Airworthiness Directives; Transport and Commuter Category Airplanes, 69984-69987 [2021-26777]
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69984
Federal Register / Vol. 86, No. 234 / Thursday, December 9, 2021 / Rules and Regulations
Renewed Amendment Number 1 on
February 22, 2022.
SAR Submitted by: Transnuclear, Inc.,
now TN Americas LLC.
Renewal SAR Submitted by: TN
Americas LLC.
SAR Title: Final Safety Analysis
Report for the TN–68 Dry Storage Cask.
Docket Number: 72–1027.
Certificate Expiration Date: May 28,
2020.
Renewed Certificate Expiration Date:
May 28, 2060.
Model Number: TN–68.
*
*
*
*
*
Dated: November 29, 2021.
For the Nuclear Regulatory Commission.
Daniel H. Dorman,
Executive Director for Operations.
Examining the AD Docket
[FR Doc. 2021–26628 Filed 12–8–21; 8:45 am]
BILLING CODE 7590–01–P
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2021–0953; Project
Identifier AD–2021–01169–T; Amendment
39–21810; AD 2021–23–12]
RIN 2120–AA64
Airworthiness Directives; Transport
and Commuter Category Airplanes
Federal Aviation
Administration (FAA), DOT.
ACTION: Final rule; request for
comments.
AGENCY:
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You may examine the AD docket at
https://www.regulations.gov by
searching for and locating Docket No.
FAA–2021–0953; or in person at Docket
Operations between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays. The AD docket contains this
final rule, any comments received, and
other information. The street address for
the Docket Operations is listed above.
FOR FURTHER INFORMATION CONTACT:
Brett Portwood, Continued Operational
Safety Technical Advisor, COS Program
Management Section, Operational
Safety Branch, FAA, 3960 Paramount
Boulevard, Lakewood, CA 90712–4137;
phone: 817–222–5390; email:
operationalsafety@faa.gov.
SUPPLEMENTARY INFORMATION:
Background
The FAA is adopting a new
airworthiness directive (AD) for all
transport and commuter category
airplanes equipped with a radio (also
known as radar) altimeter. This AD was
prompted by a determination that radio
altimeters cannot be relied upon to
perform their intended function if they
experience interference from wireless
broadband operations in the 3.7–3.98
GHz frequency band (5G C-Band). This
AD requires revising the limitations
section of the existing airplane/aircraft
flight manual (AFM) to incorporate
limitations prohibiting certain
operations requiring radio altimeter data
when in the presence of 5G C-Band
interference as identified by Notices to
Air Missions (NOTAMs). The FAA is
issuing this AD to address the unsafe
condition on these products.
DATES: This AD is effective December 9,
2021.
The FAA must receive comments on
this AD by January 24, 2022.
ADDRESSES: You may send comments,
using the procedures found in 14 CFR
SUMMARY:
11.43 and 11.45, by any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: U.S. Department of
Transportation, Docket Operations, M–
30, West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590.
• Hand Delivery: Deliver to Mail
address above between 9 a.m. and 5
p.m., Monday through Friday, except
Federal holidays.
In March 2020, the United States
Federal Communications Commission
(FCC) adopted final rules authorizing
flexible use of the 3.7–3.98 GHz band
for next generation services, including
5G and other advanced spectrum-based
services.1 Pursuant to these rules, CBand wireless broadband deployment is
permitted to occur in phases with the
opportunity for operations in the lower
100 megahertz of the band (3.7–3.8 GHz)
in 46 markets beginning as soon as
December 5, 2021; however, the FAA
does not expect actual deployment to
commence until January 5, 2022. This
AD refers to ‘‘5G C-Band’’ interference,
but wireless broadband technologies,
other than 5G, may use the same
frequency band.2 These other uses of the
same frequency band are within the
scope of this AD since they would
introduce the same risk of radio
altimeter interference as 5G C-Band.
1 The FCC’s rules did not make C-Band wireless
broadband available in Alaska, Hawaii, and the U.S.
Territories.
2 The regulatory text of the AD uses the term ‘‘5G
C-Band’’ which, for purposes of this AD, has the
same meaning as ‘‘5G’’, ‘‘C-Band’’ and ‘‘3.7–3.98
GHz’’
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In April 2020, RTCA formed a 5G
Task Force, including members from
RTCA, the FAA, aircraft and radio
altimeter manufacturers, European
Organisation for Civil Aviation
Equipment (EUROCAE), industry
organizations, and operators, to perform
‘‘a quantitative evaluation of radar
altimeter performance regarding RF
interference from expected 5G
emissions in the 3.7–3.98 GHz band, as
well as a detailed assessment of the risk
of such interference occurring and
impacting aviation safety.’’ 3 Based on
the work of the task force, RTCA
published a report which concludes that
there is ‘‘a major risk that 5G
telecommunications systems in the 3.7–
3.98 GHz band will cause harmful
interference to radar altimeters on all
types of civil aircraft—including
commercial transport airplanes;
business, regional, and general aviation
airplanes; and both transport and
general aviation helicopters.’’ 4
The report further concludes that the
likelihood and severity of radio
frequency interference increases for
operations at lower altitudes. That
interference could cause the radio
altimeter to either become inoperable or
present misleading information, and/or
also affect associated systems on civil
aircraft. The RTCA report refers to FCC
Report and Order (R&O) FCC 20–22,5
which identifies radio frequencies and
power level conditions for the new CBand services. The RTCA report
identified the possibility of interference
from both wireless emitters (on base
stations, for example) as well as onboard
user handsets. The RTCA report and
conclusions remain under review,
including by federal spectrum
regulators. The FAA risk assessment
included consideration of the RTCA
report, public comments to the RTCA
report, and analyses from radio
altimeter manufacturers and aircraft
manufacturers in support of the safety
risk determination. The analyses FAA
considered were consistent with RTCA’s
conclusions pertaining to radio
altimeter interference from C-Band
3 RTCA Paper No. 274–20/PMC–2073,
Assessment of C-Band Mobile Telecommunications
Interference Impact on Low Range Radar Altimeter
Options, dated October 7, 2020 (RTCA Paper No.
274–20/PMC–2073), page i. This document is
available in Docket No. FAA–2021–0953, and at
https://www.rtca.org/wp-content/uploads/2020/10/
SC-239-5G-Interference-Assessment-Report_274-20PMC-2073_accepted_changes.pdf.
4 RTCA Paper No. 274–20/PMC–2073, page i.
5 FCC Report and Order (R&O) FCC 20–22 in the
Matter of Expanding Flexible Use of the 3.7–4.2
GHz Band, adopted February 28, 2020, and released
March 3, 2020. This document is available in
Docket No. FAA–2021–0953, and at https://
www.fcc.gov/document/fcc-expands-flexible-use-cband-5g-0.
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Federal Register / Vol. 86, No. 234 / Thursday, December 9, 2021 / Rules and Regulations
emissions. The FAA determined that, at
this time, no information has been
presented that shows radio altimeters
are not susceptible to interference
caused by C-Band emissions permitted
in the United States.
Additionally, the deployment of CBand wireless broadband networks is
occurring globally. In certain countries,
deployment has already occurred in CBand frequencies. In some countries,
temporary technical, regulatory, and
operational mitigations on C-Band
systems have been implemented while
aviation authorities complete their
safety assessments. Under the FCC rules
adopted in 2020, base stations in rural
areas of the United States are permitted
to emit at higher levels in comparison
to other countries which may affect
radio altimeter equipment accuracy and
reliability.
The radio altimeter is an important
aircraft instrument, and its intended
function is to provide direct heightabove-terrain/water information to a
variety of aircraft systems. Commercial
aviation radio altimeters operate in the
4.2–4.4 GHz band, which is separated
by 220 megahertz from the C-Band
telecommunication systems in the 3.7–
3.98 GHz band. The radio altimeter is
more precise than a barometric altimeter
and for that reason is used where
aircraft height over the ground needs to
be precisely measured, such as autoland
or other low altitude operations. The
receiver on the radio altimeter is
typically highly accurate, however it
may deliver erroneous results in the
presence of out-of-band radiofrequency
emissions from other frequency bands.
The radio altimeter must detect faint
signals reflected off the ground to
measure altitude, in a manner similar to
radar. Out-of-band signals could
significantly degrade radio altimeter
functions during critical phases of
flight, if the altimeter is unable to
sufficiently reject those signals.
Many operators need to be able to
land in low visibility conditions. These
operators employ specially certified
equipment and flightcrew training in
order to be able to fly closer to the
ground during approach in instrument
conditions, in some cases all the way
through the landing phase, without
visual reference to the runway
environment. These operations can only
be conducted with reference to actual
height above the ground, as measured
by a radio altimeter.
Additionally, automatic and/or
manual flight guidance systems on
airplanes facilitate low visibility
operations and rely on accurate radio
altimeter inputs. These inputs
determine when and where the aircraft
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flares for landing, when power
reductions are made for landing, and
when automated crosswind controls and
other control inputs are made.
Anomalous (missing or erroneous) radio
altimeter inputs to these systems may
cause the aircraft to be maneuvered in
an unexpected or hazardous manner
during the final stages of approach and
landing, and may not be detectable by
the pilot in time to maintain continued
safe flight and landing. Inaccurate radio
altimeter data can result in pilots not
trusting their instruments, eroding the
foundation on which all instrument
flight training is built.
Although the FAA has determined the
operations immediately at risk are those
requiring a radio altimeter to land in
low visibility conditions, a wide range
of other automated safety systems rely
on radio altimeter data. Harmful
interference to the radio altimeter could
cause these systems to operate in an
unexpected way. The FAA continues to
work with inter-agency and industry
stakeholders to collect data on potential
effects to these systems to determine
whether additional mitigations are
necessary. The FAA determined,
however, that mandatory action is not
immediately required for these systems.
The FAA plans to use data provided
by telecommunications providers to
determine which airports within the
United States have or will have C-Band
base stations or other devices that could
potentially impact airplane systems.
NOTAMs will be issued, as necessary,
to state the specific airports where the
data from a radio altimeter may be
unreliable due to the presence of 5G CBand wireless broadband signals.6 For
this reason, this AD requires flight
manual limitations that prohibit certain
operations requiring radio altimeter data
at locations that will be identified by
NOTAMs. Due to the dynamic nature of
both the base station activation and the
ongoing process of identifying the
resulting affected airspace, including
potential consideration for variability in
C-Band deployment conditions such as
radiated power levels and locations, the
FAA has determined that NOTAMs are
the best means to communicate changes
in restrictions at affected airports.
Finally, the FAA notes that in
accordance with paragraph (h) of this
AD, any person may propose and
request FAA approval of an alternative
method of compliance (AMOC). The
proposed AMOC must include specific
conditions that would address the
unsafe condition (e.g., by providing
6 The FAA’s process for issuing NOTAMs is
described in FAA Order 7930.2S, Notices to Air
Missions (NOTAM), December 2, 2021.
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69985
information substantiating that certain
aircraft or altimeter models are not
susceptible to C-Band radiofrequency
interference).
FAA’s Determination
The FAA is issuing this AD because
the agency has determined the unsafe
condition as described previously is
likely to exist or develop in transport
and commuter category airplanes with a
radio altimeter as part of their type
design.
AD Requirements
This AD requires revising the
limitations section of the existing AFM
to incorporate limitations prohibiting
certain operations requiring radio
altimeter data when in the presence of
5G C-Band wireless broadband signals
as identified by NOTAM. These
limitations could prevent dispatch of
flights to certain locations with low
visibility, and could also result in flight
diversions.
Compliance With AFM Revisions
Section 91.9 prohibits any person
from operating a civil aircraft without
complying with the operating
limitations specified in the AFM. FAA
regulations also require operators to
furnish pilots with any changes to the
AFM (14 CFR 121.137) and pilots in
command to be familiar with the AFM
(14 CFR 91.505).
Interim Action
The FAA considers this AD to be an
interim action. If final action is later
identified, the FAA might consider
further rulemaking.
Justification for Immediate Adoption
and Determination of the Effective Date
Section 553(b)(3)(B) of the
Administrative Procedure Act (APA) (5
U.S.C. 551 et seq.) authorizes agencies
to dispense with notice and comment
procedures for rules when the agency,
for ‘‘good cause,’’ finds that those
procedures are ‘‘impracticable,
unnecessary, or contrary to the public
interest.’’ Under this section, an agency,
upon finding good cause, may issue a
final rule without providing notice and
seeking comment prior to issuance.
Further, section 553(d) of the APA
authorizes agencies to make rules
effective in less than thirty days, upon
a finding of good cause.
An unsafe condition exists that
requires the immediate adoption of this
AD without providing an opportunity
for public comments prior to adoption.
The FAA has found that the risk to the
flying public justifies forgoing notice
and comment prior to adoption of this
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Federal Register / Vol. 86, No. 234 / Thursday, December 9, 2021 / Rules and Regulations
rule because radio altimeter anomalies
that are undetected by the aircraft
automation or pilot, particularly close to
the ground (e.g., landing flare), could
lead to loss of continued safe flight and
landing. The urgency is based on CBand wireless broadband deployment,
which is expected to occur in phases
with operations beginning as soon as
January 5, 2022. Accordingly, notice
and opportunity for prior public
comment are impracticable and contrary
to the public interest pursuant to 5
U.S.C. 553(b)(3)(B).
In addition, the FAA finds that good
cause exists pursuant to 5 U.S.C. 553(d)
for making this amendment effective in
less than 30 days, for the same reasons
the FAA found good cause to forgo
notice and comment.
Comments Invited
The FAA invites you to send any
written data, views, or arguments about
this final rule. Send your comments to
an address listed under ADDRESSES.
Include ‘‘Docket No. FAA–2021–0953
and Project Identifier AD–2021–01169–
T’’ at the beginning of your comments.
The most helpful comments reference a
specific portion of the final rule, explain
the reason for any recommended
change, and include supporting data.
The FAA will consider all comments
received by the closing date and may
amend this final rule because of those
comments.
Except for Confidential Business
Information (CBI) as described in the
following paragraph, and other
information as described in 14 CFR
11.35, the FAA will post all comments
received, without change, to https://
www.regulations.gov, including any
personal information you provide. The
agency will also post a report
summarizing each substantive verbal
contact received about this final rule.
Continued Operational Safety Technical
Advisor, COS Program Management
Section, Operational Safety Branch,
FAA, 3960 Paramount Boulevard,
Lakewood, CA 90712–4137; phone:
817–222–5390; email:
operationalsafety@faa.gov. Any
commentary that the FAA receives that
is not specifically designated as CBI will
be placed in the public docket for this
rulemaking.
Confidential Business Information
CBI is commercial or financial
information that is both customarily and
actually treated as private by its owner.
Under the Freedom of Information Act
(FOIA) (5 U.S.C. 552), CBI is exempt
from public disclosure. If your
comments responsive to this AD contain
commercial or financial information
that is customarily treated as private,
that you actually treat as private, and
that is relevant or responsive to this AD,
it is important that you clearly designate
the submitted comments as CBI. Please
mark each page of your submission
containing CBI as ‘‘PROPIN.’’ The FAA
will treat such marked submissions as
confidential under the FOIA, and they
will not be placed in the public docket
of this AD. Submissions containing CBI
should be sent to Brett Portwood,
The requirements of the Regulatory
Flexibility Act (RFA) do not apply when
an agency finds good cause pursuant to
5 U.S.C. 553 to adopt a rule without
prior notice and comment. Because the
FAA has determined that it has good
cause to adopt this rule without notice
and comment, RFA analysis is not
required.
Regulatory Flexibility Act
Impact on Intrastate Aviation in Alaska
For the reasons discussed above, this
AD will not affect intrastate aviation in
Alaska.
Costs of Compliance
The FAA estimates that this AD
affects 6,834 airplanes of U.S. registry.
The FAA estimates the following costs
to comply with this AD:
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ESTIMATED COSTS
Action
Labor cost
AFM revision ...................................................
1 work-hour × $85 per hour = $85 .................
As previously discussed, there may be
other impacts to aviation; however there
remains uncertainty as to cost due to
various factors such as which airports
within the United States have, or will
have, base stations or other devices that
could interfere with aircraft radio
altimeters.
regulations for practices, methods, and
procedures the Administrator finds
necessary for safety in air commerce.
This regulation is within the scope of
that authority because it addresses an
unsafe condition that is likely to exist or
develop on products identified in this
rulemaking action.
Authority for This Rulemaking
Regulatory Findings
Title 49 of the United States Code
specifies the FAA’s authority to issue
rules on aviation safety. Subtitle I,
section 106, describes the authority of
the FAA Administrator. Subtitle VII:
Aviation Programs describes in more
detail the scope of the Agency’s
authority.
The FAA is issuing this rulemaking
under the authority described in
Subtitle VII, Part A, Subpart III, Section
44701: General requirements. Under
that section, Congress charges the FAA
with promoting safe flight of civil
aircraft in air commerce by prescribing
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Cost per
product
Parts cost
$0
Cost on U.S.
operators
$85
$580,890
The Amendment
Accordingly, under the authority
delegated to me by the Administrator,
the FAA amends 14 CFR part 39 as
follows:
PART 39—AIRWORTHINESS
DIRECTIVES
1. The authority citation for part 39
continues to read as follows:
■
This AD will not have federalism
implications under Executive Order
13132. This AD will not have a
substantial direct effect on the States, on
the relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.
Authority: 49 U.S.C. 106(g), 40113, 44701.
§ 39.13
[Amended]
2. The FAA amends § 39.13 by adding
the following new airworthiness
directive:
■
List of Subjects in 14 CFR Part 39
2021–23–12 Transport and Commuter
Category Airplanes: Amendment 39–
21810; Docket No. FAA–2021–0953;
Project Identifier AD–2021–01169–T.
Air transportation, Aircraft, Aviation
safety, Incorporation by reference,
Safety.
(a) Effective Date
This airworthiness directive (AD) is
effective December 9, 2021.
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Federal Register / Vol. 86, No. 234 / Thursday, December 9, 2021 / Rules and Regulations
(b) Affected ADs
None.
(c) Applicability
This AD applies to all transport and
commuter category airplanes equipped with
a radio (also known as radar) altimeter. These
radio altimeters are installed on various
transport and commuter category airplanes
including, but not limited to, the airplanes
for which the design approval holder is
identified in paragraphs (c)(1) through (19) of
this AD.
(1) The Boeing Company
(2) Airbus SAS
(3) Bombardier Inc.
(4) Embraer S.A.
(5) Gulfstream Aerospace Corporation
(6) Gulfstream Aerospace LP
(7) Textron Aviation Inc.
(8) Pilatus Aircraft Limited
(9) Fokker Services B.V.
(10) Saab AB, Support and Services
(11) DeHavilland Aircraft of Canada Limited
(12) Airbus Canada Limited Partnership
(13) ATR–GIE Avions de Transport Re´gional
(14) Yabora˜ Indu´stria Aerona´utica S.A.
(15) MHI RJ Aviation ULC
(16) BAE Systems (Operations) Limited
(17) Lockheed Martin Corporation/Lockheed
Martin Aeronautics Company
(18) Viking Air Limited
(19) Dassault Aviation
(d) Subject
Air Transport Association (ATA) of
America Code 31, Indicating/Recording
System; 34, Navigation.
(e) Unsafe Condition
This AD was prompted by a determination
that radio altimeters cannot be relied upon to
perform their intended function if they
69987
experience interference from wireless
broadband operations in the 3.7–3.98 GHz
frequency band (5G C-Band). The FAA is
issuing this AD because radio altimeter
anomalies that are undetected by the
automation or pilot, particularly close to the
ground (e.g., landing flare), could lead to loss
of continued safe flight and landing.
(f) Compliance
Comply with this AD within the
compliance times specified, unless already
done.
(g) Airplane/Aircraft Flight Manual (AFM)
Revision
On or before January 4, 2022: Revise the
Limitations Section of the existing AFM by
incorporating the limitations specified in
figure 1 to paragraph (g) of this AD. This may
be done by inserting a copy of this AD into
the existing AFM.
Figure 1 to paragraph (g) -AFM Revision
(Required by AD 2021-23-12)
Radio Altimeter Flight Restrictions
When operating in U.S. airspace, the following operations requiring radio altimeter are
prohibited in the presence of 5G C-Band wireless broadband interference as identified
by NOTAM (NOTAMs will be issued to state the specific airports where the radio
altimeter is unreliable due to the presence of 5G C-Band wireless broadband
interference):
• Instrument Landing System (ILS) Instrument Approach Procedures (IAP) SA
CAT I, SA CAT II, CAT II, and CAT III
• Required Navigation Performance (RNP) Procedures with Authorization
Required (AR), RNP AR IAP
• Automatic Landing operations
• Manual Flight Control Guidance System operations to landing/head-up display
(HUD) to touchdown operation
• Use of Enhanced Flight Vision System (EFVS) to touchdown under 14 CFR
91.176(a)
(i) Related Information
(1) The Manager, Operational Safety
Branch, FAA, has the authority to approve
AMOCs for this AD, if requested using the
procedures found in 14 CFR 39.19. In
accordance with 14 CFR 39.19, send your
request to your principal inspector or
responsible Flight Standards Office, as
appropriate. If sending information directly
to the manager of the Operational Safety
Branch, send it to the attention of the person
identified in paragraph (i) of this AD.
Information may be emailed to: AMOC@
faa.gov.
(2) Before using any approved AMOC,
notify your appropriate principal inspector,
or lacking a principal inspector, the manager
of the responsible Flight Standards Office.
DEPARTMENT OF TRANSPORTATION
For more information about this AD,
contact Brett Portwood, Continued
Operational Safety Technical Advisor, COS
Program Management Section, Operational
Safety Branch, FAA, 3960 Paramount
Boulevard, Lakewood, CA 90712–4137;
phone: 817–222–5390; email:
operationalsafety@faa.gov.
(j) Material Incorporated by Reference
None.
Issued on December 7, 2021.
Gaetano A. Sciortino,
Deputy Director for Strategic Initiatives,
Compliance & Airworthiness Division,
Aircraft Certification Service.
[FR Doc. 2021–26777 Filed 12–7–21; 2:00 pm]
BILLING CODE 4910–13–P
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Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA–2021–0879; Project
Identifier MCAI–2020–01494–E; Amendment
39–21773; AD 2021–21–13]
RIN 2120–AA64
Airworthiness Directives; Rolls-Royce
Deutschland Ltd & Co KG (Type
Certificate Previously Held by RollsRoyce plc) Turbofan Engines
Republication
Editorial Note: Rule document 2021–25005
was originally published on pages 64066
through 64068 in the issue of Wednesday,
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(h) Alternative Methods of Compliance
(AMOCs)
Agencies
[Federal Register Volume 86, Number 234 (Thursday, December 9, 2021)]
[Rules and Regulations]
[Pages 69984-69987]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-26777]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Aviation Administration
14 CFR Part 39
[Docket No. FAA-2021-0953; Project Identifier AD-2021-01169-T;
Amendment 39-21810; AD 2021-23-12]
RIN 2120-AA64
Airworthiness Directives; Transport and Commuter Category
Airplanes
AGENCY: Federal Aviation Administration (FAA), DOT.
ACTION: Final rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: The FAA is adopting a new airworthiness directive (AD) for all
transport and commuter category airplanes equipped with a radio (also
known as radar) altimeter. This AD was prompted by a determination that
radio altimeters cannot be relied upon to perform their intended
function if they experience interference from wireless broadband
operations in the 3.7-3.98 GHz frequency band (5G C-Band). This AD
requires revising the limitations section of the existing airplane/
aircraft flight manual (AFM) to incorporate limitations prohibiting
certain operations requiring radio altimeter data when in the presence
of 5G C-Band interference as identified by Notices to Air Missions
(NOTAMs). The FAA is issuing this AD to address the unsafe condition on
these products.
DATES: This AD is effective December 9, 2021.
The FAA must receive comments on this AD by January 24, 2022.
ADDRESSES: You may send comments, using the procedures found in 14 CFR
11.43 and 11.45, by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the instructions for submitting comments.
Fax: 202-493-2251.
Mail: U.S. Department of Transportation, Docket
Operations, M-30, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE, Washington, DC 20590.
Hand Delivery: Deliver to Mail address above between 9
a.m. and 5 p.m., Monday through Friday, except Federal holidays.
Examining the AD Docket
You may examine the AD docket at https://www.regulations.gov by
searching for and locating Docket No. FAA-2021-0953; or in person at
Docket Operations between 9 a.m. and 5 p.m., Monday through Friday,
except Federal holidays. The AD docket contains this final rule, any
comments received, and other information. The street address for the
Docket Operations is listed above.
FOR FURTHER INFORMATION CONTACT: Brett Portwood, Continued Operational
Safety Technical Advisor, COS Program Management Section, Operational
Safety Branch, FAA, 3960 Paramount Boulevard, Lakewood, CA 90712-4137;
phone: 817-222-5390; email: [email protected].
SUPPLEMENTARY INFORMATION:
Background
In March 2020, the United States Federal Communications Commission
(FCC) adopted final rules authorizing flexible use of the 3.7-3.98 GHz
band for next generation services, including 5G and other advanced
spectrum-based services.\1\ Pursuant to these rules, C-Band wireless
broadband deployment is permitted to occur in phases with the
opportunity for operations in the lower 100 megahertz of the band (3.7-
3.8 GHz) in 46 markets beginning as soon as December 5, 2021; however,
the FAA does not expect actual deployment to commence until January 5,
2022. This AD refers to ``5G C-Band'' interference, but wireless
broadband technologies, other than 5G, may use the same frequency
band.\2\ These other uses of the same frequency band are within the
scope of this AD since they would introduce the same risk of radio
altimeter interference as 5G C-Band.
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\1\ The FCC's rules did not make C-Band wireless broadband
available in Alaska, Hawaii, and the U.S. Territories.
\2\ The regulatory text of the AD uses the term ``5G C-Band''
which, for purposes of this AD, has the same meaning as ``5G'', ``C-
Band'' and ``3.7-3.98 GHz''
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In April 2020, RTCA formed a 5G Task Force, including members from
RTCA, the FAA, aircraft and radio altimeter manufacturers, European
Organisation for Civil Aviation Equipment (EUROCAE), industry
organizations, and operators, to perform ``a quantitative evaluation of
radar altimeter performance regarding RF interference from expected 5G
emissions in the 3.7-3.98 GHz band, as well as a detailed assessment of
the risk of such interference occurring and impacting aviation
safety.'' \3\ Based on the work of the task force, RTCA published a
report which concludes that there is ``a major risk that 5G
telecommunications systems in the 3.7-3.98 GHz band will cause harmful
interference to radar altimeters on all types of civil aircraft--
including commercial transport airplanes; business, regional, and
general aviation airplanes; and both transport and general aviation
helicopters.'' \4\
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\3\ RTCA Paper No. 274-20/PMC-2073, Assessment of C-Band Mobile
Telecommunications Interference Impact on Low Range Radar Altimeter
Options, dated October 7, 2020 (RTCA Paper No. 274-20/PMC-2073),
page i. This document is available in Docket No. FAA-2021-0953, and
at https://www.rtca.org/wp-content/uploads/2020/10/SC-239-5G-Interference-Assessment-Report_274-20-PMC-2073_accepted_changes.pdf.
\4\ RTCA Paper No. 274-20/PMC-2073, page i.
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The report further concludes that the likelihood and severity of
radio frequency interference increases for operations at lower
altitudes. That interference could cause the radio altimeter to either
become inoperable or present misleading information, and/or also affect
associated systems on civil aircraft. The RTCA report refers to FCC
Report and Order (R&O) FCC 20-22,\5\ which identifies radio frequencies
and power level conditions for the new C-Band services. The RTCA report
identified the possibility of interference from both wireless emitters
(on base stations, for example) as well as onboard user handsets. The
RTCA report and conclusions remain under review, including by federal
spectrum regulators. The FAA risk assessment included consideration of
the RTCA report, public comments to the RTCA report, and analyses from
radio altimeter manufacturers and aircraft manufacturers in support of
the safety risk determination. The analyses FAA considered were
consistent with RTCA's conclusions pertaining to radio altimeter
interference from C-Band
[[Page 69985]]
emissions. The FAA determined that, at this time, no information has
been presented that shows radio altimeters are not susceptible to
interference caused by C-Band emissions permitted in the United States.
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\5\ FCC Report and Order (R&O) FCC 20-22 in the Matter of
Expanding Flexible Use of the 3.7-4.2 GHz Band, adopted February 28,
2020, and released March 3, 2020. This document is available in
Docket No. FAA-2021-0953, and at https://www.fcc.gov/document/fcc-expands-flexible-use-c-band-5g-0.
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Additionally, the deployment of C-Band wireless broadband networks
is occurring globally. In certain countries, deployment has already
occurred in C-Band frequencies. In some countries, temporary technical,
regulatory, and operational mitigations on C-Band systems have been
implemented while aviation authorities complete their safety
assessments. Under the FCC rules adopted in 2020, base stations in
rural areas of the United States are permitted to emit at higher levels
in comparison to other countries which may affect radio altimeter
equipment accuracy and reliability.
The radio altimeter is an important aircraft instrument, and its
intended function is to provide direct height-above-terrain/water
information to a variety of aircraft systems. Commercial aviation radio
altimeters operate in the 4.2-4.4 GHz band, which is separated by 220
megahertz from the C-Band telecommunication systems in the 3.7-3.98 GHz
band. The radio altimeter is more precise than a barometric altimeter
and for that reason is used where aircraft height over the ground needs
to be precisely measured, such as autoland or other low altitude
operations. The receiver on the radio altimeter is typically highly
accurate, however it may deliver erroneous results in the presence of
out-of-band radiofrequency emissions from other frequency bands. The
radio altimeter must detect faint signals reflected off the ground to
measure altitude, in a manner similar to radar. Out-of-band signals
could significantly degrade radio altimeter functions during critical
phases of flight, if the altimeter is unable to sufficiently reject
those signals.
Many operators need to be able to land in low visibility
conditions. These operators employ specially certified equipment and
flightcrew training in order to be able to fly closer to the ground
during approach in instrument conditions, in some cases all the way
through the landing phase, without visual reference to the runway
environment. These operations can only be conducted with reference to
actual height above the ground, as measured by a radio altimeter.
Additionally, automatic and/or manual flight guidance systems on
airplanes facilitate low visibility operations and rely on accurate
radio altimeter inputs. These inputs determine when and where the
aircraft flares for landing, when power reductions are made for
landing, and when automated crosswind controls and other control inputs
are made. Anomalous (missing or erroneous) radio altimeter inputs to
these systems may cause the aircraft to be maneuvered in an unexpected
or hazardous manner during the final stages of approach and landing,
and may not be detectable by the pilot in time to maintain continued
safe flight and landing. Inaccurate radio altimeter data can result in
pilots not trusting their instruments, eroding the foundation on which
all instrument flight training is built.
Although the FAA has determined the operations immediately at risk
are those requiring a radio altimeter to land in low visibility
conditions, a wide range of other automated safety systems rely on
radio altimeter data. Harmful interference to the radio altimeter could
cause these systems to operate in an unexpected way. The FAA continues
to work with inter-agency and industry stakeholders to collect data on
potential effects to these systems to determine whether additional
mitigations are necessary. The FAA determined, however, that mandatory
action is not immediately required for these systems.
The FAA plans to use data provided by telecommunications providers
to determine which airports within the United States have or will have
C-Band base stations or other devices that could potentially impact
airplane systems. NOTAMs will be issued, as necessary, to state the
specific airports where the data from a radio altimeter may be
unreliable due to the presence of 5G C-Band wireless broadband
signals.\6\ For this reason, this AD requires flight manual limitations
that prohibit certain operations requiring radio altimeter data at
locations that will be identified by NOTAMs. Due to the dynamic nature
of both the base station activation and the ongoing process of
identifying the resulting affected airspace, including potential
consideration for variability in C-Band deployment conditions such as
radiated power levels and locations, the FAA has determined that NOTAMs
are the best means to communicate changes in restrictions at affected
airports.
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\6\ The FAA's process for issuing NOTAMs is described in FAA
Order 7930.2S, Notices to Air Missions (NOTAM), December 2, 2021.
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Finally, the FAA notes that in accordance with paragraph (h) of
this AD, any person may propose and request FAA approval of an
alternative method of compliance (AMOC). The proposed AMOC must include
specific conditions that would address the unsafe condition (e.g., by
providing information substantiating that certain aircraft or altimeter
models are not susceptible to C-Band radiofrequency interference).
FAA's Determination
The FAA is issuing this AD because the agency has determined the
unsafe condition as described previously is likely to exist or develop
in transport and commuter category airplanes with a radio altimeter as
part of their type design.
AD Requirements
This AD requires revising the limitations section of the existing
AFM to incorporate limitations prohibiting certain operations requiring
radio altimeter data when in the presence of 5G C-Band wireless
broadband signals as identified by NOTAM. These limitations could
prevent dispatch of flights to certain locations with low visibility,
and could also result in flight diversions.
Compliance With AFM Revisions
Section 91.9 prohibits any person from operating a civil aircraft
without complying with the operating limitations specified in the AFM.
FAA regulations also require operators to furnish pilots with any
changes to the AFM (14 CFR 121.137) and pilots in command to be
familiar with the AFM (14 CFR 91.505).
Interim Action
The FAA considers this AD to be an interim action. If final action
is later identified, the FAA might consider further rulemaking.
Justification for Immediate Adoption and Determination of the Effective
Date
Section 553(b)(3)(B) of the Administrative Procedure Act (APA) (5
U.S.C. 551 et seq.) authorizes agencies to dispense with notice and
comment procedures for rules when the agency, for ``good cause,'' finds
that those procedures are ``impracticable, unnecessary, or contrary to
the public interest.'' Under this section, an agency, upon finding good
cause, may issue a final rule without providing notice and seeking
comment prior to issuance. Further, section 553(d) of the APA
authorizes agencies to make rules effective in less than thirty days,
upon a finding of good cause.
An unsafe condition exists that requires the immediate adoption of
this AD without providing an opportunity for public comments prior to
adoption. The FAA has found that the risk to the flying public
justifies forgoing notice and comment prior to adoption of this
[[Page 69986]]
rule because radio altimeter anomalies that are undetected by the
aircraft automation or pilot, particularly close to the ground (e.g.,
landing flare), could lead to loss of continued safe flight and
landing. The urgency is based on C-Band wireless broadband deployment,
which is expected to occur in phases with operations beginning as soon
as January 5, 2022. Accordingly, notice and opportunity for prior
public comment are impracticable and contrary to the public interest
pursuant to 5 U.S.C. 553(b)(3)(B).
In addition, the FAA finds that good cause exists pursuant to 5
U.S.C. 553(d) for making this amendment effective in less than 30 days,
for the same reasons the FAA found good cause to forgo notice and
comment.
Comments Invited
The FAA invites you to send any written data, views, or arguments
about this final rule. Send your comments to an address listed under
ADDRESSES. Include ``Docket No. FAA-2021-0953 and Project Identifier
AD-2021-01169-T'' at the beginning of your comments. The most helpful
comments reference a specific portion of the final rule, explain the
reason for any recommended change, and include supporting data. The FAA
will consider all comments received by the closing date and may amend
this final rule because of those comments.
Except for Confidential Business Information (CBI) as described in
the following paragraph, and other information as described in 14 CFR
11.35, the FAA will post all comments received, without change, to
https://www.regulations.gov, including any personal information you
provide. The agency will also post a report summarizing each
substantive verbal contact received about this final rule.
Confidential Business Information
CBI is commercial or financial information that is both customarily
and actually treated as private by its owner. Under the Freedom of
Information Act (FOIA) (5 U.S.C. 552), CBI is exempt from public
disclosure. If your comments responsive to this AD contain commercial
or financial information that is customarily treated as private, that
you actually treat as private, and that is relevant or responsive to
this AD, it is important that you clearly designate the submitted
comments as CBI. Please mark each page of your submission containing
CBI as ``PROPIN.'' The FAA will treat such marked submissions as
confidential under the FOIA, and they will not be placed in the public
docket of this AD. Submissions containing CBI should be sent to Brett
Portwood, Continued Operational Safety Technical Advisor, COS Program
Management Section, Operational Safety Branch, FAA, 3960 Paramount
Boulevard, Lakewood, CA 90712-4137; phone: 817-222-5390; email:
[email protected]. Any commentary that the FAA receives that is
not specifically designated as CBI will be placed in the public docket
for this rulemaking.
Regulatory Flexibility Act
The requirements of the Regulatory Flexibility Act (RFA) do not
apply when an agency finds good cause pursuant to 5 U.S.C. 553 to adopt
a rule without prior notice and comment. Because the FAA has determined
that it has good cause to adopt this rule without notice and comment,
RFA analysis is not required.
Impact on Intrastate Aviation in Alaska
For the reasons discussed above, this AD will not affect intrastate
aviation in Alaska.
Costs of Compliance
The FAA estimates that this AD affects 6,834 airplanes of U.S.
registry. The FAA estimates the following costs to comply with this AD:
Estimated Costs
----------------------------------------------------------------------------------------------------------------
Cost per Cost on U.S.
Action Labor cost Parts cost product operators
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AFM revision.......................... 1 work-hour x $85 per $0 $85 $580,890
hour = $85.
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As previously discussed, there may be other impacts to aviation;
however there remains uncertainty as to cost due to various factors
such as which airports within the United States have, or will have,
base stations or other devices that could interfere with aircraft radio
altimeters.
Authority for This Rulemaking
Title 49 of the United States Code specifies the FAA's authority to
issue rules on aviation safety. Subtitle I, section 106, describes the
authority of the FAA Administrator. Subtitle VII: Aviation Programs
describes in more detail the scope of the Agency's authority.
The FAA is issuing this rulemaking under the authority described in
Subtitle VII, Part A, Subpart III, Section 44701: General requirements.
Under that section, Congress charges the FAA with promoting safe flight
of civil aircraft in air commerce by prescribing regulations for
practices, methods, and procedures the Administrator finds necessary
for safety in air commerce. This regulation is within the scope of that
authority because it addresses an unsafe condition that is likely to
exist or develop on products identified in this rulemaking action.
Regulatory Findings
This AD will not have federalism implications under Executive Order
13132. This AD will not have a substantial direct effect on the States,
on the relationship between the national government and the States, or
on the distribution of power and responsibilities among the various
levels of government.
List of Subjects in 14 CFR Part 39
Air transportation, Aircraft, Aviation safety, Incorporation by
reference, Safety.
The Amendment
Accordingly, under the authority delegated to me by the
Administrator, the FAA amends 14 CFR part 39 as follows:
PART 39--AIRWORTHINESS DIRECTIVES
0
1. The authority citation for part 39 continues to read as follows:
Authority: 49 U.S.C. 106(g), 40113, 44701.
Sec. 39.13 [Amended]
0
2. The FAA amends Sec. 39.13 by adding the following new airworthiness
directive:
2021-23-12 Transport and Commuter Category Airplanes: Amendment 39-
21810; Docket No. FAA-2021-0953; Project Identifier AD-2021-01169-T.
(a) Effective Date
This airworthiness directive (AD) is effective December 9, 2021.
[[Page 69987]]
(b) Affected ADs
None.
(c) Applicability
This AD applies to all transport and commuter category airplanes
equipped with a radio (also known as radar) altimeter. These radio
altimeters are installed on various transport and commuter category
airplanes including, but not limited to, the airplanes for which the
design approval holder is identified in paragraphs (c)(1) through
(19) of this AD.
(1) The Boeing Company
(2) Airbus SAS
(3) Bombardier Inc.
(4) Embraer S.A.
(5) Gulfstream Aerospace Corporation
(6) Gulfstream Aerospace LP
(7) Textron Aviation Inc.
(8) Pilatus Aircraft Limited
(9) Fokker Services B.V.
(10) Saab AB, Support and Services
(11) DeHavilland Aircraft of Canada Limited
(12) Airbus Canada Limited Partnership
(13) ATR-GIE Avions de Transport R[eacute]gional
(14) Yabor[atilde] Ind[uacute]stria Aeron[aacute]utica S.A.
(15) MHI RJ Aviation ULC
(16) BAE Systems (Operations) Limited
(17) Lockheed Martin Corporation/Lockheed Martin Aeronautics Company
(18) Viking Air Limited
(19) Dassault Aviation
(d) Subject
Air Transport Association (ATA) of America Code 31, Indicating/
Recording System; 34, Navigation.
(e) Unsafe Condition
This AD was prompted by a determination that radio altimeters
cannot be relied upon to perform their intended function if they
experience interference from wireless broadband operations in the
3.7-3.98 GHz frequency band (5G C-Band). The FAA is issuing this AD
because radio altimeter anomalies that are undetected by the
automation or pilot, particularly close to the ground (e.g., landing
flare), could lead to loss of continued safe flight and landing.
(f) Compliance
Comply with this AD within the compliance times specified,
unless already done.
(g) Airplane/Aircraft Flight Manual (AFM) Revision
On or before January 4, 2022: Revise the Limitations Section of
the existing AFM by incorporating the limitations specified in
figure 1 to paragraph (g) of this AD. This may be done by inserting
a copy of this AD into the existing AFM.
[GRAPHIC] [TIFF OMITTED] TR09DE21.007
(h) Alternative Methods of Compliance (AMOCs)
(1) The Manager, Operational Safety Branch, FAA, has the
authority to approve AMOCs for this AD, if requested using the
procedures found in 14 CFR 39.19. In accordance with 14 CFR 39.19,
send your request to your principal inspector or responsible Flight
Standards Office, as appropriate. If sending information directly to
the manager of the Operational Safety Branch, send it to the
attention of the person identified in paragraph (i) of this AD.
Information may be emailed to: [email protected].
(2) Before using any approved AMOC, notify your appropriate
principal inspector, or lacking a principal inspector, the manager
of the responsible Flight Standards Office.
(i) Related Information
For more information about this AD, contact Brett Portwood,
Continued Operational Safety Technical Advisor, COS Program
Management Section, Operational Safety Branch, FAA, 3960 Paramount
Boulevard, Lakewood, CA 90712-4137; phone: 817-222-5390; email:
[email protected].
(j) Material Incorporated by Reference
None.
Issued on December 7, 2021.
Gaetano A. Sciortino,
Deputy Director for Strategic Initiatives, Compliance & Airworthiness
Division, Aircraft Certification Service.
[FR Doc. 2021-26777 Filed 12-7-21; 2:00 pm]
BILLING CODE 4910-13-P