Revision of the NRC Enforcement Policy, 2309-2310 [2022-00011]

Download as PDF 2309 Rules and Regulations Federal Register Vol. 87, No. 10 Friday, January 14, 2022 This section of the FEDERAL REGISTER contains regulatory documents having general applicability and legal effect, most of which are keyed to and codified in the Code of Federal Regulations, which is published under 50 titles pursuant to 44 U.S.C. 1510. The Code of Federal Regulations is sold by the Superintendent of Documents. NUCLEAR REGULATORY COMMISSION 10 CFR Part 2 [NRC–2021–0219] Revision of the NRC Enforcement Policy Nuclear Regulatory Commission. ACTION: Revision to policy statement. AGENCY: The U.S. Nuclear Regulatory Commission (NRC) is publishing a revision to its Enforcement Policy. This revision addresses the requirements of the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, which requires Federal agencies to adjust their maximum civil monetary penalty amounts annually for inflation. DATES: This action is effective on January 14, 2022. ADDRESSES: Please refer to Docket ID NRC–2021–0219 when contacting the NRC about the availability of information regarding this document. You may obtain publicly available information related to this document using any of the following methods: • Federal Rulemaking website: Go to https://www.regulations.gov and search for Docket ID NRC–2021–0219. Address questions about NRC dockets to Dawn Forder; telephone: 301–415–3407; email: Dawn.Forder@nrc.gov. For technical questions, contact the SUMMARY: individual listed in the FOR FURTHER section of this document. • NRC’s Agencywide Documents Access and Management System (ADAMS): You may obtain publiclyavailable documents online in the ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/ adams.html. To begin the search, select Begin Web-based ADAMS Search.’’ For problems with ADAMS, please contact the NRC’s Public Document Room (PDR) reference staff at 1–800–397–4209, 301– 415–4737, or by email to pdr.resource@ nrc.gov. • NRC’s PDR: You may examine and purchase copies of public documents, by appointment, at the NRC’s PDR, Room P1 B35, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. To make an appointment to visit the PDR, please send an email to PDR.Resource@nrc.gov or call 1–800–397–4209 or 301–415– 4737, between 8:00 a.m. and 4:00 p.m. (ET), Monday through Friday, except Federal holidays. FOR FURTHER INFORMATION CONTACT: Susanne Woods, Office of Enforcement, U.S. Nuclear Regulatory Commission, Washington, DC 20555–0001, telephone: 301–287–9446, email: Susanne.Woods@ nrc.gov. SUPPLEMENTARY INFORMATION: INFORMATION CONTACT I. Discussion In 1990, Congress passed the Federal Civil Penalties Inflation Adjustment Act of 1990 (FCPIAA) to provide for regular adjustments for inflation of civil monetary penalties (CMPs). As amended by the Debt Collection Improvement Act of 1996, the FCPIAA required that the head of each Federal agency review and, if necessary, adjust by regulation the CMPs assessed under statutes enforced by the agency at least once every 4 years. On November 2, 2015, the President of the United States signed into law the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (the 2015 Improvements Act), which further amended the FCPIAA and requires Federal agencies to adjust their CMPs annually for inflation no later than January 15 of each year. The requirements of the 2015 Improvements Act apply to the NRC’s maximum CMP amounts for 1) a violation of violation of the Atomic Energy Act (AEA) of 1954, as amended, or any regulation or order issued under the AEA, codified in § 2.205(j) of title 10 of the Code of Federal Regulations (10 CFR), ‘‘Civil penalties’’; and 2) a false claim or statement made under the Program Fraud Civil Remedies Act, codified in § 13.3, ‘‘Basis for civil penalties and assessments.’’ Pursuant to the 2015 Improvements Act, the NRC published in the Rules section of this issue of the Federal Register the revised maximum daily base CMP, based on the percentage change in the consumer price index between October 2020 and October 2021, and codified in § 2.205. In connection with this final rule, the NRC is publishing a corresponding update to the NRC’s Enforcement Policy table of civil penalties, specifically, of the monetary amounts found in Section 8.0, ‘‘Table of Base Civil Penalties,’’ items a through e and g. This monetary adjustment does not include item f since its monetary value is based on the estimated or actual cost of authorized disposal and not on the monetary value codified in § 2.205(j). Accordingly, the NRC has revised its Enforcement Policy to read as follows: 8.0—TABLE OF BASE CIVIL PENALTIES lotter on DSK11XQN23PROD with RULES1 [Table A] a. Power reactors, gaseous diffusion uranium enrichment plants, and high-level waste repository .................................................. b. Fuel fabricators authorized to possess Category I or II quantities of SNM and uranium conversion facilities .............................. c. All other fuel fabricators, including facilities under construction, authorized to possess Category III quantities of SNM, industrial processors, independent spent fuel and monitored retrievable storage installations, mills, gas centrifuge and laser uranium enrichment facilities ................................................................................................................................................................. d. Test reactors, contractors, waste disposal licensees, industrial radiographers, and other large material users ........................... e. Research reactors, academic, medical, or other small material users ........................................................................................... f. Loss, abandonment, or improper transfer or disposal of regulated material, regardless of the use or type of licensee: 1. Sources or devices with a total activity greater than 3.7 × 104 MBq (1 Curie), excluding hydrogen-3 (tritium) .................... 2. Other sources or devices containing the materials and quantities listed in 10 CFR 31.5(c)(13)(i) ........................................ 3. Sources and devices not otherwise described above ............................................................................................................. VerDate Sep<11>2014 16:05 Jan 13, 2022 Jkt 256001 PO 00000 Frm 00001 Fmt 4700 Sfmt 4700 E:\FR\FM\14JAR1.SGM 14JAR1 $320,000 160,000 80,000 32,000 16,000 54,000 17,000 7,000 2310 Federal Register / Vol. 87, No. 10 / Friday, January 14, 2022 / Rules and Regulations 8.0—TABLE OF BASE CIVIL PENALTIES—Continued [Table A] g. Individuals who release safeguards information ............................................................................................................................. II. Paperwork Reduction Act Statement This policy statement does not contain any new or amended collection of information subject to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq). Existing collections of information were approved by the Office of Management and Budget (OMB), approval numbers 3150–0010 and 3150–0136. Public Protection Notification The NRC may not conduct or sponsor, and a person is not required to respond to, a collection of information unless the document requesting or requiring the collection displays a currently valid OMB control number. III. Congressional Review Act This action is a rule as defined in the Congressional Review Act (5 U.S.C. 801–808). However, the Office of Management and Budget has determined that it is not a ‘‘major rule’’ as defined by the Congressional Review Act. Dated: December 22, 2021. For the Nuclear Regulatory Commission. Daniel H. Dorman, Executive Director for Operations. [FR Doc. 2022–00011 Filed 1–13–22; 8:45 am] BILLING CODE 7590–01–P NUCLEAR REGULATORY COMMISSION 10 CFR Parts 2 and 13 [NRC–2020–0032] RIN 3150–AK45 Adjustment of Civil Penalties for Inflation for Fiscal Year 2022 Nuclear Regulatory Commission. ACTION: Final rule. AGENCY: The U.S. Nuclear Regulatory Commission (NRC) is amending its regulations to adjust the maximum civil monetary penalties it can assess under statutes enforced by the agency. These changes are mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015. The NRC is amending its regulations to adjust the maximum civil monetary penalty for a lotter on DSK11XQN23PROD with RULES1 SUMMARY: VerDate Sep<11>2014 16:05 Jan 13, 2022 Jkt 256001 violation of the Atomic Energy Act of 1954, as amended, or any regulation or order issued under the Atomic Energy Act from $307,058 to $326,163 per violation, per day. Additionally, the NRC is amending provisions concerning program fraud civil penalties by adjusting the maximum civil monetary penalty under the Program Fraud Civil Remedies Act from $11,803 to $12,537 for each false claim or statement. DATES: This final rule is effective on January 14, 2022. ADDRESSES: Please refer to Docket ID NRC–2020–0032 when contacting the NRC about the availability of information for this action. You may obtain publicly available information related to this action by any of the following methods: • Federal Rulemaking website: Go to https://www.regulations.gov and search for Docket ID NRC–2020–0032. Address questions about NRC dockets to Dawn Forder; telephone: 301–415–3407; email: Dawn.Forder@nrc.gov. For technical questions, contact the individual listed in the FOR FURTHER INFORMATION CONTACT section of this document. • NRC’s Agencywide Documents Access and Management System (ADAMS): You may obtain publicly available documents online in the ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/ adams.html. To begin the search, select ‘‘Begin Web-based ADAMS Search.’’ For problems with ADAMS, please contact the NRC’s Public Document Room (PDR) reference staff at 1–800–397–4209, 301– 415–4737, or by email to pdr.resource@ nrc.gov. The ADAMS accession number for each document referenced (if it is available in ADAMS) is provided the first time that it is mentioned in the SUPPLEMENTARY INFORMATION section. • NRC’s PDR: You may examine and purchase copies of public documents, by appointment, at the NRC’s PDR, Room P1 B35, One White Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. To make an appointment to visit the PDR, please send an email to PDR.Resource@nrc.gov or call 1–800–397–4209 or 301–415– 4737, between 8:00 a.m. and 4:00 p.m. (ET), Monday through Friday, except Federal holidays. FOR FURTHER INFORMATION CONTACT: Eric Michel, Office of the General Counsel, U.S. Nuclear Regulatory Commission, PO 00000 Frm 00002 Fmt 4700 Sfmt 4700 8,000 Washington, DC 20555–0001, telephone: 301–415–0932; email: Eric.Michel2@ nrc.gov. SUPPLEMENTARY INFORMATION: Table of Contents I. Background II. Discussion III. Rulemaking Procedure IV. Section-by-Section Analysis V. Regulatory Analysis VI. Regulatory Flexibility Act VII. Backfitting and Issue Finality VIII. Plain Writing IX. National Environmental Policy Act X. Paperwork Reduction Act XI. Congressional Review Act I. Background Congress passed the Federal Civil Penalties Inflation Adjustment Act of 1990 (FCPIAA) to allow for regular adjustment for inflation of civil monetary penalties (CMPs), maintain the deterrent effect of such penalties and promote compliance with the law, and improve the collection of CMPs by the Federal government (Pub. L. 101– 410, 104 Stat. 890; 28 U.S.C. 2461 note). Pursuant to this authority, and as amended by the Debt Collection Improvement Act of 1996 (Pub. L. 104– 34, 110 Stat. 1321–373), the NRC increased via rulemaking the CMP amounts for violations of the Atomic Energy Act of 1954, as amended (AEA) (codified at § 2.205 of title 10 of the Code of Federal Regulations (10 CFR), ‘‘Civil penalties’’) and Program Fraud Civil Remedies Act (codified at § 13.3, ‘‘Civil penalties and assessments’’) on four occasions between 1996 and 2008.1 On November 2, 2015, Congress amended the FCPIAA through the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (2015 Improvements Act) (Sec. 701, Pub. L. 114–74, 129 Stat. 599). The 2015 Improvements Act required that the head of each agency perform an initial ‘‘catch-up’’ adjustment via 1 Adjustment of Civil Penalties for Inflation (73 FR 54671; Sept. 23, 2008); Adjustment of Civil Penalties for Inflation (69 FR 62393; Oct. 26, 2004); Adjustment of Civil Penalties for Inflation; Miscellaneous Administrative Changes (65 FR 59270; Oct. 4, 2000); Adjustment of Civil Monetary Penalties for Inflation (61 FR 53554; Oct. 11, 1996). An adjustment was not performed in 2012 because the FCPIAA at the time required agencies to round their CMP amounts to the nearest multiple of $1,000 or $10,000, depending on the size of the CMP amount, and the 2012 percentages based on the statutory formula were small enough that no adjustment resulted. E:\FR\FM\14JAR1.SGM 14JAR1

Agencies

[Federal Register Volume 87, Number 10 (Friday, January 14, 2022)]
[Rules and Regulations]
[Pages 2309-2310]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-00011]



========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 

========================================================================


Federal Register / Vol. 87, No. 10 / Friday, January 14, 2022 / Rules 
and Regulations

[[Page 2309]]



NUCLEAR REGULATORY COMMISSION

10 CFR Part 2

[NRC-2021-0219]


Revision of the NRC Enforcement Policy

AGENCY: Nuclear Regulatory Commission.

ACTION: Revision to policy statement.

-----------------------------------------------------------------------

SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is publishing a 
revision to its Enforcement Policy. This revision addresses the 
requirements of the Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015, which requires Federal agencies to adjust 
their maximum civil monetary penalty amounts annually for inflation.

DATES: This action is effective on January 14, 2022.

ADDRESSES: Please refer to Docket ID NRC-2021-0219 when contacting the 
NRC about the availability of information regarding this document. You 
may obtain publicly available information related to this document 
using any of the following methods:
     Federal Rulemaking website: Go to https://www.regulations.gov and search for Docket ID NRC-2021-0219. Address 
questions about NRC dockets to Dawn Forder; telephone: 301-415-3407; 
email: [email protected]. For technical questions, contact the 
individual listed in the FOR FURTHER INFORMATION CONTACT section of 
this document.
     NRC's Agencywide Documents Access and Management System 
(ADAMS): You may obtain publicly-available documents online in the 
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select Begin Web-based ADAMS Search.'' 
For problems with ADAMS, please contact the NRC's Public Document Room 
(PDR) reference staff at 1-800-397-4209, 301-415-4737, or by email to 
[email protected].
     NRC's PDR: You may examine and purchase copies of public 
documents, by appointment, at the NRC's PDR, Room P1 B35, One White 
Flint North, 11555 Rockville Pike, Rockville, Maryland 20852. To make 
an appointment to visit the PDR, please send an email to 
[email protected] or call 1-800-397-4209 or 301-415-4737, between 
8:00 a.m. and 4:00 p.m. (ET), Monday through Friday, except Federal 
holidays.

FOR FURTHER INFORMATION CONTACT: Susanne Woods, Office of Enforcement, 
U.S. Nuclear Regulatory Commission, Washington, DC 20555-0001, 
telephone: 301-287-9446, email: [email protected].

SUPPLEMENTARY INFORMATION:

I. Discussion

    In 1990, Congress passed the Federal Civil Penalties Inflation 
Adjustment Act of 1990 (FCPIAA) to provide for regular adjustments for 
inflation of civil monetary penalties (CMPs). As amended by the Debt 
Collection Improvement Act of 1996, the FCPIAA required that the head 
of each Federal agency review and, if necessary, adjust by regulation 
the CMPs assessed under statutes enforced by the agency at least once 
every 4 years.
    On November 2, 2015, the President of the United States signed into 
law the Federal Civil Penalties Inflation Adjustment Act Improvements 
Act of 2015 (the 2015 Improvements Act), which further amended the 
FCPIAA and requires Federal agencies to adjust their CMPs annually for 
inflation no later than January 15 of each year. The requirements of 
the 2015 Improvements Act apply to the NRC's maximum CMP amounts for 1) 
a violation of violation of the Atomic Energy Act (AEA) of 1954, as 
amended, or any regulation or order issued under the AEA, codified in 
Sec.  2.205(j) of title 10 of the Code of Federal Regulations (10 CFR), 
``Civil penalties''; and 2) a false claim or statement made under the 
Program Fraud Civil Remedies Act, codified in Sec.  13.3, ``Basis for 
civil penalties and assessments.''
    Pursuant to the 2015 Improvements Act, the NRC published in the 
Rules section of this issue of the Federal Register the revised maximum 
daily base CMP, based on the percentage change in the consumer price 
index between October 2020 and October 2021, and codified in Sec.  
2.205. In connection with this final rule, the NRC is publishing a 
corresponding update to the NRC's Enforcement Policy table of civil 
penalties, specifically, of the monetary amounts found in Section 8.0, 
``Table of Base Civil Penalties,'' items a through e and g. This 
monetary adjustment does not include item f since its monetary value is 
based on the estimated or actual cost of authorized disposal and not on 
the monetary value codified in Sec.  2.205(j).
    Accordingly, the NRC has revised its Enforcement Policy to read as 
follows:

                   8.0--Table of Base Civil Penalties
                                [Table A]
------------------------------------------------------------------------
 
------------------------------------------------------------------------
a. Power reactors, gaseous diffusion uranium enrichment         $320,000
 plants, and high-level waste repository................
b. Fuel fabricators authorized to possess Category I or          160,000
 II quantities of SNM and uranium conversion facilities.
c. All other fuel fabricators, including facilities               80,000
 under construction, authorized to possess Category III
 quantities of SNM, industrial processors, independent
 spent fuel and monitored retrievable storage
 installations, mills, gas centrifuge and laser uranium
 enrichment facilities..................................
d. Test reactors, contractors, waste disposal licensees,          32,000
 industrial radiographers, and other large material
 users..................................................
e. Research reactors, academic, medical, or other small           16,000
 material users.........................................
f. Loss, abandonment, or improper transfer or disposal
 of regulated material, regardless of the use or type of
 licensee:
    1. Sources or devices with a total activity greater           54,000
     than 3.7 x 104 MBq (1 Curie), excluding hydrogen-3
     (tritium)..........................................
    2. Other sources or devices containing the materials          17,000
     and quantities listed in 10 CFR 31.5(c)(13)(i).....
    3. Sources and devices not otherwise described above           7,000

[[Page 2310]]

 
g. Individuals who release safeguards information.......           8,000
------------------------------------------------------------------------

II. Paperwork Reduction Act Statement

    This policy statement does not contain any new or amended 
collection of information subject to the Paperwork Reduction Act of 
1995 (44 U.S.C. 3501 et seq). Existing collections of information were 
approved by the Office of Management and Budget (OMB), approval numbers 
3150-0010 and 3150-0136.

Public Protection Notification

    The NRC may not conduct or sponsor, and a person is not required to 
respond to, a collection of information unless the document requesting 
or requiring the collection displays a currently valid OMB control 
number.

III. Congressional Review Act

    This action is a rule as defined in the Congressional Review Act (5 
U.S.C. 801-808). However, the Office of Management and Budget has 
determined that it is not a ``major rule'' as defined by the 
Congressional Review Act.

    Dated: December 22, 2021.

    For the Nuclear Regulatory Commission.
Daniel H. Dorman,
Executive Director for Operations.
[FR Doc. 2022-00011 Filed 1-13-22; 8:45 am]
BILLING CODE 7590-01-P
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