Privacy Act of 1974; System of Records, 6224-6227 [2022-02202]
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6224
Federal Register / Vol. 87, No. 23 / Thursday, February 3, 2022 / Notices
organizations that provide essential
services of a governmental nature may
file disaster loan applications at the
address listed above or other locally
announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Areas: Clallam, Island,
Jefferson, Lewis, San Juan, Skagit,
and Whatcom Counties, the Hoh
Indian Tribe, Lummi Tribe of the
Lummi Reservation, Nooksack
Indian Tribe of Washington,
Quileute Tribe, and the Swinomish
Indian Community.
The Interest Rates are:
Percent
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For Physical Damage:
Non-Profit Organizations with
Credit Available Elsewhere ...
Non-Profit Organizations without Credit Available Elsewhere.
1.875.
For Economic Injury:
Non-Profit Organizations without Credit Available Elsewhere .....................................
interest rate will be 2.940 for loans
approved on or after January 28, 2022.
Barbara Carson,
Deputy Associate Administrator for Disaster
Assistance.
[FR Doc. 2022–02190 Filed 2–2–22; 8:45 am]
BILLING CODE 8026–03–P
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SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #17301 and #17302;
WASHINGTON Disaster Number WA–00100]
Presidential Declaration of a Major
Disaster for the State of Washington
Small Business Administration.
ACTION: Amendment 1.
AGENCY:
SUMMARY:
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[Public Notice: 11637]
Privacy Act of 1974; System of
Records
ACTION:
Notice of a modified system of
records.
This is an amendment of the
Presidential declaration of a major
1.875 disaster for the State of Washington
(FEMA–4635–DR), dated 01/05/2022.
Incident: Severe Storms, Straight-line
Winds, Flooding, Landslides, and
Mudslides.
Incident Period: 11/05/2021 through
12/02/2021.
1.875
DATES: Issued on 01/27/2022.
Physical Loan Application Deadline
The number assigned to this disaster
Date: 03/07/2022.
for physical damage is 17330 6 and for
economic injury is 17331 0.
Economic Injury (EIDL) Loan
Application Deadline Date: 10/05/2022.
(Catalog of Federal Domestic Assistance
Number 59008)
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Barbara Carson,
Administration, Processing and
Deputy Associate Administrator for Disaster
Disbursement Center,14925 Kingsport
Assistance.
Road, Fort Worth, TX 76155.
[FR Doc. 2022–02193 Filed 2–2–22; 8:45 am]
FOR
FURTHER INFORMATION CONTACT: A.
BILLING CODE 8026–03–P
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW, Suite 6050,
SMALL BUSINESS ADMINISTRATION
Washington, DC 20416, (202) 205–6734.
Military Reservist Economic Injury
SUPPLEMENTARY INFORMATION: The notice
Disaster Loans; Interest Rate for
of the President’s major disaster
Second Quarter FY 2022
declaration for the State of Washington,
AGENCY: Small Business Administration. dated 01/05/2022, is hereby amended to
change the incident for this disaster to
ACTION: Notice.
Severe Storms, Straight-line Winds,
SUMMARY: This is a notice of the Military Flooding, Landslides, and Mudslides.
This disaster declaration is also
Reservist Economic Injury Disaster
amended to re-establish the incident
Loans interest rate for loans approved
period for this disaster as beginning 11/
on or after January 28, 2022.
05/2021 through and including 12/02/
DATES: Issued on 01/28/2022.
2021.
FOR FURTHER INFORMATION CONTACT: A.
All other information in the original
Escobar, Office of Disaster Assistance,
declaration remains unchanged.
U.S. Small Business Administration,
(Catalog of Federal Domestic Assistance
409 3rd Street SW, Suite 6050,
Washington, DC 20416, (202) 205–6734. Number 59008)
Barbara Carson,
SUPPLEMENTARY INFORMATION: The Small
Deputy Associate Administrator for Disaster
Business Administration publishes an
Assistance.
interest rate for Military Reservist
Economic Injury Disaster Loans (13 CFR [FR Doc. 2022–02196 Filed 2–2–22; 8:45 am]
123.512) on a quarterly basis. The
BILLING CODE 8026–03–P
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DEPARTMENT OF STATE
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This system supports the
Department of State’s Office of the
Directorate of Defense Trade Controls’
(DDTC) mission of controlling the
export and temporary import of defense
articles and defense services covered by
the United States Munitions List
(USML).
SUMMARY:
In accordance with 5 U.S.C.
552a(e)(4) and (11), this system of
records notice is effective upon
publication, except for the routine uses
that are subject to a 30-day period
during which interested persons may
submit comments to the Department of
State. Please submit any comments by
March 1st 2022.
ADDRESSES: Questions can be submitted
by mail or email or by calling Eric F.
Stein, the Senior Agency Official for
Privacy, at (202) 485–2051. If by mail,
please write to: U.S Department of State;
Office of Global Information Systems;
A/GIS; Room 1417, 2201 C St. NW;
Washington, DC 20520. If by email,
please address the email to the Senior
Agency Official for Privacy, Eric F.
Stein, at Privacy@state.gov. Please write
‘‘Munitions Control Records, State-42’’
on the envelope or the subject line of
your email.
FOR FURTHER INFORMATION CONTACT: Eric
F. Stein, Senior Agency Official for
Privacy; U.S. Department of State; Office
of Global Information Services, A/GIS;
Room 1417, 2201 C St. NW;
Washington, DC 20520 or by calling
(202) 485–2051.
SUPPLEMENTARY INFORMATION: This
notice is being modified to reflect the
Department of State’s move to cloud
storage, an Information Technology (IT)
modernization, and new OMB guidance.
The modified system of records notice
includes revisions and additions to the
following sections: Authority for
Maintenance of the System, System
Location, Categories of Individuals,
Categories of Records in the System,
Routine Uses, Storage, and Safeguards.
In addition, the Department of State is
taking this opportunity to make minor
administrative updates to the notice.
DATES:
SYSTEM NAME AND NUMBER:
Munitions Control Records, State–42.
SECURITY CLASSIFICATION:
Unclassified and Classified.
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Federal Register / Vol. 87, No. 23 / Thursday, February 3, 2022 / Notices
SYSTEM LOCATION:
(a) Department of State domestic data
centers located within the United States,
with local infrastructure placed overseas
at U.S. Embassies, U.S. Consulates
General, and U.S. Consulates; and U.S.
Missions, (b) within a government cloud
platform provided by the Department of
State’s Enterprise Server Operations
Center (ESOC), 2201 C Street NW,
Washington, DC 20520.
SYSTEM MANAGER(S):
DDTC Chief Information Officer; 2401
E Street NW, Washington DC 20037;
(202) 663–2023; DDTC-CIO@state.gov.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
22 U.S.C. 2651a (Organization of
Department of State); 5 U.S.C. 301
(Departmental Regulations); 22 U.S.C.
2776, 22 U.S.C. 2778, 22 U.S.C. 2779, 22
U.S.C. 2780, and 22 U.S.C. 2751 et seq.
(Arms Export Control Act); E.O. 13637;
International Traffic in Arms
Regulations (ITAR), 22 CFR parts 120–
130.
PURPOSE(S) OF THE SYSTEM:
This system enables DDTC to support
industry customers as DDTC performs
its mission to implement relevant
provisions of the Arms Export Control
Act (AECA) and the International Traffic
in Arms Regulations (ITAR) and control
the export and temporary import of
defense articles and defense services
covered by the United States Munitions
List (USML).
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Exporters of defense articles and
defense services with or without
Department of State authorization;
applicants for export licenses; registered
exporters; brokers for sales of defense
articles or defense services who
completed registration statements or
submitted requests for approval of a
brokering activity; and debarred parties.
The Privacy Act defines an individual at
5 U.S.C. 552a(a)(2) as a United States
citizen or lawful permanent resident.
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CATEGORIES OF RECORDS IN THE SYSTEM:
Correspondence, registration
statements when a principal executive
officer or owner is the same as the
applicant, and payment for registration
fees sent to the Department of State
when an individual or business registers
as a manufacturer, exporter and/or
broker of defense articles or defense
services; information on political
contributions, gifts, commissions and
fees relating to certain sales of defense
articles and defense services; license
applicants, secondary entity contacts,
third-party points of contact, and other
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relevant entities, may be asked to
provide information such as: Name,
address, nationality/citizenship status,
passport/visa/social security number,
operator/certificate license, contract and
licensing eligibility, contact information
(e.g., telephone number, email address),
information related to current or past
law enforcement charges and
convictions, place of birth, financial
account numbers, and date of birth;
copies of letters to individuals and
businesses from the Department of State
pertaining to their registration,
including notices of suspension and
debarment; proposed charging letters
and orders and consent agreements
pertaining to the Department of State’s
administrative cases; Federal Register
Notices of statutory debarment;
correspondence, memoranda, federal
court documents, telegrams, other
government agency reports, and email
messages between the Department of
State and other federal agencies
regarding law enforcement and
intelligence information about defense
trade activities pertaining to the subject
of the record.
RECORD SOURCE CATEGORIES:
These records contain information
that is primarily obtained from the
individual, from the organization the
individual represents, federal court
documents, and intelligence and law
enforcement agencies.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
PURPOSES OF SUCH USES:
Munitions Control Records may be
disclosed to:
(a) Appropriate agencies, entities, and
persons when (1) the Department of
State suspects or has confirmed that
there has been a breach of the system of
records; (2) the Department of State has
determined that as a result of the
suspected or confirmed breach there is
a risk of harm to individuals, the
Department of State (including its
information systems, programs, and
operations), the Federal Government, or
national security; and (3) the disclosure
made to such agencies, entities, and
persons is reasonably necessary to assist
in connection with the Department of
State efforts to respond to the suspected
or confirmed breach or to prevent,
minimize, or remedy such harm.
(b) Another Federal agency or Federal
entity, when the Department of State
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
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the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach.
(c) The Department of Homeland
Security, the Department of Justice
(DOJ), the Department of Commerce,
and other federal entities, including
intelligence and law enforcement
agencies to assist in their investigations
of violations of the AECA or in the
context of multilateral or bilateral
export regimes.
(d) A court, adjudicative body, or
administrative body before which the
Department is authorized to appear
when (i) the Department; (ii) any
employee of the Department in his or
her official capacity; (iii) any employee
of the Department in his or her
individual capacity where the U.S.
Department of Justice or the Department
has agreed to represent the employee; or
(iv) the Government of the United
States, when the Department determines
that litigation is likely to affect the
Department, is a party to litigation or
has an interest in such litigation, and
the use of such records by the
Department is deemed to be relevant
and necessary to the litigation or
administrative proceeding.
(e) Foreign governments for purposes
relating to law enforcement or
regulatory matters or in the context of
multilateral or bilateral export regimes,
in accordance with 22 CFR 126.10(d)(1).
(f) Congress to comply with statutory
and regulatory reporting requirements
in the AECA or ITAR related to certain
defense trade transactions.
(g) Other federal agencies in order to
provide independent monitoring of a
system of security policy enforcement,
malicious activity detection, and
security incident response.
(h) The public, as necessary, to
comply with statutory or regulatory
requirements or to enable exporters to
comply with such requirements, as
follows:
i. The periodic publication in the
Federal Register of names, dates of
conviction, and months and years of
birth of those on the Debarred Parties
List pursuant to the authorities granted
in 22 U.S.C. 2778(g), as implemented in
22 CFR 127.7.
ii. The periodic publication of
charging letters, debarment orders, and
orders imposing civil penalties and
probationary periods in the Public
Reading Room of the Department of
State, as required by 22 CFR 128.17, and
on the Directorate of Defense Trade
Controls website.
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Federal Register / Vol. 87, No. 23 / Thursday, February 3, 2022 / Notices
iii. The periodic publication of
registrant name and address changes on
the Directorate of Defense Trade
Controls website to assist registrants and
applicants in keeping their records
current.
The Department of State periodically
publishes in the Federal Register its
Prefatory Statement of Routine Uses.
These standard routine uses apply to
Munitions Control Records SORN,
State-42.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records are stored both in hard copy
and on electronic media. A description
of standard Department of State policies
concerning storage of electronic records
is found at https://fam.state.gov/FAM/
05FAM/05FAM0440.html. All hard
copies of records that contain personal
information are maintained in secured
file cabinets in restricted areas, access to
which is limited to authorized
personnel.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Individual name, company name,
DDTC Registration Code, DDTC Case
Number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
These records will be maintained in
accordance with the Department of State
Records Schedule, Chapter 24 Arms
Control and International Security
Records, Office of Defense Trade
Controls (A–24–048–01a(1)), as
approved by the National Archives and
Records Administration (NARA) and
outlined at https://foia.state.gov/Learn/
RecordsDisposition.aspx. More specific
information may be obtained by writing
to the following address: U.S.
Department of State; Director, Office of
Information Programs and Services; A/
GIS/IPS; 2201 C Street NW, Room B–
226; Washington, DC 20520.
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ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
All Department of State network users
are given cyber security awareness
training which covers the procedures for
handling Sensitive but Unclassified
(SBU) information, including personally
identifiable information (PII). Annual
refresher training is mandatory. In
addition, all Department of State
OpenNet network users are required to
take the Foreign Service Institute
distance learning course instructing
employees on privacy and security
requirements, including the rules of
behavior for handling PII and the
potential consequences if it is handled
improperly. Before a user is granted
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access to Munitions Control Records,
they must first be granted access to the
Department of State computer network.
Department of State employees and
contractors may remotely access this
system of records using non-Department
of State owned information technology.
Such access is subject to approval by the
Department of State’s mobile and
remote access program and is limited to
information maintained in unclassified
information systems. Remote access to
the Department of State’s information
system is configured in compliance with
OMB Circular A–130 multifactor
authentication requirements and
includes a time-out function.
All Department of State employees
and contractors with authorized access
to records maintained in this system of
records have undergone a thorough
background security investigation.
Access to the Department of State, its
annexes and posts abroad is controlled
by security guards and admission is
limited to those individuals possessing
a valid identification card or individuals
under proper escort. Access to
computerized files is passwordprotected and under the direct
supervision of the system manager. The
system manager has the capability of
printing audit trails of access from the
computer media, thereby permitting
regular and ad hoc monitoring of
computer usage. When it is determined
that a user no longer needs access, the
user account is disabled.
The safeguards in the following
paragraphs apply only to records that
are maintained in government-certified
cloud systems. All cloud systems that
provide IT services and process
Department of State information must
be specifically authorized by the
Department of State Authorizing Official
and Senior Agency Official for Privacy.
Information that conforms with
Department of State-specific definitions
for Federal Information Security
Modernization Act (FISMA) low,
moderate, or high categorization are
permissible for cloud usage and must
specifically be authorized by the
Department of State’s Cloud Program
Management Office and the Department
of State Authorizing Official. Specific
security measures and safeguards will
depend on the FISMA categorization of
the information in a given cloud system.
In accordance with Department of State
policy, systems that process more
sensitive information will require more
stringent controls and review by
Department of State cybersecurity
experts prior to approval. Prior to
operation, all Cloud systems must
comply with applicable security
measures that are outlined in FISMA,
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FedRAMP, OMB regulations, National
Institute of Standards and Technology’s
(NIST) Special Publications (SP) and
Federal Information Processing
Standards (FIPS) and Department of
State policies and standards.
All data stored in cloud environments
categorized above a low FISMA impact
risk level must be encrypted at rest and
in-transit using a federally approved
encryption mechanism. The encryption
keys shall be generated, maintained, and
controlled in a Department of State data
center by the Department of State key
management authority. Deviations from
these encryption requirements must be
approved in writing by the Department
of State Authorizing Official. High
FISMA impact risk level systems will
additionally be subject to continual
auditing and monitoring, multifactor
authentication mechanism utilizing
Public Key Infrastructure (PKI) and
NIST 800 53 controls concerning
virtualization, servers, storage and
networking, as well as stringent
measures to sanitize data from the cloud
service once the contract is terminated.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access
to or to amend records that pertain to
themselves should write to U.S.
Department of State; Director, Office of
Information Programs and Services; A/
GIS/IPS; 2201 C Street NW, Room B–
226; Washington, DC 20520. The
individual must specify in the written
correspondence that he or she wishes
the Munitions Control Records to be
checked. At a minimum, the individual
must include: Full name (including
maiden name, if appropriate) and any
other names used; current mailing
address and zip code; date and place of
birth; notarized signature or statement
under penalty of perjury that the
information in the written is true and
correct; a brief description of the
circumstances that caused the creation
of the record (including the city and/or
country and the approximate dates)
which gives the individual cause to
believe that the Munitions Control
Records include records that pertain to
the individual. Detailed instructions on
Department of State procedures to
access and amend records can be found
at the Department of State’s FOIA
website at https://foia.state.gov/
Request/Guide.aspx.
CONTESTING RECORD PROCEDURES:
Individuals who wish to contest
records should write to U.S. Department
of State; Director, Office of Information
Programs and Services; A/GIS/IPS; 2201
C Street NW, Room B–226; Washington,
DC 20520.
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Federal Register / Vol. 87, No. 23 / Thursday, February 3, 2022 / Notices
NOTIFICATION PROCEDURES:
Individuals who have reason to
believe that this system of records may
contain information pertaining to them
may write to U.S. Department of State;
Director, Office of Information Programs
and Services; A/GIS/IPS; 2201 C Street
NW, Room B–226; Washington, DC
20520. The individual must specify in
the written correspondence that he/she
wishes the Munitions Control Records
to be checked. At a minimum, the
individual must include: Full name
(including maiden name, if appropriate)
and any other names used; current
mailing address and zip code; date and
place of birth; notarized signature or
statement under penalty of perjury that
the information contained in the written
correspondence is true and correct; a
brief description of the circumstances
that caused the creation of the record
(including the city and/or country and
the approximate dates) which gives the
individual cause to believe that the
Munitions Control Records include
records pertaining to the individual.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1) and
(k)(2), portions of certain records
contained within this system of records
are exempted from 5 U.S.C. 552a
(c)(3),(d),(e)(1),(3)(4)(G),(H) and (I), and
(f). See 22 CFR 171.26.
HISTORY:
Previously published at Public Notice
6140 State-42, System Name: Munitions
Control Records. Volume 73, Number
55; March 20, 2008.
Eric F. Stein,
Deputy Assistant Secretary, Bureau of
Administration, Global Information Services,
U.S. Department of State.
[FR Doc. 2022–02202 Filed 2–2–22; 8:45 am]
BILLING CODE 4710–25–P
DEPARTMENT OF STATE
[Public Notice: 11642]
Defense Trade Advisory Group; Notice
of Membership
ACTION:
Notice.
The U.S. Department of
State’s Bureau of Political-Military
Affairs ‘‘the Bureau’’ is accepting
membership applications for the
Defense Trade Advisory Group (DTAG).
The Bureau is interested in applications
from subject matter experts from the
United States defense industry, relevant
trade and labor associations, and
academic and foundation personnel.
SUPPLEMENTARY INFORMATION: The DTAG
was established as an advisory
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SUMMARY:
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Jkt 256001
committee under the authority of 22
U.S.C. 2656 and the Federal Advisory
Committee Act, 5 U.S.C. App.
(‘‘FACA’’). The purpose of the DTAG is
to provide the Bureau of PoliticalMilitary Affairs with a formal channel
for regular consultation and
coordination with U.S. private sector
defense exporters and defense trade
organizations on issues involving U.S.
laws, policies, and regulations for
munitions exports. The DTAG advises
the Bureau on its support for and
regulation of defense trade to help
ensure that impediments to legitimate
exports are reduced while the foreign
policy and national security interests of
the United States continue to be
protected and advanced in accordance
with the Arms Export Control Act
(AECA), as amended. Major topics
addressed by the DTAG include (a)
policy issues on commercial defense
trade and technology transfer; (b)
regulatory and licensing procedures
applicable to defense articles, services,
and technical data; (c) technical issues
involving the U.S. Munitions List
(USML); and (d) questions related to the
implementation of the AECA and
International Traffic in Arms
Regulations (ITAR).
Members are appointed by the
Assistant Secretary of State for PoliticalMilitary Affairs on the basis of
individual qualifications and technical
expertise. Past members include
representatives of the U.S. defense
industry, relevant trade and labor
associations, and academic and
foundation personnel. In accordance
with the DTAG Charter, all DTAG
members must be U.S. citizens. DTAG
members are expected to serve a
consecutive two-year term, which may
be renewed or terminated at the
discretion of the Assistant Secretary of
State for Political-Military Affairs.
DTAG members are expected to
represent the views of their
organizations, while also demonstrating
an appreciation for the Department’s
mission to ensure that commercial
exports of defense articles and defense
services advance U.S. national security
and foreign policy objectives. DTAG
members are expected to understand
complex issues related to commercial
defense trade and industrial
competitiveness and are expected to
advise the Bureau on these matters.
DTAG members’ responsibilities
include:
• Making recommendations in
accordance with the DTAG Charter and
the FACA.
• Making policy and technical
recommendations within the scope of
the U.S. commercial export control
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6227
regime as set forth in the AECA, the
ITAR, and appropriate directives.
Please note that DTAG members may
not be reimbursed for travel, per diem,
and other expenses incurred in
connection with their duties as DTAG
members.
How to apply: Applications in
response to this notice must contain the
following information: (1) Name of
applicant; (2) affirmation of U.S.
citizenship; (3) organizational affiliation
and title, as appropriate; (4) mailing
address; (5) work telephone number; (6)
email address; (7) resume; and (8)
summary of qualifications for DTAG
membership.
This information may be provided via
two methods:
• Emailed to the following address:
DTAG@State.Gov. In the subject field,
please write, ‘‘DTAG Membership
Application.’’
• Sent in hardcopy to the following
address: Pecolia Henderson, PM/DDTC,
SA–1, 12th Floor, Directorate of Defense
Trade Controls, Bureau of PoliticalMilitary Affairs, U.S. Department of
State, Washington, DC 20522–0112. If
sent via regular mail, we recommend
you call Ms. Henderson (202–663–2748)
to confirm she has received your
package.
All applications must be postmarked
by February 25, 2022.
Michael F. Miller,
Alternate Designated Federal Officer, Defense
Trade Advisory Group, U.S. Department of
State.
[FR Doc. 2022–02266 Filed 2–2–22; 8:45 am]
BILLING CODE 4710–25–P
DEPARTMENT OF STATE
[Public Notice 11644]
Notice of Determinations; Additional
Culturally Significant Objects Being
Imported for Exhibition—
Determinations: ‘‘Persia: Ancient Iran
and the Classical World’’ Exhibition
On January 28, 2020, notice
was published on page 5065 of the
Federal Register (volume 85, number
18) of determinations pertaining to
certain objects to be included in an
exhibition entitled ‘‘The Classical World
in Context: Persia.’’ Notice is hereby
given of the following determinations: I
hereby determine that certain additional
objects being imported from abroad
pursuant to agreements with their
foreign owners or custodians for
temporary display in the retitled
exhibition ‘‘Persia: Ancient Iran and the
Classical World’’ at The J. Paul Getty
Museum at the Getty Villa, Pacific
SUMMARY:
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Agencies
[Federal Register Volume 87, Number 23 (Thursday, February 3, 2022)]
[Notices]
[Pages 6224-6227]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-02202]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF STATE
[Public Notice: 11637]
Privacy Act of 1974; System of Records
ACTION: Notice of a modified system of records.
-----------------------------------------------------------------------
SUMMARY: This system supports the Department of State's Office of the
Directorate of Defense Trade Controls' (DDTC) mission of controlling
the export and temporary import of defense articles and defense
services covered by the United States Munitions List (USML).
DATES: In accordance with 5 U.S.C. 552a(e)(4) and (11), this system of
records notice is effective upon publication, except for the routine
uses that are subject to a 30-day period during which interested
persons may submit comments to the Department of State. Please submit
any comments by March 1st 2022.
ADDRESSES: Questions can be submitted by mail or email or by calling
Eric F. Stein, the Senior Agency Official for Privacy, at (202) 485-
2051. If by mail, please write to: U.S Department of State; Office of
Global Information Systems; A/GIS; Room 1417, 2201 C St. NW;
Washington, DC 20520. If by email, please address the email to the
Senior Agency Official for Privacy, Eric F. Stein, at
[email protected]. Please write ``Munitions Control Records, State-42''
on the envelope or the subject line of your email.
FOR FURTHER INFORMATION CONTACT: Eric F. Stein, Senior Agency Official
for Privacy; U.S. Department of State; Office of Global Information
Services, A/GIS; Room 1417, 2201 C St. NW; Washington, DC 20520 or by
calling (202) 485-2051.
SUPPLEMENTARY INFORMATION: This notice is being modified to reflect the
Department of State's move to cloud storage, an Information Technology
(IT) modernization, and new OMB guidance. The modified system of
records notice includes revisions and additions to the following
sections: Authority for Maintenance of the System, System Location,
Categories of Individuals, Categories of Records in the System, Routine
Uses, Storage, and Safeguards. In addition, the Department of State is
taking this opportunity to make minor administrative updates to the
notice.
SYSTEM NAME AND NUMBER:
Munitions Control Records, State-42.
SECURITY CLASSIFICATION:
Unclassified and Classified.
[[Page 6225]]
SYSTEM LOCATION:
(a) Department of State domestic data centers located within the
United States, with local infrastructure placed overseas at U.S.
Embassies, U.S. Consulates General, and U.S. Consulates; and U.S.
Missions, (b) within a government cloud platform provided by the
Department of State's Enterprise Server Operations Center (ESOC), 2201
C Street NW, Washington, DC 20520.
SYSTEM MANAGER(S):
DDTC Chief Information Officer; 2401 E Street NW, Washington DC
20037; (202) 663-2023; [email protected].
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
22 U.S.C. 2651a (Organization of Department of State); 5 U.S.C. 301
(Departmental Regulations); 22 U.S.C. 2776, 22 U.S.C. 2778, 22 U.S.C.
2779, 22 U.S.C. 2780, and 22 U.S.C. 2751 et seq. (Arms Export Control
Act); E.O. 13637; International Traffic in Arms Regulations (ITAR), 22
CFR parts 120-130.
PURPOSE(S) OF THE SYSTEM:
This system enables DDTC to support industry customers as DDTC
performs its mission to implement relevant provisions of the Arms
Export Control Act (AECA) and the International Traffic in Arms
Regulations (ITAR) and control the export and temporary import of
defense articles and defense services covered by the United States
Munitions List (USML).
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Exporters of defense articles and defense services with or without
Department of State authorization; applicants for export licenses;
registered exporters; brokers for sales of defense articles or defense
services who completed registration statements or submitted requests
for approval of a brokering activity; and debarred parties. The Privacy
Act defines an individual at 5 U.S.C. 552a(a)(2) as a United States
citizen or lawful permanent resident.
CATEGORIES OF RECORDS IN THE SYSTEM:
Correspondence, registration statements when a principal executive
officer or owner is the same as the applicant, and payment for
registration fees sent to the Department of State when an individual or
business registers as a manufacturer, exporter and/or broker of defense
articles or defense services; information on political contributions,
gifts, commissions and fees relating to certain sales of defense
articles and defense services; license applicants, secondary entity
contacts, third-party points of contact, and other relevant entities,
may be asked to provide information such as: Name, address,
nationality/citizenship status, passport/visa/social security number,
operator/certificate license, contract and licensing eligibility,
contact information (e.g., telephone number, email address),
information related to current or past law enforcement charges and
convictions, place of birth, financial account numbers, and date of
birth; copies of letters to individuals and businesses from the
Department of State pertaining to their registration, including notices
of suspension and debarment; proposed charging letters and orders and
consent agreements pertaining to the Department of State's
administrative cases; Federal Register Notices of statutory debarment;
correspondence, memoranda, federal court documents, telegrams, other
government agency reports, and email messages between the Department of
State and other federal agencies regarding law enforcement and
intelligence information about defense trade activities pertaining to
the subject of the record.
RECORD SOURCE CATEGORIES:
These records contain information that is primarily obtained from
the individual, from the organization the individual represents,
federal court documents, and intelligence and law enforcement agencies.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND PURPOSES OF SUCH USES:
Munitions Control Records may be disclosed to:
(a) Appropriate agencies, entities, and persons when (1) the
Department of State suspects or has confirmed that there has been a
breach of the system of records; (2) the Department of State has
determined that as a result of the suspected or confirmed breach there
is a risk of harm to individuals, the Department of State (including
its information systems, programs, and operations), the Federal
Government, or national security; and (3) the disclosure made to such
agencies, entities, and persons is reasonably necessary to assist in
connection with the Department of State efforts to respond to the
suspected or confirmed breach or to prevent, minimize, or remedy such
harm.
(b) Another Federal agency or Federal entity, when the Department
of State determines that information from this system of records is
reasonably necessary to assist the recipient agency or entity in (1)
responding to a suspected or confirmed breach or (2) preventing,
minimizing, or remedying the risk of harm to individuals, the recipient
agency or entity (including its information systems, programs, and
operations), the Federal Government, or national security, resulting
from a suspected or confirmed breach.
(c) The Department of Homeland Security, the Department of Justice
(DOJ), the Department of Commerce, and other federal entities,
including intelligence and law enforcement agencies to assist in their
investigations of violations of the AECA or in the context of
multilateral or bilateral export regimes.
(d) A court, adjudicative body, or administrative body before which
the Department is authorized to appear when (i) the Department; (ii)
any employee of the Department in his or her official capacity; (iii)
any employee of the Department in his or her individual capacity where
the U.S. Department of Justice or the Department has agreed to
represent the employee; or (iv) the Government of the United States,
when the Department determines that litigation is likely to affect the
Department, is a party to litigation or has an interest in such
litigation, and the use of such records by the Department is deemed to
be relevant and necessary to the litigation or administrative
proceeding.
(e) Foreign governments for purposes relating to law enforcement or
regulatory matters or in the context of multilateral or bilateral
export regimes, in accordance with 22 CFR 126.10(d)(1).
(f) Congress to comply with statutory and regulatory reporting
requirements in the AECA or ITAR related to certain defense trade
transactions.
(g) Other federal agencies in order to provide independent
monitoring of a system of security policy enforcement, malicious
activity detection, and security incident response.
(h) The public, as necessary, to comply with statutory or
regulatory requirements or to enable exporters to comply with such
requirements, as follows:
i. The periodic publication in the Federal Register of names, dates
of conviction, and months and years of birth of those on the Debarred
Parties List pursuant to the authorities granted in 22 U.S.C. 2778(g),
as implemented in 22 CFR 127.7.
ii. The periodic publication of charging letters, debarment orders,
and orders imposing civil penalties and probationary periods in the
Public Reading Room of the Department of State, as required by 22 CFR
128.17, and on the Directorate of Defense Trade Controls website.
[[Page 6226]]
iii. The periodic publication of registrant name and address
changes on the Directorate of Defense Trade Controls website to assist
registrants and applicants in keeping their records current.
The Department of State periodically publishes in the Federal
Register its Prefatory Statement of Routine Uses. These standard
routine uses apply to Munitions Control Records SORN, State-42.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records are stored both in hard copy and on electronic media. A
description of standard Department of State policies concerning storage
of electronic records is found at https://fam.state.gov/FAM/05FAM/05FAM0440.html. All hard copies of records that contain personal
information are maintained in secured file cabinets in restricted
areas, access to which is limited to authorized personnel.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Individual name, company name, DDTC Registration Code, DDTC Case
Number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
These records will be maintained in accordance with the Department
of State Records Schedule, Chapter 24 Arms Control and International
Security Records, Office of Defense Trade Controls (A-24-048-01a(1)),
as approved by the National Archives and Records Administration (NARA)
and outlined at https://foia.state.gov/Learn/RecordsDisposition.aspx.
More specific information may be obtained by writing to the following
address: U.S. Department of State; Director, Office of Information
Programs and Services; A/GIS/IPS; 2201 C Street NW, Room B-226;
Washington, DC 20520.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
All Department of State network users are given cyber security
awareness training which covers the procedures for handling Sensitive
but Unclassified (SBU) information, including personally identifiable
information (PII). Annual refresher training is mandatory. In addition,
all Department of State OpenNet network users are required to take the
Foreign Service Institute distance learning course instructing
employees on privacy and security requirements, including the rules of
behavior for handling PII and the potential consequences if it is
handled improperly. Before a user is granted access to Munitions
Control Records, they must first be granted access to the Department of
State computer network.
Department of State employees and contractors may remotely access
this system of records using non-Department of State owned information
technology. Such access is subject to approval by the Department of
State's mobile and remote access program and is limited to information
maintained in unclassified information systems. Remote access to the
Department of State's information system is configured in compliance
with OMB Circular A-130 multifactor authentication requirements and
includes a time-out function.
All Department of State employees and contractors with authorized
access to records maintained in this system of records have undergone a
thorough background security investigation. Access to the Department of
State, its annexes and posts abroad is controlled by security guards
and admission is limited to those individuals possessing a valid
identification card or individuals under proper escort. Access to
computerized files is password-protected and under the direct
supervision of the system manager. The system manager has the
capability of printing audit trails of access from the computer media,
thereby permitting regular and ad hoc monitoring of computer usage.
When it is determined that a user no longer needs access, the user
account is disabled.
The safeguards in the following paragraphs apply only to records
that are maintained in government-certified cloud systems. All cloud
systems that provide IT services and process Department of State
information must be specifically authorized by the Department of State
Authorizing Official and Senior Agency Official for Privacy.
Information that conforms with Department of State-specific
definitions for Federal Information Security Modernization Act (FISMA)
low, moderate, or high categorization are permissible for cloud usage
and must specifically be authorized by the Department of State's Cloud
Program Management Office and the Department of State Authorizing
Official. Specific security measures and safeguards will depend on the
FISMA categorization of the information in a given cloud system. In
accordance with Department of State policy, systems that process more
sensitive information will require more stringent controls and review
by Department of State cybersecurity experts prior to approval. Prior
to operation, all Cloud systems must comply with applicable security
measures that are outlined in FISMA, FedRAMP, OMB regulations, National
Institute of Standards and Technology's (NIST) Special Publications
(SP) and Federal Information Processing Standards (FIPS) and Department
of State policies and standards.
All data stored in cloud environments categorized above a low FISMA
impact risk level must be encrypted at rest and in-transit using a
federally approved encryption mechanism. The encryption keys shall be
generated, maintained, and controlled in a Department of State data
center by the Department of State key management authority. Deviations
from these encryption requirements must be approved in writing by the
Department of State Authorizing Official. High FISMA impact risk level
systems will additionally be subject to continual auditing and
monitoring, multifactor authentication mechanism utilizing Public Key
Infrastructure (PKI) and NIST 800 53 controls concerning
virtualization, servers, storage and networking, as well as stringent
measures to sanitize data from the cloud service once the contract is
terminated.
RECORD ACCESS PROCEDURES:
Individuals who wish to gain access to or to amend records that
pertain to themselves should write to U.S. Department of State;
Director, Office of Information Programs and Services; A/GIS/IPS; 2201
C Street NW, Room B-226; Washington, DC 20520. The individual must
specify in the written correspondence that he or she wishes the
Munitions Control Records to be checked. At a minimum, the individual
must include: Full name (including maiden name, if appropriate) and any
other names used; current mailing address and zip code; date and place
of birth; notarized signature or statement under penalty of perjury
that the information in the written is true and correct; a brief
description of the circumstances that caused the creation of the record
(including the city and/or country and the approximate dates) which
gives the individual cause to believe that the Munitions Control
Records include records that pertain to the individual. Detailed
instructions on Department of State procedures to access and amend
records can be found at the Department of State's FOIA website at
https://foia.state.gov/Request/Guide.aspx.
CONTESTING RECORD PROCEDURES:
Individuals who wish to contest records should write to U.S.
Department of State; Director, Office of Information Programs and
Services; A/GIS/IPS; 2201 C Street NW, Room B-226; Washington, DC
20520.
[[Page 6227]]
NOTIFICATION PROCEDURES:
Individuals who have reason to believe that this system of records
may contain information pertaining to them may write to U.S. Department
of State; Director, Office of Information Programs and Services; A/GIS/
IPS; 2201 C Street NW, Room B-226; Washington, DC 20520. The individual
must specify in the written correspondence that he/she wishes the
Munitions Control Records to be checked. At a minimum, the individual
must include: Full name (including maiden name, if appropriate) and any
other names used; current mailing address and zip code; date and place
of birth; notarized signature or statement under penalty of perjury
that the information contained in the written correspondence is true
and correct; a brief description of the circumstances that caused the
creation of the record (including the city and/or country and the
approximate dates) which gives the individual cause to believe that the
Munitions Control Records include records pertaining to the individual.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Pursuant to 5 U.S.C. 552a(k)(1) and (k)(2), portions of certain
records contained within this system of records are exempted from 5
U.S.C. 552a (c)(3),(d),(e)(1),(3)(4)(G),(H) and (I), and (f). See 22
CFR 171.26.
HISTORY:
Previously published at Public Notice 6140 State-42, System Name:
Munitions Control Records. Volume 73, Number 55; March 20, 2008.
Eric F. Stein,
Deputy Assistant Secretary, Bureau of Administration, Global
Information Services, U.S. Department of State.
[FR Doc. 2022-02202 Filed 2-2-22; 8:45 am]
BILLING CODE 4710-25-P