Proposed Agency Information Collection Activities; Comment Request, 66557-66559 [2021-25502]
Download as PDF
Federal Register / Vol. 86, No. 223 / Tuesday, November 23, 2021 / Notices
of Tri-County Bancorp, Inc., and thereby
indirectly retain voting shares of West
Union Bank, both of West Union, West
Virginia.
B. Federal Reserve Bank of Kansas
City (Jeffrey Imgarten, Assistant Vice
President) 1 Memorial Drive, Kansas
City, Missouri 64198–0001:
1. James P. Liggett, Vancouver
Washington; Scott P. Liggett,
Islamorada, Florida; and Lee B. Liggett,
Phippsburg, Maine; to form the Liggett
Family Group, a group acting in concert,
to acquire voting shares of First National
Utica Company, and thereby indirectly
acquire voting shares of First Bank of
Utica, both of Utica, Nebraska.
Board of Governors of the Federal Reserve
System, November 18, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021–25569 Filed 11–22–21; 8:45 am]
BILLING CODE P
FEDERAL RESERVE SYSTEM
Proposed Agency Information
Collection Activities; Comment
Request
FOR FURTHER INFORMATION CONTACT:
Board of Governors of the
Federal Reserve System.
ACTION: Notice, request for comment.
AGENCY:
The Board of Governors of the
Federal Reserve System (Board) invites
comment on a proposal to extend for
three years, without revision, the
Procurement Solicitation Package (FR
1400; OMB No. 7100–0180).
DATES: Comments must be submitted on
or before January 24, 2022.
ADDRESSES: You may submit comments,
identified by FR 1400, by any of the
following methods:
• Agency Website: https://
www.federalreserve.gov/. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
• Email: regs.comments@
federalreserve.gov. Include the OMB
number or FR number in the subject line
of the message.
• Fax: (202) 452–3819 or (202) 452–
3102.
• Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
All public comments are available
from the Board’s website at https://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons or to
remove personally identifiable
information at the commenter’s request.
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SUMMARY:
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Accordingly, comments will not be
edited to remove any confidential
business information, identifying
information, or contact information.
Public comments may also be viewed
electronically or in paper in Room 146,
1709 New York Avenue NW,
Washington, DC 20006, between 9:00
a.m. and 5:00 p.m. on weekdays. For
security reasons, the Board requires that
visitors make an appointment to inspect
comments. You may do so by calling
(202) 452–3684. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
Additionally, commenters may send a
copy of their comments to the Office of
Management and Budget (OMB) Desk
Officer for the Federal Reserve Board,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW,
Washington, DC 20503, or by fax to
(202) 395–6974.
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829.
On June
15, 1984, OMB delegated to the Board
authority under the Paperwork
Reduction Act (PRA) to approve and
assign OMB control numbers to
collections of information conducted or
sponsored by the Board. In exercising
this delegated authority, the Board is
directed to take every reasonable step to
solicit comment. In determining
whether to approve a collection of
information, the Board will consider all
comments received from the public and
other agencies.
During the comment period for this
proposal, a copy of the proposed PRA
OMB submission, including the draft
reporting form and instructions,
supporting statement, and other
documentation, will be made available
on the Board’s public website at https://
www.federalreserve.gov/apps/
reportforms/review.aspx or may be
requested from the agency clearance
officer, whose name appears above.
Final versions of these documents will
be made available at https://
www.reginfo.gov/public/do/PRAMain, if
approved.
SUPPLEMENTARY INFORMATION:
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66557
Request for Comment on Information
Collection Proposal
The Board invites public comment on
the following information collection,
which is being reviewed under
authority delegated by the OMB under
the PRA. Comments are invited on the
following:
a. Whether the proposed collection of
information is necessary for the proper
performance of the Board’s functions,
including whether the information has
practical utility;
b. The accuracy of the Board’s
estimate of the burden of the proposed
information collection, including the
validity of the methodology and
assumptions used;
c. Ways to enhance the quality,
utility, and clarity of the information to
be collected;
d. Ways to minimize the burden of
information collection on respondents,
including through the use of automated
collection techniques or other forms of
information technology; and
e. Estimates of capital or startup costs
and costs of operation, maintenance,
and purchase of services to provide
information.
At the end of the comment period, the
comments and recommendations
received will be analyzed to determine
the extent to which the Board should
modify the proposal.
Proposal Under OMB Delegated
Authority To Extend for Three Years,
Without Revision, the Following
Information Collections
Report title: Supplier Registration
System.
Agency form number: FR 1400A.
OMB control number: 7100–0180.
Frequency: On occasion.
Respondents: Businesses and
individuals.
Estimated number of respondents:
250.
Estimated average hours per response:
1.
Estimated annual burden hours: 250.
General description of report: The
Board is continuously seeking suppliers
who are interested in doing business
with the Board through various outreach
events, minority/diversity conferences,
meetings, and events targeted to either
a specific industry classification of
suppliers or an upcoming acquisition.
Suppliers are encouraged during these
efforts to register in the Board’s Supplier
Registration System (FR 1400A). A
supplier searching the internet can also
find the registration system via the
Board’s public website and elect to
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66558
Federal Register / Vol. 86, No. 223 / Tuesday, November 23, 2021 / Notices
register.1 The Supplier Registration
System collects pertinent information
on their firm and the capabilities they
can offer to the Board. While
completion of the registration process
does not guarantee future opportunities
with the Board, it does bring a
supplier’s capabilities to the attention of
procurement staff whose role is to
match supplier capabilities with
specific acquisition activities when
contracting opportunities arise.
Report title: Solicitation Package.
Agency form number: FR 1400B.
OMB control number: 7100–0180.
Frequency: On occasion.
Respondents: Businesses and
individuals.
Estimated number of respondents:
300.
Estimated average hours per response:
81.
Estimated annual burden hours:
24,300.
General description of report: In
announcing an acquisition, Board staff
contacts suppliers registered in the
Board’s system via electronic mail or by
telephone, and provides the documents
and applicable attachments included in
the Solicitation Package (FR 1400B).
The FR 1400B includes:
• A cover letter,
• A Solicitation, Offer, and Award
Form (Attachment A) which outlines
pertinent dates for the supplier as well
as requires the supplier to input contact
information and a summary of proposed
pricing,
• A Supplier Information Form
(Attachment N) that requires supplier
contact information, demographic, and
payment information so that the
supplier can be properly established in
the contract writing system and receive
payment upon the receipt of a proper
and valid invoice,
• A description, provided by the
Board, of the goods or services desired,
• A statement of how the Board will
evaluate the prospective suppliers,
• A statement of how the Board will
evaluate the proposal,
• Solicitation instructions (how to
prepare and submit the proposal,
including all deadlines),
• Contract terms (work standards,
inspections, work delays, work change
orders, payment, taxes, and compliance
with small business and labor laws),
and
• Representations and certifications
suppliers must make in order to
participate in the solicitation.
The Solicitation Package may also
include the Past Performance Data Sheet
1 https://www.federalreserve.gov/secure/vendor
registration/.
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18:09 Nov 22, 2021
Jkt 256001
and Past Performance Questionnaire
(Attachment I) if past performance is an
evaluation factor. This questionnaire
requests information on up to three
previous contracts that are recent and
relevant to the solicitation, such as a
description of the work, the period of
performance when the work was
completed, the agency for which the
work was performed, and an estimated
total dollar amount of the effort.
Report title: Supplier Risk
Management Offeror Questionnaire.
Agency form number: FR 1400C.
OMB control number: 7100–0180.
Frequency: On occasion.
Respondents: Businesses and
individuals.
Estimated number of respondents: 60.
Estimated average hours per response:
4.
Estimated annual burden hours: 240.
General description of report: For
solicitations that require the supplier to
process, store, or transmit data from the
Board, suppliers must complete the
Supplier Risk Management Offeror
Questionnaire (FR 1400C). This
questionnaire requires suppliers to
specify the security controls
surrounding the supplier’s security
protocols and proposed application, if
applicable, that will be used to process,
store, or transmit the data.2
Report title: Subcontracting Report.
Agency form number: FR 1400D.
OMB control number: 7100–0180.
Frequency: On occasion.
Respondents: Businesses and
individuals.
Estimated number of respondents: 20.
Estimated average hours per response:
1.
Estimated annual burden hours: 40.
General description of report: For
solicitations that involve contracts that
have subcontracting opportunities and
are expected to exceed $100,000, or
$300,000 for construction solicitations,
non-covered company 3 suppliers must
submit a subcontracting plan in the
2 Security controls are defined and prioritized
based on the Federal Information Security
Modernization Act of 2014 (FISMA) and the
National Institute of Standards and Technology
(NIST) Special Publication 800–53 (Security
Controls and Assessment Procedures for Federal
Information Systems and Organizations).
3 A ‘‘covered company’’ is a firm qualified as a
small business concern under the Small Business
Act (15 U.S.C. 632) and regulations thereunder,
including (1) business concerns that meet the size
eligibility standards set forth in 13 C.F.R 121; (2)
small business concerns owned and controlled by
service-disabled veterans as defined by 15 U.S.C.
632(q); (3) qualified HUBZone small business
concerns pursuant to 15 U.S.C. 632(p) and 13 C.F.R
126; (4) socially and economically disadvantaged
small business concerns as defined by 15 U.S.C. 637
and certified as such under 13 CFR 125; and (5)
small business concerns owned and controlled by
women as defined by 15 U.S.C. 632(n).
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supplier’s own format. The
subcontracting plan provides
information on the nature of
subcontracted activities, including the
percentage of subcontracted work, and
identity of subcontractors, including the
subcontractors’ size and ownership
status, the company will use if awarded
the effort. If a supplier is awarded a
contract following a Subcontracting
Solicitation, the supplier must provide
semiannual Subcontracting Reports (FR
1400D) to the Board to document
compliance with section 342(e) of the
Dodd-Frank Wall Street Reform and
Consumer Protection Act (Dodd-Frank
Act).4
Legal authorization and
confidentiality: The filing requirements
under the FR 1400 are authorized by
sections 10 and 11 of the Federal
Reserve Act (FRA) 5 and section 342(c)
of the Dodd-Frank Act.6 Registering in
the Supplier Registration System (FR
1400A) is voluntary. The remaining
portions of the FR 1400 (FR 1400B, FR
1400C, and FR 1400D) are required to
obtain a benefit for prospective
suppliers to the Board.
A prospective supplier may request
confidential treatment of information
submitted as part of its Procurement
Solicitation Package under exemption 4
of the Freedom of Information Act
(FOIA), which protects commercial or
financial information that is both
customarily and actually treated as
private.7 In addition, a prospective
supplier may request confidential
treatment of information pursuant to
exemption 6 of the FOIA, which
protects personal information, the
disclosure of which would ‘‘constitute a
clearly unwarranted invasion of
4 12 U.S.C. 5452(e) requires the Board to submit
an annual report to Congress regarding the total
amounts paid by the agency to contractors since the
previous report, the successes achieved and
challenges faced by the agency in operating
minority and women outreach programs, the
challenges the agency may face in hiring qualified
minority and women employees and contracting
with qualified minority-owned and women-owned
businesses, and any other information, findings,
conclusions, and recommendations for legislative or
agency action.
5 Section 10(3) and section 11 of the FRA
authorize the Board to manage its buildings and
staff. 12 U.S.C. 243 and 248(1). Section 10(4) of the
FRA authorizes the Board to determine and
prescribe the manner in which its obligations shall
be incurred and its disbursements and expenses
allowed and paid. 12. U.S.C. 244.
6 12 U.S.C. 5452(c) (requiring the Board to
develop and implement standards and procedures
for the review and evaluation of contract proposals
and for hiring service providers that include a
component that gives consideration to the diversity
of a prospective supplier and the fair inclusion of
women and minorities in the workforce of such
supplier and any subcontractor).
7 5 U.S.C. 552(b)(4).
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Federal Register / Vol. 86, No. 223 / Tuesday, November 23, 2021 / Notices
privacy.’’ 8 Determinations of
confidentiality based on exemption 4 or
exemption 6 of the FOIA would be
made on a case-by-case basis.
Board of Governors of the Federal Reserve
System, November 17, 2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021–25502 Filed 11–22–21; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Proposed Agency Information
Collection Activities; Comment
Request
Board of Governors of the
Federal Reserve System.
ACTION: Notice, request for comment.
AGENCY:
The Board of Governors of the
Federal Reserve System (Board) invites
comment on a proposal to extend for
three years, without revision, the
Written Security Program for State
Member Banks (FR 4004, OMB No.
7100–0112).
DATES: Comments must be submitted on
or before January 24, 2022.
ADDRESSES: You may submit comments,
identified by FR 4004, by any of the
following methods:
• Agency Website: https://
www.federalreserve.gov/. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
• Email: regs.comments@
federalreserve.gov. Include the OMB
number or FR number in the subject line
of the message.
• FAX: (202) 452–3819 or (202) 452–
3102.
• Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
All public comments are available
from the Board’s website at https://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons or to
remove personally identifiable
information at the commenter’s request.
Accordingly, comments will not be
edited to remove any confidential
business information, identifying
information, or contact information.
Public comments may also be viewed
electronically or in paper in Room 146,
1709 New York Avenue NW,
Washington, DC 20006, between 9:00
a.m. and 5:00 p.m. on weekdays. For
security reasons, the Board requires that
lotter on DSK11XQN23PROD with NOTICES1
SUMMARY:
85
U.S.C. 552(b)(6).
VerDate Sep<11>2014
18:09 Nov 22, 2021
Jkt 256001
visitors make an appointment to inspect
comments. You may do so by calling
(202) 452–3684. Upon arrival, visitors
will be required to present valid
government-issued photo identification
and to submit to security screening in
order to inspect and photocopy
comments.
Additionally, commenters may send a
copy of their comments to the Office of
Management and Budget (OMB) Desk
Officer for the Federal Reserve Board,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW,
Washington, DC 20503, or by fax to
(202) 395–6974.
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829.
SUPPLEMENTARY INFORMATION: On June
15, 1984, OMB delegated to the Board
authority under the Paperwork
Reduction Act (PRA) to approve and
assign OMB control numbers to
collections of information conducted or
sponsored by the Board. In exercising
this delegated authority, the Board is
directed to take every reasonable step to
solicit comment. In determining
whether to approve a collection of
information, the Board will consider all
comments received from the public and
other agencies.
During the comment period for this
proposal, a copy of the proposed PRA
OMB submission, including the draft
reporting form and instructions,
supporting statement, and other
documentation, will be made available
on the Board’s public website at https://
www.federalreserve.gov/apps/
reportforms/review.aspx or may be
requested from the agency clearance
officer, whose name appears above.
Final versions of these documents will
be made available at https://
www.reginfo.gov/public/do/PRAMain, if
approved.
Request for Comment on Information
Collection Proposal
The Board invites public comment on
the following information collection,
which is being reviewed under
authority delegated by the OMB under
the PRA. Comments are invited on the
following:
a. Whether the proposed collection of
information is necessary for the proper
performance of the Board’s functions,
including whether the information has
practical utility;
PO 00000
Frm 00045
Fmt 4703
Sfmt 4703
66559
b. The accuracy of the Board’s
estimate of the burden of the proposed
information collection, including the
validity of the methodology and
assumptions used;
c. Ways to enhance the quality,
utility, and clarity of the information to
be collected;
d. Ways to minimize the burden of
information collection on respondents,
including through the use of automated
collection techniques or other forms of
information technology; and
e. Estimates of capital or startup costs
and costs of operation, maintenance,
and purchase of services to provide
information.
At the end of the comment period, the
comments and recommendations
received will be analyzed to determine
the extent to which the Board should
modify the proposal.
Proposal Under OMB Delegated
Authority To Extend for Three Years,
Without Revision, the Following
Information Collection
Report title: Written Security Program
for State Member Banks.
Agency form number: FR 4004.
OMB control number: 7100–0112.
Frequency: On occasion.
Respondents: State member banks.
Estimated number of respondents: 14.
Estimated average hours per response:
1.
Estimated annual burden hours: 14.
General description of report: This
information collection arises from a
recordkeeping requirement contained in
section 208.61 of the Board’s Regulation
H, Membership of State Banking
Institutions in the Federal Reserve
System (12 CFR 208), which requires
each state member bank to develop and
maintain a written security program for
the bank’s main office and branches
within 180 days of becoming a member
of the Federal Reserve System.
Legal authorization and
confidentiality: Section 3 of the Bank
Protection Act of 1968 authorizes the FR
4004 recordkeeping requirement.1 The
FR 4004 is mandatory.
Entities subject to the FR 4004
recordkeeping requirement generally are
not required to provide such
information to the Board. If the Board
obtained information retained pursuant
to the FR 4004 as part of an examination
or supervision of a financial institution,
1 12 U.S.C. 1882(a) (requiring federal banking
agencies, including the Board, to issue rules
establishing minimum standards for banks with
respect to the installation, maintenance, and
operation of security devices and procedures to
discourage robberies, burglaries, and larcenies and
to assist in the identification and apprehension of
persons who commit such acts).
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Agencies
[Federal Register Volume 86, Number 223 (Tuesday, November 23, 2021)]
[Notices]
[Pages 66557-66559]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-25502]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Proposed Agency Information Collection Activities; Comment
Request
AGENCY: Board of Governors of the Federal Reserve System.
ACTION: Notice, request for comment.
-----------------------------------------------------------------------
SUMMARY: The Board of Governors of the Federal Reserve System (Board)
invites comment on a proposal to extend for three years, without
revision, the Procurement Solicitation Package (FR 1400; OMB No. 7100-
0180).
DATES: Comments must be submitted on or before January 24, 2022.
ADDRESSES: You may submit comments, identified by FR 1400, by any of
the following methods:
Agency Website: https://www.federalreserve.gov/. Follow
the instructions for submitting comments at https://www.federalreserve.gov/apps/foia/proposedregs.aspx.
Email: [email protected]. Include the OMB
number or FR number in the subject line of the message.
Fax: (202) 452-3819 or (202) 452-3102.
Mail: Ann E. Misback, Secretary, Board of Governors of the
Federal Reserve System, 20th Street and Constitution Avenue NW,
Washington, DC 20551.
All public comments are available from the Board's website at
https://www.federalreserve.gov/apps/foia/proposedregs.aspx as
submitted, unless modified for technical reasons or to remove
personally identifiable information at the commenter's request.
Accordingly, comments will not be edited to remove any confidential
business information, identifying information, or contact information.
Public comments may also be viewed electronically or in paper in Room
146, 1709 New York Avenue NW, Washington, DC 20006, between 9:00 a.m.
and 5:00 p.m. on weekdays. For security reasons, the Board requires
that visitors make an appointment to inspect comments. You may do so by
calling (202) 452-3684. Upon arrival, visitors will be required to
present valid government-issued photo identification and to submit to
security screening in order to inspect and photocopy comments.
Additionally, commenters may send a copy of their comments to the
Office of Management and Budget (OMB) Desk Officer for the Federal
Reserve Board, Office of Information and Regulatory Affairs, Office of
Management and Budget, New Executive Office Building, Room 10235, 725
17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.
FOR FURTHER INFORMATION CONTACT: Federal Reserve Board Clearance
Officer--Nuha Elmaghrabi--Office of the Chief Data Officer, Board of
Governors of the Federal Reserve System, Washington, DC 20551, (202)
452-3829.
SUPPLEMENTARY INFORMATION: On June 15, 1984, OMB delegated to the Board
authority under the Paperwork Reduction Act (PRA) to approve and assign
OMB control numbers to collections of information conducted or
sponsored by the Board. In exercising this delegated authority, the
Board is directed to take every reasonable step to solicit comment. In
determining whether to approve a collection of information, the Board
will consider all comments received from the public and other agencies.
During the comment period for this proposal, a copy of the proposed
PRA OMB submission, including the draft reporting form and
instructions, supporting statement, and other documentation, will be
made available on the Board's public website at https://www.federalreserve.gov/apps/reportforms/review.aspx or may be requested
from the agency clearance officer, whose name appears above. Final
versions of these documents will be made available at https://www.reginfo.gov/public/do/PRAMain, if approved.
Request for Comment on Information Collection Proposal
The Board invites public comment on the following information
collection, which is being reviewed under authority delegated by the
OMB under the PRA. Comments are invited on the following:
a. Whether the proposed collection of information is necessary for
the proper performance of the Board's functions, including whether the
information has practical utility;
b. The accuracy of the Board's estimate of the burden of the
proposed information collection, including the validity of the
methodology and assumptions used;
c. Ways to enhance the quality, utility, and clarity of the
information to be collected;
d. Ways to minimize the burden of information collection on
respondents, including through the use of automated collection
techniques or other forms of information technology; and
e. Estimates of capital or startup costs and costs of operation,
maintenance, and purchase of services to provide information.
At the end of the comment period, the comments and recommendations
received will be analyzed to determine the extent to which the Board
should modify the proposal.
Proposal Under OMB Delegated Authority To Extend for Three Years,
Without Revision, the Following Information Collections
Report title: Supplier Registration System.
Agency form number: FR 1400A.
OMB control number: 7100-0180.
Frequency: On occasion.
Respondents: Businesses and individuals.
Estimated number of respondents: 250.
Estimated average hours per response: 1.
Estimated annual burden hours: 250.
General description of report: The Board is continuously seeking
suppliers who are interested in doing business with the Board through
various outreach events, minority/diversity conferences, meetings, and
events targeted to either a specific industry classification of
suppliers or an upcoming acquisition. Suppliers are encouraged during
these efforts to register in the Board's Supplier Registration System
(FR 1400A). A supplier searching the internet can also find the
registration system via the Board's public website and elect to
[[Page 66558]]
register.\1\ The Supplier Registration System collects pertinent
information on their firm and the capabilities they can offer to the
Board. While completion of the registration process does not guarantee
future opportunities with the Board, it does bring a supplier's
capabilities to the attention of procurement staff whose role is to
match supplier capabilities with specific acquisition activities when
contracting opportunities arise.
---------------------------------------------------------------------------
\1\ https://www.federalreserve.gov/secure/vendorregistration/.
Report title: Solicitation Package.
Agency form number: FR 1400B.
OMB control number: 7100-0180.
Frequency: On occasion.
Respondents: Businesses and individuals.
Estimated number of respondents: 300.
Estimated average hours per response: 81.
Estimated annual burden hours: 24,300.
General description of report: In announcing an acquisition, Board
staff contacts suppliers registered in the Board's system via
electronic mail or by telephone, and provides the documents and
applicable attachments included in the Solicitation Package (FR 1400B).
The FR 1400B includes:
A cover letter,
A Solicitation, Offer, and Award Form (Attachment A) which
outlines pertinent dates for the supplier as well as requires the
supplier to input contact information and a summary of proposed
pricing,
A Supplier Information Form (Attachment N) that requires
supplier contact information, demographic, and payment information so
that the supplier can be properly established in the contract writing
system and receive payment upon the receipt of a proper and valid
invoice,
A description, provided by the Board, of the goods or
services desired,
A statement of how the Board will evaluate the prospective
suppliers,
A statement of how the Board will evaluate the proposal,
Solicitation instructions (how to prepare and submit the
proposal, including all deadlines),
Contract terms (work standards, inspections, work delays,
work change orders, payment, taxes, and compliance with small business
and labor laws), and
Representations and certifications suppliers must make in
order to participate in the solicitation.
The Solicitation Package may also include the Past Performance Data
Sheet and Past Performance Questionnaire (Attachment I) if past
performance is an evaluation factor. This questionnaire requests
information on up to three previous contracts that are recent and
relevant to the solicitation, such as a description of the work, the
period of performance when the work was completed, the agency for which
the work was performed, and an estimated total dollar amount of the
effort.
Report title: Supplier Risk Management Offeror Questionnaire.
Agency form number: FR 1400C.
OMB control number: 7100-0180.
Frequency: On occasion.
Respondents: Businesses and individuals.
Estimated number of respondents: 60.
Estimated average hours per response: 4.
Estimated annual burden hours: 240.
General description of report: For solicitations that require the
supplier to process, store, or transmit data from the Board, suppliers
must complete the Supplier Risk Management Offeror Questionnaire (FR
1400C). This questionnaire requires suppliers to specify the security
controls surrounding the supplier's security protocols and proposed
application, if applicable, that will be used to process, store, or
transmit the data.\2\
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\2\ Security controls are defined and prioritized based on the
Federal Information Security Modernization Act of 2014 (FISMA) and
the National Institute of Standards and Technology (NIST) Special
Publication 800-53 (Security Controls and Assessment Procedures for
Federal Information Systems and Organizations).
Report title: Subcontracting Report.
Agency form number: FR 1400D.
OMB control number: 7100-0180.
Frequency: On occasion.
Respondents: Businesses and individuals.
Estimated number of respondents: 20.
Estimated average hours per response: 1.
Estimated annual burden hours: 40.
General description of report: For solicitations that involve
contracts that have subcontracting opportunities and are expected to
exceed $100,000, or $300,000 for construction solicitations, non-
covered company \3\ suppliers must submit a subcontracting plan in the
supplier's own format. The subcontracting plan provides information on
the nature of subcontracted activities, including the percentage of
subcontracted work, and identity of subcontractors, including the
subcontractors' size and ownership status, the company will use if
awarded the effort. If a supplier is awarded a contract following a
Subcontracting Solicitation, the supplier must provide semiannual
Subcontracting Reports (FR 1400D) to the Board to document compliance
with section 342(e) of the Dodd-Frank Wall Street Reform and Consumer
Protection Act (Dodd-Frank Act).\4\
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\3\ A ``covered company'' is a firm qualified as a small
business concern under the Small Business Act (15 U.S.C. 632) and
regulations thereunder, including (1) business concerns that meet
the size eligibility standards set forth in 13 C.F.R 121; (2) small
business concerns owned and controlled by service-disabled veterans
as defined by 15 U.S.C. 632(q); (3) qualified HUBZone small business
concerns pursuant to 15 U.S.C. 632(p) and 13 C.F.R 126; (4) socially
and economically disadvantaged small business concerns as defined by
15 U.S.C. 637 and certified as such under 13 CFR 125; and (5) small
business concerns owned and controlled by women as defined by 15
U.S.C. 632(n).
\4\ 12 U.S.C. 5452(e) requires the Board to submit an annual
report to Congress regarding the total amounts paid by the agency to
contractors since the previous report, the successes achieved and
challenges faced by the agency in operating minority and women
outreach programs, the challenges the agency may face in hiring
qualified minority and women employees and contracting with
qualified minority-owned and women-owned businesses, and any other
information, findings, conclusions, and recommendations for
legislative or agency action.
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Legal authorization and confidentiality: The filing requirements
under the FR 1400 are authorized by sections 10 and 11 of the Federal
Reserve Act (FRA) \5\ and section 342(c) of the Dodd-Frank Act.\6\
Registering in the Supplier Registration System (FR 1400A) is
voluntary. The remaining portions of the FR 1400 (FR 1400B, FR 1400C,
and FR 1400D) are required to obtain a benefit for prospective
suppliers to the Board.
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\5\ Section 10(3) and section 11 of the FRA authorize the Board
to manage its buildings and staff. 12 U.S.C. 243 and 248(1). Section
10(4) of the FRA authorizes the Board to determine and prescribe the
manner in which its obligations shall be incurred and its
disbursements and expenses allowed and paid. 12. U.S.C. 244.
\6\ 12 U.S.C. 5452(c) (requiring the Board to develop and
implement standards and procedures for the review and evaluation of
contract proposals and for hiring service providers that include a
component that gives consideration to the diversity of a prospective
supplier and the fair inclusion of women and minorities in the
workforce of such supplier and any subcontractor).
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A prospective supplier may request confidential treatment of
information submitted as part of its Procurement Solicitation Package
under exemption 4 of the Freedom of Information Act (FOIA), which
protects commercial or financial information that is both customarily
and actually treated as private.\7\ In addition, a prospective supplier
may request confidential treatment of information pursuant to exemption
6 of the FOIA, which protects personal information, the disclosure of
which would ``constitute a clearly unwarranted invasion of
[[Page 66559]]
privacy.'' \8\ Determinations of confidentiality based on exemption 4
or exemption 6 of the FOIA would be made on a case-by-case basis.
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\7\ 5 U.S.C. 552(b)(4).
\8\ 5 U.S.C. 552(b)(6).
Board of Governors of the Federal Reserve System, November 17,
2021.
Michele Taylor Fennell,
Deputy Associate Secretary of the Board.
[FR Doc. 2021-25502 Filed 11-22-21; 8:45 am]
BILLING CODE 6210-01-P