Microbiology Devices; Reclassification of Certain Hepatitis C Virus Antibody Assay Devices, Renamed to Hepatitis C Virus Antibody Tests, 66173-66177 [2021-25374]
Download as PDF
jspears on DSK121TN23PROD with RULES1
Federal Register / Vol. 86, No. 222 / Monday, November 22, 2021 / Rules and Regulations
confidence interval of greater than or
equal to 96 percent.
(4) For devices intended for the
quantitative detection of HCV RNA, the
following special controls, in addition
to those listed in paragraphs (b)(1) and
(2) of this section, apply:
(i) Labeling required under § 809.10(b)
of this chapter must include a
prominent statement that the test is not
intended as a diagnostic test to confirm
the presence of active HCV infection,
when applicable.
(ii) Design verification and validation
must include the following:
(A) Detailed documentation of the
following analytical performance
studies conducted as appropriate to the
technology, specimen types tested, and
intended use of the device, including
but not limited to: LoD, ULoQ and
LLoQ. LoD, LLoQ, and linearity studies
must demonstrate acceptable device
performance with all HCV genotypes
detected by the device.
(B) Detailed documentation of clinical
performance testing from either:
(1) A multisite clinical study with an
appropriate number of clinical samples
from chronically HCV infected patients
in which the results are compared to an
FDA-cleared or approved quantitative
HCV RNA test, or a comparator that
FDA has determined is appropriate.
This study must include a sufficient
number of HCV positive samples
containing an analyte concentration
near the LLoQ to describe performance
at this level. Clinical samples must
cover the full range of the device output
and must be consistent with the
distribution of these genotypes in the
U.S. population. Clinical samples may
be supplemented with diluted clinical
samples for those viral load
concentrations that are not sufficiently
covered by natural clinical specimens,
or
(2) A clinical study with
prospectively collected samples
demonstrating clinical validity of the
device.
(C) Detailed documentation of a
qualitative analysis near the lower end
of the measuring range demonstrating
acceptable performance when used as
an aid in diagnosis.
(5) For devices intended for HCV RNA
genotyping, in addition to the special
controls listed in paragraphs (b)(1) and
(2) of this section, design verification
and validation must include the
following:
(i) Detailed documentation of an
analytical performance study
demonstrating the LoD for all HCV
genotypes detected by the device.
(ii) Detailed documentation, including
results, of a multisite clinical study that
VerDate Sep<11>2014
17:19 Nov 19, 2021
Jkt 256001
assesses genotyping accuracy (i.e., the
proportion of interpretable results that
match with the reference method result)
and the genotyping rate (i.e., the
proportion of results that were
interpretable).
(6) For any nucleic acid-based HCV
RNA test intended for Point of Care
(PoC) use, the following special
controls, in addition to those listed in
paragraphs (b)(1) and (2) of this section,
apply:
(i) Clinical studies must be conducted
at PoC sites.
(ii) Additional labeling must include
a brief summary of the instructions for
use that are appropriate for use in a PoC
environment.
Dated: November 16, 2021.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2021–25379 Filed 11–19–21; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 866
[Docket No. FDA–2020–N–1082]
Microbiology Devices; Reclassification
of Certain Hepatitis C Virus Antibody
Assay Devices, Renamed to Hepatitis
C Virus Antibody Tests
Food and Drug Administration,
Department of Health and Human
Services (HHS).
ACTION: Final amendment; final order.
AGENCY:
The Food and Drug
Administration (FDA or the Agency) is
issuing a final order to reclassify certain
hepatitis C virus (HCV) antibody assay
devices intended for the qualitative
detection of HCV, postamendments
class III devices (product code MZO)
into class II (general controls and
special controls), subject to premarket
notification. FDA is renaming and
codifying these devices under the
classification regulation named
‘‘hepatitis C virus (HCV) antibody
tests.’’ FDA is also identifying the
special controls that the Agency
believes are necessary to provide a
reasonable assurance of safety and
effectiveness of these devices.
DATES: This order is effective December
22, 2021.
FOR FURTHER INFORMATION CONTACT:
Maria Ines Garcia, Center for Devices
and Radiological Health, Food and Drug
Administration, 10903 New Hampshire
Ave., Bldg. 66, Rm. 3104, Silver Spring,
SUMMARY:
PO 00000
Frm 00019
Fmt 4700
Sfmt 4700
66173
MD 20993–0002, 301–796–7017,
Maria.Garcia@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
I. Background—Regulatory Authorities
The Federal Food, Drug, and Cosmetic
Act (FD&C Act), as amended, establishes
a comprehensive system for the
regulation of medical devices intended
for human use. Section 513 of the FD&C
Act (21 U.S.C. 360c) established three
classes of devices, reflecting the
regulatory controls needed to provide
reasonable assurance of their safety and
effectiveness. The three classes of
devices are class I (general controls),
class II (general and special controls),
and class III (general controls and
premarket approval).
Devices that were not in commercial
distribution prior to May 28, 1976
(generally referred to as
postamendments devices), are
automatically classified by section
513(f)(1) of the FD&C Act into class III
without any FDA rulemaking process.1
Those devices remain in class III and
require premarket approval unless, and
until, (1) FDA reclassifies the device
into class I or II, or (2) FDA issues an
order finding the device to be
substantially equivalent, in accordance
with section 513(i) of the FD&C Act, to
a predicate device that does not require
premarket approval. FDA determines
whether new devices are substantially
equivalent to predicate devices by
means of premarket notification
procedures in section 510(k) of the
FD&C Act (21 U.S.C. 360(k)) and part
807 (21 CFR part 807), subpart E, of the
regulations.
A postamendments device that has
been initially classified in class III
under section 513(f)(1) of the FD&C Act
may be reclassified into class I or II
under section 513(f)(3) of the FD&C Act.
Section 513(f)(3) of the FD&C Act
provides that FDA, acting by
administrative order, can reclassify the
device into class I or II on its own
initiative, or in response to a petition
from the manufacturer or importer of
the device. To change the classification
of the device, the proposed new class
must have sufficient regulatory controls
to provide a reasonable assurance of the
safety and effectiveness of the device for
its intended use.
FDA relies upon ‘‘valid scientific
evidence,’’ as defined in section
513(a)(3) of the FD&C Act and
1 HCV antibody assay devices for the qualitative
detection of HCV with intended uses outside the
scope of the classification under 21 CFR 866.3169
are considered postamendments devices that are
subject to classification under section 513(f)(1) of
the FD&C Act or, if the relevant requirements are
met, under section 513(f)(2) of the FD&C Act.
E:\FR\FM\22NOR1.SGM
22NOR1
66174
Federal Register / Vol. 86, No. 222 / Monday, November 22, 2021 / Rules and Regulations
§ 860.7(c)(2) (21 CFR 860.7(c)(2)), in the
classification process to determine the
level of regulation for devices. To be
considered in the reclassification
process, the ‘‘valid scientific evidence’’
upon which the Agency relies must be
publicly available (see section 520(c) of
the FD&C Act (21 U.S.C. 360j(c))).
Publicly available information excludes
trade secret and/or confidential
commercial information, e.g., the
contents of a pending premarket
approval application (PMA) (see section
520(c) of the FD&C Act).
FDA published a proposed order in
the Federal Register of April 2, 2020 (85
FR 18490), to reclassify these device
types from class III into class II (general
controls and special controls), subject to
premarket notification. FDA has
considered the information available to
the Agency, including the deliberations
of the March 22, 2018, Microbiology
Devices Panel (2018 Panel), and
comments from the public docket to
determine that there is sufficient
information to establish special controls
to effectively mitigate the risks to the
health identified in section V of the
proposed order, and that these special
controls, together with general controls,
provide a reasonable assurance of safety
and effectiveness when applied to
certain HCV antibody assay devices
intended for the qualitative detection of
HCV.
Therefore, in accordance with section
513(f)(3) of the FD&C Act, FDA, on its
own initiative, is issuing this final order
to reclassify certain HCV antibody assay
devices intended for the qualitative
detection of HCV from class III to class
II (general and special controls).2
jspears on DSK121TN23PROD with RULES1
II. Comments on the Proposed Order
On April 2, 2020, FDA published in
the Federal Register a proposed order
(85 FR 18490) to reclassify certain HCV
antibody assay devices intended for the
qualitative detection of HCV from class
III to class II, subject to premarket
notification. The comment period on the
proposed order closed on June 1, 2020.
In response to the proposed order, FDA
received comments from industry,
healthcare associations, public health
departments, and individual consumers
by the close of the comment period,
some of which contained one or more
2 FDA notes that the ‘‘ACTION’’ caption for this
final order is styled as ‘‘Final amendment; final
order,’’ rather than ‘‘Final order.’’ Beginning in
December 2019, this editorial change was made to
indicate that the document ‘‘amends’’ the Code of
Federal Regulations. The change was made in
accordance with the Office of the Federal Register’s
(OFR) interpretation of the Federal Register Act (44
U.S.C. chapter 15), its implementing regulations (1
CFR 5.9 and parts 21 and 22) and the Document
Drafting Handbook.
VerDate Sep<11>2014
17:19 Nov 19, 2021
Jkt 256001
comments on one or more issues. We
describe and respond to the comments
in this section of the document. Certain
comments are grouped based on
common themes; we grouped similar
comments together under the same
number and listed them numerically.
The order of response to the
commenters is purely for organizational
purposes and does not signify the
comment’s value or importance nor the
order in which comments were
received. Please note that in some cases
we separated different issues discussed
by the same commenter and designated
them as distinct comments for purposes
of our responses.
(Comment 1) FDA received numerous
comments in favor of the proposed
reclassification of certain HCV antibody
assay devices intended for the
qualitative detection of HCV from class
III to class II with special controls.
Commenters stated they believed that
special controls, along with general
controls, could provide a reasonable
assurance of the safety and effectiveness
of these devices. In addition, they
believed that the decreased regulatory
burden resulting from the
reclassification could encourage further
development of, and provide patients
more timely access to, these devices.
Overall, there was a general consensus
among the commenters that the
proposed special controls are necessary
and sufficient to mitigate the risks to
health of patients presented by these
devices and to provide reasonable
assurance of the safety and effectiveness
of these devices.
(Response 1) Based on the evidence
considered, comments received in
response to the proposed order and
deliberations of the 2018 Panel, FDA
agrees with the commenters that
reclassification of certain HCV antibody
assay devices for the qualitative
detection of HCV from class III into
class II and that special controls, in
addition to general controls, can provide
a reasonable assurance of the safety and
effectiveness of these devices. In
addition, FDA expects that the
reclassification of these devices would
enable more manufacturers to develop
them such that patients would benefit
from increased access to safe and
effective tests.
(Comment 2) One comment expressed
concerns about the proposed
reclassification of these devices from
class III into class II. The commenter
suggested that there was not enough
justification to reclassify these devices
at this time and asked for clarification
on FDA’s justification proposing this
reclassification. The commenter also
asked for clarification on whether a high
PO 00000
Frm 00020
Fmt 4700
Sfmt 4700
demand of these devices was a
consideration in FDA’s proposed
reclassification order.
(Response 2) Based on the evidence
considered, comments received in
response to the proposed order and
deliberations of the 2018 Panel, FDA
disagrees with this comment and
continues to believe that reclassification
of these devices is justified for the
reasons identified in the proposed order
(85 FR 18490). FDA’s justification for
reclassifying these devices is based on
the unanimous recommendation of the
2018 Panel, FDA’s accumulated
experience with these devices from
review submissions, and from published
peer-reviewed literature. In addition,
FDA believes that the special controls
identified in this final order, in addition
to the general controls, will provide a
reasonable assurance of the safety and
effectiveness of these devices.
FDA relies upon ‘‘valid scientific
evidence’’ as defined in section
513(a)(3) of the FD&C Act and
§ 860.7(c)(2) in the classification process
to determine the level of regulation for
devices. FDA believes the standard in
section 513(a)(1)(B) of the FD&C Act is
met as there is sufficient information to
establish special controls, which, in
addition to general controls, will
provide reasonable assurance of the
safety and effectiveness of these devices.
While FDA expects that the
reclassification of these devices would
enable more manufacturers to develop
HCV antibody tests such that patients
would benefit from increased access to
safe and effective tests, this is not a
consideration in the Agency’s
reclassification determination.
(Comment 3) Several commenters had
questions about the scope of the
proposed reclassification order. Several
commenters noted that the proposed
reclassification order identified these
devices as HCV antibody tests for
prescription use and suggested that the
reclassification order should also
include HCV antibody tests intended for
over-the-counter (OTC) use. In addition,
one commenter suggested that FDA’s
reclassification order should also
include HCV antigen tests, tests for
hepatitis A and hepatitis B, and also
that the reclassification should include
other specimen types for HCV antibody
tests beyond those identified in the
proposed order (e.g., urine or saliva).
(Response 3) These comments are
beyond the scope of FDA’s proposed
reclassification order which applies
only to HCV antibody tests that have
been previously approved by FDA. FDA
has not approved any HCV antibody
tests intended for OTC use and FDA
believes that an HCV antibody tests
E:\FR\FM\22NOR1.SGM
22NOR1
jspears on DSK121TN23PROD with RULES1
Federal Register / Vol. 86, No. 222 / Monday, November 22, 2021 / Rules and Regulations
intended for OTC use would be a new
type of device not previously classified
based on the criteria at section 513(a)(1)
of the FD&C Act and, as a result, such
postamendments devices would be
automatically classified into class III by
operation of section 513(f)(1) of the
FD&C Act. FDA believes that an HCV
antibody test intended for OTC use may
be a good candidate for the De Novo
classification process under section
513(f)(2) of the FD&C Act (Refs. 1 and
2). FDA recommends that device
manufacturers interested in marketing
an HCV antibody test for OTC use
submit a Pre-Submission to request FDA
feedback on the studies and data that
may be necessary to support a De Novo
request (Ref. 3).
Similarly, to date, FDA has only
approved HCV antibody tests intended
for use with human serum or plasma
and new specimen types are beyond the
scope of this reclassification order.
(Comment 4) Several commenters
expressed support of FDA’s proposal to
rename these devices from ‘‘hepatitis C
virus antibody assay devices’’ to
‘‘hepatitis C virus (HCV) antibody
tests.’’ These commenters believed that
the new name for these devices made
clear that these are diagnostic tests and
is consistent with the naming of similar
diagnostic devices. Alternatively,
several commenters provided
suggestions on FDA’s proposal to
rename these devices to ‘‘hepatitis C
virus (HCV) antibody tests.’’ One
commenter suggested renaming these
devices ‘‘HCV serological tests.’’
Another commenter suggested renaming
these devices ‘‘hepatitis C virus (HCV)
antibody test devices.’’
(Response 4) FDA believes that the
new identification of these devices as
‘‘hepatitis C virus (HCV) antibody tests’’
is both understandable to consumers
and industry and is consistent with the
naming of similar diagnostic devices.
FDA disagrees with those commenters
that proposed renaming these devices
‘‘HCV serological tests’’ or ‘‘hepatitis C
virus (HCV) antibody test devices’’ as
FDA believes that the identification of
these devices as ‘‘hepatitis C virus
(HCV) antibody tests’’ adequately
identifies the types of devices that
would be affected by this
reclassification action and is clear and
consistent with the naming of similar
diagnostic devices.
(Comment 5) One commenter
suggested that HCV antibody tests could
be classified in part 866 (21 CFR part
866) after ‘‘Hepatitis A virus (HAV)
serological reagents’’ which are
currently classified under 21 CFR
866.3310.
VerDate Sep<11>2014
17:19 Nov 19, 2021
Jkt 256001
(Response 5) FDA disagrees with this
comment because FDA believes that the
classification of HCV antibody tests
under § 866.3169 (21 CFR 866.3169) is
appropriate. In addition, FDA has
proposed to reclassify nucleic acidbased HCV ribonucleic acid (RNA)
devices intended for the qualitative or
quantitative detection or genotyping of
HCV RNA under § 866.3170 (21 CFR
866.3170) (85 FR 18483). The
classification of HCV antibody tests in
§ 866.3169 would allow for these
devices to be located next to nucleic
acid-based HCV RNA tests in the Code
of Federal Regulations (CFR).
(Comment 6) One commenter
requested that FDA state the time that
it generally takes for FDA to review
510(k) submissions and PMA
applications.
(Response 6) Review times for a
particular device may vary but the
FD&C Act requires manufacturers to
submit a 510(k) to FDA at least 90 days
before introducing, or before delivering
for introduction, a device into interstate
commerce (see section 510(k) of the
FD&C Act). For comparison, FDA has
180 days to review a PMA starting on
the date an application is accepted for
filing (see section 515(d) of the FD&C
Act (21 U.S.C. 360e(d)) and 21 CFR
814.40).
(Comment 7) One comment indicated
a patient who was diagnosed with
hepatitis was successfully treated.
Another comment requested that FDA
consider reducing the prices of HCV
antibody tests as a result of their
reclassification.
(Response 7) Each of these comments
are outside the scope of this
reclassification action.
(Comment 8) Several comments
expressed general support of the special
controls identified in the proposed
order and believed they would provide
a reasonable assurance of safety and
effectiveness of these devices. In
addition, several commenters suggested
that FDA revise the special controls to
include a requirement that the labeling
identify where and when these devices
may be used consistent with infection
control standards and FDA guidance
documents for infection control.
Additionally, it was suggested that the
labeling specify the special populations
of patients for which test performance
may be affected.
(Response 8) FDA continues to
believe that the special controls
identified in the proposed order and
finalized in this final order are sufficient
to provide a reasonable assurance of
safety and effectiveness of HCV
antibody tests.
PO 00000
Frm 00021
Fmt 4700
Sfmt 4700
66175
FDA disagrees that a further level of
specificity is necessary for inclusion
within the special controls to provide a
reasonable assurance of safety and
effectiveness for these devices and
wants to ensure that the special controls
remain appropriate and applicable to
provide a reasonable assurance of safety
and effectiveness for these devices over
time. Further, performance of these
devices may evolve over time for special
populations and any special
populations for which performance of
these devices may be affected are
required to be included in the labeling
for these devices by the special controls
(see § 866.3169(b)(1)(ii)(A)).
III. The Final Order
Based on the information discussed in
the preamble to the proposed order (85
FR 18490), the comments received for
the proposed order, the 2018 Panel
deliberations (Ref. 4), and FDA’s
experiences over the years in reviewing
these device types, FDA concludes that
special controls, in conjunction with
general controls, will provide a
reasonable assurance of the safety and
effectiveness of HCV antibody tests.
FDA is adopting its findings under
section 513(f)(3) of the FD&C Act, as
published in the preamble to the
proposed order. FDA is issuing this final
order to reclassify HCV antibody tests
intended for the qualitative detection of
HCV from class III to class II, and
establishing special controls by revising
part 866. In this final order, the Agency
has identified the special controls under
section 513(a)(1)(B) of the FD&C Act
that, together with general controls,
provide a reasonable assurance of the
safety and effectiveness of these devices.
Section 510(m) of the FD&C Act
provides that FDA may exempt a class
II device from the premarket notification
requirements under section 510(k) of the
FD&C Act, if FDA determines that
premarket notification is not necessary
to provide reasonable assurance of the
safety and effectiveness of the device.
FDA has determined that premarket
notification is necessary to provide a
reasonable assurance of the safety and
effectiveness of HCV antibody tests.
Therefore, this device type is not
exempt from premarket notification
requirements. Persons who intend to
market a new HCV antibody assay
device must submit to FDA a premarket
notification, obtain clearance, and
demonstrate compliance with the
special controls included in this final
order, prior to marketing the device.
These devices are assigned the generic
name ‘‘HCV antibody tests’’ and
identified as in vitro diagnostic devices
intended for use with human serum,
E:\FR\FM\22NOR1.SGM
22NOR1
66176
Federal Register / Vol. 86, No. 222 / Monday, November 22, 2021 / Rules and Regulations
plasma, or other matrices as a
prescription device that aids in the
diagnosis of HCV infection in persons
with signs and symptoms of hepatitis
and in persons at risk for hepatitis C
infection. The test is not intended for
screening blood, plasma, cell, or tissue
donors.
Under this final order, HCV antibody
tests are identified as prescription use
only devices and as such, HCV antibody
tests must satisfy prescription labeling
requirements for in vitro diagnostic
products (see 21 CFR 809.10(a)(4) and
(b)(5)(ii)). Under 21 CFR 807.81, the
device continues to be subject to 510(k)
requirements.
IV. Codification of Orders
Prior to the amendments in the Food
and Drug Administration Safety and
Innovation Act (Pub. L. 112–144)
(FDASIA), section 513(e) of the FD&C
Act provided for FDA to issue
regulations to reclassify devices.
Although section 513(e), as amended by
FDASIA, requires FDA to issue final
orders rather than regulations, it also
provides for FDA to revoke previously
issued regulations by order. FDA will
continue to codify classifications and
reclassifications in the CFR. Changes
resulting from final orders will appear
in the CFR as changes to codified
classification determinations or as
newly codified orders. Therefore, under
section 513(e)(1)(A)(i), as amended by
FDASIA, in this final order, we are
proposing to codify the classification of
hepatitis c virus antibody tests in the
new § 866.3169, under which HCV
antibody tests would be reclassified into
class II.
jspears on DSK121TN23PROD with RULES1
V. Analysis of Environmental Impact
The Agency has determined under 21
CFR 25.34(b) that this action is of a type
that does not individually or
cumulatively have a significant effect on
the human environment. Therefore,
neither an environmental assessment
nor an environmental impact statement
is required.
VI. Paperwork Reduction Act of 1995
This final order establishes special
controls that refer to previously
approved FDA collections. These
collections of information are subject to
review by the Office of Management and
Budget (OMB) under the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501–
3521). The collections of information in
part 807, subpart E have been approved
under OMB control number 0910–0120;
the collections of information in 21 CFR
parts 801 and 809 have been approved
under OMB control number 0910–0485;
and the collections of information in 21
VerDate Sep<11>2014
17:19 Nov 19, 2021
Jkt 256001
CFR part 820 have been approved under
OMB control number 0910–0073.
■
VII. References
The following references are on
display at the Dockets Management Staff
(HFA–305), Food and Drug
Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852, 240–402–
7500 and are available for viewing by
interested persons between 9 a.m. and 4
p.m., Monday through Friday; they also
are available electronically at https://
www.regulations.gov. FDA has verified
the website addresses, as of the date this
document publishes in the Federal
Register, but websites are subject to
change over time.
§ 866.3169
tests.
1. ‘‘De Novo Classification Process
(Evaluation of Automatic Class III
Designation)—Guidance for Industry and
Food and Drug Administration Staff,’’
issued October 30, 2017 (available at
https://www.fda.gov/regulatoryinformation/search-fda-guidancedocuments/de-novo-classificationprocess-evaluation-automatic-class-iiidesignation).
2. ‘‘Acceptance Review for De Novo
Classification Requests—Guidance for
Industry and Food and Drug
Administration Staff,’’ issued September
9, 2019 (available at https://
www.fda.gov/regulatory-information/
search-fda-guidance-documents/
acceptance-review-de-novoclassification-requests).
3. ‘‘Requests for Feedback and Meetings for
Medical Device Submissions: The QSubmission Program—Guidance for
Industry and Food and Drug
Administration Staff,’’ issued May 7,
2019 (available at https://www.fda.gov/
regulatory-information/search-fdaguidance-documents/requests-feedbackand-meetings-medical-devicesubmissions-q-submission-program).
4. Transcript of the FDA Microbiology
Devices Panel Meeting, March 22, 2018
(available at https://www.fda.gov/
downloads/AdvisoryCommittees/
CommitteesMeetingMaterials/
BloodVaccinesandOtherBiologics/
BloodProductsAdvisoryCommittee/
UCM630139.pdf).
List of Subjects in 21 CFR Part 866
Biologics, Laboratories, Medical
devices.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 866 is
amended as follows:
PART 866—IMMUNOLOGY AND
MICROBIOLOGY DEVICES
1. The authority citation for part 866
continues to read as follows:
■
Authority: 21 U.S.C. 351, 360, 360c, 360e,
360j, 360l, 371.
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
2. Add § 866.3169 to subpart D to read
as follows:
Hepatitis C virus antibody
(a) Identification. A hepatitis C virus
(HCV) antibody test is identified as an
in vitro diagnostic device intended for
use with human serum, plasma, or other
matrices as a prescription device that
aids in the diagnosis of HCV infection
in persons with signs and symptoms of
hepatitis and in persons at risk for
hepatitis C infection. The test is not
intended for screening blood, plasma,
cell, or tissue donors.
(b) Classification. Class II (special
controls). The special controls for this
device are:
(1) The labeling required under
§ 809.10(b) of this chapter must include:
(i) A prominent statement that the test
is not intended for the screening of
blood, plasma, and cell or tissue donors.
(ii) Limitations, which must be
updated to reflect current clinical
practice and disease presentation and
management. The limitations must
include, but are not limited to,
statements that indicate:
(A) When appropriate, the
performance characteristics of the test
have not been established in
populations of immunocompromised or
immunosuppressed patients or, other
special populations where test
performance may be affected.
(B) The detection of HCV antibodies
indicates a present or past infection
with hepatitis C virus, but does not
differentiate between acute, chronic, or
resolved infection.
(C) The specimen types for which the
device has been cleared, and that use of
the test with specimen types other than
those specifically cleared for this device
may result in inaccurate test results.
(D) Test results are to be interpreted
by qualified licensed healthcare
professionals in conjunction with the
individual’s clinical presentation,
history, and other laboratory results.
(E) A non-reactive test result may
occur early during acute infection, prior
to development of a host antibody
response to infection, or when analyte
levels are below the limit of detection of
the test.
(iii) A detailed explanation of the
principles of operation and procedures
for performing the test.
(2) Design verification and validation
must include the following:
(i) A detailed device description,
including all parts that make up the
device, ancillary reagents required but
not provided, an explanation of the
device methodology, and design of the
antigen(s) and capture antibody(ies)
E:\FR\FM\22NOR1.SGM
22NOR1
jspears on DSK121TN23PROD with RULES1
Federal Register / Vol. 86, No. 222 / Monday, November 22, 2021 / Rules and Regulations
sequences, rationale for the selected
epitope(s), degree of amino acid
sequence conservation of the target, and
the design and nature of all primary,
secondary, and subsequent standards
used for calibration.
(ii) Documentation and
characterization (e.g., supplier,
determination of identity, and stability)
of all critical reagents (including
description of the antigen(s) and capture
antibody(ies)), and protocols for
maintaining product integrity
throughout its labeled shelf life.
(iii) Risk analysis and management
strategies, such as Failure Modes Effects
Analysis and/or Hazard Analysis and
Critical Control Points summaries and
their impact on test performance.
(iv) Final release criteria to be used
for manufactured test lots with
appropriate evidence that lots released
at the extremes of the specifications will
meet the claimed analytical and clinical
performance characteristics as well as
the stability claims.
(v) Stability studies for reagents must
include documentation of an assessment
of real-time stability for multiple reagent
lots using the indicated specimen types
and must use acceptance criteria that
ensure that analytical and clinical
performance characteristics are met
when stability is assigned based on the
extremes of the acceptance range.
(vi) All stability protocols, including
acceptance criteria.
(vii) Final release test results for each
lot used in clinical studies.
(viii) Multisite reproducibility study
that includes the testing of three
independent production lots.
(ix) Analytical performance studies
and results for determining the limit of
blank (LoB), limit of detection (LoD),
cutoff, precision (reproducibility)
including lot-to-lot and/or instrumentto-instrument precision, interference,
cross reactivity, carryover, hook effect,
seroconversion panel testing, matrix
equivalency, specimen stability, reagent
stability, and cross-genotype antibody
detection sensitivity, when appropriate.
(x) Analytical sensitivity of the test is
the same or better than that of other
cleared or approved tests.
(xi) Detailed documentation of
clinical performance testing from a
multisite clinical study. Performance
must be analyzed relative to an FDA
cleared or approved HCV antibody test,
or a comparator that FDA has
determined is appropriate. This study
must be conducted using appropriate
patient samples, with an acceptable
number of HCV positive and negative
samples in applicable risk categories.
Additional relevant patient groups must
be validated as appropriate. The
VerDate Sep<11>2014
17:19 Nov 19, 2021
Jkt 256001
samples may be a combination of fresh
and repository samples, sourced from
geographically diverse areas. The study
designs, including number of samples
tested, must be sufficient to meet the
following criteria:
(A) Clinical sensitivity of the test
must have a lower bound of the 95
percent confidence interval of greater
than or equal to 95 percent.
(B) Clinical specificity of the test must
have a lower bound of the 95 percent
confidence interval of greater than or
equal to 96 percent.
(3) For any HCV antibody test
intended for Point of Care (PoC) use, the
following special controls, in addition
to those listed in paragraphs (b)(1) and
(2) of this section, apply:
(i) Clinical studies must be conducted
at PoC sites.
(ii) Additional labeling must include
a brief summary of the instructions for
use that are appropriate for use in a PoC
environment.
Dated: November 16, 2021.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2021–25374 Filed 11–19–21; 8:45 am]
BILLING CODE 4164–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 878
[Docket No. FDA–2016–M–0035]
Effective Date of Requirement for
Premarket Approval for Blood Lancets
AGENCY:
Food and Drug Administration,
HHS.
ACTION:
Final order.
The Food and Drug
Administration (FDA, Agency, or we) is
issuing a final order to require the filing
of a premarket approval application
(PMA) or notice of completion of a
product development protocol (PDP)
following the reclassification of
multiple use blood lancets for multiple
patient use from class I to class III.
DATES: This order is effective on
November 22, 2021.
FOR FURTHER INFORMATION CONTACT:
Rebecca Nipper, Center for Devices and
Radiological Health, Food and Drug
Administration, 10903 New Hampshire
Ave., Bldg. 66, Rm. 1540, Silver Spring,
MD 20993–0002, 301–796–6527,
rebecca.nipper@fda.hhs.gov.
SUPPLEMENTARY INFORMATION:
SUMMARY:
PO 00000
Frm 00023
Fmt 4700
Sfmt 4700
66177
I. Background
The Federal Food, Drug, and Cosmetic
Act (FD&C Act), as amended, establishes
a comprehensive system for the
regulation of medical devices intended
for human use. Section 513 of the FD&C
Act (21 U.S.C. 360c) established three
categories (classes) of devices, reflecting
the regulatory controls needed to
provide reasonable assurance of their
safety and effectiveness. The three
categories of devices are class I (general
controls), class II (special controls), and
class III (premarket approval).
Under section 513(d)(1) of the FD&C
Act, devices that were in commercial
distribution before the enactment of the
Medical Device Amendments of 1976
(the 1976 amendments) (Pub. L. 94–
295), May 28, 1976 (generally referred to
as ‘‘preamendments devices’’), are
classified after FDA: (1) Receives a
recommendation from a device
classification panel (an FDA advisory
committee); (2) publishes the panel’s
recommendation for comment, along
with a proposed regulation classifying
the device; and (3) publishes a final
regulation classifying the device. FDA
has classified most preamendments
devices under these procedures.
A preamendments device that has
been classified into class III and devices
found substantially equivalent by means
of premarket notification (510(k))
procedures to such a preamendments
device or to a device within that type
(both the preamendments and
substantially equivalent devices are
referred to as preamendments class III
devices) may be marketed without
submission of a PMA until FDA issues
a final order under section 515(b) of the
FD&C Act (21 U.S.C. 360e(b)) requiring
premarket approval. Section 515(b)(1) of
the FD&C Act directs FDA to issue an
order requiring premarket approval for a
preamendments class III device.
Section 515(f) of the FD&C Act
provides an alternative pathway for
meeting the premarket approval
requirement. Under section 515(f),
manufacturers may meet the premarket
approval requirement if they file a
notice of completion of a PDP approved
under section 515(f)(4) of the FD&C Act
and FDA declares the PDP completed
under section 515(f)(6)(B) of the FD&C
Act. Accordingly, the manufacturer of a
preamendments class III device may
comply with a call for PMAs by filing
a PMA or a notice of completion of a
PDP. In practice, however, the option of
filing a notice of completion of a PDP
has rarely been used. For simplicity,
although the PDP option remains
available to manufacturers in response
to a final order under section 515(b) of
E:\FR\FM\22NOR1.SGM
22NOR1
Agencies
[Federal Register Volume 86, Number 222 (Monday, November 22, 2021)]
[Rules and Regulations]
[Pages 66173-66177]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-25374]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 866
[Docket No. FDA-2020-N-1082]
Microbiology Devices; Reclassification of Certain Hepatitis C
Virus Antibody Assay Devices, Renamed to Hepatitis C Virus Antibody
Tests
AGENCY: Food and Drug Administration, Department of Health and Human
Services (HHS).
ACTION: Final amendment; final order.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or the Agency) is
issuing a final order to reclassify certain hepatitis C virus (HCV)
antibody assay devices intended for the qualitative detection of HCV,
postamendments class III devices (product code MZO) into class II
(general controls and special controls), subject to premarket
notification. FDA is renaming and codifying these devices under the
classification regulation named ``hepatitis C virus (HCV) antibody
tests.'' FDA is also identifying the special controls that the Agency
believes are necessary to provide a reasonable assurance of safety and
effectiveness of these devices.
DATES: This order is effective December 22, 2021.
FOR FURTHER INFORMATION CONTACT: Maria Ines Garcia, Center for Devices
and Radiological Health, Food and Drug Administration, 10903 New
Hampshire Ave., Bldg. 66, Rm. 3104, Silver Spring, MD 20993-0002, 301-
796-7017, [email protected].
SUPPLEMENTARY INFORMATION:
I. Background--Regulatory Authorities
The Federal Food, Drug, and Cosmetic Act (FD&C Act), as amended,
establishes a comprehensive system for the regulation of medical
devices intended for human use. Section 513 of the FD&C Act (21 U.S.C.
360c) established three classes of devices, reflecting the regulatory
controls needed to provide reasonable assurance of their safety and
effectiveness. The three classes of devices are class I (general
controls), class II (general and special controls), and class III
(general controls and premarket approval).
Devices that were not in commercial distribution prior to May 28,
1976 (generally referred to as postamendments devices), are
automatically classified by section 513(f)(1) of the FD&C Act into
class III without any FDA rulemaking process.\1\ Those devices remain
in class III and require premarket approval unless, and until, (1) FDA
reclassifies the device into class I or II, or (2) FDA issues an order
finding the device to be substantially equivalent, in accordance with
section 513(i) of the FD&C Act, to a predicate device that does not
require premarket approval. FDA determines whether new devices are
substantially equivalent to predicate devices by means of premarket
notification procedures in section 510(k) of the FD&C Act (21 U.S.C.
360(k)) and part 807 (21 CFR part 807), subpart E, of the regulations.
---------------------------------------------------------------------------
\1\ HCV antibody assay devices for the qualitative detection of
HCV with intended uses outside the scope of the classification under
21 CFR 866.3169 are considered postamendments devices that are
subject to classification under section 513(f)(1) of the FD&C Act
or, if the relevant requirements are met, under section 513(f)(2) of
the FD&C Act.
---------------------------------------------------------------------------
A postamendments device that has been initially classified in class
III under section 513(f)(1) of the FD&C Act may be reclassified into
class I or II under section 513(f)(3) of the FD&C Act. Section
513(f)(3) of the FD&C Act provides that FDA, acting by administrative
order, can reclassify the device into class I or II on its own
initiative, or in response to a petition from the manufacturer or
importer of the device. To change the classification of the device, the
proposed new class must have sufficient regulatory controls to provide
a reasonable assurance of the safety and effectiveness of the device
for its intended use.
FDA relies upon ``valid scientific evidence,'' as defined in
section 513(a)(3) of the FD&C Act and
[[Page 66174]]
Sec. 860.7(c)(2) (21 CFR 860.7(c)(2)), in the classification process
to determine the level of regulation for devices. To be considered in
the reclassification process, the ``valid scientific evidence'' upon
which the Agency relies must be publicly available (see section 520(c)
of the FD&C Act (21 U.S.C. 360j(c))). Publicly available information
excludes trade secret and/or confidential commercial information, e.g.,
the contents of a pending premarket approval application (PMA) (see
section 520(c) of the FD&C Act).
FDA published a proposed order in the Federal Register of April 2,
2020 (85 FR 18490), to reclassify these device types from class III
into class II (general controls and special controls), subject to
premarket notification. FDA has considered the information available to
the Agency, including the deliberations of the March 22, 2018,
Microbiology Devices Panel (2018 Panel), and comments from the public
docket to determine that there is sufficient information to establish
special controls to effectively mitigate the risks to the health
identified in section V of the proposed order, and that these special
controls, together with general controls, provide a reasonable
assurance of safety and effectiveness when applied to certain HCV
antibody assay devices intended for the qualitative detection of HCV.
Therefore, in accordance with section 513(f)(3) of the FD&C Act,
FDA, on its own initiative, is issuing this final order to reclassify
certain HCV antibody assay devices intended for the qualitative
detection of HCV from class III to class II (general and special
controls).\2\
---------------------------------------------------------------------------
\2\ FDA notes that the ``ACTION'' caption for this final order
is styled as ``Final amendment; final order,'' rather than ``Final
order.'' Beginning in December 2019, this editorial change was made
to indicate that the document ``amends'' the Code of Federal
Regulations. The change was made in accordance with the Office of
the Federal Register's (OFR) interpretation of the Federal Register
Act (44 U.S.C. chapter 15), its implementing regulations (1 CFR 5.9
and parts 21 and 22) and the Document Drafting Handbook.
---------------------------------------------------------------------------
II. Comments on the Proposed Order
On April 2, 2020, FDA published in the Federal Register a proposed
order (85 FR 18490) to reclassify certain HCV antibody assay devices
intended for the qualitative detection of HCV from class III to class
II, subject to premarket notification. The comment period on the
proposed order closed on June 1, 2020. In response to the proposed
order, FDA received comments from industry, healthcare associations,
public health departments, and individual consumers by the close of the
comment period, some of which contained one or more comments on one or
more issues. We describe and respond to the comments in this section of
the document. Certain comments are grouped based on common themes; we
grouped similar comments together under the same number and listed them
numerically.
The order of response to the commenters is purely for
organizational purposes and does not signify the comment's value or
importance nor the order in which comments were received. Please note
that in some cases we separated different issues discussed by the same
commenter and designated them as distinct comments for purposes of our
responses.
(Comment 1) FDA received numerous comments in favor of the proposed
reclassification of certain HCV antibody assay devices intended for the
qualitative detection of HCV from class III to class II with special
controls. Commenters stated they believed that special controls, along
with general controls, could provide a reasonable assurance of the
safety and effectiveness of these devices. In addition, they believed
that the decreased regulatory burden resulting from the
reclassification could encourage further development of, and provide
patients more timely access to, these devices. Overall, there was a
general consensus among the commenters that the proposed special
controls are necessary and sufficient to mitigate the risks to health
of patients presented by these devices and to provide reasonable
assurance of the safety and effectiveness of these devices.
(Response 1) Based on the evidence considered, comments received in
response to the proposed order and deliberations of the 2018 Panel, FDA
agrees with the commenters that reclassification of certain HCV
antibody assay devices for the qualitative detection of HCV from class
III into class II and that special controls, in addition to general
controls, can provide a reasonable assurance of the safety and
effectiveness of these devices. In addition, FDA expects that the
reclassification of these devices would enable more manufacturers to
develop them such that patients would benefit from increased access to
safe and effective tests.
(Comment 2) One comment expressed concerns about the proposed
reclassification of these devices from class III into class II. The
commenter suggested that there was not enough justification to
reclassify these devices at this time and asked for clarification on
FDA's justification proposing this reclassification. The commenter also
asked for clarification on whether a high demand of these devices was a
consideration in FDA's proposed reclassification order.
(Response 2) Based on the evidence considered, comments received in
response to the proposed order and deliberations of the 2018 Panel, FDA
disagrees with this comment and continues to believe that
reclassification of these devices is justified for the reasons
identified in the proposed order (85 FR 18490). FDA's justification for
reclassifying these devices is based on the unanimous recommendation of
the 2018 Panel, FDA's accumulated experience with these devices from
review submissions, and from published peer-reviewed literature. In
addition, FDA believes that the special controls identified in this
final order, in addition to the general controls, will provide a
reasonable assurance of the safety and effectiveness of these devices.
FDA relies upon ``valid scientific evidence'' as defined in section
513(a)(3) of the FD&C Act and Sec. 860.7(c)(2) in the classification
process to determine the level of regulation for devices. FDA believes
the standard in section 513(a)(1)(B) of the FD&C Act is met as there is
sufficient information to establish special controls, which, in
addition to general controls, will provide reasonable assurance of the
safety and effectiveness of these devices. While FDA expects that the
reclassification of these devices would enable more manufacturers to
develop HCV antibody tests such that patients would benefit from
increased access to safe and effective tests, this is not a
consideration in the Agency's reclassification determination.
(Comment 3) Several commenters had questions about the scope of the
proposed reclassification order. Several commenters noted that the
proposed reclassification order identified these devices as HCV
antibody tests for prescription use and suggested that the
reclassification order should also include HCV antibody tests intended
for over-the-counter (OTC) use. In addition, one commenter suggested
that FDA's reclassification order should also include HCV antigen
tests, tests for hepatitis A and hepatitis B, and also that the
reclassification should include other specimen types for HCV antibody
tests beyond those identified in the proposed order (e.g., urine or
saliva).
(Response 3) These comments are beyond the scope of FDA's proposed
reclassification order which applies only to HCV antibody tests that
have been previously approved by FDA. FDA has not approved any HCV
antibody tests intended for OTC use and FDA believes that an HCV
antibody tests
[[Page 66175]]
intended for OTC use would be a new type of device not previously
classified based on the criteria at section 513(a)(1) of the FD&C Act
and, as a result, such postamendments devices would be automatically
classified into class III by operation of section 513(f)(1) of the FD&C
Act. FDA believes that an HCV antibody test intended for OTC use may be
a good candidate for the De Novo classification process under section
513(f)(2) of the FD&C Act (Refs. 1 and 2). FDA recommends that device
manufacturers interested in marketing an HCV antibody test for OTC use
submit a Pre-Submission to request FDA feedback on the studies and data
that may be necessary to support a De Novo request (Ref. 3).
Similarly, to date, FDA has only approved HCV antibody tests
intended for use with human serum or plasma and new specimen types are
beyond the scope of this reclassification order.
(Comment 4) Several commenters expressed support of FDA's proposal
to rename these devices from ``hepatitis C virus antibody assay
devices'' to ``hepatitis C virus (HCV) antibody tests.'' These
commenters believed that the new name for these devices made clear that
these are diagnostic tests and is consistent with the naming of similar
diagnostic devices. Alternatively, several commenters provided
suggestions on FDA's proposal to rename these devices to ``hepatitis C
virus (HCV) antibody tests.'' One commenter suggested renaming these
devices ``HCV serological tests.'' Another commenter suggested renaming
these devices ``hepatitis C virus (HCV) antibody test devices.''
(Response 4) FDA believes that the new identification of these
devices as ``hepatitis C virus (HCV) antibody tests'' is both
understandable to consumers and industry and is consistent with the
naming of similar diagnostic devices.
FDA disagrees with those commenters that proposed renaming these
devices ``HCV serological tests'' or ``hepatitis C virus (HCV) antibody
test devices'' as FDA believes that the identification of these devices
as ``hepatitis C virus (HCV) antibody tests'' adequately identifies the
types of devices that would be affected by this reclassification action
and is clear and consistent with the naming of similar diagnostic
devices.
(Comment 5) One commenter suggested that HCV antibody tests could
be classified in part 866 (21 CFR part 866) after ``Hepatitis A virus
(HAV) serological reagents'' which are currently classified under 21
CFR 866.3310.
(Response 5) FDA disagrees with this comment because FDA believes
that the classification of HCV antibody tests under Sec. 866.3169 (21
CFR 866.3169) is appropriate. In addition, FDA has proposed to
reclassify nucleic acid-based HCV ribonucleic acid (RNA) devices
intended for the qualitative or quantitative detection or genotyping of
HCV RNA under Sec. 866.3170 (21 CFR 866.3170) (85 FR 18483). The
classification of HCV antibody tests in Sec. 866.3169 would allow for
these devices to be located next to nucleic acid-based HCV RNA tests in
the Code of Federal Regulations (CFR).
(Comment 6) One commenter requested that FDA state the time that it
generally takes for FDA to review 510(k) submissions and PMA
applications.
(Response 6) Review times for a particular device may vary but the
FD&C Act requires manufacturers to submit a 510(k) to FDA at least 90
days before introducing, or before delivering for introduction, a
device into interstate commerce (see section 510(k) of the FD&C Act).
For comparison, FDA has 180 days to review a PMA starting on the date
an application is accepted for filing (see section 515(d) of the FD&C
Act (21 U.S.C. 360e(d)) and 21 CFR 814.40).
(Comment 7) One comment indicated a patient who was diagnosed with
hepatitis was successfully treated. Another comment requested that FDA
consider reducing the prices of HCV antibody tests as a result of their
reclassification.
(Response 7) Each of these comments are outside the scope of this
reclassification action.
(Comment 8) Several comments expressed general support of the
special controls identified in the proposed order and believed they
would provide a reasonable assurance of safety and effectiveness of
these devices. In addition, several commenters suggested that FDA
revise the special controls to include a requirement that the labeling
identify where and when these devices may be used consistent with
infection control standards and FDA guidance documents for infection
control. Additionally, it was suggested that the labeling specify the
special populations of patients for which test performance may be
affected.
(Response 8) FDA continues to believe that the special controls
identified in the proposed order and finalized in this final order are
sufficient to provide a reasonable assurance of safety and
effectiveness of HCV antibody tests.
FDA disagrees that a further level of specificity is necessary for
inclusion within the special controls to provide a reasonable assurance
of safety and effectiveness for these devices and wants to ensure that
the special controls remain appropriate and applicable to provide a
reasonable assurance of safety and effectiveness for these devices over
time. Further, performance of these devices may evolve over time for
special populations and any special populations for which performance
of these devices may be affected are required to be included in the
labeling for these devices by the special controls (see Sec.
866.3169(b)(1)(ii)(A)).
III. The Final Order
Based on the information discussed in the preamble to the proposed
order (85 FR 18490), the comments received for the proposed order, the
2018 Panel deliberations (Ref. 4), and FDA's experiences over the years
in reviewing these device types, FDA concludes that special controls,
in conjunction with general controls, will provide a reasonable
assurance of the safety and effectiveness of HCV antibody tests. FDA is
adopting its findings under section 513(f)(3) of the FD&C Act, as
published in the preamble to the proposed order. FDA is issuing this
final order to reclassify HCV antibody tests intended for the
qualitative detection of HCV from class III to class II, and
establishing special controls by revising part 866. In this final
order, the Agency has identified the special controls under section
513(a)(1)(B) of the FD&C Act that, together with general controls,
provide a reasonable assurance of the safety and effectiveness of these
devices.
Section 510(m) of the FD&C Act provides that FDA may exempt a class
II device from the premarket notification requirements under section
510(k) of the FD&C Act, if FDA determines that premarket notification
is not necessary to provide reasonable assurance of the safety and
effectiveness of the device. FDA has determined that premarket
notification is necessary to provide a reasonable assurance of the
safety and effectiveness of HCV antibody tests. Therefore, this device
type is not exempt from premarket notification requirements. Persons
who intend to market a new HCV antibody assay device must submit to FDA
a premarket notification, obtain clearance, and demonstrate compliance
with the special controls included in this final order, prior to
marketing the device.
These devices are assigned the generic name ``HCV antibody tests''
and identified as in vitro diagnostic devices intended for use with
human serum,
[[Page 66176]]
plasma, or other matrices as a prescription device that aids in the
diagnosis of HCV infection in persons with signs and symptoms of
hepatitis and in persons at risk for hepatitis C infection. The test is
not intended for screening blood, plasma, cell, or tissue donors.
Under this final order, HCV antibody tests are identified as
prescription use only devices and as such, HCV antibody tests must
satisfy prescription labeling requirements for in vitro diagnostic
products (see 21 CFR 809.10(a)(4) and (b)(5)(ii)). Under 21 CFR 807.81,
the device continues to be subject to 510(k) requirements.
IV. Codification of Orders
Prior to the amendments in the Food and Drug Administration Safety
and Innovation Act (Pub. L. 112-144) (FDASIA), section 513(e) of the
FD&C Act provided for FDA to issue regulations to reclassify devices.
Although section 513(e), as amended by FDASIA, requires FDA to issue
final orders rather than regulations, it also provides for FDA to
revoke previously issued regulations by order. FDA will continue to
codify classifications and reclassifications in the CFR. Changes
resulting from final orders will appear in the CFR as changes to
codified classification determinations or as newly codified orders.
Therefore, under section 513(e)(1)(A)(i), as amended by FDASIA, in this
final order, we are proposing to codify the classification of hepatitis
c virus antibody tests in the new Sec. 866.3169, under which HCV
antibody tests would be reclassified into class II.
V. Analysis of Environmental Impact
The Agency has determined under 21 CFR 25.34(b) that this action is
of a type that does not individually or cumulatively have a significant
effect on the human environment. Therefore, neither an environmental
assessment nor an environmental impact statement is required.
VI. Paperwork Reduction Act of 1995
This final order establishes special controls that refer to
previously approved FDA collections. These collections of information
are subject to review by the Office of Management and Budget (OMB)
under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501-3521). The
collections of information in part 807, subpart E have been approved
under OMB control number 0910-0120; the collections of information in
21 CFR parts 801 and 809 have been approved under OMB control number
0910-0485; and the collections of information in 21 CFR part 820 have
been approved under OMB control number 0910-0073.
VII. References
The following references are on display at the Dockets Management
Staff (HFA-305), Food and Drug Administration, 5630 Fishers Lane, Rm.
1061, Rockville, MD 20852, 240-402-7500 and are available for viewing
by interested persons between 9 a.m. and 4 p.m., Monday through Friday;
they also are available electronically at https://www.regulations.gov.
FDA has verified the website addresses, as of the date this document
publishes in the Federal Register, but websites are subject to change
over time.
1. ``De Novo Classification Process (Evaluation of Automatic Class
III Designation)--Guidance for Industry and Food and Drug
Administration Staff,'' issued October 30, 2017 (available at
https://www.fda.gov/regulatory-information/search-fda-guidance-documents/de-novo-classification-process-evaluation-automatic-class-iii-designation).
2. ``Acceptance Review for De Novo Classification Requests--Guidance
for Industry and Food and Drug Administration Staff,'' issued
September 9, 2019 (available at https://www.fda.gov/regulatory-information/search-fda-guidance-documents/acceptance-review-de-novo-classification-requests).
3. ``Requests for Feedback and Meetings for Medical Device
Submissions: The Q-Submission Program--Guidance for Industry and
Food and Drug Administration Staff,'' issued May 7, 2019 (available
at https://www.fda.gov/regulatory-information/search-fda-guidance-documents/requests-feedback-and-meetings-medical-device-submissions-q-submission-program).
4. Transcript of the FDA Microbiology Devices Panel Meeting, March
22, 2018 (available at https://www.fda.gov/downloads/AdvisoryCommittees/CommitteesMeetingMaterials/BloodVaccinesandOtherBiologics/BloodProductsAdvisoryCommittee/UCM630139.pdf).
List of Subjects in 21 CFR Part 866
Biologics, Laboratories, Medical devices.
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
866 is amended as follows:
PART 866--IMMUNOLOGY AND MICROBIOLOGY DEVICES
0
1. The authority citation for part 866 continues to read as follows:
Authority: 21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.
0
2. Add Sec. 866.3169 to subpart D to read as follows:
Sec. 866.3169 Hepatitis C virus antibody tests.
(a) Identification. A hepatitis C virus (HCV) antibody test is
identified as an in vitro diagnostic device intended for use with human
serum, plasma, or other matrices as a prescription device that aids in
the diagnosis of HCV infection in persons with signs and symptoms of
hepatitis and in persons at risk for hepatitis C infection. The test is
not intended for screening blood, plasma, cell, or tissue donors.
(b) Classification. Class II (special controls). The special
controls for this device are:
(1) The labeling required under Sec. 809.10(b) of this chapter
must include:
(i) A prominent statement that the test is not intended for the
screening of blood, plasma, and cell or tissue donors.
(ii) Limitations, which must be updated to reflect current clinical
practice and disease presentation and management. The limitations must
include, but are not limited to, statements that indicate:
(A) When appropriate, the performance characteristics of the test
have not been established in populations of immunocompromised or
immunosuppressed patients or, other special populations where test
performance may be affected.
(B) The detection of HCV antibodies indicates a present or past
infection with hepatitis C virus, but does not differentiate between
acute, chronic, or resolved infection.
(C) The specimen types for which the device has been cleared, and
that use of the test with specimen types other than those specifically
cleared for this device may result in inaccurate test results.
(D) Test results are to be interpreted by qualified licensed
healthcare professionals in conjunction with the individual's clinical
presentation, history, and other laboratory results.
(E) A non-reactive test result may occur early during acute
infection, prior to development of a host antibody response to
infection, or when analyte levels are below the limit of detection of
the test.
(iii) A detailed explanation of the principles of operation and
procedures for performing the test.
(2) Design verification and validation must include the following:
(i) A detailed device description, including all parts that make up
the device, ancillary reagents required but not provided, an
explanation of the device methodology, and design of the antigen(s) and
capture antibody(ies)
[[Page 66177]]
sequences, rationale for the selected epitope(s), degree of amino acid
sequence conservation of the target, and the design and nature of all
primary, secondary, and subsequent standards used for calibration.
(ii) Documentation and characterization (e.g., supplier,
determination of identity, and stability) of all critical reagents
(including description of the antigen(s) and capture antibody(ies)),
and protocols for maintaining product integrity throughout its labeled
shelf life.
(iii) Risk analysis and management strategies, such as Failure
Modes Effects Analysis and/or Hazard Analysis and Critical Control
Points summaries and their impact on test performance.
(iv) Final release criteria to be used for manufactured test lots
with appropriate evidence that lots released at the extremes of the
specifications will meet the claimed analytical and clinical
performance characteristics as well as the stability claims.
(v) Stability studies for reagents must include documentation of an
assessment of real-time stability for multiple reagent lots using the
indicated specimen types and must use acceptance criteria that ensure
that analytical and clinical performance characteristics are met when
stability is assigned based on the extremes of the acceptance range.
(vi) All stability protocols, including acceptance criteria.
(vii) Final release test results for each lot used in clinical
studies.
(viii) Multisite reproducibility study that includes the testing of
three independent production lots.
(ix) Analytical performance studies and results for determining the
limit of blank (LoB), limit of detection (LoD), cutoff, precision
(reproducibility) including lot-to-lot and/or instrument-to-instrument
precision, interference, cross reactivity, carryover, hook effect,
seroconversion panel testing, matrix equivalency, specimen stability,
reagent stability, and cross-genotype antibody detection sensitivity,
when appropriate.
(x) Analytical sensitivity of the test is the same or better than
that of other cleared or approved tests.
(xi) Detailed documentation of clinical performance testing from a
multisite clinical study. Performance must be analyzed relative to an
FDA cleared or approved HCV antibody test, or a comparator that FDA has
determined is appropriate. This study must be conducted using
appropriate patient samples, with an acceptable number of HCV positive
and negative samples in applicable risk categories. Additional relevant
patient groups must be validated as appropriate. The samples may be a
combination of fresh and repository samples, sourced from
geographically diverse areas. The study designs, including number of
samples tested, must be sufficient to meet the following criteria:
(A) Clinical sensitivity of the test must have a lower bound of the
95 percent confidence interval of greater than or equal to 95 percent.
(B) Clinical specificity of the test must have a lower bound of the
95 percent confidence interval of greater than or equal to 96 percent.
(3) For any HCV antibody test intended for Point of Care (PoC) use,
the following special controls, in addition to those listed in
paragraphs (b)(1) and (2) of this section, apply:
(i) Clinical studies must be conducted at PoC sites.
(ii) Additional labeling must include a brief summary of the
instructions for use that are appropriate for use in a PoC environment.
Dated: November 16, 2021.
Lauren K. Roth,
Associate Commissioner for Policy.
[FR Doc. 2021-25374 Filed 11-19-21; 8:45 am]
BILLING CODE 4164-01-P