Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Weapons Testing at Vandenberg Air Force Base, California, 762-776 [2022-00032]
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Federal Register / Vol. 87, No. 4 / Thursday, January 6, 2022 / Notices
the Outer Continental Shelf (OCS–A
0486/0517, OCS–A 0487 and OCS–A
0500) and along potential ECRs to
landfall locations from New York to
Massachusetts from the date of issuance
through September 24, 2022, provided
the previously described mitigation,
monitoring, and reporting requirements
are incorporated. A draft of the
proposed initial IHA and the final initial
IHA can be found at: https://
www.fisheries.noaa.gov/action/
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on our analyses, the proposed Renewal
IHA, and any other aspect of this Notice.
Please include with your comments any
supporting data or literature citations to
help inform our final decision on the
request for MMPA authorization.
Dated: January 3, 2022.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2022–00016 Filed 1–5–22; 8:45 am]
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Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Weapons
Testing at Vandenberg Air Force Base,
California
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorizations; request for
comments on proposed authorizations
and possible renewals.
AGENCY:
NMFS has received a request
from the United States Department of
the Air Force (DAF) for authorization to
take marine mammals incidental to 2
years of activity related to testing of the
Extended Range Cannon Artillery II
(ERCA II) system at Vandenberg Air
Force Base (VAFB), California. Pursuant
to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments
on its proposal to issue two consecutive
one-year incidental harassment
authorizations (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-time, oneyear renewal for each IHA that could be
issued under certain circumstances and
if all requirements are met, as described
in Request for Public Comments at the
end of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision. The
DAF’s activities are considered military
readiness activities pursuant to the
MMPA, as amended by the National
Defense Authorization Act for Fiscal
Year 2004 (2004 NDAA).
DATES: Comments and information must
be received no later than February 7,
2022.
SUMMARY:
Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Written
comments should be submitted via
email to ITP.Pauline@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments, including all
attachments, must not exceed a 25-
ADDRESSES:
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megabyte file size. All comments
received are a part of the public record
and will generally be posted online at
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
The 2004 NDAA (Pub. L. 108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations indicated above and
amended the definition of ‘‘harassment’’
as applied to a ‘‘military readiness
activity.’’ The activity for which
incidental take of marine mammals is
being requested addressed here qualifies
as a military readiness activity. The
definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
FOR FURTHER INFORMATION CONTACT:
National Environmental Policy Act
Robert Pauline, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
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Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
proposed or, if the taking is limited to
harassment, a notice of a proposed
incidental harassment authorization is
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of the takings are set forth.
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To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
IHA) with respect to potential impacts
on the human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (IHAs with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHAs qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On July 15, 2021, NMFS received a
request from the DAF for two
consecutive IHAs to take marine
mammals incidental to ERCA II testing
at VAFB, California. The application
was deemed adequate and complete on
November 19, 2021. The DAF’s request
is for take of California sea lions, Steller
sea lions, harbor seals, and northern
elephant seals by Level B harassment.
Neither the DAF nor NMFS expects
serious injury or mortality to result from
this activity and, therefore, an IHA is
appropriate.
Description of Proposed Activity
Overview
The DAF is proposing to conduct test
activities of the ERCA II system at VAFB
over 2 years and requested the issuance
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763
of two consecutive one-year IHAs. The
ERCA II system is a multi-element,
multi-phase test program of the U.S.
Army’s (Army’s) next-generation
artillery systems. Major components of
the artillery system include the cannon,
gun mount, artillery projectile, and
propelling charges. These components
would be sited at the existing
deactivated Launch Facility (LF)–05 site
on VAFB. The proposed activities
would include testing of ERCA II by
firing non-explosive projectiles over the
Pacific Ocean at distances ranging from
the shoreline to approximately 1,180
miles (mi) (1,900 kilometers (km)) from
the VAFB shoreline onto and beyond
the Point Mugu Sea Range (PMSR). A
total of 77 projectiles are proposed to be
fired over 51 test event days (39 events
in year 1 and 12 events in year 2).
Dates and Duration
The DAF anticipates that testing will
occur over 2 years. The first proposed
IHA would be effective from October 1,
2023 to September 30, 2024, which
would include 39 days of testing
activities, and the second proposed IHA
would be effective from October 1, 2024
to September 30, 2025, which would
include 12 days of testing activities.
Geographic Region
VAFB occupies approximately 99,100
acres (400 square kilometers [km2]) of
central Santa Barbara County, California
(Figure 1), approximately halfway
between San Diego and San Francisco.
The base includes 42 miles (mi.) (68 km)
of coastline with a variety of natural
communities, including beaches, coastal
salt marshes, rocky intertidal, kelp
forests, and hard and soft bottom
substrates. ERCA II would be installed
at LF–05 which is an existing
deactivated launch facility located on
the northern end of VAFB, 4.5 mi. (7.2
km) southeast of Point Sal. The site is
located approximately 400 meters (m)
from the cliffs, beach, and rocky
shoreline. Test activities would require
firing non-explosive projectiles over the
Pacific Ocean with splash-down
locations for the projectiles and
components of the projectiles at
distances ranging from the shoreline to
approximately 1,180 mi (1,900 km) from
the shoreline of VAFB, onto and beyond
the PMSR. The PMSR is 36,000-squaremiles (93,200 km2) in size and is located
adjacent to Los Angeles, Ventura, Santa
Barbara, and San Luis Obispo Counties
along the Pacific Coast of Southern
California. PMSR includes controlled
sea and associated airspace.
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*
Legern:\
D
Launch Facifity (Lf}OS
Mintary h1stallalicm 0
0
20
40
4bMires
20.
E~cAlltl918t'iv02
Figure 1. Vandenberg Air Force Base and Location of LF-05
projectiles would be tested. The
majority would be the Mass Simulant
(Projectile A). Two other projectiles are
the Terminal Flight Body PreProgrammed Maneuver (PPM) Projectile
(Projectile B) and the Boost Demo,
Capture Demo, and Final Demo
projectile (Projectile C). Major
components of the artillery system
include the cannon, gun mount, artillery
projectile, and propelling charges; these
components would be sited at the
existing deactivated LF–05 site on
VAFB. The proposed activities would
include testing ERCA II by firing nonexplosive projectiles over the Pacific
Ocean at distances ranging from the
shoreline to approximately 1,180 mi
(1,900 km) from the shoreline of VAFB
onto and beyond the PMSR.
TABLE 1—ERCA II TEST SCHEDULE
Test event
Test schedule
Projectile
type
Weapon Strength of Design .................................
Pre-Programmed Maneuver .................................
4QCY23 (4th Quarter, Calendar Year 2023) .......
2QCY24 ................................................................
A
A
B
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Number of
tests
35
3
3
Number of
test event
days
30
3
EN06JA22.000
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Detailed Description of Specific Activity
ERCA II testing consists of 77 test
events that would be conducted over 51
days within a 24-month period starting
in the late calendar year 2023 and
continuing into calendar year 2025
(Table 1). In addition to the projectiles,
there are components of the projectiles
that would land in the water at varying
distances from LF–05. Three types of
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Federal Register / Vol. 87, No. 4 / Thursday, January 6, 2022 / Notices
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TABLE 1—ERCA II TEST SCHEDULE—Continued
Test schedule
Projectile
type
Boost Demo ..........................................................
2QCY24 ................................................................
1QCY25 ................................................................
Final Demo ...........................................................
2QCY25 ................................................................
6
6
6
6
6
6
6
Capture Test .........................................................
A
C
A
C
A
C
Total ...............................................................
...............................................................................
....................
77
51
There would be a total of 35 Weapons
Strength of Design (WSD) test events
over the course of 30 test days with a
maximum of two to three mass simulant
(Projectile A) test firings per day. There
would be three PPM test days over a 2week period. For each PPM test day,
there would be one mass simulant
(Projectile A) fired to confirm
instrumentation is working and one
PPM configuration (Projectile B) fired.
Each of the Boost Demo, Capture Test,
and Final Demo test events would
involve 6 days of testing over a 2 week
period. For each test day, there would
be one mass simulant (Projectile A) fired
to confirm instrumentation and one
Boost Demo, Capture Test, or Final
Demo configuration (Projectile C) fired.
In addition to the projectiles, there are
components of the projectiles that
would land in the water. With the
exception of the WSD tests, all other
tests include a ‘‘pusher plate’’ (having
an approximate 12 inches [in.] diameter)
that exits the muzzle along with the rest
of the projectile and will splash down
in the ocean. There is a chance that
during PPM testing, sabot petals (5 in.
x 5 in. x 45 in. and made of either
aluminum or a carbon fiber composite)
that fall from the projectile may fall into
nearshore waters from the shoreline to
approximately 1,150 feet (ft) (350 m)
from shore.
Figure 1–2 through Figure 1–7 in the
Navy’s application (available at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities) show the potential impact or
splash-down areas where the projectile
and component parts for each test event
are likely to fall. The potential splashdown area associated with Projectile A
is mostly within 3 nautical miles (NM)
from shore (Figure 1–2). During the PPM
test (using Projectile B), the splashdown area is defined by the longer range
and estimated dispersal area of the
pusher plate, sabot petals, and the
terminal flight body, which would
splash down at different locations along
the projectile flightpath (Figure 1–3,
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Figure 1–4, and Figure 1–5 in the
application). For the Boost Demo,
Capture Test, and Final Demo (using
Projectile C), the potential splash-down
area associated with the pusher plate is
shown in Figure 1–7 in the application,
and the potential splash-down area for
all other component parts are shown in
Figure 1–6 in the application.
Characteristics of the debris, such as
the size, weight, and composition of
materials associated with each test, will
determine the potential for debris
recovery. The three projectiles and their
physical characteristics are provided in
Table 1–1 in the application.
The weapon would fire all projectiles
due west from the established gun
position on the LF–05 site at VAFB
(Figure 1–8 in the application). No
nighttime tests would be conducted.
The flightpath of the projectiles would
transit within a narrow corridor into the
PMSR (approximately 3 NM from the
VAFB shoreline), with impact sites
ranging from 3 NM offshore through the
extent of the PMSR and beyond (Figure
1–2, Figure 1–3, and Figure 1–6 in the
application). However, only Projectile C,
used in the Final Demo test, would
impact beyond the PMSR, and of the six
Final Demo tests, only two the
projectiles would impact beyond the
PMSR (Figure 1–6 in the application).
The impact site would be monitored as
part of the testing and include video
impact scoring. Off-range DoD assets
would participate in later scheduled test
events and include the Pacific Tracker,
RG–4 Global Hawks or MQ–9 Reapers,
and Wave Gliders.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
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Number of
tests
Number of
test event
days
Test event
6
6
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for
which take is expected and proposed to
be authorized for this action, and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
Endangered Species Act (ESA) and
potential biological removal (PBR),
where known. For taxonomy, we follow
Committee on Taxonomy (2021). PBR is
defined by the MMPA as the maximum
number of animals, not including
natural mortalities, that may be removed
from a marine mammal stock while
allowing that stock to reach or maintain
its optimum sustainable population (as
described in NMFS’s SARs). While no
serious injury or mortality is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. SARs (e.g., Carretta et al.,
2021a). All values presented in Table 2
are the most recent available at the time
of publication and are available in the
2020 U.S. Pacific SARs (Carretta et al.,
2021a) and 2021 draft Pacific and
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Alaska SARs (Carretta et al., 2021b,
Muto et al., 2021) available online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessmentreports.
TABLE 2—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA THAT MAY BE AFFECTED BY THE
PROPOSED ACTIVITIES
Common name
Scientific name
Stock
I
ESA/
MMPA
status;
strategic
(Y/N) 1
I
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
I
I
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
California sea lion ...............
Zalophus californianus ..............
U.S. ...........................................
-, -, N
Steller sea lion ....................
Family Phocidae (earless seals):
Harbor seal .........................
Eumetopias jubatus ..................
Eastern U.S. .............................
-, -, N
Phoca vitulina richardsi .............
California ...................................
-, -, N
Northern Elephant seal .......
Mirounga angustirostris ............
California Breeding ...................
-, -, N
257,606 (n/a, 233,515,
2014).
43,201 (43,201, 2017) ....
30,968 (N/A, 27,348,
2012).
187,386 (N/A, 85,369,
2013).
14,011
>320
2,592
112
1,641
43
5,122
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1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
As indicated above, all four pinniped
species (with four managed stocks) in
Table 2 temporally and spatially cooccur with the activity to the degree that
take is reasonably likely to occur, and
we have proposed authorizing it.
Additional pinniped species and
numerous cetacean species are also
known to inhabit the waters near VAFB.
The Guadalupe fur seal can be expected
to occur in both deeper waters of the
open ocean and coastal waters within
the ERCA II Project Area. Satellite
tracking data from Guadalupe fur seals
tagged at Guadalupe Island have
demonstrated movements into the
offshore waters between 50 and 300 km
from the U.S. West Coast (Norris et al.
2015; Norris 2017b, 2017a; Norris &
Elorriaga-Verplancken 2020). Based on
that data, the seals could occur in both
deeper waters of the open ocean and
coastal waters within the ERCA II
Project Area. However, Guadalupe fur
seals have not been observed at any
VAFB haulout locations (U.S. Air Force
2020; Evans 2020) and are not expected
to be within the area exposed to in-air
noise levels that may cause behavioral
affects. The northern fur seal could
occur in the ERCA II Project Area.
Migrating seals and those along the U.S.
West Coast are typically found over the
edge of the continental shelf and slope
(Kenyon & Wilke 1953; Sterling & Ream
2004; Gentry 2009; Adams et al. 2014).
Northern fur seals have not been
observed at any VAFB haulout location
(National Marine Fisheries Service
2020b) and also are not expected to be
within the area exposed to in-air noise
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levels that may cause behavioral affects.
Given this information take was not
requested by the DAF and is not
proposed by NMFS for Guadalupe fur
seals and Northern fur seals and these
species will not be discussed further.
The in-air noise created by the cannon
firing and the supersonic flight of the
projectile was analyzed by DAF for the
potential transfer of sound energy
through the air-water interface, resulting
in underwater noise that could affect
cetaceans in the Project Area. However,
the potential for in-air noise to have any
effect on at-sea marine mammals is
extremely low. We have reviewed DAF’s
analysis and conclusions, and concur.
Cetaceans spend their entire lives in the
water and spend most of their time (>90
percent for most species) entirely
submerged below the surface. When at
the surface, cetacean bodies are almost
entirely below the water’s surface, with
only the blowhole exposed to allow
breathing. This minimizes in-air noise
exposure, both natural and
anthropogenic, essentially 100 percent
of the time, because their ears are nearly
always below the water’s surface.
Furthermore, due to the elevation of the
LF–05 site approximately 95 ft. above
sea level and the firing angle of the
cannon upward and away from the
water, the majority of the overpressure
from the cannon blast and the sonic
boom generated by the projectile would
strike the water’s surface at angles
greater than 14 degrees, and, therefore,
the majority of in-air acoustic energy
would not be transmitted underwater.
Since the majority of the pressure
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generated by an in-air detonation is
reflected at the water’s surface and
remains in the air, peak pressure levels
from the cannon blast and sonic boom
from the projectile measured
underwater are not likely to result in
sound levels that would exceed marine
mammal harassment thresholds
underwater in the ERCA II Project Area.
The DAF also analyzed the potential
for a projectile or a component of a
projectile to strike a marine mammal in
one of the test-specific splash-down
areas. The main variables used in the
probability estimates include projectile
and component dimensions, number of
projectiles, size of the splash-down area,
marine mammal presence and density
within each splash-down area, season,
and size (length and width) of
representative adult marine mammals.
The results of the probability
calculations presented in Appendix A of
the application show that, with a
reasonably high degree of certainty due
to the conservative assumptions made,
marine mammals are highly unlikely to
be struck by the projectiles or
components from ERCA II testing. Given
this information, the DAF and NMFS
have determined that strikes from
projectiles as well as underwater noise
associated with cannon blasts and sonic
booms would have a discountable effect
on cetaceans in the ERCA II Project
Area.
Biologically Important Areas (BIAs)
include areas of known importance for
reproduction, feeding, or migration, or
areas where small and resident
populations are known to occur (Van
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Parijs, 2015). An interactive map of the
BIAs may be found here: https://
cetsound.noaa.gov/biologicallyimportant-area-map. There are three
BIAs off the West Coast of the
continental United States with the
potential to overlap portions of the
PMSR. These include a designated blue
whale feeding BIA from June to October,
a humpback whale feeding BIA from
April to November, and a gray whale
migratory BIA from January to July and
then from October to December.
However, and as stated previously,
neither strikes from projectiles nor
underwater noise associated with
cannon blasts and sonic booms are
likely to impact these cetacean species
and associated BIAs.
California Sea Lion
The California sea lion occurs in the
eastern north Pacific from Puerto
Vallarta, Mexico, through the Gulf of
California and north along the west
coast of North America to the Gulf of
Alaska (Barlow et al., 2008; DeLong et
al., 2017b; Jefferson et al., 2008).
Typically, during the summer,
California sea lions congregate near
rookery islands and specific open-water
areas. The primary rookeries off the
coast of the United States are on San
Nicolas (SNI), San Miguel, Santa
Barbara, and San Clemente Islands (Le
Boeuf & Bonnell 1980; Lowry et al.,
1992; Carretta et al., 2000; Lowry &
Forney 2005; Lowry et al., 2017).
Haulout sites are also found on Anacapa
Island, Richardson Rock, Santa Catalina
Island, Santa Cruz Island, and Santa
Rosa Island in the Southern California
Bight (Le Boeuf 2002; Lowry et al.,
2017). In the nonbreeding season,
beginning in late summer, adult and
subadult males migrate northward along
the coast of California to Washington
and return south the following spring
(Laake, 2017; Lowry & Forney, 2005).
Females and juveniles also disperse
somewhat but tend to stay in the
Southern California area, although north
and west of the Channel Islands (Lowry
& Forney, 2005; Melin & DeLong, 2000;
Thomas et al., 2010).
California sea lions can also be found
in California open ocean and coastal
waters (Barlow et al., 2008; Jefferson et
al., 2008). Animals are usually found in
waters over the continental shelf and
slope; however, they are also known to
occupy locations far offshore in deep,
oceanic waters, such as Guadalupe
Island and Alijos Rocks off Baja
California (Jefferson et al., 2008; Melin
et al., 2008; Urrutia & Dziendzielewski,
2012; Zavala-Gonzalez & Mellink, 2000).
California sea lions are the most
frequently sighted pinnipeds offshore of
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Southern California during the spring,
and peak abundance is during the May
through August breeding season (Green
et al., 1992; Keiper et al., 2005; Lowry
et al., 2017).
California sea lions haul out at sites
in the southern portion of VAFB, which
are located more than 20 mi. (32 km)
south of LF–05, outside the area that
would be impacted by any proposed
activities. They have not been observed
at any northern VAFB haulout locations,
except for rare individuals affected by
domoic acid poisoning (U.S. Air Force
2020; Evans 2020). In 2019 a significant
die-off of California sea lions, presumed
to be caused by domoic acid toxicity
associated with red tide algal blooms,
was noted—this mortality event
included most of Southern and Central
California and included more than 80
deceased California sea lions observed
on VAFB beaches (U.S. Air Force 2020;
Evans 2020). There is no known
successful breeding of this species on
VAFB. Approximately 3.2 mi. (5.9 km)
north of LF–05 and beyond the VAFB
boundary but within the Project Area,
California sea lions have been observed
at Lion Rock during the three most
recent aerial surveys (2013, 2016, 2017)
performed by NMFS (National Marine
Fisheries Service 2020b).
Steller Sea Lion
Steller sea lions range along the north
Pacific from northern Japan to California
(Perrin et al., 2009), with centers of
abundance and distribution in the Gulf
of Alaska and Aleutian Islands (Muto et
al., 2020). There have also been reports
of Steller sea lions in waters off Mexico
as far south as the various islands off the
port of Manzanillo in Colima, Mexico
(Gallo-Reynoso et al., 2020). The Eastern
U.S. stock (or DPS) of Steller sea lion is
defined as the population occurring east
of 144° W longitude. The locations and
distribution of the Eastern population’s
breeding sites along the U.S. Pacific
coast have shifted northward, with
fewer breeding sites in Southern
California and more sites established in
Washington and Southeast Alaska
(Pitcher et al., 2007; Wiles 2015). San
Miguel Island and Santa Rosa Island
were, in the past, the southernmost
rookeries and haulouts for the Steller
sea lions, but their range contracted
northward in the 20th century, and now
An˜o Nuevo Island off central California
is currently the southernmost rookery.
Steller sea lions pups were known to be
born at San Miguel Island up until 1981
(Pitcher et al., 2007; National Marine
Fisheries Service 2008; Muto et al.,
2020), and so, as the population
continues to increase, it is anticipated
that the Steller sea lions may re-
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767
establish a breeding colony on San
Miguel Island in the future. In the
Channel Islands and vicinity and
despite the species’ general absence
from the area, a consistent but small
number of Steller sea lions (one to two
individuals at a time) have been sighted
in recent years. Approximately one to
two adult and subadult male Steller sea
lions have been seen hauled out at San
Miguel Island each year during the fall
and winter over the last decade, and
adult and subadult males have
occasionally been seen on rocks north of
Northwest Point at San Miguel Island
during the part of the summer in the
past few years (Delong 2019). In 2011,
a vagrant Steller sea lion was observed
hauled out at the Point Loma Space and
Naval Warfare Systems Command
facility in San Diego Bay, and a vagrant
individual was observed in the water at
the entrance channel during the
monitoring of a pile driving project in
2015 (U.S. Department of the Navy
2015). Aerial surveys for pinnipeds in
the Channel Islands from 2011 to 2015
encountered a single Steller sea lion at
SNI in 2013 (Lowry et al., 2017).
Additional sightings have included a
single male that was seen hauled out on
an oil production structure off Long
Beach during the winter of 2015 and
2016, a Steller observed in 2018 hauled
out on a buoy outside Ventura Harbor,
and a lone adult female who gave birth
to and reared a pup on San Miguel
Island in the summer of 2017 (Delong
2019).
In April and May 2012 Steller sea
lions were observed at VAFB which was
the first time this species had been
reported at the Base over the past two
decades. Since 2012, Steller sea lions
have been observed occasionally in
routine monthly surveys, with as many
as 16 individuals recorded. In 2019, up
to four Steller sea lions were observed
on south VAFB during monthly marine
mammal counts (U.S. Air Force 2020),
and none have been observed during
monthly counts in 2020 (U.S. Air Force
In Prep.). Note that these locations are
more than 20 mi. (32 km) south of LF–
05 and are not within an area that
would be impacted by any proposed
activities. While flying to VAFB from
Santa Maria for an unrelated project,
contract biologists observed and
photographed three Steller sea lions at
Lion Rock in October 2017 (Ball 2017).
This offshore rock haulout site is within
an area exposed to in-air noise levels
that may cause behavioral affects to
pinnipeds at that haulout.
Harbor Seal
The harbor seal is one of the most
widely distributed seals, found in nearly
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all temperate coastal waters of the
northern hemisphere (Jefferson et al.,
2008). Harbor seals are generally not
present in the deep waters of the open
ocean. Harbor seals, while primarily
aquatic, also use the coastal terrestrial
environment, where they haul out of the
water periodically. Harbor seals are a
coastal species, rarely found more than
20 km from shore, and frequently
occupying bays, estuaries, and inlets
(Baird, 2001; Harvey & Goley, 2011;
Jefferson et al., 2014)
Ideal harbor seal habitat includes
suitable haulout sites, shelter from high
surf during the breeding periods, and
sufficient food near haulout sites to
sustain the population throughout the
year. Haulout sites vary but include
intertidal and subtidal rock outcrops,
sandbars, sandy beaches, estuaries, and
even peat banks in salt marshes (Burns,
2009; Gilbert & Guldager, 1998; Wilson,
1978). Harbor seals generally haul out in
greatest numbers at low tides and
during the afternoon, when it is usually
warmest. The period from late May to
early June corresponds with the peak
molt season when the maximum
number of harbor seals are onshore
(Lowry et al., 2017).
Harbor seals use haulouts along the
shoreline at VAFB. Most haulout sites
on VAFB are located on south VAFB,
more than 20 mi. (32 km) south of LF–
05 and are not within an area that
would be impacted by any proposed
activities. On north VAFB, there are two
haulout locations near LF–05: Lion’s
Head is 0.45 mi. (0.72 km) northwest
and Little Sal is 2.15 mi. (3.45 km)
northwest from LF–05. The Purisima
Point haulout is 7.43 mi. (11.95 km)
southwest of LF–05 and is located
outside the area that would be impacted
by any proposed activities. During
monthly pinniped counts at haulouts
during 2019, VAFB observed a
maximum of 10 harbor seals at Little Sal
and a maximum of 9 harbor seals at
Lion’s Head (U.S. Air Force 2020). As of
November 2020, a maximum of six
harbor seals have been observed at Little
Sal, and a maximum of four harbor seals
have been observed at Lion’s head
during the 2020 monthly counts (U.S.
Air Force In Prep.).
Northern Elephant Seal
There are two distinct populations of
northern elephant seals: One that breeds
in Baja California, Mexico; and a
population that breeds in California
(Garcia-Aguilar et al., 2018). The
northern elephant seals in the ERCA II
Project Area are from the California
Breeding stock, although elephant seals
from Baja Mexico frequently migrate
through the ERCA II Project Area
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(Aurioles-Gamboa & Camacho-Rios
2007; Carretta et al., 2017; Carretta et al.,
2020). Northern elephant seals spend
little time nearshore and migrate four
times a year as they travel to and from
breeding/pupping and molting areas,
spending more than 80 percent of their
annual cycle at sea (Robinson et al.,
2012; Lowry et al., 2014; Lowry et al.,
2017; Carretta et al., 2020). Peak
abundance in California is during the
January–February breeding season and
during the time when adults return to
molt from April to July (Lowry et al.,
2014; Lowry et al., 2017).
Although northern elephant seals
haul out at south VAFB locations, they
were not observed at north VAFB haul
outs in 2019 (U.S. Air Force 2020) or in
2020 (U.S. Air Force In Prep.) Northern
elephant seal occurrence on VAFB has
become more frequent over the past
decade (U.S. Air Force 2020) and
northern elephant seals may begin to
use areas where they have not
previously been observed. Breeding has
been observed on south VAFB since
2017 (Evans 2020).
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999). To reflect this, Southall et
al., (2007) recommended that marine
mammals be divided into functional
hearing groups based on directly
measured or estimated hearing ranges
on the basis of available behavioral
response data, audiograms derived
using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). A functional group for
pinnipeds exposed to sounds out of
water was established with a hearing
range shown in Table 3. This is based
on behavioral measurements of hearing
for several pinniped species.
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TABLE 3—MARINE MAMMAL FUNCTIONAL
HEARING GROUP FOR
PINNIPEDS (IN AIR) AND ITS GENERALIZED HEARING RANGE
Hearing group
Generalized
hearing
range *
Pinnipeds (in air) ............
75 Hz to 30 kHz
* Southall et al., 2007.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take section, and the Proposed
Mitigation section, to draw conclusions
regarding the likely impacts of these
activities on the reproductive success or
survivorship of individuals and how
those impacts on individuals are likely
to impact marine mammal species or
stocks.
Description of Sound Sources
This section contains a brief technical
background on sound, the
characteristics of certain sound types,
and on metrics used in this proposal
inasmuch as the information is relevant
to the specified activity and to a
discussion of the potential effects of the
specified activity on marine mammals
found later in this document. Sound
travels in waves, the basic components
of which are frequency, wavelength,
velocity, and amplitude. Frequency is
the number of pressure waves that pass
by a reference point per unit of time and
is measured in hertz (Hz) or cycles per
second. Wavelength is the distance
between two peaks or corresponding
points of a sound wave (length of one
cycle). Higher frequency sounds have
shorter wavelengths than lower
frequency sounds, and typically
attenuate (decrease) more rapidly,
except in certain cases in shallower
water. Amplitude is the height of the
sound pressure wave or the ‘‘loudness’’
of a sound and is typically described
using the relative unit of the decibel
(dB). A sound pressure level (SPL) in dB
is described as the ratio between a
measured pressure and a reference
pressure and is a logarithmic unit that
accounts for large variations in
amplitude; therefore, a relatively small
change in dB corresponds to large
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changes in sound pressure. For airborne
sound pressure, the reference amplitude
is usually 20 mPa and is expressed as dB
re 20 mPa. The source level (SL)
represents the SPL referenced at a
distance of 1 m from the source while
the received level is the SPL at the
listener’s position.
Root mean square (rms) is the
quadratic mean sound pressure over the
duration of an impulse. Root mean
square is calculated by squaring all of
the sound amplitudes, averaging the
squares, and then taking the square root
of the average (Urick, 1983). Root mean
square accounts for both positive and
negative values; squaring the pressures
makes all values positive so that they
may be accounted for in the summation
of pressure levels (Hastings and Popper,
2005). This measurement is often used
in the context of discussing behavioral
effects, in part because behavioral
effects, which often result from auditory
cues, may be better expressed through
averaged units than by peak pressures.
Sound exposure level (SEL;
represented as dB re 1 mPa2-s) represents
the total energy contained within a
pulse and considers both intensity and
duration of exposure. Peak sound
pressure (also referred to as zero-to-peak
sound pressure or 0-p) is the maximum
instantaneous sound pressure
measurable in the water at a specified
distance from the source and is
represented in the same units as the rms
sound pressure. Another common
metric is peak-to-peak sound pressure
(pk-pk), which is the algebraic
difference between the peak positive
and peak negative sound pressures.
Peak-to-peak pressure is typically
approximately 6 dB higher than peak
pressure (Southall et al., 2007).
Sounds are often considered to fall
into one of two general types: Pulsed
and non-pulsed (defined in the
following). The distinction between
these two sound types is important
because they have differing potential to
cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in
Southall et al., 2007). Please see
Southall et al., (2007) for an in-depth
discussion of these concepts.
Pulsed sound sources (e.g., cannon
fire, sonic booms, explosions, gunshots,
impact pile driving) produce signals
that are brief (typically considered to be
less than one second), broadband, atonal
transients (ANSI, 1986, 2005; Harris,
1998; NIOSH, 1998; ISO, 2003) and
occur either as isolated events or
repeated in some succession. Pulsed
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
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may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features.
Non-pulsed sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these nonpulsed sounds can be transient signals
of short duration but without the
essential properties of pulses (e.g., rapid
rise time). Examples of non-pulsed
sounds include those produced by
vessels, aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar systems
(such as those used by the U.S. Navy).
The duration of such sounds, as
received at a distance, can be greatly
extended in a highly reverberant
environment. There are no non-pulsed
sounds associated with the ERCA II
Project that could result in harassment
of marine mammals.
The effects of sounds on marine
mammals are dependent on several
factors, including the species, size, and
behavior (feeding, nursing, resting, etc.)
of the animal; the intensity and duration
of the sound; and the sound propagation
properties of the environment. Impacts
to marine species can result from
physiological and behavioral responses
to both the type and strength of the
acoustic signature (Viada et al., 2008).
The type and severity of behavioral
impacts are more difficult to define due
to limited studies addressing the
behavioral effects of sounds on marine
mammals. Potential effects from
impulsive sound sources can range in
severity from effects such as behavioral
disturbance or tactile perception to
physical discomfort, slight injury of the
internal organs and the auditory system,
or mortality (Yelverton et al., 1973).
Masking
Any man-made noise that is strong
enough to be heard has the potential to
reduce (mask) the ability of marine
mammals to hear natural sounds at
similar frequencies, including calls from
conspecifics and environmental sounds
such as surf noise. The infrequent
cannon fire and corresponding sonic
booms, (77 events on 51 days over 2
calendar years) could cause masking,
but it would be expected for no more
than a very small fraction of the time
during any single day. Occasional brief
episodes of masking at VAFB would
have no significant effects on the ability
of pinnipeds to hear one another or to
detect natural environmental sounds
that may be relevant. Due to the
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769
expected sound levels of the activities
proposed and the distance of the
activity from marine mammal habitat,
the effects of sounds from the proposed
activities are unlikely to result in
masking. Therefore, masking is not
discussed further.
Temporary or Permanent Hearing Loss
Very strong sounds have the potential
to cause temporary or permanent
reduction in hearing sensitivity.
Received sound levels must far exceed
the animal’s hearing threshold for there
to be any temporary hearing impairment
or temporary threshold shift (TTS). For
transient sounds, the sound level
necessary to cause TTS is inversely
related to the duration of the sound.
Received levels must be even higher for
there to be risk of permanent hearing
impairment, or permanent threshold
shift (PTS). Although it is possible that
some pinnipeds may incur TTS during
cannon fire and sonic booms from ERCA
II testing, hearing impairment has not
been measured for pinniped species
exposed to these combined sound
sources. Auditory brainstem response
(i.e., hearing assessment using
measurements of electrical responses of
the brain) was used to demonstrate that
harbor seals did not exhibit loss in
hearing sensitivity following launches
of large rockets with sonic booms at
VAFB (Thorson et al., 1999; Thorson et
al., 1998). However, the hearing tests
did not begin until at least 45 minutes
after the launch; therefore, harbor seals
may have incurred TTS which was
undetectable by the time testing was
begun. There was no sign of PTS in any
of the harbor seals tested (Thorson et al.,
1999; Thorson et al., 1998).
In general, if any TTS were to occur
to pinnipeds, it is expected to be mild
and reversible. It is possible that some
artillery fire as measured very close to
the firing location may exceed the
permanent threshold shift (PTS) criteria,
but it is not expected that any pinnipeds
would be close enough to the cannons
to be exposed to sounds strong enough
to cause PTS. Due to the expected sound
levels of the activities proposed and the
distance of the activity from marine
mammal habitat, the effects of sounds
from the proposed activities are unlikely
to result in PTS and therefore, PTS is
not discussed further.
Non-Auditory Physical or Physiological
Effects
If noise-induced stress does occur in
marine mammals, it is expected to occur
primarily in those exposed to chronic or
frequent noise. It is very unlikely that it
would occur in animals, specifically
California sea lions, Steller sea lions,
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harbor seals, and northern elephant
seals, exposed to only a few very brief
cannon fire and accompanying sonic
booms over the course of 2 years. Due
to the expected sound levels of the
activities proposed and the distance of
the activity from marine mammal
habitat, the effects of sounds from the
proposed activities are unlikely to result
in non-auditory physical or
physiological responses and are not
discussed further in this section.
Disturbance Reactions
Cannon fire and sonic booms are
characterized by sudden onset of sound,
moderate to high peak sound levels, and
short sound duration. Disturbance
includes a variety of effects, including
subtle changes in behavior, more
conspicuous changes in activities, and
displacement. Behavioral responses to
sound are highly variable and contextspecific and reactions, if any, depend on
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day, and
many other factors (Richardson et al.,
1995; Southall et al., 2007). Pinnipeds
may be exposed to airborne sounds that
have the potential to result in behavioral
harassment, depending on an animal’s
distance from the cannon fire and sonic
booms. Sound could cause hauled out
pinnipeds to exhibit changes in their
normal behavior, such as temporarily
abandoning their habitat. The onset of
noise can result in temporary, shortterm changes in an animal’s typical
behavior and/or avoidance of the
affected area. These behavioral changes
may include: Reduced/increased vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); visible startle response or
aggressive behavior; avoidance of areas
where sound sources are located; and/
or flight responses (Richardson et al.,
1995).
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2003). Animals are most
likely to habituate to sounds that are
predictable and unvarying. The opposite
process is sensitization, when an
unpleasant experience leads to
subsequent responses, often in the form
of avoidance, at a lower level of
exposure. Behavioral state may affect
the type of response as well. For
example, animals that are resting may
show greater behavioral change in
response to disturbing sound levels than
animals that are highly motivated to
remain in an area for feeding
(Richardson et al., 1995; NRC, 2003;
Wartzok et al., 2003).
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The biological significance of many of
these behavioral disturbances is difficult
to predict, especially if the detected
disturbances appear minor. However,
the consequences of behavioral
modification could potentially be
biologically significant if the change
affects growth, survival, or
reproduction. The onset of behavioral
disturbance from anthropogenic sound
depends on both external factors
(characteristics of sound sources and
their paths) and the specific
characteristics of the receiving animals
(hearing, motivation, experience,
demography) and is difficult to predict
(Southall et al., 2007).
While there are no data on pinniped
behavioral impacts associated with
cannon fire and sonic booms, the results
from studies at beaches exposed to
acoustic disturbance arising from
missile launches and associated sonic
booms at VAFB and SNI are highly
variable (Holst et al. 2005, Ugoretz and
Greene Jr. 2012). The DAF has also
monitored pinniped responses to rocket
launches at the Northern Channel
Islands (NCI) during numerous launches
over the past two decades. Monitoring
data has consistently shown that
reactions among pinnipeds to sonic
booms vary between species, with
harbor seals typically responding at the
highest rates, followed by California sea
lions, with northern elephant seals
generally being much less responsive.
Because Steller sea lions occur in the
project area relatively infrequently, no
data has been recorded on their
reactions to sonic booms. Northern
elephant seals generally exhibit no
reaction at all, except perhaps a headsup response or some stirring, especially
if sea lions in the same area or mingled
with the elephant seals react strongly to
the boom. Post-launch monitoring
generally reveals a return to normal
patterns within minutes or up to an
hour or two of each launch, regardless
of species.
Responsiveness also varies with time
of year and age class, with juvenile
pinnipeds being more likely to react by
leaving the haulout site. The probability
and type of behavioral response will
also depend on the season, the group
composition of the pinnipeds, and the
type of activity in which they are
engaged. For example, in some cases,
harbor seals have been found to be more
responsive during the pupping/breeding
season (Holst et al., 2005a; Holst et al.,
2008) while in others, mothers and pups
seem to react less to launches than lone
individuals (Ugoretz and Greene Jr.
2012), and California sea lions seem to
be consistently less responsive during
the pupping season (Holst et al., 2010;
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Holst et al., 2005a; Holst et al., 2008;
Holst et al., 2011; Holst et al., 2005b;
Ugoretz and Greene Jr. 2012). Though
pup abandonment could theoretically
result from these reactions, site-specific
monitoring data indicate that pup
abandonment is not likely to occur as a
result of the specified activity because it
has not been previously observed. While
the reactions are variable, and can
involve abrupt movements by some
individuals, biological impacts of these
responses appear to be limited.
Anticipated Effects on Marine Mammal
Habitat
Impacts on marine mammal habitat
are part of the consideration in making
a finding of negligible impact on the
species and stocks of marine mammals.
Habitat includes, but is not necessarily
limited to, rookeries, mating grounds,
feeding areas, and areas of similar
significance. We do not anticipate that
the proposed activities would result in
any temporary or permanent effects on
the habitats used by the marine
mammals in the proposed area,
including the food sources they use (i.e.,
fish and invertebrates) since underwater
sound levels are low. These low
underwater sound levels are not
expected to cause any impacts to prey
species, including physical injury,
behavioral disturbance, or survivability.
Therefore, it is not expected that the test
activities would impact feeding success
of pinnipeds.
While it is anticipated that the
proposed activity may result in marine
mammals avoiding certain haulout areas
in close proximity to LF–05 due to
temporary ensonification of out-of-water
habitat, this impact to habitat is
temporary and reversible and was
considered in further detail earlier in
this document, as behavioral
modification. No impacts are
anticipated to prey species and in-water
habitat frequented by pinnipeds. The
main impact associated with the
proposed activity will be temporarily
elevated in-air noise levels and the
associated direct effects on marine
mammals, previously discussed in this
notice.
Debris projectiles or materials
associated with firing the projectiles are
not expected to impact beaches. The
DAF would recover all debris found on
land in the vicinity of pinniped haulout
sites. Dense debris falling into the water
farther offshore, including the
projectiles, would sink quickly to the
seafloor in deep waters and would not
be recovered. Debris would be
distributed within the predicted splashdown areas rather than concentrated in
a single location, and it is unlikely that
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marine mammals would encounter the
debris in the water column or in the
benthic environment. None of the
debris, which is primarily composed of
metal, would negatively affect benthic
habitat.
Overall, the proposed test activities
are not expected to cause significant
impacts or have permanent, adverse
effects on pinniped habitats or on their
foraging habitats and prey.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform NMFS’ negligible
impact analysis and determination.
Harassment is the only type of take
expected to result from these activities.
For this military readiness activity, the
MMPA defines ‘‘harassment’’ as (i) Any
act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) Any act that
disturbs or is likely to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of natural
behavioral patterns, including, but not
limited to, migration, surfacing, nursing,
breeding, feeding, or sheltering, to a
point where the behavioral patterns are
abandoned or significantly altered
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to airborne sounds from
cannon fire and sonic booms. Based on
the nature of the activity, Level A
harassment and Level B harassment in
the form of TTS are neither anticipated
nor proposed to be authorized.
As described previously, no mortality
is anticipated or proposed to be
authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area that
will be ensonified above these levels in
a day; (3) the density or occurrence of
marine mammals within these
ensonified areas; and, (4) the number of
days of activities. We note that while
these basic factors can contribute to a
basic calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimate.
Acoustic Thresholds
Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. Generally, for in-air sounds,
NMFS predicts that harbor seals
exposed above received levels of 90 dB
re 20 mPa (rms) will be behaviorally
harassed, and other pinnipeds will be
harassed when exposed above 100 dB re
20 mPa (rms). However, more recent data
suggest that pinnipeds will be harassed
when exposure is above 100 dB SEL
(unweighted) (Criteria and Thresholds
for U.S. Navy Acoustic and Explosive
Effects Analysis (Phase III) Technical
Report (U.S. Department of the Navy,
2017)) as shown in Table 4. NMFS
helped develop the Phase III criteria and
previously used this threshold for the
SNI, PMSR incidental harassment
authorization (84 FR 28,462; June 19,
2019). Therefore, NMFS is using 100 dB
re 20 mPa2s SEL (unweighted) here.
TABLE 4—BEHAVIORAL THRESHOLD
FOR IMPULSIVE SOUND FOR PINNIPEDS
Species
All pinniped species
(in-air).
Level B harassment
by behavior disturbance threshold
100 dB re 20 μPa2s
SEL (unweighted).
Each time the ERCA II cannon is fired
it would generate blast noise from the
cannon firing and a nearly simultaneous
sonic boom from the projectile as it
travels along its flight path. The blast
noise can be described as an
overpressure, and would be highest in
the immediate vicinity of the cannon
and dissipate with distance from the
LF–05 site. Peak sound pressure level
(SPL) from the blast is predicted to
reach 159 decibels related to 20
micropascals dB (re 20 mPa) on the
beach due west of the LF–05 site (See
Figure 6–1 in application). As the sound
propagates farther offshore and away
from the cannon, the peak SPL
decreases, such that SPL would be less
than 140 dB approximately 1 km west
of the LF–05 site and less than 135 dB
2 km west of the site. The projectile
generates a sonic boom, another highenergy impulsive sound or
overpressure. The sound from the
cannon fire and blast and the sonic
boom would reach the beach nearly
simultaneously, and the two sounds
would be indistinguishable to pinnipeds
on the beach or just offshore.
TABLE 5—TTS/PTS IN-AIR THRESHOLDS FOR PINNIPEDS IN-AIR
Impulsive
Group
TTS threshold
SEL
(weighted)
TTS threshold
Peak SPL
(unweighted)
PTS threshold
SEL
(weighted)
PTS threshold
Peak SPL
(unweighted)
146
123
170
155
161
138
176
161
TKELLEY on DSK125TN23PROD with NOTICE
All other Pinnipeds ...........................................................................................
Harbor seals ....................................................................................................
Modeling predicts that the SPL from
the sonic boom would reach 21 pounds
per square foot (psf) (equivalent to 153.6
dB re 20 mPa) on the beach due west of
the LF–05 site (Figure 6–2). Assuming
that the sound from the two acoustic
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events, the blast from the cannon and
the sonic boom from by the projectile,
arrives on the beach at the same time,
the sound experienced by a pinniped on
the beach would be more intense than
would be experienced from either
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source independently. Because SPLs are
expressed in decibels, which is based on
a logarithmic scale, the SPLs cannot
simply be summed. Instead, the SPLs
must first be converted from decibels to
units of Pascals (Pa) before they are
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summed, and then the total SPL can be
converted back to decibels for
comparison with the marine mammal
thresholds. The formula used to
calculate the total SPL is dependent on
the square of the SPLs divided by a
reference pressure (e.g., 20 dB mPa),
making the summation less intuitive.
TKELLEY on DSK125TN23PROD with NOTICE
Total SPLds - 10 * log 10
The in-air SPL generated by the
combined cannon blast and sonic boom
(160.1 dB re 20 mPa) is likely only to
exceed the TTS threshold (155 dB re 20
mPa) shown in Table 5 onshore directly
west of LF–05, between the site and the
shoreline. The 155 dB re 20 mPa
threshold only applies to harbor seals.
The TTS threshold for all other
pinnipeds is 170 dB re 20 mPa as shown
in Table 5 which is well above
calculated in-air sound levels. This area
consists of approximately 0.15 km of
rocky shoreline and 0.20 km of narrow
sandy beach, with an approximate
maximum of 150 feet of dry sand at low
tides, comprising the northern tip of
Minuteman Beach. Three pinniped
species (California sea lion, northern
elephant seal, and Pacific harbor seal)
could potentially utilize this location.
However, observations of live pinnipeds
on Minuteman Beach are very
infrequent and have been limited to
only California sea lions, and appear
coincident with elevated concentrations
of domoic acid (red tide) in nearshore
waters (Evans 2020). Harbor seals have
never been observed at this location.
Because of their rare occurrence on
Minuteman Beach and the lack of
documented use of the coastal strand
area between LF–05 and Minuteman
Beach, it is very unlikely that any
marine mammals, including harbor
seals, would be present in that portion
of the Project Area. In summary, and
based on this analysis, TTS effects
would be very unlikely for harbor seals
and discountable for all other pinniped
species. In addition, no PTS or other
direct injury to pinnipeds is anticipated
from in-air noise caused by ERCA II
testing activities.
The nearest pinniped haulout from
LF–05 is Lion’s Head, which is
approximately 0.5 km distant and is
used by harbor seals. California sea
lions could also use this location but
have not been observed in the past 6
years of monthly counts performed by
the DAF (U.S. Air Force 2020; Evans
2020). The maximum in-air SPL
received at Lion’s Head from the cannon
blast is predicted to be 148 dB re 20 mPa
(See Figure 6–1 in application), and the
SPL from the sonic boom is predicted to
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2
( (::)
+ (::) ')
be 8.5 psf (146.2 dB re 20 mPa; Figure
6–2 in application). The combined SPL
received on the beach at Lion’s Head,
assuming noise from both sources
arrived simultaneously, would be 150.2
dB re 20 mPa (calculated as described in
the previous section). This total SPL is
less than the TTS threshold for all
pinniped hearing groups.
Marine Mammal Occurrence and Take
Estimation
To conservatively estimate the
number of pinnipeds that would
potentially be exposed to noise levels
above the Level B harassment
behavioral threshold during test events,
the analysis considered the maximum
number of pinnipeds observed at
haulouts within the predicted 100 dB re
20 mPa2sec or greater SEL. The furthest
haulout within this area is Lion Rock,
predicted to receive an SEL of 130 dB
re 20 mPa2sec, which exceeds the 100 dB
re 20 mPa2sec threshold for behavioral
reactions (Figure 6–3 in application).
Therefore, pinnipeds observed at the
Lion Rock haulout were included to
estimate the numbers of pinnipeds
exposed during each test event day.
During the WSD test event, the cannon
will be fired multiple times per day.
Because the analysis assumes all
hauled-out pinnipeds would react to the
initial noise by either an alert reaction,
reorienting their position on land, or
leaving the haulout and returning to the
water, multiple cannon blasts in
succession would result in only one
take for each individual on a given day.
A total of 35 tests would occur during
the WSD test event which uses only
Projectile A. Ten tests would occur
during the weeks 1 and 2 and the
remaining 25 tests would occur over the
course of 13 test days during weeks 3
through 5. For the PPM test event one
Projectile A and one Projectile B would
be fired on each of 3 days during a 2week period. Similarly, for each of the
Boost Demo, Capture Test, and Final
Demo test events, one Projectile A and
one Projectile C would be fired on each
of 6 test days over a 2-week period. Over
the entire testing period (from calendar
year 2023 through 2025) there would be
a total of 51 days when test events
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Using the equation below, where p1 =
1,782.5 Pa (equivalent to 159 dB) and p2
= 957.6 Pa (equivalent to 153.6 dB), the
total SPL is 160.1 dB re 20 mPa.
would produce in-air noise at levels that
could potentially result in take of
pinnipeds by Level B harassment.
Estimated take of California sea lions
by Level B harassment was calculated
by taking the highest number of
individuals (n=883) observed on a
single day during the three most recent
aerial surveys (2013, 2016, 2017) of Lion
Rock multiplied by the number of days
(39 for year 1 and 12 for year 2) over
which each test event would occur.
Surveys were performed by NMFS
(NMFS 2020b). The total number of
exposures to in-air noise from the
proposed testing would result in an
estimated 34,437 takes by Level B
harassment during Year 1 and 10,596
takes by Level B harassment during Year
2 (Table 6, Table 7). Therefore the DAF
requested, and NMFS proposes to
authorize, this amount of Level B
harassment by behavioral disruption for
the Year 1 and Year 2 IHAs,
respectively.
The DAF estimated take by Level B
harassment by assuming that the
number of Steller sea lions (n=3)
observed once at Lion Rock in October
2017 could occur during each day of
testing. The total number of exposures
to in-air noise from the proposed testing
would result in an estimated 117 takes
by Level B harassment in Year 1 and 36
takes by Level B harassment in Year 2.
The DAF requested and NMFS proposes
to authorize 117 takes during Year 1 and
36 takes during Year 2 by Level B
harassment from behavioral disruption,
as shown in Table 6 and Table 7.
Take of harbor seals was calculated by
taking the highest number observed
hauled out at Little Sal (n=10) and
Lion’s Head (n=9) during monthly
counts in 2019 and 2020 (U.S. Air Force
2020, In Prep.), resulting in a total of 19
harbor seals for each test event. This
resulted in an estimate of 741 takes in
Year 1 and 228 takes in Year 2 by Level
B harassment. Therefore, the DAF
requested and NMFS proposes to
authorize 741 takes during Year 1 and
228 takes during Year 2 by Level B
harassment from behavioral disruption
(Table 6, Table 7).
Northern elephant seals have not been
observed hauled out at any locations
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within the project area in which Level
B harassment could occur. However,
overall numbers have been increasing
on VAFB over the past decade (U.S. Air
Force 2020), and it is possible that
northern elephant seals may begin to
occupy areas where they have not
previously been observed. The DAF,
therefore, conservatively assumed that
one northern elephant seal may be
exposed to in-air noise resulting in
behavioral disturbance during each test
event. Therefore, NMFS proposes to
authorize 39 takes during Year 1 and 12
takes during Year 2 by Level B
harassment from behavioral disruption
(Table 6, Table 7).
TABLE 6—ESTIMATED TAKES BY LEVEL B HARASSMENT BY TEST EVENT AND TEST SCHEDULE
Test dates
IHA Year 1
(4QCY23–2QCY24)
Test event
WSD
PPM
IHA Year 2
(1QCY25–2QCY25)
Boost demo
Capture test
Final demo
California sea lion ................................................................
Steller sea lion .....................................................................
Harbor seal ..........................................................................
Northern elephant seal ........................................................
26,490
90
570
30
2,649
9
57
3
5,298
18
114
6
5,298
18
114
6
5,298
18
114
6
All ..................................................................................
27,180
2,718
5,436
5,436
5,436
TABLE 7—LEVEL B HARASSMENT TAKE ESTIMATES BY YEAR
Estimated
number of
Level B
harassment
events
Year 1
Species
California Sea lion ...................................................................................................................................................
Steller sea lion .........................................................................................................................................................
Harbor seal ..............................................................................................................................................................
Northern elephant seal ............................................................................................................................................
TKELLEY on DSK125TN23PROD with NOTICE
Proposed Mitigation
In order to issue an IHA under section
101(a)(5)(D) of the MMPA, NMFS must
set forth the permissible methods of
taking pursuant to the activity, and
other means of effecting the least
practicable impact on the species or
stock and its habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance, and on
the availability of the species or stock
for taking for certain subsistence uses
(latter not applicable for this action).
NMFS regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)). The NDAA for FY 2004
amended the MMPA as it relates to
military readiness activities and the
incidental take authorization process
such that ‘‘least practicable impact’’
shall include consideration of personnel
safety, practicality of implementation,
and impact on the effectiveness of the
military readiness activity.
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
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species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) and the
likelihood of effective implementation
(probability implemented as planned);
and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
The DAF must employ PSOs at
established monitoring locations as
described in the Proposed Monitoring
and Reporting section. PSOs must
monitor the project area to the
maximum extent possible based on the
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34,437
117
741
39
Estimated
number of
Level B
harassment
events
Year 2
10,596
36
228
12
required number of PSOs, required
monitoring locations, and
environmental conditions.
The DAF, when practicable, would
perform ERCA II test activities when
tides are greater than 1.0 foot (0.3 m).
This is when haulouts tend to be
unoccupied by pinnipeds and would
reduce the number of exposures.
To prevent unauthorized take of
marine mammals, test activities must be
halted upon observation of either a
species for which incidental take is not
authorized or a species for which
incidental take has been authorized but
the authorized number of takes has been
met.
Based on our evaluation of the
applicant’s proposed measures, NMFS
has preliminarily determined that the
proposed mitigation measures provide
the means effecting the least practicable
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
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TKELLEY on DSK125TN23PROD with NOTICE
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and the level of taking or
impacts on populations of marine
mammals that are expected to be
present while conducting the activities.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
Visual Monitoring and Recording
Protected Species Observers (PSOs)
would commence monitoring at Lion’s
Head, Little Sal, northern end of
Minuteman Beach (beach between
Minuteman Beach parking area and LF–
05), and Lion Rock at least 72 hours
prior to ERCA II test events and
continue until at least 48 hours after
each event. PSO’s would be stationed at
locations offering the best possible view
of individual haulout sites. During each
daily monitoring effort, surveys (counts
with binoculars and spotting scopes, if
necessary) would be conducted hourly
for 6 hours (6 counts per day) centered
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around the late morning or afternoon
low tides as much as possible. Monitors
will record species; number of animals
hauled out; general behavior; presence
of pups; age class; and gender.
Environmental conditions will also be
monitored including tide, wind speed,
air temperature, and swell.
PSOs cannot be present to survey
Little Sal and Lion’s Head when live
cannon fire is underway for safety
purposes, therefore, video recording of
pinnipeds would be conducted during
live fire testing in order to record any
reaction to the blast noise and sonic
boom. Lion Rock is approximately 0.25
mi (0.4 km) from the closest observation
location and only half of the offshore
rock is visible from land so it may be
monitored via drone rather than
traditional survey methods (spotting
scopes and binoculars). The DAF would
prefer to use a drone so that the entire
rock can be observed. However, if DAF
is unable to secure necessary permits,
protected species observers (PSOs)
would use a spotting scope to observe
reactions during test events as an
alternative.
activities at any time during the period
covered by these IHAs, this will be
reported to NMFS and the West Coast
Stranding Coordinator. The report must
include the following information:
1. Time and date of the incident;
2. Description of the incident;
3. Environmental conditions (e.g.,
wind speed and direction, cloud cover,
and visibility);
4. Description of all marine mammal
observations and active sound source
use in the 24 hours preceding the
incident;
5. Species identification or
description of the animal(s) involved;
6. Fate of the animal(s); and
7. Photographs or video footage of the
animal(s).
Testing activities must not resume
until NMFS is able to review the
circumstances of the prohibited take. If
it is determined that the unauthorized
take was caused by ERCA II activities,
NMFS will work with the Holder to
determine what measures are necessary
to minimize the likelihood of further
prohibited take and ensure MMPA
compliance. The DAF may not resume
their activities until notified by NMFS.
Reporting
Technical reports will be submitted to
the NMFS’ Office of Protected Resources
within 90 days from the date that each
IHA expires. This report will provide
full documentation of methods, results,
and interpretation pertaining to ERCA II
testing activities covered under these
proposed IHAs.
The DAF will submit reports that
include:
• Summary of test activities (dates
and times);
• Summary of mitigation and
monitoring measures implemented;
• Number, species, and any other
relevant information regarding marine
mammals observed and estimated
exposed/taken during activities;
• Description of the observed
behaviors (in both presence and absence
of test activities);
• Environmental conditions when
observations were made including
visibility, air temperature, clouds, wind
speed and direction, tides, and swell
height and direction; and
• Assessment of the implementation
and effectiveness of mitigation and
monitoring measures.
If a dead or seriously injured
pinniped is found during post-firing
monitoring, the incident must be
reported to the NMFS Office of
Protected Resources and NMFS West
Coast Regional Stranding Coordinator
immediately. In the unanticipated event
that any cases of pinniped mortality are
judged to result from ERCA II testing
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
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of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the discussion of
our analyses applies to all the species
listed in Table 6, given that the
anticipated effects of this activity on
these different marine mammal species
are expected to be similar. Activities
associated with the proposed activities,
as outlined previously, have the
potential to disturb or displace marine
mammals.
The specified activities may result in
take, in the form of Level B harassment
(behavioral disturbance) only, from
airborne sounds associated with ERCA
II cannon fire and accompanying sonic
booms. Based on the best available
information, including monitoring
reports from similar activities (i.e.,
missile launches and sonic booms) at
VAFB and nearby launch facilities,
behavioral responses will likely be
limited to reactions such as alerting to
the noise, with some animals possibly
moving toward or entering the water,
depending on the species and the
intensity of the cannon fire and sonic
booms. Repeated exposures of
individuals to levels of sound that may
cause Level B harassment are unlikely
to result in TTS or PTS. Thresholds for
PTS are higher than modeled sound
levels across the entirety of the Project
Area, and thresholds would not be
exceeded or significantly disrupt
foraging behavior. Thus, even repeated
instances of Level B harassment of some
small subset of an overall stock is
unlikely to result in any significant
realized decrease in fitness to those
individuals, and thus would not result
in any adverse impact to the stock as a
whole.
If a marine mammal responds to a
stimulus by changing its behavior (e.g.,
through relatively minor changes in
locomotion direction/speed), the
response may or may not constitute
taking at the individual level, and is
unlikely to affect the stock or the
species as a whole. However, if a sound
source displaces marine mammals from
an important feeding or breeding area
for a prolonged period, impacts on
animals or on the stock or species could
potentially be significant (e.g., Lusseau
and Bejder, 2007; Weilgart, 2007).
Flushing of pinnipeds into the water has
the potential to result in mother-pup
separation, or could result in a
stampede, either of which could
potentially result in serious injury or
mortality. However, even in the
instances of pinnipeds being
behaviorally disturbed by cannon fire
and associated sonic booms at VAFB
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and nearby launch facilities no evidence
has been presented of abnormal
behavior, injuries or mortalities, or pup
abandonment as a result of sonic booms.
These findings came as a result of more
than two decades of surveys at VAFB.
Post missile-launch monitoring
generally reveals a return to normal
behavioral patterns within minutes up
to an hour or two of each launch,
regardless of species (SAIC 2012).
Therefore, in-air sound associated with
canon firing and associated sonic booms
is not expected to impact reproductive
rates or population levels of affected
species.
We do not anticipate that the
proposed activities would result in any
temporary or permanent effects on the
habitats used by the marine mammals in
the proposed area, including the food
sources they use (i.e., fish and
invertebrates) since underwater sound
levels would not affect prey species.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect the
species or stocks through effects on
annual rates of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• No impacts to cetaceans are
anticipated;
• No impacts in the form of TTS or
PTS are expected or authorized;
• The anticipated incidences of Level
B harassment are expected to consist of,
at worst, temporary modifications in
behavior (i.e., short distance movements
and occasional flushing into the water),
which are not expected to adversely
affect the fitness of any individuals or
populations;
• The proposed activities are
expected to result in no long-term
changes in the use by pinnipeds of
haulouts in the project area, based on
over 20 years of monitoring data;
• No impacts to marine mammal
habitat/prey are expected; and
• The expected efficacy of planned
mitigation measures in reducing the
effects of the specified activity to the
level of least practicable adverse impact.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that for both the Year 1 IHA and the
Year 2 IHA the total marine mammal
take from the proposed activity will
have a negligible impact on all affected
marine mammal species or stocks.
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775
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA; 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally
whenever we propose to authorize take
for endangered or threatened species.
No incidental take of ESA-listed
species is proposed for authorization or
expected to result from this activity.
Therefore, NMFS has determined that
formal consultation under section 7 of
the ESA is not required for this action.
Proposed Authorizations
As a result of these preliminary
determinations, NMFS proposes to issue
two distinct and consecutive one-year
IHAs to the Department of the Air Force
for conducting Extended Range Cannon
Artillery II testing at Vandenberg Air
Force Base, California from October 1,
2023 to September 30, 2024 (Year 1) and
from October 1, 2024 to September 30,
2025 (Year 2) provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Drafts of the proposed IHAs can be
found at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses,
the proposed authorizations, and any
other aspect of this notice of proposed
IHAs for the proposed ERCA II testing.
We also request at this time comment on
the potential renewal of these proposed
IHAs as described in the paragraph
below. Please include with your
comments any supporting data or
literature citations to help inform
decisions on the request for these IHAs
or subsequent Renewal IHAs.
On a case-by-case basis, NMFS may
issue a one-time, 1 year Renewal IHA
following notice to the public providing
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an additional 15 days for public
comments when (1) up to another year
of identical or nearly identical activities
as described in the Description of
Proposed Activities section of this
notice is planned or (2) the activities as
described in the Description of
Proposed Activities section of this
notice would not be completed by the
time the IHA expires and a renewal
would allow for completion of the
activities beyond that described in the
Dates and Duration section of this
notice, provided all of the following
conditions are met:
(1) A request for renewal is received
no later than 60 days prior to the needed
Renewal IHA effective date (recognizing
that the Renewal IHA expiration date
cannot extend beyond one year from
expiration of the initial IHA).
(2) The request for renewal must
include the following:
• An explanation that the activities to
be conducted under the requested
Renewal IHA are identical to the
activities analyzed under the initial
IHA, are a subset of the activities, or
include changes so minor (e.g.,
reduction in pile size) that the changes
do not affect the previous analyses,
mitigation and monitoring
requirements, or take estimates (with
the exception of reducing the type or
amount of take).
• A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
(3) Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: January 3, 2022.
Kimberly Damon-Randall,
Director, Office of Protected Resources,
National Marine Fisheries Service.
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XB697]
Pacific Fishery Management Council;
Public Meeting
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of public meeting.
AGENCY:
The Pacific Fishery
Management Council’s (Pacific Council)
Groundfish Subcommittee of the
Scientific and Statistical Committee
(SSC) will hold an online meeting to
review the 2021 groundfish stock
assessment process and discuss process
improvements for the next stock
assessment cycle.
DATES: The online meeting will be held
Tuesday, January 25, 2022, from 12:30
p.m. to 5:30 p.m., Pacific Standard Time
(PST) or until business for the day is
completed.
SUMMARY:
This meeting will be held
online. Specific meeting information,
including directions on how to join the
meeting and system requirements will
be provided in the meeting
announcement on the Pacific Council’s
website (see www.pcouncil.org). You
may send an email to Mr. Kris
Kleinschmidt (kris.kleinschmidt@
noaa.gov) or contact him at (503) 820–
2412 for technical assistance.
Council address: Pacific Fishery
Management Council, 7700 NE
Ambassador Place, Suite 101, Portland,
OR 97220–1384.
FOR FURTHER INFORMATION CONTACT: John
DeVore, Staff Officer, Pacific Council;
telephone: (503) 820–2413.
SUPPLEMENTARY INFORMATION:
Participants in the Pacific Council’s
2021 groundfish stock assessment
process will hold a meeting via webinar
to review and evaluate the 2021 stock
assessment review (STAR) process. The
goal of the webinar is to solicit process
improvements to recommend for future
groundfish stock assessments and STAR
panel reviews. Process
recommendations will be provided to
the Pacific Council at their March 2022
meeting.
Although non-emergency issues not
contained in the meeting agenda may be
discussed, those issues may not be the
subject of formal action during this
meeting. Action will be restricted to
those issues specifically listed in this
document and any issues arising after
publication of this document that
ADDRESSES:
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require emergency action under section
305(c) of the Magnuson-Stevens Fishery
Conservation and Management Act,
provided the public has been notified of
the intent to take final action to address
the emergency.
Special Accommodations
Requests for sign language
interpretation or other auxiliary aids
should be directed to Mr. Kris
Kleinschmidt (kris.kleinschmidt@
noaa.gov; (503) 820–2412) at least 10
days prior to the meeting date.
Authority: 16 U.S.C. 1801 et seq.
Dated: January 3, 2022.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2022–00040 Filed 1–5–22; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
Patent and Trademark Office
[Docket No. PTO–P–2021–0033]
Deferred Subject Matter Eligibility
Response Pilot Program
United States Patent and
Trademark Office, Department of
Commerce.
ACTION: Notice.
AGENCY:
The United States Patent and
Trademark Office (USPTO or Office) is
implementing a pilot program to
evaluate the effects of permitting
applicants to defer responding to subject
matter eligibility (SME) rejections in
certain patent applications. Under this
pilot program, applicants may receive
invitations to participate if their
applications meet the criteria for the
program as specified in this notice,
including a criterion that the claims in
the application necessitate rejections on
SME and other patentability-related
grounds. An applicant who accepts the
invitation to participate in this pilot
program must still file a reply to every
Office action mailed in the application,
but is permitted to defer responding to
SME rejections until the earlier of final
disposition of the application, or the
withdrawal or obviation of all other
outstanding rejections. This notice
outlines the conditions, eligibility
requirements, and guidelines of the
pilot program.
DATES: Comments must be received by
March 7, 2022 to ensure consideration.
Pilot Duration: Invitations to
participate in the Deferred Subject
Matter Eligibility Response (DSMER)
Pilot Program will be mailed during the
SUMMARY:
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Agencies
[Federal Register Volume 87, Number 4 (Thursday, January 6, 2022)]
[Notices]
[Pages 762-776]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2022-00032]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XB619]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Weapons Testing at Vandenberg Air
Force Base, California
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorizations; request
for comments on proposed authorizations and possible renewals.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the United States Department
of the Air Force (DAF) for authorization to take marine mammals
incidental to 2 years of activity related to testing of the Extended
Range Cannon Artillery II (ERCA II) system at Vandenberg Air Force Base
(VAFB), California. Pursuant to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to issue two
consecutive one-year incidental harassment authorizations (IHA) to
incidentally take marine mammals during the specified activities. NMFS
is also requesting comments on a possible one-time, one-year renewal
for each IHA that could be issued under certain circumstances and if
all requirements are met, as described in Request for Public Comments
at the end of this notice. NMFS will consider public comments prior to
making any final decision on the issuance of the requested MMPA
authorizations and agency responses will be summarized in the final
notice of our decision. The DAF's activities are considered military
readiness activities pursuant to the MMPA, as amended by the National
Defense Authorization Act for Fiscal Year 2004 (2004 NDAA).
DATES: Comments and information must be received no later than February
7, 2022.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Written comments should be submitted
via email to [email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments, including all attachments, must
not exceed a 25-
[[Page 763]]
megabyte file size. All comments received are a part of the public
record and will generally be posted online at www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying information (e.g., name,
address) voluntarily submitted by the commenter may be publicly
accessible. Do not submit confidential business information or
otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Robert Pauline, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are proposed or, if the taking is limited to harassment, a notice of a
proposed incidental harassment authorization is provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of the takings are set forth.
The 2004 NDAA (Pub. L. 108-136) removed the ``small numbers'' and
``specified geographical region'' limitations indicated above and
amended the definition of ``harassment'' as applied to a ``military
readiness activity.'' The activity for which incidental take of marine
mammals is being requested addressed here qualifies as a military
readiness activity. The definitions of all applicable MMPA statutory
terms cited above are included in the relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an IHA)
with respect to potential impacts on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (IHAs with no anticipated serious injury or
mortality) of the Companion Manual for NOAA Administrative Order 216-
6A, which do not individually or cumulatively have the potential for
significant impacts on the quality of the human environment and for
which we have not identified any extraordinary circumstances that would
preclude this categorical exclusion. Accordingly, NMFS has
preliminarily determined that the issuance of the proposed IHAs
qualifies to be categorically excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On July 15, 2021, NMFS received a request from the DAF for two
consecutive IHAs to take marine mammals incidental to ERCA II testing
at VAFB, California. The application was deemed adequate and complete
on November 19, 2021. The DAF's request is for take of California sea
lions, Steller sea lions, harbor seals, and northern elephant seals by
Level B harassment. Neither the DAF nor NMFS expects serious injury or
mortality to result from this activity and, therefore, an IHA is
appropriate.
Description of Proposed Activity
Overview
The DAF is proposing to conduct test activities of the ERCA II
system at VAFB over 2 years and requested the issuance of two
consecutive one-year IHAs. The ERCA II system is a multi-element,
multi-phase test program of the U.S. Army's (Army's) next-generation
artillery systems. Major components of the artillery system include the
cannon, gun mount, artillery projectile, and propelling charges. These
components would be sited at the existing deactivated Launch Facility
(LF)-05 site on VAFB. The proposed activities would include testing of
ERCA II by firing non-explosive projectiles over the Pacific Ocean at
distances ranging from the shoreline to approximately 1,180 miles (mi)
(1,900 kilometers (km)) from the VAFB shoreline onto and beyond the
Point Mugu Sea Range (PMSR). A total of 77 projectiles are proposed to
be fired over 51 test event days (39 events in year 1 and 12 events in
year 2).
Dates and Duration
The DAF anticipates that testing will occur over 2 years. The first
proposed IHA would be effective from October 1, 2023 to September 30,
2024, which would include 39 days of testing activities, and the second
proposed IHA would be effective from October 1, 2024 to September 30,
2025, which would include 12 days of testing activities.
Geographic Region
VAFB occupies approximately 99,100 acres (400 square kilometers
[km\2\]) of central Santa Barbara County, California (Figure 1),
approximately halfway between San Diego and San Francisco. The base
includes 42 miles (mi.) (68 km) of coastline with a variety of natural
communities, including beaches, coastal salt marshes, rocky intertidal,
kelp forests, and hard and soft bottom substrates. ERCA II would be
installed at LF-05 which is an existing deactivated launch facility
located on the northern end of VAFB, 4.5 mi. (7.2 km) southeast of
Point Sal. The site is located approximately 400 meters (m) from the
cliffs, beach, and rocky shoreline. Test activities would require
firing non-explosive projectiles over the Pacific Ocean with splash-
down locations for the projectiles and components of the projectiles at
distances ranging from the shoreline to approximately 1,180 mi (1,900
km) from the shoreline of VAFB, onto and beyond the PMSR. The PMSR is
36,000-square-miles (93,200 km\2\) in size and is located adjacent to
Los Angeles, Ventura, Santa Barbara, and San Luis Obispo Counties along
the Pacific Coast of Southern California. PMSR includes controlled sea
and associated airspace.
[[Page 764]]
[GRAPHIC] [TIFF OMITTED] TN06JA22.000
Detailed Description of Specific Activity
ERCA II testing consists of 77 test events that would be conducted
over 51 days within a 24-month period starting in the late calendar
year 2023 and continuing into calendar year 2025 (Table 1). In addition
to the projectiles, there are components of the projectiles that would
land in the water at varying distances from LF-05. Three types of
projectiles would be tested. The majority would be the Mass Simulant
(Projectile A). Two other projectiles are the Terminal Flight Body Pre-
Programmed Maneuver (PPM) Projectile (Projectile B) and the Boost Demo,
Capture Demo, and Final Demo projectile (Projectile C). Major
components of the artillery system include the cannon, gun mount,
artillery projectile, and propelling charges; these components would be
sited at the existing deactivated LF-05 site on VAFB. The proposed
activities would include testing ERCA II by firing non-explosive
projectiles over the Pacific Ocean at distances ranging from the
shoreline to approximately 1,180 mi (1,900 km) from the shoreline of
VAFB onto and beyond the PMSR.
Table 1--ERCA II Test Schedule
----------------------------------------------------------------------------------------------------------------
Number of
Test event Test schedule Projectile Number of test event
type tests days
----------------------------------------------------------------------------------------------------------------
Weapon Strength of Design................. 4QCY23 (4th Quarter, A 35 30
Calendar Year 2023).
Pre-Programmed Maneuver................... 2QCY24...................... A 3 3
B 3
[[Page 765]]
Boost Demo................................ 2QCY24...................... A 6 6
C 6
Capture Test.............................. 1QCY25...................... A 6 6
C 6
Final Demo................................ 2QCY25...................... A 6 6
C 6
-------------------------
Total................................. ............................ ............ 77 51
----------------------------------------------------------------------------------------------------------------
There would be a total of 35 Weapons Strength of Design (WSD) test
events over the course of 30 test days with a maximum of two to three
mass simulant (Projectile A) test firings per day. There would be three
PPM test days over a 2-week period. For each PPM test day, there would
be one mass simulant (Projectile A) fired to confirm instrumentation is
working and one PPM configuration (Projectile B) fired. Each of the
Boost Demo, Capture Test, and Final Demo test events would involve 6
days of testing over a 2 week period. For each test day, there would be
one mass simulant (Projectile A) fired to confirm instrumentation and
one Boost Demo, Capture Test, or Final Demo configuration (Projectile
C) fired.
In addition to the projectiles, there are components of the
projectiles that would land in the water. With the exception of the WSD
tests, all other tests include a ``pusher plate'' (having an
approximate 12 inches [in.] diameter) that exits the muzzle along with
the rest of the projectile and will splash down in the ocean. There is
a chance that during PPM testing, sabot petals (5 in. x 5 in. x 45 in.
and made of either aluminum or a carbon fiber composite) that fall from
the projectile may fall into nearshore waters from the shoreline to
approximately 1,150 feet (ft) (350 m) from shore.
Figure 1-2 through Figure 1-7 in the Navy's application (available
at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities) show the
potential impact or splash-down areas where the projectile and
component parts for each test event are likely to fall. The potential
splash-down area associated with Projectile A is mostly within 3
nautical miles (NM) from shore (Figure 1-2). During the PPM test (using
Projectile B), the splash-down area is defined by the longer range and
estimated dispersal area of the pusher plate, sabot petals, and the
terminal flight body, which would splash down at different locations
along the projectile flightpath (Figure 1-3, Figure 1-4, and Figure 1-5
in the application). For the Boost Demo, Capture Test, and Final Demo
(using Projectile C), the potential splash-down area associated with
the pusher plate is shown in Figure 1-7 in the application, and the
potential splash-down area for all other component parts are shown in
Figure 1-6 in the application.
Characteristics of the debris, such as the size, weight, and
composition of materials associated with each test, will determine the
potential for debris recovery. The three projectiles and their physical
characteristics are provided in Table 1-1 in the application.
The weapon would fire all projectiles due west from the established
gun position on the LF-05 site at VAFB (Figure 1-8 in the application).
No nighttime tests would be conducted. The flightpath of the
projectiles would transit within a narrow corridor into the PMSR
(approximately 3 NM from the VAFB shoreline), with impact sites ranging
from 3 NM offshore through the extent of the PMSR and beyond (Figure 1-
2, Figure 1-3, and Figure 1-6 in the application). However, only
Projectile C, used in the Final Demo test, would impact beyond the
PMSR, and of the six Final Demo tests, only two the projectiles would
impact beyond the PMSR (Figure 1-6 in the application). The impact site
would be monitored as part of the testing and include video impact
scoring. Off-range DoD assets would participate in later scheduled test
events and include the Pacific Tracker, RG-4 Global Hawks or MQ-9
Reapers, and Wave Gliders.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species or stocks for which take is expected and
proposed to be authorized for this action, and summarizes information
related to the population or stock, including regulatory status under
the MMPA and Endangered Species Act (ESA) and potential biological
removal (PBR), where known. For taxonomy, we follow Committee on
Taxonomy (2021). PBR is defined by the MMPA as the maximum number of
animals, not including natural mortalities, that may be removed from a
marine mammal stock while allowing that stock to reach or maintain its
optimum sustainable population (as described in NMFS's SARs). While no
serious injury or mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. SARs (e.g., Carretta et al., 2021a). All values presented
in Table 2 are the most recent available at the time of publication and
are available in the 2020 U.S. Pacific SARs (Carretta et al., 2021a)
and 2021 draft Pacific and
[[Page 766]]
Alaska SARs (Carretta et al., 2021b, Muto et al., 2021) available
online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports.
Table 2--Marine Mammal Species Potentially Present in the Project Area That May Be Affected by the Proposed Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
California sea lion............. Zalophus californianus. U.S.................... -, -, N 257,606 (n/a, 233,515, 14,011 >320
2014).
Steller sea lion................ Eumetopias jubatus..... Eastern U.S............ -, -, N 43,201 (43,201, 2017). 2,592 112
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina California............. -, -, N 30,968 (N/A, 27,348, 1,641 43
richardsi. 2012).
Northern Elephant seal.......... Mirounga angustirostris California Breeding.... -, -, N 187,386 (N/A, 85,369, 5,122 13.7
2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
As indicated above, all four pinniped species (with four managed
stocks) in Table 2 temporally and spatially co-occur with the activity
to the degree that take is reasonably likely to occur, and we have
proposed authorizing it. Additional pinniped species and numerous
cetacean species are also known to inhabit the waters near VAFB. The
Guadalupe fur seal can be expected to occur in both deeper waters of
the open ocean and coastal waters within the ERCA II Project Area.
Satellite tracking data from Guadalupe fur seals tagged at Guadalupe
Island have demonstrated movements into the offshore waters between 50
and 300 km from the U.S. West Coast (Norris et al. 2015; Norris 2017b,
2017a; Norris & Elorriaga-Verplancken 2020). Based on that data, the
seals could occur in both deeper waters of the open ocean and coastal
waters within the ERCA II Project Area. However, Guadalupe fur seals
have not been observed at any VAFB haulout locations (U.S. Air Force
2020; Evans 2020) and are not expected to be within the area exposed to
in-air noise levels that may cause behavioral affects. The northern fur
seal could occur in the ERCA II Project Area. Migrating seals and those
along the U.S. West Coast are typically found over the edge of the
continental shelf and slope (Kenyon & Wilke 1953; Sterling & Ream 2004;
Gentry 2009; Adams et al. 2014). Northern fur seals have not been
observed at any VAFB haulout location (National Marine Fisheries
Service 2020b) and also are not expected to be within the area exposed
to in-air noise levels that may cause behavioral affects. Given this
information take was not requested by the DAF and is not proposed by
NMFS for Guadalupe fur seals and Northern fur seals and these species
will not be discussed further.
The in-air noise created by the cannon firing and the supersonic
flight of the projectile was analyzed by DAF for the potential transfer
of sound energy through the air-water interface, resulting in
underwater noise that could affect cetaceans in the Project Area.
However, the potential for in-air noise to have any effect on at-sea
marine mammals is extremely low. We have reviewed DAF's analysis and
conclusions, and concur. Cetaceans spend their entire lives in the
water and spend most of their time (>90 percent for most species)
entirely submerged below the surface. When at the surface, cetacean
bodies are almost entirely below the water's surface, with only the
blowhole exposed to allow breathing. This minimizes in-air noise
exposure, both natural and anthropogenic, essentially 100 percent of
the time, because their ears are nearly always below the water's
surface. Furthermore, due to the elevation of the LF-05 site
approximately 95 ft. above sea level and the firing angle of the cannon
upward and away from the water, the majority of the overpressure from
the cannon blast and the sonic boom generated by the projectile would
strike the water's surface at angles greater than 14 degrees, and,
therefore, the majority of in-air acoustic energy would not be
transmitted underwater. Since the majority of the pressure generated by
an in-air detonation is reflected at the water's surface and remains in
the air, peak pressure levels from the cannon blast and sonic boom from
the projectile measured underwater are not likely to result in sound
levels that would exceed marine mammal harassment thresholds underwater
in the ERCA II Project Area.
The DAF also analyzed the potential for a projectile or a component
of a projectile to strike a marine mammal in one of the test-specific
splash-down areas. The main variables used in the probability estimates
include projectile and component dimensions, number of projectiles,
size of the splash-down area, marine mammal presence and density within
each splash-down area, season, and size (length and width) of
representative adult marine mammals. The results of the probability
calculations presented in Appendix A of the application show that, with
a reasonably high degree of certainty due to the conservative
assumptions made, marine mammals are highly unlikely to be struck by
the projectiles or components from ERCA II testing. Given this
information, the DAF and NMFS have determined that strikes from
projectiles as well as underwater noise associated with cannon blasts
and sonic booms would have a discountable effect on cetaceans in the
ERCA II Project Area.
Biologically Important Areas (BIAs) include areas of known
importance for reproduction, feeding, or migration, or areas where
small and resident populations are known to occur (Van
[[Page 767]]
Parijs, 2015). An interactive map of the BIAs may be found here:
https://cetsound.noaa.gov/biologically-important-area-map. There are
three BIAs off the West Coast of the continental United States with the
potential to overlap portions of the PMSR. These include a designated
blue whale feeding BIA from June to October, a humpback whale feeding
BIA from April to November, and a gray whale migratory BIA from January
to July and then from October to December. However, and as stated
previously, neither strikes from projectiles nor underwater noise
associated with cannon blasts and sonic booms are likely to impact
these cetacean species and associated BIAs.
California Sea Lion
The California sea lion occurs in the eastern north Pacific from
Puerto Vallarta, Mexico, through the Gulf of California and north along
the west coast of North America to the Gulf of Alaska (Barlow et al.,
2008; DeLong et al., 2017b; Jefferson et al., 2008). Typically, during
the summer, California sea lions congregate near rookery islands and
specific open-water areas. The primary rookeries off the coast of the
United States are on San Nicolas (SNI), San Miguel, Santa Barbara, and
San Clemente Islands (Le Boeuf & Bonnell 1980; Lowry et al., 1992;
Carretta et al., 2000; Lowry & Forney 2005; Lowry et al., 2017).
Haulout sites are also found on Anacapa Island, Richardson Rock, Santa
Catalina Island, Santa Cruz Island, and Santa Rosa Island in the
Southern California Bight (Le Boeuf 2002; Lowry et al., 2017). In the
nonbreeding season, beginning in late summer, adult and subadult males
migrate northward along the coast of California to Washington and
return south the following spring (Laake, 2017; Lowry & Forney, 2005).
Females and juveniles also disperse somewhat but tend to stay in the
Southern California area, although north and west of the Channel
Islands (Lowry & Forney, 2005; Melin & DeLong, 2000; Thomas et al.,
2010).
California sea lions can also be found in California open ocean and
coastal waters (Barlow et al., 2008; Jefferson et al., 2008). Animals
are usually found in waters over the continental shelf and slope;
however, they are also known to occupy locations far offshore in deep,
oceanic waters, such as Guadalupe Island and Alijos Rocks off Baja
California (Jefferson et al., 2008; Melin et al., 2008; Urrutia &
Dziendzielewski, 2012; Zavala-Gonzalez & Mellink, 2000). California sea
lions are the most frequently sighted pinnipeds offshore of Southern
California during the spring, and peak abundance is during the May
through August breeding season (Green et al., 1992; Keiper et al.,
2005; Lowry et al., 2017).
California sea lions haul out at sites in the southern portion of
VAFB, which are located more than 20 mi. (32 km) south of LF-05,
outside the area that would be impacted by any proposed activities.
They have not been observed at any northern VAFB haulout locations,
except for rare individuals affected by domoic acid poisoning (U.S. Air
Force 2020; Evans 2020). In 2019 a significant die-off of California
sea lions, presumed to be caused by domoic acid toxicity associated
with red tide algal blooms, was noted--this mortality event included
most of Southern and Central California and included more than 80
deceased California sea lions observed on VAFB beaches (U.S. Air Force
2020; Evans 2020). There is no known successful breeding of this
species on VAFB. Approximately 3.2 mi. (5.9 km) north of LF-05 and
beyond the VAFB boundary but within the Project Area, California sea
lions have been observed at Lion Rock during the three most recent
aerial surveys (2013, 2016, 2017) performed by NMFS (National Marine
Fisheries Service 2020b).
Steller Sea Lion
Steller sea lions range along the north Pacific from northern Japan
to California (Perrin et al., 2009), with centers of abundance and
distribution in the Gulf of Alaska and Aleutian Islands (Muto et al.,
2020). There have also been reports of Steller sea lions in waters off
Mexico as far south as the various islands off the port of Manzanillo
in Colima, Mexico (Gallo-Reynoso et al., 2020). The Eastern U.S. stock
(or DPS) of Steller sea lion is defined as the population occurring
east of 144[deg] W longitude. The locations and distribution of the
Eastern population's breeding sites along the U.S. Pacific coast have
shifted northward, with fewer breeding sites in Southern California and
more sites established in Washington and Southeast Alaska (Pitcher et
al., 2007; Wiles 2015). San Miguel Island and Santa Rosa Island were,
in the past, the southernmost rookeries and haulouts for the Steller
sea lions, but their range contracted northward in the 20th century,
and now A[ntilde]o Nuevo Island off central California is currently the
southernmost rookery. Steller sea lions pups were known to be born at
San Miguel Island up until 1981 (Pitcher et al., 2007; National Marine
Fisheries Service 2008; Muto et al., 2020), and so, as the population
continues to increase, it is anticipated that the Steller sea lions may
re-establish a breeding colony on San Miguel Island in the future. In
the Channel Islands and vicinity and despite the species' general
absence from the area, a consistent but small number of Steller sea
lions (one to two individuals at a time) have been sighted in recent
years. Approximately one to two adult and subadult male Steller sea
lions have been seen hauled out at San Miguel Island each year during
the fall and winter over the last decade, and adult and subadult males
have occasionally been seen on rocks north of Northwest Point at San
Miguel Island during the part of the summer in the past few years
(Delong 2019). In 2011, a vagrant Steller sea lion was observed hauled
out at the Point Loma Space and Naval Warfare Systems Command facility
in San Diego Bay, and a vagrant individual was observed in the water at
the entrance channel during the monitoring of a pile driving project in
2015 (U.S. Department of the Navy 2015). Aerial surveys for pinnipeds
in the Channel Islands from 2011 to 2015 encountered a single Steller
sea lion at SNI in 2013 (Lowry et al., 2017). Additional sightings have
included a single male that was seen hauled out on an oil production
structure off Long Beach during the winter of 2015 and 2016, a Steller
observed in 2018 hauled out on a buoy outside Ventura Harbor, and a
lone adult female who gave birth to and reared a pup on San Miguel
Island in the summer of 2017 (Delong 2019).
In April and May 2012 Steller sea lions were observed at VAFB which
was the first time this species had been reported at the Base over the
past two decades. Since 2012, Steller sea lions have been observed
occasionally in routine monthly surveys, with as many as 16 individuals
recorded. In 2019, up to four Steller sea lions were observed on south
VAFB during monthly marine mammal counts (U.S. Air Force 2020), and
none have been observed during monthly counts in 2020 (U.S. Air Force
In Prep.). Note that these locations are more than 20 mi. (32 km) south
of LF-05 and are not within an area that would be impacted by any
proposed activities. While flying to VAFB from Santa Maria for an
unrelated project, contract biologists observed and photographed three
Steller sea lions at Lion Rock in October 2017 (Ball 2017). This
offshore rock haulout site is within an area exposed to in-air noise
levels that may cause behavioral affects to pinnipeds at that haulout.
Harbor Seal
The harbor seal is one of the most widely distributed seals, found
in nearly
[[Page 768]]
all temperate coastal waters of the northern hemisphere (Jefferson et
al., 2008). Harbor seals are generally not present in the deep waters
of the open ocean. Harbor seals, while primarily aquatic, also use the
coastal terrestrial environment, where they haul out of the water
periodically. Harbor seals are a coastal species, rarely found more
than 20 km from shore, and frequently occupying bays, estuaries, and
inlets (Baird, 2001; Harvey & Goley, 2011; Jefferson et al., 2014)
Ideal harbor seal habitat includes suitable haulout sites, shelter
from high surf during the breeding periods, and sufficient food near
haulout sites to sustain the population throughout the year. Haulout
sites vary but include intertidal and subtidal rock outcrops, sandbars,
sandy beaches, estuaries, and even peat banks in salt marshes (Burns,
2009; Gilbert & Guldager, 1998; Wilson, 1978). Harbor seals generally
haul out in greatest numbers at low tides and during the afternoon,
when it is usually warmest. The period from late May to early June
corresponds with the peak molt season when the maximum number of harbor
seals are onshore (Lowry et al., 2017).
Harbor seals use haulouts along the shoreline at VAFB. Most haulout
sites on VAFB are located on south VAFB, more than 20 mi. (32 km) south
of LF-05 and are not within an area that would be impacted by any
proposed activities. On north VAFB, there are two haulout locations
near LF-05: Lion's Head is 0.45 mi. (0.72 km) northwest and Little Sal
is 2.15 mi. (3.45 km) northwest from LF-05. The Purisima Point haulout
is 7.43 mi. (11.95 km) southwest of LF-05 and is located outside the
area that would be impacted by any proposed activities. During monthly
pinniped counts at haulouts during 2019, VAFB observed a maximum of 10
harbor seals at Little Sal and a maximum of 9 harbor seals at Lion's
Head (U.S. Air Force 2020). As of November 2020, a maximum of six
harbor seals have been observed at Little Sal, and a maximum of four
harbor seals have been observed at Lion's head during the 2020 monthly
counts (U.S. Air Force In Prep.).
Northern Elephant Seal
There are two distinct populations of northern elephant seals: One
that breeds in Baja California, Mexico; and a population that breeds in
California (Garcia-Aguilar et al., 2018). The northern elephant seals
in the ERCA II Project Area are from the California Breeding stock,
although elephant seals from Baja Mexico frequently migrate through the
ERCA II Project Area (Aurioles-Gamboa & Camacho-Rios 2007; Carretta et
al., 2017; Carretta et al., 2020). Northern elephant seals spend little
time nearshore and migrate four times a year as they travel to and from
breeding/pupping and molting areas, spending more than 80 percent of
their annual cycle at sea (Robinson et al., 2012; Lowry et al., 2014;
Lowry et al., 2017; Carretta et al., 2020). Peak abundance in
California is during the January-February breeding season and during
the time when adults return to molt from April to July (Lowry et al.,
2014; Lowry et al., 2017).
Although northern elephant seals haul out at south VAFB locations,
they were not observed at north VAFB haul outs in 2019 (U.S. Air Force
2020) or in 2020 (U.S. Air Force In Prep.) Northern elephant seal
occurrence on VAFB has become more frequent over the past decade (U.S.
Air Force 2020) and northern elephant seals may begin to use areas
where they have not previously been observed. Breeding has been
observed on south VAFB since 2017 (Evans 2020).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999). To reflect this, Southall et al.,
(2007) recommended that marine mammals be divided into functional
hearing groups based on directly measured or estimated hearing ranges
on the basis of available behavioral response data, audiograms derived
using auditory evoked potential techniques, anatomical modeling, and
other data. Note that no direct measurements of hearing ability have
been successfully completed for mysticetes (i.e., low-frequency
cetaceans). A functional group for pinnipeds exposed to sounds out of
water was established with a hearing range shown in Table 3. This is
based on behavioral measurements of hearing for several pinniped
species.
Table 3--Marine Mammal Functional Hearing Group for Pinnipeds (in Air)
and Its Generalized Hearing Range
------------------------------------------------------------------------
Generalized
Hearing group hearing range *
------------------------------------------------------------------------
Pinnipeds (in air).................................. 75 Hz to 30 kHz
------------------------------------------------------------------------
* Southall et al., 2007.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take section later in this document
includes a quantitative analysis of the number of individuals that are
expected to be taken by this activity. The Negligible Impact Analysis
and Determination section considers the content of this section, the
Estimated Take section, and the Proposed Mitigation section, to draw
conclusions regarding the likely impacts of these activities on the
reproductive success or survivorship of individuals and how those
impacts on individuals are likely to impact marine mammal species or
stocks.
Description of Sound Sources
This section contains a brief technical background on sound, the
characteristics of certain sound types, and on metrics used in this
proposal inasmuch as the information is relevant to the specified
activity and to a discussion of the potential effects of the specified
activity on marine mammals found later in this document. Sound travels
in waves, the basic components of which are frequency, wavelength,
velocity, and amplitude. Frequency is the number of pressure waves that
pass by a reference point per unit of time and is measured in hertz
(Hz) or cycles per second. Wavelength is the distance between two peaks
or corresponding points of a sound wave (length of one cycle). Higher
frequency sounds have shorter wavelengths than lower frequency sounds,
and typically attenuate (decrease) more rapidly, except in certain
cases in shallower water. Amplitude is the height of the sound pressure
wave or the ``loudness'' of a sound and is typically described using
the relative unit of the decibel (dB). A sound pressure level (SPL) in
dB is described as the ratio between a measured pressure and a
reference pressure and is a logarithmic unit that accounts for large
variations in amplitude; therefore, a relatively small change in dB
corresponds to large
[[Page 769]]
changes in sound pressure. For airborne sound pressure, the reference
amplitude is usually 20 [mu]Pa and is expressed as dB re 20 [mu]Pa. The
source level (SL) represents the SPL referenced at a distance of 1 m
from the source while the received level is the SPL at the listener's
position.
Root mean square (rms) is the quadratic mean sound pressure over
the duration of an impulse. Root mean square is calculated by squaring
all of the sound amplitudes, averaging the squares, and then taking the
square root of the average (Urick, 1983). Root mean square accounts for
both positive and negative values; squaring the pressures makes all
values positive so that they may be accounted for in the summation of
pressure levels (Hastings and Popper, 2005). This measurement is often
used in the context of discussing behavioral effects, in part because
behavioral effects, which often result from auditory cues, may be
better expressed through averaged units than by peak pressures.
Sound exposure level (SEL; represented as dB re 1 [mu]Pa\2\-s)
represents the total energy contained within a pulse and considers both
intensity and duration of exposure. Peak sound pressure (also referred
to as zero-to-peak sound pressure or 0-p) is the maximum instantaneous
sound pressure measurable in the water at a specified distance from the
source and is represented in the same units as the rms sound pressure.
Another common metric is peak-to-peak sound pressure (pk-pk), which is
the algebraic difference between the peak positive and peak negative
sound pressures. Peak-to-peak pressure is typically approximately 6 dB
higher than peak pressure (Southall et al., 2007).
Sounds are often considered to fall into one of two general types:
Pulsed and non-pulsed (defined in the following). The distinction
between these two sound types is important because they have differing
potential to cause physical effects, particularly with regard to
hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see
Southall et al., (2007) for an in-depth discussion of these concepts.
Pulsed sound sources (e.g., cannon fire, sonic booms, explosions,
gunshots, impact pile driving) produce signals that are brief
(typically considered to be less than one second), broadband, atonal
transients (ANSI, 1986, 2005; Harris, 1998; NIOSH, 1998; ISO, 2003) and
occur either as isolated events or repeated in some succession. Pulsed
sounds are all characterized by a relatively rapid rise from ambient
pressure to a maximal pressure value followed by a rapid decay period
that may include a period of diminishing, oscillating maximal and
minimal pressures, and generally have an increased capacity to induce
physical injury as compared with sounds that lack these features.
Non-pulsed sounds can be tonal, narrowband, or broadband, brief or
prolonged, and may be either continuous or non-continuous (ANSI, 1995;
NIOSH, 1998). Some of these non-pulsed sounds can be transient signals
of short duration but without the essential properties of pulses (e.g.,
rapid rise time). Examples of non-pulsed sounds include those produced
by vessels, aircraft, machinery operations such as drilling or
dredging, vibratory pile driving, and active sonar systems (such as
those used by the U.S. Navy). The duration of such sounds, as received
at a distance, can be greatly extended in a highly reverberant
environment. There are no non-pulsed sounds associated with the ERCA II
Project that could result in harassment of marine mammals.
The effects of sounds on marine mammals are dependent on several
factors, including the species, size, and behavior (feeding, nursing,
resting, etc.) of the animal; the intensity and duration of the sound;
and the sound propagation properties of the environment. Impacts to
marine species can result from physiological and behavioral responses
to both the type and strength of the acoustic signature (Viada et al.,
2008). The type and severity of behavioral impacts are more difficult
to define due to limited studies addressing the behavioral effects of
sounds on marine mammals. Potential effects from impulsive sound
sources can range in severity from effects such as behavioral
disturbance or tactile perception to physical discomfort, slight injury
of the internal organs and the auditory system, or mortality (Yelverton
et al., 1973).
Masking
Any man-made noise that is strong enough to be heard has the
potential to reduce (mask) the ability of marine mammals to hear
natural sounds at similar frequencies, including calls from
conspecifics and environmental sounds such as surf noise. The
infrequent cannon fire and corresponding sonic booms, (77 events on 51
days over 2 calendar years) could cause masking, but it would be
expected for no more than a very small fraction of the time during any
single day. Occasional brief episodes of masking at VAFB would have no
significant effects on the ability of pinnipeds to hear one another or
to detect natural environmental sounds that may be relevant. Due to the
expected sound levels of the activities proposed and the distance of
the activity from marine mammal habitat, the effects of sounds from the
proposed activities are unlikely to result in masking. Therefore,
masking is not discussed further.
Temporary or Permanent Hearing Loss
Very strong sounds have the potential to cause temporary or
permanent reduction in hearing sensitivity. Received sound levels must
far exceed the animal's hearing threshold for there to be any temporary
hearing impairment or temporary threshold shift (TTS). For transient
sounds, the sound level necessary to cause TTS is inversely related to
the duration of the sound. Received levels must be even higher for
there to be risk of permanent hearing impairment, or permanent
threshold shift (PTS). Although it is possible that some pinnipeds may
incur TTS during cannon fire and sonic booms from ERCA II testing,
hearing impairment has not been measured for pinniped species exposed
to these combined sound sources. Auditory brainstem response (i.e.,
hearing assessment using measurements of electrical responses of the
brain) was used to demonstrate that harbor seals did not exhibit loss
in hearing sensitivity following launches of large rockets with sonic
booms at VAFB (Thorson et al., 1999; Thorson et al., 1998). However,
the hearing tests did not begin until at least 45 minutes after the
launch; therefore, harbor seals may have incurred TTS which was
undetectable by the time testing was begun. There was no sign of PTS in
any of the harbor seals tested (Thorson et al., 1999; Thorson et al.,
1998).
In general, if any TTS were to occur to pinnipeds, it is expected
to be mild and reversible. It is possible that some artillery fire as
measured very close to the firing location may exceed the permanent
threshold shift (PTS) criteria, but it is not expected that any
pinnipeds would be close enough to the cannons to be exposed to sounds
strong enough to cause PTS. Due to the expected sound levels of the
activities proposed and the distance of the activity from marine mammal
habitat, the effects of sounds from the proposed activities are
unlikely to result in PTS and therefore, PTS is not discussed further.
Non-Auditory Physical or Physiological Effects
If noise-induced stress does occur in marine mammals, it is
expected to occur primarily in those exposed to chronic or frequent
noise. It is very unlikely that it would occur in animals, specifically
California sea lions, Steller sea lions,
[[Page 770]]
harbor seals, and northern elephant seals, exposed to only a few very
brief cannon fire and accompanying sonic booms over the course of 2
years. Due to the expected sound levels of the activities proposed and
the distance of the activity from marine mammal habitat, the effects of
sounds from the proposed activities are unlikely to result in non-
auditory physical or physiological responses and are not discussed
further in this section.
Disturbance Reactions
Cannon fire and sonic booms are characterized by sudden onset of
sound, moderate to high peak sound levels, and short sound duration.
Disturbance includes a variety of effects, including subtle changes in
behavior, more conspicuous changes in activities, and displacement.
Behavioral responses to sound are highly variable and context-specific
and reactions, if any, depend on species, state of maturity,
experience, current activity, reproductive state, auditory sensitivity,
time of day, and many other factors (Richardson et al., 1995; Southall
et al., 2007). Pinnipeds may be exposed to airborne sounds that have
the potential to result in behavioral harassment, depending on an
animal's distance from the cannon fire and sonic booms. Sound could
cause hauled out pinnipeds to exhibit changes in their normal behavior,
such as temporarily abandoning their habitat. The onset of noise can
result in temporary, short-term changes in an animal's typical behavior
and/or avoidance of the affected area. These behavioral changes may
include: Reduced/increased vocal activities; changing/cessation of
certain behavioral activities (such as socializing or feeding); visible
startle response or aggressive behavior; avoidance of areas where sound
sources are located; and/or flight responses (Richardson et al., 1995).
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2003). Animals are most likely to habituate to
sounds that are predictable and unvarying. The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure. Behavioral state may affect the type of response as well. For
example, animals that are resting may show greater behavioral change in
response to disturbing sound levels than animals that are highly
motivated to remain in an area for feeding (Richardson et al., 1995;
NRC, 2003; Wartzok et al., 2003).
The biological significance of many of these behavioral
disturbances is difficult to predict, especially if the detected
disturbances appear minor. However, the consequences of behavioral
modification could potentially be biologically significant if the
change affects growth, survival, or reproduction. The onset of
behavioral disturbance from anthropogenic sound depends on both
external factors (characteristics of sound sources and their paths) and
the specific characteristics of the receiving animals (hearing,
motivation, experience, demography) and is difficult to predict
(Southall et al., 2007).
While there are no data on pinniped behavioral impacts associated
with cannon fire and sonic booms, the results from studies at beaches
exposed to acoustic disturbance arising from missile launches and
associated sonic booms at VAFB and SNI are highly variable (Holst et
al. 2005, Ugoretz and Greene Jr. 2012). The DAF has also monitored
pinniped responses to rocket launches at the Northern Channel Islands
(NCI) during numerous launches over the past two decades. Monitoring
data has consistently shown that reactions among pinnipeds to sonic
booms vary between species, with harbor seals typically responding at
the highest rates, followed by California sea lions, with northern
elephant seals generally being much less responsive. Because Steller
sea lions occur in the project area relatively infrequently, no data
has been recorded on their reactions to sonic booms. Northern elephant
seals generally exhibit no reaction at all, except perhaps a heads-up
response or some stirring, especially if sea lions in the same area or
mingled with the elephant seals react strongly to the boom. Post-launch
monitoring generally reveals a return to normal patterns within minutes
or up to an hour or two of each launch, regardless of species.
Responsiveness also varies with time of year and age class, with
juvenile pinnipeds being more likely to react by leaving the haulout
site. The probability and type of behavioral response will also depend
on the season, the group composition of the pinnipeds, and the type of
activity in which they are engaged. For example, in some cases, harbor
seals have been found to be more responsive during the pupping/breeding
season (Holst et al., 2005a; Holst et al., 2008) while in others,
mothers and pups seem to react less to launches than lone individuals
(Ugoretz and Greene Jr. 2012), and California sea lions seem to be
consistently less responsive during the pupping season (Holst et al.,
2010; Holst et al., 2005a; Holst et al., 2008; Holst et al., 2011;
Holst et al., 2005b; Ugoretz and Greene Jr. 2012). Though pup
abandonment could theoretically result from these reactions, site-
specific monitoring data indicate that pup abandonment is not likely to
occur as a result of the specified activity because it has not been
previously observed. While the reactions are variable, and can involve
abrupt movements by some individuals, biological impacts of these
responses appear to be limited.
Anticipated Effects on Marine Mammal Habitat
Impacts on marine mammal habitat are part of the consideration in
making a finding of negligible impact on the species and stocks of
marine mammals. Habitat includes, but is not necessarily limited to,
rookeries, mating grounds, feeding areas, and areas of similar
significance. We do not anticipate that the proposed activities would
result in any temporary or permanent effects on the habitats used by
the marine mammals in the proposed area, including the food sources
they use (i.e., fish and invertebrates) since underwater sound levels
are low. These low underwater sound levels are not expected to cause
any impacts to prey species, including physical injury, behavioral
disturbance, or survivability. Therefore, it is not expected that the
test activities would impact feeding success of pinnipeds.
While it is anticipated that the proposed activity may result in
marine mammals avoiding certain haulout areas in close proximity to LF-
05 due to temporary ensonification of out-of-water habitat, this impact
to habitat is temporary and reversible and was considered in further
detail earlier in this document, as behavioral modification. No impacts
are anticipated to prey species and in-water habitat frequented by
pinnipeds. The main impact associated with the proposed activity will
be temporarily elevated in-air noise levels and the associated direct
effects on marine mammals, previously discussed in this notice.
Debris projectiles or materials associated with firing the
projectiles are not expected to impact beaches. The DAF would recover
all debris found on land in the vicinity of pinniped haulout sites.
Dense debris falling into the water farther offshore, including the
projectiles, would sink quickly to the seafloor in deep waters and
would not be recovered. Debris would be distributed within the
predicted splash-down areas rather than concentrated in a single
location, and it is unlikely that
[[Page 771]]
marine mammals would encounter the debris in the water column or in the
benthic environment. None of the debris, which is primarily composed of
metal, would negatively affect benthic habitat.
Overall, the proposed test activities are not expected to cause
significant impacts or have permanent, adverse effects on pinniped
habitats or on their foraging habitats and prey.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform NMFS'
negligible impact analysis and determination.
Harassment is the only type of take expected to result from these
activities. For this military readiness activity, the MMPA defines
``harassment'' as (i) Any act that injures or has the significant
potential to injure a marine mammal or marine mammal stock in the wild
(Level A harassment); or (ii) Any act that disturbs or is likely to
disturb a marine mammal or marine mammal stock in the wild by causing
disruption of natural behavioral patterns, including, but not limited
to, migration, surfacing, nursing, breeding, feeding, or sheltering, to
a point where the behavioral patterns are abandoned or significantly
altered (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for individual marine mammals
resulting from exposure to airborne sounds from cannon fire and sonic
booms. Based on the nature of the activity, Level A harassment and
Level B harassment in the form of TTS are neither anticipated nor
proposed to be authorized.
As described previously, no mortality is anticipated or proposed to
be authorized for this activity. Below we describe how the take is
estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area that will be
ensonified above these levels in a day; (3) the density or occurrence
of marine mammals within these ensonified areas; and, (4) the number of
days of activities. We note that while these basic factors can
contribute to a basic calculation to provide an initial prediction of
takes, additional information that can qualitatively inform take
estimates is also sometimes available (e.g., previous monitoring
results or average group size). Below, we describe the factors
considered here in more detail and present the proposed take estimate.
Acoustic Thresholds
Though significantly driven by received level, the onset of
behavioral disturbance from anthropogenic noise exposure is also
informed to varying degrees by other factors related to the source
(e.g., frequency, predictability, duty cycle), the environment (e.g.,
bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2012). Based on what
the available science indicates and the practical need to use a
threshold based on a factor that is both predictable and measurable for
most activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment.
Generally, for in-air sounds, NMFS predicts that harbor seals exposed
above received levels of 90 dB re 20 [mu]Pa (rms) will be behaviorally
harassed, and other pinnipeds will be harassed when exposed above 100
dB re 20 [mu]Pa (rms). However, more recent data suggest that pinnipeds
will be harassed when exposure is above 100 dB SEL (unweighted)
(Criteria and Thresholds for U.S. Navy Acoustic and Explosive Effects
Analysis (Phase III) Technical Report (U.S. Department of the Navy,
2017)) as shown in Table 4. NMFS helped develop the Phase III criteria
and previously used this threshold for the SNI, PMSR incidental
harassment authorization (84 FR 28,462; June 19, 2019). Therefore, NMFS
is using 100 dB re 20 [mu]Pa2s SEL (unweighted) here.
Table 4--Behavioral Threshold for Impulsive Sound for Pinnipeds
------------------------------------------------------------------------
Level B harassment by
Species behavior disturbance
threshold
------------------------------------------------------------------------
All pinniped species (in-air)............. 100 dB re 20 [mu]Pa2s SEL
(unweighted).
------------------------------------------------------------------------
Each time the ERCA II cannon is fired it would generate blast noise
from the cannon firing and a nearly simultaneous sonic boom from the
projectile as it travels along its flight path. The blast noise can be
described as an overpressure, and would be highest in the immediate
vicinity of the cannon and dissipate with distance from the LF-05 site.
Peak sound pressure level (SPL) from the blast is predicted to reach
159 decibels related to 20 micropascals dB (re 20 [mu]Pa) on the beach
due west of the LF-05 site (See Figure 6-1 in application). As the
sound propagates farther offshore and away from the cannon, the peak
SPL decreases, such that SPL would be less than 140 dB approximately 1
km west of the LF-05 site and less than 135 dB 2 km west of the site.
The projectile generates a sonic boom, another high-energy impulsive
sound or overpressure. The sound from the cannon fire and blast and the
sonic boom would reach the beach nearly simultaneously, and the two
sounds would be indistinguishable to pinnipeds on the beach or just
offshore.
Table 5--TTS/PTS In-Air Thresholds for Pinnipeds In-Air
----------------------------------------------------------------------------------------------------------------
Impulsive
---------------------------------------------------------------
Group TTS threshold PTS threshold
TTS threshold Peak SPL PTS threshold Peak SPL
SEL (weighted) (unweighted) SEL (weighted) (unweighted)
----------------------------------------------------------------------------------------------------------------
All other Pinnipeds............................. 146 170 161 176
Harbor seals.................................... 123 155 138 161
----------------------------------------------------------------------------------------------------------------
Modeling predicts that the SPL from the sonic boom would reach 21
pounds per square foot (psf) (equivalent to 153.6 dB re 20 [mu]Pa) on
the beach due west of the LF-05 site (Figure 6-2). Assuming that the
sound from the two acoustic events, the blast from the cannon and the
sonic boom from by the projectile, arrives on the beach at the same
time, the sound experienced by a pinniped on the beach would be more
intense than would be experienced from either source independently.
Because SPLs are expressed in decibels, which is based on a logarithmic
scale, the SPLs cannot simply be summed. Instead, the SPLs must first
be converted from decibels to units of Pascals (Pa) before they are
[[Page 772]]
summed, and then the total SPL can be converted back to decibels for
comparison with the marine mammal thresholds. The formula used to
calculate the total SPL is dependent on the square of the SPLs divided
by a reference pressure (e.g., 20 dB [mu]Pa), making the summation less
intuitive. Using the equation below, where p1 = 1,782.5 Pa
(equivalent to 159 dB) and p2 = 957.6 Pa (equivalent to
153.6 dB), the total SPL is 160.1 dB re 20 [mu]Pa.
[GRAPHIC] [TIFF OMITTED] TN06JA22.001
The in-air SPL generated by the combined cannon blast and sonic
boom (160.1 dB re 20 [mu]Pa) is likely only to exceed the TTS threshold
(155 dB re 20 [mu]Pa) shown in Table 5 onshore directly west of LF-05,
between the site and the shoreline. The 155 dB re 20 [mu]Pa threshold
only applies to harbor seals. The TTS threshold for all other pinnipeds
is 170 dB re 20 [mu]Pa as shown in Table 5 which is well above
calculated in-air sound levels. This area consists of approximately
0.15 km of rocky shoreline and 0.20 km of narrow sandy beach, with an
approximate maximum of 150 feet of dry sand at low tides, comprising
the northern tip of Minuteman Beach. Three pinniped species (California
sea lion, northern elephant seal, and Pacific harbor seal) could
potentially utilize this location. However, observations of live
pinnipeds on Minuteman Beach are very infrequent and have been limited
to only California sea lions, and appear coincident with elevated
concentrations of domoic acid (red tide) in nearshore waters (Evans
2020). Harbor seals have never been observed at this location. Because
of their rare occurrence on Minuteman Beach and the lack of documented
use of the coastal strand area between LF-05 and Minuteman Beach, it is
very unlikely that any marine mammals, including harbor seals, would be
present in that portion of the Project Area. In summary, and based on
this analysis, TTS effects would be very unlikely for harbor seals and
discountable for all other pinniped species. In addition, no PTS or
other direct injury to pinnipeds is anticipated from in-air noise
caused by ERCA II testing activities.
The nearest pinniped haulout from LF-05 is Lion's Head, which is
approximately 0.5 km distant and is used by harbor seals. California
sea lions could also use this location but have not been observed in
the past 6 years of monthly counts performed by the DAF (U.S. Air Force
2020; Evans 2020). The maximum in-air SPL received at Lion's Head from
the cannon blast is predicted to be 148 dB re 20 [mu]Pa (See Figure 6-1
in application), and the SPL from the sonic boom is predicted to be 8.5
psf (146.2 dB re 20 [mu]Pa; Figure 6-2 in application). The combined
SPL received on the beach at Lion's Head, assuming noise from both
sources arrived simultaneously, would be 150.2 dB re 20 [mu]Pa
(calculated as described in the previous section). This total SPL is
less than the TTS threshold for all pinniped hearing groups.
Marine Mammal Occurrence and Take Estimation
To conservatively estimate the number of pinnipeds that would
potentially be exposed to noise levels above the Level B harassment
behavioral threshold during test events, the analysis considered the
maximum number of pinnipeds observed at haulouts within the predicted
100 dB re 20 [micro]Pa\2\sec or greater SEL. The furthest haulout
within this area is Lion Rock, predicted to receive an SEL of 130 dB re
20 [micro]Pa\2\sec, which exceeds the 100 dB re 20 [micro]Pa\2\sec
threshold for behavioral reactions (Figure 6-3 in application).
Therefore, pinnipeds observed at the Lion Rock haulout were included to
estimate the numbers of pinnipeds exposed during each test event day.
During the WSD test event, the cannon will be fired multiple times per
day. Because the analysis assumes all hauled-out pinnipeds would react
to the initial noise by either an alert reaction, reorienting their
position on land, or leaving the haulout and returning to the water,
multiple cannon blasts in succession would result in only one take for
each individual on a given day. A total of 35 tests would occur during
the WSD test event which uses only Projectile A. Ten tests would occur
during the weeks 1 and 2 and the remaining 25 tests would occur over
the course of 13 test days during weeks 3 through 5. For the PPM test
event one Projectile A and one Projectile B would be fired on each of 3
days during a 2-week period. Similarly, for each of the Boost Demo,
Capture Test, and Final Demo test events, one Projectile A and one
Projectile C would be fired on each of 6 test days over a 2-week
period. Over the entire testing period (from calendar year 2023 through
2025) there would be a total of 51 days when test events would produce
in-air noise at levels that could potentially result in take of
pinnipeds by Level B harassment.
Estimated take of California sea lions by Level B harassment was
calculated by taking the highest number of individuals (n=883) observed
on a single day during the three most recent aerial surveys (2013,
2016, 2017) of Lion Rock multiplied by the number of days (39 for year
1 and 12 for year 2) over which each test event would occur. Surveys
were performed by NMFS (NMFS 2020b). The total number of exposures to
in-air noise from the proposed testing would result in an estimated
34,437 takes by Level B harassment during Year 1 and 10,596 takes by
Level B harassment during Year 2 (Table 6, Table 7). Therefore the DAF
requested, and NMFS proposes to authorize, this amount of Level B
harassment by behavioral disruption for the Year 1 and Year 2 IHAs,
respectively.
The DAF estimated take by Level B harassment by assuming that the
number of Steller sea lions (n=3) observed once at Lion Rock in October
2017 could occur during each day of testing. The total number of
exposures to in-air noise from the proposed testing would result in an
estimated 117 takes by Level B harassment in Year 1 and 36 takes by
Level B harassment in Year 2. The DAF requested and NMFS proposes to
authorize 117 takes during Year 1 and 36 takes during Year 2 by Level B
harassment from behavioral disruption, as shown in Table 6 and Table 7.
Take of harbor seals was calculated by taking the highest number
observed hauled out at Little Sal (n=10) and Lion's Head (n=9) during
monthly counts in 2019 and 2020 (U.S. Air Force 2020, In Prep.),
resulting in a total of 19 harbor seals for each test event. This
resulted in an estimate of 741 takes in Year 1 and 228 takes in Year 2
by Level B harassment. Therefore, the DAF requested and NMFS proposes
to authorize 741 takes during Year 1 and 228 takes during Year 2 by
Level B harassment from behavioral disruption (Table 6, Table 7).
Northern elephant seals have not been observed hauled out at any
locations
[[Page 773]]
within the project area in which Level B harassment could occur.
However, overall numbers have been increasing on VAFB over the past
decade (U.S. Air Force 2020), and it is possible that northern elephant
seals may begin to occupy areas where they have not previously been
observed. The DAF, therefore, conservatively assumed that one northern
elephant seal may be exposed to in-air noise resulting in behavioral
disturbance during each test event. Therefore, NMFS proposes to
authorize 39 takes during Year 1 and 12 takes during Year 2 by Level B
harassment from behavioral disruption (Table 6, Table 7).
Table 6--Estimated Takes by Level B Harassment by Test Event and Test Schedule
----------------------------------------------------------------------------------------------------------------
Test dates IHA Year 1 (4QCY23-2QCY24) IHA Year 2 (1QCY25-2QCY25)
----------------------------------------------------------------------------------------------------------------
Test event WSD PPM Boost demo Capture test Final demo
----------------------------------------------------------------------------------------------------------------
California sea lion............. 26,490 2,649 5,298 5,298 5,298
Steller sea lion................ 90 9 18 18 18
Harbor seal..................... 570 57 114 114 114
Northern elephant seal.......... 30 3 6 6 6
-------------------------------------------------------------------------------
All......................... 27,180 2,718 5,436 5,436 5,436
----------------------------------------------------------------------------------------------------------------
Table 7--Level B Harassment Take Estimates by Year
------------------------------------------------------------------------
Estimated Estimated
number of number of
Species Level B Level B
harassment harassment
events Year 1 events Year 2
------------------------------------------------------------------------
California Sea lion..................... 34,437 10,596
Steller sea lion........................ 117 36
Harbor seal............................. 741 228
Northern elephant seal.................. 39 12
------------------------------------------------------------------------
Proposed Mitigation
In order to issue an IHA under section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting the
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)). The NDAA for FY 2004 amended the MMPA as it relates to
military readiness activities and the incidental take authorization
process such that ``least practicable impact'' shall include
consideration of personnel safety, practicality of implementation, and
impact on the effectiveness of the military readiness activity.
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) and the likelihood of effective implementation (probability
implemented as planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
The DAF must employ PSOs at established monitoring locations as
described in the Proposed Monitoring and Reporting section. PSOs must
monitor the project area to the maximum extent possible based on the
required number of PSOs, required monitoring locations, and
environmental conditions.
The DAF, when practicable, would perform ERCA II test activities
when tides are greater than 1.0 foot (0.3 m). This is when haulouts
tend to be unoccupied by pinnipeds and would reduce the number of
exposures.
To prevent unauthorized take of marine mammals, test activities
must be halted upon observation of either a species for which
incidental take is not authorized or a species for which incidental
take has been authorized but the authorized number of takes has been
met.
Based on our evaluation of the applicant's proposed measures, NMFS
has preliminarily determined that the proposed mitigation measures
provide the means effecting the least practicable impact on the
affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that
[[Page 774]]
requests for authorizations must include the suggested means of
accomplishing the necessary monitoring and reporting that will result
in increased knowledge of the species and the level of taking or
impacts on populations of marine mammals that are expected to be
present while conducting the activities. Effective reporting is
critical both to compliance as well as ensuring that the most value is
obtained from the required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
Visual Monitoring and Recording
Protected Species Observers (PSOs) would commence monitoring at
Lion's Head, Little Sal, northern end of Minuteman Beach (beach between
Minuteman Beach parking area and LF-05), and Lion Rock at least 72
hours prior to ERCA II test events and continue until at least 48 hours
after each event. PSO's would be stationed at locations offering the
best possible view of individual haulout sites. During each daily
monitoring effort, surveys (counts with binoculars and spotting scopes,
if necessary) would be conducted hourly for 6 hours (6 counts per day)
centered around the late morning or afternoon low tides as much as
possible. Monitors will record species; number of animals hauled out;
general behavior; presence of pups; age class; and gender.
Environmental conditions will also be monitored including tide, wind
speed, air temperature, and swell.
PSOs cannot be present to survey Little Sal and Lion's Head when
live cannon fire is underway for safety purposes, therefore, video
recording of pinnipeds would be conducted during live fire testing in
order to record any reaction to the blast noise and sonic boom. Lion
Rock is approximately 0.25 mi (0.4 km) from the closest observation
location and only half of the offshore rock is visible from land so it
may be monitored via drone rather than traditional survey methods
(spotting scopes and binoculars). The DAF would prefer to use a drone
so that the entire rock can be observed. However, if DAF is unable to
secure necessary permits, protected species observers (PSOs) would use
a spotting scope to observe reactions during test events as an
alternative.
Reporting
Technical reports will be submitted to the NMFS' Office of
Protected Resources within 90 days from the date that each IHA expires.
This report will provide full documentation of methods, results, and
interpretation pertaining to ERCA II testing activities covered under
these proposed IHAs.
The DAF will submit reports that include:
Summary of test activities (dates and times);
Summary of mitigation and monitoring measures implemented;
Number, species, and any other relevant information
regarding marine mammals observed and estimated exposed/taken during
activities;
Description of the observed behaviors (in both presence
and absence of test activities);
Environmental conditions when observations were made
including visibility, air temperature, clouds, wind speed and
direction, tides, and swell height and direction; and
Assessment of the implementation and effectiveness of
mitigation and monitoring measures.
If a dead or seriously injured pinniped is found during post-firing
monitoring, the incident must be reported to the NMFS Office of
Protected Resources and NMFS West Coast Regional Stranding Coordinator
immediately. In the unanticipated event that any cases of pinniped
mortality are judged to result from ERCA II testing activities at any
time during the period covered by these IHAs, this will be reported to
NMFS and the West Coast Stranding Coordinator. The report must include
the following information:
1. Time and date of the incident;
2. Description of the incident;
3. Environmental conditions (e.g., wind speed and direction, cloud
cover, and visibility);
4. Description of all marine mammal observations and active sound
source use in the 24 hours preceding the incident;
5. Species identification or description of the animal(s) involved;
6. Fate of the animal(s); and
7. Photographs or video footage of the animal(s).
Testing activities must not resume until NMFS is able to review the
circumstances of the prohibited take. If it is determined that the
unauthorized take was caused by ERCA II activities, NMFS will work with
the Holder to determine what measures are necessary to minimize the
likelihood of further prohibited take and ensure MMPA compliance. The
DAF may not resume their activities until notified by NMFS.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status
[[Page 775]]
of the species, population size and growth rate where known, ongoing
sources of human-caused mortality, or ambient noise levels).
To avoid repetition, the discussion of our analyses applies to all
the species listed in Table 6, given that the anticipated effects of
this activity on these different marine mammal species are expected to
be similar. Activities associated with the proposed activities, as
outlined previously, have the potential to disturb or displace marine
mammals.
The specified activities may result in take, in the form of Level B
harassment (behavioral disturbance) only, from airborne sounds
associated with ERCA II cannon fire and accompanying sonic booms. Based
on the best available information, including monitoring reports from
similar activities (i.e., missile launches and sonic booms) at VAFB and
nearby launch facilities, behavioral responses will likely be limited
to reactions such as alerting to the noise, with some animals possibly
moving toward or entering the water, depending on the species and the
intensity of the cannon fire and sonic booms. Repeated exposures of
individuals to levels of sound that may cause Level B harassment are
unlikely to result in TTS or PTS. Thresholds for PTS are higher than
modeled sound levels across the entirety of the Project Area, and
thresholds would not be exceeded or significantly disrupt foraging
behavior. Thus, even repeated instances of Level B harassment of some
small subset of an overall stock is unlikely to result in any
significant realized decrease in fitness to those individuals, and thus
would not result in any adverse impact to the stock as a whole.
If a marine mammal responds to a stimulus by changing its behavior
(e.g., through relatively minor changes in locomotion direction/speed),
the response may or may not constitute taking at the individual level,
and is unlikely to affect the stock or the species as a whole. However,
if a sound source displaces marine mammals from an important feeding or
breeding area for a prolonged period, impacts on animals or on the
stock or species could potentially be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007). Flushing of pinnipeds into the water has
the potential to result in mother-pup separation, or could result in a
stampede, either of which could potentially result in serious injury or
mortality. However, even in the instances of pinnipeds being
behaviorally disturbed by cannon fire and associated sonic booms at
VAFB and nearby launch facilities no evidence has been presented of
abnormal behavior, injuries or mortalities, or pup abandonment as a
result of sonic booms. These findings came as a result of more than two
decades of surveys at VAFB. Post missile-launch monitoring generally
reveals a return to normal behavioral patterns within minutes up to an
hour or two of each launch, regardless of species (SAIC 2012).
Therefore, in-air sound associated with canon firing and associated
sonic booms is not expected to impact reproductive rates or population
levels of affected species.
We do not anticipate that the proposed activities would result in
any temporary or permanent effects on the habitats used by the marine
mammals in the proposed area, including the food sources they use
(i.e., fish and invertebrates) since underwater sound levels would not
affect prey species.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect the species or
stocks through effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
No impacts to cetaceans are anticipated;
No impacts in the form of TTS or PTS are expected or
authorized;
The anticipated incidences of Level B harassment are
expected to consist of, at worst, temporary modifications in behavior
(i.e., short distance movements and occasional flushing into the
water), which are not expected to adversely affect the fitness of any
individuals or populations;
The proposed activities are expected to result in no long-
term changes in the use by pinnipeds of haulouts in the project area,
based on over 20 years of monitoring data;
No impacts to marine mammal habitat/prey are expected; and
The expected efficacy of planned mitigation measures in
reducing the effects of the specified activity to the level of least
practicable adverse impact.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that for both the Year 1
IHA and the Year 2 IHA the total marine mammal take from the proposed
activity will have a negligible impact on all affected marine mammal
species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
Endangered Species Act
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA; 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally whenever we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed species is proposed for
authorization or expected to result from this activity. Therefore, NMFS
has determined that formal consultation under section 7 of the ESA is
not required for this action.
Proposed Authorizations
As a result of these preliminary determinations, NMFS proposes to
issue two distinct and consecutive one-year IHAs to the Department of
the Air Force for conducting Extended Range Cannon Artillery II testing
at Vandenberg Air Force Base, California from October 1, 2023 to
September 30, 2024 (Year 1) and from October 1, 2024 to September 30,
2025 (Year 2) provided the previously mentioned mitigation, monitoring,
and reporting requirements are incorporated. Drafts of the proposed
IHAs can be found at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses, the proposed authorizations,
and any other aspect of this notice of proposed IHAs for the proposed
ERCA II testing. We also request at this time comment on the potential
renewal of these proposed IHAs as described in the paragraph below.
Please include with your comments any supporting data or literature
citations to help inform decisions on the request for these IHAs or
subsequent Renewal IHAs.
On a case-by-case basis, NMFS may issue a one-time, 1 year Renewal
IHA following notice to the public providing
[[Page 776]]
an additional 15 days for public comments when (1) up to another year
of identical or nearly identical activities as described in the
Description of Proposed Activities section of this notice is planned or
(2) the activities as described in the Description of Proposed
Activities section of this notice would not be completed by the time
the IHA expires and a renewal would allow for completion of the
activities beyond that described in the Dates and Duration section of
this notice, provided all of the following conditions are met:
(1) A request for renewal is received no later than 60 days prior
to the needed Renewal IHA effective date (recognizing that the Renewal
IHA expiration date cannot extend beyond one year from expiration of
the initial IHA).
(2) The request for renewal must include the following:
An explanation that the activities to be conducted under
the requested Renewal IHA are identical to the activities analyzed
under the initial IHA, are a subset of the activities, or include
changes so minor (e.g., reduction in pile size) that the changes do not
affect the previous analyses, mitigation and monitoring requirements,
or take estimates (with the exception of reducing the type or amount of
take).
A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
(3) Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: January 3, 2022.
Kimberly Damon-Randall,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2022-00032 Filed 1-5-22; 8:45 am]
BILLING CODE 3510-22-P