Fees for the Unified Carrier Registration Plan and Agreement, 3489-3494 [2022-01022]
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Federal Register / Vol. 87, No. 15 / Monday, January 24, 2022 / Proposed Rules
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Part 73
[MB Docket No. 22–13; RM–11914; DA 22–
24; FR ID 67659]
Television Broadcasting Services
Albany, New York
Federal Communications
Commission.
ACTION: Proposed rule.
AGENCY:
The Commission has before it
a petition for rulemaking filed by
WNYT–TV, LLC (Petitioner), the
licensee of WNYT, channel 12, Albany,
New York. The Petitioner requests the
substitution of channel 21 for channel
12 at in the Table of Allotments.
DATES: Comments must be filed on or
before February 23, 2022 and reply
comments on or before March 10, 2022.
ADDRESSES: Federal Communications
Commission, Office of the Secretary, 45
L Street NE, Washington, DC 20554. In
addition to filing comments with the
FCC, interested parties should serve
counsel for the Petitioner as follows:
William LeBeau, Esq., Holland & Knight
LLP, 800 17th Street NW, Washington,
DC 20006.
FOR FURTHER INFORMATION CONTACT:
Joyce Bernstein, Media Bureau, at (202)
418–1647; or Joyce Bernstein, Media
Bureau, at Joyce.Bernstein@fcc.gov.
SUPPLEMENTARY INFORMATION: In support
of its channel substitution request, the
Petitioner states that WNYT has a long
history of significant reception problems
given the local terrain. According to the
Petitioner, once the station began
operating solely in digital on VHF
channel 12, it received numerous
complaints from viewers about the
station’s over-the-air signal, and in order
to address these problems, the Petitioner
applied for and received modification
authorizations to increase WNYT’s
effective radiated power and tried other
means to improve viewers’ digital
reception, including constructing two
digital replacement translators. The
proposal will result in a net gain in
service to 289,588 persons within
WNYT’s predicted noise limited service
contour, and while it will result in a
loss population of 210 persons within
the predicted contour, all of the
population located within WNYT’s
original DTV channel 12 noise limited
contour will continue to receive NBC
service, except for 130 people.
This is a synopsis of the
Commission’s Notice of Proposed
Rulemaking, MB Docket No. 22–13;
RM–11914; DA 22–24, adopted January
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SUMMARY:
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11, 2022, and released January 11, 2022.
The full text of this document is
available for download at https://
www.fcc.gov/edocs. To request materials
in accessible formats (braille, large
print, computer diskettes, or audio
recordings), please send an email to
FCC504@fcc.gov or call the Consumer &
Government Affairs Bureau at (202)
418–0530 (VOICE), (202) 418–0432
(TTY).
This document does not contain
information collection requirements
subject to the Paperwork Reduction Act
of 1995, Public Law 104–13. In addition,
therefore, it does not contain any
proposed information collection burden
‘‘for small business concerns with fewer
than 25 employees,’’ pursuant to the
Small Business Paperwork Relief Act of
2002, Public Law 107–198, see 44 U.S.C.
3506(c)(4). Provisions of the Regulatory
Flexibility Act of 1980, 5 U.S.C. 601–
612, do not apply to this proceeding.
Members of the public should note
that all ex parte contacts are prohibited
from the time a Notice of Proposed
Rulemaking is issued to the time the
matter is no longer subject to
Commission consideration or court
review, see 47 CFR 1.1208. There are,
however, exceptions to this prohibition,
which can be found in Section 1.1204(a)
of the Commission’s rules, 47 CFR
1.1204(a).
See Sections 1.415 and 1.420 of the
Commission’s rules for information
regarding the proper filing procedures
for comments, 47 CFR 1.415 and 1.420.
List of Subjects in 47 CFR Part 73
Television.
Federal Communications Commission.
Thomas Horan,
Chief of Staff, Media Bureau.
Proposed Rule
For the reasons discussed in the
preamble, the Federal Communications
Commission proposes to amend 47 CFR
part 73 to read as follows:
PART 73—RADIO BROADCAST
SERVICES
1. The authority citation for part 73
continues to read as follows:
■
Authority: 47 U.S.C. 154, 155, 301, 303,
307, 309, 310, 334, 336, 339.
2. In § 73.622(j), amend the Table of
Allotments under New York, by revising
the entry for ‘‘Albany’’ to read as
follows:
■
§ 73.622 Digital television table of
allotments.
*
*
*
(i) * * *
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(j) Table of TV Allotments.
Community
*
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Channel No.
*
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NEW YORK
*
*
*
Albany ...................................
*
*
*
*
*
*
*
*
*
8, 21, 24.
*
*
*
[FR Doc. 2022–01002 Filed 1–21–22; 8:45 am]
BILLING CODE 6712–01–P
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety
Administration
49 CFR Part 367
[Docket No. FMCSA–2022–0001]
RIN 2126–AC51
Fees for the Unified Carrier
Registration Plan and Agreement
Federal Motor Carrier Safety
Administration (FMCSA), Department
of Transportation (DOT).
ACTION: Notice of proposed rulemaking.
AGENCY:
FMCSA is proposing
reductions in the annual registration
fees States collect from motor carriers,
motor private carriers of property,
brokers, freight forwarders, and leasing
companies for the Unified Carrier
Registration (UCR) Plan and Agreement
for the 2023 year and subsequent
registration years. The proposed fees for
the 2023 registration year would be
reduced below the fees for 2022 by
approximately 27 percent. The
reduction in annual registration fees
would be between $16 and $15,350 per
entity, depending on the number of
vehicles owned or operated by the
affected entities.
DATES: Comments must be received on
or before February 23, 2022.
ADDRESSES: You may submit comments
identified by Docket Number FMCSA–
2022–0001 using any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov/docket/
FMCSA-2022-0001/document. Follow
the online instructions for submitting
comments.
• Mail: Dockets Operations, U.S.
Department of Transportation, 1200
New Jersey Avenue SE, West Building,
Ground Floor, Room W12–140,
Washington, DC 20590–0001.
SUMMARY:
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Federal Register / Vol. 87, No. 15 / Monday, January 24, 2022 / Proposed Rules
• Hand Delivery or Courier: Dockets
Operations, U.S. Department of
Transportation, 1200 New Jersey
Avenue SE, West Building, Ground
Floor, Room W12–140, Washington, DC
20590–0001, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. To be sure someone is there to
help you, please call (202) 366–9317 or
(202) 366–9826 before visiting Dockets
Operations.
• Fax: (202) 493–2251.
FOR FURTHER INFORMATION CONTACT: Mr.
Kenneth Riddle, Director, Office of
Registration and Safety Information,
FMCSA, 1200 New Jersey Avenue SE,
Washington, DC 20590–0001, FMCSAMCRS@dot.gov. If you have questions
on viewing or submitting material to the
docket, call Dockets Operations at (202)
366–9826.
SUPPLEMENTARY INFORMATION:
FMCSA organizes this notice of
proposed rulemaking (NPRM) as
follows:
I. Public Participation and Request for
Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Executive Summary
A. Purpose and Summary of the Regulatory
Action
B. Costs and Benefits
III. Abbreviations
IV. Legal Basis
V. Background
VI. Discussion of Proposed Rulemaking
VII. International Impacts
VIII. Section-by-Section Analysis
IX. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and
Review), E.O. 13563 (Improving
Regulation and Regulatory Review), and
DOT Regulatory Policies and Procedures
B. Congressional Review Act
C. Regulatory Flexibility Act (Small
Entities)
D. Assistance for Small Entities
E. Unfunded Mandates Reform Act of 1995
F. Paperwork Reduction Act (Collection of
Information)
G. E.O. 13132 (Federalism)
H. Privacy
I. E.O. 13175 (Indian Tribal Governments)
J. National Environmental Policy Act of
1969
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I. Public Participation and Request for
Comments
A. Submitting Comments
If you submit a comment, please
include the docket number for this
NPRM (FMCSA–2022–0001), indicate
the specific section of this document to
which your comment applies, and
provide a reason for each suggestion or
recommendation. You may submit your
comments and material online or by fax,
mail, or hand delivery, but please use
only one of these means. FMCSA
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recommends that you include your
name and a mailing address, an email
address, or a phone number in the body
of your document so FMCSA can
contact you if there are questions
regarding your submission.
To submit your comment online, go to
https://www.regulations.gov/docket/
FMCSA-2022-0001/document, click on
this NPRM, click ‘‘Comment,’’ and type
your comment into the text box on the
following screen.
If you submit your comments by mail
or hand delivery, submit them in an
unbound format, no larger than 81⁄2 by
11 inches, suitable for copying and
electronic filing. If you submit
comments by mail and would like to
know that they reached the facility,
please enclose a stamped, self-addressed
postcard or envelope.
FMCSA will consider all comments
and material received during the
comment period.
Confidential Business Information (CBI)
CBI is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(5 U.S.C. 552), CBI is exempt from
public disclosure. If your comments
responsive to the NPRM contain
commercial or financial information
that is customarily treated as private,
that you actually treat as private, and
that is relevant or responsive to the
NPRM, it is important that you clearly
designate the submitted comments as
CBI. Please mark each page of your
submission that constitutes CBI as
‘‘PROPIN’’ to indicate it contains
proprietary information. FMCSA will
treat such marked submissions as
confidential under the Freedom of
Information Act, and they will not be
placed in the public docket of the
NPRM. Submissions containing CBI
should be sent to Mr. Brian Dahlin,
Chief, Regulatory Analysis Division,
Office of Policy, FMCSA, 1200 New
Jersey Avenue SE, Washington, DC
20590–0001. Any comments FMCSA
receives not specifically designated as
CBI will be placed in the public docket
for this rulemaking.
B. Viewing Comments and Documents
To view any documents mentioned as
being available in the docket, go to
https://www.regulations.gov/docket/
FMCSA-2022-0001X/document and
choose the document to review. To view
comments, click this NPRM, then click
‘‘Browse Comments.’’ If you do not have
access to the internet, you may view the
docket online by visiting Dockets
Operations in Room W12–140 on the
ground floor of the DOT West Building,
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1200 New Jersey Avenue SE,
Washington, DC 20590–0001, between 9
a.m. and 5 p.m., Monday through
Friday, except Federal holidays. To be
sure someone is there to help you,
please call (202) 366–9317 or (202) 366–
9826 before visiting Dockets Operations.
C. Privacy Act
DOT solicits comments from the
public to better inform its regulatory
process, in accordance with 5 U.S.C.
553(c). DOT posts these comments,
without edit, including any personal
information the commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL
14—Federal Docket Management
System (FDMS)), which can be reviewed
at www.transportation.gov/privacy.
II. Executive Summary
A. Purpose and Summary of the
Regulatory Action
The UCR Plan and the 41 States
participating in the UCR Agreement
establish and collect fees from motor
carriers, motor private carriers of
property, brokers, freight forwarders,
and leasing companies. The UCR Plan
and Agreement are administered by a
15-member board of directors: 14
appointed from the participating States
and the industry, plus the Deputy
Administrator of FMCSA. Revenues
collected are allocated to the
participating States and the UCR Plan.
In accordance with 49 U.S.C.
14504a(f)(1)(E)(ii), fee adjustments must
be requested by the UCR Plan when
annual revenues exceed the maximum
allowed. Also, if there are excess funds
after payments to the States and for
administrative costs, they are retained
in the UCR Plan’s depository, and
subsequent fees must be reduced as
required by 49 U.S.C. 14504a(h)(4).
These two distinct provisions are the
basis for the two elements of the
adjustment proposed in this rule. This
NPRM proposes to reduce the annual
registration fees established pursuant to
the UCR Agreement for 2023 and
subsequent years.
The UCR Board has estimated future
period collections using an average of
the collections of the past 3 closed
years. It also considered that there has
been no change to the administrative
authorized allowance since 2020 and
recommended a modest increase in the
allowance.
Considering all of this, the UCR Board
recommended that FMCSA adopt the
fees listed below.
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2022 VS. 2023 FEE RECOMMENDATION
Number of power units ....................................................
0–2
3–5
6–20
21–100
101–1000
2022 Fee (Current) ..........................................................
2023 Fee (Recommended) ..............................................
$59
$43
$176
$129
$351
$256
$1,224
$894
$5,835
$4,263
1,001 and
above
$56,977
$41,627
Change .....................................................................
($16)
($47)
($95)
($330)
($1,572)
($15,350)
B. Costs and Benefits
The changes proposed in this NPRM
would reduce the fees paid by motor
carriers, motor private carriers of
property, brokers, freight forwarders,
and leasing companies to the UCR Plan
and the participating States. While each
motor carrier or other entity would
realize a reduced monetary burden, fees
are considered by the Office of
Management and Budget (OMB)
Circular A–4, Regulatory Analysis as
transfer payments, not costs. Transfer
payments are payments from one group
to another that do not affect total
resources available to society. Therefore,
transfers are not considered in the
monetization of societal costs and
benefits of rulemakings.
III. Abbreviations
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CAA Clean Air Act
CBI Confidential Business Information
CE Categorical Exclusion
E.O. Executive Order
FMCSA Federal Motor Carrier Safety
Administration
OMB Office of Management and Budget
PIA Privacy Impact Assessment
RFA Regulatory Flexibility Act
SBA Small Business Association
SBREFA Small Business Regulatory
Enforcement Fairness Act
Secretary Secretary of Transportation
UCR Unified Carrier Registration
UCR Agreement Unified Carrier
Registration Agreement
UCR Plan Unified Carrier Registration Plan
IV. Legal Basis for the Rulemaking
This rule proposes to adjust the
annual registration fees required by the
UCR Agreement established by 49
U.S.C. 14504a. The requested fee
adjustments are required by 49 U.S.C.
14504a because, for registration year
2022, the total revenues collected are
expected to exceed the maximum
annual revenue entitlements of $107.78
million distributed to the 41
participating States plus the amount
established for the administrative costs
associated with the UCR Plan and
Agreement. The UCR Plan submitted the
requested adjustments in accordance
with 49 U.S.C. 14504a(f)(1)(E)(ii), which
requires the UCR Plan to request an
adjustment by the Secretary when the
annual revenues exceed the maximum
allowed. In addition, 49 U.S.C.
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14504a(h)(4) states that any excess
funds from previous registration years
held by the UCR Plan in its depository,
after distribution to the States and for
payment of administrative costs, shall
be retained ‘‘and the fees charged . . .
shall be reduced by the Secretary
accordingly.’’
The UCR Plan is also requesting
approval of a revised total revenue to be
collected because of an adjustment in
the amount for costs of administering
the UCR Agreement. No changes in the
revenue allocations to the participating
States have been recommended by the
UCR Plan. The revised total revenue
must be approved in accordance with 49
U.S.C. 14504a(d)(7).
The Secretary also has broad
rulemaking authority in 49 U.S.C.
13301(a) to carry out 49 U.S.C. 14504a,
which is part of 49 U.S.C. subtitle IV,
part B. Authority to administer these
statutory provisions has been delegated
to the FMCSA Administrator by 49 CFR
1.87(a)(2) and (7).
V. Background
FMCSA issued a final rule in early
2020 establishing the current level of
UCR registration fees. 85 FR 8192 (Feb.
13, 2020). The 2020 rule reflected
reductions recommended by the UCR
Plan in the annual registration fees the
States collected from motor carriers,
motor private carriers of property,
brokers, freight forwarders, and leasing
companies for the registration years
beginning in 2020. This level of fees has
remained in effect for registration years
since 2020. The UCR Plan has
recommended that these fees remain in
effect during 2022 and has
recommended a significant reduction to
be effective for registration year 2023.
The UCR Plan’s latest
recommendation includes an increase in
the amount of the administrative cost
allowance from $4 million to $4.25
million for the 2023 registration year.
The increase of $250,000 recommended
by the UCR Plan was based on estimates
of future administrative cost allowances
needed to operate the UCR Plan and
Agreement. No changes in the State
revenue entitlements are recommended,
and the entitlement figures for 2023 for
the 41 participating States are the same
as those previously approved for the
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years 2010 through 2022. Therefore, for
registration year 2023 and subsequent
registration years, the UCR Plan
recommends total revenue to be
collected of $112,027,060 (rounded to
the nearest dollar). FMCSA proposes to
approve this recommendation for the
total revenue to be collected by the UCR
Plan, as shown in the following table.
STATE UCR REVENUE ENTITLEMENTS
AND FINAL 2023 TOTAL REVENUE
TARGET
State
Total 2023
UCR revenue
entitlements
Alabama ..........................
Arkansas .........................
California .........................
Colorado .........................
Connecticut .....................
Georgia ...........................
Idaho ...............................
Illinois ..............................
Indiana ............................
Iowa ................................
Kansas ............................
Kentucky .........................
Louisiana ........................
Maine ..............................
Massachusetts ................
Michigan .........................
Minnesota .......................
Missouri ..........................
Mississippi ......................
Montana ..........................
Nebraska ........................
New Hampshire ..............
New Mexico ....................
New York ........................
North Carolina ................
North Dakota ..................
Ohio ................................
Oklahoma .......................
Pennsylvania ..................
Rhode Island ..................
South Carolina ................
South Dakota ..................
Tennessee ......................
Texas ..............................
Utah ................................
Virginia ............................
Washington .....................
West Virginia ..................
Wisconsin .......................
$2,939,964.00
1,817,360.00
2,131,710.00
1,801,615.00
3,129,840.00
2,660,060.00
547,696.68
3,516,993.00
2,364,879.00
474,742.00
4,344,290.00
5,365,980.00
4,063,836.00
1,555,672.00
2,282,887.00
7,520,717.00
1,137,132.30
2,342,000.00
4,322,100.00
1,049,063.00
741,974.00
2,273,299.00
3,292,233.00
4,414,538.00
372,007.00
2,010,434.00
4,813,877.74
2,457,796.00
4,945,527.00
2,285,486.00
2,420,120.00
855,623.00
4,759,329.00
2,718,628.06
2,098,408.00
4,852,865.00
2,467,971.00
1,431,727.03
2,196,680.00
Sub-Total .....................
Alaska .............................
Delaware .........................
106,777,059.81
500,000.00
500,000.00
Total State Revenue
Entitlement ...............
107,777,060.00
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STATE UCR REVENUE ENTITLEMENTS 2007 to and including 2019. The UCR
AND FINAL 2023 TOTAL REVENUE Plan is no longer collecting fees for
those registration years and these
TARGET—Continued
State
Total 2023
UCR revenue
entitlements
Administrative Costs .......
Total Revenue Target
4,250,000.00
112,027,060.00
VI. Discussion of Proposed Rulemaking
On August 26, 2021, the UCR Plan
Board of Directors sent a letter to the
Secretary of the Department of
Transportation (available in the docket
for this rule), stating that the Board met
on August 12, 2021, and voted to
approve their ‘‘2023 Fee Proposal’’ plan
and recommend that FMCSA adopt the
fee reductions therein. The letter states
the justification for reducing the fees,
and the attachment explains how the
adjustment was determined.
FMCSA has reviewed the formal
recommendation from the UCR Plan and
proposes to approve the recommended
adjustment in the fees, including the
adjustment in the allowance for costs
necessary to continue administering the
UCR Agreement and the UCR Plan.
Overall, the UCR Plan and the Agency
agree on the reduction of the current
fees for 2023 and subsequent
registration years, and that there would
be no change in the revenue
entitlements for the 41 participating
States.
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VII. International Impacts
Motor carriers and other entities
involved in interstate and foreign
transportation in the United States that
do not have a principal office in the
United States, are nonetheless subject to
the fees for the UCR Plan. They are
required to designate a participating
State as a base State and pay the
appropriate fees to that State (49 U.S.C.
14504a(a)(2)(B)(ii) and (f)(4)).
VIII. Section-by-Section Analysis
In this NPRM, FMCSA proposes that
the provisions of 49 CFR 367.60 (which
were adopted in the 2020 final rule)
would be revised so that the fees in that
section would apply to registration
years 2020, 2021, and 2022 only. A new
49 CFR 367.70 would establish new
reduced fees applicable beginning in
registration year 2023. These fees would
remain in effect for subsequent
registration years after 2023 unless
revised in the future.
FMCSA also proposes to remove 49
CFR 367.20, 367.30, 367.40, and 367.50.
These sections established fees
applicable for registration years from
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sections should be removed to avoid
any uncertainty about the applicable
fees.
IX. Regulatory Analyses
A. Executive Order (E.O.) 12866
(Regulatory Planning and Review), E.O.
13563 (Improving Regulation and
Regulatory Review), and DOT
Regulatory Policies and Procedures
FMCSA has considered the impact of
this notice of proposed rulemaking
under E.O. 12866 (58 FR 51735, Oct. 4,
1993), Regulatory Planning and Review,
E.O. 13563 (76 FR 3821, Jan. 21, 2011),
Improving Regulation and Regulatory
Review, and DOT’s regulatory policies
and procedures. The Office of
Information and Regulatory Affairs
(OIRA) within OMB determined that
this notice of proposed rulemaking is
not a significant regulatory action under
section 3(f) of E.O. 12866, as
supplemented by E.O. 13563, and does
not require an assessment of potential
costs and benefits under section 6(a)(3)
of that Order. Accordingly, OMB has not
reviewed it under these Orders.
The changes proposed by this rule
would reduce the registration fees paid
by motor carriers, motor private carriers
of property, brokers, freight forwarders,
and leasing companies to the UCR Plan
and the participating States. While each
motor carrier would realize a reduced
burden, fees are considered by OMB
Circular A–4, Regulatory Analysis as
transfer payments, not costs. Transfer
payments are payments from one group
to another that do not affect total
resources available to society. By
definition, transfers are not considered
in the monetization of societal costs and
benefits of rulemakings.
This rule would establish reductions
in the annual registration fees for the
UCR Plan and Agreement. The entities
affected by this rule are the participating
States, motor carriers, motor private
carriers of property, brokers, freight
forwarders, and leasing companies.
Because the State UCR revenue
entitlements would remain unchanged,
the participating States would not be
impacted by this rule. The primary
impact of this rule would be a reduction
in fees paid by individual motor
carriers, motor private carriers of
property, brokers, freight forwarders,
and leasing companies. The
recommended reduction from the
current 2020 registration year fees
(approved by the Board on August 12,
2021) would be between $16 and
$15,350 per entity, depending on the
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number of vehicles owned or operated
by the affected entities.
B. Congressional Review Act
Pursuant to the Congressional Review
Act (5 U.S.C. 801–808), OIRA
designated this rule as not a ‘‘major
rule.’’ 1
C. Regulatory Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) (RFA), as amended
by the Small Business Regulatory
Enforcement Fairness Act of 1996
(SBREFA),2 requires Federal agencies to
consider the effects of the regulatory
action on small business and other
small entities and to minimize any
significant economic impact. The term
small entities comprises small
businesses and not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000. 5 U.S.C.
601(6). Accordingly, DOT policy
requires an analysis of the impact of all
regulations on small entities, and
mandates that agencies strive to lessen
any adverse effects on these businesses.
This proposed rule would directly
affect the participating States, motor
carriers, motor private carriers of
property, brokers, freight forwarders,
and leasing companies. Under the
standards of the RFA, as amended by
the SBREFA, the participating States are
not small entities. States are not
considered small entities because they
do not meet the definition of a small
entity in section 601 of the RFA.
Specifically, States are not considered
small governmental jurisdictions under
section 601(5) of the RFA, both because
State government is not included among
the various levels of government listed
in section 601(5), and because, even if
this were the case, no State or the
District of Columbia has a population of
less than 50,000, which is the criterion
by which a governmental jurisdiction is
considered small under section 601(5)
of the RFA.
The Small Business Administration’s
(SBA) size standard for a small entity
1 A ‘‘major rule’’ means any rule that the Office
of Management and Budget finds has resulted in or
is likely to result in (a) an annual effect on the
economy of $100 million or more; (b) a major
increase in costs or prices for consumers, individual
industries, geographic regions, Federal, State, or
local government agencies; or (c) significant adverse
effects on competition, employment, investment,
productivity, innovation, or on the ability of United
States-based enterprises to compete with foreignbased enterprises in domestic and export markets
(49 CFR 389.3).
2 Public Law 104–121, 110 Stat. 857, (Mar. 29,
1996).
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(13 CFR 121.201) differs by industry
code. The entities affected by this rule
fall into many different industry codes.
In order to determine if this rule would
have an impact on a significant number
of small entities, FMCSA examined the
2017 Economic Census data 3 for two
different industries, truck transportation
(Subsector 484) and transit and ground
transportation (Subsector 485).
According to the 2017 Economic
Census, approximately 99.4 percent of
truck transportation firms, and
approximately 99.2 percent of transit
and ground transportation firms, had
annual revenue less than the SBA’s
revenue thresholds of $30 million and
$16.5 million, respectively, to be
defined as a small entity. Therefore,
FMCSA has determined that this rule
would impact a substantial number of
small entities. However, FMCSA has
determined that this rule would not
have a significant impact on the affected
entities. The effect of this rule would be
to reduce the annual registration fee
motor carriers, motor private carriers of
property, brokers, freight forwarders,
and leasing companies are currently
required to pay. The reduction will
range from $16 to $15,350 per entity,
depending on the number of vehicles
owned and/or operated by the affected
entities.
Consequently, I certify that the
proposed action would not have a
significant economic impact on a
substantial number of small entities.
D. Assistance for Small Entities
In accordance with section 213(a) of
the SBREFA small businesses may send
comments on the actions of Federal
employees who enforce or otherwise
determine compliance with Federal
regulations to the SBA’s Small Business
and Agriculture Regulatory Enforcement
Ombudsman (Office of the National
Ombudsman, see https://www.sba.gov/
about-sba/oversight-advocacy/officenational-ombudsman) and the Regional
Small Business Regulatory Fairness
Boards. The Ombudsman evaluates
these actions annually and rates each
agency’s responsiveness to small
business. If you wish to comment on
actions by employees of FMCSA, call 1–
888–REG–FAIR (1–888–734–3247). DOT
has a policy regarding the rights of small
entities to regulatory enforcement
fairness and an explicit policy against
retaliation for exercising these rights.
3 U.S. Census Bureau, 2017 US Economic Census.
Available at: https://data.census.gov/cedsci/
table?q=United%20States&t=Value%20
of%20Sales,%20Receipts,%20Revenue,
%20or%20Shipments&n=484&
tid=ECNSIZE2017.EC1700SIZEREVEST
&hidePreview=true (accessed Dec. 28, 2021).
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E. Unfunded Mandates Reform Act of
1995
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or Tribal government, in the
aggregate, or by the private sector of
$170 million (which is the value
equivalent of $100 million in 1995,
adjusted for inflation to 2020 levels) or
more in any 1 year. Although this
proposed rule would not result in such
an expenditure, the Agency discusses
the effects of this rule elsewhere in this
preamble.
F. Paperwork Reduction Act
This proposed rule contains no new
information collection requirements
under the Paperwork Reduction Act of
1995 (44 U.S.C. 3501–3520).
G. E.O. 13132 (Federalism)
A rule has implications for federalism
under section 1(a) of E.O. 13132 if it has
‘‘substantial direct effects on the States,
on the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’
FMCSA has determined that this rule
would not have substantial direct costs
on or for States, nor would it limit the
policymaking discretion of States.
Nothing in this document preempts any
State law or regulation. Therefore, this
rule does not have sufficient federalism
implications to warrant the preparation
of a Federalism Impact Statement.
H. Privacy
The Consolidated Appropriations Act,
2005,4 requires the Agency to assess the
privacy impact of a regulation that will
affect the privacy of individuals. This
NPRM would not require the collection
of personally identifiable information.
The Privacy Act (5 U.S.C. 552a)
applies only to Federal agencies and any
non-Federal agency that receives
records contained in a system of records
from a Federal agency for use in a
matching program.
The E-Government Act of 2002,5
requires Federal agencies to conduct a
Privacy Impact Assessment (PIA) for
new or substantially changed
technology that collects, maintains, or
disseminates information in an
identifiable form. No new or
4 Public
Law 108–447, 118 Stat. 2809, 3268, note
following 5 U.S.C. 552a (Dec. 4, 2014).
5 Public Law 107–347, sec. 208, 116 Stat. 2899,
2921 (Dec. 17, 2002).
PO 00000
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3493
substantially changed technology would
collect, maintain, or disseminate
information as a result of this rule.
Accordingly, FMCSA has not conducted
a PIA.
In addition, the Agency submitted a
Privacy Threshold Assessment (PTA) to
evaluate the risks and effects the
proposed rulemaking might have on
collecting, storing, and sharing
personally identifiable information. The
PTA has been submitted to FMCSA’s
Privacy Officer for review and
preliminary adjudication and to DOT’s
Privacy Officer for review and final
adjudication.
I. E.O. 13175 (Indian Tribal
Governments)
This rule does not have Tribal
implications under E.O. 13175,
Consultation and Coordination with
Indian Tribal Governments, because it
does not have a substantial direct effect
on one or more Indian Tribes, on the
relationship between the Federal
Government and Indian Tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
J. National Environmental Policy Act of
1969
FMCSA analyzed this proposed rule
pursuant to the National Environmental
Policy Act of 1969 (42 U.S.C. 4321 et
seq.) and determined this action is
categorically excluded from further
analysis and documentation in an
environmental assessment or
environmental impact statement under
FMCSA Order 5610.1 (69 FR 9680),
Appendix 2, paragraph 6.h. The
Categorical Exclusion (CE) in paragraph
6.h. covers regulations and actions taken
pursuant to regulation implementing
procedures to collect fees that will be
charged for motor carrier registrations.
The proposed requirements in this rule
are covered by this CE and do not have
any effect on the quality of the
environment.
List of Subjects in 49 CFR Part 367
Intergovernmental relations, Motor
carriers, Brokers, Freight Forwarders.
In consideration of the foregoing,
FMCSA proposes to amend 49 CFR
chapter III, part 367 to read as follows:
PART 367—STANDARDS FOR
REGISTRATION WITH STATES
1. The authority citation for part 367
continues to read as follows:
■
Authority: 49 U.S.C. 13301, 14504a; and 49
CFR 1.87.
2. Remove §§ 367.20, 367.30, 367.40
and 367.50.
■
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Federal Register / Vol. 87, No. 15 / Monday, January 24, 2022 / Proposed Rules
§ 367.60 Fees under the Unified Carrier
Registration Plan and Agreement for
registration years beginning in 2020 and
ending in 2022.
3. Revise § 367.60 to read as follows:
TABLE 1 TO § 367.60—FEES UNDER THE UNIFIED CARRIER REGISTRATION PLAN AND AGREEMENT FOR REGISTRATION
YEARS BEGINNING IN 2020 AND ENDING IN 2022
Bracket
B1
B2
B3
B4
B5
B6
.................
.................
.................
.................
.................
.................
Number of commercial motor vehicles owned or operated by exempt or non-exempt
motor carrier, motor private carrier, or freight forwarder
Fee per entity for
exempt or
non-exempt motor
carrier, motor
private carrier,
or freight
forwarder
0–2 ....................................................................................................................................
3–5 ....................................................................................................................................
6–20 ..................................................................................................................................
21–100 ..............................................................................................................................
101–1,000 .........................................................................................................................
1,001 and above ...............................................................................................................
$59
176
351
1,224
5,835
56,977
Fee per entity for
broker or leasing
company
$59
§ 367.70 Fees under the Unified Carrier
Registration Plan and Agreement for
Registration Years Beginning in 2023 and
Each Subsequent Registration Year
Thereafter.
4. Add new § 367.70 to read as
follows:
■
TABLE 1 TO § 367.70—FEES UNDER THE UNIFIED CARRIER REGISTRATION PLAN AND AGREEMENT FOR REGISTRATION
YEARS BEGINNING IN 2023 AND EACH SUBSEQUENT REGISTRATION YEAR THEREAFTER
Bracket
B1
B2
B3
B4
B5
B6
.................
.................
.................
.................
.................
.................
Number of commercial motor vehicles owned or operated by exempt or non-exempt
motor carrier, motor private carrier, or freight forwarder
Fee per entity for
exempt or
non-exempt motor
carrier, motor
private carrier,
or freight
forwarder
0–2 ....................................................................................................................................
3–5 ....................................................................................................................................
6–20 ..................................................................................................................................
21–100 ..............................................................................................................................
101–1,000 .........................................................................................................................
1,001 and above ...............................................................................................................
$43
129
256
894
4,263
41,627
Issued under authority delegated in 49 CFR
1.87.
Meera Joshi,
Deputy Administrator.
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Fee per entity for
broker or leasing
company
$43
Agencies
[Federal Register Volume 87, Number 15 (Monday, January 24, 2022)]
[Proposed Rules]
[Pages 3489-3494]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-01022]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 367
[Docket No. FMCSA-2022-0001]
RIN 2126-AC51
Fees for the Unified Carrier Registration Plan and Agreement
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), Department
of Transportation (DOT).
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: FMCSA is proposing reductions in the annual registration fees
States collect from motor carriers, motor private carriers of property,
brokers, freight forwarders, and leasing companies for the Unified
Carrier Registration (UCR) Plan and Agreement for the 2023 year and
subsequent registration years. The proposed fees for the 2023
registration year would be reduced below the fees for 2022 by
approximately 27 percent. The reduction in annual registration fees
would be between $16 and $15,350 per entity, depending on the number of
vehicles owned or operated by the affected entities.
DATES: Comments must be received on or before February 23, 2022.
ADDRESSES: You may submit comments identified by Docket Number FMCSA-
2022-0001 using any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov/docket/FMCSA-2022-0001/document. Follow the online
instructions for submitting comments.
Mail: Dockets Operations, U.S. Department of
Transportation, 1200 New Jersey Avenue SE, West Building, Ground Floor,
Room W12-140, Washington, DC 20590-0001.
[[Page 3490]]
Hand Delivery or Courier: Dockets Operations, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, West Building,
Ground Floor, Room W12-140, Washington, DC 20590-0001, between 9 a.m.
and 5 p.m., Monday through Friday, except Federal holidays. To be sure
someone is there to help you, please call (202) 366-9317 or (202) 366-
9826 before visiting Dockets Operations.
Fax: (202) 493-2251.
FOR FURTHER INFORMATION CONTACT: Mr. Kenneth Riddle, Director, Office
of Registration and Safety Information, FMCSA, 1200 New Jersey Avenue
SE, Washington, DC 20590-0001, [email protected]. If you have
questions on viewing or submitting material to the docket, call Dockets
Operations at (202) 366-9826.
SUPPLEMENTARY INFORMATION:
FMCSA organizes this notice of proposed rulemaking (NPRM) as
follows:
I. Public Participation and Request for Comments
A. Submitting Comments
B. Viewing Comments and Documents
C. Privacy Act
II. Executive Summary
A. Purpose and Summary of the Regulatory Action
B. Costs and Benefits
III. Abbreviations
IV. Legal Basis
V. Background
VI. Discussion of Proposed Rulemaking
VII. International Impacts
VIII. Section-by-Section Analysis
IX. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and Review), E.O. 13563
(Improving Regulation and Regulatory Review), and DOT Regulatory
Policies and Procedures
B. Congressional Review Act
C. Regulatory Flexibility Act (Small Entities)
D. Assistance for Small Entities
E. Unfunded Mandates Reform Act of 1995
F. Paperwork Reduction Act (Collection of Information)
G. E.O. 13132 (Federalism)
H. Privacy
I. E.O. 13175 (Indian Tribal Governments)
J. National Environmental Policy Act of 1969
I. Public Participation and Request for Comments
A. Submitting Comments
If you submit a comment, please include the docket number for this
NPRM (FMCSA-2022-0001), indicate the specific section of this document
to which your comment applies, and provide a reason for each suggestion
or recommendation. You may submit your comments and material online or
by fax, mail, or hand delivery, but please use only one of these means.
FMCSA recommends that you include your name and a mailing address, an
email address, or a phone number in the body of your document so FMCSA
can contact you if there are questions regarding your submission.
To submit your comment online, go to https://www.regulations.gov/docket/FMCSA-2022-0001/document, click on this NPRM, click ``Comment,''
and type your comment into the text box on the following screen.
If you submit your comments by mail or hand delivery, submit them
in an unbound format, no larger than 8\1/2\ by 11 inches, suitable for
copying and electronic filing. If you submit comments by mail and would
like to know that they reached the facility, please enclose a stamped,
self-addressed postcard or envelope.
FMCSA will consider all comments and material received during the
comment period.
Confidential Business Information (CBI)
CBI is commercial or financial information that is both customarily
and actually treated as private by its owner. Under the Freedom of
Information Act (5 U.S.C. 552), CBI is exempt from public disclosure.
If your comments responsive to the NPRM contain commercial or financial
information that is customarily treated as private, that you actually
treat as private, and that is relevant or responsive to the NPRM, it is
important that you clearly designate the submitted comments as CBI.
Please mark each page of your submission that constitutes CBI as
``PROPIN'' to indicate it contains proprietary information. FMCSA will
treat such marked submissions as confidential under the Freedom of
Information Act, and they will not be placed in the public docket of
the NPRM. Submissions containing CBI should be sent to Mr. Brian
Dahlin, Chief, Regulatory Analysis Division, Office of Policy, FMCSA,
1200 New Jersey Avenue SE, Washington, DC 20590-0001. Any comments
FMCSA receives not specifically designated as CBI will be placed in the
public docket for this rulemaking.
B. Viewing Comments and Documents
To view any documents mentioned as being available in the docket,
go to https://www.regulations.gov/docket/FMCSA-2022-0001X/document and
choose the document to review. To view comments, click this NPRM, then
click ``Browse Comments.'' If you do not have access to the internet,
you may view the docket online by visiting Dockets Operations in Room
W12-140 on the ground floor of the DOT West Building, 1200 New Jersey
Avenue SE, Washington, DC 20590-0001, between 9 a.m. and 5 p.m., Monday
through Friday, except Federal holidays. To be sure someone is there to
help you, please call (202) 366-9317 or (202) 366-9826 before visiting
Dockets Operations.
C. Privacy Act
DOT solicits comments from the public to better inform its
regulatory process, in accordance with 5 U.S.C. 553(c). DOT posts these
comments, without edit, including any personal information the
commenter provides, to www.regulations.gov, as described in the system
of records notice (DOT/ALL 14--Federal Docket Management System
(FDMS)), which can be reviewed at www.transportation.gov/privacy.
II. Executive Summary
A. Purpose and Summary of the Regulatory Action
The UCR Plan and the 41 States participating in the UCR Agreement
establish and collect fees from motor carriers, motor private carriers
of property, brokers, freight forwarders, and leasing companies. The
UCR Plan and Agreement are administered by a 15-member board of
directors: 14 appointed from the participating States and the industry,
plus the Deputy Administrator of FMCSA. Revenues collected are
allocated to the participating States and the UCR Plan.
In accordance with 49 U.S.C. 14504a(f)(1)(E)(ii), fee adjustments
must be requested by the UCR Plan when annual revenues exceed the
maximum allowed. Also, if there are excess funds after payments to the
States and for administrative costs, they are retained in the UCR
Plan's depository, and subsequent fees must be reduced as required by
49 U.S.C. 14504a(h)(4). These two distinct provisions are the basis for
the two elements of the adjustment proposed in this rule. This NPRM
proposes to reduce the annual registration fees established pursuant to
the UCR Agreement for 2023 and subsequent years.
The UCR Board has estimated future period collections using an
average of the collections of the past 3 closed years. It also
considered that there has been no change to the administrative
authorized allowance since 2020 and recommended a modest increase in
the allowance.
Considering all of this, the UCR Board recommended that FMCSA adopt
the fees listed below.
[[Page 3491]]
2022 vs. 2023 Fee Recommendation
----------------------------------------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------
Number of power units............. 0-2 3-5 6-20 21-100 101-1000 1,001 and
above
2022 Fee (Current)................ $59 $176 $351 $1,224 $5,835 $56,977
2023 Fee (Recommended)............ $43 $129 $256 $894 $4,263 $41,627
-----------------------------------------------------------------------------
Change........................ ($16) ($47) ($95) ($330) ($1,572) ($15,350)
----------------------------------------------------------------------------------------------------------------
B. Costs and Benefits
The changes proposed in this NPRM would reduce the fees paid by
motor carriers, motor private carriers of property, brokers, freight
forwarders, and leasing companies to the UCR Plan and the participating
States. While each motor carrier or other entity would realize a
reduced monetary burden, fees are considered by the Office of
Management and Budget (OMB) Circular A-4, Regulatory Analysis as
transfer payments, not costs. Transfer payments are payments from one
group to another that do not affect total resources available to
society. Therefore, transfers are not considered in the monetization of
societal costs and benefits of rulemakings.
III. Abbreviations
CAA Clean Air Act
CBI Confidential Business Information
CE Categorical Exclusion
E.O. Executive Order
FMCSA Federal Motor Carrier Safety Administration
OMB Office of Management and Budget
PIA Privacy Impact Assessment
RFA Regulatory Flexibility Act
SBA Small Business Association
SBREFA Small Business Regulatory Enforcement Fairness Act
Secretary Secretary of Transportation
UCR Unified Carrier Registration
UCR Agreement Unified Carrier Registration Agreement
UCR Plan Unified Carrier Registration Plan
IV. Legal Basis for the Rulemaking
This rule proposes to adjust the annual registration fees required
by the UCR Agreement established by 49 U.S.C. 14504a. The requested fee
adjustments are required by 49 U.S.C. 14504a because, for registration
year 2022, the total revenues collected are expected to exceed the
maximum annual revenue entitlements of $107.78 million distributed to
the 41 participating States plus the amount established for the
administrative costs associated with the UCR Plan and Agreement. The
UCR Plan submitted the requested adjustments in accordance with 49
U.S.C. 14504a(f)(1)(E)(ii), which requires the UCR Plan to request an
adjustment by the Secretary when the annual revenues exceed the maximum
allowed. In addition, 49 U.S.C. 14504a(h)(4) states that any excess
funds from previous registration years held by the UCR Plan in its
depository, after distribution to the States and for payment of
administrative costs, shall be retained ``and the fees charged . . .
shall be reduced by the Secretary accordingly.''
The UCR Plan is also requesting approval of a revised total revenue
to be collected because of an adjustment in the amount for costs of
administering the UCR Agreement. No changes in the revenue allocations
to the participating States have been recommended by the UCR Plan. The
revised total revenue must be approved in accordance with 49 U.S.C.
14504a(d)(7).
The Secretary also has broad rulemaking authority in 49 U.S.C.
13301(a) to carry out 49 U.S.C. 14504a, which is part of 49 U.S.C.
subtitle IV, part B. Authority to administer these statutory provisions
has been delegated to the FMCSA Administrator by 49 CFR 1.87(a)(2) and
(7).
V. Background
FMCSA issued a final rule in early 2020 establishing the current
level of UCR registration fees. 85 FR 8192 (Feb. 13, 2020). The 2020
rule reflected reductions recommended by the UCR Plan in the annual
registration fees the States collected from motor carriers, motor
private carriers of property, brokers, freight forwarders, and leasing
companies for the registration years beginning in 2020. This level of
fees has remained in effect for registration years since 2020. The UCR
Plan has recommended that these fees remain in effect during 2022 and
has recommended a significant reduction to be effective for
registration year 2023.
The UCR Plan's latest recommendation includes an increase in the
amount of the administrative cost allowance from $4 million to $4.25
million for the 2023 registration year. The increase of $250,000
recommended by the UCR Plan was based on estimates of future
administrative cost allowances needed to operate the UCR Plan and
Agreement. No changes in the State revenue entitlements are
recommended, and the entitlement figures for 2023 for the 41
participating States are the same as those previously approved for the
years 2010 through 2022. Therefore, for registration year 2023 and
subsequent registration years, the UCR Plan recommends total revenue to
be collected of $112,027,060 (rounded to the nearest dollar). FMCSA
proposes to approve this recommendation for the total revenue to be
collected by the UCR Plan, as shown in the following table.
State UCR Revenue Entitlements and Final 2023 Total Revenue Target
------------------------------------------------------------------------
Total 2023 UCR
State revenue
entitlements
------------------------------------------------------------------------
Alabama.............................................. $2,939,964.00
Arkansas............................................. 1,817,360.00
California........................................... 2,131,710.00
Colorado............................................. 1,801,615.00
Connecticut.......................................... 3,129,840.00
Georgia.............................................. 2,660,060.00
Idaho................................................ 547,696.68
Illinois............................................. 3,516,993.00
Indiana.............................................. 2,364,879.00
Iowa................................................. 474,742.00
Kansas............................................... 4,344,290.00
Kentucky............................................. 5,365,980.00
Louisiana............................................ 4,063,836.00
Maine................................................ 1,555,672.00
Massachusetts........................................ 2,282,887.00
Michigan............................................. 7,520,717.00
Minnesota............................................ 1,137,132.30
Missouri............................................. 2,342,000.00
Mississippi.......................................... 4,322,100.00
Montana.............................................. 1,049,063.00
Nebraska............................................. 741,974.00
New Hampshire........................................ 2,273,299.00
New Mexico........................................... 3,292,233.00
New York............................................. 4,414,538.00
North Carolina....................................... 372,007.00
North Dakota......................................... 2,010,434.00
Ohio................................................. 4,813,877.74
Oklahoma............................................. 2,457,796.00
Pennsylvania......................................... 4,945,527.00
Rhode Island......................................... 2,285,486.00
South Carolina....................................... 2,420,120.00
South Dakota......................................... 855,623.00
Tennessee............................................ 4,759,329.00
Texas................................................ 2,718,628.06
Utah................................................. 2,098,408.00
Virginia............................................. 4,852,865.00
Washington........................................... 2,467,971.00
West Virginia........................................ 1,431,727.03
Wisconsin............................................ 2,196,680.00
------------------
Sub-Total.......................................... 106,777,059.81
Alaska............................................... 500,000.00
Delaware............................................. 500,000.00
------------------
Total State Revenue Entitlement.................... 107,777,060.00
[[Page 3492]]
Administrative Costs................................. 4,250,000.00
------------------
Total Revenue Target............................... 112,027,060.00
------------------------------------------------------------------------
VI. Discussion of Proposed Rulemaking
On August 26, 2021, the UCR Plan Board of Directors sent a letter
to the Secretary of the Department of Transportation (available in the
docket for this rule), stating that the Board met on August 12, 2021,
and voted to approve their ``2023 Fee Proposal'' plan and recommend
that FMCSA adopt the fee reductions therein. The letter states the
justification for reducing the fees, and the attachment explains how
the adjustment was determined.
FMCSA has reviewed the formal recommendation from the UCR Plan and
proposes to approve the recommended adjustment in the fees, including
the adjustment in the allowance for costs necessary to continue
administering the UCR Agreement and the UCR Plan. Overall, the UCR Plan
and the Agency agree on the reduction of the current fees for 2023 and
subsequent registration years, and that there would be no change in the
revenue entitlements for the 41 participating States.
VII. International Impacts
Motor carriers and other entities involved in interstate and
foreign transportation in the United States that do not have a
principal office in the United States, are nonetheless subject to the
fees for the UCR Plan. They are required to designate a participating
State as a base State and pay the appropriate fees to that State (49
U.S.C. 14504a(a)(2)(B)(ii) and (f)(4)).
VIII. Section-by-Section Analysis
In this NPRM, FMCSA proposes that the provisions of 49 CFR 367.60
(which were adopted in the 2020 final rule) would be revised so that
the fees in that section would apply to registration years 2020, 2021,
and 2022 only. A new 49 CFR 367.70 would establish new reduced fees
applicable beginning in registration year 2023. These fees would remain
in effect for subsequent registration years after 2023 unless revised
in the future.
FMCSA also proposes to remove 49 CFR 367.20, 367.30, 367.40, and
367.50. These sections established fees applicable for registration
years from 2007 to and including 2019. The UCR Plan is no longer
collecting fees for those registration years and these sections should
be removed to avoid any uncertainty about the applicable fees.
IX. Regulatory Analyses
A. Executive Order (E.O.) 12866 (Regulatory Planning and Review), E.O.
13563 (Improving Regulation and Regulatory Review), and DOT Regulatory
Policies and Procedures
FMCSA has considered the impact of this notice of proposed
rulemaking under E.O. 12866 (58 FR 51735, Oct. 4, 1993), Regulatory
Planning and Review, E.O. 13563 (76 FR 3821, Jan. 21, 2011), Improving
Regulation and Regulatory Review, and DOT's regulatory policies and
procedures. The Office of Information and Regulatory Affairs (OIRA)
within OMB determined that this notice of proposed rulemaking is not a
significant regulatory action under section 3(f) of E.O. 12866, as
supplemented by E.O. 13563, and does not require an assessment of
potential costs and benefits under section 6(a)(3) of that Order.
Accordingly, OMB has not reviewed it under these Orders.
The changes proposed by this rule would reduce the registration
fees paid by motor carriers, motor private carriers of property,
brokers, freight forwarders, and leasing companies to the UCR Plan and
the participating States. While each motor carrier would realize a
reduced burden, fees are considered by OMB Circular A-4, Regulatory
Analysis as transfer payments, not costs. Transfer payments are
payments from one group to another that do not affect total resources
available to society. By definition, transfers are not considered in
the monetization of societal costs and benefits of rulemakings.
This rule would establish reductions in the annual registration
fees for the UCR Plan and Agreement. The entities affected by this rule
are the participating States, motor carriers, motor private carriers of
property, brokers, freight forwarders, and leasing companies. Because
the State UCR revenue entitlements would remain unchanged, the
participating States would not be impacted by this rule. The primary
impact of this rule would be a reduction in fees paid by individual
motor carriers, motor private carriers of property, brokers, freight
forwarders, and leasing companies. The recommended reduction from the
current 2020 registration year fees (approved by the Board on August
12, 2021) would be between $16 and $15,350 per entity, depending on the
number of vehicles owned or operated by the affected entities.
B. Congressional Review Act
Pursuant to the Congressional Review Act (5 U.S.C. 801-808), OIRA
designated this rule as not a ``major rule.'' \1\
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\1\ A ``major rule'' means any rule that the Office of
Management and Budget finds has resulted in or is likely to result
in (a) an annual effect on the economy of $100 million or more; (b)
a major increase in costs or prices for consumers, individual
industries, geographic regions, Federal, State, or local government
agencies; or (c) significant adverse effects on competition,
employment, investment, productivity, innovation, or on the ability
of United States-based enterprises to compete with foreign-based
enterprises in domestic and export markets (49 CFR 389.3).
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C. Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) (RFA), as
amended by the Small Business Regulatory Enforcement Fairness Act of
1996 (SBREFA),\2\ requires Federal agencies to consider the effects of
the regulatory action on small business and other small entities and to
minimize any significant economic impact. The term small entities
comprises small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000. 5
U.S.C. 601(6). Accordingly, DOT policy requires an analysis of the
impact of all regulations on small entities, and mandates that agencies
strive to lessen any adverse effects on these businesses.
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\2\ Public Law 104-121, 110 Stat. 857, (Mar. 29, 1996).
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This proposed rule would directly affect the participating States,
motor carriers, motor private carriers of property, brokers, freight
forwarders, and leasing companies. Under the standards of the RFA, as
amended by the SBREFA, the participating States are not small entities.
States are not considered small entities because they do not meet the
definition of a small entity in section 601 of the RFA. Specifically,
States are not considered small governmental jurisdictions under
section 601(5) of the RFA, both because State government is not
included among the various levels of government listed in section
601(5), and because, even if this were the case, no State or the
District of Columbia has a population of less than 50,000, which is the
criterion by which a governmental jurisdiction is considered small
under section 601(5) of the RFA.
The Small Business Administration's (SBA) size standard for a small
entity
[[Page 3493]]
(13 CFR 121.201) differs by industry code. The entities affected by
this rule fall into many different industry codes. In order to
determine if this rule would have an impact on a significant number of
small entities, FMCSA examined the 2017 Economic Census data \3\ for
two different industries, truck transportation (Subsector 484) and
transit and ground transportation (Subsector 485).
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\3\ U.S. Census Bureau, 2017 US Economic Census. Available at:
https://data.census.gov/cedsci/table?q=United%20States&t=Value%20of%20Sales,%20Receipts,%20Revenue,%20or%20Shipments&n=484&tid=ECNSIZE2017.EC1700SIZEREVEST&hidePreview=true (accessed Dec. 28, 2021).
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According to the 2017 Economic Census, approximately 99.4 percent
of truck transportation firms, and approximately 99.2 percent of
transit and ground transportation firms, had annual revenue less than
the SBA's revenue thresholds of $30 million and $16.5 million,
respectively, to be defined as a small entity. Therefore, FMCSA has
determined that this rule would impact a substantial number of small
entities. However, FMCSA has determined that this rule would not have a
significant impact on the affected entities. The effect of this rule
would be to reduce the annual registration fee motor carriers, motor
private carriers of property, brokers, freight forwarders, and leasing
companies are currently required to pay. The reduction will range from
$16 to $15,350 per entity, depending on the number of vehicles owned
and/or operated by the affected entities.
Consequently, I certify that the proposed action would not have a
significant economic impact on a substantial number of small entities.
D. Assistance for Small Entities
In accordance with section 213(a) of the SBREFA small businesses
may send comments on the actions of Federal employees who enforce or
otherwise determine compliance with Federal regulations to the SBA's
Small Business and Agriculture Regulatory Enforcement Ombudsman (Office
of the National Ombudsman, see https://www.sba.gov/about-sba/oversight-advocacy/office-national-ombudsman) and the Regional Small Business
Regulatory Fairness Boards. The Ombudsman evaluates these actions
annually and rates each agency's responsiveness to small business. If
you wish to comment on actions by employees of FMCSA, call 1-888-REG-
FAIR (1-888-734-3247). DOT has a policy regarding the rights of small
entities to regulatory enforcement fairness and an explicit policy
against retaliation for exercising these rights.
E. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or Tribal government, in
the aggregate, or by the private sector of $170 million (which is the
value equivalent of $100 million in 1995, adjusted for inflation to
2020 levels) or more in any 1 year. Although this proposed rule would
not result in such an expenditure, the Agency discusses the effects of
this rule elsewhere in this preamble.
F. Paperwork Reduction Act
This proposed rule contains no new information collection
requirements under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-
3520).
G. E.O. 13132 (Federalism)
A rule has implications for federalism under section 1(a) of E.O.
13132 if it has ``substantial direct effects on the States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government.''
FMCSA has determined that this rule would not have substantial
direct costs on or for States, nor would it limit the policymaking
discretion of States. Nothing in this document preempts any State law
or regulation. Therefore, this rule does not have sufficient federalism
implications to warrant the preparation of a Federalism Impact
Statement.
H. Privacy
The Consolidated Appropriations Act, 2005,\4\ requires the Agency
to assess the privacy impact of a regulation that will affect the
privacy of individuals. This NPRM would not require the collection of
personally identifiable information.
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\4\ Public Law 108-447, 118 Stat. 2809, 3268, note following 5
U.S.C. 552a (Dec. 4, 2014).
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The Privacy Act (5 U.S.C. 552a) applies only to Federal agencies
and any non-Federal agency that receives records contained in a system
of records from a Federal agency for use in a matching program.
The E-Government Act of 2002,\5\ requires Federal agencies to
conduct a Privacy Impact Assessment (PIA) for new or substantially
changed technology that collects, maintains, or disseminates
information in an identifiable form. No new or substantially changed
technology would collect, maintain, or disseminate information as a
result of this rule. Accordingly, FMCSA has not conducted a PIA.
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\5\ Public Law 107-347, sec. 208, 116 Stat. 2899, 2921 (Dec. 17,
2002).
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In addition, the Agency submitted a Privacy Threshold Assessment
(PTA) to evaluate the risks and effects the proposed rulemaking might
have on collecting, storing, and sharing personally identifiable
information. The PTA has been submitted to FMCSA's Privacy Officer for
review and preliminary adjudication and to DOT's Privacy Officer for
review and final adjudication.
I. E.O. 13175 (Indian Tribal Governments)
This rule does not have Tribal implications under E.O. 13175,
Consultation and Coordination with Indian Tribal Governments, because
it does not have a substantial direct effect on one or more Indian
Tribes, on the relationship between the Federal Government and Indian
Tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian Tribes.
J. National Environmental Policy Act of 1969
FMCSA analyzed this proposed rule pursuant to the National
Environmental Policy Act of 1969 (42 U.S.C. 4321 et seq.) and
determined this action is categorically excluded from further analysis
and documentation in an environmental assessment or environmental
impact statement under FMCSA Order 5610.1 (69 FR 9680), Appendix 2,
paragraph 6.h. The Categorical Exclusion (CE) in paragraph 6.h. covers
regulations and actions taken pursuant to regulation implementing
procedures to collect fees that will be charged for motor carrier
registrations. The proposed requirements in this rule are covered by
this CE and do not have any effect on the quality of the environment.
List of Subjects in 49 CFR Part 367
Intergovernmental relations, Motor carriers, Brokers, Freight
Forwarders.
In consideration of the foregoing, FMCSA proposes to amend 49 CFR
chapter III, part 367 to read as follows:
PART 367--STANDARDS FOR REGISTRATION WITH STATES
0
1. The authority citation for part 367 continues to read as follows:
Authority: 49 U.S.C. 13301, 14504a; and 49 CFR 1.87.
0
2. Remove Sec. Sec. 367.20, 367.30, 367.40 and 367.50.
[[Page 3494]]
0
3. Revise Sec. 367.60 to read as follows:
Sec. 367.60 Fees under the Unified Carrier Registration Plan and
Agreement for registration years beginning in 2020 and ending in 2022.
Table 1 to Sec. 367.60--Fees Under the Unified Carrier Registration
Plan and Agreement for Registration Years Beginning in 2020 and Ending
in 2022
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Number of
commercial
motor vehicles
owned or Fee per entity
operated by for exempt or non-
exempt or non- exempt motor Fee per entity
Bracket exempt motor carrier, motor for broker or
carrier, motor private carrier, leasing company
private or freight
carrier, or forwarder
freight
forwarder
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B1............... 0-2............ $59 $59
B2............... 3-5............ 176
B3............... 6-20........... 351
B4............... 21-100......... 1,224
B5............... 101-1,000...... 5,835
B6............... 1,001 and above 56,977
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0
4. Add new Sec. 367.70 to read as follows:
Sec. 367.70 Fees under the Unified Carrier Registration Plan and
Agreement for Registration Years Beginning in 2023 and Each Subsequent
Registration Year Thereafter.
Table 1 to Sec. 367.70--Fees Under the Unified Carrier Registration
Plan and Agreement for Registration Years Beginning in 2023 and Each
Subsequent Registration Year Thereafter
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Number of
commercial
motor vehicles
owned or Fee per entity
operated by for exempt or non-
exempt or non- exempt motor Fee per entity
Bracket exempt motor carrier, motor for broker or
carrier, motor private carrier, leasing company
private or freight
carrier, or forwarder
freight
forwarder
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B1............... 0-2............ $43 $43
B2............... 3-5............ 129
B3............... 6-20........... 256
B4............... 21-100......... 894
B5............... 101-1,000...... 4,263
B6............... 1,001 and above 41,627
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Issued under authority delegated in 49 CFR 1.87.
Meera Joshi,
Deputy Administrator.
[FR Doc. 2022-01022 Filed 1-21-22; 8:45 am]
BILLING CODE 4910-EX-P