accordance with OMB Federal Register notice, ``Revisions to the
Standards for the Classification of Federal Data on Race and
Ethnicity,'' (62 FR 58782), October 30, 1997. Sex data will be
collected in accordance with Title IX of the Education Amendments of
1972. These items should not be submitted with the application but
should be available upon request by the Agency.
9. Provide a final project performance report.
10. Identify and report any association or relationship with Rural
Development employees.
11. The intermediary and recipient must comply with Title VI of the
Civil Rights Act of 1964, Title IX of the Education Amendments of 1972,
Section 504 of the Rehabilitation Act of 1973, Executive Order 12250,
Age Act of 1975, Executive Order 13166 Limited English Proficiency, and
7 CFR part 1901, subpart E.
12. The grantee must comply with policies, guidance, and
requirements as described in the following applicable Code of Federal
Regulations, and any successor regulations:
a. 2 CFR parts 200 and 400 (Uniform Administrative Requirements,
Cost Principles, and Audit Requirements for Federal Awards).
b. 2 CFR parts 417 and 180 (Government-wide Debarment and
Suspension (Nonprocurement)).
C. Reporting
After grant approval and through grant completion, you will be
required to provide the following, as indicated in the Grant Agreement:
1. SF-425, ``Federal Financial Report'' and SF-PPR, ``Performance
Progress Report'' will be required on a quarterly basis (due 30 working
days after each calendar quarter). The Performance Progress Report
shall include the elements described in the grant agreement.
2. Final financial and performance reports will be due 90 calendar
days after the period of performance end date.
3. A summary at the end of the final report with elements as
described in the grant agreement to assist in documenting the annual
performance goals of the RCDI program for Congress.
VIII. Federal Awarding Agency Contact
Contact the Rural Development office in the State where the
applicant's headquarters is located. A list of Rural Development State
Offices contacts can be found via https://www.rd.usda.gov/files/CF_State_Office_Contacts.pdf.
IX. Other Information
No reimbursement will be made for any funds expended prior to
execution of the RCDI Grant Agreement unless the intermediary is a non-
profit or educational entity and has requested and received written
Agency approval of the costs prior to the actual expenditure.
This exception is applicable for up to 90 days prior to grant
closing and only applies to grantees that have received written
approval but have not executed the RCDI Grant Agreement.
The Agency cannot retroactively approve reimbursement for
expenditures prior to execution of the RCDI Grant Agreement.
Paperwork Reduction Act
The paperwork burden has been approved by the Office of Management
and Budget (OMB) under OMB Control Number 0575-0180.
National Environmental Policy Act
In accordance with the National Environmental Policy Act of 1969,
Public Law 91-190, this funding announcement has been reviewed in
accordance with 7 CFR part 1970 (``Environmental Policies and
Procedures''). The Agency has determined that (i) this action meets the
criteria established in 7 CFR 1970.53(f); (ii) no extraordinary
circumstances exist; and (iii) the action is not ``connected'' to other
actions with potentially significant impacts, is not considered a
``cumulative action'' and is not precluded by 40 CFR 1506.1. Therefore,
the Agency has determined that the action does not have a significant
effect on the human environment, and therefore neither an Environmental
Assessment nor an Environmental Impact Statement is required.
All recipients under this Notice are subject to the requirements of
7 CFR part 1970. However, awards for financial and technical assistance
under this Notice are classified as a Categorical Exclusion according
to 7 CFR 1970.53(b), and usually do not require any additional
documentation.
[[Page 7094]]
Non-Discrimination Statement
In accordance with Federal civil rights laws and U.S. Department of
Agriculture (USDA) civil rights regulations and policies, the USDA, its
Mission Areas, agencies, staff offices, employees, and institutions
participating in or administering USDA programs are prohibited from
discriminating based on race, color, national origin, religion, sex,
gender identity (including gender expression), sexual orientation,
disability, age, marital status, family/parental status, income derived
from a public assistance program, political beliefs, or reprisal or
retaliation for prior civil rights activity, in any program or activity
conducted or funded by USDA (not all bases apply to all programs).
Remedies and complaint filing deadlines vary by program or incident.
Program information may be made available in languages other than
English. Persons with disabilities who require alternative means of
communication to obtain program information (e.g., Braille, large
print, audiotape, American Sign Language) should contact the
responsible Mission Area, agency, or staff office; the USDA TARGET
Center at (202) 720-2600 (voice and TTY); or the Federal Relay Service
at (800) 877-8339.
To file a program discrimination complaint, a complainant should
complete a Form AD-3027, USDA Program Discrimination Complaint Form,
which can be obtained online at https://www.ocio.usda.gov/document/ad-3027, from any USDA office, by calling (866) 632-9992, or by writing a
letter addressed to USDA. The letter must contain the complainant's
name, address, telephone number, and a written description of the
alleged discriminatory action in sufficient detail to inform the
Assistant Secretary for Civil Rights (ASCR) about the nature and date
of the alleged civil rights violation. The completed AD-3027 form or
letter must be submitted to USDA by:
1. Mail: U.S. Department of Agriculture, Office of the Assistant
Secretary for Civil Rights, 1400 Independence Avenue SW, Washington, DC
20250-9410; or
2. Fax: (833) 256-1665 or (202) 690-7442; or
3. Email: [email protected]
USDA is an equal opportunity provider, employer, and lender.
Joaquin Altoro,
Administrator, Rural Housing Service.
[FR Doc. 2022-02624 Filed 2-7-22; 8:45 am]
BILLING CODE 3410-XV-P