Endangered and Threatened Wildlife and Plants; Reclassification of the Red-Cockaded Woodpecker From Endangered to Threatened With a Section 4(d) Rule, 6118-6130 [2022-02006]
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Federal Register / Vol. 87, No. 23 / Thursday, February 3, 2022 / Proposed Rules
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Martha Williams,
Principal Deputy Director, Exercising the
Delegated Authority of the Director, U.S. Fish
and Wildlife Service.
[FR Doc. 2022–02298 Filed 2–2–22; 8:45 am]
BILLING CODE 4333–15–C
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS–R4–ES–2019–0018;
FF09E22000 FXES1113090FEDR 223]
RIN 1018–BE09
Endangered and Threatened Wildlife
and Plants; Reclassification of the
Red-Cockaded Woodpecker From
Endangered to Threatened With a
Section 4(d) Rule
Fish and Wildlife Service,
Interior.
ACTION: Proposed rule; revisions and
reopening of comment period.
AGENCY:
We, the U.S. Fish and
Wildlife Service (Service), announce the
reopening of the comment period on our
October 8, 2020, proposed rule to
reclassify the red-cockaded woodpecker
(Dryobates borealis) as a threatened
species with a rule issued under section
4(d) of the Endangered Species Act of
1973 (Act), as amended. This action will
allow all interested parties the
opportunity to comment on the revised
proposed section 4(d) rule language set
forth in this document, which addresses
concerns raised in the public comments
we received on the October 8, 2020,
proposed rule. Comments previously
submitted on the proposed
reclassification of the red-cockaded
woodpecker and previously proposed
section 4(d) rule need not be
resubmitted, as they will be fully
considered in preparation of the final
determination.
SUMMARY:
The public comment period on
the proposed rule that published on
October 8, 2020, at 85 FR 63474, is
reopened. We will accept comments
received or postmarked on or before
March 7, 2022. Comments submitted
electronically using the Federal
eRulemaking Portal (see ADDRESSES,
below) must be received by 11:59 p.m.
Eastern Time on the closing date.
ADDRESSES: You may submit comments
by one of the following methods:
(1) Electronically: Go to the Federal
eRulemaking Portal: https://
www.regulations.gov. In the Search box,
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DATES:
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enter FWS–R4–ES–2019–0018, which is
the docket number for this rulemaking.
Then, click on the Search button. On the
resulting page, in the panel on the left
side of the screen, under the Document
Type heading, check the Proposed Rule
box to locate this document. You may
submit a comment by clicking on
‘‘Comment.’’
(2) By hard copy: Submit by U.S. mail
to: Public Comments Processing, Attn:
FWS–R4–ES–2019–0018, U.S. Fish and
Wildlife Service, MS: PRB/3W, 5275
Leesburg Pike, Falls Church, VA 22041–
3803.
We request that you send comments
only by the methods described above.
We will post all comments on https://
www.regulations.gov. This generally
means that we will post any personal
information you provide us (see
Information Requested, below, for more
information).
Availability of supporting materials:
This document and supporting
materials (including the species status
assessment report and references cited)
are available at https://
www.regulations.gov under Docket No.
FWS–R4–ES–2019–0018 and at the
Southeast Regional Office (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT:
Aaron Valenta, Chief, Division of
Restoration and Recovery, U.S. Fish and
Wildlife Service, Southeast Regional
Office, 1875 Century Boulevard,
Atlanta, GA 30345; telephone 404–679–
4144. Persons who use a
telecommunications device for the deaf
(TDD) may call the Federal Relay
Service at 800–877–8339.
SUPPLEMENTARY INFORMATION:
Information Requested
We intend that any final action
resulting from the October 8, 2020, and
this proposed rule will be based on the
best scientific and commercial data
available and be as accurate and as
effective as possible. Therefore, we
request comments and information from
other governmental agencies, Native
American Tribes, the scientific
community, industry, or any other
interested party concerning these
proposed rules.
We particularly seek comments or
information on regulations that are
necessary and advisable for the
conservation and management of the
red-cockaded woodpecker, including
whether the measures outlined in this
document for the revised proposed
section 4(d) rule are necessary and
advisable for the conservation of the
red-cockaded woodpecker. Specifically,
we seek comments on:
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(1) Whether the included prohibitions
in the revised proposed section 4(d) rule
would adequately and appropriately
provide for the conservation of the redcockaded woodpecker;
(2) Whether it is appropriate to except
incidental take that results from redcockaded woodpecker management and
military training activities on
Department of Defense (DoD)
installations with a Service-approved
integrated natural resources
management plan (INRMP);
(3) Whether different or additional
conditions, if any, should be applied to
the exception for DoD installations in
order to provide adequately for the
conservation of the red-cockaded
woodpecker;
(4) Whether it is appropriate to except
incidental take that results from habitat
management activities intended to
restore or maintain red-cockaded
woodpecker habitat on Federal land
management agency properties;
(5) Whether different or additional
conditions, if any, should be applied to
the exception for Federal land
management agency properties in order
to provide adequately for the
conservation of the red-cockaded
woodpecker;
(6) Whether it is appropriate to except
incidental take associated with
prescribed burns and the application of
herbicides on private lands when
compatible with maintaining any
known red-cockaded woodpecker
populations;
(7) Whether different or additional
conditions, if any, should be applied to
the exception for prescribed burns and
the application of herbicides on private
lands in order to provide adequately for
the conservation of the red-cockaded
woodpecker;
(8) Whether it is appropriate to except
incidental take that results from the
installation of artificial cavity inserts
and drilled cavities on public and
private lands;
(9) Whether different or additional
conditions, if any, should be applied to
the exception for the installation of
artificial cavities in order to provide
adequately for the conservation of the
red-cockaded woodpecker;
(10) Whether we should provide
additional clarity on the minimum
diameter of trees that are appropriate for
selection for installation of artificial
cavities and, if so, what the best
available science indicates regarding a
universally applicable minimum tree
diameter;
(11) Whether any other forms of take
should be excepted from the
prohibitions in the revised proposed
section 4(d) rule;
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(12) Whether there are additional
provisions the Service may wish to
consider for the section 4(d) rule in
order to conserve, recover, and manage
the red-cockaded woodpecker; and
(13) Whether or how the Service
could provide additional guidance or
methods to streamline the
implementation of the proposed section
4(d) rule for the red-cockaded
woodpecker.
If you submitted comments or
information on the October 8, 2020,
proposed rule (85 FR 63474) during the
comment period that was open from
October 8, 2020, to December 7, 2020,
please do not resubmit these comments.
Any such comments are already part of
the public record of this rulemaking
proceeding, and we will fully consider
them in the preparation of our final
determination. Our final determination
will take into consideration all written
comments and any additional
information we receive during both
comment periods.
Please include sufficient information
with your submission (such as scientific
journal articles or other publications) to
allow us to verify any scientific or
commercial information you include.
Please note that submissions merely
stating support for, or opposition to, the
action under consideration without
providing supporting information,
although noted, will not be considered
in making a determination, as section
4(b)(1)(A) of the Act directs that
determinations as to whether any
species is an endangered or a threatened
species must be made solely on the
basis of the best scientific and
commercial data available.
You may submit your comments and
materials concerning this proposed rule
by one of the methods listed in
ADDRESSES. We request that you send
comments only by the methods
described in ADDRESSES.
If you submit information via https://
www.regulations.gov, your entire
submission—including any personal
identifying information—will be posted
on the website. If your submission is
made via a hardcopy that includes
personal identifying information, you
may request at the top of your document
that we withhold this information from
public review. However, we cannot
guarantee that we will be able to do so.
We will post all hardcopy submissions
on https://www.regulations.gov.
Comments and materials we receive,
as well as supporting documentation we
used in preparing this proposed rule,
will be available for public inspection
on https://www.regulations.gov.
The final decision may differ from
this revised proposed rule, based on our
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review of all information we receive
during this rulemaking proceeding,
including both comment periods. We
may change the parameters of the
prohibitions or the exceptions to those
prohibitions in this proposed section
4(d) rule if we conclude it is appropriate
in light of comments and new
information received. For example, we
may establish additional exceptions to
the prohibitions in the final rule if we
conclude that the activities would
facilitate or are compatible with the
conservation and recovery of the
species. We may also expand the
prohibitions to include prohibiting
additional activities if we conclude that
those additional activities are not
compatible with conservation of the
species.
Background
We will only discuss those topics
directly relevant to the revisions we are
proposing to the section 4(d) rule in this
document. For more information on the
species, its habitat, and previous
Federal actions concerning the redcockaded woodpecker, refer to the
proposed rule published in the Federal
Register on October 8, 2020 (85 FR
63474).
In our October 8, 2020, proposed rule,
we proposed to reclassify the redcockaded woodpecker as a threatened
species with a section 4(d) rule that
provided specific prohibitions and
exceptions that we determined
necessary and advisable for the
conservation of the red-cockaded
woodpecker. These originally proposed
prohibitions included prohibiting
incidental take resulting from damage or
conversion of currently occupied redcockaded woodpecker nesting and
foraging habitat to other land uses that
results in conditions not able to support
red-cockaded woodpeckers; forest
management practices in currently
occupied red-cockaded woodpecker
nesting and foraging habitat; operation
of vehicles or mechanical equipment,
the use of floodlights, activities with a
human presence, other actions
associated with construction and repair,
or extraction activities in an active
cavity tree cluster during the redcockaded woodpecker breeding season;
installation of artificial cavity inserts,
drilled cavities, or cavity restrictor
plates; inspecting cavity contents,
including, but not limited to, use of
video scopes, drop lights, or mirrors
inserted into cavities; activities that
render active cavity trees unusable to
red-cockaded woodpeckers; and the use
of insecticide or herbicide on any
standing pine tree within 0.50-mile from
the center of an active cavity tree cluster
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of red-cockaded woodpeckers (85 FR
63498, October 8, 2020).
The species-specific exceptions in the
October 8, 2020, proposed rule included
excepting incidental take caused by redcockaded woodpecker management and
military training activities on DoD
installations with a Service-approved
INRMP; habitat restoration activities
carried out in accordance with a
management plan providing for redcockaded woodpecker conservation
developed in coordination with, and
approved by, the Service or a State
conservation agency; and operation of
vehicles or mechanical equipment, the
use of lights at night, or activities with
a human presence in active cavity tree
cluster during the red-cockaded
woodpecker breeding season, under
some circumstances.
We accepted comments on the
October 8, 2020, proposed rule for 60
days, ending December 7, 2020. The
public comments we received during
that public comment period indicated
significant confusion regarding the
intent of the Service’s proposed section
4(d) rule and how it could impact
activities that may affect the redcockaded woodpecker.
Based on these comments, we propose
a revised section 4(d) rule for the redcockaded woodpecker. We request
public comments on the revised
proposed section 4(d) rule set forth in
this document. We will provide a more
detailed response to all of the comments
we have already received on the October
8, 2020, proposed rule in our final
determination; however, our revisions
in this document generally address the
overarching comments and concerns we
received from the public regarding the
proposed section 4(d) rule set forth in
the October 8, 2020, proposed rule.
New Information and Revisions to
Proposed 4(d) Rule
Background
Section 4(d) of the Act contains two
sentences. The first sentence states that
the Secretary of the Interior (Secretary)
shall issue such regulations as she
deems necessary and advisable to
provide for the conservation of species
listed as threatened. The U.S. Supreme
Court has noted that statutory language
like ‘‘necessary and advisable’’
demonstrates a large degree of deference
to the agency (see Webster v. Doe, 486
U.S. 592 (1988)). Conservation is
defined in the Act to mean the use of
all methods and procedures which are
necessary to bring any endangered
species or threatened species to the
point at which the measures provided
pursuant to the Act are no longer
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necessary. Additionally, the second
sentence of section 4(d) of the Act states
that the Secretary may by regulation
prohibit with respect to any threatened
species any act prohibited under section
9(a)(1), in the case of fish or wildlife, or
9(a)(2), in the case of plants. Thus, the
combination of the two sentences of
section 4(d) provides the Secretary with
wide latitude of discretion to select and
promulgate appropriate regulations
tailored to the specific conservation
needs of the threatened species. The
second sentence grants particularly
broad discretion to the Service when
adopting the prohibitions under section
9.
The courts have recognized the extent
of the Secretary’s discretion under this
standard to develop rules that are
appropriate for the conservation of a
species. For example, courts have
upheld rules developed under section
4(d) as a valid exercise of agency
authority where they prohibited take of
threatened wildlife or included a
limited taking prohibition (see Alsea
Valley Alliance v. Lautenbacher, 2007
U.S. Dist. Lexis 60203 (D. Or. 2007);
Washington Environmental Council v.
National Marine Fisheries Service, 2002
U.S. Dist. Lexis 5432 (W.D. Wash.
2002)). Courts have also upheld section
4(d) rules that do not address all the
threats a species faces (see State of
Louisiana v. Verity, 853 F.2d 322 (5th
Cir. 1988)). As noted in the legislative
history when the Act was initially
enacted, ‘‘once an animal is on the
threatened list, the Secretary has an
almost infinite number of options
available to him [or her] with regard to
the permitted activities for those
species. [S]he may, for example, permit
taking, but not importation of such
species, or [s]he may choose to forbid
both taking and importation but allow
the transportation of such species’’ (H.R.
Rep. No. 412, 93rd Cong., 1st Sess.
1973).
In practice, consistent with the two
sentences in section 4(d), the Secretary
has two mechanisms to provide for the
conservation of threatened species in a
section 4(d) rule. One mechanism is to
promulgate prohibitions similar to those
in section 9 of the Act. As discussed
above, section 4(d) grants particularly
broad discretion to the Service for
prohibiting acts discussed in section 9.
As noted in Sweet Home Chapter of
Communities for a Great Oregon v.
Babbitt, this ‘‘second sentence gives [the
Service] discretion to apply any or all of
the [section 9] prohibitions to
threatened species without obliging it to
support such actions with findings of
necessity,’’ because ‘‘[o]nly the first
sentence . . . contains the ‘necessary
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and advisable’ language and mandates
formal individualized findings’’ (Sweet
Home Chapter of Communities for a
Great Oregon v. Babbitt, 1 F.3d 1, 8
(D.C. Cir. 1993), modified on other
grounds on reh’g, 17 F.3d 1463 (D.C.
Cir. 1994), rev’d on other grounds, 515
U.S. 687 (1995)).
Secondly, section 4(d) provides the
Secretary discretion to issue such
regulations as she deems necessary and
advisable to provide for the
conservation of species listed as
threatened. Therefore, in addition to
prohibiting relevant forms of take,
section 4(d) rules can allow other forms
of take by excepting this take from the
prohibitions. These exceptions can
encourage managers to pursue activities
that benefit the species but that might
result in take, especially if this take
would not result in considerable
detrimental effects to the species. If the
Service excepts take associated with
these beneficial activities in a section
4(d) rule, managers can implement these
activities without fear of violating
section 9 of the Act, even if take occurs.
Exercising this authority under
section 4(d) of the Act, we have
developed revisions to the proposed
section 4(d) rule that are designed to
address the red-cockaded woodpecker’s
specific threats and conservation needs.
Although the statute does not require us
to make a ‘‘necessary and advisable’’
finding with respect to the adoption of
specific prohibitions under section 9,
we find that this rule as a whole satisfies
the requirement in section 4(d) of the
Act to issue regulations deemed
necessary and advisable to provide for
the conservation of the red-cockaded
woodpecker.
As the Service concluded in its
October 8, 2020, proposed rule to
reclassify the red-cockaded woodpecker
from endangered to threatened (85 FR
63474), the red-cockaded woodpecker is
likely to become in danger of extinction
within the foreseeable future primarily
due to threats stemming from lack of
suitable habitat. Given these threats, the
intent of this revised proposed section
4(d) rule is to enhance population
resiliency and to make it easier to carry
out the habitat and species management
activities that enhance the availability of
the species’ key habitat and resource
needs, which are outlined in the redcockaded woodpecker’s species status
assessment (SSA) report (U.S. Fish and
Wildlife Service (USFWS) 2020a, pp.
74–87). This means that this proposed
section 4(d) rule would prohibit take to
protect the species, while also providing
exceptions to these take prohibitions to
encourage necessary and beneficial
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habitat restoration and species’
management to advance recovery.
The red-cockaded woodpecker
requires cavity trees, nesting habitat,
and foraging habitat (USFWS 2020a, pp.
81–85). Red-cockaded woodpeckers rely
on cavities for nesting and roosting
(USFWS 2020a, p. 31). Old pines are
required as cavity trees because cavity
chambers must be completely within
the heartwood to prevent pine resin in
the sapwood from entering the chamber
and because heartwood diameter is a
function of tree age (Jackson and
Jackson 1986, pp. 319–320; Clark 1993,
pp. 621–626; USFWS 2020a, p. 30). In
addition, old pines have a higher
incidence of the heartwood decay that
greatly facilitates cavity excavation
(USFWS 2020a, p. 30). As we explain in
the 2003 red-cockaded woodpecker
recovery plan, given that the species
requires these cavities to complete its
life cycle, the number of suitable
cavities available can limit population
size (USFWS 2003, p. 20); thus, the
recovery plan states, ‘‘to prevent loss of
occupied territories, existing cavity trees
should be protected, so that a sufficient
number of suitable ones are maintained
at all times’’ (USFWS 2003, p. 20).
Red-cockaded woodpeckers also
require open pine woodlands and
savannahs with large old pines for
nesting and roosting (i.e., nesting
habitat) (USFWS 2020a, p. 30). Cavity
trees, with rare exception, occur in open
stands with little or no hardwood
midstory and few or no overstory
hardwoods (USFWS 2020a, p. 30).
Suitable foraging habitat generally
consists of mature pines with an open
canopy, low densities of small pines, a
sparse hardwood or pine midstory, few
or no overstory hardwoods, and
abundant native bunchgrass and forb
groundcovers (USFWS 2020a, p. 39).
Additionally, the red-cockaded
woodpecker is a conservation-reliant
species ‘‘highly dependent on active
conservation management with
prescribed fire, beneficial and
compatible silvicultural methods to
regulate forest composition and
structure, the provision of artificial
cavities where natural cavities are
insufficient, translocation to sustain and
increase small vulnerable populations,
and effective monitoring to identify
limiting biological and habitat factors
for management’’ (USFWS 2020a, p.
129). The proposed rule to downlist the
red-cockaded woodpecker from
endangered to threatened emphasized
this conservation reliance and indicated
that the future persistence of the species
will require these management actions
to continue (85 FR 63474; October 8,
2020). As such, in addition to providing
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prohibitions necessary to protect
individuals, the revised proposed
section 4(d) rule provides exceptions
that would maintain and restore these
essential nesting and foraging resources
for the species (i.e., cavity trees, nesting
habitat, and foraging habitat), which
will advance the species’ recovery and
conservation.
Specifically, the exceptions in the
revised proposed section 4(d) rule
encourage beneficial habitat
management on Federal lands,
compatible prescribed burns and use of
herbicides on private lands, and the
provision of artificial cavities
throughout the species’ range. These
activities provide considerable benefit
to the species and its habitat by
maintaining or increasing the quantity
and quality of cavity trees, nesting
habitat, and foraging habitat.
Additionally, this revised proposed 4(d)
rule retains the proposed exception for
take that results from activities
authorized by a permit under the Act,
which includes permits we have issued
or will issue under the valuable safe
harbor agreement program. Together,
these prohibitions and exceptions
would maintain and restore essential
nesting and foraging resources for the
species, improving the availability of
suitable habitat, and would promote
continued recovery.
Additionally, one of the primary
purposes of the Act is to provide a
means whereby the ecosystems upon
which endangered and threatened
species depend may be conserved (16
U.S.C. 1531(b)); crafting a section 4(d)
rule for red-cockaded woodpecker that
encourages habitat management that
benefits the species would also support
conservation of the native pine-grass
ecosystems upon which the species
depends.
The provisions of this revised
proposed 4(d) rule would promote
conservation of the red-cockaded
woodpecker by prohibiting take that can
directly or indirectly impact population
demographics. It would also promote
conservation of the species by providing
more flexibility for incidental take that
may result from activities that maintain
and restore requisite habitat features.
Moreover, we acknowledge and
commend the accomplishments of our
Federal partners, State agencies,
nongovernmental organizations, and
private landowners in providing
conservation for the red-cockaded
woodpecker for the past four decades.
This intensive management has
facilitated population growth since the
time of listing, thereby allowing the
Service to propose downlisting the
species from endangered to threatened.
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Private landowners’ safe harbor
agreements, DoD’s INRMPs, U.S. Forest
Service land and resource management
plans (LRMPs), and National Wildlife
Refuge System habitat management
plans currently provide specific
measures for the active management and
conservation of the species throughout
its range, which have aided in the
recovery of the species and its habitat.
Overall, the majority of red-cockaded
woodpecker populations are managed
under plans that address population
enhancement and habitat management
to sustain or increase populations and to
meet the 2003 recovery plan objectives
for primary core, secondary core, and
essential support populations (USFWS
2003, pp. 156–159). Our revised
proposed 4(d) rule does not invalidate
or replace these successful programs. In
fact, the revised proposed 4(d) rule
would continue to encourage private
landowners to participate in the safe
harbor agreement program and would
provide incentives for public land
managers and applicable State land
management agencies to continue
providing specific management for the
benefit of the species and its habitat.
The provisions of this revised
proposed section 4(d) rule are only one
of the many tools the Service can use to
promote the conservation of the redcockaded woodpecker. For example, if
this 4(d) rule is finalized, private
landowners and some State agencies
may still pursue regulatory flexibility
through existing mechanisms that
currently promote the species’
conservation, such as safe harbor
agreements or habitat conservation
plans. These effective mechanisms
would continue to provide considerable
assurances for landowners.
Similarly, this 4(d) rule would not
change a private landowner’s ability to
enroll in Natural Resources
Conservation Service or Partners for
Fish and Wildlife conservation
programs. These Federal programs
provide technical and financial
assistance to private landowners to
support habitat management on working
lands that will benefit wildlife and other
natural resources in the open-pine
systems of the southeastern United
States. Nationwide, these programs help
conserve or restore hundreds of
thousands of acres of wildlife habitat
every year (USFWS 2020b, p. 4). As a
result of the consultations these Federal
programs conduct with the Service,
enrolled private landowners already
receive allowances for incidental take
associated with beneficial conservation
practices, without having to embark on
a complex permitting process; the
reclassification of the red-cockaded
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woodpecker and the revised proposed
4(d) rule, if finalized, would not alter
these programs. We encourage private
landowners to continue participating in
these valuable private lands
conservation programs.
Rules under 4(d) of the Act do not and
cannot remove Federal agencies’ section
7 consultation obligations (see
‘‘Implications for Implementation,’’
below). While this revised proposed
4(d) rule may facilitate a streamlined
consultation for beneficial habitat
management projects, Federal agencies
would still consult under section 7 of
the Act if their actions may affect redcockaded woodpeckers. Specifically,
Federal agencies can consult with the
Service regarding their project to
minimize effects to the red-cockaded
woodpecker and, if needed, the Service
would develop a biological opinion and
accompanying incidental take statement
that exempts the Federal agency from
the prohibitions in the 4(d) rule, for a
specific amount of incidental take,
while carrying out their planned project.
Finally, this revised proposed 4(d)
rule would not alter or invalidate the
2003 red-cockaded woodpecker
recovery plan. Recovery plans are not
regulatory documents, but rather they
provide a strategy to guide the
conservation and recovery of the redcockaded woodpecker. While this
revised proposed 4(d) rule does not
incorporate certain specific guidelines
from the 2003 recovery plan (e.g.,
survey protocols, training requirements
for acquiring a section 10(a)(1)(A)
permit to monitor the species), as
suggested by some commenters, these
provisions may still be applicable under
the 4(d) rule.
This revised proposed 4(d) rule would
apply only when and if we make a final
determination that the red-cockaded
woodpecker should be reclassified as a
threatened species. Finally, if finalized,
the only portion of this document that
would have regulatory effect is the text
presented below under Proposed
Regulation Promulgation (i.e., the text
we propose to add as paragraph (h) of
§ 17.41 of title 50 of the Code of Federal
Regulations (CFR) (50 CFR 17.41(h)));
the explanatory text above and in
Provisions of the Revised Proposed
Section 4(d) Rule below merely clarifies
the intent of these proposed
amendments to the regulations.
Provisions of the Revised Proposed
Section 4(d) Rule
Prohibitions
In the October 8, 2020, proposed
downlisting rule (85 FR 63474), the
Service proposed specific provisions
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that prohibited incidental take
associated with activities that would
result in the further loss or degradation
of red-cockaded woodpecker habitat,
including damage to or loss of cavity
trees, among other practices, to
specifically protect the species’ key
habitat needs. However, comments
submitted by the general public, Federal
agencies, and the States during the
public comment period on the October
8, 2020, proposed rule expressed
confusion regarding these provisions.
Many commenters believed the Service
was prohibiting the activities it
referenced in the proposed 4(d) rule. For
example, commenters believed the
Service was prohibiting all use of
herbicides in habitat management, given
the prohibition on incidental take that
resulted from herbicide use. The
Service’s intent in the October 8, 2020,
proposed rule was to prohibit incidental
take that results from certain types of
habitat management and land use, not to
prohibit the activities themselves.
However, given this confusion regarding
the language in the October 8, 2020,
proposed rule, this revised proposed
rule describes prohibitions in a
different, but more familiar, way.
Consistent with the discretion
provided by section 4(d), our revisions
to the proposed section 4(d) rule would
provide for the conservation of the redcockaded woodpecker by adopting the
same prohibitions that apply to an
endangered species under section 9 of
the Act and 50 CFR 17.21. These are the
same prohibitions that currently apply
to the red-cockaded woodpecker while
it is listed as an endangered species.
Specifically, except as otherwise
authorized or permitted, this revised
proposed 4(d) rule would continue to
prohibit: Importing or exporting redcockaded woodpeckers; take of redcockaded woodpeckers; possession and
other acts with unlawfully taken
specimens; delivering, receiving,
transporting, or shipping red-cockaded
woodpeckers in interstate or foreign
commerce in the course of commercial
activity; and selling red-cockaded
woodpeckers or offering red-cockaded
woodpeckers for sale in interstate or
foreign commerce. As they do now,
these prohibitions would apply
throughout the species’ range, on both
public and private lands. Over the past
four decades, while the species was
listed as an endangered species, these
prohibitions have provided an
understandable, broadly accepted
framework for protecting red-cockaded
woodpeckers and the habitat resources
upon which they depend.
Identical to the regulations that apply
under endangered status, the
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prohibitions in this revised proposed
section 4(d) rule would prohibit all
forms of take of red-cockaded
woodpeckers within the United States.
Under the Act, ‘‘take’’ means to harass,
harm, pursue, hunt, shoot, wound, kill,
trap, capture, or collect, or to attempt to
engage in any such conduct. The
Service has further defined the terms
‘‘harm’’ and ‘‘harass’’ in regulation (50
CFR 17.3). To ‘‘harm’’ entails an act
which actually kills or injures fish or
wildlife (50 CFR 17.3). Such an act may
include significant habitat modification
or degradation which actually kills or
injures fish or wildlife by significantly
impairing essential behavioral patterns,
including breeding, feeding or
sheltering (50 CFR 17.3). To ‘‘harass’’
involves an intentional or negligent act
or omission which creates the
likelihood of injury to wildlife by
annoying it to such an extent as to
significantly disrupt normal behavioral
patterns which include, but are not
limited to, breeding, feeding, or
sheltering (50 CFR 17.3). Take can result
knowingly or otherwise, by direct and
indirect impacts, and intentionally or
incidentally.
As discussed in the SSA report for the
species, effective monitoring, research,
and translocation are an important
element of the active management that
promotes red-cockaded woodpecker
conservation and recovery. However, in
this revised proposed section 4(d) rule,
we propose to prohibit all forms of take,
which would include capturing,
handling, and similar activities. Such
activities include, but are not limited to,
translocation, banding, collecting tissue
samples, and research involving
capturing and handling red-cockaded
woodpeckers. While these activities are
essential to conservation and recovery
of the species, there are proper
techniques to capturing and handling
birds that require training and
experience. Improper capture, banding,
or handling can cause injury or even
result in death of red-cockaded
woodpeckers. Therefore, to assure these
activities continue to be conducted
correctly by properly trained personnel,
the proposed section 4(d) rule would
continue to prohibit take associated
with translocation, banding, research,
and other activities that involve capture
or handling of red-cockaded
woodpeckers; however, take that results
from these activities could still be
allowed under a section 10(a)(1)(A)
permit.
In essence, this rule would prohibit
take under all circumstances, unless
otherwise excepted in the section 4(d)
rule (discussed below), authorized by a
permit under the Act (e.g., section
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10(a)(1)(A) permit issued for a safe
harbor agreement, section 10(a)(1)(B)
permit issued for a habitat conservation
plan), or exempted through section 7
consultation (including the
consultations that cover landowners
enrolled in Natural Resources
Conservation Service or Partners for
Fish and Wildlife conservation
programs). Because the prohibitions in
this proposed rule exactly match those
that currently apply under endangered
status, if managers (e.g., landowners,
Federal agencies, utility companies) are
currently carrying out compatible land
use activities without resulting in take
of the species, the provisions in this
proposed rule would not affect their
ability to continue conducting those
activities; this 4(d) rule also would not
alter Federal agencies’ current and
continued obligation to conduct
necessary section 7 consultation on
these activities.
Prohibiting all forms of take on both
public and private lands will provide
clear measures necessary and advisable
to ensure the species continues to
maintain or improve its demographics.
Regulating both intentional and
incidental take would help preserve the
species’ remaining populations and
decrease synergistic, negative effects
from other stressors, while allowing
beneficial activities that do not result in
take to continue to occur. The Service
seeks comments on these prohibitions
(see Information Requested, above).
Exceptions
The revised proposed section 4(d)
rule would also provide for the
conservation of the species by
promulgating exceptions to the
prohibitions discussed above; these
exceptions would allow for routine law
enforcement activities, for defense of
life, to aid sick or injured birds, and for
incidental take associated with the
active habitat management this species
uniquely requires. These exceptions
would promote the maintenance and
restoration of the habitat resources
(cavity trees, nesting habitat, and
foraging habitat) crucial to red-cockaded
woodpecker recovery and conservation.
At the outset, the revised proposed
section 4(d) rule outlines several
standard exceptions to the prohibitions
that are identical to exceptions that
currently apply to the red-cockaded
woodpecker and other endangered
species. First, we propose to except
certain actions that may be otherwise
prohibited by this rule but that are
authorized by permits under 50
CFR 17.32. Currently, activities that are
prohibited by 50 CFR 17.21, which
applies to endangered species, may be
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permitted by permits issued under 50
CFR 17.22 for the red-cockaded
woodpecker. Accordingly, the inclusion
of this provision referencing 50 CFR
17.32 does not result in a change from
the status quo. This means that if a
manager has received or receives a
permit for a particular activity (e.g., a
section 10(a)(1)(A) permit for
monitoring red-cockaded woodpeckers;
a permit issued for a safe harbor
agreement or habitat conservation plan),
any take that occurs as a result of
activities covered by this permit would
remain exempted from the
aforementioned prohibitions on take; in
other words, the manager would not be
liable for any take for which they
already have a permit, as long as they
continue to comply with the
stipulations in the permit. This
exception also applies to the permits
that private landowners or some State
agencies already hold as a result of a
safe harbor agreement or habitat
conservation plan. This revised
proposed section 4(d) rule would not
invalidate any part of a landowner’s
existing safe harbor agreement, habitat
conservation plan, or permit. We
encourage landowners to continue
operating within the parameters of their
safe harbor agreement, habitat
conservation plan, and associated
permits. As long as landowners
continue to comply with the provisions
of these permits, any take that occurs as
a result of covered activities would be
exempted from the prohibitions on take
in this rule.
Furthermore, the Service encourages
landowners to continue to enroll in the
safe harbor agreement program. Exactly
like the regulatory regime that applies
while the species is listed as
endangered, any new permits issued
under the authority of the safe harbor
agreement program would provide
landowners with additional
management flexibility and exemption
from some of the take prohibitions in
this proposed rule. Safe harbor
agreements are partnerships between
landowners and the Service or between
the State and the Service involving
voluntary agreements under which the
property owners receive formal
regulatory assurances from the Service
regarding their management
responsibilities in return for
contributions to benefit the listed
species.
For the red-cockaded woodpecker,
this includes voluntary commitments by
landowners to maintain and enhance
red-cockaded woodpecker habitat to
support baseline active clusters, which
is the number of clusters at the time of
enrollment, and to bolster their
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populations with additional abovebaseline active clusters that emerge in
response to beneficial management.
Beneficial management includes the
maintenance and enhancement of
existing cavity trees and foraging habitat
through activities such as prescribed
fire, mid-story thinning, seasonal
limitations for timber harvesting, and
management of pine stands to provide
suitable foraging habitat and cavity
trees. Permits issued under safe harbor
agreements allow enrolled landowners
to return their properties to ‘‘baseline’’
conditions at any time. Since its
inception in the 1990s, the safe harbor
program has successfully promoted the
recovery of red-cockaded woodpeckers;
due to the concerted efforts of private
landowners enrolled in the program, the
number of red-cockaded clusters on
private lands has increased. As
described in the proposed downlisting
rule (85 FR 63474; October 8, 2020), 12
populations with 342 active clusters
reside entirely on private lands, of
which 10 populations with 295 active
clusters are managed by landowners
enrolled in the safe harbor agreement
program. There currently are 241 active
above-baseline clusters in the program.
This revised proposed section 4(d) rule
would not alter this valuable program or
the permits associated with it.
Second, we propose to incorporate
standard exceptions that currently apply
to the red-cockaded woodpecker and
endangered species, including
exceptions that allow take in defense of
life; allow take by an employee of the
Service, Federal land management
agency, or State conservation agency to
aid sick or injured red-cockaded
woodpeckers, dispose of dead
specimens, or salvage dead specimens
for scientific research; and allow
individuals to take the species if they
have a valid migratory bird
rehabilitation permit if such action is
necessary to aid a sick, injured, or
orphaned listed migratory bird. We also
propose a standard regulatory exception
to allow Federal and State law
enforcement officers to possess, deliver,
carry, transport or ship individuals
taken in violation of the Act as
necessary in performing their official
duties and that allow those with a valid
migratory bird rehabilitation permit to
possess or transport a listed migratory
bird species. All of these standard
exceptions currently apply while the
species is listed as endangered, and they
would continue to apply if we finalize
the reclassification of red-cockaded
woodpeckers to a threatened species
with this revised proposed 4(d) rule.
Next, we propose to incorporate an
exception that does not currently apply
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while the woodpecker is listed as
endangered. This exception from 50
CFR 17.31(b) allows employees or
agents of the Service or State
conservation agencies operating under a
cooperative agreement with the Service
in accordance with section 6(c) of the
Act to take red-cockaded woodpeckers
in order to carry out conservation
programs for the species. The Service
can only apply the exception in 50 CFR
17.31(b) to take prohibitions for
threatened species. The Service
recognizes the special and unique
relationship with our State conservation
agency partners in contributing to
conservation of listed species. States
solely own and manage lands occupied
by at least 31 demographic populations
and oversee State-wide safe harbor
agreements that have enrolled 459 nonFederal landowners covering
approximately 2.5 million acres (85 FR
63474; October 8, 2020).
State agencies also often possess
scientific data and valuable expertise on
the status and distribution of
endangered, threatened, and candidate
species of wildlife and plants. State
agencies, because of their authorities
and their close working relationships
with local governments and
landowners, are in a unique position to
assist the Service in implementing all
aspects of the Act. In this regard, section
6 of the Act provides that the Service
shall cooperate to the maximum extent
practicable with the States in carrying
out programs authorized by the Act.
Therefore, any qualified employee or
agent of a State conservation agency that
is a party to a cooperative agreement
with the Service in accordance with
section 6(c) of the Act, who is
designated by his or her agency for such
purposes, would be able to conduct
activities designed to conserve the redcockaded woodpecker that may result in
otherwise prohibited take without
additional authorization (i.e., without a
permit). Most State conservation
agencies within the range of redcockaded woodpeckers have already
worked with the Service to develop
valid cooperative agreements under
section 6(c) of the Act that include
conservation programs for red-cockaded
woodpeckers.
This exception is very similar to an
exception that currently applies while
the woodpecker is listed as endangered
(the exception under 50 CFR
17.21(c)(5)). While the exception in 50
CFR 17.31(b) is similar to the exception
that currently applies while the species
is listed as endangered (50 CFR
17.21(c)(5)), it does not provide the
same limitations on take associated with
carrying out conservation programs in
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States’ cooperative agreements. State
agencies may also enroll in the safe
harbor program to receive permits that
allow for certain types of take, if they
are not otherwise covered by a
cooperative agreement or otherwise
prohibited. The Service seeks comments
on the inclusion of this exception (see
Information Requested, above).
Finally, unlike the regulations that
apply to the species under endangered
status, we propose additional
exceptions to the take prohibitions in
this revised proposed 4(d) rule that
would facilitate continued and
increased implementation of beneficial
management practices that contribute to
the conservation of the species. As
discussed above, active management
targeted at maintaining and restoring
red-cockaded woodpecker populations
and habitat is essential to the continued
recovery of the species. The analyses in
the red-cockaded woodpecker SSA
report illustrate that it could take ‘‘many
decades . . . to attain a desired future
ecosystem condition in which redcockaded woodpeckers are no longer
dependent on artificial cavities and
related special treatments. Without
adequate species-level management, in
contrast to ecosystem management
alone, very little increase in the number
of moderately to very highly resilient
populations can be expected, and small
populations of low or very low
resilience are unlikely to persist’’
(USFWS 2020a, p. 12). The speciesspecific exceptions in this revised
proposed section 4(d) rule aim to
facilitate management that would
protect and enhance red-cockaded
woodpecker populations.
Conservation of red-cockaded
woodpeckers as a species depends
primarily on the conservation of
populations on Federal properties (e.g.,
National forests, DoD installations) for
several reasons. First, the vast majority
of red-cockaded woodpeckers in
existence today are on Federal lands
(USFWS 2020a, pp. 106–108; see Table
7 in USFWS 2003, p. 137). Second,
Federal properties contain most of the
land that can reasonably be viewed as
potential habitat for red-cockaded
woodpeckers (USFWS 1985, p. 133).
Third, existing Federal statutes,
especially the Act, require that Federal
agencies conserve listed species and
maintain biodiversity within their
lands. Section 2(c)(1) of the Act declares
that it is the policy of Congress that all
Federal departments and agencies shall
seek to conserve endangered species
and threatened species (16 U.S.C.
1531(c)(1)); the Act defines conservation
as the use of all methods and
procedures necessary to bring an
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endangered species or threatened
species to the point at which the
measures provided pursuant to the Act
are no longer necessary (16 U.S.C.
1532(3)). Private landowners, in
contrast, can contribute substantially to
conservation, but such contributions
above complying with the statutory
prohibitions (e.g., direct harm) are
voluntary. For those private landowners
that wish to increase the size of their
population, we strongly encourage them
to aim to achieve the recovery standard
in the 2003 recovery plan or join the
safe harbor program (USFWS 2003, pp.
188–189).
Therefore, the species-specific
exceptions in this revised proposed 4(d)
rule address private lands and Federal
properties differently for three reasons.
First, these entities have differing
recovery responsibilities. Second, the
Service would retain additional
involvement in Federal agencies’ habitat
management activities as a result of
section 7 consultation obligations.
Third, there are other flexible programs
that permit take that are already
available to some State conservation
agencies and private landowners (e.g.,
permits issued from safe harbor
agreements and habitat conservation
plans, Partners for Fish and Wildlife
program, Natural Resources
Conservation Service private landowner
programs).
First, we propose an exception to the
take prohibitions to allow incidental
take on DoD installations that occurs as
a result of implementing red-cockaded
woodpecker habitat management and
military training activities detailed in
Service-approved INRMPs. In this
proposal, we define habitat management
activities as activities intended to
maintain or improve the quality and/or
quantity of red-cockaded woodpecker
habitat, including, but not limited to,
prescribed burning; using herbicides
and equipment to reduce midstory
encroachment, thin overstocked pine
stands, promote an open canopy pine
system, and promote herbaceous
groundcover; converting loblolly, slash,
or other planted pines to more firetolerant native pines such as longleaf
pine; planting and seeding native, siteappropriate pines and groundcover
species; and regenerating areas of older
pine forest, or any overrepresented age
class, to increase and maintain
sustainable current and future habitat.
Within the range of the species, most
DoD Army, Air Force, and Marine Corps
installations have red-cockaded
woodpecker management plans and
guidelines incorporated into their
Service-approved INRMPs to minimize
the adverse effects of the military
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training activities outlined in INRMPs
and to achieve red-cockaded
woodpecker recovery objectives. These
plans and guidelines all contain an
‘‘Endangered Species Management
Component’’ (ESMC) for red-cockaded
woodpecker conservation, which
includes population size objectives,
management actions to achieve
conservation goals, monitoring and
reporting, and specific training activities
that are allowed or restricted within
clusters and near cavity trees. Under the
Sikes Act (16 U.S.C. 670 et seq.), the
Service is required to review and
approve INRMPs, when they are
revised, at least every 5 years, and
participate in annual reviews. In
addition to this review and approval
under the Sikes Act, the Service
conducts section 7 consultation under
the Act on INRMPs and ESMCs to
ensure DoD installations’ activities are
not likely to jeopardize the continued
existence of any listed species,
including red-cockaded woodpeckers. If
this revised proposed section 4(d) rule
is finalized, DoD installations would
still need to comply with the Sikes Act
requirement to obtain Service approval
of INRMPs and would still need to
fulfill their section 7 obligations under
the Act, including tracking and
reporting amounts of incidental take
that occur as a result of activities
outlined in the INRMP (see
‘‘Implications for Implementation,’’
below, for more detail on section 7
processes under section 4(d) rules).
In addition to excepting incidental
take that results from red-cockaded
woodpecker habitat management
activities in INRMPs, this revised
proposed section 4(d) rule would except
incidental take associated with routine
military training activities that are
included in a Service-approved INRMP.
The military training activities that DoD
installations include in their INRMPs
have been specifically designed to
minimize incidental take of listed
species, including red-cockaded
woodpeckers. The DoD uses longestablished guidelines (e.g.,
Management Guidelines for the Redcockaded Woodpecker on Army
Installations (U.S. Army 1996, entire)) to
inform minimization measures that
reduce incidental take associated with
military training. Moreover, the DoD
conducts section 7 consultation with the
Service on the content of their INRMPs
to ensure these military training
activities will not jeopardize the
species. Any incidental take resulting
from new proposed training or
construction activities that are not
incorporated into a Service-approved
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INRMP would not be excepted under
this proposed rule, but could be
exempted through an incidental take
statement associated with a biological
opinion resulting from a separate
section 7 consultation under the Act. In
other words, if a military installation’s
activities do not fall within the
exceptions in this proposed 4(d) rule
(i.e., they are not incorporated in a
Service-approved INRMP) or are not
otherwise covered in an existing section
7 biological opinion, incidental take that
results from those activities could still
be exempted from the prohibitions in
this proposed 4(d) rule via a new
biological opinion’s incidental take
statement, as long as the activities will
not jeopardize the continued existence
of the species.
To further ensure the DoD continues
to monitor their red-cockaded
woodpecker populations and habitats,
the provisions in the revised proposed
section 4(d) rule would require each
installation to share an annual property
report regarding their red-cockaded
woodpecker populations. This annual
property report could include the
property’s recovery goal; the number of
active, inactive, and recruitment
clusters; information on habitat quality;
and the number of artificial cavities the
property installed. All military
installations with red-cockaded
woodpecker populations currently
provide such a report to the Service, and
we expect this to continue if we
downlist the species. This monitoring
could inform adaptive management and
course corrections during annual
INRMP reviews.
As a result of existing conservation
programs under Service-approved
INRMPs, red-cockaded woodpecker
populations have increased on all DoD
installations. In fact, Fort Bragg, Fort
Stewart, Eglin Air Force Base, Fort
Benning, and Camp Blanding all have
achieved or surpassed their 2003 redcockaded woodpecker recovery plan
population size objectives and are
expected to continue to manage towards
larger populations (USFWS 2003, pp.
xiii–xx, 212–213). Active and beneficial
red-cockaded woodpecker management
to increase population sizes on DoD
installations has been an essential
component of sustaining the species,
and it can balance the effects of military
training.
Some comments we received on the
October 8, 2020, proposed downlisting
rule (85 FR 63474) raised concerns this
exception for Service-approved INRMPs
could be too open-ended to be
sufficiently protective of the species.
However, given the close, formal
involvement the Service has in
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reviewing and approving INRMPs under
the Sikes Act, the species-specific
beneficial management prescriptions
that DoD installations must incorporate
into the ESMCs of these plans, the
monitoring that the DoD installations
must conduct, and the section 7
consultation that would still occur for
these plans to ensure conservation
activities do not jeopardize the species,
we find that the management resulting
from INRMPs would continue to
advance the conservation of the species,
even if incidental take occurs.
Therefore, this revised proposed section
4(d) rule would except incidental take
resulting from red-cockaded
woodpecker habitat management and
military training activities on DoD
installations carried out in accordance
with a Service-approved INRMP. The
Service seeks comments on this
exception (see Information Requested,
above).
Second, we propose an exception to
take prohibitions to allow incidental
take that results from habitat
management activities intended to
restore or maintain red-cockaded
woodpecker habitat on Federal land
management agency properties; as noted
earlier, we define ‘‘habitat management
activities’’ for the purposes of the
revised proposed 4(d) rule (see
Proposed Regulation Promulgation,
below). We provide this exception
separately from the aforementioned
exception for DoD properties to account
for the fact that the Sikes Act requires
a different level of Service involvement
in the development of INRMPs and
provides different standards for content
in INRMPs than other Federal natural
resource management planning
processes.
In order to benefit from this
exception, Federal land management
agencies must detail these planned
activities in a Federal habitat
management plan that includes a redcockaded woodpecker management
component, which addresses factors
including, but not limited to, the redcockaded woodpecker population size
objective and the habitat management
necessary to sustain, restore, or increase
foraging habitat, nesting habitat, and
cavity trees to attain population size
objectives. Suitable management plans
may be stand-alone documents or may
be step-down plans with red-cockaded
woodpecker-specific management
components that implement more
general plans (e.g., the habitat
management plans that implement the
National Wildlife Refuge System’s
comprehensive conservation plans and
red-cockaded woodpecker-specific
amendments to LRMPs). In addition to
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describing these habitat management
activities in a Federal habitat
management plan, Federal land
management agencies must also
incorporate appropriate conservation
measures to minimize or avoid adverse
effects of these habitat management
activities on red-cockaded woodpecker
foraging habitat, on clusters, and on the
species’ roosting and nesting behavior to
the maximum extent practicable;
Federal agencies may identify these
avoidance and minimization measures
in these habitat management plans or in
documentation associated with the
section 7 consultation process. The
inclusion of ‘‘clusters’’ in this provision
would ensure Federal land managers are
adequately protecting nesting habitat
and cavity trees, in addition to foraging
habitat, while executing their planned
beneficial habitat management
activities. The Service expects the redcockaded woodpecker components of
these Federal management plans to
allow for adaptive management and
frequent re-evaluation of appropriate
conservation activities and
minimization measures.
Moreover, to further ensure Federal
land management agencies continue to
monitor their red-cockaded woodpecker
populations and habitats, the provisions
in the revised proposed section 4(d) rule
would require each Federal property to
share an annual property report with the
Service regarding their red-cockaded
woodpecker populations. This annual
property report could include the
property’s recovery goal; the number of
active, inactive, and recruitment
clusters; information on habitat quality;
and the number of artificial cavities the
property installed. All Federal
properties with red-cockaded
woodpecker populations currently
provide such a report to the Service, and
we expect this to continue if we
downlist the species. The reporting
Federal agencies provide as part of
section 7 consultations would also
qualify as this annual property report.
As a result of this proposed provision
in the section 4(d) rule, we would,
under certain conditions, except
incidental take associated with habitat
management activities on Federal lands
that have short-term adverse effects to
red-cockaded woodpeckers, but that are
intended to provide for improved
habitat quality and quantity in the long
term, with coinciding increases in
numbers of red-cockaded woodpeckers,
if these activities are detailed in a
management plan that can adequately
address site-specific considerations.
Current and future red-cockaded
woodpecker habitat conditions that
require such restoration can vary
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significantly among sites and properties,
to the extent that it would be extremely
difficult to prescribe a universal
condition by which this exception
would apply. Therefore, in this section
4(d) rule, we propose that incidental
take associated with these activities
would be excepted, as long as the
activities are intended to restore and
maintain red-cockaded woodpecker
habitat and are detailed in a Federal
agency habitat management plan. These
management plans can strategically and
accurately assess the site-specific
conditions. According to the revised
proposed 4(d) rule, Federal agencies
must also incorporate appropriate
conservation measures to minimize the
adverse effects of these activities on redcockaded woodpecker foraging habitat,
on clusters, and on the species’ roosting
and nesting behavior. Because Federal
agencies will still need to complete
section 7 consultation, as appropriate,
on these habitat management plans or
projects, the Service would have the
opportunity to review these restoration
projects and provide input on how to
minimize impacts to the species.
Again, the Service seeks to encourage
comprehensive, proactive management
that results in red-cockaded woodpecker
population growth and stability since,
according to the 2003 recovery plan,
‘‘development and maintenance of
viable recovery populations is
dependent on restoration and
maintenance of appropriate habitat’’
(USFWS 2003, p. 32). Continued
conservation activities and beneficial
land management are necessary to
address the threats of habitat
degradation and fragmentation, and it is
the intent of this revised proposed rule
to encourage these activities.
Most Federal properties within the
range of the red-cockaded woodpecker
already have management plans that
detail habitat management activities
specifically intended to restore or
maintain red-cockaded woodpecker
habitat; this exception would not
require these agencies to rewrite these
management plans or to reinitiate
section 7 consultation on these plans or
on relevant projects. Moreover, because
this revised proposed section 4(d) rule
would not remove or alter the obligation
of Federal agencies to complete section
7 consultation on their management
plans, the Service would have the
opportunity to review any major
changes to these site-specific plans to
ensure the Federal agency’s habitat
management activities are not likely to
jeopardize the continued existence of
any listed species, including the redcockaded woodpecker. As part of this
section 7 process, the Service would
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produce an incidental take statement for
the estimated amount of take reasonably
likely to occur as a result of the
management plan’s activities, even
though that take would be excepted
under the section 4(d) rule.
Additionally, Federal agencies would
still track all incidental take, even if it
is excepted under this provision. If they
exceed the amount of take in this
incidental take statement as a result of
carrying out the activities in their
management plan, they would need to
reinitiate consultation (see
‘‘Implications for Implementation,’’
below, for more detail on section 7
processes under section 4(d) rules).
This provision would not except take
that results from habitat management or
other activities that provide no benefit
to red-cockaded woodpecker recovery,
even if these activities are also
described in the Federal management
plan; however, incidental take from
such activities could still be exempted
through an incidental take statement
associated with a biological opinion
resulting from section 7 consultation
under the Act. In other words, if a
Federal land management agency’s
activities cannot comply with the
exceptions in this 4(d) rule, incidental
take that results from those activities
could still be exempted from the
prohibitions in this 4(d) rule via a
project-specific section 7 consultation,
as long as the activities will not
jeopardize the continued existence of
the species. Finally, because the
prohibitions in this revised proposed
section 4(d) rule match those that
currently apply under endangered
status, if Federal agencies are currently
conducting management activities
without resulting in take of redcockaded woodpeckers, this rule would
not affect their ability to continue
conducting those activities,
independent of this exception.
In short, if incidental take of redcockaded woodpeckers occurs as a
result of Federal land management
agencies carrying out habitat
management activities, as defined in the
revised proposed rule, this take would
not be prohibited, as long as: (1) The
habitat management activities were
implemented specifically to restore or
maintain red-cockaded woodpecker
habitat; (2) the Federal agency details
these habitat management activities in a
habitat management plan; (3) the
Federal agency incorporates appropriate
conservation measures to minimize or
avoid adverse effects of these habitat
management activities on red-cockaded
woodpecker foraging habitat, on
clusters, and on the species’ roosting
and nesting behavior to the maximum
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extent practicable; and (4) the Federal
agency provides annual reporting to the
Service. The Service seeks comments on
this exception (see Information
Requested, above).
Third, we include an exception to
encourage private landowners who are
not enrolled in the safe harbor
agreement program to carry out specific
compatible forest management activities
(namely, prescribed burns and
application of herbicides), given the
importance of these forest management
tools for red-cockaded woodpecker
recovery (USFWS 2020a, p. 129). This
provision would not change the
measures in any existing safe harbor
agreements or habitat conservation
plans.
While Federal lands bear additional
responsibility when it comes to
achieving the recovery goals for redcockaded woodpeckers, private lands
still play an important role in the
conservation of the species. They
provide for connectivity between
populations, which boosts resiliency,
and support additional red-cockaded
woodpecker clusters to enhance
redundancy and representation of the
species. This revised proposed section
4(d) rule would continue to encourage
voluntary red-cockaded woodpecker
conservation on private lands through
the successful safe harbor agreement
program.
The proposed exception would
further support compatible forest
management on private lands, while
continuing to maintain existing
populations and would be especially
relevant for landowners that do not
currently participate in the safe harbor
agreement program. This exception
would except incidental take caused by
application of prescribed burns or
herbicides on private lands when
compatible with maintaining any
known red-cockaded woodpecker
populations, provided that the
landowner, or their representative: (1)
Follows applicable best management
practices for prescribed burns and
applicable Federal and State laws; (2)
applies herbicides in a manner
consistent with applicable best
management practices and applicable
Federal and State laws, including
Environmental Protection Agency label
restrictions and herbicide application
guidelines as prescribed by
manufacturers; and (3) applies
prescribed burns and herbicides in a
manner that minimizes or avoids
adverse effects to known active clusters
and red-cockaded woodpecker roosting
and nesting behavior to the maximum
extent practicable.
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The first condition on this provision
requires landowners to follow
applicable best management practices
for prescribed burns. States and
counties within the range of redcockaded woodpecker provide guidance
documents with these best management
practices to ensure practitioners safely
apply prescribed burns in a way that
minimizes impacts to communities,
riparian ecosystems, forest roads, and
vegetation (e.g., North Carolina Forestry
Best Management Practices Manual;
Recommended Forestry Best
Management Practices for Louisiana).
The third condition on this provision
calls for private landowners to
incorporate reasonable preventative
measures to reduce any direct adverse
effects of these activities on redcockaded woodpeckers they already
know to roost or nest on their property
to the maximum extent practicable,
increasing the net benefit that
prescribed burns and herbicide
application can provide to red-cockaded
woodpecker habitat and clusters.
However, it does not require these
private landowners to survey for new
clusters prior to carrying out a burn or
using herbicides, nor does it require
them to follow particular preventative
measures the Service prescribes,
although the methods the Service
outlines for cavity tree protection in its
red-cockaded woodpecker recovery plan
can provide a helpful resource to
landowners when identifying practical
ways to minimize adverse effects
(USFWS 2003, pp. 201–205). Thus, this
measure asks that landowners
responsibly apply prescribed burns and
herbicides, without being unreasonably
prohibitive on landowners’ compatible
or beneficial activities.
This provision would also only be
relevant in situations where take might
occur as a result of a prescribed burn or
the application of herbicides. For
example, if a landowner does not
currently have any red-cockaded
woodpecker cavity trees, clusters, or
foraging woodpeckers on their property,
then it is not possible for these activities
to result in incidental take. Thus, this
landowner can proceed with prescribed
burns or the use of herbicides without
the possibility of violating the take
prohibitions in the section 4(d) rule,
because such activities would not result
in take. It is only when a prescribed
burn or the use of herbicides could
result in incidental take of red-cockaded
woodpeckers that private landowners
may wish to take advantage of this
exception by following best
management practices and conducting
activities in a manner that minimizes or
avoids adverse effects to known active
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clusters and red-cockaded woodpecker
roosting and nesting behavior to the
maximum extent practicable. If a private
landowner follows these best
management practices and incorporates
reasonable preventative measures while
conducting prescribed burns and
applying herbicides, while incidental
take is unlikely, if it were to occur, the
landowner would not be liable for such
take under this proposed rule.
This provision would only except
incidental take associated with
prescribed burns or the use of
herbicides when the use of these
management practices are compatible
with maintaining any known redcockaded woodpecker populations on
their property; in other words, if a
private landowner wishes to pursue a
prescribed burn that could impair redcockaded woodpecker population
dynamics in the long term, this
exception would not cover any
incidental take that results from that
burn, even if the landowner follows
relevant best management practices.
Finally, if landowners are already
enrolled in the safe harbor program, this
exception would not provide any
additional flexibility; the permits
associated with safe harbor agreements
authorize take associated with
prescribed burns, herbicide use, and
other activities, as long as landowners
follow the stipulations in their safe
harbor agreement and do not decrease
the number of red-cockaded
woodpecker clusters below their
baseline.
The Service’s intent for this provision
is to provide a simple means by which
to encourage private landowners to
pursue certain types of voluntary forest
management activities (i.e., prescribed
burns and herbicide application) in a
way that reduces impacts to the species
but also removes any potential barriers
to the implementation of this beneficial
forest management, such as fear of
prosecution for take. Collaboration with
partners in the forestry industry and
their voluntary conservation and
restoration of red-cockaded woodpecker
habitat has helped advance redcockaded woodpecker recovery to the
point of downlisting; this provision
would continue to encourage this
compatible or beneficial management.
We also continue to encourage private
landowners to participate in existing
valuable conservation programs that
promote forest management that
benefits red-cockaded woodpeckers and
provide take allowances for
participating landowners through other
means (e.g., permits issued as part of the
safe harbor program or habitat
conservation plans, Partners for Fish
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6127
and Wildlife and Natural Resources
Conservation Service private landowner
programs, and the associated section 7
consultations these Federal programs
conduct with the Service that provide
allowances for incidental take
associated with beneficial conservation
practices). The Service seeks comment
on this exception (see Information
Requested, above).
Finally, the proposed rule would
except incidental take that occurs as a
result of the installation of artificial
cavities, as long as individuals
conducting the installation have
completed training, have achieved a
certain level of proficiency as detailed
below, and are following appropriate
guidelines. As described above,
maintaining an adequate number of
suitable cavities in each woodpecker
cluster is fundamental to the
conservation of the species. Loss of
natural cavity trees was a major factor
in the species’ decline, and availability
of natural cavity trees currently limits
many populations. Until a sufficient
number of large, old pines becomes
widely available, installation and
maintenance of artificial cavities is an
essential management tool to sustain
populations and bring about population
increases, and the Service continues to
encourage the installation of artificial
cavities. However, we also acknowledge
that there are proper techniques to
install cavity inserts, drill cavities, or
install cavity restrictor plates, and these
techniques require training and
experience. Improperly installed
artificial cavities can cause injury or
even result in death of red-cockaded
woodpeckers attempting to roost or nest
in them. Currently, because the species
is listed as endangered, individuals
must seek a section 10(a)(1)(A) permit to
install artificial cavity inserts, drilled
cavities, or cavity restrictor plates.
However, we recognize that many of
our partners have training and extensive
experience in installing artificial
cavities. Moreover, given the essential
nature of artificial cavity installation for
the continued conservation of the
species, we find it is necessary and
advisable for the section 4(d) rule to
remove any potential hurdles to the
efficient and effective provisioning and
maintenance of artificial cavities. We,
therefore, provide an exception to take
prohibitions in this revised proposed
rule for the installation, maintenance,
and replacement of artificial cavity
inserts and drilled cavities on public
and private lands. However, this
exception would only apply if the
individual conducting the installation
has either held a valid Service permit
for that purpose and has continued to
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install, maintain, and replace cavities
since the expiration of their permit or
has completed a period of
apprenticeship under the direction of a
person that has been involved in cavity
installation for at least 3 years (the
trainer).
In order to complete their training,
under the direct supervision of the
trainer, the apprentice must install at
least 10 drilled cavities, if they plan to
install drilled cavities, or 10 inserts, if
they plan to install inserts, and learn the
proper maintenance and inspection
procedures for cavities and restrictor
plates. After the apprentice has
completed their training, the trainer
must provide a letter to the apprentice
and to the U.S. Fish and Wildlife
Service Regional red-cockaded
woodpecker recovery coordinator; the
letter would outline the training the
apprentice received and would serve as
a record of the apprentice’s training.
Additionally, the individual
conducting the installation must follow
appropriate guidelines for the
installation and use of artificial cavity
inserts and drilled cavities, including:
(1) Monitoring the cavity resource; (2)
installing and maintaining the
recommended number of suitable
cavities in each cluster; (3) using the
appropriate type of artificial cavity
insert and method of artificial cavity
installation; (4) installing artificial
cavities as close to existing cavity trees
as possible, preferably within 71 meters
(200 feet); (5) selecting a tree that is of
appropriate age or diameter when
installing a cavity insert; (6) selecting
the appropriate location for artificial
cavity installation on the tree; and (7)
protecting red-cockaded woodpeckers
from sap leakage by ensuring that no
artificial cavity has resin leaking into
the chamber or entrance tunnel.
The 2003 red-cockaded woodpecker
recovery plan can provide some
additional detail on how an installer can
ensure they successfully follow these
guidelines (USFWS 2003, pp. 175–178).
If an installer does not comply with the
qualification requirements (i.e., they
have not held a valid Service permit or
they have not completed the necessary
training) or installation guidelines in the
proposed 4(d) rule and incidental take
occurs as a result of artificial cavity
installation, the installer would still be
liable for this take. However, if an
installer is qualified and follows the
installation guidelines, while incidental
take is highly unlikely, if it were to
occur, the installer would not be liable
for such take under this proposed rule.
We included this exception in our
revised proposed 4(d) rule as a result of
public comments on the October 8,
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2020, proposal that supported its
incorporation. The Service seeks
comments on this exception (see
Information Requested, above).
In addition to the exceptions we
outline above, we may issue permits to
carry out activities that could result in
otherwise prohibited take of threatened
wildlife under certain circumstances.
Regulations governing permits are
codified at 50 CFR 17.32. With regard to
threatened wildlife, a permit may be
issued for the following purposes: For
scientific purposes, to enhance
propagation or survival, for economic
hardship, for zoological exhibition, for
educational purposes, for incidental
taking, or for special purposes
consistent with the purposes of the Act.
The statute also contains certain
exemptions from the prohibitions,
which are found in sections 9 and 10 of
the Act.
Implications for Implementation
Nothing in this revised proposed
section 4(d) rule would change in any
way the recovery planning provisions of
section 4(f) of the Act; the consultation
requirements under section 7 of the Act,
as noted above; or the ability of the
Service to enter into partnerships for the
management and protection of the redcockaded woodpecker. However,
interagency cooperation may be further
streamlined through planned
programmatic consultations for the
species between Federal agencies and
the Service, where appropriate.
Section 7(a)(2) of the Act requires
Federal agencies, including the Service,
to ensure that any action they fund,
authorize, or carry out is not likely to
jeopardize the continued existence of
any endangered species or threatened
species or result in the destruction or
adverse modification of designated
critical habitat of such species. In
addition, section 7(a)(4) of the Act
requires Federal agencies to confer with
the Service on any agency action which
is likely to jeopardize the continued
existence of any species proposed to be
listed under the Act or result in the
destruction or adverse modification of
proposed critical habitat.
As a result of these provisions in the
Act, if a Federal action may affect a
listed species or its critical habitat, the
responsible Federal agency (action
agency) must enter into consultation
with us. Examples of actions that are
subject to the section 7 consultation
process are actions on State, Tribal,
local, or private lands that require a
Federal permit (such as a permit from
the U.S. Army Corps of Engineers under
section 404 of the Clean Water Act (33
U.S.C. 1251 et seq.) or a permit from the
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Service under section 10 of the Act) or
that involve some other Federal action
(such as funding from the Federal
Highway Administration, Federal
Aviation Administration, Federal
Emergency Management Agency,
Natural Resources Conservation Service,
or Partners for Fish and Wildlife
Program). Federal actions that do not
affect listed species or critical habitat—
and actions on State, Tribal, local, or
private lands that are not federally
funded, authorized, or carried out by a
Federal agency—do not require section
7 consultation.
The trigger for consultation is whether
a Federal action may affect a listed
species or its critical habitat, not
whether the action would result in
prohibited take; species-specific section
4(d) rules, regardless of the take they
prohibit or allow, cannot change this
requirement to consult. Consultation is
still required to satisfy the requirements
of section 7(a)(2) of the Act to ensure
that the activity will not jeopardize the
species or result in adverse modification
of critical habitat. Thus, if a Federal
agency determines that their action is
not likely to adversely affect a listed
species or its critical habitat, they must
still receive the Service’s written
concurrence, even if this activity is
excepted under a section 4(d) rule. If a
Federal agency determines that their
action is likely to adversely affect a
listed species or its critical habitat, even
if it only results in take that is excepted
under a section 4(d) rule, they must still
pursue formal consultation with the
Service and the Service must formulate
a biological opinion that includes an
incidental take statement. Even if a
section 4(d) rule includes specific
exceptions to take prohibitions, the
Service must still describe or enumerate
the amount or extent of this incidental
take that is reasonably certain to occur
(i.e., in an incidental take statement)
and the Federal action agency must
monitor and report any such take that
occurs. If an action agency’s activities
exceed the amount of incidental take
enumerated in the incidental take
statement, it would trigger reinitiation
of the consultation, even if this
excessive take is still excepted under
the section 4(d) rule (see Center for
Biological Diversity v. Salazar, 695 F.3d
893 (2012)). This allows the agency to
keep track of any take to stay abreast of
the status of the species. The Federal
action agency may also trigger
reinitiation of consultation if they do
not implement the proposed action as
described in the biological opinion or as
directed in the section 4(d) rule.
Even though section 4(d) rules do not
remove or alter Federal agencies’ section
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7 consultation obligations, a section 4(d)
rule can facilitate simplification of
formal consultations. For example, as
noted in our August 27, 2019, final rule
regarding prohibitions for threatened
species (84 FR 44753), in choosing to
except take under certain circumstances
in a section 4(d) rule, the Service has
already determined that these forms of
take are compatible with the species’
conservation, which can streamline our
analysis of whether an action would
jeopardize the continued existence of
the species, making consultation more
straightforward and predictable. The
Service plans to develop tools to
streamline formal consultation for
activities that do not result in prohibited
take of red-cockaded woodpeckers. For
example, given the nature of activities
that would be consistent with this
revised proposed section 4(d) rule, and
as the revised proposed section 4(d) rule
includes an explanation for why such
activities provide for the conservation of
the species, the Service could draft an
analysis of the effects of these habitat
management activities on the species for
inclusion in all section 7 analyses that
consider effects on the red-cockaded
woodpecker. This analysis could be
inserted verbatim into any Service
biological opinion (or action agency
biological assessment), thereby creating
efficiencies in the development of these
documents and providing consistency
for consultation on activities that are
covered by the section 4(d) rule.
Finally, if Federal agencies have
already completed section 7
consultation on particular projects,
activities, or management plans and the
biological opinion remains valid, they
do not need to reinitiate consultation if
or when this 4(d) rule is finalized, if
their Federal action (e.g., management
plan) has not changed. However, given
the provisions in this revised proposed
section 4(d) rule, Federal agencies may
find that reinitiating consultation,
although not required, could grant
additional flexibilities for their
management.
We will consider tools to streamline
section 7 consultation on activities that
may result in take that is excepted
under this revised proposed 4(d) rule.
We ask the public, particularly Federal
and State agencies and other interested
stakeholders that may be affected by the
proposed section 4(d) rule, to provide
comments and suggestions regarding
additional guidance and methods that
the Service could provide or use,
respectively, to streamline the
implementation of this proposed section
4(d) rule (see Information Requested,
above).
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References Cited
A complete list of references cited in
this document is available on the
internet at https://www.regulations.gov
and upon request from the person listed
under FOR FURTHER INFORMATION
CONTACT, above.
Authors
The primary authors of this proposed
rule are the staff members of the Fish
and Wildlife Service’s Species
Assessment Team and the Louisiana,
Georgia, and South Carolina Ecological
Services Field Offices.
List of Subjects in 50 CFR Part 17
Endangered and threatened species,
Exports, Imports, Plants, Reporting and
recordkeeping requirements,
Transportation, Wildlife.
Proposed Regulation Promulgation
Accordingly, we propose to further
amend part 17, subchapter B of chapter
I, title 50 of the Code of Federal
Regulations, as proposed to be amended
on October 9, 2018, at 83 FR 50560, and
October 8, 2020, at 85 FR 63474, as set
forth below:
PART 17—ENDANGERED AND
THREATENED WILDLIFE AND PLANTS
1. The authority citation for part 17
continues to read as follows:
■
Authority: 16 U.S.C. 1361–1407; 1531–
1544; and 4201–4245, unless otherwise
noted.
2. Amend § 17.41 by revising
paragraph (h) to read as follows:
■
§ 17.41
Special rules—birds.
*
*
*
*
*
(h) Red-cockaded woodpecker
(Dryobates borealis). (1) Definitions. For
the purposes of this paragraph (h), we
define the following terms:
(i) Habitat management activities are
activities intended to maintain or
improve the quality and/or quantity of
red-cockaded woodpecker habitat,
including, but not limited to, prescribed
burning; using herbicides and
equipment to reduce midstory
encroachment, thin overstocked pine
stands, promote an open canopy pine
system, and promote herbaceous
groundcover; converting planted pines
to more fire-tolerant, site-appropriate
native pines found within the associated
native pine, fire-dependent ecosystem;
planting and seeding native, siteappropriate pines and groundcover
species; and regenerating areas of older
pine forest to increase and maintain
sustainable current and future habitat
for red-cockaded woodpeckers.
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(ii) Cavity tree means any tree
containing one or more active or
inactive natural or artificial cavities.
(A) An active cavity is a completed
natural or artificial cavity or cavity start
exhibiting fresh pine resin associated
with red-cockaded woodpeckers’ cavity
maintenance, cavity construction, or
resin well excavation.
(B) An inactive cavity is a cavity that
is not presently being used by redcockaded woodpeckers.
(C) A cavity start is a void formed in
the bole of the tree during the initial
stages of cavity excavation and can be
active or inactive.
(iii) Cluster means the aggregation of
cavity trees within an area previously or
currently used and defended by a single
red-cockaded woodpecker group. A
cluster may be active or inactive. A
cluster encompasses the minimum
convex polygon containing all of a
group’s cavity trees and the 61-meter
(200-foot) buffer surrounding that
polygon. The minimum cluster area size
is 4.05 hectares (10 acres), as some
clusters may contain only one cavity
tree.
(A) An active cluster is defined as a
cluster in which one or more of the
cavity trees exhibit fresh resin as a
result of red-cockaded woodpecker
activity or in which one or more redcockaded woodpeckers are observed.
(B) An inactive cluster is defined as a
cluster that is not currently supporting
any red-cockaded woodpeckers and
shows no evidence of red-cockaded
woodpecker activity.
(C) A group is a red-cockaded
woodpecker social unit, consisting of a
breeding pair with one or more helpers,
a breeding pair without helpers, or a
solitary male.
(iv) Foraging habitat is habitat that
generally consists of mature pines with
an open canopy, low densities of small
pines, a sparse hardwood and/or pine
midstory, few or no overstory
hardwoods, and abundant native
bunchgrass and forb groundcovers.
(2) Prohibitions. The following
prohibitions in this paragraph (h)(2) that
apply to endangered wildlife also apply
to the red-cockaded woodpecker. Except
as provided under paragraphs (h)(3) and
(4) of this section and §§ 17.4 and 17.5,
it is unlawful for any person subject to
the jurisdiction of the United States to
commit, to attempt to commit, to solicit
another to commit, or cause to be
committed, any of the following acts in
regard to this species:
(i) Import or export, as set forth at
§ 17.21(b) for endangered wildlife.
(ii) Take, as set forth at § 17.21(c)(1)
for endangered wildlife.
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(iii) Possession and other acts with
unlawfully taken specimens, as set forth
at § 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in
the course of commercial activity, as set
forth at § 17.21(e) for endangered
wildlife.
(v) Sale or offer for sale, as set forth
at § 17.21(f) for endangered wildlife.
(3) General exceptions from
prohibitions. In regard to this species,
you may:
(i) Conduct activities as authorized by
a permit issued under § 17.32, such as
permits associated with safe harbor
agreements and habitat conservation
plans.
(ii) Take, as set forth at § 17.21(c)(2)
through (4) for endangered wildlife, and
§ 17.21(c)(6) and (7) for endangered
migratory birds.
(iii) Take, as set forth at § 17.31(b).
(iv) Possess and engage in other acts
with unlawfully taken red-cockaded
woodpeckers, as set forth at
§ 17.21(d)(2) for endangered wildlife,
and § 17.21(d)(3) and (4) for endangered
migratory birds.
(4) Exceptions from prohibitions for
specific types of incidental take. The
following activities that cause take that
is incidental to an otherwise lawful
activity are not in violation of the
prohibitions:
(i) Department of Defense (DoD)
installations. Red-cockaded woodpecker
habitat management and military
training activities on DoD installations
carried out in accordance with a U.S.
Fish and Wildlife Service (Service)approved integrated natural resources
management plan, provided that the
DoD installation reports annually to the
Service regarding their red-cockaded
woodpecker populations.
(ii) Federal land management agency
properties. Habitat management
activities intended to restore or
maintain red-cockaded woodpecker
habitat on Federal land management
agency properties, provided that:
(A) The Federal land management
agency details these habitat
management activities in a Federal
habitat management plan;
(B) The Federal habitat management
activities incorporate appropriate
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16:46 Feb 02, 2022
Jkt 256001
conservation measures to minimize or
avoid adverse effects of these habitat
management activities on red-cockaded
woodpecker foraging habitat, on
clusters, and on the species’ roosting
and nesting behavior to the maximum
extent practicable; and
(C) The Federal land management
agency reports annually to the Service
regarding their red-cockaded
woodpecker populations.
(iii) Privately owned properties.
Application of prescribed burns or
herbicides on private lands when
compatible with maintaining any
known red-cockaded woodpecker
populations, provided that the
landowner or their representative:
(A) Follows applicable best
management practices for prescribed
burns and applicable Federal and State
laws;
(B) Applies herbicides in a manner
consistent with applicable best
management practices and applicable
Federal and State laws, including
Environmental Protection Agency label
restrictions and herbicide application
guidelines as prescribed by
manufacturers; and
(C) Applies prescribed burns and
herbicides in a manner that minimizes
or avoids adverse effects to known
active clusters and red-cockaded
woodpecker roosting and nesting
behavior to the maximum extent
practicable.
(iv) Artificial cavities. Installation,
maintenance, and replacement of
artificial cavity inserts and drilled
cavities on public and private lands,
provided that:
(A) The individual conducting the
installation, maintenance, or
replacement has either:
(1) Held a valid Service permit for
that purpose in the past and has
continued to install, maintain, and
replace cavities since the expiration of
their permit; or
(2) Completed the following training
procedures for the type of artificial
cavity they plan to install, maintain, or
replace:
(i) The individual (‘‘apprentice’’) has
completed a period of apprenticeship to
learn proper installation, maintenance,
PO 00000
Frm 00053
Fmt 4702
Sfmt 9990
and replacement procedures for
artificial cavities under the direction of
a person (‘‘trainer’’) who has been
actively installing, maintaining, and
replacing cavities for at least the past 3
years;
(ii) The apprentice has installed at
least 10 drilled cavities or 10 inserts
under direct supervision of the trainer;
and
(iii) The apprentice has learned the
proper maintenance and inspection
procedures for cavities and restrictor
plates.
(B) If the individual conducting the
installation is an apprentice, the
apprentice’s trainer provides a letter to
the apprentice and to the Service redcockaded woodpecker recovery
coordinator that outlines the training
the apprentice received, which will
serve as a record of the apprentice’s
training.
(C) The individual conducting the
installation follows appropriate
guidelines for the installation and use of
artificial cavity inserts and drilled
cavities, including, but not limited to:
(1) Monitoring the cavity resource;
(2) Installing and maintaining the
recommended number of suitable
cavities in each cluster;
(3) Using the appropriate type of
artificial cavity insert and method of
artificial cavity installation;
(4) Installing artificial cavities as close
to existing cavity trees as possible,
preferably within 71 meters (200 feet);
(5) Selecting a tree that is of
appropriate age or diameter, when
installing a cavity insert;
(6) Selecting the appropriate location
for artificial cavity installation on the
tree; and
(7) Protecting red-cockaded
woodpeckers from sap leakage by
ensuring that no artificial cavity has
resin leaking into the chamber or
entrance tunnel.
Martha Williams,
Principal Deputy Director, Exercising the
Delegated Authority of the Director, U.S. Fish
and Wildlife Service.
[FR Doc. 2022–02006 Filed 2–2–22; 8:45 am]
BILLING CODE 4333–15–P
E:\FR\FM\03FEP1.SGM
03FEP1
Agencies
[Federal Register Volume 87, Number 23 (Thursday, February 3, 2022)]
[Proposed Rules]
[Pages 6118-6130]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-02006]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 17
[Docket No. FWS-R4-ES-2019-0018; FF09E22000 FXES1113090FEDR 223]
RIN 1018-BE09
Endangered and Threatened Wildlife and Plants; Reclassification
of the Red-Cockaded Woodpecker From Endangered to Threatened With a
Section 4(d) Rule
AGENCY: Fish and Wildlife Service, Interior.
ACTION: Proposed rule; revisions and reopening of comment period.
-----------------------------------------------------------------------
SUMMARY: We, the U.S. Fish and Wildlife Service (Service), announce the
reopening of the comment period on our October 8, 2020, proposed rule
to reclassify the red-cockaded woodpecker (Dryobates borealis) as a
threatened species with a rule issued under section 4(d) of the
Endangered Species Act of 1973 (Act), as amended. This action will
allow all interested parties the opportunity to comment on the revised
proposed section 4(d) rule language set forth in this document, which
addresses concerns raised in the public comments we received on the
October 8, 2020, proposed rule. Comments previously submitted on the
proposed reclassification of the red-cockaded woodpecker and previously
proposed section 4(d) rule need not be resubmitted, as they will be
fully considered in preparation of the final determination.
DATES: The public comment period on the proposed rule that published on
October 8, 2020, at 85 FR 63474, is reopened. We will accept comments
received or postmarked on or before March 7, 2022. Comments submitted
electronically using the Federal eRulemaking Portal (see ADDRESSES,
below) must be received by 11:59 p.m. Eastern Time on the closing date.
ADDRESSES: You may submit comments by one of the following methods:
(1) Electronically: Go to the Federal eRulemaking Portal: https://www.regulations.gov. In the Search box, enter FWS-R4-ES-2019-0018,
which is the docket number for this rulemaking. Then, click on the
Search button. On the resulting page, in the panel on the left side of
the screen, under the Document Type heading, check the Proposed Rule
box to locate this document. You may submit a comment by clicking on
``Comment.''
(2) By hard copy: Submit by U.S. mail to: Public Comments
Processing, Attn: FWS-R4-ES-2019-0018, U.S. Fish and Wildlife Service,
MS: PRB/3W, 5275 Leesburg Pike, Falls Church, VA 22041-3803.
We request that you send comments only by the methods described
above. We will post all comments on https://www.regulations.gov. This
generally means that we will post any personal information you provide
us (see Information Requested, below, for more information).
Availability of supporting materials: This document and supporting
materials (including the species status assessment report and
references cited) are available at https://www.regulations.gov under
Docket No. FWS-R4-ES-2019-0018 and at the Southeast Regional Office
(see FOR FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Aaron Valenta, Chief, Division of
Restoration and Recovery, U.S. Fish and Wildlife Service, Southeast
Regional Office, 1875 Century Boulevard, Atlanta, GA 30345; telephone
404-679-4144. Persons who use a telecommunications device for the deaf
(TDD) may call the Federal Relay Service at 800-877-8339.
SUPPLEMENTARY INFORMATION:
Information Requested
We intend that any final action resulting from the October 8, 2020,
and this proposed rule will be based on the best scientific and
commercial data available and be as accurate and as effective as
possible. Therefore, we request comments and information from other
governmental agencies, Native American Tribes, the scientific
community, industry, or any other interested party concerning these
proposed rules.
We particularly seek comments or information on regulations that
are necessary and advisable for the conservation and management of the
red-cockaded woodpecker, including whether the measures outlined in
this document for the revised proposed section 4(d) rule are necessary
and advisable for the conservation of the red-cockaded woodpecker.
Specifically, we seek comments on:
(1) Whether the included prohibitions in the revised proposed
section 4(d) rule would adequately and appropriately provide for the
conservation of the red-cockaded woodpecker;
(2) Whether it is appropriate to except incidental take that
results from red-cockaded woodpecker management and military training
activities on Department of Defense (DoD) installations with a Service-
approved integrated natural resources management plan (INRMP);
(3) Whether different or additional conditions, if any, should be
applied to the exception for DoD installations in order to provide
adequately for the conservation of the red-cockaded woodpecker;
(4) Whether it is appropriate to except incidental take that
results from habitat management activities intended to restore or
maintain red-cockaded woodpecker habitat on Federal land management
agency properties;
(5) Whether different or additional conditions, if any, should be
applied to the exception for Federal land management agency properties
in order to provide adequately for the conservation of the red-cockaded
woodpecker;
(6) Whether it is appropriate to except incidental take associated
with prescribed burns and the application of herbicides on private
lands when compatible with maintaining any known red-cockaded
woodpecker populations;
(7) Whether different or additional conditions, if any, should be
applied to the exception for prescribed burns and the application of
herbicides on private lands in order to provide adequately for the
conservation of the red-cockaded woodpecker;
(8) Whether it is appropriate to except incidental take that
results from the installation of artificial cavity inserts and drilled
cavities on public and private lands;
(9) Whether different or additional conditions, if any, should be
applied to the exception for the installation of artificial cavities in
order to provide adequately for the conservation of the red-cockaded
woodpecker;
(10) Whether we should provide additional clarity on the minimum
diameter of trees that are appropriate for selection for installation
of artificial cavities and, if so, what the best available science
indicates regarding a universally applicable minimum tree diameter;
(11) Whether any other forms of take should be excepted from the
prohibitions in the revised proposed section 4(d) rule;
[[Page 6119]]
(12) Whether there are additional provisions the Service may wish
to consider for the section 4(d) rule in order to conserve, recover,
and manage the red-cockaded woodpecker; and
(13) Whether or how the Service could provide additional guidance
or methods to streamline the implementation of the proposed section
4(d) rule for the red-cockaded woodpecker.
If you submitted comments or information on the October 8, 2020,
proposed rule (85 FR 63474) during the comment period that was open
from October 8, 2020, to December 7, 2020, please do not resubmit these
comments. Any such comments are already part of the public record of
this rulemaking proceeding, and we will fully consider them in the
preparation of our final determination. Our final determination will
take into consideration all written comments and any additional
information we receive during both comment periods.
Please include sufficient information with your submission (such as
scientific journal articles or other publications) to allow us to
verify any scientific or commercial information you include.
Please note that submissions merely stating support for, or
opposition to, the action under consideration without providing
supporting information, although noted, will not be considered in
making a determination, as section 4(b)(1)(A) of the Act directs that
determinations as to whether any species is an endangered or a
threatened species must be made solely on the basis of the best
scientific and commercial data available.
You may submit your comments and materials concerning this proposed
rule by one of the methods listed in ADDRESSES. We request that you
send comments only by the methods described in ADDRESSES.
If you submit information via https://www.regulations.gov, your
entire submission--including any personal identifying information--will
be posted on the website. If your submission is made via a hardcopy
that includes personal identifying information, you may request at the
top of your document that we withhold this information from public
review. However, we cannot guarantee that we will be able to do so. We
will post all hardcopy submissions on https://www.regulations.gov.
Comments and materials we receive, as well as supporting
documentation we used in preparing this proposed rule, will be
available for public inspection on https://www.regulations.gov.
The final decision may differ from this revised proposed rule,
based on our review of all information we receive during this
rulemaking proceeding, including both comment periods. We may change
the parameters of the prohibitions or the exceptions to those
prohibitions in this proposed section 4(d) rule if we conclude it is
appropriate in light of comments and new information received. For
example, we may establish additional exceptions to the prohibitions in
the final rule if we conclude that the activities would facilitate or
are compatible with the conservation and recovery of the species. We
may also expand the prohibitions to include prohibiting additional
activities if we conclude that those additional activities are not
compatible with conservation of the species.
Background
We will only discuss those topics directly relevant to the
revisions we are proposing to the section 4(d) rule in this document.
For more information on the species, its habitat, and previous Federal
actions concerning the red-cockaded woodpecker, refer to the proposed
rule published in the Federal Register on October 8, 2020 (85 FR
63474).
In our October 8, 2020, proposed rule, we proposed to reclassify
the red-cockaded woodpecker as a threatened species with a section 4(d)
rule that provided specific prohibitions and exceptions that we
determined necessary and advisable for the conservation of the red-
cockaded woodpecker. These originally proposed prohibitions included
prohibiting incidental take resulting from damage or conversion of
currently occupied red-cockaded woodpecker nesting and foraging habitat
to other land uses that results in conditions not able to support red-
cockaded woodpeckers; forest management practices in currently occupied
red-cockaded woodpecker nesting and foraging habitat; operation of
vehicles or mechanical equipment, the use of floodlights, activities
with a human presence, other actions associated with construction and
repair, or extraction activities in an active cavity tree cluster
during the red-cockaded woodpecker breeding season; installation of
artificial cavity inserts, drilled cavities, or cavity restrictor
plates; inspecting cavity contents, including, but not limited to, use
of video scopes, drop lights, or mirrors inserted into cavities;
activities that render active cavity trees unusable to red-cockaded
woodpeckers; and the use of insecticide or herbicide on any standing
pine tree within 0.50-mile from the center of an active cavity tree
cluster of red-cockaded woodpeckers (85 FR 63498, October 8, 2020).
The species-specific exceptions in the October 8, 2020, proposed
rule included excepting incidental take caused by red-cockaded
woodpecker management and military training activities on DoD
installations with a Service-approved INRMP; habitat restoration
activities carried out in accordance with a management plan providing
for red-cockaded woodpecker conservation developed in coordination
with, and approved by, the Service or a State conservation agency; and
operation of vehicles or mechanical equipment, the use of lights at
night, or activities with a human presence in active cavity tree
cluster during the red-cockaded woodpecker breeding season, under some
circumstances.
We accepted comments on the October 8, 2020, proposed rule for 60
days, ending December 7, 2020. The public comments we received during
that public comment period indicated significant confusion regarding
the intent of the Service's proposed section 4(d) rule and how it could
impact activities that may affect the red-cockaded woodpecker.
Based on these comments, we propose a revised section 4(d) rule for
the red-cockaded woodpecker. We request public comments on the revised
proposed section 4(d) rule set forth in this document. We will provide
a more detailed response to all of the comments we have already
received on the October 8, 2020, proposed rule in our final
determination; however, our revisions in this document generally
address the overarching comments and concerns we received from the
public regarding the proposed section 4(d) rule set forth in the
October 8, 2020, proposed rule.
New Information and Revisions to Proposed 4(d) Rule
Background
Section 4(d) of the Act contains two sentences. The first sentence
states that the Secretary of the Interior (Secretary) shall issue such
regulations as she deems necessary and advisable to provide for the
conservation of species listed as threatened. The U.S. Supreme Court
has noted that statutory language like ``necessary and advisable''
demonstrates a large degree of deference to the agency (see Webster v.
Doe, 486 U.S. 592 (1988)). Conservation is defined in the Act to mean
the use of all methods and procedures which are necessary to bring any
endangered species or threatened species to the point at which the
measures provided pursuant to the Act are no longer
[[Page 6120]]
necessary. Additionally, the second sentence of section 4(d) of the Act
states that the Secretary may by regulation prohibit with respect to
any threatened species any act prohibited under section 9(a)(1), in the
case of fish or wildlife, or 9(a)(2), in the case of plants. Thus, the
combination of the two sentences of section 4(d) provides the Secretary
with wide latitude of discretion to select and promulgate appropriate
regulations tailored to the specific conservation needs of the
threatened species. The second sentence grants particularly broad
discretion to the Service when adopting the prohibitions under section
9.
The courts have recognized the extent of the Secretary's discretion
under this standard to develop rules that are appropriate for the
conservation of a species. For example, courts have upheld rules
developed under section 4(d) as a valid exercise of agency authority
where they prohibited take of threatened wildlife or included a limited
taking prohibition (see Alsea Valley Alliance v. Lautenbacher, 2007
U.S. Dist. Lexis 60203 (D. Or. 2007); Washington Environmental Council
v. National Marine Fisheries Service, 2002 U.S. Dist. Lexis 5432 (W.D.
Wash. 2002)). Courts have also upheld section 4(d) rules that do not
address all the threats a species faces (see State of Louisiana v.
Verity, 853 F.2d 322 (5th Cir. 1988)). As noted in the legislative
history when the Act was initially enacted, ``once an animal is on the
threatened list, the Secretary has an almost infinite number of options
available to him [or her] with regard to the permitted activities for
those species. [S]he may, for example, permit taking, but not
importation of such species, or [s]he may choose to forbid both taking
and importation but allow the transportation of such species'' (H.R.
Rep. No. 412, 93rd Cong., 1st Sess. 1973).
In practice, consistent with the two sentences in section 4(d), the
Secretary has two mechanisms to provide for the conservation of
threatened species in a section 4(d) rule. One mechanism is to
promulgate prohibitions similar to those in section 9 of the Act. As
discussed above, section 4(d) grants particularly broad discretion to
the Service for prohibiting acts discussed in section 9. As noted in
Sweet Home Chapter of Communities for a Great Oregon v. Babbitt, this
``second sentence gives [the Service] discretion to apply any or all of
the [section 9] prohibitions to threatened species without obliging it
to support such actions with findings of necessity,'' because ``[o]nly
the first sentence . . . contains the `necessary and advisable'
language and mandates formal individualized findings'' (Sweet Home
Chapter of Communities for a Great Oregon v. Babbitt, 1 F.3d 1, 8 (D.C.
Cir. 1993), modified on other grounds on reh'g, 17 F.3d 1463 (D.C. Cir.
1994), rev'd on other grounds, 515 U.S. 687 (1995)).
Secondly, section 4(d) provides the Secretary discretion to issue
such regulations as she deems necessary and advisable to provide for
the conservation of species listed as threatened. Therefore, in
addition to prohibiting relevant forms of take, section 4(d) rules can
allow other forms of take by excepting this take from the prohibitions.
These exceptions can encourage managers to pursue activities that
benefit the species but that might result in take, especially if this
take would not result in considerable detrimental effects to the
species. If the Service excepts take associated with these beneficial
activities in a section 4(d) rule, managers can implement these
activities without fear of violating section 9 of the Act, even if take
occurs.
Exercising this authority under section 4(d) of the Act, we have
developed revisions to the proposed section 4(d) rule that are designed
to address the red-cockaded woodpecker's specific threats and
conservation needs. Although the statute does not require us to make a
``necessary and advisable'' finding with respect to the adoption of
specific prohibitions under section 9, we find that this rule as a
whole satisfies the requirement in section 4(d) of the Act to issue
regulations deemed necessary and advisable to provide for the
conservation of the red-cockaded woodpecker.
As the Service concluded in its October 8, 2020, proposed rule to
reclassify the red-cockaded woodpecker from endangered to threatened
(85 FR 63474), the red-cockaded woodpecker is likely to become in
danger of extinction within the foreseeable future primarily due to
threats stemming from lack of suitable habitat. Given these threats,
the intent of this revised proposed section 4(d) rule is to enhance
population resiliency and to make it easier to carry out the habitat
and species management activities that enhance the availability of the
species' key habitat and resource needs, which are outlined in the red-
cockaded woodpecker's species status assessment (SSA) report (U.S. Fish
and Wildlife Service (USFWS) 2020a, pp. 74-87). This means that this
proposed section 4(d) rule would prohibit take to protect the species,
while also providing exceptions to these take prohibitions to encourage
necessary and beneficial habitat restoration and species' management to
advance recovery.
The red-cockaded woodpecker requires cavity trees, nesting habitat,
and foraging habitat (USFWS 2020a, pp. 81-85). Red-cockaded woodpeckers
rely on cavities for nesting and roosting (USFWS 2020a, p. 31). Old
pines are required as cavity trees because cavity chambers must be
completely within the heartwood to prevent pine resin in the sapwood
from entering the chamber and because heartwood diameter is a function
of tree age (Jackson and Jackson 1986, pp. 319-320; Clark 1993, pp.
621-626; USFWS 2020a, p. 30). In addition, old pines have a higher
incidence of the heartwood decay that greatly facilitates cavity
excavation (USFWS 2020a, p. 30). As we explain in the 2003 red-cockaded
woodpecker recovery plan, given that the species requires these
cavities to complete its life cycle, the number of suitable cavities
available can limit population size (USFWS 2003, p. 20); thus, the
recovery plan states, ``to prevent loss of occupied territories,
existing cavity trees should be protected, so that a sufficient number
of suitable ones are maintained at all times'' (USFWS 2003, p. 20).
Red-cockaded woodpeckers also require open pine woodlands and
savannahs with large old pines for nesting and roosting (i.e., nesting
habitat) (USFWS 2020a, p. 30). Cavity trees, with rare exception, occur
in open stands with little or no hardwood midstory and few or no
overstory hardwoods (USFWS 2020a, p. 30). Suitable foraging habitat
generally consists of mature pines with an open canopy, low densities
of small pines, a sparse hardwood or pine midstory, few or no overstory
hardwoods, and abundant native bunchgrass and forb groundcovers (USFWS
2020a, p. 39).
Additionally, the red-cockaded woodpecker is a conservation-reliant
species ``highly dependent on active conservation management with
prescribed fire, beneficial and compatible silvicultural methods to
regulate forest composition and structure, the provision of artificial
cavities where natural cavities are insufficient, translocation to
sustain and increase small vulnerable populations, and effective
monitoring to identify limiting biological and habitat factors for
management'' (USFWS 2020a, p. 129). The proposed rule to downlist the
red-cockaded woodpecker from endangered to threatened emphasized this
conservation reliance and indicated that the future persistence of the
species will require these management actions to continue (85 FR 63474;
October 8, 2020). As such, in addition to providing
[[Page 6121]]
prohibitions necessary to protect individuals, the revised proposed
section 4(d) rule provides exceptions that would maintain and restore
these essential nesting and foraging resources for the species (i.e.,
cavity trees, nesting habitat, and foraging habitat), which will
advance the species' recovery and conservation.
Specifically, the exceptions in the revised proposed section 4(d)
rule encourage beneficial habitat management on Federal lands,
compatible prescribed burns and use of herbicides on private lands, and
the provision of artificial cavities throughout the species' range.
These activities provide considerable benefit to the species and its
habitat by maintaining or increasing the quantity and quality of cavity
trees, nesting habitat, and foraging habitat. Additionally, this
revised proposed 4(d) rule retains the proposed exception for take that
results from activities authorized by a permit under the Act, which
includes permits we have issued or will issue under the valuable safe
harbor agreement program. Together, these prohibitions and exceptions
would maintain and restore essential nesting and foraging resources for
the species, improving the availability of suitable habitat, and would
promote continued recovery.
Additionally, one of the primary purposes of the Act is to provide
a means whereby the ecosystems upon which endangered and threatened
species depend may be conserved (16 U.S.C. 1531(b)); crafting a section
4(d) rule for red-cockaded woodpecker that encourages habitat
management that benefits the species would also support conservation of
the native pine-grass ecosystems upon which the species depends.
The provisions of this revised proposed 4(d) rule would promote
conservation of the red-cockaded woodpecker by prohibiting take that
can directly or indirectly impact population demographics. It would
also promote conservation of the species by providing more flexibility
for incidental take that may result from activities that maintain and
restore requisite habitat features.
Moreover, we acknowledge and commend the accomplishments of our
Federal partners, State agencies, nongovernmental organizations, and
private landowners in providing conservation for the red-cockaded
woodpecker for the past four decades. This intensive management has
facilitated population growth since the time of listing, thereby
allowing the Service to propose downlisting the species from endangered
to threatened. Private landowners' safe harbor agreements, DoD's
INRMPs, U.S. Forest Service land and resource management plans (LRMPs),
and National Wildlife Refuge System habitat management plans currently
provide specific measures for the active management and conservation of
the species throughout its range, which have aided in the recovery of
the species and its habitat. Overall, the majority of red-cockaded
woodpecker populations are managed under plans that address population
enhancement and habitat management to sustain or increase populations
and to meet the 2003 recovery plan objectives for primary core,
secondary core, and essential support populations (USFWS 2003, pp. 156-
159). Our revised proposed 4(d) rule does not invalidate or replace
these successful programs. In fact, the revised proposed 4(d) rule
would continue to encourage private landowners to participate in the
safe harbor agreement program and would provide incentives for public
land managers and applicable State land management agencies to continue
providing specific management for the benefit of the species and its
habitat.
The provisions of this revised proposed section 4(d) rule are only
one of the many tools the Service can use to promote the conservation
of the red-cockaded woodpecker. For example, if this 4(d) rule is
finalized, private landowners and some State agencies may still pursue
regulatory flexibility through existing mechanisms that currently
promote the species' conservation, such as safe harbor agreements or
habitat conservation plans. These effective mechanisms would continue
to provide considerable assurances for landowners.
Similarly, this 4(d) rule would not change a private landowner's
ability to enroll in Natural Resources Conservation Service or Partners
for Fish and Wildlife conservation programs. These Federal programs
provide technical and financial assistance to private landowners to
support habitat management on working lands that will benefit wildlife
and other natural resources in the open-pine systems of the
southeastern United States. Nationwide, these programs help conserve or
restore hundreds of thousands of acres of wildlife habitat every year
(USFWS 2020b, p. 4). As a result of the consultations these Federal
programs conduct with the Service, enrolled private landowners already
receive allowances for incidental take associated with beneficial
conservation practices, without having to embark on a complex
permitting process; the reclassification of the red-cockaded woodpecker
and the revised proposed 4(d) rule, if finalized, would not alter these
programs. We encourage private landowners to continue participating in
these valuable private lands conservation programs.
Rules under 4(d) of the Act do not and cannot remove Federal
agencies' section 7 consultation obligations (see ``Implications for
Implementation,'' below). While this revised proposed 4(d) rule may
facilitate a streamlined consultation for beneficial habitat management
projects, Federal agencies would still consult under section 7 of the
Act if their actions may affect red-cockaded woodpeckers. Specifically,
Federal agencies can consult with the Service regarding their project
to minimize effects to the red-cockaded woodpecker and, if needed, the
Service would develop a biological opinion and accompanying incidental
take statement that exempts the Federal agency from the prohibitions in
the 4(d) rule, for a specific amount of incidental take, while carrying
out their planned project.
Finally, this revised proposed 4(d) rule would not alter or
invalidate the 2003 red-cockaded woodpecker recovery plan. Recovery
plans are not regulatory documents, but rather they provide a strategy
to guide the conservation and recovery of the red-cockaded woodpecker.
While this revised proposed 4(d) rule does not incorporate certain
specific guidelines from the 2003 recovery plan (e.g., survey
protocols, training requirements for acquiring a section 10(a)(1)(A)
permit to monitor the species), as suggested by some commenters, these
provisions may still be applicable under the 4(d) rule.
This revised proposed 4(d) rule would apply only when and if we
make a final determination that the red-cockaded woodpecker should be
reclassified as a threatened species. Finally, if finalized, the only
portion of this document that would have regulatory effect is the text
presented below under Proposed Regulation Promulgation (i.e., the text
we propose to add as paragraph (h) of Sec. 17.41 of title 50 of the
Code of Federal Regulations (CFR) (50 CFR 17.41(h))); the explanatory
text above and in Provisions of the Revised Proposed Section 4(d) Rule
below merely clarifies the intent of these proposed amendments to the
regulations.
Provisions of the Revised Proposed Section 4(d) Rule
Prohibitions
In the October 8, 2020, proposed downlisting rule (85 FR 63474),
the Service proposed specific provisions
[[Page 6122]]
that prohibited incidental take associated with activities that would
result in the further loss or degradation of red-cockaded woodpecker
habitat, including damage to or loss of cavity trees, among other
practices, to specifically protect the species' key habitat needs.
However, comments submitted by the general public, Federal agencies,
and the States during the public comment period on the October 8, 2020,
proposed rule expressed confusion regarding these provisions. Many
commenters believed the Service was prohibiting the activities it
referenced in the proposed 4(d) rule. For example, commenters believed
the Service was prohibiting all use of herbicides in habitat
management, given the prohibition on incidental take that resulted from
herbicide use. The Service's intent in the October 8, 2020, proposed
rule was to prohibit incidental take that results from certain types of
habitat management and land use, not to prohibit the activities
themselves. However, given this confusion regarding the language in the
October 8, 2020, proposed rule, this revised proposed rule describes
prohibitions in a different, but more familiar, way.
Consistent with the discretion provided by section 4(d), our
revisions to the proposed section 4(d) rule would provide for the
conservation of the red-cockaded woodpecker by adopting the same
prohibitions that apply to an endangered species under section 9 of the
Act and 50 CFR 17.21. These are the same prohibitions that currently
apply to the red-cockaded woodpecker while it is listed as an
endangered species. Specifically, except as otherwise authorized or
permitted, this revised proposed 4(d) rule would continue to prohibit:
Importing or exporting red-cockaded woodpeckers; take of red-cockaded
woodpeckers; possession and other acts with unlawfully taken specimens;
delivering, receiving, transporting, or shipping red-cockaded
woodpeckers in interstate or foreign commerce in the course of
commercial activity; and selling red-cockaded woodpeckers or offering
red-cockaded woodpeckers for sale in interstate or foreign commerce. As
they do now, these prohibitions would apply throughout the species'
range, on both public and private lands. Over the past four decades,
while the species was listed as an endangered species, these
prohibitions have provided an understandable, broadly accepted
framework for protecting red-cockaded woodpeckers and the habitat
resources upon which they depend.
Identical to the regulations that apply under endangered status,
the prohibitions in this revised proposed section 4(d) rule would
prohibit all forms of take of red-cockaded woodpeckers within the
United States. Under the Act, ``take'' means to harass, harm, pursue,
hunt, shoot, wound, kill, trap, capture, or collect, or to attempt to
engage in any such conduct. The Service has further defined the terms
``harm'' and ``harass'' in regulation (50 CFR 17.3). To ``harm''
entails an act which actually kills or injures fish or wildlife (50 CFR
17.3). Such an act may include significant habitat modification or
degradation which actually kills or injures fish or wildlife by
significantly impairing essential behavioral patterns, including
breeding, feeding or sheltering (50 CFR 17.3). To ``harass'' involves
an intentional or negligent act or omission which creates the
likelihood of injury to wildlife by annoying it to such an extent as to
significantly disrupt normal behavioral patterns which include, but are
not limited to, breeding, feeding, or sheltering (50 CFR 17.3). Take
can result knowingly or otherwise, by direct and indirect impacts, and
intentionally or incidentally.
As discussed in the SSA report for the species, effective
monitoring, research, and translocation are an important element of the
active management that promotes red-cockaded woodpecker conservation
and recovery. However, in this revised proposed section 4(d) rule, we
propose to prohibit all forms of take, which would include capturing,
handling, and similar activities. Such activities include, but are not
limited to, translocation, banding, collecting tissue samples, and
research involving capturing and handling red-cockaded woodpeckers.
While these activities are essential to conservation and recovery of
the species, there are proper techniques to capturing and handling
birds that require training and experience. Improper capture, banding,
or handling can cause injury or even result in death of red-cockaded
woodpeckers. Therefore, to assure these activities continue to be
conducted correctly by properly trained personnel, the proposed section
4(d) rule would continue to prohibit take associated with
translocation, banding, research, and other activities that involve
capture or handling of red-cockaded woodpeckers; however, take that
results from these activities could still be allowed under a section
10(a)(1)(A) permit.
In essence, this rule would prohibit take under all circumstances,
unless otherwise excepted in the section 4(d) rule (discussed below),
authorized by a permit under the Act (e.g., section 10(a)(1)(A) permit
issued for a safe harbor agreement, section 10(a)(1)(B) permit issued
for a habitat conservation plan), or exempted through section 7
consultation (including the consultations that cover landowners
enrolled in Natural Resources Conservation Service or Partners for Fish
and Wildlife conservation programs). Because the prohibitions in this
proposed rule exactly match those that currently apply under endangered
status, if managers (e.g., landowners, Federal agencies, utility
companies) are currently carrying out compatible land use activities
without resulting in take of the species, the provisions in this
proposed rule would not affect their ability to continue conducting
those activities; this 4(d) rule also would not alter Federal agencies'
current and continued obligation to conduct necessary section 7
consultation on these activities.
Prohibiting all forms of take on both public and private lands will
provide clear measures necessary and advisable to ensure the species
continues to maintain or improve its demographics. Regulating both
intentional and incidental take would help preserve the species'
remaining populations and decrease synergistic, negative effects from
other stressors, while allowing beneficial activities that do not
result in take to continue to occur. The Service seeks comments on
these prohibitions (see Information Requested, above).
Exceptions
The revised proposed section 4(d) rule would also provide for the
conservation of the species by promulgating exceptions to the
prohibitions discussed above; these exceptions would allow for routine
law enforcement activities, for defense of life, to aid sick or injured
birds, and for incidental take associated with the active habitat
management this species uniquely requires. These exceptions would
promote the maintenance and restoration of the habitat resources
(cavity trees, nesting habitat, and foraging habitat) crucial to red-
cockaded woodpecker recovery and conservation.
At the outset, the revised proposed section 4(d) rule outlines
several standard exceptions to the prohibitions that are identical to
exceptions that currently apply to the red-cockaded woodpecker and
other endangered species. First, we propose to except certain actions
that may be otherwise prohibited by this rule but that are authorized
by permits under 50 CFR 17.32. Currently, activities that are
prohibited by 50 CFR 17.21, which applies to endangered species, may be
[[Page 6123]]
permitted by permits issued under 50 CFR 17.22 for the red-cockaded
woodpecker. Accordingly, the inclusion of this provision referencing 50
CFR 17.32 does not result in a change from the status quo. This means
that if a manager has received or receives a permit for a particular
activity (e.g., a section 10(a)(1)(A) permit for monitoring red-
cockaded woodpeckers; a permit issued for a safe harbor agreement or
habitat conservation plan), any take that occurs as a result of
activities covered by this permit would remain exempted from the
aforementioned prohibitions on take; in other words, the manager would
not be liable for any take for which they already have a permit, as
long as they continue to comply with the stipulations in the permit.
This exception also applies to the permits that private landowners or
some State agencies already hold as a result of a safe harbor agreement
or habitat conservation plan. This revised proposed section 4(d) rule
would not invalidate any part of a landowner's existing safe harbor
agreement, habitat conservation plan, or permit. We encourage
landowners to continue operating within the parameters of their safe
harbor agreement, habitat conservation plan, and associated permits. As
long as landowners continue to comply with the provisions of these
permits, any take that occurs as a result of covered activities would
be exempted from the prohibitions on take in this rule.
Furthermore, the Service encourages landowners to continue to
enroll in the safe harbor agreement program. Exactly like the
regulatory regime that applies while the species is listed as
endangered, any new permits issued under the authority of the safe
harbor agreement program would provide landowners with additional
management flexibility and exemption from some of the take prohibitions
in this proposed rule. Safe harbor agreements are partnerships between
landowners and the Service or between the State and the Service
involving voluntary agreements under which the property owners receive
formal regulatory assurances from the Service regarding their
management responsibilities in return for contributions to benefit the
listed species.
For the red-cockaded woodpecker, this includes voluntary
commitments by landowners to maintain and enhance red-cockaded
woodpecker habitat to support baseline active clusters, which is the
number of clusters at the time of enrollment, and to bolster their
populations with additional above-baseline active clusters that emerge
in response to beneficial management. Beneficial management includes
the maintenance and enhancement of existing cavity trees and foraging
habitat through activities such as prescribed fire, mid-story thinning,
seasonal limitations for timber harvesting, and management of pine
stands to provide suitable foraging habitat and cavity trees. Permits
issued under safe harbor agreements allow enrolled landowners to return
their properties to ``baseline'' conditions at any time. Since its
inception in the 1990s, the safe harbor program has successfully
promoted the recovery of red-cockaded woodpeckers; due to the concerted
efforts of private landowners enrolled in the program, the number of
red-cockaded clusters on private lands has increased. As described in
the proposed downlisting rule (85 FR 63474; October 8, 2020), 12
populations with 342 active clusters reside entirely on private lands,
of which 10 populations with 295 active clusters are managed by
landowners enrolled in the safe harbor agreement program. There
currently are 241 active above-baseline clusters in the program. This
revised proposed section 4(d) rule would not alter this valuable
program or the permits associated with it.
Second, we propose to incorporate standard exceptions that
currently apply to the red-cockaded woodpecker and endangered species,
including exceptions that allow take in defense of life; allow take by
an employee of the Service, Federal land management agency, or State
conservation agency to aid sick or injured red-cockaded woodpeckers,
dispose of dead specimens, or salvage dead specimens for scientific
research; and allow individuals to take the species if they have a
valid migratory bird rehabilitation permit if such action is necessary
to aid a sick, injured, or orphaned listed migratory bird. We also
propose a standard regulatory exception to allow Federal and State law
enforcement officers to possess, deliver, carry, transport or ship
individuals taken in violation of the Act as necessary in performing
their official duties and that allow those with a valid migratory bird
rehabilitation permit to possess or transport a listed migratory bird
species. All of these standard exceptions currently apply while the
species is listed as endangered, and they would continue to apply if we
finalize the reclassification of red-cockaded woodpeckers to a
threatened species with this revised proposed 4(d) rule.
Next, we propose to incorporate an exception that does not
currently apply while the woodpecker is listed as endangered. This
exception from 50 CFR 17.31(b) allows employees or agents of the
Service or State conservation agencies operating under a cooperative
agreement with the Service in accordance with section 6(c) of the Act
to take red-cockaded woodpeckers in order to carry out conservation
programs for the species. The Service can only apply the exception in
50 CFR 17.31(b) to take prohibitions for threatened species. The
Service recognizes the special and unique relationship with our State
conservation agency partners in contributing to conservation of listed
species. States solely own and manage lands occupied by at least 31
demographic populations and oversee State-wide safe harbor agreements
that have enrolled 459 non-Federal landowners covering approximately
2.5 million acres (85 FR 63474; October 8, 2020).
State agencies also often possess scientific data and valuable
expertise on the status and distribution of endangered, threatened, and
candidate species of wildlife and plants. State agencies, because of
their authorities and their close working relationships with local
governments and landowners, are in a unique position to assist the
Service in implementing all aspects of the Act. In this regard, section
6 of the Act provides that the Service shall cooperate to the maximum
extent practicable with the States in carrying out programs authorized
by the Act. Therefore, any qualified employee or agent of a State
conservation agency that is a party to a cooperative agreement with the
Service in accordance with section 6(c) of the Act, who is designated
by his or her agency for such purposes, would be able to conduct
activities designed to conserve the red-cockaded woodpecker that may
result in otherwise prohibited take without additional authorization
(i.e., without a permit). Most State conservation agencies within the
range of red-cockaded woodpeckers have already worked with the Service
to develop valid cooperative agreements under section 6(c) of the Act
that include conservation programs for red-cockaded woodpeckers.
This exception is very similar to an exception that currently
applies while the woodpecker is listed as endangered (the exception
under 50 CFR 17.21(c)(5)). While the exception in 50 CFR 17.31(b) is
similar to the exception that currently applies while the species is
listed as endangered (50 CFR 17.21(c)(5)), it does not provide the same
limitations on take associated with carrying out conservation programs
in
[[Page 6124]]
States' cooperative agreements. State agencies may also enroll in the
safe harbor program to receive permits that allow for certain types of
take, if they are not otherwise covered by a cooperative agreement or
otherwise prohibited. The Service seeks comments on the inclusion of
this exception (see Information Requested, above).
Finally, unlike the regulations that apply to the species under
endangered status, we propose additional exceptions to the take
prohibitions in this revised proposed 4(d) rule that would facilitate
continued and increased implementation of beneficial management
practices that contribute to the conservation of the species. As
discussed above, active management targeted at maintaining and
restoring red-cockaded woodpecker populations and habitat is essential
to the continued recovery of the species. The analyses in the red-
cockaded woodpecker SSA report illustrate that it could take ``many
decades . . . to attain a desired future ecosystem condition in which
red-cockaded woodpeckers are no longer dependent on artificial cavities
and related special treatments. Without adequate species-level
management, in contrast to ecosystem management alone, very little
increase in the number of moderately to very highly resilient
populations can be expected, and small populations of low or very low
resilience are unlikely to persist'' (USFWS 2020a, p. 12). The species-
specific exceptions in this revised proposed section 4(d) rule aim to
facilitate management that would protect and enhance red-cockaded
woodpecker populations.
Conservation of red-cockaded woodpeckers as a species depends
primarily on the conservation of populations on Federal properties
(e.g., National forests, DoD installations) for several reasons. First,
the vast majority of red-cockaded woodpeckers in existence today are on
Federal lands (USFWS 2020a, pp. 106-108; see Table 7 in USFWS 2003, p.
137). Second, Federal properties contain most of the land that can
reasonably be viewed as potential habitat for red-cockaded woodpeckers
(USFWS 1985, p. 133). Third, existing Federal statutes, especially the
Act, require that Federal agencies conserve listed species and maintain
biodiversity within their lands. Section 2(c)(1) of the Act declares
that it is the policy of Congress that all Federal departments and
agencies shall seek to conserve endangered species and threatened
species (16 U.S.C. 1531(c)(1)); the Act defines conservation as the use
of all methods and procedures necessary to bring an endangered species
or threatened species to the point at which the measures provided
pursuant to the Act are no longer necessary (16 U.S.C. 1532(3)).
Private landowners, in contrast, can contribute substantially to
conservation, but such contributions above complying with the statutory
prohibitions (e.g., direct harm) are voluntary. For those private
landowners that wish to increase the size of their population, we
strongly encourage them to aim to achieve the recovery standard in the
2003 recovery plan or join the safe harbor program (USFWS 2003, pp.
188-189).
Therefore, the species-specific exceptions in this revised proposed
4(d) rule address private lands and Federal properties differently for
three reasons. First, these entities have differing recovery
responsibilities. Second, the Service would retain additional
involvement in Federal agencies' habitat management activities as a
result of section 7 consultation obligations. Third, there are other
flexible programs that permit take that are already available to some
State conservation agencies and private landowners (e.g., permits
issued from safe harbor agreements and habitat conservation plans,
Partners for Fish and Wildlife program, Natural Resources Conservation
Service private landowner programs).
First, we propose an exception to the take prohibitions to allow
incidental take on DoD installations that occurs as a result of
implementing red-cockaded woodpecker habitat management and military
training activities detailed in Service-approved INRMPs. In this
proposal, we define habitat management activities as activities
intended to maintain or improve the quality and/or quantity of red-
cockaded woodpecker habitat, including, but not limited to, prescribed
burning; using herbicides and equipment to reduce midstory
encroachment, thin overstocked pine stands, promote an open canopy pine
system, and promote herbaceous groundcover; converting loblolly, slash,
or other planted pines to more fire-tolerant native pines such as
longleaf pine; planting and seeding native, site-appropriate pines and
groundcover species; and regenerating areas of older pine forest, or
any overrepresented age class, to increase and maintain sustainable
current and future habitat.
Within the range of the species, most DoD Army, Air Force, and
Marine Corps installations have red-cockaded woodpecker management
plans and guidelines incorporated into their Service-approved INRMPs to
minimize the adverse effects of the military training activities
outlined in INRMPs and to achieve red-cockaded woodpecker recovery
objectives. These plans and guidelines all contain an ``Endangered
Species Management Component'' (ESMC) for red-cockaded woodpecker
conservation, which includes population size objectives, management
actions to achieve conservation goals, monitoring and reporting, and
specific training activities that are allowed or restricted within
clusters and near cavity trees. Under the Sikes Act (16 U.S.C. 670 et
seq.), the Service is required to review and approve INRMPs, when they
are revised, at least every 5 years, and participate in annual reviews.
In addition to this review and approval under the Sikes Act, the
Service conducts section 7 consultation under the Act on INRMPs and
ESMCs to ensure DoD installations' activities are not likely to
jeopardize the continued existence of any listed species, including
red-cockaded woodpeckers. If this revised proposed section 4(d) rule is
finalized, DoD installations would still need to comply with the Sikes
Act requirement to obtain Service approval of INRMPs and would still
need to fulfill their section 7 obligations under the Act, including
tracking and reporting amounts of incidental take that occur as a
result of activities outlined in the INRMP (see ``Implications for
Implementation,'' below, for more detail on section 7 processes under
section 4(d) rules).
In addition to excepting incidental take that results from red-
cockaded woodpecker habitat management activities in INRMPs, this
revised proposed section 4(d) rule would except incidental take
associated with routine military training activities that are included
in a Service-approved INRMP. The military training activities that DoD
installations include in their INRMPs have been specifically designed
to minimize incidental take of listed species, including red-cockaded
woodpeckers. The DoD uses long-established guidelines (e.g., Management
Guidelines for the Red-cockaded Woodpecker on Army Installations (U.S.
Army 1996, entire)) to inform minimization measures that reduce
incidental take associated with military training. Moreover, the DoD
conducts section 7 consultation with the Service on the content of
their INRMPs to ensure these military training activities will not
jeopardize the species. Any incidental take resulting from new proposed
training or construction activities that are not incorporated into a
Service-approved
[[Page 6125]]
INRMP would not be excepted under this proposed rule, but could be
exempted through an incidental take statement associated with a
biological opinion resulting from a separate section 7 consultation
under the Act. In other words, if a military installation's activities
do not fall within the exceptions in this proposed 4(d) rule (i.e.,
they are not incorporated in a Service-approved INRMP) or are not
otherwise covered in an existing section 7 biological opinion,
incidental take that results from those activities could still be
exempted from the prohibitions in this proposed 4(d) rule via a new
biological opinion's incidental take statement, as long as the
activities will not jeopardize the continued existence of the species.
To further ensure the DoD continues to monitor their red-cockaded
woodpecker populations and habitats, the provisions in the revised
proposed section 4(d) rule would require each installation to share an
annual property report regarding their red-cockaded woodpecker
populations. This annual property report could include the property's
recovery goal; the number of active, inactive, and recruitment
clusters; information on habitat quality; and the number of artificial
cavities the property installed. All military installations with red-
cockaded woodpecker populations currently provide such a report to the
Service, and we expect this to continue if we downlist the species.
This monitoring could inform adaptive management and course corrections
during annual INRMP reviews.
As a result of existing conservation programs under Service-
approved INRMPs, red-cockaded woodpecker populations have increased on
all DoD installations. In fact, Fort Bragg, Fort Stewart, Eglin Air
Force Base, Fort Benning, and Camp Blanding all have achieved or
surpassed their 2003 red-cockaded woodpecker recovery plan population
size objectives and are expected to continue to manage towards larger
populations (USFWS 2003, pp. xiii-xx, 212-213). Active and beneficial
red-cockaded woodpecker management to increase population sizes on DoD
installations has been an essential component of sustaining the
species, and it can balance the effects of military training.
Some comments we received on the October 8, 2020, proposed
downlisting rule (85 FR 63474) raised concerns this exception for
Service-approved INRMPs could be too open-ended to be sufficiently
protective of the species. However, given the close, formal involvement
the Service has in reviewing and approving INRMPs under the Sikes Act,
the species-specific beneficial management prescriptions that DoD
installations must incorporate into the ESMCs of these plans, the
monitoring that the DoD installations must conduct, and the section 7
consultation that would still occur for these plans to ensure
conservation activities do not jeopardize the species, we find that the
management resulting from INRMPs would continue to advance the
conservation of the species, even if incidental take occurs. Therefore,
this revised proposed section 4(d) rule would except incidental take
resulting from red-cockaded woodpecker habitat management and military
training activities on DoD installations carried out in accordance with
a Service-approved INRMP. The Service seeks comments on this exception
(see Information Requested, above).
Second, we propose an exception to take prohibitions to allow
incidental take that results from habitat management activities
intended to restore or maintain red-cockaded woodpecker habitat on
Federal land management agency properties; as noted earlier, we define
``habitat management activities'' for the purposes of the revised
proposed 4(d) rule (see Proposed Regulation Promulgation, below). We
provide this exception separately from the aforementioned exception for
DoD properties to account for the fact that the Sikes Act requires a
different level of Service involvement in the development of INRMPs and
provides different standards for content in INRMPs than other Federal
natural resource management planning processes.
In order to benefit from this exception, Federal land management
agencies must detail these planned activities in a Federal habitat
management plan that includes a red-cockaded woodpecker management
component, which addresses factors including, but not limited to, the
red-cockaded woodpecker population size objective and the habitat
management necessary to sustain, restore, or increase foraging habitat,
nesting habitat, and cavity trees to attain population size objectives.
Suitable management plans may be stand-alone documents or may be step-
down plans with red-cockaded woodpecker-specific management components
that implement more general plans (e.g., the habitat management plans
that implement the National Wildlife Refuge System's comprehensive
conservation plans and red-cockaded woodpecker-specific amendments to
LRMPs). In addition to describing these habitat management activities
in a Federal habitat management plan, Federal land management agencies
must also incorporate appropriate conservation measures to minimize or
avoid adverse effects of these habitat management activities on red-
cockaded woodpecker foraging habitat, on clusters, and on the species'
roosting and nesting behavior to the maximum extent practicable;
Federal agencies may identify these avoidance and minimization measures
in these habitat management plans or in documentation associated with
the section 7 consultation process. The inclusion of ``clusters'' in
this provision would ensure Federal land managers are adequately
protecting nesting habitat and cavity trees, in addition to foraging
habitat, while executing their planned beneficial habitat management
activities. The Service expects the red-cockaded woodpecker components
of these Federal management plans to allow for adaptive management and
frequent re-evaluation of appropriate conservation activities and
minimization measures.
Moreover, to further ensure Federal land management agencies
continue to monitor their red-cockaded woodpecker populations and
habitats, the provisions in the revised proposed section 4(d) rule
would require each Federal property to share an annual property report
with the Service regarding their red-cockaded woodpecker populations.
This annual property report could include the property's recovery goal;
the number of active, inactive, and recruitment clusters; information
on habitat quality; and the number of artificial cavities the property
installed. All Federal properties with red-cockaded woodpecker
populations currently provide such a report to the Service, and we
expect this to continue if we downlist the species. The reporting
Federal agencies provide as part of section 7 consultations would also
qualify as this annual property report.
As a result of this proposed provision in the section 4(d) rule, we
would, under certain conditions, except incidental take associated with
habitat management activities on Federal lands that have short-term
adverse effects to red-cockaded woodpeckers, but that are intended to
provide for improved habitat quality and quantity in the long term,
with coinciding increases in numbers of red-cockaded woodpeckers, if
these activities are detailed in a management plan that can adequately
address site-specific considerations. Current and future red-cockaded
woodpecker habitat conditions that require such restoration can vary
[[Page 6126]]
significantly among sites and properties, to the extent that it would
be extremely difficult to prescribe a universal condition by which this
exception would apply. Therefore, in this section 4(d) rule, we propose
that incidental take associated with these activities would be
excepted, as long as the activities are intended to restore and
maintain red-cockaded woodpecker habitat and are detailed in a Federal
agency habitat management plan. These management plans can
strategically and accurately assess the site-specific conditions.
According to the revised proposed 4(d) rule, Federal agencies must also
incorporate appropriate conservation measures to minimize the adverse
effects of these activities on red-cockaded woodpecker foraging
habitat, on clusters, and on the species' roosting and nesting
behavior. Because Federal agencies will still need to complete section
7 consultation, as appropriate, on these habitat management plans or
projects, the Service would have the opportunity to review these
restoration projects and provide input on how to minimize impacts to
the species.
Again, the Service seeks to encourage comprehensive, proactive
management that results in red-cockaded woodpecker population growth
and stability since, according to the 2003 recovery plan, ``development
and maintenance of viable recovery populations is dependent on
restoration and maintenance of appropriate habitat'' (USFWS 2003, p.
32). Continued conservation activities and beneficial land management
are necessary to address the threats of habitat degradation and
fragmentation, and it is the intent of this revised proposed rule to
encourage these activities.
Most Federal properties within the range of the red-cockaded
woodpecker already have management plans that detail habitat management
activities specifically intended to restore or maintain red-cockaded
woodpecker habitat; this exception would not require these agencies to
rewrite these management plans or to reinitiate section 7 consultation
on these plans or on relevant projects. Moreover, because this revised
proposed section 4(d) rule would not remove or alter the obligation of
Federal agencies to complete section 7 consultation on their management
plans, the Service would have the opportunity to review any major
changes to these site-specific plans to ensure the Federal agency's
habitat management activities are not likely to jeopardize the
continued existence of any listed species, including the red-cockaded
woodpecker. As part of this section 7 process, the Service would
produce an incidental take statement for the estimated amount of take
reasonably likely to occur as a result of the management plan's
activities, even though that take would be excepted under the section
4(d) rule. Additionally, Federal agencies would still track all
incidental take, even if it is excepted under this provision. If they
exceed the amount of take in this incidental take statement as a result
of carrying out the activities in their management plan, they would
need to reinitiate consultation (see ``Implications for
Implementation,'' below, for more detail on section 7 processes under
section 4(d) rules).
This provision would not except take that results from habitat
management or other activities that provide no benefit to red-cockaded
woodpecker recovery, even if these activities are also described in the
Federal management plan; however, incidental take from such activities
could still be exempted through an incidental take statement associated
with a biological opinion resulting from section 7 consultation under
the Act. In other words, if a Federal land management agency's
activities cannot comply with the exceptions in this 4(d) rule,
incidental take that results from those activities could still be
exempted from the prohibitions in this 4(d) rule via a project-specific
section 7 consultation, as long as the activities will not jeopardize
the continued existence of the species. Finally, because the
prohibitions in this revised proposed section 4(d) rule match those
that currently apply under endangered status, if Federal agencies are
currently conducting management activities without resulting in take of
red-cockaded woodpeckers, this rule would not affect their ability to
continue conducting those activities, independent of this exception.
In short, if incidental take of red-cockaded woodpeckers occurs as
a result of Federal land management agencies carrying out habitat
management activities, as defined in the revised proposed rule, this
take would not be prohibited, as long as: (1) The habitat management
activities were implemented specifically to restore or maintain red-
cockaded woodpecker habitat; (2) the Federal agency details these
habitat management activities in a habitat management plan; (3) the
Federal agency incorporates appropriate conservation measures to
minimize or avoid adverse effects of these habitat management
activities on red-cockaded woodpecker foraging habitat, on clusters,
and on the species' roosting and nesting behavior to the maximum extent
practicable; and (4) the Federal agency provides annual reporting to
the Service. The Service seeks comments on this exception (see
Information Requested, above).
Third, we include an exception to encourage private landowners who
are not enrolled in the safe harbor agreement program to carry out
specific compatible forest management activities (namely, prescribed
burns and application of herbicides), given the importance of these
forest management tools for red-cockaded woodpecker recovery (USFWS
2020a, p. 129). This provision would not change the measures in any
existing safe harbor agreements or habitat conservation plans.
While Federal lands bear additional responsibility when it comes to
achieving the recovery goals for red-cockaded woodpeckers, private
lands still play an important role in the conservation of the species.
They provide for connectivity between populations, which boosts
resiliency, and support additional red-cockaded woodpecker clusters to
enhance redundancy and representation of the species. This revised
proposed section 4(d) rule would continue to encourage voluntary red-
cockaded woodpecker conservation on private lands through the
successful safe harbor agreement program.
The proposed exception would further support compatible forest
management on private lands, while continuing to maintain existing
populations and would be especially relevant for landowners that do not
currently participate in the safe harbor agreement program. This
exception would except incidental take caused by application of
prescribed burns or herbicides on private lands when compatible with
maintaining any known red-cockaded woodpecker populations, provided
that the landowner, or their representative: (1) Follows applicable
best management practices for prescribed burns and applicable Federal
and State laws; (2) applies herbicides in a manner consistent with
applicable best management practices and applicable Federal and State
laws, including Environmental Protection Agency label restrictions and
herbicide application guidelines as prescribed by manufacturers; and
(3) applies prescribed burns and herbicides in a manner that minimizes
or avoids adverse effects to known active clusters and red-cockaded
woodpecker roosting and nesting behavior to the maximum extent
practicable.
[[Page 6127]]
The first condition on this provision requires landowners to follow
applicable best management practices for prescribed burns. States and
counties within the range of red-cockaded woodpecker provide guidance
documents with these best management practices to ensure practitioners
safely apply prescribed burns in a way that minimizes impacts to
communities, riparian ecosystems, forest roads, and vegetation (e.g.,
North Carolina Forestry Best Management Practices Manual; Recommended
Forestry Best Management Practices for Louisiana).
The third condition on this provision calls for private landowners
to incorporate reasonable preventative measures to reduce any direct
adverse effects of these activities on red-cockaded woodpeckers they
already know to roost or nest on their property to the maximum extent
practicable, increasing the net benefit that prescribed burns and
herbicide application can provide to red-cockaded woodpecker habitat
and clusters. However, it does not require these private landowners to
survey for new clusters prior to carrying out a burn or using
herbicides, nor does it require them to follow particular preventative
measures the Service prescribes, although the methods the Service
outlines for cavity tree protection in its red-cockaded woodpecker
recovery plan can provide a helpful resource to landowners when
identifying practical ways to minimize adverse effects (USFWS 2003, pp.
201-205). Thus, this measure asks that landowners responsibly apply
prescribed burns and herbicides, without being unreasonably prohibitive
on landowners' compatible or beneficial activities.
This provision would also only be relevant in situations where take
might occur as a result of a prescribed burn or the application of
herbicides. For example, if a landowner does not currently have any
red-cockaded woodpecker cavity trees, clusters, or foraging woodpeckers
on their property, then it is not possible for these activities to
result in incidental take. Thus, this landowner can proceed with
prescribed burns or the use of herbicides without the possibility of
violating the take prohibitions in the section 4(d) rule, because such
activities would not result in take. It is only when a prescribed burn
or the use of herbicides could result in incidental take of red-
cockaded woodpeckers that private landowners may wish to take advantage
of this exception by following best management practices and conducting
activities in a manner that minimizes or avoids adverse effects to
known active clusters and red-cockaded woodpecker roosting and nesting
behavior to the maximum extent practicable. If a private landowner
follows these best management practices and incorporates reasonable
preventative measures while conducting prescribed burns and applying
herbicides, while incidental take is unlikely, if it were to occur, the
landowner would not be liable for such take under this proposed rule.
This provision would only except incidental take associated with
prescribed burns or the use of herbicides when the use of these
management practices are compatible with maintaining any known red-
cockaded woodpecker populations on their property; in other words, if a
private landowner wishes to pursue a prescribed burn that could impair
red-cockaded woodpecker population dynamics in the long term, this
exception would not cover any incidental take that results from that
burn, even if the landowner follows relevant best management practices.
Finally, if landowners are already enrolled in the safe harbor
program, this exception would not provide any additional flexibility;
the permits associated with safe harbor agreements authorize take
associated with prescribed burns, herbicide use, and other activities,
as long as landowners follow the stipulations in their safe harbor
agreement and do not decrease the number of red-cockaded woodpecker
clusters below their baseline.
The Service's intent for this provision is to provide a simple
means by which to encourage private landowners to pursue certain types
of voluntary forest management activities (i.e., prescribed burns and
herbicide application) in a way that reduces impacts to the species but
also removes any potential barriers to the implementation of this
beneficial forest management, such as fear of prosecution for take.
Collaboration with partners in the forestry industry and their
voluntary conservation and restoration of red-cockaded woodpecker
habitat has helped advance red-cockaded woodpecker recovery to the
point of downlisting; this provision would continue to encourage this
compatible or beneficial management. We also continue to encourage
private landowners to participate in existing valuable conservation
programs that promote forest management that benefits red-cockaded
woodpeckers and provide take allowances for participating landowners
through other means (e.g., permits issued as part of the safe harbor
program or habitat conservation plans, Partners for Fish and Wildlife
and Natural Resources Conservation Service private landowner programs,
and the associated section 7 consultations these Federal programs
conduct with the Service that provide allowances for incidental take
associated with beneficial conservation practices). The Service seeks
comment on this exception (see Information Requested, above).
Finally, the proposed rule would except incidental take that occurs
as a result of the installation of artificial cavities, as long as
individuals conducting the installation have completed training, have
achieved a certain level of proficiency as detailed below, and are
following appropriate guidelines. As described above, maintaining an
adequate number of suitable cavities in each woodpecker cluster is
fundamental to the conservation of the species. Loss of natural cavity
trees was a major factor in the species' decline, and availability of
natural cavity trees currently limits many populations. Until a
sufficient number of large, old pines becomes widely available,
installation and maintenance of artificial cavities is an essential
management tool to sustain populations and bring about population
increases, and the Service continues to encourage the installation of
artificial cavities. However, we also acknowledge that there are proper
techniques to install cavity inserts, drill cavities, or install cavity
restrictor plates, and these techniques require training and
experience. Improperly installed artificial cavities can cause injury
or even result in death of red-cockaded woodpeckers attempting to roost
or nest in them. Currently, because the species is listed as
endangered, individuals must seek a section 10(a)(1)(A) permit to
install artificial cavity inserts, drilled cavities, or cavity
restrictor plates.
However, we recognize that many of our partners have training and
extensive experience in installing artificial cavities. Moreover, given
the essential nature of artificial cavity installation for the
continued conservation of the species, we find it is necessary and
advisable for the section 4(d) rule to remove any potential hurdles to
the efficient and effective provisioning and maintenance of artificial
cavities. We, therefore, provide an exception to take prohibitions in
this revised proposed rule for the installation, maintenance, and
replacement of artificial cavity inserts and drilled cavities on public
and private lands. However, this exception would only apply if the
individual conducting the installation has either held a valid Service
permit for that purpose and has continued to
[[Page 6128]]
install, maintain, and replace cavities since the expiration of their
permit or has completed a period of apprenticeship under the direction
of a person that has been involved in cavity installation for at least
3 years (the trainer).
In order to complete their training, under the direct supervision
of the trainer, the apprentice must install at least 10 drilled
cavities, if they plan to install drilled cavities, or 10 inserts, if
they plan to install inserts, and learn the proper maintenance and
inspection procedures for cavities and restrictor plates. After the
apprentice has completed their training, the trainer must provide a
letter to the apprentice and to the U.S. Fish and Wildlife Service
Regional red-cockaded woodpecker recovery coordinator; the letter would
outline the training the apprentice received and would serve as a
record of the apprentice's training.
Additionally, the individual conducting the installation must
follow appropriate guidelines for the installation and use of
artificial cavity inserts and drilled cavities, including: (1)
Monitoring the cavity resource; (2) installing and maintaining the
recommended number of suitable cavities in each cluster; (3) using the
appropriate type of artificial cavity insert and method of artificial
cavity installation; (4) installing artificial cavities as close to
existing cavity trees as possible, preferably within 71 meters (200
feet); (5) selecting a tree that is of appropriate age or diameter when
installing a cavity insert; (6) selecting the appropriate location for
artificial cavity installation on the tree; and (7) protecting red-
cockaded woodpeckers from sap leakage by ensuring that no artificial
cavity has resin leaking into the chamber or entrance tunnel.
The 2003 red-cockaded woodpecker recovery plan can provide some
additional detail on how an installer can ensure they successfully
follow these guidelines (USFWS 2003, pp. 175-178). If an installer does
not comply with the qualification requirements (i.e., they have not
held a valid Service permit or they have not completed the necessary
training) or installation guidelines in the proposed 4(d) rule and
incidental take occurs as a result of artificial cavity installation,
the installer would still be liable for this take. However, if an
installer is qualified and follows the installation guidelines, while
incidental take is highly unlikely, if it were to occur, the installer
would not be liable for such take under this proposed rule. We included
this exception in our revised proposed 4(d) rule as a result of public
comments on the October 8, 2020, proposal that supported its
incorporation. The Service seeks comments on this exception (see
Information Requested, above).
In addition to the exceptions we outline above, we may issue
permits to carry out activities that could result in otherwise
prohibited take of threatened wildlife under certain circumstances.
Regulations governing permits are codified at 50 CFR 17.32. With regard
to threatened wildlife, a permit may be issued for the following
purposes: For scientific purposes, to enhance propagation or survival,
for economic hardship, for zoological exhibition, for educational
purposes, for incidental taking, or for special purposes consistent
with the purposes of the Act. The statute also contains certain
exemptions from the prohibitions, which are found in sections 9 and 10
of the Act.
Implications for Implementation
Nothing in this revised proposed section 4(d) rule would change in
any way the recovery planning provisions of section 4(f) of the Act;
the consultation requirements under section 7 of the Act, as noted
above; or the ability of the Service to enter into partnerships for the
management and protection of the red-cockaded woodpecker. However,
interagency cooperation may be further streamlined through planned
programmatic consultations for the species between Federal agencies and
the Service, where appropriate.
Section 7(a)(2) of the Act requires Federal agencies, including the
Service, to ensure that any action they fund, authorize, or carry out
is not likely to jeopardize the continued existence of any endangered
species or threatened species or result in the destruction or adverse
modification of designated critical habitat of such species. In
addition, section 7(a)(4) of the Act requires Federal agencies to
confer with the Service on any agency action which is likely to
jeopardize the continued existence of any species proposed to be listed
under the Act or result in the destruction or adverse modification of
proposed critical habitat.
As a result of these provisions in the Act, if a Federal action may
affect a listed species or its critical habitat, the responsible
Federal agency (action agency) must enter into consultation with us.
Examples of actions that are subject to the section 7 consultation
process are actions on State, Tribal, local, or private lands that
require a Federal permit (such as a permit from the U.S. Army Corps of
Engineers under section 404 of the Clean Water Act (33 U.S.C. 1251 et
seq.) or a permit from the Service under section 10 of the Act) or that
involve some other Federal action (such as funding from the Federal
Highway Administration, Federal Aviation Administration, Federal
Emergency Management Agency, Natural Resources Conservation Service, or
Partners for Fish and Wildlife Program). Federal actions that do not
affect listed species or critical habitat--and actions on State,
Tribal, local, or private lands that are not federally funded,
authorized, or carried out by a Federal agency--do not require section
7 consultation.
The trigger for consultation is whether a Federal action may affect
a listed species or its critical habitat, not whether the action would
result in prohibited take; species-specific section 4(d) rules,
regardless of the take they prohibit or allow, cannot change this
requirement to consult. Consultation is still required to satisfy the
requirements of section 7(a)(2) of the Act to ensure that the activity
will not jeopardize the species or result in adverse modification of
critical habitat. Thus, if a Federal agency determines that their
action is not likely to adversely affect a listed species or its
critical habitat, they must still receive the Service's written
concurrence, even if this activity is excepted under a section 4(d)
rule. If a Federal agency determines that their action is likely to
adversely affect a listed species or its critical habitat, even if it
only results in take that is excepted under a section 4(d) rule, they
must still pursue formal consultation with the Service and the Service
must formulate a biological opinion that includes an incidental take
statement. Even if a section 4(d) rule includes specific exceptions to
take prohibitions, the Service must still describe or enumerate the
amount or extent of this incidental take that is reasonably certain to
occur (i.e., in an incidental take statement) and the Federal action
agency must monitor and report any such take that occurs. If an action
agency's activities exceed the amount of incidental take enumerated in
the incidental take statement, it would trigger reinitiation of the
consultation, even if this excessive take is still excepted under the
section 4(d) rule (see Center for Biological Diversity v. Salazar, 695
F.3d 893 (2012)). This allows the agency to keep track of any take to
stay abreast of the status of the species. The Federal action agency
may also trigger reinitiation of consultation if they do not implement
the proposed action as described in the biological opinion or as
directed in the section 4(d) rule.
Even though section 4(d) rules do not remove or alter Federal
agencies' section
[[Page 6129]]
7 consultation obligations, a section 4(d) rule can facilitate
simplification of formal consultations. For example, as noted in our
August 27, 2019, final rule regarding prohibitions for threatened
species (84 FR 44753), in choosing to except take under certain
circumstances in a section 4(d) rule, the Service has already
determined that these forms of take are compatible with the species'
conservation, which can streamline our analysis of whether an action
would jeopardize the continued existence of the species, making
consultation more straightforward and predictable. The Service plans to
develop tools to streamline formal consultation for activities that do
not result in prohibited take of red-cockaded woodpeckers. For example,
given the nature of activities that would be consistent with this
revised proposed section 4(d) rule, and as the revised proposed section
4(d) rule includes an explanation for why such activities provide for
the conservation of the species, the Service could draft an analysis of
the effects of these habitat management activities on the species for
inclusion in all section 7 analyses that consider effects on the red-
cockaded woodpecker. This analysis could be inserted verbatim into any
Service biological opinion (or action agency biological assessment),
thereby creating efficiencies in the development of these documents and
providing consistency for consultation on activities that are covered
by the section 4(d) rule.
Finally, if Federal agencies have already completed section 7
consultation on particular projects, activities, or management plans
and the biological opinion remains valid, they do not need to
reinitiate consultation if or when this 4(d) rule is finalized, if
their Federal action (e.g., management plan) has not changed. However,
given the provisions in this revised proposed section 4(d) rule,
Federal agencies may find that reinitiating consultation, although not
required, could grant additional flexibilities for their management.
We will consider tools to streamline section 7 consultation on
activities that may result in take that is excepted under this revised
proposed 4(d) rule. We ask the public, particularly Federal and State
agencies and other interested stakeholders that may be affected by the
proposed section 4(d) rule, to provide comments and suggestions
regarding additional guidance and methods that the Service could
provide or use, respectively, to streamline the implementation of this
proposed section 4(d) rule (see Information Requested, above).
References Cited
A complete list of references cited in this document is available
on the internet at https://www.regulations.gov and upon request from
the person listed under FOR FURTHER INFORMATION CONTACT, above.
Authors
The primary authors of this proposed rule are the staff members of
the Fish and Wildlife Service's Species Assessment Team and the
Louisiana, Georgia, and South Carolina Ecological Services Field
Offices.
List of Subjects in 50 CFR Part 17
Endangered and threatened species, Exports, Imports, Plants,
Reporting and recordkeeping requirements, Transportation, Wildlife.
Proposed Regulation Promulgation
Accordingly, we propose to further amend part 17, subchapter B of
chapter I, title 50 of the Code of Federal Regulations, as proposed to
be amended on October 9, 2018, at 83 FR 50560, and October 8, 2020, at
85 FR 63474, as set forth below:
PART 17--ENDANGERED AND THREATENED WILDLIFE AND PLANTS
0
1. The authority citation for part 17 continues to read as follows:
Authority: 16 U.S.C. 1361-1407; 1531-1544; and 4201-4245, unless
otherwise noted.
0
2. Amend Sec. 17.41 by revising paragraph (h) to read as follows:
Sec. 17.41 Special rules--birds.
* * * * *
(h) Red-cockaded woodpecker (Dryobates borealis). (1) Definitions.
For the purposes of this paragraph (h), we define the following terms:
(i) Habitat management activities are activities intended to
maintain or improve the quality and/or quantity of red-cockaded
woodpecker habitat, including, but not limited to, prescribed burning;
using herbicides and equipment to reduce midstory encroachment, thin
overstocked pine stands, promote an open canopy pine system, and
promote herbaceous groundcover; converting planted pines to more fire-
tolerant, site-appropriate native pines found within the associated
native pine, fire-dependent ecosystem; planting and seeding native,
site-appropriate pines and groundcover species; and regenerating areas
of older pine forest to increase and maintain sustainable current and
future habitat for red-cockaded woodpeckers.
(ii) Cavity tree means any tree containing one or more active or
inactive natural or artificial cavities.
(A) An active cavity is a completed natural or artificial cavity or
cavity start exhibiting fresh pine resin associated with red-cockaded
woodpeckers' cavity maintenance, cavity construction, or resin well
excavation.
(B) An inactive cavity is a cavity that is not presently being used
by red-cockaded woodpeckers.
(C) A cavity start is a void formed in the bole of the tree during
the initial stages of cavity excavation and can be active or inactive.
(iii) Cluster means the aggregation of cavity trees within an area
previously or currently used and defended by a single red-cockaded
woodpecker group. A cluster may be active or inactive. A cluster
encompasses the minimum convex polygon containing all of a group's
cavity trees and the 61-meter (200-foot) buffer surrounding that
polygon. The minimum cluster area size is 4.05 hectares (10 acres), as
some clusters may contain only one cavity tree.
(A) An active cluster is defined as a cluster in which one or more
of the cavity trees exhibit fresh resin as a result of red-cockaded
woodpecker activity or in which one or more red-cockaded woodpeckers
are observed.
(B) An inactive cluster is defined as a cluster that is not
currently supporting any red-cockaded woodpeckers and shows no evidence
of red-cockaded woodpecker activity.
(C) A group is a red-cockaded woodpecker social unit, consisting of
a breeding pair with one or more helpers, a breeding pair without
helpers, or a solitary male.
(iv) Foraging habitat is habitat that generally consists of mature
pines with an open canopy, low densities of small pines, a sparse
hardwood and/or pine midstory, few or no overstory hardwoods, and
abundant native bunchgrass and forb groundcovers.
(2) Prohibitions. The following prohibitions in this paragraph
(h)(2) that apply to endangered wildlife also apply to the red-cockaded
woodpecker. Except as provided under paragraphs (h)(3) and (4) of this
section and Sec. Sec. 17.4 and 17.5, it is unlawful for any person
subject to the jurisdiction of the United States to commit, to attempt
to commit, to solicit another to commit, or cause to be committed, any
of the following acts in regard to this species:
(i) Import or export, as set forth at Sec. 17.21(b) for endangered
wildlife.
(ii) Take, as set forth at Sec. 17.21(c)(1) for endangered
wildlife.
[[Page 6130]]
(iii) Possession and other acts with unlawfully taken specimens, as
set forth at Sec. 17.21(d)(1) for endangered wildlife.
(iv) Interstate or foreign commerce in the course of commercial
activity, as set forth at Sec. 17.21(e) for endangered wildlife.
(v) Sale or offer for sale, as set forth at Sec. 17.21(f) for
endangered wildlife.
(3) General exceptions from prohibitions. In regard to this
species, you may:
(i) Conduct activities as authorized by a permit issued under Sec.
17.32, such as permits associated with safe harbor agreements and
habitat conservation plans.
(ii) Take, as set forth at Sec. 17.21(c)(2) through (4) for
endangered wildlife, and Sec. 17.21(c)(6) and (7) for endangered
migratory birds.
(iii) Take, as set forth at Sec. 17.31(b).
(iv) Possess and engage in other acts with unlawfully taken red-
cockaded woodpeckers, as set forth at Sec. 17.21(d)(2) for endangered
wildlife, and Sec. 17.21(d)(3) and (4) for endangered migratory birds.
(4) Exceptions from prohibitions for specific types of incidental
take. The following activities that cause take that is incidental to an
otherwise lawful activity are not in violation of the prohibitions:
(i) Department of Defense (DoD) installations. Red-cockaded
woodpecker habitat management and military training activities on DoD
installations carried out in accordance with a U.S. Fish and Wildlife
Service (Service)-approved integrated natural resources management
plan, provided that the DoD installation reports annually to the
Service regarding their red-cockaded woodpecker populations.
(ii) Federal land management agency properties. Habitat management
activities intended to restore or maintain red-cockaded woodpecker
habitat on Federal land management agency properties, provided that:
(A) The Federal land management agency details these habitat
management activities in a Federal habitat management plan;
(B) The Federal habitat management activities incorporate
appropriate conservation measures to minimize or avoid adverse effects
of these habitat management activities on red-cockaded woodpecker
foraging habitat, on clusters, and on the species' roosting and nesting
behavior to the maximum extent practicable; and
(C) The Federal land management agency reports annually to the
Service regarding their red-cockaded woodpecker populations.
(iii) Privately owned properties. Application of prescribed burns
or herbicides on private lands when compatible with maintaining any
known red-cockaded woodpecker populations, provided that the landowner
or their representative:
(A) Follows applicable best management practices for prescribed
burns and applicable Federal and State laws;
(B) Applies herbicides in a manner consistent with applicable best
management practices and applicable Federal and State laws, including
Environmental Protection Agency label restrictions and herbicide
application guidelines as prescribed by manufacturers; and
(C) Applies prescribed burns and herbicides in a manner that
minimizes or avoids adverse effects to known active clusters and red-
cockaded woodpecker roosting and nesting behavior to the maximum extent
practicable.
(iv) Artificial cavities. Installation, maintenance, and
replacement of artificial cavity inserts and drilled cavities on public
and private lands, provided that:
(A) The individual conducting the installation, maintenance, or
replacement has either:
(1) Held a valid Service permit for that purpose in the past and
has continued to install, maintain, and replace cavities since the
expiration of their permit; or
(2) Completed the following training procedures for the type of
artificial cavity they plan to install, maintain, or replace:
(i) The individual (``apprentice'') has completed a period of
apprenticeship to learn proper installation, maintenance, and
replacement procedures for artificial cavities under the direction of a
person (``trainer'') who has been actively installing, maintaining, and
replacing cavities for at least the past 3 years;
(ii) The apprentice has installed at least 10 drilled cavities or
10 inserts under direct supervision of the trainer; and
(iii) The apprentice has learned the proper maintenance and
inspection procedures for cavities and restrictor plates.
(B) If the individual conducting the installation is an apprentice,
the apprentice's trainer provides a letter to the apprentice and to the
Service red-cockaded woodpecker recovery coordinator that outlines the
training the apprentice received, which will serve as a record of the
apprentice's training.
(C) The individual conducting the installation follows appropriate
guidelines for the installation and use of artificial cavity inserts
and drilled cavities, including, but not limited to:
(1) Monitoring the cavity resource;
(2) Installing and maintaining the recommended number of suitable
cavities in each cluster;
(3) Using the appropriate type of artificial cavity insert and
method of artificial cavity installation;
(4) Installing artificial cavities as close to existing cavity
trees as possible, preferably within 71 meters (200 feet);
(5) Selecting a tree that is of appropriate age or diameter, when
installing a cavity insert;
(6) Selecting the appropriate location for artificial cavity
installation on the tree; and
(7) Protecting red-cockaded woodpeckers from sap leakage by
ensuring that no artificial cavity has resin leaking into the chamber
or entrance tunnel.
Martha Williams,
Principal Deputy Director, Exercising the Delegated Authority of the
Director, U.S. Fish and Wildlife Service.
[FR Doc. 2022-02006 Filed 2-2-22; 8:45 am]
BILLING CODE 4333-15-P