Energy Conservation Program: Product Classes for Residential Dishwashers, Residential Clothes Washers, and Consumer Clothes Dryers, 2673-2689 [2022-00833]
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DEPARTMENT OF ENERGY
10 CFR Part 430
[EERE–2021–BT–STD–0002]
RIN 1904–AF14
Energy Conservation Program:
Product Classes for Residential
Dishwashers, Residential Clothes
Washers, and Consumer Clothes
Dryers
Office of Energy Efficiency and
Renewable Energy, Department of
Energy.
ACTION: Final rule.
AGENCY:
On October 30, 2020, and
December 16, 2020, the U.S. Department
of Energy (‘‘DOE’’) published two final
rules that established product classes for
residential dishwashers with a cycle
time for the normal cycle of 60 minutes
or less, top-loading residential clothes
washers and certain classes of consumer
clothes dryers with a cycle time of less
than 30 minutes, and front-loading
residential clothes washers with a cycle
time of less than 45 minutes (‘‘shortcycle product classes’’). The rules
resulted in amended energy
conservation standards for these shortcycle product classes, without
determining whether relevant statutory
criteria for amending standards were
met. On August 11, 2021, DOE
published a notice of proposed
rulemaking (‘‘NOPR’’) to withdraw these
short-cycle product classes This final
rule finalizes the revocation of the two
earlier rules that improperly
promulgated standards for these new
product classes and reinstates the prior
product classes and applicable
standards for these covered products.
DATES: The effective date of this rule is
February 18, 2022.
ADDRESSES: The docket for this
rulemaking, which includes Federal
Register notices, public meeting
attendee lists and transcripts,
comments, and other supporting
documents/materials, is available for
review at www.regulations.gov. All
documents in the docket are listed in
the www.regulations.gov index.
However, not all documents listed in
the index may be publicly available,
such as information that is exempt from
public disclosure.
The docket web page can be found at
www.regulations.gov/docket/EERESUMMARY:
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2021-BT-STD-0002. The docket web
page contains instructions on how to
access all documents, including public
comments, in the docket.
For further information on how to
review the docket, contact the
Appliance and Equipment Standards
Program staff at (202) 287–1445 or by
email: ApplianceStandardsQuestions@
ee.doe.gov.
FOR FURTHER INFORMATION CONTACT: Mr.
John Cymbalsky, U.S. Department of
Energy, Office of Energy Efficiency and
Renewable Energy, Building
Technologies Office, EE–5B, 1000
Independence Avenue SW, Washington,
DC, 20585–0121. Email:
ApplianceStandardsQuestions@
ee.doe.gov.
Ms. Kathryn McIntosh, U.S.
Department of Energy, Office of the
General Counsel, GC–33, 1000
Independence Avenue SW, Washington,
DC, 20585–0121. Telephone: (202) 586–
2002. Email: Kathryn.McIntosh@
hq.doe.gov.
SUPPLEMENTARY INFORMATION:
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Table of Contents
I. Summary of the Final Rule
II. Authority and Background
A. Authority
B. Background
1. Residential Dishwashers
2. Residential Clothes Washers and
Consumer Clothes Dryers
III. Discussion
A. Comments on DOE’s Statutory
Authority
1. Interpretation of 42 U.S.C. 6295(o)(2)(A)
2. Interpretation of 42 U.S.C. 6295(o)(1)
3. Interpretation of 42 U.S.C. 6295(q)(1)
4. Other Statutory Concerns
B. Impact on Water and Energy Use
C. Impact to Manufacturers
D. Other Concerns
IV. Conclusion
V. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866
B. Review Under the Regulatory Flexibility
Act
C. Review Under the Paperwork Reduction
Act of 1995
D. Review Under the National
Environmental Policy Act of 1969
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates
Reform Act of 1995
H. Review Under the Treasury and General
Government Appropriations Act, 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General
Government Appropriations Act, 2001
K. Review Under Executive Order 13211
L. Congressional Notification
VI. Approval of the Office of the Secretary
I. Summary of the Final Rule
On October 30, 2020, and December
16, 2020, DOE published two final rules
that established new short-cycle product
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classes for residential dishwashers,
residential clothes washers, and
consumer clothes dryers. 85 FR 68723
(‘‘October 2020 Final Rule’’); 85 FR
81359 (‘‘December 2020 Final Rule’’);
collectively, the ‘‘2020 Final Rules.’’
While these short-cycle products had
previously been subject to energy and
water conservation standards, the 2020
Final Rules created new short-cycle
product classes that are not subject to
any water or energy conservation
standards. 85 FR 68723, 68742; 85 FR
81359, 81376. As a result, products
falling into these short-cycle classes are
currently allowed to consume unlimited
amounts of energy and water.
In amending its standards to allow for
short-cycle products that can use
unlimited water and energy, DOE had
not considered whether the amended
standards met the criteria in the Energy
Policy and Conservation Act, as
amended (‘‘EPCA’’),1 for issuing an
amended standard. Notably, among
other things, DOE did not determine, as
required, that the amended standards
for short-cycle products were designed
to achieve the maximum improvement
in energy efficiency that is
technologically feasible and
economically justified. 42 U.S.C.
6295(o)(2)(A).
On August 11, 2021, DOE published
a NOPR (‘‘August 2021 NOPR’’)
proposing to revoke the 2020 Final
Rules. 86 FR 43970. DOE stated that
these two rules improperly resulted in
new product classes that amended the
existing energy conservation standards
for these products without determining
whether the relevant statutory criteria
for amending such standards were met.
As a result, DOE proposed to reinstate
the prior product classes and applicable
standards for these covered products
that existed prior to the 2020 Final
Rules. Id. at 86 FR 43971.
In this final rule, based on the failure
of the 2020 Final Rules to consider
whether amended standards for the
short-cycle products met the EPCA
criteria, DOE revokes the 2020 Final
Rules and reinstates the prior product
classes and applicable standards for
these covered products.
II. Authority and Background
A. Authority
EPCA authorizes DOE to regulate the
energy efficiency of a number of
consumer products and certain
industrial equipment. (42 U.S.C. 6291–
1 All references to EPCA in this document refer
to the statute as amended by the Energy Act of
2020, Public Law 116–260 (Dec. 27, 2020).
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6317) Title III, Part B 2 of EPCA
established the Energy Conservation
Program for Consumer Products Other
Than Automobiles, which sets forth a
variety of provisions designed to
improve energy efficiency. These
covered products include residential
dishwashers, residential clothes
washers, and consumer clothes dryers,
the subjects of this document. 42 U.S.C.
6292(a)(6), (7), and (8), respectively.
The energy conservation program
under EPCA consists essentially of four
parts: (1) Testing, (2) labeling, (3) the
establishment of Federal energy
conservation standards, and (4)
certification and enforcement
procedures. Relevant provisions of
EPCA specifically include definitions
(42 U.S.C. 6291), test procedures (42
U.S.C. 6293), labeling provisions (42
U.S.C. 6294), energy conservation
standards (42 U.S.C. 6295), and the
authority to require information and
reports from manufacturers (42 U.S.C.
6296).
DOE must follow specific statutory
criteria for prescribing new or amended
standards for covered products,
including residential dishwashers,
residential clothes washers, and
consumer clothes dryers. For instance,
any new or amended standard for a
covered product must be designed to
achieve the maximum improvement in
energy efficiency that is technologically
feasible and economically justified. 42
U.S.C. 6295(o)(2)(A). In deciding
whether a standard is economically
justified, DOE must determine whether
the benefits of the standard exceed its
burdens by considering the comments
received on the proposed rule and, to
the greatest extent possible, considering
the following seven statutory factors: (1)
The economic impact of the standard on
manufacturers and consumers of the
products subject to the standard; (2) the
savings in operating costs throughout
the estimated average life of the covered
products in the type (or class) compared
to any increase in the price, initial
charges, or maintenance expenses for
the covered products that are likely to
result from the standard; (3) the total
projected amount of energy (or as
applicable, water) savings likely to
result directly from imposition of the
standard; (4) any lessening of the utility
or the performance of the covered
products likely to result from
imposition of the standard; (5) the
impact of any lessening of competition,
as determined in writing by the
Attorney General, that is likely to result
from the imposition of the standard; (6)
2 For editorial reasons, upon codification in the
U.S. Code, Part B was re-designated Part A.
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the need for national energy and water
conservation; and (7) other factors the
Secretary of Energy (‘‘Secretary’’)
considers relevant. 42 U.S.C.
6295(o)(2)(B)(i)(I)–(VII). Furthermore,
the new or amended standard must
result in a significant conservation of
energy. 42 U.S.C. 6295(o)(3)(B).
EPCA also includes what is known as
an ‘‘anti-backsliding’’ provision, which
prevents the Secretary from prescribing
any amended standard that either
increases the maximum allowable
energy use or decreases the minimum
required energy efficiency of a covered
product. 42 U.S.C. 6295(o)(1).
Additionally, when prescribing an
energy conservation standard, EPCA
requires DOE to specify a different
standard level than that which applies
generally to a type or class of products
for any group of covered products that
have the same function or intended use,
if DOE determines that products within
such group: (A) Consume a different
kind of energy from that consumed by
other covered products within such type
(or class); or (B) have a capacity or other
performance-related feature which other
products within such type (or class) do
not have and such feature justifies a
higher or lower standard. 42 U.S.C.
6295(q)(1). In determining whether a
performance-related feature justifies
such a different standard for a group of
products, DOE must consider such
factors as the utility to the consumer of
the feature and other factors DOE deems
appropriate. Id. Any rule prescribing
such a ‘‘higher or lower standard’’ must
include an explanation of the basis on
which such higher or lower level was
established. 42 U.S.C. 6295(q)(2).
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B. Background
As previously described, DOE’s 2020
Final Rules amended the applicable
energy and water conservation
standards for residential dishwashers,
residential clothes washers, and
consumer clothes dryers in establishing
new short-cycle product classes for
those products. Creation of those shortcycle classes effectively removed the
energy and water conservation
standards that had previously applied to
those products.
Through its August 2021 NOPR, DOE
proposed to revoke the 2020 Final Rules
and reinstate the prior product classes
and applicable standards for these
covered products. 86 FR 43970. DOE
received comments in response to the
August 2021 NOPR from the interested
parties listed in Table II.1.
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TABLE II.1—WRITTEN COMMENTS RECEIVED IN RESPONSE TO THE AUGUST 2021 NOPR AND REFERENCED IN THE FINAL
RULE
Commenter(s)
Abbreviation used in this final rule
60 Plus Association ........................................................................................
Alliance for Water Efficiency ..........................................................................
Americans for Tax Reform .............................................................................
Appliance Standards Awareness Project (‘‘ASAP’’), Alliance for Water Efficiency (‘‘AWE’’), American Council for an Energy-Efficient Economy
(‘‘ACEEE’’), Consumer Federation of America (‘‘CFA’’), National Consumer Law Center, on behalf of its low-income clients (‘‘NCLC’’), and
Northwest Energy Efficiency Alliance (‘‘NEEA’’).
Association of Home Appliance Manufacturers .............................................
Attorneys General of California, Colorado, Connecticut, Illinois, Massachusetts, Maryland, Maine, Michigan, Minnesota, New Mexico, Nevada,
New Jersey, New York, Oregon, Vermont, Washington, and the District
of Columbia, and the City of New York.
Attorney General of Missouri, Eric Schmitt ....................................................
California Energy Commission .......................................................................
Competitive Enterprise Institute .....................................................................
FreedomWorks Foundation ............................................................................
GE Appliances, a Haier Company .................................................................
Institute for Policy Integrity .............................................................................
Office of the Arizona Attorney General, Mark Brnovich .................................
Pacific Gas and Electric Company (‘‘PG&E’’), San Diego Gas and Electric
(‘‘SDG&E’’), and Southern California Edison (‘‘SCE’’), collectively, the
California Investor-Owned Utilities.
Natural Resources Defense Council, Sierra Club, and Earthjustice .............
Northwest Power and Conservation Council .................................................
............................................................
AWE ...................................................
............................................................
Joint Commenters .............................
Advocates.
Efficiency Organization.
Advocates.
Efficiency Organizations.
AHAM ................................................
Joint State AGs, DC, and NYC .........
Trade Association.
State Officials.
Missouri AG .......................................
CEC ...................................................
CEI .....................................................
............................................................
GEA ...................................................
IPI ......................................................
Arizona AG ........................................
the CA IOUs ......................................
State Officials.
State Agency.
Advocates.
Advocates.
Manufacturer.
Advocates.
State Officials.
Utilities.
NRDC, SC, and EJ ............................
NWPCC .............................................
Efficiency Organizations.
Interstate Compact Agency.
A parenthetical reference at the end of
a comment quotation or paraphrase
provides the location of the item in the
public record.3 In addition to the
comments listed in Table II.1, DOE also
received 246 comments from
individuals, which were considered in
the development of this final rule and
discussed generally in the following
sections, but not cited individually.
3 The parenthetical reference provides a reference
for information located in Docket No. EERE–2021–
BT–STD–0002, which is maintained at
www.regulations.gov. The references are arranged as
follows: (Commenter name, comment docket ID
number, page of that document).
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As discussed in greater detail in the
August 2021 NOPR and the following
sections, the 2020 rulemakings failed to
consider the criteria prescribed under
EPCA to amend a standard—
specifically, whether the amended
standards were designed to achieve the
maximum improvement in energy
efficiency that is technologically
feasible and economically justified. 42
U.S.C. 6295(o)(2)(A).
1. Residential Dishwashers
Prior to the October 2020 Final Rule,
residential dishwashers were divided
into two product classes by size:
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Commenter type
Standard and compact. Standard size
dishwashers had a capacity equal to or
greater than eight place settings plus six
serving pieces, while compact size
dishwashers had a capacity of less than
eight place settings plus six serving
pieces. 10 CFR 430.32(f)(1) (Oct. 29,
2020 edition). Standard size
dishwashers, regardless of normal cycle
time,4 were required to use less than
4 ‘‘Normal cycle’’ is the cycle type, including
washing and drying temperature options,
recommended in the manufacturer’s instructions for
daily, regular, or typical use to completely wash a
full load of normally soiled dishes, including the
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307 kilowatt-hours per year (‘‘kwh/
year’’) and 5.0 gallons per cycle, while
compact dishwashers, regardless of
normal cycle time, were required to use
less than 222 kwh/year and 3.5 gallons
per cycle.
The October 2020 Final Rule replaced
an existing product class for standard
size residential dishwashers with two
new product classes based on cycle time
and amended the standards for such
dishwashers. 85 FR 68723. DOE
initiated the rulemaking in response to
a petition for rulemaking submitted by
CEI in March 2018, in which CEI
asserted that there was considerable
consumer dissatisfaction with the
dramatically longer cycle time for
residential dishwashers under the thencurrent energy conservation standards.
83 FR 17768 (Apr. 24, 2018). CEI
requested that DOE establish a new
product class for residential
dishwashers with a cycle time of less
than one hour. Id. at 83 FR 17771.
In the October 2020 Final Rule, DOE
stated that a product class of standard
size residential dishwashers with a
normal cycle of 60 minutes or less
would allow manufacturers to provide
consumers with the option to purchase
a dishwasher that maximizes the
consumer utility of a short-cycle time to
wash and dry dishes. 85 FR 68723,
68724. DOE also stated that a product
class for which the normal cycle time is
60 minutes or less could spur
manufacturer innovation to generate
additional product offerings to fill the
market gap that exists for these
products. Id. at 85 FR 68726. DOE
determined that, under 42 U.S.C.
6295(q), residential dishwashers with a
normal cycle time of 60 minutes or less
have a performance-related feature that
other dishwashers lack and that this
feature justifies a separate product class
subject to a higher or lower standard
than the standards currently applicable
to the existing product classes of
residential dishwashers. Id. As a result,
DOE replaced the existing product class
for standard size dishwashers with two
new product classes for standard size
dishwashers based on normal cycle
time. DOE kept the existing energy
conservation standards for standard size
dishwashers with a normal cycle time
greater than 60 minutes at the level
previously prescribed for the product
class that covered all standard size
dishwashers. Id. at 85 FR 68741. DOE
also stated that standard size
dishwashers with a normal cycle time of
60 minutes or less were not subject to
any energy or water conservation
power-dry setting. 10 CFR part 430 subpart B
appendix C1 (‘‘Appendix C1’’), section 1.12.
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standards, thus allowing for unlimited
water and energy usage. Id. at 85 FR
68742. DOE based its decision on CEI’s
petition and the comments the
Department received in response to the
petition and the proposed rule, as well
as additional testing and evaluation
conducted by the Department. Id. at 85
FR 68723. DOE stated it would consider
further amending energy and water
conservation standards for standard size
dishwashers with a normal cycle time of
60 minutes or less in a future
rulemaking. Id. at 85 FR 68724.
On December 29, 2020, NRDC, Sierra
Club, Consumer Federation of America,
and Massachusetts Union of Public
Housing Tenants petitioned the U.S.
Court of Appeals for the Second Circuit
to review and set aside the October 2020
Final Rule. Natural Resources Defense
Council v. U.S. Dep’t of Energy, No. 20–
4256 (2d Cir.). On the same day, the
States of California, Connecticut,
Illinois, Maine, Michigan, Minnesota,
New Jersey, New Mexico, New York,
Nevada, Oregon, Vermont, and
Washington, the Commonwealth of
Massachusetts, the District of Columbia,
and the City of New York filed a
separate petition for review of the
October 2020 Final Rule in the U.S.
Court of Appeals for the Second Circuit.
California v. U.S. Dep’t of Energy, No.
20–4285 (2d Cir.). These two cases have
been consolidated in the Second Circuit
and have been placed in abeyance
pending DOE’s review of the October
2020 Final Rule.
Further, on March 1, 2021, AHAM
petitioned DOE to reconsider the
October 2020 Final Rule that established
and amended standards for short-cycle
residential dishwashers. ‘‘AHAM
Petition for Reconsideration-1’’; Docket
EERE–2021–BT–STD–0002, No. 001 at
p. 2.5 On April 28, 2021, the NRDC,
Sierra Club, the Consumer Federation of
America, and the Massachusetts Union
of Public Housing Tenants (‘‘NRDC et
al.’’) also submitted a petition for DOE
to repeal the same October 2020 Final
Rule (‘‘NRDC Petition for
Reconsideration’’).6 This petition
challenged the legality of the final rule,
stating that the creation of the new
5 AHAM submitted its petition pursuant to the
Administrative Procedure Act (‘‘APA’’), 5 U.S.C.
551 et seq., which provides, among other things,
that ‘‘[e]ach agency shall give an interested person
the right to petition for the issuance, amendment,
or repeal of a rule.’’ 5 U.S.C. 553(e). The AHAM
petition is available in the docket to this
rulemaking, EERE–2021–BT–STD–0002, at
www.regulations.gov.
6 NRDC also submitted its petition pursuant to the
APA, 5 U.S.C. 553(e), to repeal the final rule. The
NRDC petition is available in the docket to the is
rulemaking, EERE–2021–BT–STD–0002, at
www.regulations.gov.
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product class violated the core
requirements of EPCA. NRDC Petition
for Reconsideration, Docket EERE–
2021–BT–STD–0002, No. 003 at p. 2.
The petition contended that addressing
those defects is critical to preventing
such an error from being repeated in the
future.
2. Residential Clothes Washers and
Consumer Clothes Dryers
Prior to the December 2020 Final
Rule, product classes for residential
clothes washers were based on clothes
container capacity and axis of loading—
i.e., front-loading or top-loading. 10 CFR
430.32(g)(4) (Dec. 15, 2020 edition).
And, prior to the December 2020 Final
Rule, product classes for consumer
clothes dryers were based on fuel source
(120 volt (‘‘V’’) electric, 240V electric, or
gas), venting configuration (vented or
ventless), capacity, and integration with
a clothes washer (combination washerdryer). 10 CFR 430.32(h)(3) (Dec. 15,
2020 edition). Each product class was
subject to a specific energy or energy
and water conservation standard that
applied regardless of the cycle time.
In August 2020, DOE proposed to
replace the existing product classes with
new product classes based on cycle time
for top-loading standard residential
clothes washers (30 minutes or greater;
less than 30 minutes), front-loading
standard residential clothes washers (45
minutes or greater; less than 45
minutes), and vented electric standard
and vented gas consumer clothes dryers
(30 minutes or greater; less than 30
minutes). 85 FR 49297, 49311–49312
(Aug. 13, 2020) (‘‘August 2020 NOPR’’).
Unlike the residential dishwasher
product class rulemaking, this
rulemaking was not initiated in
response to a petition, but instead relied
on particular similarities between
consumer use of residential dishwashers
and residential clothes washers and
consumer clothes dryers as the basis for
proposing the rulemaking. Id. at 85 FR
49298. Shortly thereafter, on December
16, 2020, DOE published the December
2020 Final Rule that replaced the
product classes with new product
classes based on cycle time and kept the
existing energy conservation standards
for the new product classes with longer
cycle times, while declaring the shortcycle product classes are not currently
subject to any energy or water
conservation standards, thus allowing
for unlimited water and energy usage.
85 FR 81359, 81375–81376.
On January 19, 2021, the States of
California, Connecticut, Illinois, Maine,
Michigan, Minnesota, New Jersey, New
Mexico, New York, Nevada, Oregon,
Vermont, and Washington, the
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Commonwealth of Massachusetts, the
District of Columbia, and the City of
New York filed a petition for review of
the December 2020 Final Rule in the
Second Circuit. California v. U.S. Dep’t
of Energy, No. 21–108 (2d Cir.). Shortly
thereafter, two other groups of
petitioners filed petitions for review of
the December 2020 Final Rule. The
AWE, the U.S. Public Interest Research
Group, and Environment America
(‘‘AWE, et al.’’) filed a petition for
review of that final rule in the Seventh
Circuit on January 17, 2021, and the
Sierra Club filed a petition for review of
that final rule in the Ninth Circuit on
February 12, 2021. Alliance for Water
Efficiency v. U.S. Dep’t of Energy, No.
21–428 (2d Cir.); Sierra Club v. U.S.
Dep’t of Energy, No. 21–564 (2d Cir.).
After transfer of the Seventh and Ninth
Circuit petitions for review, all three
cases were consolidated in the Second
Circuit. In its court filings, AWE, et al.
raised the following issues with the
December 2020 Final Rule: (1) That DOE
lacks authority to exempt a product
group from water conservation
standards; (2) that DOE failed to comply
with the requirements for a section
325(q) (42 U.S.C. 6295(q)) rule; (3) that
DOE violated EPCA’s anti-backsliding
provision; and (4) that DOE violated the
National Environmental Policy Act.
Briefing on the merits is currently
stayed through February 1, 2022, while
DOE reviews the December 2020 Final
Rule.
On April 2, 2021, AHAM further
petitioned DOE to reconsider the
December 2020 Final Rule that
established and amended standards for
short-cycle residential clothes washers
and consumer clothes dryers. ‘‘AHAM
Petition for Reconsideration-2’’; Docket
EERE–2021–BT–STD–0002, No. 002 at
p. 2.7 AHAM argued that the short-cycle
product classes were neither justified
nor needed for three reasons. First,
AHAM stated that many residential
clothes washers and consumer clothes
dryers already offer cycles that are
within the December 2020 Final Rule’s
cycle time goal and that meet the
existing standards. Id. at pp. 7–8, 12.
Second, AHAM argued that the cycle
times in the December 2020 Final Rule
were arbitrary because DOE lacked the
data necessary to demonstrate a
consumer desire for the times adopted.
Id. at p. 13. Third, AHAM specified that
establishing the separate product classes
would likely cause negative, unintended
7 As with its first petition, AHAM submitted its
second petition pursuant to the APA. The AHAM
Petition for Reconsideration-2 is available in the
docket to this rulemaking, EERE–2021–BT–STD–
0002, at www.regulations.gov.
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consequences such as stranded
manufacturer investments; create new
regulation; introduce manufacturer
uncertainty until standards for the new
product classes are developed; increase
test burden; and potentially cause
disharmony in North America for
residential clothes washer and
consumer clothes dryer standards. Id. at
pp. 8–9, 16–18. For these reasons,
AHAM requested that DOE withdraw
the December 2020 Final Rule. Id. at p.
19.
Like its petition regarding the shortcycle product class for residential
dishwashers, AHAM requested that
DOE stay the effectiveness of the final
rule while considering the petition since
the rule allows for unlimited energy and
water use by these products. AHAM
also asked that DOE issue a statement to
the market indicating that these new
product classes cannot reliably be used
as the basis for new products. Id. at p.
2.
III. Discussion
In issuing the 2020 Final Rules, DOE
relied on its authority under EPCA to
establish product classes with higher or
lower levels of energy use or efficiency
when prescribing, by rule, an energy
conservation standard. 42 U.S.C.
6295(q). In so doing, the 2020 Final
Rules also amended the energy
conservation standards for the shortcycle product classes by stating they
were no longer subject to energy and
water conservation standards. 85 FR
68733; 85 FR 81366. But these rules did
not address any of EPCA’s requirements
for amending an energy conservation
standard, such as analyzing whether the
amended standards are designed to
achieve the maximum improvement in
energy efficiency that is technologically
feasible and economically justified. 42
U.S.C. 6295(o)(2)(A); see 85 FR 81361.
The rules also did not, among other
things, adequately consider whether the
amended standards violated EPCA’s
prohibition against prescribing an
amended standard that increases the
maximum allowable energy use or
decreases the energy efficiency of a
covered product. 42 U.S.C. 6295(o)(1).
AHAM; GEA; AWE; NWPCC; IPI;
NRDC, SC, and EJ; CEC; the CA IOUs;
Joint State AGs, DC, and NYC; and Joint
Commenters all supported DOE’s
proposal to revoke the 2020 Final Rules.
(AHAM, No. 253 at p.1; GEA, No. 255
at p. 2; AWE, No. 254 at p. 1; NWPCC,
No. 9 at p. 1; IPI, No. 244 at p. 1; NRDC,
SC, and EJ, No. 243 at p. 1; CEC, No. 245
at pp. 1–2; CA IOUs, No. 247 at p. 1;
Joint State AGs, DC, and NYC, No. 249
at p. 1; Joint Commenters, No. 252 at p.
1; ASAP, Public Meeting Transcript, No.
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12 at p. 11; AHAM, Public Meeting
Transcript, No. 12 at p. 13) AHAM and
the CA IOUs specifically requested that
DOE finalize its proposed rule as soon
as possible. (AHAM, No. 253 at pp. 1–
2; CA IOUs, No. 247 at p. 2) AHAM also
asserted that doing so would prevent
use of the new product classes as the
basis for new product offerings and
would reduce possibilities for confusion
in the market. (AHAM, No. 253 at pp.
1–2;)
CEI, Americans for Tax Reform,
FreedomWorks Foundation, the 60 Plus
Association, the Arizona AG, and
Missouri AG urged DOE to reconsider
its proposal to revoke the short-cycle
product classes. (CEI, No. 239 at p. 1;
Americans for Tax Reform, No. 223 at p.
2; FreedomWorks Foundation, No. 238
at p. 1; 60 Plus Association, No. 251 at
p. 1; Arizona AG, No. 248 at p. 1;
Missouri AG, No. 246 at p. 1)
Of the 246 comments received from
individuals, approximately 46 percent
opposed any type of regulation for
residential dishwashers, residential
clothes washers, or consumer clothes
dryers (e.g., ‘‘Please stop making
regulations about appliances. The
regulations are driving us crazy!’’
(Cooksey, No. 37, at p. 1); ‘‘Leave our
appliances as is. No new Regulations
now or ever!’’ (Bise, No. 52, at p. 1);
‘‘We do not need more regulations.
Companies have enough regulatory
constraints to deal with already. Why
burden them with more by making
appliances less efficient.’’ (Qualls, No.
61, at p. 1)). An additional 39 percent
of the individuals expressed concern
with cycle times and generally
supported short-cycle product classes
(e.g., ‘‘Please make household
appliances so that they work quickly
and efficiently, and so that they are not
disposable. It’s better for the
environment if I keep the appliances for
20 years and they work with minimal
maintenance and wear and tear.’’
(Anonymous, No. 17 at p. 1); ‘‘Please
leave the dishwashers which clean
dishes in 1 hour very well alone. I do
not want a dishwasher which takes 2–
3 hours to clean dishes and uses much
more water and energy.’’ (Sieben, No, 48
at p. 1); ‘‘Please don’t change the
dishwasher rules again! If one has to run
the dishwasher twice to get the dishes
clean, we are not saving any water or
electricity!’’ (Spurlock; No. 56 at p. 1).
The remaining 15 percent of individual
commenters included general
complaints, but did not specifically
comment about the regulations or
product classes for residential
dishwashers, residential clothes
washers, and consumer clothes dryers
(e.g., ‘‘Keep dishwasher [sic] safe. Keep
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energy prices low.’’ (Sith, No. 49 at p.
1); ‘‘My new dishwasher doesn’t clean
like old one.’’ (Hall, No. 106 at p. 1);
‘‘Enough is enough.’’ (Mudaro, No. 242
at p. 1)
DOE received numerous comments
discussing the concern that this
rulemaking would create longer cycle
times for residential dishwashers,
residential clothes washers, and
consumer clothes dryers. DOE is
clarifying that this rulemaking does not
change the cycle times currently
available on the market nor does it
change the cycle options available on
these products.
The following sections discuss and
address the issues raised by commenters
in response to the initial determination
and proposed amendments in the
August 2021 NOPR.
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A. Comments on DOE’s Statutory
Authority
1. Interpretation of 42 U.S.C.
6295(o)(2)(A)
DOE must follow specific statutory
criteria for prescribing new or amended
standards for covered products,
including residential dishwashers,
residential clothes washers, and
consumer clothes dryers. EPCA
specifies that any new or amended
energy conservation standard for any
type of covered product shall be
designed to achieve the maximum
improvement in energy efficiency that is
technologically feasible and
economically justified. 42 U.S.C.
6295(o)(2)(A). In the 2020 Final Rules,
DOE stated that it would consider
establishing energy conservation
standards for the new established
product classes in subsequent
rulemakings. 85 FR 68723, 68724; 85 FR
81359, 81360. As stated in the August
2021 NOPR, the plain meaning of the
statutory term ‘‘amend’’ is to ‘‘alter
formally by adding, deleting or
rephrasing.’’ (American Heritage
Dictionary for the English Language 42
(1981)). The 2020 Final Rules altered
the existing energy and water
conservation standards for the short
cycle products by removing the
standards applicable to those products
to allow for unlimited energy and water
use. This activity clearly fits within this
scope of the definition of ‘‘amend’’
because DOE deleted the applicable
standards altogether. 86 FR 43970,
43973.
Further, in the August 2021 NOPR,
DOE stated that even assuming that
EPCA were ambiguous in this regard,
DOE’s position—that the 2020 Final
Rules improperly amend the energy and
water conservation standards for the
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short-cycle products—is the better
understanding of the statute. Prior to the
2020 Final Rules, the short-cycle
products belonged to product classes
subject to specific energy and/or water
conservation standards. The 2020 Final
Rules separated the products that met
the classification for the new short-cycle
product classes from their regulated
counterparts to established product
classes not subject to any standard and
that could operate with unlimited
energy and water use. Those products
now do not have any applicable
standard, which effectively amended
the prior energy or water conservation
standards for those products to zero. But
the 2020 Final Rules did so without
considering any of EPCA’s requirements
for such action. 86 FR 43970, 43973.
CEC, AWE, IPI, and the Joint
Commenters explained that when
amending standards, DOE is required to
consider whether the standard meets
EPCA’s criteria for amending a standard,
whether the standard is designed to
achieve the maximum improvement in
energy efficiency that is technologically
feasible and economically justified.
(CEC, No. 245 at p. 3; AWE, No. 254 at
p. 3; Joint Commenters, No. 252 at pp.
1–2; IPI, No. 244 at p. 1) Further, CEC,
IPI, and AWE stated that DOE failed to
consider those criteria in the 2020 Final
Rules. (CEC, No. 245 at p. 3; AWE, No.
254 at p. 3; IPI, No. 244 at p. 1) AWE
also stated that the 2020 Final Rules did
not even attempt such an analysis, and
it is hard to see how an analysis under
paragraph (o)(2) could have supported
the Rule as the previous standards were,
clearly, technologically feasible and
economically justified. (AWE, No. 254
at p. 3)
AWE, IPI, CEC, Joint State AGs, DC,
and NYC and the Joint Commenters
asserted that the 2020 Final Rules
violated EPCA because DOE did not
include an analysis of whether the
amended standards are designed to
achieve the maximum improvement in
energy efficiency that is technologically
feasible and economically justified as
required under 42 U.S.C. 6295(o)(2)(A).
(AWE, No. 254 at p. 3; IPI, No. 244 at
p. 1; CEC, No. 243 at p. 3; Joint State
AGs, DC, and NYC, No. 249 at pp. 5–
6; Joint Commenters, No. 252 at pp. 1–
2) AWE further commented that a
standard that allows unlimited energy
and water use would not be justified
under EPCA because the standards that
existed prior to the creation of the shortcycle product classes were
technologically feasible and
economically justified and have been
used to certify residential dishwashers,
residential clothes washers, and
consumer clothes dryers for years.
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(AWE, No. 254 at p. 3) CEC further
commented that in issuing the 2020
Final Rules, DOE also disregarded the
provision at 42 U.S.C. 6295(o)(2)(B)(i),
which requires DOE to consider
economic impacts on consumers and
manufacturers, savings in operating cost
versus increases in price, total projected
energy or water savings, and other
relevant factors. (CEC, No. 245 at p. 3)
Upon reconsideration, DOE agrees
with the commenters that DOE was
required to address EPCA’s
requirements for establishing or
amending an energy conservation
standard in the 2020 Final Rules, which
lacked any analysis of whether the
standards were designed to achieve the
maximum improvement in energy
efficiency that was technologically
feasible and economically justified. 42
U.S.C. 6295(o)(2)(A). Further, as
discussed at the beginning of this
section, applying the plain meaning of
the term ‘‘amend,’’ DOE altered the
existing energy and water conservation
standards for short-cycle products in the
2020 Final Rules. Thus, DOE has
determined that by stating that the new
product classes were not subject to any
energy or water conservation standards
without following 42 U.S.C. 6295(q), the
2020 Final Rules amended the existing
standards in violation of EPCA.
2. Interpretation of 42 U.S.C. 6295(o)(1)
EPCA also specifies that the Secretary
may not prescribe any amended
standard which increases the maximum
allowable energy use of a covered
product. 42 U.S.C. 6295(o)(1). This is
generally referred to as the ‘‘antibacksliding’’ provision.
AWE; NRDC, SC, and EJ; the CA
IOUs; CEC; Joint State AGs, DC, and
NYC; and Joint Commenters stated that
the 2020 Final Rule violated EPCA’s
anti-backsliding provision. (AWE, No.
254 at pp. 2–3; NRDC, SC, and EJ, No.
243 at p. 2; CA IOUs, No. 247 at p. 2;
CEC, No. 245 at pp. 1–2; Joint State AGs,
DC, and NYC, No. 249 at pp. 4–5; CA
IOUs, Public Meeting Transcript, No. 12
at p. 12) IPI and the Joint Commenters
stated that the 2020 Final rules
amended the applicable efficiency
standards without considering the
prohibition on backsliding. (IPI, No. 244
at p. 1; Joint Commenters, No. 252 at pp.
1–2) CEC stated that the 2020 Final
Rules violate EPCA’s anti-backsliding
prohibition. (CEC, No. 245 at pp. 1–2)
CEC further supported what is described
as ‘‘DOE’s strong repudiation of the
previous unlawful rationale that the
anti-backsliding prohibition did not
apply because the standards were
merely being ‘‘deferred’’ for these
products.’’ (CEC, No. 245 at p. 4) NRDC,
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SC, and EJ commented that the plain
language of the anti-backsliding
provision allows no exceptions and
serves an important purpose, referring
to a House Report, ‘‘to maintain a
climate of relative stability with respect
to future planning by all interested
parties.’’ (NRDC, SC, and EJ, No. 243 at
p. 2; citing House Report 100–11, at 22
(Mar. 3, 1987) Moreover, NRDC, SC, and
EJ explained that the U.S. Court of
Appeals for the Second Circuit stated in
NRDC v. Abraham, the anti-backsliding
provision must be interpreted in light of
‘‘the appliance program’s goal of
steadily increasing the energy efficiency
of covered products’’ and congressional
intent to provide a ‘‘sense of certainty
on the part of manufacturers as to the
required energy efficiency standards.’’
(NRDC, SC, and EJ, No. 243 at p. 2;
citing NRDC v. Abraham, 355 F.3d 179,
197 (2d Cir. 2004))
Joint State AGs, DC, and NYC stated
that while DOE had argued that the
product class provision conditioned the
anti-backsliding provision in the 2020
Final Rules, the contrary reading is
more appropriate in light of the
provisions themselves, the canons of
statutory interpretation, and EPCA’s
legislative history, in which the antibacksliding provision was adopted after
the product class provisions. (Joint State
AGs, DC, and NYC, No. 249 at pp. 4–
5) NRDC, SC, and EJ further discussed
this and stated that the anti-backsliding
provision constrains DOE’s creation of
new product classes under EPCA
section 325(q). The product class
provision authorizes DOE to determine
that the presence of a ‘‘performancerelated feature’’ in certain products
‘‘justifies the establishment of a higher
or lower standard’’ than the one that
‘‘applies (or will apply)’’ to those
products. NRDC, SC and EJ explained
that in the 2020 Final Rules, DOE used
the multiple tenses to argue that DOE
can reduce the stringency of a standard,
but this interpretation improperly reads
the text of the product class provision
in a vacuum, ignoring that the statutory
context and EPCA’s history and
purposes must inform the meaning of
the words. (NRDC, SC, and EJ, No. 243
at pp. 2–3) NRDC, SC and EJ
commented that in light of the statutory
context and purpose, the only plausible
interpretation is that Congress intended
the anti-backsliding provision to
constrain DOE’s authority under the
product class provision, and the broad
application of the anti-backsliding
provision is consistent with EPCA’s
goals of ‘‘conserv[ing] energy supplies
through energy conservation programs,’’
‘‘provid[ing] for improved energy
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efficiency of motor vehicles, major
appliances, and certain other consumer
products,’’ and ‘‘conserv[ing] water by
improving the water efficiency of
certain plumbing products and
appliances.’’ Further, the ‘‘climate of
relative stability’’ that Congress sought
to ensure would be undermined by a
reading of the product class provision
that enables DOE to waive the
applicability of the anti-backsliding
provision as to all existing energy use of
efficiency standards for consumer
products. (NRDC, SC, and EJ, No. 243 at
p. 3)
NRDC, SC, and EJ also noted the
history of the product class provision.
The 1978 version of the product class
provision authorized DOE to ‘‘specify a
level of energy efficiency higher or
lower than that which applies (or would
apply)’’ to the product. As enacted in
1978, the product class provision might
have been reasonably interpreted to
allow for the weakening of existing
standards. However, when Congress
imposed the anti-backsliding provision
on DOE in 1987 and made conforming
changes to the product class provision,
that amendment altered the degree of
discretion conferred in the product class
provision. (NRDC, SC, and EJ, No. 243
at p. 3)
DOE agrees with AWE; NRDC, SC,
and EJ; the CA IOUs; CEC; Joint State
AGs, DC, and NYC; and the Joint
Commenters that DOE erred when it did
not adequately consider EPCA’s antibacksliding provisions in the 2020 Final
Rules.
Joint State AGs, DC, and NYC
explained that because Congress had
already set minimum standards for
residential clothes washers, 42 U.S.C.
6295(g)(9), and residential dishwashers,
42 U.S.C. 6295(g)(10), DOE could only
strengthen those standards, consistent
with anti-backsliding provision, but the
2020 Final Rules weakened those
standards by applying no standards to
short-cycle products. Congress did not
provide for separate classes for shortcycle products, and the standards thus
applied to all such products regardless
of that feature. Thus, the Join State AGs,
DC, and NYC asserted, the 2020 Final
Rules violated EPCA’s minimum energy
conservation standards for those
products. (Joint State AGs, DC, and
NYC, No. 249 at pp. 6–7)
DOE agrees with the Joint State AGs,
DC, and NYC that because Congress had
set standards for residential clothes
washers and residential dishwashers
that DOE could not weaken those
standards without considering EPCA’s
anti-backsliding provision.
CEI commented that the provision at
42 U.S.C. 6295(o)(1) does not apply to
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the short-cycle product classes because
no standard has yet been established for
these new product classes. CEI cited 42
U.S.C. 6291(6) stating that a standard
specifies the ‘‘minimum level of energy
efficiency or maximum quantity of
energy use’’ for a covered product. The
rulemakings creating these new product
classes did not specify a ‘‘minimum
level of energy efficiency or maximum
quantity of energy use’’ for these
products. For that reason, the creation of
these product classes did not, as defined
by the statute, create, modify, or amend
any standard for these products. (CEI,
No. 239 at p. 5) CEI stated that since 42
U.S.C. 6295(o)(1) only applies to an
‘‘amended standard,’’ it does not apply
to a new product class for which no
standard yet exists. (CEI, No. 239 at p.
5; see also CEI, Public Meeting
Transcript, No. 12 at pp. 9–10) CEI
further explained that though the lack of
a standard does not limit energy and
water use of those products, that does
not mean that an ‘‘amendment’’ of any
standard occurred. (CEI, No. 239 at p. 6)
CEI stated that those standards still exist
today, just as they did before with the
exact same water and energy
requirements. (CEI, No. 239 at p. 6; see
also CEI, Public Meeting Transcript, No.
12 at p. 10) CEI also highlighted other
rulemakings where DOE established
new product classes without
establishing standards for those classes,
including distribution transformers in
2007 and beverage vending machines in
2009. CEI stated the fact that no ‘‘first
instance of energy conservation
standards’’ have been issued for faster
dishwashers does not undercut the
validity of the short-cycle product class
for these dishwashers. (CEI, No. 239 at
pp. 5–6) CEI argued that the text of 42
U.S.C. 6295(q)(1) explicitly allows a
lower standard than applies to other
products that do not have that feature
and as such, 42 U.S.C. 6295(o)(1)
provision does not apply to new
product classes when there is no prior
standard. (CEI, No. 239 at p. 6)
As explained in the August 2021
NOPR, the October 2020 and December
2020 Final Rules inaccurately cited
DOE’s 2007 distribution transformer and
2009 beverage vending machine
(‘‘BVM’’) energy conservation standards
rulemakings as support. 85 FR 68723,
68733; 85 FR 81361, 81368. In the 2007
distribution transformers rulemaking,
DOE established a separate equipment
class for underground mining
distribution transformers without
establishing associated energy
conservation standards. 72 FR 58190
(Oct. 12, 2007). Similarly, in the 2009
BVM rulemaking, DOE established a
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separate equipment class for
combination BVMs without establishing
associated energy conservation
standards. 74 FR 44914 (Aug. 31, 2009).
But the October 2020 and December
2020 Final Rules failed to note the key
distinction between these examples and
the short-cycle product class
rulemakings. Both the 2007 and 2009
rulemakings were the first instance of
energy conservation standards being
promulgated for distribution
transformers and BVMs. As such, not
setting standards for those equipment
classes simply maintained the status
quo–that is, underground mining
distribution transformers and
combination BVMs were not subject to
energy use or efficiency restrictions
either before or after those rulemakings.
As a result, DOE did not establish or
‘‘amend’’ the standards for these
equipment classes and thus was not
required to satisfy any of the criteria in
EPCA for amending a standard for these
equipment classes. 86 FR 43970, 43973–
43974.
In contrast, short-cycle residential
dishwashers, residential clothes
washers, and consumer clothes dryers
were all subject to energy conservation
standards prior to the October 2020 and
December 2020 Final Rules. By stating
that short-cycle products were no longer
subject to energy or water conservation
standards, the October 2020 and
December 2020 Final Rules changed the
status quo in a direction that would
allow for unlimited energy and water
use by these short-cycle products. Thus,
DOE did ‘‘amend’’ the standards for
these equipment classes and thus was
required to satisfy the requirements in
EPCA for issuing an amended standard.
86 FR 43970, 43973–43974.
While CEI is correct that there are not
currently any standards applicable to
the short-cycle product classes, this
ignores the fact that prior to the 2020
Final Rules, products currently defined
as short-cycle products were subject to
energy conservation and water
conservation standards. (See 10 CFR
430.32(f), (g), and (h) (Jan. 1, 2020
edition), which prescribed standards for
residential dishwashers, residential
clothes washers, and consumer clothes
dryers, respectively, without regard to
cycle time.) As discussed in section
III.A.1 of this document, by separating
certain models of residential
dishwashers, residential clothes
washers, and consumer clothes dryers
from a product class with standards to
a new product class that did not have
any applicable standards, DOE amended
(or altered) the standards applicable to
those models in the 2020 Final Rules.
Contrary to CEI’s assertions, this is not
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analogous to the first instance of energy
conservation standards for beverage
vending machines and distribution
transformers, as there were already
standards in place for these products.
Under the newly-created product
classes, these products now have no
applicable standard, which allows the
energy and water use of these products
to be higher than the standard to which
they were subjected previously.
Accordingly, DOE has concluded that it
did not adequately consider EPCA’s
requirements, including the antibacksliding provision, when it finalized
the 2020 Final Rules.
3. Interpretation of 42 U.S.C. 6295(q)(1)
EPCA provides that, when prescribing
an energy conservation standard for a
new product class, DOE must specify a
different standard level than that which
applies generally to a type or class of
products for any group of covered
products that have the same function or
intended use, if DOE determines that
products within such group: (A)
Consume a different kind of energy from
that consumed by other covered
products within such type (or class); or
(B) have a capacity or other
performance-related feature which other
products within such type (or class) do
not have and such feature justifies a
higher or lower standard. 42 U.S.C.
6295(q)(1). In determining whether a
performance-related feature justifies
such a different standard for a group of
products, DOE must consider such
factors as the utility to the consumer of
the feature and other factors DOE deems
appropriate. Id.
As stated in the August 2021 NOPR,
as support for establishing product
classes without associated energy
conservation standards, the October
2020 and December 2020 Final Rules
asserted that those rules were simply
deferring the issuance of new
conservation standards. 85 FR 68723,
68733; 85 FR 81359, 81368. As
discussed in section III.A.1 of this
document, EPCA does not, however,
allow DOE to simply defer the
establishment of new energy
conservation standards for regulated
products or equipment that already have
energy conservation standards. Even if
EPCA authorized deferrals in some
instances, any creation of the new
product classes here would have needed
to follow the requirements of 42 U.S.C.
6295(q), which frames the development
of a product class within the context of
an energy conservation standard
rulemaking. But the October 2020 and
December 2020 Final Rules did not
develop the new product classes in the
context of an energy conservation
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standard rulemaking. Instead, by stating
that the new product classes were not
subject to any energy conservation
standards without following 42 U.S.C.
6295(q), the October 2020 and December
2020 Final Rules were an amendment in
violation of EPCA. 86 FR 43970, 43973.
CEC asserted that although the
provision at 42 U.S.C. 6295(q)(1)
provides DOE with the authority to
establish new product classes, if DOE
determines that the sub-class includes a
‘‘performance-related feature [that]
justifies the establishment of a higher or
lower standard,’’ DOE erroneously
relied on that authority to justify
establishing new product classes and
setting lower standards in the 2020
Final Rules. (CEC, No. 245 at p. 4) CEC
and IPI stated that the 2020 Final Rules
amended the applicable standards
without justifying short cycle time as a
product utility nor providing any data to
justify the creation of a new product
class or higher or lower standards. (CEC,
No. 245 at p. 4; IPI, No. 244 at p. 1)
The Joint State AGs, DC, and NYC
asserted that short-cycle functionality
does not provide consumer utility that
would qualify as a ‘‘performance-related
feature’’ consistent with prior
interpretations, and, where cycle
duration was considered in the past
rulemakings, it was not in the product
class context. Further, Joint State AGs,
DC, and NYC stated that the
administrative records compiled in
support of the 2020 Final Rules failed to
meet either burden, as they did not
support DOE’s determination that shortcycle functionality was a ‘‘performancerelated feature’’ as that term is
interpreted under EPCA, or that separate
standards were necessary to maintain
that functionality. The Joint State AGs,
DC, and NYC also questioned whether
short-cycle functionality provides
unique consumer utility and stated that
ENERGY STAR data indicated that
consumer preferences were more
influenced by efficiency and other
features of the products instead of cycle
time. The Joint State AGs, DC, and NYC
concluded that short-cycle time does
not qualify as a ‘‘performance-related
feature’’ that could justify a separate
product class with different energy
conservation standards under EPCA.
(Joint State AGs, DC, and NYC, No. 249
at pp. 6–7) Joint State AGs, DC, and
NYC also explained that even if shortcycle functionality could be a
performance-related feature under
EPCA, DOE did not demonstrate that
different energy conservation standards
were necessary to provide short-cycle
functionality for the subject products.
DOE’s presumption that weaker energy
conservation standards would result in
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quicker cycle times was also belied by
the data in the rulemaking records,
which, when assessed accurately,
showed that energy conservation
standards did not cause any increase in
cycle times. (Joint State AGs, DC, and
NYC, No. 249 at p. 7)
Other interested parties cited the
availability of short-cycle functionality
on existing products as evidence that
categorizing normal cycle time as a
performance-related feature is
unwarranted and unjustified. NWPCC
asserted that the residential dishwasher
short-cycle product class is unnecessary
because, according to a December 2020
NEEA survey, residential dishwasher
short-cycles are only used about 8
percent of the time. (NWPCC, No. 9 at
p. 2) ASAP, the CA IOUs, and the Joint
Commenters stated that the separate
product classes are unwarranted and
there are already products available on
the market with the option of a short
cycle. (ASAP, Public Meeting
Transcript, No. 12 at p. 11; Joint
Commenters, No. 252 at p. 2; CA IOUS,
No. 247 at p. 2) NWPCC; AHAM; Joint
State AGs, DC, and NYC; and NRDC, SC,
and EJ commented that many residential
dishwasher, residential clothes washer,
and consumer clothes dryer models
already provide short-cycle times while
meeting the existing standards.
(NWPCC, No. 9 at p. 2; AHAM, No. 253
at p. 2; AHAM, Public Meeting
Transcript, No. 12 at p. 14; NRDC, SC,
and EJ, No. 243 at pp. 3–4; Joint State
AGs, DC, and NYC, No. 249 at p. 7)
Specifically, the CA IOUs cited data
from NEEA, which showed that 76
percent of top-selling residential clothes
washers in NEEA’s incentive programs,
and from AHAM, where over 75 percent
of the most popular residential
dishwasher models on the market, were
equipped with short-cycle options.8 9
The CA IOUs further commented that
data published by DOE in support of the
October 2020 Final Rule 10
demonstrated that, across 29 tested
units with a quick-cycle option, the
majority of units achieved a higher percycle cleaning index score for the quick
cycle than for the normal cycle.
Accordingly, in their view, the creation
of separate product classes is not
needed to ensure the availability of
quick cycles with adequate cleaning
performance, since they are already
8 www.regulations.gov/comment/EERE-2017-BTSTD-0014-0019.
9 www.regulations.gov/comment/EERE-2018-BTSTD-0005-2233.
10 Dishwasher NODA Test Data (5–21–20).
Available at: www.regulations.gov/document/EERE2018-BT-STD-0005-3213.
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available to consumers. (CA IOUs, No.
247 at p. 2)
The CA IOUs further commented that
cycle time for commonly used
appliances may be an important
attribute for some consumers, but that
cycle time could be incorporated into
performance standards, as DOE
proposed in the clothes washer test
procedure NOPR that DOE published on
September 1, 2021. 86 FR 49140. The
CA IOUs contended that this approach
would create incentives for
manufacturers to develop products with
a balance of short-cycle times and
energy and water efficiency. The CA
IOUs further commented that publicly
reporting cycle times in DOE’s
Compliance Certification Management
System (‘‘CCMS’’) database,11 as
ENERGY STAR already does in its
database of qualified products, would
provide many consumer information
platforms such as Consumer Reports to
incorporate and report on cycle time for
all DOE-certified appliances, including
non-ENERGY STAR products. (CA
IOUs, No. 247 at p. 3)
The Joint Commenters specifically
noted that, for residential dishwashers,
there is wide availability of products
that provide the option of a short cycle
with a cycle time of less than one hour.
The Joint Commenters added that, for
residential clothes washers and
consumer clothes dryers, DOE’s test
data 12 showed the availability of
products with short cycle times on the
normal cycle, which is the cycle that is
tested for certification purposes. (Joint
Commenters, No. 252 at p. 2) NRDC, SC,
and EJ commented that the product
class provision at 42 U.S.C. 6295(q)
permits DOE to distinguish among
classes of products only when products
‘‘have a capacity or other performancerelated feature which other products
. . . do not have,’’ and asserted that this
provision in EPCA does not offer
limitless discretion to DOE. These
commenters noted further that
residential dishwashers, residential
clothes washers, and consumer clothes
dryers are available on the market with
cycle options resulting in cycle times
shorter than the thresholds in the 2020
Final Rules, indicating that consumers
who are concerned about cycle duration
can already purchase models that meet
their needs. (NRDC, SC, and EJ, No. 243
at pp. 3–4)
AHAM commented that there are not
sufficient data to show that a shorter
11 DOE’s Compliance Certification Management
System database is available at
www.regulations.doe.gov/certification-data.
12 www.regulations.gov/comment/EERE-2020-BTSTD-0001-0033.
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normal cycle time for residential clothes
washers and consumer clothes dryers
would offer consumer utility that
justifies a higher or lower standard.
(AHAM, No. 253 at p. 3)
AWE and the Joint State AGs, DC, and
NYC asserted that establishing the new
short-cycle product classes without
simultaneously establishing new
standards for them goes against the
provision at 42 U.S.C. 6295(q)(1). (AWE,
No. 254 at p. 3; Joint State AGs, DC, and
NYC, No. 249 at pp. 5–6) AWE
commented that the authority on which
the 2020 Final Rules relied for creating
for creating product classes does not
allow a new product class with different
water efficiency or usage at all, because
section 325(q) applies only to rules that
specify ‘‘level[s] of energy use or energy
efficiency.’’ Thus, according to AWE,
DOE had no authority to carve out shortcycle residential clothes washers as a
class that can use extra water. AWE
added that the central purpose of EPCA,
energy and water conservation, would
be defeated if DOE were to avoid the
statutory limitations set forth by 42
U.S.C. 6295(q)(1) by recharacterizing the
amendment of existing standards for the
short-cycle products as though it is not
an amendment and instead
characterizing it as the establishment of
new product classes for which prior
standards did not exist. (AWE, No. 254
at p. 3)
Americans for Tax Reform argued that
DOE is required to assess standards
based on a number of statutory factors,
including the economic impact of the
standard on manufacturers and
consumers, as well as ‘‘the utility or
performance of the covered product.’’
Americans for Tax Reform asserted that
the August 2021 NOPR failed to
appropriately assess these factors, as the
evidence demonstrates faster classes of
consumer appliances are of significant
benefit to members of the public.
Specifically, Americans for Tax Reform
referenced polling data that shows in
excess of 80 percent of consumers
would find such projects useful.
Americans for Tax Reform commented
that 98 percent of individuals who
submitted comments in response to the
dishwasher short-cycle product class
rulemaking were in favor of the
dishwasher short-cycle product class.
(Americans for Tax Reform, No. 223 at
p. 1) Americans For Tax Reform
commented that consumer appliances
with shorter cycle times would be
particularly beneficial to larger families
and cited a 2017 survey from
Statista.com that showed that families
in lower income brackets tend to have
higher birth rates. Americans for Tax
Reform suggested that denying access to
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appliances with shorter cycle times
indirectly penalizes low-income
families and exacerbates the problems
associated with income inequality,
asserting that higher-income families or
those able to afford housekeeping
services may not need shorter cycle
times. (Americans for Tax Reform, No.
223 at p. 1) The 60 Plus Association
claimed that senior citizens would
benefit from cycle times less than an
hour. (60 Plus Association, No. 251 at p.
3)
The Arizona AG argued that the
August 2021 NOPR, if finalized, would
be a detriment to consumers, who stand
to benefit greatly from products
produced under the new classes of
machines and who expressed much
support for the two rules. (Arizona AG,
No. 248 at p. 1) The Arizona AG
highlighted comments from consumers
and industry groups about the prior
standards, which stated that the prior
standards led to machines that did not
clean as well and took longer to do it,
which created a burden on many,
including large families, work
professionals, and seniors. (Arizona AG,
No. 248 at p. 2)
FreedomWorks Foundation argued
that the 2020 Final Rules determined
that a new class of dishwashers was a
performance-related feature that
justified creation of a standard that
allowed use of more energy and water.
FreedomWorks Foundation claimed that
short-cycle product classes would help
busy Americans maintain their
households, and that repealing these
product classes would be neglectful to
those citizens. (FreedomWorks
Foundation, No. 238 at p. 2)
FreedomWorks Foundation and the
Arizona AG highlighted consumer
comments filed in support of the 2020
Final Rules. (FreedomWorks
Foundation, No. 238 at pp. 1–2; Arizona
AG, No. 248 at p. 2) The Arizona AG
stated that utility to the consumer had
been well established by the DOE’s
previous findings and the hundreds of
comments in support in the docket for
the 2020 Final Rules. (Arizona AG, No.
248 at pp. 4–5)
CEI argued that these faster products
provide substantial utility to consumers.
CEI highlighted the magnitude of
comments from individual consumers
in the prior rulemaking that stated that
faster dishwashers would be useful to
them. (CEI, No. 239 at p. 2; see also CEI,
Public Meeting Transcript, No. 12 at pp.
6–7) CEI commented that more than
2,200 individuals submitted comments
supporting the dishwasher short-cycle
product class in the rulemaking leading
to the October 2020 Final Rule, while
only 57 individuals opposed the short-
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cycle product class or were neutral.
(CEI, No. 239 at p. 2) CEI also noted a
comment received as a part of this
rulemaking, where the commenter
stated that ‘‘a short normal cycle clothes
washer is essential to someone like me,
a working mother doing laundry for a
family of six, to allow me to schedule
around the sun and use a clothesline
rather than being forced into using a
heated tumble clothes drier [sic].’’ (CEI,
No. 239 at p. 3) CEI further
commissioned a survey of over 1,000
random Americans, of which 81 percent
said the new class of short-cycle
dishwashers would be useful to them
and only 8 percent thought a
dishwasher should take more than an
hour. (CEI, No. 239 at p. 3; see also CEI,
Public Meeting Transcript, No. 12 at pp.
7–8) In further support of its view that
short-cycles provide consumer utility,
CEI referenced a comment provided by
Robert C. Hoffman in response to DOE’s
July 2019 NOPR to establish the new
dishwasher product class, noting that he
is an ‘‘expert with nearly three decades
of experience in the appliance industry
and in DOE compliance testing.’’
Hoffman stated that, ‘‘clearly a
percentage of the dishwasher market in
the U.S. is dissatisfied with current
dishwasher cleaning and cycle time
performances,’’ and viewed DOE’s
stringent energy standards as restricting
the availability of products that were on
the market.13 (CEI, No. 239 at p. 3)
CEI stated that the provision at 42
U.S.C. 6295(q)(1) explicitly allows the
establishment of a lower standard for
products that have a capacity or other
performance-related feature than applies
to other products that do not have that
feature. (CEI, No. 239 at p. 6) The
Arizona AG stated that DOE has the
regulatory authority to empower
consumers to buy residential
dishwashers, residential clothes
washers, and consumer clothes dryers
that will fit their specific needs and
time constraints. The Arizona AG and
Missouri AG argued that EPCA
authorizes the creation of a ‘‘higher or
lower’’ energy conservation standard for
a new class of products provided that
DOE determines that the class is
characterized by a distinct performancerelated feature. (Arizona AG, No. 248 at
p. 4 (citing 42 U.S.C. 6295(q)(1));
Missouri AG, No. 246 at pp. 4–5)
Furthermore, the Missouri AG asserted
if the current classes of regulated
appliances do not accurately describe a
new type of product to be introduced to
the market, regulators are free to craft a
13 Attachment C: Hoffman Evaluation available at:
www.regulations.gov/comment/EERE-2021-BT-STD0002-0239.
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completely new, less burdensome,
regulatory scheme for this new product,
which is what the 2020 Final Rules did.
(Missouri AG. No. 246 at p. 5)
Although irrelevant to the conclusion
that the 2020 Final Rules failed to
follow the statutory requirements for
amending standards, it nonetheless
bears mentioning that DOE standards
apply only to the particular cycles
required by the test procedure for
testing these products. Most basic
models of residential dishwashers,
residential clothes washers, and
consumer clothes dryers provide
multiple cycle options that are not
regulated, each of which are designed
for different purposes. For instance, a
residential dishwasher may have a
quick cycle, heavy cycle, delicates, etc.
in addition to the normal cycle. These
unregulated cycles provide consumers
options to their individual needs in the
moment. The standards in place prior to
the 2020 Final Rules, to which DOE is
now reverting, do not impede the
inclusion of these cycle options in
products currently available on the
market.
Further, DOE is not contending in this
rulemaking the validity of the
determinations made about whether
short cycles provide a ‘‘performancerelated feature’’ and ‘‘utility.’’ However,
the appropriate occasion for conducting
the 42 U.S.C. 6295(q) analysis is in a
rulemaking prescribing new or amended
standards. As discussed previously, the
2020 Final Rules failed to undertake
consideration of the statutory criteria
explicitly applicable to a rulemaking to
establish a new or amended standard.
See generally 42 U.S.C. 6295(o). By
failing to adhere to the process set out
in EPCA for it to consider these
prescribed criteria, DOE has concluded
that the 2020 Final Rules were
promulgated in violation of that process.
4. Other Statutory Concerns
IPI stated that when agencies
deregulate in ways that impose costs—
including harms to human health and
the environment—the Administrative
Procedure Act, principles for rational
rulemaking, and court precedent all
require agencies to consider the forgone
benefits of deregulation.14 IPI
commented that the 2020 Final Rules
explicitly declined to consider any
forgone benefits from those actions.
Further, IPI stated that the 2020 Final
Rules directly opened the possibility
that products could be sold that would
14 See Bethany A. Davis Noll & Denise A. Grab,
Deregulation: Process and Procedures that Govern
Agency Decisionmaking in an Era of Rollbacks, 38
ENERGY L. J. 269, 292–93 (2017) (summarizing the
legal requirements and case law).
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consume unlimited amounts of energy
or water could pose the risk of increased
consumer costs and pollution, resulting
in financial, health, climate, and other
environmental harms. IPI asserted that
DOE should cite the failure to consider
forgone benefits as another justification
for revoking the 2020 Final Rules. (IPI,
No. 244 at pp. 1–2)
As discussed previously, due to the
uncertainty in the market about these
product classes and energy conservation
standards, it is DOE’s understanding
that new products in these short-cycle
product classes have not entered the
market at this time. As such, DOE
believes that it is unlikely that the
foregone benefits referenced by IPI have
resulted.
CEI stated when it made the request
for a new product class for dishwashers,
it expected DOE to issue the new
standard as part of the same rulemaking
process that established the new class of
product. CEI commented that, instead,
DOE decided to split the creation of the
standard for this new product class into
two different parts, and if DOE now
believes that this product class had to be
issued with a new standard in one step,
as CEI originally requested, then DOE
can fix that problem by issuing that
standard now. (CEI, No. 239 at p. 7 ; see
also CEI, Public Meeting Transcript, No.
12 at p. 8) CEI asserted that other than
the absurd idea that DOE cannot create
a new product class with a lower energy
standard due to a performance-related
feature, ‘‘there is no argument that DOE
does not have the power to issue a valid
standard for these new product classes
now.’’ Further, CEI argued that issuing
a standard for these products is a
reasonable regulatory alternative, which
the APA requires DOE to consider prior
to revoking these product classes. (CEI,
No. 239 at p. 7 (citing California v.
Interior, 381 F. Supp. 3d 1153, 1168
(N.D. Cal. 2019) (‘‘When considering
revoking a rule, an agency must
consider alternatives in lieu of a
complete repeal, such as by addressing
the deficiencies individually.’’); citing
Yakima Valley Cablevision v. F.C.C.,
794 F.2d 737, 746 n. 36 (‘‘The failure of
an agency to consider obvious
alternative has led uniformly to
reversal.’’)) Sabedra also suggested that
the short-cycle product classes be
subject to energy conservation
standards, which would ensure
companies will continue to move
forward with technological
advancements that can conserve both
water and energy, while filling the
market gap that exists for these
products. (Sabedra, No. 7) An
anonymous commenter also suggested
that short-cycle product classes should
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have regulations for water and cleaning
efficiency set for them, so that
manufacturers of these products can add
this option to their products.
(Anonymous, No. 8)
While DOE could propose new
standards for short-cycle products—as
certain commenters suggested—DOE is
declining to do so at this time. DOE
reached this judgment after considering:
(1) The time and resources that it would
entail to develop these new standards in
relation to other obligations of the
program, (2) the lack of presentlyavailable data that would be necessary
to analyze the short-cycle product
classes and establish new standards for
these class, and (3) the absence of new
products on the market that would fall
within these new product classes. DOE
weighed these factors against the benefit
of more quickly fixing an EPCA
procedural error through the revocation
of this rulemaking. As such, DOE
determined that revoking the 2020 Final
Rules was the best course of action.
Additionally, as discussed throughout
this document, many residential
dishwashers, residential clothes
washers, and consumer clothes dryers
offer shorter cycle options on models
already available to consumers. The
inclusion of these cycle options has not
been hindered by the existing
conservation standards, meaning
consumers can purchase such models if
desired.
Americans for Tax Reform
commented that the August 2021 NOPR
should be withdrawn because DOE had
failed to fulfill the statutory
requirements of EPCA by neglecting to
complete a cost benefit analysis, an
adequate analysis of consumer welfare
or the disproportionate harm this rule
would cause low-income earners, and a
genuine analysis of the environmental
impact. (Americans for Tax Reform, No.
223, at p. 2) CEI claimed that repealing
the short-cycle product classes would be
contrary to the provision at 42 U.S.C.
6295(o)(4), which prohibits DOE from
creating standards that eliminate
existing ‘‘performance characteristics
(including reliability), features, sizes,
capacities, and volumes.’’ CEI stated
that before these new classes of faster
products were established, the
regulations at issue prevented people
from making the trade-off between
speed and efficiency. (CEI, No. 239 at p.
1)
As DOE is not establishing or
amending energy conservation
standards in this final rule under 42
U.S.C. 6295, DOE disagrees with the
Americans for Tax Reform that DOE is
required to fulfill EPCA’s requirements
for developing standards when revoking
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the 2020 Final Rules. Instead, DOE
notes that it should have completed
such an analysis in the 2020 Final Rules
that established the product classes at
issue here as discussed in section III.A.1
of this document. Additionally, the
revocation of the 2020 Final Rules will
return the applicable regulations and
the marketplace to the status-quo prior
to October 2020. As discussed in section
III.A.3 of this document, the
marketplace already includes products
that provide consumers with shorter
cycle options, such as residential
dishwasher products with cycles times
of less than 60 minutes. As such, the
revocation of the 2020 Final Rules will
not result in the elimination of any
existing performance characteristics
from the market.
B. Impact on Water and Energy Use
In the August 2021 NOPR, DOE
explained that it made a policy
judgment that EPCA’s express purpose
of energy and water conservation (42
U.S.C. 6201(4), (5), (8)) would be
thwarted if DOE could avoid restrictions
on amending existing standards by
nominally characterizing a regulatory
change in the energy conservation
standards applicable to a covered
product as something other than an
amendment. 86 FR 43980, 43974. In
response, DOE received comments on
the impacts of the proposal on water
and energy use. AWE stated that
reverting to the prior standards will
have significant environmental benefits.
Specifically, AWE highlighted that
efficient residential clothes washers
have helped reduce water use by an
average of 5.4 gallons per person per
day—nationwide savings of more than
640 billion gallons a year, the single
most effective per-capita water
reduction effort in 15 years. For
consumer clothes dryers, AWE noted
DOE findings that prior standards will,
over 30 years, save 0.39 quadrillion
British thermal units (‘‘quads’’) of
energy, reduce electricity generation
requirements by nearly 1 gigawatt, and
reduce carbon dioxide emissions by
about 36 million metric tons. AWE also
stated that DOE also determined that the
prior standards would result in a
cumulative national net present value of
total consumer costs and savings from
$1.08 billion to $3.01 billion for
consumer clothes dryers, and from
$13.01 billion to $31.29 billion for
residential clothes washers. (AWE, No.
254 at pp. 1–2) AWE also commented
that the 2020 Final Rules go against the
purpose of EPCA to consistently
improve energy and water efficiency
over time, and stated that if DOE did not
revoke the 2020 Final Rules, long-term
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consequences could erase water and
energy savings produced by previous
efficiency standards. (AWE, No. 254 at
p. 2) CEC stated that repealing the 2020
Final Rules would ensure that DOE is
properly exercising its authority to
prevent excess energy and water
consumption and save consumers
money, instead of allowing products
with short cycle times to consume
unlimited amounts of energy and water.
(CEC, No. 245 at p. 2) ASAP explained
that the short-cycle product classes put
at risk huge gains in energy and water
efficiency that have been achieved in
the past three decades for these
products. (ASAP, Public Meeting
Transcript, No. 12 at pp. 11–12)
NWPCC commented that if the shortcycle product classes remain in effect,
machines with primarily short-cycle
operations would be developed and
would require more per-cycle energy
and water use. This could lead to
significant energy and water use
increases, which would represent
backsliding relative to current per-unit
consumption rates. NWPCC also noted
that clothes washing and drying
represents approximately 10 percent of
the residential energy load in the
northwest region of the United States.
(NWPCC, No. 9 at p. 2) NWPCC asserted
that while it is unknown how many
clothing loads would be performed by
short-cycle units in the future, it is clear
that the short-cycle product classes
would result in an increase in energy
and water consumption. (NWPCC, No. 9
at p. 2)
AWE commented that much of the
western United States is in an extended
drought, and scientists warn that water
shortages are likely to become more
common and significant due to climate
change across the United States because
of climate change. (AWE, No. 254 at p.
2) CEC commented that because climate
change is threatening communities
across the country and the Western
United States is experiencing severe
drought conditions, with California
experiencing extreme or exceptional
drought conditions, DOE must utilize
every available tool to address climate
change and drought. (CEC, No. 245 at p.
2)
The FreedomWorks Foundation
claimed that pre-2020 energy and water
standards are responsible for increased
cycle times and poor residential
dishwasher performance that result in
consumers frequently hand washing
dishes or resorting to other methods that
consume additional energy and water.
(FreedomWorks Foundation, No. 238 at
p. 1) The Arizona AG commented that,
during previous rulemakings,
consumers expressed concerns about
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the negative environmental impact of
residential dishwashers that must have
cycles repeated or extra pre-washing
conducted before use. (Arizona AG, No.
248 at p. 3)
Americans for Tax Reform argued that
the August 2021 NOPR follows an
extremely superficial analysis of the
environmental impact, neglecting to
consider the abundance of evidence
regarding the longer-term environmental
benefits brought about through these
new classes of products. Americans for
Tax Reform suggested that other existing
metrics fail to adequately capture the
full energy and water use as according
to survey data up to 86 percent of
Americans wash their dishes by hand at
least some or all of the time because of
long cycle times. (Americans for Tax
Reform, No. 223 at p. 1) Americans for
Tax Reform further stated that washing
dishes by hand is significantly more
water and energy intensive than any
form of dishwasher use and, as such, the
August 2021 NOPR may significantly
increase water usage. Americans for Tax
Reform also suggested that longer cycles
for residential clothes washers make it
more difficult for consumers to time
their clothes washing around the
weather, so as to take advantage of
sunshine to dry their clothes. This could
lead to increased energy use as people
are forced to use tumble dryers when
the new rules would allow for greater
use of clotheslines. (Americans for Tax
Reform, No. 223 at p. 1) Similarly,
Randtke discussed the importance of
having a residential clothes washer with
a short normal wash cycle time because
it allows them to run the clothes washer
before work and use a clothesline to dry
their families’ clothes instead of using a
clothes dryer. (Randtke, No. 6 at pp. 1–
2) Randtke suggested that longer cycles
times for residential clothes washers put
pressure on them to switch from a
clothesline to a heated tumble clothes
dryer, which they asserted uses a lot
more energy. (Randtke, No. 6 at p. 3)
Randtke also commented that water is
necessary to wash clothes, and that to
limit water use results in them running
multiple cycles for the same load of
laundry, as it affects the ability of the
washer to get clothes clean. (Randtke,
No. 6 at pp. 3–6)
CEI stated that the issue DOE failed to
consider is that faster residential
dishwashers save water and energy. CEI
asserted that even if faster residential
dishwashers use more water and energy
per cycle, they can still end up saving
water and energy by reducing the need
for hand washing or extensive prescrubbing or running double cycles in
order to get dishes clean. (CEI, No. 239
at p. 4) CEI cited its own survey, which
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showed that 23 percent of consumers
always wash their dishes by hand
because their residential dishwasher
takes too long, 27 percent of consumers
do so often, and 37 percent of
consumers do so sometimes.15 (CEI, No.
239 at p. 4; see also CEI, Public Meeting
Transcript, No. 12 at p. 8)
Thompson stated that returning to the
prior standards will not save energy or
water, as people are forced to perform
significant pre-rinsing and run multiple
loads. Thompson further noted that
these efficiency rules that are meant to
save energy and water have added to
their home’s energy and water use, as
well as increased the amount of
chemicals consumed, and added to the
environment [sic] through additional
detergent and rinse aid use. (Thompson,
No. 122) Simpson stated that water and
electricity conservation was not needed
because an industrialized society can
produce more of those things. (Simpson,
No. 130)
As stated previously, DOE has
determined that the 2020 Final Rules
that established the short-cycle product
classes and amended the associated
energy conservation standards violated
EPCA and are, therefore, invalid. The
product class structure and associated
energy conservation standards that were
in effect prior to the 2020 Final Rules,
and which DOE is reinstating, were
subject to the necessary considerations
of energy and water savings,
technological feasibility, and economic
justification as required by EPCA. See
77 FR 31918 (May 30, 2012)
(establishing amended energy
conservation standards for residential
dishwashers); 77 FR 59719 (Oct. 1,
2012) (establishing amended energy
conservation standards for residential
clothes washers); and 76 FR 22454 (Apr.
21, 2011) (establishing amended energy
conservation standards for consumer
clothes dryers).
DOE recognizes the concerns raised
by commenters about the potential
impacts on energy and water use that
could result from permitting the 2020
Final Rules to remain in effect. As stated
in the August 2021 NOPR, DOE has
made a policy judgement that EPCA’s
expressed purposes for energy and
water conservation (42 U.S.C. 6201(4),
(5), and (8)) would be thwarted if DOE
could avoid EPCA’s restrictions on
amending existing standards by
nominally characterizing a regulatory
change to an existing standard as
something other than an amendment. 86
FR 43970, 43974. Considerations
15 Attachment B: Survey Concerning Dishwashers
available at: www.regulations.gov/comment/EERE2021-BT-STD-0002-0239.
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regarding energy and water use, as well
as EPCA’s other requirements, should
have been addressed during the
rulemaking process for the 2020 Final
Rules, as discussed in section III.A.1 of
this document.
C. Impact to Manufacturers
Commenters also discussed the
impact of the proposal on
manufacturers. AHAM commented that
short-cycle product classes for
residential clothes washers and
consumer clothes dryers would likely
have negative, unintended
consequences. Specifically, AHAM
stated that retaining the short-cycle
product classes could strand
manufacturer investments in efficiency
and require new investments to develop
new products; create new regulation;
introduce uncertainty for manufacturers
until DOE develops energy conservation
standards for the new product classes;
increase test burden for laundry
products; and create possible
disharmony in North American laundry
energy conservation standards. (AHAM,
No. 253 at p. 3)
GEA commented that by failing to
follow the requirements of EPCA, the
Appliance Standards Process Rule (see
10 CFR part 430, subpart C, appendix
A—Procedures, Interpretations, and
Policies for Consideration of New or
Revised Energy Conservation Standards
and Test Procedures for Consumer
Products and Certain Commercial/
Industrial Equipment), and the APA, the
2020 Final Rules damaged the
relationship between major appliance
manufacturers and DOE, threatened
domestic manufacturing of major
appliances, and undercut the significant
work DOE and manufacturers have done
to bring highly effective and efficient
appliances to U.S. consumers.
According to GEA, manufacturers were
unable to plan for and implement any
changes in response to the short-cycle
product class rulemaking due to the
uncertainty created by not establishing
standards for the new product classes.
GEA stated that manufacturers rely on
DOE to consistently follow EPCA and
the APA in order to invest with
confidence in U.S.-based technology,
manufacturing facilities, and jobs
because domestic manufacturing
requires greater capital investment,
longer lead times, and greater risk than
sourcing or foreign manufacturing. GEA
also noted that manufacturers rely on
the information and understanding
provided by the standards rulemaking
process to make predictions and
projections about forthcoming standards
and the 3–5-year implementation times
for new standards to redesign their
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products and implement new
manufacturing capabilities. (GEA, No.
255 at p. 2)
GEA further noted that the short-cycle
product classes could lead to possible
job losses, decreased sales, and a loss of
confidence in residential dishwashers,
residential clothes washers, and
consumer clothes dryers. It added that
the short-cycle product class rulemaking
threatens established manufacturing
jobs in the U.S. because the short-cycle
product classes are susceptible to being
filled with low-quality imported
products made by manufacturers that
GEA asserts lack the care or resources
for consumers, competitors, and DOE to
be assured they comply with U.S. law.
(GEA, No. 255 at pp. 2–3) GEA
commented that the predictability and
consistency inherent to the DOE
Appliance Standards Program reduce
development cost, manufacturing cost,
and stranded investment. GEA further
explained that all of these cost factors
are used to determine what maximum
efficiency levels are economically
justified for both manufacturers and
consumers under EPCA’s economic
justification requirements. GEA stated,
therefore, that the short-cycle product
class rulemakings and their impacts on
the market threaten to drive up cost for
manufacturers and consumers, which
would make more efficient products
unavailable under EPCA’s requirements.
GEA added that EPCA’s processes are
essential to the success of EPCA’s
ultimate goal of conserving water and
energy consumption, and in order to
continue to reach for this goal, the shortcycle product classes should be
terminated. (GEA, No. 255 at p. 3)
AWE noted that the residential
clothes washer and consumer clothes
dryer standards preceding the shortcycle rulemaking benefited
manufacturers by creating a level, wellunderstood playing field for American
companies that have invested heavily in
creating products that meet the prior
standards and that reverting to the prior
standards will result in essential savings
for both consumers and manufacturers.
(AWE, No. 254 at p. 2)
CEI countered AHAM and
manufacturers’ opposition to the
formation of short-cycle product classes,
stating that the manufacturers’
arguments—that there is no utility for
the short-cycle product classes, and that
their past investment in more efficient
products might be wasted—are
contradictory because, according to CEI,
if no consumers purchase products with
shorter cycle times due to a lack of
utility, then AHAM members could
continue selling higher efficiency
products without losing market share
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and without loss of investment. CEI
asserted that some of AHAM’s members
understand that there is utility to shortcycle products, citing a statement from
one AHAM member’s senior manager
that the manufacturer would probably
redesign residential dishwashers if a
standard was issued for these
products.16 CEI asserted that short-cycle
products are not currently available
because DOE has not yet issued a
standard for these product classes, and,
according to CEI, manufacturers do not
want to create products that could soon
be illegal to sell if they do not meet that
standard. (CEI, No. 239 at p. 3)
Americans for Tax Reform also asserted
that the lack of new products being
introduced to the market is partially
attributed to regulatory uncertainty, and
argued that this rule would block
innovation without assessing future
technological innovation. Americans for
Tax Reform suggested that, while it is
true that no products under the new
rules have been presently introduced to
the market, that is not an adequate
reason to finalize this withdrawal
rulemaking. Americans for Tax Reform
cautioned DOE against engaging in anticompetitive regulatory policy, which
would benefit existing manufacturers, at
the expense of newer ones trying to
enter the market, and stated that
benefiting vested interest to prevent
consumer interest would be contrary to
sound public policy. (Americans for Tax
Reform, No. 223 at p. 2)
The Arizona AG commented that
repealing the short-cycle product class
would limit consumers’ choices and
block innovation of technology and
products in the marketplace that can
meet consumer demands. The Arizona
AG added that the technology exists for
more helpful machines that meet the
needs of modern lifestyles, and that
DOE should allow the 2020 short-cycle
rulemakings to stand instead of
repealing them. (Arizona AG, No. 248 at
pp. 5–6)
As discussed in section III.A.1 of this
document, in amending the standards
for the short-cycle products, DOE failed
to consider the potential impacts on
manufacturers. Commenters suggest that
the standards as amended by the 2020
Final Rules may have economic impacts
on manufacturers that were not
appropriately considered. Appropriate
consideration of the potential impacts
on manufacturers resulting from
amended product classes would occur
16 Liam McCabe, Did Trump Really Make
Dishwashers Great Again?, New York Times (Mar.
2, 2021). www.nytimes.com/wirecutter/blog/
dishwashers-trump-efficiency/.
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as part of a standards rulemaking as
required by EPCA.
D. Other Concerns
The CA IOUs commented that the
2020 Final Rules delayed the EPCA 6and 7-year lookback periods for energy
conservation standards and test
procedures, respectively, for
dishwashers, clothes washers, and
clothes dryers, and created uncertainty
in their evaluations. The CA IOUs
commented that there is an opportunity
to save a significant amount of energy,
but the creation of the short-cycle
product classes without a testing
method to verify product class
eligibility or associated energy and
water efficiency standards created
uncertainty for stakeholders. (CA IOUs,
No. 247 at pp. 2–3)
DOE is actively pursuing a robust
rulemaking schedule to meet EPCA’s 6and 7- year lookback period
requirements for energy conservations
standards and test procedures. See
notice of proposed rulemaking for the
residential and commercial clothes
washer test procedure (86 FR 49140
(Sept. 1, 2021)); notice and request for
comment on a preliminary analysis of
residential clothes washer energy
conservation standards (86 FR 53886
(Sept. 29, 2021)); notice and request for
comment on a preliminary analysis of
consumer clothes dryer standards (86
FR 20327 (Apr. 19, 2021)). DOE notes
that the requirements regarding the
measurement and reporting of cycletime would more appropriately be
addressed in a test procedure
rulemaking and DOE therefore is not
addressing such requirements in this
final rule.
The Joint State AGs, DC, and NYC
expressed concern that the 2020 Final
Rules have weakened the energy
efficiency program by removing
standards for important consumer
products and creating unjustified
product classes, which in turn opened
the possibility of similar proposals in
the future that could further undermine
the program. (Joint State AGs, DC, and
NYC, No. 249 at p. 2)
As mentioned in section III.B of this
document, DOE recognizes that EPCA’s
expressed purposes for energy and
water conservation would be thwarted if
the 2020 Final Rules remained in place,
as those rules avoided EPCA’s
restrictions on amending existing
standards to permit the short-cycle
products to operate with unlimited
energy and water use. By finalizing this
proposal, DOE will revoke the 2020
Final Rules and ensure that the energy
efficiency program fulfills EPCA’s
purposes.
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IV. Conclusion
After careful consideration, DOE is
revoking the October 2020 and
December 2020 Final Rules that
improperly amended standards and is
reinstating the prior product classes and
applicable standards for residential
dishwashers, residential clothes
washers, and consumer clothes dryers.
The short-cycle residential dishwashers,
residential clothes washers, and
consumer clothes dryers were all subject
to energy conservation standards prior
to the 2020 Final Rules. By stating that
short-cycle products were no longer
subject to energy or water conservation
standards, the 2020 Final Rules allowed
for unlimited energy and water use by
these short-cycle products. DOE was
required to satisfy the requirements in
EPCA before issuing these amended
standards.
In addition, DOE has made a policy
judgment that EPCA’s express purposes
of energy and water conservation (42
U.S.C. 6201(4), (5), (8)) would be
thwarted if DOE could avoid restrictions
on amending existing standards by
nominally characterizing a regulatory
change in the energy conservation
standards applicable to a covered
product as something other than an
amendment. The 2020 Final Rules
contravened EPCA by failing to consider
these criteria when the rules amended
the existing standards for short-cycle
products in the 2020 Final Rules.
DOE is not aware of any residential
dishwashers, residential clothes
washers, or consumer clothes dryers
that are certified and sold as short-cycle
products at this time. DOE considers the
lack of products on the market classified
under the short-cycle product
definitions and the short time period
between 2020 Final Rules and the
proposed revocation of those rules by
the August 2021 NOPR to indicate a
lack of reliance by stakeholders on the
short-cycle product class definitions
revoked in this final rule.
V. Procedural Issues and Regulatory
Review
A. Review Under Executive Orders
12866
The Office of Information and
Regulatory Affairs (‘‘OIRA’’) in the
Office of Management and Budget
(‘‘OMB’’) has waived review of this rule
pursuant to Executive Order (‘‘E.O.’’)
12866, ‘‘Regulatory Planning and
Review.’’
B. Review Under the Regulatory
Flexibility Act
The Regulatory Flexibility Act (5
U.S.C. 601 et seq.) requires preparation
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of an initial regulatory flexibility
analysis (‘‘IRFA’’) and a final regulatory
flexibility analysis (‘‘FRFA’’) for any
rule that by law must be proposed for
public comment, unless the agency
certifies that the rule, if promulgated,
will not have a significant economic
impact on a substantial number of small
entities. As required by E.O. 13272,
‘‘Proper Consideration of Small Entities
in Agency Rulemaking,’’ 67 FR 53461
(Aug. 16, 2002), DOE published
procedures and policies on February 19,
2003, to ensure that the potential
impacts of its rules on small entities are
properly considered during the
rulemaking process. 68 FR 7990. DOE
has made its procedures and policies
available on the Office of the General
Counsel’s website (www.energy.gov/gc/
office-general-counsel).
DOE reviewed this final rule under
the provisions of the Regulatory
Flexibility Act and the procedures and
policies published on February 19,
2003. As discussed, DOE has concluded
that this rule would not have a
significant impact on a substantial
number of small entities. The factual
basis for this certification is as follows:
The Small Business Administration
(‘‘SBA’’) considers a business entity to
be a small business, if, together with its
affiliates, it employs less than a
threshold number of workers or earns
less than the average annual receipts
specified in 13 CFR part 121. The
threshold values set forth in these
regulations use size standards and codes
established by the North American
Industry Classification System
(‘‘NAICS’’) that are available at:
www.sba.gov/document/support-tablesize-standards. The threshold number
for NAICS classification code 335220,
‘‘Major Household Appliance
Manufacturing,’’ which includes
residential dishwasher, residential
clothes washer, and consumer clothes
dryer manufacturers, is 1,500
employees.
Most of the companies that
manufacture residential dishwashers,
residential clothes washers, and/or
consumer clothes dryers are large
multinational corporations. DOE
collected data from CCMS 17 and
reviewed data from prior rulemakings to
identify original equipment
manufacturers (‘‘OEMs’’) of the products
covered by this rulemaking. DOE then
consulted publicly available data, such
as individual company websites, and
subscription-based market research
17 DOE’s Compliance Certification Management
System database is available at
www.regulations.doe.gov/certification-data/.
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tools, such as Dun & Bradstreet,18 to
determine whether they meet the SBA’s
definition of a ‘‘small business
manufacturer’’. DOE screened out
companies that do not offer products
covered by this rulemaking, do not meet
the definition of a ‘‘small business,’’ or
are foreign-owned and operated.
In response to the August 2021 NOPR,
the 60 Plus Association stated that it
observed the agency justification for
OMB control number 1910–1400
indicates small businesses are impacted
by the collection of information and its
associated standards. The 60 Plus
Association explained that the August
2021 NOPR indicated that the
Regulatory Flexibility Act is not
triggered and suggested that DOE review
this determination. (60 Plus
Association, No. 251 at p. 3)
In the August 2021 NOPR, DOE
initially identified two small domestic
OEMs of residential dishwashers and
zero small domestic OEMs of residential
clothes washers or consumer clothes
dryers. DOE also initially determined
that there were no compliance or other
requirements imposed by the proposed
rule on manufacturers, including small
businesses. 86 FR 43970, 43974–43975.
Upon further review, DOE has amended
its small business counts for the
products covered under this
rulemaking. DOE determined that no
small domestic OEMs manufacture
residential dishwashers or consumer
clothes dryers. DOE confirmed that one
small domestic OEM manufactures
residential clothes washers.
This rulemaking eliminates the
product classes for residential clothes
washers based on cycle time established
in the December 2020 Final Rule. DOE
has determined that this final rule
would not impose any compliance or
other requirements on manufacturers of
residential clothes washers, including
small businesses, as revoking the
December 2020 Final Rule would not
eliminate any products on the market.
As a result, DOE certifies that this
final rule will not have a significant
impact on a substantial number of small
entities. Accordingly, DOE has not
prepared a FRFA for this rule. DOE has
transmitted the certification and
supporting statement of factual basis to
the Chief Counsel for Advocacy of the
Small Business Administration for
review under 5 U.S.C. 605(b).
C. Review Under the Paperwork
Reduction Act of 1995
Manufacturers of covered products/
equipment, such as residential
18 The Dun & Bradstreet Hoovers subscription
login is available at https://app.dnbhoovers.com/.
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dishwashers, residential clothes
washers, and consumer clothes dryers,
must certify to DOE that their products
comply with any applicable energy
conservation standards. In certifying
compliance, manufacturers must test
their products according to the DOE test
procedures for residential dishwashers,
residential clothes washers, and
consumer clothes dryers, including any
amendments adopted for those test
procedures. DOE has established
regulations for the certification and
recordkeeping requirements for all
covered consumer products and
commercial equipment, including
residential dishwashers, residential
clothes washers, and consumer clothes
dryers. 76 FR 12422 (Mar. 7, 2011); 80
FR 5099 (Jan. 30, 2015). The collectionof-information requirement for the
certification and recordkeeping is
subject to review and approval by OMB
under the Paperwork Reduction Act
(‘‘PRA’’). This requirement has been
approved by OMB under OMB control
number 1910–1400. Public reporting
burden for the certification is estimated
to average 35 hours per response,
including the time for reviewing
instructions, searching existing data
sources, gathering and maintaining the
data needed, and completing and
reviewing the collection of information.
The 60 Plus Association commented
that the August 2021 NOPR did not
clarify whether the collection of
information for reporting,
recordkeeping, or certification
requirements obtained necessary OMB
approval, as is required by the
Paperwork Reduction Act and the
corresponding implementing rule. The
60 Plus Association further stated that
the OMB approval of 1910–1400 control
number operated illegally for a six
month period until approval in
September 2021, which indicates that
what DOE refers to as a necessary
approved collection of information
received approval just recently. (60 Plus
Association, No. 251, p. 2)
DOE notes that the currently
approved information collection request
that includes consumer dishwashers,
residential clothes washers, and
consumer clothes dryers (OMB No.
1910–1400) accounts for the
certification of these products without
regard to cycle-time distinctions and,
therefore, reflects the certification of the
products previously defined as shortcycle products.19
19 See Supporting Statement for Certification
Reports, Compliance Statements, Application for a
Test Procedure Waiver, and Recording keeping for
Consumer Products and Commercial Equipment
Subject to Energy or Water Conservation Standards,
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Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to a penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
D. Review Under the National
Environmental Policy Act of 1969
Pursuant to the National
Environmental Policy Act of 1969
(‘‘NEPA’’) of 1969, DOE has analyzed
this proposed action rule in accordance
with NEPA and DOE’s NEPA
implementing regulations (10 CFR part
1021). DOE has determined that this
rule qualifies for categorical exclusion
under 10 CFR part 1021, subpart D,
appendix A5 because it is an
interpretive rulemaking that does not
change the environmental effect of the
rule and meets the requirements for
application of a CX. See 10 CFR
1021.410. Therefore, DOE has
determined that promulgation of this
rule is not a major Federal action
significantly affecting the quality of the
human environment within the meaning
of NEPA, and does not require an EA or
EIS.
E. Review Under Executive Order 13132
E.O. 13132, ‘‘Federalism,’’ 64 FR
43255 (Aug. 10, 1999), imposes certain
requirements on Federal agencies
formulating and implementing policies
or regulations that preempt State law or
that have federalism implications. The
Executive order requires agencies to
examine the constitutional and statutory
authority supporting any action that
would limit the policymaking discretion
of the States and to carefully assess the
necessity for such actions. The
Executive order also requires agencies to
have an accountable process to ensure
meaningful and timely input by State
and local officials in the development of
regulatory policies that have federalism
implications. On March 14, 2000, DOE
published a statement of policy
describing the intergovernmental
consultation process it will follow in the
development of such regulations. 65 FR
13735. DOE has examined this final rule
and has determined that it would not
have a substantial direct effect on the
States, on the relationship between the
national government and the States, or
on the distribution of power and
responsibilities among the various
levels of government. EPCA governs and
prescribes Federal preemption of State
regulations as to energy conservation for
available at www.reginfo.gov/public/do/
PRAViewDocument?ref_nbr=202102-1910-002.
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the products that are the subject of this
final rule. States can petition DOE for
exemption from such preemption to the
extent, and based on criteria, set forth in
EPCA. (42 U.S.C. 6297) No further
action is required by Executive Order
13132.
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F. Review Under Executive Order 12988
Regarding the review of existing
regulations and the promulgation of
new regulations, section 3(a) of E.O.
12988, ‘‘Civil Justice Reform,’’ imposes
on Federal agencies the general duty to
adhere to the following requirements:
(1) Eliminate drafting errors and
ambiguity, (2) write regulations to
minimize litigation, (3) provide a clear
legal standard for affected conduct
rather than a general standard, and (4)
promote simplification and burden
reduction. 61 FR 4729 (Feb. 7, 1996).
Section 3(a), section 3(b) of E.O. 12988
specifically requires that executive
agencies make every reasonable effort to
ensure that the regulation: (1) Clearly
specifies the preemptive effect, if any,
(2) clearly specifies any effect on
existing Federal law or regulation, (3)
provides a clear legal standard for
affected conduct while promoting
simplification and burden reduction, (4)
specifies the retroactive effect, if any, (5)
adequately defines key terms, and (6)
addresses other important issues
affecting clarity and general
draftsmanship under any guidelines
issued by the Attorney General. Section
3(c) of Executive Order 12988 requires
executive agencies to review regulations
in light of applicable standards in
section 3(a) and section 3(b) to
determine whether they are met or it is
unreasonable to meet one or more of
them. DOE has completed the required
review and determined that, to the
extent permitted by law, this final rule
meets the relevant standards of E.O.
12988.
G. Review Under the Unfunded
Mandates Reform Act of 1995
Title II of the Unfunded Mandates
Reform Act of 1995 (‘‘UMRA’’) requires
each Federal agency to assess the effects
of Federal regulatory actions on State,
local, and Tribal governments and the
private sector. Public Law 104–4,
section 201 (codified at 2 U.S.C. 1531).
For a regulatory action likely to result in
a rule that may cause the expenditure by
State, local, and Tribal governments, in
the aggregate, or by the private sector of
$100 million or more in any one year
(adjusted annually for inflation), section
202 of UMRA requires a Federal agency
to publish a written statement that
estimates the resulting costs, benefits,
and other effects on the national
VerDate Sep<11>2014
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economy. (2 U.S.C. 1532(a), (b)) The
UMRA also requires a Federal agency to
develop an effective process to permit
timely input by elected officers of State,
local, and Tribal governments on a
proposed ‘‘significant intergovernmental
mandate,’’ and requires an agency plan
for giving notice and opportunity for
timely input to potentially affected
small governments before establishing
any requirements that might
significantly or uniquely affect them. On
March 18, 1997, DOE published a
statement of policy on its process for
intergovernmental consultation under
UMRA. 62 FR 12820. DOE’s policy
statement is also available at https://
energy.gov/sites/prod/files/gcprod/
documents/umra_97.pdf.
DOE examined this final rule
according to UMRA and its statement of
policy and determined that the rule
contains neither an intergovernmental
mandate nor a mandate that may result
in the expenditures of $100 million or
more in any one year, so these
requirements do not apply.
H. Review Under the Treasury and
General Government Appropriations
Act, 1999
Section 654 of the Treasury and
General Government Appropriations
Act, 1999 (Pub. L. 105–277) requires
Federal agencies to issue a Family
Policymaking Assessment for any rule
that may affect family well-being. This
final rule would not have any impact on
the autonomy or integrity of the family
as an institution. Accordingly, DOE has
concluded that it is not necessary to
prepare a Family Policymaking
Assessment.
I. Review Under Executive Order 12630
Pursuant to E.O. 12630,
‘‘Governmental Actions and Interference
with Constitutionally Protected Property
Rights,’’ 53 FR 8859 (Mar. 15, 1988),
DOE has determined that this regulation
will not result in any takings that might
require compensation under the Fifth
Amendment to the U.S. Constitution.
J. Review Under the Treasury and
General Government Appropriations
Act, 2001
Section 515 of the Treasury and
General Government Appropriations
Act, 2001 (44 U.S.C. 3516 note) provides
for Federal agencies to review most
disseminations of information to the
public under information quality
guidelines established by each agency
pursuant to general guidelines issued by
OMB. OMB’s guidelines were published
at 67 FR 8452 (Feb. 22, 2002), and
DOE’s guidelines were published at 67
FR 62446 (Oct. 7, 2002). Pursuant to
PO 00000
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OMB Memorandum M–19–15,
Improving Implementation of the
Information Quality Act (April 24,
2019), DOE published updated
guidelines which are available at
www.energy.gov/sites/prod/files/2019/
12/f70/DOE%20Final
%20Updated%20IQA%20Guidelines
%20Dec%202019.pdf. DOE has
reviewed this final rule under the OMB
and DOE guidelines and has concluded
that it is consistent with applicable
policies in those guidelines.
K. Review Under Executive Order 13211
E.O. 13211, ‘‘Actions Concerning
Regulations That Significantly Affect
Energy Supply, Distribution, or Use,’’ 66
FR 28355 (May 22, 2001), requires
Federal agencies to prepare and submit
to OIRA at OMB, a Statement of Energy
Effects for any proposed significant
energy action. A ‘‘significant energy
action’’ is defined as any action by an
agency that promulgates or is expected
to lead to promulgation of a final rule,
and that (1) is a significant regulatory
action under Executive Order 12866, or
any successor order; and (2) is likely to
have a significant adverse effect on the
supply, distribution, or use of energy, or
(3) is designated by the Administrator of
OIRA as a significant energy action. For
any significant energy action, the agency
must give a detailed statement of any
adverse effects on energy supply,
distribution, or use should the
regulation be implemented, and of
reasonable alternatives to the action and
their expected benefits on energy
supply, distribution, and use.
DOE has concluded that this
regulatory action, which would
eliminate certain product classes for
residential dishwashers, residential
clothes washers, and consumer clothes
dryers would not have a significant
adverse effect on the supply,
distribution, or use of energy and,
therefore, is not a significant energy
action. Accordingly, DOE has not
prepared a Statement of Energy Effects
on this final rule.
L. Congressional Notification
As required by 5 U.S.C. 801, DOE will
report to Congress on the promulgation
of this rule prior to its effective date.
The report will state that it has been
determined that the rule is not a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2).
VI. Approval of the Office of the
Secretary
The Secretary of Energy has approved
publication of this final rule.
E:\FR\FM\19JAR1.SGM
19JAR1
Federal Register / Vol. 87, No. 12 / Wednesday, January 19, 2022 / Rules and Regulations
authorized to sign and submit the
document in electronic format for
publication, as an official document of
the Department of Energy. This
administrative process in no way alters
the legal effect of this document upon
publication in the Federal Register.
List of Subjects in 10 CFR Part 430
Administrative practice and
procedure, Confidential business
information, Energy conservation,
Household appliances, Imports,
Incorporation by reference,
Intergovernmental relations, Small
businesses.
Signing Authority
This document of the Department of
Energy was signed on January 11, 2022,
by Kelly J. Speakes-Backman, Principal
Deputy Assistant Secretary for Energy
Efficiency and Renewable Energy,
pursuant to delegated authority from the
Secretary of Energy. That document
with the original signature and date is
maintained by DOE. For administrative
purposes only, and in compliance with
requirements of the Office of the Federal
Register, the undersigned DOE Federal
Register Liaison Officer has been
Signed in Washington, DC, on January 12,
2022.
Treena V. Garrett,
Federal Register Liaison Officer, U.S.
Department of Energy.
For the reasons set forth in the
preamble, DOE amends part 430 of
chapter II, subchapter D, of title 10 of
the Code of Federal Regulations, to read
as set forth below:
PART 430—ENERGY CONSERVATION
PROGRAM FOR CONSUMER
PRODUCTS
1. The authority citation for part 430
continues as follows:
■
Authority: 42 U.S.C. 6291–6309; 28 U.S.C.
2461 note.
2. Section 430.32 is amended by:
a. Removing paragraph (f)(1)(iii); and
b. Revising paragraphs (g)(4) and
(h)(3).
The revisions read as follows:
■
■
■
§ 430.32 Energy and water conservation
standards and their compliance dates.
*
*
*
*
*
(g) * * *
(4) Clothes washers manufactured on
or after January 1, 2018, shall have an
Integrated Modified Energy Factor no
less than, and an Integrated Water
Factor no greater than:
Integrated modified
energy factor
(cu.ft./kWh/cycle)
Product class
(i) Top-loading, Compact (less than 1.6 ft 3 capacity) .............................................................
(ii) Top-loading, Standard (1.6 ft 3 or greater capacity) ...........................................................
(iii) Front-loading, Compact (less than 1.6 ft 3 capacity) .........................................................
(iv) Front-loading, Standard (1.6 ft 3 or greater capacity) .......................................................
(h) * * *
Integrated water factor
(gal/cycle/cu.ft.)
1.15
1.57
1.13
1.84
12.0
6.5
8.3
4.7
(3) Clothes dryers manufactured on or
after January 1, 2015, shall have a
combined energy factor no less than:
Combined energy factor
(lbs/kWh)
Product class
(i) Vented Electric, Standard (4.4 ft 3 or greater capacity) ..................................................................................................
(ii) Vented Electric, Compact (120V) (less than 4.4 ft 3 capacity) .......................................................................................
(iii) Vented Electric, Compact (240V) (less than 4.4 ft 3 capacity) ......................................................................................
(iv) Vented Gas ....................................................................................................................................................................
(v) Ventless Electric, Compact (240V) (less than 4.4 ft 3 capacity) ....................................................................................
(vi) Ventless Electric, Combination Washer-Dryer ..............................................................................................................
*
*
*
*
*
BILLING CODE 6450–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 29
jspears on DSK121TN23PROD with RULES1
[Docket No. FAA–2021–0065; Special
Conditions No. 29–054–SC]
Special Conditions: Bell Textron Inc.
Model 525 Helicopter; Fly-By-Wire
Flight Control System
Federal Aviation
Administration (FAA), DOT.
ACTION: Final special conditions.
AGENCY:
16:00 Jan 18, 2022
These special conditions are
issued for the Bell Textron Inc. (Bell)
Model 525 helicopter. This helicopter
will have a novel or unusual design
feature associated with a fly-by-wire
(FBW) flight control system (FCS). The
applicable airworthiness regulations do
not contain adequate or appropriate
safety standards for this design feature.
These special conditions contain the
additional safety standards that the
Administrator considers necessary to
establish a level of safety equivalent to
that established by the existing
airworthiness standards.
DATES: Effective February 18, 2022.
FOR FURTHER INFORMATION CONTACT: John
VanHoudt, FAA, Dynamic Systems
Section, AIR–627, Technical Innovation
Policy Branch, Policy and Innovation
SUMMARY:
[FR Doc. 2022–00833 Filed 1–18–22; 8:45 am]
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PO 00000
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3.73
3.61
3.27
3.30
2.55
2.08
Division, Aircraft Certification Service,
10101 Hillwood Parkway, Fort Worth,
TX 76177–1524; telephone and fax 817–
222–5193; email John.G.Van.Houdt@
FAA.Gov.
SUPPLEMENTARY INFORMATION:
Background
On December 15, 2011, Bell applied
for a type certificate for a new transport
category helicopter, designated as the
Model 525, under Title 14, Code of
Federal Regulations (CFR) part 29. Bell
applied for multiple extensions, with
the most recent occurring on November
12, 2020. The date of the updated type
certification basis is December 31, 2016,
based upon the applicant’s proposed
type certificate issuance date of
December 31, 2021. The Model 525 is a
E:\FR\FM\19JAR1.SGM
19JAR1
Agencies
[Federal Register Volume 87, Number 12 (Wednesday, January 19, 2022)]
[Rules and Regulations]
[Pages 2673-2689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-00833]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
10 CFR Part 430
[EERE-2021-BT-STD-0002]
RIN 1904-AF14
Energy Conservation Program: Product Classes for Residential
Dishwashers, Residential Clothes Washers, and Consumer Clothes Dryers
AGENCY: Office of Energy Efficiency and Renewable Energy, Department of
Energy.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: On October 30, 2020, and December 16, 2020, the U.S.
Department of Energy (``DOE'') published two final rules that
established product classes for residential dishwashers with a cycle
time for the normal cycle of 60 minutes or less, top-loading
residential clothes washers and certain classes of consumer clothes
dryers with a cycle time of less than 30 minutes, and front-loading
residential clothes washers with a cycle time of less than 45 minutes
(``short-cycle product classes''). The rules resulted in amended energy
conservation standards for these short-cycle product classes, without
determining whether relevant statutory criteria for amending standards
were met. On August 11, 2021, DOE published a notice of proposed
rulemaking (``NOPR'') to withdraw these short-cycle product classes
This final rule finalizes the revocation of the two earlier rules that
improperly promulgated standards for these new product classes and
reinstates the prior product classes and applicable standards for these
covered products.
DATES: The effective date of this rule is February 18, 2022.
ADDRESSES: The docket for this rulemaking, which includes Federal
Register notices, public meeting attendee lists and transcripts,
comments, and other supporting documents/materials, is available for
review at www.regulations.gov. All documents in the docket are listed
in the www.regulations.gov index. However, not all documents listed in
the index may be publicly available, such as information that is exempt
from public disclosure.
The docket web page can be found at www.regulations.gov/docket/
EERE-
[[Page 2674]]
2021-BT-STD-0002. The docket web page contains instructions on how to
access all documents, including public comments, in the docket.
For further information on how to review the docket, contact the
Appliance and Equipment Standards Program staff at (202) 287-1445 or by
email: [email protected].
FOR FURTHER INFORMATION CONTACT: Mr. John Cymbalsky, U.S. Department of
Energy, Office of Energy Efficiency and Renewable Energy, Building
Technologies Office, EE-5B, 1000 Independence Avenue SW, Washington,
DC, 20585-0121. Email: [email protected].
Ms. Kathryn McIntosh, U.S. Department of Energy, Office of the
General Counsel, GC-33, 1000 Independence Avenue SW, Washington, DC,
20585-0121. Telephone: (202) 586-2002. Email:
[email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Summary of the Final Rule
II. Authority and Background
A. Authority
B. Background
1. Residential Dishwashers
2. Residential Clothes Washers and Consumer Clothes Dryers
III. Discussion
A. Comments on DOE's Statutory Authority
1. Interpretation of 42 U.S.C. 6295(o)(2)(A)
2. Interpretation of 42 U.S.C. 6295(o)(1)
3. Interpretation of 42 U.S.C. 6295(q)(1)
4. Other Statutory Concerns
B. Impact on Water and Energy Use
C. Impact to Manufacturers
D. Other Concerns
IV. Conclusion
V. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866
B. Review Under the Regulatory Flexibility Act
C. Review Under the Paperwork Reduction Act of 1995
D. Review Under the National Environmental Policy Act of 1969
E. Review Under Executive Order 13132
F. Review Under Executive Order 12988
G. Review Under the Unfunded Mandates Reform Act of 1995
H. Review Under the Treasury and General Government
Appropriations Act, 1999
I. Review Under Executive Order 12630
J. Review Under the Treasury and General Government
Appropriations Act, 2001
K. Review Under Executive Order 13211
L. Congressional Notification
VI. Approval of the Office of the Secretary
I. Summary of the Final Rule
On October 30, 2020, and December 16, 2020, DOE published two final
rules that established new short-cycle product classes for residential
dishwashers, residential clothes washers, and consumer clothes dryers.
85 FR 68723 (``October 2020 Final Rule''); 85 FR 81359 (``December 2020
Final Rule''); collectively, the ``2020 Final Rules.'' While these
short-cycle products had previously been subject to energy and water
conservation standards, the 2020 Final Rules created new short-cycle
product classes that are not subject to any water or energy
conservation standards. 85 FR 68723, 68742; 85 FR 81359, 81376. As a
result, products falling into these short-cycle classes are currently
allowed to consume unlimited amounts of energy and water.
In amending its standards to allow for short-cycle products that
can use unlimited water and energy, DOE had not considered whether the
amended standards met the criteria in the Energy Policy and
Conservation Act, as amended (``EPCA''),\1\ for issuing an amended
standard. Notably, among other things, DOE did not determine, as
required, that the amended standards for short-cycle products were
designed to achieve the maximum improvement in energy efficiency that
is technologically feasible and economically justified. 42 U.S.C.
6295(o)(2)(A).
---------------------------------------------------------------------------
\1\ All references to EPCA in this document refer to the statute
as amended by the Energy Act of 2020, Public Law 116-260 (Dec. 27,
2020).
---------------------------------------------------------------------------
On August 11, 2021, DOE published a NOPR (``August 2021 NOPR'')
proposing to revoke the 2020 Final Rules. 86 FR 43970. DOE stated that
these two rules improperly resulted in new product classes that amended
the existing energy conservation standards for these products without
determining whether the relevant statutory criteria for amending such
standards were met. As a result, DOE proposed to reinstate the prior
product classes and applicable standards for these covered products
that existed prior to the 2020 Final Rules. Id. at 86 FR 43971.
In this final rule, based on the failure of the 2020 Final Rules to
consider whether amended standards for the short-cycle products met the
EPCA criteria, DOE revokes the 2020 Final Rules and reinstates the
prior product classes and applicable standards for these covered
products.
II. Authority and Background
A. Authority
EPCA authorizes DOE to regulate the energy efficiency of a number
of consumer products and certain industrial equipment. (42 U.S.C. 6291-
6317) Title III, Part B \2\ of EPCA established the Energy Conservation
Program for Consumer Products Other Than Automobiles, which sets forth
a variety of provisions designed to improve energy efficiency. These
covered products include residential dishwashers, residential clothes
washers, and consumer clothes dryers, the subjects of this document. 42
U.S.C. 6292(a)(6), (7), and (8), respectively.
---------------------------------------------------------------------------
\2\ For editorial reasons, upon codification in the U.S. Code,
Part B was re-designated Part A.
---------------------------------------------------------------------------
The energy conservation program under EPCA consists essentially of
four parts: (1) Testing, (2) labeling, (3) the establishment of Federal
energy conservation standards, and (4) certification and enforcement
procedures. Relevant provisions of EPCA specifically include
definitions (42 U.S.C. 6291), test procedures (42 U.S.C. 6293),
labeling provisions (42 U.S.C. 6294), energy conservation standards (42
U.S.C. 6295), and the authority to require information and reports from
manufacturers (42 U.S.C. 6296).
DOE must follow specific statutory criteria for prescribing new or
amended standards for covered products, including residential
dishwashers, residential clothes washers, and consumer clothes dryers.
For instance, any new or amended standard for a covered product must be
designed to achieve the maximum improvement in energy efficiency that
is technologically feasible and economically justified. 42 U.S.C.
6295(o)(2)(A). In deciding whether a standard is economically
justified, DOE must determine whether the benefits of the standard
exceed its burdens by considering the comments received on the proposed
rule and, to the greatest extent possible, considering the following
seven statutory factors: (1) The economic impact of the standard on
manufacturers and consumers of the products subject to the standard;
(2) the savings in operating costs throughout the estimated average
life of the covered products in the type (or class) compared to any
increase in the price, initial charges, or maintenance expenses for the
covered products that are likely to result from the standard; (3) the
total projected amount of energy (or as applicable, water) savings
likely to result directly from imposition of the standard; (4) any
lessening of the utility or the performance of the covered products
likely to result from imposition of the standard; (5) the impact of any
lessening of competition, as determined in writing by the Attorney
General, that is likely to result from the imposition of the standard;
(6)
[[Page 2675]]
the need for national energy and water conservation; and (7) other
factors the Secretary of Energy (``Secretary'') considers relevant. 42
U.S.C. 6295(o)(2)(B)(i)(I)-(VII). Furthermore, the new or amended
standard must result in a significant conservation of energy. 42 U.S.C.
6295(o)(3)(B).
EPCA also includes what is known as an ``anti-backsliding''
provision, which prevents the Secretary from prescribing any amended
standard that either increases the maximum allowable energy use or
decreases the minimum required energy efficiency of a covered product.
42 U.S.C. 6295(o)(1).
Additionally, when prescribing an energy conservation standard,
EPCA requires DOE to specify a different standard level than that which
applies generally to a type or class of products for any group of
covered products that have the same function or intended use, if DOE
determines that products within such group: (A) Consume a different
kind of energy from that consumed by other covered products within such
type (or class); or (B) have a capacity or other performance-related
feature which other products within such type (or class) do not have
and such feature justifies a higher or lower standard. 42 U.S.C.
6295(q)(1). In determining whether a performance-related feature
justifies such a different standard for a group of products, DOE must
consider such factors as the utility to the consumer of the feature and
other factors DOE deems appropriate. Id. Any rule prescribing such a
``higher or lower standard'' must include an explanation of the basis
on which such higher or lower level was established. 42 U.S.C.
6295(q)(2).
B. Background
As previously described, DOE's 2020 Final Rules amended the
applicable energy and water conservation standards for residential
dishwashers, residential clothes washers, and consumer clothes dryers
in establishing new short-cycle product classes for those products.
Creation of those short-cycle classes effectively removed the energy
and water conservation standards that had previously applied to those
products.
Through its August 2021 NOPR, DOE proposed to revoke the 2020 Final
Rules and reinstate the prior product classes and applicable standards
for these covered products. 86 FR 43970. DOE received comments in
response to the August 2021 NOPR from the interested parties listed in
Table II.1.
Table II.1--Written Comments Received in Response to the August 2021 NOPR and Referenced in the Final Rule
----------------------------------------------------------------------------------------------------------------
Abbreviation used in this
Commenter(s) final rule Commenter type
----------------------------------------------------------------------------------------------------------------
60 Plus Association.................... .......................... Advocates.
Alliance for Water Efficiency.......... AWE....................... Efficiency Organization.
Americans for Tax Reform............... .......................... Advocates.
Appliance Standards Awareness Project Joint Commenters.......... Efficiency Organizations.
(``ASAP''), Alliance for Water
Efficiency (``AWE''), American Council
for an Energy-Efficient Economy
(``ACEEE''), Consumer Federation of
America (``CFA''), National Consumer
Law Center, on behalf of its low-
income clients (``NCLC''), and
Northwest Energy Efficiency Alliance
(``NEEA'').
Association of Home Appliance AHAM...................... Trade Association.
Manufacturers.
Attorneys General of California, Joint State AGs, DC, and State Officials.
Colorado, Connecticut, Illinois, NYC.
Massachusetts, Maryland, Maine,
Michigan, Minnesota, New Mexico,
Nevada, New Jersey, New York, Oregon,
Vermont, Washington, and the District
of Columbia, and the City of New York.
Attorney General of Missouri, Eric Missouri AG............... State Officials.
Schmitt.
California Energy Commission........... CEC....................... State Agency.
Competitive Enterprise Institute....... CEI....................... Advocates.
FreedomWorks Foundation................ .......................... Advocates.
GE Appliances, a Haier Company......... GEA....................... Manufacturer.
Institute for Policy Integrity......... IPI....................... Advocates.
Office of the Arizona Attorney General, Arizona AG................ State Officials.
Mark Brnovich.
Pacific Gas and Electric Company the CA IOUs............... Utilities.
(``PG&E''), San Diego Gas and Electric
(``SDG&E''), and Southern California
Edison (``SCE''), collectively, the
California Investor-Owned Utilities.
Natural Resources Defense Council, NRDC, SC, and EJ.......... Efficiency Organizations.
Sierra Club, and Earthjustice.
Northwest Power and Conservation NWPCC..................... Interstate Compact Agency.
Council.
----------------------------------------------------------------------------------------------------------------
A parenthetical reference at the end of a comment quotation or
paraphrase provides the location of the item in the public record.\3\
In addition to the comments listed in Table II.1, DOE also received 246
comments from individuals, which were considered in the development of
this final rule and discussed generally in the following sections, but
not cited individually.
---------------------------------------------------------------------------
\3\ The parenthetical reference provides a reference for
information located in Docket No. EERE-2021-BT-STD-0002, which is
maintained at www.regulations.gov. The references are arranged as
follows: (Commenter name, comment docket ID number, page of that
document).
---------------------------------------------------------------------------
As discussed in greater detail in the August 2021 NOPR and the
following sections, the 2020 rulemakings failed to consider the
criteria prescribed under EPCA to amend a standard--specifically,
whether the amended standards were designed to achieve the maximum
improvement in energy efficiency that is technologically feasible and
economically justified. 42 U.S.C. 6295(o)(2)(A).
1. Residential Dishwashers
Prior to the October 2020 Final Rule, residential dishwashers were
divided into two product classes by size: Standard and compact.
Standard size dishwashers had a capacity equal to or greater than eight
place settings plus six serving pieces, while compact size dishwashers
had a capacity of less than eight place settings plus six serving
pieces. 10 CFR 430.32(f)(1) (Oct. 29, 2020 edition). Standard size
dishwashers, regardless of normal cycle time,\4\ were required to use
less than
[[Page 2676]]
307 kilowatt-hours per year (``kwh/year'') and 5.0 gallons per cycle,
while compact dishwashers, regardless of normal cycle time, were
required to use less than 222 kwh/year and 3.5 gallons per cycle.
---------------------------------------------------------------------------
\4\ ``Normal cycle'' is the cycle type, including washing and
drying temperature options, recommended in the manufacturer's
instructions for daily, regular, or typical use to completely wash a
full load of normally soiled dishes, including the power-dry
setting. 10 CFR part 430 subpart B appendix C1 (``Appendix C1''),
section 1.12.
---------------------------------------------------------------------------
The October 2020 Final Rule replaced an existing product class for
standard size residential dishwashers with two new product classes
based on cycle time and amended the standards for such dishwashers. 85
FR 68723. DOE initiated the rulemaking in response to a petition for
rulemaking submitted by CEI in March 2018, in which CEI asserted that
there was considerable consumer dissatisfaction with the dramatically
longer cycle time for residential dishwashers under the then-current
energy conservation standards. 83 FR 17768 (Apr. 24, 2018). CEI
requested that DOE establish a new product class for residential
dishwashers with a cycle time of less than one hour. Id. at 83 FR
17771.
In the October 2020 Final Rule, DOE stated that a product class of
standard size residential dishwashers with a normal cycle of 60 minutes
or less would allow manufacturers to provide consumers with the option
to purchase a dishwasher that maximizes the consumer utility of a
short-cycle time to wash and dry dishes. 85 FR 68723, 68724. DOE also
stated that a product class for which the normal cycle time is 60
minutes or less could spur manufacturer innovation to generate
additional product offerings to fill the market gap that exists for
these products. Id. at 85 FR 68726. DOE determined that, under 42
U.S.C. 6295(q), residential dishwashers with a normal cycle time of 60
minutes or less have a performance-related feature that other
dishwashers lack and that this feature justifies a separate product
class subject to a higher or lower standard than the standards
currently applicable to the existing product classes of residential
dishwashers. Id. As a result, DOE replaced the existing product class
for standard size dishwashers with two new product classes for standard
size dishwashers based on normal cycle time. DOE kept the existing
energy conservation standards for standard size dishwashers with a
normal cycle time greater than 60 minutes at the level previously
prescribed for the product class that covered all standard size
dishwashers. Id. at 85 FR 68741. DOE also stated that standard size
dishwashers with a normal cycle time of 60 minutes or less were not
subject to any energy or water conservation standards, thus allowing
for unlimited water and energy usage. Id. at 85 FR 68742. DOE based its
decision on CEI's petition and the comments the Department received in
response to the petition and the proposed rule, as well as additional
testing and evaluation conducted by the Department. Id. at 85 FR 68723.
DOE stated it would consider further amending energy and water
conservation standards for standard size dishwashers with a normal
cycle time of 60 minutes or less in a future rulemaking. Id. at 85 FR
68724.
On December 29, 2020, NRDC, Sierra Club, Consumer Federation of
America, and Massachusetts Union of Public Housing Tenants petitioned
the U.S. Court of Appeals for the Second Circuit to review and set
aside the October 2020 Final Rule. Natural Resources Defense Council v.
U.S. Dep't of Energy, No. 20-4256 (2d Cir.). On the same day, the
States of California, Connecticut, Illinois, Maine, Michigan,
Minnesota, New Jersey, New Mexico, New York, Nevada, Oregon, Vermont,
and Washington, the Commonwealth of Massachusetts, the District of
Columbia, and the City of New York filed a separate petition for review
of the October 2020 Final Rule in the U.S. Court of Appeals for the
Second Circuit. California v. U.S. Dep't of Energy, No. 20-4285 (2d
Cir.). These two cases have been consolidated in the Second Circuit and
have been placed in abeyance pending DOE's review of the October 2020
Final Rule.
Further, on March 1, 2021, AHAM petitioned DOE to reconsider the
October 2020 Final Rule that established and amended standards for
short-cycle residential dishwashers. ``AHAM Petition for
Reconsideration-1''; Docket EERE-2021-BT-STD-0002, No. 001 at p. 2.\5\
On April 28, 2021, the NRDC, Sierra Club, the Consumer Federation of
America, and the Massachusetts Union of Public Housing Tenants (``NRDC
et al.'') also submitted a petition for DOE to repeal the same October
2020 Final Rule (``NRDC Petition for Reconsideration'').\6\ This
petition challenged the legality of the final rule, stating that the
creation of the new product class violated the core requirements of
EPCA. NRDC Petition for Reconsideration, Docket EERE-2021-BT-STD-0002,
No. 003 at p. 2. The petition contended that addressing those defects
is critical to preventing such an error from being repeated in the
future.
---------------------------------------------------------------------------
\5\ AHAM submitted its petition pursuant to the Administrative
Procedure Act (``APA''), 5 U.S.C. 551 et seq., which provides, among
other things, that ``[e]ach agency shall give an interested person
the right to petition for the issuance, amendment, or repeal of a
rule.'' 5 U.S.C. 553(e). The AHAM petition is available in the
docket to this rulemaking, EERE-2021-BT-STD-0002, at
www.regulations.gov.
\6\ NRDC also submitted its petition pursuant to the APA, 5
U.S.C. 553(e), to repeal the final rule. The NRDC petition is
available in the docket to the is rulemaking, EERE-2021-BT-STD-0002,
at www.regulations.gov.
---------------------------------------------------------------------------
2. Residential Clothes Washers and Consumer Clothes Dryers
Prior to the December 2020 Final Rule, product classes for
residential clothes washers were based on clothes container capacity
and axis of loading--i.e., front-loading or top-loading. 10 CFR
430.32(g)(4) (Dec. 15, 2020 edition). And, prior to the December 2020
Final Rule, product classes for consumer clothes dryers were based on
fuel source (120 volt (``V'') electric, 240V electric, or gas), venting
configuration (vented or ventless), capacity, and integration with a
clothes washer (combination washer-dryer). 10 CFR 430.32(h)(3) (Dec.
15, 2020 edition). Each product class was subject to a specific energy
or energy and water conservation standard that applied regardless of
the cycle time.
In August 2020, DOE proposed to replace the existing product
classes with new product classes based on cycle time for top-loading
standard residential clothes washers (30 minutes or greater; less than
30 minutes), front-loading standard residential clothes washers (45
minutes or greater; less than 45 minutes), and vented electric standard
and vented gas consumer clothes dryers (30 minutes or greater; less
than 30 minutes). 85 FR 49297, 49311-49312 (Aug. 13, 2020) (``August
2020 NOPR''). Unlike the residential dishwasher product class
rulemaking, this rulemaking was not initiated in response to a
petition, but instead relied on particular similarities between
consumer use of residential dishwashers and residential clothes washers
and consumer clothes dryers as the basis for proposing the rulemaking.
Id. at 85 FR 49298. Shortly thereafter, on December 16, 2020, DOE
published the December 2020 Final Rule that replaced the product
classes with new product classes based on cycle time and kept the
existing energy conservation standards for the new product classes with
longer cycle times, while declaring the short-cycle product classes are
not currently subject to any energy or water conservation standards,
thus allowing for unlimited water and energy usage. 85 FR 81359, 81375-
81376.
On January 19, 2021, the States of California, Connecticut,
Illinois, Maine, Michigan, Minnesota, New Jersey, New Mexico, New York,
Nevada, Oregon, Vermont, and Washington, the
[[Page 2677]]
Commonwealth of Massachusetts, the District of Columbia, and the City
of New York filed a petition for review of the December 2020 Final Rule
in the Second Circuit. California v. U.S. Dep't of Energy, No. 21-108
(2d Cir.). Shortly thereafter, two other groups of petitioners filed
petitions for review of the December 2020 Final Rule. The AWE, the U.S.
Public Interest Research Group, and Environment America (``AWE, et
al.'') filed a petition for review of that final rule in the Seventh
Circuit on January 17, 2021, and the Sierra Club filed a petition for
review of that final rule in the Ninth Circuit on February 12, 2021.
Alliance for Water Efficiency v. U.S. Dep't of Energy, No. 21-428 (2d
Cir.); Sierra Club v. U.S. Dep't of Energy, No. 21-564 (2d Cir.). After
transfer of the Seventh and Ninth Circuit petitions for review, all
three cases were consolidated in the Second Circuit. In its court
filings, AWE, et al. raised the following issues with the December 2020
Final Rule: (1) That DOE lacks authority to exempt a product group from
water conservation standards; (2) that DOE failed to comply with the
requirements for a section 325(q) (42 U.S.C. 6295(q)) rule; (3) that
DOE violated EPCA's anti-backsliding provision; and (4) that DOE
violated the National Environmental Policy Act. Briefing on the merits
is currently stayed through February 1, 2022, while DOE reviews the
December 2020 Final Rule.
On April 2, 2021, AHAM further petitioned DOE to reconsider the
December 2020 Final Rule that established and amended standards for
short-cycle residential clothes washers and consumer clothes dryers.
``AHAM Petition for Reconsideration-2''; Docket EERE-2021-BT-STD-0002,
No. 002 at p. 2.\7\ AHAM argued that the short-cycle product classes
were neither justified nor needed for three reasons. First, AHAM stated
that many residential clothes washers and consumer clothes dryers
already offer cycles that are within the December 2020 Final Rule's
cycle time goal and that meet the existing standards. Id. at pp. 7-8,
12. Second, AHAM argued that the cycle times in the December 2020 Final
Rule were arbitrary because DOE lacked the data necessary to
demonstrate a consumer desire for the times adopted. Id. at p. 13.
Third, AHAM specified that establishing the separate product classes
would likely cause negative, unintended consequences such as stranded
manufacturer investments; create new regulation; introduce manufacturer
uncertainty until standards for the new product classes are developed;
increase test burden; and potentially cause disharmony in North America
for residential clothes washer and consumer clothes dryer standards.
Id. at pp. 8-9, 16-18. For these reasons, AHAM requested that DOE
withdraw the December 2020 Final Rule. Id. at p. 19.
---------------------------------------------------------------------------
\7\ As with its first petition, AHAM submitted its second
petition pursuant to the APA. The AHAM Petition for Reconsideration-
2 is available in the docket to this rulemaking, EERE-2021-BT-STD-
0002, at www.regulations.gov.
---------------------------------------------------------------------------
Like its petition regarding the short-cycle product class for
residential dishwashers, AHAM requested that DOE stay the effectiveness
of the final rule while considering the petition since the rule allows
for unlimited energy and water use by these products. AHAM also asked
that DOE issue a statement to the market indicating that these new
product classes cannot reliably be used as the basis for new products.
Id. at p. 2.
III. Discussion
In issuing the 2020 Final Rules, DOE relied on its authority under
EPCA to establish product classes with higher or lower levels of energy
use or efficiency when prescribing, by rule, an energy conservation
standard. 42 U.S.C. 6295(q). In so doing, the 2020 Final Rules also
amended the energy conservation standards for the short-cycle product
classes by stating they were no longer subject to energy and water
conservation standards. 85 FR 68733; 85 FR 81366. But these rules did
not address any of EPCA's requirements for amending an energy
conservation standard, such as analyzing whether the amended standards
are designed to achieve the maximum improvement in energy efficiency
that is technologically feasible and economically justified. 42 U.S.C.
6295(o)(2)(A); see 85 FR 81361. The rules also did not, among other
things, adequately consider whether the amended standards violated
EPCA's prohibition against prescribing an amended standard that
increases the maximum allowable energy use or decreases the energy
efficiency of a covered product. 42 U.S.C. 6295(o)(1).
AHAM; GEA; AWE; NWPCC; IPI; NRDC, SC, and EJ; CEC; the CA IOUs;
Joint State AGs, DC, and NYC; and Joint Commenters all supported DOE's
proposal to revoke the 2020 Final Rules. (AHAM, No. 253 at p.1; GEA,
No. 255 at p. 2; AWE, No. 254 at p. 1; NWPCC, No. 9 at p. 1; IPI, No.
244 at p. 1; NRDC, SC, and EJ, No. 243 at p. 1; CEC, No. 245 at pp. 1-
2; CA IOUs, No. 247 at p. 1; Joint State AGs, DC, and NYC, No. 249 at
p. 1; Joint Commenters, No. 252 at p. 1; ASAP, Public Meeting
Transcript, No. 12 at p. 11; AHAM, Public Meeting Transcript, No. 12 at
p. 13) AHAM and the CA IOUs specifically requested that DOE finalize
its proposed rule as soon as possible. (AHAM, No. 253 at pp. 1-2; CA
IOUs, No. 247 at p. 2) AHAM also asserted that doing so would prevent
use of the new product classes as the basis for new product offerings
and would reduce possibilities for confusion in the market. (AHAM, No.
253 at pp. 1-2;)
CEI, Americans for Tax Reform, FreedomWorks Foundation, the 60 Plus
Association, the Arizona AG, and Missouri AG urged DOE to reconsider
its proposal to revoke the short-cycle product classes. (CEI, No. 239
at p. 1; Americans for Tax Reform, No. 223 at p. 2; FreedomWorks
Foundation, No. 238 at p. 1; 60 Plus Association, No. 251 at p. 1;
Arizona AG, No. 248 at p. 1; Missouri AG, No. 246 at p. 1)
Of the 246 comments received from individuals, approximately 46
percent opposed any type of regulation for residential dishwashers,
residential clothes washers, or consumer clothes dryers (e.g., ``Please
stop making regulations about appliances. The regulations are driving
us crazy!'' (Cooksey, No. 37, at p. 1); ``Leave our appliances as is.
No new Regulations now or ever!'' (Bise, No. 52, at p. 1); ``We do not
need more regulations. Companies have enough regulatory constraints to
deal with already. Why burden them with more by making appliances less
efficient.'' (Qualls, No. 61, at p. 1)). An additional 39 percent of
the individuals expressed concern with cycle times and generally
supported short-cycle product classes (e.g., ``Please make household
appliances so that they work quickly and efficiently, and so that they
are not disposable. It's better for the environment if I keep the
appliances for 20 years and they work with minimal maintenance and wear
and tear.'' (Anonymous, No. 17 at p. 1); ``Please leave the dishwashers
which clean dishes in 1 hour very well alone. I do not want a
dishwasher which takes 2-3 hours to clean dishes and uses much more
water and energy.'' (Sieben, No, 48 at p. 1); ``Please don't change the
dishwasher rules again! If one has to run the dishwasher twice to get
the dishes clean, we are not saving any water or electricity!''
(Spurlock; No. 56 at p. 1). The remaining 15 percent of individual
commenters included general complaints, but did not specifically
comment about the regulations or product classes for residential
dishwashers, residential clothes washers, and consumer clothes dryers
(e.g., ``Keep dishwasher [sic] safe. Keep
[[Page 2678]]
energy prices low.'' (Sith, No. 49 at p. 1); ``My new dishwasher
doesn't clean like old one.'' (Hall, No. 106 at p. 1); ``Enough is
enough.'' (Mudaro, No. 242 at p. 1)
DOE received numerous comments discussing the concern that this
rulemaking would create longer cycle times for residential dishwashers,
residential clothes washers, and consumer clothes dryers. DOE is
clarifying that this rulemaking does not change the cycle times
currently available on the market nor does it change the cycle options
available on these products.
The following sections discuss and address the issues raised by
commenters in response to the initial determination and proposed
amendments in the August 2021 NOPR.
A. Comments on DOE's Statutory Authority
1. Interpretation of 42 U.S.C. 6295(o)(2)(A)
DOE must follow specific statutory criteria for prescribing new or
amended standards for covered products, including residential
dishwashers, residential clothes washers, and consumer clothes dryers.
EPCA specifies that any new or amended energy conservation standard for
any type of covered product shall be designed to achieve the maximum
improvement in energy efficiency that is technologically feasible and
economically justified. 42 U.S.C. 6295(o)(2)(A). In the 2020 Final
Rules, DOE stated that it would consider establishing energy
conservation standards for the new established product classes in
subsequent rulemakings. 85 FR 68723, 68724; 85 FR 81359, 81360. As
stated in the August 2021 NOPR, the plain meaning of the statutory term
``amend'' is to ``alter formally by adding, deleting or rephrasing.''
(American Heritage Dictionary for the English Language 42 (1981)). The
2020 Final Rules altered the existing energy and water conservation
standards for the short cycle products by removing the standards
applicable to those products to allow for unlimited energy and water
use. This activity clearly fits within this scope of the definition of
``amend'' because DOE deleted the applicable standards altogether. 86
FR 43970, 43973.
Further, in the August 2021 NOPR, DOE stated that even assuming
that EPCA were ambiguous in this regard, DOE's position--that the 2020
Final Rules improperly amend the energy and water conservation
standards for the short-cycle products--is the better understanding of
the statute. Prior to the 2020 Final Rules, the short-cycle products
belonged to product classes subject to specific energy and/or water
conservation standards. The 2020 Final Rules separated the products
that met the classification for the new short-cycle product classes
from their regulated counterparts to established product classes not
subject to any standard and that could operate with unlimited energy
and water use. Those products now do not have any applicable standard,
which effectively amended the prior energy or water conservation
standards for those products to zero. But the 2020 Final Rules did so
without considering any of EPCA's requirements for such action. 86 FR
43970, 43973.
CEC, AWE, IPI, and the Joint Commenters explained that when
amending standards, DOE is required to consider whether the standard
meets EPCA's criteria for amending a standard, whether the standard is
designed to achieve the maximum improvement in energy efficiency that
is technologically feasible and economically justified. (CEC, No. 245
at p. 3; AWE, No. 254 at p. 3; Joint Commenters, No. 252 at pp. 1-2;
IPI, No. 244 at p. 1) Further, CEC, IPI, and AWE stated that DOE failed
to consider those criteria in the 2020 Final Rules. (CEC, No. 245 at p.
3; AWE, No. 254 at p. 3; IPI, No. 244 at p. 1) AWE also stated that the
2020 Final Rules did not even attempt such an analysis, and it is hard
to see how an analysis under paragraph (o)(2) could have supported the
Rule as the previous standards were, clearly, technologically feasible
and economically justified. (AWE, No. 254 at p. 3)
AWE, IPI, CEC, Joint State AGs, DC, and NYC and the Joint
Commenters asserted that the 2020 Final Rules violated EPCA because DOE
did not include an analysis of whether the amended standards are
designed to achieve the maximum improvement in energy efficiency that
is technologically feasible and economically justified as required
under 42 U.S.C. 6295(o)(2)(A). (AWE, No. 254 at p. 3; IPI, No. 244 at
p. 1; CEC, No. 243 at p. 3; Joint State AGs, DC, and NYC, No. 249 at
pp. 5-6; Joint Commenters, No. 252 at pp. 1-2) AWE further commented
that a standard that allows unlimited energy and water use would not be
justified under EPCA because the standards that existed prior to the
creation of the short-cycle product classes were technologically
feasible and economically justified and have been used to certify
residential dishwashers, residential clothes washers, and consumer
clothes dryers for years. (AWE, No. 254 at p. 3) CEC further commented
that in issuing the 2020 Final Rules, DOE also disregarded the
provision at 42 U.S.C. 6295(o)(2)(B)(i), which requires DOE to consider
economic impacts on consumers and manufacturers, savings in operating
cost versus increases in price, total projected energy or water
savings, and other relevant factors. (CEC, No. 245 at p. 3)
Upon reconsideration, DOE agrees with the commenters that DOE was
required to address EPCA's requirements for establishing or amending an
energy conservation standard in the 2020 Final Rules, which lacked any
analysis of whether the standards were designed to achieve the maximum
improvement in energy efficiency that was technologically feasible and
economically justified. 42 U.S.C. 6295(o)(2)(A). Further, as discussed
at the beginning of this section, applying the plain meaning of the
term ``amend,'' DOE altered the existing energy and water conservation
standards for short-cycle products in the 2020 Final Rules. Thus, DOE
has determined that by stating that the new product classes were not
subject to any energy or water conservation standards without following
42 U.S.C. 6295(q), the 2020 Final Rules amended the existing standards
in violation of EPCA.
2. Interpretation of 42 U.S.C. 6295(o)(1)
EPCA also specifies that the Secretary may not prescribe any
amended standard which increases the maximum allowable energy use of a
covered product. 42 U.S.C. 6295(o)(1). This is generally referred to as
the ``anti-backsliding'' provision.
AWE; NRDC, SC, and EJ; the CA IOUs; CEC; Joint State AGs, DC, and
NYC; and Joint Commenters stated that the 2020 Final Rule violated
EPCA's anti-backsliding provision. (AWE, No. 254 at pp. 2-3; NRDC, SC,
and EJ, No. 243 at p. 2; CA IOUs, No. 247 at p. 2; CEC, No. 245 at pp.
1-2; Joint State AGs, DC, and NYC, No. 249 at pp. 4-5; CA IOUs, Public
Meeting Transcript, No. 12 at p. 12) IPI and the Joint Commenters
stated that the 2020 Final rules amended the applicable efficiency
standards without considering the prohibition on backsliding. (IPI, No.
244 at p. 1; Joint Commenters, No. 252 at pp. 1-2) CEC stated that the
2020 Final Rules violate EPCA's anti-backsliding prohibition. (CEC, No.
245 at pp. 1-2) CEC further supported what is described as ``DOE's
strong repudiation of the previous unlawful rationale that the anti-
backsliding prohibition did not apply because the standards were merely
being ``deferred'' for these products.'' (CEC, No. 245 at p. 4) NRDC,
[[Page 2679]]
SC, and EJ commented that the plain language of the anti-backsliding
provision allows no exceptions and serves an important purpose,
referring to a House Report, ``to maintain a climate of relative
stability with respect to future planning by all interested parties.''
(NRDC, SC, and EJ, No. 243 at p. 2; citing House Report 100-11, at 22
(Mar. 3, 1987) Moreover, NRDC, SC, and EJ explained that the U.S. Court
of Appeals for the Second Circuit stated in NRDC v. Abraham, the anti-
backsliding provision must be interpreted in light of ``the appliance
program's goal of steadily increasing the energy efficiency of covered
products'' and congressional intent to provide a ``sense of certainty
on the part of manufacturers as to the required energy efficiency
standards.'' (NRDC, SC, and EJ, No. 243 at p. 2; citing NRDC v.
Abraham, 355 F.3d 179, 197 (2d Cir. 2004))
Joint State AGs, DC, and NYC stated that while DOE had argued that
the product class provision conditioned the anti-backsliding provision
in the 2020 Final Rules, the contrary reading is more appropriate in
light of the provisions themselves, the canons of statutory
interpretation, and EPCA's legislative history, in which the anti-
backsliding provision was adopted after the product class provisions.
(Joint State AGs, DC, and NYC, No. 249 at pp. 4-5) NRDC, SC, and EJ
further discussed this and stated that the anti-backsliding provision
constrains DOE's creation of new product classes under EPCA section
325(q). The product class provision authorizes DOE to determine that
the presence of a ``performance-related feature'' in certain products
``justifies the establishment of a higher or lower standard'' than the
one that ``applies (or will apply)'' to those products. NRDC, SC and EJ
explained that in the 2020 Final Rules, DOE used the multiple tenses to
argue that DOE can reduce the stringency of a standard, but this
interpretation improperly reads the text of the product class provision
in a vacuum, ignoring that the statutory context and EPCA's history and
purposes must inform the meaning of the words. (NRDC, SC, and EJ, No.
243 at pp. 2-3) NRDC, SC and EJ commented that in light of the
statutory context and purpose, the only plausible interpretation is
that Congress intended the anti-backsliding provision to constrain
DOE's authority under the product class provision, and the broad
application of the anti-backsliding provision is consistent with EPCA's
goals of ``conserv[ing] energy supplies through energy conservation
programs,'' ``provid[ing] for improved energy efficiency of motor
vehicles, major appliances, and certain other consumer products,'' and
``conserv[ing] water by improving the water efficiency of certain
plumbing products and appliances.'' Further, the ``climate of relative
stability'' that Congress sought to ensure would be undermined by a
reading of the product class provision that enables DOE to waive the
applicability of the anti-backsliding provision as to all existing
energy use of efficiency standards for consumer products. (NRDC, SC,
and EJ, No. 243 at p. 3)
NRDC, SC, and EJ also noted the history of the product class
provision. The 1978 version of the product class provision authorized
DOE to ``specify a level of energy efficiency higher or lower than that
which applies (or would apply)'' to the product. As enacted in 1978,
the product class provision might have been reasonably interpreted to
allow for the weakening of existing standards. However, when Congress
imposed the anti-backsliding provision on DOE in 1987 and made
conforming changes to the product class provision, that amendment
altered the degree of discretion conferred in the product class
provision. (NRDC, SC, and EJ, No. 243 at p. 3)
DOE agrees with AWE; NRDC, SC, and EJ; the CA IOUs; CEC; Joint
State AGs, DC, and NYC; and the Joint Commenters that DOE erred when it
did not adequately consider EPCA's anti-backsliding provisions in the
2020 Final Rules.
Joint State AGs, DC, and NYC explained that because Congress had
already set minimum standards for residential clothes washers, 42
U.S.C. 6295(g)(9), and residential dishwashers, 42 U.S.C. 6295(g)(10),
DOE could only strengthen those standards, consistent with anti-
backsliding provision, but the 2020 Final Rules weakened those
standards by applying no standards to short-cycle products. Congress
did not provide for separate classes for short-cycle products, and the
standards thus applied to all such products regardless of that feature.
Thus, the Join State AGs, DC, and NYC asserted, the 2020 Final Rules
violated EPCA's minimum energy conservation standards for those
products. (Joint State AGs, DC, and NYC, No. 249 at pp. 6-7)
DOE agrees with the Joint State AGs, DC, and NYC that because
Congress had set standards for residential clothes washers and
residential dishwashers that DOE could not weaken those standards
without considering EPCA's anti-backsliding provision.
CEI commented that the provision at 42 U.S.C. 6295(o)(1) does not
apply to the short-cycle product classes because no standard has yet
been established for these new product classes. CEI cited 42 U.S.C.
6291(6) stating that a standard specifies the ``minimum level of energy
efficiency or maximum quantity of energy use'' for a covered product.
The rulemakings creating these new product classes did not specify a
``minimum level of energy efficiency or maximum quantity of energy
use'' for these products. For that reason, the creation of these
product classes did not, as defined by the statute, create, modify, or
amend any standard for these products. (CEI, No. 239 at p. 5) CEI
stated that since 42 U.S.C. 6295(o)(1) only applies to an ``amended
standard,'' it does not apply to a new product class for which no
standard yet exists. (CEI, No. 239 at p. 5; see also CEI, Public
Meeting Transcript, No. 12 at pp. 9-10) CEI further explained that
though the lack of a standard does not limit energy and water use of
those products, that does not mean that an ``amendment'' of any
standard occurred. (CEI, No. 239 at p. 6) CEI stated that those
standards still exist today, just as they did before with the exact
same water and energy requirements. (CEI, No. 239 at p. 6; see also
CEI, Public Meeting Transcript, No. 12 at p. 10) CEI also highlighted
other rulemakings where DOE established new product classes without
establishing standards for those classes, including distribution
transformers in 2007 and beverage vending machines in 2009. CEI stated
the fact that no ``first instance of energy conservation standards''
have been issued for faster dishwashers does not undercut the validity
of the short-cycle product class for these dishwashers. (CEI, No. 239
at pp. 5-6) CEI argued that the text of 42 U.S.C. 6295(q)(1) explicitly
allows a lower standard than applies to other products that do not have
that feature and as such, 42 U.S.C. 6295(o)(1) provision does not apply
to new product classes when there is no prior standard. (CEI, No. 239
at p. 6)
As explained in the August 2021 NOPR, the October 2020 and December
2020 Final Rules inaccurately cited DOE's 2007 distribution transformer
and 2009 beverage vending machine (``BVM'') energy conservation
standards rulemakings as support. 85 FR 68723, 68733; 85 FR 81361,
81368. In the 2007 distribution transformers rulemaking, DOE
established a separate equipment class for underground mining
distribution transformers without establishing associated energy
conservation standards. 72 FR 58190 (Oct. 12, 2007). Similarly, in the
2009 BVM rulemaking, DOE established a
[[Page 2680]]
separate equipment class for combination BVMs without establishing
associated energy conservation standards. 74 FR 44914 (Aug. 31, 2009).
But the October 2020 and December 2020 Final Rules failed to note the
key distinction between these examples and the short-cycle product
class rulemakings. Both the 2007 and 2009 rulemakings were the first
instance of energy conservation standards being promulgated for
distribution transformers and BVMs. As such, not setting standards for
those equipment classes simply maintained the status quo-that is,
underground mining distribution transformers and combination BVMs were
not subject to energy use or efficiency restrictions either before or
after those rulemakings. As a result, DOE did not establish or
``amend'' the standards for these equipment classes and thus was not
required to satisfy any of the criteria in EPCA for amending a standard
for these equipment classes. 86 FR 43970, 43973-43974.
In contrast, short-cycle residential dishwashers, residential
clothes washers, and consumer clothes dryers were all subject to energy
conservation standards prior to the October 2020 and December 2020
Final Rules. By stating that short-cycle products were no longer
subject to energy or water conservation standards, the October 2020 and
December 2020 Final Rules changed the status quo in a direction that
would allow for unlimited energy and water use by these short-cycle
products. Thus, DOE did ``amend'' the standards for these equipment
classes and thus was required to satisfy the requirements in EPCA for
issuing an amended standard. 86 FR 43970, 43973-43974.
While CEI is correct that there are not currently any standards
applicable to the short-cycle product classes, this ignores the fact
that prior to the 2020 Final Rules, products currently defined as
short-cycle products were subject to energy conservation and water
conservation standards. (See 10 CFR 430.32(f), (g), and (h) (Jan. 1,
2020 edition), which prescribed standards for residential dishwashers,
residential clothes washers, and consumer clothes dryers, respectively,
without regard to cycle time.) As discussed in section III.A.1 of this
document, by separating certain models of residential dishwashers,
residential clothes washers, and consumer clothes dryers from a product
class with standards to a new product class that did not have any
applicable standards, DOE amended (or altered) the standards applicable
to those models in the 2020 Final Rules. Contrary to CEI's assertions,
this is not analogous to the first instance of energy conservation
standards for beverage vending machines and distribution transformers,
as there were already standards in place for these products. Under the
newly-created product classes, these products now have no applicable
standard, which allows the energy and water use of these products to be
higher than the standard to which they were subjected previously.
Accordingly, DOE has concluded that it did not adequately consider
EPCA's requirements, including the anti-backsliding provision, when it
finalized the 2020 Final Rules.
3. Interpretation of 42 U.S.C. 6295(q)(1)
EPCA provides that, when prescribing an energy conservation
standard for a new product class, DOE must specify a different standard
level than that which applies generally to a type or class of products
for any group of covered products that have the same function or
intended use, if DOE determines that products within such group: (A)
Consume a different kind of energy from that consumed by other covered
products within such type (or class); or (B) have a capacity or other
performance-related feature which other products within such type (or
class) do not have and such feature justifies a higher or lower
standard. 42 U.S.C. 6295(q)(1). In determining whether a performance-
related feature justifies such a different standard for a group of
products, DOE must consider such factors as the utility to the consumer
of the feature and other factors DOE deems appropriate. Id.
As stated in the August 2021 NOPR, as support for establishing
product classes without associated energy conservation standards, the
October 2020 and December 2020 Final Rules asserted that those rules
were simply deferring the issuance of new conservation standards. 85 FR
68723, 68733; 85 FR 81359, 81368. As discussed in section III.A.1 of
this document, EPCA does not, however, allow DOE to simply defer the
establishment of new energy conservation standards for regulated
products or equipment that already have energy conservation standards.
Even if EPCA authorized deferrals in some instances, any creation of
the new product classes here would have needed to follow the
requirements of 42 U.S.C. 6295(q), which frames the development of a
product class within the context of an energy conservation standard
rulemaking. But the October 2020 and December 2020 Final Rules did not
develop the new product classes in the context of an energy
conservation standard rulemaking. Instead, by stating that the new
product classes were not subject to any energy conservation standards
without following 42 U.S.C. 6295(q), the October 2020 and December 2020
Final Rules were an amendment in violation of EPCA. 86 FR 43970, 43973.
CEC asserted that although the provision at 42 U.S.C. 6295(q)(1)
provides DOE with the authority to establish new product classes, if
DOE determines that the sub-class includes a ``performance-related
feature [that] justifies the establishment of a higher or lower
standard,'' DOE erroneously relied on that authority to justify
establishing new product classes and setting lower standards in the
2020 Final Rules. (CEC, No. 245 at p. 4) CEC and IPI stated that the
2020 Final Rules amended the applicable standards without justifying
short cycle time as a product utility nor providing any data to justify
the creation of a new product class or higher or lower standards. (CEC,
No. 245 at p. 4; IPI, No. 244 at p. 1)
The Joint State AGs, DC, and NYC asserted that short-cycle
functionality does not provide consumer utility that would qualify as a
``performance-related feature'' consistent with prior interpretations,
and, where cycle duration was considered in the past rulemakings, it
was not in the product class context. Further, Joint State AGs, DC, and
NYC stated that the administrative records compiled in support of the
2020 Final Rules failed to meet either burden, as they did not support
DOE's determination that short-cycle functionality was a ``performance-
related feature'' as that term is interpreted under EPCA, or that
separate standards were necessary to maintain that functionality. The
Joint State AGs, DC, and NYC also questioned whether short-cycle
functionality provides unique consumer utility and stated that ENERGY
STAR data indicated that consumer preferences were more influenced by
efficiency and other features of the products instead of cycle time.
The Joint State AGs, DC, and NYC concluded that short-cycle time does
not qualify as a ``performance-related feature'' that could justify a
separate product class with different energy conservation standards
under EPCA. (Joint State AGs, DC, and NYC, No. 249 at pp. 6-7) Joint
State AGs, DC, and NYC also explained that even if short-cycle
functionality could be a performance-related feature under EPCA, DOE
did not demonstrate that different energy conservation standards were
necessary to provide short-cycle functionality for the subject
products. DOE's presumption that weaker energy conservation standards
would result in
[[Page 2681]]
quicker cycle times was also belied by the data in the rulemaking
records, which, when assessed accurately, showed that energy
conservation standards did not cause any increase in cycle times.
(Joint State AGs, DC, and NYC, No. 249 at p. 7)
Other interested parties cited the availability of short-cycle
functionality on existing products as evidence that categorizing normal
cycle time as a performance-related feature is unwarranted and
unjustified. NWPCC asserted that the residential dishwasher short-cycle
product class is unnecessary because, according to a December 2020 NEEA
survey, residential dishwasher short-cycles are only used about 8
percent of the time. (NWPCC, No. 9 at p. 2) ASAP, the CA IOUs, and the
Joint Commenters stated that the separate product classes are
unwarranted and there are already products available on the market with
the option of a short cycle. (ASAP, Public Meeting Transcript, No. 12
at p. 11; Joint Commenters, No. 252 at p. 2; CA IOUS, No. 247 at p. 2)
NWPCC; AHAM; Joint State AGs, DC, and NYC; and NRDC, SC, and EJ
commented that many residential dishwasher, residential clothes washer,
and consumer clothes dryer models already provide short-cycle times
while meeting the existing standards. (NWPCC, No. 9 at p. 2; AHAM, No.
253 at p. 2; AHAM, Public Meeting Transcript, No. 12 at p. 14; NRDC,
SC, and EJ, No. 243 at pp. 3-4; Joint State AGs, DC, and NYC, No. 249
at p. 7) Specifically, the CA IOUs cited data from NEEA, which showed
that 76 percent of top-selling residential clothes washers in NEEA's
incentive programs, and from AHAM, where over 75 percent of the most
popular residential dishwasher models on the market, were equipped with
short-cycle options.\8\ \9\ The CA IOUs further commented that data
published by DOE in support of the October 2020 Final Rule \10\
demonstrated that, across 29 tested units with a quick-cycle option,
the majority of units achieved a higher per-cycle cleaning index score
for the quick cycle than for the normal cycle. Accordingly, in their
view, the creation of separate product classes is not needed to ensure
the availability of quick cycles with adequate cleaning performance,
since they are already available to consumers. (CA IOUs, No. 247 at p.
2)
---------------------------------------------------------------------------
\8\ www.regulations.gov/comment/EERE-2017-BT-STD-0014-0019.
\9\ www.regulations.gov/comment/EERE-2018-BT-STD-0005-2233.
\10\ Dishwasher NODA Test Data (5-21-20). Available at:
www.regulations.gov/document/EERE-2018-BT-STD-0005-3213.
---------------------------------------------------------------------------
The CA IOUs further commented that cycle time for commonly used
appliances may be an important attribute for some consumers, but that
cycle time could be incorporated into performance standards, as DOE
proposed in the clothes washer test procedure NOPR that DOE published
on September 1, 2021. 86 FR 49140. The CA IOUs contended that this
approach would create incentives for manufacturers to develop products
with a balance of short-cycle times and energy and water efficiency.
The CA IOUs further commented that publicly reporting cycle times in
DOE's Compliance Certification Management System (``CCMS'')
database,\11\ as ENERGY STAR already does in its database of qualified
products, would provide many consumer information platforms such as
Consumer Reports to incorporate and report on cycle time for all DOE-
certified appliances, including non-ENERGY STAR products. (CA IOUs, No.
247 at p. 3)
---------------------------------------------------------------------------
\11\ DOE's Compliance Certification Management System database
is available at www.regulations.doe.gov/certification-data.
---------------------------------------------------------------------------
The Joint Commenters specifically noted that, for residential
dishwashers, there is wide availability of products that provide the
option of a short cycle with a cycle time of less than one hour. The
Joint Commenters added that, for residential clothes washers and
consumer clothes dryers, DOE's test data \12\ showed the availability
of products with short cycle times on the normal cycle, which is the
cycle that is tested for certification purposes. (Joint Commenters, No.
252 at p. 2) NRDC, SC, and EJ commented that the product class
provision at 42 U.S.C. 6295(q) permits DOE to distinguish among classes
of products only when products ``have a capacity or other performance-
related feature which other products . . . do not have,'' and asserted
that this provision in EPCA does not offer limitless discretion to DOE.
These commenters noted further that residential dishwashers,
residential clothes washers, and consumer clothes dryers are available
on the market with cycle options resulting in cycle times shorter than
the thresholds in the 2020 Final Rules, indicating that consumers who
are concerned about cycle duration can already purchase models that
meet their needs. (NRDC, SC, and EJ, No. 243 at pp. 3-4)
---------------------------------------------------------------------------
\12\ www.regulations.gov/comment/EERE-2020-BT-STD-0001-0033.
---------------------------------------------------------------------------
AHAM commented that there are not sufficient data to show that a
shorter normal cycle time for residential clothes washers and consumer
clothes dryers would offer consumer utility that justifies a higher or
lower standard. (AHAM, No. 253 at p. 3)
AWE and the Joint State AGs, DC, and NYC asserted that establishing
the new short-cycle product classes without simultaneously establishing
new standards for them goes against the provision at 42 U.S.C.
6295(q)(1). (AWE, No. 254 at p. 3; Joint State AGs, DC, and NYC, No.
249 at pp. 5-6) AWE commented that the authority on which the 2020
Final Rules relied for creating for creating product classes does not
allow a new product class with different water efficiency or usage at
all, because section 325(q) applies only to rules that specify
``level[s] of energy use or energy efficiency.'' Thus, according to
AWE, DOE had no authority to carve out short-cycle residential clothes
washers as a class that can use extra water. AWE added that the central
purpose of EPCA, energy and water conservation, would be defeated if
DOE were to avoid the statutory limitations set forth by 42 U.S.C.
6295(q)(1) by recharacterizing the amendment of existing standards for
the short-cycle products as though it is not an amendment and instead
characterizing it as the establishment of new product classes for which
prior standards did not exist. (AWE, No. 254 at p. 3)
Americans for Tax Reform argued that DOE is required to assess
standards based on a number of statutory factors, including the
economic impact of the standard on manufacturers and consumers, as well
as ``the utility or performance of the covered product.'' Americans for
Tax Reform asserted that the August 2021 NOPR failed to appropriately
assess these factors, as the evidence demonstrates faster classes of
consumer appliances are of significant benefit to members of the
public. Specifically, Americans for Tax Reform referenced polling data
that shows in excess of 80 percent of consumers would find such
projects useful. Americans for Tax Reform commented that 98 percent of
individuals who submitted comments in response to the dishwasher short-
cycle product class rulemaking were in favor of the dishwasher short-
cycle product class. (Americans for Tax Reform, No. 223 at p. 1)
Americans For Tax Reform commented that consumer appliances with
shorter cycle times would be particularly beneficial to larger families
and cited a 2017 survey from Statista.com that showed that families in
lower income brackets tend to have higher birth rates. Americans for
Tax Reform suggested that denying access to
[[Page 2682]]
appliances with shorter cycle times indirectly penalizes low-income
families and exacerbates the problems associated with income
inequality, asserting that higher-income families or those able to
afford housekeeping services may not need shorter cycle times.
(Americans for Tax Reform, No. 223 at p. 1) The 60 Plus Association
claimed that senior citizens would benefit from cycle times less than
an hour. (60 Plus Association, No. 251 at p. 3)
The Arizona AG argued that the August 2021 NOPR, if finalized,
would be a detriment to consumers, who stand to benefit greatly from
products produced under the new classes of machines and who expressed
much support for the two rules. (Arizona AG, No. 248 at p. 1) The
Arizona AG highlighted comments from consumers and industry groups
about the prior standards, which stated that the prior standards led to
machines that did not clean as well and took longer to do it, which
created a burden on many, including large families, work professionals,
and seniors. (Arizona AG, No. 248 at p. 2)
FreedomWorks Foundation argued that the 2020 Final Rules determined
that a new class of dishwashers was a performance-related feature that
justified creation of a standard that allowed use of more energy and
water. FreedomWorks Foundation claimed that short-cycle product classes
would help busy Americans maintain their households, and that repealing
these product classes would be neglectful to those citizens.
(FreedomWorks Foundation, No. 238 at p. 2) FreedomWorks Foundation and
the Arizona AG highlighted consumer comments filed in support of the
2020 Final Rules. (FreedomWorks Foundation, No. 238 at pp. 1-2; Arizona
AG, No. 248 at p. 2) The Arizona AG stated that utility to the consumer
had been well established by the DOE's previous findings and the
hundreds of comments in support in the docket for the 2020 Final Rules.
(Arizona AG, No. 248 at pp. 4-5)
CEI argued that these faster products provide substantial utility
to consumers. CEI highlighted the magnitude of comments from individual
consumers in the prior rulemaking that stated that faster dishwashers
would be useful to them. (CEI, No. 239 at p. 2; see also CEI, Public
Meeting Transcript, No. 12 at pp. 6-7) CEI commented that more than
2,200 individuals submitted comments supporting the dishwasher short-
cycle product class in the rulemaking leading to the October 2020 Final
Rule, while only 57 individuals opposed the short-cycle product class
or were neutral. (CEI, No. 239 at p. 2) CEI also noted a comment
received as a part of this rulemaking, where the commenter stated that
``a short normal cycle clothes washer is essential to someone like me,
a working mother doing laundry for a family of six, to allow me to
schedule around the sun and use a clothesline rather than being forced
into using a heated tumble clothes drier [sic].'' (CEI, No. 239 at p.
3) CEI further commissioned a survey of over 1,000 random Americans, of
which 81 percent said the new class of short-cycle dishwashers would be
useful to them and only 8 percent thought a dishwasher should take more
than an hour. (CEI, No. 239 at p. 3; see also CEI, Public Meeting
Transcript, No. 12 at pp. 7-8) In further support of its view that
short-cycles provide consumer utility, CEI referenced a comment
provided by Robert C. Hoffman in response to DOE's July 2019 NOPR to
establish the new dishwasher product class, noting that he is an
``expert with nearly three decades of experience in the appliance
industry and in DOE compliance testing.'' Hoffman stated that,
``clearly a percentage of the dishwasher market in the U.S. is
dissatisfied with current dishwasher cleaning and cycle time
performances,'' and viewed DOE's stringent energy standards as
restricting the availability of products that were on the market.\13\
(CEI, No. 239 at p. 3)
---------------------------------------------------------------------------
\13\ Attachment C: Hoffman Evaluation available at:
www.regulations.gov/comment/EERE-2021-BT-STD-0002-0239.
---------------------------------------------------------------------------
CEI stated that the provision at 42 U.S.C. 6295(q)(1) explicitly
allows the establishment of a lower standard for products that have a
capacity or other performance-related feature than applies to other
products that do not have that feature. (CEI, No. 239 at p. 6) The
Arizona AG stated that DOE has the regulatory authority to empower
consumers to buy residential dishwashers, residential clothes washers,
and consumer clothes dryers that will fit their specific needs and time
constraints. The Arizona AG and Missouri AG argued that EPCA authorizes
the creation of a ``higher or lower'' energy conservation standard for
a new class of products provided that DOE determines that the class is
characterized by a distinct performance-related feature. (Arizona AG,
No. 248 at p. 4 (citing 42 U.S.C. 6295(q)(1)); Missouri AG, No. 246 at
pp. 4-5) Furthermore, the Missouri AG asserted if the current classes
of regulated appliances do not accurately describe a new type of
product to be introduced to the market, regulators are free to craft a
completely new, less burdensome, regulatory scheme for this new
product, which is what the 2020 Final Rules did. (Missouri AG. No. 246
at p. 5)
Although irrelevant to the conclusion that the 2020 Final Rules
failed to follow the statutory requirements for amending standards, it
nonetheless bears mentioning that DOE standards apply only to the
particular cycles required by the test procedure for testing these
products. Most basic models of residential dishwashers, residential
clothes washers, and consumer clothes dryers provide multiple cycle
options that are not regulated, each of which are designed for
different purposes. For instance, a residential dishwasher may have a
quick cycle, heavy cycle, delicates, etc. in addition to the normal
cycle. These unregulated cycles provide consumers options to their
individual needs in the moment. The standards in place prior to the
2020 Final Rules, to which DOE is now reverting, do not impede the
inclusion of these cycle options in products currently available on the
market.
Further, DOE is not contending in this rulemaking the validity of
the determinations made about whether short cycles provide a
``performance-related feature'' and ``utility.'' However, the
appropriate occasion for conducting the 42 U.S.C. 6295(q) analysis is
in a rulemaking prescribing new or amended standards. As discussed
previously, the 2020 Final Rules failed to undertake consideration of
the statutory criteria explicitly applicable to a rulemaking to
establish a new or amended standard. See generally 42 U.S.C. 6295(o).
By failing to adhere to the process set out in EPCA for it to consider
these prescribed criteria, DOE has concluded that the 2020 Final Rules
were promulgated in violation of that process.
4. Other Statutory Concerns
IPI stated that when agencies deregulate in ways that impose
costs--including harms to human health and the environment--the
Administrative Procedure Act, principles for rational rulemaking, and
court precedent all require agencies to consider the forgone benefits
of deregulation.\14\ IPI commented that the 2020 Final Rules explicitly
declined to consider any forgone benefits from those actions. Further,
IPI stated that the 2020 Final Rules directly opened the possibility
that products could be sold that would
[[Page 2683]]
consume unlimited amounts of energy or water could pose the risk of
increased consumer costs and pollution, resulting in financial, health,
climate, and other environmental harms. IPI asserted that DOE should
cite the failure to consider forgone benefits as another justification
for revoking the 2020 Final Rules. (IPI, No. 244 at pp. 1-2)
---------------------------------------------------------------------------
\14\ See Bethany A. Davis Noll & Denise A. Grab, Deregulation:
Process and Procedures that Govern Agency Decisionmaking in an Era
of Rollbacks, 38 ENERGY L. J. 269, 292-93 (2017) (summarizing the
legal requirements and case law).
---------------------------------------------------------------------------
As discussed previously, due to the uncertainty in the market about
these product classes and energy conservation standards, it is DOE's
understanding that new products in these short-cycle product classes
have not entered the market at this time. As such, DOE believes that it
is unlikely that the foregone benefits referenced by IPI have resulted.
CEI stated when it made the request for a new product class for
dishwashers, it expected DOE to issue the new standard as part of the
same rulemaking process that established the new class of product. CEI
commented that, instead, DOE decided to split the creation of the
standard for this new product class into two different parts, and if
DOE now believes that this product class had to be issued with a new
standard in one step, as CEI originally requested, then DOE can fix
that problem by issuing that standard now. (CEI, No. 239 at p. 7 ; see
also CEI, Public Meeting Transcript, No. 12 at p. 8) CEI asserted that
other than the absurd idea that DOE cannot create a new product class
with a lower energy standard due to a performance-related feature,
``there is no argument that DOE does not have the power to issue a
valid standard for these new product classes now.'' Further, CEI argued
that issuing a standard for these products is a reasonable regulatory
alternative, which the APA requires DOE to consider prior to revoking
these product classes. (CEI, No. 239 at p. 7 (citing California v.
Interior, 381 F. Supp. 3d 1153, 1168 (N.D. Cal. 2019) (``When
considering revoking a rule, an agency must consider alternatives in
lieu of a complete repeal, such as by addressing the deficiencies
individually.''); citing Yakima Valley Cablevision v. F.C.C., 794 F.2d
737, 746 n. 36 (``The failure of an agency to consider obvious
alternative has led uniformly to reversal.'')) Sabedra also suggested
that the short-cycle product classes be subject to energy conservation
standards, which would ensure companies will continue to move forward
with technological advancements that can conserve both water and
energy, while filling the market gap that exists for these products.
(Sabedra, No. 7) An anonymous commenter also suggested that short-cycle
product classes should have regulations for water and cleaning
efficiency set for them, so that manufacturers of these products can
add this option to their products. (Anonymous, No. 8)
While DOE could propose new standards for short-cycle products--as
certain commenters suggested--DOE is declining to do so at this time.
DOE reached this judgment after considering: (1) The time and resources
that it would entail to develop these new standards in relation to
other obligations of the program, (2) the lack of presently-available
data that would be necessary to analyze the short-cycle product classes
and establish new standards for these class, and (3) the absence of new
products on the market that would fall within these new product
classes. DOE weighed these factors against the benefit of more quickly
fixing an EPCA procedural error through the revocation of this
rulemaking. As such, DOE determined that revoking the 2020 Final Rules
was the best course of action.
Additionally, as discussed throughout this document, many
residential dishwashers, residential clothes washers, and consumer
clothes dryers offer shorter cycle options on models already available
to consumers. The inclusion of these cycle options has not been
hindered by the existing conservation standards, meaning consumers can
purchase such models if desired.
Americans for Tax Reform commented that the August 2021 NOPR should
be withdrawn because DOE had failed to fulfill the statutory
requirements of EPCA by neglecting to complete a cost benefit analysis,
an adequate analysis of consumer welfare or the disproportionate harm
this rule would cause low-income earners, and a genuine analysis of the
environmental impact. (Americans for Tax Reform, No. 223, at p. 2) CEI
claimed that repealing the short-cycle product classes would be
contrary to the provision at 42 U.S.C. 6295(o)(4), which prohibits DOE
from creating standards that eliminate existing ``performance
characteristics (including reliability), features, sizes, capacities,
and volumes.'' CEI stated that before these new classes of faster
products were established, the regulations at issue prevented people
from making the trade-off between speed and efficiency. (CEI, No. 239
at p. 1)
As DOE is not establishing or amending energy conservation
standards in this final rule under 42 U.S.C. 6295, DOE disagrees with
the Americans for Tax Reform that DOE is required to fulfill EPCA's
requirements for developing standards when revoking the 2020 Final
Rules. Instead, DOE notes that it should have completed such an
analysis in the 2020 Final Rules that established the product classes
at issue here as discussed in section III.A.1 of this document.
Additionally, the revocation of the 2020 Final Rules will return the
applicable regulations and the marketplace to the status-quo prior to
October 2020. As discussed in section III.A.3 of this document, the
marketplace already includes products that provide consumers with
shorter cycle options, such as residential dishwasher products with
cycles times of less than 60 minutes. As such, the revocation of the
2020 Final Rules will not result in the elimination of any existing
performance characteristics from the market.
B. Impact on Water and Energy Use
In the August 2021 NOPR, DOE explained that it made a policy
judgment that EPCA's express purpose of energy and water conservation
(42 U.S.C. 6201(4), (5), (8)) would be thwarted if DOE could avoid
restrictions on amending existing standards by nominally characterizing
a regulatory change in the energy conservation standards applicable to
a covered product as something other than an amendment. 86 FR 43980,
43974. In response, DOE received comments on the impacts of the
proposal on water and energy use. AWE stated that reverting to the
prior standards will have significant environmental benefits.
Specifically, AWE highlighted that efficient residential clothes
washers have helped reduce water use by an average of 5.4 gallons per
person per day--nationwide savings of more than 640 billion gallons a
year, the single most effective per-capita water reduction effort in 15
years. For consumer clothes dryers, AWE noted DOE findings that prior
standards will, over 30 years, save 0.39 quadrillion British thermal
units (``quads'') of energy, reduce electricity generation requirements
by nearly 1 gigawatt, and reduce carbon dioxide emissions by about 36
million metric tons. AWE also stated that DOE also determined that the
prior standards would result in a cumulative national net present value
of total consumer costs and savings from $1.08 billion to $3.01 billion
for consumer clothes dryers, and from $13.01 billion to $31.29 billion
for residential clothes washers. (AWE, No. 254 at pp. 1-2) AWE also
commented that the 2020 Final Rules go against the purpose of EPCA to
consistently improve energy and water efficiency over time, and stated
that if DOE did not revoke the 2020 Final Rules, long-term
[[Page 2684]]
consequences could erase water and energy savings produced by previous
efficiency standards. (AWE, No. 254 at p. 2) CEC stated that repealing
the 2020 Final Rules would ensure that DOE is properly exercising its
authority to prevent excess energy and water consumption and save
consumers money, instead of allowing products with short cycle times to
consume unlimited amounts of energy and water. (CEC, No. 245 at p. 2)
ASAP explained that the short-cycle product classes put at risk huge
gains in energy and water efficiency that have been achieved in the
past three decades for these products. (ASAP, Public Meeting
Transcript, No. 12 at pp. 11-12)
NWPCC commented that if the short-cycle product classes remain in
effect, machines with primarily short-cycle operations would be
developed and would require more per-cycle energy and water use. This
could lead to significant energy and water use increases, which would
represent backsliding relative to current per-unit consumption rates.
NWPCC also noted that clothes washing and drying represents
approximately 10 percent of the residential energy load in the
northwest region of the United States. (NWPCC, No. 9 at p. 2) NWPCC
asserted that while it is unknown how many clothing loads would be
performed by short-cycle units in the future, it is clear that the
short-cycle product classes would result in an increase in energy and
water consumption. (NWPCC, No. 9 at p. 2)
AWE commented that much of the western United States is in an
extended drought, and scientists warn that water shortages are likely
to become more common and significant due to climate change across the
United States because of climate change. (AWE, No. 254 at p. 2) CEC
commented that because climate change is threatening communities across
the country and the Western United States is experiencing severe
drought conditions, with California experiencing extreme or exceptional
drought conditions, DOE must utilize every available tool to address
climate change and drought. (CEC, No. 245 at p. 2)
The FreedomWorks Foundation claimed that pre-2020 energy and water
standards are responsible for increased cycle times and poor
residential dishwasher performance that result in consumers frequently
hand washing dishes or resorting to other methods that consume
additional energy and water. (FreedomWorks Foundation, No. 238 at p. 1)
The Arizona AG commented that, during previous rulemakings, consumers
expressed concerns about the negative environmental impact of
residential dishwashers that must have cycles repeated or extra pre-
washing conducted before use. (Arizona AG, No. 248 at p. 3)
Americans for Tax Reform argued that the August 2021 NOPR follows
an extremely superficial analysis of the environmental impact,
neglecting to consider the abundance of evidence regarding the longer-
term environmental benefits brought about through these new classes of
products. Americans for Tax Reform suggested that other existing
metrics fail to adequately capture the full energy and water use as
according to survey data up to 86 percent of Americans wash their
dishes by hand at least some or all of the time because of long cycle
times. (Americans for Tax Reform, No. 223 at p. 1) Americans for Tax
Reform further stated that washing dishes by hand is significantly more
water and energy intensive than any form of dishwasher use and, as
such, the August 2021 NOPR may significantly increase water usage.
Americans for Tax Reform also suggested that longer cycles for
residential clothes washers make it more difficult for consumers to
time their clothes washing around the weather, so as to take advantage
of sunshine to dry their clothes. This could lead to increased energy
use as people are forced to use tumble dryers when the new rules would
allow for greater use of clotheslines. (Americans for Tax Reform, No.
223 at p. 1) Similarly, Randtke discussed the importance of having a
residential clothes washer with a short normal wash cycle time because
it allows them to run the clothes washer before work and use a
clothesline to dry their families' clothes instead of using a clothes
dryer. (Randtke, No. 6 at pp. 1-2) Randtke suggested that longer cycles
times for residential clothes washers put pressure on them to switch
from a clothesline to a heated tumble clothes dryer, which they
asserted uses a lot more energy. (Randtke, No. 6 at p. 3) Randtke also
commented that water is necessary to wash clothes, and that to limit
water use results in them running multiple cycles for the same load of
laundry, as it affects the ability of the washer to get clothes clean.
(Randtke, No. 6 at pp. 3-6)
CEI stated that the issue DOE failed to consider is that faster
residential dishwashers save water and energy. CEI asserted that even
if faster residential dishwashers use more water and energy per cycle,
they can still end up saving water and energy by reducing the need for
hand washing or extensive pre-scrubbing or running double cycles in
order to get dishes clean. (CEI, No. 239 at p. 4) CEI cited its own
survey, which showed that 23 percent of consumers always wash their
dishes by hand because their residential dishwasher takes too long, 27
percent of consumers do so often, and 37 percent of consumers do so
sometimes.\15\ (CEI, No. 239 at p. 4; see also CEI, Public Meeting
Transcript, No. 12 at p. 8)
---------------------------------------------------------------------------
\15\ Attachment B: Survey Concerning Dishwashers available at:
www.regulations.gov/comment/EERE-2021-BT-STD-0002-0239.
---------------------------------------------------------------------------
Thompson stated that returning to the prior standards will not save
energy or water, as people are forced to perform significant pre-
rinsing and run multiple loads. Thompson further noted that these
efficiency rules that are meant to save energy and water have added to
their home's energy and water use, as well as increased the amount of
chemicals consumed, and added to the environment [sic] through
additional detergent and rinse aid use. (Thompson, No. 122) Simpson
stated that water and electricity conservation was not needed because
an industrialized society can produce more of those things. (Simpson,
No. 130)
As stated previously, DOE has determined that the 2020 Final Rules
that established the short-cycle product classes and amended the
associated energy conservation standards violated EPCA and are,
therefore, invalid. The product class structure and associated energy
conservation standards that were in effect prior to the 2020 Final
Rules, and which DOE is reinstating, were subject to the necessary
considerations of energy and water savings, technological feasibility,
and economic justification as required by EPCA. See 77 FR 31918 (May
30, 2012) (establishing amended energy conservation standards for
residential dishwashers); 77 FR 59719 (Oct. 1, 2012) (establishing
amended energy conservation standards for residential clothes washers);
and 76 FR 22454 (Apr. 21, 2011) (establishing amended energy
conservation standards for consumer clothes dryers).
DOE recognizes the concerns raised by commenters about the
potential impacts on energy and water use that could result from
permitting the 2020 Final Rules to remain in effect. As stated in the
August 2021 NOPR, DOE has made a policy judgement that EPCA's expressed
purposes for energy and water conservation (42 U.S.C. 6201(4), (5), and
(8)) would be thwarted if DOE could avoid EPCA's restrictions on
amending existing standards by nominally characterizing a regulatory
change to an existing standard as something other than an amendment. 86
FR 43970, 43974. Considerations
[[Page 2685]]
regarding energy and water use, as well as EPCA's other requirements,
should have been addressed during the rulemaking process for the 2020
Final Rules, as discussed in section III.A.1 of this document.
C. Impact to Manufacturers
Commenters also discussed the impact of the proposal on
manufacturers. AHAM commented that short-cycle product classes for
residential clothes washers and consumer clothes dryers would likely
have negative, unintended consequences. Specifically, AHAM stated that
retaining the short-cycle product classes could strand manufacturer
investments in efficiency and require new investments to develop new
products; create new regulation; introduce uncertainty for
manufacturers until DOE develops energy conservation standards for the
new product classes; increase test burden for laundry products; and
create possible disharmony in North American laundry energy
conservation standards. (AHAM, No. 253 at p. 3)
GEA commented that by failing to follow the requirements of EPCA,
the Appliance Standards Process Rule (see 10 CFR part 430, subpart C,
appendix A--Procedures, Interpretations, and Policies for Consideration
of New or Revised Energy Conservation Standards and Test Procedures for
Consumer Products and Certain Commercial/Industrial Equipment), and the
APA, the 2020 Final Rules damaged the relationship between major
appliance manufacturers and DOE, threatened domestic manufacturing of
major appliances, and undercut the significant work DOE and
manufacturers have done to bring highly effective and efficient
appliances to U.S. consumers. According to GEA, manufacturers were
unable to plan for and implement any changes in response to the short-
cycle product class rulemaking due to the uncertainty created by not
establishing standards for the new product classes. GEA stated that
manufacturers rely on DOE to consistently follow EPCA and the APA in
order to invest with confidence in U.S.-based technology, manufacturing
facilities, and jobs because domestic manufacturing requires greater
capital investment, longer lead times, and greater risk than sourcing
or foreign manufacturing. GEA also noted that manufacturers rely on the
information and understanding provided by the standards rulemaking
process to make predictions and projections about forthcoming standards
and the 3-5-year implementation times for new standards to redesign
their products and implement new manufacturing capabilities. (GEA, No.
255 at p. 2)
GEA further noted that the short-cycle product classes could lead
to possible job losses, decreased sales, and a loss of confidence in
residential dishwashers, residential clothes washers, and consumer
clothes dryers. It added that the short-cycle product class rulemaking
threatens established manufacturing jobs in the U.S. because the short-
cycle product classes are susceptible to being filled with low-quality
imported products made by manufacturers that GEA asserts lack the care
or resources for consumers, competitors, and DOE to be assured they
comply with U.S. law. (GEA, No. 255 at pp. 2-3) GEA commented that the
predictability and consistency inherent to the DOE Appliance Standards
Program reduce development cost, manufacturing cost, and stranded
investment. GEA further explained that all of these cost factors are
used to determine what maximum efficiency levels are economically
justified for both manufacturers and consumers under EPCA's economic
justification requirements. GEA stated, therefore, that the short-cycle
product class rulemakings and their impacts on the market threaten to
drive up cost for manufacturers and consumers, which would make more
efficient products unavailable under EPCA's requirements. GEA added
that EPCA's processes are essential to the success of EPCA's ultimate
goal of conserving water and energy consumption, and in order to
continue to reach for this goal, the short-cycle product classes should
be terminated. (GEA, No. 255 at p. 3)
AWE noted that the residential clothes washer and consumer clothes
dryer standards preceding the short-cycle rulemaking benefited
manufacturers by creating a level, well-understood playing field for
American companies that have invested heavily in creating products that
meet the prior standards and that reverting to the prior standards will
result in essential savings for both consumers and manufacturers. (AWE,
No. 254 at p. 2)
CEI countered AHAM and manufacturers' opposition to the formation
of short-cycle product classes, stating that the manufacturers'
arguments--that there is no utility for the short-cycle product
classes, and that their past investment in more efficient products
might be wasted--are contradictory because, according to CEI, if no
consumers purchase products with shorter cycle times due to a lack of
utility, then AHAM members could continue selling higher efficiency
products without losing market share and without loss of investment.
CEI asserted that some of AHAM's members understand that there is
utility to short-cycle products, citing a statement from one AHAM
member's senior manager that the manufacturer would probably redesign
residential dishwashers if a standard was issued for these
products.\16\ CEI asserted that short-cycle products are not currently
available because DOE has not yet issued a standard for these product
classes, and, according to CEI, manufacturers do not want to create
products that could soon be illegal to sell if they do not meet that
standard. (CEI, No. 239 at p. 3) Americans for Tax Reform also asserted
that the lack of new products being introduced to the market is
partially attributed to regulatory uncertainty, and argued that this
rule would block innovation without assessing future technological
innovation. Americans for Tax Reform suggested that, while it is true
that no products under the new rules have been presently introduced to
the market, that is not an adequate reason to finalize this withdrawal
rulemaking. Americans for Tax Reform cautioned DOE against engaging in
anti-competitive regulatory policy, which would benefit existing
manufacturers, at the expense of newer ones trying to enter the market,
and stated that benefiting vested interest to prevent consumer interest
would be contrary to sound public policy. (Americans for Tax Reform,
No. 223 at p. 2)
---------------------------------------------------------------------------
\16\ Liam McCabe, Did Trump Really Make Dishwashers Great
Again?, New York Times (Mar. 2, 2021). www.nytimes.com/wirecutter/blog/dishwashers-trump-efficiency/.
---------------------------------------------------------------------------
The Arizona AG commented that repealing the short-cycle product
class would limit consumers' choices and block innovation of technology
and products in the marketplace that can meet consumer demands. The
Arizona AG added that the technology exists for more helpful machines
that meet the needs of modern lifestyles, and that DOE should allow the
2020 short-cycle rulemakings to stand instead of repealing them.
(Arizona AG, No. 248 at pp. 5-6)
As discussed in section III.A.1 of this document, in amending the
standards for the short-cycle products, DOE failed to consider the
potential impacts on manufacturers. Commenters suggest that the
standards as amended by the 2020 Final Rules may have economic impacts
on manufacturers that were not appropriately considered. Appropriate
consideration of the potential impacts on manufacturers resulting from
amended product classes would occur
[[Page 2686]]
as part of a standards rulemaking as required by EPCA.
D. Other Concerns
The CA IOUs commented that the 2020 Final Rules delayed the EPCA 6-
and 7-year lookback periods for energy conservation standards and test
procedures, respectively, for dishwashers, clothes washers, and clothes
dryers, and created uncertainty in their evaluations. The CA IOUs
commented that there is an opportunity to save a significant amount of
energy, but the creation of the short-cycle product classes without a
testing method to verify product class eligibility or associated energy
and water efficiency standards created uncertainty for stakeholders.
(CA IOUs, No. 247 at pp. 2-3)
DOE is actively pursuing a robust rulemaking schedule to meet
EPCA's 6-and 7- year lookback period requirements for energy
conservations standards and test procedures. See notice of proposed
rulemaking for the residential and commercial clothes washer test
procedure (86 FR 49140 (Sept. 1, 2021)); notice and request for comment
on a preliminary analysis of residential clothes washer energy
conservation standards (86 FR 53886 (Sept. 29, 2021)); notice and
request for comment on a preliminary analysis of consumer clothes dryer
standards (86 FR 20327 (Apr. 19, 2021)). DOE notes that the
requirements regarding the measurement and reporting of cycle-time
would more appropriately be addressed in a test procedure rulemaking
and DOE therefore is not addressing such requirements in this final
rule.
The Joint State AGs, DC, and NYC expressed concern that the 2020
Final Rules have weakened the energy efficiency program by removing
standards for important consumer products and creating unjustified
product classes, which in turn opened the possibility of similar
proposals in the future that could further undermine the program.
(Joint State AGs, DC, and NYC, No. 249 at p. 2)
As mentioned in section III.B of this document, DOE recognizes that
EPCA's expressed purposes for energy and water conservation would be
thwarted if the 2020 Final Rules remained in place, as those rules
avoided EPCA's restrictions on amending existing standards to permit
the short-cycle products to operate with unlimited energy and water
use. By finalizing this proposal, DOE will revoke the 2020 Final Rules
and ensure that the energy efficiency program fulfills EPCA's purposes.
IV. Conclusion
After careful consideration, DOE is revoking the October 2020 and
December 2020 Final Rules that improperly amended standards and is
reinstating the prior product classes and applicable standards for
residential dishwashers, residential clothes washers, and consumer
clothes dryers. The short-cycle residential dishwashers, residential
clothes washers, and consumer clothes dryers were all subject to energy
conservation standards prior to the 2020 Final Rules. By stating that
short-cycle products were no longer subject to energy or water
conservation standards, the 2020 Final Rules allowed for unlimited
energy and water use by these short-cycle products. DOE was required to
satisfy the requirements in EPCA before issuing these amended
standards.
In addition, DOE has made a policy judgment that EPCA's express
purposes of energy and water conservation (42 U.S.C. 6201(4), (5), (8))
would be thwarted if DOE could avoid restrictions on amending existing
standards by nominally characterizing a regulatory change in the energy
conservation standards applicable to a covered product as something
other than an amendment. The 2020 Final Rules contravened EPCA by
failing to consider these criteria when the rules amended the existing
standards for short-cycle products in the 2020 Final Rules.
DOE is not aware of any residential dishwashers, residential
clothes washers, or consumer clothes dryers that are certified and sold
as short-cycle products at this time. DOE considers the lack of
products on the market classified under the short-cycle product
definitions and the short time period between 2020 Final Rules and the
proposed revocation of those rules by the August 2021 NOPR to indicate
a lack of reliance by stakeholders on the short-cycle product class
definitions revoked in this final rule.
V. Procedural Issues and Regulatory Review
A. Review Under Executive Orders 12866
The Office of Information and Regulatory Affairs (``OIRA'') in the
Office of Management and Budget (``OMB'') has waived review of this
rule pursuant to Executive Order (``E.O.'') 12866, ``Regulatory
Planning and Review.''
B. Review Under the Regulatory Flexibility Act
The Regulatory Flexibility Act (5 U.S.C. 601 et seq.) requires
preparation of an initial regulatory flexibility analysis (``IRFA'')
and a final regulatory flexibility analysis (``FRFA'') for any rule
that by law must be proposed for public comment, unless the agency
certifies that the rule, if promulgated, will not have a significant
economic impact on a substantial number of small entities. As required
by E.O. 13272, ``Proper Consideration of Small Entities in Agency
Rulemaking,'' 67 FR 53461 (Aug. 16, 2002), DOE published procedures and
policies on February 19, 2003, to ensure that the potential impacts of
its rules on small entities are properly considered during the
rulemaking process. 68 FR 7990. DOE has made its procedures and
policies available on the Office of the General Counsel's website
(www.energy.gov/gc/office-general-counsel).
DOE reviewed this final rule under the provisions of the Regulatory
Flexibility Act and the procedures and policies published on February
19, 2003. As discussed, DOE has concluded that this rule would not have
a significant impact on a substantial number of small entities. The
factual basis for this certification is as follows:
The Small Business Administration (``SBA'') considers a business
entity to be a small business, if, together with its affiliates, it
employs less than a threshold number of workers or earns less than the
average annual receipts specified in 13 CFR part 121. The threshold
values set forth in these regulations use size standards and codes
established by the North American Industry Classification System
(``NAICS'') that are available at: www.sba.gov/document/support-table-size-standards. The threshold number for NAICS classification code
335220, ``Major Household Appliance Manufacturing,'' which includes
residential dishwasher, residential clothes washer, and consumer
clothes dryer manufacturers, is 1,500 employees.
Most of the companies that manufacture residential dishwashers,
residential clothes washers, and/or consumer clothes dryers are large
multinational corporations. DOE collected data from CCMS \17\ and
reviewed data from prior rulemakings to identify original equipment
manufacturers (``OEMs'') of the products covered by this rulemaking.
DOE then consulted publicly available data, such as individual company
websites, and subscription-based market research
[[Page 2687]]
tools, such as Dun & Bradstreet,\18\ to determine whether they meet the
SBA's definition of a ``small business manufacturer''. DOE screened out
companies that do not offer products covered by this rulemaking, do not
meet the definition of a ``small business,'' or are foreign-owned and
operated.
---------------------------------------------------------------------------
\17\ DOE's Compliance Certification Management System database
is available at www.regulations.doe.gov/certification-data/.
\18\ The Dun & Bradstreet Hoovers subscription login is
available at https://app.dnbhoovers.com/.
---------------------------------------------------------------------------
In response to the August 2021 NOPR, the 60 Plus Association stated
that it observed the agency justification for OMB control number 1910-
1400 indicates small businesses are impacted by the collection of
information and its associated standards. The 60 Plus Association
explained that the August 2021 NOPR indicated that the Regulatory
Flexibility Act is not triggered and suggested that DOE review this
determination. (60 Plus Association, No. 251 at p. 3)
In the August 2021 NOPR, DOE initially identified two small
domestic OEMs of residential dishwashers and zero small domestic OEMs
of residential clothes washers or consumer clothes dryers. DOE also
initially determined that there were no compliance or other
requirements imposed by the proposed rule on manufacturers, including
small businesses. 86 FR 43970, 43974-43975. Upon further review, DOE
has amended its small business counts for the products covered under
this rulemaking. DOE determined that no small domestic OEMs manufacture
residential dishwashers or consumer clothes dryers. DOE confirmed that
one small domestic OEM manufactures residential clothes washers.
This rulemaking eliminates the product classes for residential
clothes washers based on cycle time established in the December 2020
Final Rule. DOE has determined that this final rule would not impose
any compliance or other requirements on manufacturers of residential
clothes washers, including small businesses, as revoking the December
2020 Final Rule would not eliminate any products on the market.
As a result, DOE certifies that this final rule will not have a
significant impact on a substantial number of small entities.
Accordingly, DOE has not prepared a FRFA for this rule. DOE has
transmitted the certification and supporting statement of factual basis
to the Chief Counsel for Advocacy of the Small Business Administration
for review under 5 U.S.C. 605(b).
C. Review Under the Paperwork Reduction Act of 1995
Manufacturers of covered products/equipment, such as residential
dishwashers, residential clothes washers, and consumer clothes dryers,
must certify to DOE that their products comply with any applicable
energy conservation standards. In certifying compliance, manufacturers
must test their products according to the DOE test procedures for
residential dishwashers, residential clothes washers, and consumer
clothes dryers, including any amendments adopted for those test
procedures. DOE has established regulations for the certification and
recordkeeping requirements for all covered consumer products and
commercial equipment, including residential dishwashers, residential
clothes washers, and consumer clothes dryers. 76 FR 12422 (Mar. 7,
2011); 80 FR 5099 (Jan. 30, 2015). The collection-of-information
requirement for the certification and recordkeeping is subject to
review and approval by OMB under the Paperwork Reduction Act (``PRA'').
This requirement has been approved by OMB under OMB control number
1910-1400. Public reporting burden for the certification is estimated
to average 35 hours per response, including the time for reviewing
instructions, searching existing data sources, gathering and
maintaining the data needed, and completing and reviewing the
collection of information.
The 60 Plus Association commented that the August 2021 NOPR did not
clarify whether the collection of information for reporting,
recordkeeping, or certification requirements obtained necessary OMB
approval, as is required by the Paperwork Reduction Act and the
corresponding implementing rule. The 60 Plus Association further stated
that the OMB approval of 1910-1400 control number operated illegally
for a six month period until approval in September 2021, which
indicates that what DOE refers to as a necessary approved collection of
information received approval just recently. (60 Plus Association, No.
251, p. 2)
DOE notes that the currently approved information collection
request that includes consumer dishwashers, residential clothes
washers, and consumer clothes dryers (OMB No. 1910-1400) accounts for
the certification of these products without regard to cycle-time
distinctions and, therefore, reflects the certification of the products
previously defined as short-cycle products.\19\
---------------------------------------------------------------------------
\19\ See Supporting Statement for Certification Reports,
Compliance Statements, Application for a Test Procedure Waiver, and
Recording keeping for Consumer Products and Commercial Equipment
Subject to Energy or Water Conservation Standards, available at
www.reginfo.gov/public/do/PRAViewDocument?ref_nbr=202102-1910-002.
---------------------------------------------------------------------------
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to a penalty
for failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
D. Review Under the National Environmental Policy Act of 1969
Pursuant to the National Environmental Policy Act of 1969
(``NEPA'') of 1969, DOE has analyzed this proposed action rule in
accordance with NEPA and DOE's NEPA implementing regulations (10 CFR
part 1021). DOE has determined that this rule qualifies for categorical
exclusion under 10 CFR part 1021, subpart D, appendix A5 because it is
an interpretive rulemaking that does not change the environmental
effect of the rule and meets the requirements for application of a CX.
See 10 CFR 1021.410. Therefore, DOE has determined that promulgation of
this rule is not a major Federal action significantly affecting the
quality of the human environment within the meaning of NEPA, and does
not require an EA or EIS.
E. Review Under Executive Order 13132
E.O. 13132, ``Federalism,'' 64 FR 43255 (Aug. 10, 1999), imposes
certain requirements on Federal agencies formulating and implementing
policies or regulations that preempt State law or that have federalism
implications. The Executive order requires agencies to examine the
constitutional and statutory authority supporting any action that would
limit the policymaking discretion of the States and to carefully assess
the necessity for such actions. The Executive order also requires
agencies to have an accountable process to ensure meaningful and timely
input by State and local officials in the development of regulatory
policies that have federalism implications. On March 14, 2000, DOE
published a statement of policy describing the intergovernmental
consultation process it will follow in the development of such
regulations. 65 FR 13735. DOE has examined this final rule and has
determined that it would not have a substantial direct effect on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government. EPCA governs and prescribes Federal
preemption of State regulations as to energy conservation for
[[Page 2688]]
the products that are the subject of this final rule. States can
petition DOE for exemption from such preemption to the extent, and
based on criteria, set forth in EPCA. (42 U.S.C. 6297) No further
action is required by Executive Order 13132.
F. Review Under Executive Order 12988
Regarding the review of existing regulations and the promulgation
of new regulations, section 3(a) of E.O. 12988, ``Civil Justice
Reform,'' imposes on Federal agencies the general duty to adhere to the
following requirements: (1) Eliminate drafting errors and ambiguity,
(2) write regulations to minimize litigation, (3) provide a clear legal
standard for affected conduct rather than a general standard, and (4)
promote simplification and burden reduction. 61 FR 4729 (Feb. 7, 1996).
Section 3(a), section 3(b) of E.O. 12988 specifically requires that
executive agencies make every reasonable effort to ensure that the
regulation: (1) Clearly specifies the preemptive effect, if any, (2)
clearly specifies any effect on existing Federal law or regulation, (3)
provides a clear legal standard for affected conduct while promoting
simplification and burden reduction, (4) specifies the retroactive
effect, if any, (5) adequately defines key terms, and (6) addresses
other important issues affecting clarity and general draftsmanship
under any guidelines issued by the Attorney General. Section 3(c) of
Executive Order 12988 requires executive agencies to review regulations
in light of applicable standards in section 3(a) and section 3(b) to
determine whether they are met or it is unreasonable to meet one or
more of them. DOE has completed the required review and determined
that, to the extent permitted by law, this final rule meets the
relevant standards of E.O. 12988.
G. Review Under the Unfunded Mandates Reform Act of 1995
Title II of the Unfunded Mandates Reform Act of 1995 (``UMRA'')
requires each Federal agency to assess the effects of Federal
regulatory actions on State, local, and Tribal governments and the
private sector. Public Law 104-4, section 201 (codified at 2 U.S.C.
1531). For a regulatory action likely to result in a rule that may
cause the expenditure by State, local, and Tribal governments, in the
aggregate, or by the private sector of $100 million or more in any one
year (adjusted annually for inflation), section 202 of UMRA requires a
Federal agency to publish a written statement that estimates the
resulting costs, benefits, and other effects on the national economy.
(2 U.S.C. 1532(a), (b)) The UMRA also requires a Federal agency to
develop an effective process to permit timely input by elected officers
of State, local, and Tribal governments on a proposed ``significant
intergovernmental mandate,'' and requires an agency plan for giving
notice and opportunity for timely input to potentially affected small
governments before establishing any requirements that might
significantly or uniquely affect them. On March 18, 1997, DOE published
a statement of policy on its process for intergovernmental consultation
under UMRA. 62 FR 12820. DOE's policy statement is also available at
https://energy.gov/sites/prod/files/gcprod/documents/umra_97.pdf.
DOE examined this final rule according to UMRA and its statement of
policy and determined that the rule contains neither an
intergovernmental mandate nor a mandate that may result in the
expenditures of $100 million or more in any one year, so these
requirements do not apply.
H. Review Under the Treasury and General Government Appropriations Act,
1999
Section 654 of the Treasury and General Government Appropriations
Act, 1999 (Pub. L. 105-277) requires Federal agencies to issue a Family
Policymaking Assessment for any rule that may affect family well-being.
This final rule would not have any impact on the autonomy or integrity
of the family as an institution. Accordingly, DOE has concluded that it
is not necessary to prepare a Family Policymaking Assessment.
I. Review Under Executive Order 12630
Pursuant to E.O. 12630, ``Governmental Actions and Interference
with Constitutionally Protected Property Rights,'' 53 FR 8859 (Mar. 15,
1988), DOE has determined that this regulation will not result in any
takings that might require compensation under the Fifth Amendment to
the U.S. Constitution.
J. Review Under the Treasury and General Government Appropriations Act,
2001
Section 515 of the Treasury and General Government Appropriations
Act, 2001 (44 U.S.C. 3516 note) provides for Federal agencies to review
most disseminations of information to the public under information
quality guidelines established by each agency pursuant to general
guidelines issued by OMB. OMB's guidelines were published at 67 FR 8452
(Feb. 22, 2002), and DOE's guidelines were published at 67 FR 62446
(Oct. 7, 2002). Pursuant to OMB Memorandum M-19-15, Improving
Implementation of the Information Quality Act (April 24, 2019), DOE
published updated guidelines which are available at www.energy.gov/sites/prod/files/2019/12/f70/DOE%20Final%20Updated%20IQA%20Guidelines%20Dec%202019.pdf. DOE has
reviewed this final rule under the OMB and DOE guidelines and has
concluded that it is consistent with applicable policies in those
guidelines.
K. Review Under Executive Order 13211
E.O. 13211, ``Actions Concerning Regulations That Significantly
Affect Energy Supply, Distribution, or Use,'' 66 FR 28355 (May 22,
2001), requires Federal agencies to prepare and submit to OIRA at OMB,
a Statement of Energy Effects for any proposed significant energy
action. A ``significant energy action'' is defined as any action by an
agency that promulgates or is expected to lead to promulgation of a
final rule, and that (1) is a significant regulatory action under
Executive Order 12866, or any successor order; and (2) is likely to
have a significant adverse effect on the supply, distribution, or use
of energy, or (3) is designated by the Administrator of OIRA as a
significant energy action. For any significant energy action, the
agency must give a detailed statement of any adverse effects on energy
supply, distribution, or use should the regulation be implemented, and
of reasonable alternatives to the action and their expected benefits on
energy supply, distribution, and use.
DOE has concluded that this regulatory action, which would
eliminate certain product classes for residential dishwashers,
residential clothes washers, and consumer clothes dryers would not have
a significant adverse effect on the supply, distribution, or use of
energy and, therefore, is not a significant energy action. Accordingly,
DOE has not prepared a Statement of Energy Effects on this final rule.
L. Congressional Notification
As required by 5 U.S.C. 801, DOE will report to Congress on the
promulgation of this rule prior to its effective date. The report will
state that it has been determined that the rule is not a ``major rule''
as defined by 5 U.S.C. 804(2).
VI. Approval of the Office of the Secretary
The Secretary of Energy has approved publication of this final
rule.
[[Page 2689]]
List of Subjects in 10 CFR Part 430
Administrative practice and procedure, Confidential business
information, Energy conservation, Household appliances, Imports,
Incorporation by reference, Intergovernmental relations, Small
businesses.
Signing Authority
This document of the Department of Energy was signed on January 11,
2022, by Kelly J. Speakes-Backman, Principal Deputy Assistant Secretary
for Energy Efficiency and Renewable Energy, pursuant to delegated
authority from the Secretary of Energy. That document with the original
signature and date is maintained by DOE. For administrative purposes
only, and in compliance with requirements of the Office of the Federal
Register, the undersigned DOE Federal Register Liaison Officer has been
authorized to sign and submit the document in electronic format for
publication, as an official document of the Department of Energy. This
administrative process in no way alters the legal effect of this
document upon publication in the Federal Register.
Signed in Washington, DC, on January 12, 2022.
Treena V. Garrett,
Federal Register Liaison Officer, U.S. Department of Energy.
For the reasons set forth in the preamble, DOE amends part 430 of
chapter II, subchapter D, of title 10 of the Code of Federal
Regulations, to read as set forth below:
PART 430--ENERGY CONSERVATION PROGRAM FOR CONSUMER PRODUCTS
0
1. The authority citation for part 430 continues as follows:
Authority: 42 U.S.C. 6291-6309; 28 U.S.C. 2461 note.
0
2. Section 430.32 is amended by:
0
a. Removing paragraph (f)(1)(iii); and
0
b. Revising paragraphs (g)(4) and (h)(3).
The revisions read as follows:
Sec. 430.32 Energy and water conservation standards and their
compliance dates.
* * * * *
(g) * * *
(4) Clothes washers manufactured on or after January 1, 2018, shall
have an Integrated Modified Energy Factor no less than, and an
Integrated Water Factor no greater than:
----------------------------------------------------------------------------------------------------------------
Integrated modified
Product class energy factor (cu.ft./ Integrated water factor
kWh/cycle) (gal/cycle/cu.ft.)
----------------------------------------------------------------------------------------------------------------
(i) Top-loading, Compact (less than 1.6 ft \3\ capacity)...... 1.15 12.0
(ii) Top-loading, Standard (1.6 ft \3\ or greater capacity)... 1.57 6.5
(iii) Front-loading, Compact (less than 1.6 ft \3\ capacity).. 1.13 8.3
(iv) Front-loading, Standard (1.6 ft \3\ or greater capacity). 1.84 4.7
----------------------------------------------------------------------------------------------------------------
(h) * * *
(3) Clothes dryers manufactured on or after January 1, 2015, shall
have a combined energy factor no less than:
------------------------------------------------------------------------
Combined energy factor
Product class (lbs/kWh)
------------------------------------------------------------------------
(i) Vented Electric, Standard (4.4 ft \3\ or 3.73
greater capacity).............................
(ii) Vented Electric, Compact (120V) (less than 3.61
4.4 ft \3\ capacity)..........................
(iii) Vented Electric, Compact (240V) (less 3.27
than 4.4 ft \3\ capacity).....................
(iv) Vented Gas................................ 3.30
(v) Ventless Electric, Compact (240V) (less 2.55
than 4.4 ft \3\ capacity).....................
(vi) Ventless Electric, Combination Washer- 2.08
Dryer.........................................
------------------------------------------------------------------------
* * * * *
[FR Doc. 2022-00833 Filed 1-18-22; 8:45 am]
BILLING CODE 6450-01-P