Department Regulatory and Deregulatory Agenda; Semiannual Summary, 5256-5275 [2021-27948]
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Federal Register / Vol. 87, No. 20 / Monday, January 31, 2022 / UA: Reg Flex Agenda
DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I–III
23 CFR Chs. I–III
Purpose
Appendix A—Instructions for Obtaining
Copies of Regulatory Documents
Appendix B—General Rulemaking Contact
Persons
Appendix C—Public Rulemaking Dockets
Appendix D—Review Plans for Section 610
and Other Requirements
SUPPLEMENTARY INFORMATION:
33 CFR Chs. I and IV
Background
46 CFR Chs. I–III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I–VI, and Chs.
X–XII
[DOT–OST–1999–5129]
Department Regulatory and
Deregulatory Agenda; Semiannual
Summary
Office of the Secretary, DOT.
Unified Agenda of Federal
Regulatory and Deregulatory Actions
(Regulatory Agenda).
AGENCY:
ACTION:
The Regulatory Agenda is a
semiannual summary of all current and
projected rulemakings, reviews of
existing regulations, and completed
actions of the Department of
Transportation. The intent of the
Agenda is to provide the public with
information about the Department of
Transportation’s regulatory activity
planned for the next 12 months. It is
expected that this information will
enable the public to participate more
effectively in the Department’s
regulatory process. The public is also
invited to submit comments on any
aspect of this Agenda.
FOR FURTHER INFORMATION CONTACT:
SUMMARY:
General
You should direct all comments and
inquiries on the Agenda in general to
Daniel Cohen, Assistant General
Counsel for Regulation, Office of the
General Counsel, Department of
Transportation, 1200 New Jersey
Avenue SE, Washington, DC 20590;
(202) 366–4702.
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Specific
You should direct all comments and
inquiries on items in the Agenda to the
individual listed for the regulation or
the general rulemaking contact person
for the operating administration in
appendix B.
Table of Contents
Supplementary Information
Background
Significant/Priority Rulemakings
Explanation of Information on the Agenda
Request for Comments
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The U.S. Department of
Transportation (Department or DOT)
issues regulations to ensure that the
United States transportation system is
the safest in the world and address other
urgent challenges facing the Nation,
including the coronavirus disease 2019
(COVID–19) pandemic, job creation,
equity, and climate change. These issues
are addressed, in part, by encouraging
innovation, thereby ensuring that the
Department’s regulations keep pace
with the latest developments and reflect
its top priorities.
To help the Department achieve its
goals and in accordance with Executive
Order (E.O.) 12866, ‘‘Regulatory
Planning and Review,’’ (58 FR 51735;
Oct. 4, 1993), the Department prepares
a semiannual Agenda. The Agenda
summarizes all current and projected
rulemakings, reviews of existing
regulations, and completed actions of
the Department. These are matters on
which action has begun or is projected
to begin during the next 12 months or
for which action has been completed
since the publication of the last Agenda
in July 2021.
The Department’s actions are also
governed by several recent executive
orders issued by the President, which
direct agencies to utilize all available
regulatory tools to address current
national challenges. On January 20,
2021, the President signed Executive
Order 13992, Revocation of Certain
Executive Orders Concerning Federal
Regulation. This Executive Order directs
Federal agencies to promptly take steps
to rescind any orders, rules, regulations,
guidelines, or policies that would
hamper the agencies’ flexibility to use
robust regulatory action to address
national priorities. On January 20, the
President also issued Executive Order
13990, Protecting Public Health and the
Environment and Restoring Science To
Tackle the Climate Crisis. This
Executive Order directs Federal
agencies to review all regulatory actions
issued in the previous Administration
and revise or rescind any of those
actions that do not adequately respond
to climate change, protect the
environment, advance environmental
justice, or improve public health.
Section 2(a)(ii) of Executive Order
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13990 specifically requires the
Department of Transportation to review
‘‘The Safer Affordable Fuel-Efficient
(SAFE) Vehicles Rule Part One: One
National Program,’’ 84 FR 51310
(September 27, 2019) (SAFE I Rule) and
‘‘The Safer Affordable Fuel-Efficient
(SAFE) Vehicles Rule for Model Years
2021–2026 Passenger Cars and Light
Trucks,’’ 85 FR 24174 (April 30, 2020)
(SAFE II Rule).
On July 9, 2021, the President signed
Executive Order 14036, Promoting
Competition in the American Economy.
Among other things, this Executive
Order requires the Department to
enhance consumer access to airline
flight information and ensure that
consumers are not exposed or subject to
advertising, marketing, pricing, and
charging of ancillary fees that may
constitute an unfair or deceptive
practice or an unfair method of
competition. This Executive Order also
requires the Department to: (1) Publish
a notice of proposed rulemaking
(NPRM) requiring airlines to refund
baggage fees when a passenger’s luggage
is substantially delayed and other
ancillary fees when passengers pay for
a service that is not provided; and (2)
consider initiating a rulemaking to
ensure that consumers have ancillary
fee information, including ‘‘baggage
fees,’’ ‘‘change fees,’’ and ‘‘cancellation
fees,’’ at the time of ticket purchase.
On August 5, 2021, the President
signed Executive Order 14037,
Strengthening American Leadership in
Clean Cars and Trucks. This Executive
Order requires that the Department
consider beginning work on a
rulemaking to establish new fuel
economy standards for passenger cars
and light-duty trucks beginning with
model year 2027 and extending through
and including at least model year 2030.
This Executive Order also requires the
Department to consider beginning work
on a rulemaking to establish new fuel
efficiency standards for heavy-duty
pickup trucks and vans beginning with
model year 2028 and extending through
and including at least model year 2030.
Finally, this Executive Order requires
the Department to consider beginning
work on a rulemaking to establish new
fuel efficiency standards for mediumand heavy-duty engines and vehicles to
begin as soon as model year 2030.
In response to Executive Order 13992,
in April 2021, the Department issued a
final rule revising the regulations
governing its regulatory process to
ensure that it has the maximum
flexibility necessary to quickly respond
to the urgent challenges facing our
Nation. Following implementation of
the final rule, in June 2021, the
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Secretary of Transportation signed a
Departmental Order strengthening the
Department’s internal rulemaking
procedures and revitalizing the
partnership between Operating
Administrations and the Office of the
Secretary in promulgating regulations to
better achieve the Department’s goals
and priorities. As part of this critical
overhaul, a Regulatory Leadership
Group was established, led by the
Deputy Secretary of Transportation,
which provides vital legal and policy
guidance on the Department’s regulatory
agenda.
In response to Executive Order 13990,
in May 2021, the Department issued a
notice of proposed rulemaking (NPRM)
proposing to repeal the SAFE I Rule and
associated guidance documents. In
August 2021, the Department issued a
Supplemental Notice of Proposed
Rulemaking inviting comments on the
appropriate path forward regarding civil
penalties imposed for violations of
DOT’s vehicle emissions rules. Finally,
in September 2021, the Department
issued an NPRM proposing more
stringent vehicle emission limits than
those set by the SAFE II Rule.
In response to Executive Orders 14036
and 14037, the Department is
considering the following rulemakings:
(1) Refunding Fees for Delayed Checked
Bags and Ancillary Services That Are
Not Provided; (2) Airline Ticket
Refunds; (3) Amendments to
Department’s Procedures in Regulating
Unfair and Deceptive Practices; and (4)
fuel economy standards for passenger
cars, light-duty trucks, heavy-duty
pickup trucks, and vans.
The Department is also providing
rapid response to, and emergency
review of legal and operational
challenges presented by COVID–19
within the transportation network.
Since the beginning of this
Administration, our efforts have focused
on ensuring compliance with the mask
requirements issued by the Centers for
Disease Control and Prevention and the
Transportation Security Administration.
These requirements help reduce the
spread of the COVID–19 disease within
the transportation sector and among the
traveling public. DOT is also addressing
regulatory compliance made
impracticable by the COVID–19 public
health emergency due to office closures,
personnel shortages, and other
restrictions.
In addition to the pressing national
concerns discussed above, the
Department’s regulatory activities are
directed toward the fundamental
priority of protecting public safety.
Safety is our North Star; the Department
remains focused on managing safety
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risks and ensuring that the United States
has the safest transportation system in
the world. Our planned regulatory
actions reflect a careful balance that
emphasizes the Department’s robust
response to the challenges facing our
Nation while at the same time
maintaining a safe, reliable, and
sustainable transportation system that
boosts our economic productivity and
global competitiveness and enhances
the quality of life for all Americans.
Explanation of Information in the
Agenda
An Office of Management and Budget
memorandum, dated August 16, 2021,
establishes the format for this Agenda.
First, the Agenda is divided by
initiating office. Then, the Agenda is
divided into five categories: (1) Prerule
stage; (2) proposed rule stage; (3) final
rule stage; (4) long-term actions; and (5)
completed actions. For each entry, the
Agenda provides the following
information: (1) Its ‘‘significance’’; (2) a
short, descriptive title; (3) its legal basis;
(4) the related regulatory citation in the
Code of Federal Regulations; (5) any
legal deadline and, if so, for what action
(e.g., NPRM, final rule); (6) an abstract;
(7) a timetable, including the earliest
expected date for when a rulemaking
document may publish; (8) whether the
rulemaking will affect small entities
and/or levels of Government and, if so,
which categories; (9) whether a
Regulatory Flexibility Act (RFA)
analysis is required (for rules that would
have a significant economic impact on
a substantial number of small entities);
(10) a listing of any analyses an office
will prepare or has prepared for the
action (with minor exceptions, DOT
requires an economic analysis for all its
rulemakings); (11) an agency contact
office or official who can provide
further information; (12) a Regulation
Identifier Number (RIN) assigned to
identify an individual rulemaking in the
Agenda and facilitate tracing further
action on the issue; (13) whether the
action is subject to the Unfunded
Mandates Reform Act; (14) whether the
action is subject to the Energy Act; and
(15) whether the action is major under
the congressional review provisions of
the Small Business Regulatory
Enforcement Fairness Act.
To keep the operational requirements,
current for nonsignificant regulations
issued routinely and frequently as a part
of an established body of technical
requirements (such as the Federal
Aviation Administration’s Airspace
Rules), we only include the general
category of the regulations, the identity
of a contact office or official, and an
indication of the expected number of
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regulations; we do not list individual
regulations.
In the ‘‘Timetable’’ column, we use
abbreviations to indicate the documents
being considered. ANPRM stands for
Advance Notice of Proposed
Rulemaking, SNPRM for Supplemental
Notice of Proposed Rulemaking, and
NPRM for Notice of Proposed
Rulemaking. Listing a future date in this
column does not mean we have decided
to issue a document; it is the earliest
date on which a rulemaking document
may publish. In addition, these dates are
based on current schedules. Information
received after the issuance of this
Agenda could result in a decision not to
take regulatory action or in changes to
proposed publication dates. For
example, the need for further evaluation
could result in a later publication date;
evidence of a greater need for the
regulation could result in an earlier
publication date.
Finally, a dot (•) preceding an entry
indicates that the entry appears in the
Agenda for the first time.
The internet is the basic means for
disseminating the Unified Agenda. The
complete Unified Agenda is available
online at www.reginfo.gov in a format
that offers users a greatly enhanced
ability to obtain information from the
Agenda database. However, a portion of
the Agenda is published in the Federal
Register because the Regulatory
Flexibility Act (5 U.S.C. 602) mandates
publication for the regulatory flexibility
agenda.
Accordingly, DOT’s printed Agenda
entries include only:
1. The agency’s Agenda preamble.
2. Rules that are in the agency’s
regulatory flexibility agenda, in
accordance with the Regulatory
Flexibility Act, because they are likely
to have a significant economic impact
on a substantial number of small
entities; and
3. Any rules that the agency has
identified for periodic review under
section 610 of the Regulatory Flexibility
Act.
Printing of these entries is limited to
fields that contain information required
by the Regulatory Flexibility Act’s
Agenda requirements. These elements
are: Sequence Number; Title; Section
610 Review, if applicable; Legal
Authority; Abstract; Timetable;
Regulatory Flexibility Analysis
Required; Agency Contact; and
Regulation Identifier Number (RIN).
Additional information (for detailed list,
see section heading ‘‘Explanation of
Information on the Agenda’’) on these
entries is available in the Unified
Agenda published on the internet.
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Request for Comments
General
DOT’s Agenda is intended primarily
for the use of the public. Since its
inception, the Department has made
modifications and refinements that
provide the public with more helpful
information, as well as making the
Agenda easier to use. We would like
you, the public, to make suggestions or
comments on how the Agenda could be
further improved.
Regulatory Flexibility Act
The Department is interested in
obtaining information on requirements
that have a ‘‘significant economic
impact on a substantial number of small
entities’’ and, therefore, must be
reviewed under the Regulatory
Flexibility Act. If you have any
suggested regulations, please submit
them to the Department, along with
your explanation of why they should be
reviewed.
In accordance with the Regulatory
Flexibility Act, comments are
specifically invited on regulations that
we have targeted for review under
section 610 of the Act. The phrase (sec.
610 Review) appears at the end of the
title for these reviews. Please see
appendix D for the Department’s section
610 review plans.
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Consultation With State, Local, and
Tribal Governments
Executive Orders 13132 and 13175
require the Department to develop a
process to ensure ‘‘meaningful and
timely input’’ by State, local, and tribal
officials in the development of
regulatory policies that have federalism
or tribal implications. These policies are
defined in the Executive orders to
include regulations that have
‘‘substantial direct effects’’ on States or
Indian tribes, on the relationship
between the Federal Government and
them, or on the distribution of power
and responsibilities between the Federal
Government and various levels of
Government or Indian tribes. Therefore,
we encourage State and local
Governments or Indian tribes to provide
us with information about how the
Department’s rulemakings impact them.
Purpose
The Department is publishing this
regulatory Agenda in the Federal
Register to share with interested
members of the public the Department’s
preliminary expectations regarding its
future regulatory actions. This should
enable the public to be more aware of
the Department’s regulatory activity and
should result in more effective public
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participation. This publication in the
Federal Register does not impose any
binding obligation on the Department or
any of the offices within the Department
about any specific item on the Agenda.
Regulatory action, in addition to the
items listed, is not precluded.
Dated: September 13, 2021.
Peter Paul Montgomery Buttigieg,
Secretary of Transportation.
Appendix A—Instructions for
Obtaining Copies of Regulatory
Documents
To obtain a copy of a specific regulatory
document in the Agenda, you should
communicate directly with the contact
person listed with the regulation at the
address below. We note that most, if not all,
such documents, including the Semiannual
Regulatory Agenda, are available through the
internet at https://www.regulations.gov. See
appendix C for more information.
Appendix B—General Rulemaking
Contact Persons
The following is a list of persons who can
be contacted within the Department for
general information concerning the
rulemaking process within the various
operating administrations.
FAA—Timothy R. Adams, Acting
Executive Director, Office of Rulemaking, 800
Independence Avenue SW, Washington, DC
20591; telephone (202) 267–9677.
FHWA—Jennifer Outhouse, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 366–
0761.
FMCSA—Steven J. LaFreniere, Regulatory
Ombudsman, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 366–
0596.
NHTSA—Dee Fujita, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 366–
2992.
FRA—Amanda Maizel, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 493–
8014.
FTA—Chaya Koffman, Office of Chief
Counsel, 1200 New Jersey Avenue E,
Washington, DC 20590; telephone (202) 366–
3101.
GLS—Carrie Mann Lavigne, Chief Counsel,
180 Andrews Street, Massena, NY 13662;
telephone (315) 764–3200.
PHMSA—Robert Ross, Office of Chief
Counsel, 1200 New Jersey Avenue SE,
Washington, DC 20590; telephone (202) 768–
1365.
MARAD—Gabriel Chavez, Office of Chief
Counsel, Maritime Administration, 1200 New
Jersey Avenue SE, Washington, DC 20590;
telephone (202) 366–2621.
OST—Daniel Cohen, Assistant General
Counsel for Regulation, 1200 New Jersey
Avenue SE, Washington, DC 20590;
telephone (202) 366–4723.
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Appendix C—Public Rulemaking
Dockets
All comments submitted via the internet
are submitted through the Federal Docket
Management System (FDMS) at the following
address: https://www.regulations.gov. The
FDMS allows the public to search, view,
download, and comment on all Federal
agency rulemaking documents in one central
online system. The above referenced internet
address also allows the public to sign up to
receive notification when certain documents
are placed in the dockets.
The public also may review regulatory
dockets at or deliver comments on proposed
rulemakings to the Dockets Office at 1200
New Jersey Avenue SE, Room W12–140,
Washington, DC 20590, 1–800–647–5527.
Working Hours: 9:00 a.m. to 5:00 p.m.
Appendix D—Review Plans for Section
610 and Other Requirements
Part I—The Plan
General
The Department of Transportation has long
recognized the importance of regularly
reviewing its existing regulations to
determine whether they need to be revised or
revoked. Our Regulatory Policies and
Procedures require such reviews. DOT also
has responsibilities under section 610 of the
Regulatory Flexibility Act, Executive Order
12866, ‘‘Regulatory Planning and Review,’’
and Executive Order 13563, ‘‘Improving
Regulation and Regulatory Review,’’ 76 FR
3821 (January 18, 2011) to conduct such
reviews. We are committed to continuing our
reviews of existing rules and, if it is needed,
will initiate rulemaking actions based on
these reviews. The Department began a new
10-year review cycle with the Fall 2018
Agenda.
Section 610 Review Plan
Section 610 requires that we conduct
reviews of rules that: (1) Have been
published within the last 10 years; and (2)
have a ‘‘significant economic impact on a
substantial number of small entities’’
(SEISNOSE). It also requires that we publish
in the Federal Register each year a list of any
such rules that we will review during the
next year. The Office of the Secretary and
each of the Department’s Operating
Administrations have a 10-year review plan.
These reviews comply with section 610 of
the Regulatory Flexibility Act.
Changes to the Review Plan
Some reviews may be conducted earlier
than scheduled. For example, events, such as
accidents, may result in the need to conduct
earlier reviews of some rules. Other factors
may also result in the need to make changes;
for example, we may make changes in
response to public comment on this plan or
in response to a presidentially mandated
review. If there is any change to the review
plan, we will note the change in the
following Agenda. For any section 610
review, we will provide the required notice
prior to the review.
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Part II—The Review Process
The Analysis
Generally, the agencies have divided their
rules into 10 different groups and plan to
analyze one group each year. For purposes of
these reviews, a year will coincide with the
fall-to-fall schedule for publication of the
Agenda. Most agencies provide historical
information about the reviews that have
occurred over the past 10 years. Thus, Year
1 (2018) begins in the fall of 2018 and ends
in the fall of 2019; Year 2 (2019) begins in
the fall of 2019 and ends in the fall of 2020,
and so on. The exception to this general rule
is the FAA, which provides information
about the reviews it completed for this year
and prospective information about the
reviews it intends to complete in the next 10
years. Thus, for FAA Year 1 (2017) begins in
the fall of 2017 and ends in the fall of 2018;
Year 2 (2018) begins in the fall of 2018 and
ends in the fall of 2019, and so on. We
request public comment on the timing of the
reviews. For example, is there a reason for
scheduling an analysis and review for a
particular rule earlier than we have? Any
comments concerning the plan or analyses
should be submitted to the regulatory
contacts listed in appendix B, General
Rulemaking Contact Persons.
Section 610 Review
The agency will analyze each of the rules
in each year’s group to determine whether
Year
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
49
14
48
48
14
14
14
14
14
14
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Other Reviews
The agency will also examine the specified
rules to determine whether any other reasons
exist for revising or revoking the rule or for
rewriting the rule in plain language. In each
Fall Agenda, the agency will also publish
information on the results of the
examinations completed during the previous
year.
Part III—List of Pending Section 610
Reviews
The Agenda identifies the pending DOT
section 610 Reviews by inserting ‘‘(Section
610 Review)’’ after the title for the specific
entry. For further information on the pending
reviews, see the Agenda entries at
www.reginfo.gov. For example, to obtain a list
of all entries that are in section 610 Reviews
under the Regulatory Flexibility Act, a user
would select the desired responses on the
search screen (by selecting ‘‘advanced
search’’) and, in effect, generate the desired
‘‘index’’ of reviews.
Office of the Secretary
Section 610 and Other Reviews
Analysis year
parts 91 through 99 ....................................................................................................
parts 200 through 212.
parts 1201 through 1224.
parts 1227 through 1253 and new parts and subparts ..............................................
parts 213 through 232 ................................................................................................
parts 234 through 254 ................................................................................................
parts 255 through 298 and 49 CFR part 40 ...............................................................
parts 300 through 373 ................................................................................................
parts 374 through 398 ................................................................................................
part 399 and 49 CFR parts 1 through 15 ...................................................................
parts 17 through 28 ....................................................................................................
parts 29 through 39 and parts 41 through 89 ............................................................
Year 10 (Fall 2018) List of Rules
Analyzed and Summary of Results
49 CFR part 30—Denial of Public Works
Contracts to Suppliers of Goods and
Services of Countries that Deny
Procurement Market Access to U.S.
Contractors
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In some cases, the section 610 review may be
part of another unrelated review of the rule.
In such a case, we plan to clearly indicate
which parts of the review are being
conducted under section 610.
Regulations to be reviewed
1 ........................
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. OST’s plain
language review of these rules indicates
no need for substantial revision.
49 CFR part 31—Program Fraud Civil
Remedies
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
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any rule has a SEISNOSE and, thus, requires
review in accordance with section 610 of the
Regulatory Flexibility Act. The level of
analysis will, of course, depend on the nature
of the rule and its applicability. Publication
of agencies’ section 610 analyses listed each
fall in this Agenda provides the public with
notice and an opportunity to comment
consistent with the requirements of the
Regulatory Flexibility Act. We request that
public comments be submitted to the
Department early in the analysis year
concerning the small entity impact of the
rules to help us in making our
determinations.
In each Fall Agenda, the agency will
publish the results of the analyses it has
completed during the previous year. For
rules that had a negative finding on
SEISNOSE, we will give a short explanation
(e.g., ‘‘these rules only establish petition
processes that have no cost impact’’ or ‘‘these
rules do not apply to any small entities’’). For
parts, subparts, or other discrete sections of
rules that do have a SEISNOSE, we will
announce that we will be conducting a
formal section 610 review during the
following 12 months. At this stage, DOT will
add an entry to the Agenda in the prerulemaking section describing the review in
more detail. We also will seek public
comment on how best to lessen the impact
of these rules and provide a name or docket
to which public comments can be submitted.
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• General: No changes are needed.
These regulations are cost effective and
impose the least burden. OST’s plain
language review of these rules indicates
no need for substantial revision.
49 CFR part 37—Transportation
Services for Individuals with
Disabilities (ADA)
• The U.S. Department of
Transportation (DOT) Office of the
Secretary (OST), with the assistance of
its Operating Administrations,
including the Federal Transit
Administration (FTA), is in the process
of issuing multiple rulemakings that call
for changes to the regulatory language in
49 CFR part 37. Specifically, OST is
administering a rulemaking titled:
‘‘Transportation for Individuals with
Disabilities; Service Animals and
Technical Corrections’’ (RIN 2105–
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Review year
2018
2019
2019
2020
2021
2022
2023
2024
2025
2026
2027
2020
2021
2022
2023
2024
2025
2026
2027
2028
AF08) which would propose changes to
the definition of ‘‘service animal’’ in 49
CFR part 37.3, and several other
technical corrections to outdated
provisions, such as that referencing a
make and model of a lift that has been
out of production for three decades (49
CFR part 37.165(g)). In addition, OST is
developing a rulemaking titled
‘‘Equitable Access to Transit Facilities’’
(RIN 2105–AF07) in which DOT would
consider requirements for secondary
elevators, induction loops, and
improvements in wayfinding in transit
stations. In conjunction with these
pending rulemakings, DOT will need to
conduct a section 610 review of this
part, and, if appropriate, initiate
additional rulemaking(s) to minimize
the SEISNOSE, bring the regulation into
compliance with statutory requirements,
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and/or revise the regulation for plain
language.
49 CFR part 38—Americans with
Disabilities Act (ADA) Accessibility
Specifications for Transportation
Vehicles
• The U.S. Department of
Transportation (DOT) Office of the
Secretary (OST), with the assistance of
its Operating Administrations,
including the Federal Transit
Administration (FTA), is in the process
of issuing a rulemaking that calls for
changes to the regulatory language in 49
CFR part 38. Specifically, OST is
developing a rulemaking titled:
‘‘Transportation for Individuals with
Disabilities; Adoption of Accessibility
Standards for Buses and Vans’’ (RIN
2105–AF09) in order to consider new
standards for accessible buses and vans
based on updated accessibility
guidelines issued by the U.S. Access
Board (USAB) on December 14, 2016. In
conjunction with this pending
rulemaking, OST will need to conduct
a Section 610 review of this part, and,
if appropriate, initiate additional
rulemaking(s) to minimize the
SEISNOSE, bring the regulation into
compliance with statutory requirements,
and/or revise the regulation for plain
language.
49 CFR part 39—Transportation for
Individuals with Disabilities:
Passenger Vessels
• Section 610: The U.S. Department
of Transportation (DOT) Office of the
Secretary (OST) conducted a Section
610 review of this part and found
SEISNOSE. The regulation requires
owners and operators of passenger
vessels to (1) ensure their vessels and
related facilities are accessible; and (2)
take steps to accommodate passengers
with disabilities. These requirements
can entail significant investments from
owners and operators of passenger
vessels, many of whom qualify as small
businesses as defined by the U.S. Small
Business Administration. OST plans to
explore whether it is appropriate to
initiate a rulemaking to revise this
regulation to minimize the SEISNOSE.
• General: The definition of ‘‘service
animal’’ contained in 49 CFR 39.3 is
inconsistent with the amendments made
by the Department of Justice (DOJ) on
July 23, 2010, (see 28 CFR 35.104 and
35.136), as well as the definition under
DOT’s Air Carrier Access Act
regulations (see 14 CFR 382.3), as
amended on December 10, 2020. The
current requirement under 49 CFR 39.3
defines service animals as ‘‘any guide
dog, signal dog, or other animal
individually trained to work or perform
tasks for an individual with a
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disability.’’ DOJ defines a service animal
in terms of ‘‘any dog that is individually
trained to do work or perform tasks for
the benefit of an individual with a
disability, including a physical, sensory,
psychiatric, intellectual, or other mental
disability’’ (see 28 CFR 35.104)
(emphasis added). And under 28 CFR
35.136(i), reasonable modifications in
policy and practices must be made
where necessary to accommodate
miniature horses as service animals. As
such, failure to update this regulation
will leave the passenger vessel industry
subject to accommodating unusual
service animals, such as reptiles and
primates. On the other hand, updating
the definition of ‘‘service animal’’ under
49 CFR 39.3 will ensure consistency
across Federal regulations, which is
essential to removing the confusion that
results for individuals with service
animals when different standards apply
to different public facilities and modes
of transportation. OST has already
recognized the need to update the
‘‘service animal’’ definition contained in
49 CFR 37.3 for the aforementioned
reasons and is in the process of
developing a rulemaking titled:
‘‘Transportation for Individuals with
Disabilities; Service Animals and
Technical Corrections’’ (RIN 2105–
AF08) in order to make the necessary
change.
In addition, 49 CFR 39.31 addresses
the ability of passenger vessel owners or
operators to limit access to or use of
their vessels because a passenger has a
communicable disease. The regulation
permits owners or operators to limit
access or use where: (1) A U.S. or
international public health authority has
determined that persons with a
particular condition should not be
permitted to travel or should travel only
under specified conditions; or (2) an
individual has a condition that is both
readily transmissible by casual contact
in the context of traveling on or using
a passenger vessel and has serious
health consequences. The regulation
provides examples of conditions that
passengers may have (e.g., a common
cold, HIV/AIDS, SARS, or a norovirus)
and the appropriate actions (if any) that
passenger vessel owners or operators
may take in response. However, the
regulation does not address how
passenger vessel owners or operators
should handle passengers with the
novel Coronavirus Disease 2019
(COVID–19). Given the ubiquity of the
virus and its likely presence and impact
in the future, the regulation should be
revised to expressly address COVID–19
in the example section.
As a result, OST will need to conduct
a rulemaking to bring this regulation
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into compliance with the statutory
requirements and to bring consistency
to the regulatory regime governing
different modes of transportation. OST’s
plain language review of this regulation
indicates no need for substantial
revision.
It is also worth noting that the U.S.
Access Board (USAB) is in the process
of developing guidelines under the
Americans with Disabilities Act (ADA)
for access to ferries, cruise ships,
excursion boats, and other large
passenger vessels. Those guidelines
have not been finalized yet, however,
and OST proposes incorporating only
final guidelines into DOT’s regulations.
49 CFR part 71—Standard Time Zone
Boundaries
• Section 610: OST has reviewed
these regulations and found no
SEISNOSE.
• General: OST has reviewed these
regulations and found that some
nonsubstantive technical corrections are
needed. OST is exploring initiating a
rulemaking to make these corrections.
49 CFR part 79—Medals of Honor
• Section 610: The U.S. Department
of Transportation (DOT) Office of the
Secretary (OST) conducted a Section
610 review of this part and found no
SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. OST’s plain
language review of these rules indicates
no need for substantial revision.
Year 1 (Fall 2018) List of Rules That Are
Under Ongoing Analysis
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: Since the rule was enacted,
the DOT Operating Administrations
have changed. As a result, the agencies
listed at 49 CFR 92.5(g)—Definitions
should be revised to:
(g) DOT operating element (see 49
CFR 1.3) means a DOT Operating
Administration including—
(1) The Office of the Secretary.
(2) Federal Aviation Administration.
(3) Federal Highway Administration.
(4) Federal Railroad Administration.
(5) National Highway Traffic Safety
Administration.
(6) Office of the Inspector General.
(7) St. Lawrence Seaway Development
Corporation.
(8) Maritime Administration.
OST will be conducting a rulemaking
to make these revisions. These
regulations are cost effective and impose
the least burden. OST’s plain language
review of these rules indicates no need
for substantial revision.
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49 CFR part 93—Aircraft Allocation
49 CFR part 98—Enforcement of
Restrictions on Post-Employment
Activities
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: Since the rule was enacted,
the U.S. Department of Transportation’s
organizational structure changed, and as
a result the list of DOT Operating
Administrations (OAs) listed in 49 CFR
98.2 must be updated to reflect the
current listing of DOT OAs. The
following changes are needed in 49 CFR
89.2(a): (1) References to the U.S. Coast
Guard (at 49 CFR 98.2(a)(1)), Urban
Mass Transportation Administration (at
49 CFR 98.2(a)(6), and Research and
Special Programs Administration (at 49
CFR 98.2(a)(8) should be deleted; (2)
reference to the Saint Lawrence Seaway
Development Corporation at 49 CFR
98.2(a)(7) should be changed to the
Great Lakes Saint Lawrence Seaway
Development Corporation; and (3)
references to the Federal Motor Carrier
Safety Administration, Federal Transit
Administration, and Pipeline and
Hazardous Materials Safety
Administration should be added. In
addition, since the rule was enacted, the
title of the Assistant General Counsel for
Environmental, Civil Rights, and
General Law has been updated to the
Assistant General Counsel for General
Law, so the following changes are
needed in 49 CFR 98.3 and 98.4:
References to the Assistant General
Counsel for Environmental, Civil Rights,
and General Law should be updated to
the Assistant General Counsel for
General Law. OST’s plain language
review of these rules indicates no need
for substantial revision.
49 CFR part 99—Employee
Responsibilities and Conduct
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden. OST’s plain
language review of these rules indicates
no need for substantial revision.
14 CFR part 200—Definitions and
Instructions
14 CFR part 201—Air Carrier Authority
under Subtitle VII of Title 49 of the
United States Code [Amended]
14 CFR part 203—Waiver of Warsaw
Convention Liability Limits and
Defenses
14 CFR part 204—Data to Support
Fitness Determinations
14 CFR part 205—Aircraft Accident
Liability Insurance
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14 CFR part 206—Certificates of Public
Convenience and Necessity: Special
Authorizations and Exemptions
14 CFR part 207—Charter Trips by U.S.
Scheduled Air Carriers
14 CFR part 208—Charter Trips by U.S.
Charter Air Carriers
14 CFR part 211—Applications for
Permits to Foreign Air Carriers
14 CFR part 212—Charter Rules for U.S.
and Foreign Direct Air Carriers
48 CFR part 1201—Federal Acquisition
Regulations System
48 CFR part 1202—Definitions of Words
and Terms
48 CFR part 1203—Improper Business
Practices and Personal Conflicts of
Interest
48 CFR part 1204—Administrative
Matters
48 CFR part 1205—Publicizing Contract
Actions
48 CFR part 1206—Competition
Requirements
48 CFR part 1207—Acquisition
Planning
48 CFR part 1208–1210—[Reserved]
48 CFR part 1211—Describing Agency
Needs
48 CFR part 1213—Simplified
Acquisition Procedures
48 CFR part 1214—Sealed Bidding
48 CFR part 1215—Contracting by
Negotiation
48 CFR part 1216—Types of Contracts
48 CFR part 1217—Special Contracting
Methods
48 CFR part 1219—Small Business
Programs
48 CFR part 1222—Application of Labor
Laws to Government Acquisitions
48 CFR part 1223—Environment, Energy
and Water Efficiency, Renewable
Energy Technologies, Occupational
Safety, and Drug-Free Workplace
48 CFR part 1224—Protection of Privacy
and Freedom of Information
Year 2 (Fall 2019) List of Rules
Analyzed and Summary of Results
48 CFR parts 1227 through 1253 and
new parts and subparts
48 CFR part 1227—Patents, Data, and
Copyrights
48 CFR part 1228—Bonds and Insurance
48 CFR part 1231—Contract Costs
Principles and Procedures
48 CFR part 1232—Contract Financing
48 CFR part 1233—Protests, Disputes,
and Appeals
48 CFR part 1235—Research and
Development Contracting
48 CFR part 1236—Construction and
Architect-Engineer Contracts
48 CFR part 1237—Service Contracting
48 CFR part 1239—Acquisition of
Information Technology
48 CFR part 1242—Contract
Administration and Audit Services
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5261
48 CFR part 1245—Government
Contracting
48 CFR part 1246—Quality Assurance
48 CFR part 1247—Transportation
48 CFR part 1252—Solicitation
Provisions and Contract Clauses
48 CFR part 1253—Forms
DOT has determined that updates
need to be made to the regulations
identified under Year 2. The regulations
will be updated as part of RIN 2105–
AE26 (Revisions to the Transportation
Acquisition Regulations).
Year 3 (Fall 2020) List of Rules
Analyzed and Summary of Results
14 CFR parts 213 through 232
14 CFR 213—Terms, Conditions and
Limitations of Foreign Air Carrier
Permits
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
14 CFR 214—Terms, Conditions, and
Limitations for Foreign Air Carrier
Permits Authorizing Charter
Transportation Only
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
14 CFR 215—Use and Change of Names
of Air Carriers, Foreign Air Carriers
and Commuter Air Carriers
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
14 CFR 216—Commingling of Blind
Sector Traffic by Foreign Air Carriers
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
14 CFR 218—Lease by Foreign Air
Carrier or Other Foreign Person of
Aircraft with Crew
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
14 CFR 221—TARIFFS
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
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• General: OST reviewed and has
found that a non-substantive technical
correction is necessary and will explore
options to make this correction.
14 CFR 222—Intermodal Cargo Services
by Foreign Air Carriers
• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
14 CFR 223—Free and Reduced-Rate
Transportation
Year
Federal Aviation Administration
Section 610 and Other Reviews
The Federal Aviation Administration
(FAA) has elected to use the two-step,
two-year process used by most
Department of Transportation (DOT)
modes in past plans. As such, the FAA
has divided its rules into 10 groups as
displayed in the table below. During the
14
14
14
14
14
14
14
14
14
14
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
parts
Analysis year
141 through 147 and parts 170 through 187 ....................................................
189 through 198 and parts 1 through 16 ..........................................................
17 through 33 ....................................................................................................
34 through 39 and parts 400 through 405 ........................................................
43 through 49 and parts 406 through 415 ........................................................
60 through 77 ....................................................................................................
91 through 107 ..................................................................................................
417 through 460 ................................................................................................
119 through 129 and parts 150 through 156 ....................................................
133 through 139 and parts 157 through 169 ....................................................
Defining SEISNOSE for FAA
Regulations
amendment performed as required by
the RFA.
The RFA does not define ‘‘significant
economic impact.’’ Therefore, there is
no clear rule or number to determine
when a significant economic impact
occurs. However, the Small Business
Administration (SBA) states that
significance should be determined by
considering the size of the business, the
size of the competitor’s business and the
impact the same regulation has on larger
competitors.
Likewise, the RFA does not define
‘‘substantial number.’’ However, the
legislative history of the RFA suggests
that a substantial number must be at
least one but does not need to be an
overwhelming percentage such as more
than half. The SBA states that the
substantiality of the number of small
businesses affected should be
determined on an industry-specific
basis.
This analysis consisted of the
following three steps:
1. Review of the number of small
entities affected by the amendments to
parts 141 through 147 and parts 170
through 187.
2. Identification and analysis of all
amendments to parts 141 through 147
and parts 170 through 187 since July
2010 to determine whether any still
have or now have a SEISNOSE.
3. Review of the FAA’s regulatory
flexibility assessment of each
Year 2 (Fall 2021) List of Rules
Analyzed
14 CFR part 1—Definitions and
abbreviations
14 CFR part 3—General requirements
14 CFR part 11—General rulemaking
procedures
14 CFR part 13—Investigative and
enforcement procedures
14 CFR part 14—Rules implementing
the Equal Access to Justice Act of
1980
14 CFR part 15—Administrative claims
under Federal Tort Claims Act
14 CFR part 16—Rules of practice for
Federally-assisted airport enforcement
proceedings
14 CFR part 189—Use of Federal
Aviation Administration
communications system
14 CFR part 193—Protection of
voluntarily submitted information
14 CFR part 198—Aviation insurance
VerDate Sep<11>2014
first year (the ‘‘analysis year’’), all rules
published during the previous 10 years
within a 10% block of the regulations
will be analyzed to identify those with
a significant economic impact on a
substantial number of small entities
(SEISNOSE). During the second year
(the ‘‘review year’’), each rule identified
in the analysis year as having a
SEISNOSE will be reviewed in
accordance with section 610 (b) to
determine if it should be continued
without change or changed to minimize
impact on small entities. Results of
those reviews will be published in the
DOT Semiannual Regulatory Agenda.
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
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• Section 610: OST conducted a
Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
These regulations are cost effective and
impose the least burden.
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Year 1 (Fall 2020) List of Rules
Analyzed and Summary of Results
14 CFR part 141—Pilot Schools
14 CFR part 142—Training Centers
14 CFR part 143—Reserved
14 CFR part 144—Does not exist
14 CFR part 145—Repair Stations
14 CFR part 146—Does not exist
14 CFR part 147—Aviation Maintenance
Technician Schools
14 CFR part 170—Establishment and
Discontinuance Criteria for Air Traffic
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2020
2021
2022
2023
2024
2025
2026
2027
2028
2029
Review year
2021
2022
2023
2024
2025
2026
2027
2028
2029
2030
Control Services and Navigational
Facilities
14 CFR part 171—Non-Federal
Navigation Facilities
14 CFR part 172—through 182 Does not
exist
14 CFR part 183—Representatives of the
Administrator
14 CFR part 184—Does not exist
Year 1 (2020) List of Rules Analyzed
and Summary of Results
14 CFR part 141—Pilot Schools
• Section 610: The agency conducted
a Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
14 CFR part 142—Training Centers
• Section 610: The agency conducted
a Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
14 CFR part 145—Repair Stations
• Section 610: The agency conducted
a Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
14 CFR part 147—Aviation Maintenance
Technician Schools
• Section 610: The agency conducted
a Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
14 CFR part 170—Establishment and
Discontinuance Criteria for Air Traffic
Control Services and Navigational
Facilities
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• Section 610: The agency conducted
a Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
14 CFR part 171—Non-Federal
Navigational Facilities
• Section 610: The agency conducted
a Section 610 review of this part and
found no amendments to 14 CFR 185
since July 2010. Thus, no SEISNOSE
exists in this part.
• General: No changes are needed.
found no amendments to 14 CFR 185
since July 2010. Thus, no SEISNOSE
exists in this part.
• General: No changes are needed.
14 CFR part 187—Fees
• Section 610: The agency conducted
a section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
Federal Highway Administration
Section 610 and Other Reviews
Year
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
None .........................................................................................................................................
23 CFR parts 1 to 260 ..............................................................................................................
23 CFR parts 420 to 470 ..........................................................................................................
23 CFR part 500 .......................................................................................................................
23 CFR parts 620 to 637 ..........................................................................................................
23 CFR parts 645 to 669 ..........................................................................................................
23 CFR parts 710 to 924 ..........................................................................................................
23 CFR parts 940 to 973 ..........................................................................................................
23 CFR parts 1200 to 1252 ......................................................................................................
New parts and subparts ...........................................................................................................
Federal-Aid Highway Program
The Federal Highway Administration
(FHWA) has adopted regulations in title
23 of the CFR, chapter I, related to the
Federal-Aid Highway Program. These
regulations implement and carry out the
provisions of Federal law relating to the
administration of Federal aid for
highways. The primary law authorizing
Federal aid for highways is chapter I of
title 23 of the U.S.C. 145, which
expressly provides for a federally
assisted State program. For this reason,
the regulations adopted by the FHWA in
title 23 of the CFR primarily relate to the
requirements that States must meet to
receive Federal funds for construction
and other work related to highways.
Because the regulations in title 23
primarily relate to States, which are not
defined as small entities under the
Regulatory Flexibility Act, the FHWA
believes that its regulations in title 23
do not have a significant economic
impact on a substantial number of small
entities. The FHWA solicits public
Year
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14 CFR part 183—Representatives of the
Administrator
• Section 610: The agency conducted
a Section 610 review of this part and
found no SEISNOSE.
• General: No changes are needed.
14 CFR part 185—Testimony by
Employees and Production of Records
in Legal Proceedings, and Service of
Legal Process and Pleadings
• Section 610: The agency conducted
a section 610 review of this part and
comment on this preliminary
conclusion.
Year 3 (Fall 2020) List of Rules
Analyzed and a Summary of the Results
23 CFR part 420—Planning and research
program administration
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed for
purposes of the Regulatory Flexibility
Act. FHWA’s plain language review of
the regulations indicates no need for
substantial revision.
23 CFR part 450—Planning assistance
and standards
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed for
purposes of the Regulatory Flexibility
Act. FHWA is proposing to revise
aspects of the Part 450 regulations under
RIN 2125–AF98 and RIN 2125–AG09.
FHWA’s plain language review of the
regulations indicates no need for
substantial revision.
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
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2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed for
purposes of the Regulatory Flexibility
Act. FHWA’s plain language review of
the regulations indicates no need for
substantial revision.
23 CFR part 470—Highway systems
• Section 610: No SEISNOSE. No
small entities are affected.
• General: No changes are needed for
purposes of the Regulatory Flexibility
Act. FHWA’s plain language review of
the regulations indicates no need for
substantial revision.
Year 4 (Fall 2021) List of Rules That
Will Be Analyzed During the Next Year
23 CFR part 500—Management and
Monitoring Systems
Federal Motor Carrier Safety
Administration
Section 610 and Other Reviews
Analysis year
part 386 .......................................................................................................................
part 385 .......................................................................................................................
parts 382 and 383 .......................................................................................................
part 380 .......................................................................................................................
part 387 .......................................................................................................................
part 398 .......................................................................................................................
part 392 .......................................................................................................................
part 375 .......................................................................................................................
part 367 .......................................................................................................................
part 395 .......................................................................................................................
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Review year
23 CFR part 460—Public road mileage
for apportionment of highway safety
funds
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
VerDate Sep<11>2014
Analysis year
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2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
Review year
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
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Year 2 (2019) List of Rules With
Ongoing Analysis
49 CFR part 386—Rules of Practice for
Motor Carrier, Intermodal Equipment
Provider, Broker, Freight Forwarder,
and Hazardous Materials Proceedings
• Section 610: FMCSA analyzed 49
CFR part 386 and found no SEISNOSE.
49 CFR part 386 is a permissive set of
rules that establish procedures for
respondents, petitioners, and others
seeking relief from a determination of
non-compliance with Federal Motor
Carrier Safety Regulations or Hazardous
Materials Regulations. The rule also
provides recourse for commercial
drivers to report employer harassment
or coercion to violate rules.
• General: There is no need for
substantial revision. These regulations
provide necessary/clear guidance to
industry and drivers. The regulations
are written consistent with plain
language guidelines, are cost effective,
and impose the least economic burden
to industry.
49 CFR part 385—Safety Fitness
Procedures
• Section 610: FMCSA analyzed 49
CFR part 385 and found no SEISNOSE.
49 CFR part 385 provides guidance on
safety fitness procedures including
monitoring, new entrants, intermodal
equipment, and hazardous materials
safety permits. The rule addresses safety
initiatives whose cost are required by 49
Year
49
23
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Year 3 (2021) List of Rules That Will Be
Analyzed During the Next Year
49 CFR part 380—Special Training
Requirements
National Highway Traffic Safety
Administration
Section 610 and Other Reviews
Analysis year
571.223 through 571.500, and parts 575 and 579 .....................................................
part 1300 .....................................................................................................................
parts 501 through 526 and 571.213 ...........................................................................
571.131, 571.217, 571.220, 571.221, and 571.222 ...................................................
571.101 through 571.110, and 571.135, 571.136, 571.138 and 571.139 .................
571.141, and 49 CFR parts 529 through 578, except parts 571 and 575 .................
571.111 through 571.129 and parts 580 through 588 ...............................................
571.201 through 571.212 ............................................................................................
571.214 through 571.219, except 571.217 .................................................................
parts 591 through 595 and new parts and subparts ..................................................
Years 1 Through 3 (Fall 2019–2021) List
of Rules With Ongoing Analysis
khammond on DSKJM1Z7X2PROD with PROPOSALS4
Year 3 (2020) List of Rules With
Ongoing Analysis
49 CFR part 382—Controlled Substances
and Alcohol Use and Testing
• Section 610: FMCSA analyzed 49
CFR part 382 but found no SEIOSNOSE.
49 CFR part 382 requires carriers to
establish a drug and alcohol program.
Primary costs are fees to participate in
a drug and alcohol consortium that
facilitates drug and alcohol testing.
Ancillary costs include a loss of
productivity due to employees taking
time away from their primary
responsibilities to take periodic drug
and alcohol tests and receive education
on controlled substances. The rule also
drives modest record keeping and drug
and alcohol clearing house access costs.
• General: There is no need for
substantial revision. These regulations
provide necessary/clear guidance to
industry employers and drivers. The
regulations are written consistent with
plain language guidelines, are cost
effective, and impose the least economic
burden to the industry.
49 CFR part 383—Commercial Driver’s
License Standards; Requirements and
Penalties
• Section 610: FMCSA analyzed 49
CFR part 383 and found no SEISNOSE.
49 CFR part 383 establishes minimum
standards for employers to comply with
regulations that ensure drivers are
qualified to operate a commercial motor
vehicle (CMV) and retain only one CMV
license. The rule also communicates the
circumstances that disqualify a CMV
driver. The rule presents minimal costs
to small carriers. Most of these costs are
beyond the Agency’s discretion as they
are predominately mandated by statute
and represent sound business practices
in support of driver safety.
• General: There is no need for
substantial revision as these regulations
provide necessary guidance to the
industry. The regulations are written
consistent with plain language
guidelines and impose the least
economic burden to carriers.
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
49 CFR part 571.213—Child Restraint
Systems
49 CFR part 571.223—Rear Impact
Guards
49 CFR part 571.224—Rear Impact
Protection
49 CFR part 571.225—Child Restraint
Anchorage Systems
49 CFR part 571.226—Ejection
Mitigation
49 CFR part 571.301—Fuel System
Integrity
49 CFR part 571.302—Flammability of
Interior Materials
VerDate Sep<11>2014
CFR parts 360, 367, 387, and 390. These
rules do not result in a SEISNOSE,
because they do not introduce new costs
to small carriers.
• General: There is no need for
substantial revision as these regulations
provide necessary guidance to the
industry. The regulations are written
consistent with plain language
guidelines and impose the least
economic burden to industry.
18:29 Jan 28, 2022
Jkt 256001
49 CFR part 571.303—Fuel System
Integrity of Compressed Natural Gas
Vehicles
49 CFR part 571.304—Compressed
Natural Gas Fuel Container Integrity
49 CFR part 571.305—Electric-Powered
Vehicles: Electrolyte Spillage and
Electrical Shock Protection
49 CFR part 571.401—Interior Trunk
Release
49 CFR part 571.403—Platform Lift
Systems for Motor Vehicles
49 CFR part 571.404—Platform Lift
Installations in Motor Vehicles
49 CFR part 571.500—Low-Speed
Vehicles
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2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
Review year
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
49 CFR part 501—Organization and
Delegation of Powers and Duties
49 CFR part 509—OMB Control
Numbers for Information Collection
Requirements
49 CFR part 510—Information Gathering
Powers
49 CFR part 511—Adjudicative
Procedures
49 CFR part 512—Confidential Business
Information
49 CFR part 520—Procedures for
Considering Environmental Impacts
49 CFR part 523—Vehicle Classification
49 CFR part 525—Exemptions from
Average Fuel Economy Standards
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49 CFR part 526—Petitions and Plans
for Relief under the Automobile Fuel
Efficiency Act of 1980
49 CFR part 575—Consumer
Information
49 CFR part 579—Reporting of
Information and Communications
About Potential Defects
23 CFR part 1200—Uniform Procedures
for State Highway Safety Grant
Programs
Year
khammond on DSKJM1Z7X2PROD with PROPOSALS4
Year 4 (Fall 2022) List of Rules That
Will Be Analyzed During Next Year
49 CFR part 571.131—School Bus
Pedestrian Safety Devices
49 CFR part 571.217—Bus Emergency
Exits and Window Retention and
Release
49 CFR part 571.220—School Bus
Rollover Protection
49 CFR part 571.221—School Bus Body
Joint Strength
49 CFR part 571.222—School Bus
Passenger Seating and Crash
Protection
Federal Railroad Administration
Section 610 and Other Reviews
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
parts
parts
parts
parts
parts
parts
parts
parts
parts
parts
200,
211,
216,
221,
227,
232,
237,
242,
261,
269,
207,
212,
217,
222,
228,
233,
238,
243,
262,
270,
18:29 Jan 28, 2022
Jkt 256001
Analysis year
209, and 210 .....................................................................................
213, 214, and 215 .............................................................................
218, 219, and 220 .............................................................................
223, 224, and 225 .............................................................................
229, 230, and 231 .............................................................................
234, 235, and 236 .............................................................................
249, 240, and 241 .............................................................................
244, 250, and 256 .............................................................................
264, 266, and 268 .............................................................................
and 272 .............................................................................................
Year 3 (Fall 2020) List of Rules
Analyzed and a Summary of Results
49 CFR part 216—Special Notice and
Emergency Order Procedures:
Railroad Track, Locomotive and
Equipment
• Section 610: There is no SEISNOSE.
• General: Part 216 provides safety
and security for railroad employees and
the public through special notices for
repairs of railroad freight car,
locomotive, passenger equipment, and
track class, as well as for the issuance
and review of emergency orders for
removing dangerously substandard track
from service. FRA’s plain language
review of this rule indicates no need for
substantial revision.
49 CFR part 217—Railroad Operating
Rules
• Section 610: There is no SEISNOSE.
D General: No changes are needed.
These regulations are cost effective and
impose the least burden. FRA’s plain
language review of this rule indicates no
need for substantial revision.
49 CFR part 218—Railroad Operating
Practices
D Section 610: There is no
SEIOSNOSE.
D General: The rule prescribes
minimum requirements for railroad
operating rules and practices. No
changes are needed. FRA’s plain
language review of this rule indicates no
need for substantial revision.
49 CFR part 219—Control of Alcohol
and Drug Use
D Section 610: There is no SEISNOSE.
D General: No changes are needed.
This rule is cost effective and imposes
the least burden. FRA’s plain language
VerDate Sep<11>2014
23 CFR part 1300—Uniform Procedures
for State Highway Safety Grant
Programs
review of this rule indicates no need for
substantial revision.
49 CFR part 220—Railroad
Communications
D Section 610: This rule has
significant economic impacts on a
substantial number of small entities.
However, the actual burden on most of
these railroads varies because of their
different operating characteristics.
Entities that are not subject to this rule
include railroads that do not operate on
the general railroad system of
transportation. The communication
requirements of this rule have been
designed to minimize the impact on
small railroads. For instance, while
large railroads are required to have a
working radio and wireless
communication redundancy in every
train, small railroads are only required
to comply with this standard for trains
used to transport passengers. As part of
the rulemaking process, FRA conducted
a review of the impact that this
rulemaking could have on small
businesses and whether any
opportunities may exist to reduce the
burdens on small railroads without
compromising safety. FRA’s plain
language review of this rule indicates no
need for substantial revision.
D General: The rule prescribes
minimum requirements governing the
use of wireless communications in
connection with railroad operations.
Uniform standard communications
procedures and requirements
throughout the railroad industry are
necessary to ensure the protection and
safety of railroad employees and the
public, and to minimize potential
casualties.
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Review year
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
Year 4 (Fall 2021) List of Rules(s) That
Will Be Analyzed During This Year
49 CFR part 221—Rear End Marking
Device—Passenger, Commuter and
Freight Trains
49 CFR part 222—Use of Locomotive
Horns at Public Highway-Rail Grade
Crossings
49 CFR part 223—Safety Glazing
Standards—Locomotives, Passenger
Cars and Cabooses
49 CFR part 224—Reflectorization of
Rail Freight Rolling Stock
49 CFR part 225—Rail Accidents/
Incidents: Reports Classification, and
Investigations
Federal Transit Administration
Section 610 and Other Reviews
The Regulatory Flexibility Act of 1980
(RFA), as amended (sections 601
through 612 of title 5, United States
Code), requires Federal regulatory
agencies to analyze all proposed and
final rules to determine their economic
impact on small entities, which include
small businesses, organizations, and
governmental jurisdictions. Section 610
requires government agencies to
periodically review all regulations that
will have a significant economic impact
on a substantial number of small entities
(SEISNOSE).
In complying with this section, the
Federal Transit Administration (FTA)
has elected to use the two-step, two-year
process used by most Department of
Transportation (DOT) modes. As such,
FTA has divided its rules into 10 groups
as displayed in the table below. During
the analysis year, the listed rules will be
analyzed to identify those with a
SEISNOSE. During the review year, each
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rule identified in the analysis year as
having a SEISNOSE will be reviewed in
Year
without change or changed to minimize
the impact on small entities.
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
Analysis year
parts 604, 605, and 624 .............................................................................................
parts 609 and 640 .......................................................................................................
part 633 .......................................................................................................................
part 611 .......................................................................................................................
part 655 .......................................................................................................................
parts 602 and 614 .......................................................................................................
parts 661 and 663 .......................................................................................................
parts 625, 630, and 665 .............................................................................................
parts 613, 622, 670 and 674 ......................................................................................
parts 650, 672 and 673 ..............................................................................................
Year 3 (2020) List of Rules Analyzed
and Summary of Results
49 CFR part 633—Project Management
Oversight
• Section 610: FTA conducted a
Section 610 review of 49 CFR part 633
and determined that it would not result
in a SEISNOSE within the meaning of
the RFA. The regulation implements
statutorily required procedures for
project management oversight of major
capital public transportation projects.
• General: No changes are needed.
FTA amended the Project Management
Oversight regulation in 2020 (85 FR
59672) to make it consistent with
statutory changes and to modify the
scope and applicability of project
management oversight. FTA estimated
the costs and projected benefits of the
rule and determined that it would result
Maritime Administration
Section 610 and Other Reviews
46 CFR parts 201 through 205, 46 CFR parts 315 through 340, 46 CFR part 345 through
347, and 46 CFR parts 381 and 382.
46 CFR parts 221 through 232 ................................................................................................
46 CFR parts 249 through 296 ................................................................................................
46 CFR parts 221, 298, 308, and 309 .....................................................................................
46 CFR parts 307 through 309 ................................................................................................
46 CFR part 310 .......................................................................................................................
46 CFR parts 315 through 340 ................................................................................................
46 CFR parts 345 through 381 ................................................................................................
46 CFR parts 382 through 389 ................................................................................................
46 CFR parts 390 through 393 ................................................................................................
VerDate Sep<11>2014
18:29 Jan 28, 2022
Jkt 256001
Analysis year
46 CFR part 326—Marine Protection and
Indemnity Insurance Under
Agreements with Agents
46 CFR part 327—Seamen’s Claims;
Administrative Action and Litigation
46 CFR part 328—Slop Chests
46 CFR part 329—Voyage Data
46 CFR part 330—Launch Services
46 CFR part 332—Repatriation of
Seamen
46 CFR part 335—Authority and
Responsibility of General Agents to
Undertake Emergency Repairs in
Foreign Ports
46 CFR part 336—Authority and
Responsibility of General Agents to
Undertake in Continental United
States Ports Voyage Repairs and
Service Equipment of Vessels
Operated for the Account of The
National Shipping Authority Under
General Agency Agreement
46 CFR part 337—General Agent’s
Responsibility in Connection with
Foreign Repair Custom’s Entries
46 CFR part 338—Procedure for
Accomplishment of Vessel Repairs
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2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
49 CFR part 611—Major Capital
Investment Projects
1 ........................
46 CFR part 201—Rules of Practice and
Procedure
46 CFR part 202—Procedures relating to
review by Secretary of Transportation
of actions by Maritime Subsidy Board
46 CFR part 203—Procedures relating to
conduct of certain hearings under the
Merchant Marine Act, 1936, as
amended
46 CFR part 205—Audit Appeals; Policy
and Procedure
46 CFR part 315—Agency Agreements
and Appointment of Agents
46 CFR part 317—Bonding of Ship’s
Personnel
46 CFR part 324—Procedural Rules for
Financial Transactions Under Agency
Agreements
46 CFR part 325—Procedure to Be
Followed by General Agents in
Preparation of Invoices and Payment
of Compensation Pursuant to
Provisions of NSA Order No. 47
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
Year 4 (2021) List of Rules To Be
Analyzed This Year
Regulations to be reviewed
Year 1 (2018) List of Rules With
Ongoing Analysis
Review year
in an overall burden reduction by
reducing recipients’ labor hours for
oversight procedures.
Year
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
khammond on DSKJM1Z7X2PROD with PROPOSALS4
accordance with section 610(b) to
determine if it should be continued
Review year
2018
2019
2019
2020
2021
2022
2023
2024
2025
2026
2027
2020
2021
2022
2023
2024
2025
2026
2027
2028
Under National Shipping Authority
Master Lump Sum Repair Contract—
NSA-Lumpsumrep
46 CFR part 339—Procedure for
Accomplishment of Ship Repairs
Under National Shipping Authority
Individual Contract for Minor
Repairs—NSA-Workmanship
46 CFR part 340—Priority Use and
Allocation of Shipping Services,
Containers and Chassis, and Port
Facilities and Services for National
Security and National Defense Related
Operations
46 CFR part 345—Restrictions Upon the
Transfer or Change in Use or In Terms
Governing Utilization of Port
Facilities
46 CFR part 346—Federal Port
Controllers
46 CFR part 347—Operating Contract
46 CFR part 381—Cargo Preference—
U.S.-Flag Vessels
46 CFR part 382—Determination of Fair
and Reasonable Rates for the Carriage
of Bulk and Packaged Preference
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Cargoes on U.S.-Flag Commercial
Vessels
Year 1 (2018) List of Rules Analyzed
and a Summary of Results
46 CFR part 204—Claims against the
Maritime Administration under the
Federal Tort Claims Act
• Section 610: There is no
SEIOSNOSE.
• General: The purpose of this rule is
to prescribe the requirements and
procedures for administrative claims
against the United States involving the
Maritime Administration under the
Federal Tort Claims Act. The agency has
determined that the rule is cost-effective
and imposes the least possible burden
on small entities. MARAD’s plain
language review of this rule indicates no
need of substantial revision.
Year 2 (2019) List of Rules Analyzed
and a Summary of Results
46 CFR part 221 Regulated Transactions
Involving Documented Vessels and
Other Maritime Interests
• Section 610: There is no
SEIOSNOSE.
Year
49
49
49
49
49
49
49
49
49
49
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
CFR
• Section 610: There is no
SEIOSNOSE.
• General: The purpose of this rule is
to govern practice and procedure to all
participants in financial assistance
programs administered by the Maritime
Administration. The agency has
determined that the rule is cost-effective
and imposes the least possible burden
on small entities. MARAD’s plain
language review of this rule indicates no
need of substantial revision.
46 CFR part 249—Approval of
Underwriters for Marine Hull
Insurance
46 CFR part 272—Requirements and
Procedures for Conducting Condition
Surveys and Administering
Maintenance and Repair Subsidy
46 CFR part 277—Domestic and Foreign
Trade; Interpretations
46 CFR part 287—Establishment of
Construction Reserve Funds
46 CFR part 289—Insurance of
Construction-Differential Subsidy
Vessels, Operating-Differential
Subsidy Vessels and of Vessels Sold
or Adjusted Under the Merchant Ship
Sales Act of 1946
46 CFR part 295—Maritime Security
Program
46 CFR part 296—Maritime Security
Program
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
Section 610 and Other Reviews
Analysis year
part 178 .......................................................................................................................
parts 178 through 180 ................................................................................................
parts 172 and 175 .......................................................................................................
part 171, sections 171.15 and 171.16 ........................................................................
parts 106, 107, 171, 190, and 195 .............................................................................
parts 174, 177, and 199 .............................................................................................
parts 176, 191 and 192 ..............................................................................................
parts 172 and 178 .......................................................................................................
parts 172, 173, 174, 176, 177, and 193 .....................................................................
parts 173 and 194 .......................................................................................................
Year 3 (Fall 2021) List of Rules
Analyzed and a Summary of Results
49 CFR part 172—Hazardous Materials
Table, Special Provisions, Hazardous
Materials Communications,
Emergency Response Information,
Training Requirements, and Security
Plans
49 CFR part 175—Carriage by Aircraft
khammond on DSKJM1Z7X2PROD with PROPOSALS12
46 CFR 232 Uniform Financial
Reporting Requirements
Year 3 (2020) List of Rules That Will Be
Analyzed During the Year
Regulations to be reviewed
1 ........................
2 ........................
3 ........................
4 ........................
5 ........................
6 ........................
7 ........................
8 ........................
9 ........................
10 ......................
• Section 610: PHMSA conducted a
review of these parts and found no
SEISNOSE.
• General: PHMSA has reviewed
these parts and found that while these
parts do not have SEISNOSE, they could
be revised to reflect new technologies
and updated to reflect current practices.
Therefore, PHMSA has initiated
rulemakings to revise portions of parts
172 and 175. Otherwise, PHMSA’s plain
language review of these parts indicates
no need for substantial revision. Where
confusing or ambiguous language has
been identified, PHMSA plans to
VerDate Sep<11>2014
• General: The purpose of this rule is
to govern practice and procedure in
regulating interest in or control of
Documented Vessels owned by Citizens
of the United States to Noncitizens and
transactions involving certain maritime
interests in time of war or national
emergency. The agency has determined
that the rule is cost-effective and
imposes the least possible burden on
small entities. MARAD’s plain language
review of this rule indicates no need of
substantial revision.
18:29 Jan 28, 2022
Jkt 256001
propose or finalize revisions by way of
rulemakings.
As an example, the ‘‘Hazardous
Materials: Advancing Safety of Modal
Specific Provisions’’ (2137–AF41)
rulemaking action is part of PHMSA’s
response to clarify current regulatory
requirements and address public
comments. This rulemaking also
proposes to address a variety of
petitions for rulemaking, specific to
modal stakeholders, and other issues
identified by PHMSA during its
regulatory review. The impact that the
2137–AF41 rulemaking will have on
small entities is not expected to be
significant. The rulemaking is based on
PHMSA’s initiatives and
correspondence with the regulated
community, as well as PHMSA’s
consultation with its modal partners,
including FMCSA, FRA, and the United
States Coast Guard (USCG). The
proposed amendments are expected to
result in an overall net cost savings and
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2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
Review year
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
ease the regulatory compliance burden
for small entities, shippers, carriers,
manufacturers, and requalifiers,
specifically those modal-specific
packaging and requalification
requirements. This rulemaking is one
example of PHMSA’s review of
rulemakings which ensures that our
rules do not have a significant economic
impact on a substantial number of small
entities.
For a second example, the
‘‘Hazardous Materials: Harmonization
With International Standards’’ (2137–
AF46) rulemaking action is part of
PHMSA’s ongoing biennial process to
harmonize the Hazardous Materials
Regulations (HMR) with international
regulations and standards. Federal law
and policy strongly favor the
harmonization of domestic and
international standards for hazardous
materials transportation. The Federal
hazardous materials transportation law
(Federal hazmat law; 49 U.S.C. 5101 et
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seq.) directs PHMSA to participate in
relevant international standard-setting
bodies and promotes consistency of the
HMR with international transport
standards to the extent practicable.
Federal hazardous materials law permits
PHMSA to depart from international
standards where appropriate, including
to promote safety or other overriding
public interests. However, Federal
hazardous materials law otherwise
encourages domestic and international
harmonization (see 49 U.S.C. 5120).
Harmonization facilitates international
trade by minimizing the costs and other
burdens of complying with multiple or
inconsistent safety requirements for
transportation of hazardous materials.
Safety is enhanced by creating a
uniform framework for compliance, and
as the volume of hazardous materials
transported in international commerce
continues to grow, harmonization
becomes increasingly important. The
impact that the 2137–AF46 rulemaking
will have on small entities is not
expected to be significant. The
rulemaking will clarify provisions based
on PHMSA’s initiatives and
correspondence with the regulated
community and domestic and
international stakeholders, which helps
promote safety through increased
regulatory compliance. The changes are
generally intended to provide relief and,
as a result, positive economic benefits to
shippers, carriers, and packaging
manufacturers and testers, including
small entities. This rulemaking is
expected to lead to both economic and
safety benefits. The amendments are
expected to result in net benefits for
shippers engaged in domestic and
international commerce, including
trans-border shipments within North
America. Additionally, the effective
changes of this rulemaking will relieve
U.S. companies, including small entities
competing in foreign markets, from the
burden of complying with a dual system
of regulations. This rulemaking is a
second example of PHMSA’s review of
rulemakings which helps ensure that
the HMR do not have a significant
economic impact on a substantial
number of small entities.
Year 4 (Fall 2022) List of Rules That
Will Be Analyzed During the Next Year
49 CFR part 171—Sections 171.15 and
171.16—Incident Reporting
Great Lakes Saint Lawrence Seaway
Development Corporation
Section 610 and Other Reviews
Year
Regulations to be reviewed
Analysis year
1 ........................
* 33 CFR parts 401 through 403 ..............................................................................................
2018
Review year
2019
* The review for these regulations is recurring each year of the 10-year review cycle (currently 2018 through 2027).
Year 1 (Fall 2018) List of Rules That
Will Be Analyzed During the Next Year
33 CFR part 401—Seaway Regulations
and Rules
33 CFR part 402—Tariff of Tolls
33 CFR part 403—Rules of Procedure of
the Joint Tolls Review Board
OFFICE OF THE SECRETARY—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
337 ....................
+ Enhancing Transparency of Airline Ancillary Service Fees (Reg Plan Seq No. 131) .................................
2105–AF10
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this issue of the Federal Register.
OFFICE OF THE SECRETARY—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
338 ....................
+ Air Transportation Consumer Protection Requirements for Ticket Agents (Section 610 Review) .............
2105–AE57
+ DOT-designated significant regulation.
FEDERAL AVIATION ADMINISTRATION—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
339 ....................
+ Drug and Alcohol Testing of Certain Maintenance Provider Employees Located Outside of the United
States.
2120–AK09
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+ DOT-designated significant regulation.
FEDERAL AVIATION ADMINISTRATION—FINAL RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
340 ....................
341 ....................
+ Airport Safety Management System .............................................................................................................
+ Registration and Marking Requirements for Small Unmanned Aircraft (Reg Plan Seq No. 132) ...............
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this issue of the Federal Register.
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FEDERAL AVIATION ADMINISTRATION—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
342 ....................
343 ....................
+ Regulation Of Flight Operations Conducted By Alaska Guide Pilots ...........................................................
+ Applying the Flight, Duty, and Rest Requirements to Ferry Flights that Follow Commuter or On-Demand
Operations (FAA Reauthorization).
+ Aircraft Registration and Airmen Certification Fees ......................................................................................
+ Helicopter Air Ambulance Pilot Training and Operational Requirements (HAA II) (FAA Reauthorization) ..
Requirements to File Notice of Construction of Meteorological Evaluation Towers and Other Renewable
Energy Projects (Section 610 Review).
344 ....................
345 ....................
346 ....................
2120–AJ78
2120–AK26
2120–AK37
2120–AK57
2120–AK77
+ DOT-designated significant regulation.
FEDERAL AVIATION ADMINISTRATION—COMPLETED ACTIONS
Regulation
Identifier No.
Sequence No.
Title
347 ....................
+ Pilot Records Database (HR 5900) ...............................................................................................................
2120–AK31
+ DOT-designated significant regulation.
FEDERAL HIGHWAY ADMINISTRATION—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
348 ....................
Incorporating Safety Into Federal-aid Programs and Projects (Section 610 Review) ...................................
2125–AG08
FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
349 ....................
+ Safety Monitoring System and Compliance Initiative for Mexico-Domiciled Motor Carriers Operating in
the United States.
2126–AA35
+ DOT-designated significant regulation.
FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION—COMPLETED ACTIONS
Regulation
Identifier No.
Sequence No.
Title
350 ....................
Controlled Substances and Alcohol Testing: State Driver’s Licensing Agency Downgrade of Commercial
Driver’s License (Completion of a Section 610 Review).
2126–AC11
FEDERAL RAILROAD ADMINISTRATION—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
351 ....................
+ Train Crew Staffing (Reg Plan Seq No. 139) ..............................................................................................
2130–AC88
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this issue of the Federal Register.
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SAINT LAWRENCE SEAWAY DEVELOPMENT CORPORATION—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
352 ....................
Seaway Regulations and Rules: Periodic Update, Various Categories (Rulemaking Resulting From a
Section 610 Review).
Tariff of Tolls (Rulemaking Resulting From a Section 610 Review) ..........................................................
353 ....................
2135–AA51
2135–AA52
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION—PROPOSED RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
354 ....................
+ Pipeline Safety: Gas Pipeline Leak Detection and Repair ...........................................................................
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PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION—PROPOSED RULE STAGE—Continued
Regulation
Identifier No.
Sequence No.
Title
355 ....................
+ Pipeline Safety: Safety of Gas Distribution Pipelines ...................................................................................
2137–AF53
+ DOT-designated significant regulation.
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION—FINAL RULE STAGE
Regulation
Identifier No.
Sequence No.
Title
356 ....................
+ Pipeline Safety: Amendments to Parts 192 and 195 to require Valve installation and Minimum Rupture
Detection Standards.
+ Hazardous Materials: Enhanced Safety Provisions for Lithium Batteries Transported by Aircraft (FAA
Reauthorization Act of 2018).
357 ....................
2137–AF06
2137–AF20
+ DOT-designated significant regulation.
PIPELINE AND HAZARDOUS MATERIALS SAFETY ADMINISTRATION—LONG-TERM ACTIONS
Regulation
Identifier No.
Sequence No.
Title
358 ....................
+ Pipeline Safety: Pipeline Operational Status ................................................................................................
2137–AF52
+ DOT-designated significant regulation.
DEPARTMENT OF TRANSPORTATION
(DOT)
Office of the Secretary (OST)
Proposed Rule Stage
337. • +Enhancing Transparency of
Airline Ancillary Service Fees
Regulatory Plan: This entry is Seq.
No. 131 in part II of this issue of the
Federal Register.
RIN: 2105–AF10
DEPARTMENT OF TRANSPORTATION
(DOT)
known as Airline Pricing Transparency
and Other Consumer Protection Issues,
(2105–AE11) have been separated into
this proceeding.
Timetable: Next Action
Undetermined.
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Blane A. Workie,
Assistant General Counsel, Department
of Transportation, Office of the
Secretary, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
9342, Fax: 202 366–7153, Email:
blane.workie@ost.dot.gov.
RIN: 2105–AE57
Office of the Secretary (OST)
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Long-Term Actions
338. +Air Transportation Consumer
Protection Requirements for Ticket
Agents (Section 610 Review)
Legal Authority: 49 U.S.C. 41712;
FAA Reauthorization Act of 2018, sec.
427
Abstract: This rulemaking would
address a number of proposals to
enhance protections for air travelers and
to improve the air travel environment.
Specifically, this rulemaking would
enhance airline passenger protections
by addressing whether to codify in
regulation a definition of the term
‘‘ticket agent.’’ The rulemaking would
also consider whether to require large
travel agents to adopt minimum
customer service standards and prohibit
the unfair and deceptive practice of
post-purchase price increases. These
issues, previously part of a rulemaking
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DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Aviation Administration (FAA)
Proposed Rule Stage
339. +Drug and Alcohol Testing of
Certain Maintenance Provider
Employees Located Outside of the
United States
Legal Authority: 14 CFR; 49 U.S.C.
106(g); 49 U.S.C. 40113; 49 U.S.C.
44701; 49 U.S.C. 44702; 49 U.S.C.
44707; 49 U.S.C. 44709; 49 U.S.C. 44717
Abstract: This rulemaking would
require controlled substance testing of
some employees working in repair
stations located outside the United
States. The intended effect is to increase
participation by companies outside of
the United States in testing of
employees who perform safety critical
functions and testing standards similar
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to those used in the repair stations
located in the United States. This action
is necessary to increase the level of
safety of the flying public. This
rulemaking is a statutory mandate under
section 308(d) of the FAA
Modernization and Reform Act of 2012
(Pub. L. 112–95).
Timetable:
Action
ANPRM ...............
Comment Period
Extended.
ANPRM Comment
Period End.
Comment Period
End.
NPRM ..................
Date
03/17/14
05/01/14
FR Cite
79 FR 14621
79 FR 24631
05/16/14
07/17/14
07/00/22
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Julia Brady, Program
Analyst, Program Policy Branch,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–8083, Email:
julia.brady@faa.gov.
RIN: 2120–AK09
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Federal Register / Vol. 87, No. 20 / Monday, January 31, 2022 / UA: Reg Flex Agenda
DEPARTMENT OF TRANSPORTATION
(DOT)
RIN: 2120–AK82
Federal Aviation Administration (FAA)
Final Rule Stage
DEPARTMENT OF TRANSPORTATION
(DOT)
340. +Airport Safety Management
System
Federal Aviation Administration (FAA)
Legal Authority: 49 U.S.C. 44706; 49
U.S.C. 106(g); 49 U.S.C. 40113; 49
U.S.C. 44701 to 44706; 49 U.S.C. 44709;
49 U.S.C. 44719
Abstract: This rulemaking would
require certain airport certificate holders
to develop, implement, maintain, and
adhere to a safety management system
(SMS) for its aviation related activities.
An SMS is a formalized approach to
managing safety by developing an
organization-wide safety policy,
developing formal methods of
identifying hazards, analyzing and
mitigating risk, developing methods for
ensuring continuous safety
improvement, and creating
organization-wide safety promotion
strategies.
Timetable:
Action
Date
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NPRM ..................
NPRM Comment
Period Extended.
NPRM Comment
Period End.
End of Extended
Comment Period.
Second Extension
of Comment
Period.
End of Second
Extended Comment Period.
Second NPRM ....
Second NPRM
Comment Period End.
Analyzing Comments.
Final Rule ............
10/07/10
12/10/10
FR Cite
75 FR 62008
75 FR 76928
01/05/11
03/07/11
03/07/11
76 FR 12300
07/05/11
07/14/16
09/12/16
81 FR 45871
12/00/21
01/00/22
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: James Schroeder,
Office of Airport Safety and Standards,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–4974, Email:
james.schroeder@faa.gov.
RIN: 2120–AJ38
Long-Term Actions
342. +Regulation of Flight Operations
Conducted by Alaska Guide Pilots
Legal Authority: 49 U.S.C. 106(g) ; 49
U.S.C. 1153; 49 U.S.C. 1155; 49 U.S.C.
40101 to 40103; 49 U.S.C. 40113; 49
U.S.C. 40120; 49 U.S.C. 44101; 49 U.S.C.
44105 to 44016; 49 U.S.C. 44111; 49
U.S.C. 44701 to 44717; 49 U.S.C. 44722;
49 U.S.C. 44901; 49 U.S.C. 44903 to
44904; 49 U.S.C. 44906; 49 U.S.C.
44912; 49 U.S.C. 44914; 49 U.S.C.
44936; 49 U.S.C. 44938; 49 U.S.C.
46103; 49 U.S.C. 46105; 49 U.S.C.
46306; 49 U.S.C. 46315 to 46316; 49
U.S.C. 46504; 49 U.S.C. 46506 to 46507;
49 U.S.C. 47122; 49 U.S.C. 47508; 49
U.S.C. 47528 to 47531; Articles 12 and
29 of 61 Statue 1180; Pub. L. 106–181,
sec. 732
Abstract: The rulemaking would
establish regulations concerning Alaska
guide pilot operations. The rulemaking
would implement Congressional
legislation and establish additional
safety requirements for the conduct of
these operations. The intended effect of
this rulemaking is to enhance the level
of safety for persons and property
transported in Alaska guide pilot
operations. In addition, the rulemaking
would add a general provision
applicable to pilots operating under the
general operating and flight rules
concerning falsification, reproduction,
and alteration of applications, logbooks,
reports, or records. This rulemaking is a
statutory mandate under section 732 of
the Wendell H. Ford Aviation
Investment and Reform Act for the 21st
Century (Pub. L. 106–181).
Timetable: Next Action
Undetermined.
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Jeff Smith,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20785, Phone: 202 365–3617,
Email:jeffrey.smith@faa.gov.
RIN: 2120–AJ78
341. +Registration and Marking
Requirements for Small Unmanned
Aircraft
343. +Applying the Flight, Duty, and
Rest Requirements to Ferry Flights That
Follow Commuter or On-Demand
Operations (FAA Reauthorization)
Regulatory Plan: This entry is Seq.
No. 132 in part II of this issue of the
Federal Register.
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 106(g); 49 U.S.C. 1153; 49 U.S.C.
40101; 49 U.S.C. 40102; 49 U.S.C.
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5271
40103; 49 U.S.C. 40113; 49 U.S.C.
41706; 49 U.S.C. 44105; 49 U.S.C.
44106; 49 U.S.C. 44111; 49 U.S.C. 44701
to 44717; 49 U.S.C. 44722; 49 U.S.C.
44901; 49 U.S.C. 44903; 49 U.S.C.
44904; 49 U.S.C. 44906; 49 U.S.C.
44912; 49 U.S.C. 44914; 49 U.S.C.
44936; 49 U.S.C. 44938; 49 U.S.C. 45101
to 45105; 49 U.S.C. 46103
Abstract: This rulemaking would
require a flightcrew member who is
employed by an air carrier conducting
operations under part 135, and who
accepts an additional assignment for
flying under part 91 from the air carrier
or from any other air carrier conducting
operations under part 121 or 135, to
apply the period of the additional
assignment toward any limitation
applicable to the flightcrew member
relating to duty periods or flight times
under part 135.
Timetable:
Action
ANPRM ...............
Date
FR Cite
11/00/22
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Chester Piolunek,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–3711, Email:
chester.piolunek@faa.gov.
RIN: 2120–AK26
344. +Aircraft Registration and Airmen
Certification Fees
Legal Authority: 31 U.S.C. 9701; 4
U.S.C. 1830; 49 U.S.C. 106(f); 49 U.S.C.
106(g); 49 U.S.C. 106(l)(6); 49 U.S.C.
40104; 49 U.S.C. 40105; 49 U.S.C.
40109; 49 U.S.C. 40113; 49 U.S.C.
40114; 49 U.S.C. 44101 to 44108; 49
U.S.C. 44110 to 44113; 49 U.S.C. 44701
to 44704; 49 U.S.C. 44707; 49 U.S.C.
44709 to 44711; 49 U.S.C. 44713; 49
U.S.C. 45102; 49 U.S.C. 45103; 49 U.S.C.
45301; 49 U.S.C. 45302; 49 U.S.C.
45305; 49 U.S.C. 46104; 49 U.S.C.
46301; Pub. L. 108–297, 118 Stat. 1095
Abstract: This rulemaking would
establish fees for airman certificates,
medical certificates, and provision of
legal opinions pertaining to aircraft
registration or recordation. This
rulemaking also would revise existing
fees for aircraft registration, recording of
security interests in aircraft or aircraft
parts, and replacement of an airman
certificate. This rulemaking addresses
provisions of the FAA Modernization
and Reform Act of 2012. This
rulemaking is intended to recover the
estimated costs of the various services
and activities for which fees would be
established or revised.
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Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/22
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Isra Raza,
Department of Transportation, Federal
Aviation Administration, 800
Independence Avenue SW, Washington,
DC 20591, Phone: 202 267–8994, Email:
isra.raza@faa.gov.
RIN: 2120–AK37
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345. +Helicopter Air Ambulance Pilot
Training and Operational
Requirements (HAA II) (FAA
Reauthorization)
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 106(g); 49 U.S.C. 40113; 49
U.S.C. 41706; 49 U.S.C. 44701; 49 U.S.C.
44702; 49 U.S.C. 44705; 49 U.S.C.
44709; 49 U.S.C. 44711 to 44713; 49
U.S.C. 44715 to 44717; 49 U.S.C. 44722;
49 U.S.C. 44730; 49 U.S.C. 45101 to
45105
Abstract: This rulemaking would
develop training requirements for crew
resource management, flight risk
evaluation, and operational control of
the pilot in command, as well as to
develop standards for the use of flight
simulation training devices and lineoriented flight training. Additionally, it
would establish requirements for the
use of safety equipment for flight
crewmembers and flight nurses. These
changes will aide in the increase in
aviation safety and increase
survivability in the event of an accident.
Without these changes, the Helicopter
Air Ambulance industry may continue
to see the unacceptable high rate of
aircraft accidents. This rulemaking is a
statutory mandate under section 306(e)
of the FAA Modernization and Reform
Act of 2012 (Pub. L. 112–95).
Timetable: Next Action
Undetermined.
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Chris Holliday,
Department of Transportation, Federal
Aviation Administration, 801
Pennsylvania Avenue NW, Washington,
DC 20024, Phone: 202 267–4552, Email:
chris.holliday@faa.gov.
RIN: 2120–AK57
346. Requirements To File Notice of
Construction of Meteorological
Evaluation Towers and Other
Renewable Energy Projects (Section 610
Review)
Legal Authority: 49 U.S.C. 40103
Abstract: This rulemaking would add
specific requirements for proponents
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who wish to construct meteorological
evaluation towers at a height of 50 feet
above ground level (AGL) up to 200 feet
AGL to file notice of construction with
the FAA. This rule also requires
sponsors of wind turbines to provide
certain specific data when filing notice
of construction with the FAA. This
rulemaking is a statutory mandate under
section 2110 of the FAA Extension,
Safety, and Security Act of 2016 (Pub.
L. 114–190).
Timetable:
Action
Date
NPRM ..................
FR Cite
12/00/22
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Sheri Edgett–Baron,
Air Traffic Service, Department of
Transportation, Federal Aviation
Administration, 800 Independence
Avenue SW, Washington, DC 20591,
Phone: 202 267–9354, Email:
sheri.edgett-baron@faa.gov.
RIN: 2120–AK77
Action
NPRM Comment
Period End.
NPRM Comment
Period End.
Final Rule ............
Correction ............
Final Rule Effective.
Date
FR Cite
06/29/20
06/29/20
06/10/21
06/17/21
08/09/21
86 FR 31006
86 FR 32185
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Christopher Morris,
Department of Transportation, Federal
Aviation Administration, 6500 S
MacArthur Boulevard, Oklahoma City,
OK 73169, Phone: 405 954–4646, Email:
christopher.morris@faa.gov.
RIN: 2120–AK31
BILLING CODE 4910–13–P
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Highway Administration
(FHWA)
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Aviation Administration (FAA)
Completed Actions
347. +Pilot Records Database (HR 5900)
Legal Authority: 49 U.S.C. 106(f); 49
U.S.C. 106(g); 49 U.S.C. 1155; 49 U.S.C.
40103; 49 U.S.C. 40113; 49 U.S.C.
40119; 49 U.S.C. 40120; 49 U.S.C.
41706; 49 U.S.C. 44101; 49 U.S.C.
44111; 49 U.S.C. 44701 to 44705; 49
U.S.C. 44709 to 44713; 49 U.S.C. 44715
to 44717; 49 U.S.C. 44722; 49 U.S.C.
45101 to 45105; 49 U.S.C. 46105; 49
U.S.C. 46306; 49 U.S.C. 46315; 49 U.S.C.
46316; 49 U.S.C. 46504; 49 U.S.C.
46507; 49 U.S.C. 47122; 49 U.S.C.
47508; 49 U.S.C. 47528 to 47531
Abstract: This rulemaking would
implement a Pilot Records Database as
required by Public Law 111–216 (Aug.
1, 2010). Section 203 amends the Pilot
Records Improvement Act by requiring
the FAA to create a pilot records
database that contains various types of
pilot records. These records would be
provided by the FAA, air carriers, and
other persons who employ pilots, and
used by potential employers prior to
making hiring decisions. The FAA must
maintain these records until it receives
notice that a pilot is deceased.
Timetable:
Action
Date
NPRM ..................
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Proposed Rule Stage
348. • Incorporating Safety Into
Federal-Aid Programs and Projects
(Section 610 Review)
Legal Authority: 23 U.S.C. 109
Abstract: This rulemaking would
establish new FHWA regulations to
require safety integration across all
Federal-aid highway programs and
necessary mitigation on some or all
Federal-aid highway projects. The new
regulations would assist State agencies
in making meaningful safety
investments to save lives and reduce
injuries on the Nation’s highways.
Timetable:
Action
NPRM ..................
Date
FR Cite
05/00/22
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Phillip Bobitz,
Department of Transportation, Federal
Highway Administration, 1200 New
Jersey Avenue SE, Washington, DC
20590, Phone: 717–221–4574, Email:
phillip.bobitz@dot.gov.
RIN: 2125–AG08
BILLING CODE 4910–22–P
FR Cite
85 FR 17660
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DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Motor Carrier Safety
Administration (FMCSA)
Long-Term Actions
349. +Safety Monitoring System and
Compliance Initiative for MexicoDomiciled Motor Carriers Operating in
the United States
Legal Authority: Pub. L. 107–87, sec.
350; 49 U.S.C. 113; 49 U.S.C. 31136; 49
U.S.C. 31144; 49 U.S.C. 31502; 49 U.S.C.
504; 49 U.S.C. 5113; 49 U.S.C.
521(b)(5)(A)
Abstract: This rule would implement
a safety monitoring system and
compliance initiative designed to
evaluate the continuing safety fitness of
all Mexico-domiciled carriers within 18
months after receiving a provisional
Certificate of Registration or provisional
authority to operate in the United
States. It also would establish
suspension and revocation procedures
for provisional Certificates of
Registration and operating authority,
and incorporate criteria to be used by
FMCSA in evaluating whether Mexicodomiciled carriers exercise basic safety
management controls. The interim rule
included requirements that were not
proposed in the NPRM, but which are
necessary to comply with the FY–2002
DOT Appropriations Act. On January
16, 2003, the Ninth Circuit Court of
Appeals remanded this rule, along with
two other NAFTA-related rules, to the
agency, requiring a full environmental
impact statement and an analysis
required by the Clean Air Act. On June
7, 2004, the Supreme Court reversed the
Ninth Circuit and remanded the case,
holding that FMCSA is not required to
prepare the environmental documents.
FMCSA originally planned to publish a
final rule by November 28, 2003.
khammond on DSKJM1Z7X2PROD with PROPOSALS12
Action
Date
NPRM ..................
NPRM Comment
Period End.
Interim Final Rule
Interim Final Rule
Comment Period End.
Interim Final Rule
Effective.
Notice of Intent to
Prepare an EIS.
EIS Public
Scoping Meetings.
Next Action Undetermined.
FR Cite
05/03/01
07/02/01
66 FR 22415
03/19/02
04/18/02
67 FR 12758
05/03/02
08/26/03
68 FR 51322
10/08/03
68 FR 58162
18:29 Jan 28, 2022
DEPARTMENT OF TRANSPORTATION
(DOT)
Federal Motor Carrier Safety
Administration (FMCSA)
Completed Actions
Jkt 256001
Action
Final Rule; Correction.
Final Rule Effective.
Date
10/29/21
FR Cite
86 FR 59871
11/08/21
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Gian Marshall,
Management and Program Analyst,
Department of Transportation, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366–
0928, Email: gian.marshall@dot.gov.
RIN: 2126–AC11
350. Controlled Substances and Alcohol
Testing: State Driver’s Licensing
Agency Downgrade of Commercial
Driver’s License (Completion of a
Section 610 Review)
BILLING CODE 4910–EX–P
Legal Authority: 49 U.S.C. 31136(a);
49 U.S.C. 31305(a)
Abstract: FMCSA is amending its
regulations to establish requirements for
State Driver’s Licensing Agencies
(SDLAs) to access and use information
obtained through the Drug and Alcohol
Clearinghouse (DACH or
Clearinghouse), an FMCSAadministered database containing
driver-specific controlled substance
(drug) and alcohol records. SDLAs must
not issue, renew, upgrade, or transfer a
commercial driver’s license (CDL), or
commercial learner’s permit (CLP), as
applicable, for any individual
prohibited under FMCSA’s regulations
from performing safety-sensitive
functions, including driving a
commercial motor vehicle (CMV), due
to one or more drug and alcohol
program violations.
Further, SDLAs must remove the CLP
or CDL privilege from the driver’s
license of an individual subject to the
CMV driving prohibition, which would
result in a downgrade of the license
until the driver complies with return-toduty (RTD) requirements. This rule also
requires States receiving Motor Carrier
Safety Assistance Program (MCSAP)
grant funds to adopt a compatible CMV
driving prohibition applicable to CLP
and CDL holders who violate FMCSA’s
drug and alcohol program requirements,
and makes clarifying and conforming
changes to current regulations. The final
rule will help keep unsafe drivers off
the road by increasing compliance with
the CMV driving prohibition.
Timetable:
Federal Railroad Administration (FRA)
Action
Regulatory Flexibility Analysis
Required: Yes.
VerDate Sep<11>2014
Agency Contact: Sarah Stella,
Division Chief, Department of
Transportation, Federal Motor Carrier
Safety Administration, 1200 New Jersey
Avenue SE, Washington, DC 20590,
Phone: 202 493–0192, Email:
sarah.stella@dot.gov.
RIN: 2126–AA35
Date
NPRM ..................
Final Rule ............
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FR Cite
85 FR 23670
86 FR 55718
DEPARTMENT OF TRANSPORTATION
(DOT)
Proposed Rule Stage
351. +Train Crew Staffing
Regulatory Plan: This entry is Seq.
No. 139 in part II of this issue of the
Federal Register.
RIN: 2130–AC88
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
(DOT)
Saint Lawrence Seaway Development
Corporation (SLSDC)
Proposed Rule Stage
352. • Seaway Regulations and Rules:
Periodic Update, Various Categories
(Rulemaking Resulting From a Section
610 Review)
Legal Authority: 33 U.S.C. 981 et seq.
Abstract: The Great Lakes St.
Lawrence Seaway Development
Corporation (GLS) and the St. Lawrence
Seaway Management Corporation
(SLSMC) of Canada, under international
agreement, jointly publish and presently
administer the St. Lawrence Seaway
Regulations and Rules (Practices and
Procedures in Canada) in their
respective jurisdictions. Under
agreement with the SLSMC, the GLS is
amending the joint regulations by
updating the Regulations and Rules in
various categories.
Timetable:
Action
NPRM ..................
Date
FR Cite
11/00/21
Regulatory Flexibility Analysis
Required: No.
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Agency Contact: Michal Chwedczuk,
Department of Transportation, Saint
Lawrence Seaway Development
Corporation, 1200 New Jersey Avenue
SE, Washington, DC 20590, Phone: 202
366–0091, Email: michal.chwedczuk@
dot.gov.
RIN: 2135–AA51
353. • Tariff Of Tolls (Rulemaking
Resulting From a Section 610 Review)
Legal Authority: 33 U.S.C. 981 et seq.
Abstract: The Great Lakes St.
Lawrence Seaway Development
Corporation (GLS) and the St. Lawrence
Seaway Management Corporation
(SLSMC) of Canada, under international
agreement, jointly publish and presently
administer the St. Lawrence Seaway
Tariff of Tolls in their respective
jurisdictions. The Tariff sets forth the
level of tolls assessed on all
commodities and vessels transiting the
facilities operated by the GLS and the
SLSMC.
Timetable:
Action
Date
NPRM ..................
FR Cite
Date
NPRM ..................
05/00/22
355. +Pipeline Safety: Safety of Gas
Distribution Pipelines
Legal Authority: 49 U.S.C. 60101 et
seq.
Abstract: This rulemaking would
amend the pipeline safety regulations to
enhance the safety requirements for gas
distribution pipelines. The proposed
rule is necessary to respond to several
mandates from title II of the Protecting
our Infrastructure of Pipelines and
Enhancing Safety Act of 2020 (PIPES
Act of 2020).
Timetable:
Action
BILLING CODE 4910–61–P
FR Cite
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Sayler Palabrica,
Department of Transportation, Pipeline
and Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue SE, District of Columbia, DC
20590, Phone: 202–366–0559, Email:
sayler.palabrica@dot.gov.
RIN: 2137–AF51
11/00/21
Regulatory Flexibility Analysis
Required: No.
Agency Contact: Michal Chwedczuk,
Department of Transportation, Saint
Lawrence Seaway Development
Corporation, 1200 New Jersey Avenue
SE, Washington, DC 20590, Phone: 202
366–0091, Email: michal.chwedczuk@
dot.gov.
RIN: 2135–AA52
khammond on DSKJM1Z7X2PROD with PROPOSALS12
Action
Date
NPRM ..................
FR Cite
07/00/22
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Ashlin Bollacker,
Technical Writer, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue SE, Washington DC,
DC 20590, Phone: 202–366–4203, Email:
ashlin.bollacker@dot.gov.
RIN: 2137–AF53
DEPARTMENT OF TRANSPORTATION
(DOT)
DEPARTMENT OF TRANSPORTATION
(DOT)
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
Proposed Rule Stage
Final Rule Stage
354. +Pipeline Safety: Gas Pipeline
Leak Detection and Repair
356. +Pipeline Safety: Amendments to
Parts 192 and 195 To Require Valve
Installation and Minimum Rupture
Detection Standards
Legal Authority: 49 U.S.C. 60101 et
seq.
Abstract: This rulemaking action
would revise the Pipeline Safety
Regulations applicable to most newly
constructed and entirely replaced
onshore natural gas transmission and
hazardous liquid pipelines to improve
rupture mitigation and shorten pipeline
segment isolation times. The rulemaking
action would define ‘‘notification of
potential rupture’’ and outline certain
Legal Authority: 49 U.S.C. 60101 et
seq.
Abstract: This rulemaking would
amend the pipeline safety regulations to
enhance requirements for detecting and
repairing leaks on new and existing
natural gas distribution, gas
transmission, and gas gathering
pipelines. The proposed rule is
necessary to respond to a mandate from
section 113 of the Protecting our
Infrastructure of Pipelines and
Enhancing Safety Act of 2020.
Timetable:
VerDate Sep<11>2014
18:29 Jan 28, 2022
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Fmt 4701
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performance standards related to
rupture identification and pipeline
segment isolation. This rulemaking
action also would require specific valve
maintenance and inspection
requirements, and 9–1–1 notification
requirements to help operators achieve
better rupture response and mitigation.
Timetable:
Action
NPRM ..................
NPRM Comment
Period End.
Final Rule ............
Date
02/06/20
04/06/20
FR Cite
85 FR 7162
02/00/22
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Robert Jagger,
Technical Writer, Department of
Transportation, Pipeline and Hazardous
Materials Safety Administration, 1200
New Jersey Avenue, Washington, DC
20590, Phone: 202–366–4595, Email:
robert.jagger@dot.gov.
RIN: 2137–AF06
357. +Hazardous Materials: Enhanced
Safety Provisions for Lithium Batteries
Transported by Aircraft (FAA
Reauthorization Act of 2018)
Legal Authority: 49 U.S.C. 44701; 49
U.S.C. 5103(b); 49 U.S.C. 5120(b)
Abstract: This rulemaking amends the
Hazardous Materials Regulations (HMR)
to (1) prohibit the transport of lithium
ion cells and batteries as cargo on
passenger aircraft; (2) require all lithium
ion cells and batteries to be shipped at
not more than a 30 percent state of
charge on cargo-only aircraft; and (3)
limit the use of alternative provisions
for small lithium cell or battery to one
package per consignment. The
amendments do not restrict passengers
or crew members from bringing personal
items or electronic devices containing
lithium cells or batteries aboard aircraft,
or restrict the air transport of lithium
ion cells or batteries when packed with
or contained in equipment. To
accommodate persons in areas
potentially not serviced daily by cargo
aircraft, PHMSA provides a limited
exception for not more than two
replacement lithium cells or batteries
specifically used for medical devices to
be transported by passenger aircraft and
at a state of charge greater than 30
percent, under certain conditions and as
approved by the Associate
Administrator. This rulemaking is
necessary to meet the FAA
Reauthorization Act of 2018, address a
safety hazard, and harmonize the HMR
with emergency amendments to the
2015–2016 edition of the International
Civil Aviation Organization’s Technical
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Instructions for the Safe Transport of
Dangerous Goods by Air.
Timetable:
Action
Date
Interim Final Rule
Interim Final Rule
Effective.
Interim Final Rule
Comment Period End.
Final Rule ............
03/06/19
03/06/19
DEPARTMENT OF TRANSPORTATION
(DOT)
FR Cite
84 FR 8006
05/06/19
02/00/22
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18:29 Jan 28, 2022
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from the Protecting our Infrastructure of
Pipelines and Enhancing Safety Act of
2020.
Timetable:
Long-Term Actions
Action
358. +Pipeline Safety: Pipeline
Operational Status
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Shelby Geller,
Transportation Regulations Specialist,
Transportation & Security, 1200 New
Jersey Avenue SE, Washington, DC
20590, Phone: 202 366–8553, Email:
shelby.h.geller@omb.eop.gov.
RIN: 2137–AF20
VerDate Sep<11>2014
Pipeline and Hazardous Materials
Safety Administration (PHMSA)
Legal Authority: 49 U.S.C. 60101 et
seq.
Abstract: This rulemaking would
amend the pipeline safety regulations to
define an idled operational status for
natural gas and hazardous liquid
pipelines that are temporarily removed
from service, set operations and
maintenance requirements for idled
pipelines, and establish inspection
requirements for idled pipelines that are
returned to service. The proposed rule
is necessary to respond to a mandate
PO 00000
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Fmt 4701
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5275
NPRM ..................
Date
FR Cite
04/00/23
Regulatory Flexibility Analysis
Required: Yes.
Agency Contact: Sayler Palabrica,
Department of Transportation, Pipeline
and Hazardous Materials Safety
Administration, 1200 New Jersey
Avenue SE, District of Columbia, DC
20590, Phone: 202–366–0559, Email:
sayler.palabrica@dot.gov.
RIN: 2137–AF52
[FR Doc. 2021–27948 Filed 1–28–22; 8:45 am]
BILLING CODE 4910–60–P
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Agencies
[Federal Register Volume 87, Number 20 (Monday, January 31, 2022)]
[Unknown Section]
[Pages 5256-5275]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-27948]
[[Page 5255]]
Vol. 87
Monday,
No. 20
January 31, 2022
Part XII
Department of Transportation
-----------------------------------------------------------------------
Semiannual Regulatory Agenda
Federal Register / Vol. 87 , No. 20 / Monday, January 31, 2022 / UA:
Reg Flex Agenda
[[Page 5256]]
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DEPARTMENT OF TRANSPORTATION
Office of the Secretary
14 CFR Chs. I-III
23 CFR Chs. I-III
33 CFR Chs. I and IV
46 CFR Chs. I-III
48 CFR Ch. 12
49 CFR Subtitle A, Chs. I-VI, and Chs. X-XII
[DOT-OST-1999-5129]
Department Regulatory and Deregulatory Agenda; Semiannual Summary
AGENCY: Office of the Secretary, DOT.
ACTION: Unified Agenda of Federal Regulatory and Deregulatory Actions
(Regulatory Agenda).
-----------------------------------------------------------------------
SUMMARY: The Regulatory Agenda is a semiannual summary of all current
and projected rulemakings, reviews of existing regulations, and
completed actions of the Department of Transportation. The intent of
the Agenda is to provide the public with information about the
Department of Transportation's regulatory activity planned for the next
12 months. It is expected that this information will enable the public
to participate more effectively in the Department's regulatory process.
The public is also invited to submit comments on any aspect of this
Agenda.
FOR FURTHER INFORMATION CONTACT:
General
You should direct all comments and inquiries on the Agenda in
general to Daniel Cohen, Assistant General Counsel for Regulation,
Office of the General Counsel, Department of Transportation, 1200 New
Jersey Avenue SE, Washington, DC 20590; (202) 366-4702.
Specific
You should direct all comments and inquiries on items in the Agenda
to the individual listed for the regulation or the general rulemaking
contact person for the operating administration in appendix B.
Table of Contents
Supplementary Information
Background
Significant/Priority Rulemakings
Explanation of Information on the Agenda
Request for Comments
Purpose
Appendix A--Instructions for Obtaining Copies of Regulatory
Documents
Appendix B--General Rulemaking Contact Persons
Appendix C--Public Rulemaking Dockets
Appendix D--Review Plans for Section 610 and Other Requirements
SUPPLEMENTARY INFORMATION:
Background
The U.S. Department of Transportation (Department or DOT) issues
regulations to ensure that the United States transportation system is
the safest in the world and address other urgent challenges facing the
Nation, including the coronavirus disease 2019 (COVID-19) pandemic, job
creation, equity, and climate change. These issues are addressed, in
part, by encouraging innovation, thereby ensuring that the Department's
regulations keep pace with the latest developments and reflect its top
priorities.
To help the Department achieve its goals and in accordance with
Executive Order (E.O.) 12866, ``Regulatory Planning and Review,'' (58
FR 51735; Oct. 4, 1993), the Department prepares a semiannual Agenda.
The Agenda summarizes all current and projected rulemakings, reviews of
existing regulations, and completed actions of the Department. These
are matters on which action has begun or is projected to begin during
the next 12 months or for which action has been completed since the
publication of the last Agenda in July 2021.
The Department's actions are also governed by several recent
executive orders issued by the President, which direct agencies to
utilize all available regulatory tools to address current national
challenges. On January 20, 2021, the President signed Executive Order
13992, Revocation of Certain Executive Orders Concerning Federal
Regulation. This Executive Order directs Federal agencies to promptly
take steps to rescind any orders, rules, regulations, guidelines, or
policies that would hamper the agencies' flexibility to use robust
regulatory action to address national priorities. On January 20, the
President also issued Executive Order 13990, Protecting Public Health
and the Environment and Restoring Science To Tackle the Climate Crisis.
This Executive Order directs Federal agencies to review all regulatory
actions issued in the previous Administration and revise or rescind any
of those actions that do not adequately respond to climate change,
protect the environment, advance environmental justice, or improve
public health. Section 2(a)(ii) of Executive Order 13990 specifically
requires the Department of Transportation to review ``The Safer
Affordable Fuel-Efficient (SAFE) Vehicles Rule Part One: One National
Program,'' 84 FR 51310 (September 27, 2019) (SAFE I Rule) and ``The
Safer Affordable Fuel-Efficient (SAFE) Vehicles Rule for Model Years
2021-2026 Passenger Cars and Light Trucks,'' 85 FR 24174 (April 30,
2020) (SAFE II Rule).
On July 9, 2021, the President signed Executive Order 14036,
Promoting Competition in the American Economy. Among other things, this
Executive Order requires the Department to enhance consumer access to
airline flight information and ensure that consumers are not exposed or
subject to advertising, marketing, pricing, and charging of ancillary
fees that may constitute an unfair or deceptive practice or an unfair
method of competition. This Executive Order also requires the
Department to: (1) Publish a notice of proposed rulemaking (NPRM)
requiring airlines to refund baggage fees when a passenger's luggage is
substantially delayed and other ancillary fees when passengers pay for
a service that is not provided; and (2) consider initiating a
rulemaking to ensure that consumers have ancillary fee information,
including ``baggage fees,'' ``change fees,'' and ``cancellation fees,''
at the time of ticket purchase.
On August 5, 2021, the President signed Executive Order 14037,
Strengthening American Leadership in Clean Cars and Trucks. This
Executive Order requires that the Department consider beginning work on
a rulemaking to establish new fuel economy standards for passenger cars
and light-duty trucks beginning with model year 2027 and extending
through and including at least model year 2030. This Executive Order
also requires the Department to consider beginning work on a rulemaking
to establish new fuel efficiency standards for heavy-duty pickup trucks
and vans beginning with model year 2028 and extending through and
including at least model year 2030. Finally, this Executive Order
requires the Department to consider beginning work on a rulemaking to
establish new fuel efficiency standards for medium- and heavy-duty
engines and vehicles to begin as soon as model year 2030.
In response to Executive Order 13992, in April 2021, the Department
issued a final rule revising the regulations governing its regulatory
process to ensure that it has the maximum flexibility necessary to
quickly respond to the urgent challenges facing our Nation. Following
implementation of the final rule, in June 2021, the
[[Page 5257]]
Secretary of Transportation signed a Departmental Order strengthening
the Department's internal rulemaking procedures and revitalizing the
partnership between Operating Administrations and the Office of the
Secretary in promulgating regulations to better achieve the
Department's goals and priorities. As part of this critical overhaul, a
Regulatory Leadership Group was established, led by the Deputy
Secretary of Transportation, which provides vital legal and policy
guidance on the Department's regulatory agenda.
In response to Executive Order 13990, in May 2021, the Department
issued a notice of proposed rulemaking (NPRM) proposing to repeal the
SAFE I Rule and associated guidance documents. In August 2021, the
Department issued a Supplemental Notice of Proposed Rulemaking inviting
comments on the appropriate path forward regarding civil penalties
imposed for violations of DOT's vehicle emissions rules. Finally, in
September 2021, the Department issued an NPRM proposing more stringent
vehicle emission limits than those set by the SAFE II Rule.
In response to Executive Orders 14036 and 14037, the Department is
considering the following rulemakings: (1) Refunding Fees for Delayed
Checked Bags and Ancillary Services That Are Not Provided; (2) Airline
Ticket Refunds; (3) Amendments to Department's Procedures in Regulating
Unfair and Deceptive Practices; and (4) fuel economy standards for
passenger cars, light-duty trucks, heavy-duty pickup trucks, and vans.
The Department is also providing rapid response to, and emergency
review of legal and operational challenges presented by COVID-19 within
the transportation network. Since the beginning of this Administration,
our efforts have focused on ensuring compliance with the mask
requirements issued by the Centers for Disease Control and Prevention
and the Transportation Security Administration. These requirements help
reduce the spread of the COVID-19 disease within the transportation
sector and among the traveling public. DOT is also addressing
regulatory compliance made impracticable by the COVID-19 public health
emergency due to office closures, personnel shortages, and other
restrictions.
In addition to the pressing national concerns discussed above, the
Department's regulatory activities are directed toward the fundamental
priority of protecting public safety. Safety is our North Star; the
Department remains focused on managing safety risks and ensuring that
the United States has the safest transportation system in the world.
Our planned regulatory actions reflect a careful balance that
emphasizes the Department's robust response to the challenges facing
our Nation while at the same time maintaining a safe, reliable, and
sustainable transportation system that boosts our economic productivity
and global competitiveness and enhances the quality of life for all
Americans.
Explanation of Information in the Agenda
An Office of Management and Budget memorandum, dated August 16,
2021, establishes the format for this Agenda.
First, the Agenda is divided by initiating office. Then, the Agenda
is divided into five categories: (1) Prerule stage; (2) proposed rule
stage; (3) final rule stage; (4) long-term actions; and (5) completed
actions. For each entry, the Agenda provides the following information:
(1) Its ``significance''; (2) a short, descriptive title; (3) its legal
basis; (4) the related regulatory citation in the Code of Federal
Regulations; (5) any legal deadline and, if so, for what action (e.g.,
NPRM, final rule); (6) an abstract; (7) a timetable, including the
earliest expected date for when a rulemaking document may publish; (8)
whether the rulemaking will affect small entities and/or levels of
Government and, if so, which categories; (9) whether a Regulatory
Flexibility Act (RFA) analysis is required (for rules that would have a
significant economic impact on a substantial number of small entities);
(10) a listing of any analyses an office will prepare or has prepared
for the action (with minor exceptions, DOT requires an economic
analysis for all its rulemakings); (11) an agency contact office or
official who can provide further information; (12) a Regulation
Identifier Number (RIN) assigned to identify an individual rulemaking
in the Agenda and facilitate tracing further action on the issue; (13)
whether the action is subject to the Unfunded Mandates Reform Act; (14)
whether the action is subject to the Energy Act; and (15) whether the
action is major under the congressional review provisions of the Small
Business Regulatory Enforcement Fairness Act.
To keep the operational requirements, current for nonsignificant
regulations issued routinely and frequently as a part of an established
body of technical requirements (such as the Federal Aviation
Administration's Airspace Rules), we only include the general category
of the regulations, the identity of a contact office or official, and
an indication of the expected number of regulations; we do not list
individual regulations.
In the ``Timetable'' column, we use abbreviations to indicate the
documents being considered. ANPRM stands for Advance Notice of Proposed
Rulemaking, SNPRM for Supplemental Notice of Proposed Rulemaking, and
NPRM for Notice of Proposed Rulemaking. Listing a future date in this
column does not mean we have decided to issue a document; it is the
earliest date on which a rulemaking document may publish. In addition,
these dates are based on current schedules. Information received after
the issuance of this Agenda could result in a decision not to take
regulatory action or in changes to proposed publication dates. For
example, the need for further evaluation could result in a later
publication date; evidence of a greater need for the regulation could
result in an earlier publication date.
Finally, a dot () preceding an entry indicates that the
entry appears in the Agenda for the first time.
The internet is the basic means for disseminating the Unified
Agenda. The complete Unified Agenda is available online at
www.reginfo.gov in a format that offers users a greatly enhanced
ability to obtain information from the Agenda database. However, a
portion of the Agenda is published in the Federal Register because the
Regulatory Flexibility Act (5 U.S.C. 602) mandates publication for the
regulatory flexibility agenda.
Accordingly, DOT's printed Agenda entries include only:
1. The agency's Agenda preamble.
2. Rules that are in the agency's regulatory flexibility agenda, in
accordance with the Regulatory Flexibility Act, because they are likely
to have a significant economic impact on a substantial number of small
entities; and
3. Any rules that the agency has identified for periodic review
under section 610 of the Regulatory Flexibility Act.
Printing of these entries is limited to fields that contain
information required by the Regulatory Flexibility Act's Agenda
requirements. These elements are: Sequence Number; Title; Section 610
Review, if applicable; Legal Authority; Abstract; Timetable; Regulatory
Flexibility Analysis Required; Agency Contact; and Regulation
Identifier Number (RIN). Additional information (for detailed list, see
section heading ``Explanation of Information on the Agenda'') on these
entries is available in the Unified Agenda published on the internet.
[[Page 5258]]
Request for Comments
General
DOT's Agenda is intended primarily for the use of the public. Since
its inception, the Department has made modifications and refinements
that provide the public with more helpful information, as well as
making the Agenda easier to use. We would like you, the public, to make
suggestions or comments on how the Agenda could be further improved.
Regulatory Flexibility Act
The Department is interested in obtaining information on
requirements that have a ``significant economic impact on a substantial
number of small entities'' and, therefore, must be reviewed under the
Regulatory Flexibility Act. If you have any suggested regulations,
please submit them to the Department, along with your explanation of
why they should be reviewed.
In accordance with the Regulatory Flexibility Act, comments are
specifically invited on regulations that we have targeted for review
under section 610 of the Act. The phrase (sec. 610 Review) appears at
the end of the title for these reviews. Please see appendix D for the
Department's section 610 review plans.
Consultation With State, Local, and Tribal Governments
Executive Orders 13132 and 13175 require the Department to develop
a process to ensure ``meaningful and timely input'' by State, local,
and tribal officials in the development of regulatory policies that
have federalism or tribal implications. These policies are defined in
the Executive orders to include regulations that have ``substantial
direct effects'' on States or Indian tribes, on the relationship
between the Federal Government and them, or on the distribution of
power and responsibilities between the Federal Government and various
levels of Government or Indian tribes. Therefore, we encourage State
and local Governments or Indian tribes to provide us with information
about how the Department's rulemakings impact them.
Purpose
The Department is publishing this regulatory Agenda in the Federal
Register to share with interested members of the public the
Department's preliminary expectations regarding its future regulatory
actions. This should enable the public to be more aware of the
Department's regulatory activity and should result in more effective
public participation. This publication in the Federal Register does not
impose any binding obligation on the Department or any of the offices
within the Department about any specific item on the Agenda. Regulatory
action, in addition to the items listed, is not precluded.
Dated: September 13, 2021.
Peter Paul Montgomery Buttigieg,
Secretary of Transportation.
Appendix A--Instructions for Obtaining Copies of Regulatory Documents
To obtain a copy of a specific regulatory document in the
Agenda, you should communicate directly with the contact person
listed with the regulation at the address below. We note that most,
if not all, such documents, including the Semiannual Regulatory
Agenda, are available through the internet at https://www.regulations.gov. See appendix C for more information.
Appendix B--General Rulemaking Contact Persons
The following is a list of persons who can be contacted within
the Department for general information concerning the rulemaking
process within the various operating administrations.
FAA--Timothy R. Adams, Acting Executive Director, Office of
Rulemaking, 800 Independence Avenue SW, Washington, DC 20591;
telephone (202) 267-9677.
FHWA--Jennifer Outhouse, Office of Chief Counsel, 1200 New
Jersey Avenue SE, Washington, DC 20590; telephone (202) 366-0761.
FMCSA--Steven J. LaFreniere, Regulatory Ombudsman, 1200 New
Jersey Avenue SE, Washington, DC 20590; telephone (202) 366-0596.
NHTSA--Dee Fujita, Office of Chief Counsel, 1200 New Jersey
Avenue SE, Washington, DC 20590; telephone (202) 366-2992.
FRA--Amanda Maizel, Office of Chief Counsel, 1200 New Jersey
Avenue SE, Washington, DC 20590; telephone (202) 493-8014.
FTA--Chaya Koffman, Office of Chief Counsel, 1200 New Jersey
Avenue E, Washington, DC 20590; telephone (202) 366-3101.
GLS--Carrie Mann Lavigne, Chief Counsel, 180 Andrews Street,
Massena, NY 13662; telephone (315) 764-3200.
PHMSA--Robert Ross, Office of Chief Counsel, 1200 New Jersey
Avenue SE, Washington, DC 20590; telephone (202) 768-1365.
MARAD--Gabriel Chavez, Office of Chief Counsel, Maritime
Administration, 1200 New Jersey Avenue SE, Washington, DC 20590;
telephone (202) 366-2621.
OST--Daniel Cohen, Assistant General Counsel for Regulation,
1200 New Jersey Avenue SE, Washington, DC 20590; telephone (202)
366-4723.
Appendix C--Public Rulemaking Dockets
All comments submitted via the internet are submitted through
the Federal Docket Management System (FDMS) at the following
address: https://www.regulations.gov. The FDMS allows the public to
search, view, download, and comment on all Federal agency rulemaking
documents in one central online system. The above referenced
internet address also allows the public to sign up to receive
notification when certain documents are placed in the dockets.
The public also may review regulatory dockets at or deliver
comments on proposed rulemakings to the Dockets Office at 1200 New
Jersey Avenue SE, Room W12-140, Washington, DC 20590, 1-800-647-
5527. Working Hours: 9:00 a.m. to 5:00 p.m.
Appendix D--Review Plans for Section 610 and Other Requirements
Part I--The Plan
General
The Department of Transportation has long recognized the
importance of regularly reviewing its existing regulations to
determine whether they need to be revised or revoked. Our Regulatory
Policies and Procedures require such reviews. DOT also has
responsibilities under section 610 of the Regulatory Flexibility
Act, Executive Order 12866, ``Regulatory Planning and Review,'' and
Executive Order 13563, ``Improving Regulation and Regulatory
Review,'' 76 FR 3821 (January 18, 2011) to conduct such reviews. We
are committed to continuing our reviews of existing rules and, if it
is needed, will initiate rulemaking actions based on these reviews.
The Department began a new 10-year review cycle with the Fall 2018
Agenda.
Section 610 Review Plan
Section 610 requires that we conduct reviews of rules that: (1)
Have been published within the last 10 years; and (2) have a
``significant economic impact on a substantial number of small
entities'' (SEISNOSE). It also requires that we publish in the
Federal Register each year a list of any such rules that we will
review during the next year. The Office of the Secretary and each of
the Department's Operating Administrations have a 10-year review
plan. These reviews comply with section 610 of the Regulatory
Flexibility Act.
Changes to the Review Plan
Some reviews may be conducted earlier than scheduled. For
example, events, such as accidents, may result in the need to
conduct earlier reviews of some rules. Other factors may also result
in the need to make changes; for example, we may make changes in
response to public comment on this plan or in response to a
presidentially mandated review. If there is any change to the review
plan, we will note the change in the following Agenda. For any
section 610 review, we will provide the required notice prior to the
review.
[[Page 5259]]
Part II--The Review Process
The Analysis
Generally, the agencies have divided their rules into 10
different groups and plan to analyze one group each year. For
purposes of these reviews, a year will coincide with the fall-to-
fall schedule for publication of the Agenda. Most agencies provide
historical information about the reviews that have occurred over the
past 10 years. Thus, Year 1 (2018) begins in the fall of 2018 and
ends in the fall of 2019; Year 2 (2019) begins in the fall of 2019
and ends in the fall of 2020, and so on. The exception to this
general rule is the FAA, which provides information about the
reviews it completed for this year and prospective information about
the reviews it intends to complete in the next 10 years. Thus, for
FAA Year 1 (2017) begins in the fall of 2017 and ends in the fall of
2018; Year 2 (2018) begins in the fall of 2018 and ends in the fall
of 2019, and so on. We request public comment on the timing of the
reviews. For example, is there a reason for scheduling an analysis
and review for a particular rule earlier than we have? Any comments
concerning the plan or analyses should be submitted to the
regulatory contacts listed in appendix B, General Rulemaking Contact
Persons.
Section 610 Review
The agency will analyze each of the rules in each year's group
to determine whether any rule has a SEISNOSE and, thus, requires
review in accordance with section 610 of the Regulatory Flexibility
Act. The level of analysis will, of course, depend on the nature of
the rule and its applicability. Publication of agencies' section 610
analyses listed each fall in this Agenda provides the public with
notice and an opportunity to comment consistent with the
requirements of the Regulatory Flexibility Act. We request that
public comments be submitted to the Department early in the analysis
year concerning the small entity impact of the rules to help us in
making our determinations.
In each Fall Agenda, the agency will publish the results of the
analyses it has completed during the previous year. For rules that
had a negative finding on SEISNOSE, we will give a short explanation
(e.g., ``these rules only establish petition processes that have no
cost impact'' or ``these rules do not apply to any small
entities''). For parts, subparts, or other discrete sections of
rules that do have a SEISNOSE, we will announce that we will be
conducting a formal section 610 review during the following 12
months. At this stage, DOT will add an entry to the Agenda in the
pre-rulemaking section describing the review in more detail. We also
will seek public comment on how best to lessen the impact of these
rules and provide a name or docket to which public comments can be
submitted. In some cases, the section 610 review may be part of
another unrelated review of the rule. In such a case, we plan to
clearly indicate which parts of the review are being conducted under
section 610.
Other Reviews
The agency will also examine the specified rules to determine
whether any other reasons exist for revising or revoking the rule or
for rewriting the rule in plain language. In each Fall Agenda, the
agency will also publish information on the results of the
examinations completed during the previous year.
Part III--List of Pending Section 610 Reviews
The Agenda identifies the pending DOT section 610 Reviews by
inserting ``(Section 610 Review)'' after the title for the specific
entry. For further information on the pending reviews, see the
Agenda entries at www.reginfo.gov. For example, to obtain a list of
all entries that are in section 610 Reviews under the Regulatory
Flexibility Act, a user would select the desired responses on the
search screen (by selecting ``advanced search'') and, in effect,
generate the desired ``index'' of reviews.
Office of the Secretary
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 91 2018 2019
through 99.
14 CFR parts 200
through 212.
48 CFR parts
1201 through
1224.
2..................... 48 CFR parts 2019 2020
1227 through
1253 and new
parts and
subparts.
3..................... 14 CFR parts 213 2020 2021
through 232.
4..................... 14 CFR parts 234 2021 2022
through 254.
5..................... 14 CFR parts 255 2022 2023
through 298 and
49 CFR part 40.
6..................... 14 CFR parts 300 2023 2024
through 373.
7..................... 14 CFR parts 374 2024 2025
through 398.
8..................... 14 CFR part 399 2025 2026
and 49 CFR
parts 1 through
15.
9..................... 49 CFR parts 17 2026 2027
through 28.
10.................... 49 CFR parts 29 2027 2028
through 39 and
parts 41
through 89.
------------------------------------------------------------------------
Year 10 (Fall 2018) List of Rules Analyzed and Summary of Results
49 CFR part 30--Denial of Public Works Contracts to Suppliers of Goods
and Services of Countries that Deny Procurement Market Access to U.S.
Contractors
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden. OST's plain language review of
these rules indicates no need for substantial revision.
49 CFR part 31--Program Fraud Civil Remedies
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden. OST's plain language review of
these rules indicates no need for substantial revision.
49 CFR part 37--Transportation Services for Individuals with
Disabilities (ADA)
The U.S. Department of Transportation (DOT) Office of the
Secretary (OST), with the assistance of its Operating Administrations,
including the Federal Transit Administration (FTA), is in the process
of issuing multiple rulemakings that call for changes to the regulatory
language in 49 CFR part 37. Specifically, OST is administering a
rulemaking titled: ``Transportation for Individuals with Disabilities;
Service Animals and Technical Corrections'' (RIN 2105-AF08) which would
propose changes to the definition of ``service animal'' in 49 CFR part
37.3, and several other technical corrections to outdated provisions,
such as that referencing a make and model of a lift that has been out
of production for three decades (49 CFR part 37.165(g)). In addition,
OST is developing a rulemaking titled ``Equitable Access to Transit
Facilities'' (RIN 2105-AF07) in which DOT would consider requirements
for secondary elevators, induction loops, and improvements in
wayfinding in transit stations. In conjunction with these pending
rulemakings, DOT will need to conduct a section 610 review of this
part, and, if appropriate, initiate additional rulemaking(s) to
minimize the SEISNOSE, bring the regulation into compliance with
statutory requirements,
[[Page 5260]]
and/or revise the regulation for plain language.
49 CFR part 38--Americans with Disabilities Act (ADA) Accessibility
Specifications for Transportation Vehicles
The U.S. Department of Transportation (DOT) Office of the
Secretary (OST), with the assistance of its Operating Administrations,
including the Federal Transit Administration (FTA), is in the process
of issuing a rulemaking that calls for changes to the regulatory
language in 49 CFR part 38. Specifically, OST is developing a
rulemaking titled: ``Transportation for Individuals with Disabilities;
Adoption of Accessibility Standards for Buses and Vans'' (RIN 2105-
AF09) in order to consider new standards for accessible buses and vans
based on updated accessibility guidelines issued by the U.S. Access
Board (USAB) on December 14, 2016. In conjunction with this pending
rulemaking, OST will need to conduct a Section 610 review of this part,
and, if appropriate, initiate additional rulemaking(s) to minimize the
SEISNOSE, bring the regulation into compliance with statutory
requirements, and/or revise the regulation for plain language.
49 CFR part 39--Transportation for Individuals with Disabilities:
Passenger Vessels
Section 610: The U.S. Department of Transportation (DOT)
Office of the Secretary (OST) conducted a Section 610 review of this
part and found SEISNOSE. The regulation requires owners and operators
of passenger vessels to (1) ensure their vessels and related facilities
are accessible; and (2) take steps to accommodate passengers with
disabilities. These requirements can entail significant investments
from owners and operators of passenger vessels, many of whom qualify as
small businesses as defined by the U.S. Small Business Administration.
OST plans to explore whether it is appropriate to initiate a rulemaking
to revise this regulation to minimize the SEISNOSE.
General: The definition of ``service animal'' contained in
49 CFR 39.3 is inconsistent with the amendments made by the Department
of Justice (DOJ) on July 23, 2010, (see 28 CFR 35.104 and 35.136), as
well as the definition under DOT's Air Carrier Access Act regulations
(see 14 CFR 382.3), as amended on December 10, 2020. The current
requirement under 49 CFR 39.3 defines service animals as ``any guide
dog, signal dog, or other animal individually trained to work or
perform tasks for an individual with a disability.'' DOJ defines a
service animal in terms of ``any dog that is individually trained to do
work or perform tasks for the benefit of an individual with a
disability, including a physical, sensory, psychiatric, intellectual,
or other mental disability'' (see 28 CFR 35.104) (emphasis added). And
under 28 CFR 35.136(i), reasonable modifications in policy and
practices must be made where necessary to accommodate miniature horses
as service animals. As such, failure to update this regulation will
leave the passenger vessel industry subject to accommodating unusual
service animals, such as reptiles and primates. On the other hand,
updating the definition of ``service animal'' under 49 CFR 39.3 will
ensure consistency across Federal regulations, which is essential to
removing the confusion that results for individuals with service
animals when different standards apply to different public facilities
and modes of transportation. OST has already recognized the need to
update the ``service animal'' definition contained in 49 CFR 37.3 for
the aforementioned reasons and is in the process of developing a
rulemaking titled: ``Transportation for Individuals with Disabilities;
Service Animals and Technical Corrections'' (RIN 2105-AF08) in order to
make the necessary change.
In addition, 49 CFR 39.31 addresses the ability of passenger vessel
owners or operators to limit access to or use of their vessels because
a passenger has a communicable disease. The regulation permits owners
or operators to limit access or use where: (1) A U.S. or international
public health authority has determined that persons with a particular
condition should not be permitted to travel or should travel only under
specified conditions; or (2) an individual has a condition that is both
readily transmissible by casual contact in the context of traveling on
or using a passenger vessel and has serious health consequences. The
regulation provides examples of conditions that passengers may have
(e.g., a common cold, HIV/AIDS, SARS, or a norovirus) and the
appropriate actions (if any) that passenger vessel owners or operators
may take in response. However, the regulation does not address how
passenger vessel owners or operators should handle passengers with the
novel Coronavirus Disease 2019 (COVID-19). Given the ubiquity of the
virus and its likely presence and impact in the future, the regulation
should be revised to expressly address COVID-19 in the example section.
As a result, OST will need to conduct a rulemaking to bring this
regulation into compliance with the statutory requirements and to bring
consistency to the regulatory regime governing different modes of
transportation. OST's plain language review of this regulation
indicates no need for substantial revision.
It is also worth noting that the U.S. Access Board (USAB) is in the
process of developing guidelines under the Americans with Disabilities
Act (ADA) for access to ferries, cruise ships, excursion boats, and
other large passenger vessels. Those guidelines have not been finalized
yet, however, and OST proposes incorporating only final guidelines into
DOT's regulations.
49 CFR part 71--Standard Time Zone Boundaries
Section 610: OST has reviewed these regulations and found
no SEISNOSE.
General: OST has reviewed these regulations and found that
some nonsubstantive technical corrections are needed. OST is exploring
initiating a rulemaking to make these corrections.
49 CFR part 79--Medals of Honor
Section 610: The U.S. Department of Transportation (DOT)
Office of the Secretary (OST) conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden. OST's plain language review of
these rules indicates no need for substantial revision.
Year 1 (Fall 2018) List of Rules That Are Under Ongoing Analysis
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: Since the rule was enacted, the DOT Operating
Administrations have changed. As a result, the agencies listed at 49
CFR 92.5(g)--Definitions should be revised to:
(g) DOT operating element (see 49 CFR 1.3) means a DOT Operating
Administration including--
(1) The Office of the Secretary.
(2) Federal Aviation Administration.
(3) Federal Highway Administration.
(4) Federal Railroad Administration.
(5) National Highway Traffic Safety Administration.
(6) Office of the Inspector General.
(7) St. Lawrence Seaway Development Corporation.
(8) Maritime Administration.
OST will be conducting a rulemaking to make these revisions. These
regulations are cost effective and impose the least burden. OST's plain
language review of these rules indicates no need for substantial
revision.
[[Page 5261]]
49 CFR part 93--Aircraft Allocation
49 CFR part 98--Enforcement of Restrictions on Post-Employment
Activities
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: Since the rule was enacted, the U.S. Department
of Transportation's organizational structure changed, and as a result
the list of DOT Operating Administrations (OAs) listed in 49 CFR 98.2
must be updated to reflect the current listing of DOT OAs. The
following changes are needed in 49 CFR 89.2(a): (1) References to the
U.S. Coast Guard (at 49 CFR 98.2(a)(1)), Urban Mass Transportation
Administration (at 49 CFR 98.2(a)(6), and Research and Special Programs
Administration (at 49 CFR 98.2(a)(8) should be deleted; (2) reference
to the Saint Lawrence Seaway Development Corporation at 49 CFR
98.2(a)(7) should be changed to the Great Lakes Saint Lawrence Seaway
Development Corporation; and (3) references to the Federal Motor
Carrier Safety Administration, Federal Transit Administration, and
Pipeline and Hazardous Materials Safety Administration should be added.
In addition, since the rule was enacted, the title of the Assistant
General Counsel for Environmental, Civil Rights, and General Law has
been updated to the Assistant General Counsel for General Law, so the
following changes are needed in 49 CFR 98.3 and 98.4: References to the
Assistant General Counsel for Environmental, Civil Rights, and General
Law should be updated to the Assistant General Counsel for General Law.
OST's plain language review of these rules indicates no need for
substantial revision.
49 CFR part 99--Employee Responsibilities and Conduct
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden. OST's plain language review of
these rules indicates no need for substantial revision.
14 CFR part 200--Definitions and Instructions
14 CFR part 201--Air Carrier Authority under Subtitle VII of Title 49
of the United States Code [Amended]
14 CFR part 203--Waiver of Warsaw Convention Liability Limits and
Defenses
14 CFR part 204--Data to Support Fitness Determinations
14 CFR part 205--Aircraft Accident Liability Insurance
14 CFR part 206--Certificates of Public Convenience and Necessity:
Special Authorizations and Exemptions
14 CFR part 207--Charter Trips by U.S. Scheduled Air Carriers
14 CFR part 208--Charter Trips by U.S. Charter Air Carriers
14 CFR part 211--Applications for Permits to Foreign Air Carriers
14 CFR part 212--Charter Rules for U.S. and Foreign Direct Air Carriers
48 CFR part 1201--Federal Acquisition Regulations System
48 CFR part 1202--Definitions of Words and Terms
48 CFR part 1203--Improper Business Practices and Personal Conflicts of
Interest
48 CFR part 1204--Administrative Matters
48 CFR part 1205--Publicizing Contract Actions
48 CFR part 1206--Competition Requirements
48 CFR part 1207--Acquisition Planning
48 CFR part 1208-1210--[Reserved]
48 CFR part 1211--Describing Agency Needs
48 CFR part 1213--Simplified Acquisition Procedures
48 CFR part 1214--Sealed Bidding
48 CFR part 1215--Contracting by Negotiation
48 CFR part 1216--Types of Contracts
48 CFR part 1217--Special Contracting Methods
48 CFR part 1219--Small Business Programs
48 CFR part 1222--Application of Labor Laws to Government Acquisitions
48 CFR part 1223--Environment, Energy and Water Efficiency, Renewable
Energy Technologies, Occupational Safety, and Drug-Free Workplace
48 CFR part 1224--Protection of Privacy and Freedom of Information
Year 2 (Fall 2019) List of Rules Analyzed and Summary of Results
48 CFR parts 1227 through 1253 and new parts and subparts
48 CFR part 1227--Patents, Data, and Copyrights
48 CFR part 1228--Bonds and Insurance
48 CFR part 1231--Contract Costs Principles and Procedures
48 CFR part 1232--Contract Financing
48 CFR part 1233--Protests, Disputes, and Appeals
48 CFR part 1235--Research and Development Contracting
48 CFR part 1236--Construction and Architect-Engineer Contracts
48 CFR part 1237--Service Contracting
48 CFR part 1239--Acquisition of Information Technology
48 CFR part 1242--Contract Administration and Audit Services
48 CFR part 1245--Government Contracting
48 CFR part 1246--Quality Assurance
48 CFR part 1247--Transportation
48 CFR part 1252--Solicitation Provisions and Contract Clauses
48 CFR part 1253--Forms
DOT has determined that updates need to be made to the regulations
identified under Year 2. The regulations will be updated as part of RIN
2105-AE26 (Revisions to the Transportation Acquisition Regulations).
Year 3 (Fall 2020) List of Rules Analyzed and Summary of Results
14 CFR parts 213 through 232
14 CFR 213--Terms, Conditions and Limitations of Foreign Air Carrier
Permits
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
14 CFR 214--Terms, Conditions, and Limitations for Foreign Air Carrier
Permits Authorizing Charter Transportation Only
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
14 CFR 215--Use and Change of Names of Air Carriers, Foreign Air
Carriers and Commuter Air Carriers
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
14 CFR 216--Commingling of Blind Sector Traffic by Foreign Air Carriers
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
14 CFR 218--Lease by Foreign Air Carrier or Other Foreign Person of
Aircraft with Crew
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
14 CFR 221--TARIFFS
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
[[Page 5262]]
General: OST reviewed and has found that a non-substantive
technical correction is necessary and will explore options to make this
correction.
14 CFR 222--Intermodal Cargo Services by Foreign Air Carriers
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
14 CFR 223--Free and Reduced-Rate Transportation
Section 610: OST conducted a Section 610 review of this
part and found no SEISNOSE.
General: No changes are needed. These regulations are cost
effective and impose the least burden.
Federal Aviation Administration
Section 610 and Other Reviews
The Federal Aviation Administration (FAA) has elected to use the
two-step, two-year process used by most Department of Transportation
(DOT) modes in past plans. As such, the FAA has divided its rules into
10 groups as displayed in the table below. During the first year (the
``analysis year''), all rules published during the previous 10 years
within a 10% block of the regulations will be analyzed to identify
those with a significant economic impact on a substantial number of
small entities (SEISNOSE). During the second year (the ``review
year''), each rule identified in the analysis year as having a SEISNOSE
will be reviewed in accordance with section 610 (b) to determine if it
should be continued without change or changed to minimize impact on
small entities. Results of those reviews will be published in the DOT
Semiannual Regulatory Agenda.
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 14 CFR parts 141 2020 2021
through 147 and
parts 170
through 187.
2..................... 14 CFR parts 189 2021 2022
through 198 and
parts 1 through
16.
3..................... 14 CFR parts 17 2022 2023
through 33.
4..................... 14 CFR parts 34 2023 2024
through 39 and
parts 400
through 405.
5..................... 14 CFR parts 43 2024 2025
through 49 and
parts 406
through 415.
6..................... 14 CFR parts 60 2025 2026
through 77.
7..................... 14 CFR parts 91 2026 2027
through 107.
8..................... 14 CFR parts 417 2027 2028
through 460.
9..................... 14 CFR parts 119 2028 2029
through 129 and
parts 150
through 156.
10.................... 14 CFR parts 133 2029 2030
through 139 and
parts 157
through 169.
------------------------------------------------------------------------
Defining SEISNOSE for FAA Regulations
The RFA does not define ``significant economic impact.'' Therefore,
there is no clear rule or number to determine when a significant
economic impact occurs. However, the Small Business Administration
(SBA) states that significance should be determined by considering the
size of the business, the size of the competitor's business and the
impact the same regulation has on larger competitors.
Likewise, the RFA does not define ``substantial number.'' However,
the legislative history of the RFA suggests that a substantial number
must be at least one but does not need to be an overwhelming percentage
such as more than half. The SBA states that the substantiality of the
number of small businesses affected should be determined on an
industry-specific basis.
This analysis consisted of the following three steps:
1. Review of the number of small entities affected by the
amendments to parts 141 through 147 and parts 170 through 187.
2. Identification and analysis of all amendments to parts 141
through 147 and parts 170 through 187 since July 2010 to determine
whether any still have or now have a SEISNOSE.
3. Review of the FAA's regulatory flexibility assessment of each
amendment performed as required by the RFA.
Year 2 (Fall 2021) List of Rules Analyzed
14 CFR part 1--Definitions and abbreviations
14 CFR part 3--General requirements
14 CFR part 11--General rulemaking procedures
14 CFR part 13--Investigative and enforcement procedures
14 CFR part 14--Rules implementing the Equal Access to Justice Act of
1980
14 CFR part 15--Administrative claims under Federal Tort Claims Act
14 CFR part 16--Rules of practice for Federally-assisted airport
enforcement proceedings
14 CFR part 189--Use of Federal Aviation Administration communications
system
14 CFR part 193--Protection of voluntarily submitted information
14 CFR part 198--Aviation insurance
Year 1 (Fall 2020) List of Rules Analyzed and Summary of Results
14 CFR part 141--Pilot Schools
14 CFR part 142--Training Centers
14 CFR part 143--Reserved
14 CFR part 144--Does not exist
14 CFR part 145--Repair Stations
14 CFR part 146--Does not exist
14 CFR part 147--Aviation Maintenance Technician Schools
14 CFR part 170--Establishment and Discontinuance Criteria for Air
Traffic Control Services and Navigational Facilities
14 CFR part 171--Non-Federal Navigation Facilities
14 CFR part 172--through 182 Does not exist
14 CFR part 183--Representatives of the Administrator
14 CFR part 184--Does not exist
Year 1 (2020) List of Rules Analyzed and Summary of Results
14 CFR part 141--Pilot Schools
Section 610: The agency conducted a Section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
14 CFR part 142--Training Centers
Section 610: The agency conducted a Section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
14 CFR part 145--Repair Stations
Section 610: The agency conducted a Section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
14 CFR part 147--Aviation Maintenance Technician Schools
Section 610: The agency conducted a Section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
14 CFR part 170--Establishment and Discontinuance Criteria for Air
Traffic Control Services and Navigational Facilities
[[Page 5263]]
Section 610: The agency conducted a Section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
14 CFR part 171--Non-Federal Navigational Facilities
Section 610: The agency conducted a Section 610 review of
this part and found no amendments to 14 CFR 185 since July 2010. Thus,
no SEISNOSE exists in this part.
General: No changes are needed.
14 CFR part 183--Representatives of the Administrator
Section 610: The agency conducted a Section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
14 CFR part 185--Testimony by Employees and Production of Records in
Legal Proceedings, and Service of Legal Process and Pleadings
Section 610: The agency conducted a section 610 review of
this part and found no amendments to 14 CFR 185 since July 2010. Thus,
no SEISNOSE exists in this part.
General: No changes are needed.
14 CFR part 187--Fees
Section 610: The agency conducted a section 610 review of
this part and found no SEISNOSE.
General: No changes are needed.
Federal Highway Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... None............ 2018 2019
2..................... 23 CFR parts 1 2019 2020
to 260.
3..................... 23 CFR parts 420 2020 2021
to 470.
4..................... 23 CFR part 500. 2021 2022
5..................... 23 CFR parts 620 2022 2023
to 637.
6..................... 23 CFR parts 645 2023 2024
to 669.
7..................... 23 CFR parts 710 2024 2025
to 924.
8..................... 23 CFR parts 940 2025 2026
to 973.
9..................... 23 CFR parts 2026 2027
1200 to 1252.
10.................... New parts and 2027 2028
subparts.
------------------------------------------------------------------------
Federal-Aid Highway Program
The Federal Highway Administration (FHWA) has adopted regulations
in title 23 of the CFR, chapter I, related to the Federal-Aid Highway
Program. These regulations implement and carry out the provisions of
Federal law relating to the administration of Federal aid for highways.
The primary law authorizing Federal aid for highways is chapter I of
title 23 of the U.S.C. 145, which expressly provides for a federally
assisted State program. For this reason, the regulations adopted by the
FHWA in title 23 of the CFR primarily relate to the requirements that
States must meet to receive Federal funds for construction and other
work related to highways. Because the regulations in title 23 primarily
relate to States, which are not defined as small entities under the
Regulatory Flexibility Act, the FHWA believes that its regulations in
title 23 do not have a significant economic impact on a substantial
number of small entities. The FHWA solicits public comment on this
preliminary conclusion.
Year 3 (Fall 2020) List of Rules Analyzed and a Summary of the Results
23 CFR part 420--Planning and research program administration
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed for purposes of the
Regulatory Flexibility Act. FHWA's plain language review of the
regulations indicates no need for substantial revision.
23 CFR part 450--Planning assistance and standards
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed for purposes of the
Regulatory Flexibility Act. FHWA is proposing to revise aspects of the
Part 450 regulations under RIN 2125-AF98 and RIN 2125-AG09. FHWA's
plain language review of the regulations indicates no need for
substantial revision.
23 CFR part 460--Public road mileage for apportionment of highway
safety funds
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed for purposes of the
Regulatory Flexibility Act. FHWA's plain language review of the
regulations indicates no need for substantial revision.
23 CFR part 470--Highway systems
Section 610: No SEISNOSE. No small entities are affected.
General: No changes are needed for purposes of the
Regulatory Flexibility Act. FHWA's plain language review of the
regulations indicates no need for substantial revision.
Year 4 (Fall 2021) List of Rules That Will Be Analyzed During the Next
Year
23 CFR part 500--Management and Monitoring Systems
Federal Motor Carrier Safety Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR part 386. 2018 2019
2..................... 49 CFR part 385. 2019 2020
3..................... 49 CFR parts 382 2020 2021
and 383.
4..................... 49 CFR part 380. 2021 2022
5..................... 49 CFR part 387. 2022 2023
6..................... 49 CFR part 398. 2023 2024
7..................... 49 CFR part 392. 2024 2025
8..................... 49 CFR part 375. 2025 2026
9..................... 49 CFR part 367. 2026 2027
10.................... 49 CFR part 395. 2027 2028
------------------------------------------------------------------------
[[Page 5264]]
Year 2 (2019) List of Rules With Ongoing Analysis
49 CFR part 386--Rules of Practice for Motor Carrier, Intermodal
Equipment Provider, Broker, Freight Forwarder, and Hazardous Materials
Proceedings
Section 610: FMCSA analyzed 49 CFR part 386 and found no
SEISNOSE. 49 CFR part 386 is a permissive set of rules that establish
procedures for respondents, petitioners, and others seeking relief from
a determination of non-compliance with Federal Motor Carrier Safety
Regulations or Hazardous Materials Regulations. The rule also provides
recourse for commercial drivers to report employer harassment or
coercion to violate rules.
General: There is no need for substantial revision. These
regulations provide necessary/clear guidance to industry and drivers.
The regulations are written consistent with plain language guidelines,
are cost effective, and impose the least economic burden to industry.
49 CFR part 385--Safety Fitness Procedures
Section 610: FMCSA analyzed 49 CFR part 385 and found no
SEISNOSE. 49 CFR part 385 provides guidance on safety fitness
procedures including monitoring, new entrants, intermodal equipment,
and hazardous materials safety permits. The rule addresses safety
initiatives whose cost are required by 49 CFR parts 360, 367, 387, and
390. These rules do not result in a SEISNOSE, because they do not
introduce new costs to small carriers.
General: There is no need for substantial revision as
these regulations provide necessary guidance to the industry. The
regulations are written consistent with plain language guidelines and
impose the least economic burden to industry.
Year 3 (2020) List of Rules With Ongoing Analysis
49 CFR part 382--Controlled Substances and Alcohol Use and Testing
Section 610: FMCSA analyzed 49 CFR part 382 but found no
SEIOSNOSE. 49 CFR part 382 requires carriers to establish a drug and
alcohol program. Primary costs are fees to participate in a drug and
alcohol consortium that facilitates drug and alcohol testing. Ancillary
costs include a loss of productivity due to employees taking time away
from their primary responsibilities to take periodic drug and alcohol
tests and receive education on controlled substances. The rule also
drives modest record keeping and drug and alcohol clearing house access
costs.
General: There is no need for substantial revision. These
regulations provide necessary/clear guidance to industry employers and
drivers. The regulations are written consistent with plain language
guidelines, are cost effective, and impose the least economic burden to
the industry.
49 CFR part 383--Commercial Driver's License Standards; Requirements
and Penalties
Section 610: FMCSA analyzed 49 CFR part 383 and found no
SEISNOSE. 49 CFR part 383 establishes minimum standards for employers
to comply with regulations that ensure drivers are qualified to operate
a commercial motor vehicle (CMV) and retain only one CMV license. The
rule also communicates the circumstances that disqualify a CMV driver.
The rule presents minimal costs to small carriers. Most of these costs
are beyond the Agency's discretion as they are predominately mandated
by statute and represent sound business practices in support of driver
safety.
General: There is no need for substantial revision as
these regulations provide necessary guidance to the industry. The
regulations are written consistent with plain language guidelines and
impose the least economic burden to carriers.
Year 3 (2021) List of Rules That Will Be Analyzed During the Next Year
49 CFR part 380--Special Training Requirements
National Highway Traffic Safety Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR 571.223 2018 2019
through
571.500, and
parts 575 and
579.
2..................... 23 CFR part 1300 2019 2020
3..................... 49 CFR parts 501 2020 2021
through 526 and
571.213.
4..................... 49 CFR 571.131, 2021 2022
571.217,
571.220,
571.221, and
571.222.
5..................... 49 CFR 571.101 2022 2023
through
571.110, and
571.135,
571.136,
571.138 and
571.139.
6..................... 49 CFR 571.141, 2023 2024
and 49 CFR
parts 529
through 578,
except parts
571 and 575.
7..................... 49 CFR 571.111 2024 2025
through 571.129
and parts 580
through 588.
8..................... 49 CFR 571.201 2025 2026
through 571.212.
9..................... 49 CFR 571.214 2026 2027
through
571.219, except
571.217.
10.................... 49 CFR parts 591 2027 2028
through 595 and
new parts and
subparts.
------------------------------------------------------------------------
Years 1 Through 3 (Fall 2019-2021) List of Rules With Ongoing Analysis
49 CFR part 571.213--Child Restraint Systems
49 CFR part 571.223--Rear Impact Guards
49 CFR part 571.224--Rear Impact Protection
49 CFR part 571.225--Child Restraint Anchorage Systems
49 CFR part 571.226--Ejection Mitigation
49 CFR part 571.301--Fuel System Integrity
49 CFR part 571.302--Flammability of Interior Materials
49 CFR part 571.303--Fuel System Integrity of Compressed Natural Gas
Vehicles
49 CFR part 571.304--Compressed Natural Gas Fuel Container Integrity
49 CFR part 571.305--Electric-Powered Vehicles: Electrolyte Spillage
and Electrical Shock Protection
49 CFR part 571.401--Interior Trunk Release
49 CFR part 571.403--Platform Lift Systems for Motor Vehicles
49 CFR part 571.404--Platform Lift Installations in Motor Vehicles
49 CFR part 571.500--Low-Speed Vehicles
49 CFR part 501--Organization and Delegation of Powers and Duties
49 CFR part 509--OMB Control Numbers for Information Collection
Requirements
49 CFR part 510--Information Gathering Powers
49 CFR part 511--Adjudicative Procedures
49 CFR part 512--Confidential Business Information
49 CFR part 520--Procedures for Considering Environmental Impacts
49 CFR part 523--Vehicle Classification
49 CFR part 525--Exemptions from Average Fuel Economy Standards
[[Page 5265]]
49 CFR part 526--Petitions and Plans for Relief under the Automobile
Fuel Efficiency Act of 1980
49 CFR part 575--Consumer Information
49 CFR part 579--Reporting of Information and Communications About
Potential Defects
23 CFR part 1200--Uniform Procedures for State Highway Safety Grant
Programs
23 CFR part 1300--Uniform Procedures for State Highway Safety Grant
Programs
Year 4 (Fall 2022) List of Rules That Will Be Analyzed During Next Year
49 CFR part 571.131--School Bus Pedestrian Safety Devices
49 CFR part 571.217--Bus Emergency Exits and Window Retention and
Release
49 CFR part 571.220--School Bus Rollover Protection
49 CFR part 571.221--School Bus Body Joint Strength
49 CFR part 571.222--School Bus Passenger Seating and Crash Protection
Federal Railroad Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 2018 2019
200, 207, 209,
and 210.
2..................... 49 CFR parts 2019 2020
211, 212, 213,
214, and 215.
3..................... 49 CFR parts 2020 2021
216, 217, 218,
219, and 220.
4..................... 49 CFR parts 2021 2022
221, 222, 223,
224, and 225.
5..................... 49 CFR parts 2022 2023
227, 228, 229,
230, and 231.
6..................... 49 CFR parts 2023 2024
232, 233, 234,
235, and 236.
7..................... 49 CFR parts 2024 2025
237, 238, 249,
240, and 241.
8..................... 49 CFR parts 2025 2026
242, 243, 244,
250, and 256.
9..................... 49 CFR parts 2026 2027
261, 262, 264,
266, and 268.
10.................... 49 CFR parts 2027 2028
269, 270, and
272.
------------------------------------------------------------------------
Year 3 (Fall 2020) List of Rules Analyzed and a Summary of Results
49 CFR part 216--Special Notice and Emergency Order Procedures:
Railroad Track, Locomotive and Equipment
Section 610: There is no SEISNOSE.
General: Part 216 provides safety and security for
railroad employees and the public through special notices for repairs
of railroad freight car, locomotive, passenger equipment, and track
class, as well as for the issuance and review of emergency orders for
removing dangerously substandard track from service. FRA's plain
language review of this rule indicates no need for substantial
revision.
49 CFR part 217--Railroad Operating Rules
Section 610: There is no SEISNOSE.
[ssquf] General: No changes are needed. These regulations are cost
effective and impose the least burden. FRA's plain language review of
this rule indicates no need for substantial revision.
49 CFR part 218--Railroad Operating Practices
[ssquf] Section 610: There is no SEIOSNOSE.
[ssquf] General: The rule prescribes minimum requirements for
railroad operating rules and practices. No changes are needed. FRA's
plain language review of this rule indicates no need for substantial
revision.
49 CFR part 219--Control of Alcohol and Drug Use
[ssquf] Section 610: There is no SEISNOSE.
[ssquf] General: No changes are needed. This rule is cost effective
and imposes the least burden. FRA's plain language review of this rule
indicates no need for substantial revision.
49 CFR part 220--Railroad Communications
[ssquf] Section 610: This rule has significant economic impacts on
a substantial number of small entities. However, the actual burden on
most of these railroads varies because of their different operating
characteristics. Entities that are not subject to this rule include
railroads that do not operate on the general railroad system of
transportation. The communication requirements of this rule have been
designed to minimize the impact on small railroads. For instance, while
large railroads are required to have a working radio and wireless
communication redundancy in every train, small railroads are only
required to comply with this standard for trains used to transport
passengers. As part of the rulemaking process, FRA conducted a review
of the impact that this rulemaking could have on small businesses and
whether any opportunities may exist to reduce the burdens on small
railroads without compromising safety. FRA's plain language review of
this rule indicates no need for substantial revision.
[ssquf] General: The rule prescribes minimum requirements governing
the use of wireless communications in connection with railroad
operations. Uniform standard communications procedures and requirements
throughout the railroad industry are necessary to ensure the protection
and safety of railroad employees and the public, and to minimize
potential casualties.
Year 4 (Fall 2021) List of Rules(s) That Will Be Analyzed During This
Year
49 CFR part 221--Rear End Marking Device--Passenger, Commuter and
Freight Trains
49 CFR part 222--Use of Locomotive Horns at Public Highway-Rail Grade
Crossings
49 CFR part 223--Safety Glazing Standards--Locomotives, Passenger Cars
and Cabooses
49 CFR part 224--Reflectorization of Rail Freight Rolling Stock
49 CFR part 225--Rail Accidents/Incidents: Reports Classification, and
Investigations
Federal Transit Administration
Section 610 and Other Reviews
The Regulatory Flexibility Act of 1980 (RFA), as amended (sections
601 through 612 of title 5, United States Code), requires Federal
regulatory agencies to analyze all proposed and final rules to
determine their economic impact on small entities, which include small
businesses, organizations, and governmental jurisdictions. Section 610
requires government agencies to periodically review all regulations
that will have a significant economic impact on a substantial number of
small entities (SEISNOSE).
In complying with this section, the Federal Transit Administration
(FTA) has elected to use the two-step, two-year process used by most
Department of Transportation (DOT) modes. As such, FTA has divided its
rules into 10 groups as displayed in the table below. During the
analysis year, the listed rules will be analyzed to identify those with
a SEISNOSE. During the review year, each
[[Page 5266]]
rule identified in the analysis year as having a SEISNOSE will be
reviewed in accordance with section 610(b) to determine if it should be
continued without change or changed to minimize the impact on small
entities.
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR parts 2018 2019
604, 605, and
624.
2..................... 49 CFR parts 609 2019 2020
and 640.
3..................... 49 CFR part 633. 2020 2021
4..................... 49 CFR part 611. 2021 2022
5..................... 49 CFR part 655. 2022 2023
6..................... 49 CFR parts 602 2023 2024
and 614.
7..................... 49 CFR parts 661 2024 2025
and 663.
8..................... 49 CFR parts 2025 2026
625, 630, and
665.
9..................... 49 CFR parts 2026 2027
613, 622, 670
and 674.
10.................... 49 CFR parts 2027 2028
650, 672 and
673.
------------------------------------------------------------------------
Year 3 (2020) List of Rules Analyzed and Summary of Results
49 CFR part 633--Project Management Oversight
Section 610: FTA conducted a Section 610 review of 49 CFR
part 633 and determined that it would not result in a SEISNOSE within
the meaning of the RFA. The regulation implements statutorily required
procedures for project management oversight of major capital public
transportation projects.
General: No changes are needed. FTA amended the Project
Management Oversight regulation in 2020 (85 FR 59672) to make it
consistent with statutory changes and to modify the scope and
applicability of project management oversight. FTA estimated the costs
and projected benefits of the rule and determined that it would result
in an overall burden reduction by reducing recipients' labor hours for
oversight procedures.
Year 4 (2021) List of Rules To Be Analyzed This Year
49 CFR part 611--Major Capital Investment Projects
Maritime Administration
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 46 CFR parts 201 2018 2019
through 205, 46
CFR parts 315
through 340, 46
CFR part 345
through 347,
and 46 CFR
parts 381 and
382.
2..................... 46 CFR parts 221 2019 2020
through 232.
3..................... 46 CFR parts 249 2020 2021
through 296.
4..................... 46 CFR parts 2021 2022
221, 298, 308,
and 309.
5..................... 46 CFR parts 307 2022 2023
through 309.
6..................... 46 CFR part 310. 2023 2024
7..................... 46 CFR parts 315 2024 2025
through 340.
8..................... 46 CFR parts 345 2025 2026
through 381.
9..................... 46 CFR parts 382 2026 2027
through 389.
10.................... 46 CFR parts 390 2027 2028
through 393.
------------------------------------------------------------------------
Year 1 (2018) List of Rules With Ongoing Analysis
46 CFR part 201--Rules of Practice and Procedure
46 CFR part 202--Procedures relating to review by Secretary of
Transportation of actions by Maritime Subsidy Board
46 CFR part 203--Procedures relating to conduct of certain hearings
under the Merchant Marine Act, 1936, as amended
46 CFR part 205--Audit Appeals; Policy and Procedure
46 CFR part 315--Agency Agreements and Appointment of Agents
46 CFR part 317--Bonding of Ship's Personnel
46 CFR part 324--Procedural Rules for Financial Transactions Under
Agency Agreements
46 CFR part 325--Procedure to Be Followed by General Agents in
Preparation of Invoices and Payment of Compensation Pursuant to
Provisions of NSA Order No. 47
46 CFR part 326--Marine Protection and Indemnity Insurance Under
Agreements with Agents
46 CFR part 327--Seamen's Claims; Administrative Action and Litigation
46 CFR part 328--Slop Chests
46 CFR part 329--Voyage Data
46 CFR part 330--Launch Services
46 CFR part 332--Repatriation of Seamen
46 CFR part 335--Authority and Responsibility of General Agents to
Undertake Emergency Repairs in Foreign Ports
46 CFR part 336--Authority and Responsibility of General Agents to
Undertake in Continental United States Ports Voyage Repairs and Service
Equipment of Vessels Operated for the Account of The National Shipping
Authority Under General Agency Agreement
46 CFR part 337--General Agent's Responsibility in Connection with
Foreign Repair Custom's Entries
46 CFR part 338--Procedure for Accomplishment of Vessel Repairs Under
National Shipping Authority Master Lump Sum Repair Contract--NSA-
Lumpsumrep
46 CFR part 339--Procedure for Accomplishment of Ship Repairs Under
National Shipping Authority Individual Contract for Minor Repairs--NSA-
Workmanship
46 CFR part 340--Priority Use and Allocation of Shipping Services,
Containers and Chassis, and Port Facilities and Services for National
Security and National Defense Related Operations
46 CFR part 345--Restrictions Upon the Transfer or Change in Use or In
Terms Governing Utilization of Port Facilities
46 CFR part 346--Federal Port Controllers
46 CFR part 347--Operating Contract
46 CFR part 381--Cargo Preference--U.S.-Flag Vessels
46 CFR part 382--Determination of Fair and Reasonable Rates for the
Carriage of Bulk and Packaged Preference
[[Page 5267]]
Cargoes on U.S.-Flag Commercial Vessels
Year 1 (2018) List of Rules Analyzed and a Summary of Results
46 CFR part 204--Claims against the Maritime Administration under the
Federal Tort Claims Act
Section 610: There is no SEIOSNOSE.
General: The purpose of this rule is to prescribe the
requirements and procedures for administrative claims against the
United States involving the Maritime Administration under the Federal
Tort Claims Act. The agency has determined that the rule is cost-
effective and imposes the least possible burden on small entities.
MARAD's plain language review of this rule indicates no need of
substantial revision.
Year 2 (2019) List of Rules Analyzed and a Summary of Results
46 CFR part 221 Regulated Transactions Involving Documented Vessels and
Other Maritime Interests
Section 610: There is no SEIOSNOSE.
General: The purpose of this rule is to govern practice
and procedure in regulating interest in or control of Documented
Vessels owned by Citizens of the United States to Noncitizens and
transactions involving certain maritime interests in time of war or
national emergency. The agency has determined that the rule is cost-
effective and imposes the least possible burden on small entities.
MARAD's plain language review of this rule indicates no need of
substantial revision.
46 CFR 232 Uniform Financial Reporting Requirements
Section 610: There is no SEIOSNOSE.
General: The purpose of this rule is to govern practice
and procedure to all participants in financial assistance programs
administered by the Maritime Administration. The agency has determined
that the rule is cost-effective and imposes the least possible burden
on small entities. MARAD's plain language review of this rule indicates
no need of substantial revision.
Year 3 (2020) List of Rules That Will Be Analyzed During the Year
46 CFR part 249--Approval of Underwriters for Marine Hull Insurance
46 CFR part 272--Requirements and Procedures for Conducting Condition
Surveys and Administering Maintenance and Repair Subsidy
46 CFR part 277--Domestic and Foreign Trade; Interpretations
46 CFR part 287--Establishment of Construction Reserve Funds
46 CFR part 289--Insurance of Construction-Differential Subsidy
Vessels, Operating-Differential Subsidy Vessels and of Vessels Sold or
Adjusted Under the Merchant Ship Sales Act of 1946
46 CFR part 295--Maritime Security Program
46 CFR part 296--Maritime Security Program
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... 49 CFR part 178. 2018 2019
2..................... 49 CFR parts 178 2019 2020
through 180.
3..................... 49 CFR parts 172 2020 2021
and 175.
4..................... 49 CFR part 171, 2021 2022
sections 171.15
and 171.16.
5..................... 49 CFR parts 2022 2023
106, 107, 171,
190, and 195.
6..................... 49 CFR parts 2023 2024
174, 177, and
199.
7..................... 49 CFR parts 2024 2025
176, 191 and
192.
8..................... 49 CFR parts 172 2025 2026
and 178.
9..................... 49 CFR parts 2026 2027
172, 173, 174,
176, 177, and
193.
10.................... 49 CFR parts 173 2027 2028
and 194.
------------------------------------------------------------------------
Year 3 (Fall 2021) List of Rules Analyzed and a Summary of Results
49 CFR part 172--Hazardous Materials Table, Special Provisions,
Hazardous Materials Communications, Emergency Response Information,
Training Requirements, and Security Plans
49 CFR part 175--Carriage by Aircraft
Section 610: PHMSA conducted a review of these parts and
found no SEISNOSE.
General: PHMSA has reviewed these parts and found that
while these parts do not have SEISNOSE, they could be revised to
reflect new technologies and updated to reflect current practices.
Therefore, PHMSA has initiated rulemakings to revise portions of parts
172 and 175. Otherwise, PHMSA's plain language review of these parts
indicates no need for substantial revision. Where confusing or
ambiguous language has been identified, PHMSA plans to propose or
finalize revisions by way of rulemakings.
As an example, the ``Hazardous Materials: Advancing Safety of Modal
Specific Provisions'' (2137-AF41) rulemaking action is part of PHMSA's
response to clarify current regulatory requirements and address public
comments. This rulemaking also proposes to address a variety of
petitions for rulemaking, specific to modal stakeholders, and other
issues identified by PHMSA during its regulatory review. The impact
that the 2137-AF41 rulemaking will have on small entities is not
expected to be significant. The rulemaking is based on PHMSA's
initiatives and correspondence with the regulated community, as well as
PHMSA's consultation with its modal partners, including FMCSA, FRA, and
the United States Coast Guard (USCG). The proposed amendments are
expected to result in an overall net cost savings and ease the
regulatory compliance burden for small entities, shippers, carriers,
manufacturers, and requalifiers, specifically those modal-specific
packaging and requalification requirements. This rulemaking is one
example of PHMSA's review of rulemakings which ensures that our rules
do not have a significant economic impact on a substantial number of
small entities.
For a second example, the ``Hazardous Materials: Harmonization With
International Standards'' (2137-AF46) rulemaking action is part of
PHMSA's ongoing biennial process to harmonize the Hazardous Materials
Regulations (HMR) with international regulations and standards. Federal
law and policy strongly favor the harmonization of domestic and
international standards for hazardous materials transportation. The
Federal hazardous materials transportation law (Federal hazmat law; 49
U.S.C. 5101 et
[[Page 5268]]
seq.) directs PHMSA to participate in relevant international standard-
setting bodies and promotes consistency of the HMR with international
transport standards to the extent practicable. Federal hazardous
materials law permits PHMSA to depart from international standards
where appropriate, including to promote safety or other overriding
public interests. However, Federal hazardous materials law otherwise
encourages domestic and international harmonization (see 49 U.S.C.
5120). Harmonization facilitates international trade by minimizing the
costs and other burdens of complying with multiple or inconsistent
safety requirements for transportation of hazardous materials. Safety
is enhanced by creating a uniform framework for compliance, and as the
volume of hazardous materials transported in international commerce
continues to grow, harmonization becomes increasingly important. The
impact that the 2137-AF46 rulemaking will have on small entities is not
expected to be significant. The rulemaking will clarify provisions
based on PHMSA's initiatives and correspondence with the regulated
community and domestic and international stakeholders, which helps
promote safety through increased regulatory compliance. The changes are
generally intended to provide relief and, as a result, positive
economic benefits to shippers, carriers, and packaging manufacturers
and testers, including small entities. This rulemaking is expected to
lead to both economic and safety benefits. The amendments are expected
to result in net benefits for shippers engaged in domestic and
international commerce, including trans-border shipments within North
America. Additionally, the effective changes of this rulemaking will
relieve U.S. companies, including small entities competing in foreign
markets, from the burden of complying with a dual system of
regulations. This rulemaking is a second example of PHMSA's review of
rulemakings which helps ensure that the HMR do not have a significant
economic impact on a substantial number of small entities.
Year 4 (Fall 2022) List of Rules That Will Be Analyzed During the Next
Year
49 CFR part 171--Sections 171.15 and 171.16--Incident Reporting
Great Lakes Saint Lawrence Seaway Development Corporation
Section 610 and Other Reviews
------------------------------------------------------------------------
Regulations to
Year be reviewed Analysis year Review year
------------------------------------------------------------------------
1..................... * 33 CFR parts 2018 2019
401 through 403.
------------------------------------------------------------------------
* The review for these regulations is recurring each year of the 10-year
review cycle (currently 2018 through 2027).
Year 1 (Fall 2018) List of Rules That Will Be Analyzed During the Next
Year
33 CFR part 401--Seaway Regulations and Rules
33 CFR part 402--Tariff of Tolls
33 CFR part 403--Rules of Procedure of the Joint Tolls Review Board
Office of the Secretary--Proposed Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
337....................... + Enhancing Transparency 2105-AF10
of Airline Ancillary
Service Fees (Reg Plan
Seq No. 131).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this
issue of the Federal Register.
Office of the Secretary--Long-Term Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
338....................... + Air Transportation 2105-AE57
Consumer Protection
Requirements for Ticket
Agents (Section 610
Review).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Aviation Administration--Proposed Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
339....................... + Drug and Alcohol Testing 2120-AK09
of Certain Maintenance
Provider Employees
Located Outside of the
United States.
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Aviation Administration--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
340....................... + Airport Safety 2120-AJ38
Management System.
341....................... + Registration and Marking 2120-AK82
Requirements for Small
Unmanned Aircraft (Reg
Plan Seq No. 132).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this
issue of the Federal Register.
[[Page 5269]]
Federal Aviation Administration--Long-Term Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
342....................... + Regulation Of Flight 2120-AJ78
Operations Conducted By
Alaska Guide Pilots.
343....................... + Applying the Flight, 2120-AK26
Duty, and Rest
Requirements to Ferry
Flights that Follow
Commuter or On-Demand
Operations (FAA
Reauthorization).
344....................... + Aircraft Registration 2120-AK37
and Airmen Certification
Fees.
345....................... + Helicopter Air Ambulance 2120-AK57
Pilot Training and
Operational Requirements
(HAA II) (FAA
Reauthorization).
346....................... Requirements to File 2120-AK77
Notice of Construction of
Meteorological Evaluation
Towers and Other
Renewable Energy Projects
(Section 610 Review).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Aviation Administration--Completed Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
347....................... + Pilot Records Database 2120-AK31
(HR 5900).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Highway Administration--Proposed Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
348....................... Incorporating Safety Into 2125-AG08
Federal-aid Programs and
Projects (Section 610
Review).
------------------------------------------------------------------------
Federal Motor Carrier Safety Administration--Long-Term Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
349....................... + Safety Monitoring System 2126-AA35
and Compliance Initiative
for Mexico-Domiciled
Motor Carriers Operating
in the United States.
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Federal Motor Carrier Safety Administration--Completed Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
350....................... Controlled Substances and 2126-AC11
Alcohol Testing: State
Driver's Licensing Agency
Downgrade of Commercial
Driver's License
(Completion of a Section
610 Review).
------------------------------------------------------------------------
Federal Railroad Administration--Proposed Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
351....................... + Train Crew Staffing (Reg 2130-AC88
Plan Seq No. 139).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
References in boldface appear in The Regulatory Plan in part II of this
issue of the Federal Register.
Saint Lawrence Seaway Development Corporation--Proposed Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
352....................... Seaway Regulations and 2135-AA51
Rules: Periodic Update,
Various Categories
(Rulemaking Resulting
From a Section 610
Review).
353....................... Tariff of Tolls 2135-AA52
(Rulemaking Resulting
From a Section 610
Review).
------------------------------------------------------------------------
Pipeline and Hazardous Materials Safety Administration--Proposed Rule
Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
354....................... + Pipeline Safety: Gas 2137-AF51
Pipeline Leak Detection
and Repair.
[[Page 5270]]
355....................... + Pipeline Safety: Safety 2137-AF53
of Gas Distribution
Pipelines.
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Pipeline and Hazardous Materials Safety Administration--Final Rule Stage
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
356....................... + Pipeline Safety: 2137-AF06
Amendments to Parts 192
and 195 to require Valve
installation and Minimum
Rupture Detection
Standards.
357....................... + Hazardous Materials: 2137-AF20
Enhanced Safety
Provisions for Lithium
Batteries Transported by
Aircraft (FAA
Reauthorization Act of
2018).
------------------------------------------------------------------------
+ DOT-designated significant regulation.
Pipeline and Hazardous Materials Safety Administration--Long-Term
Actions
------------------------------------------------------------------------
Regulation
Sequence No. Title Identifier No.
------------------------------------------------------------------------
358....................... + Pipeline Safety: 2137-AF52
Pipeline Operational
Status.
------------------------------------------------------------------------
+ DOT-designated significant regulation.
DEPARTMENT OF TRANSPORTATION (DOT)
Office of the Secretary (OST)
Proposed Rule Stage
337. +Enhancing Transparency of Airline Ancillary Service Fees
Regulatory Plan: This entry is Seq. No. 131 in part II of this
issue of the Federal Register.
RIN: 2105-AF10
DEPARTMENT OF TRANSPORTATION (DOT)
Office of the Secretary (OST)
Long-Term Actions
338. +Air Transportation Consumer Protection Requirements for Ticket
Agents (Section 610 Review)
Legal Authority: 49 U.S.C. 41712; FAA Reauthorization Act of 2018,
sec. 427
Abstract: This rulemaking would address a number of proposals to
enhance protections for air travelers and to improve the air travel
environment. Specifically, this rulemaking would enhance airline
passenger protections by addressing whether to codify in regulation a
definition of the term ``ticket agent.'' The rulemaking would also
consider whether to require large travel agents to adopt minimum
customer service standards and prohibit the unfair and deceptive
practice of post-purchase price increases. These issues, previously
part of a rulemaking known as Airline Pricing Transparency and Other
Consumer Protection Issues, (2105-AE11) have been separated into this
proceeding.
Timetable: Next Action Undetermined.
Regulatory Flexibility Analysis Required: No.
Agency Contact: Blane A. Workie, Assistant General Counsel,
Department of Transportation, Office of the Secretary, 1200 New Jersey
Avenue SE, Washington, DC 20590, Phone: 202 366-9342, Fax: 202 366-
7153, Email: [email protected].
RIN: 2105-AE57
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Proposed Rule Stage
339. +Drug and Alcohol Testing of Certain Maintenance Provider
Employees Located Outside of the United States
Legal Authority: 14 CFR; 49 U.S.C. 106(g); 49 U.S.C. 40113; 49
U.S.C. 44701; 49 U.S.C. 44702; 49 U.S.C. 44707; 49 U.S.C. 44709; 49
U.S.C. 44717
Abstract: This rulemaking would require controlled substance
testing of some employees working in repair stations located outside
the United States. The intended effect is to increase participation by
companies outside of the United States in testing of employees who
perform safety critical functions and testing standards similar to
those used in the repair stations located in the United States. This
action is necessary to increase the level of safety of the flying
public. This rulemaking is a statutory mandate under section 308(d) of
the FAA Modernization and Reform Act of 2012 (Pub. L. 112-95).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 03/17/14 79 FR 14621
Comment Period Extended............. 05/01/14 79 FR 24631
ANPRM Comment Period End............ 05/16/14
Comment Period End.................. 07/17/14
NPRM................................ 07/00/22
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Julia Brady, Program Analyst, Program Policy
Branch, Department of Transportation, Federal Aviation Administration,
800 Independence Avenue SW, Washington, DC 20591, Phone: 202 267-8083,
Email: [email protected].
RIN: 2120-AK09
[[Page 5271]]
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Final Rule Stage
340. +Airport Safety Management System
Legal Authority: 49 U.S.C. 44706; 49 U.S.C. 106(g); 49 U.S.C.
40113; 49 U.S.C. 44701 to 44706; 49 U.S.C. 44709; 49 U.S.C. 44719
Abstract: This rulemaking would require certain airport certificate
holders to develop, implement, maintain, and adhere to a safety
management system (SMS) for its aviation related activities. An SMS is
a formalized approach to managing safety by developing an organization-
wide safety policy, developing formal methods of identifying hazards,
analyzing and mitigating risk, developing methods for ensuring
continuous safety improvement, and creating organization-wide safety
promotion strategies.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 10/07/10 75 FR 62008
NPRM Comment Period Extended........ 12/10/10 75 FR 76928
NPRM Comment Period End............. 01/05/11
End of Extended Comment Period...... 03/07/11
Second Extension of Comment Period.. 03/07/11 76 FR 12300
End of Second Extended Comment 07/05/11
Period.
Second NPRM......................... 07/14/16 81 FR 45871
Second NPRM Comment Period End...... 09/12/16
Analyzing Comments.................. 12/00/21
Final Rule.......................... 01/00/22
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: James Schroeder, Office of Airport Safety and
Standards, Department of Transportation, Federal Aviation
Administration, 800 Independence Avenue SW, Washington, DC 20591,
Phone: 202 267-4974, Email: [email protected].
RIN: 2120-AJ38
341. +Registration and Marking Requirements for Small Unmanned Aircraft
Regulatory Plan: This entry is Seq. No. 132 in part II of this
issue of the Federal Register.
RIN: 2120-AK82
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Long-Term Actions
342. +Regulation of Flight Operations Conducted by Alaska Guide Pilots
Legal Authority: 49 U.S.C. 106(g) ; 49 U.S.C. 1153; 49 U.S.C. 1155;
49 U.S.C. 40101 to 40103; 49 U.S.C. 40113; 49 U.S.C. 40120; 49 U.S.C.
44101; 49 U.S.C. 44105 to 44016; 49 U.S.C. 44111; 49 U.S.C. 44701 to
44717; 49 U.S.C. 44722; 49 U.S.C. 44901; 49 U.S.C. 44903 to 44904; 49
U.S.C. 44906; 49 U.S.C. 44912; 49 U.S.C. 44914; 49 U.S.C. 44936; 49
U.S.C. 44938; 49 U.S.C. 46103; 49 U.S.C. 46105; 49 U.S.C. 46306; 49
U.S.C. 46315 to 46316; 49 U.S.C. 46504; 49 U.S.C. 46506 to 46507; 49
U.S.C. 47122; 49 U.S.C. 47508; 49 U.S.C. 47528 to 47531; Articles 12
and 29 of 61 Statue 1180; Pub. L. 106-181, sec. 732
Abstract: The rulemaking would establish regulations concerning
Alaska guide pilot operations. The rulemaking would implement
Congressional legislation and establish additional safety requirements
for the conduct of these operations. The intended effect of this
rulemaking is to enhance the level of safety for persons and property
transported in Alaska guide pilot operations. In addition, the
rulemaking would add a general provision applicable to pilots operating
under the general operating and flight rules concerning falsification,
reproduction, and alteration of applications, logbooks, reports, or
records. This rulemaking is a statutory mandate under section 732 of
the Wendell H. Ford Aviation Investment and Reform Act for the 21st
Century (Pub. L. 106-181).
Timetable: Next Action Undetermined.
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Jeff Smith, Department of Transportation, Federal
Aviation Administration, 800 Independence Avenue SW, Washington, DC
20785, Phone: 202 365-3617, Email:[email protected].
RIN: 2120-AJ78
343. +Applying the Flight, Duty, and Rest Requirements to Ferry Flights
That Follow Commuter or On-Demand Operations (FAA Reauthorization)
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
1153; 49 U.S.C. 40101; 49 U.S.C. 40102; 49 U.S.C. 40103; 49 U.S.C.
40113; 49 U.S.C. 41706; 49 U.S.C. 44105; 49 U.S.C. 44106; 49 U.S.C.
44111; 49 U.S.C. 44701 to 44717; 49 U.S.C. 44722; 49 U.S.C. 44901; 49
U.S.C. 44903; 49 U.S.C. 44904; 49 U.S.C. 44906; 49 U.S.C. 44912; 49
U.S.C. 44914; 49 U.S.C. 44936; 49 U.S.C. 44938; 49 U.S.C. 45101 to
45105; 49 U.S.C. 46103
Abstract: This rulemaking would require a flightcrew member who is
employed by an air carrier conducting operations under part 135, and
who accepts an additional assignment for flying under part 91 from the
air carrier or from any other air carrier conducting operations under
part 121 or 135, to apply the period of the additional assignment
toward any limitation applicable to the flightcrew member relating to
duty periods or flight times under part 135.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
ANPRM............................... 11/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Chester Piolunek, Department of Transportation,
Federal Aviation Administration, 800 Independence Avenue SW,
Washington, DC 20591, Phone: 202 267-3711, Email:
[email protected].
RIN: 2120-AK26
344. +Aircraft Registration and Airmen Certification Fees
Legal Authority: 31 U.S.C. 9701; 4 U.S.C. 1830; 49 U.S.C. 106(f);
49 U.S.C. 106(g); 49 U.S.C. 106(l)(6); 49 U.S.C. 40104; 49 U.S.C.
40105; 49 U.S.C. 40109; 49 U.S.C. 40113; 49 U.S.C. 40114; 49 U.S.C.
44101 to 44108; 49 U.S.C. 44110 to 44113; 49 U.S.C. 44701 to 44704; 49
U.S.C. 44707; 49 U.S.C. 44709 to 44711; 49 U.S.C. 44713; 49 U.S.C.
45102; 49 U.S.C. 45103; 49 U.S.C. 45301; 49 U.S.C. 45302; 49 U.S.C.
45305; 49 U.S.C. 46104; 49 U.S.C. 46301; Pub. L. 108-297, 118 Stat.
1095
Abstract: This rulemaking would establish fees for airman
certificates, medical certificates, and provision of legal opinions
pertaining to aircraft registration or recordation. This rulemaking
also would revise existing fees for aircraft registration, recording of
security interests in aircraft or aircraft parts, and replacement of an
airman certificate. This rulemaking addresses provisions of the FAA
Modernization and Reform Act of 2012. This rulemaking is intended to
recover the estimated costs of the various services and activities for
which fees would be established or revised.
[[Page 5272]]
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Isra Raza, Department of Transportation, Federal
Aviation Administration, 800 Independence Avenue SW, Washington, DC
20591, Phone: 202 267-8994, Email: [email protected].
RIN: 2120-AK37
345. +Helicopter Air Ambulance Pilot Training and Operational
Requirements (HAA II) (FAA Reauthorization)
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
40113; 49 U.S.C. 41706; 49 U.S.C. 44701; 49 U.S.C. 44702; 49 U.S.C.
44705; 49 U.S.C. 44709; 49 U.S.C. 44711 to 44713; 49 U.S.C. 44715 to
44717; 49 U.S.C. 44722; 49 U.S.C. 44730; 49 U.S.C. 45101 to 45105
Abstract: This rulemaking would develop training requirements for
crew resource management, flight risk evaluation, and operational
control of the pilot in command, as well as to develop standards for
the use of flight simulation training devices and line-oriented flight
training. Additionally, it would establish requirements for the use of
safety equipment for flight crewmembers and flight nurses. These
changes will aide in the increase in aviation safety and increase
survivability in the event of an accident. Without these changes, the
Helicopter Air Ambulance industry may continue to see the unacceptable
high rate of aircraft accidents. This rulemaking is a statutory mandate
under section 306(e) of the FAA Modernization and Reform Act of 2012
(Pub. L. 112-95).
Timetable: Next Action Undetermined.
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Chris Holliday, Department of Transportation,
Federal Aviation Administration, 801 Pennsylvania Avenue NW,
Washington, DC 20024, Phone: 202 267-4552, Email:
[email protected].
RIN: 2120-AK57
346. Requirements To File Notice of Construction of Meteorological
Evaluation Towers and Other Renewable Energy Projects (Section 610
Review)
Legal Authority: 49 U.S.C. 40103
Abstract: This rulemaking would add specific requirements for
proponents who wish to construct meteorological evaluation towers at a
height of 50 feet above ground level (AGL) up to 200 feet AGL to file
notice of construction with the FAA. This rule also requires sponsors
of wind turbines to provide certain specific data when filing notice of
construction with the FAA. This rulemaking is a statutory mandate under
section 2110 of the FAA Extension, Safety, and Security Act of 2016
(Pub. L. 114-190).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 12/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Sheri Edgett-Baron, Air Traffic Service, Department
of Transportation, Federal Aviation Administration, 800 Independence
Avenue SW, Washington, DC 20591, Phone: 202 267-9354, Email:
[email protected].
RIN: 2120-AK77
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Aviation Administration (FAA)
Completed Actions
347. +Pilot Records Database (HR 5900)
Legal Authority: 49 U.S.C. 106(f); 49 U.S.C. 106(g); 49 U.S.C.
1155; 49 U.S.C. 40103; 49 U.S.C. 40113; 49 U.S.C. 40119; 49 U.S.C.
40120; 49 U.S.C. 41706; 49 U.S.C. 44101; 49 U.S.C. 44111; 49 U.S.C.
44701 to 44705; 49 U.S.C. 44709 to 44713; 49 U.S.C. 44715 to 44717; 49
U.S.C. 44722; 49 U.S.C. 45101 to 45105; 49 U.S.C. 46105; 49 U.S.C.
46306; 49 U.S.C. 46315; 49 U.S.C. 46316; 49 U.S.C. 46504; 49 U.S.C.
46507; 49 U.S.C. 47122; 49 U.S.C. 47508; 49 U.S.C. 47528 to 47531
Abstract: This rulemaking would implement a Pilot Records Database
as required by Public Law 111-216 (Aug. 1, 2010). Section 203 amends
the Pilot Records Improvement Act by requiring the FAA to create a
pilot records database that contains various types of pilot records.
These records would be provided by the FAA, air carriers, and other
persons who employ pilots, and used by potential employers prior to
making hiring decisions. The FAA must maintain these records until it
receives notice that a pilot is deceased.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 03/30/20 85 FR 17660
NPRM Comment Period End............. 06/29/20 .......................
NPRM Comment Period End............. 06/29/20 .......................
Final Rule.......................... 06/10/21 86 FR 31006
Correction.......................... 06/17/21 86 FR 32185
Final Rule Effective................ 08/09/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Christopher Morris, Department of Transportation,
Federal Aviation Administration, 6500 S MacArthur Boulevard, Oklahoma
City, OK 73169, Phone: 405 954-4646, Email: [email protected].
RIN: 2120-AK31
BILLING CODE 4910-13-P
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Highway Administration (FHWA)
Proposed Rule Stage
348. Incorporating Safety Into Federal-Aid Programs and
Projects (Section 610 Review)
Legal Authority: 23 U.S.C. 109
Abstract: This rulemaking would establish new FHWA regulations to
require safety integration across all Federal-aid highway programs and
necessary mitigation on some or all Federal-aid highway projects. The
new regulations would assist State agencies in making meaningful safety
investments to save lives and reduce injuries on the Nation's highways.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Phillip Bobitz, Department of Transportation,
Federal Highway Administration, 1200 New Jersey Avenue SE, Washington,
DC 20590, Phone: 717-221-4574, Email: [email protected].
RIN: 2125-AG08
BILLING CODE 4910-22-P
[[Page 5273]]
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
Long-Term Actions
349. +Safety Monitoring System and Compliance Initiative for Mexico-
Domiciled Motor Carriers Operating in the United States
Legal Authority: Pub. L. 107-87, sec. 350; 49 U.S.C. 113; 49 U.S.C.
31136; 49 U.S.C. 31144; 49 U.S.C. 31502; 49 U.S.C. 504; 49 U.S.C. 5113;
49 U.S.C. 521(b)(5)(A)
Abstract: This rule would implement a safety monitoring system and
compliance initiative designed to evaluate the continuing safety
fitness of all Mexico-domiciled carriers within 18 months after
receiving a provisional Certificate of Registration or provisional
authority to operate in the United States. It also would establish
suspension and revocation procedures for provisional Certificates of
Registration and operating authority, and incorporate criteria to be
used by FMCSA in evaluating whether Mexico-domiciled carriers exercise
basic safety management controls. The interim rule included
requirements that were not proposed in the NPRM, but which are
necessary to comply with the FY-2002 DOT Appropriations Act. On January
16, 2003, the Ninth Circuit Court of Appeals remanded this rule, along
with two other NAFTA-related rules, to the agency, requiring a full
environmental impact statement and an analysis required by the Clean
Air Act. On June 7, 2004, the Supreme Court reversed the Ninth Circuit
and remanded the case, holding that FMCSA is not required to prepare
the environmental documents. FMCSA originally planned to publish a
final rule by November 28, 2003.
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/03/01 66 FR 22415
NPRM Comment Period End............. 07/02/01 .......................
Interim Final Rule.................. 03/19/02 67 FR 12758
Interim Final Rule Comment Period 04/18/02 .......................
End.
Interim Final Rule Effective........ 05/03/02 .......................
Notice of Intent to Prepare an EIS.. 08/26/03 68 FR 51322
EIS Public Scoping Meetings......... 10/08/03 68 FR 58162
Next Action Undetermined............
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Sarah Stella, Division Chief, Department of
Transportation, Federal Motor Carrier Safety Administration, 1200 New
Jersey Avenue SE, Washington, DC 20590, Phone: 202 493-0192, Email:
[email protected].
RIN: 2126-AA35
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Motor Carrier Safety Administration (FMCSA)
Completed Actions
350. Controlled Substances and Alcohol Testing: State Driver's
Licensing Agency Downgrade of Commercial Driver's License (Completion
of a Section 610 Review)
Legal Authority: 49 U.S.C. 31136(a); 49 U.S.C. 31305(a)
Abstract: FMCSA is amending its regulations to establish
requirements for State Driver's Licensing Agencies (SDLAs) to access
and use information obtained through the Drug and Alcohol Clearinghouse
(DACH or Clearinghouse), an FMCSA-administered database containing
driver-specific controlled substance (drug) and alcohol records. SDLAs
must not issue, renew, upgrade, or transfer a commercial driver's
license (CDL), or commercial learner's permit (CLP), as applicable, for
any individual prohibited under FMCSA's regulations from performing
safety-sensitive functions, including driving a commercial motor
vehicle (CMV), due to one or more drug and alcohol program violations.
Further, SDLAs must remove the CLP or CDL privilege from the
driver's license of an individual subject to the CMV driving
prohibition, which would result in a downgrade of the license until the
driver complies with return-to-duty (RTD) requirements. This rule also
requires States receiving Motor Carrier Safety Assistance Program
(MCSAP) grant funds to adopt a compatible CMV driving prohibition
applicable to CLP and CDL holders who violate FMCSA's drug and alcohol
program requirements, and makes clarifying and conforming changes to
current regulations. The final rule will help keep unsafe drivers off
the road by increasing compliance with the CMV driving prohibition.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 04/28/20 85 FR 23670
Final Rule.......................... 10/07/21 86 FR 55718
Final Rule; Correction.............. 10/29/21 86 FR 59871
Final Rule Effective................ 11/08/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Gian Marshall, Management and Program Analyst,
Department of Transportation, Federal Motor Carrier Safety
Administration, 1200 New Jersey Avenue SE, Washington, DC 20590, Phone:
202 366-0928, Email: [email protected].
RIN: 2126-AC11
BILLING CODE 4910-EX-P
DEPARTMENT OF TRANSPORTATION (DOT)
Federal Railroad Administration (FRA)
Proposed Rule Stage
351. +Train Crew Staffing
Regulatory Plan: This entry is Seq. No. 139 in part II of this
issue of the Federal Register.
RIN: 2130-AC88
BILLING CODE 4910-06-P
DEPARTMENT OF TRANSPORTATION (DOT)
Saint Lawrence Seaway Development Corporation (SLSDC)
Proposed Rule Stage
352. Seaway Regulations and Rules: Periodic Update, Various
Categories (Rulemaking Resulting From a Section 610 Review)
Legal Authority: 33 U.S.C. 981 et seq.
Abstract: The Great Lakes St. Lawrence Seaway Development
Corporation (GLS) and the St. Lawrence Seaway Management Corporation
(SLSMC) of Canada, under international agreement, jointly publish and
presently administer the St. Lawrence Seaway Regulations and Rules
(Practices and Procedures in Canada) in their respective jurisdictions.
Under agreement with the SLSMC, the GLS is amending the joint
regulations by updating the Regulations and Rules in various
categories.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
[[Page 5274]]
Agency Contact: Michal Chwedczuk, Department of Transportation,
Saint Lawrence Seaway Development Corporation, 1200 New Jersey Avenue
SE, Washington, DC 20590, Phone: 202 366-0091, Email:
[email protected].
RIN: 2135-AA51
353. Tariff Of Tolls (Rulemaking Resulting From a Section 610
Review)
Legal Authority: 33 U.S.C. 981 et seq.
Abstract: The Great Lakes St. Lawrence Seaway Development
Corporation (GLS) and the St. Lawrence Seaway Management Corporation
(SLSMC) of Canada, under international agreement, jointly publish and
presently administer the St. Lawrence Seaway Tariff of Tolls in their
respective jurisdictions. The Tariff sets forth the level of tolls
assessed on all commodities and vessels transiting the facilities
operated by the GLS and the SLSMC.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 11/00/21 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: No.
Agency Contact: Michal Chwedczuk, Department of Transportation,
Saint Lawrence Seaway Development Corporation, 1200 New Jersey Avenue
SE, Washington, DC 20590, Phone: 202 366-0091, Email:
[email protected].
RIN: 2135-AA52
BILLING CODE 4910-61-P
DEPARTMENT OF TRANSPORTATION (DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Proposed Rule Stage
354. +Pipeline Safety: Gas Pipeline Leak Detection and Repair
Legal Authority: 49 U.S.C. 60101 et seq.
Abstract: This rulemaking would amend the pipeline safety
regulations to enhance requirements for detecting and repairing leaks
on new and existing natural gas distribution, gas transmission, and gas
gathering pipelines. The proposed rule is necessary to respond to a
mandate from section 113 of the Protecting our Infrastructure of
Pipelines and Enhancing Safety Act of 2020.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 05/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Sayler Palabrica, Department of Transportation,
Pipeline and Hazardous Materials Safety Administration, 1200 New Jersey
Avenue SE, District of Columbia, DC 20590, Phone: 202-366-0559, Email:
[email protected].
RIN: 2137-AF51
355. +Pipeline Safety: Safety of Gas Distribution Pipelines
Legal Authority: 49 U.S.C. 60101 et seq.
Abstract: This rulemaking would amend the pipeline safety
regulations to enhance the safety requirements for gas distribution
pipelines. The proposed rule is necessary to respond to several
mandates from title II of the Protecting our Infrastructure of
Pipelines and Enhancing Safety Act of 2020 (PIPES Act of 2020).
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 07/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Ashlin Bollacker, Technical Writer, Department of
Transportation, Pipeline and Hazardous Materials Safety Administration,
1200 New Jersey Avenue SE, Washington DC, DC 20590, Phone: 202-366-
4203, Email: [email protected].
RIN: 2137-AF53
DEPARTMENT OF TRANSPORTATION (DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Final Rule Stage
356. +Pipeline Safety: Amendments to Parts 192 and 195 To Require Valve
Installation and Minimum Rupture Detection Standards
Legal Authority: 49 U.S.C. 60101 et seq.
Abstract: This rulemaking action would revise the Pipeline Safety
Regulations applicable to most newly constructed and entirely replaced
onshore natural gas transmission and hazardous liquid pipelines to
improve rupture mitigation and shorten pipeline segment isolation
times. The rulemaking action would define ``notification of potential
rupture'' and outline certain performance standards related to rupture
identification and pipeline segment isolation. This rulemaking action
also would require specific valve maintenance and inspection
requirements, and 9-1-1 notification requirements to help operators
achieve better rupture response and mitigation.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
NPRM................................ 02/06/20 85 FR 7162
NPRM Comment Period End............. 04/06/20 .......................
Final Rule.......................... 02/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Robert Jagger, Technical Writer, Department of
Transportation, Pipeline and Hazardous Materials Safety Administration,
1200 New Jersey Avenue, Washington, DC 20590, Phone: 202-366-4595,
Email: [email protected].
RIN: 2137-AF06
357. +Hazardous Materials: Enhanced Safety Provisions for Lithium
Batteries Transported by Aircraft (FAA Reauthorization Act of 2018)
Legal Authority: 49 U.S.C. 44701; 49 U.S.C. 5103(b); 49 U.S.C.
5120(b)
Abstract: This rulemaking amends the Hazardous Materials
Regulations (HMR) to (1) prohibit the transport of lithium ion cells
and batteries as cargo on passenger aircraft; (2) require all lithium
ion cells and batteries to be shipped at not more than a 30 percent
state of charge on cargo-only aircraft; and (3) limit the use of
alternative provisions for small lithium cell or battery to one package
per consignment. The amendments do not restrict passengers or crew
members from bringing personal items or electronic devices containing
lithium cells or batteries aboard aircraft, or restrict the air
transport of lithium ion cells or batteries when packed with or
contained in equipment. To accommodate persons in areas potentially not
serviced daily by cargo aircraft, PHMSA provides a limited exception
for not more than two replacement lithium cells or batteries
specifically used for medical devices to be transported by passenger
aircraft and at a state of charge greater than 30 percent, under
certain conditions and as approved by the Associate Administrator. This
rulemaking is necessary to meet the FAA Reauthorization Act of 2018,
address a safety hazard, and harmonize the HMR with emergency
amendments to the 2015-2016 edition of the International Civil Aviation
Organization's Technical
[[Page 5275]]
Instructions for the Safe Transport of Dangerous Goods by Air.
Timetable:
------------------------------------------------------------------------
Action Date FR Cite
------------------------------------------------------------------------
Interim Final Rule.................. 03/06/19 84 FR 8006
Interim Final Rule Effective........ 03/06/19 .......................
Interim Final Rule Comment Period 05/06/19 .......................
End.
Final Rule.......................... 02/00/22 .......................
------------------------------------------------------------------------
Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Shelby Geller, Transportation Regulations
Specialist, Transportation & Security, 1200 New Jersey Avenue SE,
Washington, DC 20590, Phone: 202 366-8553, Email:
[email protected].
RIN: 2137-AF20
DEPARTMENT OF TRANSPORTATION (DOT)
Pipeline and Hazardous Materials Safety Administration (PHMSA)
Long-Term Actions
358. +Pipeline Safety: Pipeline Operational Status
Legal Authority: 49 U.S.C. 60101 et seq.
Abstract: This rulemaking would amend the pipeline safety
regulations to define an idled operational status for natural gas and
hazardous liquid pipelines that are temporarily removed from service,
set operations and maintenance requirements for idled pipelines, and
establish inspection requirements for idled pipelines that are returned
to service. The proposed rule is necessary to respond to a mandate from
the Protecting our Infrastructure of Pipelines and Enhancing Safety Act
of 2020.
Timetable:
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Action Date FR Cite
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NPRM................................ 04/00/23 .......................
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Regulatory Flexibility Analysis Required: Yes.
Agency Contact: Sayler Palabrica, Department of Transportation,
Pipeline and Hazardous Materials Safety Administration, 1200 New Jersey
Avenue SE, District of Columbia, DC 20590, Phone: 202-366-0559, Email:
[email protected].
RIN: 2137-AF52
[FR Doc. 2021-27948 Filed 1-28-22; 8:45 am]
BILLING CODE 4910-60-P