Zero Suicide Initiative, 60883-60893 [2021-24039]
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Federal Register / Vol. 86, No. 211 / Thursday, November 4, 2021 / Notices
Rockville, MD 20857, Phone: (301) 443–
2241, Fax: (301) 594–0899, Email:
Andrew.Diggs@ihs.gov.
3. Questions on systems matters may
be directed to: Paul Gettys, Acting
Director, DGM, Indian Health Service,
Division of Grants Management, 5600
Fishers Lane, Mail Stop: 09E70,
Rockville, MD 20857, Phone: (301) 443–
2114; or the DGM main line (301) 443–
5204, Fax: (301) 594–0899, email:
Paul.Gettys@ihs.gov.
VIII. Other Information
The Public Health Service strongly
encourages all grant, cooperative
agreement, and contract recipients to
provide a smoke-free workplace and
promote the non-use of all tobacco
products. In addition, Public Law 103–
227, the Pro-Children Act of 1994,
prohibits smoking in certain facilities
(or in some cases, any portion of the
facility) in which regular or routine
education, library, day care, health care,
or early childhood development
services are provided to children. This
is consistent with the HHS mission to
protect and advance the physical and
mental health of the American people.
Elizabeth A. Fowler,
Acting Director, Indian Health Service.
[FR Doc. 2021–24023 Filed 11–3–21; 8:45 am]
BILLING CODE 4165–16–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Indian Health Service
Zero Suicide Initiative
Announcement Type: New.
Funding Announcement Number:
HHS–2022–IHS–ZSI–0001.
Assistance Listing (Catalog of Federal
Domestic Assistance or CFDA) Number:
93.654.
Key Dates
Application Deadline Date: February
2, 2022.
Earliest Anticipated Start Date: March
21, 2022.
I. Funding Opportunity Description
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Statutory Authority
The Indian Health Service (IHS) is
accepting applications for a cooperative
agreement for the Zero Suicide Initiative
(ZSI). This program is authorized under
the Snyder Act, 25 U.S.C. 13; the
Transfer Act, 42 U.S.C. 2001(a); and the
Indian Health Care Improvement Act, 25
U.S.C. 1665 et seq. This program is
described in the Assistance Listings
located at https://sam.gov/content/home
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(formerly known as Catalog of Federal
Domestic Assistance) under 93.654.
Background
Since 1999, suicide rates within the
Unites States have been steadily
increasing.1 On March 2, 2018, the
Centers for Disease Control and
Prevention’s Morbidity and Mortality
Weekly report released a data report,
‘‘Suicides Among American Indian/
Alaska Natives—National Violent Death
Reporting System, 18 States, 2003 to
2014,’’ which highlights American
Indian/Alaska Natives having the
highest rates of suicide of any racial/
ethnic group in the Unites States. The
suicide rate for American Indian/Alaska
Native (AI/AN) adolescents and young
adult ages 15 to 34 (19.1/100,000) was
1.3 times that of the national average for
that age group (14/100,000).2 In June
2019, the National Center for Health
Statistics, Health E-Stat reported in
‘‘Suicide Rates for Females and Males
by Race and Ethnicity: United States,
1999 and 2017,’’ suicide rates increased
for all race and ethnicity groups but the
largest increase occurred for nonHispanic AI/AN females (139% from 4.6
to 11.0 per 100,000). Suicide is the 8th
leading cause of death among all AI/AN
people across all ages and may be
underestimated.
The ‘Zero Suicide’ model is a key
component of the National Strategy for
Suicide Prevention (NSSP) and is a
priority of the National Action Alliance
for Suicide Prevention (https://theaction
alliance.org/). The ‘Zero Suicide’ model
focuses on developing a system-wide
approach to improving care for
individuals at risk of suicide who are
currently using health and behavioral
health systems. This award will support
implementation of the ‘Zero Suicide’
model within Tribal and Urban Indian
health care facilities and systems that
provide direct care services to AI/AN
individuals in order to raise awareness
of suicide, establish integrated systems
of care, and improve outcomes for such
individuals. Applicants are encouraged
to visit https://www.hhs.gov/surgeon
general/reports-and-publications/
suicide-prevention/ to access
a copy of the 2012 National Strategy.
Purpose
The purpose of this program is to
improve the system of care for those at
1 Curtin SC, Hedegaard H. Suicide rates for
females and males by race and ethnicity: United
States, 1999 and 2017. NCHS Health E-Stat. 2019.
2 Leavitt RA, Ertle AE, Sheats K, Petrosky E, IveyStephenson A, Fowler KA (2018) Suicides Among
American Indian/Alaska Natives—National Violent
Death Reporting System, 18 States, 2003 to 2014.
MMWR Morb Mortal Wkly Rep 2018;67: 37–240.
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60883
risk for suicide by implementing a
comprehensive, culturally informed,
multi-setting approach to suicide
prevention in Indian health systems.
This award represents a continuation of
the IHS effort to implement the Zero
Suicide approach in Indian Country.
The intent of this announcement is to
initiate a new, or build upon the
previous, Zero Suicide Initiative efforts.
Existing efforts have focused on
foundational learning of the key
concepts of the Zero Suicide framework,
technical assistance, and consultation
for several AI/AN Zero Suicide
communities. As a result of these
efforts, both the unique opportunities
and challenges of implementing Zero
Suicide in Indian Country have been
identified. To best capitalize on
opportunities and surmount such
challenges, this program focuses on the
core Seven Elements of the Zero Suicide
model as developed by the Suicide
Prevention Resource Center (SPRC) at
https://zerosuicide.edc.org/toolkit/zerosuicide-toolkit:
1. Lead—Create and sustain a
leadership-driven, safety-oriented
culture committed to dramatically
reducing suicide among people under
care. Include survivors of suicide
attempts and suicide loss in leadership
and planning roles;
2. Train—Develop a competent,
confident, and caring workforce;
3. Identify—Systematically identify
and assess suicide risk among people
receiving care;
4. Engage—Ensure every individual
has a pathway to care that is both timely
and adequate to meet his or her needs.
Include collaborative safety planning
and restriction of lethal means;
5. Treat—Use effective, evidencebased treatments that directly target
suicidal thoughts and behaviors;
6. Transition—Provide continuous
contact and support, especially after
acute care; and,
7. Improve—Apply a data-driven,
quality improvement approach to
inform system changes that will lead to
improved patient outcomes and better
care for those at risk.
Required, Optional, and Allowable
Activities
Each applicant must describe how
they plan to implement the following
core elements of this program in their
project narrative and incorporate culture
within the approach to each of the seven
elements.
1. Lead
a. Establish a leadership-driven
strategic plan which includes session
planning (see link https://
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zerosuicide.edc.org/resources/resourcedatabase/zero-suicide-work-plantemplate) to transform the delivery of
suicide care within the health care
system.
b. Describe the organizational steps to
broaden the responsibility for suicide
care across the entire health care
system.
c. Detail the specific role of leadership
to ensure system transformation is
achieved. Examples of leadership
commitment can include, but are not
limited to: Tribal Resolutions, Tribal
codes, formal suicide care policies, and
formation of Zero Suicide Initiative
advisory boards.
2. Train
a. Evaluate training needs and
develop a formal training plan for
suicide prevention gatekeeper training
(examples include, but are not limited
to, Question Persuade Refer, Applied
Suicide Intervention Skills Training,
and Mental Health First Aid). In
addition, the training plan should
include training in treating suicide risk
(examples include, but are not limited
to, Dialectical Behavioral Therapy,
Cognitive Processing Therapy for
Suicide Prevention, and Cognitive
Therapy for Suicidal Patients).
b. The formal training plan for staff
should focus across the health care
system to strengthen and advance the
skills of health care staff and providers
at all levels.
c. Training must target increasing
competence in the delivery of culturally
informed, evidence-based suicide care
in all health care settings. Survey at
https://zerosuicide.edc.org/sites/
default/files/ZS%20Workforce%20
Survey%20July%202020.pdf will be
completed and reported on at the
initiation of the period of performance.
d. Train new or existing staff with an
emphasis in these functions (see link
https://zerosuicide.edc.org/resources/
resource-database/suicide-care-trainingoptions).
e. Project/program oversight.
f. Case management/coordination to
ensure continuity of care across and
between various departments, health
care systems, and or levels of care (e.g.,
transfer from high risk to low risk,
discharge from inpatient mental health
care).
g. Data collection support and access
for Electronic Health Record (EHR),
clinical application, project coordinator
support, and other data related
activities. Adopt and/or enhance
computer systems, including
management information system, EHRs,
and other systems/software, to better
document and manage patient needs,
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the care process, integration with
related support services, and track
outcomes.
3. Identify
a. Implement system-wide policies
and procedures for comprehensive
suicide care standards to include, at a
minimum:
i. Universal screening of all patients
ages 10 and above for suicide risk using
validated instruments (see link https://
zerosuicide.edc.org/resources/resourcedatabase/ask-suicide-screeningquestions-asq-toolkit).
ii. Full suicide risk assessment of all
patients with positive suicide risk
screen (including risk level
formulation), using (see link https://
www.jointcommission.org/-/media/tjc/
documents/resources/patient-safetytopics/suicide-prevention/pages-fromsuicide_prevention_compendium_5_11_
20_updated-july2020_ep3_4.pdf).
iii. Individual Safety Plan for all
patients with positive suicide risk
screen to include counseling patients on
reduction to access of lethal means and
means restriction (see link https://
www.sprc.org/resources-programs/
patient-safety-plan-template).
iv. Procedure and protocol for
tracking patients at increased risk for
suicide by placing patients on a suicide
care management plan/pathway. This
must also address how patients are
monitored while on the plan/pathway,
how often patients are re-evaluated to
assess risk level, when it is appropriate
to remove patient from plan/pathway,
follow-up protocols after patients are
removed from plan/pathway, etc. (see
link https://www.jointcommission.org/
sea_issue_56/).
b. Develop protocols for every
individual identified as at risk of
suicide to continuously monitor the
individual’s progress through their EHR
or other data management system to
include the following:
i. Rapid follow-up of adults who have
attempted suicide or experienced a
suicidal crisis after being discharged
from a treatment facility, e.g., local
emergency departments, inpatient
psychiatric facilities, including direct
linkage with appropriate health care
agencies to ensure coordinated care
services and protocols are in place to
ensure patient safety, especially among
high-risk adults with serious mental
illness. This must include outreach
telephone contact within 24 to 48 hours
after discharge and securing an
appointment within 1 week of discharge
(see link https://
www.jointcommission.org/resources/
patient-safety-topics/suicideprevention/).
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ii. Establish health system leadership
including outside service providers (i.e.,
local suicide prevention crisis lines to
help with follow-up contacts, etc.), and
develop teams to guide the
implementation of the Zero Suicide
model within their agencies.
4. Engage
a. Develop a Suicide Care
Management Plan for every patient
identified as high risk of suicide (see
link https://zerosuicide.edc.org/
resources/resource-database/zerosuicide-work-plan-template). Implement
a process for continuous monitoring of
those patients’ progress through their
EHR or other data management system,
and adjust treatment as necessary.
5. Treat
a. Develop a strategy and specific plan
(see link https://zerosuicide.edc.org/
resources/resource-database/zerosuicide-data-elements-worksheet) to
collect, analyze, and disseminate data
related to suicide care across the health
care system.
b. Use a data-informed approach for
quality improvement at the levels of
policy, process, and practice. Wherever
possible, this approach should include
a unified EHR, or memorandum of
understanding/memorandum of
agreement (MOU/MOA) to establish a
process to share data between and
across systems of care for all patients in
a suicide risk clinical pathway. For
example, a data report that indicates a
high percentage of patients being
discharged from inpatient stays failed to
receive follow-up appointments may
result in implementing a plan to reduce
that number by changing staffing
patterns and processes to focus on
scheduling follow-up care.
c. Apply the use of evidence-based
practices to screen, assess, and treat
individuals at risk for suicide in a way
that incorporates culturally informed
practices and activities. Clearly describe
how cultural best practices and/or
traditional approaches are offered,
utilized, and/or incorporated within the
health care system to complement/
augment into the evidence-based
protocols with those at risk for suicide.
d. Evidence-based practices, where
appropriate, may include:
i. Suicide risk screening—Ask
Suicide-Screening Questions (see link
https://www.nimh.nih.gov/research/
research-conducted-at-nimh/asq-toolkitmaterials/index.shtml).
ii. Columbia Suicide Severity Rating
Scale (see link https://
cssrs.columbia.edu/the-columbia-scalec-ssrs/cssrs-for-communities-andhealthcare/#filter=.general-use.english).
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iii. Suicide Risk Assessment—Brief
Suicide Safety Assessment (see link
https://www.nimh.nih.gov/research/
research-conducted-at-nimh/asq-toolkitmaterials/youth-outpatient/youthoutpatient-brief-suicide-safetyassessment-worksheet.shtml).
iv. Columbia Suicide Severity Rating
Scale (see link https://
cssrs.columbia.edu/the-columbia-scalec-ssrs/cssrs-for-communities-andhealthcare/#filter=.general-use.english).
v. Suicide treatment—Dialectical
Behavioral Therapy (see link https://
www.sprc.org/resources-programs/
dialectical-behavior-therapy).
vi. Cognitive Therapy for Suicidal
Patients (see link https://www.sprc.org/
resources-programs/cognitive-therapysuicide-prevention).
vii. Cultural best practices and/or
traditional approaches—Language
immersion, traditional healers, and
traditional ceremonies (see link https://
zerosuicide.edc.org/toolkit/toolkitadaptations/indian-country).
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6. Transition
a. The Suicide Care Management Plan
must include the following (see link
https://zerosuicide.edc.org/resources/
resource-database/best-practices-caretransitions-individuals-suicide-riskinpatient-care):
i. Protocols for safety planning and
reducing access to lethal means in a
point-to-point transition of care within
a system;
ii. Rapid follow-up of adults who
have attempted suicide or experienced a
suicidal crisis after being discharged
from a treatment facility (e.g., local
emergency departments, inpatient
psychiatric facilities), including direct
linkage with appropriate health care
agencies to ensure coordinated care
services are in place;
iii. Protocols to ensure patient safety,
especially among high-risk adults in
health care systems who have attempted
suicide, experienced a suicidal crisis,
and/or have a serious mental illness.
This must include outreach telephone
contact within 24 to 48 hours after
discharge and securing an appointment
within 1 week of discharge (see link
https://zerosuicide.edc.org/toolkit/
transition and/or https://theaction
alliance.org/healthcare/caretransitions).
7. Improve
a. Describe the quality improvement
activities that will be used to track
progress towards your process and
outcome measure and how these data
will be used to inform the ongoing
implementation of the project and
beyond (see link https://
zerosuicide.edc.org/resources/resource-
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database/zero-suicide-work-plantemplate).
In addition to the seven elements
listed above, the following activities are
also required:
1. Seek the IHS’s approval for key
positions to be filled. Key positions
include, but are not limited to, the
Project Director, Project Coordinator,
and Evaluator.
2. Consult and accept guidance from
IHS staff on performance of
programmatic and data collection
activities to achieve the goals of the
cooperative agreement.
3. Maintain ongoing communication
with the IHS including a minimum of
one call per month, keeping Federal
program staff informed of emerging
issues, developments, and problems as
appropriate.
4. Invite the IHS Program Official to
observe and provide feedback to policy,
steering, advisory, or other task forces.
5. Maintain ongoing collaboration
with the IHS ZSI Technical Assistance
Coordinating Center, the Suicide
Prevention Resource Center, and the
National Suicide Prevention Lifeline.
6. Provide required documentation for
monthly and annual reporting and data
surveillance around suicidal behavior in
selected health and behavioral health
care systems.
believe the changes will improve the
outcomes.
• Discuss training needs or plans for
training to successfully implement the
proposed evidence-based practice(s).
Practice-Based Evidence, Promising
Practices, and Local Efforts
Cooperative Agreement
The IHS encourages the
implementation of Tribal and/or
culturally appropriate suicide
prevention and intervention strategies
but recognizes the limited range of
formally evaluated evidence-based
practices for suicide and substance
abuse that have been developed
specifically for the American Indians/
Alaska Natives population. In addition
to formally evaluated practices, which
exist in the research and practice
literature, evidence for other practices
are allowed in this grant program.
Evidence of other practices may include
unpublished studies, preliminary
evaluation results, clinical (or other
professional association) guidelines,
findings from focus groups with
community members, local community
surveys, etc.
• Document the evidence that the
practice(s) you have chosen is
appropriate for the outcomes you want
to achieve.
• Explain how the practice you have
chosen meets the goals for this program.
• Describe any modifications/
adaptations you will need to make to
your proposed practice(s) to meet the
goals of your project and why you
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II. Award Information
Funding Instrument—Cooperative
Agreement
Estimated Funds Available
The total funding identified for fiscal
year (FY) 2022 is approximately
$2,000,000. Individual award amounts
for the first budget year are anticipated
to be between $200,000 and $300,000.
The funding available for competing
and subsequent continuation awards
issued under this announcement is
subject to the availability of
appropriations and budgetary priorities
of the Agency. The IHS is under no
obligation to make awards that are
selected for funding under this
announcement.
Anticipated Number of Awards
Approximately 8–10 awards will be
issued under this program
announcement, with a set aside of up to
two awards issued to eligible UIOs.
Period of Performance
The period of performance is for 5
years.
Cooperative agreements awarded by
the Department of Health and Human
Services (HHS) are administered under
the same policies as grants. However,
the funding agency, IHS, is anticipated
to have substantial programmatic
involvement in the project during the
entire period of performance. Below is
a detailed description of the level of
involvement required of the IHS.
Substantial Agency Involvement
Description for Cooperative Agreement
1. Approve all proposed key
positions/personnel.
2. Facilitate linkages to other IHS/
Federal government resources and help
grantees access appropriate technical
assistance.
3. Assure that the grantee’s project
activities are aligned with the mission,
strategic goals and objectives of the IHS,
and with the goals of the Zero Suicide
Initiative.
4. Coordinate cross-site evaluation
participation in grantee and staff
required monitoring conference calls.
5. Promote collaboration with other
IHS and Federal health and behavioral
health initiatives, including the
Substance Abuse Mental Health
Services Administration (SAMHSA), the
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National Action Alliance for Suicide
Prevention, the National Suicide
Prevention Lifeline, the SPRC, and the
Zero Suicide Institute.
6. Provide technical assistance on all
aspects of the ZSI program
implementation and sustainability.
7. Share aggregate data related to
suicide behavior and clinical care
necessary to determine that the project
has met expected and identified goals,
objectives, and outcomes. Describe the
process of continuous involvement
based on results and analysis of the
same.
III. Eligibility Information
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1. Eligibility
To be eligible for this funding
opportunity the applicant must be one
of the following as defined by 25 U.S.C.
1603:
• A federally recognized Indian Tribe
as defined by 25 U.S.C. 1603(14). The
term ‘‘Indian Tribe’’ means any Indian
Tribe, band, nation, or other organized
group or community, including any
Alaska Native village or group or
regional or village corporation, as
defined in or established pursuant to the
Alaska Native Claims Settlement Act (85
Stat. 688) [43 U.S.C. 1601 et seq.], which
is recognized as eligible for the special
programs and services provided by the
United States to Indians because of their
status as Indians.
• A Tribal organization as defined by
25 U.S.C. 1603(26). The term ‘‘Tribal
organization’’ has the meaning given the
term in section 4 of the Indian SelfDetermination and Education
Assistance Act (25 U.S.C. 5304(1)):
‘‘Tribal organization’’ means the
recognized governing body of any
Indian Tribe; any legally established
organization of Indians which is
controlled, sanctioned, or chartered by
such governing body or which is
democratically elected by the adult
members of the Indian community to be
served by such organization and which
includes the maximum participation of
Indians in all phases of its activities:
Provided that, in any case where a
contract is let or grant made to an
organization to perform services
benefiting more than one Indian Tribe,
the approval of each such Indian Tribe
shall be a prerequisite to the letting or
making of such contract or grant.
Applicant shall submit letters of support
and/or Tribal Resolutions from the
Tribes to be served.
• An Urban Indian organization as
defined by 25 U.S.C. 1603(29). The term
‘‘Urban Indian organization’’ means a
nonprofit corporate body situated in an
urban center, governed by an urban
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Indian controlled board of directors, and
providing for the maximum
participation of all interested Indian
groups and individuals, which body is
capable of legally cooperating with
other public and private entities for the
purpose of performing the activities
described in 25 U.S.C. 1653(a).
Applicants must provide proof of nonprofit status with the application, e.g.,
501(c)(3).
The program office will notify any
applicants deemed ineligible.
Note: Please refer to Section IV.2
(Application and Submission
Information/Subsection 2, Content and
Form of Application Submission) for
additional proof of applicant status
documents required, such as Tribal
Resolutions, proof of nonprofit status,
etc.
2. Cost Sharing or Matching
The IHS does not require matching
funds or cost sharing for grants or
cooperative agreements.
3. Other Requirements
Applications with budget requests
that exceed the highest dollar amount
outlined under Section II Award
Information, Estimated Funds Available,
or exceed the period of performance
outlined under Section II Award
Information, Period of Performance, are
considered not responsive and will not
be reviewed. The Division of Grants
Management (DGM) will notify the
applicant.
Additional Required Documentation
Tribal Resolution
The DGM must receive an official,
signed Tribal Resolution prior to issuing
a Notice of Award (NoA) to any
applicant selected for funding. An
Indian Tribe or Tribal organization that
is proposing a project affecting another
Indian Tribe must include resolutions
from all affected Tribes to be served.
However, if an official, signed Tribal
Resolution cannot be submitted with the
application prior to the application
deadline date, a draft Tribal Resolution
must be submitted with the application
by the deadline date in order for the
application to be considered complete
and eligible for review. The draft Tribal
Resolution is not in lieu of the required
signed resolution but is acceptable until
a signed resolution is received. If an
application without a signed Tribal
Resolution is selected for funding, the
applicant will be contacted by the
Grants Management Specialist (GMS)
listed in this funding announcement
and given 90 days to submit an official,
signed Tribal Resolution to the GMS. If
the signed Tribal Resolution is not
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received within 90 days, the award will
be forfeited.
Tribes organized with a governing
structure other than a Tribal council
may submit an equivalent document
commensurate with their governing
organization.
Proof of Nonprofit Status
Organizations claiming nonprofit
status must submit a current copy of the
501(c)(3) Certificate with the
application.
IV. Application and Submission
Information
1. Obtaining Application Materials
The application package and detailed
instructions for this announcement are
available at https://www.Grants.gov.
Please direct questions regarding the
application process to Mr. Paul Gettys at
(301) 443–2114 or (301) 443–5204.
2. Content and Form Application
Submission
Mandatory documents for all
applicants include:
• Abstract (one page) summarizing
the project.
• Application forms:
1. SF–424, Application for Federal
Assistance.
2. SF–424A, Budget Information—
Non-Construction Programs.
3. SF–424B, Assurances—NonConstruction Programs.
• Project Narrative (not to exceed 30
pages). See IV.2.A, Project Narrative for
instructions.
1. Background information on the
organization.
2. Proposed scope of work, objectives,
and activities that provide a description
of what the applicant plans to
accomplish.
• Budget Justification and Narrative
(not to exceed four pages). See IV.2.B,
Budget Narrative for instructions.
• One-page Timeline Chart.
• Tribal Resolution(s). A Tribal
Resolution expressing a bona fide
commitment to a Zero Suicide model
within the health and behavioral health
care system must be provided.
• Letters of Support from
organization’s Board of Directors (if
applicable).
• 501(c)(3) Certificate (if applicable).
• Biographical sketches for all Key
Personnel.
• Contractor/Consultant resumes or
qualifications and scope of work.
• Disclosure of Lobbying Activities
(SF–LLL), if applicant conducts
reportable lobbying.
• Certification Regarding Lobbying
(GG—Lobbying Form).
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• Copy of current Negotiated Indirect
Cost rate (IDC) agreement (required in
order to receive IDC).
• Organizational Chart (optional).
• Documentation of current Office of
Management and Budget (OMB)
Financial Audit (if applicable).
Acceptable forms of documentation
include:
1. Email confirmation from Federal
Audit Clearinghouse (FAC) that audits
were submitted; or
2. Face sheets from audit reports.
Applicants can find these on the FAC
website at https://harvester.census.gov/
facdissem/Main.aspx.
Public Policy Requirements
All Federal public policies apply to
IHS grants and cooperative agreements.
Pursuant to 45 CFR 80.3(d), an
individual shall not be deemed
subjected to discrimination by reason of
their exclusion from benefits limited by
Federal law to individuals eligible for
benefits and services from the IHS. See
https://www.hhs.gov/grants/grants/
grants-policies-regulations/.
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Requirements for Project and Budget
Narratives
A. Project Narrative: This narrative
should be a separate document that is
no more than 30 pages and must: (1)
Have consecutively numbered pages; (2)
use black font 12 points or larger; (3) be
single-spaced; and (4) be formatted to fit
standard letter paper (81⁄2 x 11 inches).
Be sure to succinctly answer all
questions listed under the evaluation
criteria (refer to Section V.1, Evaluation
Criteria) and place all responses and
required information in the correct
section noted below or they will not be
considered or scored. If the narrative
exceeds the page limit, the application
will be considered not responsive and
will not be reviewed. The 30-page limit
for the narrative does not include the
work plan, standard forms, Tribal
Resolutions, budget, budget
justifications, narratives, and/or other
items.
There are four parts to the project
narrative:
Part 1—Statement of Need;
Part 2—Implementation Approach and
Work Plan;
Part 3—Organizational Capacity;
Part 4—Data Collection and Reporting.
Below are additional details about
what must be included in the project
narrative.
The intent of this announcement is to
initiate or build upon Zero Suicide
Initiative efforts. Applicants previously
funded by IHS for ZSI implementation
must report on the status of their goals/
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milestones. If goals/milestone were not
achieved by those applicants, they are
expected to provide clear explanation of
the barriers that prevented the
achievement of previous goal/
milestones in the application to this
funding announcement.
Part 1: Statement of Need (Limit—6
Pages)
The statement of need describes the
scope and scale of suicide behavior
within the community served and
within the health and/or behavioral
health system. This section must
identify gaps in suicide care delivery
and those gaps and any other barriers in
providing comprehensive, culturally
informed care to those at risk for
suicide. The statement of need provides
the facts and evidence that support the
need for the project and establishes that
the Tribe, Tribal organization, or UIO
understands the problems and can
reasonably address them. Applicant’s
data may include the following metrics
outlined below.
Identify
• Describe the proposed catchment
area and demographic information on
the population(s) to receive services
through the targeted systems or
agencies, e.g., race, ethnicity, federally
recognized Tribe, language, age,
socioeconomic status, sex, and other
relevant factors, such as literacy.
Improve
• Provide evidence of the prevalence
of suicidal behavior within the
population(s) of focus, including any
current limitations of data collection in
the health system. In addition, discuss
how the proposed project will address
disparities in access, service use, and
outcomes for the population(s) of focus
(see link https://zerosuicide.edc.org/
toolkit/indian-country/improve-indiancountry).
1. Number of screenings performed.
2. Number of those above screening
cut off who receive a full suicide risk
assessment.
3. Numbers of those receiving a full
risk assessment who have a
collaboratively developed safety plan.
4. Number of those with a
collaboratively developed safety plan
who have been counseled on reduction
of access to lethal means.
5. Percentage of all behavioral health
clinicians who use evidence-based
practices to directly treat those at risk
for suicide.
6. Percentage of follow up on those
who may be at risk for suicide to ensure
safe transitions through care.
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7. Percentage of documentation on
every loss by suicide.
• Documentation of the need for an
enhanced infrastructure (system/process
improvements) to increase the capacity
to implement, sustain, and improve
comprehensive, integrated, culturally
informed, evidence-based suicide care
within the identified health care system
that is consistent with the purpose of
the program as stated in this
announcement (see link https://
zerosuicide.edc.org/resources/zerosuicide-workforce-survey-resources).
This may also include a clear
description of any service gaps, staff/
provider training deficits, service
delivery fragmentations, and other
barriers that could impact
comprehensive suicide care for patients
seen in the health system.
• Applicants are encouraged to
review the Zero Suicide strategies and
tools to help prepare for application to
this announcement. Please see https://
zerosuicide.sprc.org/sites/zerosuicide.
actionallianceforsuicideprevention.org/
files/Zero%20Suicide%20
Workplan%20Template%2012.6.17.pdf.
Part 2: Implementation Approach &
Work Plan (Limit—9 Pages)
Applicant should develop a viable
plan to address each of the 7 Elements
(see link https://zerosuicide.edc.org/
toolkit) in a systematic, measureable,
and interrelated manner. Evidence of
plan to the identification, use, and
measurement of the use of culturally
informed practices and activities (see
link https://zerosuicide.edc.org/
resources/populations/native-americanand-alaska-native).
Please include a Project Timeline in
the application.
Lead
• A clear description of strategies to
engage the highest levels of leadership
and a broad cross section of the hospital
system in order to develop
organizational commitment,
participation and sustainability (Letters
of Commitment should be included as
attachments). If the program is to be
managed by a consortium or Tribal
organization, identify how the project
office relates to the member community/
communities.
Transition
• A contingency plan that addresses
short-term maintenance and long-term
sustainability. How will continuity be
maintained if/when there is a change in
the operational environment (e.g.,
health care system leadership, staff
turnover, change in project leadership,
change in elected officials, etc.) to
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ensure project stability over the period
of performance. Additionally, describe
long-term plan for sustainability of the
ZSI model beyond the period of
performance.
• Include how your project plans to
involve survivors of suicide attempts
and suicide loss in assessing, planning,
and implementing your project.
Part 3: Organizational Capacity (Limit—
8 Pages)
This section focuses on how the
organization may capitalize on existing
resources, processes, human capital,
quality initiatives, collaborative
agreements, and surveillance
capabilities as a means of overcoming
barriers to a comprehensive, culturally
informed system of suicide care.
Lead
• Describe any experience (successes
and/or challenges) with the Zero
Suicide model (e.g., attended a Zero
Suicide Academy, etc.) or similar
collaborative efforts (e.g., patient
centered medical home, behavioral
integration, trauma-informed systems,
and improving patient care, etc.).
• Discuss the applicant Tribe, Tribal
organization, or UIO experience with
and capacity (or detailed plan) to
provide culturally informed practices
and activities for specific populations of
focus.
• Explain how all departments/units/
divisions are (or plan to be) involved in
administering this project. You may also
include how applicant organization
currently (or plans to) collaborate with
other organizations and agencies to
provide care, including critical
transition of care. Provide Letter(s) of
Commitment, MOA, MOUs etc., from
CEO, Tribal Health Director, Tribal
Chair, etc.
• Describe the resources available for
the proposed project (e.g., facilities,
equipment, information technology
systems, EHR capabilities, financial
management systems, data sharing
agreement, MOUs, etc.).
• List of all staff positions for the
project, such as Project Director, project
coordinator, case manager and other key
personnel, and briefly describe their
role and level of effort on the project.
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Part 4: Data Collection and Reporting
(Limit—7 Pages)
This section of the narrative should
describe function of position and efforts
to collect and report project data that
will support and demonstrate ZSI
activities. All ZSI grantees will be
required to collect and report data
pertaining to activities, processes, and
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outcomes that support the following
core elements:
Improve
• Provide a clear, specific plan for
how data will be collected, managed,
analyzed, and reported.
• Identify which staff will be
responsible for tracking the goals and
measureable objectives associated with
the award.
Lead
• Review of suicide care policies and
procedures.
• Review of any MOUs, MOAs,
commitment letters, etc.
• ZSI Implementation team
participation.
• Engagement of those that have
experienced suicidal thoughts, survived
a suicide attempt, cared for someone
through suicidal crisis, or been bereaved
by suicide.
Improve
• Assessment of fidelity to the Zero
Suicide model (to include periodic
administering of Organizational SelfStudy).
• Periodic assessment of staff
development and training needs (to
include the periodic administering of
the Workforce Survey).
• Sustainability.
• Measurement-based screening tools.
• Review of EHR capability.
• Patient satisfaction.
B. Budget Narrative (limit—4 pages).
Provide a budget narrative that explains
the amounts requested for each line
item of the budget from the SF–424A
(Budget Information for NonConstruction Programs). The budget
narrative should specifically describe
how each item will support the
achievement of proposed objectives. Be
very careful about showing how each
item in the ‘‘Other’’ category is justified.
For subsequent budget years, the
narrative should highlight the changes
from year 1 or clearly indicate that there
are no substantive budget changes
during the period of performance. Do
NOT use the budget narrative to expand
the project narrative.
3. Submission Dates and Times
Applications must be submitted
through Grants.gov by 11:59 p.m.
Eastern Time on the Application
Deadline Date. Any application received
after the application deadline will not
be accepted for review. Grants.gov will
notify the applicant via email if the
application is rejected.
If technical challenges arise and
assistance is required with the
application process, contact Grants.gov
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Customer Support (see contact
information at https://www.grants.gov).
If problems persist, contact Mr. Paul
Gettys (Paul.Gettys@ihs.gov), Acting
Director, DGM, by telephone at (301)
443–2114 or (301) 443–5204. Please be
sure to contact Mr. Gettys at least ten
days prior to the application deadline.
Please do not contact the DGM until you
have received a Grants.gov tracking
number. In the event you are not able
to obtain a tracking number, call the
DGM as soon as possible.
IHS will not acknowledge receipt of
applications.
4. Intergovernmental Review
Executive Order 12372 requiring
intergovernmental review is not
applicable to this program.
5. Funding Restrictions
• Pre-award costs are allowable up to
90 days before the start date of the
award provided the costs are otherwise
allowable if awarded. Pre-award costs
are incurred at the risk of the applicant.
• The available funds are inclusive of
direct and indirect costs.
• Only one cooperative agreement
may be awarded per applicant under
this announcement.
6. Electronic Submission Requirements
All applications must be submitted
via Grants.gov. Please use the https://
www.Grants.gov website to submit an
application. Find the application by
selecting the ‘‘Search Grants’’ link on
the homepage. Follow the instructions
for submitting an application under the
Package tab. No other method of
application submission is acceptable.
If the applicant cannot submit an
application through Grants.gov, a
waiver must be requested. Prior
approval must be requested and
obtained from Mr. Paul Gettys, Acting
Director, DGM. A written waiver request
must be sent to GrantsPolicy@ihs.gov
with a copy to Paul.Gettys@ihs.gov. The
waiver request must: (1) Be documented
in writing (emails are acceptable) before
submitting an application by some other
method, and (2) include clear
justification for the need to deviate from
the required application submission
process.
Once the waiver request has been
approved, the applicant will receive a
confirmation of approval email
containing submission instructions. A
copy of the written approval must be
included with the application that is
submitted to the DGM. Applications
that are submitted without a copy of the
signed waiver from the Acting Director
of the DGM will not be reviewed. The
Grants Management Officer of the DGM
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will notify the applicant via email of
this decision. Applications submitted
under waiver must be received by the
DGM no later than 5:00 p.m., Eastern
Time, on the Application Deadline Date.
Late applications will not be accepted
for processing. Applicants that do not
register for both the System for Award
Management (SAM) and Grants.gov
and/or fail to request timely assistance
with technical issues will not be
considered for a waiver to submit an
application via alternative method.
Please be aware of the following:
• Please search for the application
package in https://www.Grants.gov by
entering the Assistance Listing (CFDA)
number or the Funding Opportunity
Number. Both numbers are located in
the header of this announcement.
• If you experience technical
challenges while submitting your
application, please contact Grants.gov
Customer Support (see contact
information at https://www.grants.gov).
• Upon contacting Grants.gov, obtain
a tracking number as proof of contact.
The tracking number is helpful if there
are technical issues that cannot be
resolved and a waiver from the agency
must be obtained.
• Applicants are strongly encouraged
not to wait until the deadline date to
begin the application process through
Grants.gov as the registration process for
SAM and Grants.gov could take up to
twenty working days.
• Please follow the instructions on
Grants.gov to include additional
documentation that may be requested by
this funding announcement.
• Applicants must comply with any
page limits described in this funding
announcement.
• After submitting the application,
the applicant will receive an automatic
acknowledgment from Grants.gov that
contains a Grants.gov tracking number.
The IHS will not notify the applicant
that the application has been received.
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Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
Applicants and grantee organizations
are required to obtain a DUNS number
and maintain an active registration in
the SAM database. The DUNS number
is a unique 9-digit identification number
provided by D&B that uniquely
identifies each entity. The DUNS
number is site specific; therefore, each
distinct performance site may be
assigned a DUNS number. Obtaining a
DUNS number is easy, and there is no
charge. To obtain a DUNS number,
please access the request service
through https://fedgov.dnb.com/
webform, or call (866) 705–5711.
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The Federal Funding Accountability
and Transparency Act of 2006, as
amended (‘‘Transparency Act’’),
requires all HHS recipients to report
information on sub-awards.
Accordingly, all IHS grantees must
notify potential first-tier sub-recipients
that no entity may receive a first-tier
sub-award unless the entity has
provided its DUNS number to the prime
grantee organization. This requirement
ensures the use of a universal identifier
to enhance the quality of information
available to the public pursuant to the
Transparency Act.
System for Award Management (SAM)
Organizations that are not registered
with SAM must have a DUNS number
first, then access the SAM online
registration through the SAM home page
at https://www.sam.gov/SAM/ (U.S.
organizations will also need to provide
an Employer Identification Number
from the Internal Revenue Service that
may take an additional 2–5 weeks to
become active). Please see SAM.gov for
details on the registration process and
timeline. Registration with the SAM is
free of charge but can take several weeks
to process. Applicants may register
online at https://www.sam.gov/SAM/.
Additional information on
implementing the Transparency Act,
including the specific requirements for
DUNS and SAM, are available on the
DGM Grants Management, Policy Topics
web page: https://www.ihs.gov/dgm/
policytopics/.
V. Application Review Information
Possible points assigned to each
section are noted in parentheses. The
30-page project narrative should include
only the first year of activities;
information for multi-year projects
should be included as an appendix. See
‘‘Multi-year Project Requirements’’ at
the end of this section for more
information. The narrative section
should be written in a manner that is
clear to outside reviewers unfamiliar
with prior related activities of the
applicant. It should be well organized,
succinct, and contain all information
necessary for reviewers to understand
the project fully. Points will be assigned
to each evaluation criteria adding up to
a total of 100 possible points. Points are
assigned as follows:
1. Evaluation Criteria
Applications will be reviewed and
scored according to the quality of
responses to the required application
components in Sections A–E. The
points listed after each heading is the
maximum number of points a reviewer
may assign to that section.
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A. Statement of Need (10 Points)
The criteria being evaluated is the
quality of your strategic approach and
logical steps to implement a Zero
Suicide Initiative within your health
system. The following aspects will be
assessed:
1. The degree to which the applicant’s
description of the service area/target
population demonstrates the need for a
systems approach to suicide care within
the health and behavioral health
systems.
2. How well the applicant describes
the unique characteristics of the service
area and population and systems
barriers/gaps that impact the delivery of
comprehensive suicide care.
B. Implementation Approach & Work
Plan (30 Points)
1. A viable plan to address each of the
7 Elements of the Zero Suicide model
and the required activities (described in
Section 1) in a systematic, measureable,
and interrelated manner. Develop
strategy to collect, and analyze
application of evidence-based practices
to screen, assess, and treat individuals’
use of culturally informed practices and
activities. (See Resources for Native
American and Alaska Native
Populations at https://
zerosuicide.edc.org/resources/
populations/native-american-andalaska-native).
2. A clear description of strategies to
engage the highest levels of leadership
and a broad cross section of the
behavioral/healthcare system in order to
develop organizational commitment,
participation and sustainability (Letters
of Commitment, MOUs, MOAs, etc.,
should be included as attachments). If
the program is to be managed by a
consortium or Tribal organization,
identify how the project office relates to
the member community/communities.
Should include how you plan to involve
survivors of suicide attempts and
suicide loss in assessing, planning, and
implementing your project.
3. Address how continuity will be
maintained if/when there is a change in
the operational environment (e.g.,
health care system leadership, staff
turnover, change in project leadership,
change in elected officials, etc.) to
ensure project stability over the period
of performance. Additionally, describe
the long-term plan for sustainability of
the ZSI model beyond the period of
performance.
C. Organizational Capacity (30 Points)
1. The extent to which the applicant
describes experience (successes and/or
challenges) with the Zero Suicide model
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(e.g., attended a Zero Suicide Academy,
etc.) or similar collaborative efforts (e.g.,
patient centered medical home,
behavioral integration, trauma informed
systems, and improving patient care,
etc.), focused on a comprehensive
approach to suicide care across a
healthcare system.
2. The extent to which the applicant
describes experience with and capacity
(or detailed plan) to provide culturally
informed practices and activities for
specific populations of focus. Must refer
to Tribal Resolution.
3. Identification of how all
departments/units/divisions across the
health care system will be involved in
administering this project. May also
include how applicant organization
currently (or plans to) collaborate with
other organizations and agencies to
provide care, including critical
transition of care.
4. Describe the resources available to
implement and sustain the proposed
project (e.g., facilities, equipment,
information technology systems,
financial management systems, data
sharing agreement, MOUs, etc.).
Listing of all staff positions for the
project, such as Project Director, project
coordinator, and other key personnel,
showing the role of each and their level
of effort and qualifications. Demonstrate
successful project implementation for
the level of effort budgeted for Project
Director, project coordinator, and other
key staff.
Include position descriptions as
attachments to the application. Describe
the function within each position
providing services in suicide care,
behavioral health and primary care and
other health care services, quality and
process improvement, and related work
within the community/communities.
5. Applicants previously funded by
the IHS for ZSI implementation must
report on the status of their goals/
milestones in this section of the
program narrative. If goals/milestones
were not achieved by those applicants,
they are expected to provide clear
explanation of the barriers that
prevented the achievement of previous
goals/milestones.
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D. Data Collection, Performance
Assessment and Evaluation (25 Points)
In this area, applicants need to clearly
demonstrate the ability to collect and
report on required data elements
associated with Zero Suicide and this
particular project, and engage in all
aspects of local and national evaluation.
The following aspects will be assessed:
• Ability to collect and report on the
required performance measures
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specified in the Data Collection and
Performance Management section.
• A clear, specific plan for data
collection, management, analysis, and
reporting. Indication of the staff
person(s) responsible for tracking the
measureable objectives that are
identified above.
• Description of your plan for
conducting the local performance
assessment, as specified above, and
evidence of your ability to conduct the
assessment.
• Description of the quality
improvement process that will be used
to track progress towards your
performance measures and objectives,
and how these data will be used to
inform the ongoing implementation of
the project and beyond.
E. Categorical Budget and Budget
Justification (5 Points)
Applicants must provide a budget and
narrative justification for the proposed
project budget.
1. Evidence of reasonable, allowable
costs necessary to achieve the objective
outlined in the project narrative.
2. Description of how the budget
aligns with the overall scope of work.
3. Please use Budget/Budget Narrative
Template Worksheet to support your
responses in this section.
The Timeline Chart, Local Data
Collection Plan Worksheet, and Budget/
Budget Narrative templates can be
downloaded at the ZSI website at
https://www.ihs.gov/zerosuicide/.
Multi-Year Project Requirements
Applications must include a brief
project narrative and budget (one
additional page per year) addressing the
developmental plans for each additional
year of the project. This attachment will
not count as part of the project narrative
or the budget narrative.
Additional documents can be
uploaded as Other Attachments in
Grants.gov. These can include:
• Work plan, logic model, and/or
timeline for proposed objectives.
• Position descriptions for staff.
• Consultant or contractor proposed
scope of work and letter of commitment
(if applicable).
• Current Indirect Cost Rate
Agreement.
• Organizational chart.
• Map of area identifying project
location(s).
• Additional documents to support
narrative (i.e., data tables, key news
articles, etc.).
2. Review and Selection
Each application will be prescreened
for eligibility and completeness as
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outlined in the funding announcement.
Applications that meet the eligibility
criteria shall be reviewed for merit by
the Objective Review Committee (ORC)
based on evaluation criteria. Incomplete
applications and applications that are
not responsive to the administrative
thresholds (budget limit, project period
limit) will not be referred to the ORC
and will not be funded. The applicant
will be notified of this determination.
Applicants must address all program
requirements and provide all required
documentation.
3. Notifications of Disposition
All applicants will receive an
Executive Summary Statement from the
IHS Division of Behavioral Health
within 30 days of the conclusion of the
ORC outlining the strengths and
weaknesses of their application. The
summary statement will be sent to the
Authorizing Official identified on the
face page (SF–424) of the application.
A. Award Notices for Funded
Applications
The NoA is the authorizing document
for which funds are dispersed to the
approved entities and reflects the
amount of Federal funds awarded, the
purpose of the award, the terms and
conditions of the award, the effective
date of the award, and the budget/
project period. Each entity approved for
funding must have a user account in
GrantSolutions in order to retrieve the
NoA. Please see the Agency Contacts list
in Section VII for the systems contact
information.
B. Approved but Unfunded
Applications
Approved applications not funded
due to lack of available funds will be
held for 1 year. If funding becomes
available during the course of the year,
the application may be reconsidered.
Note: Any correspondence other than the
official NoA executed by an IHS grants
management official announcing to the
project director that an award has been made
to their organization is not an authorization
to implement their program on behalf of the
IHS.
VI. Award Administration Information
1. Administrative Requirements
Awards issued under this
announcement are subject to, and are
administered in accordance with, the
following regulations and policies:
A. The criteria as outlined in this
program announcement.
B. Administrative Regulations for
Grants:
• Uniform Administrative
Requirements, Cost Principles, and
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Audit Requirements for HHS Awards
currently in effect or implemented
during the period of award, other
Department regulations and policies in
effect at the time of award, and
applicable statutory provisions. At the
time of publication, this includes 45
CFR part 75, at https://www.govinfo.gov/
content/pkg/CFR-2020-title45-vol1/pdf/
CFR-2020-title45-vol1-part75.pdf.
• Please review all HHS regulatory
provisions for Termination at 45 CFR
75.372, at https://www.ecfr.gov/cgi-bin/
retrieveECFR?gp&SID=2970eec673
99fab1413ede53d7895d99&
mc=true&n=pt45.1.75
&r=PART&
ty=HTML&se45.1.75_
1372#se45.1.75_1372.
C. Grants Policy:
• HHS Grants Policy Statement,
Revised January 2007, at https://
www.hhs.gov/sites/default/files/grants/
grants/policies-regulations/
hhsgps107.pdf.
D. Cost Principles:
• Uniform Administrative
Requirements for HHS Awards, ‘‘Cost
Principles,’’ located at 45 CFR part 75
subpart E.
E. Audit Requirements:
• Uniform Administrative
Requirements for HHS Awards, ‘‘Audit
Requirements,’’ located at 45 CFR part
75 subpart F.
F. As of August 13, 2020, 2 CFR 200
was updated to include a prohibition on
certain telecommunications and video
surveillance services or equipment. This
prohibition is described in 2 CFR
200.216. This will also be described in
the terms and conditions of every IHS
grant and cooperative agreement
awarded on or after August 13, 2020.
2. Indirect Costs
This section applies to all recipients
that request reimbursement of indirect
costs (IDC) in their application budget.
In accordance with HHS Grants Policy
Statement, Part II–27, IHS requires
applicants to obtain a current IDC rate
agreement and submit it to the DGM
prior to the DGM issuing an award. The
rate agreement must be prepared in
accordance with the applicable cost
principles and guidance as provided by
the cognizant agency or office. A current
rate covers the applicable grant
activities under the current award’s
budget period. If the current rate
agreement is not on file with the DGM
at the time of award, the IDC portion of
the budget will be restricted. The
restrictions remain in place until the
current rate agreement is provided to
the DGM.
Per 45 CFR 75.414(f) Indirect (F&A)
costs, ‘‘any non-Federal entity (NFE)
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[i.e., applicant] that has never received
a negotiated indirect cost rate, . . . may
elect to charge a de minimis rate of 10
percent of modified total direct costs
which may be used indefinitely. As
described in Section 75.403, costs must
be consistently charged as either
indirect or direct costs, but may not be
double charged or inconsistently
charged as both. If chosen, this
methodology once elected must be used
consistently for all Federal awards until
such time as the NFE chooses to
negotiate for a rate, which the NFE may
apply to do at any time.’’
Electing to charge a de minimis rate
of 10 percent only applies to applicants
that have never received an approved
negotiated indirect cost rate from HHS
or another cognizant Federal agency.
Applicants awaiting approval of their
indirect cost proposal may request the
10 percent de minimis rate. When the
applicant chooses this method, costs
included in the indirect cost pool must
not be charged as direct costs to the
grant.
Available funds are inclusive of direct
and appropriate indirect costs.
Approved indirect funds are awarded as
part of the award amount, and no
additional funds will be provided.
Generally, IDC rates for IHS grantees
are negotiated with the Division of Cost
Allocation at https://rates.psc.gov/ or
the Department of the Interior (Interior
Business Center) at https://ibc.doi.gov/
ICS/tribal. For questions regarding the
indirect cost policy, please call the
Grants Management Specialist listed
under ‘‘Agency Contacts’’ or the main
DGM office at (301) 443–5204.
3. Reporting Requirements
The grantee must submit required
reports consistent with the applicable
deadlines. Failure to submit required
reports within the time allowed may
result in suspension or termination of
an active grant, withholding of
additional awards for the project, or
other enforcement actions such as
withholding of payments or converting
to the reimbursement method of
payment. Continued failure to submit
required reports may result in the
imposition of special award provisions
and/or the non-funding or non-award of
other eligible projects or activities. This
requirement applies whether the
delinquency is attributable to the failure
of the grantee organization or the
individual responsible for preparation
of the reports. Per DGM policy, all
reports must be submitted electronically
by attaching them as a ‘‘Grant Note’’ in
GrantSolutions. Personnel responsible
for submitting reports will be required
to obtain a login and password for
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GrantSolutions. Please see the Agency
Contacts list in section VII for the
systems contact information.
The reporting requirements for this
program are noted below.
A. Progress Reports
Program progress reports are required
annually. The progress reports are due
within 30 days after the budget period
ends (specific dates will be listed in the
NoA Terms and Conditions). These
reports must include a brief comparison
of actual accomplishments to the goals
established for the period, a summary of
progress to date or, if applicable,
provide sound justification for the lack
of progress, and other pertinent
information as required, and any other
specific evaluation requirements
described in this funding
announcement. A final report must be
submitted within 90 days of expiration
of the period of performance. This final
report must provide a comprehensive
summary of accomplishments and
outcomes over the period of
performance as related to each of the
stated goals.
B. Financial Reports
Federal Cash Transaction Reports are
due 30 days after the close of every
calendar quarter to the Payment
Management Services at https://
pms.psc.gov. Failure to submit timely
reports may result in adverse award
actions blocking access to funds.
Federal Financial Reports are due 30
days after the end of each budget period,
and a final report is due 90 days after
the end of the period of performance.
Grantees are responsible and
accountable for reporting accurate
information on all required reports: The
Progress Reports, the Federal Cash
Transaction Report, and Federal
Financial Report.
C. Data Collection and Reporting
In addition to the annual progress
reports, the IHS will compile and
provide aggregate program statistics
including associated community-level
Government Performance Results Act
health care facility data available in the
National Data Warehouse, as needed.
Awardees will be required to report
on the following:
Treat
• Total number of patient visits; total
number of patients screened for suicide
risk;
• total number of patients assessed
for suicide risk;
• total number of patients placed on
suicide care pathway or registry;
• total number of patients
hospitalized for suicide risk;
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• total number of patients with safety
plan;
• total number of patients counseled
on access to lethal means.
Train
• Total number of staff trained,
number of trainings, type of trainings
and number of staff trained in each
healthcare profession in evidencedbased treatment of suicide risk.
Awardees will also be required to
submit their annual progress reports
into an online reporting system funded
by the IHS.
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D. Federal Sub-Award Reporting System
(FSRS)
This award may be subject to the
Transparency Act sub-award and
executive compensation reporting
requirements of 2 CFR part 170.
The Transparency Act requires the
OMB to establish a single searchable
database, accessible to the public, with
information on financial assistance
awards made by Federal agencies. The
Transparency Act also includes a
requirement for recipients of Federal
grants to report information about firsttier sub-awards and executive
compensation under Federal assistance
awards.
The IHS has implemented a Term of
Award into all IHS Standard Terms and
Conditions, NoAs, and funding
announcements regarding the FSRS
reporting requirement. This IHS Term of
Award is applicable to all IHS grant and
cooperative agreements issued on or
after October 1, 2010, with a $25,000
sub-award obligation threshold met for
any specific reporting period.
For the full IHS award term
implementing this requirement and
additional award applicability
information, visit the DGM Grants
Management website at https://
www.ihs.gov/dgm/policytopics/.
E. Compliance With Executive Order
13166 Implementation of Services
Accessibility Provisions for All Grant
Application Packages and Funding
Opportunity Announcements
Should you successfully compete for
an award, recipients of Federal financial
assistance (FFA) from HHS must
administer their programs in
compliance with Federal civil rights
laws that prohibit discrimination on the
basis of race, color, national origin,
disability, age and, in some
circumstances, religion, conscience, and
sex (including gender identity, sexual
orientation, and pregnancy). This
includes ensuring programs are
accessible to persons with limited
English proficiency and persons with
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disabilities. The HHS Office for Civil
Rights provides guidance on complying
with civil rights laws enforced by HHS.
Please see https://www.hhs.gov/civilrights/for-providers/providerobligations/ and https://
www.hhs.gov/civil-rights/forindividuals/nondiscrimination/
index.html.
• Recipients of FFA must ensure that
their programs are accessible to persons
with limited English proficiency. For
guidance on meeting your legal
obligation to take reasonable steps to
ensure meaningful access to your
programs or activities by limited English
proficiency individuals, see https://
www.hhs.gov/civil-rights/forindividuals/special-topics/limitedenglish-proficiency/fact-sheet-guidance/
index.html and https://www.lep.gov.
• For information on your specific
legal obligations for serving qualified
individuals with disabilities, including
reasonable modifications and making
services accessible to them, see https://
www.hhs.gov/ocr/civilrights/
understanding/disability/.
• HHS funded health and education
programs must be administered in an
environment free of sexual harassment.
See https://www.hhs.gov/civil-rights/forindividuals/sex-discrimination/
index.html.
• For guidance on administering your
program in compliance with applicable
Federal religious nondiscrimination
laws and applicable Federal conscience
protection and associated antidiscrimination laws, see https://
www.hhs.gov/conscience/conscienceprotections/ and https://
www.hhs.gov/conscience/religiousfreedom/.
F. Federal Awardee Performance and
Integrity Information System (FAPIIS)
The IHS is required to review and
consider any information about the
applicant that is in the FAPIIS at
https://www.fapiis.gov before making
any award in excess of the simplified
acquisition threshold (currently
$250,000) over the period of
performance. An applicant may review
and comment on any information about
itself that a Federal awarding agency
previously entered. IHS will consider
any comments by the applicant, in
addition to other information in FAPIIS,
in making a judgment about the
applicant’s integrity, business ethics,
and record of performance under
Federal awards when completing the
review of risk posed by applicants as
described in 45 CFR 75.205.
As required by 45 CFR part 75
Appendix XII of the Uniform Guidance,
NFEs are required to disclose in FAPIIS
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any information about criminal, civil,
and administrative proceedings, and/or
affirm that there is no new information
to provide. This applies to NFEs that
receive Federal awards (currently active
grants, cooperative agreements, and
procurement contracts) greater than
$10,000,000 for any period of time
during the period of performance of an
award/project.
Mandatory Disclosure Requirements
As required by 2 CFR part 200 of the
Uniform Guidance, and the HHS
implementing regulations at 45 CFR part
75, the IHS must require an NFE or an
applicant for a Federal award to
disclose, in a timely manner, in writing
to the IHS or pass-through entity all
violations of Federal criminal law
involving fraud, bribery, or gratuity
violations potentially affecting the
Federal award.
All applicants and recipients must
disclose in writing, in a timely manner,
to the IHS and to the HHS Office of
Inspector General all information
related to violations of Federal criminal
law involving fraud, bribery, or gratuity
violations potentially affecting the
Federal award. 45 CFR 75.113.
Disclosures must be sent in writing to:
U.S. Department of Health and Human
Services, Indian Health Service,
Division of Grants Management,
ATTN: Paul Gettys, Acting Director,
5600 Fishers Lane, Mail Stop: 09E70,
Rockville, MD 20857. (Include
‘‘Mandatory Grant Disclosures’’ in
subject line), Office: (301) 443–5204,
Fax: (301) 594–0899, Email:
Paul.Gettys@ihs.gov.
AND
U.S. Department of Health and Human
Services, Office of Inspector General,
ATTN: Mandatory Grant Disclosures,
Intake Coordinator, 330 Independence
Avenue SW, Cohen Building, Room
5527, Washington, DC 20201, URL:
https://oig.hhs.gov/fraud/reportfraud/. (Include ‘‘Mandatory Grant
Disclosures’’ in subject line), Fax:
(202) 205–0604 (Include ‘‘Mandatory
Grant Disclosures’’ in subject line) or,
Email:
MandatoryGranteeDisclosures@
oig.hhs.gov.
Failure to make required disclosures
can result in any of the remedies
described in 45 CFR 75.371 Remedies
for noncompliance, including
suspension or debarment (see 2 CFR
part 180 and 2 CFR part 376).
VII. Agency Contacts
1. Questions on the programmatic
issues may be directed to: LCDR
Monique Richards, MSW, LICSW,
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Public Health Advisor, Indian Health
Service, Division of Behavioral Health,
5600 Fishers Lane, Mail Stop: 08N70C,
Rockville, MD 20857, Telephone: (240)
252–9625, Fax: (301) 443–5610, Email:
Monique.Richards@ihs.gov.
2. Questions on grants management
and fiscal matters may be directed to:
Sheila Miller, Grants Management
Specialist, Indian Health Service,
Division of Grants Management, 5600
Fishers Lane, Mail Stop: 09E70,
Rockville, MD 20857, Phone: (240) 535–
9308, Fax: (301) 594–0899, Email:
Sheila.Miller@ihs.gov.
3. Questions on systems matters may
be directed to: Paul Gettys, Acting
Director, Division of Grants
Management, Indian Health Service,
Division of Grants Management, 5600
Fishers Lane, Mail Stop: 09E70,
Rockville, MD 20857, Phone: (301) 443–
2114; or the DGM main line (301) 443–
5204, Fax: (301) 594–0899, email:
Paul.Gettys@ihs.gov.
VIII. Other Information
The Public Health Service strongly
encourages all grant, cooperative
agreement, and contract recipients to
provide a smoke-free workplace and
promote the non-use of all tobacco
products. In addition, Public Law 103–
227, the Pro-Children Act of 1994,
prohibits smoking in certain facilities
(or in some cases, any portion of the
facility) in which regular or routine
education, library, day care, health care,
or early childhood development
services are provided to children. This
is consistent with the HHS mission to
protect and advance the physical and
mental health of the American people.
Elizabeth A. Fowler,
Acting Director, Indian Health Service.
[FR Doc. 2021–24039 Filed 11–3–21; 8:45 am]
BILLING CODE 4165–16–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
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National Institute of Neurological
Disorders and Stroke; Notice of
Meeting
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended, notice is hereby given of a
meeting of the National Advisory
Neurological Disorders and Stroke
Council.
The meeting will be open to the
public. Individuals who plan to
participate and need special assistance,
such as sign language interpretation or
other reasonable accommodations,
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17:57 Nov 03, 2021
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should notify the Contact Person listed
below in advance of the meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
Name of Committee: National Advisory
Neurological Disorders and Stroke Council.
Date: November 29, 2021.
Open: November 29, 2021, 1:00 p.m. to
2:00 p.m.
Agenda: Concept clearance of proposed
initiatives.
Open session will be videocast from this
link: https://videocast.nih.gov/.
Closed: November 29, 2021, 2:00 p.m. to
4:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Institutes of Health,
Neuroscience Center, 6001 Executive Blvd.,
Rockville, MD 20852 (Virtual Meeting).
Contact Person: Robert Finkelstein, Ph.D.,
Director of Extramural Research, National
Institute of Neurological Disorders and
Stroke, NIH, 6001 Executive Blvd., Suite
3309, MSC 9531, Rockville, MD 20852, (301)
496–9248, finkelsr@ninds.nih.gov.
Any interested person may file written
comments with the committee by forwarding
the statement to the Contact Person listed on
this notice at least 10 days in advance of the
meeting. The statement should include the
name, address, telephone number and when
applicable, the business or professional
affiliation of the interested person.
Information is also available on the
Institute’s/Center’s home page:
www.ninds.nih.gov, where an agenda and
any additional information for the meeting
will be posted when available.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.853, Clinical Research
Related to Neurological Disorders; 93.854,
Biological Basis Research in the
Neurosciences, National Institutes of Health,
HHS)
Dated: October 29, 2021.
Tyeshia M. Roberson-Curtis,
Program Analyst, Office of Federal Advisory
Committee Policy.
[FR Doc. 2021–23999 Filed 11–3–21; 8:45 am]
BILLING CODE 4140–01–P
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DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
National Institute of Diabetes and
Digestive and Kidney Diseases; Notice
of Closed Meetings
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended, notice is hereby given of the
following meetings.
The meetings will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
Name of Committee: National Institute of
Diabetes and Digestive and Kidney Diseases
Special Emphasis Panel; Diabetes Self-Care.
Date: November 15, 2021.
Time: 12:00 p.m. to 5:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Institutes of Health, Two
Democracy Plaza, 6707 Democracy
Boulevard, Bethesda, MD 29892 (Telephone
Conference Call).
Contact Person: Elena Sanovich, Ph.D.,
Scientific Review Officer, Review Branch,
DEA, NIDDK, National Institutes of Health,
Room 7351, 6707 Democracy Boulevard,
Bethesda, MD 20892–2542, 301–594–8886,
sanoviche@mail.nih.gov.
This notice is being published less than 15
days prior to the meeting due to the timing
limitations imposed by the review and
funding cycle.
Name of Committee: National Institute of
Diabetes and Digestive and Kidney Diseases
Special Emphasis Panel; Wearable Devices.
Date: November 16, 2021.
Time: 12:00 p.m. to 3:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Institutes of Health, Two
Democracy Plaza, 6707 Democracy
Boulevard, Bethesda, MD 20892 (Telephone
Conference Call).
Contact Person: Elena Sanovich, Ph.D.,
Scientific Review Officer, Review Branch,
DEA, NIDDK, National Institutes of Health,
Room 7351, 6707 Democracy Boulevard,
Bethesda, MD 20892–2542, 301–594–8886,
sanoviche@mail.nih.gov.
This notice is being published less than 15
days prior to the meeting due to the timing
limitations imposed by the review and
funding cycle.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.847, Diabetes,
Endocrinology and Metabolic Research;
93.848, Digestive Diseases and Nutrition
Research; 93.849, Kidney Diseases, Urology
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Agencies
[Federal Register Volume 86, Number 211 (Thursday, November 4, 2021)]
[Notices]
[Pages 60883-60893]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2021-24039]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Indian Health Service
Zero Suicide Initiative
Announcement Type: New.
Funding Announcement Number: HHS-2022-IHS-ZSI-0001.
Assistance Listing (Catalog of Federal Domestic Assistance or CFDA)
Number: 93.654.
Key Dates
Application Deadline Date: February 2, 2022.
Earliest Anticipated Start Date: March 21, 2022.
I. Funding Opportunity Description
Statutory Authority
The Indian Health Service (IHS) is accepting applications for a
cooperative agreement for the Zero Suicide Initiative (ZSI). This
program is authorized under the Snyder Act, 25 U.S.C. 13; the Transfer
Act, 42 U.S.C. 2001(a); and the Indian Health Care Improvement Act, 25
U.S.C. 1665 et seq. This program is described in the Assistance
Listings located at https://sam.gov/content/home (formerly known as
Catalog of Federal Domestic Assistance) under 93.654.
Background
Since 1999, suicide rates within the Unites States have been
steadily increasing.\1\ On March 2, 2018, the Centers for Disease
Control and Prevention's Morbidity and Mortality Weekly report released
a data report, ``Suicides Among American Indian/Alaska Natives--
National Violent Death Reporting System, 18 States, 2003 to 2014,''
which highlights American Indian/Alaska Natives having the highest
rates of suicide of any racial/ethnic group in the Unites States. The
suicide rate for American Indian/Alaska Native (AI/AN) adolescents and
young adult ages 15 to 34 (19.1/100,000) was 1.3 times that of the
national average for that age group (14/100,000).\2\ In June 2019, the
National Center for Health Statistics, Health E-Stat reported in
``Suicide Rates for Females and Males by Race and Ethnicity: United
States, 1999 and 2017,'' suicide rates increased for all race and
ethnicity groups but the largest increase occurred for non-Hispanic AI/
AN females (139% from 4.6 to 11.0 per 100,000). Suicide is the 8th
leading cause of death among all AI/AN people across all ages and may
be underestimated.
---------------------------------------------------------------------------
\1\ Curtin SC, Hedegaard H. Suicide rates for females and males
by race and ethnicity: United States, 1999 and 2017. NCHS Health E-
Stat. 2019.
\2\ Leavitt RA, Ertle AE, Sheats K, Petrosky E, Ivey-Stephenson
A, Fowler KA (2018) Suicides Among American Indian/Alaska Natives--
National Violent Death Reporting System, 18 States, 2003 to 2014.
MMWR Morb Mortal Wkly Rep 2018;67: 37-240.
---------------------------------------------------------------------------
The `Zero Suicide' model is a key component of the National
Strategy for Suicide Prevention (NSSP) and is a priority of the
National Action Alliance for Suicide Prevention (https://theactionalliance.org/). The `Zero Suicide' model focuses on developing
a system-wide approach to improving care for individuals at risk of
suicide who are currently using health and behavioral health systems.
This award will support implementation of the `Zero Suicide' model
within Tribal and Urban Indian health care facilities and systems that
provide direct care services to AI/AN individuals in order to raise
awareness of suicide, establish integrated systems of care, and improve
outcomes for such individuals. Applicants are encouraged to visit
https://www.hhs.gov/surgeongeneral/reports-and-publications/suicide-prevention/ to access a copy of the 2012 National Strategy.
Purpose
The purpose of this program is to improve the system of care for
those at risk for suicide by implementing a comprehensive, culturally
informed, multi-setting approach to suicide prevention in Indian health
systems. This award represents a continuation of the IHS effort to
implement the Zero Suicide approach in Indian Country. The intent of
this announcement is to initiate a new, or build upon the previous,
Zero Suicide Initiative efforts. Existing efforts have focused on
foundational learning of the key concepts of the Zero Suicide
framework, technical assistance, and consultation for several AI/AN
Zero Suicide communities. As a result of these efforts, both the unique
opportunities and challenges of implementing Zero Suicide in Indian
Country have been identified. To best capitalize on opportunities and
surmount such challenges, this program focuses on the core Seven
Elements of the Zero Suicide model as developed by the Suicide
Prevention Resource Center (SPRC) at https://zerosuicide.edc.org/toolkit/zero-suicide-toolkit:
1. Lead--Create and sustain a leadership-driven, safety-oriented
culture committed to dramatically reducing suicide among people under
care. Include survivors of suicide attempts and suicide loss in
leadership and planning roles;
2. Train--Develop a competent, confident, and caring workforce;
3. Identify--Systematically identify and assess suicide risk among
people receiving care;
4. Engage--Ensure every individual has a pathway to care that is
both timely and adequate to meet his or her needs. Include
collaborative safety planning and restriction of lethal means;
5. Treat--Use effective, evidence-based treatments that directly
target suicidal thoughts and behaviors;
6. Transition--Provide continuous contact and support, especially
after acute care; and,
7. Improve--Apply a data-driven, quality improvement approach to
inform system changes that will lead to improved patient outcomes and
better care for those at risk.
Required, Optional, and Allowable Activities
Each applicant must describe how they plan to implement the
following core elements of this program in their project narrative and
incorporate culture within the approach to each of the seven elements.
1. Lead
a. Establish a leadership-driven strategic plan which includes
session planning (see link https://
[[Page 60884]]
zerosuicide.edc.org/resources/resource-database/zero-suicide-work-plan-
template) to transform the delivery of suicide care within the health
care system.
b. Describe the organizational steps to broaden the responsibility
for suicide care across the entire health care system.
c. Detail the specific role of leadership to ensure system
transformation is achieved. Examples of leadership commitment can
include, but are not limited to: Tribal Resolutions, Tribal codes,
formal suicide care policies, and formation of Zero Suicide Initiative
advisory boards.
2. Train
a. Evaluate training needs and develop a formal training plan for
suicide prevention gatekeeper training (examples include, but are not
limited to, Question Persuade Refer, Applied Suicide Intervention
Skills Training, and Mental Health First Aid). In addition, the
training plan should include training in treating suicide risk
(examples include, but are not limited to, Dialectical Behavioral
Therapy, Cognitive Processing Therapy for Suicide Prevention, and
Cognitive Therapy for Suicidal Patients).
b. The formal training plan for staff should focus across the
health care system to strengthen and advance the skills of health care
staff and providers at all levels.
c. Training must target increasing competence in the delivery of
culturally informed, evidence-based suicide care in all health care
settings. Survey at https://zerosuicide.edc.org/sites/default/files/ZS%20Workforce%20Survey%20July%202020.pdf will be completed and
reported on at the initiation of the period of performance.
d. Train new or existing staff with an emphasis in these functions
(see link https://zerosuicide.edc.org/resources/resource-database/suicide-care-training-options).
e. Project/program oversight.
f. Case management/coordination to ensure continuity of care across
and between various departments, health care systems, and or levels of
care (e.g., transfer from high risk to low risk, discharge from
inpatient mental health care).
g. Data collection support and access for Electronic Health Record
(EHR), clinical application, project coordinator support, and other
data related activities. Adopt and/or enhance computer systems,
including management information system, EHRs, and other systems/
software, to better document and manage patient needs, the care
process, integration with related support services, and track outcomes.
3. Identify
a. Implement system-wide policies and procedures for comprehensive
suicide care standards to include, at a minimum:
i. Universal screening of all patients ages 10 and above for
suicide risk using validated instruments (see link https://zerosuicide.edc.org/resources/resource-database/ask-suicide-screening-questions-asq-toolkit).
ii. Full suicide risk assessment of all patients with positive
suicide risk screen (including risk level formulation), using (see link
https://www.jointcommission.org/-/media/tjc/documents/resources/patient-safety-topics/suicide-prevention/pages-from-suicide_prevention_compendium_5_11_20_updated-july2020_ep3_4.pdf).
iii. Individual Safety Plan for all patients with positive suicide
risk screen to include counseling patients on reduction to access of
lethal means and means restriction (see link https://www.sprc.org/resources-programs/patient-safety-plan-template).
iv. Procedure and protocol for tracking patients at increased risk
for suicide by placing patients on a suicide care management plan/
pathway. This must also address how patients are monitored while on the
plan/pathway, how often patients are re-evaluated to assess risk level,
when it is appropriate to remove patient from plan/pathway, follow-up
protocols after patients are removed from plan/pathway, etc. (see link
https://www.jointcommission.org/sea_issue_56/).
b. Develop protocols for every individual identified as at risk of
suicide to continuously monitor the individual's progress through their
EHR or other data management system to include the following:
i. Rapid follow-up of adults who have attempted suicide or
experienced a suicidal crisis after being discharged from a treatment
facility, e.g., local emergency departments, inpatient psychiatric
facilities, including direct linkage with appropriate health care
agencies to ensure coordinated care services and protocols are in place
to ensure patient safety, especially among high-risk adults with
serious mental illness. This must include outreach telephone contact
within 24 to 48 hours after discharge and securing an appointment
within 1 week of discharge (see link https://www.jointcommission.org/resources/patient-safety-topics/suicide-prevention/).
ii. Establish health system leadership including outside service
providers (i.e., local suicide prevention crisis lines to help with
follow-up contacts, etc.), and develop teams to guide the
implementation of the Zero Suicide model within their agencies.
4. Engage
a. Develop a Suicide Care Management Plan for every patient
identified as high risk of suicide (see link https://zerosuicide.edc.org/resources/resource-database/zero-suicide-work-plan-template). Implement a process for continuous monitoring of those
patients' progress through their EHR or other data management system,
and adjust treatment as necessary.
5. Treat
a. Develop a strategy and specific plan (see link https://zerosuicide.edc.org/resources/resource-database/zero-suicide-data-elements-worksheet) to collect, analyze, and disseminate data related
to suicide care across the health care system.
b. Use a data-informed approach for quality improvement at the
levels of policy, process, and practice. Wherever possible, this
approach should include a unified EHR, or memorandum of understanding/
memorandum of agreement (MOU/MOA) to establish a process to share data
between and across systems of care for all patients in a suicide risk
clinical pathway. For example, a data report that indicates a high
percentage of patients being discharged from inpatient stays failed to
receive follow-up appointments may result in implementing a plan to
reduce that number by changing staffing patterns and processes to focus
on scheduling follow-up care.
c. Apply the use of evidence-based practices to screen, assess, and
treat individuals at risk for suicide in a way that incorporates
culturally informed practices and activities. Clearly describe how
cultural best practices and/or traditional approaches are offered,
utilized, and/or incorporated within the health care system to
complement/augment into the evidence-based protocols with those at risk
for suicide.
d. Evidence-based practices, where appropriate, may include:
i. Suicide risk screening--Ask Suicide-Screening Questions (see
link https://www.nimh.nih.gov/research/research-conducted-at-nimh/asq-toolkit-materials/index.shtml).
ii. Columbia Suicide Severity Rating Scale (see link https://cssrs.columbia.edu/the-columbia-scale-c-ssrs/cssrs-for-communities-and-healthcare/#filter=.general-use.english).
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iii. Suicide Risk Assessment--Brief Suicide Safety Assessment (see
link https://www.nimh.nih.gov/research/research-conducted-at-nimh/asq-toolkit-materials/youth-outpatient/youth-outpatient-brief-suicide-safety-assessment-worksheet.shtml).
iv. Columbia Suicide Severity Rating Scale (see link https://cssrs.columbia.edu/the-columbia-scale-c-ssrs/cssrs-for-communities-and-healthcare/#filter=.general-use.english).
v. Suicide treatment--Dialectical Behavioral Therapy (see link
https://www.sprc.org/resources-programs/dialectical-behavior-therapy).
vi. Cognitive Therapy for Suicidal Patients (see link https://www.sprc.org/resources-programs/cognitive-therapy-suicide-prevention).
vii. Cultural best practices and/or traditional approaches--
Language immersion, traditional healers, and traditional ceremonies
(see link https://zerosuicide.edc.org/toolkit/toolkit-adaptations/indian-country).
6. Transition
a. The Suicide Care Management Plan must include the following (see
link https://zerosuicide.edc.org/resources/resource-database/best-practices-care-transitions-individuals-suicide-risk-inpatient-care):
i. Protocols for safety planning and reducing access to lethal
means in a point-to-point transition of care within a system;
ii. Rapid follow-up of adults who have attempted suicide or
experienced a suicidal crisis after being discharged from a treatment
facility (e.g., local emergency departments, inpatient psychiatric
facilities), including direct linkage with appropriate health care
agencies to ensure coordinated care services are in place;
iii. Protocols to ensure patient safety, especially among high-risk
adults in health care systems who have attempted suicide, experienced a
suicidal crisis, and/or have a serious mental illness. This must
include outreach telephone contact within 24 to 48 hours after
discharge and securing an appointment within 1 week of discharge (see
link https://zerosuicide.edc.org/toolkit/transition and/or https://theactionalliance.org/healthcare/caretransitions).
7. Improve
a. Describe the quality improvement activities that will be used to
track progress towards your process and outcome measure and how these
data will be used to inform the ongoing implementation of the project
and beyond (see link https://zerosuicide.edc.org/resources/resource-database/zero-suicide-work-plan-template).
In addition to the seven elements listed above, the following
activities are also required:
1. Seek the IHS's approval for key positions to be filled. Key
positions include, but are not limited to, the Project Director,
Project Coordinator, and Evaluator.
2. Consult and accept guidance from IHS staff on performance of
programmatic and data collection activities to achieve the goals of the
cooperative agreement.
3. Maintain ongoing communication with the IHS including a minimum
of one call per month, keeping Federal program staff informed of
emerging issues, developments, and problems as appropriate.
4. Invite the IHS Program Official to observe and provide feedback
to policy, steering, advisory, or other task forces.
5. Maintain ongoing collaboration with the IHS ZSI Technical
Assistance Coordinating Center, the Suicide Prevention Resource Center,
and the National Suicide Prevention Lifeline.
6. Provide required documentation for monthly and annual reporting
and data surveillance around suicidal behavior in selected health and
behavioral health care systems.
Practice-Based Evidence, Promising Practices, and Local Efforts
The IHS encourages the implementation of Tribal and/or culturally
appropriate suicide prevention and intervention strategies but
recognizes the limited range of formally evaluated evidence-based
practices for suicide and substance abuse that have been developed
specifically for the American Indians/Alaska Natives population. In
addition to formally evaluated practices, which exist in the research
and practice literature, evidence for other practices are allowed in
this grant program. Evidence of other practices may include unpublished
studies, preliminary evaluation results, clinical (or other
professional association) guidelines, findings from focus groups with
community members, local community surveys, etc.
Document the evidence that the practice(s) you have chosen
is appropriate for the outcomes you want to achieve.
Explain how the practice you have chosen meets the goals
for this program.
Describe any modifications/adaptations you will need to
make to your proposed practice(s) to meet the goals of your project and
why you believe the changes will improve the outcomes.
Discuss training needs or plans for training to
successfully implement the proposed evidence-based practice(s).
II. Award Information
Funding Instrument--Cooperative Agreement
Estimated Funds Available
The total funding identified for fiscal year (FY) 2022 is
approximately $2,000,000. Individual award amounts for the first budget
year are anticipated to be between $200,000 and $300,000. The funding
available for competing and subsequent continuation awards issued under
this announcement is subject to the availability of appropriations and
budgetary priorities of the Agency. The IHS is under no obligation to
make awards that are selected for funding under this announcement.
Anticipated Number of Awards
Approximately 8-10 awards will be issued under this program
announcement, with a set aside of up to two awards issued to eligible
UIOs.
Period of Performance
The period of performance is for 5 years.
Cooperative Agreement
Cooperative agreements awarded by the Department of Health and
Human Services (HHS) are administered under the same policies as
grants. However, the funding agency, IHS, is anticipated to have
substantial programmatic involvement in the project during the entire
period of performance. Below is a detailed description of the level of
involvement required of the IHS.
Substantial Agency Involvement Description for Cooperative Agreement
1. Approve all proposed key positions/personnel.
2. Facilitate linkages to other IHS/Federal government resources
and help grantees access appropriate technical assistance.
3. Assure that the grantee's project activities are aligned with
the mission, strategic goals and objectives of the IHS, and with the
goals of the Zero Suicide Initiative.
4. Coordinate cross-site evaluation participation in grantee and
staff required monitoring conference calls.
5. Promote collaboration with other IHS and Federal health and
behavioral health initiatives, including the Substance Abuse Mental
Health Services Administration (SAMHSA), the
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National Action Alliance for Suicide Prevention, the National Suicide
Prevention Lifeline, the SPRC, and the Zero Suicide Institute.
6. Provide technical assistance on all aspects of the ZSI program
implementation and sustainability.
7. Share aggregate data related to suicide behavior and clinical
care necessary to determine that the project has met expected and
identified goals, objectives, and outcomes. Describe the process of
continuous involvement based on results and analysis of the same.
III. Eligibility Information
1. Eligibility
To be eligible for this funding opportunity the applicant must be
one of the following as defined by 25 U.S.C. 1603:
A federally recognized Indian Tribe as defined by 25
U.S.C. 1603(14). The term ``Indian Tribe'' means any Indian Tribe,
band, nation, or other organized group or community, including any
Alaska Native village or group or regional or village corporation, as
defined in or established pursuant to the Alaska Native Claims
Settlement Act (85 Stat. 688) [43 U.S.C. 1601 et seq.], which is
recognized as eligible for the special programs and services provided
by the United States to Indians because of their status as Indians.
A Tribal organization as defined by 25 U.S.C. 1603(26).
The term ``Tribal organization'' has the meaning given the term in
section 4 of the Indian Self-Determination and Education Assistance Act
(25 U.S.C. 5304(1)): ``Tribal organization'' means the recognized
governing body of any Indian Tribe; any legally established
organization of Indians which is controlled, sanctioned, or chartered
by such governing body or which is democratically elected by the adult
members of the Indian community to be served by such organization and
which includes the maximum participation of Indians in all phases of
its activities: Provided that, in any case where a contract is let or
grant made to an organization to perform services benefiting more than
one Indian Tribe, the approval of each such Indian Tribe shall be a
prerequisite to the letting or making of such contract or grant.
Applicant shall submit letters of support and/or Tribal Resolutions
from the Tribes to be served.
An Urban Indian organization as defined by 25 U.S.C.
1603(29). The term ``Urban Indian organization'' means a nonprofit
corporate body situated in an urban center, governed by an urban Indian
controlled board of directors, and providing for the maximum
participation of all interested Indian groups and individuals, which
body is capable of legally cooperating with other public and private
entities for the purpose of performing the activities described in 25
U.S.C. 1653(a). Applicants must provide proof of non-profit status with
the application, e.g., 501(c)(3).
The program office will notify any applicants deemed ineligible.
Note: Please refer to Section IV.2 (Application and Submission
Information/Subsection 2, Content and Form of Application Submission)
for additional proof of applicant status documents required, such as
Tribal Resolutions, proof of nonprofit status, etc.
2. Cost Sharing or Matching
The IHS does not require matching funds or cost sharing for grants
or cooperative agreements.
3. Other Requirements
Applications with budget requests that exceed the highest dollar
amount outlined under Section II Award Information, Estimated Funds
Available, or exceed the period of performance outlined under Section
II Award Information, Period of Performance, are considered not
responsive and will not be reviewed. The Division of Grants Management
(DGM) will notify the applicant.
Additional Required Documentation
Tribal Resolution
The DGM must receive an official, signed Tribal Resolution prior to
issuing a Notice of Award (NoA) to any applicant selected for funding.
An Indian Tribe or Tribal organization that is proposing a project
affecting another Indian Tribe must include resolutions from all
affected Tribes to be served. However, if an official, signed Tribal
Resolution cannot be submitted with the application prior to the
application deadline date, a draft Tribal Resolution must be submitted
with the application by the deadline date in order for the application
to be considered complete and eligible for review. The draft Tribal
Resolution is not in lieu of the required signed resolution but is
acceptable until a signed resolution is received. If an application
without a signed Tribal Resolution is selected for funding, the
applicant will be contacted by the Grants Management Specialist (GMS)
listed in this funding announcement and given 90 days to submit an
official, signed Tribal Resolution to the GMS. If the signed Tribal
Resolution is not received within 90 days, the award will be forfeited.
Tribes organized with a governing structure other than a Tribal
council may submit an equivalent document commensurate with their
governing organization.
Proof of Nonprofit Status
Organizations claiming nonprofit status must submit a current copy
of the 501(c)(3) Certificate with the application.
IV. Application and Submission Information
1. Obtaining Application Materials
The application package and detailed instructions for this
announcement are available at https://www.Grants.gov.
Please direct questions regarding the application process to Mr.
Paul Gettys at (301) 443-2114 or (301) 443-5204.
2. Content and Form Application Submission
Mandatory documents for all applicants include:
Abstract (one page) summarizing the project.
Application forms:
1. SF-424, Application for Federal Assistance.
2. SF-424A, Budget Information--Non-Construction Programs.
3. SF-424B, Assurances--Non-Construction Programs.
Project Narrative (not to exceed 30 pages). See IV.2.A,
Project Narrative for instructions.
1. Background information on the organization.
2. Proposed scope of work, objectives, and activities that provide
a description of what the applicant plans to accomplish.
Budget Justification and Narrative (not to exceed four
pages). See IV.2.B, Budget Narrative for instructions.
One-page Timeline Chart.
Tribal Resolution(s). A Tribal Resolution expressing a
bona fide commitment to a Zero Suicide model within the health and
behavioral health care system must be provided.
Letters of Support from organization's Board of Directors
(if applicable).
501(c)(3) Certificate (if applicable).
Biographical sketches for all Key Personnel.
Contractor/Consultant resumes or qualifications and scope
of work.
Disclosure of Lobbying Activities (SF-LLL), if applicant
conducts reportable lobbying.
Certification Regarding Lobbying (GG--Lobbying Form).
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Copy of current Negotiated Indirect Cost rate (IDC)
agreement (required in order to receive IDC).
Organizational Chart (optional).
Documentation of current Office of Management and Budget
(OMB) Financial Audit (if applicable).
Acceptable forms of documentation include:
1. Email confirmation from Federal Audit Clearinghouse (FAC) that
audits were submitted; or
2. Face sheets from audit reports. Applicants can find these on the
FAC website at https://harvester.census.gov/facdissem/Main.aspx.
Public Policy Requirements
All Federal public policies apply to IHS grants and cooperative
agreements. Pursuant to 45 CFR 80.3(d), an individual shall not be
deemed subjected to discrimination by reason of their exclusion from
benefits limited by Federal law to individuals eligible for benefits
and services from the IHS. See https://www.hhs.gov/grants/grants/grants-policies-regulations/.
Requirements for Project and Budget Narratives
A. Project Narrative: This narrative should be a separate document
that is no more than 30 pages and must: (1) Have consecutively numbered
pages; (2) use black font 12 points or larger; (3) be single-spaced;
and (4) be formatted to fit standard letter paper (8\1/2\ x 11 inches).
Be sure to succinctly answer all questions listed under the
evaluation criteria (refer to Section V.1, Evaluation Criteria) and
place all responses and required information in the correct section
noted below or they will not be considered or scored. If the narrative
exceeds the page limit, the application will be considered not
responsive and will not be reviewed. The 30-page limit for the
narrative does not include the work plan, standard forms, Tribal
Resolutions, budget, budget justifications, narratives, and/or other
items.
There are four parts to the project narrative:
Part 1--Statement of Need;
Part 2--Implementation Approach and Work Plan;
Part 3--Organizational Capacity;
Part 4--Data Collection and Reporting.
Below are additional details about what must be included in the
project narrative.
The intent of this announcement is to initiate or build upon Zero
Suicide Initiative efforts. Applicants previously funded by IHS for ZSI
implementation must report on the status of their goals/milestones. If
goals/milestone were not achieved by those applicants, they are
expected to provide clear explanation of the barriers that prevented
the achievement of previous goal/milestones in the application to this
funding announcement.
Part 1: Statement of Need (Limit--6 Pages)
The statement of need describes the scope and scale of suicide
behavior within the community served and within the health and/or
behavioral health system. This section must identify gaps in suicide
care delivery and those gaps and any other barriers in providing
comprehensive, culturally informed care to those at risk for suicide.
The statement of need provides the facts and evidence that support the
need for the project and establishes that the Tribe, Tribal
organization, or UIO understands the problems and can reasonably
address them. Applicant's data may include the following metrics
outlined below.
Identify
Describe the proposed catchment area and demographic
information on the population(s) to receive services through the
targeted systems or agencies, e.g., race, ethnicity, federally
recognized Tribe, language, age, socioeconomic status, sex, and other
relevant factors, such as literacy.
Improve
Provide evidence of the prevalence of suicidal behavior
within the population(s) of focus, including any current limitations of
data collection in the health system. In addition, discuss how the
proposed project will address disparities in access, service use, and
outcomes for the population(s) of focus (see link https://zerosuicide.edc.org/toolkit/indian-country/improve-indian-country).
1. Number of screenings performed.
2. Number of those above screening cut off who receive a full
suicide risk assessment.
3. Numbers of those receiving a full risk assessment who have a
collaboratively developed safety plan.
4. Number of those with a collaboratively developed safety plan who
have been counseled on reduction of access to lethal means.
5. Percentage of all behavioral health clinicians who use evidence-
based practices to directly treat those at risk for suicide.
6. Percentage of follow up on those who may be at risk for suicide
to ensure safe transitions through care.
7. Percentage of documentation on every loss by suicide.
Documentation of the need for an enhanced infrastructure
(system/process improvements) to increase the capacity to implement,
sustain, and improve comprehensive, integrated, culturally informed,
evidence-based suicide care within the identified health care system
that is consistent with the purpose of the program as stated in this
announcement (see link https://zerosuicide.edc.org/resources/zero-suicide-workforce-survey-resources). This may also include a clear
description of any service gaps, staff/provider training deficits,
service delivery fragmentations, and other barriers that could impact
comprehensive suicide care for patients seen in the health system.
Applicants are encouraged to review the Zero Suicide
strategies and tools to help prepare for application to this
announcement. Please see https://zerosuicide.sprc.org/sites/zerosuicide.actionallianceforsuicideprevention.org/files/Zero%20Suicide%20Workplan%20Template%2012.6.17.pdf.
Part 2: Implementation Approach & Work Plan (Limit--9 Pages)
Applicant should develop a viable plan to address each of the 7
Elements (see link https://zerosuicide.edc.org/toolkit) in a systematic,
measureable, and interrelated manner. Evidence of plan to the
identification, use, and measurement of the use of culturally informed
practices and activities (see link https://zerosuicide.edc.org/resources/populations/native-american-and-alaska-native).
Please include a Project Timeline in the application.
Lead
A clear description of strategies to engage the highest
levels of leadership and a broad cross section of the hospital system
in order to develop organizational commitment, participation and
sustainability (Letters of Commitment should be included as
attachments). If the program is to be managed by a consortium or Tribal
organization, identify how the project office relates to the member
community/communities.
Transition
A contingency plan that addresses short-term maintenance
and long-term sustainability. How will continuity be maintained if/when
there is a change in the operational environment (e.g., health care
system leadership, staff turnover, change in project leadership, change
in elected officials, etc.) to
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ensure project stability over the period of performance. Additionally,
describe long-term plan for sustainability of the ZSI model beyond the
period of performance.
Include how your project plans to involve survivors of
suicide attempts and suicide loss in assessing, planning, and
implementing your project.
Part 3: Organizational Capacity (Limit--8 Pages)
This section focuses on how the organization may capitalize on
existing resources, processes, human capital, quality initiatives,
collaborative agreements, and surveillance capabilities as a means of
overcoming barriers to a comprehensive, culturally informed system of
suicide care.
Lead
Describe any experience (successes and/or challenges) with
the Zero Suicide model (e.g., attended a Zero Suicide Academy, etc.) or
similar collaborative efforts (e.g., patient centered medical home,
behavioral integration, trauma-informed systems, and improving patient
care, etc.).
Discuss the applicant Tribe, Tribal organization, or UIO
experience with and capacity (or detailed plan) to provide culturally
informed practices and activities for specific populations of focus.
Explain how all departments/units/divisions are (or plan
to be) involved in administering this project. You may also include how
applicant organization currently (or plans to) collaborate with other
organizations and agencies to provide care, including critical
transition of care. Provide Letter(s) of Commitment, MOA, MOUs etc.,
from CEO, Tribal Health Director, Tribal Chair, etc.
Describe the resources available for the proposed project
(e.g., facilities, equipment, information technology systems, EHR
capabilities, financial management systems, data sharing agreement,
MOUs, etc.).
List of all staff positions for the project, such as
Project Director, project coordinator, case manager and other key
personnel, and briefly describe their role and level of effort on the
project.
Part 4: Data Collection and Reporting (Limit--7 Pages)
This section of the narrative should describe function of position
and efforts to collect and report project data that will support and
demonstrate ZSI activities. All ZSI grantees will be required to
collect and report data pertaining to activities, processes, and
outcomes that support the following core elements:
Improve
Provide a clear, specific plan for how data will be
collected, managed, analyzed, and reported.
Identify which staff will be responsible for tracking the
goals and measureable objectives associated with the award.
Lead
Review of suicide care policies and procedures.
Review of any MOUs, MOAs, commitment letters, etc.
ZSI Implementation team participation.
Engagement of those that have experienced suicidal
thoughts, survived a suicide attempt, cared for someone through
suicidal crisis, or been bereaved by suicide.
Improve
Assessment of fidelity to the Zero Suicide model (to
include periodic administering of Organizational Self-Study).
Periodic assessment of staff development and training
needs (to include the periodic administering of the Workforce Survey).
Sustainability.
Measurement-based screening tools.
Review of EHR capability.
Patient satisfaction.
B. Budget Narrative (limit--4 pages). Provide a budget narrative
that explains the amounts requested for each line item of the budget
from the SF-424A (Budget Information for Non-Construction Programs).
The budget narrative should specifically describe how each item will
support the achievement of proposed objectives. Be very careful about
showing how each item in the ``Other'' category is justified. For
subsequent budget years, the narrative should highlight the changes
from year 1 or clearly indicate that there are no substantive budget
changes during the period of performance. Do NOT use the budget
narrative to expand the project narrative.
3. Submission Dates and Times
Applications must be submitted through Grants.gov by 11:59 p.m.
Eastern Time on the Application Deadline Date. Any application received
after the application deadline will not be accepted for review.
Grants.gov will notify the applicant via email if the application is
rejected.
If technical challenges arise and assistance is required with the
application process, contact Grants.gov Customer Support (see contact
information at https://www.grants.gov). If problems persist, contact
Mr. Paul Gettys ([email protected]), Acting Director, DGM, by
telephone at (301) 443-2114 or (301) 443-5204. Please be sure to
contact Mr. Gettys at least ten days prior to the application deadline.
Please do not contact the DGM until you have received a Grants.gov
tracking number. In the event you are not able to obtain a tracking
number, call the DGM as soon as possible.
IHS will not acknowledge receipt of applications.
4. Intergovernmental Review
Executive Order 12372 requiring intergovernmental review is not
applicable to this program.
5. Funding Restrictions
Pre-award costs are allowable up to 90 days before the
start date of the award provided the costs are otherwise allowable if
awarded. Pre-award costs are incurred at the risk of the applicant.
The available funds are inclusive of direct and indirect
costs.
Only one cooperative agreement may be awarded per
applicant under this announcement.
6. Electronic Submission Requirements
All applications must be submitted via Grants.gov. Please use the
https://www.Grants.gov website to submit an application. Find the
application by selecting the ``Search Grants'' link on the homepage.
Follow the instructions for submitting an application under the Package
tab. No other method of application submission is acceptable.
If the applicant cannot submit an application through Grants.gov, a
waiver must be requested. Prior approval must be requested and obtained
from Mr. Paul Gettys, Acting Director, DGM. A written waiver request
must be sent to [email protected] with a copy to
[email protected]. The waiver request must: (1) Be documented in
writing (emails are acceptable) before submitting an application by
some other method, and (2) include clear justification for the need to
deviate from the required application submission process.
Once the waiver request has been approved, the applicant will
receive a confirmation of approval email containing submission
instructions. A copy of the written approval must be included with the
application that is submitted to the DGM. Applications that are
submitted without a copy of the signed waiver from the Acting Director
of the DGM will not be reviewed. The Grants Management Officer of the
DGM
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will notify the applicant via email of this decision. Applications
submitted under waiver must be received by the DGM no later than 5:00
p.m., Eastern Time, on the Application Deadline Date. Late applications
will not be accepted for processing. Applicants that do not register
for both the System for Award Management (SAM) and Grants.gov and/or
fail to request timely assistance with technical issues will not be
considered for a waiver to submit an application via alternative
method.
Please be aware of the following:
Please search for the application package in https://www.Grants.gov by entering the Assistance Listing (CFDA) number or the
Funding Opportunity Number. Both numbers are located in the header of
this announcement.
If you experience technical challenges while submitting
your application, please contact Grants.gov Customer Support (see
contact information at https://www.grants.gov).
Upon contacting Grants.gov, obtain a tracking number as
proof of contact. The tracking number is helpful if there are technical
issues that cannot be resolved and a waiver from the agency must be
obtained.
Applicants are strongly encouraged not to wait until the
deadline date to begin the application process through Grants.gov as
the registration process for SAM and Grants.gov could take up to twenty
working days.
Please follow the instructions on Grants.gov to include
additional documentation that may be requested by this funding
announcement.
Applicants must comply with any page limits described in
this funding announcement.
After submitting the application, the applicant will
receive an automatic acknowledgment from Grants.gov that contains a
Grants.gov tracking number. The IHS will not notify the applicant that
the application has been received.
Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
Applicants and grantee organizations are required to obtain a DUNS
number and maintain an active registration in the SAM database. The
DUNS number is a unique 9-digit identification number provided by D&B
that uniquely identifies each entity. The DUNS number is site specific;
therefore, each distinct performance site may be assigned a DUNS
number. Obtaining a DUNS number is easy, and there is no charge. To
obtain a DUNS number, please access the request service through https://fedgov.dnb.com/webform, or call (866) 705-5711.
The Federal Funding Accountability and Transparency Act of 2006, as
amended (``Transparency Act''), requires all HHS recipients to report
information on sub-awards. Accordingly, all IHS grantees must notify
potential first-tier sub-recipients that no entity may receive a first-
tier sub-award unless the entity has provided its DUNS number to the
prime grantee organization. This requirement ensures the use of a
universal identifier to enhance the quality of information available to
the public pursuant to the Transparency Act.
System for Award Management (SAM)
Organizations that are not registered with SAM must have a DUNS
number first, then access the SAM online registration through the SAM
home page at https://www.sam.gov/SAM/ (U.S. organizations will also
need to provide an Employer Identification Number from the Internal
Revenue Service that may take an additional 2-5 weeks to become
active). Please see SAM.gov for details on the registration process and
timeline. Registration with the SAM is free of charge but can take
several weeks to process. Applicants may register online at https://www.sam.gov/SAM/.
Additional information on implementing the Transparency Act,
including the specific requirements for DUNS and SAM, are available on
the DGM Grants Management, Policy Topics web page: https://www.ihs.gov/dgm/policytopics/.
V. Application Review Information
Possible points assigned to each section are noted in parentheses.
The 30-page project narrative should include only the first year of
activities; information for multi-year projects should be included as
an appendix. See ``Multi-year Project Requirements'' at the end of this
section for more information. The narrative section should be written
in a manner that is clear to outside reviewers unfamiliar with prior
related activities of the applicant. It should be well organized,
succinct, and contain all information necessary for reviewers to
understand the project fully. Points will be assigned to each
evaluation criteria adding up to a total of 100 possible points. Points
are assigned as follows:
1. Evaluation Criteria
Applications will be reviewed and scored according to the quality
of responses to the required application components in Sections A-E.
The points listed after each heading is the maximum number of points a
reviewer may assign to that section.
A. Statement of Need (10 Points)
The criteria being evaluated is the quality of your strategic
approach and logical steps to implement a Zero Suicide Initiative
within your health system. The following aspects will be assessed:
1. The degree to which the applicant's description of the service
area/target population demonstrates the need for a systems approach to
suicide care within the health and behavioral health systems.
2. How well the applicant describes the unique characteristics of
the service area and population and systems barriers/gaps that impact
the delivery of comprehensive suicide care.
B. Implementation Approach & Work Plan (30 Points)
1. A viable plan to address each of the 7 Elements of the Zero
Suicide model and the required activities (described in Section 1) in a
systematic, measureable, and interrelated manner. Develop strategy to
collect, and analyze application of evidence-based practices to screen,
assess, and treat individuals' use of culturally informed practices and
activities. (See Resources for Native American and Alaska Native
Populations at https://zerosuicide.edc.org/resources/populations/native-american-and-alaska-native).
2. A clear description of strategies to engage the highest levels
of leadership and a broad cross section of the behavioral/healthcare
system in order to develop organizational commitment, participation and
sustainability (Letters of Commitment, MOUs, MOAs, etc., should be
included as attachments). If the program is to be managed by a
consortium or Tribal organization, identify how the project office
relates to the member community/communities. Should include how you
plan to involve survivors of suicide attempts and suicide loss in
assessing, planning, and implementing your project.
3. Address how continuity will be maintained if/when there is a
change in the operational environment (e.g., health care system
leadership, staff turnover, change in project leadership, change in
elected officials, etc.) to ensure project stability over the period of
performance. Additionally, describe the long-term plan for
sustainability of the ZSI model beyond the period of performance.
C. Organizational Capacity (30 Points)
1. The extent to which the applicant describes experience
(successes and/or challenges) with the Zero Suicide model
[[Page 60890]]
(e.g., attended a Zero Suicide Academy, etc.) or similar collaborative
efforts (e.g., patient centered medical home, behavioral integration,
trauma informed systems, and improving patient care, etc.), focused on
a comprehensive approach to suicide care across a healthcare system.
2. The extent to which the applicant describes experience with and
capacity (or detailed plan) to provide culturally informed practices
and activities for specific populations of focus. Must refer to Tribal
Resolution.
3. Identification of how all departments/units/divisions across the
health care system will be involved in administering this project. May
also include how applicant organization currently (or plans to)
collaborate with other organizations and agencies to provide care,
including critical transition of care.
4. Describe the resources available to implement and sustain the
proposed project (e.g., facilities, equipment, information technology
systems, financial management systems, data sharing agreement, MOUs,
etc.).
Listing of all staff positions for the project, such as Project
Director, project coordinator, and other key personnel, showing the
role of each and their level of effort and qualifications. Demonstrate
successful project implementation for the level of effort budgeted for
Project Director, project coordinator, and other key staff.
Include position descriptions as attachments to the application.
Describe the function within each position providing services in
suicide care, behavioral health and primary care and other health care
services, quality and process improvement, and related work within the
community/communities.
5. Applicants previously funded by the IHS for ZSI implementation
must report on the status of their goals/milestones in this section of
the program narrative. If goals/milestones were not achieved by those
applicants, they are expected to provide clear explanation of the
barriers that prevented the achievement of previous goals/milestones.
D. Data Collection, Performance Assessment and Evaluation (25 Points)
In this area, applicants need to clearly demonstrate the ability to
collect and report on required data elements associated with Zero
Suicide and this particular project, and engage in all aspects of local
and national evaluation. The following aspects will be assessed:
Ability to collect and report on the required performance
measures specified in the Data Collection and Performance Management
section.
A clear, specific plan for data collection, management,
analysis, and reporting. Indication of the staff person(s) responsible
for tracking the measureable objectives that are identified above.
Description of your plan for conducting the local
performance assessment, as specified above, and evidence of your
ability to conduct the assessment.
Description of the quality improvement process that will
be used to track progress towards your performance measures and
objectives, and how these data will be used to inform the ongoing
implementation of the project and beyond.
E. Categorical Budget and Budget Justification (5 Points)
Applicants must provide a budget and narrative justification for
the proposed project budget.
1. Evidence of reasonable, allowable costs necessary to achieve the
objective outlined in the project narrative.
2. Description of how the budget aligns with the overall scope of
work.
3. Please use Budget/Budget Narrative Template Worksheet to support
your responses in this section.
The Timeline Chart, Local Data Collection Plan Worksheet, and
Budget/Budget Narrative templates can be downloaded at the ZSI website
at https://www.ihs.gov/zerosuicide/.
Multi-Year Project Requirements
Applications must include a brief project narrative and budget (one
additional page per year) addressing the developmental plans for each
additional year of the project. This attachment will not count as part
of the project narrative or the budget narrative.
Additional documents can be uploaded as Other Attachments in
Grants.gov. These can include:
Work plan, logic model, and/or timeline for proposed
objectives.
Position descriptions for staff.
Consultant or contractor proposed scope of work and letter
of commitment (if applicable).
Current Indirect Cost Rate Agreement.
Organizational chart.
Map of area identifying project location(s).
Additional documents to support narrative (i.e., data
tables, key news articles, etc.).
2. Review and Selection
Each application will be prescreened for eligibility and
completeness as outlined in the funding announcement. Applications that
meet the eligibility criteria shall be reviewed for merit by the
Objective Review Committee (ORC) based on evaluation criteria.
Incomplete applications and applications that are not responsive to the
administrative thresholds (budget limit, project period limit) will not
be referred to the ORC and will not be funded. The applicant will be
notified of this determination.
Applicants must address all program requirements and provide all
required documentation.
3. Notifications of Disposition
All applicants will receive an Executive Summary Statement from the
IHS Division of Behavioral Health within 30 days of the conclusion of
the ORC outlining the strengths and weaknesses of their application.
The summary statement will be sent to the Authorizing Official
identified on the face page (SF-424) of the application.
A. Award Notices for Funded Applications
The NoA is the authorizing document for which funds are dispersed
to the approved entities and reflects the amount of Federal funds
awarded, the purpose of the award, the terms and conditions of the
award, the effective date of the award, and the budget/project period.
Each entity approved for funding must have a user account in
GrantSolutions in order to retrieve the NoA. Please see the Agency
Contacts list in Section VII for the systems contact information.
B. Approved but Unfunded Applications
Approved applications not funded due to lack of available funds
will be held for 1 year. If funding becomes available during the course
of the year, the application may be reconsidered.
Note: Any correspondence other than the official NoA executed by
an IHS grants management official announcing to the project director
that an award has been made to their organization is not an
authorization to implement their program on behalf of the IHS.
VI. Award Administration Information
1. Administrative Requirements
Awards issued under this announcement are subject to, and are
administered in accordance with, the following regulations and
policies:
A. The criteria as outlined in this program announcement.
B. Administrative Regulations for Grants:
Uniform Administrative Requirements, Cost Principles, and
[[Page 60891]]
Audit Requirements for HHS Awards currently in effect or implemented
during the period of award, other Department regulations and policies
in effect at the time of award, and applicable statutory provisions. At
the time of publication, this includes 45 CFR part 75, at https://www.govinfo.gov/content/pkg/CFR-2020-title45-vol1/pdf/CFR-2020-title45-vol1-part75.pdf.
Please review all HHS regulatory provisions for
Termination at 45 CFR 75.372, at https://www.ecfr.gov/cgi-bin/retrieveECFR?gp&SID=2970eec67399fab1413ede53d7895d99&mc=true&
;n=pt45.1.75&r=PART&ty=HTML&se45.1.75_1372#se45.1.75_1372.
C. Grants Policy:
HHS Grants Policy Statement, Revised January 2007, at
https://www.hhs.gov/sites/default/files/grants/grants/policies-regulations/hhsgps107.pdf.
D. Cost Principles:
Uniform Administrative Requirements for HHS Awards, ``Cost
Principles,'' located at 45 CFR part 75 subpart E.
E. Audit Requirements:
Uniform Administrative Requirements for HHS Awards,
``Audit Requirements,'' located at 45 CFR part 75 subpart F.
F. As of August 13, 2020, 2 CFR 200 was updated to include a
prohibition on certain telecommunications and video surveillance
services or equipment. This prohibition is described in 2 CFR 200.216.
This will also be described in the terms and conditions of every IHS
grant and cooperative agreement awarded on or after August 13, 2020.
2. Indirect Costs
This section applies to all recipients that request reimbursement
of indirect costs (IDC) in their application budget. In accordance with
HHS Grants Policy Statement, Part II-27, IHS requires applicants to
obtain a current IDC rate agreement and submit it to the DGM prior to
the DGM issuing an award. The rate agreement must be prepared in
accordance with the applicable cost principles and guidance as provided
by the cognizant agency or office. A current rate covers the applicable
grant activities under the current award's budget period. If the
current rate agreement is not on file with the DGM at the time of
award, the IDC portion of the budget will be restricted. The
restrictions remain in place until the current rate agreement is
provided to the DGM.
Per 45 CFR 75.414(f) Indirect (F&A) costs, ``any non-Federal entity
(NFE) [i.e., applicant] that has never received a negotiated indirect
cost rate, . . . may elect to charge a de minimis rate of 10 percent of
modified total direct costs which may be used indefinitely. As
described in Section 75.403, costs must be consistently charged as
either indirect or direct costs, but may not be double charged or
inconsistently charged as both. If chosen, this methodology once
elected must be used consistently for all Federal awards until such
time as the NFE chooses to negotiate for a rate, which the NFE may
apply to do at any time.''
Electing to charge a de minimis rate of 10 percent only applies to
applicants that have never received an approved negotiated indirect
cost rate from HHS or another cognizant Federal agency. Applicants
awaiting approval of their indirect cost proposal may request the 10
percent de minimis rate. When the applicant chooses this method, costs
included in the indirect cost pool must not be charged as direct costs
to the grant.
Available funds are inclusive of direct and appropriate indirect
costs. Approved indirect funds are awarded as part of the award amount,
and no additional funds will be provided.
Generally, IDC rates for IHS grantees are negotiated with the
Division of Cost Allocation at https://rates.psc.gov/ or the Department
of the Interior (Interior Business Center) at https://ibc.doi.gov/ICS/tribal. For questions regarding the indirect cost policy, please call
the Grants Management Specialist listed under ``Agency Contacts'' or
the main DGM office at (301) 443-5204.
3. Reporting Requirements
The grantee must submit required reports consistent with the
applicable deadlines. Failure to submit required reports within the
time allowed may result in suspension or termination of an active
grant, withholding of additional awards for the project, or other
enforcement actions such as withholding of payments or converting to
the reimbursement method of payment. Continued failure to submit
required reports may result in the imposition of special award
provisions and/or the non-funding or non-award of other eligible
projects or activities. This requirement applies whether the
delinquency is attributable to the failure of the grantee organization
or the individual responsible for preparation of the reports. Per DGM
policy, all reports must be submitted electronically by attaching them
as a ``Grant Note'' in GrantSolutions. Personnel responsible for
submitting reports will be required to obtain a login and password for
GrantSolutions. Please see the Agency Contacts list in section VII for
the systems contact information.
The reporting requirements for this program are noted below.
A. Progress Reports
Program progress reports are required annually. The progress
reports are due within 30 days after the budget period ends (specific
dates will be listed in the NoA Terms and Conditions). These reports
must include a brief comparison of actual accomplishments to the goals
established for the period, a summary of progress to date or, if
applicable, provide sound justification for the lack of progress, and
other pertinent information as required, and any other specific
evaluation requirements described in this funding announcement. A final
report must be submitted within 90 days of expiration of the period of
performance. This final report must provide a comprehensive summary of
accomplishments and outcomes over the period of performance as related
to each of the stated goals.
B. Financial Reports
Federal Cash Transaction Reports are due 30 days after the close of
every calendar quarter to the Payment Management Services at https://pms.psc.gov. Failure to submit timely reports may result in adverse
award actions blocking access to funds.
Federal Financial Reports are due 30 days after the end of each
budget period, and a final report is due 90 days after the end of the
period of performance.
Grantees are responsible and accountable for reporting accurate
information on all required reports: The Progress Reports, the Federal
Cash Transaction Report, and Federal Financial Report.
C. Data Collection and Reporting
In addition to the annual progress reports, the IHS will compile
and provide aggregate program statistics including associated
community-level Government Performance Results Act health care facility
data available in the National Data Warehouse, as needed.
Awardees will be required to report on the following:
Treat
Total number of patient visits; total number of patients
screened for suicide risk;
total number of patients assessed for suicide risk;
total number of patients placed on suicide care pathway or
registry;
total number of patients hospitalized for suicide risk;
[[Page 60892]]
total number of patients with safety plan;
total number of patients counseled on access to lethal
means.
Train
Total number of staff trained, number of trainings, type
of trainings and number of staff trained in each healthcare profession
in evidenced-based treatment of suicide risk.
Awardees will also be required to submit their annual progress
reports into an online reporting system funded by the IHS.
D. Federal Sub-Award Reporting System (FSRS)
This award may be subject to the Transparency Act sub-award and
executive compensation reporting requirements of 2 CFR part 170.
The Transparency Act requires the OMB to establish a single
searchable database, accessible to the public, with information on
financial assistance awards made by Federal agencies. The Transparency
Act also includes a requirement for recipients of Federal grants to
report information about first-tier sub-awards and executive
compensation under Federal assistance awards.
The IHS has implemented a Term of Award into all IHS Standard Terms
and Conditions, NoAs, and funding announcements regarding the FSRS
reporting requirement. This IHS Term of Award is applicable to all IHS
grant and cooperative agreements issued on or after October 1, 2010,
with a $25,000 sub-award obligation threshold met for any specific
reporting period.
For the full IHS award term implementing this requirement and
additional award applicability information, visit the DGM Grants
Management website at https://www.ihs.gov/dgm/policytopics/.
E. Compliance With Executive Order 13166 Implementation of Services
Accessibility Provisions for All Grant Application Packages and Funding
Opportunity Announcements
Should you successfully compete for an award, recipients of Federal
financial assistance (FFA) from HHS must administer their programs in
compliance with Federal civil rights laws that prohibit discrimination
on the basis of race, color, national origin, disability, age and, in
some circumstances, religion, conscience, and sex (including gender
identity, sexual orientation, and pregnancy). This includes ensuring
programs are accessible to persons with limited English proficiency and
persons with disabilities. The HHS Office for Civil Rights provides
guidance on complying with civil rights laws enforced by HHS. Please
see https://www.hhs.gov/civil-rights/for-providers/provider-obligations/ and https://www.hhs.gov/civil-rights/for-individuals/nondiscrimination/.
Recipients of FFA must ensure that their programs are
accessible to persons with limited English proficiency. For guidance on
meeting your legal obligation to take reasonable steps to ensure
meaningful access to your programs or activities by limited English
proficiency individuals, see https://www.hhs.gov/civil-rights/for-individuals/special-topics/limited-english-proficiency/fact-sheet-guidance/ and https://www.lep.gov.
For information on your specific legal obligations for
serving qualified individuals with disabilities, including reasonable
modifications and making services accessible to them, see https://www.hhs.gov/ocr/civilrights/understanding/disability/.
HHS funded health and education programs must be
administered in an environment free of sexual harassment. See https://www.hhs.gov/civil-rights/for-individuals/sex-discrimination/.
For guidance on administering your program in compliance
with applicable Federal religious nondiscrimination laws and applicable
Federal conscience protection and associated anti-discrimination laws,
see https://www.hhs.gov/conscience/conscience-protections/
and https://www.hhs.gov/conscience/religious-freedom/.
F. Federal Awardee Performance and Integrity Information System
(FAPIIS)
The IHS is required to review and consider any information about
the applicant that is in the FAPIIS at https://www.fapiis.gov before
making any award in excess of the simplified acquisition threshold
(currently $250,000) over the period of performance. An applicant may
review and comment on any information about itself that a Federal
awarding agency previously entered. IHS will consider any comments by
the applicant, in addition to other information in FAPIIS, in making a
judgment about the applicant's integrity, business ethics, and record
of performance under Federal awards when completing the review of risk
posed by applicants as described in 45 CFR 75.205.
As required by 45 CFR part 75 Appendix XII of the Uniform Guidance,
NFEs are required to disclose in FAPIIS any information about criminal,
civil, and administrative proceedings, and/or affirm that there is no
new information to provide. This applies to NFEs that receive Federal
awards (currently active grants, cooperative agreements, and
procurement contracts) greater than $10,000,000 for any period of time
during the period of performance of an award/project.
Mandatory Disclosure Requirements
As required by 2 CFR part 200 of the Uniform Guidance, and the HHS
implementing regulations at 45 CFR part 75, the IHS must require an NFE
or an applicant for a Federal award to disclose, in a timely manner, in
writing to the IHS or pass-through entity all violations of Federal
criminal law involving fraud, bribery, or gratuity violations
potentially affecting the Federal award.
All applicants and recipients must disclose in writing, in a timely
manner, to the IHS and to the HHS Office of Inspector General all
information related to violations of Federal criminal law involving
fraud, bribery, or gratuity violations potentially affecting the
Federal award. 45 CFR 75.113.
Disclosures must be sent in writing to:
U.S. Department of Health and Human Services, Indian Health Service,
Division of Grants Management, ATTN: Paul Gettys, Acting Director, 5600
Fishers Lane, Mail Stop: 09E70, Rockville, MD 20857. (Include
``Mandatory Grant Disclosures'' in subject line), Office: (301) 443-
5204, Fax: (301) 594-0899, Email: [email protected].
AND
U.S. Department of Health and Human Services, Office of Inspector
General, ATTN: Mandatory Grant Disclosures, Intake Coordinator, 330
Independence Avenue SW, Cohen Building, Room 5527, Washington, DC
20201, URL: https://oig.hhs.gov/fraud/report-fraud/. (Include
``Mandatory Grant Disclosures'' in subject line), Fax: (202) 205-0604
(Include ``Mandatory Grant Disclosures'' in subject line) or, Email:
[email protected].
Failure to make required disclosures can result in any of the
remedies described in 45 CFR 75.371 Remedies for noncompliance,
including suspension or debarment (see 2 CFR part 180 and 2 CFR part
376).
VII. Agency Contacts
1. Questions on the programmatic issues may be directed to: LCDR
Monique Richards, MSW, LICSW,
[[Page 60893]]
Public Health Advisor, Indian Health Service, Division of Behavioral
Health, 5600 Fishers Lane, Mail Stop: 08N70C, Rockville, MD 20857,
Telephone: (240) 252-9625, Fax: (301) 443-5610, Email:
[email protected].
2. Questions on grants management and fiscal matters may be
directed to: Sheila Miller, Grants Management Specialist, Indian Health
Service, Division of Grants Management, 5600 Fishers Lane, Mail Stop:
09E70, Rockville, MD 20857, Phone: (240) 535-9308, Fax: (301) 594-0899,
Email: [email protected].
3. Questions on systems matters may be directed to: Paul Gettys,
Acting Director, Division of Grants Management, Indian Health Service,
Division of Grants Management, 5600 Fishers Lane, Mail Stop: 09E70,
Rockville, MD 20857, Phone: (301) 443-2114; or the DGM main line (301)
443-5204, Fax: (301) 594-0899, email: [email protected].
VIII. Other Information
The Public Health Service strongly encourages all grant,
cooperative agreement, and contract recipients to provide a smoke-free
workplace and promote the non-use of all tobacco products. In addition,
Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in
certain facilities (or in some cases, any portion of the facility) in
which regular or routine education, library, day care, health care, or
early childhood development services are provided to children. This is
consistent with the HHS mission to protect and advance the physical and
mental health of the American people.
Elizabeth A. Fowler,
Acting Director, Indian Health Service.
[FR Doc. 2021-24039 Filed 11-3-21; 8:45 am]
BILLING CODE 4165-16-P