Revisions to the Unregulated Contaminant Monitoring Rule (UCMR 5) for Public Water Systems and Announcement of Public Meetings, 73131-73157 [2021-27858]
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Federal Register / Vol. 86, No. 245 / Monday, December 27, 2021 / Rules and Regulations
[FR Doc. 2021–27556 Filed 12–23–21; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 141
[EPA–HQ–OW–2020–0530; FRL–6791–03–
OW]
RIN 2040–AF89
Revisions to the Unregulated
Contaminant Monitoring Rule (UCMR
5) for Public Water Systems and
Announcement of Public Meetings
Environmental Protection
Agency (EPA).
ACTION: Final rule and notice of public
meetings.
AGENCY:
The U.S. Environmental
Protection Agency (EPA) is finalizing a
Safe Drinking Water Act (SDWA) rule
that requires certain public water
systems (PWSs) to collect national
occurrence data for 29 per- and
polyfluoroalkyl substances (PFAS) and
lithium. Subject to the availability of
appropriations, EPA will include all
systems serving 3,300 or more people
and a representative sample of 800
systems serving 25 to 3,299 people. If
EPA does not receive the appropriations
needed for monitoring all of these
systems in a given year, EPA will reduce
the number of systems serving 25 to
10,000 people that will be asked to
perform monitoring. This final rule is a
key action to ensure science-based
decision-making and prioritize
protection of disadvantaged
communities in accordance with EPA’s
PFAS Strategic Roadmap. EPA is also
announcing plans for public webinars to
discuss implementation of the fifth
Unregulated Contaminant Monitoring
Rule (UCMR 5).
DATES: This final rule is effective on
January 26, 2022. The incorporation by
reference of certain publications listed
in this final rule is approved by the
Director of the Federal Register as of
January 26, 2022.
ADDRESSES: EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OW–2020–0530. All
documents in the docket are listed on
the https://www.regulations.gov
website. Although listed in the index,
some information is not publicly
available, e.g., CBI or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy form.
Publicly available docket materials are
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SUMMARY:
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available electronically through https://
www.regulations.gov.
FOR FURTHER INFORMATION CONTACT:
Brenda D. Bowden, Standards and Risk
Management Division (SRMD), Office of
Ground Water and Drinking Water
(OGWDW) (MS 140), Environmental
Protection Agency, 26 West Martin
Luther King Drive, Cincinnati, Ohio
45268; telephone number: (513) 569–
7961; email address: bowden.brenda@
epa.gov; or Melissa Simic, SRMD,
OGWDW (MS 140), Environmental
Protection Agency, 26 West Martin
Luther King Drive, Cincinnati, Ohio
45268; telephone number: (513) 569–
7864; email address: simic.melissa@
epa.gov. For general information, visit
the Ground Water and Drinking Water
web page at: https://www.epa.gov/
ground-water-and-drinking-water.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Summary Information
A. Purpose of the Regulatory Action
1. What action is EPA taking?
2. Does this action apply to me?
3. What is EPA’s authority for taking this
action?
4. What is the applicability date?
B. Summary of the Regulatory Action
C. Economic Analysis
1. What is the estimated cost of this action?
2. What are the benefits of this action?
II. Public Participation
A. What meetings have been held in
preparation for UCMR 5?
B. How do I participate in the upcoming
meetings?
1. Meeting Participation
2. Meeting Materials
III. General Information
A. How are CCL, UCMR, Regulatory
Determination process, and NCOD
interrelated?
B. What are the Consumer Confidence
Reporting and Public Notice Reporting
requirements for public water systems
that are subject to UCMR?
C. What is the UCMR 5 timeline?
D. What is the role of ‘‘States’’ in UCMR?
E. How did EPA consider Children’s
Environmental Health?
F. How did EPA address Environmental
Justice?
G. How did EPA coordinate with Indian
Tribal Governments?
H. How are laboratories approved for
UCMR 5 analyses?
1. Request To Participate
2. Registration
3. Application Package
4. EPA’s Review of Application Package
5. Proficiency Testing
6. Written EPA Approval
I. What documents are being incorporated
by reference?
1. Methods From the U.S. Environmental
Protection Agency
2. Alternative Methods From American
Public Health Association—Standard
Methods (SM)
3. Methods From ASTM International
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IV. Description of Final Rule and Summary
of Responses to Public Comments
A. What contaminants must be monitored
under UCMR 5?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
a. Aggregate PFAS Measure
b. Legionella Pneumophila
c. Haloacetonitriles
d. 1,2,3-Trichloropropane
B. What is the UCMR 5 sampling design?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
C. What is the sampling frequency and
timing?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
D. Where are the sampling locations and
what is representative monitoring?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
E. How long do laboratories and PWSs
have to report data?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
F. What are the reporting requirements for
UCMR 5?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
a. Data Elements
b. Reporting State Data
G. What are the UCMR 5 Minimum
Reporting Levels (MRLs) and how were
they determined?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
H. What are the requirements for laboratory
analysis of field reagent blank samples?
1. This Final Rule
2. Summary of Major Comments and EPA
Responses
I. How will EPA support risk
communication for UCMR 5 results?
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act
(UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
I. National Technology Transfer and
Advancement Act (NTTAA)
J. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
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K. Congressional Review Act (CRA)
VI. References
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Abbreviations and Acronyms
mg/L Microgram per Liter
11Cl-PF3OUdS 11-chloroeicosafluoro-3oxaundecane-1-sulfonic Acid
4:2 FTS 1H, 1H, 2H, 2H-perfluorohexane
Sulfonic Acid
6:2 FTS 1H, 1H, 2H, 2H-perfluorooctane
Sulfonic Acid
8:2 FTS 1H, 1H, 2H, 2H-perfluorodecane
Sulfonic Acid
9Cl-PF3ONS 9-chlorohexadecafluoro-3oxanone-1-sulfonic Acid
ADONA 4,8-dioxa-3H-perfluorononanoic
Acid
AES Atomic Emission Spectrometry
ASDWA Association of State Drinking
Water Administrators
ASTM ASTM International
AWIA America’s Water Infrastructure Act
of 2018
CASRN Chemical Abstracts Service
Registry Number
CBI Confidential Business Information
CCL Contaminant Candidate List
CCR Consumer Confidence Report
CFR Code of Federal Regulations
CRA Congressional Review Act
CWS Community Water System
DBP Disinfection Byproduct
DWSRF Drinking Water State Revolving
Fund
EPA United States Environmental
Protection Agency
EPTDS Entry Point to the Distribution
System
FR Federal Register
FRB Field Reagent Blank
GW Ground Water
GWRMP Ground Water Representative
Monitoring Plan
HFPO-DA Hexafluoropropylene Oxide
Dimer Acid (GenX)
HRL Health Reference Level
ICP Inductively Coupled Plasma
ICR Information Collection Request
IDC Initial Demonstration of Capability
LCMRL Lowest Concentration Minimum
Reporting Level
LC/MS/MS Liquid Chromatography/
Tandem Mass Spectrometry
MDBP Microbial and Disinfection
Byproduct
MRL Minimum Reporting Level
NAICS North American Industry
Classification System
NCOD National Contaminant Occurrence
Database
NDAA National Defense Authorization Act
for Fiscal Year 2020
NEtFOSAA N-ethyl
Perfluorooctanesulfonamidoacetic Acid
NFDHA Nonafluoro-3,6-dioxaheptanoic
Acid
ng/L Nanogram per Liter
NMeFOSAA N-methyl
Perfluorooctanesulfonamidoacetic Acid
NPDWR National Primary Drinking Water
Regulation
NTNCWS Non-transient Non-community
Water System
NTTAA National Technology Transfer and
Advancement Act
NTWC National Tribal Water Council
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OGWDW Office of Ground Water and
Drinking Water
OMB Office of Management and Budget
PFAS Per- and Polyfluoroalkyl Substances
PFBA Perfluorobutanoic Acid
PFBS Perfluorobutanesulfonic Acid
PFDA Perfluorodecanoic Acid
PFDoA Perfluorododecanoic Acid
PFEESA Perfluoro (2-ethoxyethane)
Sulfonic Acid
PFHpA Perfluoroheptanoic Acid
PFHpS Perfluoroheptanesulfonic Acid
PFHxA Perfluorohexanoic Acid
PFHxS Perfluorohexanesulfonic Acid
PFMBA Perfluoro-4-methoxybutanoic Acid
PFMPA Perfluoro-3-methoxypropanoic
Acid
PFNA Perfluorononanoic Acid
PFOA Perfluorooctanoic Acid
PFOS Perfluorooctanesulfonic Acid
PFPeA Perfluoropentanoic Acid
PFPeS Perfluoropentanesulfonic Acid
PFTA Perfluorotetradecanoic Acid
PFTrDA Perfluorotridecanoic Acid
PFUnA Perfluoroundecanoic Acid
PN Public Notice
PRA Paperwork Reduction Act
PT Proficiency Testing
PWS Public Water System
QC Quality Control
RFA Regulatory Flexibility Act
SBA Small Business Administration
SBREFA Small Business Regulatory
Enforcement Fairness Act
SDWA Safe Drinking Water Act
SDWARS Safe Drinking Water Accession
and Review System
SDWIS/Fed Safe Drinking Water
Information System Federal Reporting
Services
SM Standard Methods for the Examination
of Water and Wastewater
SOP Standard Operating Procedure
SPE Solid Phase Extraction
SRMD Standards and Risk Management
Division
SW Surface Water
SWTR Surface Water Treatment Rule
TNCWS Transient Non-community Water
System
TOF Total Organic Fluorine
TOP Total Oxidizable Precursors
UCMR Unregulated Contaminant
Monitoring Rule
UMRA Unfunded Mandates Reform Act of
1995
U.S. United States
USEPA United States Environmental
Protection Agency
I. Summary Information
A. Purpose of the Regulatory Action
1. What action is EPA taking?
This final rule requires certain public
water systems (PWSs), described in
section I.A.2 of this preamble, to collect
national occurrence data for 29 PFAS
and lithium. PFAS and lithium are not
currently subject to national primary
drinking water regulations, and EPA is
requiring collection of data under
UCMR 5 to inform EPA regulatory
determinations and risk-management
decisions. Consistent with EPA’s PFAS
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Strategic Roadmap, UCMR 5 will
provide new data critically needed to
improve EPA’s understanding of the
frequency that 29 PFAS (and lithium)
are found in the nation’s drinking water
systems and at what levels. This data
will ensure science-based decisionmaking and help prioritize protection of
disadvantaged communities.
2. Does this action apply to me?
This final rule applies to PWSs
described in this section. PWSs are
systems that provide water for human
consumption through pipes, or
constructed conveyances, to at least 15
service connections or that regularly
serve an average of at least 25
individuals daily at least 60 days out of
the year. A community water system
(CWS) is a PWS that has at least 15
service connections used by year-round
residents or regularly serves at least 25
year-round residents. A non-transient
non-community water system
(NTNCWS) is a PWS that is not a CWS
and that regularly serves at least 25 of
the same people over 6 months per year.
Under this final rule, all large CWSs and
NTNCWSs serving more than 10,000
people are required to monitor. In
addition, small CWSs and NTNCWSs
serving between 3,300 and 10,000
people are required to monitor (subject
to available EPA appropriations and
EPA notification of such requirement) as
are the PWSs included in a nationally
representative sample of CWSs and
NTNCWSs serving between 25 and
3,299 people (see ‘‘Selection of
Nationally Representative Public Water
Systems for the Unregulated
Contaminant Monitoring Rule: 2021
Update’’ for a description of the
statistical approach for EPA’s selection
of the nationally representative sample
(USEPA, 2021a), available in the UCMR
5 public docket). EPA expects to clarify
the monitoring responsibilities for
affected small systems by approximately
July 1 of each year preceding sample
collection, based on the availability of
appropriations each year.
As in previous UCMRs, transient noncommunity water systems (TNCWSs)
(i.e., non-community water systems that
do not regularly serve at least 25 of the
same people over 6 months per year) are
not required to monitor under UCMR 5.
EPA leads UCMR 5 monitoring as a
direct-implementation program. States,
Territories, and Tribes with primary
enforcement responsibility (primacy) to
administer the regulatory program for
PWSs under SDWA (hereinafter
collectively referred to in this document
as ‘‘states’’), can participate in the
implementation of UCMR 5 through
voluntary Partnership Agreements (see
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discussion of Partnership Agreements in
Section III.D of this preamble). Under
Partnership Agreements, states can
choose to be involved in various aspects
of UCMR 5 monitoring for PWSs they
oversee; however, the PWS remains
responsible for compliance with the
final rule. Potentially regulated
categories and entities are identified in
the following table.
Category
Examples of potentially regulated entities
State, local, & Tribal governments ..
State, local, and Tribal governments that analyze water samples on behalf of PWSs required to conduct such analysis; State, local, and Tribal governments that directly operate CWSs and NTNCWSs required to monitor.
Private operators of CWSs and NTNCWSs required to monitor ..........................................
Municipal operators of CWSs and NTNCWSs required to monitor ......................................
Industry ............................................
Municipalities ...................................
73133
NAICS *
924110
221310
924110
* NAICS = North American Industry Classification System.
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This table is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This table lists
the types of entities that EPA is aware
could potentially be regulated by this
action. Other types of entities not listed
in the table could also be regulated. To
determine whether your entity is
regulated by this action, you should
carefully examine the definition of PWS
found in Title 40 in the Code of Federal
Regulations (CFR) at 40 CFR 141.2 and
141.3, and the applicability criteria
found in 40 CFR 141.40(a)(1) and (2). If
you have questions regarding the
applicability of this action to a
particular entity, please consult the
contacts listed in the preceding FOR
FURTHER INFORMATION CONTACT section of
this preamble.
3. What is EPA’s authority for taking
this action?
As part of EPA’s responsibilities
under SDWA, the agency implements
section 1445(a)(2), Monitoring Program
for Unregulated Contaminants. This
section, as amended in 1996, requires
that once every five years, beginning in
August 1999, EPA issue a list of not
more than 30 unregulated contaminants
to be monitored by PWSs. SDWA
requires that EPA enter the monitoring
data into the agency’s publicly available
National Contaminant Occurrence
Database (NCOD) at https://
www.epa.gov/sdwa/nationalcontaminant-occurrence-database-ncod.
EPA must vary the frequency and
schedule for monitoring based on the
number of people served, the source of
supply, and the contaminants likely to
be found. EPA is using SDWA Section
1445(a)(2) authority as the basis for
monitoring the unregulated
contaminants under this final rule.
Section 2021 of America’s Water
Infrastructure Act of 2018 (AWIA) (Pub.
L. 115–270) amended SDWA and
specifies that, subject to the availability
of EPA appropriations for such purpose
and sufficient laboratory capacity, EPA’s
UCMR program must require all PWSs
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serving between 3,300 and 10,000
people to monitor for the contaminants
in a particular UCMR cycle, and ensure
that only a nationally representative
sample of systems serving between 25
and 3,299 people are required to
monitor for those contaminants. EPA
has developed this final rule
anticipating that necessary
appropriations will become available;
however, to date, Congress has not
appropriated additional funding (i.e.,
funding in addition to the $2.0 million
that EPA has historically set aside each
year from the Drinking Water State
Revolving Fund, using SDWA authority,
to support UCMR monitoring at small
systems) to cover monitoring expenses
for all PWSs serving between 3,300 and
10,000 people. Provisions in the final
rule enable the agency to adjust the
number of these systems that must
monitor based upon available
appropriations.
AWIA did not amend the original
SDWA requirements for large PWSs.
Therefore, PWSs serving a population
larger than 10,000 people continue to be
responsible for participating in UCMR.
Section 7311 of the National Defense
Authorization Act for Fiscal Year 2020
(NDAA) (Pub. L. 116–92) amended
SDWA and specifies that EPA shall
include all PFAS in UCMR 5 for which
a drinking water method has been
validated by the Administrator and that
are not subject to a national primary
drinking water regulation.
4. What is the applicability date?
The applicability date represents an
internal milestone used by EPA to
determine if a PWS is included in the
UCMR program and whether it will be
treated as small (i.e., serving 25 to
10,000 people) or large (i.e., serving
more than 10,000 people). It does not
represent a date by which respondents
need to take any action. The
determination of whether a PWS is
required to monitor under UCMR 5 is
based on the type of system (e.g., CWS,
NTNCWS, etc.) and its retail population
served, as indicated by the Safe
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Drinking Water Information System
Federal Reporting Services (SDWIS/Fed)
inventory on February 1, 2021. SDWIS/
Fed can be accessed at https://
www.epa.gov/ground-water-anddrinking-water/safe-drinking-waterinformation-system-sdwis-federalreporting. Examining water system type
and population served as of February 1,
2021 allowed EPA to develop a draft list
of PWSs tentatively subject to UCMR 5
and share that list with the states during
2021 for their review. This advance
planning and review then allowed EPA
to load state-reviewed PWS information
into EPA’s reporting system so that
those PWSs can be promptly notified
upon publication of this final rule. If a
PWS receives such notification and
believes it has been erroneously
included in UCMR 5 based on an
incorrect retail population, the system
should contact their state authority to
verify its population served as of the
applicability date. If an error impacting
rule applicability is identified, the state
or the PWS may contact EPA to address
the error. The 5-year UCMR 5 cycle
spans January 2022 through December
2026, with preparations in 2022, sample
collection between January 1, 2023, and
December 31, 2025, and completion of
data reporting in 2026. By
approximately July 1 of the year prior to
each year’s sample collection (i.e., by
July 1, 2022 for 2023 sampling; by July
1, 2023 for 2024 sampling; and by July
1, 2024 for 2025 sampling) EPA expects
to determine whether it has received
necessary appropriations to support its
plan to monitor at all systems serving
between 3,300 and 10,000 people and at
a representative group of 800 smaller
systems. As EPA finalizes its smallsystem plan for each sample collection
year, the agency will notify the small
PWSs accordingly.
B. Summary of the Regulatory Action
EPA is requiring certain PWSs to
collect occurrence data for 29 PFAS and
lithium. This document addresses key
aspects of UCMR 5, including the
following: Analytical methods to
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measure the contaminants; laboratory
approval; monitoring timeframe;
sampling locations; data elements (i.e.,
information required to be collected
along with the occurrence data); data
reporting timeframes; monitoring cost;
public participation; conforming and
editorial changes, such as those
necessary to remove requirements solely
related to UCMR 4; and EPA responses
to public comments on the proposed
rule. This document also discusses the
implication for UCMR 5 of the AWIA
Section 2021(a) requirement that EPA
collect monitoring data from all systems
serving more than 3,300 people ‘‘subject
to the availability of appropriations.’’
Regardless of whether EPA is able to
carry out the small-system monitoring
as planned, or instead reduces the scope
of that monitoring, the small-system
data collection, coupled with data
collection from all systems serving more
than 10,000 people under this action,
will provide scientifically valid data on
the national occurrence of 29 PFAS and
lithium in drinking water. The UCMR
data are the primary source of national
occurrence data that EPA uses to inform
regulatory and other risk management
decisions for drinking water
contaminant candidates.
EPA is required under SDWA Section
1445(a)(2)(C)(ii) to pay the ‘‘reasonable
cost of such testing and laboratory
analysis’’ for all applicable PWSs
serving 25 to 10,000 people. Consistent
with AWIA, EPA will require
monitoring at as many systems serving
3,300 to 10,000 people as appropriations
support (see Section IV.B of this
preamble for more information on the
agency’s sampling design).
The agency received several public
comments expressing concern that
significant laboratory capacity will be
needed to support the full scope
envisioned for UCMR 5 PFAS
monitoring. EPA anticipates that
sufficient laboratory capacity will exist
to support the expanded UCMR 5 scope.
EPA’s experience over the first four
cycles of UCMR implementation has
been that laboratory capacity quickly
grows to meet UCMR demand. EPA also
notes that the number of laboratories
successfully participating in the early
stages of the UCMR 5 laboratory
approval program is a good indicator
that there will be a robust national
network of laboratories experienced in
PFAS drinking water analysis.
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By early 2022, EPA will notify all
small CWSs and NTNCWSs serving
between 3,300 and 10,000 people of
their anticipated requirement to
monitor, which EPA expects to confirm
and schedule by July 1 preceding each
collection year based on the availability
of appropriations. The nationally
representative sample of smaller PWSs
described in Section I.A of this
preamble will be similarly notified and
advised of their schedules.
This final rule addresses the
requirements of the NDAA by including
all 29 PFAS that are within the scope of
EPA Methods 533 and 537.1. Both of
these methods have been validated by
EPA for drinking water analysis.
C. Economic Analysis
1. What is the estimated cost of this
action?
EPA estimates the total average
national cost of this action would be $21
million per year over the 5-year effective
period of the final rule (2022–2026)
assuming EPA collects information from
all systems serving between 3,300 and
10,000 people. All of these costs are
associated with paperwork burden
under the Paperwork Reduction Act
(PRA). EPA discusses the expected costs
as well as documents the assumptions
and data sources used in the preparation
of this estimate in the ‘‘Information
Collection Request for the Final
Unregulated Contaminant Monitoring
Rule (UCMR 5)’’ (USEPA, 2021b). Costs
are incurred by large PWSs (for
sampling and analysis); small PWSs (for
sampling); state regulatory agencies (i.e.,
those who volunteer to assist EPA with
oversight and implementation support);
and EPA (for regulatory support and
oversight activities, and analytical and
shipping costs for samples from small
PWSs). These costs are also summarized
in Exhibit 1 of this preamble. EPA’s
estimates are based on executing the full
monitoring plan for small systems (i.e.,
including all systems serving 3,300 to
10,000 people and a representative
group of 800 smaller systems). As such,
those estimates represent an upper
bound. If EPA does not receive the
necessary appropriations in one or more
of the collections years—and thus
collects data from fewer small systems—
the actual costs would be lower than
those estimated here.
EPA received several comments on
the cost of monitoring. EPA has
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accounted for the cost/burden
associated with all of the PWS activities
as part of the comprehensive cost/
burden estimates. In order to provide
the most accurate and updated cost
estimate, EPA re-examined labor burden
estimates for states, EPA, and PWS
activities and updated costs of
laboratory services for sample analysis,
based on consultations with national
drinking water laboratories, when
developing this final rule.
The costs for a particular UCMR cycle
are heavily influenced by the selection
of contaminants and associated
analytical methods. EPA identified three
EPA-developed analytical methods
(and, in the case of lithium, multiple
optional alternative methods) to analyze
samples for UCMR 5 contaminants.
EPA’s estimate of the UCMR 5 analytical
cost is $740 per sample set (i.e., $740 to
analyze a set of samples from one
sample point and one sample event for
the 30 UCMR 5 contaminants).
Exhibit 1 of this preamble details the
EPA-estimated annual average national
costs (accounting for labor and nonlabor expenses). Laboratory analysis and
sample shipping account for
approximately 65 percent of the
estimated total national cost for the
implementation of UCMR 5. EPA
estimated laboratory costs based on
consultations with multiple commercial
drinking water testing laboratories.
EPA’s cost estimates for the laboratory
methods include shipping and analysis.
EPA expects that states will incur
modest labor costs associated with
voluntary assistance with the
implementation of UCMR 5. EPA
estimated state costs using the relevant
assumptions from the State Resource
Model developed by the Association of
State Drinking Water Administrators
(ASDWA) (ASDWA, 2013) to help states
forecast resource needs. Model
estimates were adjusted to account for
actual levels of state participation under
UCMR 4. State assistance with EPA’s
implementation of UCMR 5 is
voluntary; thus, the level of effort is
expected to vary among states and will
depend on their individual agreements
with EPA.
EPA assumes that one-third of the
systems will collect samples during
each of the three sample-collection
years from January 2023 through
December 2025.
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EXHIBIT 1—ESTIMATED AVERAGE ANNUAL COSTS OF UCMR 5 1
Average
annual cost
(million)
(2022–2026) 2
Entity
Small PWSs (25–10,000), including labor 3 only (non-labor costs 4 paid for by EPA) ...............................................................
Large PWSs (10,001–100,000), including labor and non-labor costs ........................................................................................
Very Large PWSs (100,001 and greater), including labor and non-labor costs .........................................................................
States, including labor costs related to implementation coordination .........................................................................................
EPA, including labor for implementation and non-labor for small system testing ......................................................................
$0.3
7.0
2.2
0.8
5 10.5
Average Annual National Total ............................................................................................................................................
20.8
1 Based
on the scope of small-system monitoring described in AWIA.
may not equal the sum of components due to rounding.
costs pertain to PWSs, states, and EPA. Costs include activities such as reading the final rule, notifying systems selected to participate, sample collection, data review, reporting, and record keeping.
4 Non-labor costs will be incurred primarily by EPA and by large and very large PWSs. They include the cost of shipping samples to laboratories for testing and the cost of the laboratory analyses.
5 For a typical UCMR program that involves the expanded scope prescribed by AWIA, EPA estimates an average annual cost to the agency of
$17M/year (over a 5-year cycle) ($2M/year for the representative sample of 800 PWSs serving between 25 and 3,299 people and $15M/year for
all PWSs serving between 3,300 and 10,000 people). The projected cost to EPA for UCMR 5 implementation is lower than for a typical UCMR
program because of lower sample analysis expenses. Those lower expenses are a result of analytical method efficiencies (i.e., being able to
monitor for 30 chemicals with only three analytical methods).
2 Totals
3 Labor
Additional details regarding EPA’s
cost assumptions and estimates can be
found in the Information Collection
Request (ICR) (USEPA, 2021b), ICR
Number 2040–0304, which presents
estimated cost and labor hours for the 5year UCMR 5 period of 2022–2026.
Copies of the ICR may be obtained from
the EPA public docket for this final rule
under Docket ID No. EPA–HQ–OW–
2020–0530.
2. What are the benefits of this action?
The public benefits from the
information about whether or not
unregulated contaminants are present in
their drinking water. If contaminants are
not found, consumer confidence in their
drinking water should improve. If
contaminants are found, related health
effects may be avoided when
subsequent actions, such as regulations,
are implemented, reducing or
eliminating those contaminants.
II. Public Participation
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A. What meetings have been held in
preparation for UCMR 5?
EPA held three public meetings on
UCMR 5 over the period of 2018
through 2021. EPA held a meeting
focused on drinking water methods for
unregulated contaminants on June 6,
2018, in Cincinnati, Ohio.
Representatives from state agencies,
laboratories, PWSs, environmental
organizations, and drinking water
associations joined the meeting via
webinar and in person. Meeting topics
included an overview of regulatory
process elements (including the
Contaminant Candidate List (CCL),
UCMR, and Regulatory Determination),
and drinking water methods under
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development (see USEPA, 2018 for
presentation materials). EPA held a
second meeting on July 16, 2019, in
Cincinnati, Ohio. Representatives from
State agencies, Tribes, laboratories,
PWSs, environmental organizations, and
drinking water associations participated
in the meeting via webinar and in
person. Meeting topics included the
impacts of AWIA, analytical methods
and contaminants being considered by
EPA, potential sampling design, and
other possible aspects of the UCMR 5
approach (see USEPA, 2019a for
meeting materials). EPA held two
identical virtual meetings on April 6
and 7, 2021, during the public comment
period for the proposed rule (see
USEPA, 2021c for presentation
materials). Topics included the
proposed UCMR 5 monitoring
requirements, analyte selection and
rationale, analytical methods, the
laboratory approval process, and ground
water representative monitoring plans
(GWRMPs). Representatives of state
agencies, laboratories, PWSs,
environmental organizations, and
drinking water associations participated
in the meeting via webinar. In Section
II.B of this preamble, the agency is
announcing additional meetings to be
held in 2022, which will assist with
implementation.
B. How do I participate in the upcoming
meetings?
EPA will hold multiple virtual
meetings during 2022 to discuss UCMR
5 implementation planning, data
reporting using Safe Drinking Water
Accession and Review System
(SDWARS), and best practices for
sample collection. Dates and times of
the upcoming meetings will be posted
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on EPA’s website at https://
www.epa.gov/dwucmr/unregulatedcontaminant-monitoring-rule-ucmrmeetings-and-materials. EPA anticipates
hosting the meetings focused on
implementation planning in spring
2022, and the SDWARS and samplecollection meetings in fall 2022.
Stakeholders who have participated in
past UCMR meetings and/or those who
register to use SDWARS will receive
notification of these events. Other
interested stakeholders are also
welcome to participate.
1. Meeting Participation
Those who wish to participate in the
public meetings, via webinar, can find
information on how to register at
https://www.epa.gov/dwucmr/
unregulated-contaminant-monitoringrule-ucmr-meetings-and-materials. The
number of webinar connections
available for the meetings are limited
and will be available on a first-come,
first-served basis. If stakeholder interest
results in exceeding the maximum
number of available connections for
participants in upcoming webinar
offerings, EPA may schedule additional
webinars, with dates and times posted
on EPA’s Unregulated Contaminant
Monitoring Program Meetings and
Materials web page at https://
www.epa.gov/dwucmr/unregulatedcontaminant-monitoring-rule-ucmrmeetings-and-materials.
2. Meeting Materials
EPA expects to send meeting
materials by email to all registered
participants prior to the meeting. The
materials will be posted on EPA’s
website at https://www.epa.gov/
dwucmr/unregulated-contaminant-
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monitoring-rule-ucmr-meetings-andmaterials for people who do not
participate in the webinar.
III. General Information
A. How are CCL, UCMR, Regulatory
Determination process, and NCOD
interrelated?
Under the 1996 amendments to
SDWA, Congress established a multistep, risk-based approach for
determining which contaminants would
become subject to drinking water
standards. Under the first step, EPA is
required to publish a CCL every five
years that identifies contaminants that
are not subject to any proposed or
promulgated drinking water regulations,
are known or anticipated to occur in
PWSs, and may require future
regulation under SDWA. EPA published
the draft CCL 5 in the Federal Register
on July 19, 2021 (86 FR 37948, July 19,
2021 (USEPA, 2021d)). Under the
second step, EPA must require, every
five years, monitoring of unregulated
contaminants as described in this
action. The third step requires EPA to
determine, every five years, whether or
not to regulate at least five contaminants
from the CCL. Under Section
1412(b)(1)(A) of SDWA, EPA regulates a
contaminant in drinking water if the
Administrator determines that:
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(1) The contaminant may have an adverse
effect on the health of persons;
(2) The contaminant is known to occur or
there is substantial likelihood that the
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contaminant will occur in PWSs with a
frequency and at levels of public health
concern; and
(3) In the sole judgment of the
Administrator, regulation of such
contaminant presents a meaningful
opportunity for health risk reduction for
persons served by PWSs.
national-contaminant-occurrencedatabase-ncod) or via the UCMR web
page at: https://www.epa.gov/dwucmr.
For the contaminants that meet all
three criteria, SDWA requires EPA to
publish national primary drinking water
regulations (NPDWRs). Information on
the CCL and the regulatory
determination process can be found at:
https://www.epa.gov/ccl.
The data collected through the UCMR
program are made available to the
public through the National
Contaminant Occurrence Database
(NCOD) for drinking water. EPA
developed the NCOD to satisfy
requirements in SDWA Section 1445(g),
to assemble and maintain a drinking
water contaminant occurrence database
for both regulated and unregulated
contaminants in drinking water systems.
NCOD houses data on unregulated
contaminant occurrence; data from
EPA’s ‘‘Six-Year Review’’ of national
drinking water regulations; and ambient
and/or source water data. Section
1445(g)(3) of SDWA requires that EPA
maintain UCMR data in the NCOD and
use the data when evaluating the
frequency and level of occurrence of
contaminants in drinking water at a
level of public health concern. UCMR
results can be viewed by the public via
NCOD (https://www.epa.gov/sdwa/
In addition to reporting UCMR
monitoring data to EPA, PWSs are
responsible for presenting and
addressing UCMR results in their
annual Consumer Confidence Reports
(CCRs) (40 CFR 141.153) and must
address Public Notice (PN) requirements
associated with UCMR (40 CFR
141.207). More details about the CCR
and PN requirements can be viewed by
the public at: https://www.epa.gov/ccr
and https://www.epa.gov/dwreginfo/
public-notification-rule, respectively.
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B. What are the Consumer Confidence
Reporting and Public Notice Reporting
requirements for public water systems
that are subject to UCMR?
C. What is the UCMR 5 timeline?
This final rule identifies a UCMR 5
sampling period of 2023 to 2025. Prior
to 2023 EPA will coordinate laboratory
approval, tentatively select
representative small systems (USEPA,
2021a), organize Partnership
Agreements, develop State Monitoring
Plans (see Section III.D of this
preamble), establish monitoring
schedules and inventory, and conduct
outreach and training. Exhibit 2 of this
preamble illustrates the major activities
that EPA expects will take place in
preparation for and during the
implementation of UCMR 5.
BILLING CODE 6560–50–P
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Exhibit 2: Timeline ofUCMR 5 Activities
2022
2023
Pre-sampling
Activity by EPA,
States 1
•
•
•
•
•
•
•
◄
I
2024
I
2025
Sampling Period
2026
Post-sampling
Activity
►
EPA, State 1 Implementation Activities
EPA manages
• EPA, State provide compliance
Laboratory Approval
assistance
Program
• EPA, State implement small
system monitoring
EPA organizes
• EPA posts data quarterly to
Partnership
NCOD
Agreements and State
Monitoring Plans
• EPA confirms sample collection
by mid-2023 (for small systems
EPA/States notify
scheduled for 2024 monitoring)
affected PWSs of
and by mid-2024 (for small
UCMR 5 monitoring
systems scheduled for 2025
plan following final
monitoring)
rule publication
EPA/States send
PWS Sample Collection; Laboratory
SDWARS
Analysis; Reporting (~1/3 in each
registrations
year)
EPA/States review
• All large systems serving more
GWRMP submittals
than 10,000 people
EPA conducts
• All small systems serving
outreach/trainings
between 3,300 and 10,000
EPA confirms sample
people, if confirmed by EPA
collection by mid• Up to 800 small systems serving
2022 with small
between 25 and 3,299 people, as
systems scheduled
confirmed by EPA
for 2023 monitoring.
PWSs, Laboratories
• Complete
resampling, as
needed
• Conclude data
reporting
•
EPA
Complete upload of
UCMR 5 data to
NCOD
Pre-sampling
Activity by PWSs
•
..
State part1c1pat10n 1s defined m voluntary Partnership Agreements with EPA
BILLING CODE 6560–50–C
D. What is the role of ‘‘States’’ in
UCMR?
UCMR is a direct implementation rule
(i.e., EPA has primary responsibility for
its implementation) and state
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participation is voluntary. Under the
previous UCMR cycles, specific
activities that individual states agreed to
carry out or assist with were identified
and established exclusively through
Partnership Agreements. Through
Partnership Agreements, states can help
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EPA implement UCMR and help ensure
that the UCMR data are of the highest
quality possible to best support the
agency decision making. Under UCMR
5, EPA will continue to use the
Partnership Agreement process to
determine and document the following:
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1
Register for a
SDWARS account
and provide sampling
location inventory
and contact
information
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The process for review and revision of
the State Monitoring Plans; replacing
and updating PWS information,
including inventory (i.e., PWS
identification codes (PWSID), facility
identification code along with
associated facility types and water
source type, etc.); review of proposed
GWRMPs; notification and instructions
for systems; and compliance assistance.
EPA recognizes that states often have
the best information about their PWSs
and encourages them to partner in the
UCMR 5 program.
E. How did EPA consider Children’s
Environmental Health?
By monitoring for unregulated
contaminants that may pose health risks
via drinking water, UCMR furthers the
protection of public health for all
citizens, including children. Children
consume more water per unit of body
weight compared to adults. Moreover,
formula-fed infants drink a large amount
of water compared to their body weight;
thus, children’s exposure to
contaminants in drinking water may
present a disproportionate health risk
(USEPA, 2011). The objective of UCMR
5 is to collect nationally representative
drinking water occurrence data on
unregulated contaminants for future
regulatory consideration. Information on
the prioritization process, as well as
contaminant-specific information (e.g.,
source, use, production, release,
persistence, mobility, health effects, and
occurrence), that EPA used to select the
analyte list, is contained in
‘‘Information Compendium for
Contaminants for the Final Unregulated
Contaminant Monitoring Rule (UCMR
5)’’ (USEPA, 2021e), available in the
UCMR 5 public docket.
Since this is a final rule to monitor for
contaminants and not to reduce their
presence in drinking water to an
acceptable level, the rule does not
concern environmental health or safety
risks presenting a disproportionate risk
to children that would be addressed by
this action (See Section V.G Executive
Order 13045 of this preamble).
Therefore, Executive Order 13045 does
not apply to UCMR. However, EPA’s
Policy on Evaluating Health Risks to
Children, which ensures that the health
of infants and children is explicitly
considered in the agency’s decision
making, is applicable, see: https://
www.epa.gov/children/epas-policyevaluating-risk-children.
EPA considered children’s health
risks during the development of UCMR
5. This included considering public
comments about candidate contaminant
priorities. Many commenters supported
the agency’s inclusion of PFAS and
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lithium in UCMR 5. Some commenters
requested that EPA consider children
and infant health risks in its risk
communication for UCMR 5.
Using quantitation data from multiple
laboratories, EPA establishes
statistically-based UCMR reporting
levels the agency considers feasible for
the national network of approved
drinking water laboratories. EPA
generally sets the reporting levels as low
as is technologically practical for
measurement by that national network
of laboratories, even if that level is well
below concentrations that are currently
associated with known or suspected
health effects. In doing so, EPA
positions itself to better address
contaminant risk information in the
future, including that associated with
unique risks to children.
F. How did EPA address Environmental
Justice (EJ)?
EPA has concluded that this action is
not subject to Executive Order 12898
because it does not establish an
environmental health or safety standard
(see Section V.J Executive Order 12898
of this preamble). EPA Administrator
Regan issued a directive to all EPA staff
to incorporate environmental justice (EJ)
into the agency’s work, including
regulatory activities, such as integrating
EJ considerations into the regulatory
development processes and considering
regulatory options to maximize benefits
to communities that ‘‘continue to suffer
from disproportionately high pollution
levels and the resulting adverse health
and environmental impacts.’’ In keeping
with this directive, and consistent with
AWIA, EPA will, subject to the
availability of sufficient appropriations,
expand UCMR 5 to include all PWSs
serving between 3,300 and 10,000
people as described in Sections I.A.4
and IV.B of this preamble. If there are
sufficient appropriations, the expansion
in the number of participating PWSs
will provide a more comprehensive
assessment of contaminant occurrence
data from small and rural communities,
including disadvantaged communities.
By developing a national
characterization of unregulated
contaminants that may pose health risks
via drinking water from PWSs, UCMR
furthers the protection of public health
for all citizens. If EPA receives the
needed appropriations, the expansion in
monitoring scope reflected in UCMR 5
(i.e., including all PWSs serving 3,300 to
10,000 people) will better support state
and regional analyses and determination
of potential EJ-related issues that need
to be addressed. EPA structured the
UCMR 5 rulemaking process to allow for
meaningful involvement and
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transparency. EPA organized public
meetings and webinars to share
information regarding the development
and implementation of UCMR 5;
consulted with Tribal governments; and
convened a workgroup that included
representatives from several states. EPA
will support stakeholder interest in
UCMR 5 results by making them
publicly available, as described in
Section III.A of this preamble, and by
developing additional riskcommunication materials to help
individuals and communities
understand the significance of
contaminant occurrence.
EPA received multiple comments on
environmental justice considerations.
Commenters expressed support for the
continued collection of U.S. Postal
Service Zip Codes for each PWS’s
service area and requested that EPA
provide multilingual UCMR materials.
EPA will continue to collect Zip Codes
for UCMR 5, as collected under UCMR
3 and UCMR 4, to support potential
assessments of whether or not certain
communities are disproportionately
impacted by particular drinking water
contaminants. EPA also intends to
develop the sampling instructions, fact
sheets, and data summaries in both
English and Spanish.
G. How did EPA coordinate with Indian
Tribal Governments?
EPA has concluded that this action
has Tribal implications. However, it will
neither impose substantial direct
compliance costs on federally
recognized Tribal governments, nor
preempt Tribal law. (See section V.F
Executive Order 13175 of this
preamble).
EPA consulted with Tribal officials
under the EPA Policy on Consultation
and Coordination with Indian Tribes
early in the process of developing this
action to ensure meaningful and timely
input into its development. EPA
initiated the Tribal consultation and
coordination process before proposing
the rule by mailing a ‘‘Notification of
Consultation and Coordination’’ letter
on June 26, 2019, to the Tribal
leadership of the then 573 federally
recognized Tribes. The letter invited
Tribal leaders and representatives of
Tribal governments to participate in an
August 6, 2019, UCMR 5 Tribal
consultation and coordination
informational meeting. Presentation
topics included an overview of the
UCMR program, potential approaches to
monitoring and implementation for
UCMR 5, and the UCMR 5 contaminants
and analytical methods under
consideration. After the presentation,
EPA provided an opportunity for input
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and questions on the action. Eight
representatives from five Tribes
attended the August meeting. Tribal
representatives asked clarifying
questions regarding program costs to
PWSs and changes in PWS participation
per AWIA. EPA addressed the questions
during the meeting. Following the
meeting, EPA received and addressed
one additional clarifying question from
a Tribal representative during the Tribal
consultation process. No other Tribal
representatives submitted written
comments during the UCMR 5
consultation comment period that
ended September 1, 2019.
Prior to the August 2019 meeting,
EPA provided additional opportunities
for Tribal officials to provide
meaningful and timely input into the
development of the proposed rule. On
July 10, 2019, EPA participated in a
monthly conference call with the
National Tribal Water Council (NTWC).
EPA shared a brief summary of UCMR
statutory requirements with the Council
and highlighted the upcoming official
Tribal meeting. EPA also invited Tribal
leaders and representatives to
participate in a public meeting, held on
July 16, 2019, to discuss the
development of the proposed rule.
Representatives from six Tribes
participated in the public meeting.
Following the publication of the
proposal, EPA advised the Indian
Health Services of the 60-day public
comment period to assist with
facilitating additional Tribal comments
on the proposed rule. EPA received no
public comments from Tribal officials.
A complete summary of the
consultation, titled, ‘‘Summary of the
Tribal Coordination and Consultation
Process for the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5)
Proposal,’’ is provided in the UCMR 5
public docket listed in the ADDRESSES
section of this preamble.
H. How are laboratories approved for
UCMR 5 analyses?
Consistent with prior UCMRs, this
action maintains the requirement that
PWSs use laboratories approved by EPA
to analyze UCMR 5 samples. Interested
laboratories are encouraged to apply for
EPA approval as early as possible. The
UCMR 5 laboratory approval process,
which began with the publication of the
UCMR 5 proposal, is designed to assess
whether laboratories possess the
required equipment and can meet
laboratory-performance and datareporting criteria described in this
action.
EPA expects demand for laboratory
support to increase significantly based
on the greater number of PWSs expected
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to participate in UCMR 5. EPA
anticipates that the number of
participating small water systems will
increase from the typical 800 to
approximately 6,000 (see Exhibit 5 in
Section IV.B of this preamble). In
preparation for this increase, EPA will
solicit proposals and award contracts to
laboratories to support small system
monitoring prior to the end of the
proficiency testing (PT) program. As in
previous UCMR programs, EPA expects
that laboratories awarded contracts by
EPA will be required to first be
approved to perform all methods. The
requirements for the laboratory approval
process are described in steps 1 through
6 of the following paragraphs.
EPA will require laboratories seeking
approval to: (1) Provide EPA with data
documenting an initial demonstration of
capability (IDC) as outlined in each
method; (2) verify successful
performance at or below the minimum
reporting levels (MRLs) as specified in
this action; (3) provide information
about laboratory standard operating
procedures (SOPs); and (4) participate
in two EPA PT studies for the analytes
of interest. Audits of laboratories may be
conducted by EPA prior to and/or
following approval, and maintaining
approval is contingent on timely and
accurate reporting. The ‘‘UCMR 5
Laboratory Approval Manual’’ (USEPA,
2021f), available in the UCMR 5 public
docket, provides more specific guidance
on EPA laboratory approval program
and the specific method acceptance
criteria. EPA has included samplecollection procedures that are specific to
the methods in the ‘‘UCMR 5 Laboratory
Manual,’’ and will address these
procedures in our outreach to the PWSs
that will be collecting samples.
The UCMR 5 laboratory approval
program will provide an assessment of
the ability of laboratories to perform
analyses using the methods listed in 40
CFR 141.40(a)(3), Table 1 of this
preamble. Laboratory participation in
the program is voluntary. However, as
in the previous UCMRs, EPA will
require PWSs to exclusively use
laboratories that have been approved
under the program. EPA will post a list
of approved UCMR 5 laboratories to
https://www.epa.gov/dwucmr and will
bring this to the attention of the PWSs
in our outreach.
1. Request To Participate
Laboratories interested in the UCMR 5
laboratory approval program first email
EPA at: UCMR_Lab_Approval@epa.gov
to request registration materials. EPA
began accepting requests beginning with
the publication of the proposal in the
Federal Register.
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2. Registration
Laboratory applicants provide
registration information that includes
laboratory name, mailing address,
shipping address, contact name, phone
number, email address, and a list of the
UCMR 5 methods for which the
laboratory is seeking approval. This
registration step provides EPA with the
necessary contact information and
ensures that each laboratory receives a
customized application package.
3. Application Package
Laboratory applicants will complete
and return a customized application
package that includes the following: IDC
data, including precision, accuracy, and
results of MRL studies; information
regarding analytical equipment and
other materials; proof of current
drinking water laboratory certification
(for select compliance monitoring
methods); method-specific SOPs; and
example chromatograms for each
method under review.
As a condition of receiving and
maintaining approval, the laboratory
must promptly post UCMR 5 monitoring
results and quality control data that
meet method criteria (on behalf of its
PWS clients) to EPA’s UCMR electronic
data reporting system, SDWARS.
Based on the January 1, 2023 start for
UCMR 5 sample collection, the deadline
for a laboratory to submit the necessary
registration and application information
is August 1, 2022.
4. EPA’s Review of Application Package
EPA will review the application
packages and, if necessary, request
follow-up information. Laboratories that
successfully complete the application
process become eligible to participate in
the UCMR 5 PT program.
5. Proficiency Testing
A PT sample is a synthetic sample
containing a concentration of an analyte
or mixture of analytes that is known to
EPA, but unknown to the laboratory. To
be approved, a laboratory must meet
specific acceptance criteria for the
analysis of a UCMR 5 PT sample(s) for
each analyte in each method, for which
the laboratory is seeking approval. EPA
offered three PT studies between
publication of the proposed rule and
final rule, and anticipates offering at
least two additional studies. Interested
laboratories must participate in and
report data for at least two PT studies.
This allows EPA to collect a robust
dataset for PT results, and provides
laboratories with extra analytical
experience using UCMR 5 methods.
Laboratories must pass a PT for every
analyte in the method to be approved
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for that method and may participate in
multiple PT studies in order to produce
passing results for each analyte. EPA
has taken this approach in UCMR 5,
recognizing that EPA Method 533
contains 25 analytes. EPA does not
expect to conduct additional PT studies
after the start of PWS monitoring;
however, EPA expects to conduct
laboratory audits (remote and/or on-site)
throughout the implementation of
UCMR 5 on an as needed and/or
random basis. Initial laboratory
approval is contingent on successful
completion of PT studies, which
includes properly uploading the PT
results to SDWARS. Continued
laboratory approval is contingent on
successful completion of the audit
process and satisfactorily meeting all
the other stated conditions.
6. Written EPA Approval
For laboratories that have already
successfully completed steps 1 through
5, EPA sent the laboratory a notification
letter listing the methods for which
approval was ‘‘pending’’ (i.e., pending
promulgation of this final rule). Because
no changes have been made to the final
rule that impact the laboratory approval
program, laboratories that received
pending-approval letters will be notified
of full approval without further action
on their part. Approval actions for
additional laboratories that successfully
complete steps 1 through 5 will also be
documented by EPA in writing.
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I. What documents are being
incorporated by reference?
The following methods are being
incorporated by reference into this
section for UCMR 5 monitoring. All
method material is available for
inspection electronically at https://
www.regulations.gov (Docket ID No.
EPA–HQ–OW–2020–0530), or from the
sources listed for each method. The
methods that may be used to support
monitoring under this final rule are as
follows:
1. Methods From the U.S.
Environmental Protection Agency
The following methods are available
at EPA’s Docket No. EPA–HQ–OW–
2020–0530.
(i) EPA Method 200.7 ‘‘Determination
of Metals and Trace Elements in Water
and Wastes by Inductively Coupled
Plasma-Atomic Emission
Spectrometry,’’ Revision 4.4, 1994.
Available at https://www.epa.gov/esam/
method-2007-determination-metalsand-trace-elements-water-and-wastesinductively-coupled-plasma. This is an
EPA method for the analysis of metals
and trace elements in water by ICP–AES
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and may be used to measure lithium
during UCMR 5. See also the discussion
of non-EPA alternative methods for
lithium in this section.
(ii) EPA Method 533 ‘‘Determination
of Per- and Polyfluoroalkyl Substances
in Drinking Water by Isotope Dilution
Anion Exchange Solid Phase Extraction
and Liquid Chromatography/Tandem
Mass Spectrometry,’’ November 2019,
EPA 815–B–19–020. Available at
https://www.epa.gov/
dwanalyticalmethods/analyticalmethods-developed-epa-analysisunregulated-contaminants. This is an
EPA method for the analysis PFAS in
drinking water using SPE and LC/MS/
MS and is to be used to measure 25
PFAS during UCMR 5 (11Cl-PF3OUdS,
8:2 FTS, 4:2 FTS, 6:2 FTS, ADONA, 9ClPF3ONS, HFPO–DA (GenX), NFDHA,
PFEESA, PFMPA, PFMBA, PFBS, PFBA,
PFDA, PFDoA, PFHpS, PFHpA, PFHxS,
PFHxA, PFNA, PFOS, PFOA, PFPeS,
PFPeA, and PFUnA).
(iii) EPA Method 537.1
‘‘Determination of Selected Per- and
Polyfluorinated Alkyl Substances in
Drinking Water by Solid Phase
Extraction and Liquid Chromatography/
Tandem Mass Spectrometry (LC/MS/
MS),’’ Version 2.0, March 2020, EPA/
600/R–20/006. Available at https://
www.epa.gov/dwanalyticalmethods/
analytical-methods-developed-epaanalysis-unregulated-contaminants.
This is an EPA method for the analysis
of PFAS in drinking water using SPE
and LC/MS/MS and is to be used to
measure four PFAS during UCMR 5
(NEtFOSAA, NMeFOSAA, PFTA, and
PFTrDA).
2. Alternative Methods From American
Public Health Association—Standard
Methods (SM)
The following methods are from
American Public Health—Standard
Methods (SM), 800 I Street NW,
Washington, DC 20001–3710.
(i) ‘‘Standard Methods for the
Examination of Water & Wastewater,’’
23rd edition (2017).
(a) SM 3120 B, ‘‘Metals by Plasma
Emission Spectroscopy (2017):
Inductively Coupled Plasma (ICP)
Method.’’ This is a Standard Method for
the analysis of metals in water and
wastewater by emission spectroscopy
using ICP and may be used for the
analysis of lithium.
(ii) ‘‘Standard Methods Online,’’
approved 1999. Available for purchase
at https://www.standardmethods.org.
(a) SM 3120 B, ‘‘Metals by Plasma
Emission Spectroscopy: Inductively
Coupled Plasma (ICP) Method, Standard
Methods Online,’’ revised December 14,
2020. This is a Standard Method for the
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analysis of metals in water and
wastewater by emission spectroscopy
using ICP and may be used for the
analysis of lithium.
3. Methods From ASTM International
The following methods are from
ASTM International, 100 Barr Harbor
Drive, West Conshohocken, PA 19428–
2959.
(i) ASTM D1976–20, ‘‘Standard Test
Method for Elements in Water by
Inductively-Coupled Plasma Atomic
Emission Spectroscopy,’’ approved May
1, 2020. Available for purchase at
https://www.astm.org/Standards/
D1976.htm. This is an ASTM method
for the analysis of elements in water by
ICP–AES and may be used to measure
lithium.
IV. Description of Final Rule and
Summary of Responses to Public
Comments
EPA published ‘‘Revisions to the
Unregulated Contaminant Monitoring
Rule (UCMR 5) for Public Water
Systems and Announcement of Public
Meeting;’’ Proposed Rule, on March 11,
2021 (86 FR 13846, (USEPA, 2021g)).
The UCMR 5 proposal identified three
EPA analytical methods, and multiple
alternative methods, to support water
system monitoring for 30 UCMR 5
contaminants (29 PFAS and lithium)
and detailed other potential changes
relative to UCMR 4. Among the other
changes reflected in the UCMR 5
proposal were the following:
Requirement for water systems serving
3,300 to 10,000 people to monitor per
AWIA requirements ‘‘subject to the
availability of appropriations’’;
provisions for sampling frequency,
timing, and locations; submission
timeframe for GWRMPs; data reporting
timeframes; and reporting requirements.
EPA received 75 sets of comments
from 72 public commenters, including
other federal agencies, state and local
governments, utilities and utility
stakeholder organizations, laboratories,
academia, non-governmental
organizations, and other interested
stakeholders. After considering the
comments, EPA developed the final
UCMR 5 as described in Exhibit 3 of this
preamble. Except as noted, the UCMR 5
final rule approach is consistent with
the proposed rule. A track-changes
version of the rule language, comparing
UCMR 4 to UCMR 5, (‘‘Revisions to 40
CFR 141.35 and 141.40’’ (USEPA,
2021h)), is included in the electronic
docket listed in the ADDRESSES section
of this preamble.
This section summarizes key aspects
of this final rule and the associated
comments received in response to the
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proposed rule. EPA has compiled all
public comments and EPA’s responses
in the ‘‘Response to Comments on the
Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal,’’
(USEPA, 2021i), which can be found in
73141
the electronic docket listed in the
section of this preamble.
ADDRESSES
EXHIBIT 3—KEY ELEMENTS OF FINAL UCMR 5
CFR rule section
Corresponding
preamble section
Description of section
Number
Title
40 CFR 141.40(a)(3) ......................
40 CFR 141.35(d), 40 CFR
141.40(a)(2)(ii), and 40 CFR
141.40(a)(4)(ii).
40 CFR 141.40(a)(i)(B) ..................
Contaminants in UCMR 5 .............
Scope of UCMR 5 applicability .....
40 CFR 141.35(c)(3) ......................
Sampling locations and Ground
Water Representative Monitoring Plans (GWRMPs).
Reporting timeframe ......................
40 CFR 141.35(c)(6)(ii) and 40
CFR 141.40(a)(5)(vi).
Sampling frequency and timing .....
40 CFR 141.35(e) ..........................
Reporting requirements .................
40 CFR 141.40(a)(3) ......................
Minimum reporting levels (MRL) ...
A. What contaminants must be
monitored under UCMR 5?
1. This Final Rule
EPA is maintaining the proposed list
of UCMR 5 contaminants and the
methods associated with analyzing
those contaminants (see Exhibit 4 of this
Maintains proposed list of 29 PFAS and lithium for monitoring ...........
Revises the scope of UCMR 5 to reflect that small CWSs and
NTNCWSs serving 25 to 10,000 people will monitor (consistent
with AWIA), if they are notified by the agency.
Maintains proposed sample frequency (four sample events for SW,
two sample events for GW).
Maintains proposed flexibility for PWSs to submit a GWRMP proposal to EPA.
IV.A
IV.B
Maintains proposed timeframe (‘‘within 90 days from the sample collection date’’) for laboratories to post and approve analytical results
in EPA’s electronic data reporting system (for review by the PWS).
Maintains proposed timeframe (‘‘30 days from when the laboratory
posts the data to EPA’s electronic data reporting system’’) for
PWSs to review, approve, and submit data to the state and EPA.
Removes one proposed data element, maintains 27 proposed data
elements, and clarifies the use of state data.
Maintains proposed MRLs for contaminants ........................................
IV.E
preamble). Further information on the
prioritization process, as well as
contaminant-specific information (e.g.,
source, use, production, release,
persistence, mobility, health effects, and
occurrence), that EPA used to select the
analyte list, is contained in
IV.C
IV.D
IV.F
IV.G
‘‘Information Compendium for
Contaminants for the Final Unregulated
Contaminant Monitoring Rule (UCMR
5)’’ (USEPA, 2021e). This Information
Compendium can be found in the
electronic docket listed in the
ADDRESSES section of this preamble.
EXHIBIT 4—UCMR 5 ANALYTES
Twenty-five Per- and Polyfluoroalkyl Substances (PFAS) using EPA Method 533 (SPE LC/MS/MS): 1
11-chloroeicosafluoro-3-oxaundecane-1-sulfonic acid (11Cl-PF3OUdS) ..............
1H, 1H, 2H, 2H-perfluorodecane sulfonic acid (8:2 FTS) .....................................
1H, 1H, 2H, 2H-perfluorohexane sulfonic acid (4:2 FTS) .....................................
1H, 1H, 2H, 2H-perfluorooctane sulfonic acid (6:2 FTS) ......................................
4,8-dioxa-3H-perfluorononanoic acid (ADONA) .....................................................
9-chlorohexadecafluoro-3-oxanone-1-sulfonic acid (9Cl-PF3ONS) .......................
hexafluoropropylene oxide dimer acid (HFPO–DA) (GenX) ..................................
nonafluoro-3,6-dioxaheptanoic acid (NFDHA) .......................................................
perfluoro (2-ethoxyethane) sulfonic acid (PFEESA) ..............................................
perfluoro-3-methoxypropanoic acid (PFMPA) ........................................................
perfluoro-4-methoxybutanoic acid (PFMBA) ..........................................................
perfluorobutanesulfonic acid (PFBS) .....................................................................
perfluorobutanoic acid (PFBA).
perfluorodecanoic acid (PFDA).
perfluorododecanoic acid (PFDoA).
perfluoroheptanesulfonic acid (PFHpS).
perfluoroheptanoic acid (PFHpA).
perfluorohexanesulfonic acid (PFHxS).
perfluorohexanoic acid (PFHxA).
perfluorononanoic acid (PFNA).
perfluorooctanesulfonic acid (PFOS).
perfluorooctanoic acid (PFOA).
perfluoropentanesulfonic acid (PFPeS).
perfluoropentanoic acid (PFPeA).
perfluoroundecanoic acid (PFUnA).
Four Per- and Polyfluoroalkyl Substances (PFAS) using EPA Method 537.1 (SPE LC/MS/MS): 2
n-ethyl perfluorooctanesulfonamidoacetic acid (NEtFOSAA) ................................
n-methyl perfluorooctanesulfonamidoacetic acid (NMeFOSAA) ...........................
perfluorotetradecanoic acid (PFTA).
perfluorotridecanoic acid (PFTrDA).
One Metal/Pharmaceutical using EPA Method 200.7 (ICP–AES) 3 or alternate SM 4 or ASTM: 5
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lithium.
1 EPA
2 EPA
Method 533 (Solid phase extraction (SPE) liquid chromatography/tandem mass spectrometry (LC/MS/MS)) (USEPA, 2019b).
Method 537.1 Version 2.0 (Solid phase extraction (SPE) liquid chromatography/tandem mass spectrometry (LC/MS/MS)) (USEPA,
2020).
3 EPA Method 200.7 (Inductively coupled plasma-atomic emission spectrometry (ICP–AES)) (USEPA, 1994).
4 Standard Methods (SM) 3120 B (SM, 2017) or SM 3120 B–99 (SM Online, 1999).
5 ASTM International (ASTM) D1976–20 (ASTM, 2020).
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2. Summary of Major Comments and
EPA Responses
Those who expressed an opinion
about the proposed UCMR 5 analytes
were supportive of EPA’s inclusion of
the 29 PFAS and lithium. Commenters
expressed mixed opinions on the
consideration of additional
contaminants, particularly ‘‘aggregate
PFAS,’’ Legionella pneumophilia,
haloacetonitriles, and 1,2,3trichloropropane. The major comments
and EPA responses regarding these
contaminants are summarized in the
discussion that follows.
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a. Aggregate PFAS Measure
EPA received multiple comments
encouraging the agency to validate and
include a total organic fluorine (TOF)
and/or total oxidizable precursors (TOP)
technique in UCMR 5 as a screening tool
to determine ‘‘total PFAS.’’ EPA also
received comments expressing concern
for the limitations of the analytical
methodologies, including a lack of
sensitivity and specificity for PFAS
using TOF.
EPA has not identified a complete,
validated, peer-reviewed aggregate
PFAS method with the appropriate
specificity and sensitivity to support
UCMR 5 monitoring. EPA’s Office of
Water and Office of Research and
Development are currently developing
and evaluating methodologies for
broader PFAS analysis in drinking
water, however, the measurement
approaches are subject to significant
technical challenges. The sensitivity of
TOF is currently in the low mg/L range,
as opposed to the low ng/L range of
interest required for PFAS analysis in
drinking water. TOF is also not specific
to PFAS. TOP, while focusing on PFAS,
is limited to measuring compounds that
can be detected by LC/MS/MS and the
technique requires two LC/MS/MS
analyses; one before oxidation and one
after oxidation. EPA is evaluating the
TOP approach to understand the degree
to which certain precursors are
oxidized, and subsequently measurable
by LC/MS/MS, as well as the degree to
which PFAS that were measured in the
pre-oxidation sample are still measured
post-oxidation.
EPA is also monitoring progress by
commercial laboratories and academia.
In 2020 and 2021, EPA contacted
commercial laboratories that advertised
TOF capability, and these laboratories
indicated that they had not yet
commercialized the TOF method (see
Appendix 4 in ‘‘Response to Comments
on the Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal,’’
(USEPA, 2021i), which can be found in
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the electronic docket listed in the
section of this preamble).
TOP has been more widely
commercialized but is often used as an
exploratory tool to estimate precursors.
In summary, there are still analytical
challenges leading to uncertainties in
the results using the TOF and TOP
techniques. More research and method
refinement are needed before a peerreviewed validated method that meets
UCMR quality control needs is available
to address PFAS more broadly.
ADDRESSES
b. Legionella Pneumophila
Some comments supported EPA’s
proposal to not include Legionella
pneumophila in UCMR 5, while others
encouraged EPA to add it. EPA has
decided not to include Legionella
pneumophila in the final UCMR 5.
Under EPA’s Surface Water Treatment
Rule (SWTR), EPA established NPDWRs
for Giardia, viruses, Legionella,
turbidity and heterotrophic bacteria and
set maximum contaminant level goals of
zero for Giardia lamblia, viruses and
Legionella pneumophila (54 FR 27486,
June 29, 1989 (USEPA, 1989)). EPA is
currently examining opportunities to
enhance protection against Legionella
pneumophila through revisions to the
suite of Microbial and Disinfection
Byproduct (MDBP) rules. In addition to
the SWTR, the MDBP suite includes the
Stage 1 and Stage 2 Disinfectants and
Disinfection Byproduct Rules; the
Interim Enhanced Surface Water
Treatment Rule; and the Long Term 1
Enhanced Surface Water Treatment
Rule.
As stated in the conclusions from
EPA’s third ‘‘Six-Year Review of
Drinking Water Standards’’ (82 FR 3518,
January 11, 2017 (USEPA, 2017)), ‘‘EPA
identified the following NPDWRs under
the SWTR as candidates for revision,
because of the opportunity to further
reduce residual risk from pathogens
(including opportunistic pathogens such
as Legionella) beyond the risk addressed
by the current SWTR.’’ In accordance
with the dates in the Settlement
Agreement between EPA and
Waterkeeper Alliance (Waterkeeper
Alliance, Inc. v. U.S. EPA, No. 1:19–cv–
00899–LJL (S.D.N.Y. Jun. 1, 2020)), the
agency anticipates signing a proposal for
revisions to the MDBP rules and a final
action on the proposal by July 31, 2024
and September 30, 2027, respectively.
EPA has concluded that UCMR 5 data
collection for Legionella pneumophila
would not be completed in time to
meaningfully inform MDBP revision
and that UCMR 5 data for Legionella
pneumophila would soon lack
significance because it would not reflect
conditions in water systems after any
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regulatory revisions become effective
(because water quality would be
expected to change as a result of PWSs
complying with such regulatory
revisions).
EPA estimates that Legionella
pneumophila monitoring under UCMR
5 would have added $10.5 million in
new expenses for large PWSs, $20
million in new expenses for the agency
for small system monitoring, and $0.5
million in new expenses for small PWSs
and states over the 5-year UCMR period.
Because the data would not be available
in time to inform MDBP regulatory
revisions and because MDBP revisions
could change the presence of Legionella
pneumophila in drinking water
distribution systems (Legionella
occurrence may change, for example, if
the required minimum disinfectant
residual concentration is higher
following MDBP revisions), EPA
concluded that the expense of this
monitoring is not warranted given the
limited utility of the data.
c. Haloacetonitriles
Some commenters agreed with EPA’s
rationale for not including the four
unregulated haloacetonitrile
disinfection byproducts (DBPs) in
UCMR 5, while others encouraged EPA
to include them. EPA has decided not
to include haloacetonitrile DBPs in the
final UCMR 5.
As was the case with Legionella
pneumophila, EPA has concluded that
UCMR 5 data collection for
haloacetonitriles would not be
completed in time to meaningfully
inform MDBP revision and that UCMR
5 data would not reflect conditions in
water systems after any regulatory
revisions become effective
(haloacetonitrile occurrence may
change, for example, if the required
minimum disinfectant residual
concentration is higher following MDBP
revisions).
As with Legionella pneumophila,
inclusion of haloacetonitriles in UCMR
5 would introduce significant
monitoring and reporting complexity
and cost compared to the sampling
design for PFAS and lithium. If
haloacetonitriles were to be added to
UCMR 5, most of the additional
expenses would be borne by large PWSs
(for analysis of their samples) and EPA
(for analysis of samples from small
PWSs). EPA estimates this would result
in $13 million in new expenses for large
PWSs, $19 million in new expenses for
the agency, and $0.5 million in new
expenses for small PWSs and states over
the 5-year UCMR period.
Because the data would not be
available in time to inform MDBP
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regulatory revisions and because MDBP
revisions could change the presence of
haloacetonitriles in drinking water
distribution systems, EPA concluded
that the expense of this monitoring is
not warranted given the limited utility
of the data.
d. 1,2,3-Trichloropropane
EPA received some comments that
support the agency’s proposed decision
to not include 1,2,3-trichloropropane
(1,2,3-TCP) monitoring in UCMR 5, and
others recommending that 1,2,3-TCP be
included. EPA concluded that
appropriate analytical methods are not
currently available to support additional
UCMR data collection (i.e., above and
beyond the data collection under UCMR
3 (USEPA, 2019c)).
Several commenters suggested that
EPA consider analytical methods to
monitor for 1,2,3-trichloropropane at
lower levels. They suggested, for
example, that the agency use California
method SRL–524M (California DHS,
2002), which is prescribed by the state
for compliance monitoring at 0.005 mg/
L (5 ng/L). EPA has reviewed SRL 524M
and determined that the associated
quality control (QC) and IDC criteria do
not meet the EPA’s needs for drinking
water analysis. See also EPA’s
‘‘Response to Comments on the Fifth
Unregulated Contaminant Monitoring
Rule (UCMR 5) Proposal,’’ (USEPA,
2021i), which can be found in the
electronic docket listed in the
ADDRESSES section of this preamble.
Occurrence data collected during
UCMR 3 (77 FR 26072, May 2, 2012
(USEPA, 2012)) for 1,2,3trichloropropane may be found at
https://www.epa.gov/dwucmr/
occurrence-data-unregulatedcontaminant-monitoring-rule#3.
B. What is the UCMR 5 sampling
design?
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1. This Final Rule
EPA has utilized up to three different
tiers of contaminant monitoring,
associated with three different ‘‘lists’’ of
contaminants, in past UCMRs. EPA
designed the monitoring tiers to reflect
the availability and complexity of
analytical methods, laboratory capacity,
sampling frequency, and cost. The
Assessment Monitoring tier is the
largest in scope and is used to collect
data to determine the national
occurrence of ‘‘List 1’’ contaminants for
the purpose of estimating national
population exposure. Assessment
Monitoring has been used in the four
previous UCMRs to collect occurrence
data from all systems serving more than
10,000 people and a representative
sample of 800 smaller systems.
Consistent with AWIA, the Assessment
Monitoring approach was redesigned for
UCMR 5 and reflects the plan, subject to
additional appropriations being made
available for this purpose, that would
require all systems serving 3,300 or
more people and a representative
sample of systems serving 25 to 3,299
people to perform monitoring (USEPA,
2021a). The population-weighted
sampling design for the nationally
representative sample of small systems
(used in previous UCMR cycles to select
800 systems serving 25 to 10,000 people
and used in UCMR 5 to select 800
systems serving 25 to 3,299 people) calls
for the sample to be stratified by water
source type (ground water or surface
water), service size category, and state
(where each state is allocated a
minimum of two systems in its State
Monitoring Plan). The allowable margin
of error at the 99 percent confidence
level is ±1 percent for an expected
contaminant occurrence of 1 percent at
the national level. Assessment
Monitoring is the primary tier used for
contaminants and generally relies on
analytical methods that use more
common techniques that are expected to
be widely available. EPA has used an
Assessment Monitoring tier for 72
contaminants and contaminant groups
over the course of UCMR 1 through
UCMR 4. The agency is exclusively
requiring Assessment Monitoring in
UCMR 5. This monitoring approach
yields the most complete set of
occurrence data to support EPA’s
decision making.
2. Summary of Major Comments and
EPA Responses
Many commenters expressed support
for the increase in small system
Assessment Monitoring, with no
opposition to the inclusion of all PWSs
serving 3,300 to 10,000 people in UCMR
5. The U.S. Small Business
73143
Administration asked that EPA clarify
small-system responsibilities in the
event of inadequate EPA funding to
fully support the envisioned
monitoring.
Recognizing the uncertainty in
funding from year-to-year, the agency
will implement a ‘‘monitor if notified’’
approach for PWSs serving 25 to 10,000
people. In 2022, EPA will notify the
approximately 6,000 small PWSs
tentatively selected for the expanded
UCMR 5 (all PWSs serving 3,300 to
10,000 people and a statistically-based,
nationally representative set of 800
PWSs serving 25 to 3,299 people) of
their anticipated UCMR 5 monitoring
requirements; that initial notification
will specify that monitoring is
conditioned on EPA having sufficient
funds and will be confirmed in a second
notification. Upon receiving
appropriations for a particular year, EPA
will determine the number of small
PWSs whose monitoring is covered by
the appropriations, and notify the
included small PWSs of their upcoming
requirements at least six months prior to
their scheduled monitoring. EPA has
made minor edits to 40 CFR 141.35 and
40 CFR 141.40 for consistency with this
approach.
Additionally, to ensure that EPA has
access to a nationally representative set
of small-system data, even in the
absence of sufficient appropriations to
support the planned monitoring by
small systems, a statistically-based
nationally representative set of 800
PWSs will also be selected from among
the PWSs serving 25 to 10,000 people.
An updated description of the statistical
approach for the nationally
representative samples for UCMR 5 is
available in the docket as ‘‘Selection of
Nationally Representative Public Water
Systems for the Unregulated
Contaminant Monitoring Rule: 2021
Update’’ (USEPA 2021a).
To minimize the impact of the final
rule on small systems (those serving 25
to 10,000 people), EPA pays for their
sample kit preparation, sample shipping
fees, and sample analysis. Large systems
(those serving more than 10,000 people)
pay for all costs associated with their
monitoring. Exhibit 5 of this preamble
shows a summary of the estimated
number of PWSs subject to monitoring.
EXHIBIT 5—SYSTEMS EXPECTED TO PARTICIPATE IN UCMR 5 MONITORING
System size
(number of people served)
National sample: Assessment monitoring design
Small Systems 1 (25–3,299) ...
Small Systems1 2 (3,300–
10,000).
800 randomly selected systems (CWSs and NTNCWSs) .....................................................
All systems (CWSs and NTNCWSs) subject to the availability of appropriations .................
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Total number of
systems per size
category
List 1 chemicals
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4 5,147
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EXHIBIT 5—SYSTEMS EXPECTED TO PARTICIPATE IN UCMR 5 MONITORING—Continued
System size
(number of people served)
National sample: Assessment monitoring design
Large Systems 3 (10,001 and
over).
All systems (CWSs and NTNCWSs) ......................................................................................
4,364
.................................................................................................................................................
10,311
Total ................................
Total number of
systems per size
category
List 1 chemicals
1 EPA
pays for all analytical costs associated with monitoring at small systems.
for small PWSs serving 3,300–10,000 people are approximate.
system counts are approximate.
4 In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could instead include as few as 400
PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for a representative sample of 800 PWSs serving 25 to
10,000 people).
2 Counts
3 Large
C. What is the sampling frequency and
timing?
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1. This Final Rule
This final rule maintains the proposed
sampling frequency and timeframe for
Assessment Monitoring. On a persystem basis, the anticipated number of
samples collected by each system is
consistent with sample collection
during prior UCMR cycles (although, as
described elsewhere in this document,
the number of water systems expected
to participate in UCMR 5 is significantly
greater under this final rule per AWIA).
Water systems will be required to
collect samples based on the typical
UCMR sampling frequency and
timeframe as follows: For surface water,
ground water under the direct influence
of surface water, and mixed locations,
sampling will take place for four
consecutive quarters over the course of
12 months (total of 4 sampling events).
Sampling events will occur three
months apart. For example, if the first
sample is taken in January, the second
will then occur anytime in April, the
third will occur anytime in July, and the
fourth will occur anytime in October.
For ground water locations, sampling
will take place twice over the course of
12 months (total of 2 sampling events).
Sampling events will occur five to seven
months apart. For example, if the first
sample is taken in April, the second
sample will then occur anytime in
September, October, or November.
EPA, in conjunction with the states,
will initially determine schedules (year
and months of monitoring) for large
water systems. Thereafter, large PWSs
will have an opportunity to modify this
initial schedule for planning purposes
or other reasons (e.g., to spread costs
over multiple years, if a sampling
location will be closed during the
scheduled month of monitoring, etc.).
EPA will schedule and coordinate small
system monitoring (for PWSs serving
3,300 to 10,000 people and for the
nationally representative sample of
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smaller PWSs) by working closely with
partnering states. State Monitoring Plans
provide an opportunity for states to
review and revise the initial sampling
schedules developed by EPA (see
discussion of State Monitoring Plans in
Section III.D of this preamble).
2. Summary of Major Comments and
EPA Responses
EPA received two comments
recommending that the agency reduce
the sampling frequency for both ground
water (GW) and surface water (SW)
systems, including a suggestion that
UCMR 5 require only one sample per
system. EPA concluded that less
frequent data collection would affect the
integrity of the data and result in
insufficient data to fulfill the needs
envisioned by the 1996 SDWA
Amendments, particularly with regard
to supporting the Administrator’s
regulatory determinations and drinking
water regulation development.
Maintaining the proposed sampling
frequency allows the resulting
contaminant data to be analyzed for
temporal variability, in addition to
between-system variability. These
analyses are not possible with a singlesample structure. When making
regulatory determinations, EPA
evaluates the number of systems (and
populations) with means or single
measured values above health levels of
concern, as both values provide
important information.
EPA acknowledges that based on
UCMR 3 (77 FR 26072, May 2, 2012
(USEPA, 2012)) data, the correlation
between results from multiple sample
events can be high; however, the
approach suggested by commenters
would yield less accurate data for
several reasons. EPA’s assessment of
sampling frequency using UCMR 3 and
UCMR 4 data (see Appendix 2 in
‘‘Response to Comments on the Fifth
Unregulated Contaminant Monitoring
Rule (UCMR 5) Proposal,’’ (USEPA,
2021i), which can be found in the
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electronic docket listed in the
section of this preamble)
shows that for both SW and GW
systems, there are numerous cases
where occurrence is notably different
between sample events. Focusing first
on UCMR 3 results for PWS with SW
sources, the number of sample points at
which PFOS was measured at or above
the MRL was 108 percent greater when
considering multiple sample events,
versus only considering the first sample
event. There were multiple occasions
where the results from the first sample
event were below the health-based
reference concentration while
subsequent results were above it.
Looking at UCMR 3 results for PWSs
with GW sources, PFOS was measured
at or above the MRL at 26 percent more
sample points in the second sample
event relative to the first. Similar to the
UCMR 3 results for SW systems, there
were multiple occasions where the
second result from a GW system
exceeded the reference concentration
while the first result did not.
Some commenters suggested that
between-system variability is much
greater for PFAS than within-system
variability. While it may be less than
between-system variability, withinsystem variability can still be important.
Shifting to a single sample prevents
reasonable assessments of withinsystem variability and limits the ability
to observe between-system variability
estimates. This would then drastically
reduce the ability to characterize
uncertainty.
Additionally, although the provisions
of AWIA could include the addition of
approximately 5,200 more PWSs to
UCMR 5 relative to earlier cycles and
thus capture more spatial variation in
the resulting dataset, it is important to
note that spatial variation is different
than temporal or seasonal variation.
Capturing more of one does not
diminish the influence of the others on
national occurrence data and reducing
the frequency of sampling eliminates
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the possibility of analyzing the resulting
data for temporal variation. In addition,
statistical means based on two
measurements have considerably less
error than a single measurement per
system, and provide a more robust
dataset for future regulatory decisions.
Having more than one sample event also
greatly reduces the chance of
underestimating the true proportion of
occurrence of the contaminant in
drinking water (i.e., exposure).
Regarding monitoring frequency and
burden, EPA notes that the agency
allows large GW systems the
opportunity to reduce monitoring
burden by using approved
representative entry points (40 CFR
141.35(c)(3)) as described in Section
IV.D of this preamble. Representative
monitoring plans will result in fewer
samples and thus time and cost savings
to the PWS. Consecutive systems with
multiple connections from a particular
wholesaler are also permitted to choose
one entry point as representative, thus
reducing burden.
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D. Where are the sampling locations
and what is representative monitoring?
1. This Final Rule
Consistent with past UCMR cycles,
sample collection for UCMR 5
contaminants will take place at the
entry point to the distribution system
(EPTDS). As during past UCMRs and as
described in 40 CFR 141.35(c)(3) of this
preamble, this final rule will allow large
ground water systems (or large surface
water systems with ground water
sources) that have multiple ground
water EPTDSs to request approval to
sample at representative monitoring
locations rather than at each ground
water EPTDS. GWRMPs approved under
prior UCMRs may be used for UCMR 5,
presuming no significant changes in the
configuration of the ground water
EPTDSs since the prior approval. Water
systems that intend to use a previously
approved plan must send EPA a copy of
the approval documents received under
prior UCMRs from their state (if
reviewed by the state) or EPA.
Relative to the rules for prior UCMR
cycles, this final rule provides greater
flexibility to PWSs in submitting
GWRMPs to EPA. Plans must be
submitted to EPA six months prior to
the PWS’s scheduled sample collection,
instead of by a specified date; those
PWSs scheduled to collect samples in
2024 or 2025 will have significant
additional time to develop and propose
representative plans. PWSs, particularly
those scheduled for sample collection in
2023, are encouraged to submit
proposals for a new GWRMP by
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December 31, 2022, to allow time for
review by EPA and, as appropriate, the
state. EPA will work closely with the
states to coordinate the review of
GWRMPs in those cases where such
review is part of the state’s Partnership
Agreement. Changes to inventory data
in SDWARS that impact a PWS’s
representative plan before or during the
UCMR sampling period must be
reported within 30 days of the change.
EPA will collaborate with small systems
(particularly those with many ground
water locations) to develop a GWRMP
when warranted, recognizing that EPA
pays for the analysis of samples from
small systems.
2. Summary of Major Comments and
EPA Responses
EPA received multiple comments
regarding GWRMPs and representative
sampling for wholesale systems and
consecutive connections. Generally,
commenters supported the continued
use of GWRMPS and the use of
previously approved monitoring plans.
An additional supporting document,
titled, ‘‘Instructions for Preparing a
Ground Water Representative
Monitoring Plan for the Unregulated
Contaminant Monitoring Rule,’’
(USEPA, 2021j) has been placed in the
electronic docket listed in the
ADDRESSES section of this preamble.
Several commenters recommended
that EPA not require monitoring by
consecutive systems that purchase 100
percent of their water from wholesale
systems that are already subject to
UCMR 5 monitoring. They requested
that EPA instead require wholesalers to
identify the PWSIDs of consecutive
systems receiving water from the
wholesaler, and that EPA rely on
wholesaler monitoring in lieu of
monitoring by the consecutive systems.
EPA has decided to require monitoring
by consecutive systems to conduct
monitoring in accordance with UCMR 5.
Previous UCMR data demonstrate that
wholesalers and purchasers can have
different analytical results (see
Appendix 3 in ‘‘Response to Comments
on the Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal,’’
(USEPA, 2021i), which can be found in
the electronic docket listed in the
ADDRESSES section of this preamble).
For example, pairing the results from
wholesaler to consecutive connections
for 190 manganese results from UCMR
4 (81 FR 92666, December 20, 2016
(USEPA, 2016)), one-third of the results
are higher at the wholesaler and onethird of the results are higher at the
consecutive connection, with one-third
of all results being comparable [±0.4 mg/
L]. The agency therefore elected to
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maintain the proposed approach in
which all eligible consecutive systems
must monitor, irrespective of
monitoring being conducted by the
wholesale system from which they
purchase drinking water.
E. How long do laboratories and PWSs
have to report data?
1. This Final Rule
EPA is maintaining the revised
reporting timeframes for laboratories
and PWSs as proposed. For UCMR 5,
laboratories have 90 days (versus 120
days in prior UCMR cycles) from the
sample collection date to post and
approve analytical results in SDWARS
for PWS review. Large PWSs have 30
days (versus 60 days in prior UCMR
cycles) to review and approve the
analytical results posted to SDWARS.
As with the UCMR 4 requirements, data
will be considered approved and
available for state and EPA review if the
PWS takes no action within their
allotted review period.
In the proposed rule for UCMR 5, EPA
noted that multiple states have
expressed an interest in earlier access to
UCMR data (see Docket ID No. EPA–
HQ–OW–2020–0530). EPA believes that
the shorter timeframes for posting and
approving data are feasible and
reasonable based on our experience
with UCMR reporting to date.
2. Summary of Major Comments and
EPA Responses
Commenters generally agreed with the
revised timeframes for laboratories to
post and approve analytical results in
SDWARS. The 90-day laboratory
timeframe makes UCMR results more
readily available to interested
stakeholders and states. Some
commenters supported the timely
reporting of data by laboratories to
ensure that PWSs have adequate time to
reconcile QC issues, especially those
that may require a PWS to resample.
Some expressed concerns that the
revised timeframe could be challenging
for laboratories. Some suggested that the
shorter timeframe be conditioned on
consistent functionality and availability
of SDWARS.
Commenters generally agreed with the
changes in the timeframes for large
PWSs to review and approve analytical
results posted to SDWARS, though
several requested that EPA maintain the
60-day review period.
EPA has observed that many
laboratories are routinely posting data to
SDWARS within 90 days of sample
collection and that many large PWSs are
approving and submitting data within
30 days of their laboratory posting the
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data. Judging by reporting for 2020
monitoring under UCMR 4 (81 FR
92666, December 20, 2016 (USEPA,
2016)), more than 75 percent of
laboratories posted and approved data
within 90 days, and more than 85
percent of large PWSs who chose to act
on their data, did so within 30 days of
the laboratory posting it. During UCMR
3 and UCMR 4, less than half of large
PWSs chose to actively review and
approve their data, as opposed to letting
the results default to ‘‘approved’’ status
after the review period. The many large
PWSs that have routinely chosen to not
review and approve their data will not
be impacted by the revised timeframe
for PWS data review for UCMR 5. See
also Appendix 5 in ‘‘Response to
Comments on the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5)
Proposal,’’ (USEPA, 2021i), which can
be found in the electronic docket listed
in the ADDRESSES section of this
preamble.
EPA does not anticipate functionality
or availability issues with SDWARS
during UCMR 5 but is prepared to make
case-by-case exceptions for reporting
timeframes should significant issues
occur with the reporting system.
F. What are the reporting requirements
for UCMR 5?
1. This Final Rule
Today’s final rule removes 1 of the
proposed data elements (‘‘Direct Potable
Reuse Water Information’’) and
maintains the 27 others described in the
proposed rule. EPA has updated some of
the data-element definitions for clarity
and consistency in the reporting
requirements. Please see Table 1 of 40
CFR 141.35(e) of this preamble for the
complete list of data elements,
definitions and drop-down options that
will be provided in the data reporting
system.
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2. Summary of Major Comments and
EPA Responses
a. Data Elements
EPA received multiple comments on
the proposed contaminant-specific data
elements, with some commenters
questioning the quality, reliability, and
utility of some of the data that would be
provided to the agency per the proposed
data element requirements. Several
commenters requested that EPA include
rationale explaining the intended use of
such data. EPA has updated the data
elements for clarity (e.g., clarifying
treatment types, and abbreviations for
them; adding the treatment option
‘‘NMT = not modified after testing’’) and
has provided additional rationale
(including describing how the
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information could impact regulatory
decision making and risk-management
strategies) in the ‘‘Response to
Comments on the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5)
Proposal,’’ (USEPA, 2021i), available in
the UCMR 5 public docket (see the
ADDRESSES section of this preamble).
EPA acknowledges the data collected
will have some limitations but believes
that the collection of the information is
still valuable. In addition, EPA notes the
modest burden associated with the
collection.
b. Reporting State Data
EPA received several comments
suggesting that PWSs be permitted to
submit occurrence data collected under
state-based monitoring, in lieu of
conducting UCMR 5 monitoring, to
reduce the monitoring burden. In those
cases where the monitoring required by
a state is aligned with the requirements
of UCMR 5, PWSs may be able to
conduct PFAS monitoring that meets
the needs of their state and UCMR 5,
with the understanding that UCMR 5
requirements must be met. This
includes the requirement that PFAS
samples be analyzed by a UCMR 5approved laboratory using EPA Method
533 and Method 537.1. EPA offers
flexibility for PWSs to reschedule their
UCMR 5 monitoring, and PWSs may do
so to coordinate it with their staterequired monitoring. PWSs wishing to
conduct ‘‘dual purpose’’ monitoring
(i.e., concurrently meeting the state and
UCMR 5 needs) may contact their state
or EPA, as appropriate, if there are
questions about whether the state and
UCMR 5 requirements are being met.
G. What are the UCMR 5 Minimum
Reporting Levels (MRLs) and how were
they determined?
1. This Final Rule
EPA is maintaining the proposed
minimum reporting levels for the UCMR
5 contaminants. EPA establishes MRLs
to ensure consistency in the quality of
the information reported to the agency.
As defined in 40 CFR 141.40(a)(5)(iii) of
this preamble, the MRL is the minimum
quantitation level that, with 95 percent
confidence, can be achieved by capable
analysts at 75 percent or more of the
laboratories using a specified analytical
method. More detailed explanation of
the MRL calculation is in the
‘‘Technical Basis for the Lowest
Concentration Minimum Reporting
Level (LCMRL) Calculator’’ (USEPA,
2010), available at (https://
www.epa.gov/dwanalyticalmethods/
lowest-concentration-minimumreporting-level-lcmrl-calculator).
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EPA requires each laboratory
interested in supporting UCMR analyses
to demonstrate that they can reliably
make quality measurements at or below
the established MRL to ensure that high
quality results are being reported by
participating laboratories. EPA
established the proposed MRLs in 40
CFR 141.40(a)(3), Table 1 of this
preamble, for each analyte/method by
obtaining data from at least three
laboratories that performed ‘‘lowest
concentration minimum reporting
level’’ (LCMRL) studies. The results
from these laboratory LCMRL studies
can be found in the ‘‘UCMR 5
Laboratory Approval Manual’’ (USEPA,
2021f), available in the electronic docket
(see the ADDRESSES section of this
preamble).
The multiple laboratory LCMRLs were
then processed through a statistical
routine to derive an MRL that, with 95
percent confidence, is predicted to be
attainable by 75 percent of laboratories
using the prescribed method. EPA
considers these to be the lowest
reporting levels that can practically and
consistently be achieved on a national
basis (recognizing that individual
laboratories may be able to measure at
lower levels).
2. Summary of Major Comments and
EPA Responses
Some commenters recommended that
EPA establish lower MRLs for the 29
PFAS in UCMR 5. MRLs used for the
UCMR program are based on
calculations that account for the ability
of laboratories to report accurate and
precise measurements with a specific
statistical confidence. Based on the
results from multiple laboratories that
participated in MRL-setting studies,
EPA concluded that the proposed MRLs
represent the lowest feasible levels for a
national MRL measure. Sensitivity (i.e.,
quantitation limit) may improve with
time, experience, and instrumentation
advances.
H. What are the requirements for
laboratory analysis of field reagent
blank samples?
1. This Final Rule
EPA initially proposed that
laboratories analyze all field reagent
blank (FRB) samples, along with the
corresponding field samples, to reduce
the possibility of invalidating a positive
field sample result (i.e., a field sample
result at or above the MRL) because of
FRB hold times being exceeded.
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2. Summary of Major Comments and
EPA Responses
EPA did not receive any comments
expressing concerns with the laboratory
approval process; however, the agency
did receive a comment on the FRB
sample analysis criteria, suggesting that
the agency not require analysis of every
FRB sample. EPA Method 537.1 and
Method 533, used for PFAS analysis,
require collection of a corresponding
FRB sample from each unique sampling
location for each sampling event. The
methods require that the FRB be
analyzed if there is a positive result for
a PFAS analyte in a corresponding field
sample. Based on further consideration,
EPA is now providing laboratories with
discretion as to whether they analyze
every FRB sample proactively or only
those associated with positive field
sample results. This is with the
understanding that laboratories must
analyze field samples promptly enough
such that the corresponding FRB
analyses, if needed, may be completed
within the prescribed hold time.
Compliance with the method hold-time
requirements, and other provisions of
the methods, is a condition of
maintaining laboratory approval. EPA is
studying the possibility of extending the
FRB hold times for EPA Method 537.1
and Method 533, and will communicate
the results of the studies with the
approved laboratories.
I. How will EPA support risk
communication for UCMR 5 results?
EPA received comments requesting
that the agency develop and provide
risk communication materials to
support interpretation and
characterization of UCMR 5 results. EPA
intends to publish a ‘‘reference
concentration’’ summary document
with available EPA health values;
provide a template for PWSs to consider
using in communicating with their
customers about the detection of PFAS
in drinking water; and provide other
supporting material as risk-related
information becomes available.
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V. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www2.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is a significant regulatory
action that was submitted to the Office
of Management and Budget (OMB) for
review. Any changes made in response
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to OMB recommendations have been
documented in the docket. A full
analysis of potential costs associated
with this action, the ‘‘Information
Collection Request for the Final
Unregulated Contaminant Monitoring
Rule (UCMR 5),’’ (USEPA, 2021b) ICR
Number 2040–0304, is also available in
the docket (Docket ID No. EPA–HQ–
OW–2020–0530). A summary of the ICR
can be found in Section I.C of this
preamble.
B. Paperwork Reduction Act (PRA)
The information collection activities
in this final rule have been submitted
for approval to the Office of
Management and Budget (OMB) under
the PRA. The Information Collection
Request (ICR) document (USEPA,
2021b) that EPA prepared has been
assigned EPA ICR number ICR 2683.02.
You can find a copy of the ICR in the
docket for this final rule, and it is briefly
summarized here. The information
collection requirements are not
enforceable until OMB approves them.
The information that EPA will collect
under this final rule fulfills the statutory
requirements of Section1445(a)(2) of
SDWA, as amended in 1996, 2018, and
2019. The data will describe the source
of the water, location, and test results
for samples taken from public water
systems (PWSs) as described in 40 CFR
141.35(e). The information collected
will support EPA’s decisions as to
whether or not to regulate particular
contaminants under SDWA. Reporting
is mandatory. The data are not subject
to confidentiality protection.
The 5-year UCMR 5 period spans
2022–2026. UCMR 5 sample collection
begins in 2023 and continues through
2025. Since ICRs cannot be approved by
OMB for a period longer than three
years pursuant to 5 CFR 1320.10, the
primary analysis in the ICR only covers
the first three years of the UCMR 5
period (i.e., 2022–2024). Prior to
expiration of the initial UCMR 5 ICR,
EPA will seek to extend the ICR and
thus receive approval to collect
information under the PRA in the
remaining two years of the UCMR 5
period (2025–2026).
EPA received several comments
regarding cost and burden of the
proposed rule. Those comments
recommended that EPA provide more
accurate cost estimates. EPA’s response
is detailed more fully in the ‘‘Response
to Comments on the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5)
Proposal,’’ (USEPA, 2021i), which can
be found in the electronic docket listed
in the ADDRESSES section of this
preamble.
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EPA has reviewed and, as
appropriate, revised the cost and burden
figures for UCMR 5; this includes using
updated unit cost estimates for sample
analysis. The annual burden and cost
estimates described in this section are
based on the implementation
assumptions described in Section III of
this preamble, among them the
inclusion of all systems serving 3,300 to
10,000 people and a representative
sample of smaller systems. As such,
those estimates represent an upper
bound. If EPA does not receive the
necessary appropriations in one or more
of the collections years—and thus
collects data from fewer small systems—
the actual costs would be lower than
those estimated here. In general, burden
hours were calculated by:
1. Determining the activities that
PWSs and states would complete to
comply with UCMR activity;
2. Estimating the number of hours per
activity;
3. Estimating the number of
respondents per activity; and
4. Multiplying the hours per activity
by the number of respondents for that
activity.
Respondents/affected entities: The
respondents/affected entities are small
PWSs (those serving 25 to 10,000
people); large PWSs (those serving
10,001 to 100,000 people); very large
PWSs (those serving more than 100,000
people); and states.
Respondent’s obligation to respond:
Mandatory (40 CFR 141.35).
Estimated number of respondents:
Respondents to UCMR 5 include 5,947
small PWSs, 4,364 large PWSs, and the
56 primacy agencies (50 States, one
Tribal nation, and five Territories) for a
total of 10,367 respondents.
Frequency of response: The frequency
of response varies across respondents
and years. Across the initial 3-year ICR
period for UCMR 5, small PWSs will
sample an average of 2.8 times per PWS
(i.e., number of responses per PWS);
large PWSs will sample and report an
average of 3.2 times per PWS; and very
large PWSs will sample and report an
average of 3.7 times per PWS.
Total estimated burden: 48,469 hours
(per year). Burden is defined at 5 CFR
1320.3(b).
Total estimated cost: $9,404,007
annualized capital or operation &
maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9. When
OMB approves this ICR, the agency will
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announce that approval in the Federal
Register and publish a technical
amendment to 40 CFR part 9 to display
the OMB control number for the
approved information collection
activities contained in this final rule.
C. Regulatory Flexibility Act (RFA)
For purposes of assessing the impacts
of this final rule on small entities, EPA
considered small entities to be PWSs
serving 25 to 10,000 people. As required
by the RFA, EPA proposed using this
alternative definition in the Federal
Register (63 FR 7606, February 13, 1998
(USEPA, 1998a)), sought public
comment, consulted with the Small
Business Administration (SBA) Office of
Advocacy, and finalized the alternative
definition in the Consumer Confidence
Reports rulemaking (63 FR 44512,
August 19, 1998 (USEPA, 1998b)). As
stated in that document, the alternative
definition applies to this regulation.
EXHIBIT 6—NUMBER OF PUBLICLY- AND PRIVATELY-OWNED SMALL SYSTEMS SUBJECT TO UCMR 5 1
System size
(number of people served)
Publicly-owned
Privately-owned
Total 2
Ground Water
500 and under .........................................................................................................................
501 to 3,300 .............................................................................................................................
3,301 to 10,000 ........................................................................................................................
42
320
2,334
126
121
541
168
441
2,875
Subtotal Ground Water .....................................................................................................
2,696
788
3,484
Surface Water (and Ground Water Under the Direct Influence of Surface Water)
500 and under .........................................................................................................................
501 to 3,300 .............................................................................................................................
3,301 to 10,000 ........................................................................................................................
9
126
1,762
11
45
510
20
171
2,272
Subtotal Surface Water ....................................................................................................
1,897
566
2,463
Total of Small Water Systems ..................................................................................
4,593
1,354
5,947
1 In
the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could instead include as few as 400
PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for a representative sample of 800 PWSs serving 25 to
10,000 people).
2 PWS counts were adjusted to display as whole numbers in each size category.
The basis for the UCMR 5 RFA
certification is as follows: For the 5,947
small water systems that EPA
anticipates will be affected, per the
planned monitoring, the average annual
cost for complying with this final rule
represents an average of 0.02 percent of
system revenues. The average yearly
cost to small systems to comply with
UCMR 5 over the 5-year period of 2022–
2026, is approximately $0.3 million.
EPA anticipates that approximately one
third of the 5,947 small PWSs will
collect samples in each of three years
(2023, 2024, and 2025).
PWS costs are attributed to the labor
required for reading about UCMR 5
requirements, monitoring, reporting,
and record keeping. The estimated
average annual burden across the 5-year
UCMR 5 implementation period of
2022–2026 is 1.3 hours at $52 per small
system. By assuming all costs for
laboratory analyses, shipping and
quality control for small entities, EPA
incurs the entirety of the non-labor costs
associated with UCMR 5 small system
monitoring, or 96 percent of total small
system testing costs. Exhibit 7 and
Exhibit 8 of this preamble present the
estimated economic impacts in the form
of a revenue test for publicly- and
privately-owned systems.
EXHIBIT 7—UCMR 5 RELATIVE COST ANALYSIS FOR SMALL PUBLICLY-OWNED SYSTEMS
[2022–2026] 1
Annual
number of
systems
impacted 2
System size
(number of people served)
Average
annual hours
per system
Average
annual cost
per system
SBREFA
criteriarevenue test 3
(%)
Ground Water Systems
500 and under ...............................................................................................
501 to 3,300 ...................................................................................................
3,301 to 10,000 ..............................................................................................
8
64
467
1.0
1.1
1.3
$40.65
43.37
49.92
0.09
0.02
0.01
54.39
56.19
57.39
0.07
0.02
0.004
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Surface Water (and Ground Water Under the Direct Influence of Surface Water) Systems
500 and under ...............................................................................................
501 to 3,300 ...................................................................................................
3,301 to 10,000 ..............................................................................................
2
25
353
1.4
1.4
1.5
1 In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could instead include as few as 400
PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for a representative sample of 800 PWSs serving 25 to
10,000 people).
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73149
2 PWS counts were adjusted to display as whole numbers in each size category. Includes the publicly-owned portion of small systems subject
to UCMR 5.
3 Costs are presented as a percentage of median annual revenue for each size category.
EXHIBIT 8—UCMR 5 RELATIVE COST ANALYSIS FOR SMALL PRIVATELY-OWNED SYSTEMS
[2022–2026] 1
Annual
number of
systems
impacted 2
System size
(number of people served)
Average
annual hours
per system
Average
annual cost
per
system
SBREFA
criteriarevenue test 3
(%)
Ground Water Systems
500 and under .................................................................................................
501 to 3,300 .....................................................................................................
3,301 to 10,000 ................................................................................................
25
24
108
1.0
1.1
1.3
$40.65
$43.37
$49.92
0.48
0.03
0.004
$54.39
$56.19
$57.39
0.11
0.02
0.004
Surface Water (and Ground Water Under the Direct Influence of Surface Water) Systems
500 and under .................................................................................................
501 to 3,300 .....................................................................................................
3,301 to 10,000 ................................................................................................
2
9
102
1.4
1.4
1.5
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1 In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could instead include as few as 400
PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for a representative sample of 800 PWSs serving 25 to
10,000 people).
2 PWS counts were adjusted to display as whole numbers in each size category. Includes the privately-owned portion of small systems subject
to UCMR 5.
3 Costs are presented as a percentage of median annual revenue for each size category.
Up to 9.4 percent of all small systems
(i.e., up to 5,947 small PWSs serving 25
to 10,000 people) will participate in
UCMR 5 if EPA receives the necessary
appropriations to support its plan. EPA
has determined that participating small
systems will experience an average
impact of 0.02 percent of revenues. This
accounts for small PWSs familiarizing
themselves with the regulatory
requirements; reading sampling
instructions; traveling to the sampling
location; collecting and shipping the
samples; and maintaining their records.
The 5,947 small PWSs are comprised of
all 5,147 systems serving between 3,300
and 10,000 people, and the
representative group of 800 systems
serving between 25 and 3,299 people;
the remainder of small systems will not
participate in UCMR 5 monitoring and
will not be impacted.
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. The small entities
subject to the requirements of this
action along with a description of the
very minor impacts are previously
addressed in this section. Although this
final rule will not have a significant
economic impact on a substantial
number of small entities, EPA has
attempted to reduce impacts by
assuming all costs for analyses of the
samples, and for shipping the samples
from small systems to laboratories
contracted by EPA to analyze the UCMR
5 samples (the cost of shipping is
included in the cost of each analytical
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method). EPA has historically set aside
$2.0 million each year from the
Drinking Water State Revolving Fund
(DWSRF) with its authority to use
DWSRF monies for the purposes of
implementing this provision of SDWA.
EPA anticipates drawing on these and
additional funds, if available, to
implement the plan and carry out the
expanded UCMR monitoring approach
outlined in AWIA. We have therefore
concluded that this action will have no
significant impact on any directly
regulated small entities.
D. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. The
action implements mandate(s)
specifically and explicitly set forth in
SDWA Section 1445(a)(2), Monitoring
Program for Unregulated Contaminants.
E. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
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F. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action has Tribal implications.
However, it will neither impose
substantial direct compliance costs on
federally recognized Tribal
governments, nor preempt Tribal law.
As described previously in this
document, this final rule requires
monitoring by all large PWSs.
Information in the SDWIS/Fed water
system inventory indicates there are
approximately 27 large Tribal PWSs
(serving 10,001 to 40,000 people). EPA
estimates the average annual cost to
each of these large PWSs, over the 5year rule period, to be $1,783. This cost
is based on a labor component
(associated with the collection of
samples), and a non-labor component
(associated with shipping and
laboratory fees). As planned, UCMR 5 is
expected to also require monitoring by
all small PWSs serving 3,300 to 10,000
people and a nationally representative
sample of small PWSs serving 25 to
3,299 people. Information in the
SDWIS/Fed water system inventory
indicates there are approximately 75
small Tribal PWSs (serving 3,300 to
10,000 people). EPA estimates that less
than 2 percent of small Tribal systems
serving 25 to 3,299 people will be
selected as part of the nationally
representative sample. EPA estimates
the average annual cost to small Tribal
systems over the 5-year rule period to be
$52. Such cost is based on the labor
associated with collecting a sample and
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preparing it for shipping. All other
small-PWS expenses (associated with
shipping and laboratory fees) are paid
by EPA.
EPA consulted with Tribal officials
under the EPA Policy on Consultation
and Coordination with Indian Tribes
early in the process of developing this
regulation to permit them to have
meaningful and timely input into its
development. A summary of that
consultation, titled, ‘‘Summary of the
Tribal Coordination and Consultation
Process for the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5)
Proposal,’’ is provided in the electronic
docket listed in the ADDRESSES section
of this preamble.
As required by section 7(a), the EPA’s
Tribal Consultation Official has certified
that the requirements of the executive
order have been met in a meaningful
and timely manner. A copy of the
certification is included in the docket
for this action.
G. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
EPA interprets Executive Order 13045
as applying only to those regulatory
actions that concern environmental
health or safety risks that EPA has
reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. This action is not
subject to Executive Order 13045
because it does not concern such an
environmental health risk or safety risk.
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H. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution or use of energy
and has not otherwise been designated
by the Administrator of the Office of
Information and Regulatory Affairs as a
significant energy action. This is a
national drinking water occurrence
study that was submitted to OMB for
review.
I. National Technology Transfer and
Advancement Act (NTTAA)
This action involves technical
standards. EPA has identified options
that involve using analytical methods
developed by the agency and three
major voluntary consensus method
organizations to support UCMR 5
monitoring. The voluntary consensus
method organizations are Standard
Methods for the Examination of Water
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16:06 Dec 23, 2021
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and Wastewater, and ASTM
International. EPA identified acceptable
consensus method organization
standards for the analysis of lithium. A
summary of each method along with
how the method specifically applies to
UCMR 5 can be found in Section III.I of
this preamble.
All of these standards are reasonably
available for public use. EPA methods
are free for download on the agency’s
website. The methods in the Standard
Methods for the Examination of Water
and Wastewater 23rd edition are
consensus standards, available for
purchase from the publisher, and are
commonly used by the drinking water
laboratory community. The methods in
the Standard Methods Online are
consensus standards, available for
purchase from the publisher’s website,
and are commonly used by the drinking
water laboratory community. The
methods from ASTM International are
consensus standards, are available for
purchase from the publisher’s website,
and are commonly used by the drinking
water laboratory community.
J. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
EPA believes that this action is not
subject to Executive Order 12898 (59 FR
7629, February 16, 1994) because it does
not establish an environmental health or
safety standard. Background
information regarding EPA’s
consideration of Executive Order 12898
in the development of this final rule is
provided in Section III.F of this
preamble, and an additional supporting
document, titled, ‘‘Summary of
Environmental Justice Considerations
for the Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal,’’
has been placed in the electronic docket
listed in the ADDRESSES section of this
preamble.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and
EPA will submit a rule report to each
House of the Congress and to the
Comptroller General of the United
States. This action is not a ‘‘major rule’’
as defined by 5 U.S.C. 804(2).
VI. References
(i) ASDWA. 2013. Insufficient Resources for
State Drinking Water Programs Threaten
Public Health: An Analysis of State
Drinking Water Programs’ Resources and
Needs. December 2013. Available at
https://www.asdwa.org/asdwa-reports/.
(ii) ASTM. 2020. ASTM D1976–20—
Standard Test Method for Elements in
Water by Inductively-Coupled Plasma
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Atomic Emission Spectroscopy. ASTM,
100 Barr Harbor Drive, West
Conshohocken, PA, 19428. Approved
May 1, 2020. Available for purchase at
https://www.astm.org/Standards/
D1976.htm.
(iii) California DHS. 2002. California
Department of Health Services.
Determination of 1,2,3-Trichloropropane
in Drinking Water by Purge and Trap Gas
Chromatography/Mass Spectrometry.
Division of Drinking Water and
Environmental Management, Sanitation
and Radiation Laboratories Branch,
Berkeley, CA. Available at https://
www.waterboards.ca.gov/drinking_
water/certlic/drinkingwater/documents/
123-tcp/tcp_by_pt_gcms.pdf.
(iv) Settlement Agreement, Waterkeeper
Alliance, Inc. v. U.S. EPA, No. 1:19–cv–
00899–LJL (S.D.N.Y. Jun. 1, 2020).
(v) SM. 2017. 3120B—Metals by Plasma
Emission Spectroscopy (2017):
Inductively Coupled Plasma (ICP)
Method. Standard Methods for the
Examination of Water and Wastewater,
23rd edition. American Public Health
Association, 800 I Street NW,
Washington, DC 20001–3710.
(vi) SM Online. 1999. 3120B–99—Metals by
Plasma Emission Spectroscopy:
Inductively Coupled Plasma (ICP)
Method (Editorial Revisions, 2020).
Standard Methods Online. Available for
purchase at https://
www.standardmethods.org.
(vii) USEPA. 1989. National Primary
Drinking Water Regulations; Filtration,
Disinfection; Turbidity, Giardia lamblia,
Viruses, Legionella, and Heterotrophic
Bacteria; Final Rule. Federal Register.
Vol. 54, No. 124, p. 27486, June 29, 1989.
(viii) USEPA. 1994. EPA Method 200.7—
Determination of Metals and Trace
Elements in Water and Wastes by
Inductively Coupled Plasma-Atomic
Emission Spectrometry, Revision 4.4.
Office of Research and Development,
Cincinnati, OH. Available at https://
www.epa.gov/esam/method-2007determination-metals-and-traceelements-water-and-wastes-inductivelycoupled-plasma.
(ix) USEPA. 1998a. National Primary
Drinking Water Regulations: Consumer
Confidence Reports; Proposed Rule.
Federal Register. Vol. 63, No. 30, p.
7606, February 13, 1998.
(x) USEPA. 1998b. National Primary Drinking
Water Regulation: Consumer Confidence
Reports; Final Rule. Federal Register.
Vol. 63, No. 160, p. 44512, August 19,
1998.
(xi) USEPA. 2010. Technical Basis for the
Lowest Concentration Minimum
Reporting Level (LCMRL) Calculator.
EPA 815–R–11–001. Office of Water.
December 2010. Available at https://
www.epa.gov/dwanalyticalmethods.
(xii) USEPA. 2011. Exposure Factors
Handbook 2011 Edition (Final Report).
U.S. EPA, Washington, DC, EPA/600/R–
09/052F. Office of Research and
Development, Washington, DC.
September 2011. Available at https://
www.epa.gov/expobox/about-exposurefactors-handbook.
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(xiii) USEPA. 2012. Revisions to the
Unregulated Contaminant Monitoring
Regulation (UCMR 3) for Public Water
Systems; Final Rule. Federal Register.
Vol. 77, No. 85, p. 26072, May 2, 2012.
(xiv) USEPA. 2016. Revisions to the
Unregulated Contaminant Monitoring
Rule (UCMR 4) for Public Water Systems
and Announcement of Public Meeting.
Federal Register. Vol. 81, No. 244, p.
92666, December 20, 2016.
(xv) USEPA. 2017. National Primary Drinking
Water Regulations; Announcement of the
Results of EPA’s Review of Existing
Drinking Water Standards and Request
for Public Comment and/or Information
on Related Issues. Federal Register. Vol.
82, No. 7, p. 3518, January 11, 2017.
(xvi) USEPA. 2018. Method Development for
Unregulated Contaminants in Drinking
Water: Public Meeting and Webinar. EPA
815–A–18–001. Office of Water. June
2018. Available at https://www.epa.gov/
dwanalyticalmethods.
(xvii) USEPA. 2019a. Development of the
Proposed Unregulated Contaminant
Monitoring Rule for the Fifth Monitoring
Cycle (UCMR 5). Presentation Slides.
EPA 815–A–19–001. Office of Water.
Available at https://www.epa.gov/
dwucmr/unregulated-contaminantmonitoring-rule-ucmr-meetings-andmaterials.
(xviii) USEPA. 2019b. EPA Method 533—
Determination of Per- and
Polyfluoroalkyl Substances in Drinking
Water by Isotope Dilution Anion
Exchange Solid Phase Extraction and
Liquid Chromatography/Tandem Mass
Spectrometry. EPA 815–B–19–020.
Office of Water, Cincinnati, OH.
November 2019. Available at https://
www.epa.gov/dwanalyticalmethods.
(xix) USEPA. 2019c. Appendix C: 1,2,3Trichloropropane in Regulatory
Determination 4 Support Document for
Selected Contaminants from the Fourth
Drinking Water Contaminant Candidate
List (CCL 4). EPA 815–R–19–006. Docket
ID EPA–HQ–OW–2019–0583. Available
at https://www.regulations.gov.
(xx) USEPA. 2020. EPA Method 537.1—
Determination of Selected Per- and
Polyfluorinated Alkyl Substances in
Drinking Water by Solid Phase
Extraction and Liquid Chromatography/
Tandem Mass Spectrometry (LC/MS/
MS). Version 2.0. EPA/600/R–20/006.
Office of Research and Development,
Cincinnati, OH. March 2020. Available at
https://www.epa.gov/dwanalytical
methods.
(xxii) USEPA. 2021a. Selection of Nationally
Representative Public Water Systems for
the Unregulated Contaminant
Monitoring Rule: 2021 Update. EPA 815–
B–21–012. Office of Water. December
2021.
(xxiii) USEPA. 2021b. Information Collection
Request for the Final Unregulated
Contaminant Monitoring Rule (UCMR 5).
EPA 815–B–21–008. Office of Water.
December 2021.
(xxiv) USEPA. 2021c. Revisions to the
Unregulated Contaminant Monitoring
Rule for the Fifth Monitoring Cycle
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(UCMR 5): Public Meeting and Webinar.
Presentation Slides. EPA 815–A–21–001.
Office of Water. April 2021. Available at
https://www.epa.gov/dwucmr/
unregulated-contaminant-monitoringrule-ucmr-meetings-and-materials.
(xxv) USEPA. 2021d. Drinking Water
Contaminant Candidate List 5—Draft.
Federal Register. Vol. 86, No. 135 p.
37948, July 19, 2021.
(xxvi) USEPA. 2021e. Information
Compendium for Contaminants for the
Final Unregulated Contaminant
Monitoring Rule (UCMR 5). EPA 815–B–
21–009. Office of Water. December 2021.
(xxvii) USEPA. 2021f. UCMR 5 Laboratory
Approval Manual. EPA 815–B–21–010.
Office of Water. December 2021.
(xxviii) USEPA. 2021g. Revisions to the
Unregulated Contaminant Monitoring
Rule for Public Water Systems and
Announcement of Public Meeting;
Proposed Rule and Notice of Public
Meeting. Federal Register. Vol. 86, No.
46, p. 13846, March 11, 2021.
(xxix) USEPA. 2021h. Revisions to 40 CFR
141.35 and 141.40. EPA 815–B–21–011.
Office of Water. December 2021.
Available in EPA’s public docket (under
Docket ID No. EPA–HQ–OW–2020–0530)
at https://www.regulations.gov.
(xxx) USEPA. 2021i. Response to Comments
on the Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal.
EPA 815–R–21–008. Office of Water.
December 2021.
(xxi) USEPA. 2021j. Instructions for
Preparing a Ground Water
Representative Monitoring Plan for the
Unregulated Contaminant Monitoring
Rule. EPA 815–B–21–013. Office of
Water. December 2021.
List of Subjects in 40 CFR Part 141
Environmental protection, Chemicals,
Incorporation by reference, Indian—
lands, Intergovernmental relations,
Reporting and recordkeeping
requirements, Water supply.
Michael S. Regan,
Administrator.
For the reasons set forth in the
preamble, EPA amends 40 CFR part 141
as follows:
PART 141—NATIONAL PRIMARY
DRINKING WATER REGULATIONS
1. The authority citation for part 141
continues to read as follows:
■
Authority: 42 U.S.C. 300f, 300g–1, 300g–
2, 300g–3, 300g–4, 300g–5, 300g–6, 300j–4,
300j–9, and 300j–11.
Subpart D—Reporting and
Recordkeeping
2. Amend § 141.35 as follows:
a. In paragraph (a), revise the fourth
sentence;
■ b. In paragraph (c)(1), remove the text
‘‘December 31, 2017’’ and add, in its
place the text ‘‘December 31, 2022’’;
■
■
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73151
c. Revise paragraphs (c)(2), (c)(3)(i)
through (iii), (c)(4), (c)(5)(i), and
(c)(6)(ii);
■ d. In paragraph (d)(2), revise the first,
second, and third sentences; and
■ f. Revise paragraph (e).
The revisions read as follows:
■
§ 141.35 Reporting for unregulated
contaminant monitoring results.
(a) * * * For the purposes of this
section, PWS ‘‘population served’’ is the
retail population served directly by the
PWS as reported to the Federal Safe
Drinking Water Information System
(SDWIS/Fed). * * *
*
*
*
*
*
(c) * * *
(2) Sampling location inventory
information. You must provide your
inventory information by December 31,
2022, using EPA’s electronic data
reporting system, as specified in
paragraph (b)(1) of this section. You
must submit, verify, or update data
elements 1–9 (as defined in Table 1 of
paragraph (e) of this section) for each
sampling location, or for each approved
representative sampling location (as
specified in paragraph (c)(3) of this
section) regarding representative
sampling locations. If this information
changes, you must report updates,
including new sources, and sampling
locations that are put in use before or
during the UCMR sampling period, to
EPA’s electronic data reporting system
within 30 days of the change.
(3) * * *
(i) Qualifications. Large PWSs that
have EPA- or State-approved
representative EPTDS sampling
locations from a previous UCMR cycle,
or as provided for under 40 CFR
141.23(a)(1), 40 CFR 141.24(f)(1), or 40
CFR 141.24(h)(1), may submit a copy of
documentation from your State or EPA
that approves your representative
sampling plan. PWSs that do not have
an approved representative EPTDS
sampling plan may submit a proposal to
sample at representative EPTDS(s)
rather than at each individual EPTDS if:
You use ground water as a source; all of
your well sources have either the same
treatment or no treatment; and you have
multiple EPTDSs from the same source
(i.e., same aquifer). You must submit a
copy of the existing or proposed
representative EPTDS sampling plan, as
appropriate, at least six months prior to
your scheduled sample collection, as
specified in paragraph (b)(1) of this
section. If changes to your inventory
that impact your representative plan
occur before or during the UCMR
sampling period, you must report
updates within 30 days of the change.
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(ii) Demonstration. If you are
submitting a proposal to sample at
representative EPTDS(s) rather than at
each individual EPTDS, you must
demonstrate that any EPTDS that you
propose as representative of multiple
wells is associated with a well that
draws from the same aquifer as the
wells it will represent. The proposed
well must be representative of the
highest annual volume and most
consistently active wells in the
representative array. If that
representative well is not in use at the
scheduled sampling time, you must
select and sample an alternative
representative well. You must submit
the information defined in Table 1,
paragraph (e) of this section for each
proposed representative sampling
location. You must also include
documentation to support your proposal
that the specified wells are
representative of other wells. This
documentation can include systemmaintained well logs or construction
drawings indicating that the
representative well(s) is/are at a
representative depth, and details of well
casings and grouting; data
demonstrating relative homogeneity of
water quality constituents (e.g., pH,
dissolved oxygen, conductivity, iron,
manganese) in samples drawn from each
well; and data showing that your wells
are located in a limited geographic area
(e.g., all wells within a 0.5 mile radius)
and/or, if available, the hydrogeologic
data indicating the ground water travel
time between the representative well
and each of the individual wells it
represents (e.g., all wells within a fiveyear time of travel delineation). Your
proposal must be sent in writing to EPA,
as specified in paragraph (b)(1) of this
section.
(iii) Approval. EPA or the State (as
specified in the Partnership Agreement
reached between the State and EPA)
will review your proposal and
coordinate any necessary changes with
you. Your plan will not be final until
you receive written approval from EPA,
identifying the final list of EPTDSs
where you will be required to monitor.
(4) Contacting EPA if your PWS has
not been notified of requirements. If you
believe you are subject to UCMR
requirements, as defined in 40 CFR
141.40(a)(1) and (a)(2)(i), and you have
not been contacted by either EPA or
your State by April 26, 2022, you must
send a letter to EPA, as specified in
paragraph (b)(1) of this section. The
letter must be from your PWS Official
and must include an explanation as to
why the UCMR requirements are
applicable to your system along with the
appropriate contact information. A copy
of the letter must also be submitted to
the State as directed by the State. EPA
will make an applicability
determination based on your letter, and
in consultation with the State when
necessary and will notify you regarding
your applicability status and required
sampling schedule. However, if your
PWS meets the applicability criteria
specified in 40 CFR 141.40(a)(2)(i), you
are subject to the UCMR monitoring and
reporting requirements, regardless of
whether you have been contacted by the
State or EPA.
(5) * * *
(i) General rescheduling notification
requirements. Large systems may
independently change their monitoring
schedules up to December 31, 2022,
using EPA’s electronic data reporting
system, as specified in paragraph (b)(1)
of this section. After this date has
passed, if your PWS cannot sample
according to your assigned sampling
schedule (e.g., because of budget
constraints, or if a sampling location
will be closed during the scheduled
month of monitoring), you must mail or
email a letter to EPA, as specified in
paragraph (b)(1) of this section, prior to
the scheduled sampling date. You must
include an explanation of why the
samples cannot be taken according to
the assigned schedule, and you must
provide the alternative schedule you are
requesting. You must not reschedule
monitoring specifically to avoid sample
collection during a suspected vulnerable
period. You are subject to your assigned
UCMR sampling schedule or the
schedule that you revised on or before
December 31, 2022, unless and until
you receive a letter from EPA specifying
a new schedule.
*
*
*
*
*
(6) * * *
(ii) Reporting schedule. You must
require your laboratory, on your behalf,
to post and approve the data in EPA’s
electronic data reporting system,
accessible at https://www.epa.gov/
dwucmr, for your review within 90 days
from the sample collection date (sample
collection must occur as specified in 40
CFR 141.40(a)(4)). You then have 30
days from when the laboratory posts
and approves your data to review,
approve, and submit the data to the
State and EPA via the agency’s
electronic data reporting system. If you
do not electronically approve and
submit the laboratory data to EPA
within 30 days of the laboratory posting
approved data, the data will be
considered approved by you and
available for State and EPA review.
*
*
*
*
*
(d) * * *
(2) Sampling location inventory
information. You must provide your
inventory information by December 31,
2022, using EPA’s electronic data
reporting system, as specified in
paragraph (b)(1) of this section. If this
information changes, you must report
updates, including new sources, and
sampling locations that are put in use
before or during the UCMR sampling
period, to EPA’s electronic data
reporting system within 30 days of the
change, as specified in paragraph (b)(1)
of this section. * * *
(e) Data elements. Table 1 defines the
data elements that must be provided for
UCMR monitoring.
TABLE 1 TO PARAGRAPH (e)—UNREGULATED CONTAMINANT MONITORING REPORTING REQUIREMENTS
Data element
Definition
khammond on DSKJM1Z7X2PROD with RULES
1. Public Water System Identification (PWSID) Code.
2. Public Water System Name .......
3. Public Water System Facility
Identification Code.
4. Public Water System Facility
Name.
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The code used to identify each PWS. The code begins with the standard 2-character postal State abbreviation or Region code; the remaining 7 numbers are unique to each PWS in the State. The same identification code must be used to represent the PWS identification for all current and future UCMR monitoring.
Unique name, assigned once by the PWS.
An identification code established by the State or, at the State’s discretion, by the PWS, following the format of a 5-digit number unique within each PWS for each applicable facility (i.e., for each source of
water, treatment plant, distribution system, or any other facility associated with water treatment or delivery). The same identification code must be used to represent the facility for all current and future UCMR
monitoring.
Unique name, assigned once by the PWS, for every facility ID (e.g., Treatment Plant).
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TABLE 1 TO PARAGRAPH (e)—UNREGULATED CONTAMINANT MONITORING REPORTING REQUIREMENTS—Continued
Data element
Definition
5. Public Water System Facility
Type.
6. Water Source Type .....................
7. Sampling Point Identification
Code.
8. Sampling Point Name .................
9. Sampling Point Type Code .........
10. Disinfectant Type ......................
khammond on DSKJM1Z7X2PROD with RULES
11. Treatment Information ..............
12. Sample Collection Date ............
13. Sample Identification Code .......
14. Contaminant ..............................
15. Analytical Method Code ............
16. Extraction Batch Identification
Code.
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That code that identifies that type of facility as either:
CC = Consecutive connection.
SS = Sampling station.
TP = Treatment plant.
OT = Other.
The type of source water that supplies a water system facility. Systems must report one of the following
codes for each sampling location:
SW = Surface water (to be reported for water facilities that are served entirely by a surface water source
during the 12-month period).
GU = Ground water under the direct influence of surface water (to be reported for water facilities that are
served all or in part by ground water under the direct influence of surface water at any time during the
12-month sampling period), and are not served at all by surface water during this period.
MX = Mixed water (to be reported for water facilities that are served by a mix of surface water, ground
water, and/or ground water under the direct influence of surface water during the 12-month period).
GW = Ground water (to be reported for water facilities that are served entirely by a ground water source
during the 12-month period).
An identification code established by the State, or at the State’s discretion, by the PWS, that uniquely identifies each sampling point. Each sampling code must be unique within each applicable facility, for each
applicable sampling location (i.e., entry point to the distribution system). The same identification code
must be used to represent the sampling location for all current and future UCMR monitoring.
Unique sample point name, assigned once by the PWS, for every sample point ID (e.g., Entry Point).
A code that identifies the location of the sampling point as:
EP = Entry point to the distribution system.
All of the disinfectants/oxidants that have been added prior to and at the entry point to the distribution system. Please select all that apply:
PEMB = Permanganate.
HPXB = Hydrogen peroxide.
CLGA = Gaseous chlorine.
CLOF = Offsite generated hypochlorite (stored as a liquid form).
CLON = Onsite generated hypochlorite.
CAGC = Chloramine (formed with gaseous chlorine).
CAOF = Chloramine (formed with offsite hypochlorite).
CAON = Chloramine (formed with onsite hypochlorite).
CLDB = Chlorine dioxide.
OZON = Ozone.
ULVL = Ultraviolet light.
OTHD = All other types of disinfectant/oxidant.
NODU = No disinfectant/oxidant used.
Treatment information associated with the sample point. Please select all that apply.
CON = Conventional (non-softening, consisting of at least coagulation/sedimentation basins and filtration).
SFN = Softening.
RBF = River bank filtration.
PSD = Pre-sedimentation.
INF = In-line filtration.
DFL = Direct filtration.
SSF = Slow sand filtration.
BIO = Biological filtration (operated with an intention of maintaining biological activity within filter).
UTR = Unfiltered treatment for surface water source.
GWD = Groundwater system with disinfection only.
PAC = Application of powder activated carbon.
GAC = Granular activated carbon adsorption (not part of filters in CON, SFN, INF, DFL, or SSF).
AIR = Air stripping (packed towers, diffused gas contactors).
POB = Pre-oxidation with chlorine (applied before coagulation for CON or SFN plants or before filtration for
other filtration plants).
MFL = Membrane filtration.
IEX = Ionic exchange.
DAF = Dissolved air floatation.
CWL = Clear well/finished water storage without aeration.
CWA = Clear well/finished water storage with aeration.
ADS = Aeration in distribution system (localized treatment).
OTH = All other types of treatment.
NTU = No treatment used.
DKN = Do not know.
The date the sample is collected, reported as 4-digit year, 2-digit month, and 2-digit day (YYYYMMDD).
An alphanumeric value up to 30 characters assigned by the laboratory to uniquely identify containers, or
groups of containers, containing water samples collected at the same sampling location for the same
sampling date.
The unregulated contaminant for which the sample is being analyzed.
The identification code of the analytical method used.
Laboratory assigned extraction batch ID. Must be unique for each extraction batch within the laboratory for
each method. For CCC samples report the Analysis Batch Identification Code as the value for this field.
For methods without an extraction batch, leave this field null.
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TABLE 1 TO PARAGRAPH (e)—UNREGULATED CONTAMINANT MONITORING REPORTING REQUIREMENTS—Continued
Data element
Definition
17. Extraction Date .........................
Date for the start of the extraction batch (YYYYMMDD). For methods without an extraction batch, leave
this field null.
Laboratory assigned analysis batch ID. Must be unique for each analysis batch within the laboratory for
each method.
Date for the start of the analysis batch (YYYYMMDD).
The type of sample collected and/or prepared, as well as the fortification level. Permitted values include:
CCCL = MRL level continuing calibration check; a calibration standard containing the contaminant, the internal standard, and surrogate analyzed to verify the existing calibration for those contaminants.
CCCM = Medium level continuing calibration check; a calibration standard containing the contaminant, the
internal standard, and surrogate analyzed to verify the existing calibration for those contaminants.
CCCH = High level continuing calibration check; a calibration standard containing the contaminant, the internal standard, and surrogate analyzed to verify the existing calibration for those contaminants.
FS = Field sample; sample collected and submitted for analysis under this final rule.
LFB = Laboratory fortified blank; an aliquot of reagent water fortified with known quantities of the contaminants and all preservation compounds.
LRB = Laboratory reagent blank; an aliquot of reagent water treated exactly as a field sample, including
the addition of preservatives, internal standards, and surrogates to determine if interferences are present
in the laboratory, reagents, or other equipment.
LFSM = Laboratory fortified sample matrix; a UCMR field sample with a known amount of the contaminant
of interest and all preservation compounds added.
LFSMD = Laboratory fortified sample matrix duplicate; duplicate of the laboratory fortified sample matrix.
QCS = Quality control sample; a sample prepared with a source external to the one used for initial calibration and CCC. The QCS is used to check calibration standard integrity.
FRB = Field reagent blank; an aliquot of reagent water treated as a sample including exposure to sampling
conditions to determine if interferences or contamination are present from sample collection through
analysis.
A value indicating whether the sample analysis result was:
(<) ‘‘less than’’ means the contaminant was not detected, or was detected at a level below the Minimum
Reporting Level.
(=) ‘‘equal to’’ means the contaminant was detected at the level reported in ‘‘Analytical Result— Measured
Value.’’
The actual numeric value of the analytical results for: Field samples; laboratory fortified matrix samples;
laboratory fortified sample matrix duplicates; and concentration fortified.
Represents the true value or the fortified concentration for spiked samples for QC Sample Analysis Types
(CCCL, CCCM, CCCH, QCS, LFB, LFSM, and LFSMD).
The code, assigned by EPA, used to identify each laboratory. The code begins with the standard two-character State postal abbreviation; the remaining five numbers are unique to each laboratory in the State.
A code assigned by the PWS for each sample event. This will associate samples with the PWS monitoring
plan to allow EPA to track compliance and completeness. Systems must assign the following codes:
SE1, SE2, SE3, and SE4—Represent samples collected to meet UCMR Assessment Monitoring requirements; where ‘‘SE1’’ and ‘‘SE2’’ represent the first and second sampling period for all water types; and
‘‘SE3’’ and ‘‘SE4’’ represent the third and fourth sampling period for SW, GU, and MX sources only.
A yes or no answer provided by the PWS for each entry point to the distribution system.
Question: Have you tested for the contaminant in your drinking water in the past?
YES = If yes, did you modify your treatment and if so, what types of treatment did you implement? Select
all that apply.
PAC = Application of powder activated carbon.
GAC = Granular activated carbon adsorption (not part of filters in CON, SFN, INF, DFL, or SSF).
IEX = Ionic exchange.
NRO = Nanofiltration and reverse osmosis.
OZN = Ozone.
BAC = Biologically active carbon.
MFL = Membrane filtration.
UVL = Ultraviolet light.
OTH = Other.
NMT = Not modified after testing.
NO = Have never tested for the contaminant.
DK = Do not know.
A yes or no answer provided by the PWS for each entry point to the distribution system.
Question: Are you aware of any potential current and/or historical sources of PFAS that may have impacted the drinking water sources at your water system?
YES = If yes, select all that apply:
MB = Military base.
FT = Firefighting training school.
AO = Airport operations.
CW = Car wash or industrial launderers.
PS = Public safety activities (e.g., fire and rescue services).
WM = Waste management.
HW = Hazardous waste collection, treatment, and disposal.
UW = Underground injection well.
SC = Solid waste collection, combustors, incinerators.
MF = Manufacturing.
18. Analysis Batch Identification
Code.
19. Analysis Date ............................
20. Sample Analysis Type ..............
21. Analytical Result—Sign ............
22. Analytical Result—Measured
Value.
23. Additional Value ........................
24. Laboratory Identification Code ..
25. Sample Event Code ..................
26. Historical Information for Contaminant Detections and Treatment.
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27. Potential PFAS Sources ...........
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TABLE 1 TO PARAGRAPH (e)—UNREGULATED CONTAMINANT MONITORING REPORTING REQUIREMENTS—Continued
Data element
Definition
FP = Food packaging.
TA = Textile and apparel (e.g., stain- and water-resistant, fiber/thread, carpet, house furnishings,
leather).
PP = Paper.
CC = Chemical.
PR = Plastics and rubber products.
MM = Machinery.
CE = Computer and electronic products.
FM = Fabricated metal products (e.g., nonstick cookware).
PC = Petroleum and coal products.
FF = Furniture.
OG = Oil and gas production.
UT = Utilities (e.g., sewage treatment facilities).
CT = Construction (e.g., wood floor finishing, electrostatic painting).
OT = Other.
NO = Not aware of any potential current and/or historical sources.
DK = Do not know.
Subpart E—Special Regulations,
Including Monitoring Regulations and
Prohibition on Lead Use
3. Amend § 141.40 as follows:
a. In paragraph (a) introductory text,
remove the text ‘‘December 31, 2015’’
and add in its place the text ‘‘February
1, 2021 or subsequent corrections from
the State’’;
■ b. Revise paragraphs (a)(2)(ii)
introductory text, (a)(2)(ii)(A), and
(a)(3);
■ c. In paragraph (a)(4)(i) introductory
text, remove the text ‘‘December 31,
2017’’ and add in its place the text
‘‘December 31, 2022’’;
■ d. Revise paragraphs (a)(4)(i)(A)
through (C), (a)(4)(ii) introductory text,
and the first sentence in paragraph
(a)(4)(ii)(A);
■
■
e. Remove paragraph (a)(4)(iii);
f. In paragraph (a)(5)(ii), revise the
fifth and sixth sentences;
■ g. Revise paragraph (a)(5)(iii)
introductory text;
■ h. Remove and reserve paragraph
(a)(5)(iv); and
■ i. Revise paragraphs (a)(5)(v) and (vi)
and paragraph (c).
The revisions read as follows:
■
■
§ 141.40 Monitoring requirements for
unregulated contaminants.
(a) * * *
(2) * * *
(ii) Small systems. EPA will provide
sample containers, provide pre-paid air
bills for shipping the sampling
materials, conduct the laboratory
analysis, and report and review
monitoring results for all small systems
selected to conduct monitoring under
paragraphs (a)(2)(ii)(A) through (C) of
this section. If you own or operate a
PWS (other than a transient noncommunity water system) that serves a
retail population of 10,000 or fewer
people and you are notified of
monitoring requirements by the State or
EPA, you must monitor as follows:
(A) Assessment Monitoring. You must
monitor for the contaminants on List 1
per table 1 to paragraph (a)(3) if you are
notified by your State or EPA that you
are part of the State Monitoring Plan for
Assessment Monitoring.
*
*
*
*
*
(3) Analytes to be monitored. Lists 1,
2, and 3 contaminants are provided in
table 1 to paragraph (a)(3):
TABLE 1 TO PARAGRAPH (a)(3)—UCMR CONTAMINANT LIST
1—Contaminant
3—Analytical
methods a
2—CASRN
4—Minimum
reporting level b
5—Sampling
location c
6—Period during
which sample
collection
to be completed
List 1: Assessment Monitoring
khammond on DSKJM1Z7X2PROD with RULES
Per- and Polyfluoroalkyl Substances (PFAS)
11-chloroeicosafluoro-3-oxaundecane-1-sulfonic acid (11Cl-PF3OUdS).
1H, 1H, 2H, 2H-perfluorodecane sulfonic acid
(8:2 FTS).
1H, 1H, 2H, 2H-perfluorohexane sulfonic acid
(4:2 FTS).
1H, 1H, 2H, 2H-perfluorooctane sulfonic acid
(6:2 FTS).
4,8-dioxa-3H-perfluorononanoic acid
(ADONA).
9-chlorohexadecafluoro-3-oxanone-1-sulfonic
acid (9Cl-PF3ONS).
hexafluoropropylene oxide dimer acid (HFPODA) (GenX).
nonafluoro-3,6-dioxaheptanoic acid (NFDHA)
perfluoro (2-ethoxyethane) sulfonic acid
(PFEESA).
perfluoro-3-methoxypropanoic acid (PFMPA)
perfluoro-4-methoxybutanoic acid (PFMBA) ...
perfluorobutanesulfonic acid (PFBS) ..............
perfluorobutanoic acid (PFBA) ........................
VerDate Sep<11>2014
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763051–92–9 ..............
EPA 533 .....................
0.005 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
39108–34–4 ................
EPA 533 .....................
0.005 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
757124–72–4 ..............
EPA 533 .....................
0.003 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
27619–97–2 ................
EPA 533 .....................
0.005 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
919005–14–4 ..............
EPA 533 .....................
0.003 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
756426–58–1 ..............
EPA 533 .....................
0.002 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
13252–13–6 ................
EPA 533 .....................
0.005 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
151772–58–6 ..............
113507–82–7 ..............
EPA 533 .....................
EPA 533 .....................
0.02 μg/L ..................
0.003 μg/L ................
EPTDS ............
EPTDS ............
1/1/2023–12/31/2025
1/1/2023–12/31/2025
377–73–1 ....................
863090–89–5 ..............
375–73–5 ....................
375–22–4 ....................
EPA
EPA
EPA
EPA
0.004
0.003
0.003
0.005
EPTDS
EPTDS
EPTDS
EPTDS
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
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533
533
533
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.....................
.....................
.....................
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μg/L
μg/L
μg/L
μg/L
................
................
................
................
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............
............
............
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TABLE 1 TO PARAGRAPH (a)(3)—UCMR CONTAMINANT LIST—Continued
3—Analytical
methods a
4—Minimum
reporting level b
1—Contaminant
2—CASRN
perfluorodecanoic acid (PFDA) .......................
perfluorododecanoic acid (PFDoA) .................
perfluoroheptanesulfonic acid (PFHpS) ..........
perfluoroheptanoic acid (PFHpA) ....................
perfluorohexanesulfonic acid (PFHxS) ............
perfluorohexanoic acid (PFHxA) .....................
perfluorononanoic acid (PFNA) .......................
perfluorooctanesulfonic acid (PFOS) ..............
perfluorooctanoic acid (PFOA) ........................
perfluoropentanesulfonic acid (PFPeS) ..........
perfluoropentanoic acid (PFPeA) ....................
perfluoroundecanoic acid (PFUnA) .................
n-ethyl perfluorooctanesulfonamidoacetic acid
(NEtFOSAA).
n-methyl perfluorooctanesulfonamidoacetic
acid (NMeFOSAA).
perfluorotetradecanoic acid (PFTA) ................
perfluorotridecanoic acid (PFTrDA) .................
335–76–2 ....................
307–55–1 ....................
375–92–8 ....................
375–85–9 ....................
355–46–4 ....................
307–24–4 ....................
375–95–1 ....................
1763–23–1 ..................
335–67–1 ....................
2706–91–4 ..................
2706–90–3 ..................
2058–94–8 ..................
2991–50–6 ..................
EPA
EPA
EPA
EPA
EPA
EPA
EPA
EPA
EPA
EPA
EPA
EPA
EPA
2355–31–9 ..................
EPA 537.1 ..................
376–06–7 ....................
72629–94–8 ................
EPA 537.1 ..................
EPA 537.1 ..................
Lithium .............................................................
7439–93–2 ..................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
533 .....................
537.1 ..................
0.003
0.003
0.003
0.003
0.003
0.003
0.004
0.004
0.004
0.004
0.003
0.002
0.005
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
μg/L
................
................
................
................
................
................
................
................
................
................
................
................
................
5—Sampling
location c
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
EPTDS
6—Period during
which sample
collection
to be completed
............
............
............
............
............
............
............
............
............
............
............
............
............
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
1/1/2023–12/31/2025
0.006 μg/L ................
EPTDS ............
1/1/2023–12/31/2025
0.008 μg/L ................
0.007 μg/L ................
EPTDS ............
EPTDS ............
1/1/2023–12/31/2025
1/1/2023–12/31/2025
9 μg/L .......................
EPTDS ............
1/1/2023–12/31/2025
Reserved ..................
Reserved .........
Reserved
Reserved ..................
Reserved .........
Reserved
Metal/Pharmaceutical
EPA 200.7, SM 3120
B, ASTM D1976–20.
List 2: Screening Survey
Reserved .........................................................
Reserved ....................
Reserved ....................
List 3: Pre-Screen Testing
Reserved .........................................................
Reserved ....................
Reserved ....................
Column headings are:
1—Contaminant: The name of the contaminant to be analyzed.
2—CASRN (Chemical Abstracts Service Registry Number) or Identification Number: A unique number identifying the chemical contaminants.
3—Analytical Methods: Method numbers identifying the methods that must be used to test the contaminants.
4—Minimum Reporting Level (MRL): The value and unit of measure at or above which the concentration of the contaminant must be measured using the approved
analytical methods. If EPA determines, after the first six months of monitoring that the specified MRLs result in excessive resampling, EPA will establish alternate
MRLs and will notify affected PWSs and laboratories of the new MRLs. N/A is defined as non-applicable.
5—Sampling Location: The locations within a PWS at which samples must be collected.
6—Period During Which Sample Collection to be Completed: The time period during which the sampling and testing will occur for the indicated contaminant.
a The analytical procedures shall be performed in accordance with the documents associated with each method, see paragraph (c) of this section.
b The MRL is the minimum concentration of each analyte that must be reported to EPA.
c Sampling must occur at your PWS’s entry points to the distribution system (EPTDSs), after treatment is applied, that represent each non-emergency water source
in routine use over the 12-month period of monitoring. Systems that purchase water with multiple connections from the same wholesaler may select one representative connection from that wholesaler. The representative EPTDS must be a location within the purchaser’s water system. This EPTDS sampling location must be representative of the highest annual volume connections. If the connection selected as the representative EPTDS is not available for sampling, an alternate highest volume representative connection must be sampled. See 40 CFR 141.35(c)(3) for an explanation of the requirements related to the use of representative GW EPTDSs.
(4) * * *
(i) * * *
(A) Sample collection period. You
must collect the samples in one
continuous 12-month period for List 1
Assessment Monitoring, and, if
applicable, for List 2 Screening Survey,
or List 3 Pre-Screen Testing, during the
timeframe indicated in column 6 of
table 1 to paragraph (a)(3) of this
section. EPA or your State will specify
the month(s) and year(s) in which your
monitoring must occur. As specified in
40 CFR 141.35(c)(5), you must contact
EPA if you believe you cannot collect
samples according to your schedule.
(B) Frequency. You must collect the
samples within the timeframe and
according to the frequency specified by
contaminant type and water source type
for each sampling location, as specified
in table 2 to this paragraph (a)(4)(i)(B).
For the second or subsequent round of
sampling, if a sample location is nonoperational for more than one month
before and one month after the
scheduled sampling month (i.e., it is not
possible for you to sample within the
window specified in table 2), you must
notify EPA as specified in 40 CFR
141.35(c)(5) to reschedule your
sampling.
TABLE 2 TO PARAGRAPH (a)(4)(i)(B)—MONITORING FREQUENCY BY CONTAMINANT AND WATER SOURCE TYPES
Contaminant type
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List 1 Contaminants ......
Timeframe
Frequency 1
Surface water, Mixed,
or GWUDI.
12 months .........
Ground water ..............
12 months .........
You must monitor for four consecutive quarters. Sample events must occur three months
apart. (Example: If first monitoring is in January, the second monitoring must occur any
time in April, the third any time in July, and the fourth any time in October).
You must monitor twice in a consecutive 12-month period. Sample events must occur 5–7
months apart. (Example: If the first monitoring event is in April, the second monitoring
event must occur any time in September, October, or November.)
Water source type
1 Systems must assign a sample event code for each contaminant listed in Table 1. Sample event codes must be assigned by the PWS for each sample event. For
more information on sample event codes see 40 CFR 141.35(e) Table 1.
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(C) Location. You must collect
samples for each List 1 Assessment
Monitoring contaminant, and, if
applicable, for each List 2 Screening
Survey, or List 3 Pre-Screen Testing
contaminant, as specified in table 1 to
paragraph (a)(3) of this section. Samples
must be collected at each sample point
that is specified in column 5 and
footnote c of table 1 to paragraph (a)(3)
of this section. If you are a GW system
with multiple EPTDSs, and you request
and receive approval from EPA or the
State for sampling at representative
EPTDS(s), as specified in 40 CFR
141.35(c)(3), you must collect your
samples from the approved
representative sampling location(s).
*
*
*
*
*
(ii) Small systems. If you serve a
population of 10,000 or fewer people
and are notified that you are part of the
State Monitoring Plan, you must comply
with the requirements specified in
paragraphs (a)(4)(ii)(A) through (H) of
this section. If EPA or the State informs
you that they will be collecting your
UCMR samples, you must assist them in
identifying the appropriate sampling
locations and in collecting the samples.
(A) Sample collection and frequency.
You must collect samples at the times
specified for you by the State or EPA.
Your schedule must follow both the
timing of monitoring specified in table
1 to paragraph (a)(3) of this section, List
1, and, if applicable, List 2, or List 3,
and the frequency of monitoring in table
2 to paragraph (a)(4)(i)(B) of this section.
*
*
*
*
*
(5) * * *
(ii) * * * To participate in the UCMR
Laboratory Approval Program, the
laboratory must register and complete
the necessary application materials by
August 1, 2022. Correspondence must
be addressed to: UCMR Laboratory
Approval Coordinator, USEPA,
Technical Support Center, 26 West
Martin Luther King Drive, (MS 140),
Cincinnati, Ohio 45268; or emailed to
EPA at: UCMR_Lab_Approval@epa.gov.
(iii) Minimum Reporting Level. The
MRL is defined by EPA as the
quantitation limit achievable, with 95
percent confidence, by 75 percent of
laboratories nationwide, assuming the
use of good instrumentation and
experienced analysts.
*
*
*
*
*
(v) Method defined quality control.
You must ensure that your laboratory
analyzes Laboratory Fortified Blanks
and conducts Laboratory Performance
Checks, as appropriate to the method’s
requirements, for those methods listed
in column 3 in table 1 to paragraph
(a)(3) of this section. Each method
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specifies acceptance criteria for these
QC checks.
(vi) Reporting. You must require your
laboratory, on your behalf, to post and
approve these data in EPA’s electronic
data reporting system, accessible at
https://www.epa.gov/dwucmr, for your
review within 90 days from the sample
collection date. You then have 30 days
from when the laboratory posts and
approves your data to review, approve,
and submit the data to the State and
EPA, via the agency’s electronic data
reporting system. If you do not
electronically approve and submit the
laboratory data to EPA within 30 days
of the laboratory posting approved data,
the data will be considered approved by
you and available for State and EPA
review.
*
*
*
*
*
(c) Incorporation by reference. The
standards required in this section are
incorporated by reference into this
section with the approval of the Director
of the Federal Register under 5 U.S.C.
552(a) and 1 CFR part 51. All approved
material is available for inspection at
U.S. Environmental Protection Agency,
Water Docket, EPA/DC, EPA West,
Room 3334, 1301 Constitution Ave. NW,
Washington, DC 20004, (202) 566–1744,
email Docket-customerservice@epa.gov,
or go to https://www.epa.gov/dockets/
epa-docket-center-reading-room, and is
available from the sources indicated
elsewhere in this paragraph. The
material is also available for inspection
at the National Archives and Records
Administration (NARA). For
information on the availability of this
material at NARA, email fr.inspection@
nara.gov, or go to www.archives.gov/
federal-register/cfr/ibr-locations.html.
(1) U.S. Environmental Protection
Agency, EPA West, Room 3334, 1301
Constitution Ave. NW, Washington, DC
20004; telephone: (202) 566–1744.
(i) Method 200.7, ‘‘Determination of
Metals and Trace Elements in Water and
Wastes by Inductively Coupled PlasmaAtomic Emission Spectrometry,’’
Revision 4.4, EMMC Version, 1994.
Available at https://www.epa.gov/esam/
method-2007-determination-metalsand-trace-elements-water-and-wastesinductively-coupled-plasma.
(ii) Method 537.1, ‘‘Determination of
Selected Per- and Polyfluorinated Alkyl
Substances in Drinking Water by Solid
Phase Extraction and Liquid
Chromatography/Tandem Mass
Spectrometry,’’ Version 2.0, 2020.
Available at https://www.epa.gov/waterresearch/epa-drinking-water-researchmethods.
(iii) Method 533, ‘‘Determination of
Per- and Polyfluoroalkyl Substances in
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73157
Drinking Water by Isotope Dilution
Anion Exchange Solid Phase Extraction
and Liquid Chromatography/Tandem
Mass Spectrometry,’’ November 2019,
EPA 815–B–19–020. Available at
https://www.epa.gov/dwanalytical
methods.
(2) American Public Health
Association, 800 I Street NW,
Washington, DC 20001–3710; telephone:
(202) 777–2742; email: comments@
apha.org; www.apha.org.
(i) ‘‘Standard Methods for the
Examination of Water & Wastewater,’’
23rd edition (2017).
(A) SM 3120 B, ‘‘Metals by Plasma
Emission Spectroscopy (2017):
Inductively Coupled Plasma (ICP)
Method.’’
(B) [Reserved]
(ii) ‘‘Standard Methods Online,’’
approved 1999; https://
www.standardmethods.org.
(A) SM 3120 B, ‘‘Metals by Plasma
Emission Spectroscopy: Inductively
Coupled Plasma (ICP) Method,’’ revised
December 14, 2020.
(B) [Reserved]
(3) ASTM International, 100 Barr
Harbor Drive, West Conshohocken, PA
19428–2959; telephone: (610) 832–9500;
email: service@astm.org; www.astm.org.
(i) ASTM D1976–20, ‘‘Standard Test
Method for Elements in Water by
Inductively-Coupled Plasma Atomic
Emission Spectroscopy,’’ approved May
1, 2020.
(ii) [Reserved]
[FR Doc. 2021–27858 Filed 12–23–21; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
42 CFR Parts 403, 405, 410, 411, 414,
415, 423, 424, and 425
[CMS–1751–CN]
RIN 0938–AU42
Medicare Program; CY 2022 Payment
Policies Under the Physician Fee
Schedule and Other Changes to Part B
Payment Policies; Medicare Shared
Savings Program Requirements;
Provider Enrollment Regulation
Updates; Provider and Supplier
Prepayment and Post-Payment Medical
Review Requirements; Correction
Centers for Medicare &
Medicaid Services (CMS), Department
of Health and Human Services (HHS).
ACTION: Final rule; correction.
AGENCY:
E:\FR\FM\27DER1.SGM
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Agencies
[Federal Register Volume 86, Number 245 (Monday, December 27, 2021)]
[Rules and Regulations]
[Pages 73131-73157]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-27858]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 141
[EPA-HQ-OW-2020-0530; FRL-6791-03-OW]
RIN 2040-AF89
Revisions to the Unregulated Contaminant Monitoring Rule (UCMR 5)
for Public Water Systems and Announcement of Public Meetings
AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule and notice of public meetings.
-----------------------------------------------------------------------
SUMMARY: The U.S. Environmental Protection Agency (EPA) is finalizing a
Safe Drinking Water Act (SDWA) rule that requires certain public water
systems (PWSs) to collect national occurrence data for 29 per- and
polyfluoroalkyl substances (PFAS) and lithium. Subject to the
availability of appropriations, EPA will include all systems serving
3,300 or more people and a representative sample of 800 systems serving
25 to 3,299 people. If EPA does not receive the appropriations needed
for monitoring all of these systems in a given year, EPA will reduce
the number of systems serving 25 to 10,000 people that will be asked to
perform monitoring. This final rule is a key action to ensure science-
based decision-making and prioritize protection of disadvantaged
communities in accordance with EPA's PFAS Strategic Roadmap. EPA is
also announcing plans for public webinars to discuss implementation of
the fifth Unregulated Contaminant Monitoring Rule (UCMR 5).
DATES: This final rule is effective on January 26, 2022. The
incorporation by reference of certain publications listed in this final
rule is approved by the Director of the Federal Register as of January
26, 2022.
ADDRESSES: EPA has established a docket for this action under Docket ID
No. EPA-HQ-OW-2020-0530. All documents in the docket are listed on the
https://www.regulations.gov website. Although listed in the index, some
information is not publicly available, e.g., CBI or other information
whose disclosure is restricted by statute. Certain other material, such
as copyrighted material, is not placed on the internet and will be
publicly available only in hard copy form. Publicly available docket
materials are available electronically through https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: Brenda D. Bowden, Standards and Risk
Management Division (SRMD), Office of Ground Water and Drinking Water
(OGWDW) (MS 140), Environmental Protection Agency, 26 West Martin
Luther King Drive, Cincinnati, Ohio 45268; telephone number: (513) 569-
7961; email address: [email protected]; or Melissa Simic, SRMD,
OGWDW (MS 140), Environmental Protection Agency, 26 West Martin Luther
King Drive, Cincinnati, Ohio 45268; telephone number: (513) 569-7864;
email address: [email protected]. For general information, visit
the Ground Water and Drinking Water web page at: https://www.epa.gov/ground-water-and-drinking-water.
SUPPLEMENTARY INFORMATION:
Table of Contents
I. Summary Information
A. Purpose of the Regulatory Action
1. What action is EPA taking?
2. Does this action apply to me?
3. What is EPA's authority for taking this action?
4. What is the applicability date?
B. Summary of the Regulatory Action
C. Economic Analysis
1. What is the estimated cost of this action?
2. What are the benefits of this action?
II. Public Participation
A. What meetings have been held in preparation for UCMR 5?
B. How do I participate in the upcoming meetings?
1. Meeting Participation
2. Meeting Materials
III. General Information
A. How are CCL, UCMR, Regulatory Determination process, and NCOD
interrelated?
B. What are the Consumer Confidence Reporting and Public Notice
Reporting requirements for public water systems that are subject to
UCMR?
C. What is the UCMR 5 timeline?
D. What is the role of ``States'' in UCMR?
E. How did EPA consider Children's Environmental Health?
F. How did EPA address Environmental Justice?
G. How did EPA coordinate with Indian Tribal Governments?
H. How are laboratories approved for UCMR 5 analyses?
1. Request To Participate
2. Registration
3. Application Package
4. EPA's Review of Application Package
5. Proficiency Testing
6. Written EPA Approval
I. What documents are being incorporated by reference?
1. Methods From the U.S. Environmental Protection Agency
2. Alternative Methods From American Public Health Association--
Standard Methods (SM)
3. Methods From ASTM International
IV. Description of Final Rule and Summary of Responses to Public
Comments
A. What contaminants must be monitored under UCMR 5?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
a. Aggregate PFAS Measure
b. Legionella Pneumophila
c. Haloacetonitriles
d. 1,2,3-Trichloropropane
B. What is the UCMR 5 sampling design?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
C. What is the sampling frequency and timing?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
D. Where are the sampling locations and what is representative
monitoring?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
E. How long do laboratories and PWSs have to report data?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
F. What are the reporting requirements for UCMR 5?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
a. Data Elements
b. Reporting State Data
G. What are the UCMR 5 Minimum Reporting Levels (MRLs) and how
were they determined?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
H. What are the requirements for laboratory analysis of field
reagent blank samples?
1. This Final Rule
2. Summary of Major Comments and EPA Responses
I. How will EPA support risk communication for UCMR 5 results?
V. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Paperwork Reduction Act (PRA)
C. Regulatory Flexibility Act (RFA)
D. Unfunded Mandates Reform Act (UMRA)
E. Executive Order 13132: Federalism
F. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
G. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
I. National Technology Transfer and Advancement Act (NTTAA)
J. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
[[Page 73132]]
K. Congressional Review Act (CRA)
VI. References
Abbreviations and Acronyms
[mu]g/L Microgram per Liter
11Cl-PF3OUdS 11-chloroeicosafluoro-3-oxaundecane-1-sulfonic Acid
4:2 FTS 1H, 1H, 2H, 2H-perfluorohexane Sulfonic Acid
6:2 FTS 1H, 1H, 2H, 2H-perfluorooctane Sulfonic Acid
8:2 FTS 1H, 1H, 2H, 2H-perfluorodecane Sulfonic Acid
9Cl-PF3ONS 9-chlorohexadecafluoro-3-oxanone-1-sulfonic Acid
ADONA 4,8-dioxa-3H-perfluorononanoic Acid
AES Atomic Emission Spectrometry
ASDWA Association of State Drinking Water Administrators
ASTM ASTM International
AWIA America's Water Infrastructure Act of 2018
CASRN Chemical Abstracts Service Registry Number
CBI Confidential Business Information
CCL Contaminant Candidate List
CCR Consumer Confidence Report
CFR Code of Federal Regulations
CRA Congressional Review Act
CWS Community Water System
DBP Disinfection Byproduct
DWSRF Drinking Water State Revolving Fund
EPA United States Environmental Protection Agency
EPTDS Entry Point to the Distribution System
FR Federal Register
FRB Field Reagent Blank
GW Ground Water
GWRMP Ground Water Representative Monitoring Plan
HFPO-DA Hexafluoropropylene Oxide Dimer Acid (GenX)
HRL Health Reference Level
ICP Inductively Coupled Plasma
ICR Information Collection Request
IDC Initial Demonstration of Capability
LCMRL Lowest Concentration Minimum Reporting Level
LC/MS/MS Liquid Chromatography/Tandem Mass Spectrometry
MDBP Microbial and Disinfection Byproduct
MRL Minimum Reporting Level
NAICS North American Industry Classification System
NCOD National Contaminant Occurrence Database
NDAA National Defense Authorization Act for Fiscal Year 2020
NEtFOSAA N-ethyl Perfluorooctanesulfonamidoacetic Acid
NFDHA Nonafluoro[hyphen]3,6[hyphen]dioxaheptanoic Acid
ng/L Nanogram per Liter
NMeFOSAA N-methyl Perfluorooctanesulfonamidoacetic Acid
NPDWR National Primary Drinking Water Regulation
NTNCWS Non-transient Non-community Water System
NTTAA National Technology Transfer and Advancement Act
NTWC National Tribal Water Council
OGWDW Office of Ground Water and Drinking Water
OMB Office of Management and Budget
PFAS Per- and Polyfluoroalkyl Substances
PFBA Perfluorobutanoic Acid
PFBS Perfluorobutanesulfonic Acid
PFDA Perfluorodecanoic Acid
PFDoA Perfluorododecanoic Acid
PFEESA Perfluoro (2[hyphen]ethoxyethane) Sulfonic Acid
PFHpA Perfluoroheptanoic Acid
PFHpS Perfluoroheptanesulfonic Acid
PFHxA Perfluorohexanoic Acid
PFHxS Perfluorohexanesulfonic Acid
PFMBA Perfluoro[hyphen]4[hyphen]methoxybutanoic Acid
PFMPA Perfluoro[hyphen]3[hyphen]methoxypropanoic Acid
PFNA Perfluorononanoic Acid
PFOA Perfluorooctanoic Acid
PFOS Perfluorooctanesulfonic Acid
PFPeA Perfluoropentanoic Acid
PFPeS Perfluoropentanesulfonic Acid
PFTA Perfluorotetradecanoic Acid
PFTrDA Perfluorotridecanoic Acid
PFUnA Perfluoroundecanoic Acid
PN Public Notice
PRA Paperwork Reduction Act
PT Proficiency Testing
PWS Public Water System
QC Quality Control
RFA Regulatory Flexibility Act
SBA Small Business Administration
SBREFA Small Business Regulatory Enforcement Fairness Act
SDWA Safe Drinking Water Act
SDWARS Safe Drinking Water Accession and Review System
SDWIS/Fed Safe Drinking Water Information System Federal Reporting
Services
SM Standard Methods for the Examination of Water and Wastewater
SOP Standard Operating Procedure
SPE Solid Phase Extraction
SRMD Standards and Risk Management Division
SW Surface Water
SWTR Surface Water Treatment Rule
TNCWS Transient Non-community Water System
TOF Total Organic Fluorine
TOP Total Oxidizable Precursors
UCMR Unregulated Contaminant Monitoring Rule
UMRA Unfunded Mandates Reform Act of 1995
U.S. United States
USEPA United States Environmental Protection Agency
I. Summary Information
A. Purpose of the Regulatory Action
1. What action is EPA taking?
This final rule requires certain public water systems (PWSs),
described in section I.A.2 of this preamble, to collect national
occurrence data for 29 PFAS and lithium. PFAS and lithium are not
currently subject to national primary drinking water regulations, and
EPA is requiring collection of data under UCMR 5 to inform EPA
regulatory determinations and risk-management decisions. Consistent
with EPA's PFAS Strategic Roadmap, UCMR 5 will provide new data
critically needed to improve EPA's understanding of the frequency that
29 PFAS (and lithium) are found in the nation's drinking water systems
and at what levels. This data will ensure science-based decision-making
and help prioritize protection of disadvantaged communities.
2. Does this action apply to me?
This final rule applies to PWSs described in this section. PWSs are
systems that provide water for human consumption through pipes, or
constructed conveyances, to at least 15 service connections or that
regularly serve an average of at least 25 individuals daily at least 60
days out of the year. A community water system (CWS) is a PWS that has
at least 15 service connections used by year-round residents or
regularly serves at least 25 year-round residents. A non-transient non-
community water system (NTNCWS) is a PWS that is not a CWS and that
regularly serves at least 25 of the same people over 6 months per year.
Under this final rule, all large CWSs and NTNCWSs serving more than
10,000 people are required to monitor. In addition, small CWSs and
NTNCWSs serving between 3,300 and 10,000 people are required to monitor
(subject to available EPA appropriations and EPA notification of such
requirement) as are the PWSs included in a nationally representative
sample of CWSs and NTNCWSs serving between 25 and 3,299 people (see
``Selection of Nationally Representative Public Water Systems for the
Unregulated Contaminant Monitoring Rule: 2021 Update'' for a
description of the statistical approach for EPA's selection of the
nationally representative sample (USEPA, 2021a), available in the UCMR
5 public docket). EPA expects to clarify the monitoring
responsibilities for affected small systems by approximately July 1 of
each year preceding sample collection, based on the availability of
appropriations each year.
As in previous UCMRs, transient non-community water systems
(TNCWSs) (i.e., non-community water systems that do not regularly serve
at least 25 of the same people over 6 months per year) are not required
to monitor under UCMR 5. EPA leads UCMR 5 monitoring as a direct-
implementation program. States, Territories, and Tribes with primary
enforcement responsibility (primacy) to administer the regulatory
program for PWSs under SDWA (hereinafter collectively referred to in
this document as ``states''), can participate in the implementation of
UCMR 5 through voluntary Partnership Agreements (see
[[Page 73133]]
discussion of Partnership Agreements in Section III.D of this
preamble). Under Partnership Agreements, states can choose to be
involved in various aspects of UCMR 5 monitoring for PWSs they oversee;
however, the PWS remains responsible for compliance with the final
rule. Potentially regulated categories and entities are identified in
the following table.
----------------------------------------------------------------------------------------------------------------
Category Examples of potentially regulated entities NAICS *
----------------------------------------------------------------------------------------------------------------
State, local, & Tribal governments............ State, local, and Tribal governments that 924110
analyze water samples on behalf of PWSs
required to conduct such analysis; State,
local, and Tribal governments that directly
operate CWSs and NTNCWSs required to monitor.
Industry...................................... Private operators of CWSs and NTNCWSs required 221310
to monitor.
Municipalities................................ Municipal operators of CWSs and NTNCWSs required 924110
to monitor.
----------------------------------------------------------------------------------------------------------------
* NAICS = North American Industry Classification System.
This table is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This table lists the types of entities that EPA is aware could
potentially be regulated by this action. Other types of entities not
listed in the table could also be regulated. To determine whether your
entity is regulated by this action, you should carefully examine the
definition of PWS found in Title 40 in the Code of Federal Regulations
(CFR) at 40 CFR 141.2 and 141.3, and the applicability criteria found
in 40 CFR 141.40(a)(1) and (2). If you have questions regarding the
applicability of this action to a particular entity, please consult the
contacts listed in the preceding FOR FURTHER INFORMATION CONTACT
section of this preamble.
3. What is EPA's authority for taking this action?
As part of EPA's responsibilities under SDWA, the agency implements
section 1445(a)(2), Monitoring Program for Unregulated Contaminants.
This section, as amended in 1996, requires that once every five years,
beginning in August 1999, EPA issue a list of not more than 30
unregulated contaminants to be monitored by PWSs. SDWA requires that
EPA enter the monitoring data into the agency's publicly available
National Contaminant Occurrence Database (NCOD) at https://www.epa.gov/sdwa/national-contaminant-occurrence-database-ncod.
EPA must vary the frequency and schedule for monitoring based on
the number of people served, the source of supply, and the contaminants
likely to be found. EPA is using SDWA Section 1445(a)(2) authority as
the basis for monitoring the unregulated contaminants under this final
rule.
Section 2021 of America's Water Infrastructure Act of 2018 (AWIA)
(Pub. L. 115-270) amended SDWA and specifies that, subject to the
availability of EPA appropriations for such purpose and sufficient
laboratory capacity, EPA's UCMR program must require all PWSs serving
between 3,300 and 10,000 people to monitor for the contaminants in a
particular UCMR cycle, and ensure that only a nationally representative
sample of systems serving between 25 and 3,299 people are required to
monitor for those contaminants. EPA has developed this final rule
anticipating that necessary appropriations will become available;
however, to date, Congress has not appropriated additional funding
(i.e., funding in addition to the $2.0 million that EPA has
historically set aside each year from the Drinking Water State
Revolving Fund, using SDWA authority, to support UCMR monitoring at
small systems) to cover monitoring expenses for all PWSs serving
between 3,300 and 10,000 people. Provisions in the final rule enable
the agency to adjust the number of these systems that must monitor
based upon available appropriations.
AWIA did not amend the original SDWA requirements for large PWSs.
Therefore, PWSs serving a population larger than 10,000 people continue
to be responsible for participating in UCMR.
Section 7311 of the National Defense Authorization Act for Fiscal
Year 2020 (NDAA) (Pub. L. 116-92) amended SDWA and specifies that EPA
shall include all PFAS in UCMR 5 for which a drinking water method has
been validated by the Administrator and that are not subject to a
national primary drinking water regulation.
4. What is the applicability date?
The applicability date represents an internal milestone used by EPA
to determine if a PWS is included in the UCMR program and whether it
will be treated as small (i.e., serving 25 to 10,000 people) or large
(i.e., serving more than 10,000 people). It does not represent a date
by which respondents need to take any action. The determination of
whether a PWS is required to monitor under UCMR 5 is based on the type
of system (e.g., CWS, NTNCWS, etc.) and its retail population served,
as indicated by the Safe Drinking Water Information System Federal
Reporting Services (SDWIS/Fed) inventory on February 1, 2021. SDWIS/Fed
can be accessed at https://www.epa.gov/ground-water-and-drinking-water/safe-drinking-water-information-system-sdwis-federal-reporting.
Examining water system type and population served as of February 1,
2021 allowed EPA to develop a draft list of PWSs tentatively subject to
UCMR 5 and share that list with the states during 2021 for their
review. This advance planning and review then allowed EPA to load
state-reviewed PWS information into EPA's reporting system so that
those PWSs can be promptly notified upon publication of this final
rule. If a PWS receives such notification and believes it has been
erroneously included in UCMR 5 based on an incorrect retail population,
the system should contact their state authority to verify its
population served as of the applicability date. If an error impacting
rule applicability is identified, the state or the PWS may contact EPA
to address the error. The 5-year UCMR 5 cycle spans January 2022
through December 2026, with preparations in 2022, sample collection
between January 1, 2023, and December 31, 2025, and completion of data
reporting in 2026. By approximately July 1 of the year prior to each
year's sample collection (i.e., by July 1, 2022 for 2023 sampling; by
July 1, 2023 for 2024 sampling; and by July 1, 2024 for 2025 sampling)
EPA expects to determine whether it has received necessary
appropriations to support its plan to monitor at all systems serving
between 3,300 and 10,000 people and at a representative group of 800
smaller systems. As EPA finalizes its small-system plan for each sample
collection year, the agency will notify the small PWSs accordingly.
B. Summary of the Regulatory Action
EPA is requiring certain PWSs to collect occurrence data for 29
PFAS and lithium. This document addresses key aspects of UCMR 5,
including the following: Analytical methods to
[[Page 73134]]
measure the contaminants; laboratory approval; monitoring timeframe;
sampling locations; data elements (i.e., information required to be
collected along with the occurrence data); data reporting timeframes;
monitoring cost; public participation; conforming and editorial
changes, such as those necessary to remove requirements solely related
to UCMR 4; and EPA responses to public comments on the proposed rule.
This document also discusses the implication for UCMR 5 of the AWIA
Section 2021(a) requirement that EPA collect monitoring data from all
systems serving more than 3,300 people ``subject to the availability of
appropriations.''
Regardless of whether EPA is able to carry out the small-system
monitoring as planned, or instead reduces the scope of that monitoring,
the small-system data collection, coupled with data collection from all
systems serving more than 10,000 people under this action, will provide
scientifically valid data on the national occurrence of 29 PFAS and
lithium in drinking water. The UCMR data are the primary source of
national occurrence data that EPA uses to inform regulatory and other
risk management decisions for drinking water contaminant candidates.
EPA is required under SDWA Section 1445(a)(2)(C)(ii) to pay the
``reasonable cost of such testing and laboratory analysis'' for all
applicable PWSs serving 25 to 10,000 people. Consistent with AWIA, EPA
will require monitoring at as many systems serving 3,300 to 10,000
people as appropriations support (see Section IV.B of this preamble for
more information on the agency's sampling design).
The agency received several public comments expressing concern that
significant laboratory capacity will be needed to support the full
scope envisioned for UCMR 5 PFAS monitoring. EPA anticipates that
sufficient laboratory capacity will exist to support the expanded UCMR
5 scope. EPA's experience over the first four cycles of UCMR
implementation has been that laboratory capacity quickly grows to meet
UCMR demand. EPA also notes that the number of laboratories
successfully participating in the early stages of the UCMR 5 laboratory
approval program is a good indicator that there will be a robust
national network of laboratories experienced in PFAS drinking water
analysis.
By early 2022, EPA will notify all small CWSs and NTNCWSs serving
between 3,300 and 10,000 people of their anticipated requirement to
monitor, which EPA expects to confirm and schedule by July 1 preceding
each collection year based on the availability of appropriations. The
nationally representative sample of smaller PWSs described in Section
I.A of this preamble will be similarly notified and advised of their
schedules.
This final rule addresses the requirements of the NDAA by including
all 29 PFAS that are within the scope of EPA Methods 533 and 537.1.
Both of these methods have been validated by EPA for drinking water
analysis.
C. Economic Analysis
1. What is the estimated cost of this action?
EPA estimates the total average national cost of this action would
be $21 million per year over the 5-year effective period of the final
rule (2022-2026) assuming EPA collects information from all systems
serving between 3,300 and 10,000 people. All of these costs are
associated with paperwork burden under the Paperwork Reduction Act
(PRA). EPA discusses the expected costs as well as documents the
assumptions and data sources used in the preparation of this estimate
in the ``Information Collection Request for the Final Unregulated
Contaminant Monitoring Rule (UCMR 5)'' (USEPA, 2021b). Costs are
incurred by large PWSs (for sampling and analysis); small PWSs (for
sampling); state regulatory agencies (i.e., those who volunteer to
assist EPA with oversight and implementation support); and EPA (for
regulatory support and oversight activities, and analytical and
shipping costs for samples from small PWSs). These costs are also
summarized in Exhibit 1 of this preamble. EPA's estimates are based on
executing the full monitoring plan for small systems (i.e., including
all systems serving 3,300 to 10,000 people and a representative group
of 800 smaller systems). As such, those estimates represent an upper
bound. If EPA does not receive the necessary appropriations in one or
more of the collections years--and thus collects data from fewer small
systems--the actual costs would be lower than those estimated here.
EPA received several comments on the cost of monitoring. EPA has
accounted for the cost/burden associated with all of the PWS activities
as part of the comprehensive cost/burden estimates. In order to provide
the most accurate and updated cost estimate, EPA re-examined labor
burden estimates for states, EPA, and PWS activities and updated costs
of laboratory services for sample analysis, based on consultations with
national drinking water laboratories, when developing this final rule.
The costs for a particular UCMR cycle are heavily influenced by the
selection of contaminants and associated analytical methods. EPA
identified three EPA-developed analytical methods (and, in the case of
lithium, multiple optional alternative methods) to analyze samples for
UCMR 5 contaminants. EPA's estimate of the UCMR 5 analytical cost is
$740 per sample set (i.e., $740 to analyze a set of samples from one
sample point and one sample event for the 30 UCMR 5 contaminants).
Exhibit 1 of this preamble details the EPA-estimated annual average
national costs (accounting for labor and non-labor expenses).
Laboratory analysis and sample shipping account for approximately 65
percent of the estimated total national cost for the implementation of
UCMR 5. EPA estimated laboratory costs based on consultations with
multiple commercial drinking water testing laboratories. EPA's cost
estimates for the laboratory methods include shipping and analysis.
EPA expects that states will incur modest labor costs associated
with voluntary assistance with the implementation of UCMR 5. EPA
estimated state costs using the relevant assumptions from the State
Resource Model developed by the Association of State Drinking Water
Administrators (ASDWA) (ASDWA, 2013) to help states forecast resource
needs. Model estimates were adjusted to account for actual levels of
state participation under UCMR 4. State assistance with EPA's
implementation of UCMR 5 is voluntary; thus, the level of effort is
expected to vary among states and will depend on their individual
agreements with EPA.
EPA assumes that one-third of the systems will collect samples
during each of the three sample-collection years from January 2023
through December 2025.
[[Page 73135]]
Exhibit 1--Estimated Average Annual Costs of UCMR 5 \1\
------------------------------------------------------------------------
Average annual
Entity cost (million)
(2022-2026) \ 2\
------------------------------------------------------------------------
Small PWSs (25-10,000), including labor \3\ only $0.3
(non-labor costs \4\ paid for by EPA)..............
Large PWSs (10,001-100,000), including labor and non- 7.0
labor costs........................................
Very Large PWSs (100,001 and greater), including 2.2
labor and non-labor costs..........................
States, including labor costs related to 0.8
implementation coordination........................
EPA, including labor for implementation and non- \5\ 10.5
labor for small system testing.....................
-------------------
Average Annual National Total................... 20.8
------------------------------------------------------------------------
\1\ Based on the scope of small-system monitoring described in AWIA.
\2\ Totals may not equal the sum of components due to rounding.
\3\ Labor costs pertain to PWSs, states, and EPA. Costs include
activities such as reading the final rule, notifying systems selected
to participate, sample collection, data review, reporting, and record
keeping.
\4\ Non-labor costs will be incurred primarily by EPA and by large and
very large PWSs. They include the cost of shipping samples to
laboratories for testing and the cost of the laboratory analyses.
\5\ For a typical UCMR program that involves the expanded scope
prescribed by AWIA, EPA estimates an average annual cost to the agency
of $17M/year (over a 5-year cycle) ($2M/year for the representative
sample of 800 PWSs serving between 25 and 3,299 people and $15M/year
for all PWSs serving between 3,300 and 10,000 people). The projected
cost to EPA for UCMR 5 implementation is lower than for a typical UCMR
program because of lower sample analysis expenses. Those lower
expenses are a result of analytical method efficiencies (i.e., being
able to monitor for 30 chemicals with only three analytical methods).
Additional details regarding EPA's cost assumptions and estimates
can be found in the Information Collection Request (ICR) (USEPA,
2021b), ICR Number 2040-0304, which presents estimated cost and labor
hours for the 5-year UCMR 5 period of 2022-2026. Copies of the ICR may
be obtained from the EPA public docket for this final rule under Docket
ID No. EPA-HQ-OW-2020-0530.
2. What are the benefits of this action?
The public benefits from the information about whether or not
unregulated contaminants are present in their drinking water. If
contaminants are not found, consumer confidence in their drinking water
should improve. If contaminants are found, related health effects may
be avoided when subsequent actions, such as regulations, are
implemented, reducing or eliminating those contaminants.
II. Public Participation
A. What meetings have been held in preparation for UCMR 5?
EPA held three public meetings on UCMR 5 over the period of 2018
through 2021. EPA held a meeting focused on drinking water methods for
unregulated contaminants on June 6, 2018, in Cincinnati, Ohio.
Representatives from state agencies, laboratories, PWSs, environmental
organizations, and drinking water associations joined the meeting via
webinar and in person. Meeting topics included an overview of
regulatory process elements (including the Contaminant Candidate List
(CCL), UCMR, and Regulatory Determination), and drinking water methods
under development (see USEPA, 2018 for presentation materials). EPA
held a second meeting on July 16, 2019, in Cincinnati, Ohio.
Representatives from State agencies, Tribes, laboratories, PWSs,
environmental organizations, and drinking water associations
participated in the meeting via webinar and in person. Meeting topics
included the impacts of AWIA, analytical methods and contaminants being
considered by EPA, potential sampling design, and other possible
aspects of the UCMR 5 approach (see USEPA, 2019a for meeting
materials). EPA held two identical virtual meetings on April 6 and 7,
2021, during the public comment period for the proposed rule (see
USEPA, 2021c for presentation materials). Topics included the proposed
UCMR 5 monitoring requirements, analyte selection and rationale,
analytical methods, the laboratory approval process, and ground water
representative monitoring plans (GWRMPs). Representatives of state
agencies, laboratories, PWSs, environmental organizations, and drinking
water associations participated in the meeting via webinar. In Section
II.B of this preamble, the agency is announcing additional meetings to
be held in 2022, which will assist with implementation.
B. How do I participate in the upcoming meetings?
EPA will hold multiple virtual meetings during 2022 to discuss UCMR
5 implementation planning, data reporting using Safe Drinking Water
Accession and Review System (SDWARS), and best practices for sample
collection. Dates and times of the upcoming meetings will be posted on
EPA's website at https://www.epa.gov/dwucmr/unregulated-contaminant-monitoring-rule-ucmr-meetings-and-materials. EPA anticipates hosting
the meetings focused on implementation planning in spring 2022, and the
SDWARS and sample-collection meetings in fall 2022. Stakeholders who
have participated in past UCMR meetings and/or those who register to
use SDWARS will receive notification of these events. Other interested
stakeholders are also welcome to participate.
1. Meeting Participation
Those who wish to participate in the public meetings, via webinar,
can find information on how to register at https://www.epa.gov/dwucmr/unregulated-contaminant-monitoring-rule-ucmr-meetings-and-materials.
The number of webinar connections available for the meetings are
limited and will be available on a first-come, first-served basis. If
stakeholder interest results in exceeding the maximum number of
available connections for participants in upcoming webinar offerings,
EPA may schedule additional webinars, with dates and times posted on
EPA's Unregulated Contaminant Monitoring Program Meetings and Materials
web page at https://www.epa.gov/dwucmr/unregulated-contaminant-monitoring-rule-ucmr-meetings-and-materials.
2. Meeting Materials
EPA expects to send meeting materials by email to all registered
participants prior to the meeting. The materials will be posted on
EPA's website at https://www.epa.gov/dwucmr/unregulated-contaminant-
[[Page 73136]]
monitoring-rule-ucmr-meetings-and-materials for people who do not
participate in the webinar.
III. General Information
A. How are CCL, UCMR, Regulatory Determination process, and NCOD
interrelated?
Under the 1996 amendments to SDWA, Congress established a multi-
step, risk-based approach for determining which contaminants would
become subject to drinking water standards. Under the first step, EPA
is required to publish a CCL every five years that identifies
contaminants that are not subject to any proposed or promulgated
drinking water regulations, are known or anticipated to occur in PWSs,
and may require future regulation under SDWA. EPA published the draft
CCL 5 in the Federal Register on July 19, 2021 (86 FR 37948, July 19,
2021 (USEPA, 2021d)). Under the second step, EPA must require, every
five years, monitoring of unregulated contaminants as described in this
action. The third step requires EPA to determine, every five years,
whether or not to regulate at least five contaminants from the CCL.
Under Section 1412(b)(1)(A) of SDWA, EPA regulates a contaminant in
drinking water if the Administrator determines that:
(1) The contaminant may have an adverse effect on the health of
persons;
(2) The contaminant is known to occur or there is substantial
likelihood that the contaminant will occur in PWSs with a frequency
and at levels of public health concern; and
(3) In the sole judgment of the Administrator, regulation of
such contaminant presents a meaningful opportunity for health risk
reduction for persons served by PWSs.
For the contaminants that meet all three criteria, SDWA requires
EPA to publish national primary drinking water regulations (NPDWRs).
Information on the CCL and the regulatory determination process can be
found at: https://www.epa.gov/ccl.
The data collected through the UCMR program are made available to
the public through the National Contaminant Occurrence Database (NCOD)
for drinking water. EPA developed the NCOD to satisfy requirements in
SDWA Section 1445(g), to assemble and maintain a drinking water
contaminant occurrence database for both regulated and unregulated
contaminants in drinking water systems. NCOD houses data on unregulated
contaminant occurrence; data from EPA's ``Six-Year Review'' of national
drinking water regulations; and ambient and/or source water data.
Section 1445(g)(3) of SDWA requires that EPA maintain UCMR data in the
NCOD and use the data when evaluating the frequency and level of
occurrence of contaminants in drinking water at a level of public
health concern. UCMR results can be viewed by the public via NCOD
(https://www.epa.gov/sdwa/national-contaminant-occurrence-database-ncod) or via the UCMR web page at: https://www.epa.gov/dwucmr.
B. What are the Consumer Confidence Reporting and Public Notice
Reporting requirements for public water systems that are subject to
UCMR?
In addition to reporting UCMR monitoring data to EPA, PWSs are
responsible for presenting and addressing UCMR results in their annual
Consumer Confidence Reports (CCRs) (40 CFR 141.153) and must address
Public Notice (PN) requirements associated with UCMR (40 CFR 141.207).
More details about the CCR and PN requirements can be viewed by the
public at: https://www.epa.gov/ccr and https://www.epa.gov/dwreginfo/public-notification-rule, respectively.
C. What is the UCMR 5 timeline?
This final rule identifies a UCMR 5 sampling period of 2023 to
2025. Prior to 2023 EPA will coordinate laboratory approval,
tentatively select representative small systems (USEPA, 2021a),
organize Partnership Agreements, develop State Monitoring Plans (see
Section III.D of this preamble), establish monitoring schedules and
inventory, and conduct outreach and training. Exhibit 2 of this
preamble illustrates the major activities that EPA expects will take
place in preparation for and during the implementation of UCMR 5.
BILLING CODE 6560-50-P
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D. What is the role of ``States'' in UCMR?
UCMR is a direct implementation rule (i.e., EPA has primary
responsibility for its implementation) and state participation is
voluntary. Under the previous UCMR cycles, specific activities that
individual states agreed to carry out or assist with were identified
and established exclusively through Partnership Agreements. Through
Partnership Agreements, states can help EPA implement UCMR and help
ensure that the UCMR data are of the highest quality possible to best
support the agency decision making. Under UCMR 5, EPA will continue to
use the Partnership Agreement process to determine and document the
following:
[[Page 73138]]
The process for review and revision of the State Monitoring Plans;
replacing and updating PWS information, including inventory (i.e., PWS
identification codes (PWSID), facility identification code along with
associated facility types and water source type, etc.); review of
proposed GWRMPs; notification and instructions for systems; and
compliance assistance. EPA recognizes that states often have the best
information about their PWSs and encourages them to partner in the UCMR
5 program.
E. How did EPA consider Children's Environmental Health?
By monitoring for unregulated contaminants that may pose health
risks via drinking water, UCMR furthers the protection of public health
for all citizens, including children. Children consume more water per
unit of body weight compared to adults. Moreover, formula-fed infants
drink a large amount of water compared to their body weight; thus,
children's exposure to contaminants in drinking water may present a
disproportionate health risk (USEPA, 2011). The objective of UCMR 5 is
to collect nationally representative drinking water occurrence data on
unregulated contaminants for future regulatory consideration.
Information on the prioritization process, as well as contaminant-
specific information (e.g., source, use, production, release,
persistence, mobility, health effects, and occurrence), that EPA used
to select the analyte list, is contained in ``Information Compendium
for Contaminants for the Final Unregulated Contaminant Monitoring Rule
(UCMR 5)'' (USEPA, 2021e), available in the UCMR 5 public docket.
Since this is a final rule to monitor for contaminants and not to
reduce their presence in drinking water to an acceptable level, the
rule does not concern environmental health or safety risks presenting a
disproportionate risk to children that would be addressed by this
action (See Section V.G Executive Order 13045 of this preamble).
Therefore, Executive Order 13045 does not apply to UCMR. However, EPA's
Policy on Evaluating Health Risks to Children, which ensures that the
health of infants and children is explicitly considered in the agency's
decision making, is applicable, see: https://www.epa.gov/children/epas-policy-evaluating-risk-children.
EPA considered children's health risks during the development of
UCMR 5. This included considering public comments about candidate
contaminant priorities. Many commenters supported the agency's
inclusion of PFAS and lithium in UCMR 5. Some commenters requested that
EPA consider children and infant health risks in its risk communication
for UCMR 5.
Using quantitation data from multiple laboratories, EPA establishes
statistically-based UCMR reporting levels the agency considers feasible
for the national network of approved drinking water laboratories. EPA
generally sets the reporting levels as low as is technologically
practical for measurement by that national network of laboratories,
even if that level is well below concentrations that are currently
associated with known or suspected health effects. In doing so, EPA
positions itself to better address contaminant risk information in the
future, including that associated with unique risks to children.
F. How did EPA address Environmental Justice (EJ)?
EPA has concluded that this action is not subject to Executive
Order 12898 because it does not establish an environmental health or
safety standard (see Section V.J Executive Order 12898 of this
preamble). EPA Administrator Regan issued a directive to all EPA staff
to incorporate environmental justice (EJ) into the agency's work,
including regulatory activities, such as integrating EJ considerations
into the regulatory development processes and considering regulatory
options to maximize benefits to communities that ``continue to suffer
from disproportionately high pollution levels and the resulting adverse
health and environmental impacts.'' In keeping with this directive, and
consistent with AWIA, EPA will, subject to the availability of
sufficient appropriations, expand UCMR 5 to include all PWSs serving
between 3,300 and 10,000 people as described in Sections I.A.4 and IV.B
of this preamble. If there are sufficient appropriations, the expansion
in the number of participating PWSs will provide a more comprehensive
assessment of contaminant occurrence data from small and rural
communities, including disadvantaged communities.
By developing a national characterization of unregulated
contaminants that may pose health risks via drinking water from PWSs,
UCMR furthers the protection of public health for all citizens. If EPA
receives the needed appropriations, the expansion in monitoring scope
reflected in UCMR 5 (i.e., including all PWSs serving 3,300 to 10,000
people) will better support state and regional analyses and
determination of potential EJ-related issues that need to be addressed.
EPA structured the UCMR 5 rulemaking process to allow for meaningful
involvement and transparency. EPA organized public meetings and
webinars to share information regarding the development and
implementation of UCMR 5; consulted with Tribal governments; and
convened a workgroup that included representatives from several states.
EPA will support stakeholder interest in UCMR 5 results by making them
publicly available, as described in Section III.A of this preamble, and
by developing additional risk-communication materials to help
individuals and communities understand the significance of contaminant
occurrence.
EPA received multiple comments on environmental justice
considerations. Commenters expressed support for the continued
collection of U.S. Postal Service Zip Codes for each PWS's service area
and requested that EPA provide multilingual UCMR materials. EPA will
continue to collect Zip Codes for UCMR 5, as collected under UCMR 3 and
UCMR 4, to support potential assessments of whether or not certain
communities are disproportionately impacted by particular drinking
water contaminants. EPA also intends to develop the sampling
instructions, fact sheets, and data summaries in both English and
Spanish.
G. How did EPA coordinate with Indian Tribal Governments?
EPA has concluded that this action has Tribal implications.
However, it will neither impose substantial direct compliance costs on
federally recognized Tribal governments, nor preempt Tribal law. (See
section V.F Executive Order 13175 of this preamble).
EPA consulted with Tribal officials under the EPA Policy on
Consultation and Coordination with Indian Tribes early in the process
of developing this action to ensure meaningful and timely input into
its development. EPA initiated the Tribal consultation and coordination
process before proposing the rule by mailing a ``Notification of
Consultation and Coordination'' letter on June 26, 2019, to the Tribal
leadership of the then 573 federally recognized Tribes. The letter
invited Tribal leaders and representatives of Tribal governments to
participate in an August 6, 2019, UCMR 5 Tribal consultation and
coordination informational meeting. Presentation topics included an
overview of the UCMR program, potential approaches to monitoring and
implementation for UCMR 5, and the UCMR 5 contaminants and analytical
methods under consideration. After the presentation, EPA provided an
opportunity for input
[[Page 73139]]
and questions on the action. Eight representatives from five Tribes
attended the August meeting. Tribal representatives asked clarifying
questions regarding program costs to PWSs and changes in PWS
participation per AWIA. EPA addressed the questions during the meeting.
Following the meeting, EPA received and addressed one additional
clarifying question from a Tribal representative during the Tribal
consultation process. No other Tribal representatives submitted written
comments during the UCMR 5 consultation comment period that ended
September 1, 2019.
Prior to the August 2019 meeting, EPA provided additional
opportunities for Tribal officials to provide meaningful and timely
input into the development of the proposed rule. On July 10, 2019, EPA
participated in a monthly conference call with the National Tribal
Water Council (NTWC). EPA shared a brief summary of UCMR statutory
requirements with the Council and highlighted the upcoming official
Tribal meeting. EPA also invited Tribal leaders and representatives to
participate in a public meeting, held on July 16, 2019, to discuss the
development of the proposed rule. Representatives from six Tribes
participated in the public meeting. Following the publication of the
proposal, EPA advised the Indian Health Services of the 60-day public
comment period to assist with facilitating additional Tribal comments
on the proposed rule. EPA received no public comments from Tribal
officials.
A complete summary of the consultation, titled, ``Summary of the
Tribal Coordination and Consultation Process for the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5) Proposal,'' is provided in the
UCMR 5 public docket listed in the ADDRESSES section of this preamble.
H. How are laboratories approved for UCMR 5 analyses?
Consistent with prior UCMRs, this action maintains the requirement
that PWSs use laboratories approved by EPA to analyze UCMR 5 samples.
Interested laboratories are encouraged to apply for EPA approval as
early as possible. The UCMR 5 laboratory approval process, which began
with the publication of the UCMR 5 proposal, is designed to assess
whether laboratories possess the required equipment and can meet
laboratory-performance and data-reporting criteria described in this
action.
EPA expects demand for laboratory support to increase significantly
based on the greater number of PWSs expected to participate in UCMR 5.
EPA anticipates that the number of participating small water systems
will increase from the typical 800 to approximately 6,000 (see Exhibit
5 in Section IV.B of this preamble). In preparation for this increase,
EPA will solicit proposals and award contracts to laboratories to
support small system monitoring prior to the end of the proficiency
testing (PT) program. As in previous UCMR programs, EPA expects that
laboratories awarded contracts by EPA will be required to first be
approved to perform all methods. The requirements for the laboratory
approval process are described in steps 1 through 6 of the following
paragraphs.
EPA will require laboratories seeking approval to: (1) Provide EPA
with data documenting an initial demonstration of capability (IDC) as
outlined in each method; (2) verify successful performance at or below
the minimum reporting levels (MRLs) as specified in this action; (3)
provide information about laboratory standard operating procedures
(SOPs); and (4) participate in two EPA PT studies for the analytes of
interest. Audits of laboratories may be conducted by EPA prior to and/
or following approval, and maintaining approval is contingent on timely
and accurate reporting. The ``UCMR 5 Laboratory Approval Manual''
(USEPA, 2021f), available in the UCMR 5 public docket, provides more
specific guidance on EPA laboratory approval program and the specific
method acceptance criteria. EPA has included sample-collection
procedures that are specific to the methods in the ``UCMR 5 Laboratory
Manual,'' and will address these procedures in our outreach to the PWSs
that will be collecting samples.
The UCMR 5 laboratory approval program will provide an assessment
of the ability of laboratories to perform analyses using the methods
listed in 40 CFR 141.40(a)(3), Table 1 of this preamble. Laboratory
participation in the program is voluntary. However, as in the previous
UCMRs, EPA will require PWSs to exclusively use laboratories that have
been approved under the program. EPA will post a list of approved UCMR
5 laboratories to https://www.epa.gov/dwucmr and will bring this to the
attention of the PWSs in our outreach.
1. Request To Participate
Laboratories interested in the UCMR 5 laboratory approval program
first email EPA at: [email protected] to request registration
materials. EPA began accepting requests beginning with the publication
of the proposal in the Federal Register.
2. Registration
Laboratory applicants provide registration information that
includes laboratory name, mailing address, shipping address, contact
name, phone number, email address, and a list of the UCMR 5 methods for
which the laboratory is seeking approval. This registration step
provides EPA with the necessary contact information and ensures that
each laboratory receives a customized application package.
3. Application Package
Laboratory applicants will complete and return a customized
application package that includes the following: IDC data, including
precision, accuracy, and results of MRL studies; information regarding
analytical equipment and other materials; proof of current drinking
water laboratory certification (for select compliance monitoring
methods); method-specific SOPs; and example chromatograms for each
method under review.
As a condition of receiving and maintaining approval, the
laboratory must promptly post UCMR 5 monitoring results and quality
control data that meet method criteria (on behalf of its PWS clients)
to EPA's UCMR electronic data reporting system, SDWARS.
Based on the January 1, 2023 start for UCMR 5 sample collection,
the deadline for a laboratory to submit the necessary registration and
application information is August 1, 2022.
4. EPA's Review of Application Package
EPA will review the application packages and, if necessary, request
follow-up information. Laboratories that successfully complete the
application process become eligible to participate in the UCMR 5 PT
program.
5. Proficiency Testing
A PT sample is a synthetic sample containing a concentration of an
analyte or mixture of analytes that is known to EPA, but unknown to the
laboratory. To be approved, a laboratory must meet specific acceptance
criteria for the analysis of a UCMR 5 PT sample(s) for each analyte in
each method, for which the laboratory is seeking approval. EPA offered
three PT studies between publication of the proposed rule and final
rule, and anticipates offering at least two additional studies.
Interested laboratories must participate in and report data for at
least two PT studies. This allows EPA to collect a robust dataset for
PT results, and provides laboratories with extra analytical experience
using UCMR 5 methods. Laboratories must pass a PT for every analyte in
the method to be approved
[[Page 73140]]
for that method and may participate in multiple PT studies in order to
produce passing results for each analyte. EPA has taken this approach
in UCMR 5, recognizing that EPA Method 533 contains 25 analytes. EPA
does not expect to conduct additional PT studies after the start of PWS
monitoring; however, EPA expects to conduct laboratory audits (remote
and/or on-site) throughout the implementation of UCMR 5 on an as needed
and/or random basis. Initial laboratory approval is contingent on
successful completion of PT studies, which includes properly uploading
the PT results to SDWARS. Continued laboratory approval is contingent
on successful completion of the audit process and satisfactorily
meeting all the other stated conditions.
6. Written EPA Approval
For laboratories that have already successfully completed steps 1
through 5, EPA sent the laboratory a notification letter listing the
methods for which approval was ``pending'' (i.e., pending promulgation
of this final rule). Because no changes have been made to the final
rule that impact the laboratory approval program, laboratories that
received pending-approval letters will be notified of full approval
without further action on their part. Approval actions for additional
laboratories that successfully complete steps 1 through 5 will also be
documented by EPA in writing.
I. What documents are being incorporated by reference?
The following methods are being incorporated by reference into this
section for UCMR 5 monitoring. All method material is available for
inspection electronically at https://www.regulations.gov (Docket ID No.
EPA-HQ-OW-2020-0530), or from the sources listed for each method. The
methods that may be used to support monitoring under this final rule
are as follows:
1. Methods From the U.S. Environmental Protection Agency
The following methods are available at EPA's Docket No. EPA-HQ-OW-
2020-0530.
(i) EPA Method 200.7 ``Determination of Metals and Trace Elements
in Water and Wastes by Inductively Coupled Plasma-Atomic Emission
Spectrometry,'' Revision 4.4, 1994. Available at https://www.epa.gov/esam/method-2007-determination-metals-and-trace-elements-water-and-wastes-inductively-coupled-plasma. This is an EPA method for the
analysis of metals and trace elements in water by ICP-AES and may be
used to measure lithium during UCMR 5. See also the discussion of non-
EPA alternative methods for lithium in this section.
(ii) EPA Method 533 ``Determination of Per- and Polyfluoroalkyl
Substances in Drinking Water by Isotope Dilution Anion Exchange Solid
Phase Extraction and Liquid Chromatography/Tandem Mass Spectrometry,''
November 2019, EPA 815-B-19-020. Available at https://www.epa.gov/dwanalyticalmethods/analytical-methods-developed-epa-analysis-unregulated-contaminants. This is an EPA method for the analysis PFAS
in drinking water using SPE and LC/MS/MS and is to be used to measure
25 PFAS during UCMR 5 (11Cl-PF3OUdS, 8:2 FTS, 4:2 FTS, 6:2 FTS, ADONA,
9Cl-PF3ONS, HFPO-DA (GenX), NFDHA, PFEESA, PFMPA, PFMBA, PFBS, PFBA,
PFDA, PFDoA, PFHpS, PFHpA, PFHxS, PFHxA, PFNA, PFOS, PFOA, PFPeS,
PFPeA, and PFUnA).
(iii) EPA Method 537.1 ``Determination of Selected Per- and
Polyfluorinated Alkyl Substances in Drinking Water by Solid Phase
Extraction and Liquid Chromatography/Tandem Mass Spectrometry (LC/MS/
MS),'' Version 2.0, March 2020, EPA/600/R-20/006. Available at https://www.epa.gov/dwanalyticalmethods/analytical-methods-developed-epa-analysis-unregulated-contaminants. This is an EPA method for the
analysis of PFAS in drinking water using SPE and LC/MS/MS and is to be
used to measure four PFAS during UCMR 5 (NEtFOSAA, NMeFOSAA, PFTA, and
PFTrDA).
2. Alternative Methods From American Public Health Association--
Standard Methods (SM)
The following methods are from American Public Health--Standard
Methods (SM), 800 I Street NW, Washington, DC 20001-3710.
(i) ``Standard Methods for the Examination of Water & Wastewater,''
23rd edition (2017).
(a) SM 3120 B, ``Metals by Plasma Emission Spectroscopy (2017):
Inductively Coupled Plasma (ICP) Method.'' This is a Standard Method
for the analysis of metals in water and wastewater by emission
spectroscopy using ICP and may be used for the analysis of lithium.
(ii) ``Standard Methods Online,'' approved 1999. Available for
purchase at https://www.standardmethods.org.
(a) SM 3120 B, ``Metals by Plasma Emission Spectroscopy:
Inductively Coupled Plasma (ICP) Method, Standard Methods Online,''
revised December 14, 2020. This is a Standard Method for the analysis
of metals in water and wastewater by emission spectroscopy using ICP
and may be used for the analysis of lithium.
3. Methods From ASTM International
The following methods are from ASTM International, 100 Barr Harbor
Drive, West Conshohocken, PA 19428-2959.
(i) ASTM D1976-20, ``Standard Test Method for Elements in Water by
Inductively-Coupled Plasma Atomic Emission Spectroscopy,'' approved May
1, 2020. Available for purchase at https://www.astm.org/Standards/D1976.htm. This is an ASTM method for the analysis of elements in water
by ICP-AES and may be used to measure lithium.
IV. Description of Final Rule and Summary of Responses to Public
Comments
EPA published ``Revisions to the Unregulated Contaminant Monitoring
Rule (UCMR 5) for Public Water Systems and Announcement of Public
Meeting;'' Proposed Rule, on March 11, 2021 (86 FR 13846, (USEPA,
2021g)). The UCMR 5 proposal identified three EPA analytical methods,
and multiple alternative methods, to support water system monitoring
for 30 UCMR 5 contaminants (29 PFAS and lithium) and detailed other
potential changes relative to UCMR 4. Among the other changes reflected
in the UCMR 5 proposal were the following: Requirement for water
systems serving 3,300 to 10,000 people to monitor per AWIA requirements
``subject to the availability of appropriations''; provisions for
sampling frequency, timing, and locations; submission timeframe for
GWRMPs; data reporting timeframes; and reporting requirements.
EPA received 75 sets of comments from 72 public commenters,
including other federal agencies, state and local governments,
utilities and utility stakeholder organizations, laboratories,
academia, non-governmental organizations, and other interested
stakeholders. After considering the comments, EPA developed the final
UCMR 5 as described in Exhibit 3 of this preamble. Except as noted, the
UCMR 5 final rule approach is consistent with the proposed rule. A
track-changes version of the rule language, comparing UCMR 4 to UCMR 5,
(``Revisions to 40 CFR 141.35 and 141.40'' (USEPA, 2021h)), is included
in the electronic docket listed in the ADDRESSES section of this
preamble.
This section summarizes key aspects of this final rule and the
associated comments received in response to the
[[Page 73141]]
proposed rule. EPA has compiled all public comments and EPA's responses
in the ``Response to Comments on the Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal,'' (USEPA, 2021i), which can be found
in the electronic docket listed in the ADDRESSES section of this
preamble.
Exhibit 3--Key Elements of Final UCMR 5
----------------------------------------------------------------------------------------------------------------
CFR rule section
---------------------------------------------------------- Description of section Corresponding preamble
Number Title section
----------------------------------------------------------------------------------------------------------------
40 CFR 141.40(a)(3)............... Contaminants in UCMR Maintains proposed list of IV.A
5. 29 PFAS and lithium for
monitoring.
40 CFR 141.35(d), 40 CFR Scope of UCMR 5 Revises the scope of UCMR IV.B
141.40(a)(2)(ii), and 40 CFR applicability. 5 to reflect that small
141.40(a)(4)(ii). CWSs and NTNCWSs serving
25 to 10,000 people will
monitor (consistent with
AWIA), if they are
notified by the agency.
40 CFR 141.40(a)(i)(B)............ Sampling frequency Maintains proposed sample IV.C
and timing. frequency (four sample
events for SW, two sample
events for GW).
40 CFR 141.35(c)(3)............... Sampling locations Maintains proposed IV.D
and Ground Water flexibility for PWSs to
Representative submit a GWRMP proposal
Monitoring Plans to EPA.
(GWRMPs).
40 CFR 141.35(c)(6)(ii) and 40 CFR Reporting timeframe.. Maintains proposed IV.E
141.40(a)(5)(vi). timeframe (``within 90
days from the sample
collection date'') for
laboratories to post and
approve analytical
results in EPA's
electronic data reporting
system (for review by the
PWS). Maintains proposed
timeframe (``30 days from
when the laboratory posts
the data to EPA's
electronic data reporting
system'') for PWSs to
review, approve, and
submit data to the state
and EPA.
40 CFR 141.35(e).................. Reporting Removes one proposed data IV.F
requirements. element, maintains 27
proposed data elements,
and clarifies the use of
state data.
40 CFR 141.40(a)(3)............... Minimum reporting Maintains proposed MRLs IV.G
levels (MRL). for contaminants.
----------------------------------------------------------------------------------------------------------------
A. What contaminants must be monitored under UCMR 5?
1. This Final Rule
EPA is maintaining the proposed list of UCMR 5 contaminants and the
methods associated with analyzing those contaminants (see Exhibit 4 of
this preamble). Further information on the prioritization process, as
well as contaminant-specific information (e.g., source, use,
production, release, persistence, mobility, health effects, and
occurrence), that EPA used to select the analyte list, is contained in
``Information Compendium for Contaminants for the Final Unregulated
Contaminant Monitoring Rule (UCMR 5)'' (USEPA, 2021e). This Information
Compendium can be found in the electronic docket listed in the
ADDRESSES section of this preamble.
Exhibit 4--UCMR 5 Analytes
------------------------------------------------------------------------
------------------------------------------------------------------------
Twenty-five Per- and Polyfluoroalkyl Substances (PFAS) using EPA Method
533 (SPE LC/MS/MS):
------------------------------------------------------------------------
11-chloroeicosafluoro-3-oxaundecane-1- perfluorodecanoic acid (PFDA).
sulfonic acid (11Cl-PF3OUdS).
1H, 1H, 2H, 2H-perfluorodecane sulfonic perfluorododecanoic acid
acid (8:2 FTS). (PFDoA).
1H, 1H, 2H, 2H-perfluorohexane sulfonic perfluoroheptanesulfonic acid
acid (4:2 FTS). (PFHpS).
1H, 1H, 2H, 2H-perfluorooctane sulfonic perfluoroheptanoic acid
acid (6:2 FTS). (PFHpA).
4,8-dioxa-3H-perfluorononanoic acid perfluorohexanesulfonic acid
(ADONA). (PFHxS).
9-chlorohexadecafluoro-3-oxanone-1- perfluorohexanoic acid (PFHxA).
sulfonic acid (9Cl-PF3ONS).
hexafluoropropylene oxide dimer acid perfluorononanoic acid (PFNA).
(HFPO-DA) (GenX).
nonafluoro[hyphen]3,6[hyphen]dioxahepta perfluorooctanesulfonic acid
noic acid (NFDHA). (PFOS).
perfluoro (2[hyphen]ethoxyethane) perfluorooctanoic acid (PFOA).
sulfonic acid (PFEESA).
perfluoro[hyphen]3[hyphen]methoxypropan perfluoropentanesulfonic acid
oic acid (PFMPA). (PFPeS).
perfluoro[hyphen]4[hyphen]methoxybutano perfluoropentanoic acid
ic acid (PFMBA). (PFPeA).
perfluorobutanesulfonic acid (PFBS).... perfluoroundecanoic acid
(PFUnA).
perfluorobutanoic acid (PFBA)..........
------------------------------------------------------------------------
Four Per- and Polyfluoroalkyl Substances (PFAS) using EPA Method 537.1
(SPE LC/MS/MS):
------------------------------------------------------------------------
n-ethyl perfluorotetradecanoic acid
perfluorooctanesulfonamidoacetic acid (PFTA).
(NEtFOSAA).
n-methyl perfluorotridecanoic acid
perfluorooctanesulfonamidoacetic acid (PFTrDA).
(NMeFOSAA).
------------------------------------------------------------------------
One Metal/Pharmaceutical using EPA Method 200.7 (ICP-AES) or alternate
SM or ASTM:
------------------------------------------------------------------------
lithium................................
------------------------------------------------------------------------
\1\ EPA Method 533 (Solid phase extraction (SPE) liquid chromatography/
tandem mass spectrometry (LC/MS/MS)) (USEPA, 2019b).
\2\ EPA Method 537.1 Version 2.0 (Solid phase extraction (SPE) liquid
chromatography/tandem mass spectrometry (LC/MS/MS)) (USEPA, 2020).
\3\ EPA Method 200.7 (Inductively coupled plasma-atomic emission
spectrometry (ICP-AES)) (USEPA, 1994).
\4\ Standard Methods (SM) 3120 B (SM, 2017) or SM 3120 B-99 (SM Online,
1999).
\5\ ASTM International (ASTM) D1976-20 (ASTM, 2020).
[[Page 73142]]
2. Summary of Major Comments and EPA Responses
Those who expressed an opinion about the proposed UCMR 5 analytes
were supportive of EPA's inclusion of the 29 PFAS and lithium.
Commenters expressed mixed opinions on the consideration of additional
contaminants, particularly ``aggregate PFAS,'' Legionella pneumophilia,
haloacetonitriles, and 1,2,3-trichloropropane. The major comments and
EPA responses regarding these contaminants are summarized in the
discussion that follows.
a. Aggregate PFAS Measure
EPA received multiple comments encouraging the agency to validate
and include a total organic fluorine (TOF) and/or total oxidizable
precursors (TOP) technique in UCMR 5 as a screening tool to determine
``total PFAS.'' EPA also received comments expressing concern for the
limitations of the analytical methodologies, including a lack of
sensitivity and specificity for PFAS using TOF.
EPA has not identified a complete, validated, peer-reviewed
aggregate PFAS method with the appropriate specificity and sensitivity
to support UCMR 5 monitoring. EPA's Office of Water and Office of
Research and Development are currently developing and evaluating
methodologies for broader PFAS analysis in drinking water, however, the
measurement approaches are subject to significant technical challenges.
The sensitivity of TOF is currently in the low [mu]g/L range, as
opposed to the low ng/L range of interest required for PFAS analysis in
drinking water. TOF is also not specific to PFAS. TOP, while focusing
on PFAS, is limited to measuring compounds that can be detected by LC/
MS/MS and the technique requires two LC/MS/MS analyses; one before
oxidation and one after oxidation. EPA is evaluating the TOP approach
to understand the degree to which certain precursors are oxidized, and
subsequently measurable by LC/MS/MS, as well as the degree to which
PFAS that were measured in the pre-oxidation sample are still measured
post-oxidation.
EPA is also monitoring progress by commercial laboratories and
academia. In 2020 and 2021, EPA contacted commercial laboratories that
advertised TOF capability, and these laboratories indicated that they
had not yet commercialized the TOF method (see Appendix 4 in ``Response
to Comments on the Fifth Unregulated Contaminant Monitoring Rule (UCMR
5) Proposal,'' (USEPA, 2021i), which can be found in the electronic
docket listed in the ADDRESSES section of this preamble). TOP has been
more widely commercialized but is often used as an exploratory tool to
estimate precursors.
In summary, there are still analytical challenges leading to
uncertainties in the results using the TOF and TOP techniques. More
research and method refinement are needed before a peer-reviewed
validated method that meets UCMR quality control needs is available to
address PFAS more broadly.
b. Legionella Pneumophila
Some comments supported EPA's proposal to not include Legionella
pneumophila in UCMR 5, while others encouraged EPA to add it. EPA has
decided not to include Legionella pneumophila in the final UCMR 5.
Under EPA's Surface Water Treatment Rule (SWTR), EPA established
NPDWRs for Giardia, viruses, Legionella, turbidity and heterotrophic
bacteria and set maximum contaminant level goals of zero for Giardia
lamblia, viruses and Legionella pneumophila (54 FR 27486, June 29, 1989
(USEPA, 1989)). EPA is currently examining opportunities to enhance
protection against Legionella pneumophila through revisions to the
suite of Microbial and Disinfection Byproduct (MDBP) rules. In addition
to the SWTR, the MDBP suite includes the Stage 1 and Stage 2
Disinfectants and Disinfection Byproduct Rules; the Interim Enhanced
Surface Water Treatment Rule; and the Long Term 1 Enhanced Surface
Water Treatment Rule.
As stated in the conclusions from EPA's third ``Six-Year Review of
Drinking Water Standards'' (82 FR 3518, January 11, 2017 (USEPA,
2017)), ``EPA identified the following NPDWRs under the SWTR as
candidates for revision, because of the opportunity to further reduce
residual risk from pathogens (including opportunistic pathogens such as
Legionella) beyond the risk addressed by the current SWTR.'' In
accordance with the dates in the Settlement Agreement between EPA and
Waterkeeper Alliance (Waterkeeper Alliance, Inc. v. U.S. EPA, No. 1:19-
cv-00899-LJL (S.D.N.Y. Jun. 1, 2020)), the agency anticipates signing a
proposal for revisions to the MDBP rules and a final action on the
proposal by July 31, 2024 and September 30, 2027, respectively. EPA has
concluded that UCMR 5 data collection for Legionella pneumophila would
not be completed in time to meaningfully inform MDBP revision and that
UCMR 5 data for Legionella pneumophila would soon lack significance
because it would not reflect conditions in water systems after any
regulatory revisions become effective (because water quality would be
expected to change as a result of PWSs complying with such regulatory
revisions).
EPA estimates that Legionella pneumophila monitoring under UCMR 5
would have added $10.5 million in new expenses for large PWSs, $20
million in new expenses for the agency for small system monitoring, and
$0.5 million in new expenses for small PWSs and states over the 5-year
UCMR period. Because the data would not be available in time to inform
MDBP regulatory revisions and because MDBP revisions could change the
presence of Legionella pneumophila in drinking water distribution
systems (Legionella occurrence may change, for example, if the required
minimum disinfectant residual concentration is higher following MDBP
revisions), EPA concluded that the expense of this monitoring is not
warranted given the limited utility of the data.
c. Haloacetonitriles
Some commenters agreed with EPA's rationale for not including the
four unregulated haloacetonitrile disinfection byproducts (DBPs) in
UCMR 5, while others encouraged EPA to include them. EPA has decided
not to include haloacetonitrile DBPs in the final UCMR 5.
As was the case with Legionella pneumophila, EPA has concluded that
UCMR 5 data collection for haloacetonitriles would not be completed in
time to meaningfully inform MDBP revision and that UCMR 5 data would
not reflect conditions in water systems after any regulatory revisions
become effective (haloacetonitrile occurrence may change, for example,
if the required minimum disinfectant residual concentration is higher
following MDBP revisions).
As with Legionella pneumophila, inclusion of haloacetonitriles in
UCMR 5 would introduce significant monitoring and reporting complexity
and cost compared to the sampling design for PFAS and lithium. If
haloacetonitriles were to be added to UCMR 5, most of the additional
expenses would be borne by large PWSs (for analysis of their samples)
and EPA (for analysis of samples from small PWSs). EPA estimates this
would result in $13 million in new expenses for large PWSs, $19 million
in new expenses for the agency, and $0.5 million in new expenses for
small PWSs and states over the 5-year UCMR period.
Because the data would not be available in time to inform MDBP
[[Page 73143]]
regulatory revisions and because MDBP revisions could change the
presence of haloacetonitriles in drinking water distribution systems,
EPA concluded that the expense of this monitoring is not warranted
given the limited utility of the data.
d. 1,2,3-Trichloropropane
EPA received some comments that support the agency's proposed
decision to not include 1,2,3-trichloropropane (1,2,3-TCP) monitoring
in UCMR 5, and others recommending that 1,2,3-TCP be included. EPA
concluded that appropriate analytical methods are not currently
available to support additional UCMR data collection (i.e., above and
beyond the data collection under UCMR 3 (USEPA, 2019c)).
Several commenters suggested that EPA consider analytical methods
to monitor for 1,2,3-trichloropropane at lower levels. They suggested,
for example, that the agency use California method SRL-524M (California
DHS, 2002), which is prescribed by the state for compliance monitoring
at 0.005 [mu]g/L (5 ng/L). EPA has reviewed SRL 524M and determined
that the associated quality control (QC) and IDC criteria do not meet
the EPA's needs for drinking water analysis. See also EPA's ``Response
to Comments on the Fifth Unregulated Contaminant Monitoring Rule (UCMR
5) Proposal,'' (USEPA, 2021i), which can be found in the electronic
docket listed in the ADDRESSES section of this preamble.
Occurrence data collected during UCMR 3 (77 FR 26072, May 2, 2012
(USEPA, 2012)) for 1,2,3-trichloropropane may be found at https://www.epa.gov/dwucmr/occurrence-data-unregulated-contaminant-monitoring-rule#3.
B. What is the UCMR 5 sampling design?
1. This Final Rule
EPA has utilized up to three different tiers of contaminant
monitoring, associated with three different ``lists'' of contaminants,
in past UCMRs. EPA designed the monitoring tiers to reflect the
availability and complexity of analytical methods, laboratory capacity,
sampling frequency, and cost. The Assessment Monitoring tier is the
largest in scope and is used to collect data to determine the national
occurrence of ``List 1'' contaminants for the purpose of estimating
national population exposure. Assessment Monitoring has been used in
the four previous UCMRs to collect occurrence data from all systems
serving more than 10,000 people and a representative sample of 800
smaller systems. Consistent with AWIA, the Assessment Monitoring
approach was redesigned for UCMR 5 and reflects the plan, subject to
additional appropriations being made available for this purpose, that
would require all systems serving 3,300 or more people and a
representative sample of systems serving 25 to 3,299 people to perform
monitoring (USEPA, 2021a). The population-weighted sampling design for
the nationally representative sample of small systems (used in previous
UCMR cycles to select 800 systems serving 25 to 10,000 people and used
in UCMR 5 to select 800 systems serving 25 to 3,299 people) calls for
the sample to be stratified by water source type (ground water or
surface water), service size category, and state (where each state is
allocated a minimum of two systems in its State Monitoring Plan). The
allowable margin of error at the 99 percent confidence level is 1 percent for an expected contaminant occurrence of 1 percent at
the national level. Assessment Monitoring is the primary tier used for
contaminants and generally relies on analytical methods that use more
common techniques that are expected to be widely available. EPA has
used an Assessment Monitoring tier for 72 contaminants and contaminant
groups over the course of UCMR 1 through UCMR 4. The agency is
exclusively requiring Assessment Monitoring in UCMR 5. This monitoring
approach yields the most complete set of occurrence data to support
EPA's decision making.
2. Summary of Major Comments and EPA Responses
Many commenters expressed support for the increase in small system
Assessment Monitoring, with no opposition to the inclusion of all PWSs
serving 3,300 to 10,000 people in UCMR 5. The U.S. Small Business
Administration asked that EPA clarify small-system responsibilities in
the event of inadequate EPA funding to fully support the envisioned
monitoring.
Recognizing the uncertainty in funding from year-to-year, the
agency will implement a ``monitor if notified'' approach for PWSs
serving 25 to 10,000 people. In 2022, EPA will notify the approximately
6,000 small PWSs tentatively selected for the expanded UCMR 5 (all PWSs
serving 3,300 to 10,000 people and a statistically-based, nationally
representative set of 800 PWSs serving 25 to 3,299 people) of their
anticipated UCMR 5 monitoring requirements; that initial notification
will specify that monitoring is conditioned on EPA having sufficient
funds and will be confirmed in a second notification. Upon receiving
appropriations for a particular year, EPA will determine the number of
small PWSs whose monitoring is covered by the appropriations, and
notify the included small PWSs of their upcoming requirements at least
six months prior to their scheduled monitoring. EPA has made minor
edits to 40 CFR 141.35 and 40 CFR 141.40 for consistency with this
approach.
Additionally, to ensure that EPA has access to a nationally
representative set of small-system data, even in the absence of
sufficient appropriations to support the planned monitoring by small
systems, a statistically-based nationally representative set of 800
PWSs will also be selected from among the PWSs serving 25 to 10,000
people. An updated description of the statistical approach for the
nationally representative samples for UCMR 5 is available in the docket
as ``Selection of Nationally Representative Public Water Systems for
the Unregulated Contaminant Monitoring Rule: 2021 Update'' (USEPA
2021a).
To minimize the impact of the final rule on small systems (those
serving 25 to 10,000 people), EPA pays for their sample kit
preparation, sample shipping fees, and sample analysis. Large systems
(those serving more than 10,000 people) pay for all costs associated
with their monitoring. Exhibit 5 of this preamble shows a summary of
the estimated number of PWSs subject to monitoring.
Exhibit 5--Systems Expected To Participate in UCMR 5 Monitoring
----------------------------------------------------------------------------------------------------------------
National sample: Assessment monitoring design Total number of
System size (number of people served) ------------------------------------------------ systems per size
List 1 chemicals category
----------------------------------------------------------------------------------------------------------------
Small Systems \1\ (25-3,299)................ 800 randomly selected systems (CWSs and \4\ 800
NTNCWSs).
Small Systems\1\ \2\ (3,300-10,000)......... All systems (CWSs and NTNCWSs) subject to the \4\ 5,147
availability of appropriations.
[[Page 73144]]
Large Systems \3\ (10,001 and over)......... All systems (CWSs and NTNCWSs)................ 4,364
-------------------
Total................................... .............................................. 10,311
----------------------------------------------------------------------------------------------------------------
\1\ EPA pays for all analytical costs associated with monitoring at small systems.
\2\ Counts for small PWSs serving 3,300-10,000 people are approximate.
\3\ Large system counts are approximate.
\4\ In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could
instead include as few as 400 PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for
a representative sample of 800 PWSs serving 25 to 10,000 people).
C. What is the sampling frequency and timing?
1. This Final Rule
This final rule maintains the proposed sampling frequency and
timeframe for Assessment Monitoring. On a per-system basis, the
anticipated number of samples collected by each system is consistent
with sample collection during prior UCMR cycles (although, as described
elsewhere in this document, the number of water systems expected to
participate in UCMR 5 is significantly greater under this final rule
per AWIA). Water systems will be required to collect samples based on
the typical UCMR sampling frequency and timeframe as follows: For
surface water, ground water under the direct influence of surface
water, and mixed locations, sampling will take place for four
consecutive quarters over the course of 12 months (total of 4 sampling
events). Sampling events will occur three months apart. For example, if
the first sample is taken in January, the second will then occur
anytime in April, the third will occur anytime in July, and the fourth
will occur anytime in October. For ground water locations, sampling
will take place twice over the course of 12 months (total of 2 sampling
events). Sampling events will occur five to seven months apart. For
example, if the first sample is taken in April, the second sample will
then occur anytime in September, October, or November.
EPA, in conjunction with the states, will initially determine
schedules (year and months of monitoring) for large water systems.
Thereafter, large PWSs will have an opportunity to modify this initial
schedule for planning purposes or other reasons (e.g., to spread costs
over multiple years, if a sampling location will be closed during the
scheduled month of monitoring, etc.). EPA will schedule and coordinate
small system monitoring (for PWSs serving 3,300 to 10,000 people and
for the nationally representative sample of smaller PWSs) by working
closely with partnering states. State Monitoring Plans provide an
opportunity for states to review and revise the initial sampling
schedules developed by EPA (see discussion of State Monitoring Plans in
Section III.D of this preamble).
2. Summary of Major Comments and EPA Responses
EPA received two comments recommending that the agency reduce the
sampling frequency for both ground water (GW) and surface water (SW)
systems, including a suggestion that UCMR 5 require only one sample per
system. EPA concluded that less frequent data collection would affect
the integrity of the data and result in insufficient data to fulfill
the needs envisioned by the 1996 SDWA Amendments, particularly with
regard to supporting the Administrator's regulatory determinations and
drinking water regulation development. Maintaining the proposed
sampling frequency allows the resulting contaminant data to be analyzed
for temporal variability, in addition to between-system variability.
These analyses are not possible with a single-sample structure. When
making regulatory determinations, EPA evaluates the number of systems
(and populations) with means or single measured values above health
levels of concern, as both values provide important information.
EPA acknowledges that based on UCMR 3 (77 FR 26072, May 2, 2012
(USEPA, 2012)) data, the correlation between results from multiple
sample events can be high; however, the approach suggested by
commenters would yield less accurate data for several reasons. EPA's
assessment of sampling frequency using UCMR 3 and UCMR 4 data (see
Appendix 2 in ``Response to Comments on the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5) Proposal,'' (USEPA, 2021i), which
can be found in the electronic docket listed in the ADDRESSES section
of this preamble) shows that for both SW and GW systems, there are
numerous cases where occurrence is notably different between sample
events. Focusing first on UCMR 3 results for PWS with SW sources, the
number of sample points at which PFOS was measured at or above the MRL
was 108 percent greater when considering multiple sample events, versus
only considering the first sample event. There were multiple occasions
where the results from the first sample event were below the health-
based reference concentration while subsequent results were above it.
Looking at UCMR 3 results for PWSs with GW sources, PFOS was measured
at or above the MRL at 26 percent more sample points in the second
sample event relative to the first. Similar to the UCMR 3 results for
SW systems, there were multiple occasions where the second result from
a GW system exceeded the reference concentration while the first result
did not.
Some commenters suggested that between-system variability is much
greater for PFAS than within-system variability. While it may be less
than between-system variability, within-system variability can still be
important. Shifting to a single sample prevents reasonable assessments
of within-system variability and limits the ability to observe between-
system variability estimates. This would then drastically reduce the
ability to characterize uncertainty.
Additionally, although the provisions of AWIA could include the
addition of approximately 5,200 more PWSs to UCMR 5 relative to earlier
cycles and thus capture more spatial variation in the resulting
dataset, it is important to note that spatial variation is different
than temporal or seasonal variation. Capturing more of one does not
diminish the influence of the others on national occurrence data and
reducing the frequency of sampling eliminates
[[Page 73145]]
the possibility of analyzing the resulting data for temporal variation.
In addition, statistical means based on two measurements have
considerably less error than a single measurement per system, and
provide a more robust dataset for future regulatory decisions. Having
more than one sample event also greatly reduces the chance of
underestimating the true proportion of occurrence of the contaminant in
drinking water (i.e., exposure).
Regarding monitoring frequency and burden, EPA notes that the
agency allows large GW systems the opportunity to reduce monitoring
burden by using approved representative entry points (40 CFR
141.35(c)(3)) as described in Section IV.D of this preamble.
Representative monitoring plans will result in fewer samples and thus
time and cost savings to the PWS. Consecutive systems with multiple
connections from a particular wholesaler are also permitted to choose
one entry point as representative, thus reducing burden.
D. Where are the sampling locations and what is representative
monitoring?
1. This Final Rule
Consistent with past UCMR cycles, sample collection for UCMR 5
contaminants will take place at the entry point to the distribution
system (EPTDS). As during past UCMRs and as described in 40 CFR
141.35(c)(3) of this preamble, this final rule will allow large ground
water systems (or large surface water systems with ground water
sources) that have multiple ground water EPTDSs to request approval to
sample at representative monitoring locations rather than at each
ground water EPTDS. GWRMPs approved under prior UCMRs may be used for
UCMR 5, presuming no significant changes in the configuration of the
ground water EPTDSs since the prior approval. Water systems that intend
to use a previously approved plan must send EPA a copy of the approval
documents received under prior UCMRs from their state (if reviewed by
the state) or EPA.
Relative to the rules for prior UCMR cycles, this final rule
provides greater flexibility to PWSs in submitting GWRMPs to EPA. Plans
must be submitted to EPA six months prior to the PWS's scheduled sample
collection, instead of by a specified date; those PWSs scheduled to
collect samples in 2024 or 2025 will have significant additional time
to develop and propose representative plans. PWSs, particularly those
scheduled for sample collection in 2023, are encouraged to submit
proposals for a new GWRMP by December 31, 2022, to allow time for
review by EPA and, as appropriate, the state. EPA will work closely
with the states to coordinate the review of GWRMPs in those cases where
such review is part of the state's Partnership Agreement. Changes to
inventory data in SDWARS that impact a PWS's representative plan before
or during the UCMR sampling period must be reported within 30 days of
the change. EPA will collaborate with small systems (particularly those
with many ground water locations) to develop a GWRMP when warranted,
recognizing that EPA pays for the analysis of samples from small
systems.
2. Summary of Major Comments and EPA Responses
EPA received multiple comments regarding GWRMPs and representative
sampling for wholesale systems and consecutive connections. Generally,
commenters supported the continued use of GWRMPS and the use of
previously approved monitoring plans. An additional supporting
document, titled, ``Instructions for Preparing a Ground Water
Representative Monitoring Plan for the Unregulated Contaminant
Monitoring Rule,'' (USEPA, 2021j) has been placed in the electronic
docket listed in the ADDRESSES section of this preamble.
Several commenters recommended that EPA not require monitoring by
consecutive systems that purchase 100 percent of their water from
wholesale systems that are already subject to UCMR 5 monitoring. They
requested that EPA instead require wholesalers to identify the PWSIDs
of consecutive systems receiving water from the wholesaler, and that
EPA rely on wholesaler monitoring in lieu of monitoring by the
consecutive systems. EPA has decided to require monitoring by
consecutive systems to conduct monitoring in accordance with UCMR 5.
Previous UCMR data demonstrate that wholesalers and purchasers can have
different analytical results (see Appendix 3 in ``Response to Comments
on the Fifth Unregulated Contaminant Monitoring Rule (UCMR 5)
Proposal,'' (USEPA, 2021i), which can be found in the electronic docket
listed in the ADDRESSES section of this preamble). For example, pairing
the results from wholesaler to consecutive connections for 190
manganese results from UCMR 4 (81 FR 92666, December 20, 2016 (USEPA,
2016)), one-third of the results are higher at the wholesaler and one-
third of the results are higher at the consecutive connection, with
one-third of all results being comparable [0.4 [mu]g/L].
The agency therefore elected to maintain the proposed approach in which
all eligible consecutive systems must monitor, irrespective of
monitoring being conducted by the wholesale system from which they
purchase drinking water.
E. How long do laboratories and PWSs have to report data?
1. This Final Rule
EPA is maintaining the revised reporting timeframes for
laboratories and PWSs as proposed. For UCMR 5, laboratories have 90
days (versus 120 days in prior UCMR cycles) from the sample collection
date to post and approve analytical results in SDWARS for PWS review.
Large PWSs have 30 days (versus 60 days in prior UCMR cycles) to review
and approve the analytical results posted to SDWARS. As with the UCMR 4
requirements, data will be considered approved and available for state
and EPA review if the PWS takes no action within their allotted review
period.
In the proposed rule for UCMR 5, EPA noted that multiple states
have expressed an interest in earlier access to UCMR data (see Docket
ID No. EPA-HQ-OW-2020-0530). EPA believes that the shorter timeframes
for posting and approving data are feasible and reasonable based on our
experience with UCMR reporting to date.
2. Summary of Major Comments and EPA Responses
Commenters generally agreed with the revised timeframes for
laboratories to post and approve analytical results in SDWARS. The 90-
day laboratory timeframe makes UCMR results more readily available to
interested stakeholders and states. Some commenters supported the
timely reporting of data by laboratories to ensure that PWSs have
adequate time to reconcile QC issues, especially those that may require
a PWS to resample. Some expressed concerns that the revised timeframe
could be challenging for laboratories. Some suggested that the shorter
timeframe be conditioned on consistent functionality and availability
of SDWARS.
Commenters generally agreed with the changes in the timeframes for
large PWSs to review and approve analytical results posted to SDWARS,
though several requested that EPA maintain the 60-day review period.
EPA has observed that many laboratories are routinely posting data
to SDWARS within 90 days of sample collection and that many large PWSs
are approving and submitting data within 30 days of their laboratory
posting the
[[Page 73146]]
data. Judging by reporting for 2020 monitoring under UCMR 4 (81 FR
92666, December 20, 2016 (USEPA, 2016)), more than 75 percent of
laboratories posted and approved data within 90 days, and more than 85
percent of large PWSs who chose to act on their data, did so within 30
days of the laboratory posting it. During UCMR 3 and UCMR 4, less than
half of large PWSs chose to actively review and approve their data, as
opposed to letting the results default to ``approved'' status after the
review period. The many large PWSs that have routinely chosen to not
review and approve their data will not be impacted by the revised
timeframe for PWS data review for UCMR 5. See also Appendix 5 in
``Response to Comments on the Fifth Unregulated Contaminant Monitoring
Rule (UCMR 5) Proposal,'' (USEPA, 2021i), which can be found in the
electronic docket listed in the ADDRESSES section of this preamble.
EPA does not anticipate functionality or availability issues with
SDWARS during UCMR 5 but is prepared to make case-by-case exceptions
for reporting timeframes should significant issues occur with the
reporting system.
F. What are the reporting requirements for UCMR 5?
1. This Final Rule
Today's final rule removes 1 of the proposed data elements
(``Direct Potable Reuse Water Information'') and maintains the 27
others described in the proposed rule. EPA has updated some of the
data-element definitions for clarity and consistency in the reporting
requirements. Please see Table 1 of 40 CFR 141.35(e) of this preamble
for the complete list of data elements, definitions and drop-down
options that will be provided in the data reporting system.
2. Summary of Major Comments and EPA Responses
a. Data Elements
EPA received multiple comments on the proposed contaminant-specific
data elements, with some commenters questioning the quality,
reliability, and utility of some of the data that would be provided to
the agency per the proposed data element requirements. Several
commenters requested that EPA include rationale explaining the intended
use of such data. EPA has updated the data elements for clarity (e.g.,
clarifying treatment types, and abbreviations for them; adding the
treatment option ``NMT = not modified after testing'') and has provided
additional rationale (including describing how the information could
impact regulatory decision making and risk-management strategies) in
the ``Response to Comments on the Fifth Unregulated Contaminant
Monitoring Rule (UCMR 5) Proposal,'' (USEPA, 2021i), available in the
UCMR 5 public docket (see the ADDRESSES section of this preamble). EPA
acknowledges the data collected will have some limitations but believes
that the collection of the information is still valuable. In addition,
EPA notes the modest burden associated with the collection.
b. Reporting State Data
EPA received several comments suggesting that PWSs be permitted to
submit occurrence data collected under state-based monitoring, in lieu
of conducting UCMR 5 monitoring, to reduce the monitoring burden. In
those cases where the monitoring required by a state is aligned with
the requirements of UCMR 5, PWSs may be able to conduct PFAS monitoring
that meets the needs of their state and UCMR 5, with the understanding
that UCMR 5 requirements must be met. This includes the requirement
that PFAS samples be analyzed by a UCMR 5-approved laboratory using EPA
Method 533 and Method 537.1. EPA offers flexibility for PWSs to
reschedule their UCMR 5 monitoring, and PWSs may do so to coordinate it
with their state-required monitoring. PWSs wishing to conduct ``dual
purpose'' monitoring (i.e., concurrently meeting the state and UCMR 5
needs) may contact their state or EPA, as appropriate, if there are
questions about whether the state and UCMR 5 requirements are being
met.
G. What are the UCMR 5 Minimum Reporting Levels (MRLs) and how were
they determined?
1. This Final Rule
EPA is maintaining the proposed minimum reporting levels for the
UCMR 5 contaminants. EPA establishes MRLs to ensure consistency in the
quality of the information reported to the agency. As defined in 40 CFR
141.40(a)(5)(iii) of this preamble, the MRL is the minimum quantitation
level that, with 95 percent confidence, can be achieved by capable
analysts at 75 percent or more of the laboratories using a specified
analytical method. More detailed explanation of the MRL calculation is
in the ``Technical Basis for the Lowest Concentration Minimum Reporting
Level (LCMRL) Calculator'' (USEPA, 2010), available at (https://www.epa.gov/dwanalyticalmethods/lowest-concentration-minimum-reporting-level-lcmrl-calculator).
EPA requires each laboratory interested in supporting UCMR analyses
to demonstrate that they can reliably make quality measurements at or
below the established MRL to ensure that high quality results are being
reported by participating laboratories. EPA established the proposed
MRLs in 40 CFR 141.40(a)(3), Table 1 of this preamble, for each
analyte/method by obtaining data from at least three laboratories that
performed ``lowest concentration minimum reporting level'' (LCMRL)
studies. The results from these laboratory LCMRL studies can be found
in the ``UCMR 5 Laboratory Approval Manual'' (USEPA, 2021f), available
in the electronic docket (see the ADDRESSES section of this preamble).
The multiple laboratory LCMRLs were then processed through a
statistical routine to derive an MRL that, with 95 percent confidence,
is predicted to be attainable by 75 percent of laboratories using the
prescribed method. EPA considers these to be the lowest reporting
levels that can practically and consistently be achieved on a national
basis (recognizing that individual laboratories may be able to measure
at lower levels).
2. Summary of Major Comments and EPA Responses
Some commenters recommended that EPA establish lower MRLs for the
29 PFAS in UCMR 5. MRLs used for the UCMR program are based on
calculations that account for the ability of laboratories to report
accurate and precise measurements with a specific statistical
confidence. Based on the results from multiple laboratories that
participated in MRL-setting studies, EPA concluded that the proposed
MRLs represent the lowest feasible levels for a national MRL measure.
Sensitivity (i.e., quantitation limit) may improve with time,
experience, and instrumentation advances.
H. What are the requirements for laboratory analysis of field reagent
blank samples?
1. This Final Rule
EPA initially proposed that laboratories analyze all field reagent
blank (FRB) samples, along with the corresponding field samples, to
reduce the possibility of invalidating a positive field sample result
(i.e., a field sample result at or above the MRL) because of FRB hold
times being exceeded.
[[Page 73147]]
2. Summary of Major Comments and EPA Responses
EPA did not receive any comments expressing concerns with the
laboratory approval process; however, the agency did receive a comment
on the FRB sample analysis criteria, suggesting that the agency not
require analysis of every FRB sample. EPA Method 537.1 and Method 533,
used for PFAS analysis, require collection of a corresponding FRB
sample from each unique sampling location for each sampling event. The
methods require that the FRB be analyzed if there is a positive result
for a PFAS analyte in a corresponding field sample. Based on further
consideration, EPA is now providing laboratories with discretion as to
whether they analyze every FRB sample proactively or only those
associated with positive field sample results. This is with the
understanding that laboratories must analyze field samples promptly
enough such that the corresponding FRB analyses, if needed, may be
completed within the prescribed hold time. Compliance with the method
hold-time requirements, and other provisions of the methods, is a
condition of maintaining laboratory approval. EPA is studying the
possibility of extending the FRB hold times for EPA Method 537.1 and
Method 533, and will communicate the results of the studies with the
approved laboratories.
I. How will EPA support risk communication for UCMR 5 results?
EPA received comments requesting that the agency develop and
provide risk communication materials to support interpretation and
characterization of UCMR 5 results. EPA intends to publish a
``reference concentration'' summary document with available EPA health
values; provide a template for PWSs to consider using in communicating
with their customers about the detection of PFAS in drinking water; and
provide other supporting material as risk-related information becomes
available.
V. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www2.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is a significant regulatory action that was submitted
to the Office of Management and Budget (OMB) for review. Any changes
made in response to OMB recommendations have been documented in the
docket. A full analysis of potential costs associated with this action,
the ``Information Collection Request for the Final Unregulated
Contaminant Monitoring Rule (UCMR 5),'' (USEPA, 2021b) ICR Number 2040-
0304, is also available in the docket (Docket ID No. EPA-HQ-OW-2020-
0530). A summary of the ICR can be found in Section I.C of this
preamble.
B. Paperwork Reduction Act (PRA)
The information collection activities in this final rule have been
submitted for approval to the Office of Management and Budget (OMB)
under the PRA. The Information Collection Request (ICR) document
(USEPA, 2021b) that EPA prepared has been assigned EPA ICR number ICR
2683.02. You can find a copy of the ICR in the docket for this final
rule, and it is briefly summarized here. The information collection
requirements are not enforceable until OMB approves them.
The information that EPA will collect under this final rule
fulfills the statutory requirements of Section1445(a)(2) of SDWA, as
amended in 1996, 2018, and 2019. The data will describe the source of
the water, location, and test results for samples taken from public
water systems (PWSs) as described in 40 CFR 141.35(e). The information
collected will support EPA's decisions as to whether or not to regulate
particular contaminants under SDWA. Reporting is mandatory. The data
are not subject to confidentiality protection.
The 5-year UCMR 5 period spans 2022-2026. UCMR 5 sample collection
begins in 2023 and continues through 2025. Since ICRs cannot be
approved by OMB for a period longer than three years pursuant to 5 CFR
1320.10, the primary analysis in the ICR only covers the first three
years of the UCMR 5 period (i.e., 2022-2024). Prior to expiration of
the initial UCMR 5 ICR, EPA will seek to extend the ICR and thus
receive approval to collect information under the PRA in the remaining
two years of the UCMR 5 period (2025-2026).
EPA received several comments regarding cost and burden of the
proposed rule. Those comments recommended that EPA provide more
accurate cost estimates. EPA's response is detailed more fully in the
``Response to Comments on the Fifth Unregulated Contaminant Monitoring
Rule (UCMR 5) Proposal,'' (USEPA, 2021i), which can be found in the
electronic docket listed in the ADDRESSES section of this preamble.
EPA has reviewed and, as appropriate, revised the cost and burden
figures for UCMR 5; this includes using updated unit cost estimates for
sample analysis. The annual burden and cost estimates described in this
section are based on the implementation assumptions described in
Section III of this preamble, among them the inclusion of all systems
serving 3,300 to 10,000 people and a representative sample of smaller
systems. As such, those estimates represent an upper bound. If EPA does
not receive the necessary appropriations in one or more of the
collections years--and thus collects data from fewer small systems--the
actual costs would be lower than those estimated here. In general,
burden hours were calculated by:
1. Determining the activities that PWSs and states would complete
to comply with UCMR activity;
2. Estimating the number of hours per activity;
3. Estimating the number of respondents per activity; and
4. Multiplying the hours per activity by the number of respondents
for that activity.
Respondents/affected entities: The respondents/affected entities
are small PWSs (those serving 25 to 10,000 people); large PWSs (those
serving 10,001 to 100,000 people); very large PWSs (those serving more
than 100,000 people); and states.
Respondent's obligation to respond: Mandatory (40 CFR 141.35).
Estimated number of respondents: Respondents to UCMR 5 include
5,947 small PWSs, 4,364 large PWSs, and the 56 primacy agencies (50
States, one Tribal nation, and five Territories) for a total of 10,367
respondents.
Frequency of response: The frequency of response varies across
respondents and years. Across the initial 3-year ICR period for UCMR 5,
small PWSs will sample an average of 2.8 times per PWS (i.e., number of
responses per PWS); large PWSs will sample and report an average of 3.2
times per PWS; and very large PWSs will sample and report an average of
3.7 times per PWS.
Total estimated burden: 48,469 hours (per year). Burden is defined
at 5 CFR 1320.3(b).
Total estimated cost: $9,404,007 annualized capital or operation &
maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9. When OMB
approves this ICR, the agency will
[[Page 73148]]
announce that approval in the Federal Register and publish a technical
amendment to 40 CFR part 9 to display the OMB control number for the
approved information collection activities contained in this final
rule.
C. Regulatory Flexibility Act (RFA)
For purposes of assessing the impacts of this final rule on small
entities, EPA considered small entities to be PWSs serving 25 to 10,000
people. As required by the RFA, EPA proposed using this alternative
definition in the Federal Register (63 FR 7606, February 13, 1998
(USEPA, 1998a)), sought public comment, consulted with the Small
Business Administration (SBA) Office of Advocacy, and finalized the
alternative definition in the Consumer Confidence Reports rulemaking
(63 FR 44512, August 19, 1998 (USEPA, 1998b)). As stated in that
document, the alternative definition applies to this regulation.
Exhibit 6--Number of Publicly- and Privately-Owned Small Systems Subject to UCMR 5 \1\
----------------------------------------------------------------------------------------------------------------
System size (number of people served) Publicly-owned Privately-owned Total \2\
----------------------------------------------------------------------------------------------------------------
Ground Water
----------------------------------------------------------------------------------------------------------------
500 and under.................................................. 42 126 168
501 to 3,300................................................... 320 121 441
3,301 to 10,000................................................ 2,334 541 2,875
------------------------------------------------
Subtotal Ground Water...................................... 2,696 788 3,484
----------------------------------------------------------------------------------------------------------------
Surface Water (and Ground Water Under the Direct Influence of Surface Water)
----------------------------------------------------------------------------------------------------------------
500 and under.................................................. 9 11 20
501 to 3,300................................................... 126 45 171
3,301 to 10,000................................................ 1,762 510 2,272
------------------------------------------------
Subtotal Surface Water..................................... 1,897 566 2,463
------------------------------------------------
Total of Small Water Systems........................... 4,593 1,354 5,947
----------------------------------------------------------------------------------------------------------------
\1\ In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could
instead include as few as 400 PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for
a representative sample of 800 PWSs serving 25 to 10,000 people).
\2\ PWS counts were adjusted to display as whole numbers in each size category.
The basis for the UCMR 5 RFA certification is as follows: For the
5,947 small water systems that EPA anticipates will be affected, per
the planned monitoring, the average annual cost for complying with this
final rule represents an average of 0.02 percent of system revenues.
The average yearly cost to small systems to comply with UCMR 5 over the
5-year period of 2022-2026, is approximately $0.3 million. EPA
anticipates that approximately one third of the 5,947 small PWSs will
collect samples in each of three years (2023, 2024, and 2025).
PWS costs are attributed to the labor required for reading about
UCMR 5 requirements, monitoring, reporting, and record keeping. The
estimated average annual burden across the 5-year UCMR 5 implementation
period of 2022-2026 is 1.3 hours at $52 per small system. By assuming
all costs for laboratory analyses, shipping and quality control for
small entities, EPA incurs the entirety of the non-labor costs
associated with UCMR 5 small system monitoring, or 96 percent of total
small system testing costs. Exhibit 7 and Exhibit 8 of this preamble
present the estimated economic impacts in the form of a revenue test
for publicly- and privately-owned systems.
Exhibit 7--UCMR 5 Relative Cost Analysis for Small Publicly-Owned Systems
[2022-2026] \1\
----------------------------------------------------------------------------------------------------------------
SBREFA
Annual number Average annual Average annual criteria-
System size (number of people served) of systems hours per cost per revenue test
impacted \2\ system system \3\ (%)
----------------------------------------------------------------------------------------------------------------
Ground Water Systems
----------------------------------------------------------------------------------------------------------------
500 and under.................................. 8 1.0 $40.65 0.09
501 to 3,300................................... 64 1.1 43.37 0.02
3,301 to 10,000................................ 467 1.3 49.92 0.01
----------------------------------------------------------------------------------------------------------------
Surface Water (and Ground Water Under the Direct Influence of Surface Water) Systems
----------------------------------------------------------------------------------------------------------------
500 and under.................................. 2 1.4 54.39 0.07
501 to 3,300................................... 25 1.4 56.19 0.02
3,301 to 10,000................................ 353 1.5 57.39 0.004
----------------------------------------------------------------------------------------------------------------
\1\ In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could
instead include as few as 400 PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for
a representative sample of 800 PWSs serving 25 to 10,000 people).
[[Page 73149]]
\2\ PWS counts were adjusted to display as whole numbers in each size category. Includes the publicly-owned
portion of small systems subject to UCMR 5.
\3\ Costs are presented as a percentage of median annual revenue for each size category.
Exhibit 8--UCMR 5 Relative Cost Analysis for Small Privately-Owned Systems
[2022-2026] \1\
----------------------------------------------------------------------------------------------------------------
SBREFA
Annual number Average annual Average annual criteria-
System size (number of people served) of systems hours per cost per revenue test
impacted \2\ system system \3\ (%)
----------------------------------------------------------------------------------------------------------------
Ground Water Systems
----------------------------------------------------------------------------------------------------------------
500 and under................................... 25 1.0 $40.65 0.48
501 to 3,300.................................... 24 1.1 $43.37 0.03
3,301 to 10,000................................. 108 1.3 $49.92 0.004
----------------------------------------------------------------------------------------------------------------
Surface Water (and Ground Water Under the Direct Influence of Surface Water) Systems
----------------------------------------------------------------------------------------------------------------
500 and under................................... 2 1.4 $54.39 0.11
501 to 3,300.................................... 9 1.4 $56.19 0.02
3,301 to 10,000................................. 102 1.5 $57.39 0.004
----------------------------------------------------------------------------------------------------------------
\1\ In the absence of appropriations to support monitoring at all PWSs serving 3,300 to 10,000 people, EPA could
instead include as few as 400 PWSs serving 25 to 3,299 people and 400 PWSs serving 3,300 to 10,000 people (for
a representative sample of 800 PWSs serving 25 to 10,000 people).
\2\ PWS counts were adjusted to display as whole numbers in each size category. Includes the privately-owned
portion of small systems subject to UCMR 5.
\3\ Costs are presented as a percentage of median annual revenue for each size category.
Up to 9.4 percent of all small systems (i.e., up to 5,947 small
PWSs serving 25 to 10,000 people) will participate in UCMR 5 if EPA
receives the necessary appropriations to support its plan. EPA has
determined that participating small systems will experience an average
impact of 0.02 percent of revenues. This accounts for small PWSs
familiarizing themselves with the regulatory requirements; reading
sampling instructions; traveling to the sampling location; collecting
and shipping the samples; and maintaining their records. The 5,947
small PWSs are comprised of all 5,147 systems serving between 3,300 and
10,000 people, and the representative group of 800 systems serving
between 25 and 3,299 people; the remainder of small systems will not
participate in UCMR 5 monitoring and will not be impacted.
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. The
small entities subject to the requirements of this action along with a
description of the very minor impacts are previously addressed in this
section. Although this final rule will not have a significant economic
impact on a substantial number of small entities, EPA has attempted to
reduce impacts by assuming all costs for analyses of the samples, and
for shipping the samples from small systems to laboratories contracted
by EPA to analyze the UCMR 5 samples (the cost of shipping is included
in the cost of each analytical method). EPA has historically set aside
$2.0 million each year from the Drinking Water State Revolving Fund
(DWSRF) with its authority to use DWSRF monies for the purposes of
implementing this provision of SDWA. EPA anticipates drawing on these
and additional funds, if available, to implement the plan and carry out
the expanded UCMR monitoring approach outlined in AWIA. We have
therefore concluded that this action will have no significant impact on
any directly regulated small entities.
D. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. The action
implements mandate(s) specifically and explicitly set forth in SDWA
Section 1445(a)(2), Monitoring Program for Unregulated Contaminants.
E. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
F. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action has Tribal implications. However, it will neither
impose substantial direct compliance costs on federally recognized
Tribal governments, nor preempt Tribal law. As described previously in
this document, this final rule requires monitoring by all large PWSs.
Information in the SDWIS/Fed water system inventory indicates there are
approximately 27 large Tribal PWSs (serving 10,001 to 40,000 people).
EPA estimates the average annual cost to each of these large PWSs, over
the 5-year rule period, to be $1,783. This cost is based on a labor
component (associated with the collection of samples), and a non-labor
component (associated with shipping and laboratory fees). As planned,
UCMR 5 is expected to also require monitoring by all small PWSs serving
3,300 to 10,000 people and a nationally representative sample of small
PWSs serving 25 to 3,299 people. Information in the SDWIS/Fed water
system inventory indicates there are approximately 75 small Tribal PWSs
(serving 3,300 to 10,000 people). EPA estimates that less than 2
percent of small Tribal systems serving 25 to 3,299 people will be
selected as part of the nationally representative sample. EPA estimates
the average annual cost to small Tribal systems over the 5-year rule
period to be $52. Such cost is based on the labor associated with
collecting a sample and
[[Page 73150]]
preparing it for shipping. All other small-PWS expenses (associated
with shipping and laboratory fees) are paid by EPA.
EPA consulted with Tribal officials under the EPA Policy on
Consultation and Coordination with Indian Tribes early in the process
of developing this regulation to permit them to have meaningful and
timely input into its development. A summary of that consultation,
titled, ``Summary of the Tribal Coordination and Consultation Process
for the Fifth Unregulated Contaminant Monitoring Rule (UCMR 5)
Proposal,'' is provided in the electronic docket listed in the
ADDRESSES section of this preamble.
As required by section 7(a), the EPA's Tribal Consultation Official
has certified that the requirements of the executive order have been
met in a meaningful and timely manner. A copy of the certification is
included in the docket for this action.
G. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that EPA has reason to believe may disproportionately affect children,
per the definition of ``covered regulatory action'' in section 2-202 of
the Executive Order. This action is not subject to Executive Order
13045 because it does not concern such an environmental health risk or
safety risk.
H. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution or use of energy and has not otherwise been designated by
the Administrator of the Office of Information and Regulatory Affairs
as a significant energy action. This is a national drinking water
occurrence study that was submitted to OMB for review.
I. National Technology Transfer and Advancement Act (NTTAA)
This action involves technical standards. EPA has identified
options that involve using analytical methods developed by the agency
and three major voluntary consensus method organizations to support
UCMR 5 monitoring. The voluntary consensus method organizations are
Standard Methods for the Examination of Water and Wastewater, and ASTM
International. EPA identified acceptable consensus method organization
standards for the analysis of lithium. A summary of each method along
with how the method specifically applies to UCMR 5 can be found in
Section III.I of this preamble.
All of these standards are reasonably available for public use. EPA
methods are free for download on the agency's website. The methods in
the Standard Methods for the Examination of Water and Wastewater 23rd
edition are consensus standards, available for purchase from the
publisher, and are commonly used by the drinking water laboratory
community. The methods in the Standard Methods Online are consensus
standards, available for purchase from the publisher's website, and are
commonly used by the drinking water laboratory community. The methods
from ASTM International are consensus standards, are available for
purchase from the publisher's website, and are commonly used by the
drinking water laboratory community.
J. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
EPA believes that this action is not subject to Executive Order
12898 (59 FR 7629, February 16, 1994) because it does not establish an
environmental health or safety standard. Background information
regarding EPA's consideration of Executive Order 12898 in the
development of this final rule is provided in Section III.F of this
preamble, and an additional supporting document, titled, ``Summary of
Environmental Justice Considerations for the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5) Proposal,'' has been placed in the
electronic docket listed in the ADDRESSES section of this preamble.
K. Congressional Review Act (CRA)
This action is subject to the CRA, and EPA will submit a rule
report to each House of the Congress and to the Comptroller General of
the United States. This action is not a ``major rule'' as defined by 5
U.S.C. 804(2).
VI. References
(i) ASDWA. 2013. Insufficient Resources for State Drinking Water
Programs Threaten Public Health: An Analysis of State Drinking Water
Programs' Resources and Needs. December 2013. Available at https://www.asdwa.org/asdwa-reports/.
(ii) ASTM. 2020. ASTM D1976-20--Standard Test Method for Elements in
Water by Inductively-Coupled Plasma Atomic Emission Spectroscopy.
ASTM, 100 Barr Harbor Drive, West Conshohocken, PA, 19428. Approved
May 1, 2020. Available for purchase at https://www.astm.org/Standards/D1976.htm.
(iii) California DHS. 2002. California Department of Health
Services. Determination of 1,2,3-Trichloropropane in Drinking Water
by Purge and Trap Gas Chromatography/Mass Spectrometry. Division of
Drinking Water and Environmental Management, Sanitation and
Radiation Laboratories Branch, Berkeley, CA. Available at https://www.waterboards.ca.gov/drinking_water/certlic/drinkingwater/documents/123-tcp/tcp_by_pt_gcms.pdf.
(iv) Settlement Agreement, Waterkeeper Alliance, Inc. v. U.S. EPA,
No. 1:19-cv-00899-LJL (S.D.N.Y. Jun. 1, 2020).
(v) SM. 2017. 3120B--Metals by Plasma Emission Spectroscopy (2017):
Inductively Coupled Plasma (ICP) Method. Standard Methods for the
Examination of Water and Wastewater, 23rd edition. American Public
Health Association, 800 I Street NW, Washington, DC 20001-3710.
(vi) SM Online. 1999. 3120B-99--Metals by Plasma Emission
Spectroscopy: Inductively Coupled Plasma (ICP) Method (Editorial
Revisions, 2020). Standard Methods Online. Available for purchase at
https://www.standardmethods.org.
(vii) USEPA. 1989. National Primary Drinking Water Regulations;
Filtration, Disinfection; Turbidity, Giardia lamblia, Viruses,
Legionella, and Heterotrophic Bacteria; Final Rule. Federal
Register. Vol. 54, No. 124, p. 27486, June 29, 1989.
(viii) USEPA. 1994. EPA Method 200.7--Determination of Metals and
Trace Elements in Water and Wastes by Inductively Coupled Plasma-
Atomic Emission Spectrometry, Revision 4.4. Office of Research and
Development, Cincinnati, OH. Available at https://www.epa.gov/esam/method-2007-determination-metals-and-trace-elements-water-and-wastes-inductively-coupled-plasma.
(ix) USEPA. 1998a. National Primary Drinking Water Regulations:
Consumer Confidence Reports; Proposed Rule. Federal Register. Vol.
63, No. 30, p. 7606, February 13, 1998.
(x) USEPA. 1998b. National Primary Drinking Water Regulation:
Consumer Confidence Reports; Final Rule. Federal Register. Vol. 63,
No. 160, p. 44512, August 19, 1998.
(xi) USEPA. 2010. Technical Basis for the Lowest Concentration
Minimum Reporting Level (LCMRL) Calculator. EPA 815-R-11-001. Office
of Water. December 2010. Available at https://www.epa.gov/dwanalyticalmethods.
(xii) USEPA. 2011. Exposure Factors Handbook 2011 Edition (Final
Report). U.S. EPA, Washington, DC, EPA/600/R-09/052F. Office of
Research and Development, Washington, DC. September 2011. Available
at https://www.epa.gov/expobox/about-exposure-factors-handbook.
[[Page 73151]]
(xiii) USEPA. 2012. Revisions to the Unregulated Contaminant
Monitoring Regulation (UCMR 3) for Public Water Systems; Final Rule.
Federal Register. Vol. 77, No. 85, p. 26072, May 2, 2012.
(xiv) USEPA. 2016. Revisions to the Unregulated Contaminant
Monitoring Rule (UCMR 4) for Public Water Systems and Announcement
of Public Meeting. Federal Register. Vol. 81, No. 244, p. 92666,
December 20, 2016.
(xv) USEPA. 2017. National Primary Drinking Water Regulations;
Announcement of the Results of EPA's Review of Existing Drinking
Water Standards and Request for Public Comment and/or Information on
Related Issues. Federal Register. Vol. 82, No. 7, p. 3518, January
11, 2017.
(xvi) USEPA. 2018. Method Development for Unregulated Contaminants
in Drinking Water: Public Meeting and Webinar. EPA 815-A-18-001.
Office of Water. June 2018. Available at https://www.epa.gov/dwanalyticalmethods.
(xvii) USEPA. 2019a. Development of the Proposed Unregulated
Contaminant Monitoring Rule for the Fifth Monitoring Cycle (UCMR 5).
Presentation Slides. EPA 815-A-19-001. Office of Water. Available at
https://www.epa.gov/dwucmr/unregulated-contaminant-monitoring-rule-ucmr-meetings-and-materials.
(xviii) USEPA. 2019b. EPA Method 533--Determination of Per- and
Polyfluoroalkyl Substances in Drinking Water by Isotope Dilution
Anion Exchange Solid Phase Extraction and Liquid Chromatography/
Tandem Mass Spectrometry. EPA 815-B-19-020. Office of Water,
Cincinnati, OH. November 2019. Available at https://www.epa.gov/dwanalyticalmethods.
(xix) USEPA. 2019c. Appendix C: 1,2,3-Trichloropropane in Regulatory
Determination 4 Support Document for Selected Contaminants from the
Fourth Drinking Water Contaminant Candidate List (CCL 4). EPA 815-R-
19-006. Docket ID EPA-HQ-OW-2019-0583. Available at https://www.regulations.gov.
(xx) USEPA. 2020. EPA Method 537.1--Determination of Selected Per-
and Polyfluorinated Alkyl Substances in Drinking Water by Solid
Phase Extraction and Liquid Chromatography/Tandem Mass Spectrometry
(LC/MS/MS). Version 2.0. EPA/600/R-20/006. Office of Research and
Development, Cincinnati, OH. March 2020. Available at https://www.epa.gov/dwanalyticalmethods.
(xxii) USEPA. 2021a. Selection of Nationally Representative Public
Water Systems for the Unregulated Contaminant Monitoring Rule: 2021
Update. EPA 815-B-21-012. Office of Water. December 2021.
(xxiii) USEPA. 2021b. Information Collection Request for the Final
Unregulated Contaminant Monitoring Rule (UCMR 5). EPA 815-B-21-008.
Office of Water. December 2021.
(xxiv) USEPA. 2021c. Revisions to the Unregulated Contaminant
Monitoring Rule for the Fifth Monitoring Cycle (UCMR 5): Public
Meeting and Webinar. Presentation Slides. EPA 815-A-21-001. Office
of Water. April 2021. Available at https://www.epa.gov/dwucmr/unregulated-contaminant-monitoring-rule-ucmr-meetings-and-materials.
(xxv) USEPA. 2021d. Drinking Water Contaminant Candidate List 5--
Draft. Federal Register. Vol. 86, No. 135 p. 37948, July 19, 2021.
(xxvi) USEPA. 2021e. Information Compendium for Contaminants for the
Final Unregulated Contaminant Monitoring Rule (UCMR 5). EPA 815-B-
21-009. Office of Water. December 2021.
(xxvii) USEPA. 2021f. UCMR 5 Laboratory Approval Manual. EPA 815-B-
21-010. Office of Water. December 2021.
(xxviii) USEPA. 2021g. Revisions to the Unregulated Contaminant
Monitoring Rule for Public Water Systems and Announcement of Public
Meeting; Proposed Rule and Notice of Public Meeting. Federal
Register. Vol. 86, No. 46, p. 13846, March 11, 2021.
(xxix) USEPA. 2021h. Revisions to 40 CFR 141.35 and 141.40. EPA 815-
B-21-011. Office of Water. December 2021. Available in EPA's public
docket (under Docket ID No. EPA-HQ-OW-2020-0530) at https://www.regulations.gov.
(xxx) USEPA. 2021i. Response to Comments on the Fifth Unregulated
Contaminant Monitoring Rule (UCMR 5) Proposal. EPA 815-R-21-008.
Office of Water. December 2021.
(xxi) USEPA. 2021j. Instructions for Preparing a Ground Water
Representative Monitoring Plan for the Unregulated Contaminant
Monitoring Rule. EPA 815-B-21-013. Office of Water. December 2021.
List of Subjects in 40 CFR Part 141
Environmental protection, Chemicals, Incorporation by reference,
Indian--lands, Intergovernmental relations, Reporting and recordkeeping
requirements, Water supply.
Michael S. Regan,
Administrator.
For the reasons set forth in the preamble, EPA amends 40 CFR part
141 as follows:
PART 141--NATIONAL PRIMARY DRINKING WATER REGULATIONS
0
1. The authority citation for part 141 continues to read as follows:
Authority: 42 U.S.C. 300f, 300g-1, 300g-2, 300g-3, 300g-4,
300g-5, 300g-6, 300j-4, 300j-9, and 300j-11.
Subpart D--Reporting and Recordkeeping
0
2. Amend Sec. 141.35 as follows:
0
a. In paragraph (a), revise the fourth sentence;
0
b. In paragraph (c)(1), remove the text ``December 31, 2017'' and add,
in its place the text ``December 31, 2022'';
0
c. Revise paragraphs (c)(2), (c)(3)(i) through (iii), (c)(4),
(c)(5)(i), and (c)(6)(ii);
0
d. In paragraph (d)(2), revise the first, second, and third sentences;
and
0
f. Revise paragraph (e).
The revisions read as follows:
Sec. 141.35 Reporting for unregulated contaminant monitoring
results.
(a) * * * For the purposes of this section, PWS ``population
served'' is the retail population served directly by the PWS as
reported to the Federal Safe Drinking Water Information System (SDWIS/
Fed). * * *
* * * * *
(c) * * *
(2) Sampling location inventory information. You must provide your
inventory information by December 31, 2022, using EPA's electronic data
reporting system, as specified in paragraph (b)(1) of this section. You
must submit, verify, or update data elements 1-9 (as defined in Table 1
of paragraph (e) of this section) for each sampling location, or for
each approved representative sampling location (as specified in
paragraph (c)(3) of this section) regarding representative sampling
locations. If this information changes, you must report updates,
including new sources, and sampling locations that are put in use
before or during the UCMR sampling period, to EPA's electronic data
reporting system within 30 days of the change.
(3) * * *
(i) Qualifications. Large PWSs that have EPA- or State-approved
representative EPTDS sampling locations from a previous UCMR cycle, or
as provided for under 40 CFR 141.23(a)(1), 40 CFR 141.24(f)(1), or 40
CFR 141.24(h)(1), may submit a copy of documentation from your State or
EPA that approves your representative sampling plan. PWSs that do not
have an approved representative EPTDS sampling plan may submit a
proposal to sample at representative EPTDS(s) rather than at each
individual EPTDS if: You use ground water as a source; all of your well
sources have either the same treatment or no treatment; and you have
multiple EPTDSs from the same source (i.e., same aquifer). You must
submit a copy of the existing or proposed representative EPTDS sampling
plan, as appropriate, at least six months prior to your scheduled
sample collection, as specified in paragraph (b)(1) of this section. If
changes to your inventory that impact your representative plan occur
before or during the UCMR sampling period, you must report updates
within 30 days of the change.
[[Page 73152]]
(ii) Demonstration. If you are submitting a proposal to sample at
representative EPTDS(s) rather than at each individual EPTDS, you must
demonstrate that any EPTDS that you propose as representative of
multiple wells is associated with a well that draws from the same
aquifer as the wells it will represent. The proposed well must be
representative of the highest annual volume and most consistently
active wells in the representative array. If that representative well
is not in use at the scheduled sampling time, you must select and
sample an alternative representative well. You must submit the
information defined in Table 1, paragraph (e) of this section for each
proposed representative sampling location. You must also include
documentation to support your proposal that the specified wells are
representative of other wells. This documentation can include system-
maintained well logs or construction drawings indicating that the
representative well(s) is/are at a representative depth, and details of
well casings and grouting; data demonstrating relative homogeneity of
water quality constituents (e.g., pH, dissolved oxygen, conductivity,
iron, manganese) in samples drawn from each well; and data showing that
your wells are located in a limited geographic area (e.g., all wells
within a 0.5 mile radius) and/or, if available, the hydrogeologic data
indicating the ground water travel time between the representative well
and each of the individual wells it represents (e.g., all wells within
a five-year time of travel delineation). Your proposal must be sent in
writing to EPA, as specified in paragraph (b)(1) of this section.
(iii) Approval. EPA or the State (as specified in the Partnership
Agreement reached between the State and EPA) will review your proposal
and coordinate any necessary changes with you. Your plan will not be
final until you receive written approval from EPA, identifying the
final list of EPTDSs where you will be required to monitor.
(4) Contacting EPA if your PWS has not been notified of
requirements. If you believe you are subject to UCMR requirements, as
defined in 40 CFR 141.40(a)(1) and (a)(2)(i), and you have not been
contacted by either EPA or your State by April 26, 2022, you must send
a letter to EPA, as specified in paragraph (b)(1) of this section. The
letter must be from your PWS Official and must include an explanation
as to why the UCMR requirements are applicable to your system along
with the appropriate contact information. A copy of the letter must
also be submitted to the State as directed by the State. EPA will make
an applicability determination based on your letter, and in
consultation with the State when necessary and will notify you
regarding your applicability status and required sampling schedule.
However, if your PWS meets the applicability criteria specified in 40
CFR 141.40(a)(2)(i), you are subject to the UCMR monitoring and
reporting requirements, regardless of whether you have been contacted
by the State or EPA.
(5) * * *
(i) General rescheduling notification requirements. Large systems
may independently change their monitoring schedules up to December 31,
2022, using EPA's electronic data reporting system, as specified in
paragraph (b)(1) of this section. After this date has passed, if your
PWS cannot sample according to your assigned sampling schedule (e.g.,
because of budget constraints, or if a sampling location will be closed
during the scheduled month of monitoring), you must mail or email a
letter to EPA, as specified in paragraph (b)(1) of this section, prior
to the scheduled sampling date. You must include an explanation of why
the samples cannot be taken according to the assigned schedule, and you
must provide the alternative schedule you are requesting. You must not
reschedule monitoring specifically to avoid sample collection during a
suspected vulnerable period. You are subject to your assigned UCMR
sampling schedule or the schedule that you revised on or before
December 31, 2022, unless and until you receive a letter from EPA
specifying a new schedule.
* * * * *
(6) * * *
(ii) Reporting schedule. You must require your laboratory, on your
behalf, to post and approve the data in EPA's electronic data reporting
system, accessible at https://www.epa.gov/dwucmr, for your review
within 90 days from the sample collection date (sample collection must
occur as specified in 40 CFR 141.40(a)(4)). You then have 30 days from
when the laboratory posts and approves your data to review, approve,
and submit the data to the State and EPA via the agency's electronic
data reporting system. If you do not electronically approve and submit
the laboratory data to EPA within 30 days of the laboratory posting
approved data, the data will be considered approved by you and
available for State and EPA review.
* * * * *
(d) * * *
(2) Sampling location inventory information. You must provide your
inventory information by December 31, 2022, using EPA's electronic data
reporting system, as specified in paragraph (b)(1) of this section. If
this information changes, you must report updates, including new
sources, and sampling locations that are put in use before or during
the UCMR sampling period, to EPA's electronic data reporting system
within 30 days of the change, as specified in paragraph (b)(1) of this
section. * * *
(e) Data elements. Table 1 defines the data elements that must be
provided for UCMR monitoring.
Table 1 to Paragraph (e)--Unregulated Contaminant Monitoring Reporting
Requirements
------------------------------------------------------------------------
Data element Definition
------------------------------------------------------------------------
1. Public Water System The code used to identify each PWS.
Identification (PWSID) Code. The code begins with the standard 2-
character postal State abbreviation
or Region code; the remaining 7
numbers are unique to each PWS in
the State. The same identification
code must be used to represent the
PWS identification for all current
and future UCMR monitoring.
2. Public Water System Name....... Unique name, assigned once by the
PWS.
3. Public Water System Facility An identification code established
Identification Code. by the State or, at the State's
discretion, by the PWS, following
the format of a 5-digit number
unique within each PWS for each
applicable facility (i.e., for each
source of water, treatment plant,
distribution system, or any other
facility associated with water
treatment or delivery). The same
identification code must be used to
represent the facility for all
current and future UCMR monitoring.
4. Public Water System Facility Unique name, assigned once by the
Name. PWS, for every facility ID (e.g.,
Treatment Plant).
[[Page 73153]]
5. Public Water System Facility That code that identifies that type
Type. of facility as either:
CC = Consecutive connection.
SS = Sampling station.
TP = Treatment plant.
OT = Other.
6. Water Source Type.............. The type of source water that
supplies a water system facility.
Systems must report one of the
following codes for each sampling
location:
SW = Surface water (to be reported
for water facilities that are
served entirely by a surface water
source during the 12-month period).
GU = Ground water under the direct
influence of surface water (to be
reported for water facilities that
are served all or in part by ground
water under the direct influence of
surface water at any time during
the 12-month sampling period), and
are not served at all by surface
water during this period.
MX = Mixed water (to be reported for
water facilities that are served by
a mix of surface water, ground
water, and/or ground water under
the direct influence of surface
water during the 12-month period).
GW = Ground water (to be reported
for water facilities that are
served entirely by a ground water
source during the 12-month period).
7. Sampling Point Identification An identification code established
Code. by the State, or at the State's
discretion, by the PWS, that
uniquely identifies each sampling
point. Each sampling code must be
unique within each applicable
facility, for each applicable
sampling location (i.e., entry
point to the distribution system).
The same identification code must
be used to represent the sampling
location for all current and future
UCMR monitoring.
8. Sampling Point Name............ Unique sample point name, assigned
once by the PWS, for every sample
point ID (e.g., Entry Point).
9. Sampling Point Type Code....... A code that identifies the location
of the sampling point as:
EP = Entry point to the distribution
system.
10. Disinfectant Type............. All of the disinfectants/oxidants
that have been added prior to and
at the entry point to the
distribution system. Please select
all that apply:
PEMB = Permanganate.
HPXB = Hydrogen peroxide.
CLGA = Gaseous chlorine.
CLOF = Offsite generated
hypochlorite (stored as a liquid
form).
CLON = Onsite generated
hypochlorite.
CAGC = Chloramine (formed with
gaseous chlorine).
CAOF = Chloramine (formed with
offsite hypochlorite).
CAON = Chloramine (formed with
onsite hypochlorite).
CLDB = Chlorine dioxide.
OZON = Ozone.
ULVL = Ultraviolet light.
OTHD = All other types of
disinfectant/oxidant.
NODU = No disinfectant/oxidant used.
11. Treatment Information......... Treatment information associated
with the sample point. Please
select all that apply.
CON = Conventional (non-softening,
consisting of at least coagulation/
sedimentation basins and
filtration).
SFN = Softening.
RBF = River bank filtration.
PSD = Pre-sedimentation.
INF = In-line filtration.
DFL = Direct filtration.
SSF = Slow sand filtration.
BIO = Biological filtration
(operated with an intention of
maintaining biological activity
within filter).
UTR = Unfiltered treatment for
surface water source.
GWD = Groundwater system with
disinfection only.
PAC = Application of powder
activated carbon.
GAC = Granular activated carbon
adsorption (not part of filters in
CON, SFN, INF, DFL, or SSF).
AIR = Air stripping (packed towers,
diffused gas contactors).
POB = Pre-oxidation with chlorine
(applied before coagulation for CON
or SFN plants or before filtration
for other filtration plants).
MFL = Membrane filtration.
IEX = Ionic exchange.
DAF = Dissolved air floatation.
CWL = Clear well/finished water
storage without aeration.
CWA = Clear well/finished water
storage with aeration.
ADS = Aeration in distribution
system (localized treatment).
OTH = All other types of treatment.
NTU = No treatment used.
DKN = Do not know.
12. Sample Collection Date........ The date the sample is collected,
reported as 4-digit year, 2-digit
month, and 2-digit day (YYYYMMDD).
13. Sample Identification Code.... An alphanumeric value up to 30
characters assigned by the
laboratory to uniquely identify
containers, or groups of
containers, containing water
samples collected at the same
sampling location for the same
sampling date.
14. Contaminant................... The unregulated contaminant for
which the sample is being analyzed.
15. Analytical Method Code........ The identification code of the
analytical method used.
16. Extraction Batch Laboratory assigned extraction batch
Identification Code. ID. Must be unique for each
extraction batch within the
laboratory for each method. For CCC
samples report the Analysis Batch
Identification Code as the value
for this field. For methods without
an extraction batch, leave this
field null.
[[Page 73154]]
17. Extraction Date............... Date for the start of the extraction
batch (YYYYMMDD). For methods
without an extraction batch, leave
this field null.
18. Analysis Batch Identification Laboratory assigned analysis batch
Code. ID. Must be unique for each
analysis batch within the
laboratory for each method.
19. Analysis Date................. Date for the start of the analysis
batch (YYYYMMDD).
20. Sample Analysis Type.......... The type of sample collected and/or
prepared, as well as the
fortification level. Permitted
values include:
CCCL = MRL level continuing
calibration check; a calibration
standard containing the
contaminant, the internal standard,
and surrogate analyzed to verify
the existing calibration for those
contaminants.
CCCM = Medium level continuing
calibration check; a calibration
standard containing the
contaminant, the internal standard,
and surrogate analyzed to verify
the existing calibration for those
contaminants.
CCCH = High level continuing
calibration check; a calibration
standard containing the
contaminant, the internal standard,
and surrogate analyzed to verify
the existing calibration for those
contaminants.
FS = Field sample; sample collected
and submitted for analysis under
this final rule.
LFB = Laboratory fortified blank; an
aliquot of reagent water fortified
with known quantities of the
contaminants and all preservation
compounds.
LRB = Laboratory reagent blank; an
aliquot of reagent water treated
exactly as a field sample,
including the addition of
preservatives, internal standards,
and surrogates to determine if
interferences are present in the
laboratory, reagents, or other
equipment.
LFSM = Laboratory fortified sample
matrix; a UCMR field sample with a
known amount of the contaminant of
interest and all preservation
compounds added.
LFSMD = Laboratory fortified sample
matrix duplicate; duplicate of the
laboratory fortified sample matrix.
QCS = Quality control sample; a
sample prepared with a source
external to the one used for
initial calibration and CCC. The
QCS is used to check calibration
standard integrity.
FRB = Field reagent blank; an
aliquot of reagent water treated as
a sample including exposure to
sampling conditions to determine if
interferences or contamination are
present from sample collection
through analysis.
21. Analytical Result--Sign....... A value indicating whether the
sample analysis result was:
(<) ``less than'' means the
contaminant was not detected, or
was detected at a level below the
Minimum Reporting Level.
(=) ``equal to'' means the
contaminant was detected at the
level reported in ``Analytical
Result-- Measured Value.''
22. Analytical Result--Measured The actual numeric value of the
Value. analytical results for: Field
samples; laboratory fortified
matrix samples; laboratory
fortified sample matrix duplicates;
and concentration fortified.
23. Additional Value.............. Represents the true value or the
fortified concentration for spiked
samples for QC Sample Analysis
Types (CCCL, CCCM, CCCH, QCS, LFB,
LFSM, and LFSMD).
24. Laboratory Identification Code The code, assigned by EPA, used to
identify each laboratory. The code
begins with the standard two-
character State postal
abbreviation; the remaining five
numbers are unique to each
laboratory in the State.
25. Sample Event Code............. A code assigned by the PWS for each
sample event. This will associate
samples with the PWS monitoring
plan to allow EPA to track
compliance and completeness.
Systems must assign the following
codes:
SE1, SE2, SE3, and SE4--Represent
samples collected to meet UCMR
Assessment Monitoring requirements;
where ``SE1'' and ``SE2'' represent
the first and second sampling
period for all water types; and
``SE3'' and ``SE4'' represent the
third and fourth sampling period
for SW, GU, and MX sources only.
26. Historical Information for A yes or no answer provided by the
Contaminant Detections and PWS for each entry point to the
Treatment. distribution system.
Question: Have you tested for the
contaminant in your drinking water
in the past?
YES = If yes, did you modify your
treatment and if so, what types of
treatment did you implement? Select
all that apply.
PAC = Application of powder
activated carbon.
GAC = Granular activated carbon
adsorption (not part of filters
in CON, SFN, INF, DFL, or SSF).
IEX = Ionic exchange.
NRO = Nanofiltration and reverse
osmosis.
OZN = Ozone.
BAC = Biologically active carbon.
MFL = Membrane filtration.
UVL = Ultraviolet light.
OTH = Other.
NMT = Not modified after testing.
NO = Have never tested for the
contaminant.
DK = Do not know.
27. Potential PFAS Sources........ A yes or no answer provided by the
PWS for each entry point to the
distribution system.
Question: Are you aware of any
potential current and/or historical
sources of PFAS that may have
impacted the drinking water sources
at your water system?
YES = If yes, select all that
apply:
MB = Military base.
FT = Firefighting training
school.
AO = Airport operations.
CW = Car wash or industrial
launderers.
PS = Public safety activities
(e.g., fire and rescue
services).
WM = Waste management.
HW = Hazardous waste collection,
treatment, and disposal.
UW = Underground injection well.
SC = Solid waste collection,
combustors, incinerators.
MF = Manufacturing.
[[Page 73155]]
FP = Food packaging.
TA = Textile and apparel (e.g.,
stain- and water-resistant,
fiber/thread, carpet, house
furnishings, leather).
PP = Paper.
CC = Chemical.
PR = Plastics and rubber
products.
MM = Machinery.
CE = Computer and electronic
products.
FM = Fabricated metal products
(e.g., nonstick cookware).
PC = Petroleum and coal products.
FF = Furniture.
OG = Oil and gas production.
UT = Utilities (e.g., sewage
treatment facilities).
CT = Construction (e.g., wood
floor finishing, electrostatic
painting).
OT = Other.
NO = Not aware of any potential
current and/or historical
sources.
DK = Do not know.
------------------------------------------------------------------------
Subpart E--Special Regulations, Including Monitoring Regulations
and Prohibition on Lead Use
0
3. Amend Sec. 141.40 as follows:
0
a. In paragraph (a) introductory text, remove the text ``December 31,
2015'' and add in its place the text ``February 1, 2021 or subsequent
corrections from the State'';
0
b. Revise paragraphs (a)(2)(ii) introductory text, (a)(2)(ii)(A), and
(a)(3);
0
c. In paragraph (a)(4)(i) introductory text, remove the text ``December
31, 2017'' and add in its place the text ``December 31, 2022'';
0
d. Revise paragraphs (a)(4)(i)(A) through (C), (a)(4)(ii) introductory
text, and the first sentence in paragraph (a)(4)(ii)(A);
0
e. Remove paragraph (a)(4)(iii);
0
f. In paragraph (a)(5)(ii), revise the fifth and sixth sentences;
0
g. Revise paragraph (a)(5)(iii) introductory text;
0
h. Remove and reserve paragraph (a)(5)(iv); and
0
i. Revise paragraphs (a)(5)(v) and (vi) and paragraph (c).
The revisions read as follows:
Sec. 141.40 Monitoring requirements for unregulated contaminants.
(a) * * *
(2) * * *
(ii) Small systems. EPA will provide sample containers, provide
pre-paid air bills for shipping the sampling materials, conduct the
laboratory analysis, and report and review monitoring results for all
small systems selected to conduct monitoring under paragraphs
(a)(2)(ii)(A) through (C) of this section. If you own or operate a PWS
(other than a transient non-community water system) that serves a
retail population of 10,000 or fewer people and you are notified of
monitoring requirements by the State or EPA, you must monitor as
follows:
(A) Assessment Monitoring. You must monitor for the contaminants on
List 1 per table 1 to paragraph (a)(3) if you are notified by your
State or EPA that you are part of the State Monitoring Plan for
Assessment Monitoring.
* * * * *
(3) Analytes to be monitored. Lists 1, 2, and 3 contaminants are
provided in table 1 to paragraph (a)(3):
Table 1 to Paragraph (a)(3)--UCMR Contaminant List
--------------------------------------------------------------------------------------------------------------------------------------------------------
6--Period during which
1--Contaminant 2--CASRN 3--Analytical 4--Minimum reporting 5--Sampling sample collection to be
methods \a\ level \b\ location \c\ completed
--------------------------------------------------------------------------------------------------------------------------------------------------------
List 1: Assessment Monitoring
--------------------------------------------------------------------------------------------------------------------------------------------------------
Per- and Polyfluoroalkyl Substances (PFAS)
--------------------------------------------------------------------------------------------------------------------------------------------------------
11-chloroeicosafluoro-3- 763051-92-9........ EPA 533............ 0.005 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
oxaundecane-1-sulfonic acid
(11Cl-PF3OUdS).
1H, 1H, 2H, 2H-perfluorodecane 39108-34-4......... EPA 533............ 0.005 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
sulfonic acid (8:2 FTS).
1H, 1H, 2H, 2H-perfluorohexane 757124-72-4........ EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
sulfonic acid (4:2 FTS).
1H, 1H, 2H, 2H-perfluorooctane 27619-97-2......... EPA 533............ 0.005 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
sulfonic acid (6:2 FTS).
4,8-dioxa-3H-perfluorononanoic 919005-14-4........ EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
acid (ADONA).
9-chlorohexadecafluoro-3-oxanone- 756426-58-1........ EPA 533............ 0.002 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
1-sulfonic acid (9Cl-PF3ONS).
hexafluoropropylene oxide dimer 13252-13-6......... EPA 533............ 0.005 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
acid (HFPO-DA) (GenX).
nonafluoro[hyphen]3,6[hyphen]dio 151772-58-6........ EPA 533............ 0.02 [micro]g/L.......... EPTDS.............. 1/1/2023-12/31/2025
xaheptanoic acid (NFDHA).
perfluoro 113507-82-7........ EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(2[hyphen]ethoxyethane)
sulfonic acid (PFEESA).
perfluoro[hyphen]3[hyphen]methox 377-73-1........... EPA 533............ 0.004 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
ypropanoic acid (PFMPA).
perfluoro[hyphen]4[hyphen]methox 863090-89-5........ EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
ybutanoic acid (PFMBA).
perfluorobutanesulfonic acid 375-73-5........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFBS).
perfluorobutanoic acid (PFBA)... 375-22-4........... EPA 533............ 0.005 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
[[Page 73156]]
perfluorodecanoic acid (PFDA)... 335-76-2........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluorododecanoic acid (PFDoA) 307-55-1........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluoroheptanesulfonic acid 375-92-8........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFHpS).
perfluoroheptanoic acid (PFHpA). 375-85-9........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluorohexanesulfonic acid 355-46-4........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFHxS).
perfluorohexanoic acid (PFHxA).. 307-24-4........... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluorononanoic acid (PFNA)... 375-95-1........... EPA 533............ 0.004 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluorooctanesulfonic acid 1763-23-1.......... EPA 533............ 0.004 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFOS).
perfluorooctanoic acid (PFOA)... 335-67-1........... EPA 533............ 0.004 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluoropentanesulfonic acid 2706-91-4.......... EPA 533............ 0.004 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFPeS).
perfluoropentanoic acid (PFPeA). 2706-90-3.......... EPA 533............ 0.003 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluoroundecanoic acid (PFUnA) 2058-94-8.......... EPA 533............ 0.002 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
n-ethyl 2991-50-6.......... EPA 537.1.......... 0.005 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluorooctanesulfonamidoaceti
c acid (NEtFOSAA).
n-methyl 2355-31-9.......... EPA 537.1.......... 0.006 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
perfluorooctanesulfonamidoaceti
c acid (NMeFOSAA).
perfluorotetradecanoic acid 376-06-7........... EPA 537.1.......... 0.008 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFTA).
perfluorotridecanoic acid 72629-94-8......... EPA 537.1.......... 0.007 [micro]g/L......... EPTDS.............. 1/1/2023-12/31/2025
(PFTrDA).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Metal/Pharmaceutical
--------------------------------------------------------------------------------------------------------------------------------------------------------
Lithium......................... 7439-93-2.......... EPA 200.7, SM 3120 9 [micro]g/L............. EPTDS.............. 1/1/2023-12/31/2025
B, ASTM D1976-20.
--------------------------------------------------------------------------------------------------------------------------------------------------------
List 2: Screening Survey
--------------------------------------------------------------------------------------------------------------------------------------------------------
Reserved........................ Reserved........... Reserved........... Reserved................. Reserved........... Reserved
--------------------------------------------------------------------------------------------------------------------------------------------------------
List 3: Pre-Screen Testing
--------------------------------------------------------------------------------------------------------------------------------------------------------
Reserved........................ Reserved........... Reserved........... Reserved................. Reserved........... Reserved
--------------------------------------------------------------------------------------------------------------------------------------------------------
Column headings are:
1--Contaminant: The name of the contaminant to be analyzed.
2--CASRN (Chemical Abstracts Service Registry Number) or Identification Number: A unique number identifying the chemical contaminants.
3--Analytical Methods: Method numbers identifying the methods that must be used to test the contaminants.
4--Minimum Reporting Level (MRL): The value and unit of measure at or above which the concentration of the contaminant must be measured using the
approved analytical methods. If EPA determines, after the first six months of monitoring that the specified MRLs result in excessive resampling, EPA
will establish alternate MRLs and will notify affected PWSs and laboratories of the new MRLs. N/A is defined as non-applicable.
5--Sampling Location: The locations within a PWS at which samples must be collected.
6--Period During Which Sample Collection to be Completed: The time period during which the sampling and testing will occur for the indicated
contaminant.
\a\ The analytical procedures shall be performed in accordance with the documents associated with each method, see paragraph (c) of this section.
\b\ The MRL is the minimum concentration of each analyte that must be reported to EPA.
\c\ Sampling must occur at your PWS's entry points to the distribution system (EPTDSs), after treatment is applied, that represent each non-emergency
water source in routine use over the 12-month period of monitoring. Systems that purchase water with multiple connections from the same wholesaler may
select one representative connection from that wholesaler. The representative EPTDS must be a location within the purchaser's water system. This EPTDS
sampling location must be representative of the highest annual volume connections. If the connection selected as the representative EPTDS is not
available for sampling, an alternate highest volume representative connection must be sampled. See 40 CFR 141.35(c)(3) for an explanation of the
requirements related to the use of representative GW EPTDSs.
(4) * * *
(i) * * *
(A) Sample collection period. You must collect the samples in one
continuous 12-month period for List 1 Assessment Monitoring, and, if
applicable, for List 2 Screening Survey, or List 3 Pre-Screen Testing,
during the timeframe indicated in column 6 of table 1 to paragraph
(a)(3) of this section. EPA or your State will specify the month(s) and
year(s) in which your monitoring must occur. As specified in 40 CFR
141.35(c)(5), you must contact EPA if you believe you cannot collect
samples according to your schedule.
(B) Frequency. You must collect the samples within the timeframe
and according to the frequency specified by contaminant type and water
source type for each sampling location, as specified in table 2 to this
paragraph (a)(4)(i)(B). For the second or subsequent round of sampling,
if a sample location is non-operational for more than one month before
and one month after the scheduled sampling month (i.e., it is not
possible for you to sample within the window specified in table 2), you
must notify EPA as specified in 40 CFR 141.35(c)(5) to reschedule your
sampling.
Table 2 to Paragraph (a)(4)(i)(B)--Monitoring Frequency by Contaminant and Water Source Types
----------------------------------------------------------------------------------------------------------------
Contaminant type Water source type Timeframe Frequency \1\
----------------------------------------------------------------------------------------------------------------
List 1 Contaminants............. Surface water, Mixed, 12 months................ You must monitor for four
or GWUDI. consecutive quarters.
Sample events must occur
three months apart.
(Example: If first
monitoring is in January,
the second monitoring must
occur any time in April,
the third any time in
July, and the fourth any
time in October).
Ground water.......... 12 months................ You must monitor twice in a
consecutive 12-month
period. Sample events must
occur 5-7 months apart.
(Example: If the first
monitoring event is in
April, the second
monitoring event must
occur any time in
September, October, or
November.)
----------------------------------------------------------------------------------------------------------------
\1\ Systems must assign a sample event code for each contaminant listed in Table 1. Sample event codes must be
assigned by the PWS for each sample event. For more information on sample event codes see 40 CFR 141.35(e)
Table 1.
[[Page 73157]]
(C) Location. You must collect samples for each List 1 Assessment
Monitoring contaminant, and, if applicable, for each List 2 Screening
Survey, or List 3 Pre-Screen Testing contaminant, as specified in table
1 to paragraph (a)(3) of this section. Samples must be collected at
each sample point that is specified in column 5 and footnote c of table
1 to paragraph (a)(3) of this section. If you are a GW system with
multiple EPTDSs, and you request and receive approval from EPA or the
State for sampling at representative EPTDS(s), as specified in 40 CFR
141.35(c)(3), you must collect your samples from the approved
representative sampling location(s).
* * * * *
(ii) Small systems. If you serve a population of 10,000 or fewer
people and are notified that you are part of the State Monitoring Plan,
you must comply with the requirements specified in paragraphs
(a)(4)(ii)(A) through (H) of this section. If EPA or the State informs
you that they will be collecting your UCMR samples, you must assist
them in identifying the appropriate sampling locations and in
collecting the samples.
(A) Sample collection and frequency. You must collect samples at
the times specified for you by the State or EPA. Your schedule must
follow both the timing of monitoring specified in table 1 to paragraph
(a)(3) of this section, List 1, and, if applicable, List 2, or List 3,
and the frequency of monitoring in table 2 to paragraph (a)(4)(i)(B) of
this section.
* * * * *
(5) * * *
(ii) * * * To participate in the UCMR Laboratory Approval Program,
the laboratory must register and complete the necessary application
materials by August 1, 2022. Correspondence must be addressed to: UCMR
Laboratory Approval Coordinator, USEPA, Technical Support Center, 26
West Martin Luther King Drive, (MS 140), Cincinnati, Ohio 45268; or
emailed to EPA at: [email protected].
(iii) Minimum Reporting Level. The MRL is defined by EPA as the
quantitation limit achievable, with 95 percent confidence, by 75
percent of laboratories nationwide, assuming the use of good
instrumentation and experienced analysts.
* * * * *
(v) Method defined quality control. You must ensure that your
laboratory analyzes Laboratory Fortified Blanks and conducts Laboratory
Performance Checks, as appropriate to the method's requirements, for
those methods listed in column 3 in table 1 to paragraph (a)(3) of this
section. Each method specifies acceptance criteria for these QC checks.
(vi) Reporting. You must require your laboratory, on your behalf,
to post and approve these data in EPA's electronic data reporting
system, accessible at https://www.epa.gov/dwucmr, for your review
within 90 days from the sample collection date. You then have 30 days
from when the laboratory posts and approves your data to review,
approve, and submit the data to the State and EPA, via the agency's
electronic data reporting system. If you do not electronically approve
and submit the laboratory data to EPA within 30 days of the laboratory
posting approved data, the data will be considered approved by you and
available for State and EPA review.
* * * * *
(c) Incorporation by reference. The standards required in this
section are incorporated by reference into this section with the
approval of the Director of the Federal Register under 5 U.S.C. 552(a)
and 1 CFR part 51. All approved material is available for inspection at
U.S. Environmental Protection Agency, Water Docket, EPA/DC, EPA West,
Room 3334, 1301 Constitution Ave. NW, Washington, DC 20004, (202) 566-
1744, email [email protected], or go to https://www.epa.gov/dockets/epa-docket-center-reading-room, and is available
from the sources indicated elsewhere in this paragraph. The material is
also available for inspection at the National Archives and Records
Administration (NARA). For information on the availability of this
material at NARA, email [email protected], or go to
www.archives.gov/federal-register/cfr/ibr-locations.html.
(1) U.S. Environmental Protection Agency, EPA West, Room 3334, 1301
Constitution Ave. NW, Washington, DC 20004; telephone: (202) 566-1744.
(i) Method 200.7, ``Determination of Metals and Trace Elements in
Water and Wastes by Inductively Coupled Plasma-Atomic Emission
Spectrometry,'' Revision 4.4, EMMC Version, 1994. Available at https://www.epa.gov/esam/method-2007-determination-metals-and-trace-elements-water-and-wastes-inductively-coupled-plasma.
(ii) Method 537.1, ``Determination of Selected Per- and
Polyfluorinated Alkyl Substances in Drinking Water by Solid Phase
Extraction and Liquid Chromatography/Tandem Mass Spectrometry,''
Version 2.0, 2020. Available at https://www.epa.gov/water-research/epa-drinking-water-research-methods.
(iii) Method 533, ``Determination of Per- and Polyfluoroalkyl
Substances in Drinking Water by Isotope Dilution Anion Exchange Solid
Phase Extraction and Liquid Chromatography/Tandem Mass Spectrometry,''
November 2019, EPA 815-B-19-020. Available at https://www.epa.gov/dwanalyticalmethods.
(2) American Public Health Association, 800 I Street NW,
Washington, DC 20001-3710; telephone: (202) 777-2742; email:
[email protected]; www.apha.org.
(i) ``Standard Methods for the Examination of Water & Wastewater,''
23rd edition (2017).
(A) SM 3120 B, ``Metals by Plasma Emission Spectroscopy (2017):
Inductively Coupled Plasma (ICP) Method.''
(B) [Reserved]
(ii) ``Standard Methods Online,'' approved 1999; https://www.standardmethods.org.
(A) SM 3120 B, ``Metals by Plasma Emission Spectroscopy:
Inductively Coupled Plasma (ICP) Method,'' revised December 14, 2020.
(B) [Reserved]
(3) ASTM International, 100 Barr Harbor Drive, West Conshohocken,
PA 19428-2959; telephone: (610) 832-9500; email: [email protected];
www.astm.org.
(i) ASTM D1976-20, ``Standard Test Method for Elements in Water by
Inductively-Coupled Plasma Atomic Emission Spectroscopy,'' approved May
1, 2020.
(ii) [Reserved]
[FR Doc. 2021-27858 Filed 12-23-21; 8:45 am]
BILLING CODE 6560-50-P