Presidential Declaration of a Major Disaster for Public Assistance Only for the State of Missouri, 2977-2978 [2022-00895]

Download as PDF Federal Register / Vol. 87, No. 12 / Wednesday, January 19, 2022 / Notices replace it with the following: ‘‘The trade involves at least one member (other than the ATS) that meets the definition of ‘Party to a Transaction.’ ’’ FINRA has stated that, in many cases, transactions on an ATS that involve only one member are otherwise similar to the transactions between two members that are currently eligible for exemptive relief under existing Rule 6732.10 FINRA believes that expanding the scope of the current exemption to permit its use for transactions between a member (other than the ATS) and a non-member subscriber would extend the benefits of the rule—including simplifying compliance with TRACE trade reporting obligations—for additional ATS models and member subscribers, while capturing substantially the same regulatory information and enabling public dissemination of the transaction in a more streamlined manner.11 FINRA also has proposed to add new paragraph (c) to Rule 6732, which provides that, with respect to a transaction between a member and a non-member on an ATS that is a ‘‘covered ATS,’’ 12 the ATS must provide to the member subscriber, and the member subscriber must report to TRACE using, the FINRA-assigned identifier for each non-FINRA member subscriber. FINRA also has stated that an ATS that has received an exemption under Rule 6732 and that is a ‘‘covered ATS’’ must use the FINRA-assigned identifier to identify each non-FINRA member subscriber in the monthly transaction files that are required to be submitted to FINRA.13 FINRA has represented that it will announce the effective date of the rule change in a Regulatory Notice, and the effective date will be no later than 365 days following Commission approval of the proposed rule change.14 III. Discussion and Commission Findings After careful consideration, the Commission finds that the proposed rule change is consistent with the requirements of the Act and the rules and regulations thereunder applicable to a national securities association.15 In 10 See Notice, 86 FR at 67997. id. 12 See FINRA Rule 6730.07 (defining ‘‘covered ATS’’ as an ATS ‘‘that executed transactions in U.S. Treasury Securities against non-FINRA member subscribers of $10 billion or more in monthly par value, computed by aggregating buy and sell transactions, for any two months in the preceding calendar quarter’’). 13 See Notice, 86 FR at 67998, n. 12. 14 See Notice, 86 FR at 67998. 15 In approving this proposal, the Commission has considered the proposed rule’s impact on jspears on DSK121TN23PROD with NOTICES1 11 See VerDate Sep<11>2014 16:58 Jan 18, 2022 Jkt 256001 particular, the Commission finds that the proposed rule change is consistent with Section 15A(b)(6) of the Act,16 which requires, among other things, that the rules of a national securities association be designed to prevent fraudulent and manipulative acts and practices, to promote just and equitable principles of trade, and, in general, to protect investors and the public interest. The proposed rule change appears reasonably designed to reduce reporting burdens on member ATSs and to mitigate operational burdens of ATS member subscribers with respect to clearance and settlement, without negatively impacting the regulatory audit trail or post-trade transparency for ATS transactions in TRACE-Eligible Securities. The proposed rule change will expand the scope of existing Rule 6732 by allowing FINRA to grant exemptions from the TRACE reporting requirements to ATSs regarding member-to-non-member trades in addition to, as currently, member-tomember trades. The proposal does not change any of the other criteria for granting an exemption under Rule 6732. Thus, although an ATS receiving an exemption pursuant to FINRA’s expanded authority under Rule 6732 would no longer be submitting TRACE reports regarding exempted trades, the proposal appears reasonably designed to prevent any relevant information regarding such trades from being lost from the regulatory audit trail. An ATS granted an exemption under FINRA’s expanded authority would have to enter into a written agreement with each member subscriber that is a Party to a Transaction that is exempted, specifying that the member must report that transaction to TRACE and identify the transaction as having occurred on the ATS using the ATS’s MPID.17 The sole member subscriber involved in the transaction would have to identify a counterparty other than the ATS with respect to each side of the transaction.18 In addition, an ATS granted an exemption would have to agree to provide FINRA on a monthly basis (or such other basis as prescribed by FINRA) data relating to exempted trades occurring on the ATS’s system, and to acknowledge that failure to report such data to FINRA, in addition to constituting a violation of FINRA rules, would result in revocation of any exemption granted pursuant to Rule efficiency, competition, and capital formation. See 15 U.S.C. 78c(f). 16 15 U.S.C. 78o–3(b)(6). 17 See FINRA Rule 6732(a)(5). 18 See FINRA Rule 6732(b). PO 00000 Frm 00232 Fmt 4703 Sfmt 4703 2977 6732.19 Furthermore, under new Rule 6732(c), for an exempted trade between a member and a non-member on an ATS that is a ‘‘covered ATS’’ under FINRA Rule 6730.07, the ATS would have to provide to the member subscriber (and the member subscriber would have to report to TRACE using) the FINRAassigned identifier for each non-FINRA member subscriber. The proposal also appears reasonably designed to prevent any negative impact on post-trade transparency. Although trade reports for exempt trades will no longer be submitted by the ATS and publicly disseminated, market observers will still have relevant information about the ATS trade between the member subscriber and the non-member because FINRA will continue to publicly disseminate the trade report submitted by the member subscriber that is the Party to the Transaction. This approach aligns public dissemination more closely with the legal and economic effects of the transaction, because an exemption under Rule 6732 can apply to a trade on the ATS only if the broker-dealer operator of the ATS is not a legal counterparty to the trade.20 For the reasons noted above, the Commission finds that the proposed rule change is consistent with the Act. IV. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,21 that the proposed rule change (SR–FINRA– 2021–029) is approved. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.22 J. Matthew DeLesDernier, Assistant Secretary. [FR Doc. 2022–00879 Filed 1–18–22; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #17305 and #17306; MISSOURI Disaster Number MO–00112] Presidential Declaration of a Major Disaster for Public Assistance Only for the State of Missouri U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for SUMMARY: 19 See FINRA Rule 6732(a)(3). FINRA Rule 6732(a)(2). 21 15 U.S.C. 78s(b)(2). 22 17 CFR 200.30–3(a)(12). 20 See E:\FR\FM\19JAN1.SGM 19JAN1 2978 Federal Register / Vol. 87, No. 12 / Wednesday, January 19, 2022 / Notices the State of Missouri (FEMA–4636–DR), dated 01/10/2022. Incident: Severe Storms, Straight-line Winds, and Tornadoes. Incident Period: 12/10/2021. Issued on 01/10/2022. Physical Loan Application Deadline Date: 03/11/2022. Economic Injury (EIDL) Loan Application Deadline Date: 10/11/2022. DATES: [Public Notice: 11629] Notice of Determinations; Culturally Significant Object Being Imported for Exhibition—Determinations: Exhibition of ‘‘Going to the Market, Early Morning’’ Painting by Thomas Gainsborough Notice is hereby given of the following determinations: I hereby determine that a certain object being ADDRESSES: Submit completed loan imported from abroad pursuant to an applications to: U.S. Small Business agreement with its foreign owner or Administration, Processing and custodian for temporary exhibition or Disbursement Center, 14925 Kingsport display at The J. Paul Getty Museum at Road, Fort Worth, TX 76155. the Getty Center, Los Angeles, FOR FURTHER INFORMATION CONTACT: A. California, and at possible additional Escobar, Office of Disaster Assistance, exhibitions or venues yet to be U.S. Small Business Administration, determined, is of cultural significance, 409 3rd Street SW, Suite 6050, and, further, that its temporary Washington, DC 20416, (202) 205–6734. exhibition or display within the United States as aforementioned is in the SUPPLEMENTARY INFORMATION: Notice is national interest. I have ordered that hereby given that as a result of the Public Notice of these determinations be President’s major disaster declaration on published in the Federal Register. 01/10/2022, Private Non-Profit FOR FURTHER INFORMATION CONTACT: Chi organizations that provide essential D. Tran, Program Administrator, Office services of a governmental nature may of the Legal Adviser, U.S. Department of file disaster loan applications at the State (telephone: 202–632–6471; email: address listed above or other locally section2459@state.gov). The mailing announced locations. address is U.S. Department of State, The following areas have been L/PD, 2200 C Street NW (SA–5), Suite determined to be adversely affected by 5H03, Washington, DC 20522–0505. the disaster: SUPPLEMENTARY INFORMATION: The foregoing determinations were made Primary Counties: Bollinger, Dunklin, Iron, Madison, Pemiscot, Reynolds, pursuant to the authority vested in me by the Act of October 19, 1965 (79 stat. Wayne 985; 22 U.S.C. 2459), E.O. 12047 of The Interest Rates are: March 27, 1978, the Foreign Affairs Reform and Restructuring Act of 1998 Percent (112 stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of Authority For Physical Damage: No. 234 of October 1, 1999, Delegation Non-Profit Organizations with of Authority No. 236–3 of August 28, Credit Available Elsewhere ... 1.875 2000, and Delegation of Authority No. Non-Profit Organizations with523 of December 22, 2021. out Credit Available Elsewhere ..................................... For Economic Injury: Non-Profit Organizations without Credit Available Elsewhere ..................................... 1.875 1.875 SUMMARY: Stacy E. White, Deputy Assistant Secretary for Professional and Cultural Exchanges, Bureau of Educational and Cultural Affairs, Department of State. [FR Doc. 2022–00905 Filed 1–18–22; 8:45 am] The number assigned to this disaster for physical damage is 17305 C and for economic injury is 17306 0. jspears on DSK121TN23PROD with NOTICES1 [Public Notice: 11630] Barbara E. Carson, Deputy Associate Administrator for Disaster Assistance. [FR Doc. 2022–00895 Filed 1–18–22; 8:45 am] BILLING CODE 4710–05–P DEPARTMENT OF STATE (Catalog of Federal Domestic Assistance Number 59008) Private Sector Participation in Domestic and International Events on Spaceflight Safety, Sustainability, and Emerging Markets in Outer Space BILLING CODE 8026–03–P ACTION: VerDate Sep<11>2014 16:58 Jan 18, 2022 Jkt 256001 PO 00000 Notice of a meeting. Frm 00233 Fmt 4703 Sfmt 4703 The U.S. Department of State seeks private sector participation in a series of domestic and international events promoting space commerce as well as implementation of best practices for the peaceful uses of outer space for civil and commercial activities in a safe and responsible manner. These events and the participation of the commercial space sector, academia and other nongovernmental organizations will assist the Department of State in fulfilling its responsibilities pursuant to the 2020 National Space Policy and the 2021 United States Space Priorities Framework. SUMMARY: DEPARTMENT OF STATE Participants will serve as private sector advisors to U.S. delegations to one or more workshops, meetings, symposia, and other international events related to safety, sustainability, and emerging markets in outer space between the publication date of this Notice and December 31, 2022. ADDRESSES: Attendance information, including addresses, will be posted on https://www.state.gov/remarks-andreleases-bureau-of-oceans-andinternational-environmental-andscientific-affairs/. FOR FURTHER INFORMATION CONTACT: Ryan Guglietta, Foreign Affairs Officer, Office of Space Affairs, Bureau of Oceans and International Environmental and Scientific Affairs, Department of State, Washington, DC 20522, phone 860–573–0708, or email gugliettart@ state.gov. DATES: Events will vary in location and format, to include fully online, hybrid, and inperson activities. Short notice modification of plans may be required in response to pandemic precautions. Meetings may be stand alone or on the margins of related events, which may include, but are not limited to, the United Nations Committee on the Peaceful Uses of Outer Space (COPUOS) Scientific and Technical Subcommittee (STSC) in Vienna in February 2022, the COPUOS Legal Subcommittee (LSC) in Vienna in April 2022, the COPUOS plenary in Vienna in June 2022, and World Space Forums organized by the UN Office of Outer Space Affairs. There may also be additional opportunities to provide input on domestic policies and U.S. positions in other international diplomatic fora. Participants should focus on the following: Safety: Identify key safety issues for crewed and/or uncrewed outer space operations. Discuss current attempts to address these issues and suggest new concerns that may develop as private SUPPLEMENTARY INFORMATION: E:\FR\FM\19JAN1.SGM 19JAN1

Agencies

SMALL BUSINESS ADMINISTRATION

[Federal Register Volume 87, Number 12 (Wednesday, January 19, 2022)]
[Notices]
[Pages 2977-2978]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-00895]


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SMALL BUSINESS ADMINISTRATION

[Disaster Declaration #17305 and #17306; MISSOURI Disaster Number MO-
00112]


Presidential Declaration of a Major Disaster for Public 
Assistance Only for the State of Missouri

AGENCY: U.S. Small Business Administration.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: This is a Notice of the Presidential declaration of a major 
disaster for Public Assistance Only for

[[Page 2978]]

the State of Missouri (FEMA-4636-DR), dated 01/10/2022.
    Incident: Severe Storms, Straight-line Winds, and Tornadoes.
    Incident Period: 12/10/2021.

DATES: Issued on 01/10/2022.
    Physical Loan Application Deadline Date: 03/11/2022.
    Economic Injury (EIDL) Loan Application Deadline Date: 10/11/2022.

ADDRESSES: Submit completed loan applications to: U.S. Small Business 
Administration, Processing and Disbursement Center, 14925 Kingsport 
Road, Fort Worth, TX 76155.

FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster 
Assistance, U.S. Small Business Administration, 409 3rd Street SW, 
Suite 6050, Washington, DC 20416, (202) 205-6734.

SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of 
the President's major disaster declaration on 01/10/2022, Private Non-
Profit organizations that provide essential services of a governmental 
nature may file disaster loan applications at the address listed above 
or other locally announced locations.
    The following areas have been determined to be adversely affected 
by the disaster:

Primary Counties: Bollinger, Dunklin, Iron, Madison, Pemiscot, 
Reynolds, Wayne

    The Interest Rates are:

------------------------------------------------------------------------
                                                                Percent
------------------------------------------------------------------------
For Physical Damage:
  Non-Profit Organizations with Credit Available Elsewhere...      1.875
  Non-Profit Organizations without Credit Available Elsewhere      1.875
For Economic Injury:
  Non-Profit Organizations without Credit Available Elsewhere      1.875
------------------------------------------------------------------------

    The number assigned to this disaster for physical damage is 17305 C 
and for economic injury is 17306 0.

(Catalog of Federal Domestic Assistance Number 59008)

Barbara E. Carson,
Deputy Associate Administrator for Disaster Assistance.
[FR Doc. 2022-00895 Filed 1-18-22; 8:45 am]
BILLING CODE 8026-03-P

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